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0000000000000000000000000000000000000000..6273f8f192a6b5b050a2f1d75f0cb7372e289e7b --- /dev/null +++ b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_content_list.json @@ -0,0 +1,1490 @@ +[ + { + "type": "text", + "text": "Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification", + "text_level": 1, + "bbox": [ + 261, + 140, + 743, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Chenyue Li\\* , Shuoyi Chen\\* , Mang Ye", + "bbox": [ + 339, + 212, + 661, + 228 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "National Engineering Research Center for Multimedia Software, Institute of Artificial Intelligence, School of Computer Science, Hubei Luojia Laboratory, Wuhan University, Wuhan, China {chenyueli, chenshuoyi, yemang}@whu.edu.cn", + "bbox": [ + 287, + 239, + 712, + 297 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Wildlife ReID involves utilizing visual technology to identify specific individuals of wild animals in different scenarios, holding significant importance for wildlife conservation, ecological research, and environmental monitoring. Existing wildlife ReID methods are predominantly tailored to specific species, exhibiting limited applicability. Although some approaches leverage extensively studied person ReID techniques, they struggle to address the unique challenges posed by wildlife. Therefore, in this paper, we present a unified, multi-species general framework for wildlife ReID. Given that high-frequency information is a consistent representation of unique features in various species, significantly aiding in identifying contours and details such as fur textures, we propose the Adaptive High-Frequency Transformer model with the goal of enhancing high-frequency information learning. To mitigate the inevitable high-frequency interference in the wilderness environment, we introduce an object-aware high-frequency selection strategy to adaptively capture more valuable high-frequency components. Notably, we unify the experimental settings of multiple wildlife datasets for ReID, achieving superior performance over state-of-the-art ReID methods. In domain generalization scenarios, our approach demonstrates robust generalization to unknown species. Code is available at https://github.com/JigglyphStuff/AdaFreq.git.", + "bbox": [ + 261, + 333, + 743, + 625 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Wildlife Re-Identification $\\cdot$ Transformer $\\cdot$ High-Frequency", + "bbox": [ + 261, + 638, + 735, + 652 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 678, + 375, + 694 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Wildlife Re-Identification (ReID) aims to accurately identify specific individual animals in images or videos captured at different time points or locations [23, 35, 47, 53]. In contrast to regular animal classification, wildlife ReID necessitates a more advanced level of differentiation among individuals within the same species. This task is crucial for monitoring the living conditions, migratory habits, and reproductive situations of targeted wild animals, with broad applications in the conservation of endangered species, ecological research, and livestock", + "bbox": [ + 212, + 709, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contributions. † Corresponding author.", + "bbox": [ + 230, + 824, + 550, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "management. Unlike person ReID [7,49,50] task, wildlife ReID necessitates the processing of various species, each with its own unique appearance and behavioral patterns. This requires technologies to possess substantial generalizability and adaptability.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In the realm of wildlife ReID, the majority of efforts are directed towards a specific type of animal [20, 23, 32, 40, 53]. This indicates that in practical applications, the need to design separate methods for each species severely hampers universality and efficiency. In recent years, researchers have explored the re-identification of a diverse range of wildlife in domain generalization scenarios [18]. They construct a large-scale, multi-species dataset to acquire additional knowledge, thereby enhancing the generalization capability for identifying unknown species. However, for tasks demanding highly refined recognition, such as wildlife ReID, this approach proves challenging to achieve the desired level of accuracy. Furthermore, the acquisition of large-scale wildlife data is not easily attainable, and the inability to encompass a sufficiently diverse range of animal data further limits generalization capabilities. Therefore, it is crucial to formulate a unified ReID method applicable to multiple species and capable of meeting refined and superior performance in specific scenarios.", + "bbox": [ + 212, + 210, + 787, + 422 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Existing methods are typically designed for specific species, focusing on the extraction of particular physical traits unique to that species for subsequent matching. This involves features such as the edges of humpback whale flukes [42] or the pelage pattern of ringed seals [31]. However, these methods rely on the inherent characteristics of the species, posing challenges to the applicability to other wildlife. Furthermore, several studies employ well-established convolutional neural network(CNN) based methods to acquire discriminative representations [4,5,40]. These methods draw inspiration from person ReID but fail to consider the unique challenges of wildlife. For humans, distinguishable features include facial details, hairstyles, clothing, and accessories. When considering key features of wildlife, they are typically manifested in the texture of fur or scales, patterns or spots, and the contour of edges. Such characteristics are uniformly reflected in the high-frequency information of images, where high-frequency information refers to features exhibiting rapid changes or fine structures in the image [28], as illustrated in Fig.1. Therefore, we believe that high-frequency information plays a key role in unifying the ReID of different wild animals. A direct method is to extract the high-frequency information from the image for augmentation. However, in natural environments, wildlife images often have more complex and diverse backgrounds and most data lack clear bounding boxes. Considerable environmental noise interference is also included in high-frequency information, such as textures from leaves and grass.", + "bbox": [ + 212, + 426, + 787, + 744 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address these challenges, in this paper we propose an Adaptive High-Frequency Transformer, offering a universal framework for wildlife ReID applicable to various species. With the core objective of improving discriminative feature learning, we design three strategies to precisely direct high-frequency information. Considering the instability of high-frequency details such as fur patterns and small spots in wildlife due to variations in lighting and posture, we", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 344, + 127 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/95dbfd158ff83ec971671b702fd9c7b1b8b39c588e0a7eccb9c9d0c1361a38ef.jpg", + "image_caption": [ + "Fig. 1: By capturing discriminative features such as texture, contour, and fine details, high-frequency information displays unique features specific to each wild species, playing a crucial role in universal wildlife re-identification." + ], + "image_footnote": [], + "bbox": [ + 218, + 146, + 774, + 358 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "propose a new frequency-domain mixed data augmentation method to enhance the robustness of the model. Specifically, it blends the high-frequency representation of the image with the frequency-domain representation of the original image. The advantage lies in the frequency-domain level operation, which avoids introducing redundant information. Furthermore, to mitigate high-frequency noise in complex natural environments, we design an object-aware dynamic selection strategy to flexibly capture high-frequency information more relevant to the target. The key idea lies in leveraging the Transformer, where the global attention of the original image can be regarded as a guiding mechanism to selectively filter out tokens with negative interference. Finally, in order to mitigate the risk of excessive emphasis on high-frequency details at the cost of sacrificing original visual information, we design a feature equilibrium loss to constrain the disparity between high-frequency features and global features.", + "bbox": [ + 212, + 446, + 787, + 642 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our proposed approach strives for both the universality of the model across various species and its adaptability among different targets. 1) From a universal perspective, high-frequency information acts as a universal key, linking unique features across diverse wildlife species. By intensifying attention on high-frequency information, our model demonstrates the capacity to comprehensively and universally capture distinguishing features of wildlife, transcending limitations associated with specific species. This broadens the applicability of our ReID model. 2) From an adaptive perspective, our model takes into account individual variations among different species. By introducing an object-aware adaptive mechanism for high-frequency information, we can better capture the diverse high-frequency features presented by different targets, such as fur textures and pattern shapes. This adaptability contributes to improving the model's accuracy in recognizing individual wildlife, enabling it to", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adaptive High-Frequency Transformer", + "bbox": [ + 473, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "flexibly handle various species. Notably, we conduct extensive experiments and unify the experimental settings of multiple wildlife datasets for ReID. Results demonstrate that our method significantly outperforms state-of-the-art ReID methods on diverse wildlife datasets, covering terrestrial, aquatic, and aerial species. Additionally, our model trained on large-scale multi-species datasets and evaluated in the domain generalization setting, maintains reliable generalization to unfamiliar species.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 277, + 397, + 292 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Wildlife Re-Identification. Recently, the rapid development of deep learning [14-17,37,45,46] has made convolutional neural networks (CNNs) widely adopted for wildlife re-identification, leveraging them for feature extraction [1,25,54] and metric learning [2,27,44]. While person ReID technology has reached a mature state, wildlife ReID remains in an early stage. Many of them are specific to particular species, restricting their applicability [11,29,34]. We can divide them into the following categories. (1) Global Feature Learning: Building on traditional person ReID methods, many approaches use whole animal images to extract distinctive features. Wang et al. [40] developed a multi-stream feature fusion network aimed at extracting and integrating both local and global features of giant pandas. For manta ray ReID, where distinctive patterns vary unpredictably, Moskvyak et al. [30] proposed a specialized loss to reduce feature distance between different views of the same individual, enhancing pose-invariant feature learning. Such methods do not require prior knowledge of specific species when designing feature extraction mechanisms, making them particularly suitable for practical applications across a diverse range of species. However, existing methods primarily rely on traditional person ReID technologies. (2) Species-specific Feature Extraction: Some wildlife have distinctive patterns, and these methods crop these specific pattern areas for local identification. These methods are adept at extracting discriminative features from specific body parts in a range of animal species, such as dolphin fins [4,19,43], the heads of cattle [3], tail features of whales [6], elephant ears [42], the pelage patterns of ringed seals [33], etc. However, in practical applications, significant variations in perspective and partial occlusions often occur, making it challenging to capture clear local features for each individual, resulting in unreliable images. These methods typically face difficulties in being generalized to animals of other species. (3) Auxiliary Information Integration: Li et al. [23] leveraged pose key point estimation outcomes to segment tiger images into seven components, facilitating local feature learning. Following this, Zhang et al. [53] adopted a simplified pose definition for either side of a yak's head, serving as an auxiliary supervisory signal to improve feature learning. Yet, these approaches require supplementary annotations and depend on disparate auxiliary information specific to various animals, making it challenging to apply a standardized method across multiple species.", + "bbox": [ + 212, + 311, + 787, + 809 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Transformer Based Object ReID. The extensively studied realms of person and vehicle ReID have long been dominated by CNN-based methods, but the", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 344, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/349d481bd782ccc3015339f5e79b26933d6d85de523fce09169045180514a760.jpg", + "image_caption": [ + "Fig. 2: The architecture of our proposed method, consisting of (a) Frequency-Domain Mixed Augmentation(described in Sec.3.2), (b) Object-Aware Dynamic Selection (described in Sec.3.2), (c) Feature Equilibrium Loss (described in Sec.3.3)." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 787, + 369 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "introduction of Vision Transformer has revolutionized this field [47]. For general object ReID, TransReID [12], as a purely ViT-based ReID model, significantly enhances cross-camera object ReID accuracy through local feature learning and viewpoint information. Besides, several studies [22, 26, 52] focus on hybrid models that merge ViT with CNNs. A dual cross-attention learning method [55] is proposed to enhance the learning of global and local features by improving the attention mechanism. Some methods [41] also utilize auxiliary information like pose estimation to learn more effective human body-related features. While these methods exhibit distinct advantages, they have limitations when dealing with the unique challenges posed by wildlife. For multi-species wildlife ReID, recent endeavors have introduced universal recognition methods for domain generalization [18]. However, they primarily rely on leveraging knowledge from CLIP [38] to enhance descriptive information for improved generalization, resulting in limited performance for fine-grained recognition of specific species. In comparison, this paper is more targeted at wildlife features under a unified model, introducing a new perspective to the wildlife re-identification field. In fact, preliminary attempts have been made to utilize Transformers to enhance high-frequency feature learning in person ReID tasks [51]. Nevertheless, these efforts have not taken into account the influence of high-frequency noise in natural environments.", + "bbox": [ + 212, + 450, + 787, + 738 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 761, + 330, + 777 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, the specific details of the proposed method are presented. As shown in Fig.2, our adaptive high-frequency Transformer, with the core objective of enhancing high-frequency feature learning, incorporates three strategies.", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adaptive High-Frequency Transformer", + "bbox": [ + 473, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "1) Frequency-domain mixed augmentation. We introduce a novel data augmentation method by mixing high-frequency information and original information at the frequency domain level. This method specifically addresses the instability of high-frequency details resulting from variations in lighting and posture, contributing to improved model performance under diverse conditions. 2) Object-aware dynamic selection. We utilize global attention to flexibly mine high-frequency regions in images related to wildlife targets, facilitating the explicit learning of high-frequency features. This strategy allows us to minimize the influence of environmental noise on learning high-frequency features. 3) Feature equilibrium loss. In order to prevent excessive emphasis on high-frequency information from interfering with the original visual information during the feature learning process, we further propose a loss to balance their relationship.", + "bbox": [ + 212, + 146, + 787, + 329 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 ViT ReID Baseline.", + "text_level": 1, + "bbox": [ + 215, + 352, + 424, + 366 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our model is built on the ReID baseline with vision transformer as backbone [10]. Given an image $I \\in \\mathbb{R}^{H \\times W \\times C}$ , with height $H$ , width $W$ , and $C$ channels. The ViT model divides the image into $N$ fixed-size patches. These patches are then reshaped into a sequence of flattened vectors. The patches are linearly transformed into a $D$ -dimensional embedding space. A learnable embedding, class token, is appended to this sequence for the purpose of capturing a global representation of the image, resulting in the sequence $\\mathcal{X} \\in \\mathbb{R}^{(N + 1) \\times D}$ . To capture the spatial information of the patches, positional embeddings $E_{pos}$ are introduced and combined with the patch embeddings, yielding the input $\\mathcal{X} + E_{pos}$ , where $E_{pos} \\in \\mathbb{R}^{(N + 1) \\times D}$ . The final input to the transformer's encoder is thus a combination of patch embeddings, positional embeddings, and the class token. To optimize the model's parameters, a combination of loss functions is employed. After learning, the class token is further used as a global feature representation, denoted as $c$ . The triplet loss, denoted by $\\mathcal{L}_{tri}$ , and the ID loss, denoted by $\\mathcal{L}_{ID}$ , are integral to the network optimization process for ReID tasks.", + "bbox": [ + 212, + 378, + 787, + 607 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Adaptive High-Frequency Transformer", + "text_level": 1, + "bbox": [ + 215, + 631, + 581, + 645 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Frequency-Domain Mixed Augmentation. For wildlife, high-frequency details such as fur patterns and small spots may be unstable due to variations in lighting and posture. In this part, we propose a data augmentation strategy named Frequency-Domain Mixed Augmentation(FMA), aimed at enhancing the robustness of models to simulate the detail changes caused by environmental factors such as seasonal fur variations or occlusions by mud, allowing the model to focus more on stable and essential features of the images. In brief, we transform the spatial representation of an image into a frequency domain and extract high-frequency information to obtain a representation dominated by high frequencies. The frequency domain representation of the original image is mixed with the high-frequency representation, thereby generating an augmented representation. Operating in the frequency domain is motivated by the recognition", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 344, + 126 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "that each pixel manipulation in the spatial domain simultaneously adjusts multiple frequency components within the image. Mixing at the image level may introduce new high-frequency information, undermining the effective smoothing of high-frequency components. Specific steps are presented.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "High-Frequency Information Extraction. We first transform an input image $I \\in \\mathbb{R}^{H \\times W \\times C}$ into a single-channel image; each pixel in the image is located at coordinates $(x, y)$ with a value $I(x, y)$ . The Fourier transformation is utilized to convert the spatial representation of the image into the frequency domain $F(I)$ :", + "bbox": [ + 212, + 207, + 784, + 282 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nF (I) (u, v) = \\sum_ {x = 0} ^ {H - 1} \\sum_ {y = 0} ^ {W - 1} I (x, y) e ^ {- j 2 \\pi \\left(\\frac {u x}{H} + \\frac {v y}{W}\\right)}. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 349, + 295, + 785, + 337 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This transformation $F(u,v)$ maps the spatial information to the frequency domain, where $u$ and $v$ represent the frequency components in the horizontal and vertical directions, respectively. After processing the frequency domain representation with a Gaussian high-pass filter, we obtain a filtered version that contains only high-frequency components denoted by $F_{h}(I)$ .", + "bbox": [ + 212, + 348, + 782, + 422 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Frequency-Domain Mixing. The FMA method blends the high-frequency components with the original image within the frequency domain, thereby sharpening the model's focus on stable features and improving its adaptability to environmental changes. We define a frequency mixing function, which randomly mixes $F_{h}(I)$ with $F(I)$ :", + "bbox": [ + 212, + 424, + 784, + 500 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nF _ {h} ^ {\\prime} (I) = \\left(1 - M _ {\\alpha}\\right) \\cdot F _ {h} (I) + M _ {\\alpha} \\cdot F (I). \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 364, + 512, + 785, + 527 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "$M_{\\alpha}$ is a matrix of the same size as $F_{h}(I)$ and $F(I)$ , with a randomly selected square area covering $\\alpha$ (randomly ranging from 0 to 0.5) proportion of the total area set to 1, and the rest set to 0. The inverse Fourier transform of $F_{h}^{\\prime}(I)$ provides the augmented image for model training, to enhance feature stability recognition. Through this augmentation process, our model is more robust to the inevitable environmental factors of wildlife. The augmented high-frequency representation, denoted by $I_{h}$ and serving as the input high-frequency representation, typically represents finer details and edges within the image. $I_{h}$ is derived by converting the augmented frequency domain representation $F_{h}^{\\prime}(I)$ back to the spatial domain. This inverse transformation is given by:", + "bbox": [ + 212, + 539, + 787, + 691 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nI _ {h} (x, y) = \\frac {1}{H W} \\sum_ {u = 0} ^ {H - 1} \\sum_ {v = 0} ^ {W - 1} F _ {h} ^ {\\prime} (I) (u, v) e ^ {j 2 \\pi \\left(\\frac {u x}{H} + \\frac {v y}{W}\\right)}. \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 328, + 702, + 785, + 744 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Object-aware Dynamic Selection. High-frequency information reflects distinct discriminative features in images of various wild animals, demonstrating the versatility of high-frequency information across multiple species. However, the complex backgrounds in natural environments also fall under high-frequency information. Directly leveraging the high-frequency information of input images", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adaptive High-Frequency Transformer", + "bbox": [ + 473, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "to enhance feature learning may result in excessive attention being focused on noise. Based on our frequency-domain mixed augmentation, we further introduce an object-aware high-frequency selection strategy that can adaptively adjust the extraction of high-frequency information to concentrate more on the target. Specifically, in the Vision Transformer's process of learning visual features from image inputs, the class token serves as a global aggregation, capturing holistic semantic information within the image. Particularly in ReID tasks, the class token plays a crucial role in directing the model's attention towards discriminative regions associated with the target. We leverage this global attention as guidance to selectively emphasize high-frequency patches of greater value, thereby enhancing the discriminative feature learning process. The strength of this strategy lies in its adaptability, as it is not restricted to specific species and effectively adapts to different wildlife targets. Detailed steps are as follows:", + "bbox": [ + 212, + 146, + 787, + 342 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "For an input image $I$ , we first divide it into the set $P^o = \\{p_i^o | i = 1,2,\\dots,n\\}$ where $n$ represents the length of a patch sequence. Each patch $p_i^o$ is transformed into a high-dimensional embedding $x_i^o$ through a linear projection. Including the special class token embedding $x_{[\\mathrm{CLS}]}$ , the set of all embeddings at the entry layer is denoted as $\\mathcal{X}^o = \\{x_{[\\mathrm{CLS}]}^o, x_1^o, \\ldots, x_n^o\\}$ . At each layer $l$ of the ViT, the self-attention mechanism refines the embeddings based on inter-patch relationships. We designed a strategy based on attention to estimate the focus on the target:", + "bbox": [ + 212, + 342, + 787, + 449 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\psi_ {m, i} ^ {l} = \\sigma \\left(K _ {m} ^ {l} x _ {i} ^ {l} \\odot Q _ {m} ^ {l} x _ {[ \\mathrm {C L S} ]} ^ {l}\\right), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 390, + 459, + 785, + 484 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\psi_{m,i}^{l}$ denotes the attention score of the $i^{th}$ token relative to the [CLS] at the $m^{th}$ head of the $l^{th}$ layer. $\\sigma$ represents the softmax function, which normalizes the computed attention scores. $K_{m}^{l}$ is the transformation matrix for keys at the $m^{th}$ head and $l^{th}$ layer, and $Q_{m}^{l}$ is the transformation matrix for queries. The $\\odot$ represents the interaction between the $i^{th}$ token and the [CLS]. Upon reaching the final layer $L$ , we compute the attention scores $\\Psi^L$ , serving as a quantifiable metric that reflects the average attention distribution across heads in the model's final layer, defined as follows:", + "bbox": [ + 214, + 494, + 787, + 617 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\Psi^ {L} = \\frac {1}{M} \\sum_ {m = 1} ^ {M} \\psi_ {m, i} ^ {L}, \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 433, + 630, + 785, + 671 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $M$ represents the number of heads. This averaging process assists in revealing which parts of the input are given higher attention. $\\Psi^L$ are analyzed to dynamically select the set of high-frequency information tokens that exhibit the highest attention scores, where the chosen tokens exhibit improved perceptual acuity towards the target. This selection is formalized as:", + "bbox": [ + 214, + 680, + 787, + 755 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {S} _ {Z} = \\left\\{\\left(\\mathcal {O} \\left(\\Psi^ {L}\\right)\\right) _ {t} \\mid t = 1, 2, \\dots , Z \\right\\}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 767, + 785, + 785 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathcal{O}$ is a function that sorts scores in a set in descending order and then outputs the indices of these scores, $S_Z$ represents the object perception token indices, $Z$ is computed by $\\mu \\cdot n$ and $\\mu$ is a selection parameter. $S_Z$ are stored in", + "bbox": [ + 214, + 794, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 346, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "a dynamic memory $\\mathcal{M}$ , which later guides the dynamic selection process. $\\mathcal{X}^h = \\{x_i^h | i = 1,2,\\dots,n\\}$ is the high-frequency information tokens counterpart of the original $\\mathcal{X}^o$ . To dynamically select tokens closely matching the target, we define a function $\\Theta : S_Z \\to \\mathcal{X}^h$ that selects the corresponding high-frequency tokens based on the indices determined by $S_Z$ . Thus, the input object-aware high-frequency embeddings are represented by $\\mathcal{X}^{h'} = \\{x_{[\\mathrm{CLS}]}^h, x_1^h, \\ldots, x_Z^h\\}$ . Further, the global feature $c_o$ and $c_h$ are optimized with ID loss and triplet loss:", + "bbox": [ + 214, + 146, + 782, + 252 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathcal {L} _ {I D} \\left(c _ {o}\\right) + \\mathcal {L} _ {t r i} \\left(c _ {o}\\right) + \\mathcal {L} _ {I D} \\left(c _ {h}\\right) + \\mathcal {L} _ {t r i} \\left(c _ {h}\\right). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 339, + 258, + 784, + 273 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.3 Feature Equilibrium Loss", + "text_level": 1, + "bbox": [ + 215, + 291, + 470, + 306 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our model simultaneously takes visual image inputs and high-frequency augmented inputs, both of which are crucial for discriminative feature learning. The strategies we proposed above primarily guide the model to focus on high-frequency information. However, this needs to be established without compromising the learning of original visual information. Therefore, we further introduce the feature equilibrium loss to constrain the high-frequency features and visual features of the same individual from deviating excessively in the feature space.", + "bbox": [ + 212, + 311, + 782, + 416 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Consider $f^h \\in \\mathbb{R}^{B \\times Z \\times D}$ denote the encoded high-frequency embeddings excluding class tokens, and $f^o \\in \\mathbb{R}^{B \\times Z \\times D}$ represent the encoded embeddings of the original sequence corresponding to $f^h$ . The proposed $\\mathcal{L}_F$ aims to minimize the discrepancy between these two sets of embeddings, ensuring the retention of vital domain-specific features in the transformed embeddings. Specifically, the feature equilibrium loss is defined as:", + "bbox": [ + 212, + 417, + 784, + 507 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {F} = \\sum_ {b = 1} ^ {B} \\left(\\frac {1}{Z} \\sum_ {z = 1} ^ {Z} \\| \\boldsymbol {f} _ {b, z} ^ {o}, \\boldsymbol {f} _ {b, z} ^ {h} \\|\\right). \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 513, + 784, + 554 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "$\\| \\pmb{f}_{b,z}^{o}, \\pmb{f}_{b,z}^{h}\\|$ represents the difference between the high-frequency feature $\\pmb{f}_{b,z}^{h}$ and the original feature $\\pmb{f}_{b,z}^{o}$ for the $z$ -th token in the $b$ -th input, detailed as:", + "bbox": [ + 215, + 560, + 782, + 594 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\left\\| \\boldsymbol {f} _ {b, z} ^ {o}, \\boldsymbol {f} _ {b, z} ^ {h} \\right\\| = \\left\\{ \\begin{array}{l l} 0. 5 \\left(\\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h}\\right) ^ {2}, & \\text {i f} \\left| \\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h} \\right| < 1, \\\\ \\left| \\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h} \\right| - 0. 5, & \\text {o t h e r w i s e .} \\end{array} \\right. \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 299, + 599, + 782, + 648 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Feature equilibrium loss aggregates the differences across all selected tokens, ensuring a comprehensive measure of the discrepancy between the high-frequency and original features for each token. By minimizing $\\mathcal{L}_F$ , we encourage the model to preserve the essential features of the original input, while still leveraging the detailed textures and patterns enhanced in the high-frequency components, to ensure that the model learning does not overemphasize the high-frequency details at the expense of the original feature. This balance maintains visual and spatial consistency with the original feature while emphasizing high-frequency feature, thus improving the overall efficacy of feature extraction. The final loss function is denoted as:", + "bbox": [ + 214, + 654, + 782, + 803 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {o v e r a l l}} = \\mathcal {L} + \\lambda \\mathcal {L} _ {F}, \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 431, + 806, + 782, + 820 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\lambda$ represents the weight of $\\mathcal{L}_F$ .", + "bbox": [ + 215, + 824, + 480, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adaptive High-Frequency Transformer", + "bbox": [ + 473, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 143, + 374, + 162 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Datasets and Evaluation Protocols", + "text_level": 1, + "bbox": [ + 215, + 176, + 545, + 193 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Datasets. Existing studies for wildlife ReID exhibit inconsistent experimental settings regarding dataset partitioning, making it challenging to conduct fair comparisons between different approaches. Some methods only offer raw datasets without partition. In addition, most datasets are partitioned with varying standards, such as identity overlap between training and testing sets in some cases and no overlap in others. To facilitate subsequent research in this field and provide a standardized data benchmark for related studies, we have divided the data into training and testing sets in a uniform manner, allocating $70\\%$ of the identities for the training set and the remaining $30\\%$ for the testing set, while ensuring no overlap between the identities in the training and testing sets. To test the universality of our method, We endeavored to encompass a diverse array of animal datasets, including species such as giant pandas [40], elephants [20], seals [32], giraffes [36], sharks [13], tigers [23], and pigeons [21]. During the testing phase, each image in the test set is treated as a query, with the remainder of the test set, excluding the query image, forming the gallery.", + "bbox": [ + 212, + 205, + 785, + 430 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation Metrics. In ReID tasks, two commonly used metrics are Cumulative Matching Characteristics (CMC) and mean Average Precision (mAP). We employed both CMC and mAP for evaluation. Notably, in wildlife ReID, most datasets lack explicit camera information, hence we include all correct matches in our evaluations. Given that in many instances, simple samples and minor viewpoint changes lead to higher Rank-k accuracy, we introduce a new metric, the mean Inverse Negative Penalty (mINP) [48], which reflects the accuracy of identifying the most challenging matches.", + "bbox": [ + 212, + 431, + 785, + 551 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Implementation Details. All of our experiments are conducted on PyTorch with Nvidia 3090 GPUs. We use the pre-trained vision transformer on imageNet-1K as the backbone. All images are resized to $256 \\times 256$ and undergo data augmentation during training, which includes random rotations of 15 degrees, random adjustments to brightness and contrast with a $50\\%$ probability each, and padding of 10 pixels. We configure $\\mu$ to be 0.5 and $\\lambda$ to be 0.1. The patch size is set to $16 \\times 16$ . During training, the SGD optimizer is used. The initial learning rate is 0.001, employing cosine learning rate decay. The training is conducted over 150 epochs with a batch size of 32, comprising 8 identities, each with 4 images. During the testing phase, distance matrices are computed using only the original features.", + "bbox": [ + 212, + 551, + 785, + 717 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The existing wildlife ReID experiments mostly employ different settings and do not provide publicly clear dataset divisions, making comparison impossible. Therefore, we compare our approach with the current state-of-the-art person ReID methods on our own divided dataset. Our model significantly outperforms existing ReID models based on CNN and ViT architectures, as shown in Table.1. To demonstrate the universality of our model, we evaluate it on multiple wildlife datasets, including terrestrial, aquatic, and aerial species. Among these, species like elephants and sharks, which lack distinct pattern features, require emphasis", + "bbox": [ + 212, + 719, + 785, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 344, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/584c82919163c7d5fb008ef1bc195fece92ba1702ef8354c7a496f6e5ee3317d.jpg", + "table_caption": [ + "Table 1: Comparison with the state-of-the-art methods on diverse wildlife datasets." + ], + "table_footnote": [], + "table_body": "
MethodRotTrans [8]AGW [48]TransReID [12]CLIP-ReID [24]OURS
DatasetmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINP
Panda [40]40.290.410.727.393.19.237.988.810.538.887.711.244.593.112.5
Elephant [20]29.154.19.321.948.75.121.250.94.120.443.75.330.458.09.3
Seal [32]47.783.57.246.283.811.550.186.012.245.284.19.751.587.414.4
Zebra [36]16.226.77.213.524.46.116.125.37.416.327.26.916.827.47.7
Shark [13]18.661.25.020.666.24.919.362.25.023.367.26.324.368.45.6
Tiger [23]66.198.035.156.497.426.464.198.333.055.896.124.266.398.533.4
Pigeon [21]72.599.119.566.699.117.772.298.819.968.499.020.173.899.119.8
Giraffe [36]48.446.739.944.243.535.645.842.437.547.643.539.549.147.840.2
", + "bbox": [ + 215, + 171, + 787, + 321 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/3726a4fa6faec2231924e5477bda400a4c607dd83636e06f9f46e954aaef544b.jpg", + "table_caption": [ + "Table 2: Comparison in multi-species setting." + ], + "table_footnote": [], + "table_body": "
MethodReferenceSealPigeonElephant
mAPR1mAPR1mAPR1
TransReID [12]ICCV202145.882.665.798.722.844.8
CLIP-ReID [24]AAAI202343.582.964.399.020.444.2
Ours-50.686.270.099.126.652.6
", + "bbox": [ + 215, + 378, + 493, + 440 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/76d2d24076dcf80bf184df4cbc5c9da1a0270f6585c473b8b841584ebe54b610.jpg", + "table_caption": [ + "Table 3: Comparison in DG setting." + ], + "table_footnote": [], + "table_body": "
MethodReferenceAVGMAP R1TigermAP R1SealmAP R1
CAL [39]ICCV202142.858.064.163.421.652.7
MetaBIN [9]CVPR202142.559.361.262.023.956.7
UniReID [18]NIPS202347.663.966.765.228.562.6
Ours-48.188.572.398.124.078.9
", + "bbox": [ + 509, + 367, + 787, + 438 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "on contour line recognition, whereas tigers and seals necessitate fine-grained pattern recognition.", + "bbox": [ + 212, + 472, + 784, + 502 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison with the SOTA supervised ReID methods. As shown in Table.1, the overall Rank-1 accuracy is high. This outcome is partly due to the lack of camera information, with some images under the same camera experiencing minor perspective changes, making simple samples easily identifiable. The observed low mAP suggests a low level of recognition accuracy across the board, signifying the significant challenge presented by the task of wildlife ReID. Experiments show that ViT-based methods outperform the CNN-based methods on most datasets. Our model exhibits a superior performance on most datasets. Specifically, compared to the latest large-scale pre-trained CLIP-ReID, our model significantly outperforms it in wildlife ReID datasets.", + "bbox": [ + 212, + 505, + 787, + 655 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison on Multi-Species ReID and DG settings. The multi-species setting refers to training a combined dataset composed of training sets of elephants, seals, pigeons, and pandas, then testing on one of these species' test sets. Compared to single species, multi-species ReID requires a higher level of generalization and poses more significant challenges. It demands the careful balancing of learning among various species. Despite these challenges, our model demonstrates superior performance over existing methods within the multi-species setting, as presented in Table.2. For the domain generalization setting, the training set used is Wildlife-71 [18], with testing conducted on tigers and pigeons datasets. We mainly compare with the SOTA DG method UniReID. Only the Tiger and Seal datasets in UniReID have publicly available partitioning methods, and the Tiger dataset in UniReID is different from the official version", + "bbox": [ + 212, + 657, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adaptive High-Frequency Transformer", + "bbox": [ + 473, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/567e99bca008be9c32174840fa362fef8d378b653e5a665c65c53dbc29bc3843.jpg", + "table_caption": [ + "Table 4: Ablation study on several datasets. mAP is reported." + ], + "table_footnote": [], + "table_body": "
StrategyPandaPigeonGiraffeSharkSeal
Baseline (ViT) [10]40.870.147.520.249.5
Pure High-Frequency Augmentation41.868.447.421.550.1
PHA(reproduced) [51]38.870.747.514.847.7
Adaptive High-Frequency Transformer
+ Frequency-Domain Mixed Augmentation42.770.947.821.750.8
+ Object-aware Dynamic Selection43.973.648.723.651.3
+ Feature Equilibrium Loss44.573.849.124.351.5
", + "bbox": [ + 277, + 171, + 725, + 292 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "used in Table.1, makes it incomparable to that result. To ensure a fair comparison, we adopt the same settings as UniReID in DG experiments. It is worth noting that, even without large-scale model pre-training and introducing test set images as guidance, our average mAP on both the tiger and seal datasets remains significantly higher than UniReID, as shown in Table.3, demonstrating the generalizability of our approach.", + "bbox": [ + 212, + 321, + 787, + 412 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.2 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 435, + 401, + 450 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ablation studies are performed on the panda and pigeon datasets to validate the effectiveness of our method. We first compare it with the ViT baselines, described in Sec.3.1. Then, we sequentially added our core designs to the baseline to test the improvements introduced by our design, as shown in Table.4.", + "bbox": [ + 212, + 460, + 787, + 522 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/e16f831c53e216d9bc7a4388342a979fc9aca128a818686f2954988a0d484d50.jpg", + "image_caption": [ + "Fig.3: Parameter evaluation. mAP results for varying $\\mu$ are compared across several datasets. Different weights $\\lambda$ are analyzed on the Panda dataset." + ], + "image_footnote": [], + "bbox": [ + 218, + 551, + 480, + 664 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/5a5ac34dfc60410ba230dcf708ea084d421556dcef6715ed2eb12b42a81112ed.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 521, + 547, + 785, + 664 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Pure High-Frequency Augmentation. To validate the effectiveness of enhancing high-frequency feature learning for wildlife ReID, a straightforward approach involves directly extracting high-frequency information from the images for augmentation. We conducted relevant experiments in this part. In Table.4, Pure High-Frequency Augmentation refers to training exclusively with the high-frequency information of the original images without undergoing our frequency-domain mixed augmentation operations. Compared to the baseline, our method", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 346, + 127 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "shows improvements in mAP, Rank1, and mINP on the panda dataset. While on the pigeon dataset, the results showed that the mAP declined by $1.7\\%$ compared to the baseline. The results demonstrate that although high-frequency information plays a crucial role in enhancing wildlife contours and textures, it also intensifies high-frequency background noise. This leads to a less noticeable performance improvement and, in some cases, a decline. Subsequent experiments and visualization analyses also confirm this, shown in Fig.4.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The Effectiveness of Our Methods. 1) Frequency-Domain Mixed Augmentation. We conducted experiments to verify that our frequency domain mixing augmentation enhances model robustness. This approach emphasizes the model's reliance on stable features, such as general body shape, while maintaining sensitivity to high-frequency details, despite environmental factors that may obscure high-frequency information. Experimental results show a $0.9\\%$ increase in mAP and a $0.2\\%$ increase in mINP on the panda dataset compared to Pure High-Frequency Augmentation, with improvements also observed in the pigeon dataset. 2) Object-aware Dynamic Selection. To confirm that our Object-aware Dynamic Selection (ODS) method can more effectively learn high-frequency target information and reduce background interference, we continued testing with Frequency-Domain Mixed Augmentation. Experiments validating the effectiveness of ODS demonstrate increased mAP on multiple animal datasets compared to the Baseline. Additionally, visualized attention maps indicate that ODS enables the model to focus more on the target than both the Baseline and Pure High-Frequency Augmentation. Compared to PHA [51], which we have reproduced to closely resemble the source version, our ODS demonstrates superior performance. PHA amplifies uncertain local high-frequency features, which may lead to a bias toward background noise. In contrast, our method extracts object-aware high-frequency information and reduces background noise. 3) Feature Equilibrium Loss. We conducted experiments to compare the model's performance with and without feature equilibrium loss. Feature equilibrium loss balances original and high-frequency features, reducing their disparity. The results show that this balance enhances nuanced consistency.", + "bbox": [ + 212, + 261, + 787, + 625 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Parameter Analysis. We conduct a thorough evaluation of the effects exerted by the ratio $\\mu$ across several datasets and the feature equilibrium loss weight $\\lambda$ on the panda dataset. The experimental outcomes depicted in Fig.3 elucidate the feature equilibrium loss performs better when assigning lower weights, with weight 0.1 the best. The optimal value of $\\mu$ varies across different datasets. Due to the absence of bounding boxes, the proportion of the target within the entire image varies across different datasets. This variation can lead to the selection of too few targets or excessive background when adjusting $\\mu$ .", + "bbox": [ + 212, + 633, + 787, + 755 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Visualization Analysis. Fig.4 exhibits the attention maps of the Baseline, Pure High-Frequency Augmentation(Pure HF), and our model. It is evident that the Baseline attention significantly surpasses that of Pure HF in terms of focus on the target object. Pure HF is considerably affected by background noise, resulting in less attention to the target. In contrast, our model is capable of not", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adaptive High-Frequency Transformer", + "bbox": [ + 473, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/cf0d052af90c67c16966a54e150f1cec0e635a0a3da6eb9c43b2776fa87030c3.jpg", + "image_caption": [ + "Fig. 4: Visualizing the attention maps for the class token from the last self-attention layer. [Base] denotes the baseline. [Pure HF] refers to the Pure High-Frequency Augmentation as detailed in Table.4. [Our] means the method we proposed in this paper." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 785, + 292 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "only locating the target but also focusing on the high-frequency regions of the target, effectively enhancing the recognition of contours and textures.", + "bbox": [ + 212, + 376, + 784, + 407 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 430, + 357, + 446 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we analyze the challenges unique to wildlife ReID compared to conventional ReID tasks and propose a versatile adaptive high-frequency Transformer architecture tailored to achieve effective performance across diverse wildlife species. Specifically, we propose enhancing feature learning by focusing on high-frequency information that can capture the distinct characteristics of various animals. Extensive experimental evaluations on different wildlife species demonstrate the state-of-the-art performance of our model in the ReID task. Experiments under domain generalization settings also showcase the generalization capability of our model to unknown species.", + "bbox": [ + 212, + 462, + 787, + 597 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations. This part discusses the limitations of our method. It is somewhat influenced by the baseline choice due to its reliance on the dynamic selection process based on baseline attention, meaning poor baseline attention could lead to selecting high-frequency information with more background noise. Besides, the potential for variability in the optimal selection of the value of $\\mu$ across different datasets suggests that our approach may not achieve complete adaptability. In the future, we will attempt to design more flexible strategies to dynamically adjust the value of $\\mu$ according to the specific features of each dataset.", + "bbox": [ + 212, + 598, + 787, + 719 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments. This work is supported by the National Natural Science Foundation of China under Grant (62176188, 62361166629) and the Special Fund of Hubei Luojia Laboratory (220100015). The numerical calculations in this paper have been done on the supercomputing system in the Supercomputing Center of Wuhan University.", + "bbox": [ + 212, + 733, + 787, + 809 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "C. Li et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Ahmed, E., Jones, M., Marks, T.K.: An improved deep learning architecture for person re-identification. In: IEEE Conf. Comput. Vis. Pattern Recog. pp. 3908-3916 (2015)", + "2. Bask, S., Carr, P.: Deep deformable patch metric learning for person re-identification. IEEE Trans. Circuit Syst. Video Technol. 28(10), 2690-2702 (2017)", + "3. Bergamini, L., Porrello, A., Dondona, A.C., Del Negro, E., Mattioli, M., D'alterio, N., Calderara, S.: Multi-views embedding for cattle re-identification. In: International Conference on Signal Image Technology & Internet-based Systems. pp. 184–191. IEEE (2018)", + "4. 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Li et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_model.json b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_model.json new file mode 100644 index 0000000000000000000000000000000000000000..56ce059738f018e156728acd7669fd2ebd9e0c20 --- /dev/null +++ b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_model.json @@ -0,0 +1,2106 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.263, + 0.141, + 0.744, + 0.187 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification" + }, + { + "type": "text", + "bbox": [ + 0.341, + 0.213, + 0.663, + 0.229 + ], + "angle": 0, + "content": "Chenyue Li\\* , Shuoyi Chen\\* , Mang Ye" + }, + { + "type": "text", + "bbox": [ + 0.289, + 0.241, + 0.714, + 0.298 + ], + "angle": 0, + "content": "National Engineering Research Center for Multimedia Software, Institute of Artificial Intelligence, School of Computer Science, Hubei Luojia Laboratory, Wuhan University, Wuhan, China {chenyueli, chenshuoyi, yemang}@whu.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.334, + 0.744, + 0.626 + ], + "angle": 0, + "content": "Abstract. Wildlife ReID involves utilizing visual technology to identify specific individuals of wild animals in different scenarios, holding significant importance for wildlife conservation, ecological research, and environmental monitoring. Existing wildlife ReID methods are predominantly tailored to specific species, exhibiting limited applicability. Although some approaches leverage extensively studied person ReID techniques, they struggle to address the unique challenges posed by wildlife. Therefore, in this paper, we present a unified, multi-species general framework for wildlife ReID. Given that high-frequency information is a consistent representation of unique features in various species, significantly aiding in identifying contours and details such as fur textures, we propose the Adaptive High-Frequency Transformer model with the goal of enhancing high-frequency information learning. To mitigate the inevitable high-frequency interference in the wilderness environment, we introduce an object-aware high-frequency selection strategy to adaptively capture more valuable high-frequency components. Notably, we unify the experimental settings of multiple wildlife datasets for ReID, achieving superior performance over state-of-the-art ReID methods. In domain generalization scenarios, our approach demonstrates robust generalization to unknown species. Code is available at https://github.com/JigglyphStuff/AdaFreq.git." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.639, + 0.736, + 0.654 + ], + "angle": 0, + "content": "Keywords: Wildlife Re-Identification \\(\\cdot\\) Transformer \\(\\cdot\\) High-Frequency" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.679, + 0.377, + 0.695 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.71, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Wildlife Re-Identification (ReID) aims to accurately identify specific individual animals in images or videos captured at different time points or locations [23, 35, 47, 53]. In contrast to regular animal classification, wildlife ReID necessitates a more advanced level of differentiation among individuals within the same species. This task is crucial for monitoring the living conditions, migratory habits, and reproductive situations of targeted wild animals, with broad applications in the conservation of endangered species, ecological research, and livestock" + }, + { + "type": "page_footnote", + "bbox": [ + 0.232, + 0.825, + 0.551, + 0.841 + ], + "angle": 0, + "content": "* Equal contributions. † Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.346, + 0.128 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "management. Unlike person ReID [7,49,50] task, wildlife ReID necessitates the processing of various species, each with its own unique appearance and behavioral patterns. This requires technologies to possess substantial generalizability and adaptability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.212, + 0.788, + 0.424 + ], + "angle": 0, + "content": "In the realm of wildlife ReID, the majority of efforts are directed towards a specific type of animal [20, 23, 32, 40, 53]. This indicates that in practical applications, the need to design separate methods for each species severely hampers universality and efficiency. In recent years, researchers have explored the re-identification of a diverse range of wildlife in domain generalization scenarios [18]. They construct a large-scale, multi-species dataset to acquire additional knowledge, thereby enhancing the generalization capability for identifying unknown species. However, for tasks demanding highly refined recognition, such as wildlife ReID, this approach proves challenging to achieve the desired level of accuracy. Furthermore, the acquisition of large-scale wildlife data is not easily attainable, and the inability to encompass a sufficiently diverse range of animal data further limits generalization capabilities. Therefore, it is crucial to formulate a unified ReID method applicable to multiple species and capable of meeting refined and superior performance in specific scenarios." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.428, + 0.788, + 0.746 + ], + "angle": 0, + "content": "Existing methods are typically designed for specific species, focusing on the extraction of particular physical traits unique to that species for subsequent matching. This involves features such as the edges of humpback whale flukes [42] or the pelage pattern of ringed seals [31]. However, these methods rely on the inherent characteristics of the species, posing challenges to the applicability to other wildlife. Furthermore, several studies employ well-established convolutional neural network(CNN) based methods to acquire discriminative representations [4,5,40]. These methods draw inspiration from person ReID but fail to consider the unique challenges of wildlife. For humans, distinguishable features include facial details, hairstyles, clothing, and accessories. When considering key features of wildlife, they are typically manifested in the texture of fur or scales, patterns or spots, and the contour of edges. Such characteristics are uniformly reflected in the high-frequency information of images, where high-frequency information refers to features exhibiting rapid changes or fine structures in the image [28], as illustrated in Fig.1. Therefore, we believe that high-frequency information plays a key role in unifying the ReID of different wild animals. A direct method is to extract the high-frequency information from the image for augmentation. However, in natural environments, wildlife images often have more complex and diverse backgrounds and most data lack clear bounding boxes. Considerable environmental noise interference is also included in high-frequency information, such as textures from leaves and grass." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.842 + ], + "angle": 0, + "content": "To address these challenges, in this paper we propose an Adaptive High-Frequency Transformer, offering a universal framework for wildlife ReID applicable to various species. With the core objective of improving discriminative feature learning, we design three strategies to precisely direct high-frequency information. Considering the instability of high-frequency details such as fur patterns and small spots in wildlife due to variations in lighting and posture, we" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.147, + 0.775, + 0.359 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.374, + 0.785, + 0.415 + ], + "angle": 0, + "content": "Fig. 1: By capturing discriminative features such as texture, contour, and fine details, high-frequency information displays unique features specific to each wild species, playing a crucial role in universal wildlife re-identification." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.788, + 0.643 + ], + "angle": 0, + "content": "propose a new frequency-domain mixed data augmentation method to enhance the robustness of the model. Specifically, it blends the high-frequency representation of the image with the frequency-domain representation of the original image. The advantage lies in the frequency-domain level operation, which avoids introducing redundant information. Furthermore, to mitigate high-frequency noise in complex natural environments, we design an object-aware dynamic selection strategy to flexibly capture high-frequency information more relevant to the target. The key idea lies in leveraging the Transformer, where the global attention of the original image can be regarded as a guiding mechanism to selectively filter out tokens with negative interference. Finally, in order to mitigate the risk of excessive emphasis on high-frequency details at the cost of sacrificing original visual information, we design a feature equilibrium loss to constrain the disparity between high-frequency features and global features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.645, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In summary, our proposed approach strives for both the universality of the model across various species and its adaptability among different targets. 1) From a universal perspective, high-frequency information acts as a universal key, linking unique features across diverse wildlife species. By intensifying attention on high-frequency information, our model demonstrates the capacity to comprehensively and universally capture distinguishing features of wildlife, transcending limitations associated with specific species. This broadens the applicability of our ReID model. 2) From an adaptive perspective, our model takes into account individual variations among different species. By introducing an object-aware adaptive mechanism for high-frequency information, we can better capture the diverse high-frequency features presented by different targets, such as fur textures and pattern shapes. This adaptability contributes to improving the model's accuracy in recognizing individual wildlife, enabling it to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.346, + 0.127 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "flexibly handle various species. Notably, we conduct extensive experiments and unify the experimental settings of multiple wildlife datasets for ReID. Results demonstrate that our method significantly outperforms state-of-the-art ReID methods on diverse wildlife datasets, covering terrestrial, aquatic, and aerial species. Additionally, our model trained on large-scale multi-species datasets and evaluated in the domain generalization setting, maintains reliable generalization to unfamiliar species." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.278, + 0.398, + 0.294 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.312, + 0.789, + 0.81 + ], + "angle": 0, + "content": "Wildlife Re-Identification. Recently, the rapid development of deep learning [14-17,37,45,46] has made convolutional neural networks (CNNs) widely adopted for wildlife re-identification, leveraging them for feature extraction [1,25,54] and metric learning [2,27,44]. While person ReID technology has reached a mature state, wildlife ReID remains in an early stage. Many of them are specific to particular species, restricting their applicability [11,29,34]. We can divide them into the following categories. (1) Global Feature Learning: Building on traditional person ReID methods, many approaches use whole animal images to extract distinctive features. Wang et al. [40] developed a multi-stream feature fusion network aimed at extracting and integrating both local and global features of giant pandas. For manta ray ReID, where distinctive patterns vary unpredictably, Moskvyak et al. [30] proposed a specialized loss to reduce feature distance between different views of the same individual, enhancing pose-invariant feature learning. Such methods do not require prior knowledge of specific species when designing feature extraction mechanisms, making them particularly suitable for practical applications across a diverse range of species. However, existing methods primarily rely on traditional person ReID technologies. (2) Species-specific Feature Extraction: Some wildlife have distinctive patterns, and these methods crop these specific pattern areas for local identification. These methods are adept at extracting discriminative features from specific body parts in a range of animal species, such as dolphin fins [4,19,43], the heads of cattle [3], tail features of whales [6], elephant ears [42], the pelage patterns of ringed seals [33], etc. However, in practical applications, significant variations in perspective and partial occlusions often occur, making it challenging to capture clear local features for each individual, resulting in unreliable images. These methods typically face difficulties in being generalized to animals of other species. (3) Auxiliary Information Integration: Li et al. [23] leveraged pose key point estimation outcomes to segment tiger images into seven components, facilitating local feature learning. Following this, Zhang et al. [53] adopted a simplified pose definition for either side of a yak's head, serving as an auxiliary supervisory signal to improve feature learning. Yet, these approaches require supplementary annotations and depend on disparate auxiliary information specific to various animals, making it challenging to apply a standardized method across multiple species." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Transformer Based Object ReID. The extensively studied realms of person and vehicle ReID have long been dominated by CNN-based methods, but the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.789, + 0.37 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.379, + 0.788, + 0.422 + ], + "angle": 0, + "content": "Fig. 2: The architecture of our proposed method, consisting of (a) Frequency-Domain Mixed Augmentation(described in Sec.3.2), (b) Object-Aware Dynamic Selection (described in Sec.3.2), (c) Feature Equilibrium Loss (described in Sec.3.3)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.451, + 0.789, + 0.739 + ], + "angle": 0, + "content": "introduction of Vision Transformer has revolutionized this field [47]. For general object ReID, TransReID [12], as a purely ViT-based ReID model, significantly enhances cross-camera object ReID accuracy through local feature learning and viewpoint information. Besides, several studies [22, 26, 52] focus on hybrid models that merge ViT with CNNs. A dual cross-attention learning method [55] is proposed to enhance the learning of global and local features by improving the attention mechanism. Some methods [41] also utilize auxiliary information like pose estimation to learn more effective human body-related features. While these methods exhibit distinct advantages, they have limitations when dealing with the unique challenges posed by wildlife. For multi-species wildlife ReID, recent endeavors have introduced universal recognition methods for domain generalization [18]. However, they primarily rely on leveraging knowledge from CLIP [38] to enhance descriptive information for improved generalization, resulting in limited performance for fine-grained recognition of specific species. In comparison, this paper is more targeted at wildlife features under a unified model, introducing a new perspective to the wildlife re-identification field. In fact, preliminary attempts have been made to utilize Transformers to enhance high-frequency feature learning in person ReID tasks [51]. Nevertheless, these efforts have not taken into account the influence of high-frequency noise in natural environments." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.762, + 0.331, + 0.779 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "In this section, the specific details of the proposed method are presented. As shown in Fig.2, our adaptive high-frequency Transformer, with the core objective of enhancing high-frequency feature learning, incorporates three strategies." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.346, + 0.127 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.33 + ], + "angle": 0, + "content": "1) Frequency-domain mixed augmentation. We introduce a novel data augmentation method by mixing high-frequency information and original information at the frequency domain level. This method specifically addresses the instability of high-frequency details resulting from variations in lighting and posture, contributing to improved model performance under diverse conditions. 2) Object-aware dynamic selection. We utilize global attention to flexibly mine high-frequency regions in images related to wildlife targets, facilitating the explicit learning of high-frequency features. This strategy allows us to minimize the influence of environmental noise on learning high-frequency features. 3) Feature equilibrium loss. In order to prevent excessive emphasis on high-frequency information from interfering with the original visual information during the feature learning process, we further propose a loss to balance their relationship." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.353, + 0.426, + 0.367 + ], + "angle": 0, + "content": "3.1 ViT ReID Baseline." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.38, + 0.789, + 0.608 + ], + "angle": 0, + "content": "Our model is built on the ReID baseline with vision transformer as backbone [10]. Given an image \\( I \\in \\mathbb{R}^{H \\times W \\times C} \\), with height \\( H \\), width \\( W \\), and \\( C \\) channels. The ViT model divides the image into \\( N \\) fixed-size patches. These patches are then reshaped into a sequence of flattened vectors. The patches are linearly transformed into a \\( D \\)-dimensional embedding space. A learnable embedding, class token, is appended to this sequence for the purpose of capturing a global representation of the image, resulting in the sequence \\( \\mathcal{X} \\in \\mathbb{R}^{(N + 1) \\times D} \\). To capture the spatial information of the patches, positional embeddings \\( E_{pos} \\) are introduced and combined with the patch embeddings, yielding the input \\( \\mathcal{X} + E_{pos} \\), where \\( E_{pos} \\in \\mathbb{R}^{(N + 1) \\times D} \\). The final input to the transformer's encoder is thus a combination of patch embeddings, positional embeddings, and the class token. To optimize the model's parameters, a combination of loss functions is employed. After learning, the class token is further used as a global feature representation, denoted as \\( c \\). The triplet loss, denoted by \\( \\mathcal{L}_{tri} \\), and the ID loss, denoted by \\( \\mathcal{L}_{ID} \\), are integral to the network optimization process for ReID tasks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.632, + 0.582, + 0.646 + ], + "angle": 0, + "content": "3.2 Adaptive High-Frequency Transformer" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Frequency-Domain Mixed Augmentation. For wildlife, high-frequency details such as fur patterns and small spots may be unstable due to variations in lighting and posture. In this part, we propose a data augmentation strategy named Frequency-Domain Mixed Augmentation(FMA), aimed at enhancing the robustness of models to simulate the detail changes caused by environmental factors such as seasonal fur variations or occlusions by mud, allowing the model to focus more on stable and essential features of the images. In brief, we transform the spatial representation of an image into a frequency domain and extract high-frequency information to obtain a representation dominated by high frequencies. The frequency domain representation of the original image is mixed with the high-frequency representation, thereby generating an augmented representation. Operating in the frequency domain is motivated by the recognition" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "that each pixel manipulation in the spatial domain simultaneously adjusts multiple frequency components within the image. Mixing at the image level may introduce new high-frequency information, undermining the effective smoothing of high-frequency components. Specific steps are presented." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.283 + ], + "angle": 0, + "content": "High-Frequency Information Extraction. We first transform an input image \\( I \\in \\mathbb{R}^{H \\times W \\times C} \\) into a single-channel image; each pixel in the image is located at coordinates \\( (x, y) \\) with a value \\( I(x, y) \\). The Fourier transformation is utilized to convert the spatial representation of the image into the frequency domain \\( F(I) \\):" + }, + { + "type": "equation", + "bbox": [ + 0.351, + 0.296, + 0.786, + 0.338 + ], + "angle": 0, + "content": "\\[\nF (I) (u, v) = \\sum_ {x = 0} ^ {H - 1} \\sum_ {y = 0} ^ {W - 1} I (x, y) e ^ {- j 2 \\pi \\left(\\frac {u x}{H} + \\frac {v y}{W}\\right)}. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.349, + 0.784, + 0.424 + ], + "angle": 0, + "content": "This transformation \\( F(u,v) \\) maps the spatial information to the frequency domain, where \\( u \\) and \\( v \\) represent the frequency components in the horizontal and vertical directions, respectively. After processing the frequency domain representation with a Gaussian high-pass filter, we obtain a filtered version that contains only high-frequency components denoted by \\( F_{h}(I) \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.785, + 0.501 + ], + "angle": 0, + "content": "Frequency-Domain Mixing. The FMA method blends the high-frequency components with the original image within the frequency domain, thereby sharpening the model's focus on stable features and improving its adaptability to environmental changes. We define a frequency mixing function, which randomly mixes \\(F_{h}(I)\\) with \\(F(I)\\):" + }, + { + "type": "equation", + "bbox": [ + 0.366, + 0.513, + 0.786, + 0.529 + ], + "angle": 0, + "content": "\\[\nF _ {h} ^ {\\prime} (I) = \\left(1 - M _ {\\alpha}\\right) \\cdot F _ {h} (I) + M _ {\\alpha} \\cdot F (I). \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.54, + 0.788, + 0.692 + ], + "angle": 0, + "content": "\\(M_{\\alpha}\\) is a matrix of the same size as \\(F_{h}(I)\\) and \\(F(I)\\), with a randomly selected square area covering \\(\\alpha\\) (randomly ranging from 0 to 0.5) proportion of the total area set to 1, and the rest set to 0. The inverse Fourier transform of \\(F_{h}^{\\prime}(I)\\) provides the augmented image for model training, to enhance feature stability recognition. Through this augmentation process, our model is more robust to the inevitable environmental factors of wildlife. The augmented high-frequency representation, denoted by \\(I_{h}\\) and serving as the input high-frequency representation, typically represents finer details and edges within the image. \\(I_{h}\\) is derived by converting the augmented frequency domain representation \\(F_{h}^{\\prime}(I)\\) back to the spatial domain. This inverse transformation is given by:" + }, + { + "type": "equation", + "bbox": [ + 0.33, + 0.703, + 0.786, + 0.745 + ], + "angle": 0, + "content": "\\[\nI _ {h} (x, y) = \\frac {1}{H W} \\sum_ {u = 0} ^ {H - 1} \\sum_ {v = 0} ^ {W - 1} F _ {h} ^ {\\prime} (I) (u, v) e ^ {j 2 \\pi \\left(\\frac {u x}{H} + \\frac {v y}{W}\\right)}. \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Object-aware Dynamic Selection. High-frequency information reflects distinct discriminative features in images of various wild animals, demonstrating the versatility of high-frequency information across multiple species. However, the complex backgrounds in natural environments also fall under high-frequency information. Directly leveraging the high-frequency information of input images" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.128 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.343 + ], + "angle": 0, + "content": "to enhance feature learning may result in excessive attention being focused on noise. Based on our frequency-domain mixed augmentation, we further introduce an object-aware high-frequency selection strategy that can adaptively adjust the extraction of high-frequency information to concentrate more on the target. Specifically, in the Vision Transformer's process of learning visual features from image inputs, the class token serves as a global aggregation, capturing holistic semantic information within the image. Particularly in ReID tasks, the class token plays a crucial role in directing the model's attention towards discriminative regions associated with the target. We leverage this global attention as guidance to selectively emphasize high-frequency patches of greater value, thereby enhancing the discriminative feature learning process. The strength of this strategy lies in its adaptability, as it is not restricted to specific species and effectively adapts to different wildlife targets. Detailed steps are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.788, + 0.45 + ], + "angle": 0, + "content": "For an input image \\(I\\), we first divide it into the set \\(P^o = \\{p_i^o | i = 1,2,\\dots,n\\}\\) where \\(n\\) represents the length of a patch sequence. Each patch \\(p_i^o\\) is transformed into a high-dimensional embedding \\(x_i^o\\) through a linear projection. Including the special class token embedding \\(x_{[\\mathrm{CLS}]}\\), the set of all embeddings at the entry layer is denoted as \\(\\mathcal{X}^o = \\{x_{[\\mathrm{CLS}]}^o, x_1^o, \\ldots, x_n^o\\}\\). At each layer \\(l\\) of the ViT, the self-attention mechanism refines the embeddings based on inter-patch relationships. We designed a strategy based on attention to estimate the focus on the target:" + }, + { + "type": "equation", + "bbox": [ + 0.391, + 0.46, + 0.786, + 0.486 + ], + "angle": 0, + "content": "\\[\n\\psi_ {m, i} ^ {l} = \\sigma \\left(K _ {m} ^ {l} x _ {i} ^ {l} \\odot Q _ {m} ^ {l} x _ {[ \\mathrm {C L S} ]} ^ {l}\\right), \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.495, + 0.788, + 0.618 + ], + "angle": 0, + "content": "where \\(\\psi_{m,i}^{l}\\) denotes the attention score of the \\(i^{th}\\) token relative to the [CLS] at the \\(m^{th}\\) head of the \\(l^{th}\\) layer. \\(\\sigma\\) represents the softmax function, which normalizes the computed attention scores. \\(K_{m}^{l}\\) is the transformation matrix for keys at the \\(m^{th}\\) head and \\(l^{th}\\) layer, and \\(Q_{m}^{l}\\) is the transformation matrix for queries. The \\(\\odot\\) represents the interaction between the \\(i^{th}\\) token and the [CLS]. Upon reaching the final layer \\(L\\), we compute the attention scores \\(\\Psi^L\\), serving as a quantifiable metric that reflects the average attention distribution across heads in the model's final layer, defined as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.434, + 0.631, + 0.786, + 0.672 + ], + "angle": 0, + "content": "\\[\n\\Psi^ {L} = \\frac {1}{M} \\sum_ {m = 1} ^ {M} \\psi_ {m, i} ^ {L}, \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.681, + 0.788, + 0.756 + ], + "angle": 0, + "content": "where \\( M \\) represents the number of heads. This averaging process assists in revealing which parts of the input are given higher attention. \\( \\Psi^L \\) are analyzed to dynamically select the set of high-frequency information tokens that exhibit the highest attention scores, where the chosen tokens exhibit improved perceptual acuity towards the target. This selection is formalized as:" + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.768, + 0.786, + 0.786 + ], + "angle": 0, + "content": "\\[\n\\mathcal {S} _ {Z} = \\left\\{\\left(\\mathcal {O} \\left(\\Psi^ {L}\\right)\\right) _ {t} \\mid t = 1, 2, \\dots , Z \\right\\}, \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\(\\mathcal{O}\\) is a function that sorts scores in a set in descending order and then outputs the indices of these scores, \\(S_Z\\) represents the object perception token indices, \\(Z\\) is computed by \\(\\mu \\cdot n\\) and \\(\\mu\\) is a selection parameter. \\(S_Z\\) are stored in" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.784, + 0.253 + ], + "angle": 0, + "content": "a dynamic memory \\(\\mathcal{M}\\), which later guides the dynamic selection process. \\(\\mathcal{X}^h = \\{x_i^h | i = 1,2,\\dots,n\\}\\) is the high-frequency information tokens counterpart of the original \\(\\mathcal{X}^o\\). To dynamically select tokens closely matching the target, we define a function \\(\\Theta : S_Z \\to \\mathcal{X}^h\\) that selects the corresponding high-frequency tokens based on the indices determined by \\(S_Z\\). Thus, the input object-aware high-frequency embeddings are represented by \\(\\mathcal{X}^{h'} = \\{x_{[\\mathrm{CLS}]}^h, x_1^h, \\ldots, x_Z^h\\}\\). Further, the global feature \\(c_o\\) and \\(c_h\\) are optimized with ID loss and triplet loss:" + }, + { + "type": "equation", + "bbox": [ + 0.341, + 0.26, + 0.785, + 0.275 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathcal {L} _ {I D} \\left(c _ {o}\\right) + \\mathcal {L} _ {t r i} \\left(c _ {o}\\right) + \\mathcal {L} _ {I D} \\left(c _ {h}\\right) + \\mathcal {L} _ {t r i} \\left(c _ {h}\\right). \\tag {7}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.292, + 0.471, + 0.307 + ], + "angle": 0, + "content": "3.3 Feature Equilibrium Loss" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.313, + 0.784, + 0.417 + ], + "angle": 0, + "content": "Our model simultaneously takes visual image inputs and high-frequency augmented inputs, both of which are crucial for discriminative feature learning. The strategies we proposed above primarily guide the model to focus on high-frequency information. However, this needs to be established without compromising the learning of original visual information. Therefore, we further introduce the feature equilibrium loss to constrain the high-frequency features and visual features of the same individual from deviating excessively in the feature space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.418, + 0.785, + 0.508 + ], + "angle": 0, + "content": "Consider \\( f^h \\in \\mathbb{R}^{B \\times Z \\times D} \\) denote the encoded high-frequency embeddings excluding class tokens, and \\( f^o \\in \\mathbb{R}^{B \\times Z \\times D} \\) represent the encoded embeddings of the original sequence corresponding to \\( f^h \\). The proposed \\( \\mathcal{L}_F \\) aims to minimize the discrepancy between these two sets of embeddings, ensuring the retention of vital domain-specific features in the transformed embeddings. Specifically, the feature equilibrium loss is defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.515, + 0.785, + 0.555 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {F} = \\sum_ {b = 1} ^ {B} \\left(\\frac {1}{Z} \\sum_ {z = 1} ^ {Z} \\| \\boldsymbol {f} _ {b, z} ^ {o}, \\boldsymbol {f} _ {b, z} ^ {h} \\|\\right). \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.561, + 0.784, + 0.595 + ], + "angle": 0, + "content": "\\(\\| \\pmb{f}_{b,z}^{o}, \\pmb{f}_{b,z}^{h}\\|\\) represents the difference between the high-frequency feature \\(\\pmb{f}_{b,z}^{h}\\) and the original feature \\(\\pmb{f}_{b,z}^{o}\\) for the \\(z\\)-th token in the \\(b\\)-th input, detailed as:" + }, + { + "type": "equation", + "bbox": [ + 0.3, + 0.601, + 0.784, + 0.65 + ], + "angle": 0, + "content": "\\[\n\\left\\| \\boldsymbol {f} _ {b, z} ^ {o}, \\boldsymbol {f} _ {b, z} ^ {h} \\right\\| = \\left\\{ \\begin{array}{l l} 0. 5 \\left(\\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h}\\right) ^ {2}, & \\text {i f} \\left| \\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h} \\right| < 1, \\\\ \\left| \\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h} \\right| - 0. 5, & \\text {o t h e r w i s e .} \\end{array} \\right. \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.655, + 0.784, + 0.804 + ], + "angle": 0, + "content": "Feature equilibrium loss aggregates the differences across all selected tokens, ensuring a comprehensive measure of the discrepancy between the high-frequency and original features for each token. By minimizing \\(\\mathcal{L}_F\\), we encourage the model to preserve the essential features of the original input, while still leveraging the detailed textures and patterns enhanced in the high-frequency components, to ensure that the model learning does not overemphasize the high-frequency details at the expense of the original feature. This balance maintains visual and spatial consistency with the original feature while emphasizing high-frequency feature, thus improving the overall efficacy of feature extraction. The final loss function is denoted as:" + }, + { + "type": "equation", + "bbox": [ + 0.433, + 0.807, + 0.784, + 0.821 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {o v e r a l l}} = \\mathcal {L} + \\lambda \\mathcal {L} _ {F}, \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.825, + 0.482, + 0.84 + ], + "angle": 0, + "content": "where \\(\\lambda\\) represents the weight of \\(\\mathcal{L}_F\\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.346, + 0.127 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.375, + 0.163 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.178, + 0.547, + 0.194 + ], + "angle": 0, + "content": "4.1 Datasets and Evaluation Protocols" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.206, + 0.787, + 0.431 + ], + "angle": 0, + "content": "Datasets. Existing studies for wildlife ReID exhibit inconsistent experimental settings regarding dataset partitioning, making it challenging to conduct fair comparisons between different approaches. Some methods only offer raw datasets without partition. In addition, most datasets are partitioned with varying standards, such as identity overlap between training and testing sets in some cases and no overlap in others. To facilitate subsequent research in this field and provide a standardized data benchmark for related studies, we have divided the data into training and testing sets in a uniform manner, allocating \\(70\\%\\) of the identities for the training set and the remaining \\(30\\%\\) for the testing set, while ensuring no overlap between the identities in the training and testing sets. To test the universality of our method, We endeavored to encompass a diverse array of animal datasets, including species such as giant pandas [40], elephants [20], seals [32], giraffes [36], sharks [13], tigers [23], and pigeons [21]. During the testing phase, each image in the test set is treated as a query, with the remainder of the test set, excluding the query image, forming the gallery." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.432, + 0.787, + 0.552 + ], + "angle": 0, + "content": "Evaluation Metrics. In ReID tasks, two commonly used metrics are Cumulative Matching Characteristics (CMC) and mean Average Precision (mAP). We employed both CMC and mAP for evaluation. Notably, in wildlife ReID, most datasets lack explicit camera information, hence we include all correct matches in our evaluations. Given that in many instances, simple samples and minor viewpoint changes lead to higher Rank-k accuracy, we introduce a new metric, the mean Inverse Negative Penalty (mINP) [48], which reflects the accuracy of identifying the most challenging matches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.787, + 0.718 + ], + "angle": 0, + "content": "Implementation Details. All of our experiments are conducted on PyTorch with Nvidia 3090 GPUs. We use the pre-trained vision transformer on imageNet-1K as the backbone. All images are resized to \\(256 \\times 256\\) and undergo data augmentation during training, which includes random rotations of 15 degrees, random adjustments to brightness and contrast with a \\(50\\%\\) probability each, and padding of 10 pixels. We configure \\(\\mu\\) to be 0.5 and \\(\\lambda\\) to be 0.1. The patch size is set to \\(16 \\times 16\\). During training, the SGD optimizer is used. The initial learning rate is 0.001, employing cosine learning rate decay. The training is conducted over 150 epochs with a batch size of 32, comprising 8 identities, each with 4 images. During the testing phase, distance matrices are computed using only the original features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.84 + ], + "angle": 0, + "content": "The existing wildlife ReID experiments mostly employ different settings and do not provide publicly clear dataset divisions, making comparison impossible. Therefore, we compare our approach with the current state-of-the-art person ReID methods on our own divided dataset. Our model significantly outperforms existing ReID models based on CNN and ViT architectures, as shown in Table.1. To demonstrate the universality of our model, we evaluate it on multiple wildlife datasets, including terrestrial, aquatic, and aerial species. Among these, species like elephants and sharks, which lack distinct pattern features, require emphasis" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.22, + 0.145, + 0.782, + 0.159 + ], + "angle": 0, + "content": "Table 1: Comparison with the state-of-the-art methods on diverse wildlife datasets." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.172, + 0.789, + 0.323 + ], + "angle": 0, + "content": "
MethodRotTrans [8]AGW [48]TransReID [12]CLIP-ReID [24]OURS
DatasetmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINP
Panda [40]40.290.410.727.393.19.237.988.810.538.887.711.244.593.112.5
Elephant [20]29.154.19.321.948.75.121.250.94.120.443.75.330.458.09.3
Seal [32]47.783.57.246.283.811.550.186.012.245.284.19.751.587.414.4
Zebra [36]16.226.77.213.524.46.116.125.37.416.327.26.916.827.47.7
Shark [13]18.661.25.020.666.24.919.362.25.023.367.26.324.368.45.6
Tiger [23]66.198.035.156.497.426.464.198.333.055.896.124.266.398.533.4
Pigeon [21]72.599.119.566.699.117.772.298.819.968.499.020.173.899.119.8
Giraffe [36]48.446.739.944.243.535.645.842.437.547.643.539.549.147.840.2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.34, + 0.492, + 0.368 + ], + "angle": 0, + "content": "Table 2: Comparison in multi-species setting." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.38, + 0.495, + 0.441 + ], + "angle": 0, + "content": "
MethodReferenceSealPigeonElephant
mAPR1mAPR1mAPR1
TransReID [12]ICCV202145.882.665.798.722.844.8
CLIP-ReID [24]AAAI202343.582.964.399.020.444.2
Ours-50.686.270.099.126.652.6
" + }, + { + "type": "table_caption", + "bbox": [ + 0.524, + 0.341, + 0.771, + 0.355 + ], + "angle": 0, + "content": "Table 3: Comparison in DG setting." + }, + { + "type": "table", + "bbox": [ + 0.511, + 0.368, + 0.788, + 0.439 + ], + "angle": 0, + "content": "
MethodReferenceAVGMAP R1TigermAP R1SealmAP R1
CAL [39]ICCV202142.858.064.163.421.652.7
MetaBIN [9]CVPR202142.559.361.262.023.956.7
UniReID [18]NIPS202347.663.966.765.228.562.6
Ours-48.188.572.398.124.078.9
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.473, + 0.785, + 0.503 + ], + "angle": 0, + "content": "on contour line recognition, whereas tigers and seals necessitate fine-grained pattern recognition." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.788, + 0.656 + ], + "angle": 0, + "content": "Comparison with the SOTA supervised ReID methods. As shown in Table.1, the overall Rank-1 accuracy is high. This outcome is partly due to the lack of camera information, with some images under the same camera experiencing minor perspective changes, making simple samples easily identifiable. The observed low mAP suggests a low level of recognition accuracy across the board, signifying the significant challenge presented by the task of wildlife ReID. Experiments show that ViT-based methods outperform the CNN-based methods on most datasets. Our model exhibits a superior performance on most datasets. Specifically, compared to the latest large-scale pre-trained CLIP-ReID, our model significantly outperforms it in wildlife ReID datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Comparison on Multi-Species ReID and DG settings. The multi-species setting refers to training a combined dataset composed of training sets of elephants, seals, pigeons, and pandas, then testing on one of these species' test sets. Compared to single species, multi-species ReID requires a higher level of generalization and poses more significant challenges. It demands the careful balancing of learning among various species. Despite these challenges, our model demonstrates superior performance over existing methods within the multi-species setting, as presented in Table.2. For the domain generalization setting, the training set used is Wildlife-71 [18], with testing conducted on tigers and pigeons datasets. We mainly compare with the SOTA DG method UniReID. Only the Tiger and Seal datasets in UniReID have publicly available partitioning methods, and the Tiger dataset in UniReID is different from the official version" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.128 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.29, + 0.145, + 0.712, + 0.16 + ], + "angle": 0, + "content": "Table 4: Ablation study on several datasets. mAP is reported." + }, + { + "type": "table", + "bbox": [ + 0.279, + 0.172, + 0.726, + 0.294 + ], + "angle": 0, + "content": "
StrategyPandaPigeonGiraffeSharkSeal
Baseline (ViT) [10]40.870.147.520.249.5
Pure High-Frequency Augmentation41.868.447.421.550.1
PHA(reproduced) [51]38.870.747.514.847.7
Adaptive High-Frequency Transformer
+ Frequency-Domain Mixed Augmentation42.770.947.821.750.8
+ Object-aware Dynamic Selection43.973.648.723.651.3
+ Feature Equilibrium Loss44.573.849.124.351.5
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.323, + 0.788, + 0.414 + ], + "angle": 0, + "content": "used in Table.1, makes it incomparable to that result. To ensure a fair comparison, we adopt the same settings as UniReID in DG experiments. It is worth noting that, even without large-scale model pre-training and introducing test set images as guidance, our average mAP on both the tiger and seal datasets remains significantly higher than UniReID, as shown in Table.3, demonstrating the generalizability of our approach." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.436, + 0.402, + 0.451 + ], + "angle": 0, + "content": "4.2 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.788, + 0.523 + ], + "angle": 0, + "content": "Ablation studies are performed on the panda and pigeon datasets to validate the effectiveness of our method. We first compare it with the ViT baselines, described in Sec.3.1. Then, we sequentially added our core designs to the baseline to test the improvements introduced by our design, as shown in Table.4." + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.553, + 0.482, + 0.665 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.522, + 0.549, + 0.786, + 0.665 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.676, + 0.788, + 0.706 + ], + "angle": 0, + "content": "Fig.3: Parameter evaluation. mAP results for varying \\(\\mu\\) are compared across several datasets. Different weights \\(\\lambda\\) are analyzed on the Panda dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Pure High-Frequency Augmentation. To validate the effectiveness of enhancing high-frequency feature learning for wildlife ReID, a straightforward approach involves directly extracting high-frequency information from the images for augmentation. We conducted relevant experiments in this part. In Table.4, Pure High-Frequency Augmentation refers to training exclusively with the high-frequency information of the original images without undergoing our frequency-domain mixed augmentation operations. Compared to the baseline, our method" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "shows improvements in mAP, Rank1, and mINP on the panda dataset. While on the pigeon dataset, the results showed that the mAP declined by \\(1.7\\%\\) compared to the baseline. The results demonstrate that although high-frequency information plays a crucial role in enhancing wildlife contours and textures, it also intensifies high-frequency background noise. This leads to a less noticeable performance improvement and, in some cases, a decline. Subsequent experiments and visualization analyses also confirm this, shown in Fig.4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.262, + 0.789, + 0.626 + ], + "angle": 0, + "content": "The Effectiveness of Our Methods. 1) Frequency-Domain Mixed Augmentation. We conducted experiments to verify that our frequency domain mixing augmentation enhances model robustness. This approach emphasizes the model's reliance on stable features, such as general body shape, while maintaining sensitivity to high-frequency details, despite environmental factors that may obscure high-frequency information. Experimental results show a \\(0.9\\%\\) increase in mAP and a \\(0.2\\%\\) increase in mINP on the panda dataset compared to Pure High-Frequency Augmentation, with improvements also observed in the pigeon dataset. 2) Object-aware Dynamic Selection. To confirm that our Object-aware Dynamic Selection (ODS) method can more effectively learn high-frequency target information and reduce background interference, we continued testing with Frequency-Domain Mixed Augmentation. Experiments validating the effectiveness of ODS demonstrate increased mAP on multiple animal datasets compared to the Baseline. Additionally, visualized attention maps indicate that ODS enables the model to focus more on the target than both the Baseline and Pure High-Frequency Augmentation. Compared to PHA [51], which we have reproduced to closely resemble the source version, our ODS demonstrates superior performance. PHA amplifies uncertain local high-frequency features, which may lead to a bias toward background noise. In contrast, our method extracts object-aware high-frequency information and reduces background noise. 3) Feature Equilibrium Loss. We conducted experiments to compare the model's performance with and without feature equilibrium loss. Feature equilibrium loss balances original and high-frequency features, reducing their disparity. The results show that this balance enhances nuanced consistency." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.635, + 0.788, + 0.756 + ], + "angle": 0, + "content": "Parameter Analysis. We conduct a thorough evaluation of the effects exerted by the ratio \\(\\mu\\) across several datasets and the feature equilibrium loss weight \\(\\lambda\\) on the panda dataset. The experimental outcomes depicted in Fig.3 elucidate the feature equilibrium loss performs better when assigning lower weights, with weight 0.1 the best. The optimal value of \\(\\mu\\) varies across different datasets. Due to the absence of bounding boxes, the proportion of the target within the entire image varies across different datasets. This variation can lead to the selection of too few targets or excessive background when adjusting \\(\\mu\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Visualization Analysis. Fig.4 exhibits the attention maps of the Baseline, Pure High-Frequency Augmentation(Pure HF), and our model. It is evident that the Baseline attention significantly surpasses that of Pure HF in terms of focus on the target object. Pure HF is considerably affected by background noise, resulting in less attention to the target. In contrast, our model is capable of not" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.127 + ], + "angle": 0, + "content": "C. Li et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.787, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.305, + 0.785, + 0.348 + ], + "angle": 0, + "content": "Fig. 4: Visualizing the attention maps for the class token from the last self-attention layer. [Base] denotes the baseline. [Pure HF] refers to the Pure High-Frequency Augmentation as detailed in Table.4. [Our] means the method we proposed in this paper." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.377, + 0.785, + 0.408 + ], + "angle": 0, + "content": "only locating the target but also focusing on the high-frequency regions of the target, effectively enhancing the recognition of contours and textures." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.431, + 0.359, + 0.447 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.598 + ], + "angle": 0, + "content": "In this paper, we analyze the challenges unique to wildlife ReID compared to conventional ReID tasks and propose a versatile adaptive high-frequency Transformer architecture tailored to achieve effective performance across diverse wildlife species. Specifically, we propose enhancing feature learning by focusing on high-frequency information that can capture the distinct characteristics of various animals. Extensive experimental evaluations on different wildlife species demonstrate the state-of-the-art performance of our model in the ReID task. Experiments under domain generalization settings also showcase the generalization capability of our model to unknown species." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.788, + 0.72 + ], + "angle": 0, + "content": "Limitations. This part discusses the limitations of our method. It is somewhat influenced by the baseline choice due to its reliance on the dynamic selection process based on baseline attention, meaning poor baseline attention could lead to selecting high-frequency information with more background noise. Besides, the potential for variability in the optimal selection of the value of \\(\\mu\\) across different datasets suggests that our approach may not achieve complete adaptability. In the future, we will attempt to design more flexible strategies to dynamically adjust the value of \\(\\mu\\) according to the specific features of each dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.81 + ], + "angle": 0, + "content": "Acknowledgments. This work is supported by the National Natural Science Foundation of China under Grant (62176188, 62361166629) and the Special Fund of Hubei Luojia Laboratory (220100015). The numerical calculations in this paper have been done on the supercomputing system in the Supercomputing Center of Wuhan University." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.475, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive High-Frequency Transformer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.785, + 0.221 + ], + "angle": 0, + "content": "1. Ahmed, E., Jones, M., Marks, T.K.: An improved deep learning architecture for person re-identification. In: IEEE Conf. Comput. Vis. Pattern Recog. pp. 3908-3916 (2015)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.223, + 0.785, + 0.25 + ], + "angle": 0, + "content": "2. 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Pattern Recog. pp. 4692-4702 (2022)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.286 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_origin.pdf b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..d52890aa61be4fe1421d8d020618bead2bb73d3f --- /dev/null +++ b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/4a43d2fa-76cb-4fb6-bafd-f4fa2987d88e_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:a01ccc7d49fc72babe2bd5b0ff5ed53a8ec76c631ce96e28ffc74988fc889782 +size 5019982 diff --git a/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/full.md b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/full.md new file mode 100644 index 0000000000000000000000000000000000000000..d58f58f113b290f3fb411dd8a3f3a0ed953cbf55 --- /dev/null +++ b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/full.md @@ -0,0 +1,261 @@ +# Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification + +Chenyue Li\* , Shuoyi Chen\* , Mang Ye + +National Engineering Research Center for Multimedia Software, Institute of Artificial Intelligence, School of Computer Science, Hubei Luojia Laboratory, Wuhan University, Wuhan, China {chenyueli, chenshuoyi, yemang}@whu.edu.cn + +Abstract. Wildlife ReID involves utilizing visual technology to identify specific individuals of wild animals in different scenarios, holding significant importance for wildlife conservation, ecological research, and environmental monitoring. Existing wildlife ReID methods are predominantly tailored to specific species, exhibiting limited applicability. Although some approaches leverage extensively studied person ReID techniques, they struggle to address the unique challenges posed by wildlife. Therefore, in this paper, we present a unified, multi-species general framework for wildlife ReID. Given that high-frequency information is a consistent representation of unique features in various species, significantly aiding in identifying contours and details such as fur textures, we propose the Adaptive High-Frequency Transformer model with the goal of enhancing high-frequency information learning. To mitigate the inevitable high-frequency interference in the wilderness environment, we introduce an object-aware high-frequency selection strategy to adaptively capture more valuable high-frequency components. Notably, we unify the experimental settings of multiple wildlife datasets for ReID, achieving superior performance over state-of-the-art ReID methods. In domain generalization scenarios, our approach demonstrates robust generalization to unknown species. Code is available at https://github.com/JigglyphStuff/AdaFreq.git. + +Keywords: Wildlife Re-Identification $\cdot$ Transformer $\cdot$ High-Frequency + +# 1 Introduction + +Wildlife Re-Identification (ReID) aims to accurately identify specific individual animals in images or videos captured at different time points or locations [23, 35, 47, 53]. In contrast to regular animal classification, wildlife ReID necessitates a more advanced level of differentiation among individuals within the same species. This task is crucial for monitoring the living conditions, migratory habits, and reproductive situations of targeted wild animals, with broad applications in the conservation of endangered species, ecological research, and livestock + +management. Unlike person ReID [7,49,50] task, wildlife ReID necessitates the processing of various species, each with its own unique appearance and behavioral patterns. This requires technologies to possess substantial generalizability and adaptability. + +In the realm of wildlife ReID, the majority of efforts are directed towards a specific type of animal [20, 23, 32, 40, 53]. This indicates that in practical applications, the need to design separate methods for each species severely hampers universality and efficiency. In recent years, researchers have explored the re-identification of a diverse range of wildlife in domain generalization scenarios [18]. They construct a large-scale, multi-species dataset to acquire additional knowledge, thereby enhancing the generalization capability for identifying unknown species. However, for tasks demanding highly refined recognition, such as wildlife ReID, this approach proves challenging to achieve the desired level of accuracy. Furthermore, the acquisition of large-scale wildlife data is not easily attainable, and the inability to encompass a sufficiently diverse range of animal data further limits generalization capabilities. Therefore, it is crucial to formulate a unified ReID method applicable to multiple species and capable of meeting refined and superior performance in specific scenarios. + +Existing methods are typically designed for specific species, focusing on the extraction of particular physical traits unique to that species for subsequent matching. This involves features such as the edges of humpback whale flukes [42] or the pelage pattern of ringed seals [31]. However, these methods rely on the inherent characteristics of the species, posing challenges to the applicability to other wildlife. Furthermore, several studies employ well-established convolutional neural network(CNN) based methods to acquire discriminative representations [4,5,40]. These methods draw inspiration from person ReID but fail to consider the unique challenges of wildlife. For humans, distinguishable features include facial details, hairstyles, clothing, and accessories. When considering key features of wildlife, they are typically manifested in the texture of fur or scales, patterns or spots, and the contour of edges. Such characteristics are uniformly reflected in the high-frequency information of images, where high-frequency information refers to features exhibiting rapid changes or fine structures in the image [28], as illustrated in Fig.1. Therefore, we believe that high-frequency information plays a key role in unifying the ReID of different wild animals. A direct method is to extract the high-frequency information from the image for augmentation. However, in natural environments, wildlife images often have more complex and diverse backgrounds and most data lack clear bounding boxes. Considerable environmental noise interference is also included in high-frequency information, such as textures from leaves and grass. + +To address these challenges, in this paper we propose an Adaptive High-Frequency Transformer, offering a universal framework for wildlife ReID applicable to various species. With the core objective of improving discriminative feature learning, we design three strategies to precisely direct high-frequency information. Considering the instability of high-frequency details such as fur patterns and small spots in wildlife due to variations in lighting and posture, we + +![](images/95dbfd158ff83ec971671b702fd9c7b1b8b39c588e0a7eccb9c9d0c1361a38ef.jpg) +Fig. 1: By capturing discriminative features such as texture, contour, and fine details, high-frequency information displays unique features specific to each wild species, playing a crucial role in universal wildlife re-identification. + +propose a new frequency-domain mixed data augmentation method to enhance the robustness of the model. Specifically, it blends the high-frequency representation of the image with the frequency-domain representation of the original image. The advantage lies in the frequency-domain level operation, which avoids introducing redundant information. Furthermore, to mitigate high-frequency noise in complex natural environments, we design an object-aware dynamic selection strategy to flexibly capture high-frequency information more relevant to the target. The key idea lies in leveraging the Transformer, where the global attention of the original image can be regarded as a guiding mechanism to selectively filter out tokens with negative interference. Finally, in order to mitigate the risk of excessive emphasis on high-frequency details at the cost of sacrificing original visual information, we design a feature equilibrium loss to constrain the disparity between high-frequency features and global features. + +In summary, our proposed approach strives for both the universality of the model across various species and its adaptability among different targets. 1) From a universal perspective, high-frequency information acts as a universal key, linking unique features across diverse wildlife species. By intensifying attention on high-frequency information, our model demonstrates the capacity to comprehensively and universally capture distinguishing features of wildlife, transcending limitations associated with specific species. This broadens the applicability of our ReID model. 2) From an adaptive perspective, our model takes into account individual variations among different species. By introducing an object-aware adaptive mechanism for high-frequency information, we can better capture the diverse high-frequency features presented by different targets, such as fur textures and pattern shapes. This adaptability contributes to improving the model's accuracy in recognizing individual wildlife, enabling it to + +flexibly handle various species. Notably, we conduct extensive experiments and unify the experimental settings of multiple wildlife datasets for ReID. Results demonstrate that our method significantly outperforms state-of-the-art ReID methods on diverse wildlife datasets, covering terrestrial, aquatic, and aerial species. Additionally, our model trained on large-scale multi-species datasets and evaluated in the domain generalization setting, maintains reliable generalization to unfamiliar species. + +# 2 Related Works + +Wildlife Re-Identification. Recently, the rapid development of deep learning [14-17,37,45,46] has made convolutional neural networks (CNNs) widely adopted for wildlife re-identification, leveraging them for feature extraction [1,25,54] and metric learning [2,27,44]. While person ReID technology has reached a mature state, wildlife ReID remains in an early stage. Many of them are specific to particular species, restricting their applicability [11,29,34]. We can divide them into the following categories. (1) Global Feature Learning: Building on traditional person ReID methods, many approaches use whole animal images to extract distinctive features. Wang et al. [40] developed a multi-stream feature fusion network aimed at extracting and integrating both local and global features of giant pandas. For manta ray ReID, where distinctive patterns vary unpredictably, Moskvyak et al. [30] proposed a specialized loss to reduce feature distance between different views of the same individual, enhancing pose-invariant feature learning. Such methods do not require prior knowledge of specific species when designing feature extraction mechanisms, making them particularly suitable for practical applications across a diverse range of species. However, existing methods primarily rely on traditional person ReID technologies. (2) Species-specific Feature Extraction: Some wildlife have distinctive patterns, and these methods crop these specific pattern areas for local identification. These methods are adept at extracting discriminative features from specific body parts in a range of animal species, such as dolphin fins [4,19,43], the heads of cattle [3], tail features of whales [6], elephant ears [42], the pelage patterns of ringed seals [33], etc. However, in practical applications, significant variations in perspective and partial occlusions often occur, making it challenging to capture clear local features for each individual, resulting in unreliable images. These methods typically face difficulties in being generalized to animals of other species. (3) Auxiliary Information Integration: Li et al. [23] leveraged pose key point estimation outcomes to segment tiger images into seven components, facilitating local feature learning. Following this, Zhang et al. [53] adopted a simplified pose definition for either side of a yak's head, serving as an auxiliary supervisory signal to improve feature learning. Yet, these approaches require supplementary annotations and depend on disparate auxiliary information specific to various animals, making it challenging to apply a standardized method across multiple species. + +Transformer Based Object ReID. The extensively studied realms of person and vehicle ReID have long been dominated by CNN-based methods, but the + +![](images/349d481bd782ccc3015339f5e79b26933d6d85de523fce09169045180514a760.jpg) +Fig. 2: The architecture of our proposed method, consisting of (a) Frequency-Domain Mixed Augmentation(described in Sec.3.2), (b) Object-Aware Dynamic Selection (described in Sec.3.2), (c) Feature Equilibrium Loss (described in Sec.3.3). + +introduction of Vision Transformer has revolutionized this field [47]. For general object ReID, TransReID [12], as a purely ViT-based ReID model, significantly enhances cross-camera object ReID accuracy through local feature learning and viewpoint information. Besides, several studies [22, 26, 52] focus on hybrid models that merge ViT with CNNs. A dual cross-attention learning method [55] is proposed to enhance the learning of global and local features by improving the attention mechanism. Some methods [41] also utilize auxiliary information like pose estimation to learn more effective human body-related features. While these methods exhibit distinct advantages, they have limitations when dealing with the unique challenges posed by wildlife. For multi-species wildlife ReID, recent endeavors have introduced universal recognition methods for domain generalization [18]. However, they primarily rely on leveraging knowledge from CLIP [38] to enhance descriptive information for improved generalization, resulting in limited performance for fine-grained recognition of specific species. In comparison, this paper is more targeted at wildlife features under a unified model, introducing a new perspective to the wildlife re-identification field. In fact, preliminary attempts have been made to utilize Transformers to enhance high-frequency feature learning in person ReID tasks [51]. Nevertheless, these efforts have not taken into account the influence of high-frequency noise in natural environments. + +# 3 Method + +In this section, the specific details of the proposed method are presented. As shown in Fig.2, our adaptive high-frequency Transformer, with the core objective of enhancing high-frequency feature learning, incorporates three strategies. + +1) Frequency-domain mixed augmentation. We introduce a novel data augmentation method by mixing high-frequency information and original information at the frequency domain level. This method specifically addresses the instability of high-frequency details resulting from variations in lighting and posture, contributing to improved model performance under diverse conditions. 2) Object-aware dynamic selection. We utilize global attention to flexibly mine high-frequency regions in images related to wildlife targets, facilitating the explicit learning of high-frequency features. This strategy allows us to minimize the influence of environmental noise on learning high-frequency features. 3) Feature equilibrium loss. In order to prevent excessive emphasis on high-frequency information from interfering with the original visual information during the feature learning process, we further propose a loss to balance their relationship. + +# 3.1 ViT ReID Baseline. + +Our model is built on the ReID baseline with vision transformer as backbone [10]. Given an image $I \in \mathbb{R}^{H \times W \times C}$ , with height $H$ , width $W$ , and $C$ channels. The ViT model divides the image into $N$ fixed-size patches. These patches are then reshaped into a sequence of flattened vectors. The patches are linearly transformed into a $D$ -dimensional embedding space. A learnable embedding, class token, is appended to this sequence for the purpose of capturing a global representation of the image, resulting in the sequence $\mathcal{X} \in \mathbb{R}^{(N + 1) \times D}$ . To capture the spatial information of the patches, positional embeddings $E_{pos}$ are introduced and combined with the patch embeddings, yielding the input $\mathcal{X} + E_{pos}$ , where $E_{pos} \in \mathbb{R}^{(N + 1) \times D}$ . The final input to the transformer's encoder is thus a combination of patch embeddings, positional embeddings, and the class token. To optimize the model's parameters, a combination of loss functions is employed. After learning, the class token is further used as a global feature representation, denoted as $c$ . The triplet loss, denoted by $\mathcal{L}_{tri}$ , and the ID loss, denoted by $\mathcal{L}_{ID}$ , are integral to the network optimization process for ReID tasks. + +# 3.2 Adaptive High-Frequency Transformer + +Frequency-Domain Mixed Augmentation. For wildlife, high-frequency details such as fur patterns and small spots may be unstable due to variations in lighting and posture. In this part, we propose a data augmentation strategy named Frequency-Domain Mixed Augmentation(FMA), aimed at enhancing the robustness of models to simulate the detail changes caused by environmental factors such as seasonal fur variations or occlusions by mud, allowing the model to focus more on stable and essential features of the images. In brief, we transform the spatial representation of an image into a frequency domain and extract high-frequency information to obtain a representation dominated by high frequencies. The frequency domain representation of the original image is mixed with the high-frequency representation, thereby generating an augmented representation. Operating in the frequency domain is motivated by the recognition + +that each pixel manipulation in the spatial domain simultaneously adjusts multiple frequency components within the image. Mixing at the image level may introduce new high-frequency information, undermining the effective smoothing of high-frequency components. Specific steps are presented. + +High-Frequency Information Extraction. We first transform an input image $I \in \mathbb{R}^{H \times W \times C}$ into a single-channel image; each pixel in the image is located at coordinates $(x, y)$ with a value $I(x, y)$ . The Fourier transformation is utilized to convert the spatial representation of the image into the frequency domain $F(I)$ : + +$$ +F (I) (u, v) = \sum_ {x = 0} ^ {H - 1} \sum_ {y = 0} ^ {W - 1} I (x, y) e ^ {- j 2 \pi \left(\frac {u x}{H} + \frac {v y}{W}\right)}. \tag {1} +$$ + +This transformation $F(u,v)$ maps the spatial information to the frequency domain, where $u$ and $v$ represent the frequency components in the horizontal and vertical directions, respectively. After processing the frequency domain representation with a Gaussian high-pass filter, we obtain a filtered version that contains only high-frequency components denoted by $F_{h}(I)$ . + +Frequency-Domain Mixing. The FMA method blends the high-frequency components with the original image within the frequency domain, thereby sharpening the model's focus on stable features and improving its adaptability to environmental changes. We define a frequency mixing function, which randomly mixes $F_{h}(I)$ with $F(I)$ : + +$$ +F _ {h} ^ {\prime} (I) = \left(1 - M _ {\alpha}\right) \cdot F _ {h} (I) + M _ {\alpha} \cdot F (I). \tag {2} +$$ + +$M_{\alpha}$ is a matrix of the same size as $F_{h}(I)$ and $F(I)$ , with a randomly selected square area covering $\alpha$ (randomly ranging from 0 to 0.5) proportion of the total area set to 1, and the rest set to 0. The inverse Fourier transform of $F_{h}^{\prime}(I)$ provides the augmented image for model training, to enhance feature stability recognition. Through this augmentation process, our model is more robust to the inevitable environmental factors of wildlife. The augmented high-frequency representation, denoted by $I_{h}$ and serving as the input high-frequency representation, typically represents finer details and edges within the image. $I_{h}$ is derived by converting the augmented frequency domain representation $F_{h}^{\prime}(I)$ back to the spatial domain. This inverse transformation is given by: + +$$ +I _ {h} (x, y) = \frac {1}{H W} \sum_ {u = 0} ^ {H - 1} \sum_ {v = 0} ^ {W - 1} F _ {h} ^ {\prime} (I) (u, v) e ^ {j 2 \pi \left(\frac {u x}{H} + \frac {v y}{W}\right)}. \tag {3} +$$ + +Object-aware Dynamic Selection. High-frequency information reflects distinct discriminative features in images of various wild animals, demonstrating the versatility of high-frequency information across multiple species. However, the complex backgrounds in natural environments also fall under high-frequency information. Directly leveraging the high-frequency information of input images + +to enhance feature learning may result in excessive attention being focused on noise. Based on our frequency-domain mixed augmentation, we further introduce an object-aware high-frequency selection strategy that can adaptively adjust the extraction of high-frequency information to concentrate more on the target. Specifically, in the Vision Transformer's process of learning visual features from image inputs, the class token serves as a global aggregation, capturing holistic semantic information within the image. Particularly in ReID tasks, the class token plays a crucial role in directing the model's attention towards discriminative regions associated with the target. We leverage this global attention as guidance to selectively emphasize high-frequency patches of greater value, thereby enhancing the discriminative feature learning process. The strength of this strategy lies in its adaptability, as it is not restricted to specific species and effectively adapts to different wildlife targets. Detailed steps are as follows: + +For an input image $I$ , we first divide it into the set $P^o = \{p_i^o | i = 1,2,\dots,n\}$ where $n$ represents the length of a patch sequence. Each patch $p_i^o$ is transformed into a high-dimensional embedding $x_i^o$ through a linear projection. Including the special class token embedding $x_{[\mathrm{CLS}]}$ , the set of all embeddings at the entry layer is denoted as $\mathcal{X}^o = \{x_{[\mathrm{CLS}]}^o, x_1^o, \ldots, x_n^o\}$ . At each layer $l$ of the ViT, the self-attention mechanism refines the embeddings based on inter-patch relationships. We designed a strategy based on attention to estimate the focus on the target: + +$$ +\psi_ {m, i} ^ {l} = \sigma \left(K _ {m} ^ {l} x _ {i} ^ {l} \odot Q _ {m} ^ {l} x _ {[ \mathrm {C L S} ]} ^ {l}\right), \tag {4} +$$ + +where $\psi_{m,i}^{l}$ denotes the attention score of the $i^{th}$ token relative to the [CLS] at the $m^{th}$ head of the $l^{th}$ layer. $\sigma$ represents the softmax function, which normalizes the computed attention scores. $K_{m}^{l}$ is the transformation matrix for keys at the $m^{th}$ head and $l^{th}$ layer, and $Q_{m}^{l}$ is the transformation matrix for queries. The $\odot$ represents the interaction between the $i^{th}$ token and the [CLS]. Upon reaching the final layer $L$ , we compute the attention scores $\Psi^L$ , serving as a quantifiable metric that reflects the average attention distribution across heads in the model's final layer, defined as follows: + +$$ +\Psi^ {L} = \frac {1}{M} \sum_ {m = 1} ^ {M} \psi_ {m, i} ^ {L}, \tag {5} +$$ + +where $M$ represents the number of heads. This averaging process assists in revealing which parts of the input are given higher attention. $\Psi^L$ are analyzed to dynamically select the set of high-frequency information tokens that exhibit the highest attention scores, where the chosen tokens exhibit improved perceptual acuity towards the target. This selection is formalized as: + +$$ +\mathcal {S} _ {Z} = \left\{\left(\mathcal {O} \left(\Psi^ {L}\right)\right) _ {t} \mid t = 1, 2, \dots , Z \right\}, \tag {6} +$$ + +where $\mathcal{O}$ is a function that sorts scores in a set in descending order and then outputs the indices of these scores, $S_Z$ represents the object perception token indices, $Z$ is computed by $\mu \cdot n$ and $\mu$ is a selection parameter. $S_Z$ are stored in + +a dynamic memory $\mathcal{M}$ , which later guides the dynamic selection process. $\mathcal{X}^h = \{x_i^h | i = 1,2,\dots,n\}$ is the high-frequency information tokens counterpart of the original $\mathcal{X}^o$ . To dynamically select tokens closely matching the target, we define a function $\Theta : S_Z \to \mathcal{X}^h$ that selects the corresponding high-frequency tokens based on the indices determined by $S_Z$ . Thus, the input object-aware high-frequency embeddings are represented by $\mathcal{X}^{h'} = \{x_{[\mathrm{CLS}]}^h, x_1^h, \ldots, x_Z^h\}$ . Further, the global feature $c_o$ and $c_h$ are optimized with ID loss and triplet loss: + +$$ +\mathcal {L} = \mathcal {L} _ {I D} \left(c _ {o}\right) + \mathcal {L} _ {t r i} \left(c _ {o}\right) + \mathcal {L} _ {I D} \left(c _ {h}\right) + \mathcal {L} _ {t r i} \left(c _ {h}\right). \tag {7} +$$ + +# 3.3 Feature Equilibrium Loss + +Our model simultaneously takes visual image inputs and high-frequency augmented inputs, both of which are crucial for discriminative feature learning. The strategies we proposed above primarily guide the model to focus on high-frequency information. However, this needs to be established without compromising the learning of original visual information. Therefore, we further introduce the feature equilibrium loss to constrain the high-frequency features and visual features of the same individual from deviating excessively in the feature space. + +Consider $f^h \in \mathbb{R}^{B \times Z \times D}$ denote the encoded high-frequency embeddings excluding class tokens, and $f^o \in \mathbb{R}^{B \times Z \times D}$ represent the encoded embeddings of the original sequence corresponding to $f^h$ . The proposed $\mathcal{L}_F$ aims to minimize the discrepancy between these two sets of embeddings, ensuring the retention of vital domain-specific features in the transformed embeddings. Specifically, the feature equilibrium loss is defined as: + +$$ +\mathcal {L} _ {F} = \sum_ {b = 1} ^ {B} \left(\frac {1}{Z} \sum_ {z = 1} ^ {Z} \| \boldsymbol {f} _ {b, z} ^ {o}, \boldsymbol {f} _ {b, z} ^ {h} \|\right). \tag {8} +$$ + +$\| \pmb{f}_{b,z}^{o}, \pmb{f}_{b,z}^{h}\|$ represents the difference between the high-frequency feature $\pmb{f}_{b,z}^{h}$ and the original feature $\pmb{f}_{b,z}^{o}$ for the $z$ -th token in the $b$ -th input, detailed as: + +$$ +\left\| \boldsymbol {f} _ {b, z} ^ {o}, \boldsymbol {f} _ {b, z} ^ {h} \right\| = \left\{ \begin{array}{l l} 0. 5 \left(\boldsymbol {f} _ {b, z} ^ {o} - \boldsymbol {f} _ {b, z} ^ {h}\right) ^ {2}, & \text {i f} \left| \boldsymbol {f} _ {b, z} ^ {o} - \boldsymbol {f} _ {b, z} ^ {h} \right| < 1, \\ \left| \boldsymbol {f} _ {b, z} ^ {o} - \boldsymbol {f} _ {b, z} ^ {h} \right| - 0. 5, & \text {o t h e r w i s e .} \end{array} \right. \tag {9} +$$ + +Feature equilibrium loss aggregates the differences across all selected tokens, ensuring a comprehensive measure of the discrepancy between the high-frequency and original features for each token. By minimizing $\mathcal{L}_F$ , we encourage the model to preserve the essential features of the original input, while still leveraging the detailed textures and patterns enhanced in the high-frequency components, to ensure that the model learning does not overemphasize the high-frequency details at the expense of the original feature. This balance maintains visual and spatial consistency with the original feature while emphasizing high-frequency feature, thus improving the overall efficacy of feature extraction. The final loss function is denoted as: + +$$ +\mathcal {L} _ {\text {o v e r a l l}} = \mathcal {L} + \lambda \mathcal {L} _ {F}, \tag {10} +$$ + +where $\lambda$ represents the weight of $\mathcal{L}_F$ . + +# 4 Experiments + +# 4.1 Datasets and Evaluation Protocols + +Datasets. Existing studies for wildlife ReID exhibit inconsistent experimental settings regarding dataset partitioning, making it challenging to conduct fair comparisons between different approaches. Some methods only offer raw datasets without partition. In addition, most datasets are partitioned with varying standards, such as identity overlap between training and testing sets in some cases and no overlap in others. To facilitate subsequent research in this field and provide a standardized data benchmark for related studies, we have divided the data into training and testing sets in a uniform manner, allocating $70\%$ of the identities for the training set and the remaining $30\%$ for the testing set, while ensuring no overlap between the identities in the training and testing sets. To test the universality of our method, We endeavored to encompass a diverse array of animal datasets, including species such as giant pandas [40], elephants [20], seals [32], giraffes [36], sharks [13], tigers [23], and pigeons [21]. During the testing phase, each image in the test set is treated as a query, with the remainder of the test set, excluding the query image, forming the gallery. + +Evaluation Metrics. In ReID tasks, two commonly used metrics are Cumulative Matching Characteristics (CMC) and mean Average Precision (mAP). We employed both CMC and mAP for evaluation. Notably, in wildlife ReID, most datasets lack explicit camera information, hence we include all correct matches in our evaluations. Given that in many instances, simple samples and minor viewpoint changes lead to higher Rank-k accuracy, we introduce a new metric, the mean Inverse Negative Penalty (mINP) [48], which reflects the accuracy of identifying the most challenging matches. + +Implementation Details. All of our experiments are conducted on PyTorch with Nvidia 3090 GPUs. We use the pre-trained vision transformer on imageNet-1K as the backbone. All images are resized to $256 \times 256$ and undergo data augmentation during training, which includes random rotations of 15 degrees, random adjustments to brightness and contrast with a $50\%$ probability each, and padding of 10 pixels. We configure $\mu$ to be 0.5 and $\lambda$ to be 0.1. The patch size is set to $16 \times 16$ . During training, the SGD optimizer is used. The initial learning rate is 0.001, employing cosine learning rate decay. The training is conducted over 150 epochs with a batch size of 32, comprising 8 identities, each with 4 images. During the testing phase, distance matrices are computed using only the original features. + +The existing wildlife ReID experiments mostly employ different settings and do not provide publicly clear dataset divisions, making comparison impossible. Therefore, we compare our approach with the current state-of-the-art person ReID methods on our own divided dataset. Our model significantly outperforms existing ReID models based on CNN and ViT architectures, as shown in Table.1. To demonstrate the universality of our model, we evaluate it on multiple wildlife datasets, including terrestrial, aquatic, and aerial species. Among these, species like elephants and sharks, which lack distinct pattern features, require emphasis + +Table 1: Comparison with the state-of-the-art methods on diverse wildlife datasets. + +
MethodRotTrans [8]AGW [48]TransReID [12]CLIP-ReID [24]OURS
DatasetmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINP
Panda [40]40.290.410.727.393.19.237.988.810.538.887.711.244.593.112.5
Elephant [20]29.154.19.321.948.75.121.250.94.120.443.75.330.458.09.3
Seal [32]47.783.57.246.283.811.550.186.012.245.284.19.751.587.414.4
Zebra [36]16.226.77.213.524.46.116.125.37.416.327.26.916.827.47.7
Shark [13]18.661.25.020.666.24.919.362.25.023.367.26.324.368.45.6
Tiger [23]66.198.035.156.497.426.464.198.333.055.896.124.266.398.533.4
Pigeon [21]72.599.119.566.699.117.772.298.819.968.499.020.173.899.119.8
Giraffe [36]48.446.739.944.243.535.645.842.437.547.643.539.549.147.840.2
+ +Table 2: Comparison in multi-species setting. + +
MethodReferenceSealPigeonElephant
mAPR1mAPR1mAPR1
TransReID [12]ICCV202145.882.665.798.722.844.8
CLIP-ReID [24]AAAI202343.582.964.399.020.444.2
Ours-50.686.270.099.126.652.6
+ +Table 3: Comparison in DG setting. + +
MethodReferenceAVGMAP R1TigermAP R1SealmAP R1
CAL [39]ICCV202142.858.064.163.421.652.7
MetaBIN [9]CVPR202142.559.361.262.023.956.7
UniReID [18]NIPS202347.663.966.765.228.562.6
Ours-48.188.572.398.124.078.9
+ +on contour line recognition, whereas tigers and seals necessitate fine-grained pattern recognition. + +Comparison with the SOTA supervised ReID methods. As shown in Table.1, the overall Rank-1 accuracy is high. This outcome is partly due to the lack of camera information, with some images under the same camera experiencing minor perspective changes, making simple samples easily identifiable. The observed low mAP suggests a low level of recognition accuracy across the board, signifying the significant challenge presented by the task of wildlife ReID. Experiments show that ViT-based methods outperform the CNN-based methods on most datasets. Our model exhibits a superior performance on most datasets. Specifically, compared to the latest large-scale pre-trained CLIP-ReID, our model significantly outperforms it in wildlife ReID datasets. + +Comparison on Multi-Species ReID and DG settings. The multi-species setting refers to training a combined dataset composed of training sets of elephants, seals, pigeons, and pandas, then testing on one of these species' test sets. Compared to single species, multi-species ReID requires a higher level of generalization and poses more significant challenges. It demands the careful balancing of learning among various species. Despite these challenges, our model demonstrates superior performance over existing methods within the multi-species setting, as presented in Table.2. For the domain generalization setting, the training set used is Wildlife-71 [18], with testing conducted on tigers and pigeons datasets. We mainly compare with the SOTA DG method UniReID. Only the Tiger and Seal datasets in UniReID have publicly available partitioning methods, and the Tiger dataset in UniReID is different from the official version + +Table 4: Ablation study on several datasets. mAP is reported. + +
StrategyPandaPigeonGiraffeSharkSeal
Baseline (ViT) [10]40.870.147.520.249.5
Pure High-Frequency Augmentation41.868.447.421.550.1
PHA(reproduced) [51]38.870.747.514.847.7
Adaptive High-Frequency Transformer
+ Frequency-Domain Mixed Augmentation42.770.947.821.750.8
+ Object-aware Dynamic Selection43.973.648.723.651.3
+ Feature Equilibrium Loss44.573.849.124.351.5
+ +used in Table.1, makes it incomparable to that result. To ensure a fair comparison, we adopt the same settings as UniReID in DG experiments. It is worth noting that, even without large-scale model pre-training and introducing test set images as guidance, our average mAP on both the tiger and seal datasets remains significantly higher than UniReID, as shown in Table.3, demonstrating the generalizability of our approach. + +# 4.2 Ablation Studies + +Ablation studies are performed on the panda and pigeon datasets to validate the effectiveness of our method. We first compare it with the ViT baselines, described in Sec.3.1. Then, we sequentially added our core designs to the baseline to test the improvements introduced by our design, as shown in Table.4. + +![](images/e16f831c53e216d9bc7a4388342a979fc9aca128a818686f2954988a0d484d50.jpg) +Fig.3: Parameter evaluation. mAP results for varying $\mu$ are compared across several datasets. Different weights $\lambda$ are analyzed on the Panda dataset. + +![](images/5a5ac34dfc60410ba230dcf708ea084d421556dcef6715ed2eb12b42a81112ed.jpg) + +Pure High-Frequency Augmentation. To validate the effectiveness of enhancing high-frequency feature learning for wildlife ReID, a straightforward approach involves directly extracting high-frequency information from the images for augmentation. We conducted relevant experiments in this part. In Table.4, Pure High-Frequency Augmentation refers to training exclusively with the high-frequency information of the original images without undergoing our frequency-domain mixed augmentation operations. Compared to the baseline, our method + +shows improvements in mAP, Rank1, and mINP on the panda dataset. While on the pigeon dataset, the results showed that the mAP declined by $1.7\%$ compared to the baseline. The results demonstrate that although high-frequency information plays a crucial role in enhancing wildlife contours and textures, it also intensifies high-frequency background noise. This leads to a less noticeable performance improvement and, in some cases, a decline. Subsequent experiments and visualization analyses also confirm this, shown in Fig.4. + +The Effectiveness of Our Methods. 1) Frequency-Domain Mixed Augmentation. We conducted experiments to verify that our frequency domain mixing augmentation enhances model robustness. This approach emphasizes the model's reliance on stable features, such as general body shape, while maintaining sensitivity to high-frequency details, despite environmental factors that may obscure high-frequency information. Experimental results show a $0.9\%$ increase in mAP and a $0.2\%$ increase in mINP on the panda dataset compared to Pure High-Frequency Augmentation, with improvements also observed in the pigeon dataset. 2) Object-aware Dynamic Selection. To confirm that our Object-aware Dynamic Selection (ODS) method can more effectively learn high-frequency target information and reduce background interference, we continued testing with Frequency-Domain Mixed Augmentation. Experiments validating the effectiveness of ODS demonstrate increased mAP on multiple animal datasets compared to the Baseline. Additionally, visualized attention maps indicate that ODS enables the model to focus more on the target than both the Baseline and Pure High-Frequency Augmentation. Compared to PHA [51], which we have reproduced to closely resemble the source version, our ODS demonstrates superior performance. PHA amplifies uncertain local high-frequency features, which may lead to a bias toward background noise. In contrast, our method extracts object-aware high-frequency information and reduces background noise. 3) Feature Equilibrium Loss. We conducted experiments to compare the model's performance with and without feature equilibrium loss. Feature equilibrium loss balances original and high-frequency features, reducing their disparity. The results show that this balance enhances nuanced consistency. + +Parameter Analysis. We conduct a thorough evaluation of the effects exerted by the ratio $\mu$ across several datasets and the feature equilibrium loss weight $\lambda$ on the panda dataset. The experimental outcomes depicted in Fig.3 elucidate the feature equilibrium loss performs better when assigning lower weights, with weight 0.1 the best. The optimal value of $\mu$ varies across different datasets. Due to the absence of bounding boxes, the proportion of the target within the entire image varies across different datasets. This variation can lead to the selection of too few targets or excessive background when adjusting $\mu$ . + +Visualization Analysis. Fig.4 exhibits the attention maps of the Baseline, Pure High-Frequency Augmentation(Pure HF), and our model. It is evident that the Baseline attention significantly surpasses that of Pure HF in terms of focus on the target object. Pure HF is considerably affected by background noise, resulting in less attention to the target. In contrast, our model is capable of not + +![](images/cf0d052af90c67c16966a54e150f1cec0e635a0a3da6eb9c43b2776fa87030c3.jpg) +Fig. 4: Visualizing the attention maps for the class token from the last self-attention layer. [Base] denotes the baseline. [Pure HF] refers to the Pure High-Frequency Augmentation as detailed in Table.4. [Our] means the method we proposed in this paper. + +only locating the target but also focusing on the high-frequency regions of the target, effectively enhancing the recognition of contours and textures. + +# 5 Conclusion + +In this paper, we analyze the challenges unique to wildlife ReID compared to conventional ReID tasks and propose a versatile adaptive high-frequency Transformer architecture tailored to achieve effective performance across diverse wildlife species. Specifically, we propose enhancing feature learning by focusing on high-frequency information that can capture the distinct characteristics of various animals. Extensive experimental evaluations on different wildlife species demonstrate the state-of-the-art performance of our model in the ReID task. Experiments under domain generalization settings also showcase the generalization capability of our model to unknown species. + +Limitations. This part discusses the limitations of our method. It is somewhat influenced by the baseline choice due to its reliance on the dynamic selection process based on baseline attention, meaning poor baseline attention could lead to selecting high-frequency information with more background noise. Besides, the potential for variability in the optimal selection of the value of $\mu$ across different datasets suggests that our approach may not achieve complete adaptability. In the future, we will attempt to design more flexible strategies to dynamically adjust the value of $\mu$ according to the specific features of each dataset. + +Acknowledgments. This work is supported by the National Natural Science Foundation of China under Grant (62176188, 62361166629) and the Special Fund of Hubei Luojia Laboratory (220100015). The numerical calculations in this paper have been done on the supercomputing system in the Supercomputing Center of Wuhan University. + +# References + +1. 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Pattern Recog. pp. 4692-4702 (2022) \ No newline at end of file diff --git a/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/images.zip b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..4ad69db74ba387b2281ec0cff8702c635b4f69a8 --- /dev/null +++ b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:04bd755db85aa9c37029d96bd36d5dec24e65320498761344d42b87c85a8e7a8 +size 441467 diff --git a/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/layout.json b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..1c12f0bb4fe84c88d696cb1ddc3e927c9c617adb --- /dev/null +++ b/2024/Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification/layout.json @@ -0,0 +1,8434 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 160, + 111, + 455, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 111, + 455, + 148 + ], + "spans": [ + { + "bbox": [ + 160, + 111, + 455, + 148 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer for Diverse Wildlife Re-Identification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 208, + 168, + 405, + 181 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 168, + 405, + 181 + ], + "spans": [ + { + "bbox": [ + 208, + 168, + 405, + 181 + ], + "type": "text", + "content": "Chenyue Li\\* , Shuoyi Chen\\* , Mang Ye" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 176, + 190, + 436, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 176, + 190, + 436, + 236 + ], + "spans": [ + { + "bbox": [ + 176, + 190, + 436, + 236 + ], + "type": "text", + "content": "National Engineering Research Center for Multimedia Software, Institute of Artificial Intelligence, School of Computer Science, Hubei Luojia Laboratory, Wuhan University, Wuhan, China {chenyueli, chenshuoyi, yemang}@whu.edu.cn" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 264, + 455, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 264, + 455, + 495 + ], + "spans": [ + { + "bbox": [ + 160, + 264, + 455, + 495 + ], + "type": "text", + "content": "Abstract. Wildlife ReID involves utilizing visual technology to identify specific individuals of wild animals in different scenarios, holding significant importance for wildlife conservation, ecological research, and environmental monitoring. Existing wildlife ReID methods are predominantly tailored to specific species, exhibiting limited applicability. Although some approaches leverage extensively studied person ReID techniques, they struggle to address the unique challenges posed by wildlife. Therefore, in this paper, we present a unified, multi-species general framework for wildlife ReID. Given that high-frequency information is a consistent representation of unique features in various species, significantly aiding in identifying contours and details such as fur textures, we propose the Adaptive High-Frequency Transformer model with the goal of enhancing high-frequency information learning. To mitigate the inevitable high-frequency interference in the wilderness environment, we introduce an object-aware high-frequency selection strategy to adaptively capture more valuable high-frequency components. Notably, we unify the experimental settings of multiple wildlife datasets for ReID, achieving superior performance over state-of-the-art ReID methods. In domain generalization scenarios, our approach demonstrates robust generalization to unknown species. Code is available at https://github.com/JigglyphStuff/AdaFreq.git." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "spans": [ + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "type": "text", + "content": "Keywords: Wildlife Re-Identification " + }, + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "type": "text", + "content": " Transformer " + }, + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 506, + 450, + 517 + ], + "type": "text", + "content": " High-Frequency" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 537, + 230, + 550 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 537, + 230, + 550 + ], + "spans": [ + { + "bbox": [ + 133, + 537, + 230, + 550 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 562, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 562, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 562, + 482, + 647 + ], + "type": "text", + "content": "Wildlife Re-Identification (ReID) aims to accurately identify specific individual animals in images or videos captured at different time points or locations [23, 35, 47, 53]. In contrast to regular animal classification, wildlife ReID necessitates a more advanced level of differentiation among individuals within the same species. This task is crucial for monitoring the living conditions, migratory habits, and reproductive situations of targeted wild animals, with broad applications in the conservation of endangered species, ecological research, and livestock" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 141, + 653, + 337, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 653, + 337, + 666 + ], + "spans": [ + { + "bbox": [ + 141, + 653, + 337, + 666 + ], + "type": "text", + "content": "* Equal contributions. † Corresponding author." + } + ] + } + ], + "index": 7 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "management. Unlike person ReID [7,49,50] task, wildlife ReID necessitates the processing of various species, each with its own unique appearance and behavioral patterns. This requires technologies to possess substantial generalizability and adaptability." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 167, + 482, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 167, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 167, + 482, + 335 + ], + "type": "text", + "content": "In the realm of wildlife ReID, the majority of efforts are directed towards a specific type of animal [20, 23, 32, 40, 53]. This indicates that in practical applications, the need to design separate methods for each species severely hampers universality and efficiency. In recent years, researchers have explored the re-identification of a diverse range of wildlife in domain generalization scenarios [18]. They construct a large-scale, multi-species dataset to acquire additional knowledge, thereby enhancing the generalization capability for identifying unknown species. However, for tasks demanding highly refined recognition, such as wildlife ReID, this approach proves challenging to achieve the desired level of accuracy. Furthermore, the acquisition of large-scale wildlife data is not easily attainable, and the inability to encompass a sufficiently diverse range of animal data further limits generalization capabilities. Therefore, it is crucial to formulate a unified ReID method applicable to multiple species and capable of meeting refined and superior performance in specific scenarios." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 338, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 482, + 590 + ], + "type": "text", + "content": "Existing methods are typically designed for specific species, focusing on the extraction of particular physical traits unique to that species for subsequent matching. This involves features such as the edges of humpback whale flukes [42] or the pelage pattern of ringed seals [31]. However, these methods rely on the inherent characteristics of the species, posing challenges to the applicability to other wildlife. Furthermore, several studies employ well-established convolutional neural network(CNN) based methods to acquire discriminative representations [4,5,40]. These methods draw inspiration from person ReID but fail to consider the unique challenges of wildlife. For humans, distinguishable features include facial details, hairstyles, clothing, and accessories. When considering key features of wildlife, they are typically manifested in the texture of fur or scales, patterns or spots, and the contour of edges. Such characteristics are uniformly reflected in the high-frequency information of images, where high-frequency information refers to features exhibiting rapid changes or fine structures in the image [28], as illustrated in Fig.1. Therefore, we believe that high-frequency information plays a key role in unifying the ReID of different wild animals. A direct method is to extract the high-frequency information from the image for augmentation. However, in natural environments, wildlife images often have more complex and diverse backgrounds and most data lack clear bounding boxes. Considerable environmental noise interference is also included in high-frequency information, such as textures from leaves and grass." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "To address these challenges, in this paper we propose an Adaptive High-Frequency Transformer, offering a universal framework for wildlife ReID applicable to various species. With the core objective of improving discriminative feature learning, we design three strategies to precisely direct high-frequency information. Considering the instability of high-frequency details such as fur patterns and small spots in wildlife due to variations in lighting and posture, we" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 211, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 211, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 211, + 101 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 116, + 474, + 284 + ], + "blocks": [ + { + "bbox": [ + 134, + 116, + 474, + 284 + ], + "lines": [ + { + "bbox": [ + 134, + 116, + 474, + 284 + ], + "spans": [ + { + "bbox": [ + 134, + 116, + 474, + 284 + ], + "type": "image", + "image_path": "95dbfd158ff83ec971671b702fd9c7b1b8b39c588e0a7eccb9c9d0c1361a38ef.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 296, + 480, + 328 + ], + "lines": [ + { + "bbox": [ + 130, + 296, + 480, + 328 + ], + "spans": [ + { + "bbox": [ + 130, + 296, + 480, + 328 + ], + "type": "text", + "content": "Fig. 1: By capturing discriminative features such as texture, contour, and fine details, high-frequency information displays unique features specific to each wild species, playing a crucial role in universal wildlife re-identification." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 354, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 509 + ], + "type": "text", + "content": "propose a new frequency-domain mixed data augmentation method to enhance the robustness of the model. Specifically, it blends the high-frequency representation of the image with the frequency-domain representation of the original image. The advantage lies in the frequency-domain level operation, which avoids introducing redundant information. Furthermore, to mitigate high-frequency noise in complex natural environments, we design an object-aware dynamic selection strategy to flexibly capture high-frequency information more relevant to the target. The key idea lies in leveraging the Transformer, where the global attention of the original image can be regarded as a guiding mechanism to selectively filter out tokens with negative interference. Finally, in order to mitigate the risk of excessive emphasis on high-frequency details at the cost of sacrificing original visual information, we design a feature equilibrium loss to constrain the disparity between high-frequency features and global features." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "In summary, our proposed approach strives for both the universality of the model across various species and its adaptability among different targets. 1) From a universal perspective, high-frequency information acts as a universal key, linking unique features across diverse wildlife species. By intensifying attention on high-frequency information, our model demonstrates the capacity to comprehensively and universally capture distinguishing features of wildlife, transcending limitations associated with specific species. This broadens the applicability of our ReID model. 2) From an adaptive perspective, our model takes into account individual variations among different species. By introducing an object-aware adaptive mechanism for high-frequency information, we can better capture the diverse high-frequency features presented by different targets, such as fur textures and pattern shapes. This adaptability contributes to improving the model's accuracy in recognizing individual wildlife, enabling it to" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "flexibly handle various species. Notably, we conduct extensive experiments and unify the experimental settings of multiple wildlife datasets for ReID. Results demonstrate that our method significantly outperforms state-of-the-art ReID methods on diverse wildlife datasets, covering terrestrial, aquatic, and aerial species. Additionally, our model trained on large-scale multi-species datasets and evaluated in the domain generalization setting, maintains reliable generalization to unfamiliar species." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 220, + 243, + 232 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 220, + 243, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 220, + 243, + 232 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 247, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 247, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 482, + 641 + ], + "type": "text", + "content": "Wildlife Re-Identification. Recently, the rapid development of deep learning [14-17,37,45,46] has made convolutional neural networks (CNNs) widely adopted for wildlife re-identification, leveraging them for feature extraction [1,25,54] and metric learning [2,27,44]. While person ReID technology has reached a mature state, wildlife ReID remains in an early stage. Many of them are specific to particular species, restricting their applicability [11,29,34]. We can divide them into the following categories. (1) Global Feature Learning: Building on traditional person ReID methods, many approaches use whole animal images to extract distinctive features. Wang et al. [40] developed a multi-stream feature fusion network aimed at extracting and integrating both local and global features of giant pandas. For manta ray ReID, where distinctive patterns vary unpredictably, Moskvyak et al. [30] proposed a specialized loss to reduce feature distance between different views of the same individual, enhancing pose-invariant feature learning. Such methods do not require prior knowledge of specific species when designing feature extraction mechanisms, making them particularly suitable for practical applications across a diverse range of species. However, existing methods primarily rely on traditional person ReID technologies. (2) Species-specific Feature Extraction: Some wildlife have distinctive patterns, and these methods crop these specific pattern areas for local identification. These methods are adept at extracting discriminative features from specific body parts in a range of animal species, such as dolphin fins [4,19,43], the heads of cattle [3], tail features of whales [6], elephant ears [42], the pelage patterns of ringed seals [33], etc. However, in practical applications, significant variations in perspective and partial occlusions often occur, making it challenging to capture clear local features for each individual, resulting in unreliable images. These methods typically face difficulties in being generalized to animals of other species. (3) Auxiliary Information Integration: Li et al. [23] leveraged pose key point estimation outcomes to segment tiger images into seven components, facilitating local feature learning. Following this, Zhang et al. [53] adopted a simplified pose definition for either side of a yak's head, serving as an auxiliary supervisory signal to improve feature learning. Yet, these approaches require supplementary annotations and depend on disparate auxiliary information specific to various animals, making it challenging to apply a standardized method across multiple species." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Transformer Based Object ReID. The extensively studied realms of person and vehicle ReID have long been dominated by CNN-based methods, but the" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 482, + 293 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 482, + 293 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 482, + 293 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 482, + 293 + ], + "type": "image", + "image_path": "349d481bd782ccc3015339f5e79b26933d6d85de523fce09169045180514a760.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 300, + 482, + 334 + ], + "lines": [ + { + "bbox": [ + 130, + 300, + 482, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 482, + 334 + ], + "type": "text", + "content": "Fig. 2: The architecture of our proposed method, consisting of (a) Frequency-Domain Mixed Augmentation(described in Sec.3.2), (b) Object-Aware Dynamic Selection (described in Sec.3.2), (c) Feature Equilibrium Loss (described in Sec.3.3)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 357, + 482, + 585 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 357, + 482, + 585 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 482, + 585 + ], + "type": "text", + "content": "introduction of Vision Transformer has revolutionized this field [47]. For general object ReID, TransReID [12], as a purely ViT-based ReID model, significantly enhances cross-camera object ReID accuracy through local feature learning and viewpoint information. Besides, several studies [22, 26, 52] focus on hybrid models that merge ViT with CNNs. A dual cross-attention learning method [55] is proposed to enhance the learning of global and local features by improving the attention mechanism. Some methods [41] also utilize auxiliary information like pose estimation to learn more effective human body-related features. While these methods exhibit distinct advantages, they have limitations when dealing with the unique challenges posed by wildlife. For multi-species wildlife ReID, recent endeavors have introduced universal recognition methods for domain generalization [18]. However, they primarily rely on leveraging knowledge from CLIP [38] to enhance descriptive information for improved generalization, resulting in limited performance for fine-grained recognition of specific species. In comparison, this paper is more targeted at wildlife features under a unified model, introducing a new perspective to the wildlife re-identification field. In fact, preliminary attempts have been made to utilize Transformers to enhance high-frequency feature learning in person ReID tasks [51]. Nevertheless, these efforts have not taken into account the influence of high-frequency noise in natural environments." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 603, + 202, + 616 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 603, + 202, + 616 + ], + "spans": [ + { + "bbox": [ + 132, + 603, + 202, + 616 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "In this section, the specific details of the proposed method are presented. As shown in Fig.2, our adaptive high-frequency Transformer, with the core objective of enhancing high-frequency feature learning, incorporates three strategies." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 261 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 261 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 261 + ], + "type": "text", + "content": "1) Frequency-domain mixed augmentation. We introduce a novel data augmentation method by mixing high-frequency information and original information at the frequency domain level. This method specifically addresses the instability of high-frequency details resulting from variations in lighting and posture, contributing to improved model performance under diverse conditions. 2) Object-aware dynamic selection. We utilize global attention to flexibly mine high-frequency regions in images related to wildlife targets, facilitating the explicit learning of high-frequency features. This strategy allows us to minimize the influence of environmental noise on learning high-frequency features. 3) Feature equilibrium loss. In order to prevent excessive emphasis on high-frequency information from interfering with the original visual information during the feature learning process, we further propose a loss to balance their relationship." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 279, + 260, + 290 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 279, + 260, + 290 + ], + "spans": [ + { + "bbox": [ + 132, + 279, + 260, + 290 + ], + "type": "text", + "content": "3.1 ViT ReID Baseline." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": "Our model is built on the ReID baseline with vision transformer as backbone [10]. Given an image " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "I \\in \\mathbb{R}^{H \\times W \\times C}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ", with height " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ", width " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": " channels. The ViT model divides the image into " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": " fixed-size patches. These patches are then reshaped into a sequence of flattened vectors. The patches are linearly transformed into a " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": "-dimensional embedding space. A learnable embedding, class token, is appended to this sequence for the purpose of capturing a global representation of the image, resulting in the sequence " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\mathcal{X} \\in \\mathbb{R}^{(N + 1) \\times D}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ". To capture the spatial information of the patches, positional embeddings " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "E_{pos}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": " are introduced and combined with the patch embeddings, yielding the input " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\mathcal{X} + E_{pos}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "E_{pos} \\in \\mathbb{R}^{(N + 1) \\times D}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ". The final input to the transformer's encoder is thus a combination of patch embeddings, positional embeddings, and the class token. To optimize the model's parameters, a combination of loss functions is employed. After learning, the class token is further used as a global feature representation, denoted as " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ". The triplet loss, denoted by " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{tri}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ", and the ID loss, denoted by " + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{ID}" + }, + { + "bbox": [ + 130, + 300, + 482, + 481 + ], + "type": "text", + "content": ", are integral to the network optimization process for ReID tasks." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 500, + 356, + 511 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 500, + 356, + 511 + ], + "spans": [ + { + "bbox": [ + 132, + 500, + 356, + 511 + ], + "type": "text", + "content": "3.2 Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "Frequency-Domain Mixed Augmentation. For wildlife, high-frequency details such as fur patterns and small spots may be unstable due to variations in lighting and posture. In this part, we propose a data augmentation strategy named Frequency-Domain Mixed Augmentation(FMA), aimed at enhancing the robustness of models to simulate the detail changes caused by environmental factors such as seasonal fur variations or occlusions by mud, allowing the model to focus more on stable and essential features of the images. In brief, we transform the spatial representation of an image into a frequency domain and extract high-frequency information to obtain a representation dominated by high frequencies. The frequency domain representation of the original image is mixed with the high-frequency representation, thereby generating an augmented representation. Operating in the frequency domain is motivated by the recognition" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "that each pixel manipulation in the spatial domain simultaneously adjusts multiple frequency components within the image. Mixing at the image level may introduce new high-frequency information, undermining the effective smoothing of high-frequency components. Specific steps are presented." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "content": "High-Frequency Information Extraction. We first transform an input image " + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "inline_equation", + "content": "I \\in \\mathbb{R}^{H \\times W \\times C}" + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "content": " into a single-channel image; each pixel in the image is located at coordinates " + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "inline_equation", + "content": "(x, y)" + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "content": " with a value " + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "inline_equation", + "content": "I(x, y)" + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "content": ". The Fourier transformation is utilized to convert the spatial representation of the image into the frequency domain " + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "inline_equation", + "content": "F(I)" + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 214, + 234, + 481, + 267 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 214, + 234, + 481, + 267 + ], + "spans": [ + { + "bbox": [ + 214, + 234, + 481, + 267 + ], + "type": "interline_equation", + "content": "F (I) (u, v) = \\sum_ {x = 0} ^ {H - 1} \\sum_ {y = 0} ^ {W - 1} I (x, y) e ^ {- j 2 \\pi \\left(\\frac {u x}{H} + \\frac {v y}{W}\\right)}. \\tag {1}", + "image_path": "18fb5422e88be2ab486d6775ff08ef950b8285e9ee813457e7a5a3a39fde0acf.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "text", + "content": "This transformation " + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "inline_equation", + "content": "F(u,v)" + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "text", + "content": " maps the spatial information to the frequency domain, where " + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "inline_equation", + "content": "u" + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "text", + "content": " represent the frequency components in the horizontal and vertical directions, respectively. After processing the frequency domain representation with a Gaussian high-pass filter, we obtain a filtered version that contains only high-frequency components denoted by " + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "inline_equation", + "content": "F_{h}(I)" + }, + { + "bbox": [ + 130, + 276, + 479, + 335 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "text", + "content": "Frequency-Domain Mixing. The FMA method blends the high-frequency components with the original image within the frequency domain, thereby sharpening the model's focus on stable features and improving its adaptability to environmental changes. We define a frequency mixing function, which randomly mixes " + }, + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "inline_equation", + "content": "F_{h}(I)" + }, + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "inline_equation", + "content": "F(I)" + }, + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 223, + 406, + 481, + 418 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 223, + 406, + 481, + 418 + ], + "spans": [ + { + "bbox": [ + 223, + 406, + 481, + 418 + ], + "type": "interline_equation", + "content": "F _ {h} ^ {\\prime} (I) = \\left(1 - M _ {\\alpha}\\right) \\cdot F _ {h} (I) + M _ {\\alpha} \\cdot F (I). \\tag {2}", + "image_path": "150d7c8073fb75d186b74b783d201ea910255f493870d53f93752d90af40dd21.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "spans": [ + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "M_{\\alpha}" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " is a matrix of the same size as " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "F_{h}(I)" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "F(I)" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": ", with a randomly selected square area covering " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " (randomly ranging from 0 to 0.5) proportion of the total area set to 1, and the rest set to 0. The inverse Fourier transform of " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "F_{h}^{\\prime}(I)" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " provides the augmented image for model training, to enhance feature stability recognition. Through this augmentation process, our model is more robust to the inevitable environmental factors of wildlife. The augmented high-frequency representation, denoted by " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "I_{h}" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " and serving as the input high-frequency representation, typically represents finer details and edges within the image. " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "I_{h}" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " is derived by converting the augmented frequency domain representation " + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "inline_equation", + "content": "F_{h}^{\\prime}(I)" + }, + { + "bbox": [ + 130, + 427, + 482, + 548 + ], + "type": "text", + "content": " back to the spatial domain. This inverse transformation is given by:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 201, + 556, + 481, + 590 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 556, + 481, + 590 + ], + "spans": [ + { + "bbox": [ + 201, + 556, + 481, + 590 + ], + "type": "interline_equation", + "content": "I _ {h} (x, y) = \\frac {1}{H W} \\sum_ {u = 0} ^ {H - 1} \\sum_ {v = 0} ^ {W - 1} F _ {h} ^ {\\prime} (I) (u, v) e ^ {j 2 \\pi \\left(\\frac {u x}{H} + \\frac {v y}{W}\\right)}. \\tag {3}", + "image_path": "9469b7cc953f932f6a3b6e4fc11823eb568cd164d9f8214f70d92c4554ec011c.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Object-aware Dynamic Selection. High-frequency information reflects distinct discriminative features in images of various wild animals, demonstrating the versatility of high-frequency information across multiple species. However, the complex backgrounds in natural environments also fall under high-frequency information. Directly leveraging the high-frequency information of input images" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 290, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 290, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "content": "to enhance feature learning may result in excessive attention being focused on noise. Based on our frequency-domain mixed augmentation, we further introduce an object-aware high-frequency selection strategy that can adaptively adjust the extraction of high-frequency information to concentrate more on the target. Specifically, in the Vision Transformer's process of learning visual features from image inputs, the class token serves as a global aggregation, capturing holistic semantic information within the image. Particularly in ReID tasks, the class token plays a crucial role in directing the model's attention towards discriminative regions associated with the target. We leverage this global attention as guidance to selectively emphasize high-frequency patches of greater value, thereby enhancing the discriminative feature learning process. The strength of this strategy lies in its adaptability, as it is not restricted to specific species and effectively adapts to different wildlife targets. Detailed steps are as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": "For an input image " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": ", we first divide it into the set " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "P^o = \\{p_i^o | i = 1,2,\\dots,n\\}" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": " represents the length of a patch sequence. Each patch " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "p_i^o" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": " is transformed into a high-dimensional embedding " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "x_i^o" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": " through a linear projection. Including the special class token embedding " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "x_{[\\mathrm{CLS}]}" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": ", the set of all embeddings at the entry layer is denoted as " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "\\mathcal{X}^o = \\{x_{[\\mathrm{CLS}]}^o, x_1^o, \\ldots, x_n^o\\}" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": ". At each layer " + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 271, + 482, + 356 + ], + "type": "text", + "content": " of the ViT, the self-attention mechanism refines the embeddings based on inter-patch relationships. We designed a strategy based on attention to estimate the focus on the target:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 239, + 364, + 481, + 384 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 239, + 364, + 481, + 384 + ], + "spans": [ + { + "bbox": [ + 239, + 364, + 481, + 384 + ], + "type": "interline_equation", + "content": "\\psi_ {m, i} ^ {l} = \\sigma \\left(K _ {m} ^ {l} x _ {i} ^ {l} \\odot Q _ {m} ^ {l} x _ {[ \\mathrm {C L S} ]} ^ {l}\\right), \\tag {4}", + "image_path": "f6586b1b59191382009a281666dc5896c20805a4c95fded1cf26bf04491d07bd.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "spans": [ + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\psi_{m,i}^{l}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " denotes the attention score of the " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "i^{th}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " token relative to the [CLS] at the " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "m^{th}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " head of the " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "l^{th}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " layer. " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " represents the softmax function, which normalizes the computed attention scores. " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "K_{m}^{l}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " is the transformation matrix for keys at the " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "m^{th}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " head and " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "l^{th}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " layer, and " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "Q_{m}^{l}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " is the transformation matrix for queries. The " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\odot" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " represents the interaction between the " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "i^{th}" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": " token and the [CLS]. Upon reaching the final layer " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": ", we compute the attention scores " + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\Psi^L" + }, + { + "bbox": [ + 131, + 392, + 482, + 489 + ], + "type": "text", + "content": ", serving as a quantifiable metric that reflects the average attention distribution across heads in the model's final layer, defined as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 265, + 499, + 481, + 532 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 265, + 499, + 481, + 532 + ], + "spans": [ + { + "bbox": [ + 265, + 499, + 481, + 532 + ], + "type": "interline_equation", + "content": "\\Psi^ {L} = \\frac {1}{M} \\sum_ {m = 1} ^ {M} \\psi_ {m, i} ^ {L}, \\tag {5}", + "image_path": "0c896c7a6646be808bbda10d3caae0ab7bc780c2b3a4eec7f032bf9b3a930ff2.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "spans": [ + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "type": "text", + "content": " represents the number of heads. This averaging process assists in revealing which parts of the input are given higher attention. " + }, + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "type": "inline_equation", + "content": "\\Psi^L" + }, + { + "bbox": [ + 131, + 539, + 482, + 598 + ], + "type": "text", + "content": " are analyzed to dynamically select the set of high-frequency information tokens that exhibit the highest attention scores, where the chosen tokens exhibit improved perceptual acuity towards the target. This selection is formalized as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 235, + 608, + 481, + 622 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 608, + 481, + 622 + ], + "spans": [ + { + "bbox": [ + 235, + 608, + 481, + 622 + ], + "type": "interline_equation", + "content": "\\mathcal {S} _ {Z} = \\left\\{\\left(\\mathcal {O} \\left(\\Psi^ {L}\\right)\\right) _ {t} \\mid t = 1, 2, \\dots , Z \\right\\}, \\tag {6}", + "image_path": "4469714e986d88260948f62b773c48896291e6d3204718c232eebbdb37851069.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathcal{O}" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " is a function that sorts scores in a set in descending order and then outputs the indices of these scores, " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "S_Z" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " represents the object perception token indices, " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " is computed by " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mu \\cdot n" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " is a selection parameter. " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "S_Z" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " are stored in" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": "a dynamic memory " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": ", which later guides the dynamic selection process. " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{X}^h = \\{x_i^h | i = 1,2,\\dots,n\\}" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": " is the high-frequency information tokens counterpart of the original " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{X}^o" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": ". To dynamically select tokens closely matching the target, we define a function " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "\\Theta : S_Z \\to \\mathcal{X}^h" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": " that selects the corresponding high-frequency tokens based on the indices determined by " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "S_Z" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": ". Thus, the input object-aware high-frequency embeddings are represented by " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{X}^{h'} = \\{x_{[\\mathrm{CLS}]}^h, x_1^h, \\ldots, x_Z^h\\}" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": ". Further, the global feature " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "c_o" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "c_h" + }, + { + "bbox": [ + 131, + 116, + 479, + 200 + ], + "type": "text", + "content": " are optimized with ID loss and triplet loss:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 208, + 205, + 480, + 217 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 205, + 480, + 217 + ], + "spans": [ + { + "bbox": [ + 208, + 205, + 480, + 217 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathcal {L} _ {I D} \\left(c _ {o}\\right) + \\mathcal {L} _ {t r i} \\left(c _ {o}\\right) + \\mathcal {L} _ {I D} \\left(c _ {h}\\right) + \\mathcal {L} _ {t r i} \\left(c _ {h}\\right). \\tag {7}", + "image_path": "f90f7ec36f9824899ffe97b296e54507c4928ef1ba6587c60c854b7f918c1184.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 231, + 288, + 243 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 231, + 288, + 243 + ], + "spans": [ + { + "bbox": [ + 132, + 231, + 288, + 243 + ], + "type": "text", + "content": "3.3 Feature Equilibrium Loss" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 247, + 479, + 330 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 247, + 479, + 330 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 479, + 330 + ], + "type": "text", + "content": "Our model simultaneously takes visual image inputs and high-frequency augmented inputs, both of which are crucial for discriminative feature learning. The strategies we proposed above primarily guide the model to focus on high-frequency information. However, this needs to be established without compromising the learning of original visual information. Therefore, we further introduce the feature equilibrium loss to constrain the high-frequency features and visual features of the same individual from deviating excessively in the feature space." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "text", + "content": "Consider " + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "inline_equation", + "content": "f^h \\in \\mathbb{R}^{B \\times Z \\times D}" + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "text", + "content": " denote the encoded high-frequency embeddings excluding class tokens, and " + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "inline_equation", + "content": "f^o \\in \\mathbb{R}^{B \\times Z \\times D}" + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "text", + "content": " represent the encoded embeddings of the original sequence corresponding to " + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "inline_equation", + "content": "f^h" + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "text", + "content": ". The proposed " + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_F" + }, + { + "bbox": [ + 130, + 331, + 480, + 402 + ], + "type": "text", + "content": " aims to minimize the discrepancy between these two sets of embeddings, ensuring the retention of vital domain-specific features in the transformed embeddings. Specifically, the feature equilibrium loss is defined as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 238, + 407, + 480, + 439 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 407, + 480, + 439 + ], + "spans": [ + { + "bbox": [ + 238, + 407, + 480, + 439 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {F} = \\sum_ {b = 1} ^ {B} \\left(\\frac {1}{Z} \\sum_ {z = 1} ^ {Z} \\| \\boldsymbol {f} _ {b, z} ^ {o}, \\boldsymbol {f} _ {b, z} ^ {h} \\|\\right). \\tag {8}", + "image_path": "dd62f37b7181990e1fe38613847ad3775845b3a50818cfa5415ee591469dfeab.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "spans": [ + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "inline_equation", + "content": "\\| \\pmb{f}_{b,z}^{o}, \\pmb{f}_{b,z}^{h}\\|" + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "text", + "content": " represents the difference between the high-frequency feature " + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "inline_equation", + "content": "\\pmb{f}_{b,z}^{h}" + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "text", + "content": " and the original feature " + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "inline_equation", + "content": "\\pmb{f}_{b,z}^{o}" + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "text", + "content": " for the " + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "text", + "content": "-th token in the " + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 132, + 444, + 479, + 471 + ], + "type": "text", + "content": "-th input, detailed as:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 183, + 475, + 479, + 514 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 183, + 475, + 479, + 514 + ], + "spans": [ + { + "bbox": [ + 183, + 475, + 479, + 514 + ], + "type": "interline_equation", + "content": "\\left\\| \\boldsymbol {f} _ {b, z} ^ {o}, \\boldsymbol {f} _ {b, z} ^ {h} \\right\\| = \\left\\{ \\begin{array}{l l} 0. 5 \\left(\\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h}\\right) ^ {2}, & \\text {i f} \\left| \\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h} \\right| < 1, \\\\ \\left| \\boldsymbol {f} _ {b, z} ^ {o} - \\boldsymbol {f} _ {b, z} ^ {h} \\right| - 0. 5, & \\text {o t h e r w i s e .} \\end{array} \\right. \\tag {9}", + "image_path": "ac1d658d9f7ebe4a733f2d59407e79aa1cff08fa00f1dafe7f248b92a1c0ad89.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 518, + 479, + 636 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 518, + 479, + 636 + ], + "spans": [ + { + "bbox": [ + 131, + 518, + 479, + 636 + ], + "type": "text", + "content": "Feature equilibrium loss aggregates the differences across all selected tokens, ensuring a comprehensive measure of the discrepancy between the high-frequency and original features for each token. By minimizing " + }, + { + "bbox": [ + 131, + 518, + 479, + 636 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_F" + }, + { + "bbox": [ + 131, + 518, + 479, + 636 + ], + "type": "text", + "content": ", we encourage the model to preserve the essential features of the original input, while still leveraging the detailed textures and patterns enhanced in the high-frequency components, to ensure that the model learning does not overemphasize the high-frequency details at the expense of the original feature. This balance maintains visual and spatial consistency with the original feature while emphasizing high-frequency feature, thus improving the overall efficacy of feature extraction. The final loss function is denoted as:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 264, + 639, + 479, + 650 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 264, + 639, + 479, + 650 + ], + "spans": [ + { + "bbox": [ + 264, + 639, + 479, + 650 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {o v e r a l l}} = \\mathcal {L} + \\lambda \\mathcal {L} _ {F}, \\tag {10}", + "image_path": "24f39e8c4b92b44a94842fa5568479e7e55cd3b0bdaeef3df03135c17fd4e475.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "type": "text", + "content": " represents the weight of " + }, + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_F" + }, + { + "bbox": [ + 132, + 653, + 294, + 665 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 229, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 229, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 229, + 129 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 334, + 153 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 334, + 153 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 334, + 153 + ], + "type": "text", + "content": "4.1 Datasets and Evaluation Protocols" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "spans": [ + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "type": "text", + "content": "Datasets. Existing studies for wildlife ReID exhibit inconsistent experimental settings regarding dataset partitioning, making it challenging to conduct fair comparisons between different approaches. Some methods only offer raw datasets without partition. In addition, most datasets are partitioned with varying standards, such as identity overlap between training and testing sets in some cases and no overlap in others. To facilitate subsequent research in this field and provide a standardized data benchmark for related studies, we have divided the data into training and testing sets in a uniform manner, allocating " + }, + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "type": "inline_equation", + "content": "70\\%" + }, + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "type": "text", + "content": " of the identities for the training set and the remaining " + }, + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "type": "inline_equation", + "content": "30\\%" + }, + { + "bbox": [ + 130, + 163, + 481, + 341 + ], + "type": "text", + "content": " for the testing set, while ensuring no overlap between the identities in the training and testing sets. To test the universality of our method, We endeavored to encompass a diverse array of animal datasets, including species such as giant pandas [40], elephants [20], seals [32], giraffes [36], sharks [13], tigers [23], and pigeons [21]. During the testing phase, each image in the test set is treated as a query, with the remainder of the test set, excluding the query image, forming the gallery." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 342, + 481, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 481, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 481, + 437 + ], + "type": "text", + "content": "Evaluation Metrics. In ReID tasks, two commonly used metrics are Cumulative Matching Characteristics (CMC) and mean Average Precision (mAP). We employed both CMC and mAP for evaluation. Notably, in wildlife ReID, most datasets lack explicit camera information, hence we include all correct matches in our evaluations. Given that in many instances, simple samples and minor viewpoint changes lead to higher Rank-k accuracy, we introduce a new metric, the mean Inverse Negative Penalty (mINP) [48], which reflects the accuracy of identifying the most challenging matches." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "content": "Implementation Details. All of our experiments are conducted on PyTorch with Nvidia 3090 GPUs. We use the pre-trained vision transformer on imageNet-1K as the backbone. All images are resized to " + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "content": " and undergo data augmentation during training, which includes random rotations of 15 degrees, random adjustments to brightness and contrast with a " + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "content": " probability each, and padding of 10 pixels. We configure " + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "content": " to be 0.5 and " + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "content": " to be 0.1. The patch size is set to " + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "inline_equation", + "content": "16 \\times 16" + }, + { + "bbox": [ + 130, + 437, + 481, + 568 + ], + "type": "text", + "content": ". During training, the SGD optimizer is used. The initial learning rate is 0.001, employing cosine learning rate decay. The training is conducted over 150 epochs with a batch size of 32, comprising 8 identities, each with 4 images. During the testing phase, distance matrices are computed using only the original features." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": "The existing wildlife ReID experiments mostly employ different settings and do not provide publicly clear dataset divisions, making comparison impossible. Therefore, we compare our approach with the current state-of-the-art person ReID methods on our own divided dataset. Our model significantly outperforms existing ReID models based on CNN and ViT architectures, as shown in Table.1. To demonstrate the universality of our model, we evaluate it on multiple wildlife datasets, including terrestrial, aquatic, and aerial species. Among these, species like elephants and sharks, which lack distinct pattern features, require emphasis" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 211, + 100 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 136, + 482, + 255 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 478, + 125 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 478, + 125 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 478, + 125 + ], + "type": "text", + "content": "Table 1: Comparison with the state-of-the-art methods on diverse wildlife datasets." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 136, + 482, + 255 + ], + "lines": [ + { + "bbox": [ + 132, + 136, + 482, + 255 + ], + "spans": [ + { + "bbox": [ + 132, + 136, + 482, + 255 + ], + "type": "table", + "html": "
MethodRotTrans [8]AGW [48]TransReID [12]CLIP-ReID [24]OURS
DatasetmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINPmAPR1mINP
Panda [40]40.290.410.727.393.19.237.988.810.538.887.711.244.593.112.5
Elephant [20]29.154.19.321.948.75.121.250.94.120.443.75.330.458.09.3
Seal [32]47.783.57.246.283.811.550.186.012.245.284.19.751.587.414.4
Zebra [36]16.226.77.213.524.46.116.125.37.416.327.26.916.827.47.7
Shark [13]18.661.25.020.666.24.919.362.25.023.367.26.324.368.45.6
Tiger [23]66.198.035.156.497.426.464.198.333.055.896.124.266.398.533.4
Pigeon [21]72.599.119.566.699.117.772.298.819.968.499.020.173.899.119.8
Giraffe [36]48.446.739.944.243.535.645.842.437.547.643.539.549.147.840.2
", + "image_path": "584c82919163c7d5fb008ef1bc195fece92ba1702ef8354c7a496f6e5ee3317d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 132, + 300, + 302, + 349 + ], + "blocks": [ + { + "bbox": [ + 132, + 269, + 301, + 291 + ], + "lines": [ + { + "bbox": [ + 132, + 269, + 301, + 291 + ], + "spans": [ + { + "bbox": [ + 132, + 269, + 301, + 291 + ], + "type": "text", + "content": "Table 2: Comparison in multi-species setting." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 300, + 302, + 349 + ], + "lines": [ + { + "bbox": [ + 132, + 300, + 302, + 349 + ], + "spans": [ + { + "bbox": [ + 132, + 300, + 302, + 349 + ], + "type": "table", + "html": "
MethodReferenceSealPigeonElephant
mAPR1mAPR1mAPR1
TransReID [12]ICCV202145.882.665.798.722.844.8
CLIP-ReID [24]AAAI202343.582.964.399.020.444.2
Ours-50.686.270.099.126.652.6
", + "image_path": "3726a4fa6faec2231924e5477bda400a4c607dd83636e06f9f46e954aaef544b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 312, + 291, + 482, + 347 + ], + "blocks": [ + { + "bbox": [ + 320, + 270, + 471, + 281 + ], + "lines": [ + { + "bbox": [ + 320, + 270, + 471, + 281 + ], + "spans": [ + { + "bbox": [ + 320, + 270, + 471, + 281 + ], + "type": "text", + "content": "Table 3: Comparison in DG setting." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 312, + 291, + 482, + 347 + ], + "lines": [ + { + "bbox": [ + 312, + 291, + 482, + 347 + ], + "spans": [ + { + "bbox": [ + 312, + 291, + 482, + 347 + ], + "type": "table", + "html": "
MethodReferenceAVGMAP R1TigermAP R1SealmAP R1
CAL [39]ICCV202142.858.064.163.421.652.7
MetaBIN [9]CVPR202142.559.361.262.023.956.7
UniReID [18]NIPS202347.663.966.765.228.562.6
Ours-48.188.572.398.124.078.9
", + "image_path": "76d2d24076dcf80bf184df4cbc5c9da1a0270f6585c473b8b841584ebe54b610.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 374, + 480, + 398 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 374, + 480, + 398 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 480, + 398 + ], + "type": "text", + "content": "on contour line recognition, whereas tigers and seals necessitate fine-grained pattern recognition." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 400, + 482, + 519 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 482, + 519 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 482, + 519 + ], + "type": "text", + "content": "Comparison with the SOTA supervised ReID methods. As shown in Table.1, the overall Rank-1 accuracy is high. This outcome is partly due to the lack of camera information, with some images under the same camera experiencing minor perspective changes, making simple samples easily identifiable. The observed low mAP suggests a low level of recognition accuracy across the board, signifying the significant challenge presented by the task of wildlife ReID. Experiments show that ViT-based methods outperform the CNN-based methods on most datasets. Our model exhibits a superior performance on most datasets. Specifically, compared to the latest large-scale pre-trained CLIP-ReID, our model significantly outperforms it in wildlife ReID datasets." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "type": "text", + "content": "Comparison on Multi-Species ReID and DG settings. The multi-species setting refers to training a combined dataset composed of training sets of elephants, seals, pigeons, and pandas, then testing on one of these species' test sets. Compared to single species, multi-species ReID requires a higher level of generalization and poses more significant challenges. It demands the careful balancing of learning among various species. Despite these challenges, our model demonstrates superior performance over existing methods within the multi-species setting, as presented in Table.2. For the domain generalization setting, the training set used is Wildlife-71 [18], with testing conducted on tigers and pigeons datasets. We mainly compare with the SOTA DG method UniReID. Only the Tiger and Seal datasets in UniReID have publicly available partitioning methods, and the Tiger dataset in UniReID is different from the official version" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 170, + 136, + 444, + 232 + ], + "blocks": [ + { + "bbox": [ + 177, + 114, + 435, + 126 + ], + "lines": [ + { + "bbox": [ + 177, + 114, + 435, + 126 + ], + "spans": [ + { + "bbox": [ + 177, + 114, + 435, + 126 + ], + "type": "text", + "content": "Table 4: Ablation study on several datasets. mAP is reported." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 170, + 136, + 444, + 232 + ], + "lines": [ + { + "bbox": [ + 170, + 136, + 444, + 232 + ], + "spans": [ + { + "bbox": [ + 170, + 136, + 444, + 232 + ], + "type": "table", + "html": "
StrategyPandaPigeonGiraffeSharkSeal
Baseline (ViT) [10]40.870.147.520.249.5
Pure High-Frequency Augmentation41.868.447.421.550.1
PHA(reproduced) [51]38.870.747.514.847.7
Adaptive High-Frequency Transformer
+ Frequency-Domain Mixed Augmentation42.770.947.821.750.8
+ Object-aware Dynamic Selection43.973.648.723.651.3
+ Feature Equilibrium Loss44.573.849.124.351.5
", + "image_path": "567e99bca008be9c32174840fa362fef8d378b653e5a665c65c53dbc29bc3843.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 255, + 482, + 327 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 327 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 327 + ], + "type": "text", + "content": "used in Table.1, makes it incomparable to that result. To ensure a fair comparison, we adopt the same settings as UniReID in DG experiments. It is worth noting that, even without large-scale model pre-training and introducing test set images as guidance, our average mAP on both the tiger and seal datasets remains significantly higher than UniReID, as shown in Table.3, demonstrating the generalizability of our approach." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 345, + 246, + 357 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 345, + 246, + 357 + ], + "spans": [ + { + "bbox": [ + 132, + 345, + 246, + 357 + ], + "type": "text", + "content": "4.2 Ablation Studies" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 365, + 482, + 414 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 414 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 414 + ], + "type": "text", + "content": "Ablation studies are performed on the panda and pigeon datasets to validate the effectiveness of our method. We first compare it with the ViT baselines, described in Sec.3.1. Then, we sequentially added our core designs to the baseline to test the improvements introduced by our design, as shown in Table.4." + } + ] + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 134, + 437, + 294, + 526 + ], + "blocks": [ + { + "bbox": [ + 134, + 437, + 294, + 526 + ], + "lines": [ + { + "bbox": [ + 134, + 437, + 294, + 526 + ], + "spans": [ + { + "bbox": [ + 134, + 437, + 294, + 526 + ], + "type": "image", + "image_path": "e16f831c53e216d9bc7a4388342a979fc9aca128a818686f2954988a0d484d50.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "lines": [ + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "type": "text", + "content": "Fig.3: Parameter evaluation. mAP results for varying " + }, + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "type": "text", + "content": " are compared across several datasets. Different weights " + }, + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 535, + 482, + 559 + ], + "type": "text", + "content": " are analyzed on the Panda dataset." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 319, + 434, + 481, + 526 + ], + "blocks": [ + { + "bbox": [ + 319, + 434, + 481, + 526 + ], + "lines": [ + { + "bbox": [ + 319, + 434, + 481, + 526 + ], + "spans": [ + { + "bbox": [ + 319, + 434, + 481, + 526 + ], + "type": "image", + "image_path": "5a5ac34dfc60410ba230dcf708ea084d421556dcef6715ed2eb12b42a81112ed.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Pure High-Frequency Augmentation. To validate the effectiveness of enhancing high-frequency feature learning for wildlife ReID, a straightforward approach involves directly extracting high-frequency information from the images for augmentation. We conducted relevant experiments in this part. In Table.4, Pure High-Frequency Augmentation refers to training exclusively with the high-frequency information of the original images without undergoing our frequency-domain mixed augmentation operations. Compared to the baseline, our method" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "shows improvements in mAP, Rank1, and mINP on the panda dataset. While on the pigeon dataset, the results showed that the mAP declined by " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "1.7\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": " compared to the baseline. The results demonstrate that although high-frequency information plays a crucial role in enhancing wildlife contours and textures, it also intensifies high-frequency background noise. This leads to a less noticeable performance improvement and, in some cases, a decline. Subsequent experiments and visualization analyses also confirm this, shown in Fig.4." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "type": "text", + "content": "The Effectiveness of Our Methods. 1) Frequency-Domain Mixed Augmentation. We conducted experiments to verify that our frequency domain mixing augmentation enhances model robustness. This approach emphasizes the model's reliance on stable features, such as general body shape, while maintaining sensitivity to high-frequency details, despite environmental factors that may obscure high-frequency information. Experimental results show a " + }, + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "type": "inline_equation", + "content": "0.9\\%" + }, + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "type": "text", + "content": " increase in mAP and a " + }, + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "type": "inline_equation", + "content": "0.2\\%" + }, + { + "bbox": [ + 130, + 207, + 482, + 495 + ], + "type": "text", + "content": " increase in mINP on the panda dataset compared to Pure High-Frequency Augmentation, with improvements also observed in the pigeon dataset. 2) Object-aware Dynamic Selection. To confirm that our Object-aware Dynamic Selection (ODS) method can more effectively learn high-frequency target information and reduce background interference, we continued testing with Frequency-Domain Mixed Augmentation. Experiments validating the effectiveness of ODS demonstrate increased mAP on multiple animal datasets compared to the Baseline. Additionally, visualized attention maps indicate that ODS enables the model to focus more on the target than both the Baseline and Pure High-Frequency Augmentation. Compared to PHA [51], which we have reproduced to closely resemble the source version, our ODS demonstrates superior performance. PHA amplifies uncertain local high-frequency features, which may lead to a bias toward background noise. In contrast, our method extracts object-aware high-frequency information and reduces background noise. 3) Feature Equilibrium Loss. We conducted experiments to compare the model's performance with and without feature equilibrium loss. Feature equilibrium loss balances original and high-frequency features, reducing their disparity. The results show that this balance enhances nuanced consistency." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "text", + "content": "Parameter Analysis. We conduct a thorough evaluation of the effects exerted by the ratio " + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "text", + "content": " across several datasets and the feature equilibrium loss weight " + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "text", + "content": " on the panda dataset. The experimental outcomes depicted in Fig.3 elucidate the feature equilibrium loss performs better when assigning lower weights, with weight 0.1 the best. The optimal value of " + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "text", + "content": " varies across different datasets. Due to the absence of bounding boxes, the proportion of the target within the entire image varies across different datasets. This variation can lead to the selection of too few targets or excessive background when adjusting " + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 502, + 482, + 598 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Visualization Analysis. Fig.4 exhibits the attention maps of the Baseline, Pure High-Frequency Augmentation(Pure HF), and our model. It is evident that the Baseline attention significantly surpasses that of Pure HF in terms of focus on the target object. Pure HF is considerably affected by background noise, resulting in less attention to the target. In contrast, our model is capable of not" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 290, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive High-Frequency Transformer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 481, + 232 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 481, + 232 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 481, + 232 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 481, + 232 + ], + "type": "image", + "image_path": "cf0d052af90c67c16966a54e150f1cec0e635a0a3da6eb9c43b2776fa87030c3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 241, + 480, + 275 + ], + "lines": [ + { + "bbox": [ + 130, + 241, + 480, + 275 + ], + "spans": [ + { + "bbox": [ + 130, + 241, + 480, + 275 + ], + "type": "text", + "content": "Fig. 4: Visualizing the attention maps for the class token from the last self-attention layer. [Base] denotes the baseline. [Pure HF] refers to the Pure High-Frequency Augmentation as detailed in Table.4. [Our] means the method we proposed in this paper." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 298, + 480, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 298, + 480, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 298, + 480, + 323 + ], + "type": "text", + "content": "only locating the target but also focusing on the high-frequency regions of the target, effectively enhancing the recognition of contours and textures." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 341, + 219, + 354 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 341, + 219, + 354 + ], + "spans": [ + { + "bbox": [ + 132, + 341, + 219, + 354 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 366, + 482, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 473 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 473 + ], + "type": "text", + "content": "In this paper, we analyze the challenges unique to wildlife ReID compared to conventional ReID tasks and propose a versatile adaptive high-frequency Transformer architecture tailored to achieve effective performance across diverse wildlife species. Specifically, we propose enhancing feature learning by focusing on high-frequency information that can capture the distinct characteristics of various animals. Extensive experimental evaluations on different wildlife species demonstrate the state-of-the-art performance of our model in the ReID task. Experiments under domain generalization settings also showcase the generalization capability of our model to unknown species." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "type": "text", + "content": "Limitations. This part discusses the limitations of our method. It is somewhat influenced by the baseline choice due to its reliance on the dynamic selection process based on baseline attention, meaning poor baseline attention could lead to selecting high-frequency information with more background noise. Besides, the potential for variability in the optimal selection of the value of " + }, + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "type": "text", + "content": " across different datasets suggests that our approach may not achieve complete adaptability. In the future, we will attempt to design more flexible strategies to dynamically adjust the value of " + }, + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 474, + 482, + 570 + ], + "type": "text", + "content": " according to the specific features of each dataset." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 581, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 641 + ], + "type": "text", + "content": "Acknowledgments. This work is supported by the National Natural Science Foundation of China under Grant (62176188, 62361166629) and the Special Fund of Hubei Luojia Laboratory (220100015). The numerical calculations in this paper have been done on the supercomputing system in the Supercomputing Center of Wuhan University." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 134, + 141, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 141, + 480, + 175 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 141, + 480, + 175 + ], + "spans": [ + { + "bbox": [ + 138, + 141, + 480, + 175 + ], + "type": "text", + "content": "1. Ahmed, E., Jones, M., Marks, T.K.: An improved deep learning architecture for person re-identification. In: IEEE Conf. Comput. Vis. 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Pattern Recog. pp. 4692-4702 (2022)" + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "C. Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adaptive Human Trajectory Prediction via Latent Corridors/8b7bb0a5-df37-4027-bae8-cb8a9951a44a_content_list.json b/2024/Adaptive Human Trajectory Prediction via Latent Corridors/8b7bb0a5-df37-4027-bae8-cb8a9951a44a_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..0658710645364df76295f285db0bb18dc8dd5e68 --- /dev/null +++ b/2024/Adaptive Human Trajectory Prediction via Latent Corridors/8b7bb0a5-df37-4027-bae8-cb8a9951a44a_content_list.json @@ -0,0 +1,1572 @@ +[ + { + "type": "text", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "text_level": 1, + "bbox": [ + 276, + 140, + 727, + 184 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Neerja Thakkar1, Karttikeya Mangalam1, Andrea Bajcsy2, and Jitendra Malik1", + "bbox": [ + 215, + 210, + 782, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "UC Berkeley", + "bbox": [ + 450, + 239, + 552, + 253 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Carnegie Mellon University", + "bbox": [ + 401, + 253, + 599, + 267 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Human trajectory prediction is typically posed as a zero-shot generalization problem: a predictor is learnt on a dataset of human motion in training scenes, and then deployed on unseen test scenes. While this paradigm has yielded tremendous progress, it fundamentally assumes that trends in human behavior within the deployment scene are constant over time. As such, current prediction models are unable to adapt to transient human behaviors, such as crowds temporarily gathering to see buskers, pedestrians hurrying through the rain and avoiding puddles, or a protest breaking out. We formalize the problem of context-specific adaptive trajectory prediction and propose a new adaptation approach inspired by prompt tuning called latent corridors. By augmenting the input of a pre-trained human trajectory predictor with learnable image prompts, the predictor improves in the deployment scene by inferring trends from extremely small amounts of new data (e.g., 2 humans observed for 30 seconds). With less than $0.1\\%$ additional model parameters, we see up to $23.9\\%$ ADE improvement in MOTSynth simulated data and $16.4\\%$ ADE in MOT and Wildtrack real pedestrian data. Qualitatively, we observe that latent corridors imbue predictors with an awareness of scene geometry and context-specific human behaviors that non-adaptive predictors struggle to capture.", + "bbox": [ + 259, + 301, + 743, + 580 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: human trajectory prediction, adaptation, test-time training, image prompt tuning", + "bbox": [ + 259, + 590, + 740, + 619 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 643, + 375, + 659 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Human motion prediction is a fundamental skill for intelligent systems to effectively navigate the world, assist end-users, and visually survey a scene. To date, learning-based human trajectory prediction has been extensively studied, making huge strides in predicting multimodal future behavior [28], modeling multi-agent social interactions [2,18,39], and accounting for scene context [27,55]. Some approaches have exploited the fact that humans tend to move in similar patterns by storing prior trajectories in a bank and matching a current observed trajectory to the closest stored one [30,31,49,53].", + "bbox": [ + 212, + 672, + 787, + 794 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "However, a fundamental assumption underlies the current trajectory prediction paradigm: predictors are assumed to be deployed within an unchanging context. Nevertheless, in the real world, the context—and thus patterns of human", + "bbox": [ + 212, + 795, + 787, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/5c6335855e8c0fd81f64e6b0fd113e581299c5b87f1dac622ac17f0feb341c8a.jpg", + "image_caption": [ + "Fig. 1: Adaptive trajectory prediction. (left) Given a history of human behavior (shown in black), the pre-trained predictor $\\mathcal{P}$ is unable to understand deployment scene-specific behavior trends, like people entering a subterranean subway entrance (bottom row) or mostly choosing to traverse the staircase as opposed to exploring other parts of the scene at nighttime (top row). (right) When adapting, the number of people and amount of time determine the total number of trajectories observed, and we denote this time-dependent quantity human-seconds. Here, the three columns correspond to our method trained for a very small (left), medium (middle), and large amount of human-seconds (right). Our adaptive latent corridors approach enables $\\mathcal{P}$ to quickly learn context-specific trends, improving predictions with even small amounts of data, and closing the gap between the ground-truth (green) and predicted behavior (orange). For example, in the middle row, $\\mathcal{P}$ predicts the person will move towards the camera, but as our method sees more human-seconds of data, it adapts to the trend that at this point of scene capture in the plaza, people tend to avoid the center of the plaza and instead move diagonally across it." + ], + "image_footnote": [], + "bbox": [ + 225, + 143, + 781, + 362 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "behavior—will inevitably change over time, as Whyte observed in his famous study of urban public spaces [48]. For example, a new subway entrance being built causes people to descend and exit in new patterns (bottom row, Fig. 1), and icy sidewalks in the winter will be traversed differently than clear ones in the summer. These changes happen on shorter temporal horizons, too: Humans rushing to work during the day will largely ignore each other while nighttime party-goers will walk in cliques. A college campus will be quiet while class is in session and chaotic in the 10 minute period where students rush between classes. Even if data is captured from exactly the same location, human behavior patterns can change in minutes or hours. When faced with such changes, the performance of existing trajectory predictors immediately degrades.", + "bbox": [ + 212, + 595, + 787, + 762 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Here, we study how to efficiently adapt pre-trained trajectory predictors to observed human behavior within a deployment scene (right, Fig. 1). Our technical approach takes inspiration from the recently popularized paradigm of prompt-tuning in large language models [23], but instantiates this idea within the adaptive trajectory prediction problem. Specifically, we augment the input to an", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "existing human trajectory predictor with a set of latent image prompts, one per each instance of a deployment scene we wish to adapt to. We leave all or most of the predictor frozen, and tune each input prompt with the same trajectory prediction loss that is used to train the base predictor, letting cues in human behaviour be captured while preserving useful structure in the original predictor (e.g., even if a new subway entrance lets people descend into the ground, other people may still move towards the existing above-ground coffee shops). Our adaptation is data-efficient: even extremely small amounts of new human trajectories (e.g., $< 1$ minute of human seconds, corresponding to 2 humans observed over 30 seconds) can leak sufficient information about how humans interact with the scene (e.g., new subway entrance) or with each other (e.g., nighttime social cliques) to learn this prompt and improve future trajectory prediction. We call our learnable prompt a *latent corridor*: a non-physical corridor that guides human behavior in this scene.", + "bbox": [ + 212, + 146, + 787, + 357 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Given the small amounts of data, latent corridors train quickly—on average within minutes on a single 2080 Ti GPU—even without optimizations to improve training speed. With more compute resources and training optimization, latent corridors hold the potential to learn in real time, adapting to transient events such as fire starting or a musician busking. Even with minimal compute and optimization, we also find useful offline applications of latent corridors for adaptation to repeated events. For example, imagine analyzing pedestrian flow in a downtown business district — it will differ during the rush hour before work on the weekday and on a weekend morning. During the course of a week, latent corridors could be trained to adapt to the varying scene and context specific behaviours present on different days, times, and surveillance camera viewpoints. Once training is complete, adapted models could be used online for months, until an event such as construction starting or a change of season causes a significant change in behaviour. Our method is lightweight, making swapping latent corridors for different times of day or locations inexpensive, even on device.", + "bbox": [ + 212, + 359, + 787, + 587 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In our experiments, learning latent corridors for prediction adaptation enables $23.9\\%$ prediction accuracy improvement on simulated data from MOT-Synth [12] compared to a non-adaptive predictor that takes as input the scene and has seen all the same training data. On real data from MOT and WildTrack [7], we see a $16.4\\%$ improvement on non-adaptive predictors and an $11.2\\%$ improvement with adapting via our method as opposed to just fine-tuning, and on in-the-wild webcam data we see respective improvements of $26.8\\%$ and $20.0\\%$ . Latent corridor adaptation can improve prediction performance even with a very small amount of data, and continually improves as more data is observed over time.", + "bbox": [ + 212, + 589, + 787, + 739 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To summarize, our contributions are as follows:", + "bbox": [ + 238, + 742, + 584, + 757 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. We formalize the adaptive trajectory prediction problem.", + "2. We propose a novel method for adaptive trajectory prediction by learning lightweight latent corridor prompts in image space, outperforming non-adaptive trajectory predictors with less than a $0.1\\%$ parameter increase." + ], + "bbox": [ + 222, + 777, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3. We demonstrate qualitative and quantitative improvements of up to $23.9\\%$ ADE improvement in MOTSynth simulated data, $16.4\\%$ ADE in MOT and Wildtrack real pedestrian data, and $26.8\\%$ ADE on in-the-wild webcam data, over a scene-aware baseline.", + "bbox": [ + 222, + 146, + 787, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 228, + 387, + 244 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Human Trajectory Prediction is a well-studied problem with a long and rich history [36]. Prediction methods started from simple models such as social forces [5, 15], and later added multimodality through Gaussian processes [42]. Recently, modern learning-based predictors have made significant progress in incorporating social interactions between humans modelled via RNNs [17, 39, 44], GANs [13], or conditional VAEs [28], all while generating multimodal future trajectories. Another line of work incorporates the scene context in predictions, getting neural network features from a scene map [20, 22, 29, 30, 37, 43, 51], embedding gridded scene context in an LSTM [29, 52], and more recently using transformers [33, 38]. A few works incorporate scene context by projecting the trajectories into heatmaps so that the network can reason in image space [6, 27], allowing for longer-term predictions. Our work builds upon these advances by adapting an RGB scene-aware pre-trained trajectory predictor [27] over time.", + "bbox": [ + 212, + 258, + 785, + 455 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Adapting Human Trajectory Predictors. In the past few years, there has been a growing interest in lightweight ways to modify pre-trained predictors to new data. The key differences between these works lie in 1) what they are adapting to, and 2) how they adapt. Several works focus on cross-domain transfer, wherein a predictor trained for trajectory prediction in domain A (e.g., New York) is adapted to work in domain B (e.g., London). These works leverage architectures that partition generic trajectory prediction from domain-specific features [46, 50], leverage adaptive meta-learning via Kalman filtering [16], or simply finetune the prediction network on new data [25]. Other works focus on online adaptation over time, for example by adapting to different agent dynamics using recursive least squares [1,10]. A few approaches carry out continual learning by storing embedded past/future trajectory pairs in a memory bank [30, 49, 53] or clustering them [41], predicting by matching an individuals history to the most similar stored past. Going a step further, [31] instead stores representative group trajectories in a scene and during inference, refines the selected trajectory with scene segmentation. In contrast, our novel prompting-based adaptation approach is memory-efficient, using constant extra parameter space regardless of trajectory dataset size, and inherently utilizes the scene segmentation, not requiring extra refinement steps. It also directly augments an existing model as opposed to requiring a new, specialized architecture.", + "bbox": [ + 212, + 458, + 785, + 760 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Prompt Tuning in Language & Vision. With the rise of large pre-trained models, efficient adaptation for downstream tasks has gained increasing interest. In the large language model domain, prompt tuning—wherein a few tunable tokens (i.e., prompt) are prepended to input text and tuned per downstream task—has been shown to be remarkably effective [23, 24, 26]. In vision models,", + "bbox": [ + 212, + 763, + 785, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "image prompts [45] have been introduced to adapt a vision model to new tasks [3] or instruct an inpainting model to carry out various computer vision tasks [4]. Recently, there have also been attempts at visual prompt tuning, showing that large vision transformers can benefit from utilizing tuned prompts for continual learning or transfer learning [19, 34, 40, 47]. While our task is different, we were inspired by the prompting scheme of [19] that learned classification on a new dataset by introducing a trainable input space prompt and tuning the prompt along with the transformer predictor head. We use visual prompts as a lightweight way of adapting a trajectory predictor. To our knowledge, we are the first work to apply prompt tuning to human trajectory prediction.", + "bbox": [ + 212, + 146, + 782, + 297 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Problem Formulation", + "text_level": 1, + "bbox": [ + 214, + 304, + 460, + 319 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Here, we present a formalization of our proposed adaptive trajectory prediction problem. We seek to generate accurate future trajectories of $N$ agents in a scene. At any time $\\tau$ , let $\\mathbf{o}_{\\tau} := o_{\\tau - H: \\tau} \\in \\mathcal{O}$ be the $H$ -step history of observations input into the predictor, $\\mathbf{y}_{\\tau} := y_{\\tau + 1: \\tau + T} \\in \\mathcal{Y}$ be the ground-truth $T$ -step future trajectory, and $\\hat{\\mathbf{y}}_{\\tau} := \\hat{y}_{\\tau + 1: \\tau + T} \\in \\mathcal{Y}$ be the prediction outputs. We assume access to a base predictor $\\mathcal{P}$ pre-trained on a human motion dataset consisting of past and ground-truth future trajectories, $\\mathcal{D} = \\{\\mathbf{o}_i, \\mathbf{y}_i\\}_{i=1}^K$ to minimize a loss function on trajectories, $\\ell$ (e.g., mean squared error).", + "bbox": [ + 212, + 325, + 784, + 445 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Adaptive Trajectory Prediction (ATP). We aim to adapt $\\mathcal{P}$ to a deployment scene by observing new human trajectory data over a time interval. Let the dataset of new human trajectory data be $\\mathcal{D}_{0:T}^{\\prime}$ collected over the $T$ step time interval. Here, $\\mathcal{D}^{\\prime}$ can contain data from real or synthetic deployment scenes, a new physical environment or one from the pre-training dataset, a new or previously seen time period (e.g., nighttime vs. daytime), and can be obtained by a new or previously seen camera pose. However, we assume that human pedestrians are present in the scene and they are navigating an outdoor environment. We adapt to scenes captured for a similar amount of time, between $T = 45$ seconds and 5 minutes. We aim to adapt to scene-specific characteristics and fluctuating events beyond those that can be exploited by conditioning only on a segmentation map.", + "bbox": [ + 212, + 448, + 784, + 613 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In the adaptive trajectory prediction problem, a subset of the deployment dataset $\\mathcal{D}_{0:t}^{\\prime}$ , $t < T$ is observed. The goal is to create an adapted model $\\mathcal{A}[\\mathcal{P}]$ such that the prediction error decreases over the future observed deployment data $\\mathcal{D}_{t:T}^{\\prime}$ :", + "bbox": [ + 212, + 614, + 784, + 672 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\ell (\\mathcal {A} [ \\mathcal {P} (\\mathbf {o}) ], \\mathbf {y}) < \\ell (\\mathcal {P} (\\mathbf {o}), \\mathbf {y}), \\quad (\\mathbf {o}, \\mathbf {y}) \\in \\mathcal {D} _ {t: T} ^ {\\prime}. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 346, + 674, + 784, + 691 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Intuitively, as the value of $t$ increases and the adapted predictor sees more data, as long as the context within the window $[0:T]$ is consistent, the performance of $\\mathcal{A}[\\mathcal{P}]$ should improve over the pre-trained predictor $\\mathcal{P}$ . At deployment, $\\mathcal{A}[\\mathcal{P}]$ should have learned scene context-specific characteristics of human behavior.", + "bbox": [ + 212, + 694, + 782, + 753 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Adaptation via Learned Latent Corridors", + "text_level": 1, + "bbox": [ + 214, + 773, + 651, + 789 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To adapt our trajectory predictor efficiently, we take inspiration from language-based prompt-tuning [23] and instantiate it within our adaptive trajectory prediction problem. Specifically, we augment a frozen base predictor with a learnable", + "bbox": [ + 212, + 794, + 782, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "bbox": [ + 326, + 114, + 732, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/8ce3396aa56674283e7e7a715de1a8429cc58012bce81bbc18dc32e14109059f.jpg", + "image_caption": [ + "Fig. 2: Adapting a predictor $\\mathcal{P}$ with latent corridors. $\\mathcal{P}_E$ , $\\mathcal{P}_D$ and $\\mathcal{P}_P$ are pretrained on the task of human trajectory prediction, taking as input trajectory heatmaps $\\mathbf{M}_{\\tau-H:\\tau}$ and segmentation $S$ , and outputting predicted trajectory heatmaps $\\mathbf{M}_{\\tau+1:\\tau+T}$ . We augment $\\mathcal{P}$ with a per-scene latent corridor $p$ which is summed element-wise to the input trajectory heatmaps. The latent corridors are trained with $\\mathcal{P}_E$ and $\\mathcal{P}_D$ frozen. The predictor head $\\mathcal{P}_P$ can be frozen, tuned on a single deployment scene, or tuned jointly across multiple scenes." + ], + "image_footnote": [], + "bbox": [ + 243, + 143, + 759, + 313 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "latent prompt we call a latent corridor, a non-physical corridor that informs the predictor of human behavior patterns in a specific deployment scene. In this section, we detail our predictor architecture, prompt representation and training, and investigate a suite of latent corridor prompting configurations.", + "bbox": [ + 212, + 438, + 787, + 500 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Base Trajectory Predictor Architecture", + "text_level": 1, + "bbox": [ + 214, + 518, + 586, + 534 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our base predictor model, $\\mathcal{P}$ , consists of three modules: an encoder $\\mathcal{P}_E$ , decoder $\\mathcal{P}_D$ , and predictor head $\\mathcal{P}_P$ (see Figure 2). We use the YNet encoder for $\\mathcal{P}_E$ , and trajectory decoder architecture for $\\mathcal{P}_D$ and $\\mathcal{P}_P$ [27].", + "bbox": [ + 212, + 540, + 787, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Scene and trajectory representation. To capture the scene, the RGB image $I$ of the first video frame is processed with the Mask2Former semantic segmentation model [8, 9]. The final semantic segmentation map, $S$ , is obtained by downsampling the segmentation classes to $C = 12$ meaningful classes for pedestrians in outdoor environments. We follow [27], and convert the history of observed agent positions $x_{\\tau - H: \\tau} \\in \\mathbb{R}^{H \\times 2}$ into a trajectory of heatmaps, $\\mathbf{M}_{\\tau - H: \\tau}$ , each of the same spatial size as $I$ , for a total size of $H \\times h \\times w$ . Heatmaps are concatenated with the semantic segmentation map $S$ ; the final input into $\\mathcal{P}$ is $\\mathbf{o}_{\\tau} := ([\\mathbf{M}_{\\tau - H: \\tau}, S])$ of size $(C + H) \\times h \\times w$ . The predictor also outputs a trajectory of heatmaps, $\\hat{\\mathbf{M}}_{\\tau + 1: \\tau + T}$ . The corresponding ground truth $T$ -step future agent trajectory, $\\mathbf{y}_{\\tau} \\in \\mathbb{R}^{T \\times 2}$ , is also converted into a trajectory of heatmaps, $\\mathbf{M}_{\\tau + 1: \\tau + T}$ , for loss computation.", + "bbox": [ + 212, + 589, + 787, + 772 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Loss function. We train the predictor with a binary cross entropy loss on the trajectory heatmaps,", + "bbox": [ + 212, + 773, + 787, + 805 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\ell := \\sum_ {\\tau} \\operatorname {B C E} \\left(\\mathcal {P} \\left([ \\mathbf {M} _ {\\tau - H: \\tau}, S ]\\right), \\mathbf {M} _ {\\tau + 1: \\tau + T}\\right). \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 344, + 811, + 785, + 842 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 388, + 126 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For evaluation, a softargmax operation is used to sample 2D points from the predicted heatmap $\\hat{\\mathbf{M}}_{\\tau +1:\\tau +T}$ as in [27]. This yields predictions in x-y pixel space, $\\hat{\\mathbf{y}}_{\\tau} = \\hat{y}_{\\tau +1:\\tau +T}$ , for computing displacement error metrics in Section 6 with respect to the ground-truth future positions, $\\mathbf{y}_{\\tau}$ .", + "bbox": [ + 212, + 146, + 787, + 208 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 Representing & Learning Latent Corridors", + "text_level": 1, + "bbox": [ + 214, + 224, + 614, + 239 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our key idea for adapting trajectory predictors is to augment the frozen base model $\\mathcal{P}$ with a set of trainable prompts, called latent corridors, which learn new trends in how humans interact with the scene or with each other. For effective adaptation, we seek two key properties for our latent corridors: parameter-efficient (i.e., we want to minimize the number of parameters that are tuned from new deployment data) and spatially scene-grounded (i.e., the latent should have pixel-wise alignment with the scene image). We first outline our prompting approach, and then discuss a compact but spatially-grounded representation of the prompt that is amenable to parameter-efficient learning.", + "bbox": [ + 212, + 244, + 787, + 381 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Latent corridor prompt. For each of the $K$ deployment scenes, we introduce a unique trainable prompt, $p_k \\in \\mathbb{R}^{h \\times w}$ , of the same spatial size as the image $I$ that is input into the predictor (left, Fig. 2). For a network that has adapted to $K$ scenes, we have a set $K$ of prompts $p \\coloneqq \\{p_0, p_1, \\ldots, p_K\\}$ . Thus, our adaptation rule to scene $k$ is", + "bbox": [ + 212, + 383, + 787, + 458 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {A} := \\mathbf {M} _ {t} \\oplus p _ {k} \\quad \\forall t \\in \\{\\tau - H, \\dots , \\tau \\}. \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 467, + 784, + 482 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The prompt is summed element-wise to each of the input heatmaps corresponding to the observed trajectories; let $\\widetilde{\\mathbf{M}} = \\mathbf{M} \\oplus p$ denote this for any original $\\mathbf{M}$ . See Supplement Sec.1 for an ablation on prompt location. The adapted predictor takes as input $\\mathcal{P}([\\widetilde{\\mathbf{M}}_{\\tau - H: \\tau}, S])$ .", + "bbox": [ + 212, + 487, + 787, + 549 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "A compact but spatially-grounded representation. In Equation (3), the prompt is assumed to be the same size as the image, $h \\times w$ , which is nice for spatial alignment between the prompt and scene. However, in our experiments, where all images are of size $h = 288$ and $w = 480$ , this naive image-based representation requires learning an additional 138K parameters. Considering that our base predictor $\\mathcal{P}$ has $\\sim 900\\mathrm{K}$ trainable parameters, this prompt increases the model parameter size by over $15\\%$ . Instead, we propose a low-rank representation of the prompt with rank 1. We initialize our latent corridor as a vector of dimension $h + w$ using Kaiming initialization [14], and parameterize the full prompt as the outer product of the $h$ and $w$ dimensional vectors. This lightweight representation preserves the spatial relationship between the prompt, scene, and trajectory heatmaps and is significantly more compact: it increases the model parameter size by less than $0.1\\%$ . We find empirically that this rank 1 matrix performs similarly to a full rank matrix.", + "bbox": [ + 212, + 550, + 787, + 762 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Training. We learn the prompt $p$ while the predictor encoder $\\mathcal{P}_E$ and decoder $\\mathcal{P}_D$ are frozen. The predictor head $\\mathcal{P}_P$ is optionally tuned and the latent corridors can be trained individually on one scene at a time, or simultaneously amongst many scenes (see Section 4.3). We use the same trajectory loss $\\ell$ from Equation (2) that the base predictor was pre-trained with.", + "bbox": [ + 214, + 763, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "bbox": [ + 326, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 Prompting configurations", + "text_level": 1, + "bbox": [ + 215, + 146, + 472, + 162 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "One of the strengths of our latent corridors approach is that it is compatible with a suite of deployment desiderata that can inform how the prompts are incorporated into the predictor. We identify and study three settings. In each setting, $K$ unique prompts are trained on $K$ deployment scenes individually, but the treatment of the predictor head differs.", + "bbox": [ + 212, + 171, + 787, + 247 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "1. Latent corridor adaptation (LC): The simplest use of latent corridors is to keep the entire base predictor frozen, including the original predictor head $\\mathcal{P}_P$ . This design is the fastest to train since it has the smallest number of trainable parameters, so it is desirable when rapid adaptation to short-term transient events occurs. It also enables easy recovery of the base predictor model and its original performance by simply not inputting a prompt.", + "bbox": [ + 222, + 258, + 787, + 349 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "2. Multi-scene finetuning (LC + Joint FT): In this setting, each of the $K$ deployment scenes has a unique latent, but one single predictor head $\\mathcal{P}_P$ is jointly tuned across the $K$ scenes. The latents retain unique scene information, but $\\mathcal{P}$ is better adapted to in conjunction with the per-scene latents. Similarly to the LC approach above, this is a more compact configuration since one prediction model is used for all scenes, so it is desirable if deployment hardware has limited space. It is also faster to train than per-scene finetuning especially as $K$ grows, since multiple predictor heads do not have to be tuned.", + "bbox": [ + 222, + 349, + 787, + 483 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3. Per-scene finetuning (LC + Per-Scene FT): If one seeks to maximize performance within a specific deployment scene, one can jointly finetune $K$ predictor heads $\\mathcal{P}_{P_k}$ with $K$ latent corridors (one per scene). While this results in the need for a unique predictor for each deployment scene, we find empirically that this method achieves best in-scene adaptation performance.", + "bbox": [ + 222, + 484, + 787, + 561 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 583, + 444, + 601 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We study our approach on synthetic and real datasets. Here, we detail these datasets, describe how we evaluate adaptation quality over time, and outline our trajectory predictor baselines. Together, our experiments on MOT, WildTrack and EarthCam scenes cover a diverse range of key real-world properties including different lighting conditions, flat vs varied environment topologies, different crowd densities, and a variety of types of scenes.", + "bbox": [ + 212, + 614, + 787, + 705 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.1 Datasets", + "text_level": 1, + "bbox": [ + 215, + 727, + 334, + 742 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "MOTSynth. We start in simulation with MOTSynth [12], a synthetic pedestrian detection and tracking dataset of over 700 90-second videos with varying camera viewpoints and outdoor environments. Pedestrians carry out simple actions such as walking, standing, or running, and follow manually pre-planned flows as well as a collision avoidance algorithm. MOTSynth has over 17 hours of video; we select a subset of approximately 11 hours of video corresponding", + "bbox": [ + 212, + 748, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "to the 437 scenes with a static camera. Due to the large size of the dataset and perfect ground truth detections, MOTSynth was a good starting point.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "MOT & WildTrack. We also evaluated our approach on the real-world pedestrian datasets MOT and WildTrack. WildTrack [7] consists of 7 static camera viewpoint videos of pedestrians walking through a plaza. We randomly selected 3 videos and took the first 5 minutes of each video. MOT, the multiple object tracking benchmark, consists of several video datasets of pedestrians navigating outdoor environments. We combined the datasets MOT15 [21], MOT16 [32], and MOT20 [11], and removed videos with dynamic cameras, pedestrian density of less than 10, and length less than 45s, leaving 4 scenes: MOT16-03, MOT20-02, AVG-TownCentre, and PETS09-S2L2.", + "bbox": [ + 212, + 180, + 785, + 316 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "EarthCam. We evaluate our approach in-the-wild on data from https://www.earthcam.com, which has livestream webcam data from around the world available, and from which we scrape four 5 minute segments of data.", + "bbox": [ + 212, + 319, + 784, + 364 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.2 Train-Test Split Over Time in Human Seconds", + "text_level": 1, + "bbox": [ + 214, + 386, + 648, + 402 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Given a video of pedestrians in motion, we prepare our dataset to adapt to the scene as follows. We use provided annotations or run ByteTrack [54] to get tracklets of all $N$ detectable identities in the video. Tracklets are downsampled to 2 timesteps per second, then windowed by 20 timesteps with an observed length $H = 8$ and future length $T = 12$ . Then, we sort the $N$ identities chronologically by their first appearance in the scene. We select the first $80\\%$ of identities that appear in the scene for our training dataset, and hold out the last $20\\%$ for the testing set. When we conduct experiments over time, the testing set is always the same $20\\%$ of identities, whereas the training set consists of the first $m\\%$ of identities, $m \\leq 80\\%$ . We report adaptation time in human-seconds of observation, where 1 person for 1 second is 1 human-second, so for instance, 30 people observed for 10 seconds each would be 300 human-seconds.", + "bbox": [ + 212, + 411, + 787, + 592 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.3 Base Predictor Pre-Training Dataset", + "text_level": 1, + "bbox": [ + 214, + 613, + 566, + 630 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We first pre-train our base predictor $\\mathcal{P}$ described in Sec 4.1 on a dataset $\\mathcal{D}$ which consists of simulated human pedestrian agents moving around various outdoor environments, captured from a single static RGB camera with any point of view (not necessarily birds eye view). This dataset comes from 437 90-second MOTSynth videos with a static camera. We pre-train our predictor on a train-test split over time of $\\mathcal{D}$ as described in the previous section.", + "bbox": [ + 212, + 638, + 785, + 729 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.4Baselines", + "text_level": 1, + "bbox": [ + 214, + 750, + 339, + 763 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We evaluate our method with the following baselines.", + "bbox": [ + 214, + 773, + 602, + 789 + ], + "page_idx": 8 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Constant velocity: As in [5].", + "2. Learned trajectory: Simplified PECNet [28], which is a predictor learned from position histories but no scene information." + ], + "bbox": [ + 220, + 794, + 782, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/2b4484716c293706b364a147c41240f809ed2ad6b00d28f06de7058fb6a49057.jpg", + "table_caption": [], + "table_footnote": [ + "Table 1: Our method vs baselines on synthetic and real-world datasets. The average ADE and FDE in pixel space of (left-to-right) 437 MOTSynth scenes, 4 MOT scenes, 3 WildTrack scenes, and 4 EarthCam scenes. Across these synthetic and real deployment scenes, our latent corridor-only adaptation method is comparable to finetuning the predictor head and outperforms non-adaptive baselines. Our method with latent corridors and per-scene finetuning consistently outperforms all other approaches." + ], + "table_body": "
MethodMOTSynthMOTWildtrackEarthCam
ADEFDEADEFDEADEFDEADEFDE
Constant velocity78.5160.447.799.344.990.127.352.2
Learned trajectory (PECNet-Ours)51.2100.049.7103.443.883.134.355.5
Scene-aware (YNet-Ours)47.396.544.291.033.667.723.944.4
ATP (Finetune)--41.886.931.763.521.938.7
ATP (LC)44.690.243.089.232.965.923.442.8
ATP (LC + Joint Finetune)42.685.3------
ATP (LC + Per-Scene Finetune)--37.474.327.454.717.530.8
", + "bbox": [ + 217, + 143, + 787, + 268 + ], + "page_idx": 9 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "3. Scene-aware: Simplified YNet [27], which is a learned predictor with position and scene input. See Supplement Sec. 3 for a comparison with YNet.", + "4. ATP Finetune: Adaptation baseline which finetunes scene-aware predictor head $\\mathcal{P}_P$ without latent corridors." + ], + "bbox": [ + 220, + 375, + 784, + 434 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We implement the learned trajectory baseline by taking the encoder, decoder and trajectory loss from PECNet [28]; we use a successful architecture on the trajectory prediction problem, removing multimodality for simplicity. Similarly, YNet's [27] encoder and trajectory decoder are used for the scene-aware baseline.", + "bbox": [ + 215, + 440, + 785, + 501 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.5 Metrics", + "text_level": 1, + "bbox": [ + 215, + 517, + 326, + 531 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our experiments are evaluated using the Average Displacement Error (ADE) [35] and Final Displacement Error (FDE) [2] metrics. ADE is the average $l_{2}$ error between the entire predicted and ground truth trajectory, while FDE is the $l_{2}$ error between just the final point of the predicted and ground truth trajectories.", + "bbox": [ + 215, + 536, + 785, + 597 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6 Results", + "text_level": 1, + "bbox": [ + 215, + 607, + 326, + 623 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Here, we detail quantitative and qualitative results on MOTSynth, MOT, and WildTrack, and EarthCam datasets.", + "bbox": [ + 215, + 632, + 785, + 662 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6.1 MOTSynth Results", + "text_level": 1, + "bbox": [ + 215, + 685, + 423, + 700 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We first evaluate predictor improvement enabled by latent corridors when the deployment scene is in the pre-training dataset, $\\mathcal{D}$ . We train the baselines and two variants of our ATP method (LC and LC + Joint Finetune, described in Sec. 4.3) on the MOTSynth pre-training dataset $\\mathcal{D}$ . All models see the same training data, and both the scene-aware baseline and our adaptive method are conditioned on scene semantic segmentation maps. Results are in the first column of Table 1. The learned trajectory baseline significantly improves over constant velocity, and adding in scene awareness results in a $7.6\\%$ performance gain on ADE and $3.5\\%$ gain on FDE. Our latent corridor approach results in a $5.7\\%$", + "bbox": [ + 215, + 704, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/3851d761095c5797dbaf9539a3f30092f577b232f7df8382768fb7a20bcbf535.jpg", + "image_caption": [ + "Fig. 3: Qualitative results on MotSynth (top; synthetic) and MOT and WildTrack (bottom; real). These examples show scenarios where our LC + per-scene finetune ATP method (orange) outperforms the scene-aware baseline (purple). In several MOTSynth examples, the baseline predicts the pedestrian floats into the air (top row), while our method has gained awareness of where the 3D ground plane lies in the 2D image. We also note that patterns of behaviour such as walking on the sidewalk instead of into the road (second row left) and walking up the traversable portion of stairs (second row right) are captured. On real data, we observe similar awareness of the ground plane and obstacles, as well as a better understanding of nuanced human behavior patterns such as crossing diagonally across a plaza." + ], + "image_footnote": [], + "bbox": [ + 246, + 143, + 756, + 445 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/0058ff4e2561564f26961cdcaa831b95b4fcbfc555bc0cac859f9231519dcb84.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 276, + 446, + 718, + 463 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "and $9.9\\%$ improvement over the scene-aware baseline for ADE, without and with joint finetuning of the predictor layer respectively, and a $6.5\\%$ and $11.6\\%$ improvement on FDE. This indicates that our latent corridor approach more effectively learns scene-conditioned information that is useful for the trajectory prediction task.", + "bbox": [ + 212, + 628, + 787, + 702 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Next, for a random subset of 25 of the MOTSynth scenes, we additionally train latent corridors with per-scene finetuning (LC + Per-Scene FT, Sec 4.3). The datasets $\\mathcal{D}_{0:t}^{\\prime}$ correspond to increasing human-second lengths. The test set trajectories are the last $20\\%$ of agents in the deployment scene, and the training sets consist of the first 2, 4, 8, 16, 32, 48, 64 and $80\\%$ of agents to enter the scene. Results normalized per-scene and averaged are shown in Fig. 5b. Using only latent corridors performs comparably to only finetuning the last layer for each deployment scene, while latent corridors with per-scene finetuning yields significant performance gains. We visualize the ADE results per-scene with our", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "bbox": [ + 328, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/805dab85b3c33b6809661352006faf50ad990eb5a01ee3333cc19b2e1259ad4a.jpg", + "image_caption": [ + "Fig. 4: Qualitative results over time. Our method's predictions trained on a short number of human seconds (2%) are shown in light orange, to dark orange for a human seconds training time of 80%. With the latent corridor trained on a tiny amount of data, the predictions can significantly improve, but at times are close to the baseline. When more human seconds of data are seen, the adaptation results consistently improve." + ], + "image_footnote": [], + "bbox": [ + 223, + 146, + 779, + 228 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/7ce4d0a46122ed0d8249b9728b04b082bd77c383a4a9dcf34cc728b4d701a594.jpg", + "image_caption": [ + "Fig. 5: Learning latent corridors over time. (a and b): The x-axis represents adaptation time in human-seconds, or the amount trajectories used to train $\\mathcal{A}(\\mathcal{P})$ , and the y-axis represents the ADE. Results are normalized per-scene and averaged over models trained on 25 MOTSynth scenes (a) and 7 from MOT and WildTrack (b), with shaded area $\\sigma /10$ . On all data, even with a short adaptation time, our methods improve on the baselines, and as adaptation time increases, performance improves. Latent corridors + per-scene finetuning has the best performance. c) Comparison to baseline over many MOTSynth scenes for models trained with $8\\%$ (point) and $80\\%$ (arrowhead) human-second datasets. Each arrow represents one scene, with the ADE using our ATP method plotted against the scene-aware baseline ADE. For some deployment scenes, the scene-aware baseline suffices, whereas other scenes see much more significant benefits from our method." + ], + "image_footnote": [], + "bbox": [ + 232, + 316, + 772, + 450 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "$\\mathrm{LC} +$ finetuning method trained with $8\\%$ and then trained with $80\\%$ of the data in Fig. 5c. We see that while the effectiveness of the adaptation for varying time horizons differs for each deployment scene, there are many scenes where adaptation yields significant gains, and some where the improvement on ADE error is up to $63.4\\%$ . We hypothesize that scenes where our method yields smaller gains exhibit behaviors and environment geometries that the prior $\\mathcal{P}$ is sufficient for. Qualitative results. Visualizations from the per-scene models can be seen in Fig. 3 and Fig. 4. We observe many examples where the scene-aware baseline seems to lack awareness of the ground plane. In multiple instances, the scene-aware baseline predicts a pedestrian floats into the air (Fig. 3 top row and Fig. 4), whereas our predictions lie closely in line with the ground truth trajectory in terms of distance from the ground plane. This holds even for non-planar ground planes: When a pedestrian walks up stairs, our model seems to better understand", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "their 3D structure, for example in the bottom right of Fig. 4. Additionally, our approach captures trends of behaviour in scenes such as walking on the sidewalk instead of into the road, walking around the rotunda, and walking up the section of smaller, easily traversable steps (see Fig. 3 second row, left to right).", + "bbox": [ + 212, + 146, + 787, + 208 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6.2 MOT and WildTrack Results", + "text_level": 1, + "bbox": [ + 214, + 220, + 503, + 234 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We next investigate if latent corridors help predictor adaptation when the deployment scene is outside of the pre-training dataset, and if latent corridors outperform ATP via direct finetuning on deployment data. Specifically, we use the base predictor $\\mathcal{P}$ which only saw MOTSynth data $\\mathcal{D}$ and then directly do sim-to-real adaptation via latent prompting, finetuning, or a combination thereof using each of seven real human pedestrian scenes from MOT and Wildtrack as $\\mathcal{D}'$ . Plots of the ADE over time averaged over these scenes is shown in Figure 5a. Regardless of the ATP setting, adaptation over time results in a consistent error reduction compared to the baselines. While only finetuning seems to be slightly more effective on real-world scenes than prompting alone, our latent corridors + per-scene finetuning approach is significantly more effective (11.2%) than finetuning alone (see Table 1).", + "bbox": [ + 212, + 244, + 787, + 426 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Qualitative results. Visualizations of baselines and our LC + PSF approach on MOT and WildTrack are in Fig. 3. Similar trends from experiments on synthetic data carry over. Our approach enables the predictor to better ground future behavior in the scene geometry: for example, pedestrians are no longer predicted to float upwards (third row, left and middle), and future behavior is guided by a finer-grained awareness of obstacles (third row right, bottom row left and middle). We also observe our adapted predictor learning trends in human behavior: in the WildTrack plaza environment shown in Fig. 1 middle row and Fig. 3 bottom right, pedestrians tend to avoid the middle of the plaza and instead cross it diagonally. Our method learns this subtle, scene-specific behavior pattern and thus predicts more accurately.", + "bbox": [ + 212, + 429, + 789, + 595 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6.3 EarthCam Results", + "text_level": 1, + "bbox": [ + 214, + 611, + 415, + 625 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Finally, we evaluate the performance of our approach on truly \"in-the-wild\" data by scraping four 5-minute videos of pedestrian data captured in different locations: Rick's Cafe in Jamaica, Times Square in New York City, and Bourbon Street in New Orleans during daytime and nighttime. We use ATP as in Sec. 6.2. Quantitatively, the results on this in-the-wild data align with our results on real and synthetic data: our ATP model with latent corridors and per-scene finetuning outperforms the non-adaptive baselines and pure finetuning (see Table 1). Qualitatively in Fig. 6, we see a variety of interesting adaptations. At the cafe, there is a complicated path through an overlook that twists down stairs towards the water. The scene-aware baseline often predicts that people will jump over a ledge, whereas our method learns the boundaries of the paths that people follow and is able to predict that people will stay within those boundaries. In Times Square, the scene-aware baseline does not recognize that people on a billboard will stay within the billboard, whereas our method is able to recognize that.", + "bbox": [ + 212, + 628, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adaptive Human Trajectory Prediction via Latent Corridors", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2fe084230e79c409c83ed8e19c3aa5721403a8a74dfab55abd509c47e37b12a8.jpg", + "image_caption": [ + "Fig. 6: Results on EarthCam webcam data. At a cafe in Jamaica (top left 2 panels) with an overlook and stairs on the edge of the water, our model (orange) is able to correctly predict that people will stick to moving up and down the path created by the stairs, while the scene-aware baseline (purple) predicts people will walk directly into the water or over the edge of the path. In Times Square, a billboard depicts human actors in motion (top right 2 panels). The scene-aware baseline assumes that these actors will move following their observed history, while our model correctly predicts that anyone in the area of the billboard will stay in the billboard. We train our method on one NoLA intersection during the daytime (bottom left 2 panels), when pedestrians must obey vehicles moving through the street, and at nighttime (bottom right 2 panels), when pedestrians take over. During the day, the model learns to account for humans walking through crosswalks instead of diagonally into the intersection, and to account for transient push-carts in the area." + ], + "image_footnote": [], + "bbox": [ + 222, + 143, + 781, + 287 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In the NoLA videos, our method adapts to daytime patterns where pedestrians navigate around carts and don't frequently walk diagonally through streets because of through-traffic, but when the adaptive predictor observes nighttime behavior, it no longer has to respect these daytime patterns and learns to predict pedestrians as crossing diagonally. Similarly to the prior datasets, our ATP model again learns to ground pedestrian future behavior in the 3D ground plane.", + "bbox": [ + 212, + 498, + 787, + 590 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 614, + 359, + 632 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we formalize and study the problem of adaptive trajectory prediction: the ability of human predictors to adapt to changing deployment conditions and environments. To this end, we proposed a lightweight adaptation approach grounded in image-based prompt tuning called latent corridors. Through extensive experiments on both simulated and real-world pedestrian datasets, we observed that latent corridors enable a data-efficient way to adapt pre-trained predictors to new deployment-scene-specific human behavior.", + "bbox": [ + 212, + 657, + 787, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements We thank Anastasios Angelopoulos, Antonio Loquercio, and Jathushan Rajasegaran for useful discussions and feedback. This work was supported by ONR MURI N00014-21-1-2801 and a NSF Graduate Fellowship.", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "N. Thakkar et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. AbuDuweili, A., Li, S., Liu, C.: Adaptable human intention and trajectory prediction for human-robot collaboration. arXiv preprint arXiv:1909.05089 (2019)", + "2. Alahi, A., Goel, K., Ramanathan, V., Robicquet, A., Fei-Fei, L., Savarese, S.: Social LSTM: Human trajectory prediction in crowded spaces. In: Proceedings of the IEEE conference on computer vision and pattern recognition. pp. 961-971 (2016)", + "3. Bahng, H., Jahanian, A., Sankaranarayanan, S., Isola, P.: Exploring visual prompts for adapting large-scale models. arXiv preprint arXiv:2203.17274 (2022)", + "4. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 12126-12134 (2019)" + ], + "bbox": [ + 215, + 146, + 785, + 410 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "N. 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Human trajectory prediction is typically posed as a zero-shot generalization problem: a predictor is learnt on a dataset of human motion in training scenes, and then deployed on unseen test scenes. While this paradigm has yielded tremendous progress, it fundamentally assumes that trends in human behavior within the deployment scene are constant over time. As such, current prediction models are unable to adapt to transient human behaviors, such as crowds temporarily gathering to see buskers, pedestrians hurrying through the rain and avoiding puddles, or a protest breaking out. We formalize the problem of context-specific adaptive trajectory prediction and propose a new adaptation approach inspired by prompt tuning called latent corridors. By augmenting the input of a pre-trained human trajectory predictor with learnable image prompts, the predictor improves in the deployment scene by inferring trends from extremely small amounts of new data (e.g., 2 humans observed for 30 seconds). With less than \\(0.1\\%\\) additional model parameters, we see up to \\(23.9\\%\\) ADE improvement in MOTSynth simulated data and \\(16.4\\%\\) ADE in MOT and Wildtrack real pedestrian data. Qualitatively, we observe that latent corridors imbue predictors with an awareness of scene geometry and context-specific human behaviors that non-adaptive predictors struggle to capture." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.592, + 0.741, + 0.621 + ], + "angle": 0, + "content": "Keywords: human trajectory prediction, adaptation, test-time training, image prompt tuning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.644, + 0.377, + 0.66 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.795 + ], + "angle": 0, + "content": "Human motion prediction is a fundamental skill for intelligent systems to effectively navigate the world, assist end-users, and visually survey a scene. To date, learning-based human trajectory prediction has been extensively studied, making huge strides in predicting multimodal future behavior [28], modeling multi-agent social interactions [2,18,39], and accounting for scene context [27,55]. Some approaches have exploited the fact that humans tend to move in similar patterns by storing prior trajectories in a bank and matching a current observed trajectory to the closest stored one [30,31,49,53]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.84 + ], + "angle": 0, + "content": "However, a fundamental assumption underlies the current trajectory prediction paradigm: predictors are assumed to be deployed within an unchanging context. Nevertheless, in the real world, the context—and thus patterns of human" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.144, + 0.782, + 0.363 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.37, + 0.788, + 0.579 + ], + "angle": 0, + "content": "Fig. 1: Adaptive trajectory prediction. (left) Given a history of human behavior (shown in black), the pre-trained predictor \\(\\mathcal{P}\\) is unable to understand deployment scene-specific behavior trends, like people entering a subterranean subway entrance (bottom row) or mostly choosing to traverse the staircase as opposed to exploring other parts of the scene at nighttime (top row). (right) When adapting, the number of people and amount of time determine the total number of trajectories observed, and we denote this time-dependent quantity human-seconds. Here, the three columns correspond to our method trained for a very small (left), medium (middle), and large amount of human-seconds (right). Our adaptive latent corridors approach enables \\(\\mathcal{P}\\) to quickly learn context-specific trends, improving predictions with even small amounts of data, and closing the gap between the ground-truth (green) and predicted behavior (orange). For example, in the middle row, \\(\\mathcal{P}\\) predicts the person will move towards the camera, but as our method sees more human-seconds of data, it adapts to the trend that at this point of scene capture in the plaza, people tend to avoid the center of the plaza and instead move diagonally across it." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.763 + ], + "angle": 0, + "content": "behavior—will inevitably change over time, as Whyte observed in his famous study of urban public spaces [48]. For example, a new subway entrance being built causes people to descend and exit in new patterns (bottom row, Fig. 1), and icy sidewalks in the winter will be traversed differently than clear ones in the summer. These changes happen on shorter temporal horizons, too: Humans rushing to work during the day will largely ignore each other while nighttime party-goers will walk in cliques. A college campus will be quiet while class is in session and chaotic in the 10 minute period where students rush between classes. Even if data is captured from exactly the same location, human behavior patterns can change in minutes or hours. When faced with such changes, the performance of existing trajectory predictors immediately degrades." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Here, we study how to efficiently adapt pre-trained trajectory predictors to observed human behavior within a deployment scene (right, Fig. 1). Our technical approach takes inspiration from the recently popularized paradigm of prompt-tuning in large language models [23], but instantiates this idea within the adaptive trajectory prediction problem. Specifically, we augment the input to an" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.328, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.358 + ], + "angle": 0, + "content": "existing human trajectory predictor with a set of latent image prompts, one per each instance of a deployment scene we wish to adapt to. We leave all or most of the predictor frozen, and tune each input prompt with the same trajectory prediction loss that is used to train the base predictor, letting cues in human behaviour be captured while preserving useful structure in the original predictor (e.g., even if a new subway entrance lets people descend into the ground, other people may still move towards the existing above-ground coffee shops). Our adaptation is data-efficient: even extremely small amounts of new human trajectories (e.g., \\(< 1\\) minute of human seconds, corresponding to 2 humans observed over 30 seconds) can leak sufficient information about how humans interact with the scene (e.g., new subway entrance) or with each other (e.g., nighttime social cliques) to learn this prompt and improve future trajectory prediction. We call our learnable prompt a *latent corridor*: a non-physical corridor that guides human behavior in this scene." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.361, + 0.788, + 0.588 + ], + "angle": 0, + "content": "Given the small amounts of data, latent corridors train quickly—on average within minutes on a single 2080 Ti GPU—even without optimizations to improve training speed. With more compute resources and training optimization, latent corridors hold the potential to learn in real time, adapting to transient events such as fire starting or a musician busking. Even with minimal compute and optimization, we also find useful offline applications of latent corridors for adaptation to repeated events. For example, imagine analyzing pedestrian flow in a downtown business district — it will differ during the rush hour before work on the weekday and on a weekend morning. During the course of a week, latent corridors could be trained to adapt to the varying scene and context specific behaviours present on different days, times, and surveillance camera viewpoints. Once training is complete, adapted models could be used online for months, until an event such as construction starting or a change of season causes a significant change in behaviour. Our method is lightweight, making swapping latent corridors for different times of day or locations inexpensive, even on device." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.59, + 0.788, + 0.74 + ], + "angle": 0, + "content": "In our experiments, learning latent corridors for prediction adaptation enables \\(23.9\\%\\) prediction accuracy improvement on simulated data from MOT-Synth [12] compared to a non-adaptive predictor that takes as input the scene and has seen all the same training data. On real data from MOT and WildTrack [7], we see a \\(16.4\\%\\) improvement on non-adaptive predictors and an \\(11.2\\%\\) improvement with adapting via our method as opposed to just fine-tuning, and on in-the-wild webcam data we see respective improvements of \\(26.8\\%\\) and \\(20.0\\%\\). Latent corridor adaptation can improve prediction performance even with a very small amount of data, and continually improves as more data is observed over time." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.743, + 0.585, + 0.758 + ], + "angle": 0, + "content": "To summarize, our contributions are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.778, + 0.655, + 0.792 + ], + "angle": 0, + "content": "1. We formalize the adaptive trajectory prediction problem." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "2. We propose a novel method for adaptive trajectory prediction by learning lightweight latent corridor prompts in image space, outperforming non-adaptive trajectory predictors with less than a \\(0.1\\%\\) parameter increase." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.778, + 0.787, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.147, + 0.788, + 0.207 + ], + "angle": 0, + "content": "3. We demonstrate qualitative and quantitative improvements of up to \\(23.9\\%\\) ADE improvement in MOTSynth simulated data, \\(16.4\\%\\) ADE in MOT and Wildtrack real pedestrian data, and \\(26.8\\%\\) ADE on in-the-wild webcam data, over a scene-aware baseline." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.229, + 0.388, + 0.246 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.259, + 0.787, + 0.456 + ], + "angle": 0, + "content": "Human Trajectory Prediction is a well-studied problem with a long and rich history [36]. Prediction methods started from simple models such as social forces [5, 15], and later added multimodality through Gaussian processes [42]. Recently, modern learning-based predictors have made significant progress in incorporating social interactions between humans modelled via RNNs [17, 39, 44], GANs [13], or conditional VAEs [28], all while generating multimodal future trajectories. Another line of work incorporates the scene context in predictions, getting neural network features from a scene map [20, 22, 29, 30, 37, 43, 51], embedding gridded scene context in an LSTM [29, 52], and more recently using transformers [33, 38]. A few works incorporate scene context by projecting the trajectories into heatmaps so that the network can reason in image space [6, 27], allowing for longer-term predictions. Our work builds upon these advances by adapting an RGB scene-aware pre-trained trajectory predictor [27] over time." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.459, + 0.787, + 0.761 + ], + "angle": 0, + "content": "Adapting Human Trajectory Predictors. In the past few years, there has been a growing interest in lightweight ways to modify pre-trained predictors to new data. The key differences between these works lie in 1) what they are adapting to, and 2) how they adapt. Several works focus on cross-domain transfer, wherein a predictor trained for trajectory prediction in domain A (e.g., New York) is adapted to work in domain B (e.g., London). These works leverage architectures that partition generic trajectory prediction from domain-specific features [46, 50], leverage adaptive meta-learning via Kalman filtering [16], or simply finetune the prediction network on new data [25]. Other works focus on online adaptation over time, for example by adapting to different agent dynamics using recursive least squares [1,10]. A few approaches carry out continual learning by storing embedded past/future trajectory pairs in a memory bank [30, 49, 53] or clustering them [41], predicting by matching an individuals history to the most similar stored past. Going a step further, [31] instead stores representative group trajectories in a scene and during inference, refines the selected trajectory with scene segmentation. In contrast, our novel prompting-based adaptation approach is memory-efficient, using constant extra parameter space regardless of trajectory dataset size, and inherently utilizes the scene segmentation, not requiring extra refinement steps. It also directly augments an existing model as opposed to requiring a new, specialized architecture." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Prompt Tuning in Language & Vision. With the rise of large pre-trained models, efficient adaptation for downstream tasks has gained increasing interest. In the large language model domain, prompt tuning—wherein a few tunable tokens (i.e., prompt) are prepended to input text and tuned per downstream task—has been shown to be remarkably effective [23, 24, 26]. In vision models," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.328, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.298 + ], + "angle": 0, + "content": "image prompts [45] have been introduced to adapt a vision model to new tasks [3] or instruct an inpainting model to carry out various computer vision tasks [4]. Recently, there have also been attempts at visual prompt tuning, showing that large vision transformers can benefit from utilizing tuned prompts for continual learning or transfer learning [19, 34, 40, 47]. While our task is different, we were inspired by the prompting scheme of [19] that learned classification on a new dataset by introducing a trainable input space prompt and tuning the prompt along with the transformer predictor head. We use visual prompts as a lightweight way of adapting a trajectory predictor. To our knowledge, we are the first work to apply prompt tuning to human trajectory prediction." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.305, + 0.461, + 0.32 + ], + "angle": 0, + "content": "3 Problem Formulation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.326, + 0.785, + 0.446 + ], + "angle": 0, + "content": "Here, we present a formalization of our proposed adaptive trajectory prediction problem. We seek to generate accurate future trajectories of \\(N\\) agents in a scene. At any time \\(\\tau\\), let \\(\\mathbf{o}_{\\tau} := o_{\\tau - H: \\tau} \\in \\mathcal{O}\\) be the \\(H\\)-step history of observations input into the predictor, \\(\\mathbf{y}_{\\tau} := y_{\\tau + 1: \\tau + T} \\in \\mathcal{Y}\\) be the ground-truth \\(T\\)-step future trajectory, and \\(\\hat{\\mathbf{y}}_{\\tau} := \\hat{y}_{\\tau + 1: \\tau + T} \\in \\mathcal{Y}\\) be the prediction outputs. We assume access to a base predictor \\(\\mathcal{P}\\) pre-trained on a human motion dataset consisting of past and ground-truth future trajectories, \\(\\mathcal{D} = \\{\\mathbf{o}_i, \\mathbf{y}_i\\}_{i=1}^K\\) to minimize a loss function on trajectories, \\(\\ell\\) (e.g., mean squared error)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.785, + 0.614 + ], + "angle": 0, + "content": "Adaptive Trajectory Prediction (ATP). We aim to adapt \\(\\mathcal{P}\\) to a deployment scene by observing new human trajectory data over a time interval. Let the dataset of new human trajectory data be \\(\\mathcal{D}_{0:T}^{\\prime}\\) collected over the \\(T\\) step time interval. Here, \\(\\mathcal{D}^{\\prime}\\) can contain data from real or synthetic deployment scenes, a new physical environment or one from the pre-training dataset, a new or previously seen time period (e.g., nighttime vs. daytime), and can be obtained by a new or previously seen camera pose. However, we assume that human pedestrians are present in the scene and they are navigating an outdoor environment. We adapt to scenes captured for a similar amount of time, between \\(T = 45\\) seconds and 5 minutes. We aim to adapt to scene-specific characteristics and fluctuating events beyond those that can be exploited by conditioning only on a segmentation map." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.616, + 0.785, + 0.674 + ], + "angle": 0, + "content": "In the adaptive trajectory prediction problem, a subset of the deployment dataset \\(\\mathcal{D}_{0:t}^{\\prime}\\), \\(t < T\\) is observed. The goal is to create an adapted model \\(\\mathcal{A}[\\mathcal{P}]\\) such that the prediction error decreases over the future observed deployment data \\(\\mathcal{D}_{t:T}^{\\prime}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.348, + 0.675, + 0.785, + 0.693 + ], + "angle": 0, + "content": "\\[\n\\ell (\\mathcal {A} [ \\mathcal {P} (\\mathbf {o}) ], \\mathbf {y}) < \\ell (\\mathcal {P} (\\mathbf {o}), \\mathbf {y}), \\quad (\\mathbf {o}, \\mathbf {y}) \\in \\mathcal {D} _ {t: T} ^ {\\prime}. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.695, + 0.784, + 0.755 + ], + "angle": 0, + "content": "Intuitively, as the value of \\( t \\) increases and the adapted predictor sees more data, as long as the context within the window \\( [0:T] \\) is consistent, the performance of \\( \\mathcal{A}[\\mathcal{P}] \\) should improve over the pre-trained predictor \\( \\mathcal{P} \\). At deployment, \\( \\mathcal{A}[\\mathcal{P}] \\) should have learned scene context-specific characteristics of human behavior." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.774, + 0.652, + 0.79 + ], + "angle": 0, + "content": "4 Adaptation via Learned Latent Corridors" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.784, + 0.84 + ], + "angle": 0, + "content": "To adapt our trajectory predictor efficiently, we take inspiration from language-based prompt-tuning [23] and instantiate it within our adaptive trajectory prediction problem. Specifically, we augment a frozen base predictor with a learnable" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.39, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.144, + 0.761, + 0.314 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.324, + 0.788, + 0.422 + ], + "angle": 0, + "content": "Fig. 2: Adapting a predictor \\(\\mathcal{P}\\) with latent corridors. \\(\\mathcal{P}_E\\), \\(\\mathcal{P}_D\\) and \\(\\mathcal{P}_P\\) are pretrained on the task of human trajectory prediction, taking as input trajectory heatmaps \\(\\mathbf{M}_{\\tau-H:\\tau}\\) and segmentation \\(S\\), and outputting predicted trajectory heatmaps \\(\\mathbf{M}_{\\tau+1:\\tau+T}\\). We augment \\(\\mathcal{P}\\) with a per-scene latent corridor \\(p\\) which is summed element-wise to the input trajectory heatmaps. The latent corridors are trained with \\(\\mathcal{P}_E\\) and \\(\\mathcal{P}_D\\) frozen. The predictor head \\(\\mathcal{P}_P\\) can be frozen, tuned on a single deployment scene, or tuned jointly across multiple scenes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.788, + 0.501 + ], + "angle": 0, + "content": "latent prompt we call a latent corridor, a non-physical corridor that informs the predictor of human behavior patterns in a specific deployment scene. In this section, we detail our predictor architecture, prompt representation and training, and investigate a suite of latent corridor prompting configurations." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.519, + 0.588, + 0.535 + ], + "angle": 0, + "content": "4.1 Base Trajectory Predictor Architecture" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.541, + 0.788, + 0.587 + ], + "angle": 0, + "content": "Our base predictor model, \\(\\mathcal{P}\\), consists of three modules: an encoder \\(\\mathcal{P}_E\\), decoder \\(\\mathcal{P}_D\\), and predictor head \\(\\mathcal{P}_P\\) (see Figure 2). We use the YNet encoder for \\(\\mathcal{P}_E\\), and trajectory decoder architecture for \\(\\mathcal{P}_D\\) and \\(\\mathcal{P}_P\\) [27]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.59, + 0.789, + 0.773 + ], + "angle": 0, + "content": "Scene and trajectory representation. To capture the scene, the RGB image \\(I\\) of the first video frame is processed with the Mask2Former semantic segmentation model [8, 9]. The final semantic segmentation map, \\(S\\), is obtained by downsampling the segmentation classes to \\(C = 12\\) meaningful classes for pedestrians in outdoor environments. We follow [27], and convert the history of observed agent positions \\(x_{\\tau - H: \\tau} \\in \\mathbb{R}^{H \\times 2}\\) into a trajectory of heatmaps, \\(\\mathbf{M}_{\\tau - H: \\tau}\\), each of the same spatial size as \\(I\\), for a total size of \\(H \\times h \\times w\\). Heatmaps are concatenated with the semantic segmentation map \\(S\\); the final input into \\(\\mathcal{P}\\) is \\(\\mathbf{o}_{\\tau} := ([\\mathbf{M}_{\\tau - H: \\tau}, S])\\) of size \\((C + H) \\times h \\times w\\). The predictor also outputs a trajectory of heatmaps, \\(\\hat{\\mathbf{M}}_{\\tau + 1: \\tau + T}\\). The corresponding ground truth \\(T\\)-step future agent trajectory, \\(\\mathbf{y}_{\\tau} \\in \\mathbb{R}^{T \\times 2}\\), is also converted into a trajectory of heatmaps, \\(\\mathbf{M}_{\\tau + 1: \\tau + T}\\), for loss computation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.775, + 0.788, + 0.806 + ], + "angle": 0, + "content": "Loss function. We train the predictor with a binary cross entropy loss on the trajectory heatmaps," + }, + { + "type": "equation", + "bbox": [ + 0.346, + 0.812, + 0.787, + 0.843 + ], + "angle": 0, + "content": "\\[\n\\ell := \\sum_ {\\tau} \\operatorname {B C E} \\left(\\mathcal {P} \\left([ \\mathbf {M} _ {\\tau - H: \\tau}, S ]\\right), \\mathbf {M} _ {\\tau + 1: \\tau + T}\\right). \\tag {2}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.328, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.209 + ], + "angle": 0, + "content": "For evaluation, a softargmax operation is used to sample 2D points from the predicted heatmap \\(\\hat{\\mathbf{M}}_{\\tau +1:\\tau +T}\\) as in [27]. This yields predictions in x-y pixel space, \\(\\hat{\\mathbf{y}}_{\\tau} = \\hat{y}_{\\tau +1:\\tau +T}\\), for computing displacement error metrics in Section 6 with respect to the ground-truth future positions, \\(\\mathbf{y}_{\\tau}\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.226, + 0.616, + 0.241 + ], + "angle": 0, + "content": "4.2 Representing & Learning Latent Corridors" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.245, + 0.789, + 0.382 + ], + "angle": 0, + "content": "Our key idea for adapting trajectory predictors is to augment the frozen base model \\(\\mathcal{P}\\) with a set of trainable prompts, called latent corridors, which learn new trends in how humans interact with the scene or with each other. For effective adaptation, we seek two key properties for our latent corridors: parameter-efficient (i.e., we want to minimize the number of parameters that are tuned from new deployment data) and spatially scene-grounded (i.e., the latent should have pixel-wise alignment with the scene image). We first outline our prompting approach, and then discuss a compact but spatially-grounded representation of the prompt that is amenable to parameter-efficient learning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.384, + 0.789, + 0.459 + ], + "angle": 0, + "content": "Latent corridor prompt. For each of the \\(K\\) deployment scenes, we introduce a unique trainable prompt, \\(p_k \\in \\mathbb{R}^{h \\times w}\\), of the same spatial size as the image \\(I\\) that is input into the predictor (left, Fig. 2). For a network that has adapted to \\(K\\) scenes, we have a set \\(K\\) of prompts \\(p \\coloneqq \\{p_0, p_1, \\ldots, p_K\\}\\). Thus, our adaptation rule to scene \\(k\\) is" + }, + { + "type": "equation", + "bbox": [ + 0.373, + 0.468, + 0.785, + 0.483 + ], + "angle": 0, + "content": "\\[\n\\mathcal {A} := \\mathbf {M} _ {t} \\oplus p _ {k} \\quad \\forall t \\in \\{\\tau - H, \\dots , \\tau \\}. \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.488, + 0.789, + 0.55 + ], + "angle": 0, + "content": "The prompt is summed element-wise to each of the input heatmaps corresponding to the observed trajectories; let \\(\\widetilde{\\mathbf{M}} = \\mathbf{M} \\oplus p\\) denote this for any original \\(\\mathbf{M}\\). See Supplement Sec.1 for an ablation on prompt location. The adapted predictor takes as input \\(\\mathcal{P}([\\widetilde{\\mathbf{M}}_{\\tau - H: \\tau}, S])\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.551, + 0.789, + 0.763 + ], + "angle": 0, + "content": "A compact but spatially-grounded representation. In Equation (3), the prompt is assumed to be the same size as the image, \\( h \\times w \\), which is nice for spatial alignment between the prompt and scene. However, in our experiments, where all images are of size \\( h = 288 \\) and \\( w = 480 \\), this naive image-based representation requires learning an additional 138K parameters. Considering that our base predictor \\( \\mathcal{P} \\) has \\( \\sim 900\\mathrm{K} \\) trainable parameters, this prompt increases the model parameter size by over \\( 15\\% \\). Instead, we propose a low-rank representation of the prompt with rank 1. We initialize our latent corridor as a vector of dimension \\( h + w \\) using Kaiming initialization [14], and parameterize the full prompt as the outer product of the \\( h \\) and \\( w \\) dimensional vectors. This lightweight representation preserves the spatial relationship between the prompt, scene, and trajectory heatmaps and is significantly more compact: it increases the model parameter size by less than \\( 0.1\\% \\). We find empirically that this rank 1 matrix performs similarly to a full rank matrix." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.765, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Training. We learn the prompt \\( p \\) while the predictor encoder \\( \\mathcal{P}_E \\) and decoder \\( \\mathcal{P}_D \\) are frozen. The predictor head \\( \\mathcal{P}_P \\) is optionally tuned and the latent corridors can be trained individually on one scene at a time, or simultaneously amongst many scenes (see Section 4.3). We use the same trajectory loss \\( \\ell \\) from Equation (2) that the base predictor was pre-trained with." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.147, + 0.473, + 0.163 + ], + "angle": 0, + "content": "4.3 Prompting configurations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.172, + 0.788, + 0.248 + ], + "angle": 0, + "content": "One of the strengths of our latent corridors approach is that it is compatible with a suite of deployment desiderata that can inform how the prompts are incorporated into the predictor. We identify and study three settings. In each setting, \\( K \\) unique prompts are trained on \\( K \\) deployment scenes individually, but the treatment of the predictor head differs." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.259, + 0.788, + 0.35 + ], + "angle": 0, + "content": "1. Latent corridor adaptation (LC): The simplest use of latent corridors is to keep the entire base predictor frozen, including the original predictor head \\(\\mathcal{P}_P\\). This design is the fastest to train since it has the smallest number of trainable parameters, so it is desirable when rapid adaptation to short-term transient events occurs. It also enables easy recovery of the base predictor model and its original performance by simply not inputting a prompt." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.35, + 0.789, + 0.484 + ], + "angle": 0, + "content": "2. Multi-scene finetuning (LC + Joint FT): In this setting, each of the \\(K\\) deployment scenes has a unique latent, but one single predictor head \\(\\mathcal{P}_P\\) is jointly tuned across the \\(K\\) scenes. The latents retain unique scene information, but \\(\\mathcal{P}\\) is better adapted to in conjunction with the per-scene latents. Similarly to the LC approach above, this is a more compact configuration since one prediction model is used for all scenes, so it is desirable if deployment hardware has limited space. It is also faster to train than per-scene finetuning especially as \\(K\\) grows, since multiple predictor heads do not have to be tuned." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.485, + 0.789, + 0.562 + ], + "angle": 0, + "content": "3. Per-scene finetuning (LC + Per-Scene FT): If one seeks to maximize performance within a specific deployment scene, one can jointly finetune \\( K \\) predictor heads \\( \\mathcal{P}_{P_k} \\) with \\( K \\) latent corridors (one per scene). While this results in the need for a unique predictor for each deployment scene, we find empirically that this method achieves best in-scene adaptation performance." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.584, + 0.446, + 0.602 + ], + "angle": 0, + "content": "5 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.615, + 0.788, + 0.707 + ], + "angle": 0, + "content": "We study our approach on synthetic and real datasets. Here, we detail these datasets, describe how we evaluate adaptation quality over time, and outline our trajectory predictor baselines. Together, our experiments on MOT, WildTrack and EarthCam scenes cover a diverse range of key real-world properties including different lighting conditions, flat vs varied environment topologies, different crowd densities, and a variety of types of scenes." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.728, + 0.335, + 0.743 + ], + "angle": 0, + "content": "5.1 Datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.843 + ], + "angle": 0, + "content": "MOTSynth. We start in simulation with MOTSynth [12], a synthetic pedestrian detection and tracking dataset of over 700 90-second videos with varying camera viewpoints and outdoor environments. Pedestrians carry out simple actions such as walking, standing, or running, and follow manually pre-planned flows as well as a collision avoidance algorithm. MOTSynth has over 17 hours of video; we select a subset of approximately 11 hours of video corresponding" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.328, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "to the 437 scenes with a static camera. Due to the large size of the dataset and perfect ground truth detections, MOTSynth was a good starting point." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.181, + 0.787, + 0.317 + ], + "angle": 0, + "content": "MOT & WildTrack. We also evaluated our approach on the real-world pedestrian datasets MOT and WildTrack. WildTrack [7] consists of 7 static camera viewpoint videos of pedestrians walking through a plaza. We randomly selected 3 videos and took the first 5 minutes of each video. MOT, the multiple object tracking benchmark, consists of several video datasets of pedestrians navigating outdoor environments. We combined the datasets MOT15 [21], MOT16 [32], and MOT20 [11], and removed videos with dynamic cameras, pedestrian density of less than 10, and length less than 45s, leaving 4 scenes: MOT16-03, MOT20-02, AVG-TownCentre, and PETS09-S2L2." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.32, + 0.785, + 0.366 + ], + "angle": 0, + "content": "EarthCam. We evaluate our approach in-the-wild on data from https://www.earthcam.com, which has livestream webcam data from around the world available, and from which we scrape four 5 minute segments of data." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.387, + 0.649, + 0.403 + ], + "angle": 0, + "content": "5.2 Train-Test Split Over Time in Human Seconds" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.412, + 0.788, + 0.593 + ], + "angle": 0, + "content": "Given a video of pedestrians in motion, we prepare our dataset to adapt to the scene as follows. We use provided annotations or run ByteTrack [54] to get tracklets of all \\( N \\) detectable identities in the video. Tracklets are downsampled to 2 timesteps per second, then windowed by 20 timesteps with an observed length \\( H = 8 \\) and future length \\( T = 12 \\). Then, we sort the \\( N \\) identities chronologically by their first appearance in the scene. We select the first \\( 80\\% \\) of identities that appear in the scene for our training dataset, and hold out the last \\( 20\\% \\) for the testing set. When we conduct experiments over time, the testing set is always the same \\( 20\\% \\) of identities, whereas the training set consists of the first \\( m\\% \\) of identities, \\( m \\leq 80\\% \\). We report adaptation time in human-seconds of observation, where 1 person for 1 second is 1 human-second, so for instance, 30 people observed for 10 seconds each would be 300 human-seconds." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.614, + 0.567, + 0.631 + ], + "angle": 0, + "content": "5.3 Base Predictor Pre-Training Dataset" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.639, + 0.787, + 0.73 + ], + "angle": 0, + "content": "We first pre-train our base predictor \\(\\mathcal{P}\\) described in Sec 4.1 on a dataset \\(\\mathcal{D}\\) which consists of simulated human pedestrian agents moving around various outdoor environments, captured from a single static RGB camera with any point of view (not necessarily birds eye view). This dataset comes from 437 90-second MOTSynth videos with a static camera. We pre-train our predictor on a train-test split over time of \\(\\mathcal{D}\\) as described in the previous section." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.751, + 0.341, + 0.765 + ], + "angle": 0, + "content": "5.4Baselines" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.775, + 0.603, + 0.79 + ], + "angle": 0, + "content": "We evaluate our method with the following baselines." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.795, + 0.446, + 0.81 + ], + "angle": 0, + "content": "1. Constant velocity: As in [5]." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "2. Learned trajectory: Simplified PECNet [28], which is a predictor learned from position histories but no scene information." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.795, + 0.784, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.144, + 0.788, + 0.27 + ], + "angle": 0, + "content": "
MethodMOTSynthMOTWildtrackEarthCam
ADEFDEADEFDEADEFDEADEFDE
Constant velocity78.5160.447.799.344.990.127.352.2
Learned trajectory (PECNet-Ours)51.2100.049.7103.443.883.134.355.5
Scene-aware (YNet-Ours)47.396.544.291.033.667.723.944.4
ATP (Finetune)--41.886.931.763.521.938.7
ATP (LC)44.690.243.089.232.965.923.442.8
ATP (LC + Joint Finetune)42.685.3------
ATP (LC + Per-Scene Finetune)--37.474.327.454.717.530.8
" + }, + { + "type": "table_footnote", + "bbox": [ + 0.216, + 0.272, + 0.787, + 0.354 + ], + "angle": 0, + "content": "Table 1: Our method vs baselines on synthetic and real-world datasets. The average ADE and FDE in pixel space of (left-to-right) 437 MOTSynth scenes, 4 MOT scenes, 3 WildTrack scenes, and 4 EarthCam scenes. Across these synthetic and real deployment scenes, our latent corridor-only adaptation method is comparable to finetuning the predictor head and outperforms non-adaptive baselines. Our method with latent corridors and per-scene finetuning consistently outperforms all other approaches." + }, + { + "type": "text", + "bbox": [ + 0.221, + 0.375, + 0.784, + 0.404 + ], + "angle": 0, + "content": "3. Scene-aware: Simplified YNet [27], which is a learned predictor with position and scene input. See Supplement Sec. 3 for a comparison with YNet." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.406, + 0.785, + 0.435 + ], + "angle": 0, + "content": "4. ATP Finetune: Adaptation baseline which finetunes scene-aware predictor head \\(\\mathcal{P}_P\\) without latent corridors." + }, + { + "type": "list", + "bbox": [ + 0.221, + 0.375, + 0.785, + 0.435 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.441, + 0.787, + 0.502 + ], + "angle": 0, + "content": "We implement the learned trajectory baseline by taking the encoder, decoder and trajectory loss from PECNet [28]; we use a successful architecture on the trajectory prediction problem, removing multimodality for simplicity. Similarly, YNet's [27] encoder and trajectory decoder are used for the scene-aware baseline." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.518, + 0.327, + 0.532 + ], + "angle": 0, + "content": "5.5 Metrics" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.537, + 0.787, + 0.598 + ], + "angle": 0, + "content": "Our experiments are evaluated using the Average Displacement Error (ADE) [35] and Final Displacement Error (FDE) [2] metrics. ADE is the average \\( l_{2} \\) error between the entire predicted and ground truth trajectory, while FDE is the \\( l_{2} \\) error between just the final point of the predicted and ground truth trajectories." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.608, + 0.327, + 0.624 + ], + "angle": 0, + "content": "6 Results" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.633, + 0.787, + 0.663 + ], + "angle": 0, + "content": "Here, we detail quantitative and qualitative results on MOTSynth, MOT, and WildTrack, and EarthCam datasets." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.686, + 0.424, + 0.701 + ], + "angle": 0, + "content": "6.1 MOTSynth Results" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.705, + 0.787, + 0.841 + ], + "angle": 0, + "content": "We first evaluate predictor improvement enabled by latent corridors when the deployment scene is in the pre-training dataset, \\(\\mathcal{D}\\). We train the baselines and two variants of our ATP method (LC and LC + Joint Finetune, described in Sec. 4.3) on the MOTSynth pre-training dataset \\(\\mathcal{D}\\). All models see the same training data, and both the scene-aware baseline and our adaptive method are conditioned on scene semantic segmentation maps. Results are in the first column of Table 1. The learned trajectory baseline significantly improves over constant velocity, and adding in scene awareness results in a \\(7.6\\%\\) performance gain on ADE and \\(3.5\\%\\) gain on FDE. Our latent corridor approach results in a \\(5.7\\%\\)" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.329, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.248, + 0.145, + 0.758, + 0.446 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.277, + 0.447, + 0.72, + 0.464 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.476, + 0.788, + 0.616 + ], + "angle": 0, + "content": "Fig. 3: Qualitative results on MotSynth (top; synthetic) and MOT and WildTrack (bottom; real). These examples show scenarios where our LC + per-scene finetune ATP method (orange) outperforms the scene-aware baseline (purple). In several MOTSynth examples, the baseline predicts the pedestrian floats into the air (top row), while our method has gained awareness of where the 3D ground plane lies in the 2D image. We also note that patterns of behaviour such as walking on the sidewalk instead of into the road (second row left) and walking up the traversable portion of stairs (second row right) are captured. On real data, we observe similar awareness of the ground plane and obstacles, as well as a better understanding of nuanced human behavior patterns such as crossing diagonally across a plaza." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.703 + ], + "angle": 0, + "content": "and \\(9.9\\%\\) improvement over the scene-aware baseline for ADE, without and with joint finetuning of the predictor layer respectively, and a \\(6.5\\%\\) and \\(11.6\\%\\) improvement on FDE. This indicates that our latent corridor approach more effectively learns scene-conditioned information that is useful for the trajectory prediction task." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Next, for a random subset of 25 of the MOTSynth scenes, we additionally train latent corridors with per-scene finetuning (LC + Per-Scene FT, Sec 4.3). The datasets \\(\\mathcal{D}_{0:t}^{\\prime}\\) correspond to increasing human-second lengths. The test set trajectories are the last \\(20\\%\\) of agents in the deployment scene, and the training sets consist of the first 2, 4, 8, 16, 32, 48, 64 and \\(80\\%\\) of agents to enter the scene. Results normalized per-scene and averaged are shown in Fig. 5b. Using only latent corridors performs comparably to only finetuning the last layer for each deployment scene, while latent corridors with per-scene finetuning yields significant performance gains. We visualize the ADE results per-scene with our" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.147, + 0.781, + 0.229 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.242, + 0.785, + 0.312 + ], + "angle": 0, + "content": "Fig. 4: Qualitative results over time. Our method's predictions trained on a short number of human seconds (2%) are shown in light orange, to dark orange for a human seconds training time of 80%. With the latent corridor trained on a tiny amount of data, the predictions can significantly improve, but at times are close to the baseline. When more human seconds of data are seen, the adaptation results consistently improve." + }, + { + "type": "image", + "bbox": [ + 0.233, + 0.318, + 0.773, + 0.452 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.629 + ], + "angle": 0, + "content": "Fig. 5: Learning latent corridors over time. (a and b): The x-axis represents adaptation time in human-seconds, or the amount trajectories used to train \\(\\mathcal{A}(\\mathcal{P})\\), and the y-axis represents the ADE. Results are normalized per-scene and averaged over models trained on 25 MOTSynth scenes (a) and 7 from MOT and WildTrack (b), with shaded area \\(\\sigma /10\\). On all data, even with a short adaptation time, our methods improve on the baselines, and as adaptation time increases, performance improves. Latent corridors + per-scene finetuning has the best performance. c) Comparison to baseline over many MOTSynth scenes for models trained with \\(8\\%\\) (point) and \\(80\\%\\) (arrowhead) human-second datasets. Each arrow represents one scene, with the ADE using our ATP method plotted against the scene-aware baseline ADE. For some deployment scenes, the scene-aware baseline suffices, whereas other scenes see much more significant benefits from our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.841 + ], + "angle": 0, + "content": "\\(\\mathrm{LC} +\\) finetuning method trained with \\(8\\%\\) and then trained with \\(80\\%\\) of the data in Fig. 5c. We see that while the effectiveness of the adaptation for varying time horizons differs for each deployment scene, there are many scenes where adaptation yields significant gains, and some where the improvement on ADE error is up to \\(63.4\\%\\). We hypothesize that scenes where our method yields smaller gains exhibit behaviors and environment geometries that the prior \\(\\mathcal{P}\\) is sufficient for. Qualitative results. Visualizations from the per-scene models can be seen in Fig. 3 and Fig. 4. We observe many examples where the scene-aware baseline seems to lack awareness of the ground plane. In multiple instances, the scene-aware baseline predicts a pedestrian floats into the air (Fig. 3 top row and Fig. 4), whereas our predictions lie closely in line with the ground truth trajectory in terms of distance from the ground plane. This holds even for non-planar ground planes: When a pedestrian walks up stairs, our model seems to better understand" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.328, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.209 + ], + "angle": 0, + "content": "their 3D structure, for example in the bottom right of Fig. 4. Additionally, our approach captures trends of behaviour in scenes such as walking on the sidewalk instead of into the road, walking around the rotunda, and walking up the section of smaller, easily traversable steps (see Fig. 3 second row, left to right)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.222, + 0.504, + 0.236 + ], + "angle": 0, + "content": "6.2 MOT and WildTrack Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.246, + 0.789, + 0.428 + ], + "angle": 0, + "content": "We next investigate if latent corridors help predictor adaptation when the deployment scene is outside of the pre-training dataset, and if latent corridors outperform ATP via direct finetuning on deployment data. Specifically, we use the base predictor \\(\\mathcal{P}\\) which only saw MOTSynth data \\(\\mathcal{D}\\) and then directly do sim-to-real adaptation via latent prompting, finetuning, or a combination thereof using each of seven real human pedestrian scenes from MOT and Wildtrack as \\(\\mathcal{D}'\\). Plots of the ADE over time averaged over these scenes is shown in Figure 5a. Regardless of the ATP setting, adaptation over time results in a consistent error reduction compared to the baselines. While only finetuning seems to be slightly more effective on real-world scenes than prompting alone, our latent corridors + per-scene finetuning approach is significantly more effective (11.2%) than finetuning alone (see Table 1)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.79, + 0.597 + ], + "angle": 0, + "content": "Qualitative results. Visualizations of baselines and our LC + PSF approach on MOT and WildTrack are in Fig. 3. Similar trends from experiments on synthetic data carry over. Our approach enables the predictor to better ground future behavior in the scene geometry: for example, pedestrians are no longer predicted to float upwards (third row, left and middle), and future behavior is guided by a finer-grained awareness of obstacles (third row right, bottom row left and middle). We also observe our adapted predictor learning trends in human behavior: in the WildTrack plaza environment shown in Fig. 1 middle row and Fig. 3 bottom right, pedestrians tend to avoid the middle of the plaza and instead cross it diagonally. Our method learns this subtle, scene-specific behavior pattern and thus predicts more accurately." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.612, + 0.416, + 0.625 + ], + "angle": 0, + "content": "6.3 EarthCam Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Finally, we evaluate the performance of our approach on truly \"in-the-wild\" data by scraping four 5-minute videos of pedestrian data captured in different locations: Rick's Cafe in Jamaica, Times Square in New York City, and Bourbon Street in New Orleans during daytime and nighttime. We use ATP as in Sec. 6.2. Quantitatively, the results on this in-the-wild data align with our results on real and synthetic data: our ATP model with latent corridors and per-scene finetuning outperforms the non-adaptive baselines and pure finetuning (see Table 1). Qualitatively in Fig. 6, we see a variety of interesting adaptations. At the cafe, there is a complicated path through an overlook that twists down stairs towards the water. The scene-aware baseline often predicts that people will jump over a ledge, whereas our method learns the boundaries of the paths that people follow and is able to predict that people will stay within those boundaries. In Times Square, the scene-aware baseline does not recognize that people on a billboard will stay within the billboard, whereas our method is able to recognize that." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "N. Thakkar et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.145, + 0.782, + 0.289 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.299, + 0.788, + 0.48 + ], + "angle": 0, + "content": "Fig. 6: Results on EarthCam webcam data. At a cafe in Jamaica (top left 2 panels) with an overlook and stairs on the edge of the water, our model (orange) is able to correctly predict that people will stick to moving up and down the path created by the stairs, while the scene-aware baseline (purple) predicts people will walk directly into the water or over the edge of the path. In Times Square, a billboard depicts human actors in motion (top right 2 panels). The scene-aware baseline assumes that these actors will move following their observed history, while our model correctly predicts that anyone in the area of the billboard will stay in the billboard. We train our method on one NoLA intersection during the daytime (bottom left 2 panels), when pedestrians must obey vehicles moving through the street, and at nighttime (bottom right 2 panels), when pedestrians take over. During the day, the model learns to account for humans walking through crosswalks instead of diagonally into the intersection, and to account for transient push-carts in the area." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.499, + 0.788, + 0.591 + ], + "angle": 0, + "content": "In the NoLA videos, our method adapts to daytime patterns where pedestrians navigate around carts and don't frequently walk diagonally through streets because of through-traffic, but when the adaptive predictor observes nighttime behavior, it no longer has to respect these daytime patterns and learns to predict pedestrians as crossing diagonally. Similarly to the prior datasets, our ATP model again learns to ground pedestrian future behavior in the 3D ground plane." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.616, + 0.36, + 0.633 + ], + "angle": 0, + "content": "7 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.788, + 0.765 + ], + "angle": 0, + "content": "In this work, we formalize and study the problem of adaptive trajectory prediction: the ability of human predictors to adapt to changing deployment conditions and environments. To this end, we proposed a lightweight adaptation approach grounded in image-based prompt tuning called latent corridors. Through extensive experiments on both simulated and real-world pedestrian datasets, we observed that latent corridors enable a data-efficient way to adapt pre-trained predictors to new deployment-scene-specific human behavior." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Acknowledgements We thank Anastasios Angelopoulos, Antonio Loquercio, and Jathushan Rajasegaran for useful discussions and feedback. This work was supported by ONR MURI N00014-21-1-2801 and a NSF Graduate Fellowship." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.328, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.173, + 0.785, + 0.2 + ], + "angle": 0, + "content": "1. AbuDuweili, A., Li, S., Liu, C.: Adaptable human intention and trajectory prediction for human-robot collaboration. arXiv preprint arXiv:1909.05089 (2019)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.201, + 0.785, + 0.241 + ], + "angle": 0, + "content": "2. 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Human trajectory prediction is typically posed as a zero-shot generalization problem: a predictor is learnt on a dataset of human motion in training scenes, and then deployed on unseen test scenes. While this paradigm has yielded tremendous progress, it fundamentally assumes that trends in human behavior within the deployment scene are constant over time. As such, current prediction models are unable to adapt to transient human behaviors, such as crowds temporarily gathering to see buskers, pedestrians hurrying through the rain and avoiding puddles, or a protest breaking out. We formalize the problem of context-specific adaptive trajectory prediction and propose a new adaptation approach inspired by prompt tuning called latent corridors. By augmenting the input of a pre-trained human trajectory predictor with learnable image prompts, the predictor improves in the deployment scene by inferring trends from extremely small amounts of new data (e.g., 2 humans observed for 30 seconds). With less than $0.1\%$ additional model parameters, we see up to $23.9\%$ ADE improvement in MOTSynth simulated data and $16.4\%$ ADE in MOT and Wildtrack real pedestrian data. Qualitatively, we observe that latent corridors imbue predictors with an awareness of scene geometry and context-specific human behaviors that non-adaptive predictors struggle to capture. + +Keywords: human trajectory prediction, adaptation, test-time training, image prompt tuning + +# 1 Introduction + +Human motion prediction is a fundamental skill for intelligent systems to effectively navigate the world, assist end-users, and visually survey a scene. To date, learning-based human trajectory prediction has been extensively studied, making huge strides in predicting multimodal future behavior [28], modeling multi-agent social interactions [2,18,39], and accounting for scene context [27,55]. Some approaches have exploited the fact that humans tend to move in similar patterns by storing prior trajectories in a bank and matching a current observed trajectory to the closest stored one [30,31,49,53]. + +However, a fundamental assumption underlies the current trajectory prediction paradigm: predictors are assumed to be deployed within an unchanging context. Nevertheless, in the real world, the context—and thus patterns of human + +![](images/5c6335855e8c0fd81f64e6b0fd113e581299c5b87f1dac622ac17f0feb341c8a.jpg) +Fig. 1: Adaptive trajectory prediction. (left) Given a history of human behavior (shown in black), the pre-trained predictor $\mathcal{P}$ is unable to understand deployment scene-specific behavior trends, like people entering a subterranean subway entrance (bottom row) or mostly choosing to traverse the staircase as opposed to exploring other parts of the scene at nighttime (top row). (right) When adapting, the number of people and amount of time determine the total number of trajectories observed, and we denote this time-dependent quantity human-seconds. Here, the three columns correspond to our method trained for a very small (left), medium (middle), and large amount of human-seconds (right). Our adaptive latent corridors approach enables $\mathcal{P}$ to quickly learn context-specific trends, improving predictions with even small amounts of data, and closing the gap between the ground-truth (green) and predicted behavior (orange). For example, in the middle row, $\mathcal{P}$ predicts the person will move towards the camera, but as our method sees more human-seconds of data, it adapts to the trend that at this point of scene capture in the plaza, people tend to avoid the center of the plaza and instead move diagonally across it. + +behavior—will inevitably change over time, as Whyte observed in his famous study of urban public spaces [48]. For example, a new subway entrance being built causes people to descend and exit in new patterns (bottom row, Fig. 1), and icy sidewalks in the winter will be traversed differently than clear ones in the summer. These changes happen on shorter temporal horizons, too: Humans rushing to work during the day will largely ignore each other while nighttime party-goers will walk in cliques. A college campus will be quiet while class is in session and chaotic in the 10 minute period where students rush between classes. Even if data is captured from exactly the same location, human behavior patterns can change in minutes or hours. When faced with such changes, the performance of existing trajectory predictors immediately degrades. + +Here, we study how to efficiently adapt pre-trained trajectory predictors to observed human behavior within a deployment scene (right, Fig. 1). Our technical approach takes inspiration from the recently popularized paradigm of prompt-tuning in large language models [23], but instantiates this idea within the adaptive trajectory prediction problem. Specifically, we augment the input to an + +existing human trajectory predictor with a set of latent image prompts, one per each instance of a deployment scene we wish to adapt to. We leave all or most of the predictor frozen, and tune each input prompt with the same trajectory prediction loss that is used to train the base predictor, letting cues in human behaviour be captured while preserving useful structure in the original predictor (e.g., even if a new subway entrance lets people descend into the ground, other people may still move towards the existing above-ground coffee shops). Our adaptation is data-efficient: even extremely small amounts of new human trajectories (e.g., $< 1$ minute of human seconds, corresponding to 2 humans observed over 30 seconds) can leak sufficient information about how humans interact with the scene (e.g., new subway entrance) or with each other (e.g., nighttime social cliques) to learn this prompt and improve future trajectory prediction. We call our learnable prompt a *latent corridor*: a non-physical corridor that guides human behavior in this scene. + +Given the small amounts of data, latent corridors train quickly—on average within minutes on a single 2080 Ti GPU—even without optimizations to improve training speed. With more compute resources and training optimization, latent corridors hold the potential to learn in real time, adapting to transient events such as fire starting or a musician busking. Even with minimal compute and optimization, we also find useful offline applications of latent corridors for adaptation to repeated events. For example, imagine analyzing pedestrian flow in a downtown business district — it will differ during the rush hour before work on the weekday and on a weekend morning. During the course of a week, latent corridors could be trained to adapt to the varying scene and context specific behaviours present on different days, times, and surveillance camera viewpoints. Once training is complete, adapted models could be used online for months, until an event such as construction starting or a change of season causes a significant change in behaviour. Our method is lightweight, making swapping latent corridors for different times of day or locations inexpensive, even on device. + +In our experiments, learning latent corridors for prediction adaptation enables $23.9\%$ prediction accuracy improvement on simulated data from MOT-Synth [12] compared to a non-adaptive predictor that takes as input the scene and has seen all the same training data. On real data from MOT and WildTrack [7], we see a $16.4\%$ improvement on non-adaptive predictors and an $11.2\%$ improvement with adapting via our method as opposed to just fine-tuning, and on in-the-wild webcam data we see respective improvements of $26.8\%$ and $20.0\%$ . Latent corridor adaptation can improve prediction performance even with a very small amount of data, and continually improves as more data is observed over time. + +To summarize, our contributions are as follows: + +1. We formalize the adaptive trajectory prediction problem. +2. We propose a novel method for adaptive trajectory prediction by learning lightweight latent corridor prompts in image space, outperforming non-adaptive trajectory predictors with less than a $0.1\%$ parameter increase. + +3. We demonstrate qualitative and quantitative improvements of up to $23.9\%$ ADE improvement in MOTSynth simulated data, $16.4\%$ ADE in MOT and Wildtrack real pedestrian data, and $26.8\%$ ADE on in-the-wild webcam data, over a scene-aware baseline. + +# 2 Related Work + +Human Trajectory Prediction is a well-studied problem with a long and rich history [36]. Prediction methods started from simple models such as social forces [5, 15], and later added multimodality through Gaussian processes [42]. Recently, modern learning-based predictors have made significant progress in incorporating social interactions between humans modelled via RNNs [17, 39, 44], GANs [13], or conditional VAEs [28], all while generating multimodal future trajectories. Another line of work incorporates the scene context in predictions, getting neural network features from a scene map [20, 22, 29, 30, 37, 43, 51], embedding gridded scene context in an LSTM [29, 52], and more recently using transformers [33, 38]. A few works incorporate scene context by projecting the trajectories into heatmaps so that the network can reason in image space [6, 27], allowing for longer-term predictions. Our work builds upon these advances by adapting an RGB scene-aware pre-trained trajectory predictor [27] over time. + +Adapting Human Trajectory Predictors. In the past few years, there has been a growing interest in lightweight ways to modify pre-trained predictors to new data. The key differences between these works lie in 1) what they are adapting to, and 2) how they adapt. Several works focus on cross-domain transfer, wherein a predictor trained for trajectory prediction in domain A (e.g., New York) is adapted to work in domain B (e.g., London). These works leverage architectures that partition generic trajectory prediction from domain-specific features [46, 50], leverage adaptive meta-learning via Kalman filtering [16], or simply finetune the prediction network on new data [25]. Other works focus on online adaptation over time, for example by adapting to different agent dynamics using recursive least squares [1,10]. A few approaches carry out continual learning by storing embedded past/future trajectory pairs in a memory bank [30, 49, 53] or clustering them [41], predicting by matching an individuals history to the most similar stored past. Going a step further, [31] instead stores representative group trajectories in a scene and during inference, refines the selected trajectory with scene segmentation. In contrast, our novel prompting-based adaptation approach is memory-efficient, using constant extra parameter space regardless of trajectory dataset size, and inherently utilizes the scene segmentation, not requiring extra refinement steps. It also directly augments an existing model as opposed to requiring a new, specialized architecture. + +Prompt Tuning in Language & Vision. With the rise of large pre-trained models, efficient adaptation for downstream tasks has gained increasing interest. In the large language model domain, prompt tuning—wherein a few tunable tokens (i.e., prompt) are prepended to input text and tuned per downstream task—has been shown to be remarkably effective [23, 24, 26]. In vision models, + +image prompts [45] have been introduced to adapt a vision model to new tasks [3] or instruct an inpainting model to carry out various computer vision tasks [4]. Recently, there have also been attempts at visual prompt tuning, showing that large vision transformers can benefit from utilizing tuned prompts for continual learning or transfer learning [19, 34, 40, 47]. While our task is different, we were inspired by the prompting scheme of [19] that learned classification on a new dataset by introducing a trainable input space prompt and tuning the prompt along with the transformer predictor head. We use visual prompts as a lightweight way of adapting a trajectory predictor. To our knowledge, we are the first work to apply prompt tuning to human trajectory prediction. + +# 3 Problem Formulation + +Here, we present a formalization of our proposed adaptive trajectory prediction problem. We seek to generate accurate future trajectories of $N$ agents in a scene. At any time $\tau$ , let $\mathbf{o}_{\tau} := o_{\tau - H: \tau} \in \mathcal{O}$ be the $H$ -step history of observations input into the predictor, $\mathbf{y}_{\tau} := y_{\tau + 1: \tau + T} \in \mathcal{Y}$ be the ground-truth $T$ -step future trajectory, and $\hat{\mathbf{y}}_{\tau} := \hat{y}_{\tau + 1: \tau + T} \in \mathcal{Y}$ be the prediction outputs. We assume access to a base predictor $\mathcal{P}$ pre-trained on a human motion dataset consisting of past and ground-truth future trajectories, $\mathcal{D} = \{\mathbf{o}_i, \mathbf{y}_i\}_{i=1}^K$ to minimize a loss function on trajectories, $\ell$ (e.g., mean squared error). + +Adaptive Trajectory Prediction (ATP). We aim to adapt $\mathcal{P}$ to a deployment scene by observing new human trajectory data over a time interval. Let the dataset of new human trajectory data be $\mathcal{D}_{0:T}^{\prime}$ collected over the $T$ step time interval. Here, $\mathcal{D}^{\prime}$ can contain data from real or synthetic deployment scenes, a new physical environment or one from the pre-training dataset, a new or previously seen time period (e.g., nighttime vs. daytime), and can be obtained by a new or previously seen camera pose. However, we assume that human pedestrians are present in the scene and they are navigating an outdoor environment. We adapt to scenes captured for a similar amount of time, between $T = 45$ seconds and 5 minutes. We aim to adapt to scene-specific characteristics and fluctuating events beyond those that can be exploited by conditioning only on a segmentation map. + +In the adaptive trajectory prediction problem, a subset of the deployment dataset $\mathcal{D}_{0:t}^{\prime}$ , $t < T$ is observed. The goal is to create an adapted model $\mathcal{A}[\mathcal{P}]$ such that the prediction error decreases over the future observed deployment data $\mathcal{D}_{t:T}^{\prime}$ : + +$$ +\ell (\mathcal {A} [ \mathcal {P} (\mathbf {o}) ], \mathbf {y}) < \ell (\mathcal {P} (\mathbf {o}), \mathbf {y}), \quad (\mathbf {o}, \mathbf {y}) \in \mathcal {D} _ {t: T} ^ {\prime}. \tag {1} +$$ + +Intuitively, as the value of $t$ increases and the adapted predictor sees more data, as long as the context within the window $[0:T]$ is consistent, the performance of $\mathcal{A}[\mathcal{P}]$ should improve over the pre-trained predictor $\mathcal{P}$ . At deployment, $\mathcal{A}[\mathcal{P}]$ should have learned scene context-specific characteristics of human behavior. + +# 4 Adaptation via Learned Latent Corridors + +To adapt our trajectory predictor efficiently, we take inspiration from language-based prompt-tuning [23] and instantiate it within our adaptive trajectory prediction problem. Specifically, we augment a frozen base predictor with a learnable + +![](images/8ce3396aa56674283e7e7a715de1a8429cc58012bce81bbc18dc32e14109059f.jpg) +Fig. 2: Adapting a predictor $\mathcal{P}$ with latent corridors. $\mathcal{P}_E$ , $\mathcal{P}_D$ and $\mathcal{P}_P$ are pretrained on the task of human trajectory prediction, taking as input trajectory heatmaps $\mathbf{M}_{\tau-H:\tau}$ and segmentation $S$ , and outputting predicted trajectory heatmaps $\mathbf{M}_{\tau+1:\tau+T}$ . We augment $\mathcal{P}$ with a per-scene latent corridor $p$ which is summed element-wise to the input trajectory heatmaps. The latent corridors are trained with $\mathcal{P}_E$ and $\mathcal{P}_D$ frozen. The predictor head $\mathcal{P}_P$ can be frozen, tuned on a single deployment scene, or tuned jointly across multiple scenes. + +latent prompt we call a latent corridor, a non-physical corridor that informs the predictor of human behavior patterns in a specific deployment scene. In this section, we detail our predictor architecture, prompt representation and training, and investigate a suite of latent corridor prompting configurations. + +# 4.1 Base Trajectory Predictor Architecture + +Our base predictor model, $\mathcal{P}$ , consists of three modules: an encoder $\mathcal{P}_E$ , decoder $\mathcal{P}_D$ , and predictor head $\mathcal{P}_P$ (see Figure 2). We use the YNet encoder for $\mathcal{P}_E$ , and trajectory decoder architecture for $\mathcal{P}_D$ and $\mathcal{P}_P$ [27]. + +Scene and trajectory representation. To capture the scene, the RGB image $I$ of the first video frame is processed with the Mask2Former semantic segmentation model [8, 9]. The final semantic segmentation map, $S$ , is obtained by downsampling the segmentation classes to $C = 12$ meaningful classes for pedestrians in outdoor environments. We follow [27], and convert the history of observed agent positions $x_{\tau - H: \tau} \in \mathbb{R}^{H \times 2}$ into a trajectory of heatmaps, $\mathbf{M}_{\tau - H: \tau}$ , each of the same spatial size as $I$ , for a total size of $H \times h \times w$ . Heatmaps are concatenated with the semantic segmentation map $S$ ; the final input into $\mathcal{P}$ is $\mathbf{o}_{\tau} := ([\mathbf{M}_{\tau - H: \tau}, S])$ of size $(C + H) \times h \times w$ . The predictor also outputs a trajectory of heatmaps, $\hat{\mathbf{M}}_{\tau + 1: \tau + T}$ . The corresponding ground truth $T$ -step future agent trajectory, $\mathbf{y}_{\tau} \in \mathbb{R}^{T \times 2}$ , is also converted into a trajectory of heatmaps, $\mathbf{M}_{\tau + 1: \tau + T}$ , for loss computation. + +Loss function. We train the predictor with a binary cross entropy loss on the trajectory heatmaps, + +$$ +\ell := \sum_ {\tau} \operatorname {B C E} \left(\mathcal {P} \left([ \mathbf {M} _ {\tau - H: \tau}, S ]\right), \mathbf {M} _ {\tau + 1: \tau + T}\right). \tag {2} +$$ + +For evaluation, a softargmax operation is used to sample 2D points from the predicted heatmap $\hat{\mathbf{M}}_{\tau +1:\tau +T}$ as in [27]. This yields predictions in x-y pixel space, $\hat{\mathbf{y}}_{\tau} = \hat{y}_{\tau +1:\tau +T}$ , for computing displacement error metrics in Section 6 with respect to the ground-truth future positions, $\mathbf{y}_{\tau}$ . + +# 4.2 Representing & Learning Latent Corridors + +Our key idea for adapting trajectory predictors is to augment the frozen base model $\mathcal{P}$ with a set of trainable prompts, called latent corridors, which learn new trends in how humans interact with the scene or with each other. For effective adaptation, we seek two key properties for our latent corridors: parameter-efficient (i.e., we want to minimize the number of parameters that are tuned from new deployment data) and spatially scene-grounded (i.e., the latent should have pixel-wise alignment with the scene image). We first outline our prompting approach, and then discuss a compact but spatially-grounded representation of the prompt that is amenable to parameter-efficient learning. + +Latent corridor prompt. For each of the $K$ deployment scenes, we introduce a unique trainable prompt, $p_k \in \mathbb{R}^{h \times w}$ , of the same spatial size as the image $I$ that is input into the predictor (left, Fig. 2). For a network that has adapted to $K$ scenes, we have a set $K$ of prompts $p \coloneqq \{p_0, p_1, \ldots, p_K\}$ . Thus, our adaptation rule to scene $k$ is + +$$ +\mathcal {A} := \mathbf {M} _ {t} \oplus p _ {k} \quad \forall t \in \{\tau - H, \dots , \tau \}. \tag {3} +$$ + +The prompt is summed element-wise to each of the input heatmaps corresponding to the observed trajectories; let $\widetilde{\mathbf{M}} = \mathbf{M} \oplus p$ denote this for any original $\mathbf{M}$ . See Supplement Sec.1 for an ablation on prompt location. The adapted predictor takes as input $\mathcal{P}([\widetilde{\mathbf{M}}_{\tau - H: \tau}, S])$ . + +A compact but spatially-grounded representation. In Equation (3), the prompt is assumed to be the same size as the image, $h \times w$ , which is nice for spatial alignment between the prompt and scene. However, in our experiments, where all images are of size $h = 288$ and $w = 480$ , this naive image-based representation requires learning an additional 138K parameters. Considering that our base predictor $\mathcal{P}$ has $\sim 900\mathrm{K}$ trainable parameters, this prompt increases the model parameter size by over $15\%$ . Instead, we propose a low-rank representation of the prompt with rank 1. We initialize our latent corridor as a vector of dimension $h + w$ using Kaiming initialization [14], and parameterize the full prompt as the outer product of the $h$ and $w$ dimensional vectors. This lightweight representation preserves the spatial relationship between the prompt, scene, and trajectory heatmaps and is significantly more compact: it increases the model parameter size by less than $0.1\%$ . We find empirically that this rank 1 matrix performs similarly to a full rank matrix. + +Training. We learn the prompt $p$ while the predictor encoder $\mathcal{P}_E$ and decoder $\mathcal{P}_D$ are frozen. The predictor head $\mathcal{P}_P$ is optionally tuned and the latent corridors can be trained individually on one scene at a time, or simultaneously amongst many scenes (see Section 4.3). We use the same trajectory loss $\ell$ from Equation (2) that the base predictor was pre-trained with. + +# 4.3 Prompting configurations + +One of the strengths of our latent corridors approach is that it is compatible with a suite of deployment desiderata that can inform how the prompts are incorporated into the predictor. We identify and study three settings. In each setting, $K$ unique prompts are trained on $K$ deployment scenes individually, but the treatment of the predictor head differs. + +1. Latent corridor adaptation (LC): The simplest use of latent corridors is to keep the entire base predictor frozen, including the original predictor head $\mathcal{P}_P$ . This design is the fastest to train since it has the smallest number of trainable parameters, so it is desirable when rapid adaptation to short-term transient events occurs. It also enables easy recovery of the base predictor model and its original performance by simply not inputting a prompt. + +2. Multi-scene finetuning (LC + Joint FT): In this setting, each of the $K$ deployment scenes has a unique latent, but one single predictor head $\mathcal{P}_P$ is jointly tuned across the $K$ scenes. The latents retain unique scene information, but $\mathcal{P}$ is better adapted to in conjunction with the per-scene latents. Similarly to the LC approach above, this is a more compact configuration since one prediction model is used for all scenes, so it is desirable if deployment hardware has limited space. It is also faster to train than per-scene finetuning especially as $K$ grows, since multiple predictor heads do not have to be tuned. + +3. Per-scene finetuning (LC + Per-Scene FT): If one seeks to maximize performance within a specific deployment scene, one can jointly finetune $K$ predictor heads $\mathcal{P}_{P_k}$ with $K$ latent corridors (one per scene). While this results in the need for a unique predictor for each deployment scene, we find empirically that this method achieves best in-scene adaptation performance. + +# 5 Experimental Setup + +We study our approach on synthetic and real datasets. Here, we detail these datasets, describe how we evaluate adaptation quality over time, and outline our trajectory predictor baselines. Together, our experiments on MOT, WildTrack and EarthCam scenes cover a diverse range of key real-world properties including different lighting conditions, flat vs varied environment topologies, different crowd densities, and a variety of types of scenes. + +# 5.1 Datasets + +MOTSynth. We start in simulation with MOTSynth [12], a synthetic pedestrian detection and tracking dataset of over 700 90-second videos with varying camera viewpoints and outdoor environments. Pedestrians carry out simple actions such as walking, standing, or running, and follow manually pre-planned flows as well as a collision avoidance algorithm. MOTSynth has over 17 hours of video; we select a subset of approximately 11 hours of video corresponding + +to the 437 scenes with a static camera. Due to the large size of the dataset and perfect ground truth detections, MOTSynth was a good starting point. + +MOT & WildTrack. We also evaluated our approach on the real-world pedestrian datasets MOT and WildTrack. WildTrack [7] consists of 7 static camera viewpoint videos of pedestrians walking through a plaza. We randomly selected 3 videos and took the first 5 minutes of each video. MOT, the multiple object tracking benchmark, consists of several video datasets of pedestrians navigating outdoor environments. We combined the datasets MOT15 [21], MOT16 [32], and MOT20 [11], and removed videos with dynamic cameras, pedestrian density of less than 10, and length less than 45s, leaving 4 scenes: MOT16-03, MOT20-02, AVG-TownCentre, and PETS09-S2L2. + +EarthCam. We evaluate our approach in-the-wild on data from https://www.earthcam.com, which has livestream webcam data from around the world available, and from which we scrape four 5 minute segments of data. + +# 5.2 Train-Test Split Over Time in Human Seconds + +Given a video of pedestrians in motion, we prepare our dataset to adapt to the scene as follows. We use provided annotations or run ByteTrack [54] to get tracklets of all $N$ detectable identities in the video. Tracklets are downsampled to 2 timesteps per second, then windowed by 20 timesteps with an observed length $H = 8$ and future length $T = 12$ . Then, we sort the $N$ identities chronologically by their first appearance in the scene. We select the first $80\%$ of identities that appear in the scene for our training dataset, and hold out the last $20\%$ for the testing set. When we conduct experiments over time, the testing set is always the same $20\%$ of identities, whereas the training set consists of the first $m\%$ of identities, $m \leq 80\%$ . We report adaptation time in human-seconds of observation, where 1 person for 1 second is 1 human-second, so for instance, 30 people observed for 10 seconds each would be 300 human-seconds. + +# 5.3 Base Predictor Pre-Training Dataset + +We first pre-train our base predictor $\mathcal{P}$ described in Sec 4.1 on a dataset $\mathcal{D}$ which consists of simulated human pedestrian agents moving around various outdoor environments, captured from a single static RGB camera with any point of view (not necessarily birds eye view). This dataset comes from 437 90-second MOTSynth videos with a static camera. We pre-train our predictor on a train-test split over time of $\mathcal{D}$ as described in the previous section. + +# 5.4Baselines + +We evaluate our method with the following baselines. + +1. Constant velocity: As in [5]. +2. Learned trajectory: Simplified PECNet [28], which is a predictor learned from position histories but no scene information. + +
MethodMOTSynthMOTWildtrackEarthCam
ADEFDEADEFDEADEFDEADEFDE
Constant velocity78.5160.447.799.344.990.127.352.2
Learned trajectory (PECNet-Ours)51.2100.049.7103.443.883.134.355.5
Scene-aware (YNet-Ours)47.396.544.291.033.667.723.944.4
ATP (Finetune)--41.886.931.763.521.938.7
ATP (LC)44.690.243.089.232.965.923.442.8
ATP (LC + Joint Finetune)42.685.3------
ATP (LC + Per-Scene Finetune)--37.474.327.454.717.530.8
+ +Table 1: Our method vs baselines on synthetic and real-world datasets. The average ADE and FDE in pixel space of (left-to-right) 437 MOTSynth scenes, 4 MOT scenes, 3 WildTrack scenes, and 4 EarthCam scenes. Across these synthetic and real deployment scenes, our latent corridor-only adaptation method is comparable to finetuning the predictor head and outperforms non-adaptive baselines. Our method with latent corridors and per-scene finetuning consistently outperforms all other approaches. + +3. Scene-aware: Simplified YNet [27], which is a learned predictor with position and scene input. See Supplement Sec. 3 for a comparison with YNet. +4. ATP Finetune: Adaptation baseline which finetunes scene-aware predictor head $\mathcal{P}_P$ without latent corridors. + +We implement the learned trajectory baseline by taking the encoder, decoder and trajectory loss from PECNet [28]; we use a successful architecture on the trajectory prediction problem, removing multimodality for simplicity. Similarly, YNet's [27] encoder and trajectory decoder are used for the scene-aware baseline. + +# 5.5 Metrics + +Our experiments are evaluated using the Average Displacement Error (ADE) [35] and Final Displacement Error (FDE) [2] metrics. ADE is the average $l_{2}$ error between the entire predicted and ground truth trajectory, while FDE is the $l_{2}$ error between just the final point of the predicted and ground truth trajectories. + +# 6 Results + +Here, we detail quantitative and qualitative results on MOTSynth, MOT, and WildTrack, and EarthCam datasets. + +# 6.1 MOTSynth Results + +We first evaluate predictor improvement enabled by latent corridors when the deployment scene is in the pre-training dataset, $\mathcal{D}$ . We train the baselines and two variants of our ATP method (LC and LC + Joint Finetune, described in Sec. 4.3) on the MOTSynth pre-training dataset $\mathcal{D}$ . All models see the same training data, and both the scene-aware baseline and our adaptive method are conditioned on scene semantic segmentation maps. Results are in the first column of Table 1. The learned trajectory baseline significantly improves over constant velocity, and adding in scene awareness results in a $7.6\%$ performance gain on ADE and $3.5\%$ gain on FDE. Our latent corridor approach results in a $5.7\%$ + +![](images/3851d761095c5797dbaf9539a3f30092f577b232f7df8382768fb7a20bcbf535.jpg) +Fig. 3: Qualitative results on MotSynth (top; synthetic) and MOT and WildTrack (bottom; real). These examples show scenarios where our LC + per-scene finetune ATP method (orange) outperforms the scene-aware baseline (purple). In several MOTSynth examples, the baseline predicts the pedestrian floats into the air (top row), while our method has gained awareness of where the 3D ground plane lies in the 2D image. We also note that patterns of behaviour such as walking on the sidewalk instead of into the road (second row left) and walking up the traversable portion of stairs (second row right) are captured. On real data, we observe similar awareness of the ground plane and obstacles, as well as a better understanding of nuanced human behavior patterns such as crossing diagonally across a plaza. + +![](images/0058ff4e2561564f26961cdcaa831b95b4fcbfc555bc0cac859f9231519dcb84.jpg) + +and $9.9\%$ improvement over the scene-aware baseline for ADE, without and with joint finetuning of the predictor layer respectively, and a $6.5\%$ and $11.6\%$ improvement on FDE. This indicates that our latent corridor approach more effectively learns scene-conditioned information that is useful for the trajectory prediction task. + +Next, for a random subset of 25 of the MOTSynth scenes, we additionally train latent corridors with per-scene finetuning (LC + Per-Scene FT, Sec 4.3). The datasets $\mathcal{D}_{0:t}^{\prime}$ correspond to increasing human-second lengths. The test set trajectories are the last $20\%$ of agents in the deployment scene, and the training sets consist of the first 2, 4, 8, 16, 32, 48, 64 and $80\%$ of agents to enter the scene. Results normalized per-scene and averaged are shown in Fig. 5b. Using only latent corridors performs comparably to only finetuning the last layer for each deployment scene, while latent corridors with per-scene finetuning yields significant performance gains. We visualize the ADE results per-scene with our + +![](images/805dab85b3c33b6809661352006faf50ad990eb5a01ee3333cc19b2e1259ad4a.jpg) +Fig. 4: Qualitative results over time. Our method's predictions trained on a short number of human seconds (2%) are shown in light orange, to dark orange for a human seconds training time of 80%. With the latent corridor trained on a tiny amount of data, the predictions can significantly improve, but at times are close to the baseline. When more human seconds of data are seen, the adaptation results consistently improve. + +![](images/7ce4d0a46122ed0d8249b9728b04b082bd77c383a4a9dcf34cc728b4d701a594.jpg) +Fig. 5: Learning latent corridors over time. (a and b): The x-axis represents adaptation time in human-seconds, or the amount trajectories used to train $\mathcal{A}(\mathcal{P})$ , and the y-axis represents the ADE. Results are normalized per-scene and averaged over models trained on 25 MOTSynth scenes (a) and 7 from MOT and WildTrack (b), with shaded area $\sigma /10$ . On all data, even with a short adaptation time, our methods improve on the baselines, and as adaptation time increases, performance improves. Latent corridors + per-scene finetuning has the best performance. c) Comparison to baseline over many MOTSynth scenes for models trained with $8\%$ (point) and $80\%$ (arrowhead) human-second datasets. Each arrow represents one scene, with the ADE using our ATP method plotted against the scene-aware baseline ADE. For some deployment scenes, the scene-aware baseline suffices, whereas other scenes see much more significant benefits from our method. + +$\mathrm{LC} +$ finetuning method trained with $8\%$ and then trained with $80\%$ of the data in Fig. 5c. We see that while the effectiveness of the adaptation for varying time horizons differs for each deployment scene, there are many scenes where adaptation yields significant gains, and some where the improvement on ADE error is up to $63.4\%$ . We hypothesize that scenes where our method yields smaller gains exhibit behaviors and environment geometries that the prior $\mathcal{P}$ is sufficient for. Qualitative results. Visualizations from the per-scene models can be seen in Fig. 3 and Fig. 4. We observe many examples where the scene-aware baseline seems to lack awareness of the ground plane. In multiple instances, the scene-aware baseline predicts a pedestrian floats into the air (Fig. 3 top row and Fig. 4), whereas our predictions lie closely in line with the ground truth trajectory in terms of distance from the ground plane. This holds even for non-planar ground planes: When a pedestrian walks up stairs, our model seems to better understand + +their 3D structure, for example in the bottom right of Fig. 4. Additionally, our approach captures trends of behaviour in scenes such as walking on the sidewalk instead of into the road, walking around the rotunda, and walking up the section of smaller, easily traversable steps (see Fig. 3 second row, left to right). + +# 6.2 MOT and WildTrack Results + +We next investigate if latent corridors help predictor adaptation when the deployment scene is outside of the pre-training dataset, and if latent corridors outperform ATP via direct finetuning on deployment data. Specifically, we use the base predictor $\mathcal{P}$ which only saw MOTSynth data $\mathcal{D}$ and then directly do sim-to-real adaptation via latent prompting, finetuning, or a combination thereof using each of seven real human pedestrian scenes from MOT and Wildtrack as $\mathcal{D}'$ . Plots of the ADE over time averaged over these scenes is shown in Figure 5a. Regardless of the ATP setting, adaptation over time results in a consistent error reduction compared to the baselines. While only finetuning seems to be slightly more effective on real-world scenes than prompting alone, our latent corridors + per-scene finetuning approach is significantly more effective (11.2%) than finetuning alone (see Table 1). + +Qualitative results. Visualizations of baselines and our LC + PSF approach on MOT and WildTrack are in Fig. 3. Similar trends from experiments on synthetic data carry over. Our approach enables the predictor to better ground future behavior in the scene geometry: for example, pedestrians are no longer predicted to float upwards (third row, left and middle), and future behavior is guided by a finer-grained awareness of obstacles (third row right, bottom row left and middle). We also observe our adapted predictor learning trends in human behavior: in the WildTrack plaza environment shown in Fig. 1 middle row and Fig. 3 bottom right, pedestrians tend to avoid the middle of the plaza and instead cross it diagonally. Our method learns this subtle, scene-specific behavior pattern and thus predicts more accurately. + +# 6.3 EarthCam Results + +Finally, we evaluate the performance of our approach on truly "in-the-wild" data by scraping four 5-minute videos of pedestrian data captured in different locations: Rick's Cafe in Jamaica, Times Square in New York City, and Bourbon Street in New Orleans during daytime and nighttime. We use ATP as in Sec. 6.2. Quantitatively, the results on this in-the-wild data align with our results on real and synthetic data: our ATP model with latent corridors and per-scene finetuning outperforms the non-adaptive baselines and pure finetuning (see Table 1). Qualitatively in Fig. 6, we see a variety of interesting adaptations. At the cafe, there is a complicated path through an overlook that twists down stairs towards the water. The scene-aware baseline often predicts that people will jump over a ledge, whereas our method learns the boundaries of the paths that people follow and is able to predict that people will stay within those boundaries. In Times Square, the scene-aware baseline does not recognize that people on a billboard will stay within the billboard, whereas our method is able to recognize that. + +![](images/2fe084230e79c409c83ed8e19c3aa5721403a8a74dfab55abd509c47e37b12a8.jpg) +Fig. 6: Results on EarthCam webcam data. At a cafe in Jamaica (top left 2 panels) with an overlook and stairs on the edge of the water, our model (orange) is able to correctly predict that people will stick to moving up and down the path created by the stairs, while the scene-aware baseline (purple) predicts people will walk directly into the water or over the edge of the path. In Times Square, a billboard depicts human actors in motion (top right 2 panels). The scene-aware baseline assumes that these actors will move following their observed history, while our model correctly predicts that anyone in the area of the billboard will stay in the billboard. We train our method on one NoLA intersection during the daytime (bottom left 2 panels), when pedestrians must obey vehicles moving through the street, and at nighttime (bottom right 2 panels), when pedestrians take over. During the day, the model learns to account for humans walking through crosswalks instead of diagonally into the intersection, and to account for transient push-carts in the area. + +In the NoLA videos, our method adapts to daytime patterns where pedestrians navigate around carts and don't frequently walk diagonally through streets because of through-traffic, but when the adaptive predictor observes nighttime behavior, it no longer has to respect these daytime patterns and learns to predict pedestrians as crossing diagonally. Similarly to the prior datasets, our ATP model again learns to ground pedestrian future behavior in the 3D ground plane. + +# 7 Conclusion + +In this work, we formalize and study the problem of adaptive trajectory prediction: the ability of human predictors to adapt to changing deployment conditions and environments. To this end, we proposed a lightweight adaptation approach grounded in image-based prompt tuning called latent corridors. Through extensive experiments on both simulated and real-world pedestrian datasets, we observed that latent corridors enable a data-efficient way to adapt pre-trained predictors to new deployment-scene-specific human behavior. + +Acknowledgements We thank Anastasios Angelopoulos, Antonio Loquercio, and Jathushan Rajasegaran for useful discussions and feedback. This work was supported by ONR MURI N00014-21-1-2801 and a NSF Graduate Fellowship. + +# References + +1. 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Human trajectory prediction is typically posed as a zero-shot generalization problem: a predictor is learnt on a dataset of human motion in training scenes, and then deployed on unseen test scenes. While this paradigm has yielded tremendous progress, it fundamentally assumes that trends in human behavior within the deployment scene are constant over time. As such, current prediction models are unable to adapt to transient human behaviors, such as crowds temporarily gathering to see buskers, pedestrians hurrying through the rain and avoiding puddles, or a protest breaking out. We formalize the problem of context-specific adaptive trajectory prediction and propose a new adaptation approach inspired by prompt tuning called latent corridors. By augmenting the input of a pre-trained human trajectory predictor with learnable image prompts, the predictor improves in the deployment scene by inferring trends from extremely small amounts of new data (e.g., 2 humans observed for 30 seconds). 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Qualitatively, we observe that latent corridors imbue predictors with an awareness of scene geometry and context-specific human behaviors that non-adaptive predictors struggle to capture." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 159, + 468, + 453, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 468, + 453, + 491 + ], + "spans": [ + { + "bbox": [ + 159, + 468, + 453, + 491 + ], + "type": "text", + "content": "Keywords: human trajectory prediction, adaptation, test-time training, image prompt tuning" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 510, + 230, + 522 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 510, + 230, + 522 + ], + "spans": [ + { + "bbox": [ + 132, + 510, + 230, + 522 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 629 + ], + "type": "text", + "content": "Human motion prediction is a fundamental skill for intelligent systems to effectively navigate the world, assist end-users, and visually survey a scene. To date, learning-based human trajectory prediction has been extensively studied, making huge strides in predicting multimodal future behavior [28], modeling multi-agent social interactions [2,18,39], and accounting for scene context [27,55]. Some approaches have exploited the fact that humans tend to move in similar patterns by storing prior trajectories in a bank and matching a current observed trajectory to the closest stored one [30,31,49,53]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "content": "However, a fundamental assumption underlies the current trajectory prediction paradigm: predictors are assumed to be deployed within an unchanging context. Nevertheless, in the real world, the context—and thus patterns of human" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 138, + 114, + 478, + 287 + ], + "blocks": [ + { + "bbox": [ + 138, + 114, + 478, + 287 + ], + "lines": [ + { + "bbox": [ + 138, + 114, + 478, + 287 + ], + "spans": [ + { + "bbox": [ + 138, + 114, + 478, + 287 + ], + "type": "image", + "image_path": "5c6335855e8c0fd81f64e6b0fd113e581299c5b87f1dac622ac17f0feb341c8a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "lines": [ + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "text", + "content": "Fig. 1: Adaptive trajectory prediction. (left) Given a history of human behavior (shown in black), the pre-trained predictor " + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "text", + "content": " is unable to understand deployment scene-specific behavior trends, like people entering a subterranean subway entrance (bottom row) or mostly choosing to traverse the staircase as opposed to exploring other parts of the scene at nighttime (top row). (right) When adapting, the number of people and amount of time determine the total number of trajectories observed, and we denote this time-dependent quantity human-seconds. Here, the three columns correspond to our method trained for a very small (left), medium (middle), and large amount of human-seconds (right). Our adaptive latent corridors approach enables " + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "text", + "content": " to quickly learn context-specific trends, improving predictions with even small amounts of data, and closing the gap between the ground-truth (green) and predicted behavior (orange). For example, in the middle row, " + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 293, + 482, + 458 + ], + "type": "text", + "content": " predicts the person will move towards the camera, but as our method sees more human-seconds of data, it adapts to the trend that at this point of scene capture in the plaza, people tend to avoid the center of the plaza and instead move diagonally across it." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "type": "text", + "content": "behavior—will inevitably change over time, as Whyte observed in his famous study of urban public spaces [48]. For example, a new subway entrance being built causes people to descend and exit in new patterns (bottom row, Fig. 1), and icy sidewalks in the winter will be traversed differently than clear ones in the summer. These changes happen on shorter temporal horizons, too: Humans rushing to work during the day will largely ignore each other while nighttime party-goers will walk in cliques. A college campus will be quiet while class is in session and chaotic in the 10 minute period where students rush between classes. Even if data is captured from exactly the same location, human behavior patterns can change in minutes or hours. When faced with such changes, the performance of existing trajectory predictors immediately degrades." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Here, we study how to efficiently adapt pre-trained trajectory predictors to observed human behavior within a deployment scene (right, Fig. 1). Our technical approach takes inspiration from the recently popularized paradigm of prompt-tuning in large language models [23], but instantiates this idea within the adaptive trajectory prediction problem. Specifically, we augment the input to an" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 283 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 283 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 283 + ], + "type": "text", + "content": "existing human trajectory predictor with a set of latent image prompts, one per each instance of a deployment scene we wish to adapt to. We leave all or most of the predictor frozen, and tune each input prompt with the same trajectory prediction loss that is used to train the base predictor, letting cues in human behaviour be captured while preserving useful structure in the original predictor (e.g., even if a new subway entrance lets people descend into the ground, other people may still move towards the existing above-ground coffee shops). Our adaptation is data-efficient: even extremely small amounts of new human trajectories (e.g., " + }, + { + "bbox": [ + 130, + 116, + 482, + 283 + ], + "type": "inline_equation", + "content": "< 1" + }, + { + "bbox": [ + 130, + 116, + 482, + 283 + ], + "type": "text", + "content": " minute of human seconds, corresponding to 2 humans observed over 30 seconds) can leak sufficient information about how humans interact with the scene (e.g., new subway entrance) or with each other (e.g., nighttime social cliques) to learn this prompt and improve future trajectory prediction. We call our learnable prompt a *latent corridor*: a non-physical corridor that guides human behavior in this scene." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 285, + 482, + 465 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 285, + 482, + 465 + ], + "spans": [ + { + "bbox": [ + 130, + 285, + 482, + 465 + ], + "type": "text", + "content": "Given the small amounts of data, latent corridors train quickly—on average within minutes on a single 2080 Ti GPU—even without optimizations to improve training speed. With more compute resources and training optimization, latent corridors hold the potential to learn in real time, adapting to transient events such as fire starting or a musician busking. Even with minimal compute and optimization, we also find useful offline applications of latent corridors for adaptation to repeated events. For example, imagine analyzing pedestrian flow in a downtown business district — it will differ during the rush hour before work on the weekday and on a weekend morning. During the course of a week, latent corridors could be trained to adapt to the varying scene and context specific behaviours present on different days, times, and surveillance camera viewpoints. Once training is complete, adapted models could be used online for months, until an event such as construction starting or a change of season causes a significant change in behaviour. Our method is lightweight, making swapping latent corridors for different times of day or locations inexpensive, even on device." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "content": "In our experiments, learning latent corridors for prediction adaptation enables " + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "inline_equation", + "content": "23.9\\%" + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "content": " prediction accuracy improvement on simulated data from MOT-Synth [12] compared to a non-adaptive predictor that takes as input the scene and has seen all the same training data. On real data from MOT and WildTrack [7], we see a " + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "inline_equation", + "content": "16.4\\%" + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "content": " improvement on non-adaptive predictors and an " + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "inline_equation", + "content": "11.2\\%" + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "content": " improvement with adapting via our method as opposed to just fine-tuning, and on in-the-wild webcam data we see respective improvements of " + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "inline_equation", + "content": "26.8\\%" + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "inline_equation", + "content": "20.0\\%" + }, + { + "bbox": [ + 130, + 467, + 482, + 586 + ], + "type": "text", + "content": ". Latent corridor adaptation can improve prediction performance even with a very small amount of data, and continually improves as more data is observed over time." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 588, + 358, + 600 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 588, + 358, + 600 + ], + "spans": [ + { + "bbox": [ + 146, + 588, + 358, + 600 + ], + "type": "text", + "content": "To summarize, our contributions are as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 616, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 136, + 616, + 400, + 627 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 616, + 400, + 627 + ], + "spans": [ + { + "bbox": [ + 136, + 616, + 400, + 627 + ], + "type": "text", + "content": "1. We formalize the adaptive trajectory prediction problem." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 136, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 136, + 629, + 481, + 665 + ], + "type": "text", + "content": "2. We propose a novel method for adaptive trajectory prediction by learning lightweight latent corridor prompts in image space, outperforming non-adaptive trajectory predictors with less than a " + }, + { + "bbox": [ + 136, + 629, + 481, + 665 + ], + "type": "inline_equation", + "content": "0.1\\%" + }, + { + "bbox": [ + 136, + 629, + 481, + 665 + ], + "type": "text", + "content": " parameter increase." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "spans": [ + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "text", + "content": "3. We demonstrate qualitative and quantitative improvements of up to " + }, + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "inline_equation", + "content": "23.9\\%" + }, + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "text", + "content": " ADE improvement in MOTSynth simulated data, " + }, + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "inline_equation", + "content": "16.4\\%" + }, + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "text", + "content": " ADE in MOT and Wildtrack real pedestrian data, and " + }, + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "inline_equation", + "content": "26.8\\%" + }, + { + "bbox": [ + 136, + 116, + 482, + 163 + ], + "type": "text", + "content": " ADE on in-the-wild webcam data, over a scene-aware baseline." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 181, + 237, + 194 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 181, + 237, + 194 + ], + "spans": [ + { + "bbox": [ + 132, + 181, + 237, + 194 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 205, + 481, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 205, + 481, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 205, + 481, + 361 + ], + "type": "text", + "content": "Human Trajectory Prediction is a well-studied problem with a long and rich history [36]. Prediction methods started from simple models such as social forces [5, 15], and later added multimodality through Gaussian processes [42]. Recently, modern learning-based predictors have made significant progress in incorporating social interactions between humans modelled via RNNs [17, 39, 44], GANs [13], or conditional VAEs [28], all while generating multimodal future trajectories. Another line of work incorporates the scene context in predictions, getting neural network features from a scene map [20, 22, 29, 30, 37, 43, 51], embedding gridded scene context in an LSTM [29, 52], and more recently using transformers [33, 38]. A few works incorporate scene context by projecting the trajectories into heatmaps so that the network can reason in image space [6, 27], allowing for longer-term predictions. Our work builds upon these advances by adapting an RGB scene-aware pre-trained trajectory predictor [27] over time." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 363, + 481, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 363, + 481, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 363, + 481, + 602 + ], + "type": "text", + "content": "Adapting Human Trajectory Predictors. In the past few years, there has been a growing interest in lightweight ways to modify pre-trained predictors to new data. The key differences between these works lie in 1) what they are adapting to, and 2) how they adapt. Several works focus on cross-domain transfer, wherein a predictor trained for trajectory prediction in domain A (e.g., New York) is adapted to work in domain B (e.g., London). These works leverage architectures that partition generic trajectory prediction from domain-specific features [46, 50], leverage adaptive meta-learning via Kalman filtering [16], or simply finetune the prediction network on new data [25]. Other works focus on online adaptation over time, for example by adapting to different agent dynamics using recursive least squares [1,10]. A few approaches carry out continual learning by storing embedded past/future trajectory pairs in a memory bank [30, 49, 53] or clustering them [41], predicting by matching an individuals history to the most similar stored past. Going a step further, [31] instead stores representative group trajectories in a scene and during inference, refines the selected trajectory with scene segmentation. In contrast, our novel prompting-based adaptation approach is memory-efficient, using constant extra parameter space regardless of trajectory dataset size, and inherently utilizes the scene segmentation, not requiring extra refinement steps. It also directly augments an existing model as opposed to requiring a new, specialized architecture." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": "Prompt Tuning in Language & Vision. With the rise of large pre-trained models, efficient adaptation for downstream tasks has gained increasing interest. In the large language model domain, prompt tuning—wherein a few tunable tokens (i.e., prompt) are prepended to input text and tuned per downstream task—has been shown to be remarkably effective [23, 24, 26]. In vision models," + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 236 + ], + "type": "text", + "content": "image prompts [45] have been introduced to adapt a vision model to new tasks [3] or instruct an inpainting model to carry out various computer vision tasks [4]. Recently, there have also been attempts at visual prompt tuning, showing that large vision transformers can benefit from utilizing tuned prompts for continual learning or transfer learning [19, 34, 40, 47]. While our task is different, we were inspired by the prompting scheme of [19] that learned classification on a new dataset by introducing a trainable input space prompt and tuning the prompt along with the transformer predictor head. We use visual prompts as a lightweight way of adapting a trajectory predictor. To our knowledge, we are the first work to apply prompt tuning to human trajectory prediction." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 241, + 282, + 253 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 241, + 282, + 253 + ], + "spans": [ + { + "bbox": [ + 131, + 241, + 282, + 253 + ], + "type": "text", + "content": "3 Problem Formulation" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": "Here, we present a formalization of our proposed adaptive trajectory prediction problem. We seek to generate accurate future trajectories of " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " agents in a scene. At any time " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": ", let " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\mathbf{o}_{\\tau} := o_{\\tau - H: \\tau} \\in \\mathcal{O}" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " be the " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": "-step history of observations input into the predictor, " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\mathbf{y}_{\\tau} := y_{\\tau + 1: \\tau + T} \\in \\mathcal{Y}" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " be the ground-truth " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": "-step future trajectory, and " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{y}}_{\\tau} := \\hat{y}_{\\tau + 1: \\tau + T} \\in \\mathcal{Y}" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " be the prediction outputs. We assume access to a base predictor " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " pre-trained on a human motion dataset consisting of past and ground-truth future trajectories, " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\mathcal{D} = \\{\\mathbf{o}_i, \\mathbf{y}_i\\}_{i=1}^K" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " to minimize a loss function on trajectories, " + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "inline_equation", + "content": "\\ell" + }, + { + "bbox": [ + 130, + 258, + 480, + 353 + ], + "type": "text", + "content": " (e.g., mean squared error)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "content": "Adaptive Trajectory Prediction (ATP). We aim to adapt " + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "content": " to a deployment scene by observing new human trajectory data over a time interval. Let the dataset of new human trajectory data be " + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{0:T}^{\\prime}" + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "content": " collected over the " + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "content": " step time interval. Here, " + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^{\\prime}" + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "content": " can contain data from real or synthetic deployment scenes, a new physical environment or one from the pre-training dataset, a new or previously seen time period (e.g., nighttime vs. daytime), and can be obtained by a new or previously seen camera pose. However, we assume that human pedestrians are present in the scene and they are navigating an outdoor environment. We adapt to scenes captured for a similar amount of time, between " + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "inline_equation", + "content": "T = 45" + }, + { + "bbox": [ + 130, + 355, + 480, + 486 + ], + "type": "text", + "content": " seconds and 5 minutes. We aim to adapt to scene-specific characteristics and fluctuating events beyond those that can be exploited by conditioning only on a segmentation map." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "text", + "content": "In the adaptive trajectory prediction problem, a subset of the deployment dataset " + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{0:t}^{\\prime}" + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "inline_equation", + "content": "t < T" + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "text", + "content": " is observed. The goal is to create an adapted model " + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "inline_equation", + "content": "\\mathcal{A}[\\mathcal{P}]" + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "text", + "content": " such that the prediction error decreases over the future observed deployment data " + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{t:T}^{\\prime}" + }, + { + "bbox": [ + 130, + 487, + 480, + 533 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 212, + 534, + 480, + 548 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 534, + 480, + 548 + ], + "spans": [ + { + "bbox": [ + 212, + 534, + 480, + 548 + ], + "type": "interline_equation", + "content": "\\ell (\\mathcal {A} [ \\mathcal {P} (\\mathbf {o}) ], \\mathbf {y}) < \\ell (\\mathcal {P} (\\mathbf {o}), \\mathbf {y}), \\quad (\\mathbf {o}, \\mathbf {y}) \\in \\mathcal {D} _ {t: T} ^ {\\prime}. \\tag {1}", + "image_path": "22afd555320ee1614836b4114dcd167cf3424dfd39a6ffd9e3a6d455558d4928.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "spans": [ + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "content": "Intuitively, as the value of " + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "content": " increases and the adapted predictor sees more data, as long as the context within the window " + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "inline_equation", + "content": "[0:T]" + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "content": " is consistent, the performance of " + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "inline_equation", + "content": "\\mathcal{A}[\\mathcal{P}]" + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "content": " should improve over the pre-trained predictor " + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "content": ". At deployment, " + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "inline_equation", + "content": "\\mathcal{A}[\\mathcal{P}]" + }, + { + "bbox": [ + 130, + 550, + 479, + 597 + ], + "type": "text", + "content": " should have learned scene context-specific characteristics of human behavior." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 613, + 399, + 625 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 613, + 399, + 625 + ], + "spans": [ + { + "bbox": [ + 131, + 613, + 399, + 625 + ], + "type": "text", + "content": "4 Adaptation via Learned Latent Corridors" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "content": "To adapt our trajectory predictor efficiently, we take inspiration from language-based prompt-tuning [23] and instantiate it within our adaptive trajectory prediction problem. Specifically, we augment a frozen base predictor with a learnable" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "type": "text", + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 149, + 114, + 465, + 248 + ], + "blocks": [ + { + "bbox": [ + 149, + 114, + 465, + 248 + ], + "lines": [ + { + "bbox": [ + 149, + 114, + 465, + 248 + ], + "spans": [ + { + "bbox": [ + 149, + 114, + 465, + 248 + ], + "type": "image", + "image_path": "8ce3396aa56674283e7e7a715de1a8429cc58012bce81bbc18dc32e14109059f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "lines": [ + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": "Fig. 2: Adapting a predictor " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " with latent corridors. " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_E" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_D" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " are pretrained on the task of human trajectory prediction, taking as input trajectory heatmaps " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathbf{M}_{\\tau-H:\\tau}" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " and segmentation " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": ", and outputting predicted trajectory heatmaps " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathbf{M}_{\\tau+1:\\tau+T}" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": ". We augment " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " with a per-scene latent corridor " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " which is summed element-wise to the input trajectory heatmaps. The latent corridors are trained with " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_E" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_D" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " frozen. The predictor head " + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 130, + 256, + 482, + 334 + ], + "type": "text", + "content": " can be frozen, tuned on a single deployment scene, or tuned jointly across multiple scenes." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 347, + 482, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 482, + 396 + ], + "type": "text", + "content": "latent prompt we call a latent corridor, a non-physical corridor that informs the predictor of human behavior patterns in a specific deployment scene. In this section, we detail our predictor architecture, prompt representation and training, and investigate a suite of latent corridor prompting configurations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 411, + 359, + 423 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 411, + 359, + 423 + ], + "spans": [ + { + "bbox": [ + 131, + 411, + 359, + 423 + ], + "type": "text", + "content": "4.1 Base Trajectory Predictor Architecture" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": "Our base predictor model, " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": ", consists of three modules: an encoder " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_E" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": ", decoder " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_D" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": ", and predictor head " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": " (see Figure 2). We use the YNet encoder for " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_E" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": ", and trajectory decoder architecture for " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_D" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": " [27]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "spans": [ + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": "Scene and trajectory representation. To capture the scene, the RGB image " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": " of the first video frame is processed with the Mask2Former semantic segmentation model [8, 9]. The final semantic segmentation map, " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ", is obtained by downsampling the segmentation classes to " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "C = 12" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": " meaningful classes for pedestrians in outdoor environments. We follow [27], and convert the history of observed agent positions " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "x_{\\tau - H: \\tau} \\in \\mathbb{R}^{H \\times 2}" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": " into a trajectory of heatmaps, " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\mathbf{M}_{\\tau - H: \\tau}" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ", each of the same spatial size as " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ", for a total size of " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "H \\times h \\times w" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ". Heatmaps are concatenated with the semantic segmentation map " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": "; the final input into " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\mathbf{o}_{\\tau} := ([\\mathbf{M}_{\\tau - H: \\tau}, S])" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": " of size " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "(C + H) \\times h \\times w" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ". The predictor also outputs a trajectory of heatmaps, " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{M}}_{\\tau + 1: \\tau + T}" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ". The corresponding ground truth " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": "-step future agent trajectory, " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\mathbf{y}_{\\tau} \\in \\mathbb{R}^{T \\times 2}" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ", is also converted into a trajectory of heatmaps, " + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\mathbf{M}_{\\tau + 1: \\tau + T}" + }, + { + "bbox": [ + 130, + 467, + 482, + 612 + ], + "type": "text", + "content": ", for loss computation." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 613, + 482, + 638 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 613, + 482, + 638 + ], + "spans": [ + { + "bbox": [ + 130, + 613, + 482, + 638 + ], + "type": "text", + "content": "Loss function. We train the predictor with a binary cross entropy loss on the trajectory heatmaps," + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 211, + 643, + 481, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 643, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 211, + 643, + 481, + 667 + ], + "type": "interline_equation", + "content": "\\ell := \\sum_ {\\tau} \\operatorname {B C E} \\left(\\mathcal {P} \\left([ \\mathbf {M} _ {\\tau - H: \\tau}, S ]\\right), \\mathbf {M} _ {\\tau + 1: \\tau + T}\\right). \\tag {2}", + "image_path": "50f2369a056f5fef49a56951a29df3838a9166c11104715588a77c9efff6b4c5.jpg" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 238, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 238, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 238, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": "For evaluation, a softargmax operation is used to sample 2D points from the predicted heatmap " + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{M}}_{\\tau +1:\\tau +T}" + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": " as in [27]. This yields predictions in x-y pixel space, " + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{y}}_{\\tau} = \\hat{y}_{\\tau +1:\\tau +T}" + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": ", for computing displacement error metrics in Section 6 with respect to the ground-truth future positions, " + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "inline_equation", + "content": "\\mathbf{y}_{\\tau}" + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 178, + 376, + 190 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 178, + 376, + 190 + ], + "spans": [ + { + "bbox": [ + 131, + 178, + 376, + 190 + ], + "type": "text", + "content": "4.2 Representing & Learning Latent Corridors" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 194, + 482, + 302 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 194, + 482, + 302 + ], + "spans": [ + { + "bbox": [ + 130, + 194, + 482, + 302 + ], + "type": "text", + "content": "Our key idea for adapting trajectory predictors is to augment the frozen base model " + }, + { + "bbox": [ + 130, + 194, + 482, + 302 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 194, + 482, + 302 + ], + "type": "text", + "content": " with a set of trainable prompts, called latent corridors, which learn new trends in how humans interact with the scene or with each other. For effective adaptation, we seek two key properties for our latent corridors: parameter-efficient (i.e., we want to minimize the number of parameters that are tuned from new deployment data) and spatially scene-grounded (i.e., the latent should have pixel-wise alignment with the scene image). We first outline our prompting approach, and then discuss a compact but spatially-grounded representation of the prompt that is amenable to parameter-efficient learning." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": "Latent corridor prompt. For each of the " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": " deployment scenes, we introduce a unique trainable prompt, " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "p_k \\in \\mathbb{R}^{h \\times w}" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": ", of the same spatial size as the image " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": " that is input into the predictor (left, Fig. 2). For a network that has adapted to " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": " scenes, we have a set " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": " of prompts " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "p \\coloneqq \\{p_0, p_1, \\ldots, p_K\\}" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": ". Thus, our adaptation rule to scene " + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 304, + 482, + 363 + ], + "type": "text", + "content": " is" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 228, + 370, + 480, + 382 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 370, + 480, + 382 + ], + "spans": [ + { + "bbox": [ + 228, + 370, + 480, + 382 + ], + "type": "interline_equation", + "content": "\\mathcal {A} := \\mathbf {M} _ {t} \\oplus p _ {k} \\quad \\forall t \\in \\{\\tau - H, \\dots , \\tau \\}. \\tag {3}", + "image_path": "0524cf253906fc44c08d21971c09dbc49fbc97edb5b7dad671030b713cf21b46.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "spans": [ + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "text", + "content": "The prompt is summed element-wise to each of the input heatmaps corresponding to the observed trajectories; let " + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "inline_equation", + "content": "\\widetilde{\\mathbf{M}} = \\mathbf{M} \\oplus p" + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "text", + "content": " denote this for any original " + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "inline_equation", + "content": "\\mathbf{M}" + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "text", + "content": ". See Supplement Sec.1 for an ablation on prompt location. The adapted predictor takes as input " + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "inline_equation", + "content": "\\mathcal{P}([\\widetilde{\\mathbf{M}}_{\\tau - H: \\tau}, S])" + }, + { + "bbox": [ + 130, + 386, + 482, + 435 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": "A compact but spatially-grounded representation. In Equation (3), the prompt is assumed to be the same size as the image, " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "h \\times w" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": ", which is nice for spatial alignment between the prompt and scene. However, in our experiments, where all images are of size " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "h = 288" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "w = 480" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": ", this naive image-based representation requires learning an additional 138K parameters. Considering that our base predictor " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": " has " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\sim 900\\mathrm{K}" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": " trainable parameters, this prompt increases the model parameter size by over " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "15\\%" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": ". Instead, we propose a low-rank representation of the prompt with rank 1. We initialize our latent corridor as a vector of dimension " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "h + w" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": " using Kaiming initialization [14], and parameterize the full prompt as the outer product of the " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "w" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": " dimensional vectors. This lightweight representation preserves the spatial relationship between the prompt, scene, and trajectory heatmaps and is significantly more compact: it increases the model parameter size by less than " + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "inline_equation", + "content": "0.1\\%" + }, + { + "bbox": [ + 130, + 436, + 482, + 604 + ], + "type": "text", + "content": ". We find empirically that this rank 1 matrix performs similarly to a full rank matrix." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": "Training. We learn the prompt " + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": " while the predictor encoder " + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_E" + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": " and decoder " + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_D" + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": " are frozen. The predictor head " + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": " is optionally tuned and the latent corridors can be trained individually on one scene at a time, or simultaneously amongst many scenes (see Section 4.3). We use the same trajectory loss " + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\ell" + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": " from Equation (2) that the base predictor was pre-trained with." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "type": "text", + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 289, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 289, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 289, + 129 + ], + "type": "text", + "content": "4.3 Prompting configurations" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "spans": [ + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "type": "text", + "content": "One of the strengths of our latent corridors approach is that it is compatible with a suite of deployment desiderata that can inform how the prompts are incorporated into the predictor. We identify and study three settings. In each setting, " + }, + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "type": "text", + "content": " unique prompts are trained on " + }, + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 136, + 482, + 196 + ], + "type": "text", + "content": " deployment scenes individually, but the treatment of the predictor head differs." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 136, + 205, + 482, + 277 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 205, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 136, + 205, + 482, + 277 + ], + "type": "text", + "content": "1. Latent corridor adaptation (LC): The simplest use of latent corridors is to keep the entire base predictor frozen, including the original predictor head " + }, + { + "bbox": [ + 136, + 205, + 482, + 277 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 136, + 205, + 482, + 277 + ], + "type": "text", + "content": ". This design is the fastest to train since it has the smallest number of trainable parameters, so it is desirable when rapid adaptation to short-term transient events occurs. It also enables easy recovery of the base predictor model and its original performance by simply not inputting a prompt." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "spans": [ + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "content": "2. Multi-scene finetuning (LC + Joint FT): In this setting, each of the " + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "content": " deployment scenes has a unique latent, but one single predictor head " + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "content": " is jointly tuned across the " + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "content": " scenes. The latents retain unique scene information, but " + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "content": " is better adapted to in conjunction with the per-scene latents. Similarly to the LC approach above, this is a more compact configuration since one prediction model is used for all scenes, so it is desirable if deployment hardware has limited space. It is also faster to train than per-scene finetuning especially as " + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 136, + 277, + 482, + 383 + ], + "type": "text", + "content": " grows, since multiple predictor heads do not have to be tuned." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "spans": [ + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "text", + "content": "3. Per-scene finetuning (LC + Per-Scene FT): If one seeks to maximize performance within a specific deployment scene, one can jointly finetune " + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "text", + "content": " predictor heads " + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_{P_k}" + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 136, + 384, + 482, + 445 + ], + "type": "text", + "content": " latent corridors (one per scene). While this results in the need for a unique predictor for each deployment scene, we find empirically that this method achieves best in-scene adaptation performance." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 462, + 272, + 476 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 462, + 272, + 476 + ], + "spans": [ + { + "bbox": [ + 132, + 462, + 272, + 476 + ], + "type": "text", + "content": "5 Experimental Setup" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 487, + 482, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 559 + ], + "type": "text", + "content": "We study our approach on synthetic and real datasets. Here, we detail these datasets, describe how we evaluate adaptation quality over time, and outline our trajectory predictor baselines. Together, our experiments on MOT, WildTrack and EarthCam scenes cover a diverse range of key real-world properties including different lighting conditions, flat vs varied environment topologies, different crowd densities, and a variety of types of scenes." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 576, + 205, + 588 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 576, + 205, + 588 + ], + "spans": [ + { + "bbox": [ + 132, + 576, + 205, + 588 + ], + "type": "text", + "content": "5.1 Datasets" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": "MOTSynth. We start in simulation with MOTSynth [12], a synthetic pedestrian detection and tracking dataset of over 700 90-second videos with varying camera viewpoints and outdoor environments. Pedestrians carry out simple actions such as walking, standing, or running, and follow manually pre-planned flows as well as a collision avoidance algorithm. MOTSynth has over 17 hours of video; we select a subset of approximately 11 hours of video corresponding" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "to the 437 scenes with a static camera. Due to the large size of the dataset and perfect ground truth detections, MOTSynth was a good starting point." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 143, + 481, + 251 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 143, + 481, + 251 + ], + "spans": [ + { + "bbox": [ + 130, + 143, + 481, + 251 + ], + "type": "text", + "content": "MOT & WildTrack. We also evaluated our approach on the real-world pedestrian datasets MOT and WildTrack. WildTrack [7] consists of 7 static camera viewpoint videos of pedestrians walking through a plaza. We randomly selected 3 videos and took the first 5 minutes of each video. MOT, the multiple object tracking benchmark, consists of several video datasets of pedestrians navigating outdoor environments. We combined the datasets MOT15 [21], MOT16 [32], and MOT20 [11], and removed videos with dynamic cameras, pedestrian density of less than 10, and length less than 45s, leaving 4 scenes: MOT16-03, MOT20-02, AVG-TownCentre, and PETS09-S2L2." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 253, + 480, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 253, + 480, + 289 + ], + "spans": [ + { + "bbox": [ + 130, + 253, + 480, + 289 + ], + "type": "text", + "content": "EarthCam. We evaluate our approach in-the-wild on data from https://www.earthcam.com, which has livestream webcam data from around the world available, and from which we scrape four 5 minute segments of data." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 306, + 397, + 319 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 306, + 397, + 319 + ], + "spans": [ + { + "bbox": [ + 131, + 306, + 397, + 319 + ], + "type": "text", + "content": "5.2 Train-Test Split Over Time in Human Seconds" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": "Given a video of pedestrians in motion, we prepare our dataset to adapt to the scene as follows. We use provided annotations or run ByteTrack [54] to get tracklets of all " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " detectable identities in the video. Tracklets are downsampled to 2 timesteps per second, then windowed by 20 timesteps with an observed length " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "H = 8" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " and future length " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "T = 12" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": ". Then, we sort the " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " identities chronologically by their first appearance in the scene. We select the first " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " of identities that appear in the scene for our training dataset, and hold out the last " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " for the testing set. When we conduct experiments over time, the testing set is always the same " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " of identities, whereas the training set consists of the first " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "m\\%" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": " of identities, " + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "inline_equation", + "content": "m \\leq 80\\%" + }, + { + "bbox": [ + 130, + 326, + 482, + 469 + ], + "type": "text", + "content": ". We report adaptation time in human-seconds of observation, where 1 person for 1 second is 1 human-second, so for instance, 30 people observed for 10 seconds each would be 300 human-seconds." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 486, + 347, + 499 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 486, + 347, + 499 + ], + "spans": [ + { + "bbox": [ + 131, + 486, + 347, + 499 + ], + "type": "text", + "content": "5.3 Base Predictor Pre-Training Dataset" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "text", + "content": "We first pre-train our base predictor " + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "text", + "content": " described in Sec 4.1 on a dataset " + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "text", + "content": " which consists of simulated human pedestrian agents moving around various outdoor environments, captured from a single static RGB camera with any point of view (not necessarily birds eye view). This dataset comes from 437 90-second MOTSynth videos with a static camera. We pre-train our predictor on a train-test split over time of " + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 130, + 506, + 481, + 578 + ], + "type": "text", + "content": " as described in the previous section." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 594, + 208, + 605 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 594, + 208, + 605 + ], + "spans": [ + { + "bbox": [ + 131, + 594, + 208, + 605 + ], + "type": "text", + "content": "5.4Baselines" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 613, + 369, + 625 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 613, + 369, + 625 + ], + "spans": [ + { + "bbox": [ + 131, + 613, + 369, + 625 + ], + "type": "text", + "content": "We evaluate our method with the following baselines." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 135, + 629, + 479, + 665 + ], + "type": "list", + "angle": 0, + "index": 13, + "blocks": [ + { + "bbox": [ + 135, + 629, + 272, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 629, + 272, + 641 + ], + "spans": [ + { + "bbox": [ + 135, + 629, + 272, + 641 + ], + "type": "text", + "content": "1. Constant velocity: As in [5]." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 135, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 135, + 641, + 479, + 665 + ], + "type": "text", + "content": "2. Learned trajectory: Simplified PECNet [28], which is a predictor learned from position histories but no scene information." + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 114, + 482, + 213 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 482, + 213 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 482, + 213 + ], + "type": "table", + "html": "
MethodMOTSynthMOTWildtrackEarthCam
ADEFDEADEFDEADEFDEADEFDE
Constant velocity78.5160.447.799.344.990.127.352.2
Learned trajectory (PECNet-Ours)51.2100.049.7103.443.883.134.355.5
Scene-aware (YNet-Ours)47.396.544.291.033.667.723.944.4
ATP (Finetune)--41.886.931.763.521.938.7
ATP (LC)44.690.243.089.232.965.923.442.8
ATP (LC + Joint Finetune)42.685.3------
ATP (LC + Per-Scene Finetune)--37.474.327.454.717.530.8
", + "image_path": "2b4484716c293706b364a147c41240f809ed2ad6b00d28f06de7058fb6a49057.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + }, + { + "bbox": [ + 132, + 215, + 481, + 280 + ], + "lines": [ + { + "bbox": [ + 132, + 215, + 481, + 280 + ], + "spans": [ + { + "bbox": [ + 132, + 215, + 481, + 280 + ], + "type": "text", + "content": "Table 1: Our method vs baselines on synthetic and real-world datasets. The average ADE and FDE in pixel space of (left-to-right) 437 MOTSynth scenes, 4 MOT scenes, 3 WildTrack scenes, and 4 EarthCam scenes. Across these synthetic and real deployment scenes, our latent corridor-only adaptation method is comparable to finetuning the predictor head and outperforms non-adaptive baselines. Our method with latent corridors and per-scene finetuning consistently outperforms all other approaches." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_footnote" + } + ], + "index": 2 + }, + { + "bbox": [ + 135, + 297, + 480, + 344 + ], + "type": "list", + "angle": 0, + "index": 6, + "blocks": [ + { + "bbox": [ + 135, + 297, + 479, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 297, + 479, + 319 + ], + "spans": [ + { + "bbox": [ + 135, + 297, + 479, + 319 + ], + "type": "text", + "content": "3. Scene-aware: Simplified YNet [27], which is a learned predictor with position and scene input. See Supplement Sec. 3 for a comparison with YNet." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 321, + 480, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 321, + 480, + 344 + ], + "spans": [ + { + "bbox": [ + 135, + 321, + 480, + 344 + ], + "type": "text", + "content": "4. ATP Finetune: Adaptation baseline which finetunes scene-aware predictor head " + }, + { + "bbox": [ + 135, + 321, + 480, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_P" + }, + { + "bbox": [ + 135, + 321, + 480, + 344 + ], + "type": "text", + "content": " without latent corridors." + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 349, + 481, + 397 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 349, + 481, + 397 + ], + "spans": [ + { + "bbox": [ + 132, + 349, + 481, + 397 + ], + "type": "text", + "content": "We implement the learned trajectory baseline by taking the encoder, decoder and trajectory loss from PECNet [28]; we use a successful architecture on the trajectory prediction problem, removing multimodality for simplicity. Similarly, YNet's [27] encoder and trajectory decoder are used for the scene-aware baseline." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 410, + 200, + 421 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 410, + 200, + 421 + ], + "spans": [ + { + "bbox": [ + 132, + 410, + 200, + 421 + ], + "type": "text", + "content": "5.5 Metrics" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "spans": [ + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "type": "text", + "content": "Our experiments are evaluated using the Average Displacement Error (ADE) [35] and Final Displacement Error (FDE) [2] metrics. ADE is the average " + }, + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "type": "inline_equation", + "content": "l_{2}" + }, + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "type": "text", + "content": " error between the entire predicted and ground truth trajectory, while FDE is the " + }, + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "type": "inline_equation", + "content": "l_{2}" + }, + { + "bbox": [ + 132, + 425, + 481, + 473 + ], + "type": "text", + "content": " error between just the final point of the predicted and ground truth trajectories." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 481, + 200, + 494 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 481, + 200, + 494 + ], + "spans": [ + { + "bbox": [ + 132, + 481, + 200, + 494 + ], + "type": "text", + "content": "6 Results" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 501, + 481, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 501, + 481, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 501, + 481, + 525 + ], + "type": "text", + "content": "Here, we detail quantitative and qualitative results on MOTSynth, MOT, and WildTrack, and EarthCam datasets." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 543, + 259, + 555 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 543, + 259, + 555 + ], + "spans": [ + { + "bbox": [ + 132, + 543, + 259, + 555 + ], + "type": "text", + "content": "6.1 MOTSynth Results" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "text", + "content": "We first evaluate predictor improvement enabled by latent corridors when the deployment scene is in the pre-training dataset, " + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "text", + "content": ". We train the baselines and two variants of our ATP method (LC and LC + Joint Finetune, described in Sec. 4.3) on the MOTSynth pre-training dataset " + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "text", + "content": ". All models see the same training data, and both the scene-aware baseline and our adaptive method are conditioned on scene semantic segmentation maps. Results are in the first column of Table 1. The learned trajectory baseline significantly improves over constant velocity, and adding in scene awareness results in a " + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "inline_equation", + "content": "7.6\\%" + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "text", + "content": " performance gain on ADE and " + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "inline_equation", + "content": "3.5\\%" + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "text", + "content": " gain on FDE. Our latent corridor approach results in a " + }, + { + "bbox": [ + 132, + 558, + 481, + 666 + ], + "type": "inline_equation", + "content": "5.7\\%" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 114, + 463, + 353 + ], + "blocks": [ + { + "bbox": [ + 151, + 114, + 463, + 353 + ], + "lines": [ + { + "bbox": [ + 151, + 114, + 463, + 353 + ], + "spans": [ + { + "bbox": [ + 151, + 114, + 463, + 353 + ], + "type": "image", + "image_path": "3851d761095c5797dbaf9539a3f30092f577b232f7df8382768fb7a20bcbf535.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 376, + 482, + 487 + ], + "lines": [ + { + "bbox": [ + 130, + 376, + 482, + 487 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 482, + 487 + ], + "type": "text", + "content": "Fig. 3: Qualitative results on MotSynth (top; synthetic) and MOT and WildTrack (bottom; real). These examples show scenarios where our LC + per-scene finetune ATP method (orange) outperforms the scene-aware baseline (purple). In several MOTSynth examples, the baseline predicts the pedestrian floats into the air (top row), while our method has gained awareness of where the 3D ground plane lies in the 2D image. We also note that patterns of behaviour such as walking on the sidewalk instead of into the road (second row left) and walking up the traversable portion of stairs (second row right) are captured. On real data, we observe similar awareness of the ground plane and obstacles, as well as a better understanding of nuanced human behavior patterns such as crossing diagonally across a plaza." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 169, + 354, + 440, + 367 + ], + "blocks": [ + { + "bbox": [ + 169, + 354, + 440, + 367 + ], + "lines": [ + { + "bbox": [ + 169, + 354, + 440, + 367 + ], + "spans": [ + { + "bbox": [ + 169, + 354, + 440, + 367 + ], + "type": "image", + "image_path": "0058ff4e2561564f26961cdcaa831b95b4fcbfc555bc0cac859f9231519dcb84.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "text", + "content": "and " + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "inline_equation", + "content": "9.9\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "text", + "content": " improvement over the scene-aware baseline for ADE, without and with joint finetuning of the predictor layer respectively, and a " + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "inline_equation", + "content": "6.5\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "inline_equation", + "content": "11.6\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 556 + ], + "type": "text", + "content": " improvement on FDE. This indicates that our latent corridor approach more effectively learns scene-conditioned information that is useful for the trajectory prediction task." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Next, for a random subset of 25 of the MOTSynth scenes, we additionally train latent corridors with per-scene finetuning (LC + Per-Scene FT, Sec 4.3). The datasets " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{0:t}^{\\prime}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " correspond to increasing human-second lengths. The test set trajectories are the last " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " of agents in the deployment scene, and the training sets consist of the first 2, 4, 8, 16, 32, 48, 64 and " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " of agents to enter the scene. Results normalized per-scene and averaged are shown in Fig. 5b. Using only latent corridors performs comparably to only finetuning the last layer for each deployment scene, while latent corridors with per-scene finetuning yields significant performance gains. We visualize the ADE results per-scene with our" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 201, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 201, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 116, + 477, + 181 + ], + "blocks": [ + { + "bbox": [ + 137, + 116, + 477, + 181 + ], + "lines": [ + { + "bbox": [ + 137, + 116, + 477, + 181 + ], + "spans": [ + { + "bbox": [ + 137, + 116, + 477, + 181 + ], + "type": "image", + "image_path": "805dab85b3c33b6809661352006faf50ad990eb5a01ee3333cc19b2e1259ad4a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 191, + 480, + 247 + ], + "lines": [ + { + "bbox": [ + 130, + 191, + 480, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 191, + 480, + 247 + ], + "type": "text", + "content": "Fig. 4: Qualitative results over time. Our method's predictions trained on a short number of human seconds (2%) are shown in light orange, to dark orange for a human seconds training time of 80%. With the latent corridor trained on a tiny amount of data, the predictions can significantly improve, but at times are close to the baseline. When more human seconds of data are seen, the adaptation results consistently improve." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 142, + 251, + 473, + 357 + ], + "blocks": [ + { + "bbox": [ + 142, + 251, + 473, + 357 + ], + "lines": [ + { + "bbox": [ + 142, + 251, + 473, + 357 + ], + "spans": [ + { + "bbox": [ + 142, + 251, + 473, + 357 + ], + "type": "image", + "image_path": "7ce4d0a46122ed0d8249b9728b04b082bd77c383a4a9dcf34cc728b4d701a594.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": "Fig. 5: Learning latent corridors over time. (a and b): The x-axis represents adaptation time in human-seconds, or the amount trajectories used to train " + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\mathcal{A}(\\mathcal{P})" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": ", and the y-axis represents the ADE. Results are normalized per-scene and averaged over models trained on 25 MOTSynth scenes (a) and 7 from MOT and WildTrack (b), with shaded area " + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\sigma /10" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": ". On all data, even with a short adaptation time, our methods improve on the baselines, and as adaptation time increases, performance improves. Latent corridors + per-scene finetuning has the best performance. c) Comparison to baseline over many MOTSynth scenes for models trained with " + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "inline_equation", + "content": "8\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": " (point) and " + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": " (arrowhead) human-second datasets. Each arrow represents one scene, with the ADE using our ATP method plotted against the scene-aware baseline ADE. For some deployment scenes, the scene-aware baseline suffices, whereas other scenes see much more significant benefits from our method." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{LC} +" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " finetuning method trained with " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "8\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " and then trained with " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " of the data in Fig. 5c. We see that while the effectiveness of the adaptation for varying time horizons differs for each deployment scene, there are many scenes where adaptation yields significant gains, and some where the improvement on ADE error is up to " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "63.4\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ". We hypothesize that scenes where our method yields smaller gains exhibit behaviors and environment geometries that the prior " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " is sufficient for. Qualitative results. Visualizations from the per-scene models can be seen in Fig. 3 and Fig. 4. We observe many examples where the scene-aware baseline seems to lack awareness of the ground plane. In multiple instances, the scene-aware baseline predicts a pedestrian floats into the air (Fig. 3 top row and Fig. 4), whereas our predictions lie closely in line with the ground truth trajectory in terms of distance from the ground plane. This holds even for non-planar ground planes: When a pedestrian walks up stairs, our model seems to better understand" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": "their 3D structure, for example in the bottom right of Fig. 4. Additionally, our approach captures trends of behaviour in scenes such as walking on the sidewalk instead of into the road, walking around the rotunda, and walking up the section of smaller, easily traversable steps (see Fig. 3 second row, left to right)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 175, + 308, + 186 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 175, + 308, + 186 + ], + "spans": [ + { + "bbox": [ + 131, + 175, + 308, + 186 + ], + "type": "text", + "content": "6.2 MOT and WildTrack Results" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "text", + "content": "We next investigate if latent corridors help predictor adaptation when the deployment scene is outside of the pre-training dataset, and if latent corridors outperform ATP via direct finetuning on deployment data. Specifically, we use the base predictor " + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\mathcal{P}" + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "text", + "content": " which only saw MOTSynth data " + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "text", + "content": " and then directly do sim-to-real adaptation via latent prompting, finetuning, or a combination thereof using each of seven real human pedestrian scenes from MOT and Wildtrack as " + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\mathcal{D}'" + }, + { + "bbox": [ + 130, + 194, + 482, + 338 + ], + "type": "text", + "content": ". Plots of the ADE over time averaged over these scenes is shown in Figure 5a. Regardless of the ATP setting, adaptation over time results in a consistent error reduction compared to the baselines. While only finetuning seems to be slightly more effective on real-world scenes than prompting alone, our latent corridors + per-scene finetuning approach is significantly more effective (11.2%) than finetuning alone (see Table 1)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 340, + 483, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 483, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 483, + 472 + ], + "type": "text", + "content": "Qualitative results. Visualizations of baselines and our LC + PSF approach on MOT and WildTrack are in Fig. 3. Similar trends from experiments on synthetic data carry over. Our approach enables the predictor to better ground future behavior in the scene geometry: for example, pedestrians are no longer predicted to float upwards (third row, left and middle), and future behavior is guided by a finer-grained awareness of obstacles (third row right, bottom row left and middle). We also observe our adapted predictor learning trends in human behavior: in the WildTrack plaza environment shown in Fig. 1 middle row and Fig. 3 bottom right, pedestrians tend to avoid the middle of the plaza and instead cross it diagonally. Our method learns this subtle, scene-specific behavior pattern and thus predicts more accurately." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 484, + 254, + 495 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 484, + 254, + 495 + ], + "spans": [ + { + "bbox": [ + 131, + 484, + 254, + 495 + ], + "type": "text", + "content": "6.3 EarthCam Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": "Finally, we evaluate the performance of our approach on truly \"in-the-wild\" data by scraping four 5-minute videos of pedestrian data captured in different locations: Rick's Cafe in Jamaica, Times Square in New York City, and Bourbon Street in New Orleans during daytime and nighttime. We use ATP as in Sec. 6.2. Quantitatively, the results on this in-the-wild data align with our results on real and synthetic data: our ATP model with latent corridors and per-scene finetuning outperforms the non-adaptive baselines and pure finetuning (see Table 1). Qualitatively in Fig. 6, we see a variety of interesting adaptations. At the cafe, there is a complicated path through an overlook that twists down stairs towards the water. The scene-aware baseline often predicts that people will jump over a ledge, whereas our method learns the boundaries of the paths that people follow and is able to predict that people will stay within those boundaries. In Times Square, the scene-aware baseline does not recognize that people on a billboard will stay within the billboard, whereas our method is able to recognize that." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Human Trajectory Prediction via Latent Corridors" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 114, + 478, + 228 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 478, + 228 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 478, + 228 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 478, + 228 + ], + "type": "image", + "image_path": "2fe084230e79c409c83ed8e19c3aa5721403a8a74dfab55abd509c47e37b12a8.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 236, + 482, + 380 + ], + "lines": [ + { + "bbox": [ + 130, + 236, + 482, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 482, + 380 + ], + "type": "text", + "content": "Fig. 6: Results on EarthCam webcam data. At a cafe in Jamaica (top left 2 panels) with an overlook and stairs on the edge of the water, our model (orange) is able to correctly predict that people will stick to moving up and down the path created by the stairs, while the scene-aware baseline (purple) predicts people will walk directly into the water or over the edge of the path. In Times Square, a billboard depicts human actors in motion (top right 2 panels). The scene-aware baseline assumes that these actors will move following their observed history, while our model correctly predicts that anyone in the area of the billboard will stay in the billboard. We train our method on one NoLA intersection during the daytime (bottom left 2 panels), when pedestrians must obey vehicles moving through the street, and at nighttime (bottom right 2 panels), when pedestrians take over. During the day, the model learns to account for humans walking through crosswalks instead of diagonally into the intersection, and to account for transient push-carts in the area." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "content": "In the NoLA videos, our method adapts to daytime patterns where pedestrians navigate around carts and don't frequently walk diagonally through streets because of through-traffic, but when the adaptive predictor observes nighttime behavior, it no longer has to respect these daytime patterns and learns to predict pedestrians as crossing diagonally. Similarly to the prior datasets, our ATP model again learns to ground pedestrian future behavior in the 3D ground plane." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 487, + 220, + 501 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 487, + 220, + 501 + ], + "spans": [ + { + "bbox": [ + 132, + 487, + 220, + 501 + ], + "type": "text", + "content": "7 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "content": "In this work, we formalize and study the problem of adaptive trajectory prediction: the ability of human predictors to adapt to changing deployment conditions and environments. To this end, we proposed a lightweight adaptation approach grounded in image-based prompt tuning called latent corridors. Through extensive experiments on both simulated and real-world pedestrian datasets, we observed that latent corridors enable a data-efficient way to adapt pre-trained predictors to new deployment-scene-specific human behavior." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Acknowledgements We thank Anastasios Angelopoulos, Antonio Loquercio, and Jathushan Rajasegaran for useful discussions and feedback. This work was supported by ONR MURI N00014-21-1-2801 and a NSF Graduate Fellowship." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "N. Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 137, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 20, + "blocks": [ + { + "bbox": [ + 138, + 137, + 480, + 158 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 137, + 480, + 158 + ], + "spans": [ + { + "bbox": [ + 138, + 137, + 480, + 158 + ], + "type": "text", + "content": "1. 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Thakkar et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adaptive Multi-head Contrastive Learning/40eddd74-cf15-42f5-8e4d-9c0fb75458f5_content_list.json b/2024/Adaptive Multi-head Contrastive Learning/40eddd74-cf15-42f5-8e4d-9c0fb75458f5_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3c59d60c270ac92264d8fb7d8389e99814da5742 --- /dev/null +++ b/2024/Adaptive Multi-head Contrastive Learning/40eddd74-cf15-42f5-8e4d-9c0fb75458f5_content_list.json @@ -0,0 +1,1821 @@ +[ + { + "type": "text", + "text": "Adaptive Multi-head Contrastive Learning", + "text_level": 1, + "bbox": [ + 258, + 141, + 743, + 162 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Lei Wang\\*,1,2, Piotr Koniusz2,1 Tom Gedeon3 and Liang Zheng", + "bbox": [ + 240, + 188, + 761, + 207 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Australian National University $^{2}$ Data61/CSIRO $^{3}$ Curtin University {lei.w, liang.zheng}@anu.edu.au, piotr.koniusz@data61.csiro.au, tom.gedeon@curtin.edu.au", + "bbox": [ + 261, + 215, + 738, + 258 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. In contrastive learning, two views of an original image, generated by different augmentations, are considered a positive pair, and their similarity is required to be high. Similarly, two views of distinct images form a negative pair, with encouraged low similarity. Typically, a single similarity measure, provided by a lone projection head, evaluates positive and negative sample pairs. However, due to diverse augmentation strategies and varying intra-sample similarity, views from the same image may not always be similar. Additionally, owing to inter-sample similarity, views from different images may be more akin than those from the same image. Consequently, enforcing high similarity for positive pairs and low similarity for negative pairs may be unattainable, and in some cases, such enforcement could detrimentally impact performance. To address this challenge, we propose using multiple projection heads, each producing a distinct set of features. Our pre-training loss function emerges from a solution to the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This loss incorporates the similarity measure over positive and negative pairs, each re-weighted by an individual adaptive temperature, regulated to prevent ill solutions. Our approach, Adaptive Multi-Head Contrastive Learning (AMCL), can be applied to and experimentally enhances several popular contrastive learning methods such as SimCLR, MoCo, and Barlow Twins. The improvement remains consistent across various backbones and linear probing epochs, and becomes more significant when employing multiple augmentation methods.", + "bbox": [ + 261, + 300, + 743, + 632 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Contrastive learning $\\cdot$ Similarity $\\cdot$ Adaptive temperature", + "bbox": [ + 261, + 647, + 725, + 661 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 689, + 375, + 704 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Contrastive learning is an important line of work in self-supervised learning (SSL) which offers a promising path to leveraging large quantities of unlabeled data. Its main idea is to encourage two views of the same image (positive pair) to have similar embeddings and thus a high similarity, and those of different images (negative pair) to have a low similarity. As such, the similarity measure is an important component influencing representation learning.", + "bbox": [ + 212, + 723, + 787, + 815 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 217, + 824, + 385, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/db183f9c01879cfae6cd7cac5f7eb02f071da73c7c6d4b1f3e9d3c46edd75221.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 212, + 152, + 493, + 220 + ], + "page_idx": 1 + }, + { + "type": "table", + "img_path": "images/3a95cc17a793605d84a9627ba0a05173fff0aae4087fe2c9587c1456cb8b6a92.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
0.480.600.350.420.580.750.82
0.800.950.760.830.810.420.53
", + "bbox": [ + 212, + 227, + 493, + 253 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/c9ae3c25fb02d7aecc262684ceef3068eca1bec1b12a6434831dbdd4cbfba898.jpg", + "image_caption": [ + "(b)1 head,1 aug.", + "(c)1 head,3 aug." + ], + "image_footnote": [], + "bbox": [ + 501, + 148, + 596, + 200 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/aa441189a0bb9143a5745cfebba3c5717de181dc485420b38e88246c934375fd.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 148, + 689, + 199 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/1aa0219f47d50a437cb9b42fdb87f66ef4836815b31289635ee7d0c2e1839eb2.jpg", + "image_caption": [ + "(d)1 head,5 aug." + ], + "image_footnote": [], + "bbox": [ + 691, + 148, + 784, + 199 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/fa688abc5266d714fec5acc3ee66b9076ecb62cf31533198b940149144cb1f9d.jpg", + "image_caption": [ + "Fig. 1: In (a), each column denotes positive (green dots) or negative instances (red dots) with corresponding similarity measures. Additional augmentations can cause positive samples to appear dissimilar and occasionally make negative samples seem similar. The table in (a) shows the original similarity measure (in gray) and the similarity scores from our method (in black).(b)-(d): for traditional contrastive learning methods, when increasing the number of augmentations from 1 to 5, similarities of more positive pairs drop below 0.5, causing more significant overlapping regions between histograms of positive (orange) and negative (blue) pairs. In comparison, our multi-head approach (e)-(g) yields better separation of positive and negative sample pairs as more augmentation types are used, e.g., (g) vs. (d)." + ], + "image_footnote": [ + "(a) Examples of augmented image pairs (STL-10).(e) Ours, 1 aug. (f) Ours, 3 aug. (g) Ours, 5 aug." + ], + "bbox": [ + 500, + 214, + 594, + 265 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/24e75944bb924910775ad9d612457557da8b91ffc48e5ba5ad1c8cf6880d915c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 214, + 687, + 265 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/ad766d0fc366b6bb0d596b4bc7c15b4b1d858c3f97730060e888d5b47de9b0d0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 691, + 214, + 784, + 265 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In literature, multiple augmentations are usually used to create a view of an image. For example, rotation, scaling, translation, and flipping are used in SimCLR [9] and MoCo [21]. However, the use of multiple augmentations make positive pairs often look dissimilar and negative pairs occasionally similar: examples are presented in Fig. [1(a)]. Therefore, there exists non-negligible diversity in the distribution of similarity of image pairs. As shown in Fig. [1(b)-(d)], when the number of augmentations increases from 1, 3 to 5, the similarity distributions of positive and negative pairs of the SimCLR method become more complex, e.g., the similarity of more positive pairs drops below 0.5; thus, we observe increasingly significant overlapping regions, indicating compromised similarity learning.", + "bbox": [ + 212, + 455, + 787, + 607 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We identify two limitations of existing methods which prevent them from addressing the above-mentioned problem. First, existing methods usually use a single feature projection head and a single similarity measure [9,10,21]. While this head is supervised by standard metric loss such as contrastive loss, a single projection has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. A consequence is that positive pairs sometimes have low similarity scores. Second, existing methods usually use a global temperature to scale similarity, which, after careful tuning, is shown to improve feature alignment and uniformity [47]. Under this scheme, the same scaling is applied to all the pairs, which does not alleviate overlapping exhibited in Fig. 1(d).", + "bbox": [ + 212, + 609, + 787, + 777 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This paper aims to address the diversity issue caused by multiple augmentations while considering the limitations in existing practice. We propose adaptive multi-head contrastive learning (AMCL): it better captures the diverse image content and gives similarity scores that better separate positive and negative", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 271, + 113, + 694, + 130 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "pairs. In a nutshell, instead of having a single MLP and cosine similarity, AMCL uses multiple repetitive MLPs and cosine similarity measures before loss computation. Within AMCL, we design an adaptive temperature which depends on both the projection head and the similarity of the current pair. We show that the idea of multiple projection heads and adaptive temperature can be applied to popular contrastive learning frameworks and yields consistent improvements. Aligned with our motivation, we observe more pronounced enhancements with 4-5 augmentation types compared to 1-2 types.", + "bbox": [ + 212, + 146, + 787, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "On the theoretical side, we derive training objective function of AMCL based on maximum likelihood estimation (MLE). We show this objective function can be reduced to many existing contrastive learning methods, that its regularization term has interesting physical meaning, and that with it we are now able to connect temperature to uncertainty. We summarize the main points below.", + "bbox": [ + 212, + 267, + 787, + 343 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "i. We propose adaptive multi-head contrastive learning (AMCL) which tackles intra- and inter-sample similarity and an adaptive temperature mechanism re-weighting each similarity pair.", + "ii. We derive the objective function for AMCL as solution to the maximum likelihood estimation. We also discuss its mathematical insights including connecting temperature to uncertainty.", + "iii. Our system consistently improves the performance of a few popular constructive learning frameworks, backbones, loss functions, and combinations of augmentation types, and is shown to be particularly useful under more augmentation types." + ], + "bbox": [ + 215, + 357, + 782, + 503 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 534, + 387, + 549 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Self-supervised learning (SSL) has been a driving force behind unsupervised learning in computer vision [45] and natural language processing (NLP) [3]. Its methods can be grouped into 4 broad families: deep metric learning [9,14,15], self-distillation [8,10,19,21,32,41,54], canonical correlation analysis [5,7,24,51], and masked image modeling (MIM) [4,20,50]. Since contrastive learning and MIM can complement each other [42], recent works have adopted a fusion of both to improve representation quality and transfer performance over its traditional MIM approaches [26,29,39,48].", + "bbox": [ + 212, + 566, + 787, + 688 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Metric learning is related to self-supervised learning 3. Commonly used similarity measurements include the triplet loss 23, cross-entropy loss 53, and contrastive loss 31. A contemporary work is multi-similarity learning 40, where different attribute labels of an image are used in each level of learning. Different from 40, our method is self-supervised, discusses the adaptive temperature as a useful add-on, and derives interesting mathematical insights.", + "bbox": [ + 212, + 688, + 787, + 777 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Uncertainty learning has been studied extensively [1, 17]. [43] uses multiple network copies trained with different parameter initializations to find various local minima. Bayesian neural networks [18] and Monte Carlo dropout [16] handle uncertainty by design, where dropout layers are equivalent to sampling weights", + "bbox": [ + 212, + 779, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adaptive Multi-head Contrastive Learning", + "bbox": [ + 446, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "table", + "img_path": "images/6444e393517dca7c5a918af406899991d712591b9767633f10d4717db56482ba.jpg", + "table_caption": [ + "Table 1: Standard contrastive learning methods and their loss functions." + ], + "table_footnote": [], + "table_body": "
MethodLoss nameLoss function
SimCLR, MoCoNT-XentlNT-Xentexp(sim(z_i,z_i^+) / τ) ∑n=1N exp(sim(z_i,z_i^-)/τ)
SimSiamNegative cos.lSymNegCos-1/2 sim(z_i, [h_i^+]_sg) - 1/2 sim(z_i^+, [h_i]_sg)
Barlow TwinsCross-corr.lCross-Corr∑d' l=1 (1 - C_{ll})^2 + λ ∑l=1 d' ∑m≠l C_{lm}^2
LGP, CANInfoNCElInfoNCEexp(sim(z_i,z_i^+) / τ) exp(sim(z_i,z_i^-)/τ) + ∑n=1N exp(sim(z_i,z_i^-)/τ)
", + "bbox": [ + 215, + 164, + 785, + 266 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "from a posterior distribution over model parameters. A more principled way is to capture aleatoric uncertainty [28,30,38] of Euclidean distance or cosine similarity, e.g., heteroscedastic aleatoric uncertainty (observation noise may vary with each pair of samples). To this end, we model the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This is a form of m-estimator [27] whose log-likelihood employs Normal distributions $a.k.a$ . Welsch functions by the uncertainty estimation community.", + "bbox": [ + 212, + 275, + 787, + 381 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 SSL Frameworks: A revisit", + "text_level": 1, + "bbox": [ + 215, + 401, + 511, + 417 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Notations. A common contrastive learning framework typically consists of a data augmentation module, a base encoder $f(\\cdot)$ , a projection head $g(\\cdot)$ , and a loss function $\\ell_{\\mathrm{Contrast}}(\\cdot)$ . Stochastic data augmentation transforms a given sample randomly, resulting in two views of the same sample denoted $\\boldsymbol{x}_i$ and $\\boldsymbol{x}_i^+$ , which are considered as a positive pair consisting of an anchor and positive sample, respectively. Their visual representations are denoted as $\\boldsymbol{h}_i = f(\\boldsymbol{x}_i) \\in \\mathbb{R}^d$ and $\\boldsymbol{h}_i^+ = f(\\boldsymbol{x}_i^+) \\in \\mathbb{R}^d$ , where $d$ is feature dimension. The projection head $g(\\cdot)$ maps these $d$ -dim vectors to $d'$ -dim vectors $\\boldsymbol{z}_i = g(\\boldsymbol{h}_i) \\in \\mathbb{R}^{d'}$ and $\\boldsymbol{z}_i^+ = g(\\boldsymbol{h}_i^+) \\in \\mathbb{R}^{d'}$ , to which the contrastive learning loss is applied. Normally one single multilayer perceptron (MLP) is used for projection. By analogy, negative samples for anchor $\\boldsymbol{x}_i$ are denoted by $\\boldsymbol{x}_{in}^-$ ( $n = 1, \\dots, N$ , and $N$ is the total number of negative samples per anchor), and their features and projection head outputs are $h_{in}^- = f(\\boldsymbol{x}_{in}^-)$ and $z_{in}^- = g(h_{in}^-)$ , respectively.", + "bbox": [ + 212, + 430, + 787, + 628 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Loss functions. The contrastive loss function typically tries to align the anchors with their positive samples, and enlarge the distance between the anchors and their negative samples. Loss functions of some popular SSL methods are summarized in Table 1. Methods such as SimCLR and MoCo use the NT-Xent loss, given in Eq. (1.1). NT-Xent is very similar to the InfoNCE loss but differs by the normalization step. Function $\\sin (\\cdot ,\\cdot)$ in equations of Table 1 represents the cosine similarity. SimSiam uses the negative cosine similarity loss in Eq. (1.2), where $[\\cdot ]_{\\mathrm{sg}}$ is the stop-gradient operation. Barlow Twins in Eq. (1.3) takes a different approach by utilizing the cross-correlation loss to decorrelate the channels of both views. In Eq. (1.3), $\\lambda \\geq 0$ is a hyperparameter that controls the strength of decorrelation. $\\mathcal{C}$ is the cross-correlation matrix computed between the outputs of two identical networks along the batch dimension, i.e., $\\mathcal{C}_{lm} = \\sum_{n = 1}^{N}z_{ln}z_{mn}^{+}$ [51].", + "bbox": [ + 212, + 628, + 787, + 810 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Differing from contrastive learning, masked image modeling (MIM) learns to reconstruct a corrupted image where some parts of the image or feature map", + "bbox": [ + 212, + 810, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 269, + 113, + 694, + 130 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/791bf9d5b0be2dd2baacf2d14f0adb9ec874b86908a329a0320eaf72a032648d.jpg", + "image_caption": [ + "(a) Single-head, constant temperature." + ], + "image_footnote": [], + "bbox": [ + 217, + 152, + 364, + 195 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/bca8020e1d1e7a52f9a68ac799195a3bf60ac856f26f92fc92e5346551214a35.jpg", + "image_caption": [ + "Fig. 2: A comparison of (a) the standard constant-temperature, single-head approach and (b)-(c) our adaptive temperature, single- and multi-head approaches. In each subfigure, the first light blue trapezoid represents the base encoder, the second light blue trapezoid signifies the MLP projection head, and the third light orange trapezoid denotes the shared MLP layer for learning the temperature parameters. In (c), the projection head is replicated $C$ times to capture diverse image content. For better visualization, we set $C = 3$ for simplicity. The architecture of the MLP projection head remains unchanged; however, the weights are learned independently. For a given image pair, each projection head produces a pair of feature vectors, which are later used for learning the pair-adaptive, head-wise temperature. The learned temperatures, along with the projected features, are seamlessly incorporated into our Adaptive Multi-head Contrastive Learning (AMCL) loss function (as presented in Table 2)." + ], + "image_footnote": [], + "bbox": [ + 380, + 152, + 570, + 195 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/8cd95d2d4758fc6c259b8a4853314af0a19ac1de6da13dd34c2e90512aa5262f.jpg", + "image_caption": [ + "(b) Single-head, adaptive temperature", + "(c) Multi-head, adaptive temperature." + ], + "image_footnote": [], + "bbox": [ + 586, + 152, + 776, + 195 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "are masked out. As demonstrated in [42], contrastive learning and MIM are complementary strategies. Thus, recent works, LGP [29] and CAN [39], combine the MIM loss and the InfoNCE loss in Eq. (1.4). Kindly notice our innovations apply to the contrastive losses rather than MIM.", + "bbox": [ + 212, + 415, + 787, + 476 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Approach", + "text_level": 1, + "bbox": [ + 215, + 503, + 346, + 522 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we present our Adaptive Multi-head Contrastive Learning (AMCL) framework, starting with learnable pair-adaptive temperatures and introducing AMCL loss functions. We then provide a comprehensive discussion, offering deeper insights into our framework.", + "bbox": [ + 212, + 540, + 792, + 602 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 Learnable Pair-adaptive Temperature", + "text_level": 1, + "bbox": [ + 215, + 628, + 571, + 643 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Existing contrastive learning frameworks generally adopt a constant temperature to scale similarity (see Fig. 2(a)). The temperature parameter is painstakingly tuned and may lead to sub-optimal performance. For a given image pair (either positive or negative), the temperature parameter should be adaptive to multiple augmentations for a more robust and better similarity measure after temperature scaling. Furthermore, distinct temperature parameters should be applied to positive and negative pairs, considering the image content and emphasizing unique focal points within the images. We introduce learnable adaptive positive and negative temperatures for effectively addressing varying inter- and intra-sample similarity during the learning process.", + "bbox": [ + 212, + 657, + 787, + 808 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For a given image pair feature representations after MLP projection head (either positive pair $z_i$ , $z_i^+$ or negative pair $z_i$ , $\\{z_{in}\\}_{n=1}^N$ ), our loss function", + "bbox": [ + 215, + 809, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adaptive Multi-head Contrastive Learning", + "bbox": [ + 446, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "takes the following general form:", + "bbox": [ + 215, + 146, + 454, + 161 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\ell^ {\\dagger} = \\ell_ {\\text {C o n t r a s t}} \\left(\\boldsymbol {z} _ {i}, \\boldsymbol {z} _ {i} ^ {+}, \\left\\{\\boldsymbol {z} _ {i n} \\right\\} _ {n = 1} ^ {N}\\right) + \\beta \\Omega \\left(\\tau_ {i} ^ {+}\\right) - \\beta \\Omega \\left(\\left\\{\\tau_ {i n} ^ {-} \\right\\} _ {n = 1} ^ {N}\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 258, + 167, + 785, + 186 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\tau_{i}^{+} = \\sigma \\bigl (\\langle \\phi (\\pmb {z}_{i}),\\phi (\\pmb{z}_{i}^{+})\\rangle \\bigr)$ and $\\tau_{in}^{-} = \\sigma \\bigl (\\langle \\phi (\\pmb {z}_i),\\phi (\\pmb{z}_{in}^{-})\\rangle \\bigr)$ .", + "bbox": [ + 295, + 189, + 741, + 208 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the above equation, $\\tau_{i}^{+}$ and $\\tau_{in}^{-}$ denote the learnable adaptive positive and negative temperatures, respectively. $\\phi (\\cdot):\\mathbb{R}^{d^{\\prime}}\\to \\mathbb{R}^{d^{\\prime}}$ is an MLP layer1 shared among all heads. $\\langle \\cdot ,\\cdot \\rangle$ represents the dot product. Sigmoid function $\\sigma (r) = \\frac{\\iota}{1 + \\exp(r)} +\\eta$ controls the lower and upper limits of the temperature, where $\\iota$ and $\\eta$ are hyperparameters. $\\beta \\geq 0$ controls the temperature regularization imposed by $\\Omega (\\cdot)$ . The regularization is written as:", + "bbox": [ + 212, + 215, + 787, + 309 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\Omega (\\tau) = \\left(d ^ {\\prime} / 2\\right) \\log (\\tau) + 1 / \\tau , \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 401, + 316, + 785, + 334 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "which encourages temperature $\\tau$ to move towards $\\tau = 2 / d^{\\prime}$ . The derivation of the regularization term is detailed in Appendix A.", + "bbox": [ + 212, + 340, + 787, + 371 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In Fig. 2 (b), we illustrate the application of our learnable temperature to a standard (single MLP projection head a.k.a. single-head) contrastive learning framework. Note that our learnable temperature is pair-adaptive.", + "bbox": [ + 212, + 371, + 787, + 417 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 Multiple Projections", + "text_level": 1, + "bbox": [ + 215, + 436, + 433, + 452 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Typical SSL methods incorporate a projection head $g(\\cdot)$ , often consisting of a 2- or 3-layer MLP with ReLU activation. This projection head has proven to be highly beneficial as removing final layers of a pre-trained deep neural network helps mitigate overfitting to the training task and helps learning downstream tasks better [3]. As shown in Fig 1, a single projection (single-head) has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. Therefore, the application of adaptive temperature to a single-head approach (as depicted in Fig. 2(b)) presents several challenges: (i) increased variability in positive pairs, leading to inefficiencies in learning diverse representations; (ii) an inability to address issues when different parts of the image may require varying attention or when handling complex image content; and (iii) a lack of robustness and adaptability in managing different transformations, augmentations, or input variations.", + "bbox": [ + 212, + 458, + 787, + 654 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Inspired by 43 in enhancing model performance, robustness, and generalization, we propose to apply $C$ MLP projection heads (while keeping the architecture unchanged), denoted as $g^{1}(\\cdot),\\ldots ,g^{C}(\\cdot)$ . The goal is to capture complementary aspects of similarity between views (see Fig. 2(c)). Moreover, each given image pair benefits from a pair-adaptive, head-wise temperature, contributing to a more robust and refined similarity measure.", + "bbox": [ + 212, + 655, + 787, + 746 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.3 AMCL Loss", + "text_level": 1, + "bbox": [ + 215, + 763, + 362, + 779 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our final AMCL loss is defined as $\\ell^{\\ddagger} = \\sum_{c=1}^{C} \\ell_{c}^{\\dagger}$ , where $\\ell_{c}^{\\dagger}$ represents the loss for the $c$ -th head as defined in Eq. (3). Table 2 presents the specific implementations", + "bbox": [ + 212, + 785, + 787, + 820 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 269, + 113, + 694, + 130 + ], + "page_idx": 5 + }, + { + "type": "page_footnote", + "text": "1 This MLP layer is separate from the MLP projection heads.", + "bbox": [ + 217, + 824, + 632, + 839 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/966624a75b897b45f70dffa6d37ffda8e9d4574fc39ef59373c2faaa11304e76.jpg", + "table_caption": [ + "Table 2: Loss functions for applying AMCL to widely used contrastive learning frameworks involve introducing $C$ heads and a regularization term (highlighted in green)." + ], + "table_footnote": [], + "table_body": "
MethodLoss functionRegularization
SimCLR, MoCoℓ†NT-Xent = ∑Cc=1C(-1/τic+ sim(zic, zi+c)+ 1/τic- max n=1,...,N sim(zi, zi-c)+ βΩ(τic+)-βΩ(τic-))(2.1)
SimSiamℓ†SymNegCos = ∑Cc=1C(-1/2τic+ sim(zi, i+|sg) - 1/2τic+ sim(zi, i+|h, i|sg) + βΩ(τic+)+ βΩ(τic+))(2.2)
Barlow Twinsℓ†Cross-Corr = ∑Cc=1C(d' (1-1/τic+ Cll)2+ λ∑l=1d'∑m≠l d' 1/τic- C2lm + β∑l=1d' 1/τic- d' Ω(τic-)-β∑l=1d' 1/τic- d' Ω(τic-))(2.3)
LGP, CANℓ†InfoNCE = ∑Cc=1C(-1/τic+ sim(zi, ic+)+ 1/τic- max n=1,...,N+1 sim(zi, ic+±) + βΩ(τic+)-βΩ(τic+))(2.4)
", + "bbox": [ + 215, + 178, + 787, + 296 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "of our AMCL loss for various contrastive learning frameworks. The $\\ddagger$ in Eq. (2.1)-(2.4) indicates that these losses represent our multi-head loss versions.", + "bbox": [ + 212, + 308, + 782, + 338 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In Eq. (2.1), the asterisk $*$ in $\\tau_{in^*}^{c-}$ indicates the index $n^* = \\arg \\max_{n=1,\\dots,N} \\sin(\\boldsymbol{z}_i, \\boldsymbol{z}_{in}^-)$ .", + "bbox": [ + 241, + 339, + 800, + 364 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In Eq. (2.2), $\\tau_{i}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{i}^{c}), \\phi([\\boldsymbol{h}_{i}^{+}]_{\\mathrm{sg}}) \\rangle\\big)$ and $\\tau_{i}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{i}^{c+}), \\phi([\\boldsymbol{h}_{i}]_{\\mathrm{sg}}) \\rangle\\big)$ . In Eq. (2.3), temperatures are formed as $\\tau_{l}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{l:}^{c}), \\phi(\\boldsymbol{z}_{l:}^{c+}) \\rangle\\big)$ and $\\tau_{lm}^{c-} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{l:}^{c}), \\phi(\\boldsymbol{z}_{m:}^{c+}) \\rangle\\big)$ where $l \\neq m$ and operator ':' simply indexes and concatenates variable as $\\boldsymbol{z}_{l} = [z_{l1}, \\dots, z_{lN}]^{T}$ . In Eq. (2.4), $\\boldsymbol{z}_{in}^{c\\pm} = \\boldsymbol{z}_{in}^{c-}$ and $\\tau_{in}^{c\\pm} = \\tau_{in}^{c-}$ for $n = 1, \\dots, N$ , and $\\boldsymbol{z}_{in}^{c\\pm} = \\boldsymbol{z}_{in}^{c+}$ and $\\tau_{in}^{c\\pm} = \\tau_{i}^{c+}$ if $n = N + 1$ . Finally, notice that for NT-Xent in Eq. (2.1), we have:", + "bbox": [ + 212, + 364, + 785, + 460 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\frac {1}{\\tau_ {i n ^ {*}} ^ {c -}} \\max _ {n = 1, \\dots , N} \\sin (\\pmb {z} _ {i} ^ {c}, \\pmb {z} _ {i n} ^ {c -}) - \\varOmega (\\tau_ {i n ^ {*}} ^ {c -}) - (2 \\pi) ^ {d ^ {\\prime} / 2} \\\\ \\approx \\log \\sum_ {n = 1} ^ {N} \\frac {1}{(2 \\pi) ^ {d ^ {\\prime} / 2} \\left(\\tau_ {i n} ^ {c -}\\right) ^ {d ^ {\\prime} / 2}} \\exp \\left(\\frac {1}{\\tau_ {i n} ^ {c -}} \\left(\\operatorname {s i m} \\left(z _ {i} ^ {c}, z _ {i n} ^ {c -}\\right) - 1\\right)\\right). \\tag {5} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 299, + 473, + 785, + 550 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The same approximation (with $z_{in}^{c\\pm}$ in place of $z_{in}^{c-}$ ) holds for InfoNCE in Eq. (2.4). Using maximum in Eq. (5), Eq. (2.1) and Eq. (2.4) are somewhat restrictive as the soft-maximum, depending on the temperature, will return the maximum similarity or interpolation over top few similarities close to maximum. Thus, softmax will tackle a group of negative samples closest to the anchor. Indeed, we could use the above soft-maximum in place of maximum but then we have no easy way of recovering the temperature $\\tau_{in*}^{c-}$ . Thus, in our experiments we observed that the best choice is to apply $\\sum_{k=1}^{\\kappa} \\frac{1}{\\kappa \\tau_{in_k}^{c-}} \\left[ \\operatorname{TopMax}_\\kappa \\sin(\\pmb{z}_i^c, \\pmb{z}_{in}^{c-}) \\right]_k$ which is the average over top- $\\kappa$ largest similarities. As the top- $\\kappa$ maximum operation returns also corresponding indexes $n_1^*, \\dots, n_\\kappa^*$ , the temperature regularization can be easily computed as $\\Omega(\\{n_k^*\\}_{k=1}^\\kappa) = \\log(\\tau_{in_1^*}^{c-} \\dots \\tau_{in_\\kappa^*}^{c-}) + \\sum_{k=1}^{\\kappa} \\frac{1}{\\tau_{in_k}^{c-}}$ . The derivation of our loss function is presented in Appendix A.", + "bbox": [ + 212, + 561, + 787, + 762 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.4 Discussion", + "text_level": 1, + "bbox": [ + 215, + 782, + 349, + 797 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Multiple projection heads vs. a wider MLP projection head. Multiple projection heads offer a significant advantage by creating different sets of", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adaptive Multi-head Contrastive Learning", + "bbox": [ + 446, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/6079c683a06bc7c366d37dda567ba0a16a2d58164fb00e7442cba050bbdcad93.jpg", + "image_caption": [ + "(a) head sim. (baseline)" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 359, + 220 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/3b8f6cdf33cb7fe9f4e8c9895538d18a154551376b6608265dbd13c474460bb0.jpg", + "image_caption": [ + "(b) head sim. (ours)", + "Fig. 3: Distribution of similarity scores for positive and negative pairs. The baseline uses one projection head and constant temperature, while our method has multiple projection heads and adaptive temperature. We use SimCLR for pre-training with ResNet-18 on STL-10. After pre-training, we choose 500 positive pairs and 500 negative pairs from the validation to compute the cosine similarity. In (a) and (b), similarity score (temperature scaled) is computed between the 128-dim features extracted from the projection head(s). In (c) and (d), cosine similarity score is computed between the 512-dim features extracted from the backbone after removing the project heads." + ], + "image_footnote": [], + "bbox": [ + 364, + 143, + 500, + 220 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/935b4b8f60ce8c4e01b1e2d5cebb32fbbeb7af7177988b0b60e8b8c98dc30fb3.jpg", + "image_caption": [ + "(c) feat. sim. (baseline)" + ], + "image_footnote": [], + "bbox": [ + 501, + 143, + 638, + 220 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/26e08683f10278536ebf85eaca98a8368a749a9babfc9e34f4d32a3c0a53a66c.jpg", + "image_caption": [ + "(d) feat. sim. (ours)" + ], + "image_footnote": [], + "bbox": [ + 638, + 143, + 779, + 220 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "features for each pair of images [43]. This helps build a varied representation that captures various aspects of the input, making the model more resilient and adaptable to different transformations. Furthermore, each projection head's ability to specialize in learning specific patterns or features becomes especially useful when dealing with diverse augmentations that require focused attention on distinct content within the images. In the context of contrastive learning, where diverse augmentation strategies and varying intra-sample similarity introduce more variability in positive pairs, using multiple projection heads excels. This approach effectively manages the resulting variability by enabling the learning of diverse representations. As a result, the model becomes skilled at navigating the intricacies of the data, demonstrating its adaptability to the complex nature of the input. On the other hand, the wider MLP projection head takes a distinct approach by consolidating information from various aspects of the input into a single representation. This proves advantageous when a thorough understanding of the data is crucial, and the relationships between features play a vital role [9].", + "bbox": [ + 212, + 366, + 787, + 594 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Visualization of pair similarity distributions. In Fig. 3 we draw the similarity distributions of negative pairs and positive pairs, under the baseline (1 head + constant temperature) and our method (multiple heads + adaptive temperature). When we use the average similarity across the output from the multiple heads, shown in Fig. 3(a) and (b), we can clearly observe better separability brought by our method. It indicates that our method allows for more effective similarity learning of the positive and negative pairs. On the other hand, if we compute the cosine similarity between features extracted right after the backbone, shown in Fig. 3(c) and (d), better separability can again be observed. It illustrates that better similarity learning further benefits representation learning, finally leading to improved linear probing performance.", + "bbox": [ + 212, + 595, + 787, + 762 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Connecting our loss function to existing contrastive learning methods. Our loss function consists of three terms: (i) positive temperature-weighted similarities for positive pairs (ii) negative temperature-weighted similarities for negative pairs, and (iii) a regularization term for positive and negative temperatures. As identified in previous works [44, 47], the alignment (closeness) of features", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 271, + 113, + 694, + 130 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "from positive pairs and the uniformity of the induced distribution of the (normalized) features on the hypersphere are the two key properties in contrastive loss. Our loss function also optimizes these properties and further improves the contrastive learning performance through parameterized pair-wise temperature via re-weighting the positive and negative similarities. Our loss function is a more general form, and when we set the temperature to be a global constant, the constant regularization term no longer affects optimization, and thus the loss function reduces to the traditional contrastive loss.", + "bbox": [ + 212, + 146, + 787, + 263 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Physical meaning of the regularization term $\\Omega(\\cdot)$ in Eq. (3). The regularization term consists of regularizing both the positive and negative temperatures. During optimisation, the log $\\tau$ term encourages lower positive temperatures and higher negative temperatures, whereas the reverse function term $\\frac{1}{\\tau}$ is in favour of higher positive temperatures and lower negative temperatures. Hence this regularization term balances the learning of positive and negative temperatures. As we jointly optimize network parameters and the temperature via MLE, this problem naturally becomes decomposed in the maximization of similarities for positive pairs (minimization for negative pairs) weighted by the temperature. However, if $\\tau$ was to reach 0 for positive pairs, one would attain a trivial solution. $\\Omega(\\cdot)$ prevents that trivial solution. Intuitively, one can be very certain in similarity of sample pair but there is a price to pay for that certainty, imposed by $\\Omega(\\cdot)$ resulting from the Welsch function. This $\\Omega(\\cdot)$ expresses the prior belief or preference on temperatures. We provide its mathematical insights including connecting temperature to uncertainty in Appendix A. More discussions can be found in Appendix B", + "bbox": [ + 212, + 266, + 789, + 510 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 532, + 375, + 550 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We choose popular datasets that are widely used in evaluating the SSL models, including CIFAR-10, CIFAR-100, STL-10, Tiny-[ImageNet and ImageNet. The dataset details are provided in Appendix Below, we describe the experimental setup and evaluations.", + "bbox": [ + 212, + 564, + 787, + 625 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.1 Setup", + "text_level": 1, + "bbox": [ + 215, + 648, + 310, + 664 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We conduct experiments on the aforementioned datasets following practices outlined by [25]. We consider five different types of transformations for data augmentations: random cropping, random Gaussian blur, color dropping (i.e., randomly converting images to grayscale), color distortion, and random horizontal flipping. For pre-training, we employ Resnet-18 (R18) [22] for SimCLR [9], MoCo [21], SimSiam [10], and Barlow Twins [51] on CIFAR-10, CIFAR-100 and STL-10. For Tiny-ImageNet and ImageNet, we use Resnet-50 (R50) variants, ViT-B and ViT-L. Other settings, such as the architecture of the projection head, remain consistent with the original algorithm configurations. We select $C$ projection heads in range from 2 to 6. We set the temperature bounds ( $\\eta$ and $\\iota$ of sigmoid) in range $[1e - 5, 2]$ on smaller datasets and $[1e - 5, 5]$ for ImageNet and", + "bbox": [ + 212, + 672, + 787, + 843 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adaptive Multi-head Contrastive Learning", + "bbox": [ + 446, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/d794754ae92c94ccbaf3f7cb1646f7f148f3e77e74963546f7849e5a4a4bfd87.jpg", + "table_caption": [ + "Table 3: Impact of AMCL when applied to popular and state-of-the-art SSL methods. On CIFAR-10, CIFAR-100, Tiny-ImageNet, and ImageNet, models are first pretrained for 1,000, 1,000, 800, and 100 epochs, respectively, and then evaluated using linear probing. Backbones are highlighted. All reported results are averages obtained from 5 runs on each dataset for each method (including baselines)." + ], + "table_footnote": [], + "table_body": "
DatasetsAccuracyAvg. gain
SimCLRMoCoSimSiamB.TwinsCANLGP
CIFAR-10Baseline +AMCL89.9 92.2R1890.4 92.9R1890.7 93.0R1887.4 90.0R18--↑2.43
CIFAR-100Baseline +AMCL57.6 61.8R1864.4 69.3R1863.6 68.9R1858.2 62.1R18--↑4.58
Tiny-ImageNetBaseline +AMCL48.1 50.0R5046.4 47.8R5046.7 49.0R5046.8 48.3R5053.2 54.9ViT-B↑1.65
ImageNetBaseline +AMCL66.5 68.1R5067.4 69.3R5068.1 69.6R5070.0 72.7R5070.5 71.6ViT-B↑1.67
", + "bbox": [ + 220, + 218, + 787, + 356 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/6242e50854f3103cc59831b898332807e09dbe42ebc1b80676c0851646b785fc.jpg", + "table_caption": [ + "Table 4: A comprehensive/fair comparison on ImageNet vs. SOTA. Backbones are highlighted. All models are pre-trained for 1600 epochs. We report top-1 performance after end-to-end fine-tuning." + ], + "table_footnote": [], + "table_body": "
MAEMoCoMoCo +AMCLLGPLGP +AMCL
ViT-B/1683.683.284.1 (↑0.9)83.984.7 (↑0.8)
ViT-L/1685.984.185.3 (↑1.2)85.987.4 (↑1.5)
", + "bbox": [ + 318, + 407, + 679, + 481 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Tiny-ImageNet. For Barlow Twins, the regularization parameter $\\lambda = 5e - 3$ . The temperature regularization parameter $\\beta$ is varied from $1e - 5$ to 10. Each model is trained with a batch size of 512 and 1000 epochs for small datasets, e.g., STL-10; for large-scale datasets, e.g., Tiny-ImageNet and ImageNet, we train for up to 800 epochs. We also evaluate ViT-B and ViT-L pre-trained for 1600 epochs on ImageNet and assess their generalizability, e.g., on object detection and segmentation. To assess the quality of the encoder, we follow the KNN evaluation protocol [49] on small datasets. For large datasets, we use linear probing. For MIM-based methods such as $\\mathrm{CAN}^2$ and $\\mathrm{LGP}^3$ , we select the standard ViT-B and ViT-L as the backbone encoder, with a token size $16\\times 16$ . Other settings, including projection head architecture and hyperparameters, followed the original algorithm configurations. Both models are evaluated using a linear probe.", + "bbox": [ + 212, + 500, + 787, + 681 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.2 Evaluation", + "text_level": 1, + "bbox": [ + 215, + 703, + 351, + 715 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "AMCL consistently improves popular and state-of-the-art SSL methods. We apply AMCL to SimCLR, MoCo, SimSiam, Barlow Twins, CAN, and LGP. As shown in Table 3 on CIFAR-10, CIFAR-100, Tiny ImageNet and ImageNet datasets, average improvements across the baselines are $2.43\\%$ , $4.58\\%$ , $1.65\\%$ , $1.67\\%$ , respectively. In the case of MIM-based methods such as CAN and", + "bbox": [ + 212, + 727, + 787, + 804 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 269, + 113, + 694, + 130 + ], + "page_idx": 9 + }, + { + "type": "page_footnote", + "text": "$^{2}$ https://github.com/bwconrad/can", + "bbox": [ + 217, + 809, + 465, + 825 + ], + "page_idx": 9 + }, + { + "type": "page_footnote", + "text": "3 https://github.com/VITA-Group/layerGraftedPretraining_ICLR23", + "bbox": [ + 218, + 825, + 683, + 840 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/aad1a48870cc582ab022063807018ee9957e88afb371fa7b20904cfbd472f38f.jpg", + "image_caption": [ + "Fig. 4: Impact of different backbones and training epochs on AMCL for (left:) SimCLR and (right:) CAN on the ImageNet dataset. All the reported accuracies use a linear probe." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 356, + 275 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/e3a152af811944401d0863b4696562381d015268ac4d71c31cb560cb3d630211.jpg", + "image_caption": [ + "Fig. 5: Hyperparameter sensitivity analysis. (left:) number of projection heads. (right:) Evaluation of top- $\\kappa$ similarities among negative pairs on STL-10. \"Softmax\" involves including all negative pair similarities (Eq. [7] in Appendix A). We use Resnet-18 as backbone with SimCLR. The dashed line is the baseline result with 1 projection head, constant temperature." + ], + "image_footnote": [], + "bbox": [ + 354, + 146, + 491, + 275 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/85ba7985e1e04466733739ee1004cf8a5fafaa5601f8a0f8c52433aadaddc091.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 503, + 143, + 625, + 215 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/e117f7558c0d96f1cc05e907056b853fda71c44135fe7e6543b043c0f94d4b0a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 638, + 143, + 774, + 215 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/dae097dc8defef08880bcc87c29a1dc0f66f79f3b64fe14561df5a6f14e98daf.jpg", + "table_caption": [ + "Table 5: Comparing adaptive temperature with two SOTA temperature methods on STL-10. Baseline uses one projection head and constant temperature, and the rest methods use 3 heads. TaU [52] views temperature as uncertainty, and TS [34] uses cosine schedule for temperature." + ], + "table_footnote": [], + "table_body": "
Baseline+AMCLTaUTS
1061.071.1↑10.164.3
2068.576.4↑7.970.4
5073.579.4↑5.974.6
10076.581.4↑4.977.7
20078.681.9↑3.379.4
50080.683.7↑3.180.0
", + "bbox": [ + 225, + 505, + 460, + 619 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/bf60c1744a3af51ccde65da214a9f81c74d41442049fa9431f04e5e9faa32430.jpg", + "image_caption": [ + "Fig. 6: Comparing adaptive temperature in multi-head $(C = 3)$ versus single-head $(C = 1)$ scenarios on CIFAR-100 using SimCLR with a ResNet-18 backbone. The singlehead model with a constant temperature performs best at 0.2 or 0.3. For a single head, constant and adaptive temperatures show comparable performance." + ], + "image_footnote": [], + "bbox": [ + 509, + 373, + 766, + 501 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "LGP, our multi-head approach improves them by $1.7\\%$ and $1.1\\%$ , respectively, on Tiny-ImageNet. The improvements over CAN and LGP on ImageNet are $1.1\\%$ and $1.2\\%$ , respectively. We provide more results on ImageNet to compare with SOTA in Table 4. All models are pre-trained for 1600 epochs, and are evaluated by end-to-end fine-tuning. We report top-1 performance after fine-tuning. AMCL boosts popular SSL methods by $1\\%$ on average.", + "bbox": [ + 212, + 642, + 787, + 733 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Effectiveness of AMCL under different backbones and training epochs. We evaluate model capacity using the ImageNet dataset. We choose R50 with three different hidden layer widths (width multipliers of $1 \\times$ , $2 \\times$ , and $4 \\times$ ), ViT-B, and ViT-L, which are widely used in SSL. In Fig. 4, under each epoch number, our AMCL yields consistent improvement to various backbones for SimCLR and CAN. Additionally, we observe that model capacity heavily depends on the choice of backbone. For ViT-L backbone encoder, SimCLR achieves the highest", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adaptive Multi-head Contrastive Learning", + "bbox": [ + 447, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/e1a9b3b2a087c8bc56d2fb1e1ac7822d0f1d6d329183bb955762384a5c3b2005.jpg", + "image_caption": [ + "Fig. 7: Comparing variants of adaptive temperature on STL-10. We choose SimCLR. The pre-trained model is linear-probed with various numbers of labeled data. (left:) multi-head $(C = 3)$ vs. single-head $(C = 1)$ . (right:) constant temperature vs. adaptive temperature. The Number of heads is 3. \"Const. pos. $\\tau$ , adapt. neg. $\\tau$ \" uses constant temperature for positive pairs and adaptive for negative ones. Analogy goes for \"Const. neg. $\\tau$ , adapt. pos. $\\tau$ \". \"Adapt. $\\tau$ from head 1 only\" copies adaptive temperatures from the first head to the other heads." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 485, + 282 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/a120531c7d2ee10dfc5e01f8771a70ae113552b1f28a1d38b9723b8da7fb318f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 509, + 143, + 784, + 282 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "linear probe performance on ImageNet at $73.9\\%$ . When combined with AMCL, accuracy of SimCLR further increases by $0.6\\%$ .", + "bbox": [ + 212, + 409, + 784, + 439 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Impact of the number of projection heads is presented in Fig. 5 (left). R18 is used as backbone, coupled with SimCLR. Adaptive temperature is always used. On STL-10, 3-5 projection heads are most effective, while other numbers also beat the baseline (except for $C = 1$ ). Considering the performance gain and the computational cost, we use 3 heads in our paper. We notice a $1\\%$ performance drop when the number of heads exceeds 4, likely due to slight overfitting. Note that this is not a hyperparameter selection process but rather hyperparameter sensitivity evaluation. Instead, we choose hyperparameters using Hyperopt 6 on the validation set of each dataset.", + "bbox": [ + 212, + 441, + 787, + 575 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "TopMax- $\\kappa$ vs. Softmax in loss function. In Fig. ⑤(right), we compare using Top- $\\kappa$ and Softmax when selecting negative pairs. Using Top- $\\kappa$ is slightly better than Softmax when $\\kappa = 100, 150$ . In practice, $\\kappa$ is chosen by Hyperopt ⑥ on the validation set of each dataset.", + "bbox": [ + 212, + 579, + 787, + 638 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Impact of number of labeled data for linear probing. We use SimCLR for pre-training and linear-probe a standard R18 model (with random initialization) on the training set of STL-10. We then train a logistic regression model with various numbers of labeled images: 10, 20, 50, 100, 200, and all 500 examples per class. Results are presented in Table 5 and Fig. 7 (left). We have two observations. First, AMCL consistently improves SimCLR under different numbers of labeled data. Under 10, 50, and 200 labeled images, the improvement is $10.1\\%$ , $5.9\\%$ , and $3.3\\%$ , respectively. Second, compared with the fully supervised baseline with $73.3\\%$ accuracy, linear probing with 20 samples per class (1/25 of the whole labeled data) with our method is already superior ( $76.4\\%$ ). This clearly demonstrates the advantages of self-supervised pretraining and our method.", + "bbox": [ + 212, + 641, + 787, + 808 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparing with temperature variants and state-of-the-art temperature schemes. In Fig. 7 (right), we compare the proposed adaptive temper", + "bbox": [ + 212, + 809, + 787, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 269, + 113, + 694, + 130 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/b8439e1c94960f75c0683cd9804cdaa7511003ac088467b00d2379d95ff3e85d.jpg", + "table_caption": [ + "Table 6: Comparing AMCL with baselines under various numbers of augmentations. We report linear probing accuracy on CIFAR-100, where (a), (b), (c), (d), and (e) correspond to random cropping, Gaussian blur, color dropping (e.g., converting images to grayscale), color distortion, and random horizontal flipping, respectively. $\\checkmark$ denotes the corresponding augmentation is applied. Average improvement is shown in red." + ], + "table_footnote": [], + "table_body": "
AugmentationsAccuracyAvg. gain
(a)(b)(c)(d)(e)SimCLRMoCoSimSiamB.Twins
✓Baseline26.339.926.433.7↑0.69
+AMCL27.040.327.034.7
✓✓Baseline28.040.226.634.2↑0.80
+AMCL29.040.927.335.1
✓✓✓Baseline44.457.351.549.8↑2.74
+AMCL46.261.055.451.3
✓✓✓Baseline55.462.760.755.0↑4.12
+AMCL58.566.367.058.4
✓✓✓✓Baseline57.664.463.658.2
+AMCL61.869.368.962.1↑4.59
", + "bbox": [ + 267, + 215, + 736, + 402 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "ature (fully adaptive $\\tau$ ) with four variants, including making temperature of negative/positive pairs constant, copying adaptive temperature from one head to the others, and having global temperature. It is clear from the figure that our method is the best. In Table 5 we compare adaptive temperature with temperature as uncertainty (TaU) [52] and temperature cosine schedule (TS) [34] under multiple heads, where adaptive temperature is also superior. In fact, the cosine temperature scheme is not adaptive to individual pairs, while 'temperature as uncertainty' is directly dependent on features not similarity. Being adaptive to individual pairs, their similarity and projection heads, our adaptive temperature is very well optimized under the derived loss function and thus exhibits very competitive performance (see also Fig. 6).", + "bbox": [ + 212, + 428, + 787, + 595 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Multi-head outperforms a wider MLP projection head. To evaluate the efficacy of employing multiple projection heads versus a wider MLP projection head, we conducted two sets of experiments: (i) with a global constant temperature and (ii) with our adaptive temperature on STL-10, employing both SimCLR and Barlow Twins. We systematically increased the number of learnable weights for the wider projection head until it surpassed three times the number of weights in our multi-head settings. We then selected the best-performing model for comparison. Our results demonstrate that, under both constant and adaptive temperature conditions, our multi-head approach (with $C = 3$ , 128-dim for SimCLR, and 2048-dim for Barlow Twins) outperforms the best wider MLP projection head (512-dim for SimCLR and 8192-dim for Barlow Twins) by approximately $2.5\\%$ and $1.6\\%$ for Barlow Twins and SimCLR, respectively.", + "bbox": [ + 212, + 595, + 787, + 777 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Impact of the number of data augmentation types. In Table 6, under only 1-2 augmentations during SSL pretraining, the improvements in linear probing over the baselines are around $1\\%$ . When we further increase the number of augmentations, linear probing performance improves; importantly, AMCL becomes", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adaptive Multi-head Contrastive Learning", + "bbox": [ + 446, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/b52859e6a9df5286feb4307c2853f31cb26c3f31a08cbc5e6e9765eade038546.jpg", + "table_caption": [ + "Table 7: COCO object detection and segmentation results reveal two notable findings: (i) Mask Average Precision (AP) exhibits a similar trend to box AP, and (ii) the learned representations via AMCL demonstrate generalizability to other tasks." + ], + "table_footnote": [], + "table_body": "
APboxAPmask
ViT-BViT-LViT-BViT-L
MoCo48.149.243.043.8
MoCo+AMCL50.3 ↑2.253.3 ↑4.145.1 ↑2.147.0 ↑3.2
LGP52.554.946.148.1
LGP+AMCL54.1 ↑1.657.0 ↑2.148.3 ↑2.251.1 ↑3.0
", + "bbox": [ + 300, + 191, + 699, + 292 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/e556b881bf4811f73f2f43594f04c843af0df556bfad5f3c924fb04f3d9f0ace.jpg", + "table_caption": [ + "Table 8: Computational cost analysis. We use R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. The additional computational cost from ACML is around $5\\%$ ." + ], + "table_footnote": [], + "table_body": "
SimCLR (+AMCL)MoCo (+AMCL)CAN (+AMCL)LGP (+AMCL)
#Params(M)25.6 (+1.1)25.6 (+1.1)87.0 (+2.1)194.3 (+2.1)
GFLOPs3.5 (+0.3)4.1 (+0.4)68.5 (+4.1)76.1 (+4.4)
", + "bbox": [ + 215, + 329, + 785, + 383 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "more and more useful: average improvement becomes as large as $4.59\\%$ when five types of data augmentation are used. This suggests the existence of multiple similarity relations when many data augmentations are applied, validating our motivation and method design.", + "bbox": [ + 212, + 402, + 784, + 463 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Generalizations to other tasks. We provide results on COCO object detection and segmentation. Follow [20], we finetune Mask R-CNN end-to-end on COCO [37], and the ViT backbones (ImageNet pretrained) are adapted to use with FPN [36]. We report box AP and mask AP for objection detection and instance segmentation, respectively, in Table 7. These results demonstrate that the learned representations are generalizable (see also Fig. 3(c) and (d)).", + "bbox": [ + 212, + 464, + 784, + 554 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Computational cost analysis. We provide a comparison of the number of parameters and FLOPs between baselines and ACML. We choose R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. Table 8 summarizes the results. The additional computational cost from ACML is around $5\\%$ , which is marginal.", + "bbox": [ + 212, + 555, + 785, + 614 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 640, + 359, + 656 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We address the challenge posed by complex pair similarity distributions under multiple augmentation types by introducing Adaptive Multi-Head Contrastive Learning (AMCL). AMCL utilizes multiple projection heads, each generating distinct features, along with a pair-wise adaptive temperature scheme. We derive the loss function, revealing insights into the relationship between the variance of pair distance distribution and temperature, as well as the physical meanings of the regularization term. Our method effectively separates pair similarity distributions. AMCL demonstrates experimental improvements in popular SSL methods across various backbones, numbers of labeled samples for linear probing, and augmentation types. Particularly beneficial under multiple augmentation types, AMCL aligns with our motivation.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 271, + 113, + 694, + 130 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 323, + 160 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Abdar, M., Pourpanah, F., Hussain, S., Rezazadegan, D., Liu, L., Ghavamzadeh, M., Fieguth, P., Cao, X., Khosravi, A., Acharya, U.R., et al.: A review of uncertainty quantification in deep learning: Techniques, applications and challenges. Information fusion 76, 243-297 (2021)", + "2. 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Zhou, J., Wei, C., Wang, H., Shen, W., Xie, C., Yuille, A., Kong, T.: ibot: Image bert pre-training with online tokenizer. arXiv preprint arXiv:2111.07832 (2021)" + ], + "bbox": [ + 215, + 146, + 785, + 410 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng", + "bbox": [ + 271, + 113, + 694, + 130 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Adaptive Multi-head Contrastive Learning/40eddd74-cf15-42f5-8e4d-9c0fb75458f5_model.json b/2024/Adaptive Multi-head Contrastive Learning/40eddd74-cf15-42f5-8e4d-9c0fb75458f5_model.json new file mode 100644 index 0000000000000000000000000000000000000000..8fe76b3907a523ce763a1ca742a73cf6f7edde12 --- /dev/null +++ b/2024/Adaptive Multi-head Contrastive Learning/40eddd74-cf15-42f5-8e4d-9c0fb75458f5_model.json @@ -0,0 +1,2579 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.259, + 0.142, + 0.745, + 0.163 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.189, + 0.763, + 0.208 + ], + "angle": 0, + "content": "Lei Wang\\*,1,2, Piotr Koniusz2,1 Tom Gedeon3 and Liang Zheng" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.216, + 0.74, + 0.26 + ], + "angle": 0, + "content": "\\(^{1}\\)Australian National University \\(^{2}\\)Data61/CSIRO \\(^{3}\\)Curtin University {lei.w, liang.zheng}@anu.edu.au, piotr.koniusz@data61.csiro.au, tom.gedeon@curtin.edu.au" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.301, + 0.744, + 0.633 + ], + "angle": 0, + "content": "Abstract. In contrastive learning, two views of an original image, generated by different augmentations, are considered a positive pair, and their similarity is required to be high. Similarly, two views of distinct images form a negative pair, with encouraged low similarity. Typically, a single similarity measure, provided by a lone projection head, evaluates positive and negative sample pairs. However, due to diverse augmentation strategies and varying intra-sample similarity, views from the same image may not always be similar. Additionally, owing to inter-sample similarity, views from different images may be more akin than those from the same image. Consequently, enforcing high similarity for positive pairs and low similarity for negative pairs may be unattainable, and in some cases, such enforcement could detrimentally impact performance. To address this challenge, we propose using multiple projection heads, each producing a distinct set of features. Our pre-training loss function emerges from a solution to the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This loss incorporates the similarity measure over positive and negative pairs, each re-weighted by an individual adaptive temperature, regulated to prevent ill solutions. Our approach, Adaptive Multi-Head Contrastive Learning (AMCL), can be applied to and experimentally enhances several popular contrastive learning methods such as SimCLR, MoCo, and Barlow Twins. The improvement remains consistent across various backbones and linear probing epochs, and becomes more significant when employing multiple augmentation methods." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.648, + 0.727, + 0.662 + ], + "angle": 0, + "content": "Keywords: Contrastive learning \\(\\cdot\\) Similarity \\(\\cdot\\) Adaptive temperature" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.69, + 0.377, + 0.705 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.724, + 0.788, + 0.816 + ], + "angle": 0, + "content": "Contrastive learning is an important line of work in self-supervised learning (SSL) which offers a promising path to leveraging large quantities of unlabeled data. Its main idea is to encourage two views of the same image (positive pair) to have similar embeddings and thus a high similarity, and those of different images (negative pair) to have a low similarity. As such, the similarity measure is an important component influencing representation learning." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.386, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.114, + 0.695, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "image", + "bbox": [ + 0.214, + 0.153, + 0.495, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "table", + "bbox": [ + 0.214, + 0.228, + 0.495, + 0.255 + ], + "angle": 0, + "content": "
0.480.600.350.420.580.750.82
0.800.950.760.830.810.420.53
" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.149, + 0.597, + 0.201 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.598, + 0.149, + 0.691, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.692, + 0.149, + 0.785, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.502, + 0.202, + 0.596, + 0.214 + ], + "angle": 0, + "content": "(b)1 head,1 aug." + }, + { + "type": "image_caption", + "bbox": [ + 0.597, + 0.202, + 0.691, + 0.214 + ], + "angle": 0, + "content": "(c)1 head,3 aug." + }, + { + "type": "image_caption", + "bbox": [ + 0.692, + 0.202, + 0.785, + 0.214 + ], + "angle": 0, + "content": "(d)1 head,5 aug." + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.215, + 0.596, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.597, + 0.215, + 0.689, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.692, + 0.215, + 0.785, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.216, + 0.268, + 0.785, + 0.281 + ], + "angle": 0, + "content": "(a) Examples of augmented image pairs (STL-10).(e) Ours, 1 aug. (f) Ours, 3 aug. (g) Ours, 5 aug." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.298, + 0.788, + 0.437 + ], + "angle": 0, + "content": "Fig. 1: In (a), each column denotes positive (green dots) or negative instances (red dots) with corresponding similarity measures. Additional augmentations can cause positive samples to appear dissimilar and occasionally make negative samples seem similar. The table in (a) shows the original similarity measure (in gray) and the similarity scores from our method (in black).(b)-(d): for traditional contrastive learning methods, when increasing the number of augmentations from 1 to 5, similarities of more positive pairs drop below 0.5, causing more significant overlapping regions between histograms of positive (orange) and negative (blue) pairs. In comparison, our multi-head approach (e)-(g) yields better separation of positive and negative sample pairs as more augmentation types are used, e.g., (g) vs. (d)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.456, + 0.788, + 0.608 + ], + "angle": 0, + "content": "In literature, multiple augmentations are usually used to create a view of an image. For example, rotation, scaling, translation, and flipping are used in SimCLR [9] and MoCo [21]. However, the use of multiple augmentations make positive pairs often look dissimilar and negative pairs occasionally similar: examples are presented in Fig. [1(a)]. Therefore, there exists non-negligible diversity in the distribution of similarity of image pairs. As shown in Fig. [1(b)-(d)], when the number of augmentations increases from 1, 3 to 5, the similarity distributions of positive and negative pairs of the SimCLR method become more complex, e.g., the similarity of more positive pairs drops below 0.5; thus, we observe increasingly significant overlapping regions, indicating compromised similarity learning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.611, + 0.788, + 0.779 + ], + "angle": 0, + "content": "We identify two limitations of existing methods which prevent them from addressing the above-mentioned problem. First, existing methods usually use a single feature projection head and a single similarity measure [9,10,21]. While this head is supervised by standard metric loss such as contrastive loss, a single projection has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. A consequence is that positive pairs sometimes have low similarity scores. Second, existing methods usually use a global temperature to scale similarity, which, after careful tuning, is shown to improve feature alignment and uniformity [47]. Under this scheme, the same scaling is applied to all the pairs, which does not alleviate overlapping exhibited in Fig. 1(d)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "This paper aims to address the diversity issue caused by multiple augmentations while considering the limitations in existing practice. We propose adaptive multi-head contrastive learning (AMCL): it better captures the diverse image content and gives similarity scores that better separate positive and negative" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.447, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.268 + ], + "angle": 0, + "content": "pairs. In a nutshell, instead of having a single MLP and cosine similarity, AMCL uses multiple repetitive MLPs and cosine similarity measures before loss computation. Within AMCL, we design an adaptive temperature which depends on both the projection head and the similarity of the current pair. We show that the idea of multiple projection heads and adaptive temperature can be applied to popular contrastive learning frameworks and yields consistent improvements. Aligned with our motivation, we observe more pronounced enhancements with 4-5 augmentation types compared to 1-2 types." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.268, + 0.788, + 0.344 + ], + "angle": 0, + "content": "On the theoretical side, we derive training objective function of AMCL based on maximum likelihood estimation (MLE). We show this objective function can be reduced to many existing contrastive learning methods, that its regularization term has interesting physical meaning, and that with it we are now able to connect temperature to uncertainty. We summarize the main points below." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.358, + 0.784, + 0.4 + ], + "angle": 0, + "content": "i. We propose adaptive multi-head contrastive learning (AMCL) which tackles intra- and inter-sample similarity and an adaptive temperature mechanism re-weighting each similarity pair." + }, + { + "type": "text", + "bbox": [ + 0.221, + 0.403, + 0.784, + 0.445 + ], + "angle": 0, + "content": "ii. We derive the objective function for AMCL as solution to the maximum likelihood estimation. We also discuss its mathematical insights including connecting temperature to uncertainty." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.449, + 0.784, + 0.505 + ], + "angle": 0, + "content": "iii. Our system consistently improves the performance of a few popular constructive learning frameworks, backbones, loss functions, and combinations of augmentation types, and is shown to be particularly useful under more augmentation types." + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.358, + 0.784, + 0.505 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.535, + 0.388, + 0.55 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.567, + 0.788, + 0.689 + ], + "angle": 0, + "content": "Self-supervised learning (SSL) has been a driving force behind unsupervised learning in computer vision [45] and natural language processing (NLP) [3]. Its methods can be grouped into 4 broad families: deep metric learning [9,14,15], self-distillation [8,10,19,21,32,41,54], canonical correlation analysis [5,7,24,51], and masked image modeling (MIM) [4,20,50]. Since contrastive learning and MIM can complement each other [42], recent works have adopted a fusion of both to improve representation quality and transfer performance over its traditional MIM approaches [26,29,39,48]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.779 + ], + "angle": 0, + "content": "Metric learning is related to self-supervised learning 3. Commonly used similarity measurements include the triplet loss 23, cross-entropy loss 53, and contrastive loss 31. A contemporary work is multi-similarity learning 40, where different attribute labels of an image are used in each level of learning. Different from 40, our method is self-supervised, discusses the adaptive temperature as a useful add-on, and derives interesting mathematical insights." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Uncertainty learning has been studied extensively [1, 17]. [43] uses multiple network copies trained with different parameter initializations to find various local minima. Bayesian neural networks [18] and Monte Carlo dropout [16] handle uncertainty by design, where dropout layers are equivalent to sampling weights" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.114, + 0.696, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "table_caption", + "bbox": [ + 0.256, + 0.145, + 0.746, + 0.16 + ], + "angle": 0, + "content": "Table 1: Standard contrastive learning methods and their loss functions." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.165, + 0.787, + 0.267 + ], + "angle": 0, + "content": "
MethodLoss nameLoss function
SimCLR, MoCoNT-XentlNT-Xentexp(sim(z_i,z_i^+) / τ) ∑n=1N exp(sim(z_i,z_i^-)/τ)
SimSiamNegative cos.lSymNegCos-1/2 sim(z_i, [h_i^+]_sg) - 1/2 sim(z_i^+, [h_i]_sg)
Barlow TwinsCross-corr.lCross-Corr∑d' l=1 (1 - C_{ll})^2 + λ ∑l=1 d' ∑m≠l C_{lm}^2
LGP, CANInfoNCElInfoNCEexp(sim(z_i,z_i^+) / τ) exp(sim(z_i,z_i^-)/τ) + ∑n=1N exp(sim(z_i,z_i^-)/τ)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.276, + 0.788, + 0.382 + ], + "angle": 0, + "content": "from a posterior distribution over model parameters. A more principled way is to capture aleatoric uncertainty [28,30,38] of Euclidean distance or cosine similarity, e.g., heteroscedastic aleatoric uncertainty (observation noise may vary with each pair of samples). To this end, we model the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This is a form of m-estimator [27] whose log-likelihood employs Normal distributions \\(a.k.a\\). Welsch functions by the uncertainty estimation community." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.402, + 0.513, + 0.418 + ], + "angle": 0, + "content": "3 SSL Frameworks: A revisit" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.431, + 0.789, + 0.629 + ], + "angle": 0, + "content": "Notations. A common contrastive learning framework typically consists of a data augmentation module, a base encoder \\( f(\\cdot) \\), a projection head \\( g(\\cdot) \\), and a loss function \\( \\ell_{\\mathrm{Contrast}}(\\cdot) \\). Stochastic data augmentation transforms a given sample randomly, resulting in two views of the same sample denoted \\( \\boldsymbol{x}_i \\) and \\( \\boldsymbol{x}_i^+ \\), which are considered as a positive pair consisting of an anchor and positive sample, respectively. Their visual representations are denoted as \\( \\boldsymbol{h}_i = f(\\boldsymbol{x}_i) \\in \\mathbb{R}^d \\) and \\( \\boldsymbol{h}_i^+ = f(\\boldsymbol{x}_i^+) \\in \\mathbb{R}^d \\), where \\( d \\) is feature dimension. The projection head \\( g(\\cdot) \\) maps these \\( d \\)-dim vectors to \\( d' \\)-dim vectors \\( \\boldsymbol{z}_i = g(\\boldsymbol{h}_i) \\in \\mathbb{R}^{d'} \\) and \\( \\boldsymbol{z}_i^+ = g(\\boldsymbol{h}_i^+) \\in \\mathbb{R}^{d'} \\), to which the contrastive learning loss is applied. Normally one single multilayer perceptron (MLP) is used for projection. By analogy, negative samples for anchor \\( \\boldsymbol{x}_i \\) are denoted by \\( \\boldsymbol{x}_{in}^- \\) (\\( n = 1, \\dots, N \\), and \\( N \\) is the total number of negative samples per anchor), and their features and projection head outputs are \\( h_{in}^- = f(\\boldsymbol{x}_{in}^-) \\) and \\( z_{in}^- = g(h_{in}^-) \\), respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.789, + 0.811 + ], + "angle": 0, + "content": "Loss functions. The contrastive loss function typically tries to align the anchors with their positive samples, and enlarge the distance between the anchors and their negative samples. Loss functions of some popular SSL methods are summarized in Table 1. Methods such as SimCLR and MoCo use the NT-Xent loss, given in Eq. (1.1). NT-Xent is very similar to the InfoNCE loss but differs by the normalization step. Function \\(\\sin (\\cdot ,\\cdot)\\) in equations of Table 1 represents the cosine similarity. SimSiam uses the negative cosine similarity loss in Eq. (1.2), where \\([\\cdot ]_{\\mathrm{sg}}\\) is the stop-gradient operation. Barlow Twins in Eq. (1.3) takes a different approach by utilizing the cross-correlation loss to decorrelate the channels of both views. In Eq. (1.3), \\(\\lambda \\geq 0\\) is a hyperparameter that controls the strength of decorrelation. \\(\\mathcal{C}\\) is the cross-correlation matrix computed between the outputs of two identical networks along the batch dimension, i.e., \\(\\mathcal{C}_{lm} = \\sum_{n = 1}^{N}z_{ln}z_{mn}^{+}\\) [51]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.811, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Differing from contrastive learning, masked image modeling (MIM) learns to reconstruct a corrupted image where some parts of the image or feature map" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.447, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.154, + 0.365, + 0.196 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.217, + 0.202, + 0.374, + 0.23 + ], + "angle": 0, + "content": "(a) Single-head, constant temperature." + }, + { + "type": "image", + "bbox": [ + 0.382, + 0.154, + 0.571, + 0.196 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.382, + 0.202, + 0.578, + 0.23 + ], + "angle": 0, + "content": "(b) Single-head, adaptive temperature" + }, + { + "type": "image", + "bbox": [ + 0.587, + 0.153, + 0.777, + 0.196 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.586, + 0.202, + 0.781, + 0.23 + ], + "angle": 0, + "content": "(c) Multi-head, adaptive temperature." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.235, + 0.788, + 0.405 + ], + "angle": 0, + "content": "Fig. 2: A comparison of (a) the standard constant-temperature, single-head approach and (b)-(c) our adaptive temperature, single- and multi-head approaches. In each subfigure, the first light blue trapezoid represents the base encoder, the second light blue trapezoid signifies the MLP projection head, and the third light orange trapezoid denotes the shared MLP layer for learning the temperature parameters. In (c), the projection head is replicated \\( C \\) times to capture diverse image content. For better visualization, we set \\( C = 3 \\) for simplicity. The architecture of the MLP projection head remains unchanged; however, the weights are learned independently. For a given image pair, each projection head produces a pair of feature vectors, which are later used for learning the pair-adaptive, head-wise temperature. The learned temperatures, along with the projected features, are seamlessly incorporated into our Adaptive Multi-head Contrastive Learning (AMCL) loss function (as presented in Table 2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.416, + 0.788, + 0.477 + ], + "angle": 0, + "content": "are masked out. As demonstrated in [42], contrastive learning and MIM are complementary strategies. Thus, recent works, LGP [29] and CAN [39], combine the MIM loss and the InfoNCE loss in Eq. (1.4). Kindly notice our innovations apply to the contrastive losses rather than MIM." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.505, + 0.347, + 0.523 + ], + "angle": 0, + "content": "4 Approach" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.541, + 0.793, + 0.603 + ], + "angle": 0, + "content": "In this section, we present our Adaptive Multi-head Contrastive Learning (AMCL) framework, starting with learnable pair-adaptive temperatures and introducing AMCL loss functions. We then provide a comprehensive discussion, offering deeper insights into our framework." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.629, + 0.573, + 0.645 + ], + "angle": 0, + "content": "4.1 Learnable Pair-adaptive Temperature" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.788, + 0.809 + ], + "angle": 0, + "content": "Existing contrastive learning frameworks generally adopt a constant temperature to scale similarity (see Fig. 2(a)). The temperature parameter is painstakingly tuned and may lead to sub-optimal performance. For a given image pair (either positive or negative), the temperature parameter should be adaptive to multiple augmentations for a more robust and better similarity measure after temperature scaling. Furthermore, distinct temperature parameters should be applied to positive and negative pairs, considering the image content and emphasizing unique focal points within the images. We introduce learnable adaptive positive and negative temperatures for effectively addressing varying inter- and intra-sample similarity during the learning process." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "For a given image pair feature representations after MLP projection head (either positive pair \\( z_i \\), \\( z_i^+ \\) or negative pair \\( z_i \\), \\( \\{z_{in}\\}_{n=1}^N \\)), our loss function" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.114, + 0.696, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.455, + 0.162 + ], + "angle": 0, + "content": "takes the following general form:" + }, + { + "type": "equation", + "bbox": [ + 0.259, + 0.168, + 0.786, + 0.188 + ], + "angle": 0, + "content": "\\[\n\\ell^ {\\dagger} = \\ell_ {\\text {C o n t r a s t}} \\left(\\boldsymbol {z} _ {i}, \\boldsymbol {z} _ {i} ^ {+}, \\left\\{\\boldsymbol {z} _ {i n} \\right\\} _ {n = 1} ^ {N}\\right) + \\beta \\Omega \\left(\\tau_ {i} ^ {+}\\right) - \\beta \\Omega \\left(\\left\\{\\tau_ {i n} ^ {-} \\right\\} _ {n = 1} ^ {N}\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.297, + 0.19, + 0.742, + 0.209 + ], + "angle": 0, + "content": "where \\(\\tau_{i}^{+} = \\sigma \\bigl (\\langle \\phi (\\pmb {z}_{i}),\\phi (\\pmb{z}_{i}^{+})\\rangle \\bigr)\\) and \\(\\tau_{in}^{-} = \\sigma \\bigl (\\langle \\phi (\\pmb {z}_i),\\phi (\\pmb{z}_{in}^{-})\\rangle \\bigr)\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.216, + 0.788, + 0.31 + ], + "angle": 0, + "content": "In the above equation, \\(\\tau_{i}^{+}\\) and \\(\\tau_{in}^{-}\\) denote the learnable adaptive positive and negative temperatures, respectively. \\(\\phi (\\cdot):\\mathbb{R}^{d^{\\prime}}\\to \\mathbb{R}^{d^{\\prime}}\\) is an MLP layer1 shared among all heads. \\(\\langle \\cdot ,\\cdot \\rangle\\) represents the dot product. Sigmoid function \\(\\sigma (r) = \\frac{\\iota}{1 + \\exp(r)} +\\eta\\) controls the lower and upper limits of the temperature, where \\(\\iota\\) and \\(\\eta\\) are hyperparameters. \\(\\beta \\geq 0\\) controls the temperature regularization imposed by \\(\\Omega (\\cdot)\\). The regularization is written as:" + }, + { + "type": "equation", + "bbox": [ + 0.402, + 0.318, + 0.786, + 0.335 + ], + "angle": 0, + "content": "\\[\n\\Omega (\\tau) = \\left(d ^ {\\prime} / 2\\right) \\log (\\tau) + 1 / \\tau , \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.342, + 0.789, + 0.372 + ], + "angle": 0, + "content": "which encourages temperature \\(\\tau\\) to move towards \\(\\tau = 2 / d^{\\prime}\\). The derivation of the regularization term is detailed in Appendix A." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.372, + 0.789, + 0.418 + ], + "angle": 0, + "content": "In Fig. 2 (b), we illustrate the application of our learnable temperature to a standard (single MLP projection head a.k.a. single-head) contrastive learning framework. Note that our learnable temperature is pair-adaptive." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.437, + 0.434, + 0.453 + ], + "angle": 0, + "content": "4.2 Multiple Projections" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.459, + 0.789, + 0.655 + ], + "angle": 0, + "content": "Typical SSL methods incorporate a projection head \\( g(\\cdot) \\), often consisting of a 2- or 3-layer MLP with ReLU activation. This projection head has proven to be highly beneficial as removing final layers of a pre-trained deep neural network helps mitigate overfitting to the training task and helps learning downstream tasks better [3]. As shown in Fig 1, a single projection (single-head) has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. Therefore, the application of adaptive temperature to a single-head approach (as depicted in Fig. 2(b)) presents several challenges: (i) increased variability in positive pairs, leading to inefficiencies in learning diverse representations; (ii) an inability to address issues when different parts of the image may require varying attention or when handling complex image content; and (iii) a lack of robustness and adaptability in managing different transformations, augmentations, or input variations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.656, + 0.789, + 0.747 + ], + "angle": 0, + "content": "Inspired by 43 in enhancing model performance, robustness, and generalization, we propose to apply \\(C\\) MLP projection heads (while keeping the architecture unchanged), denoted as \\(g^{1}(\\cdot),\\ldots ,g^{C}(\\cdot)\\). The goal is to capture complementary aspects of similarity between views (see Fig. 2(c)). Moreover, each given image pair benefits from a pair-adaptive, head-wise temperature, contributing to a more robust and refined similarity measure." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.765, + 0.364, + 0.78 + ], + "angle": 0, + "content": "4.3 AMCL Loss" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.786, + 0.789, + 0.821 + ], + "angle": 0, + "content": "Our final AMCL loss is defined as \\(\\ell^{\\ddagger} = \\sum_{c=1}^{C} \\ell_{c}^{\\dagger}\\), where \\(\\ell_{c}^{\\dagger}\\) represents the loss for the \\(c\\)-th head as defined in Eq. (3). Table 2 presents the specific implementations" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.633, + 0.84 + ], + "angle": 0, + "content": "1 This MLP layer is separate from the MLP projection heads." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.447, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.784, + 0.174 + ], + "angle": 0, + "content": "Table 2: Loss functions for applying AMCL to widely used contrastive learning frameworks involve introducing \\( C \\) heads and a regularization term (highlighted in green)." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.179, + 0.789, + 0.297 + ], + "angle": 0, + "content": "
MethodLoss functionRegularization
SimCLR, MoCoℓ†NT-Xent = ∑Cc=1C(-1/τic+ sim(zic, zi+c)+ 1/τic- max n=1,...,N sim(zi, zi-c)+ βΩ(τic+)-βΩ(τic-))(2.1)
SimSiamℓ†SymNegCos = ∑Cc=1C(-1/2τic+ sim(zi, i+|sg) - 1/2τic+ sim(zi, i+|h, i|sg) + βΩ(τic+)+ βΩ(τic+))(2.2)
Barlow Twinsℓ†Cross-Corr = ∑Cc=1C(d' (1-1/τic+ Cll)2+ λ∑l=1d'∑m≠l d' 1/τic- C2lm + β∑l=1d' 1/τic- d' Ω(τic-)-β∑l=1d' 1/τic- d' Ω(τic-))(2.3)
LGP, CANℓ†InfoNCE = ∑Cc=1C(-1/τic+ sim(zi, ic+)+ 1/τic- max n=1,...,N+1 sim(zi, ic+±) + βΩ(τic+)-βΩ(τic+))(2.4)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.309, + 0.784, + 0.339 + ], + "angle": 0, + "content": "of our AMCL loss for various contrastive learning frameworks. The \\(\\ddagger\\) in Eq. (2.1)-(2.4) indicates that these losses represent our multi-head loss versions." + }, + { + "type": "text", + "bbox": [ + 0.242, + 0.34, + 0.802, + 0.365 + ], + "angle": 0, + "content": "In Eq. (2.1), the asterisk \\(*\\) in \\(\\tau_{in^*}^{c-}\\) indicates the index \\(n^* = \\arg \\max_{n=1,\\dots,N} \\sin(\\boldsymbol{z}_i, \\boldsymbol{z}_{in}^-)\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.365, + 0.787, + 0.462 + ], + "angle": 0, + "content": "In Eq. (2.2), \\(\\tau_{i}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{i}^{c}), \\phi([\\boldsymbol{h}_{i}^{+}]_{\\mathrm{sg}}) \\rangle\\big)\\) and \\(\\tau_{i}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{i}^{c+}), \\phi([\\boldsymbol{h}_{i}]_{\\mathrm{sg}}) \\rangle\\big)\\). In Eq. (2.3), temperatures are formed as \\(\\tau_{l}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{l:}^{c}), \\phi(\\boldsymbol{z}_{l:}^{c+}) \\rangle\\big)\\) and \\(\\tau_{lm}^{c-} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{l:}^{c}), \\phi(\\boldsymbol{z}_{m:}^{c+}) \\rangle\\big)\\) where \\(l \\neq m\\) and operator ':' simply indexes and concatenates variable as \\(\\boldsymbol{z}_{l} = [z_{l1}, \\dots, z_{lN}]^{T}\\). In Eq. (2.4), \\(\\boldsymbol{z}_{in}^{c\\pm} = \\boldsymbol{z}_{in}^{c-}\\) and \\(\\tau_{in}^{c\\pm} = \\tau_{in}^{c-}\\) for \\(n = 1, \\dots, N\\), and \\(\\boldsymbol{z}_{in}^{c\\pm} = \\boldsymbol{z}_{in}^{c+}\\) and \\(\\tau_{in}^{c\\pm} = \\tau_{i}^{c+}\\) if \\(n = N + 1\\). Finally, notice that for NT-Xent in Eq. (2.1), we have:" + }, + { + "type": "equation", + "bbox": [ + 0.3, + 0.474, + 0.786, + 0.551 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\frac {1}{\\tau_ {i n ^ {*}} ^ {c -}} \\max _ {n = 1, \\dots , N} \\sin (\\pmb {z} _ {i} ^ {c}, \\pmb {z} _ {i n} ^ {c -}) - \\varOmega (\\tau_ {i n ^ {*}} ^ {c -}) - (2 \\pi) ^ {d ^ {\\prime} / 2} \\\\ \\approx \\log \\sum_ {n = 1} ^ {N} \\frac {1}{(2 \\pi) ^ {d ^ {\\prime} / 2} \\left(\\tau_ {i n} ^ {c -}\\right) ^ {d ^ {\\prime} / 2}} \\exp \\left(\\frac {1}{\\tau_ {i n} ^ {c -}} \\left(\\operatorname {s i m} \\left(z _ {i} ^ {c}, z _ {i n} ^ {c -}\\right) - 1\\right)\\right). \\tag {5} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.788, + 0.763 + ], + "angle": 0, + "content": "The same approximation (with \\( z_{in}^{c\\pm} \\) in place of \\( z_{in}^{c-} \\)) holds for InfoNCE in Eq. (2.4). Using maximum in Eq. (5), Eq. (2.1) and Eq. (2.4) are somewhat restrictive as the soft-maximum, depending on the temperature, will return the maximum similarity or interpolation over top few similarities close to maximum. Thus, softmax will tackle a group of negative samples closest to the anchor. Indeed, we could use the above soft-maximum in place of maximum but then we have no easy way of recovering the temperature \\( \\tau_{in*}^{c-} \\). Thus, in our experiments we observed that the best choice is to apply \\( \\sum_{k=1}^{\\kappa} \\frac{1}{\\kappa \\tau_{in_k}^{c-}} \\left[ \\operatorname{TopMax}_\\kappa \\sin(\\pmb{z}_i^c, \\pmb{z}_{in}^{c-}) \\right]_k \\) which is the average over top-\\( \\kappa \\) largest similarities. As the top-\\( \\kappa \\) maximum operation returns also corresponding indexes \\( n_1^*, \\dots, n_\\kappa^* \\), the temperature regularization can be easily computed as \\( \\Omega(\\{n_k^*\\}_{k=1}^\\kappa) = \\log(\\tau_{in_1^*}^{c-} \\dots \\tau_{in_\\kappa^*}^{c-}) + \\sum_{k=1}^{\\kappa} \\frac{1}{\\tau_{in_k}^{c-}} \\). The derivation of our loss function is presented in Appendix A." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.784, + 0.35, + 0.798 + ], + "angle": 0, + "content": "4.4 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Multiple projection heads vs. a wider MLP projection head. Multiple projection heads offer a significant advantage by creating different sets of" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.114, + 0.695, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.36, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.22, + 0.223, + 0.359, + 0.234 + ], + "angle": 0, + "content": "(a) head sim. (baseline)" + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.144, + 0.501, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.371, + 0.223, + 0.489, + 0.235 + ], + "angle": 0, + "content": "(b) head sim. (ours)" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.145, + 0.639, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.502, + 0.223, + 0.638, + 0.235 + ], + "angle": 0, + "content": "(c) feat. sim. (baseline)" + }, + { + "type": "image", + "bbox": [ + 0.64, + 0.145, + 0.78, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.651, + 0.223, + 0.767, + 0.235 + ], + "angle": 0, + "content": "(d) feat. sim. (ours)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.239, + 0.788, + 0.351 + ], + "angle": 0, + "content": "Fig. 3: Distribution of similarity scores for positive and negative pairs. The baseline uses one projection head and constant temperature, while our method has multiple projection heads and adaptive temperature. We use SimCLR for pre-training with ResNet-18 on STL-10. After pre-training, we choose 500 positive pairs and 500 negative pairs from the validation to compute the cosine similarity. In (a) and (b), similarity score (temperature scaled) is computed between the 128-dim features extracted from the projection head(s). In (c) and (d), cosine similarity score is computed between the 512-dim features extracted from the backbone after removing the project heads." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.367, + 0.789, + 0.595 + ], + "angle": 0, + "content": "features for each pair of images [43]. This helps build a varied representation that captures various aspects of the input, making the model more resilient and adaptable to different transformations. Furthermore, each projection head's ability to specialize in learning specific patterns or features becomes especially useful when dealing with diverse augmentations that require focused attention on distinct content within the images. In the context of contrastive learning, where diverse augmentation strategies and varying intra-sample similarity introduce more variability in positive pairs, using multiple projection heads excels. This approach effectively manages the resulting variability by enabling the learning of diverse representations. As a result, the model becomes skilled at navigating the intricacies of the data, demonstrating its adaptability to the complex nature of the input. On the other hand, the wider MLP projection head takes a distinct approach by consolidating information from various aspects of the input into a single representation. This proves advantageous when a thorough understanding of the data is crucial, and the relationships between features play a vital role [9]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.789, + 0.763 + ], + "angle": 0, + "content": "Visualization of pair similarity distributions. In Fig. 3 we draw the similarity distributions of negative pairs and positive pairs, under the baseline (1 head + constant temperature) and our method (multiple heads + adaptive temperature). When we use the average similarity across the output from the multiple heads, shown in Fig. 3(a) and (b), we can clearly observe better separability brought by our method. It indicates that our method allows for more effective similarity learning of the positive and negative pairs. On the other hand, if we compute the cosine similarity between features extracted right after the backbone, shown in Fig. 3(c) and (d), better separability can again be observed. It illustrates that better similarity learning further benefits representation learning, finally leading to improved linear probing performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Connecting our loss function to existing contrastive learning methods. Our loss function consists of three terms: (i) positive temperature-weighted similarities for positive pairs (ii) negative temperature-weighted similarities for negative pairs, and (iii) a regularization term for positive and negative temperatures. As identified in previous works [44, 47], the alignment (closeness) of features" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.447, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.265 + ], + "angle": 0, + "content": "from positive pairs and the uniformity of the induced distribution of the (normalized) features on the hypersphere are the two key properties in contrastive loss. Our loss function also optimizes these properties and further improves the contrastive learning performance through parameterized pair-wise temperature via re-weighting the positive and negative similarities. Our loss function is a more general form, and when we set the temperature to be a global constant, the constant regularization term no longer affects optimization, and thus the loss function reduces to the traditional contrastive loss." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.267, + 0.79, + 0.511 + ], + "angle": 0, + "content": "Physical meaning of the regularization term \\(\\Omega(\\cdot)\\) in Eq. (3). The regularization term consists of regularizing both the positive and negative temperatures. During optimisation, the log \\(\\tau\\) term encourages lower positive temperatures and higher negative temperatures, whereas the reverse function term \\(\\frac{1}{\\tau}\\) is in favour of higher positive temperatures and lower negative temperatures. Hence this regularization term balances the learning of positive and negative temperatures. As we jointly optimize network parameters and the temperature via MLE, this problem naturally becomes decomposed in the maximization of similarities for positive pairs (minimization for negative pairs) weighted by the temperature. However, if \\(\\tau\\) was to reach 0 for positive pairs, one would attain a trivial solution. \\(\\Omega(\\cdot)\\) prevents that trivial solution. Intuitively, one can be very certain in similarity of sample pair but there is a price to pay for that certainty, imposed by \\(\\Omega(\\cdot)\\) resulting from the Welsch function. This \\(\\Omega(\\cdot)\\) expresses the prior belief or preference on temperatures. We provide its mathematical insights including connecting temperature to uncertainty in Appendix A. More discussions can be found in Appendix B" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.534, + 0.377, + 0.551 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.565, + 0.788, + 0.626 + ], + "angle": 0, + "content": "We choose popular datasets that are widely used in evaluating the SSL models, including CIFAR-10, CIFAR-100, STL-10, Tiny-[ImageNet and ImageNet. The dataset details are provided in Appendix Below, we describe the experimental setup and evaluations." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.649, + 0.312, + 0.665 + ], + "angle": 0, + "content": "5.1 Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.789, + 0.844 + ], + "angle": 0, + "content": "We conduct experiments on the aforementioned datasets following practices outlined by [25]. We consider five different types of transformations for data augmentations: random cropping, random Gaussian blur, color dropping (i.e., randomly converting images to grayscale), color distortion, and random horizontal flipping. For pre-training, we employ Resnet-18 (R18) [22] for SimCLR [9], MoCo [21], SimSiam [10], and Barlow Twins [51] on CIFAR-10, CIFAR-100 and STL-10. For Tiny-ImageNet and ImageNet, we use Resnet-50 (R50) variants, ViT-B and ViT-L. Other settings, such as the architecture of the projection head, remain consistent with the original algorithm configurations. We select \\(C\\) projection heads in range from 2 to 6. We set the temperature bounds (\\(\\eta\\) and \\(\\iota\\) of sigmoid) in range \\([1e - 5, 2]\\) on smaller datasets and \\([1e - 5, 5]\\) for ImageNet and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.114, + 0.695, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.215 + ], + "angle": 0, + "content": "Table 3: Impact of AMCL when applied to popular and state-of-the-art SSL methods. On CIFAR-10, CIFAR-100, Tiny-ImageNet, and ImageNet, models are first pretrained for 1,000, 1,000, 800, and 100 epochs, respectively, and then evaluated using linear probing. Backbones are highlighted. All reported results are averages obtained from 5 runs on each dataset for each method (including baselines)." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.219, + 0.789, + 0.357 + ], + "angle": 0, + "content": "
DatasetsAccuracyAvg. gain
SimCLRMoCoSimSiamB.TwinsCANLGP
CIFAR-10Baseline +AMCL89.9 92.2R1890.4 92.9R1890.7 93.0R1887.4 90.0R18--↑2.43
CIFAR-100Baseline +AMCL57.6 61.8R1864.4 69.3R1863.6 68.9R1858.2 62.1R18--↑4.58
Tiny-ImageNetBaseline +AMCL48.1 50.0R5046.4 47.8R5046.7 49.0R5046.8 48.3R5053.2 54.9ViT-B↑1.65
ImageNetBaseline +AMCL66.5 68.1R5067.4 69.3R5068.1 69.6R5070.0 72.7R5070.5 71.6ViT-B↑1.67
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.364, + 0.788, + 0.406 + ], + "angle": 0, + "content": "Table 4: A comprehensive/fair comparison on ImageNet vs. SOTA. Backbones are highlighted. All models are pre-trained for 1600 epochs. We report top-1 performance after end-to-end fine-tuning." + }, + { + "type": "table", + "bbox": [ + 0.32, + 0.408, + 0.681, + 0.482 + ], + "angle": 0, + "content": "
MAEMoCoMoCo +AMCLLGPLGP +AMCL
ViT-B/1683.683.284.1 (↑0.9)83.984.7 (↑0.8)
ViT-L/1685.984.185.3 (↑1.2)85.987.4 (↑1.5)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.501, + 0.789, + 0.683 + ], + "angle": 0, + "content": "Tiny-ImageNet. For Barlow Twins, the regularization parameter \\(\\lambda = 5e - 3\\). The temperature regularization parameter \\(\\beta\\) is varied from \\(1e - 5\\) to 10. Each model is trained with a batch size of 512 and 1000 epochs for small datasets, e.g., STL-10; for large-scale datasets, e.g., Tiny-ImageNet and ImageNet, we train for up to 800 epochs. We also evaluate ViT-B and ViT-L pre-trained for 1600 epochs on ImageNet and assess their generalizability, e.g., on object detection and segmentation. To assess the quality of the encoder, we follow the KNN evaluation protocol [49] on small datasets. For large datasets, we use linear probing. For MIM-based methods such as \\(\\mathrm{CAN}^2\\) and \\(\\mathrm{LGP}^3\\), we select the standard ViT-B and ViT-L as the backbone encoder, with a token size \\(16\\times 16\\). Other settings, including projection head architecture and hyperparameters, followed the original algorithm configurations. Both models are evaluated using a linear probe." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.704, + 0.352, + 0.717 + ], + "angle": 0, + "content": "5.2 Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.728, + 0.788, + 0.805 + ], + "angle": 0, + "content": "AMCL consistently improves popular and state-of-the-art SSL methods. We apply AMCL to SimCLR, MoCo, SimSiam, Barlow Twins, CAN, and LGP. As shown in Table 3 on CIFAR-10, CIFAR-100, Tiny ImageNet and ImageNet datasets, average improvements across the baselines are \\(2.43\\%\\), \\(4.58\\%\\), \\(1.65\\%\\), \\(1.67\\%\\), respectively. In the case of MIM-based methods such as CAN and" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.81, + 0.467, + 0.826 + ], + "angle": 0, + "content": "\\(^{2}\\) https://github.com/bwconrad/can" + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.826, + 0.684, + 0.841 + ], + "angle": 0, + "content": "3 https://github.com/VITA-Group/layerGraftedPretraining_ICLR23" + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.81, + 0.684, + 0.841 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.448, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.357, + 0.276 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.355, + 0.147, + 0.492, + 0.276 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.287, + 0.493, + 0.357 + ], + "angle": 0, + "content": "Fig. 4: Impact of different backbones and training epochs on AMCL for (left:) SimCLR and (right:) CAN on the ImageNet dataset. All the reported accuracies use a linear probe." + }, + { + "type": "image", + "bbox": [ + 0.504, + 0.145, + 0.627, + 0.217 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.64, + 0.145, + 0.776, + 0.216 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.501, + 0.23, + 0.78, + 0.355 + ], + "angle": 0, + "content": "Fig. 5: Hyperparameter sensitivity analysis. (left:) number of projection heads. (right:) Evaluation of top- \\(\\kappa\\) similarities among negative pairs on STL-10. \"Softmax\" involves including all negative pair similarities (Eq. [7] in Appendix A). We use Resnet-18 as backbone with SimCLR. The dashed line is the baseline result with 1 projection head, constant temperature." + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.383, + 0.472, + 0.494 + ], + "angle": 0, + "content": "Table 5: Comparing adaptive temperature with two SOTA temperature methods on STL-10. Baseline uses one projection head and constant temperature, and the rest methods use 3 heads. TaU [52] views temperature as uncertainty, and TS [34] uses cosine schedule for temperature." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.506, + 0.462, + 0.621 + ], + "angle": 0, + "content": "
Baseline+AMCLTaUTS
1061.071.1↑10.164.3
2068.576.4↑7.970.4
5073.579.4↑5.974.6
10076.581.4↑4.977.7
20078.681.9↑3.379.4
50080.683.7↑3.180.0
" + }, + { + "type": "image", + "bbox": [ + 0.51, + 0.374, + 0.767, + 0.502 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.492, + 0.505, + 0.784, + 0.616 + ], + "angle": 0, + "content": "Fig. 6: Comparing adaptive temperature in multi-head \\((C = 3)\\) versus single-head \\((C = 1)\\) scenarios on CIFAR-100 using SimCLR with a ResNet-18 backbone. The singlehead model with a constant temperature performs best at 0.2 or 0.3. For a single head, constant and adaptive temperatures show comparable performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.788, + 0.734 + ], + "angle": 0, + "content": "LGP, our multi-head approach improves them by \\(1.7\\%\\) and \\(1.1\\%\\), respectively, on Tiny-ImageNet. The improvements over CAN and LGP on ImageNet are \\(1.1\\%\\) and \\(1.2\\%\\), respectively. We provide more results on ImageNet to compare with SOTA in Table 4. All models are pre-trained for 1600 epochs, and are evaluated by end-to-end fine-tuning. We report top-1 performance after fine-tuning. AMCL boosts popular SSL methods by \\(1\\%\\) on average." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Effectiveness of AMCL under different backbones and training epochs. We evaluate model capacity using the ImageNet dataset. We choose R50 with three different hidden layer widths (width multipliers of \\(1 \\times\\), \\(2 \\times\\), and \\(4 \\times\\)), ViT-B, and ViT-L, which are widely used in SSL. In Fig. 4, under each epoch number, our AMCL yields consistent improvement to various backbones for SimCLR and CAN. Additionally, we observe that model capacity heavily depends on the choice of backbone. For ViT-L backbone encoder, SimCLR achieves the highest" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.114, + 0.695, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.486, + 0.284 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.511, + 0.145, + 0.785, + 0.283 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.296, + 0.788, + 0.395 + ], + "angle": 0, + "content": "Fig. 7: Comparing variants of adaptive temperature on STL-10. We choose SimCLR. The pre-trained model is linear-probed with various numbers of labeled data. (left:) multi-head \\((C = 3)\\) vs. single-head \\((C = 1)\\). (right:) constant temperature vs. adaptive temperature. The Number of heads is 3. \"Const. pos. \\(\\tau\\), adapt. neg. \\(\\tau\\) \" uses constant temperature for positive pairs and adaptive for negative ones. Analogy goes for \"Const. neg. \\(\\tau\\), adapt. pos. \\(\\tau\\)\". \"Adapt. \\(\\tau\\) from head 1 only\" copies adaptive temperatures from the first head to the other heads." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.785, + 0.44 + ], + "angle": 0, + "content": "linear probe performance on ImageNet at \\(73.9\\%\\). When combined with AMCL, accuracy of SimCLR further increases by \\(0.6\\%\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.788, + 0.577 + ], + "angle": 0, + "content": "Impact of the number of projection heads is presented in Fig. 5 (left). R18 is used as backbone, coupled with SimCLR. Adaptive temperature is always used. On STL-10, 3-5 projection heads are most effective, while other numbers also beat the baseline (except for \\( C = 1 \\)). Considering the performance gain and the computational cost, we use 3 heads in our paper. We notice a \\( 1\\% \\) performance drop when the number of heads exceeds 4, likely due to slight overfitting. Note that this is not a hyperparameter selection process but rather hyperparameter sensitivity evaluation. Instead, we choose hyperparameters using Hyperopt 6 on the validation set of each dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.58, + 0.788, + 0.64 + ], + "angle": 0, + "content": "TopMax-\\(\\kappa\\) vs. Softmax in loss function. In Fig. ⑤(right), we compare using Top-\\(\\kappa\\) and Softmax when selecting negative pairs. Using Top-\\(\\kappa\\) is slightly better than Softmax when \\(\\kappa = 100, 150\\). In practice, \\(\\kappa\\) is chosen by Hyperopt ⑥ on the validation set of each dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.788, + 0.809 + ], + "angle": 0, + "content": "Impact of number of labeled data for linear probing. We use SimCLR for pre-training and linear-probe a standard R18 model (with random initialization) on the training set of STL-10. We then train a logistic regression model with various numbers of labeled images: 10, 20, 50, 100, 200, and all 500 examples per class. Results are presented in Table 5 and Fig. 7 (left). We have two observations. First, AMCL consistently improves SimCLR under different numbers of labeled data. Under 10, 50, and 200 labeled images, the improvement is \\(10.1\\%\\), \\(5.9\\%\\), and \\(3.3\\%\\), respectively. Second, compared with the fully supervised baseline with \\(73.3\\%\\) accuracy, linear probing with 20 samples per class (1/25 of the whole labeled data) with our method is already superior (\\(76.4\\%\\)). This clearly demonstrates the advantages of self-supervised pretraining and our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Comparing with temperature variants and state-of-the-art temperature schemes. In Fig. 7 (right), we compare the proposed adaptive temper" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.447, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.215 + ], + "angle": 0, + "content": "Table 6: Comparing AMCL with baselines under various numbers of augmentations. We report linear probing accuracy on CIFAR-100, where (a), (b), (c), (d), and (e) correspond to random cropping, Gaussian blur, color dropping (e.g., converting images to grayscale), color distortion, and random horizontal flipping, respectively. \\(\\checkmark\\) denotes the corresponding augmentation is applied. Average improvement is shown in red." + }, + { + "type": "table", + "bbox": [ + 0.269, + 0.217, + 0.737, + 0.404 + ], + "angle": 0, + "content": "
AugmentationsAccuracyAvg. gain
(a)(b)(c)(d)(e)SimCLRMoCoSimSiamB.Twins
✓Baseline26.339.926.433.7↑0.69
+AMCL27.040.327.034.7
✓✓Baseline28.040.226.634.2↑0.80
+AMCL29.040.927.335.1
✓✓✓Baseline44.457.351.549.8↑2.74
+AMCL46.261.055.451.3
✓✓✓Baseline55.462.760.755.0↑4.12
+AMCL58.566.367.058.4
✓✓✓✓Baseline57.664.463.658.2
+AMCL61.869.368.962.1↑4.59
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.429, + 0.789, + 0.596 + ], + "angle": 0, + "content": "ature (fully adaptive \\(\\tau\\)) with four variants, including making temperature of negative/positive pairs constant, copying adaptive temperature from one head to the others, and having global temperature. It is clear from the figure that our method is the best. In Table 5 we compare adaptive temperature with temperature as uncertainty (TaU) [52] and temperature cosine schedule (TS) [34] under multiple heads, where adaptive temperature is also superior. In fact, the cosine temperature scheme is not adaptive to individual pairs, while 'temperature as uncertainty' is directly dependent on features not similarity. Being adaptive to individual pairs, their similarity and projection heads, our adaptive temperature is very well optimized under the derived loss function and thus exhibits very competitive performance (see also Fig. 6)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.789, + 0.778 + ], + "angle": 0, + "content": "Multi-head outperforms a wider MLP projection head. To evaluate the efficacy of employing multiple projection heads versus a wider MLP projection head, we conducted two sets of experiments: (i) with a global constant temperature and (ii) with our adaptive temperature on STL-10, employing both SimCLR and Barlow Twins. We systematically increased the number of learnable weights for the wider projection head until it surpassed three times the number of weights in our multi-head settings. We then selected the best-performing model for comparison. Our results demonstrate that, under both constant and adaptive temperature conditions, our multi-head approach (with \\( C = 3 \\), 128-dim for SimCLR, and 2048-dim for Barlow Twins) outperforms the best wider MLP projection head (512-dim for SimCLR and 8192-dim for Barlow Twins) by approximately \\( 2.5\\% \\) and \\( 1.6\\% \\) for Barlow Twins and SimCLR, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Impact of the number of data augmentation types. In Table 6, under only 1-2 augmentations during SSL pretraining, the improvements in linear probing over the baselines are around \\(1\\%\\). When we further increase the number of augmentations, linear probing performance improves; importantly, AMCL becomes" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.114, + 0.695, + 0.131 + ], + "angle": 0, + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 7: COCO object detection and segmentation results reveal two notable findings: (i) Mask Average Precision (AP) exhibits a similar trend to box AP, and (ii) the learned representations via AMCL demonstrate generalizability to other tasks." + }, + { + "type": "table", + "bbox": [ + 0.301, + 0.192, + 0.7, + 0.294 + ], + "angle": 0, + "content": "
APboxAPmask
ViT-BViT-LViT-BViT-L
MoCo48.149.243.043.8
MoCo+AMCL50.3 ↑2.253.3 ↑4.145.1 ↑2.147.0 ↑3.2
LGP52.554.946.148.1
LGP+AMCL54.1 ↑1.657.0 ↑2.148.3 ↑2.251.1 ↑3.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.295, + 0.787, + 0.325 + ], + "angle": 0, + "content": "Table 8: Computational cost analysis. We use R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. The additional computational cost from ACML is around \\(5\\%\\)." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.33, + 0.787, + 0.384 + ], + "angle": 0, + "content": "
SimCLR (+AMCL)MoCo (+AMCL)CAN (+AMCL)LGP (+AMCL)
#Params(M)25.6 (+1.1)25.6 (+1.1)87.0 (+2.1)194.3 (+2.1)
GFLOPs3.5 (+0.3)4.1 (+0.4)68.5 (+4.1)76.1 (+4.4)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.404, + 0.785, + 0.464 + ], + "angle": 0, + "content": "more and more useful: average improvement becomes as large as \\(4.59\\%\\) when five types of data augmentation are used. This suggests the existence of multiple similarity relations when many data augmentations are applied, validating our motivation and method design." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.465, + 0.785, + 0.555 + ], + "angle": 0, + "content": "Generalizations to other tasks. We provide results on COCO object detection and segmentation. Follow [20], we finetune Mask R-CNN end-to-end on COCO [37], and the ViT backbones (ImageNet pretrained) are adapted to use with FPN [36]. We report box AP and mask AP for objection detection and instance segmentation, respectively, in Table 7. These results demonstrate that the learned representations are generalizable (see also Fig. 3(c) and (d))." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.556, + 0.787, + 0.616 + ], + "angle": 0, + "content": "Computational cost analysis. We provide a comparison of the number of parameters and FLOPs between baselines and ACML. We choose R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. Table 8 summarizes the results. The additional computational cost from ACML is around \\(5\\%\\), which is marginal." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.641, + 0.36, + 0.657 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We address the challenge posed by complex pair similarity distributions under multiple augmentation types by introducing Adaptive Multi-Head Contrastive Learning (AMCL). AMCL utilizes multiple projection heads, each generating distinct features, along with a pair-wise adaptive temperature scheme. We derive the loss function, revealing insights into the relationship between the variance of pair distance distribution and temperature, as well as the physical meanings of the regularization term. Our method effectively separates pair similarity distributions. AMCL demonstrates experimental improvements in popular SSL methods across various backbones, numbers of labeled samples for linear probing, and augmentation types. Particularly beneficial under multiple augmentation types, AMCL aligns with our motivation." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.448, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-head Contrastive Learning" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.173, + 0.786, + 0.228 + ], + "angle": 0, + "content": "1. Abdar, M., Pourpanah, F., Hussain, S., Rezazadegan, D., Liu, L., Ghavamzadeh, M., Fieguth, P., Cao, X., Khosravi, A., Acharya, U.R., et al.: A review of uncertainty quantification in deep learning: Techniques, applications and challenges. Information fusion 76, 243-297 (2021)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.229, + 0.787, + 0.284 + ], + "angle": 0, + "content": "2. 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In contrastive learning, two views of an original image, generated by different augmentations, are considered a positive pair, and their similarity is required to be high. Similarly, two views of distinct images form a negative pair, with encouraged low similarity. Typically, a single similarity measure, provided by a lone projection head, evaluates positive and negative sample pairs. However, due to diverse augmentation strategies and varying intra-sample similarity, views from the same image may not always be similar. Additionally, owing to inter-sample similarity, views from different images may be more akin than those from the same image. Consequently, enforcing high similarity for positive pairs and low similarity for negative pairs may be unattainable, and in some cases, such enforcement could detrimentally impact performance. To address this challenge, we propose using multiple projection heads, each producing a distinct set of features. Our pre-training loss function emerges from a solution to the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This loss incorporates the similarity measure over positive and negative pairs, each re-weighted by an individual adaptive temperature, regulated to prevent ill solutions. Our approach, Adaptive Multi-Head Contrastive Learning (AMCL), can be applied to and experimentally enhances several popular contrastive learning methods such as SimCLR, MoCo, and Barlow Twins. The improvement remains consistent across various backbones and linear probing epochs, and becomes more significant when employing multiple augmentation methods. + +Keywords: Contrastive learning $\cdot$ Similarity $\cdot$ Adaptive temperature + +# 1 Introduction + +Contrastive learning is an important line of work in self-supervised learning (SSL) which offers a promising path to leveraging large quantities of unlabeled data. Its main idea is to encourage two views of the same image (positive pair) to have similar embeddings and thus a high similarity, and those of different images (negative pair) to have a low similarity. As such, the similarity measure is an important component influencing representation learning. + +![](images/db183f9c01879cfae6cd7cac5f7eb02f071da73c7c6d4b1f3e9d3c46edd75221.jpg) + +
0.480.600.350.420.580.750.82
0.800.950.760.830.810.420.53
+ +![](images/c9ae3c25fb02d7aecc262684ceef3068eca1bec1b12a6434831dbdd4cbfba898.jpg) +(b)1 head,1 aug. +(c)1 head,3 aug. + +![](images/aa441189a0bb9143a5745cfebba3c5717de181dc485420b38e88246c934375fd.jpg) + +![](images/1aa0219f47d50a437cb9b42fdb87f66ef4836815b31289635ee7d0c2e1839eb2.jpg) +(d)1 head,5 aug. + +Fig. 1: In (a), each column denotes positive (green dots) or negative instances (red dots) with corresponding similarity measures. Additional augmentations can cause positive samples to appear dissimilar and occasionally make negative samples seem similar. The table in (a) shows the original similarity measure (in gray) and the similarity scores from our method (in black).(b)-(d): for traditional contrastive learning methods, when increasing the number of augmentations from 1 to 5, similarities of more positive pairs drop below 0.5, causing more significant overlapping regions between histograms of positive (orange) and negative (blue) pairs. In comparison, our multi-head approach (e)-(g) yields better separation of positive and negative sample pairs as more augmentation types are used, e.g., (g) vs. (d). +![](images/fa688abc5266d714fec5acc3ee66b9076ecb62cf31533198b940149144cb1f9d.jpg) +(a) Examples of augmented image pairs (STL-10).(e) Ours, 1 aug. (f) Ours, 3 aug. (g) Ours, 5 aug. + +![](images/24e75944bb924910775ad9d612457557da8b91ffc48e5ba5ad1c8cf6880d915c.jpg) + +![](images/ad766d0fc366b6bb0d596b4bc7c15b4b1d858c3f97730060e888d5b47de9b0d0.jpg) + +In literature, multiple augmentations are usually used to create a view of an image. For example, rotation, scaling, translation, and flipping are used in SimCLR [9] and MoCo [21]. However, the use of multiple augmentations make positive pairs often look dissimilar and negative pairs occasionally similar: examples are presented in Fig. [1(a)]. Therefore, there exists non-negligible diversity in the distribution of similarity of image pairs. As shown in Fig. [1(b)-(d)], when the number of augmentations increases from 1, 3 to 5, the similarity distributions of positive and negative pairs of the SimCLR method become more complex, e.g., the similarity of more positive pairs drops below 0.5; thus, we observe increasingly significant overlapping regions, indicating compromised similarity learning. + +We identify two limitations of existing methods which prevent them from addressing the above-mentioned problem. First, existing methods usually use a single feature projection head and a single similarity measure [9,10,21]. While this head is supervised by standard metric loss such as contrastive loss, a single projection has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. A consequence is that positive pairs sometimes have low similarity scores. Second, existing methods usually use a global temperature to scale similarity, which, after careful tuning, is shown to improve feature alignment and uniformity [47]. Under this scheme, the same scaling is applied to all the pairs, which does not alleviate overlapping exhibited in Fig. 1(d). + +This paper aims to address the diversity issue caused by multiple augmentations while considering the limitations in existing practice. We propose adaptive multi-head contrastive learning (AMCL): it better captures the diverse image content and gives similarity scores that better separate positive and negative + +pairs. In a nutshell, instead of having a single MLP and cosine similarity, AMCL uses multiple repetitive MLPs and cosine similarity measures before loss computation. Within AMCL, we design an adaptive temperature which depends on both the projection head and the similarity of the current pair. We show that the idea of multiple projection heads and adaptive temperature can be applied to popular contrastive learning frameworks and yields consistent improvements. Aligned with our motivation, we observe more pronounced enhancements with 4-5 augmentation types compared to 1-2 types. + +On the theoretical side, we derive training objective function of AMCL based on maximum likelihood estimation (MLE). We show this objective function can be reduced to many existing contrastive learning methods, that its regularization term has interesting physical meaning, and that with it we are now able to connect temperature to uncertainty. We summarize the main points below. + +i. We propose adaptive multi-head contrastive learning (AMCL) which tackles intra- and inter-sample similarity and an adaptive temperature mechanism re-weighting each similarity pair. +ii. We derive the objective function for AMCL as solution to the maximum likelihood estimation. We also discuss its mathematical insights including connecting temperature to uncertainty. +iii. Our system consistently improves the performance of a few popular constructive learning frameworks, backbones, loss functions, and combinations of augmentation types, and is shown to be particularly useful under more augmentation types. + +# 2 Related Work + +Self-supervised learning (SSL) has been a driving force behind unsupervised learning in computer vision [45] and natural language processing (NLP) [3]. Its methods can be grouped into 4 broad families: deep metric learning [9,14,15], self-distillation [8,10,19,21,32,41,54], canonical correlation analysis [5,7,24,51], and masked image modeling (MIM) [4,20,50]. Since contrastive learning and MIM can complement each other [42], recent works have adopted a fusion of both to improve representation quality and transfer performance over its traditional MIM approaches [26,29,39,48]. + +Metric learning is related to self-supervised learning 3. Commonly used similarity measurements include the triplet loss 23, cross-entropy loss 53, and contrastive loss 31. A contemporary work is multi-similarity learning 40, where different attribute labels of an image are used in each level of learning. Different from 40, our method is self-supervised, discusses the adaptive temperature as a useful add-on, and derives interesting mathematical insights. + +Uncertainty learning has been studied extensively [1, 17]. [43] uses multiple network copies trained with different parameter initializations to find various local minima. Bayesian neural networks [18] and Monte Carlo dropout [16] handle uncertainty by design, where dropout layers are equivalent to sampling weights + +Table 1: Standard contrastive learning methods and their loss functions. + +
MethodLoss nameLoss function
SimCLR, MoCoNT-XentlNT-Xentexp(sim(z_i,z_i^+) / τ) ∑n=1N exp(sim(z_i,z_i^-)/τ)
SimSiamNegative cos.lSymNegCos-1/2 sim(z_i, [h_i^+]_sg) - 1/2 sim(z_i^+, [h_i]_sg)
Barlow TwinsCross-corr.lCross-Corr∑d' l=1 (1 - C_{ll})^2 + λ ∑l=1 d' ∑m≠l C_{lm}^2
LGP, CANInfoNCElInfoNCEexp(sim(z_i,z_i^+) / τ) exp(sim(z_i,z_i^-)/τ) + ∑n=1N exp(sim(z_i,z_i^-)/τ)
+ +from a posterior distribution over model parameters. A more principled way is to capture aleatoric uncertainty [28,30,38] of Euclidean distance or cosine similarity, e.g., heteroscedastic aleatoric uncertainty (observation noise may vary with each pair of samples). To this end, we model the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This is a form of m-estimator [27] whose log-likelihood employs Normal distributions $a.k.a$ . Welsch functions by the uncertainty estimation community. + +# 3 SSL Frameworks: A revisit + +Notations. A common contrastive learning framework typically consists of a data augmentation module, a base encoder $f(\cdot)$ , a projection head $g(\cdot)$ , and a loss function $\ell_{\mathrm{Contrast}}(\cdot)$ . Stochastic data augmentation transforms a given sample randomly, resulting in two views of the same sample denoted $\boldsymbol{x}_i$ and $\boldsymbol{x}_i^+$ , which are considered as a positive pair consisting of an anchor and positive sample, respectively. Their visual representations are denoted as $\boldsymbol{h}_i = f(\boldsymbol{x}_i) \in \mathbb{R}^d$ and $\boldsymbol{h}_i^+ = f(\boldsymbol{x}_i^+) \in \mathbb{R}^d$ , where $d$ is feature dimension. The projection head $g(\cdot)$ maps these $d$ -dim vectors to $d'$ -dim vectors $\boldsymbol{z}_i = g(\boldsymbol{h}_i) \in \mathbb{R}^{d'}$ and $\boldsymbol{z}_i^+ = g(\boldsymbol{h}_i^+) \in \mathbb{R}^{d'}$ , to which the contrastive learning loss is applied. Normally one single multilayer perceptron (MLP) is used for projection. By analogy, negative samples for anchor $\boldsymbol{x}_i$ are denoted by $\boldsymbol{x}_{in}^-$ ( $n = 1, \dots, N$ , and $N$ is the total number of negative samples per anchor), and their features and projection head outputs are $h_{in}^- = f(\boldsymbol{x}_{in}^-)$ and $z_{in}^- = g(h_{in}^-)$ , respectively. + +Loss functions. The contrastive loss function typically tries to align the anchors with their positive samples, and enlarge the distance between the anchors and their negative samples. Loss functions of some popular SSL methods are summarized in Table 1. Methods such as SimCLR and MoCo use the NT-Xent loss, given in Eq. (1.1). NT-Xent is very similar to the InfoNCE loss but differs by the normalization step. Function $\sin (\cdot ,\cdot)$ in equations of Table 1 represents the cosine similarity. SimSiam uses the negative cosine similarity loss in Eq. (1.2), where $[\cdot ]_{\mathrm{sg}}$ is the stop-gradient operation. Barlow Twins in Eq. (1.3) takes a different approach by utilizing the cross-correlation loss to decorrelate the channels of both views. In Eq. (1.3), $\lambda \geq 0$ is a hyperparameter that controls the strength of decorrelation. $\mathcal{C}$ is the cross-correlation matrix computed between the outputs of two identical networks along the batch dimension, i.e., $\mathcal{C}_{lm} = \sum_{n = 1}^{N}z_{ln}z_{mn}^{+}$ [51]. + +Differing from contrastive learning, masked image modeling (MIM) learns to reconstruct a corrupted image where some parts of the image or feature map + +![](images/791bf9d5b0be2dd2baacf2d14f0adb9ec874b86908a329a0320eaf72a032648d.jpg) +(a) Single-head, constant temperature. + +![](images/bca8020e1d1e7a52f9a68ac799195a3bf60ac856f26f92fc92e5346551214a35.jpg) +Fig. 2: A comparison of (a) the standard constant-temperature, single-head approach and (b)-(c) our adaptive temperature, single- and multi-head approaches. In each subfigure, the first light blue trapezoid represents the base encoder, the second light blue trapezoid signifies the MLP projection head, and the third light orange trapezoid denotes the shared MLP layer for learning the temperature parameters. In (c), the projection head is replicated $C$ times to capture diverse image content. For better visualization, we set $C = 3$ for simplicity. The architecture of the MLP projection head remains unchanged; however, the weights are learned independently. For a given image pair, each projection head produces a pair of feature vectors, which are later used for learning the pair-adaptive, head-wise temperature. The learned temperatures, along with the projected features, are seamlessly incorporated into our Adaptive Multi-head Contrastive Learning (AMCL) loss function (as presented in Table 2). + +![](images/8cd95d2d4758fc6c259b8a4853314af0a19ac1de6da13dd34c2e90512aa5262f.jpg) +(b) Single-head, adaptive temperature +(c) Multi-head, adaptive temperature. + +are masked out. As demonstrated in [42], contrastive learning and MIM are complementary strategies. Thus, recent works, LGP [29] and CAN [39], combine the MIM loss and the InfoNCE loss in Eq. (1.4). Kindly notice our innovations apply to the contrastive losses rather than MIM. + +# 4 Approach + +In this section, we present our Adaptive Multi-head Contrastive Learning (AMCL) framework, starting with learnable pair-adaptive temperatures and introducing AMCL loss functions. We then provide a comprehensive discussion, offering deeper insights into our framework. + +# 4.1 Learnable Pair-adaptive Temperature + +Existing contrastive learning frameworks generally adopt a constant temperature to scale similarity (see Fig. 2(a)). The temperature parameter is painstakingly tuned and may lead to sub-optimal performance. For a given image pair (either positive or negative), the temperature parameter should be adaptive to multiple augmentations for a more robust and better similarity measure after temperature scaling. Furthermore, distinct temperature parameters should be applied to positive and negative pairs, considering the image content and emphasizing unique focal points within the images. We introduce learnable adaptive positive and negative temperatures for effectively addressing varying inter- and intra-sample similarity during the learning process. + +For a given image pair feature representations after MLP projection head (either positive pair $z_i$ , $z_i^+$ or negative pair $z_i$ , $\{z_{in}\}_{n=1}^N$ ), our loss function + +takes the following general form: + +$$ +\ell^ {\dagger} = \ell_ {\text {C o n t r a s t}} \left(\boldsymbol {z} _ {i}, \boldsymbol {z} _ {i} ^ {+}, \left\{\boldsymbol {z} _ {i n} \right\} _ {n = 1} ^ {N}\right) + \beta \Omega \left(\tau_ {i} ^ {+}\right) - \beta \Omega \left(\left\{\tau_ {i n} ^ {-} \right\} _ {n = 1} ^ {N}\right), \tag {3} +$$ + +where $\tau_{i}^{+} = \sigma \bigl (\langle \phi (\pmb {z}_{i}),\phi (\pmb{z}_{i}^{+})\rangle \bigr)$ and $\tau_{in}^{-} = \sigma \bigl (\langle \phi (\pmb {z}_i),\phi (\pmb{z}_{in}^{-})\rangle \bigr)$ . + +In the above equation, $\tau_{i}^{+}$ and $\tau_{in}^{-}$ denote the learnable adaptive positive and negative temperatures, respectively. $\phi (\cdot):\mathbb{R}^{d^{\prime}}\to \mathbb{R}^{d^{\prime}}$ is an MLP layer1 shared among all heads. $\langle \cdot ,\cdot \rangle$ represents the dot product. Sigmoid function $\sigma (r) = \frac{\iota}{1 + \exp(r)} +\eta$ controls the lower and upper limits of the temperature, where $\iota$ and $\eta$ are hyperparameters. $\beta \geq 0$ controls the temperature regularization imposed by $\Omega (\cdot)$ . The regularization is written as: + +$$ +\Omega (\tau) = \left(d ^ {\prime} / 2\right) \log (\tau) + 1 / \tau , \tag {4} +$$ + +which encourages temperature $\tau$ to move towards $\tau = 2 / d^{\prime}$ . The derivation of the regularization term is detailed in Appendix A. + +In Fig. 2 (b), we illustrate the application of our learnable temperature to a standard (single MLP projection head a.k.a. single-head) contrastive learning framework. Note that our learnable temperature is pair-adaptive. + +# 4.2 Multiple Projections + +Typical SSL methods incorporate a projection head $g(\cdot)$ , often consisting of a 2- or 3-layer MLP with ReLU activation. This projection head has proven to be highly beneficial as removing final layers of a pre-trained deep neural network helps mitigate overfitting to the training task and helps learning downstream tasks better [3]. As shown in Fig 1, a single projection (single-head) has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. Therefore, the application of adaptive temperature to a single-head approach (as depicted in Fig. 2(b)) presents several challenges: (i) increased variability in positive pairs, leading to inefficiencies in learning diverse representations; (ii) an inability to address issues when different parts of the image may require varying attention or when handling complex image content; and (iii) a lack of robustness and adaptability in managing different transformations, augmentations, or input variations. + +Inspired by 43 in enhancing model performance, robustness, and generalization, we propose to apply $C$ MLP projection heads (while keeping the architecture unchanged), denoted as $g^{1}(\cdot),\ldots ,g^{C}(\cdot)$ . The goal is to capture complementary aspects of similarity between views (see Fig. 2(c)). Moreover, each given image pair benefits from a pair-adaptive, head-wise temperature, contributing to a more robust and refined similarity measure. + +# 4.3 AMCL Loss + +Our final AMCL loss is defined as $\ell^{\ddagger} = \sum_{c=1}^{C} \ell_{c}^{\dagger}$ , where $\ell_{c}^{\dagger}$ represents the loss for the $c$ -th head as defined in Eq. (3). Table 2 presents the specific implementations + +Table 2: Loss functions for applying AMCL to widely used contrastive learning frameworks involve introducing $C$ heads and a regularization term (highlighted in green). + +
MethodLoss functionRegularization
SimCLR, MoCoℓ†NT-Xent = ∑Cc=1C(-1/τic+ sim(zic, zi+c)+ 1/τic- max n=1,...,N sim(zi, zi-c)+ βΩ(τic+)-βΩ(τic-))(2.1)
SimSiamℓ†SymNegCos = ∑Cc=1C(-1/2τic+ sim(zi, i+|sg) - 1/2τic+ sim(zi, i+|h, i|sg) + βΩ(τic+)+ βΩ(τic+))(2.2)
Barlow Twinsℓ†Cross-Corr = ∑Cc=1C(d' (1-1/τic+ Cll)2+ λ∑l=1d'∑m≠l d' 1/τic- C2lm + β∑l=1d' 1/τic- d' Ω(τic-)-β∑l=1d' 1/τic- d' Ω(τic-))(2.3)
LGP, CANℓ†InfoNCE = ∑Cc=1C(-1/τic+ sim(zi, ic+)+ 1/τic- max n=1,...,N+1 sim(zi, ic+±) + βΩ(τic+)-βΩ(τic+))(2.4)
+ +of our AMCL loss for various contrastive learning frameworks. The $\ddagger$ in Eq. (2.1)-(2.4) indicates that these losses represent our multi-head loss versions. + +In Eq. (2.1), the asterisk $*$ in $\tau_{in^*}^{c-}$ indicates the index $n^* = \arg \max_{n=1,\dots,N} \sin(\boldsymbol{z}_i, \boldsymbol{z}_{in}^-)$ . + +In Eq. (2.2), $\tau_{i}^{c+} = \sigma\big(\langle \phi(\boldsymbol{z}_{i}^{c}), \phi([\boldsymbol{h}_{i}^{+}]_{\mathrm{sg}}) \rangle\big)$ and $\tau_{i}^{c+} = \sigma\big(\langle \phi(\boldsymbol{z}_{i}^{c+}), \phi([\boldsymbol{h}_{i}]_{\mathrm{sg}}) \rangle\big)$ . In Eq. (2.3), temperatures are formed as $\tau_{l}^{c+} = \sigma\big(\langle \phi(\boldsymbol{z}_{l:}^{c}), \phi(\boldsymbol{z}_{l:}^{c+}) \rangle\big)$ and $\tau_{lm}^{c-} = \sigma\big(\langle \phi(\boldsymbol{z}_{l:}^{c}), \phi(\boldsymbol{z}_{m:}^{c+}) \rangle\big)$ where $l \neq m$ and operator ':' simply indexes and concatenates variable as $\boldsymbol{z}_{l} = [z_{l1}, \dots, z_{lN}]^{T}$ . In Eq. (2.4), $\boldsymbol{z}_{in}^{c\pm} = \boldsymbol{z}_{in}^{c-}$ and $\tau_{in}^{c\pm} = \tau_{in}^{c-}$ for $n = 1, \dots, N$ , and $\boldsymbol{z}_{in}^{c\pm} = \boldsymbol{z}_{in}^{c+}$ and $\tau_{in}^{c\pm} = \tau_{i}^{c+}$ if $n = N + 1$ . Finally, notice that for NT-Xent in Eq. (2.1), we have: + +$$ +\begin{array}{l} \frac {1}{\tau_ {i n ^ {*}} ^ {c -}} \max _ {n = 1, \dots , N} \sin (\pmb {z} _ {i} ^ {c}, \pmb {z} _ {i n} ^ {c -}) - \varOmega (\tau_ {i n ^ {*}} ^ {c -}) - (2 \pi) ^ {d ^ {\prime} / 2} \\ \approx \log \sum_ {n = 1} ^ {N} \frac {1}{(2 \pi) ^ {d ^ {\prime} / 2} \left(\tau_ {i n} ^ {c -}\right) ^ {d ^ {\prime} / 2}} \exp \left(\frac {1}{\tau_ {i n} ^ {c -}} \left(\operatorname {s i m} \left(z _ {i} ^ {c}, z _ {i n} ^ {c -}\right) - 1\right)\right). \tag {5} \\ \end{array} +$$ + +The same approximation (with $z_{in}^{c\pm}$ in place of $z_{in}^{c-}$ ) holds for InfoNCE in Eq. (2.4). Using maximum in Eq. (5), Eq. (2.1) and Eq. (2.4) are somewhat restrictive as the soft-maximum, depending on the temperature, will return the maximum similarity or interpolation over top few similarities close to maximum. Thus, softmax will tackle a group of negative samples closest to the anchor. Indeed, we could use the above soft-maximum in place of maximum but then we have no easy way of recovering the temperature $\tau_{in*}^{c-}$ . Thus, in our experiments we observed that the best choice is to apply $\sum_{k=1}^{\kappa} \frac{1}{\kappa \tau_{in_k}^{c-}} \left[ \operatorname{TopMax}_\kappa \sin(\pmb{z}_i^c, \pmb{z}_{in}^{c-}) \right]_k$ which is the average over top- $\kappa$ largest similarities. As the top- $\kappa$ maximum operation returns also corresponding indexes $n_1^*, \dots, n_\kappa^*$ , the temperature regularization can be easily computed as $\Omega(\{n_k^*\}_{k=1}^\kappa) = \log(\tau_{in_1^*}^{c-} \dots \tau_{in_\kappa^*}^{c-}) + \sum_{k=1}^{\kappa} \frac{1}{\tau_{in_k}^{c-}}$ . The derivation of our loss function is presented in Appendix A. + +# 4.4 Discussion + +Multiple projection heads vs. a wider MLP projection head. Multiple projection heads offer a significant advantage by creating different sets of + +![](images/6079c683a06bc7c366d37dda567ba0a16a2d58164fb00e7442cba050bbdcad93.jpg) +(a) head sim. (baseline) + +![](images/3b8f6cdf33cb7fe9f4e8c9895538d18a154551376b6608265dbd13c474460bb0.jpg) +(b) head sim. (ours) +Fig. 3: Distribution of similarity scores for positive and negative pairs. The baseline uses one projection head and constant temperature, while our method has multiple projection heads and adaptive temperature. We use SimCLR for pre-training with ResNet-18 on STL-10. After pre-training, we choose 500 positive pairs and 500 negative pairs from the validation to compute the cosine similarity. In (a) and (b), similarity score (temperature scaled) is computed between the 128-dim features extracted from the projection head(s). In (c) and (d), cosine similarity score is computed between the 512-dim features extracted from the backbone after removing the project heads. + +![](images/935b4b8f60ce8c4e01b1e2d5cebb32fbbeb7af7177988b0b60e8b8c98dc30fb3.jpg) +(c) feat. sim. (baseline) + +![](images/26e08683f10278536ebf85eaca98a8368a749a9babfc9e34f4d32a3c0a53a66c.jpg) +(d) feat. sim. (ours) + +features for each pair of images [43]. This helps build a varied representation that captures various aspects of the input, making the model more resilient and adaptable to different transformations. Furthermore, each projection head's ability to specialize in learning specific patterns or features becomes especially useful when dealing with diverse augmentations that require focused attention on distinct content within the images. In the context of contrastive learning, where diverse augmentation strategies and varying intra-sample similarity introduce more variability in positive pairs, using multiple projection heads excels. This approach effectively manages the resulting variability by enabling the learning of diverse representations. As a result, the model becomes skilled at navigating the intricacies of the data, demonstrating its adaptability to the complex nature of the input. On the other hand, the wider MLP projection head takes a distinct approach by consolidating information from various aspects of the input into a single representation. This proves advantageous when a thorough understanding of the data is crucial, and the relationships between features play a vital role [9]. + +Visualization of pair similarity distributions. In Fig. 3 we draw the similarity distributions of negative pairs and positive pairs, under the baseline (1 head + constant temperature) and our method (multiple heads + adaptive temperature). When we use the average similarity across the output from the multiple heads, shown in Fig. 3(a) and (b), we can clearly observe better separability brought by our method. It indicates that our method allows for more effective similarity learning of the positive and negative pairs. On the other hand, if we compute the cosine similarity between features extracted right after the backbone, shown in Fig. 3(c) and (d), better separability can again be observed. It illustrates that better similarity learning further benefits representation learning, finally leading to improved linear probing performance. + +Connecting our loss function to existing contrastive learning methods. Our loss function consists of three terms: (i) positive temperature-weighted similarities for positive pairs (ii) negative temperature-weighted similarities for negative pairs, and (iii) a regularization term for positive and negative temperatures. As identified in previous works [44, 47], the alignment (closeness) of features + +from positive pairs and the uniformity of the induced distribution of the (normalized) features on the hypersphere are the two key properties in contrastive loss. Our loss function also optimizes these properties and further improves the contrastive learning performance through parameterized pair-wise temperature via re-weighting the positive and negative similarities. Our loss function is a more general form, and when we set the temperature to be a global constant, the constant regularization term no longer affects optimization, and thus the loss function reduces to the traditional contrastive loss. + +Physical meaning of the regularization term $\Omega(\cdot)$ in Eq. (3). The regularization term consists of regularizing both the positive and negative temperatures. During optimisation, the log $\tau$ term encourages lower positive temperatures and higher negative temperatures, whereas the reverse function term $\frac{1}{\tau}$ is in favour of higher positive temperatures and lower negative temperatures. Hence this regularization term balances the learning of positive and negative temperatures. As we jointly optimize network parameters and the temperature via MLE, this problem naturally becomes decomposed in the maximization of similarities for positive pairs (minimization for negative pairs) weighted by the temperature. However, if $\tau$ was to reach 0 for positive pairs, one would attain a trivial solution. $\Omega(\cdot)$ prevents that trivial solution. Intuitively, one can be very certain in similarity of sample pair but there is a price to pay for that certainty, imposed by $\Omega(\cdot)$ resulting from the Welsch function. This $\Omega(\cdot)$ expresses the prior belief or preference on temperatures. We provide its mathematical insights including connecting temperature to uncertainty in Appendix A. More discussions can be found in Appendix B + +# 5 Experiments + +We choose popular datasets that are widely used in evaluating the SSL models, including CIFAR-10, CIFAR-100, STL-10, Tiny-[ImageNet and ImageNet. The dataset details are provided in Appendix Below, we describe the experimental setup and evaluations. + +# 5.1 Setup + +We conduct experiments on the aforementioned datasets following practices outlined by [25]. We consider five different types of transformations for data augmentations: random cropping, random Gaussian blur, color dropping (i.e., randomly converting images to grayscale), color distortion, and random horizontal flipping. For pre-training, we employ Resnet-18 (R18) [22] for SimCLR [9], MoCo [21], SimSiam [10], and Barlow Twins [51] on CIFAR-10, CIFAR-100 and STL-10. For Tiny-ImageNet and ImageNet, we use Resnet-50 (R50) variants, ViT-B and ViT-L. Other settings, such as the architecture of the projection head, remain consistent with the original algorithm configurations. We select $C$ projection heads in range from 2 to 6. We set the temperature bounds ( $\eta$ and $\iota$ of sigmoid) in range $[1e - 5, 2]$ on smaller datasets and $[1e - 5, 5]$ for ImageNet and + +Table 3: Impact of AMCL when applied to popular and state-of-the-art SSL methods. On CIFAR-10, CIFAR-100, Tiny-ImageNet, and ImageNet, models are first pretrained for 1,000, 1,000, 800, and 100 epochs, respectively, and then evaluated using linear probing. Backbones are highlighted. All reported results are averages obtained from 5 runs on each dataset for each method (including baselines). + +
DatasetsAccuracyAvg. gain
SimCLRMoCoSimSiamB.TwinsCANLGP
CIFAR-10Baseline +AMCL89.9 92.2R1890.4 92.9R1890.7 93.0R1887.4 90.0R18--↑2.43
CIFAR-100Baseline +AMCL57.6 61.8R1864.4 69.3R1863.6 68.9R1858.2 62.1R18--↑4.58
Tiny-ImageNetBaseline +AMCL48.1 50.0R5046.4 47.8R5046.7 49.0R5046.8 48.3R5053.2 54.9ViT-B↑1.65
ImageNetBaseline +AMCL66.5 68.1R5067.4 69.3R5068.1 69.6R5070.0 72.7R5070.5 71.6ViT-B↑1.67
+ +Table 4: A comprehensive/fair comparison on ImageNet vs. SOTA. Backbones are highlighted. All models are pre-trained for 1600 epochs. We report top-1 performance after end-to-end fine-tuning. + +
MAEMoCoMoCo +AMCLLGPLGP +AMCL
ViT-B/1683.683.284.1 (↑0.9)83.984.7 (↑0.8)
ViT-L/1685.984.185.3 (↑1.2)85.987.4 (↑1.5)
+ +Tiny-ImageNet. For Barlow Twins, the regularization parameter $\lambda = 5e - 3$ . The temperature regularization parameter $\beta$ is varied from $1e - 5$ to 10. Each model is trained with a batch size of 512 and 1000 epochs for small datasets, e.g., STL-10; for large-scale datasets, e.g., Tiny-ImageNet and ImageNet, we train for up to 800 epochs. We also evaluate ViT-B and ViT-L pre-trained for 1600 epochs on ImageNet and assess their generalizability, e.g., on object detection and segmentation. To assess the quality of the encoder, we follow the KNN evaluation protocol [49] on small datasets. For large datasets, we use linear probing. For MIM-based methods such as $\mathrm{CAN}^2$ and $\mathrm{LGP}^3$ , we select the standard ViT-B and ViT-L as the backbone encoder, with a token size $16\times 16$ . Other settings, including projection head architecture and hyperparameters, followed the original algorithm configurations. Both models are evaluated using a linear probe. + +# 5.2 Evaluation + +AMCL consistently improves popular and state-of-the-art SSL methods. We apply AMCL to SimCLR, MoCo, SimSiam, Barlow Twins, CAN, and LGP. As shown in Table 3 on CIFAR-10, CIFAR-100, Tiny ImageNet and ImageNet datasets, average improvements across the baselines are $2.43\%$ , $4.58\%$ , $1.65\%$ , $1.67\%$ , respectively. In the case of MIM-based methods such as CAN and + +![](images/aad1a48870cc582ab022063807018ee9957e88afb371fa7b20904cfbd472f38f.jpg) +Fig. 4: Impact of different backbones and training epochs on AMCL for (left:) SimCLR and (right:) CAN on the ImageNet dataset. All the reported accuracies use a linear probe. + +![](images/e3a152af811944401d0863b4696562381d015268ac4d71c31cb560cb3d630211.jpg) +Fig. 5: Hyperparameter sensitivity analysis. (left:) number of projection heads. (right:) Evaluation of top- $\kappa$ similarities among negative pairs on STL-10. "Softmax" involves including all negative pair similarities (Eq. [7] in Appendix A). We use Resnet-18 as backbone with SimCLR. The dashed line is the baseline result with 1 projection head, constant temperature. + +![](images/85ba7985e1e04466733739ee1004cf8a5fafaa5601f8a0f8c52433aadaddc091.jpg) + +![](images/e117f7558c0d96f1cc05e907056b853fda71c44135fe7e6543b043c0f94d4b0a.jpg) + +Table 5: Comparing adaptive temperature with two SOTA temperature methods on STL-10. Baseline uses one projection head and constant temperature, and the rest methods use 3 heads. TaU [52] views temperature as uncertainty, and TS [34] uses cosine schedule for temperature. + +
Baseline+AMCLTaUTS
1061.071.1↑10.164.3
2068.576.4↑7.970.4
5073.579.4↑5.974.6
10076.581.4↑4.977.7
20078.681.9↑3.379.4
50080.683.7↑3.180.0
+ +![](images/bf60c1744a3af51ccde65da214a9f81c74d41442049fa9431f04e5e9faa32430.jpg) +Fig. 6: Comparing adaptive temperature in multi-head $(C = 3)$ versus single-head $(C = 1)$ scenarios on CIFAR-100 using SimCLR with a ResNet-18 backbone. The singlehead model with a constant temperature performs best at 0.2 or 0.3. For a single head, constant and adaptive temperatures show comparable performance. + +LGP, our multi-head approach improves them by $1.7\%$ and $1.1\%$ , respectively, on Tiny-ImageNet. The improvements over CAN and LGP on ImageNet are $1.1\%$ and $1.2\%$ , respectively. We provide more results on ImageNet to compare with SOTA in Table 4. All models are pre-trained for 1600 epochs, and are evaluated by end-to-end fine-tuning. We report top-1 performance after fine-tuning. AMCL boosts popular SSL methods by $1\%$ on average. + +Effectiveness of AMCL under different backbones and training epochs. We evaluate model capacity using the ImageNet dataset. We choose R50 with three different hidden layer widths (width multipliers of $1 \times$ , $2 \times$ , and $4 \times$ ), ViT-B, and ViT-L, which are widely used in SSL. In Fig. 4, under each epoch number, our AMCL yields consistent improvement to various backbones for SimCLR and CAN. Additionally, we observe that model capacity heavily depends on the choice of backbone. For ViT-L backbone encoder, SimCLR achieves the highest + +![](images/e1a9b3b2a087c8bc56d2fb1e1ac7822d0f1d6d329183bb955762384a5c3b2005.jpg) +Fig. 7: Comparing variants of adaptive temperature on STL-10. We choose SimCLR. The pre-trained model is linear-probed with various numbers of labeled data. (left:) multi-head $(C = 3)$ vs. single-head $(C = 1)$ . (right:) constant temperature vs. adaptive temperature. The Number of heads is 3. "Const. pos. $\tau$ , adapt. neg. $\tau$ " uses constant temperature for positive pairs and adaptive for negative ones. Analogy goes for "Const. neg. $\tau$ , adapt. pos. $\tau$ ". "Adapt. $\tau$ from head 1 only" copies adaptive temperatures from the first head to the other heads. + +![](images/a120531c7d2ee10dfc5e01f8771a70ae113552b1f28a1d38b9723b8da7fb318f.jpg) + +linear probe performance on ImageNet at $73.9\%$ . When combined with AMCL, accuracy of SimCLR further increases by $0.6\%$ . + +Impact of the number of projection heads is presented in Fig. 5 (left). R18 is used as backbone, coupled with SimCLR. Adaptive temperature is always used. On STL-10, 3-5 projection heads are most effective, while other numbers also beat the baseline (except for $C = 1$ ). Considering the performance gain and the computational cost, we use 3 heads in our paper. We notice a $1\%$ performance drop when the number of heads exceeds 4, likely due to slight overfitting. Note that this is not a hyperparameter selection process but rather hyperparameter sensitivity evaluation. Instead, we choose hyperparameters using Hyperopt 6 on the validation set of each dataset. + +TopMax- $\kappa$ vs. Softmax in loss function. In Fig. ⑤(right), we compare using Top- $\kappa$ and Softmax when selecting negative pairs. Using Top- $\kappa$ is slightly better than Softmax when $\kappa = 100, 150$ . In practice, $\kappa$ is chosen by Hyperopt ⑥ on the validation set of each dataset. + +Impact of number of labeled data for linear probing. We use SimCLR for pre-training and linear-probe a standard R18 model (with random initialization) on the training set of STL-10. We then train a logistic regression model with various numbers of labeled images: 10, 20, 50, 100, 200, and all 500 examples per class. Results are presented in Table 5 and Fig. 7 (left). We have two observations. First, AMCL consistently improves SimCLR under different numbers of labeled data. Under 10, 50, and 200 labeled images, the improvement is $10.1\%$ , $5.9\%$ , and $3.3\%$ , respectively. Second, compared with the fully supervised baseline with $73.3\%$ accuracy, linear probing with 20 samples per class (1/25 of the whole labeled data) with our method is already superior ( $76.4\%$ ). This clearly demonstrates the advantages of self-supervised pretraining and our method. + +Comparing with temperature variants and state-of-the-art temperature schemes. In Fig. 7 (right), we compare the proposed adaptive temper + +Table 6: Comparing AMCL with baselines under various numbers of augmentations. We report linear probing accuracy on CIFAR-100, where (a), (b), (c), (d), and (e) correspond to random cropping, Gaussian blur, color dropping (e.g., converting images to grayscale), color distortion, and random horizontal flipping, respectively. $\checkmark$ denotes the corresponding augmentation is applied. Average improvement is shown in red. + +
AugmentationsAccuracyAvg. gain
(a)(b)(c)(d)(e)SimCLRMoCoSimSiamB.Twins
✓Baseline26.339.926.433.7↑0.69
+AMCL27.040.327.034.7
✓✓Baseline28.040.226.634.2↑0.80
+AMCL29.040.927.335.1
✓✓✓Baseline44.457.351.549.8↑2.74
+AMCL46.261.055.451.3
✓✓✓Baseline55.462.760.755.0↑4.12
+AMCL58.566.367.058.4
✓✓✓✓Baseline57.664.463.658.2
+AMCL61.869.368.962.1↑4.59
+ +ature (fully adaptive $\tau$ ) with four variants, including making temperature of negative/positive pairs constant, copying adaptive temperature from one head to the others, and having global temperature. It is clear from the figure that our method is the best. In Table 5 we compare adaptive temperature with temperature as uncertainty (TaU) [52] and temperature cosine schedule (TS) [34] under multiple heads, where adaptive temperature is also superior. In fact, the cosine temperature scheme is not adaptive to individual pairs, while 'temperature as uncertainty' is directly dependent on features not similarity. Being adaptive to individual pairs, their similarity and projection heads, our adaptive temperature is very well optimized under the derived loss function and thus exhibits very competitive performance (see also Fig. 6). + +Multi-head outperforms a wider MLP projection head. To evaluate the efficacy of employing multiple projection heads versus a wider MLP projection head, we conducted two sets of experiments: (i) with a global constant temperature and (ii) with our adaptive temperature on STL-10, employing both SimCLR and Barlow Twins. We systematically increased the number of learnable weights for the wider projection head until it surpassed three times the number of weights in our multi-head settings. We then selected the best-performing model for comparison. Our results demonstrate that, under both constant and adaptive temperature conditions, our multi-head approach (with $C = 3$ , 128-dim for SimCLR, and 2048-dim for Barlow Twins) outperforms the best wider MLP projection head (512-dim for SimCLR and 8192-dim for Barlow Twins) by approximately $2.5\%$ and $1.6\%$ for Barlow Twins and SimCLR, respectively. + +Impact of the number of data augmentation types. In Table 6, under only 1-2 augmentations during SSL pretraining, the improvements in linear probing over the baselines are around $1\%$ . When we further increase the number of augmentations, linear probing performance improves; importantly, AMCL becomes + +Table 7: COCO object detection and segmentation results reveal two notable findings: (i) Mask Average Precision (AP) exhibits a similar trend to box AP, and (ii) the learned representations via AMCL demonstrate generalizability to other tasks. + +
APboxAPmask
ViT-BViT-LViT-BViT-L
MoCo48.149.243.043.8
MoCo+AMCL50.3 ↑2.253.3 ↑4.145.1 ↑2.147.0 ↑3.2
LGP52.554.946.148.1
LGP+AMCL54.1 ↑1.657.0 ↑2.148.3 ↑2.251.1 ↑3.0
+ +Table 8: Computational cost analysis. We use R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. The additional computational cost from ACML is around $5\%$ . + +
SimCLR (+AMCL)MoCo (+AMCL)CAN (+AMCL)LGP (+AMCL)
#Params(M)25.6 (+1.1)25.6 (+1.1)87.0 (+2.1)194.3 (+2.1)
GFLOPs3.5 (+0.3)4.1 (+0.4)68.5 (+4.1)76.1 (+4.4)
+ +more and more useful: average improvement becomes as large as $4.59\%$ when five types of data augmentation are used. This suggests the existence of multiple similarity relations when many data augmentations are applied, validating our motivation and method design. + +Generalizations to other tasks. We provide results on COCO object detection and segmentation. Follow [20], we finetune Mask R-CNN end-to-end on COCO [37], and the ViT backbones (ImageNet pretrained) are adapted to use with FPN [36]. We report box AP and mask AP for objection detection and instance segmentation, respectively, in Table 7. These results demonstrate that the learned representations are generalizable (see also Fig. 3(c) and (d)). + +Computational cost analysis. We provide a comparison of the number of parameters and FLOPs between baselines and ACML. We choose R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. Table 8 summarizes the results. The additional computational cost from ACML is around $5\%$ , which is marginal. + +# 6 Conclusion + +We address the challenge posed by complex pair similarity distributions under multiple augmentation types by introducing Adaptive Multi-Head Contrastive Learning (AMCL). AMCL utilizes multiple projection heads, each generating distinct features, along with a pair-wise adaptive temperature scheme. We derive the loss function, revealing insights into the relationship between the variance of pair distance distribution and temperature, as well as the physical meanings of the regularization term. Our method effectively separates pair similarity distributions. AMCL demonstrates experimental improvements in popular SSL methods across various backbones, numbers of labeled samples for linear probing, and augmentation types. Particularly beneficial under multiple augmentation types, AMCL aligns with our motivation. + +# References + +1. 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Zhang, O., Wu, M., Bayrooti, J., Goodman, N.: Temperature as uncertainty in contrastive learning. arXiv preprint arXiv:2110.04403 (2021) +53. Zhang, Z., Sabuncu, M.: Generalized cross entropy loss for training deep neural networks with noisy labels. Advances in neural information processing systems 31 (2018) +54. Zhou, J., Wei, C., Wang, H., Shen, W., Xie, C., Yuille, A., Kong, T.: ibot: Image bert pre-training with online tokenizer. arXiv preprint arXiv:2111.07832 (2021) \ No newline at end of file diff --git a/2024/Adaptive Multi-head Contrastive Learning/images.zip b/2024/Adaptive Multi-head Contrastive Learning/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..3fe2d6ccc3175219778b24ef3145246559f0602f --- /dev/null +++ b/2024/Adaptive Multi-head Contrastive Learning/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:21eb69c8e43449f75205840c85c87573e66e1959e17fcb8dcf540baa8e88cebf +size 502263 diff --git a/2024/Adaptive Multi-head Contrastive Learning/layout.json b/2024/Adaptive Multi-head Contrastive Learning/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..8c49a58fb6e10a851cb69e48aa76e2839aee0d54 --- /dev/null +++ b/2024/Adaptive Multi-head Contrastive Learning/layout.json @@ -0,0 +1,10931 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 158, + 112, + 455, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 158, + 112, + 455, + 129 + ], + "spans": [ + { + "bbox": [ + 158, + 112, + 455, + 129 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 147, + 149, + 466, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 149, + 466, + 164 + ], + "spans": [ + { + "bbox": [ + 147, + 149, + 466, + 164 + ], + "type": "text", + "content": "Lei Wang\\*,1,2, Piotr Koniusz2,1 Tom Gedeon3 and Liang Zheng" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "spans": [ + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "text", + "content": "Australian National University " + }, + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "text", + "content": "Data61/CSIRO " + }, + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "inline_equation", + "content": "^{3}" + }, + { + "bbox": [ + 160, + 171, + 452, + 205 + ], + "type": "text", + "content": "Curtin University {lei.w, liang.zheng}@anu.edu.au, piotr.koniusz@data61.csiro.au, tom.gedeon@curtin.edu.au" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 238, + 455, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 238, + 455, + 501 + ], + "spans": [ + { + "bbox": [ + 160, + 238, + 455, + 501 + ], + "type": "text", + "content": "Abstract. In contrastive learning, two views of an original image, generated by different augmentations, are considered a positive pair, and their similarity is required to be high. Similarly, two views of distinct images form a negative pair, with encouraged low similarity. Typically, a single similarity measure, provided by a lone projection head, evaluates positive and negative sample pairs. However, due to diverse augmentation strategies and varying intra-sample similarity, views from the same image may not always be similar. Additionally, owing to inter-sample similarity, views from different images may be more akin than those from the same image. Consequently, enforcing high similarity for positive pairs and low similarity for negative pairs may be unattainable, and in some cases, such enforcement could detrimentally impact performance. To address this challenge, we propose using multiple projection heads, each producing a distinct set of features. Our pre-training loss function emerges from a solution to the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This loss incorporates the similarity measure over positive and negative pairs, each re-weighted by an individual adaptive temperature, regulated to prevent ill solutions. Our approach, Adaptive Multi-Head Contrastive Learning (AMCL), can be applied to and experimentally enhances several popular contrastive learning methods such as SimCLR, MoCo, and Barlow Twins. The improvement remains consistent across various backbones and linear probing epochs, and becomes more significant when employing multiple augmentation methods." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "spans": [ + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "type": "text", + "content": "Keywords: Contrastive learning " + }, + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "type": "text", + "content": " Similarity " + }, + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 513, + 444, + 524 + ], + "type": "text", + "content": " Adaptive temperature" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 546, + 230, + 558 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 546, + 230, + 558 + ], + "spans": [ + { + "bbox": [ + 132, + 546, + 230, + 558 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 573, + 482, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 573, + 482, + 646 + ], + "spans": [ + { + "bbox": [ + 130, + 573, + 482, + 646 + ], + "type": "text", + "content": "Contrastive learning is an important line of work in self-supervised learning (SSL) which offers a promising path to leveraging large quantities of unlabeled data. Its main idea is to encourage two views of the same image (positive pair) to have similar embeddings and thus a high similarity, and those of different images (negative pair) to have a low similarity. As such, the similarity measure is an important component influencing representation learning." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 653, + 236, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 236, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 236, + 665 + ], + "type": "text", + "content": "* Corresponding author." + } + ] + } + ], + "index": 7 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 130, + 121, + 302, + 175 + ], + "blocks": [ + { + "bbox": [ + 130, + 121, + 302, + 175 + ], + "lines": [ + { + "bbox": [ + 130, + 121, + 302, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 121, + 302, + 175 + ], + "type": "image", + "image_path": "db183f9c01879cfae6cd7cac5f7eb02f071da73c7c6d4b1f3e9d3c46edd75221.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 130, + 180, + 302, + 201 + ], + "blocks": [ + { + "bbox": [ + 130, + 180, + 302, + 201 + ], + "lines": [ + { + "bbox": [ + 130, + 180, + 302, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 180, + 302, + 201 + ], + "type": "table", + "html": "
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(f) Ours, 3 aug. (g) Ours, 5 aug." + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_footnote" + }, + { + "bbox": [ + 130, + 236, + 482, + 346 + ], + "lines": [ + { + "bbox": [ + 130, + 236, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 482, + 346 + ], + "type": "text", + "content": "Fig. 1: In (a), each column denotes positive (green dots) or negative instances (red dots) with corresponding similarity measures. Additional augmentations can cause positive samples to appear dissimilar and occasionally make negative samples seem similar. The table in (a) shows the original similarity measure (in gray) and the similarity scores from our method (in black).(b)-(d): for traditional contrastive learning methods, when increasing the number of augmentations from 1 to 5, similarities of more positive pairs drop below 0.5, causing more significant overlapping regions between histograms of positive (orange) and negative (blue) pairs. In comparison, our multi-head approach (e)-(g) yields better separation of positive and negative sample pairs as more augmentation types are used, e.g., (g) vs. (d)." + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 365, + 170, + 421, + 210 + ], + "blocks": [ + { + "bbox": [ + 365, + 170, + 421, + 210 + ], + "lines": [ + { + "bbox": [ + 365, + 170, + 421, + 210 + ], + "spans": [ + { + "bbox": [ + 365, + 170, + 421, + 210 + ], + "type": "image", + "image_path": "24e75944bb924910775ad9d612457557da8b91ffc48e5ba5ad1c8cf6880d915c.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 423, + 170, + 480, + 210 + ], + "blocks": [ + { + "bbox": [ + 423, + 170, + 480, + 210 + ], + "lines": [ + { + "bbox": [ + 423, + 170, + 480, + 210 + ], + "spans": [ + { + "bbox": [ + 423, + 170, + 480, + 210 + ], + "type": "image", + "image_path": "ad766d0fc366b6bb0d596b4bc7c15b4b1d858c3f97730060e888d5b47de9b0d0.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 361, + 482, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 482, + 481 + ], + "type": "text", + "content": "In literature, multiple augmentations are usually used to create a view of an image. For example, rotation, scaling, translation, and flipping are used in SimCLR [9] and MoCo [21]. However, the use of multiple augmentations make positive pairs often look dissimilar and negative pairs occasionally similar: examples are presented in Fig. [1(a)]. Therefore, there exists non-negligible diversity in the distribution of similarity of image pairs. As shown in Fig. [1(b)-(d)], when the number of augmentations increases from 1, 3 to 5, the similarity distributions of positive and negative pairs of the SimCLR method become more complex, e.g., the similarity of more positive pairs drops below 0.5; thus, we observe increasingly significant overlapping regions, indicating compromised similarity learning." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 483, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 482, + 616 + ], + "type": "text", + "content": "We identify two limitations of existing methods which prevent them from addressing the above-mentioned problem. First, existing methods usually use a single feature projection head and a single similarity measure [9,10,21]. While this head is supervised by standard metric loss such as contrastive loss, a single projection has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. A consequence is that positive pairs sometimes have low similarity scores. Second, existing methods usually use a global temperature to scale similarity, which, after careful tuning, is shown to improve feature alignment and uniformity [47]. Under this scheme, the same scaling is applied to all the pairs, which does not alleviate overlapping exhibited in Fig. 1(d)." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "This paper aims to address the diversity issue caused by multiple augmentations while considering the limitations in existing practice. We propose adaptive multi-head contrastive learning (AMCL): it better captures the diverse image content and gives similarity scores that better separate positive and negative" + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "content": "pairs. In a nutshell, instead of having a single MLP and cosine similarity, AMCL uses multiple repetitive MLPs and cosine similarity measures before loss computation. Within AMCL, we design an adaptive temperature which depends on both the projection head and the similarity of the current pair. We show that the idea of multiple projection heads and adaptive temperature can be applied to popular contrastive learning frameworks and yields consistent improvements. Aligned with our motivation, we observe more pronounced enhancements with 4-5 augmentation types compared to 1-2 types." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 212, + 482, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 212, + 482, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 212, + 482, + 272 + ], + "type": "text", + "content": "On the theoretical side, we derive training objective function of AMCL based on maximum likelihood estimation (MLE). We show this objective function can be reduced to many existing contrastive learning methods, that its regularization term has interesting physical meaning, and that with it we are now able to connect temperature to uncertainty. We summarize the main points below." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 283, + 479, + 399 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 283, + 479, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 283, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 138, + 283, + 479, + 316 + ], + "type": "text", + "content": "i. We propose adaptive multi-head contrastive learning (AMCL) which tackles intra- and inter-sample similarity and an adaptive temperature mechanism re-weighting each similarity pair." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 319, + 479, + 352 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 319, + 479, + 352 + ], + "spans": [ + { + "bbox": [ + 135, + 319, + 479, + 352 + ], + "type": "text", + "content": "ii. We derive the objective function for AMCL as solution to the maximum likelihood estimation. We also discuss its mathematical insights including connecting temperature to uncertainty." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 355, + 479, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 355, + 479, + 399 + ], + "spans": [ + { + "bbox": [ + 132, + 355, + 479, + 399 + ], + "type": "text", + "content": "iii. Our system consistently improves the performance of a few popular constructive learning frameworks, backbones, loss functions, and combinations of augmentation types, and is shown to be particularly useful under more augmentation types." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 423, + 237, + 435 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 423, + 237, + 435 + ], + "spans": [ + { + "bbox": [ + 132, + 423, + 237, + 435 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 449, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 482, + 545 + ], + "type": "text", + "content": "Self-supervised learning (SSL) has been a driving force behind unsupervised learning in computer vision [45] and natural language processing (NLP) [3]. Its methods can be grouped into 4 broad families: deep metric learning [9,14,15], self-distillation [8,10,19,21,32,41,54], canonical correlation analysis [5,7,24,51], and masked image modeling (MIM) [4,20,50]. Since contrastive learning and MIM can complement each other [42], recent works have adopted a fusion of both to improve representation quality and transfer performance over its traditional MIM approaches [26,29,39,48]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 545, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 616 + ], + "type": "text", + "content": "Metric learning is related to self-supervised learning 3. Commonly used similarity measurements include the triplet loss 23, cross-entropy loss 53, and contrastive loss 31. A contemporary work is multi-similarity learning 40, where different attribute labels of an image are used in each level of learning. Different from 40, our method is self-supervised, discusses the adaptive temperature as a useful add-on, and derives interesting mathematical insights." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "type": "text", + "content": "Uncertainty learning has been studied extensively [1, 17]. [43] uses multiple network copies trained with different parameter initializations to find various local minima. Bayesian neural networks [18] and Monte Carlo dropout [16] handle uncertainty by design, where dropout layers are equivalent to sampling weights" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 130, + 481, + 211 + ], + "blocks": [ + { + "bbox": [ + 156, + 114, + 456, + 126 + ], + "lines": [ + { + "bbox": [ + 156, + 114, + 456, + 126 + ], + "spans": [ + { + "bbox": [ + 156, + 114, + 456, + 126 + ], + "type": "text", + "content": "Table 1: Standard contrastive learning methods and their loss functions." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 130, + 481, + 211 + ], + "lines": [ + { + "bbox": [ + 132, + 130, + 481, + 211 + ], + "spans": [ + { + "bbox": [ + 132, + 130, + 481, + 211 + ], + "type": "table", + "html": "
MethodLoss nameLoss function
SimCLR, MoCoNT-XentlNT-Xentexp(sim(z_i,z_i^+) / τ) ∑n=1N exp(sim(z_i,z_i^-)/τ)
SimSiamNegative cos.lSymNegCos-1/2 sim(z_i, [h_i^+]_sg) - 1/2 sim(z_i^+, [h_i]_sg)
Barlow TwinsCross-corr.lCross-Corr∑d' l=1 (1 - C_{ll})^2 + λ ∑l=1 d' ∑m≠l C_{lm}^2
LGP, CANInfoNCElInfoNCEexp(sim(z_i,z_i^+) / τ) exp(sim(z_i,z_i^-)/τ) + ∑n=1N exp(sim(z_i,z_i^-)/τ)
", + "image_path": "6444e393517dca7c5a918af406899991d712591b9767633f10d4717db56482ba.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 218, + 482, + 302 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 218, + 482, + 302 + ], + "spans": [ + { + "bbox": [ + 130, + 218, + 482, + 302 + ], + "type": "text", + "content": "from a posterior distribution over model parameters. A more principled way is to capture aleatoric uncertainty [28,30,38] of Euclidean distance or cosine similarity, e.g., heteroscedastic aleatoric uncertainty (observation noise may vary with each pair of samples). To this end, we model the maximum likelihood estimation over head-wise posterior distributions of positive samples given observations. This is a form of m-estimator [27] whose log-likelihood employs Normal distributions " + }, + { + "bbox": [ + 130, + 218, + 482, + 302 + ], + "type": "inline_equation", + "content": "a.k.a" + }, + { + "bbox": [ + 130, + 218, + 482, + 302 + ], + "type": "text", + "content": ". Welsch functions by the uncertainty estimation community." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 318, + 313, + 331 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 318, + 313, + 331 + ], + "spans": [ + { + "bbox": [ + 132, + 318, + 313, + 331 + ], + "type": "text", + "content": "3 SSL Frameworks: A revisit" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": "Notations. A common contrastive learning framework typically consists of a data augmentation module, a base encoder " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "f(\\cdot)" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", a projection head " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "g(\\cdot)" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", and a loss function " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\ell_{\\mathrm{Contrast}}(\\cdot)" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ". Stochastic data augmentation transforms a given sample randomly, resulting in two views of the same sample denoted " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_i" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_i^+" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", which are considered as a positive pair consisting of an anchor and positive sample, respectively. Their visual representations are denoted as " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{h}_i = f(\\boldsymbol{x}_i) \\in \\mathbb{R}^d" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{h}_i^+ = f(\\boldsymbol{x}_i^+) \\in \\mathbb{R}^d" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " is feature dimension. The projection head " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "g(\\cdot)" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " maps these " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": "-dim vectors to " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "d'" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": "-dim vectors " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_i = g(\\boldsymbol{h}_i) \\in \\mathbb{R}^{d'}" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_i^+ = g(\\boldsymbol{h}_i^+) \\in \\mathbb{R}^{d'}" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", to which the contrastive learning loss is applied. Normally one single multilayer perceptron (MLP) is used for projection. By analogy, negative samples for anchor " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_i" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " are denoted by " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_{in}^-" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "n = 1, \\dots, N" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " is the total number of negative samples per anchor), and their features and projection head outputs are " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "h_{in}^- = f(\\boldsymbol{x}_{in}^-)" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "inline_equation", + "content": "z_{in}^- = g(h_{in}^-)" + }, + { + "bbox": [ + 130, + 341, + 482, + 498 + ], + "type": "text", + "content": ", respectively." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "content": "Loss functions. The contrastive loss function typically tries to align the anchors with their positive samples, and enlarge the distance between the anchors and their negative samples. Loss functions of some popular SSL methods are summarized in Table 1. Methods such as SimCLR and MoCo use the NT-Xent loss, given in Eq. (1.1). NT-Xent is very similar to the InfoNCE loss but differs by the normalization step. Function " + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\sin (\\cdot ,\\cdot)" + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "content": " in equations of Table 1 represents the cosine similarity. SimSiam uses the negative cosine similarity loss in Eq. (1.2), where " + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "inline_equation", + "content": "[\\cdot ]_{\\mathrm{sg}}" + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "content": " is the stop-gradient operation. Barlow Twins in Eq. (1.3) takes a different approach by utilizing the cross-correlation loss to decorrelate the channels of both views. In Eq. (1.3), " + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda \\geq 0" + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "content": " is a hyperparameter that controls the strength of decorrelation. " + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\mathcal{C}" + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "content": " is the cross-correlation matrix computed between the outputs of two identical networks along the batch dimension, i.e., " + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{lm} = \\sum_{n = 1}^{N}z_{ln}z_{mn}^{+}" + }, + { + "bbox": [ + 130, + 498, + 482, + 642 + ], + "type": "text", + "content": " [51]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 642, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 642, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 642, + 482, + 665 + ], + "type": "text", + "content": "Differing from contrastive learning, masked image modeling (MIM) learns to reconstruct a corrupted image where some parts of the image or feature map" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 121, + 223, + 155 + ], + "blocks": [ + { + "bbox": [ + 133, + 121, + 223, + 155 + ], + "lines": [ + { + "bbox": [ + 133, + 121, + 223, + 155 + ], + "spans": [ + { + "bbox": [ + 133, + 121, + 223, + 155 + ], + "type": "image", + "image_path": "791bf9d5b0be2dd2baacf2d14f0adb9ec874b86908a329a0320eaf72a032648d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 159, + 228, + 182 + ], + "lines": [ + { + "bbox": [ + 132, + 159, + 228, + 182 + ], + "spans": [ + { + "bbox": [ + 132, + 159, + 228, + 182 + ], + "type": "text", + "content": "(a) Single-head, constant temperature." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 233, + 121, + 349, + 155 + ], + "blocks": [ + { + "bbox": [ + 233, + 121, + 349, + 155 + ], + "lines": [ + { + "bbox": [ + 233, + 121, + 349, + 155 + ], + "spans": [ + { + "bbox": [ + 233, + 121, + 349, + 155 + ], + "type": "image", + "image_path": "bca8020e1d1e7a52f9a68ac799195a3bf60ac856f26f92fc92e5346551214a35.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "lines": [ + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "spans": [ + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "type": "text", + "content": "Fig. 2: A comparison of (a) the standard constant-temperature, single-head approach and (b)-(c) our adaptive temperature, single- and multi-head approaches. In each subfigure, the first light blue trapezoid represents the base encoder, the second light blue trapezoid signifies the MLP projection head, and the third light orange trapezoid denotes the shared MLP layer for learning the temperature parameters. In (c), the projection head is replicated " + }, + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "type": "text", + "content": " times to capture diverse image content. For better visualization, we set " + }, + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "type": "inline_equation", + "content": "C = 3" + }, + { + "bbox": [ + 130, + 186, + 482, + 320 + ], + "type": "text", + "content": " for simplicity. The architecture of the MLP projection head remains unchanged; however, the weights are learned independently. For a given image pair, each projection head produces a pair of feature vectors, which are later used for learning the pair-adaptive, head-wise temperature. The learned temperatures, along with the projected features, are seamlessly incorporated into our Adaptive Multi-head Contrastive Learning (AMCL) loss function (as presented in Table 2)." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 359, + 121, + 475, + 155 + ], + "blocks": [ + { + "bbox": [ + 233, + 159, + 353, + 182 + ], + "lines": [ + { + "bbox": [ + 233, + 159, + 353, + 182 + ], + "spans": [ + { + "bbox": [ + 233, + 159, + 353, + 182 + ], + "type": "text", + "content": "(b) Single-head, adaptive temperature" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 359, + 121, + 475, + 155 + ], + "lines": [ + { + "bbox": [ + 359, + 121, + 475, + 155 + ], + "spans": [ + { + "bbox": [ + 359, + 121, + 475, + 155 + ], + "type": "image", + "image_path": "8cd95d2d4758fc6c259b8a4853314af0a19ac1de6da13dd34c2e90512aa5262f.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 358, + 159, + 477, + 182 + ], + "lines": [ + { + "bbox": [ + 358, + 159, + 477, + 182 + ], + "spans": [ + { + "bbox": [ + 358, + 159, + 477, + 182 + ], + "type": "text", + "content": "(c) Multi-head, adaptive temperature." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 329, + 482, + 377 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 329, + 482, + 377 + ], + "spans": [ + { + "bbox": [ + 130, + 329, + 482, + 377 + ], + "type": "text", + "content": "are masked out. As demonstrated in [42], contrastive learning and MIM are complementary strategies. Thus, recent works, LGP [29] and CAN [39], combine the MIM loss and the InfoNCE loss in Eq. (1.4). Kindly notice our innovations apply to the contrastive losses rather than MIM." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 399, + 212, + 414 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 399, + 212, + 414 + ], + "spans": [ + { + "bbox": [ + 132, + 399, + 212, + 414 + ], + "type": "text", + "content": "4 Approach" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 428, + 485, + 477 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 428, + 485, + 477 + ], + "spans": [ + { + "bbox": [ + 130, + 428, + 485, + 477 + ], + "type": "text", + "content": "In this section, we present our Adaptive Multi-head Contrastive Learning (AMCL) framework, starting with learnable pair-adaptive temperatures and introducing AMCL loss functions. We then provide a comprehensive discussion, offering deeper insights into our framework." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 498, + 350, + 510 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 498, + 350, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 498, + 350, + 510 + ], + "type": "text", + "content": "4.1 Learnable Pair-adaptive Temperature" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "type": "text", + "content": "Existing contrastive learning frameworks generally adopt a constant temperature to scale similarity (see Fig. 2(a)). The temperature parameter is painstakingly tuned and may lead to sub-optimal performance. For a given image pair (either positive or negative), the temperature parameter should be adaptive to multiple augmentations for a more robust and better similarity measure after temperature scaling. Furthermore, distinct temperature parameters should be applied to positive and negative pairs, considering the image content and emphasizing unique focal points within the images. We introduce learnable adaptive positive and negative temperatures for effectively addressing varying inter- and intra-sample similarity during the learning process." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": "For a given image pair feature representations after MLP projection head (either positive pair " + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "z_i" + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "z_i^+" + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": " or negative pair " + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "z_i" + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\{z_{in}\\}_{n=1}^N" + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": "), our loss function" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 278, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 278, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 278, + 128 + ], + "type": "text", + "content": "takes the following general form:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 158, + 133, + 481, + 148 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 158, + 133, + 481, + 148 + ], + "spans": [ + { + "bbox": [ + 158, + 133, + 481, + 148 + ], + "type": "interline_equation", + "content": "\\ell^ {\\dagger} = \\ell_ {\\text {C o n t r a s t}} \\left(\\boldsymbol {z} _ {i}, \\boldsymbol {z} _ {i} ^ {+}, \\left\\{\\boldsymbol {z} _ {i n} \\right\\} _ {n = 1} ^ {N}\\right) + \\beta \\Omega \\left(\\tau_ {i} ^ {+}\\right) - \\beta \\Omega \\left(\\left\\{\\tau_ {i n} ^ {-} \\right\\} _ {n = 1} ^ {N}\\right), \\tag {3}", + "image_path": "d3fe54065f7411df53d5e697f2d2790c1de3787e1327d98b767ab58a5abe5472.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "spans": [ + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "type": "inline_equation", + "content": "\\tau_{i}^{+} = \\sigma \\bigl (\\langle \\phi (\\pmb {z}_{i}),\\phi (\\pmb{z}_{i}^{+})\\rangle \\bigr)" + }, + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "type": "inline_equation", + "content": "\\tau_{in}^{-} = \\sigma \\bigl (\\langle \\phi (\\pmb {z}_i),\\phi (\\pmb{z}_{in}^{-})\\rangle \\bigr)" + }, + { + "bbox": [ + 181, + 150, + 454, + 165 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "spans": [ + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": "In the above equation, " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\tau_{i}^{+}" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\tau_{in}^{-}" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " denote the learnable adaptive positive and negative temperatures, respectively. " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\phi (\\cdot):\\mathbb{R}^{d^{\\prime}}\\to \\mathbb{R}^{d^{\\prime}}" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " is an MLP layer1 shared among all heads. " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\langle \\cdot ,\\cdot \\rangle" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " represents the dot product. Sigmoid function " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\sigma (r) = \\frac{\\iota}{1 + \\exp(r)} +\\eta" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " controls the lower and upper limits of the temperature, where " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\iota" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " are hyperparameters. " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\beta \\geq 0" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": " controls the temperature regularization imposed by " + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "inline_equation", + "content": "\\Omega (\\cdot)" + }, + { + "bbox": [ + 130, + 171, + 482, + 245 + ], + "type": "text", + "content": ". The regularization is written as:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 246, + 251, + 481, + 265 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 246, + 251, + 481, + 265 + ], + "spans": [ + { + "bbox": [ + 246, + 251, + 481, + 265 + ], + "type": "interline_equation", + "content": "\\Omega (\\tau) = \\left(d ^ {\\prime} / 2\\right) \\log (\\tau) + 1 / \\tau , \\tag {4}", + "image_path": "7c35db20d9a24b3a0d9620df5a855398f790cdde1712b1fe97c7b46f2a7bdd36.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "spans": [ + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "type": "text", + "content": "which encourages temperature " + }, + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "type": "text", + "content": " to move towards " + }, + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "type": "inline_equation", + "content": "\\tau = 2 / d^{\\prime}" + }, + { + "bbox": [ + 130, + 270, + 482, + 294 + ], + "type": "text", + "content": ". The derivation of the regularization term is detailed in Appendix A." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 294, + 482, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 294, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 294, + 482, + 331 + ], + "type": "text", + "content": "In Fig. 2 (b), we illustrate the application of our learnable temperature to a standard (single MLP projection head a.k.a. single-head) contrastive learning framework. Note that our learnable temperature is pair-adaptive." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 346, + 265, + 358 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 346, + 265, + 358 + ], + "spans": [ + { + "bbox": [ + 132, + 346, + 265, + 358 + ], + "type": "text", + "content": "4.2 Multiple Projections" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 363, + 482, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 363, + 482, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 363, + 482, + 518 + ], + "type": "text", + "content": "Typical SSL methods incorporate a projection head " + }, + { + "bbox": [ + 130, + 363, + 482, + 518 + ], + "type": "inline_equation", + "content": "g(\\cdot)" + }, + { + "bbox": [ + 130, + 363, + 482, + 518 + ], + "type": "text", + "content": ", often consisting of a 2- or 3-layer MLP with ReLU activation. This projection head has proven to be highly beneficial as removing final layers of a pre-trained deep neural network helps mitigate overfitting to the training task and helps learning downstream tasks better [3]. As shown in Fig 1, a single projection (single-head) has a single mode of image characterization which would be insufficient to describe the diverse image content caused by multiple augmentations. Therefore, the application of adaptive temperature to a single-head approach (as depicted in Fig. 2(b)) presents several challenges: (i) increased variability in positive pairs, leading to inefficiencies in learning diverse representations; (ii) an inability to address issues when different parts of the image may require varying attention or when handling complex image content; and (iii) a lack of robustness and adaptability in managing different transformations, augmentations, or input variations." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "spans": [ + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "type": "text", + "content": "Inspired by 43 in enhancing model performance, robustness, and generalization, we propose to apply " + }, + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "type": "text", + "content": " MLP projection heads (while keeping the architecture unchanged), denoted as " + }, + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "type": "inline_equation", + "content": "g^{1}(\\cdot),\\ldots ,g^{C}(\\cdot)" + }, + { + "bbox": [ + 130, + 519, + 482, + 591 + ], + "type": "text", + "content": ". The goal is to capture complementary aspects of similarity between views (see Fig. 2(c)). Moreover, each given image pair benefits from a pair-adaptive, head-wise temperature, contributing to a more robust and refined similarity measure." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 605, + 222, + 617 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 605, + 222, + 617 + ], + "spans": [ + { + "bbox": [ + 132, + 605, + 222, + 617 + ], + "type": "text", + "content": "4.3 AMCL Loss" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "spans": [ + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "text", + "content": "Our final AMCL loss is defined as " + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "inline_equation", + "content": "\\ell^{\\ddagger} = \\sum_{c=1}^{C} \\ell_{c}^{\\dagger}" + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "inline_equation", + "content": "\\ell_{c}^{\\dagger}" + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "text", + "content": " represents the loss for the " + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 622, + 482, + 650 + ], + "type": "text", + "content": "-th head as defined in Eq. (3). Table 2 presents the specific implementations" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 653, + 387, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 387, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 387, + 665 + ], + "type": "text", + "content": "1 This MLP layer is separate from the MLP projection heads." + } + ] + } + ], + "index": 14 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 141, + 482, + 235 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "type": "text", + "content": "Table 2: Loss functions for applying AMCL to widely used contrastive learning frameworks involve introducing " + }, + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "type": "text", + "content": " heads and a regularization term (highlighted in green)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 141, + 482, + 235 + ], + "lines": [ + { + "bbox": [ + 132, + 141, + 482, + 235 + ], + "spans": [ + { + "bbox": [ + 132, + 141, + 482, + 235 + ], + "type": "table", + "html": "
MethodLoss functionRegularization
SimCLR, MoCoℓ†NT-Xent = ∑Cc=1C(-1/τic+ sim(zic, zi+c)+ 1/τic- max n=1,...,N sim(zi, zi-c)+ βΩ(τic+)-βΩ(τic-))(2.1)
SimSiamℓ†SymNegCos = ∑Cc=1C(-1/2τic+ sim(zi, i+|sg) - 1/2τic+ sim(zi, i+|h, i|sg) + βΩ(τic+)+ βΩ(τic+))(2.2)
Barlow Twinsℓ†Cross-Corr = ∑Cc=1C(d' (1-1/τic+ Cll)2+ λ∑l=1d'∑m≠l d' 1/τic- C2lm + β∑l=1d' 1/τic- d' Ω(τic-)-β∑l=1d' 1/τic- d' Ω(τic-))(2.3)
LGP, CANℓ†InfoNCE = ∑Cc=1C(-1/τic+ sim(zi, ic+)+ 1/τic- max n=1,...,N+1 sim(zi, ic+±) + βΩ(τic+)-βΩ(τic+))(2.4)
", + "image_path": "966624a75b897b45f70dffa6d37ffda8e9d4574fc39ef59373c2faaa11304e76.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 244, + 479, + 268 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 244, + 479, + 268 + ], + "spans": [ + { + "bbox": [ + 130, + 244, + 479, + 268 + ], + "type": "text", + "content": "of our AMCL loss for various contrastive learning frameworks. The " + }, + { + "bbox": [ + 130, + 244, + 479, + 268 + ], + "type": "inline_equation", + "content": "\\ddagger" + }, + { + "bbox": [ + 130, + 244, + 479, + 268 + ], + "type": "text", + "content": " in Eq. (2.1)-(2.4) indicates that these losses represent our multi-head loss versions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "spans": [ + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "text", + "content": "In Eq. (2.1), the asterisk " + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "inline_equation", + "content": "*" + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "inline_equation", + "content": "\\tau_{in^*}^{c-}" + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "text", + "content": " indicates the index " + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "inline_equation", + "content": "n^* = \\arg \\max_{n=1,\\dots,N} \\sin(\\boldsymbol{z}_i, \\boldsymbol{z}_{in}^-)" + }, + { + "bbox": [ + 148, + 269, + 490, + 289 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": "In Eq. (2.2), " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\tau_{i}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{i}^{c}), \\phi([\\boldsymbol{h}_{i}^{+}]_{\\mathrm{sg}}) \\rangle\\big)" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\tau_{i}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{i}^{c+}), \\phi([\\boldsymbol{h}_{i}]_{\\mathrm{sg}}) \\rangle\\big)" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": ". In Eq. (2.3), temperatures are formed as " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\tau_{l}^{c+} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{l:}^{c}), \\phi(\\boldsymbol{z}_{l:}^{c+}) \\rangle\\big)" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\tau_{lm}^{c-} = \\sigma\\big(\\langle \\phi(\\boldsymbol{z}_{l:}^{c}), \\phi(\\boldsymbol{z}_{m:}^{c+}) \\rangle\\big)" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "l \\neq m" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " and operator ':' simply indexes and concatenates variable as " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_{l} = [z_{l1}, \\dots, z_{lN}]^{T}" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": ". In Eq. (2.4), " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_{in}^{c\\pm} = \\boldsymbol{z}_{in}^{c-}" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\tau_{in}^{c\\pm} = \\tau_{in}^{c-}" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "n = 1, \\dots, N" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_{in}^{c\\pm} = \\boldsymbol{z}_{in}^{c+}" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "\\tau_{in}^{c\\pm} = \\tau_{i}^{c+}" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": " if " + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "inline_equation", + "content": "n = N + 1" + }, + { + "bbox": [ + 130, + 289, + 481, + 365 + ], + "type": "text", + "content": ". Finally, notice that for NT-Xent in Eq. (2.1), we have:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 183, + 375, + 481, + 436 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 183, + 375, + 481, + 436 + ], + "spans": [ + { + "bbox": [ + 183, + 375, + 481, + 436 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\frac {1}{\\tau_ {i n ^ {*}} ^ {c -}} \\max _ {n = 1, \\dots , N} \\sin (\\pmb {z} _ {i} ^ {c}, \\pmb {z} _ {i n} ^ {c -}) - \\varOmega (\\tau_ {i n ^ {*}} ^ {c -}) - (2 \\pi) ^ {d ^ {\\prime} / 2} \\\\ \\approx \\log \\sum_ {n = 1} ^ {N} \\frac {1}{(2 \\pi) ^ {d ^ {\\prime} / 2} \\left(\\tau_ {i n} ^ {c -}\\right) ^ {d ^ {\\prime} / 2}} \\exp \\left(\\frac {1}{\\tau_ {i n} ^ {c -}} \\left(\\operatorname {s i m} \\left(z _ {i} ^ {c}, z _ {i n} ^ {c -}\\right) - 1\\right)\\right). \\tag {5} \\\\ \\end{array}", + "image_path": "3014dce9fe37fda24a2aa954e1bf96336c26001725de7a26492fbe2f6f5f0aa8.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": "The same approximation (with " + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "z_{in}^{c\\pm}" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": " in place of " + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "z_{in}^{c-}" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": ") holds for InfoNCE in Eq. (2.4). Using maximum in Eq. (5), Eq. (2.1) and Eq. (2.4) are somewhat restrictive as the soft-maximum, depending on the temperature, will return the maximum similarity or interpolation over top few similarities close to maximum. Thus, softmax will tackle a group of negative samples closest to the anchor. Indeed, we could use the above soft-maximum in place of maximum but then we have no easy way of recovering the temperature " + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\tau_{in*}^{c-}" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": ". Thus, in our experiments we observed that the best choice is to apply " + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\sum_{k=1}^{\\kappa} \\frac{1}{\\kappa \\tau_{in_k}^{c-}} \\left[ \\operatorname{TopMax}_\\kappa \\sin(\\pmb{z}_i^c, \\pmb{z}_{in}^{c-}) \\right]_k" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": " which is the average over top-" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": " largest similarities. As the top-" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": " maximum operation returns also corresponding indexes " + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "n_1^*, \\dots, n_\\kappa^*" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": ", the temperature regularization can be easily computed as " + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\Omega(\\{n_k^*\\}_{k=1}^\\kappa) = \\log(\\tau_{in_1^*}^{c-} \\dots \\tau_{in_\\kappa^*}^{c-}) + \\sum_{k=1}^{\\kappa} \\frac{1}{\\tau_{in_k}^{c-}}" + }, + { + "bbox": [ + 130, + 445, + 482, + 604 + ], + "type": "text", + "content": ". The derivation of our loss function is presented in Appendix A." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 620, + 214, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 620, + 214, + 632 + ], + "spans": [ + { + "bbox": [ + 132, + 620, + 214, + 632 + ], + "type": "text", + "content": "4.4 Discussion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "Multiple projection heads vs. a wider MLP projection head. Multiple projection heads offer a significant advantage by creating different sets of" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 220, + 175 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 220, + 175 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 220, + 175 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 220, + 175 + ], + "type": "image", + "image_path": "6079c683a06bc7c366d37dda567ba0a16a2d58164fb00e7442cba050bbdcad93.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 134, + 176, + 219, + 185 + ], + "lines": [ + { + "bbox": [ + 134, + 176, + 219, + 185 + ], + "spans": [ + { + "bbox": [ + 134, + 176, + 219, + 185 + ], + "type": "text", + "content": "(a) head sim. 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(ours)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 189, + 482, + 277 + ], + "lines": [ + { + "bbox": [ + 130, + 189, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 130, + 189, + 482, + 277 + ], + "type": "text", + "content": "Fig. 3: Distribution of similarity scores for positive and negative pairs. The baseline uses one projection head and constant temperature, while our method has multiple projection heads and adaptive temperature. We use SimCLR for pre-training with ResNet-18 on STL-10. After pre-training, we choose 500 positive pairs and 500 negative pairs from the validation to compute the cosine similarity. In (a) and (b), similarity score (temperature scaled) is computed between the 128-dim features extracted from the projection head(s). In (c) and (d), cosine similarity score is computed between the 512-dim features extracted from the backbone after removing the project heads." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 307, + 114, + 391, + 175 + ], + "blocks": [ + { + "bbox": [ + 307, + 114, + 391, + 175 + ], + "lines": [ + { + "bbox": [ + 307, + 114, + 391, + 175 + ], + "spans": [ + { + "bbox": [ + 307, + 114, + 391, + 175 + ], + "type": "image", + "image_path": "935b4b8f60ce8c4e01b1e2d5cebb32fbbeb7af7177988b0b60e8b8c98dc30fb3.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 307, + 176, + 390, + 186 + ], + "lines": [ + { + "bbox": [ + 307, + 176, + 390, + 186 + ], + "spans": [ + { + "bbox": [ + 307, + 176, + 390, + 186 + ], + "type": "text", + "content": "(c) feat. sim. (baseline)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 391, + 114, + 477, + 175 + ], + "blocks": [ + { + "bbox": [ + 391, + 114, + 477, + 175 + ], + "lines": [ + { + "bbox": [ + 391, + 114, + 477, + 175 + ], + "spans": [ + { + "bbox": [ + 391, + 114, + 477, + 175 + ], + "type": "image", + "image_path": "26e08683f10278536ebf85eaca98a8368a749a9babfc9e34f4d32a3c0a53a66c.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 398, + 176, + 469, + 186 + ], + "lines": [ + { + "bbox": [ + 398, + 176, + 469, + 186 + ], + "spans": [ + { + "bbox": [ + 398, + 176, + 469, + 186 + ], + "type": "text", + "content": "(d) feat. sim. (ours)" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 290, + 482, + 471 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 290, + 482, + 471 + ], + "spans": [ + { + "bbox": [ + 130, + 290, + 482, + 471 + ], + "type": "text", + "content": "features for each pair of images [43]. This helps build a varied representation that captures various aspects of the input, making the model more resilient and adaptable to different transformations. Furthermore, each projection head's ability to specialize in learning specific patterns or features becomes especially useful when dealing with diverse augmentations that require focused attention on distinct content within the images. In the context of contrastive learning, where diverse augmentation strategies and varying intra-sample similarity introduce more variability in positive pairs, using multiple projection heads excels. This approach effectively manages the resulting variability by enabling the learning of diverse representations. As a result, the model becomes skilled at navigating the intricacies of the data, demonstrating its adaptability to the complex nature of the input. On the other hand, the wider MLP projection head takes a distinct approach by consolidating information from various aspects of the input into a single representation. This proves advantageous when a thorough understanding of the data is crucial, and the relationships between features play a vital role [9]." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "type": "text", + "content": "Visualization of pair similarity distributions. In Fig. 3 we draw the similarity distributions of negative pairs and positive pairs, under the baseline (1 head + constant temperature) and our method (multiple heads + adaptive temperature). When we use the average similarity across the output from the multiple heads, shown in Fig. 3(a) and (b), we can clearly observe better separability brought by our method. It indicates that our method allows for more effective similarity learning of the positive and negative pairs. On the other hand, if we compute the cosine similarity between features extracted right after the backbone, shown in Fig. 3(c) and (d), better separability can again be observed. It illustrates that better similarity learning further benefits representation learning, finally leading to improved linear probing performance." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "Connecting our loss function to existing contrastive learning methods. Our loss function consists of three terms: (i) positive temperature-weighted similarities for positive pairs (ii) negative temperature-weighted similarities for negative pairs, and (iii) a regularization term for positive and negative temperatures. As identified in previous works [44, 47], the alignment (closeness) of features" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 209 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 209 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 209 + ], + "type": "text", + "content": "from positive pairs and the uniformity of the induced distribution of the (normalized) features on the hypersphere are the two key properties in contrastive loss. Our loss function also optimizes these properties and further improves the contrastive learning performance through parameterized pair-wise temperature via re-weighting the positive and negative similarities. Our loss function is a more general form, and when we set the temperature to be a global constant, the constant regularization term no longer affects optimization, and thus the loss function reduces to the traditional contrastive loss." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "spans": [ + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": "Physical meaning of the regularization term " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\Omega(\\cdot)" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " in Eq. (3). The regularization term consists of regularizing both the positive and negative temperatures. During optimisation, the log " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " term encourages lower positive temperatures and higher negative temperatures, whereas the reverse function term " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\frac{1}{\\tau}" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " is in favour of higher positive temperatures and lower negative temperatures. Hence this regularization term balances the learning of positive and negative temperatures. As we jointly optimize network parameters and the temperature via MLE, this problem naturally becomes decomposed in the maximization of similarities for positive pairs (minimization for negative pairs) weighted by the temperature. However, if " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " was to reach 0 for positive pairs, one would attain a trivial solution. " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\Omega(\\cdot)" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " prevents that trivial solution. Intuitively, one can be very certain in similarity of sample pair but there is a price to pay for that certainty, imposed by " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\Omega(\\cdot)" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " resulting from the Welsch function. This " + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "inline_equation", + "content": "\\Omega(\\cdot)" + }, + { + "bbox": [ + 130, + 211, + 483, + 404 + ], + "type": "text", + "content": " expresses the prior belief or preference on temperatures. We provide its mathematical insights including connecting temperature to uncertainty in Appendix A. More discussions can be found in Appendix B" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 422, + 230, + 436 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 422, + 230, + 436 + ], + "spans": [ + { + "bbox": [ + 132, + 422, + 230, + 436 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 447, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 447, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 447, + 482, + 495 + ], + "type": "text", + "content": "We choose popular datasets that are widely used in evaluating the SSL models, including CIFAR-10, CIFAR-100, STL-10, Tiny-[ImageNet and ImageNet. The dataset details are provided in Appendix Below, we describe the experimental setup and evaluations." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 514, + 190, + 526 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 190, + 526 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 190, + 526 + ], + "type": "text", + "content": "5.1 Setup" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "content": "We conduct experiments on the aforementioned datasets following practices outlined by [25]. We consider five different types of transformations for data augmentations: random cropping, random Gaussian blur, color dropping (i.e., randomly converting images to grayscale), color distortion, and random horizontal flipping. For pre-training, we employ Resnet-18 (R18) [22] for SimCLR [9], MoCo [21], SimSiam [10], and Barlow Twins [51] on CIFAR-10, CIFAR-100 and STL-10. For Tiny-ImageNet and ImageNet, we use Resnet-50 (R50) variants, ViT-B and ViT-L. Other settings, such as the architecture of the projection head, remain consistent with the original algorithm configurations. We select " + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "content": " projection heads in range from 2 to 6. We set the temperature bounds (" + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "inline_equation", + "content": "\\iota" + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "content": " of sigmoid) in range " + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "inline_equation", + "content": "[1e - 5, 2]" + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "content": " on smaller datasets and " + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "inline_equation", + "content": "[1e - 5, 5]" + }, + { + "bbox": [ + 130, + 533, + 482, + 668 + ], + "type": "text", + "content": " for ImageNet and" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 173, + 482, + 282 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "text", + "content": "Table 3: Impact of AMCL when applied to popular and state-of-the-art SSL methods. On CIFAR-10, CIFAR-100, Tiny-ImageNet, and ImageNet, models are first pretrained for 1,000, 1,000, 800, and 100 epochs, respectively, and then evaluated using linear probing. Backbones are highlighted. All reported results are averages obtained from 5 runs on each dataset for each method (including baselines)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 173, + 482, + 282 + ], + "lines": [ + { + "bbox": [ + 135, + 173, + 482, + 282 + ], + "spans": [ + { + "bbox": [ + 135, + 173, + 482, + 282 + ], + "type": "table", + "html": "
DatasetsAccuracyAvg. gain
SimCLRMoCoSimSiamB.TwinsCANLGP
CIFAR-10Baseline +AMCL89.9 92.2R1890.4 92.9R1890.7 93.0R1887.4 90.0R18--↑2.43
CIFAR-100Baseline +AMCL57.6 61.8R1864.4 69.3R1863.6 68.9R1858.2 62.1R18--↑4.58
Tiny-ImageNetBaseline +AMCL48.1 50.0R5046.4 47.8R5046.7 49.0R5046.8 48.3R5053.2 54.9ViT-B↑1.65
ImageNetBaseline +AMCL66.5 68.1R5067.4 69.3R5068.1 69.6R5070.0 72.7R5070.5 71.6ViT-B↑1.67
", + "image_path": "d794754ae92c94ccbaf3f7cb1646f7f148f3e77e74963546f7849e5a4a4bfd87.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 195, + 323, + 416, + 381 + ], + "blocks": [ + { + "bbox": [ + 130, + 288, + 482, + 321 + ], + "lines": [ + { + "bbox": [ + 130, + 288, + 482, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 288, + 482, + 321 + ], + "type": "text", + "content": "Table 4: A comprehensive/fair comparison on ImageNet vs. SOTA. Backbones are highlighted. All models are pre-trained for 1600 epochs. We report top-1 performance after end-to-end fine-tuning." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 195, + 323, + 416, + 381 + ], + "lines": [ + { + "bbox": [ + 195, + 323, + 416, + 381 + ], + "spans": [ + { + "bbox": [ + 195, + 323, + 416, + 381 + ], + "type": "table", + "html": "
MAEMoCoMoCo +AMCLLGPLGP +AMCL
ViT-B/1683.683.284.1 (↑0.9)83.984.7 (↑0.8)
ViT-L/1685.984.185.3 (↑1.2)85.987.4 (↑1.5)
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The temperature regularization parameter " + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "text", + "content": " is varied from " + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "inline_equation", + "content": "1e - 5" + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "text", + "content": " to 10. Each model is trained with a batch size of 512 and 1000 epochs for small datasets, e.g., STL-10; for large-scale datasets, e.g., Tiny-ImageNet and ImageNet, we train for up to 800 epochs. We also evaluate ViT-B and ViT-L pre-trained for 1600 epochs on ImageNet and assess their generalizability, e.g., on object detection and segmentation. To assess the quality of the encoder, we follow the KNN evaluation protocol [49] on small datasets. For large datasets, we use linear probing. For MIM-based methods such as " + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "inline_equation", + "content": "\\mathrm{CAN}^2" + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "inline_equation", + "content": "\\mathrm{LGP}^3" + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "text", + "content": ", we select the standard ViT-B and ViT-L as the backbone encoder, with a token size " + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "inline_equation", + "content": "16\\times 16" + }, + { + "bbox": [ + 130, + 396, + 482, + 540 + ], + "type": "text", + "content": ". Other settings, including projection head architecture and hyperparameters, followed the original algorithm configurations. Both models are evaluated using a linear probe." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 557, + 215, + 567 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 557, + 215, + 567 + ], + "spans": [ + { + "bbox": [ + 132, + 557, + 215, + 567 + ], + "type": "text", + "content": "5.2 Evaluation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "spans": [ + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "text", + "content": "AMCL consistently improves popular and state-of-the-art SSL methods. We apply AMCL to SimCLR, MoCo, SimSiam, Barlow Twins, CAN, and LGP. As shown in Table 3 on CIFAR-10, CIFAR-100, Tiny ImageNet and ImageNet datasets, average improvements across the baselines are " + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "inline_equation", + "content": "2.43\\%" + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "inline_equation", + "content": "4.58\\%" + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "inline_equation", + "content": "1.65\\%" + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "inline_equation", + "content": "1.67\\%" + }, + { + "bbox": [ + 130, + 576, + 482, + 637 + ], + "type": "text", + "content": ", respectively. In the case of MIM-based methods such as CAN and" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 641, + 285, + 654 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 641, + 285, + 654 + ], + "spans": [ + { + "bbox": [ + 133, + 641, + 285, + 654 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 133, + 641, + 285, + 654 + ], + "type": "text", + "content": " https://github.com/bwconrad/can" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 134, + 654, + 418, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 654, + 418, + 666 + ], + "spans": [ + { + "bbox": [ + 134, + 654, + 418, + 666 + ], + "type": "text", + "content": "3 https://github.com/VITA-Group/layerGraftedPretraining_ICLR23" + } + ] + } + ], + "index": 10 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 218, + 218 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 218, + 218 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 218, + 218 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 218, + 218 + ], + "type": "image", + "image_path": "aad1a48870cc582ab022063807018ee9957e88afb371fa7b20904cfbd472f38f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 227, + 301, + 282 + ], + "lines": [ + { + "bbox": [ + 131, + 227, + 301, + 282 + ], + "spans": [ + { + "bbox": [ + 131, + 227, + 301, + 282 + ], + "type": "text", + "content": "Fig. 4: Impact of different backbones and training epochs on AMCL for (left:) SimCLR and (right:) CAN on the ImageNet dataset. All the reported accuracies use a linear probe." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 217, + 116, + 301, + 218 + ], + "blocks": [ + { + "bbox": [ + 217, + 116, + 301, + 218 + ], + "lines": [ + { + "bbox": [ + 217, + 116, + 301, + 218 + ], + "spans": [ + { + "bbox": [ + 217, + 116, + 301, + 218 + ], + "type": "image", + "image_path": "e3a152af811944401d0863b4696562381d015268ac4d71c31cb560cb3d630211.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 306, + 182, + 477, + 281 + ], + "lines": [ + { + "bbox": [ + 306, + 182, + 477, + 281 + ], + "spans": [ + { + "bbox": [ + 306, + 182, + 477, + 281 + ], + "type": "text", + "content": "Fig. 5: Hyperparameter sensitivity analysis. (left:) number of projection heads. (right:) Evaluation of top- " + }, + { + "bbox": [ + 306, + 182, + 477, + 281 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 306, + 182, + 477, + 281 + ], + "type": "text", + "content": " similarities among negative pairs on STL-10. \"Softmax\" involves including all negative pair similarities (Eq. [7] in Appendix A). We use Resnet-18 as backbone with SimCLR. The dashed line is the baseline result with 1 projection head, constant temperature." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 308, + 114, + 383, + 171 + ], + "blocks": [ + { + "bbox": [ + 308, + 114, + 383, + 171 + ], + "lines": [ + { + "bbox": [ + 308, + 114, + 383, + 171 + ], + "spans": [ + { + "bbox": [ + 308, + 114, + 383, + 171 + ], + "type": "image", + "image_path": "85ba7985e1e04466733739ee1004cf8a5fafaa5601f8a0f8c52433aadaddc091.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 391, + 114, + 474, + 171 + ], + "blocks": [ + { + "bbox": [ + 391, + 114, + 474, + 171 + ], + "lines": [ + { + "bbox": [ + 391, + 114, + 474, + 171 + ], + "spans": [ + { + "bbox": [ + 391, + 114, + 474, + 171 + ], + "type": "image", + "image_path": "e117f7558c0d96f1cc05e907056b853fda71c44135fe7e6543b043c0f94d4b0a.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 138, + 400, + 282, + 491 + ], + "blocks": [ + { + "bbox": [ + 131, + 303, + 288, + 391 + ], + "lines": [ + { + "bbox": [ + 131, + 303, + 288, + 391 + ], + "spans": [ + { + "bbox": [ + 131, + 303, + 288, + 391 + ], + "type": "text", + "content": "Table 5: Comparing adaptive temperature with two SOTA temperature methods on STL-10. Baseline uses one projection head and constant temperature, and the rest methods use 3 heads. TaU [52] views temperature as uncertainty, and TS [34] uses cosine schedule for temperature." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 138, + 400, + 282, + 491 + ], + "lines": [ + { + "bbox": [ + 138, + 400, + 282, + 491 + ], + "spans": [ + { + "bbox": [ + 138, + 400, + 282, + 491 + ], + "type": "table", + "html": "
Baseline+AMCLTaUTS
1061.071.1↑10.164.3
2068.576.4↑7.970.4
5073.579.4↑5.974.6
10076.581.4↑4.977.7
20078.681.9↑3.379.4
50080.683.7↑3.180.0
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The singlehead model with a constant temperature performs best at 0.2 or 0.3. For a single head, constant and adaptive temperatures show comparable performance." + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "content": "LGP, our multi-head approach improves them by " + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "inline_equation", + "content": "1.7\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "inline_equation", + "content": "1.1\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "content": ", respectively, on Tiny-ImageNet. The improvements over CAN and LGP on ImageNet are " + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "inline_equation", + "content": "1.1\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "inline_equation", + "content": "1.2\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "content": ", respectively. We provide more results on ImageNet to compare with SOTA in Table 4. All models are pre-trained for 1600 epochs, and are evaluated by end-to-end fine-tuning. We report top-1 performance after fine-tuning. AMCL boosts popular SSL methods by " + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 581 + ], + "type": "text", + "content": " on average." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Effectiveness of AMCL under different backbones and training epochs. We evaluate model capacity using the ImageNet dataset. We choose R50 with three different hidden layer widths (width multipliers of " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "1 \\times" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "2 \\times" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "4 \\times" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "), ViT-B, and ViT-L, which are widely used in SSL. In Fig. 4, under each epoch number, our AMCL yields consistent improvement to various backbones for SimCLR and CAN. Additionally, we observe that model capacity heavily depends on the choice of backbone. For ViT-L backbone encoder, SimCLR achieves the highest" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 274, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 274, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 274, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 297, + 224 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 297, + 224 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 297, + 224 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 297, + 224 + ], + "type": "image", + "image_path": "e1a9b3b2a087c8bc56d2fb1e1ac7822d0f1d6d329183bb955762384a5c3b2005.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "lines": [ + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": "Fig. 7: Comparing variants of adaptive temperature on STL-10. We choose SimCLR. The pre-trained model is linear-probed with various numbers of labeled data. (left:) multi-head " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "(C = 3)" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": " vs. single-head " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "(C = 1)" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": ". (right:) constant temperature vs. adaptive temperature. The Number of heads is 3. \"Const. pos. " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": ", adapt. neg. " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": " \" uses constant temperature for positive pairs and adaptive for negative ones. Analogy goes for \"Const. neg. " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": ", adapt. pos. " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": "\". \"Adapt. " + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 234, + 482, + 312 + ], + "type": "text", + "content": " from head 1 only\" copies adaptive temperatures from the first head to the other heads." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 312, + 114, + 480, + 224 + ], + "blocks": [ + { + "bbox": [ + 312, + 114, + 480, + 224 + ], + "lines": [ + { + "bbox": [ + 312, + 114, + 480, + 224 + ], + "spans": [ + { + "bbox": [ + 312, + 114, + 480, + 224 + ], + "type": "image", + "image_path": "a120531c7d2ee10dfc5e01f8771a70ae113552b1f28a1d38b9723b8da7fb318f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "type": "text", + "content": "linear probe performance on ImageNet at " + }, + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "type": "inline_equation", + "content": "73.9\\%" + }, + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "type": "text", + "content": ". When combined with AMCL, accuracy of SimCLR further increases by " + }, + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "type": "inline_equation", + "content": "0.6\\%" + }, + { + "bbox": [ + 130, + 324, + 480, + 348 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "text", + "content": "Impact of the number of projection heads is presented in Fig. 5 (left). R18 is used as backbone, coupled with SimCLR. Adaptive temperature is always used. On STL-10, 3-5 projection heads are most effective, while other numbers also beat the baseline (except for " + }, + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "inline_equation", + "content": "C = 1" + }, + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "text", + "content": "). Considering the performance gain and the computational cost, we use 3 heads in our paper. We notice a " + }, + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "text", + "content": " performance drop when the number of heads exceeds 4, likely due to slight overfitting. Note that this is not a hyperparameter selection process but rather hyperparameter sensitivity evaluation. Instead, we choose hyperparameters using Hyperopt 6 on the validation set of each dataset." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "content": "TopMax-" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "content": " vs. Softmax in loss function. In Fig. ⑤(right), we compare using Top-" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "content": " and Softmax when selecting negative pairs. Using Top-" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "content": " is slightly better than Softmax when " + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\kappa = 100, 150" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "content": ". In practice, " + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 459, + 482, + 506 + ], + "type": "text", + "content": " is chosen by Hyperopt ⑥ on the validation set of each dataset." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "content": "Impact of number of labeled data for linear probing. We use SimCLR for pre-training and linear-probe a standard R18 model (with random initialization) on the training set of STL-10. We then train a logistic regression model with various numbers of labeled images: 10, 20, 50, 100, 200, and all 500 examples per class. Results are presented in Table 5 and Fig. 7 (left). We have two observations. First, AMCL consistently improves SimCLR under different numbers of labeled data. Under 10, 50, and 200 labeled images, the improvement is " + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "inline_equation", + "content": "10.1\\%" + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "inline_equation", + "content": "5.9\\%" + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "inline_equation", + "content": "3.3\\%" + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "content": ", respectively. Second, compared with the fully supervised baseline with " + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "inline_equation", + "content": "73.3\\%" + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "content": " accuracy, linear probing with 20 samples per class (1/25 of the whole labeled data) with our method is already superior (" + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "inline_equation", + "content": "76.4\\%" + }, + { + "bbox": [ + 130, + 508, + 482, + 640 + ], + "type": "text", + "content": "). This clearly demonstrates the advantages of self-supervised pretraining and our method." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 667 + ], + "type": "text", + "content": "Comparing with temperature variants and state-of-the-art temperature schemes. In Fig. 7 (right), we compare the proposed adaptive temper" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 164, + 171, + 451, + 319 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "text", + "content": "Table 6: Comparing AMCL with baselines under various numbers of augmentations. We report linear probing accuracy on CIFAR-100, where (a), (b), (c), (d), and (e) correspond to random cropping, Gaussian blur, color dropping (e.g., converting images to grayscale), color distortion, and random horizontal flipping, respectively. " + }, + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "inline_equation", + "content": "\\checkmark" + }, + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "text", + "content": " denotes the corresponding augmentation is applied. Average improvement is shown in red." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 164, + 171, + 451, + 319 + ], + "lines": [ + { + "bbox": [ + 164, + 171, + 451, + 319 + ], + "spans": [ + { + "bbox": [ + 164, + 171, + 451, + 319 + ], + "type": "table", + "html": "
AugmentationsAccuracyAvg. gain
(a)(b)(c)(d)(e)SimCLRMoCoSimSiamB.Twins
✓Baseline26.339.926.433.7↑0.69
+AMCL27.040.327.034.7
✓✓Baseline28.040.226.634.2↑0.80
+AMCL29.040.927.335.1
✓✓✓Baseline44.457.351.549.8↑2.74
+AMCL46.261.055.451.3
✓✓✓Baseline55.462.760.755.0↑4.12
+AMCL58.566.367.058.4
✓✓✓✓Baseline57.664.463.658.2
+AMCL61.869.368.962.1↑4.59
", + "image_path": "b8439e1c94960f75c0683cd9804cdaa7511003ac088467b00d2379d95ff3e85d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 339, + 482, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 339, + 482, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 339, + 482, + 472 + ], + "type": "text", + "content": "ature (fully adaptive " + }, + { + "bbox": [ + 130, + 339, + 482, + 472 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 339, + 482, + 472 + ], + "type": "text", + "content": ") with four variants, including making temperature of negative/positive pairs constant, copying adaptive temperature from one head to the others, and having global temperature. It is clear from the figure that our method is the best. In Table 5 we compare adaptive temperature with temperature as uncertainty (TaU) [52] and temperature cosine schedule (TS) [34] under multiple heads, where adaptive temperature is also superior. In fact, the cosine temperature scheme is not adaptive to individual pairs, while 'temperature as uncertainty' is directly dependent on features not similarity. Being adaptive to individual pairs, their similarity and projection heads, our adaptive temperature is very well optimized under the derived loss function and thus exhibits very competitive performance (see also Fig. 6)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "content": "Multi-head outperforms a wider MLP projection head. To evaluate the efficacy of employing multiple projection heads versus a wider MLP projection head, we conducted two sets of experiments: (i) with a global constant temperature and (ii) with our adaptive temperature on STL-10, employing both SimCLR and Barlow Twins. We systematically increased the number of learnable weights for the wider projection head until it surpassed three times the number of weights in our multi-head settings. We then selected the best-performing model for comparison. Our results demonstrate that, under both constant and adaptive temperature conditions, our multi-head approach (with " + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "inline_equation", + "content": "C = 3" + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "content": ", 128-dim for SimCLR, and 2048-dim for Barlow Twins) outperforms the best wider MLP projection head (512-dim for SimCLR and 8192-dim for Barlow Twins) by approximately " + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "inline_equation", + "content": "2.5\\%" + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "inline_equation", + "content": "1.6\\%" + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "content": " for Barlow Twins and SimCLR, respectively." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Impact of the number of data augmentation types. In Table 6, under only 1-2 augmentations during SSL pretraining, the improvements in linear probing over the baselines are around " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": ". When we further increase the number of augmentations, linear probing performance improves; importantly, AMCL becomes" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 273, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Multi-head Contrastive Learning" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 184, + 152, + 428, + 232 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 7: COCO object detection and segmentation results reveal two notable findings: (i) Mask Average Precision (AP) exhibits a similar trend to box AP, and (ii) the learned representations via AMCL demonstrate generalizability to other tasks." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 184, + 152, + 428, + 232 + ], + "lines": [ + { + "bbox": [ + 184, + 152, + 428, + 232 + ], + "spans": [ + { + "bbox": [ + 184, + 152, + 428, + 232 + ], + "type": "table", + "html": "
APboxAPmask
ViT-BViT-LViT-BViT-L
MoCo48.149.243.043.8
MoCo+AMCL50.3 ↑2.253.3 ↑4.145.1 ↑2.147.0 ↑3.2
LGP52.554.946.148.1
LGP+AMCL54.1 ↑1.657.0 ↑2.148.3 ↑2.251.1 ↑3.0
", + "image_path": "b52859e6a9df5286feb4307c2853f31cb26c3f31a08cbc5e6e9765eade038546.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 132, + 261, + 481, + 304 + ], + "blocks": [ + { + "bbox": [ + 132, + 233, + 481, + 257 + ], + "lines": [ + { + "bbox": [ + 132, + 233, + 481, + 257 + ], + "spans": [ + { + "bbox": [ + 132, + 233, + 481, + 257 + ], + "type": "text", + "content": "Table 8: Computational cost analysis. We use R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. The additional computational cost from ACML is around " + }, + { + "bbox": [ + 132, + 233, + 481, + 257 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 233, + 481, + 257 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 261, + 481, + 304 + ], + "lines": [ + { + "bbox": [ + 132, + 261, + 481, + 304 + ], + "spans": [ + { + "bbox": [ + 132, + 261, + 481, + 304 + ], + "type": "table", + "html": "
SimCLR (+AMCL)MoCo (+AMCL)CAN (+AMCL)LGP (+AMCL)
#Params(M)25.6 (+1.1)25.6 (+1.1)87.0 (+2.1)194.3 (+2.1)
GFLOPs3.5 (+0.3)4.1 (+0.4)68.5 (+4.1)76.1 (+4.4)
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This suggests the existence of multiple similarity relations when many data augmentations are applied, validating our motivation and method design." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 368, + 480, + 439 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 368, + 480, + 439 + ], + "spans": [ + { + "bbox": [ + 130, + 368, + 480, + 439 + ], + "type": "text", + "content": "Generalizations to other tasks. We provide results on COCO object detection and segmentation. Follow [20], we finetune Mask R-CNN end-to-end on COCO [37], and the ViT backbones (ImageNet pretrained) are adapted to use with FPN [36]. We report box AP and mask AP for objection detection and instance segmentation, respectively, in Table 7. These results demonstrate that the learned representations are generalizable (see also Fig. 3(c) and (d))." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 440, + 481, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 440, + 481, + 487 + ], + "spans": [ + { + "bbox": [ + 130, + 440, + 481, + 487 + ], + "type": "text", + "content": "Computational cost analysis. We provide a comparison of the number of parameters and FLOPs between baselines and ACML. We choose R50 for SimCLR and MoCo, and ViT-B for CAN and LGP. Table 8 summarizes the results. The additional computational cost from ACML is around " + }, + { + "bbox": [ + 130, + 440, + 481, + 487 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 440, + 481, + 487 + ], + "type": "text", + "content": ", which is marginal." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 507, + 220, + 520 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 507, + 220, + 520 + ], + "spans": [ + { + "bbox": [ + 132, + 507, + 220, + 520 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "We address the challenge posed by complex pair similarity distributions under multiple augmentation types by introducing Adaptive Multi-Head Contrastive Learning (AMCL). AMCL utilizes multiple projection heads, each generating distinct features, along with a pair-wise adaptive temperature scheme. We derive the loss function, revealing insights into the relationship between the variance of pair distance distribution and temperature, as well as the physical meanings of the regularization term. Our method effectively separates pair similarity distributions. AMCL demonstrates experimental improvements in popular SSL methods across various backbones, numbers of labeled samples for linear probing, and augmentation types. Particularly beneficial under multiple augmentation types, AMCL aligns with our motivation." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 137, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 17, + "blocks": [ + { + "bbox": [ + 138, + 137, + 481, + 180 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 137, + 481, + 180 + ], + "spans": [ + { + "bbox": [ + 138, + 137, + 481, + 180 + ], + "type": "text", + "content": "1. 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Zhou, J., Wei, C., Wang, H., Shen, W., Xie, C., Yuille, A., Kong, T.: ibot: Image bert pre-training with online tokenizer. arXiv preprint arXiv:2111.07832 (2021)" + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "spans": [ + { + "bbox": [ + 166, + 90, + 425, + 103 + ], + "type": "text", + "content": "Lei Wang, Piotr Koniusz, Tom Gedeon, and Liang Zheng" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_content_list.json b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3709f23a3ae6e2985acf9406114621c9df6becca --- /dev/null +++ b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_content_list.json @@ -0,0 +1,1936 @@ +[ + { + "type": "text", + "text": "Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution", + "text_level": 1, + "bbox": [ + 218, + 140, + 782, + 209 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Junxiong Lin $^{1}$ , Yan Wang $^{1\\star}$ , Zeng Tao $^{1}$ , Boyang Wang $^{1}$ , Qing Zhao $^{1}$ , Haorang Wang $^{1}$ , Xuan Tong $^{1}$ , Xinji Mai $^{1}$ , Yuxuan Lin $^{2}$ , Wei Song $^{3}$ , Jiawen Yu $^{1}$ , Shaoqi Yan $^{1}$ , and Wenqiang Zhang $^{4,5}$", + "bbox": [ + 250, + 234, + 750, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Shanghai Engineering Research Center of AI & Robotics, Academy for Engineering & Technology, Fudan University, Shanghai, China.", + "bbox": [ + 217, + 291, + 785, + 319 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ East China University of Science and Technology, Shanghai, China.", + "bbox": [ + 267, + 320, + 732, + 334 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 College of Information Technology, Shanghai Ocean University, Shanghai, China.", + "bbox": [ + 225, + 334, + 774, + 348 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "4 Engineering Research Center of AI & Robotics, Ministry of Education, Academy for Engineering & Technology, Fudan University, Shanghai, China.", + "bbox": [ + 225, + 348, + 774, + 375 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{5}$ Shanghai Key Lab of Intelligent Information Processing, School of Computer Science, Fudan University, Shanghai, China {linjx23}@m.fudan.edu.cn {yanwang19,wqzhang}@fudan.edu.cn", + "bbox": [ + 236, + 376, + 763, + 417 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Pre-trained diffusion models utilized for image generation encapsulate a substantial reservoir of a priori knowledge pertaining to intricate textures. Harnessing the potential of leveraging this a priori knowledge in the context of image super-resolution presents a compelling avenue. Nonetheless, prevailing diffusion-based methodologies presently overlook the constraints imposed by degradation information on the diffusion process. Furthermore, these methods fail to consider the spatial variability inherent in the estimated blur kernel, stemming from factors such as motion jitter and out-of-focus elements in open-environment scenarios. This oversight results in a notable deviation of the image super-resolution effect from fundamental realities. To address these concerns, we introduce a framework known as Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Within the SSR framework, we propose a Spatially Variant Kernel Refinement (SVKR) module. SVKR estimates a Depth-Informed Kernel, which takes the depth information into account and is spatially variant. Additionally, SVKR enhance the accuracy of depth information acquired from LR images, allowing for mutual enhancement between the depth map and blur kernel estimates. Finally, we introduce the Adaptive Multi-Modal Fusion (AMF) module to align the information from three modalities: low-resolution images, depth maps, and blur kernels. This alignment can constrain the diffusion model to generate more authentic SR results.", + "bbox": [ + 261, + 455, + 740, + 773 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Blind Super-Resolution $\\cdot$ Diffusion Model $\\cdot$ Adaptive MultiModal Fusion $\\cdot$ Spatially Variant Kernel Refinemen", + "bbox": [ + 261, + 787, + 740, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author", + "bbox": [ + 220, + 825, + 380, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/5aebcc54a967759309481dd88b0eebefdd9a5fda9fbd7cdff5a64982c7fc0c6f.jpg", + "image_caption": [ + "HR" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 411, + 294 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/bc01ad32111345a9fb6cf15cfc59478b654ed4960af55f8875a60ea6b38969c9.jpg", + "image_caption": [ + "LR" + ], + "image_footnote": [], + "bbox": [ + 413, + 143, + 506, + 215 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/233593c449adc95ae0106dba3040db2bc626edf23dfda179673816c4731429b0.jpg", + "image_caption": [ + "SwinIR" + ], + "image_footnote": [], + "bbox": [ + 506, + 143, + 599, + 215 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/6d5c81b4617663fc716bfac24b81d105e516762ea61c6f0fbb95ae254b16176a.jpg", + "image_caption": [ + "MANet" + ], + "image_footnote": [], + "bbox": [ + 601, + 143, + 694, + 215 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/e8af9f0a4356e0f5f3b6d2bee7136bb2d172aa87e79c6ad147337682dd0079aa.jpg", + "image_caption": [ + "HAT" + ], + "image_footnote": [], + "bbox": [ + 694, + 143, + 785, + 215 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/ac64919bedd6c41350b48d7684025af0980d5ddb78c2449de17808d990982160.jpg", + "image_caption": [ + "ReaIESRGAN" + ], + "image_footnote": [], + "bbox": [ + 215, + 224, + 411, + 294 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/785f9ee533e97a0442d1e14c01fe9107ae5406824510e59e33108f8bd068a11c.jpg", + "image_caption": [ + "DASR", + "Fig. 1: Visual comparison $(\\times 4)$ on DRealSR. SwinIR, MANet, HAT, RealESRGAN, DASR and ResShift suffer from noise and blurring artifacts, while SSR can generate high-fidelity images." + ], + "image_footnote": [], + "bbox": [ + 506, + 224, + 560, + 294 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/4dc778d7fbf2e20ad521611835148c15f2a884450aa50b36bc13b6bbdb2aa7d0.jpg", + "image_caption": [ + "ResShift" + ], + "image_footnote": [], + "bbox": [ + 563, + 224, + 691, + 294 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/067b9dcba2032f1bdd8fe1e08e85e1dac681f0b7e88720496b85e410d6f94ada.jpg", + "image_caption": [ + "SSR" + ], + "image_footnote": [], + "bbox": [ + 694, + 224, + 785, + 294 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 415, + 374, + 430 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Image super-resolution is a foundational pursuit within the domain of computer vision, focusing on the reconstruction of high-resolution images from their low-resolution counterparts to significantly augment pixel density [6,7]. This intricate task involves the inference and restoration of high-frequency details that are often obscured within the constraints of limited pixel resolutions. Mathematically, the regression process from a high-resolution image (HR) to a low-resolution image (LR) is modeled as follows:", + "bbox": [ + 212, + 449, + 787, + 555 + ], + "page_idx": 1 + }, + { + "type": "equation", + "text": "\n$$\nI ^ {L R} = \\left(I ^ {H R} \\otimes k\\right) \\downarrow_ {s} + n \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 413, + 566, + 785, + 585 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "where $k$ symbolizes the blur kernel, $\\otimes$ denotes the convolution operation, $\\downarrow s$ signifies a downsampling by a factor of $s$ , $n$ represents noise. Over the past decade, methods grounded in CNN or transformers have made remarkable strides [11, 13, 34, 70]. Traditional super-resolution methods assume this degradation is characterized by a specific blur kernel, such as a bicubic kernel [35]. However, when a well-trained SR model receives LR images away from its training distribution, it often suffers significant performance degradation [26]. To tackle this problem, blind super-resolution tasks aim at image super-resolution with unknown degradation processes [30].", + "bbox": [ + 212, + 597, + 787, + 733 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "As depicted in Figure 2, spatially invariant estimated blur kernels, incorporating a priori degradation information, are employed in the super-resolution process to enhance performance and achieve a finite solution space for the LR-HR image pair [5,8]. In real-world imaging, factors limiting image resolution extend beyond specific blur kernels to encompass motion blur, depth variation in imaging objects, and optical characteristics of imaging devices [19,60,61,65]. The use of a spatially invariant blur kernel becomes inadequate in accurately", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 126 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/9edaead2a11d9716a382e917d312c210c0ac186db5b9fe6c5956e27946eacaee.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 220, + 143, + 504, + 234 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/dcb548b4984846404dced901fb0acaecc3e9d670c551240069a648bee8da44b0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 509, + 143, + 781, + 234 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/2a68af42c35289c291e643341f56967e94268ed68c5d23bbe62a0b672ff52a84.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 218, + 236, + 782, + 334 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/1996aa41979f7820f5e880ea387ccdf90b6d32acfdb869990bfe26da900ee3fc.jpg", + "image_caption": [ + "Fig. 2: The illustration of various blind super-resolution methods. (a) The majority of super-resolution methods assume that the image degradation process is spatially invariant, estimating only a single blur kernel for an individual image. (b) Diffusion based super-resolution methods using texture prior information. (c) Our SSR approach, which imposes constraints on the diffusion solution space through spatially variant blur kernels and depth information." + ], + "image_footnote": [], + "bbox": [ + 220, + 335, + 782, + 402 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "describing this multifaceted process, yielding unsatisfactory results post superresolution [64]. Some researchers address this by leveraging a priori knowledge from a pre-trained diffusion model [71], compensating for lost texture information in LR images. However, the lack of information constraints coupled with the inherent randomness of the diffusion model contributes to the deviation from fundamental principles.", + "bbox": [ + 212, + 544, + 787, + 636 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To address these challenges, we introduce the SSR framework, leveraging depth information to guide blur kernel estimation and subsequently inform the diffusion process [58,62]. This approach facilitates HR image reconstruction from LR images without compromising the diffusion prior inherent in the generative model. For spatially variant blur kernel estimation, we proposed the Spatially Variant Kernel Refinement (SVKR) module. Within SVKR, Depth-Informed Kernel Estimate Network (DKENet) is devised to utilize the depth information across image locations, and estimate spatially variant blur kernels based on depth information. Introducing depth information enhances the variability of depth information for different objects, aiding in characterizing target object contours. Additionally, SVKR further refines the accuracy of estimated kernel and depth information from blurred, low-resolution images. Moreover, to fully exploit the value of depth information, we have developed the Adaptive Multi-", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 700, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model with spatially variant degradation.", + "bbox": [ + 215, + 145, + 784, + 176 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In summary, our main contributions are four-fold: 1) We propose a blind image super-resolution framework known as SSR. SSR employs multiple scales of encoders for information from different modalities using the AMF module, thus generates images with higher fidelity without compromising the diffusion priors. 2) We proposed a Spatially Variant Kernel Refinement (SVKR) module to estimate blur kernels. SVKR iteratively enhances the LR images, thereby refining the precision of blur kernel and depth information estimation. 3) We developed Adaptive Multi-Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model to generate more authentic SR results. 4) Extensive quantitative and qualitative experiments on representative datasets have verified the superior performance and effectiveness of our method.", + "bbox": [ + 215, + 176, + 785, + 356 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 378, + 385, + 395 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Non-Blind SR", + "text_level": 1, + "bbox": [ + 215, + 409, + 377, + 424 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To enhance non-blind super-resolution, various methods have been developed [22, 29, 32, 72]. SRMD [67] introduced intricate blur kernel assumptions and incorporated them into the network. SFTMD [16] fused blur kernels using SFT layers, while DPSR [68] offered a plug-and-play framework for uniform blur kernels. UDVD [46] used dynamic convolution to address varying degradations, and DPIR [66] employed a HQS to iteratively address data subproblems and prior subproblems. Additionally, zero-shot super-resolution methods have emerged. ZSSR [3] introduced unsupervised CNN super-resolution, and DGDM-LR [12] used depth information for network training. However, these methods face challenges related to foundational assumptions. For example, it is inaccurate for DGML-SR to determine the resolution as high or low solely based on distance. Although these non-blind super-resolution methods have made commendable progress, they often exhibit disappointing performance when applied to complex real-world scenarios.", + "bbox": [ + 215, + 433, + 785, + 643 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Kernel Estimate", + "text_level": 1, + "bbox": [ + 215, + 665, + 395, + 679 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In most blind super-resolution approaches, degradation characteristics from LR images are integrated with non-blind super-resolution methods. IKC [16] improves accuracy through iterative approaches and corrective function design. DCLS [33] redefines degradation for low-resolution space deblurring, and DASR [53] uses contrastive learning for degradation characterization. However, these methods typically estimate a single blur kernel or degradation feature for the entire image, causing disparities in spatially variant degradation domains and performance degradation in practical applications.", + "bbox": [ + 215, + 688, + 785, + 809 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Efforts to address domain disparities include estimating spatially variant blur kernels. KOALAnet [21] adapts kernels locally for collaborative learning. MANet", + "bbox": [ + 215, + 809, + 784, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "[28] maintains degradation locality with a moderately sized receptive field but limits global information. CMOS [10] simultaneously estimates semantic and blur maps, integrating cross-modal features for defocused image restoration but faces limitations in addressing various degradation processes.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 Diffusion Model Based SR", + "text_level": 1, + "bbox": [ + 214, + 227, + 480, + 242 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Denoising Diffusion Probability Models (DDPM) [17] have introduced a new generation paradigm, leveraging Markov chains to create stable inverse operations for complex generative processes. Researchers have used DDPM for image SR [15, 24]. SR3 [45] adopts a supervised diffusion model-based approach, coupling degraded images with generated images to facilitate conditional image generation for SR. In contrast, ILVR [14] replaces the low-frequency components in the denoising output with those from the reference image, utilizing an unconditional diffusion model for no-training conditional generation in image SR. CDPMSR [40] improves low-quality images by leveraging pre-existing SR models, providing better conditions for the diffusion model.", + "bbox": [ + 212, + 250, + 784, + 402 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given the intrinsic demand for high fidelity in SR, generated images must maintain a strong consistency with real images. However, these methods employ LR images or enhanced LR images as the diffusion conditions, resulting in a disparity between the images generated in the sampling space of the diffusion model and real images [25]. Our approach introduces depth maps and blur kernels as additional conditioning information, thereby constraining the sampling space, and rendering the generated images more closely aligned with real images.", + "bbox": [ + 212, + 402, + 784, + 507 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Methodology", + "text_level": 1, + "bbox": [ + 214, + 530, + 380, + 547 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Overview", + "text_level": 1, + "bbox": [ + 214, + 560, + 339, + 574 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "As previously stated, the application of a spatially variant kernel and depth information can significantly enhance the accuracy of image SR tasks. With the development of deep learning, many network architectures have emerged, including CNN [48,51], Transformer [37,49], and diffusion model [15,17,36]. Pre-trained diffusion models encapsulate an extensive repository of a priori knowledge concerning intricate textures. Drawing inspiration from this premise, we introduce a framework named Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Through the integration of multi-modal data, we impose constraints on the diffusion model's sampling space, thereby guiding the diffusion process to produce images that closely resemble reality.", + "bbox": [ + 212, + 583, + 784, + 748 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our initial step involves the iterative estimation of depth information and spatially variant blur kernels from low-resolution images (LR) with DKENet. Specifically, within the iterative estimation process, we first infer the depth map and estimate the spatially variant blur kernels. Subsequently, we combine the blur kernel with a non-blind SR method based on RRDB [55] to estimate a high-resolution image. From this high-resolution image, we once again estimate the", + "bbox": [ + 212, + 750, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 700, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/4997dbc4722fca24ab9de8a5704664f99e89dddd80d1c7a1b3bd1a50d8dc8eb4.jpg", + "image_caption": [ + "Fig. 3: The framework of the proposed Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). (a) Illustration of the main process of SSR. (b) Depiction of the Depth-Informed Kernel Estimate Network (DKENet) for spatially variant kernel estimation. (c) Depiction of the Adaptive Multi-Modal Fusion (AMF) module for information fusion." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 782, + 401 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "depth information. Iterating this process ensures that the estimation of depth information and the blurred kernel mutually reinforce each other, thereby enhancing the precision of the guidance information. Meanwhile, inspired by StableDiffusion [44], we encode LR images into a latent space using a VAEGAN encoder [23], and this encoded information guides the diffusion model. These process produce three modalities of LR image, Depth map and blur kernel. Subsequently, information from three different modalities is encoded using encoders of varying scales and is aligned through an Adaptive Multi-Modal Fusion (AMF) module. This aligned information is employed to guide the diffusion process. Through AMF, the aligned features can effectively fine-tune the diffusion model, reducing the number of parameters and the complexity of training. The overall architectural diagram is depicted in Figure 3.", + "bbox": [ + 212, + 513, + 787, + 695 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Spatially Variant Kernel Refinement", + "text_level": 1, + "bbox": [ + 214, + 720, + 563, + 736 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Depth-Informed Kernel Estimate Network. In the realm of blind SR, the high-resolution image $x$ and the kernel $k$ in Equation (1) are unknown. We need to estimate $k$ and then use it as prior knowledge to reconstruct $x$ . For an image $x \\in \\mathcal{R}^{H \\times W}$ , we undertake the estimation of a kernel $k \\in \\mathcal{R}^{hw \\times H \\times W}$ , where $h$ and $w$ respectively denote the height and width of the kernel. Each component of $k$ corresponds to an individual pixel within $x$ .", + "bbox": [ + 212, + 748, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We utilize Depth-Informed Kernel Estimate Network to estimate the Depth-Informed Kernel. The Depth-Informed Kernel is a spatially variant blur kernel that incorporates depth information of the image during its estimation process. DKENet is structured into two distinct branches, each addressing a separate input modality: one branch processes LR images, while the other extracts features from depth maps. In the LR image processing branch, the network's operation commences with a standard $3 \\times 3$ convolutional layer, purposely for preliminary feature extraction. Subsequently, the input features are channeled into a Depth-Aware Block, enhancing the network's responsiveness to pivotal features.", + "bbox": [ + 212, + 146, + 787, + 282 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Specifically, within the Depth-Aware Block, features are initially merged with depth map information through a simple yet widely applied SFT layer [16], followed by two MAconv layers [28] interspersed with ReLU activations. To enable the network to distinctively explore useful features and acquire more nonlinear representational capabilities, we integrated a Channel Split layer, bifurcating the channel count and separately extracting features before their recombination.", + "bbox": [ + 212, + 285, + 787, + 376 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Following this, the feature map undergoes a downsampling operation to reduce its spatial resolution, and then passes through another DABlock for further feature refinement. Subsequent upsampling increases the resolution of the feature map, ensuring the density of information. After another pass through a DABlock, the features proceed through a convolutional layer and culminate in a Softmax layer and a upscale-layer. Regarding the depth map branch, it undergoes a feature extraction process similar to that of the LR image branch, ultimately converging with the LR image branch through an SFT layer.", + "bbox": [ + 212, + 378, + 787, + 500 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Spatially Variant Kernel Refinement. The acquisition of depth information often requires specialized equipment like Time-of-Flight cameras and laser rangefinders [38, 42], which are not always practical for image SR applications [47, 56]. Thus, we use a monocular depth estimation algorithm to derive depth information from low-resolution images. It's crucial to note that image resolution significantly influences the accuracy of depth estimation; acquiring depth from a blurry, low-resolution image is inherently imprecise [41, 50]. To overcome this, we have devised Spatially Variant Kernel Refinement (SVKR) to augment low-resolution images, subsequently deriving depth information from the resulting images. This intricate process synergizes depth information to facilitate the estimation of the blur kernel.", + "bbox": [ + 212, + 502, + 787, + 667 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Algorithm 1 shows the process of SVKR. $DE$ is the current state-of-the-art monocular estimation algorithm, while $KE$ assumes the role of a spatially varying kernel estimation algorithm, and $NBSR$ stands as a lightweight, RRDB-based non-blind SR method. In the course of these iterations, $DE$ estimates the depth map from the most recent SR image $I^t$ , $KE$ harnesses the most recent depth map $D^t$ to estimate the blur kernel from the LR image, and $NBSR$ amalgamates the latest blurred kernel $K^t$ to enhance the super-resolved image. This intricate coordination effectively combines the estimations of depth maps and blur kernels, mutually enhancing each other's precision.", + "bbox": [ + 212, + 670, + 787, + 806 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "When $t \\geq 1$ , $K$ is updated using Equation (2), where $\\gamma$ is the hyperparameter that governs the update rate. This approach allows for the retention of the", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 699, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "code", + "sub_type": "algorithm", + "code_caption": [ + "Algorithm 1: Spatially Variant Kernel Refinement" + ], + "code_body": "Input: Low-resolution image $LR$ , Monocular depth estimation algorithm $DE$ , DKENet $KE$ , Number of iterations $T$ , $\\gamma = 0.9$ \nOutput: Depth Map $D$ , Kernel $K$ \nInitialization: $t = 0$ , $I_0 = LR$ ; $D^0 = DE(I^0)$ ; $K^0 = KE(LR, D^0)$ ; \nwhile $t < T$ do \n Estimate depth map: $D^{t+1} \\gets DE(I^t)$ ; \n Estimate kernel: $K^{t+1} \\gets KE(LR, D^{t+1})$ ; $K^{t+1} \\gets \\gamma K^{t+1} + (1 - \\gamma)K^t$ ; \n Non-blind SR: $I^{t+1} \\gets NBSR(LR, K^{t+1})$ ; $t \\gets t + 1$ ; \nend \nReturn Final depth map: $D^T$ , Final kernel: $K^T$ ;", + "bbox": [ + 217, + 166, + 759, + 311 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "influence of historical information while updating $K$ , rendering it persistent in the direction of updates and mitigating the instability of results caused by oscillations during the updating process. Figure 4 demonstrates the effect of iterative enhancement of depth information and degradation information by SVKR.", + "bbox": [ + 212, + 344, + 784, + 405 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nK ^ {t + 1} = \\gamma K ^ {t} + (1 - \\gamma) K ^ {t - 1} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 398, + 414, + 785, + 431 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Adaptive Multi-Modal Fusion.", + "text_level": 1, + "bbox": [ + 215, + 462, + 511, + 478 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Due to the distinct structural and characteristic attributes exhibited by data from various modalities, we have carefully devised encoders of diverse scales and architectures. We use a half UNet as the encoder to encode LR images. This encoder comprises the Input Block (IB), the Middle Block (MB), and the Feature Translate Block (FTB). Among the three modalities of information, namely LR images, depth maps, and blur kernels, LR images serve as the primary modality, containing the most abundant repository of information. Hence, we have tailored the largest-scale encoder to accommodate this primary modality. Conversely, depth maps and blur kernels carry a relatively limited amount of informational content, thus warranting the implementation of smaller-scale encoders. In order to amalgamate the information from these three modalities and employ it for guiding the diffusion process, we have designed the adaptive multi-modal Fusion (AMF) module, as depicted in Equation (3), where $i \\in \\{1,2,3\\}$ .", + "bbox": [ + 212, + 486, + 787, + 684 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nF _ {\\text {o u t}} ^ {i} = \\left(1 + M _ {\\alpha i} (f _ {i})\\right) \\odot B N \\left(F _ {\\text {i n}} ^ {i}\\right) \\oplus M _ {\\beta i} (f _ {i}) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 343, + 691, + 785, + 710 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $f_{1}$ , $f_{2}$ , and $f_{3}$ respectively denote the features obtained through the encoding of the blurred kernel, depth map, and LR image. The symbol $BN(\\cdot)$ signifies batch normalization, while $M_{\\alpha}$ and $M_{\\beta}$ denote MLPs. Specifically, $M_{\\alpha}$ serves to rescale features along the channels, while $M_{\\beta}$ applies an offset to features, ensuring the dynamic adjustment of semantic information for achieving alignment across three modalities in the semantic space. For the LR image denoted as $x$ , the objective of the SR diffusion model is to acquire the posterior distribution $p_{\\theta}(z_t - 1|x,z_t)$ at a given time step $t$ , while satisfying the initial condition", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/79906f04859d7120561d3b902d109c3a9b08e2accad8ada3b47d322b693d19c5.jpg", + "image_caption": [ + "Depth Map" + ], + "image_footnote": [], + "bbox": [ + 295, + 143, + 454, + 266 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/c1c39c341b41c7e9ca3e1d0422d122a6837371d0326eda16985339d2daa434e1.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 462, + 143, + 620, + 266 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/720bb6b04b5b21902dfeffe899fab83fadc84a07c4c971e5dfa43a8a5cd6145e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 629, + 143, + 787, + 267 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/a53ee5d68ee7b8f1911949d2df7940335d0811dc17a5218086cfdb53dee0a620.jpg", + "image_caption": [ + "DI-Kernel", + "t=1", + "Fig. 4: The visualization of depth maps and DI-Kernels during the SVKR iteration process, where depth information and degradation information are mutually enhanced during the iteration process." + ], + "image_footnote": [], + "bbox": [ + 297, + 277, + 444, + 354 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/ee22baf6ab678e42e39800ef80441b2ed34177d428c3f96210ee60277b38d87f.jpg", + "image_caption": [ + "t=2" + ], + "image_footnote": [], + "bbox": [ + 468, + 277, + 614, + 354 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/147b832fb6a2b70c517823a417a1acf8e6fbf66753e83cfae2903afe2c9984c4.jpg", + "image_caption": [ + "t=3" + ], + "image_footnote": [], + "bbox": [ + 632, + 277, + 779, + 354 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "$z_0 \\sim q(z|x)$ , where $z$ represents the corresponding HR image. In accordance with the AMF framework, this objective may be articulated as Equation (4).", + "bbox": [ + 214, + 462, + 787, + 494 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\np _ {\\theta} \\left(z _ {t - 1} \\mid \\left(f _ {1}, f _ {2}, f _ {3}\\right), z _ {t}\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 418, + 505, + 784, + 522 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Thus, the constraints on the diffusion process can be delineated as Equation (5).", + "bbox": [ + 215, + 534, + 784, + 550 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL (u) = l (u) + \\lambda_ {1} C _ {1} \\left(f _ {1}\\right) + \\lambda_ {2} C _ {2} \\left(f _ {2}\\right) + \\lambda_ {3} C _ {3} \\left(f _ {3}\\right) \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 330, + 561, + 784, + 579 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Where $u$ serves as the output of the diffusion model, $l = \\mathbb{E}_{t,z_0,\\epsilon}[||\\epsilon -\\epsilon_\\theta (\\sqrt{\\hat{\\alpha}_t} z_0 + \\epsilon \\sqrt{1 - \\hat{\\alpha}_t},t)||_2^2 ]$ represents the original loss function constraining the diffusion model, $\\lambda_{i}$ corresponds to the scaling factors, and $C_i$ denotes the L1 regularization applied to feature $f_{i}$ . We used L1 regularization because $f_{i}$ are features from different modalities, and sparsifying them helps the network learn complementary information.", + "bbox": [ + 214, + 589, + 787, + 680 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiment", + "text_level": 1, + "bbox": [ + 215, + 705, + 366, + 722 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Experiment Setup", + "text_level": 1, + "bbox": [ + 215, + 738, + 413, + 753 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation details. In accordance with the prevailing blind SR methodology, DKENet employed a $21 \\times 21$ anisotropic Gaussian blur kernel in the experimental setup. Within the SVKR, $T$ was set as 3, and $\\gamma$ was set to 0.9. For monocular depth estimation, we use code from [4,43]. In the context of the AMF, the hidden layer dimensions of $M_{\\alpha}$ and $M_{\\beta}$ were specified as 128, featuring a", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 700, + 114, + 732, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/7539cdfc5864492ffc79d8e64998699c6688f1cedad44a9c0ce23a6a61a61211.jpg", + "table_caption": [ + "Table 1: Quantitative results on DIV2K valid, BSDS100, Urban100 and DRealSR datasets for scaling factor $\\times 4$ . $\\uparrow$ indicates that a higher value is better, $\\downarrow$ indicates that a lower value is better. Bold indicates the best performance." + ], + "table_footnote": [], + "table_body": "
DatasetsMethodBackboneMetrics
PSNR ↑SSIM ↑LPIPS↓MUSIQ ↑CLIP-IQA ↑NIQE ↓
DIV2K [1]DAN [31]CNN22.170.720.4256.980.396.13
DCLS [33]CNN22.410.740.4154.120.396.26
DASR [53]CNN21.450.670.5254.250.456.77
MANet [28]CNN18.950.600.4449.320.387.30
SwinIR [27]Transformer22.080.730.3268.750.573.96
HAT [9]Transformer22.010.720.4153.800.336.31
RealESRGAN [54]GAN22.230.730.3269.410.574.44
DDNM [57]Diffusion Model21.500.720.3764.220.623.99
ResShift [63]Diffusion Model22.380.720.3170.580.675.16
SSR(Ours)Diffusion Model22.770.750.3071.440.693.82
BSDS100 [2]DAN [31]CNN27.950.870.3047.460.437.03
DCLS [33]CNN28.030.890.2745.070.457.19
DASR [53]CNN28.790.890.2846.120.497.43
MANet [28]CNN22.790.770.3141.100.408.05
SwinIR [27]Transformer26.080.840.3163.990.564.54
HAT [9]Transformer28.040.870.2943.820.377.17
RealESRGAN [54]GAN26.620.850.2962.850.524.70
DDNM [57]Diffusion Model29.480.870.3427.120.328.45
ResShift [63]Diffusion Model26.400.810.3865.350.695.90
SSR(Ours)Diffusion Model27.130.900.2568.860.723.78
Urban100 [18]DAN [31]CNN20.260.690.4056.800.416.15
DCLS [33]CNN21.180.720.3755.070.406.28
DASR [53]CNN21.360.730.3855.170.436.72
MANet [28]CNN17.050.540.4052.560.386.79
SwinIR [27]Transformer20.370.710.2971.760.654.28
HAT [9]Transformer19.560.670.3956.120.386.33
RealESRGAN [54]GAN20.610.720.2971.920.614.10
DDNM [57]Diffusion Model20.010.730.2951.650.245.94
ResShift [63]Diffusion Model21.710.740.2771.700.685.50
SSR(Ours)Diffusion Model21.230.710.2772.740.704.68
DRealSR [59]DAN [31]CNN31.000.920.3925.240.389.06
DCLS [33]CNN30.970.920.4124.710.4110.26
DASR [53]CNN30.980.920.4127.070.408.88
MANet [28]CNN27.420.900.4124.670.399.58
SwinIR [27]Transformer28.450.890.3651.950.405.31
HAT [9]Transformer30.960.930.4123.660.4110.37
RealESRGAN [54]GAN29.940.920.3547.780.385.20
DDNM [57]Diffusion Model25.010.730.4941.650.445.95
ResShift [63]Diffusion Model25.770.710.5743.230.579.09
SSR(Ours)Diffusion Model28.330.850.3063.580.645.01
", + "bbox": [ + 222, + 196, + 777, + 684 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ReLU activation layer. AMF was incorporated into the different levels of the UNet within the Diffusion Model.", + "bbox": [ + 215, + 717, + 784, + 744 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation Metrics. The PSNR and SSIM metrics are widely employed in the field of image restoration to gauge the degree of image similarity. However, it should be noted that in the realm of human perception and considering a multitude of distortions, they may fall short of faithfully representing image quality. Hence, we additionally utilize the LPIPS [69], CLIP-IQA [52], NIQE [39] and MUSIQ [20] metrics to appraise the perceptual quality of the images.", + "bbox": [ + 212, + 748, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/24b9e7af6ef7b00c689ebccdfcae27a2e78470c78a48ca63ba8683da0f30f6e2.jpg", + "image_caption": [ + "Fig. 5: Visual comparisons of several representative methods on examples of the DIV2K dataset. Zoom in for best view." + ], + "image_footnote": [], + "bbox": [ + 215, + 146, + 785, + 354 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/09b7146e4b0f2135d03cee77466c7df680225a638ddd18f6f06fe879ddc603d0.jpg", + "image_caption": [ + "Fig. 6: Visual comparisons of several representative methods on examples of the T91 dataset. Zoom in for best view." + ], + "image_footnote": [], + "bbox": [ + 217, + 411, + 785, + 618 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Comparison With Existing Methods", + "text_level": 1, + "bbox": [ + 215, + 689, + 560, + 705 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Quantitative Comparisons. As Table 2 demonstrates, the performance of SSR is outstanding across multiple datasets. The experimental data reveal that SSR consistently surpasses other methods in the DIV2K, BSDS100, and Urban100 datasets. Specifically, within the DIV2K dataset, SSR achieved the highest PSNR at $22.77\\mathrm{dB}$ , illustrating its exceptional capability in image quality reconstruction. Likewise, SSR secured the top spot in SSIM with a score of 0.75, signifying its precision in maintaining image structure. With an LPIPS score of 0.30, SSR significantly outperforms its competitors, with a lower score indicating superior", + "bbox": [ + 212, + 718, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 700, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c4a87531c9b88b23bcee2594ce1378d595259d2a281a5ee409c2777912fbea82.jpg", + "image_caption": [ + "Fig. 7: Visual comparisons of several representative methods on examples of the DPED-blackberry dataset. Zoom in for best view." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 785, + 354 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "perceived image quality. SSR also leads in the no-reference image quality assessment indices of MUSIQ, NIQE, and CLIP-IQA. Moreover, on the BSDS100 and Urban100 datasets, SSR dominates in the majority of metrics, affirming its perceptual superiority.", + "bbox": [ + 212, + 424, + 784, + 484 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative Comparisons. Figure 5, 6 and 7 present visual comparison of the SSR methodology against established image SR techniques such as RealESRGAN, DCLS, and SwinIR. Within the experimental framework, SSR exhibits superior fidelity and an impressive capacity for detail retention, particularly in the preservation of edges and intricate textures. Previous methodologies, notably DCLS and MANet, demonstrate high sensitivity to noise within LR images, resulting in suboptimal visual outcomes—a deficiency aptly reflected in metrics like MUSIQ. SSR consistently outperforms other methods in these respects. The images generated by SSR exhibit notably higher clarity and sharpness, indicating its effectiveness in minimizing artifacts and distortions commonly introduced during the SR process. For instance, the first row of Figure 5, illustrates how conventional methods grapple with blurring (DCLS, MANet), undue smoothness (Real-ESRGAN), and noise (ResShift) in the reconstruction of the eye and surrounding hair textures. SSR demonstrates a commendable balance between sharpness and naturalness, avoiding overly smoothed or exaggerated textures.", + "bbox": [ + 212, + 484, + 787, + 712 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 736, + 388, + 752 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Importance of the SVKR. Our investigation initially focused on the impact of Depth-Informed Kernel (DI-Kernel), Depth Map, and SVKR on the ultimate SR outcomes. As demonstrated in Table 2, when solely integrating either DI-Kernel or Depth Map, a significant deterioration in SSR performance was observed. However, when amalgamating information from all three modalities, the SSR's", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "PSNR and SSIM reached 21.98 dB and 0.71, respectively. The incorporation of SVKR resulted in enhancements of $3.59\\%$ in PSNR and $6.20\\%$ in SSIM for the SSR. This indicates that in SSR, multimodal features synergistically supplement missing information, and SVKR effectively enhances the accuracy of information across different modalities.", + "bbox": [ + 212, + 146, + 787, + 220 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/ab507acbf7c1ddba4927380857a6f46e7fe555d1f60728fab3cbe9564e174d1c.jpg", + "table_caption": [ + "Table 2: Ablation studies of DI-Kernel, Depth Map and SVKR on DIV2K valid dataset. Bold indicates the best performance." + ], + "table_footnote": [], + "table_body": "
DI-Kernel Depth Map SVKRPSNR ↑SSIM ↑LPIPS ↓
✓XX21.260.690.32
X✓X21.770.700.30
✓✓X21.980.710.30
✓✓✓22.770.750.30
", + "bbox": [ + 339, + 289, + 658, + 363 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Importance of the Depth-Informed Kernel. Subsequently, we examined the significance of accurately estimating the DI-Kernel. In Figure 8, SSR employs a blur kernel $K$ estimated by DKENet for image SR, where (a) and (b) represent SR using $K_{1}$ and $K_{2}$ respectively. $K_{1}$ and $K_{2}$ denote deviations from $K$ in negative and positive directions, symbolizing inaccurate blur kernels. As illustrated in Figure 8, when the blur kernel estimation is imprecise, there is a marked degradation in both visual quality and evaluation metrics of the image.", + "bbox": [ + 212, + 396, + 787, + 503 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/1237485b2e05f9092327ea61a84fdacf45d0b9c5918ab978e17d0f320dca5394.jpg", + "image_caption": [ + "LR" + ], + "image_footnote": [], + "bbox": [ + 217, + 531, + 326, + 616 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/42de0d0925c84fa6037c469cd5431ff6419c59456f4062a75b8b5c808aa800fb.jpg", + "image_caption": [ + "(a) $\\mathsf{SSR} + K_{1}$", + "LPIPS $\\downarrow$ 0.41", + "CLIP - IQA ↑: 0.39" + ], + "image_footnote": [], + "bbox": [ + 331, + 531, + 442, + 616 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2c676a5e4f2f317927b7fe06f400d36bc292a024694c544ca573001b0a21b324.jpg", + "image_caption": [ + "(b) $\\mathsf{SSR} + K_{2}$", + "LPIPS $\\downarrow$ 0.32", + "CLIP - IQA ↑: 0.61", + "Fig. 8: Ablation Comparison Between Using Accurate and Deviated Blur Kernels. (a) represents SR using $K_{1}$ , (b) represents SR using $K_{2}$ , and SSR denotes SR using $K$ estimated by DKENet. $K_{1}$ and $K_{2}$ respectively signify deviations from $K$ in different directions. In visualization, we calculate the variance of the blur kernel to illustrate its intensity variations and then present this data in a heatmap." + ], + "image_footnote": [], + "bbox": [ + 446, + 531, + 555, + 616 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/cbdeb4524198c94839b1b9065942c6693d4d265685e8bb934235309b4792faa4.jpg", + "image_caption": [ + "SSR+K", + "LPIPS $\\downarrow$ 0.30", + "CLIP-IQA↑:0.69" + ], + "image_footnote": [], + "bbox": [ + 558, + 531, + 671, + 616 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/a3b8542bc3664268b295d1aa4d992891dffe78b12583b8f6b044066baeb58c8b.jpg", + "image_caption": [ + "Visualization of $K$" + ], + "image_footnote": [], + "bbox": [ + 674, + 531, + 784, + 616 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Importance of the Depth Map. Accurately estimating the Depth Map is also important. Figure 9 shows the comparative experiments results on the Depth Map as well. Here, (a) and (b) represent deviations in the negative and positive directions, respectively, from the estimated Depth Map. The comparison in Figure 9 reveals that incorrect estimations of the Depth Map can also signifi", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 699, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "can'tly impair the performance of SSR. This emphasize the critical importance of precise estimation of Depth Map modal information.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/18fc5ac9b3e51a4330d6b807549db47167738e0cb8b7753c0df65df431999f48.jpg", + "image_caption": [ + "LR" + ], + "image_footnote": [], + "bbox": [ + 217, + 200, + 328, + 285 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/22568361b3561ace2408902b8cc87bdb0812eedacba3e1cd6f5df5c16b5745f2.jpg", + "image_caption": [ + "(a) $\\mathsf{SSR} + D_{1}$", + "LPIPS $\\downarrow$ 0.41", + "CLIP-IQA↑:0.39" + ], + "image_footnote": [], + "bbox": [ + 331, + 200, + 442, + 285 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/590b5e87e397214b44bf0b41479f7cbafbdd335720a50b54b763f95af5a370d7.jpg", + "image_caption": [ + "(b) $\\mathbb{S}\\mathbb{S}\\mathbb{R} + D_{2}$", + "LPIPS $\\downarrow$ 0.32", + "CLIP-IQA↑:0.61", + "Fig. 9: Ablation Comparison Between Using Accurate and Deviated Depth Map. (a) represents SR using $D_{1}$ , (b) represents SR using $D_{2}$ , and SSR denotes SR using $D$ estimated by Monocular depth estimate algorithm. $D_{1}$ and $D_{2}$ respectively signify deviations from $D$ in different directions." + ], + "image_footnote": [], + "bbox": [ + 446, + 200, + 555, + 285 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/e5c6714520e62e859c7b76f1091dfe7eea6d66cf8681f3eb257073dc202bd3ea.jpg", + "image_caption": [ + "$\\mathsf{SSR} + D$", + "LPIPS $\\downarrow$ 0.30", + "CLIP-IQA↑:0.69" + ], + "image_footnote": [], + "bbox": [ + 558, + 200, + 669, + 285 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/4ede1cab9c27a5101d69578b15c1594db583364c63a4df375d5cbe9a51fbbd04.jpg", + "image_caption": [ + "Visualization of $D$" + ], + "image_footnote": [], + "bbox": [ + 674, + 200, + 785, + 285 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Performance under various degradation modes. To validate the adaptability of SSR to image SR tasks under varying degradation modes, we conducted the experiments presented in Table 3. These results showcase the adaptability of the image SR methodology under different degradation conditions. In scenarios devoid of noise and JPEG compression, the PSNR and SSIM metrics exhibited similar performances, demonstrating the method's consistent efficacy across diverse conditions. Overall, these outcomes affirm that the SR method can effectively adapt to a multitude of degradation modes.", + "bbox": [ + 212, + 414, + 784, + 535 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/af8ca6ce728d2c84e463d152167df62ff91d14164b178fdd9d531a48b6be653a.jpg", + "table_caption": [ + "Table 3: Results of SSR on the DIV2K dataset under different degradation." + ], + "table_footnote": [], + "table_body": "
DegradationPSNR↑ SSIM↑ LPIPS↓ MUSIQ↑ CLIP-IQA↑ NIQE
w/o noise22.170.720.4256.980.396.13
w/o jpeg22.410.740.4154.120.396.26
noise + jpeg22.770.750.3071.440.693.82
", + "bbox": [ + 308, + 585, + 687, + 645 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion and Discussion", + "text_level": 1, + "bbox": [ + 214, + 690, + 508, + 707 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The SSR framework represents a significant advancement in the field of image SR. By integrating depth information and addressing the spatially variant in blur kernels, this framework substantially improves the authenticity of SR images. The empirical evidence from quantitative and qualitative analyses, along with ablation studies, underscores the efficacy and superiority of our approach, marking a notable contribution to the domain of image processing and SR technology. SSR also holds developmental potential in other low-level vision tasks, such as deblurring and de-jittering, which are reserved for our future work.", + "bbox": [ + 212, + 719, + 782, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. Lin et al.", + "bbox": [ + 271, + 114, + 351, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported by National Natural Science Foundation of China (No.62072112), Scientific and Technological innovation action plan of Shanghai Science and Technology Committee (No.22511102202), National Key Research and Development Program of China (2023YFC3604802), China Postdoctoral Science Foundation under Grant (2023M730647, 2023TQ0075).", + "bbox": [ + 212, + 175, + 787, + 251 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 273, + 321, + 287 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Agustsson, E., Timofte, R.: Ntire 2017 challenge on single image super-resolution: Dataset and study. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV). pp. 12365-12375 (October 2023)" + ], + "bbox": [ + 212, + 146, + 787, + 452 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "SSR", + "bbox": [ + 699, + 114, + 730, + 126 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_model.json b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_model.json new file mode 100644 index 0000000000000000000000000000000000000000..89b01086e49ea71d037d875e33acd1530d012d1c --- /dev/null +++ b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_model.json @@ -0,0 +1,3043 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.219, + 0.141, + 0.784, + 0.21 + ], + "angle": 0, + "content": "Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution" + }, + { + "type": "text", + "bbox": [ + 0.25, + 0.235, + 0.751, + 0.282 + ], + "angle": 0, + "content": "Junxiong Lin\\(^{1}\\), Yan Wang\\(^{1\\star}\\), Zeng Tao\\(^{1}\\), Boyang Wang\\(^{1}\\), Qing Zhao\\(^{1}\\), Haorang Wang\\(^{1}\\), Xuan Tong\\(^{1}\\), Xinji Mai\\(^{1}\\), Yuxuan Lin\\(^{2}\\), Wei Song\\(^{3}\\), Jiawen Yu\\(^{1}\\), Shaoqi Yan\\(^{1}\\), and Wenqiang Zhang\\(^{4,5}\\)" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.292, + 0.786, + 0.32 + ], + "angle": 0, + "content": "\\(^{1}\\) Shanghai Engineering Research Center of AI & Robotics, Academy for Engineering & Technology, Fudan University, Shanghai, China." + }, + { + "type": "text", + "bbox": [ + 0.269, + 0.321, + 0.733, + 0.335 + ], + "angle": 0, + "content": "\\(^{2}\\) East China University of Science and Technology, Shanghai, China." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.335, + 0.776, + 0.349 + ], + "angle": 0, + "content": "3 College of Information Technology, Shanghai Ocean University, Shanghai, China." + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.349, + 0.776, + 0.376 + ], + "angle": 0, + "content": "4 Engineering Research Center of AI & Robotics, Ministry of Education, Academy for Engineering & Technology, Fudan University, Shanghai, China." + }, + { + "type": "text", + "bbox": [ + 0.238, + 0.377, + 0.764, + 0.418 + ], + "angle": 0, + "content": "\\(^{5}\\) Shanghai Key Lab of Intelligent Information Processing, School of Computer Science, Fudan University, Shanghai, China {linjx23}@m.fudan.edu.cn {yanwang19,wqzhang}@fudan.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.457, + 0.741, + 0.775 + ], + "angle": 0, + "content": "Abstract. Pre-trained diffusion models utilized for image generation encapsulate a substantial reservoir of a priori knowledge pertaining to intricate textures. Harnessing the potential of leveraging this a priori knowledge in the context of image super-resolution presents a compelling avenue. Nonetheless, prevailing diffusion-based methodologies presently overlook the constraints imposed by degradation information on the diffusion process. Furthermore, these methods fail to consider the spatial variability inherent in the estimated blur kernel, stemming from factors such as motion jitter and out-of-focus elements in open-environment scenarios. This oversight results in a notable deviation of the image super-resolution effect from fundamental realities. To address these concerns, we introduce a framework known as Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Within the SSR framework, we propose a Spatially Variant Kernel Refinement (SVKR) module. SVKR estimates a Depth-Informed Kernel, which takes the depth information into account and is spatially variant. Additionally, SVKR enhance the accuracy of depth information acquired from LR images, allowing for mutual enhancement between the depth map and blur kernel estimates. Finally, we introduce the Adaptive Multi-Modal Fusion (AMF) module to align the information from three modalities: low-resolution images, depth maps, and blur kernels. This alignment can constrain the diffusion model to generate more authentic SR results." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.788, + 0.741, + 0.817 + ], + "angle": 0, + "content": "Keywords: Blind Super-Resolution \\(\\cdot\\) Diffusion Model \\(\\cdot\\) Adaptive MultiModal Fusion \\(\\cdot\\) Spatially Variant Kernel Refinemen" + }, + { + "type": "page_footnote", + "bbox": [ + 0.221, + 0.826, + 0.382, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.413, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.307, + 0.297, + 0.326, + 0.307 + ], + "angle": 0, + "content": "HR" + }, + { + "type": "image", + "bbox": [ + 0.414, + 0.145, + 0.508, + 0.216 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.454, + 0.217, + 0.469, + 0.225 + ], + "angle": 0, + "content": "LR" + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.145, + 0.601, + 0.216 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.536, + 0.217, + 0.574, + 0.225 + ], + "angle": 0, + "content": "SwinIR" + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.145, + 0.695, + 0.216 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.628, + 0.217, + 0.669, + 0.225 + ], + "angle": 0, + "content": "MANet" + }, + { + "type": "image", + "bbox": [ + 0.696, + 0.145, + 0.786, + 0.216 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.728, + 0.217, + 0.751, + 0.225 + ], + "angle": 0, + "content": "HAT" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.225, + 0.413, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.425, + 0.295, + 0.495, + 0.305 + ], + "angle": 0, + "content": "ReaIESRGAN" + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.225, + 0.562, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.539, + 0.296, + 0.571, + 0.305 + ], + "angle": 0, + "content": "DASR" + }, + { + "type": "image", + "bbox": [ + 0.564, + 0.225, + 0.692, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.627, + 0.296, + 0.672, + 0.305 + ], + "angle": 0, + "content": "ResShift" + }, + { + "type": "image", + "bbox": [ + 0.695, + 0.225, + 0.787, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.73, + 0.296, + 0.752, + 0.305 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.317, + 0.788, + 0.36 + ], + "angle": 0, + "content": "Fig. 1: Visual comparison \\((\\times 4)\\) on DRealSR. SwinIR, MANet, HAT, RealESRGAN, DASR and ResShift suffer from noise and blurring artifacts, while SSR can generate high-fidelity images." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.416, + 0.375, + 0.431 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.788, + 0.556 + ], + "angle": 0, + "content": "Image super-resolution is a foundational pursuit within the domain of computer vision, focusing on the reconstruction of high-resolution images from their low-resolution counterparts to significantly augment pixel density [6,7]. This intricate task involves the inference and restoration of high-frequency details that are often obscured within the constraints of limited pixel resolutions. Mathematically, the regression process from a high-resolution image (HR) to a low-resolution image (LR) is modeled as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.414, + 0.567, + 0.786, + 0.586 + ], + "angle": 0, + "content": "\\[\nI ^ {L R} = \\left(I ^ {H R} \\otimes k\\right) \\downarrow_ {s} + n \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.598, + 0.788, + 0.734 + ], + "angle": 0, + "content": "where \\( k \\) symbolizes the blur kernel, \\( \\otimes \\) denotes the convolution operation, \\( \\downarrow s \\) signifies a downsampling by a factor of \\( s \\), \\( n \\) represents noise. Over the past decade, methods grounded in CNN or transformers have made remarkable strides [11, 13, 34, 70]. Traditional super-resolution methods assume this degradation is characterized by a specific blur kernel, such as a bicubic kernel [35]. However, when a well-trained SR model receives LR images away from its training distribution, it often suffers significant performance degradation [26]. To tackle this problem, blind super-resolution tasks aim at image super-resolution with unknown degradation processes [30]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "As depicted in Figure 2, spatially invariant estimated blur kernels, incorporating a priori degradation information, are employed in the super-resolution process to enhance performance and achieve a finite solution space for the LR-HR image pair [5,8]. In real-world imaging, factors limiting image resolution extend beyond specific blur kernels to encompass motion blur, depth variation in imaging objects, and optical characteristics of imaging devices [19,60,61,65]. The use of a spatially invariant blur kernel becomes inadequate in accurately" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.701, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.145, + 0.506, + 0.235 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.51, + 0.145, + 0.782, + 0.235 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.237, + 0.784, + 0.335 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.337, + 0.784, + 0.403 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.416, + 0.788, + 0.5 + ], + "angle": 0, + "content": "Fig. 2: The illustration of various blind super-resolution methods. (a) The majority of super-resolution methods assume that the image degradation process is spatially invariant, estimating only a single blur kernel for an individual image. (b) Diffusion based super-resolution methods using texture prior information. (c) Our SSR approach, which imposes constraints on the diffusion solution space through spatially variant blur kernels and depth information." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.545, + 0.788, + 0.637 + ], + "angle": 0, + "content": "describing this multifaceted process, yielding unsatisfactory results post superresolution [64]. Some researchers address this by leveraging a priori knowledge from a pre-trained diffusion model [71], compensating for lost texture information in LR images. However, the lack of information constraints coupled with the inherent randomness of the diffusion model contributes to the deviation from fundamental principles." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.789, + 0.842 + ], + "angle": 0, + "content": "To address these challenges, we introduce the SSR framework, leveraging depth information to guide blur kernel estimation and subsequently inform the diffusion process [58,62]. This approach facilitates HR image reconstruction from LR images without compromising the diffusion prior inherent in the generative model. For spatially variant blur kernel estimation, we proposed the Spatially Variant Kernel Refinement (SVKR) module. Within SVKR, Depth-Informed Kernel Estimate Network (DKENet) is devised to utilize the depth information across image locations, and estimate spatially variant blur kernels based on depth information. Introducing depth information enhances the variability of depth information for different objects, aiding in characterizing target object contours. Additionally, SVKR further refines the accuracy of estimated kernel and depth information from blurred, low-resolution images. Moreover, to fully exploit the value of depth information, we have developed the Adaptive Multi-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.146, + 0.785, + 0.177 + ], + "angle": 0, + "content": "Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model with spatially variant degradation." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.178, + 0.787, + 0.357 + ], + "angle": 0, + "content": "In summary, our main contributions are four-fold: 1) We propose a blind image super-resolution framework known as SSR. SSR employs multiple scales of encoders for information from different modalities using the AMF module, thus generates images with higher fidelity without compromising the diffusion priors. 2) We proposed a Spatially Variant Kernel Refinement (SVKR) module to estimate blur kernels. SVKR iteratively enhances the LR images, thereby refining the precision of blur kernel and depth information estimation. 3) We developed Adaptive Multi-Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model to generate more authentic SR results. 4) Extensive quantitative and qualitative experiments on representative datasets have verified the superior performance and effectiveness of our method." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.38, + 0.387, + 0.396 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.41, + 0.379, + 0.425 + ], + "angle": 0, + "content": "2.1 Non-Blind SR" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.434, + 0.787, + 0.644 + ], + "angle": 0, + "content": "To enhance non-blind super-resolution, various methods have been developed [22, 29, 32, 72]. SRMD [67] introduced intricate blur kernel assumptions and incorporated them into the network. SFTMD [16] fused blur kernels using SFT layers, while DPSR [68] offered a plug-and-play framework for uniform blur kernels. UDVD [46] used dynamic convolution to address varying degradations, and DPIR [66] employed a HQS to iteratively address data subproblems and prior subproblems. Additionally, zero-shot super-resolution methods have emerged. ZSSR [3] introduced unsupervised CNN super-resolution, and DGDM-LR [12] used depth information for network training. However, these methods face challenges related to foundational assumptions. For example, it is inaccurate for DGML-SR to determine the resolution as high or low solely based on distance. Although these non-blind super-resolution methods have made commendable progress, they often exhibit disappointing performance when applied to complex real-world scenarios." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.666, + 0.397, + 0.68 + ], + "angle": 0, + "content": "2.2 Kernel Estimate" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.689, + 0.787, + 0.81 + ], + "angle": 0, + "content": "In most blind super-resolution approaches, degradation characteristics from LR images are integrated with non-blind super-resolution methods. IKC [16] improves accuracy through iterative approaches and corrective function design. DCLS [33] redefines degradation for low-resolution space deblurring, and DASR [53] uses contrastive learning for degradation characterization. However, these methods typically estimate a single blur kernel or degradation feature for the entire image, causing disparities in spatially variant degradation domains and performance degradation in practical applications." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Efforts to address domain disparities include estimating spatially variant blur kernels. KOALAnet [21] adapts kernels locally for collaborative learning. MANet" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.701, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.783, + 0.207 + ], + "angle": 0, + "content": "[28] maintains degradation locality with a moderately sized receptive field but limits global information. CMOS [10] simultaneously estimates semantic and blur maps, integrating cross-modal features for defocused image restoration but faces limitations in addressing various degradation processes." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.228, + 0.481, + 0.243 + ], + "angle": 0, + "content": "2.3 Diffusion Model Based SR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.251, + 0.785, + 0.403 + ], + "angle": 0, + "content": "Denoising Diffusion Probability Models (DDPM) [17] have introduced a new generation paradigm, leveraging Markov chains to create stable inverse operations for complex generative processes. Researchers have used DDPM for image SR [15, 24]. SR3 [45] adopts a supervised diffusion model-based approach, coupling degraded images with generated images to facilitate conditional image generation for SR. In contrast, ILVR [14] replaces the low-frequency components in the denoising output with those from the reference image, utilizing an unconditional diffusion model for no-training conditional generation in image SR. CDPMSR [40] improves low-quality images by leveraging pre-existing SR models, providing better conditions for the diffusion model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.403, + 0.785, + 0.508 + ], + "angle": 0, + "content": "Given the intrinsic demand for high fidelity in SR, generated images must maintain a strong consistency with real images. However, these methods employ LR images or enhanced LR images as the diffusion conditions, resulting in a disparity between the images generated in the sampling space of the diffusion model and real images [25]. Our approach introduces depth maps and blur kernels as additional conditioning information, thereby constraining the sampling space, and rendering the generated images more closely aligned with real images." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.531, + 0.381, + 0.548 + ], + "angle": 0, + "content": "3 Methodology" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.561, + 0.341, + 0.575 + ], + "angle": 0, + "content": "3.1 Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.785, + 0.749 + ], + "angle": 0, + "content": "As previously stated, the application of a spatially variant kernel and depth information can significantly enhance the accuracy of image SR tasks. With the development of deep learning, many network architectures have emerged, including CNN [48,51], Transformer [37,49], and diffusion model [15,17,36]. Pre-trained diffusion models encapsulate an extensive repository of a priori knowledge concerning intricate textures. Drawing inspiration from this premise, we introduce a framework named Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Through the integration of multi-modal data, we impose constraints on the diffusion model's sampling space, thereby guiding the diffusion process to produce images that closely resemble reality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Our initial step involves the iterative estimation of depth information and spatially variant blur kernels from low-resolution images (LR) with DKENet. Specifically, within the iterative estimation process, we first infer the depth map and estimate the spatially variant blur kernels. Subsequently, we combine the blur kernel with a non-blind SR method based on RRDB [55] to estimate a high-resolution image. From this high-resolution image, we once again estimate the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.784, + 0.402 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.413, + 0.788, + 0.482 + ], + "angle": 0, + "content": "Fig. 3: The framework of the proposed Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). (a) Illustration of the main process of SSR. (b) Depiction of the Depth-Informed Kernel Estimate Network (DKENet) for spatially variant kernel estimation. (c) Depiction of the Adaptive Multi-Modal Fusion (AMF) module for information fusion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.788, + 0.696 + ], + "angle": 0, + "content": "depth information. Iterating this process ensures that the estimation of depth information and the blurred kernel mutually reinforce each other, thereby enhancing the precision of the guidance information. Meanwhile, inspired by StableDiffusion [44], we encode LR images into a latent space using a VAEGAN encoder [23], and this encoded information guides the diffusion model. These process produce three modalities of LR image, Depth map and blur kernel. Subsequently, information from three different modalities is encoded using encoders of varying scales and is aligned through an Adaptive Multi-Modal Fusion (AMF) module. This aligned information is employed to guide the diffusion process. Through AMF, the aligned features can effectively fine-tune the diffusion model, reducing the number of parameters and the complexity of training. The overall architectural diagram is depicted in Figure 3." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.721, + 0.564, + 0.737 + ], + "angle": 0, + "content": "3.2 Spatially Variant Kernel Refinement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Depth-Informed Kernel Estimate Network. In the realm of blind SR, the high-resolution image \\( x \\) and the kernel \\( k \\) in Equation (1) are unknown. We need to estimate \\( k \\) and then use it as prior knowledge to reconstruct \\( x \\). For an image \\( x \\in \\mathcal{R}^{H \\times W} \\), we undertake the estimation of a kernel \\( k \\in \\mathcal{R}^{hw \\times H \\times W} \\), where \\( h \\) and \\( w \\) respectively denote the height and width of the kernel. Each component of \\( k \\) corresponds to an individual pixel within \\( x \\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.7, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.284 + ], + "angle": 0, + "content": "We utilize Depth-Informed Kernel Estimate Network to estimate the Depth-Informed Kernel. The Depth-Informed Kernel is a spatially variant blur kernel that incorporates depth information of the image during its estimation process. DKENet is structured into two distinct branches, each addressing a separate input modality: one branch processes LR images, while the other extracts features from depth maps. In the LR image processing branch, the network's operation commences with a standard \\(3 \\times 3\\) convolutional layer, purposely for preliminary feature extraction. Subsequently, the input features are channeled into a Depth-Aware Block, enhancing the network's responsiveness to pivotal features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.286, + 0.788, + 0.377 + ], + "angle": 0, + "content": "Specifically, within the Depth-Aware Block, features are initially merged with depth map information through a simple yet widely applied SFT layer [16], followed by two MAconv layers [28] interspersed with ReLU activations. To enable the network to distinctively explore useful features and acquire more nonlinear representational capabilities, we integrated a Channel Split layer, bifurcating the channel count and separately extracting features before their recombination." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.379, + 0.788, + 0.501 + ], + "angle": 0, + "content": "Following this, the feature map undergoes a downsampling operation to reduce its spatial resolution, and then passes through another DABlock for further feature refinement. Subsequent upsampling increases the resolution of the feature map, ensuring the density of information. After another pass through a DABlock, the features proceed through a convolutional layer and culminate in a Softmax layer and a upscale-layer. Regarding the depth map branch, it undergoes a feature extraction process similar to that of the LR image branch, ultimately converging with the LR image branch through an SFT layer." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.788, + 0.669 + ], + "angle": 0, + "content": "Spatially Variant Kernel Refinement. The acquisition of depth information often requires specialized equipment like Time-of-Flight cameras and laser rangefinders [38, 42], which are not always practical for image SR applications [47, 56]. Thus, we use a monocular depth estimation algorithm to derive depth information from low-resolution images. It's crucial to note that image resolution significantly influences the accuracy of depth estimation; acquiring depth from a blurry, low-resolution image is inherently imprecise [41, 50]. To overcome this, we have devised Spatially Variant Kernel Refinement (SVKR) to augment low-resolution images, subsequently deriving depth information from the resulting images. This intricate process synergizes depth information to facilitate the estimation of the blur kernel." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.671, + 0.788, + 0.808 + ], + "angle": 0, + "content": "Algorithm 1 shows the process of SVKR. \\(DE\\) is the current state-of-the-art monocular estimation algorithm, while \\(KE\\) assumes the role of a spatially varying kernel estimation algorithm, and \\(NBSR\\) stands as a lightweight, RRDB-based non-blind SR method. In the course of these iterations, \\(DE\\) estimates the depth map from the most recent SR image \\(I^t\\), \\(KE\\) harnesses the most recent depth map \\(D^t\\) to estimate the blur kernel from the LR image, and \\(NBSR\\) amalgamates the latest blurred kernel \\(K^t\\) to enhance the super-resolved image. This intricate coordination effectively combines the estimations of depth maps and blur kernels, mutually enhancing each other's precision." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.841 + ], + "angle": 0, + "content": "When \\( t \\geq 1 \\), \\( K \\) is updated using Equation (2), where \\( \\gamma \\) is the hyperparameter that governs the update rate. This approach allows for the retention of the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "code_caption", + "bbox": [ + 0.23, + 0.15, + 0.603, + 0.165 + ], + "angle": 0, + "content": "Algorithm 1: Spatially Variant Kernel Refinement" + }, + { + "type": "algorithm", + "bbox": [ + 0.218, + 0.167, + 0.761, + 0.312 + ], + "angle": 0, + "content": "Input: Low-resolution image \\( LR \\), Monocular depth estimation algorithm \\( DE \\), DKENet \\( KE \\), Number of iterations \\( T \\), \\( \\gamma = 0.9 \\) \nOutput: Depth Map \\( D \\), Kernel \\( K \\) \nInitialization: \\( t = 0 \\), \\( I_0 = LR \\); \\( D^0 = DE(I^0) \\); \\( K^0 = KE(LR, D^0) \\); \nwhile \\( t < T \\) do \n Estimate depth map: \\( D^{t+1} \\gets DE(I^t) \\); \n Estimate kernel: \\( K^{t+1} \\gets KE(LR, D^{t+1}) \\); \\( K^{t+1} \\gets \\gamma K^{t+1} + (1 - \\gamma)K^t \\); \n Non-blind SR: \\( I^{t+1} \\gets NBSR(LR, K^{t+1}) \\); \\( t \\gets t + 1 \\); \nend \nReturn Final depth map: \\( D^T \\), Final kernel: \\( K^T \\);" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.345, + 0.785, + 0.406 + ], + "angle": 0, + "content": "influence of historical information while updating \\( K \\), rendering it persistent in the direction of updates and mitigating the instability of results caused by oscillations during the updating process. Figure 4 demonstrates the effect of iterative enhancement of depth information and degradation information by SVKR." + }, + { + "type": "equation", + "bbox": [ + 0.4, + 0.415, + 0.786, + 0.433 + ], + "angle": 0, + "content": "\\[\nK ^ {t + 1} = \\gamma K ^ {t} + (1 - \\gamma) K ^ {t - 1} \\tag {2}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.463, + 0.512, + 0.479 + ], + "angle": 0, + "content": "3.3 Adaptive Multi-Modal Fusion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.788, + 0.685 + ], + "angle": 0, + "content": "Due to the distinct structural and characteristic attributes exhibited by data from various modalities, we have carefully devised encoders of diverse scales and architectures. We use a half UNet as the encoder to encode LR images. This encoder comprises the Input Block (IB), the Middle Block (MB), and the Feature Translate Block (FTB). Among the three modalities of information, namely LR images, depth maps, and blur kernels, LR images serve as the primary modality, containing the most abundant repository of information. Hence, we have tailored the largest-scale encoder to accommodate this primary modality. Conversely, depth maps and blur kernels carry a relatively limited amount of informational content, thus warranting the implementation of smaller-scale encoders. In order to amalgamate the information from these three modalities and employ it for guiding the diffusion process, we have designed the adaptive multi-modal Fusion (AMF) module, as depicted in Equation (3), where \\( i \\in \\{1,2,3\\} \\)." + }, + { + "type": "equation", + "bbox": [ + 0.344, + 0.693, + 0.786, + 0.711 + ], + "angle": 0, + "content": "\\[\nF _ {\\text {o u t}} ^ {i} = \\left(1 + M _ {\\alpha i} (f _ {i})\\right) \\odot B N \\left(F _ {\\text {i n}} ^ {i}\\right) \\oplus M _ {\\beta i} (f _ {i}) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.842 + ], + "angle": 0, + "content": "where \\( f_{1} \\), \\( f_{2} \\), and \\( f_{3} \\) respectively denote the features obtained through the encoding of the blurred kernel, depth map, and LR image. The symbol \\( BN(\\cdot) \\) signifies batch normalization, while \\( M_{\\alpha} \\) and \\( M_{\\beta} \\) denote MLPs. Specifically, \\( M_{\\alpha} \\) serves to rescale features along the channels, while \\( M_{\\beta} \\) applies an offset to features, ensuring the dynamic adjustment of semantic information for achieving alignment across three modalities in the semantic space. For the LR image denoted as \\( x \\), the objective of the SR diffusion model is to acquire the posterior distribution \\( p_{\\theta}(z_t - 1|x,z_t) \\) at a given time step \\( t \\), while satisfying the initial condition" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.701, + 0.115, + 0.733, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image_caption", + "bbox": [ + 0.225, + 0.199, + 0.29, + 0.212 + ], + "angle": 0, + "content": "Depth Map" + }, + { + "type": "image", + "bbox": [ + 0.297, + 0.144, + 0.455, + 0.267 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.464, + 0.144, + 0.621, + 0.267 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.63, + 0.144, + 0.788, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.23, + 0.31, + 0.285, + 0.321 + ], + "angle": 0, + "content": "DI-Kernel" + }, + { + "type": "image", + "bbox": [ + 0.299, + 0.278, + 0.445, + 0.356 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.365, + 0.362, + 0.385, + 0.372 + ], + "angle": 0, + "content": "t=1" + }, + { + "type": "image", + "bbox": [ + 0.47, + 0.278, + 0.616, + 0.356 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.531, + 0.362, + 0.551, + 0.372 + ], + "angle": 0, + "content": "t=2" + }, + { + "type": "image", + "bbox": [ + 0.633, + 0.278, + 0.78, + 0.356 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.698, + 0.362, + 0.718, + 0.372 + ], + "angle": 0, + "content": "t=3" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.39, + 0.789, + 0.434 + ], + "angle": 0, + "content": "Fig. 4: The visualization of depth maps and DI-Kernels during the SVKR iteration process, where depth information and degradation information are mutually enhanced during the iteration process." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.463, + 0.788, + 0.496 + ], + "angle": 0, + "content": "\\(z_0 \\sim q(z|x)\\), where \\(z\\) represents the corresponding HR image. In accordance with the AMF framework, this objective may be articulated as Equation (4)." + }, + { + "type": "equation", + "bbox": [ + 0.419, + 0.506, + 0.785, + 0.523 + ], + "angle": 0, + "content": "\\[\np _ {\\theta} \\left(z _ {t - 1} \\mid \\left(f _ {1}, f _ {2}, f _ {3}\\right), z _ {t}\\right) \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.535, + 0.785, + 0.551 + ], + "angle": 0, + "content": "Thus, the constraints on the diffusion process can be delineated as Equation (5)." + }, + { + "type": "equation", + "bbox": [ + 0.331, + 0.562, + 0.785, + 0.58 + ], + "angle": 0, + "content": "\\[\nL (u) = l (u) + \\lambda_ {1} C _ {1} \\left(f _ {1}\\right) + \\lambda_ {2} C _ {2} \\left(f _ {2}\\right) + \\lambda_ {3} C _ {3} \\left(f _ {3}\\right) \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.59, + 0.788, + 0.681 + ], + "angle": 0, + "content": "Where \\(u\\) serves as the output of the diffusion model, \\(l = \\mathbb{E}_{t,z_0,\\epsilon}[||\\epsilon -\\epsilon_\\theta (\\sqrt{\\hat{\\alpha}_t} z_0 + \\epsilon \\sqrt{1 - \\hat{\\alpha}_t},t)||_2^2 ]\\) represents the original loss function constraining the diffusion model, \\(\\lambda_{i}\\) corresponds to the scaling factors, and \\(C_i\\) denotes the L1 regularization applied to feature \\(f_{i}\\). We used L1 regularization because \\(f_{i}\\) are features from different modalities, and sparsifying them helps the network learn complementary information." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.706, + 0.367, + 0.723 + ], + "angle": 0, + "content": "4 Experiment" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.739, + 0.414, + 0.755 + ], + "angle": 0, + "content": "4.1 Experiment Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Implementation details. In accordance with the prevailing blind SR methodology, DKENet employed a \\(21 \\times 21\\) anisotropic Gaussian blur kernel in the experimental setup. Within the SVKR, \\(T\\) was set as 3, and \\(\\gamma\\) was set to 0.9. For monocular depth estimation, we use code from [4,43]. In the context of the AMF, the hidden layer dimensions of \\(M_{\\alpha}\\) and \\(M_{\\beta}\\) were specified as 128, featuring a" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Quantitative results on DIV2K valid, BSDS100, Urban100 and DRealSR datasets for scaling factor \\(\\times 4\\). \\(\\uparrow\\) indicates that a higher value is better, \\(\\downarrow\\) indicates that a lower value is better. Bold indicates the best performance." + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.198, + 0.778, + 0.685 + ], + "angle": 0, + "content": "
DatasetsMethodBackboneMetrics
PSNR ↑SSIM ↑LPIPS↓MUSIQ ↑CLIP-IQA ↑NIQE ↓
DIV2K [1]DAN [31]CNN22.170.720.4256.980.396.13
DCLS [33]CNN22.410.740.4154.120.396.26
DASR [53]CNN21.450.670.5254.250.456.77
MANet [28]CNN18.950.600.4449.320.387.30
SwinIR [27]Transformer22.080.730.3268.750.573.96
HAT [9]Transformer22.010.720.4153.800.336.31
RealESRGAN [54]GAN22.230.730.3269.410.574.44
DDNM [57]Diffusion Model21.500.720.3764.220.623.99
ResShift [63]Diffusion Model22.380.720.3170.580.675.16
SSR(Ours)Diffusion Model22.770.750.3071.440.693.82
BSDS100 [2]DAN [31]CNN27.950.870.3047.460.437.03
DCLS [33]CNN28.030.890.2745.070.457.19
DASR [53]CNN28.790.890.2846.120.497.43
MANet [28]CNN22.790.770.3141.100.408.05
SwinIR [27]Transformer26.080.840.3163.990.564.54
HAT [9]Transformer28.040.870.2943.820.377.17
RealESRGAN [54]GAN26.620.850.2962.850.524.70
DDNM [57]Diffusion Model29.480.870.3427.120.328.45
ResShift [63]Diffusion Model26.400.810.3865.350.695.90
SSR(Ours)Diffusion Model27.130.900.2568.860.723.78
Urban100 [18]DAN [31]CNN20.260.690.4056.800.416.15
DCLS [33]CNN21.180.720.3755.070.406.28
DASR [53]CNN21.360.730.3855.170.436.72
MANet [28]CNN17.050.540.4052.560.386.79
SwinIR [27]Transformer20.370.710.2971.760.654.28
HAT [9]Transformer19.560.670.3956.120.386.33
RealESRGAN [54]GAN20.610.720.2971.920.614.10
DDNM [57]Diffusion Model20.010.730.2951.650.245.94
ResShift [63]Diffusion Model21.710.740.2771.700.685.50
SSR(Ours)Diffusion Model21.230.710.2772.740.704.68
DRealSR [59]DAN [31]CNN31.000.920.3925.240.389.06
DCLS [33]CNN30.970.920.4124.710.4110.26
DASR [53]CNN30.980.920.4127.070.408.88
MANet [28]CNN27.420.900.4124.670.399.58
SwinIR [27]Transformer28.450.890.3651.950.405.31
HAT [9]Transformer30.960.930.4123.660.4110.37
RealESRGAN [54]GAN29.940.920.3547.780.385.20
DDNM [57]Diffusion Model25.010.730.4941.650.445.95
ResShift [63]Diffusion Model25.770.710.5743.230.579.09
SSR(Ours)Diffusion Model28.330.850.3063.580.645.01
" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.718, + 0.785, + 0.746 + ], + "angle": 0, + "content": "ReLU activation layer. AMF was incorporated into the different levels of the UNet within the Diffusion Model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Evaluation Metrics. The PSNR and SSIM metrics are widely employed in the field of image restoration to gauge the degree of image similarity. However, it should be noted that in the realm of human perception and considering a multitude of distortions, they may fall short of faithfully representing image quality. Hence, we additionally utilize the LPIPS [69], CLIP-IQA [52], NIQE [39] and MUSIQ [20] metrics to appraise the perceptual quality of the images." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.701, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.355 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.366, + 0.788, + 0.394 + ], + "angle": 0, + "content": "Fig. 5: Visual comparisons of several representative methods on examples of the DIV2K dataset. Zoom in for best view." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.412, + 0.787, + 0.619 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.631, + 0.784, + 0.657 + ], + "angle": 0, + "content": "Fig. 6: Visual comparisons of several representative methods on examples of the T91 dataset. Zoom in for best view." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.69, + 0.562, + 0.706 + ], + "angle": 0, + "content": "4.2 Comparison With Existing Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Quantitative Comparisons. As Table 2 demonstrates, the performance of SSR is outstanding across multiple datasets. The experimental data reveal that SSR consistently surpasses other methods in the DIV2K, BSDS100, and Urban100 datasets. Specifically, within the DIV2K dataset, SSR achieved the highest PSNR at \\(22.77\\mathrm{dB}\\), illustrating its exceptional capability in image quality reconstruction. Likewise, SSR secured the top spot in SSIM with a score of 0.75, signifying its precision in maintaining image structure. With an LPIPS score of 0.30, SSR significantly outperforms its competitors, with a lower score indicating superior" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.787, + 0.355 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.366, + 0.788, + 0.394 + ], + "angle": 0, + "content": "Fig. 7: Visual comparisons of several representative methods on examples of the DPED-blackberry dataset. Zoom in for best view." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.785, + 0.485 + ], + "angle": 0, + "content": "perceived image quality. SSR also leads in the no-reference image quality assessment indices of MUSIQ, NIQE, and CLIP-IQA. Moreover, on the BSDS100 and Urban100 datasets, SSR dominates in the majority of metrics, affirming its perceptual superiority." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.486, + 0.789, + 0.713 + ], + "angle": 0, + "content": "Qualitative Comparisons. Figure 5, 6 and 7 present visual comparison of the SSR methodology against established image SR techniques such as RealESRGAN, DCLS, and SwinIR. Within the experimental framework, SSR exhibits superior fidelity and an impressive capacity for detail retention, particularly in the preservation of edges and intricate textures. Previous methodologies, notably DCLS and MANet, demonstrate high sensitivity to noise within LR images, resulting in suboptimal visual outcomes—a deficiency aptly reflected in metrics like MUSIQ. SSR consistently outperforms other methods in these respects. The images generated by SSR exhibit notably higher clarity and sharpness, indicating its effectiveness in minimizing artifacts and distortions commonly introduced during the SR process. For instance, the first row of Figure 5, illustrates how conventional methods grapple with blurring (DCLS, MANet), undue smoothness (Real-ESRGAN), and noise (ResShift) in the reconstruction of the eye and surrounding hair textures. SSR demonstrates a commendable balance between sharpness and naturalness, avoiding overly smoothed or exaggerated textures." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.737, + 0.39, + 0.753 + ], + "angle": 0, + "content": "4.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Importance of the SVKR. Our investigation initially focused on the impact of Depth-Informed Kernel (DI-Kernel), Depth Map, and SVKR on the ultimate SR outcomes. As demonstrated in Table 2, when solely integrating either DI-Kernel or Depth Map, a significant deterioration in SSR performance was observed. However, when amalgamating information from all three modalities, the SSR's" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.7, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.222 + ], + "angle": 0, + "content": "PSNR and SSIM reached 21.98 dB and 0.71, respectively. The incorporation of SVKR resulted in enhancements of \\(3.59\\%\\) in PSNR and \\(6.20\\%\\) in SSIM for the SSR. This indicates that in SSR, multimodal features synergistically supplement missing information, and SVKR effectively enhances the accuracy of information across different modalities." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.249, + 0.785, + 0.277 + ], + "angle": 0, + "content": "Table 2: Ablation studies of DI-Kernel, Depth Map and SVKR on DIV2K valid dataset. Bold indicates the best performance." + }, + { + "type": "table", + "bbox": [ + 0.34, + 0.29, + 0.66, + 0.364 + ], + "angle": 0, + "content": "
DI-Kernel Depth Map SVKRPSNR ↑SSIM ↑LPIPS ↓
✓XX21.260.690.32
X✓X21.770.700.30
✓✓X21.980.710.30
✓✓✓22.770.750.30
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.397, + 0.788, + 0.504 + ], + "angle": 0, + "content": "Importance of the Depth-Informed Kernel. Subsequently, we examined the significance of accurately estimating the DI-Kernel. In Figure 8, SSR employs a blur kernel \\( K \\) estimated by DKENet for image SR, where (a) and (b) represent SR using \\( K_{1} \\) and \\( K_{2} \\) respectively. \\( K_{1} \\) and \\( K_{2} \\) denote deviations from \\( K \\) in negative and positive directions, symbolizing inaccurate blur kernels. As illustrated in Figure 8, when the blur kernel estimation is imprecise, there is a marked degradation in both visual quality and evaluation metrics of the image." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.532, + 0.328, + 0.617 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.265, + 0.618, + 0.283, + 0.626 + ], + "angle": 0, + "content": "LR" + }, + { + "type": "image", + "bbox": [ + 0.332, + 0.532, + 0.443, + 0.617 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.359, + 0.618, + 0.418, + 0.627 + ], + "angle": 0, + "content": "(a) \\(\\mathsf{SSR} + K_{1}\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.354, + 0.628, + 0.422, + 0.638 + ], + "angle": 0, + "content": "LPIPS \\(\\downarrow\\) 0.41" + }, + { + "type": "image_caption", + "bbox": [ + 0.34, + 0.639, + 0.436, + 0.649 + ], + "angle": 0, + "content": "CLIP - IQA ↑: 0.39" + }, + { + "type": "image", + "bbox": [ + 0.447, + 0.532, + 0.557, + 0.617 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.471, + 0.618, + 0.532, + 0.627 + ], + "angle": 0, + "content": "(b) \\(\\mathsf{SSR} + K_{2}\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.468, + 0.628, + 0.537, + 0.638 + ], + "angle": 0, + "content": "LPIPS \\(\\downarrow\\) 0.32" + }, + { + "type": "image_caption", + "bbox": [ + 0.456, + 0.639, + 0.55, + 0.649 + ], + "angle": 0, + "content": "CLIP - IQA ↑: 0.61" + }, + { + "type": "image", + "bbox": [ + 0.56, + 0.532, + 0.672, + 0.617 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.596, + 0.618, + 0.636, + 0.627 + ], + "angle": 0, + "content": "SSR+K" + }, + { + "type": "image_caption", + "bbox": [ + 0.582, + 0.628, + 0.652, + 0.638 + ], + "angle": 0, + "content": "LPIPS \\(\\downarrow\\) 0.30" + }, + { + "type": "image_caption", + "bbox": [ + 0.569, + 0.639, + 0.664, + 0.649 + ], + "angle": 0, + "content": "CLIP-IQA↑:0.69" + }, + { + "type": "image", + "bbox": [ + 0.676, + 0.532, + 0.785, + 0.617 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.689, + 0.618, + 0.771, + 0.627 + ], + "angle": 0, + "content": "Visualization of \\(K\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.661, + 0.788, + 0.731 + ], + "angle": 0, + "content": "Fig. 8: Ablation Comparison Between Using Accurate and Deviated Blur Kernels. (a) represents SR using \\(K_{1}\\), (b) represents SR using \\(K_{2}\\), and SSR denotes SR using \\(K\\) estimated by DKENet. \\(K_{1}\\) and \\(K_{2}\\) respectively signify deviations from \\(K\\) in different directions. In visualization, we calculate the variance of the blur kernel to illustrate its intensity variations and then present this data in a heatmap." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Importance of the Depth Map. Accurately estimating the Depth Map is also important. Figure 9 shows the comparative experiments results on the Depth Map as well. Here, (a) and (b) represent deviations in the negative and positive directions, respectively, from the estimated Depth Map. The comparison in Figure 9 reveals that incorrect estimations of the Depth Map can also signifi" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Lin et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "can'tly impair the performance of SSR. This emphasize the critical importance of precise estimation of Depth Map modal information." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.201, + 0.329, + 0.286 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.266, + 0.287, + 0.283, + 0.296 + ], + "angle": 0, + "content": "LR" + }, + { + "type": "image", + "bbox": [ + 0.332, + 0.202, + 0.443, + 0.286 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.359, + 0.287, + 0.417, + 0.297 + ], + "angle": 0, + "content": "(a) \\(\\mathsf{SSR} + D_{1}\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.354, + 0.298, + 0.422, + 0.308 + ], + "angle": 0, + "content": "LPIPS \\(\\downarrow\\) 0.41" + }, + { + "type": "image_caption", + "bbox": [ + 0.341, + 0.309, + 0.435, + 0.319 + ], + "angle": 0, + "content": "CLIP-IQA↑:0.39" + }, + { + "type": "image", + "bbox": [ + 0.447, + 0.202, + 0.557, + 0.286 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.472, + 0.287, + 0.532, + 0.298 + ], + "angle": 0, + "content": "(b) \\(\\mathbb{S}\\mathbb{S}\\mathbb{R} + D_{2}\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.468, + 0.299, + 0.537, + 0.308 + ], + "angle": 0, + "content": "LPIPS \\(\\downarrow\\) 0.32" + }, + { + "type": "image_caption", + "bbox": [ + 0.455, + 0.309, + 0.55, + 0.319 + ], + "angle": 0, + "content": "CLIP-IQA↑:0.61" + }, + { + "type": "image", + "bbox": [ + 0.56, + 0.202, + 0.671, + 0.286 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.596, + 0.287, + 0.636, + 0.297 + ], + "angle": 0, + "content": "\\(\\mathsf{SSR} + D\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.582, + 0.298, + 0.651, + 0.308 + ], + "angle": 0, + "content": "LPIPS \\(\\downarrow\\) 0.30" + }, + { + "type": "image_caption", + "bbox": [ + 0.569, + 0.309, + 0.664, + 0.319 + ], + "angle": 0, + "content": "CLIP-IQA↑:0.69" + }, + { + "type": "image", + "bbox": [ + 0.676, + 0.202, + 0.786, + 0.286 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.689, + 0.287, + 0.771, + 0.297 + ], + "angle": 0, + "content": "Visualization of \\(D\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.331, + 0.785, + 0.386 + ], + "angle": 0, + "content": "Fig. 9: Ablation Comparison Between Using Accurate and Deviated Depth Map. (a) represents SR using \\( D_{1} \\), (b) represents SR using \\( D_{2} \\), and SSR denotes SR using \\( D \\) estimated by Monocular depth estimate algorithm. \\( D_{1} \\) and \\( D_{2} \\) respectively signify deviations from \\( D \\) in different directions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.415, + 0.785, + 0.536 + ], + "angle": 0, + "content": "Performance under various degradation modes. To validate the adaptability of SSR to image SR tasks under varying degradation modes, we conducted the experiments presented in Table 3. These results showcase the adaptability of the image SR methodology under different degradation conditions. In scenarios devoid of noise and JPEG compression, the PSNR and SSIM metrics exhibited similar performances, demonstrating the method's consistent efficacy across diverse conditions. Overall, these outcomes affirm that the SR method can effectively adapt to a multitude of degradation modes." + }, + { + "type": "table_caption", + "bbox": [ + 0.245, + 0.56, + 0.755, + 0.575 + ], + "angle": 0, + "content": "Table 3: Results of SSR on the DIV2K dataset under different degradation." + }, + { + "type": "table", + "bbox": [ + 0.309, + 0.587, + 0.689, + 0.646 + ], + "angle": 0, + "content": "
DegradationPSNR↑ SSIM↑ LPIPS↓ MUSIQ↑ CLIP-IQA↑ NIQE
w/o noise22.170.720.4256.980.396.13
w/o jpeg22.410.740.4154.120.396.26
noise + jpeg22.770.750.3071.440.693.82
" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.691, + 0.509, + 0.708 + ], + "angle": 0, + "content": "5 Conclusion and Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.784, + 0.84 + ], + "angle": 0, + "content": "The SSR framework represents a significant advancement in the field of image SR. By integrating depth information and addressing the spatially variant in blur kernels, this framework substantially improves the authenticity of SR images. The empirical evidence from quantitative and qualitative analyses, along with ablation studies, underscores the efficacy and superiority of our approach, marking a notable contribution to the domain of image processing and SR technology. SSR also holds developmental potential in other low-level vision tasks, such as deblurring and de-jittering, which are reserved for our future work." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.701, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "SSR" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.788, + 0.252 + ], + "angle": 0, + "content": "This work was supported by National Natural Science Foundation of China (No.62072112), Scientific and Technological innovation action plan of Shanghai Science and Technology Committee (No.22511102202), National Key Research and Development Program of China (2023YFC3604802), China Postdoctoral Science Foundation under Grant (2023M730647, 2023TQ0075)." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.274, + 0.323, + 0.289 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.304, + 0.785, + 0.345 + ], + "angle": 0, + "content": "1. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV). pp. 12365-12375 (October 2023)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.453 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_origin.pdf b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..d3af7c73d3c5358977126f5424fafce9b02f2325 --- /dev/null +++ b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/2e0d372e-fa02-4142-b3e6-3549a76f5753_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:672aac5aff9472d9c0910ff5336ee63b1901d908fbe090e10dcc5ec6e897bc9a +size 8203918 diff --git a/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/full.md b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/full.md new file mode 100644 index 0000000000000000000000000000000000000000..cb3b79f1c9f0735cedd5187be30952e068d50bf9 --- /dev/null +++ b/2024/Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution/full.md @@ -0,0 +1,366 @@ +# Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution + +Junxiong Lin $^{1}$ , Yan Wang $^{1\star}$ , Zeng Tao $^{1}$ , Boyang Wang $^{1}$ , Qing Zhao $^{1}$ , Haorang Wang $^{1}$ , Xuan Tong $^{1}$ , Xinji Mai $^{1}$ , Yuxuan Lin $^{2}$ , Wei Song $^{3}$ , Jiawen Yu $^{1}$ , Shaoqi Yan $^{1}$ , and Wenqiang Zhang $^{4,5}$ + +$^{1}$ Shanghai Engineering Research Center of AI & Robotics, Academy for Engineering & Technology, Fudan University, Shanghai, China. + +$^{2}$ East China University of Science and Technology, Shanghai, China. + +3 College of Information Technology, Shanghai Ocean University, Shanghai, China. + +4 Engineering Research Center of AI & Robotics, Ministry of Education, Academy for Engineering & Technology, Fudan University, Shanghai, China. + +$^{5}$ Shanghai Key Lab of Intelligent Information Processing, School of Computer Science, Fudan University, Shanghai, China {linjx23}@m.fudan.edu.cn {yanwang19,wqzhang}@fudan.edu.cn + +Abstract. Pre-trained diffusion models utilized for image generation encapsulate a substantial reservoir of a priori knowledge pertaining to intricate textures. Harnessing the potential of leveraging this a priori knowledge in the context of image super-resolution presents a compelling avenue. Nonetheless, prevailing diffusion-based methodologies presently overlook the constraints imposed by degradation information on the diffusion process. Furthermore, these methods fail to consider the spatial variability inherent in the estimated blur kernel, stemming from factors such as motion jitter and out-of-focus elements in open-environment scenarios. This oversight results in a notable deviation of the image super-resolution effect from fundamental realities. To address these concerns, we introduce a framework known as Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Within the SSR framework, we propose a Spatially Variant Kernel Refinement (SVKR) module. SVKR estimates a Depth-Informed Kernel, which takes the depth information into account and is spatially variant. Additionally, SVKR enhance the accuracy of depth information acquired from LR images, allowing for mutual enhancement between the depth map and blur kernel estimates. Finally, we introduce the Adaptive Multi-Modal Fusion (AMF) module to align the information from three modalities: low-resolution images, depth maps, and blur kernels. This alignment can constrain the diffusion model to generate more authentic SR results. + +Keywords: Blind Super-Resolution $\cdot$ Diffusion Model $\cdot$ Adaptive MultiModal Fusion $\cdot$ Spatially Variant Kernel Refinemen + +![](images/5aebcc54a967759309481dd88b0eebefdd9a5fda9fbd7cdff5a64982c7fc0c6f.jpg) +HR + +![](images/bc01ad32111345a9fb6cf15cfc59478b654ed4960af55f8875a60ea6b38969c9.jpg) +LR + +![](images/233593c449adc95ae0106dba3040db2bc626edf23dfda179673816c4731429b0.jpg) +SwinIR + +![](images/6d5c81b4617663fc716bfac24b81d105e516762ea61c6f0fbb95ae254b16176a.jpg) +MANet + +![](images/e8af9f0a4356e0f5f3b6d2bee7136bb2d172aa87e79c6ad147337682dd0079aa.jpg) +HAT + +![](images/ac64919bedd6c41350b48d7684025af0980d5ddb78c2449de17808d990982160.jpg) +ReaIESRGAN + +![](images/785f9ee533e97a0442d1e14c01fe9107ae5406824510e59e33108f8bd068a11c.jpg) +DASR +Fig. 1: Visual comparison $(\times 4)$ on DRealSR. SwinIR, MANet, HAT, RealESRGAN, DASR and ResShift suffer from noise and blurring artifacts, while SSR can generate high-fidelity images. + +![](images/4dc778d7fbf2e20ad521611835148c15f2a884450aa50b36bc13b6bbdb2aa7d0.jpg) +ResShift + +![](images/067b9dcba2032f1bdd8fe1e08e85e1dac681f0b7e88720496b85e410d6f94ada.jpg) +SSR + +# 1 Introduction + +Image super-resolution is a foundational pursuit within the domain of computer vision, focusing on the reconstruction of high-resolution images from their low-resolution counterparts to significantly augment pixel density [6,7]. This intricate task involves the inference and restoration of high-frequency details that are often obscured within the constraints of limited pixel resolutions. Mathematically, the regression process from a high-resolution image (HR) to a low-resolution image (LR) is modeled as follows: + +$$ +I ^ {L R} = \left(I ^ {H R} \otimes k\right) \downarrow_ {s} + n \tag {1} +$$ + +where $k$ symbolizes the blur kernel, $\otimes$ denotes the convolution operation, $\downarrow s$ signifies a downsampling by a factor of $s$ , $n$ represents noise. Over the past decade, methods grounded in CNN or transformers have made remarkable strides [11, 13, 34, 70]. Traditional super-resolution methods assume this degradation is characterized by a specific blur kernel, such as a bicubic kernel [35]. However, when a well-trained SR model receives LR images away from its training distribution, it often suffers significant performance degradation [26]. To tackle this problem, blind super-resolution tasks aim at image super-resolution with unknown degradation processes [30]. + +As depicted in Figure 2, spatially invariant estimated blur kernels, incorporating a priori degradation information, are employed in the super-resolution process to enhance performance and achieve a finite solution space for the LR-HR image pair [5,8]. In real-world imaging, factors limiting image resolution extend beyond specific blur kernels to encompass motion blur, depth variation in imaging objects, and optical characteristics of imaging devices [19,60,61,65]. The use of a spatially invariant blur kernel becomes inadequate in accurately + +![](images/9edaead2a11d9716a382e917d312c210c0ac186db5b9fe6c5956e27946eacaee.jpg) + +![](images/dcb548b4984846404dced901fb0acaecc3e9d670c551240069a648bee8da44b0.jpg) + +![](images/2a68af42c35289c291e643341f56967e94268ed68c5d23bbe62a0b672ff52a84.jpg) + +![](images/1996aa41979f7820f5e880ea387ccdf90b6d32acfdb869990bfe26da900ee3fc.jpg) +Fig. 2: The illustration of various blind super-resolution methods. (a) The majority of super-resolution methods assume that the image degradation process is spatially invariant, estimating only a single blur kernel for an individual image. (b) Diffusion based super-resolution methods using texture prior information. (c) Our SSR approach, which imposes constraints on the diffusion solution space through spatially variant blur kernels and depth information. + +describing this multifaceted process, yielding unsatisfactory results post superresolution [64]. Some researchers address this by leveraging a priori knowledge from a pre-trained diffusion model [71], compensating for lost texture information in LR images. However, the lack of information constraints coupled with the inherent randomness of the diffusion model contributes to the deviation from fundamental principles. + +To address these challenges, we introduce the SSR framework, leveraging depth information to guide blur kernel estimation and subsequently inform the diffusion process [58,62]. This approach facilitates HR image reconstruction from LR images without compromising the diffusion prior inherent in the generative model. For spatially variant blur kernel estimation, we proposed the Spatially Variant Kernel Refinement (SVKR) module. Within SVKR, Depth-Informed Kernel Estimate Network (DKENet) is devised to utilize the depth information across image locations, and estimate spatially variant blur kernels based on depth information. Introducing depth information enhances the variability of depth information for different objects, aiding in characterizing target object contours. Additionally, SVKR further refines the accuracy of estimated kernel and depth information from blurred, low-resolution images. Moreover, to fully exploit the value of depth information, we have developed the Adaptive Multi- + +Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model with spatially variant degradation. + +In summary, our main contributions are four-fold: 1) We propose a blind image super-resolution framework known as SSR. SSR employs multiple scales of encoders for information from different modalities using the AMF module, thus generates images with higher fidelity without compromising the diffusion priors. 2) We proposed a Spatially Variant Kernel Refinement (SVKR) module to estimate blur kernels. SVKR iteratively enhances the LR images, thereby refining the precision of blur kernel and depth information estimation. 3) We developed Adaptive Multi-Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model to generate more authentic SR results. 4) Extensive quantitative and qualitative experiments on representative datasets have verified the superior performance and effectiveness of our method. + +# 2 Related Work + +# 2.1 Non-Blind SR + +To enhance non-blind super-resolution, various methods have been developed [22, 29, 32, 72]. SRMD [67] introduced intricate blur kernel assumptions and incorporated them into the network. SFTMD [16] fused blur kernels using SFT layers, while DPSR [68] offered a plug-and-play framework for uniform blur kernels. UDVD [46] used dynamic convolution to address varying degradations, and DPIR [66] employed a HQS to iteratively address data subproblems and prior subproblems. Additionally, zero-shot super-resolution methods have emerged. ZSSR [3] introduced unsupervised CNN super-resolution, and DGDM-LR [12] used depth information for network training. However, these methods face challenges related to foundational assumptions. For example, it is inaccurate for DGML-SR to determine the resolution as high or low solely based on distance. Although these non-blind super-resolution methods have made commendable progress, they often exhibit disappointing performance when applied to complex real-world scenarios. + +# 2.2 Kernel Estimate + +In most blind super-resolution approaches, degradation characteristics from LR images are integrated with non-blind super-resolution methods. IKC [16] improves accuracy through iterative approaches and corrective function design. DCLS [33] redefines degradation for low-resolution space deblurring, and DASR [53] uses contrastive learning for degradation characterization. However, these methods typically estimate a single blur kernel or degradation feature for the entire image, causing disparities in spatially variant degradation domains and performance degradation in practical applications. + +Efforts to address domain disparities include estimating spatially variant blur kernels. KOALAnet [21] adapts kernels locally for collaborative learning. MANet + +[28] maintains degradation locality with a moderately sized receptive field but limits global information. CMOS [10] simultaneously estimates semantic and blur maps, integrating cross-modal features for defocused image restoration but faces limitations in addressing various degradation processes. + +# 2.3 Diffusion Model Based SR + +Denoising Diffusion Probability Models (DDPM) [17] have introduced a new generation paradigm, leveraging Markov chains to create stable inverse operations for complex generative processes. Researchers have used DDPM for image SR [15, 24]. SR3 [45] adopts a supervised diffusion model-based approach, coupling degraded images with generated images to facilitate conditional image generation for SR. In contrast, ILVR [14] replaces the low-frequency components in the denoising output with those from the reference image, utilizing an unconditional diffusion model for no-training conditional generation in image SR. CDPMSR [40] improves low-quality images by leveraging pre-existing SR models, providing better conditions for the diffusion model. + +Given the intrinsic demand for high fidelity in SR, generated images must maintain a strong consistency with real images. However, these methods employ LR images or enhanced LR images as the diffusion conditions, resulting in a disparity between the images generated in the sampling space of the diffusion model and real images [25]. Our approach introduces depth maps and blur kernels as additional conditioning information, thereby constraining the sampling space, and rendering the generated images more closely aligned with real images. + +# 3 Methodology + +# 3.1 Overview + +As previously stated, the application of a spatially variant kernel and depth information can significantly enhance the accuracy of image SR tasks. With the development of deep learning, many network architectures have emerged, including CNN [48,51], Transformer [37,49], and diffusion model [15,17,36]. Pre-trained diffusion models encapsulate an extensive repository of a priori knowledge concerning intricate textures. Drawing inspiration from this premise, we introduce a framework named Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Through the integration of multi-modal data, we impose constraints on the diffusion model's sampling space, thereby guiding the diffusion process to produce images that closely resemble reality. + +Our initial step involves the iterative estimation of depth information and spatially variant blur kernels from low-resolution images (LR) with DKENet. Specifically, within the iterative estimation process, we first infer the depth map and estimate the spatially variant blur kernels. Subsequently, we combine the blur kernel with a non-blind SR method based on RRDB [55] to estimate a high-resolution image. From this high-resolution image, we once again estimate the + +![](images/4997dbc4722fca24ab9de8a5704664f99e89dddd80d1c7a1b3bd1a50d8dc8eb4.jpg) +Fig. 3: The framework of the proposed Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). (a) Illustration of the main process of SSR. (b) Depiction of the Depth-Informed Kernel Estimate Network (DKENet) for spatially variant kernel estimation. (c) Depiction of the Adaptive Multi-Modal Fusion (AMF) module for information fusion. + +depth information. Iterating this process ensures that the estimation of depth information and the blurred kernel mutually reinforce each other, thereby enhancing the precision of the guidance information. Meanwhile, inspired by StableDiffusion [44], we encode LR images into a latent space using a VAEGAN encoder [23], and this encoded information guides the diffusion model. These process produce three modalities of LR image, Depth map and blur kernel. Subsequently, information from three different modalities is encoded using encoders of varying scales and is aligned through an Adaptive Multi-Modal Fusion (AMF) module. This aligned information is employed to guide the diffusion process. Through AMF, the aligned features can effectively fine-tune the diffusion model, reducing the number of parameters and the complexity of training. The overall architectural diagram is depicted in Figure 3. + +# 3.2 Spatially Variant Kernel Refinement + +Depth-Informed Kernel Estimate Network. In the realm of blind SR, the high-resolution image $x$ and the kernel $k$ in Equation (1) are unknown. We need to estimate $k$ and then use it as prior knowledge to reconstruct $x$ . For an image $x \in \mathcal{R}^{H \times W}$ , we undertake the estimation of a kernel $k \in \mathcal{R}^{hw \times H \times W}$ , where $h$ and $w$ respectively denote the height and width of the kernel. Each component of $k$ corresponds to an individual pixel within $x$ . + +We utilize Depth-Informed Kernel Estimate Network to estimate the Depth-Informed Kernel. The Depth-Informed Kernel is a spatially variant blur kernel that incorporates depth information of the image during its estimation process. DKENet is structured into two distinct branches, each addressing a separate input modality: one branch processes LR images, while the other extracts features from depth maps. In the LR image processing branch, the network's operation commences with a standard $3 \times 3$ convolutional layer, purposely for preliminary feature extraction. Subsequently, the input features are channeled into a Depth-Aware Block, enhancing the network's responsiveness to pivotal features. + +Specifically, within the Depth-Aware Block, features are initially merged with depth map information through a simple yet widely applied SFT layer [16], followed by two MAconv layers [28] interspersed with ReLU activations. To enable the network to distinctively explore useful features and acquire more nonlinear representational capabilities, we integrated a Channel Split layer, bifurcating the channel count and separately extracting features before their recombination. + +Following this, the feature map undergoes a downsampling operation to reduce its spatial resolution, and then passes through another DABlock for further feature refinement. Subsequent upsampling increases the resolution of the feature map, ensuring the density of information. After another pass through a DABlock, the features proceed through a convolutional layer and culminate in a Softmax layer and a upscale-layer. Regarding the depth map branch, it undergoes a feature extraction process similar to that of the LR image branch, ultimately converging with the LR image branch through an SFT layer. + +Spatially Variant Kernel Refinement. The acquisition of depth information often requires specialized equipment like Time-of-Flight cameras and laser rangefinders [38, 42], which are not always practical for image SR applications [47, 56]. Thus, we use a monocular depth estimation algorithm to derive depth information from low-resolution images. It's crucial to note that image resolution significantly influences the accuracy of depth estimation; acquiring depth from a blurry, low-resolution image is inherently imprecise [41, 50]. To overcome this, we have devised Spatially Variant Kernel Refinement (SVKR) to augment low-resolution images, subsequently deriving depth information from the resulting images. This intricate process synergizes depth information to facilitate the estimation of the blur kernel. + +Algorithm 1 shows the process of SVKR. $DE$ is the current state-of-the-art monocular estimation algorithm, while $KE$ assumes the role of a spatially varying kernel estimation algorithm, and $NBSR$ stands as a lightweight, RRDB-based non-blind SR method. In the course of these iterations, $DE$ estimates the depth map from the most recent SR image $I^t$ , $KE$ harnesses the most recent depth map $D^t$ to estimate the blur kernel from the LR image, and $NBSR$ amalgamates the latest blurred kernel $K^t$ to enhance the super-resolved image. This intricate coordination effectively combines the estimations of depth maps and blur kernels, mutually enhancing each other's precision. + +When $t \geq 1$ , $K$ is updated using Equation (2), where $\gamma$ is the hyperparameter that governs the update rate. This approach allows for the retention of the + +Algorithm 1: Spatially Variant Kernel Refinement +Input: Low-resolution image $LR$ , Monocular depth estimation algorithm $DE$ , DKENet $KE$ , Number of iterations $T$ , $\gamma = 0.9$ +Output: Depth Map $D$ , Kernel $K$ +Initialization: $t = 0$ , $I_0 = LR$ ; $D^0 = DE(I^0)$ ; $K^0 = KE(LR, D^0)$ ; +while $t < T$ do + Estimate depth map: $D^{t+1} \gets DE(I^t)$ ; + Estimate kernel: $K^{t+1} \gets KE(LR, D^{t+1})$ ; $K^{t+1} \gets \gamma K^{t+1} + (1 - \gamma)K^t$ ; + Non-blind SR: $I^{t+1} \gets NBSR(LR, K^{t+1})$ ; $t \gets t + 1$ ; +end +Return Final depth map: $D^T$ , Final kernel: $K^T$ ; + +influence of historical information while updating $K$ , rendering it persistent in the direction of updates and mitigating the instability of results caused by oscillations during the updating process. Figure 4 demonstrates the effect of iterative enhancement of depth information and degradation information by SVKR. + +$$ +K ^ {t + 1} = \gamma K ^ {t} + (1 - \gamma) K ^ {t - 1} \tag {2} +$$ + +# 3.3 Adaptive Multi-Modal Fusion. + +Due to the distinct structural and characteristic attributes exhibited by data from various modalities, we have carefully devised encoders of diverse scales and architectures. We use a half UNet as the encoder to encode LR images. This encoder comprises the Input Block (IB), the Middle Block (MB), and the Feature Translate Block (FTB). Among the three modalities of information, namely LR images, depth maps, and blur kernels, LR images serve as the primary modality, containing the most abundant repository of information. Hence, we have tailored the largest-scale encoder to accommodate this primary modality. Conversely, depth maps and blur kernels carry a relatively limited amount of informational content, thus warranting the implementation of smaller-scale encoders. In order to amalgamate the information from these three modalities and employ it for guiding the diffusion process, we have designed the adaptive multi-modal Fusion (AMF) module, as depicted in Equation (3), where $i \in \{1,2,3\}$ . + +$$ +F _ {\text {o u t}} ^ {i} = \left(1 + M _ {\alpha i} (f _ {i})\right) \odot B N \left(F _ {\text {i n}} ^ {i}\right) \oplus M _ {\beta i} (f _ {i}) \tag {3} +$$ + +where $f_{1}$ , $f_{2}$ , and $f_{3}$ respectively denote the features obtained through the encoding of the blurred kernel, depth map, and LR image. The symbol $BN(\cdot)$ signifies batch normalization, while $M_{\alpha}$ and $M_{\beta}$ denote MLPs. Specifically, $M_{\alpha}$ serves to rescale features along the channels, while $M_{\beta}$ applies an offset to features, ensuring the dynamic adjustment of semantic information for achieving alignment across three modalities in the semantic space. For the LR image denoted as $x$ , the objective of the SR diffusion model is to acquire the posterior distribution $p_{\theta}(z_t - 1|x,z_t)$ at a given time step $t$ , while satisfying the initial condition + +![](images/79906f04859d7120561d3b902d109c3a9b08e2accad8ada3b47d322b693d19c5.jpg) +Depth Map + +![](images/c1c39c341b41c7e9ca3e1d0422d122a6837371d0326eda16985339d2daa434e1.jpg) + +![](images/720bb6b04b5b21902dfeffe899fab83fadc84a07c4c971e5dfa43a8a5cd6145e.jpg) + +![](images/a53ee5d68ee7b8f1911949d2df7940335d0811dc17a5218086cfdb53dee0a620.jpg) +DI-Kernel +t=1 +Fig. 4: The visualization of depth maps and DI-Kernels during the SVKR iteration process, where depth information and degradation information are mutually enhanced during the iteration process. + +![](images/ee22baf6ab678e42e39800ef80441b2ed34177d428c3f96210ee60277b38d87f.jpg) +t=2 + +![](images/147b832fb6a2b70c517823a417a1acf8e6fbf66753e83cfae2903afe2c9984c4.jpg) +t=3 + +$z_0 \sim q(z|x)$ , where $z$ represents the corresponding HR image. In accordance with the AMF framework, this objective may be articulated as Equation (4). + +$$ +p _ {\theta} \left(z _ {t - 1} \mid \left(f _ {1}, f _ {2}, f _ {3}\right), z _ {t}\right) \tag {4} +$$ + +Thus, the constraints on the diffusion process can be delineated as Equation (5). + +$$ +L (u) = l (u) + \lambda_ {1} C _ {1} \left(f _ {1}\right) + \lambda_ {2} C _ {2} \left(f _ {2}\right) + \lambda_ {3} C _ {3} \left(f _ {3}\right) \tag {5} +$$ + +Where $u$ serves as the output of the diffusion model, $l = \mathbb{E}_{t,z_0,\epsilon}[||\epsilon -\epsilon_\theta (\sqrt{\hat{\alpha}_t} z_0 + \epsilon \sqrt{1 - \hat{\alpha}_t},t)||_2^2 ]$ represents the original loss function constraining the diffusion model, $\lambda_{i}$ corresponds to the scaling factors, and $C_i$ denotes the L1 regularization applied to feature $f_{i}$ . We used L1 regularization because $f_{i}$ are features from different modalities, and sparsifying them helps the network learn complementary information. + +# 4 Experiment + +# 4.1 Experiment Setup + +Implementation details. In accordance with the prevailing blind SR methodology, DKENet employed a $21 \times 21$ anisotropic Gaussian blur kernel in the experimental setup. Within the SVKR, $T$ was set as 3, and $\gamma$ was set to 0.9. For monocular depth estimation, we use code from [4,43]. In the context of the AMF, the hidden layer dimensions of $M_{\alpha}$ and $M_{\beta}$ were specified as 128, featuring a + +Table 1: Quantitative results on DIV2K valid, BSDS100, Urban100 and DRealSR datasets for scaling factor $\times 4$ . $\uparrow$ indicates that a higher value is better, $\downarrow$ indicates that a lower value is better. Bold indicates the best performance. + +
DatasetsMethodBackboneMetrics
PSNR ↑SSIM ↑LPIPS↓MUSIQ ↑CLIP-IQA ↑NIQE ↓
DIV2K [1]DAN [31]CNN22.170.720.4256.980.396.13
DCLS [33]CNN22.410.740.4154.120.396.26
DASR [53]CNN21.450.670.5254.250.456.77
MANet [28]CNN18.950.600.4449.320.387.30
SwinIR [27]Transformer22.080.730.3268.750.573.96
HAT [9]Transformer22.010.720.4153.800.336.31
RealESRGAN [54]GAN22.230.730.3269.410.574.44
DDNM [57]Diffusion Model21.500.720.3764.220.623.99
ResShift [63]Diffusion Model22.380.720.3170.580.675.16
SSR(Ours)Diffusion Model22.770.750.3071.440.693.82
BSDS100 [2]DAN [31]CNN27.950.870.3047.460.437.03
DCLS [33]CNN28.030.890.2745.070.457.19
DASR [53]CNN28.790.890.2846.120.497.43
MANet [28]CNN22.790.770.3141.100.408.05
SwinIR [27]Transformer26.080.840.3163.990.564.54
HAT [9]Transformer28.040.870.2943.820.377.17
RealESRGAN [54]GAN26.620.850.2962.850.524.70
DDNM [57]Diffusion Model29.480.870.3427.120.328.45
ResShift [63]Diffusion Model26.400.810.3865.350.695.90
SSR(Ours)Diffusion Model27.130.900.2568.860.723.78
Urban100 [18]DAN [31]CNN20.260.690.4056.800.416.15
DCLS [33]CNN21.180.720.3755.070.406.28
DASR [53]CNN21.360.730.3855.170.436.72
MANet [28]CNN17.050.540.4052.560.386.79
SwinIR [27]Transformer20.370.710.2971.760.654.28
HAT [9]Transformer19.560.670.3956.120.386.33
RealESRGAN [54]GAN20.610.720.2971.920.614.10
DDNM [57]Diffusion Model20.010.730.2951.650.245.94
ResShift [63]Diffusion Model21.710.740.2771.700.685.50
SSR(Ours)Diffusion Model21.230.710.2772.740.704.68
DRealSR [59]DAN [31]CNN31.000.920.3925.240.389.06
DCLS [33]CNN30.970.920.4124.710.4110.26
DASR [53]CNN30.980.920.4127.070.408.88
MANet [28]CNN27.420.900.4124.670.399.58
SwinIR [27]Transformer28.450.890.3651.950.405.31
HAT [9]Transformer30.960.930.4123.660.4110.37
RealESRGAN [54]GAN29.940.920.3547.780.385.20
DDNM [57]Diffusion Model25.010.730.4941.650.445.95
ResShift [63]Diffusion Model25.770.710.5743.230.579.09
SSR(Ours)Diffusion Model28.330.850.3063.580.645.01
+ +ReLU activation layer. AMF was incorporated into the different levels of the UNet within the Diffusion Model. + +Evaluation Metrics. The PSNR and SSIM metrics are widely employed in the field of image restoration to gauge the degree of image similarity. However, it should be noted that in the realm of human perception and considering a multitude of distortions, they may fall short of faithfully representing image quality. Hence, we additionally utilize the LPIPS [69], CLIP-IQA [52], NIQE [39] and MUSIQ [20] metrics to appraise the perceptual quality of the images. + +![](images/24b9e7af6ef7b00c689ebccdfcae27a2e78470c78a48ca63ba8683da0f30f6e2.jpg) +Fig. 5: Visual comparisons of several representative methods on examples of the DIV2K dataset. Zoom in for best view. + +![](images/09b7146e4b0f2135d03cee77466c7df680225a638ddd18f6f06fe879ddc603d0.jpg) +Fig. 6: Visual comparisons of several representative methods on examples of the T91 dataset. Zoom in for best view. + +# 4.2 Comparison With Existing Methods + +Quantitative Comparisons. As Table 2 demonstrates, the performance of SSR is outstanding across multiple datasets. The experimental data reveal that SSR consistently surpasses other methods in the DIV2K, BSDS100, and Urban100 datasets. Specifically, within the DIV2K dataset, SSR achieved the highest PSNR at $22.77\mathrm{dB}$ , illustrating its exceptional capability in image quality reconstruction. Likewise, SSR secured the top spot in SSIM with a score of 0.75, signifying its precision in maintaining image structure. With an LPIPS score of 0.30, SSR significantly outperforms its competitors, with a lower score indicating superior + +![](images/c4a87531c9b88b23bcee2594ce1378d595259d2a281a5ee409c2777912fbea82.jpg) +Fig. 7: Visual comparisons of several representative methods on examples of the DPED-blackberry dataset. Zoom in for best view. + +perceived image quality. SSR also leads in the no-reference image quality assessment indices of MUSIQ, NIQE, and CLIP-IQA. Moreover, on the BSDS100 and Urban100 datasets, SSR dominates in the majority of metrics, affirming its perceptual superiority. + +Qualitative Comparisons. Figure 5, 6 and 7 present visual comparison of the SSR methodology against established image SR techniques such as RealESRGAN, DCLS, and SwinIR. Within the experimental framework, SSR exhibits superior fidelity and an impressive capacity for detail retention, particularly in the preservation of edges and intricate textures. Previous methodologies, notably DCLS and MANet, demonstrate high sensitivity to noise within LR images, resulting in suboptimal visual outcomes—a deficiency aptly reflected in metrics like MUSIQ. SSR consistently outperforms other methods in these respects. The images generated by SSR exhibit notably higher clarity and sharpness, indicating its effectiveness in minimizing artifacts and distortions commonly introduced during the SR process. For instance, the first row of Figure 5, illustrates how conventional methods grapple with blurring (DCLS, MANet), undue smoothness (Real-ESRGAN), and noise (ResShift) in the reconstruction of the eye and surrounding hair textures. SSR demonstrates a commendable balance between sharpness and naturalness, avoiding overly smoothed or exaggerated textures. + +# 4.3 Ablation Study + +Importance of the SVKR. Our investigation initially focused on the impact of Depth-Informed Kernel (DI-Kernel), Depth Map, and SVKR on the ultimate SR outcomes. As demonstrated in Table 2, when solely integrating either DI-Kernel or Depth Map, a significant deterioration in SSR performance was observed. However, when amalgamating information from all three modalities, the SSR's + +PSNR and SSIM reached 21.98 dB and 0.71, respectively. The incorporation of SVKR resulted in enhancements of $3.59\%$ in PSNR and $6.20\%$ in SSIM for the SSR. This indicates that in SSR, multimodal features synergistically supplement missing information, and SVKR effectively enhances the accuracy of information across different modalities. + +Table 2: Ablation studies of DI-Kernel, Depth Map and SVKR on DIV2K valid dataset. Bold indicates the best performance. + +
DI-Kernel Depth Map SVKRPSNR ↑SSIM ↑LPIPS ↓
✓XX21.260.690.32
X✓X21.770.700.30
✓✓X21.980.710.30
✓✓✓22.770.750.30
+ +Importance of the Depth-Informed Kernel. Subsequently, we examined the significance of accurately estimating the DI-Kernel. In Figure 8, SSR employs a blur kernel $K$ estimated by DKENet for image SR, where (a) and (b) represent SR using $K_{1}$ and $K_{2}$ respectively. $K_{1}$ and $K_{2}$ denote deviations from $K$ in negative and positive directions, symbolizing inaccurate blur kernels. As illustrated in Figure 8, when the blur kernel estimation is imprecise, there is a marked degradation in both visual quality and evaluation metrics of the image. + +![](images/1237485b2e05f9092327ea61a84fdacf45d0b9c5918ab978e17d0f320dca5394.jpg) +LR + +![](images/42de0d0925c84fa6037c469cd5431ff6419c59456f4062a75b8b5c808aa800fb.jpg) +(a) $\mathsf{SSR} + K_{1}$ +LPIPS $\downarrow$ 0.41 +CLIP - IQA ↑: 0.39 + +![](images/2c676a5e4f2f317927b7fe06f400d36bc292a024694c544ca573001b0a21b324.jpg) +(b) $\mathsf{SSR} + K_{2}$ +LPIPS $\downarrow$ 0.32 +CLIP - IQA ↑: 0.61 +Fig. 8: Ablation Comparison Between Using Accurate and Deviated Blur Kernels. (a) represents SR using $K_{1}$ , (b) represents SR using $K_{2}$ , and SSR denotes SR using $K$ estimated by DKENet. $K_{1}$ and $K_{2}$ respectively signify deviations from $K$ in different directions. In visualization, we calculate the variance of the blur kernel to illustrate its intensity variations and then present this data in a heatmap. + +![](images/cbdeb4524198c94839b1b9065942c6693d4d265685e8bb934235309b4792faa4.jpg) +SSR+K +LPIPS $\downarrow$ 0.30 +CLIP-IQA↑:0.69 + +![](images/a3b8542bc3664268b295d1aa4d992891dffe78b12583b8f6b044066baeb58c8b.jpg) +Visualization of $K$ + +Importance of the Depth Map. Accurately estimating the Depth Map is also important. Figure 9 shows the comparative experiments results on the Depth Map as well. Here, (a) and (b) represent deviations in the negative and positive directions, respectively, from the estimated Depth Map. The comparison in Figure 9 reveals that incorrect estimations of the Depth Map can also signifi + +can'tly impair the performance of SSR. This emphasize the critical importance of precise estimation of Depth Map modal information. + +![](images/18fc5ac9b3e51a4330d6b807549db47167738e0cb8b7753c0df65df431999f48.jpg) +LR + +![](images/22568361b3561ace2408902b8cc87bdb0812eedacba3e1cd6f5df5c16b5745f2.jpg) +(a) $\mathsf{SSR} + D_{1}$ +LPIPS $\downarrow$ 0.41 +CLIP-IQA↑:0.39 + +![](images/590b5e87e397214b44bf0b41479f7cbafbdd335720a50b54b763f95af5a370d7.jpg) +(b) $\mathbb{S}\mathbb{S}\mathbb{R} + D_{2}$ +LPIPS $\downarrow$ 0.32 +CLIP-IQA↑:0.61 +Fig. 9: Ablation Comparison Between Using Accurate and Deviated Depth Map. (a) represents SR using $D_{1}$ , (b) represents SR using $D_{2}$ , and SSR denotes SR using $D$ estimated by Monocular depth estimate algorithm. $D_{1}$ and $D_{2}$ respectively signify deviations from $D$ in different directions. + +![](images/e5c6714520e62e859c7b76f1091dfe7eea6d66cf8681f3eb257073dc202bd3ea.jpg) +$\mathsf{SSR} + D$ +LPIPS $\downarrow$ 0.30 +CLIP-IQA↑:0.69 + +![](images/4ede1cab9c27a5101d69578b15c1594db583364c63a4df375d5cbe9a51fbbd04.jpg) +Visualization of $D$ + +Performance under various degradation modes. To validate the adaptability of SSR to image SR tasks under varying degradation modes, we conducted the experiments presented in Table 3. These results showcase the adaptability of the image SR methodology under different degradation conditions. In scenarios devoid of noise and JPEG compression, the PSNR and SSIM metrics exhibited similar performances, demonstrating the method's consistent efficacy across diverse conditions. Overall, these outcomes affirm that the SR method can effectively adapt to a multitude of degradation modes. + +Table 3: Results of SSR on the DIV2K dataset under different degradation. + +
DegradationPSNR↑ SSIM↑ LPIPS↓ MUSIQ↑ CLIP-IQA↑ NIQE
w/o noise22.170.720.4256.980.396.13
w/o jpeg22.410.740.4154.120.396.26
noise + jpeg22.770.750.3071.440.693.82
+ +# 5 Conclusion and Discussion + +The SSR framework represents a significant advancement in the field of image SR. By integrating depth information and addressing the spatially variant in blur kernels, this framework substantially improves the authenticity of SR images. The empirical evidence from quantitative and qualitative analyses, along with ablation studies, underscores the efficacy and superiority of our approach, marking a notable contribution to the domain of image processing and SR technology. SSR also holds developmental potential in other low-level vision tasks, such as deblurring and de-jittering, which are reserved for our future work. + +# Acknowledgements + +This work was supported by National Natural Science Foundation of China (No.62072112), Scientific and Technological innovation action plan of Shanghai Science and Technology Committee (No.22511102202), National Key Research and Development Program of China (2023YFC3604802), China Postdoctoral Science Foundation under Grant (2023M730647, 2023TQ0075). + +# References + +1. Agustsson, E., Timofte, R.: Ntire 2017 challenge on single image super-resolution: Dataset and study. In: The IEEE Conference on Computer Vision and Pattern Recognition (CVPR) Workshops (July 2017) +2. Arbelaez, P., Maire, M., Fowlkes, C., Malik, J.: Contour detection and hierarchical image segmentation. IEEE Trans. Pattern Anal. Mach. 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"content": " Shanghai Engineering Research Center of AI & Robotics, Academy for Engineering & Technology, Fudan University, Shanghai, China." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 164, + 254, + 448, + 265 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 164, + 254, + 448, + 265 + ], + "spans": [ + { + "bbox": [ + 164, + 254, + 448, + 265 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 164, + 254, + 448, + 265 + ], + "type": "text", + "content": " East China University of Science and Technology, Shanghai, China." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 265, + 474, + 276 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 265, + 474, + 276 + ], + "spans": [ + { + "bbox": [ + 138, + 265, + 474, + 276 + ], + "type": "text", + "content": "3 College of Information Technology, Shanghai Ocean University, Shanghai, China." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 276, + 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Pre-trained diffusion models utilized for image generation encapsulate a substantial reservoir of a priori knowledge pertaining to intricate textures. Harnessing the potential of leveraging this a priori knowledge in the context of image super-resolution presents a compelling avenue. Nonetheless, prevailing diffusion-based methodologies presently overlook the constraints imposed by degradation information on the diffusion process. Furthermore, these methods fail to consider the spatial variability inherent in the estimated blur kernel, stemming from factors such as motion jitter and out-of-focus elements in open-environment scenarios. This oversight results in a notable deviation of the image super-resolution effect from fundamental realities. To address these concerns, we introduce a framework known as Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Within the SSR framework, we propose a Spatially Variant Kernel Refinement (SVKR) module. SVKR estimates a Depth-Informed Kernel, which takes the depth information into account and is spatially variant. Additionally, SVKR enhance the accuracy of depth information acquired from LR images, allowing for mutual enhancement between the depth map and blur kernel estimates. Finally, we introduce the Adaptive Multi-Modal Fusion (AMF) module to align the information from three modalities: low-resolution images, depth maps, and blur kernels. 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SwinIR, MANet, HAT, RealESRGAN, DASR and ResShift suffer from noise and blurring artifacts, while SSR can generate high-fidelity images." + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_caption" + } + ], + "index": 14 + }, + { + "type": "image", + "bbox": [ + 345, + 178, + 423, + 233 + ], + "blocks": [ + { + "bbox": [ + 345, + 178, + 423, + 233 + ], + "lines": [ + { + "bbox": [ + 345, + 178, + 423, + 233 + ], + "spans": [ + { + "bbox": [ + 345, + 178, + 423, + 233 + ], + "type": "image", + "image_path": "4dc778d7fbf2e20ad521611835148c15f2a884450aa50b36bc13b6bbdb2aa7d0.jpg" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 383, + 234, + 411, + 241 + ], + "lines": [ + { + "bbox": [ + 383, + 234, + 411, + 241 + ], + "spans": [ + { + "bbox": [ + 383, + 234, + 411, + 241 + ], + "type": "text", + "content": "ResShift" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_caption" + } + ], + "index": 16 + }, + { + "type": "image", + "bbox": [ + 425, + 178, + 481, + 233 + ], + "blocks": [ + { + "bbox": [ + 425, + 178, + 481, + 233 + ], + "lines": [ + { + "bbox": [ + 425, + 178, + 481, + 233 + ], + "spans": [ + { + "bbox": [ + 425, + 178, + 481, + 233 + ], + "type": "image", + "image_path": "067b9dcba2032f1bdd8fe1e08e85e1dac681f0b7e88720496b85e410d6f94ada.jpg" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 446, + 234, + 460, + 241 + ], + "lines": [ + { + "bbox": [ + 446, + 234, + 460, + 241 + ], + "spans": [ + { + "bbox": [ + 446, + 234, + 460, + 241 + ], + "type": "text", + "content": "SSR" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 18 + }, + { + "bbox": [ + 132, + 329, + 229, + 341 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 329, + 229, + 341 + ], + "spans": [ + { + "bbox": [ + 132, + 329, + 229, + 341 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 356, + 482, + 440 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 482, + 440 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 482, + 440 + ], + "type": "text", + "content": "Image super-resolution is a foundational pursuit within the domain of computer vision, focusing on the reconstruction of high-resolution images from their low-resolution counterparts to significantly augment pixel density [6,7]. This intricate task involves the inference and restoration of high-frequency details that are often obscured within the constraints of limited pixel resolutions. Mathematically, the regression process from a high-resolution image (HR) to a low-resolution image (LR) is modeled as follows:" + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 253, + 449, + 481, + 464 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 253, + 449, + 481, + 464 + ], + "spans": [ + { + "bbox": [ + 253, + 449, + 481, + 464 + ], + "type": "interline_equation", + "content": "I ^ {L R} = \\left(I ^ {H R} \\otimes k\\right) \\downarrow_ {s} + n \\tag {1}", + "image_path": "66ce66fa148f2a8956fd137a6ca5db9eed8aaccd52c34a7d3b975c1d59a08965.jpg" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "content": " symbolizes the blur kernel, " + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "inline_equation", + "content": "\\otimes" + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "content": " denotes the convolution operation, " + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "inline_equation", + "content": "\\downarrow s" + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "content": " signifies a downsampling by a factor of " + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 473, + 482, + 581 + ], + "type": "text", + "content": " represents noise. Over the past decade, methods grounded in CNN or transformers have made remarkable strides [11, 13, 34, 70]. Traditional super-resolution methods assume this degradation is characterized by a specific blur kernel, such as a bicubic kernel [35]. However, when a well-trained SR model receives LR images away from its training distribution, it often suffers significant performance degradation [26]. To tackle this problem, blind super-resolution tasks aim at image super-resolution with unknown degradation processes [30]." + } + ] + } + ], + "index": 24 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "As depicted in Figure 2, spatially invariant estimated blur kernels, incorporating a priori degradation information, are employed in the super-resolution process to enhance performance and achieve a finite solution space for the LR-HR image pair [5,8]. In real-world imaging, factors limiting image resolution extend beyond specific blur kernels to encompass motion blur, depth variation in imaging objects, and optical characteristics of imaging devices [19,60,61,65]. The use of a spatially invariant blur kernel becomes inadequate in accurately" + } + ] + } + ], + "index": 25 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Lin et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 309, + 186 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 309, + 186 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 309, + 186 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 309, + 186 + ], + "type": "image", + "image_path": "9edaead2a11d9716a382e917d312c210c0ac186db5b9fe6c5956e27946eacaee.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 312, + 114, + 478, + 186 + ], + "blocks": [ + { + "bbox": [ + 312, + 114, + 478, + 186 + ], + "lines": [ + { + "bbox": [ + 312, + 114, + 478, + 186 + ], + "spans": [ + { + "bbox": [ + 312, + 114, + 478, + 186 + ], + "type": "image", + "image_path": "dcb548b4984846404dced901fb0acaecc3e9d670c551240069a648bee8da44b0.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 134, + 187, + 479, + 265 + ], + "blocks": [ + { + "bbox": [ + 134, + 187, + 479, + 265 + ], + "lines": [ + { + "bbox": [ + 134, + 187, + 479, + 265 + ], + "spans": [ + { + "bbox": [ + 134, + 187, + 479, + 265 + ], + "type": "image", + "image_path": "2a68af42c35289c291e643341f56967e94268ed68c5d23bbe62a0b672ff52a84.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 135, + 266, + 479, + 319 + ], + "blocks": [ + { + "bbox": [ + 135, + 266, + 479, + 319 + ], + "lines": [ + { + "bbox": [ + 135, + 266, + 479, + 319 + ], + "spans": [ + { + "bbox": [ + 135, + 266, + 479, + 319 + ], + "type": "image", + "image_path": "1996aa41979f7820f5e880ea387ccdf90b6d32acfdb869990bfe26da900ee3fc.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 329, + 482, + 396 + ], + "lines": [ + { + "bbox": [ + 130, + 329, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 329, + 482, + 396 + ], + "type": "text", + "content": "Fig. 2: The illustration of various blind super-resolution methods. (a) The majority of super-resolution methods assume that the image degradation process is spatially invariant, estimating only a single blur kernel for an individual image. (b) Diffusion based super-resolution methods using texture prior information. (c) Our SSR approach, which imposes constraints on the diffusion solution space through spatially variant blur kernels and depth information." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 431, + 482, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 431, + 482, + 504 + ], + "spans": [ + { + "bbox": [ + 130, + 431, + 482, + 504 + ], + "type": "text", + "content": "describing this multifaceted process, yielding unsatisfactory results post superresolution [64]. Some researchers address this by leveraging a priori knowledge from a pre-trained diffusion model [71], compensating for lost texture information in LR images. However, the lack of information constraints coupled with the inherent randomness of the diffusion model contributes to the deviation from fundamental principles." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "To address these challenges, we introduce the SSR framework, leveraging depth information to guide blur kernel estimation and subsequently inform the diffusion process [58,62]. This approach facilitates HR image reconstruction from LR images without compromising the diffusion prior inherent in the generative model. For spatially variant blur kernel estimation, we proposed the Spatially Variant Kernel Refinement (SVKR) module. Within SVKR, Depth-Informed Kernel Estimate Network (DKENet) is devised to utilize the depth information across image locations, and estimate spatially variant blur kernels based on depth information. Introducing depth information enhances the variability of depth information for different objects, aiding in characterizing target object contours. Additionally, SVKR further refines the accuracy of estimated kernel and depth information from blurred, low-resolution images. Moreover, to fully exploit the value of depth information, we have developed the Adaptive Multi-" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "type": "text", + "content": "SSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 115, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 115, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 115, + 480, + 140 + ], + "type": "text", + "content": "Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model with spatially variant degradation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 481, + 282 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 481, + 282 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 481, + 282 + ], + "type": "text", + "content": "In summary, our main contributions are four-fold: 1) We propose a blind image super-resolution framework known as SSR. SSR employs multiple scales of encoders for information from different modalities using the AMF module, thus generates images with higher fidelity without compromising the diffusion priors. 2) We proposed a Spatially Variant Kernel Refinement (SVKR) module to estimate blur kernels. SVKR iteratively enhances the LR images, thereby refining the precision of blur kernel and depth information estimation. 3) We developed Adaptive Multi-Modal Fusion (AMF) module to merge information from multiple modalities, thereby constraining the diffusion model to generate more authentic SR results. 4) Extensive quantitative and qualitative experiments on representative datasets have verified the superior performance and effectiveness of our method." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 300, + 236, + 313 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 300, + 236, + 313 + ], + "spans": [ + { + "bbox": [ + 132, + 300, + 236, + 313 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 324, + 231, + 336 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 324, + 231, + 336 + ], + "spans": [ + { + "bbox": [ + 132, + 324, + 231, + 336 + ], + "type": "text", + "content": "2.1 Non-Blind SR" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 343, + 481, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 343, + 481, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 343, + 481, + 510 + ], + "type": "text", + "content": "To enhance non-blind super-resolution, various methods have been developed [22, 29, 32, 72]. SRMD [67] introduced intricate blur kernel assumptions and incorporated them into the network. SFTMD [16] fused blur kernels using SFT layers, while DPSR [68] offered a plug-and-play framework for uniform blur kernels. UDVD [46] used dynamic convolution to address varying degradations, and DPIR [66] employed a HQS to iteratively address data subproblems and prior subproblems. Additionally, zero-shot super-resolution methods have emerged. ZSSR [3] introduced unsupervised CNN super-resolution, and DGDM-LR [12] used depth information for network training. However, these methods face challenges related to foundational assumptions. For example, it is inaccurate for DGML-SR to determine the resolution as high or low solely based on distance. Although these non-blind super-resolution methods have made commendable progress, they often exhibit disappointing performance when applied to complex real-world scenarios." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 527, + 242, + 538 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 527, + 242, + 538 + ], + "spans": [ + { + "bbox": [ + 132, + 527, + 242, + 538 + ], + "type": "text", + "content": "2.2 Kernel Estimate" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 545, + 481, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 545, + 481, + 641 + ], + "spans": [ + { + "bbox": [ + 132, + 545, + 481, + 641 + ], + "type": "text", + "content": "In most blind super-resolution approaches, degradation characteristics from LR images are integrated with non-blind super-resolution methods. IKC [16] improves accuracy through iterative approaches and corrective function design. DCLS [33] redefines degradation for low-resolution space deblurring, and DASR [53] uses contrastive learning for degradation characterization. However, these methods typically estimate a single blur kernel or degradation feature for the entire image, causing disparities in spatially variant degradation domains and performance degradation in practical applications." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "content": "Efforts to address domain disparities include estimating spatially variant blur kernels. KOALAnet [21] adapts kernels locally for collaborative learning. MANet" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "J. Lin et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "[28] maintains degradation locality with a moderately sized receptive field but limits global information. CMOS [10] simultaneously estimates semantic and blur maps, integrating cross-modal features for defocused image restoration but faces limitations in addressing various degradation processes." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 180, + 294, + 192 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 180, + 294, + 192 + ], + "spans": [ + { + "bbox": [ + 131, + 180, + 294, + 192 + ], + "type": "text", + "content": "2.3 Diffusion Model Based SR" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 198, + 480, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 198, + 480, + 319 + ], + "spans": [ + { + "bbox": [ + 130, + 198, + 480, + 319 + ], + "type": "text", + "content": "Denoising Diffusion Probability Models (DDPM) [17] have introduced a new generation paradigm, leveraging Markov chains to create stable inverse operations for complex generative processes. Researchers have used DDPM for image SR [15, 24]. SR3 [45] adopts a supervised diffusion model-based approach, coupling degraded images with generated images to facilitate conditional image generation for SR. In contrast, ILVR [14] replaces the low-frequency components in the denoising output with those from the reference image, utilizing an unconditional diffusion model for no-training conditional generation in image SR. CDPMSR [40] improves low-quality images by leveraging pre-existing SR models, providing better conditions for the diffusion model." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 319, + 480, + 402 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 480, + 402 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 480, + 402 + ], + "type": "text", + "content": "Given the intrinsic demand for high fidelity in SR, generated images must maintain a strong consistency with real images. However, these methods employ LR images or enhanced LR images as the diffusion conditions, resulting in a disparity between the images generated in the sampling space of the diffusion model and real images [25]. Our approach introduces depth maps and blur kernels as additional conditioning information, thereby constraining the sampling space, and rendering the generated images more closely aligned with real images." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 420, + 233, + 434 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 420, + 233, + 434 + ], + "spans": [ + { + "bbox": [ + 131, + 420, + 233, + 434 + ], + "type": "text", + "content": "3 Methodology" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 444, + 208, + 455 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 444, + 208, + 455 + ], + "spans": [ + { + "bbox": [ + 131, + 444, + 208, + 455 + ], + "type": "text", + "content": "3.1 Overview" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 462, + 480, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 480, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 480, + 593 + ], + "type": "text", + "content": "As previously stated, the application of a spatially variant kernel and depth information can significantly enhance the accuracy of image SR tasks. With the development of deep learning, many network architectures have emerged, including CNN [48,51], Transformer [37,49], and diffusion model [15,17,36]. Pre-trained diffusion models encapsulate an extensive repository of a priori knowledge concerning intricate textures. Drawing inspiration from this premise, we introduce a framework named Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). Through the integration of multi-modal data, we impose constraints on the diffusion model's sampling space, thereby guiding the diffusion process to produce images that closely resemble reality." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "content": "Our initial step involves the iterative estimation of depth information and spatially variant blur kernels from low-resolution images (LR) with DKENet. Specifically, within the iterative estimation process, we first infer the depth map and estimate the spatially variant blur kernels. Subsequently, we combine the blur kernel with a non-blind SR method based on RRDB [55] to estimate a high-resolution image. From this high-resolution image, we once again estimate the" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "type": "text", + "content": "SSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 479, + 318 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 479, + 318 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 479, + 318 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 479, + 318 + ], + "type": "image", + "image_path": "4997dbc4722fca24ab9de8a5704664f99e89dddd80d1c7a1b3bd1a50d8dc8eb4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 327, + 482, + 381 + ], + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 381 + ], + "type": "text", + "content": "Fig. 3: The framework of the proposed Adaptive Multi-modal Fusion of Spatially Variant Kernel Refinement with Diffusion Model for Blind Image Super-Resolution (SSR). (a) Illustration of the main process of SSR. (b) Depiction of the Depth-Informed Kernel Estimate Network (DKENet) for spatially variant kernel estimation. (c) Depiction of the Adaptive Multi-Modal Fusion (AMF) module for information fusion." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 407, + 482, + 551 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 551 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 551 + ], + "type": "text", + "content": "depth information. Iterating this process ensures that the estimation of depth information and the blurred kernel mutually reinforce each other, thereby enhancing the precision of the guidance information. Meanwhile, inspired by StableDiffusion [44], we encode LR images into a latent space using a VAEGAN encoder [23], and this encoded information guides the diffusion model. These process produce three modalities of LR image, Depth map and blur kernel. Subsequently, information from three different modalities is encoded using encoders of varying scales and is aligned through an Adaptive Multi-Modal Fusion (AMF) module. This aligned information is employed to guide the diffusion process. Through AMF, the aligned features can effectively fine-tune the diffusion model, reducing the number of parameters and the complexity of training. The overall architectural diagram is depicted in Figure 3." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 571, + 345, + 583 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 571, + 345, + 583 + ], + "spans": [ + { + "bbox": [ + 131, + 571, + 345, + 583 + ], + "type": "text", + "content": "3.2 Spatially Variant Kernel Refinement" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": "Depth-Informed Kernel Estimate Network. In the realm of blind SR, the high-resolution image " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " and the kernel " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " in Equation (1) are unknown. We need to estimate " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " and then use it as prior knowledge to reconstruct " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": ". For an image " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "x \\in \\mathcal{R}^{H \\times W}" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": ", we undertake the estimation of a kernel " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "k \\in \\mathcal{R}^{hw \\times H \\times W}" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "w" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " respectively denote the height and width of the kernel. Each component of " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " corresponds to an individual pixel within " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "J. Lin et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "We utilize Depth-Informed Kernel Estimate Network to estimate the Depth-Informed Kernel. The Depth-Informed Kernel is a spatially variant blur kernel that incorporates depth information of the image during its estimation process. DKENet is structured into two distinct branches, each addressing a separate input modality: one branch processes LR images, while the other extracts features from depth maps. In the LR image processing branch, the network's operation commences with a standard " + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "inline_equation", + "content": "3 \\times 3" + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": " convolutional layer, purposely for preliminary feature extraction. Subsequently, the input features are channeled into a Depth-Aware Block, enhancing the network's responsiveness to pivotal features." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 226, + 482, + 298 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 226, + 482, + 298 + ], + "spans": [ + { + "bbox": [ + 130, + 226, + 482, + 298 + ], + "type": "text", + "content": "Specifically, within the Depth-Aware Block, features are initially merged with depth map information through a simple yet widely applied SFT layer [16], followed by two MAconv layers [28] interspersed with ReLU activations. To enable the network to distinctively explore useful features and acquire more nonlinear representational capabilities, we integrated a Channel Split layer, bifurcating the channel count and separately extracting features before their recombination." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 300, + 482, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 482, + 396 + ], + "type": "text", + "content": "Following this, the feature map undergoes a downsampling operation to reduce its spatial resolution, and then passes through another DABlock for further feature refinement. Subsequent upsampling increases the resolution of the feature map, ensuring the density of information. After another pass through a DABlock, the features proceed through a convolutional layer and culminate in a Softmax layer and a upscale-layer. Regarding the depth map branch, it undergoes a feature extraction process similar to that of the LR image branch, ultimately converging with the LR image branch through an SFT layer." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 398, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 482, + 529 + ], + "type": "text", + "content": "Spatially Variant Kernel Refinement. The acquisition of depth information often requires specialized equipment like Time-of-Flight cameras and laser rangefinders [38, 42], which are not always practical for image SR applications [47, 56]. Thus, we use a monocular depth estimation algorithm to derive depth information from low-resolution images. It's crucial to note that image resolution significantly influences the accuracy of depth estimation; acquiring depth from a blurry, low-resolution image is inherently imprecise [41, 50]. To overcome this, we have devised Spatially Variant Kernel Refinement (SVKR) to augment low-resolution images, subsequently deriving depth information from the resulting images. This intricate process synergizes depth information to facilitate the estimation of the blur kernel." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": "Algorithm 1 shows the process of SVKR. " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "DE" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " is the current state-of-the-art monocular estimation algorithm, while " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "KE" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " assumes the role of a spatially varying kernel estimation algorithm, and " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "NBSR" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " stands as a lightweight, RRDB-based non-blind SR method. In the course of these iterations, " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "DE" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " estimates the depth map from the most recent SR image " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "I^t" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "KE" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " harnesses the most recent depth map " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "D^t" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " to estimate the blur kernel from the LR image, and " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "NBSR" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " amalgamates the latest blurred kernel " + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "inline_equation", + "content": "K^t" + }, + { + "bbox": [ + 130, + 531, + 482, + 639 + ], + "type": "text", + "content": " to enhance the super-resolved image. This intricate coordination effectively combines the estimations of depth maps and blur kernels, mutually enhancing each other's precision." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "When " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "t \\geq 1" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is updated using Equation (2), where " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the hyperparameter that governs the update rate. This approach allows for the retention of the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 428, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 428, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 428, + 91, + 447, + 100 + ], + "type": "text", + "content": "SSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "code", + "bbox": [ + 133, + 132, + 465, + 247 + ], + "blocks": [ + { + "bbox": [ + 140, + 118, + 369, + 130 + ], + "lines": [ + { + "bbox": [ + 140, + 118, + 369, + 130 + ], + "spans": [ + { + "bbox": [ + 140, + 118, + 369, + 130 + ], + "type": "text", + "content": "Algorithm 1: Spatially Variant Kernel Refinement" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "code_caption" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "lines": [ + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "spans": [ + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "Input: Low-resolution image " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "LR" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", Monocular depth estimation algorithm " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "DE" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", DKENet " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "KE" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", Number of iterations " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "\\gamma = 0.9" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": " \nOutput: Depth Map " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", Kernel " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": " \nInitialization: " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "t = 0" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "I_0 = LR" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "D^0 = DE(I^0)" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "K^0 = KE(LR, D^0)" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; \nwhile " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "t < T" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": " do \n Estimate depth map: " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "D^{t+1} \\gets DE(I^t)" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; \n Estimate kernel: " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "K^{t+1} \\gets KE(LR, D^{t+1})" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "K^{t+1} \\gets \\gamma K^{t+1} + (1 - \\gamma)K^t" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; \n Non-blind SR: " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "I^{t+1} \\gets NBSR(LR, K^{t+1})" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "t \\gets t + 1" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": "; \nend \nReturn Final depth map: " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "D^T" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ", Final kernel: " + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "inline_equation", + "content": "K^T" + }, + { + "bbox": [ + 133, + 132, + 465, + 247 + ], + "type": "text", + "content": ";" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "code_body" + } + ], + "index": 3, + "sub_type": "algorithm" + }, + { + "bbox": [ + 130, + 273, + 480, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 273, + 480, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 273, + 480, + 321 + ], + "type": "text", + "content": "influence of historical information while updating " + }, + { + "bbox": [ + 130, + 273, + 480, + 321 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 273, + 480, + 321 + ], + "type": "text", + "content": ", rendering it persistent in the direction of updates and mitigating the instability of results caused by oscillations during the updating process. Figure 4 demonstrates the effect of iterative enhancement of depth information and degradation information by SVKR." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 244, + 328, + 481, + 342 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 328, + 481, + 342 + ], + "spans": [ + { + "bbox": [ + 244, + 328, + 481, + 342 + ], + "type": "interline_equation", + "content": "K ^ {t + 1} = \\gamma K ^ {t} + (1 - \\gamma) K ^ {t - 1} \\tag {2}", + "image_path": "ea4ab786e8dfffb0355f02db49ec8ce356f26e02926d2ad49a0e3430f7f3eca5.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 366, + 313, + 379 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 366, + 313, + 379 + ], + "spans": [ + { + "bbox": [ + 132, + 366, + 313, + 379 + ], + "type": "text", + "content": "3.3 Adaptive Multi-Modal Fusion." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 385, + 482, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 482, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 482, + 542 + ], + "type": "text", + "content": "Due to the distinct structural and characteristic attributes exhibited by data from various modalities, we have carefully devised encoders of diverse scales and architectures. We use a half UNet as the encoder to encode LR images. This encoder comprises the Input Block (IB), the Middle Block (MB), and the Feature Translate Block (FTB). Among the three modalities of information, namely LR images, depth maps, and blur kernels, LR images serve as the primary modality, containing the most abundant repository of information. Hence, we have tailored the largest-scale encoder to accommodate this primary modality. Conversely, depth maps and blur kernels carry a relatively limited amount of informational content, thus warranting the implementation of smaller-scale encoders. In order to amalgamate the information from these three modalities and employ it for guiding the diffusion process, we have designed the adaptive multi-modal Fusion (AMF) module, as depicted in Equation (3), where " + }, + { + "bbox": [ + 130, + 385, + 482, + 542 + ], + "type": "inline_equation", + "content": "i \\in \\{1,2,3\\}" + }, + { + "bbox": [ + 130, + 385, + 482, + 542 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 210, + 548, + 481, + 563 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 548, + 481, + 563 + ], + "spans": [ + { + "bbox": [ + 210, + 548, + 481, + 563 + ], + "type": "interline_equation", + "content": "F _ {\\text {o u t}} ^ {i} = \\left(1 + M _ {\\alpha i} (f _ {i})\\right) \\odot B N \\left(F _ {\\text {i n}} ^ {i}\\right) \\oplus M _ {\\beta i} (f _ {i}) \\tag {3}", + "image_path": "294696f10008fa9d7489fe7ef5d000e7b49eb1fd90a43017dc499f90b8f07361.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{1}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{2}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{3}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " respectively denote the features obtained through the encoding of the blurred kernel, depth map, and LR image. The symbol " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "BN(\\cdot)" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " signifies batch normalization, while " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{\\alpha}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{\\beta}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " denote MLPs. Specifically, " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{\\alpha}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " serves to rescale features along the channels, while " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{\\beta}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " applies an offset to features, ensuring the dynamic adjustment of semantic information for achieving alignment across three modalities in the semantic space. For the LR image denoted as " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", the objective of the SR diffusion model is to acquire the posterior distribution " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "p_{\\theta}(z_t - 1|x,z_t)" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " at a given time step " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", while satisfying the initial condition" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "J. 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visualization of depth maps and DI-Kernels during the SVKR iteration process, where depth information and degradation information are mutually enhanced during the iteration process." + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 287, + 220, + 376, + 281 + ], + "blocks": [ + { + "bbox": [ + 287, + 220, + 376, + 281 + ], + "lines": [ + { + "bbox": [ + 287, + 220, + 376, + 281 + ], + "spans": [ + { + "bbox": [ + 287, + 220, + 376, + 281 + ], + "type": "image", + "image_path": "ee22baf6ab678e42e39800ef80441b2ed34177d428c3f96210ee60277b38d87f.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 324, + 286, + 337, + 294 + ], + "lines": [ + { + "bbox": [ + 324, + 286, + 337, + 294 + ], + "spans": [ + { + "bbox": [ + 324, + 286, + 337, + 294 + ], + "type": "text", + "content": "t=2" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], 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"z_0 \\sim q(z|x)" + }, + { + "bbox": [ + 131, + 366, + 482, + 392 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 131, + 366, + 482, + 392 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 366, + 482, + 392 + ], + "type": "text", + "content": " represents the corresponding HR image. In accordance with the AMF framework, this objective may be articulated as Equation (4)." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 256, + 400, + 480, + 414 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 256, + 400, + 480, + 414 + ], + "spans": [ + { + "bbox": [ + 256, + 400, + 480, + 414 + ], + "type": "interline_equation", + "content": "p _ {\\theta} \\left(z _ {t - 1} \\mid \\left(f _ {1}, f _ {2}, f _ {3}\\right), z _ {t}\\right) \\tag {4}", + "image_path": "cbc9c89a8f791062892aeb0041ed8bb323c6decc736e004e6fd1cbd25eb08657.jpg" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 132, + 423, + 480, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 423, + 480, + 436 + ], + "spans": [ + { + "bbox": [ + 132, + 423, + 480, + 436 + ], + "type": "text", + "content": "Thus, the constraints on the diffusion process can be delineated as Equation (5)." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 202, + 445, + 480, + 459 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 445, + 480, + 459 + ], + "spans": [ + { + "bbox": [ + 202, + 445, + 480, + 459 + ], + "type": "interline_equation", + "content": "L (u) = l (u) + \\lambda_ {1} C _ {1} \\left(f _ {1}\\right) + \\lambda_ {2} C _ {2} \\left(f _ {2}\\right) + \\lambda_ {3} C _ {3} \\left(f _ {3}\\right) \\tag {5}", + "image_path": "4ebc0ea4bbfcdb5791ee961176acbba1b83f1ee5f76439ccb9445bc6d313662d.jpg" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "spans": [ + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": "Where " + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "inline_equation", + "content": "u" + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": " serves as the output of the diffusion model, " + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "inline_equation", + "content": "l = \\mathbb{E}_{t,z_0,\\epsilon}[||\\epsilon -\\epsilon_\\theta (\\sqrt{\\hat{\\alpha}_t} z_0 + \\epsilon \\sqrt{1 - \\hat{\\alpha}_t},t)||_2^2 ]" + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": " represents the original loss function constraining the diffusion model, " + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "inline_equation", + "content": "\\lambda_{i}" + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": " corresponds to the scaling factors, and " + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "inline_equation", + "content": "C_i" + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": " denotes the L1 regularization applied to feature " + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "inline_equation", + "content": "f_{i}" + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": ". We used L1 regularization because " + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "inline_equation", + "content": "f_{i}" + }, + { + "bbox": [ + 131, + 467, + 482, + 539 + ], + "type": "text", + "content": " are features from different modalities, and sparsifying them helps the network learn complementary information." + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 132, + 559, + 224, + 572 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 559, + 224, + 572 + ], + "spans": [ + { + "bbox": [ + 132, + 559, + 224, + 572 + ], + "type": "text", + "content": "4 Experiment" + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 132, + 585, + 253, + 597 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 585, + 253, + 597 + ], + "spans": [ + { + "bbox": [ + 132, + 585, + 253, + 597 + ], + "type": "text", + "content": "4.1 Experiment Setup" + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "Implementation details. In accordance with the prevailing blind SR methodology, DKENet employed a " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "21 \\times 21" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " anisotropic Gaussian blur kernel in the experimental setup. Within the SVKR, " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " was set as 3, and " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " was set to 0.9. For monocular depth estimation, we use code from [4,43]. In the context of the AMF, the hidden layer dimensions of " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "M_{\\alpha}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "M_{\\beta}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " were specified as 128, featuring a" + } + ] + } + ], + "index": 21 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 429, + 91, + 448, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 429, + 91, + 448, + 100 + ], + "spans": [ + { + "bbox": [ + 429, + 91, + 448, + 100 + ], + "type": "text", + "content": "SSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 156, + 476, + 542 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Quantitative results on DIV2K valid, BSDS100, Urban100 and DRealSR datasets for scaling factor " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\times 4" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\uparrow" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " indicates that a higher value is better, " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\downarrow" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " indicates that a lower value is better. Bold indicates the best performance." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 136, + 156, + 476, + 542 + ], + "lines": [ + { + "bbox": [ + 136, + 156, + 476, + 542 + ], + "spans": [ + { + "bbox": [ + 136, + 156, + 476, + 542 + ], + "type": "table", + "html": "
DatasetsMethodBackboneMetrics
PSNR ↑SSIM ↑LPIPS↓MUSIQ ↑CLIP-IQA ↑NIQE ↓
DIV2K [1]DAN [31]CNN22.170.720.4256.980.396.13
DCLS [33]CNN22.410.740.4154.120.396.26
DASR [53]CNN21.450.670.5254.250.456.77
MANet [28]CNN18.950.600.4449.320.387.30
SwinIR [27]Transformer22.080.730.3268.750.573.96
HAT [9]Transformer22.010.720.4153.800.336.31
RealESRGAN [54]GAN22.230.730.3269.410.574.44
DDNM [57]Diffusion Model21.500.720.3764.220.623.99
ResShift [63]Diffusion Model22.380.720.3170.580.675.16
SSR(Ours)Diffusion Model22.770.750.3071.440.693.82
BSDS100 [2]DAN [31]CNN27.950.870.3047.460.437.03
DCLS [33]CNN28.030.890.2745.070.457.19
DASR [53]CNN28.790.890.2846.120.497.43
MANet [28]CNN22.790.770.3141.100.408.05
SwinIR [27]Transformer26.080.840.3163.990.564.54
HAT [9]Transformer28.040.870.2943.820.377.17
RealESRGAN [54]GAN26.620.850.2962.850.524.70
DDNM [57]Diffusion Model29.480.870.3427.120.328.45
ResShift [63]Diffusion Model26.400.810.3865.350.695.90
SSR(Ours)Diffusion Model27.130.900.2568.860.723.78
Urban100 [18]DAN [31]CNN20.260.690.4056.800.416.15
DCLS [33]CNN21.180.720.3755.070.406.28
DASR [53]CNN21.360.730.3855.170.436.72
MANet [28]CNN17.050.540.4052.560.386.79
SwinIR [27]Transformer20.370.710.2971.760.654.28
HAT [9]Transformer19.560.670.3956.120.386.33
RealESRGAN [54]GAN20.610.720.2971.920.614.10
DDNM [57]Diffusion Model20.010.730.2951.650.245.94
ResShift [63]Diffusion Model21.710.740.2771.700.685.50
SSR(Ours)Diffusion Model21.230.710.2772.740.704.68
DRealSR [59]DAN [31]CNN31.000.920.3925.240.389.06
DCLS [33]CNN30.970.920.4124.710.4110.26
DASR [53]CNN30.980.920.4127.070.408.88
MANet [28]CNN27.420.900.4124.670.399.58
SwinIR [27]Transformer28.450.890.3651.950.405.31
HAT [9]Transformer30.960.930.4123.660.4110.37
RealESRGAN [54]GAN29.940.920.3547.780.385.20
DDNM [57]Diffusion Model25.010.730.4941.650.445.95
ResShift [63]Diffusion Model25.770.710.5743.230.579.09
SSR(Ours)Diffusion Model28.330.850.3063.580.645.01
", + "image_path": "7539cdfc5864492ffc79d8e64998699c6688f1cedad44a9c0ce23a6a61a61211.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 568, + 480, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 568, + 480, + 590 + ], + "spans": [ + { + "bbox": [ + 132, + 568, + 480, + 590 + ], + "type": "text", + "content": "ReLU activation layer. AMF was incorporated into the different levels of the UNet within the Diffusion Model." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 593, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 481, + 666 + ], + "type": "text", + "content": "Evaluation Metrics. The PSNR and SSIM metrics are widely employed in the field of image restoration to gauge the degree of image similarity. However, it should be noted that in the realm of human perception and considering a multitude of distortions, they may fall short of faithfully representing image quality. Hence, we additionally utilize the LPIPS [69], CLIP-IQA [52], NIQE [39] and MUSIQ [20] metrics to appraise the perceptual quality of the images." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "J. Lin et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 116, + 481, + 281 + ], + "blocks": [ + { + "bbox": [ + 132, + 116, + 481, + 281 + ], + "lines": [ + { + "bbox": [ + 132, + 116, + 481, + 281 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 481, + 281 + ], + "type": "image", + "image_path": "24b9e7af6ef7b00c689ebccdfcae27a2e78470c78a48ca63ba8683da0f30f6e2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 289, + 482, + 312 + ], + "lines": [ + { + "bbox": [ + 132, + 289, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 132, + 289, + 482, + 312 + ], + "type": "text", + "content": "Fig. 5: Visual comparisons of several representative methods on examples of the DIV2K dataset. Zoom in for best view." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 133, + 326, + 481, + 490 + ], + "blocks": [ + { + "bbox": [ + 133, + 326, + 481, + 490 + ], + "lines": [ + { + "bbox": [ + 133, + 326, + 481, + 490 + ], + "spans": [ + { + "bbox": [ + 133, + 326, + 481, + 490 + ], + "type": "image", + "image_path": "09b7146e4b0f2135d03cee77466c7df680225a638ddd18f6f06fe879ddc603d0.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 499, + 479, + 520 + ], + "lines": [ + { + "bbox": [ + 132, + 499, + 479, + 520 + ], + "spans": [ + { + "bbox": [ + 132, + 499, + 479, + 520 + ], + "type": "text", + "content": "Fig. 6: Visual comparisons of several representative methods on examples of the T91 dataset. Zoom in for best view." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 546, + 343, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 546, + 343, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 546, + 343, + 559 + ], + "type": "text", + "content": "4.2 Comparison With Existing Methods" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "content": "Quantitative Comparisons. As Table 2 demonstrates, the performance of SSR is outstanding across multiple datasets. The experimental data reveal that SSR consistently surpasses other methods in the DIV2K, BSDS100, and Urban100 datasets. Specifically, within the DIV2K dataset, SSR achieved the highest PSNR at " + }, + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "inline_equation", + "content": "22.77\\mathrm{dB}" + }, + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "content": ", illustrating its exceptional capability in image quality reconstruction. Likewise, SSR secured the top spot in SSIM with a score of 0.75, signifying its precision in maintaining image structure. With an LPIPS score of 0.30, SSR significantly outperforms its competitors, with a lower score indicating superior" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 429, + 91, + 447, + 100 + ], + "type": "text", + "content": "SSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 481, + 281 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 481, + 281 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 481, + 281 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 481, + 281 + ], + "type": "image", + "image_path": "c4a87531c9b88b23bcee2594ce1378d595259d2a281a5ee409c2777912fbea82.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 289, + 482, + 312 + ], + "lines": [ + { + "bbox": [ + 132, + 289, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 132, + 289, + 482, + 312 + ], + "type": "text", + "content": "Fig. 7: Visual comparisons of several representative methods on examples of the DPED-blackberry dataset. Zoom in for best view." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 336, + 480, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 336, + 480, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 336, + 480, + 384 + ], + "type": "text", + "content": "perceived image quality. SSR also leads in the no-reference image quality assessment indices of MUSIQ, NIQE, and CLIP-IQA. Moreover, on the BSDS100 and Urban100 datasets, SSR dominates in the majority of metrics, affirming its perceptual superiority." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 384, + 482, + 564 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 564 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 564 + ], + "type": "text", + "content": "Qualitative Comparisons. Figure 5, 6 and 7 present visual comparison of the SSR methodology against established image SR techniques such as RealESRGAN, DCLS, and SwinIR. Within the experimental framework, SSR exhibits superior fidelity and an impressive capacity for detail retention, particularly in the preservation of edges and intricate textures. Previous methodologies, notably DCLS and MANet, demonstrate high sensitivity to noise within LR images, resulting in suboptimal visual outcomes—a deficiency aptly reflected in metrics like MUSIQ. SSR consistently outperforms other methods in these respects. The images generated by SSR exhibit notably higher clarity and sharpness, indicating its effectiveness in minimizing artifacts and distortions commonly introduced during the SR process. For instance, the first row of Figure 5, illustrates how conventional methods grapple with blurring (DCLS, MANet), undue smoothness (Real-ESRGAN), and noise (ResShift) in the reconstruction of the eye and surrounding hair textures. SSR demonstrates a commendable balance between sharpness and naturalness, avoiding overly smoothed or exaggerated textures." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 583, + 238, + 596 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 583, + 238, + 596 + ], + "spans": [ + { + "bbox": [ + 132, + 583, + 238, + 596 + ], + "type": "text", + "content": "4.3 Ablation Study" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Importance of the SVKR. Our investigation initially focused on the impact of Depth-Informed Kernel (DI-Kernel), Depth Map, and SVKR on the ultimate SR outcomes. As demonstrated in Table 2, when solely integrating either DI-Kernel or Depth Map, a significant deterioration in SSR performance was observed. However, when amalgamating information from all three modalities, the SSR's" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Lin et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "text", + "content": "PSNR and SSIM reached 21.98 dB and 0.71, respectively. The incorporation of SVKR resulted in enhancements of " + }, + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "inline_equation", + "content": "3.59\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "text", + "content": " in PSNR and " + }, + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "inline_equation", + "content": "6.20\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "text", + "content": " in SSIM for the SSR. This indicates that in SSR, multimodal features synergistically supplement missing information, and SVKR effectively enhances the accuracy of information across different modalities." + } + ] + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 208, + 229, + 403, + 288 + ], + "blocks": [ + { + "bbox": [ + 130, + 197, + 480, + 219 + ], + "lines": [ + { + "bbox": [ + 130, + 197, + 480, + 219 + ], + "spans": [ + { + "bbox": [ + 130, + 197, + 480, + 219 + ], + "type": "text", + "content": "Table 2: Ablation studies of DI-Kernel, Depth Map and SVKR on DIV2K valid dataset. Bold indicates the best performance." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 208, + 229, + 403, + 288 + ], + "lines": [ + { + "bbox": [ + 208, + 229, + 403, + 288 + ], + "spans": [ + { + "bbox": [ + 208, + 229, + 403, + 288 + ], + "type": "table", + "html": "
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In Figure 8, SSR employs a blur kernel " + }, + { + "bbox": [ + 130, + 314, + 482, + 399 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 314, + 482, + 399 + ], + "type": "text", + "content": " estimated by DKENet for image SR, where (a) and (b) represent SR using " + }, + { + "bbox": [ + 130, + 314, + 482, + 399 + ], + "type": "inline_equation", + "content": "K_{1}" + }, + { + "bbox": [ + 130, + 314, + 482, + 399 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 314, + 482, + 399 + ], + "type": "inline_equation", + "content": "K_{2}" + }, + { + "bbox": [ + 130, + 314, + 482, + 399 + ], + "type": "text", + "content": " respectively. 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As illustrated in Figure 8, when the blur kernel estimation is imprecise, there is a marked degradation in both visual quality and evaluation metrics of the image." + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 133, + 421, + 200, + 488 + ], + "blocks": [ + { + "bbox": [ + 133, + 421, + 200, + 488 + ], + "lines": [ + { + "bbox": [ + 133, + 421, + 200, + 488 + ], + "spans": [ + { + "bbox": [ + 133, + 421, + 200, + 488 + ], + "type": "image", + "image_path": "1237485b2e05f9092327ea61a84fdacf45d0b9c5918ab978e17d0f320dca5394.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 162, + 489, + 173, + 495 + ], + "lines": [ + { + "bbox": [ + 162, + 489, + 173, + 495 + ], + "spans": [ + { + "bbox": [ + 162, + 489, + 173, + 495 + ], + "type": "text", + "content": "LR" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 203, + 421, + 271, + 488 + ], + "blocks": [ + { + "bbox": [ + 203, + 421, + 271, + 488 + ], + "lines": [ + { + "bbox": [ + 203, + 421, + 271, + 488 + ], + "spans": [ + { + "bbox": [ + 203, + 421, + 271, + 488 + ], + "type": "image", + "image_path": "42de0d0925c84fa6037c469cd5431ff6419c59456f4062a75b8b5c808aa800fb.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 219, + 489, + 255, + 496 + ], + "lines": [ + { + "bbox": [ + 219, + 489, + 255, + 496 + ], + "spans": [ + { + "bbox": [ + 219, + 489, + 255, + 496 + ], + "type": "text", + "content": "(a) " + }, + { + "bbox": [ + 219, + 489, + 255, + 496 + ], + "type": "inline_equation", + "content": "\\mathsf{SSR} + K_{1}" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 216, + 497, + 258, + 505 + ], + "lines": [ + { + "bbox": [ + 216, + 497, + 258, + 505 + ], + "spans": [ + { + "bbox": [ + 216, + 497, + 258, + 505 + ], + "type": "text", + "content": "LPIPS " + }, + { + "bbox": [ + 216, + 497, + 258, + 505 + ], + "type": "inline_equation", + "content": "\\downarrow" + }, + { + "bbox": [ + 216, + 497, + 258, + 505 + ], + "type": "text", + "content": " 0.41" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 208, + 506, + 266, + 514 + ], + "lines": [ + { + "bbox": [ + 208, + 506, + 266, + 514 + ], + "spans": [ + { + "bbox": [ + 208, + 506, + 266, + 514 + ], + "type": "text", + "content": "CLIP - IQA ↑: 0.39" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 273, + 421, + 340, + 488 + ], + "blocks": [ + { + "bbox": [ + 273, + 421, + 340, + 488 + ], + "lines": [ + { + "bbox": [ + 273, + 421, + 340, + 488 + ], + "spans": [ + { + "bbox": [ + 273, + 421, + 340, + 488 + ], + "type": "image", + "image_path": "2c676a5e4f2f317927b7fe06f400d36bc292a024694c544ca573001b0a21b324.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 288, + 489, + 325, + 496 + ], + "lines": [ + { + "bbox": [ + 288, + 489, + 325, + 496 + ], + "spans": [ + { + "bbox": [ + 288, + 489, + 325, + 496 + ], + "type": "text", + "content": "(b) " + }, + { + "bbox": [ + 288, + 489, + 325, + 496 + ], + "type": "inline_equation", + "content": "\\mathsf{SSR} + K_{2}" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 286, + 497, + 328, + 505 + ], + "lines": [ + { + "bbox": [ + 286, + 497, + 328, + 505 + ], + "spans": [ + { + "bbox": [ + 286, + 497, + 328, + 505 + ], + "type": "text", + "content": "LPIPS " + }, + { + "bbox": [ + 286, + 497, + 328, + 505 + ], + "type": "inline_equation", + "content": "\\downarrow" + }, + { + "bbox": [ + 286, + 497, + 328, + 505 + ], + "type": "text", + "content": " 0.32" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 279, + 506, + 336, + 514 + ], + "lines": [ + { + "bbox": [ + 279, + 506, + 336, + 514 + ], + "spans": [ + { + "bbox": [ + 279, + 506, + 336, + 514 + ], + "type": "text", + "content": "CLIP - IQA ↑: 0.61" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "lines": [ + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "spans": [ + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "text", + "content": "Fig. 8: Ablation Comparison Between Using Accurate and Deviated Blur Kernels. (a) represents SR using " + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "inline_equation", + "content": "K_{1}" + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "text", + "content": ", (b) represents SR using " + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "inline_equation", + "content": "K_{2}" + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "text", + "content": ", and SSR denotes SR using " + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 523, + 482, + 578 + ], + "type": "text", + "content": " estimated by DKENet. 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To validate the adaptability of SSR to image SR tasks under varying degradation modes, we conducted the experiments presented in Table 3. These results showcase the adaptability of the image SR methodology under different degradation conditions. In scenarios devoid of noise and JPEG compression, the PSNR and SSIM metrics exhibited similar performances, demonstrating the method's consistent efficacy across diverse conditions. Overall, these outcomes affirm that the SR method can effectively adapt to a multitude of degradation modes." + } + ] + } + ], + "index": 20 + }, + { + "type": "table", + "bbox": [ + 189, + 464, + 421, + 511 + ], + "blocks": [ + { + "bbox": [ + 149, + 443, + 462, + 455 + ], + "lines": [ + { + "bbox": [ + 149, + 443, + 462, + 455 + ], + "spans": [ + { + "bbox": [ + 149, + 443, + 462, + 455 + ], + "type": "text", + "content": "Table 3: Results of SSR on the DIV2K dataset under different degradation." + } + ] + } + ], + "index": 21, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 189, + 464, + 421, + 511 + ], + "lines": [ + { + "bbox": [ + 189, + 464, + 421, + 511 + ], + "spans": [ + { + "bbox": [ + 189, + 464, + 421, + 511 + ], + "type": "table", + "html": "
DegradationPSNR↑ SSIM↑ LPIPS↓ MUSIQ↑ CLIP-IQA↑ NIQE
w/o noise22.170.720.4256.980.396.13
w/o jpeg22.410.740.4154.120.396.26
noise + jpeg22.770.750.3071.440.693.82
", + "image_path": "af8ca6ce728d2c84e463d152167df62ff91d14164b178fdd9d531a48b6be653a.jpg" + } + ] + } + ], + "index": 22, + "angle": 0, + "type": "table_body" + } + ], + "index": 22 + }, + { + "bbox": [ + 131, + 547, + 311, + 560 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 547, + 311, + 560 + ], + "spans": [ + { + "bbox": [ + 131, + 547, + 311, + 560 + ], + "type": "text", + "content": "5 Conclusion and Discussion" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 130, + 570, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 479, + 665 + ], + "type": "text", + "content": "The SSR framework represents a significant advancement in the field of image SR. By integrating depth information and addressing the spatially variant in blur kernels, this framework substantially improves the authenticity of SR images. The empirical evidence from quantitative and qualitative analyses, along with ablation studies, underscores the efficacy and superiority of our approach, marking a notable contribution to the domain of image processing and SR technology. SSR also holds developmental potential in other low-level vision tasks, such as deblurring and de-jittering, which are reserved for our future work." + } + ] + } + ], + "index": 24 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Lin et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 482, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 482, + 199 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 482, + 199 + ], + "type": "text", + "content": "This work was supported by National Natural Science Foundation of China (No.62072112), Scientific and Technological innovation action plan of Shanghai Science and Technology Committee (No.22511102202), National Key Research and Development Program of China (2023YFC3604802), China Postdoctoral Science Foundation under Grant (2023M730647, 2023TQ0075)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 217, + 197, + 228 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 217, + 197, + 228 + ], + "spans": [ + { + "bbox": [ + 132, + 217, + 197, + 228 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 240, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 240, + 480, + 273 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 240, + 480, + 273 + ], + "spans": [ + { + "bbox": [ + 138, + 240, + 480, + 273 + ], + "type": "text", + "content": "1. 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The majority of few-shot object detection methods use a shared feature map for both classification and localization, despite the conflicting requirements of these two tasks. Localization needs scale and positional sensitive features, whereas classification requires features that are robust to scale and positional variations. Although few methods have recognized this challenge and attempted to address it, they may not provide a comprehensive resolution to the issue. To overcome the contradictory preferences between classification and localization in few-shot object detection, an adaptive multi-task learning method, featuring a novel precision-driven gradient balancer, is proposed. This balancer effectively mitigates the conflicts by dynamically adjusting the backward gradient ratios for both tasks. Furthermore, a knowledge distillation and classification refinement scheme based on CLIP is introduced, aiming to enhance individual tasks by leveraging the capabilities of large vision-language models. Experimental results of the proposed method consistently show improvements over strong few-shot detection baselines on benchmark datasets. https://github.com/RY-Paper/MTL-FSOD", + "bbox": [ + 261, + 308, + 743, + 544 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Few-shot Object Detection $\\cdot$ Multi-task Learning", + "bbox": [ + 261, + 558, + 679, + 571 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 599, + 375, + 616 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Rapid advancement of deep learning techniques has led to significant improvements in object detection [60]. However, it requires great effort to prepare densely annotated data for learning, such as refined object bounding boxes and their corresponding classification labels. In some data-scarce scenarios such as medical landmark detection [33] and animal species recognition [44], it is very difficult to collect adequate data. In response to these problems, few-shot object detection (FSOD) [1, 13, 15] has attracted growing research interest in recent years. FSOD aims to detect novel objects by generalizing knowledge learned from base (seen) classes to novel (unseen) classes, with sufficient training samples in the former and limited training samples in the latter. Several popular object detection frameworks, including Faster R-CNN [36], YOLO [35], and DETR [53],", + "bbox": [ + 212, + 633, + 787, + 801 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* These authors contributed equally to this work", + "bbox": [ + 217, + 810, + 547, + 824 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "This work was fully conducted during the author's PhD studies at NTU.", + "bbox": [ + 220, + 824, + 715, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/33c966c7370513015af3f40b4fb9724ad5ee3a1c3eb79756934d4bb380b730ab.jpg", + "image_caption": [ + "Fig. 1: An FSOD method [32] is trained under two distinct conditions: full-training (generic) and 10-shots (few-shot) on COCO-novel dataset. (a-b) Generic detection with abundant training data leads to balanced classification and regression IoU scores, while the few-shot setting shows higher score misalignments. (c-d) The gap between classification scores and regression IoU scores widens notably in few-shot scenarios compared to generic object detection. Metric details can be found in [46]." + ], + "image_footnote": [], + "bbox": [ + 215, + 146, + 330, + 260 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/bdcb3865845878599ea5aa0e909378e8aa40b4bbec8fa0dc9f60c8c048909d31.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 357, + 146, + 477, + 260 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/d7b287f2c869f7548dce3a2e43927f37d53e12d97f7919f6afd9d76b4cf20a11.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 490, + 146, + 637, + 258 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/74168d78d9cc90ae254e4520f4a1b48ad17a740e95b9153985e0a004cff7655f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 638, + 146, + 784, + 258 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "have been combined with meta-learning or transfer-learning techniques to build FSOD models, as demonstrated in previous studies such as [1, 10, 15, 41, 49]. While these methods have achieved many promising results, object detection under few-shot settings remains challenging due to the difficulty in preventing over-fitting and improving the generalization capability of the model.", + "bbox": [ + 212, + 386, + 784, + 462 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Object detection is a multi-task learning problem involving two subtasks: classification for determining \"what class the object belongs to\" and localization for determining \"where the object is\". They have two distinct differences. The first is the conflicting translation and scale properties [16]. A properly trained classifier has features that are insensitive to the changes in object scale and position, as long as they belong to the same class, while localization relies on features that are responsive to the shifts in scale and position. The second is the conflicting backward task-gradients [3,31]. If the gradient norm of the classification loss with respect to the shared backbone parameters is much greater than that of the regression loss, then the training process would be dominated by the classification task, and vice versa. The discrepancy becomes more pronounced in few-shot settings as opposed to the generic detection problem (Fig. 1). Any bias toward either task would negatively affect the performance of FSOD. Nonetheless, most FSOD models utilize shared networks to carry out these two tasks, leading to an increased disparity between them. There are few studies utilizing task-specific models for FSOD in the current literature [27,32]. While strengthening individual tasks can indeed enhance overall performance in multi-task scenarios, multiple tasks with conflicting needs can hurt rather than facilitate the joint learning processes. Consequently, this could potentially result in lower performance compared to single-task learning [56].", + "bbox": [ + 212, + 462, + 787, + 763 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To bridge the dissonance between the two specific tasks in this paper, we propose an adaptive multi-task learning method for FSOD. To handle task conflicts, a novel precision-driven gradient balancer is introduced to dynamically harmonize the learning process with a double-head R-CNN model. This balancer, pre-trained on a few-shot dataset, exhibits the capability of adaptively", + "bbox": [ + 212, + 765, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "rescaling the backward gradients from the classification and localization heads. This adaptive rescaling not only proficiently alleviates the gradient conflicts but also substantially elevates the learning performance. Moreover, to enhance individual tasks, we devise a knowledge distillation and score refinement scheme (named KDSR) leveraging both image and text embeddings from a pre-trained CLIP [34]. During the training phase, CLIP is adapted as a teacher network to guide the learning of the classification head. During the inference phase, CLIP is further adapted to aggregate the detection scores. This scheme effectively inherits CLIP's powerful capabilities, particularly critical in data-scarce scenarios. In contrast to the previous method [19], which solely leverages CLIP's text encoder, KDSR aims to unleash the full potential of CLIP for FSOD by utilizing adapted image-text features. The experimental results demonstrate that the proposed method achieves state-of-the-art performance on benchmark datasets. The contributions of the proposed method are summarized as follows:", + "bbox": [ + 212, + 146, + 787, + 358 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- A precision-driven gradient balancer can effectively mitigate task disparities and elevate overall learning efficiency.", + "- A KDSR scheme can enhance individual-task performance through knowledge distillation during training, and score refinement during inference, both using adapted image-text features of CLIP.", + "- Experimental results demonstrate that the proposed method achieves state-of-the-art FSOD results across benchmark datasets." + ], + "bbox": [ + 225, + 373, + 782, + 479 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 512, + 387, + 527 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Few-shot Object Detection", + "text_level": 1, + "bbox": [ + 215, + 550, + 483, + 566 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Existing FSOD methods can be categorized into two types: meta-learning based methods and transfer-learning based methods. Most FSOD methods are based on meta-learning [10,15,49,53], which focuses on learning to learn task-level knowledge that can be generalized to novel classes. Nevertheless, the meta-learning based methods require a complicated training process that depends on carefully structured query-support episodes as inputs. Additionally, separate feedforward processes must be conducted for each object class. Consequently, these methods usually suffer from a huge computational burden. Transfer-learning based methods learn novel concepts via simple fine-tuning on top of a pre-trained base model, which is more straightforward and efficient [41,45,52]. For example, a regularized transfer learning framework is developed in [1] to leverage the knowledge of base classes for enhancing the detection performance of novel classes. The Multi-scale Positive Sample Refinement (MPSR) [45] scheme enriches the transfer-learning based Faster R-CNN model with multi-scale features. A two-stage fine-tuning approach (TFA) [41] outperforms all previous meta-learning approaches. However, none of the methods fully addresses the disparities between the classification and localization tasks in few-shot scenarios.", + "bbox": [ + 212, + 583, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adaptive Multi-task Learning for Few-shot Object Detection", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 Multi-task Learning", + "text_level": 1, + "bbox": [ + 215, + 146, + 426, + 161 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Multi-task learning [56] (MTL) leverages a joint model to concurrently address multiple predictive tasks. Joint training enables the extraction of shared concepts among related tasks, leading to the reduction of computation costs and the enhancement of data utilization efficiency. However, the negative transfer problem [24] arises when tasks have conflicting requirements. The conflict in learning dynamics can be detrimental, rather than beneficial, to the learning process. To mitigate this issue, three strategies can be considered: decoupling the models, addressing gradient modulation, and enhancing task-specific branches", + "bbox": [ + 212, + 172, + 785, + 294 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Decoupled Models with task-specific branches have been considered by MTL architectures to minimize the negative transfer [28, 57]. In generic object detection, task-specific modules can offer superior classification accuracy and localization precision. For instance, Chen et al. [46] develop a double-head Faster R-CNN, splitting the shared RCNN head into classification and localization branches. Song et al. [38] address spatial misalignment between the tasks through task-aware spatial disentanglement. Nonetheless, the prior methods overlook the challenges posed by few-shot scenarios characterized by limited available data. A few FSOD methods have addressed the issue of task separation. For instance, DMNet [27] leverages decoupled representation transformation to adaptively generate representations, although its performance falls short of state-of-the-art (SOTA) results. DeFRCN [32] achieves comparable outcomes by decoupling the region proposal network (RPN) from the region-based convolutional neural network (RCNN). Nonetheless, these approaches do not comprehensively explore the potential benefits of task-specific branches in FSOD.", + "bbox": [ + 212, + 295, + 787, + 521 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Gradient Modulation serves as another solution to address the issue of negative transfer [3]. The backpropagated gradients of different tasks exhibit conflicting directions or varying magnitudes. Conflicting gradients can result in imbalances or the dominance of certain tasks during the backpropagation toward the shared modules. To address this problem, several MTL methods have introduced gradient modulation techniques to merge them into a well-balanced joint gradient. For instance, gradient surgery is proposed in [51] to project task gradients onto the normal plane of the conflicting gradients. Nash Bargaining Solution is employed in [30] to treat the gradient combination as a cooperative bargaining game. Impartial multi-task learning method [23] utilizes a closed-form gradient balance method to mitigate task bias. However, existing MTL methods often emphasize gradient modulation via closed-form optimization techniques, disregarding the domain knowledge of task-specific data, and they have not been explored in FSOD. In FSOD, depending solely on static closed-form solutions may fall short in addressing the challenges posed by data scarcity.", + "bbox": [ + 212, + 522, + 787, + 748 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Enhanced Task-specific Branches can contribute to enhancing the overall performance of MTL. Two task-specific strategies can be considered: 1) Knowledge Distillation (KD) guides the learning of task-specific student networks with the knowledge of individual single-task teacher networks [11]. For some MTL applications, the distilled student networks can match or even outperform the single-task teachers [5, 37]. For FSOD, a backdoor adjustment-based KD", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/37fdef426651117425f93a130b73aaefad45a8cfda6a1aacfb8676327b4bf288.jpg", + "image_caption": [ + "Fig. 2: Workflow of the proposed method. a) During training, a novel precision-driven gradient balancer is introduced within a double-head RCNN to address negative transfer issues in the backward task gradients. Meanwhile, an adapted-CLIP-based knowledge distillation module is developed to enhance the classification branch. b) During inference, a detection score refinement module is constructed to further enhance the FSOD performance. Notation details are given in Sec.3." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 496, + 292 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/6ba2454e5f1dd36ff0828e9866e213bae6f753a8f46c7f220ec492f4092a4fde.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 143, + 774, + 295 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "method is introduced in [19] with the text encoder of CLIP [34] as a teacher network. Nevertheless, relying solely on a pre-trained text encoder has not fully exploited the potential of CLIP. 2) Refinement Strategy aims to enhance the precision and accuracy of specific tasks. A range of studies has introduced various refinement strategies. For example, Cheng et al. [4] demonstrate a decoupled classification refinement (DCR) network that utilizes hard false positive samples. Li et al. [20] devise a few-shot correction network to learn from false positive samples of novel classes. Nonetheless, in few-shot scenarios, it is challenging to collect enough false positive samples to train the correction network adequately. In [32], an offline prototypical calibration block (PCB) utilizing a robust classifier pre-trained on ImageNet [6] is proposed for classification refinement in FSOD. Although large-scale pre-trained models like CLIP have demonstrated promising results in some few-shot classification methods [39, 54], none of the FSOD methods has considered employing adapted image-text embeddings for precision refinement. This paper aims to unleash the full potential of CLIP for FSOD by employing a combination of knowledge distillation and refinement strategies.", + "bbox": [ + 212, + 420, + 787, + 662 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Methodology", + "text_level": 1, + "bbox": [ + 215, + 686, + 380, + 705 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Problem Formulation", + "text_level": 1, + "bbox": [ + 215, + 720, + 439, + 736 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Consistent with previous research on FSOD [1, 15, 41], transfer-learning based methods involve two training stages: base-training on a large dataset $D_{base}$ with abundant annotated instances, followed by fine-tuning on a novel support dataset $D_{novel}$ with very few annotated object instances. There are no overlap between the base classes $C_{base}$ in $D_{base}$ and the novel classes $C_{novel}$ in $D_{novel}$ , $C_{base} \\cap C_{novel} = \\emptyset$ . In $K$ -shot FSOD, exact $K$ instance annotations of each novel class", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adaptive Multi-task Learning for Few-shot Object Detection", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/a64c92bf49cbb203ba0dde078b4c21c6e036e109c34939fee9c753ef4f9e1fe0.jpg", + "table_caption": [ + "Table 1: Performance comparison of gradient modulation methods on the enhanced baseline. No KDSR or PCB is involved. More details in Sec.4.3" + ], + "table_footnote": [], + "table_body": "
MethodsmAP
Baseline (without PCB) [32]16.7
Enhanced Baseline (without PCB)17.4
Enhanced Baseline + PCGrad [51]9.8
Enhanced Baseline + CAGrad [22]17.9
Enhanced Baseline + GradVac [43]17.3
Enhanced Baseline + IMTLG [23]18.0
Enhanced Baseline + NashMTL [30]17.2
Ours (without KDSR)18.6
", + "bbox": [ + 344, + 184, + 656, + 276 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "are given in training. In inference, a query set $D_{query}$ with unseen objects of novel classes is used to evaluate the detection performance.", + "bbox": [ + 212, + 305, + 784, + 338 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Enhanced Baseline with Double-head R-CNN", + "text_level": 1, + "bbox": [ + 215, + 361, + 637, + 376 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The majority of existing FSOD methods [10,41,49] use Faster R-CNN [36] as the basis of their architectures. Compared to other detection architectures such as DETR [53], Faster R-CNN is known for its efficiency and robustness. DeFRCN [32], which is built upon Faster R-CNN and achieves SOTA detection results, serves as the baseline of our method. The typical training loss $L$ of Faster R-CNN is defined as", + "bbox": [ + 212, + 388, + 782, + 479 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\min L = L _ {r p n} + \\delta_ {1} L _ {r c n n} = L _ {r p n} + \\delta_ {1} \\left(L _ {c l s} + \\delta_ {2} L _ {r e g}\\right), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 330, + 492, + 784, + 508 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $L_{rpn}$ encapsulates the loss within the RPN, combining a bounding box regression loss and an objectness classification loss to iteratively refine the region proposals. $L_{rcnn}$ denotes the losses in RCNN consisting of the cross-entropy-based classification loss $L_{cls}$ and the smooth L1-based localization loss $L_{reg}$ [9]. The trade-off coefficients $\\delta_1$ and $\\delta_2$ are set to 1 in DeFRCN. Based on Eq.1, DeFRCN rescales the backward gradients of RPN and RCNN by constant rescaling coefficients $\\beta_{rpn}$ and $\\beta_{rcnn}$ , before propagating them back to the backbone parameters $\\theta_b$ :", + "bbox": [ + 212, + 518, + 782, + 638 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\theta_ {b} \\leftarrow \\theta_ {b} - \\mu \\left(\\beta_ {r p n} \\cdot \\frac {\\partial L _ {r p n}}{\\partial \\theta_ {b}} + \\beta_ {r c n n} \\cdot \\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}}\\right). \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 640, + 784, + 670 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The rescaling approach yields a remarkable boost in detection performance. However, akin to previous methods, DeFRCN utilizes one shared RCNN network with two linear output layers to jointly handle object classification and bounding box regression without considering the conflicting properties of the two tasks.", + "bbox": [ + 212, + 672, + 782, + 733 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To decouple classification from regression, we enhance the baseline with a double-head RCNN, dividing it into task-specific branches for classification and localization using Res5 residual blocks (see $\\mathrm{Res5}_{cls}$ and $\\mathrm{Res5}_{reg}$ in Fig. 2 (a)). The two Res5 branches have separate learning weights to acquire task-specific features, and the regression head is class-agnostic, ensuring complete separation. This straightforward enhancement leads to improved performance over the baseline, as shown in Tab. 1.", + "bbox": [ + 212, + 734, + 784, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Adaptively Learning with Multiple Tasks", + "text_level": 1, + "bbox": [ + 215, + 146, + 602, + 162 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Building upon the enhanced baseline, the proposed method addresses the conflicting requirements of the two tasks by rescaling the backward gradients of the two task-specific branches before forwarding them back to the backbone.", + "bbox": [ + 212, + 174, + 784, + 219 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}} = \\alpha_ {c l s} \\cdot \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\alpha_ {r e g} \\cdot \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}}. \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 229, + 785, + 258 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\alpha_{cls}$ and $\\alpha_{reg}$ represent the rescaling ratios of classification and regression gradients. We emphasize that $\\alpha_{cls}$ and $\\alpha_{reg}$ are applied to the backward gradients of the backbone, not to the task-specific branches. This is because the task-specific branches are entirely separate, eliminating any conflicts.", + "bbox": [ + 212, + 266, + 782, + 325 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The optimal trade-off between $\\alpha_{cls}$ and $\\alpha_{reg}$ is vital to the performance. As previously mentioned, MTL techniques can effectively alleviate disparities between the two specific tasks. To demonstrate this, we apply a group of SOTA gradient modulation methods to the proposed double-head RCNN model (see Tab. 1). These methods employ closed-form optimizations to determine $\\alpha_{cls}$ and $\\alpha_{reg}$ with the aim of achieving a balanced backward gradient. Only two of these methods [22, 23] can obtain an improvement compared with the enhanced baseline. Note that none of these gradient modulation methods are originally developed for FSOD. Directly applying these closed-form methods to FSOD would neglect its properties, e.g., the objective of detection and the few-shot setting. More particularly, they lack the adaptability to incorporate task-specific few-shot data into the learning. We propose a precision-driven gradient balancer to adaptively leverage the available few-shot data and address the challenges posed by the conflicted gradients.", + "bbox": [ + 212, + 327, + 784, + 537 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The performance of FSOD methods is commonly measured by the average precision $(AP)$ , which depends on both classification accuracy and localization precision. Instead of closed-form optimization, the proposed method defines an additional loss term of $AP$ as $L_{AP}$ . During the training process, $L_{AP}$ can be directly utilized with the other losses to guide the generation of $\\alpha_{cls}$ and $\\alpha_{reg}$ ,", + "bbox": [ + 212, + 539, + 784, + 614 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nL _ {A P} = A P _ {\\text {m a x}} - A P _ {\\text {p r e d}} = A P _ {\\text {m a x}} - \\Psi \\left(L _ {\\text {c l s}}, L _ {\\text {r e g}}\\right), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 338, + 626, + 784, + 642 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "in which a constant $AP_{max} = 100$ represents the maximum precision objective value, and $AP_{pred}$ represents the predicted $AP$ . $\\Psi$ is a simulated function of the classification and regression losses. $AP$ indicates the detection performance, which depends on a series of classification and regression measurements. These measurements include precision and recall curves based on True/False Positives/Negatives, intersection over union (IoU) thresholds, and detection confidence scores. Thus, it is infeasible to construct the exact $AP$ function in a few-shot setting for training. To solve this problem, we alternatively formulate $AP_{pred}$ as a function $\\Psi$ of the task losses (Eq.4). Then the backward gradient of $L_{AP}$ to the backbone parameters can be defined as:", + "bbox": [ + 212, + 652, + 787, + 803 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\frac {\\partial L _ {A P}}{\\partial \\theta_ {b}} = - \\left(\\frac {\\partial \\Psi}{\\partial L _ {c l s}} \\cdot \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\frac {\\partial \\Psi}{\\partial L _ {r e g}} \\cdot \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}}\\right). \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 814, + 784, + 844 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adaptive Multi-task Learning for Few-shot Object Detection", + "bbox": [ + 326, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "From this formulation, we note that the gradients $\\frac{\\partial \\Psi}{\\partial L_{cls}}$ and $\\frac{\\partial \\Psi}{\\partial L_{reg}}$ are independent of the backbone parameters $\\theta_b$ , such that we can construct a small network $\\tilde{\\Psi}$ to simulate $\\Psi$ . Data episodes $(L_{cls}, L_{reg}, AP)$ can be sampled by fine-tuning the proposed model on the novel support dataset $D_{novel}$ for several iterations, which can be utilized to train $\\tilde{\\Psi}$ . The network details can be found in Sec.4.3. Then the partial gradients of $L_{AP}$ in Eq.5 can be estimated by the gradients $\\frac{\\partial \\tilde{\\Psi}}{\\partial L_{cls}}$ and $\\frac{\\partial \\tilde{\\Psi}}{\\partial L_{reg}}$ . With the consideration of AP maximization, the backward gradients of the double-head RCNN toward the backbone can be reformulated as:", + "bbox": [ + 212, + 145, + 787, + 277 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}} = \\gamma_ {c l s} \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\gamma_ {r e g} \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}} + \\gamma_ {A P} \\frac {\\partial L _ {A P}}{\\partial \\theta_ {b}} = \\alpha_ {c l s} ^ {\\prime} \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\alpha_ {r e g} ^ {\\prime} \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}} \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 264, + 284, + 785, + 311 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "in which $\\gamma_{cls}$ , $\\gamma_{reg}$ and $\\gamma_{AP}$ are trade-off coefficients among different losses. The updated gradient scaling ratios $\\alpha_{cls}^{\\prime}$ and $\\alpha_{reg}^{\\prime}$ are defined as:", + "bbox": [ + 214, + 319, + 785, + 351 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\alpha_ {c l s} ^ {\\prime} = \\gamma_ {c l s} - \\gamma_ {A P} \\frac {\\partial \\tilde {\\Psi}}{\\partial L _ {c l s}}, \\alpha_ {r e g} ^ {\\prime} = \\gamma_ {r e g} - \\gamma_ {A P} \\frac {\\partial \\tilde {\\Psi}}{\\partial L _ {r e g}}. \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 344, + 362, + 785, + 391 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The proposed precision-driven gradient balancer, denoted as $\\alpha_{cls}^{\\prime}$ and $\\alpha_{reg}^{\\prime}$ , has the capacity to dynamically balance the conflicting task gradients and adjust them according to different conditions of the losses, which can largely improve the FSOD performance (Tab. 1).", + "bbox": [ + 214, + 400, + 787, + 460 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 Task-Specific Learning with Pre-Trained CLIP", + "text_level": 1, + "bbox": [ + 214, + 483, + 645, + 498 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Enhanced single-task learning can boost MTL performance. The proposed method aims to fully exploit CLIP's task-specific learning capabilities. While CLIP's robust capabilities have been applied to downstream tasks, fully harnessing its potential for FSOD remains underexplored. Two key modules are introduced based on CLIP: knowledge distillation and detection score refinement.", + "bbox": [ + 212, + 507, + 792, + 582 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Regarding knowledge distillation during the training process, CLIP serves as a teacher network $\\varPhi_{\\mathcal{T}}$ , while our proposed classification head takes on the role of a student network $\\varPhi_S$ (see Fig. 2 (a)). Given region proposals generated by RPN, the student network extracts ROI features from the backbone as $x_{S}$ , while the teacher network utilizes the CLIP image encoder to obtain $x_{\\mathcal{T}}$ . The predicted classification logits $P_{\\mathcal{T}}$ and $P_{S}$ are respectively defined as", + "bbox": [ + 212, + 583, + 787, + 674 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nP _ {S} = \\Phi_ {S} \\left(x _ {S}\\right), \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 251, + 686, + 784, + 700 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nP _ {\\mathcal {T}} = \\Phi_ {\\mathcal {T}} \\left(x _ {\\mathcal {T}}, f _ {s u p}, V _ {s u p}, E _ {s u p}\\right) = \\eta \\cdot \\varrho \\left(x _ {\\mathcal {T}} \\cdot f _ {s u p} ^ {T}\\right) V _ {s u p} + x _ {\\mathcal {T}} \\cdot E _ {s u p} ^ {T}. \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 251, + 705, + 784, + 724 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In Eq.9, $\\varPhi_{\\mathcal{T}}$ is constructed as a key-value cache model based on the support set $D_{\\text{novel}}$ . $f_{sup}$ represents the $(N + 1)$ -way- $K$ -shot support RoI features, which also denotes the cache keys. $V_{sup}$ is the one-hot vector generated from the support class labels in text. $E_{sup}$ is the embeddings generated by CLIP's text encoder on the support class's textual labels. The function $\\varrho(\\cdot)$ is an attention model to assess the similarity between $f_{sup}$ and $x_{\\mathcal{T}}$ , and $\\eta$ denotes the trade-off parameter between the two terms. The design of the teacher model draws inspiration from", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "[54] for few-shot classification. However, departure from the exclusive focus of [54] on foreground $N$ -way- $K$ -shot features, our teacher network also incorporates background shots as an additional class (the $(N + 1)^{th}$ class). This adjustment ensures better alignment between the teacher network's logits and those of the student network, facilitating knowledge distillation. The background $K$ shots are randomly cropped from the background regions of the support images, and these shots are then included in the support set.", + "bbox": [ + 212, + 146, + 782, + 252 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Knowledge distillation aims at transferring the \"dark knowledge\" from teacher to student. To boost the performance of the transfer, a decoupled KD loss $L_{\\mathrm{KD}}$ is formulated with target class knowledge distillation and non-target class knowledge distillation parts [58].", + "bbox": [ + 212, + 252, + 784, + 313 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\mathrm {K D}} = \\alpha_ {k} \\left(\\alpha_ {t} \\mathrm {K L} \\left(P _ {\\mathcal {T}} ^ {t a r} | | P _ {S} ^ {t a r}\\right) + \\alpha_ {n} \\mathrm {K L} \\left(P _ {\\mathcal {T}} ^ {n o n} | | P _ {S} ^ {n o n}\\right)\\right), \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 326, + 321, + 784, + 338 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where KL denotes to KL-Divergence. $P^{tar}$ represents the predicted logits for the target (ground-truth) class, while $P^{non}$ refers to the non-target classes. Through knowledge distillation, the proposed model gains a substantial boost in its classification ability by learning from CLIP's expertise.", + "bbox": [ + 212, + 347, + 782, + 407 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Regarding detection score refinement during inference, CLIP can be further utilized to obtain a more reliable detection score for the prediction (see Fig. 2 (b)). For a given query instance $q = (s,c,b)$ with predicted detection score $s$ , class label $c$ , and box coordinate $b$ , which are obtained from our FSOD model, the RoI feature $x_{q}$ is generated using CLIP's image encoder based on the predicted box. This $x_{q}$ is then adapted into the adapted query feature $f_{q} = \\varPhi_{T}(x_{q},f_{sup},V_{sup},E_{sup})$ , which benefits from cross-attention between the query and supports, and the adapted support features $f_{sup}$ are enhanced with self-attention. The cross and self-attention layers play a crucial role in adapting both query and support features with the image-text correlation, thereby improving the representation ability of the adapted features towards novel classes. $f_{sup}$ is further averaged along the $K$ shots to generate the support prototypes $\\bar{f}_{sup}$ . With the adapted features, the detection score can be updated with the cosine similarity between the adapted query and support features:", + "bbox": [ + 212, + 407, + 784, + 619 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\ns ^ {*} = \\omega \\cdot s + (1 - \\omega) \\frac {f _ {q} \\cdot \\bar {f} _ {\\sup _ {c}}}{\\| f _ {q} \\| \\| \\bar {f} _ {\\sup _ {c}} \\|}, \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 395, + 628, + 784, + 659 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\bar{f}_{sup_c}$ denotes the support prototype of the $c^{th}$ class, and $\\omega$ is a trade-off parameter. The refined detection scores leverage the discriminative capabilities of CLIP to mitigate false positives and enhance classification performance in few-shot scenarios.", + "bbox": [ + 212, + 667, + 782, + 728 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 753, + 375, + 771 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Datasets and Evaluation Settings", + "text_level": 1, + "bbox": [ + 215, + 784, + 534, + 800 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our evaluation primarily centers on the detection performance of novel classes, utilizing the FSOD evaluation protocol that is commonly employed in the SOTA", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adaptive Multi-task Learning for Few-shot Object Detection", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/e55792352597855a9f4c23cb0a71148d57c39bf1178dfbc807022cb615efc0ef.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 282, + 146, + 408, + 236 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/996201ed77b5f29b9aca9f53f8923da051337773e663f46743baca4d773c94e5.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 424, + 146, + 573, + 244 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/bfe6d7f451203b80b48cab224f3de10e730653437216dd79d2b2a477278243f8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 586, + 146, + 730, + 244 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/49427e2601aab369b5b1a3218ae949d73b98fcc11154e77a2cf74bf3015386d6.jpg", + "image_caption": [ + "Fig. 3: (a) The architecture of the simulation network. (b) The results of grid searching on COCO-10shot with a batch size of 8. (c)-(d) The gradient-ratio changing curves during the fine-tuning stage. (e)-(f) The gradient-ratio changing curves compared with other gradient balancers on COCO 10-shot." + ], + "image_footnote": [], + "bbox": [ + 269, + 247, + 416, + 345 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/a5c44dc5eb4342a8e4b915bd4df65b2e2646bd4bdc8a135162678c3fac7bbfdc.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 421, + 247, + 573, + 345 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/7631a34cc207e0615b405382e37485930f35003c4f35297bf43c8f42bdd2df53.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 586, + 247, + 730, + 345 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "methods [1,32,47,49]. To ensure fair comparisons, all experiments are conducted on the two widely-used FSOD benchmarks, MS COCO [21] and PASCAL VOC [7], with the same settings and data split as previous works [32, 41]. The MS COCO dataset, consisting of 80 different object categories, is a widely used benchmark for FSOD. 60 base classes are employed for base-training, and 20 novel classes are used for fine-tuning. The PASCAL VOC dataset consists of 20 object categories. The base-training and fine-tuning stages are performed on three different base/novel splits. Each split contains 15 base classes and 5 novel classes. Following the previous work, we use the mean of the average precision $(mAP)$ of the novel classes at varying intersections over union (IoU) thresholds (i.e., $mAP$ , $mAP_{50}$ , and $mAP_{75}$ ) as an evaluation metric for COCO (COCO style) and $mAP_{50}$ at a fixed IoU threshold of 0.5 as an evaluation metric for VOC (VOC style). All our reported results are an average of multiple runs.", + "bbox": [ + 212, + 444, + 787, + 642 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Implementation Details", + "text_level": 1, + "bbox": [ + 215, + 662, + 455, + 679 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The ResNet-101 architecture, pre-trained on the ImageNet dataset, is used as the backbone network in the proposed method. The SGD optimizer is used to train the network with a mini-batch size of 16, momentum of 0.9, and weight decay of $5\\mathrm{e}^{-5}$ . Following FSCE [40], we double the maximum number (from 256 to 512) of proposals kept after NMS in order to increase positive samples for training. To ensure a fair comparison with existing methods, the proposed method initializes the fine-tuning model with the pre-trained model weights obtained from the base-training of DeFRCN. Specifically, during fine-tuning, the proposed method initializes the model weights of the $\\mathrm{Res5}_{cls}$ and $\\mathrm{Res5}_{reg}$ blocks with the same values obtained from the pre-trained Res5 model weights of DeFRCN over the", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/a5604871f0598bbec4e96977f8eb20ab67f5db75266f029b2507bc6869566ee4.jpg", + "table_caption": [ + "Table 2: Results on the VOC dataset over 3 splits with 1-, 2-, 3-, 5-, and 10-shot settings. The evaluation is conducted based on the performance of $mAP_{50}$ in VOC style on novel classes. $\\star$ indicates the results are reproduced by us using codebase shared by the authors. $\\dagger$ indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined." + ], + "table_footnote": [], + "table_body": "
VOC SplitSplit 1Split 2Split 3
MethodVenueCategory123510123510123510
FRCN-ft-full [36] †NIPS15meta13.819.632.841.545.67.915.326.231.639.19.811.319.135.045.1
FSRW [15]ICCV19meta14.815.526.733.947.215.715.322.730.140.521.325.628.442.845.9
MetaDet [42] †ICCV19meta18.920.630.236.849.621.823.127.831.743.020.623.929.443.944.1
Meta R-CNN [49] †ICCV19meta19.925.535.045.751.510.419.429.634.845.414.318.227.541.248.1
CME [18]AAAI19meta41.547.550.458.260.927.230.241.442.546.834.339.645.148.351.5
TIP [17] †CVPR21meta27.736.543.350.259.622.730.133.840.946.921.730.638.144.550.9
MetaFasterRCNN [10] †AAAI22meta43.054.560.666.165.427.735.546.147.751.440.646.453.459.958.6
KFSOD [55]CVPR22meta44.6-54.460.965.837.8-43.148.150.434.8-44.152.753.9
Meta-DETR [53]PAMI22meta40.651.458.059.263.637.036.643.749.154.641.645.952.758.960.6
ICPE [26] †AAAI23meta54.359.562.465.766.233.540.148.751.752.550.953.155.360.660.1
LSTD [1]AAAI18transfer8.21.012.429.138.511.43.85.015.731.012.68.515.027.336.3
NP-RepMet [50]NIPS20transfer37.840.341.747.349.441.643.043.447.449.133.338.039.841.544.8
MPSR [45] †ECCV20transfer41.743.151.455.261.824.429.539.239.947.835.640.642.348.049.7
FSCE [40] †CVPR21transfer44.243.851.461.963.427.329.543.544.250.237.241.947.554.658.5
TFA w/cos [41] †CVPR21transfer39.836.144.755.756.023.526.934.135.139.130.834.842.849.549.8
SRR-FSD [59] †CVPR21transfer47.850.551.355.256.832.535.339.140.843.840.141.544.346.946.4
DeFRCN [32] * †ICCV21transfer55.157.461.164.661.532.140.547.952.947.548.951.952.555.759.0
CoCo-RCNN [29]†ECCV22transfer33.544.250.257.563.325.331.039.643.850.124.836.942.850.857.7
ModelCali [8]ECCV22transfer40.144.251.262.063.033.333.142.346.352.336.143.143.552.056.0
DMNet [27]TCyber23transfer34.750.754.058.862.531.328.241.846.252.738.640.043.448.948.9
D&R [19] †AAAI23transfer60.464.065.264.766.337.946.848.152.753.155.757.957.660.661.9
NVAE [48] †CVPR23transfer62.164.967.869.267.539.946.854.454.253.658.260.361.064.065.5
RISF [14] †CVIU24transfer67.270.571.574.273.947.652.357.358.360.459.459.059.162.463.9
Ours-transfer68.971.572.174.572.265.569.873.574.473.168.869.870.071.671.9
", + "bbox": [ + 233, + 226, + 767, + 478 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "base dataset. As for fine-tuning, the learning rate is set to 0.01 for most of the experiments. Specifically, similar to Meta-DETR [53], the learning rates for the 5-shot and 10-shot PASCAL VOC cases are reduced to 0.001 to achieve better convergence. Following the same settings as DeFRCN, the Res5cls block is frozen during fine-tuning, and the values of $\\beta_{rpn}$ and $\\beta_{rcnn}$ are set to 0 and 0.01, respectively. The positive fraction of random sampling in RPN is set to 0.5 for both the classification and localization tasks. CLIP utilizes the pre-trained ViT-L/14@336px model. The trade-off parameter $\\eta$ is set to 6 for COCO 1/2/3-shots and all VoC shots, and 1 for other COCO shots.", + "bbox": [ + 212, + 506, + 787, + 642 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 The Performance of Precision-Driven Gradient Balancer", + "text_level": 1, + "bbox": [ + 214, + 664, + 725, + 679 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A small network $\\tilde{\\Psi}$ (Fig. 3(a)) is built with an architecture of 4 linear layers and 3 Sigmoid activation layers in between. The input dimension of the network is 2 representing the two task losses, the output dimension is 1 denoting the AP value, and the dimension of the hidden layers is 8. Regarding the data episode collection, the proposed model is fine-tuned on the novel dataset $D_{novel}$ for 200 iterations. Data episodes containing loss and average precision values are sampled every 10 iterations. In each iteration, RPN generates 200 proposals, creating a data episode for each. Sampling 20 iterations yields around 4k samples. The network undergoes training using normalized data episodes for 1000 iterations, employing a learning rate of $1e^{-3}$ , the AdamW optimizer [25], and a batch size of", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adaptive Multi-task Learning for Few-shot Object Detection", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/c29ee2853d97f4f91f810d060ad527fa513f93bdf5c3d71774857ce4650a7ba6.jpg", + "table_caption": [ + "Table 3: Results on COCO for novel classes in 1-, 2-, 3-,5-, 10- and 30-shot settings. The evaluation is based on $mAP$ , $mAP_{50}$ and $mAP_{75}$ in COCO style over multiple runs. $\\star$ indicates the results are reproduced by us using the codebase shared by the authors. $\\dagger$ indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined." + ], + "table_footnote": [], + "table_body": "
COCO Shot12351030
MethodVenueCategoryBackbone\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP}_{50} \\)\\( {mAP}_{75} \\)\\( {mAP} \\)\\( {mAP}_{50} \\)\\( {mAP}_{75} \\)
FRCN-ft-full [36] †NIPS15metaZFnet1.73.13.74.65.510.05.57.413.17.4
FSRW [15]ICCV19metaDarkNet-19----5.612.34.69.119.07.6
MetaDet [42] †ICCV19metaResNet-101----7.114.66.111.321.78.1
Meta R-CNN [49] †ICCV19metaResNet-101----8.719.16.68.719.16.6
CME [18]AAAI19meta-----15.124.616.416.928.017.8
DCNet [12] ‡§CVPR21metaResNet-101----12.823.411.218.632.617.5
TIP [17] †CVPR21metaResNet-101----16.333.214.118.335.916.9
DAAN [2] †TMM21metaResNet-50----18.6-17.221.6-20.3
MetaFasterRCNN [10] †AAAI22metaResNet-1015.17.6--12.725.710.816.631.815.8
FsDetView [47] †PAMI22metaResNet-184.56.67.210.712.527.39.814.730.612.2
Meta-DETR [53]PAMI22metaResNet-1017.513.515.415.419.030.519.722.235.022.8
MPSR [45] † ▪ECCV20transferResNet-1015.16.77.4-9.817.99.714.125.414.2
TFA w/cos [41] †CVPR21transferResNet-1011.93.95.17.09.117.18.812.122.012.0
SRR-FSD [59] †CVPR21transferResNet-101----11.323.09.814.729.213.5
DeRFCN [32] * †ICCV21transferResNet-1019.713.114.515.618.433.817.322.639.722.9
CoCo-RCNN [29]†ECCV22transferResNet-1015.2---16.426.516.519.232.921.0
DMNet [19]TCyber23transferResNet-101----10.217.810.517.029.517.4
D&r [19] †AAAI23transferResNet-1018.312.714.316.418.7--21.8--
ICPE [26] †AAAI23transferResNet-101----19.327.918.023.132.919.2
NVAE [48] †CVPR23transferResNet-1019.513.714.315.918.7--22.5--
RISF [14]CVIU24transferResNet-10111.715.918.220.321.939.9-24.443.2-
Ours-transferResNet-10112.816.917.519.522.740.022.325.243.325.3
", + "bbox": [ + 233, + 226, + 767, + 460 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/e97785e9318f9be3710b06169b61ef509236b88d5362a6e746111ef9a7eecf76.jpg", + "table_caption": [ + "Table 4: The cross-domain FSOD performance on base-training with COCO base classes and fine-tuning on VOC novel classes." + ], + "table_footnote": [], + "table_body": "
MethodFRCN-ft-full [36]FSRW [15]MetaDet [42]MetaRCNN [49]MPSR [45]DeFRCN [32]Ours
mAP31.232.333.937.442.341.042.5
", + "bbox": [ + 245, + 518, + 754, + 547 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "8. The loss function employed is Mean Squared Error (MSE), which quantifies the difference between the sampled and predicted AP values. For the VOC dataset, $mAP_{50}$ is utilized as the AP targets.", + "bbox": [ + 212, + 580, + 785, + 626 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tab. 1 shows a comparison between the SOTA MTL gradient modulation methods and the proposed precision-driven gradient balancer. All the models are finetuned on the COCO dataset in 10-shot with a batch size of 16. Through adaptively rescaling the backward gradients, the proposed balancer with the double-head RCNN boosts the average precision of FSOD by $11.3\\%$ compared with the baseline. In addition, during the fine-tuning, the proposed precision-driven gradient balancer can adaptively generate different ratios for different few-shot conditions (Fig. 3(c-d)). As an additional validation measure for the gradient balancer's performance, we conducted manual tuning of the gradient ratios via grid-searching (Fig. 3(b)). Surprisingly, the optimal ratios determined via grid-searching $(\\alpha_{cls}^{\\prime} = 0.1, \\alpha_{reg}^{\\prime} = 1.0)$ closely resemble the choices made by the precision-driven gradient balancer (Fig. 3(e)-(f)). In contrast to grid-searching, which employs time-consuming brute-force searching, the gradient balancer provides a more time-efficient and parameter-efficient solution.", + "bbox": [ + 212, + 628, + 787, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/b3b8a9d7ed7e8566fe789903d776dee4fc294a989486f8d06128d8956a637618.jpg", + "table_caption": [ + "Table 5: The ablation studies on COCO-10shot. $\\diamond$ and $\\star$ indicate the baseline and the enhanced baseline respectively." + ], + "table_footnote": [], + "table_body": "
Adaptive Multi-task LearningEnhanced Task-specific LearningmAP
Double-head RCNNPrecision-driven Gradient BalancerKnowledge DistillationScore Refinement
----16.70
---PCB18.50
---✓19.6
✓---17.40
✓✓--18.4
✓✓✓-18.6
✓✓✓PCB19.8
✓✓✓✓22.7
", + "bbox": [ + 272, + 184, + 730, + 282 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/59f6735e24fb5b8a3219198f319b300949a73c846c308a760f30bd2d9bf91e5d.jpg", + "table_caption": [ + "Table 6: Comparison of training and inference efficiency between the baseline method and our method using 4 RTX-6000 GPUs with a batch size of 4 per GPU." + ], + "table_footnote": [], + "table_body": "
MethodsTrain (s/iter)Inference (s/img)Params (M)\\( mAP_{coco} \\)
DeFRCN[32]0.70.352.118.5
Ours2.20.467.122.7
", + "bbox": [ + 359, + 335, + 645, + 377 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.4 Comparison with State-of-the-Arts", + "text_level": 1, + "bbox": [ + 215, + 405, + 549, + 420 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The few-shot detection results on the PASCAL VOC dataset for all splits can be found in Tab. 2. Compared to the SOTA methods, our method achieves better or comparable results on novel classes. Compared with the second best, an improvement of $12.5\\%$ is observed in terms of the mean $mAP_{50}$ across all configurations. Our method achieves more balanced precision scores on different VoC splits due to the adaptively learned gradient balancer and the KDSR scheme.", + "bbox": [ + 212, + 429, + 785, + 520 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 3 shows the few-shot detection results for novel classes on the COCO datasets. Our method achieves either the highest or second-highest performance when compared to existing FSOD methods across all shots. The proposed method achieves an improvement of $3.7\\%$ over the second-best method in terms of $mAP$ on COCO 10-shot. The proposed precision-driven gradient balancer, along with the KDSR scheme, has the capability to enhance performance in FSOD tasks. Compared to other methods, the proposed method retains the simplicity of the transfer-learning architecture while achieving outstanding performance under the more stringent $mAP_{75}$ metric.", + "bbox": [ + 212, + 521, + 785, + 656 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "To evaluate the domain adaption ability of our method, the cross-dataset experiments are conducted following [32,45]. The results are presented in Tab. 4. The superior performance achieved by the proposed method indicates its strong generalization ability in few-shot cross-domain scenarios.", + "bbox": [ + 212, + 657, + 785, + 717 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Ablation Studies & Parameter Analysis", + "text_level": 1, + "bbox": [ + 215, + 739, + 588, + 755 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The ablation study on our method is presented in Tab. 5. Unless otherwise specified, all experiments are performed on the COCO and VOC-split1 datasets in 10-shot with a batch size of 16. By gradually adding the proposed modules, the proposed method achieves increasing performance. The knowledge distillation module leads to a $1.1\\%$ improvement in the term of mAP via the learning from", + "bbox": [ + 212, + 763, + 785, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adaptive Multi-task Learning for Few-shot Object Detection", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/9bd0e32c360c813d154df664e4e2365f9b50e957e8b409c0b0c69a9c5b3cd1e4.jpg", + "table_caption": [ + "Table 7: The parameter analysis of $\\gamma_{cls}$ and $\\gamma_{reg}$ for gradient balancer, and $\\alpha_{k}$ for knowledge distillation." + ], + "table_footnote": [], + "table_body": "
αk00.050.10.2
COCO (mAP)18.418.518.618.4
γcls & γreg00.050.10.51
COCO (mAP)---0.518.4
VOC (mAP50)62.863.861.463.162.2
", + "bbox": [ + 243, + 200, + 447, + 270 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/c306cf6e8963ef82a466ef7f6c8ae5668a818e400e52f48d6db80fc8b9f75857.jpg", + "table_caption": [ + "Table 8: The parameter analysis of $\\omega$ for score refinement." + ], + "table_footnote": [], + "table_body": "
ωno-refine0.20.40.60.8
COCO (mAP)18.5021.422.022.721.8
ωno-refine0.020.040.060.08
VOC (mAP50)58.171.471.671.871.2
", + "bbox": [ + 531, + 185, + 785, + 251 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/7222372bdd8a14bd66fea444d7b829555668fe4810719c163462da299ce1f01b.jpg", + "image_caption": [ + "Fig. 4: Detection results visualization comparing the proposed method and baseline. Best viewed with zoom for optimal clarity." + ], + "image_footnote": [], + "bbox": [ + 243, + 280, + 756, + 372 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "the teacher network. With the score refinement module, the detection performance is increased by 4.1 in $mAP$ . Due to the plug-and-play nature of the score refinement module, we incorporated it into the baseline method, resulting in a $5.9\\%$ performance boost for the baseline compared to PCB. The comparisons regarding training and inference efficiency have been depicted in Tab. 6.", + "bbox": [ + 212, + 438, + 784, + 513 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The parameter analysis of $\\gamma_{cls}$ and $\\gamma_{reg}$ is given in Tab. 7. For the COCO dataset, employing too small values for $\\gamma_{cls}$ and $\\gamma_{reg}$ can lead to gradient vanishing, primarily influenced by the scale of the simulated gradients $\\frac{\\partial\\tilde{\\Psi}}{\\partial L_{cls}}$ and $\\frac{\\partial\\tilde{\\Psi}}{\\partial L_{reg}}$ . Therefore, we set $\\gamma_{cls} = \\gamma_{reg} = 1.0$ for COCO. In the case of VOC, $\\gamma_{cls}$ and $\\gamma_{reg}$ are set to 0.05. The analysis of $\\alpha_{k}$ is given in Tab. 8. For KD, the scaling ratio of the KD loss $\\alpha_{k}$ is set to 0.1. $\\alpha_{t}$ and $\\alpha_{n}$ are set as 0.1 and 0.8. Moreover, the parameter analysis on the trade-off $\\omega$ for score refinement can be found in Tab. 7. We further illustrate the detection results of both the proposed method and the baseline in Figure 4. Our method demonstrates superior IoU scores in terms of localization and higher detection scores in terms of classification.", + "bbox": [ + 212, + 513, + 787, + 670 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 689, + 359, + 705 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This study proposes an adaptive multi-task learning method for few-shot object detection. The method constructs a novel precision-driven gradient balancer to mitigate task discrepancies in multi-task learning, allowing for adaptive adjustment of backward gradient ratios to achieve a balanced joint updating direction. Additionally, we introduce a CLIP-based knowledge distillation and score refinement scheme to enhance task-specific learning and further boost the performance of multi-task learning. Experimental results demonstrate that our method surpasses leading few-shot object detection methods on benchmark datasets.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research is supported by the National Research Foundation, Singapore under its Strategic Capability Research Centres Funding Initiative. 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Proceedings of the IEEE (2023)", + "bbox": [ + 215, + 146, + 784, + 176 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Y.Ren et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Adaptive Multi-task Learning for Few-shot Object Detection/f95281e7-10f1-4bae-a22a-6436483d4e65_model.json b/2024/Adaptive Multi-task Learning for Few-shot Object Detection/f95281e7-10f1-4bae-a22a-6436483d4e65_model.json new file mode 100644 index 0000000000000000000000000000000000000000..7c48022f70a3f899d7768bcd56607d6016a82200 --- /dev/null +++ b/2024/Adaptive Multi-task Learning for Few-shot Object Detection/f95281e7-10f1-4bae-a22a-6436483d4e65_model.json @@ -0,0 +1,2458 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.313, + 0.141, + 0.692, + 0.187 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "text", + "bbox": [ + 0.281, + 0.212, + 0.723, + 0.229 + ], + "angle": 0, + "content": "Yan Ren\\(^{1*}\\), Yanling Li\\(^{1,2*,\\dagger}\\), and Adams Wai-Kin Kong\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.337, + 0.24, + 0.667, + 0.255 + ], + "angle": 0, + "content": "1 Nanyang Technological University, Singapore," + }, + { + "type": "text", + "bbox": [ + 0.335, + 0.255, + 0.668, + 0.267 + ], + "angle": 0, + "content": "2 The Second Research Institute of CAAC, China" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.309, + 0.744, + 0.545 + ], + "angle": 0, + "content": "Abstract. The majority of few-shot object detection methods use a shared feature map for both classification and localization, despite the conflicting requirements of these two tasks. Localization needs scale and positional sensitive features, whereas classification requires features that are robust to scale and positional variations. Although few methods have recognized this challenge and attempted to address it, they may not provide a comprehensive resolution to the issue. To overcome the contradictory preferences between classification and localization in few-shot object detection, an adaptive multi-task learning method, featuring a novel precision-driven gradient balancer, is proposed. This balancer effectively mitigates the conflicts by dynamically adjusting the backward gradient ratios for both tasks. Furthermore, a knowledge distillation and classification refinement scheme based on CLIP is introduced, aiming to enhance individual tasks by leveraging the capabilities of large vision-language models. Experimental results of the proposed method consistently show improvements over strong few-shot detection baselines on benchmark datasets. https://github.com/RY-Paper/MTL-FSOD" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.559, + 0.681, + 0.573 + ], + "angle": 0, + "content": "Keywords: Few-shot Object Detection \\(\\cdot\\) Multi-task Learning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.601, + 0.377, + 0.617 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.634, + 0.788, + 0.802 + ], + "angle": 0, + "content": "Rapid advancement of deep learning techniques has led to significant improvements in object detection [60]. However, it requires great effort to prepare densely annotated data for learning, such as refined object bounding boxes and their corresponding classification labels. In some data-scarce scenarios such as medical landmark detection [33] and animal species recognition [44], it is very difficult to collect adequate data. In response to these problems, few-shot object detection (FSOD) [1, 13, 15] has attracted growing research interest in recent years. FSOD aims to detect novel objects by generalizing knowledge learned from base (seen) classes to novel (unseen) classes, with sufficient training samples in the former and limited training samples in the latter. Several popular object detection frameworks, including Faster R-CNN [36], YOLO [35], and DETR [53]," + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.811, + 0.549, + 0.825 + ], + "angle": 0, + "content": "* These authors contributed equally to this work" + }, + { + "type": "page_footnote", + "bbox": [ + 0.222, + 0.825, + 0.717, + 0.84 + ], + "angle": 0, + "content": "This work was fully conducted during the author's PhD studies at NTU." + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.811, + 0.717, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.127 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.147, + 0.331, + 0.261 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.359, + 0.147, + 0.478, + 0.261 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.491, + 0.147, + 0.638, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.64, + 0.147, + 0.785, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.272, + 0.788, + 0.357 + ], + "angle": 0, + "content": "Fig. 1: An FSOD method [32] is trained under two distinct conditions: full-training (generic) and 10-shots (few-shot) on COCO-novel dataset. (a-b) Generic detection with abundant training data leads to balanced classification and regression IoU scores, while the few-shot setting shows higher score misalignments. (c-d) The gap between classification scores and regression IoU scores widens notably in few-shot scenarios compared to generic object detection. Metric details can be found in [46]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.387, + 0.785, + 0.463 + ], + "angle": 0, + "content": "have been combined with meta-learning or transfer-learning techniques to build FSOD models, as demonstrated in previous studies such as [1, 10, 15, 41, 49]. While these methods have achieved many promising results, object detection under few-shot settings remains challenging due to the difficulty in preventing over-fitting and improving the generalization capability of the model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Object detection is a multi-task learning problem involving two subtasks: classification for determining \"what class the object belongs to\" and localization for determining \"where the object is\". They have two distinct differences. The first is the conflicting translation and scale properties [16]. A properly trained classifier has features that are insensitive to the changes in object scale and position, as long as they belong to the same class, while localization relies on features that are responsive to the shifts in scale and position. The second is the conflicting backward task-gradients [3,31]. If the gradient norm of the classification loss with respect to the shared backbone parameters is much greater than that of the regression loss, then the training process would be dominated by the classification task, and vice versa. The discrepancy becomes more pronounced in few-shot settings as opposed to the generic detection problem (Fig. 1). Any bias toward either task would negatively affect the performance of FSOD. Nonetheless, most FSOD models utilize shared networks to carry out these two tasks, leading to an increased disparity between them. There are few studies utilizing task-specific models for FSOD in the current literature [27,32]. While strengthening individual tasks can indeed enhance overall performance in multi-task scenarios, multiple tasks with conflicting needs can hurt rather than facilitate the joint learning processes. Consequently, this could potentially result in lower performance compared to single-task learning [56]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.842 + ], + "angle": 0, + "content": "To bridge the dissonance between the two specific tasks in this paper, we propose an adaptive multi-task learning method for FSOD. To handle task conflicts, a novel precision-driven gradient balancer is introduced to dynamically harmonize the learning process with a double-head R-CNN model. This balancer, pre-trained on a few-shot dataset, exhibits the capability of adaptively" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.359 + ], + "angle": 0, + "content": "rescaling the backward gradients from the classification and localization heads. This adaptive rescaling not only proficiently alleviates the gradient conflicts but also substantially elevates the learning performance. Moreover, to enhance individual tasks, we devise a knowledge distillation and score refinement scheme (named KDSR) leveraging both image and text embeddings from a pre-trained CLIP [34]. During the training phase, CLIP is adapted as a teacher network to guide the learning of the classification head. During the inference phase, CLIP is further adapted to aggregate the detection scores. This scheme effectively inherits CLIP's powerful capabilities, particularly critical in data-scarce scenarios. In contrast to the previous method [19], which solely leverages CLIP's text encoder, KDSR aims to unleash the full potential of CLIP for FSOD by utilizing adapted image-text features. The experimental results demonstrate that the proposed method achieves state-of-the-art performance on benchmark datasets. The contributions of the proposed method are summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.374, + 0.784, + 0.402 + ], + "angle": 0, + "content": "- A precision-driven gradient balancer can effectively mitigate task disparities and elevate overall learning efficiency." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.405, + 0.784, + 0.449 + ], + "angle": 0, + "content": "- A KDSR scheme can enhance individual-task performance through knowledge distillation during training, and score refinement during inference, both using adapted image-text features of CLIP." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.452, + 0.784, + 0.48 + ], + "angle": 0, + "content": "- Experimental results demonstrate that the proposed method achieves state-of-the-art FSOD results across benchmark datasets." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.374, + 0.784, + 0.48 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.513, + 0.388, + 0.529 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.551, + 0.484, + 0.567 + ], + "angle": 0, + "content": "2.1 Few-shot Object Detection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Existing FSOD methods can be categorized into two types: meta-learning based methods and transfer-learning based methods. Most FSOD methods are based on meta-learning [10,15,49,53], which focuses on learning to learn task-level knowledge that can be generalized to novel classes. Nevertheless, the meta-learning based methods require a complicated training process that depends on carefully structured query-support episodes as inputs. Additionally, separate feedforward processes must be conducted for each object class. Consequently, these methods usually suffer from a huge computational burden. Transfer-learning based methods learn novel concepts via simple fine-tuning on top of a pre-trained base model, which is more straightforward and efficient [41,45,52]. For example, a regularized transfer learning framework is developed in [1] to leverage the knowledge of base classes for enhancing the detection performance of novel classes. The Multi-scale Positive Sample Refinement (MPSR) [45] scheme enriches the transfer-learning based Faster R-CNN model with multi-scale features. A two-stage fine-tuning approach (TFA) [41] outperforms all previous meta-learning approaches. However, none of the methods fully addresses the disparities between the classification and localization tasks in few-shot scenarios." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.127 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.428, + 0.162 + ], + "angle": 0, + "content": "2.2 Multi-task Learning" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.787, + 0.295 + ], + "angle": 0, + "content": "Multi-task learning [56] (MTL) leverages a joint model to concurrently address multiple predictive tasks. Joint training enables the extraction of shared concepts among related tasks, leading to the reduction of computation costs and the enhancement of data utilization efficiency. However, the negative transfer problem [24] arises when tasks have conflicting requirements. The conflict in learning dynamics can be detrimental, rather than beneficial, to the learning process. To mitigate this issue, three strategies can be considered: decoupling the models, addressing gradient modulation, and enhancing task-specific branches" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.296, + 0.789, + 0.522 + ], + "angle": 0, + "content": "Decoupled Models with task-specific branches have been considered by MTL architectures to minimize the negative transfer [28, 57]. In generic object detection, task-specific modules can offer superior classification accuracy and localization precision. For instance, Chen et al. [46] develop a double-head Faster R-CNN, splitting the shared RCNN head into classification and localization branches. Song et al. [38] address spatial misalignment between the tasks through task-aware spatial disentanglement. Nonetheless, the prior methods overlook the challenges posed by few-shot scenarios characterized by limited available data. A few FSOD methods have addressed the issue of task separation. For instance, DMNet [27] leverages decoupled representation transformation to adaptively generate representations, although its performance falls short of state-of-the-art (SOTA) results. DeFRCN [32] achieves comparable outcomes by decoupling the region proposal network (RPN) from the region-based convolutional neural network (RCNN). Nonetheless, these approaches do not comprehensively explore the potential benefits of task-specific branches in FSOD." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.789, + 0.749 + ], + "angle": 0, + "content": "Gradient Modulation serves as another solution to address the issue of negative transfer [3]. The backpropagated gradients of different tasks exhibit conflicting directions or varying magnitudes. Conflicting gradients can result in imbalances or the dominance of certain tasks during the backpropagation toward the shared modules. To address this problem, several MTL methods have introduced gradient modulation techniques to merge them into a well-balanced joint gradient. For instance, gradient surgery is proposed in [51] to project task gradients onto the normal plane of the conflicting gradients. Nash Bargaining Solution is employed in [30] to treat the gradient combination as a cooperative bargaining game. Impartial multi-task learning method [23] utilizes a closed-form gradient balance method to mitigate task bias. However, existing MTL methods often emphasize gradient modulation via closed-form optimization techniques, disregarding the domain knowledge of task-specific data, and they have not been explored in FSOD. In FSOD, depending solely on static closed-form solutions may fall short in addressing the challenges posed by data scarcity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Enhanced Task-specific Branches can contribute to enhancing the overall performance of MTL. Two task-specific strategies can be considered: 1) Knowledge Distillation (KD) guides the learning of task-specific student networks with the knowledge of individual single-task teacher networks [11]. For some MTL applications, the distilled student networks can match or even outperform the single-task teachers [5, 37]. For FSOD, a backdoor adjustment-based KD" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.498, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.145, + 0.776, + 0.296 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.306, + 0.788, + 0.39 + ], + "angle": 0, + "content": "Fig. 2: Workflow of the proposed method. a) During training, a novel precision-driven gradient balancer is introduced within a double-head RCNN to address negative transfer issues in the backward task gradients. Meanwhile, an adapted-CLIP-based knowledge distillation module is developed to enhance the classification branch. b) During inference, a detection score refinement module is constructed to further enhance the FSOD performance. Notation details are given in Sec.3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.421, + 0.789, + 0.664 + ], + "angle": 0, + "content": "method is introduced in [19] with the text encoder of CLIP [34] as a teacher network. Nevertheless, relying solely on a pre-trained text encoder has not fully exploited the potential of CLIP. 2) Refinement Strategy aims to enhance the precision and accuracy of specific tasks. A range of studies has introduced various refinement strategies. For example, Cheng et al. [4] demonstrate a decoupled classification refinement (DCR) network that utilizes hard false positive samples. Li et al. [20] devise a few-shot correction network to learn from false positive samples of novel classes. Nonetheless, in few-shot scenarios, it is challenging to collect enough false positive samples to train the correction network adequately. In [32], an offline prototypical calibration block (PCB) utilizing a robust classifier pre-trained on ImageNet [6] is proposed for classification refinement in FSOD. Although large-scale pre-trained models like CLIP have demonstrated promising results in some few-shot classification methods [39, 54], none of the FSOD methods has considered employing adapted image-text embeddings for precision refinement. This paper aims to unleash the full potential of CLIP for FSOD by employing a combination of knowledge distillation and refinement strategies." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.688, + 0.381, + 0.706 + ], + "angle": 0, + "content": "3 Methodology" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.722, + 0.44, + 0.737 + ], + "angle": 0, + "content": "3.1 Problem Formulation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Consistent with previous research on FSOD [1, 15, 41], transfer-learning based methods involve two training stages: base-training on a large dataset \\( D_{base} \\) with abundant annotated instances, followed by fine-tuning on a novel support dataset \\( D_{novel} \\) with very few annotated object instances. There are no overlap between the base classes \\( C_{base} \\) in \\( D_{base} \\) and the novel classes \\( C_{novel} \\) in \\( D_{novel} \\), \\( C_{base} \\cap C_{novel} = \\emptyset \\). In \\( K \\)-shot FSOD, exact \\( K \\) instance annotations of each novel class" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.173 + ], + "angle": 0, + "content": "Table 1: Performance comparison of gradient modulation methods on the enhanced baseline. No KDSR or PCB is involved. More details in Sec.4.3" + }, + { + "type": "table", + "bbox": [ + 0.345, + 0.185, + 0.658, + 0.277 + ], + "angle": 0, + "content": "
MethodsmAP
Baseline (without PCB) [32]16.7
Enhanced Baseline (without PCB)17.4
Enhanced Baseline + PCGrad [51]9.8
Enhanced Baseline + CAGrad [22]17.9
Enhanced Baseline + GradVac [43]17.3
Enhanced Baseline + IMTLG [23]18.0
Enhanced Baseline + NashMTL [30]17.2
Ours (without KDSR)18.6
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.306, + 0.785, + 0.339 + ], + "angle": 0, + "content": "are given in training. In inference, a query set \\( D_{query} \\) with unseen objects of novel classes is used to evaluate the detection performance." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.362, + 0.638, + 0.377 + ], + "angle": 0, + "content": "3.2 Enhanced Baseline with Double-head R-CNN" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.39, + 0.784, + 0.48 + ], + "angle": 0, + "content": "The majority of existing FSOD methods [10,41,49] use Faster R-CNN [36] as the basis of their architectures. Compared to other detection architectures such as DETR [53], Faster R-CNN is known for its efficiency and robustness. DeFRCN [32], which is built upon Faster R-CNN and achieves SOTA detection results, serves as the baseline of our method. The typical training loss \\( L \\) of Faster R-CNN is defined as" + }, + { + "type": "equation", + "bbox": [ + 0.331, + 0.493, + 0.785, + 0.509 + ], + "angle": 0, + "content": "\\[\n\\min L = L _ {r p n} + \\delta_ {1} L _ {r c n n} = L _ {r p n} + \\delta_ {1} \\left(L _ {c l s} + \\delta_ {2} L _ {r e g}\\right), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.52, + 0.784, + 0.639 + ], + "angle": 0, + "content": "where \\( L_{rpn} \\) encapsulates the loss within the RPN, combining a bounding box regression loss and an objectness classification loss to iteratively refine the region proposals. \\( L_{rcnn} \\) denotes the losses in RCNN consisting of the cross-entropy-based classification loss \\( L_{cls} \\) and the smooth L1-based localization loss \\( L_{reg} \\) [9]. The trade-off coefficients \\( \\delta_1 \\) and \\( \\delta_2 \\) are set to 1 in DeFRCN. Based on Eq.1, DeFRCN rescales the backward gradients of RPN and RCNN by constant rescaling coefficients \\( \\beta_{rpn} \\) and \\( \\beta_{rcnn} \\), before propagating them back to the backbone parameters \\( \\theta_b \\):" + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.641, + 0.785, + 0.671 + ], + "angle": 0, + "content": "\\[\n\\theta_ {b} \\leftarrow \\theta_ {b} - \\mu \\left(\\beta_ {r p n} \\cdot \\frac {\\partial L _ {r p n}}{\\partial \\theta_ {b}} + \\beta_ {r c n n} \\cdot \\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}}\\right). \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.784, + 0.734 + ], + "angle": 0, + "content": "The rescaling approach yields a remarkable boost in detection performance. However, akin to previous methods, DeFRCN utilizes one shared RCNN network with two linear output layers to jointly handle object classification and bounding box regression without considering the conflicting properties of the two tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.785, + 0.84 + ], + "angle": 0, + "content": "To decouple classification from regression, we enhance the baseline with a double-head RCNN, dividing it into task-specific branches for classification and localization using Res5 residual blocks (see \\(\\mathrm{Res5}_{cls}\\) and \\(\\mathrm{Res5}_{reg}\\) in Fig. 2 (a)). The two Res5 branches have separate learning weights to acquire task-specific features, and the regression head is class-agnostic, ensuring complete separation. This straightforward enhancement leads to improved performance over the baseline, as shown in Tab. 1." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.603, + 0.163 + ], + "angle": 0, + "content": "3.3 Adaptively Learning with Multiple Tasks" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.785, + 0.22 + ], + "angle": 0, + "content": "Building upon the enhanced baseline, the proposed method addresses the conflicting requirements of the two tasks by rescaling the backward gradients of the two task-specific branches before forwarding them back to the backbone." + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.23, + 0.786, + 0.259 + ], + "angle": 0, + "content": "\\[\n\\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}} = \\alpha_ {c l s} \\cdot \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\alpha_ {r e g} \\cdot \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}}. \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.267, + 0.784, + 0.327 + ], + "angle": 0, + "content": "where \\(\\alpha_{cls}\\) and \\(\\alpha_{reg}\\) represent the rescaling ratios of classification and regression gradients. We emphasize that \\(\\alpha_{cls}\\) and \\(\\alpha_{reg}\\) are applied to the backward gradients of the backbone, not to the task-specific branches. This is because the task-specific branches are entirely separate, eliminating any conflicts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.785, + 0.538 + ], + "angle": 0, + "content": "The optimal trade-off between \\(\\alpha_{cls}\\) and \\(\\alpha_{reg}\\) is vital to the performance. As previously mentioned, MTL techniques can effectively alleviate disparities between the two specific tasks. To demonstrate this, we apply a group of SOTA gradient modulation methods to the proposed double-head RCNN model (see Tab. 1). These methods employ closed-form optimizations to determine \\(\\alpha_{cls}\\) and \\(\\alpha_{reg}\\) with the aim of achieving a balanced backward gradient. Only two of these methods [22, 23] can obtain an improvement compared with the enhanced baseline. Note that none of these gradient modulation methods are originally developed for FSOD. Directly applying these closed-form methods to FSOD would neglect its properties, e.g., the objective of detection and the few-shot setting. More particularly, they lack the adaptability to incorporate task-specific few-shot data into the learning. We propose a precision-driven gradient balancer to adaptively leverage the available few-shot data and address the challenges posed by the conflicted gradients." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.54, + 0.785, + 0.615 + ], + "angle": 0, + "content": "The performance of FSOD methods is commonly measured by the average precision \\((AP)\\), which depends on both classification accuracy and localization precision. Instead of closed-form optimization, the proposed method defines an additional loss term of \\(AP\\) as \\(L_{AP}\\). During the training process, \\(L_{AP}\\) can be directly utilized with the other losses to guide the generation of \\(\\alpha_{cls}\\) and \\(\\alpha_{reg}\\)," + }, + { + "type": "equation", + "bbox": [ + 0.339, + 0.627, + 0.785, + 0.643 + ], + "angle": 0, + "content": "\\[\nL _ {A P} = A P _ {\\text {m a x}} - A P _ {\\text {p r e d}} = A P _ {\\text {m a x}} - \\Psi \\left(L _ {\\text {c l s}}, L _ {\\text {r e g}}\\right), \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.653, + 0.788, + 0.804 + ], + "angle": 0, + "content": "in which a constant \\(AP_{max} = 100\\) represents the maximum precision objective value, and \\(AP_{pred}\\) represents the predicted \\(AP\\). \\(\\Psi\\) is a simulated function of the classification and regression losses. \\(AP\\) indicates the detection performance, which depends on a series of classification and regression measurements. These measurements include precision and recall curves based on True/False Positives/Negatives, intersection over union (IoU) thresholds, and detection confidence scores. Thus, it is infeasible to construct the exact \\(AP\\) function in a few-shot setting for training. To solve this problem, we alternatively formulate \\(AP_{pred}\\) as a function \\(\\Psi\\) of the task losses (Eq.4). Then the backward gradient of \\(L_{AP}\\) to the backbone parameters can be defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.354, + 0.815, + 0.785, + 0.845 + ], + "angle": 0, + "content": "\\[\n\\frac {\\partial L _ {A P}}{\\partial \\theta_ {b}} = - \\left(\\frac {\\partial \\Psi}{\\partial L _ {c l s}} \\cdot \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\frac {\\partial \\Psi}{\\partial L _ {r e g}} \\cdot \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}}\\right). \\tag {5}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.278 + ], + "angle": 0, + "content": "From this formulation, we note that the gradients \\(\\frac{\\partial \\Psi}{\\partial L_{cls}}\\) and \\(\\frac{\\partial \\Psi}{\\partial L_{reg}}\\) are independent of the backbone parameters \\(\\theta_b\\), such that we can construct a small network \\(\\tilde{\\Psi}\\) to simulate \\(\\Psi\\). Data episodes \\((L_{cls}, L_{reg}, AP)\\) can be sampled by fine-tuning the proposed model on the novel support dataset \\(D_{novel}\\) for several iterations, which can be utilized to train \\(\\tilde{\\Psi}\\). The network details can be found in Sec.4.3. Then the partial gradients of \\(L_{AP}\\) in Eq.5 can be estimated by the gradients \\(\\frac{\\partial \\tilde{\\Psi}}{\\partial L_{cls}}\\) and \\(\\frac{\\partial \\tilde{\\Psi}}{\\partial L_{reg}}\\). With the consideration of AP maximization, the backward gradients of the double-head RCNN toward the backbone can be reformulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.266, + 0.285, + 0.786, + 0.313 + ], + "angle": 0, + "content": "\\[\n\\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}} = \\gamma_ {c l s} \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\gamma_ {r e g} \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}} + \\gamma_ {A P} \\frac {\\partial L _ {A P}}{\\partial \\theta_ {b}} = \\alpha_ {c l s} ^ {\\prime} \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\alpha_ {r e g} ^ {\\prime} \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}} \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.32, + 0.786, + 0.352 + ], + "angle": 0, + "content": "in which \\(\\gamma_{cls}\\), \\(\\gamma_{reg}\\) and \\(\\gamma_{AP}\\) are trade-off coefficients among different losses. The updated gradient scaling ratios \\(\\alpha_{cls}^{\\prime}\\) and \\(\\alpha_{reg}^{\\prime}\\) are defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.346, + 0.363, + 0.786, + 0.392 + ], + "angle": 0, + "content": "\\[\n\\alpha_ {c l s} ^ {\\prime} = \\gamma_ {c l s} - \\gamma_ {A P} \\frac {\\partial \\tilde {\\Psi}}{\\partial L _ {c l s}}, \\alpha_ {r e g} ^ {\\prime} = \\gamma_ {r e g} - \\gamma_ {A P} \\frac {\\partial \\tilde {\\Psi}}{\\partial L _ {r e g}}. \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.401, + 0.788, + 0.462 + ], + "angle": 0, + "content": "The proposed precision-driven gradient balancer, denoted as \\(\\alpha_{cls}^{\\prime}\\) and \\(\\alpha_{reg}^{\\prime}\\), has the capacity to dynamically balance the conflicting task gradients and adjust them according to different conditions of the losses, which can largely improve the FSOD performance (Tab. 1)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.484, + 0.646, + 0.499 + ], + "angle": 0, + "content": "3.4 Task-Specific Learning with Pre-Trained CLIP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.793, + 0.583 + ], + "angle": 0, + "content": "Enhanced single-task learning can boost MTL performance. The proposed method aims to fully exploit CLIP's task-specific learning capabilities. While CLIP's robust capabilities have been applied to downstream tasks, fully harnessing its potential for FSOD remains underexplored. Two key modules are introduced based on CLIP: knowledge distillation and detection score refinement." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.788, + 0.675 + ], + "angle": 0, + "content": "Regarding knowledge distillation during the training process, CLIP serves as a teacher network \\(\\varPhi_{\\mathcal{T}}\\), while our proposed classification head takes on the role of a student network \\(\\varPhi_S\\) (see Fig. 2 (a)). Given region proposals generated by RPN, the student network extracts ROI features from the backbone as \\(x_{S}\\), while the teacher network utilizes the CLIP image encoder to obtain \\(x_{\\mathcal{T}}\\). The predicted classification logits \\(P_{\\mathcal{T}}\\) and \\(P_{S}\\) are respectively defined as" + }, + { + "type": "equation", + "bbox": [ + 0.253, + 0.688, + 0.785, + 0.702 + ], + "angle": 0, + "content": "\\[\nP _ {S} = \\Phi_ {S} \\left(x _ {S}\\right), \\tag {8}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.252, + 0.707, + 0.785, + 0.725 + ], + "angle": 0, + "content": "\\[\nP _ {\\mathcal {T}} = \\Phi_ {\\mathcal {T}} \\left(x _ {\\mathcal {T}}, f _ {s u p}, V _ {s u p}, E _ {s u p}\\right) = \\eta \\cdot \\varrho \\left(x _ {\\mathcal {T}} \\cdot f _ {s u p} ^ {T}\\right) V _ {s u p} + x _ {\\mathcal {T}} \\cdot E _ {s u p} ^ {T}. \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In Eq.9, \\(\\varPhi_{\\mathcal{T}}\\) is constructed as a key-value cache model based on the support set \\(D_{\\text{novel}}\\). \\(f_{sup}\\) represents the \\((N + 1)\\)-way-\\(K\\)-shot support RoI features, which also denotes the cache keys. \\(V_{sup}\\) is the one-hot vector generated from the support class labels in text. \\(E_{sup}\\) is the embeddings generated by CLIP's text encoder on the support class's textual labels. The function \\(\\varrho(\\cdot)\\) is an attention model to assess the similarity between \\(f_{sup}\\) and \\(x_{\\mathcal{T}}\\), and \\(\\eta\\) denotes the trade-off parameter between the two terms. The design of the teacher model draws inspiration from" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.253 + ], + "angle": 0, + "content": "[54] for few-shot classification. However, departure from the exclusive focus of [54] on foreground \\(N\\)-way-\\(K\\)-shot features, our teacher network also incorporates background shots as an additional class (the \\((N + 1)^{th}\\) class). This adjustment ensures better alignment between the teacher network's logits and those of the student network, facilitating knowledge distillation. The background \\(K\\) shots are randomly cropped from the background regions of the support images, and these shots are then included in the support set." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.785, + 0.314 + ], + "angle": 0, + "content": "Knowledge distillation aims at transferring the \"dark knowledge\" from teacher to student. To boost the performance of the transfer, a decoupled KD loss \\( L_{\\mathrm{KD}} \\) is formulated with target class knowledge distillation and non-target class knowledge distillation parts [58]." + }, + { + "type": "equation", + "bbox": [ + 0.327, + 0.323, + 0.785, + 0.339 + ], + "angle": 0, + "content": "\\[\nL _ {\\mathrm {K D}} = \\alpha_ {k} \\left(\\alpha_ {t} \\mathrm {K L} \\left(P _ {\\mathcal {T}} ^ {t a r} | | P _ {S} ^ {t a r}\\right) + \\alpha_ {n} \\mathrm {K L} \\left(P _ {\\mathcal {T}} ^ {n o n} | | P _ {S} ^ {n o n}\\right)\\right), \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.784, + 0.408 + ], + "angle": 0, + "content": "where KL denotes to KL-Divergence. \\( P^{tar} \\) represents the predicted logits for the target (ground-truth) class, while \\( P^{non} \\) refers to the non-target classes. Through knowledge distillation, the proposed model gains a substantial boost in its classification ability by learning from CLIP's expertise." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.409, + 0.785, + 0.621 + ], + "angle": 0, + "content": "Regarding detection score refinement during inference, CLIP can be further utilized to obtain a more reliable detection score for the prediction (see Fig. 2 (b)). For a given query instance \\( q = (s,c,b) \\) with predicted detection score \\( s \\), class label \\( c \\), and box coordinate \\( b \\), which are obtained from our FSOD model, the RoI feature \\( x_{q} \\) is generated using CLIP's image encoder based on the predicted box. This \\( x_{q} \\) is then adapted into the adapted query feature \\( f_{q} = \\varPhi_{T}(x_{q},f_{sup},V_{sup},E_{sup}) \\), which benefits from cross-attention between the query and supports, and the adapted support features \\( f_{sup} \\) are enhanced with self-attention. The cross and self-attention layers play a crucial role in adapting both query and support features with the image-text correlation, thereby improving the representation ability of the adapted features towards novel classes. \\( f_{sup} \\) is further averaged along the \\( K \\) shots to generate the support prototypes \\( \\bar{f}_{sup} \\). With the adapted features, the detection score can be updated with the cosine similarity between the adapted query and support features:" + }, + { + "type": "equation", + "bbox": [ + 0.397, + 0.629, + 0.785, + 0.66 + ], + "angle": 0, + "content": "\\[\ns ^ {*} = \\omega \\cdot s + (1 - \\omega) \\frac {f _ {q} \\cdot \\bar {f} _ {\\sup _ {c}}}{\\| f _ {q} \\| \\| \\bar {f} _ {\\sup _ {c}} \\|}, \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.669, + 0.784, + 0.729 + ], + "angle": 0, + "content": "where \\( \\bar{f}_{sup_c} \\) denotes the support prototype of the \\( c^{th} \\) class, and \\( \\omega \\) is a trade-off parameter. The refined detection scores leverage the discriminative capabilities of CLIP to mitigate false positives and enhance classification performance in few-shot scenarios." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.754, + 0.376, + 0.772 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.785, + 0.535, + 0.801 + ], + "angle": 0, + "content": "4.1 Datasets and Evaluation Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Our evaluation primarily centers on the detection performance of novel classes, utilizing the FSOD evaluation protocol that is commonly employed in the SOTA" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.127 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "image", + "bbox": [ + 0.284, + 0.147, + 0.41, + 0.237 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.426, + 0.147, + 0.574, + 0.246 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.587, + 0.147, + 0.732, + 0.246 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.271, + 0.248, + 0.418, + 0.346 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.422, + 0.248, + 0.574, + 0.346 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.587, + 0.248, + 0.732, + 0.346 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.359, + 0.788, + 0.415 + ], + "angle": 0, + "content": "Fig. 3: (a) The architecture of the simulation network. (b) The results of grid searching on COCO-10shot with a batch size of 8. (c)-(d) The gradient-ratio changing curves during the fine-tuning stage. (e)-(f) The gradient-ratio changing curves compared with other gradient balancers on COCO 10-shot." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.789, + 0.643 + ], + "angle": 0, + "content": "methods [1,32,47,49]. To ensure fair comparisons, all experiments are conducted on the two widely-used FSOD benchmarks, MS COCO [21] and PASCAL VOC [7], with the same settings and data split as previous works [32, 41]. The MS COCO dataset, consisting of 80 different object categories, is a widely used benchmark for FSOD. 60 base classes are employed for base-training, and 20 novel classes are used for fine-tuning. The PASCAL VOC dataset consists of 20 object categories. The base-training and fine-tuning stages are performed on three different base/novel splits. Each split contains 15 base classes and 5 novel classes. Following the previous work, we use the mean of the average precision \\((mAP)\\) of the novel classes at varying intersections over union (IoU) thresholds (i.e., \\(mAP\\), \\(mAP_{50}\\), and \\(mAP_{75}\\)) as an evaluation metric for COCO (COCO style) and \\(mAP_{50}\\) at a fixed IoU threshold of 0.5 as an evaluation metric for VOC (VOC style). All our reported results are an average of multiple runs." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.664, + 0.457, + 0.68 + ], + "angle": 0, + "content": "4.2 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "The ResNet-101 architecture, pre-trained on the ImageNet dataset, is used as the backbone network in the proposed method. The SGD optimizer is used to train the network with a mini-batch size of 16, momentum of 0.9, and weight decay of \\(5\\mathrm{e}^{-5}\\). Following FSCE [40], we double the maximum number (from 256 to 512) of proposals kept after NMS in order to increase positive samples for training. To ensure a fair comparison with existing methods, the proposed method initializes the fine-tuning model with the pre-trained model weights obtained from the base-training of DeFRCN. Specifically, during fine-tuning, the proposed method initializes the model weights of the \\(\\mathrm{Res5}_{cls}\\) and \\(\\mathrm{Res5}_{reg}\\) blocks with the same values obtained from the pre-trained Res5 model weights of DeFRCN over the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.214 + ], + "angle": 0, + "content": "Table 2: Results on the VOC dataset over 3 splits with 1-, 2-, 3-, 5-, and 10-shot settings. The evaluation is conducted based on the performance of \\( mAP_{50} \\) in VOC style on novel classes. \\(\\star\\) indicates the results are reproduced by us using codebase shared by the authors. \\(\\dagger\\) indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined." + }, + { + "type": "table", + "bbox": [ + 0.234, + 0.227, + 0.769, + 0.479 + ], + "angle": 0, + "content": "
VOC SplitSplit 1Split 2Split 3
MethodVenueCategory123510123510123510
FRCN-ft-full [36] †NIPS15meta13.819.632.841.545.67.915.326.231.639.19.811.319.135.045.1
FSRW [15]ICCV19meta14.815.526.733.947.215.715.322.730.140.521.325.628.442.845.9
MetaDet [42] †ICCV19meta18.920.630.236.849.621.823.127.831.743.020.623.929.443.944.1
Meta R-CNN [49] †ICCV19meta19.925.535.045.751.510.419.429.634.845.414.318.227.541.248.1
CME [18]AAAI19meta41.547.550.458.260.927.230.241.442.546.834.339.645.148.351.5
TIP [17] †CVPR21meta27.736.543.350.259.622.730.133.840.946.921.730.638.144.550.9
MetaFasterRCNN [10] †AAAI22meta43.054.560.666.165.427.735.546.147.751.440.646.453.459.958.6
KFSOD [55]CVPR22meta44.6-54.460.965.837.8-43.148.150.434.8-44.152.753.9
Meta-DETR [53]PAMI22meta40.651.458.059.263.637.036.643.749.154.641.645.952.758.960.6
ICPE [26] †AAAI23meta54.359.562.465.766.233.540.148.751.752.550.953.155.360.660.1
LSTD [1]AAAI18transfer8.21.012.429.138.511.43.85.015.731.012.68.515.027.336.3
NP-RepMet [50]NIPS20transfer37.840.341.747.349.441.643.043.447.449.133.338.039.841.544.8
MPSR [45] †ECCV20transfer41.743.151.455.261.824.429.539.239.947.835.640.642.348.049.7
FSCE [40] †CVPR21transfer44.243.851.461.963.427.329.543.544.250.237.241.947.554.658.5
TFA w/cos [41] †CVPR21transfer39.836.144.755.756.023.526.934.135.139.130.834.842.849.549.8
SRR-FSD [59] †CVPR21transfer47.850.551.355.256.832.535.339.140.843.840.141.544.346.946.4
DeFRCN [32] * †ICCV21transfer55.157.461.164.661.532.140.547.952.947.548.951.952.555.759.0
CoCo-RCNN [29]†ECCV22transfer33.544.250.257.563.325.331.039.643.850.124.836.942.850.857.7
ModelCali [8]ECCV22transfer40.144.251.262.063.033.333.142.346.352.336.143.143.552.056.0
DMNet [27]TCyber23transfer34.750.754.058.862.531.328.241.846.252.738.640.043.448.948.9
D&R [19] †AAAI23transfer60.464.065.264.766.337.946.848.152.753.155.757.957.660.661.9
NVAE [48] †CVPR23transfer62.164.967.869.267.539.946.854.454.253.658.260.361.064.065.5
RISF [14] †CVIU24transfer67.270.571.574.273.947.652.357.358.360.459.459.059.162.463.9
Ours-transfer68.971.572.174.572.265.569.873.574.473.168.869.870.071.671.9
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.507, + 0.788, + 0.643 + ], + "angle": 0, + "content": "base dataset. As for fine-tuning, the learning rate is set to 0.01 for most of the experiments. Specifically, similar to Meta-DETR [53], the learning rates for the 5-shot and 10-shot PASCAL VOC cases are reduced to 0.001 to achieve better convergence. Following the same settings as DeFRCN, the Res5cls block is frozen during fine-tuning, and the values of \\(\\beta_{rpn}\\) and \\(\\beta_{rcnn}\\) are set to 0 and 0.01, respectively. The positive fraction of random sampling in RPN is set to 0.5 for both the classification and localization tasks. CLIP utilizes the pre-trained ViT-L/14@336px model. The trade-off parameter \\(\\eta\\) is set to 6 for COCO 1/2/3-shots and all VoC shots, and 1 for other COCO shots." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.665, + 0.727, + 0.68 + ], + "angle": 0, + "content": "4.3 The Performance of Precision-Driven Gradient Balancer" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "A small network \\(\\tilde{\\Psi}\\) (Fig. 3(a)) is built with an architecture of 4 linear layers and 3 Sigmoid activation layers in between. The input dimension of the network is 2 representing the two task losses, the output dimension is 1 denoting the AP value, and the dimension of the hidden layers is 8. Regarding the data episode collection, the proposed model is fine-tuned on the novel dataset \\(D_{novel}\\) for 200 iterations. Data episodes containing loss and average precision values are sampled every 10 iterations. In each iteration, RPN generates 200 proposals, creating a data episode for each. Sampling 20 iterations yields around 4k samples. The network undergoes training using normalized data episodes for 1000 iterations, employing a learning rate of \\(1e^{-3}\\), the AdamW optimizer [25], and a batch size of" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.127 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.214 + ], + "angle": 0, + "content": "Table 3: Results on COCO for novel classes in 1-, 2-, 3-,5-, 10- and 30-shot settings. The evaluation is based on \\( mAP \\), \\( mAP_{50} \\) and \\( mAP_{75} \\) in COCO style over multiple runs. \\(\\star\\) indicates the results are reproduced by us using the codebase shared by the authors. \\(\\dagger\\) indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined." + }, + { + "type": "table", + "bbox": [ + 0.234, + 0.227, + 0.769, + 0.461 + ], + "angle": 0, + "content": "
COCO Shot12351030
MethodVenueCategoryBackbone\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP}_{50} \\)\\( {mAP}_{75} \\)\\( {mAP} \\)\\( {mAP}_{50} \\)\\( {mAP}_{75} \\)
FRCN-ft-full [36] †NIPS15metaZFnet1.73.13.74.65.510.05.57.413.17.4
FSRW [15]ICCV19metaDarkNet-19----5.612.34.69.119.07.6
MetaDet [42] †ICCV19metaResNet-101----7.114.66.111.321.78.1
Meta R-CNN [49] †ICCV19metaResNet-101----8.719.16.68.719.16.6
CME [18]AAAI19meta-----15.124.616.416.928.017.8
DCNet [12] ‡§CVPR21metaResNet-101----12.823.411.218.632.617.5
TIP [17] †CVPR21metaResNet-101----16.333.214.118.335.916.9
DAAN [2] †TMM21metaResNet-50----18.6-17.221.6-20.3
MetaFasterRCNN [10] †AAAI22metaResNet-1015.17.6--12.725.710.816.631.815.8
FsDetView [47] †PAMI22metaResNet-184.56.67.210.712.527.39.814.730.612.2
Meta-DETR [53]PAMI22metaResNet-1017.513.515.415.419.030.519.722.235.022.8
MPSR [45] † ▪ECCV20transferResNet-1015.16.77.4-9.817.99.714.125.414.2
TFA w/cos [41] †CVPR21transferResNet-1011.93.95.17.09.117.18.812.122.012.0
SRR-FSD [59] †CVPR21transferResNet-101----11.323.09.814.729.213.5
DeRFCN [32] * †ICCV21transferResNet-1019.713.114.515.618.433.817.322.639.722.9
CoCo-RCNN [29]†ECCV22transferResNet-1015.2---16.426.516.519.232.921.0
DMNet [19]TCyber23transferResNet-101----10.217.810.517.029.517.4
D&r [19] †AAAI23transferResNet-1018.312.714.316.418.7--21.8--
ICPE [26] †AAAI23transferResNet-101----19.327.918.023.132.919.2
NVAE [48] †CVPR23transferResNet-1019.513.714.315.918.7--22.5--
RISF [14]CVIU24transferResNet-10111.715.918.220.321.939.9-24.443.2-
Ours-transferResNet-10112.816.917.519.522.740.022.325.243.325.3
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.479, + 0.788, + 0.507 + ], + "angle": 0, + "content": "Table 4: The cross-domain FSOD performance on base-training with COCO base classes and fine-tuning on VOC novel classes." + }, + { + "type": "table", + "bbox": [ + 0.246, + 0.519, + 0.756, + 0.548 + ], + "angle": 0, + "content": "
MethodFRCN-ft-full [36]FSRW [15]MetaDet [42]MetaRCNN [49]MPSR [45]DeFRCN [32]Ours
mAP31.232.333.937.442.341.042.5
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.787, + 0.627 + ], + "angle": 0, + "content": "8. The loss function employed is Mean Squared Error (MSE), which quantifies the difference between the sampled and predicted AP values. For the VOC dataset, \\( mAP_{50} \\) is utilized as the AP targets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Tab. 1 shows a comparison between the SOTA MTL gradient modulation methods and the proposed precision-driven gradient balancer. All the models are finetuned on the COCO dataset in 10-shot with a batch size of 16. Through adaptively rescaling the backward gradients, the proposed balancer with the double-head RCNN boosts the average precision of FSOD by \\(11.3\\%\\) compared with the baseline. In addition, during the fine-tuning, the proposed precision-driven gradient balancer can adaptively generate different ratios for different few-shot conditions (Fig. 3(c-d)). As an additional validation measure for the gradient balancer's performance, we conducted manual tuning of the gradient ratios via grid-searching (Fig. 3(b)). Surprisingly, the optimal ratios determined via grid-searching \\((\\alpha_{cls}^{\\prime} = 0.1, \\alpha_{reg}^{\\prime} = 1.0)\\) closely resemble the choices made by the precision-driven gradient balancer (Fig. 3(e)-(f)). In contrast to grid-searching, which employs time-consuming brute-force searching, the gradient balancer provides a more time-efficient and parameter-efficient solution." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.174 + ], + "angle": 0, + "content": "Table 5: The ablation studies on COCO-10shot. \\(\\diamond\\) and \\(\\star\\) indicate the baseline and the enhanced baseline respectively." + }, + { + "type": "table", + "bbox": [ + 0.274, + 0.185, + 0.731, + 0.283 + ], + "angle": 0, + "content": "
Adaptive Multi-task LearningEnhanced Task-specific LearningmAP
Double-head RCNNPrecision-driven Gradient BalancerKnowledge DistillationScore Refinement
----16.70
---PCB18.50
---✓19.6
✓---17.40
✓✓--18.4
✓✓✓-18.6
✓✓✓PCB19.8
✓✓✓✓22.7
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.295, + 0.787, + 0.324 + ], + "angle": 0, + "content": "Table 6: Comparison of training and inference efficiency between the baseline method and our method using 4 RTX-6000 GPUs with a batch size of 4 per GPU." + }, + { + "type": "table", + "bbox": [ + 0.361, + 0.336, + 0.647, + 0.378 + ], + "angle": 0, + "content": "
MethodsTrain (s/iter)Inference (s/img)Params (M)\\( mAP_{coco} \\)
DeFRCN[32]0.70.352.118.5
Ours2.20.467.122.7
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.406, + 0.55, + 0.421 + ], + "angle": 0, + "content": "4.4 Comparison with State-of-the-Arts" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.787, + 0.521 + ], + "angle": 0, + "content": "The few-shot detection results on the PASCAL VOC dataset for all splits can be found in Tab. 2. Compared to the SOTA methods, our method achieves better or comparable results on novel classes. Compared with the second best, an improvement of \\(12.5\\%\\) is observed in terms of the mean \\(mAP_{50}\\) across all configurations. Our method achieves more balanced precision scores on different VoC splits due to the adaptively learned gradient balancer and the KDSR scheme." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.787, + 0.657 + ], + "angle": 0, + "content": "Table 3 shows the few-shot detection results for novel classes on the COCO datasets. Our method achieves either the highest or second-highest performance when compared to existing FSOD methods across all shots. The proposed method achieves an improvement of \\(3.7\\%\\) over the second-best method in terms of \\(mAP\\) on COCO 10-shot. The proposed precision-driven gradient balancer, along with the KDSR scheme, has the capability to enhance performance in FSOD tasks. Compared to other methods, the proposed method retains the simplicity of the transfer-learning architecture while achieving outstanding performance under the more stringent \\(mAP_{75}\\) metric." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.787, + 0.718 + ], + "angle": 0, + "content": "To evaluate the domain adaption ability of our method, the cross-dataset experiments are conducted following [32,45]. The results are presented in Tab. 4. The superior performance achieved by the proposed method indicates its strong generalization ability in few-shot cross-domain scenarios." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.74, + 0.589, + 0.756 + ], + "angle": 0, + "content": "4.5 Ablation Studies & Parameter Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.841 + ], + "angle": 0, + "content": "The ablation study on our method is presented in Tab. 5. Unless otherwise specified, all experiments are performed on the COCO and VOC-split1 datasets in 10-shot with a batch size of 16. By gradually adding the proposed modules, the proposed method achieves increasing performance. The knowledge distillation module leads to a \\(1.1\\%\\) improvement in the term of mAP via the learning from" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.127 + ], + "angle": 0, + "content": "Y.Ren et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.479, + 0.187 + ], + "angle": 0, + "content": "Table 7: The parameter analysis of \\(\\gamma_{cls}\\) and \\(\\gamma_{reg}\\) for gradient balancer, and \\(\\alpha_{k}\\) for knowledge distillation." + }, + { + "type": "table", + "bbox": [ + 0.244, + 0.201, + 0.449, + 0.271 + ], + "angle": 0, + "content": "
αk00.050.10.2
COCO (mAP)18.418.518.618.4
γcls & γreg00.050.10.51
COCO (mAP)---0.518.4
VOC (mAP50)62.863.861.463.162.2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.527, + 0.145, + 0.788, + 0.172 + ], + "angle": 0, + "content": "Table 8: The parameter analysis of \\( \\omega \\) for score refinement." + }, + { + "type": "table", + "bbox": [ + 0.532, + 0.186, + 0.787, + 0.252 + ], + "angle": 0, + "content": "
ωno-refine0.20.40.60.8
COCO (mAP)18.5021.422.022.721.8
ωno-refine0.020.040.060.08
VOC (mAP50)58.171.471.671.871.2
" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.281, + 0.758, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.383, + 0.784, + 0.412 + ], + "angle": 0, + "content": "Fig. 4: Detection results visualization comparing the proposed method and baseline. Best viewed with zoom for optimal clarity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.785, + 0.514 + ], + "angle": 0, + "content": "the teacher network. With the score refinement module, the detection performance is increased by 4.1 in \\( mAP \\). Due to the plug-and-play nature of the score refinement module, we incorporated it into the baseline method, resulting in a \\( 5.9\\% \\) performance boost for the baseline compared to PCB. The comparisons regarding training and inference efficiency have been depicted in Tab. 6." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.515, + 0.788, + 0.671 + ], + "angle": 0, + "content": "The parameter analysis of \\(\\gamma_{cls}\\) and \\(\\gamma_{reg}\\) is given in Tab. 7. For the COCO dataset, employing too small values for \\(\\gamma_{cls}\\) and \\(\\gamma_{reg}\\) can lead to gradient vanishing, primarily influenced by the scale of the simulated gradients \\(\\frac{\\partial\\tilde{\\Psi}}{\\partial L_{cls}}\\) and \\(\\frac{\\partial\\tilde{\\Psi}}{\\partial L_{reg}}\\). Therefore, we set \\(\\gamma_{cls} = \\gamma_{reg} = 1.0\\) for COCO. In the case of VOC, \\(\\gamma_{cls}\\) and \\(\\gamma_{reg}\\) are set to 0.05. The analysis of \\(\\alpha_{k}\\) is given in Tab. 8. For KD, the scaling ratio of the KD loss \\(\\alpha_{k}\\) is set to 0.1. \\(\\alpha_{t}\\) and \\(\\alpha_{n}\\) are set as 0.1 and 0.8. Moreover, the parameter analysis on the trade-off \\(\\omega\\) for score refinement can be found in Tab. 7. We further illustrate the detection results of both the proposed method and the baseline in Figure 4. Our method demonstrates superior IoU scores in terms of localization and higher detection scores in terms of classification." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.69, + 0.36, + 0.707 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "This study proposes an adaptive multi-task learning method for few-shot object detection. The method constructs a novel precision-driven gradient balancer to mitigate task discrepancies in multi-task learning, allowing for adaptive adjustment of backward gradient ratios to achieve a balanced joint updating direction. Additionally, we introduce a CLIP-based knowledge distillation and score refinement scheme to enhance task-specific learning and further boost the performance of multi-task learning. Experimental results demonstrate that our method surpasses leading few-shot object detection methods on benchmark datasets." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.787, + 0.253 + ], + "angle": 0, + "content": "This research is supported by the National Research Foundation, Singapore under its Strategic Capability Research Centres Funding Initiative. Any opinions, findings and conclusions or recommendations expressed in this material are those of the author(s) and do not reflect the views of National Research Foundation, Singapore." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.274, + 0.323, + 0.29 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.304, + 0.785, + 0.331 + ], + "angle": 0, + "content": "1. Chen, H., Wang, Y., Wang, G., Qiao, Y.: Lstd: A low-shot transfer detector for object detection. In: AAAI. vol. 32 (2018)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.333, + 0.785, + 0.374 + ], + "angle": 0, + "content": "2. Chen, T.I., Liu, Y.C., Su, H.T., Chang, Y.C., Lin, Y.H., Yeh, J.F., Chen, W.C., Hsu, W.: Dual-awareness attention for few-shot object detection. IEEE TMM (2021)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.375, + 0.785, + 0.415 + ], + "angle": 0, + "content": "3. 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The majority of few-shot object detection methods use a shared feature map for both classification and localization, despite the conflicting requirements of these two tasks. Localization needs scale and positional sensitive features, whereas classification requires features that are robust to scale and positional variations. Although few methods have recognized this challenge and attempted to address it, they may not provide a comprehensive resolution to the issue. To overcome the contradictory preferences between classification and localization in few-shot object detection, an adaptive multi-task learning method, featuring a novel precision-driven gradient balancer, is proposed. This balancer effectively mitigates the conflicts by dynamically adjusting the backward gradient ratios for both tasks. Furthermore, a knowledge distillation and classification refinement scheme based on CLIP is introduced, aiming to enhance individual tasks by leveraging the capabilities of large vision-language models. Experimental results of the proposed method consistently show improvements over strong few-shot detection baselines on benchmark datasets. https://github.com/RY-Paper/MTL-FSOD + +Keywords: Few-shot Object Detection $\cdot$ Multi-task Learning + +# 1 Introduction + +Rapid advancement of deep learning techniques has led to significant improvements in object detection [60]. However, it requires great effort to prepare densely annotated data for learning, such as refined object bounding boxes and their corresponding classification labels. In some data-scarce scenarios such as medical landmark detection [33] and animal species recognition [44], it is very difficult to collect adequate data. In response to these problems, few-shot object detection (FSOD) [1, 13, 15] has attracted growing research interest in recent years. FSOD aims to detect novel objects by generalizing knowledge learned from base (seen) classes to novel (unseen) classes, with sufficient training samples in the former and limited training samples in the latter. Several popular object detection frameworks, including Faster R-CNN [36], YOLO [35], and DETR [53], + +![](images/33c966c7370513015af3f40b4fb9724ad5ee3a1c3eb79756934d4bb380b730ab.jpg) +Fig. 1: An FSOD method [32] is trained under two distinct conditions: full-training (generic) and 10-shots (few-shot) on COCO-novel dataset. (a-b) Generic detection with abundant training data leads to balanced classification and regression IoU scores, while the few-shot setting shows higher score misalignments. (c-d) The gap between classification scores and regression IoU scores widens notably in few-shot scenarios compared to generic object detection. Metric details can be found in [46]. + +![](images/bdcb3865845878599ea5aa0e909378e8aa40b4bbec8fa0dc9f60c8c048909d31.jpg) + +![](images/d7b287f2c869f7548dce3a2e43927f37d53e12d97f7919f6afd9d76b4cf20a11.jpg) + +![](images/74168d78d9cc90ae254e4520f4a1b48ad17a740e95b9153985e0a004cff7655f.jpg) + +have been combined with meta-learning or transfer-learning techniques to build FSOD models, as demonstrated in previous studies such as [1, 10, 15, 41, 49]. While these methods have achieved many promising results, object detection under few-shot settings remains challenging due to the difficulty in preventing over-fitting and improving the generalization capability of the model. + +Object detection is a multi-task learning problem involving two subtasks: classification for determining "what class the object belongs to" and localization for determining "where the object is". They have two distinct differences. The first is the conflicting translation and scale properties [16]. A properly trained classifier has features that are insensitive to the changes in object scale and position, as long as they belong to the same class, while localization relies on features that are responsive to the shifts in scale and position. The second is the conflicting backward task-gradients [3,31]. If the gradient norm of the classification loss with respect to the shared backbone parameters is much greater than that of the regression loss, then the training process would be dominated by the classification task, and vice versa. The discrepancy becomes more pronounced in few-shot settings as opposed to the generic detection problem (Fig. 1). Any bias toward either task would negatively affect the performance of FSOD. Nonetheless, most FSOD models utilize shared networks to carry out these two tasks, leading to an increased disparity between them. There are few studies utilizing task-specific models for FSOD in the current literature [27,32]. While strengthening individual tasks can indeed enhance overall performance in multi-task scenarios, multiple tasks with conflicting needs can hurt rather than facilitate the joint learning processes. Consequently, this could potentially result in lower performance compared to single-task learning [56]. + +To bridge the dissonance between the two specific tasks in this paper, we propose an adaptive multi-task learning method for FSOD. To handle task conflicts, a novel precision-driven gradient balancer is introduced to dynamically harmonize the learning process with a double-head R-CNN model. This balancer, pre-trained on a few-shot dataset, exhibits the capability of adaptively + +rescaling the backward gradients from the classification and localization heads. This adaptive rescaling not only proficiently alleviates the gradient conflicts but also substantially elevates the learning performance. Moreover, to enhance individual tasks, we devise a knowledge distillation and score refinement scheme (named KDSR) leveraging both image and text embeddings from a pre-trained CLIP [34]. During the training phase, CLIP is adapted as a teacher network to guide the learning of the classification head. During the inference phase, CLIP is further adapted to aggregate the detection scores. This scheme effectively inherits CLIP's powerful capabilities, particularly critical in data-scarce scenarios. In contrast to the previous method [19], which solely leverages CLIP's text encoder, KDSR aims to unleash the full potential of CLIP for FSOD by utilizing adapted image-text features. The experimental results demonstrate that the proposed method achieves state-of-the-art performance on benchmark datasets. The contributions of the proposed method are summarized as follows: + +- A precision-driven gradient balancer can effectively mitigate task disparities and elevate overall learning efficiency. +- A KDSR scheme can enhance individual-task performance through knowledge distillation during training, and score refinement during inference, both using adapted image-text features of CLIP. +- Experimental results demonstrate that the proposed method achieves state-of-the-art FSOD results across benchmark datasets. + +# 2 Related Work + +# 2.1 Few-shot Object Detection + +Existing FSOD methods can be categorized into two types: meta-learning based methods and transfer-learning based methods. Most FSOD methods are based on meta-learning [10,15,49,53], which focuses on learning to learn task-level knowledge that can be generalized to novel classes. Nevertheless, the meta-learning based methods require a complicated training process that depends on carefully structured query-support episodes as inputs. Additionally, separate feedforward processes must be conducted for each object class. Consequently, these methods usually suffer from a huge computational burden. Transfer-learning based methods learn novel concepts via simple fine-tuning on top of a pre-trained base model, which is more straightforward and efficient [41,45,52]. For example, a regularized transfer learning framework is developed in [1] to leverage the knowledge of base classes for enhancing the detection performance of novel classes. The Multi-scale Positive Sample Refinement (MPSR) [45] scheme enriches the transfer-learning based Faster R-CNN model with multi-scale features. A two-stage fine-tuning approach (TFA) [41] outperforms all previous meta-learning approaches. However, none of the methods fully addresses the disparities between the classification and localization tasks in few-shot scenarios. + +# 2.2 Multi-task Learning + +Multi-task learning [56] (MTL) leverages a joint model to concurrently address multiple predictive tasks. Joint training enables the extraction of shared concepts among related tasks, leading to the reduction of computation costs and the enhancement of data utilization efficiency. However, the negative transfer problem [24] arises when tasks have conflicting requirements. The conflict in learning dynamics can be detrimental, rather than beneficial, to the learning process. To mitigate this issue, three strategies can be considered: decoupling the models, addressing gradient modulation, and enhancing task-specific branches + +Decoupled Models with task-specific branches have been considered by MTL architectures to minimize the negative transfer [28, 57]. In generic object detection, task-specific modules can offer superior classification accuracy and localization precision. For instance, Chen et al. [46] develop a double-head Faster R-CNN, splitting the shared RCNN head into classification and localization branches. Song et al. [38] address spatial misalignment between the tasks through task-aware spatial disentanglement. Nonetheless, the prior methods overlook the challenges posed by few-shot scenarios characterized by limited available data. A few FSOD methods have addressed the issue of task separation. For instance, DMNet [27] leverages decoupled representation transformation to adaptively generate representations, although its performance falls short of state-of-the-art (SOTA) results. DeFRCN [32] achieves comparable outcomes by decoupling the region proposal network (RPN) from the region-based convolutional neural network (RCNN). Nonetheless, these approaches do not comprehensively explore the potential benefits of task-specific branches in FSOD. + +Gradient Modulation serves as another solution to address the issue of negative transfer [3]. The backpropagated gradients of different tasks exhibit conflicting directions or varying magnitudes. Conflicting gradients can result in imbalances or the dominance of certain tasks during the backpropagation toward the shared modules. To address this problem, several MTL methods have introduced gradient modulation techniques to merge them into a well-balanced joint gradient. For instance, gradient surgery is proposed in [51] to project task gradients onto the normal plane of the conflicting gradients. Nash Bargaining Solution is employed in [30] to treat the gradient combination as a cooperative bargaining game. Impartial multi-task learning method [23] utilizes a closed-form gradient balance method to mitigate task bias. However, existing MTL methods often emphasize gradient modulation via closed-form optimization techniques, disregarding the domain knowledge of task-specific data, and they have not been explored in FSOD. In FSOD, depending solely on static closed-form solutions may fall short in addressing the challenges posed by data scarcity. + +Enhanced Task-specific Branches can contribute to enhancing the overall performance of MTL. Two task-specific strategies can be considered: 1) Knowledge Distillation (KD) guides the learning of task-specific student networks with the knowledge of individual single-task teacher networks [11]. For some MTL applications, the distilled student networks can match or even outperform the single-task teachers [5, 37]. For FSOD, a backdoor adjustment-based KD + +![](images/37fdef426651117425f93a130b73aaefad45a8cfda6a1aacfb8676327b4bf288.jpg) +Fig. 2: Workflow of the proposed method. a) During training, a novel precision-driven gradient balancer is introduced within a double-head RCNN to address negative transfer issues in the backward task gradients. Meanwhile, an adapted-CLIP-based knowledge distillation module is developed to enhance the classification branch. b) During inference, a detection score refinement module is constructed to further enhance the FSOD performance. Notation details are given in Sec.3. + +![](images/6ba2454e5f1dd36ff0828e9866e213bae6f753a8f46c7f220ec492f4092a4fde.jpg) + +method is introduced in [19] with the text encoder of CLIP [34] as a teacher network. Nevertheless, relying solely on a pre-trained text encoder has not fully exploited the potential of CLIP. 2) Refinement Strategy aims to enhance the precision and accuracy of specific tasks. A range of studies has introduced various refinement strategies. For example, Cheng et al. [4] demonstrate a decoupled classification refinement (DCR) network that utilizes hard false positive samples. Li et al. [20] devise a few-shot correction network to learn from false positive samples of novel classes. Nonetheless, in few-shot scenarios, it is challenging to collect enough false positive samples to train the correction network adequately. In [32], an offline prototypical calibration block (PCB) utilizing a robust classifier pre-trained on ImageNet [6] is proposed for classification refinement in FSOD. Although large-scale pre-trained models like CLIP have demonstrated promising results in some few-shot classification methods [39, 54], none of the FSOD methods has considered employing adapted image-text embeddings for precision refinement. This paper aims to unleash the full potential of CLIP for FSOD by employing a combination of knowledge distillation and refinement strategies. + +# 3 Methodology + +# 3.1 Problem Formulation + +Consistent with previous research on FSOD [1, 15, 41], transfer-learning based methods involve two training stages: base-training on a large dataset $D_{base}$ with abundant annotated instances, followed by fine-tuning on a novel support dataset $D_{novel}$ with very few annotated object instances. There are no overlap between the base classes $C_{base}$ in $D_{base}$ and the novel classes $C_{novel}$ in $D_{novel}$ , $C_{base} \cap C_{novel} = \emptyset$ . In $K$ -shot FSOD, exact $K$ instance annotations of each novel class + +Table 1: Performance comparison of gradient modulation methods on the enhanced baseline. No KDSR or PCB is involved. More details in Sec.4.3 + +
MethodsmAP
Baseline (without PCB) [32]16.7
Enhanced Baseline (without PCB)17.4
Enhanced Baseline + PCGrad [51]9.8
Enhanced Baseline + CAGrad [22]17.9
Enhanced Baseline + GradVac [43]17.3
Enhanced Baseline + IMTLG [23]18.0
Enhanced Baseline + NashMTL [30]17.2
Ours (without KDSR)18.6
+ +are given in training. In inference, a query set $D_{query}$ with unseen objects of novel classes is used to evaluate the detection performance. + +# 3.2 Enhanced Baseline with Double-head R-CNN + +The majority of existing FSOD methods [10,41,49] use Faster R-CNN [36] as the basis of their architectures. Compared to other detection architectures such as DETR [53], Faster R-CNN is known for its efficiency and robustness. DeFRCN [32], which is built upon Faster R-CNN and achieves SOTA detection results, serves as the baseline of our method. The typical training loss $L$ of Faster R-CNN is defined as + +$$ +\min L = L _ {r p n} + \delta_ {1} L _ {r c n n} = L _ {r p n} + \delta_ {1} \left(L _ {c l s} + \delta_ {2} L _ {r e g}\right), \tag {1} +$$ + +where $L_{rpn}$ encapsulates the loss within the RPN, combining a bounding box regression loss and an objectness classification loss to iteratively refine the region proposals. $L_{rcnn}$ denotes the losses in RCNN consisting of the cross-entropy-based classification loss $L_{cls}$ and the smooth L1-based localization loss $L_{reg}$ [9]. The trade-off coefficients $\delta_1$ and $\delta_2$ are set to 1 in DeFRCN. Based on Eq.1, DeFRCN rescales the backward gradients of RPN and RCNN by constant rescaling coefficients $\beta_{rpn}$ and $\beta_{rcnn}$ , before propagating them back to the backbone parameters $\theta_b$ : + +$$ +\theta_ {b} \leftarrow \theta_ {b} - \mu \left(\beta_ {r p n} \cdot \frac {\partial L _ {r p n}}{\partial \theta_ {b}} + \beta_ {r c n n} \cdot \frac {\partial L _ {r c n n}}{\partial \theta_ {b}}\right). \tag {2} +$$ + +The rescaling approach yields a remarkable boost in detection performance. However, akin to previous methods, DeFRCN utilizes one shared RCNN network with two linear output layers to jointly handle object classification and bounding box regression without considering the conflicting properties of the two tasks. + +To decouple classification from regression, we enhance the baseline with a double-head RCNN, dividing it into task-specific branches for classification and localization using Res5 residual blocks (see $\mathrm{Res5}_{cls}$ and $\mathrm{Res5}_{reg}$ in Fig. 2 (a)). The two Res5 branches have separate learning weights to acquire task-specific features, and the regression head is class-agnostic, ensuring complete separation. This straightforward enhancement leads to improved performance over the baseline, as shown in Tab. 1. + +# 3.3 Adaptively Learning with Multiple Tasks + +Building upon the enhanced baseline, the proposed method addresses the conflicting requirements of the two tasks by rescaling the backward gradients of the two task-specific branches before forwarding them back to the backbone. + +$$ +\frac {\partial L _ {r c n n}}{\partial \theta_ {b}} = \alpha_ {c l s} \cdot \frac {\partial L _ {c l s}}{\partial \theta_ {b}} + \alpha_ {r e g} \cdot \frac {\partial L _ {r e g}}{\partial \theta_ {b}}. \tag {3} +$$ + +where $\alpha_{cls}$ and $\alpha_{reg}$ represent the rescaling ratios of classification and regression gradients. We emphasize that $\alpha_{cls}$ and $\alpha_{reg}$ are applied to the backward gradients of the backbone, not to the task-specific branches. This is because the task-specific branches are entirely separate, eliminating any conflicts. + +The optimal trade-off between $\alpha_{cls}$ and $\alpha_{reg}$ is vital to the performance. As previously mentioned, MTL techniques can effectively alleviate disparities between the two specific tasks. To demonstrate this, we apply a group of SOTA gradient modulation methods to the proposed double-head RCNN model (see Tab. 1). These methods employ closed-form optimizations to determine $\alpha_{cls}$ and $\alpha_{reg}$ with the aim of achieving a balanced backward gradient. Only two of these methods [22, 23] can obtain an improvement compared with the enhanced baseline. Note that none of these gradient modulation methods are originally developed for FSOD. Directly applying these closed-form methods to FSOD would neglect its properties, e.g., the objective of detection and the few-shot setting. More particularly, they lack the adaptability to incorporate task-specific few-shot data into the learning. We propose a precision-driven gradient balancer to adaptively leverage the available few-shot data and address the challenges posed by the conflicted gradients. + +The performance of FSOD methods is commonly measured by the average precision $(AP)$ , which depends on both classification accuracy and localization precision. Instead of closed-form optimization, the proposed method defines an additional loss term of $AP$ as $L_{AP}$ . During the training process, $L_{AP}$ can be directly utilized with the other losses to guide the generation of $\alpha_{cls}$ and $\alpha_{reg}$ , + +$$ +L _ {A P} = A P _ {\text {m a x}} - A P _ {\text {p r e d}} = A P _ {\text {m a x}} - \Psi \left(L _ {\text {c l s}}, L _ {\text {r e g}}\right), \tag {4} +$$ + +in which a constant $AP_{max} = 100$ represents the maximum precision objective value, and $AP_{pred}$ represents the predicted $AP$ . $\Psi$ is a simulated function of the classification and regression losses. $AP$ indicates the detection performance, which depends on a series of classification and regression measurements. These measurements include precision and recall curves based on True/False Positives/Negatives, intersection over union (IoU) thresholds, and detection confidence scores. Thus, it is infeasible to construct the exact $AP$ function in a few-shot setting for training. To solve this problem, we alternatively formulate $AP_{pred}$ as a function $\Psi$ of the task losses (Eq.4). Then the backward gradient of $L_{AP}$ to the backbone parameters can be defined as: + +$$ +\frac {\partial L _ {A P}}{\partial \theta_ {b}} = - \left(\frac {\partial \Psi}{\partial L _ {c l s}} \cdot \frac {\partial L _ {c l s}}{\partial \theta_ {b}} + \frac {\partial \Psi}{\partial L _ {r e g}} \cdot \frac {\partial L _ {r e g}}{\partial \theta_ {b}}\right). \tag {5} +$$ + +From this formulation, we note that the gradients $\frac{\partial \Psi}{\partial L_{cls}}$ and $\frac{\partial \Psi}{\partial L_{reg}}$ are independent of the backbone parameters $\theta_b$ , such that we can construct a small network $\tilde{\Psi}$ to simulate $\Psi$ . Data episodes $(L_{cls}, L_{reg}, AP)$ can be sampled by fine-tuning the proposed model on the novel support dataset $D_{novel}$ for several iterations, which can be utilized to train $\tilde{\Psi}$ . The network details can be found in Sec.4.3. Then the partial gradients of $L_{AP}$ in Eq.5 can be estimated by the gradients $\frac{\partial \tilde{\Psi}}{\partial L_{cls}}$ and $\frac{\partial \tilde{\Psi}}{\partial L_{reg}}$ . With the consideration of AP maximization, the backward gradients of the double-head RCNN toward the backbone can be reformulated as: + +$$ +\frac {\partial L _ {r c n n}}{\partial \theta_ {b}} = \gamma_ {c l s} \frac {\partial L _ {c l s}}{\partial \theta_ {b}} + \gamma_ {r e g} \frac {\partial L _ {r e g}}{\partial \theta_ {b}} + \gamma_ {A P} \frac {\partial L _ {A P}}{\partial \theta_ {b}} = \alpha_ {c l s} ^ {\prime} \frac {\partial L _ {c l s}}{\partial \theta_ {b}} + \alpha_ {r e g} ^ {\prime} \frac {\partial L _ {r e g}}{\partial \theta_ {b}} \tag {6} +$$ + +in which $\gamma_{cls}$ , $\gamma_{reg}$ and $\gamma_{AP}$ are trade-off coefficients among different losses. The updated gradient scaling ratios $\alpha_{cls}^{\prime}$ and $\alpha_{reg}^{\prime}$ are defined as: + +$$ +\alpha_ {c l s} ^ {\prime} = \gamma_ {c l s} - \gamma_ {A P} \frac {\partial \tilde {\Psi}}{\partial L _ {c l s}}, \alpha_ {r e g} ^ {\prime} = \gamma_ {r e g} - \gamma_ {A P} \frac {\partial \tilde {\Psi}}{\partial L _ {r e g}}. \tag {7} +$$ + +The proposed precision-driven gradient balancer, denoted as $\alpha_{cls}^{\prime}$ and $\alpha_{reg}^{\prime}$ , has the capacity to dynamically balance the conflicting task gradients and adjust them according to different conditions of the losses, which can largely improve the FSOD performance (Tab. 1). + +# 3.4 Task-Specific Learning with Pre-Trained CLIP + +Enhanced single-task learning can boost MTL performance. The proposed method aims to fully exploit CLIP's task-specific learning capabilities. While CLIP's robust capabilities have been applied to downstream tasks, fully harnessing its potential for FSOD remains underexplored. Two key modules are introduced based on CLIP: knowledge distillation and detection score refinement. + +Regarding knowledge distillation during the training process, CLIP serves as a teacher network $\varPhi_{\mathcal{T}}$ , while our proposed classification head takes on the role of a student network $\varPhi_S$ (see Fig. 2 (a)). Given region proposals generated by RPN, the student network extracts ROI features from the backbone as $x_{S}$ , while the teacher network utilizes the CLIP image encoder to obtain $x_{\mathcal{T}}$ . The predicted classification logits $P_{\mathcal{T}}$ and $P_{S}$ are respectively defined as + +$$ +P _ {S} = \Phi_ {S} \left(x _ {S}\right), \tag {8} +$$ + +$$ +P _ {\mathcal {T}} = \Phi_ {\mathcal {T}} \left(x _ {\mathcal {T}}, f _ {s u p}, V _ {s u p}, E _ {s u p}\right) = \eta \cdot \varrho \left(x _ {\mathcal {T}} \cdot f _ {s u p} ^ {T}\right) V _ {s u p} + x _ {\mathcal {T}} \cdot E _ {s u p} ^ {T}. \tag {9} +$$ + +In Eq.9, $\varPhi_{\mathcal{T}}$ is constructed as a key-value cache model based on the support set $D_{\text{novel}}$ . $f_{sup}$ represents the $(N + 1)$ -way- $K$ -shot support RoI features, which also denotes the cache keys. $V_{sup}$ is the one-hot vector generated from the support class labels in text. $E_{sup}$ is the embeddings generated by CLIP's text encoder on the support class's textual labels. The function $\varrho(\cdot)$ is an attention model to assess the similarity between $f_{sup}$ and $x_{\mathcal{T}}$ , and $\eta$ denotes the trade-off parameter between the two terms. The design of the teacher model draws inspiration from + +[54] for few-shot classification. However, departure from the exclusive focus of [54] on foreground $N$ -way- $K$ -shot features, our teacher network also incorporates background shots as an additional class (the $(N + 1)^{th}$ class). This adjustment ensures better alignment between the teacher network's logits and those of the student network, facilitating knowledge distillation. The background $K$ shots are randomly cropped from the background regions of the support images, and these shots are then included in the support set. + +Knowledge distillation aims at transferring the "dark knowledge" from teacher to student. To boost the performance of the transfer, a decoupled KD loss $L_{\mathrm{KD}}$ is formulated with target class knowledge distillation and non-target class knowledge distillation parts [58]. + +$$ +L _ {\mathrm {K D}} = \alpha_ {k} \left(\alpha_ {t} \mathrm {K L} \left(P _ {\mathcal {T}} ^ {t a r} | | P _ {S} ^ {t a r}\right) + \alpha_ {n} \mathrm {K L} \left(P _ {\mathcal {T}} ^ {n o n} | | P _ {S} ^ {n o n}\right)\right), \tag {10} +$$ + +where KL denotes to KL-Divergence. $P^{tar}$ represents the predicted logits for the target (ground-truth) class, while $P^{non}$ refers to the non-target classes. Through knowledge distillation, the proposed model gains a substantial boost in its classification ability by learning from CLIP's expertise. + +Regarding detection score refinement during inference, CLIP can be further utilized to obtain a more reliable detection score for the prediction (see Fig. 2 (b)). For a given query instance $q = (s,c,b)$ with predicted detection score $s$ , class label $c$ , and box coordinate $b$ , which are obtained from our FSOD model, the RoI feature $x_{q}$ is generated using CLIP's image encoder based on the predicted box. This $x_{q}$ is then adapted into the adapted query feature $f_{q} = \varPhi_{T}(x_{q},f_{sup},V_{sup},E_{sup})$ , which benefits from cross-attention between the query and supports, and the adapted support features $f_{sup}$ are enhanced with self-attention. The cross and self-attention layers play a crucial role in adapting both query and support features with the image-text correlation, thereby improving the representation ability of the adapted features towards novel classes. $f_{sup}$ is further averaged along the $K$ shots to generate the support prototypes $\bar{f}_{sup}$ . With the adapted features, the detection score can be updated with the cosine similarity between the adapted query and support features: + +$$ +s ^ {*} = \omega \cdot s + (1 - \omega) \frac {f _ {q} \cdot \bar {f} _ {\sup _ {c}}}{\| f _ {q} \| \| \bar {f} _ {\sup _ {c}} \|}, \tag {11} +$$ + +where $\bar{f}_{sup_c}$ denotes the support prototype of the $c^{th}$ class, and $\omega$ is a trade-off parameter. The refined detection scores leverage the discriminative capabilities of CLIP to mitigate false positives and enhance classification performance in few-shot scenarios. + +# 4 Experiments + +# 4.1 Datasets and Evaluation Settings + +Our evaluation primarily centers on the detection performance of novel classes, utilizing the FSOD evaluation protocol that is commonly employed in the SOTA + +![](images/e55792352597855a9f4c23cb0a71148d57c39bf1178dfbc807022cb615efc0ef.jpg) + +![](images/996201ed77b5f29b9aca9f53f8923da051337773e663f46743baca4d773c94e5.jpg) + +![](images/bfe6d7f451203b80b48cab224f3de10e730653437216dd79d2b2a477278243f8.jpg) + +![](images/49427e2601aab369b5b1a3218ae949d73b98fcc11154e77a2cf74bf3015386d6.jpg) +Fig. 3: (a) The architecture of the simulation network. (b) The results of grid searching on COCO-10shot with a batch size of 8. (c)-(d) The gradient-ratio changing curves during the fine-tuning stage. (e)-(f) The gradient-ratio changing curves compared with other gradient balancers on COCO 10-shot. + +![](images/a5c44dc5eb4342a8e4b915bd4df65b2e2646bd4bdc8a135162678c3fac7bbfdc.jpg) + +![](images/7631a34cc207e0615b405382e37485930f35003c4f35297bf43c8f42bdd2df53.jpg) + +methods [1,32,47,49]. To ensure fair comparisons, all experiments are conducted on the two widely-used FSOD benchmarks, MS COCO [21] and PASCAL VOC [7], with the same settings and data split as previous works [32, 41]. The MS COCO dataset, consisting of 80 different object categories, is a widely used benchmark for FSOD. 60 base classes are employed for base-training, and 20 novel classes are used for fine-tuning. The PASCAL VOC dataset consists of 20 object categories. The base-training and fine-tuning stages are performed on three different base/novel splits. Each split contains 15 base classes and 5 novel classes. Following the previous work, we use the mean of the average precision $(mAP)$ of the novel classes at varying intersections over union (IoU) thresholds (i.e., $mAP$ , $mAP_{50}$ , and $mAP_{75}$ ) as an evaluation metric for COCO (COCO style) and $mAP_{50}$ at a fixed IoU threshold of 0.5 as an evaluation metric for VOC (VOC style). All our reported results are an average of multiple runs. + +# 4.2 Implementation Details + +The ResNet-101 architecture, pre-trained on the ImageNet dataset, is used as the backbone network in the proposed method. The SGD optimizer is used to train the network with a mini-batch size of 16, momentum of 0.9, and weight decay of $5\mathrm{e}^{-5}$ . Following FSCE [40], we double the maximum number (from 256 to 512) of proposals kept after NMS in order to increase positive samples for training. To ensure a fair comparison with existing methods, the proposed method initializes the fine-tuning model with the pre-trained model weights obtained from the base-training of DeFRCN. Specifically, during fine-tuning, the proposed method initializes the model weights of the $\mathrm{Res5}_{cls}$ and $\mathrm{Res5}_{reg}$ blocks with the same values obtained from the pre-trained Res5 model weights of DeFRCN over the + +Table 2: Results on the VOC dataset over 3 splits with 1-, 2-, 3-, 5-, and 10-shot settings. The evaluation is conducted based on the performance of $mAP_{50}$ in VOC style on novel classes. $\star$ indicates the results are reproduced by us using codebase shared by the authors. $\dagger$ indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined. + +
VOC SplitSplit 1Split 2Split 3
MethodVenueCategory123510123510123510
FRCN-ft-full [36] †NIPS15meta13.819.632.841.545.67.915.326.231.639.19.811.319.135.045.1
FSRW [15]ICCV19meta14.815.526.733.947.215.715.322.730.140.521.325.628.442.845.9
MetaDet [42] †ICCV19meta18.920.630.236.849.621.823.127.831.743.020.623.929.443.944.1
Meta R-CNN [49] †ICCV19meta19.925.535.045.751.510.419.429.634.845.414.318.227.541.248.1
CME [18]AAAI19meta41.547.550.458.260.927.230.241.442.546.834.339.645.148.351.5
TIP [17] †CVPR21meta27.736.543.350.259.622.730.133.840.946.921.730.638.144.550.9
MetaFasterRCNN [10] †AAAI22meta43.054.560.666.165.427.735.546.147.751.440.646.453.459.958.6
KFSOD [55]CVPR22meta44.6-54.460.965.837.8-43.148.150.434.8-44.152.753.9
Meta-DETR [53]PAMI22meta40.651.458.059.263.637.036.643.749.154.641.645.952.758.960.6
ICPE [26] †AAAI23meta54.359.562.465.766.233.540.148.751.752.550.953.155.360.660.1
LSTD [1]AAAI18transfer8.21.012.429.138.511.43.85.015.731.012.68.515.027.336.3
NP-RepMet [50]NIPS20transfer37.840.341.747.349.441.643.043.447.449.133.338.039.841.544.8
MPSR [45] †ECCV20transfer41.743.151.455.261.824.429.539.239.947.835.640.642.348.049.7
FSCE [40] †CVPR21transfer44.243.851.461.963.427.329.543.544.250.237.241.947.554.658.5
TFA w/cos [41] †CVPR21transfer39.836.144.755.756.023.526.934.135.139.130.834.842.849.549.8
SRR-FSD [59] †CVPR21transfer47.850.551.355.256.832.535.339.140.843.840.141.544.346.946.4
DeFRCN [32] * †ICCV21transfer55.157.461.164.661.532.140.547.952.947.548.951.952.555.759.0
CoCo-RCNN [29]†ECCV22transfer33.544.250.257.563.325.331.039.643.850.124.836.942.850.857.7
ModelCali [8]ECCV22transfer40.144.251.262.063.033.333.142.346.352.336.143.143.552.056.0
DMNet [27]TCyber23transfer34.750.754.058.862.531.328.241.846.252.738.640.043.448.948.9
D&R [19] †AAAI23transfer60.464.065.264.766.337.946.848.152.753.155.757.957.660.661.9
NVAE [48] †CVPR23transfer62.164.967.869.267.539.946.854.454.253.658.260.361.064.065.5
RISF [14] †CVIU24transfer67.270.571.574.273.947.652.357.358.360.459.459.059.162.463.9
Ours-transfer68.971.572.174.572.265.569.873.574.473.168.869.870.071.671.9
+ +base dataset. As for fine-tuning, the learning rate is set to 0.01 for most of the experiments. Specifically, similar to Meta-DETR [53], the learning rates for the 5-shot and 10-shot PASCAL VOC cases are reduced to 0.001 to achieve better convergence. Following the same settings as DeFRCN, the Res5cls block is frozen during fine-tuning, and the values of $\beta_{rpn}$ and $\beta_{rcnn}$ are set to 0 and 0.01, respectively. The positive fraction of random sampling in RPN is set to 0.5 for both the classification and localization tasks. CLIP utilizes the pre-trained ViT-L/14@336px model. The trade-off parameter $\eta$ is set to 6 for COCO 1/2/3-shots and all VoC shots, and 1 for other COCO shots. + +# 4.3 The Performance of Precision-Driven Gradient Balancer + +A small network $\tilde{\Psi}$ (Fig. 3(a)) is built with an architecture of 4 linear layers and 3 Sigmoid activation layers in between. The input dimension of the network is 2 representing the two task losses, the output dimension is 1 denoting the AP value, and the dimension of the hidden layers is 8. Regarding the data episode collection, the proposed model is fine-tuned on the novel dataset $D_{novel}$ for 200 iterations. Data episodes containing loss and average precision values are sampled every 10 iterations. In each iteration, RPN generates 200 proposals, creating a data episode for each. Sampling 20 iterations yields around 4k samples. The network undergoes training using normalized data episodes for 1000 iterations, employing a learning rate of $1e^{-3}$ , the AdamW optimizer [25], and a batch size of + +Table 3: Results on COCO for novel classes in 1-, 2-, 3-,5-, 10- and 30-shot settings. The evaluation is based on $mAP$ , $mAP_{50}$ and $mAP_{75}$ in COCO style over multiple runs. $\star$ indicates the results are reproduced by us using the codebase shared by the authors. $\dagger$ indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined. + +
COCO Shot12351030
MethodVenueCategoryBackbone\( {mAP} \)\( {mAP} \)\( {mAP} \)\( {mAP} \)\( {mAP} \)\( {mAP} \)\( {mAP}_{50} \)\( {mAP}_{75} \)\( {mAP} \)\( {mAP}_{50} \)\( {mAP}_{75} \)
FRCN-ft-full [36] †NIPS15metaZFnet1.73.13.74.65.510.05.57.413.17.4
FSRW [15]ICCV19metaDarkNet-19----5.612.34.69.119.07.6
MetaDet [42] †ICCV19metaResNet-101----7.114.66.111.321.78.1
Meta R-CNN [49] †ICCV19metaResNet-101----8.719.16.68.719.16.6
CME [18]AAAI19meta-----15.124.616.416.928.017.8
DCNet [12] ‡§CVPR21metaResNet-101----12.823.411.218.632.617.5
TIP [17] †CVPR21metaResNet-101----16.333.214.118.335.916.9
DAAN [2] †TMM21metaResNet-50----18.6-17.221.6-20.3
MetaFasterRCNN [10] †AAAI22metaResNet-1015.17.6--12.725.710.816.631.815.8
FsDetView [47] †PAMI22metaResNet-184.56.67.210.712.527.39.814.730.612.2
Meta-DETR [53]PAMI22metaResNet-1017.513.515.415.419.030.519.722.235.022.8
MPSR [45] † ▪ECCV20transferResNet-1015.16.77.4-9.817.99.714.125.414.2
TFA w/cos [41] †CVPR21transferResNet-1011.93.95.17.09.117.18.812.122.012.0
SRR-FSD [59] †CVPR21transferResNet-101----11.323.09.814.729.213.5
DeRFCN [32] * †ICCV21transferResNet-1019.713.114.515.618.433.817.322.639.722.9
CoCo-RCNN [29]†ECCV22transferResNet-1015.2---16.426.516.519.232.921.0
DMNet [19]TCyber23transferResNet-101----10.217.810.517.029.517.4
D&r [19] †AAAI23transferResNet-1018.312.714.316.418.7--21.8--
ICPE [26] †AAAI23transferResNet-101----19.327.918.023.132.919.2
NVAE [48] †CVPR23transferResNet-1019.513.714.315.918.7--22.5--
RISF [14]CVIU24transferResNet-10111.715.918.220.321.939.9-24.443.2-
Ours-transferResNet-10112.816.917.519.522.740.022.325.243.325.3
+ +Table 4: The cross-domain FSOD performance on base-training with COCO base classes and fine-tuning on VOC novel classes. + +
MethodFRCN-ft-full [36]FSRW [15]MetaDet [42]MetaRCNN [49]MPSR [45]DeFRCN [32]Ours
mAP31.232.333.937.442.341.042.5
+ +8. The loss function employed is Mean Squared Error (MSE), which quantifies the difference between the sampled and predicted AP values. For the VOC dataset, $mAP_{50}$ is utilized as the AP targets. + +Tab. 1 shows a comparison between the SOTA MTL gradient modulation methods and the proposed precision-driven gradient balancer. All the models are finetuned on the COCO dataset in 10-shot with a batch size of 16. Through adaptively rescaling the backward gradients, the proposed balancer with the double-head RCNN boosts the average precision of FSOD by $11.3\%$ compared with the baseline. In addition, during the fine-tuning, the proposed precision-driven gradient balancer can adaptively generate different ratios for different few-shot conditions (Fig. 3(c-d)). As an additional validation measure for the gradient balancer's performance, we conducted manual tuning of the gradient ratios via grid-searching (Fig. 3(b)). Surprisingly, the optimal ratios determined via grid-searching $(\alpha_{cls}^{\prime} = 0.1, \alpha_{reg}^{\prime} = 1.0)$ closely resemble the choices made by the precision-driven gradient balancer (Fig. 3(e)-(f)). In contrast to grid-searching, which employs time-consuming brute-force searching, the gradient balancer provides a more time-efficient and parameter-efficient solution. + +Table 5: The ablation studies on COCO-10shot. $\diamond$ and $\star$ indicate the baseline and the enhanced baseline respectively. + +
Adaptive Multi-task LearningEnhanced Task-specific LearningmAP
Double-head RCNNPrecision-driven Gradient BalancerKnowledge DistillationScore Refinement
----16.70
---PCB18.50
---✓19.6
✓---17.40
✓✓--18.4
✓✓✓-18.6
✓✓✓PCB19.8
✓✓✓✓22.7
+ +Table 6: Comparison of training and inference efficiency between the baseline method and our method using 4 RTX-6000 GPUs with a batch size of 4 per GPU. + +
MethodsTrain (s/iter)Inference (s/img)Params (M)\( mAP_{coco} \)
DeFRCN[32]0.70.352.118.5
Ours2.20.467.122.7
+ +# 4.4 Comparison with State-of-the-Arts + +The few-shot detection results on the PASCAL VOC dataset for all splits can be found in Tab. 2. Compared to the SOTA methods, our method achieves better or comparable results on novel classes. Compared with the second best, an improvement of $12.5\%$ is observed in terms of the mean $mAP_{50}$ across all configurations. Our method achieves more balanced precision scores on different VoC splits due to the adaptively learned gradient balancer and the KDSR scheme. + +Table 3 shows the few-shot detection results for novel classes on the COCO datasets. Our method achieves either the highest or second-highest performance when compared to existing FSOD methods across all shots. The proposed method achieves an improvement of $3.7\%$ over the second-best method in terms of $mAP$ on COCO 10-shot. The proposed precision-driven gradient balancer, along with the KDSR scheme, has the capability to enhance performance in FSOD tasks. Compared to other methods, the proposed method retains the simplicity of the transfer-learning architecture while achieving outstanding performance under the more stringent $mAP_{75}$ metric. + +To evaluate the domain adaption ability of our method, the cross-dataset experiments are conducted following [32,45]. The results are presented in Tab. 4. The superior performance achieved by the proposed method indicates its strong generalization ability in few-shot cross-domain scenarios. + +# 4.5 Ablation Studies & Parameter Analysis + +The ablation study on our method is presented in Tab. 5. Unless otherwise specified, all experiments are performed on the COCO and VOC-split1 datasets in 10-shot with a batch size of 16. By gradually adding the proposed modules, the proposed method achieves increasing performance. The knowledge distillation module leads to a $1.1\%$ improvement in the term of mAP via the learning from + +Table 7: The parameter analysis of $\gamma_{cls}$ and $\gamma_{reg}$ for gradient balancer, and $\alpha_{k}$ for knowledge distillation. + +
αk00.050.10.2
COCO (mAP)18.418.518.618.4
γcls & γreg00.050.10.51
COCO (mAP)---0.518.4
VOC (mAP50)62.863.861.463.162.2
+ +Table 8: The parameter analysis of $\omega$ for score refinement. + +
ωno-refine0.20.40.60.8
COCO (mAP)18.5021.422.022.721.8
ωno-refine0.020.040.060.08
VOC (mAP50)58.171.471.671.871.2
+ +![](images/7222372bdd8a14bd66fea444d7b829555668fe4810719c163462da299ce1f01b.jpg) +Fig. 4: Detection results visualization comparing the proposed method and baseline. Best viewed with zoom for optimal clarity. + +the teacher network. With the score refinement module, the detection performance is increased by 4.1 in $mAP$ . Due to the plug-and-play nature of the score refinement module, we incorporated it into the baseline method, resulting in a $5.9\%$ performance boost for the baseline compared to PCB. The comparisons regarding training and inference efficiency have been depicted in Tab. 6. + +The parameter analysis of $\gamma_{cls}$ and $\gamma_{reg}$ is given in Tab. 7. For the COCO dataset, employing too small values for $\gamma_{cls}$ and $\gamma_{reg}$ can lead to gradient vanishing, primarily influenced by the scale of the simulated gradients $\frac{\partial\tilde{\Psi}}{\partial L_{cls}}$ and $\frac{\partial\tilde{\Psi}}{\partial L_{reg}}$ . Therefore, we set $\gamma_{cls} = \gamma_{reg} = 1.0$ for COCO. In the case of VOC, $\gamma_{cls}$ and $\gamma_{reg}$ are set to 0.05. The analysis of $\alpha_{k}$ is given in Tab. 8. For KD, the scaling ratio of the KD loss $\alpha_{k}$ is set to 0.1. $\alpha_{t}$ and $\alpha_{n}$ are set as 0.1 and 0.8. Moreover, the parameter analysis on the trade-off $\omega$ for score refinement can be found in Tab. 7. We further illustrate the detection results of both the proposed method and the baseline in Figure 4. Our method demonstrates superior IoU scores in terms of localization and higher detection scores in terms of classification. + +# 5 Conclusion + +This study proposes an adaptive multi-task learning method for few-shot object detection. The method constructs a novel precision-driven gradient balancer to mitigate task discrepancies in multi-task learning, allowing for adaptive adjustment of backward gradient ratios to achieve a balanced joint updating direction. Additionally, we introduce a CLIP-based knowledge distillation and score refinement scheme to enhance task-specific learning and further boost the performance of multi-task learning. Experimental results demonstrate that our method surpasses leading few-shot object detection methods on benchmark datasets. + +# Acknowledgements + +This research is supported by the National Research Foundation, Singapore under its Strategic Capability Research Centres Funding Initiative. Any opinions, findings and conclusions or recommendations expressed in this material are those of the author(s) and do not reflect the views of National Research Foundation, Singapore. + +# References + +1. Chen, H., Wang, Y., Wang, G., Qiao, Y.: Lstd: A low-shot transfer detector for object detection. In: AAAI. vol. 32 (2018) +2. Chen, T.I., Liu, Y.C., Su, H.T., Chang, Y.C., Lin, Y.H., Yeh, J.F., Chen, W.C., Hsu, W.: Dual-awareness attention for few-shot object detection. IEEE TMM (2021) +3. 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The majority of few-shot object detection methods use a shared feature map for both classification and localization, despite the conflicting requirements of these two tasks. Localization needs scale and positional sensitive features, whereas classification requires features that are robust to scale and positional variations. Although few methods have recognized this challenge and attempted to address it, they may not provide a comprehensive resolution to the issue. To overcome the contradictory preferences between classification and localization in few-shot object detection, an adaptive multi-task learning method, featuring a novel precision-driven gradient balancer, is proposed. This balancer effectively mitigates the conflicts by dynamically adjusting the backward gradient ratios for both tasks. Furthermore, a knowledge distillation and classification refinement scheme based on CLIP is introduced, aiming to enhance individual tasks by leveraging the capabilities of large vision-language models. Experimental results of the proposed method consistently show improvements over strong few-shot detection baselines on benchmark datasets. https://github.com/RY-Paper/MTL-FSOD" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 160, + 442, + 416, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 442, + 416, + 453 + ], + "spans": [ + { + "bbox": [ + 160, + 442, + 416, + 453 + ], + "type": "text", + "content": "Keywords: Few-shot Object Detection " + }, + { + "bbox": [ + 160, + 442, + 416, + 453 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 442, + 416, + 453 + ], + "type": "text", + "content": " Multi-task Learning" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 475, + 230, + 488 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 475, + 230, + 488 + ], + "spans": [ + { + "bbox": [ + 132, + 475, + 230, + 488 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 502, + 482, + 635 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 635 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 635 + ], + "type": "text", + "content": "Rapid advancement of deep learning techniques has led to significant improvements in object detection [60]. However, it requires great effort to prepare densely annotated data for learning, such as refined object bounding boxes and their corresponding classification labels. In some data-scarce scenarios such as medical landmark detection [33] and animal species recognition [44], it is very difficult to collect adequate data. In response to these problems, few-shot object detection (FSOD) [1, 13, 15] has attracted growing research interest in recent years. FSOD aims to detect novel objects by generalizing knowledge learned from base (seen) classes to novel (unseen) classes, with sufficient training samples in the former and limited training samples in the latter. Several popular object detection frameworks, including Faster R-CNN [36], YOLO [35], and DETR [53]," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 642, + 335, + 653 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 642, + 335, + 653 + ], + "spans": [ + { + "bbox": [ + 133, + 642, + 335, + 653 + ], + "type": "text", + "content": "* These authors contributed equally to this work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 135, + 653, + 438, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 653, + 438, + 665 + ], + "spans": [ + { + "bbox": [ + 135, + 653, + 438, + 665 + ], + "type": "text", + "content": "This work was fully conducted during the author's PhD studies at NTU." + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 116, + 202, + 206 + ], + "blocks": [ + { + "bbox": [ + 132, + 116, + 202, + 206 + ], + "lines": [ + { + "bbox": [ + 132, + 116, + 202, + 206 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 202, + 206 + ], + "type": "image", + "image_path": "33c966c7370513015af3f40b4fb9724ad5ee3a1c3eb79756934d4bb380b730ab.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 215, + 482, + 282 + ], + "lines": [ + { + "bbox": [ + 130, + 215, + 482, + 282 + ], + "spans": [ + { + "bbox": [ + 130, + 215, + 482, + 282 + ], + "type": "text", + "content": "Fig. 1: An FSOD method [32] is trained under two distinct conditions: full-training (generic) and 10-shots (few-shot) on COCO-novel dataset. (a-b) Generic detection with abundant training data leads to balanced classification and regression IoU scores, while the few-shot setting shows higher score misalignments. (c-d) The gap between classification scores and regression IoU scores widens notably in few-shot scenarios compared to generic object detection. Metric details can be found in [46]." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 219, + 116, + 292, + 206 + ], + "blocks": [ + { + "bbox": [ + 219, + 116, + 292, + 206 + ], + "lines": [ + { + "bbox": [ + 219, + 116, + 292, + 206 + ], + "spans": [ + { + "bbox": [ + 219, + 116, + 292, + 206 + ], + "type": "image", + "image_path": "bdcb3865845878599ea5aa0e909378e8aa40b4bbec8fa0dc9f60c8c048909d31.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 300, + 116, + 390, + 205 + ], + "blocks": [ + { + "bbox": [ + 300, + 116, + 390, + 205 + ], + "lines": [ + { + "bbox": [ + 300, + 116, + 390, + 205 + ], + "spans": [ + { + "bbox": [ + 300, + 116, + 390, + 205 + ], + "type": "image", + "image_path": "d7b287f2c869f7548dce3a2e43927f37d53e12d97f7919f6afd9d76b4cf20a11.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 391, + 116, + 480, + 205 + ], + "blocks": [ + { + "bbox": [ + 391, + 116, + 480, + 205 + ], + "lines": [ + { + "bbox": [ + 391, + 116, + 480, + 205 + ], + "spans": [ + { + "bbox": [ + 391, + 116, + 480, + 205 + ], + "type": "image", + "image_path": "74168d78d9cc90ae254e4520f4a1b48ad17a740e95b9153985e0a004cff7655f.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 306, + 480, + 366 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 306, + 480, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 306, + 480, + 366 + ], + "type": "text", + "content": "have been combined with meta-learning or transfer-learning techniques to build FSOD models, as demonstrated in previous studies such as [1, 10, 15, 41, 49]. While these methods have achieved many promising results, object detection under few-shot settings remains challenging due to the difficulty in preventing over-fitting and improving the generalization capability of the model." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 366, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 605 + ], + "type": "text", + "content": "Object detection is a multi-task learning problem involving two subtasks: classification for determining \"what class the object belongs to\" and localization for determining \"where the object is\". They have two distinct differences. The first is the conflicting translation and scale properties [16]. A properly trained classifier has features that are insensitive to the changes in object scale and position, as long as they belong to the same class, while localization relies on features that are responsive to the shifts in scale and position. The second is the conflicting backward task-gradients [3,31]. If the gradient norm of the classification loss with respect to the shared backbone parameters is much greater than that of the regression loss, then the training process would be dominated by the classification task, and vice versa. The discrepancy becomes more pronounced in few-shot settings as opposed to the generic detection problem (Fig. 1). Any bias toward either task would negatively affect the performance of FSOD. Nonetheless, most FSOD models utilize shared networks to carry out these two tasks, leading to an increased disparity between them. There are few studies utilizing task-specific models for FSOD in the current literature [27,32]. While strengthening individual tasks can indeed enhance overall performance in multi-task scenarios, multiple tasks with conflicting needs can hurt rather than facilitate the joint learning processes. Consequently, this could potentially result in lower performance compared to single-task learning [56]." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "To bridge the dissonance between the two specific tasks in this paper, we propose an adaptive multi-task learning method for FSOD. To handle task conflicts, a novel precision-driven gradient balancer is introduced to dynamically harmonize the learning process with a double-head R-CNN model. This balancer, pre-trained on a few-shot dataset, exhibits the capability of adaptively" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 284 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 284 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 284 + ], + "type": "text", + "content": "rescaling the backward gradients from the classification and localization heads. This adaptive rescaling not only proficiently alleviates the gradient conflicts but also substantially elevates the learning performance. Moreover, to enhance individual tasks, we devise a knowledge distillation and score refinement scheme (named KDSR) leveraging both image and text embeddings from a pre-trained CLIP [34]. During the training phase, CLIP is adapted as a teacher network to guide the learning of the classification head. During the inference phase, CLIP is further adapted to aggregate the detection scores. This scheme effectively inherits CLIP's powerful capabilities, particularly critical in data-scarce scenarios. In contrast to the previous method [19], which solely leverages CLIP's text encoder, KDSR aims to unleash the full potential of CLIP for FSOD by utilizing adapted image-text features. The experimental results demonstrate that the proposed method achieves state-of-the-art performance on benchmark datasets. The contributions of the proposed method are summarized as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 296, + 479, + 380 + ], + "type": "list", + "angle": 0, + "index": 6, + "blocks": [ + { + "bbox": [ + 138, + 296, + 479, + 318 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 296, + 479, + 318 + ], + "spans": [ + { + "bbox": [ + 138, + 296, + 479, + 318 + ], + "type": "text", + "content": "- A precision-driven gradient balancer can effectively mitigate task disparities and elevate overall learning efficiency." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 320, + 479, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 320, + 479, + 355 + ], + "spans": [ + { + "bbox": [ + 138, + 320, + 479, + 355 + ], + "type": "text", + "content": "- A KDSR scheme can enhance individual-task performance through knowledge distillation during training, and score refinement during inference, both using adapted image-text features of CLIP." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 357, + 479, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 357, + 479, + 380 + ], + "spans": [ + { + "bbox": [ + 138, + 357, + 479, + 380 + ], + "type": "text", + "content": "- Experimental results demonstrate that the proposed method achieves state-of-the-art FSOD results across benchmark datasets." + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 406, + 237, + 418 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 406, + 237, + 418 + ], + "spans": [ + { + "bbox": [ + 132, + 406, + 237, + 418 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 436, + 296, + 449 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 436, + 296, + 449 + ], + "spans": [ + { + "bbox": [ + 132, + 436, + 296, + 449 + ], + "type": "text", + "content": "2.1 Few-shot Object Detection" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 462, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 482, + 665 + ], + "type": "text", + "content": "Existing FSOD methods can be categorized into two types: meta-learning based methods and transfer-learning based methods. Most FSOD methods are based on meta-learning [10,15,49,53], which focuses on learning to learn task-level knowledge that can be generalized to novel classes. Nevertheless, the meta-learning based methods require a complicated training process that depends on carefully structured query-support episodes as inputs. Additionally, separate feedforward processes must be conducted for each object class. Consequently, these methods usually suffer from a huge computational burden. Transfer-learning based methods learn novel concepts via simple fine-tuning on top of a pre-trained base model, which is more straightforward and efficient [41,45,52]. For example, a regularized transfer learning framework is developed in [1] to leverage the knowledge of base classes for enhancing the detection performance of novel classes. The Multi-scale Positive Sample Refinement (MPSR) [45] scheme enriches the transfer-learning based Faster R-CNN model with multi-scale features. A two-stage fine-tuning approach (TFA) [41] outperforms all previous meta-learning approaches. However, none of the methods fully addresses the disparities between the classification and localization tasks in few-shot scenarios." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 261, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 261, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 261, + 128 + ], + "type": "text", + "content": "2.2 Multi-task Learning" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 481, + 233 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 481, + 233 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 481, + 233 + ], + "type": "text", + "content": "Multi-task learning [56] (MTL) leverages a joint model to concurrently address multiple predictive tasks. Joint training enables the extraction of shared concepts among related tasks, leading to the reduction of computation costs and the enhancement of data utilization efficiency. However, the negative transfer problem [24] arises when tasks have conflicting requirements. The conflict in learning dynamics can be detrimental, rather than beneficial, to the learning process. To mitigate this issue, three strategies can be considered: decoupling the models, addressing gradient modulation, and enhancing task-specific branches" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 234, + 482, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 234, + 482, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 234, + 482, + 413 + ], + "type": "text", + "content": "Decoupled Models with task-specific branches have been considered by MTL architectures to minimize the negative transfer [28, 57]. In generic object detection, task-specific modules can offer superior classification accuracy and localization precision. For instance, Chen et al. [46] develop a double-head Faster R-CNN, splitting the shared RCNN head into classification and localization branches. Song et al. [38] address spatial misalignment between the tasks through task-aware spatial disentanglement. Nonetheless, the prior methods overlook the challenges posed by few-shot scenarios characterized by limited available data. A few FSOD methods have addressed the issue of task separation. For instance, DMNet [27] leverages decoupled representation transformation to adaptively generate representations, although its performance falls short of state-of-the-art (SOTA) results. DeFRCN [32] achieves comparable outcomes by decoupling the region proposal network (RPN) from the region-based convolutional neural network (RCNN). Nonetheless, these approaches do not comprehensively explore the potential benefits of task-specific branches in FSOD." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 414, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 482, + 593 + ], + "type": "text", + "content": "Gradient Modulation serves as another solution to address the issue of negative transfer [3]. The backpropagated gradients of different tasks exhibit conflicting directions or varying magnitudes. Conflicting gradients can result in imbalances or the dominance of certain tasks during the backpropagation toward the shared modules. To address this problem, several MTL methods have introduced gradient modulation techniques to merge them into a well-balanced joint gradient. For instance, gradient surgery is proposed in [51] to project task gradients onto the normal plane of the conflicting gradients. Nash Bargaining Solution is employed in [30] to treat the gradient combination as a cooperative bargaining game. Impartial multi-task learning method [23] utilizes a closed-form gradient balance method to mitigate task bias. However, existing MTL methods often emphasize gradient modulation via closed-form optimization techniques, disregarding the domain knowledge of task-specific data, and they have not been explored in FSOD. In FSOD, depending solely on static closed-form solutions may fall short in addressing the challenges posed by data scarcity." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Enhanced Task-specific Branches can contribute to enhancing the overall performance of MTL. Two task-specific strategies can be considered: 1) Knowledge Distillation (KD) guides the learning of task-specific student networks with the knowledge of individual single-task teacher networks [11]. For some MTL applications, the distilled student networks can match or even outperform the single-task teachers [5, 37]. For FSOD, a backdoor adjustment-based KD" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 304, + 232 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 304, + 232 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 304, + 232 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 304, + 232 + ], + "type": "image", + "image_path": "37fdef426651117425f93a130b73aaefad45a8cfda6a1aacfb8676327b4bf288.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 242, + 482, + 308 + ], + "lines": [ + { + "bbox": [ + 130, + 242, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 242, + 482, + 308 + ], + "type": "text", + "content": "Fig. 2: Workflow of the proposed method. a) During training, a novel precision-driven gradient balancer is introduced within a double-head RCNN to address negative transfer issues in the backward task gradients. Meanwhile, an adapted-CLIP-based knowledge distillation module is developed to enhance the classification branch. b) During inference, a detection score refinement module is constructed to further enhance the FSOD performance. Notation details are given in Sec.3." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 309, + 114, + 474, + 234 + ], + "blocks": [ + { + "bbox": [ + 309, + 114, + 474, + 234 + ], + "lines": [ + { + "bbox": [ + 309, + 114, + 474, + 234 + ], + "spans": [ + { + "bbox": [ + 309, + 114, + 474, + 234 + ], + "type": "image", + "image_path": "6ba2454e5f1dd36ff0828e9866e213bae6f753a8f46c7f220ec492f4092a4fde.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 333, + 482, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 333, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 333, + 482, + 525 + ], + "type": "text", + "content": "method is introduced in [19] with the text encoder of CLIP [34] as a teacher network. Nevertheless, relying solely on a pre-trained text encoder has not fully exploited the potential of CLIP. 2) Refinement Strategy aims to enhance the precision and accuracy of specific tasks. A range of studies has introduced various refinement strategies. For example, Cheng et al. [4] demonstrate a decoupled classification refinement (DCR) network that utilizes hard false positive samples. Li et al. [20] devise a few-shot correction network to learn from false positive samples of novel classes. Nonetheless, in few-shot scenarios, it is challenging to collect enough false positive samples to train the correction network adequately. In [32], an offline prototypical calibration block (PCB) utilizing a robust classifier pre-trained on ImageNet [6] is proposed for classification refinement in FSOD. Although large-scale pre-trained models like CLIP have demonstrated promising results in some few-shot classification methods [39, 54], none of the FSOD methods has considered employing adapted image-text embeddings for precision refinement. This paper aims to unleash the full potential of CLIP for FSOD by employing a combination of knowledge distillation and refinement strategies." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 544, + 233, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 544, + 233, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 544, + 233, + 559 + ], + "type": "text", + "content": "3 Methodology" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 571, + 269, + 583 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 571, + 269, + 583 + ], + "spans": [ + { + "bbox": [ + 132, + 571, + 269, + 583 + ], + "type": "text", + "content": "3.1 Problem Formulation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Consistent with previous research on FSOD [1, 15, 41], transfer-learning based methods involve two training stages: base-training on a large dataset " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{base}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " with abundant annotated instances, followed by fine-tuning on a novel support dataset " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{novel}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " with very few annotated object instances. There are no overlap between the base classes " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "C_{base}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{base}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " and the novel classes " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "C_{novel}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{novel}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "C_{base} \\cap C_{novel} = \\emptyset" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". In " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "-shot FSOD, exact " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " instance annotations of each novel class" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 211, + 146, + 402, + 219 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": "Table 1: Performance comparison of gradient modulation methods on the enhanced baseline. No KDSR or PCB is involved. More details in Sec.4.3" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 211, + 146, + 402, + 219 + ], + "lines": [ + { + "bbox": [ + 211, + 146, + 402, + 219 + ], + "spans": [ + { + "bbox": [ + 211, + 146, + 402, + 219 + ], + "type": "table", + "html": "
MethodsmAP
Baseline (without PCB) [32]16.7
Enhanced Baseline (without PCB)17.4
Enhanced Baseline + PCGrad [51]9.8
Enhanced Baseline + CAGrad [22]17.9
Enhanced Baseline + GradVac [43]17.3
Enhanced Baseline + IMTLG [23]18.0
Enhanced Baseline + NashMTL [30]17.2
Ours (without KDSR)18.6
", + "image_path": "a64c92bf49cbb203ba0dde078b4c21c6e036e109c34939fee9c753ef4f9e1fe0.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 242, + 480, + 268 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 242, + 480, + 268 + ], + "spans": [ + { + "bbox": [ + 130, + 242, + 480, + 268 + ], + "type": "text", + "content": "are given in training. In inference, a query set " + }, + { + "bbox": [ + 130, + 242, + 480, + 268 + ], + "type": "inline_equation", + "content": "D_{query}" + }, + { + "bbox": [ + 130, + 242, + 480, + 268 + ], + "type": "text", + "content": " with unseen objects of novel classes is used to evaluate the detection performance." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 286, + 390, + 298 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 286, + 390, + 298 + ], + "spans": [ + { + "bbox": [ + 132, + 286, + 390, + 298 + ], + "type": "text", + "content": "3.2 Enhanced Baseline with Double-head R-CNN" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 308, + 479, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 479, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 479, + 380 + ], + "type": "text", + "content": "The majority of existing FSOD methods [10,41,49] use Faster R-CNN [36] as the basis of their architectures. Compared to other detection architectures such as DETR [53], Faster R-CNN is known for its efficiency and robustness. DeFRCN [32], which is built upon Faster R-CNN and achieves SOTA detection results, serves as the baseline of our method. The typical training loss " + }, + { + "bbox": [ + 130, + 308, + 479, + 380 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 308, + 479, + 380 + ], + "type": "text", + "content": " of Faster R-CNN is defined as" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 202, + 390, + 480, + 403 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 390, + 480, + 403 + ], + "spans": [ + { + "bbox": [ + 202, + 390, + 480, + 403 + ], + "type": "interline_equation", + "content": "\\min L = L _ {r p n} + \\delta_ {1} L _ {r c n n} = L _ {r p n} + \\delta_ {1} \\left(L _ {c l s} + \\delta_ {2} L _ {r e g}\\right), \\tag {1}", + "image_path": "6a3b5827421accc136c8591605841f4c2c0ea518de514fc66e88adbc2cd4a63c.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "L_{rpn}" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " encapsulates the loss within the RPN, combining a bounding box regression loss and an objectness classification loss to iteratively refine the region proposals. " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "L_{rcnn}" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " denotes the losses in RCNN consisting of the cross-entropy-based classification loss " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "L_{cls}" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " and the smooth L1-based localization loss " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "L_{reg}" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " [9]. The trade-off coefficients " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "\\delta_1" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "\\delta_2" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " are set to 1 in DeFRCN. Based on Eq.1, DeFRCN rescales the backward gradients of RPN and RCNN by constant rescaling coefficients " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "\\beta_{rpn}" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "\\beta_{rcnn}" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": ", before propagating them back to the backbone parameters " + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "inline_equation", + "content": "\\theta_b" + }, + { + "bbox": [ + 130, + 411, + 479, + 506 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 216, + 507, + 480, + 531 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 507, + 480, + 531 + ], + "spans": [ + { + "bbox": [ + 216, + 507, + 480, + 531 + ], + "type": "interline_equation", + "content": "\\theta_ {b} \\leftarrow \\theta_ {b} - \\mu \\left(\\beta_ {r p n} \\cdot \\frac {\\partial L _ {r p n}}{\\partial \\theta_ {b}} + \\beta_ {r c n n} \\cdot \\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}}\\right). \\tag {2}", + "image_path": "6ce679d9454b80d41c2d5afb6375975f9e99e971b372f392720d003fb8e410f4.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 533, + 479, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 479, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 479, + 581 + ], + "type": "text", + "content": "The rescaling approach yields a remarkable boost in detection performance. However, akin to previous methods, DeFRCN utilizes one shared RCNN network with two linear output layers to jointly handle object classification and bounding box regression without considering the conflicting properties of the two tasks." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": "To decouple classification from regression, we enhance the baseline with a double-head RCNN, dividing it into task-specific branches for classification and localization using Res5 residual blocks (see " + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{Res5}_{cls}" + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{Res5}_{reg}" + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": " in Fig. 2 (a)). The two Res5 branches have separate learning weights to acquire task-specific features, and the regression head is class-agnostic, ensuring complete separation. This straightforward enhancement leads to improved performance over the baseline, as shown in Tab. 1." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 369, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 369, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 369, + 129 + ], + "type": "text", + "content": "3.3 Adaptively Learning with Multiple Tasks" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 480, + 174 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 480, + 174 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 480, + 174 + ], + "type": "text", + "content": "Building upon the enhanced baseline, the proposed method addresses the conflicting requirements of the two tasks by rescaling the backward gradients of the two task-specific branches before forwarding them back to the backbone." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 235, + 182, + 481, + 205 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 182, + 481, + 205 + ], + "spans": [ + { + "bbox": [ + 235, + 182, + 481, + 205 + ], + "type": "interline_equation", + "content": "\\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}} = \\alpha_ {c l s} \\cdot \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\alpha_ {r e g} \\cdot \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}}. \\tag {3}", + "image_path": "a83dbf7803a6c82a59698d41933ecf37318ea48db77a5b5eb1d9db3fceff21da.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}" + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}" + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "content": " represent the rescaling ratios of classification and regression gradients. We emphasize that " + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}" + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}" + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "content": " are applied to the backward gradients of the backbone, not to the task-specific branches. This is because the task-specific branches are entirely separate, eliminating any conflicts." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "text", + "content": "The optimal trade-off between " + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}" + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}" + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "text", + "content": " is vital to the performance. As previously mentioned, MTL techniques can effectively alleviate disparities between the two specific tasks. To demonstrate this, we apply a group of SOTA gradient modulation methods to the proposed double-head RCNN model (see Tab. 1). These methods employ closed-form optimizations to determine " + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}" + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}" + }, + { + "bbox": [ + 130, + 259, + 480, + 426 + ], + "type": "text", + "content": " with the aim of achieving a balanced backward gradient. Only two of these methods [22, 23] can obtain an improvement compared with the enhanced baseline. Note that none of these gradient modulation methods are originally developed for FSOD. Directly applying these closed-form methods to FSOD would neglect its properties, e.g., the objective of detection and the few-shot setting. More particularly, they lack the adaptability to incorporate task-specific few-shot data into the learning. We propose a precision-driven gradient balancer to adaptively leverage the available few-shot data and address the challenges posed by the conflicted gradients." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "spans": [ + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": "The performance of FSOD methods is commonly measured by the average precision " + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "inline_equation", + "content": "(AP)" + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": ", which depends on both classification accuracy and localization precision. Instead of closed-form optimization, the proposed method defines an additional loss term of " + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "inline_equation", + "content": "AP" + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "inline_equation", + "content": "L_{AP}" + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": ". During the training process, " + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "inline_equation", + "content": "L_{AP}" + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": " can be directly utilized with the other losses to guide the generation of " + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}" + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}" + }, + { + "bbox": [ + 130, + 427, + 480, + 487 + ], + "type": "text", + "content": "," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 207, + 496, + 480, + 509 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 207, + 496, + 480, + 509 + ], + "spans": [ + { + "bbox": [ + 207, + 496, + 480, + 509 + ], + "type": "interline_equation", + "content": "L _ {A P} = A P _ {\\text {m a x}} - A P _ {\\text {p r e d}} = A P _ {\\text {m a x}} - \\Psi \\left(L _ {\\text {c l s}}, L _ {\\text {r e g}}\\right), \\tag {4}", + "image_path": "5f576e5aedc1cf7e4aaaaef5e27b792ba85171319a1794d85ac7769e1407ae36.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "spans": [ + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": "in which a constant " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "AP_{max} = 100" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " represents the maximum precision objective value, and " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "AP_{pred}" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " represents the predicted " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "AP" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "\\Psi" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " is a simulated function of the classification and regression losses. " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "AP" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " indicates the detection performance, which depends on a series of classification and regression measurements. These measurements include precision and recall curves based on True/False Positives/Negatives, intersection over union (IoU) thresholds, and detection confidence scores. Thus, it is infeasible to construct the exact " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "AP" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " function in a few-shot setting for training. To solve this problem, we alternatively formulate " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "AP_{pred}" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " as a function " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "\\Psi" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " of the task losses (Eq.4). Then the backward gradient of " + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "inline_equation", + "content": "L_{AP}" + }, + { + "bbox": [ + 130, + 517, + 482, + 636 + ], + "type": "text", + "content": " to the backbone parameters can be defined as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 216, + 645, + 480, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 645, + 480, + 669 + ], + "spans": [ + { + "bbox": [ + 216, + 645, + 480, + 669 + ], + "type": "interline_equation", + "content": "\\frac {\\partial L _ {A P}}{\\partial \\theta_ {b}} = - \\left(\\frac {\\partial \\Psi}{\\partial L _ {c l s}} \\cdot \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\frac {\\partial \\Psi}{\\partial L _ {r e g}} \\cdot \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}}\\right). \\tag {5}", + "image_path": "ef7e6ec7af4cdc8346505c28099f9b74db4370e0b42f2a6d468287f6d8be4880.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 448, + 103 + ], + "type": "text", + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": "From this formulation, we note that the gradients " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\frac{\\partial \\Psi}{\\partial L_{cls}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\frac{\\partial \\Psi}{\\partial L_{reg}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " are independent of the backbone parameters " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\theta_b" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": ", such that we can construct a small network " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\tilde{\\Psi}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " to simulate " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\Psi" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": ". Data episodes " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "(L_{cls}, L_{reg}, AP)" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " can be sampled by fine-tuning the proposed model on the novel support dataset " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "D_{novel}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " for several iterations, which can be utilized to train " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\tilde{\\Psi}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": ". The network details can be found in Sec.4.3. Then the partial gradients of " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "L_{AP}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " in Eq.5 can be estimated by the gradients " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\frac{\\partial \\tilde{\\Psi}}{\\partial L_{cls}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\frac{\\partial \\tilde{\\Psi}}{\\partial L_{reg}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 220 + ], + "type": "text", + "content": ". With the consideration of AP maximization, the backward gradients of the double-head RCNN toward the backbone can be reformulated as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 162, + 225, + 481, + 247 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 225, + 481, + 247 + ], + "spans": [ + { + "bbox": [ + 162, + 225, + 481, + 247 + ], + "type": "interline_equation", + "content": "\\frac {\\partial L _ {r c n n}}{\\partial \\theta_ {b}} = \\gamma_ {c l s} \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\gamma_ {r e g} \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}} + \\gamma_ {A P} \\frac {\\partial L _ {A P}}{\\partial \\theta_ {b}} = \\alpha_ {c l s} ^ {\\prime} \\frac {\\partial L _ {c l s}}{\\partial \\theta_ {b}} + \\alpha_ {r e g} ^ {\\prime} \\frac {\\partial L _ {r e g}}{\\partial \\theta_ {b}} \\tag {6}", + "image_path": "3fb9d79d26d5ebd6824ab391e9138b78adfeb3f7b210d28e71cfbede092acf55.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "spans": [ + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "content": "in which " + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "inline_equation", + "content": "\\gamma_{cls}" + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "inline_equation", + "content": "\\gamma_{reg}" + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "inline_equation", + "content": "\\gamma_{AP}" + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "content": " are trade-off coefficients among different losses. The updated gradient scaling ratios " + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}^{\\prime}" + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}^{\\prime}" + }, + { + "bbox": [ + 131, + 253, + 481, + 278 + ], + "type": "text", + "content": " are defined as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 211, + 287, + 481, + 310 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 287, + 481, + 310 + ], + "spans": [ + { + "bbox": [ + 211, + 287, + 481, + 310 + ], + "type": "interline_equation", + "content": "\\alpha_ {c l s} ^ {\\prime} = \\gamma_ {c l s} - \\gamma_ {A P} \\frac {\\partial \\tilde {\\Psi}}{\\partial L _ {c l s}}, \\alpha_ {r e g} ^ {\\prime} = \\gamma_ {r e g} - \\gamma_ {A P} \\frac {\\partial \\tilde {\\Psi}}{\\partial L _ {r e g}}. \\tag {7}", + "image_path": "9a56b9ddcb48dc1904e394d0220516c0484021d598f26e05fe8e2a78926c6c5a.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "type": "text", + "content": "The proposed precision-driven gradient balancer, denoted as " + }, + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "type": "inline_equation", + "content": "\\alpha_{cls}^{\\prime}" + }, + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "type": "inline_equation", + "content": "\\alpha_{reg}^{\\prime}" + }, + { + "bbox": [ + 131, + 317, + 482, + 365 + ], + "type": "text", + "content": ", has the capacity to dynamically balance the conflicting task gradients and adjust them according to different conditions of the losses, which can largely improve the FSOD performance (Tab. 1)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 383, + 395, + 395 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 383, + 395, + 395 + ], + "spans": [ + { + "bbox": [ + 131, + 383, + 395, + 395 + ], + "type": "text", + "content": "3.4 Task-Specific Learning with Pre-Trained CLIP" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 402, + 485, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 485, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 485, + 461 + ], + "type": "text", + "content": "Enhanced single-task learning can boost MTL performance. The proposed method aims to fully exploit CLIP's task-specific learning capabilities. While CLIP's robust capabilities have been applied to downstream tasks, fully harnessing its potential for FSOD remains underexplored. Two key modules are introduced based on CLIP: knowledge distillation and detection score refinement." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": "Regarding knowledge distillation during the training process, CLIP serves as a teacher network " + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "inline_equation", + "content": "\\varPhi_{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": ", while our proposed classification head takes on the role of a student network " + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "inline_equation", + "content": "\\varPhi_S" + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": " (see Fig. 2 (a)). Given region proposals generated by RPN, the student network extracts ROI features from the backbone as " + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "inline_equation", + "content": "x_{S}" + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": ", while the teacher network utilizes the CLIP image encoder to obtain " + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "inline_equation", + "content": "x_{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": ". The predicted classification logits " + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "inline_equation", + "content": "P_{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "inline_equation", + "content": "P_{S}" + }, + { + "bbox": [ + 130, + 462, + 482, + 534 + ], + "type": "text", + "content": " are respectively defined as" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 154, + 544, + 480, + 555 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 154, + 544, + 480, + 555 + ], + "spans": [ + { + "bbox": [ + 154, + 544, + 480, + 555 + ], + "type": "interline_equation", + "content": "P _ {S} = \\Phi_ {S} \\left(x _ {S}\\right), \\tag {8}", + "image_path": "c7a771fb71d416d45ce680ce3f5c7fda4e4e84fbd36c1a088c3642ebf67e0e65.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 154, + 559, + 480, + 574 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 154, + 559, + 480, + 574 + ], + "spans": [ + { + "bbox": [ + 154, + 559, + 480, + 574 + ], + "type": "interline_equation", + "content": "P _ {\\mathcal {T}} = \\Phi_ {\\mathcal {T}} \\left(x _ {\\mathcal {T}}, f _ {s u p}, V _ {s u p}, E _ {s u p}\\right) = \\eta \\cdot \\varrho \\left(x _ {\\mathcal {T}} \\cdot f _ {s u p} ^ {T}\\right) V _ {s u p} + x _ {\\mathcal {T}} \\cdot E _ {s u p} ^ {T}. \\tag {9}", + "image_path": "ec441df92ddb606ea2cb12863eb324057558a837ccbe40f6df52bf4a7705fb70.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "In Eq.9, " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varPhi_{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " is constructed as a key-value cache model based on the support set " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{\\text{novel}}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{sup}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " represents the " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "(N + 1)" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "-way-" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "-shot support RoI features, which also denotes the cache keys. " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "V_{sup}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " is the one-hot vector generated from the support class labels in text. " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "E_{sup}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " is the embeddings generated by CLIP's text encoder on the support class's textual labels. The function " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varrho(\\cdot)" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " is an attention model to assess the similarity between " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{sup}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "x_{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " denotes the trade-off parameter between the two terms. The design of the teacher model draws inspiration from" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": "[54] for few-shot classification. However, departure from the exclusive focus of [54] on foreground " + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": "-way-" + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": "-shot features, our teacher network also incorporates background shots as an additional class (the " + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "(N + 1)^{th}" + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": " class). This adjustment ensures better alignment between the teacher network's logits and those of the student network, facilitating knowledge distillation. The background " + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": " shots are randomly cropped from the background regions of the support images, and these shots are then included in the support set." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 480, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 480, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 480, + 248 + ], + "type": "text", + "content": "Knowledge distillation aims at transferring the \"dark knowledge\" from teacher to student. To boost the performance of the transfer, a decoupled KD loss " + }, + { + "bbox": [ + 130, + 200, + 480, + 248 + ], + "type": "inline_equation", + "content": "L_{\\mathrm{KD}}" + }, + { + "bbox": [ + 130, + 200, + 480, + 248 + ], + "type": "text", + "content": " is formulated with target class knowledge distillation and non-target class knowledge distillation parts [58]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 200, + 255, + 480, + 268 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 255, + 480, + 268 + ], + "spans": [ + { + "bbox": [ + 200, + 255, + 480, + 268 + ], + "type": "interline_equation", + "content": "L _ {\\mathrm {K D}} = \\alpha_ {k} \\left(\\alpha_ {t} \\mathrm {K L} \\left(P _ {\\mathcal {T}} ^ {t a r} | | P _ {S} ^ {t a r}\\right) + \\alpha_ {n} \\mathrm {K L} \\left(P _ {\\mathcal {T}} ^ {n o n} | | P _ {S} ^ {n o n}\\right)\\right), \\tag {10}", + "image_path": "61aead7089f6ec7e57eacaff38bfdcdda13db855b9f54acb969596b765c579d6.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "text", + "content": "where KL denotes to KL-Divergence. " + }, + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "inline_equation", + "content": "P^{tar}" + }, + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "text", + "content": " represents the predicted logits for the target (ground-truth) class, while " + }, + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "inline_equation", + "content": "P^{non}" + }, + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "text", + "content": " refers to the non-target classes. Through knowledge distillation, the proposed model gains a substantial boost in its classification ability by learning from CLIP's expertise." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "spans": [ + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": "Regarding detection score refinement during inference, CLIP can be further utilized to obtain a more reliable detection score for the prediction (see Fig. 2 (b)). For a given query instance " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "q = (s,c,b)" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": " with predicted detection score " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": ", class label " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": ", and box coordinate " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": ", which are obtained from our FSOD model, the RoI feature " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "x_{q}" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": " is generated using CLIP's image encoder based on the predicted box. This " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "x_{q}" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": " is then adapted into the adapted query feature " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "f_{q} = \\varPhi_{T}(x_{q},f_{sup},V_{sup},E_{sup})" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": ", which benefits from cross-attention between the query and supports, and the adapted support features " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "f_{sup}" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": " are enhanced with self-attention. The cross and self-attention layers play a crucial role in adapting both query and support features with the image-text correlation, thereby improving the representation ability of the adapted features towards novel classes. " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "f_{sup}" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": " is further averaged along the " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": " shots to generate the support prototypes " + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "inline_equation", + "content": "\\bar{f}_{sup}" + }, + { + "bbox": [ + 130, + 323, + 480, + 491 + ], + "type": "text", + "content": ". With the adapted features, the detection score can be updated with the cosine similarity between the adapted query and support features:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 242, + 498, + 480, + 522 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 242, + 498, + 480, + 522 + ], + "spans": [ + { + "bbox": [ + 242, + 498, + 480, + 522 + ], + "type": "interline_equation", + "content": "s ^ {*} = \\omega \\cdot s + (1 - \\omega) \\frac {f _ {q} \\cdot \\bar {f} _ {\\sup _ {c}}}{\\| f _ {q} \\| \\| \\bar {f} _ {\\sup _ {c}} \\|}, \\tag {11}", + "image_path": "a8cf84b35396fcaf3f0395a124884d3b9512717b79a398c50ea817ea4bd7c801.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "inline_equation", + "content": "\\bar{f}_{sup_c}" + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "text", + "content": " denotes the support prototype of the " + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "inline_equation", + "content": "c^{th}" + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "text", + "content": " class, and " + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "inline_equation", + "content": "\\omega" + }, + { + "bbox": [ + 130, + 529, + 479, + 577 + ], + "type": "text", + "content": " is a trade-off parameter. The refined detection scores leverage the discriminative capabilities of CLIP to mitigate false positives and enhance classification performance in few-shot scenarios." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 597, + 230, + 611 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 230, + 611 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 230, + 611 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 621, + 327, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 621, + 327, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 621, + 327, + 634 + ], + "type": "text", + "content": "4.1 Datasets and Evaluation Settings" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "Our evaluation primarily centers on the detection performance of novel classes, utilizing the FSOD evaluation protocol that is commonly employed in the SOTA" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 173, + 116, + 250, + 187 + ], + "blocks": [ + { + "bbox": [ + 173, + 116, + 250, + 187 + ], + "lines": [ + { + "bbox": [ + 173, + 116, + 250, + 187 + ], + "spans": [ + { + "bbox": [ + 173, + 116, + 250, + 187 + ], + "type": "image", + "image_path": "e55792352597855a9f4c23cb0a71148d57c39bf1178dfbc807022cb615efc0ef.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 260, + 116, + 351, + 194 + ], + "blocks": [ + { + "bbox": [ + 260, + 116, + 351, + 194 + ], + "lines": [ + { + "bbox": [ + 260, + 116, + 351, + 194 + ], + "spans": [ + { + "bbox": [ + 260, + 116, + 351, + 194 + ], + "type": "image", + "image_path": "996201ed77b5f29b9aca9f53f8923da051337773e663f46743baca4d773c94e5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 359, + 116, + 447, + 194 + ], + "blocks": [ + { + "bbox": [ + 359, + 116, + 447, + 194 + ], + "lines": [ + { + "bbox": [ + 359, + 116, + 447, + 194 + ], + "spans": [ + { + "bbox": [ + 359, + 116, + 447, + 194 + ], + "type": "image", + "image_path": "bfe6d7f451203b80b48cab224f3de10e730653437216dd79d2b2a477278243f8.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 165, + 196, + 255, + 274 + ], + "blocks": [ + { + "bbox": [ + 165, + 196, + 255, + 274 + ], + "lines": [ + { + "bbox": [ + 165, + 196, + 255, + 274 + ], + "spans": [ + { + "bbox": [ + 165, + 196, + 255, + 274 + ], + "type": "image", + "image_path": "49427e2601aab369b5b1a3218ae949d73b98fcc11154e77a2cf74bf3015386d6.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 284, + 482, + 328 + ], + "lines": [ + { + "bbox": [ + 130, + 284, + 482, + 328 + ], + "spans": [ + { + "bbox": [ + 130, + 284, + 482, + 328 + ], + "type": "text", + "content": "Fig. 3: (a) The architecture of the simulation network. (b) The results of grid searching on COCO-10shot with a batch size of 8. (c)-(d) The gradient-ratio changing curves during the fine-tuning stage. (e)-(f) The gradient-ratio changing curves compared with other gradient balancers on COCO 10-shot." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 258, + 196, + 351, + 274 + ], + "blocks": [ + { + "bbox": [ + 258, + 196, + 351, + 274 + ], + "lines": [ + { + "bbox": [ + 258, + 196, + 351, + 274 + ], + "spans": [ + { + "bbox": [ + 258, + 196, + 351, + 274 + ], + "type": "image", + "image_path": "a5c44dc5eb4342a8e4b915bd4df65b2e2646bd4bdc8a135162678c3fac7bbfdc.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 359, + 196, + 447, + 274 + ], + "blocks": [ + { + "bbox": [ + 359, + 196, + 447, + 274 + ], + "lines": [ + { + "bbox": [ + 359, + 196, + 447, + 274 + ], + "spans": [ + { + "bbox": [ + 359, + 196, + 447, + 274 + ], + "type": "image", + "image_path": "7631a34cc207e0615b405382e37485930f35003c4f35297bf43c8f42bdd2df53.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "content": "methods [1,32,47,49]. To ensure fair comparisons, all experiments are conducted on the two widely-used FSOD benchmarks, MS COCO [21] and PASCAL VOC [7], with the same settings and data split as previous works [32, 41]. The MS COCO dataset, consisting of 80 different object categories, is a widely used benchmark for FSOD. 60 base classes are employed for base-training, and 20 novel classes are used for fine-tuning. The PASCAL VOC dataset consists of 20 object categories. The base-training and fine-tuning stages are performed on three different base/novel splits. Each split contains 15 base classes and 5 novel classes. Following the previous work, we use the mean of the average precision " + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "inline_equation", + "content": "(mAP)" + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "content": " of the novel classes at varying intersections over union (IoU) thresholds (i.e., " + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "inline_equation", + "content": "mAP" + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "inline_equation", + "content": "mAP_{50}" + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "inline_equation", + "content": "mAP_{75}" + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "content": ") as an evaluation metric for COCO (COCO style) and " + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "inline_equation", + "content": "mAP_{50}" + }, + { + "bbox": [ + 130, + 352, + 482, + 509 + ], + "type": "text", + "content": " at a fixed IoU threshold of 0.5 as an evaluation metric for VOC (VOC style). All our reported results are an average of multiple runs." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 525, + 279, + 538 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 525, + 279, + 538 + ], + "spans": [ + { + "bbox": [ + 132, + 525, + 279, + 538 + ], + "type": "text", + "content": "4.2 Implementation Details" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "The ResNet-101 architecture, pre-trained on the ImageNet dataset, is used as the backbone network in the proposed method. The SGD optimizer is used to train the network with a mini-batch size of 16, momentum of 0.9, and weight decay of " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "5\\mathrm{e}^{-5}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ". Following FSCE [40], we double the maximum number (from 256 to 512) of proposals kept after NMS in order to increase positive samples for training. To ensure a fair comparison with existing methods, the proposed method initializes the fine-tuning model with the pre-trained model weights obtained from the base-training of DeFRCN. Specifically, during fine-tuning, the proposed method initializes the model weights of the " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{Res5}_{cls}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{Res5}_{reg}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " blocks with the same values obtained from the pre-trained Res5 model weights of DeFRCN over the" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 143, + 179, + 470, + 379 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": "Table 2: Results on the VOC dataset over 3 splits with 1-, 2-, 3-, 5-, and 10-shot settings. The evaluation is conducted based on the performance of " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "mAP_{50}" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " in VOC style on novel classes. " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "\\star" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " indicates the results are reproduced by us using codebase shared by the authors. " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "\\dagger" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 143, + 179, + 470, + 379 + ], + "lines": [ + { + "bbox": [ + 143, + 179, + 470, + 379 + ], + "spans": [ + { + "bbox": [ + 143, + 179, + 470, + 379 + ], + "type": "table", + "html": "
VOC SplitSplit 1Split 2Split 3
MethodVenueCategory123510123510123510
FRCN-ft-full [36] †NIPS15meta13.819.632.841.545.67.915.326.231.639.19.811.319.135.045.1
FSRW [15]ICCV19meta14.815.526.733.947.215.715.322.730.140.521.325.628.442.845.9
MetaDet [42] †ICCV19meta18.920.630.236.849.621.823.127.831.743.020.623.929.443.944.1
Meta R-CNN [49] †ICCV19meta19.925.535.045.751.510.419.429.634.845.414.318.227.541.248.1
CME [18]AAAI19meta41.547.550.458.260.927.230.241.442.546.834.339.645.148.351.5
TIP [17] †CVPR21meta27.736.543.350.259.622.730.133.840.946.921.730.638.144.550.9
MetaFasterRCNN [10] †AAAI22meta43.054.560.666.165.427.735.546.147.751.440.646.453.459.958.6
KFSOD [55]CVPR22meta44.6-54.460.965.837.8-43.148.150.434.8-44.152.753.9
Meta-DETR [53]PAMI22meta40.651.458.059.263.637.036.643.749.154.641.645.952.758.960.6
ICPE [26] †AAAI23meta54.359.562.465.766.233.540.148.751.752.550.953.155.360.660.1
LSTD [1]AAAI18transfer8.21.012.429.138.511.43.85.015.731.012.68.515.027.336.3
NP-RepMet [50]NIPS20transfer37.840.341.747.349.441.643.043.447.449.133.338.039.841.544.8
MPSR [45] †ECCV20transfer41.743.151.455.261.824.429.539.239.947.835.640.642.348.049.7
FSCE [40] †CVPR21transfer44.243.851.461.963.427.329.543.544.250.237.241.947.554.658.5
TFA w/cos [41] †CVPR21transfer39.836.144.755.756.023.526.934.135.139.130.834.842.849.549.8
SRR-FSD [59] †CVPR21transfer47.850.551.355.256.832.535.339.140.843.840.141.544.346.946.4
DeFRCN [32] * †ICCV21transfer55.157.461.164.661.532.140.547.952.947.548.951.952.555.759.0
CoCo-RCNN [29]†ECCV22transfer33.544.250.257.563.325.331.039.643.850.124.836.942.850.857.7
ModelCali [8]ECCV22transfer40.144.251.262.063.033.333.142.346.352.336.143.143.552.056.0
DMNet [27]TCyber23transfer34.750.754.058.862.531.328.241.846.252.738.640.043.448.948.9
D&R [19] †AAAI23transfer60.464.065.264.766.337.946.848.152.753.155.757.957.660.661.9
NVAE [48] †CVPR23transfer62.164.967.869.267.539.946.854.454.253.658.260.361.064.065.5
RISF [14] †CVIU24transfer67.270.571.574.273.947.652.357.358.360.459.459.059.162.463.9
Ours-transfer68.971.572.174.572.265.569.873.574.473.168.869.870.071.671.9
", + "image_path": "a5604871f0598bbec4e96977f8eb20ab67f5db75266f029b2507bc6869566ee4.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "text", + "content": "base dataset. As for fine-tuning, the learning rate is set to 0.01 for most of the experiments. Specifically, similar to Meta-DETR [53], the learning rates for the 5-shot and 10-shot PASCAL VOC cases are reduced to 0.001 to achieve better convergence. Following the same settings as DeFRCN, the Res5cls block is frozen during fine-tuning, and the values of " + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "inline_equation", + "content": "\\beta_{rpn}" + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "inline_equation", + "content": "\\beta_{rcnn}" + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "text", + "content": " are set to 0 and 0.01, respectively. The positive fraction of random sampling in RPN is set to 0.5 for both the classification and localization tasks. CLIP utilizes the pre-trained ViT-L/14@336px model. The trade-off parameter " + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 130, + 401, + 482, + 509 + ], + "type": "text", + "content": " is set to 6 for COCO 1/2/3-shots and all VoC shots, and 1 for other COCO shots." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 526, + 444, + 538 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 526, + 444, + 538 + ], + "spans": [ + { + "bbox": [ + 131, + 526, + 444, + 538 + ], + "type": "text", + "content": "4.3 The Performance of Precision-Driven Gradient Balancer" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "A small network " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{\\Psi}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " (Fig. 3(a)) is built with an architecture of 4 linear layers and 3 Sigmoid activation layers in between. The input dimension of the network is 2 representing the two task losses, the output dimension is 1 denoting the AP value, and the dimension of the hidden layers is 8. Regarding the data episode collection, the proposed model is fine-tuned on the novel dataset " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{novel}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " for 200 iterations. Data episodes containing loss and average precision values are sampled every 10 iterations. In each iteration, RPN generates 200 proposals, creating a data episode for each. Sampling 20 iterations yields around 4k samples. The network undergoes training using normalized data episodes for 1000 iterations, employing a learning rate of " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "1e^{-3}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ", the AdamW optimizer [25], and a batch size of" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 143, + 179, + 470, + 365 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": "Table 3: Results on COCO for novel classes in 1-, 2-, 3-,5-, 10- and 30-shot settings. The evaluation is based on " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "mAP" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "mAP_{50}" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "mAP_{75}" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " in COCO style over multiple runs. " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "\\star" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " indicates the results are reproduced by us using the codebase shared by the authors. " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "\\dagger" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " indicates Faster R-CNN based models. The best results are bolded, and the second-best results are underlined." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 143, + 179, + 470, + 365 + ], + "lines": [ + { + "bbox": [ + 143, + 179, + 470, + 365 + ], + "spans": [ + { + "bbox": [ + 143, + 179, + 470, + 365 + ], + "type": "table", + "html": "
COCO Shot12351030
MethodVenueCategoryBackbone\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP} \\)\\( {mAP}_{50} \\)\\( {mAP}_{75} \\)\\( {mAP} \\)\\( {mAP}_{50} \\)\\( {mAP}_{75} \\)
FRCN-ft-full [36] †NIPS15metaZFnet1.73.13.74.65.510.05.57.413.17.4
FSRW [15]ICCV19metaDarkNet-19----5.612.34.69.119.07.6
MetaDet [42] †ICCV19metaResNet-101----7.114.66.111.321.78.1
Meta R-CNN [49] †ICCV19metaResNet-101----8.719.16.68.719.16.6
CME [18]AAAI19meta-----15.124.616.416.928.017.8
DCNet [12] ‡§CVPR21metaResNet-101----12.823.411.218.632.617.5
TIP [17] †CVPR21metaResNet-101----16.333.214.118.335.916.9
DAAN [2] †TMM21metaResNet-50----18.6-17.221.6-20.3
MetaFasterRCNN [10] †AAAI22metaResNet-1015.17.6--12.725.710.816.631.815.8
FsDetView [47] †PAMI22metaResNet-184.56.67.210.712.527.39.814.730.612.2
Meta-DETR [53]PAMI22metaResNet-1017.513.515.415.419.030.519.722.235.022.8
MPSR [45] † ▪ECCV20transferResNet-1015.16.77.4-9.817.99.714.125.414.2
TFA w/cos [41] †CVPR21transferResNet-1011.93.95.17.09.117.18.812.122.012.0
SRR-FSD [59] †CVPR21transferResNet-101----11.323.09.814.729.213.5
DeRFCN [32] * †ICCV21transferResNet-1019.713.114.515.618.433.817.322.639.722.9
CoCo-RCNN [29]†ECCV22transferResNet-1015.2---16.426.516.519.232.921.0
DMNet [19]TCyber23transferResNet-101----10.217.810.517.029.517.4
D&r [19] †AAAI23transferResNet-1018.312.714.316.418.7--21.8--
ICPE [26] †AAAI23transferResNet-101----19.327.918.023.132.919.2
NVAE [48] †CVPR23transferResNet-1019.513.714.315.918.7--22.5--
RISF [14]CVIU24transferResNet-10111.715.918.220.321.939.9-24.443.2-
Ours-transferResNet-10112.816.917.519.522.740.022.325.243.325.3
", + "image_path": "c29ee2853d97f4f91f810d060ad527fa513f93bdf5c3d71774857ce4650a7ba6.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 150, + 411, + 462, + 434 + ], + "blocks": [ + { + "bbox": [ + 130, + 379, + 482, + 401 + ], + "lines": [ + { + "bbox": [ + 130, + 379, + 482, + 401 + ], + "spans": [ + { + "bbox": [ + 130, + 379, + 482, + 401 + ], + "type": "text", + "content": "Table 4: The cross-domain FSOD performance on base-training with COCO base classes and fine-tuning on VOC novel classes." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 150, + 411, + 462, + 434 + ], + "lines": [ + { + "bbox": [ + 150, + 411, + 462, + 434 + ], + "spans": [ + { + "bbox": [ + 150, + 411, + 462, + 434 + ], + "type": "table", + "html": "
MethodFRCN-ft-full [36]FSRW [15]MetaDet [42]MetaRCNN [49]MPSR [45]DeFRCN [32]Ours
mAP31.232.333.937.442.341.042.5
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Adaptive Multi-task LearningEnhanced Task-specific LearningmAP
Double-head RCNNPrecision-driven Gradient BalancerKnowledge DistillationScore Refinement
----16.70
---PCB18.50
---✓19.6
✓---17.40
✓✓--18.4
✓✓✓-18.6
✓✓✓PCB19.8
✓✓✓✓22.7
", + "image_path": "b3b8a9d7ed7e8566fe789903d776dee4fc294a989486f8d06128d8956a637618.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 220, + 266, + 395, + 299 + ], + "blocks": [ + { + "bbox": [ + 132, + 233, + 481, + 256 + ], + "lines": [ + { + "bbox": [ + 132, + 233, + 481, + 256 + ], + "spans": [ + { + "bbox": [ + 132, + 233, + 481, + 256 + ], + "type": "text", + "content": "Table 6: Comparison of training and inference efficiency between the baseline method and our method using 4 RTX-6000 GPUs with a batch size of 4 per GPU." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 220, + 266, + 395, + 299 + ], + "lines": [ + { + "bbox": [ + 220, + 266, + 395, + 299 + ], + "spans": [ + { + "bbox": [ + 220, + 266, + 395, + 299 + ], + "type": "table", + "html": "
MethodsTrain (s/iter)Inference (s/img)Params (M)\\( mAP_{coco} \\)
DeFRCN[32]0.70.352.118.5
Ours2.20.467.122.7
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Compared with the second best, an improvement of " + }, + { + "bbox": [ + 130, + 340, + 481, + 412 + ], + "type": "inline_equation", + "content": "12.5\\%" + }, + { + "bbox": [ + 130, + 340, + 481, + 412 + ], + "type": "text", + "content": " is observed in terms of the mean " + }, + { + "bbox": [ + 130, + 340, + 481, + 412 + ], + "type": "inline_equation", + "content": "mAP_{50}" + }, + { + "bbox": [ + 130, + 340, + 481, + 412 + ], + "type": "text", + "content": " across all configurations. Our method achieves more balanced precision scores on different VoC splits due to the adaptively learned gradient balancer and the KDSR scheme." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "text", + "content": "Table 3 shows the few-shot detection results for novel classes on the COCO datasets. Our method achieves either the highest or second-highest performance when compared to existing FSOD methods across all shots. The proposed method achieves an improvement of " + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "inline_equation", + "content": "3.7\\%" + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "text", + "content": " over the second-best method in terms of " + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "inline_equation", + "content": "mAP" + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "text", + "content": " on COCO 10-shot. The proposed precision-driven gradient balancer, along with the KDSR scheme, has the capability to enhance performance in FSOD tasks. Compared to other methods, the proposed method retains the simplicity of the transfer-learning architecture while achieving outstanding performance under the more stringent " + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "inline_equation", + "content": "mAP_{75}" + }, + { + "bbox": [ + 130, + 413, + 481, + 520 + ], + "type": "text", + "content": " metric." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 521, + 481, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 481, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 481, + 568 + ], + "type": "text", + "content": "To evaluate the domain adaption ability of our method, the cross-dataset experiments are conducted following [32,45]. The results are presented in Tab. 4. The superior performance achieved by the proposed method indicates its strong generalization ability in few-shot cross-domain scenarios." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 586, + 360, + 598 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 360, + 598 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 360, + 598 + ], + "type": "text", + "content": "4.5 Ablation Studies & Parameter Analysis" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": "The ablation study on our method is presented in Tab. 5. Unless otherwise specified, all experiments are performed on the COCO and VOC-split1 datasets in 10-shot with a batch size of 16. By gradually adding the proposed modules, the proposed method achieves increasing performance. The knowledge distillation module leads to a " + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "inline_equation", + "content": "1.1\\%" + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": " improvement in the term of mAP via the learning from" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Multi-task Learning for Few-shot Object Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 149, + 159, + 274, + 214 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "text", + "content": "Table 7: The parameter analysis of " + }, + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "inline_equation", + "content": "\\gamma_{cls}" + }, + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "inline_equation", + "content": "\\gamma_{reg}" + }, + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "text", + "content": " for gradient balancer, and " + }, + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "inline_equation", + "content": "\\alpha_{k}" + }, + { + "bbox": [ + 132, + 114, + 293, + 148 + ], + "type": "text", + "content": " for knowledge distillation." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 149, + 159, + 274, + 214 + ], + "lines": [ + { + "bbox": [ + 149, + 159, + 274, + 214 + ], + "spans": [ + { + "bbox": [ + 149, + 159, + 274, + 214 + ], + "type": "table", + "html": "
αk00.050.10.2
COCO (mAP)18.418.518.618.4
γcls & γreg00.050.10.51
COCO (mAP)---0.518.4
VOC (mAP50)62.863.861.463.162.2
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ωno-refine0.20.40.60.8
COCO (mAP)18.5021.422.022.721.8
ωno-refine0.020.040.060.08
VOC (mAP50)58.171.471.671.871.2
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Best viewed with zoom for optimal clarity." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "type": "text", + "content": "the teacher network. With the score refinement module, the detection performance is increased by 4.1 in " + }, + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "type": "inline_equation", + "content": "mAP" + }, + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "type": "text", + "content": ". Due to the plug-and-play nature of the score refinement module, we incorporated it into the baseline method, resulting in a " + }, + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "type": "inline_equation", + "content": "5.9\\%" + }, + { + "bbox": [ + 130, + 347, + 480, + 407 + ], + "type": "text", + "content": " performance boost for the baseline compared to PCB. The comparisons regarding training and inference efficiency have been depicted in Tab. 6." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": "The parameter analysis of " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{cls}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{reg}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " is given in Tab. 7. For the COCO dataset, employing too small values for " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{cls}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{reg}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " can lead to gradient vanishing, primarily influenced by the scale of the simulated gradients " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\frac{\\partial\\tilde{\\Psi}}{\\partial L_{cls}}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\frac{\\partial\\tilde{\\Psi}}{\\partial L_{reg}}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": ". Therefore, we set " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{cls} = \\gamma_{reg} = 1.0" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " for COCO. In the case of VOC, " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{cls}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\gamma_{reg}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " are set to 0.05. The analysis of " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\alpha_{k}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " is given in Tab. 8. For KD, the scaling ratio of the KD loss " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\alpha_{k}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " is set to 0.1. " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\alpha_{t}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\alpha_{n}" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " are set as 0.1 and 0.8. Moreover, the parameter analysis on the trade-off " + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "inline_equation", + "content": "\\omega" + }, + { + "bbox": [ + 130, + 407, + 482, + 531 + ], + "type": "text", + "content": " for score refinement can be found in Tab. 7. We further illustrate the detection results of both the proposed method and the baseline in Figure 4. Our method demonstrates superior IoU scores in terms of localization and higher detection scores in terms of classification." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 546, + 220, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 546, + 220, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 546, + 220, + 559 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "This study proposes an adaptive multi-task learning method for few-shot object detection. The method constructs a novel precision-driven gradient balancer to mitigate task discrepancies in multi-task learning, allowing for adaptive adjustment of backward gradient ratios to achieve a balanced joint updating direction. Additionally, we introduce a CLIP-based knowledge distillation and score refinement scheme to enhance task-specific learning and further boost the performance of multi-task learning. Experimental results demonstrate that our method surpasses leading few-shot object detection methods on benchmark datasets." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 200 + ], + "type": "text", + "content": "This research is supported by the National Research Foundation, Singapore under its Strategic Capability Research Centres Funding Initiative. 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Proceedings of the IEEE (2023)" + } + ] + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Y.Ren et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adaptive Parametric Activation/cc3b718c-861b-4e69-b2c0-77bd924142e3_content_list.json b/2024/Adaptive Parametric Activation/cc3b718c-861b-4e69-b2c0-77bd924142e3_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..1056b31e0d0f622f352cae295119a71c75b65ac3 --- /dev/null +++ b/2024/Adaptive Parametric Activation/cc3b718c-861b-4e69-b2c0-77bd924142e3_content_list.json @@ -0,0 +1,2306 @@ +[ + { + "type": "text", + "text": "Adaptive Parametric Activation", + "text_level": 1, + "bbox": [ + 318, + 142, + 683, + 162 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Konstantinos Panagiotis Alexandridis1, Jiankang Deng1, Anh Nguyen2, and Shan Luo3", + "bbox": [ + 228, + 189, + 774, + 219 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Huawei Noah's Ark Lab", + "bbox": [ + 411, + 231, + 589, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{konstantinos alexandridis, jiankang.deng}@huawei.com", + "bbox": [ + 300, + 247, + 702, + 260 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ University of Liverpool, Liverpool L69 3BX, United Kingdom", + "bbox": [ + 287, + 260, + 710, + 275 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{anguyen}@liverpool.ac.uk", + "bbox": [ + 403, + 276, + 599, + 287 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 King's College London, London WC2R 2LS, United Kingdom", + "bbox": [ + 287, + 287, + 710, + 301 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{shan.luo}@kcl.ac.uk", + "bbox": [ + 424, + 303, + 578, + 315 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. The activation function plays a crucial role in model optimisation, yet the optimal choice remains unclear. For example, the Sigmoid activation is the de-facto activation in balanced classification tasks, however, in imbalanced classification, it proves inappropriate due to bias towards frequent classes. In this work, we delve deeper in this phenomenon by performing a comprehensive statistical analysis in the classification and intermediate layers of both balanced and imbalanced networks and we empirically show that aligning the activation function with the data distribution, enhances the performance in both balanced and imbalanced tasks. To this end, we propose the Adaptive Parametric Activation (APA) function, a novel and versatile activation function that unifies most common activation functions under a single formula. APA can be applied in both intermediate layers and attention layers, significantly outperforming the state-of-the-art on several imbalanced benchmarks such as ImageNet-LT, iNaturalist2018, Places-LT, CIFAR100-LT and LVIS and balanced benchmarks such as ImageNet1K, COCO and V3DET. The code is available at https://github.com/kostas1515/AGLU.", + "bbox": [ + 259, + 359, + 743, + 595 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Activation function $\\cdot$ Long-tailed learning", + "bbox": [ + 261, + 609, + 629, + 625 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 652, + 375, + 667 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Image recognition has witnessed tremendous progress over the last years due to the use of deep learning, large image datasets such as ImageNet1K [15] and advances in model architectures [16, 25], learning algorithms [21, 22, 62], activation layers [18, 24, 28] and normalisation techniques [4, 37]. In this work, we focus on the activation layer of the network.", + "bbox": [ + 212, + 688, + 785, + 763 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In balanced image classification works, it was empirically shown that if the activation function is close to the real data distribution then the model converges faster because the learning objective becomes easier [24, 28]. Based on this, the GELU [28] and the PRELU [24] were proposed as alternatives to the commonly used RELU [18] and they were utilised inside the model's layers to", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "activate the intermediate features of the network. Similarly, in imbalanced image classification, many works have empirically shown that the Sigmoid or the Softmax activation functions, are inappropriate and using another activation function increases the performance [1, 31, 57, 63]. Based on that, the Gumbel activation [1] and the Balanced Softmax [63] activation were proposed and they were used inside the classification layer to predict the classes. In contrast to balanced classification, these works focused only on the classification layer and they disregarded the importance of the intermediate activations. To this end, there is no principled way of choosing the right activation function, and usually, practitioners use the best activation function, according to the task, through cross-validation or parameter-tuning.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this work, we focus on this problem. First, we theoretically show that the activation function enforces a prior belief of how the data is distributed and therefore it acts as an initialisation point. In practise, a good initialisation point enhances the convergence, therefore, having an appropriate activation function can increase the performance. Second, we study the impact of the activation function on balanced and imbalanced classification from two perspectives, i.e. the classification layer, and the intermediate layers.", + "bbox": [ + 212, + 315, + 787, + 421 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our findings show that the classification logit distribution of a pretrained model heavily depends on the degree of data imbalance. For example, in balanced training, the classification logits align better with the Logistic distribution, while in imbalanced learning they align better with the Gumbel distribution. Regarding the intermediate layers, we study the channel attention layer as an example and we find that it is also affected by the degree of data imbalance. We find that, in balanced learning, the channel attention is robust for all classes, however in imbalanced training the channel attention enhances more the frequent classes than the rare classes.", + "bbox": [ + 212, + 422, + 787, + 559 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To this end, we empirically show that the commonly used Sigmoid activation function cannot generalise for both balanced and imbalanced learning, because it is non-parametric and does not align with the imbalanced data distribution. Motivated by this, we develop a novel Adaptive Parametric Activation (APA) function. APA allows the model to align its activations to both the balanced and imbalanced data distributions and reach great performance in both tasks. APA has several benefits, it unifies most previous activations functions such as the Sigmoid, the Gumbel [1], the RELU [18], the SiLU [28] and the GELU [28] under a common formula. Also, it uses two learnable parameters that allow the network to select the best activation function during optimisation enlarging the model's capacity. Moreover, our APA is versatile, it can be used as a direct replacement to RELU, or it can replace the Sigmoid activation function inside the attention mechanism boosting the performance significantly and consistently. Finally, APA can be generalised to both imbalanced and balanced classification and detection tasks and surpass the state-of-the-art (SOTA). Our contributions are:", + "bbox": [ + 212, + 561, + 787, + 790 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 1 + }, + { + "type": "page_footnote", + "text": "- We demonstrate the importance of the activation function in balanced and imbalanced data distributions, through statistical analysis;", + "bbox": [ + 225, + 809, + 785, + 840 + ], + "page_idx": 1 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose the novel APA function that unifies most common activation functions under a single formula;", + "- We have validated the efficacy of APA on a range of long-tailed benchmarks, including ImageNet-LT [53], iNaturalist18 [75], Places-LT [53], CIFAR100-LT [7], LVIS [19] and balanced benchmarks such as ImageNet1k [15], COCO [50] and V3Det [79] largely surpassing the state of the art." + ], + "bbox": [ + 223, + 146, + 784, + 237 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 260, + 380, + 275 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Activation function. First, we show the importance of the activation function in model optimisation, following [1]. Let's consider the example of binary classification, where $z$ is the input, $y \\in \\{0, 1\\}$ is the target class and $f(z) = W^T z + b$ is the classification network. The target class and the input $z$ are related as:", + "bbox": [ + 214, + 291, + 782, + 351 + ], + "page_idx": 2 + }, + { + "type": "equation", + "text": "\n$$\ny = \\left\\{ \\begin{array}{l l} 1, & \\text {i f} f (z) + \\epsilon > 0 \\\\ 0, & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 363, + 784, + 402 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $\\epsilon$ is the error, that is a random variable and it is distributed according to the real data distribution. In this example, the classification boundary is set to 0, however, it can be adjusted by the network's bias $b$ during optimisation. The probability of the class $P(y = 1)$ is:", + "bbox": [ + 214, + 412, + 782, + 473 + ], + "page_idx": 2 + }, + { + "type": "equation", + "text": "\n$$\nP (y = 1) = P (f (z) + \\epsilon > 0) = P (\\epsilon > - f (z)) = 1 - F (- f (z)) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 284, + 486, + 784, + 501 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "where $F$ is the cumulative distribution function. During network optimisation, if one chooses the Sigmoid activation function $\\sigma (z) = (1 + \\exp (-z))^{-1}$ , then the prediction $\\bar{y}$ is obtained using $\\bar{y} = \\sigma (f(z))$ and the probability $P(\\bar{y} = 1)$ is:", + "bbox": [ + 214, + 513, + 782, + 559 + ], + "page_idx": 2 + }, + { + "type": "equation", + "text": "\n$$\nP (\\bar {y} = 1) = \\frac {1}{1 + \\exp (- f (z))} = F _ {\\text {l o g i s t i c}} (f (z); 0, 1) = 1 - F _ {\\text {l o g i s t i c}} (- (f (z); 0, 1) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 230, + 582, + 784, + 626 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Comparing Eq. 2 and Eq. 3, it is shown that when we use the Sigmoid, we assume that the error term $\\epsilon$ follows the standard Logistic distribution. If we use Gumbel activation then we assume that the error follows the Gumbel distribution [1] and, in general, any activation function assumes a different distribution of $\\epsilon$ .", + "bbox": [ + 214, + 627, + 782, + 685 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "For this reason, the activation function can be seen as an initialisation point, or a prior belief of how the real data are distributed. If the prior is good, then the learning objective becomes easier and the performance is increased as it was shown empirically by many past studies [1, 18, 24, 68].", + "bbox": [ + 214, + 686, + 782, + 747 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Balanced versus Imbalanced learning", + "text_level": 1, + "bbox": [ + 214, + 768, + 566, + 784 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this subsection, we perform a statistical analysis on the empirical distributions of the logits and the intermediate activations, to understand the importance of the activation function in balanced and imbalanced learning.", + "bbox": [ + 214, + 794, + 782, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adaptive Parametric Activation", + "bbox": [ + 517, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/8d79244ca191b6626805b508c03d06d0974e919b01d200755583c65520e8dd73.jpg", + "image_caption": [ + "Fig. 1: Top: In imbalanced learning, the logit distributions are more skewed and they have a smaller KS distance to the Gumbel than the Logistic distribution as shown in (d). Bottom: In balanced learning, the logit distributions are less skewed and they align better with the Logistic, than the Gumbel distribution, as shown in (h)." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 785, + 280 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Classification logits. We train a MaskRCNN [23] ResNet50 [25] on LVIS dataset [19], which is a highly imbalanced object detection dataset containing 1203 classes. After the model has converged, we perform inference and store the predicted classification logits, i.e., $f(z_{y})$ for every class $y$ . Next, we perform histogram binning on the logits and we visualise the empirical distributions for the rare class puffin and the frequent class glove in Fig. 1 (b) and (c) respectively.", + "bbox": [ + 212, + 353, + 787, + 445 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The rare class has a negative average logit value, because it is dominated by the frequent classes, which have higher average logit values as shown in (c). Regarding its distribution, it resembles the Gumbel distribution, because it has a heavy right tail and it is skewed. To quantify that, we calculate the statistical distance, using the Kolmogorov-Smirnov (KS) test [56], between all empirical class distributions and the Gumbel and Logistic theoretical distributions, shown in (a) and (e). As shown in (d), most classes have smaller distance to the Gumbel distribution. We repeat this test, using ResNet50 trained on the balanced ImageNet1K. As shown in (f) and (g), the classification logits are different this time, for example most average logit values are centered around zero and they are less skewed. In general, the logit distributions are closer to the logistic distribution as shown in (h). This explains why the Sigmoid activation achieves better performance in the balanced classification task and worse performance in imbalanced classification [1,31,57,63]. Next, we show that data imbalance also affects the intermediate layers, by studying the channel attention as an example. Attention layer. Attention mechanism for input $X \\in \\mathbb{R}^{H \\times W \\times C}$ re-weights the input features $X$ by applying an attention function $A(X)$ , i.e., $X' = A(X) \\otimes X$ . For example, in Channel Attention (CA) [34], $X' = \\sigma(\\mathrm{MLP}(\\mathrm{GAP}_c(X))) \\otimes X$ , where $\\mathrm{GAP}_c \\in \\mathbb{R}^{1 \\times 1 \\times C}$ is Global Average Pooling and $\\otimes$ is the element-wise product. In this case, the attention function is $A_{CA}(X) = \\sigma(\\mathrm{MLP}(\\mathrm{GAP}_c(X)))$ . Balanced vs Imbalanced channel attention. We train SE-ResNet50 [34] models (SE-R5) on balanced ImageNet-1K and imbalanced ImageNet-LT. After training the models, we analyse the average channel attention signals for a random batch of 128 test images. Fig. 2-a shows the output $A_{CA}$ , in the first layer of SE-R50, Fig. 2-b shows the output, in the last layer, and Fig. 2-c shows the variance of $A_{CA}$ across all layers. As shown in Fig. 2-a, the attention is simi", + "bbox": [ + 212, + 446, + 787, + 843 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/5a3a3dee5d627c9a5a8b3293a30536fbfe1cc5acd3321076dc5bd276328dd0e6.jpg", + "image_caption": [ + "Fig. 2: Visualisations of channel attention (A). In (a) the attention signals when training with imbalanced ImageNet and balanced ImageNet have similar variance in the first layer but completely different in the last most semantic layer in (b). The variance with ImageNet-LT training drops to zero for deeper layers as shown in (c), because the attention promotes only few frequent classes. In (d) and (e) the entropy of channel attention is smaller for the rare classes than the frequent classes in both i-Naturalist18 and ImageNet-LT training. In (f) and (g) the channel responses are smaller for the rare classes than the frequent ones for i-Naturalist18 and ImageNet-LT respectively." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 493, + 329 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a95f6baeaf35a6ccb1b73952ae25caee3e7b10e86a9d7a99a4905445c0dffc8d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 495, + 145, + 787, + 332 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "lar in the first layer and it is different in the last layer, as shown in Fig. 2-b. As displayed in Fig. 2-c, the attention variance with ImageNet1K (blue-curve) is larger and the attention reweights all channels and affects all classes. In contrast, for the imbalanced case (orange-curve), the attention signal has small variance, indicating that it is biased to some classes.", + "bbox": [ + 212, + 459, + 787, + 532 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Layer-wise analysis. This phenomenon is most prevalent in the last attention layer, which is the most semantic. To quantify which attention layers are affected the most, we use entropy as a measure of signal complexity. Since the channel attention produces a probabilistic weighting vector via the Sigmoid activation, we calculate the total entropy of channel attention, for a layer $l$ , as the sum of the binary channel distribution entropies as follows:", + "bbox": [ + 212, + 535, + 789, + 625 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nE _ {l} = - \\frac {1}{C} \\sum_ {i = 1} ^ {C} \\left[ \\left(A _ {C A} \\left(X _ {l}\\right) \\log \\left(A _ {C A} \\left(X _ {l}\\right)\\right) + \\left(1 - A _ {C A} \\left(X _ {l}\\right) \\log \\left(1 - A _ {C A} \\left(X _ {l}\\right)\\right) \\right] \\right. \\right. (4)\n$$\n", + "text_format": "latex", + "bbox": [ + 225, + 637, + 785, + 678 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "When the layer's entropy is closer to zero, the channel attention signals are closer to 1 and they do not affect the original features for that layer, i.e., $X' = 1 \\otimes X$ . If the layer's attention entropy is closer to one, then the channel attention signals are informative, as they affect the signal i.e., $X' = A(X) \\otimes X$ .", + "bbox": [ + 212, + 688, + 787, + 750 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To investigate the complexity of the attention signal, we propagate two batches of 64 test images that contain only frequent and only rare classes respectively, through the pretrained SE-R50 and measure the attention entropy of $A_{CA}$ . In Fig. 2 (d) and (e), the average entropy is similar for both frequent and rare classes for all layers except for the last layer which is the most semantic. The blue curve, that corresponds to rare class channel attention, has lower entropy", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adaptive Parametric Activation", + "bbox": [ + 517, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/e811642be43ee7c570168cfd65b443feb3338c4b0d7ae336fe93904842aa85b6.jpg", + "image_caption": [ + "Fig. 3: Our APA unifies most activation functions under the same formula." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 400, + 256 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/bc5d0784a04df0e12416f77610a8be2e8f24be43f8017b6a4400c303bf788803.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 401, + 143, + 586, + 257 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/ca142b586eda76f38ff7e45acad35f4a42ed0359625cb0d02bfcab16f626eda7.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 589, + 143, + 787, + 257 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "than the orange curve that corresponds to frequent class channel attention in the last layer for both i-Naturalist-18 and ImageNet-LT. This indicates that channel attention produces simpler signals for the rare classes and more complex signals for the frequent classes. Finally, in (f) and (g), we show that the average channel responses are smaller when the inputs are rare classes, than frequent classes, which explains why the network cannot model the rare classes effectively. In conclusion, this analysis shows that data imbalance affects the quality of the activations inside the intermediate layers and it highlights the limitation of the Sigmoid activation to model the rare classes.", + "bbox": [ + 212, + 285, + 787, + 422 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 445, + 330, + 460 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As shown in the previous section, the degree of data imbalance affects both the classification logits and the intermediate layers. While it is possible to perform a statistical analysis and select the appropriate activation for the classification layer, this is difficult to do for all layers of the network, because first, the data distributions inside the layers dynamically change during training [4, 37], and secondly, there is no one-to-one correspondence between classes and intermediate channels, which hinders attribution. For this reason, we propose the Adaptive Parametric Activation (APA):", + "bbox": [ + 212, + 478, + 787, + 599 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\eta_ {a d} (z, \\kappa , \\lambda) = (\\lambda \\exp (- \\kappa z) + 1) ^ {\\frac {1}{- \\lambda}}. \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 374, + 612, + 785, + 631 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "APA can adjust its activation rate, dynamically, according to the input's distribution using two parameters $\\kappa$ and $\\lambda$ , that can be learned during optimisation. $\\kappa \\in \\mathbb{R}$ is the gain parameter that controls the function's sensitivity. $\\lambda \\in (0,\\infty)$ is the asymmetrical parameter that controls the function's response rate to positive and negative inputs, allowing the model to have different learning degrees when the input is positive or negative. This function is also known as Richard's curve [65] and it unifies the most common activation functions.", + "bbox": [ + 212, + 643, + 787, + 748 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For example, if $\\kappa = \\lambda = 1$ then APA becomes the Sigmoid activation that has a symmetric response rate for both positive and negative inputs and it is successful for balanced classification tasks. If $\\kappa = 1, \\lambda \\to 0$ then APA becomes the Gumbel activation that has an asymmetric response rate and it is successful for long-tailed instance segmentation tasks [1]. This behaviour is shown in Fig. 3 left and middle. Based on Eq. 5, we also define the Adaptive Generalised Linear", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/c46d432f759b713b97171b767372e24071901419c4098cb7a2b7db7cedbdb6e6.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 215, + 142, + 357, + 220 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/6d42388b5c44da28eb285f3d044412b6b256d5562206b0e1282c32c9fa9d04a1.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 370, + 142, + 464, + 220 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/e8d927220fca4704f3183202a88c533a992f5dd73a77821fd7672c90cc01cd2a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 477, + 142, + 570, + 220 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/a3d82661b27f48a1c39b78ec6d02a5a435b34e253e96a7c5a1d1a35ea507b689.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 584, + 143, + 679, + 220 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/f44d0d75434fb28ebefd5bd3a3b3ce4c23c40bcffad30262fae03d0eddec7a16.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 689, + 143, + 784, + 220 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/a493214b31329ee0042df79d5ce9230aecd6c3234b83f144101908e0bf19c447.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 215, + 223, + 362, + 299 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/80885720e6f03b1776d174989fe144060abadc6762a3b552c1c6a6feb3a50213.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 370, + 223, + 468, + 299 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/12a86a642cac04513c074089d14a3b29e93f6389d91d01ff0188ffa7a049d5c9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 477, + 223, + 576, + 299 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/fc8b8082cc3566799ca52b84073bc9d7a6850c32bf0de7f550f19578b35072e3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 583, + 223, + 679, + 299 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/2617d9a09b555bcb1ed645b9347d4290a3023268c12aa384a947518eec158d6e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 687, + 223, + 784, + 299 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/b3640f96c0699adc261d20e6d806084d7351911fbd7336213f40b36eeb4ae51b.jpg", + "image_caption": [ + "Fig. 4: AGLU derivatives with respect to $\\kappa$ (top), $\\lambda$ (middle) and $z$ (bottom)." + ], + "image_footnote": [], + "bbox": [ + 217, + 301, + 362, + 378 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/57884f2bd600e6a644bf4c68002aa4855364014e32446ffd6211ffdacc70c353.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 370, + 301, + 468, + 378 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/89b8cc3a8944f0746d416c0569c5f21c7df1ec23236748e941688047a71788f8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 477, + 301, + 573, + 378 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/96e198fd4d33ee532b3d3ba40bc034fffd6484e68c5ddeda54dd23f073de93e3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 583, + 303, + 679, + 378 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/30c560bc85e2bf4fd0e092ba2d2f2b673d4695fdb0b29a21380acc14316eb32e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 687, + 303, + 784, + 378 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Unit (AGLU):", + "bbox": [ + 217, + 409, + 321, + 424 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nA G L U (z, \\kappa , \\lambda) = z \\cdot \\eta_ {a d} (z, \\kappa , \\lambda) \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 387, + 438, + 784, + 455 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "AGLU has many interesting properties, for example, if $\\kappa = \\lambda = 1$ then AGLU becomes the Sigmoid Linear Unit (SiLU) [28]. If $\\kappa = 1.702$ , $\\lambda = 1$ , then it becomes the Gaussian Error Linear Unit (GELU) [28]. If $\\kappa \\rightarrow \\infty$ , then AGLU becomes ReLU [18] and if $\\lambda \\rightarrow \\infty$ , then AGLU becomes the identity function, as shown in Fig. 3-right.", + "bbox": [ + 212, + 468, + 784, + 542 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In other words, the $\\kappa$ parameter controls the RELU-ness and the $\\lambda$ parameter controls the leakage. Also, AGLU could be seen as a smoother version of PRELU, because $AGLU(z,1,\\lambda \\rightarrow \\infty) = PRELU(z,1)$ . We compare AGLU to most common activation functions, in more detail, in Table 1. The derivative of AGLU with respect to $\\kappa$ is:", + "bbox": [ + 212, + 544, + 784, + 619 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial \\kappa} = z ^ {2} \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 370, + 628, + 784, + 664 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "the derivative of AGLU with respect to $\\lambda$ is:", + "bbox": [ + 215, + 672, + 537, + 688 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial \\lambda} = - \\frac {z}{\\lambda} \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 698, + 784, + 732 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "and the derivative of AGLU with respect to $z$ is:", + "bbox": [ + 215, + 741, + 568, + 757 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial z} = \\kappa z \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} + \\eta_ {a d} (z, \\kappa , \\lambda) \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 766, + 784, + 800 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The proofs of the derivatives are shown in the Appendix. The derivatives of AGLU are shown in Fig. 4. Using various $\\kappa$ and $\\lambda$ combinations AGLU has", + "bbox": [ + 215, + 809, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adaptive Parametric Activation", + "bbox": [ + 517, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/1f92c32a306fe999db213f143f471be332e4d41122f535571571d59c7cb52a70.jpg", + "table_caption": [ + "Table 1: Comparison of different activation functions." + ], + "table_footnote": [], + "table_body": "
NameFormulaRange
RELU [18]η(z) = max(0, z)(0,∞)
Gaussian Unit [28]η(z) = zσ(1.702z)(-0.17,∞)
Sigmoid Unit [28]η(z) = zσ(z)(-0.28,∞)
Mish [58]η(z) = z tanh(ln(1 + exp(z)))(-0.31,∞)
PRELU [24]η(z,κ) = max(0, z) + κ min(0, z)(-∞,∞)
ELU [10]η(z,κ) = max(0, z) + κ(exp(min(0, z)) - 1)(-κ,∞)
AGLU (ours)η(z,κ,λ) = z · (λ exp(-κz) + 1)^1/^-λ(-∞,∞)
", + "bbox": [ + 251, + 170, + 748, + 290 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "drastically different behaviour and this enhances the capacity of the network and achieves good performance as shown in the experiments.", + "bbox": [ + 212, + 291, + 782, + 320 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In the end, our APA is versatile because it can be used not only as an error unit, replacing RELU, but also as an activation function inside the attention mechanism, replacing the Sigmoid activation.", + "bbox": [ + 212, + 321, + 784, + 367 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiment Setup", + "text_level": 1, + "bbox": [ + 215, + 387, + 429, + 406 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Datasets. We use CIFAR100-LT [7] with exponential imbalance factor of 100 and 10, ImageNet-LT [53], Places-LT [53] and iNaturalist2018 [75] following the common long-tailed classification protocol. We report our results using top-1 accuracy on the balanced test sets, to fairly evaluate all classes. For ImageNet-LT, we split the categories according to their class frequency in the training set, into Many (>100 images), Medium (20~100 images) and Low (<20 images) and do per-group evaluation following [53]. Also, we use the LVISv1 [19] instance segmentation dataset, which has 100K training images and 1203 classes, that are grouped according to Frequent (>100 images), Common (10~100 images) and Rare (<10 images) classes. For this dataset, we report mask average precision $AP$ , bounding box average precision $AP^b$ and $AP^c$ , and $AP^f$ which is mask average precision for rare, common and frequent classes respectively. Regarding balanced training, we perform experiments on ImageNet1K [15], COCO [50] and the recently proposed V3Det [79], which is a challenging large scale detection dataset with 13K classes and 243K images. We report top-1 accuracy for ImageNet1K, $AP^b$ and $AP^m$ for COCO and $AP^b$ for V3Det.", + "bbox": [ + 212, + 416, + 787, + 657 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Implementation Details We primarily use Squeeze and Excite [34] as our baseline with ResNet-32 [25] for CIFAR-LT, ResNet50 for iNaturalist, ResNet50 and ResNext50 [89] for ImageNet-LT and ResNet152 for Places-LT, which has been pretrained on ImageNet1K according to [53]. For LVIS, we use SE-Resnets with MaskRCNN [23], FPN [49], Normalised Mask [80], RFS sampler [19] and GOL loss [1] as a baseline. For V3Det, we use SE-ResNet50 with FasterRCNN [64], FPN and Wrapped Cauchy classifier [20]. All baselines use bag of tricks [94], and strong training techniques that we discuss and ablate in the Appendix. Our motivation for using bag of tricks is two-fold, first, it pushes the performance even further and secondly, it showcases the generalisability of our work.", + "bbox": [ + 212, + 657, + 787, + 809 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "For our attention models, we replace the Sigmoid with APA, and we further use LayerNorm [4] and attention dropout [29] with $p = 0.1$ , for all datasets except", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/afb58c75ecd08f8af22f263ab40a16e58275436f759d2c25655e4ec88cfd1b39.jpg", + "table_caption": [ + "Table 2: Top-1 accuracy (%) on ImageNet-LT test set. E denotes ensemble." + ], + "table_footnote": [], + "table_body": "
MethodBackboneManyMediumFewAverage
MiSLAS [96]R50 [25]61.751.335.852.7
KCL [40]61.849.430.951.5
TSC [48]63.549.730.452.4
RIDE (3E)+CMO [61]66.453.935.656.2
DOC [77]65.152.834.255.0
CC-SAM [99]61.449.537.152.4
Our BaselineSE-R50 [34]66.253.137.156.0
APA* (ours)67.554.339.357.4
APA* + AGLU (ours)68.3+1.954.8+0.939.4+2.157.9+1.7
RIDE (4E) [85]X50 [89]68.253.836.056.8
SSD [47]66.853.135.456.0
BCL [100]67.954.236.657.1
CNT [60]63.252.136.954.2
ALA [95]64.149.934.753.3
ResLT [11]63.655.738.956.1
ABC-Norm [33]60.749.733.151.7
RIDE (3E)+CMO+CR [54]67.354.638.457.4
LWS+ImbSAM [98]63.253.738.355.3
Our BaselineSE-X50 [34]67.953.037.756.7
APA* (ours)68.955.439.458.4
APA* + AGLU (ours)69.8+1.655.70.041.1+2.259.1+1.7
", + "bbox": [ + 235, + 161, + 767, + 474 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "iNaturalist. We denote this configuration as $\\mathrm{APA^{*}}$ in our Tables and we ablate its components. For our AGLU models, we simply use it in-place of RELU.", + "bbox": [ + 212, + 481, + 787, + 513 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Results", + "text_level": 1, + "bbox": [ + 215, + 542, + 326, + 558 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Long-tailed Classification Benchmark. We compare APA* against ensemble and fusion models [6, 11, 45, 85], margin adjustment [31, 93, 95], contrastive learning [40, 48, 81], knowledge transfer [60], knowledge distillation [26, 47], decoupled methods [2, 33, 93, 96], sharpness aware minimisation [54, 98, 99] and data augmentation [61, 96].", + "bbox": [ + 212, + 580, + 787, + 656 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "On ImageNet-LT, as shown in Table 2, our baseline models with bag of tricks reach the state-of-the-art (SOTA) for both SE-ResNet50 (R50) and SE-ResNeXt50 (X50). We want to point out that most performance comes from the bag of tricks and not the SE module, as shown, in detail in the Appendix.", + "bbox": [ + 212, + 657, + 787, + 717 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our $\\mathrm{APA^{*}}$ outperforms the SE-R50 baseline by 1.4 percentage points (pp) on average, by 1.3pp on frequent categories, 1.2pp on medium and 2.2pp on few classes. Most importantly, it increases the performance of both frequent and rare classes, which is a unique advantage compared to the previous works. Additionally, our $\\mathrm{APA^{*}}$ exceeds RIDE with 3 Experts (3E) and CMO [61] by 1.2pp on average and by 3.7pp on the rare classes using a single model. When AGLU is combined, it pushes the performance of $\\mathrm{APA^{*}R50}$ , by 0.5pp on average, by 0.8pp on the frequent, 0.5pp on the medium and 0.1pp on the few classes.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adaptive Parametric Activation", + "bbox": [ + 517, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/889694bf8ccfbac1b40b461778db5cb382cbbf6cabcc3741aa392b76434d1534.jpg", + "table_caption": [ + "Table 3: (a) Results of AGCA and AGLU for iNaturalist and Places-LT. (b) Results of AGCA and AGLU for CIFAR100-LT with imbalance 10 and 100." + ], + "table_footnote": [], + "table_body": "
MethodiNat18PlacesLT
DisAlign [93]70.639.3
MisLAS [96]71.640.4
LADE [31]70.038.8
ALA [95]70.740.1
TSC [48]69.7-
CNT [60]-39.2
WD+MaxNorm [3]70.2-
DOC [77]71.0-
BCL [100]71.8-
ResLT [11]70.539.8
IIF [2]-40.2
ABC Norm [33]71.4-
LWS+ImbSAM [98]71.1-
CC-SAM [99]70.940.6
AREA [9]68.4-
Our Baseline with SE71.340.5
APA (ours)72.341.3
APA +AGLU (ours)74.8+3.042.0+1.4
", + "bbox": [ + 217, + 174, + 496, + 443 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/0f869f380c3648ea0c49326f96d2e547f392459d7ed05f4c5a8ffeb09958542d.jpg", + "table_caption": [ + "(a)" + ], + "table_footnote": [], + "table_body": "
Method10100
BALMS [63]63.050.8
RIDE (4E) [85]-49.4
ACE (4E) [6]-49.6
DiVE [26]62.045.4
SSD [47]62.346.0
MisLas [96]63.247.0
HSC [81]63.146.7
LADE [31]61.745.4
ResLT (3E) [11]63.749.7
TLC (4E) [45]-49.8
TSC [48]59.043.8
RIDE+CMO [61]60.250.0
CC-SAM [99]-50.8
RIDE+CMO+CR [54]61.450.7
AREA [9]60.848.9
Our Baseline with SE65.250.9
APA (ours)65.751.9
APA+AGLU(ours)66.8+1.652.3+1.4
", + "bbox": [ + 501, + 174, + 779, + 443 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(b)", + "bbox": [ + 630, + 443, + 651, + 455 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "$\\mathrm{APA^{*}}$ with X50 increases the SE-X50 baseline by 1.7pp on average, 1.0pp the many classes, 1.4pp the medium classes and 1.7pp the few classes. Furthermore, it outperforms $\\mathrm{RIDE(3E) + CMO + CR}$ [54] by 1.0pp on average, 1.6pp on frequent classes, 0.8 on common and 1.0pp on rare classes using a single model. When AGLU is combined to $\\mathrm{APA^{*}X50}$ , it adds 0.7pp on average, 0.9pp on the frequent categories, 0.3pp on the medium, and 1.7pp on the few classes.", + "bbox": [ + 212, + 460, + 785, + 551 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "On iNaturalist18, Places-LT and CIFAR100-LT, our SE baselines with bag of tricks again reach the SOTA, as shown in Table 3-a and b.", + "bbox": [ + 212, + 551, + 785, + 580 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Regarding, iNaturalist18, $\\mathrm{APA^{*}}$ improves the SE-baseline by 1.0pp. It also outperforms BCL [100] by 0.5pp, ResLT by 1.8pp and LWS+ImbSAM [98] by 1.2pp. AGLU further enhances the performance by a staggering 3.5pp compared to SE-baseline, which is a significant increase.", + "bbox": [ + 212, + 582, + 785, + 642 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "On Places-LT, our $\\mathrm{APA^{*}}$ also increases the performance of the SE baseline by 0.8pp. Moreover, it surpasses MisLAS [96] by 0.9pp and CC-SAM [99] by 0.7pp. When AGLU is combined with $\\mathrm{APA^{*}}$ , it further increases the performance by 0.7pp reaching $42.0\\%$ .", + "bbox": [ + 212, + 643, + 785, + 702 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "As shown in Table 3-b, on CIFAR100-LT, $\\mathrm{APA^{*}}$ improves the performance by 0.5pp and 1.0pp compared to SE baseline using an imbalance factor of 10 and 100 respectively. Furthermore, compared to $\\mathrm{RIDE + CMO}$ [61], CC-SAM [99] and $\\mathrm{RIDE + CMO + CR}$ [54], $\\mathrm{APA^{*}}$ achieves 1.9pp, 1.1pp and 1.2pp higher accuracy respectively, under an imbalance factor of 100 using a single model. Finally AGLU, further boosts the performance of $\\mathrm{APA^{*}}$ by 1.1pp and 0.4pp for imbalance factor of 10 and 100 respectively.", + "bbox": [ + 212, + 703, + 785, + 809 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Activation Ablation Study. We compare APA, without the Dropout and Lay-ernorm, against different activation functions such as the Sigmoid and the Gum", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 4: For all ablations we use ImageNet-LT. In (a) we compare adaptive activation to other learnable activation functions using SE-ResNet50. In (b) we show that adaptive activation and AGLU generalise to other attention mechanisms. In (c) we show that AGCA and AGLU generalise in ImageNet1K training. In (d) we show that AGCA works effectively with deeper ResNets. In (e) we show the components of AGCA. In (f) we compare AGLU with other activation functions.", + "bbox": [ + 215, + 143, + 787, + 227 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/1b87d048817090c1f0877c025e795cfc9ed2ad7c5f51ed4ab71cd5e569cb3461.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ActivationManyMed.FewAvg
Sigmoid66.253.137.156.0
with Temp65.953.840.356.6
Gumbel66.253.239.356.3
with Temp66.953.439.756.7
APA67.153.839.657.0
", + "bbox": [ + 225, + 232, + 416, + 311 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/58d361e978e233ff038699152c812c4fb04bd9bf0b0f11ee4f9890e6f51bb8a3.jpg", + "table_caption": [ + "(a) APA comparison." + ], + "table_footnote": [], + "table_body": "
Attention typeAvg
Spatial [88]54.8
+APA55.2
+APA + AGLU56.4
Spatial + Channel [88]55.6
+APA56.9
+APA + AGLU57.1
", + "bbox": [ + 433, + 229, + 596, + 313 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/db5a3395bd933aadb5eca88f9d72cf46349e3f5819deedc9e20185e33d723be7.jpg", + "table_caption": [ + "(b) Attention types w/ R50." + ], + "table_footnote": [], + "table_body": "
MethodSEAPA*
CE51.752.9
PC-Softmax [31]56.057.4
cRT [41]55.656.4
Decoupled-DRW [7]55.156.6
BSCE [63]56.057.0
", + "bbox": [ + 617, + 238, + 779, + 305 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "(c) Classifier learning.", + "bbox": [ + 624, + 313, + 769, + 325 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/a6ea42dec23022752f142cae3a866979d9173099d7769bf51dfac65e478d8516.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodManyMed.FewAvg
SE-R10167.553.337.656.7
APA*-R10168.156.042.158.8
SE-R15268.054.439.857.6
APA*-R15269.056.841.259.4
", + "bbox": [ + 220, + 342, + 421, + 412 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/ca34bfdd27e08fcdaf1a77d3cc2b3327e94187a3913c315fded2384882b725d8.jpg", + "table_caption": [ + "(d)Deeper Networks." + ], + "table_footnote": [], + "table_body": "
SEAPADropoutLayerNormAvg
55.0
✓56.0
✓✓57.0
✓✓✓57.3
✓✓✓✓57.4
", + "bbox": [ + 429, + 345, + 602, + 410 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/1eb3e215bd207b811aede308a48bd16f88e90421714f9306dd48c14331b41858.jpg", + "table_caption": [ + "(e) $\\mathrm{APA^{*}}$ ablation." + ], + "table_footnote": [], + "table_body": "
ActivationsAvg
ReLU57.4
PReLU [24]54.8
ELU [10]52.6
Mish [58]57.4
GELU [28]57.5
SiLU [28]57.1
AGLU57.9
", + "bbox": [ + 622, + 329, + 746, + 426 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "(f) $\\overline{\\mathrm{AGLU}}$ comparison.", + "bbox": [ + 622, + 426, + 772, + 441 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "bel [1] using the SE-ResNet50 baseline. Also, we implement Sigmoid and Gumbel variants with learnable temperature, to further understand their difference to our adaptive activation. As shown in Table 4-a, Sigmoid with temperature achieves slightly better performance for the rare classes, however it over-fits the frequent categories. In contrast, our APA achieves the best performance, increasing the overall performance by $0.3\\mathrm{pp}$ , the frequent classes by $0.2\\mathrm{pp}$ and the common categories by $0.4\\mathrm{pp}$ compared to the second best Gumbel with temperature.", + "bbox": [ + 212, + 446, + 787, + 551 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Generalisation to other Attention mechanisms. In Table 4-b, we show that APA can be combined with other attention mechanisms. Specifically, APA improves the performance of Spatial Attention by 0.4pp and the Spatial-Channel Attention by 1.3pp. AGLU further increases the performance of Spatial Attention by 1.2pp and Spatial-Channel Attention by 0.2pp.", + "bbox": [ + 212, + 551, + 787, + 628 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Combining APA* with Classifier Learning. APA* is an efficient module that can be easily combined with common classifier learning techniques such as margin adjustment [63], reweighting [7] and resampling [41]. As shown in Table 4-c, APA* consistently boosts the performance of all these methods.", + "bbox": [ + 212, + 628, + 787, + 688 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Larger ResNets. We further train deeper models like ResNet-101 and ResNet-152 on ImageNet-LT and compare the SE and $\\mathrm{APA^{*}}$ attention methods. As Table 4-d shows, the $\\mathrm{APA^{*}}$ module enlarges the performance of all models consistently for both frequent, common and rare classes. Especially, $\\mathrm{APA^{*}}$ with ResNet101 promotes overall accuracy by 2.1pp, boosting the rare categories by a significant 4.5pp compared to SE-Resnet101.", + "bbox": [ + 212, + 688, + 787, + 779 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Ablation of APA* components. APA* uses Channel attention, APA, Dropout and Layer-Norm and we show their effects in Table 4-e. The plain R50, without channel attention, achieves $55.0\\%$ and SE increases its performance by 1.0pp. APA increases the performance of the SE baseline by another 1.0pp. Dropout", + "bbox": [ + 212, + 779, + 789, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adaptive Parametric Activation", + "bbox": [ + 517, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/b50a69dfad04492d12cc18521fffee4a6359c891fe801e2a8ac3dbcade6836a7.jpg", + "table_caption": [ + "Table 5: Comparisons on LVISv1.0 using MaskRCNN-FPN and 2x schedule." + ], + "table_footnote": [], + "table_body": "
MethodBackboneAPmAPrAPcAPfAPb
RFS [19]R5023.713.323.029.024.7
IIF [2]26.318.625.230.825.8
Seesaw [80]26.419.626.129.827.4
LOCE [17]26.618.526.230.727.4
PCB+Seesaw [27]27.219.027.130.928.1
ECM [36]27.419.727.031.127.9
GOL [1]27.721.427.730.427.5
ECM+GAP [92]26.920.126.830.027.2
GOL (baseline)SE-R5028.220.628.930.828.1
GOL+AGLU(ours)APA*-R5029.1+0.921.6+0.229.6+0.731.7+0.629.0+0.9
RFS [19]R101 [25]27.016.826.532.027.3
NorCal [59]27.320.826.531.028.1
Seesaw [80]28.120.028.031.828.9
GOL [1]29.022.829.031.729.2
ECM [36]28.721.927.932.329.4
PCB + Seesaw [27]28.822.628.332.029.9
ROG [92]28.821.129.131.828.8
GOL (baseline)SE-R10129.723.029.932.530.0
GOL+AGLU(ours)APA*-R10130.7+1.023.6+0.631.3+1.433.1+0.731.11.1
", + "bbox": [ + 232, + 160, + 772, + 450 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "increases the performance by 0.3pp and LayerNorm enhances the performance by an additional 0.1pp. In the Appendix, we show the full component ablation.", + "bbox": [ + 212, + 455, + 787, + 488 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparison of AGLU. In Table 4-f, we compare AGLU to other commonly used activations functions, using APA* ResNet50 as backbone and switching the activation function of the intermediate layers. Our AGLU outperforms all the other methods and it is the best choice.", + "bbox": [ + 212, + 488, + 787, + 549 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Long-Tailed Instance Segmentation. As the results suggest in Table 5, the SE-R50 backbone increases the overall mask performance compared to plain GOL-R50 by 0.5pp but most improvement comes from the common and frequent categories while the rare categories are significantly reduced by 0.8pp. In contrast, our $\\mathrm{APA^{*}}$ with AGLU-R50 improves the performance by 0.9pp on average mask and bounding box precision, 1.0pp on $AP_{r}$ , 0.7pp on $AP_{c}$ and 0.9pp on $AP_{f}$ compared to SE-R50-GOL. Compared to GOL with SE-R101, $\\mathrm{APA^{*}}$ with AGLU also improves the performance by 1.0pp on $AP$ , 0.6pp on $AP^{r}$ , 1.4pp on $AP^{c}$ , 0.7pp on $AP^{f}$ and 1.1pp on $AP^{b}$ . This highlights that our $\\mathrm{APA^{*}}$ and AGLU modules are robust for the rare classes and they outperform the previous SOTA in long-tailed instance segmentation.", + "bbox": [ + 212, + 551, + 787, + 717 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative Results. We use $\\mathrm{APA^{*}}$ and Imagenet-LT for our qualitative analysis. In Fig. 5-(a) we show that $\\mathrm{APA^{*}}$ increases the variance of channel attention for the most semantic layer by 0.04 compared to the baseline, making it diverse and informative for all channels. In Fig. 5-(b), we show that $\\mathrm{APA^{*}}$ increases the entropy of the attention signal for the deeper layers by $0.4\\sim 0.6$ compared to the baseline, showing that our module produces informative signals that effectively attend to the rare classes. In Fig.-c 5-top, we show that the baseline channel attention of the rare classes, produces all-pass filters in other words, attention", + "bbox": [ + 212, + 718, + 787, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/2f48035bdc940db48e36f9530bcd0132e43d23222a0da9cebaac34ba838ab578.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 215, + 142, + 331, + 226 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/fe26c19f16d692484179db939e7756855e088c3fbba8b0c18f62dbe39547769c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 328, + 142, + 431, + 223 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/14d19875df9267eac76253f8e4d934ce4d71f1dd4852043b4cacb14ac024e650.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 433, + 143, + 558, + 223 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/9053b3f5ef60222e5681380ce039db8d95d3cbb46de2b43cafb8eda042e4c55e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 143, + 658, + 223 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/61c6079916c70e18ba8b53c49b84797078e09eca9719c5318a8236f8c87a09fa.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 658, + 143, + 784, + 223 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/8b8e9552a00c0acfb827285cff08c6c8c0020d1908de663388ec8e7ef05c1684.jpg", + "image_caption": [ + "Fig. 5: a) $\\mathrm{APA^{*}}$ (orange curve) increases the attention variance by 0.04 in the most semantic layer compared to the baseline (blue curve) and removes frequent category attention bias. b) $\\mathrm{APA^{*}}$ increases the attention entropy in the most semantic layer and retrieves rare class descriptors more efficiently than the baseline. c) Compared to the baseline (top), $\\mathrm{APA^{*}}$ produces larger entropy attention signals and makes correct rare class predictions. More visualisations are shown in Appendix." + ], + "image_footnote": [], + "bbox": [ + 215, + 227, + 330, + 311 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/c72ebc7c099cee2b1b592e72df8fcb2d3d12ba6db405f29ef576098b343fd609.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 330, + 224, + 431, + 303 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/0985efac2f5c79b480d8ad6ca0621bf9d192cf5de50f5938525e2faa33e93404.jpg", + "image_caption": [ + "(c)" + ], + "image_footnote": [], + "bbox": [ + 433, + 224, + 558, + 303 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/59bd075de487edef95bd9f5b074121872c90ab0ed456022aa46b88cb47d7b55a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 560, + 224, + 656, + 303 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/98c0f28e9c8b7df761b5798a68b8a424c0291510f8ea43a610639ef75c80ae73.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 658, + 224, + 782, + 303 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "signals that have small entropy, i.e., $E = 0.018$ for the bee house and $E = 0.098$ for the warthog respectively. This hinders rare class learning and it results in misclassification. In contrast, our method in Fig. 5-bottom produces informative channel attention signals that have larger entropy i.e. $E = 0.46$ and $E = 0.91$ for the bee house and warthog classes respectively, allowing the model to retrieve rare class features and to make correct predictions. Visualisations of the learned $\\kappa$ and $\\lambda$ parameters are provided in the Appendix.", + "bbox": [ + 212, + 409, + 787, + 515 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Generalisation to Balanced tasks. In Table 6-a, we show that $\\mathrm{APA^{*} + AGLU}$ increases the performance of SE-MaskRCNN-R50 by 0.7pp on $AP^b$ and $AP^m$ on COCO. In Table 6-b, we show that $\\mathrm{APA^{*} + AGLU}$ increase the performance of SE-FasterRCNN-R50 by 2.9pp and the performance of SE-Cascade-RCNN-R50 by 2.1pp on the challenging V3Det, which are significant increases considering that this dataset has 13K classes. In Table 6-c, we show that our methods increase the performance for R50, SE-R50 and CBAM-R50, by 0.6pp, 1.2pp and 0.6pp respectively. Finally in Table 6-d, we show that our modules increase the performance by 1.2pp on SE-R50, 0.9pp on SE-R101 and 0.5pp on SE-R101, showing that they can generalise in balanced training.", + "bbox": [ + 212, + 515, + 787, + 667 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6 Related Work", + "text_level": 1, + "bbox": [ + 215, + 688, + 387, + 704 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Long-tailed image recognition. Long-tailed image recognition can be grouped according to representation learning and classifier learning techniques. Representation learning techniques improve the feature quality through rare class features generation [76, 78, 91], contrastive objectives [13, 40, 48, 66, 81, 100], ensemble or fusion models [6, 11, 12, 45, 46, 85, 97], knowledge distillation [26, 38, 46, 47], knowledge transfer [53, 60, 101] and data augmentation [61, 90, 96]. Classifier learning techniques enhance rare class classification through decoupled training [33, 41, 43, 82, 93], margin adjustment [2, 7, 31, 36, 57, 59, 63, 80, 83, 95], cost-", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adaptive Parametric Activation", + "bbox": [ + 517, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/eafa3d768f8e3998e20bcce22a984c594e9f40de046e360356c8f6c281843840.jpg", + "table_caption": [ + "Table 6: Results on balanced tasks. In (a) and (b), we combine $\\mathrm{APA^{*} + AGLU}$ on COCO dataset and V3Det dataset respectively. In (c) we combine AGLU and $\\mathrm{APA^{*}}$ to ResNet50, SE-ResNet50 and CBAM-ResNet50 in ImageNet1K. In (d) we show that $\\mathrm{APA^{*} + AGLU}$ generalises to deeper backbones in ImageNet1K." + ], + "table_footnote": [], + "table_body": "
MethodAPbAPmMethodAPbMethodtop-1
FasterRCNN-R5039.235.425.4ResNet50 [34]76.977.5
w/ SE40.536.927.0w/ AGLU77.577.9
w/ APA*+AGLU41.237.629.9SE-ResNet50 [34]77.578.7
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.4
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.2
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.5
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.8
(a)COCO(b)V3Det(c)ImageNet1k(d) ImageNet1k
", + "bbox": [ + 223, + 202, + 777, + 316 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "sensitive learning [14,35,42,86], resampling [8,19,30,55,61,67,91,102], dynamic loss adaptation based on batch statistics [32,71,84], gradient statistics [44,70], weight norms [83] and classification scores [17,27]. These techniques are efficient, however they are applied either during the input phase or during the loss disregarding the intermediate channel activations.", + "bbox": [ + 212, + 321, + 782, + 396 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Attention Networks. Attention networks, such as spatial attention [39], channel attention [34] and spatial-channel attention [88], are widely used in image recognition. Self-attention is the core mechanism of the Visual Transformer (ViT) architecture [16], and recently many improvements have been made to the Transformer architecture [51, 72, 74] and its training procedure [5, 69, 73].", + "bbox": [ + 212, + 398, + 784, + 473 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In our work, we primarily used APA with channel attention models, but it also works with plain ResNets, Spatial and Spatial-Channel attention models. In the Appendix, we show results with self-attention models.", + "bbox": [ + 212, + 474, + 784, + 518 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Activation functions The RELU function [18] dominates the landscape of deep image classification, and it is especially used inside the convolutional networks, while the GELU and SiLU [28] are more commonly used inside the transformer network [16] or the ConNext models [52,87]. The PRELU function [24] is a generalisation of the RELU, because it linearly activates both positive and negative inputs and the ELU [10] is a follow-up work that enforces saturation on the negative inputs after some threshold. Our AGLU activation, generalises the RELU, the GELU and SiLU and it can also be seen as a smoother version of PRELU.", + "bbox": [ + 212, + 520, + 784, + 640 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 667, + 359, + 684 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Our work highlights the impact of the activation function inside the model's activations for balanced and imbalanced data distributions. We have empirically showed that the degree of data imbalance affects the logit distributions and the intermediate signals and we have showed that the commonly used Sigmoid activation function is unable to model the intermediate features. To this end, we have proposed an novel adaptive parametric activation that unifies most common activation functions under the same formula and we have tested it in several long-tail and balanced classification and detection benchmarks showing great generalisation.", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "K. P. Alexandridis et al.", + "bbox": [ + 271, + 114, + 434, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements. This work was supported by the Engineering and Physical Sciences Research Council (EPSRC) project \"ViTac: Visual-Tactile Synergy for Handling Flexible Materials\" (EP/T033517/2).", + "bbox": [ + 212, + 146, + 787, + 193 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 212, + 323, + 228 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Alexandridis, K.P., Deng, J., Nguyen, A., Luo, S.: Long-tailed instance segmentation using gumbel optimized loss. In: Computer Vision-ECCV 2022: 17th European Conference, Tel Aviv, Israel, October 23-27, 2022, Proceedings, Part X. pp. 353-369. Springer (2022)", + "2. Alexandridis, K.P., Luo, S., Nguyen, A., Deng, J., Zafeiriou, S.: Inverse image frequency for long-tailed image recognition. IEEE Transactions on Image Processing (2023)", + "3. Alshammari, S., Wang, Y.X., Ramanan, D., Kong, S.: Long-tailed recognition via weight balancing. 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The activation function plays a crucial role in model optimisation, yet the optimal choice remains unclear. For example, the Sigmoid activation is the de-facto activation in balanced classification tasks, however, in imbalanced classification, it proves inappropriate due to bias towards frequent classes. In this work, we delve deeper in this phenomenon by performing a comprehensive statistical analysis in the classification and intermediate layers of both balanced and imbalanced networks and we empirically show that aligning the activation function with the data distribution, enhances the performance in both balanced and imbalanced tasks. To this end, we propose the Adaptive Parametric Activation (APA) function, a novel and versatile activation function that unifies most common activation functions under a single formula. APA can be applied in both intermediate layers and attention layers, significantly outperforming the state-of-the-art on several imbalanced benchmarks such as ImageNet-LT, iNaturalist2018, Places-LT, CIFAR100-LT and LVIS and balanced benchmarks such as ImageNet1K, COCO and V3DET. The code is available at https://github.com/kostas1515/AGLU." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.61, + 0.63, + 0.625 + ], + "angle": 0, + "content": "Keywords: Activation function \\(\\cdot\\) Long-tailed learning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.654, + 0.377, + 0.669 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.764 + ], + "angle": 0, + "content": "Image recognition has witnessed tremendous progress over the last years due to the use of deep learning, large image datasets such as ImageNet1K [15] and advances in model architectures [16, 25], learning algorithms [21, 22, 62], activation layers [18, 24, 28] and normalisation techniques [4, 37]. In this work, we focus on the activation layer of the network." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In balanced image classification works, it was empirically shown that if the activation function is close to the real data distribution then the model converges faster because the learning objective becomes easier [24, 28]. Based on this, the GELU [28] and the PRELU [24] were proposed as alternatives to the commonly used RELU [18] and they were utilised inside the model's layers to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "activate the intermediate features of the network. Similarly, in imbalanced image classification, many works have empirically shown that the Sigmoid or the Softmax activation functions, are inappropriate and using another activation function increases the performance [1, 31, 57, 63]. Based on that, the Gumbel activation [1] and the Balanced Softmax [63] activation were proposed and they were used inside the classification layer to predict the classes. In contrast to balanced classification, these works focused only on the classification layer and they disregarded the importance of the intermediate activations. To this end, there is no principled way of choosing the right activation function, and usually, practitioners use the best activation function, according to the task, through cross-validation or parameter-tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.316, + 0.788, + 0.422 + ], + "angle": 0, + "content": "In this work, we focus on this problem. First, we theoretically show that the activation function enforces a prior belief of how the data is distributed and therefore it acts as an initialisation point. In practise, a good initialisation point enhances the convergence, therefore, having an appropriate activation function can increase the performance. Second, we study the impact of the activation function on balanced and imbalanced classification from two perspectives, i.e. the classification layer, and the intermediate layers." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.424, + 0.788, + 0.56 + ], + "angle": 0, + "content": "Our findings show that the classification logit distribution of a pretrained model heavily depends on the degree of data imbalance. For example, in balanced training, the classification logits align better with the Logistic distribution, while in imbalanced learning they align better with the Gumbel distribution. Regarding the intermediate layers, we study the channel attention layer as an example and we find that it is also affected by the degree of data imbalance. We find that, in balanced learning, the channel attention is robust for all classes, however in imbalanced training the channel attention enhances more the frequent classes than the rare classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.563, + 0.788, + 0.791 + ], + "angle": 0, + "content": "To this end, we empirically show that the commonly used Sigmoid activation function cannot generalise for both balanced and imbalanced learning, because it is non-parametric and does not align with the imbalanced data distribution. Motivated by this, we develop a novel Adaptive Parametric Activation (APA) function. APA allows the model to align its activations to both the balanced and imbalanced data distributions and reach great performance in both tasks. APA has several benefits, it unifies most previous activations functions such as the Sigmoid, the Gumbel [1], the RELU [18], the SiLU [28] and the GELU [28] under a common formula. Also, it uses two learnable parameters that allow the network to select the best activation function during optimisation enlarging the model's capacity. Moreover, our APA is versatile, it can be used as a direct replacement to RELU, or it can replace the Sigmoid activation function inside the attention mechanism boosting the performance significantly and consistently. Finally, APA can be generalised to both imbalanced and balanced classification and detection tasks and surpass the state-of-the-art (SOTA). Our contributions are:" + }, + { + "type": "page_footnote", + "bbox": [ + 0.226, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "- We demonstrate the importance of the activation function in balanced and imbalanced data distributions, through statistical analysis;" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.147, + 0.784, + 0.176 + ], + "angle": 0, + "content": "- We propose the novel APA function that unifies most common activation functions under a single formula;" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.178, + 0.785, + 0.238 + ], + "angle": 0, + "content": "- We have validated the efficacy of APA on a range of long-tailed benchmarks, including ImageNet-LT [53], iNaturalist18 [75], Places-LT [53], CIFAR100-LT [7], LVIS [19] and balanced benchmarks such as ImageNet1k [15], COCO [50] and V3Det [79] largely surpassing the state of the art." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.147, + 0.785, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.261, + 0.382, + 0.276 + ], + "angle": 0, + "content": "2 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.292, + 0.784, + 0.352 + ], + "angle": 0, + "content": "Activation function. First, we show the importance of the activation function in model optimisation, following [1]. Let's consider the example of binary classification, where \\( z \\) is the input, \\( y \\in \\{0, 1\\} \\) is the target class and \\( f(z) = W^T z + b \\) is the classification network. The target class and the input \\( z \\) are related as:" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.364, + 0.785, + 0.403 + ], + "angle": 0, + "content": "\\[\ny = \\left\\{ \\begin{array}{l l} 1, & \\text {i f} f (z) + \\epsilon > 0 \\\\ 0, & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.414, + 0.784, + 0.474 + ], + "angle": 0, + "content": "where \\(\\epsilon\\) is the error, that is a random variable and it is distributed according to the real data distribution. In this example, the classification boundary is set to 0, however, it can be adjusted by the network's bias \\(b\\) during optimisation. The probability of the class \\(P(y = 1)\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.285, + 0.487, + 0.785, + 0.502 + ], + "angle": 0, + "content": "\\[\nP (y = 1) = P (f (z) + \\epsilon > 0) = P (\\epsilon > - f (z)) = 1 - F (- f (z)) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.514, + 0.784, + 0.56 + ], + "angle": 0, + "content": "where \\(F\\) is the cumulative distribution function. During network optimisation, if one chooses the Sigmoid activation function \\(\\sigma (z) = (1 + \\exp (-z))^{-1}\\), then the prediction \\(\\bar{y}\\) is obtained using \\(\\bar{y} = \\sigma (f(z))\\) and the probability \\(P(\\bar{y} = 1)\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.232, + 0.583, + 0.785, + 0.627 + ], + "angle": 0, + "content": "\\[\nP (\\bar {y} = 1) = \\frac {1}{1 + \\exp (- f (z))} = F _ {\\text {l o g i s t i c}} (f (z); 0, 1) = 1 - F _ {\\text {l o g i s t i c}} (- (f (z); 0, 1) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.628, + 0.784, + 0.686 + ], + "angle": 0, + "content": "Comparing Eq. 2 and Eq. 3, it is shown that when we use the Sigmoid, we assume that the error term \\(\\epsilon\\) follows the standard Logistic distribution. If we use Gumbel activation then we assume that the error follows the Gumbel distribution [1] and, in general, any activation function assumes a different distribution of \\(\\epsilon\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.688, + 0.784, + 0.748 + ], + "angle": 0, + "content": "For this reason, the activation function can be seen as an initialisation point, or a prior belief of how the real data are distributed. If the prior is good, then the learning objective becomes easier and the performance is increased as it was shown empirically by many past studies [1, 18, 24, 68]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.77, + 0.567, + 0.785 + ], + "angle": 0, + "content": "2.1 Balanced versus Imbalanced learning" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.784, + 0.84 + ], + "angle": 0, + "content": "In this subsection, we perform a statistical analysis on the empirical distributions of the logits and the intermediate activations, to understand the importance of the activation function in balanced and imbalanced learning." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.787, + 0.281 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.292, + 0.788, + 0.348 + ], + "angle": 0, + "content": "Fig. 1: Top: In imbalanced learning, the logit distributions are more skewed and they have a smaller KS distance to the Gumbel than the Logistic distribution as shown in (d). Bottom: In balanced learning, the logit distributions are less skewed and they align better with the Logistic, than the Gumbel distribution, as shown in (h)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.354, + 0.788, + 0.446 + ], + "angle": 0, + "content": "Classification logits. We train a MaskRCNN [23] ResNet50 [25] on LVIS dataset [19], which is a highly imbalanced object detection dataset containing 1203 classes. After the model has converged, we perform inference and store the predicted classification logits, i.e., \\( f(z_{y}) \\) for every class \\( y \\). Next, we perform histogram binning on the logits and we visualise the empirical distributions for the rare class puffin and the frequent class glove in Fig. 1 (b) and (c) respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.448, + 0.789, + 0.844 + ], + "angle": 0, + "content": "The rare class has a negative average logit value, because it is dominated by the frequent classes, which have higher average logit values as shown in (c). Regarding its distribution, it resembles the Gumbel distribution, because it has a heavy right tail and it is skewed. To quantify that, we calculate the statistical distance, using the Kolmogorov-Smirnov (KS) test [56], between all empirical class distributions and the Gumbel and Logistic theoretical distributions, shown in (a) and (e). As shown in (d), most classes have smaller distance to the Gumbel distribution. We repeat this test, using ResNet50 trained on the balanced ImageNet1K. As shown in (f) and (g), the classification logits are different this time, for example most average logit values are centered around zero and they are less skewed. In general, the logit distributions are closer to the logistic distribution as shown in (h). This explains why the Sigmoid activation achieves better performance in the balanced classification task and worse performance in imbalanced classification [1,31,57,63]. Next, we show that data imbalance also affects the intermediate layers, by studying the channel attention as an example. Attention layer. Attention mechanism for input \\( X \\in \\mathbb{R}^{H \\times W \\times C} \\) re-weights the input features \\( X \\) by applying an attention function \\( A(X) \\), i.e., \\( X' = A(X) \\otimes X \\). For example, in Channel Attention (CA) [34], \\( X' = \\sigma(\\mathrm{MLP}(\\mathrm{GAP}_c(X))) \\otimes X \\), where \\( \\mathrm{GAP}_c \\in \\mathbb{R}^{1 \\times 1 \\times C} \\) is Global Average Pooling and \\( \\otimes \\) is the element-wise product. In this case, the attention function is \\( A_{CA}(X) = \\sigma(\\mathrm{MLP}(\\mathrm{GAP}_c(X))) \\). Balanced vs Imbalanced channel attention. We train SE-ResNet50 [34] models (SE-R5) on balanced ImageNet-1K and imbalanced ImageNet-LT. After training the models, we analyse the average channel attention signals for a random batch of 128 test images. Fig. 2-a shows the output \\( A_{CA} \\), in the first layer of SE-R50, Fig. 2-b shows the output, in the last layer, and Fig. 2-c shows the variance of \\( A_{CA} \\) across all layers. As shown in Fig. 2-a, the attention is simi" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.495, + 0.33 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.496, + 0.146, + 0.788, + 0.333 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.343, + 0.788, + 0.455 + ], + "angle": 0, + "content": "Fig. 2: Visualisations of channel attention (A). In (a) the attention signals when training with imbalanced ImageNet and balanced ImageNet have similar variance in the first layer but completely different in the last most semantic layer in (b). The variance with ImageNet-LT training drops to zero for deeper layers as shown in (c), because the attention promotes only few frequent classes. In (d) and (e) the entropy of channel attention is smaller for the rare classes than the frequent classes in both i-Naturalist18 and ImageNet-LT training. In (f) and (g) the channel responses are smaller for the rare classes than the frequent ones for i-Naturalist18 and ImageNet-LT respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.46, + 0.788, + 0.534 + ], + "angle": 0, + "content": "lar in the first layer and it is different in the last layer, as shown in Fig. 2-b. As displayed in Fig. 2-c, the attention variance with ImageNet1K (blue-curve) is larger and the attention reweights all channels and affects all classes. In contrast, for the imbalanced case (orange-curve), the attention signal has small variance, indicating that it is biased to some classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.536, + 0.79, + 0.626 + ], + "angle": 0, + "content": "Layer-wise analysis. This phenomenon is most prevalent in the last attention layer, which is the most semantic. To quantify which attention layers are affected the most, we use entropy as a measure of signal complexity. Since the channel attention produces a probabilistic weighting vector via the Sigmoid activation, we calculate the total entropy of channel attention, for a layer \\( l \\), as the sum of the binary channel distribution entropies as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.227, + 0.638, + 0.787, + 0.679 + ], + "angle": 0, + "content": "\\[\nE _ {l} = - \\frac {1}{C} \\sum_ {i = 1} ^ {C} \\left[ \\left(A _ {C A} \\left(X _ {l}\\right) \\log \\left(A _ {C A} \\left(X _ {l}\\right)\\right) + \\left(1 - A _ {C A} \\left(X _ {l}\\right) \\log \\left(1 - A _ {C A} \\left(X _ {l}\\right)\\right) \\right] \\right. \\right. (4)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.75 + ], + "angle": 0, + "content": "When the layer's entropy is closer to zero, the channel attention signals are closer to 1 and they do not affect the original features for that layer, i.e., \\( X' = 1 \\otimes X \\). If the layer's attention entropy is closer to one, then the channel attention signals are informative, as they affect the signal i.e., \\( X' = A(X) \\otimes X \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "To investigate the complexity of the attention signal, we propagate two batches of 64 test images that contain only frequent and only rare classes respectively, through the pretrained SE-R50 and measure the attention entropy of \\( A_{CA} \\). In Fig. 2 (d) and (e), the average entropy is similar for both frequent and rare classes for all layers except for the last layer which is the most semantic. The blue curve, that corresponds to rare class channel attention, has lower entropy" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.144, + 0.401, + 0.257 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.403, + 0.144, + 0.587, + 0.258 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.59, + 0.144, + 0.788, + 0.258 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.249, + 0.266, + 0.752, + 0.281 + ], + "angle": 0, + "content": "Fig. 3: Our APA unifies most activation functions under the same formula." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.286, + 0.789, + 0.424 + ], + "angle": 0, + "content": "than the orange curve that corresponds to frequent class channel attention in the last layer for both i-Naturalist-18 and ImageNet-LT. This indicates that channel attention produces simpler signals for the rare classes and more complex signals for the frequent classes. Finally, in (f) and (g), we show that the average channel responses are smaller when the inputs are rare classes, than frequent classes, which explains why the network cannot model the rare classes effectively. In conclusion, this analysis shows that data imbalance affects the quality of the activations inside the intermediate layers and it highlights the limitation of the Sigmoid activation to model the rare classes." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.446, + 0.331, + 0.461 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.479, + 0.789, + 0.6 + ], + "angle": 0, + "content": "As shown in the previous section, the degree of data imbalance affects both the classification logits and the intermediate layers. While it is possible to perform a statistical analysis and select the appropriate activation for the classification layer, this is difficult to do for all layers of the network, because first, the data distributions inside the layers dynamically change during training [4, 37], and secondly, there is no one-to-one correspondence between classes and intermediate channels, which hinders attribution. For this reason, we propose the Adaptive Parametric Activation (APA):" + }, + { + "type": "equation", + "bbox": [ + 0.375, + 0.613, + 0.787, + 0.632 + ], + "angle": 0, + "content": "\\[\n\\eta_ {a d} (z, \\kappa , \\lambda) = (\\lambda \\exp (- \\kappa z) + 1) ^ {\\frac {1}{- \\lambda}}. \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.749 + ], + "angle": 0, + "content": "APA can adjust its activation rate, dynamically, according to the input's distribution using two parameters \\(\\kappa\\) and \\(\\lambda\\), that can be learned during optimisation. \\(\\kappa \\in \\mathbb{R}\\) is the gain parameter that controls the function's sensitivity. \\(\\lambda \\in (0,\\infty)\\) is the asymmetrical parameter that controls the function's response rate to positive and negative inputs, allowing the model to have different learning degrees when the input is positive or negative. This function is also known as Richard's curve [65] and it unifies the most common activation functions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.841 + ], + "angle": 0, + "content": "For example, if \\(\\kappa = \\lambda = 1\\) then APA becomes the Sigmoid activation that has a symmetric response rate for both positive and negative inputs and it is successful for balanced classification tasks. If \\(\\kappa = 1, \\lambda \\to 0\\) then APA becomes the Gumbel activation that has an asymmetric response rate and it is successful for long-tailed instance segmentation tasks [1]. This behaviour is shown in Fig. 3 left and middle. Based on Eq. 5, we also define the Adaptive Generalised Linear" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.143, + 0.359, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.143, + 0.465, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.478, + 0.143, + 0.571, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.585, + 0.144, + 0.68, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.69, + 0.144, + 0.785, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.224, + 0.364, + 0.3 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.224, + 0.469, + 0.3 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.478, + 0.224, + 0.577, + 0.3 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.584, + 0.224, + 0.68, + 0.3 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.689, + 0.224, + 0.785, + 0.3 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.303, + 0.364, + 0.38 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.372, + 0.303, + 0.469, + 0.38 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.478, + 0.303, + 0.574, + 0.38 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.584, + 0.304, + 0.68, + 0.38 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.689, + 0.304, + 0.785, + 0.38 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.24, + 0.39, + 0.761, + 0.406 + ], + "angle": 0, + "content": "Fig. 4: AGLU derivatives with respect to \\(\\kappa\\) (top), \\(\\lambda\\) (middle) and \\(z\\) (bottom)." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.41, + 0.322, + 0.425 + ], + "angle": 0, + "content": "Unit (AGLU):" + }, + { + "type": "equation", + "bbox": [ + 0.388, + 0.439, + 0.785, + 0.457 + ], + "angle": 0, + "content": "\\[\nA G L U (z, \\kappa , \\lambda) = z \\cdot \\eta_ {a d} (z, \\kappa , \\lambda) \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.469, + 0.785, + 0.544 + ], + "angle": 0, + "content": "AGLU has many interesting properties, for example, if \\(\\kappa = \\lambda = 1\\) then AGLU becomes the Sigmoid Linear Unit (SiLU) [28]. If \\(\\kappa = 1.702\\), \\(\\lambda = 1\\), then it becomes the Gaussian Error Linear Unit (GELU) [28]. If \\(\\kappa \\rightarrow \\infty\\), then AGLU becomes ReLU [18] and if \\(\\lambda \\rightarrow \\infty\\), then AGLU becomes the identity function, as shown in Fig. 3-right." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.545, + 0.785, + 0.62 + ], + "angle": 0, + "content": "In other words, the \\(\\kappa\\) parameter controls the RELU-ness and the \\(\\lambda\\) parameter controls the leakage. Also, AGLU could be seen as a smoother version of PRELU, because \\(AGLU(z,1,\\lambda \\rightarrow \\infty) = PRELU(z,1)\\). We compare AGLU to most common activation functions, in more detail, in Table 1. The derivative of AGLU with respect to \\(\\kappa\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.372, + 0.63, + 0.785, + 0.665 + ], + "angle": 0, + "content": "\\[\n\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial \\kappa} = z ^ {2} \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.673, + 0.538, + 0.689 + ], + "angle": 0, + "content": "the derivative of AGLU with respect to \\(\\lambda\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.699, + 0.785, + 0.733 + ], + "angle": 0, + "content": "\\[\n\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial \\lambda} = - \\frac {z}{\\lambda} \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.742, + 0.569, + 0.758 + ], + "angle": 0, + "content": "and the derivative of AGLU with respect to \\(z\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.323, + 0.767, + 0.785, + 0.801 + ], + "angle": 0, + "content": "\\[\n\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial z} = \\kappa z \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} + \\eta_ {a d} (z, \\kappa , \\lambda) \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "The proofs of the derivatives are shown in the Appendix. The derivatives of AGLU are shown in Fig. 4. Using various \\(\\kappa\\) and \\(\\lambda\\) combinations AGLU has" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.319, + 0.145, + 0.684, + 0.16 + ], + "angle": 0, + "content": "Table 1: Comparison of different activation functions." + }, + { + "type": "table", + "bbox": [ + 0.252, + 0.171, + 0.749, + 0.291 + ], + "angle": 0, + "content": "
NameFormulaRange
RELU [18]η(z) = max(0, z)(0,∞)
Gaussian Unit [28]η(z) = zσ(1.702z)(-0.17,∞)
Sigmoid Unit [28]η(z) = zσ(z)(-0.28,∞)
Mish [58]η(z) = z tanh(ln(1 + exp(z)))(-0.31,∞)
PRELU [24]η(z,κ) = max(0, z) + κ min(0, z)(-∞,∞)
ELU [10]η(z,κ) = max(0, z) + κ(exp(min(0, z)) - 1)(-κ,∞)
AGLU (ours)η(z,κ,λ) = z · (λ exp(-κz) + 1)^1/^-λ(-∞,∞)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.292, + 0.784, + 0.321 + ], + "angle": 0, + "content": "drastically different behaviour and this enhances the capacity of the network and achieves good performance as shown in the experiments." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.322, + 0.785, + 0.368 + ], + "angle": 0, + "content": "In the end, our APA is versatile because it can be used not only as an error unit, replacing RELU, but also as an activation function inside the attention mechanism, replacing the Sigmoid activation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.388, + 0.431, + 0.407 + ], + "angle": 0, + "content": "4 Experiment Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.417, + 0.788, + 0.658 + ], + "angle": 0, + "content": "Datasets. We use CIFAR100-LT [7] with exponential imbalance factor of 100 and 10, ImageNet-LT [53], Places-LT [53] and iNaturalist2018 [75] following the common long-tailed classification protocol. We report our results using top-1 accuracy on the balanced test sets, to fairly evaluate all classes. For ImageNet-LT, we split the categories according to their class frequency in the training set, into Many (>100 images), Medium (20~100 images) and Low (<20 images) and do per-group evaluation following [53]. Also, we use the LVISv1 [19] instance segmentation dataset, which has 100K training images and 1203 classes, that are grouped according to Frequent (>100 images), Common (10~100 images) and Rare (<10 images) classes. For this dataset, we report mask average precision \\(AP\\), bounding box average precision \\(AP^b\\) and \\(AP^c\\), and \\(AP^f\\) which is mask average precision for rare, common and frequent classes respectively. Regarding balanced training, we perform experiments on ImageNet1K [15], COCO [50] and the recently proposed V3Det [79], which is a challenging large scale detection dataset with 13K classes and 243K images. We report top-1 accuracy for ImageNet1K, \\(AP^b\\) and \\(AP^m\\) for COCO and \\(AP^b\\) for V3Det." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.81 + ], + "angle": 0, + "content": "Implementation Details We primarily use Squeeze and Excite [34] as our baseline with ResNet-32 [25] for CIFAR-LT, ResNet50 for iNaturalist, ResNet50 and ResNext50 [89] for ImageNet-LT and ResNet152 for Places-LT, which has been pretrained on ImageNet1K according to [53]. For LVIS, we use SE-Resnets with MaskRCNN [23], FPN [49], Normalised Mask [80], RFS sampler [19] and GOL loss [1] as a baseline. For V3Det, we use SE-ResNet50 with FasterRCNN [64], FPN and Wrapped Cauchy classifier [20]. All baselines use bag of tricks [94], and strong training techniques that we discuss and ablate in the Appendix. Our motivation for using bag of tricks is two-fold, first, it pushes the performance even further and secondly, it showcases the generalisability of our work." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "For our attention models, we replace the Sigmoid with APA, and we further use LayerNorm [4] and attention dropout [29] with \\( p = 0.1 \\), for all datasets except" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.245, + 0.145, + 0.756, + 0.16 + ], + "angle": 0, + "content": "Table 2: Top-1 accuracy (%) on ImageNet-LT test set. E denotes ensemble." + }, + { + "type": "table", + "bbox": [ + 0.236, + 0.162, + 0.769, + 0.476 + ], + "angle": 0, + "content": "
MethodBackboneManyMediumFewAverage
MiSLAS [96]R50 [25]61.751.335.852.7
KCL [40]61.849.430.951.5
TSC [48]63.549.730.452.4
RIDE (3E)+CMO [61]66.453.935.656.2
DOC [77]65.152.834.255.0
CC-SAM [99]61.449.537.152.4
Our BaselineSE-R50 [34]66.253.137.156.0
APA* (ours)67.554.339.357.4
APA* + AGLU (ours)68.3+1.954.8+0.939.4+2.157.9+1.7
RIDE (4E) [85]X50 [89]68.253.836.056.8
SSD [47]66.853.135.456.0
BCL [100]67.954.236.657.1
CNT [60]63.252.136.954.2
ALA [95]64.149.934.753.3
ResLT [11]63.655.738.956.1
ABC-Norm [33]60.749.733.151.7
RIDE (3E)+CMO+CR [54]67.354.638.457.4
LWS+ImbSAM [98]63.253.738.355.3
Our BaselineSE-X50 [34]67.953.037.756.7
APA* (ours)68.955.439.458.4
APA* + AGLU (ours)69.8+1.655.70.041.1+2.259.1+1.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.482, + 0.788, + 0.514 + ], + "angle": 0, + "content": "iNaturalist. We denote this configuration as \\(\\mathrm{APA^{*}}\\) in our Tables and we ablate its components. For our AGLU models, we simply use it in-place of RELU." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.543, + 0.327, + 0.559 + ], + "angle": 0, + "content": "5 Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.788, + 0.657 + ], + "angle": 0, + "content": "Long-tailed Classification Benchmark. We compare APA* against ensemble and fusion models [6, 11, 45, 85], margin adjustment [31, 93, 95], contrastive learning [40, 48, 81], knowledge transfer [60], knowledge distillation [26, 47], decoupled methods [2, 33, 93, 96], sharpness aware minimisation [54, 98, 99] and data augmentation [61, 96]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.788, + 0.718 + ], + "angle": 0, + "content": "On ImageNet-LT, as shown in Table 2, our baseline models with bag of tricks reach the state-of-the-art (SOTA) for both SE-ResNet50 (R50) and SE-ResNeXt50 (X50). We want to point out that most performance comes from the bag of tricks and not the SE module, as shown, in detail in the Appendix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our \\(\\mathrm{APA^{*}}\\) outperforms the SE-R50 baseline by 1.4 percentage points (pp) on average, by 1.3pp on frequent categories, 1.2pp on medium and 2.2pp on few classes. Most importantly, it increases the performance of both frequent and rare classes, which is a unique advantage compared to the previous works. Additionally, our \\(\\mathrm{APA^{*}}\\) exceeds RIDE with 3 Experts (3E) and CMO [61] by 1.2pp on average and by 3.7pp on the rare classes using a single model. When AGLU is combined, it pushes the performance of \\(\\mathrm{APA^{*}R50}\\), by 0.5pp on average, by 0.8pp on the frequent, 0.5pp on the medium and 0.1pp on the few classes." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.787, + 0.173 + ], + "angle": 0, + "content": "Table 3: (a) Results of AGCA and AGLU for iNaturalist and Places-LT. (b) Results of AGCA and AGLU for CIFAR100-LT with imbalance 10 and 100." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.175, + 0.498, + 0.444 + ], + "angle": 0, + "content": "
MethodiNat18PlacesLT
DisAlign [93]70.639.3
MisLAS [96]71.640.4
LADE [31]70.038.8
ALA [95]70.740.1
TSC [48]69.7-
CNT [60]-39.2
WD+MaxNorm [3]70.2-
DOC [77]71.0-
BCL [100]71.8-
ResLT [11]70.539.8
IIF [2]-40.2
ABC Norm [33]71.4-
LWS+ImbSAM [98]71.1-
CC-SAM [99]70.940.6
AREA [9]68.4-
Our Baseline with SE71.340.5
APA (ours)72.341.3
APA +AGLU (ours)74.8+3.042.0+1.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.351, + 0.444, + 0.371, + 0.456 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "table", + "bbox": [ + 0.502, + 0.175, + 0.781, + 0.444 + ], + "angle": 0, + "content": "
Method10100
BALMS [63]63.050.8
RIDE (4E) [85]-49.4
ACE (4E) [6]-49.6
DiVE [26]62.045.4
SSD [47]62.346.0
MisLas [96]63.247.0
HSC [81]63.146.7
LADE [31]61.745.4
ResLT (3E) [11]63.749.7
TLC (4E) [45]-49.8
TSC [48]59.043.8
RIDE+CMO [61]60.250.0
CC-SAM [99]-50.8
RIDE+CMO+CR [54]61.450.7
AREA [9]60.848.9
Our Baseline with SE65.250.9
APA (ours)65.751.9
APA+AGLU(ours)66.8+1.652.3+1.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.632, + 0.444, + 0.653, + 0.456 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.787, + 0.552 + ], + "angle": 0, + "content": "\\(\\mathrm{APA^{*}}\\) with X50 increases the SE-X50 baseline by 1.7pp on average, 1.0pp the many classes, 1.4pp the medium classes and 1.7pp the few classes. Furthermore, it outperforms \\(\\mathrm{RIDE(3E) + CMO + CR}\\) [54] by 1.0pp on average, 1.6pp on frequent classes, 0.8 on common and 1.0pp on rare classes using a single model. When AGLU is combined to \\(\\mathrm{APA^{*}X50}\\), it adds 0.7pp on average, 0.9pp on the frequent categories, 0.3pp on the medium, and 1.7pp on the few classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.787, + 0.582 + ], + "angle": 0, + "content": "On iNaturalist18, Places-LT and CIFAR100-LT, our SE baselines with bag of tricks again reach the SOTA, as shown in Table 3-a and b." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.583, + 0.787, + 0.643 + ], + "angle": 0, + "content": "Regarding, iNaturalist18, \\(\\mathrm{APA^{*}}\\) improves the SE-baseline by 1.0pp. It also outperforms BCL [100] by 0.5pp, ResLT by 1.8pp and LWS+ImbSAM [98] by 1.2pp. AGLU further enhances the performance by a staggering 3.5pp compared to SE-baseline, which is a significant increase." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.787, + 0.703 + ], + "angle": 0, + "content": "On Places-LT, our \\(\\mathrm{APA^{*}}\\) also increases the performance of the SE baseline by 0.8pp. Moreover, it surpasses MisLAS [96] by 0.9pp and CC-SAM [99] by 0.7pp. When AGLU is combined with \\(\\mathrm{APA^{*}}\\), it further increases the performance by 0.7pp reaching \\(42.0\\%\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.787, + 0.81 + ], + "angle": 0, + "content": "As shown in Table 3-b, on CIFAR100-LT, \\(\\mathrm{APA^{*}}\\) improves the performance by 0.5pp and 1.0pp compared to SE baseline using an imbalance factor of 10 and 100 respectively. Furthermore, compared to \\(\\mathrm{RIDE + CMO}\\) [61], CC-SAM [99] and \\(\\mathrm{RIDE + CMO + CR}\\) [54], \\(\\mathrm{APA^{*}}\\) achieves 1.9pp, 1.1pp and 1.2pp higher accuracy respectively, under an imbalance factor of 100 using a single model. Finally AGLU, further boosts the performance of \\(\\mathrm{APA^{*}}\\) by 1.1pp and 0.4pp for imbalance factor of 10 and 100 respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Activation Ablation Study. We compare APA, without the Dropout and Lay-ernorm, against different activation functions such as the Sigmoid and the Gum" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.228 + ], + "angle": 0, + "content": "Table 4: For all ablations we use ImageNet-LT. In (a) we compare adaptive activation to other learnable activation functions using SE-ResNet50. In (b) we show that adaptive activation and AGLU generalise to other attention mechanisms. In (c) we show that AGCA and AGLU generalise in ImageNet1K training. In (d) we show that AGCA works effectively with deeper ResNets. In (e) we show the components of AGCA. In (f) we compare AGLU with other activation functions." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.233, + 0.418, + 0.312 + ], + "angle": 0, + "content": "
ActivationManyMed.FewAvg
Sigmoid66.253.137.156.0
with Temp65.953.840.356.6
Gumbel66.253.239.356.3
with Temp66.953.439.756.7
APA67.153.839.657.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.251, + 0.314, + 0.393, + 0.328 + ], + "angle": 0, + "content": "(a) APA comparison." + }, + { + "type": "table", + "bbox": [ + 0.434, + 0.23, + 0.597, + 0.314 + ], + "angle": 0, + "content": "
Attention typeAvg
Spatial [88]54.8
+APA55.2
+APA + AGLU56.4
Spatial + Channel [88]55.6
+APA56.9
+APA + AGLU57.1
" + }, + { + "type": "table_caption", + "bbox": [ + 0.425, + 0.314, + 0.612, + 0.328 + ], + "angle": 0, + "content": "(b) Attention types w/ R50." + }, + { + "type": "table", + "bbox": [ + 0.619, + 0.239, + 0.78, + 0.306 + ], + "angle": 0, + "content": "
MethodSEAPA*
CE51.752.9
PC-Softmax [31]56.057.4
cRT [41]55.656.4
Decoupled-DRW [7]55.156.6
BSCE [63]56.057.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.625, + 0.314, + 0.771, + 0.327 + ], + "angle": 0, + "content": "(c) Classifier learning." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.343, + 0.423, + 0.414 + ], + "angle": 0, + "content": "
MethodManyMed.FewAvg
SE-R10167.553.337.656.7
APA*-R10168.156.042.158.8
SE-R15268.054.439.857.6
APA*-R15269.056.841.259.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.252, + 0.428, + 0.391, + 0.442 + ], + "angle": 0, + "content": "(d)Deeper Networks." + }, + { + "type": "table", + "bbox": [ + 0.431, + 0.346, + 0.603, + 0.411 + ], + "angle": 0, + "content": "
SEAPADropoutLayerNormAvg
55.0
✓56.0
✓✓57.0
✓✓✓57.3
✓✓✓✓57.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.455, + 0.428, + 0.582, + 0.442 + ], + "angle": 0, + "content": "(e) \\(\\mathrm{APA^{*}}\\) ablation." + }, + { + "type": "table", + "bbox": [ + 0.624, + 0.33, + 0.747, + 0.427 + ], + "angle": 0, + "content": "
ActivationsAvg
ReLU57.4
PReLU [24]54.8
ELU [10]52.6
Mish [58]57.4
GELU [28]57.5
SiLU [28]57.1
AGLU57.9
" + }, + { + "type": "table_caption", + "bbox": [ + 0.624, + 0.428, + 0.774, + 0.442 + ], + "angle": 0, + "content": "(f) \\(\\overline{\\mathrm{AGLU}}\\) comparison." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.788, + 0.553 + ], + "angle": 0, + "content": "bel [1] using the SE-ResNet50 baseline. Also, we implement Sigmoid and Gumbel variants with learnable temperature, to further understand their difference to our adaptive activation. As shown in Table 4-a, Sigmoid with temperature achieves slightly better performance for the rare classes, however it over-fits the frequent categories. In contrast, our APA achieves the best performance, increasing the overall performance by \\(0.3\\mathrm{pp}\\), the frequent classes by \\(0.2\\mathrm{pp}\\) and the common categories by \\(0.4\\mathrm{pp}\\) compared to the second best Gumbel with temperature." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.629 + ], + "angle": 0, + "content": "Generalisation to other Attention mechanisms. In Table 4-b, we show that APA can be combined with other attention mechanisms. Specifically, APA improves the performance of Spatial Attention by 0.4pp and the Spatial-Channel Attention by 1.3pp. AGLU further increases the performance of Spatial Attention by 1.2pp and Spatial-Channel Attention by 0.2pp." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.689 + ], + "angle": 0, + "content": "Combining APA* with Classifier Learning. APA* is an efficient module that can be easily combined with common classifier learning techniques such as margin adjustment [63], reweighting [7] and resampling [41]. As shown in Table 4-c, APA* consistently boosts the performance of all these methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.78 + ], + "angle": 0, + "content": "Larger ResNets. We further train deeper models like ResNet-101 and ResNet-152 on ImageNet-LT and compare the SE and \\(\\mathrm{APA^{*}}\\) attention methods. As Table 4-d shows, the \\(\\mathrm{APA^{*}}\\) module enlarges the performance of all models consistently for both frequent, common and rare classes. Especially, \\(\\mathrm{APA^{*}}\\) with ResNet101 promotes overall accuracy by 2.1pp, boosting the rare categories by a significant 4.5pp compared to SE-Resnet101." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.79, + 0.841 + ], + "angle": 0, + "content": "Ablation of APA* components. APA* uses Channel attention, APA, Dropout and Layer-Norm and we show their effects in Table 4-e. The plain R50, without channel attention, achieves \\(55.0\\%\\) and SE increases its performance by 1.0pp. APA increases the performance of the SE baseline by another 1.0pp. Dropout" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.243, + 0.145, + 0.759, + 0.159 + ], + "angle": 0, + "content": "Table 5: Comparisons on LVISv1.0 using MaskRCNN-FPN and 2x schedule." + }, + { + "type": "table", + "bbox": [ + 0.233, + 0.161, + 0.773, + 0.451 + ], + "angle": 0, + "content": "
MethodBackboneAPmAPrAPcAPfAPb
RFS [19]R5023.713.323.029.024.7
IIF [2]26.318.625.230.825.8
Seesaw [80]26.419.626.129.827.4
LOCE [17]26.618.526.230.727.4
PCB+Seesaw [27]27.219.027.130.928.1
ECM [36]27.419.727.031.127.9
GOL [1]27.721.427.730.427.5
ECM+GAP [92]26.920.126.830.027.2
GOL (baseline)SE-R5028.220.628.930.828.1
GOL+AGLU(ours)APA*-R5029.1+0.921.6+0.229.6+0.731.7+0.629.0+0.9
RFS [19]R101 [25]27.016.826.532.027.3
NorCal [59]27.320.826.531.028.1
Seesaw [80]28.120.028.031.828.9
GOL [1]29.022.829.031.729.2
ECM [36]28.721.927.932.329.4
PCB + Seesaw [27]28.822.628.332.029.9
ROG [92]28.821.129.131.828.8
GOL (baseline)SE-R10129.723.029.932.530.0
GOL+AGLU(ours)APA*-R10130.7+1.023.6+0.631.3+1.433.1+0.731.11.1
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.457, + 0.788, + 0.489 + ], + "angle": 0, + "content": "increases the performance by 0.3pp and LayerNorm enhances the performance by an additional 0.1pp. In the Appendix, we show the full component ablation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.788, + 0.55 + ], + "angle": 0, + "content": "Comparison of AGLU. In Table 4-f, we compare AGLU to other commonly used activations functions, using APA* ResNet50 as backbone and switching the activation function of the intermediate layers. Our AGLU outperforms all the other methods and it is the best choice." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.552, + 0.788, + 0.718 + ], + "angle": 0, + "content": "Long-Tailed Instance Segmentation. As the results suggest in Table 5, the SE-R50 backbone increases the overall mask performance compared to plain GOL-R50 by 0.5pp but most improvement comes from the common and frequent categories while the rare categories are significantly reduced by 0.8pp. In contrast, our \\(\\mathrm{APA^{*}}\\) with AGLU-R50 improves the performance by 0.9pp on average mask and bounding box precision, 1.0pp on \\(AP_{r}\\), 0.7pp on \\(AP_{c}\\) and 0.9pp on \\(AP_{f}\\) compared to SE-R50-GOL. Compared to GOL with SE-R101, \\(\\mathrm{APA^{*}}\\) with AGLU also improves the performance by 1.0pp on \\(AP\\), 0.6pp on \\(AP^{r}\\), 1.4pp on \\(AP^{c}\\), 0.7pp on \\(AP^{f}\\) and 1.1pp on \\(AP^{b}\\). This highlights that our \\(\\mathrm{APA^{*}}\\) and AGLU modules are robust for the rare classes and they outperform the previous SOTA in long-tailed instance segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Qualitative Results. We use \\(\\mathrm{APA^{*}}\\) and Imagenet-LT for our qualitative analysis. In Fig. 5-(a) we show that \\(\\mathrm{APA^{*}}\\) increases the variance of channel attention for the most semantic layer by 0.04 compared to the baseline, making it diverse and informative for all channels. In Fig. 5-(b), we show that \\(\\mathrm{APA^{*}}\\) increases the entropy of the attention signal for the deeper layers by \\(0.4\\sim 0.6\\) compared to the baseline, showing that our module produces informative signals that effectively attend to the rare classes. In Fig.-c 5-top, we show that the baseline channel attention of the rare classes, produces all-pass filters in other words, attention" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.143, + 0.332, + 0.227 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.33, + 0.143, + 0.433, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.434, + 0.144, + 0.56, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.562, + 0.144, + 0.659, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.66, + 0.144, + 0.785, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.228, + 0.331, + 0.312 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.331, + 0.226, + 0.433, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.434, + 0.225, + 0.56, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.561, + 0.225, + 0.658, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.66, + 0.225, + 0.783, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.547, + 0.304, + 0.562, + 0.313 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.323, + 0.788, + 0.407 + ], + "angle": 0, + "content": "Fig. 5: a) \\(\\mathrm{APA^{*}}\\) (orange curve) increases the attention variance by 0.04 in the most semantic layer compared to the baseline (blue curve) and removes frequent category attention bias. b) \\(\\mathrm{APA^{*}}\\) increases the attention entropy in the most semantic layer and retrieves rare class descriptors more efficiently than the baseline. c) Compared to the baseline (top), \\(\\mathrm{APA^{*}}\\) produces larger entropy attention signals and makes correct rare class predictions. More visualisations are shown in Appendix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.788, + 0.516 + ], + "angle": 0, + "content": "signals that have small entropy, i.e., \\( E = 0.018 \\) for the bee house and \\( E = 0.098 \\) for the warthog respectively. This hinders rare class learning and it results in misclassification. In contrast, our method in Fig. 5-bottom produces informative channel attention signals that have larger entropy i.e. \\( E = 0.46 \\) and \\( E = 0.91 \\) for the bee house and warthog classes respectively, allowing the model to retrieve rare class features and to make correct predictions. Visualisations of the learned \\( \\kappa \\) and \\( \\lambda \\) parameters are provided in the Appendix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.516, + 0.789, + 0.668 + ], + "angle": 0, + "content": "Generalisation to Balanced tasks. In Table 6-a, we show that \\(\\mathrm{APA^{*} + AGLU}\\) increases the performance of SE-MaskRCNN-R50 by 0.7pp on \\(AP^b\\) and \\(AP^m\\) on COCO. In Table 6-b, we show that \\(\\mathrm{APA^{*} + AGLU}\\) increase the performance of SE-FasterRCNN-R50 by 2.9pp and the performance of SE-Cascade-RCNN-R50 by 2.1pp on the challenging V3Det, which are significant increases considering that this dataset has 13K classes. In Table 6-c, we show that our methods increase the performance for R50, SE-R50 and CBAM-R50, by 0.6pp, 1.2pp and 0.6pp respectively. Finally in Table 6-d, we show that our modules increase the performance by 1.2pp on SE-R50, 0.9pp on SE-R101 and 0.5pp on SE-R101, showing that they can generalise in balanced training." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.689, + 0.388, + 0.705 + ], + "angle": 0, + "content": "6 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Long-tailed image recognition. Long-tailed image recognition can be grouped according to representation learning and classifier learning techniques. Representation learning techniques improve the feature quality through rare class features generation [76, 78, 91], contrastive objectives [13, 40, 48, 66, 81, 100], ensemble or fusion models [6, 11, 12, 45, 46, 85, 97], knowledge distillation [26, 38, 46, 47], knowledge transfer [53, 60, 101] and data augmentation [61, 90, 96]. Classifier learning techniques enhance rare class classification through decoupled training [33, 41, 43, 82, 93], margin adjustment [2, 7, 31, 36, 57, 59, 63, 80, 83, 95], cost-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.435, + 0.128 + ], + "angle": 0, + "content": "K. P. Alexandridis et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 6: Results on balanced tasks. In (a) and (b), we combine \\(\\mathrm{APA^{*} + AGLU}\\) on COCO dataset and V3Det dataset respectively. In (c) we combine AGLU and \\(\\mathrm{APA^{*}}\\) to ResNet50, SE-ResNet50 and CBAM-ResNet50 in ImageNet1K. In (d) we show that \\(\\mathrm{APA^{*} + AGLU}\\) generalises to deeper backbones in ImageNet1K." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.203, + 0.778, + 0.317 + ], + "angle": 0, + "content": "
MethodAPbAPmMethodAPbMethodtop-1
FasterRCNN-R5039.235.425.4ResNet50 [34]76.977.5
w/ SE40.536.927.0w/ AGLU77.577.9
w/ APA*+AGLU41.237.629.9SE-ResNet50 [34]77.578.7
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.4
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.2
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.5
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.8
(a)COCO(b)V3Det(c)ImageNet1k(d) ImageNet1k
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.322, + 0.784, + 0.397 + ], + "angle": 0, + "content": "sensitive learning [14,35,42,86], resampling [8,19,30,55,61,67,91,102], dynamic loss adaptation based on batch statistics [32,71,84], gradient statistics [44,70], weight norms [83] and classification scores [17,27]. These techniques are efficient, however they are applied either during the input phase or during the loss disregarding the intermediate channel activations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.399, + 0.785, + 0.474 + ], + "angle": 0, + "content": "Attention Networks. Attention networks, such as spatial attention [39], channel attention [34] and spatial-channel attention [88], are widely used in image recognition. Self-attention is the core mechanism of the Visual Transformer (ViT) architecture [16], and recently many improvements have been made to the Transformer architecture [51, 72, 74] and its training procedure [5, 69, 73]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.475, + 0.785, + 0.52 + ], + "angle": 0, + "content": "In our work, we primarily used APA with channel attention models, but it also works with plain ResNets, Spatial and Spatial-Channel attention models. In the Appendix, we show results with self-attention models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.785, + 0.641 + ], + "angle": 0, + "content": "Activation functions The RELU function [18] dominates the landscape of deep image classification, and it is especially used inside the convolutional networks, while the GELU and SiLU [28] are more commonly used inside the transformer network [16] or the ConNext models [52,87]. The PRELU function [24] is a generalisation of the RELU, because it linearly activates both positive and negative inputs and the ELU [10] is a follow-up work that enforces saturation on the negative inputs after some threshold. Our AGLU activation, generalises the RELU, the GELU and SiLU and it can also be seen as a smoother version of PRELU." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.669, + 0.36, + 0.685 + ], + "angle": 0, + "content": "7 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our work highlights the impact of the activation function inside the model's activations for balanced and imbalanced data distributions. We have empirically showed that the degree of data imbalance affects the logit distributions and the intermediate signals and we have showed that the commonly used Sigmoid activation function is unable to model the intermediate features. To this end, we have proposed an novel adaptive parametric activation that unifies most common activation functions under the same formula and we have tested it in several long-tail and balanced classification and detection benchmarks showing great generalisation." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.518, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Parametric Activation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.194 + ], + "angle": 0, + "content": "Acknowledgements. This work was supported by the Engineering and Physical Sciences Research Council (EPSRC) project \"ViTac: Visual-Tactile Synergy for Handling Flexible Materials\" (EP/T033517/2)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.213, + 0.324, + 0.229 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.231, + 0.24, + 0.787, + 0.296 + ], + "angle": 0, + "content": "1. Alexandridis, K.P., Deng, J., Nguyen, A., Luo, S.: Long-tailed instance segmentation using gumbel optimized loss. In: Computer Vision-ECCV 2022: 17th European Conference, Tel Aviv, Israel, October 23-27, 2022, Proceedings, Part X. pp. 353-369. Springer (2022)" + }, + { + "type": "ref_text", + "bbox": [ + 0.231, + 0.297, + 0.787, + 0.337 + ], + "angle": 0, + "content": "2. Alexandridis, K.P., Luo, S., Nguyen, A., Deng, J., Zafeiriou, S.: Inverse image frequency for long-tailed image recognition. 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In: Proceedings of the European conference on computer vision (ECCV). pp. 289-305 (2018)" + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.147, + 0.788, + 0.468 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Adaptive Parametric Activation/cc3b718c-861b-4e69-b2c0-77bd924142e3_origin.pdf b/2024/Adaptive Parametric Activation/cc3b718c-861b-4e69-b2c0-77bd924142e3_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..9cb8e4450e523fde493efae783f33b4fc349af29 --- /dev/null +++ b/2024/Adaptive Parametric Activation/cc3b718c-861b-4e69-b2c0-77bd924142e3_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:2ffeebc5e353755d3431c0710507f31639bec3c5603c2cebc44c9b79fc38e6e0 +size 23403081 diff --git a/2024/Adaptive Parametric Activation/full.md b/2024/Adaptive Parametric Activation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..556f3c154171a1e500e6b09c6e98dd8cac56645e --- /dev/null +++ b/2024/Adaptive Parametric Activation/full.md @@ -0,0 +1,427 @@ +# Adaptive Parametric Activation + +Konstantinos Panagiotis Alexandridis1, Jiankang Deng1, Anh Nguyen2, and Shan Luo3 + +1 Huawei Noah's Ark Lab + +{konstantinos alexandridis, jiankang.deng}@huawei.com + +$^{2}$ University of Liverpool, Liverpool L69 3BX, United Kingdom + +{anguyen}@liverpool.ac.uk + +3 King's College London, London WC2R 2LS, United Kingdom + +{shan.luo}@kcl.ac.uk + +Abstract. The activation function plays a crucial role in model optimisation, yet the optimal choice remains unclear. For example, the Sigmoid activation is the de-facto activation in balanced classification tasks, however, in imbalanced classification, it proves inappropriate due to bias towards frequent classes. In this work, we delve deeper in this phenomenon by performing a comprehensive statistical analysis in the classification and intermediate layers of both balanced and imbalanced networks and we empirically show that aligning the activation function with the data distribution, enhances the performance in both balanced and imbalanced tasks. To this end, we propose the Adaptive Parametric Activation (APA) function, a novel and versatile activation function that unifies most common activation functions under a single formula. APA can be applied in both intermediate layers and attention layers, significantly outperforming the state-of-the-art on several imbalanced benchmarks such as ImageNet-LT, iNaturalist2018, Places-LT, CIFAR100-LT and LVIS and balanced benchmarks such as ImageNet1K, COCO and V3DET. The code is available at https://github.com/kostas1515/AGLU. + +Keywords: Activation function $\cdot$ Long-tailed learning + +# 1 Introduction + +Image recognition has witnessed tremendous progress over the last years due to the use of deep learning, large image datasets such as ImageNet1K [15] and advances in model architectures [16, 25], learning algorithms [21, 22, 62], activation layers [18, 24, 28] and normalisation techniques [4, 37]. In this work, we focus on the activation layer of the network. + +In balanced image classification works, it was empirically shown that if the activation function is close to the real data distribution then the model converges faster because the learning objective becomes easier [24, 28]. Based on this, the GELU [28] and the PRELU [24] were proposed as alternatives to the commonly used RELU [18] and they were utilised inside the model's layers to + +activate the intermediate features of the network. Similarly, in imbalanced image classification, many works have empirically shown that the Sigmoid or the Softmax activation functions, are inappropriate and using another activation function increases the performance [1, 31, 57, 63]. Based on that, the Gumbel activation [1] and the Balanced Softmax [63] activation were proposed and they were used inside the classification layer to predict the classes. In contrast to balanced classification, these works focused only on the classification layer and they disregarded the importance of the intermediate activations. To this end, there is no principled way of choosing the right activation function, and usually, practitioners use the best activation function, according to the task, through cross-validation or parameter-tuning. + +In this work, we focus on this problem. First, we theoretically show that the activation function enforces a prior belief of how the data is distributed and therefore it acts as an initialisation point. In practise, a good initialisation point enhances the convergence, therefore, having an appropriate activation function can increase the performance. Second, we study the impact of the activation function on balanced and imbalanced classification from two perspectives, i.e. the classification layer, and the intermediate layers. + +Our findings show that the classification logit distribution of a pretrained model heavily depends on the degree of data imbalance. For example, in balanced training, the classification logits align better with the Logistic distribution, while in imbalanced learning they align better with the Gumbel distribution. Regarding the intermediate layers, we study the channel attention layer as an example and we find that it is also affected by the degree of data imbalance. We find that, in balanced learning, the channel attention is robust for all classes, however in imbalanced training the channel attention enhances more the frequent classes than the rare classes. + +To this end, we empirically show that the commonly used Sigmoid activation function cannot generalise for both balanced and imbalanced learning, because it is non-parametric and does not align with the imbalanced data distribution. Motivated by this, we develop a novel Adaptive Parametric Activation (APA) function. APA allows the model to align its activations to both the balanced and imbalanced data distributions and reach great performance in both tasks. APA has several benefits, it unifies most previous activations functions such as the Sigmoid, the Gumbel [1], the RELU [18], the SiLU [28] and the GELU [28] under a common formula. Also, it uses two learnable parameters that allow the network to select the best activation function during optimisation enlarging the model's capacity. Moreover, our APA is versatile, it can be used as a direct replacement to RELU, or it can replace the Sigmoid activation function inside the attention mechanism boosting the performance significantly and consistently. Finally, APA can be generalised to both imbalanced and balanced classification and detection tasks and surpass the state-of-the-art (SOTA). Our contributions are: + +- We propose the novel APA function that unifies most common activation functions under a single formula; +- We have validated the efficacy of APA on a range of long-tailed benchmarks, including ImageNet-LT [53], iNaturalist18 [75], Places-LT [53], CIFAR100-LT [7], LVIS [19] and balanced benchmarks such as ImageNet1k [15], COCO [50] and V3Det [79] largely surpassing the state of the art. + +# 2 Preliminaries + +Activation function. First, we show the importance of the activation function in model optimisation, following [1]. Let's consider the example of binary classification, where $z$ is the input, $y \in \{0, 1\}$ is the target class and $f(z) = W^T z + b$ is the classification network. The target class and the input $z$ are related as: + +$$ +y = \left\{ \begin{array}{l l} 1, & \text {i f} f (z) + \epsilon > 0 \\ 0, & \text {o t h e r w i s e} \end{array} \right. \tag {1} +$$ + +where $\epsilon$ is the error, that is a random variable and it is distributed according to the real data distribution. In this example, the classification boundary is set to 0, however, it can be adjusted by the network's bias $b$ during optimisation. The probability of the class $P(y = 1)$ is: + +$$ +P (y = 1) = P (f (z) + \epsilon > 0) = P (\epsilon > - f (z)) = 1 - F (- f (z)) \tag {2} +$$ + +where $F$ is the cumulative distribution function. During network optimisation, if one chooses the Sigmoid activation function $\sigma (z) = (1 + \exp (-z))^{-1}$ , then the prediction $\bar{y}$ is obtained using $\bar{y} = \sigma (f(z))$ and the probability $P(\bar{y} = 1)$ is: + +$$ +P (\bar {y} = 1) = \frac {1}{1 + \exp (- f (z))} = F _ {\text {l o g i s t i c}} (f (z); 0, 1) = 1 - F _ {\text {l o g i s t i c}} (- (f (z); 0, 1) \tag {3} +$$ + +Comparing Eq. 2 and Eq. 3, it is shown that when we use the Sigmoid, we assume that the error term $\epsilon$ follows the standard Logistic distribution. If we use Gumbel activation then we assume that the error follows the Gumbel distribution [1] and, in general, any activation function assumes a different distribution of $\epsilon$ . + +For this reason, the activation function can be seen as an initialisation point, or a prior belief of how the real data are distributed. If the prior is good, then the learning objective becomes easier and the performance is increased as it was shown empirically by many past studies [1, 18, 24, 68]. + +# 2.1 Balanced versus Imbalanced learning + +In this subsection, we perform a statistical analysis on the empirical distributions of the logits and the intermediate activations, to understand the importance of the activation function in balanced and imbalanced learning. + +![](images/8d79244ca191b6626805b508c03d06d0974e919b01d200755583c65520e8dd73.jpg) +Fig. 1: Top: In imbalanced learning, the logit distributions are more skewed and they have a smaller KS distance to the Gumbel than the Logistic distribution as shown in (d). Bottom: In balanced learning, the logit distributions are less skewed and they align better with the Logistic, than the Gumbel distribution, as shown in (h). + +Classification logits. We train a MaskRCNN [23] ResNet50 [25] on LVIS dataset [19], which is a highly imbalanced object detection dataset containing 1203 classes. After the model has converged, we perform inference and store the predicted classification logits, i.e., $f(z_{y})$ for every class $y$ . Next, we perform histogram binning on the logits and we visualise the empirical distributions for the rare class puffin and the frequent class glove in Fig. 1 (b) and (c) respectively. + +The rare class has a negative average logit value, because it is dominated by the frequent classes, which have higher average logit values as shown in (c). Regarding its distribution, it resembles the Gumbel distribution, because it has a heavy right tail and it is skewed. To quantify that, we calculate the statistical distance, using the Kolmogorov-Smirnov (KS) test [56], between all empirical class distributions and the Gumbel and Logistic theoretical distributions, shown in (a) and (e). As shown in (d), most classes have smaller distance to the Gumbel distribution. We repeat this test, using ResNet50 trained on the balanced ImageNet1K. As shown in (f) and (g), the classification logits are different this time, for example most average logit values are centered around zero and they are less skewed. In general, the logit distributions are closer to the logistic distribution as shown in (h). This explains why the Sigmoid activation achieves better performance in the balanced classification task and worse performance in imbalanced classification [1,31,57,63]. Next, we show that data imbalance also affects the intermediate layers, by studying the channel attention as an example. Attention layer. Attention mechanism for input $X \in \mathbb{R}^{H \times W \times C}$ re-weights the input features $X$ by applying an attention function $A(X)$ , i.e., $X' = A(X) \otimes X$ . For example, in Channel Attention (CA) [34], $X' = \sigma(\mathrm{MLP}(\mathrm{GAP}_c(X))) \otimes X$ , where $\mathrm{GAP}_c \in \mathbb{R}^{1 \times 1 \times C}$ is Global Average Pooling and $\otimes$ is the element-wise product. In this case, the attention function is $A_{CA}(X) = \sigma(\mathrm{MLP}(\mathrm{GAP}_c(X)))$ . Balanced vs Imbalanced channel attention. We train SE-ResNet50 [34] models (SE-R5) on balanced ImageNet-1K and imbalanced ImageNet-LT. After training the models, we analyse the average channel attention signals for a random batch of 128 test images. Fig. 2-a shows the output $A_{CA}$ , in the first layer of SE-R50, Fig. 2-b shows the output, in the last layer, and Fig. 2-c shows the variance of $A_{CA}$ across all layers. As shown in Fig. 2-a, the attention is simi + +![](images/5a3a3dee5d627c9a5a8b3293a30536fbfe1cc5acd3321076dc5bd276328dd0e6.jpg) +Fig. 2: Visualisations of channel attention (A). In (a) the attention signals when training with imbalanced ImageNet and balanced ImageNet have similar variance in the first layer but completely different in the last most semantic layer in (b). The variance with ImageNet-LT training drops to zero for deeper layers as shown in (c), because the attention promotes only few frequent classes. In (d) and (e) the entropy of channel attention is smaller for the rare classes than the frequent classes in both i-Naturalist18 and ImageNet-LT training. In (f) and (g) the channel responses are smaller for the rare classes than the frequent ones for i-Naturalist18 and ImageNet-LT respectively. + +![](images/a95f6baeaf35a6ccb1b73952ae25caee3e7b10e86a9d7a99a4905445c0dffc8d.jpg) + +lar in the first layer and it is different in the last layer, as shown in Fig. 2-b. As displayed in Fig. 2-c, the attention variance with ImageNet1K (blue-curve) is larger and the attention reweights all channels and affects all classes. In contrast, for the imbalanced case (orange-curve), the attention signal has small variance, indicating that it is biased to some classes. + +Layer-wise analysis. This phenomenon is most prevalent in the last attention layer, which is the most semantic. To quantify which attention layers are affected the most, we use entropy as a measure of signal complexity. Since the channel attention produces a probabilistic weighting vector via the Sigmoid activation, we calculate the total entropy of channel attention, for a layer $l$ , as the sum of the binary channel distribution entropies as follows: + +$$ +E _ {l} = - \frac {1}{C} \sum_ {i = 1} ^ {C} \left[ \left(A _ {C A} \left(X _ {l}\right) \log \left(A _ {C A} \left(X _ {l}\right)\right) + \left(1 - A _ {C A} \left(X _ {l}\right) \log \left(1 - A _ {C A} \left(X _ {l}\right)\right) \right] \right. \right. (4) +$$ + +When the layer's entropy is closer to zero, the channel attention signals are closer to 1 and they do not affect the original features for that layer, i.e., $X' = 1 \otimes X$ . If the layer's attention entropy is closer to one, then the channel attention signals are informative, as they affect the signal i.e., $X' = A(X) \otimes X$ . + +To investigate the complexity of the attention signal, we propagate two batches of 64 test images that contain only frequent and only rare classes respectively, through the pretrained SE-R50 and measure the attention entropy of $A_{CA}$ . In Fig. 2 (d) and (e), the average entropy is similar for both frequent and rare classes for all layers except for the last layer which is the most semantic. The blue curve, that corresponds to rare class channel attention, has lower entropy + +![](images/e811642be43ee7c570168cfd65b443feb3338c4b0d7ae336fe93904842aa85b6.jpg) +Fig. 3: Our APA unifies most activation functions under the same formula. + +![](images/bc5d0784a04df0e12416f77610a8be2e8f24be43f8017b6a4400c303bf788803.jpg) + +![](images/ca142b586eda76f38ff7e45acad35f4a42ed0359625cb0d02bfcab16f626eda7.jpg) + +than the orange curve that corresponds to frequent class channel attention in the last layer for both i-Naturalist-18 and ImageNet-LT. This indicates that channel attention produces simpler signals for the rare classes and more complex signals for the frequent classes. Finally, in (f) and (g), we show that the average channel responses are smaller when the inputs are rare classes, than frequent classes, which explains why the network cannot model the rare classes effectively. In conclusion, this analysis shows that data imbalance affects the quality of the activations inside the intermediate layers and it highlights the limitation of the Sigmoid activation to model the rare classes. + +# 3 Method + +As shown in the previous section, the degree of data imbalance affects both the classification logits and the intermediate layers. While it is possible to perform a statistical analysis and select the appropriate activation for the classification layer, this is difficult to do for all layers of the network, because first, the data distributions inside the layers dynamically change during training [4, 37], and secondly, there is no one-to-one correspondence between classes and intermediate channels, which hinders attribution. For this reason, we propose the Adaptive Parametric Activation (APA): + +$$ +\eta_ {a d} (z, \kappa , \lambda) = (\lambda \exp (- \kappa z) + 1) ^ {\frac {1}{- \lambda}}. \tag {5} +$$ + +APA can adjust its activation rate, dynamically, according to the input's distribution using two parameters $\kappa$ and $\lambda$ , that can be learned during optimisation. $\kappa \in \mathbb{R}$ is the gain parameter that controls the function's sensitivity. $\lambda \in (0,\infty)$ is the asymmetrical parameter that controls the function's response rate to positive and negative inputs, allowing the model to have different learning degrees when the input is positive or negative. This function is also known as Richard's curve [65] and it unifies the most common activation functions. + +For example, if $\kappa = \lambda = 1$ then APA becomes the Sigmoid activation that has a symmetric response rate for both positive and negative inputs and it is successful for balanced classification tasks. If $\kappa = 1, \lambda \to 0$ then APA becomes the Gumbel activation that has an asymmetric response rate and it is successful for long-tailed instance segmentation tasks [1]. This behaviour is shown in Fig. 3 left and middle. Based on Eq. 5, we also define the Adaptive Generalised Linear + +![](images/c46d432f759b713b97171b767372e24071901419c4098cb7a2b7db7cedbdb6e6.jpg) + +![](images/6d42388b5c44da28eb285f3d044412b6b256d5562206b0e1282c32c9fa9d04a1.jpg) + +![](images/e8d927220fca4704f3183202a88c533a992f5dd73a77821fd7672c90cc01cd2a.jpg) + +![](images/a3d82661b27f48a1c39b78ec6d02a5a435b34e253e96a7c5a1d1a35ea507b689.jpg) + +![](images/f44d0d75434fb28ebefd5bd3a3b3ce4c23c40bcffad30262fae03d0eddec7a16.jpg) + +![](images/a493214b31329ee0042df79d5ce9230aecd6c3234b83f144101908e0bf19c447.jpg) + +![](images/80885720e6f03b1776d174989fe144060abadc6762a3b552c1c6a6feb3a50213.jpg) + +![](images/12a86a642cac04513c074089d14a3b29e93f6389d91d01ff0188ffa7a049d5c9.jpg) + +![](images/fc8b8082cc3566799ca52b84073bc9d7a6850c32bf0de7f550f19578b35072e3.jpg) + +![](images/2617d9a09b555bcb1ed645b9347d4290a3023268c12aa384a947518eec158d6e.jpg) + +![](images/b3640f96c0699adc261d20e6d806084d7351911fbd7336213f40b36eeb4ae51b.jpg) +Fig. 4: AGLU derivatives with respect to $\kappa$ (top), $\lambda$ (middle) and $z$ (bottom). + +![](images/57884f2bd600e6a644bf4c68002aa4855364014e32446ffd6211ffdacc70c353.jpg) + +![](images/89b8cc3a8944f0746d416c0569c5f21c7df1ec23236748e941688047a71788f8.jpg) + +![](images/96e198fd4d33ee532b3d3ba40bc034fffd6484e68c5ddeda54dd23f073de93e3.jpg) + +![](images/30c560bc85e2bf4fd0e092ba2d2f2b673d4695fdb0b29a21380acc14316eb32e.jpg) + +Unit (AGLU): + +$$ +A G L U (z, \kappa , \lambda) = z \cdot \eta_ {a d} (z, \kappa , \lambda) \tag {6} +$$ + +AGLU has many interesting properties, for example, if $\kappa = \lambda = 1$ then AGLU becomes the Sigmoid Linear Unit (SiLU) [28]. If $\kappa = 1.702$ , $\lambda = 1$ , then it becomes the Gaussian Error Linear Unit (GELU) [28]. If $\kappa \rightarrow \infty$ , then AGLU becomes ReLU [18] and if $\lambda \rightarrow \infty$ , then AGLU becomes the identity function, as shown in Fig. 3-right. + +In other words, the $\kappa$ parameter controls the RELU-ness and the $\lambda$ parameter controls the leakage. Also, AGLU could be seen as a smoother version of PRELU, because $AGLU(z,1,\lambda \rightarrow \infty) = PRELU(z,1)$ . We compare AGLU to most common activation functions, in more detail, in Table 1. The derivative of AGLU with respect to $\kappa$ is: + +$$ +\frac {\partial A G L U (z , \kappa , \lambda)}{\partial \kappa} = z ^ {2} \cdot \frac {\eta_ {a d} (z , \kappa , \lambda)}{\lambda + \exp (\kappa z)} \tag {7} +$$ + +the derivative of AGLU with respect to $\lambda$ is: + +$$ +\frac {\partial A G L U (z , \kappa , \lambda)}{\partial \lambda} = - \frac {z}{\lambda} \cdot \frac {\eta_ {a d} (z , \kappa , \lambda)}{\lambda + \exp (\kappa z)} \tag {8} +$$ + +and the derivative of AGLU with respect to $z$ is: + +$$ +\frac {\partial A G L U (z , \kappa , \lambda)}{\partial z} = \kappa z \cdot \frac {\eta_ {a d} (z , \kappa , \lambda)}{\lambda + \exp (\kappa z)} + \eta_ {a d} (z, \kappa , \lambda) \tag {9} +$$ + +The proofs of the derivatives are shown in the Appendix. The derivatives of AGLU are shown in Fig. 4. Using various $\kappa$ and $\lambda$ combinations AGLU has + +Table 1: Comparison of different activation functions. + +
NameFormulaRange
RELU [18]η(z) = max(0, z)(0,∞)
Gaussian Unit [28]η(z) = zσ(1.702z)(-0.17,∞)
Sigmoid Unit [28]η(z) = zσ(z)(-0.28,∞)
Mish [58]η(z) = z tanh(ln(1 + exp(z)))(-0.31,∞)
PRELU [24]η(z,κ) = max(0, z) + κ min(0, z)(-∞,∞)
ELU [10]η(z,κ) = max(0, z) + κ(exp(min(0, z)) - 1)(-κ,∞)
AGLU (ours)η(z,κ,λ) = z · (λ exp(-κz) + 1)^1/^-λ(-∞,∞)
+ +drastically different behaviour and this enhances the capacity of the network and achieves good performance as shown in the experiments. + +In the end, our APA is versatile because it can be used not only as an error unit, replacing RELU, but also as an activation function inside the attention mechanism, replacing the Sigmoid activation. + +# 4 Experiment Setup + +Datasets. We use CIFAR100-LT [7] with exponential imbalance factor of 100 and 10, ImageNet-LT [53], Places-LT [53] and iNaturalist2018 [75] following the common long-tailed classification protocol. We report our results using top-1 accuracy on the balanced test sets, to fairly evaluate all classes. For ImageNet-LT, we split the categories according to their class frequency in the training set, into Many (>100 images), Medium (20~100 images) and Low (<20 images) and do per-group evaluation following [53]. Also, we use the LVISv1 [19] instance segmentation dataset, which has 100K training images and 1203 classes, that are grouped according to Frequent (>100 images), Common (10~100 images) and Rare (<10 images) classes. For this dataset, we report mask average precision $AP$ , bounding box average precision $AP^b$ and $AP^c$ , and $AP^f$ which is mask average precision for rare, common and frequent classes respectively. Regarding balanced training, we perform experiments on ImageNet1K [15], COCO [50] and the recently proposed V3Det [79], which is a challenging large scale detection dataset with 13K classes and 243K images. We report top-1 accuracy for ImageNet1K, $AP^b$ and $AP^m$ for COCO and $AP^b$ for V3Det. + +Implementation Details We primarily use Squeeze and Excite [34] as our baseline with ResNet-32 [25] for CIFAR-LT, ResNet50 for iNaturalist, ResNet50 and ResNext50 [89] for ImageNet-LT and ResNet152 for Places-LT, which has been pretrained on ImageNet1K according to [53]. For LVIS, we use SE-Resnets with MaskRCNN [23], FPN [49], Normalised Mask [80], RFS sampler [19] and GOL loss [1] as a baseline. For V3Det, we use SE-ResNet50 with FasterRCNN [64], FPN and Wrapped Cauchy classifier [20]. All baselines use bag of tricks [94], and strong training techniques that we discuss and ablate in the Appendix. Our motivation for using bag of tricks is two-fold, first, it pushes the performance even further and secondly, it showcases the generalisability of our work. + +For our attention models, we replace the Sigmoid with APA, and we further use LayerNorm [4] and attention dropout [29] with $p = 0.1$ , for all datasets except + +Table 2: Top-1 accuracy (%) on ImageNet-LT test set. E denotes ensemble. + +
MethodBackboneManyMediumFewAverage
MiSLAS [96]R50 [25]61.751.335.852.7
KCL [40]61.849.430.951.5
TSC [48]63.549.730.452.4
RIDE (3E)+CMO [61]66.453.935.656.2
DOC [77]65.152.834.255.0
CC-SAM [99]61.449.537.152.4
Our BaselineSE-R50 [34]66.253.137.156.0
APA* (ours)67.554.339.357.4
APA* + AGLU (ours)68.3+1.954.8+0.939.4+2.157.9+1.7
RIDE (4E) [85]X50 [89]68.253.836.056.8
SSD [47]66.853.135.456.0
BCL [100]67.954.236.657.1
CNT [60]63.252.136.954.2
ALA [95]64.149.934.753.3
ResLT [11]63.655.738.956.1
ABC-Norm [33]60.749.733.151.7
RIDE (3E)+CMO+CR [54]67.354.638.457.4
LWS+ImbSAM [98]63.253.738.355.3
Our BaselineSE-X50 [34]67.953.037.756.7
APA* (ours)68.955.439.458.4
APA* + AGLU (ours)69.8+1.655.70.041.1+2.259.1+1.7
+ +iNaturalist. We denote this configuration as $\mathrm{APA^{*}}$ in our Tables and we ablate its components. For our AGLU models, we simply use it in-place of RELU. + +# 5 Results + +Long-tailed Classification Benchmark. We compare APA* against ensemble and fusion models [6, 11, 45, 85], margin adjustment [31, 93, 95], contrastive learning [40, 48, 81], knowledge transfer [60], knowledge distillation [26, 47], decoupled methods [2, 33, 93, 96], sharpness aware minimisation [54, 98, 99] and data augmentation [61, 96]. + +On ImageNet-LT, as shown in Table 2, our baseline models with bag of tricks reach the state-of-the-art (SOTA) for both SE-ResNet50 (R50) and SE-ResNeXt50 (X50). We want to point out that most performance comes from the bag of tricks and not the SE module, as shown, in detail in the Appendix. + +Our $\mathrm{APA^{*}}$ outperforms the SE-R50 baseline by 1.4 percentage points (pp) on average, by 1.3pp on frequent categories, 1.2pp on medium and 2.2pp on few classes. Most importantly, it increases the performance of both frequent and rare classes, which is a unique advantage compared to the previous works. Additionally, our $\mathrm{APA^{*}}$ exceeds RIDE with 3 Experts (3E) and CMO [61] by 1.2pp on average and by 3.7pp on the rare classes using a single model. When AGLU is combined, it pushes the performance of $\mathrm{APA^{*}R50}$ , by 0.5pp on average, by 0.8pp on the frequent, 0.5pp on the medium and 0.1pp on the few classes. + +Table 3: (a) Results of AGCA and AGLU for iNaturalist and Places-LT. (b) Results of AGCA and AGLU for CIFAR100-LT with imbalance 10 and 100. + +
MethodiNat18PlacesLT
DisAlign [93]70.639.3
MisLAS [96]71.640.4
LADE [31]70.038.8
ALA [95]70.740.1
TSC [48]69.7-
CNT [60]-39.2
WD+MaxNorm [3]70.2-
DOC [77]71.0-
BCL [100]71.8-
ResLT [11]70.539.8
IIF [2]-40.2
ABC Norm [33]71.4-
LWS+ImbSAM [98]71.1-
CC-SAM [99]70.940.6
AREA [9]68.4-
Our Baseline with SE71.340.5
APA (ours)72.341.3
APA +AGLU (ours)74.8+3.042.0+1.4
+ +(a) + +
Method10100
BALMS [63]63.050.8
RIDE (4E) [85]-49.4
ACE (4E) [6]-49.6
DiVE [26]62.045.4
SSD [47]62.346.0
MisLas [96]63.247.0
HSC [81]63.146.7
LADE [31]61.745.4
ResLT (3E) [11]63.749.7
TLC (4E) [45]-49.8
TSC [48]59.043.8
RIDE+CMO [61]60.250.0
CC-SAM [99]-50.8
RIDE+CMO+CR [54]61.450.7
AREA [9]60.848.9
Our Baseline with SE65.250.9
APA (ours)65.751.9
APA+AGLU(ours)66.8+1.652.3+1.4
+ +(b) + +$\mathrm{APA^{*}}$ with X50 increases the SE-X50 baseline by 1.7pp on average, 1.0pp the many classes, 1.4pp the medium classes and 1.7pp the few classes. Furthermore, it outperforms $\mathrm{RIDE(3E) + CMO + CR}$ [54] by 1.0pp on average, 1.6pp on frequent classes, 0.8 on common and 1.0pp on rare classes using a single model. When AGLU is combined to $\mathrm{APA^{*}X50}$ , it adds 0.7pp on average, 0.9pp on the frequent categories, 0.3pp on the medium, and 1.7pp on the few classes. + +On iNaturalist18, Places-LT and CIFAR100-LT, our SE baselines with bag of tricks again reach the SOTA, as shown in Table 3-a and b. + +Regarding, iNaturalist18, $\mathrm{APA^{*}}$ improves the SE-baseline by 1.0pp. It also outperforms BCL [100] by 0.5pp, ResLT by 1.8pp and LWS+ImbSAM [98] by 1.2pp. AGLU further enhances the performance by a staggering 3.5pp compared to SE-baseline, which is a significant increase. + +On Places-LT, our $\mathrm{APA^{*}}$ also increases the performance of the SE baseline by 0.8pp. Moreover, it surpasses MisLAS [96] by 0.9pp and CC-SAM [99] by 0.7pp. When AGLU is combined with $\mathrm{APA^{*}}$ , it further increases the performance by 0.7pp reaching $42.0\%$ . + +As shown in Table 3-b, on CIFAR100-LT, $\mathrm{APA^{*}}$ improves the performance by 0.5pp and 1.0pp compared to SE baseline using an imbalance factor of 10 and 100 respectively. Furthermore, compared to $\mathrm{RIDE + CMO}$ [61], CC-SAM [99] and $\mathrm{RIDE + CMO + CR}$ [54], $\mathrm{APA^{*}}$ achieves 1.9pp, 1.1pp and 1.2pp higher accuracy respectively, under an imbalance factor of 100 using a single model. Finally AGLU, further boosts the performance of $\mathrm{APA^{*}}$ by 1.1pp and 0.4pp for imbalance factor of 10 and 100 respectively. + +Activation Ablation Study. We compare APA, without the Dropout and Lay-ernorm, against different activation functions such as the Sigmoid and the Gum + +Table 4: For all ablations we use ImageNet-LT. In (a) we compare adaptive activation to other learnable activation functions using SE-ResNet50. In (b) we show that adaptive activation and AGLU generalise to other attention mechanisms. In (c) we show that AGCA and AGLU generalise in ImageNet1K training. In (d) we show that AGCA works effectively with deeper ResNets. In (e) we show the components of AGCA. In (f) we compare AGLU with other activation functions. + +
ActivationManyMed.FewAvg
Sigmoid66.253.137.156.0
with Temp65.953.840.356.6
Gumbel66.253.239.356.3
with Temp66.953.439.756.7
APA67.153.839.657.0
+ +(a) APA comparison. + +
Attention typeAvg
Spatial [88]54.8
+APA55.2
+APA + AGLU56.4
Spatial + Channel [88]55.6
+APA56.9
+APA + AGLU57.1
+ +(b) Attention types w/ R50. + +
MethodSEAPA*
CE51.752.9
PC-Softmax [31]56.057.4
cRT [41]55.656.4
Decoupled-DRW [7]55.156.6
BSCE [63]56.057.0
+ +(c) Classifier learning. + +
MethodManyMed.FewAvg
SE-R10167.553.337.656.7
APA*-R10168.156.042.158.8
SE-R15268.054.439.857.6
APA*-R15269.056.841.259.4
+ +(d)Deeper Networks. + +
SEAPADropoutLayerNormAvg
55.0
✓56.0
✓✓57.0
✓✓✓57.3
✓✓✓✓57.4
+ +(e) $\mathrm{APA^{*}}$ ablation. + +
ActivationsAvg
ReLU57.4
PReLU [24]54.8
ELU [10]52.6
Mish [58]57.4
GELU [28]57.5
SiLU [28]57.1
AGLU57.9
+ +(f) $\overline{\mathrm{AGLU}}$ comparison. + +bel [1] using the SE-ResNet50 baseline. Also, we implement Sigmoid and Gumbel variants with learnable temperature, to further understand their difference to our adaptive activation. As shown in Table 4-a, Sigmoid with temperature achieves slightly better performance for the rare classes, however it over-fits the frequent categories. In contrast, our APA achieves the best performance, increasing the overall performance by $0.3\mathrm{pp}$ , the frequent classes by $0.2\mathrm{pp}$ and the common categories by $0.4\mathrm{pp}$ compared to the second best Gumbel with temperature. + +Generalisation to other Attention mechanisms. In Table 4-b, we show that APA can be combined with other attention mechanisms. Specifically, APA improves the performance of Spatial Attention by 0.4pp and the Spatial-Channel Attention by 1.3pp. AGLU further increases the performance of Spatial Attention by 1.2pp and Spatial-Channel Attention by 0.2pp. + +Combining APA* with Classifier Learning. APA* is an efficient module that can be easily combined with common classifier learning techniques such as margin adjustment [63], reweighting [7] and resampling [41]. As shown in Table 4-c, APA* consistently boosts the performance of all these methods. + +Larger ResNets. We further train deeper models like ResNet-101 and ResNet-152 on ImageNet-LT and compare the SE and $\mathrm{APA^{*}}$ attention methods. As Table 4-d shows, the $\mathrm{APA^{*}}$ module enlarges the performance of all models consistently for both frequent, common and rare classes. Especially, $\mathrm{APA^{*}}$ with ResNet101 promotes overall accuracy by 2.1pp, boosting the rare categories by a significant 4.5pp compared to SE-Resnet101. + +Ablation of APA* components. APA* uses Channel attention, APA, Dropout and Layer-Norm and we show their effects in Table 4-e. The plain R50, without channel attention, achieves $55.0\%$ and SE increases its performance by 1.0pp. APA increases the performance of the SE baseline by another 1.0pp. Dropout + +Table 5: Comparisons on LVISv1.0 using MaskRCNN-FPN and 2x schedule. + +
MethodBackboneAPmAPrAPcAPfAPb
RFS [19]R5023.713.323.029.024.7
IIF [2]26.318.625.230.825.8
Seesaw [80]26.419.626.129.827.4
LOCE [17]26.618.526.230.727.4
PCB+Seesaw [27]27.219.027.130.928.1
ECM [36]27.419.727.031.127.9
GOL [1]27.721.427.730.427.5
ECM+GAP [92]26.920.126.830.027.2
GOL (baseline)SE-R5028.220.628.930.828.1
GOL+AGLU(ours)APA*-R5029.1+0.921.6+0.229.6+0.731.7+0.629.0+0.9
RFS [19]R101 [25]27.016.826.532.027.3
NorCal [59]27.320.826.531.028.1
Seesaw [80]28.120.028.031.828.9
GOL [1]29.022.829.031.729.2
ECM [36]28.721.927.932.329.4
PCB + Seesaw [27]28.822.628.332.029.9
ROG [92]28.821.129.131.828.8
GOL (baseline)SE-R10129.723.029.932.530.0
GOL+AGLU(ours)APA*-R10130.7+1.023.6+0.631.3+1.433.1+0.731.11.1
+ +increases the performance by 0.3pp and LayerNorm enhances the performance by an additional 0.1pp. In the Appendix, we show the full component ablation. + +Comparison of AGLU. In Table 4-f, we compare AGLU to other commonly used activations functions, using APA* ResNet50 as backbone and switching the activation function of the intermediate layers. Our AGLU outperforms all the other methods and it is the best choice. + +Long-Tailed Instance Segmentation. As the results suggest in Table 5, the SE-R50 backbone increases the overall mask performance compared to plain GOL-R50 by 0.5pp but most improvement comes from the common and frequent categories while the rare categories are significantly reduced by 0.8pp. In contrast, our $\mathrm{APA^{*}}$ with AGLU-R50 improves the performance by 0.9pp on average mask and bounding box precision, 1.0pp on $AP_{r}$ , 0.7pp on $AP_{c}$ and 0.9pp on $AP_{f}$ compared to SE-R50-GOL. Compared to GOL with SE-R101, $\mathrm{APA^{*}}$ with AGLU also improves the performance by 1.0pp on $AP$ , 0.6pp on $AP^{r}$ , 1.4pp on $AP^{c}$ , 0.7pp on $AP^{f}$ and 1.1pp on $AP^{b}$ . This highlights that our $\mathrm{APA^{*}}$ and AGLU modules are robust for the rare classes and they outperform the previous SOTA in long-tailed instance segmentation. + +Qualitative Results. We use $\mathrm{APA^{*}}$ and Imagenet-LT for our qualitative analysis. In Fig. 5-(a) we show that $\mathrm{APA^{*}}$ increases the variance of channel attention for the most semantic layer by 0.04 compared to the baseline, making it diverse and informative for all channels. In Fig. 5-(b), we show that $\mathrm{APA^{*}}$ increases the entropy of the attention signal for the deeper layers by $0.4\sim 0.6$ compared to the baseline, showing that our module produces informative signals that effectively attend to the rare classes. In Fig.-c 5-top, we show that the baseline channel attention of the rare classes, produces all-pass filters in other words, attention + +![](images/2f48035bdc940db48e36f9530bcd0132e43d23222a0da9cebaac34ba838ab578.jpg) + +![](images/fe26c19f16d692484179db939e7756855e088c3fbba8b0c18f62dbe39547769c.jpg) + +![](images/14d19875df9267eac76253f8e4d934ce4d71f1dd4852043b4cacb14ac024e650.jpg) + +![](images/9053b3f5ef60222e5681380ce039db8d95d3cbb46de2b43cafb8eda042e4c55e.jpg) + +![](images/61c6079916c70e18ba8b53c49b84797078e09eca9719c5318a8236f8c87a09fa.jpg) + +![](images/8b8e9552a00c0acfb827285cff08c6c8c0020d1908de663388ec8e7ef05c1684.jpg) +Fig. 5: a) $\mathrm{APA^{*}}$ (orange curve) increases the attention variance by 0.04 in the most semantic layer compared to the baseline (blue curve) and removes frequent category attention bias. b) $\mathrm{APA^{*}}$ increases the attention entropy in the most semantic layer and retrieves rare class descriptors more efficiently than the baseline. c) Compared to the baseline (top), $\mathrm{APA^{*}}$ produces larger entropy attention signals and makes correct rare class predictions. More visualisations are shown in Appendix. + +![](images/c72ebc7c099cee2b1b592e72df8fcb2d3d12ba6db405f29ef576098b343fd609.jpg) + +![](images/0985efac2f5c79b480d8ad6ca0621bf9d192cf5de50f5938525e2faa33e93404.jpg) +(c) + +![](images/59bd075de487edef95bd9f5b074121872c90ab0ed456022aa46b88cb47d7b55a.jpg) + +![](images/98c0f28e9c8b7df761b5798a68b8a424c0291510f8ea43a610639ef75c80ae73.jpg) + +signals that have small entropy, i.e., $E = 0.018$ for the bee house and $E = 0.098$ for the warthog respectively. This hinders rare class learning and it results in misclassification. In contrast, our method in Fig. 5-bottom produces informative channel attention signals that have larger entropy i.e. $E = 0.46$ and $E = 0.91$ for the bee house and warthog classes respectively, allowing the model to retrieve rare class features and to make correct predictions. Visualisations of the learned $\kappa$ and $\lambda$ parameters are provided in the Appendix. + +Generalisation to Balanced tasks. In Table 6-a, we show that $\mathrm{APA^{*} + AGLU}$ increases the performance of SE-MaskRCNN-R50 by 0.7pp on $AP^b$ and $AP^m$ on COCO. In Table 6-b, we show that $\mathrm{APA^{*} + AGLU}$ increase the performance of SE-FasterRCNN-R50 by 2.9pp and the performance of SE-Cascade-RCNN-R50 by 2.1pp on the challenging V3Det, which are significant increases considering that this dataset has 13K classes. In Table 6-c, we show that our methods increase the performance for R50, SE-R50 and CBAM-R50, by 0.6pp, 1.2pp and 0.6pp respectively. Finally in Table 6-d, we show that our modules increase the performance by 1.2pp on SE-R50, 0.9pp on SE-R101 and 0.5pp on SE-R101, showing that they can generalise in balanced training. + +# 6 Related Work + +Long-tailed image recognition. Long-tailed image recognition can be grouped according to representation learning and classifier learning techniques. Representation learning techniques improve the feature quality through rare class features generation [76, 78, 91], contrastive objectives [13, 40, 48, 66, 81, 100], ensemble or fusion models [6, 11, 12, 45, 46, 85, 97], knowledge distillation [26, 38, 46, 47], knowledge transfer [53, 60, 101] and data augmentation [61, 90, 96]. Classifier learning techniques enhance rare class classification through decoupled training [33, 41, 43, 82, 93], margin adjustment [2, 7, 31, 36, 57, 59, 63, 80, 83, 95], cost- + +Table 6: Results on balanced tasks. In (a) and (b), we combine $\mathrm{APA^{*} + AGLU}$ on COCO dataset and V3Det dataset respectively. In (c) we combine AGLU and $\mathrm{APA^{*}}$ to ResNet50, SE-ResNet50 and CBAM-ResNet50 in ImageNet1K. In (d) we show that $\mathrm{APA^{*} + AGLU}$ generalises to deeper backbones in ImageNet1K. + +
MethodAPbAPmMethodAPbMethodtop-1
FasterRCNN-R5039.235.425.4ResNet50 [34]76.977.5
w/ SE40.536.927.0w/ AGLU77.577.9
w/ APA*+AGLU41.237.629.9SE-ResNet50 [34]77.578.7
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.4
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.2
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.5
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.8
(a)COCO(b)V3Det(c)ImageNet1k(d) ImageNet1k
+ +sensitive learning [14,35,42,86], resampling [8,19,30,55,61,67,91,102], dynamic loss adaptation based on batch statistics [32,71,84], gradient statistics [44,70], weight norms [83] and classification scores [17,27]. These techniques are efficient, however they are applied either during the input phase or during the loss disregarding the intermediate channel activations. + +Attention Networks. Attention networks, such as spatial attention [39], channel attention [34] and spatial-channel attention [88], are widely used in image recognition. Self-attention is the core mechanism of the Visual Transformer (ViT) architecture [16], and recently many improvements have been made to the Transformer architecture [51, 72, 74] and its training procedure [5, 69, 73]. + +In our work, we primarily used APA with channel attention models, but it also works with plain ResNets, Spatial and Spatial-Channel attention models. In the Appendix, we show results with self-attention models. + +Activation functions The RELU function [18] dominates the landscape of deep image classification, and it is especially used inside the convolutional networks, while the GELU and SiLU [28] are more commonly used inside the transformer network [16] or the ConNext models [52,87]. The PRELU function [24] is a generalisation of the RELU, because it linearly activates both positive and negative inputs and the ELU [10] is a follow-up work that enforces saturation on the negative inputs after some threshold. Our AGLU activation, generalises the RELU, the GELU and SiLU and it can also be seen as a smoother version of PRELU. + +# 7 Conclusion + +Our work highlights the impact of the activation function inside the model's activations for balanced and imbalanced data distributions. We have empirically showed that the degree of data imbalance affects the logit distributions and the intermediate signals and we have showed that the commonly used Sigmoid activation function is unable to model the intermediate features. To this end, we have proposed an novel adaptive parametric activation that unifies most common activation functions under the same formula and we have tested it in several long-tail and balanced classification and detection benchmarks showing great generalisation. + +Acknowledgements. This work was supported by the Engineering and Physical Sciences Research Council (EPSRC) project "ViTac: Visual-Tactile Synergy for Handling Flexible Materials" (EP/T033517/2). + +# References + +1. Alexandridis, K.P., Deng, J., Nguyen, A., Luo, S.: Long-tailed instance segmentation using gumbel optimized loss. In: Computer Vision-ECCV 2022: 17th European Conference, Tel Aviv, Israel, October 23-27, 2022, Proceedings, Part X. pp. 353-369. Springer (2022) +2. 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The activation function plays a crucial role in model optimisation, yet the optimal choice remains unclear. For example, the Sigmoid activation is the de-facto activation in balanced classification tasks, however, in imbalanced classification, it proves inappropriate due to bias towards frequent classes. In this work, we delve deeper in this phenomenon by performing a comprehensive statistical analysis in the classification and intermediate layers of both balanced and imbalanced networks and we empirically show that aligning the activation function with the data distribution, enhances the performance in both balanced and imbalanced tasks. To this end, we propose the Adaptive Parametric Activation (APA) function, a novel and versatile activation function that unifies most common activation functions under a single formula. APA can be applied in both intermediate layers and attention layers, significantly outperforming the state-of-the-art on several imbalanced benchmarks such as ImageNet-LT, iNaturalist2018, Places-LT, CIFAR100-LT and LVIS and balanced benchmarks such as ImageNet1K, COCO and V3DET. The code is available at https://github.com/kostas1515/AGLU." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 160, + 483, + 385, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 483, + 385, + 495 + ], + "spans": [ + { + "bbox": [ + 160, + 483, + 385, + 495 + ], + "type": "text", + "content": "Keywords: Activation function " + }, + { + "bbox": [ + 160, + 483, + 385, + 495 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 483, + 385, + 495 + ], + "type": "text", + "content": " Long-tailed learning" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 517, + 230, + 529 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 517, + 230, + 529 + ], + "spans": [ + { + "bbox": [ + 132, + 517, + 230, + 529 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 545, + 481, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 605 + ], + "type": "text", + "content": "Image recognition has witnessed tremendous progress over the last years due to the use of deep learning, large image datasets such as ImageNet1K [15] and advances in model architectures [16, 25], learning algorithms [21, 22, 62], activation layers [18, 24, 28] and normalisation techniques [4, 37]. In this work, we focus on the activation layer of the network." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "In balanced image classification works, it was empirically shown that if the activation function is close to the real data distribution then the model converges faster because the learning objective becomes easier [24, 28]. Based on this, the GELU [28] and the PRELU [24] were proposed as alternatives to the commonly used RELU [18] and they were utilised inside the model's layers to" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "activate the intermediate features of the network. Similarly, in imbalanced image classification, many works have empirically shown that the Sigmoid or the Softmax activation functions, are inappropriate and using another activation function increases the performance [1, 31, 57, 63]. Based on that, the Gumbel activation [1] and the Balanced Softmax [63] activation were proposed and they were used inside the classification layer to predict the classes. In contrast to balanced classification, these works focused only on the classification layer and they disregarded the importance of the intermediate activations. To this end, there is no principled way of choosing the right activation function, and usually, practitioners use the best activation function, according to the task, through cross-validation or parameter-tuning." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 250, + 482, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 250, + 482, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 250, + 482, + 334 + ], + "type": "text", + "content": "In this work, we focus on this problem. First, we theoretically show that the activation function enforces a prior belief of how the data is distributed and therefore it acts as an initialisation point. In practise, a good initialisation point enhances the convergence, therefore, having an appropriate activation function can increase the performance. Second, we study the impact of the activation function on balanced and imbalanced classification from two perspectives, i.e. the classification layer, and the intermediate layers." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 335, + 482, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 482, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 482, + 443 + ], + "type": "text", + "content": "Our findings show that the classification logit distribution of a pretrained model heavily depends on the degree of data imbalance. For example, in balanced training, the classification logits align better with the Logistic distribution, while in imbalanced learning they align better with the Gumbel distribution. Regarding the intermediate layers, we study the channel attention layer as an example and we find that it is also affected by the degree of data imbalance. We find that, in balanced learning, the channel attention is robust for all classes, however in imbalanced training the channel attention enhances more the frequent classes than the rare classes." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 445, + 482, + 626 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 626 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 626 + ], + "type": "text", + "content": "To this end, we empirically show that the commonly used Sigmoid activation function cannot generalise for both balanced and imbalanced learning, because it is non-parametric and does not align with the imbalanced data distribution. Motivated by this, we develop a novel Adaptive Parametric Activation (APA) function. APA allows the model to align its activations to both the balanced and imbalanced data distributions and reach great performance in both tasks. APA has several benefits, it unifies most previous activations functions such as the Sigmoid, the Gumbel [1], the RELU [18], the SiLU [28] and the GELU [28] under a common formula. Also, it uses two learnable parameters that allow the network to select the best activation function during optimisation enlarging the model's capacity. Moreover, our APA is versatile, it can be used as a direct replacement to RELU, or it can replace the Sigmoid activation function inside the attention mechanism boosting the performance significantly and consistently. Finally, APA can be generalised to both imbalanced and balanced classification and detection tasks and surpass the state-of-the-art (SOTA). Our contributions are:" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. Alexandridis et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 138, + 641, + 481, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 138, + 641, + 481, + 666 + ], + "type": "text", + "content": "- We demonstrate the importance of the activation function in balanced and imbalanced data distributions, through statistical analysis;" + } + ] + } + ], + "index": 6 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 137, + 116, + 480, + 188 + ], + "type": "list", + "angle": 0, + "index": 4, + "blocks": [ + { + "bbox": [ + 137, + 116, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 116, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 137, + 116, + 479, + 139 + ], + "type": "text", + "content": "- We propose the novel APA function that unifies most common activation functions under a single formula;" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 140, + 480, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 140, + 480, + 188 + ], + "spans": [ + { + "bbox": [ + 138, + 140, + 480, + 188 + ], + "type": "text", + "content": "- We have validated the efficacy of APA on a range of long-tailed benchmarks, including ImageNet-LT [53], iNaturalist18 [75], Places-LT [53], CIFAR100-LT [7], LVIS [19] and balanced benchmarks such as ImageNet1k [15], COCO [50] and V3Det [79] largely surpassing the state of the art." + } + ] + } + ], + "index": 3 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 206, + 233, + 218 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 206, + 233, + 218 + ], + "spans": [ + { + "bbox": [ + 132, + 206, + 233, + 218 + ], + "type": "text", + "content": "2 Preliminaries" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "spans": [ + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "text", + "content": "Activation function. First, we show the importance of the activation function in model optimisation, following [1]. Let's consider the example of binary classification, where " + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "text", + "content": " is the input, " + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "inline_equation", + "content": "y \\in \\{0, 1\\}" + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "text", + "content": " is the target class and " + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "inline_equation", + "content": "f(z) = W^T z + b" + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "text", + "content": " is the classification network. The target class and the input " + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 231, + 479, + 278 + ], + "type": "text", + "content": " are related as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 247, + 288, + 480, + 319 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 288, + 480, + 319 + ], + "spans": [ + { + "bbox": [ + 247, + 288, + 480, + 319 + ], + "type": "interline_equation", + "content": "y = \\left\\{ \\begin{array}{l l} 1, & \\text {i f} f (z) + \\epsilon > 0 \\\\ 0, & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {1}", + "image_path": "7d89fbfcf5f0dc9e22057ca89fc3932027b4efc060c637adf6d86f0af37d6a0e.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "spans": [ + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "text", + "content": " is the error, that is a random variable and it is distributed according to the real data distribution. In this example, the classification boundary is set to 0, however, it can be adjusted by the network's bias " + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "text", + "content": " during optimisation. The probability of the class " + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "inline_equation", + "content": "P(y = 1)" + }, + { + "bbox": [ + 131, + 327, + 479, + 375 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 174, + 385, + 480, + 397 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 174, + 385, + 480, + 397 + ], + "spans": [ + { + "bbox": [ + 174, + 385, + 480, + 397 + ], + "type": "interline_equation", + "content": "P (y = 1) = P (f (z) + \\epsilon > 0) = P (\\epsilon > - f (z)) = 1 - F (- f (z)) \\tag {2}", + "image_path": "0f65db222b6567928aa160acc71b4a7ef783226ceb11c4f9e1b9c584d3a36430.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "spans": [ + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "content": " is the cumulative distribution function. During network optimisation, if one chooses the Sigmoid activation function " + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "inline_equation", + "content": "\\sigma (z) = (1 + \\exp (-z))^{-1}" + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "content": ", then the prediction " + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "inline_equation", + "content": "\\bar{y}" + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "content": " is obtained using " + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "inline_equation", + "content": "\\bar{y} = \\sigma (f(z))" + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "content": " and the probability " + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "inline_equation", + "content": "P(\\bar{y} = 1)" + }, + { + "bbox": [ + 131, + 407, + 479, + 443 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 141, + 461, + 480, + 496 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 461, + 480, + 496 + ], + "spans": [ + { + "bbox": [ + 141, + 461, + 480, + 496 + ], + "type": "interline_equation", + "content": "P (\\bar {y} = 1) = \\frac {1}{1 + \\exp (- f (z))} = F _ {\\text {l o g i s t i c}} (f (z); 0, 1) = 1 - F _ {\\text {l o g i s t i c}} (- (f (z); 0, 1) \\tag {3}", + "image_path": "adf70f9cf0c0bcb016ab7ed40638a1e8d873a92b2b2e168ea1744a7e5819df0b.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "spans": [ + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "type": "text", + "content": "Comparing Eq. 2 and Eq. 3, it is shown that when we use the Sigmoid, we assume that the error term " + }, + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "type": "text", + "content": " follows the standard Logistic distribution. If we use Gumbel activation then we assume that the error follows the Gumbel distribution [1] and, in general, any activation function assumes a different distribution of " + }, + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 131, + 497, + 479, + 543 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 544, + 479, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 544, + 479, + 592 + ], + "spans": [ + { + "bbox": [ + 131, + 544, + 479, + 592 + ], + "type": "text", + "content": "For this reason, the activation function can be seen as an initialisation point, or a prior belief of how the real data are distributed. If the prior is good, then the learning objective becomes easier and the performance is increased as it was shown empirically by many past studies [1, 18, 24, 68]." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 609, + 347, + 621 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 347, + 621 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 347, + 621 + ], + "type": "text", + "content": "2.1 Balanced versus Imbalanced learning" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 629, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 479, + 665 + ], + "type": "text", + "content": "In this subsection, we perform a statistical analysis on the empirical distributions of the logits and the intermediate activations, to understand the importance of the activation function in balanced and imbalanced learning." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 481, + 222 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 481, + 222 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 481, + 222 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 481, + 222 + ], + "type": "image", + "image_path": "8d79244ca191b6626805b508c03d06d0974e919b01d200755583c65520e8dd73.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 231, + 482, + 275 + ], + "lines": [ + { + "bbox": [ + 130, + 231, + 482, + 275 + ], + "spans": [ + { + "bbox": [ + 130, + 231, + 482, + 275 + ], + "type": "text", + "content": "Fig. 1: Top: In imbalanced learning, the logit distributions are more skewed and they have a smaller KS distance to the Gumbel than the Logistic distribution as shown in (d). Bottom: In balanced learning, the logit distributions are less skewed and they align better with the Logistic, than the Gumbel distribution, as shown in (h)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "type": "text", + "content": "Classification logits. We train a MaskRCNN [23] ResNet50 [25] on LVIS dataset [19], which is a highly imbalanced object detection dataset containing 1203 classes. After the model has converged, we perform inference and store the predicted classification logits, i.e., " + }, + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "type": "inline_equation", + "content": "f(z_{y})" + }, + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "type": "text", + "content": " for every class " + }, + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 280, + 482, + 353 + ], + "type": "text", + "content": ". Next, we perform histogram binning on the logits and we visualise the empirical distributions for the rare class puffin and the frequent class glove in Fig. 1 (b) and (c) respectively." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": "The rare class has a negative average logit value, because it is dominated by the frequent classes, which have higher average logit values as shown in (c). Regarding its distribution, it resembles the Gumbel distribution, because it has a heavy right tail and it is skewed. To quantify that, we calculate the statistical distance, using the Kolmogorov-Smirnov (KS) test [56], between all empirical class distributions and the Gumbel and Logistic theoretical distributions, shown in (a) and (e). As shown in (d), most classes have smaller distance to the Gumbel distribution. We repeat this test, using ResNet50 trained on the balanced ImageNet1K. As shown in (f) and (g), the classification logits are different this time, for example most average logit values are centered around zero and they are less skewed. In general, the logit distributions are closer to the logistic distribution as shown in (h). This explains why the Sigmoid activation achieves better performance in the balanced classification task and worse performance in imbalanced classification [1,31,57,63]. Next, we show that data imbalance also affects the intermediate layers, by studying the channel attention as an example. Attention layer. Attention mechanism for input " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "X \\in \\mathbb{R}^{H \\times W \\times C}" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": " re-weights the input features " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "X" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": " by applying an attention function " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "A(X)" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": ", i.e., " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "X' = A(X) \\otimes X" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": ". For example, in Channel Attention (CA) [34], " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "X' = \\sigma(\\mathrm{MLP}(\\mathrm{GAP}_c(X))) \\otimes X" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "\\mathrm{GAP}_c \\in \\mathbb{R}^{1 \\times 1 \\times C}" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": " is Global Average Pooling and " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "\\otimes" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": " is the element-wise product. In this case, the attention function is " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "A_{CA}(X) = \\sigma(\\mathrm{MLP}(\\mathrm{GAP}_c(X)))" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": ". Balanced vs Imbalanced channel attention. We train SE-ResNet50 [34] models (SE-R5) on balanced ImageNet-1K and imbalanced ImageNet-LT. After training the models, we analyse the average channel attention signals for a random batch of 128 test images. Fig. 2-a shows the output " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "A_{CA}" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": ", in the first layer of SE-R50, Fig. 2-b shows the output, in the last layer, and Fig. 2-c shows the variance of " + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "inline_equation", + "content": "A_{CA}" + }, + { + "bbox": [ + 130, + 354, + 482, + 668 + ], + "type": "text", + "content": " across all layers. As shown in Fig. 2-a, the attention is simi" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. Alexandridis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 302, + 261 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 302, + 261 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 302, + 261 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 302, + 261 + ], + "type": "image", + "image_path": "5a3a3dee5d627c9a5a8b3293a30536fbfe1cc5acd3321076dc5bd276328dd0e6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 271, + 482, + 360 + ], + "lines": [ + { + "bbox": [ + 130, + 271, + 482, + 360 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 482, + 360 + ], + "type": "text", + "content": "Fig. 2: Visualisations of channel attention (A). In (a) the attention signals when training with imbalanced ImageNet and balanced ImageNet have similar variance in the first layer but completely different in the last most semantic layer in (b). The variance with ImageNet-LT training drops to zero for deeper layers as shown in (c), because the attention promotes only few frequent classes. In (d) and (e) the entropy of channel attention is smaller for the rare classes than the frequent classes in both i-Naturalist18 and ImageNet-LT training. In (f) and (g) the channel responses are smaller for the rare classes than the frequent ones for i-Naturalist18 and ImageNet-LT respectively." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 303, + 115, + 482, + 263 + ], + "blocks": [ + { + "bbox": [ + 303, + 115, + 482, + 263 + ], + "lines": [ + { + "bbox": [ + 303, + 115, + 482, + 263 + ], + "spans": [ + { + "bbox": [ + 303, + 115, + 482, + 263 + ], + "type": "image", + "image_path": "a95f6baeaf35a6ccb1b73952ae25caee3e7b10e86a9d7a99a4905445c0dffc8d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 364, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 364, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 364, + 482, + 422 + ], + "type": "text", + "content": "lar in the first layer and it is different in the last layer, as shown in Fig. 2-b. As displayed in Fig. 2-c, the attention variance with ImageNet1K (blue-curve) is larger and the attention reweights all channels and affects all classes. In contrast, for the imbalanced case (orange-curve), the attention signal has small variance, indicating that it is biased to some classes." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 424, + 483, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 424, + 483, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 424, + 483, + 495 + ], + "type": "text", + "content": "Layer-wise analysis. This phenomenon is most prevalent in the last attention layer, which is the most semantic. To quantify which attention layers are affected the most, we use entropy as a measure of signal complexity. Since the channel attention produces a probabilistic weighting vector via the Sigmoid activation, we calculate the total entropy of channel attention, for a layer " + }, + { + "bbox": [ + 130, + 424, + 483, + 495 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 424, + 483, + 495 + ], + "type": "text", + "content": ", as the sum of the binary channel distribution entropies as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 505, + 481, + 537 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 505, + 481, + 537 + ], + "spans": [ + { + "bbox": [ + 138, + 505, + 481, + 537 + ], + "type": "interline_equation", + "content": "E _ {l} = - \\frac {1}{C} \\sum_ {i = 1} ^ {C} \\left[ \\left(A _ {C A} \\left(X _ {l}\\right) \\log \\left(A _ {C A} \\left(X _ {l}\\right)\\right) + \\left(1 - A _ {C A} \\left(X _ {l}\\right) \\log \\left(1 - A _ {C A} \\left(X _ {l}\\right)\\right) \\right] \\right. \\right. (4)", + "image_path": "7a17390273679188abe82f2aec66d957c9623683ae79fcbf657534eb8a0873c4.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "type": "text", + "content": "When the layer's entropy is closer to zero, the channel attention signals are closer to 1 and they do not affect the original features for that layer, i.e., " + }, + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "type": "inline_equation", + "content": "X' = 1 \\otimes X" + }, + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "type": "text", + "content": ". If the layer's attention entropy is closer to one, then the channel attention signals are informative, as they affect the signal i.e., " + }, + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "type": "inline_equation", + "content": "X' = A(X) \\otimes X" + }, + { + "bbox": [ + 130, + 545, + 482, + 594 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "To investigate the complexity of the attention signal, we propagate two batches of 64 test images that contain only frequent and only rare classes respectively, through the pretrained SE-R50 and measure the attention entropy of " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "A_{CA}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". In Fig. 2 (d) and (e), the average entropy is similar for both frequent and rare classes for all layers except for the last layer which is the most semantic. The blue curve, that corresponds to rare class channel attention, has lower entropy" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 245, + 203 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 245, + 203 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 245, + 203 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 245, + 203 + ], + "type": "image", + "image_path": "e811642be43ee7c570168cfd65b443feb3338c4b0d7ae336fe93904842aa85b6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 152, + 210, + 460, + 222 + ], + "lines": [ + { + "bbox": [ + 152, + 210, + 460, + 222 + ], + "spans": [ + { + "bbox": [ + 152, + 210, + 460, + 222 + ], + "type": "text", + "content": "Fig. 3: Our APA unifies most activation functions under the same formula." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 246, + 114, + 359, + 204 + ], + "blocks": [ + { + "bbox": [ + 246, + 114, + 359, + 204 + ], + "lines": [ + { + "bbox": [ + 246, + 114, + 359, + 204 + ], + "spans": [ + { + "bbox": [ + 246, + 114, + 359, + 204 + ], + "type": "image", + "image_path": "bc5d0784a04df0e12416f77610a8be2e8f24be43f8017b6a4400c303bf788803.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 361, + 114, + 482, + 204 + ], + "blocks": [ + { + "bbox": [ + 361, + 114, + 482, + 204 + ], + "lines": [ + { + "bbox": [ + 361, + 114, + 482, + 204 + ], + "spans": [ + { + "bbox": [ + 361, + 114, + 482, + 204 + ], + "type": "image", + "image_path": "ca142b586eda76f38ff7e45acad35f4a42ed0359625cb0d02bfcab16f626eda7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 226, + 482, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 226, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 226, + 482, + 335 + ], + "type": "text", + "content": "than the orange curve that corresponds to frequent class channel attention in the last layer for both i-Naturalist-18 and ImageNet-LT. This indicates that channel attention produces simpler signals for the rare classes and more complex signals for the frequent classes. Finally, in (f) and (g), we show that the average channel responses are smaller when the inputs are rare classes, than frequent classes, which explains why the network cannot model the rare classes effectively. In conclusion, this analysis shows that data imbalance affects the quality of the activations inside the intermediate layers and it highlights the limitation of the Sigmoid activation to model the rare classes." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 353, + 202, + 365 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 353, + 202, + 365 + ], + "spans": [ + { + "bbox": [ + 132, + 353, + 202, + 365 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 379, + 482, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 379, + 482, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 379, + 482, + 475 + ], + "type": "text", + "content": "As shown in the previous section, the degree of data imbalance affects both the classification logits and the intermediate layers. While it is possible to perform a statistical analysis and select the appropriate activation for the classification layer, this is difficult to do for all layers of the network, because first, the data distributions inside the layers dynamically change during training [4, 37], and secondly, there is no one-to-one correspondence between classes and intermediate channels, which hinders attribution. For this reason, we propose the Adaptive Parametric Activation (APA):" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 229, + 485, + 481, + 500 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 229, + 485, + 481, + 500 + ], + "spans": [ + { + "bbox": [ + 229, + 485, + 481, + 500 + ], + "type": "interline_equation", + "content": "\\eta_ {a d} (z, \\kappa , \\lambda) = (\\lambda \\exp (- \\kappa z) + 1) ^ {\\frac {1}{- \\lambda}}. \\tag {5}", + "image_path": "5d74f53362b861d9a1b95040e1444ea4343c8406f5c6ac4a87446189b36842e6.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "content": "APA can adjust its activation rate, dynamically, according to the input's distribution using two parameters " + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "content": ", that can be learned during optimisation. " + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\kappa \\in \\mathbb{R}" + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "content": " is the gain parameter that controls the function's sensitivity. " + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\lambda \\in (0,\\infty)" + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "content": " is the asymmetrical parameter that controls the function's response rate to positive and negative inputs, allowing the model to have different learning degrees when the input is positive or negative. This function is also known as Richard's curve [65] and it unifies the most common activation functions." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "For example, if " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\kappa = \\lambda = 1" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " then APA becomes the Sigmoid activation that has a symmetric response rate for both positive and negative inputs and it is successful for balanced classification tasks. If " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\kappa = 1, \\lambda \\to 0" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " then APA becomes the Gumbel activation that has an asymmetric response rate and it is successful for long-tailed instance segmentation tasks [1]. This behaviour is shown in Fig. 3 left and middle. Based on Eq. 5, we also define the Adaptive Generalised Linear" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. 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+ 430 + ], + "type": "inline_equation", + "content": "\\kappa = \\lambda = 1" + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "text", + "content": " then AGLU becomes the Sigmoid Linear Unit (SiLU) [28]. If " + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "inline_equation", + "content": "\\kappa = 1.702" + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "inline_equation", + "content": "\\lambda = 1" + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "text", + "content": ", then it becomes the Gaussian Error Linear Unit (GELU) [28]. If " + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "inline_equation", + "content": "\\kappa \\rightarrow \\infty" + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "text", + "content": ", then AGLU becomes ReLU [18] and if " + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "inline_equation", + "content": "\\lambda \\rightarrow \\infty" + }, + { + "bbox": [ + 130, + 371, + 480, + 430 + ], + "type": "text", + "content": ", then AGLU becomes the identity function, as shown in Fig. 3-right." + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "spans": [ + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "text", + "content": "In other words, the " + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "text", + "content": " parameter controls the RELU-ness and the " + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "text", + "content": " parameter controls the leakage. Also, AGLU could be seen as a smoother version of PRELU, because " + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "inline_equation", + "content": "AGLU(z,1,\\lambda \\rightarrow \\infty) = PRELU(z,1)" + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "text", + "content": ". We compare AGLU to most common activation functions, in more detail, in Table 1. The derivative of AGLU with respect to " + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 431, + 480, + 491 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 227, + 498, + 480, + 526 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 227, + 498, + 480, + 526 + ], + "spans": [ + { + "bbox": [ + 227, + 498, + 480, + 526 + ], + "type": "interline_equation", + "content": "\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial \\kappa} = z ^ {2} \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} \\tag {7}", + "image_path": "d52d759bfe5fe72371df9d5e754cfd39077d22867504d8f122c7281c31c6c8e4.jpg" + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 132, + 533, + 329, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 329, + 545 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 329, + 545 + ], + "type": "text", + "content": "the derivative of AGLU with respect to " + }, + { + "bbox": [ + 132, + 533, + 329, + 545 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 132, + 533, + 329, + 545 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 224, + 553, + 480, + 580 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 553, + 480, + 580 + ], + "spans": [ + { + "bbox": [ + 224, + 553, + 480, + 580 + ], + "type": "interline_equation", + "content": "\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial \\lambda} = - \\frac {z}{\\lambda} \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} \\tag {8}", + "image_path": "2f25bfdf8b814b893207d54aacede795e445bf929627564d9a804da009302087.jpg" + } + ] + } + ], + "index": 24 + }, + { + "bbox": [ + 132, + 587, + 348, + 600 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 587, + 348, + 600 + ], + "spans": [ + { + "bbox": [ + 132, + 587, + 348, + 600 + ], + "type": "text", + "content": "and the derivative of AGLU with respect to " + }, + { + "bbox": [ + 132, + 587, + 348, + 600 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 132, + 587, + 348, + 600 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 25 + }, + { + "bbox": [ + 197, + 607, + 480, + 634 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 607, + 480, + 634 + ], + "spans": [ + { + "bbox": [ + 197, + 607, + 480, + 634 + ], + "type": "interline_equation", + "content": "\\frac {\\partial A G L U (z , \\kappa , \\lambda)}{\\partial z} = \\kappa z \\cdot \\frac {\\eta_ {a d} (z , \\kappa , \\lambda)}{\\lambda + \\exp (\\kappa z)} + \\eta_ {a d} (z, \\kappa , \\lambda) \\tag {9}", + "image_path": "b7949a0545b36753b9e7f8615a73c1d6ae91c7f0bc1271b5bbdd4d1998339b14.jpg" + } + ] + } + ], + "index": 26 + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "The proofs of the derivatives are shown in the Appendix. The derivatives of AGLU are shown in Fig. 4. Using various " + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": " combinations AGLU has" + } + ] + } + ], + "index": 27 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 154, + 135, + 458, + 230 + ], + "blocks": [ + { + "bbox": [ + 195, + 114, + 418, + 126 + ], + "lines": [ + { + "bbox": [ + 195, + 114, + 418, + 126 + ], + "spans": [ + { + "bbox": [ + 195, + 114, + 418, + 126 + ], + "type": "text", + "content": "Table 1: Comparison of different activation functions." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 154, + 135, + 458, + 230 + ], + "lines": [ + { + "bbox": [ + 154, + 135, + 458, + 230 + ], + "spans": [ + { + "bbox": [ + 154, + 135, + 458, + 230 + ], + "type": "table", + "html": "
NameFormulaRange
RELU [18]η(z) = max(0, z)(0,∞)
Gaussian Unit [28]η(z) = zσ(1.702z)(-0.17,∞)
Sigmoid Unit [28]η(z) = zσ(z)(-0.28,∞)
Mish [58]η(z) = z tanh(ln(1 + exp(z)))(-0.31,∞)
PRELU [24]η(z,κ) = max(0, z) + κ min(0, z)(-∞,∞)
ELU [10]η(z,κ) = max(0, z) + κ(exp(min(0, z)) - 1)(-κ,∞)
AGLU (ours)η(z,κ,λ) = z · (λ exp(-κz) + 1)^1/^-λ(-∞,∞)
", + "image_path": "1f92c32a306fe999db213f143f471be332e4d41122f535571571d59c7cb52a70.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 231, + 479, + 254 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 231, + 479, + 254 + ], + "spans": [ + { + "bbox": [ + 130, + 231, + 479, + 254 + ], + "type": "text", + "content": "drastically different behaviour and this enhances the capacity of the network and achieves good performance as shown in the experiments." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 255, + 480, + 291 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 480, + 291 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 480, + 291 + ], + "type": "text", + "content": "In the end, our APA is versatile because it can be used not only as an error unit, replacing RELU, but also as an activation function inside the attention mechanism, replacing the Sigmoid activation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 307, + 263, + 322 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 307, + 263, + 322 + ], + "spans": [ + { + "bbox": [ + 132, + 307, + 263, + 322 + ], + "type": "text", + "content": "4 Experiment Setup" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": "Datasets. We use CIFAR100-LT [7] with exponential imbalance factor of 100 and 10, ImageNet-LT [53], Places-LT [53] and iNaturalist2018 [75] following the common long-tailed classification protocol. We report our results using top-1 accuracy on the balanced test sets, to fairly evaluate all classes. For ImageNet-LT, we split the categories according to their class frequency in the training set, into Many (>100 images), Medium (20~100 images) and Low (<20 images) and do per-group evaluation following [53]. Also, we use the LVISv1 [19] instance segmentation dataset, which has 100K training images and 1203 classes, that are grouped according to Frequent (>100 images), Common (10~100 images) and Rare (<10 images) classes. For this dataset, we report mask average precision " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": ", bounding box average precision " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP^b" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP^c" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP^f" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": " which is mask average precision for rare, common and frequent classes respectively. Regarding balanced training, we perform experiments on ImageNet1K [15], COCO [50] and the recently proposed V3Det [79], which is a challenging large scale detection dataset with 13K classes and 243K images. We report top-1 accuracy for ImageNet1K, " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP^b" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP^m" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": " for COCO and " + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "inline_equation", + "content": "AP^b" + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": " for V3Det." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 641 + ], + "type": "text", + "content": "Implementation Details We primarily use Squeeze and Excite [34] as our baseline with ResNet-32 [25] for CIFAR-LT, ResNet50 for iNaturalist, ResNet50 and ResNext50 [89] for ImageNet-LT and ResNet152 for Places-LT, which has been pretrained on ImageNet1K according to [53]. For LVIS, we use SE-Resnets with MaskRCNN [23], FPN [49], Normalised Mask [80], RFS sampler [19] and GOL loss [1] as a baseline. For V3Det, we use SE-ResNet50 with FasterRCNN [64], FPN and Wrapped Cauchy classifier [20]. All baselines use bag of tricks [94], and strong training techniques that we discuss and ablate in the Appendix. Our motivation for using bag of tricks is two-fold, first, it pushes the performance even further and secondly, it showcases the generalisability of our work." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "For our attention models, we replace the Sigmoid with APA, and we further use LayerNorm [4] and attention dropout [29] with " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "p = 0.1" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": ", for all datasets except" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. Alexandridis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 144, + 128, + 470, + 376 + ], + "blocks": [ + { + "bbox": [ + 149, + 114, + 462, + 126 + ], + "lines": [ + { + "bbox": [ + 149, + 114, + 462, + 126 + ], + "spans": [ + { + "bbox": [ + 149, + 114, + 462, + 126 + ], + "type": "text", + "content": "Table 2: Top-1 accuracy (%) on ImageNet-LT test set. E denotes ensemble." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 144, + 128, + 470, + 376 + ], + "lines": [ + { + "bbox": [ + 144, + 128, + 470, + 376 + ], + "spans": [ + { + "bbox": [ + 144, + 128, + 470, + 376 + ], + "type": "table", + "html": "
MethodBackboneManyMediumFewAverage
MiSLAS [96]R50 [25]61.751.335.852.7
KCL [40]61.849.430.951.5
TSC [48]63.549.730.452.4
RIDE (3E)+CMO [61]66.453.935.656.2
DOC [77]65.152.834.255.0
CC-SAM [99]61.449.537.152.4
Our BaselineSE-R50 [34]66.253.137.156.0
APA* (ours)67.554.339.357.4
APA* + AGLU (ours)68.3+1.954.8+0.939.4+2.157.9+1.7
RIDE (4E) [85]X50 [89]68.253.836.056.8
SSD [47]66.853.135.456.0
BCL [100]67.954.236.657.1
CNT [60]63.252.136.954.2
ALA [95]64.149.934.753.3
ResLT [11]63.655.738.956.1
ABC-Norm [33]60.749.733.151.7
RIDE (3E)+CMO+CR [54]67.354.638.457.4
LWS+ImbSAM [98]63.253.738.355.3
Our BaselineSE-X50 [34]67.953.037.756.7
APA* (ours)68.955.439.458.4
APA* + AGLU (ours)69.8+1.655.70.041.1+2.259.1+1.7
", + "image_path": "afb58c75ecd08f8af22f263ab40a16e58275436f759d2c25655e4ec88cfd1b39.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 381, + 482, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 381, + 482, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 381, + 482, + 407 + ], + "type": "text", + "content": "iNaturalist. We denote this configuration as " + }, + { + "bbox": [ + 130, + 381, + 482, + 407 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 381, + 482, + 407 + ], + "type": "text", + "content": " in our Tables and we ablate its components. For our AGLU models, we simply use it in-place of RELU." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 430, + 200, + 442 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 430, + 200, + 442 + ], + "spans": [ + { + "bbox": [ + 132, + 430, + 200, + 442 + ], + "type": "text", + "content": "5 Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 460, + 482, + 520 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 482, + 520 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 482, + 520 + ], + "type": "text", + "content": "Long-tailed Classification Benchmark. We compare APA* against ensemble and fusion models [6, 11, 45, 85], margin adjustment [31, 93, 95], contrastive learning [40, 48, 81], knowledge transfer [60], knowledge distillation [26, 47], decoupled methods [2, 33, 93, 96], sharpness aware minimisation [54, 98, 99] and data augmentation [61, 96]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 521, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 568 + ], + "type": "text", + "content": "On ImageNet-LT, as shown in Table 2, our baseline models with bag of tricks reach the state-of-the-art (SOTA) for both SE-ResNet50 (R50) and SE-ResNeXt50 (X50). We want to point out that most performance comes from the bag of tricks and not the SE module, as shown, in detail in the Appendix." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Our " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " outperforms the SE-R50 baseline by 1.4 percentage points (pp) on average, by 1.3pp on frequent categories, 1.2pp on medium and 2.2pp on few classes. Most importantly, it increases the performance of both frequent and rare classes, which is a unique advantage compared to the previous works. Additionally, our " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " exceeds RIDE with 3 Experts (3E) and CMO [61] by 1.2pp on average and by 3.7pp on the rare classes using a single model. When AGLU is combined, it pushes the performance of " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}R50}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", by 0.5pp on average, by 0.8pp on the frequent, 0.5pp on the medium and 0.1pp on the few classes." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 138, + 304, + 351 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "type": "text", + "content": "Table 3: (a) Results of AGCA and AGLU for iNaturalist and Places-LT. (b) Results of AGCA and AGLU for CIFAR100-LT with imbalance 10 and 100." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 138, + 304, + 351 + ], + "lines": [ + { + "bbox": [ + 133, + 138, + 304, + 351 + ], + "spans": [ + { + "bbox": [ + 133, + 138, + 304, + 351 + ], + "type": "table", + "html": "
MethodiNat18PlacesLT
DisAlign [93]70.639.3
MisLAS [96]71.640.4
LADE [31]70.038.8
ALA [95]70.740.1
TSC [48]69.7-
CNT [60]-39.2
WD+MaxNorm [3]70.2-
DOC [77]71.0-
BCL [100]71.8-
ResLT [11]70.539.8
IIF [2]-40.2
ABC Norm [33]71.4-
LWS+ImbSAM [98]71.1-
CC-SAM [99]70.940.6
AREA [9]68.4-
Our Baseline with SE71.340.5
APA (ours)72.341.3
APA +AGLU (ours)74.8+3.042.0+1.4
", + "image_path": "889694bf8ccfbac1b40b461778db5cb382cbbf6cabcc3741aa392b76434d1534.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 307, + 138, + 477, + 351 + ], + "blocks": [ + { + "bbox": [ + 214, + 351, + 227, + 361 + ], + "lines": [ + { + "bbox": [ + 214, + 351, + 227, + 361 + ], + "spans": [ + { + "bbox": [ + 214, + 351, + 227, + 361 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 307, + 138, + 477, + 351 + ], + "lines": [ + { + "bbox": [ + 307, + 138, + 477, + 351 + ], + "spans": [ + { + "bbox": [ + 307, + 138, + 477, + 351 + ], + "type": "table", + "html": "
Method10100
BALMS [63]63.050.8
RIDE (4E) [85]-49.4
ACE (4E) [6]-49.6
DiVE [26]62.045.4
SSD [47]62.346.0
MisLas [96]63.247.0
HSC [81]63.146.7
LADE [31]61.745.4
ResLT (3E) [11]63.749.7
TLC (4E) [45]-49.8
TSC [48]59.043.8
RIDE+CMO [61]60.250.0
CC-SAM [99]-50.8
RIDE+CMO+CR [54]61.450.7
AREA [9]60.848.9
Our Baseline with SE65.250.9
APA (ours)65.751.9
APA+AGLU(ours)66.8+1.652.3+1.4
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Furthermore, it outperforms " + }, + { + "bbox": [ + 130, + 365, + 481, + 437 + ], + "type": "inline_equation", + "content": "\\mathrm{RIDE(3E) + CMO + CR}" + }, + { + "bbox": [ + 130, + 365, + 481, + 437 + ], + "type": "text", + "content": " [54] by 1.0pp on average, 1.6pp on frequent classes, 0.8 on common and 1.0pp on rare classes using a single model. When AGLU is combined to " + }, + { + "bbox": [ + 130, + 365, + 481, + 437 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}X50}" + }, + { + "bbox": [ + 130, + 365, + 481, + 437 + ], + "type": "text", + "content": ", it adds 0.7pp on average, 0.9pp on the frequent categories, 0.3pp on the medium, and 1.7pp on the few classes." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 437, + 481, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 481, + 460 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 481, + 460 + ], + "type": "text", + "content": "On iNaturalist18, Places-LT and CIFAR100-LT, our SE baselines with bag of tricks again reach the SOTA, as shown in Table 3-a and b." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 461, + 481, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 461, + 481, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 461, + 481, + 509 + ], + "type": "text", + "content": "Regarding, iNaturalist18, " + }, + { + "bbox": [ + 130, + 461, + 481, + 509 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 461, + 481, + 509 + ], + "type": "text", + "content": " improves the SE-baseline by 1.0pp. It also outperforms BCL [100] by 0.5pp, ResLT by 1.8pp and LWS+ImbSAM [98] by 1.2pp. AGLU further enhances the performance by a staggering 3.5pp compared to SE-baseline, which is a significant increase." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "text", + "content": "On Places-LT, our " + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "text", + "content": " also increases the performance of the SE baseline by 0.8pp. Moreover, it surpasses MisLAS [96] by 0.9pp and CC-SAM [99] by 0.7pp. When AGLU is combined with " + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "text", + "content": ", it further increases the performance by 0.7pp reaching " + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "inline_equation", + "content": "42.0\\%" + }, + { + "bbox": [ + 130, + 510, + 481, + 556 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "content": "As shown in Table 3-b, on CIFAR100-LT, " + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "content": " improves the performance by 0.5pp and 1.0pp compared to SE baseline using an imbalance factor of 10 and 100 respectively. Furthermore, compared to " + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{RIDE + CMO}" + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "content": " [61], CC-SAM [99] and " + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{RIDE + CMO + CR}" + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "content": " [54], " + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "content": " achieves 1.9pp, 1.1pp and 1.2pp higher accuracy respectively, under an imbalance factor of 100 using a single model. Finally AGLU, further boosts the performance of " + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 557, + 481, + 641 + ], + "type": "text", + "content": " by 1.1pp and 0.4pp for imbalance factor of 10 and 100 respectively." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Activation Ablation Study. We compare APA, without the Dropout and Lay-ernorm, against different activation functions such as the Sigmoid and the Gum" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. Alexandridis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 180 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 180 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 180 + ], + "type": "text", + "content": "Table 4: For all ablations we use ImageNet-LT. In (a) we compare adaptive activation to other learnable activation functions using SE-ResNet50. In (b) we show that adaptive activation and AGLU generalise to other attention mechanisms. In (c) we show that AGCA and AGLU generalise in ImageNet1K training. In (d) we show that AGCA works effectively with deeper ResNets. In (e) we show the components of AGCA. In (f) we compare AGLU with other activation functions." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "text" + }, + { + "type": "table", + "bbox": [ + 138, + 184, + 255, + 247 + ], + "blocks": [ + { + "bbox": [ + 138, + 184, + 255, + 247 + ], + "lines": [ + { + "bbox": [ + 138, + 184, + 255, + 247 + ], + "spans": [ + { + "bbox": [ + 138, + 184, + 255, + 247 + ], + "type": "table", + "html": "
ActivationManyMed.FewAvg
Sigmoid66.253.137.156.0
with Temp65.953.840.356.6
Gumbel66.253.239.356.3
with Temp66.953.439.756.7
APA67.153.839.657.0
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Attention typeAvg
Spatial [88]54.8
+APA55.2
+APA + AGLU56.4
Spatial + Channel [88]55.6
+APA56.9
+APA + AGLU57.1
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MethodSEAPA*
CE51.752.9
PC-Softmax [31]56.057.4
cRT [41]55.656.4
Decoupled-DRW [7]55.156.6
BSCE [63]56.057.0
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MethodManyMed.FewAvg
SE-R10167.553.337.656.7
APA*-R10168.156.042.158.8
SE-R15268.054.439.857.6
APA*-R15269.056.841.259.4
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SEAPADropoutLayerNormAvg
55.0
✓56.0
✓✓57.0
✓✓✓57.3
✓✓✓✓57.4
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ActivationsAvg
ReLU57.4
PReLU [24]54.8
ELU [10]52.6
Mish [58]57.4
GELU [28]57.5
SiLU [28]57.1
AGLU57.9
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Also, we implement Sigmoid and Gumbel variants with learnable temperature, to further understand their difference to our adaptive activation. As shown in Table 4-a, Sigmoid with temperature achieves slightly better performance for the rare classes, however it over-fits the frequent categories. In contrast, our APA achieves the best performance, increasing the overall performance by " + }, + { + "bbox": [ + 130, + 354, + 482, + 437 + ], + "type": "inline_equation", + "content": "0.3\\mathrm{pp}" + }, + { + "bbox": [ + 130, + 354, + 482, + 437 + ], + "type": "text", + "content": ", the frequent classes by " + }, + { + "bbox": [ + 130, + 354, + 482, + 437 + ], + "type": "inline_equation", + "content": "0.2\\mathrm{pp}" + }, + { + "bbox": [ + 130, + 354, + 482, + 437 + ], + "type": "text", + "content": " and the common categories by " + }, + { + "bbox": [ + 130, + 354, + 482, + 437 + ], + "type": "inline_equation", + "content": "0.4\\mathrm{pp}" + }, + { + "bbox": [ + 130, + 354, + 482, + 437 + ], + "type": "text", + "content": " compared to the second best Gumbel with temperature." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 437, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 498 + ], + "type": "text", + "content": "Generalisation to other Attention mechanisms. In Table 4-b, we show that APA can be combined with other attention mechanisms. Specifically, APA improves the performance of Spatial Attention by 0.4pp and the Spatial-Channel Attention by 1.3pp. AGLU further increases the performance of Spatial Attention by 1.2pp and Spatial-Channel Attention by 0.2pp." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 498, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 545 + ], + "type": "text", + "content": "Combining APA* with Classifier Learning. APA* is an efficient module that can be easily combined with common classifier learning techniques such as margin adjustment [63], reweighting [7] and resampling [41]. As shown in Table 4-c, APA* consistently boosts the performance of all these methods." + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": "Larger ResNets. We further train deeper models like ResNet-101 and ResNet-152 on ImageNet-LT and compare the SE and " + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": " attention methods. As Table 4-d shows, the " + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": " module enlarges the performance of all models consistently for both frequent, common and rare classes. Especially, " + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": " with ResNet101 promotes overall accuracy by 2.1pp, boosting the rare categories by a significant 4.5pp compared to SE-Resnet101." + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 130, + 617, + 483, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 483, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 483, + 666 + ], + "type": "text", + "content": "Ablation of APA* components. APA* uses Channel attention, APA, Dropout and Layer-Norm and we show their effects in Table 4-e. The plain R50, without channel attention, achieves " + }, + { + "bbox": [ + 130, + 617, + 483, + 666 + ], + "type": "inline_equation", + "content": "55.0\\%" + }, + { + "bbox": [ + 130, + 617, + 483, + 666 + ], + "type": "text", + "content": " and SE increases its performance by 1.0pp. APA increases the performance of the SE baseline by another 1.0pp. Dropout" + } + ] + } + ], + "index": 19 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 142, + 127, + 473, + 357 + ], + "blocks": [ + { + "bbox": [ + 148, + 114, + 464, + 125 + ], + "lines": [ + { + "bbox": [ + 148, + 114, + 464, + 125 + ], + "spans": [ + { + "bbox": [ + 148, + 114, + 464, + 125 + ], + "type": "text", + "content": "Table 5: Comparisons on LVISv1.0 using MaskRCNN-FPN and 2x schedule." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 142, + 127, + 473, + 357 + ], + "lines": [ + { + "bbox": [ + 142, + 127, + 473, + 357 + ], + "spans": [ + { + "bbox": [ + 142, + 127, + 473, + 357 + ], + "type": "table", + "html": "
MethodBackboneAPmAPrAPcAPfAPb
RFS [19]R5023.713.323.029.024.7
IIF [2]26.318.625.230.825.8
Seesaw [80]26.419.626.129.827.4
LOCE [17]26.618.526.230.727.4
PCB+Seesaw [27]27.219.027.130.928.1
ECM [36]27.419.727.031.127.9
GOL [1]27.721.427.730.427.5
ECM+GAP [92]26.920.126.830.027.2
GOL (baseline)SE-R5028.220.628.930.828.1
GOL+AGLU(ours)APA*-R5029.1+0.921.6+0.229.6+0.731.7+0.629.0+0.9
RFS [19]R101 [25]27.016.826.532.027.3
NorCal [59]27.320.826.531.028.1
Seesaw [80]28.120.028.031.828.9
GOL [1]29.022.829.031.729.2
ECM [36]28.721.927.932.329.4
PCB + Seesaw [27]28.822.628.332.029.9
ROG [92]28.821.129.131.828.8
GOL (baseline)SE-R10129.723.029.932.530.0
GOL+AGLU(ours)APA*-R10130.7+1.023.6+0.631.3+1.433.1+0.731.11.1
", + "image_path": "b50a69dfad04492d12cc18521fffee4a6359c891fe801e2a8ac3dbcade6836a7.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 361, + 482, + 387 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 482, + 387 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 482, + 387 + ], + "type": "text", + "content": "increases the performance by 0.3pp and LayerNorm enhances the performance by an additional 0.1pp. In the Appendix, we show the full component ablation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 387, + 482, + 435 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 435 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 435 + ], + "type": "text", + "content": "Comparison of AGLU. In Table 4-f, we compare AGLU to other commonly used activations functions, using APA* ResNet50 as backbone and switching the activation function of the intermediate layers. Our AGLU outperforms all the other methods and it is the best choice." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": "Long-Tailed Instance Segmentation. As the results suggest in Table 5, the SE-R50 backbone increases the overall mask performance compared to plain GOL-R50 by 0.5pp but most improvement comes from the common and frequent categories while the rare categories are significantly reduced by 0.8pp. In contrast, our " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": " with AGLU-R50 improves the performance by 0.9pp on average mask and bounding box precision, 1.0pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP_{r}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": ", 0.7pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP_{c}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": " and 0.9pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP_{f}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": " compared to SE-R50-GOL. Compared to GOL with SE-R101, " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": " with AGLU also improves the performance by 1.0pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": ", 0.6pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP^{r}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": ", 1.4pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP^{c}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": ", 0.7pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP^{f}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": " and 1.1pp on " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "AP^{b}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": ". This highlights that our " + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 437, + 482, + 568 + ], + "type": "text", + "content": " and AGLU modules are robust for the rare classes and they outperform the previous SOTA in long-tailed instance segmentation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "text", + "content": "Qualitative Results. We use " + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "text", + "content": " and Imagenet-LT for our qualitative analysis. In Fig. 5-(a) we show that " + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "text", + "content": " increases the variance of channel attention for the most semantic layer by 0.04 compared to the baseline, making it diverse and informative for all channels. In Fig. 5-(b), we show that " + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "text", + "content": " increases the entropy of the attention signal for the deeper layers by " + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "inline_equation", + "content": "0.4\\sim 0.6" + }, + { + "bbox": [ + 130, + 569, + 482, + 665 + ], + "type": "text", + "content": " compared to the baseline, showing that our module produces informative signals that effectively attend to the rare classes. In Fig.-c 5-top, we show that the baseline channel attention of the rare classes, produces all-pass filters in other words, attention" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. Alexandridis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 113, + 203, + 179 + ], + "blocks": [ + { + "bbox": [ + 132, + 113, + 203, + 179 + ], + "lines": [ + { + "bbox": [ + 132, + 113, + 203, + 179 + ], + "spans": [ + { + "bbox": [ + 132, + 113, + 203, + 179 + ], + "type": "image", + "image_path": "2f48035bdc940db48e36f9530bcd0132e43d23222a0da9cebaac34ba838ab578.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 201, + 113, + 264, + 177 + ], + "blocks": [ + { + "bbox": [ + 201, + 113, + 264, + 177 + ], + "lines": [ + { + "bbox": [ + 201, + 113, + 264, + 177 + ], + "spans": [ + { + "bbox": [ + 201, + 113, + 264, + 177 + ], + "type": "image", + "image_path": "fe26c19f16d692484179db939e7756855e088c3fbba8b0c18f62dbe39547769c.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 265, + 114, + 342, + 177 + ], + "blocks": [ + { + "bbox": [ + 265, + 114, + 342, + 177 + ], + "lines": [ + { + "bbox": [ + 265, + 114, + 342, + 177 + ], + "spans": [ + { + "bbox": [ + 265, + 114, + 342, + 177 + ], + "type": "image", + "image_path": "14d19875df9267eac76253f8e4d934ce4d71f1dd4852043b4cacb14ac024e650.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 343, + 114, + 403, + 177 + ], + "blocks": [ + { + "bbox": [ + 343, + 114, + 403, + 177 + ], + "lines": [ + { + "bbox": [ + 343, + 114, + 403, + 177 + ], + "spans": [ + { + "bbox": [ + 343, + 114, + 403, + 177 + ], + "type": "image", + "image_path": "9053b3f5ef60222e5681380ce039db8d95d3cbb46de2b43cafb8eda042e4c55e.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 403, + 114, + 480, + 177 + ], + "blocks": [ + { + "bbox": [ + 403, + 114, + 480, + 177 + ], + "lines": [ + { + "bbox": [ + 403, + 114, + 480, + 177 + ], + "spans": [ + { + "bbox": [ + 403, + 114, + 480, + 177 + ], + "type": "image", + "image_path": "61c6079916c70e18ba8b53c49b84797078e09eca9719c5318a8236f8c87a09fa.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 132, + 180, + 202, + 247 + ], + "blocks": [ + { + "bbox": [ + 132, + 180, + 202, + 247 + ], + "lines": [ + { + "bbox": [ + 132, + 180, + 202, + 247 + ], + "spans": [ + { + "bbox": [ + 132, + 180, + 202, + 247 + ], + "type": "image", + "image_path": "8b8e9552a00c0acfb827285cff08c6c8c0020d1908de663388ec8e7ef05c1684.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "text", + "content": "Fig. 5: a) " + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "text", + "content": " (orange curve) increases the attention variance by 0.04 in the most semantic layer compared to the baseline (blue curve) and removes frequent category attention bias. b) " + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "text", + "content": " increases the attention entropy in the most semantic layer and retrieves rare class descriptors more efficiently than the baseline. c) Compared to the baseline (top), " + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 130, + 255, + 482, + 322 + ], + "type": "text", + "content": " produces larger entropy attention signals and makes correct rare class predictions. More visualisations are shown in Appendix." + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 202, + 178, + 264, + 240 + ], + "blocks": [ + { + "bbox": [ + 202, + 178, + 264, + 240 + ], + "lines": [ + { + "bbox": [ + 202, + 178, + 264, + 240 + ], + "spans": [ + { + "bbox": [ + 202, + 178, + 264, + 240 + ], + "type": "image", + "image_path": "c72ebc7c099cee2b1b592e72df8fcb2d3d12ba6db405f29ef576098b343fd609.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 265, + 178, + 342, + 240 + ], + "blocks": [ + { + "bbox": [ + 265, + 178, + 342, + 240 + ], + "lines": [ + { + "bbox": [ + 265, + 178, + 342, + 240 + ], + "spans": [ + { + "bbox": [ + 265, + 178, + 342, + 240 + ], + "type": "image", + "image_path": "0985efac2f5c79b480d8ad6ca0621bf9d192cf5de50f5938525e2faa33e93404.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 334, + 240, + 343, + 247 + ], + "lines": [ + { + "bbox": [ + 334, + 240, + 343, + 247 + ], + "spans": [ + { + "bbox": [ + 334, + 240, + 343, + 247 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 343, + 178, + 402, + 240 + ], + "blocks": [ + { + "bbox": [ + 343, + 178, + 402, + 240 + ], + "lines": [ + { + "bbox": [ + 343, + 178, + 402, + 240 + ], + "spans": [ + { + "bbox": [ + 343, + 178, + 402, + 240 + ], + "type": "image", + "image_path": "59bd075de487edef95bd9f5b074121872c90ab0ed456022aa46b88cb47d7b55a.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 403, + 178, + 479, + 240 + ], + "blocks": [ + { + "bbox": [ + 403, + 178, + 479, + 240 + ], + "lines": [ + { + "bbox": [ + 403, + 178, + 479, + 240 + ], + "spans": [ + { + "bbox": [ + 403, + 178, + 479, + 240 + ], + "type": "image", + "image_path": "98c0f28e9c8b7df761b5798a68b8a424c0291510f8ea43a610639ef75c80ae73.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": "signals that have small entropy, i.e., " + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "inline_equation", + "content": "E = 0.018" + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": " for the bee house and " + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "inline_equation", + "content": "E = 0.098" + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": " for the warthog respectively. This hinders rare class learning and it results in misclassification. In contrast, our method in Fig. 5-bottom produces informative channel attention signals that have larger entropy i.e. " + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "inline_equation", + "content": "E = 0.46" + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "inline_equation", + "content": "E = 0.91" + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": " for the bee house and warthog classes respectively, allowing the model to retrieve rare class features and to make correct predictions. Visualisations of the learned " + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 324, + 482, + 408 + ], + "type": "text", + "content": " parameters are provided in the Appendix." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "text", + "content": "Generalisation to Balanced tasks. In Table 6-a, we show that " + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*} + AGLU}" + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "text", + "content": " increases the performance of SE-MaskRCNN-R50 by 0.7pp on " + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "inline_equation", + "content": "AP^b" + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "inline_equation", + "content": "AP^m" + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "text", + "content": " on COCO. In Table 6-b, we show that " + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*} + AGLU}" + }, + { + "bbox": [ + 130, + 408, + 482, + 529 + ], + "type": "text", + "content": " increase the performance of SE-FasterRCNN-R50 by 2.9pp and the performance of SE-Cascade-RCNN-R50 by 2.1pp on the challenging V3Det, which are significant increases considering that this dataset has 13K classes. In Table 6-c, we show that our methods increase the performance for R50, SE-R50 and CBAM-R50, by 0.6pp, 1.2pp and 0.6pp respectively. Finally in Table 6-d, we show that our modules increase the performance by 1.2pp on SE-R50, 0.9pp on SE-R101 and 0.5pp on SE-R101, showing that they can generalise in balanced training." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 132, + 545, + 237, + 558 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 545, + 237, + 558 + ], + "spans": [ + { + "bbox": [ + 132, + 545, + 237, + 558 + ], + "type": "text", + "content": "6 Related Work" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Long-tailed image recognition. Long-tailed image recognition can be grouped according to representation learning and classifier learning techniques. Representation learning techniques improve the feature quality through rare class features generation [76, 78, 91], contrastive objectives [13, 40, 48, 66, 81, 100], ensemble or fusion models [6, 11, 12, 45, 46, 85, 97], knowledge distillation [26, 38, 46, 47], knowledge transfer [53, 60, 101] and data augmentation [61, 90, 96]. Classifier learning techniques enhance rare class classification through decoupled training [33, 41, 43, 82, 93], margin adjustment [2, 7, 31, 36, 57, 59, 63, 80, 83, 95], cost-" + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 160, + 476, + 251 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 6: Results on balanced tasks. In (a) and (b), we combine " + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*} + AGLU}" + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": " on COCO dataset and V3Det dataset respectively. In (c) we combine AGLU and " + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*}}" + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": " to ResNet50, SE-ResNet50 and CBAM-ResNet50 in ImageNet1K. In (d) we show that " + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "inline_equation", + "content": "\\mathrm{APA^{*} + AGLU}" + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": " generalises to deeper backbones in ImageNet1K." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 160, + 476, + 251 + ], + "lines": [ + { + "bbox": [ + 137, + 160, + 476, + 251 + ], + "spans": [ + { + "bbox": [ + 137, + 160, + 476, + 251 + ], + "type": "table", + "html": "
MethodAPbAPmMethodAPbMethodtop-1
FasterRCNN-R5039.235.425.4ResNet50 [34]76.977.5
w/ SE40.536.927.0w/ AGLU77.577.9
w/ APA*+AGLU41.237.629.9SE-ResNet50 [34]77.578.7
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.4
w/ APA*+AGLUCBAM-ResNet50 [34]78.779.2
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.3
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.5
w/ APA*+AGLUCBAM-ResNet50 [34]78.780.8
(a)COCO(b)V3Det(c)ImageNet1k(d) ImageNet1k
", + "image_path": "eafa3d768f8e3998e20bcce22a984c594e9f40de046e360356c8f6c281843840.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 255, + 479, + 314 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 479, + 314 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 479, + 314 + ], + "type": "text", + "content": "sensitive learning [14,35,42,86], resampling [8,19,30,55,61,67,91,102], dynamic loss adaptation based on batch statistics [32,71,84], gradient statistics [44,70], weight norms [83] and classification scores [17,27]. These techniques are efficient, however they are applied either during the input phase or during the loss disregarding the intermediate channel activations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 316, + 480, + 375 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 480, + 375 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 480, + 375 + ], + "type": "text", + "content": "Attention Networks. Attention networks, such as spatial attention [39], channel attention [34] and spatial-channel attention [88], are widely used in image recognition. Self-attention is the core mechanism of the Visual Transformer (ViT) architecture [16], and recently many improvements have been made to the Transformer architecture [51, 72, 74] and its training procedure [5, 69, 73]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 376, + 480, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 480, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 480, + 411 + ], + "type": "text", + "content": "In our work, we primarily used APA with channel attention models, but it also works with plain ResNets, Spatial and Spatial-Channel attention models. In the Appendix, we show results with self-attention models." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 412, + 480, + 507 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 412, + 480, + 507 + ], + "spans": [ + { + "bbox": [ + 130, + 412, + 480, + 507 + ], + "type": "text", + "content": "Activation functions The RELU function [18] dominates the landscape of deep image classification, and it is especially used inside the convolutional networks, while the GELU and SiLU [28] are more commonly used inside the transformer network [16] or the ConNext models [52,87]. The PRELU function [24] is a generalisation of the RELU, because it linearly activates both positive and negative inputs and the ELU [10] is a follow-up work that enforces saturation on the negative inputs after some threshold. Our AGLU activation, generalises the RELU, the GELU and SiLU and it can also be seen as a smoother version of PRELU." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 529, + 220, + 542 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 529, + 220, + 542 + ], + "spans": [ + { + "bbox": [ + 132, + 529, + 220, + 542 + ], + "type": "text", + "content": "7 Conclusion" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "Our work highlights the impact of the activation function inside the model's activations for balanced and imbalanced data distributions. We have empirically showed that the degree of data imbalance affects the logit distributions and the intermediate signals and we have showed that the commonly used Sigmoid activation function is unable to model the intermediate features. To this end, we have proposed an novel adaptive parametric activation that unifies most common activation functions under the same formula and we have tested it in several long-tail and balanced classification and detection benchmarks showing great generalisation." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 266, + 101 + ], + "type": "text", + "content": "K. P. Alexandridis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "content": "Acknowledgements. This work was supported by the Engineering and Physical Sciences Research Council (EPSRC) project \"ViTac: Visual-Tactile Synergy for Handling Flexible Materials\" (EP/T033517/2)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 168, + 198, + 181 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 168, + 198, + 181 + ], + "spans": [ + { + "bbox": [ + 132, + 168, + 198, + 181 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 190, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 141, + 190, + 481, + 234 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 190, + 481, + 234 + ], + "spans": [ + { + "bbox": [ + 141, + 190, + 481, + 234 + ], + "type": "text", + "content": "1. Alexandridis, K.P., Deng, J., Nguyen, A., Luo, S.: Long-tailed instance segmentation using gumbel optimized loss. 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In: Proceedings of the European conference on computer vision (ECCV). pp. 289-305 (2018)" + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 317, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Parametric Activation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "21" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 20 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_content_list.json b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..2560788b45050b8723ad8695e8581d820b1660fc --- /dev/null +++ b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_content_list.json @@ -0,0 +1,1807 @@ +[ + { + "type": "text", + "text": "Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing", + "text_level": 1, + "bbox": [ + 218, + 140, + 782, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Seongmin Hong $^{1}$ , Jaehyeok Bae $^{1}$ , Jongho Lee $^{1,2\\star}$ , and Se Young Chun $^{1,2,3\\star}$", + "bbox": [ + 287, + 212, + 712, + 243 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Dept. of Electrical and Computer Engineering, $^{2}$ INMC, $^{3}$ IPAI Seoul National University, Republic of Korea {smhongok, wogur110, jonghoyi, sychun}@snu.ac.kr Project page: https://smhongok.github.io/ada-sel.html", + "bbox": [ + 289, + 253, + 712, + 311 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Compressed sensing (CS) has emerged to overcome the inefficiency of Nyquist sampling. However, traditional optimization-based reconstruction is slow and may not yield a high-quality image in practice. Deep learning-based reconstruction has been a promising alternative to optimization-based reconstruction, outperforming it in accuracy and computation speed. Finding an efficient sampling method with deep learning-based reconstruction, especially for Fourier CS remains a challenge. Existing joint optimization of sampling-reconstruction works $(\\mathcal{H}_1)$ optimize the sampling mask but yield suboptimal results because it is not adaptive to each data point. Adaptive sampling $(\\mathcal{H}_2)$ has also disadvantages of difficult optimization and Pareto sub-optimality. Here, we propose a novel adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5})$ framework that selects the best sampling mask and reconstruction network for each input data. We provide theorems that our method has a lower infimum of the true risk compared to $\\mathcal{H}_1$ and effectively solves the Pareto sub-optimality problem in sampling-reconstruction by using separate reconstruction networks for different sampling masks. To select the best sampling mask, we propose to quantify the high-frequency Bayesian uncertainty of the input, using a super-resolution space generation model. Our method outperforms joint optimization of sampling-reconstruction $(\\mathcal{H}_1)$ and adaptive sampling $(\\mathcal{H}_2)$ by achieving significant improvements on several Fourier CS problems.", + "bbox": [ + 261, + 349, + 743, + 654 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Fourier compressed sensing $\\cdot$ Sampling-reconstruction $\\cdot$ Adaptive selection $\\cdot$ Bayesian uncertainty", + "bbox": [ + 259, + 667, + 743, + 696 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 722, + 375, + 738 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Compressed sensing (CS) has revolutionized the field of image acquisition, enabling the reconstruction of high-quality images from a reduced number of measurements. This remarkable feat is achieved by exploiting the sparsity of natural images (or medical images) in certain transform domains. The CS theory [6, 10]", + "bbox": [ + 212, + 753, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "\\* Co-corresponding authors.", + "bbox": [ + 217, + 825, + 415, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/eba4dc37329209f89a062747cb3623fa8c5b2c0204c671cd0e75762677cba81c.jpg", + "image_caption": [ + "(a) Joint optimization of sampling-reconstruction $(\\mathcal{H}_1[2,7,8,13,31])$" + ], + "image_footnote": [], + "bbox": [ + 305, + 147, + 702, + 253 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/33d8b4b8b476761ba44f34261addc28e9a8c863bd67512afd19e29786705e714.jpg", + "image_caption": [ + "(b) Adaptive sampling $(\\mathcal{H}_2[3,4,28,29])$" + ], + "image_footnote": [], + "bbox": [ + 305, + 287, + 702, + 404 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/1b842c14b2c357ea04275eec1f21a539c54b6cc0573d17ca2c43e870821213b8.jpg", + "image_caption": [ + "(c) Adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5}$ , ours)", + "Fig. 1: We propose the adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5}, \\mathbf{c})$ . In Fourier compressed sensing, there were two classes of methods for finding the optimal sampling: joint optimization of sampling-reconstruction $(\\mathcal{H}_1, \\mathbf{a})$ and adaptive sampling $(\\mathcal{H}_2, \\mathbf{b})$ . $\\mathcal{H}_1$ has low potential as its mask $M$ is not adaptive to each data point. $\\mathcal{H}_2$ poses a challenge in optimizing the mask generator $(\\pi_{\\phi})$ and then exhibits Pareto suboptimality, where a single $\\theta$ is not optimal for multiple masks $M \\in \\mathcal{R}(\\pi_{\\phi})$ . In contrast, $\\mathcal{H}_{1.5}$ is adaptive for input $k$ ( $e_{\\psi}$ in c selects the best $M$ - $\\theta$ pair), avoids the challenge of backpropagation to discrete space (red lines in a, b, c), and achieves Pareto optimality by dedicating each network $\\theta_j$ exclusively to $M_j$ . $\\odot$ denotes the componentwise multiplication." + ], + "image_footnote": [], + "bbox": [ + 305, + 438, + 702, + 553 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "guarantees that an image can be accurately recovered from a non-adaptive random sampling pattern, with much fewer samples than the Nyquist-Shannon sampling theorem requires, if the image has a sparse representation in that domain. Before the era of deep learning, CS used to refer to obtaining the final image through $l_{1}$ -regularized reconstruction, i.e., solving Lasso [6]. Recently, reconstruction has", + "bbox": [ + 212, + 763, + 787, + 845 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 1 + }, + { + "type": "table", + "img_path": "images/5d2b597422b4bed911933a5844aad389b1bbb9cf492ecbac7e612e31ee77e576.jpg", + "table_caption": [ + "Table 1: Adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5})$ alleviates the drawbacks of joint optimization of sampling-reconstruction $(\\mathcal{H}_1)$ and adaptive sampling $(\\mathcal{H}_2)$ ." + ], + "table_footnote": [], + "table_body": "
MethodsAdaptive to input kBackprop to a continuous spacePareto optimal θ
H1[2,7,8,13,26,31]XX(✓ [26])✓
H2[3,4,22,28,29]✓X(✓ [22])X
H1.5 (ours)✓✓✓
", + "bbox": [ + 240, + 184, + 761, + 295 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "often been performed using deep neural networks trained on the data. In this paper, we focus on deep learning-based reconstructions.", + "bbox": [ + 212, + 325, + 782, + 354 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Fourier compressed sensing (Fourier CS) refers to CS where the measurement is in the discrete Fourier transform (DFT) of an image. As electromagnetic waves are inherently wave-like, obtaining spatial information such as pixel values directly is not feasible. Instead, spatial information is acquired through DFT. Obtaining samples for every Fourier-transformed element can be costly. Unlike the CS theory that suggests random sampling is sufficient, the sampling results of Fourier CS, similar to the prior in natural images, concentrate a significant amount of energy in the low-frequency (LF) components [18,27]. Despite deviating from the random sampling principle of CS theory, Fourier CS achieves excellent image quality in many domains by extensively sampling LF components; hence it has been successfully applied to various electromagnetic imaging applications, including magnetic resonance imaging (MRI) [18, 19] or radar [9, 11].", + "bbox": [ + 212, + 354, + 787, + 536 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "However, finding an optimal sampling method that is both efficient and effective remains a challenge in Fourier CS. One approach is the joint optimization of sampling-reconstruction (denoted by $\\mathcal{H}_1$ ) [2,7,8,13,26,31], where the parameters of both the sampling and reconstruction networks are jointly trained using the dataset, as depicted in Fig. 1a. But this approach has two drawbacks, as described in Tab. 1. Firstly, it is not adaptive to each data point, i.e., the optimized sampling and the reconstruction parameter would not be the best pair for a specific input. Moreover, the reconstruction network is usually trained by backpropagation. To employ backpropagation, the parameters are expected to be defined within continuous spaces. This makes training the sampling mask not trivial, as it is defined in a discrete space. Most methods [2,7,8,13,31] just perform discrete optimization anyway using the straight-through estimator [5,31].", + "bbox": [ + 212, + 537, + 787, + 718 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The other approach is adaptive sampling (denoted by $\\mathcal{H}_2$ ) [3,4,20,25,28,29,34], which aims to generate the best sampling mask for each data point (or each image) based on the fact that a predetermined sampling mask may not be optimal for every situation. Most adaptive sampling studies generate the optimal sampling mask based on the information from the initially measured LF components of each data point, which has the potential to achieve excellent results. Then, they usually have a single reconstruction network that is responsible for many optimal masks for all data points. Unfortunately, there are a couple of major issues in", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 366, + 113, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "current adaptive sampling, as in Tab. 1. Similar to the joint optimization of sampling-reconstruction models, optimizing the mask generator is challenging due to the broad and discrete mask space, as depicted in Fig. 1b. Secondly, the single reconstruction network for diverse sampling masks may not be Pareto optimal, which we called Pareto suboptimal reconstruction network. Note that a similar issue can arise in the task of restoring various degradations (e.g., the performance of a blind denoising network trained on multiple noise levels is usually lower than that of an identical network trained only on the specific noise level used as the actual input [32]).", + "bbox": [ + 212, + 146, + 787, + 282 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this paper, we propose a novel adaptive selection of the sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling. It is adaptive to each data point, avoids backpropagation to discrete spaces, and its reconstruction network is Pareto optimal. In the adaptive selection, we first sample LF components quickly and then leverage a super-resolution (SR) space generation model, to quantify the high-frequency (HF) Bayesian uncertainty. This approach ensures that HF components, which contain crucial details, are sampled more effectively, leading to improved reconstruction quality. The main contributions of our paper are as follows:", + "bbox": [ + 212, + 282, + 803, + 431 + ], + "page_idx": 3 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Proposing a novel adaptive selection of sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling with theoretical justification.", + "- Designing the adaptive selection to efficiently quantify HF Bayesian uncertainty by leveraging an SR space generation model for determining sampling masks.", + "- Demonstrating that our adaptive selection improves performance in multiple Fourier CS problems such as facial image restoration (up to 0.04 average gain in SSIM) and multi-coil MR reconstruction (up to 0.004 average gain in SSIM)." + ], + "bbox": [ + 214, + 439, + 785, + 559 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 214, + 578, + 395, + 593 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Fourier compressed sensing", + "text_level": 1, + "bbox": [ + 214, + 607, + 486, + 622 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Fourier CS can be defined as the following regression problem. Let us define the dataset $\\mathcal{D} = \\{(k^i,I^i)\\}_{i = 1}^N$ such that $k^{1},k^{2},\\ldots ,k^{N}\\in \\mathcal{K}\\subseteq \\mathbb{C}^{L}$ are fully-sampled k-space data and $I^1,I^2,\\dots,I^N\\in \\mathcal{I}\\subseteq \\mathbb{R}^L$ are the corresponding images, respectively. Let us define the mask space by $\\mathcal{M}\\subseteq \\{0,1\\}^{L\\times L}$ whose element is a diagonal binary matrix (indicating acquired (1) and unacquired (0) grid points). Let $h(k;M,\\theta):\\mathcal{K}\\times \\mathcal{M}\\times \\Theta \\to \\mathcal{I}$ be a reconstruction function of $k$ for a sampling mask $M\\in \\mathcal{M}$ and a reconstruction network (e.g., U-Net [21] or E2E-VarNet [24]) parameterized by $\\theta \\in \\Theta$ . Then, this function $h$ can be used as a joint sampling-reconstruction model that optimizes both the sampling mask $M$ and the reconstruction network $\\theta$ . Specifically, for the given dataset $\\mathcal{D}$ , the model is optimized to minimize the following empirical risk", + "bbox": [ + 212, + 628, + 787, + 796 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\mathcal {L}} [ h (\\mathcal {K}; M, \\theta) ] = \\frac {1}{N} \\sum_ {i = 1} ^ {N} l (I ^ {i}, h (k ^ {i}; M, \\theta)),\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 801, + 645, + 843 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $l$ is the loss function (e.g., $l(I, \\hat{I}) = 1 - \\mathrm{SSIM}(I, \\hat{I})$ ).", + "bbox": [ + 214, + 143, + 633, + 162 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.2 Joint optimization of sampling-reconstruction", + "text_level": 1, + "bbox": [ + 214, + 183, + 638, + 198 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "One of the recent approaches to finding a good sampling mask is joint optimization of sampling-reconstruction [2, 7, 8, 13, 26, 31], which reconstructs the image with a non-adaptive mask $M \\in \\mathcal{M}$ . They are defined as follows:", + "bbox": [ + 212, + 205, + 782, + 252 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {H} _ {1} = \\{h (\\cdot ; M, \\theta) | M \\in \\mathcal {M}, \\theta \\in \\Theta \\}. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 382, + 263, + 787, + 280 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "They jointly optimize $M$ and $\\theta$ for a dataset; however, $M$ is not adaptive to each data point. Whether using a tailored $M$ or not, the fundamental limitation of $\\mathcal{H}_1$ is that the sampling mask is not optimal for each data point. Moreover, they exhibit highly varying results across different settings, as they require discrete optimization [2,7,8,13,31] or virtual data [26], as shown in Fig. 1a and Tab. 1.", + "bbox": [ + 214, + 289, + 782, + 364 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 Adaptive sampling", + "text_level": 1, + "bbox": [ + 214, + 386, + 416, + 402 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Some recent works [3, 4, 20, 28, 28, 29] employ adaptive mask, using a mask generator $\\pi_{\\phi}: M_0\\mathcal{K} \\to \\mathcal{M}$ , parameterized by $\\phi \\in \\varPhi$ , as shown in Fig. 1b. Here, $M_0 \\in \\mathcal{M}$ denotes a mask that samples only LF components. Adaptive sampling approaches minimize $\\hat{\\mathcal{L}}[h]$ on", + "bbox": [ + 214, + 409, + 782, + 470 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {H} _ {2} = \\left\\{h (\\cdot ; \\pi_ {\\phi} (\\cdot), \\theta) \\mid \\pi_ {\\phi}: M _ {0} \\mathcal {K} \\rightarrow \\mathcal {M}, \\theta \\in \\Theta , \\phi \\in \\Phi \\right\\}. \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 483, + 787, + 498 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Obviously, $\\mathcal{H}_1 \\subseteq \\mathcal{H}_2$ . That is, $\\mathcal{H}_2$ has the greatest potential but is hard to train because of its complexity. Specifically, $\\mathcal{H}_2$ faces two main issues: the difficulty of the mask generator $(\\pi_{\\phi})$ optimization, and Pareto suboptimality of $\\theta$ , due to the fact that a single reconstruction network is responsible for multiple masks.", + "bbox": [ + 212, + 507, + 782, + 566 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Previous studies on $\\mathcal{H}_2$ have used reinforcement learning [3, 20, 28] or backpropagation [3, 4, 28, 29] using straight-through estimator [5, 31] to optimize mask generator $\\pi_{\\phi}$ , but this is a complicated problem because the action space $\\mathcal{M}$ is too broad and discrete. $\\theta$ is Pareto suboptimal in adaptive sampling studies since there are multiple sampling masks $M$ while only one $\\theta$ exists at inference time. Due to these difficulties, most adaptive sampling studies in CS-MRI have been conducted in a clinically less relevant simple setting of single-coil [3, 20, 25, 28, 29, 34]. There was only one study conducted on realistic multi-coil setting [4], but the final models of [4] turned out to be non-adaptive, which is an unintended consequence", + "bbox": [ + 212, + 568, + 784, + 703 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To avoid optimization in discrete space, [22] proposed adaptive sampling using a conditional Generative Adversarial Network (cGAN). During sampling, cGAN assesses the uncertainty of samples yet to be acquired. Subsequently, the user selects a sample with the highest uncertainty for acquisition (i.e., greedy algorithm). This process of quantifying and sampling is iteratively repeated. While this method benefits from backpropagation occurring only in continuous space (Tab. 1) it still faces the challenge of a single reconstruction network, having to perform reconstruction for all masks. Consequently, CS-MRI experiments were conducted using a simple single-coil setup.", + "bbox": [ + 212, + 704, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 366, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.4 Super-resolution space generation", + "text_level": 1, + "bbox": [ + 215, + 146, + 540, + 162 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Super-resolution (SR) space generation [16, 17] aims to create diverse high-resolution (HR) images that can be downsampled to the same low-resolution (LR) image (i.e., $q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) \\notin \\{\\delta_I | I \\in \\mathcal{I}\\}$ ). For this purpose, a stochastic approach is used rather than a deterministic one. Conditional normalizing flow-based SR space generation methods [12, 15, 23] explicitly obtain $q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}})$ using a diffeomorphic mapping $f_{\\psi}: \\mathcal{I} \\to \\mathcal{Z}$ and a simple base distribution $q_{z}$ (e.g., standard Gaussian), as $q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) = q_{z}(f_{\\psi}(I_{\\mathrm{HR}}; I_{\\mathrm{LR}}))|\\det \\frac{\\partial f_{\\psi}}{\\partial I_{\\mathrm{HR}}} (I_{\\mathrm{HR}}; I_{\\mathrm{LR}})|$ . Since $f_{\\psi}$ is invertible, $q_{z}$ and $f_{\\psi}^{-1}$ can be used to directly sample $I_{\\mathrm{HR}}$ from $q_{\\psi}$ (i.e., $z \\sim q_{z} \\Rightarrow f_{\\psi}^{-1}(z; I_{\\mathrm{LR}}) \\sim q_{\\psi}(\\cdot|I_{\\mathrm{LR}})$ ). In this work, we trained and exploited a recent robust flow-based SR space generation method [23], with tuned hyperparameters [12] for stability, to generate HR images from the corresponding LR image that is reconstructed from undersampled k-space data with mask $M_0$ .", + "bbox": [ + 212, + 171, + 789, + 363 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3 Proposed methods", + "text_level": 1, + "bbox": [ + 215, + 385, + 433, + 402 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In Sec. 2.2 and 2.3, we investigated the difficulty of optimizing the mask generator $\\pi_{\\phi}$ , and Pareto optimal $\\theta$ (for all masks). This section proposes a novel scheme, adaptive selection of sampling-reconstruction, which does not encounter these problems. Using two Theorems 1 and 2, we explain our adaptive selection $(\\mathcal{H}_{1.5})$ is better than the joint optimization $(\\mathcal{H}_1)$ and the adaptive sampling $(\\mathcal{H}_2)$ .", + "bbox": [ + 212, + 417, + 787, + 494 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Adaptive selection of sampling-reconstruction", + "text_level": 1, + "bbox": [ + 215, + 515, + 637, + 532 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Our adaptive selection model $\\mathcal{H}_{1.5}$ is defined as follows:", + "bbox": [ + 215, + 541, + 617, + 558 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {H} _ {1. 5} = \\left\\{\\sum_ {j = 1} ^ {J} e _ {\\psi} (\\cdot) _ {j} h (\\cdot ; M _ {j}, \\theta_ {j}) \\middle | e _ {\\psi}: M _ {0} \\mathcal {K} \\rightarrow \\{e _ {j} \\} _ {j = 1} ^ {J}, M _ {j} \\in \\mathcal {M}, \\theta_ {j} \\in \\Theta , \\forall j \\right\\} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 225, + 566, + 787, + 617 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $e_j$ is the $j$ -th standard unit vector (i.e., one-hot vector). Each submodel $h(\\cdot; M_j, \\theta_j)$ contains mask $M_j$ and reconstruction network $\\theta_j$ as a pair, which is Pareto optimal. At inference time, each data selects an appropriate submodel through the mask selector $e_\\psi(\\cdot)_j$ , which takes input $M_0 k$ . This scheme is similar to a segmented regression problem that ensembles multiple submodels using one-hot encoding.", + "bbox": [ + 212, + 626, + 787, + 719 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Remark 1. If $\\mathcal{H}_1$ is a linear regression, then $\\mathcal{H}_{1.5}$ is a segmented linear regression.", + "bbox": [ + 215, + 726, + 787, + 743 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We propose the following Theorems 1 and 2. Theorem 1 shows that $\\mathcal{H}_{1.5}$ is better than $\\mathcal{H}_1$ due to its adaptivity, and Theorem 2 demonstrates that $\\mathcal{H}_{1.5}$ is superior to $\\mathcal{H}_2$ because $\\mathcal{H}_2$ has poor Pareto optimality.", + "bbox": [ + 212, + 750, + 787, + 797 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Theorem 1 (Adaptive selection is better than non-adaptive). For a true risk $\\mathcal{L}$ , $\\inf_{h\\in \\mathcal{H}_{1.5}}\\mathcal{L}[h]\\leq \\inf_{h\\in \\mathcal{H}_1}\\mathcal{L}[h]$", + "bbox": [ + 212, + 804, + 787, + 844 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Theorem 2 (Adaptive selection is Pareto optimal). For a true risk $\\mathcal{L}$ , $|\\pi_{\\phi}(M_0\\mathcal{K})| \\leq J \\Rightarrow \\inf_{h \\in \\mathcal{H}_{1.5}} \\mathcal{L}[h] \\leq \\inf_{h \\in \\mathcal{H}_2} \\mathcal{L}[h]$ .", + "bbox": [ + 215, + 146, + 787, + 184 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Please see the supplementary material for the proofs. Theorem 2 requires an assumption that optimizing $\\pi_{\\phi}$ is difficult (i.e., $|\\pi_{\\phi}(M_0\\mathcal{K})| \\leq J$ ), which is justified in Section 2.2 (e.g., The final model in [4] converged to $|\\pi_{\\phi}(M_0\\mathcal{K})| \\to 1$ , which means non-adaptive). Theorems 1 and 2 suggest that the proposed adaptive selection scheme $(\\mathcal{H}_{1.5})$ may outperform both non-adaptive methods $(\\mathcal{H}_1)$ and adaptive sampling $(\\mathcal{H}_2)$ . In Section 3.2, we describe the implementation of the scheme using the HF Bayesian uncertainty quantified by an SR space generation method [23].", + "bbox": [ + 212, + 191, + 787, + 313 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2 How to and what to adaptively select?", + "text_level": 1, + "bbox": [ + 214, + 334, + 578, + 349 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "(How to) proposed mask selector $e_{\\psi}$ : The sample variance of a generative model to produce diverse samples can be utilized to quantify uncertainty for adaptive sampling [22]. Specifically in Fourier CS, inspired by the idea of initially sampling LF components, we employ an SR space generation model [12,23] as a HF uncertainty quantifier.", + "bbox": [ + 212, + 358, + 787, + 431 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The sample variance $v(M_0k) \\coloneqq (\\widehat{\\mathrm{Var}}_{q_\\psi}[k_s'])_{s=1}^S$ is an estimator of the mean square error in k-space domain, where $S$ is the number of the SR samples and $k_s'$ is the Fourier transform of the $s$ -th sample. We make up the mask selector $e_\\psi$ using $v(M_0k)$ . Specifically, at train time, we normalize $v(M_0k)$ so that $u(v) \\coloneqq v / \\|v\\|_2$ and then use the k-means++ clustering algorithm [1] to $\\{u(v(M_0k^i))\\}_{i=1}^N$ to create centroids $(c_j)_{j=1}^J$ . At inference time, we select adaptive mask index $j$ by calculating the distance $u(v(M_0k))$ and $(c_j)_{j=1}^J$ .", + "bbox": [ + 212, + 431, + 787, + 541 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We also need to determine the number of the sampling-reconstruction pairs $J$ . Thinking of Remark 1, increasing $J$ doesn't always mean better average performance; while increasing $J$ can help in robustly handling outliers. This trade-off can be organized as Remark 2:", + "bbox": [ + 212, + 541, + 787, + 601 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Remark 2 (Trade-off with the number of segments $J$ ). As $J$ increases, despite more training resources, the average performance reaches a plateau at some point, but it becomes more robust against outliers.", + "bbox": [ + 214, + 608, + 787, + 654 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The choice of $J$ depends on the user's needs; we defaulted to $J = 3$ . We delve into and validate Remark 2 in Sec. 5.", + "bbox": [ + 214, + 661, + 787, + 691 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "(What to) constructed sampling-reconstruction pairs $(M_j, \\theta_j)_{j=1}^J$ : One might try to create $M_j$ from $c_j$ using just sorting, i.e.,", + "bbox": [ + 214, + 712, + 787, + 744 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nM _ {j} = \\underset {M} {\\arg \\max } \\| M c _ {j} \\|, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 424, + 755, + 785, + 777 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "based on the following proposition.", + "bbox": [ + 214, + 786, + 468, + 801 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Proposition 1 (simplified version). With mild assumptions, the sorted sample variance (4) is the PSNR-maximizing mask.", + "bbox": [ + 214, + 809, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 366, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/107743c7e00f1a8f67b6af2e50b30341524497a4683c881ccd1d4a30015c79ae.jpg", + "image_caption": [ + "Fig. 2: Using the sample variance of SR space generation [12,23] results, we can quantify HF Bayesian uncertainty (highlighted in magenta dotted box). Then, we can adaptively select a sampling-reconstruction $(M - \\theta)$ pair (highlighted in cyan dotted box). Here, we illustrate how our adaptive selection of sampling-reconstruction (Algorithm 2) is employed in CS-MRI. In (1)&(2) in the figure, MRI scanner scans LF k-space region and adaptively selects mask $(M_{j^{\\star}},\\theta_{j^{\\star}})$ pair using HF Bayesian uncertainty quantification. (3)&(4) After additionally scanned masked k-space region from $M_{j^{\\star}}$ , reconstructed images are generated from masked k-space data using $\\theta_{j^{\\star}}$ . See Algorithm 2 for details." + ], + "image_footnote": [], + "bbox": [ + 218, + 157, + 782, + 396 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Algorithm 1 Training", + "text_level": 1, + "bbox": [ + 217, + 573, + 385, + 587 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Input: Training set $\\{k^i\\}_{i = 1}^N$ , initial sampling mask $M_0\\in$ $\\mathcal{M}$ , trained SR space generation model $f_{\\psi}:\\mathcal{I}\\to \\mathcal{Z}$ the number of segments $J$ , the number of SR generated images $S$ , the number of total sampling points $N_{M}$ , and the empirical risk $\\hat{\\mathcal{L}}$", + "bbox": [ + 215, + 592, + 549, + 648 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Output: Masks $(M_j)_{j=1}^J$ , reconstruction parameters $(\\theta_j)_{j=1}^J$ , and centroids of uncertainty $(c_j)_{j=1}^J$", + "bbox": [ + 215, + 648, + 549, + 674 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "for $i = 1$ to $N$ do", + "bbox": [ + 230, + 674, + 336, + 683 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "for $s = 1$ to $S$ do", + "bbox": [ + 250, + 684, + 354, + 694 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\text {S a m p l e} z ^ {s} \\sim \\mathcal {N} \\left(0, \\sigma_ {s} ^ {2}\\right)\n$$\n", + "text_format": "latex", + "bbox": [ + 245, + 695, + 395, + 705 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nm ^ {i} \\leftarrow \\frac {1}{S} \\sum_ {s ^ {\\prime} = 1} ^ {S} f _ {\\psi} ^ {- 1} \\left(z ^ {s ^ {\\prime}}; M _ {0} k ^ {i}\\right)\n$$\n", + "text_format": "latex", + "bbox": [ + 250, + 707, + 429, + 720 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nv ^ {i} \\leftarrow \\frac {1}{S - 1} \\sum_ {s = 1} ^ {S} \\left(f _ {s b} ^ {- 1} \\left(z ^ {s}; M _ {0} k ^ {i}\\right) - m ^ {i}\\right) ^ {\\circ 2}\n$$\n", + "text_format": "latex", + "bbox": [ + 250, + 720, + 483, + 734 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "$u^i\\gets v^i /\\| v^i\\| _2$ $\\triangleright$ Normalized Var", + "bbox": [ + 250, + 734, + 547, + 750 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "$(c_j)_{j = 1}^J\\gets k\\text{-means + + } (\\{u^i\\}_{i = 1}^N,J)$ $\\triangleright$ k-means++", + "bbox": [ + 230, + 750, + 549, + 762 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "for $j = 1$ to $J$ do", + "bbox": [ + 230, + 762, + 334, + 771 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "$M_{j}\\gets M_{0} + RejectionSampling(c_{j},N_{M} - \\mathrm{Tr}(M_{0}))$", + "bbox": [ + 250, + 772, + 547, + 784 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Train $\\theta_{j}$ to minimize $\\hat{\\mathcal{L}} [h(\\cdot ;M_j,\\theta_j)]$", + "bbox": [ + 250, + 784, + 455, + 796 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Algorithm 2 Inference", + "text_level": 1, + "bbox": [ + 562, + 573, + 733, + 585 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Input: k-space input $k$ , initial sampling mask $M_0 \\in \\mathcal{M}$ , trained SR space generation model $f_{\\psi} : \\mathcal{I} \\rightarrow \\mathcal{Z}$ , the number of segments $J$ , masks $(M_j)_{j=1}^J$ , reconstruction network parameters $(\\theta_j)_{j=1}^J$ , and the centroids of uncertainty $(c_j)_{j=1}^J$", + "bbox": [ + 560, + 590, + 787, + 678 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Output: Reconstructed image $I^{\\prime}$", + "bbox": [ + 560, + 678, + 756, + 689 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "for $s = 1$ to $S$ do", + "bbox": [ + 575, + 691, + 679, + 700 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {S a m p l e} z ^ {s} \\sim \\mathcal {N} (0, \\sigma_ {s} ^ {2})\n$$\n", + "text_format": "latex", + "bbox": [ + 594, + 702, + 720, + 715 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nm \\gets \\frac {1}{\\mathcal {S}} \\sum_ {s ^ {\\prime} = 1} ^ {S} f _ {\\psi} ^ {- 1} (z ^ {s ^ {\\prime}}; M _ {0} k)\n$$\n", + "text_format": "latex", + "bbox": [ + 575, + 715, + 745, + 729 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{c c} v \\leftarrow & \\frac {1}{S - 1} \\sum_ {s = 1} ^ {S} (f _ {\\psi} ^ {- 1} (z ^ {s}; M _ {0} k) - \\\\ m) ^ {\\circ 2} \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 575, + 729, + 785, + 753 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nu \\leftarrow v / \\| v \\| _ {2} \\quad \\triangleright \\text {N o r m a l i z e d} \\widehat {\\operatorname {V a r}}\n$$\n", + "text_format": "latex", + "bbox": [ + 575, + 755, + 785, + 768 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nj ^ {\\star} \\leftarrow \\arg \\min _ {j} \\| u - c _ {j} \\| _ {2} \\triangleright \\text {S e l e c t i o n}\n$$\n", + "text_format": "latex", + "bbox": [ + 575, + 768, + 785, + 780 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nI ^ {\\prime} \\leftarrow h (k; M _ {j ^ {\\star}}, \\theta_ {j ^ {\\star}}) \\quad \\triangleright \\text {R e c o n}.\n$$\n", + "text_format": "latex", + "bbox": [ + 575, + 781, + 785, + 792 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "However, this method is not the optimal approach for maximizing SSIM. In general, it is known that introducing randomness to the mask is effective in maximizing SSIM [27]. Therefore, we generate $M_{j}$ using rejection sampling proportional to $c_{j}$ . Then, we train the dedicated $\\theta_{j}$ for the corresponding $M_{j}$ . Figure 2 shows the overview of adaptive selection, clearly showing why the proposed adaptive selection is adaptive. Algorithms 1 and 2 provide detailed descriptions of the training and inference processes of our adaptive selection method, respectively.", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 292, + 375, + 311 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We proposed the adaptive selection of sampling-reconstruction scheme in Sec. 3 to address the issues of $\\mathcal{H}_1$ and $\\mathcal{H}_2$ . This section experimentally demonstrates that the proposed method performs well in various settings of Fourier CS.", + "bbox": [ + 212, + 327, + 787, + 375 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Fourier CS face reconstruction", + "text_level": 1, + "bbox": [ + 215, + 397, + 516, + 412 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We performed Fourier compressed sensing on the CelebA dataset [14], which consists of $160 \\times 160$ RGB human face images. Similar to LOUPE [2], the reconstruction network used a U-Net [21] architecture, with 6 input channels and 3 output channels, because the input, zero-filling reconstruction, is complex.", + "bbox": [ + 212, + 424, + 785, + 484 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Figure 3 shows a qualitative comparison of our method $(\\mathcal{H}_{1.5})$ and other $\\mathcal{H}_1$ , $\\mathcal{H}_2$ methods [2,4,27] at the acceleration rate $16\\times$ with the metrics of SSIM and PSNR. Our final reconstruction results are superior to those of other methods, which supports Theorems 1 and 2. In detail, our method adeptly selects sampling-reconstruction pairs using HF Bayesian uncertainty. Looking at the first column of Fig. 3, in the case of A, the presence of horizontal stripes in the background results in a high uncertainty in the vertical direction, whereas in B, the elongated blonde hair leads to a high uncertainty in the horizontal HF components. In Fig. 4, which shows the sampling masks (with the selection) and the corresponding reconstruction results of $\\mathcal{H}_{1.5}$ , our $e_{\\psi}$ selected $M_2$ , which has a shape similar to the uncertainty of A in the second column, obtained the highest SSIM for A. $M_2$ emphasizes in red in the error map, indicating effective suppression of artifacts caused by horizontal high-frequency components in the background, achieved by sampling more in the vertical direction. Similarly, $M_3$ in the third column, which has a shape similar to the uncertainty of B, achieved the highest SSIM for B. $M_3$ is highlighted in the error map, revealing reduced errors in the hair region of the subject due to increased sampling in the horizontal direction.", + "bbox": [ + 212, + 484, + 787, + 743 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Multi-coil CS-MRI reconstruction", + "text_level": 1, + "bbox": [ + 215, + 767, + 542, + 782 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We also performed Fourier compressed sensing on the fastMRI multi-coil brain dataset [30]. We resized all slices to a size of $320 \\times 320$ . The number of coils was 16. Most implementations of $\\mathcal{H}_1$ and $\\mathcal{H}_2$ methods were based on the official", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 366, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Ground truth $\\mathcal{H}_1$ : VD [27] $\\mathcal{H}_1$ : LOUPE [2] $\\mathcal{H}_2$ : Policy [4] $\\mathcal{H}_{1.5}$ (ours)", + "bbox": [ + 222, + 143, + 767, + 160 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/aa688e9f4df7e81763c16e7f96ae5301d79cd3c0dc39a3b912c5d90c968488bb.jpg", + "image_caption": [ + "Fig. 3: Our adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5})$ shows the strongest reconstruction performance (emphasized in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate $16\\times$ in the CelebA dataset [14]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + ], + "image_footnote": [], + "bbox": [ + 217, + 160, + 785, + 510 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "fastMRI repository1. We experimented not only with 2D undersampling patterns, as described in Sec. 5, but also with 1D line subsampling used in actual MRI. For the latter, we modified the SR space generation model [23] to achieve a $16 \\times$ SR only in the horizontal direction.", + "bbox": [ + 212, + 633, + 787, + 695 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Figure 5 shows a qualitative comparison of our method $(\\mathcal{H}_{1.5})$ and other $\\mathcal{H}_1$ , $\\mathcal{H}_2$ methods [2,4,27] at $4\\times 1\\mathrm{D}$ undersampling with the metrics of SSIM and PSNR. Our final reconstructions outperform other methods, supporting Theorems 1 and 2. In the right half of Fig. 4, our $e_{\\psi}$ selected $(M_1,\\theta_1)$ , which samples more of the low-frequency components, obtained the best reconstruction result for A (second row). Besides, for input B (fourth row), $(M_3,\\theta_3)$ generated the best reconstruction result (highlighted in red). Since $M_3$ samples the high-frequency components more, it made the clearest imaging of the longitudinal", + "bbox": [ + 212, + 695, + 787, + 816 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 9 + }, + { + "type": "page_footnote", + "text": "$^{1}$ https://github.com/facebookresearch/fastMRI", + "bbox": [ + 217, + 823, + 544, + 839 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/f82782bf26da0132133d394622014ae9d029db7cf964d59e1a09aee997473969.jpg", + "image_caption": [ + "Fig. 4: Our adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5})$ adaptively selects the best sampling-reconstruction pair based on the HF uncertainty of the input, leading to strong reconstruction performance. Here, we show a qualitative comparison of reconstruction and error map obtained using the mask-reconstruction pairs $((M_j,\\theta_j)_{j = 1}^3)$ generated from Algorithm 1 at acceleration rate $16\\times$ in the CelebA dataset [14] and at acceleration rate $4\\times$ in the fastMRI dataset [30]. Our Algorithm 2 estimated the uncertainty of each image as in Figs. 3 and 5, and then selected the appropriate mask $M_{j}$ (with $\\theta_{j}$ ) as emphasized in red. For all images in this case, the selected $(M_j,\\theta_j)$ resulted in the best reconstruction outcomes. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 782, + 506 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "fissure, indicating the effectiveness of the proposed method (i.e., Algorithms 1 and 2).", + "bbox": [ + 212, + 688, + 785, + 718 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In Tab. 2, we present the average SSIM of the proposed scheme in various accelerations and datasets. For comparison, LOUPE [2] and policy-based method [4] are evaluated. Two non-adaptive methods, uniformly random mask and sampling from VD [27], are also evaluated. For a 1D line sampling CS-MRI, equispaced masks are additionally evaluated. As shown in Tab. 2, our adaptive selection approach consistently achieves higher SSIM compared to other methods in all scenarios. For example in CelebA dataset at acceleration rate $8 \\times$ , SSIM of our method (0.9405) is about 0.04 higher than the best of $\\mathcal{H}_1$ (0.9073) and", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 367, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Ground truth $\\mathcal{H}_1$ : VD [27] $\\mathcal{H}_1$ : LOUPE [2] $\\mathcal{H}_2$ : Policy [4] $\\mathcal{H}_{1.5}$ (ours)", + "bbox": [ + 223, + 143, + 767, + 160 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/eb6d6247289ad0c6fe5294eefaf9dfcc3c85548917d33436a448723ba5d22848.jpg", + "image_caption": [ + "Fig. 5: In a practical multi-coil CS-MRI 1D line sampling scenario, our adaptive selection of sampling-reconstruction shows the highest SSIM (highlighted in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate $4 \\times$ in the fastMRI dataset [30]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + ], + "image_footnote": [], + "bbox": [ + 217, + 161, + 785, + 510 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "$\\mathcal{H}_2$ (0.8501). In addition in a realistic setting, CS-MRI 1D at acceleration rate $8 \\times$ , SSIM of our method (0.9407) is about 0.004 higher than the best of $\\mathcal{H}_1$ (0.9367) and $\\mathcal{H}_2$ (0.9240), which is a significant difference in MRI reconstruction problem [33].", + "bbox": [ + 212, + 633, + 787, + 696 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5 Discussion", + "text_level": 1, + "bbox": [ + 215, + 718, + 354, + 734 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Does the SR space generation model quantify the HF uncertainty well? Since sample variance estimates MSE, evaluating SR space generation can be done by sorting the sample variance, as in Proposition 1. After adaptive sampling and zero-filling for reconstruction, PSNR can be used as a metric for assessment. We qualitatively (in the supplementary material) and quantitatively (in Tab. 3) compare the adaptive sampling results in MRI [30] at acceleration", + "bbox": [ + 212, + 750, + 787, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/49750a500cbda12e041dc5b2328cce939710f09db9f7eedf566a3b8e2272ef05.jpg", + "table_caption": [ + "Table 2: Our adaptive selection of sampling-reconstruction $(\\mathcal{H}_{1.5}$ , Algorithms 1 and 2) shows the highestSSIM in Fourier CS in various settings (CelebA dataset [14] w/ 2D sampling, fastMRI multi-coil dataset [30] w/ 1D, 2D sampling)." + ], + "table_footnote": [], + "table_body": "
SSIM↑CelebACS-MRI 2DCS-MRI 1D
Method \\ Accel.8×16×4×8×4×8×
H1Random0.83780.86840.96630.95060.95330.9255
VD [27]0.90730.87340.96980.95780.96030.9367
LOUPE [2]0.87420.86730.96710.95250.95410.9218
Equispace (1D)----0.96030.9258
H2Policy [4]0.85010.83940.96980.95720.95690.9240
H1.5Adaptive selection (ours)0.94050.89520.97040.95850.96240.9407
", + "bbox": [ + 215, + 198, + 792, + 358 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/fbde0c7e771805aaf45d3c24624217e78ad7d42f90b4ca879c8b34120eadb9b9.jpg", + "table_caption": [ + "Table 3: Quantitative comparison of PSNR and SSIM with zero-filling. 'Sorted-Self' achieved the highest PSNR, which supports our Proposition 1. Thus, we can assert that the SR space generation model effectively quantifies the HF uncertainty." + ], + "table_footnote": [], + "table_body": "
PSNR / SSIMSorted-SelfSorted-AnotherVD [27]
4×37.15 / 0.93936.36 / 0.92233.33 / 0.854
8×34.79 / 0.91034.24 / 0.89432.16 / 0.834
", + "bbox": [ + 276, + 425, + 727, + 483 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "rate $8 \\times$ . Table 3 presents the average PSNR and SSIM of the proposed methods on the validation dataset. 'Sorted-Self' refers to the zero-filling reconstruction results obtained when sorting its own HF Bayesian uncertainty to create a mask, while 'Sorted-Another' randomly shuffles the masks among the data points. We additionally generate a mask sampled from VD [27] for comparison. As a result, the 'Sorted-Self' approach consistently achieves the highest PSNR and SSIM. These results show that the SR space generation effectively quantifies HF Bayesian uncertainty.", + "bbox": [ + 215, + 512, + 787, + 633 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Effect of the number of segments $J$ Here, we validate Remark 2 by conducting an ablation study using the dataset employed in our experiments. Figure 6 shows the average of the lowest $5\\%$ , $10\\%$ , and $100\\%$ of SSIM values ( $\\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}}$ , $\\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}}$ , and $\\overline{\\mathrm{SSIM}}$ ) for all $J = 1, \\ldots, 4$ in the CS-MRI $8 \\times$ experiments (2D and 1D). The fact that the increase in $\\overline{\\mathrm{SSIM}}$ is less noticeable when transitioning from $J = 2$ to $J = 3$ or $J = 4$ compared to the transition from $J = 1$ to $J = 2$ supports the first part of Remark 2, \"As $J$ increases, despite more training resources, the average performance reaches a plateau at some point.\" Additionally, the relatively significant increase in $\\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}}$ and $\\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}}$ when transitioning from $J = 2$ to $J = 3$ or from $J = 3$ to $J = 4$ supports the latter part of Remark 2, \"As $J$ increases, it becomes more robust against outliers.\" Therefore, users can choose $J$ considering this trade-off.", + "bbox": [ + 215, + 657, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 367, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/be23ee449c4e3542b0b52ad8c7ca25c45f1f986da4432dc870857488bc6f5efd.jpg", + "image_caption": [ + "(a) CS-MRI 2D $8\\times$" + ], + "image_footnote": [], + "bbox": [ + 235, + 147, + 454, + 297 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/59875d849764594f31bb9c400a9451cf671a07118f7ae0baf178b1861f47ac9c.jpg", + "image_caption": [ + "(b) CS-MRI 1D $8\\times$", + "Fig. 6: Trade-off with the number of segments $J$ . The average of the lowest $\\{5\\%, 10\\%, 100\\}$ of SSIM values according to the number of segments $J$ in CS-MRI (a) 2D $8 \\times$ and (b) 1D $8 \\times$ experiment, respectively. All SSIM values were shown as margin with respect to $J = 1$ . SSIM reaches a plateau after $J = 2$ , but $\\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}}$ and $\\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}}$ become more higher in $J = 2, 3$ or 4. These results support our Remark 2." + ], + "image_footnote": [], + "bbox": [ + 486, + 148, + 771, + 297 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/63326ba2ea3af7bd70a28815b3ab7a3dcb3b9963e842c97701f1b5484ba34850.jpg", + "table_caption": [ + "Table 4: Comparison of rejection sampling and 'kmeans-Sorted'." + ], + "table_footnote": [], + "table_body": "
SSIM in CS-MRI J=32D 4×2D 8×1D 4×1D 8×
Rejection sampling (ours)0.97040.95850.96240.9407
kmeans-Sorted0.96120.94780.94930.9167
", + "bbox": [ + 276, + 439, + 727, + 497 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Other sampling methods We employed the rejection sampling to introduce randomness to the mask [27]. To check the effectiveness of the rejection sampling, we compare it with 'kmeans-Sorted' method (i.e., applying 'Self-Sorted' in Tab. 3 to the k-means centroids). In Tab. 4, SSIM in rejection sampling is much higher than 'kmeans-Sorted' in MRI datasets, supporting the effectiveness of rejection sampling.", + "bbox": [ + 212, + 527, + 787, + 619 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "For more discussions such as runtimes, see the supplementary material.", + "bbox": [ + 238, + 621, + 751, + 636 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 665, + 359, + 681 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We have presented an adaptive selection of sampling-reconstruction $\\mathcal{H}_{1.5}$ framework for Fourier CS. Our method uses an SR space generation model to quantify the high-frequency Bayesian uncertainty of each input; hence is adaptive compared to the existing joint optimization of sampling-reconstruction $(\\mathcal{H}_1)$ (Theorem 1). Since our method has a dedicated reconstruction network for each sampling mask, unlike adaptive sampling $(\\mathcal{H}_2)$ , our method does not suffer from the Pareto suboptimality (Theorem 2). The proposed method improved SSIM in various Fourier CS experiments, such as CS of facial images and CS-MRI in a practical multi-coil setting.", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "S. Hong et al.", + "bbox": [ + 271, + 114, + 364, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported by Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government(MSIT) [NO.RS-2021-II211343, Artificial Intelligence Graduate School Program (Seoul National University)], the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. NRF-2022R1A4A1030579), Creative-Pioneering Researchers Program through Seoul National University and AI-Bio Research Grant through Seoul National University. Also, the authors acknowledged the financial support from the BK21 FOUR program of the Education and Research Program for Future ICT Pioneers, Seoul National University.", + "bbox": [ + 212, + 176, + 789, + 313 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 335, + 321, + 351 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Arthur, D., Vassilvitskii, S.: K-means++ the advantages of careful seeding. In: ACM-SIAM symposium on Discrete algorithms. pp. 1027-1035 (2007)", + "2. Bahadir, C.D., Wang, A.Q., Dalca, A.V., Sabuncu, M.R.: Deep-learning-based optimization of the under-sampling pattern in MRI. IEEE Transactions on Computational Imaging 6, 1139-1152 (2020)", + "3. Bakker, T., van Hoof, H., Welling, M.: Experimental design for MRI by greedy policy search. NeurIPS 33, 18954-18966 (2020)", + "4. 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In: CVPR. pp. 2049-2058 (2019)", + "bbox": [ + 217, + 146, + 787, + 189 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Adaptive Selection of Sampling-Reconstruction in FCS", + "bbox": [ + 367, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_model.json b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_model.json new file mode 100644 index 0000000000000000000000000000000000000000..a4adc33dfccc16d7daa7453e582a66a6badfa8c6 --- /dev/null +++ b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_model.json @@ -0,0 +1,2269 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.219, + 0.141, + 0.784, + 0.187 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing" + }, + { + "type": "text", + "bbox": [ + 0.289, + 0.213, + 0.713, + 0.244 + ], + "angle": 0, + "content": "Seongmin Hong\\(^{1}\\), Jaehyeok Bae\\(^{1}\\), Jongho Lee\\(^{1,2\\star}\\), and Se Young Chun\\(^{1,2,3\\star}\\)" + }, + { + "type": "text", + "bbox": [ + 0.29, + 0.255, + 0.713, + 0.313 + ], + "angle": 0, + "content": "\\(^{1}\\)Dept. of Electrical and Computer Engineering, \\(^{2}\\)INMC, \\(^{3}\\)IPAI Seoul National University, Republic of Korea {smhongok, wogur110, jonghoyi, sychun}@snu.ac.kr Project page: https://smhongok.github.io/ada-sel.html" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.35, + 0.744, + 0.655 + ], + "angle": 0, + "content": "Abstract. Compressed sensing (CS) has emerged to overcome the inefficiency of Nyquist sampling. However, traditional optimization-based reconstruction is slow and may not yield a high-quality image in practice. Deep learning-based reconstruction has been a promising alternative to optimization-based reconstruction, outperforming it in accuracy and computation speed. Finding an efficient sampling method with deep learning-based reconstruction, especially for Fourier CS remains a challenge. Existing joint optimization of sampling-reconstruction works \\((\\mathcal{H}_1)\\) optimize the sampling mask but yield suboptimal results because it is not adaptive to each data point. Adaptive sampling \\((\\mathcal{H}_2)\\) has also disadvantages of difficult optimization and Pareto sub-optimality. Here, we propose a novel adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5})\\) framework that selects the best sampling mask and reconstruction network for each input data. We provide theorems that our method has a lower infimum of the true risk compared to \\(\\mathcal{H}_1\\) and effectively solves the Pareto sub-optimality problem in sampling-reconstruction by using separate reconstruction networks for different sampling masks. To select the best sampling mask, we propose to quantify the high-frequency Bayesian uncertainty of the input, using a super-resolution space generation model. Our method outperforms joint optimization of sampling-reconstruction \\((\\mathcal{H}_1)\\) and adaptive sampling \\((\\mathcal{H}_2)\\) by achieving significant improvements on several Fourier CS problems." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.668, + 0.744, + 0.697 + ], + "angle": 0, + "content": "Keywords: Fourier compressed sensing \\(\\cdot\\) Sampling-reconstruction \\(\\cdot\\) Adaptive selection \\(\\cdot\\) Bayesian uncertainty" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.723, + 0.376, + 0.739 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.755, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Compressed sensing (CS) has revolutionized the field of image acquisition, enabling the reconstruction of high-quality images from a reduced number of measurements. This remarkable feat is achieved by exploiting the sparsity of natural images (or medical images) in certain transform domains. The CS theory [6, 10]" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.826, + 0.416, + 0.84 + ], + "angle": 0, + "content": "\\* Co-corresponding authors." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "image", + "bbox": [ + 0.306, + 0.148, + 0.703, + 0.255 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.304, + 0.259, + 0.7, + 0.273 + ], + "angle": 0, + "content": "(a) Joint optimization of sampling-reconstruction \\((\\mathcal{H}_1[2,7,8,13,31])\\)" + }, + { + "type": "image", + "bbox": [ + 0.307, + 0.288, + 0.703, + 0.405 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.385, + 0.41, + 0.616, + 0.422 + ], + "angle": 0, + "content": "(b) Adaptive sampling \\((\\mathcal{H}_2[3,4,28,29])\\)" + }, + { + "type": "image", + "bbox": [ + 0.307, + 0.439, + 0.703, + 0.554 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.321, + 0.56, + 0.68, + 0.573 + ], + "angle": 0, + "content": "(c) Adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5}\\), ours)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.583, + 0.788, + 0.724 + ], + "angle": 0, + "content": "Fig. 1: We propose the adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5}, \\mathbf{c})\\). In Fourier compressed sensing, there were two classes of methods for finding the optimal sampling: joint optimization of sampling-reconstruction \\((\\mathcal{H}_1, \\mathbf{a})\\) and adaptive sampling \\((\\mathcal{H}_2, \\mathbf{b})\\). \\(\\mathcal{H}_1\\) has low potential as its mask \\(M\\) is not adaptive to each data point. \\(\\mathcal{H}_2\\) poses a challenge in optimizing the mask generator \\((\\pi_{\\phi})\\) and then exhibits Pareto suboptimality, where a single \\(\\theta\\) is not optimal for multiple masks \\(M \\in \\mathcal{R}(\\pi_{\\phi})\\). In contrast, \\(\\mathcal{H}_{1.5}\\) is adaptive for input \\(k\\) (\\(e_{\\psi}\\) in c selects the best \\(M\\)-\\(\\theta\\) pair), avoids the challenge of backpropagation to discrete space (red lines in a, b, c), and achieves Pareto optimality by dedicating each network \\(\\theta_j\\) exclusively to \\(M_j\\). \\(\\odot\\) denotes the componentwise multiplication." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.847 + ], + "angle": 0, + "content": "guarantees that an image can be accurately recovered from a non-adaptive random sampling pattern, with much fewer samples than the Nyquist-Shannon sampling theorem requires, if the image has a sparse representation in that domain. Before the era of deep learning, CS used to refer to obtaining the final image through \\( l_{1} \\)-regularized reconstruction, i.e., solving Lasso [6]. Recently, reconstruction has" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.367, + 0.114, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.174 + ], + "angle": 0, + "content": "Table 1: Adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5})\\) alleviates the drawbacks of joint optimization of sampling-reconstruction \\((\\mathcal{H}_1)\\) and adaptive sampling \\((\\mathcal{H}_2)\\)." + }, + { + "type": "table", + "bbox": [ + 0.241, + 0.185, + 0.763, + 0.296 + ], + "angle": 0, + "content": "
MethodsAdaptive to input kBackprop to a continuous spacePareto optimal θ
H1[2,7,8,13,26,31]XX(✓ [26])✓
H2[3,4,22,28,29]✓X(✓ [22])X
H1.5 (ours)✓✓✓
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.326, + 0.784, + 0.355 + ], + "angle": 0, + "content": "often been performed using deep neural networks trained on the data. In this paper, we focus on deep learning-based reconstructions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.356, + 0.788, + 0.537 + ], + "angle": 0, + "content": "Fourier compressed sensing (Fourier CS) refers to CS where the measurement is in the discrete Fourier transform (DFT) of an image. As electromagnetic waves are inherently wave-like, obtaining spatial information such as pixel values directly is not feasible. Instead, spatial information is acquired through DFT. Obtaining samples for every Fourier-transformed element can be costly. Unlike the CS theory that suggests random sampling is sufficient, the sampling results of Fourier CS, similar to the prior in natural images, concentrate a significant amount of energy in the low-frequency (LF) components [18,27]. Despite deviating from the random sampling principle of CS theory, Fourier CS achieves excellent image quality in many domains by extensively sampling LF components; hence it has been successfully applied to various electromagnetic imaging applications, including magnetic resonance imaging (MRI) [18, 19] or radar [9, 11]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.719 + ], + "angle": 0, + "content": "However, finding an optimal sampling method that is both efficient and effective remains a challenge in Fourier CS. One approach is the joint optimization of sampling-reconstruction (denoted by \\(\\mathcal{H}_1\\)) [2,7,8,13,26,31], where the parameters of both the sampling and reconstruction networks are jointly trained using the dataset, as depicted in Fig. 1a. But this approach has two drawbacks, as described in Tab. 1. Firstly, it is not adaptive to each data point, i.e., the optimized sampling and the reconstruction parameter would not be the best pair for a specific input. Moreover, the reconstruction network is usually trained by backpropagation. To employ backpropagation, the parameters are expected to be defined within continuous spaces. This makes training the sampling mask not trivial, as it is defined in a discrete space. Most methods [2,7,8,13,31] just perform discrete optimization anyway using the straight-through estimator [5,31]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "The other approach is adaptive sampling (denoted by \\(\\mathcal{H}_2\\)) [3,4,20,25,28,29,34], which aims to generate the best sampling mask for each data point (or each image) based on the fact that a predetermined sampling mask may not be optimal for every situation. Most adaptive sampling studies generate the optimal sampling mask based on the information from the initially measured LF components of each data point, which has the potential to achieve excellent results. Then, they usually have a single reconstruction network that is responsible for many optimal masks for all data points. Unfortunately, there are a couple of major issues in" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.283 + ], + "angle": 0, + "content": "current adaptive sampling, as in Tab. 1. Similar to the joint optimization of sampling-reconstruction models, optimizing the mask generator is challenging due to the broad and discrete mask space, as depicted in Fig. 1b. Secondly, the single reconstruction network for diverse sampling masks may not be Pareto optimal, which we called Pareto suboptimal reconstruction network. Note that a similar issue can arise in the task of restoring various degradations (e.g., the performance of a blind denoising network trained on multiple noise levels is usually lower than that of an identical network trained only on the specific noise level used as the actual input [32])." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.283, + 0.804, + 0.433 + ], + "angle": 0, + "content": "In this paper, we propose a novel adaptive selection of the sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling. It is adaptive to each data point, avoids backpropagation to discrete spaces, and its reconstruction network is Pareto optimal. In the adaptive selection, we first sample LF components quickly and then leverage a super-resolution (SR) space generation model, to quantify the high-frequency (HF) Bayesian uncertainty. This approach ensures that HF components, which contain crucial details, are sampled more effectively, leading to improved reconstruction quality. The main contributions of our paper are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.44, + 0.787, + 0.484 + ], + "angle": 0, + "content": "- Proposing a novel adaptive selection of sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling with theoretical justification." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.484, + 0.787, + 0.514 + ], + "angle": 0, + "content": "- Designing the adaptive selection to efficiently quantify HF Bayesian uncertainty by leveraging an SR space generation model for determining sampling masks." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.514, + 0.787, + 0.56 + ], + "angle": 0, + "content": "- Demonstrating that our adaptive selection improves performance in multiple Fourier CS problems such as facial image restoration (up to 0.04 average gain in SSIM) and multi-coil MR reconstruction (up to 0.004 average gain in SSIM)." + }, + { + "type": "list", + "bbox": [ + 0.215, + 0.44, + 0.787, + 0.56 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.579, + 0.396, + 0.594 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.608, + 0.488, + 0.623 + ], + "angle": 0, + "content": "2.1 Fourier compressed sensing" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.797 + ], + "angle": 0, + "content": "Fourier CS can be defined as the following regression problem. Let us define the dataset \\(\\mathcal{D} = \\{(k^i,I^i)\\}_{i = 1}^N\\) such that \\(k^{1},k^{2},\\ldots ,k^{N}\\in \\mathcal{K}\\subseteq \\mathbb{C}^{L}\\) are fully-sampled k-space data and \\(I^1,I^2,\\dots,I^N\\in \\mathcal{I}\\subseteq \\mathbb{R}^L\\) are the corresponding images, respectively. Let us define the mask space by \\(\\mathcal{M}\\subseteq \\{0,1\\}^{L\\times L}\\) whose element is a diagonal binary matrix (indicating acquired (1) and unacquired (0) grid points). Let \\(h(k;M,\\theta):\\mathcal{K}\\times \\mathcal{M}\\times \\Theta \\to \\mathcal{I}\\) be a reconstruction function of \\(k\\) for a sampling mask \\(M\\in \\mathcal{M}\\) and a reconstruction network (e.g., U-Net [21] or E2E-VarNet [24]) parameterized by \\(\\theta \\in \\Theta\\). Then, this function \\(h\\) can be used as a joint sampling-reconstruction model that optimizes both the sampling mask \\(M\\) and the reconstruction network \\(\\theta\\). Specifically, for the given dataset \\(\\mathcal{D}\\), the model is optimized to minimize the following empirical risk" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.803, + 0.646, + 0.844 + ], + "angle": 0, + "content": "\\[\n\\hat {\\mathcal {L}} [ h (\\mathcal {K}; M, \\theta) ] = \\frac {1}{N} \\sum_ {i = 1} ^ {N} l (I ^ {i}, h (k ^ {i}; M, \\theta)),\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.367, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.145, + 0.635, + 0.163 + ], + "angle": 0, + "content": "where \\(l\\) is the loss function (e.g., \\(l(I, \\hat{I}) = 1 - \\mathrm{SSIM}(I, \\hat{I})\\))." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.184, + 0.639, + 0.199 + ], + "angle": 0, + "content": "2.2 Joint optimization of sampling-reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.207, + 0.784, + 0.253 + ], + "angle": 0, + "content": "One of the recent approaches to finding a good sampling mask is joint optimization of sampling-reconstruction [2, 7, 8, 13, 26, 31], which reconstructs the image with a non-adaptive mask \\( M \\in \\mathcal{M} \\). They are defined as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.383, + 0.265, + 0.788, + 0.281 + ], + "angle": 0, + "content": "\\[\n\\mathcal {H} _ {1} = \\{h (\\cdot ; M, \\theta) | M \\in \\mathcal {M}, \\theta \\in \\Theta \\}. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.29, + 0.784, + 0.366 + ], + "angle": 0, + "content": "They jointly optimize \\( M \\) and \\( \\theta \\) for a dataset; however, \\( M \\) is not adaptive to each data point. Whether using a tailored \\( M \\) or not, the fundamental limitation of \\( \\mathcal{H}_1 \\) is that the sampling mask is not optimal for each data point. Moreover, they exhibit highly varying results across different settings, as they require discrete optimization [2,7,8,13,31] or virtual data [26], as shown in Fig. 1a and Tab. 1." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.387, + 0.418, + 0.403 + ], + "angle": 0, + "content": "2.3 Adaptive sampling" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.41, + 0.784, + 0.472 + ], + "angle": 0, + "content": "Some recent works [3, 4, 20, 28, 28, 29] employ adaptive mask, using a mask generator \\(\\pi_{\\phi}: M_0\\mathcal{K} \\to \\mathcal{M}\\), parameterized by \\(\\phi \\in \\varPhi\\), as shown in Fig. 1b. Here, \\(M_0 \\in \\mathcal{M}\\) denotes a mask that samples only LF components. Adaptive sampling approaches minimize \\(\\hat{\\mathcal{L}}[h]\\) on" + }, + { + "type": "equation", + "bbox": [ + 0.323, + 0.484, + 0.788, + 0.499 + ], + "angle": 0, + "content": "\\[\n\\mathcal {H} _ {2} = \\left\\{h (\\cdot ; \\pi_ {\\phi} (\\cdot), \\theta) \\mid \\pi_ {\\phi}: M _ {0} \\mathcal {K} \\rightarrow \\mathcal {M}, \\theta \\in \\Theta , \\phi \\in \\Phi \\right\\}. \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.784, + 0.568 + ], + "angle": 0, + "content": "Obviously, \\(\\mathcal{H}_1 \\subseteq \\mathcal{H}_2\\). That is, \\(\\mathcal{H}_2\\) has the greatest potential but is hard to train because of its complexity. Specifically, \\(\\mathcal{H}_2\\) faces two main issues: the difficulty of the mask generator \\((\\pi_{\\phi})\\) optimization, and Pareto suboptimality of \\(\\theta\\), due to the fact that a single reconstruction network is responsible for multiple masks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.785, + 0.704 + ], + "angle": 0, + "content": "Previous studies on \\(\\mathcal{H}_2\\) have used reinforcement learning [3, 20, 28] or backpropagation [3, 4, 28, 29] using straight-through estimator [5, 31] to optimize mask generator \\(\\pi_{\\phi}\\), but this is a complicated problem because the action space \\(\\mathcal{M}\\) is too broad and discrete. \\(\\theta\\) is Pareto suboptimal in adaptive sampling studies since there are multiple sampling masks \\(M\\) while only one \\(\\theta\\) exists at inference time. Due to these difficulties, most adaptive sampling studies in CS-MRI have been conducted in a clinically less relevant simple setting of single-coil [3, 20, 25, 28, 29, 34]. There was only one study conducted on realistic multi-coil setting [4], but the final models of [4] turned out to be non-adaptive, which is an unintended consequence" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.786, + 0.84 + ], + "angle": 0, + "content": "To avoid optimization in discrete space, [22] proposed adaptive sampling using a conditional Generative Adversarial Network (cGAN). During sampling, cGAN assesses the uncertainty of samples yet to be acquired. Subsequently, the user selects a sample with the highest uncertainty for acquisition (i.e., greedy algorithm). This process of quantifying and sampling is iteratively repeated. While this method benefits from backpropagation occurring only in continuous space (Tab. 1) it still faces the challenge of a single reconstruction network, having to perform reconstruction for all masks. Consequently, CS-MRI experiments were conducted using a simple single-coil setup." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.541, + 0.163 + ], + "angle": 0, + "content": "2.4 Super-resolution space generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.172, + 0.79, + 0.364 + ], + "angle": 0, + "content": "Super-resolution (SR) space generation [16, 17] aims to create diverse high-resolution (HR) images that can be downsampled to the same low-resolution (LR) image (i.e., \\( q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) \\notin \\{\\delta_I | I \\in \\mathcal{I}\\} \\)). For this purpose, a stochastic approach is used rather than a deterministic one. Conditional normalizing flow-based SR space generation methods [12, 15, 23] explicitly obtain \\( q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) \\) using a diffeomorphic mapping \\( f_{\\psi}: \\mathcal{I} \\to \\mathcal{Z} \\) and a simple base distribution \\( q_{z} \\) (e.g., standard Gaussian), as \\( q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) = q_{z}(f_{\\psi}(I_{\\mathrm{HR}}; I_{\\mathrm{LR}}))|\\det \\frac{\\partial f_{\\psi}}{\\partial I_{\\mathrm{HR}}} (I_{\\mathrm{HR}}; I_{\\mathrm{LR}})| \\). Since \\( f_{\\psi} \\) is invertible, \\( q_{z} \\) and \\( f_{\\psi}^{-1} \\) can be used to directly sample \\( I_{\\mathrm{HR}} \\) from \\( q_{\\psi} \\) (i.e., \\( z \\sim q_{z} \\Rightarrow f_{\\psi}^{-1}(z; I_{\\mathrm{LR}}) \\sim q_{\\psi}(\\cdot|I_{\\mathrm{LR}}) \\)). In this work, we trained and exploited a recent robust flow-based SR space generation method [23], with tuned hyperparameters [12] for stability, to generate HR images from the corresponding LR image that is reconstructed from undersampled k-space data with mask \\( M_0 \\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.386, + 0.434, + 0.403 + ], + "angle": 0, + "content": "3 Proposed methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.418, + 0.789, + 0.496 + ], + "angle": 0, + "content": "In Sec. 2.2 and 2.3, we investigated the difficulty of optimizing the mask generator \\(\\pi_{\\phi}\\), and Pareto optimal \\(\\theta\\) (for all masks). This section proposes a novel scheme, adaptive selection of sampling-reconstruction, which does not encounter these problems. Using two Theorems 1 and 2, we explain our adaptive selection \\((\\mathcal{H}_{1.5})\\) is better than the joint optimization \\((\\mathcal{H}_1)\\) and the adaptive sampling \\((\\mathcal{H}_2)\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.516, + 0.638, + 0.533 + ], + "angle": 0, + "content": "3.1 Adaptive selection of sampling-reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.542, + 0.618, + 0.559 + ], + "angle": 0, + "content": "Our adaptive selection model \\(\\mathcal{H}_{1.5}\\) is defined as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.226, + 0.567, + 0.789, + 0.618 + ], + "angle": 0, + "content": "\\[\n\\mathcal {H} _ {1. 5} = \\left\\{\\sum_ {j = 1} ^ {J} e _ {\\psi} (\\cdot) _ {j} h (\\cdot ; M _ {j}, \\theta_ {j}) \\middle | e _ {\\psi}: M _ {0} \\mathcal {K} \\rightarrow \\{e _ {j} \\} _ {j = 1} ^ {J}, M _ {j} \\in \\mathcal {M}, \\theta_ {j} \\in \\Theta , \\forall j \\right\\} \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.789, + 0.72 + ], + "angle": 0, + "content": "where \\( e_j \\) is the \\( j \\)-th standard unit vector (i.e., one-hot vector). Each submodel \\( h(\\cdot; M_j, \\theta_j) \\) contains mask \\( M_j \\) and reconstruction network \\( \\theta_j \\) as a pair, which is Pareto optimal. At inference time, each data selects an appropriate submodel through the mask selector \\( e_\\psi(\\cdot)_j \\), which takes input \\( M_0 k \\). This scheme is similar to a segmented regression problem that ensembles multiple submodels using one-hot encoding." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.727, + 0.789, + 0.744 + ], + "angle": 0, + "content": "Remark 1. If \\(\\mathcal{H}_1\\) is a linear regression, then \\(\\mathcal{H}_{1.5}\\) is a segmented linear regression." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.751, + 0.789, + 0.798 + ], + "angle": 0, + "content": "We propose the following Theorems 1 and 2. Theorem 1 shows that \\(\\mathcal{H}_{1.5}\\) is better than \\(\\mathcal{H}_1\\) due to its adaptivity, and Theorem 2 demonstrates that \\(\\mathcal{H}_{1.5}\\) is superior to \\(\\mathcal{H}_2\\) because \\(\\mathcal{H}_2\\) has poor Pareto optimality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.805, + 0.789, + 0.845 + ], + "angle": 0, + "content": "Theorem 1 (Adaptive selection is better than non-adaptive). For a true risk \\(\\mathcal{L}\\), \\(\\inf_{h\\in \\mathcal{H}_{1.5}}\\mathcal{L}[h]\\leq \\inf_{h\\in \\mathcal{H}_1}\\mathcal{L}[h]\\)" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.367, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.185 + ], + "angle": 0, + "content": "Theorem 2 (Adaptive selection is Pareto optimal). For a true risk \\(\\mathcal{L}\\), \\(|\\pi_{\\phi}(M_0\\mathcal{K})| \\leq J \\Rightarrow \\inf_{h \\in \\mathcal{H}_{1.5}} \\mathcal{L}[h] \\leq \\inf_{h \\in \\mathcal{H}_2} \\mathcal{L}[h]\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.192, + 0.788, + 0.314 + ], + "angle": 0, + "content": "Please see the supplementary material for the proofs. Theorem 2 requires an assumption that optimizing \\(\\pi_{\\phi}\\) is difficult (i.e., \\(|\\pi_{\\phi}(M_0\\mathcal{K})| \\leq J\\)), which is justified in Section 2.2 (e.g., The final model in [4] converged to \\(|\\pi_{\\phi}(M_0\\mathcal{K})| \\to 1\\), which means non-adaptive). Theorems 1 and 2 suggest that the proposed adaptive selection scheme \\((\\mathcal{H}_{1.5})\\) may outperform both non-adaptive methods \\((\\mathcal{H}_1)\\) and adaptive sampling \\((\\mathcal{H}_2)\\). In Section 3.2, we describe the implementation of the scheme using the HF Bayesian uncertainty quantified by an SR space generation method [23]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.335, + 0.58, + 0.35 + ], + "angle": 0, + "content": "3.2 How to and what to adaptively select?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.359, + 0.788, + 0.433 + ], + "angle": 0, + "content": "(How to) proposed mask selector \\( e_{\\psi} \\): The sample variance of a generative model to produce diverse samples can be utilized to quantify uncertainty for adaptive sampling [22]. Specifically in Fourier CS, inspired by the idea of initially sampling LF components, we employ an SR space generation model [12,23] as a HF uncertainty quantifier." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.788, + 0.542 + ], + "angle": 0, + "content": "The sample variance \\( v(M_0k) \\coloneqq (\\widehat{\\mathrm{Var}}_{q_\\psi}[k_s'])_{s=1}^S \\) is an estimator of the mean square error in k-space domain, where \\( S \\) is the number of the SR samples and \\( k_s' \\) is the Fourier transform of the \\( s \\)-th sample. We make up the mask selector \\( e_\\psi \\) using \\( v(M_0k) \\). Specifically, at train time, we normalize \\( v(M_0k) \\) so that \\( u(v) \\coloneqq v / \\|v\\|_2 \\) and then use the k-means++ clustering algorithm [1] to \\( \\{u(v(M_0k^i))\\}_{i=1}^N \\) to create centroids \\( (c_j)_{j=1}^J \\). At inference time, we select adaptive mask index \\( j \\) by calculating the distance \\( u(v(M_0k)) \\) and \\( (c_j)_{j=1}^J \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.542, + 0.788, + 0.602 + ], + "angle": 0, + "content": "We also need to determine the number of the sampling-reconstruction pairs \\( J \\). Thinking of Remark 1, increasing \\( J \\) doesn't always mean better average performance; while increasing \\( J \\) can help in robustly handling outliers. This trade-off can be organized as Remark 2:" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.609, + 0.788, + 0.655 + ], + "angle": 0, + "content": "Remark 2 (Trade-off with the number of segments \\( J \\)). As \\( J \\) increases, despite more training resources, the average performance reaches a plateau at some point, but it becomes more robust against outliers." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.662, + 0.788, + 0.692 + ], + "angle": 0, + "content": "The choice of \\( J \\) depends on the user's needs; we defaulted to \\( J = 3 \\). We delve into and validate Remark 2 in Sec. 5." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.713, + 0.788, + 0.745 + ], + "angle": 0, + "content": "(What to) constructed sampling-reconstruction pairs \\((M_j, \\theta_j)_{j=1}^J\\): One might try to create \\(M_j\\) from \\(c_j\\) using just sorting, i.e.," + }, + { + "type": "equation", + "bbox": [ + 0.425, + 0.756, + 0.787, + 0.779 + ], + "angle": 0, + "content": "\\[\nM _ {j} = \\underset {M} {\\arg \\max } \\| M c _ {j} \\|, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.787, + 0.47, + 0.803 + ], + "angle": 0, + "content": "based on the following proposition." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Proposition 1 (simplified version). With mild assumptions, the sorted sample variance (4) is the PSNR-maximizing mask." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.159, + 0.784, + 0.397 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.42, + 0.79, + 0.532 + ], + "angle": 0, + "content": "Fig. 2: Using the sample variance of SR space generation [12,23] results, we can quantify HF Bayesian uncertainty (highlighted in magenta dotted box). Then, we can adaptively select a sampling-reconstruction \\((M - \\theta)\\) pair (highlighted in cyan dotted box). Here, we illustrate how our adaptive selection of sampling-reconstruction (Algorithm 2) is employed in CS-MRI. In (1)&(2) in the figure, MRI scanner scans LF k-space region and adaptively selects mask \\((M_{j^{\\star}},\\theta_{j^{\\star}})\\) pair using HF Bayesian uncertainty quantification. (3)&(4) After additionally scanned masked k-space region from \\(M_{j^{\\star}}\\) , reconstructed images are generated from masked k-space data using \\(\\theta_{j^{\\star}}\\) . See Algorithm 2 for details." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.574, + 0.387, + 0.588 + ], + "angle": 0, + "content": "Algorithm 1 Training" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.593, + 0.55, + 0.649 + ], + "angle": 0, + "content": "Input: Training set \\(\\{k^i\\}_{i = 1}^N\\) , initial sampling mask \\(M_0\\in\\) \\(\\mathcal{M}\\) , trained SR space generation model \\(f_{\\psi}:\\mathcal{I}\\to \\mathcal{Z}\\) the number of segments \\(J\\) , the number of SR generated images \\(S\\) , the number of total sampling points \\(N_{M}\\) , and the empirical risk \\(\\hat{\\mathcal{L}}\\)" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.65, + 0.55, + 0.675 + ], + "angle": 0, + "content": "Output: Masks \\((M_j)_{j=1}^J\\), reconstruction parameters \\((\\theta_j)_{j=1}^J\\), and centroids of uncertainty \\((c_j)_{j=1}^J\\)" + }, + { + "type": "text", + "bbox": [ + 0.231, + 0.675, + 0.338, + 0.684 + ], + "angle": 0, + "content": "for \\(i = 1\\) to \\(N\\) do" + }, + { + "type": "text", + "bbox": [ + 0.251, + 0.685, + 0.356, + 0.695 + ], + "angle": 0, + "content": "for \\(s = 1\\) to \\(S\\) do" + }, + { + "type": "equation", + "bbox": [ + 0.246, + 0.696, + 0.397, + 0.707 + ], + "angle": 0, + "content": "\\[\n\\text {S a m p l e} z ^ {s} \\sim \\mathcal {N} \\left(0, \\sigma_ {s} ^ {2}\\right)\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.251, + 0.708, + 0.43, + 0.722 + ], + "angle": 0, + "content": "\\[\nm ^ {i} \\leftarrow \\frac {1}{S} \\sum_ {s ^ {\\prime} = 1} ^ {S} f _ {\\psi} ^ {- 1} \\left(z ^ {s ^ {\\prime}}; M _ {0} k ^ {i}\\right)\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.251, + 0.722, + 0.484, + 0.735 + ], + "angle": 0, + "content": "\\[\nv ^ {i} \\leftarrow \\frac {1}{S - 1} \\sum_ {s = 1} ^ {S} \\left(f _ {s b} ^ {- 1} \\left(z ^ {s}; M _ {0} k ^ {i}\\right) - m ^ {i}\\right) ^ {\\circ 2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.251, + 0.736, + 0.549, + 0.75 + ], + "angle": 0, + "content": "\\(u^i\\gets v^i /\\| v^i\\| _2\\) \\(\\triangleright\\) Normalized Var" + }, + { + "type": "text", + "bbox": [ + 0.231, + 0.75, + 0.55, + 0.763 + ], + "angle": 0, + "content": "\\((c_j)_{j = 1}^J\\gets k\\text{-means + + } (\\{u^i\\}_{i = 1}^N,J)\\) \\(\\triangleright\\) k-means++" + }, + { + "type": "text", + "bbox": [ + 0.231, + 0.763, + 0.336, + 0.772 + ], + "angle": 0, + "content": "for \\(j = 1\\) to \\(J\\) do" + }, + { + "type": "text", + "bbox": [ + 0.251, + 0.773, + 0.549, + 0.785 + ], + "angle": 0, + "content": "\\(M_{j}\\gets M_{0} + RejectionSampling(c_{j},N_{M} - \\mathrm{Tr}(M_{0}))\\)" + }, + { + "type": "text", + "bbox": [ + 0.251, + 0.785, + 0.456, + 0.797 + ], + "angle": 0, + "content": "Train \\(\\theta_{j}\\) to minimize \\(\\hat{\\mathcal{L}} [h(\\cdot ;M_j,\\theta_j)]\\)" + }, + { + "type": "title", + "bbox": [ + 0.563, + 0.574, + 0.735, + 0.587 + ], + "angle": 0, + "content": "Algorithm 2 Inference" + }, + { + "type": "text", + "bbox": [ + 0.562, + 0.592, + 0.788, + 0.679 + ], + "angle": 0, + "content": "Input: k-space input \\(k\\), initial sampling mask \\(M_0 \\in \\mathcal{M}\\), trained SR space generation model \\(f_{\\psi} : \\mathcal{I} \\rightarrow \\mathcal{Z}\\), the number of segments \\(J\\), masks \\((M_j)_{j=1}^J\\), reconstruction network parameters \\((\\theta_j)_{j=1}^J\\), and the centroids of uncertainty \\((c_j)_{j=1}^J\\)" + }, + { + "type": "text", + "bbox": [ + 0.562, + 0.679, + 0.757, + 0.69 + ], + "angle": 0, + "content": "Output: Reconstructed image \\(I^{\\prime}\\)" + }, + { + "type": "text", + "bbox": [ + 0.576, + 0.692, + 0.68, + 0.702 + ], + "angle": 0, + "content": "for \\(s = 1\\) to \\(S\\) do" + }, + { + "type": "equation", + "bbox": [ + 0.595, + 0.703, + 0.722, + 0.716 + ], + "angle": 0, + "content": "\\[\n\\mathrm {S a m p l e} z ^ {s} \\sim \\mathcal {N} (0, \\sigma_ {s} ^ {2})\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.576, + 0.717, + 0.746, + 0.731 + ], + "angle": 0, + "content": "\\[\nm \\gets \\frac {1}{\\mathcal {S}} \\sum_ {s ^ {\\prime} = 1} ^ {S} f _ {\\psi} ^ {- 1} (z ^ {s ^ {\\prime}}; M _ {0} k)\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.576, + 0.731, + 0.786, + 0.755 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{c c} v \\leftarrow & \\frac {1}{S - 1} \\sum_ {s = 1} ^ {S} (f _ {\\psi} ^ {- 1} (z ^ {s}; M _ {0} k) - \\\\ m) ^ {\\circ 2} \\end{array}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.576, + 0.756, + 0.786, + 0.769 + ], + "angle": 0, + "content": "\\[\nu \\leftarrow v / \\| v \\| _ {2} \\quad \\triangleright \\text {N o r m a l i z e d} \\widehat {\\operatorname {V a r}}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.576, + 0.77, + 0.786, + 0.781 + ], + "angle": 0, + "content": "\\[\nj ^ {\\star} \\leftarrow \\arg \\min _ {j} \\| u - c _ {j} \\| _ {2} \\triangleright \\text {S e l e c t i o n}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.576, + 0.782, + 0.787, + 0.794 + ], + "angle": 0, + "content": "\\[\nI ^ {\\prime} \\leftarrow h (k; M _ {j ^ {\\star}}, \\theta_ {j ^ {\\star}}) \\quad \\triangleright \\text {R e c o n}.\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.367, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "However, this method is not the optimal approach for maximizing SSIM. In general, it is known that introducing randomness to the mask is effective in maximizing SSIM [27]. Therefore, we generate \\( M_{j} \\) using rejection sampling proportional to \\( c_{j} \\). Then, we train the dedicated \\( \\theta_{j} \\) for the corresponding \\( M_{j} \\). Figure 2 shows the overview of adaptive selection, clearly showing why the proposed adaptive selection is adaptive. Algorithms 1 and 2 provide detailed descriptions of the training and inference processes of our adaptive selection method, respectively." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.293, + 0.377, + 0.312 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.788, + 0.375 + ], + "angle": 0, + "content": "We proposed the adaptive selection of sampling-reconstruction scheme in Sec. 3 to address the issues of \\(\\mathcal{H}_1\\) and \\(\\mathcal{H}_2\\). This section experimentally demonstrates that the proposed method performs well in various settings of Fourier CS." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.398, + 0.517, + 0.413 + ], + "angle": 0, + "content": "4.1 Fourier CS face reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.787, + 0.485 + ], + "angle": 0, + "content": "We performed Fourier compressed sensing on the CelebA dataset [14], which consists of \\( 160 \\times 160 \\) RGB human face images. Similar to LOUPE [2], the reconstruction network used a U-Net [21] architecture, with 6 input channels and 3 output channels, because the input, zero-filling reconstruction, is complex." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.486, + 0.789, + 0.744 + ], + "angle": 0, + "content": "Figure 3 shows a qualitative comparison of our method \\((\\mathcal{H}_{1.5})\\) and other \\(\\mathcal{H}_1\\), \\(\\mathcal{H}_2\\) methods [2,4,27] at the acceleration rate \\(16\\times\\) with the metrics of SSIM and PSNR. Our final reconstruction results are superior to those of other methods, which supports Theorems 1 and 2. In detail, our method adeptly selects sampling-reconstruction pairs using HF Bayesian uncertainty. Looking at the first column of Fig. 3, in the case of A, the presence of horizontal stripes in the background results in a high uncertainty in the vertical direction, whereas in B, the elongated blonde hair leads to a high uncertainty in the horizontal HF components. In Fig. 4, which shows the sampling masks (with the selection) and the corresponding reconstruction results of \\(\\mathcal{H}_{1.5}\\), our \\(e_{\\psi}\\) selected \\(M_2\\), which has a shape similar to the uncertainty of A in the second column, obtained the highest SSIM for A. \\(M_2\\) emphasizes in red in the error map, indicating effective suppression of artifacts caused by horizontal high-frequency components in the background, achieved by sampling more in the vertical direction. Similarly, \\(M_3\\) in the third column, which has a shape similar to the uncertainty of B, achieved the highest SSIM for B. \\(M_3\\) is highlighted in the error map, revealing reduced errors in the hair region of the subject due to increased sampling in the horizontal direction." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.768, + 0.544, + 0.783 + ], + "angle": 0, + "content": "4.2 Multi-coil CS-MRI reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We also performed Fourier compressed sensing on the fastMRI multi-coil brain dataset [30]. We resized all slices to a size of \\( 320 \\times 320 \\). The number of coils was 16. Most implementations of \\( \\mathcal{H}_1 \\) and \\( \\mathcal{H}_2 \\) methods were based on the official" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.144, + 0.769, + 0.161 + ], + "angle": 0, + "content": "Ground truth \\(\\mathcal{H}_1\\): VD [27] \\(\\mathcal{H}_1\\): LOUPE [2] \\(\\mathcal{H}_2\\): Policy [4] \\(\\mathcal{H}_{1.5}\\) (ours)" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.161, + 0.787, + 0.511 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.522, + 0.788, + 0.606 + ], + "angle": 0, + "content": "Fig. 3: Our adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5})\\) shows the strongest reconstruction performance (emphasized in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate \\(16\\times\\) in the CelebA dataset [14]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.635, + 0.788, + 0.696 + ], + "angle": 0, + "content": "fastMRI repository1. We experimented not only with 2D undersampling patterns, as described in Sec. 5, but also with 1D line subsampling used in actual MRI. For the latter, we modified the SR space generation model [23] to achieve a \\(16 \\times\\) SR only in the horizontal direction." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.696, + 0.789, + 0.818 + ], + "angle": 0, + "content": "Figure 5 shows a qualitative comparison of our method \\((\\mathcal{H}_{1.5})\\) and other \\(\\mathcal{H}_1\\), \\(\\mathcal{H}_2\\) methods [2,4,27] at \\(4\\times 1\\mathrm{D}\\) undersampling with the metrics of SSIM and PSNR. Our final reconstructions outperform other methods, supporting Theorems 1 and 2. In the right half of Fig. 4, our \\(e_{\\psi}\\) selected \\((M_1,\\theta_1)\\), which samples more of the low-frequency components, obtained the best reconstruction result for A (second row). Besides, for input B (fourth row), \\((M_3,\\theta_3)\\) generated the best reconstruction result (highlighted in red). Since \\(M_3\\) samples the high-frequency components more, it made the clearest imaging of the longitudinal" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.824, + 0.545, + 0.84 + ], + "angle": 0, + "content": "\\(^{1}\\) https://github.com/facebookresearch/fastMRI" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.368, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.144, + 0.784, + 0.507 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.518, + 0.788, + 0.657 + ], + "angle": 0, + "content": "Fig. 4: Our adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5})\\) adaptively selects the best sampling-reconstruction pair based on the HF uncertainty of the input, leading to strong reconstruction performance. Here, we show a qualitative comparison of reconstruction and error map obtained using the mask-reconstruction pairs \\(((M_j,\\theta_j)_{j = 1}^3)\\) generated from Algorithm 1 at acceleration rate \\(16\\times\\) in the CelebA dataset [14] and at acceleration rate \\(4\\times\\) in the fastMRI dataset [30]. Our Algorithm 2 estimated the uncertainty of each image as in Figs. 3 and 5, and then selected the appropriate mask \\(M_{j}\\) (with \\(\\theta_{j}\\)) as emphasized in red. For all images in this case, the selected \\((M_j,\\theta_j)\\) resulted in the best reconstruction outcomes. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.719 + ], + "angle": 0, + "content": "fissure, indicating the effectiveness of the proposed method (i.e., Algorithms 1 and 2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In Tab. 2, we present the average SSIM of the proposed scheme in various accelerations and datasets. For comparison, LOUPE [2] and policy-based method [4] are evaluated. Two non-adaptive methods, uniformly random mask and sampling from VD [27], are also evaluated. For a 1D line sampling CS-MRI, equispaced masks are additionally evaluated. As shown in Tab. 2, our adaptive selection approach consistently achieves higher SSIM compared to other methods in all scenarios. For example in CelebA dataset at acceleration rate \\(8 \\times\\), SSIM of our method (0.9405) is about 0.04 higher than the best of \\(\\mathcal{H}_1\\) (0.9073) and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.144, + 0.769, + 0.161 + ], + "angle": 0, + "content": "Ground truth \\(\\mathcal{H}_1\\): VD [27] \\(\\mathcal{H}_1\\): LOUPE [2] \\(\\mathcal{H}_2\\): Policy [4] \\(\\mathcal{H}_{1.5}\\) (ours)" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.162, + 0.787, + 0.511 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.522, + 0.788, + 0.606 + ], + "angle": 0, + "content": "Fig. 5: In a practical multi-coil CS-MRI 1D line sampling scenario, our adaptive selection of sampling-reconstruction shows the highest SSIM (highlighted in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate \\(4 \\times\\) in the fastMRI dataset [30]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.634, + 0.788, + 0.698 + ], + "angle": 0, + "content": "\\(\\mathcal{H}_2\\) (0.8501). In addition in a realistic setting, CS-MRI 1D at acceleration rate \\(8 \\times\\), SSIM of our method (0.9407) is about 0.004 higher than the best of \\(\\mathcal{H}_1\\) (0.9367) and \\(\\mathcal{H}_2\\) (0.9240), which is a significant difference in MRI reconstruction problem [33]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.719, + 0.355, + 0.735 + ], + "angle": 0, + "content": "5 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Does the SR space generation model quantify the HF uncertainty well? Since sample variance estimates MSE, evaluating SR space generation can be done by sorting the sample variance, as in Proposition 1. After adaptive sampling and zero-filling for reconstruction, PSNR can be used as a metric for assessment. We qualitatively (in the supplementary material) and quantitatively (in Tab. 3) compare the adaptive sampling results in MRI [30] at acceleration" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.368, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 2: Our adaptive selection of sampling-reconstruction \\((\\mathcal{H}_{1.5}\\), Algorithms 1 and 2) shows the highestSSIM in Fourier CS in various settings (CelebA dataset [14] w/ 2D sampling, fastMRI multi-coil dataset [30] w/ 1D, 2D sampling)." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.199, + 0.794, + 0.359 + ], + "angle": 0, + "content": "
SSIM↑CelebACS-MRI 2DCS-MRI 1D
Method \\ Accel.8×16×4×8×4×8×
H1Random0.83780.86840.96630.95060.95330.9255
VD [27]0.90730.87340.96980.95780.96030.9367
LOUPE [2]0.87420.86730.96710.95250.95410.9218
Equispace (1D)----0.96030.9258
H2Policy [4]0.85010.83940.96980.95720.95690.9240
H1.5Adaptive selection (ours)0.94050.89520.97040.95850.96240.9407
" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.371, + 0.788, + 0.413 + ], + "angle": 0, + "content": "Table 3: Quantitative comparison of PSNR and SSIM with zero-filling. 'Sorted-Self' achieved the highest PSNR, which supports our Proposition 1. Thus, we can assert that the SR space generation model effectively quantifies the HF uncertainty." + }, + { + "type": "table", + "bbox": [ + 0.277, + 0.426, + 0.728, + 0.484 + ], + "angle": 0, + "content": "
PSNR / SSIMSorted-SelfSorted-AnotherVD [27]
4×37.15 / 0.93936.36 / 0.92233.33 / 0.854
8×34.79 / 0.91034.24 / 0.89432.16 / 0.834
" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.513, + 0.788, + 0.634 + ], + "angle": 0, + "content": "rate \\(8 \\times\\). Table 3 presents the average PSNR and SSIM of the proposed methods on the validation dataset. 'Sorted-Self' refers to the zero-filling reconstruction results obtained when sorting its own HF Bayesian uncertainty to create a mask, while 'Sorted-Another' randomly shuffles the masks among the data points. We additionally generate a mask sampled from VD [27] for comparison. As a result, the 'Sorted-Self' approach consistently achieves the highest PSNR and SSIM. These results show that the SR space generation effectively quantifies HF Bayesian uncertainty." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.658, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Effect of the number of segments \\( J \\) Here, we validate Remark 2 by conducting an ablation study using the dataset employed in our experiments. Figure 6 shows the average of the lowest \\( 5\\% \\), \\( 10\\% \\), and \\( 100\\% \\) of SSIM values (\\( \\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}} \\), \\( \\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}} \\), and \\( \\overline{\\mathrm{SSIM}} \\)) for all \\( J = 1, \\ldots, 4 \\) in the CS-MRI \\( 8 \\times \\) experiments (2D and 1D). The fact that the increase in \\( \\overline{\\mathrm{SSIM}} \\) is less noticeable when transitioning from \\( J = 2 \\) to \\( J = 3 \\) or \\( J = 4 \\) compared to the transition from \\( J = 1 \\) to \\( J = 2 \\) supports the first part of Remark 2, \"As \\( J \\) increases, despite more training resources, the average performance reaches a plateau at some point.\" Additionally, the relatively significant increase in \\( \\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}} \\) and \\( \\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}} \\) when transitioning from \\( J = 2 \\) to \\( J = 3 \\) or from \\( J = 3 \\) to \\( J = 4 \\) supports the latter part of Remark 2, \"As \\( J \\) increases, it becomes more robust against outliers.\" Therefore, users can choose \\( J \\) considering this trade-off." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.129 + ], + "angle": 0, + "content": "S. Hong et al." + }, + { + "type": "image", + "bbox": [ + 0.236, + 0.148, + 0.455, + 0.298 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.312, + 0.302, + 0.427, + 0.315 + ], + "angle": 0, + "content": "(a) CS-MRI 2D \\(8\\times\\)" + }, + { + "type": "image", + "bbox": [ + 0.487, + 0.149, + 0.772, + 0.298 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.536, + 0.302, + 0.652, + 0.314 + ], + "angle": 0, + "content": "(b) CS-MRI 1D \\(8\\times\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.326, + 0.788, + 0.397 + ], + "angle": 0, + "content": "Fig. 6: Trade-off with the number of segments \\( J \\). The average of the lowest \\(\\{5\\%, 10\\%, 100\\}\\) of SSIM values according to the number of segments \\( J \\) in CS-MRI (a) 2D \\( 8 \\times \\) and (b) 1D \\( 8 \\times \\) experiment, respectively. All SSIM values were shown as margin with respect to \\( J = 1 \\). SSIM reaches a plateau after \\( J = 2 \\), but \\( \\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}} \\) and \\( \\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}} \\) become more higher in \\( J = 2, 3 \\) or 4. These results support our Remark 2." + }, + { + "type": "table_caption", + "bbox": [ + 0.282, + 0.413, + 0.719, + 0.428 + ], + "angle": 0, + "content": "Table 4: Comparison of rejection sampling and 'kmeans-Sorted'." + }, + { + "type": "table", + "bbox": [ + 0.277, + 0.44, + 0.728, + 0.498 + ], + "angle": 0, + "content": "
SSIM in CS-MRI J=32D 4×2D 8×1D 4×1D 8×
Rejection sampling (ours)0.97040.95850.96240.9407
kmeans-Sorted0.96120.94780.94930.9167
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.529, + 0.788, + 0.62 + ], + "angle": 0, + "content": "Other sampling methods We employed the rejection sampling to introduce randomness to the mask [27]. To check the effectiveness of the rejection sampling, we compare it with 'kmeans-Sorted' method (i.e., applying 'Self-Sorted' in Tab. 3 to the k-means centroids). In Tab. 4, SSIM in rejection sampling is much higher than 'kmeans-Sorted' in MRI datasets, supporting the effectiveness of rejection sampling." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.622, + 0.753, + 0.637 + ], + "angle": 0, + "content": "For more discussions such as runtimes, see the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.666, + 0.36, + 0.683 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.789, + 0.841 + ], + "angle": 0, + "content": "We have presented an adaptive selection of sampling-reconstruction \\(\\mathcal{H}_{1.5}\\) framework for Fourier CS. Our method uses an SR space generation model to quantify the high-frequency Bayesian uncertainty of each input; hence is adaptive compared to the existing joint optimization of sampling-reconstruction \\((\\mathcal{H}_1)\\) (Theorem 1). Since our method has a dedicated reconstruction network for each sampling mask, unlike adaptive sampling \\((\\mathcal{H}_2)\\), our method does not suffer from the Pareto suboptimality (Theorem 2). The proposed method improved SSIM in various Fourier CS experiments, such as CS of facial images and CS-MRI in a practical multi-coil setting." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.367, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.79, + 0.314 + ], + "angle": 0, + "content": "This work was supported by Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government(MSIT) [NO.RS-2021-II211343, Artificial Intelligence Graduate School Program (Seoul National University)], the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. NRF-2022R1A4A1030579), Creative-Pioneering Researchers Program through Seoul National University and AI-Bio Research Grant through Seoul National University. Also, the authors acknowledged the financial support from the BK21 FOUR program of the Education and Research Program for Future ICT Pioneers, Seoul National University." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.337, + 0.323, + 0.352 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.368, + 0.788, + 0.397 + ], + "angle": 0, + "content": "1. Arthur, D., Vassilvitskii, S.: K-means++ the advantages of careful seeding. In: ACM-SIAM symposium on Discrete algorithms. pp. 1027-1035 (2007)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.398, + 0.789, + 0.438 + ], + "angle": 0, + "content": "2. Bahadir, C.D., Wang, A.Q., Dalca, A.V., Sabuncu, M.R.: Deep-learning-based optimization of the under-sampling pattern in MRI. IEEE Transactions on Computational Imaging 6, 1139-1152 (2020)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.438, + 0.788, + 0.465 + ], + "angle": 0, + "content": "3. 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In: CVPR. pp. 2049-2058 (2019)" + } + ] +] \ No newline at end of file diff --git a/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_origin.pdf b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..d20d06acb2592335f90c175a7eed5cf49ddf0571 --- /dev/null +++ b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/cd07af96-dfdd-4569-91ed-3b62320f91af_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:3b288eb67d5e1d4a9bc153839ab3074f333b6a8c00d2f6d68f507d433c427db2 +size 6479536 diff --git a/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/full.md b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/full.md new file mode 100644 index 0000000000000000000000000000000000000000..fe3d12ba0ae59346dc47027e8f4b309a945f5639 --- /dev/null +++ b/2024/Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing/full.md @@ -0,0 +1,315 @@ +# Adaptive Selection of Sampling-Reconstruction in Fourier Compressed Sensing + +Seongmin Hong $^{1}$ , Jaehyeok Bae $^{1}$ , Jongho Lee $^{1,2\star}$ , and Se Young Chun $^{1,2,3\star}$ + +$^{1}$ Dept. of Electrical and Computer Engineering, $^{2}$ INMC, $^{3}$ IPAI Seoul National University, Republic of Korea {smhongok, wogur110, jonghoyi, sychun}@snu.ac.kr Project page: https://smhongok.github.io/ada-sel.html + +Abstract. Compressed sensing (CS) has emerged to overcome the inefficiency of Nyquist sampling. However, traditional optimization-based reconstruction is slow and may not yield a high-quality image in practice. Deep learning-based reconstruction has been a promising alternative to optimization-based reconstruction, outperforming it in accuracy and computation speed. Finding an efficient sampling method with deep learning-based reconstruction, especially for Fourier CS remains a challenge. Existing joint optimization of sampling-reconstruction works $(\mathcal{H}_1)$ optimize the sampling mask but yield suboptimal results because it is not adaptive to each data point. Adaptive sampling $(\mathcal{H}_2)$ has also disadvantages of difficult optimization and Pareto sub-optimality. Here, we propose a novel adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5})$ framework that selects the best sampling mask and reconstruction network for each input data. We provide theorems that our method has a lower infimum of the true risk compared to $\mathcal{H}_1$ and effectively solves the Pareto sub-optimality problem in sampling-reconstruction by using separate reconstruction networks for different sampling masks. To select the best sampling mask, we propose to quantify the high-frequency Bayesian uncertainty of the input, using a super-resolution space generation model. Our method outperforms joint optimization of sampling-reconstruction $(\mathcal{H}_1)$ and adaptive sampling $(\mathcal{H}_2)$ by achieving significant improvements on several Fourier CS problems. + +Keywords: Fourier compressed sensing $\cdot$ Sampling-reconstruction $\cdot$ Adaptive selection $\cdot$ Bayesian uncertainty + +# 1 Introduction + +Compressed sensing (CS) has revolutionized the field of image acquisition, enabling the reconstruction of high-quality images from a reduced number of measurements. This remarkable feat is achieved by exploiting the sparsity of natural images (or medical images) in certain transform domains. The CS theory [6, 10] + +![](images/eba4dc37329209f89a062747cb3623fa8c5b2c0204c671cd0e75762677cba81c.jpg) +(a) Joint optimization of sampling-reconstruction $(\mathcal{H}_1[2,7,8,13,31])$ + +![](images/33d8b4b8b476761ba44f34261addc28e9a8c863bd67512afd19e29786705e714.jpg) +(b) Adaptive sampling $(\mathcal{H}_2[3,4,28,29])$ + +![](images/1b842c14b2c357ea04275eec1f21a539c54b6cc0573d17ca2c43e870821213b8.jpg) +(c) Adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5}$ , ours) +Fig. 1: We propose the adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5}, \mathbf{c})$ . In Fourier compressed sensing, there were two classes of methods for finding the optimal sampling: joint optimization of sampling-reconstruction $(\mathcal{H}_1, \mathbf{a})$ and adaptive sampling $(\mathcal{H}_2, \mathbf{b})$ . $\mathcal{H}_1$ has low potential as its mask $M$ is not adaptive to each data point. $\mathcal{H}_2$ poses a challenge in optimizing the mask generator $(\pi_{\phi})$ and then exhibits Pareto suboptimality, where a single $\theta$ is not optimal for multiple masks $M \in \mathcal{R}(\pi_{\phi})$ . In contrast, $\mathcal{H}_{1.5}$ is adaptive for input $k$ ( $e_{\psi}$ in c selects the best $M$ - $\theta$ pair), avoids the challenge of backpropagation to discrete space (red lines in a, b, c), and achieves Pareto optimality by dedicating each network $\theta_j$ exclusively to $M_j$ . $\odot$ denotes the componentwise multiplication. + +guarantees that an image can be accurately recovered from a non-adaptive random sampling pattern, with much fewer samples than the Nyquist-Shannon sampling theorem requires, if the image has a sparse representation in that domain. Before the era of deep learning, CS used to refer to obtaining the final image through $l_{1}$ -regularized reconstruction, i.e., solving Lasso [6]. Recently, reconstruction has + +Table 1: Adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5})$ alleviates the drawbacks of joint optimization of sampling-reconstruction $(\mathcal{H}_1)$ and adaptive sampling $(\mathcal{H}_2)$ . + +
MethodsAdaptive to input kBackprop to a continuous spacePareto optimal θ
H1[2,7,8,13,26,31]XX(✓ [26])✓
H2[3,4,22,28,29]✓X(✓ [22])X
H1.5 (ours)✓✓✓
+ +often been performed using deep neural networks trained on the data. In this paper, we focus on deep learning-based reconstructions. + +Fourier compressed sensing (Fourier CS) refers to CS where the measurement is in the discrete Fourier transform (DFT) of an image. As electromagnetic waves are inherently wave-like, obtaining spatial information such as pixel values directly is not feasible. Instead, spatial information is acquired through DFT. Obtaining samples for every Fourier-transformed element can be costly. Unlike the CS theory that suggests random sampling is sufficient, the sampling results of Fourier CS, similar to the prior in natural images, concentrate a significant amount of energy in the low-frequency (LF) components [18,27]. Despite deviating from the random sampling principle of CS theory, Fourier CS achieves excellent image quality in many domains by extensively sampling LF components; hence it has been successfully applied to various electromagnetic imaging applications, including magnetic resonance imaging (MRI) [18, 19] or radar [9, 11]. + +However, finding an optimal sampling method that is both efficient and effective remains a challenge in Fourier CS. One approach is the joint optimization of sampling-reconstruction (denoted by $\mathcal{H}_1$ ) [2,7,8,13,26,31], where the parameters of both the sampling and reconstruction networks are jointly trained using the dataset, as depicted in Fig. 1a. But this approach has two drawbacks, as described in Tab. 1. Firstly, it is not adaptive to each data point, i.e., the optimized sampling and the reconstruction parameter would not be the best pair for a specific input. Moreover, the reconstruction network is usually trained by backpropagation. To employ backpropagation, the parameters are expected to be defined within continuous spaces. This makes training the sampling mask not trivial, as it is defined in a discrete space. Most methods [2,7,8,13,31] just perform discrete optimization anyway using the straight-through estimator [5,31]. + +The other approach is adaptive sampling (denoted by $\mathcal{H}_2$ ) [3,4,20,25,28,29,34], which aims to generate the best sampling mask for each data point (or each image) based on the fact that a predetermined sampling mask may not be optimal for every situation. Most adaptive sampling studies generate the optimal sampling mask based on the information from the initially measured LF components of each data point, which has the potential to achieve excellent results. Then, they usually have a single reconstruction network that is responsible for many optimal masks for all data points. Unfortunately, there are a couple of major issues in + +current adaptive sampling, as in Tab. 1. Similar to the joint optimization of sampling-reconstruction models, optimizing the mask generator is challenging due to the broad and discrete mask space, as depicted in Fig. 1b. Secondly, the single reconstruction network for diverse sampling masks may not be Pareto optimal, which we called Pareto suboptimal reconstruction network. Note that a similar issue can arise in the task of restoring various degradations (e.g., the performance of a blind denoising network trained on multiple noise levels is usually lower than that of an identical network trained only on the specific noise level used as the actual input [32]). + +In this paper, we propose a novel adaptive selection of the sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling. It is adaptive to each data point, avoids backpropagation to discrete spaces, and its reconstruction network is Pareto optimal. In the adaptive selection, we first sample LF components quickly and then leverage a super-resolution (SR) space generation model, to quantify the high-frequency (HF) Bayesian uncertainty. This approach ensures that HF components, which contain crucial details, are sampled more effectively, leading to improved reconstruction quality. The main contributions of our paper are as follows: + +- Proposing a novel adaptive selection of sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling with theoretical justification. +- Designing the adaptive selection to efficiently quantify HF Bayesian uncertainty by leveraging an SR space generation model for determining sampling masks. +- Demonstrating that our adaptive selection improves performance in multiple Fourier CS problems such as facial image restoration (up to 0.04 average gain in SSIM) and multi-coil MR reconstruction (up to 0.004 average gain in SSIM). + +# 2 Related Works + +# 2.1 Fourier compressed sensing + +Fourier CS can be defined as the following regression problem. Let us define the dataset $\mathcal{D} = \{(k^i,I^i)\}_{i = 1}^N$ such that $k^{1},k^{2},\ldots ,k^{N}\in \mathcal{K}\subseteq \mathbb{C}^{L}$ are fully-sampled k-space data and $I^1,I^2,\dots,I^N\in \mathcal{I}\subseteq \mathbb{R}^L$ are the corresponding images, respectively. Let us define the mask space by $\mathcal{M}\subseteq \{0,1\}^{L\times L}$ whose element is a diagonal binary matrix (indicating acquired (1) and unacquired (0) grid points). Let $h(k;M,\theta):\mathcal{K}\times \mathcal{M}\times \Theta \to \mathcal{I}$ be a reconstruction function of $k$ for a sampling mask $M\in \mathcal{M}$ and a reconstruction network (e.g., U-Net [21] or E2E-VarNet [24]) parameterized by $\theta \in \Theta$ . Then, this function $h$ can be used as a joint sampling-reconstruction model that optimizes both the sampling mask $M$ and the reconstruction network $\theta$ . Specifically, for the given dataset $\mathcal{D}$ , the model is optimized to minimize the following empirical risk + +$$ +\hat {\mathcal {L}} [ h (\mathcal {K}; M, \theta) ] = \frac {1}{N} \sum_ {i = 1} ^ {N} l (I ^ {i}, h (k ^ {i}; M, \theta)), +$$ + +where $l$ is the loss function (e.g., $l(I, \hat{I}) = 1 - \mathrm{SSIM}(I, \hat{I})$ ). + +# 2.2 Joint optimization of sampling-reconstruction + +One of the recent approaches to finding a good sampling mask is joint optimization of sampling-reconstruction [2, 7, 8, 13, 26, 31], which reconstructs the image with a non-adaptive mask $M \in \mathcal{M}$ . They are defined as follows: + +$$ +\mathcal {H} _ {1} = \{h (\cdot ; M, \theta) | M \in \mathcal {M}, \theta \in \Theta \}. \tag {1} +$$ + +They jointly optimize $M$ and $\theta$ for a dataset; however, $M$ is not adaptive to each data point. Whether using a tailored $M$ or not, the fundamental limitation of $\mathcal{H}_1$ is that the sampling mask is not optimal for each data point. Moreover, they exhibit highly varying results across different settings, as they require discrete optimization [2,7,8,13,31] or virtual data [26], as shown in Fig. 1a and Tab. 1. + +# 2.3 Adaptive sampling + +Some recent works [3, 4, 20, 28, 28, 29] employ adaptive mask, using a mask generator $\pi_{\phi}: M_0\mathcal{K} \to \mathcal{M}$ , parameterized by $\phi \in \varPhi$ , as shown in Fig. 1b. Here, $M_0 \in \mathcal{M}$ denotes a mask that samples only LF components. Adaptive sampling approaches minimize $\hat{\mathcal{L}}[h]$ on + +$$ +\mathcal {H} _ {2} = \left\{h (\cdot ; \pi_ {\phi} (\cdot), \theta) \mid \pi_ {\phi}: M _ {0} \mathcal {K} \rightarrow \mathcal {M}, \theta \in \Theta , \phi \in \Phi \right\}. \tag {2} +$$ + +Obviously, $\mathcal{H}_1 \subseteq \mathcal{H}_2$ . That is, $\mathcal{H}_2$ has the greatest potential but is hard to train because of its complexity. Specifically, $\mathcal{H}_2$ faces two main issues: the difficulty of the mask generator $(\pi_{\phi})$ optimization, and Pareto suboptimality of $\theta$ , due to the fact that a single reconstruction network is responsible for multiple masks. + +Previous studies on $\mathcal{H}_2$ have used reinforcement learning [3, 20, 28] or backpropagation [3, 4, 28, 29] using straight-through estimator [5, 31] to optimize mask generator $\pi_{\phi}$ , but this is a complicated problem because the action space $\mathcal{M}$ is too broad and discrete. $\theta$ is Pareto suboptimal in adaptive sampling studies since there are multiple sampling masks $M$ while only one $\theta$ exists at inference time. Due to these difficulties, most adaptive sampling studies in CS-MRI have been conducted in a clinically less relevant simple setting of single-coil [3, 20, 25, 28, 29, 34]. There was only one study conducted on realistic multi-coil setting [4], but the final models of [4] turned out to be non-adaptive, which is an unintended consequence + +To avoid optimization in discrete space, [22] proposed adaptive sampling using a conditional Generative Adversarial Network (cGAN). During sampling, cGAN assesses the uncertainty of samples yet to be acquired. Subsequently, the user selects a sample with the highest uncertainty for acquisition (i.e., greedy algorithm). This process of quantifying and sampling is iteratively repeated. While this method benefits from backpropagation occurring only in continuous space (Tab. 1) it still faces the challenge of a single reconstruction network, having to perform reconstruction for all masks. Consequently, CS-MRI experiments were conducted using a simple single-coil setup. + +# 2.4 Super-resolution space generation + +Super-resolution (SR) space generation [16, 17] aims to create diverse high-resolution (HR) images that can be downsampled to the same low-resolution (LR) image (i.e., $q_{\psi}(I_{\mathrm{HR}}|I_{\mathrm{LR}}) \notin \{\delta_I | I \in \mathcal{I}\}$ ). For this purpose, a stochastic approach is used rather than a deterministic one. Conditional normalizing flow-based SR space generation methods [12, 15, 23] explicitly obtain $q_{\psi}(I_{\mathrm{HR}}|I_{\mathrm{LR}})$ using a diffeomorphic mapping $f_{\psi}: \mathcal{I} \to \mathcal{Z}$ and a simple base distribution $q_{z}$ (e.g., standard Gaussian), as $q_{\psi}(I_{\mathrm{HR}}|I_{\mathrm{LR}}) = q_{z}(f_{\psi}(I_{\mathrm{HR}}; I_{\mathrm{LR}}))|\det \frac{\partial f_{\psi}}{\partial I_{\mathrm{HR}}} (I_{\mathrm{HR}}; I_{\mathrm{LR}})|$ . Since $f_{\psi}$ is invertible, $q_{z}$ and $f_{\psi}^{-1}$ can be used to directly sample $I_{\mathrm{HR}}$ from $q_{\psi}$ (i.e., $z \sim q_{z} \Rightarrow f_{\psi}^{-1}(z; I_{\mathrm{LR}}) \sim q_{\psi}(\cdot|I_{\mathrm{LR}})$ ). In this work, we trained and exploited a recent robust flow-based SR space generation method [23], with tuned hyperparameters [12] for stability, to generate HR images from the corresponding LR image that is reconstructed from undersampled k-space data with mask $M_0$ . + +# 3 Proposed methods + +In Sec. 2.2 and 2.3, we investigated the difficulty of optimizing the mask generator $\pi_{\phi}$ , and Pareto optimal $\theta$ (for all masks). This section proposes a novel scheme, adaptive selection of sampling-reconstruction, which does not encounter these problems. Using two Theorems 1 and 2, we explain our adaptive selection $(\mathcal{H}_{1.5})$ is better than the joint optimization $(\mathcal{H}_1)$ and the adaptive sampling $(\mathcal{H}_2)$ . + +# 3.1 Adaptive selection of sampling-reconstruction + +Our adaptive selection model $\mathcal{H}_{1.5}$ is defined as follows: + +$$ +\mathcal {H} _ {1. 5} = \left\{\sum_ {j = 1} ^ {J} e _ {\psi} (\cdot) _ {j} h (\cdot ; M _ {j}, \theta_ {j}) \middle | e _ {\psi}: M _ {0} \mathcal {K} \rightarrow \{e _ {j} \} _ {j = 1} ^ {J}, M _ {j} \in \mathcal {M}, \theta_ {j} \in \Theta , \forall j \right\} \tag {3} +$$ + +where $e_j$ is the $j$ -th standard unit vector (i.e., one-hot vector). Each submodel $h(\cdot; M_j, \theta_j)$ contains mask $M_j$ and reconstruction network $\theta_j$ as a pair, which is Pareto optimal. At inference time, each data selects an appropriate submodel through the mask selector $e_\psi(\cdot)_j$ , which takes input $M_0 k$ . This scheme is similar to a segmented regression problem that ensembles multiple submodels using one-hot encoding. + +Remark 1. If $\mathcal{H}_1$ is a linear regression, then $\mathcal{H}_{1.5}$ is a segmented linear regression. + +We propose the following Theorems 1 and 2. Theorem 1 shows that $\mathcal{H}_{1.5}$ is better than $\mathcal{H}_1$ due to its adaptivity, and Theorem 2 demonstrates that $\mathcal{H}_{1.5}$ is superior to $\mathcal{H}_2$ because $\mathcal{H}_2$ has poor Pareto optimality. + +Theorem 1 (Adaptive selection is better than non-adaptive). For a true risk $\mathcal{L}$ , $\inf_{h\in \mathcal{H}_{1.5}}\mathcal{L}[h]\leq \inf_{h\in \mathcal{H}_1}\mathcal{L}[h]$ + +Theorem 2 (Adaptive selection is Pareto optimal). For a true risk $\mathcal{L}$ , $|\pi_{\phi}(M_0\mathcal{K})| \leq J \Rightarrow \inf_{h \in \mathcal{H}_{1.5}} \mathcal{L}[h] \leq \inf_{h \in \mathcal{H}_2} \mathcal{L}[h]$ . + +Please see the supplementary material for the proofs. Theorem 2 requires an assumption that optimizing $\pi_{\phi}$ is difficult (i.e., $|\pi_{\phi}(M_0\mathcal{K})| \leq J$ ), which is justified in Section 2.2 (e.g., The final model in [4] converged to $|\pi_{\phi}(M_0\mathcal{K})| \to 1$ , which means non-adaptive). Theorems 1 and 2 suggest that the proposed adaptive selection scheme $(\mathcal{H}_{1.5})$ may outperform both non-adaptive methods $(\mathcal{H}_1)$ and adaptive sampling $(\mathcal{H}_2)$ . In Section 3.2, we describe the implementation of the scheme using the HF Bayesian uncertainty quantified by an SR space generation method [23]. + +# 3.2 How to and what to adaptively select? + +(How to) proposed mask selector $e_{\psi}$ : The sample variance of a generative model to produce diverse samples can be utilized to quantify uncertainty for adaptive sampling [22]. Specifically in Fourier CS, inspired by the idea of initially sampling LF components, we employ an SR space generation model [12,23] as a HF uncertainty quantifier. + +The sample variance $v(M_0k) \coloneqq (\widehat{\mathrm{Var}}_{q_\psi}[k_s'])_{s=1}^S$ is an estimator of the mean square error in k-space domain, where $S$ is the number of the SR samples and $k_s'$ is the Fourier transform of the $s$ -th sample. We make up the mask selector $e_\psi$ using $v(M_0k)$ . Specifically, at train time, we normalize $v(M_0k)$ so that $u(v) \coloneqq v / \|v\|_2$ and then use the k-means++ clustering algorithm [1] to $\{u(v(M_0k^i))\}_{i=1}^N$ to create centroids $(c_j)_{j=1}^J$ . At inference time, we select adaptive mask index $j$ by calculating the distance $u(v(M_0k))$ and $(c_j)_{j=1}^J$ . + +We also need to determine the number of the sampling-reconstruction pairs $J$ . Thinking of Remark 1, increasing $J$ doesn't always mean better average performance; while increasing $J$ can help in robustly handling outliers. This trade-off can be organized as Remark 2: + +Remark 2 (Trade-off with the number of segments $J$ ). As $J$ increases, despite more training resources, the average performance reaches a plateau at some point, but it becomes more robust against outliers. + +The choice of $J$ depends on the user's needs; we defaulted to $J = 3$ . We delve into and validate Remark 2 in Sec. 5. + +(What to) constructed sampling-reconstruction pairs $(M_j, \theta_j)_{j=1}^J$ : One might try to create $M_j$ from $c_j$ using just sorting, i.e., + +$$ +M _ {j} = \underset {M} {\arg \max } \| M c _ {j} \|, \tag {4} +$$ + +based on the following proposition. + +Proposition 1 (simplified version). With mild assumptions, the sorted sample variance (4) is the PSNR-maximizing mask. + +![](images/107743c7e00f1a8f67b6af2e50b30341524497a4683c881ccd1d4a30015c79ae.jpg) +Fig. 2: Using the sample variance of SR space generation [12,23] results, we can quantify HF Bayesian uncertainty (highlighted in magenta dotted box). Then, we can adaptively select a sampling-reconstruction $(M - \theta)$ pair (highlighted in cyan dotted box). Here, we illustrate how our adaptive selection of sampling-reconstruction (Algorithm 2) is employed in CS-MRI. In (1)&(2) in the figure, MRI scanner scans LF k-space region and adaptively selects mask $(M_{j^{\star}},\theta_{j^{\star}})$ pair using HF Bayesian uncertainty quantification. (3)&(4) After additionally scanned masked k-space region from $M_{j^{\star}}$ , reconstructed images are generated from masked k-space data using $\theta_{j^{\star}}$ . See Algorithm 2 for details. + +# Algorithm 1 Training + +Input: Training set $\{k^i\}_{i = 1}^N$ , initial sampling mask $M_0\in$ $\mathcal{M}$ , trained SR space generation model $f_{\psi}:\mathcal{I}\to \mathcal{Z}$ the number of segments $J$ , the number of SR generated images $S$ , the number of total sampling points $N_{M}$ , and the empirical risk $\hat{\mathcal{L}}$ + +Output: Masks $(M_j)_{j=1}^J$ , reconstruction parameters $(\theta_j)_{j=1}^J$ , and centroids of uncertainty $(c_j)_{j=1}^J$ + +for $i = 1$ to $N$ do + +for $s = 1$ to $S$ do + +$$ +\text {S a m p l e} z ^ {s} \sim \mathcal {N} \left(0, \sigma_ {s} ^ {2}\right) +$$ + +$$ +m ^ {i} \leftarrow \frac {1}{S} \sum_ {s ^ {\prime} = 1} ^ {S} f _ {\psi} ^ {- 1} \left(z ^ {s ^ {\prime}}; M _ {0} k ^ {i}\right) +$$ + +$$ +v ^ {i} \leftarrow \frac {1}{S - 1} \sum_ {s = 1} ^ {S} \left(f _ {s b} ^ {- 1} \left(z ^ {s}; M _ {0} k ^ {i}\right) - m ^ {i}\right) ^ {\circ 2} +$$ + +$u^i\gets v^i /\| v^i\| _2$ $\triangleright$ Normalized Var + +$(c_j)_{j = 1}^J\gets k\text{-means + + } (\{u^i\}_{i = 1}^N,J)$ $\triangleright$ k-means++ + +for $j = 1$ to $J$ do + +$M_{j}\gets M_{0} + RejectionSampling(c_{j},N_{M} - \mathrm{Tr}(M_{0}))$ + +Train $\theta_{j}$ to minimize $\hat{\mathcal{L}} [h(\cdot ;M_j,\theta_j)]$ + +# Algorithm 2 Inference + +Input: k-space input $k$ , initial sampling mask $M_0 \in \mathcal{M}$ , trained SR space generation model $f_{\psi} : \mathcal{I} \rightarrow \mathcal{Z}$ , the number of segments $J$ , masks $(M_j)_{j=1}^J$ , reconstruction network parameters $(\theta_j)_{j=1}^J$ , and the centroids of uncertainty $(c_j)_{j=1}^J$ + +Output: Reconstructed image $I^{\prime}$ + +for $s = 1$ to $S$ do + +$$ +\mathrm {S a m p l e} z ^ {s} \sim \mathcal {N} (0, \sigma_ {s} ^ {2}) +$$ + +$$ +m \gets \frac {1}{\mathcal {S}} \sum_ {s ^ {\prime} = 1} ^ {S} f _ {\psi} ^ {- 1} (z ^ {s ^ {\prime}}; M _ {0} k) +$$ + +$$ +\begin{array}{c c} v \leftarrow & \frac {1}{S - 1} \sum_ {s = 1} ^ {S} (f _ {\psi} ^ {- 1} (z ^ {s}; M _ {0} k) - \\ m) ^ {\circ 2} \end{array} +$$ + +$$ +u \leftarrow v / \| v \| _ {2} \quad \triangleright \text {N o r m a l i z e d} \widehat {\operatorname {V a r}} +$$ + +$$ +j ^ {\star} \leftarrow \arg \min _ {j} \| u - c _ {j} \| _ {2} \triangleright \text {S e l e c t i o n} +$$ + +$$ +I ^ {\prime} \leftarrow h (k; M _ {j ^ {\star}}, \theta_ {j ^ {\star}}) \quad \triangleright \text {R e c o n}. +$$ + +However, this method is not the optimal approach for maximizing SSIM. In general, it is known that introducing randomness to the mask is effective in maximizing SSIM [27]. Therefore, we generate $M_{j}$ using rejection sampling proportional to $c_{j}$ . Then, we train the dedicated $\theta_{j}$ for the corresponding $M_{j}$ . Figure 2 shows the overview of adaptive selection, clearly showing why the proposed adaptive selection is adaptive. Algorithms 1 and 2 provide detailed descriptions of the training and inference processes of our adaptive selection method, respectively. + +# 4 Experiments + +We proposed the adaptive selection of sampling-reconstruction scheme in Sec. 3 to address the issues of $\mathcal{H}_1$ and $\mathcal{H}_2$ . This section experimentally demonstrates that the proposed method performs well in various settings of Fourier CS. + +# 4.1 Fourier CS face reconstruction + +We performed Fourier compressed sensing on the CelebA dataset [14], which consists of $160 \times 160$ RGB human face images. Similar to LOUPE [2], the reconstruction network used a U-Net [21] architecture, with 6 input channels and 3 output channels, because the input, zero-filling reconstruction, is complex. + +Figure 3 shows a qualitative comparison of our method $(\mathcal{H}_{1.5})$ and other $\mathcal{H}_1$ , $\mathcal{H}_2$ methods [2,4,27] at the acceleration rate $16\times$ with the metrics of SSIM and PSNR. Our final reconstruction results are superior to those of other methods, which supports Theorems 1 and 2. In detail, our method adeptly selects sampling-reconstruction pairs using HF Bayesian uncertainty. Looking at the first column of Fig. 3, in the case of A, the presence of horizontal stripes in the background results in a high uncertainty in the vertical direction, whereas in B, the elongated blonde hair leads to a high uncertainty in the horizontal HF components. In Fig. 4, which shows the sampling masks (with the selection) and the corresponding reconstruction results of $\mathcal{H}_{1.5}$ , our $e_{\psi}$ selected $M_2$ , which has a shape similar to the uncertainty of A in the second column, obtained the highest SSIM for A. $M_2$ emphasizes in red in the error map, indicating effective suppression of artifacts caused by horizontal high-frequency components in the background, achieved by sampling more in the vertical direction. Similarly, $M_3$ in the third column, which has a shape similar to the uncertainty of B, achieved the highest SSIM for B. $M_3$ is highlighted in the error map, revealing reduced errors in the hair region of the subject due to increased sampling in the horizontal direction. + +# 4.2 Multi-coil CS-MRI reconstruction + +We also performed Fourier compressed sensing on the fastMRI multi-coil brain dataset [30]. We resized all slices to a size of $320 \times 320$ . The number of coils was 16. Most implementations of $\mathcal{H}_1$ and $\mathcal{H}_2$ methods were based on the official + +Ground truth $\mathcal{H}_1$ : VD [27] $\mathcal{H}_1$ : LOUPE [2] $\mathcal{H}_2$ : Policy [4] $\mathcal{H}_{1.5}$ (ours) + +![](images/aa688e9f4df7e81763c16e7f96ae5301d79cd3c0dc39a3b912c5d90c968488bb.jpg) +Fig. 3: Our adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5})$ shows the strongest reconstruction performance (emphasized in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate $16\times$ in the CelebA dataset [14]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively. + +fastMRI repository1. We experimented not only with 2D undersampling patterns, as described in Sec. 5, but also with 1D line subsampling used in actual MRI. For the latter, we modified the SR space generation model [23] to achieve a $16 \times$ SR only in the horizontal direction. + +Figure 5 shows a qualitative comparison of our method $(\mathcal{H}_{1.5})$ and other $\mathcal{H}_1$ , $\mathcal{H}_2$ methods [2,4,27] at $4\times 1\mathrm{D}$ undersampling with the metrics of SSIM and PSNR. Our final reconstructions outperform other methods, supporting Theorems 1 and 2. In the right half of Fig. 4, our $e_{\psi}$ selected $(M_1,\theta_1)$ , which samples more of the low-frequency components, obtained the best reconstruction result for A (second row). Besides, for input B (fourth row), $(M_3,\theta_3)$ generated the best reconstruction result (highlighted in red). Since $M_3$ samples the high-frequency components more, it made the clearest imaging of the longitudinal + +![](images/f82782bf26da0132133d394622014ae9d029db7cf964d59e1a09aee997473969.jpg) +Fig. 4: Our adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5})$ adaptively selects the best sampling-reconstruction pair based on the HF uncertainty of the input, leading to strong reconstruction performance. Here, we show a qualitative comparison of reconstruction and error map obtained using the mask-reconstruction pairs $((M_j,\theta_j)_{j = 1}^3)$ generated from Algorithm 1 at acceleration rate $16\times$ in the CelebA dataset [14] and at acceleration rate $4\times$ in the fastMRI dataset [30]. Our Algorithm 2 estimated the uncertainty of each image as in Figs. 3 and 5, and then selected the appropriate mask $M_{j}$ (with $\theta_{j}$ ) as emphasized in red. For all images in this case, the selected $(M_j,\theta_j)$ resulted in the best reconstruction outcomes. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively. + +fissure, indicating the effectiveness of the proposed method (i.e., Algorithms 1 and 2). + +In Tab. 2, we present the average SSIM of the proposed scheme in various accelerations and datasets. For comparison, LOUPE [2] and policy-based method [4] are evaluated. Two non-adaptive methods, uniformly random mask and sampling from VD [27], are also evaluated. For a 1D line sampling CS-MRI, equispaced masks are additionally evaluated. As shown in Tab. 2, our adaptive selection approach consistently achieves higher SSIM compared to other methods in all scenarios. For example in CelebA dataset at acceleration rate $8 \times$ , SSIM of our method (0.9405) is about 0.04 higher than the best of $\mathcal{H}_1$ (0.9073) and + +Ground truth $\mathcal{H}_1$ : VD [27] $\mathcal{H}_1$ : LOUPE [2] $\mathcal{H}_2$ : Policy [4] $\mathcal{H}_{1.5}$ (ours) + +![](images/eb6d6247289ad0c6fe5294eefaf9dfcc3c85548917d33436a448723ba5d22848.jpg) +Fig. 5: In a practical multi-coil CS-MRI 1D line sampling scenario, our adaptive selection of sampling-reconstruction shows the highest SSIM (highlighted in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate $4 \times$ in the fastMRI dataset [30]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively. + +$\mathcal{H}_2$ (0.8501). In addition in a realistic setting, CS-MRI 1D at acceleration rate $8 \times$ , SSIM of our method (0.9407) is about 0.004 higher than the best of $\mathcal{H}_1$ (0.9367) and $\mathcal{H}_2$ (0.9240), which is a significant difference in MRI reconstruction problem [33]. + +# 5 Discussion + +Does the SR space generation model quantify the HF uncertainty well? Since sample variance estimates MSE, evaluating SR space generation can be done by sorting the sample variance, as in Proposition 1. After adaptive sampling and zero-filling for reconstruction, PSNR can be used as a metric for assessment. We qualitatively (in the supplementary material) and quantitatively (in Tab. 3) compare the adaptive sampling results in MRI [30] at acceleration + +Table 2: Our adaptive selection of sampling-reconstruction $(\mathcal{H}_{1.5}$ , Algorithms 1 and 2) shows the highestSSIM in Fourier CS in various settings (CelebA dataset [14] w/ 2D sampling, fastMRI multi-coil dataset [30] w/ 1D, 2D sampling). + +
SSIM↑CelebACS-MRI 2DCS-MRI 1D
Method \ Accel.8×16×4×8×4×8×
H1Random0.83780.86840.96630.95060.95330.9255
VD [27]0.90730.87340.96980.95780.96030.9367
LOUPE [2]0.87420.86730.96710.95250.95410.9218
Equispace (1D)----0.96030.9258
H2Policy [4]0.85010.83940.96980.95720.95690.9240
H1.5Adaptive selection (ours)0.94050.89520.97040.95850.96240.9407
+ +Table 3: Quantitative comparison of PSNR and SSIM with zero-filling. 'Sorted-Self' achieved the highest PSNR, which supports our Proposition 1. Thus, we can assert that the SR space generation model effectively quantifies the HF uncertainty. + +
PSNR / SSIMSorted-SelfSorted-AnotherVD [27]
4×37.15 / 0.93936.36 / 0.92233.33 / 0.854
8×34.79 / 0.91034.24 / 0.89432.16 / 0.834
+ +rate $8 \times$ . Table 3 presents the average PSNR and SSIM of the proposed methods on the validation dataset. 'Sorted-Self' refers to the zero-filling reconstruction results obtained when sorting its own HF Bayesian uncertainty to create a mask, while 'Sorted-Another' randomly shuffles the masks among the data points. We additionally generate a mask sampled from VD [27] for comparison. As a result, the 'Sorted-Self' approach consistently achieves the highest PSNR and SSIM. These results show that the SR space generation effectively quantifies HF Bayesian uncertainty. + +Effect of the number of segments $J$ Here, we validate Remark 2 by conducting an ablation study using the dataset employed in our experiments. Figure 6 shows the average of the lowest $5\%$ , $10\%$ , and $100\%$ of SSIM values ( $\overline{\mathrm{SSIM}}_{5\%}^{\mathrm{low}}$ , $\overline{\mathrm{SSIM}}_{10\%}^{\mathrm{low}}$ , and $\overline{\mathrm{SSIM}}$ ) for all $J = 1, \ldots, 4$ in the CS-MRI $8 \times$ experiments (2D and 1D). The fact that the increase in $\overline{\mathrm{SSIM}}$ is less noticeable when transitioning from $J = 2$ to $J = 3$ or $J = 4$ compared to the transition from $J = 1$ to $J = 2$ supports the first part of Remark 2, "As $J$ increases, despite more training resources, the average performance reaches a plateau at some point." Additionally, the relatively significant increase in $\overline{\mathrm{SSIM}}_{10\%}^{\mathrm{low}}$ and $\overline{\mathrm{SSIM}}_{5\%}^{\mathrm{low}}$ when transitioning from $J = 2$ to $J = 3$ or from $J = 3$ to $J = 4$ supports the latter part of Remark 2, "As $J$ increases, it becomes more robust against outliers." Therefore, users can choose $J$ considering this trade-off. + +![](images/be23ee449c4e3542b0b52ad8c7ca25c45f1f986da4432dc870857488bc6f5efd.jpg) +(a) CS-MRI 2D $8\times$ + +![](images/59875d849764594f31bb9c400a9451cf671a07118f7ae0baf178b1861f47ac9c.jpg) +(b) CS-MRI 1D $8\times$ +Fig. 6: Trade-off with the number of segments $J$ . The average of the lowest $\{5\%, 10\%, 100\}$ of SSIM values according to the number of segments $J$ in CS-MRI (a) 2D $8 \times$ and (b) 1D $8 \times$ experiment, respectively. All SSIM values were shown as margin with respect to $J = 1$ . SSIM reaches a plateau after $J = 2$ , but $\overline{\mathrm{SSIM}}_{10\%}^{\mathrm{low}}$ and $\overline{\mathrm{SSIM}}_{5\%}^{\mathrm{low}}$ become more higher in $J = 2, 3$ or 4. These results support our Remark 2. + +Table 4: Comparison of rejection sampling and 'kmeans-Sorted'. + +
SSIM in CS-MRI J=32D 4×2D 8×1D 4×1D 8×
Rejection sampling (ours)0.97040.95850.96240.9407
kmeans-Sorted0.96120.94780.94930.9167
+ +Other sampling methods We employed the rejection sampling to introduce randomness to the mask [27]. To check the effectiveness of the rejection sampling, we compare it with 'kmeans-Sorted' method (i.e., applying 'Self-Sorted' in Tab. 3 to the k-means centroids). In Tab. 4, SSIM in rejection sampling is much higher than 'kmeans-Sorted' in MRI datasets, supporting the effectiveness of rejection sampling. + +For more discussions such as runtimes, see the supplementary material. + +# 6 Conclusion + +We have presented an adaptive selection of sampling-reconstruction $\mathcal{H}_{1.5}$ framework for Fourier CS. Our method uses an SR space generation model to quantify the high-frequency Bayesian uncertainty of each input; hence is adaptive compared to the existing joint optimization of sampling-reconstruction $(\mathcal{H}_1)$ (Theorem 1). Since our method has a dedicated reconstruction network for each sampling mask, unlike adaptive sampling $(\mathcal{H}_2)$ , our method does not suffer from the Pareto suboptimality (Theorem 2). The proposed method improved SSIM in various Fourier CS experiments, such as CS of facial images and CS-MRI in a practical multi-coil setting. + +# Acknowledgements + +This work was supported by Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government(MSIT) [NO.RS-2021-II211343, Artificial Intelligence Graduate School Program (Seoul National University)], the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. NRF-2022R1A4A1030579), Creative-Pioneering Researchers Program through Seoul National University and AI-Bio Research Grant through Seoul National University. 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" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " has low potential as its mask " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " is not adaptive to each data point. " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " poses a challenge in optimizing the mask generator " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "(\\pi_{\\phi})" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " and then exhibits Pareto suboptimality, where a single " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " is not optimal for multiple masks " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "M \\in \\mathcal{R}(\\pi_{\\phi})" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": ". In contrast, " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " is adaptive for input " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "e_{\\psi}" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " in c selects the best " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": "-" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " pair), avoids the challenge of backpropagation to discrete space (red lines in a, b, c), and achieves Pareto optimality by dedicating each network " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\theta_j" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " exclusively to " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "M_j" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "inline_equation", + "content": "\\odot" + }, + { + "bbox": [ + 130, + 461, + 482, + 573 + ], + "type": "text", + "content": " denotes the componentwise multiplication." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 670 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 670 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 670 + ], + "type": "text", + "content": "guarantees that an image can be accurately recovered from a non-adaptive random sampling pattern, with much fewer samples than the Nyquist-Shannon sampling theorem requires, if the image has a sparse representation in that domain. Before the era of deep learning, CS used to refer to obtaining the final image through " + }, + { + "bbox": [ + 130, + 605, + 482, + 670 + ], + "type": "inline_equation", + "content": "l_{1}" + }, + { + "bbox": [ + 130, + 605, + 482, + 670 + ], + "type": "text", + "content": "-regularized reconstruction, i.e., solving Lasso [6]. Recently, reconstruction has" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "text", + "content": "S. Hong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 147, + 146, + 466, + 234 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "text", + "content": "Table 1: Adaptive selection of sampling-reconstruction " + }, + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_{1.5})" + }, + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "text", + "content": " alleviates the drawbacks of joint optimization of sampling-reconstruction " + }, + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_1)" + }, + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "text", + "content": " and adaptive sampling " + }, + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_2)" + }, + { + "bbox": [ + 130, + 114, + 482, + 137 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 147, + 146, + 466, + 234 + ], + "lines": [ + { + "bbox": [ + 147, + 146, + 466, + 234 + ], + "spans": [ + { + "bbox": [ + 147, + 146, + 466, + 234 + ], + "type": "table", + "html": "
MethodsAdaptive to input kBackprop to a continuous spacePareto optimal θ
H1[2,7,8,13,26,31]XX(✓ [26])✓
H2[3,4,22,28,29]✓X(✓ [22])X
H1.5 (ours)✓✓✓
", + "image_path": "5d2b597422b4bed911933a5844aad389b1bbb9cf492ecbac7e612e31ee77e576.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 258, + 479, + 281 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 479, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 479, + 281 + ], + "type": "text", + "content": "often been performed using deep neural networks trained on the data. In this paper, we focus on deep learning-based reconstructions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 281, + 482, + 425 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 281, + 482, + 425 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 482, + 425 + ], + "type": "text", + "content": "Fourier compressed sensing (Fourier CS) refers to CS where the measurement is in the discrete Fourier transform (DFT) of an image. As electromagnetic waves are inherently wave-like, obtaining spatial information such as pixel values directly is not feasible. Instead, spatial information is acquired through DFT. Obtaining samples for every Fourier-transformed element can be costly. Unlike the CS theory that suggests random sampling is sufficient, the sampling results of Fourier CS, similar to the prior in natural images, concentrate a significant amount of energy in the low-frequency (LF) components [18,27]. Despite deviating from the random sampling principle of CS theory, Fourier CS achieves excellent image quality in many domains by extensively sampling LF components; hence it has been successfully applied to various electromagnetic imaging applications, including magnetic resonance imaging (MRI) [18, 19] or radar [9, 11]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 426, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 569 + ], + "type": "text", + "content": "However, finding an optimal sampling method that is both efficient and effective remains a challenge in Fourier CS. One approach is the joint optimization of sampling-reconstruction (denoted by " + }, + { + "bbox": [ + 130, + 426, + 482, + 569 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 130, + 426, + 482, + 569 + ], + "type": "text", + "content": ") [2,7,8,13,26,31], where the parameters of both the sampling and reconstruction networks are jointly trained using the dataset, as depicted in Fig. 1a. But this approach has two drawbacks, as described in Tab. 1. Firstly, it is not adaptive to each data point, i.e., the optimized sampling and the reconstruction parameter would not be the best pair for a specific input. Moreover, the reconstruction network is usually trained by backpropagation. To employ backpropagation, the parameters are expected to be defined within continuous spaces. This makes training the sampling mask not trivial, as it is defined in a discrete space. Most methods [2,7,8,13,31] just perform discrete optimization anyway using the straight-through estimator [5,31]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "The other approach is adaptive sampling (denoted by " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": ") [3,4,20,25,28,29,34], which aims to generate the best sampling mask for each data point (or each image) based on the fact that a predetermined sampling mask may not be optimal for every situation. Most adaptive sampling studies generate the optimal sampling mask based on the information from the initially measured LF components of each data point, which has the potential to achieve excellent results. Then, they usually have a single reconstruction network that is responsible for many optimal masks for all data points. Unfortunately, there are a couple of major issues in" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 224, + 90, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 90, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 224, + 90, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "current adaptive sampling, as in Tab. 1. Similar to the joint optimization of sampling-reconstruction models, optimizing the mask generator is challenging due to the broad and discrete mask space, as depicted in Fig. 1b. Secondly, the single reconstruction network for diverse sampling masks may not be Pareto optimal, which we called Pareto suboptimal reconstruction network. Note that a similar issue can arise in the task of restoring various degradations (e.g., the performance of a blind denoising network trained on multiple noise levels is usually lower than that of an identical network trained only on the specific noise level used as the actual input [32])." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 224, + 492, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 224, + 492, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 492, + 342 + ], + "type": "text", + "content": "In this paper, we propose a novel adaptive selection of the sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling. It is adaptive to each data point, avoids backpropagation to discrete spaces, and its reconstruction network is Pareto optimal. In the adaptive selection, we first sample LF components quickly and then leverage a super-resolution (SR) space generation model, to quantify the high-frequency (HF) Bayesian uncertainty. This approach ensures that HF components, which contain crucial details, are sampled more effectively, leading to improved reconstruction quality. The main contributions of our paper are as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 348, + 481, + 443 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 131, + 348, + 481, + 383 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 348, + 481, + 383 + ], + "spans": [ + { + "bbox": [ + 131, + 348, + 481, + 383 + ], + "type": "text", + "content": "- Proposing a novel adaptive selection of sampling-reconstruction framework for Fourier CS that alleviates the drawbacks of joint optimization of sampling-reconstruction and adaptive sampling with theoretical justification." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 383, + 481, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 383, + 481, + 407 + ], + "spans": [ + { + "bbox": [ + 131, + 383, + 481, + 407 + ], + "type": "text", + "content": "- Designing the adaptive selection to efficiently quantify HF Bayesian uncertainty by leveraging an SR space generation model for determining sampling masks." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 407, + 481, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 407, + 481, + 443 + ], + "spans": [ + { + "bbox": [ + 131, + 407, + 481, + 443 + ], + "type": "text", + "content": "- Demonstrating that our adaptive selection improves performance in multiple Fourier CS problems such as facial image restoration (up to 0.04 average gain in SSIM) and multi-coil MR reconstruction (up to 0.004 average gain in SSIM)." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 131, + 458, + 242, + 470 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 458, + 242, + 470 + ], + "spans": [ + { + "bbox": [ + 131, + 458, + 242, + 470 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 481, + 298, + 493 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 481, + 298, + 493 + ], + "spans": [ + { + "bbox": [ + 131, + 481, + 298, + 493 + ], + "type": "text", + "content": "2.1 Fourier compressed sensing" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": "Fourier CS can be defined as the following regression problem. Let us define the dataset " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "\\mathcal{D} = \\{(k^i,I^i)\\}_{i = 1}^N" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " such that " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "k^{1},k^{2},\\ldots ,k^{N}\\in \\mathcal{K}\\subseteq \\mathbb{C}^{L}" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " are fully-sampled k-space data and " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "I^1,I^2,\\dots,I^N\\in \\mathcal{I}\\subseteq \\mathbb{R}^L" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " are the corresponding images, respectively. Let us define the mask space by " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "\\mathcal{M}\\subseteq \\{0,1\\}^{L\\times L}" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " whose element is a diagonal binary matrix (indicating acquired (1) and unacquired (0) grid points). Let " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "h(k;M,\\theta):\\mathcal{K}\\times \\mathcal{M}\\times \\Theta \\to \\mathcal{I}" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " be a reconstruction function of " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " for a sampling mask " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "M\\in \\mathcal{M}" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " and a reconstruction network (e.g., U-Net [21] or E2E-VarNet [24]) parameterized by " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "\\theta \\in \\Theta" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": ". Then, this function " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " can be used as a joint sampling-reconstruction model that optimizes both the sampling mask " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": " and the reconstruction network " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": ". Specifically, for the given dataset " + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 130, + 498, + 482, + 631 + ], + "type": "text", + "content": ", the model is optimized to minimize the following empirical risk" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 219, + 635, + 395, + 668 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 635, + 395, + 668 + ], + "spans": [ + { + "bbox": [ + 219, + 635, + 395, + 668 + ], + "type": "interline_equation", + "content": "\\hat {\\mathcal {L}} [ h (\\mathcal {K}; M, \\theta) ] = \\frac {1}{N} \\sum_ {i = 1} ^ {N} l (I ^ {i}, h (k ^ {i}; M, \\theta)),", + "image_path": "1debcf402ddec0f7cb30031c51bad13b04d3fc4810e6fcf527510eb22fb1900a.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "text", + "content": "S. Hong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "type": "text", + "content": " is the loss function (e.g., " + }, + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "type": "inline_equation", + "content": "l(I, \\hat{I}) = 1 - \\mathrm{SSIM}(I, \\hat{I})" + }, + { + "bbox": [ + 131, + 114, + 388, + 129 + ], + "type": "text", + "content": ")." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 145, + 391, + 157 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 145, + 391, + 157 + ], + "spans": [ + { + "bbox": [ + 131, + 145, + 391, + 157 + ], + "type": "text", + "content": "2.2 Joint optimization of sampling-reconstruction" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 163, + 479, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 163, + 479, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 163, + 479, + 200 + ], + "type": "text", + "content": "One of the recent approaches to finding a good sampling mask is joint optimization of sampling-reconstruction [2, 7, 8, 13, 26, 31], which reconstructs the image with a non-adaptive mask " + }, + { + "bbox": [ + 130, + 163, + 479, + 200 + ], + "type": "inline_equation", + "content": "M \\in \\mathcal{M}" + }, + { + "bbox": [ + 130, + 163, + 479, + 200 + ], + "type": "text", + "content": ". They are defined as follows:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 234, + 209, + 482, + 222 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 234, + 209, + 482, + 222 + ], + "spans": [ + { + "bbox": [ + 234, + 209, + 482, + 222 + ], + "type": "interline_equation", + "content": "\\mathcal {H} _ {1} = \\{h (\\cdot ; M, \\theta) | M \\in \\mathcal {M}, \\theta \\in \\Theta \\}. \\tag {1}", + "image_path": "2e2b63d46a8f0b09fc2bfb122cbeb9029712e755b4b560dd5359511379db9cc3.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "spans": [ + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "content": "They jointly optimize " + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "content": " for a dataset; however, " + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "content": " is not adaptive to each data point. Whether using a tailored " + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "content": " or not, the fundamental limitation of " + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 131, + 229, + 479, + 289 + ], + "type": "text", + "content": " is that the sampling mask is not optimal for each data point. Moreover, they exhibit highly varying results across different settings, as they require discrete optimization [2,7,8,13,31] or virtual data [26], as shown in Fig. 1a and Tab. 1." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 306, + 255, + 319 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 306, + 255, + 319 + ], + "spans": [ + { + "bbox": [ + 131, + 306, + 255, + 319 + ], + "type": "text", + "content": "2.3 Adaptive sampling" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "spans": [ + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "text", + "content": "Some recent works [3, 4, 20, 28, 28, 29] employ adaptive mask, using a mask generator " + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "inline_equation", + "content": "\\pi_{\\phi}: M_0\\mathcal{K} \\to \\mathcal{M}" + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "text", + "content": ", parameterized by " + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "inline_equation", + "content": "\\phi \\in \\varPhi" + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "text", + "content": ", as shown in Fig. 1b. Here, " + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "inline_equation", + "content": "M_0 \\in \\mathcal{M}" + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "text", + "content": " denotes a mask that samples only LF components. Adaptive sampling approaches minimize " + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{L}}[h]" + }, + { + "bbox": [ + 131, + 324, + 479, + 373 + ], + "type": "text", + "content": " on" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 197, + 383, + 482, + 395 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 383, + 482, + 395 + ], + "spans": [ + { + "bbox": [ + 197, + 383, + 482, + 395 + ], + "type": "interline_equation", + "content": "\\mathcal {H} _ {2} = \\left\\{h (\\cdot ; \\pi_ {\\phi} (\\cdot), \\theta) \\mid \\pi_ {\\phi}: M _ {0} \\mathcal {K} \\rightarrow \\mathcal {M}, \\theta \\in \\Theta , \\phi \\in \\Phi \\right\\}. \\tag {2}", + "image_path": "6f3986e243ed00b4eceef1512dc08d70b6727e8fdb67f44b76360faa1bfc9717.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "content": "Obviously, " + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1 \\subseteq \\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "content": ". That is, " + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "content": " has the greatest potential but is hard to train because of its complexity. Specifically, " + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "content": " faces two main issues: the difficulty of the mask generator " + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "inline_equation", + "content": "(\\pi_{\\phi})" + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "content": " optimization, and Pareto suboptimality of " + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 402, + 479, + 449 + ], + "type": "text", + "content": ", due to the fact that a single reconstruction network is responsible for multiple masks." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": "Previous studies on " + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": " have used reinforcement learning [3, 20, 28] or backpropagation [3, 4, 28, 29] using straight-through estimator [5, 31] to optimize mask generator " + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "inline_equation", + "content": "\\pi_{\\phi}" + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": ", but this is a complicated problem because the action space " + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": " is too broad and discrete. " + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": " is Pareto suboptimal in adaptive sampling studies since there are multiple sampling masks " + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": " while only one " + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 450, + 480, + 557 + ], + "type": "text", + "content": " exists at inference time. Due to these difficulties, most adaptive sampling studies in CS-MRI have been conducted in a clinically less relevant simple setting of single-coil [3, 20, 25, 28, 29, 34]. There was only one study conducted on realistic multi-coil setting [4], but the final models of [4] turned out to be non-adaptive, which is an unintended consequence" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 558, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 481, + 665 + ], + "type": "text", + "content": "To avoid optimization in discrete space, [22] proposed adaptive sampling using a conditional Generative Adversarial Network (cGAN). During sampling, cGAN assesses the uncertainty of samples yet to be acquired. Subsequently, the user selects a sample with the highest uncertainty for acquisition (i.e., greedy algorithm). This process of quantifying and sampling is iteratively repeated. While this method benefits from backpropagation occurring only in continuous space (Tab. 1) it still faces the challenge of a single reconstruction network, having to perform reconstruction for all masks. Consequently, CS-MRI experiments were conducted using a simple single-coil setup." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 224, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 224, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 331, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 331, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 331, + 129 + ], + "type": "text", + "content": "2.4 Super-resolution space generation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "spans": [ + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": "Super-resolution (SR) space generation [16, 17] aims to create diverse high-resolution (HR) images that can be downsampled to the same low-resolution (LR) image (i.e., " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) \\notin \\{\\delta_I | I \\in \\mathcal{I}\\}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": "). For this purpose, a stochastic approach is used rather than a deterministic one. Conditional normalizing flow-based SR space generation methods [12, 15, 23] explicitly obtain " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}})" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " using a diffeomorphic mapping " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "f_{\\psi}: \\mathcal{I} \\to \\mathcal{Z}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " and a simple base distribution " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "q_{z}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " (e.g., standard Gaussian), as " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "q_{\\psi}(I_{\\mathrm{HR}}|I_{\\mathrm{LR}}) = q_{z}(f_{\\psi}(I_{\\mathrm{HR}}; I_{\\mathrm{LR}}))|\\det \\frac{\\partial f_{\\psi}}{\\partial I_{\\mathrm{HR}}} (I_{\\mathrm{HR}}; I_{\\mathrm{LR}})|" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": ". Since " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "f_{\\psi}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " is invertible, " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "q_{z}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "f_{\\psi}^{-1}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " can be used to directly sample " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "I_{\\mathrm{HR}}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "q_{\\psi}" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": " (i.e., " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "z \\sim q_{z} \\Rightarrow f_{\\psi}^{-1}(z; I_{\\mathrm{LR}}) \\sim q_{\\psi}(\\cdot|I_{\\mathrm{LR}})" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": "). In this work, we trained and exploited a recent robust flow-based SR space generation method [23], with tuned hyperparameters [12] for stability, to generate HR images from the corresponding LR image that is reconstructed from undersampled k-space data with mask " + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "inline_equation", + "content": "M_0" + }, + { + "bbox": [ + 130, + 136, + 483, + 288 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 305, + 265, + 319 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 305, + 265, + 319 + ], + "spans": [ + { + "bbox": [ + 132, + 305, + 265, + 319 + ], + "type": "text", + "content": "3 Proposed methods" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "content": "In Sec. 2.2 and 2.3, we investigated the difficulty of optimizing the mask generator " + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "inline_equation", + "content": "\\pi_{\\phi}" + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "content": ", and Pareto optimal " + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "content": " (for all masks). This section proposes a novel scheme, adaptive selection of sampling-reconstruction, which does not encounter these problems. Using two Theorems 1 and 2, we explain our adaptive selection " + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_{1.5})" + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "content": " is better than the joint optimization " + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_1)" + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "content": " and the adaptive sampling " + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_2)" + }, + { + "bbox": [ + 130, + 331, + 482, + 392 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 408, + 390, + 422 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 408, + 390, + 422 + ], + "spans": [ + { + "bbox": [ + 132, + 408, + 390, + 422 + ], + "type": "text", + "content": "3.1 Adaptive selection of sampling-reconstruction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 429, + 378, + 442 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 429, + 378, + 442 + ], + "spans": [ + { + "bbox": [ + 132, + 429, + 378, + 442 + ], + "type": "text", + "content": "Our adaptive selection model " + }, + { + "bbox": [ + 132, + 429, + 378, + 442 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 132, + 429, + 378, + 442 + ], + "type": "text", + "content": " is defined as follows:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 449, + 482, + 489 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 449, + 482, + 489 + ], + "spans": [ + { + "bbox": [ + 138, + 449, + 482, + 489 + ], + "type": "interline_equation", + "content": "\\mathcal {H} _ {1. 5} = \\left\\{\\sum_ {j = 1} ^ {J} e _ {\\psi} (\\cdot) _ {j} h (\\cdot ; M _ {j}, \\theta_ {j}) \\middle | e _ {\\psi}: M _ {0} \\mathcal {K} \\rightarrow \\{e _ {j} \\} _ {j = 1} ^ {J}, M _ {j} \\in \\mathcal {M}, \\theta_ {j} \\in \\Theta , \\forall j \\right\\} \\tag {3}", + "image_path": "3382bdfc94fd7ca121ec4fcb0666275a0ca92b671fb8b034c355914bb78f3187.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "e_j" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": "-th standard unit vector (i.e., one-hot vector). Each submodel " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "h(\\cdot; M_j, \\theta_j)" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": " contains mask " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "M_j" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": " and reconstruction network " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "\\theta_j" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": " as a pair, which is Pareto optimal. At inference time, each data selects an appropriate submodel through the mask selector " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "e_\\psi(\\cdot)_j" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": ", which takes input " + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "inline_equation", + "content": "M_0 k" + }, + { + "bbox": [ + 130, + 496, + 482, + 570 + ], + "type": "text", + "content": ". This scheme is similar to a segmented regression problem that ensembles multiple submodels using one-hot encoding." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "spans": [ + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "type": "text", + "content": "Remark 1. If " + }, + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "type": "text", + "content": " is a linear regression, then " + }, + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 132, + 575, + 482, + 589 + ], + "type": "text", + "content": " is a segmented linear regression." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "content": "We propose the following Theorems 1 and 2. Theorem 1 shows that " + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "content": " is better than " + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "content": " due to its adaptivity, and Theorem 2 demonstrates that " + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "content": " is superior to " + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "content": " because " + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 594, + 482, + 632 + ], + "type": "text", + "content": " has poor Pareto optimality." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 637, + 482, + 669 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 637, + 482, + 669 + ], + "spans": [ + { + "bbox": [ + 130, + 637, + 482, + 669 + ], + "type": "text", + "content": "Theorem 1 (Adaptive selection is better than non-adaptive). For a true risk " + }, + { + "bbox": [ + 130, + 637, + 482, + 669 + ], + "type": "inline_equation", + "content": "\\mathcal{L}" + }, + { + "bbox": [ + 130, + 637, + 482, + 669 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 637, + 482, + 669 + ], + "type": "inline_equation", + "content": "\\inf_{h\\in \\mathcal{H}_{1.5}}\\mathcal{L}[h]\\leq \\inf_{h\\in \\mathcal{H}_1}\\mathcal{L}[h]" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "text", + "content": "S. Hong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "type": "text", + "content": "Theorem 2 (Adaptive selection is Pareto optimal). For a true risk " + }, + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "type": "inline_equation", + "content": "\\mathcal{L}" + }, + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "type": "inline_equation", + "content": "|\\pi_{\\phi}(M_0\\mathcal{K})| \\leq J \\Rightarrow \\inf_{h \\in \\mathcal{H}_{1.5}} \\mathcal{L}[h] \\leq \\inf_{h \\in \\mathcal{H}_2} \\mathcal{L}[h]" + }, + { + "bbox": [ + 132, + 116, + 482, + 146 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": "Please see the supplementary material for the proofs. Theorem 2 requires an assumption that optimizing " + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "inline_equation", + "content": "\\pi_{\\phi}" + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": " is difficult (i.e., " + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "inline_equation", + "content": "|\\pi_{\\phi}(M_0\\mathcal{K})| \\leq J" + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": "), which is justified in Section 2.2 (e.g., The final model in [4] converged to " + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "inline_equation", + "content": "|\\pi_{\\phi}(M_0\\mathcal{K})| \\to 1" + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": ", which means non-adaptive). Theorems 1 and 2 suggest that the proposed adaptive selection scheme " + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_{1.5})" + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": " may outperform both non-adaptive methods " + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_1)" + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": " and adaptive sampling " + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_2)" + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": ". In Section 3.2, we describe the implementation of the scheme using the HF Bayesian uncertainty quantified by an SR space generation method [23]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 265, + 354, + 277 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 265, + 354, + 277 + ], + "spans": [ + { + "bbox": [ + 131, + 265, + 354, + 277 + ], + "type": "text", + "content": "3.2 How to and what to adaptively select?" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 284, + 482, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 284, + 482, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 284, + 482, + 342 + ], + "type": "text", + "content": "(How to) proposed mask selector " + }, + { + "bbox": [ + 130, + 284, + 482, + 342 + ], + "type": "inline_equation", + "content": "e_{\\psi}" + }, + { + "bbox": [ + 130, + 284, + 482, + 342 + ], + "type": "text", + "content": ": The sample variance of a generative model to produce diverse samples can be utilized to quantify uncertainty for adaptive sampling [22]. Specifically in Fourier CS, inspired by the idea of initially sampling LF components, we employ an SR space generation model [12,23] as a HF uncertainty quantifier." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": "The sample variance " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "v(M_0k) \\coloneqq (\\widehat{\\mathrm{Var}}_{q_\\psi}[k_s'])_{s=1}^S" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " is an estimator of the mean square error in k-space domain, where " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " is the number of the SR samples and " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "k_s'" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " is the Fourier transform of the " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": "-th sample. We make up the mask selector " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "e_\\psi" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " using " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "v(M_0k)" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": ". Specifically, at train time, we normalize " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "v(M_0k)" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " so that " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "u(v) \\coloneqq v / \\|v\\|_2" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " and then use the k-means++ clustering algorithm [1] to " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\{u(v(M_0k^i))\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " to create centroids " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "(c_j)_{j=1}^J" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": ". At inference time, we select adaptive mask index " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " by calculating the distance " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "u(v(M_0k))" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "inline_equation", + "content": "(c_j)_{j=1}^J" + }, + { + "bbox": [ + 130, + 342, + 482, + 429 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "spans": [ + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "text", + "content": "We also need to determine the number of the sampling-reconstruction pairs " + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "text", + "content": ". Thinking of Remark 1, increasing " + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "text", + "content": " doesn't always mean better average performance; while increasing " + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 429, + 482, + 476 + ], + "type": "text", + "content": " can help in robustly handling outliers. This trade-off can be organized as Remark 2:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "spans": [ + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "type": "text", + "content": "Remark 2 (Trade-off with the number of segments " + }, + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "type": "text", + "content": "). As " + }, + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 131, + 482, + 482, + 518 + ], + "type": "text", + "content": " increases, despite more training resources, the average performance reaches a plateau at some point, but it becomes more robust against outliers." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "spans": [ + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "type": "text", + "content": "The choice of " + }, + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "type": "text", + "content": " depends on the user's needs; we defaulted to " + }, + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "type": "inline_equation", + "content": "J = 3" + }, + { + "bbox": [ + 131, + 524, + 482, + 548 + ], + "type": "text", + "content": ". We delve into and validate Remark 2 in Sec. 5." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "text", + "content": "(What to) constructed sampling-reconstruction pairs " + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "inline_equation", + "content": "(M_j, \\theta_j)_{j=1}^J" + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "text", + "content": ": One might try to create " + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "inline_equation", + "content": "M_j" + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "inline_equation", + "content": "c_j" + }, + { + "bbox": [ + 131, + 564, + 482, + 590 + ], + "type": "text", + "content": " using just sorting, i.e.," + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 260, + 598, + 481, + 616 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 260, + 598, + 481, + 616 + ], + "spans": [ + { + "bbox": [ + 260, + 598, + 481, + 616 + ], + "type": "interline_equation", + "content": "M _ {j} = \\underset {M} {\\arg \\max } \\| M c _ {j} \\|, \\tag {4}", + "image_path": "f1092e1fd90883e7891d58d697eb572e92444525abbc64d2c37b9837c60a230f.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 623, + 287, + 635 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 623, + 287, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 623, + 287, + 635 + ], + "type": "text", + "content": "based on the following proposition." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": "Proposition 1 (simplified version). With mild assumptions, the sorted sample variance (4) is the PSNR-maximizing mask." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 224, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 224, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 125, + 479, + 314 + ], + "blocks": [ + { + "bbox": [ + 134, + 125, + 479, + 314 + ], + "lines": [ + { + "bbox": [ + 134, + 125, + 479, + 314 + ], + "spans": [ + { + "bbox": [ + 134, + 125, + 479, + 314 + ], + "type": "image", + "image_path": "107743c7e00f1a8f67b6af2e50b30341524497a4683c881ccd1d4a30015c79ae.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "lines": [ + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "spans": [ + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "text", + "content": "Fig. 2: Using the sample variance of SR space generation [12,23] results, we can quantify HF Bayesian uncertainty (highlighted in magenta dotted box). Then, we can adaptively select a sampling-reconstruction " + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "inline_equation", + "content": "(M - \\theta)" + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "text", + "content": " pair (highlighted in cyan dotted box). Here, we illustrate how our adaptive selection of sampling-reconstruction (Algorithm 2) is employed in CS-MRI. In (1)&(2) in the figure, MRI scanner scans LF k-space region and adaptively selects mask " + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "inline_equation", + "content": "(M_{j^{\\star}},\\theta_{j^{\\star}})" + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "text", + "content": " pair using HF Bayesian uncertainty quantification. (3)&(4) After additionally scanned masked k-space region from " + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "inline_equation", + "content": "M_{j^{\\star}}" + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "text", + "content": " , reconstructed images are generated from masked k-space data using " + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "inline_equation", + "content": "\\theta_{j^{\\star}}" + }, + { + "bbox": [ + 130, + 332, + 483, + 421 + ], + "type": "text", + "content": " . See Algorithm 2 for details." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 133, + 454, + 236, + 465 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 454, + 236, + 465 + ], + "spans": [ + { + "bbox": [ + 133, + 454, + 236, + 465 + ], + "type": "text", + "content": "Algorithm 1 Training" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "spans": [ + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": "Input: Training set " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "\\{k^i\\}_{i = 1}^N" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": " , initial sampling mask " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "M_0\\in" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": " , trained SR space generation model " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "f_{\\psi}:\\mathcal{I}\\to \\mathcal{Z}" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": " the number of segments " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": " , the number of SR generated images " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": " , the number of total sampling points " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "N_{M}" + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "text", + "content": " , and the empirical risk " + }, + { + "bbox": [ + 132, + 469, + 336, + 514 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{L}}" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "type": "text", + "content": "Output: Masks " + }, + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "type": "inline_equation", + "content": "(M_j)_{j=1}^J" + }, + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "type": "text", + "content": ", reconstruction parameters " + }, + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "type": "inline_equation", + "content": "(\\theta_j)_{j=1}^J" + }, + { + "bbox": [ + 132, + 514, + 336, + 534 + ], + "type": "text", + "content": ", and 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571 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 153, + 560, + 263, + 571 + ], + "spans": [ + { + "bbox": [ + 153, + 560, + 263, + 571 + ], + "type": "interline_equation", + "content": "m ^ {i} \\leftarrow \\frac {1}{S} \\sum_ {s ^ {\\prime} = 1} ^ {S} f _ {\\psi} ^ {- 1} \\left(z ^ {s ^ {\\prime}}; M _ {0} k ^ {i}\\right)", + "image_path": "d811451a1327c56a44328231d5d7777b84d7f658af697963cd0d881d5f403096.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 153, + 571, + 296, + 582 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 153, + 571, + 296, + 582 + ], + "spans": [ + { + "bbox": [ + 153, + 571, + 296, + 582 + ], + "type": "interline_equation", + "content": "v ^ {i} \\leftarrow \\frac {1}{S - 1} \\sum_ {s = 1} ^ {S} \\left(f _ {s b} ^ {- 1} \\left(z ^ {s}; M _ {0} k ^ {i}\\right) - m ^ {i}\\right) ^ {\\circ 2}", + "image_path": "33a4c4a6b54a78d38162babc26ec3351be49002ffef17e3bd3e76f5d84eaa385.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 153, + 582, + 335, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 153, + 582, + 335, + 594 + ], + "spans": [ + { + "bbox": [ + 153, + 582, + 335, + 594 + ], + "type": "inline_equation", + "content": "u^i\\gets v^i /\\| v^i\\| _2" + }, + { + "bbox": [ + 153, + 582, + 335, + 594 + ], + "type": "inline_equation", + "content": "\\triangleright" + }, + { + "bbox": [ + 153, + 582, + 335, + 594 + ], + "type": "text", + "content": " Normalized Var" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 141, + 594, + 336, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 594, + 336, + 604 + ], + "spans": [ + { + "bbox": [ + 141, + 594, + 336, + 604 + ], + "type": "inline_equation", + "content": "(c_j)_{j = 1}^J\\gets k\\text{-means + + } (\\{u^i\\}_{i = 1}^N,J)" + }, + { + "bbox": [ + 141, + 594, + 336, + 604 + ], + "type": "inline_equation", + "content": "\\triangleright" + }, + { + "bbox": [ 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"inline_equation", + "content": "M_{j}\\gets M_{0} + RejectionSampling(c_{j},N_{M} - \\mathrm{Tr}(M_{0}))" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 153, + 621, + 279, + 631 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 153, + 621, + 279, + 631 + ], + "spans": [ + { + "bbox": [ + 153, + 621, + 279, + 631 + ], + "type": "text", + "content": "Train " + }, + { + "bbox": [ + 153, + 621, + 279, + 631 + ], + "type": "inline_equation", + "content": "\\theta_{j}" + }, + { + "bbox": [ + 153, + 621, + 279, + 631 + ], + "type": "text", + "content": " to minimize " + }, + { + "bbox": [ + 153, + 621, + 279, + 631 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{L}} [h(\\cdot ;M_j,\\theta_j)]" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 344, + 454, + 449, + 464 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 344, + 454, + 449, + 464 + ], + "spans": [ + { + "bbox": [ + 344, + 454, + 449, + 464 + ], + "type": "text", + "content": "Algorithm 2 Inference" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "spans": [ + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": "Input: k-space input " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": ", initial sampling mask " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "M_0 \\in \\mathcal{M}" + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": ", trained SR space generation model " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "f_{\\psi} : \\mathcal{I} \\rightarrow \\mathcal{Z}" + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": ", the number of segments " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": ", masks " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "(M_j)_{j=1}^J" + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": ", reconstruction network parameters " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "(\\theta_j)_{j=1}^J" + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "text", + "content": ", and the centroids of uncertainty " + }, + { + "bbox": [ + 343, + 468, + 482, + 537 + ], + "type": "inline_equation", + "content": "(c_j)_{j=1}^J" + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 343, + 537, + 463, + 546 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 343, + 537, + 463, + 546 + ], + 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Our final reconstruction results are superior to those of other methods, which supports Theorems 1 and 2. In detail, our method adeptly selects sampling-reconstruction pairs using HF Bayesian uncertainty. Looking at the first column of Fig. 3, in the case of A, the presence of horizontal stripes in the background results in a high uncertainty in the vertical direction, whereas in B, the elongated blonde hair leads to a high uncertainty in the horizontal HF components. 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" + }, + { + "bbox": [ + 130, + 384, + 482, + 589 + ], + "type": "inline_equation", + "content": "M_3" + }, + { + "bbox": [ + 130, + 384, + 482, + 589 + ], + "type": "text", + "content": " is highlighted in the error map, revealing reduced errors in the hair region of the subject due to increased sampling in the horizontal direction." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 608, + 332, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 608, + 332, + 620 + ], + "spans": [ + { + "bbox": [ + 132, + 608, + 332, + 620 + ], + "type": "text", + "content": "4.2 Multi-coil CS-MRI reconstruction" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "We also performed Fourier compressed sensing on the fastMRI multi-coil brain dataset [30]. 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Here, we show a qualitative comparison of reconstruction and error map at acceleration rate " + }, + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "type": "inline_equation", + "content": "16\\times" + }, + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "type": "text", + "content": " in the CelebA dataset [14]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 502, + 482, + 551 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 551 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 551 + ], + "type": "text", + "content": "fastMRI repository1. We experimented not only with 2D undersampling patterns, as described in Sec. 5, but also with 1D line subsampling used in actual MRI. For the latter, we modified the SR space generation model [23] to achieve a " + }, + { + "bbox": [ + 130, + 502, + 482, + 551 + ], + "type": "inline_equation", + "content": "16 \\times" + }, + { + "bbox": [ + 130, + 502, + 482, + 551 + ], + "type": "text", + "content": " SR only in the horizontal direction." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": "Figure 5 shows a qualitative comparison of our method " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_{1.5})" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": " and other " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": " methods [2,4,27] at " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "4\\times 1\\mathrm{D}" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": " undersampling with the metrics of SSIM and PSNR. Our final reconstructions outperform other methods, supporting Theorems 1 and 2. In the right half of Fig. 4, our " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "e_{\\psi}" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": " selected " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "(M_1,\\theta_1)" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": ", which samples more of the low-frequency components, obtained the best reconstruction result for A (second row). Besides, for input B (fourth row), " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "(M_3,\\theta_3)" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": " generated the best reconstruction result (highlighted in red). Since " + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "inline_equation", + "content": "M_3" + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": " samples the high-frequency components more, it made the clearest imaging of the longitudinal" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "text", + "content": "S. 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Here, we show a qualitative comparison of reconstruction and error map obtained using the mask-reconstruction pairs " + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "inline_equation", + "content": "((M_j,\\theta_j)_{j = 1}^3)" + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "text", + "content": " generated from Algorithm 1 at acceleration rate " + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "inline_equation", + "content": "16\\times" + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "text", + "content": " in the CelebA dataset [14] and at acceleration rate " + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "inline_equation", + "content": "4\\times" + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "text", + "content": " in the fastMRI dataset [30]. Our Algorithm 2 estimated the uncertainty of each image as in Figs. 3 and 5, and then selected the appropriate mask " + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "inline_equation", + "content": "M_{j}" + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "text", + "content": " (with " + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "inline_equation", + "content": "\\theta_{j}" + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "text", + "content": ") as emphasized in red. For all images in this case, the selected " + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "inline_equation", + "content": "(M_j,\\theta_j)" + }, + { + "bbox": [ + 130, + 410, + 482, + 520 + ], + "type": "text", + "content": " resulted in the best reconstruction outcomes. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 545, + 481, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 569 + ], + "type": "text", + "content": "fissure, indicating the effectiveness of the proposed method (i.e., Algorithms 1 and 2)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "In Tab. 2, we present the average SSIM of the proposed scheme in various accelerations and datasets. For comparison, LOUPE [2] and policy-based method [4] are evaluated. Two non-adaptive methods, uniformly random mask and sampling from VD [27], are also evaluated. For a 1D line sampling CS-MRI, equispaced masks are additionally evaluated. As shown in Tab. 2, our adaptive selection approach consistently achieves higher SSIM compared to other methods in all scenarios. For example in CelebA dataset at acceleration rate " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", SSIM of our method (0.9405) is about 0.04 higher than the best of " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " (0.9073) and" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 225, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 225, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 225, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adaptive Selection of Sampling-Reconstruction in FCS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "spans": [ + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "text", + "content": "Ground truth " + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "text", + "content": ": VD [27] " + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "text", + "content": ": LOUPE [2] " + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "text", + "content": ": Policy [4] " + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 137, + 114, + 470, + 127 + ], + "type": "text", + "content": " (ours)" + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 133, + 128, + 481, + 404 + ], + "blocks": [ + { + "bbox": [ + 133, + 128, + 481, + 404 + ], + "lines": [ + { + "bbox": [ + 133, + 128, + 481, + 404 + ], + "spans": [ + { + "bbox": [ + 133, + 128, + 481, + 404 + ], + "type": "image", + "image_path": "eb6d6247289ad0c6fe5294eefaf9dfcc3c85548917d33436a448723ba5d22848.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "lines": [ + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "type": "text", + "content": "Fig. 5: In a practical multi-coil CS-MRI 1D line sampling scenario, our adaptive selection of sampling-reconstruction shows the highest SSIM (highlighted in red). Here, we show a qualitative comparison of reconstruction and error map at acceleration rate " + }, + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "type": "inline_equation", + "content": "4 \\times" + }, + { + "bbox": [ + 130, + 413, + 482, + 479 + ], + "type": "text", + "content": " in the fastMRI dataset [30]. For comparison, we also show the results of the variable density (VD) [27], LOUPE [2], and policy-based adaptive sampling [4]. SSIMs and PSNRs are included in the reconstructions and the error maps, respectively." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "text", + "content": " (0.8501). In addition in a realistic setting, CS-MRI 1D at acceleration rate " + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "text", + "content": ", SSIM of our method (0.9407) is about 0.004 higher than the best of " + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_1" + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "text", + "content": " (0.9367) and " + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 130, + 502, + 482, + 552 + ], + "type": "text", + "content": " (0.9240), which is a significant difference in MRI reconstruction problem [33]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 569, + 217, + 582 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 569, + 217, + 582 + ], + "spans": [ + { + "bbox": [ + 132, + 569, + 217, + 582 + ], + "type": "text", + "content": "5 Discussion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": "Does the SR space generation model quantify the HF uncertainty well? Since sample variance estimates MSE, evaluating SR space generation can be done by sorting the sample variance, as in Proposition 1. After adaptive sampling and zero-filling for reconstruction, PSNR can be used as a metric for assessment. We qualitatively (in the supplementary material) and quantitatively (in Tab. 3) compare the adaptive sampling results in MRI [30] at acceleration" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "text", + "content": "S. Hong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 157, + 485, + 284 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 2: Our adaptive selection of sampling-reconstruction " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": ", Algorithms 1 and 2) shows the highestSSIM in Fourier CS in various settings (CelebA dataset [14] w/ 2D sampling, fastMRI multi-coil dataset [30] w/ 1D, 2D sampling)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 157, + 485, + 284 + ], + "lines": [ + { + "bbox": [ + 132, + 157, + 485, + 284 + ], + "spans": [ + { + "bbox": [ + 132, + 157, + 485, + 284 + ], + "type": "table", + "html": "
SSIM↑CelebACS-MRI 2DCS-MRI 1D
Method \\ Accel.8×16×4×8×4×8×
H1Random0.83780.86840.96630.95060.95330.9255
VD [27]0.90730.87340.96980.95780.96030.9367
LOUPE [2]0.87420.86730.96710.95250.95410.9218
Equispace (1D)----0.96030.9258
H2Policy [4]0.85010.83940.96980.95720.95690.9240
H1.5Adaptive selection (ours)0.94050.89520.97040.95850.96240.9407
", + "image_path": "49750a500cbda12e041dc5b2328cce939710f09db9f7eedf566a3b8e2272ef05.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 169, + 337, + 445, + 383 + ], + "blocks": [ + { + "bbox": [ + 132, + 293, + 482, + 327 + ], + "lines": [ + { + "bbox": [ + 132, + 293, + 482, + 327 + ], + "spans": [ + { + "bbox": [ + 132, + 293, + 482, + 327 + ], + "type": "text", + "content": "Table 3: Quantitative comparison of PSNR and SSIM with zero-filling. 'Sorted-Self' achieved the highest PSNR, which supports our Proposition 1. Thus, we can assert that the SR space generation model effectively quantifies the HF uncertainty." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 169, + 337, + 445, + 383 + ], + "lines": [ + { + "bbox": [ + 169, + 337, + 445, + 383 + ], + "spans": [ + { + "bbox": [ + 169, + 337, + 445, + 383 + ], + "type": "table", + "html": "
PSNR / SSIMSorted-SelfSorted-AnotherVD [27]
4×37.15 / 0.93936.36 / 0.92233.33 / 0.854
8×34.79 / 0.91034.24 / 0.89432.16 / 0.834
", + "image_path": "fbde0c7e771805aaf45d3c24624217e78ad7d42f90b4ca879c8b34120eadb9b9.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 406, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 406, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 132, + 406, + 482, + 502 + ], + "type": "text", + "content": "rate " + }, + { + "bbox": [ + 132, + 406, + 482, + 502 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 132, + 406, + 482, + 502 + ], + "type": "text", + "content": ". Table 3 presents the average PSNR and SSIM of the proposed methods on the validation dataset. 'Sorted-Self' refers to the zero-filling reconstruction results obtained when sorting its own HF Bayesian uncertainty to create a mask, while 'Sorted-Another' randomly shuffles the masks among the data points. We additionally generate a mask sampled from VD [27] for comparison. As a result, the 'Sorted-Self' approach consistently achieves the highest PSNR and SSIM. These results show that the SR space generation effectively quantifies HF Bayesian uncertainty." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": "Effect of the number of segments " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " Here, we validate Remark 2 by conducting an ablation study using the dataset employed in our experiments. Figure 6 shows the average of the lowest " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " of SSIM values (" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}}" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}}" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": ") for all " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 1, \\ldots, 4" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " in the CS-MRI " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " experiments (2D and 1D). The fact that the increase in " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " is less noticeable when transitioning from " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 2" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 3" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 4" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " compared to the transition from " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 1" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 2" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " supports the first part of Remark 2, \"As " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " increases, despite more training resources, the average performance reaches a plateau at some point.\" Additionally, the relatively significant increase in " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}}" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}}" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " when transitioning from " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 2" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 3" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " or from " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 3" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "inline_equation", + "content": "J = 4" + }, + { + "bbox": [ + 132, + 521, + 482, + 665 + ], + "type": "text", + "content": " supports the latter part of Remark 2, \"As " + }, 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The average of the lowest " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "\\{5\\%, 10\\%, 100\\}" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " of SSIM values according to the number of segments " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " in CS-MRI (a) 2D " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " and (b) 1D " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " experiment, respectively. All SSIM values were shown as margin with respect to " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "J = 1" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": ". SSIM reaches a plateau after " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "J = 2" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": ", but " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}_{10\\%}^{\\mathrm{low}}" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "\\overline{\\mathrm{SSIM}}_{5\\%}^{\\mathrm{low}}" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " become more higher in " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "J = 2, 3" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": " or 4. These results support our Remark 2." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 169, + 348, + 445, + 394 + ], + "blocks": [ + { + "bbox": [ + 172, + 327, + 440, + 338 + ], + "lines": [ + { + "bbox": [ + 172, + 327, + 440, + 338 + ], + "spans": [ + { + "bbox": [ + 172, + 327, + 440, + 338 + ], + "type": "text", + "content": "Table 4: Comparison of rejection sampling and 'kmeans-Sorted'." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 169, + 348, + 445, + 394 + ], + "lines": [ + { + "bbox": [ + 169, + 348, + 445, + 394 + ], + "spans": [ + { + "bbox": [ + 169, + 348, + 445, + 394 + ], + "type": "table", + "html": "
SSIM in CS-MRI J=32D 4×2D 8×1D 4×1D 8×
Rejection sampling (ours)0.97040.95850.96240.9407
kmeans-Sorted0.96120.94780.94930.9167
", + "image_path": "63326ba2ea3af7bd70a28815b3ab7a3dcb3b9963e842c97701f1b5484ba34850.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 418, + 482, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 482, + 491 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 482, + 491 + ], + "type": "text", + "content": "Other sampling methods We employed the rejection sampling to introduce randomness to the mask [27]. To check the effectiveness of the rejection sampling, we compare it with 'kmeans-Sorted' method (i.e., applying 'Self-Sorted' in Tab. 3 to the k-means centroids). In Tab. 4, SSIM in rejection sampling is much higher than 'kmeans-Sorted' in MRI datasets, supporting the effectiveness of rejection sampling." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 146, + 492, + 460, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 492, + 460, + 504 + ], + "spans": [ + { + "bbox": [ + 146, + 492, + 460, + 504 + ], + "type": "text", + "content": "For more discussions such as runtimes, see the supplementary material." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 527, + 220, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 527, + 220, + 540 + ], + "spans": [ + { + "bbox": [ + 132, + 527, + 220, + 540 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "We have presented an adaptive selection of sampling-reconstruction " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{1.5}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": " framework for Fourier CS. Our method uses an SR space generation model to quantify the high-frequency Bayesian uncertainty of each input; hence is adaptive compared to the existing joint optimization of sampling-reconstruction " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_1)" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": " (Theorem 1). Since our method has a dedicated reconstruction network for each sampling mask, unlike adaptive sampling " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "(\\mathcal{H}_2)" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ", our method does not suffer from the Pareto suboptimality (Theorem 2). The proposed method improved SSIM in various Fourier CS experiments, such as CS of facial images and CS-MRI in a practical multi-coil setting." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 102 + ], + "type": "text", + "content": "S. Hong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 483, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 483, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 483, + 248 + ], + "type": "text", + "content": "This work was supported by Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government(MSIT) [NO.RS-2021-II211343, Artificial Intelligence Graduate School Program (Seoul National University)], the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. NRF-2022R1A4A1030579), Creative-Pioneering Researchers Program through Seoul National University and AI-Bio Research Grant through Seoul National University. Also, the authors acknowledged the financial support from the BK21 FOUR program of the Education and Research Program for Future ICT Pioneers, Seoul National University." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 266, + 197, + 278 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 266, + 197, + 278 + ], + "spans": [ + { + "bbox": [ + 133, + 266, + 197, + 278 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 291, + 482, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 291, + 482, + 314 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 291, + 482, + 314 + ], + "spans": [ + { + "bbox": [ + 138, + 291, + 482, + 314 + ], + "type": "text", + "content": "1. Arthur, D., Vassilvitskii, S.: K-means++ the advantages of careful seeding. 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Karen Liu1", + "bbox": [ + 79, + 139, + 917, + 235 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Stanford University \n{keenon, jkaneda, alantan, rishia, osskov, tvwouwe, suhlrich, nbianco, ongcf, afalisse, sapkota, aidan13, jenhicks, delp, karenliu} @stanford.edu, $^{2}$ University of Bath {jc2369, ep314}@bath.ac.uk, $^{3}$ Rice University fregly@rice.edu", + "bbox": [ + 79, + 253, + 953, + 325 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. While reconstructing human poses in 3D from inexpensive sensors has advanced significantly in recent years, quantifying the dynamics of human motion, including the muscle-generated joint torques and external forces, remains a challenge. Prior attempts to estimate physics from reconstructed human poses have been hampered by a lack of datasets with high-quality pose and force data for a variety of movements. We present the AddBiomechanics Dataset 1.0, which includes physically accurate human dynamics of 273 human subjects, over 70 hours of motion and force plate data, totaling more than 24 million frames. To construct this dataset, novel analytical methods were required, which are also reported here. We propose a benchmark for estimating human dynamics from motion using this dataset, and present several baseline results. The AddBiomechanics Dataset is publicly available at addbiomechanics.org/download_data.html.", + "bbox": [ + 147, + 364, + 849, + 613 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: dataset, human body motion, human body physics, real to sim, benchmark", + "bbox": [ + 147, + 630, + 849, + 665 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 82, + 695, + 309, + 718 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The ability to accurately infer human movement dynamics (the motion and the physical forces that generated the motion) from video cameras or wearable sensors would transform the fields of computer graphics, robotics, orthopedics, biomechanics, and rehabilitation. With measurement not only of movement but also the internal and external forces driving the movement, researchers can generate more realistic animations of movement [35], design wearable robotic systems [34, 47], study injury mechanisms [3, 28], and improve treatments for mobility impairments [24, 31].", + "bbox": [ + 79, + 734, + 917, + 889 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "To reconstruct human movement dynamics from inexpensive sensors, we need realistic musculoskeletal models of the human body, along with accurate estimates of human pose and external moments and forces. Over the past decade,", + "bbox": [ + 79, + 891, + 917, + 947 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/18e663cda2a257057ec008c23ee38c5292a77189fa7eebde8661b696dd31b429.jpg", + "image_caption": [ + "Fig. 1: Frames from recordings of a drop jump, tai chi, running, ballet, and squatting (left to right) in the AddBiomechanics Dataset. The ground reaction forces are shown with arrows on the right (orange) and left (blue) feet for representative time steps around the shown frame. The model includes 22 body segments, 37 degrees of freedom, and specialized joints for the knees, shoulders, and spine, which match the subject's mass, inertial properties, and motion capture recordings while obeying $F = ma$ with respect to the force plate recordings. Discrepancies between the reconstruction and the original sensor data are within clinically acceptable tolerances [21]." + ], + "image_footnote": [], + "bbox": [ + 111, + 61, + 903, + 222 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "the research community has made significant progress in both generating realistic musculoskeletal models of the body [23,56,63,68] and reconstructing poses from inexpensive sensors such as cameras [8,16,22,32,38,42,60,66], sparse wearable sensors [26], and generative models [57]. However, the measurement of external forces outside of motion capture labs is unreliable [10,33] and thus far the models that estimate external forces from motion alone are intractable for real time use [13,67] or are not evaluated against measured data [17,26,53,61,62,69,74]. Thus their accuracy cannot be compared to the thresholds established in the literature [21]. A key bottleneck is the lack of combined motion and force datasets to train models and assess accuracy of external force estimates against real measurements for a diversity of human subjects and activities.", + "bbox": [ + 72, + 450, + 922, + 666 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address this problem, we present the AddBiomechanics Dataset, the first large scale standardized dataset of lab-based pose and force data for a variety of movements, currently with over 273 participants and $70+$ hours of recorded motion. This dataset can be used to train machine learning methods to reconstruct detailed force information about human movement dynamics (e.g., biological torques, ground reaction moments and forces, etc.) from easily measurable quantities (e.g., motion capture from a cell phone camera). To provide a fair basis to compare future models that estimate joint torques and external moments and forces acting on the body from motion alone, we propose a set of evaluation metrics, along with a standard train/development/test split. To provide a sense for what is possible with this data, we implement both a simple model and the architecture from previous papers that have attempted data-driven ground reaction moment (GRM) and force (GRF) prediction models [19, 50], and report state-of-the-art results on the AddBiomechanics Dataset.", + "bbox": [ + 72, + 676, + 922, + 949 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 77, + 16, + 94, + 30 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 157, + 14, + 331, + 32 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To construct our dataset, we present a key improvement to the AddBiomechanics tool presented by Werling et al. [71], which quickly and automatically provides estimates of model scales, motion, and dynamics that meet rigorous standards for analyzing human motion from the biomechanics literature [21]. In particular, the original AddBiomechanics tool is unable to process movement trials with a mix of measured and unmeasured external forces, and compute dynamics only when the external forces are available. These trial types are common since, to obtain quantities of diverse raw data recordings at a scale useful for machine learning, researchers must collect during long sessions in labs with motion capture and in-ground force plates, but instrumenting the entire floor of a lab is prohibitively expensive. Long captures of diverse data therefore contain frames where the subject stepped off of the force plates and experienced large unmeasured external ground forces acting on their body. While we still cannot use those frames in the final dataset, we present a method to use the optical motion capture on those \"unobserved forces\" frames to constrain the dynamics reconstruction on frames where all external forces acting on the body are measured, and allowing long diverse capture sessions to be optimized together. This improvement allows us to reconstruct accurate dynamics on large, diverse and previously inaccessible raw data sources, making the resulting dataset larger and more diverse.", + "bbox": [ + 77, + 56, + 922, + 443 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, we make the following novel contributions:", + "bbox": [ + 108, + 445, + 709, + 463 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Releasing the largest dataset of human dynamics, containing personalized musculoskeletal models and corresponding experimental measurements of foot-ground contact forces paired with motion capture data.", + "- Improving automated human dynamics data processing tools to enable the construction of a large and diverse dataset, by overcoming a limitation that required that all steps be on force plates. We discard timesteps with steps off of force plates (often present in long continuous sessions), but can still find dynamics on those frames where force plate data is present.", + "- Proposing a standard benchmark to evaluate methods that reconstruct human dynamics information from human motion alone. For example, some work [19,50] evaluates error only for the vertical ground reaction force, which is a strict lower bound on taking the L2-norm between predicted and measured 3D force vectors." + ], + "bbox": [ + 89, + 479, + 917, + 728 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 75, + 760, + 331, + 780 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Related Datasets", + "text_level": 1, + "bbox": [ + 75, + 801, + 353, + 819 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "While there are several valuable, existing datasets including both pose and force-related data, they are currently small-in-scale, of insufficient accuracy, and/or in a format unsuitable for the task of predicting forces (e.g., long captures with only partially observed experimental force data). For example, one of the largest available datasets of human dynamics data with pre-computed full body models is presented in UnderPressure [50], with 5.6 hours of data from 10 subjects.", + "bbox": [ + 72, + 830, + 922, + 949 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 82, + 14, + 837, + 30 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 900, + 16, + 917, + 30 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "UnderPressure contains joint kinematics, inertial measurement unit (IMU) data and synchronized pressure insole data collected during various types of locomotion. While the largest available, pressure insole data is of insufficient accuracy to create or evaluate 3D dynamic simulations [7,10,33].", + "bbox": [ + 79, + 55, + 917, + 131 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "There are several additional datasets, of varying size, with higher-quality force data from expensive in-floor or in-treadmill force plates, but these datasets have heterogeneous processing, incomplete observation data or formatting inconsistencies. Carter et al. [9] and Camargo et al. [6] each share nearly 20 hours of optical marker motion capture and force data for subjects performing walking, stairs, ramps, running, jumping, and other activities. Most datasets collected with in-ground force plates (e.g., Camargo et al.) have large sections of partial force data as a subject steps onto or off of an in-ground plate, which existing analysis tools cannot handle. Additional human dynamics datasets (most under 2 hours) include video keypoints with synchronized ground force plate data [49], sparse IMU sets with instrumented treadmills [1, 41, 59], and traditional optical markers with ground force plates [27, 44, 51, 52], with GroundLink [19] representing the widest diversity of dynamics with 19 different motions. We combine these and several additional datasets into the AddBiomechanics Dataset 1.0.", + "bbox": [ + 77, + 134, + 917, + 404 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Estimating Physical Forces from Motion", + "text_level": 1, + "bbox": [ + 79, + 432, + 631, + 452 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In computer vision and graphics, physics (either in the form of a physics engine or constraints to represent \"physical intuitions\") has been applied by many researchers to improve the quality of generated movements, to combat common artefacts such as foot floating or foot sliding.", + "bbox": [ + 79, + 461, + 917, + 539 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "One common approach is the use of fast physics-based reinforcement learning methods [2,39,43,53-55,61,62,73,75-77], generally with simplified contact models (e.g., \"rigid box feet\") to estimate joint torques necessary to achieve a measured motion. Another area of focus has been improving the quality of human motion simulations (whether synthesized de novo or obtained from a motion capture method) by leveraging \"physical intuitions\" about how humans move in the world (e.g., minimizing foot sliding, disallowing foot-ground penetration, etc.). Approaches to this task have specifically targeted the problem of visual motion quality, whether in isolation [17,26,57,58] or tied to a monocular motion capture pipeline [4,5,40,72,74,79]. Both the physics based and physical intuition based methods use \"physical plausibility\" to describe results and evaluate against motion data alone. Quantifying the accuracy of estimated external forces and joint torques requires measured ground reaction force data with synchronized motion that isn't currently available. The ability of existing methods to reconstruct experimentally valid human dynamics remains an open question.", + "bbox": [ + 77, + 541, + 917, + 830 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Combined motion and force datasets have also been used on a small scale to evaluate the models that estimate moments and forces from motion. One approach uses measured motion and force data to reconstruct dynamics with offline trajectory optimization methods and biomechanically accurate models (i.e., using muscle actuators) [11, 15, 20, 29, 67]. Optimization is computationally expensive (e.g., $0.001\\mathrm{x}$ real time [29, 67]), can only run on a few seconds of data", + "bbox": [ + 79, + 832, + 917, + 947 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 79, + 17, + 94, + 29 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 159, + 14, + 329, + 32 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "at a time, has errors on the order of $10\\%$ of body weight compared to measured ground reaction forces [29, 67] and depends on a task-specific movement objective (e.g., minimize energy, maximize speed). A second approach leverages motion and force data to train deep learning models to predict ground reaction forces for specific tasks, such as running [1, 59], walking [41, 51, 52], sidestepping [27, 49], squatting [45], and stair climbing [44]. Although comparing the accuracy is challenging due to a lack of standard evaluation metrics, these models perform well for task-specific prediction (e.g., 0.16 BW RMSE [1]; $r = 0.93$ for vertical GRF [51]). There have been few data-driven models trained on multiple activities and evaluated on out-of-distribution movements [19, 45] and their accompanying datasets are still limited (e.g., less than eight subjects) with average errors exceeding $25\\%$ of body weight.", + "bbox": [ + 77, + 55, + 917, + 289 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In summary, it is currently possible to predict with $10\\%$ error foot-floor contact forces for common activities like walking using offline optimization-based methods [29], but no fast, accurate, and generalized models exist.", + "bbox": [ + 77, + 289, + 917, + 347 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 AddBiomechanics Dataset", + "text_level": 1, + "bbox": [ + 79, + 380, + 501, + 401 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/8dbb21d4990543dc62cc96340d402116958720e5bfa45d2db1a82dc669b1f54a.jpg", + "table_caption": [ + "Table 1: Breakdown of subject count and hours from the raw data sources." + ], + "table_footnote": [], + "table_body": "
SourceSubjectsTotal HoursGRF Hours
Lencioni et al. 2019 [36]500.520.37
Carter et al. 2023 [9]5021.6019.80
Santos et al. 2017 [12]494.904.90
Camargo et al. 2021 [6]2219.8710.10
Tan et al. 2023 [65]174.404.40
Moore et al. 2015 [48]126.226.03
Falisse et al. 2016 [13]110.490.10
Hamner et al. 2013 [18]100.020.02
Van der Zee et al. 2022 [78]105.465.31
Uhlrich et al. 2023 [67]100.240.05
Tan et al. 2022 [64]93.733.73
Wang et al. 2023 [70]91.841.84
Han et al. 2023 [19]71.700.52
Fregly et al. 2012 [14]60.140.04
Li et al. 2021 [37]10.340.34
Sum27371.4757.55
", + "bbox": [ + 118, + 491, + 876, + 809 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Version 1.0 of the AddBiomechanics Dataset contains standardized musculoskeletal models as well as position and physics information for over 24 million frames from $70+$ hours of motion for 273 participants (Table 1). Each of these frames contains optical marker locations and ground reaction moment and force measurements, along with estimated joint kinematics, estimated joint torques,", + "bbox": [ + 77, + 850, + 917, + 949 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 82, + 14, + 837, + 32 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 900, + 16, + 917, + 29 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "and estimated center of mass kinematics. The dataset includes nine different activity types collected from 15 publicly available raw data sources (Table 1), captured in 12 different laboratories. Each raw data source includes experimental optical motion capture and force plate data; refer to the corresponding publications for more details about the experimental data collection. All raw data was run through the same processing pipeline, presented in Section 4. For the data sources that reported demographic information, the subjects have a mean age of 30.7 ( $\\pm$ 15.8) years (range: 6 - 84), and mean BMI of 22.8 ( $\\pm$ 3.4) (range: 11.7 - 34.4). The majority of the subjects are male (73%), and 23% are female. A portion of the datasets did not contain reported age (9%) or biological sex (4%).", + "bbox": [ + 72, + 55, + 922, + 269 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/385bf93ac703d67cbd0d7bf40bc4c0fe99f2106415cb7c3ea39bbebb051592b6.jpg", + "image_caption": [ + "Fig. 2: Activity classification. The duration of captures in each activity class is shown on a log scale." + ], + "image_footnote": [], + "bbox": [ + 164, + 320, + 830, + 531 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We manually classified the activity types in the AddBiomechanics Dataset by visualizing the kinematics of each capture. Labels were generated from the activities presented by each dataset. Sub-labels further classify each activity class; for example, there are sub-labels for overground vs. treadmill walking and running, and for walking up vs. down stairs. Any capture that could not be clearly categorized under the main activity labels is classified as \"other.\" For example, several captures from [48] are subjects stepping onto a treadmill, and some captures contain calibration motions. Figure 2 shows the duration of each activity class within the AddBiomechanics Dataset.", + "bbox": [ + 72, + 632, + 917, + 808 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The AddBiomechanics Dataset contains a variety of speeds and individual trial lengths (Figure 3). Averaged over each trial, the majority of absolute speeds fall between about 0.0 and $5.0\\mathrm{m / s}$ . Trials were split into segments of at most 2,000 frames as a result of computational limits in the processing pipeline. The majority of remaining trials contain less than 1,000 frames. Overall, $53.4\\%$ of the GRF in the dataset is single support, followed by $21.2\\%$ for double support and $25.4\\%$ for flight phase.", + "bbox": [ + 72, + 811, + 917, + 949 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 77, + 16, + 94, + 30 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 157, + 14, + 331, + 32 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/7b12d9f62eccec71d8f274a98fdf22d060760b7dd83c02288fb944e2b4d9597d.jpg", + "image_caption": [ + "Fig. 3: Distributions of speed and capture length in the AddBiomechanics Dataset. The magnitude of speed averaged per trial (left). Trial lengths as number of frames (right). Original trials longer than 2000 frames were split up into multiple trials segments." + ], + "image_footnote": [], + "bbox": [ + 164, + 52, + 498, + 221 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/9de9e6557a9f103f6f1fd35f770e210fcd20036193948a104ba77731e9c6acce.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 52, + 832, + 219 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.1 Personalized Subject Models", + "text_level": 1, + "bbox": [ + 75, + 328, + 496, + 347 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We provide individual subject skeletons as scaled and mass-optimized versions of the Rajagopal Full Body Model [56], which is the standard in human biomechanics for maximum biomechanical accuracy in modelling the physics of the body. Recent work by Keller et al. [30] means the Rajagopal model can also be transformed to a variant of the SMPL Model, ensuring that the AddBiomechanics Dataset can be used with existing SMPL-based datasets (e.g., [25, 46]) and methods (e.g., [16, 17, 26, 53, 57, 61, 62, 69, 74]).", + "bbox": [ + 72, + 362, + 920, + 500 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2 Evaluating Dataset Quality", + "text_level": 1, + "bbox": [ + 75, + 528, + 476, + 549 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "It is best practice in biomechanics to evaluate dynamic reconstructions of human movement from raw sensor data (marker locations, force plate data) using the discrepancy between the raw measurements and what the dynamic model implies the measurements should be [21]. These standard measurements are available in Table 2. There are thresholds for clinical grade dynamics suggested by Hicks et al. [21], also reported in the table. Many human modelling experts do not reach this bar in practice [71], so passing these thresholds at scale is a significant achievement. 12.1 hours $(21.2\\%)$ of the data is classified as clinical-grade human dynamics data by this measure, an unprecedentedly large dataset to reach that quality bar. For overall distributions of residuals, see Figure 4.", + "bbox": [ + 72, + 562, + 917, + 759 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 Raw Data Processing and Aggregation", + "text_level": 1, + "bbox": [ + 75, + 788, + 682, + 811 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Raw data sources contain optical marker traces, and time synced force plate data. It requires a substantial optimization problem to reconstruct human dynamics. The backbone of our approach is to manually review our raw data sources frame-by-frame to determine frames where steps off of force plates occurred, and then run the annotated raw data through the pipeline presented in Werling et al. [71], with the modifications described below to handle steps off of force plates.", + "bbox": [ + 72, + 832, + 917, + 949 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 82, + 14, + 837, + 34 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 900, + 16, + 917, + 30 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/5778e9ce9afb61706aa28fdd86adf8a52076e73dce7719cc7b3a99a5920d18da.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MeasurementMean ± Std-devHicks Threshold for Clinical Use [21]
Marker Error2.17 ± 2.44 (cm)N/A
Linear Residual0.046 ± 0.027 (BW)0.05 BW
Angular Residual0.11 ± 0.02 (BW*h)0.1 BW*h
", + "bbox": [ + 118, + 52, + 871, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 2: Evaluating dataset quality. \"Marker Error\" is measured in centimeters RMS to evaluate the quality of pose reconstruction. \"Linear Residual\" is force discrepancy between model and raw data, normalized across subjects as body-weights (BW) RMS. \"Angular Residual\" is torque dynamic discrepancy at the model's root, normalized across subjects as body-weights * height (BW*h) RMS. The Hicks Thresholds [21] for clinical model accuracy are presented with each metric.", + "bbox": [ + 72, + 141, + 920, + 248 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/39ebd6e63b36a15eda41f587aad3bea132d7dd2500943df7ffcfa568de6aca02.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 87, + 297, + 912, + 411 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/addafa433ca93c2b80cc3af3364369dacc95b1d10bf93ce4d029809817419663.jpg", + "image_caption": [ + "Fig. 4: Evaluating dataset quality. See Table 2 for descriptions of quantities." + ], + "image_footnote": [], + "bbox": [ + 84, + 413, + 912, + 526 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In collecting large amounts of motion data with overground force plates, it is common for subjects to step on uninstrumented ground and have unmeasured forces acting on them several times during a single capture. These frames of data are not useful for learning about human dynamics, so should be thrown away, but that must be done after we have solved for dynamics on the remaining frames. If we were to simply delete the frames, and solve for skeleton scaling and motion dynamics separately on each range of frames with continuously observed forces, we could get quite unrealistic motion, since there are no useful constraints on the start and end conditions of each short group of frames with observed forces, and so the optimizer can cheat with unrealistic initial and terminal velocities. Optimizing for dynamics with the motion from frames with unobserved force data helps prevent that from happening.", + "bbox": [ + 72, + 613, + 917, + 845 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In order to construct this dataset, we needed to be able to solve for accurate human dynamics while ignoring physical consistency on frames with steps off of force plates, and yet not allowing any discontinuous jumps in human kinematics when they step off of or back onto force plates. This section describes the relevant background, and our algorithms to handle this problem.", + "bbox": [ + 72, + 852, + 920, + 949 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 77, + 17, + 94, + 29 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 159, + 14, + 329, + 32 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/25efa6a7f878d76ad59bcf83550297bc7e81f89de6dfbf652d417cfce1d32c16.jpg", + "image_caption": [ + "Fig.5: Adapted with permission from Werling et al. [71], this figure shows the processing pipeline we used to turn raw sensor data into accurate human dynamics, and shows where the method described below swaps into the original pipeline from [71]" + ], + "image_footnote": [], + "bbox": [ + 89, + 60, + 900, + 494 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "These methods are enhancements to the methods originally presented in Werling et al. [71] These algorithms are already merged into the upstream Werling et al. [71] tool, and are available in the open source codebase.", + "bbox": [ + 75, + 591, + 917, + 652 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Processing Raw Sensor Data", + "text_level": 1, + "bbox": [ + 75, + 676, + 493, + 695 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Biomechanical motion capture labs output optical marker traces over time, and time-synced ground reaction force measurements (which include force, locations, and torque for each contact) from force plates in the ground or in treadmills. It is possible to run inverse kinematics on the locations of the optical markers over time to produce an accurate reconstruction of motion by picking joint angles $\\mathbf{q}$ and bone scales $\\mathbf{s}$ to minimize the distance between virtual markers $f(\\mathbf{q},\\mathbf{s})$ and observed markers $\\mathbf{o}$ .", + "bbox": [ + 72, + 704, + 917, + 840 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\boldsymbol {q}} \\left| \\left| f (\\boldsymbol {q}, \\boldsymbol {s}) - \\boldsymbol {o} \\right| \\right| \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 392, + 871, + 917, + 900 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "It is also possible, given a skeleton model, joint accelerations and observations of external forces $\\pmb{f}_t$ from the force plates, to run standard inverse dynamics to", + "bbox": [ + 75, + 910, + 917, + 949 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 82, + 14, + 840, + 34 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 900, + 16, + 917, + 30 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "compute joint torques.", + "bbox": [ + 75, + 56, + 319, + 74 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {\\tau} _ {t} = \\boldsymbol {M} (\\ddot {\\boldsymbol {q}} _ {t}) - \\boldsymbol {C} _ {t} - \\boldsymbol {J} ^ {T} \\boldsymbol {f} _ {t} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 358, + 87, + 917, + 107 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We adopt standard notation that $M$ is the mass matrix, $C_t$ is the vector of joint torques from coriolis forces and gravity, $J$ is the jacobian of the contacts, and $f_t$ is the contact forces.", + "bbox": [ + 72, + 120, + 917, + 177 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Here $\\ddot{\\pmb{q}}_t$ is estimated by central differencing the joint angles, with the equation given below.", + "bbox": [ + 72, + 178, + 917, + 217 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\tilde {\\boldsymbol {q}} _ {t} = \\frac {\\tilde {\\boldsymbol {q}} _ {t - 1} - 2 \\tilde {\\boldsymbol {q}} _ {t} + \\tilde {\\boldsymbol {q}} _ {t + 1}}{\\Delta t ^ {2}} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 368, + 227, + 917, + 263 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "It is worth noting that noise in motion capture systems that estimate our $\\mathbf{q}_t$ values tends to have very high frequency content, because each frame's errors are approximately independently and identically distributed at 100fps. This leads to a signal to noise ratio that is 4 orders of magnitude worse after finite differencing. We use a Butterworth low pass filter at 30Hz to process the finite differenced estimates, which does a good job attenuating the noise in our estimates of $\\ddot{\\mathbf{q}}_t$ but makes them only trustworthy in their lower frequency components.", + "bbox": [ + 72, + 274, + 917, + 409 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Returning to Equation 2, the problem now arises that in order to be physically possible, whichever degrees of freedom correspond to the free translation and rotation of the skeleton in the world (generally the first 6, 3 for translation and 3 for rotation) in $\\pmb{\\tau}$ must be 0. This constraint (i.e., $\\pmb{\\tau}^{[0:6]} = 0$ ) reflects the fact that all external forces are applied by the force plate, and not by a giant invisible robot arm at the root segment. However, there is no guarantee in the standard inverse dynamics equations that the first 6 entries of $\\pmb{\\tau}_t$ will be 0. To the extent they are not zero, they have typically been called \"residual forces\" in the literature.", + "bbox": [ + 72, + 409, + 917, + 583 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The goal in producing realistic digital twins of subjects is to find subject bone scales $s$ , positions over time $q_{t}$ , and bone masses and inertial properties $m$ such that the residual forces are minimized when we solve inverse dynamics. Leaving out some less important variables for clarity, Werling et al. [71] optimize the following non-convex problem to solve for $s$ , $q_{t}$ , and $m$ :", + "bbox": [ + 72, + 585, + 917, + 682 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\boldsymbol {q} _ {t}, \\boldsymbol {s}, \\boldsymbol {m}} \\sum_ {t} \\underbrace {\\left| \\left| f \\left(\\boldsymbol {q} _ {t} , \\boldsymbol {s}\\right) - \\boldsymbol {o} _ {t} \\right| \\right|} _ {\\text {I n v e r s e K i n e m a t i c s}} + \\underbrace {\\left| \\left| \\boldsymbol {\\tau} _ {t} ^ {[ 0 : 6 ]} \\right| \\right|} _ {\\text {I n v e r s e D y n a m i c s}} \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 273, + 710, + 917, + 757 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The challenge with this approach is that it requires a good initial guess for the values of $\\pmb{q}_t$ , $\\pmb{s}$ , $\\pmb{m}$ because the optimization problem is non-convex.", + "bbox": [ + 72, + 769, + 917, + 808 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In the original method, these initial guesses for $\\mathbf{q}_t$ and $s$ are constructed through a series of linear and convex optimization problems with marker data. The $\\mathbf{q}_t$ initialization is then adjusted so the center of mass trajectory implied by $\\mathbf{q}_t$ is consistent with the trajectory dictated by the ground reaction forces, defined by the differential equation:", + "bbox": [ + 72, + 809, + 917, + 905 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\ddot {z} = \\frac {\\boldsymbol {f}}{m} - \\boldsymbol {g} \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 433, + 918, + 917, + 952 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 157, + 14, + 331, + 32 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\ddot{\\pmb{z}}\\in \\mathbb{R}^3$ is center of mass acceleration, $\\pmb{f}$ is the ground reaction force vector, $m$ is the system mass, and $\\pmb{g}$ is gravitational acceleration.", + "bbox": [ + 77, + 53, + 917, + 95 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Fitting Continuous Dynamics While Ignoring Frames with Missing Force Data", + "text_level": 1, + "bbox": [ + 77, + 125, + 864, + 165 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "When all the ground reaction forces are known from experimental data, then the entire trajectory $\\boldsymbol{z}_t$ is linearly determined by the inverse of mass $\\mu$ , $\\boldsymbol{z}_1$ and $\\dot{\\boldsymbol{z}}_1$ . However, given a set of frames where the external forces are no longer observed, $\\boldsymbol{U} = \\{\\boldsymbol{u}_1 \\in \\mathbb{N}, \\boldsymbol{u}_2 \\in \\mathbb{N}, \\ldots\\}$ , then this simple linear relationship ceases to hold. The center of mass trajectory $\\boldsymbol{z}_t$ is now also dependent on the total external forces on those frames, divided by the unknown subject mass, then integrated over time, which makes the relationship between $\\mu$ , $\\boldsymbol{z}_1$ , $\\dot{\\boldsymbol{z}}_1$ , and all $\\boldsymbol{f}_{\\boldsymbol{u}_i}$ for $\\boldsymbol{u}_i \\in \\boldsymbol{U}$ quadratic.", + "bbox": [ + 77, + 180, + 917, + 336 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To restore linearity in the presence of unknown forces, we improve the original Werling et al. method by explicitly solving for the center of mass acceleration on each unobserved frame: $\\ddot{z}_{\\boldsymbol{u}_i}$ for all $\\boldsymbol{u}_i \\in \\boldsymbol{U}$ . We define an extended vector $\\zeta$ that contains our unknowns:", + "bbox": [ + 77, + 336, + 917, + 414 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {\\zeta} = \\left[ \\boldsymbol {z} _ {1} \\dot {\\boldsymbol {z}} _ {1} \\mu \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {1}} \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {2}} \\dots \\right] \\in \\mathbb {R} ^ {7 + 3 | U |} \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 302, + 450, + 915, + 473 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We define a linear system with matrix $\\mathbf{A} \\in \\mathbb{R}^{3(T + |U|) \\times 7 + 3|U|}$ and offset $\\mathbf{b} \\in \\mathbb{R}^{3(T + |U|)}$ that maps the vector $\\zeta$ onto $\\mathcal{Z} \\in \\mathbb{R}^{3T}$ , a vector of concatenated center of mass position vectors over time, and $\\vec{\\mathcal{Z}}_U$ the concatenated $\\ddot{z}_{\\boldsymbol{u}_i}$ 's, scaled by a regularization term $\\alpha$ :", + "bbox": [ + 77, + 487, + 917, + 569 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {A} \\boldsymbol {\\zeta} + \\boldsymbol {b} = \\left[ \\boldsymbol {Z} \\alpha \\ddot {\\boldsymbol {Z}} _ {\\boldsymbol {U}} \\right] = \\left[ \\boldsymbol {z} _ {1} \\boldsymbol {z} _ {2} \\dots \\boldsymbol {z} _ {T} \\alpha \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {1}} \\dots \\alpha \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {| U |}} \\right] \\in \\mathbb {R} ^ {3 (T + | U |)} \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 147, + 604, + 915, + 627 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We can construct $\\mathbf{A}$ and $\\mathbf{b}$ using a semi-explicit Euler integration scheme of the center of mass trajectory to relate the unknowns $\\zeta$ to the center of mass positions, $\\mathcal{Z}$ . We proceed in blocks:", + "bbox": [ + 77, + 643, + 917, + 702 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {A} = \\left[ \\begin{array}{c c} \\boldsymbol {A} _ {\\boldsymbol {Z}, 3} & \\boldsymbol {A} _ {\\boldsymbol {Z}, \\ddot {\\boldsymbol {z}} _ {U}} \\\\ 0 & \\alpha I \\end{array} \\right] \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 736, + 915, + 777 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Here, $A_{\\mathcal{Z},3}$ represents the contributions from $\\mu ,z_{1}$ and $\\dot{z}_1$ to the trajectory, similar to the original adjustment in Werling et al. [71]. Then, $A_{\\mathcal{Z},\\ddot{z}_U}$ is the matrix block relating our acceleration on time steps where there are unobserved external forces is the simple time integration of the change in velocity generated by our $\\ddot{z}_{u_i}$ for each unobserved time step $i$ , given as follows:", + "bbox": [ + 77, + 791, + 917, + 891 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {A} _ {\\boldsymbol {Z}, \\ddot {\\boldsymbol {Z}} _ {U}} ^ {[; i ]} = \\left[ 0 \\dots 0 \\Delta_ {t} ^ {2} I 2 \\Delta_ {t} ^ {2} I \\dots (T - \\boldsymbol {u} _ {i}) \\Delta_ {t} ^ {2} I \\right] \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 251, + 923, + 915, + 951 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 79, + 14, + 837, + 32 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 891, + 16, + 915, + 30 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The vector $\\pmb{b}$ is as expressed in the original method, now concatenated with a 0 vector in $\\mathcal{R}^{3|U|}$ , so that $\\pmb{b} \\in \\mathcal{R}^{3T + 3|U|}$ .", + "bbox": [ + 77, + 53, + 917, + 92 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Using Equation 7, we apply the pseudoinverse of $\\mathbf{A}$ to obtain a least-squares best fit of the initial conditions and mass of the system, $\\hat{\\zeta} = A^{\\dagger}(\\mathcal{Z} - b)$ , along with all the $\\alpha$ regularized center of mass accelerations on time steps with unobserved external forces $\\pmb{u}_i\\in \\pmb{U}$ and can continue with the original adjustment process [71]. This adjusted initialization then serves as an initialization for the final problem in Equation 4, which we adapt slightly as Equation 10 by only including the inverse dynamics loss on frames with observed forces.", + "bbox": [ + 77, + 94, + 917, + 230 + ], + "page_idx": 11 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\boldsymbol {q} _ {t}, \\boldsymbol {s}, \\boldsymbol {m}} \\sum_ {t} \\underbrace {| | f (\\boldsymbol {q} _ {t} , \\boldsymbol {s}) - \\boldsymbol {o} _ {t} | |} _ {\\text {I n v e r s e K i n e m a t i c s}} + \\underbrace {\\mathbb {I} (t \\notin U) | | \\boldsymbol {\\tau} _ {t} ^ {[ 0 : 6 ]} | |} _ {\\text {O b s e r v e d I n v e r s e D y n a m i c s}} \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 230, + 256, + 915, + 302 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "This new algorithm vastly expands the available data with which to construct the dataset by enabling the platform released by Werling et al. [71] to process motion data with observed external forces on only some time steps.", + "bbox": [ + 77, + 310, + 917, + 370 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5 Benchmark for Estimating Dynamics from Motion", + "text_level": 1, + "bbox": [ + 79, + 393, + 849, + 417 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The key evaluation task of interest enabled by the AddBiomechanics Dataset is estimating physical forces from an observed movement. In this section, we describe in more detail the evaluation task, provide standard metrics relevant to Computer Science and Biomechanics to assess the accuracy of new models, and provide some initial baseline models and their performance on the evaluation metrics.", + "bbox": [ + 77, + 429, + 917, + 547 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.1 Task Description", + "text_level": 1, + "bbox": [ + 79, + 570, + 348, + 591 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The task assumes an \"off the shelf\" motion capture model (e.g., [8, 16, 26, 66]) produces a noisy time series of joint angles over time, $\\tilde{\\pmb{q}}_t$ for $t\\in [0,T]$ . We also assume that a scaled human body model is available for the subject - modern motion capture algorithms provide this, e.g. [16]. In processing the AddBiomechanics Dataset and in the baselines discussed below, we use the model of Rajagopal et al. [56]; future models to solve the task could employ this or other skeletal models.", + "bbox": [ + 77, + 596, + 917, + 733 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "To construct a full physical simulation of our subject, we now need to solve inverse dynamics (Equation 2) using estimated joint accelerations $\\ddot{\\pmb{q}}_t$ , and either contact forces and moments acting at the origin of the foot $\\pmb{f}_t$ or joint torques $\\pmb{\\tau}_t$ . The simplest way to achieve this is using central differencing (Equation 3) and filtering on our input pose estimates $\\tilde{\\pmb{q}}_t$ to estimate $\\ddot{\\pmb{q}}_t$ and using a model to estimate contact forces and moments $\\pmb{f}_t$ , then solving Equation 2 for compute joint torques $\\pmb{\\tau}_t$ . However, this is only one of many possible approaches to estimating these quantities.", + "bbox": [ + 77, + 734, + 917, + 889 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "To summarize, the inputs are $\\tilde{\\pmb{q}}_t$ for $t\\in [0,T]$ (a time series of joint angles) and a body model for the subject with correctly scaled bones. And outputs are all three of the following which are consistent with Equation 2:", + "bbox": [ + 77, + 889, + 917, + 947 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 157, + 14, + 331, + 32 + ], + "page_idx": 11 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. $\\ddot{\\pmb{q}}_t$ for $t\\in [0,T]$ : A time series of joint accelerations.", + "2. $\\pmb{f}_t[:3]$ for $t \\in [0,T]$ : A time series of external moments acting at the origin of the foot.", + "3. $\\pmb{f}_t[3:]$ for $t \\in [0, T]$ : A time series of external forces.", + "4. $\\pmb{\\tau}_{t}$ for $t\\in [0,T]$ : A time series of joint torques." + ], + "bbox": [ + 84, + 53, + 917, + 154 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.2 Proposed Metrics", + "text_level": 1, + "bbox": [ + 77, + 183, + 360, + 203 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Previous work has used a diversity metrics, measuring different aspects of the problem (e.g., r-value for vertical GRF [13], RMSE for vertical GRF [19,50]). We propose a superset of previous metrics. We also include ground reaction moment, which is often neglected in the literature despite contributing significantly to joint torque estimates.", + "bbox": [ + 77, + 217, + 917, + 313 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Two clear metrics to evaluate the accuracy of models are the average L2-norm error for our ground reaction force and moment estimate $\\hat{\\pmb{f}}_t$ and average elementwise absolute error for the joint torque estimate $\\hat{\\pmb{\\tau}}_t$ . Because estimates for $\\ddot{\\pmb{q}}_t$ are not experimentally observed, it does not make sense to include RMSE on $\\ddot{\\pmb{q}}_t$ as a metric. However, we can partially evaluate the quality of $\\ddot{\\pmb{q}}_t$ by checking the RMSE of $\\hat{\\dot{\\pmb{z}}}_t$ , the center of mass acceleration estimated by $\\ddot{\\pmb{q}}_t$ .", + "bbox": [ + 77, + 315, + 917, + 432 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "To summarize, we propose four evaluation metrics, corresponding to the four outputs of the models, where ground truth values from the dataset are denoted $\\ddot{\\pmb{z}}_t$ , $\\pmb{f}_t$ , and $\\pmb{\\tau}_t$ (see 3), and $T$ is the number of time steps and $N$ is the number of degrees of freedom in the skeleton:", + "bbox": [ + 77, + 432, + 917, + 510 + ], + "page_idx": 12 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Center of Mass Acceleration: $\\sum_{t}||\\ddot{z}_{t} - \\hat{\\dot{z}}_{t}||_{2} / T$", + "2. Ground Reaction Moment (GRM at foot): $\\sum_{t}||\\pmb{f}_{t}[:3] - \\hat{\\pmb{f}}_{t}[:3)||_{2} / T$", + "3. Ground Reaction Force (GRF): $\\sum_{t}||\\pmb{f}_{t}[3:]-\\hat{\\pmb{f}}_{t}[3:)||_{2}/T$", + "4. Joint Torques: $\\sum_{t}||\\pmb{\\tau}_{t} - \\hat{\\pmb{\\tau}}_{t}||_{1} / NT$" + ], + "bbox": [ + 84, + 525, + 835, + 613 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.3 Preliminary Baseline Experiments", + "text_level": 1, + "bbox": [ + 77, + 640, + 561, + 661 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "To set a baseline for future work to improve upon, we tried several trivial or previously reported models on the data. All of these models predict $\\pmb{f}$ given $\\tilde{\\pmb{q}}$ , and then use Equation 2 to compute $\\pmb{\\tau}_{t}$ . We evaluate these baselines on the held-out test set (Table 3). Brief details of each baseline method are reported below.", + "bbox": [ + 77, + 674, + 917, + 770 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Analytical Baseline: To evaluate performance without machine learning or optimization, we construct a simple baseline method. We estimate $\\ddot{\\pmb{q}}_t$ using Equation 3. Then we estimate center of mass acceleration $\\ddot{z}_t$ using $\\ddot{\\pmb{q}}_t$ . The total external force acting on the body is estimated using $F = ma$ . Then we divide that force up between the feet to create ground force $\\pmb{f}_t[3:\\]$ , splitting the force evenly during double support. We set ground moment $\\pmb{f}_t[:3] = 0$ .", + "bbox": [ + 77, + 772, + 917, + 889 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Multi-Layer Perceptron Baseline: We train a simple two-layer MLP with a hidden state size of 512 to predict $\\mathbf{f}_t$ from $\\mathbf{q}_t$ . We use as input features a window of recent $\\mathbf{q}_t$ , our estimates of $\\ddot{\\mathbf{q}}_t$ from Equation 3, and joint center locations", + "bbox": [ + 77, + 889, + 917, + 949 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 79, + 14, + 837, + 32 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 891, + 16, + 917, + 30 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/d68ec4a0358d8f4864e364e244ea2f9587286d7f47a6799afdf16cb0a46ee53f.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodCoM Acc.Joint TorqueGRM (at foot)GRF
Analytical4.47 m/s22.77 Nm/kg6.15 Nm/kg2.79 N/kg
MLP Baseline1.41 m/s21.33 Nm/kg0.03 Nm/kg1.29 N/kg
GroundLinkNet on AddB1.40 m/s21.34 Nm/kg0.07 Nm/kg1.17 N/kg
UnderPressure [50]N/AN/AN/A>5.74 N/kg
GroundLinkNet [19]N/AN/AN/A>3.06 N/kg
Trajectory Optimization [29]N/AN/AN/A~1 N/kg
", + "bbox": [ + 79, + 50, + 917, + 186 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Table 3: Above the double-line is accuracy of simple baseline methods and the model from [19] retrained on the AddBiomechanics dataset, with errors presented as means over the test set. Below the double-line are errors self-reported by previous work. These are not perfectly comparable to our baseline evaluations (or each other), as they each evaluate on their own different test sets, and use their own metrics. Where precise conversion to $N / kg$ errors is not possible (for example, authors only report error on the y-component, or only report $r$ -value), approximate numbers or lower bounds are included to give the reader a general sense of approximate relative performance.", + "bbox": [ + 72, + 191, + 922, + 336 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "in the pelvis reference frame. We then use our prediction for $\\pmb{f}_t$ to compute $\\ddot{\\pmb{z}}_t = \\sum \\pmb{f}_t / m$ , and adjust the root-translation coordinates of $\\ddot{\\pmb{q}}_t$ to reflect our new $\\ddot{\\pmb{z}}_t$ .", + "bbox": [ + 75, + 390, + 920, + 448 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Previous Work - GroundLinkNet: Two previous papers [19, 50] have tackled the problem of predicting $\\pmb{f}_t$ (though not $\\ddot{\\pmb{q}}_t$ or $\\pmb{\\tau}_t$ ) using a similar convolution-based architecture, which we refer to as \"GroundLinkNet\" (where the two models differ we use [19]). For fair comparison, we perform the same procedure as our MLP baseline to predict all three of $\\pmb{f}_t$ , $\\ddot{\\pmb{q}}_t$ , and $\\pmb{\\tau}_t$ from just $\\pmb{f}_t$ : the inputs, outputs, and post-processing equations are all identical, the only difference is the model architecture is more complex and larger than the MLP. The model is trained and tested on the same data.", + "bbox": [ + 72, + 448, + 922, + 604 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion and Future Work", + "text_level": 1, + "bbox": [ + 75, + 635, + 544, + 655 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We present a large standardized dataset of high quality human dynamics. This dataset is currently biased towards walking and running, and we plan to release a follow-up dataset with a wider diversity of tasks.", + "bbox": [ + 72, + 676, + 917, + 734 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We lay the groundwork for using this data to train models that reconstruct accurate human dynamics information from simple motion capture. We are excited to see the integration of continued progress in inexpensive motion capture systems with methods to infer physics from motion.", + "bbox": [ + 72, + 734, + 917, + 813 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We also anticipate other exciting uses of the dataset. It could be possible to use estimates of foot-ground contact and forces derived from this data to remove artefacts from motion capture, like foot sliding. Another exciting application area for the data is \"real to sim\", developing more accurate human body simulators by learning better foot-ground contact colliders from data. This data could also be a useful additional input to motion models, and could have applications in physical motion auto-encoders.", + "bbox": [ + 72, + 813, + 920, + 949 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "K. Werling et. al.", + "bbox": [ + 157, + 14, + 331, + 32 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 77, + 53, + 237, + 74 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Alcantara, R.S., Edwards, W.B., Millet, G.Y., Grabowski, A.M.: Predicting continuous ground reaction forces from accelerometers during uphill and downhill running: a recurrent neural network solution. PeerJ 10, e12752 (2022)", + "2. Bergamin, K., Clavet, S., Holden, D., Forbes, J.R.: Drecon: data-driven responsive control of physics-based characters. ACM Transactions On Graphics (TOG) 38(6), 1-11 (2019)", + "3. Boden, B.P., Sheehan, F.T., Torg, J.S., Hewett, T.E.: Non-contact acl injuries: mechanisms and risk factors. The Journal of the American Academy of Orthopaedic Surgeons 18(9), 520 (2010)", + "4. 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In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition Workshops. pp. 17-26 (2017)" + ], + "bbox": [ + 79, + 56, + 917, + 876 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale", + "bbox": [ + 82, + 14, + 840, + 34 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 891, + 16, + 917, + 30 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/49751a45-5903-4306-9998-4a4473dd9069_model.json b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/49751a45-5903-4306-9998-4a4473dd9069_model.json new file mode 100644 index 0000000000000000000000000000000000000000..3e7d74691b2967c80639ed221090650e20458821 --- /dev/null +++ b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/49751a45-5903-4306-9998-4a4473dd9069_model.json @@ -0,0 +1,2691 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.082, + 0.048, + 0.92, + 0.105 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "text", + "bbox": [ + 0.081, + 0.14, + 0.92, + 0.236 + ], + "angle": 0, + "content": "Keenon Werling1, Janelle Kaneda1, Tian Tan1, Rishi Agarwal1, Six Skov1, Tom Van Wouwe1, Scott Uhlrich1, Nicholas Bianco1, Carmichael Ong1, Antoine Falisse1, Shardul Sapkota1, Aidan Chandra1, Joshua Carter2, Ezio Preatoni2, Benjamin Fregly3, Jennifer Hicks1, Scott Delp1, C. Karen Liu1" + }, + { + "type": "text", + "bbox": [ + 0.082, + 0.254, + 0.956, + 0.326 + ], + "angle": 0, + "content": "\\(^{1}\\)Stanford University \n{keenon, jkaneda, alantan, rishia, osskov, tvwouwe, suhlrich, nbianco, ongcf, afalisse, sapkota, aidan13, jenhicks, delp, karenliu} @stanford.edu, \\(^{2}\\)University of Bath {jc2369, ep314}@bath.ac.uk, \\(^{3}\\)Rice University fregly@rice.edu" + }, + { + "type": "text", + "bbox": [ + 0.148, + 0.365, + 0.851, + 0.614 + ], + "angle": 0, + "content": "Abstract. While reconstructing human poses in 3D from inexpensive sensors has advanced significantly in recent years, quantifying the dynamics of human motion, including the muscle-generated joint torques and external forces, remains a challenge. Prior attempts to estimate physics from reconstructed human poses have been hampered by a lack of datasets with high-quality pose and force data for a variety of movements. We present the AddBiomechanics Dataset 1.0, which includes physically accurate human dynamics of 273 human subjects, over 70 hours of motion and force plate data, totaling more than 24 million frames. To construct this dataset, novel analytical methods were required, which are also reported here. We propose a benchmark for estimating human dynamics from motion using this dataset, and present several baseline results. The AddBiomechanics Dataset is publicly available at addbiomechanics.org/download_data.html." + }, + { + "type": "text", + "bbox": [ + 0.148, + 0.631, + 0.851, + 0.666 + ], + "angle": 0, + "content": "Keywords: dataset, human body motion, human body physics, real to sim, benchmark" + }, + { + "type": "title", + "bbox": [ + 0.083, + 0.696, + 0.31, + 0.719 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.735, + 0.92, + 0.891 + ], + "angle": 0, + "content": "The ability to accurately infer human movement dynamics (the motion and the physical forces that generated the motion) from video cameras or wearable sensors would transform the fields of computer graphics, robotics, orthopedics, biomechanics, and rehabilitation. With measurement not only of movement but also the internal and external forces driving the movement, researchers can generate more realistic animations of movement [35], design wearable robotic systems [34, 47], study injury mechanisms [3, 28], and improve treatments for mobility impairments [24, 31]." + }, + { + "type": "text", + "bbox": [ + 0.081, + 0.892, + 0.918, + 0.948 + ], + "angle": 0, + "content": "To reconstruct human movement dynamics from inexpensive sensors, we need realistic musculoskeletal models of the human body, along with accurate estimates of human pose and external moments and forces. Over the past decade," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.079, + 0.017, + 0.096, + 0.031 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.332, + 0.034 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "image", + "bbox": [ + 0.113, + 0.062, + 0.904, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.243, + 0.923, + 0.388 + ], + "angle": 0, + "content": "Fig. 1: Frames from recordings of a drop jump, tai chi, running, ballet, and squatting (left to right) in the AddBiomechanics Dataset. The ground reaction forces are shown with arrows on the right (orange) and left (blue) feet for representative time steps around the shown frame. The model includes 22 body segments, 37 degrees of freedom, and specialized joints for the knees, shoulders, and spine, which match the subject's mass, inertial properties, and motion capture recordings while obeying \\( F = ma \\) with respect to the force plate recordings. Discrepancies between the reconstruction and the original sensor data are within clinically acceptable tolerances [21]." + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.451, + 0.923, + 0.667 + ], + "angle": 0, + "content": "the research community has made significant progress in both generating realistic musculoskeletal models of the body [23,56,63,68] and reconstructing poses from inexpensive sensors such as cameras [8,16,22,32,38,42,60,66], sparse wearable sensors [26], and generative models [57]. However, the measurement of external forces outside of motion capture labs is unreliable [10,33] and thus far the models that estimate external forces from motion alone are intractable for real time use [13,67] or are not evaluated against measured data [17,26,53,61,62,69,74]. Thus their accuracy cannot be compared to the thresholds established in the literature [21]. A key bottleneck is the lack of combined motion and force datasets to train models and assess accuracy of external force estimates against real measurements for a diversity of human subjects and activities." + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.677, + 0.924, + 0.95 + ], + "angle": 0, + "content": "To address this problem, we present the AddBiomechanics Dataset, the first large scale standardized dataset of lab-based pose and force data for a variety of movements, currently with over 273 participants and \\(70+\\) hours of recorded motion. This dataset can be used to train machine learning methods to reconstruct detailed force information about human movement dynamics (e.g., biological torques, ground reaction moments and forces, etc.) from easily measurable quantities (e.g., motion capture from a cell phone camera). To provide a fair basis to compare future models that estimate joint torques and external moments and forces acting on the body from motion alone, we propose a set of evaluation metrics, along with a standard train/development/test split. To provide a sense for what is possible with this data, we implement both a simple model and the architecture from previous papers that have attempted data-driven ground reaction moment (GRM) and force (GRF) prediction models [19, 50], and report state-of-the-art results on the AddBiomechanics Dataset." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.083, + 0.015, + 0.839, + 0.032 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.918, + 0.031 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.057, + 0.923, + 0.444 + ], + "angle": 0, + "content": "To construct our dataset, we present a key improvement to the AddBiomechanics tool presented by Werling et al. [71], which quickly and automatically provides estimates of model scales, motion, and dynamics that meet rigorous standards for analyzing human motion from the biomechanics literature [21]. In particular, the original AddBiomechanics tool is unable to process movement trials with a mix of measured and unmeasured external forces, and compute dynamics only when the external forces are available. These trial types are common since, to obtain quantities of diverse raw data recordings at a scale useful for machine learning, researchers must collect during long sessions in labs with motion capture and in-ground force plates, but instrumenting the entire floor of a lab is prohibitively expensive. Long captures of diverse data therefore contain frames where the subject stepped off of the force plates and experienced large unmeasured external ground forces acting on their body. While we still cannot use those frames in the final dataset, we present a method to use the optical motion capture on those \"unobserved forces\" frames to constrain the dynamics reconstruction on frames where all external forces acting on the body are measured, and allowing long diverse capture sessions to be optimized together. This improvement allows us to reconstruct accurate dynamics on large, diverse and previously inaccessible raw data sources, making the resulting dataset larger and more diverse." + }, + { + "type": "text", + "bbox": [ + 0.111, + 0.446, + 0.71, + 0.464 + ], + "angle": 0, + "content": "In summary, we make the following novel contributions:" + }, + { + "type": "text", + "bbox": [ + 0.09, + 0.48, + 0.918, + 0.535 + ], + "angle": 0, + "content": "- Releasing the largest dataset of human dynamics, containing personalized musculoskeletal models and corresponding experimental measurements of foot-ground contact forces paired with motion capture data." + }, + { + "type": "text", + "bbox": [ + 0.09, + 0.538, + 0.918, + 0.633 + ], + "angle": 0, + "content": "- Improving automated human dynamics data processing tools to enable the construction of a large and diverse dataset, by overcoming a limitation that required that all steps be on force plates. We discard timesteps with steps off of force plates (often present in long continuous sessions), but can still find dynamics on those frames where force plate data is present." + }, + { + "type": "text", + "bbox": [ + 0.09, + 0.635, + 0.918, + 0.729 + ], + "angle": 0, + "content": "- Proposing a standard benchmark to evaluate methods that reconstruct human dynamics information from human motion alone. For example, some work [19,50] evaluates error only for the vertical ground reaction force, which is a strict lower bound on taking the L2-norm between predicted and measured 3D force vectors." + }, + { + "type": "list", + "bbox": [ + 0.09, + 0.48, + 0.918, + 0.729 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.077, + 0.761, + 0.332, + 0.781 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.077, + 0.802, + 0.355, + 0.82 + ], + "angle": 0, + "content": "2.1 Related Datasets" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.832, + 0.923, + 0.951 + ], + "angle": 0, + "content": "While there are several valuable, existing datasets including both pose and force-related data, they are currently small-in-scale, of insufficient accuracy, and/or in a format unsuitable for the task of predicting forces (e.g., long captures with only partially observed experimental force data). For example, one of the largest available datasets of human dynamics data with pre-computed full body models is presented in UnderPressure [50], with 5.6 hours of data from 10 subjects." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.018, + 0.095, + 0.03 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.16, + 0.016, + 0.331, + 0.033 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.056, + 0.918, + 0.133 + ], + "angle": 0, + "content": "UnderPressure contains joint kinematics, inertial measurement unit (IMU) data and synchronized pressure insole data collected during various types of locomotion. While the largest available, pressure insole data is of insufficient accuracy to create or evaluate 3D dynamic simulations [7,10,33]." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.135, + 0.92, + 0.405 + ], + "angle": 0, + "content": "There are several additional datasets, of varying size, with higher-quality force data from expensive in-floor or in-treadmill force plates, but these datasets have heterogeneous processing, incomplete observation data or formatting inconsistencies. Carter et al. [9] and Camargo et al. [6] each share nearly 20 hours of optical marker motion capture and force data for subjects performing walking, stairs, ramps, running, jumping, and other activities. Most datasets collected with in-ground force plates (e.g., Camargo et al.) have large sections of partial force data as a subject steps onto or off of an in-ground plate, which existing analysis tools cannot handle. Additional human dynamics datasets (most under 2 hours) include video keypoints with synchronized ground force plate data [49], sparse IMU sets with instrumented treadmills [1, 41, 59], and traditional optical markers with ground force plates [27, 44, 51, 52], with GroundLink [19] representing the widest diversity of dynamics with 19 different motions. We combine these and several additional datasets into the AddBiomechanics Dataset 1.0." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.433, + 0.634, + 0.453 + ], + "angle": 0, + "content": "2.2 Estimating Physical Forces from Motion" + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.463, + 0.918, + 0.54 + ], + "angle": 0, + "content": "In computer vision and graphics, physics (either in the form of a physics engine or constraints to represent \"physical intuitions\") has been applied by many researchers to improve the quality of generated movements, to combat common artefacts such as foot floating or foot sliding." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.542, + 0.92, + 0.832 + ], + "angle": 0, + "content": "One common approach is the use of fast physics-based reinforcement learning methods [2,39,43,53-55,61,62,73,75-77], generally with simplified contact models (e.g., \"rigid box feet\") to estimate joint torques necessary to achieve a measured motion. Another area of focus has been improving the quality of human motion simulations (whether synthesized de novo or obtained from a motion capture method) by leveraging \"physical intuitions\" about how humans move in the world (e.g., minimizing foot sliding, disallowing foot-ground penetration, etc.). Approaches to this task have specifically targeted the problem of visual motion quality, whether in isolation [17,26,57,58] or tied to a monocular motion capture pipeline [4,5,40,72,74,79]. Both the physics based and physical intuition based methods use \"physical plausibility\" to describe results and evaluate against motion data alone. Quantifying the accuracy of estimated external forces and joint torques requires measured ground reaction force data with synchronized motion that isn't currently available. The ability of existing methods to reconstruct experimentally valid human dynamics remains an open question." + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.833, + 0.918, + 0.949 + ], + "angle": 0, + "content": "Combined motion and force datasets have also been used on a small scale to evaluate the models that estimate moments and forces from motion. One approach uses measured motion and force data to reconstruct dynamics with offline trajectory optimization methods and biomechanically accurate models (i.e., using muscle actuators) [11, 15, 20, 29, 67]. Optimization is computationally expensive (e.g., \\(0.001\\mathrm{x}\\) real time [29, 67]), can only run on a few seconds of data" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.084, + 0.015, + 0.84, + 0.033 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.918, + 0.03 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.056, + 0.92, + 0.29 + ], + "angle": 0, + "content": "at a time, has errors on the order of \\(10\\%\\) of body weight compared to measured ground reaction forces [29, 67] and depends on a task-specific movement objective (e.g., minimize energy, maximize speed). A second approach leverages motion and force data to train deep learning models to predict ground reaction forces for specific tasks, such as running [1, 59], walking [41, 51, 52], sidestepping [27, 49], squatting [45], and stair climbing [44]. Although comparing the accuracy is challenging due to a lack of standard evaluation metrics, these models perform well for task-specific prediction (e.g., 0.16 BW RMSE [1]; \\(r = 0.93\\) for vertical GRF [51]). There have been few data-driven models trained on multiple activities and evaluated on out-of-distribution movements [19, 45] and their accompanying datasets are still limited (e.g., less than eight subjects) with average errors exceeding \\(25\\%\\) of body weight." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.29, + 0.918, + 0.349 + ], + "angle": 0, + "content": "In summary, it is currently possible to predict with \\(10\\%\\) error foot-floor contact forces for common activities like walking using offline optimization-based methods [29], but no fast, accurate, and generalized models exist." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.381, + 0.502, + 0.403 + ], + "angle": 0, + "content": "3 AddBiomechanics Dataset" + }, + { + "type": "table_caption", + "bbox": [ + 0.126, + 0.457, + 0.87, + 0.476 + ], + "angle": 0, + "content": "Table 1: Breakdown of subject count and hours from the raw data sources." + }, + { + "type": "table", + "bbox": [ + 0.121, + 0.492, + 0.878, + 0.811 + ], + "angle": 0, + "content": "
SourceSubjectsTotal HoursGRF Hours
Lencioni et al. 2019 [36]500.520.37
Carter et al. 2023 [9]5021.6019.80
Santos et al. 2017 [12]494.904.90
Camargo et al. 2021 [6]2219.8710.10
Tan et al. 2023 [65]174.404.40
Moore et al. 2015 [48]126.226.03
Falisse et al. 2016 [13]110.490.10
Hamner et al. 2013 [18]100.020.02
Van der Zee et al. 2022 [78]105.465.31
Uhlrich et al. 2023 [67]100.240.05
Tan et al. 2022 [64]93.733.73
Wang et al. 2023 [70]91.841.84
Han et al. 2023 [19]71.700.52
Fregly et al. 2012 [14]60.140.04
Li et al. 2021 [37]10.340.34
Sum27371.4757.55
" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.852, + 0.92, + 0.95 + ], + "angle": 0, + "content": "Version 1.0 of the AddBiomechanics Dataset contains standardized musculoskeletal models as well as position and physics information for over 24 million frames from \\(70+\\) hours of motion for 273 participants (Table 1). Each of these frames contains optical marker locations and ground reaction moment and force measurements, along with estimated joint kinematics, estimated joint torques," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.079, + 0.017, + 0.095, + 0.031 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.332, + 0.033 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.056, + 0.923, + 0.271 + ], + "angle": 0, + "content": "and estimated center of mass kinematics. The dataset includes nine different activity types collected from 15 publicly available raw data sources (Table 1), captured in 12 different laboratories. Each raw data source includes experimental optical motion capture and force plate data; refer to the corresponding publications for more details about the experimental data collection. All raw data was run through the same processing pipeline, presented in Section 4. For the data sources that reported demographic information, the subjects have a mean age of 30.7 (\\(\\pm\\)15.8) years (range: 6 - 84), and mean BMI of 22.8 (\\(\\pm\\)3.4) (range: 11.7 - 34.4). The majority of the subjects are male (73%), and 23% are female. A portion of the datasets did not contain reported age (9%) or biological sex (4%)." + }, + { + "type": "image", + "bbox": [ + 0.165, + 0.321, + 0.831, + 0.533 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.548, + 0.92, + 0.586 + ], + "angle": 0, + "content": "Fig. 2: Activity classification. The duration of captures in each activity class is shown on a log scale." + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.633, + 0.92, + 0.809 + ], + "angle": 0, + "content": "We manually classified the activity types in the AddBiomechanics Dataset by visualizing the kinematics of each capture. Labels were generated from the activities presented by each dataset. Sub-labels further classify each activity class; for example, there are sub-labels for overground vs. treadmill walking and running, and for walking up vs. down stairs. Any capture that could not be clearly categorized under the main activity labels is classified as \"other.\" For example, several captures from [48] are subjects stepping onto a treadmill, and some captures contain calibration motions. Figure 2 shows the duration of each activity class within the AddBiomechanics Dataset." + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.813, + 0.92, + 0.95 + ], + "angle": 0, + "content": "The AddBiomechanics Dataset contains a variety of speeds and individual trial lengths (Figure 3). Averaged over each trial, the majority of absolute speeds fall between about 0.0 and \\(5.0\\mathrm{m / s}\\). Trials were split into segments of at most 2,000 frames as a result of computational limits in the processing pipeline. The majority of remaining trials contain less than 1,000 frames. Overall, \\(53.4\\%\\) of the GRF in the dataset is single support, followed by \\(21.2\\%\\) for double support and \\(25.4\\%\\) for flight phase." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.083, + 0.015, + 0.84, + 0.035 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.92, + 0.031 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.165, + 0.053, + 0.501, + 0.222 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.053, + 0.835, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.236, + 0.921, + 0.292 + ], + "angle": 0, + "content": "Fig. 3: Distributions of speed and capture length in the AddBiomechanics Dataset. The magnitude of speed averaged per trial (left). Trial lengths as number of frames (right). Original trials longer than 2000 frames were split up into multiple trials segments." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.329, + 0.498, + 0.349 + ], + "angle": 0, + "content": "3.1 Personalized Subject Models" + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.363, + 0.922, + 0.502 + ], + "angle": 0, + "content": "We provide individual subject skeletons as scaled and mass-optimized versions of the Rajagopal Full Body Model [56], which is the standard in human biomechanics for maximum biomechanical accuracy in modelling the physics of the body. Recent work by Keller et al. [30] means the Rajagopal model can also be transformed to a variant of the SMPL Model, ensuring that the AddBiomechanics Dataset can be used with existing SMPL-based datasets (e.g., [25, 46]) and methods (e.g., [16, 17, 26, 53, 57, 61, 62, 69, 74])." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.53, + 0.479, + 0.55 + ], + "angle": 0, + "content": "3.2 Evaluating Dataset Quality" + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.564, + 0.92, + 0.76 + ], + "angle": 0, + "content": "It is best practice in biomechanics to evaluate dynamic reconstructions of human movement from raw sensor data (marker locations, force plate data) using the discrepancy between the raw measurements and what the dynamic model implies the measurements should be [21]. These standard measurements are available in Table 2. There are thresholds for clinical grade dynamics suggested by Hicks et al. [21], also reported in the table. Many human modelling experts do not reach this bar in practice [71], so passing these thresholds at scale is a significant achievement. 12.1 hours \\((21.2\\%)\\) of the data is classified as clinical-grade human dynamics data by this measure, an unprecedentedly large dataset to reach that quality bar. For overall distributions of residuals, see Figure 4." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.79, + 0.684, + 0.813 + ], + "angle": 0, + "content": "4 Raw Data Processing and Aggregation" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.833, + 0.92, + 0.95 + ], + "angle": 0, + "content": "Raw data sources contain optical marker traces, and time synced force plate data. It requires a substantial optimization problem to reconstruct human dynamics. The backbone of our approach is to manually review our raw data sources frame-by-frame to determine frames where steps off of force plates occurred, and then run the annotated raw data through the pipeline presented in Werling et al. [71], with the modifications described below to handle steps off of force plates." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.079, + 0.018, + 0.095, + 0.03 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.16, + 0.016, + 0.331, + 0.033 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "table", + "bbox": [ + 0.121, + 0.053, + 0.872, + 0.129 + ], + "angle": 0, + "content": "
MeasurementMean ± Std-devHicks Threshold for Clinical Use [21]
Marker Error2.17 ± 2.44 (cm)N/A
Linear Residual0.046 ± 0.027 (BW)0.05 BW
Angular Residual0.11 ± 0.02 (BW*h)0.1 BW*h
" + }, + { + "type": "table_caption", + "bbox": [ + 0.075, + 0.143, + 0.921, + 0.25 + ], + "angle": 0, + "content": "Table 2: Evaluating dataset quality. \"Marker Error\" is measured in centimeters RMS to evaluate the quality of pose reconstruction. \"Linear Residual\" is force discrepancy between model and raw data, normalized across subjects as body-weights (BW) RMS. \"Angular Residual\" is torque dynamic discrepancy at the model's root, normalized across subjects as body-weights * height (BW*h) RMS. The Hicks Thresholds [21] for clinical model accuracy are presented with each metric." + }, + { + "type": "image", + "bbox": [ + 0.088, + 0.299, + 0.913, + 0.412 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.087, + 0.414, + 0.913, + 0.527 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.12, + 0.546, + 0.875, + 0.565 + ], + "angle": 0, + "content": "Fig. 4: Evaluating dataset quality. See Table 2 for descriptions of quantities." + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.614, + 0.92, + 0.846 + ], + "angle": 0, + "content": "In collecting large amounts of motion data with overground force plates, it is common for subjects to step on uninstrumented ground and have unmeasured forces acting on them several times during a single capture. These frames of data are not useful for learning about human dynamics, so should be thrown away, but that must be done after we have solved for dynamics on the remaining frames. If we were to simply delete the frames, and solve for skeleton scaling and motion dynamics separately on each range of frames with continuously observed forces, we could get quite unrealistic motion, since there are no useful constraints on the start and end conditions of each short group of frames with observed forces, and so the optimizer can cheat with unrealistic initial and terminal velocities. Optimizing for dynamics with the motion from frames with unobserved force data helps prevent that from happening." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.853, + 0.922, + 0.95 + ], + "angle": 0, + "content": "In order to construct this dataset, we needed to be able to solve for accurate human dynamics while ignoring physical consistency on frames with steps off of force plates, and yet not allowing any discontinuous jumps in human kinematics when they step off of or back onto force plates. This section describes the relevant background, and our algorithms to handle this problem." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.084, + 0.015, + 0.842, + 0.035 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.919, + 0.031 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.091, + 0.061, + 0.902, + 0.495 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.504, + 0.92, + 0.561 + ], + "angle": 0, + "content": "Fig.5: Adapted with permission from Werling et al. [71], this figure shows the processing pipeline we used to turn raw sensor data into accurate human dynamics, and shows where the method described below swaps into the original pipeline from [71]" + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.593, + 0.92, + 0.653 + ], + "angle": 0, + "content": "These methods are enhancements to the methods originally presented in Werling et al. [71] These algorithms are already merged into the upstream Werling et al. [71] tool, and are available in the open source codebase." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.677, + 0.496, + 0.696 + ], + "angle": 0, + "content": "4.1 Processing Raw Sensor Data" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.705, + 0.92, + 0.841 + ], + "angle": 0, + "content": "Biomechanical motion capture labs output optical marker traces over time, and time-synced ground reaction force measurements (which include force, locations, and torque for each contact) from force plates in the ground or in treadmills. It is possible to run inverse kinematics on the locations of the optical markers over time to produce an accurate reconstruction of motion by picking joint angles \\(\\mathbf{q}\\) and bone scales \\(\\mathbf{s}\\) to minimize the distance between virtual markers \\(f(\\mathbf{q},\\mathbf{s})\\) and observed markers \\(\\mathbf{o}\\)." + }, + { + "type": "equation", + "bbox": [ + 0.394, + 0.872, + 0.919, + 0.902 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\boldsymbol {q}} \\left| \\left| f (\\boldsymbol {q}, \\boldsymbol {s}) - \\boldsymbol {o} \\right| \\right| \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.911, + 0.92, + 0.951 + ], + "angle": 0, + "content": "It is also possible, given a skeleton model, joint accelerations and observations of external forces \\( \\pmb{f}_t \\) from the force plates, to run standard inverse dynamics to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.017, + 0.106, + 0.032 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.332, + 0.034 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.058, + 0.32, + 0.076 + ], + "angle": 0, + "content": "compute joint torques." + }, + { + "type": "equation", + "bbox": [ + 0.359, + 0.089, + 0.919, + 0.108 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {\\tau} _ {t} = \\boldsymbol {M} (\\ddot {\\boldsymbol {q}} _ {t}) - \\boldsymbol {C} _ {t} - \\boldsymbol {J} ^ {T} \\boldsymbol {f} _ {t} \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.121, + 0.92, + 0.178 + ], + "angle": 0, + "content": "We adopt standard notation that \\( M \\) is the mass matrix, \\( C_t \\) is the vector of joint torques from coriolis forces and gravity, \\( J \\) is the jacobian of the contacts, and \\( f_t \\) is the contact forces." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.18, + 0.919, + 0.218 + ], + "angle": 0, + "content": "Here \\(\\ddot{\\pmb{q}}_t\\) is estimated by central differencing the joint angles, with the equation given below." + }, + { + "type": "equation", + "bbox": [ + 0.37, + 0.229, + 0.919, + 0.265 + ], + "angle": 0, + "content": "\\[\n\\tilde {\\boldsymbol {q}} _ {t} = \\frac {\\tilde {\\boldsymbol {q}} _ {t - 1} - 2 \\tilde {\\boldsymbol {q}} _ {t} + \\tilde {\\boldsymbol {q}} _ {t + 1}}{\\Delta t ^ {2}} \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.275, + 0.92, + 0.41 + ], + "angle": 0, + "content": "It is worth noting that noise in motion capture systems that estimate our \\( \\mathbf{q}_t \\) values tends to have very high frequency content, because each frame's errors are approximately independently and identically distributed at 100fps. This leads to a signal to noise ratio that is 4 orders of magnitude worse after finite differencing. We use a Butterworth low pass filter at 30Hz to process the finite differenced estimates, which does a good job attenuating the noise in our estimates of \\( \\ddot{\\mathbf{q}}_t \\) but makes them only trustworthy in their lower frequency components." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.411, + 0.92, + 0.584 + ], + "angle": 0, + "content": "Returning to Equation 2, the problem now arises that in order to be physically possible, whichever degrees of freedom correspond to the free translation and rotation of the skeleton in the world (generally the first 6, 3 for translation and 3 for rotation) in \\(\\pmb{\\tau}\\) must be 0. This constraint (i.e., \\(\\pmb{\\tau}^{[0:6]} = 0\\)) reflects the fact that all external forces are applied by the force plate, and not by a giant invisible robot arm at the root segment. However, there is no guarantee in the standard inverse dynamics equations that the first 6 entries of \\(\\pmb{\\tau}_t\\) will be 0. To the extent they are not zero, they have typically been called \"residual forces\" in the literature." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.586, + 0.92, + 0.684 + ], + "angle": 0, + "content": "The goal in producing realistic digital twins of subjects is to find subject bone scales \\( s \\), positions over time \\( q_{t} \\), and bone masses and inertial properties \\( m \\) such that the residual forces are minimized when we solve inverse dynamics. Leaving out some less important variables for clarity, Werling et al. [71] optimize the following non-convex problem to solve for \\( s \\), \\( q_{t} \\), and \\( m \\):" + }, + { + "type": "equation", + "bbox": [ + 0.275, + 0.712, + 0.919, + 0.759 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\boldsymbol {q} _ {t}, \\boldsymbol {s}, \\boldsymbol {m}} \\sum_ {t} \\underbrace {\\left| \\left| f \\left(\\boldsymbol {q} _ {t} , \\boldsymbol {s}\\right) - \\boldsymbol {o} _ {t} \\right| \\right|} _ {\\text {I n v e r s e K i n e m a t i c s}} + \\underbrace {\\left| \\left| \\boldsymbol {\\tau} _ {t} ^ {[ 0 : 6 ]} \\right| \\right|} _ {\\text {I n v e r s e D y n a m i c s}} \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.77, + 0.919, + 0.809 + ], + "angle": 0, + "content": "The challenge with this approach is that it requires a good initial guess for the values of \\( \\pmb{q}_t \\), \\( \\pmb{s} \\), \\( \\pmb{m} \\) because the optimization problem is non-convex." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.81, + 0.92, + 0.907 + ], + "angle": 0, + "content": "In the original method, these initial guesses for \\( \\mathbf{q}_t \\) and \\( s \\) are constructed through a series of linear and convex optimization problems with marker data. The \\( \\mathbf{q}_t \\) initialization is then adjusted so the center of mass trajectory implied by \\( \\mathbf{q}_t \\) is consistent with the trajectory dictated by the ground reaction forces, defined by the differential equation:" + }, + { + "type": "equation", + "bbox": [ + 0.434, + 0.919, + 0.919, + 0.954 + ], + "angle": 0, + "content": "\\[\n\\ddot {z} = \\frac {\\boldsymbol {f}}{m} - \\boldsymbol {g} \\tag {5}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.082, + 0.015, + 0.839, + 0.033 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.892, + 0.017, + 0.917, + 0.031 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.078, + 0.055, + 0.919, + 0.096 + ], + "angle": 0, + "content": "where \\(\\ddot{\\pmb{z}}\\in \\mathbb{R}^3\\) is center of mass acceleration, \\(\\pmb{f}\\) is the ground reaction force vector, \\(m\\) is the system mass, and \\(\\pmb{g}\\) is gravitational acceleration." + }, + { + "type": "title", + "bbox": [ + 0.078, + 0.126, + 0.866, + 0.166 + ], + "angle": 0, + "content": "4.2 Fitting Continuous Dynamics While Ignoring Frames with Missing Force Data" + }, + { + "type": "text", + "bbox": [ + 0.078, + 0.181, + 0.92, + 0.337 + ], + "angle": 0, + "content": "When all the ground reaction forces are known from experimental data, then the entire trajectory \\( \\boldsymbol{z}_t \\) is linearly determined by the inverse of mass \\( \\mu \\), \\( \\boldsymbol{z}_1 \\) and \\( \\dot{\\boldsymbol{z}}_1 \\). However, given a set of frames where the external forces are no longer observed, \\( \\boldsymbol{U} = \\{\\boldsymbol{u}_1 \\in \\mathbb{N}, \\boldsymbol{u}_2 \\in \\mathbb{N}, \\ldots\\} \\), then this simple linear relationship ceases to hold. The center of mass trajectory \\( \\boldsymbol{z}_t \\) is now also dependent on the total external forces on those frames, divided by the unknown subject mass, then integrated over time, which makes the relationship between \\( \\mu \\), \\( \\boldsymbol{z}_1 \\), \\( \\dot{\\boldsymbol{z}}_1 \\), and all \\( \\boldsymbol{f}_{\\boldsymbol{u}_i} \\) for \\( \\boldsymbol{u}_i \\in \\boldsymbol{U} \\) quadratic." + }, + { + "type": "text", + "bbox": [ + 0.078, + 0.337, + 0.92, + 0.415 + ], + "angle": 0, + "content": "To restore linearity in the presence of unknown forces, we improve the original Werling et al. method by explicitly solving for the center of mass acceleration on each unobserved frame: \\(\\ddot{z}_{\\boldsymbol{u}_i}\\) for all \\(\\boldsymbol{u}_i \\in \\boldsymbol{U}\\). We define an extended vector \\(\\zeta\\) that contains our unknowns:" + }, + { + "type": "equation", + "bbox": [ + 0.305, + 0.451, + 0.917, + 0.474 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {\\zeta} = \\left[ \\boldsymbol {z} _ {1} \\dot {\\boldsymbol {z}} _ {1} \\mu \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {1}} \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {2}} \\dots \\right] \\in \\mathbb {R} ^ {7 + 3 | U |} \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.078, + 0.489, + 0.92, + 0.57 + ], + "angle": 0, + "content": "We define a linear system with matrix \\( \\mathbf{A} \\in \\mathbb{R}^{3(T + |U|) \\times 7 + 3|U|} \\) and offset \\( \\mathbf{b} \\in \\mathbb{R}^{3(T + |U|)} \\) that maps the vector \\( \\zeta \\) onto \\( \\mathcal{Z} \\in \\mathbb{R}^{3T} \\), a vector of concatenated center of mass position vectors over time, and \\( \\vec{\\mathcal{Z}}_U \\) the concatenated \\( \\ddot{z}_{\\boldsymbol{u}_i} \\)'s, scaled by a regularization term \\( \\alpha \\):" + }, + { + "type": "equation", + "bbox": [ + 0.149, + 0.606, + 0.917, + 0.629 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {A} \\boldsymbol {\\zeta} + \\boldsymbol {b} = \\left[ \\boldsymbol {Z} \\alpha \\ddot {\\boldsymbol {Z}} _ {\\boldsymbol {U}} \\right] = \\left[ \\boldsymbol {z} _ {1} \\boldsymbol {z} _ {2} \\dots \\boldsymbol {z} _ {T} \\alpha \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {1}} \\dots \\alpha \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {| U |}} \\right] \\in \\mathbb {R} ^ {3 (T + | U |)} \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.078, + 0.644, + 0.92, + 0.704 + ], + "angle": 0, + "content": "We can construct \\( \\mathbf{A} \\) and \\( \\mathbf{b} \\) using a semi-explicit Euler integration scheme of the center of mass trajectory to relate the unknowns \\( \\zeta \\) to the center of mass positions, \\( \\mathcal{Z} \\). We proceed in blocks:" + }, + { + "type": "equation", + "bbox": [ + 0.381, + 0.737, + 0.917, + 0.778 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {A} = \\left[ \\begin{array}{c c} \\boldsymbol {A} _ {\\boldsymbol {Z}, 3} & \\boldsymbol {A} _ {\\boldsymbol {Z}, \\ddot {\\boldsymbol {z}} _ {U}} \\\\ 0 & \\alpha I \\end{array} \\right] \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.078, + 0.793, + 0.92, + 0.892 + ], + "angle": 0, + "content": "Here, \\(A_{\\mathcal{Z},3}\\) represents the contributions from \\(\\mu ,z_{1}\\) and \\(\\dot{z}_1\\) to the trajectory, similar to the original adjustment in Werling et al. [71]. Then, \\(A_{\\mathcal{Z},\\ddot{z}_U}\\) is the matrix block relating our acceleration on time steps where there are unobserved external forces is the simple time integration of the change in velocity generated by our \\(\\ddot{z}_{u_i}\\) for each unobserved time step \\(i\\), given as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.252, + 0.925, + 0.917, + 0.952 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {A} _ {\\boldsymbol {Z}, \\ddot {\\boldsymbol {Z}} _ {U}} ^ {[; i ]} = \\left[ 0 \\dots 0 \\Delta_ {t} ^ {2} I 2 \\Delta_ {t} ^ {2} I \\dots (T - \\boldsymbol {u} _ {i}) \\Delta_ {t} ^ {2} I \\right] \\tag {9}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.017, + 0.106, + 0.032 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.332, + 0.034 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.055, + 0.919, + 0.094 + ], + "angle": 0, + "content": "The vector \\(\\pmb{b}\\) is as expressed in the original method, now concatenated with a 0 vector in \\(\\mathcal{R}^{3|U|}\\), so that \\(\\pmb{b} \\in \\mathcal{R}^{3T + 3|U|}\\)." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.095, + 0.92, + 0.232 + ], + "angle": 0, + "content": "Using Equation 7, we apply the pseudoinverse of \\(\\mathbf{A}\\) to obtain a least-squares best fit of the initial conditions and mass of the system, \\(\\hat{\\zeta} = A^{\\dagger}(\\mathcal{Z} - b)\\), along with all the \\(\\alpha\\) regularized center of mass accelerations on time steps with unobserved external forces \\(\\pmb{u}_i\\in \\pmb{U}\\) and can continue with the original adjustment process [71]. This adjusted initialization then serves as an initialization for the final problem in Equation 4, which we adapt slightly as Equation 10 by only including the inverse dynamics loss on frames with observed forces." + }, + { + "type": "equation", + "bbox": [ + 0.231, + 0.257, + 0.916, + 0.304 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\boldsymbol {q} _ {t}, \\boldsymbol {s}, \\boldsymbol {m}} \\sum_ {t} \\underbrace {| | f (\\boldsymbol {q} _ {t} , \\boldsymbol {s}) - \\boldsymbol {o} _ {t} | |} _ {\\text {I n v e r s e K i n e m a t i c s}} + \\underbrace {\\mathbb {I} (t \\notin U) | | \\boldsymbol {\\tau} _ {t} ^ {[ 0 : 6 ]} | |} _ {\\text {O b s e r v e d I n v e r s e D y n a m i c s}} \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.312, + 0.92, + 0.372 + ], + "angle": 0, + "content": "This new algorithm vastly expands the available data with which to construct the dataset by enabling the platform released by Werling et al. [71] to process motion data with observed external forces on only some time steps." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.395, + 0.85, + 0.418 + ], + "angle": 0, + "content": "5 Benchmark for Estimating Dynamics from Motion" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.43, + 0.92, + 0.548 + ], + "angle": 0, + "content": "The key evaluation task of interest enabled by the AddBiomechanics Dataset is estimating physical forces from an observed movement. In this section, we describe in more detail the evaluation task, provide standard metrics relevant to Computer Science and Biomechanics to assess the accuracy of new models, and provide some initial baseline models and their performance on the evaluation metrics." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.571, + 0.35, + 0.592 + ], + "angle": 0, + "content": "5.1 Task Description" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.598, + 0.92, + 0.734 + ], + "angle": 0, + "content": "The task assumes an \"off the shelf\" motion capture model (e.g., [8, 16, 26, 66]) produces a noisy time series of joint angles over time, \\(\\tilde{\\pmb{q}}_t\\) for \\(t\\in [0,T]\\). We also assume that a scaled human body model is available for the subject - modern motion capture algorithms provide this, e.g. [16]. In processing the AddBiomechanics Dataset and in the baselines discussed below, we use the model of Rajagopal et al. [56]; future models to solve the task could employ this or other skeletal models." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.735, + 0.92, + 0.89 + ], + "angle": 0, + "content": "To construct a full physical simulation of our subject, we now need to solve inverse dynamics (Equation 2) using estimated joint accelerations \\(\\ddot{\\pmb{q}}_t\\), and either contact forces and moments acting at the origin of the foot \\(\\pmb{f}_t\\) or joint torques \\(\\pmb{\\tau}_t\\). The simplest way to achieve this is using central differencing (Equation 3) and filtering on our input pose estimates \\(\\tilde{\\pmb{q}}_t\\) to estimate \\(\\ddot{\\pmb{q}}_t\\) and using a model to estimate contact forces and moments \\(\\pmb{f}_t\\), then solving Equation 2 for compute joint torques \\(\\pmb{\\tau}_t\\). However, this is only one of many possible approaches to estimating these quantities." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.89, + 0.919, + 0.949 + ], + "angle": 0, + "content": "To summarize, the inputs are \\(\\tilde{\\pmb{q}}_t\\) for \\(t\\in [0,T]\\) (a time series of joint angles) and a body model for the subject with correctly scaled bones. And outputs are all three of the following which are consistent with Equation 2:" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.082, + 0.015, + 0.839, + 0.034 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.892, + 0.017, + 0.92, + 0.031 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.055, + 0.667, + 0.076 + ], + "angle": 0, + "content": "1. \\(\\ddot{\\pmb{q}}_t\\) for \\(t\\in [0,T]\\) : A time series of joint accelerations." + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.077, + 0.918, + 0.113 + ], + "angle": 0, + "content": "2. \\( \\pmb{f}_t[:3] \\) for \\( t \\in [0,T] \\): A time series of external moments acting at the origin of the foot." + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.115, + 0.668, + 0.136 + ], + "angle": 0, + "content": "3. \\( \\pmb{f}_t[3:] \\) for \\( t \\in [0, T] \\): A time series of external forces." + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.136, + 0.609, + 0.155 + ], + "angle": 0, + "content": "4. \\(\\pmb{\\tau}_{t}\\) for \\(t\\in [0,T]\\): A time series of joint torques." + }, + { + "type": "list", + "bbox": [ + 0.086, + 0.055, + 0.918, + 0.155 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.079, + 0.185, + 0.361, + 0.204 + ], + "angle": 0, + "content": "5.2 Proposed Metrics" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.218, + 0.92, + 0.315 + ], + "angle": 0, + "content": "Previous work has used a diversity metrics, measuring different aspects of the problem (e.g., r-value for vertical GRF [13], RMSE for vertical GRF [19,50]). We propose a superset of previous metrics. We also include ground reaction moment, which is often neglected in the literature despite contributing significantly to joint torque estimates." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.316, + 0.92, + 0.433 + ], + "angle": 0, + "content": "Two clear metrics to evaluate the accuracy of models are the average L2-norm error for our ground reaction force and moment estimate \\(\\hat{\\pmb{f}}_t\\) and average elementwise absolute error for the joint torque estimate \\(\\hat{\\pmb{\\tau}}_t\\). Because estimates for \\(\\ddot{\\pmb{q}}_t\\) are not experimentally observed, it does not make sense to include RMSE on \\(\\ddot{\\pmb{q}}_t\\) as a metric. However, we can partially evaluate the quality of \\(\\ddot{\\pmb{q}}_t\\) by checking the RMSE of \\(\\hat{\\dot{\\pmb{z}}}_t\\), the center of mass acceleration estimated by \\(\\ddot{\\pmb{q}}_t\\)." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.433, + 0.92, + 0.511 + ], + "angle": 0, + "content": "To summarize, we propose four evaluation metrics, corresponding to the four outputs of the models, where ground truth values from the dataset are denoted \\(\\ddot{\\pmb{z}}_t\\), \\(\\pmb{f}_t\\), and \\(\\pmb{\\tau}_t\\) (see 3), and \\(T\\) is the number of time steps and \\(N\\) is the number of degrees of freedom in the skeleton:" + }, + { + "type": "text", + "bbox": [ + 0.087, + 0.526, + 0.616, + 0.549 + ], + "angle": 0, + "content": "1. Center of Mass Acceleration: \\(\\sum_{t}||\\ddot{z}_{t} - \\hat{\\dot{z}}_{t}||_{2} / T\\)" + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.549, + 0.836, + 0.571 + ], + "angle": 0, + "content": "2. Ground Reaction Moment (GRM at foot): \\(\\sum_{t}||\\pmb{f}_{t}[:3] - \\hat{\\pmb{f}}_{t}[:3)||_{2} / T\\)" + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.571, + 0.72, + 0.593 + ], + "angle": 0, + "content": "3. Ground Reaction Force (GRF): \\(\\sum_{t}||\\pmb{f}_{t}[3:]-\\hat{\\pmb{f}}_{t}[3:)||_{2}/T\\)" + }, + { + "type": "text", + "bbox": [ + 0.086, + 0.593, + 0.482, + 0.614 + ], + "angle": 0, + "content": "4. Joint Torques: \\(\\sum_{t}||\\pmb{\\tau}_{t} - \\hat{\\pmb{\\tau}}_{t}||_{1} / NT\\)" + }, + { + "type": "list", + "bbox": [ + 0.086, + 0.526, + 0.836, + 0.614 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.079, + 0.642, + 0.562, + 0.663 + ], + "angle": 0, + "content": "5.3 Preliminary Baseline Experiments" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.676, + 0.92, + 0.772 + ], + "angle": 0, + "content": "To set a baseline for future work to improve upon, we tried several trivial or previously reported models on the data. All of these models predict \\(\\pmb{f}\\) given \\(\\tilde{\\pmb{q}}\\), and then use Equation 2 to compute \\(\\pmb{\\tau}_{t}\\). We evaluate these baselines on the held-out test set (Table 3). Brief details of each baseline method are reported below." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.773, + 0.92, + 0.89 + ], + "angle": 0, + "content": "Analytical Baseline: To evaluate performance without machine learning or optimization, we construct a simple baseline method. We estimate \\(\\ddot{\\pmb{q}}_t\\) using Equation 3. Then we estimate center of mass acceleration \\(\\ddot{z}_t\\) using \\(\\ddot{\\pmb{q}}_t\\). The total external force acting on the body is estimated using \\(F = ma\\). Then we divide that force up between the feet to create ground force \\(\\pmb{f}_t[3:\\]\\), splitting the force evenly during double support. We set ground moment \\(\\pmb{f}_t[:3] = 0\\)." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.89, + 0.92, + 0.95 + ], + "angle": 0, + "content": "Multi-Layer Perceptron Baseline: We train a simple two-layer MLP with a hidden state size of 512 to predict \\( \\mathbf{f}_t \\) from \\( \\mathbf{q}_t \\). We use as input features a window of recent \\( \\mathbf{q}_t \\), our estimates of \\( \\ddot{\\mathbf{q}}_t \\) from Equation 3, and joint center locations" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.017, + 0.106, + 0.032 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.332, + 0.034 + ], + "angle": 0, + "content": "K. Werling et. al." + }, + { + "type": "table", + "bbox": [ + 0.08, + 0.052, + 0.92, + 0.187 + ], + "angle": 0, + "content": "
MethodCoM Acc.Joint TorqueGRM (at foot)GRF
Analytical4.47 m/s22.77 Nm/kg6.15 Nm/kg2.79 N/kg
MLP Baseline1.41 m/s21.33 Nm/kg0.03 Nm/kg1.29 N/kg
GroundLinkNet on AddB1.40 m/s21.34 Nm/kg0.07 Nm/kg1.17 N/kg
UnderPressure [50]N/AN/AN/A>5.74 N/kg
GroundLinkNet [19]N/AN/AN/A>3.06 N/kg
Trajectory Optimization [29]N/AN/AN/A~1 N/kg
" + }, + { + "type": "table_caption", + "bbox": [ + 0.075, + 0.192, + 0.924, + 0.337 + ], + "angle": 0, + "content": "Table 3: Above the double-line is accuracy of simple baseline methods and the model from [19] retrained on the AddBiomechanics dataset, with errors presented as means over the test set. Below the double-line are errors self-reported by previous work. These are not perfectly comparable to our baseline evaluations (or each other), as they each evaluate on their own different test sets, and use their own metrics. Where precise conversion to \\( N / kg \\) errors is not possible (for example, authors only report error on the y-component, or only report \\( r \\)-value), approximate numbers or lower bounds are included to give the reader a general sense of approximate relative performance." + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.391, + 0.921, + 0.449 + ], + "angle": 0, + "content": "in the pelvis reference frame. We then use our prediction for \\(\\pmb{f}_t\\) to compute \\(\\ddot{\\pmb{z}}_t = \\sum \\pmb{f}_t / m\\), and adjust the root-translation coordinates of \\(\\ddot{\\pmb{q}}_t\\) to reflect our new \\(\\ddot{\\pmb{z}}_t\\)." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.45, + 0.924, + 0.606 + ], + "angle": 0, + "content": "Previous Work - GroundLinkNet: Two previous papers [19, 50] have tackled the problem of predicting \\( \\pmb{f}_t \\) (though not \\( \\ddot{\\pmb{q}}_t \\) or \\( \\pmb{\\tau}_t \\)) using a similar convolution-based architecture, which we refer to as \"GroundLinkNet\" (where the two models differ we use [19]). For fair comparison, we perform the same procedure as our MLP baseline to predict all three of \\( \\pmb{f}_t \\), \\( \\ddot{\\pmb{q}}_t \\), and \\( \\pmb{\\tau}_t \\) from just \\( \\pmb{f}_t \\): the inputs, outputs, and post-processing equations are all identical, the only difference is the model architecture is more complex and larger than the MLP. The model is trained and tested on the same data." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.636, + 0.546, + 0.656 + ], + "angle": 0, + "content": "6 Conclusion and Future Work" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.677, + 0.92, + 0.735 + ], + "angle": 0, + "content": "We present a large standardized dataset of high quality human dynamics. This dataset is currently biased towards walking and running, and we plan to release a follow-up dataset with a wider diversity of tasks." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.736, + 0.92, + 0.814 + ], + "angle": 0, + "content": "We lay the groundwork for using this data to train models that reconstruct accurate human dynamics information from simple motion capture. We are excited to see the integration of continued progress in inexpensive motion capture systems with methods to infer physics from motion." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.814, + 0.922, + 0.95 + ], + "angle": 0, + "content": "We also anticipate other exciting uses of the dataset. It could be possible to use estimates of foot-ground contact and forces derived from this data to remove artefacts from motion capture, like foot sliding. Another exciting application area for the data is \"real to sim\", developing more accurate human body simulators by learning better foot-ground contact colliders from data. This data could also be a useful additional input to motion models, and could have applications in physical motion auto-encoders." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.083, + 0.015, + 0.842, + 0.035 + ], + "angle": 0, + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + }, + { + "type": "page_number", + "bbox": [ + 0.892, + 0.017, + 0.92, + 0.032 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.078, + 0.054, + 0.238, + 0.075 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.089, + 0.09, + 0.92, + 0.143 + ], + "angle": 0, + "content": "1. 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In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition Workshops. pp. 17-26 (2017)" + }, + { + "type": "list", + "bbox": [ + 0.08, + 0.057, + 0.918, + 0.878 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/49751a45-5903-4306-9998-4a4473dd9069_origin.pdf b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/49751a45-5903-4306-9998-4a4473dd9069_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..74eb7cad953f1612ba0134ac900775aa13ce9534 --- /dev/null +++ b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/49751a45-5903-4306-9998-4a4473dd9069_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:3208b5307bc472bacb82b2fef99b0452741fe40558fe635880cf50ddb63ffeff +size 1750768 diff --git a/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/full.md b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/full.md new file mode 100644 index 0000000000000000000000000000000000000000..c48ee63f2f150309836e72e3786e0315e69aa09e --- /dev/null +++ b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/full.md @@ -0,0 +1,327 @@ +# AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale + +Keenon Werling1, Janelle Kaneda1, Tian Tan1, Rishi Agarwal1, Six Skov1, Tom Van Wouwe1, Scott Uhlrich1, Nicholas Bianco1, Carmichael Ong1, Antoine Falisse1, Shardul Sapkota1, Aidan Chandra1, Joshua Carter2, Ezio Preatoni2, Benjamin Fregly3, Jennifer Hicks1, Scott Delp1, C. Karen Liu1 + +$^{1}$ Stanford University +{keenon, jkaneda, alantan, rishia, osskov, tvwouwe, suhlrich, nbianco, ongcf, afalisse, sapkota, aidan13, jenhicks, delp, karenliu} @stanford.edu, $^{2}$ University of Bath {jc2369, ep314}@bath.ac.uk, $^{3}$ Rice University fregly@rice.edu + +Abstract. While reconstructing human poses in 3D from inexpensive sensors has advanced significantly in recent years, quantifying the dynamics of human motion, including the muscle-generated joint torques and external forces, remains a challenge. Prior attempts to estimate physics from reconstructed human poses have been hampered by a lack of datasets with high-quality pose and force data for a variety of movements. We present the AddBiomechanics Dataset 1.0, which includes physically accurate human dynamics of 273 human subjects, over 70 hours of motion and force plate data, totaling more than 24 million frames. To construct this dataset, novel analytical methods were required, which are also reported here. We propose a benchmark for estimating human dynamics from motion using this dataset, and present several baseline results. The AddBiomechanics Dataset is publicly available at addbiomechanics.org/download_data.html. + +Keywords: dataset, human body motion, human body physics, real to sim, benchmark + +# 1 Introduction + +The ability to accurately infer human movement dynamics (the motion and the physical forces that generated the motion) from video cameras or wearable sensors would transform the fields of computer graphics, robotics, orthopedics, biomechanics, and rehabilitation. With measurement not only of movement but also the internal and external forces driving the movement, researchers can generate more realistic animations of movement [35], design wearable robotic systems [34, 47], study injury mechanisms [3, 28], and improve treatments for mobility impairments [24, 31]. + +To reconstruct human movement dynamics from inexpensive sensors, we need realistic musculoskeletal models of the human body, along with accurate estimates of human pose and external moments and forces. Over the past decade, + +![](images/18e663cda2a257057ec008c23ee38c5292a77189fa7eebde8661b696dd31b429.jpg) +Fig. 1: Frames from recordings of a drop jump, tai chi, running, ballet, and squatting (left to right) in the AddBiomechanics Dataset. The ground reaction forces are shown with arrows on the right (orange) and left (blue) feet for representative time steps around the shown frame. The model includes 22 body segments, 37 degrees of freedom, and specialized joints for the knees, shoulders, and spine, which match the subject's mass, inertial properties, and motion capture recordings while obeying $F = ma$ with respect to the force plate recordings. Discrepancies between the reconstruction and the original sensor data are within clinically acceptable tolerances [21]. + +the research community has made significant progress in both generating realistic musculoskeletal models of the body [23,56,63,68] and reconstructing poses from inexpensive sensors such as cameras [8,16,22,32,38,42,60,66], sparse wearable sensors [26], and generative models [57]. However, the measurement of external forces outside of motion capture labs is unreliable [10,33] and thus far the models that estimate external forces from motion alone are intractable for real time use [13,67] or are not evaluated against measured data [17,26,53,61,62,69,74]. Thus their accuracy cannot be compared to the thresholds established in the literature [21]. A key bottleneck is the lack of combined motion and force datasets to train models and assess accuracy of external force estimates against real measurements for a diversity of human subjects and activities. + +To address this problem, we present the AddBiomechanics Dataset, the first large scale standardized dataset of lab-based pose and force data for a variety of movements, currently with over 273 participants and $70+$ hours of recorded motion. This dataset can be used to train machine learning methods to reconstruct detailed force information about human movement dynamics (e.g., biological torques, ground reaction moments and forces, etc.) from easily measurable quantities (e.g., motion capture from a cell phone camera). To provide a fair basis to compare future models that estimate joint torques and external moments and forces acting on the body from motion alone, we propose a set of evaluation metrics, along with a standard train/development/test split. To provide a sense for what is possible with this data, we implement both a simple model and the architecture from previous papers that have attempted data-driven ground reaction moment (GRM) and force (GRF) prediction models [19, 50], and report state-of-the-art results on the AddBiomechanics Dataset. + +To construct our dataset, we present a key improvement to the AddBiomechanics tool presented by Werling et al. [71], which quickly and automatically provides estimates of model scales, motion, and dynamics that meet rigorous standards for analyzing human motion from the biomechanics literature [21]. In particular, the original AddBiomechanics tool is unable to process movement trials with a mix of measured and unmeasured external forces, and compute dynamics only when the external forces are available. These trial types are common since, to obtain quantities of diverse raw data recordings at a scale useful for machine learning, researchers must collect during long sessions in labs with motion capture and in-ground force plates, but instrumenting the entire floor of a lab is prohibitively expensive. Long captures of diverse data therefore contain frames where the subject stepped off of the force plates and experienced large unmeasured external ground forces acting on their body. While we still cannot use those frames in the final dataset, we present a method to use the optical motion capture on those "unobserved forces" frames to constrain the dynamics reconstruction on frames where all external forces acting on the body are measured, and allowing long diverse capture sessions to be optimized together. This improvement allows us to reconstruct accurate dynamics on large, diverse and previously inaccessible raw data sources, making the resulting dataset larger and more diverse. + +In summary, we make the following novel contributions: + +- Releasing the largest dataset of human dynamics, containing personalized musculoskeletal models and corresponding experimental measurements of foot-ground contact forces paired with motion capture data. +- Improving automated human dynamics data processing tools to enable the construction of a large and diverse dataset, by overcoming a limitation that required that all steps be on force plates. We discard timesteps with steps off of force plates (often present in long continuous sessions), but can still find dynamics on those frames where force plate data is present. +- Proposing a standard benchmark to evaluate methods that reconstruct human dynamics information from human motion alone. For example, some work [19,50] evaluates error only for the vertical ground reaction force, which is a strict lower bound on taking the L2-norm between predicted and measured 3D force vectors. + +# 2 Related Work + +# 2.1 Related Datasets + +While there are several valuable, existing datasets including both pose and force-related data, they are currently small-in-scale, of insufficient accuracy, and/or in a format unsuitable for the task of predicting forces (e.g., long captures with only partially observed experimental force data). For example, one of the largest available datasets of human dynamics data with pre-computed full body models is presented in UnderPressure [50], with 5.6 hours of data from 10 subjects. + +UnderPressure contains joint kinematics, inertial measurement unit (IMU) data and synchronized pressure insole data collected during various types of locomotion. While the largest available, pressure insole data is of insufficient accuracy to create or evaluate 3D dynamic simulations [7,10,33]. + +There are several additional datasets, of varying size, with higher-quality force data from expensive in-floor or in-treadmill force plates, but these datasets have heterogeneous processing, incomplete observation data or formatting inconsistencies. Carter et al. [9] and Camargo et al. [6] each share nearly 20 hours of optical marker motion capture and force data for subjects performing walking, stairs, ramps, running, jumping, and other activities. Most datasets collected with in-ground force plates (e.g., Camargo et al.) have large sections of partial force data as a subject steps onto or off of an in-ground plate, which existing analysis tools cannot handle. Additional human dynamics datasets (most under 2 hours) include video keypoints with synchronized ground force plate data [49], sparse IMU sets with instrumented treadmills [1, 41, 59], and traditional optical markers with ground force plates [27, 44, 51, 52], with GroundLink [19] representing the widest diversity of dynamics with 19 different motions. We combine these and several additional datasets into the AddBiomechanics Dataset 1.0. + +# 2.2 Estimating Physical Forces from Motion + +In computer vision and graphics, physics (either in the form of a physics engine or constraints to represent "physical intuitions") has been applied by many researchers to improve the quality of generated movements, to combat common artefacts such as foot floating or foot sliding. + +One common approach is the use of fast physics-based reinforcement learning methods [2,39,43,53-55,61,62,73,75-77], generally with simplified contact models (e.g., "rigid box feet") to estimate joint torques necessary to achieve a measured motion. Another area of focus has been improving the quality of human motion simulations (whether synthesized de novo or obtained from a motion capture method) by leveraging "physical intuitions" about how humans move in the world (e.g., minimizing foot sliding, disallowing foot-ground penetration, etc.). Approaches to this task have specifically targeted the problem of visual motion quality, whether in isolation [17,26,57,58] or tied to a monocular motion capture pipeline [4,5,40,72,74,79]. Both the physics based and physical intuition based methods use "physical plausibility" to describe results and evaluate against motion data alone. Quantifying the accuracy of estimated external forces and joint torques requires measured ground reaction force data with synchronized motion that isn't currently available. The ability of existing methods to reconstruct experimentally valid human dynamics remains an open question. + +Combined motion and force datasets have also been used on a small scale to evaluate the models that estimate moments and forces from motion. One approach uses measured motion and force data to reconstruct dynamics with offline trajectory optimization methods and biomechanically accurate models (i.e., using muscle actuators) [11, 15, 20, 29, 67]. Optimization is computationally expensive (e.g., $0.001\mathrm{x}$ real time [29, 67]), can only run on a few seconds of data + +at a time, has errors on the order of $10\%$ of body weight compared to measured ground reaction forces [29, 67] and depends on a task-specific movement objective (e.g., minimize energy, maximize speed). A second approach leverages motion and force data to train deep learning models to predict ground reaction forces for specific tasks, such as running [1, 59], walking [41, 51, 52], sidestepping [27, 49], squatting [45], and stair climbing [44]. Although comparing the accuracy is challenging due to a lack of standard evaluation metrics, these models perform well for task-specific prediction (e.g., 0.16 BW RMSE [1]; $r = 0.93$ for vertical GRF [51]). There have been few data-driven models trained on multiple activities and evaluated on out-of-distribution movements [19, 45] and their accompanying datasets are still limited (e.g., less than eight subjects) with average errors exceeding $25\%$ of body weight. + +In summary, it is currently possible to predict with $10\%$ error foot-floor contact forces for common activities like walking using offline optimization-based methods [29], but no fast, accurate, and generalized models exist. + +# 3 AddBiomechanics Dataset + +Table 1: Breakdown of subject count and hours from the raw data sources. + +
SourceSubjectsTotal HoursGRF Hours
Lencioni et al. 2019 [36]500.520.37
Carter et al. 2023 [9]5021.6019.80
Santos et al. 2017 [12]494.904.90
Camargo et al. 2021 [6]2219.8710.10
Tan et al. 2023 [65]174.404.40
Moore et al. 2015 [48]126.226.03
Falisse et al. 2016 [13]110.490.10
Hamner et al. 2013 [18]100.020.02
Van der Zee et al. 2022 [78]105.465.31
Uhlrich et al. 2023 [67]100.240.05
Tan et al. 2022 [64]93.733.73
Wang et al. 2023 [70]91.841.84
Han et al. 2023 [19]71.700.52
Fregly et al. 2012 [14]60.140.04
Li et al. 2021 [37]10.340.34
Sum27371.4757.55
+ +Version 1.0 of the AddBiomechanics Dataset contains standardized musculoskeletal models as well as position and physics information for over 24 million frames from $70+$ hours of motion for 273 participants (Table 1). Each of these frames contains optical marker locations and ground reaction moment and force measurements, along with estimated joint kinematics, estimated joint torques, + +and estimated center of mass kinematics. The dataset includes nine different activity types collected from 15 publicly available raw data sources (Table 1), captured in 12 different laboratories. Each raw data source includes experimental optical motion capture and force plate data; refer to the corresponding publications for more details about the experimental data collection. All raw data was run through the same processing pipeline, presented in Section 4. For the data sources that reported demographic information, the subjects have a mean age of 30.7 ( $\pm$ 15.8) years (range: 6 - 84), and mean BMI of 22.8 ( $\pm$ 3.4) (range: 11.7 - 34.4). The majority of the subjects are male (73%), and 23% are female. A portion of the datasets did not contain reported age (9%) or biological sex (4%). + +![](images/385bf93ac703d67cbd0d7bf40bc4c0fe99f2106415cb7c3ea39bbebb051592b6.jpg) +Fig. 2: Activity classification. The duration of captures in each activity class is shown on a log scale. + +We manually classified the activity types in the AddBiomechanics Dataset by visualizing the kinematics of each capture. Labels were generated from the activities presented by each dataset. Sub-labels further classify each activity class; for example, there are sub-labels for overground vs. treadmill walking and running, and for walking up vs. down stairs. Any capture that could not be clearly categorized under the main activity labels is classified as "other." For example, several captures from [48] are subjects stepping onto a treadmill, and some captures contain calibration motions. Figure 2 shows the duration of each activity class within the AddBiomechanics Dataset. + +The AddBiomechanics Dataset contains a variety of speeds and individual trial lengths (Figure 3). Averaged over each trial, the majority of absolute speeds fall between about 0.0 and $5.0\mathrm{m / s}$ . Trials were split into segments of at most 2,000 frames as a result of computational limits in the processing pipeline. The majority of remaining trials contain less than 1,000 frames. Overall, $53.4\%$ of the GRF in the dataset is single support, followed by $21.2\%$ for double support and $25.4\%$ for flight phase. + +![](images/7b12d9f62eccec71d8f274a98fdf22d060760b7dd83c02288fb944e2b4d9597d.jpg) +Fig. 3: Distributions of speed and capture length in the AddBiomechanics Dataset. The magnitude of speed averaged per trial (left). Trial lengths as number of frames (right). Original trials longer than 2000 frames were split up into multiple trials segments. + +![](images/9de9e6557a9f103f6f1fd35f770e210fcd20036193948a104ba77731e9c6acce.jpg) + +# 3.1 Personalized Subject Models + +We provide individual subject skeletons as scaled and mass-optimized versions of the Rajagopal Full Body Model [56], which is the standard in human biomechanics for maximum biomechanical accuracy in modelling the physics of the body. Recent work by Keller et al. [30] means the Rajagopal model can also be transformed to a variant of the SMPL Model, ensuring that the AddBiomechanics Dataset can be used with existing SMPL-based datasets (e.g., [25, 46]) and methods (e.g., [16, 17, 26, 53, 57, 61, 62, 69, 74]). + +# 3.2 Evaluating Dataset Quality + +It is best practice in biomechanics to evaluate dynamic reconstructions of human movement from raw sensor data (marker locations, force plate data) using the discrepancy between the raw measurements and what the dynamic model implies the measurements should be [21]. These standard measurements are available in Table 2. There are thresholds for clinical grade dynamics suggested by Hicks et al. [21], also reported in the table. Many human modelling experts do not reach this bar in practice [71], so passing these thresholds at scale is a significant achievement. 12.1 hours $(21.2\%)$ of the data is classified as clinical-grade human dynamics data by this measure, an unprecedentedly large dataset to reach that quality bar. For overall distributions of residuals, see Figure 4. + +# 4 Raw Data Processing and Aggregation + +Raw data sources contain optical marker traces, and time synced force plate data. It requires a substantial optimization problem to reconstruct human dynamics. The backbone of our approach is to manually review our raw data sources frame-by-frame to determine frames where steps off of force plates occurred, and then run the annotated raw data through the pipeline presented in Werling et al. [71], with the modifications described below to handle steps off of force plates. + +
MeasurementMean ± Std-devHicks Threshold for Clinical Use [21]
Marker Error2.17 ± 2.44 (cm)N/A
Linear Residual0.046 ± 0.027 (BW)0.05 BW
Angular Residual0.11 ± 0.02 (BW*h)0.1 BW*h
+ +Table 2: Evaluating dataset quality. "Marker Error" is measured in centimeters RMS to evaluate the quality of pose reconstruction. "Linear Residual" is force discrepancy between model and raw data, normalized across subjects as body-weights (BW) RMS. "Angular Residual" is torque dynamic discrepancy at the model's root, normalized across subjects as body-weights * height (BW*h) RMS. The Hicks Thresholds [21] for clinical model accuracy are presented with each metric. + +![](images/39ebd6e63b36a15eda41f587aad3bea132d7dd2500943df7ffcfa568de6aca02.jpg) + +![](images/addafa433ca93c2b80cc3af3364369dacc95b1d10bf93ce4d029809817419663.jpg) +Fig. 4: Evaluating dataset quality. See Table 2 for descriptions of quantities. + +In collecting large amounts of motion data with overground force plates, it is common for subjects to step on uninstrumented ground and have unmeasured forces acting on them several times during a single capture. These frames of data are not useful for learning about human dynamics, so should be thrown away, but that must be done after we have solved for dynamics on the remaining frames. If we were to simply delete the frames, and solve for skeleton scaling and motion dynamics separately on each range of frames with continuously observed forces, we could get quite unrealistic motion, since there are no useful constraints on the start and end conditions of each short group of frames with observed forces, and so the optimizer can cheat with unrealistic initial and terminal velocities. Optimizing for dynamics with the motion from frames with unobserved force data helps prevent that from happening. + +In order to construct this dataset, we needed to be able to solve for accurate human dynamics while ignoring physical consistency on frames with steps off of force plates, and yet not allowing any discontinuous jumps in human kinematics when they step off of or back onto force plates. This section describes the relevant background, and our algorithms to handle this problem. + +![](images/25efa6a7f878d76ad59bcf83550297bc7e81f89de6dfbf652d417cfce1d32c16.jpg) +Fig.5: Adapted with permission from Werling et al. [71], this figure shows the processing pipeline we used to turn raw sensor data into accurate human dynamics, and shows where the method described below swaps into the original pipeline from [71] + +These methods are enhancements to the methods originally presented in Werling et al. [71] These algorithms are already merged into the upstream Werling et al. [71] tool, and are available in the open source codebase. + +# 4.1 Processing Raw Sensor Data + +Biomechanical motion capture labs output optical marker traces over time, and time-synced ground reaction force measurements (which include force, locations, and torque for each contact) from force plates in the ground or in treadmills. It is possible to run inverse kinematics on the locations of the optical markers over time to produce an accurate reconstruction of motion by picking joint angles $\mathbf{q}$ and bone scales $\mathbf{s}$ to minimize the distance between virtual markers $f(\mathbf{q},\mathbf{s})$ and observed markers $\mathbf{o}$ . + +$$ +\min _ {\boldsymbol {q}} \left| \left| f (\boldsymbol {q}, \boldsymbol {s}) - \boldsymbol {o} \right| \right| \tag {1} +$$ + +It is also possible, given a skeleton model, joint accelerations and observations of external forces $\pmb{f}_t$ from the force plates, to run standard inverse dynamics to + +compute joint torques. + +$$ +\boldsymbol {\tau} _ {t} = \boldsymbol {M} (\ddot {\boldsymbol {q}} _ {t}) - \boldsymbol {C} _ {t} - \boldsymbol {J} ^ {T} \boldsymbol {f} _ {t} \tag {2} +$$ + +We adopt standard notation that $M$ is the mass matrix, $C_t$ is the vector of joint torques from coriolis forces and gravity, $J$ is the jacobian of the contacts, and $f_t$ is the contact forces. + +Here $\ddot{\pmb{q}}_t$ is estimated by central differencing the joint angles, with the equation given below. + +$$ +\tilde {\boldsymbol {q}} _ {t} = \frac {\tilde {\boldsymbol {q}} _ {t - 1} - 2 \tilde {\boldsymbol {q}} _ {t} + \tilde {\boldsymbol {q}} _ {t + 1}}{\Delta t ^ {2}} \tag {3} +$$ + +It is worth noting that noise in motion capture systems that estimate our $\mathbf{q}_t$ values tends to have very high frequency content, because each frame's errors are approximately independently and identically distributed at 100fps. This leads to a signal to noise ratio that is 4 orders of magnitude worse after finite differencing. We use a Butterworth low pass filter at 30Hz to process the finite differenced estimates, which does a good job attenuating the noise in our estimates of $\ddot{\mathbf{q}}_t$ but makes them only trustworthy in their lower frequency components. + +Returning to Equation 2, the problem now arises that in order to be physically possible, whichever degrees of freedom correspond to the free translation and rotation of the skeleton in the world (generally the first 6, 3 for translation and 3 for rotation) in $\pmb{\tau}$ must be 0. This constraint (i.e., $\pmb{\tau}^{[0:6]} = 0$ ) reflects the fact that all external forces are applied by the force plate, and not by a giant invisible robot arm at the root segment. However, there is no guarantee in the standard inverse dynamics equations that the first 6 entries of $\pmb{\tau}_t$ will be 0. To the extent they are not zero, they have typically been called "residual forces" in the literature. + +The goal in producing realistic digital twins of subjects is to find subject bone scales $s$ , positions over time $q_{t}$ , and bone masses and inertial properties $m$ such that the residual forces are minimized when we solve inverse dynamics. Leaving out some less important variables for clarity, Werling et al. [71] optimize the following non-convex problem to solve for $s$ , $q_{t}$ , and $m$ : + +$$ +\min _ {\boldsymbol {q} _ {t}, \boldsymbol {s}, \boldsymbol {m}} \sum_ {t} \underbrace {\left| \left| f \left(\boldsymbol {q} _ {t} , \boldsymbol {s}\right) - \boldsymbol {o} _ {t} \right| \right|} _ {\text {I n v e r s e K i n e m a t i c s}} + \underbrace {\left| \left| \boldsymbol {\tau} _ {t} ^ {[ 0 : 6 ]} \right| \right|} _ {\text {I n v e r s e D y n a m i c s}} \tag {4} +$$ + +The challenge with this approach is that it requires a good initial guess for the values of $\pmb{q}_t$ , $\pmb{s}$ , $\pmb{m}$ because the optimization problem is non-convex. + +In the original method, these initial guesses for $\mathbf{q}_t$ and $s$ are constructed through a series of linear and convex optimization problems with marker data. The $\mathbf{q}_t$ initialization is then adjusted so the center of mass trajectory implied by $\mathbf{q}_t$ is consistent with the trajectory dictated by the ground reaction forces, defined by the differential equation: + +$$ +\ddot {z} = \frac {\boldsymbol {f}}{m} - \boldsymbol {g} \tag {5} +$$ + +where $\ddot{\pmb{z}}\in \mathbb{R}^3$ is center of mass acceleration, $\pmb{f}$ is the ground reaction force vector, $m$ is the system mass, and $\pmb{g}$ is gravitational acceleration. + +# 4.2 Fitting Continuous Dynamics While Ignoring Frames with Missing Force Data + +When all the ground reaction forces are known from experimental data, then the entire trajectory $\boldsymbol{z}_t$ is linearly determined by the inverse of mass $\mu$ , $\boldsymbol{z}_1$ and $\dot{\boldsymbol{z}}_1$ . However, given a set of frames where the external forces are no longer observed, $\boldsymbol{U} = \{\boldsymbol{u}_1 \in \mathbb{N}, \boldsymbol{u}_2 \in \mathbb{N}, \ldots\}$ , then this simple linear relationship ceases to hold. The center of mass trajectory $\boldsymbol{z}_t$ is now also dependent on the total external forces on those frames, divided by the unknown subject mass, then integrated over time, which makes the relationship between $\mu$ , $\boldsymbol{z}_1$ , $\dot{\boldsymbol{z}}_1$ , and all $\boldsymbol{f}_{\boldsymbol{u}_i}$ for $\boldsymbol{u}_i \in \boldsymbol{U}$ quadratic. + +To restore linearity in the presence of unknown forces, we improve the original Werling et al. method by explicitly solving for the center of mass acceleration on each unobserved frame: $\ddot{z}_{\boldsymbol{u}_i}$ for all $\boldsymbol{u}_i \in \boldsymbol{U}$ . We define an extended vector $\zeta$ that contains our unknowns: + +$$ +\boldsymbol {\zeta} = \left[ \boldsymbol {z} _ {1} \dot {\boldsymbol {z}} _ {1} \mu \ddot {\boldsymbol {z}} _ {\boldsymbol {u} _ {1}} \ddot {\boldsymbol {z}} _ {\boldsymbol {u} _ {2}} \dots \right] \in \mathbb {R} ^ {7 + 3 | U |} \tag {6} +$$ + +We define a linear system with matrix $\mathbf{A} \in \mathbb{R}^{3(T + |U|) \times 7 + 3|U|}$ and offset $\mathbf{b} \in \mathbb{R}^{3(T + |U|)}$ that maps the vector $\zeta$ onto $\mathcal{Z} \in \mathbb{R}^{3T}$ , a vector of concatenated center of mass position vectors over time, and $\vec{\mathcal{Z}}_U$ the concatenated $\ddot{z}_{\boldsymbol{u}_i}$ 's, scaled by a regularization term $\alpha$ : + +$$ +\boldsymbol {A} \boldsymbol {\zeta} + \boldsymbol {b} = \left[ \boldsymbol {Z} \alpha \ddot {\boldsymbol {Z}} _ {\boldsymbol {U}} \right] = \left[ \boldsymbol {z} _ {1} \boldsymbol {z} _ {2} \dots \boldsymbol {z} _ {T} \alpha \ddot {\boldsymbol {z}} _ {\boldsymbol {u} _ {1}} \dots \alpha \ddot {\boldsymbol {z}} _ {\boldsymbol {u} _ {| U |}} \right] \in \mathbb {R} ^ {3 (T + | U |)} \tag {7} +$$ + +We can construct $\mathbf{A}$ and $\mathbf{b}$ using a semi-explicit Euler integration scheme of the center of mass trajectory to relate the unknowns $\zeta$ to the center of mass positions, $\mathcal{Z}$ . We proceed in blocks: + +$$ +\boldsymbol {A} = \left[ \begin{array}{c c} \boldsymbol {A} _ {\boldsymbol {Z}, 3} & \boldsymbol {A} _ {\boldsymbol {Z}, \ddot {\boldsymbol {z}} _ {U}} \\ 0 & \alpha I \end{array} \right] \tag {8} +$$ + +Here, $A_{\mathcal{Z},3}$ represents the contributions from $\mu ,z_{1}$ and $\dot{z}_1$ to the trajectory, similar to the original adjustment in Werling et al. [71]. Then, $A_{\mathcal{Z},\ddot{z}_U}$ is the matrix block relating our acceleration on time steps where there are unobserved external forces is the simple time integration of the change in velocity generated by our $\ddot{z}_{u_i}$ for each unobserved time step $i$ , given as follows: + +$$ +\boldsymbol {A} _ {\boldsymbol {Z}, \ddot {\boldsymbol {Z}} _ {U}} ^ {[; i ]} = \left[ 0 \dots 0 \Delta_ {t} ^ {2} I 2 \Delta_ {t} ^ {2} I \dots (T - \boldsymbol {u} _ {i}) \Delta_ {t} ^ {2} I \right] \tag {9} +$$ + +The vector $\pmb{b}$ is as expressed in the original method, now concatenated with a 0 vector in $\mathcal{R}^{3|U|}$ , so that $\pmb{b} \in \mathcal{R}^{3T + 3|U|}$ . + +Using Equation 7, we apply the pseudoinverse of $\mathbf{A}$ to obtain a least-squares best fit of the initial conditions and mass of the system, $\hat{\zeta} = A^{\dagger}(\mathcal{Z} - b)$ , along with all the $\alpha$ regularized center of mass accelerations on time steps with unobserved external forces $\pmb{u}_i\in \pmb{U}$ and can continue with the original adjustment process [71]. This adjusted initialization then serves as an initialization for the final problem in Equation 4, which we adapt slightly as Equation 10 by only including the inverse dynamics loss on frames with observed forces. + +$$ +\min _ {\boldsymbol {q} _ {t}, \boldsymbol {s}, \boldsymbol {m}} \sum_ {t} \underbrace {| | f (\boldsymbol {q} _ {t} , \boldsymbol {s}) - \boldsymbol {o} _ {t} | |} _ {\text {I n v e r s e K i n e m a t i c s}} + \underbrace {\mathbb {I} (t \notin U) | | \boldsymbol {\tau} _ {t} ^ {[ 0 : 6 ]} | |} _ {\text {O b s e r v e d I n v e r s e D y n a m i c s}} \tag {10} +$$ + +This new algorithm vastly expands the available data with which to construct the dataset by enabling the platform released by Werling et al. [71] to process motion data with observed external forces on only some time steps. + +# 5 Benchmark for Estimating Dynamics from Motion + +The key evaluation task of interest enabled by the AddBiomechanics Dataset is estimating physical forces from an observed movement. In this section, we describe in more detail the evaluation task, provide standard metrics relevant to Computer Science and Biomechanics to assess the accuracy of new models, and provide some initial baseline models and their performance on the evaluation metrics. + +# 5.1 Task Description + +The task assumes an "off the shelf" motion capture model (e.g., [8, 16, 26, 66]) produces a noisy time series of joint angles over time, $\tilde{\pmb{q}}_t$ for $t\in [0,T]$ . We also assume that a scaled human body model is available for the subject - modern motion capture algorithms provide this, e.g. [16]. In processing the AddBiomechanics Dataset and in the baselines discussed below, we use the model of Rajagopal et al. [56]; future models to solve the task could employ this or other skeletal models. + +To construct a full physical simulation of our subject, we now need to solve inverse dynamics (Equation 2) using estimated joint accelerations $\ddot{\pmb{q}}_t$ , and either contact forces and moments acting at the origin of the foot $\pmb{f}_t$ or joint torques $\pmb{\tau}_t$ . The simplest way to achieve this is using central differencing (Equation 3) and filtering on our input pose estimates $\tilde{\pmb{q}}_t$ to estimate $\ddot{\pmb{q}}_t$ and using a model to estimate contact forces and moments $\pmb{f}_t$ , then solving Equation 2 for compute joint torques $\pmb{\tau}_t$ . However, this is only one of many possible approaches to estimating these quantities. + +To summarize, the inputs are $\tilde{\pmb{q}}_t$ for $t\in [0,T]$ (a time series of joint angles) and a body model for the subject with correctly scaled bones. And outputs are all three of the following which are consistent with Equation 2: + +1. $\ddot{\pmb{q}}_t$ for $t\in [0,T]$ : A time series of joint accelerations. +2. $\pmb{f}_t[:3]$ for $t \in [0,T]$ : A time series of external moments acting at the origin of the foot. +3. $\pmb{f}_t[3:]$ for $t \in [0, T]$ : A time series of external forces. +4. $\pmb{\tau}_{t}$ for $t\in [0,T]$ : A time series of joint torques. + +# 5.2 Proposed Metrics + +Previous work has used a diversity metrics, measuring different aspects of the problem (e.g., r-value for vertical GRF [13], RMSE for vertical GRF [19,50]). We propose a superset of previous metrics. We also include ground reaction moment, which is often neglected in the literature despite contributing significantly to joint torque estimates. + +Two clear metrics to evaluate the accuracy of models are the average L2-norm error for our ground reaction force and moment estimate $\hat{\pmb{f}}_t$ and average elementwise absolute error for the joint torque estimate $\hat{\pmb{\tau}}_t$ . Because estimates for $\ddot{\pmb{q}}_t$ are not experimentally observed, it does not make sense to include RMSE on $\ddot{\pmb{q}}_t$ as a metric. However, we can partially evaluate the quality of $\ddot{\pmb{q}}_t$ by checking the RMSE of $\hat{\dot{\pmb{z}}}_t$ , the center of mass acceleration estimated by $\ddot{\pmb{q}}_t$ . + +To summarize, we propose four evaluation metrics, corresponding to the four outputs of the models, where ground truth values from the dataset are denoted $\ddot{\pmb{z}}_t$ , $\pmb{f}_t$ , and $\pmb{\tau}_t$ (see 3), and $T$ is the number of time steps and $N$ is the number of degrees of freedom in the skeleton: + +1. Center of Mass Acceleration: $\sum_{t}||\ddot{z}_{t} - \hat{\dot{z}}_{t}||_{2} / T$ +2. Ground Reaction Moment (GRM at foot): $\sum_{t}||\pmb{f}_{t}[:3] - \hat{\pmb{f}}_{t}[:3)||_{2} / T$ +3. Ground Reaction Force (GRF): $\sum_{t}||\pmb{f}_{t}[3:]-\hat{\pmb{f}}_{t}[3:)||_{2}/T$ +4. Joint Torques: $\sum_{t}||\pmb{\tau}_{t} - \hat{\pmb{\tau}}_{t}||_{1} / NT$ + +# 5.3 Preliminary Baseline Experiments + +To set a baseline for future work to improve upon, we tried several trivial or previously reported models on the data. All of these models predict $\pmb{f}$ given $\tilde{\pmb{q}}$ , and then use Equation 2 to compute $\pmb{\tau}_{t}$ . We evaluate these baselines on the held-out test set (Table 3). Brief details of each baseline method are reported below. + +Analytical Baseline: To evaluate performance without machine learning or optimization, we construct a simple baseline method. We estimate $\ddot{\pmb{q}}_t$ using Equation 3. Then we estimate center of mass acceleration $\ddot{z}_t$ using $\ddot{\pmb{q}}_t$ . The total external force acting on the body is estimated using $F = ma$ . Then we divide that force up between the feet to create ground force $\pmb{f}_t[3:\]$ , splitting the force evenly during double support. We set ground moment $\pmb{f}_t[:3] = 0$ . + +Multi-Layer Perceptron Baseline: We train a simple two-layer MLP with a hidden state size of 512 to predict $\mathbf{f}_t$ from $\mathbf{q}_t$ . We use as input features a window of recent $\mathbf{q}_t$ , our estimates of $\ddot{\mathbf{q}}_t$ from Equation 3, and joint center locations + +
MethodCoM Acc.Joint TorqueGRM (at foot)GRF
Analytical4.47 m/s22.77 Nm/kg6.15 Nm/kg2.79 N/kg
MLP Baseline1.41 m/s21.33 Nm/kg0.03 Nm/kg1.29 N/kg
GroundLinkNet on AddB1.40 m/s21.34 Nm/kg0.07 Nm/kg1.17 N/kg
UnderPressure [50]N/AN/AN/A>5.74 N/kg
GroundLinkNet [19]N/AN/AN/A>3.06 N/kg
Trajectory Optimization [29]N/AN/AN/A~1 N/kg
+ +Table 3: Above the double-line is accuracy of simple baseline methods and the model from [19] retrained on the AddBiomechanics dataset, with errors presented as means over the test set. Below the double-line are errors self-reported by previous work. These are not perfectly comparable to our baseline evaluations (or each other), as they each evaluate on their own different test sets, and use their own metrics. Where precise conversion to $N / kg$ errors is not possible (for example, authors only report error on the y-component, or only report $r$ -value), approximate numbers or lower bounds are included to give the reader a general sense of approximate relative performance. + +in the pelvis reference frame. We then use our prediction for $\pmb{f}_t$ to compute $\ddot{\pmb{z}}_t = \sum \pmb{f}_t / m$ , and adjust the root-translation coordinates of $\ddot{\pmb{q}}_t$ to reflect our new $\ddot{\pmb{z}}_t$ . + +Previous Work - GroundLinkNet: Two previous papers [19, 50] have tackled the problem of predicting $\pmb{f}_t$ (though not $\ddot{\pmb{q}}_t$ or $\pmb{\tau}_t$ ) using a similar convolution-based architecture, which we refer to as "GroundLinkNet" (where the two models differ we use [19]). For fair comparison, we perform the same procedure as our MLP baseline to predict all three of $\pmb{f}_t$ , $\ddot{\pmb{q}}_t$ , and $\pmb{\tau}_t$ from just $\pmb{f}_t$ : the inputs, outputs, and post-processing equations are all identical, the only difference is the model architecture is more complex and larger than the MLP. The model is trained and tested on the same data. + +# 6 Conclusion and Future Work + +We present a large standardized dataset of high quality human dynamics. This dataset is currently biased towards walking and running, and we plan to release a follow-up dataset with a wider diversity of tasks. + +We lay the groundwork for using this data to train models that reconstruct accurate human dynamics information from simple motion capture. We are excited to see the integration of continued progress in inexpensive motion capture systems with methods to infer physics from motion. + +We also anticipate other exciting uses of the dataset. It could be possible to use estimates of foot-ground contact and forces derived from this data to remove artefacts from motion capture, like foot sliding. Another exciting application area for the data is "real to sim", developing more accurate human body simulators by learning better foot-ground contact colliders from data. This data could also be a useful additional input to motion models, and could have applications in physical motion auto-encoders. + +# References + +1. 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In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition Workshops. pp. 17-26 (2017) \ No newline at end of file diff --git a/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/images.zip b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..7807964ce104f8bcd16033902cb27fda4795778c --- /dev/null +++ b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:26540ef6f454a0106a72435e9035dfc6bf505b3433a4fd077cf50c85e2edb867 +size 366185 diff --git a/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/layout.json b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..c8dcc2999a5ae72630cd0b7702f06251c516bcba --- /dev/null +++ b/2024/AddBiomechanics Dataset_ Capturing the Physics of Human Motion at Scale/layout.json @@ -0,0 +1,11078 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 33, + 29, + 379, + 64 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 29, + 379, + 64 + ], + "spans": [ + { + "bbox": [ + 33, + 29, + 379, + 64 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 33, + 86, + 379, + 145 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 86, + 379, + 145 + ], + "spans": [ + { + "bbox": [ + 33, + 86, + 379, + 145 + ], + "type": "text", + "content": "Keenon Werling1, Janelle Kaneda1, Tian Tan1, Rishi Agarwal1, Six Skov1, Tom Van Wouwe1, Scott Uhlrich1, Nicholas Bianco1, Carmichael Ong1, Antoine Falisse1, Shardul Sapkota1, Aidan Chandra1, Joshua Carter2, Ezio Preatoni2, Benjamin Fregly3, Jennifer Hicks1, Scott Delp1, C. 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While reconstructing human poses in 3D from inexpensive sensors has advanced significantly in recent years, quantifying the dynamics of human motion, including the muscle-generated joint torques and external forces, remains a challenge. Prior attempts to estimate physics from reconstructed human poses have been hampered by a lack of datasets with high-quality pose and force data for a variety of movements. We present the AddBiomechanics Dataset 1.0, which includes physically accurate human dynamics of 273 human subjects, over 70 hours of motion and force plate data, totaling more than 24 million frames. To construct this dataset, novel analytical methods were required, which are also reported here. We propose a benchmark for estimating human dynamics from motion using this dataset, and present several baseline results. The AddBiomechanics Dataset is publicly available at addbiomechanics.org/download_data.html." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 61, + 388, + 351, + 409 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 61, + 388, + 351, + 409 + ], + "spans": [ + { + "bbox": [ + 61, + 388, + 351, + 409 + ], + "type": "text", + "content": "Keywords: dataset, human body motion, human body physics, real to sim, benchmark" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 34, + 428, + 128, + 442 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 34, + 428, + 128, + 442 + ], + "spans": [ + { + "bbox": [ + 34, + 428, + 128, + 442 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 33, + 452, + 379, + 547 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 452, + 379, + 547 + ], + "spans": [ + { + "bbox": [ + 33, + 452, + 379, + 547 + ], + "type": "text", + "content": "The ability to accurately infer human movement dynamics (the motion and the physical forces that generated the motion) from video cameras or wearable sensors would transform the fields of computer graphics, robotics, orthopedics, biomechanics, and rehabilitation. With measurement not only of movement but also the internal and external forces driving the movement, researchers can generate more realistic animations of movement [35], design wearable robotic systems [34, 47], study injury mechanisms [3, 28], and improve treatments for mobility impairments [24, 31]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 33, + 548, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 548, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 33, + 548, + 379, + 583 + ], + "type": "text", + "content": "To reconstruct human movement dynamics from inexpensive sensors, we need realistic musculoskeletal models of the human body, along with accurate estimates of human pose and external moments and forces. Over the past decade," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 413, + 615 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 46, + 38, + 373, + 137 + ], + "blocks": [ + { + "bbox": [ + 46, + 38, + 373, + 137 + ], + "lines": [ + { + "bbox": [ + 46, + 38, + 373, + 137 + ], + "spans": [ + { + "bbox": [ + 46, + 38, + 373, + 137 + ], + "type": "image", + "image_path": "18e663cda2a257057ec008c23ee38c5292a77189fa7eebde8661b696dd31b429.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 149, + 381, + 238 + ], + "lines": [ + { + "bbox": [ + 30, + 149, + 381, + 238 + ], + "spans": [ + { + "bbox": [ + 30, + 149, + 381, + 238 + ], + "type": "text", + "content": "Fig. 1: Frames from recordings of a drop jump, tai chi, running, ballet, and squatting (left to right) in the AddBiomechanics Dataset. The ground reaction forces are shown with arrows on the right (orange) and left (blue) feet for representative time steps around the shown frame. The model includes 22 body segments, 37 degrees of freedom, and specialized joints for the knees, shoulders, and spine, which match the subject's mass, inertial properties, and motion capture recordings while obeying " + }, + { + "bbox": [ + 30, + 149, + 381, + 238 + ], + "type": "inline_equation", + "content": "F = ma" + }, + { + "bbox": [ + 30, + 149, + 381, + 238 + ], + "type": "text", + "content": " with respect to the force plate recordings. Discrepancies between the reconstruction and the original sensor data are within clinically acceptable tolerances [21]." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 277, + 381, + 410 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 277, + 381, + 410 + ], + "spans": [ + { + "bbox": [ + 30, + 277, + 381, + 410 + ], + "type": "text", + "content": "the research community has made significant progress in both generating realistic musculoskeletal models of the body [23,56,63,68] and reconstructing poses from inexpensive sensors such as cameras [8,16,22,32,38,42,60,66], sparse wearable sensors [26], and generative models [57]. However, the measurement of external forces outside of motion capture labs is unreliable [10,33] and thus far the models that estimate external forces from motion alone are intractable for real time use [13,67] or are not evaluated against measured data [17,26,53,61,62,69,74]. Thus their accuracy cannot be compared to the thresholds established in the literature [21]. A key bottleneck is the lack of combined motion and force datasets to train models and assess accuracy of external force estimates against real measurements for a diversity of human subjects and activities." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 416, + 381, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 416, + 381, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 416, + 381, + 584 + ], + "type": "text", + "content": "To address this problem, we present the AddBiomechanics Dataset, the first large scale standardized dataset of lab-based pose and force data for a variety of movements, currently with over 273 participants and " + }, + { + "bbox": [ + 30, + 416, + 381, + 584 + ], + "type": "inline_equation", + "content": "70+" + }, + { + "bbox": [ + 30, + 416, + 381, + 584 + ], + "type": "text", + "content": " hours of recorded motion. This dataset can be used to train machine learning methods to reconstruct detailed force information about human movement dynamics (e.g., biological torques, ground reaction moments and forces, etc.) from easily measurable quantities (e.g., motion capture from a cell phone camera). To provide a fair basis to compare future models that estimate joint torques and external moments and forces acting on the body from motion alone, we propose a set of evaluation metrics, along with a standard train/development/test split. To provide a sense for what is possible with this data, we implement both a simple model and the architecture from previous papers that have attempted data-driven ground reaction moment (GRM) and force (GRF) prediction models [19, 50], and report state-of-the-art results on the AddBiomechanics Dataset." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "spans": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 35, + 381, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 35, + 381, + 273 + ], + "spans": [ + { + "bbox": [ + 32, + 35, + 381, + 273 + ], + "type": "text", + "content": "To construct our dataset, we present a key improvement to the AddBiomechanics tool presented by Werling et al. [71], which quickly and automatically provides estimates of model scales, motion, and dynamics that meet rigorous standards for analyzing human motion from the biomechanics literature [21]. In particular, the original AddBiomechanics tool is unable to process movement trials with a mix of measured and unmeasured external forces, and compute dynamics only when the external forces are available. These trial types are common since, to obtain quantities of diverse raw data recordings at a scale useful for machine learning, researchers must collect during long sessions in labs with motion capture and in-ground force plates, but instrumenting the entire floor of a lab is prohibitively expensive. Long captures of diverse data therefore contain frames where the subject stepped off of the force plates and experienced large unmeasured external ground forces acting on their body. While we still cannot use those frames in the final dataset, we present a method to use the optical motion capture on those \"unobserved forces\" frames to constrain the dynamics reconstruction on frames where all external forces acting on the body are measured, and allowing long diverse capture sessions to be optimized together. This improvement allows us to reconstruct accurate dynamics on large, diverse and previously inaccessible raw data sources, making the resulting dataset larger and more diverse." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 45, + 274, + 293, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 45, + 274, + 293, + 285 + ], + "spans": [ + { + "bbox": [ + 45, + 274, + 293, + 285 + ], + "type": "text", + "content": "In summary, we make the following novel contributions:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 37, + 295, + 379, + 448 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 37, + 295, + 379, + 329 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 37, + 295, + 379, + 329 + ], + "spans": [ + { + "bbox": [ + 37, + 295, + 379, + 329 + ], + "type": "text", + "content": "- Releasing the largest dataset of human dynamics, containing personalized musculoskeletal models and corresponding experimental measurements of foot-ground contact forces paired with motion capture data." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 37, + 330, + 379, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 37, + 330, + 379, + 389 + ], + "spans": [ + { + "bbox": [ + 37, + 330, + 379, + 389 + ], + "type": "text", + "content": "- Improving automated human dynamics data processing tools to enable the construction of a large and diverse dataset, by overcoming a limitation that required that all steps be on force plates. We discard timesteps with steps off of force plates (often present in long continuous sessions), but can still find dynamics on those frames where force plate data is present." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 37, + 390, + 379, + 448 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 37, + 390, + 379, + 448 + ], + "spans": [ + { + "bbox": [ + 37, + 390, + 379, + 448 + ], + "type": "text", + "content": "- Proposing a standard benchmark to evaluate methods that reconstruct human dynamics information from human motion alone. For example, some work [19,50] evaluates error only for the vertical ground reaction force, which is a strict lower bound on taking the L2-norm between predicted and measured 3D force vectors." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 31, + 468, + 137, + 480 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 468, + 137, + 480 + ], + "spans": [ + { + "bbox": [ + 31, + 468, + 137, + 480 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 31, + 493, + 146, + 504 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 493, + 146, + 504 + ], + "spans": [ + { + "bbox": [ + 31, + 493, + 146, + 504 + ], + "type": "text", + "content": "2.1 Related Datasets" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 30, + 511, + 381, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 511, + 381, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 511, + 381, + 584 + ], + "type": "text", + "content": "While there are several valuable, existing datasets including both pose and force-related data, they are currently small-in-scale, of insufficient accuracy, and/or in a format unsuitable for the task of predicting forces (e.g., long captures with only partially observed experimental force data). For example, one of the largest available datasets of human dynamics data with pre-computed full body models is presented in UnderPressure [50], with 5.6 hours of data from 10 subjects." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 34, + 9, + 346, + 19 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 34, + 9, + 346, + 19 + ], + "spans": [ + { + "bbox": [ + 34, + 9, + 346, + 19 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 33, + 34, + 379, + 81 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 34, + 379, + 81 + ], + "spans": [ + { + "bbox": [ + 33, + 34, + 379, + 81 + ], + "type": "text", + "content": "UnderPressure contains joint kinematics, inertial measurement unit (IMU) data and synchronized pressure insole data collected during various types of locomotion. While the largest available, pressure insole data is of insufficient accuracy to create or evaluate 3D dynamic simulations [7,10,33]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 83, + 379, + 249 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 83, + 379, + 249 + ], + "spans": [ + { + "bbox": [ + 32, + 83, + 379, + 249 + ], + "type": "text", + "content": "There are several additional datasets, of varying size, with higher-quality force data from expensive in-floor or in-treadmill force plates, but these datasets have heterogeneous processing, incomplete observation data or formatting inconsistencies. Carter et al. [9] and Camargo et al. [6] each share nearly 20 hours of optical marker motion capture and force data for subjects performing walking, stairs, ramps, running, jumping, and other activities. Most datasets collected with in-ground force plates (e.g., Camargo et al.) have large sections of partial force data as a subject steps onto or off of an in-ground plate, which existing analysis tools cannot handle. Additional human dynamics datasets (most under 2 hours) include video keypoints with synchronized ground force plate data [49], sparse IMU sets with instrumented treadmills [1, 41, 59], and traditional optical markers with ground force plates [27, 44, 51, 52], with GroundLink [19] representing the widest diversity of dynamics with 19 different motions. We combine these and several additional datasets into the AddBiomechanics Dataset 1.0." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 33, + 266, + 261, + 278 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 266, + 261, + 278 + ], + "spans": [ + { + "bbox": [ + 33, + 266, + 261, + 278 + ], + "type": "text", + "content": "2.2 Estimating Physical Forces from Motion" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 33, + 284, + 379, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 284, + 379, + 332 + ], + "spans": [ + { + "bbox": [ + 33, + 284, + 379, + 332 + ], + "type": "text", + "content": "In computer vision and graphics, physics (either in the form of a physics engine or constraints to represent \"physical intuitions\") has been applied by many researchers to improve the quality of generated movements, to combat common artefacts such as foot floating or foot sliding." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 32, + 333, + 379, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 333, + 379, + 511 + ], + "spans": [ + { + "bbox": [ + 32, + 333, + 379, + 511 + ], + "type": "text", + "content": "One common approach is the use of fast physics-based reinforcement learning methods [2,39,43,53-55,61,62,73,75-77], generally with simplified contact models (e.g., \"rigid box feet\") to estimate joint torques necessary to achieve a measured motion. Another area of focus has been improving the quality of human motion simulations (whether synthesized de novo or obtained from a motion capture method) by leveraging \"physical intuitions\" about how humans move in the world (e.g., minimizing foot sliding, disallowing foot-ground penetration, etc.). Approaches to this task have specifically targeted the problem of visual motion quality, whether in isolation [17,26,57,58] or tied to a monocular motion capture pipeline [4,5,40,72,74,79]. Both the physics based and physical intuition based methods use \"physical plausibility\" to describe results and evaluate against motion data alone. Quantifying the accuracy of estimated external forces and joint torques requires measured ground reaction force data with synchronized motion that isn't currently available. The ability of existing methods to reconstruct experimentally valid human dynamics remains an open question." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 33, + 512, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 512, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 33, + 512, + 379, + 583 + ], + "type": "text", + "content": "Combined motion and force datasets have also been used on a small scale to evaluate the models that estimate moments and forces from motion. One approach uses measured motion and force data to reconstruct dynamics with offline trajectory optimization methods and biomechanically accurate models (i.e., using muscle actuators) [11, 15, 20, 29, 67]. Optimization is computationally expensive (e.g., " + }, + { + "bbox": [ + 33, + 512, + 379, + 583 + ], + "type": "inline_equation", + "content": "0.001\\mathrm{x}" + }, + { + "bbox": [ + 33, + 512, + 379, + 583 + ], + "type": "text", + "content": " real time [29, 67]), can only run on a few seconds of data" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 11, + 39, + 18 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 11, + 39, + 18 + ], + "spans": [ + { + "bbox": [ + 33, + 11, + 39, + 18 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 66, + 9, + 136, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 66, + 9, + 136, + 20 + ], + "spans": [ + { + "bbox": [ + 66, + 9, + 136, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "spans": [ + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "text", + "content": "at a time, has errors on the order of " + }, + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "text", + "content": " of body weight compared to measured ground reaction forces [29, 67] and depends on a task-specific movement objective (e.g., minimize energy, maximize speed). A second approach leverages motion and force data to train deep learning models to predict ground reaction forces for specific tasks, such as running [1, 59], walking [41, 51, 52], sidestepping [27, 49], squatting [45], and stair climbing [44]. Although comparing the accuracy is challenging due to a lack of standard evaluation metrics, these models perform well for task-specific prediction (e.g., 0.16 BW RMSE [1]; " + }, + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "inline_equation", + "content": "r = 0.93" + }, + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "text", + "content": " for vertical GRF [51]). There have been few data-driven models trained on multiple activities and evaluated on out-of-distribution movements [19, 45] and their accompanying datasets are still limited (e.g., less than eight subjects) with average errors exceeding " + }, + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 32, + 34, + 379, + 178 + ], + "type": "text", + "content": " of body weight." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 178, + 379, + 214 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 178, + 379, + 214 + ], + "spans": [ + { + "bbox": [ + 32, + 178, + 379, + 214 + ], + "type": "text", + "content": "In summary, it is currently possible to predict with " + }, + { + "bbox": [ + 32, + 178, + 379, + 214 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 32, + 178, + 379, + 214 + ], + "type": "text", + "content": " error foot-floor contact forces for common activities like walking using offline optimization-based methods [29], but no fast, accurate, and generalized models exist." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 33, + 234, + 207, + 247 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 234, + 207, + 247 + ], + "spans": [ + { + "bbox": [ + 33, + 234, + 207, + 247 + ], + "type": "text", + "content": "3 AddBiomechanics Dataset" + } + ] + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 49, + 302, + 362, + 498 + ], + "blocks": [ + { + "bbox": [ + 52, + 281, + 359, + 292 + ], + "lines": [ + { + "bbox": [ + 52, + 281, + 359, + 292 + ], + "spans": [ + { + "bbox": [ + 52, + 281, + 359, + 292 + ], + "type": "text", + "content": "Table 1: Breakdown of subject count and hours from the raw data sources." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 49, + 302, + 362, + 498 + ], + "lines": [ + { + "bbox": [ + 49, + 302, + 362, + 498 + ], + "spans": [ + { + "bbox": [ + 49, + 302, + 362, + 498 + ], + "type": "table", + "html": "
SourceSubjectsTotal HoursGRF Hours
Lencioni et al. 2019 [36]500.520.37
Carter et al. 2023 [9]5021.6019.80
Santos et al. 2017 [12]494.904.90
Camargo et al. 2021 [6]2219.8710.10
Tan et al. 2023 [65]174.404.40
Moore et al. 2015 [48]126.226.03
Falisse et al. 2016 [13]110.490.10
Hamner et al. 2013 [18]100.020.02
Van der Zee et al. 2022 [78]105.465.31
Uhlrich et al. 2023 [67]100.240.05
Tan et al. 2022 [64]93.733.73
Wang et al. 2023 [70]91.841.84
Han et al. 2023 [19]71.700.52
Fregly et al. 2012 [14]60.140.04
Li et al. 2021 [37]10.340.34
Sum27371.4757.55
", + "image_path": "8dbb21d4990543dc62cc96340d402116958720e5bfa45d2db1a82dc669b1f54a.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 32, + 523, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 523, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 32, + 523, + 379, + 584 + ], + "type": "text", + "content": "Version 1.0 of the AddBiomechanics Dataset contains standardized musculoskeletal models as well as position and physics information for over 24 million frames from " + }, + { + "bbox": [ + 32, + 523, + 379, + 584 + ], + "type": "inline_equation", + "content": "70+" + }, + { + "bbox": [ + 32, + 523, + 379, + 584 + ], + "type": "text", + "content": " hours of motion for 273 participants (Table 1). Each of these frames contains optical marker locations and ground reaction moment and force measurements, along with estimated joint kinematics, estimated joint torques," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 34, + 9, + 346, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 34, + 9, + 346, + 20 + ], + "spans": [ + { + "bbox": [ + 34, + 9, + 346, + 20 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 18 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 18 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 18 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "spans": [ + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "type": "text", + "content": "and estimated center of mass kinematics. The dataset includes nine different activity types collected from 15 publicly available raw data sources (Table 1), captured in 12 different laboratories. Each raw data source includes experimental optical motion capture and force plate data; refer to the corresponding publications for more details about the experimental data collection. All raw data was run through the same processing pipeline, presented in Section 4. For the data sources that reported demographic information, the subjects have a mean age of 30.7 (" + }, + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "type": "inline_equation", + "content": "\\pm" + }, + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "type": "text", + "content": "15.8) years (range: 6 - 84), and mean BMI of 22.8 (" + }, + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "type": "inline_equation", + "content": "\\pm" + }, + { + "bbox": [ + 30, + 34, + 381, + 166 + ], + "type": "text", + "content": "3.4) (range: 11.7 - 34.4). The majority of the subjects are male (73%), and 23% are female. A portion of the datasets did not contain reported age (9%) or biological sex (4%)." + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 68, + 197, + 343, + 327 + ], + "blocks": [ + { + "bbox": [ + 68, + 197, + 343, + 327 + ], + "lines": [ + { + "bbox": [ + 68, + 197, + 343, + 327 + ], + "spans": [ + { + "bbox": [ + 68, + 197, + 343, + 327 + ], + "type": "image", + "image_path": "385bf93ac703d67cbd0d7bf40bc4c0fe99f2106415cb7c3ea39bbebb051592b6.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 337, + 379, + 360 + ], + "lines": [ + { + "bbox": [ + 30, + 337, + 379, + 360 + ], + "spans": [ + { + "bbox": [ + 30, + 337, + 379, + 360 + ], + "type": "text", + "content": "Fig. 2: Activity classification. The duration of captures in each activity class is shown on a log scale." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 30, + 389, + 379, + 497 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 389, + 379, + 497 + ], + "spans": [ + { + "bbox": [ + 30, + 389, + 379, + 497 + ], + "type": "text", + "content": "We manually classified the activity types in the AddBiomechanics Dataset by visualizing the kinematics of each capture. Labels were generated from the activities presented by each dataset. Sub-labels further classify each activity class; for example, there are sub-labels for overground vs. treadmill walking and running, and for walking up vs. down stairs. Any capture that could not be clearly categorized under the main activity labels is classified as \"other.\" For example, several captures from [48] are subjects stepping onto a treadmill, and some captures contain calibration motions. Figure 2 shows the duration of each activity class within the AddBiomechanics Dataset." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "text", + "content": "The AddBiomechanics Dataset contains a variety of speeds and individual trial lengths (Figure 3). Averaged over each trial, the majority of absolute speeds fall between about 0.0 and " + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "inline_equation", + "content": "5.0\\mathrm{m / s}" + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "text", + "content": ". Trials were split into segments of at most 2,000 frames as a result of computational limits in the processing pipeline. The majority of remaining trials contain less than 1,000 frames. Overall, " + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "inline_equation", + "content": "53.4\\%" + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "text", + "content": " of the GRF in the dataset is single support, followed by " + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "inline_equation", + "content": "21.2\\%" + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "text", + "content": " for double support and " + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "inline_equation", + "content": "25.4\\%" + }, + { + "bbox": [ + 30, + 499, + 379, + 584 + ], + "type": "text", + "content": " for flight phase." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "spans": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 68, + 32, + 206, + 136 + ], + "blocks": [ + { + "bbox": [ + 68, + 32, + 206, + 136 + ], + "lines": [ + { + "bbox": [ + 68, + 32, + 206, + 136 + ], + "spans": [ + { + "bbox": [ + 68, + 32, + 206, + 136 + ], + "type": "image", + "image_path": "7b12d9f62eccec71d8f274a98fdf22d060760b7dd83c02288fb944e2b4d9597d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 145, + 380, + 179 + ], + "lines": [ + { + "bbox": [ + 30, + 145, + 380, + 179 + ], + "spans": [ + { + "bbox": [ + 30, + 145, + 380, + 179 + ], + "type": "text", + "content": "Fig. 3: Distributions of speed and capture length in the AddBiomechanics Dataset. The magnitude of speed averaged per trial (left). Trial lengths as number of frames (right). Original trials longer than 2000 frames were split up into multiple trials segments." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 207, + 32, + 344, + 135 + ], + "blocks": [ + { + "bbox": [ + 207, + 32, + 344, + 135 + ], + "lines": [ + { + "bbox": [ + 207, + 32, + 344, + 135 + ], + "spans": [ + { + "bbox": [ + 207, + 32, + 344, + 135 + ], + "type": "image", + "image_path": "9de9e6557a9f103f6f1fd35f770e210fcd20036193948a104ba77731e9c6acce.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 31, + 202, + 205, + 214 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 202, + 205, + 214 + ], + "spans": [ + { + "bbox": [ + 31, + 202, + 205, + 214 + ], + "type": "text", + "content": "3.1 Personalized Subject Models" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 30, + 223, + 380, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 223, + 380, + 308 + ], + "spans": [ + { + "bbox": [ + 30, + 223, + 380, + 308 + ], + "type": "text", + "content": "We provide individual subject skeletons as scaled and mass-optimized versions of the Rajagopal Full Body Model [56], which is the standard in human biomechanics for maximum biomechanical accuracy in modelling the physics of the body. Recent work by Keller et al. [30] means the Rajagopal model can also be transformed to a variant of the SMPL Model, ensuring that the AddBiomechanics Dataset can be used with existing SMPL-based datasets (e.g., [25, 46]) and methods (e.g., [16, 17, 26, 53, 57, 61, 62, 69, 74])." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 31, + 325, + 197, + 338 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 325, + 197, + 338 + ], + "spans": [ + { + "bbox": [ + 31, + 325, + 197, + 338 + ], + "type": "text", + "content": "3.2 Evaluating Dataset Quality" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 346, + 379, + 467 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 346, + 379, + 467 + ], + "spans": [ + { + "bbox": [ + 30, + 346, + 379, + 467 + ], + "type": "text", + "content": "It is best practice in biomechanics to evaluate dynamic reconstructions of human movement from raw sensor data (marker locations, force plate data) using the discrepancy between the raw measurements and what the dynamic model implies the measurements should be [21]. These standard measurements are available in Table 2. There are thresholds for clinical grade dynamics suggested by Hicks et al. [21], also reported in the table. Many human modelling experts do not reach this bar in practice [71], so passing these thresholds at scale is a significant achievement. 12.1 hours " + }, + { + "bbox": [ + 30, + 346, + 379, + 467 + ], + "type": "inline_equation", + "content": "(21.2\\%)" + }, + { + "bbox": [ + 30, + 346, + 379, + 467 + ], + "type": "text", + "content": " of the data is classified as clinical-grade human dynamics data by this measure, an unprecedentedly large dataset to reach that quality bar. For overall distributions of residuals, see Figure 4." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 31, + 485, + 282, + 499 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 485, + 282, + 499 + ], + "spans": [ + { + "bbox": [ + 31, + 485, + 282, + 499 + ], + "type": "text", + "content": "4 Raw Data Processing and Aggregation" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 30, + 512, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 512, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 512, + 379, + 584 + ], + "type": "text", + "content": "Raw data sources contain optical marker traces, and time synced force plate data. It requires a substantial optimization problem to reconstruct human dynamics. The backbone of our approach is to manually review our raw data sources frame-by-frame to determine frames where steps off of force plates occurred, and then run the annotated raw data through the pipeline presented in Werling et al. [71], with the modifications described below to handle steps off of force plates." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 34, + 9, + 346, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 34, + 9, + 346, + 21 + ], + "spans": [ + { + "bbox": [ + 34, + 9, + 346, + 21 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 49, + 32, + 360, + 79 + ], + "blocks": [ + { + "bbox": [ + 49, + 32, + 360, + 79 + ], + "lines": [ + { + "bbox": [ + 49, + 32, + 360, + 79 + ], + "spans": [ + { + "bbox": [ + 49, + 32, + 360, + 79 + ], + "type": "table", + "html": "
MeasurementMean ± Std-devHicks Threshold for Clinical Use [21]
Marker Error2.17 ± 2.44 (cm)N/A
Linear Residual0.046 ± 0.027 (BW)0.05 BW
Angular Residual0.11 ± 0.02 (BW*h)0.1 BW*h
", + "image_path": "5778e9ce9afb61706aa28fdd86adf8a52076e73dce7719cc7b3a99a5920d18da.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 87, + 380, + 153 + ], + "lines": [ + { + "bbox": [ + 30, + 87, + 380, + 153 + ], + "spans": [ + { + "bbox": [ + 30, + 87, + 380, + 153 + ], + "type": "text", + "content": "Table 2: Evaluating dataset quality. \"Marker Error\" is measured in centimeters RMS to evaluate the quality of pose reconstruction. \"Linear Residual\" is force discrepancy between model and raw data, normalized across subjects as body-weights (BW) RMS. \"Angular Residual\" is torque dynamic discrepancy at the model's root, normalized across subjects as body-weights * height (BW*h) RMS. The Hicks Thresholds [21] for clinical model accuracy are presented with each metric." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "type": "image", + "bbox": [ + 36, + 183, + 377, + 253 + ], + "blocks": [ + { + "bbox": [ + 36, + 183, + 377, + 253 + ], + "lines": [ + { + "bbox": [ + 36, + 183, + 377, + 253 + ], + "spans": [ + { + "bbox": [ + 36, + 183, + 377, + 253 + ], + "type": "image", + "image_path": "39ebd6e63b36a15eda41f587aad3bea132d7dd2500943df7ffcfa568de6aca02.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 35, + 254, + 377, + 324 + ], + "blocks": [ + { + "bbox": [ + 35, + 254, + 377, + 324 + ], + "lines": [ + { + "bbox": [ + 35, + 254, + 377, + 324 + ], + "spans": [ + { + "bbox": [ + 35, + 254, + 377, + 324 + ], + "type": "image", + "image_path": "addafa433ca93c2b80cc3af3364369dacc95b1d10bf93ce4d029809817419663.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 49, + 335, + 361, + 347 + ], + "lines": [ + { + "bbox": [ + 49, + 335, + 361, + 347 + ], + "spans": [ + { + "bbox": [ + 49, + 335, + 361, + 347 + ], + "type": "text", + "content": "Fig. 4: Evaluating dataset quality. See Table 2 for descriptions of quantities." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 30, + 377, + 379, + 520 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 377, + 379, + 520 + ], + "spans": [ + { + "bbox": [ + 30, + 377, + 379, + 520 + ], + "type": "text", + "content": "In collecting large amounts of motion data with overground force plates, it is common for subjects to step on uninstrumented ground and have unmeasured forces acting on them several times during a single capture. These frames of data are not useful for learning about human dynamics, so should be thrown away, but that must be done after we have solved for dynamics on the remaining frames. If we were to simply delete the frames, and solve for skeleton scaling and motion dynamics separately on each range of frames with continuously observed forces, we could get quite unrealistic motion, since there are no useful constraints on the start and end conditions of each short group of frames with observed forces, and so the optimizer can cheat with unrealistic initial and terminal velocities. Optimizing for dynamics with the motion from frames with unobserved force data helps prevent that from happening." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 524, + 380, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 524, + 380, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 524, + 380, + 584 + ], + "type": "text", + "content": "In order to construct this dataset, we needed to be able to solve for accurate human dynamics while ignoring physical consistency on frames with steps off of force plates, and yet not allowing any discontinuous jumps in human kinematics when they step off of or back onto force plates. This section describes the relevant background, and our algorithms to handle this problem." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 32, + 11, + 39, + 18 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 11, + 39, + 18 + ], + "spans": [ + { + "bbox": [ + 32, + 11, + 39, + 18 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 66, + 9, + 136, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 66, + 9, + 136, + 20 + ], + "spans": [ + { + "bbox": [ + 66, + 9, + 136, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 37, + 37, + 372, + 304 + ], + "blocks": [ + { + "bbox": [ + 37, + 37, + 372, + 304 + ], + "lines": [ + { + "bbox": [ + 37, + 37, + 372, + 304 + ], + "spans": [ + { + "bbox": [ + 37, + 37, + 372, + 304 + ], + "type": "image", + "image_path": "25efa6a7f878d76ad59bcf83550297bc7e81f89de6dfbf652d417cfce1d32c16.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 309, + 379, + 345 + ], + "lines": [ + { + "bbox": [ + 30, + 309, + 379, + 345 + ], + "spans": [ + { + "bbox": [ + 30, + 309, + 379, + 345 + ], + "type": "text", + "content": "Fig.5: Adapted with permission from Werling et al. [71], this figure shows the processing pipeline we used to turn raw sensor data into accurate human dynamics, and shows where the method described below swaps into the original pipeline from [71]" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 31, + 364, + 379, + 401 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 364, + 379, + 401 + ], + "spans": [ + { + "bbox": [ + 31, + 364, + 379, + 401 + ], + "type": "text", + "content": "These methods are enhancements to the methods originally presented in Werling et al. [71] These algorithms are already merged into the upstream Werling et al. [71] tool, and are available in the open source codebase." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 31, + 416, + 204, + 428 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 416, + 204, + 428 + ], + "spans": [ + { + "bbox": [ + 31, + 416, + 204, + 428 + ], + "type": "text", + "content": "4.1 Processing Raw Sensor Data" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "spans": [ + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "text", + "content": "Biomechanical motion capture labs output optical marker traces over time, and time-synced ground reaction force measurements (which include force, locations, and torque for each contact) from force plates in the ground or in treadmills. It is possible to run inverse kinematics on the locations of the optical markers over time to produce an accurate reconstruction of motion by picking joint angles " + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{q}" + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "text", + "content": " and bone scales " + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{s}" + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "text", + "content": " to minimize the distance between virtual markers " + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "inline_equation", + "content": "f(\\mathbf{q},\\mathbf{s})" + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "text", + "content": " and observed markers " + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{o}" + }, + { + "bbox": [ + 30, + 433, + 379, + 517 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 162, + 536, + 379, + 554 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 536, + 379, + 554 + ], + "spans": [ + { + "bbox": [ + 162, + 536, + 379, + 554 + ], + "type": "interline_equation", + "content": "\\min _ {\\boldsymbol {q}} \\left| \\left| f (\\boldsymbol {q}, \\boldsymbol {s}) - \\boldsymbol {o} \\right| \\right| \\tag {1}", + "image_path": "a53a950e5cc83ad2a5ade797270d1b400755fc6c2034500f336156116ce82e9f.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 31, + 560, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 560, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 31, + 560, + 379, + 584 + ], + "type": "text", + "content": "It is also possible, given a skeleton model, joint accelerations and observations of external forces " + }, + { + "bbox": [ + 31, + 560, + 379, + 584 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 31, + 560, + 379, + 584 + ], + "type": "text", + "content": " from the force plates, to run standard inverse dynamics to" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 34, + 9, + 347, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 34, + 9, + 347, + 21 + ], + "spans": [ + { + "bbox": [ + 34, + 9, + 347, + 21 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 31, + 35, + 132, + 46 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 35, + 132, + 46 + ], + "spans": [ + { + "bbox": [ + 31, + 35, + 132, + 46 + ], + "type": "text", + "content": "compute joint torques." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 148, + 54, + 379, + 66 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 148, + 54, + 379, + 66 + ], + "spans": [ + { + "bbox": [ + 148, + 54, + 379, + 66 + ], + "type": "interline_equation", + "content": "\\boldsymbol {\\tau} _ {t} = \\boldsymbol {M} (\\ddot {\\boldsymbol {q}} _ {t}) - \\boldsymbol {C} _ {t} - \\boldsymbol {J} ^ {T} \\boldsymbol {f} _ {t} \\tag {2}", + "image_path": "46aec4b495ce5049670325cc9bbacf23e5fa5a2d22f277d16243ae4fa2e4c308.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "spans": [ + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "text", + "content": "We adopt standard notation that " + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "text", + "content": " is the mass matrix, " + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "inline_equation", + "content": "C_t" + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "text", + "content": " is the vector of joint torques from coriolis forces and gravity, " + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "text", + "content": " is the jacobian of the contacts, and " + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "inline_equation", + "content": "f_t" + }, + { + "bbox": [ + 30, + 74, + 379, + 109 + ], + "type": "text", + "content": " is the contact forces." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 110, + 379, + 134 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 110, + 379, + 134 + ], + "spans": [ + { + "bbox": [ + 30, + 110, + 379, + 134 + ], + "type": "text", + "content": "Here " + }, + { + "bbox": [ + 30, + 110, + 379, + 134 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 30, + 110, + 379, + 134 + ], + "type": "text", + "content": " is estimated by central differencing the joint angles, with the equation given below." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 152, + 140, + 379, + 162 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 152, + 140, + 379, + 162 + ], + "spans": [ + { + "bbox": [ + 152, + 140, + 379, + 162 + ], + "type": "interline_equation", + "content": "\\tilde {\\boldsymbol {q}} _ {t} = \\frac {\\tilde {\\boldsymbol {q}} _ {t - 1} - 2 \\tilde {\\boldsymbol {q}} _ {t} + \\tilde {\\boldsymbol {q}} _ {t + 1}}{\\Delta t ^ {2}} \\tag {3}", + "image_path": "436b1ae0e7a6ec51fa996dea9b9f2140c6b78cd0670f0ed32a862c3a73df0da4.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "spans": [ + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "type": "text", + "content": "It is worth noting that noise in motion capture systems that estimate our " + }, + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_t" + }, + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "type": "text", + "content": " values tends to have very high frequency content, because each frame's errors are approximately independently and identically distributed at 100fps. This leads to a signal to noise ratio that is 4 orders of magnitude worse after finite differencing. We use a Butterworth low pass filter at 30Hz to process the finite differenced estimates, which does a good job attenuating the noise in our estimates of " + }, + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "type": "inline_equation", + "content": "\\ddot{\\mathbf{q}}_t" + }, + { + "bbox": [ + 30, + 169, + 379, + 252 + ], + "type": "text", + "content": " but makes them only trustworthy in their lower frequency components." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "spans": [ + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "text", + "content": "Returning to Equation 2, the problem now arises that in order to be physically possible, whichever degrees of freedom correspond to the free translation and rotation of the skeleton in the world (generally the first 6, 3 for translation and 3 for rotation) in " + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}" + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "text", + "content": " must be 0. This constraint (i.e., " + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}^{[0:6]} = 0" + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "text", + "content": ") reflects the fact that all external forces are applied by the force plate, and not by a giant invisible robot arm at the root segment. However, there is no guarantee in the standard inverse dynamics equations that the first 6 entries of " + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_t" + }, + { + "bbox": [ + 30, + 252, + 379, + 359 + ], + "type": "text", + "content": " will be 0. To the extent they are not zero, they have typically been called \"residual forces\" in the literature." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "spans": [ + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": "The goal in producing realistic digital twins of subjects is to find subject bone scales " + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": ", positions over time " + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "inline_equation", + "content": "q_{t}" + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": ", and bone masses and inertial properties " + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": " such that the residual forces are minimized when we solve inverse dynamics. Leaving out some less important variables for clarity, Werling et al. [71] optimize the following non-convex problem to solve for " + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "inline_equation", + "content": "q_{t}" + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 30, + 360, + 379, + 420 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 113, + 437, + 379, + 466 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 113, + 437, + 379, + 466 + ], + "spans": [ + { + "bbox": [ + 113, + 437, + 379, + 466 + ], + "type": "interline_equation", + "content": "\\min _ {\\boldsymbol {q} _ {t}, \\boldsymbol {s}, \\boldsymbol {m}} \\sum_ {t} \\underbrace {\\left| \\left| f \\left(\\boldsymbol {q} _ {t} , \\boldsymbol {s}\\right) - \\boldsymbol {o} _ {t} \\right| \\right|} _ {\\text {I n v e r s e K i n e m a t i c s}} + \\underbrace {\\left| \\left| \\boldsymbol {\\tau} _ {t} ^ {[ 0 : 6 ]} \\right| \\right|} _ {\\text {I n v e r s e D y n a m i c s}} \\tag {4}", + "image_path": "7e89f38c8b23a89d44dd852d4079ff2958aad21eecc1c5a433cc947622a0a6fe.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "spans": [ + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "text", + "content": "The challenge with this approach is that it requires a good initial guess for the values of " + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "inline_equation", + "content": "\\pmb{q}_t" + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "inline_equation", + "content": "\\pmb{s}" + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "inline_equation", + "content": "\\pmb{m}" + }, + { + "bbox": [ + 30, + 473, + 379, + 497 + ], + "type": "text", + "content": " because the optimization problem is non-convex." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "spans": [ + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "text", + "content": "In the original method, these initial guesses for " + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_t" + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "text", + "content": " are constructed through a series of linear and convex optimization problems with marker data. The " + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_t" + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "text", + "content": " initialization is then adjusted so the center of mass trajectory implied by " + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_t" + }, + { + "bbox": [ + 30, + 498, + 379, + 557 + ], + "type": "text", + "content": " is consistent with the trajectory dictated by the ground reaction forces, defined by the differential equation:" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 179, + 565, + 379, + 586 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 179, + 565, + 379, + 586 + ], + "spans": [ + { + "bbox": [ + 179, + 565, + 379, + 586 + ], + "type": "interline_equation", + "content": "\\ddot {z} = \\frac {\\boldsymbol {f}}{m} - \\boldsymbol {g} \\tag {5}", + "image_path": "aee135123401d54ad05f4f84bb9e91e49bccbb6b4fd5d51c3460686e7a0e22cb.jpg" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "spans": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{z}}\\in \\mathbb{R}^3" + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "text", + "content": " is center of mass acceleration, " + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "inline_equation", + "content": "\\pmb{f}" + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "text", + "content": " is the ground reaction force vector, " + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "text", + "content": " is the system mass, and " + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "inline_equation", + "content": "\\pmb{g}" + }, + { + "bbox": [ + 32, + 33, + 379, + 59 + ], + "type": "text", + "content": " is gravitational acceleration." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 77, + 357, + 102 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 77, + 357, + 102 + ], + "spans": [ + { + "bbox": [ + 32, + 77, + 357, + 102 + ], + "type": "text", + "content": "4.2 Fitting Continuous Dynamics While Ignoring Frames with Missing Force Data" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "spans": [ + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": "When all the ground reaction forces are known from experimental data, then the entire trajectory " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_t" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": " is linearly determined by the inverse of mass " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_1" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\dot{\\boldsymbol{z}}_1" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": ". However, given a set of frames where the external forces are no longer observed, " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{U} = \\{\\boldsymbol{u}_1 \\in \\mathbb{N}, \\boldsymbol{u}_2 \\in \\mathbb{N}, \\ldots\\}" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": ", then this simple linear relationship ceases to hold. The center of mass trajectory " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_t" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": " is now also dependent on the total external forces on those frames, divided by the unknown subject mass, then integrated over time, which makes the relationship between " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{z}_1" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\dot{\\boldsymbol{z}}_1" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": ", and all " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{f}_{\\boldsymbol{u}_i}" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "inline_equation", + "content": "\\boldsymbol{u}_i \\in \\boldsymbol{U}" + }, + { + "bbox": [ + 32, + 111, + 379, + 207 + ], + "type": "text", + "content": " quadratic." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "spans": [ + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "text", + "content": "To restore linearity in the presence of unknown forces, we improve the original Werling et al. method by explicitly solving for the center of mass acceleration on each unobserved frame: " + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "inline_equation", + "content": "\\ddot{z}_{\\boldsymbol{u}_i}" + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "text", + "content": " for all " + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "inline_equation", + "content": "\\boldsymbol{u}_i \\in \\boldsymbol{U}" + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "text", + "content": ". We define an extended vector " + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "inline_equation", + "content": "\\zeta" + }, + { + "bbox": [ + 32, + 207, + 379, + 255 + ], + "type": "text", + "content": " that contains our unknowns:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 125, + 277, + 378, + 291 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 125, + 277, + 378, + 291 + ], + "spans": [ + { + "bbox": [ + 125, + 277, + 378, + 291 + ], + "type": "interline_equation", + "content": "\\boldsymbol {\\zeta} = \\left[ \\boldsymbol {z} _ {1} \\dot {\\boldsymbol {z}} _ {1} \\mu \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {1}} \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {2}} \\dots \\right] \\in \\mathbb {R} ^ {7 + 3 | U |} \\tag {6}", + "image_path": "e4471231fbd99b41d81d36727d346dcc4a4c2f84aa6c6ed88b546307809bd0dc.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "spans": [ + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": "We define a linear system with matrix " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\mathbf{A} \\in \\mathbb{R}^{3(T + |U|) \\times 7 + 3|U|}" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": " and offset " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\mathbf{b} \\in \\mathbb{R}^{3(T + |U|)}" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": " that maps the vector " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\zeta" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": " onto " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\mathcal{Z} \\in \\mathbb{R}^{3T}" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": ", a vector of concatenated center of mass position vectors over time, and " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\vec{\\mathcal{Z}}_U" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": " the concatenated " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\ddot{z}_{\\boldsymbol{u}_i}" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": "'s, scaled by a regularization term " + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 32, + 300, + 379, + 350 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 61, + 372, + 378, + 386 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 61, + 372, + 378, + 386 + ], + "spans": [ + { + "bbox": [ + 61, + 372, + 378, + 386 + ], + "type": "interline_equation", + "content": "\\boldsymbol {A} \\boldsymbol {\\zeta} + \\boldsymbol {b} = \\left[ \\boldsymbol {Z} \\alpha \\ddot {\\boldsymbol {Z}} _ {\\boldsymbol {U}} \\right] = \\left[ \\boldsymbol {z} _ {1} \\boldsymbol {z} _ {2} \\dots \\boldsymbol {z} _ {T} \\alpha \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {1}} \\dots \\alpha \\ddot {\\boldsymbol {z}} _ {\\boldsymbol {u} _ {| U |}} \\right] \\in \\mathbb {R} ^ {3 (T + | U |)} \\tag {7}", + "image_path": "68f0f7b950c014c98fed8b9cc84e0411bb37c4b38f4fee90127628dd88d6b141.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "spans": [ + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "text", + "content": "We can construct " + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "inline_equation", + "content": "\\mathbf{A}" + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "inline_equation", + "content": "\\mathbf{b}" + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "text", + "content": " using a semi-explicit Euler integration scheme of the center of mass trajectory to relate the unknowns " + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "inline_equation", + "content": "\\zeta" + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "text", + "content": " to the center of mass positions, " + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 32, + 396, + 379, + 432 + ], + "type": "text", + "content": ". We proceed in blocks:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 157, + 453, + 378, + 478 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 453, + 378, + 478 + ], + "spans": [ + { + "bbox": [ + 157, + 453, + 378, + 478 + ], + "type": "interline_equation", + "content": "\\boldsymbol {A} = \\left[ \\begin{array}{c c} \\boldsymbol {A} _ {\\boldsymbol {Z}, 3} & \\boldsymbol {A} _ {\\boldsymbol {Z}, \\ddot {\\boldsymbol {z}} _ {U}} \\\\ 0 & \\alpha I \\end{array} \\right] \\tag {8}", + "image_path": "df39c08d4bb15c7af6dbb33a49eaeba772107d29343608b3e7b1d4b22b7069fb.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "spans": [ + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "inline_equation", + "content": "A_{\\mathcal{Z},3}" + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": " represents the contributions from " + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "inline_equation", + "content": "\\mu ,z_{1}" + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "inline_equation", + "content": "\\dot{z}_1" + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": " to the trajectory, similar to the original adjustment in Werling et al. [71]. Then, " + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "inline_equation", + "content": "A_{\\mathcal{Z},\\ddot{z}_U}" + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": " is the matrix block relating our acceleration on time steps where there are unobserved external forces is the simple time integration of the change in velocity generated by our " + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "inline_equation", + "content": "\\ddot{z}_{u_i}" + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": " for each unobserved time step " + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 32, + 487, + 379, + 548 + ], + "type": "text", + "content": ", given as follows:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 104, + 568, + 378, + 585 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 104, + 568, + 378, + 585 + ], + "spans": [ + { + "bbox": [ + 104, + 568, + 378, + 585 + ], + "type": "interline_equation", + "content": "\\boldsymbol {A} _ {\\boldsymbol {Z}, \\ddot {\\boldsymbol {Z}} _ {U}} ^ {[; i ]} = \\left[ 0 \\dots 0 \\Delta_ {t} ^ {2} I 2 \\Delta_ {t} ^ {2} I \\dots (T - \\boldsymbol {u} _ {i}) \\Delta_ {t} ^ {2} I \\right] \\tag {9}", + "image_path": "3a98e2b4eb9954bdb6a53be018a430dd60905b944418481327673527355f8576.jpg" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 9, + 346, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 9, + 346, + 20 + ], + "spans": [ + { + "bbox": [ + 33, + 9, + 346, + 20 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 368, + 10, + 378, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 368, + 10, + 378, + 19 + ], + "spans": [ + { + "bbox": [ + 368, + 10, + 378, + 19 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "content": "The vector " + }, + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "inline_equation", + "content": "\\pmb{b}" + }, + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "content": " is as expressed in the original method, now concatenated with a 0 vector in " + }, + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "inline_equation", + "content": "\\mathcal{R}^{3|U|}" + }, + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "content": ", so that " + }, + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "inline_equation", + "content": "\\pmb{b} \\in \\mathcal{R}^{3T + 3|U|}" + }, + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "spans": [ + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "text", + "content": "Using Equation 7, we apply the pseudoinverse of " + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "inline_equation", + "content": "\\mathbf{A}" + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "text", + "content": " to obtain a least-squares best fit of the initial conditions and mass of the system, " + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "inline_equation", + "content": "\\hat{\\zeta} = A^{\\dagger}(\\mathcal{Z} - b)" + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "text", + "content": ", along with all the " + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "text", + "content": " regularized center of mass accelerations on time steps with unobserved external forces " + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "inline_equation", + "content": "\\pmb{u}_i\\in \\pmb{U}" + }, + { + "bbox": [ + 32, + 58, + 379, + 142 + ], + "type": "text", + "content": " and can continue with the original adjustment process [71]. This adjusted initialization then serves as an initialization for the final problem in Equation 4, which we adapt slightly as Equation 10 by only including the inverse dynamics loss on frames with observed forces." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 95, + 158, + 378, + 186 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 95, + 158, + 378, + 186 + ], + "spans": [ + { + "bbox": [ + 95, + 158, + 378, + 186 + ], + "type": "interline_equation", + "content": "\\min _ {\\boldsymbol {q} _ {t}, \\boldsymbol {s}, \\boldsymbol {m}} \\sum_ {t} \\underbrace {| | f (\\boldsymbol {q} _ {t} , \\boldsymbol {s}) - \\boldsymbol {o} _ {t} | |} _ {\\text {I n v e r s e K i n e m a t i c s}} + \\underbrace {\\mathbb {I} (t \\notin U) | | \\boldsymbol {\\tau} _ {t} ^ {[ 0 : 6 ]} | |} _ {\\text {O b s e r v e d I n v e r s e D y n a m i c s}} \\tag {10}", + "image_path": "a3a480dd83aedd24bd1b788066f143c8438b9772ef93a6b1cdaabc3e756f6d0a.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 32, + 191, + 379, + 228 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 191, + 379, + 228 + ], + "spans": [ + { + "bbox": [ + 32, + 191, + 379, + 228 + ], + "type": "text", + "content": "This new algorithm vastly expands the available data with which to construct the dataset by enabling the platform released by Werling et al. [71] to process motion data with observed external forces on only some time steps." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 33, + 242, + 351, + 257 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 242, + 351, + 257 + ], + "spans": [ + { + "bbox": [ + 33, + 242, + 351, + 257 + ], + "type": "text", + "content": "5 Benchmark for Estimating Dynamics from Motion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 32, + 264, + 379, + 337 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 264, + 379, + 337 + ], + "spans": [ + { + "bbox": [ + 32, + 264, + 379, + 337 + ], + "type": "text", + "content": "The key evaluation task of interest enabled by the AddBiomechanics Dataset is estimating physical forces from an observed movement. In this section, we describe in more detail the evaluation task, provide standard metrics relevant to Computer Science and Biomechanics to assess the accuracy of new models, and provide some initial baseline models and their performance on the evaluation metrics." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 33, + 351, + 144, + 364 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 351, + 144, + 364 + ], + "spans": [ + { + "bbox": [ + 33, + 351, + 144, + 364 + ], + "type": "text", + "content": "5.1 Task Description" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "spans": [ + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "type": "text", + "content": "The task assumes an \"off the shelf\" motion capture model (e.g., [8, 16, 26, 66]) produces a noisy time series of joint angles over time, " + }, + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "type": "inline_equation", + "content": "\\tilde{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "type": "inline_equation", + "content": "t\\in [0,T]" + }, + { + "bbox": [ + 32, + 367, + 379, + 451 + ], + "type": "text", + "content": ". We also assume that a scaled human body model is available for the subject - modern motion capture algorithms provide this, e.g. [16]. In processing the AddBiomechanics Dataset and in the baselines discussed below, we use the model of Rajagopal et al. [56]; future models to solve the task could employ this or other skeletal models." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "spans": [ + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": "To construct a full physical simulation of our subject, we now need to solve inverse dynamics (Equation 2) using estimated joint accelerations " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": ", and either contact forces and moments acting at the origin of the foot " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": " or joint torques " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": ". The simplest way to achieve this is using central differencing (Equation 3) and filtering on our input pose estimates " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\tilde{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": " to estimate " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": " and using a model to estimate contact forces and moments " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": ", then solving Equation 2 for compute joint torques " + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_t" + }, + { + "bbox": [ + 32, + 452, + 379, + 547 + ], + "type": "text", + "content": ". However, this is only one of many possible approaches to estimating these quantities." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "type": "text", + "content": "To summarize, the inputs are " + }, + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "type": "inline_equation", + "content": "\\tilde{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "type": "inline_equation", + "content": "t\\in [0,T]" + }, + { + "bbox": [ + 32, + 547, + 379, + 583 + ], + "type": "text", + "content": " (a time series of joint angles) and a body model for the subject with correctly scaled bones. And outputs are all three of the following which are consistent with Equation 2:" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "spans": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 35, + 33, + 379, + 95 + ], + "type": "list", + "angle": 0, + "index": 6, + "blocks": [ + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "spans": [ + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "type": "text", + "content": "1. " + }, + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "type": "inline_equation", + "content": "t\\in [0,T]" + }, + { + "bbox": [ + 35, + 33, + 275, + 46 + ], + "type": "text", + "content": " : A time series of joint accelerations." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "spans": [ + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "type": "text", + "content": "2. " + }, + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t[:3]" + }, + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "type": "inline_equation", + "content": "t \\in [0,T]" + }, + { + "bbox": [ + 35, + 47, + 379, + 69 + ], + "type": "text", + "content": ": A time series of external moments acting at the origin of the foot." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "spans": [ + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "type": "text", + "content": "3. " + }, + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t[3:]" + }, + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "type": "inline_equation", + "content": "t \\in [0, T]" + }, + { + "bbox": [ + 35, + 70, + 275, + 83 + ], + "type": "text", + "content": ": A time series of external forces." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "spans": [ + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "type": "text", + "content": "4. " + }, + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_{t}" + }, + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "type": "inline_equation", + "content": "t\\in [0,T]" + }, + { + "bbox": [ + 35, + 83, + 251, + 95 + ], + "type": "text", + "content": ": A time series of joint torques." + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 32, + 113, + 149, + 125 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 113, + 149, + 125 + ], + "spans": [ + { + "bbox": [ + 32, + 113, + 149, + 125 + ], + "type": "text", + "content": "5.2 Proposed Metrics" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 32, + 134, + 379, + 193 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 134, + 379, + 193 + ], + "spans": [ + { + "bbox": [ + 32, + 134, + 379, + 193 + ], + "type": "text", + "content": "Previous work has used a diversity metrics, measuring different aspects of the problem (e.g., r-value for vertical GRF [13], RMSE for vertical GRF [19,50]). We propose a superset of previous metrics. We also include ground reaction moment, which is often neglected in the literature despite contributing significantly to joint torque estimates." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "spans": [ + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": "Two clear metrics to evaluate the accuracy of models are the average L2-norm error for our ground reaction force and moment estimate " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{f}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": " and average elementwise absolute error for the joint torque estimate " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\tau}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": ". Because estimates for " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": " are not experimentally observed, it does not make sense to include RMSE on " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": " as a metric. However, we can partially evaluate the quality of " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": " by checking the RMSE of " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\hat{\\dot{\\pmb{z}}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": ", the center of mass acceleration estimated by " + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 194, + 379, + 266 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "spans": [ + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "content": "To summarize, we propose four evaluation metrics, corresponding to the four outputs of the models, where ground truth values from the dataset are denoted " + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{z}}_t" + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_t" + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "content": " (see 3), and " + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "content": " is the number of time steps and " + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 32, + 266, + 379, + 314 + ], + "type": "text", + "content": " is the number of degrees of freedom in the skeleton:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 35, + 323, + 345, + 377 + ], + "type": "list", + "angle": 0, + "index": 15, + "blocks": [ + { + "bbox": [ + 35, + 323, + 254, + 337 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 323, + 254, + 337 + ], + "spans": [ + { + "bbox": [ + 35, + 323, + 254, + 337 + ], + "type": "text", + "content": "1. Center of Mass Acceleration: " + }, + { + "bbox": [ + 35, + 323, + 254, + 337 + ], + "type": "inline_equation", + "content": "\\sum_{t}||\\ddot{z}_{t} - \\hat{\\dot{z}}_{t}||_{2} / T" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 35, + 337, + 345, + 351 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 337, + 345, + 351 + ], + "spans": [ + { + "bbox": [ + 35, + 337, + 345, + 351 + ], + "type": "text", + "content": "2. Ground Reaction Moment (GRM at foot): " + }, + { + "bbox": [ + 35, + 337, + 345, + 351 + ], + "type": "inline_equation", + "content": "\\sum_{t}||\\pmb{f}_{t}[:3] - \\hat{\\pmb{f}}_{t}[:3)||_{2} / T" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 35, + 351, + 297, + 364 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 351, + 297, + 364 + ], + "spans": [ + { + "bbox": [ + 35, + 351, + 297, + 364 + ], + "type": "text", + "content": "3. Ground Reaction Force (GRF): " + }, + { + "bbox": [ + 35, + 351, + 297, + 364 + ], + "type": "inline_equation", + "content": "\\sum_{t}||\\pmb{f}_{t}[3:]-\\hat{\\pmb{f}}_{t}[3:)||_{2}/T" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 35, + 364, + 199, + 377 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 35, + 364, + 199, + 377 + ], + "spans": [ + { + "bbox": [ + 35, + 364, + 199, + 377 + ], + "type": "text", + "content": "4. Joint Torques: " + }, + { + "bbox": [ + 35, + 364, + 199, + 377 + ], + "type": "inline_equation", + "content": "\\sum_{t}||\\pmb{\\tau}_{t} - \\hat{\\pmb{\\tau}}_{t}||_{1} / NT" + } + ] + } + ], + "index": 14 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 32, + 394, + 232, + 407 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 394, + 232, + 407 + ], + "spans": [ + { + "bbox": [ + 32, + 394, + 232, + 407 + ], + "type": "text", + "content": "5.3 Preliminary Baseline Experiments" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "spans": [ + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "text", + "content": "To set a baseline for future work to improve upon, we tried several trivial or previously reported models on the data. All of these models predict " + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "inline_equation", + "content": "\\pmb{f}" + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "text", + "content": " given " + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "inline_equation", + "content": "\\tilde{\\pmb{q}}" + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "text", + "content": ", and then use Equation 2 to compute " + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_{t}" + }, + { + "bbox": [ + 32, + 415, + 379, + 474 + ], + "type": "text", + "content": ". We evaluate these baselines on the held-out test set (Table 3). Brief details of each baseline method are reported below." + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "spans": [ + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": "Analytical Baseline: To evaluate performance without machine learning or optimization, we construct a simple baseline method. We estimate " + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": " using Equation 3. Then we estimate center of mass acceleration " + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\ddot{z}_t" + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": " using " + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": ". The total external force acting on the body is estimated using " + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "inline_equation", + "content": "F = ma" + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": ". Then we divide that force up between the feet to create ground force " + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t[3:\\]" + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": ", splitting the force evenly during double support. We set ground moment " + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t[:3] = 0" + }, + { + "bbox": [ + 32, + 475, + 379, + 547 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "text", + "content": "Multi-Layer Perceptron Baseline: We train a simple two-layer MLP with a hidden state size of 512 to predict " + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "inline_equation", + "content": "\\mathbf{f}_t" + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_t" + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "text", + "content": ". We use as input features a window of recent " + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_t" + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "text", + "content": ", our estimates of " + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "inline_equation", + "content": "\\ddot{\\mathbf{q}}_t" + }, + { + "bbox": [ + 32, + 547, + 379, + 584 + ], + "type": "text", + "content": " from Equation 3, and joint center locations" + } + ] + } + ], + "index": 19 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 9, + 346, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 9, + 346, + 20 + ], + "spans": [ + { + "bbox": [ + 33, + 9, + 346, + 20 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 33, + 31, + 379, + 115 + ], + "blocks": [ + { + "bbox": [ + 33, + 31, + 379, + 115 + ], + "lines": [ + { + "bbox": [ + 33, + 31, + 379, + 115 + ], + "spans": [ + { + "bbox": [ + 33, + 31, + 379, + 115 + ], + "type": "table", + "html": "
MethodCoM Acc.Joint TorqueGRM (at foot)GRF
Analytical4.47 m/s22.77 Nm/kg6.15 Nm/kg2.79 N/kg
MLP Baseline1.41 m/s21.33 Nm/kg0.03 Nm/kg1.29 N/kg
GroundLinkNet on AddB1.40 m/s21.34 Nm/kg0.07 Nm/kg1.17 N/kg
UnderPressure [50]N/AN/AN/A>5.74 N/kg
GroundLinkNet [19]N/AN/AN/A>3.06 N/kg
Trajectory Optimization [29]N/AN/AN/A~1 N/kg
", + "image_path": "d68ec4a0358d8f4864e364e244ea2f9587286d7f47a6799afdf16cb0a46ee53f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "lines": [ + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "spans": [ + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "type": "text", + "content": "Table 3: Above the double-line is accuracy of simple baseline methods and the model from [19] retrained on the AddBiomechanics dataset, with errors presented as means over the test set. Below the double-line are errors self-reported by previous work. These are not perfectly comparable to our baseline evaluations (or each other), as they each evaluate on their own different test sets, and use their own metrics. Where precise conversion to " + }, + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "type": "inline_equation", + "content": "N / kg" + }, + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "type": "text", + "content": " errors is not possible (for example, authors only report error on the y-component, or only report " + }, + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 30, + 118, + 381, + 207 + ], + "type": "text", + "content": "-value), approximate numbers or lower bounds are included to give the reader a general sense of approximate relative performance." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "spans": [ + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "text", + "content": "in the pelvis reference frame. We then use our prediction for " + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "text", + "content": " to compute " + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{z}}_t = \\sum \\pmb{f}_t / m" + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "text", + "content": ", and adjust the root-translation coordinates of " + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "text", + "content": " to reflect our new " + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{z}}_t" + }, + { + "bbox": [ + 31, + 240, + 380, + 276 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "spans": [ + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": "Previous Work - GroundLinkNet: Two previous papers [19, 50] have tackled the problem of predicting " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": " (though not " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": ") using a similar convolution-based architecture, which we refer to as \"GroundLinkNet\" (where the two models differ we use [19]). For fair comparison, we perform the same procedure as our MLP baseline to predict all three of " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\ddot{\\pmb{q}}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\pmb{\\tau}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": " from just " + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "inline_equation", + "content": "\\pmb{f}_t" + }, + { + "bbox": [ + 30, + 276, + 381, + 372 + ], + "type": "text", + "content": ": the inputs, outputs, and post-processing equations are all identical, the only difference is the model architecture is more complex and larger than the MLP. The model is trained and tested on the same data." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 31, + 391, + 225, + 403 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 391, + 225, + 403 + ], + "spans": [ + { + "bbox": [ + 31, + 391, + 225, + 403 + ], + "type": "text", + "content": "6 Conclusion and Future Work" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 416, + 379, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 416, + 379, + 452 + ], + "spans": [ + { + "bbox": [ + 30, + 416, + 379, + 452 + ], + "type": "text", + "content": "We present a large standardized dataset of high quality human dynamics. This dataset is currently biased towards walking and running, and we plan to release a follow-up dataset with a wider diversity of tasks." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 452, + 379, + 500 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 452, + 379, + 500 + ], + "spans": [ + { + "bbox": [ + 30, + 452, + 379, + 500 + ], + "type": "text", + "content": "We lay the groundwork for using this data to train models that reconstruct accurate human dynamics information from simple motion capture. We are excited to see the integration of continued progress in inexpensive motion capture systems with methods to infer physics from motion." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 30, + 500, + 380, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 500, + 380, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 500, + 380, + 584 + ], + "type": "text", + "content": "We also anticipate other exciting uses of the dataset. It could be possible to use estimates of foot-ground contact and forces derived from this data to remove artefacts from motion capture, like foot sliding. Another exciting application area for the data is \"real to sim\", developing more accurate human body simulators by learning better foot-ground contact colliders from data. This data could also be a useful additional input to motion models, and could have applications in physical motion auto-encoders." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "spans": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 137, + 20 + ], + "type": "text", + "content": "K. Werling et. al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 98, + 46 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 98, + 46 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 98, + 46 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 33, + 55, + 380, + 583 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 36, + 55, + 379, + 87 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 36, + 55, + 379, + 87 + ], + "spans": [ + { + "bbox": [ + 36, + 55, + 379, + 87 + ], + "type": "text", + "content": "1. Alcantara, R.S., Edwards, W.B., Millet, G.Y., Grabowski, A.M.: Predicting continuous ground reaction forces from accelerometers during uphill and downhill running: a recurrent neural network solution. 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In: Proceedings of the IEEE Conference on Computer Vision and Pattern Recognition Workshops. pp. 17-26 (2017)" + } + ] + } + ], + "index": 16 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 34, + 9, + 347, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 34, + 9, + 347, + 21 + ], + "spans": [ + { + "bbox": [ + 34, + 9, + 347, + 21 + ], + "type": "text", + "content": "AddBiomechanics Dataset: Capturing the Physics of Human Motion at Scale" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AddMe_ Zero-shot Group-photo Synthesis by Inserting People into Scenes/8eeee810-e53a-4424-ae47-4b26e121f9af_content_list.json b/2024/AddMe_ Zero-shot Group-photo Synthesis by Inserting People into Scenes/8eeee810-e53a-4424-ae47-4b26e121f9af_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..9a3c1a5d00d7fd4ec12598855774bceff58af9ba --- /dev/null +++ b/2024/AddMe_ Zero-shot Group-photo Synthesis by Inserting People into Scenes/8eeee810-e53a-4424-ae47-4b26e121f9af_content_list.json @@ -0,0 +1,1655 @@ +[ + { + "type": "text", + "text": "AddMe: Zero-shot Group-photo Synthesis by Inserting People into Scenes", + "text_level": 1, + "bbox": [ + 245, + 140, + 756, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Dongxu Yue $^{1,2}$ , Maomao Li $^{1}$ , Yunfei Liu $^{1}$ , Qin Guo $^{2}$ , Ailing Zeng $^{1}$ , Tianyu Yang $^{1}$ , and Yu Li $^{1}$", + "bbox": [ + 251, + 210, + 750, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1International Digital Economy Academy (IDEA), 2Peking University http://addme-awesome.github.io/page/", + "bbox": [ + 261, + 253, + 740, + 284 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/38b304e4279140bcfb1acc0230cebfcfde9c66bbd1cbcf9adb75a46d80778fa7.jpg", + "image_caption": [ + "Fig. 1: We present AddMe, a framework for adding a new portrait to any position in an image using just one reference face and user-provided masks." + ], + "image_footnote": [], + "bbox": [ + 222, + 304, + 784, + 520 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. While large text-to-image diffusion models have made significant progress in high-quality image generation, challenges persist when users insert their portraits into existing photos, especially group photos. Concretely, existing customization methods struggle to insert facial identities at desired locations in existing images, and it is difficult for existing local image editing methods to deal with facial details. To address these limitations, we propose AddMe, a powerful diffusion-based portrait generator that can insert a given portrait into a desired location in an existing scene image in a zero-shot manner. Specifically, we propose a novel identity adapter to learn a facial representation decoupled from existing characters in the scene. Meanwhile, to ensure that the generated portrait can interact properly with others in the existing scene, we design an enhanced portrait attention module to capture contextual information during the generation process. Our method is compatible with both text and various spatial conditions, enabling precise control over the generated portraits. Extensive experiments demonstrate significant improvements in both performance and efficiency.", + "bbox": [ + 259, + 582, + 740, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* This work was done during Dongxu's internship at IDEA. Corresponding author.", + "bbox": [ + 218, + 824, + 785, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 143, + 374, + 160 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Can you imagine being able to take photos with your favorite celebrities at film festivals or travel around the world, capturing iconic landmarks? What about unexpectedly missing a gathering with friends but still being able to appear in the group photo? Personalized portrait insertion has a variety of applications, such as virtual group photo capturing, AI portraits, virtual try-on, etc. However, adding customized characters into existing scene images still remains a challenging task.", + "bbox": [ + 212, + 175, + 785, + 267 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Early exploration [9] inserts given persons into existing images by three handcrafted stages: generating a semantic map for the new person, rendering the appearance, and refining the generated face. Nevertheless, it struggles to maintain the identity of the reference image and produce unrealistic results since unstable training of GANs [13]. Thanks to the evolution of generative models, the recent developments in text-to-image (T2I) with diffusion models have made it possible to generate high-quality new content [7, 16, 36, 37, 40, 42, 44]. To insert specified new concepts into a T2I model and enable the model for subject-driven generation, a group of methods [10, 24, 39, 49] tries to add special tokens to T2I model for inserting the given concept. Despite personalized image generation has achieved high-quality results, it requires massive computing resources and time-consuming fine-tuning. More recently, FastComposer [50] and IP-Adapter [55] opt to use an image encoder to encode reference images and align them with text embeddings. Although these diffusion-based customization methods can generate realistic customized portraits, they cannot insert the specified person into the desired location in a given scene, especially in group photos.", + "bbox": [ + 212, + 267, + 785, + 507 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this work, we investigate the topic of personalized image composition. Specifically, as illustrated in Fig. 1, given a masked target scene image and a reference face, we aim to incorporate this person into the masked area of the existing group photo while robustly controlling the appearance of the generated portrait. To clarify, we frame our problem as personalized conditional inpainting. Similar to this, Paint-by-Example [52] takes a reference image as a template and edits a specific area of the target image. However, it cannot generate consistent content with reference identity. AnyDoor [5] enhances the consistency between the generated region and the reference image through a more dense encoding. However, it struggles to generate a personalized portrait from the reference face. Moreover, both of them do not support text or other control conditions.", + "bbox": [ + 212, + 508, + 785, + 672 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address the above issues, we propose AddMe, a tuning-free and plug-and-play solution, which can generate high-quality and ID-consistent compositions at desired locations within seconds, while providing controls over the generated portraits. Specifically, we introduce a novel disentangled identity adapter running in parallel with the text condition to preserve facial identity from the reference image. Through our decoupling design, we avoid the blending of extracted identity with other characters in the existing scene image, thus enhancing the fidelity of the facial appearance in the desired location. Besides, we introduce an enhanced portrait attention (EPA) module and train it on multi-person scene data to capture reasonable person interactions. We then connect EPA through residual connections to make ID-Adapter perceive both global semantics and human", + "bbox": [ + 212, + 674, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "interactions, thereby forming a plug-and-play human essence module (HEM). Additionally, we apply identity-centric data pre-processing and augmentation techniques for the efficiency of self-supervised training.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Equipped with these techniques, as shown in Fig. 1, AddMe demonstrates extraordinary customization capabilities with just one reference image and achieves state-of-the-art results, showing a significant quality advantage over prior works in a similar setting. Note that AddMe not only performs single-person completion but also extends to multi-subject compositions easily (see the last column of Fig. 1). In summary, our contributions are as follows:", + "bbox": [ + 212, + 191, + 784, + 282 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We introduce a new image editing scenario, i.e., group-photo synthesis by inserting personalized portraits into existing scenes, which requires controls over the generated content through both text and spatial conditions.", + "- We propose AddMe, an innovative plug-and-play ID-preserving inpainting method, which deals with group-photo synthesis by a disentangled identity adapter and enhanced portrait attention.", + "- We construct a large-scale human face dataset with instance-level annotations comprising 1.6 million data pairs, and a new evaluation benchmark for measuring the performance of ID-preserved personalized local image editing.", + "- Extensive experiments demonstrate the excellent performance and efficiency of AddMe, which outperforms existing methods consistently. AddMe can also serve as a general model that can be controlled by ControlNet." + ], + "bbox": [ + 214, + 290, + 782, + 469 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 214, + 492, + 387, + 508 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Text-to-image Diffusion Models. In recent years, text-to-image (T2I) generation has gained more and more attention in computer vision community. Denoising Diffusion Probabilistic Model (DDPM) [17] and its variant Denoising Diffusion Implicit Model (DDIM) [43] are widely used for T2I generation. Based on CLIP [35] text embedding, DALL-E [36, 36] and CogView [8] operate diffusion process on pixel space and train an image generative pre-training transformer to perform T2I. Then, Stable Diffusion [37] proposes to train diffusion models on the latent space of powerful pretrained autoencoders, leading to lower computational complexity.", + "bbox": [ + 212, + 522, + 784, + 657 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Customized Image Generation. Customized image generation inserts the new personalized subject into the base T2I model and make the model generate content containing the new concept. DreamBooth [39] and Textual Inversion [11] achieve this by fine-tuning the parameters of the T2I models. Then, FastComposer [50] performs multi-subject customization without fine-tuning, which uses subject embeddings extracted by an image encoder to augment the generic text conditioning. Besides, IP-adapter [55] achieves image prompt capability for the pretrained T2I models by separating cross-attention layers for text features and image features. Further, Face0 [46] and PhotoMaker [29] adopt a similar approach, but enhance performance through different face embedding techniques.", + "bbox": [ + 212, + 659, + 785, + 810 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Local Image Editing. Existing local image editing methods can be classified into two categories: text-driven and exemplar-based. [1,33] combine Style-", + "bbox": [ + 212, + 810, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AddMe: Zero-shot Group-photo Synthesis", + "bbox": [ + 452, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "GAN [21] with CLIP and edit the latent code or the feature map based on the input mask. Recently, diffusion based text-driven inpainting [2,3,28,32,34,37,51,56] has gained widespread attention. Exemplar-based local image editing is a relatively new topic, some works [9, 23, 26, 27, 30, 45, 58] aim to restore the coarse appearance of the reference image into the scene image without focusing on its identity. Paint-by-Example [52] makes the first attempt by replacing the text condition of the T2I diffusion model with an image condition. AnyDoor [5] employs a detail extractor designed to maintain texture details yet allow versatile local variations. A concurrent work, Unipaint [53] enables the T2I diffusion model to be conditioned on both reference images and text through minutes of test-time fine-tuning. However, these methods struggle to generate customized images while accurately preserving the intricate identity details of human subjects. Different from these methods, our AddMe requires no fine-tuning during inference, and seamlessly injects ID-preserved portrait in existing target scene images while robustly controlling the appearance of the generated portrait.", + "bbox": [ + 212, + 146, + 787, + 375 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Preliminary", + "text_level": 1, + "bbox": [ + 215, + 402, + 367, + 420 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Stable Diffusion. We build our method on top of Stable Diffusion [37], which is a latent diffusion model that integrates diffusion processes in the low-dimensional latent space of a variational autoencoder(VAE) [22]. The denoising network of Stable Diffusion adopts a U-Net [38] architecture, consisting of 16 main blocks that include residual convolutional layers, as well as self-attention and cross-attention modules [47]. Formally, for an input image $x_0 \\in \\mathbb{R}^{H \\times W \\times 3}$ , the VAE encoder transforms it into a latent representation $z_0 \\in \\mathbb{R}^{h \\times w \\times c}$ , and the diffusion process then operates in the latent space. The U-Net denoiser is used to predict noise $\\hat{\\epsilon}_t = \\epsilon_\\theta (z_t; t, C)$ from the noisy latent $z_t$ at time step $t$ , given text condition $C$ , where $z_t = \\alpha_t z_0 + \\sigma_t \\epsilon$ and $\\alpha_t, \\sigma_t$ are predefined functions of $t$ that determine the diffusion process. The training objective is then defined as:", + "bbox": [ + 212, + 439, + 787, + 607 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {s d} (\\theta) = \\mathbb {E} _ {t \\sim \\mathcal {U} (1, T), \\epsilon_ {t} \\sim \\mathcal {N} (0, I)} \\left[ \\| \\epsilon_ {t} - \\epsilon_ {\\theta} (z _ {t}, t, C) \\| ^ {2} \\right]. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 619, + 784, + 645 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Attention in Stable Diffusion. The U-Net denoiser includes two types of attention mechanisms: self-attention and cross-attention. Self-attention can control layout and texture details when generating images [53]. Meanwhile, the scores in cross-attention maps represent the amount of information from the text token to a latent pixel. Formally, for a given query feature $Z$ and the text feature $c_{t}$ encoded by CLIP [35], the cross-attention mechanism can be expressed as:", + "bbox": [ + 212, + 657, + 787, + 750 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nZ _ {t e x t} = \\operatorname {A t t e n t i o n} (Q, K, V) = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d}}\\right) \\cdot V, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 316, + 763, + 784, + 797 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $Q = ZW_{q}$ , $K = c_{t}W_{k}$ and $V = c_{t}W_{v}$ are the query, key and values, $d$ is the dimension of embedding and $W_{q}, W_{k}, W_{v}$ are the weight matrices.", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/a9a5f0adb37c73354438efe6171b09d1e6a744c73d885aa889945b926f51d6a0.jpg", + "image_caption": [ + "Fig. 2: Framework of the proposed AddMe. Based on the latent diffusion model, AddMe consists of a condition branch and a denoising U-Net. We design a disentangled Identity-Adapter to modulate the face embedding extracted from the reference ID image $I_{ref}$ . Moreover, we propose an Enhanced Portrait Attention (EPA) module to capture reasonable person interaction. We then connect the ID-Adapter and EPA through residual connections to form a plug-and-play Human Essence Module (HEM)." + ], + "image_footnote": [], + "bbox": [ + 222, + 146, + 571, + 354 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/532ce6c218bd7958e8df8b7a395568ec5a38567e5fae8a4146812fe5f38003f3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 576, + 148, + 784, + 347 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Method", + "text_level": 1, + "bbox": [ + 215, + 478, + 328, + 494 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 Problem Formulation of Group-photo Synthesis", + "text_level": 1, + "bbox": [ + 215, + 510, + 653, + 526 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given the reference ID image $I_{ref}$ , the target scene image $I_{target}$ , the position mask $M$ , and the text description $T$ , our goal is: (i) generating a portrait in the $M$ region of $I_{target}$ that is consistent with the identity of $I_{ref}$ and the text prompt $T$ ; (ii) making the generated character have the proper and natural body interactions with characters and contextual information in $I_{target} \\odot \\overline{M}$ , where $\\overline{M} = 1 - M$ and $1$ is the all-ones matrix.", + "bbox": [ + 212, + 535, + 787, + 625 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The rest of this section is organized as follows. In Section 4.2, we first introduce the model design of the proposed group-photo synthesizer AddMe. Then, we provide a detailed explanation of our training strategy and data augmentation techniques in Section 4.3. Finally, we present our collected multi-modal instance-level human face dataset for our task in Section 4.4, which we believe would be a new benchmark for the community.", + "bbox": [ + 212, + 626, + 787, + 717 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.2 Model Designs", + "text_level": 1, + "bbox": [ + 215, + 739, + 385, + 755 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The pipeline of our proposed group-photo synthesizer AddMe is demonstrated in Fig. 2. It comprises two key components: (1) a lightweight disentangled identity adapter, which is used to modulate the reference face of $I_{ref}$ and map it to an identity-consistent character portrait, and (2) an enhanced portrait attention (EPA) module that ensures the generated character portraits to have proper", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AddMe: Zero-shot Group-photo Synthesis", + "bbox": [ + 452, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/88c4b0bf59c331f50502934247d681ed3e100b6c25fefdf13fdfdce79f53d180.jpg", + "image_caption": [ + "Fig. 3: Illustration of the identity leakage issue of the naive solution. We show the average cross-attention maps of ID tokens at the left-top corner. We also demonstrate our disentangled ID-Adapter makes the model focus on the editing region." + ], + "image_footnote": [], + "bbox": [ + 218, + 145, + 784, + 281 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "poses and clothing that harmonize with other characters in the context while seamlessly integrating the foreground and background. We then connect them through residual connections to form a plug-and-play human essence (HEM) module for T2I diffusion inpainting models.", + "bbox": [ + 212, + 362, + 782, + 422 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "A Naïve Solution. A naive solution is to directly integrate a customization module (e.g., IP-Adapter [55]) into the pretrained text-guided image inpainting pipeline. Here, IP-Adapter introduces a new cross-attention dealing with \"image prompt\". Specifically, given the query $Q$ in the cross-attention of the diffusion model and encoded reference ID image features $c_{i}$ , additional cross-attention outputs are obtained through the newly introduced $W_{k}^{ip}$ and $W_{v}^{ip}$ as", + "bbox": [ + 212, + 422, + 784, + 513 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nZ _ {i p} = \\operatorname {A t t e n t i o n} \\left(Q, K ^ {i p}, V ^ {i p}\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 521, + 784, + 542 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $K^{ip} = c_iW_k^{ip}$ , $V^{ip} = c_iW_v^{ip}$ are key and values for image cross-attention. Note that only $W_{k}^{ip}$ and $W_{v}^{ip}$ are trainable parameters, while the rest parameters are shared with the text cross-attention. $Z_{ip}$ then add to $Z_{text}$ to obtain the final output of cross-attention layer.", + "bbox": [ + 212, + 550, + 782, + 612 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As illustrated in the fourth column of Fig. 3, although such a naive approach can roughly perform single-person replacement within the target scene image $I_{target}$ , the newly introduced image attention would leak into other facial regions when there are multiple characters in $I_{target}$ . That is, when generating a portrait, the model tends to complete the specified region with a contextual background rather than referring to the reference ID image $I_{ref}$ .", + "bbox": [ + 212, + 613, + 784, + 704 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We argue that the identity leakage issue when multiple individuals are involved in customized image completion can be attributed to two reasons. (i) The newly introduced cross-attention is coupled with text cross-attention designed for controlling global semantics. (ii) The pre-trained text-guided image inpainting model lacks prior knowledge to generate full or half-body character portraits when a reference ID image are given.", + "bbox": [ + 212, + 704, + 784, + 794 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Disentangled Identity Adapter. To address the identity leakage issue, we introduce an ID-Adapter with disentangled multi-modal cross-attention. Specifically, we utilize a pre-trained CLIP [35] image encoder to encode the reference", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 359, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "ID image $I_{ref}$ into 257 ID tokens to obtain a dense representation of identity. To seek an alignment in the representation space, we add several linear layers to encode the ID token as face embedding $c_i$ , which is later used for decoupled cross-attention. The operation in our cross-attention can be defined as:", + "bbox": [ + 212, + 146, + 787, + 207 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\left\\{ \\begin{array}{l} Q ^ {i d} = W _ {q} ^ {i d} \\cdot Z; K ^ {i d} = W _ {k} ^ {i d} \\cdot c _ {i}; V ^ {i d} = W _ {v} ^ {i d} \\cdot c _ {i}, \\\\ Z _ {-} = \\text {A t t e r t i o n} (Q, K, V) W _ {-} + \\text {A t t e r t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {i d} \\end{array} \\right. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 266, + 218, + 785, + 241 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\left\\{ \\begin{array}{l} Z _ {\\text {o u t}} = \\text {A t t e n t i o n} (Q, K, V) W _ {O} + \\text {A t t e n t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {O} ^ {i d}. \\end{array} \\right.\n$$\n", + "text_format": "latex", + "bbox": [ + 266, + 231, + 733, + 251 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This approach allows the model to effectively control the generated content by treating $I_{ref}$ as the ID prompt alongside the text prompt. Note that we freeze the original U-Net denoiser in Stable Diffusion, and only the linear layers, $W_{q}^{id}$ , $W_{k}^{id}$ , $W_{v}^{id}$ , and $W_{O}^{id}$ are trainable in our disentangled identity adapter.", + "bbox": [ + 212, + 260, + 782, + 321 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Enhanced Portrait Attention (EPA). Although the identity adapter can inject the identity of the reference ID image $I_{ref}$ into specified locations accurately, the model still lacks an understanding of interaction with other characters in $I_{target} \\odot \\bar{M}$ , such as pose, clothing and scale. It would lead to an unnatural fusion of the generated portrait with existing characters. We argue that this drawback stems from the inherent training mechanisms and properties of the pre-trained Stable Diffusion. Specifically, given a reference ID image $I_{ref}$ as an ID prompt, the model tends to learn a trivial mapping function to only reconstruct the face in $I_{ref}$ . That is, instead of understanding the interactions between characters, the model tends to focus on the identity of $I_{ref}$ merely.", + "bbox": [ + 212, + 323, + 784, + 473 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To deal with this challenge, we introduce an enhanced portrait attention module to encourage the model to understand contextual information. Specifically, as illustrated in the Fig. 2, we opt to separately train a vanilla transformer as our portrait modeling module in each main block of the U-Net denoiser. The transformer consists of one or more portrait attention blocks. Given the spatial feature map $Z$ , portrait attention block is formulated as:", + "bbox": [ + 212, + 474, + 787, + 566 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nZ _ {h} = \\operatorname {A t t e n t i o n} \\left(Q ^ {h}, K ^ {h}, V ^ {h}\\right), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 398, + 575, + 785, + 593 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $Q^{h} = W_{q}^{h}\\cdot Z$ , $K^{h} = W_{k}^{h}\\cdot Z$ , $V^{h} = W_{v}^{h}\\cdot Z$ . The output of our enhanced portrait attention module will then be added to the output of the existing self-attention layer as the query feature for our proposed disentangled identity cross-attention in Eq. 4:", + "bbox": [ + 212, + 602, + 787, + 662 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nQ ^ {i d} = W _ {q} ^ {i d} \\cdot \\left(Z + Z _ {h}\\right). \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 421, + 662, + 785, + 681 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Note that the cross-attention query feature for text remains unchanged. Inspired by ControlNet [57], to introduce our EPA module during training without harmful effects, we zero-initialize the output projection layer of the proposed module to enable the newly added modules gradually.", + "bbox": [ + 212, + 686, + 787, + 748 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 Training and Inference", + "text_level": 1, + "bbox": [ + 214, + 768, + 450, + 784 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Self-supervised Training. Recall the problem formulation in Section 4.1, it is difficult to collect annotated paired data for a reference ID and a target image with mask location. Therefore, we turn to self-supervised training. Specifically,", + "bbox": [ + 212, + 794, + 787, + 842 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AddMe: Zero-shot Group-photo Synthesis", + "bbox": [ + 452, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/e1d487d01242a58e02b0e09c5a11326dde88d3c809730ce0ab468146fe188b23.jpg", + "image_caption": [ + "Fig. 4: Example illustration of the proposed AddMe-1.6M dataset." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 787, + 195 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "given an image $I_{target}$ , its corresponding text description $T$ , and bounding boxes $M$ for each human in the image, we use the cropped face within $M$ as the reference ID image $I_{ref}$ for each character, with the bounding box serving as the location mask. Naturally, the training objective is the original image, and our training data consists of $\\{(I_{ref}, \\overline{M} \\odot I_{target}, M), T, I_{target}\\}$ . During the training process, the denoiser takes both text $T$ and the reference ID image $I_{ref}$ as conditions. Therefore, our training objective can be formulated as:", + "bbox": [ + 212, + 251, + 787, + 358 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} (\\theta) = \\mathbb {E} _ {t \\sim \\mathcal {U} (1, T), \\epsilon_ {t} \\sim \\mathcal {N} (0, I)} \\left[ \\left\\| \\epsilon_ {t} - \\epsilon_ {\\theta} \\left(z _ {t}, \\overline {{M}} \\odot I _ {t a r g e t}, M, t, T, I _ {r e f}\\right) \\right\\| ^ {2} \\right]. \\qquad (7)\n$$\n", + "text_format": "latex", + "bbox": [ + 241, + 368, + 787, + 397 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "It is worth noting that we also randomly drop image and text conditions in this stage to enable classifier-free guidance [18] during inference.", + "bbox": [ + 212, + 406, + 785, + 436 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Data Augmentations. During self-supervised training, our reference ID image $I_{ref}$ is derived from the target scene image $I_{target}$ , implying a risk of the model learning a simple mapping function: $\\overline{M} \\odot I_{target} + I_{ref} + b = I_{target}$ , where $b$ represents the areas filled in $M$ except for $I_{ref}$ . Therefore, we apply several data augmentation techniques to $I_{ref}$ (including flip, rotation, brightness, contrast, and blur) to enhance the generalization capability of the model, especially in generalizing the reference ID image to an appropriate scale. Further, we generate masks of arbitrary shapes based on the bounding box of the character to achieve fine-grained control over the generated portrait such as height and body shape. Next, constrained by the resolution in the training strategy of Stable Diffusion, we crop the images in the training data. Conventional cropping methods may risk damaging the region corresponding to $I_{ref}$ , which is harmful to the model as it learns incorrect identity correspondences. To deal with it, we design a new cropping method based on the geometric center of $I_{ref}$ in $I_{target}$ , then we expand the cropping area to ensure that $I_{ref}$ and the characters in $I_{target}$ is preserved during training. More details are in Appendix A.", + "bbox": [ + 212, + 436, + 787, + 680 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.4 Dataset with Instance Annotation: AddMe-1.6M", + "text_level": 1, + "bbox": [ + 215, + 704, + 665, + 720 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Existing multimodal human face datasets can roughly ensure the presence of faces in the images rather than detailed human positions and facial locations for each person. Driven by the proposed customized editing task, we create a large-scale high-quality multimodal human face dataset with instance-level annotations, which can be used for various customized portrait generation tasks, as shown in Figure 4. Our raw data is filtered from COYO-700M [4] and LAION-2B [41] based on resolution and aesthetic score to ensure the image quality.", + "bbox": [ + 212, + 734, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 359, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Subsequently, our process unfolds in three stages. First, we use YOLOv7-Face 1 to detect all faces in each image and count the number of faces. After filtering out data without faces, we generated position and confidence labels for each face in the image, obtaining the cropped face images. Second, we then use YOLOX [12] to generate bounding boxes corresponding to each character and match each bounding box to a face. Last, we employ BLIP-2 [25] to generate text descriptions for each character within the bounding box. This leads to a total number of 2.3M face-position-text pairs, included in 1.6M scene images, which comprise 1M single-person and 600K multi-person scene images. Equipped with instance-level annotations for high-quality facial images, we are able to achieve high-quality customized character generation with fine-grained control. More details of the dataset are shown in the Appendix D.", + "bbox": [ + 212, + 146, + 787, + 328 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 351, + 375, + 369 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 383, + 428, + 398 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Data and Benchmark. We utilize the collected AddMe-1.6M to train our model, where 10,000 images are left for validation and testing. To the best of our knowledge, there is no prior work targeting the composition of character images based on a reference face. Therefore, we constructed a test benchmark for quantitative analysis. To be specific, we manually selected 500 target scene images from the test set, each with a resolution of $512 \\times 512$ and containing only one position mask. For diversity considerations, we select 20 reference ID images from the FFHQ [20], CelebA-HQ [19], and our AddMe-1.6M. Consequently, we generated 10,000 images for the combination of characters and scenes. We will make this benchmark publicly available to encourage further engagement.", + "bbox": [ + 212, + 407, + 787, + 559 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Training Strategy. We adopt a two-stage training. For the first stage, the total trainable parameters included a linear mapping network and our ID-Adapter. Here, we train our ID-Adapter with a mixed dataset of both single-person and multi-person data. In the second stage, we train the enhanced portrait attention module exclusively with multi-person scene data.", + "bbox": [ + 212, + 560, + 787, + 633 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Evaluation Metrics. For our newly proposed task, based on CLIP-IQA [48], we constructed a new evaluation metric named CLIP-H by setting prompt pairs: \"with person\" and \"without person\", to assess the likelihood of generating portraits within the location mask. We use Arcface [6] to calculate face similarity, where a higher score indicates higher identity similarity. Furthermore, to measure the distribution difference between generated and real images, we calculate the FID [15] between the generated 10,000 images and the test set images. Besides, we calculate QS [14] and CLIP-IQA (quality, natural) to assess the overall aesthetic quality of the edited images. For efficiency evaluation, we consider the total editing time, including fine-tuning and inference, as well as peak memory usage throughout the entire process. We provide detailed descriptions for each metric in the Appendix B.", + "bbox": [ + 212, + 633, + 787, + 816 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AddMe: Zero-shot Group-photo Synthesis", + "bbox": [ + 452, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_footnote", + "text": "$^{1}$ https://github.com/derronqi/yolov7-face", + "bbox": [ + 217, + 824, + 540, + 840 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/e4aab3c844182023d7f7548b01ff931ad23f0652f18f5e90ebab23c675d4063e.jpg", + "image_caption": [ + "Fig. 5: Various applications of AddMe. Our method supports different types of location mask, text prompt control, and spatial control." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 784, + 412 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.2 Qualitative Results", + "text_level": 1, + "bbox": [ + 215, + 481, + 421, + 496 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We present qualitative results in various settings to demonstrate the robustness, mask controllability, text prompt editability, and compatibility of our method.", + "bbox": [ + 212, + 507, + 784, + 537 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Reference ID Image Only. In the most common application scenario, where only a reference ID image is provided along with a location specified by a bounding box mask and the text prompt is set to be empty. During the generation process, the model guides the creation of a new portrait by leveraging the identity information from the reference ID image and the context information perceived by the enhanced portrait attention module from other characters in the scene (e.g., height, body shape, pose, and clothing). As shown in the first row of Fig. 5, our model demonstrates robustness in maintaining the identity, expression, skin tone, and age of the reference ID image. Additionally, our model can generate portraits with proper scales and seamlessly integrated backgrounds based on the contextual information from the target image.", + "bbox": [ + 212, + 537, + 785, + 703 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Reference ID Image + Mask Shape Control. Our method is compatible with masks of arbitrary shapes and can then enable fine-grained control over the height, body shape, and relative position of characters in the generated region based on the shape of the mask. As shown in the second row of Fig. 5, using a more detailed mask makes the generated individual appear thinner and shorter than the girl on the left.", + "bbox": [ + 212, + 704, + 785, + 794 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Reference ID Image + Text Prompt. Although our model can generate a natural appearance with the target scene image through the EPA module even without a text prompt, we can achieve more precise control over the generated", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/796708c02a2372a04a0a39816649f873274973973b121a2964b8a0336e06d0df.jpg", + "image_caption": [ + "Fig. 6: Comparison with text-driven and exemplar-based methods on single portrait insertion. For text-driven methods, we use the name of the reference character in the prompt (such as Joe Biden). We also show setting comparison at the bottom." + ], + "image_footnote": [], + "bbox": [ + 218, + 145, + 785, + 361 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "portraits through text. In this setting, our model can effectively alter appearances while ensuring identity consistency. Besides, it is compatible with mask shape control without any degradation in identity preservation, or image quality, as shown in the row 3-4 of Fig. 5.", + "bbox": [ + 212, + 444, + 782, + 503 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Reference ID Image + Spatial Control. Integrating our method with pretrained tools such as ControlNet [57] and T2I-Adapter [31] achieves more precise control. The last row of Fig. 5 demonstrates control via human pose [54].", + "bbox": [ + 212, + 505, + 784, + 550 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.3 Comparisons", + "text_level": 1, + "bbox": [ + 215, + 571, + 370, + 588 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Baseline Models. To the best of our knowledge, there is no prior work on multimodal personalized character image editing based on both a reference ID image and text. We selected two relevant categories of methods as baselines for our approach, namely exemplar-based and text-driven local image editing, and we demonstrate the difference between our method and the baselines at the bottom of Fig. 6. We make comparisons with the state-of-the-art (SOTA) exemplar-based image editing methods including PbE [52], AnyDoor [5], and Unipaint [53]. PbE replaces the text encoder of SD with an image encoder and realize image editing conditioned on images through fine-tuning. AnyDoor transfers the reference image into the target image through a more dense representation, representing generative image composition methods. Unipaint attempts to capture contextual information through test-time fine-tuning, aiming to generalize the model to support for multi-conditions. Wish You Were Here [9] and Putting People in Their Place [23] lack available implementations, precluding direct comparison.", + "bbox": [ + 212, + 598, + 785, + 809 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Qualitative Comparisons. In columns 4-6 of Fig. 6, we present visual comparisons with the previous exemplar-based methods. The results show that these", + "bbox": [ + 212, + 810, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AddMe: Zero-shot Group-photo Synthesis", + "bbox": [ + 452, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/4300d078f9792d128fd3e6677aeb88f7478220e3b6edd4ecd1bd0d0cd4d18b42.jpg", + "table_caption": [ + "Table 1: Quantitative comparisons between our method and baseline approaches. We evaluate the edited region using CLIP-H and Face Sim, while FID, QS, and CLIP-IQA (referred to as IQA) are used to assess the overall image quality after editing." + ], + "table_footnote": [], + "table_body": "
ModelsLocalGlobalEfficiency
CLIP-H(%)↑Face Sim.(%)↑FID ↓QS↑IQA(%)↑Time↓Memory↓
PbE [52]61.8215.1628.7314.8353.282.94s10.6GB
AnyDoor [5]64.8314.2150.627.4554.006.55s19.2GB
UniPaint [53]57.3537.5341.424.1652.7164.93s36.7GB
AddMe(Ours)65.5260.1526.1112.0955.812.44s6.51GB
", + "bbox": [ + 223, + 199, + 781, + 292 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "methods can only maintain semantic consistency at the category level, generating an individual with a similar appearance in the edited region. PbE achieves competitive image fusion through CLIP-compressed representations but loses identity information and generates incorrect skin color. AnyDoor tends to copy and paste the reference image into the editing region, failing to extend the reference face to a portrait. Unipaint has noticeable boundary artifacts in the editing region, which may be caused by the flow control in self-attention.", + "bbox": [ + 212, + 324, + 782, + 429 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We also make a comparison with text-driven local image editing methods, where they can only control the semantic content of the region through textual prompts. Due to different task settings, we use a text prompt similar to the reference ID image here as input to make a comparison. As shown in column 2-3 of Fig. 6, Blended Latent Diffusion (BLD) [2] utilizes CLIP to provide gradients to guide the diffusion sampling process. The results show that BLD exhibits noticeable artifacts in generating photorealistic human images, which may be due to information bottlenecks caused by the gradient-guided strategy. When compared to Stable Diffusion, we used its inpainting version. As illustrated in Fig. 6, column 3, SD can generate more realistic results, but it is limited for text that is not informative to express complex scenes or concepts. In contrast, our method achieves photorealistic results, generating portraits in the desired location that interact naturally with the context while ensuring identity similarity to the reference ID image.", + "bbox": [ + 212, + 430, + 787, + 642 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Quantitative Comparisons. As shown in Table 1, our method achieves state-of-the-art results in terms of CLIP-H and Face Similarity, demonstrating that our approach is able to generate portraits in the desired location and best preserves the identity information of the reference ID image. Notably, our method shows improved performance over baseline models in FID and CLIP-IQA, demonstrating the superiority of our method in the overall quality and harmony of the image. It is noteworthy that our method exhibits significant performance improvements compared to the baseline while maintaining the highest efficiency, indicating better device compatibility. Given that our baseline method cannot support both images and text as input, we place the quantitative comparison of text alignment in the Appendix C.", + "bbox": [ + 212, + 642, + 787, + 808 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "User Study. We conducted a user study to compare with PbE, AnyDoor, Unipaint. We have 30 participants with diverse backgrounds to rate 20 sets of images.", + "bbox": [ + 214, + 809, + 785, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/6468cffacb80cf802a4d272bd98f79c1f3fcb0c3682d78f66ba6dd51d5407678.jpg", + "image_caption": [ + "Fig. 7: Visual ablation studies of individual components in our method. From left to right, we progressively make the generation of the portrait more reasonable, while improving facial similarity and image fidelity." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 782, + 328 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/c03cdbfafc5ea458c0a2e0debaa2e9b6a7f3c5c440d0220f59e3bb91ff92135b.jpg", + "table_caption": [ + "Table 2: User study on the comparison between our AddMe and baseline methods." + ], + "table_footnote": [], + "table_body": "
SettingsPbE [52]AnyDoor [5]Unipaint [53]AddMe (Ours)
Face Sim.5.95%4.77%5.95%83.33%
Quality1.20%13.10%3.55%82.15%
Natural9.55%2.40%7.10%80.95%
", + "bbox": [ + 228, + 421, + 767, + 488 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "For each set, we provided a reference ID image and 5 target scene images, and each of the four models generates 5 predictions. Participants are asked to choose the best model based on identity fidelity, image quality and naturalness of image fusion. As shown in Table 2, our proposed AddMe is preferred by more participants over baseline methods in all four metrics, especially in terms of identity fidelity, where over $80\\%$ of participants perceive our method to have a more similar identity to the reference ID image. This underscores the superiority of our AddMe in terms of identity fidelity and image fusion.", + "bbox": [ + 212, + 505, + 787, + 625 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.4 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 648, + 387, + 662 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We conduct ablation studies to validate the effectiveness of three key techniques of this paper: ID-Adapter, Enhanced Portrait Attention, and Data Augmentation. We use the naive solution mentioned in Section 4.2 as the baseline. We show visual ablation results in Fig. 7, which includes character replacement and generation scenarios. The baseline solution struggles to maintain the identity information of the reference ID image and tends to use the background to complete the editing region. We argue that this is due to cross-attention leakage in multi-person scenes, as depicted in Fig. 3.", + "bbox": [ + 212, + 672, + 787, + 794 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "With our proposed ID-Adapter, the ID prompt can be correctly injected into a local editing region, significantly increasing the likelihood of generating individuals with improved identity fidelity, as also demonstrated in Table 3. However,", + "bbox": [ + 212, + 795, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AddMe: Zero-shot Group-photo Synthesis", + "bbox": [ + 452, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/245ba02a141a7ba90936b62c190a776930a4a24de008fcd8b6937a5245237d94.jpg", + "table_caption": [ + "Table 3: Quantitative ablation studies on different variants of our method. We achieve the best performance by leveraging all these techniques." + ], + "table_footnote": [], + "table_body": "
SettingsLocalGlobal
CLIP-H(%) ↑Face Sim.(%) ↑FID ↓QS ↑IQA(%) ↑
Baseline58.4229.0334.877.0454.01
+ID-Adapter64.8756.7935.456.6852.90
+EPA Module65.3959.7327.1611.1355.67
+Data Augmentation65.5260.1526.1112.0955.81
", + "bbox": [ + 225, + 184, + 771, + 280 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "the ID-Adapter encounters issues of unnatural image fusion. We further address this by introducing the EPA module to make the generated portraits interact more naturally with other characters in the context, leading to improved image quality based on better FID, QS, and CLIP-IQA. Finally, we utilize data augmentation techniques to avoid the copy-and-paste issue in generating portraits.", + "bbox": [ + 212, + 287, + 782, + 364 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/dae4a43552ba038a93a136e9c32c9f812581f36310671e03b1ded79793f1f705.jpg", + "image_caption": [ + "Fig. 8: Limitations of AddMe. Left: When the generated face is small, the fidelity of the identity is affected. Right: We use the prompt: \"A woman with black hair is smiling\", but facial attributes could not be precisely controlled." + ], + "image_footnote": [], + "bbox": [ + 215, + 388, + 785, + 462 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion and Limitation", + "text_level": 1, + "bbox": [ + 215, + 568, + 508, + 584 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we introduce a novel image editing scenario: group photo synthesis, which aims to insert identity-preserved portraits into a desired location in an existing scene image while ensuring control over the generated content. We achieve this goal by two major upgrades to text-to-image diffusion model. First, an ID-Adapter is designed to learn a facial representation, which is decoupled from existing characters in the scene. Second, an enhanced portrait attention is proposed to ensure the generated portrait interacts naturally with others in the existing scene. Our method enables users to precisely control the editing, and achieves an impressive performance on in-the-wild images.", + "bbox": [ + 212, + 599, + 785, + 736 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "While our work shows some promising results, there are still some limitations, as illustrated in Fig. 8. For example, there is a noticeable disparity in the generation where the proportion of the face is relatively small compared to larger ones, which we believe is constrained by the limitations of the VAE. Moreover, facial attributes such as hair color are coupled with the ID token, which may pose challenges for facial attribute editing.", + "bbox": [ + 212, + 737, + 785, + 828 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "D. Yue et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We thank Changyin Zhou and Fei Yu from Vozo.ai for their contributions to the initial proposal and discussions of this project. We regret their names were not included as co-authors and hope this acknowledgment reflects our appreciation.", + "bbox": [ + 215, + 175, + 784, + 220 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 243, + 321, + 258 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Andonian, A., Osmany, S., Cui, A., Park, Y., Jahanian, A., Torralba, A., Bau, D.: Paint by word. arXiv preprint arXiv:2103.10951 (2021)", + "2. Avrahami, O., Fried, O., Lischinski, D.: Blended latent diffusion. 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Yue et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/AddMe_ Zero-shot Group-photo Synthesis by Inserting People into Scenes/8eeee810-e53a-4424-ae47-4b26e121f9af_model.json b/2024/AddMe_ Zero-shot Group-photo Synthesis by Inserting People into Scenes/8eeee810-e53a-4424-ae47-4b26e121f9af_model.json new file mode 100644 index 0000000000000000000000000000000000000000..dcd76c5773b240ffd2c921beffd9934693267646 --- /dev/null +++ b/2024/AddMe_ Zero-shot Group-photo Synthesis by Inserting People into Scenes/8eeee810-e53a-4424-ae47-4b26e121f9af_model.json @@ -0,0 +1,2348 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.246, + 0.141, + 0.758, + 0.187 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis by Inserting People into Scenes" + }, + { + "type": "text", + "bbox": [ + 0.253, + 0.212, + 0.751, + 0.245 + ], + "angle": 0, + "content": "Dongxu Yue\\(^{1,2}\\), Maomao Li\\(^{1}\\), Yunfei Liu\\(^{1}\\), Qin Guo\\(^{2}\\), Ailing Zeng\\(^{1}\\), Tianyu Yang\\(^{1}\\), and Yu Li\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.255, + 0.741, + 0.285 + ], + "angle": 0, + "content": "1International Digital Economy Academy (IDEA), 2Peking University http://addme-awesome.github.io/page/" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.305, + 0.785, + 0.521 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.532, + 0.788, + 0.561 + ], + "angle": 0, + "content": "Fig. 1: We present AddMe, a framework for adding a new portrait to any position in an image using just one reference face and user-provided masks." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.583, + 0.741, + 0.818 + ], + "angle": 0, + "content": "Abstract. While large text-to-image diffusion models have made significant progress in high-quality image generation, challenges persist when users insert their portraits into existing photos, especially group photos. Concretely, existing customization methods struggle to insert facial identities at desired locations in existing images, and it is difficult for existing local image editing methods to deal with facial details. To address these limitations, we propose AddMe, a powerful diffusion-based portrait generator that can insert a given portrait into a desired location in an existing scene image in a zero-shot manner. Specifically, we propose a novel identity adapter to learn a facial representation decoupled from existing characters in the scene. Meanwhile, to ensure that the generated portrait can interact properly with others in the existing scene, we design an enhanced portrait attention module to capture contextual information during the generation process. Our method is compatible with both text and various spatial conditions, enabling precise control over the generated portraits. Extensive experiments demonstrate significant improvements in both performance and efficiency." + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.825, + 0.786, + 0.841 + ], + "angle": 0, + "content": "* This work was done during Dongxu's internship at IDEA. Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.375, + 0.161 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.787, + 0.268 + ], + "angle": 0, + "content": "Can you imagine being able to take photos with your favorite celebrities at film festivals or travel around the world, capturing iconic landmarks? What about unexpectedly missing a gathering with friends but still being able to appear in the group photo? Personalized portrait insertion has a variety of applications, such as virtual group photo capturing, AI portraits, virtual try-on, etc. However, adding customized characters into existing scene images still remains a challenging task." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.268, + 0.787, + 0.508 + ], + "angle": 0, + "content": "Early exploration [9] inserts given persons into existing images by three handcrafted stages: generating a semantic map for the new person, rendering the appearance, and refining the generated face. Nevertheless, it struggles to maintain the identity of the reference image and produce unrealistic results since unstable training of GANs [13]. Thanks to the evolution of generative models, the recent developments in text-to-image (T2I) with diffusion models have made it possible to generate high-quality new content [7, 16, 36, 37, 40, 42, 44]. To insert specified new concepts into a T2I model and enable the model for subject-driven generation, a group of methods [10, 24, 39, 49] tries to add special tokens to T2I model for inserting the given concept. Despite personalized image generation has achieved high-quality results, it requires massive computing resources and time-consuming fine-tuning. More recently, FastComposer [50] and IP-Adapter [55] opt to use an image encoder to encode reference images and align them with text embeddings. Although these diffusion-based customization methods can generate realistic customized portraits, they cannot insert the specified person into the desired location in a given scene, especially in group photos." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.509, + 0.787, + 0.674 + ], + "angle": 0, + "content": "In this work, we investigate the topic of personalized image composition. Specifically, as illustrated in Fig. 1, given a masked target scene image and a reference face, we aim to incorporate this person into the masked area of the existing group photo while robustly controlling the appearance of the generated portrait. To clarify, we frame our problem as personalized conditional inpainting. Similar to this, Paint-by-Example [52] takes a reference image as a template and edits a specific area of the target image. However, it cannot generate consistent content with reference identity. AnyDoor [5] enhances the consistency between the generated region and the reference image through a more dense encoding. However, it struggles to generate a personalized portrait from the reference face. Moreover, both of them do not support text or other control conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.675, + 0.787, + 0.84 + ], + "angle": 0, + "content": "To address the above issues, we propose AddMe, a tuning-free and plug-and-play solution, which can generate high-quality and ID-consistent compositions at desired locations within seconds, while providing controls over the generated portraits. Specifically, we introduce a novel disentangled identity adapter running in parallel with the text condition to preserve facial identity from the reference image. Through our decoupling design, we avoid the blending of extracted identity with other characters in the existing scene image, thus enhancing the fidelity of the facial appearance in the desired location. Besides, we introduce an enhanced portrait attention (EPA) module and train it on multi-person scene data to capture reasonable person interactions. We then connect EPA through residual connections to make ID-Adapter perceive both global semantics and human" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "interactions, thereby forming a plug-and-play human essence module (HEM). Additionally, we apply identity-centric data pre-processing and augmentation techniques for the efficiency of self-supervised training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.283 + ], + "angle": 0, + "content": "Equipped with these techniques, as shown in Fig. 1, AddMe demonstrates extraordinary customization capabilities with just one reference image and achieves state-of-the-art results, showing a significant quality advantage over prior works in a similar setting. Note that AddMe not only performs single-person completion but also extends to multi-subject compositions easily (see the last column of Fig. 1). In summary, our contributions are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.291, + 0.784, + 0.335 + ], + "angle": 0, + "content": "- We introduce a new image editing scenario, i.e., group-photo synthesis by inserting personalized portraits into existing scenes, which requires controls over the generated content through both text and spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.337, + 0.784, + 0.38 + ], + "angle": 0, + "content": "- We propose AddMe, an innovative plug-and-play ID-preserving inpainting method, which deals with group-photo synthesis by a disentangled identity adapter and enhanced portrait attention." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.382, + 0.784, + 0.426 + ], + "angle": 0, + "content": "- We construct a large-scale human face dataset with instance-level annotations comprising 1.6 million data pairs, and a new evaluation benchmark for measuring the performance of ID-preserved personalized local image editing." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.428, + 0.784, + 0.47 + ], + "angle": 0, + "content": "- Extensive experiments demonstrate the excellent performance and efficiency of AddMe, which outperforms existing methods consistently. AddMe can also serve as a general model that can be controlled by ControlNet." + }, + { + "type": "list", + "bbox": [ + 0.215, + 0.291, + 0.784, + 0.47 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.493, + 0.388, + 0.509 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.785, + 0.658 + ], + "angle": 0, + "content": "Text-to-image Diffusion Models. In recent years, text-to-image (T2I) generation has gained more and more attention in computer vision community. Denoising Diffusion Probabilistic Model (DDPM) [17] and its variant Denoising Diffusion Implicit Model (DDIM) [43] are widely used for T2I generation. Based on CLIP [35] text embedding, DALL-E [36, 36] and CogView [8] operate diffusion process on pixel space and train an image generative pre-training transformer to perform T2I. Then, Stable Diffusion [37] proposes to train diffusion models on the latent space of powerful pretrained autoencoders, leading to lower computational complexity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.786, + 0.811 + ], + "angle": 0, + "content": "Customized Image Generation. Customized image generation inserts the new personalized subject into the base T2I model and make the model generate content containing the new concept. DreamBooth [39] and Textual Inversion [11] achieve this by fine-tuning the parameters of the T2I models. Then, FastComposer [50] performs multi-subject customization without fine-tuning, which uses subject embeddings extracted by an image encoder to augment the generic text conditioning. Besides, IP-adapter [55] achieves image prompt capability for the pretrained T2I models by separating cross-attention layers for text features and image features. Further, Face0 [46] and PhotoMaker [29] adopt a similar approach, but enhance performance through different face embedding techniques." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.811, + 0.786, + 0.84 + ], + "angle": 0, + "content": "Local Image Editing. Existing local image editing methods can be classified into two categories: text-driven and exemplar-based. [1,33] combine Style-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.375 + ], + "angle": 0, + "content": "GAN [21] with CLIP and edit the latent code or the feature map based on the input mask. Recently, diffusion based text-driven inpainting [2,3,28,32,34,37,51,56] has gained widespread attention. Exemplar-based local image editing is a relatively new topic, some works [9, 23, 26, 27, 30, 45, 58] aim to restore the coarse appearance of the reference image into the scene image without focusing on its identity. Paint-by-Example [52] makes the first attempt by replacing the text condition of the T2I diffusion model with an image condition. AnyDoor [5] employs a detail extractor designed to maintain texture details yet allow versatile local variations. A concurrent work, Unipaint [53] enables the T2I diffusion model to be conditioned on both reference images and text through minutes of test-time fine-tuning. However, these methods struggle to generate customized images while accurately preserving the intricate identity details of human subjects. Different from these methods, our AddMe requires no fine-tuning during inference, and seamlessly injects ID-preserved portrait in existing target scene images while robustly controlling the appearance of the generated portrait." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.403, + 0.369, + 0.421 + ], + "angle": 0, + "content": "3 Preliminary" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.44, + 0.789, + 0.608 + ], + "angle": 0, + "content": "Stable Diffusion. We build our method on top of Stable Diffusion [37], which is a latent diffusion model that integrates diffusion processes in the low-dimensional latent space of a variational autoencoder(VAE) [22]. The denoising network of Stable Diffusion adopts a U-Net [38] architecture, consisting of 16 main blocks that include residual convolutional layers, as well as self-attention and cross-attention modules [47]. Formally, for an input image \\( x_0 \\in \\mathbb{R}^{H \\times W \\times 3} \\), the VAE encoder transforms it into a latent representation \\( z_0 \\in \\mathbb{R}^{h \\times w \\times c} \\), and the diffusion process then operates in the latent space. The U-Net denoiser is used to predict noise \\( \\hat{\\epsilon}_t = \\epsilon_\\theta (z_t; t, C) \\) from the noisy latent \\( z_t \\) at time step \\( t \\), given text condition \\( C \\), where \\( z_t = \\alpha_t z_0 + \\sigma_t \\epsilon \\) and \\( \\alpha_t, \\sigma_t \\) are predefined functions of \\( t \\) that determine the diffusion process. The training objective is then defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.325, + 0.621, + 0.785, + 0.646 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {s d} (\\theta) = \\mathbb {E} _ {t \\sim \\mathcal {U} (1, T), \\epsilon_ {t} \\sim \\mathcal {N} (0, I)} \\left[ \\| \\epsilon_ {t} - \\epsilon_ {\\theta} (z _ {t}, t, C) \\| ^ {2} \\right]. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.751 + ], + "angle": 0, + "content": "Attention in Stable Diffusion. The U-Net denoiser includes two types of attention mechanisms: self-attention and cross-attention. Self-attention can control layout and texture details when generating images [53]. Meanwhile, the scores in cross-attention maps represent the amount of information from the text token to a latent pixel. Formally, for a given query feature \\( Z \\) and the text feature \\( c_{t} \\) encoded by CLIP [35], the cross-attention mechanism can be expressed as:" + }, + { + "type": "equation", + "bbox": [ + 0.318, + 0.764, + 0.785, + 0.798 + ], + "angle": 0, + "content": "\\[\nZ _ {t e x t} = \\operatorname {A t t e n t i o n} (Q, K, V) = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d}}\\right) \\cdot V, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "where \\( Q = ZW_{q} \\), \\( K = c_{t}W_{k} \\) and \\( V = c_{t}W_{v} \\) are the query, key and values, \\( d \\) is the dimension of embedding and \\( W_{q}, W_{k}, W_{v} \\) are the weight matrices." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.147, + 0.573, + 0.355 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.578, + 0.149, + 0.785, + 0.348 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.367, + 0.788, + 0.452 + ], + "angle": 0, + "content": "Fig. 2: Framework of the proposed AddMe. Based on the latent diffusion model, AddMe consists of a condition branch and a denoising U-Net. We design a disentangled Identity-Adapter to modulate the face embedding extracted from the reference ID image \\( I_{ref} \\). Moreover, we propose an Enhanced Portrait Attention (EPA) module to capture reasonable person interaction. We then connect the ID-Adapter and EPA through residual connections to form a plug-and-play Human Essence Module (HEM)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.479, + 0.33, + 0.495 + ], + "angle": 0, + "content": "4 Method" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.511, + 0.655, + 0.527 + ], + "angle": 0, + "content": "4.1 Problem Formulation of Group-photo Synthesis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.536, + 0.788, + 0.626 + ], + "angle": 0, + "content": "Given the reference ID image \\( I_{ref} \\), the target scene image \\( I_{target} \\), the position mask \\( M \\), and the text description \\( T \\), our goal is: (i) generating a portrait in the \\( M \\) region of \\( I_{target} \\) that is consistent with the identity of \\( I_{ref} \\) and the text prompt \\( T \\); (ii) making the generated character have the proper and natural body interactions with characters and contextual information in \\( I_{target} \\odot \\overline{M} \\), where \\( \\overline{M} = 1 - M \\) and \\( 1 \\) is the all-ones matrix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.788, + 0.718 + ], + "angle": 0, + "content": "The rest of this section is organized as follows. In Section 4.2, we first introduce the model design of the proposed group-photo synthesizer AddMe. Then, we provide a detailed explanation of our training strategy and data augmentation techniques in Section 4.3. Finally, we present our collected multi-modal instance-level human face dataset for our task in Section 4.4, which we believe would be a new benchmark for the community." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.74, + 0.386, + 0.756 + ], + "angle": 0, + "content": "4.2 Model Designs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.843 + ], + "angle": 0, + "content": "The pipeline of our proposed group-photo synthesizer AddMe is demonstrated in Fig. 2. It comprises two key components: (1) a lightweight disentangled identity adapter, which is used to modulate the reference face of \\( I_{ref} \\) and map it to an identity-consistent character portrait, and (2) an enhanced portrait attention (EPA) module that ensures the generated character portraits to have proper" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.361, + 0.128 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.146, + 0.785, + 0.282 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.292, + 0.79, + 0.337 + ], + "angle": 0, + "content": "Fig. 3: Illustration of the identity leakage issue of the naive solution. We show the average cross-attention maps of ID tokens at the left-top corner. We also demonstrate our disentangled ID-Adapter makes the model focus on the editing region." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.363, + 0.784, + 0.424 + ], + "angle": 0, + "content": "poses and clothing that harmonize with other characters in the context while seamlessly integrating the foreground and background. We then connect them through residual connections to form a plug-and-play human essence (HEM) module for T2I diffusion inpainting models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.424, + 0.785, + 0.515 + ], + "angle": 0, + "content": "A Naïve Solution. A naive solution is to directly integrate a customization module (e.g., IP-Adapter [55]) into the pretrained text-guided image inpainting pipeline. Here, IP-Adapter introduces a new cross-attention dealing with \"image prompt\". Specifically, given the query \\( Q \\) in the cross-attention of the diffusion model and encoded reference ID image features \\( c_{i} \\), additional cross-attention outputs are obtained through the newly introduced \\( W_{k}^{ip} \\) and \\( W_{v}^{ip} \\) as" + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.522, + 0.785, + 0.543 + ], + "angle": 0, + "content": "\\[\nZ _ {i p} = \\operatorname {A t t e n t i o n} \\left(Q, K ^ {i p}, V ^ {i p}\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.551, + 0.784, + 0.613 + ], + "angle": 0, + "content": "where \\( K^{ip} = c_iW_k^{ip} \\), \\( V^{ip} = c_iW_v^{ip} \\) are key and values for image cross-attention. Note that only \\( W_{k}^{ip} \\) and \\( W_{v}^{ip} \\) are trainable parameters, while the rest parameters are shared with the text cross-attention. \\( Z_{ip} \\) then add to \\( Z_{text} \\) to obtain the final output of cross-attention layer." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.785, + 0.705 + ], + "angle": 0, + "content": "As illustrated in the fourth column of Fig. 3, although such a naive approach can roughly perform single-person replacement within the target scene image \\( I_{target} \\), the newly introduced image attention would leak into other facial regions when there are multiple characters in \\( I_{target} \\). That is, when generating a portrait, the model tends to complete the specified region with a contextual background rather than referring to the reference ID image \\( I_{ref} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.785, + 0.795 + ], + "angle": 0, + "content": "We argue that the identity leakage issue when multiple individuals are involved in customized image completion can be attributed to two reasons. (i) The newly introduced cross-attention is coupled with text cross-attention designed for controlling global semantics. (ii) The pre-trained text-guided image inpainting model lacks prior knowledge to generate full or half-body character portraits when a reference ID image are given." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Disentangled Identity Adapter. To address the identity leakage issue, we introduce an ID-Adapter with disentangled multi-modal cross-attention. Specifically, we utilize a pre-trained CLIP [35] image encoder to encode the reference" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "ID image \\( I_{ref} \\) into 257 ID tokens to obtain a dense representation of identity. To seek an alignment in the representation space, we add several linear layers to encode the ID token as face embedding \\( c_i \\), which is later used for decoupled cross-attention. The operation in our cross-attention can be defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.267, + 0.219, + 0.786, + 0.242 + ], + "angle": 0, + "content": "\\[\n\\left\\{ \\begin{array}{l} Q ^ {i d} = W _ {q} ^ {i d} \\cdot Z; K ^ {i d} = W _ {k} ^ {i d} \\cdot c _ {i}; V ^ {i d} = W _ {v} ^ {i d} \\cdot c _ {i}, \\\\ Z _ {-} = \\text {A t t e r t i o n} (Q, K, V) W _ {-} + \\text {A t t e r t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {i d} \\end{array} \\right. \\tag {4}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.267, + 0.232, + 0.735, + 0.252 + ], + "angle": 0, + "content": "\\[\n\\left\\{ \\begin{array}{l} Z _ {\\text {o u t}} = \\text {A t t e n t i o n} (Q, K, V) W _ {O} + \\text {A t t e n t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {O} ^ {i d}. \\end{array} \\right.\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.261, + 0.784, + 0.323 + ], + "angle": 0, + "content": "This approach allows the model to effectively control the generated content by treating \\( I_{ref} \\) as the ID prompt alongside the text prompt. Note that we freeze the original U-Net denoiser in Stable Diffusion, and only the linear layers, \\( W_{q}^{id} \\), \\( W_{k}^{id} \\), \\( W_{v}^{id} \\), and \\( W_{O}^{id} \\) are trainable in our disentangled identity adapter." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.324, + 0.785, + 0.474 + ], + "angle": 0, + "content": "Enhanced Portrait Attention (EPA). Although the identity adapter can inject the identity of the reference ID image \\( I_{ref} \\) into specified locations accurately, the model still lacks an understanding of interaction with other characters in \\( I_{target} \\odot \\bar{M} \\), such as pose, clothing and scale. It would lead to an unnatural fusion of the generated portrait with existing characters. We argue that this drawback stems from the inherent training mechanisms and properties of the pre-trained Stable Diffusion. Specifically, given a reference ID image \\( I_{ref} \\) as an ID prompt, the model tends to learn a trivial mapping function to only reconstruct the face in \\( I_{ref} \\). That is, instead of understanding the interactions between characters, the model tends to focus on the identity of \\( I_{ref} \\) merely." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.475, + 0.788, + 0.567 + ], + "angle": 0, + "content": "To deal with this challenge, we introduce an enhanced portrait attention module to encourage the model to understand contextual information. Specifically, as illustrated in the Fig. 2, we opt to separately train a vanilla transformer as our portrait modeling module in each main block of the U-Net denoiser. The transformer consists of one or more portrait attention blocks. Given the spatial feature map \\( Z \\), portrait attention block is formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.399, + 0.577, + 0.786, + 0.594 + ], + "angle": 0, + "content": "\\[\nZ _ {h} = \\operatorname {A t t e n t i o n} \\left(Q ^ {h}, K ^ {h}, V ^ {h}\\right), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.603, + 0.788, + 0.663 + ], + "angle": 0, + "content": "where \\( Q^{h} = W_{q}^{h}\\cdot Z \\), \\( K^{h} = W_{k}^{h}\\cdot Z \\), \\( V^{h} = W_{v}^{h}\\cdot Z \\). The output of our enhanced portrait attention module will then be added to the output of the existing self-attention layer as the query feature for our proposed disentangled identity cross-attention in Eq. 4:" + }, + { + "type": "equation", + "bbox": [ + 0.423, + 0.664, + 0.786, + 0.682 + ], + "angle": 0, + "content": "\\[\nQ ^ {i d} = W _ {q} ^ {i d} \\cdot \\left(Z + Z _ {h}\\right). \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.687, + 0.788, + 0.749 + ], + "angle": 0, + "content": "Note that the cross-attention query feature for text remains unchanged. Inspired by ControlNet [57], to introduce our EPA module during training without harmful effects, we zero-initialize the output projection layer of the proposed module to enable the newly added modules gradually." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.77, + 0.452, + 0.785 + ], + "angle": 0, + "content": "4.3 Training and Inference" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Self-supervised Training. Recall the problem formulation in Section 4.1, it is difficult to collect annotated paired data for a reference ID and a target image with mask location. Therefore, we turn to self-supervised training. Specifically," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.361, + 0.128 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.788, + 0.196 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.278, + 0.206, + 0.725, + 0.221 + ], + "angle": 0, + "content": "Fig. 4: Example illustration of the proposed AddMe-1.6M dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.252, + 0.789, + 0.359 + ], + "angle": 0, + "content": "given an image \\( I_{target} \\), its corresponding text description \\( T \\), and bounding boxes \\( M \\) for each human in the image, we use the cropped face within \\( M \\) as the reference ID image \\( I_{ref} \\) for each character, with the bounding box serving as the location mask. Naturally, the training objective is the original image, and our training data consists of \\( \\{(I_{ref}, \\overline{M} \\odot I_{target}, M), T, I_{target}\\} \\). During the training process, the denoiser takes both text \\( T \\) and the reference ID image \\( I_{ref} \\) as conditions. Therefore, our training objective can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.242, + 0.369, + 0.788, + 0.398 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} (\\theta) = \\mathbb {E} _ {t \\sim \\mathcal {U} (1, T), \\epsilon_ {t} \\sim \\mathcal {N} (0, I)} \\left[ \\left\\| \\epsilon_ {t} - \\epsilon_ {\\theta} \\left(z _ {t}, \\overline {{M}} \\odot I _ {t a r g e t}, M, t, T, I _ {r e f}\\right) \\right\\| ^ {2} \\right]. \\qquad (7)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.407, + 0.787, + 0.437 + ], + "angle": 0, + "content": "It is worth noting that we also randomly drop image and text conditions in this stage to enable classifier-free guidance [18] during inference." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.438, + 0.789, + 0.681 + ], + "angle": 0, + "content": "Data Augmentations. During self-supervised training, our reference ID image \\( I_{ref} \\) is derived from the target scene image \\( I_{target} \\), implying a risk of the model learning a simple mapping function: \\( \\overline{M} \\odot I_{target} + I_{ref} + b = I_{target} \\), where \\( b \\) represents the areas filled in \\( M \\) except for \\( I_{ref} \\). Therefore, we apply several data augmentation techniques to \\( I_{ref} \\) (including flip, rotation, brightness, contrast, and blur) to enhance the generalization capability of the model, especially in generalizing the reference ID image to an appropriate scale. Further, we generate masks of arbitrary shapes based on the bounding box of the character to achieve fine-grained control over the generated portrait such as height and body shape. Next, constrained by the resolution in the training strategy of Stable Diffusion, we crop the images in the training data. Conventional cropping methods may risk damaging the region corresponding to \\( I_{ref} \\), which is harmful to the model as it learns incorrect identity correspondences. To deal with it, we design a new cropping method based on the geometric center of \\( I_{ref} \\) in \\( I_{target} \\), then we expand the cropping area to ensure that \\( I_{ref} \\) and the characters in \\( I_{target} \\) is preserved during training. More details are in Appendix A." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.705, + 0.666, + 0.721 + ], + "angle": 0, + "content": "4.4 Dataset with Instance Annotation: AddMe-1.6M" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Existing multimodal human face datasets can roughly ensure the presence of faces in the images rather than detailed human positions and facial locations for each person. Driven by the proposed customized editing task, we create a large-scale high-quality multimodal human face dataset with instance-level annotations, which can be used for various customized portrait generation tasks, as shown in Figure 4. Our raw data is filtered from COYO-700M [4] and LAION-2B [41] based on resolution and aesthetic score to ensure the image quality." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.329 + ], + "angle": 0, + "content": "Subsequently, our process unfolds in three stages. First, we use YOLOv7-Face 1 to detect all faces in each image and count the number of faces. After filtering out data without faces, we generated position and confidence labels for each face in the image, obtaining the cropped face images. Second, we then use YOLOX [12] to generate bounding boxes corresponding to each character and match each bounding box to a face. Last, we employ BLIP-2 [25] to generate text descriptions for each character within the bounding box. This leads to a total number of 2.3M face-position-text pairs, included in 1.6M scene images, which comprise 1M single-person and 600K multi-person scene images. Equipped with instance-level annotations for high-quality facial images, we are able to achieve high-quality customized character generation with fine-grained control. More details of the dataset are shown in the Appendix D." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.352, + 0.377, + 0.37 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.384, + 0.429, + 0.399 + ], + "angle": 0, + "content": "5.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.409, + 0.788, + 0.56 + ], + "angle": 0, + "content": "Data and Benchmark. We utilize the collected AddMe-1.6M to train our model, where 10,000 images are left for validation and testing. To the best of our knowledge, there is no prior work targeting the composition of character images based on a reference face. Therefore, we constructed a test benchmark for quantitative analysis. To be specific, we manually selected 500 target scene images from the test set, each with a resolution of \\(512 \\times 512\\) and containing only one position mask. For diversity considerations, we select 20 reference ID images from the FFHQ [20], CelebA-HQ [19], and our AddMe-1.6M. Consequently, we generated 10,000 images for the combination of characters and scenes. We will make this benchmark publicly available to encourage further engagement." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.561, + 0.788, + 0.635 + ], + "angle": 0, + "content": "Training Strategy. We adopt a two-stage training. For the first stage, the total trainable parameters included a linear mapping network and our ID-Adapter. Here, we train our ID-Adapter with a mixed dataset of both single-person and multi-person data. In the second stage, we train the enhanced portrait attention module exclusively with multi-person scene data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.635, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Evaluation Metrics. For our newly proposed task, based on CLIP-IQA [48], we constructed a new evaluation metric named CLIP-H by setting prompt pairs: \"with person\" and \"without person\", to assess the likelihood of generating portraits within the location mask. We use Arcface [6] to calculate face similarity, where a higher score indicates higher identity similarity. Furthermore, to measure the distribution difference between generated and real images, we calculate the FID [15] between the generated 10,000 images and the test set images. Besides, we calculate QS [14] and CLIP-IQA (quality, natural) to assess the overall aesthetic quality of the edited images. For efficiency evaluation, we consider the total editing time, including fine-tuning and inference, as well as peak memory usage throughout the entire process. We provide detailed descriptions for each metric in the Appendix B." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.541, + 0.841 + ], + "angle": 0, + "content": "\\(^{1}\\) https://github.com/derronqi/yolov7-face" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.359, + 0.127 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.144, + 0.785, + 0.413 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.424, + 0.788, + 0.455 + ], + "angle": 0, + "content": "Fig. 5: Various applications of AddMe. Our method supports different types of location mask, text prompt control, and spatial control." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.482, + 0.422, + 0.497 + ], + "angle": 0, + "content": "5.2 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.785, + 0.538 + ], + "angle": 0, + "content": "We present qualitative results in various settings to demonstrate the robustness, mask controllability, text prompt editability, and compatibility of our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.787, + 0.704 + ], + "angle": 0, + "content": "Reference ID Image Only. In the most common application scenario, where only a reference ID image is provided along with a location specified by a bounding box mask and the text prompt is set to be empty. During the generation process, the model guides the creation of a new portrait by leveraging the identity information from the reference ID image and the context information perceived by the enhanced portrait attention module from other characters in the scene (e.g., height, body shape, pose, and clothing). As shown in the first row of Fig. 5, our model demonstrates robustness in maintaining the identity, expression, skin tone, and age of the reference ID image. Additionally, our model can generate portraits with proper scales and seamlessly integrated backgrounds based on the contextual information from the target image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.787, + 0.795 + ], + "angle": 0, + "content": "Reference ID Image + Mask Shape Control. Our method is compatible with masks of arbitrary shapes and can then enable fine-grained control over the height, body shape, and relative position of characters in the generated region based on the shape of the mask. As shown in the second row of Fig. 5, using a more detailed mask makes the generated individual appear thinner and shorter than the girl on the left." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Reference ID Image + Text Prompt. Although our model can generate a natural appearance with the target scene image through the EPA module even without a text prompt, we can achieve more precise control over the generated" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.146, + 0.787, + 0.362 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.372, + 0.788, + 0.415 + ], + "angle": 0, + "content": "Fig. 6: Comparison with text-driven and exemplar-based methods on single portrait insertion. For text-driven methods, we use the name of the reference character in the prompt (such as Joe Biden). We also show setting comparison at the bottom." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.784, + 0.505 + ], + "angle": 0, + "content": "portraits through text. In this setting, our model can effectively alter appearances while ensuring identity consistency. Besides, it is compatible with mask shape control without any degradation in identity preservation, or image quality, as shown in the row 3-4 of Fig. 5." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.785, + 0.551 + ], + "angle": 0, + "content": "Reference ID Image + Spatial Control. Integrating our method with pretrained tools such as ControlNet [57] and T2I-Adapter [31] achieves more precise control. The last row of Fig. 5 demonstrates control via human pose [54]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.573, + 0.371, + 0.589 + ], + "angle": 0, + "content": "5.3 Comparisons" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.787, + 0.81 + ], + "angle": 0, + "content": "Baseline Models. To the best of our knowledge, there is no prior work on multimodal personalized character image editing based on both a reference ID image and text. We selected two relevant categories of methods as baselines for our approach, namely exemplar-based and text-driven local image editing, and we demonstrate the difference between our method and the baselines at the bottom of Fig. 6. We make comparisons with the state-of-the-art (SOTA) exemplar-based image editing methods including PbE [52], AnyDoor [5], and Unipaint [53]. PbE replaces the text encoder of SD with an image encoder and realize image editing conditioned on images through fine-tuning. AnyDoor transfers the reference image into the target image through a more dense representation, representing generative image composition methods. Unipaint attempts to capture contextual information through test-time fine-tuning, aiming to generalize the model to support for multi-conditions. Wish You Were Here [9] and Putting People in Their Place [23] lack available implementations, precluding direct comparison." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.811, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Qualitative Comparisons. In columns 4-6 of Fig. 6, we present visual comparisons with the previous exemplar-based methods. The results show that these" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.359, + 0.127 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.189 + ], + "angle": 0, + "content": "Table 1: Quantitative comparisons between our method and baseline approaches. We evaluate the edited region using CLIP-H and Face Sim, while FID, QS, and CLIP-IQA (referred to as IQA) are used to assess the overall image quality after editing." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.2, + 0.782, + 0.294 + ], + "angle": 0, + "content": "
ModelsLocalGlobalEfficiency
CLIP-H(%)↑Face Sim.(%)↑FID ↓QS↑IQA(%)↑Time↓Memory↓
PbE [52]61.8215.1628.7314.8353.282.94s10.6GB
AnyDoor [5]64.8314.2150.627.4554.006.55s19.2GB
UniPaint [53]57.3537.5341.424.1652.7164.93s36.7GB
AddMe(Ours)65.5260.1526.1112.0955.812.44s6.51GB
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.325, + 0.784, + 0.43 + ], + "angle": 0, + "content": "methods can only maintain semantic consistency at the category level, generating an individual with a similar appearance in the edited region. PbE achieves competitive image fusion through CLIP-compressed representations but loses identity information and generates incorrect skin color. AnyDoor tends to copy and paste the reference image into the editing region, failing to extend the reference face to a portrait. Unipaint has noticeable boundary artifacts in the editing region, which may be caused by the flow control in self-attention." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.431, + 0.788, + 0.643 + ], + "angle": 0, + "content": "We also make a comparison with text-driven local image editing methods, where they can only control the semantic content of the region through textual prompts. Due to different task settings, we use a text prompt similar to the reference ID image here as input to make a comparison. As shown in column 2-3 of Fig. 6, Blended Latent Diffusion (BLD) [2] utilizes CLIP to provide gradients to guide the diffusion sampling process. The results show that BLD exhibits noticeable artifacts in generating photorealistic human images, which may be due to information bottlenecks caused by the gradient-guided strategy. When compared to Stable Diffusion, we used its inpainting version. As illustrated in Fig. 6, column 3, SD can generate more realistic results, but it is limited for text that is not informative to express complex scenes or concepts. In contrast, our method achieves photorealistic results, generating portraits in the desired location that interact naturally with the context while ensuring identity similarity to the reference ID image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.788, + 0.809 + ], + "angle": 0, + "content": "Quantitative Comparisons. As shown in Table 1, our method achieves state-of-the-art results in terms of CLIP-H and Face Similarity, demonstrating that our approach is able to generate portraits in the desired location and best preserves the identity information of the reference ID image. Notably, our method shows improved performance over baseline models in FID and CLIP-IQA, demonstrating the superiority of our method in the overall quality and harmony of the image. It is noteworthy that our method exhibits significant performance improvements compared to the baseline while maintaining the highest efficiency, indicating better device compatibility. Given that our baseline method cannot support both images and text as input, we place the quantitative comparison of text alignment in the Appendix C." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.787, + 0.841 + ], + "angle": 0, + "content": "User Study. We conducted a user study to compare with PbE, AnyDoor, Unipaint. We have 30 participants with diverse backgrounds to rate 20 sets of images." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.145, + 0.784, + 0.329 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.339, + 0.785, + 0.381 + ], + "angle": 0, + "content": "Fig. 7: Visual ablation studies of individual components in our method. From left to right, we progressively make the generation of the portrait more reasonable, while improving facial similarity and image fidelity." + }, + { + "type": "table_caption", + "bbox": [ + 0.222, + 0.396, + 0.779, + 0.41 + ], + "angle": 0, + "content": "Table 2: User study on the comparison between our AddMe and baseline methods." + }, + { + "type": "table", + "bbox": [ + 0.229, + 0.422, + 0.769, + 0.489 + ], + "angle": 0, + "content": "
SettingsPbE [52]AnyDoor [5]Unipaint [53]AddMe (Ours)
Face Sim.5.95%4.77%5.95%83.33%
Quality1.20%13.10%3.55%82.15%
Natural9.55%2.40%7.10%80.95%
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.788, + 0.626 + ], + "angle": 0, + "content": "For each set, we provided a reference ID image and 5 target scene images, and each of the four models generates 5 predictions. Participants are asked to choose the best model based on identity fidelity, image quality and naturalness of image fusion. As shown in Table 2, our proposed AddMe is preferred by more participants over baseline methods in all four metrics, especially in terms of identity fidelity, where over \\(80\\%\\) of participants perceive our method to have a more similar identity to the reference ID image. This underscores the superiority of our AddMe in terms of identity fidelity and image fusion." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.649, + 0.388, + 0.664 + ], + "angle": 0, + "content": "5.4 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.795 + ], + "angle": 0, + "content": "We conduct ablation studies to validate the effectiveness of three key techniques of this paper: ID-Adapter, Enhanced Portrait Attention, and Data Augmentation. We use the naive solution mentioned in Section 4.2 as the baseline. We show visual ablation results in Fig. 7, which includes character replacement and generation scenarios. The baseline solution struggles to maintain the identity information of the reference ID image and tends to use the background to complete the editing region. We argue that this is due to cross-attention leakage in multi-person scenes, as depicted in Fig. 3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.84 + ], + "angle": 0, + "content": "With our proposed ID-Adapter, the ID prompt can be correctly injected into a local editing region, significantly increasing the likelihood of generating individuals with improved identity fidelity, as also demonstrated in Table 3. However," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.359, + 0.127 + ], + "angle": 0, + "content": "D. Yue et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.787, + 0.174 + ], + "angle": 0, + "content": "Table 3: Quantitative ablation studies on different variants of our method. We achieve the best performance by leveraging all these techniques." + }, + { + "type": "table", + "bbox": [ + 0.227, + 0.185, + 0.772, + 0.281 + ], + "angle": 0, + "content": "
SettingsLocalGlobal
CLIP-H(%) ↑Face Sim.(%) ↑FID ↓QS ↑IQA(%) ↑
Baseline58.4229.0334.877.0454.01
+ID-Adapter64.8756.7935.456.6852.90
+EPA Module65.3959.7327.1611.1355.67
+Data Augmentation65.5260.1526.1112.0955.81
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.289, + 0.784, + 0.366 + ], + "angle": 0, + "content": "the ID-Adapter encounters issues of unnatural image fusion. We further address this by introducing the EPA module to make the generated portraits interact more naturally with other characters in the context, leading to improved image quality based on better FID, QS, and CLIP-IQA. Finally, we utilize data augmentation techniques to avoid the copy-and-paste issue in generating portraits." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.39, + 0.787, + 0.463 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.473, + 0.784, + 0.515 + ], + "angle": 0, + "content": "Fig. 8: Limitations of AddMe. Left: When the generated face is small, the fidelity of the identity is affected. Right: We use the prompt: \"A woman with black hair is smiling\", but facial attributes could not be precisely controlled." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.569, + 0.509, + 0.585 + ], + "angle": 0, + "content": "6 Conclusion and Limitation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.601, + 0.787, + 0.737 + ], + "angle": 0, + "content": "In this paper, we introduce a novel image editing scenario: group photo synthesis, which aims to insert identity-preserved portraits into a desired location in an existing scene image while ensuring control over the generated content. We achieve this goal by two major upgrades to text-to-image diffusion model. First, an ID-Adapter is designed to learn a facial representation, which is decoupled from existing characters in the scene. Second, an enhanced portrait attention is proposed to ensure the generated portrait interacts naturally with others in the existing scene. Our method enables users to precisely control the editing, and achieves an impressive performance on in-the-wild images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.738, + 0.787, + 0.829 + ], + "angle": 0, + "content": "While our work shows some promising results, there are still some limitations, as illustrated in Fig. 8. For example, there is a noticeable disparity in the generation where the proportion of the face is relatively small compared to larger ones, which we believe is constrained by the limitations of the VAE. Moreover, facial attributes such as hair color are coupled with the ID token, which may pose challenges for facial attribute editing." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.453, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AddMe: Zero-shot Group-photo Synthesis" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.176, + 0.785, + 0.222 + ], + "angle": 0, + "content": "We thank Changyin Zhou and Fei Yu from Vozo.ai for their contributions to the initial proposal and discussions of this project. We regret their names were not included as co-authors and hope this acknowledgment reflects our appreciation." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.244, + 0.323, + 0.26 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.274, + 0.785, + 0.302 + ], + "angle": 0, + "content": "1. Andonian, A., Osmany, S., Cui, A., Park, Y., Jahanian, A., Torralba, A., Bau, D.: Paint by word. arXiv preprint arXiv:2103.10951 (2021)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.304, + 0.785, + 0.33 + ], + "angle": 0, + "content": "2. Avrahami, O., Fried, O., Lischinski, D.: Blended latent diffusion. ACM Transactions on Graphics (TOG) 42(4), 1-11 (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.332, + 0.785, + 0.371 + ], + "angle": 0, + "content": "3. Avrahami, O., Lischinski, D., Fried, O.: Blended diffusion for text-driven editing of natural images. 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While large text-to-image diffusion models have made significant progress in high-quality image generation, challenges persist when users insert their portraits into existing photos, especially group photos. Concretely, existing customization methods struggle to insert facial identities at desired locations in existing images, and it is difficult for existing local image editing methods to deal with facial details. To address these limitations, we propose AddMe, a powerful diffusion-based portrait generator that can insert a given portrait into a desired location in an existing scene image in a zero-shot manner. Specifically, we propose a novel identity adapter to learn a facial representation decoupled from existing characters in the scene. Meanwhile, to ensure that the generated portrait can interact properly with others in the existing scene, we design an enhanced portrait attention module to capture contextual information during the generation process. Our method is compatible with both text and various spatial conditions, enabling precise control over the generated portraits. Extensive experiments demonstrate significant improvements in both performance and efficiency. + +# 1 Introduction + +Can you imagine being able to take photos with your favorite celebrities at film festivals or travel around the world, capturing iconic landmarks? What about unexpectedly missing a gathering with friends but still being able to appear in the group photo? Personalized portrait insertion has a variety of applications, such as virtual group photo capturing, AI portraits, virtual try-on, etc. However, adding customized characters into existing scene images still remains a challenging task. + +Early exploration [9] inserts given persons into existing images by three handcrafted stages: generating a semantic map for the new person, rendering the appearance, and refining the generated face. Nevertheless, it struggles to maintain the identity of the reference image and produce unrealistic results since unstable training of GANs [13]. Thanks to the evolution of generative models, the recent developments in text-to-image (T2I) with diffusion models have made it possible to generate high-quality new content [7, 16, 36, 37, 40, 42, 44]. To insert specified new concepts into a T2I model and enable the model for subject-driven generation, a group of methods [10, 24, 39, 49] tries to add special tokens to T2I model for inserting the given concept. Despite personalized image generation has achieved high-quality results, it requires massive computing resources and time-consuming fine-tuning. More recently, FastComposer [50] and IP-Adapter [55] opt to use an image encoder to encode reference images and align them with text embeddings. Although these diffusion-based customization methods can generate realistic customized portraits, they cannot insert the specified person into the desired location in a given scene, especially in group photos. + +In this work, we investigate the topic of personalized image composition. Specifically, as illustrated in Fig. 1, given a masked target scene image and a reference face, we aim to incorporate this person into the masked area of the existing group photo while robustly controlling the appearance of the generated portrait. To clarify, we frame our problem as personalized conditional inpainting. Similar to this, Paint-by-Example [52] takes a reference image as a template and edits a specific area of the target image. However, it cannot generate consistent content with reference identity. AnyDoor [5] enhances the consistency between the generated region and the reference image through a more dense encoding. However, it struggles to generate a personalized portrait from the reference face. Moreover, both of them do not support text or other control conditions. + +To address the above issues, we propose AddMe, a tuning-free and plug-and-play solution, which can generate high-quality and ID-consistent compositions at desired locations within seconds, while providing controls over the generated portraits. Specifically, we introduce a novel disentangled identity adapter running in parallel with the text condition to preserve facial identity from the reference image. Through our decoupling design, we avoid the blending of extracted identity with other characters in the existing scene image, thus enhancing the fidelity of the facial appearance in the desired location. Besides, we introduce an enhanced portrait attention (EPA) module and train it on multi-person scene data to capture reasonable person interactions. We then connect EPA through residual connections to make ID-Adapter perceive both global semantics and human + +interactions, thereby forming a plug-and-play human essence module (HEM). Additionally, we apply identity-centric data pre-processing and augmentation techniques for the efficiency of self-supervised training. + +Equipped with these techniques, as shown in Fig. 1, AddMe demonstrates extraordinary customization capabilities with just one reference image and achieves state-of-the-art results, showing a significant quality advantage over prior works in a similar setting. Note that AddMe not only performs single-person completion but also extends to multi-subject compositions easily (see the last column of Fig. 1). In summary, our contributions are as follows: + +- We introduce a new image editing scenario, i.e., group-photo synthesis by inserting personalized portraits into existing scenes, which requires controls over the generated content through both text and spatial conditions. +- We propose AddMe, an innovative plug-and-play ID-preserving inpainting method, which deals with group-photo synthesis by a disentangled identity adapter and enhanced portrait attention. +- We construct a large-scale human face dataset with instance-level annotations comprising 1.6 million data pairs, and a new evaluation benchmark for measuring the performance of ID-preserved personalized local image editing. +- Extensive experiments demonstrate the excellent performance and efficiency of AddMe, which outperforms existing methods consistently. AddMe can also serve as a general model that can be controlled by ControlNet. + +# 2 Related Work + +Text-to-image Diffusion Models. In recent years, text-to-image (T2I) generation has gained more and more attention in computer vision community. Denoising Diffusion Probabilistic Model (DDPM) [17] and its variant Denoising Diffusion Implicit Model (DDIM) [43] are widely used for T2I generation. Based on CLIP [35] text embedding, DALL-E [36, 36] and CogView [8] operate diffusion process on pixel space and train an image generative pre-training transformer to perform T2I. Then, Stable Diffusion [37] proposes to train diffusion models on the latent space of powerful pretrained autoencoders, leading to lower computational complexity. + +Customized Image Generation. Customized image generation inserts the new personalized subject into the base T2I model and make the model generate content containing the new concept. DreamBooth [39] and Textual Inversion [11] achieve this by fine-tuning the parameters of the T2I models. Then, FastComposer [50] performs multi-subject customization without fine-tuning, which uses subject embeddings extracted by an image encoder to augment the generic text conditioning. Besides, IP-adapter [55] achieves image prompt capability for the pretrained T2I models by separating cross-attention layers for text features and image features. Further, Face0 [46] and PhotoMaker [29] adopt a similar approach, but enhance performance through different face embedding techniques. + +Local Image Editing. Existing local image editing methods can be classified into two categories: text-driven and exemplar-based. [1,33] combine Style- + +GAN [21] with CLIP and edit the latent code or the feature map based on the input mask. Recently, diffusion based text-driven inpainting [2,3,28,32,34,37,51,56] has gained widespread attention. Exemplar-based local image editing is a relatively new topic, some works [9, 23, 26, 27, 30, 45, 58] aim to restore the coarse appearance of the reference image into the scene image without focusing on its identity. Paint-by-Example [52] makes the first attempt by replacing the text condition of the T2I diffusion model with an image condition. AnyDoor [5] employs a detail extractor designed to maintain texture details yet allow versatile local variations. A concurrent work, Unipaint [53] enables the T2I diffusion model to be conditioned on both reference images and text through minutes of test-time fine-tuning. However, these methods struggle to generate customized images while accurately preserving the intricate identity details of human subjects. Different from these methods, our AddMe requires no fine-tuning during inference, and seamlessly injects ID-preserved portrait in existing target scene images while robustly controlling the appearance of the generated portrait. + +# 3 Preliminary + +Stable Diffusion. We build our method on top of Stable Diffusion [37], which is a latent diffusion model that integrates diffusion processes in the low-dimensional latent space of a variational autoencoder(VAE) [22]. The denoising network of Stable Diffusion adopts a U-Net [38] architecture, consisting of 16 main blocks that include residual convolutional layers, as well as self-attention and cross-attention modules [47]. Formally, for an input image $x_0 \in \mathbb{R}^{H \times W \times 3}$ , the VAE encoder transforms it into a latent representation $z_0 \in \mathbb{R}^{h \times w \times c}$ , and the diffusion process then operates in the latent space. The U-Net denoiser is used to predict noise $\hat{\epsilon}_t = \epsilon_\theta (z_t; t, C)$ from the noisy latent $z_t$ at time step $t$ , given text condition $C$ , where $z_t = \alpha_t z_0 + \sigma_t \epsilon$ and $\alpha_t, \sigma_t$ are predefined functions of $t$ that determine the diffusion process. The training objective is then defined as: + +$$ +\mathcal {L} _ {s d} (\theta) = \mathbb {E} _ {t \sim \mathcal {U} (1, T), \epsilon_ {t} \sim \mathcal {N} (0, I)} \left[ \| \epsilon_ {t} - \epsilon_ {\theta} (z _ {t}, t, C) \| ^ {2} \right]. \tag {1} +$$ + +Attention in Stable Diffusion. The U-Net denoiser includes two types of attention mechanisms: self-attention and cross-attention. Self-attention can control layout and texture details when generating images [53]. Meanwhile, the scores in cross-attention maps represent the amount of information from the text token to a latent pixel. Formally, for a given query feature $Z$ and the text feature $c_{t}$ encoded by CLIP [35], the cross-attention mechanism can be expressed as: + +$$ +Z _ {t e x t} = \operatorname {A t t e n t i o n} (Q, K, V) = \operatorname {S o f t m a x} \left(\frac {Q K ^ {T}}{\sqrt {d}}\right) \cdot V, \tag {2} +$$ + +where $Q = ZW_{q}$ , $K = c_{t}W_{k}$ and $V = c_{t}W_{v}$ are the query, key and values, $d$ is the dimension of embedding and $W_{q}, W_{k}, W_{v}$ are the weight matrices. + +![](images/a9a5f0adb37c73354438efe6171b09d1e6a744c73d885aa889945b926f51d6a0.jpg) +Fig. 2: Framework of the proposed AddMe. Based on the latent diffusion model, AddMe consists of a condition branch and a denoising U-Net. We design a disentangled Identity-Adapter to modulate the face embedding extracted from the reference ID image $I_{ref}$ . Moreover, we propose an Enhanced Portrait Attention (EPA) module to capture reasonable person interaction. We then connect the ID-Adapter and EPA through residual connections to form a plug-and-play Human Essence Module (HEM). + +![](images/532ce6c218bd7958e8df8b7a395568ec5a38567e5fae8a4146812fe5f38003f3.jpg) + +# 4 Method + +# 4.1 Problem Formulation of Group-photo Synthesis + +Given the reference ID image $I_{ref}$ , the target scene image $I_{target}$ , the position mask $M$ , and the text description $T$ , our goal is: (i) generating a portrait in the $M$ region of $I_{target}$ that is consistent with the identity of $I_{ref}$ and the text prompt $T$ ; (ii) making the generated character have the proper and natural body interactions with characters and contextual information in $I_{target} \odot \overline{M}$ , where $\overline{M} = 1 - M$ and $1$ is the all-ones matrix. + +The rest of this section is organized as follows. In Section 4.2, we first introduce the model design of the proposed group-photo synthesizer AddMe. Then, we provide a detailed explanation of our training strategy and data augmentation techniques in Section 4.3. Finally, we present our collected multi-modal instance-level human face dataset for our task in Section 4.4, which we believe would be a new benchmark for the community. + +# 4.2 Model Designs + +The pipeline of our proposed group-photo synthesizer AddMe is demonstrated in Fig. 2. It comprises two key components: (1) a lightweight disentangled identity adapter, which is used to modulate the reference face of $I_{ref}$ and map it to an identity-consistent character portrait, and (2) an enhanced portrait attention (EPA) module that ensures the generated character portraits to have proper + +![](images/88c4b0bf59c331f50502934247d681ed3e100b6c25fefdf13fdfdce79f53d180.jpg) +Fig. 3: Illustration of the identity leakage issue of the naive solution. We show the average cross-attention maps of ID tokens at the left-top corner. We also demonstrate our disentangled ID-Adapter makes the model focus on the editing region. + +poses and clothing that harmonize with other characters in the context while seamlessly integrating the foreground and background. We then connect them through residual connections to form a plug-and-play human essence (HEM) module for T2I diffusion inpainting models. + +A Naïve Solution. A naive solution is to directly integrate a customization module (e.g., IP-Adapter [55]) into the pretrained text-guided image inpainting pipeline. Here, IP-Adapter introduces a new cross-attention dealing with "image prompt". Specifically, given the query $Q$ in the cross-attention of the diffusion model and encoded reference ID image features $c_{i}$ , additional cross-attention outputs are obtained through the newly introduced $W_{k}^{ip}$ and $W_{v}^{ip}$ as + +$$ +Z _ {i p} = \operatorname {A t t e n t i o n} \left(Q, K ^ {i p}, V ^ {i p}\right), \tag {3} +$$ + +where $K^{ip} = c_iW_k^{ip}$ , $V^{ip} = c_iW_v^{ip}$ are key and values for image cross-attention. Note that only $W_{k}^{ip}$ and $W_{v}^{ip}$ are trainable parameters, while the rest parameters are shared with the text cross-attention. $Z_{ip}$ then add to $Z_{text}$ to obtain the final output of cross-attention layer. + +As illustrated in the fourth column of Fig. 3, although such a naive approach can roughly perform single-person replacement within the target scene image $I_{target}$ , the newly introduced image attention would leak into other facial regions when there are multiple characters in $I_{target}$ . That is, when generating a portrait, the model tends to complete the specified region with a contextual background rather than referring to the reference ID image $I_{ref}$ . + +We argue that the identity leakage issue when multiple individuals are involved in customized image completion can be attributed to two reasons. (i) The newly introduced cross-attention is coupled with text cross-attention designed for controlling global semantics. (ii) The pre-trained text-guided image inpainting model lacks prior knowledge to generate full or half-body character portraits when a reference ID image are given. + +Disentangled Identity Adapter. To address the identity leakage issue, we introduce an ID-Adapter with disentangled multi-modal cross-attention. Specifically, we utilize a pre-trained CLIP [35] image encoder to encode the reference + +ID image $I_{ref}$ into 257 ID tokens to obtain a dense representation of identity. To seek an alignment in the representation space, we add several linear layers to encode the ID token as face embedding $c_i$ , which is later used for decoupled cross-attention. The operation in our cross-attention can be defined as: + +$$ +\left\{ \begin{array}{l} Q ^ {i d} = W _ {q} ^ {i d} \cdot Z; K ^ {i d} = W _ {k} ^ {i d} \cdot c _ {i}; V ^ {i d} = W _ {v} ^ {i d} \cdot c _ {i}, \\ Z _ {-} = \text {A t t e r t i o n} (Q, K, V) W _ {-} + \text {A t t e r t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {i d} \end{array} \right. \tag {4} +$$ + +$$ +\left\{ \begin{array}{l} Z _ {\text {o u t}} = \text {A t t e n t i o n} (Q, K, V) W _ {O} + \text {A t t e n t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {O} ^ {i d}. \end{array} \right. +$$ + +This approach allows the model to effectively control the generated content by treating $I_{ref}$ as the ID prompt alongside the text prompt. Note that we freeze the original U-Net denoiser in Stable Diffusion, and only the linear layers, $W_{q}^{id}$ , $W_{k}^{id}$ , $W_{v}^{id}$ , and $W_{O}^{id}$ are trainable in our disentangled identity adapter. + +Enhanced Portrait Attention (EPA). Although the identity adapter can inject the identity of the reference ID image $I_{ref}$ into specified locations accurately, the model still lacks an understanding of interaction with other characters in $I_{target} \odot \bar{M}$ , such as pose, clothing and scale. It would lead to an unnatural fusion of the generated portrait with existing characters. We argue that this drawback stems from the inherent training mechanisms and properties of the pre-trained Stable Diffusion. Specifically, given a reference ID image $I_{ref}$ as an ID prompt, the model tends to learn a trivial mapping function to only reconstruct the face in $I_{ref}$ . That is, instead of understanding the interactions between characters, the model tends to focus on the identity of $I_{ref}$ merely. + +To deal with this challenge, we introduce an enhanced portrait attention module to encourage the model to understand contextual information. Specifically, as illustrated in the Fig. 2, we opt to separately train a vanilla transformer as our portrait modeling module in each main block of the U-Net denoiser. The transformer consists of one or more portrait attention blocks. Given the spatial feature map $Z$ , portrait attention block is formulated as: + +$$ +Z _ {h} = \operatorname {A t t e n t i o n} \left(Q ^ {h}, K ^ {h}, V ^ {h}\right), \tag {5} +$$ + +where $Q^{h} = W_{q}^{h}\cdot Z$ , $K^{h} = W_{k}^{h}\cdot Z$ , $V^{h} = W_{v}^{h}\cdot Z$ . The output of our enhanced portrait attention module will then be added to the output of the existing self-attention layer as the query feature for our proposed disentangled identity cross-attention in Eq. 4: + +$$ +Q ^ {i d} = W _ {q} ^ {i d} \cdot \left(Z + Z _ {h}\right). \tag {6} +$$ + +Note that the cross-attention query feature for text remains unchanged. Inspired by ControlNet [57], to introduce our EPA module during training without harmful effects, we zero-initialize the output projection layer of the proposed module to enable the newly added modules gradually. + +# 4.3 Training and Inference + +Self-supervised Training. Recall the problem formulation in Section 4.1, it is difficult to collect annotated paired data for a reference ID and a target image with mask location. Therefore, we turn to self-supervised training. Specifically, + +![](images/e1d487d01242a58e02b0e09c5a11326dde88d3c809730ce0ab468146fe188b23.jpg) +Fig. 4: Example illustration of the proposed AddMe-1.6M dataset. + +given an image $I_{target}$ , its corresponding text description $T$ , and bounding boxes $M$ for each human in the image, we use the cropped face within $M$ as the reference ID image $I_{ref}$ for each character, with the bounding box serving as the location mask. Naturally, the training objective is the original image, and our training data consists of $\{(I_{ref}, \overline{M} \odot I_{target}, M), T, I_{target}\}$ . During the training process, the denoiser takes both text $T$ and the reference ID image $I_{ref}$ as conditions. Therefore, our training objective can be formulated as: + +$$ +\mathcal {L} (\theta) = \mathbb {E} _ {t \sim \mathcal {U} (1, T), \epsilon_ {t} \sim \mathcal {N} (0, I)} \left[ \left\| \epsilon_ {t} - \epsilon_ {\theta} \left(z _ {t}, \overline {{M}} \odot I _ {t a r g e t}, M, t, T, I _ {r e f}\right) \right\| ^ {2} \right]. \qquad (7) +$$ + +It is worth noting that we also randomly drop image and text conditions in this stage to enable classifier-free guidance [18] during inference. + +Data Augmentations. During self-supervised training, our reference ID image $I_{ref}$ is derived from the target scene image $I_{target}$ , implying a risk of the model learning a simple mapping function: $\overline{M} \odot I_{target} + I_{ref} + b = I_{target}$ , where $b$ represents the areas filled in $M$ except for $I_{ref}$ . Therefore, we apply several data augmentation techniques to $I_{ref}$ (including flip, rotation, brightness, contrast, and blur) to enhance the generalization capability of the model, especially in generalizing the reference ID image to an appropriate scale. Further, we generate masks of arbitrary shapes based on the bounding box of the character to achieve fine-grained control over the generated portrait such as height and body shape. Next, constrained by the resolution in the training strategy of Stable Diffusion, we crop the images in the training data. Conventional cropping methods may risk damaging the region corresponding to $I_{ref}$ , which is harmful to the model as it learns incorrect identity correspondences. To deal with it, we design a new cropping method based on the geometric center of $I_{ref}$ in $I_{target}$ , then we expand the cropping area to ensure that $I_{ref}$ and the characters in $I_{target}$ is preserved during training. More details are in Appendix A. + +# 4.4 Dataset with Instance Annotation: AddMe-1.6M + +Existing multimodal human face datasets can roughly ensure the presence of faces in the images rather than detailed human positions and facial locations for each person. Driven by the proposed customized editing task, we create a large-scale high-quality multimodal human face dataset with instance-level annotations, which can be used for various customized portrait generation tasks, as shown in Figure 4. Our raw data is filtered from COYO-700M [4] and LAION-2B [41] based on resolution and aesthetic score to ensure the image quality. + +Subsequently, our process unfolds in three stages. First, we use YOLOv7-Face 1 to detect all faces in each image and count the number of faces. After filtering out data without faces, we generated position and confidence labels for each face in the image, obtaining the cropped face images. Second, we then use YOLOX [12] to generate bounding boxes corresponding to each character and match each bounding box to a face. Last, we employ BLIP-2 [25] to generate text descriptions for each character within the bounding box. This leads to a total number of 2.3M face-position-text pairs, included in 1.6M scene images, which comprise 1M single-person and 600K multi-person scene images. Equipped with instance-level annotations for high-quality facial images, we are able to achieve high-quality customized character generation with fine-grained control. More details of the dataset are shown in the Appendix D. + +# 5 Experiments + +# 5.1 Experimental Setup + +Data and Benchmark. We utilize the collected AddMe-1.6M to train our model, where 10,000 images are left for validation and testing. To the best of our knowledge, there is no prior work targeting the composition of character images based on a reference face. Therefore, we constructed a test benchmark for quantitative analysis. To be specific, we manually selected 500 target scene images from the test set, each with a resolution of $512 \times 512$ and containing only one position mask. For diversity considerations, we select 20 reference ID images from the FFHQ [20], CelebA-HQ [19], and our AddMe-1.6M. Consequently, we generated 10,000 images for the combination of characters and scenes. We will make this benchmark publicly available to encourage further engagement. + +Training Strategy. We adopt a two-stage training. For the first stage, the total trainable parameters included a linear mapping network and our ID-Adapter. Here, we train our ID-Adapter with a mixed dataset of both single-person and multi-person data. In the second stage, we train the enhanced portrait attention module exclusively with multi-person scene data. + +Evaluation Metrics. For our newly proposed task, based on CLIP-IQA [48], we constructed a new evaluation metric named CLIP-H by setting prompt pairs: "with person" and "without person", to assess the likelihood of generating portraits within the location mask. We use Arcface [6] to calculate face similarity, where a higher score indicates higher identity similarity. Furthermore, to measure the distribution difference between generated and real images, we calculate the FID [15] between the generated 10,000 images and the test set images. Besides, we calculate QS [14] and CLIP-IQA (quality, natural) to assess the overall aesthetic quality of the edited images. For efficiency evaluation, we consider the total editing time, including fine-tuning and inference, as well as peak memory usage throughout the entire process. We provide detailed descriptions for each metric in the Appendix B. + +![](images/e4aab3c844182023d7f7548b01ff931ad23f0652f18f5e90ebab23c675d4063e.jpg) +Fig. 5: Various applications of AddMe. Our method supports different types of location mask, text prompt control, and spatial control. + +# 5.2 Qualitative Results + +We present qualitative results in various settings to demonstrate the robustness, mask controllability, text prompt editability, and compatibility of our method. + +Reference ID Image Only. In the most common application scenario, where only a reference ID image is provided along with a location specified by a bounding box mask and the text prompt is set to be empty. During the generation process, the model guides the creation of a new portrait by leveraging the identity information from the reference ID image and the context information perceived by the enhanced portrait attention module from other characters in the scene (e.g., height, body shape, pose, and clothing). As shown in the first row of Fig. 5, our model demonstrates robustness in maintaining the identity, expression, skin tone, and age of the reference ID image. Additionally, our model can generate portraits with proper scales and seamlessly integrated backgrounds based on the contextual information from the target image. + +Reference ID Image + Mask Shape Control. Our method is compatible with masks of arbitrary shapes and can then enable fine-grained control over the height, body shape, and relative position of characters in the generated region based on the shape of the mask. As shown in the second row of Fig. 5, using a more detailed mask makes the generated individual appear thinner and shorter than the girl on the left. + +Reference ID Image + Text Prompt. Although our model can generate a natural appearance with the target scene image through the EPA module even without a text prompt, we can achieve more precise control over the generated + +![](images/796708c02a2372a04a0a39816649f873274973973b121a2964b8a0336e06d0df.jpg) +Fig. 6: Comparison with text-driven and exemplar-based methods on single portrait insertion. For text-driven methods, we use the name of the reference character in the prompt (such as Joe Biden). We also show setting comparison at the bottom. + +portraits through text. In this setting, our model can effectively alter appearances while ensuring identity consistency. Besides, it is compatible with mask shape control without any degradation in identity preservation, or image quality, as shown in the row 3-4 of Fig. 5. + +Reference ID Image + Spatial Control. Integrating our method with pretrained tools such as ControlNet [57] and T2I-Adapter [31] achieves more precise control. The last row of Fig. 5 demonstrates control via human pose [54]. + +# 5.3 Comparisons + +Baseline Models. To the best of our knowledge, there is no prior work on multimodal personalized character image editing based on both a reference ID image and text. We selected two relevant categories of methods as baselines for our approach, namely exemplar-based and text-driven local image editing, and we demonstrate the difference between our method and the baselines at the bottom of Fig. 6. We make comparisons with the state-of-the-art (SOTA) exemplar-based image editing methods including PbE [52], AnyDoor [5], and Unipaint [53]. PbE replaces the text encoder of SD with an image encoder and realize image editing conditioned on images through fine-tuning. AnyDoor transfers the reference image into the target image through a more dense representation, representing generative image composition methods. Unipaint attempts to capture contextual information through test-time fine-tuning, aiming to generalize the model to support for multi-conditions. Wish You Were Here [9] and Putting People in Their Place [23] lack available implementations, precluding direct comparison. + +Qualitative Comparisons. In columns 4-6 of Fig. 6, we present visual comparisons with the previous exemplar-based methods. The results show that these + +Table 1: Quantitative comparisons between our method and baseline approaches. We evaluate the edited region using CLIP-H and Face Sim, while FID, QS, and CLIP-IQA (referred to as IQA) are used to assess the overall image quality after editing. + +
ModelsLocalGlobalEfficiency
CLIP-H(%)↑Face Sim.(%)↑FID ↓QS↑IQA(%)↑Time↓Memory↓
PbE [52]61.8215.1628.7314.8353.282.94s10.6GB
AnyDoor [5]64.8314.2150.627.4554.006.55s19.2GB
UniPaint [53]57.3537.5341.424.1652.7164.93s36.7GB
AddMe(Ours)65.5260.1526.1112.0955.812.44s6.51GB
+ +methods can only maintain semantic consistency at the category level, generating an individual with a similar appearance in the edited region. PbE achieves competitive image fusion through CLIP-compressed representations but loses identity information and generates incorrect skin color. AnyDoor tends to copy and paste the reference image into the editing region, failing to extend the reference face to a portrait. Unipaint has noticeable boundary artifacts in the editing region, which may be caused by the flow control in self-attention. + +We also make a comparison with text-driven local image editing methods, where they can only control the semantic content of the region through textual prompts. Due to different task settings, we use a text prompt similar to the reference ID image here as input to make a comparison. As shown in column 2-3 of Fig. 6, Blended Latent Diffusion (BLD) [2] utilizes CLIP to provide gradients to guide the diffusion sampling process. The results show that BLD exhibits noticeable artifacts in generating photorealistic human images, which may be due to information bottlenecks caused by the gradient-guided strategy. When compared to Stable Diffusion, we used its inpainting version. As illustrated in Fig. 6, column 3, SD can generate more realistic results, but it is limited for text that is not informative to express complex scenes or concepts. In contrast, our method achieves photorealistic results, generating portraits in the desired location that interact naturally with the context while ensuring identity similarity to the reference ID image. + +Quantitative Comparisons. As shown in Table 1, our method achieves state-of-the-art results in terms of CLIP-H and Face Similarity, demonstrating that our approach is able to generate portraits in the desired location and best preserves the identity information of the reference ID image. Notably, our method shows improved performance over baseline models in FID and CLIP-IQA, demonstrating the superiority of our method in the overall quality and harmony of the image. It is noteworthy that our method exhibits significant performance improvements compared to the baseline while maintaining the highest efficiency, indicating better device compatibility. Given that our baseline method cannot support both images and text as input, we place the quantitative comparison of text alignment in the Appendix C. + +User Study. We conducted a user study to compare with PbE, AnyDoor, Unipaint. We have 30 participants with diverse backgrounds to rate 20 sets of images. + +![](images/6468cffacb80cf802a4d272bd98f79c1f3fcb0c3682d78f66ba6dd51d5407678.jpg) +Fig. 7: Visual ablation studies of individual components in our method. From left to right, we progressively make the generation of the portrait more reasonable, while improving facial similarity and image fidelity. + +Table 2: User study on the comparison between our AddMe and baseline methods. + +
SettingsPbE [52]AnyDoor [5]Unipaint [53]AddMe (Ours)
Face Sim.5.95%4.77%5.95%83.33%
Quality1.20%13.10%3.55%82.15%
Natural9.55%2.40%7.10%80.95%
+ +For each set, we provided a reference ID image and 5 target scene images, and each of the four models generates 5 predictions. Participants are asked to choose the best model based on identity fidelity, image quality and naturalness of image fusion. As shown in Table 2, our proposed AddMe is preferred by more participants over baseline methods in all four metrics, especially in terms of identity fidelity, where over $80\%$ of participants perceive our method to have a more similar identity to the reference ID image. This underscores the superiority of our AddMe in terms of identity fidelity and image fusion. + +# 5.4 Ablation Study + +We conduct ablation studies to validate the effectiveness of three key techniques of this paper: ID-Adapter, Enhanced Portrait Attention, and Data Augmentation. We use the naive solution mentioned in Section 4.2 as the baseline. We show visual ablation results in Fig. 7, which includes character replacement and generation scenarios. The baseline solution struggles to maintain the identity information of the reference ID image and tends to use the background to complete the editing region. We argue that this is due to cross-attention leakage in multi-person scenes, as depicted in Fig. 3. + +With our proposed ID-Adapter, the ID prompt can be correctly injected into a local editing region, significantly increasing the likelihood of generating individuals with improved identity fidelity, as also demonstrated in Table 3. However, + +Table 3: Quantitative ablation studies on different variants of our method. We achieve the best performance by leveraging all these techniques. + +
SettingsLocalGlobal
CLIP-H(%) ↑Face Sim.(%) ↑FID ↓QS ↑IQA(%) ↑
Baseline58.4229.0334.877.0454.01
+ID-Adapter64.8756.7935.456.6852.90
+EPA Module65.3959.7327.1611.1355.67
+Data Augmentation65.5260.1526.1112.0955.81
+ +the ID-Adapter encounters issues of unnatural image fusion. We further address this by introducing the EPA module to make the generated portraits interact more naturally with other characters in the context, leading to improved image quality based on better FID, QS, and CLIP-IQA. Finally, we utilize data augmentation techniques to avoid the copy-and-paste issue in generating portraits. + +![](images/dae4a43552ba038a93a136e9c32c9f812581f36310671e03b1ded79793f1f705.jpg) +Fig. 8: Limitations of AddMe. Left: When the generated face is small, the fidelity of the identity is affected. Right: We use the prompt: "A woman with black hair is smiling", but facial attributes could not be precisely controlled. + +# 6 Conclusion and Limitation + +In this paper, we introduce a novel image editing scenario: group photo synthesis, which aims to insert identity-preserved portraits into a desired location in an existing scene image while ensuring control over the generated content. We achieve this goal by two major upgrades to text-to-image diffusion model. First, an ID-Adapter is designed to learn a facial representation, which is decoupled from existing characters in the scene. Second, an enhanced portrait attention is proposed to ensure the generated portrait interacts naturally with others in the existing scene. Our method enables users to precisely control the editing, and achieves an impressive performance on in-the-wild images. + +While our work shows some promising results, there are still some limitations, as illustrated in Fig. 8. For example, there is a noticeable disparity in the generation where the proportion of the face is relatively small compared to larger ones, which we believe is constrained by the limitations of the VAE. Moreover, facial attributes such as hair color are coupled with the ID token, which may pose challenges for facial attribute editing. + +# Acknowledgements + +We thank Changyin Zhou and Fei Yu from Vozo.ai for their contributions to the initial proposal and discussions of this project. We regret their names were not included as co-authors and hope this acknowledgment reflects our appreciation. + +# References + +1. Andonian, A., Osmany, S., Cui, A., Park, Y., Jahanian, A., Torralba, A., Bau, D.: Paint by word. arXiv preprint arXiv:2103.10951 (2021) +2. Avrahami, O., Fried, O., Lischinski, D.: Blended latent diffusion. ACM Transactions on Graphics (TOG) 42(4), 1-11 (2023) +3. Avrahami, O., Lischinski, D., Fried, O.: Blended diffusion for text-driven editing of natural images. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 18208-18218 (2022) +4. 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While large text-to-image diffusion models have made significant progress in high-quality image generation, challenges persist when users insert their portraits into existing photos, especially group photos. Concretely, existing customization methods struggle to insert facial identities at desired locations in existing images, and it is difficult for existing local image editing methods to deal with facial details. To address these limitations, we propose AddMe, a powerful diffusion-based portrait generator that can insert a given portrait into a desired location in an existing scene image in a zero-shot manner. Specifically, we propose a novel identity adapter to learn a facial representation decoupled from existing characters in the scene. Meanwhile, to ensure that the generated portrait can interact properly with others in the existing scene, we design an enhanced portrait attention module to capture contextual information during the generation process. Our method is compatible with both text and various spatial conditions, enabling precise control over the generated portraits. Extensive experiments demonstrate significant improvements in both performance and efficiency." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 653, + 481, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 653, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 134, + 653, + 481, + 666 + ], + "type": "text", + "content": "* This work was done during Dongxu's internship at IDEA. Corresponding author." + } + ] + } + ], + "index": 6 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 229, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 229, + 127 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 229, + 127 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 481, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 481, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 481, + 212 + ], + "type": "text", + "content": "Can you imagine being able to take photos with your favorite celebrities at film festivals or travel around the world, capturing iconic landmarks? What about unexpectedly missing a gathering with friends but still being able to appear in the group photo? Personalized portrait insertion has a variety of applications, such as virtual group photo capturing, AI portraits, virtual try-on, etc. However, adding customized characters into existing scene images still remains a challenging task." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 212, + 481, + 402 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 212, + 481, + 402 + ], + "spans": [ + { + "bbox": [ + 130, + 212, + 481, + 402 + ], + "type": "text", + "content": "Early exploration [9] inserts given persons into existing images by three handcrafted stages: generating a semantic map for the new person, rendering the appearance, and refining the generated face. Nevertheless, it struggles to maintain the identity of the reference image and produce unrealistic results since unstable training of GANs [13]. Thanks to the evolution of generative models, the recent developments in text-to-image (T2I) with diffusion models have made it possible to generate high-quality new content [7, 16, 36, 37, 40, 42, 44]. To insert specified new concepts into a T2I model and enable the model for subject-driven generation, a group of methods [10, 24, 39, 49] tries to add special tokens to T2I model for inserting the given concept. Despite personalized image generation has achieved high-quality results, it requires massive computing resources and time-consuming fine-tuning. More recently, FastComposer [50] and IP-Adapter [55] opt to use an image encoder to encode reference images and align them with text embeddings. Although these diffusion-based customization methods can generate realistic customized portraits, they cannot insert the specified person into the desired location in a given scene, especially in group photos." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 403, + 481, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 403, + 481, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 403, + 481, + 533 + ], + "type": "text", + "content": "In this work, we investigate the topic of personalized image composition. Specifically, as illustrated in Fig. 1, given a masked target scene image and a reference face, we aim to incorporate this person into the masked area of the existing group photo while robustly controlling the appearance of the generated portrait. To clarify, we frame our problem as personalized conditional inpainting. Similar to this, Paint-by-Example [52] takes a reference image as a template and edits a specific area of the target image. However, it cannot generate consistent content with reference identity. AnyDoor [5] enhances the consistency between the generated region and the reference image through a more dense encoding. However, it struggles to generate a personalized portrait from the reference face. Moreover, both of them do not support text or other control conditions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 534, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 534, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 534, + 481, + 665 + ], + "type": "text", + "content": "To address the above issues, we propose AddMe, a tuning-free and plug-and-play solution, which can generate high-quality and ID-consistent compositions at desired locations within seconds, while providing controls over the generated portraits. Specifically, we introduce a novel disentangled identity adapter running in parallel with the text condition to preserve facial identity from the reference image. Through our decoupling design, we avoid the blending of extracted identity with other characters in the existing scene image, thus enhancing the fidelity of the facial appearance in the desired location. Besides, we introduce an enhanced portrait attention (EPA) module and train it on multi-person scene data to capture reasonable person interactions. We then connect EPA through residual connections to make ID-Adapter perceive both global semantics and human" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "interactions, thereby forming a plug-and-play human essence module (HEM). Additionally, we apply identity-centric data pre-processing and augmentation techniques for the efficiency of self-supervised training." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 224 + ], + "type": "text", + "content": "Equipped with these techniques, as shown in Fig. 1, AddMe demonstrates extraordinary customization capabilities with just one reference image and achieves state-of-the-art results, showing a significant quality advantage over prior works in a similar setting. Note that AddMe not only performs single-person completion but also extends to multi-subject compositions easily (see the last column of Fig. 1). In summary, our contributions are as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 230, + 479, + 372 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 131, + 230, + 479, + 265 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 230, + 479, + 265 + ], + "spans": [ + { + "bbox": [ + 131, + 230, + 479, + 265 + ], + "type": "text", + "content": "- We introduce a new image editing scenario, i.e., group-photo synthesis by inserting personalized portraits into existing scenes, which requires controls over the generated content through both text and spatial conditions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 266, + 479, + 300 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 266, + 479, + 300 + ], + "spans": [ + { + "bbox": [ + 131, + 266, + 479, + 300 + ], + "type": "text", + "content": "- We propose AddMe, an innovative plug-and-play ID-preserving inpainting method, which deals with group-photo synthesis by a disentangled identity adapter and enhanced portrait attention." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 302, + 479, + 337 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 302, + 479, + 337 + ], + "spans": [ + { + "bbox": [ + 131, + 302, + 479, + 337 + ], + "type": "text", + "content": "- We construct a large-scale human face dataset with instance-level annotations comprising 1.6 million data pairs, and a new evaluation benchmark for measuring the performance of ID-preserved personalized local image editing." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 338, + 479, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 338, + 479, + 372 + ], + "spans": [ + { + "bbox": [ + 131, + 338, + 479, + 372 + ], + "type": "text", + "content": "- Extensive experiments demonstrate the excellent performance and efficiency of AddMe, which outperforms existing methods consistently. AddMe can also serve as a general model that can be controlled by ControlNet." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 131, + 390, + 237, + 403 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 390, + 237, + 403 + ], + "spans": [ + { + "bbox": [ + 131, + 390, + 237, + 403 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 414, + 480, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 480, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 480, + 521 + ], + "type": "text", + "content": "Text-to-image Diffusion Models. In recent years, text-to-image (T2I) generation has gained more and more attention in computer vision community. Denoising Diffusion Probabilistic Model (DDPM) [17] and its variant Denoising Diffusion Implicit Model (DDIM) [43] are widely used for T2I generation. Based on CLIP [35] text embedding, DALL-E [36, 36] and CogView [8] operate diffusion process on pixel space and train an image generative pre-training transformer to perform T2I. Then, Stable Diffusion [37] proposes to train diffusion models on the latent space of powerful pretrained autoencoders, leading to lower computational complexity." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 522, + 481, + 642 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 481, + 642 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 481, + 642 + ], + "type": "text", + "content": "Customized Image Generation. Customized image generation inserts the new personalized subject into the base T2I model and make the model generate content containing the new concept. DreamBooth [39] and Textual Inversion [11] achieve this by fine-tuning the parameters of the T2I models. Then, FastComposer [50] performs multi-subject customization without fine-tuning, which uses subject embeddings extracted by an image encoder to augment the generic text conditioning. Besides, IP-adapter [55] achieves image prompt capability for the pretrained T2I models by separating cross-attention layers for text features and image features. Further, Face0 [46] and PhotoMaker [29] adopt a similar approach, but enhance performance through different face embedding techniques." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 642, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 642, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 642, + 481, + 665 + ], + "type": "text", + "content": "Local Image Editing. Existing local image editing methods can be classified into two categories: text-driven and exemplar-based. [1,33] combine Style-" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "text", + "content": "AddMe: Zero-shot Group-photo Synthesis" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "type": "text", + "content": "GAN [21] with CLIP and edit the latent code or the feature map based on the input mask. Recently, diffusion based text-driven inpainting [2,3,28,32,34,37,51,56] has gained widespread attention. Exemplar-based local image editing is a relatively new topic, some works [9, 23, 26, 27, 30, 45, 58] aim to restore the coarse appearance of the reference image into the scene image without focusing on its identity. Paint-by-Example [52] makes the first attempt by replacing the text condition of the T2I diffusion model with an image condition. AnyDoor [5] employs a detail extractor designed to maintain texture details yet allow versatile local variations. A concurrent work, Unipaint [53] enables the T2I diffusion model to be conditioned on both reference images and text through minutes of test-time fine-tuning. However, these methods struggle to generate customized images while accurately preserving the intricate identity details of human subjects. Different from these methods, our AddMe requires no fine-tuning during inference, and seamlessly injects ID-preserved portrait in existing target scene images while robustly controlling the appearance of the generated portrait." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 319, + 225, + 333 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 319, + 225, + 333 + ], + "spans": [ + { + "bbox": [ + 132, + 319, + 225, + 333 + ], + "type": "text", + "content": "3 Preliminary" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": "Stable Diffusion. We build our method on top of Stable Diffusion [37], which is a latent diffusion model that integrates diffusion processes in the low-dimensional latent space of a variational autoencoder(VAE) [22]. The denoising network of Stable Diffusion adopts a U-Net [38] architecture, consisting of 16 main blocks that include residual convolutional layers, as well as self-attention and cross-attention modules [47]. Formally, for an input image " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "x_0 \\in \\mathbb{R}^{H \\times W \\times 3}" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": ", the VAE encoder transforms it into a latent representation " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "z_0 \\in \\mathbb{R}^{h \\times w \\times c}" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": ", and the diffusion process then operates in the latent space. The U-Net denoiser is used to predict noise " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_t = \\epsilon_\\theta (z_t; t, C)" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": " from the noisy latent " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "z_t" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": " at time step " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": ", given text condition " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "z_t = \\alpha_t z_0 + \\sigma_t \\epsilon" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\alpha_t, \\sigma_t" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": " are predefined functions of " + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 348, + 482, + 481 + ], + "type": "text", + "content": " that determine the diffusion process. The training objective is then defined as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 198, + 491, + 480, + 511 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 491, + 480, + 511 + ], + "spans": [ + { + "bbox": [ + 198, + 491, + 480, + 511 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {s d} (\\theta) = \\mathbb {E} _ {t \\sim \\mathcal {U} (1, T), \\epsilon_ {t} \\sim \\mathcal {N} (0, I)} \\left[ \\| \\epsilon_ {t} - \\epsilon_ {\\theta} (z _ {t}, t, C) \\| ^ {2} \\right]. \\tag {1}", + "image_path": "b604e2d78652ed13be650f947957f5e354307829d061e18d1e773bcbff4087df.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "type": "text", + "content": "Attention in Stable Diffusion. The U-Net denoiser includes two types of attention mechanisms: self-attention and cross-attention. Self-attention can control layout and texture details when generating images [53]. Meanwhile, the scores in cross-attention maps represent the amount of information from the text token to a latent pixel. Formally, for a given query feature " + }, + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "type": "text", + "content": " and the text feature " + }, + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "type": "inline_equation", + "content": "c_{t}" + }, + { + "bbox": [ + 130, + 521, + 482, + 594 + ], + "type": "text", + "content": " encoded by CLIP [35], the cross-attention mechanism can be expressed as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 194, + 605, + 480, + 632 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 605, + 480, + 632 + ], + "spans": [ + { + "bbox": [ + 194, + 605, + 480, + 632 + ], + "type": "interline_equation", + "content": "Z _ {t e x t} = \\operatorname {A t t e n t i o n} (Q, K, V) = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d}}\\right) \\cdot V, \\tag {2}", + "image_path": "6b6b45e43ff9c18746366f481d28c44f6d93c78e50209c66104cdf9514ccf5c6.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "Q = ZW_{q}" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "K = c_{t}W_{k}" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "V = c_{t}W_{v}" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " are the query, key and values, " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " is the dimension of embedding and " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "W_{q}, W_{k}, W_{v}" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " are the weight matrices." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 116, + 350, + 281 + ], + "blocks": [ + { + "bbox": [ + 136, + 116, + 350, + 281 + ], + "lines": [ + { + "bbox": [ + 136, + 116, + 350, + 281 + ], + "spans": [ + { + "bbox": [ + 136, + 116, + 350, + 281 + ], + "type": "image", + "image_path": "a9a5f0adb37c73354438efe6171b09d1e6a744c73d885aa889945b926f51d6a0.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 290, + 482, + 357 + ], + "lines": [ + { + "bbox": [ + 130, + 290, + 482, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 290, + 482, + 357 + ], + "type": "text", + "content": "Fig. 2: Framework of the proposed AddMe. Based on the latent diffusion model, AddMe consists of a condition branch and a denoising U-Net. We design a disentangled Identity-Adapter to modulate the face embedding extracted from the reference ID image " + }, + { + "bbox": [ + 130, + 290, + 482, + 357 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 290, + 482, + 357 + ], + "type": "text", + "content": ". Moreover, we propose an Enhanced Portrait Attention (EPA) module to capture reasonable person interaction. We then connect the ID-Adapter and EPA through residual connections to form a plug-and-play Human Essence Module (HEM)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 353, + 118, + 480, + 275 + ], + "blocks": [ + { + "bbox": [ + 353, + 118, + 480, + 275 + ], + "lines": [ + { + "bbox": [ + 353, + 118, + 480, + 275 + ], + "spans": [ + { + "bbox": [ + 353, + 118, + 480, + 275 + ], + "type": "image", + "image_path": "532ce6c218bd7958e8df8b7a395568ec5a38567e5fae8a4146812fe5f38003f3.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 379, + 201, + 392 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 379, + 201, + 392 + ], + "spans": [ + { + "bbox": [ + 132, + 379, + 201, + 392 + ], + "type": "text", + "content": "4 Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 404, + 400, + 417 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 404, + 400, + 417 + ], + "spans": [ + { + "bbox": [ + 132, + 404, + 400, + 417 + ], + "type": "text", + "content": "4.1 Problem Formulation of Group-photo Synthesis" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": "Given the reference ID image " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": ", the target scene image " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": ", the position mask " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": ", and the text description " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": ", our goal is: (i) generating a portrait in the " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": " region of " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": " that is consistent with the identity of " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": " and the text prompt " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": "; (ii) making the generated character have the proper and natural body interactions with characters and contextual information in " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "I_{target} \\odot \\overline{M}" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\overline{M} = 1 - M" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "inline_equation", + "content": "1" + }, + { + "bbox": [ + 130, + 424, + 482, + 495 + ], + "type": "text", + "content": " is the all-ones matrix." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 496, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 482, + 568 + ], + "type": "text", + "content": "The rest of this section is organized as follows. In Section 4.2, we first introduce the model design of the proposed group-photo synthesizer AddMe. Then, we provide a detailed explanation of our training strategy and data augmentation techniques in Section 4.3. Finally, we present our collected multi-modal instance-level human face dataset for our task in Section 4.4, which we believe would be a new benchmark for the community." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 586, + 236, + 598 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 236, + 598 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 236, + 598 + ], + "type": "text", + "content": "4.2 Model Designs" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "The pipeline of our proposed group-photo synthesizer AddMe is demonstrated in Fig. 2. It comprises two key components: (1) a lightweight disentangled identity adapter, which is used to modulate the reference face of " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " and map it to an identity-consistent character portrait, and (2) an enhanced portrait attention (EPA) module that ensures the generated character portraits to have proper" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 277, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 277, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 277, + 91, + 448, + 102 + ], + "type": "text", + "content": "AddMe: Zero-shot Group-photo Synthesis" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 115, + 480, + 223 + ], + "blocks": [ + { + "bbox": [ + 134, + 115, + 480, + 223 + ], + "lines": [ + { + "bbox": [ + 134, + 115, + 480, + 223 + ], + "spans": [ + { + "bbox": [ + 134, + 115, + 480, + 223 + ], + "type": "image", + "image_path": "88c4b0bf59c331f50502934247d681ed3e100b6c25fefdf13fdfdce79f53d180.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 231, + 483, + 266 + ], + "lines": [ + { + "bbox": [ + 131, + 231, + 483, + 266 + ], + "spans": [ + { + "bbox": [ + 131, + 231, + 483, + 266 + ], + "type": "text", + "content": "Fig. 3: Illustration of the identity leakage issue of the naive solution. We show the average cross-attention maps of ID tokens at the left-top corner. We also demonstrate our disentangled ID-Adapter makes the model focus on the editing region." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 287, + 479, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 287, + 479, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 287, + 479, + 335 + ], + "type": "text", + "content": "poses and clothing that harmonize with other characters in the context while seamlessly integrating the foreground and background. We then connect them through residual connections to form a plug-and-play human essence (HEM) module for T2I diffusion inpainting models." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "text", + "content": "A Naïve Solution. A naive solution is to directly integrate a customization module (e.g., IP-Adapter [55]) into the pretrained text-guided image inpainting pipeline. Here, IP-Adapter introduces a new cross-attention dealing with \"image prompt\". Specifically, given the query " + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "text", + "content": " in the cross-attention of the diffusion model and encoded reference ID image features " + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "inline_equation", + "content": "c_{i}" + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "text", + "content": ", additional cross-attention outputs are obtained through the newly introduced " + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "inline_equation", + "content": "W_{k}^{ip}" + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "inline_equation", + "content": "W_{v}^{ip}" + }, + { + "bbox": [ + 130, + 335, + 480, + 407 + ], + "type": "text", + "content": " as" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 238, + 413, + 480, + 430 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 413, + 480, + 430 + ], + "spans": [ + { + "bbox": [ + 238, + 413, + 480, + 430 + ], + "type": "interline_equation", + "content": "Z _ {i p} = \\operatorname {A t t e n t i o n} \\left(Q, K ^ {i p}, V ^ {i p}\\right), \\tag {3}", + "image_path": "863a3be4a6856d6f08afca211501bf06a26335636d0642b5661a5759c0bd85f0.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "inline_equation", + "content": "K^{ip} = c_iW_k^{ip}" + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "inline_equation", + "content": "V^{ip} = c_iW_v^{ip}" + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": " are key and values for image cross-attention. Note that only " + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "inline_equation", + "content": "W_{k}^{ip}" + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "inline_equation", + "content": "W_{v}^{ip}" + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": " are trainable parameters, while the rest parameters are shared with the text cross-attention. " + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "inline_equation", + "content": "Z_{ip}" + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": " then add to " + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "inline_equation", + "content": "Z_{text}" + }, + { + "bbox": [ + 130, + 436, + 479, + 485 + ], + "type": "text", + "content": " to obtain the final output of cross-attention layer." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "text", + "content": "As illustrated in the fourth column of Fig. 3, although such a naive approach can roughly perform single-person replacement within the target scene image " + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "text", + "content": ", the newly introduced image attention would leak into other facial regions when there are multiple characters in " + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "text", + "content": ". That is, when generating a portrait, the model tends to complete the specified region with a contextual background rather than referring to the reference ID image " + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 486, + 480, + 558 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 558, + 480, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 480, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 480, + 629 + ], + "type": "text", + "content": "We argue that the identity leakage issue when multiple individuals are involved in customized image completion can be attributed to two reasons. (i) The newly introduced cross-attention is coupled with text cross-attention designed for controlling global semantics. (ii) The pre-trained text-guided image inpainting model lacks prior knowledge to generate full or half-body character portraits when a reference ID image are given." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Disentangled Identity Adapter. To address the identity leakage issue, we introduce an ID-Adapter with disentangled multi-modal cross-attention. Specifically, we utilize a pre-trained CLIP [35] image encoder to encode the reference" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 220, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 220, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 220, + 101 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": "ID image " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": " into 257 ID tokens to obtain a dense representation of identity. To seek an alignment in the representation space, we add several linear layers to encode the ID token as face embedding " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "c_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": ", which is later used for decoupled cross-attention. The operation in our cross-attention can be defined as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 163, + 173, + 481, + 191 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 163, + 173, + 481, + 191 + ], + "spans": [ + { + "bbox": [ + 163, + 173, + 481, + 191 + ], + "type": "interline_equation", + "content": "\\left\\{ \\begin{array}{l} Q ^ {i d} = W _ {q} ^ {i d} \\cdot Z; K ^ {i d} = W _ {k} ^ {i d} \\cdot c _ {i}; V ^ {i d} = W _ {v} ^ {i d} \\cdot c _ {i}, \\\\ Z _ {-} = \\text {A t t e r t i o n} (Q, K, V) W _ {-} + \\text {A t t e r t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {i d} \\end{array} \\right. \\tag {4}", + "image_path": "d0f41e8d34ec7053117e2ff981c5c5684479cd1f2e50a6b01d4a7dc086fd27e7.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 163, + 183, + 449, + 199 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 163, + 183, + 449, + 199 + ], + "spans": [ + { + "bbox": [ + 163, + 183, + 449, + 199 + ], + "type": "interline_equation", + "content": "\\left\\{ \\begin{array}{l} Z _ {\\text {o u t}} = \\text {A t t e n t i o n} (Q, K, V) W _ {O} + \\text {A t t e n t i o n} (Q ^ {i d}, K ^ {i d}, V ^ {i d}) W _ {O} ^ {i d}. \\end{array} \\right.", + "image_path": "718f7f915ae4d2814134f2339b376befb1da69f1fbbb9c69a91a88074514143f.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "spans": [ + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "content": "This approach allows the model to effectively control the generated content by treating " + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "content": " as the ID prompt alongside the text prompt. Note that we freeze the original U-Net denoiser in Stable Diffusion, and only the linear layers, " + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "inline_equation", + "content": "W_{q}^{id}" + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "inline_equation", + "content": "W_{k}^{id}" + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "inline_equation", + "content": "W_{v}^{id}" + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "inline_equation", + "content": "W_{O}^{id}" + }, + { + "bbox": [ + 130, + 206, + 479, + 255 + ], + "type": "text", + "content": " are trainable in our disentangled identity adapter." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "spans": [ + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "content": "Enhanced Portrait Attention (EPA). Although the identity adapter can inject the identity of the reference ID image " + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "content": " into specified locations accurately, the model still lacks an understanding of interaction with other characters in " + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "inline_equation", + "content": "I_{target} \\odot \\bar{M}" + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "content": ", such as pose, clothing and scale. It would lead to an unnatural fusion of the generated portrait with existing characters. We argue that this drawback stems from the inherent training mechanisms and properties of the pre-trained Stable Diffusion. Specifically, given a reference ID image " + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "content": " as an ID prompt, the model tends to learn a trivial mapping function to only reconstruct the face in " + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "content": ". That is, instead of understanding the interactions between characters, the model tends to focus on the identity of " + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 256, + 480, + 375 + ], + "type": "text", + "content": " merely." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 376, + 482, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 482, + 449 + ], + "type": "text", + "content": "To deal with this challenge, we introduce an enhanced portrait attention module to encourage the model to understand contextual information. Specifically, as illustrated in the Fig. 2, we opt to separately train a vanilla transformer as our portrait modeling module in each main block of the U-Net denoiser. The transformer consists of one or more portrait attention blocks. Given the spatial feature map " + }, + { + "bbox": [ + 130, + 376, + 482, + 449 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 376, + 482, + 449 + ], + "type": "text", + "content": ", portrait attention block is formulated as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 244, + 456, + 481, + 470 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 456, + 481, + 470 + ], + "spans": [ + { + "bbox": [ + 244, + 456, + 481, + 470 + ], + "type": "interline_equation", + "content": "Z _ {h} = \\operatorname {A t t e n t i o n} \\left(Q ^ {h}, K ^ {h}, V ^ {h}\\right), \\tag {5}", + "image_path": "2dc6af7d20722b44bb0c6fb6fe01ff9b60855889d1b5ee72329694cb2f16554b.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "inline_equation", + "content": "Q^{h} = W_{q}^{h}\\cdot Z" + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "inline_equation", + "content": "K^{h} = W_{k}^{h}\\cdot Z" + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "inline_equation", + "content": "V^{h} = W_{v}^{h}\\cdot Z" + }, + { + "bbox": [ + 130, + 477, + 482, + 525 + ], + "type": "text", + "content": ". The output of our enhanced portrait attention module will then be added to the output of the existing self-attention layer as the query feature for our proposed disentangled identity cross-attention in Eq. 4:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 258, + 525, + 481, + 540 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 258, + 525, + 481, + 540 + ], + "spans": [ + { + "bbox": [ + 258, + 525, + 481, + 540 + ], + "type": "interline_equation", + "content": "Q ^ {i d} = W _ {q} ^ {i d} \\cdot \\left(Z + Z _ {h}\\right). \\tag {6}", + "image_path": "7874cf256409c671a8fcb8b19c0381137cd392e79f9d18d9274bf0e8db45fb89.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 544, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 593 + ], + "type": "text", + "content": "Note that the cross-attention query feature for text remains unchanged. Inspired by ControlNet [57], to introduce our EPA module during training without harmful effects, we zero-initialize the output projection layer of the proposed module to enable the newly added modules gradually." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 609, + 276, + 621 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 276, + 621 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 276, + 621 + ], + "type": "text", + "content": "4.3 Training and Inference" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": "Self-supervised Training. Recall the problem formulation in Section 4.1, it is difficult to collect annotated paired data for a reference ID and a target image with mask location. Therefore, we turn to self-supervised training. Specifically," + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 277, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 277, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 277, + 91, + 448, + 102 + ], + "type": "text", + "content": "AddMe: Zero-shot Group-photo Synthesis" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 482, + 155 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 482, + 155 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 482, + 155 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 482, + 155 + ], + "type": "image", + "image_path": "e1d487d01242a58e02b0e09c5a11326dde88d3c809730ce0ab468146fe188b23.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 170, + 163, + 443, + 175 + ], + "lines": [ + { + "bbox": [ + 170, + 163, + 443, + 175 + ], + "spans": [ + { + "bbox": [ + 170, + 163, + 443, + 175 + ], + "type": "text", + "content": "Fig. 4: Example illustration of the proposed AddMe-1.6M dataset." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "spans": [ + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": "given an image " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": ", its corresponding text description " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": ", and bounding boxes " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": " for each human in the image, we use the cropped face within " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": " as the reference ID image " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": " for each character, with the bounding box serving as the location mask. Naturally, the training objective is the original image, and our training data consists of " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "\\{(I_{ref}, \\overline{M} \\odot I_{target}, M), T, I_{target}\\}" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": ". During the training process, the denoiser takes both text " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": " and the reference ID image " + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 199, + 482, + 284 + ], + "type": "text", + "content": " as conditions. Therefore, our training objective can be formulated as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 148, + 292, + 482, + 315 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 148, + 292, + 482, + 315 + ], + "spans": [ + { + "bbox": [ + 148, + 292, + 482, + 315 + ], + "type": "interline_equation", + "content": "\\mathcal {L} (\\theta) = \\mathbb {E} _ {t \\sim \\mathcal {U} (1, T), \\epsilon_ {t} \\sim \\mathcal {N} (0, I)} \\left[ \\left\\| \\epsilon_ {t} - \\epsilon_ {\\theta} \\left(z _ {t}, \\overline {{M}} \\odot I _ {t a r g e t}, M, t, T, I _ {r e f}\\right) \\right\\| ^ {2} \\right]. \\qquad (7)", + "image_path": "0aede9922a7b96f8e3fecb5e92a9db2bf90c0489bc0c3f0479a288c2e62c5932.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 322, + 481, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 322, + 481, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 322, + 481, + 346 + ], + "type": "text", + "content": "It is worth noting that we also randomly drop image and text conditions in this stage to enable classifier-free guidance [18] during inference." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": "Data Augmentations. During self-supervised training, our reference ID image " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " is derived from the target scene image " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": ", implying a risk of the model learning a simple mapping function: " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "\\overline{M} \\odot I_{target} + I_{ref} + b = I_{target}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " represents the areas filled in " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " except for " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": ". Therefore, we apply several data augmentation techniques to " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " (including flip, rotation, brightness, contrast, and blur) to enhance the generalization capability of the model, especially in generalizing the reference ID image to an appropriate scale. Further, we generate masks of arbitrary shapes based on the bounding box of the character to achieve fine-grained control over the generated portrait such as height and body shape. Next, constrained by the resolution in the training strategy of Stable Diffusion, we crop the images in the training data. Conventional cropping methods may risk damaging the region corresponding to " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": ", which is harmful to the model as it learns incorrect identity correspondences. To deal with it, we design a new cropping method based on the geometric center of " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": ", then we expand the cropping area to ensure that " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{ref}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " and the characters in " + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "inline_equation", + "content": "I_{target}" + }, + { + "bbox": [ + 130, + 346, + 482, + 539 + ], + "type": "text", + "content": " is preserved during training. More details are in Appendix A." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 558, + 407, + 571 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 558, + 407, + 571 + ], + "spans": [ + { + "bbox": [ + 132, + 558, + 407, + 571 + ], + "type": "text", + "content": "4.4 Dataset with Instance Annotation: AddMe-1.6M" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 667 + ], + "type": "text", + "content": "Existing multimodal human face datasets can roughly ensure the presence of faces in the images rather than detailed human positions and facial locations for each person. Driven by the proposed customized editing task, we create a large-scale high-quality multimodal human face dataset with instance-level annotations, which can be used for various customized portrait generation tasks, as shown in Figure 4. Our raw data is filtered from COYO-700M [4] and LAION-2B [41] based on resolution and aesthetic score to ensure the image quality." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 220, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 220, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 220, + 101 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": "Subsequently, our process unfolds in three stages. First, we use YOLOv7-Face 1 to detect all faces in each image and count the number of faces. After filtering out data without faces, we generated position and confidence labels for each face in the image, obtaining the cropped face images. Second, we then use YOLOX [12] to generate bounding boxes corresponding to each character and match each bounding box to a face. Last, we employ BLIP-2 [25] to generate text descriptions for each character within the bounding box. This leads to a total number of 2.3M face-position-text pairs, included in 1.6M scene images, which comprise 1M single-person and 600K multi-person scene images. Equipped with instance-level annotations for high-quality facial images, we are able to achieve high-quality customized character generation with fine-grained control. More details of the dataset are shown in the Appendix D." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 278, + 230, + 293 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 278, + 230, + 293 + ], + "spans": [ + { + "bbox": [ + 132, + 278, + 230, + 293 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 304, + 262, + 316 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 304, + 262, + 316 + ], + "spans": [ + { + "bbox": [ + 132, + 304, + 262, + 316 + ], + "type": "text", + "content": "5.1 Experimental Setup" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 323, + 482, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 323, + 482, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 323, + 482, + 443 + ], + "type": "text", + "content": "Data and Benchmark. We utilize the collected AddMe-1.6M to train our model, where 10,000 images are left for validation and testing. To the best of our knowledge, there is no prior work targeting the composition of character images based on a reference face. Therefore, we constructed a test benchmark for quantitative analysis. To be specific, we manually selected 500 target scene images from the test set, each with a resolution of " + }, + { + "bbox": [ + 130, + 323, + 482, + 443 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 323, + 482, + 443 + ], + "type": "text", + "content": " and containing only one position mask. For diversity considerations, we select 20 reference ID images from the FFHQ [20], CelebA-HQ [19], and our AddMe-1.6M. Consequently, we generated 10,000 images for the combination of characters and scenes. We will make this benchmark publicly available to encourage further engagement." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 444, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 444, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 444, + 482, + 502 + ], + "type": "text", + "content": "Training Strategy. We adopt a two-stage training. For the first stage, the total trainable parameters included a linear mapping network and our ID-Adapter. Here, we train our ID-Adapter with a mixed dataset of both single-person and multi-person data. In the second stage, we train the enhanced portrait attention module exclusively with multi-person scene data." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 502, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 647 + ], + "type": "text", + "content": "Evaluation Metrics. For our newly proposed task, based on CLIP-IQA [48], we constructed a new evaluation metric named CLIP-H by setting prompt pairs: \"with person\" and \"without person\", to assess the likelihood of generating portraits within the location mask. We use Arcface [6] to calculate face similarity, where a higher score indicates higher identity similarity. Furthermore, to measure the distribution difference between generated and real images, we calculate the FID [15] between the generated 10,000 images and the test set images. Besides, we calculate QS [14] and CLIP-IQA (quality, natural) to assess the overall aesthetic quality of the edited images. For efficiency evaluation, we consider the total editing time, including fine-tuning and inference, as well as peak memory usage throughout the entire process. We provide detailed descriptions for each metric in the Appendix B." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "text", + "content": "AddMe: Zero-shot Group-photo Synthesis" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 653, + 331, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 331, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 331, + 666 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 133, + 653, + 331, + 666 + ], + "type": "text", + "content": " https://github.com/derronqi/yolov7-face" + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 480, + 327 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 480, + 327 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 480, + 327 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 480, + 327 + ], + "type": "image", + "image_path": "e4aab3c844182023d7f7548b01ff931ad23f0652f18f5e90ebab23c675d4063e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 335, + 482, + 360 + ], + "lines": [ + { + "bbox": [ + 132, + 335, + 482, + 360 + ], + "spans": [ + { + "bbox": [ + 132, + 335, + 482, + 360 + ], + "type": "text", + "content": "Fig. 5: Various applications of AddMe. Our method supports different types of location mask, text prompt control, and spatial control." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 381, + 258, + 393 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 381, + 258, + 393 + ], + "spans": [ + { + "bbox": [ + 132, + 381, + 258, + 393 + ], + "type": "text", + "content": "5.2 Qualitative Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 402, + 480, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 480, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 480, + 426 + ], + "type": "text", + "content": "We present qualitative results in various settings to demonstrate the robustness, mask controllability, text prompt editability, and compatibility of our method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 426, + 481, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 481, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 481, + 557 + ], + "type": "text", + "content": "Reference ID Image Only. In the most common application scenario, where only a reference ID image is provided along with a location specified by a bounding box mask and the text prompt is set to be empty. During the generation process, the model guides the creation of a new portrait by leveraging the identity information from the reference ID image and the context information perceived by the enhanced portrait attention module from other characters in the scene (e.g., height, body shape, pose, and clothing). As shown in the first row of Fig. 5, our model demonstrates robustness in maintaining the identity, expression, skin tone, and age of the reference ID image. Additionally, our model can generate portraits with proper scales and seamlessly integrated backgrounds based on the contextual information from the target image." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 558, + 481, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 481, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 481, + 629 + ], + "type": "text", + "content": "Reference ID Image + Mask Shape Control. Our method is compatible with masks of arbitrary shapes and can then enable fine-grained control over the height, body shape, and relative position of characters in the generated region based on the shape of the mask. As shown in the second row of Fig. 5, using a more detailed mask makes the generated individual appear thinner and shorter than the girl on the left." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Reference ID Image + Text Prompt. Although our model can generate a natural appearance with the target scene image through the EPA module even without a text prompt, we can achieve more precise control over the generated" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 115, + 481, + 286 + ], + "blocks": [ + { + "bbox": [ + 134, + 115, + 481, + 286 + ], + "lines": [ + { + "bbox": [ + 134, + 115, + 481, + 286 + ], + "spans": [ + { + "bbox": [ + 134, + 115, + 481, + 286 + ], + "type": "image", + "image_path": "796708c02a2372a04a0a39816649f873274973973b121a2964b8a0336e06d0df.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 294, + 482, + 328 + ], + "lines": [ + { + "bbox": [ + 131, + 294, + 482, + 328 + ], + "spans": [ + { + "bbox": [ + 131, + 294, + 482, + 328 + ], + "type": "text", + "content": "Fig. 6: Comparison with text-driven and exemplar-based methods on single portrait insertion. For text-driven methods, we use the name of the reference character in the prompt (such as Joe Biden). We also show setting comparison at the bottom." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 352, + 479, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 479, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 479, + 399 + ], + "type": "text", + "content": "portraits through text. In this setting, our model can effectively alter appearances while ensuring identity consistency. Besides, it is compatible with mask shape control without any degradation in identity preservation, or image quality, as shown in the row 3-4 of Fig. 5." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 400, + 480, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 480, + 436 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 480, + 436 + ], + "type": "text", + "content": "Reference ID Image + Spatial Control. Integrating our method with pretrained tools such as ControlNet [57] and T2I-Adapter [31] achieves more precise control. The last row of Fig. 5 demonstrates control via human pose [54]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 453, + 227, + 466 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 453, + 227, + 466 + ], + "spans": [ + { + "bbox": [ + 132, + 453, + 227, + 466 + ], + "type": "text", + "content": "5.3 Comparisons" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 481, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 481, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 481, + 641 + ], + "type": "text", + "content": "Baseline Models. To the best of our knowledge, there is no prior work on multimodal personalized character image editing based on both a reference ID image and text. We selected two relevant categories of methods as baselines for our approach, namely exemplar-based and text-driven local image editing, and we demonstrate the difference between our method and the baselines at the bottom of Fig. 6. We make comparisons with the state-of-the-art (SOTA) exemplar-based image editing methods including PbE [52], AnyDoor [5], and Unipaint [53]. PbE replaces the text encoder of SD with an image encoder and realize image editing conditioned on images through fine-tuning. AnyDoor transfers the reference image into the target image through a more dense representation, representing generative image composition methods. Unipaint attempts to capture contextual information through test-time fine-tuning, aiming to generalize the model to support for multi-conditions. Wish You Were Here [9] and Putting People in Their Place [23] lack available implementations, precluding direct comparison." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 642, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 642, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 642, + 481, + 665 + ], + "type": "text", + "content": "Qualitative Comparisons. In columns 4-6 of Fig. 6, we present visual comparisons with the previous exemplar-based methods. The results show that these" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "text", + "content": "AddMe: Zero-shot Group-photo Synthesis" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 158, + 478, + 232 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 149 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 149 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 149 + ], + "type": "text", + "content": "Table 1: Quantitative comparisons between our method and baseline approaches. We evaluate the edited region using CLIP-H and Face Sim, while FID, QS, and CLIP-IQA (referred to as IQA) are used to assess the overall image quality after editing." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 158, + 478, + 232 + ], + "lines": [ + { + "bbox": [ + 137, + 158, + 478, + 232 + ], + "spans": [ + { + "bbox": [ + 137, + 158, + 478, + 232 + ], + "type": "table", + "html": "
ModelsLocalGlobalEfficiency
CLIP-H(%)↑Face Sim.(%)↑FID ↓QS↑IQA(%)↑Time↓Memory↓
PbE [52]61.8215.1628.7314.8353.282.94s10.6GB
AnyDoor [5]64.8314.2150.627.4554.006.55s19.2GB
UniPaint [53]57.3537.5341.424.1652.7164.93s36.7GB
AddMe(Ours)65.5260.1526.1112.0955.812.44s6.51GB
", + "image_path": "4300d078f9792d128fd3e6677aeb88f7478220e3b6edd4ecd1bd0d0cd4d18b42.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 257, + 479, + 340 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 257, + 479, + 340 + ], + "spans": [ + { + "bbox": [ + 130, + 257, + 479, + 340 + ], + "type": "text", + "content": "methods can only maintain semantic consistency at the category level, generating an individual with a similar appearance in the edited region. PbE achieves competitive image fusion through CLIP-compressed representations but loses identity information and generates incorrect skin color. AnyDoor tends to copy and paste the reference image into the editing region, failing to extend the reference face to a portrait. Unipaint has noticeable boundary artifacts in the editing region, which may be caused by the flow control in self-attention." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 341, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 341, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 341, + 482, + 509 + ], + "type": "text", + "content": "We also make a comparison with text-driven local image editing methods, where they can only control the semantic content of the region through textual prompts. Due to different task settings, we use a text prompt similar to the reference ID image here as input to make a comparison. As shown in column 2-3 of Fig. 6, Blended Latent Diffusion (BLD) [2] utilizes CLIP to provide gradients to guide the diffusion sampling process. The results show that BLD exhibits noticeable artifacts in generating photorealistic human images, which may be due to information bottlenecks caused by the gradient-guided strategy. When compared to Stable Diffusion, we used its inpainting version. As illustrated in Fig. 6, column 3, SD can generate more realistic results, but it is limited for text that is not informative to express complex scenes or concepts. In contrast, our method achieves photorealistic results, generating portraits in the desired location that interact naturally with the context while ensuring identity similarity to the reference ID image." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": "Quantitative Comparisons. As shown in Table 1, our method achieves state-of-the-art results in terms of CLIP-H and Face Similarity, demonstrating that our approach is able to generate portraits in the desired location and best preserves the identity information of the reference ID image. Notably, our method shows improved performance over baseline models in FID and CLIP-IQA, demonstrating the superiority of our method in the overall quality and harmony of the image. It is noteworthy that our method exhibits significant performance improvements compared to the baseline while maintaining the highest efficiency, indicating better device compatibility. Given that our baseline method cannot support both images and text as input, we place the quantitative comparison of text alignment in the Appendix C." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "content": "User Study. We conducted a user study to compare with PbE, AnyDoor, Unipaint. We have 30 participants with diverse backgrounds to rate 20 sets of images." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 479, + 260 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 479, + 260 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 479, + 260 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 479, + 260 + ], + "type": "image", + "image_path": "6468cffacb80cf802a4d272bd98f79c1f3fcb0c3682d78f66ba6dd51d5407678.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 268, + 480, + 301 + ], + "lines": [ + { + "bbox": [ + 132, + 268, + 480, + 301 + ], + "spans": [ + { + "bbox": [ + 132, + 268, + 480, + 301 + ], + "type": "text", + "content": "Fig. 7: Visual ablation studies of individual components in our method. From left to right, we progressively make the generation of the portrait more reasonable, while improving facial similarity and image fidelity." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 140, + 334, + 470, + 387 + ], + "blocks": [ + { + "bbox": [ + 135, + 313, + 476, + 324 + ], + "lines": [ + { + "bbox": [ + 135, + 313, + 476, + 324 + ], + "spans": [ + { + "bbox": [ + 135, + 313, + 476, + 324 + ], + "type": "text", + "content": "Table 2: User study on the comparison between our AddMe and baseline methods." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 140, + 334, + 470, + 387 + ], + "lines": [ + { + "bbox": [ + 140, + 334, + 470, + 387 + ], + "spans": [ + { + "bbox": [ + 140, + 334, + 470, + 387 + ], + "type": "table", + "html": "
SettingsPbE [52]AnyDoor [5]Unipaint [53]AddMe (Ours)
Face Sim.5.95%4.77%5.95%83.33%
Quality1.20%13.10%3.55%82.15%
Natural9.55%2.40%7.10%80.95%
", + "image_path": "c03cdbfafc5ea458c0a2e0debaa2e9b6a7f3c5c440d0220f59e3bb91ff92135b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 400, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 482, + 495 + ], + "type": "text", + "content": "For each set, we provided a reference ID image and 5 target scene images, and each of the four models generates 5 predictions. Participants are asked to choose the best model based on identity fidelity, image quality and naturalness of image fusion. As shown in Table 2, our proposed AddMe is preferred by more participants over baseline methods in all four metrics, especially in terms of identity fidelity, where over " + }, + { + "bbox": [ + 130, + 400, + 482, + 495 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 400, + 482, + 495 + ], + "type": "text", + "content": " of participants perceive our method to have a more similar identity to the reference ID image. This underscores the superiority of our AddMe in terms of identity fidelity and image fusion." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 514, + 237, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 237, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 237, + 525 + ], + "type": "text", + "content": "5.4 Ablation Study" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 629 + ], + "type": "text", + "content": "We conduct ablation studies to validate the effectiveness of three key techniques of this paper: ID-Adapter, Enhanced Portrait Attention, and Data Augmentation. We use the naive solution mentioned in Section 4.2 as the baseline. We show visual ablation results in Fig. 7, which includes character replacement and generation scenarios. The baseline solution struggles to maintain the identity information of the reference ID image and tends to use the background to complete the editing region. We argue that this is due to cross-attention leakage in multi-person scenes, as depicted in Fig. 3." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "content": "With our proposed ID-Adapter, the ID prompt can be correctly injected into a local editing region, significantly increasing the likelihood of generating individuals with improved identity fidelity, as also demonstrated in Table 3. However," + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 277, + 91, + 447, + 102 + ], + "type": "text", + "content": "AddMe: Zero-shot Group-photo Synthesis" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 138, + 146, + 472, + 222 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "type": "text", + "content": "Table 3: Quantitative ablation studies on different variants of our method. We achieve the best performance by leveraging all these techniques." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 138, + 146, + 472, + 222 + ], + "lines": [ + { + "bbox": [ + 138, + 146, + 472, + 222 + ], + "spans": [ + { + "bbox": [ + 138, + 146, + 472, + 222 + ], + "type": "table", + "html": "
SettingsLocalGlobal
CLIP-H(%) ↑Face Sim.(%) ↑FID ↓QS ↑IQA(%) ↑
Baseline58.4229.0334.877.0454.01
+ID-Adapter64.8756.7935.456.6852.90
+EPA Module65.3959.7327.1611.1355.67
+Data Augmentation65.5260.1526.1112.0955.81
", + "image_path": "245ba02a141a7ba90936b62c190a776930a4a24de008fcd8b6937a5245237d94.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 228, + 479, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 228, + 479, + 289 + ], + "spans": [ + { + "bbox": [ + 130, + 228, + 479, + 289 + ], + "type": "text", + "content": "the ID-Adapter encounters issues of unnatural image fusion. We further address this by introducing the EPA module to make the generated portraits interact more naturally with other characters in the context, leading to improved image quality based on better FID, QS, and CLIP-IQA. Finally, we utilize data augmentation techniques to avoid the copy-and-paste issue in generating portraits." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 132, + 308, + 481, + 366 + ], + "blocks": [ + { + "bbox": [ + 132, + 308, + 481, + 366 + ], + "lines": [ + { + "bbox": [ + 132, + 308, + 481, + 366 + ], + "spans": [ + { + "bbox": [ + 132, + 308, + 481, + 366 + ], + "type": "image", + "image_path": "dae4a43552ba038a93a136e9c32c9f812581f36310671e03b1ded79793f1f705.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 374, + 479, + 407 + ], + "lines": [ + { + "bbox": [ + 130, + 374, + 479, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 479, + 407 + ], + "type": "text", + "content": "Fig. 8: Limitations of AddMe. Left: When the generated face is small, the fidelity of the identity is affected. Right: We use the prompt: \"A woman with black hair is smiling\", but facial attributes could not be precisely controlled." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 450, + 311, + 463 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 450, + 311, + 463 + ], + "spans": [ + { + "bbox": [ + 132, + 450, + 311, + 463 + ], + "type": "text", + "content": "6 Conclusion and Limitation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 475, + 481, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 475, + 481, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 475, + 481, + 583 + ], + "type": "text", + "content": "In this paper, we introduce a novel image editing scenario: group photo synthesis, which aims to insert identity-preserved portraits into a desired location in an existing scene image while ensuring control over the generated content. We achieve this goal by two major upgrades to text-to-image diffusion model. First, an ID-Adapter is designed to learn a facial representation, which is decoupled from existing characters in the scene. Second, an enhanced portrait attention is proposed to ensure the generated portrait interacts naturally with others in the existing scene. Our method enables users to precisely control the editing, and achieves an impressive performance on in-the-wild images." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 584, + 481, + 656 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 584, + 481, + 656 + ], + "spans": [ + { + "bbox": [ + 130, + 584, + 481, + 656 + ], + "type": "text", + "content": "While our work shows some promising results, there are still some limitations, as illustrated in Fig. 8. For example, there is a noticeable disparity in the generation where the proportion of the face is relatively small compared to larger ones, which we believe is constrained by the limitations of the VAE. Moreover, facial attributes such as hair color are coupled with the ID token, which may pose challenges for facial attribute editing." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "D. Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 139, + 480, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 139, + 480, + 175 + ], + "spans": [ + { + "bbox": [ + 132, + 139, + 480, + 175 + ], + "type": "text", + "content": "We thank Changyin Zhou and Fei Yu from Vozo.ai for their contributions to the initial proposal and discussions of this project. We regret their names were not included as co-authors and hope this acknowledgment reflects our appreciation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 193, + 197, + 205 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 193, + 197, + 205 + ], + "spans": [ + { + "bbox": [ + 133, + 193, + 197, + 205 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 217, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 21, + "blocks": [ + { + "bbox": [ + 138, + 217, + 480, + 239 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 217, + 480, + 239 + ], + "spans": [ + { + "bbox": [ + 138, + 217, + 480, + 239 + ], + "type": "text", + "content": "1. 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Yue et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AddressCLIP_ Empowering Vision-Language Models for City-wide Image Address Localization/bbd4751a-6e05-4f3a-882f-4ee98bbd88b8_content_list.json b/2024/AddressCLIP_ Empowering Vision-Language Models for City-wide Image Address Localization/bbd4751a-6e05-4f3a-882f-4ee98bbd88b8_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..e949b3dc14b269669dda700a80450f6d73729784 --- /dev/null +++ b/2024/AddressCLIP_ Empowering Vision-Language Models for City-wide Image Address Localization/bbd4751a-6e05-4f3a-882f-4ee98bbd88b8_content_list.json @@ -0,0 +1,1839 @@ +[ + { + "type": "text", + "text": "AddressCLIP: Empowering Vision-Language Models for City-wide Image Address Localization", + "text_level": 1, + "bbox": [ + 218, + 140, + 782, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Shixiong $\\mathrm{Xu}^{1,3*†}$ , Chenghao Zhang $^{2*}$ , Lubin Fan $^{2‡}$ , Gaofeng Meng $^{1,3,4‡}$ , Shiming Xiang $^{1,3}$ , and Jieping Ye $^{2}$", + "bbox": [ + 217, + 210, + 782, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ MAIS, Institute of Automation, Chinese Academy of Sciences $^{2}$ Alibaba Cloud", + "bbox": [ + 285, + 253, + 712, + 281 + ], + "page_idx": 0 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "$^{3}$ School of Artificial Intelligence, University of Chinese Academy of Sciences", + "$^{4}$ CAIR, HK Institute of Science & Innovation, Chinese Academy of Sciences" + ], + "bbox": [ + 241, + 282, + 756, + 310 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. In this study, we introduce a new problem raised by social media and photojournalism, named Image Address Localization (IAL), which aims to predict the readable textual address where an image was taken. Existing two-stage approaches involve predicting geographical coordinates and converting them into human-readable addresses, which can lead to ambiguity and be resource-intensive. In contrast, we propose an end-to-end framework named AddressCLIP to solve the problem with more semantics, consisting of two key ingredients: i) image-text alignment to align images with addresses and scene captions by contrastive learning, and ii) image-geography matching to constrain image features with the spatial distance in terms of manifold learning. Additionally, we have built three datasets from Pittsburgh and San Francisco on different scales specifically for the IAL problem. Experiments demonstrate that our approach achieves compelling performance on the proposed datasets and outperforms representative transfer learning methods for vision-language models. Furthermore, extensive ablations and visualizations exhibit the effectiveness of the proposed method. The datasets and source code are available at https://github.com/xsx1001/AddressCLIP.", + "bbox": [ + 259, + 354, + 743, + 604 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Image address localization $\\cdot$ Image-text alignment $\\cdot$ Image-geography matching $\\cdot$ Vision-language model", + "bbox": [ + 259, + 617, + 740, + 646 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 674, + 375, + 690 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Users on social media platforms such as Facebook and Instagram often tag their pictures with textual addresses to connect with local communities, raising the demand for predicting the descriptive address information of the place where an image was taken. This has various practical applications, for instance, businesses and travel platforms can use addresses of images to provide recommendations", + "bbox": [ + 212, + 709, + 787, + 786 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "This work was done when Shixiong Xu was an intern at Alibaba Cloud.", + "bbox": [ + 230, + 796, + 720, + 811 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contributions", + "bbox": [ + 233, + 811, + 379, + 824 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "‡ Corresponding authors", + "bbox": [ + 233, + 824, + 398, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/695334a9387409baafc688a6a632ef6d942c7adedd72b49428d551a1211318b8.jpg", + "image_caption": [ + "Fig. 1: Comparison of image-based geo-localization and address localization tasks. The objective of the proposed task is to predict the semantic text address of a given image instead of a digital GPS coordinate without the need for a retrieval gallery." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 480, + 296 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/d5b1f7bf1f3f3617bc00703413aa8efdd7baf6c5dd6a42f86b1245effd5a6d4b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 490, + 143, + 787, + 296 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "or organize location-specific content. Additionally, photojournalism can rapidly verify the authenticity of the event with the image's address.", + "bbox": [ + 212, + 378, + 782, + 409 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To predict an image's address, one reasonable approach involves leveraging image geo-localization technology to predict GPS coordinates (i.e., latitude and longitude) from an image [50], followed by the reverse Geocoding to query for a readable address. Image geo-localization, also known as visual place recognition, is commonly treated as an image retrieval problem where a database of geo-tagged images serves as a matching reference for the query image. Previous retrieval-based methods [3,4,7,19,28] have shown remarkable performance. However, in practice, the creation of pre-collected geo-tagged databases requires significant labor and storage resources, while GPS coordinates lack readability and semantics. In addition, the conversion from GPS to readable addresses often presents ambiguities, and the Image-GPS-Address pipeline is not end-to-end.", + "bbox": [ + 212, + 412, + 787, + 578 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To alleviate the above issues, in this study, we propose to perform Image Address Localization (IAL) where a model is tasked to predict the readable textual address where a given image was taken. We design a semantic address partition strategy to perform fine-grained partitioning of city-wide addresses, conforming to the way humans describe address information. By doing this, we are able to train models in an end-to-end manner, and during inference, there is no need to construct a retrieval database which greatly reduces the storage and retrieval burden. Furthermore, the model's output addresses align more closely with human description habits, which provides a bridge for subsequent city-wide scene understanding and point-of-interest recommendation. Fig. 1 shows the comparison of image geo-localization and image address localization tasks, where the latter focuses on predicting human-readable textual address information.", + "bbox": [ + 212, + 580, + 787, + 762 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this study, we propose an end-to-end framework, AddressCLIP, based on the visual-language model CLIP [38], aiming to learn an alignment of images and addresses. Our approach leverages two key ingredients: image-text alignment and image-geography matching. Firstly, we introduce additional scene captions as a supplement to address text thus facilitating the alignment of images and tex", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "tual addresses by contrastive learning. Secondly, we propose an image-geography matching mechanism to bring features of geographically proximate images closer while separating features of images that are far apart geographically.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To support the image address localization task, we constructed three IAL datasets of different sizes based on the Pitts-250k [4] and SF-XL datasets [7]: Pitts-IAL (234K), SF-IAL-Base (184K), and SF-IAL-Large (1.96M). In contrast to the original datasets, each image in our dataset is accompanied by not only its geographical coordinate but also the administrative address. Specifically, we utilized the reverse Geocoding API of Google Maps to retrieve administrative addresses for a portion of the images and obtain addresses for the remaining images through nearest-neighbor interpolation of the geographical coordinates.", + "bbox": [ + 212, + 191, + 785, + 311 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We evaluate the proposed AddressCLIP framework on the introduced datasets. Our proposed method achieves a Top-1 address localization accuracy of over $80\\%$ across three IAL datasets, most notably reaching a performance of $85.92\\%$ on the largest dataset, SF-IAL-Large. Compared with challenging baselines [29, 51, 52] that transfer CLIP to the downstream IAL task, our AddressCLIP achieves improvements of $3\\%$ to $6\\%$ on the proposed datasets. In addition, the qualitative results demonstrate good alignment between images and textual address queries in geographical space. Finally, we discuss the superiority of the proposed method over the two-stage \"Image-GPS-Address\" approach and explore the application prospects of multimodal large language models in the IAL task.", + "bbox": [ + 212, + 311, + 787, + 463 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our contributions are summarized as follows:", + "bbox": [ + 238, + 464, + 566, + 478 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We formulate the image address localization problem and introduce the AddressCLIP framework for this problem by utilizing the alignment between the image and address text.", + "- Two key ingredients are designed for better alignment of the image and address, i.e., image-caption alignment and image-geography matching, which are mutually beneficial.", + "- We introduce three datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large to facilitate the study of the image address localization problem.", + "- Experiments demonstrate that our method achieves compelling performance on the proposed IAL datasets. Extensive ablations, visualizations, and analyses are provided to show the effectiveness of the proposed method." + ], + "bbox": [ + 223, + 488, + 782, + 654 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 686, + 387, + 704 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Image Geo-localization. Image geo-localization, or visual place recognition, is usually formulated as an image retrieval problem on the city scale, which needs to collect a geo-tagged database of pre-computed embeddings of either local or global features [6,13,24,25,33,34,40,45]. In recent years, deep learning models [14, 21, 43] have been proven to perform remarkably in image feature extraction, complemented with an aggregation or pooling layer [3,4,9,16,17,27,32,37,54]. Recent methods achieve impressive retrieval performance by performing an additional re-ranking phase [19,48,53], adopting powerful pre-trained backbones [35]", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 640, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "(a) Administrative Address", + "bbox": [ + 217, + 143, + 367, + 155 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Example: Carnegie Mellon University, 5000, Forbes Avenue, Oakland, Pittsburgh, Pennsylvania, USA \nHierarchy: Building Name, House Number, Street, Neighborhood, City, County/State, Country", + "bbox": [ + 215, + 157, + 769, + 183 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/2f73cc3742b580501bb6c82b99cf31c2f92cccc6e46d64bef4870330eba688f6.jpg", + "image_caption": [ + "(b) Semantic Address Partition" + ], + "image_footnote": [ + "located in South Side Flats, specifically on a section of East Carson Street lying between South 10th Street and South 12th Street" + ], + "bbox": [ + 235, + 205, + 475, + 255 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/2dbe6bac1986642ec50383f38a41f704b56ed23319cd1b21aaad5641b3143f1e.jpg", + "image_caption": [ + "(c) Vision-Language Model", + "Fig. 2: The problem statement of the image address localization task consists of (a) examples of administrative address and hierarchy, (b) semantic address partition strategy, and (c) address predicting using visual-language models." + ], + "image_footnote": [ + "Candidate Addresses", + "located in the Downtown, specifically on a section of Third Avenue that near Grant Street" + ], + "bbox": [ + 504, + 205, + 781, + 276 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "to extract image features [22, 28], or training on large-scale place recognition datasets [2, 3, 7, 22]. Different from retrieval-based methods, classification-based methods focus on planet-scale localization and split the earth into disjoint regions to classify [12, 36, 42, 46, 49]. More recently, StreetCLIP [18] and GeoCLIP [10] both utilize the vision-language model CLIP [38] with region description or GPS information for better generalizability. Going beyond image geo-localization, we propose to perform image address localization to obtain readable textual addresses rather than digital coordinates without a retrieval gallery. This not only enables models to directly output human-understandable semantic addresses for a given image but also paves the way for more complex geographical human-computer interactions in the future.", + "bbox": [ + 212, + 381, + 787, + 547 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Transfer Learning in Vision-Language Models. The integration of language supervision with visual data is garnering significant interest, with the primary aim being to align images and texts and learn a shared embedding space. As outlined in [52], the advancements in vision-language models can largely be attributed to three key developments: Transformers [47], contrastive representation learning [11, 20], and expansive web-scale training datasets [26, 39]. One notable example is CLIP [38], which employs two encoder networks trained via contrastive loss to align image-text pairs, thus enabling impressive zero-shot performance. Adapting CLIP to downstream tasks typically involves either full fine-tuning or linear probing [15]. Recently, prompt learning offers an alternative by introducing a small number of trainable prompt tokens at the input. Learnable prompts can be applied to the language branch [52], image instances [51], or both forming a multi-modal prompt [29]. Complete fine-tuning enables CLIP to fully adapt to the data distribution of downstream tasks, while prompt learning enhances CLIP's zero-shot learning capabilities. Due to the domain gap between the IAL task and the pre-training tasks, our proposed AddressCLIP adopts carefully designed image-caption alignment and image-geography matching to transfer CLIP toward the address localization task, which is superior to the direct complete fine-tuning way.", + "bbox": [ + 212, + 551, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Problem Statement", + "text_level": 1, + "bbox": [ + 215, + 143, + 441, + 160 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this study, we focus on the city-wide image address localization problem. The administrative address hierarchy around the world varies widely depending on the history, geography, culture, and political systems of each country. Taking the United States as an example, we provide a specific illustration of an administrative address and its corresponding hierarchy in Fig. 2 (a). Since images in one dataset belong to the same city, our study distinguishes image addresses on neighborhood and street levels.", + "bbox": [ + 212, + 174, + 787, + 280 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The straightforward division mentioned above introduces two challenges in practical city-wide scenarios. Firstly, variable street lengths can result in coarsely localized addresses, particularly for highways that extend for kilometers, creating a pronounced long-tail distribution issue and diverse inner-address visual features that hinder precise localization during inference. Secondly, address ambiguity arises at street intersections, where images could be equally attributed to intersecting streets, thus lacking a clear and singular textual supervision signal. To address these concerns, we introduce a semantic address partition strategy for a more granular segmentation of streets, as shown in Fig. 2 (b). By segmenting streets at intersections, we achieve a balance in street lengths, which refines the address localization scope and eliminates the intersection ambiguity, aligning more closely with the way humans typically describe locations. In this way, the textual representation of addresses consists of the main street name (marked green) and the name of one or two streets that intersect it (marked brown).", + "bbox": [ + 212, + 281, + 787, + 492 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Formally, the Image Address Localization problem is defined as follows: given a training dataset $D_{train} = \\{(I_i,A_i)\\}_{i = 1}^M$ containing pairs of image $I_{i}$ and address $A_{i}$ , our objective is to train a vision-language model $\\mathcal{H}_{\\theta}$ and use it to predict the address of query images, $A_{k}^{Q} = \\mathcal{H}_{\\theta}(I_{k}^{Q}),\\forall k\\in [1..K]$ where $I_k^Q\\in D_{test}$ . The images in the query set $I^Q$ can belong to any candidate address in the same city as the images in the training set. Fig. 2 (c) shows a schematic diagram of predicting the readable textual address for a given query image.", + "bbox": [ + 212, + 492, + 787, + 599 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 AddressCLIP", + "text_level": 1, + "bbox": [ + 215, + 619, + 382, + 635 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 Framework Overview", + "text_level": 1, + "bbox": [ + 215, + 650, + 437, + 664 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We formulate the IAL problem as a vision-text alignment problem between the image and address pairs. Fig. 3 depicts the framework of our method. During training, the embeddings of the image and the address are extracted by the image encoder and text encoder, respectively, and are then aligned through image-address contrastive learning. An additive scene caption is introduced as a supplement to the address to enrich the plain text information. The scene caption shares the same text encoder with the image address, and the resulting caption embedding and image embedding are combined for image-caption contrastive learning. Furthermore, we adopt the geographical position information as a guide to increase the similarities between geographically close image features while increasing the differences between geographically distant image features.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 638, + 114, + 730, + 127 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/8cd9089a8a9eb31a36c474a70144488dd181e20df4e580f902dd13d846b0393f.jpg", + "image_caption": [ + "Fig. 3: Overview of the proposed AddressCLIP framework. (a) During training, the alignment of image and address is learned by the image-address contrastive loss, image-capture contrastive loss, and image-geography matching loss. (b) At inference, the address with the highest similarity to the query image's embedding is chosen." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 787, + 351 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The image-geography matching is learned between geospatial distance and image feature similarity. During inference, the address with the highest similarity to the query image's embedding indicates the most probable address.", + "bbox": [ + 212, + 448, + 787, + 494 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 Image-Text Alignment", + "text_level": 1, + "bbox": [ + 215, + 521, + 449, + 537 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "It is reasonable to use address information directly as textual prompts for image-address alignment learning. However, the address text is simple and limited. It cannot provide context about environments, landmarks, or other entities, which are crucial for precise address localization. To alleviate the issues, we incorporate additional descriptive captions that capture the nuances of the visual scene, thereby endowing the model with a deeper understanding of the contextual elements that are often missing in the bare address labels. This mechanism enables more accurate and context-aware predictions by effectively bridging the gap between visual perception and textual representation.", + "bbox": [ + 212, + 551, + 787, + 686 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Scene description can be generated through manual annotation, which, although accurate, is costly and not easily scalable to large datasets. Benefiting from the advancements in vision-language models, we utilize pre-trained vision-language models [30] to generate linguistic captions corresponding to image scenes. The lower left corner of Fig. 3(a) shows some illustrative examples, where the descriptions can include context like the presence of specific buildings or unique street signs, which is relevant for distinguishing between visually similar but geographically distant locations. This also aligns the model's learning process with how humans typically communicate location information. For detailed analyses of scene captions, refer to the supplementary material.", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Formally, define image features extracted from the image encoder $\\mathcal{V}(\\cdot)$ as $V_{i} = \\mathcal{V}(I_{i}),\\forall i\\in [1,\\dots,N]$ . The text encoder $\\mathcal{V}(\\cdot)$ extracts address features $T_{i}^{A} = \\mathcal{T}(A_{i})$ and caption features $T_{i}^{C} = \\mathcal{T}(C_{i} + A_{i})$ , where the scene caption $C_i$ is obtained by a vision-language model. We experimentally observe that appending address information to the scene caption is more conducive to address localization, which is discussed in detail in Sec. 6.3. Note that the additive scene caption is only used for training. The alignment of images and addresses is learned via image-address contrastive loss and image-caption contrastive loss.", + "bbox": [ + 214, + 146, + 787, + 267 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "For a batch of size $N$ comprising image-text pairs, the image-address contrastive loss can be written as:", + "bbox": [ + 214, + 267, + 787, + 297 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {a d d r e s s}} = - \\frac {1}{2 N} \\sum_ {i = 1} ^ {N} \\left[ \\log \\frac {\\exp \\left(V _ {i} \\cdot T _ {i} ^ {A} / \\tau\\right)}{\\sum_ {j = 1} ^ {N} \\exp \\left(V _ {i} \\cdot T _ {j} ^ {A} / \\tau\\right)} + \\log \\frac {\\exp \\left(T _ {i} ^ {A} \\cdot V _ {i} / \\tau\\right)}{\\sum_ {k = 1} ^ {N} \\exp \\left(T _ {i} ^ {A} \\cdot V _ {k} / \\tau\\right)} \\right], \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 238, + 303, + 785, + 340 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\tau$ is the temperature parameter. Similarly, the image-caption contrastive loss is formulated as:", + "bbox": [ + 214, + 347, + 787, + 377 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {c a p t i o n} = - \\frac {1}{2 N} \\sum_ {i = 1} ^ {N} \\left[ \\log \\frac {\\exp (V _ {i} \\cdot T _ {i} ^ {C} / \\tau)}{\\sum_ {j = 1} ^ {N} \\exp (V _ {i} \\cdot T _ {j} ^ {C} / \\tau)} + \\log \\frac {\\exp (T _ {i} ^ {C} \\cdot V _ {i} / \\tau)}{\\sum_ {k = 1} ^ {N} \\exp (T _ {i} ^ {C} \\cdot V _ {k} / \\tau)} \\right]. \\quad (2)\n$$\n", + "text_format": "latex", + "bbox": [ + 238, + 382, + 785, + 421 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.3 Image-Geography Matching", + "text_level": 1, + "bbox": [ + 215, + 438, + 493, + 454 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In general, address text in city-wide scenarios may be geographically far away but highly similar, or geographically close but significantly different. This makes image-address alignment learning difficult to optimize with address text alone. In contrast, the geographic coordinates of images (e.g., UTM coordinates) differ significantly, showcasing clear distinctions and discriminative properties. From the perspective of manifold learning, image embedding represents a low-dimensional representation of images in the feature space, and its distribution should be consistent with the geographic coordinates of the images. Our goal is to ensure that geographically proximate images exhibit closely in the feature space, while geographically distant images reflect more within the feature space. Visualization results and analysis are elaborated in Sec. 6.4.", + "bbox": [ + 214, + 460, + 787, + 627 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Inspired by the above motivation, we propose an image-geography matching loss to constrain image features according to the spatial distances of geographic coordinates. Specifically, denote $U_{i}:\\mathbb{UTM}_{east}\\times \\mathbb{UTM}_{north},\\forall i\\in [1,\\dots ,N]$ the set of geographic coordinates corresponding to all images within a batch of size $N$ . We can calculate each element of the spatial distance matrix $D^{U}$ in the geographic space as follows:", + "bbox": [ + 214, + 628, + 787, + 719 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nD _ {i j} ^ {U} = \\left\\| \\hat {U} _ {i} - \\hat {U} _ {j} \\right\\| _ {1}, s. t., \\hat {U} _ {i} = \\frac {U _ {i} - \\operatorname* {m i n} \\left(U _ {i}\\right)}{\\operatorname* {m a x} \\left(U _ {i}\\right) - \\operatorname* {m i n} \\left(U _ {i}\\right)}, \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 326, + 727, + 785, + 760 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where Manhattan distance and min-max normalization are adopted. Correspondingly, each element of the feature similarity matrix $D^{V}$ in the image embedding space is calculated as:", + "bbox": [ + 214, + 768, + 787, + 813 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nD _ {i j} ^ {V} = \\frac {V _ {i} \\cdot V _ {j}}{| | V _ {i} | | \\cdot | | V _ {j} | |}. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 434, + 811, + 785, + 844 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 638, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/fc530f0e53dcc7961cc040c6c716e73f3aae0503d707ab31802dece0515ffe9f.jpg", + "table_caption": [ + "Table 1: Detailed information of the proposed Image Address Localization datasets." + ], + "table_footnote": [], + "table_body": "
DatasetYearDataset size# train/val# testQuery typeImage sizeGPSAddress
Pitts-250K [4]20169.4GB250K24Kpanorama480×640✓X
SF-XL [7]20221TB41.2M1K/0.6Kphone512×512✓X
Pitts-IAL20246.7GB234K19Kpanorama480×640✓✓
SF-IAL-Base20246.8GB184K21Kpanorama512×512✓✓
SF-IAL-Large2024121GB1.96M280Kpanorama512×512✓✓
", + "bbox": [ + 235, + 162, + 767, + 256 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/b9d717306fc7d57b6b2ef5487062591c575b4800718da5ffb5e447a93017e01e.jpg", + "image_caption": [ + "(a) Pitts-IAL" + ], + "image_footnote": [], + "bbox": [ + 225, + 268, + 410, + 373 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/5b279ca192e18b621e8223f9bf201cb3b55895d8b457edcfd93b9fe058046f44.jpg", + "image_caption": [ + "(b) SF-IAL-Base", + "Fig. 4: Visualizations of the introduced datasets. Distinct semantic street partitions are displayed using varying colors." + ], + "image_footnote": [], + "bbox": [ + 410, + 268, + 591, + 372 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/7c24f3fe9da3b61280e549f95f449d5bb1c5c038cb2f130b95877ecc13fda545.jpg", + "image_caption": [ + "(c) SF-1AL-Large" + ], + "image_footnote": [], + "bbox": [ + 591, + 268, + 772, + 372 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Consequently, the image-geography matching loss takes the image feature similarity matrix $D^{V}$ as input and the geographic spatial distance matrix $D^{U}$ as the target to perform gradient back-propagation, i.e.,", + "bbox": [ + 214, + 449, + 787, + 494 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {g e o g r a p h y}} = \\frac {1}{N ^ {2}} \\sum_ {i = 1} ^ {N} \\sum_ {j = 1} ^ {N} \\left(D _ {i j} ^ {V} - D _ {i j} ^ {U}\\right) ^ {2}. \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 362, + 502, + 785, + 546 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.4 Objective Function", + "text_level": 1, + "bbox": [ + 215, + 570, + 419, + 585 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We train the proposed AddressCLIP using both image-text contrastive loss and image-geography matching loss in an end-to-end manner. The total objective function is as follows:", + "bbox": [ + 214, + 592, + 787, + 637 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {t o t a l}} = \\alpha \\mathcal {L} _ {\\text {a d d r e s s}} + \\beta \\mathcal {L} _ {\\text {c a p t i o n}} + \\gamma \\mathcal {L} _ {\\text {g e o g r a p h y}}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 336, + 646, + 785, + 664 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\alpha$ , $\\beta$ , and $\\gamma$ are weight parameters.", + "bbox": [ + 214, + 670, + 517, + 685 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 Image Address Localization Datasets", + "text_level": 1, + "bbox": [ + 214, + 705, + 609, + 722 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Existing datasets [2,7,45] for image geo-localization only contain the GPS coordinates of where the image was taken. Meanwhile, the text in popular image-text datasets like LAION-5B [41] mainly describes the semantic content of the corresponding image instead of the geographical information. To support the study of the IAL problem, we introduce three IAL datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large derived from Pitts-250k [45] and SF-XL [7], respectively. We describe the details of how these datasets were built below.", + "bbox": [ + 212, + 733, + 787, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.1 Address Annotation", + "text_level": 1, + "bbox": [ + 215, + 146, + 429, + 160 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We look up the administrative address according to the GPS coordinates attached to images by utilizing the Reverse Geocoding API of Google Maps. The API returns a list of addresses ordered by their match degree with the GPS coordinate, e.g. $[A^{(1)}, A^{(2)}, \\dots, A^{(R)}]$ . However, simply selecting $A^{(1)}$ as the address annotation is often imprecise since the API might match the GPS coordinates of a building's center and return the building's address. Additionally, when a building is located at an intersection of cross streets, the API might return ambiguous addresses. To alleviate the issue, we first exclude address information matched to buildings (labeled as \"ROOFTOP\" location type in the API). Then, we choose the most frequently occurring address among the remaining addresses as the definitive address and ensure its accuracy by random manual verification and correction. Finally, we adopt the introduced semantic address partition strategy for fine-grained partitioning as the final address annotation.", + "bbox": [ + 212, + 172, + 787, + 369 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.2 Statistics and Visualization", + "text_level": 1, + "bbox": [ + 215, + 393, + 486, + 409 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We provide a comprehensive comparison between the proposed IAL datasets in Tab. 1 and visualize their street distributions in Fig. 4. Specifically, Pitts-IAL is constructed using the training set of the original Pitts-250K [45] dataset where 10,586 locations are annotated with 24 images from different views for each location. These image-address pairs are divided into a training, database, and query set randomly using a ratio of 7:2:1 according to locations. Due to the sparseness of the Pitts-250K, the queries are filtered to ensure their address can be covered by the training set and database. SF-IAL is constructed from the SF-XL [7] dataset and is divided into two versions according to the size of the coverage area, namely SF-IAL-Base, and SF-IAL-Large. SF-IAL-Base covers the top-right corner of San Francisco with 17,067 locations, each with 12 images from different views, which is of comparable size to Pitts-IAL. SF-IAL-Large covers the entire San Francisco with 233,820 locations. The image-address pairs in both versions are also divided into a training, database, and query set randomly using a ratio of 7:2:1. The datasets introduced have been released to the community for research at https://github.com/xsx1001/AddressCLIP.", + "bbox": [ + 212, + 421, + 787, + 662 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "6 Experiments", + "text_level": 1, + "bbox": [ + 215, + 688, + 375, + 705 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "6.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 722, + 428, + 739 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation Details. Our AddressCLIP is implemented with PyTorch based on the pre-trained CLIP from OpenAI [38] with no additional parameters. All the images are resized to $224 \\times 224$ and normalized to fit the input of CLIP. Unless otherwise stated, the ViT/B-16 version of CLIP is used for experiments. We adopt the vision-language model BLIP [30] to generate additive scene captions. More training details are given in supplementary materials.", + "bbox": [ + 212, + 748, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 638, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/91e578bc85ea8c48c5c61e81998701a17ffe212ce25142e729049506edbdf0d3.jpg", + "table_caption": [ + "Table 2: Evaluation results of address localization on the Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets." + ], + "table_footnote": [], + "table_body": "
MethodPitts-IALSF-IAL-BaseSF-IAL-Large
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
Zero-shot CLIP0.853.691.285.641.255.302.809.060.260.970.502.85
CLIP + address77.6693.2880.8694.1783.6696.3285.7696.8581.8495.3884.5695.79
CLIP + CoOp [52]67.9186.6071.1988.1877.7794.0579.9094.9174.8492.3878.2393.79
CLIP + CoCoOp [51]69.0488.3473.2889.7879.1995.2781.1596.3276.9293.5879.8594.04
CLIP + MaPLe [29]72.9891.8576.0492.2781.4696.9883.6997.7779.6394.4782.3495.96
AddressCLIP (Ours)80.3996.2782.6296.7486.3299.0987.4499.2385.9297.2888.1098.33
", + "bbox": [ + 215, + 175, + 785, + 280 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Metrics. It is straightforward to measure the address localization performance by calculating the accuracy of the predicted address, like standard Top-1 and Top-5 accuracy. Considering the varying precise requirements for the returned addresses in different scenarios, we design two metrics specifically for evaluating the address localization performance, i.e., Street-level Accuracy (SA) and SubStreet-level Accuracy (SSA). Formally, for a given query image, the output of the model could be denoted by $A_{p} = [S^{m}, S^{c}, S^{n}]$ , where $S^{m}$ is the main street, $S^{c}$ is the set of streets that intersect with $S^{m}$ , and $S^{n}$ is the neighborhood. The groundtruth address is denoted by $A_{gt} = [S_{gt}^{m}, S_{gt}^{c}, S_{gt}^{n}]$ . If $S^{m} = S_{gt}^{m}$ and $S^{n} = S_{gt}^{n}$ , the prediction is correct in street-level. It is correct in the sub-street level only when $A_{p} = A_{gt}$ is satisfied. Both Top-1 and Top-5 accuracy are reported as SA-1, SA-5, SSA-1, and SSA-5.", + "bbox": [ + 212, + 320, + 787, + 503 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6.2 Main Results", + "text_level": 1, + "bbox": [ + 215, + 525, + 372, + 539 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Baselines. We compare our method with zero-shot CLIP and a fine-tuned CLIP model with naive address prompts. Image address localization can be considered a downstream visual-language task thus prompt learning approaches can be used to transfer the pre-trained CLIP to address localization. We also compare with several representative prompt learning methods for visual-language models, i.e., CoOp [52], CoCoOp [51], and MaPLe [29].", + "bbox": [ + 212, + 551, + 785, + 643 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Comparisons. Tab. 2 shows the comparison results with the above baselines on the introduced Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets. It is clear that our method achieves remarkable performance on the three datasets across various metrics. The zero-shot CLIP model exhibits poor performance due to the lack of explicit address information in the image-text pairs during pre-training. After fine-tuning CLIP with address, the address localization accuracy improves significantly on all three datasets, forming a strong baseline.", + "bbox": [ + 212, + 643, + 785, + 750 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Benefiting from carefully designed image-text alignment and image-geography matching mechanisms, our AddressCLIP surpasses the representative visual-language prompt learning methods by $7.41\\%$ , $4.86\\%$ , and $6.29\\%$ on Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets respectively in terms of SSA-1. This indicates that general prompt learning methods that transfer pre-trained models to various downstream tasks are inferior to those specifically designed, especially", + "bbox": [ + 212, + 750, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/2d6add98cb494fd4f13887ffc11c66dbc453f81c11d089c4a8c690155b2910de.jpg", + "table_caption": [ + "Table 3: Ablation study of key components on the proposed datasets." + ], + "table_footnote": [], + "table_body": "
\\( \\mathcal{L}_{address} \\)\\( \\mathcal{L}_{caption} \\)\\( \\mathcal{L}_{geography} \\)Pitts-IALSF-IAL-Base
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
✓77.6693.2880.8694.1783.6696.3285.7696.85
✓69.2787.2371.3988.9275.8589.2177.2491.46
✓✓79.2094.1581.2694.6484.8697.4686.0398.04
✓✓79.2795.1581.4595.6185.5498.9886.6498.15
✓✓✓80.3996.2782.6296.7486.3299.0987.4499.23
", + "bbox": [ + 228, + 162, + 774, + 250 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/6563183fee4c3baa502f3930f2e66ee9dcf6fa98af65b29445a24cd2966c62e2.jpg", + "table_caption": [ + "Table 4: Performance of different encoder training strategies on the proposed datasets. $\\times$ refers to freezing the weight, and $\\checkmark$ refers to unfreezing the weight." + ], + "table_footnote": [], + "table_body": "
ImageTextPitts-IALSF-IAL-Base
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
✓×77.7789.2080.2890.4884.3293.6385.8295.05
×✓48.8878.3152.4380.8954.6283.7457.5086.06
✓✓80.3996.2782.6296.7486.3299.0987.4499.23
", + "bbox": [ + 228, + 305, + 774, + 373 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "when the domain of the downstream task (IAL) differs significantly from that of the pre-trained. It is noteworthy that our method generally performs better on the SF-IAL-Base dataset than on the Pitts-IAL dataset due to more orderly streets and the greater density of street view image collection. Remarkably, our method achieves an address location accuracy of $85.92\\%$ even on the more challenging SF-IAL-Large dataset, which covers an area $8 \\times$ larger than the Pitts-IAL dataset. Additionally, performance on the SA metric is typically higher than the SSA metric, suggesting that using sub-streets as the learning target can further enhance the localization capability for main streets.", + "bbox": [ + 212, + 412, + 787, + 551 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "6.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 571, + 388, + 588 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Effectiveness of Key Components. We adopt the CLIP model fine-tuned with the image-address contrastive loss $\\mathcal{L}_{address}$ as the ablation baseline to show the effectiveness of proposed image-caption alignment and image-geography matching. The evaluation results on the Pitts-IAL and SF-IAL-Base datasets are listed in Tab. 3. As can be seen, applying $\\mathcal{L}_{caption}$ alone yields reasonable address localization accuracy, but it is far inferior to using $\\mathcal{L}_{address}$ alone, suggesting that the independent role of address information better facilitates image-address alignment. Based on $\\mathcal{L}_{address}$ , adding $\\mathcal{L}_{caption}$ increases SSA-1 by $1.54\\%$ and $1.2\\%$ , while adding $\\mathcal{L}_{geography}$ alone increases by $1.61\\%$ and $1.88\\%$ on the two IAL datasets. This demonstrates that both the proposed mechanisms can facilitate image address alignment learning from their respective perspectives. Their combination can ultimately bring $2.73\\%$ and $2.66\\%$ improvement on SSA-1, indicating a mutually beneficial relationship between them. Consistent conclusions can be drawn on other indicators.", + "bbox": [ + 212, + 597, + 797, + 808 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Encoder Training Strategy. Typically, when adapting CLIP to downstream tasks, the impact of unfreezing the weights of the image and text encoders varies", + "bbox": [ + 215, + 809, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 640, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/b75b34f6d6a39a77f30d6f5e838ab7763a85e7b75d561b898b5f09995e1ada19.jpg", + "image_caption": [ + "(a) Pitts-IAL (SSA-1)" + ], + "image_footnote": [], + "bbox": [ + 225, + 145, + 359, + 237 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/bef33c2605882caf1574ee03098a1385018bace714082f821006100e465ddd49.jpg", + "image_caption": [ + "(b) Pitts-IAL (SA-1)" + ], + "image_footnote": [], + "bbox": [ + 364, + 145, + 496, + 237 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/5aafbc66184e1b47ffa796e29b9bcd9b4a2a153943fae7b69d3e3d2ad5acb834.jpg", + "image_caption": [ + "(c) SF-IAL-Base (SSA-1)" + ], + "image_footnote": [], + "bbox": [ + 500, + 145, + 633, + 237 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/c8d2b81d01bfdd08140339a680ada79293de9347677c89366b6d2ea9a1b9d31c.jpg", + "image_caption": [ + "(d) SF-IAL-Base (SA-1)" + ], + "image_footnote": [], + "bbox": [ + 637, + 145, + 771, + 237 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/a63ff50326bfa27fcaa5e5770b795dff8cc52cf8610389ee59954253042db70a.jpg", + "image_caption": [ + "Fig. 5: Performance of different backbones on the proposed datasets.", + "(a) Downtown" + ], + "image_footnote": [], + "bbox": [ + 230, + 292, + 356, + 380 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/404ee325e776f6899cf9d62dfab4f91b920b554fb032ee8264536dddbefb3849.jpg", + "image_caption": [ + "(b) Smith St" + ], + "image_footnote": [], + "bbox": [ + 361, + 292, + 488, + 380 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/9c63bfd1cd7fe7d7e68202989029d4c975e42ba8e2a31a053c763f0a6cdcfca4.jpg", + "image_caption": [ + "(c) Liberty Ave." + ], + "image_footnote": [], + "bbox": [ + 493, + 292, + 617, + 380 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/3fa09f68a886c8d519674242446864e990cb3a7d495aedf1e3078ef94ade84cc.jpg", + "image_caption": [ + "(d) Forbes Ave. between Smith St. & Grant St" + ], + "image_footnote": [], + "bbox": [ + 622, + 292, + 779, + 380 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/4df0f47cfefdc1d5ed40b92dd3851446d0a72afb1ec14fed92426f3f234d570b.jpg", + "image_caption": [ + "(e) Uptown", + "Fig. 6: Qualitative demonstration: Address localization with a given textual address query using AddressCLIP in Pittsburgh. The brighter the scatter point, the higher the similarity of the embedding between the image and the query address text. The red box represents the actual geographic range of the query street in the map." + ], + "image_footnote": [], + "bbox": [ + 230, + 391, + 356, + 478 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/b5409148d1183598c5b21050f9ef78177c5dc7c4f3858c48e84a1009e5deb32a.jpg", + "image_caption": [ + "(f) Marion St" + ], + "image_footnote": [], + "bbox": [ + 361, + 391, + 486, + 478 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/3e70537800fa4873b2534d5aada51c08c150c5ca4b4dece79381118e215ce2fc.jpg", + "image_caption": [ + "(g) Forbes Ave." + ], + "image_footnote": [], + "bbox": [ + 491, + 391, + 617, + 478 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ffe2ff99fad244985ad37b47a7c8824b972dea910df6cf07665864e57bd3ec2a.jpg", + "image_caption": [ + "(h) Forbes Ave. between Marion St. & Grant St." + ], + "image_footnote": [], + "bbox": [ + 622, + 391, + 779, + 478 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "on the outcomes. Tab. 4 shows the performance comparisons of different encoder freezing strategies on the Pitts-IAL and SF-IAL-Base datasets. It is observable that unfreezing only the image encoder brings much more performance gains (about $30\\%$ ) compared to unfreezing only the text encoder. This suggests that visual discrepancies are more prominent than textual ones when transferring CLIP to the task of address localization. The best performance is achieved when both the image encoder and text encoder are concurrently unfrozen. This is consistent with the intuitive notion that the textual address is significantly different from the natural category CLIP has been pre-trained on, necessitating the unfreezing of more weights for fine-tuning.", + "bbox": [ + 212, + 582, + 787, + 733 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Different Backbones. Fig. 5 shows the performance using different backbones on the Pitts-IAL dataset. We adopt Transformer-based ViT-B/16, ViT-B/32, and ViT-L/14 [14], as well as ResNet-50 [21] based on CNN. For Transformer-based backbones, it is evident that larger networks achieve higher accuracy in address localization. The performance of ResNet-50 is inferior to ViT-B/32 since the former has fewer parameters. In practice, a balance can be struck according to computational resources and performance requirements.", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/9fb47e26bd527ed4d622b71b3585d1acc69991aedd11814ea1a8a7b256a436e2.jpg", + "table_caption": [ + "Table 5: Comparisons with retrieval-based image geo-localization methods in terms of storages and time overheads, without considering the API query time." + ], + "table_footnote": [], + "table_body": "
MethodsStorageInferenceRetrievalRerankingMemory
TransVPR [48]2.02 GB6.20 ms0.19 ms1757.70 ms61.12 GB
R2Former [53]2.10 GB8.81 ms0.19 ms202.37 ms12.64 GB
SALAD [23]2.34 GB2.34 ms0.19 ms01.69 GB
AddressCLIP0.34 GB3.46 ms000.64 MB
", + "bbox": [ + 256, + 175, + 746, + 250 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/d9d3b02adcb222f371e2440df1b925405ea3b3c9e28139c9ad85b92122a17c2d.jpg", + "table_caption": [ + "Table 6: Performance comparisons with retrieval-based image geo-localization methods using the reverse Geocoding API on the Pitts-IAL dataset." + ], + "table_footnote": [], + "table_body": "
MethodsCosPlace [7]MixVPR [3]EigenPlaces [8]AnyLoc [28]SALAD [23]AddressCLIP
SSA-173.0474.5273.8874.8375.1777.01
SSA-592.4393.6793.7993.4594.2395.33
", + "bbox": [ + 233, + 305, + 769, + 353 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6.4 Qualitative Results", + "text_level": 1, + "bbox": [ + 212, + 391, + 419, + 406 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Since the address embedding gets inherent alignment with the image feature in our AddressCLIP, we can not only provide precise addresses for query images but also estimate the distribution of images in geographic space according to query addresses. In Fig. 6, we display the embedding similarity distribution in the map of Pittsburgh between images and given address queries. Specifically, Fig. 6 (a) and (e) show the similarity map of two address queries at the neighborhood level, i.e., Downtown and Uptown. The area covered by the highlighted part is consistent with the actual block in the map. Similarly, the results of street-level querying are depicted in Fig. 6 (b), (c), (f), and (g). Our semantic partition strategy further enables AddressCLIP to distinguish sub-street level regions within the same street, Forbes Avenue, as shown in Fig. 6 (d) and (h).", + "bbox": [ + 212, + 416, + 787, + 583 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6.5 Comparison with \"Image-GPS-Address\" Pipeline", + "text_level": 1, + "bbox": [ + 212, + 604, + 666, + 619 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We select state-of-the-art retrieval-based image geo-localization methods [3,7,8, 23,28] to predict GPS coordinates from a given image, followed by the reverse Geocoding API to obtain a readable textual address. More details about the \"Image-GPS-Address\" pipeline are provided in supplementary materials. Tab. 5 shows the comparison results of AddressCLIP and VPR methods [23,48,53] in terms of storage space and time overhead. Our AddressCLIP does not require database storage space or retrieval and reranking time consumption, indicating the high efficiency of IAL methods compared to VPR methods. Tab. 6 shows their performance comparisons on the Pitts-IAL dataset, where all models adopt ResNet-50 as the backbone except for AnyLoc [28] and SALAD [23] with larger pretrained DINOv2 [35]. As can be seen, AddressCLIP surpasses the performance of the \"Image-GPS-Address\" based methods, which indicates that the compounded error of retrieval methods and Geocoding makes the \"Image-GPS-Address\" pipeline less effective than an end-to-end address localization method.", + "bbox": [ + 212, + 628, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 638, + 114, + 730, + 127 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/f4bba665d5caf19a7a481f1744ced7f846b1962d2de1de5a17ce4ceb4f0bc9d8.jpg", + "table_caption": [ + "Table 7: Comparison examples between representative multimodal large language models and our LLaVA-IAL for the IAL task in Pittsburgh." + ], + "table_footnote": [], + "table_body": "
Visual input examples for Image Address Localization:
Grant Street, DowntownFifth Avenue, Downtown
UserWhere might this photo have been taken? Tell me its street level address.
LLaVA-IALThe address of this photo might be Grant Street, Downtown, Pittsburgh, PA, USA.The address of this photo might be Fifth Avenue, Downtown, Pittsburgh, PA, USA.
GPT-4V [1]This photo was taken in Peavey Plaza in Minneapolis, Minnesota, USA, on the corner of Nicolson Mall and 11th Street.This photo was taken at 400 Fifth Avenue in Pittsburgh, Pennsylvania.
Gemini-Pro-V [44]This photo was taken on the Rose Fitzgerald Kennedy Greenway in Boston, Massachusetts.The photo was taken on Fifth Avenue in Pittsburgh, Pennsylvania.
QWen-VL [5]This photo appears to have been taken on a city street, possibly in a downtown area or commercial district.This photo appears to have been taken on Fifth Avenue in Pittsburgh, Pennsylvania, USA. The street sign in the image confirms this location.
", + "bbox": [ + 220, + 176, + 772, + 392 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6.6 Limitations and Future Work", + "text_level": 1, + "bbox": [ + 215, + 422, + 504, + 436 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The proposed AddressCLIP can be regarded as a discriminative model, limited by the set of candidate addresses at inference. In contrast, generative models such as multimodal large language models (MLLMs) [1, 5, 44] can yield more flexible and interactive geographic textual information but may not offer precise administrative addresses. In future work, we plan to explore the potential of MLLMs for the IAL task. To this end, we have made an attempt by constructing a question-and-answer dataset based on Pitts-IAL and adopting the LLaVA-1.5 [31] model for instruct tuning. Tab. 7 shows some examples comparing with representative MLLMs. It is evident that LLaVA-IAL, fine-tuned with instructions, can predict accurate administrative addresses consistent with address hierarchy, while other compared MLLMs are unable to predict addresses without landmarks or street signs and lack standardized output formats.", + "bbox": [ + 212, + 449, + 787, + 630 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 655, + 359, + 671 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this study, we introduce the problem of image address localization and propose three IAL datasets for evaluation and subsequent research. To facilitate the alignment of images and addresses for tackling the problem, we propose the AddressCLIP framework consisting of image-text alignment and image-geography matching. Extensive experiments on the proposed datasets validate that our method outperforms transfer learning methods that transfer CLIP to downstream tasks. We compare the proposed method with the existing two-stage address localization pipeline based on the image geo-localization technology and discuss AddressCLIP's application in real-world situations. Finally, we explore the potential of multimodal large language models for address localization.", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "S. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported by the National Natural Science Foundations of China (Grants No.62376267, 62076242) and the innoHK project.", + "bbox": [ + 215, + 178, + 784, + 209 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 233, + 321, + 250 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Achiam, J., Adler, S., Agarwal, S., Ahmad, L., Akkaya, I., Aleman, F.L., Almeida, D., Altenschmidt, J., Altman, S., Anadkat, S., et al.: Gpt-4 technical report. arXiv preprint arXiv:2303.08774 (2023)", + "2. Ali-bey, A., Chaib-draa, B., Giguère, P.: Gsv-cities: Toward appropriate supervised visual place recognition. 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In: ACM MM. pp. 99-107 (2018)" + ], + "bbox": [ + 212, + 146, + 787, + 756 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "AddressCLIP", + "bbox": [ + 638, + 114, + 730, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/AddressCLIP_ Empowering Vision-Language Models for City-wide Image Address Localization/bbd4751a-6e05-4f3a-882f-4ee98bbd88b8_model.json b/2024/AddressCLIP_ Empowering Vision-Language Models for City-wide Image Address Localization/bbd4751a-6e05-4f3a-882f-4ee98bbd88b8_model.json new file mode 100644 index 0000000000000000000000000000000000000000..6d361dcf35b61b3b560a618715169cdb93d3587a --- /dev/null +++ b/2024/AddressCLIP_ Empowering Vision-Language Models for City-wide Image Address Localization/bbd4751a-6e05-4f3a-882f-4ee98bbd88b8_model.json @@ -0,0 +1,2687 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.219, + 0.141, + 0.784, + 0.187 + ], + "angle": 0, + "content": "AddressCLIP: Empowering Vision-Language Models for City-wide Image Address Localization" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.212, + 0.784, + 0.245 + ], + "angle": 0, + "content": "Shixiong \\(\\mathrm{Xu}^{1,3*†}\\), Chenghao Zhang\\(^{2*}\\), Lubin Fan\\(^{2‡}\\), Gaofeng Meng\\(^{1,3,4‡}\\), Shiming Xiang\\(^{1,3}\\), and Jieping Ye\\(^{2}\\)" + }, + { + "type": "text", + "bbox": [ + 0.287, + 0.255, + 0.714, + 0.282 + ], + "angle": 0, + "content": "\\(^{1}\\) MAIS, Institute of Automation, Chinese Academy of Sciences \\(^{2}\\) Alibaba Cloud" + }, + { + "type": "text", + "bbox": [ + 0.243, + 0.283, + 0.757, + 0.298 + ], + "angle": 0, + "content": "\\(^{3}\\) School of Artificial Intelligence, University of Chinese Academy of Sciences" + }, + { + "type": "text", + "bbox": [ + 0.243, + 0.297, + 0.757, + 0.311 + ], + "angle": 0, + "content": "\\(^{4}\\) CAIR, HK Institute of Science & Innovation, Chinese Academy of Sciences" + }, + { + "type": "list", + "bbox": [ + 0.243, + 0.283, + 0.757, + 0.311 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.355, + 0.744, + 0.606 + ], + "angle": 0, + "content": "Abstract. In this study, we introduce a new problem raised by social media and photojournalism, named Image Address Localization (IAL), which aims to predict the readable textual address where an image was taken. Existing two-stage approaches involve predicting geographical coordinates and converting them into human-readable addresses, which can lead to ambiguity and be resource-intensive. In contrast, we propose an end-to-end framework named AddressCLIP to solve the problem with more semantics, consisting of two key ingredients: i) image-text alignment to align images with addresses and scene captions by contrastive learning, and ii) image-geography matching to constrain image features with the spatial distance in terms of manifold learning. Additionally, we have built three datasets from Pittsburgh and San Francisco on different scales specifically for the IAL problem. Experiments demonstrate that our approach achieves compelling performance on the proposed datasets and outperforms representative transfer learning methods for vision-language models. Furthermore, extensive ablations and visualizations exhibit the effectiveness of the proposed method. The datasets and source code are available at https://github.com/xsx1001/AddressCLIP." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.618, + 0.741, + 0.647 + ], + "angle": 0, + "content": "Keywords: Image address localization \\(\\cdot\\) Image-text alignment \\(\\cdot\\) Image-geography matching \\(\\cdot\\) Vision-language model" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.675, + 0.377, + 0.691 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.71, + 0.788, + 0.787 + ], + "angle": 0, + "content": "Users on social media platforms such as Facebook and Instagram often tag their pictures with textual addresses to connect with local communities, raising the demand for predicting the descriptive address information of the place where an image was taken. This has various practical applications, for instance, businesses and travel platforms can use addresses of images to provide recommendations" + }, + { + "type": "page_footnote", + "bbox": [ + 0.232, + 0.797, + 0.721, + 0.812 + ], + "angle": 0, + "content": "This work was done when Shixiong Xu was an intern at Alibaba Cloud." + }, + { + "type": "page_footnote", + "bbox": [ + 0.235, + 0.812, + 0.38, + 0.825 + ], + "angle": 0, + "content": "* Equal contributions" + }, + { + "type": "page_footnote", + "bbox": [ + 0.234, + 0.825, + 0.399, + 0.84 + ], + "angle": 0, + "content": "‡ Corresponding authors" + }, + { + "type": "list", + "bbox": [ + 0.232, + 0.797, + 0.721, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.482, + 0.297 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.491, + 0.145, + 0.788, + 0.297 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.303, + 0.789, + 0.348 + ], + "angle": 0, + "content": "Fig. 1: Comparison of image-based geo-localization and address localization tasks. The objective of the proposed task is to predict the semantic text address of a given image instead of a digital GPS coordinate without the need for a retrieval gallery." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.38, + 0.784, + 0.41 + ], + "angle": 0, + "content": "or organize location-specific content. Additionally, photojournalism can rapidly verify the authenticity of the event with the image's address." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.413, + 0.789, + 0.579 + ], + "angle": 0, + "content": "To predict an image's address, one reasonable approach involves leveraging image geo-localization technology to predict GPS coordinates (i.e., latitude and longitude) from an image [50], followed by the reverse Geocoding to query for a readable address. Image geo-localization, also known as visual place recognition, is commonly treated as an image retrieval problem where a database of geo-tagged images serves as a matching reference for the query image. Previous retrieval-based methods [3,4,7,19,28] have shown remarkable performance. However, in practice, the creation of pre-collected geo-tagged databases requires significant labor and storage resources, while GPS coordinates lack readability and semantics. In addition, the conversion from GPS to readable addresses often presents ambiguities, and the Image-GPS-Address pipeline is not end-to-end." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.582, + 0.789, + 0.763 + ], + "angle": 0, + "content": "To alleviate the above issues, in this study, we propose to perform Image Address Localization (IAL) where a model is tasked to predict the readable textual address where a given image was taken. We design a semantic address partition strategy to perform fine-grained partitioning of city-wide addresses, conforming to the way humans describe address information. By doing this, we are able to train models in an end-to-end manner, and during inference, there is no need to construct a retrieval database which greatly reduces the storage and retrieval burden. Furthermore, the model's output addresses align more closely with human description habits, which provides a bridge for subsequent city-wide scene understanding and point-of-interest recommendation. Fig. 1 shows the comparison of image geo-localization and image address localization tasks, where the latter focuses on predicting human-readable textual address information." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.789, + 0.842 + ], + "angle": 0, + "content": "In this study, we propose an end-to-end framework, AddressCLIP, based on the visual-language model CLIP [38], aiming to learn an alignment of images and addresses. Our approach leverages two key ingredients: image-text alignment and image-geography matching. Firstly, we introduce additional scene captions as a supplement to address text thus facilitating the alignment of images and tex" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.641, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "tual addresses by contrastive learning. Secondly, we propose an image-geography matching mechanism to bring features of geographically proximate images closer while separating features of images that are far apart geographically." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.192, + 0.787, + 0.313 + ], + "angle": 0, + "content": "To support the image address localization task, we constructed three IAL datasets of different sizes based on the Pitts-250k [4] and SF-XL datasets [7]: Pitts-IAL (234K), SF-IAL-Base (184K), and SF-IAL-Large (1.96M). In contrast to the original datasets, each image in our dataset is accompanied by not only its geographical coordinate but also the administrative address. Specifically, we utilized the reverse Geocoding API of Google Maps to retrieve administrative addresses for a portion of the images and obtain addresses for the remaining images through nearest-neighbor interpolation of the geographical coordinates." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.313, + 0.788, + 0.464 + ], + "angle": 0, + "content": "We evaluate the proposed AddressCLIP framework on the introduced datasets. Our proposed method achieves a Top-1 address localization accuracy of over \\(80\\%\\) across three IAL datasets, most notably reaching a performance of \\(85.92\\%\\) on the largest dataset, SF-IAL-Large. Compared with challenging baselines [29, 51, 52] that transfer CLIP to the downstream IAL task, our AddressCLIP achieves improvements of \\(3\\%\\) to \\(6\\%\\) on the proposed datasets. In addition, the qualitative results demonstrate good alignment between images and textual address queries in geographical space. Finally, we discuss the superiority of the proposed method over the two-stage \"Image-GPS-Address\" approach and explore the application prospects of multimodal large language models in the IAL task." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.465, + 0.568, + 0.479 + ], + "angle": 0, + "content": "Our contributions are summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.489, + 0.784, + 0.533 + ], + "angle": 0, + "content": "- We formulate the image address localization problem and introduce the AddressCLIP framework for this problem by utilizing the alignment between the image and address text." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.535, + 0.784, + 0.579 + ], + "angle": 0, + "content": "- Two key ingredients are designed for better alignment of the image and address, i.e., image-caption alignment and image-geography matching, which are mutually beneficial." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.58, + 0.784, + 0.609 + ], + "angle": 0, + "content": "- We introduce three datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large to facilitate the study of the image address localization problem." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.61, + 0.784, + 0.655 + ], + "angle": 0, + "content": "- Experiments demonstrate that our method achieves compelling performance on the proposed IAL datasets. Extensive ablations, visualizations, and analyses are provided to show the effectiveness of the proposed method." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.489, + 0.784, + 0.655 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.688, + 0.388, + 0.705 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Image Geo-localization. Image geo-localization, or visual place recognition, is usually formulated as an image retrieval problem on the city scale, which needs to collect a geo-tagged database of pre-computed embeddings of either local or global features [6,13,24,25,33,34,40,45]. In recent years, deep learning models [14, 21, 43] have been proven to perform remarkably in image feature extraction, complemented with an aggregation or pooling layer [3,4,9,16,17,27,32,37,54]. Recent methods achieve impressive retrieval performance by performing an additional re-ranking phase [19,48,53], adopting powerful pre-trained backbones [35]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.144, + 0.369, + 0.156 + ], + "angle": 0, + "content": "(a) Administrative Address" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.158, + 0.77, + 0.184 + ], + "angle": 0, + "content": "Example: Carnegie Mellon University, 5000, Forbes Avenue, Oakland, Pittsburgh, Pennsylvania, USA \nHierarchy: Building Name, House Number, Street, Neighborhood, City, County/State, Country" + }, + { + "type": "image_caption", + "bbox": [ + 0.218, + 0.194, + 0.39, + 0.206 + ], + "angle": 0, + "content": "(b) Semantic Address Partition" + }, + { + "type": "image", + "bbox": [ + 0.236, + 0.207, + 0.477, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.245, + 0.261, + 0.462, + 0.29 + ], + "angle": 0, + "content": "located in South Side Flats, specifically on a section of East Carson Street lying between South 10th Street and South 12th Street" + }, + { + "type": "image_caption", + "bbox": [ + 0.502, + 0.194, + 0.653, + 0.207 + ], + "angle": 0, + "content": "(c) Vision-Language Model" + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.207, + 0.782, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.509, + 0.279, + 0.614, + 0.289 + ], + "angle": 0, + "content": "Candidate Addresses" + }, + { + "type": "image_footnote", + "bbox": [ + 0.633, + 0.275, + 0.778, + 0.289 + ], + "angle": 0, + "content": "located in the Downtown, specifically on a section of Third Avenue that near Grant Street" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.3, + 0.785, + 0.342 + ], + "angle": 0, + "content": "Fig. 2: The problem statement of the image address localization task consists of (a) examples of administrative address and hierarchy, (b) semantic address partition strategy, and (c) address predicting using visual-language models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.382, + 0.788, + 0.548 + ], + "angle": 0, + "content": "to extract image features [22, 28], or training on large-scale place recognition datasets [2, 3, 7, 22]. Different from retrieval-based methods, classification-based methods focus on planet-scale localization and split the earth into disjoint regions to classify [12, 36, 42, 46, 49]. More recently, StreetCLIP [18] and GeoCLIP [10] both utilize the vision-language model CLIP [38] with region description or GPS information for better generalizability. Going beyond image geo-localization, we propose to perform image address localization to obtain readable textual addresses rather than digital coordinates without a retrieval gallery. This not only enables models to directly output human-understandable semantic addresses for a given image but also paves the way for more complex geographical human-computer interactions in the future." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Transfer Learning in Vision-Language Models. The integration of language supervision with visual data is garnering significant interest, with the primary aim being to align images and texts and learn a shared embedding space. As outlined in [52], the advancements in vision-language models can largely be attributed to three key developments: Transformers [47], contrastive representation learning [11, 20], and expansive web-scale training datasets [26, 39]. One notable example is CLIP [38], which employs two encoder networks trained via contrastive loss to align image-text pairs, thus enabling impressive zero-shot performance. Adapting CLIP to downstream tasks typically involves either full fine-tuning or linear probing [15]. Recently, prompt learning offers an alternative by introducing a small number of trainable prompt tokens at the input. Learnable prompts can be applied to the language branch [52], image instances [51], or both forming a multi-modal prompt [29]. Complete fine-tuning enables CLIP to fully adapt to the data distribution of downstream tasks, while prompt learning enhances CLIP's zero-shot learning capabilities. Due to the domain gap between the IAL task and the pre-training tasks, our proposed AddressCLIP adopts carefully designed image-caption alignment and image-geography matching to transfer CLIP toward the address localization task, which is superior to the direct complete fine-tuning way." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.64, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.442, + 0.161 + ], + "angle": 0, + "content": "3 Problem Statement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.281 + ], + "angle": 0, + "content": "In this study, we focus on the city-wide image address localization problem. The administrative address hierarchy around the world varies widely depending on the history, geography, culture, and political systems of each country. Taking the United States as an example, we provide a specific illustration of an administrative address and its corresponding hierarchy in Fig. 2 (a). Since images in one dataset belong to the same city, our study distinguishes image addresses on neighborhood and street levels." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.282, + 0.788, + 0.493 + ], + "angle": 0, + "content": "The straightforward division mentioned above introduces two challenges in practical city-wide scenarios. Firstly, variable street lengths can result in coarsely localized addresses, particularly for highways that extend for kilometers, creating a pronounced long-tail distribution issue and diverse inner-address visual features that hinder precise localization during inference. Secondly, address ambiguity arises at street intersections, where images could be equally attributed to intersecting streets, thus lacking a clear and singular textual supervision signal. To address these concerns, we introduce a semantic address partition strategy for a more granular segmentation of streets, as shown in Fig. 2 (b). By segmenting streets at intersections, we achieve a balance in street lengths, which refines the address localization scope and eliminates the intersection ambiguity, aligning more closely with the way humans typically describe locations. In this way, the textual representation of addresses consists of the main street name (marked green) and the name of one or two streets that intersect it (marked brown)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.789, + 0.6 + ], + "angle": 0, + "content": "Formally, the Image Address Localization problem is defined as follows: given a training dataset \\( D_{train} = \\{(I_i,A_i)\\}_{i = 1}^M \\) containing pairs of image \\( I_{i} \\) and address \\( A_{i} \\), our objective is to train a vision-language model \\( \\mathcal{H}_{\\theta} \\) and use it to predict the address of query images, \\( A_{k}^{Q} = \\mathcal{H}_{\\theta}(I_{k}^{Q}),\\forall k\\in [1..K] \\) where \\( I_k^Q\\in D_{test} \\). The images in the query set \\( I^Q \\) can belong to any candidate address in the same city as the images in the training set. Fig. 2 (c) shows a schematic diagram of predicting the readable textual address for a given query image." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.62, + 0.383, + 0.636 + ], + "angle": 0, + "content": "4 AddressCLIP" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.651, + 0.439, + 0.665 + ], + "angle": 0, + "content": "4.1 Framework Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We formulate the IAL problem as a vision-text alignment problem between the image and address pairs. Fig. 3 depicts the framework of our method. During training, the embeddings of the image and the address are extracted by the image encoder and text encoder, respectively, and are then aligned through image-address contrastive learning. An additive scene caption is introduced as a supplement to the address to enrich the plain text information. The scene caption shares the same text encoder with the image address, and the resulting caption embedding and image embedding are combined for image-caption contrastive learning. Furthermore, we adopt the geographical position information as a guide to increase the similarities between geographically close image features while increasing the differences between geographically distant image features." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.789, + 0.352 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.36, + 0.788, + 0.417 + ], + "angle": 0, + "content": "Fig. 3: Overview of the proposed AddressCLIP framework. (a) During training, the alignment of image and address is learned by the image-address contrastive loss, image-capture contrastive loss, and image-geography matching loss. (b) At inference, the address with the highest similarity to the query image's embedding is chosen." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.788, + 0.495 + ], + "angle": 0, + "content": "The image-geography matching is learned between geospatial distance and image feature similarity. During inference, the address with the highest similarity to the query image's embedding indicates the most probable address." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.522, + 0.45, + 0.538 + ], + "angle": 0, + "content": "4.2 Image-Text Alignment" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.552, + 0.788, + 0.688 + ], + "angle": 0, + "content": "It is reasonable to use address information directly as textual prompts for image-address alignment learning. However, the address text is simple and limited. It cannot provide context about environments, landmarks, or other entities, which are crucial for precise address localization. To alleviate the issues, we incorporate additional descriptive captions that capture the nuances of the visual scene, thereby endowing the model with a deeper understanding of the contextual elements that are often missing in the bare address labels. This mechanism enables more accurate and context-aware predictions by effectively bridging the gap between visual perception and textual representation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Scene description can be generated through manual annotation, which, although accurate, is costly and not easily scalable to large datasets. Benefiting from the advancements in vision-language models, we utilize pre-trained vision-language models [30] to generate linguistic captions corresponding to image scenes. The lower left corner of Fig. 3(a) shows some illustrative examples, where the descriptions can include context like the presence of specific buildings or unique street signs, which is relevant for distinguishing between visually similar but geographically distant locations. This also aligns the model's learning process with how humans typically communicate location information. For detailed analyses of scene captions, refer to the supplementary material." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.64, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.788, + 0.268 + ], + "angle": 0, + "content": "Formally, define image features extracted from the image encoder \\(\\mathcal{V}(\\cdot)\\) as \\(V_{i} = \\mathcal{V}(I_{i}),\\forall i\\in [1,\\dots,N]\\). The text encoder \\(\\mathcal{V}(\\cdot)\\) extracts address features \\(T_{i}^{A} = \\mathcal{T}(A_{i})\\) and caption features \\(T_{i}^{C} = \\mathcal{T}(C_{i} + A_{i})\\), where the scene caption \\(C_i\\) is obtained by a vision-language model. We experimentally observe that appending address information to the scene caption is more conducive to address localization, which is discussed in detail in Sec. 6.3. Note that the additive scene caption is only used for training. The alignment of images and addresses is learned via image-address contrastive loss and image-caption contrastive loss." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.268, + 0.788, + 0.299 + ], + "angle": 0, + "content": "For a batch of size \\( N \\) comprising image-text pairs, the image-address contrastive loss can be written as:" + }, + { + "type": "equation", + "bbox": [ + 0.239, + 0.304, + 0.786, + 0.342 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {a d d r e s s}} = - \\frac {1}{2 N} \\sum_ {i = 1} ^ {N} \\left[ \\log \\frac {\\exp \\left(V _ {i} \\cdot T _ {i} ^ {A} / \\tau\\right)}{\\sum_ {j = 1} ^ {N} \\exp \\left(V _ {i} \\cdot T _ {j} ^ {A} / \\tau\\right)} + \\log \\frac {\\exp \\left(T _ {i} ^ {A} \\cdot V _ {i} / \\tau\\right)}{\\sum_ {k = 1} ^ {N} \\exp \\left(T _ {i} ^ {A} \\cdot V _ {k} / \\tau\\right)} \\right], \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.348, + 0.788, + 0.378 + ], + "angle": 0, + "content": "where \\(\\tau\\) is the temperature parameter. Similarly, the image-caption contrastive loss is formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.239, + 0.383, + 0.786, + 0.422 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {c a p t i o n} = - \\frac {1}{2 N} \\sum_ {i = 1} ^ {N} \\left[ \\log \\frac {\\exp (V _ {i} \\cdot T _ {i} ^ {C} / \\tau)}{\\sum_ {j = 1} ^ {N} \\exp (V _ {i} \\cdot T _ {j} ^ {C} / \\tau)} + \\log \\frac {\\exp (T _ {i} ^ {C} \\cdot V _ {i} / \\tau)}{\\sum_ {k = 1} ^ {N} \\exp (T _ {i} ^ {C} \\cdot V _ {k} / \\tau)} \\right]. \\quad (2)\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.439, + 0.494, + 0.455 + ], + "angle": 0, + "content": "4.3 Image-Geography Matching" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.462, + 0.788, + 0.628 + ], + "angle": 0, + "content": "In general, address text in city-wide scenarios may be geographically far away but highly similar, or geographically close but significantly different. This makes image-address alignment learning difficult to optimize with address text alone. In contrast, the geographic coordinates of images (e.g., UTM coordinates) differ significantly, showcasing clear distinctions and discriminative properties. From the perspective of manifold learning, image embedding represents a low-dimensional representation of images in the feature space, and its distribution should be consistent with the geographic coordinates of the images. Our goal is to ensure that geographically proximate images exhibit closely in the feature space, while geographically distant images reflect more within the feature space. Visualization results and analysis are elaborated in Sec. 6.4." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.629, + 0.788, + 0.72 + ], + "angle": 0, + "content": "Inspired by the above motivation, we propose an image-geography matching loss to constrain image features according to the spatial distances of geographic coordinates. Specifically, denote \\( U_{i}:\\mathbb{UTM}_{east}\\times \\mathbb{UTM}_{north},\\forall i\\in [1,\\dots ,N] \\) the set of geographic coordinates corresponding to all images within a batch of size \\( N \\). We can calculate each element of the spatial distance matrix \\( D^{U} \\) in the geographic space as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.327, + 0.728, + 0.786, + 0.761 + ], + "angle": 0, + "content": "\\[\nD _ {i j} ^ {U} = \\left\\| \\hat {U} _ {i} - \\hat {U} _ {j} \\right\\| _ {1}, s. t., \\hat {U} _ {i} = \\frac {U _ {i} - \\operatorname* {m i n} \\left(U _ {i}\\right)}{\\operatorname* {m a x} \\left(U _ {i}\\right) - \\operatorname* {m i n} \\left(U _ {i}\\right)}, \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.769, + 0.788, + 0.814 + ], + "angle": 0, + "content": "where Manhattan distance and min-max normalization are adopted. Correspondingly, each element of the feature similarity matrix \\( D^{V} \\) in the image embedding space is calculated as:" + }, + { + "type": "equation", + "bbox": [ + 0.435, + 0.812, + 0.786, + 0.845 + ], + "angle": 0, + "content": "\\[\nD _ {i j} ^ {V} = \\frac {V _ {i} \\cdot V _ {j}}{| | V _ {i} | | \\cdot | | V _ {j} | |}. \\tag {4}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.219, + 0.148, + 0.782, + 0.162 + ], + "angle": 0, + "content": "Table 1: Detailed information of the proposed Image Address Localization datasets." + }, + { + "type": "table", + "bbox": [ + 0.236, + 0.163, + 0.769, + 0.257 + ], + "angle": 0, + "content": "
DatasetYearDataset size# train/val# testQuery typeImage sizeGPSAddress
Pitts-250K [4]20169.4GB250K24Kpanorama480×640✓X
SF-XL [7]20221TB41.2M1K/0.6Kphone512×512✓X
Pitts-IAL20246.7GB234K19Kpanorama480×640✓✓
SF-IAL-Base20246.8GB184K21Kpanorama512×512✓✓
SF-IAL-Large2024121GB1.96M280Kpanorama512×512✓✓
" + }, + { + "type": "image", + "bbox": [ + 0.226, + 0.27, + 0.411, + 0.374 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.295, + 0.375, + 0.341, + 0.384 + ], + "angle": 0, + "content": "(a) Pitts-IAL" + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.27, + 0.593, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.476, + 0.375, + 0.533, + 0.384 + ], + "angle": 0, + "content": "(b) SF-IAL-Base" + }, + { + "type": "image", + "bbox": [ + 0.593, + 0.27, + 0.774, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.659, + 0.375, + 0.717, + 0.384 + ], + "angle": 0, + "content": "(c) SF-1AL-Large" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.395, + 0.788, + 0.424 + ], + "angle": 0, + "content": "Fig. 4: Visualizations of the introduced datasets. Distinct semantic street partitions are displayed using varying colors." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.45, + 0.789, + 0.496 + ], + "angle": 0, + "content": "Consequently, the image-geography matching loss takes the image feature similarity matrix \\( D^{V} \\) as input and the geographic spatial distance matrix \\( D^{U} \\) as the target to perform gradient back-propagation, i.e.," + }, + { + "type": "equation", + "bbox": [ + 0.364, + 0.503, + 0.787, + 0.547 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {g e o g r a p h y}} = \\frac {1}{N ^ {2}} \\sum_ {i = 1} ^ {N} \\sum_ {j = 1} ^ {N} \\left(D _ {i j} ^ {V} - D _ {i j} ^ {U}\\right) ^ {2}. \\tag {5}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.571, + 0.421, + 0.587 + ], + "angle": 0, + "content": "4.4 Objective Function" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.593, + 0.789, + 0.638 + ], + "angle": 0, + "content": "We train the proposed AddressCLIP using both image-text contrastive loss and image-geography matching loss in an end-to-end manner. The total objective function is as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.337, + 0.647, + 0.787, + 0.665 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {t o t a l}} = \\alpha \\mathcal {L} _ {\\text {a d d r e s s}} + \\beta \\mathcal {L} _ {\\text {c a p t i o n}} + \\gamma \\mathcal {L} _ {\\text {g e o g r a p h y}}, \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.671, + 0.518, + 0.686 + ], + "angle": 0, + "content": "where \\(\\alpha\\), \\(\\beta\\), and \\(\\gamma\\) are weight parameters." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.706, + 0.61, + 0.723 + ], + "angle": 0, + "content": "5 Image Address Localization Datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Existing datasets [2,7,45] for image geo-localization only contain the GPS coordinates of where the image was taken. Meanwhile, the text in popular image-text datasets like LAION-5B [41] mainly describes the semantic content of the corresponding image instead of the geographical information. To support the study of the IAL problem, we introduce three IAL datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large derived from Pitts-250k [45] and SF-XL [7], respectively. We describe the details of how these datasets were built below." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.64, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.43, + 0.161 + ], + "angle": 0, + "content": "5.1 Address Annotation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.788, + 0.371 + ], + "angle": 0, + "content": "We look up the administrative address according to the GPS coordinates attached to images by utilizing the Reverse Geocoding API of Google Maps. The API returns a list of addresses ordered by their match degree with the GPS coordinate, e.g. \\([A^{(1)}, A^{(2)}, \\dots, A^{(R)}]\\). However, simply selecting \\(A^{(1)}\\) as the address annotation is often imprecise since the API might match the GPS coordinates of a building's center and return the building's address. Additionally, when a building is located at an intersection of cross streets, the API might return ambiguous addresses. To alleviate the issue, we first exclude address information matched to buildings (labeled as \"ROOFTOP\" location type in the API). Then, we choose the most frequently occurring address among the remaining addresses as the definitive address and ensure its accuracy by random manual verification and correction. Finally, we adopt the introduced semantic address partition strategy for fine-grained partitioning as the final address annotation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.395, + 0.488, + 0.41 + ], + "angle": 0, + "content": "5.2 Statistics and Visualization" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.422, + 0.789, + 0.664 + ], + "angle": 0, + "content": "We provide a comprehensive comparison between the proposed IAL datasets in Tab. 1 and visualize their street distributions in Fig. 4. Specifically, Pitts-IAL is constructed using the training set of the original Pitts-250K [45] dataset where 10,586 locations are annotated with 24 images from different views for each location. These image-address pairs are divided into a training, database, and query set randomly using a ratio of 7:2:1 according to locations. Due to the sparseness of the Pitts-250K, the queries are filtered to ensure their address can be covered by the training set and database. SF-IAL is constructed from the SF-XL [7] dataset and is divided into two versions according to the size of the coverage area, namely SF-IAL-Base, and SF-IAL-Large. SF-IAL-Base covers the top-right corner of San Francisco with 17,067 locations, each with 12 images from different views, which is of comparable size to Pitts-IAL. SF-IAL-Large covers the entire San Francisco with 233,820 locations. The image-address pairs in both versions are also divided into a training, database, and query set randomly using a ratio of 7:2:1. The datasets introduced have been released to the community for research at https://github.com/xsx1001/AddressCLIP." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.689, + 0.377, + 0.707 + ], + "angle": 0, + "content": "6 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.723, + 0.429, + 0.74 + ], + "angle": 0, + "content": "6.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Implementation Details. Our AddressCLIP is implemented with PyTorch based on the pre-trained CLIP from OpenAI [38] with no additional parameters. All the images are resized to \\(224 \\times 224\\) and normalized to fit the input of CLIP. Unless otherwise stated, the ViT/B-16 version of CLIP is used for experiments. We adopt the vision-language model BLIP [30] to generate additive scene captions. More training details are given in supplementary materials." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.148, + 0.784, + 0.174 + ], + "angle": 0, + "content": "Table 2: Evaluation results of address localization on the Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.176, + 0.787, + 0.281 + ], + "angle": 0, + "content": "
MethodPitts-IALSF-IAL-BaseSF-IAL-Large
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
Zero-shot CLIP0.853.691.285.641.255.302.809.060.260.970.502.85
CLIP + address77.6693.2880.8694.1783.6696.3285.7696.8581.8495.3884.5695.79
CLIP + CoOp [52]67.9186.6071.1988.1877.7794.0579.9094.9174.8492.3878.2393.79
CLIP + CoCoOp [51]69.0488.3473.2889.7879.1995.2781.1596.3276.9293.5879.8594.04
CLIP + MaPLe [29]72.9891.8576.0492.2781.4696.9883.6997.7779.6394.4782.3495.96
AddressCLIP (Ours)80.3996.2782.6296.7486.3299.0987.4499.2385.9297.2888.1098.33
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.321, + 0.788, + 0.504 + ], + "angle": 0, + "content": "Metrics. It is straightforward to measure the address localization performance by calculating the accuracy of the predicted address, like standard Top-1 and Top-5 accuracy. Considering the varying precise requirements for the returned addresses in different scenarios, we design two metrics specifically for evaluating the address localization performance, i.e., Street-level Accuracy (SA) and SubStreet-level Accuracy (SSA). Formally, for a given query image, the output of the model could be denoted by \\( A_{p} = [S^{m}, S^{c}, S^{n}] \\), where \\( S^{m} \\) is the main street, \\( S^{c} \\) is the set of streets that intersect with \\( S^{m} \\), and \\( S^{n} \\) is the neighborhood. The groundtruth address is denoted by \\( A_{gt} = [S_{gt}^{m}, S_{gt}^{c}, S_{gt}^{n}] \\). If \\( S^{m} = S_{gt}^{m} \\) and \\( S^{n} = S_{gt}^{n} \\), the prediction is correct in street-level. It is correct in the sub-street level only when \\( A_{p} = A_{gt} \\) is satisfied. Both Top-1 and Top-5 accuracy are reported as SA-1, SA-5, SSA-1, and SSA-5." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.526, + 0.373, + 0.54 + ], + "angle": 0, + "content": "6.2 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.787, + 0.644 + ], + "angle": 0, + "content": "Baselines. We compare our method with zero-shot CLIP and a fine-tuned CLIP model with naive address prompts. Image address localization can be considered a downstream visual-language task thus prompt learning approaches can be used to transfer the pre-trained CLIP to address localization. We also compare with several representative prompt learning methods for visual-language models, i.e., CoOp [52], CoCoOp [51], and MaPLe [29]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.787, + 0.75 + ], + "angle": 0, + "content": "Comparisons. Tab. 2 shows the comparison results with the above baselines on the introduced Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets. It is clear that our method achieves remarkable performance on the three datasets across various metrics. The zero-shot CLIP model exhibits poor performance due to the lack of explicit address information in the image-text pairs during pre-training. After fine-tuning CLIP with address, the address localization accuracy improves significantly on all three datasets, forming a strong baseline." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Benefiting from carefully designed image-text alignment and image-geography matching mechanisms, our AddressCLIP surpasses the representative visual-language prompt learning methods by \\(7.41\\%\\), \\(4.86\\%\\), and \\(6.29\\%\\) on Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets respectively in terms of SSA-1. This indicates that general prompt learning methods that transfer pre-trained models to various downstream tasks are inferior to those specifically designed, especially" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.641, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.265, + 0.148, + 0.736, + 0.162 + ], + "angle": 0, + "content": "Table 3: Ablation study of key components on the proposed datasets." + }, + { + "type": "table", + "bbox": [ + 0.229, + 0.163, + 0.776, + 0.25 + ], + "angle": 0, + "content": "
\\( \\mathcal{L}_{address} \\)\\( \\mathcal{L}_{caption} \\)\\( \\mathcal{L}_{geography} \\)Pitts-IALSF-IAL-Base
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
✓77.6693.2880.8694.1783.6696.3285.7696.85
✓69.2787.2371.3988.9275.8589.2177.2491.46
✓✓79.2094.1581.2694.6484.8697.4686.0398.04
✓✓79.2795.1581.4595.6185.5498.9886.6498.15
✓✓✓80.3996.2782.6296.7486.3299.0987.4499.23
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.277, + 0.784, + 0.304 + ], + "angle": 0, + "content": "Table 4: Performance of different encoder training strategies on the proposed datasets. \\(\\times\\) refers to freezing the weight, and \\(\\checkmark\\) refers to unfreezing the weight." + }, + { + "type": "table", + "bbox": [ + 0.229, + 0.306, + 0.776, + 0.374 + ], + "angle": 0, + "content": "
ImageTextPitts-IALSF-IAL-Base
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
✓×77.7789.2080.2890.4884.3293.6385.8295.05
×✓48.8878.3152.4380.8954.6283.7457.5086.06
✓✓80.3996.2782.6296.7486.3299.0987.4499.23
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.414, + 0.788, + 0.552 + ], + "angle": 0, + "content": "when the domain of the downstream task (IAL) differs significantly from that of the pre-trained. It is noteworthy that our method generally performs better on the SF-IAL-Base dataset than on the Pitts-IAL dataset due to more orderly streets and the greater density of street view image collection. Remarkably, our method achieves an address location accuracy of \\(85.92\\%\\) even on the more challenging SF-IAL-Large dataset, which covers an area \\(8 \\times\\) larger than the Pitts-IAL dataset. Additionally, performance on the SA metric is typically higher than the SSA metric, suggesting that using sub-streets as the learning target can further enhance the localization capability for main streets." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.573, + 0.39, + 0.589 + ], + "angle": 0, + "content": "6.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.598, + 0.799, + 0.809 + ], + "angle": 0, + "content": "Effectiveness of Key Components. We adopt the CLIP model fine-tuned with the image-address contrastive loss \\(\\mathcal{L}_{address}\\) as the ablation baseline to show the effectiveness of proposed image-caption alignment and image-geography matching. The evaluation results on the Pitts-IAL and SF-IAL-Base datasets are listed in Tab. 3. As can be seen, applying \\(\\mathcal{L}_{caption}\\) alone yields reasonable address localization accuracy, but it is far inferior to using \\(\\mathcal{L}_{address}\\) alone, suggesting that the independent role of address information better facilitates image-address alignment. Based on \\(\\mathcal{L}_{address}\\), adding \\(\\mathcal{L}_{caption}\\) increases SSA-1 by \\(1.54\\%\\) and \\(1.2\\%\\), while adding \\(\\mathcal{L}_{geography}\\) alone increases by \\(1.61\\%\\) and \\(1.88\\%\\) on the two IAL datasets. This demonstrates that both the proposed mechanisms can facilitate image address alignment learning from their respective perspectives. Their combination can ultimately bring \\(2.73\\%\\) and \\(2.66\\%\\) improvement on SSA-1, indicating a mutually beneficial relationship between them. Consistent conclusions can be drawn on other indicators." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Encoder Training Strategy. Typically, when adapting CLIP to downstream tasks, the impact of unfreezing the weights of the image and text encoders varies" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "image", + "bbox": [ + 0.226, + 0.146, + 0.36, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.264, + 0.24, + 0.334, + 0.249 + ], + "angle": 0, + "content": "(a) Pitts-IAL (SSA-1)" + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.146, + 0.498, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.403, + 0.24, + 0.471, + 0.249 + ], + "angle": 0, + "content": "(b) Pitts-IAL (SA-1)" + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.146, + 0.635, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.532, + 0.24, + 0.613, + 0.249 + ], + "angle": 0, + "content": "(c) SF-IAL-Base (SSA-1)" + }, + { + "type": "image", + "bbox": [ + 0.638, + 0.146, + 0.772, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.675, + 0.24, + 0.754, + 0.249 + ], + "angle": 0, + "content": "(d) SF-IAL-Base (SA-1)" + }, + { + "type": "image_caption", + "bbox": [ + 0.27, + 0.258, + 0.731, + 0.273 + ], + "angle": 0, + "content": "Fig. 5: Performance of different backbones on the proposed datasets." + }, + { + "type": "image", + "bbox": [ + 0.231, + 0.294, + 0.357, + 0.381 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.269, + 0.382, + 0.308, + 0.388 + ], + "angle": 0, + "content": "(a) Downtown" + }, + { + "type": "image", + "bbox": [ + 0.362, + 0.294, + 0.489, + 0.381 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.4, + 0.382, + 0.432, + 0.388 + ], + "angle": 0, + "content": "(b) Smith St" + }, + { + "type": "image", + "bbox": [ + 0.494, + 0.294, + 0.619, + 0.381 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.531, + 0.382, + 0.57, + 0.388 + ], + "angle": 0, + "content": "(c) Liberty Ave." + }, + { + "type": "image", + "bbox": [ + 0.624, + 0.294, + 0.781, + 0.381 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.629, + 0.382, + 0.742, + 0.388 + ], + "angle": 0, + "content": "(d) Forbes Ave. between Smith St. & Grant St" + }, + { + "type": "image", + "bbox": [ + 0.231, + 0.392, + 0.357, + 0.479 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.275, + 0.48, + 0.305, + 0.485 + ], + "angle": 0, + "content": "(e) Uptown" + }, + { + "type": "image", + "bbox": [ + 0.362, + 0.392, + 0.488, + 0.479 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.4, + 0.48, + 0.434, + 0.485 + ], + "angle": 0, + "content": "(f) Marion St" + }, + { + "type": "image", + "bbox": [ + 0.493, + 0.392, + 0.618, + 0.479 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.532, + 0.48, + 0.57, + 0.485 + ], + "angle": 0, + "content": "(g) Forbes Ave." + }, + { + "type": "image", + "bbox": [ + 0.624, + 0.392, + 0.781, + 0.479 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.626, + 0.48, + 0.744, + 0.486 + ], + "angle": 0, + "content": "(h) Forbes Ave. between Marion St. & Grant St." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.495, + 0.788, + 0.552 + ], + "angle": 0, + "content": "Fig. 6: Qualitative demonstration: Address localization with a given textual address query using AddressCLIP in Pittsburgh. The brighter the scatter point, the higher the similarity of the embedding between the image and the query address text. The red box represents the actual geographic range of the query street in the map." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.583, + 0.788, + 0.734 + ], + "angle": 0, + "content": "on the outcomes. Tab. 4 shows the performance comparisons of different encoder freezing strategies on the Pitts-IAL and SF-IAL-Base datasets. It is observable that unfreezing only the image encoder brings much more performance gains (about \\(30\\%\\)) compared to unfreezing only the text encoder. This suggests that visual discrepancies are more prominent than textual ones when transferring CLIP to the task of address localization. The best performance is achieved when both the image encoder and text encoder are concurrently unfrozen. This is consistent with the intuitive notion that the textual address is significantly different from the natural category CLIP has been pre-trained on, necessitating the unfreezing of more weights for fine-tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Different Backbones. Fig. 5 shows the performance using different backbones on the Pitts-IAL dataset. We adopt Transformer-based ViT-B/16, ViT-B/32, and ViT-L/14 [14], as well as ResNet-50 [21] based on CNN. For Transformer-based backbones, it is evident that larger networks achieve higher accuracy in address localization. The performance of ResNet-50 is inferior to ViT-B/32 since the former has fewer parameters. In practice, a balance can be struck according to computational resources and performance requirements." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.64, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.148, + 0.784, + 0.175 + ], + "angle": 0, + "content": "Table 5: Comparisons with retrieval-based image geo-localization methods in terms of storages and time overheads, without considering the API query time." + }, + { + "type": "table", + "bbox": [ + 0.258, + 0.176, + 0.747, + 0.251 + ], + "angle": 0, + "content": "
MethodsStorageInferenceRetrievalRerankingMemory
TransVPR [48]2.02 GB6.20 ms0.19 ms1757.70 ms61.12 GB
R2Former [53]2.10 GB8.81 ms0.19 ms202.37 ms12.64 GB
SALAD [23]2.34 GB2.34 ms0.19 ms01.69 GB
AddressCLIP0.34 GB3.46 ms000.64 MB
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.277, + 0.784, + 0.304 + ], + "angle": 0, + "content": "Table 6: Performance comparisons with retrieval-based image geo-localization methods using the reverse Geocoding API on the Pitts-IAL dataset." + }, + { + "type": "table", + "bbox": [ + 0.235, + 0.306, + 0.77, + 0.354 + ], + "angle": 0, + "content": "
MethodsCosPlace [7]MixVPR [3]EigenPlaces [8]AnyLoc [28]SALAD [23]AddressCLIP
SSA-173.0474.5273.8874.8375.1777.01
SSA-592.4393.6793.7993.4594.2395.33
" + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.392, + 0.421, + 0.407 + ], + "angle": 0, + "content": "6.4 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.417, + 0.788, + 0.584 + ], + "angle": 0, + "content": "Since the address embedding gets inherent alignment with the image feature in our AddressCLIP, we can not only provide precise addresses for query images but also estimate the distribution of images in geographic space according to query addresses. In Fig. 6, we display the embedding similarity distribution in the map of Pittsburgh between images and given address queries. Specifically, Fig. 6 (a) and (e) show the similarity map of two address queries at the neighborhood level, i.e., Downtown and Uptown. The area covered by the highlighted part is consistent with the actual block in the map. Similarly, the results of street-level querying are depicted in Fig. 6 (b), (c), (f), and (g). Our semantic partition strategy further enables AddressCLIP to distinguish sub-street level regions within the same street, Forbes Avenue, as shown in Fig. 6 (d) and (h)." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.605, + 0.668, + 0.62 + ], + "angle": 0, + "content": "6.5 Comparison with \"Image-GPS-Address\" Pipeline" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We select state-of-the-art retrieval-based image geo-localization methods [3,7,8, 23,28] to predict GPS coordinates from a given image, followed by the reverse Geocoding API to obtain a readable textual address. More details about the \"Image-GPS-Address\" pipeline are provided in supplementary materials. Tab. 5 shows the comparison results of AddressCLIP and VPR methods [23,48,53] in terms of storage space and time overhead. Our AddressCLIP does not require database storage space or retrieval and reranking time consumption, indicating the high efficiency of IAL methods compared to VPR methods. Tab. 6 shows their performance comparisons on the Pitts-IAL dataset, where all models adopt ResNet-50 as the backbone except for AnyLoc [28] and SALAD [23] with larger pretrained DINOv2 [35]. As can be seen, AddressCLIP surpasses the performance of the \"Image-GPS-Address\" based methods, which indicates that the compounded error of retrieval methods and Geocoding makes the \"Image-GPS-Address\" pipeline less effective than an end-to-end address localization method." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "S. Xu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.148, + 0.782, + 0.175 + ], + "angle": 0, + "content": "Table 7: Comparison examples between representative multimodal large language models and our LLaVA-IAL for the IAL task in Pittsburgh." + }, + { + "type": "table", + "bbox": [ + 0.222, + 0.177, + 0.773, + 0.393 + ], + "angle": 0, + "content": "
Visual input examples for Image Address Localization:
Grant Street, DowntownFifth Avenue, Downtown
UserWhere might this photo have been taken? Tell me its street level address.
LLaVA-IALThe address of this photo might be Grant Street, Downtown, Pittsburgh, PA, USA.The address of this photo might be Fifth Avenue, Downtown, Pittsburgh, PA, USA.
GPT-4V [1]This photo was taken in Peavey Plaza in Minneapolis, Minnesota, USA, on the corner of Nicolson Mall and 11th Street.This photo was taken at 400 Fifth Avenue in Pittsburgh, Pennsylvania.
Gemini-Pro-V [44]This photo was taken on the Rose Fitzgerald Kennedy Greenway in Boston, Massachusetts.The photo was taken on Fifth Avenue in Pittsburgh, Pennsylvania.
QWen-VL [5]This photo appears to have been taken on a city street, possibly in a downtown area or commercial district.This photo appears to have been taken on Fifth Avenue in Pittsburgh, Pennsylvania, USA. The street sign in the image confirms this location.
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.423, + 0.505, + 0.437 + ], + "angle": 0, + "content": "6.6 Limitations and Future Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.788, + 0.631 + ], + "angle": 0, + "content": "The proposed AddressCLIP can be regarded as a discriminative model, limited by the set of candidate addresses at inference. In contrast, generative models such as multimodal large language models (MLLMs) [1, 5, 44] can yield more flexible and interactive geographic textual information but may not offer precise administrative addresses. In future work, we plan to explore the potential of MLLMs for the IAL task. To this end, we have made an attempt by constructing a question-and-answer dataset based on Pitts-IAL and adopting the LLaVA-1.5 [31] model for instruct tuning. Tab. 7 shows some examples comparing with representative MLLMs. It is evident that LLaVA-IAL, fine-tuned with instructions, can predict accurate administrative addresses consistent with address hierarchy, while other compared MLLMs are unable to predict addresses without landmarks or street signs and lack standardized output formats." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.656, + 0.36, + 0.672 + ], + "angle": 0, + "content": "7 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In this study, we introduce the problem of image address localization and propose three IAL datasets for evaluation and subsequent research. To facilitate the alignment of images and addresses for tackling the problem, we propose the AddressCLIP framework consisting of image-text alignment and image-geography matching. Extensive experiments on the proposed datasets validate that our method outperforms transfer learning methods that transfer CLIP to downstream tasks. We compare the proposed method with the existing two-stage address localization pipeline based on the image geo-localization technology and discuss AddressCLIP's application in real-world situations. Finally, we explore the potential of multimodal large language models for address localization." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.64, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AddressCLIP" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.179, + 0.785, + 0.21 + ], + "angle": 0, + "content": "This work was supported by the National Natural Science Foundations of China (Grants No.62376267, 62076242) and the innoHK project." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.234, + 0.323, + 0.25 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.267, + 0.786, + 0.309 + ], + "angle": 0, + "content": "1. 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In this study, we introduce a new problem raised by social media and photojournalism, named Image Address Localization (IAL), which aims to predict the readable textual address where an image was taken. Existing two-stage approaches involve predicting geographical coordinates and converting them into human-readable addresses, which can lead to ambiguity and be resource-intensive. In contrast, we propose an end-to-end framework named AddressCLIP to solve the problem with more semantics, consisting of two key ingredients: i) image-text alignment to align images with addresses and scene captions by contrastive learning, and ii) image-geography matching to constrain image features with the spatial distance in terms of manifold learning. Additionally, we have built three datasets from Pittsburgh and San Francisco on different scales specifically for the IAL problem. Experiments demonstrate that our approach achieves compelling performance on the proposed datasets and outperforms representative transfer learning methods for vision-language models. Furthermore, extensive ablations and visualizations exhibit the effectiveness of the proposed method. The datasets and source code are available at https://github.com/xsx1001/AddressCLIP. + +Keywords: Image address localization $\cdot$ Image-text alignment $\cdot$ Image-geography matching $\cdot$ Vision-language model + +# 1 Introduction + +Users on social media platforms such as Facebook and Instagram often tag their pictures with textual addresses to connect with local communities, raising the demand for predicting the descriptive address information of the place where an image was taken. This has various practical applications, for instance, businesses and travel platforms can use addresses of images to provide recommendations + +![](images/695334a9387409baafc688a6a632ef6d942c7adedd72b49428d551a1211318b8.jpg) +Fig. 1: Comparison of image-based geo-localization and address localization tasks. The objective of the proposed task is to predict the semantic text address of a given image instead of a digital GPS coordinate without the need for a retrieval gallery. + +![](images/d5b1f7bf1f3f3617bc00703413aa8efdd7baf6c5dd6a42f86b1245effd5a6d4b.jpg) + +or organize location-specific content. Additionally, photojournalism can rapidly verify the authenticity of the event with the image's address. + +To predict an image's address, one reasonable approach involves leveraging image geo-localization technology to predict GPS coordinates (i.e., latitude and longitude) from an image [50], followed by the reverse Geocoding to query for a readable address. Image geo-localization, also known as visual place recognition, is commonly treated as an image retrieval problem where a database of geo-tagged images serves as a matching reference for the query image. Previous retrieval-based methods [3,4,7,19,28] have shown remarkable performance. However, in practice, the creation of pre-collected geo-tagged databases requires significant labor and storage resources, while GPS coordinates lack readability and semantics. In addition, the conversion from GPS to readable addresses often presents ambiguities, and the Image-GPS-Address pipeline is not end-to-end. + +To alleviate the above issues, in this study, we propose to perform Image Address Localization (IAL) where a model is tasked to predict the readable textual address where a given image was taken. We design a semantic address partition strategy to perform fine-grained partitioning of city-wide addresses, conforming to the way humans describe address information. By doing this, we are able to train models in an end-to-end manner, and during inference, there is no need to construct a retrieval database which greatly reduces the storage and retrieval burden. Furthermore, the model's output addresses align more closely with human description habits, which provides a bridge for subsequent city-wide scene understanding and point-of-interest recommendation. Fig. 1 shows the comparison of image geo-localization and image address localization tasks, where the latter focuses on predicting human-readable textual address information. + +In this study, we propose an end-to-end framework, AddressCLIP, based on the visual-language model CLIP [38], aiming to learn an alignment of images and addresses. Our approach leverages two key ingredients: image-text alignment and image-geography matching. Firstly, we introduce additional scene captions as a supplement to address text thus facilitating the alignment of images and tex + +tual addresses by contrastive learning. Secondly, we propose an image-geography matching mechanism to bring features of geographically proximate images closer while separating features of images that are far apart geographically. + +To support the image address localization task, we constructed three IAL datasets of different sizes based on the Pitts-250k [4] and SF-XL datasets [7]: Pitts-IAL (234K), SF-IAL-Base (184K), and SF-IAL-Large (1.96M). In contrast to the original datasets, each image in our dataset is accompanied by not only its geographical coordinate but also the administrative address. Specifically, we utilized the reverse Geocoding API of Google Maps to retrieve administrative addresses for a portion of the images and obtain addresses for the remaining images through nearest-neighbor interpolation of the geographical coordinates. + +We evaluate the proposed AddressCLIP framework on the introduced datasets. Our proposed method achieves a Top-1 address localization accuracy of over $80\%$ across three IAL datasets, most notably reaching a performance of $85.92\%$ on the largest dataset, SF-IAL-Large. Compared with challenging baselines [29, 51, 52] that transfer CLIP to the downstream IAL task, our AddressCLIP achieves improvements of $3\%$ to $6\%$ on the proposed datasets. In addition, the qualitative results demonstrate good alignment between images and textual address queries in geographical space. Finally, we discuss the superiority of the proposed method over the two-stage "Image-GPS-Address" approach and explore the application prospects of multimodal large language models in the IAL task. + +Our contributions are summarized as follows: + +- We formulate the image address localization problem and introduce the AddressCLIP framework for this problem by utilizing the alignment between the image and address text. +- Two key ingredients are designed for better alignment of the image and address, i.e., image-caption alignment and image-geography matching, which are mutually beneficial. +- We introduce three datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large to facilitate the study of the image address localization problem. +- Experiments demonstrate that our method achieves compelling performance on the proposed IAL datasets. Extensive ablations, visualizations, and analyses are provided to show the effectiveness of the proposed method. + +# 2 Related Work + +Image Geo-localization. Image geo-localization, or visual place recognition, is usually formulated as an image retrieval problem on the city scale, which needs to collect a geo-tagged database of pre-computed embeddings of either local or global features [6,13,24,25,33,34,40,45]. In recent years, deep learning models [14, 21, 43] have been proven to perform remarkably in image feature extraction, complemented with an aggregation or pooling layer [3,4,9,16,17,27,32,37,54]. Recent methods achieve impressive retrieval performance by performing an additional re-ranking phase [19,48,53], adopting powerful pre-trained backbones [35] + +(a) Administrative Address + +Example: Carnegie Mellon University, 5000, Forbes Avenue, Oakland, Pittsburgh, Pennsylvania, USA +Hierarchy: Building Name, House Number, Street, Neighborhood, City, County/State, Country + +(b) Semantic Address Partition +![](images/2f73cc3742b580501bb6c82b99cf31c2f92cccc6e46d64bef4870330eba688f6.jpg) +located in South Side Flats, specifically on a section of East Carson Street lying between South 10th Street and South 12th Street + +(c) Vision-Language Model +Fig. 2: The problem statement of the image address localization task consists of (a) examples of administrative address and hierarchy, (b) semantic address partition strategy, and (c) address predicting using visual-language models. +![](images/2dbe6bac1986642ec50383f38a41f704b56ed23319cd1b21aaad5641b3143f1e.jpg) +Candidate Addresses +located in the Downtown, specifically on a section of Third Avenue that near Grant Street + +to extract image features [22, 28], or training on large-scale place recognition datasets [2, 3, 7, 22]. Different from retrieval-based methods, classification-based methods focus on planet-scale localization and split the earth into disjoint regions to classify [12, 36, 42, 46, 49]. More recently, StreetCLIP [18] and GeoCLIP [10] both utilize the vision-language model CLIP [38] with region description or GPS information for better generalizability. Going beyond image geo-localization, we propose to perform image address localization to obtain readable textual addresses rather than digital coordinates without a retrieval gallery. This not only enables models to directly output human-understandable semantic addresses for a given image but also paves the way for more complex geographical human-computer interactions in the future. + +Transfer Learning in Vision-Language Models. The integration of language supervision with visual data is garnering significant interest, with the primary aim being to align images and texts and learn a shared embedding space. As outlined in [52], the advancements in vision-language models can largely be attributed to three key developments: Transformers [47], contrastive representation learning [11, 20], and expansive web-scale training datasets [26, 39]. One notable example is CLIP [38], which employs two encoder networks trained via contrastive loss to align image-text pairs, thus enabling impressive zero-shot performance. Adapting CLIP to downstream tasks typically involves either full fine-tuning or linear probing [15]. Recently, prompt learning offers an alternative by introducing a small number of trainable prompt tokens at the input. Learnable prompts can be applied to the language branch [52], image instances [51], or both forming a multi-modal prompt [29]. Complete fine-tuning enables CLIP to fully adapt to the data distribution of downstream tasks, while prompt learning enhances CLIP's zero-shot learning capabilities. Due to the domain gap between the IAL task and the pre-training tasks, our proposed AddressCLIP adopts carefully designed image-caption alignment and image-geography matching to transfer CLIP toward the address localization task, which is superior to the direct complete fine-tuning way. + +# 3 Problem Statement + +In this study, we focus on the city-wide image address localization problem. The administrative address hierarchy around the world varies widely depending on the history, geography, culture, and political systems of each country. Taking the United States as an example, we provide a specific illustration of an administrative address and its corresponding hierarchy in Fig. 2 (a). Since images in one dataset belong to the same city, our study distinguishes image addresses on neighborhood and street levels. + +The straightforward division mentioned above introduces two challenges in practical city-wide scenarios. Firstly, variable street lengths can result in coarsely localized addresses, particularly for highways that extend for kilometers, creating a pronounced long-tail distribution issue and diverse inner-address visual features that hinder precise localization during inference. Secondly, address ambiguity arises at street intersections, where images could be equally attributed to intersecting streets, thus lacking a clear and singular textual supervision signal. To address these concerns, we introduce a semantic address partition strategy for a more granular segmentation of streets, as shown in Fig. 2 (b). By segmenting streets at intersections, we achieve a balance in street lengths, which refines the address localization scope and eliminates the intersection ambiguity, aligning more closely with the way humans typically describe locations. In this way, the textual representation of addresses consists of the main street name (marked green) and the name of one or two streets that intersect it (marked brown). + +Formally, the Image Address Localization problem is defined as follows: given a training dataset $D_{train} = \{(I_i,A_i)\}_{i = 1}^M$ containing pairs of image $I_{i}$ and address $A_{i}$ , our objective is to train a vision-language model $\mathcal{H}_{\theta}$ and use it to predict the address of query images, $A_{k}^{Q} = \mathcal{H}_{\theta}(I_{k}^{Q}),\forall k\in [1..K]$ where $I_k^Q\in D_{test}$ . The images in the query set $I^Q$ can belong to any candidate address in the same city as the images in the training set. Fig. 2 (c) shows a schematic diagram of predicting the readable textual address for a given query image. + +# 4 AddressCLIP + +# 4.1 Framework Overview + +We formulate the IAL problem as a vision-text alignment problem between the image and address pairs. Fig. 3 depicts the framework of our method. During training, the embeddings of the image and the address are extracted by the image encoder and text encoder, respectively, and are then aligned through image-address contrastive learning. An additive scene caption is introduced as a supplement to the address to enrich the plain text information. The scene caption shares the same text encoder with the image address, and the resulting caption embedding and image embedding are combined for image-caption contrastive learning. Furthermore, we adopt the geographical position information as a guide to increase the similarities between geographically close image features while increasing the differences between geographically distant image features. + +![](images/8cd9089a8a9eb31a36c474a70144488dd181e20df4e580f902dd13d846b0393f.jpg) +Fig. 3: Overview of the proposed AddressCLIP framework. (a) During training, the alignment of image and address is learned by the image-address contrastive loss, image-capture contrastive loss, and image-geography matching loss. (b) At inference, the address with the highest similarity to the query image's embedding is chosen. + +The image-geography matching is learned between geospatial distance and image feature similarity. During inference, the address with the highest similarity to the query image's embedding indicates the most probable address. + +# 4.2 Image-Text Alignment + +It is reasonable to use address information directly as textual prompts for image-address alignment learning. However, the address text is simple and limited. It cannot provide context about environments, landmarks, or other entities, which are crucial for precise address localization. To alleviate the issues, we incorporate additional descriptive captions that capture the nuances of the visual scene, thereby endowing the model with a deeper understanding of the contextual elements that are often missing in the bare address labels. This mechanism enables more accurate and context-aware predictions by effectively bridging the gap between visual perception and textual representation. + +Scene description can be generated through manual annotation, which, although accurate, is costly and not easily scalable to large datasets. Benefiting from the advancements in vision-language models, we utilize pre-trained vision-language models [30] to generate linguistic captions corresponding to image scenes. The lower left corner of Fig. 3(a) shows some illustrative examples, where the descriptions can include context like the presence of specific buildings or unique street signs, which is relevant for distinguishing between visually similar but geographically distant locations. This also aligns the model's learning process with how humans typically communicate location information. For detailed analyses of scene captions, refer to the supplementary material. + +Formally, define image features extracted from the image encoder $\mathcal{V}(\cdot)$ as $V_{i} = \mathcal{V}(I_{i}),\forall i\in [1,\dots,N]$ . The text encoder $\mathcal{V}(\cdot)$ extracts address features $T_{i}^{A} = \mathcal{T}(A_{i})$ and caption features $T_{i}^{C} = \mathcal{T}(C_{i} + A_{i})$ , where the scene caption $C_i$ is obtained by a vision-language model. We experimentally observe that appending address information to the scene caption is more conducive to address localization, which is discussed in detail in Sec. 6.3. Note that the additive scene caption is only used for training. The alignment of images and addresses is learned via image-address contrastive loss and image-caption contrastive loss. + +For a batch of size $N$ comprising image-text pairs, the image-address contrastive loss can be written as: + +$$ +\mathcal {L} _ {\text {a d d r e s s}} = - \frac {1}{2 N} \sum_ {i = 1} ^ {N} \left[ \log \frac {\exp \left(V _ {i} \cdot T _ {i} ^ {A} / \tau\right)}{\sum_ {j = 1} ^ {N} \exp \left(V _ {i} \cdot T _ {j} ^ {A} / \tau\right)} + \log \frac {\exp \left(T _ {i} ^ {A} \cdot V _ {i} / \tau\right)}{\sum_ {k = 1} ^ {N} \exp \left(T _ {i} ^ {A} \cdot V _ {k} / \tau\right)} \right], \tag {1} +$$ + +where $\tau$ is the temperature parameter. Similarly, the image-caption contrastive loss is formulated as: + +$$ +\mathcal {L} _ {c a p t i o n} = - \frac {1}{2 N} \sum_ {i = 1} ^ {N} \left[ \log \frac {\exp (V _ {i} \cdot T _ {i} ^ {C} / \tau)}{\sum_ {j = 1} ^ {N} \exp (V _ {i} \cdot T _ {j} ^ {C} / \tau)} + \log \frac {\exp (T _ {i} ^ {C} \cdot V _ {i} / \tau)}{\sum_ {k = 1} ^ {N} \exp (T _ {i} ^ {C} \cdot V _ {k} / \tau)} \right]. \quad (2) +$$ + +# 4.3 Image-Geography Matching + +In general, address text in city-wide scenarios may be geographically far away but highly similar, or geographically close but significantly different. This makes image-address alignment learning difficult to optimize with address text alone. In contrast, the geographic coordinates of images (e.g., UTM coordinates) differ significantly, showcasing clear distinctions and discriminative properties. From the perspective of manifold learning, image embedding represents a low-dimensional representation of images in the feature space, and its distribution should be consistent with the geographic coordinates of the images. Our goal is to ensure that geographically proximate images exhibit closely in the feature space, while geographically distant images reflect more within the feature space. Visualization results and analysis are elaborated in Sec. 6.4. + +Inspired by the above motivation, we propose an image-geography matching loss to constrain image features according to the spatial distances of geographic coordinates. Specifically, denote $U_{i}:\mathbb{UTM}_{east}\times \mathbb{UTM}_{north},\forall i\in [1,\dots ,N]$ the set of geographic coordinates corresponding to all images within a batch of size $N$ . We can calculate each element of the spatial distance matrix $D^{U}$ in the geographic space as follows: + +$$ +D _ {i j} ^ {U} = \left\| \hat {U} _ {i} - \hat {U} _ {j} \right\| _ {1}, s. t., \hat {U} _ {i} = \frac {U _ {i} - \operatorname* {m i n} \left(U _ {i}\right)}{\operatorname* {m a x} \left(U _ {i}\right) - \operatorname* {m i n} \left(U _ {i}\right)}, \tag {3} +$$ + +where Manhattan distance and min-max normalization are adopted. Correspondingly, each element of the feature similarity matrix $D^{V}$ in the image embedding space is calculated as: + +$$ +D _ {i j} ^ {V} = \frac {V _ {i} \cdot V _ {j}}{| | V _ {i} | | \cdot | | V _ {j} | |}. \tag {4} +$$ + +Table 1: Detailed information of the proposed Image Address Localization datasets. + +
DatasetYearDataset size# train/val# testQuery typeImage sizeGPSAddress
Pitts-250K [4]20169.4GB250K24Kpanorama480×640✓X
SF-XL [7]20221TB41.2M1K/0.6Kphone512×512✓X
Pitts-IAL20246.7GB234K19Kpanorama480×640✓✓
SF-IAL-Base20246.8GB184K21Kpanorama512×512✓✓
SF-IAL-Large2024121GB1.96M280Kpanorama512×512✓✓
+ +![](images/b9d717306fc7d57b6b2ef5487062591c575b4800718da5ffb5e447a93017e01e.jpg) +(a) Pitts-IAL + +![](images/5b279ca192e18b621e8223f9bf201cb3b55895d8b457edcfd93b9fe058046f44.jpg) +(b) SF-IAL-Base +Fig. 4: Visualizations of the introduced datasets. Distinct semantic street partitions are displayed using varying colors. + +![](images/7c24f3fe9da3b61280e549f95f449d5bb1c5c038cb2f130b95877ecc13fda545.jpg) +(c) SF-1AL-Large + +Consequently, the image-geography matching loss takes the image feature similarity matrix $D^{V}$ as input and the geographic spatial distance matrix $D^{U}$ as the target to perform gradient back-propagation, i.e., + +$$ +\mathcal {L} _ {\text {g e o g r a p h y}} = \frac {1}{N ^ {2}} \sum_ {i = 1} ^ {N} \sum_ {j = 1} ^ {N} \left(D _ {i j} ^ {V} - D _ {i j} ^ {U}\right) ^ {2}. \tag {5} +$$ + +# 4.4 Objective Function + +We train the proposed AddressCLIP using both image-text contrastive loss and image-geography matching loss in an end-to-end manner. The total objective function is as follows: + +$$ +\mathcal {L} _ {\text {t o t a l}} = \alpha \mathcal {L} _ {\text {a d d r e s s}} + \beta \mathcal {L} _ {\text {c a p t i o n}} + \gamma \mathcal {L} _ {\text {g e o g r a p h y}}, \tag {6} +$$ + +where $\alpha$ , $\beta$ , and $\gamma$ are weight parameters. + +# 5 Image Address Localization Datasets + +Existing datasets [2,7,45] for image geo-localization only contain the GPS coordinates of where the image was taken. Meanwhile, the text in popular image-text datasets like LAION-5B [41] mainly describes the semantic content of the corresponding image instead of the geographical information. To support the study of the IAL problem, we introduce three IAL datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large derived from Pitts-250k [45] and SF-XL [7], respectively. We describe the details of how these datasets were built below. + +# 5.1 Address Annotation + +We look up the administrative address according to the GPS coordinates attached to images by utilizing the Reverse Geocoding API of Google Maps. The API returns a list of addresses ordered by their match degree with the GPS coordinate, e.g. $[A^{(1)}, A^{(2)}, \dots, A^{(R)}]$ . However, simply selecting $A^{(1)}$ as the address annotation is often imprecise since the API might match the GPS coordinates of a building's center and return the building's address. Additionally, when a building is located at an intersection of cross streets, the API might return ambiguous addresses. To alleviate the issue, we first exclude address information matched to buildings (labeled as "ROOFTOP" location type in the API). Then, we choose the most frequently occurring address among the remaining addresses as the definitive address and ensure its accuracy by random manual verification and correction. Finally, we adopt the introduced semantic address partition strategy for fine-grained partitioning as the final address annotation. + +# 5.2 Statistics and Visualization + +We provide a comprehensive comparison between the proposed IAL datasets in Tab. 1 and visualize their street distributions in Fig. 4. Specifically, Pitts-IAL is constructed using the training set of the original Pitts-250K [45] dataset where 10,586 locations are annotated with 24 images from different views for each location. These image-address pairs are divided into a training, database, and query set randomly using a ratio of 7:2:1 according to locations. Due to the sparseness of the Pitts-250K, the queries are filtered to ensure their address can be covered by the training set and database. SF-IAL is constructed from the SF-XL [7] dataset and is divided into two versions according to the size of the coverage area, namely SF-IAL-Base, and SF-IAL-Large. SF-IAL-Base covers the top-right corner of San Francisco with 17,067 locations, each with 12 images from different views, which is of comparable size to Pitts-IAL. SF-IAL-Large covers the entire San Francisco with 233,820 locations. The image-address pairs in both versions are also divided into a training, database, and query set randomly using a ratio of 7:2:1. The datasets introduced have been released to the community for research at https://github.com/xsx1001/AddressCLIP. + +# 6 Experiments + +# 6.1 Experimental Setup + +Implementation Details. Our AddressCLIP is implemented with PyTorch based on the pre-trained CLIP from OpenAI [38] with no additional parameters. All the images are resized to $224 \times 224$ and normalized to fit the input of CLIP. Unless otherwise stated, the ViT/B-16 version of CLIP is used for experiments. We adopt the vision-language model BLIP [30] to generate additive scene captions. More training details are given in supplementary materials. + +Table 2: Evaluation results of address localization on the Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets. + +
MethodPitts-IALSF-IAL-BaseSF-IAL-Large
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
Zero-shot CLIP0.853.691.285.641.255.302.809.060.260.970.502.85
CLIP + address77.6693.2880.8694.1783.6696.3285.7696.8581.8495.3884.5695.79
CLIP + CoOp [52]67.9186.6071.1988.1877.7794.0579.9094.9174.8492.3878.2393.79
CLIP + CoCoOp [51]69.0488.3473.2889.7879.1995.2781.1596.3276.9293.5879.8594.04
CLIP + MaPLe [29]72.9891.8576.0492.2781.4696.9883.6997.7779.6394.4782.3495.96
AddressCLIP (Ours)80.3996.2782.6296.7486.3299.0987.4499.2385.9297.2888.1098.33
+ +Metrics. It is straightforward to measure the address localization performance by calculating the accuracy of the predicted address, like standard Top-1 and Top-5 accuracy. Considering the varying precise requirements for the returned addresses in different scenarios, we design two metrics specifically for evaluating the address localization performance, i.e., Street-level Accuracy (SA) and SubStreet-level Accuracy (SSA). Formally, for a given query image, the output of the model could be denoted by $A_{p} = [S^{m}, S^{c}, S^{n}]$ , where $S^{m}$ is the main street, $S^{c}$ is the set of streets that intersect with $S^{m}$ , and $S^{n}$ is the neighborhood. The groundtruth address is denoted by $A_{gt} = [S_{gt}^{m}, S_{gt}^{c}, S_{gt}^{n}]$ . If $S^{m} = S_{gt}^{m}$ and $S^{n} = S_{gt}^{n}$ , the prediction is correct in street-level. It is correct in the sub-street level only when $A_{p} = A_{gt}$ is satisfied. Both Top-1 and Top-5 accuracy are reported as SA-1, SA-5, SSA-1, and SSA-5. + +# 6.2 Main Results + +Baselines. We compare our method with zero-shot CLIP and a fine-tuned CLIP model with naive address prompts. Image address localization can be considered a downstream visual-language task thus prompt learning approaches can be used to transfer the pre-trained CLIP to address localization. We also compare with several representative prompt learning methods for visual-language models, i.e., CoOp [52], CoCoOp [51], and MaPLe [29]. + +Comparisons. Tab. 2 shows the comparison results with the above baselines on the introduced Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets. It is clear that our method achieves remarkable performance on the three datasets across various metrics. The zero-shot CLIP model exhibits poor performance due to the lack of explicit address information in the image-text pairs during pre-training. After fine-tuning CLIP with address, the address localization accuracy improves significantly on all three datasets, forming a strong baseline. + +Benefiting from carefully designed image-text alignment and image-geography matching mechanisms, our AddressCLIP surpasses the representative visual-language prompt learning methods by $7.41\%$ , $4.86\%$ , and $6.29\%$ on Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets respectively in terms of SSA-1. This indicates that general prompt learning methods that transfer pre-trained models to various downstream tasks are inferior to those specifically designed, especially + +Table 3: Ablation study of key components on the proposed datasets. + +
\( \mathcal{L}_{address} \)\( \mathcal{L}_{caption} \)\( \mathcal{L}_{geography} \)Pitts-IALSF-IAL-Base
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
✓77.6693.2880.8694.1783.6696.3285.7696.85
✓69.2787.2371.3988.9275.8589.2177.2491.46
✓✓79.2094.1581.2694.6484.8697.4686.0398.04
✓✓79.2795.1581.4595.6185.5498.9886.6498.15
✓✓✓80.3996.2782.6296.7486.3299.0987.4499.23
+ +Table 4: Performance of different encoder training strategies on the proposed datasets. $\times$ refers to freezing the weight, and $\checkmark$ refers to unfreezing the weight. + +
ImageTextPitts-IALSF-IAL-Base
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
✓×77.7789.2080.2890.4884.3293.6385.8295.05
×✓48.8878.3152.4380.8954.6283.7457.5086.06
✓✓80.3996.2782.6296.7486.3299.0987.4499.23
+ +when the domain of the downstream task (IAL) differs significantly from that of the pre-trained. It is noteworthy that our method generally performs better on the SF-IAL-Base dataset than on the Pitts-IAL dataset due to more orderly streets and the greater density of street view image collection. Remarkably, our method achieves an address location accuracy of $85.92\%$ even on the more challenging SF-IAL-Large dataset, which covers an area $8 \times$ larger than the Pitts-IAL dataset. Additionally, performance on the SA metric is typically higher than the SSA metric, suggesting that using sub-streets as the learning target can further enhance the localization capability for main streets. + +# 6.3 Ablation Study + +Effectiveness of Key Components. We adopt the CLIP model fine-tuned with the image-address contrastive loss $\mathcal{L}_{address}$ as the ablation baseline to show the effectiveness of proposed image-caption alignment and image-geography matching. The evaluation results on the Pitts-IAL and SF-IAL-Base datasets are listed in Tab. 3. As can be seen, applying $\mathcal{L}_{caption}$ alone yields reasonable address localization accuracy, but it is far inferior to using $\mathcal{L}_{address}$ alone, suggesting that the independent role of address information better facilitates image-address alignment. Based on $\mathcal{L}_{address}$ , adding $\mathcal{L}_{caption}$ increases SSA-1 by $1.54\%$ and $1.2\%$ , while adding $\mathcal{L}_{geography}$ alone increases by $1.61\%$ and $1.88\%$ on the two IAL datasets. This demonstrates that both the proposed mechanisms can facilitate image address alignment learning from their respective perspectives. Their combination can ultimately bring $2.73\%$ and $2.66\%$ improvement on SSA-1, indicating a mutually beneficial relationship between them. Consistent conclusions can be drawn on other indicators. + +Encoder Training Strategy. Typically, when adapting CLIP to downstream tasks, the impact of unfreezing the weights of the image and text encoders varies + +![](images/b75b34f6d6a39a77f30d6f5e838ab7763a85e7b75d561b898b5f09995e1ada19.jpg) +(a) Pitts-IAL (SSA-1) + +![](images/bef33c2605882caf1574ee03098a1385018bace714082f821006100e465ddd49.jpg) +(b) Pitts-IAL (SA-1) + +![](images/5aafbc66184e1b47ffa796e29b9bcd9b4a2a153943fae7b69d3e3d2ad5acb834.jpg) +(c) SF-IAL-Base (SSA-1) + +![](images/c8d2b81d01bfdd08140339a680ada79293de9347677c89366b6d2ea9a1b9d31c.jpg) +(d) SF-IAL-Base (SA-1) + +![](images/a63ff50326bfa27fcaa5e5770b795dff8cc52cf8610389ee59954253042db70a.jpg) +Fig. 5: Performance of different backbones on the proposed datasets. +(a) Downtown + +![](images/404ee325e776f6899cf9d62dfab4f91b920b554fb032ee8264536dddbefb3849.jpg) +(b) Smith St + +![](images/9c63bfd1cd7fe7d7e68202989029d4c975e42ba8e2a31a053c763f0a6cdcfca4.jpg) +(c) Liberty Ave. + +![](images/3fa09f68a886c8d519674242446864e990cb3a7d495aedf1e3078ef94ade84cc.jpg) +(d) Forbes Ave. between Smith St. & Grant St + +![](images/4df0f47cfefdc1d5ed40b92dd3851446d0a72afb1ec14fed92426f3f234d570b.jpg) +(e) Uptown +Fig. 6: Qualitative demonstration: Address localization with a given textual address query using AddressCLIP in Pittsburgh. The brighter the scatter point, the higher the similarity of the embedding between the image and the query address text. The red box represents the actual geographic range of the query street in the map. + +![](images/b5409148d1183598c5b21050f9ef78177c5dc7c4f3858c48e84a1009e5deb32a.jpg) +(f) Marion St + +![](images/3e70537800fa4873b2534d5aada51c08c150c5ca4b4dece79381118e215ce2fc.jpg) +(g) Forbes Ave. + +![](images/ffe2ff99fad244985ad37b47a7c8824b972dea910df6cf07665864e57bd3ec2a.jpg) +(h) Forbes Ave. between Marion St. & Grant St. + +on the outcomes. Tab. 4 shows the performance comparisons of different encoder freezing strategies on the Pitts-IAL and SF-IAL-Base datasets. It is observable that unfreezing only the image encoder brings much more performance gains (about $30\%$ ) compared to unfreezing only the text encoder. This suggests that visual discrepancies are more prominent than textual ones when transferring CLIP to the task of address localization. The best performance is achieved when both the image encoder and text encoder are concurrently unfrozen. This is consistent with the intuitive notion that the textual address is significantly different from the natural category CLIP has been pre-trained on, necessitating the unfreezing of more weights for fine-tuning. + +Different Backbones. Fig. 5 shows the performance using different backbones on the Pitts-IAL dataset. We adopt Transformer-based ViT-B/16, ViT-B/32, and ViT-L/14 [14], as well as ResNet-50 [21] based on CNN. For Transformer-based backbones, it is evident that larger networks achieve higher accuracy in address localization. The performance of ResNet-50 is inferior to ViT-B/32 since the former has fewer parameters. In practice, a balance can be struck according to computational resources and performance requirements. + +Table 5: Comparisons with retrieval-based image geo-localization methods in terms of storages and time overheads, without considering the API query time. + +
MethodsStorageInferenceRetrievalRerankingMemory
TransVPR [48]2.02 GB6.20 ms0.19 ms1757.70 ms61.12 GB
R2Former [53]2.10 GB8.81 ms0.19 ms202.37 ms12.64 GB
SALAD [23]2.34 GB2.34 ms0.19 ms01.69 GB
AddressCLIP0.34 GB3.46 ms000.64 MB
+ +Table 6: Performance comparisons with retrieval-based image geo-localization methods using the reverse Geocoding API on the Pitts-IAL dataset. + +
MethodsCosPlace [7]MixVPR [3]EigenPlaces [8]AnyLoc [28]SALAD [23]AddressCLIP
SSA-173.0474.5273.8874.8375.1777.01
SSA-592.4393.6793.7993.4594.2395.33
+ +# 6.4 Qualitative Results + +Since the address embedding gets inherent alignment with the image feature in our AddressCLIP, we can not only provide precise addresses for query images but also estimate the distribution of images in geographic space according to query addresses. In Fig. 6, we display the embedding similarity distribution in the map of Pittsburgh between images and given address queries. Specifically, Fig. 6 (a) and (e) show the similarity map of two address queries at the neighborhood level, i.e., Downtown and Uptown. The area covered by the highlighted part is consistent with the actual block in the map. Similarly, the results of street-level querying are depicted in Fig. 6 (b), (c), (f), and (g). Our semantic partition strategy further enables AddressCLIP to distinguish sub-street level regions within the same street, Forbes Avenue, as shown in Fig. 6 (d) and (h). + +# 6.5 Comparison with "Image-GPS-Address" Pipeline + +We select state-of-the-art retrieval-based image geo-localization methods [3,7,8, 23,28] to predict GPS coordinates from a given image, followed by the reverse Geocoding API to obtain a readable textual address. More details about the "Image-GPS-Address" pipeline are provided in supplementary materials. Tab. 5 shows the comparison results of AddressCLIP and VPR methods [23,48,53] in terms of storage space and time overhead. Our AddressCLIP does not require database storage space or retrieval and reranking time consumption, indicating the high efficiency of IAL methods compared to VPR methods. Tab. 6 shows their performance comparisons on the Pitts-IAL dataset, where all models adopt ResNet-50 as the backbone except for AnyLoc [28] and SALAD [23] with larger pretrained DINOv2 [35]. As can be seen, AddressCLIP surpasses the performance of the "Image-GPS-Address" based methods, which indicates that the compounded error of retrieval methods and Geocoding makes the "Image-GPS-Address" pipeline less effective than an end-to-end address localization method. + +Table 7: Comparison examples between representative multimodal large language models and our LLaVA-IAL for the IAL task in Pittsburgh. + +
Visual input examples for Image Address Localization:
Grant Street, DowntownFifth Avenue, Downtown
UserWhere might this photo have been taken? Tell me its street level address.
LLaVA-IALThe address of this photo might be Grant Street, Downtown, Pittsburgh, PA, USA.The address of this photo might be Fifth Avenue, Downtown, Pittsburgh, PA, USA.
GPT-4V [1]This photo was taken in Peavey Plaza in Minneapolis, Minnesota, USA, on the corner of Nicolson Mall and 11th Street.This photo was taken at 400 Fifth Avenue in Pittsburgh, Pennsylvania.
Gemini-Pro-V [44]This photo was taken on the Rose Fitzgerald Kennedy Greenway in Boston, Massachusetts.The photo was taken on Fifth Avenue in Pittsburgh, Pennsylvania.
QWen-VL [5]This photo appears to have been taken on a city street, possibly in a downtown area or commercial district.This photo appears to have been taken on Fifth Avenue in Pittsburgh, Pennsylvania, USA. The street sign in the image confirms this location.
+ +# 6.6 Limitations and Future Work + +The proposed AddressCLIP can be regarded as a discriminative model, limited by the set of candidate addresses at inference. In contrast, generative models such as multimodal large language models (MLLMs) [1, 5, 44] can yield more flexible and interactive geographic textual information but may not offer precise administrative addresses. In future work, we plan to explore the potential of MLLMs for the IAL task. To this end, we have made an attempt by constructing a question-and-answer dataset based on Pitts-IAL and adopting the LLaVA-1.5 [31] model for instruct tuning. Tab. 7 shows some examples comparing with representative MLLMs. It is evident that LLaVA-IAL, fine-tuned with instructions, can predict accurate administrative addresses consistent with address hierarchy, while other compared MLLMs are unable to predict addresses without landmarks or street signs and lack standardized output formats. + +# 7 Conclusion + +In this study, we introduce the problem of image address localization and propose three IAL datasets for evaluation and subsequent research. To facilitate the alignment of images and addresses for tackling the problem, we propose the AddressCLIP framework consisting of image-text alignment and image-geography matching. Extensive experiments on the proposed datasets validate that our method outperforms transfer learning methods that transfer CLIP to downstream tasks. 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In this study, we introduce a new problem raised by social media and photojournalism, named Image Address Localization (IAL), which aims to predict the readable textual address where an image was taken. Existing two-stage approaches involve predicting geographical coordinates and converting them into human-readable addresses, which can lead to ambiguity and be resource-intensive. In contrast, we propose an end-to-end framework named AddressCLIP to solve the problem with more semantics, consisting of two key ingredients: i) image-text alignment to align images with addresses and scene captions by contrastive learning, and ii) image-geography matching to constrain image features with the spatial distance in terms of manifold learning. Additionally, we have built three datasets from Pittsburgh and San Francisco on different scales specifically for the IAL problem. 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The datasets and source code are available at https://github.com/xsx1001/AddressCLIP." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "spans": [ + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "text", + "content": "Keywords: Image address localization " + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "text", + "content": " Image-text alignment " + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "text", + "content": " Image-geography matching " + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 489, + 453, + 512 + ], + "type": "text", + "content": " Vision-language model" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 534, + 230, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 534, + 230, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 534, + 230, + 547 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 562, + 482, + 623 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 562, + 482, + 623 + ], + "spans": [ + { + "bbox": [ + 130, + 562, + 482, + 623 + ], + "type": "text", + "content": "Users on social media platforms such as Facebook and Instagram often tag their pictures with textual addresses to connect with local communities, raising the demand for predicting the descriptive address information of the place where an image was taken. This has various practical applications, for instance, businesses and travel platforms can use addresses of images to provide recommendations" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 141, + 631, + 441, + 643 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 631, + 441, + 643 + ], + "spans": [ + { + "bbox": [ + 141, + 631, + 441, + 643 + ], + "type": "text", + "content": "This work was done when Shixiong Xu was an intern at Alibaba Cloud." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 143, + 643, + 232, + 653 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 643, + 232, + 653 + ], + "spans": [ + { + "bbox": [ + 143, + 643, + 232, + 653 + ], + "type": "text", + "content": "* Equal contributions" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 143, + 653, + 244, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 653, + 244, + 665 + ], + "spans": [ + { + "bbox": [ + 143, + 653, + 244, + 665 + ], + "type": "text", + "content": "‡ Corresponding authors" + } + ] + } + ], + "index": 12 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 294, + 235 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 294, + 235 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 294, + 235 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 294, + 235 + ], + "type": "image", + "image_path": "695334a9387409baafc688a6a632ef6d942c7adedd72b49428d551a1211318b8.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 239, + 482, + 275 + ], + "lines": [ + { + "bbox": [ + 130, + 239, + 482, + 275 + ], + "spans": [ + { + "bbox": [ + 130, + 239, + 482, + 275 + ], + "type": "text", + "content": "Fig. 1: Comparison of image-based geo-localization and address localization tasks. The objective of the proposed task is to predict the semantic text address of a given image instead of a digital GPS coordinate without the need for a retrieval gallery." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 300, + 114, + 482, + 235 + ], + "blocks": [ + { + "bbox": [ + 300, + 114, + 482, + 235 + ], + "lines": [ + { + "bbox": [ + 300, + 114, + 482, + 235 + ], + "spans": [ + { + "bbox": [ + 300, + 114, + 482, + 235 + ], + "type": "image", + "image_path": "d5b1f7bf1f3f3617bc00703413aa8efdd7baf6c5dd6a42f86b1245effd5a6d4b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 300, + 479, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 479, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 479, + 324 + ], + "type": "text", + "content": "or organize location-specific content. Additionally, photojournalism can rapidly verify the authenticity of the event with the image's address." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 327, + 482, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 458 + ], + "type": "text", + "content": "To predict an image's address, one reasonable approach involves leveraging image geo-localization technology to predict GPS coordinates (i.e., latitude and longitude) from an image [50], followed by the reverse Geocoding to query for a readable address. Image geo-localization, also known as visual place recognition, is commonly treated as an image retrieval problem where a database of geo-tagged images serves as a matching reference for the query image. Previous retrieval-based methods [3,4,7,19,28] have shown remarkable performance. However, in practice, the creation of pre-collected geo-tagged databases requires significant labor and storage resources, while GPS coordinates lack readability and semantics. In addition, the conversion from GPS to readable addresses often presents ambiguities, and the Image-GPS-Address pipeline is not end-to-end." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 460, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 482, + 604 + ], + "type": "text", + "content": "To alleviate the above issues, in this study, we propose to perform Image Address Localization (IAL) where a model is tasked to predict the readable textual address where a given image was taken. We design a semantic address partition strategy to perform fine-grained partitioning of city-wide addresses, conforming to the way humans describe address information. By doing this, we are able to train models in an end-to-end manner, and during inference, there is no need to construct a retrieval database which greatly reduces the storage and retrieval burden. Furthermore, the model's output addresses align more closely with human description habits, which provides a bridge for subsequent city-wide scene understanding and point-of-interest recommendation. Fig. 1 shows the comparison of image geo-localization and image address localization tasks, where the latter focuses on predicting human-readable textual address information." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "In this study, we propose an end-to-end framework, AddressCLIP, based on the visual-language model CLIP [38], aiming to learn an alignment of images and addresses. Our approach leverages two key ingredients: image-text alignment and image-geography matching. Firstly, we introduce additional scene captions as a supplement to address text thus facilitating the alignment of images and tex" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "tual addresses by contrastive learning. Secondly, we propose an image-geography matching mechanism to bring features of geographically proximate images closer while separating features of images that are far apart geographically." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 481, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 481, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 481, + 247 + ], + "type": "text", + "content": "To support the image address localization task, we constructed three IAL datasets of different sizes based on the Pitts-250k [4] and SF-XL datasets [7]: Pitts-IAL (234K), SF-IAL-Base (184K), and SF-IAL-Large (1.96M). In contrast to the original datasets, each image in our dataset is accompanied by not only its geographical coordinate but also the administrative address. Specifically, we utilized the reverse Geocoding API of Google Maps to retrieve administrative addresses for a portion of the images and obtain addresses for the remaining images through nearest-neighbor interpolation of the geographical coordinates." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "text", + "content": "We evaluate the proposed AddressCLIP framework on the introduced datasets. Our proposed method achieves a Top-1 address localization accuracy of over " + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "text", + "content": " across three IAL datasets, most notably reaching a performance of " + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "inline_equation", + "content": "85.92\\%" + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "text", + "content": " on the largest dataset, SF-IAL-Large. Compared with challenging baselines [29, 51, 52] that transfer CLIP to the downstream IAL task, our AddressCLIP achieves improvements of " + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "inline_equation", + "content": "3\\%" + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "inline_equation", + "content": "6\\%" + }, + { + "bbox": [ + 130, + 247, + 482, + 367 + ], + "type": "text", + "content": " on the proposed datasets. In addition, the qualitative results demonstrate good alignment between images and textual address queries in geographical space. Finally, we discuss the superiority of the proposed method over the two-stage \"Image-GPS-Address\" approach and explore the application prospects of multimodal large language models in the IAL task." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 368, + 347, + 379 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 368, + 347, + 379 + ], + "spans": [ + { + "bbox": [ + 146, + 368, + 347, + 379 + ], + "type": "text", + "content": "Our contributions are summarized as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 137, + 387, + 479, + 518 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 138, + 387, + 479, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 387, + 479, + 422 + ], + "spans": [ + { + "bbox": [ + 138, + 387, + 479, + 422 + ], + "type": "text", + "content": "- We formulate the image address localization problem and introduce the AddressCLIP framework for this problem by utilizing the alignment between the image and address text." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 423, + 479, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 423, + 479, + 458 + ], + "spans": [ + { + "bbox": [ + 138, + 423, + 479, + 458 + ], + "type": "text", + "content": "- Two key ingredients are designed for better alignment of the image and address, i.e., image-caption alignment and image-geography matching, which are mutually beneficial." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 137, + 459, + 479, + 482 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 459, + 479, + 482 + ], + "spans": [ + { + "bbox": [ + 137, + 459, + 479, + 482 + ], + "type": "text", + "content": "- We introduce three datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large to facilitate the study of the image address localization problem." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 137, + 483, + 479, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 483, + 479, + 518 + ], + "spans": [ + { + "bbox": [ + 137, + 483, + 479, + 518 + ], + "type": "text", + "content": "- Experiments demonstrate that our method achieves compelling performance on the proposed IAL datasets. Extensive ablations, visualizations, and analyses are provided to show the effectiveness of the proposed method." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 544, + 237, + 558 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 544, + 237, + 558 + ], + "spans": [ + { + "bbox": [ + 132, + 544, + 237, + 558 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Image Geo-localization. Image geo-localization, or visual place recognition, is usually formulated as an image retrieval problem on the city scale, which needs to collect a geo-tagged database of pre-computed embeddings of either local or global features [6,13,24,25,33,34,40,45]. In recent years, deep learning models [14, 21, 43] have been proven to perform remarkably in image feature extraction, complemented with an aggregation or pooling layer [3,4,9,16,17,27,32,37,54]. Recent methods achieve impressive retrieval performance by performing an additional re-ranking phase [19,48,53], adopting powerful pre-trained backbones [35]" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 392, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 392, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 392, + 91, + 447, + 100 + ], + "type": "text", + "content": "AddressCLIP" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 225, + 123 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 225, + 123 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 225, + 123 + ], + "type": "text", + "content": "(a) Administrative Address" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 125, + 471, + 145 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 125, + 471, + 145 + ], + "spans": [ + { + "bbox": [ + 132, + 125, + 471, + 145 + ], + "type": "text", + "content": "Example: Carnegie Mellon University, 5000, Forbes Avenue, Oakland, Pittsburgh, Pennsylvania, USA \nHierarchy: Building Name, House Number, Street, Neighborhood, City, County/State, Country" + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 144, + 163, + 291, + 202 + ], + "blocks": [ + { + "bbox": [ + 133, + 153, + 238, + 163 + ], + "lines": [ + { + "bbox": [ + 133, + 153, + 238, + 163 + ], + "spans": [ + { + "bbox": [ + 133, + 153, + 238, + 163 + ], + "type": "text", + "content": "(b) Semantic Address Partition" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 144, + 163, + 291, + 202 + ], + "lines": [ + { + "bbox": [ + 144, + 163, + 291, + 202 + ], + "spans": [ + { + "bbox": [ + 144, + 163, + 291, + 202 + ], + "type": "image", + "image_path": "2f73cc3742b580501bb6c82b99cf31c2f92cccc6e46d64bef4870330eba688f6.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 149, + 206, + 282, + 229 + ], + "lines": [ + { + "bbox": [ + 149, + 206, + 282, + 229 + ], + "spans": [ + { + "bbox": [ + 149, + 206, + 282, + 229 + ], + "type": "text", + "content": "located in South Side Flats, specifically on a section of East Carson Street lying between South 10th Street and South 12th Street" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_footnote" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 309, + 163, + 478, + 219 + ], + "blocks": [ + { + "bbox": [ + 307, + 153, + 399, + 163 + ], + "lines": [ + { + "bbox": [ + 307, + 153, + 399, + 163 + ], + "spans": [ + { + "bbox": [ + 307, + 153, + 399, + 163 + ], + "type": "text", + "content": "(c) Vision-Language Model" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 309, + 163, + 478, + 219 + ], + "lines": [ + { + "bbox": [ + 309, + 163, + 478, + 219 + ], + "spans": [ + { + "bbox": [ + 309, + 163, + 478, + 219 + ], + "type": "image", + "image_path": "2dbe6bac1986642ec50383f38a41f704b56ed23319cd1b21aaad5641b3143f1e.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 311, + 220, + 375, + 228 + ], + "lines": [ + { + "bbox": [ + 311, + 220, + 375, + 228 + ], + "spans": [ + { + "bbox": [ + 311, + 220, + 375, + 228 + ], + "type": "text", + "content": "Candidate Addresses" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_footnote" + }, + { + "bbox": [ + 387, + 217, + 476, + 228 + ], + "lines": [ + { + "bbox": [ + 387, + 217, + 476, + 228 + ], + "spans": [ + { + "bbox": [ + 387, + 217, + 476, + 228 + ], + "type": "text", + "content": "located in the Downtown, specifically on a section of Third Avenue that near Grant Street" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_footnote" + }, + { + "bbox": [ + 130, + 237, + 480, + 270 + ], + "lines": [ + { + "bbox": [ + 130, + 237, + 480, + 270 + ], + "spans": [ + { + "bbox": [ + 130, + 237, + 480, + 270 + ], + "type": "text", + "content": "Fig. 2: The problem statement of the image address localization task consists of (a) examples of administrative address and hierarchy, (b) semantic address partition strategy, and (c) address predicting using visual-language models." + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 302, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 302, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 302, + 482, + 434 + ], + "type": "text", + "content": "to extract image features [22, 28], or training on large-scale place recognition datasets [2, 3, 7, 22]. Different from retrieval-based methods, classification-based methods focus on planet-scale localization and split the earth into disjoint regions to classify [12, 36, 42, 46, 49]. More recently, StreetCLIP [18] and GeoCLIP [10] both utilize the vision-language model CLIP [38] with region description or GPS information for better generalizability. Going beyond image geo-localization, we propose to perform image address localization to obtain readable textual addresses rather than digital coordinates without a retrieval gallery. This not only enables models to directly output human-understandable semantic addresses for a given image but also paves the way for more complex geographical human-computer interactions in the future." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 437, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 666 + ], + "type": "text", + "content": "Transfer Learning in Vision-Language Models. The integration of language supervision with visual data is garnering significant interest, with the primary aim being to align images and texts and learn a shared embedding space. As outlined in [52], the advancements in vision-language models can largely be attributed to three key developments: Transformers [47], contrastive representation learning [11, 20], and expansive web-scale training datasets [26, 39]. One notable example is CLIP [38], which employs two encoder networks trained via contrastive loss to align image-text pairs, thus enabling impressive zero-shot performance. Adapting CLIP to downstream tasks typically involves either full fine-tuning or linear probing [15]. Recently, prompt learning offers an alternative by introducing a small number of trainable prompt tokens at the input. Learnable prompts can be applied to the language branch [52], image instances [51], or both forming a multi-modal prompt [29]. Complete fine-tuning enables CLIP to fully adapt to the data distribution of downstream tasks, while prompt learning enhances CLIP's zero-shot learning capabilities. Due to the domain gap between the IAL task and the pre-training tasks, our proposed AddressCLIP adopts carefully designed image-caption alignment and image-geography matching to transfer CLIP toward the address localization task, which is superior to the direct complete fine-tuning way." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 270, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 270, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 270, + 127 + ], + "type": "text", + "content": "3 Problem Statement" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "type": "text", + "content": "In this study, we focus on the city-wide image address localization problem. The administrative address hierarchy around the world varies widely depending on the history, geography, culture, and political systems of each country. Taking the United States as an example, we provide a specific illustration of an administrative address and its corresponding hierarchy in Fig. 2 (a). Since images in one dataset belong to the same city, our study distinguishes image addresses on neighborhood and street levels." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 223, + 482, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 223, + 482, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 482, + 390 + ], + "type": "text", + "content": "The straightforward division mentioned above introduces two challenges in practical city-wide scenarios. Firstly, variable street lengths can result in coarsely localized addresses, particularly for highways that extend for kilometers, creating a pronounced long-tail distribution issue and diverse inner-address visual features that hinder precise localization during inference. Secondly, address ambiguity arises at street intersections, where images could be equally attributed to intersecting streets, thus lacking a clear and singular textual supervision signal. To address these concerns, we introduce a semantic address partition strategy for a more granular segmentation of streets, as shown in Fig. 2 (b). By segmenting streets at intersections, we achieve a balance in street lengths, which refines the address localization scope and eliminates the intersection ambiguity, aligning more closely with the way humans typically describe locations. In this way, the textual representation of addresses consists of the main street name (marked green) and the name of one or two streets that intersect it (marked brown)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": "Formally, the Image Address Localization problem is defined as follows: given a training dataset " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "D_{train} = \\{(I_i,A_i)\\}_{i = 1}^M" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " containing pairs of image " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "I_{i}" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " and address " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "A_{i}" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": ", our objective is to train a vision-language model " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_{\\theta}" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " and use it to predict the address of query images, " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "A_{k}^{Q} = \\mathcal{H}_{\\theta}(I_{k}^{Q}),\\forall k\\in [1..K]" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "I_k^Q\\in D_{test}" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": ". The images in the query set " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "I^Q" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " can belong to any candidate address in the same city as the images in the training set. Fig. 2 (c) shows a schematic diagram of predicting the readable textual address for a given query image." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 491, + 234, + 503 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 491, + 234, + 503 + ], + "spans": [ + { + "bbox": [ + 132, + 491, + 234, + 503 + ], + "type": "text", + "content": "4 AddressCLIP" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 515, + 268, + 526 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 515, + 268, + 526 + ], + "spans": [ + { + "bbox": [ + 132, + 515, + 268, + 526 + ], + "type": "text", + "content": "4.1 Framework Overview" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "We formulate the IAL problem as a vision-text alignment problem between the image and address pairs. Fig. 3 depicts the framework of our method. During training, the embeddings of the image and the address are extracted by the image encoder and text encoder, respectively, and are then aligned through image-address contrastive learning. An additive scene caption is introduced as a supplement to the address to enrich the plain text information. The scene caption shares the same text encoder with the image address, and the resulting caption embedding and image embedding are combined for image-caption contrastive learning. Furthermore, we adopt the geographical position information as a guide to increase the similarities between geographically close image features while increasing the differences between geographically distant image features." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "type": "text", + "content": "AddressCLIP" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 482, + 278 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 482, + 278 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 482, + 278 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 482, + 278 + ], + "type": "image", + "image_path": "8cd9089a8a9eb31a36c474a70144488dd181e20df4e580f902dd13d846b0393f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 285, + 482, + 330 + ], + "lines": [ + { + "bbox": [ + 130, + 285, + 482, + 330 + ], + "spans": [ + { + "bbox": [ + 130, + 285, + 482, + 330 + ], + "type": "text", + "content": "Fig. 3: Overview of the proposed AddressCLIP framework. (a) During training, the alignment of image and address is learned by the image-address contrastive loss, image-capture contrastive loss, and image-geography matching loss. (b) At inference, the address with the highest similarity to the query image's embedding is chosen." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 355, + 482, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 482, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 482, + 392 + ], + "type": "text", + "content": "The image-geography matching is learned between geospatial distance and image feature similarity. During inference, the address with the highest similarity to the query image's embedding indicates the most probable address." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 413, + 275, + 426 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 413, + 275, + 426 + ], + "spans": [ + { + "bbox": [ + 132, + 413, + 275, + 426 + ], + "type": "text", + "content": "4.2 Image-Text Alignment" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 437, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 544 + ], + "type": "text", + "content": "It is reasonable to use address information directly as textual prompts for image-address alignment learning. However, the address text is simple and limited. It cannot provide context about environments, landmarks, or other entities, which are crucial for precise address localization. To alleviate the issues, we incorporate additional descriptive captions that capture the nuances of the visual scene, thereby endowing the model with a deeper understanding of the contextual elements that are often missing in the bare address labels. This mechanism enables more accurate and context-aware predictions by effectively bridging the gap between visual perception and textual representation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "Scene description can be generated through manual annotation, which, although accurate, is costly and not easily scalable to large datasets. Benefiting from the advancements in vision-language models, we utilize pre-trained vision-language models [30] to generate linguistic captions corresponding to image scenes. The lower left corner of Fig. 3(a) shows some illustrative examples, where the descriptions can include context like the presence of specific buildings or unique street signs, which is relevant for distinguishing between visually similar but geographically distant locations. This also aligns the model's learning process with how humans typically communicate location information. For detailed analyses of scene captions, refer to the supplementary material." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": "Formally, define image features extracted from the image encoder " + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "\\mathcal{V}(\\cdot)" + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "V_{i} = \\mathcal{V}(I_{i}),\\forall i\\in [1,\\dots,N]" + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": ". The text encoder " + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "\\mathcal{V}(\\cdot)" + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": " extracts address features " + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "T_{i}^{A} = \\mathcal{T}(A_{i})" + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": " and caption features " + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "T_{i}^{C} = \\mathcal{T}(C_{i} + A_{i})" + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": ", where the scene caption " + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "C_i" + }, + { + "bbox": [ + 131, + 116, + 482, + 212 + ], + "type": "text", + "content": " is obtained by a vision-language model. We experimentally observe that appending address information to the scene caption is more conducive to address localization, which is discussed in detail in Sec. 6.3. Note that the additive scene caption is only used for training. The alignment of images and addresses is learned via image-address contrastive loss and image-caption contrastive loss." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 212, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 212, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 131, + 212, + 482, + 236 + ], + "type": "text", + "content": "For a batch of size " + }, + { + "bbox": [ + 131, + 212, + 482, + 236 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 131, + 212, + 482, + 236 + ], + "type": "text", + "content": " comprising image-text pairs, the image-address contrastive loss can be written as:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 240, + 481, + 270 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 240, + 481, + 270 + ], + "spans": [ + { + "bbox": [ + 146, + 240, + 481, + 270 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {a d d r e s s}} = - \\frac {1}{2 N} \\sum_ {i = 1} ^ {N} \\left[ \\log \\frac {\\exp \\left(V _ {i} \\cdot T _ {i} ^ {A} / \\tau\\right)}{\\sum_ {j = 1} ^ {N} \\exp \\left(V _ {i} \\cdot T _ {j} ^ {A} / \\tau\\right)} + \\log \\frac {\\exp \\left(T _ {i} ^ {A} \\cdot V _ {i} / \\tau\\right)}{\\sum_ {k = 1} ^ {N} \\exp \\left(T _ {i} ^ {A} \\cdot V _ {k} / \\tau\\right)} \\right], \\tag {1}", + "image_path": "c16bfd72eb064167a12a953b601036b8d23a4a9bfbba759512b8fc7773c3cf3d.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 275, + 482, + 299 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 275, + 482, + 299 + ], + "spans": [ + { + "bbox": [ + 131, + 275, + 482, + 299 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 275, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 131, + 275, + 482, + 299 + ], + "type": "text", + "content": " is the temperature parameter. Similarly, the image-caption contrastive loss is formulated as:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 146, + 303, + 481, + 334 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 303, + 481, + 334 + ], + "spans": [ + { + "bbox": [ + 146, + 303, + 481, + 334 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {c a p t i o n} = - \\frac {1}{2 N} \\sum_ {i = 1} ^ {N} \\left[ \\log \\frac {\\exp (V _ {i} \\cdot T _ {i} ^ {C} / \\tau)}{\\sum_ {j = 1} ^ {N} \\exp (V _ {i} \\cdot T _ {j} ^ {C} / \\tau)} + \\log \\frac {\\exp (T _ {i} ^ {C} \\cdot V _ {i} / \\tau)}{\\sum_ {k = 1} ^ {N} \\exp (T _ {i} ^ {C} \\cdot V _ {k} / \\tau)} \\right]. \\quad (2)", + "image_path": "f98d81d9444ec47ceb0044e65297df415080f0b2ddb7313a9376552c0af9234e.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 347, + 302, + 360 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 347, + 302, + 360 + ], + "spans": [ + { + "bbox": [ + 132, + 347, + 302, + 360 + ], + "type": "text", + "content": "4.3 Image-Geography Matching" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 365, + 482, + 497 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 365, + 482, + 497 + ], + "spans": [ + { + "bbox": [ + 131, + 365, + 482, + 497 + ], + "type": "text", + "content": "In general, address text in city-wide scenarios may be geographically far away but highly similar, or geographically close but significantly different. This makes image-address alignment learning difficult to optimize with address text alone. In contrast, the geographic coordinates of images (e.g., UTM coordinates) differ significantly, showcasing clear distinctions and discriminative properties. From the perspective of manifold learning, image embedding represents a low-dimensional representation of images in the feature space, and its distribution should be consistent with the geographic coordinates of the images. Our goal is to ensure that geographically proximate images exhibit closely in the feature space, while geographically distant images reflect more within the feature space. Visualization results and analysis are elaborated in Sec. 6.4." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "text", + "content": "Inspired by the above motivation, we propose an image-geography matching loss to constrain image features according to the spatial distances of geographic coordinates. Specifically, denote " + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "inline_equation", + "content": "U_{i}:\\mathbb{UTM}_{east}\\times \\mathbb{UTM}_{north},\\forall i\\in [1,\\dots ,N]" + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "text", + "content": " the set of geographic coordinates corresponding to all images within a batch of size " + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "text", + "content": ". We can calculate each element of the spatial distance matrix " + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "inline_equation", + "content": "D^{U}" + }, + { + "bbox": [ + 131, + 498, + 482, + 570 + ], + "type": "text", + "content": " in the geographic space as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 200, + 576, + 481, + 602 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 576, + 481, + 602 + ], + "spans": [ + { + "bbox": [ + 200, + 576, + 481, + 602 + ], + "type": "interline_equation", + "content": "D _ {i j} ^ {U} = \\left\\| \\hat {U} _ {i} - \\hat {U} _ {j} \\right\\| _ {1}, s. t., \\hat {U} _ {i} = \\frac {U _ {i} - \\operatorname* {m i n} \\left(U _ {i}\\right)}{\\operatorname* {m a x} \\left(U _ {i}\\right) - \\operatorname* {m i n} \\left(U _ {i}\\right)}, \\tag {3}", + "image_path": "51ca724c95c4b7826ff87b867ccd7582c0454cac9c8e1c41687fd7d0e7acb183.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 609, + 482, + 644 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 482, + 644 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 482, + 644 + ], + "type": "text", + "content": "where Manhattan distance and min-max normalization are adopted. Correspondingly, each element of the feature similarity matrix " + }, + { + "bbox": [ + 131, + 609, + 482, + 644 + ], + "type": "inline_equation", + "content": "D^{V}" + }, + { + "bbox": [ + 131, + 609, + 482, + 644 + ], + "type": "text", + "content": " in the image embedding space is calculated as:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 266, + 643, + 481, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 266, + 643, + 481, + 669 + ], + "spans": [ + { + "bbox": [ + 266, + 643, + 481, + 669 + ], + "type": "interline_equation", + "content": "D _ {i j} ^ {V} = \\frac {V _ {i} \\cdot V _ {j}}{| | V _ {i} | | \\cdot | | V _ {j} | |}. \\tag {4}", + "image_path": "f008f4d5ad296e45a9cede64f3634aa66293011796cc9a2b1225127beaefb4f3.jpg" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 391, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 391, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 391, + 91, + 447, + 100 + ], + "type": "text", + "content": "AddressCLIP" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 144, + 129, + 470, + 203 + ], + "blocks": [ + { + "bbox": [ + 134, + 117, + 478, + 128 + ], + "lines": [ + { + "bbox": [ + 134, + 117, + 478, + 128 + ], + "spans": [ + { + "bbox": [ + 134, + 117, + 478, + 128 + ], + "type": "text", + "content": "Table 1: Detailed information of the proposed Image Address Localization datasets." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 144, + 129, + 470, + 203 + ], + "lines": [ + { + "bbox": [ + 144, + 129, + 470, + 203 + ], + "spans": [ + { + "bbox": [ + 144, + 129, + 470, + 203 + ], + "type": "table", + "html": "
DatasetYearDataset size# train/val# testQuery typeImage sizeGPSAddress
Pitts-250K [4]20169.4GB250K24Kpanorama480×640✓X
SF-XL [7]20221TB41.2M1K/0.6Kphone512×512✓X
Pitts-IAL20246.7GB234K19Kpanorama480×640✓✓
SF-IAL-Base20246.8GB184K21Kpanorama512×512✓✓
SF-IAL-Large2024121GB1.96M280Kpanorama512×512✓✓
", + "image_path": "fc530f0e53dcc7961cc040c6c716e73f3aae0503d707ab31802dece0515ffe9f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 138, + 213, + 251, + 296 + ], + "blocks": [ + { + "bbox": [ + 138, + 213, + 251, + 296 + ], + "lines": [ + { + "bbox": [ + 138, + 213, + 251, + 296 + ], + "spans": [ + { + "bbox": [ + 138, + 213, + 251, + 296 + ], + "type": "image", + "image_path": "b9d717306fc7d57b6b2ef5487062591c575b4800718da5ffb5e447a93017e01e.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 180, + 297, + 208, + 304 + ], + "lines": [ + { + "bbox": [ + 180, + 297, + 208, + 304 + ], + "spans": [ + { + "bbox": [ + 180, + 297, + 208, + 304 + ], + "type": "text", + "content": "(a) Pitts-IAL" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 251, + 213, + 362, + 295 + ], + "blocks": [ + { + "bbox": [ + 251, + 213, + 362, + 295 + ], + "lines": [ + { + "bbox": [ + 251, + 213, + 362, + 295 + ], + "spans": [ + { + "bbox": [ + 251, + 213, + 362, + 295 + ], + "type": "image", + "image_path": "5b279ca192e18b621e8223f9bf201cb3b55895d8b457edcfd93b9fe058046f44.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 291, + 297, + 326, + 304 + ], + "lines": [ + { + "bbox": [ + 291, + 297, + 326, + 304 + ], + "spans": [ + { + "bbox": [ + 291, + 297, + 326, + 304 + ], + "type": "text", + "content": "(b) SF-IAL-Base" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 312, + 482, + 335 + ], + "lines": [ + { + "bbox": [ + 131, + 312, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 131, + 312, + 482, + 335 + ], + "type": "text", + "content": "Fig. 4: Visualizations of the introduced datasets. Distinct semantic street partitions are displayed using varying colors." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 362, + 213, + 473, + 295 + ], + "blocks": [ + { + "bbox": [ + 362, + 213, + 473, + 295 + ], + "lines": [ + { + "bbox": [ + 362, + 213, + 473, + 295 + ], + "spans": [ + { + "bbox": [ + 362, + 213, + 473, + 295 + ], + "type": "image", + "image_path": "7c24f3fe9da3b61280e549f95f449d5bb1c5c038cb2f130b95877ecc13fda545.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 403, + 297, + 438, + 304 + ], + "lines": [ + { + "bbox": [ + 403, + 297, + 438, + 304 + ], + "spans": [ + { + "bbox": [ + 403, + 297, + 438, + 304 + ], + "type": "text", + "content": "(c) SF-1AL-Large" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "spans": [ + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "type": "text", + "content": "Consequently, the image-geography matching loss takes the image feature similarity matrix " + }, + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "type": "inline_equation", + "content": "D^{V}" + }, + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "type": "text", + "content": " as input and the geographic spatial distance matrix " + }, + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "type": "inline_equation", + "content": "D^{U}" + }, + { + "bbox": [ + 131, + 356, + 482, + 392 + ], + "type": "text", + "content": " as the target to perform gradient back-propagation, i.e.," + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 222, + 398, + 481, + 433 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 398, + 481, + 433 + ], + "spans": [ + { + "bbox": [ + 222, + 398, + 481, + 433 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {g e o g r a p h y}} = \\frac {1}{N ^ {2}} \\sum_ {i = 1} ^ {N} \\sum_ {j = 1} ^ {N} \\left(D _ {i j} ^ {V} - D _ {i j} ^ {U}\\right) ^ {2}. \\tag {5}", + "image_path": "6d146bd0ca747586fbe6aa6b0bc39b1256f7802fb5ed846a0dd76b108b6ede09.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 452, + 257, + 464 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 452, + 257, + 464 + ], + "spans": [ + { + "bbox": [ + 132, + 452, + 257, + 464 + ], + "type": "text", + "content": "4.4 Objective Function" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 469, + 482, + 505 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 469, + 482, + 505 + ], + "spans": [ + { + "bbox": [ + 131, + 469, + 482, + 505 + ], + "type": "text", + "content": "We train the proposed AddressCLIP using both image-text contrastive loss and image-geography matching loss in an end-to-end manner. The total objective function is as follows:" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 206, + 512, + 481, + 526 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 206, + 512, + 481, + 526 + ], + "spans": [ + { + "bbox": [ + 206, + 512, + 481, + 526 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {t o t a l}} = \\alpha \\mathcal {L} _ {\\text {a d d r e s s}} + \\beta \\mathcal {L} _ {\\text {c a p t i o n}} + \\gamma \\mathcal {L} _ {\\text {g e o g r a p h y}}, \\tag {6}", + "image_path": "1e7ccb9dd5ae92fedc6010d6c28967eb175c22197e42fa8e9e1feed871acf336.jpg" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "spans": [ + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 131, + 531, + 317, + 543 + ], + "type": "text", + "content": " are weight parameters." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 131, + 559, + 373, + 572 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 559, + 373, + 572 + ], + "spans": [ + { + "bbox": [ + 131, + 559, + 373, + 572 + ], + "type": "text", + "content": "5 Image Address Localization Datasets" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 130, + 581, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 665 + ], + "type": "text", + "content": "Existing datasets [2,7,45] for image geo-localization only contain the GPS coordinates of where the image was taken. Meanwhile, the text in popular image-text datasets like LAION-5B [41] mainly describes the semantic content of the corresponding image instead of the geographical information. To support the study of the IAL problem, we introduce three IAL datasets named Pitts-IAL, SF-IAL-Base, and SF-IAL-Large derived from Pitts-250k [45] and SF-XL [7], respectively. We describe the details of how these datasets were built below." + } + ] + } + ], + "index": 18 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 263, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 263, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 263, + 127 + ], + "type": "text", + "content": "5.1 Address Annotation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "type": "text", + "content": "We look up the administrative address according to the GPS coordinates attached to images by utilizing the Reverse Geocoding API of Google Maps. The API returns a list of addresses ordered by their match degree with the GPS coordinate, e.g. " + }, + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "type": "inline_equation", + "content": "[A^{(1)}, A^{(2)}, \\dots, A^{(R)}]" + }, + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "type": "text", + "content": ". However, simply selecting " + }, + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "type": "inline_equation", + "content": "A^{(1)}" + }, + { + "bbox": [ + 130, + 137, + 482, + 293 + ], + "type": "text", + "content": " as the address annotation is often imprecise since the API might match the GPS coordinates of a building's center and return the building's address. Additionally, when a building is located at an intersection of cross streets, the API might return ambiguous addresses. To alleviate the issue, we first exclude address information matched to buildings (labeled as \"ROOFTOP\" location type in the API). Then, we choose the most frequently occurring address among the remaining addresses as the definitive address and ensure its accuracy by random manual verification and correction. Finally, we adopt the introduced semantic address partition strategy for fine-grained partitioning as the final address annotation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 312, + 298, + 324 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 312, + 298, + 324 + ], + "spans": [ + { + "bbox": [ + 132, + 312, + 298, + 324 + ], + "type": "text", + "content": "5.2 Statistics and Visualization" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 334, + 482, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 334, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 334, + 482, + 525 + ], + "type": "text", + "content": "We provide a comprehensive comparison between the proposed IAL datasets in Tab. 1 and visualize their street distributions in Fig. 4. Specifically, Pitts-IAL is constructed using the training set of the original Pitts-250K [45] dataset where 10,586 locations are annotated with 24 images from different views for each location. These image-address pairs are divided into a training, database, and query set randomly using a ratio of 7:2:1 according to locations. Due to the sparseness of the Pitts-250K, the queries are filtered to ensure their address can be covered by the training set and database. SF-IAL is constructed from the SF-XL [7] dataset and is divided into two versions according to the size of the coverage area, namely SF-IAL-Base, and SF-IAL-Large. SF-IAL-Base covers the top-right corner of San Francisco with 17,067 locations, each with 12 images from different views, which is of comparable size to Pitts-IAL. SF-IAL-Large covers the entire San Francisco with 233,820 locations. The image-address pairs in both versions are also divided into a training, database, and query set randomly using a ratio of 7:2:1. The datasets introduced have been released to the community for research at https://github.com/xsx1001/AddressCLIP." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 545, + 230, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 545, + 230, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 545, + 230, + 559 + ], + "type": "text", + "content": "6 Experiments" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 572, + 262, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 572, + 262, + 586 + ], + "spans": [ + { + "bbox": [ + 132, + 572, + 262, + 586 + ], + "type": "text", + "content": "6.1 Experimental Setup" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": "Implementation Details. Our AddressCLIP is implemented with PyTorch based on the pre-trained CLIP from OpenAI [38] with no additional parameters. All the images are resized to " + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "inline_equation", + "content": "224 \\times 224" + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": " and normalized to fit the input of CLIP. Unless otherwise stated, the ViT/B-16 version of CLIP is used for experiments. We adopt the vision-language model BLIP [30] to generate additive scene captions. More training details are given in supplementary materials." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "type": "text", + "content": "AddressCLIP" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 139, + 481, + 222 + ], + "blocks": [ + { + "bbox": [ + 132, + 117, + 479, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 117, + 479, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 117, + 479, + 137 + ], + "type": "text", + "content": "Table 2: Evaluation results of address localization on the Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 139, + 481, + 222 + ], + "lines": [ + { + "bbox": [ + 132, + 139, + 481, + 222 + ], + "spans": [ + { + "bbox": [ + 132, + 139, + 481, + 222 + ], + "type": "table", + "html": "
MethodPitts-IALSF-IAL-BaseSF-IAL-Large
SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5SSA-1SSA-5SA-1SA-5
Zero-shot CLIP0.853.691.285.641.255.302.809.060.260.970.502.85
CLIP + address77.6693.2880.8694.1783.6696.3285.7696.8581.8495.3884.5695.79
CLIP + CoOp [52]67.9186.6071.1988.1877.7794.0579.9094.9174.8492.3878.2393.79
CLIP + CoCoOp [51]69.0488.3473.2889.7879.1995.2781.1596.3276.9293.5879.8594.04
CLIP + MaPLe [29]72.9891.8576.0492.2781.4696.9883.6997.7779.6394.4782.3495.96
AddressCLIP (Ours)80.3996.2782.6296.7486.3299.0987.4499.2385.9297.2888.1098.33
", + "image_path": "91e578bc85ea8c48c5c61e81998701a17ffe212ce25142e729049506edbdf0d3.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": "Metrics. It is straightforward to measure the address localization performance by calculating the accuracy of the predicted address, like standard Top-1 and Top-5 accuracy. Considering the varying precise requirements for the returned addresses in different scenarios, we design two metrics specifically for evaluating the address localization performance, i.e., Street-level Accuracy (SA) and SubStreet-level Accuracy (SSA). Formally, for a given query image, the output of the model could be denoted by " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "A_{p} = [S^{m}, S^{c}, S^{n}]" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "S^{m}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": " is the main street, " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "S^{c}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": " is the set of streets that intersect with " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "S^{m}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "S^{n}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": " is the neighborhood. The groundtruth address is denoted by " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "A_{gt} = [S_{gt}^{m}, S_{gt}^{c}, S_{gt}^{n}]" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": ". If " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "S^{m} = S_{gt}^{m}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "S^{n} = S_{gt}^{n}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": ", the prediction is correct in street-level. It is correct in the sub-street level only when " + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "inline_equation", + "content": "A_{p} = A_{gt}" + }, + { + "bbox": [ + 130, + 254, + 482, + 399 + ], + "type": "text", + "content": " is satisfied. Both Top-1 and Top-5 accuracy are reported as SA-1, SA-5, SSA-1, and SSA-5." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 416, + 228, + 427 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 416, + 228, + 427 + ], + "spans": [ + { + "bbox": [ + 132, + 416, + 228, + 427 + ], + "type": "text", + "content": "6.2 Main Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 437, + 481, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 481, + 510 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 481, + 510 + ], + "type": "text", + "content": "Baselines. We compare our method with zero-shot CLIP and a fine-tuned CLIP model with naive address prompts. Image address localization can be considered a downstream visual-language task thus prompt learning approaches can be used to transfer the pre-trained CLIP to address localization. We also compare with several representative prompt learning methods for visual-language models, i.e., CoOp [52], CoCoOp [51], and MaPLe [29]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 510, + 481, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 481, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 481, + 594 + ], + "type": "text", + "content": "Comparisons. Tab. 2 shows the comparison results with the above baselines on the introduced Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets. It is clear that our method achieves remarkable performance on the three datasets across various metrics. The zero-shot CLIP model exhibits poor performance due to the lack of explicit address information in the image-text pairs during pre-training. After fine-tuning CLIP with address, the address localization accuracy improves significantly on all three datasets, forming a strong baseline." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": "Benefiting from carefully designed image-text alignment and image-geography matching mechanisms, our AddressCLIP surpasses the representative visual-language prompt learning methods by " + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "inline_equation", + "content": "7.41\\%" + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "inline_equation", + "content": "4.86\\%" + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "inline_equation", + "content": "6.29\\%" + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": " on Pitts-IAL, SF-IAL-Base, and SF-IAL-Large datasets respectively in terms of SSA-1. This indicates that general prompt learning methods that transfer pre-trained models to various downstream tasks are inferior to those specifically designed, especially" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 140, + 129, + 474, + 198 + ], + "blocks": [ + { + "bbox": [ + 162, + 117, + 450, + 128 + ], + "lines": [ + { + "bbox": [ + 162, + 117, + 450, + 128 + ], + "spans": [ + { + "bbox": [ + 162, + 117, + 450, + 128 + ], + "type": "text", + "content": "Table 3: Ablation study of key components on the proposed datasets." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 140, + 129, + 474, + 198 + ], + "lines": [ + { + "bbox": [ + 140, + 129, + 474, + 198 + ], + "spans": [ + { + "bbox": [ + 140, + 129, + 474, + 198 + ], + "type": "table", + "html": "
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", + "image_path": "6563183fee4c3baa502f3930f2e66ee9dcf6fa98af65b29445a24cd2966c62e2.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "type": "text", + "content": "when the domain of the downstream task (IAL) differs significantly from that of the pre-trained. It is noteworthy that our method generally performs better on the SF-IAL-Base dataset than on the Pitts-IAL dataset due to more orderly streets and the greater density of street view image collection. Remarkably, our method achieves an address location accuracy of " + }, + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "type": "inline_equation", + "content": "85.92\\%" + }, + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "type": "text", + "content": " even on the more challenging SF-IAL-Large dataset, which covers an area " + }, + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "type": "inline_equation", + "content": "8 \\times" + }, + { + "bbox": [ + 130, + 327, + 482, + 437 + ], + "type": "text", + "content": " larger than the Pitts-IAL dataset. Additionally, performance on the SA metric is typically higher than the SSA metric, suggesting that using sub-streets as the learning target can further enhance the localization capability for main streets." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 453, + 238, + 466 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 453, + 238, + 466 + ], + "spans": [ + { + "bbox": [ + 132, + 453, + 238, + 466 + ], + "type": "text", + "content": "6.3 Ablation Study" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": "Effectiveness of Key Components. We adopt the CLIP model fine-tuned with the image-address contrastive loss " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{address}" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " as the ablation baseline to show the effectiveness of proposed image-caption alignment and image-geography matching. The evaluation results on the Pitts-IAL and SF-IAL-Base datasets are listed in Tab. 3. As can be seen, applying " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{caption}" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " alone yields reasonable address localization accuracy, but it is far inferior to using " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{address}" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " alone, suggesting that the independent role of address information better facilitates image-address alignment. Based on " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{address}" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": ", adding " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{caption}" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " increases SSA-1 by " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "1.54\\%" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "1.2\\%" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": ", while adding " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{geography}" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " alone increases by " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "1.61\\%" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "1.88\\%" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " on the two IAL datasets. This demonstrates that both the proposed mechanisms can facilitate image address alignment learning from their respective perspectives. Their combination can ultimately bring " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "2.73\\%" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "inline_equation", + "content": "2.66\\%" + }, + { + "bbox": [ + 130, + 473, + 488, + 640 + ], + "type": "text", + "content": " improvement on SSA-1, indicating a mutually beneficial relationship between them. Consistent conclusions can be drawn on other indicators." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "Encoder Training Strategy. 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The brighter the scatter point, the higher the similarity of the embedding between the image and the query address text. The red box represents the actual geographic range of the query street in the map." + } + ] + } + ], + "index": 27, + "angle": 0, + "type": "image_caption" + } + ], + "index": 19 + }, + { + "type": "image", + "bbox": [ + 221, + 310, + 298, + 379 + ], + "blocks": [ + { + "bbox": [ + 221, + 310, + 298, + 379 + ], + "lines": [ + { + "bbox": [ + 221, + 310, + 298, + 379 + ], + "spans": [ + { + "bbox": [ + 221, + 310, + 298, + 379 + ], + "type": "image", + "image_path": "b5409148d1183598c5b21050f9ef78177c5dc7c4f3858c48e84a1009e5deb32a.jpg" + } + ] + } + ], + "index": 21, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 244, + 380, + 265, + 384 + ], + "lines": [ + { + "bbox": [ + 244, + 380, + 265, + 384 + ], + "spans": [ + { + "bbox": [ + 244, + 380, + 265, + 384 + ], + "type": "text", + "content": "(f) Marion St" + } + ] + } + ], + "index": 22, + "angle": 0, + "type": "image_caption" + } + ], + "index": 21 + }, + { + "type": "image", + "bbox": [ + 301, + 310, + 378, + 379 + ], + "blocks": [ + { + "bbox": [ + 301, + 310, + 378, + 379 + ], + "lines": [ + { + "bbox": [ + 301, + 310, + 378, + 379 + ], + "spans": [ + { + "bbox": [ + 301, + 310, + 378, + 379 + ], + "type": "image", + "image_path": "3e70537800fa4873b2534d5aada51c08c150c5ca4b4dece79381118e215ce2fc.jpg" + } + ] + } + ], + "index": 23, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 325, + 380, + 348, + 384 + ], + "lines": [ + { + "bbox": [ + 325, + 380, + 348, + 384 + ], + "spans": [ + { + "bbox": [ + 325, + 380, + 348, + 384 + ], + "type": "text", + "content": "(g) Forbes Ave." + } + ] + } + ], + "index": 24, + "angle": 0, + "type": "image_caption" + } + ], + "index": 23 + }, + { + "type": "image", + "bbox": [ + 381, + 310, + 477, + 379 + ], + "blocks": [ + { + "bbox": [ + 381, + 310, + 477, + 379 + ], + "lines": [ + { + "bbox": [ + 381, + 310, + 477, + 379 + ], + "spans": [ + { + "bbox": [ + 381, + 310, + 477, + 379 + ], + "type": "image", + "image_path": "ffe2ff99fad244985ad37b47a7c8824b972dea910df6cf07665864e57bd3ec2a.jpg" + } + ] + } + ], + "index": 25, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 383, + 380, + 455, + 384 + ], + "lines": [ + { + "bbox": [ + 383, + 380, + 455, + 384 + ], + "spans": [ + { + "bbox": [ + 383, + 380, + 455, + 384 + ], + "type": "text", + "content": "(h) Forbes Ave. between Marion St. & Grant St." + } + ] + } + ], + "index": 26, + "angle": 0, + "type": "image_caption" + } + ], + "index": 25 + }, + { + "bbox": [ + 130, + 461, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 461, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 461, + 482, + 581 + ], + "type": "text", + "content": "on the outcomes. Tab. 4 shows the performance comparisons of different encoder freezing strategies on the Pitts-IAL and SF-IAL-Base datasets. It is observable that unfreezing only the image encoder brings much more performance gains (about " + }, + { + "bbox": [ + 130, + 461, + 482, + 581 + ], + "type": "inline_equation", + "content": "30\\%" + }, + { + "bbox": [ + 130, + 461, + 482, + 581 + ], + "type": "text", + "content": ") compared to unfreezing only the text encoder. This suggests that visual discrepancies are more prominent than textual ones when transferring CLIP to the task of address localization. The best performance is achieved when both the image encoder and text encoder are concurrently unfrozen. This is consistent with the intuitive notion that the textual address is significantly different from the natural category CLIP has been pre-trained on, necessitating the unfreezing of more weights for fine-tuning." + } + ] + } + ], + "index": 28 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Different Backbones. Fig. 5 shows the performance using different backbones on the Pitts-IAL dataset. We adopt Transformer-based ViT-B/16, ViT-B/32, and ViT-L/14 [14], as well as ResNet-50 [21] based on CNN. For Transformer-based backbones, it is evident that larger networks achieve higher accuracy in address localization. The performance of ResNet-50 is inferior to ViT-B/32 since the former has fewer parameters. In practice, a balance can be struck according to computational resources and performance requirements." + } + ] + } + ], + "index": 29 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 157, + 139, + 457, + 198 + ], + "blocks": [ + { + "bbox": [ + 130, + 117, + 479, + 138 + ], + "lines": [ + { + "bbox": [ + 130, + 117, + 479, + 138 + ], + "spans": [ + { + "bbox": [ + 130, + 117, + 479, + 138 + ], + "type": "text", + "content": "Table 5: Comparisons with retrieval-based image geo-localization methods in terms of storages and time overheads, without considering the API query time." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 157, + 139, + 457, + 198 + ], + "lines": [ + { + "bbox": [ + 157, + 139, + 457, + 198 + ], + "spans": [ + { + "bbox": [ + 157, + 139, + 457, + 198 + ], + "type": "table", + "html": "
MethodsStorageInferenceRetrievalRerankingMemory
TransVPR [48]2.02 GB6.20 ms0.19 ms1757.70 ms61.12 GB
R2Former [53]2.10 GB8.81 ms0.19 ms202.37 ms12.64 GB
SALAD [23]2.34 GB2.34 ms0.19 ms01.69 GB
AddressCLIP0.34 GB3.46 ms000.64 MB
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MethodsCosPlace [7]MixVPR [3]EigenPlaces [8]AnyLoc [28]SALAD [23]AddressCLIP
SSA-173.0474.5273.8874.8375.1777.01
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", + "image_path": "d9d3b02adcb222f371e2440df1b925405ea3b3c9e28139c9ad85b92122a17c2d.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 310, + 257, + 322 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 310, + 257, + 322 + ], + "spans": [ + { + "bbox": [ + 130, + 310, + 257, + 322 + ], + "type": "text", + "content": "6.4 Qualitative Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 330, + 482, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 330, + 482, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 482, + 462 + ], + "type": "text", + "content": "Since the address embedding gets inherent alignment with the image feature in our AddressCLIP, we can not only provide precise addresses for query images but also estimate the distribution of images in geographic space according to query addresses. In Fig. 6, we display the embedding similarity distribution in the map of Pittsburgh between images and given address queries. Specifically, Fig. 6 (a) and (e) show the similarity map of two address queries at the neighborhood level, i.e., Downtown and Uptown. The area covered by the highlighted part is consistent with the actual block in the map. Similarly, the results of street-level querying are depicted in Fig. 6 (b), (c), (f), and (g). Our semantic partition strategy further enables AddressCLIP to distinguish sub-street level regions within the same street, Forbes Avenue, as shown in Fig. 6 (d) and (h)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 479, + 408, + 491 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 408, + 491 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 408, + 491 + ], + "type": "text", + "content": "6.5 Comparison with \"Image-GPS-Address\" Pipeline" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": "We select state-of-the-art retrieval-based image geo-localization methods [3,7,8, 23,28] to predict GPS coordinates from a given image, followed by the reverse Geocoding API to obtain a readable textual address. More details about the \"Image-GPS-Address\" pipeline are provided in supplementary materials. Tab. 5 shows the comparison results of AddressCLIP and VPR methods [23,48,53] in terms of storage space and time overhead. Our AddressCLIP does not require database storage space or retrieval and reranking time consumption, indicating the high efficiency of IAL methods compared to VPR methods. Tab. 6 shows their performance comparisons on the Pitts-IAL dataset, where all models adopt ResNet-50 as the backbone except for AnyLoc [28] and SALAD [23] with larger pretrained DINOv2 [35]. As can be seen, AddressCLIP surpasses the performance of the \"Image-GPS-Address\" based methods, which indicates that the compounded error of retrieval methods and Geocoding makes the \"Image-GPS-Address\" pipeline less effective than an end-to-end address localization method." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 391, + 91, + 447, + 101 + ], + "type": "text", + "content": "AddressCLIP" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 140, + 473, + 311 + ], + "blocks": [ + { + "bbox": [ + 132, + 117, + 478, + 138 + ], + "lines": [ + { + "bbox": [ + 132, + 117, + 478, + 138 + ], + "spans": [ + { + "bbox": [ + 132, + 117, + 478, + 138 + ], + "type": "text", + "content": "Table 7: Comparison examples between representative multimodal large language models and our LLaVA-IAL for the IAL task in Pittsburgh." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 140, + 473, + 311 + ], + "lines": [ + { + "bbox": [ + 135, + 140, + 473, + 311 + ], + "spans": [ + { + "bbox": [ + 135, + 140, + 473, + 311 + ], + "type": "table", + "html": "
Visual input examples for Image Address Localization:
Grant Street, DowntownFifth Avenue, Downtown
UserWhere might this photo have been taken? Tell me its street level address.
LLaVA-IALThe address of this photo might be Grant Street, Downtown, Pittsburgh, PA, USA.The address of this photo might be Fifth Avenue, Downtown, Pittsburgh, PA, USA.
GPT-4V [1]This photo was taken in Peavey Plaza in Minneapolis, Minnesota, USA, on the corner of Nicolson Mall and 11th Street.This photo was taken at 400 Fifth Avenue in Pittsburgh, Pennsylvania.
Gemini-Pro-V [44]This photo was taken on the Rose Fitzgerald Kennedy Greenway in Boston, Massachusetts.The photo was taken on Fifth Avenue in Pittsburgh, Pennsylvania.
QWen-VL [5]This photo appears to have been taken on a city street, possibly in a downtown area or commercial district.This photo appears to have been taken on Fifth Avenue in Pittsburgh, Pennsylvania, USA. The street sign in the image confirms this location.
", + "image_path": "f4bba665d5caf19a7a481f1744ced7f846b1962d2de1de5a17ce4ceb4f0bc9d8.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 335, + 309, + 346 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 335, + 309, + 346 + ], + "spans": [ + { + "bbox": [ + 132, + 335, + 309, + 346 + ], + "type": "text", + "content": "6.6 Limitations and Future Work" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 356, + 482, + 499 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 482, + 499 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 482, + 499 + ], + "type": "text", + "content": "The proposed AddressCLIP can be regarded as a discriminative model, limited by the set of candidate addresses at inference. In contrast, generative models such as multimodal large language models (MLLMs) [1, 5, 44] can yield more flexible and interactive geographic textual information but may not offer precise administrative addresses. In future work, we plan to explore the potential of MLLMs for the IAL task. To this end, we have made an attempt by constructing a question-and-answer dataset based on Pitts-IAL and adopting the LLaVA-1.5 [31] model for instruct tuning. Tab. 7 shows some examples comparing with representative MLLMs. It is evident that LLaVA-IAL, fine-tuned with instructions, can predict accurate administrative addresses consistent with address hierarchy, while other compared MLLMs are unable to predict addresses without landmarks or street signs and lack standardized output formats." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 519, + 220, + 532 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 519, + 220, + 532 + ], + "spans": [ + { + "bbox": [ + 132, + 519, + 220, + 532 + ], + "type": "text", + "content": "7 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "In this study, we introduce the problem of image address localization and propose three IAL datasets for evaluation and subsequent research. To facilitate the alignment of images and addresses for tackling the problem, we propose the AddressCLIP framework consisting of image-text alignment and image-geography matching. Extensive experiments on the proposed datasets validate that our method outperforms transfer learning methods that transfer CLIP to downstream tasks. We compare the proposed method with the existing two-stage address localization pipeline based on the image geo-localization technology and discuss AddressCLIP's application in real-world situations. Finally, we explore the potential of multimodal large language models for address localization." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "S. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 141, + 480, + 166 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 141, + 480, + 166 + ], + "spans": [ + { + "bbox": [ + 132, + 141, + 480, + 166 + ], + "type": "text", + "content": "This work was supported by the National Natural Science Foundations of China (Grants No.62376267, 62076242) and the innoHK project." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 185, + 197, + 198 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 185, + 197, + 198 + ], + "spans": [ + { + "bbox": [ + 133, + 185, + 197, + 198 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 211, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 21, + "blocks": [ + { + "bbox": [ + 138, + 211, + 481, + 244 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 211, + 481, + 244 + ], + "spans": [ + { + "bbox": [ + 138, + 211, + 481, + 244 + ], + "type": "text", + "content": "1. 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International Journal of Computer Vision pp. 1-43 (2023)" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 502, + 481, + 522 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 502, + 481, + 522 + ], + "spans": [ + { + "bbox": [ + 131, + 502, + 481, + 522 + ], + "type": "text", + "content": "51. Zhou, K., Yang, J., Loy, C.C., Liu, Z.: Conditional prompt learning for vision-language models. In: CVPR. pp. 16816-16825 (2022)" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 523, + 481, + 544 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 523, + 481, + 544 + ], + "spans": [ + { + "bbox": [ + 131, + 523, + 481, + 544 + ], + "type": "text", + "content": "52. Zhou, K., Yang, J., Loy, C.C., Liu, Z.: Learning to prompt for vision-language models. International Journal of Computer Vision 130(9), 2337-2348 (2022)" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 131, + 545, + 481, + 577 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 545, + 481, + 577 + ], + "spans": [ + { + "bbox": [ + 131, + 545, + 481, + 577 + ], + "type": "text", + "content": "53. Zhu, S., Yang, L., Chen, C., Shah, M., Shen, X., Wang, H.: R2former: Unified retrieval and reranking transformer for place recognition. In: CVPR. pp. 19370-19380 (2023)" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 131, + 578, + 481, + 599 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 578, + 481, + 599 + ], + "spans": [ + { + "bbox": [ + 131, + 578, + 481, + 599 + ], + "type": "text", + "content": "54. Zhu, Y., Wang, J., Xie, L., Zheng, L.: Attention-based pyramid aggregation network for visual place recognition. In: ACM MM. pp. 99-107 (2018)" + } + ] + } + ], + "index": 18 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 391, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 391, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 391, + 91, + 447, + 100 + ], + "type": "text", + "content": "AddressCLIP" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AdvDiff_ Generating Unrestricted Adversarial Examples using Diffusion Models/e9674dff-c9d7-4719-bac8-0759677069f3_content_list.json b/2024/AdvDiff_ Generating Unrestricted Adversarial Examples using Diffusion Models/e9674dff-c9d7-4719-bac8-0759677069f3_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..9372e84255f20538bc4ad3040bfc48bd1edcd56c --- /dev/null +++ b/2024/AdvDiff_ Generating Unrestricted Adversarial Examples using Diffusion Models/e9674dff-c9d7-4719-bac8-0759677069f3_content_list.json @@ -0,0 +1,1795 @@ +[ + { + "type": "text", + "text": "AdvDiff: Generating Unrestricted Adversarial Examples using Diffusion Models", + "text_level": 1, + "bbox": [ + 241, + 140, + 763, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Xuelong Dai $^{1}$ , Kaisheng Liang $^{1}$ , and Bin Xiao $^{1}$", + "bbox": [ + 313, + 210, + 687, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The Hong Kong Polytechnic University \nxuelong.dai@connect.polyu.hk, cskliang@comp.polyu.edu.hk, \nb.xiao@polyu.edu.hk", + "bbox": [ + 279, + 239, + 720, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Unrestricted adversarial attacks present a serious threat to deep learning models and adversarial defense techniques. They pose severe security problems for deep learning applications because they can effectively bypass defense mechanisms. However, previous attack methods often directly inject Projected Gradient Descent (PGD) gradients into the sampling of generative models, which are not theoretically provable and thus generate unrealistic examples by incorporating adversarial objectives, especially for GAN-based methods on large-scale datasets like ImageNet. In this paper, we propose a new method, called AdvDiff, to generate unrestricted adversarial examples with diffusion models. We design two novel adversarial guidance techniques to conduct adversarial sampling in the reverse generation process of diffusion models. These two techniques are effective and stable in generating high-quality, realistic adversarial examples by integrating gradients of the target classifier interpretably. Experimental results on MNIST and ImageNet datasets demonstrate that AdvDiff is effective in generating unrestricted adversarial examples, which outperforms state-of-the-art unrestricted adversarial attack methods in terms of attack performance and generation quality.", + "bbox": [ + 261, + 314, + 743, + 565 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Unrestricted Adversarial Attacks $\\cdot$ Diffusion Models $\\cdot$ Interpretable Adversarial Diffusion Sampling", + "bbox": [ + 259, + 575, + 740, + 604 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 628, + 375, + 645 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "While the deep learning (DL) community continues to explore the wide range of applications of DL models, researchers [37] have demonstrated that these models are highly susceptible to deception by adversarial examples. Adversarial examples are generated by adding perturbations to clean data. The perturbed examples can deceive DL classifiers with high confidence while remaining imperceptible to humans. Many strong attack methods [3,8,13,21,22,25] are proposed and investigated to improve the robustness of DL models.", + "bbox": [ + 212, + 657, + 787, + 763 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In contrast to existing perturbation-based adversarial attacks, Song et al. [35] found that using a well-trained generative adversarial network with an auxiliary classifier (AC-GAN) [29] can directly generate new adversarial examples without perturbing the clean data. These newly generated examples are considered unrestricted as they are obtained by optimizing input noise vectors", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "without any norm restrictions. Compared to traditional adversarial examples, unrestricted adversarial examples [9,30] are more aggressive against current adversarial defenses. A malicious adversary can also generate an unlimited number of unrestricted adversarial examples using a trained GAN.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Diffusion models [17] are likelihood-based generative models proposed recently, which emerged as a strong competitor to GANs. Diffusion models have outperformed GANs for image synthesis tasks [12, 19, 31]. Compared with GAN models, diffusion models are more stable during training and provide better distribution coverage. Diffusion models contain two processes: a forward diffusion process and a reverse generation process. The forward diffusion process gradually adds Gaussian noise to the data and eventually transforms it into noise. The reverse generation process aims to recover the data from the noise by a denoising-like technique. A well-trained diffusion model is capable of generating images with random noise input. Similar to GAN models, diffusion models can achieve adversarial attacks by incorporating adversarial objectives [4-6].", + "bbox": [ + 212, + 210, + 784, + 377 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "GAN-based unrestricted adversarial attacks often exhibit poor performance on high-quality datasets, particularly in terms of visual quality, because they directly add the PGD perturbations to the GAN latents without theoretic supports. These attacks tend to generate low-quality adversarial examples compared to benign GAN examples [35]. Therefore, these attacks are not imperceptible among GAN synthetic data. Diffusion models, however, offer state-of-the-art generation performance [12] on challenging datasets like LSUN [41] and ImageNet [10]. The conditional diffusion models can generate images based on specific conditions by sampling from a perturbed conditional Gaussian noise, which can be carefully modified with adversarial objectives. These properties make diffusion models more suitable for conducting unrestricted adversarial attacks. Nevertheless, existing adversarial attack methods using diffusion models [4-6] adopt similar PGD perturbations to the sample in each reverse generation process, making them generate relatively low-quality adversarial examples.", + "bbox": [ + 212, + 380, + 785, + 592 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, we propose a novel and interpretable unrestricted adversarial attack method called AdvDiff that utilizes diffusion models for adversarial examples generation, as shown in Figure 1. Specifically, AdvDiff uses a trained conditional diffusion model to conduct adversarial attacks with two new adversarial guidance techniques. 1) During the reverse generation process, we gradually add adversarial guidance by increasing the likelihood of the target attack label. 2) We perform the reverse generation process multiple times, adding adversarial prior knowledge to the initial noise with the noise sampling guidance.", + "bbox": [ + 212, + 595, + 785, + 715 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our theoretical analysis indicates that these adversarial guidance techniques can effectively craft adversarial examples by the reverse generation process with adversarial conditional sampling. Furthermore, the sampling of AdvDiff benefits from stable and high sample quality of the diffusion models sampling, which leads to the generation of realistic unrestricted adversarial examples. Through extensive experiments conducted on two datasets, i.e., the high-quality dataset ImageNet, and the small, robust dataset MNIST, we have observed a significant improvement in the attack performance using AdvDiff with diffusion models.", + "bbox": [ + 212, + 719, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/5da25d31598591bddc1684bd4891b2c06ccf5c64447a1bad730f49aff09ce165.jpg", + "image_caption": [ + "Fig.1: The two new guidance techniques in our AdvDiff to generate unrestricted adversarial examples. During the reverse generation process, the adversarial guidance is added at timestep $x_{t}$ , which injects the adversarial objective $y_{a}$ into the diffusion process. The noise sampling guidance modifies the original noise by increasing the conditional likelihood of $y_{a}$ ." + ], + "image_footnote": [], + "bbox": [ + 233, + 148, + 769, + 290 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "These results prove that our proposed AdvDiff is more effective than previous unrestricted adversarial attack methods in conducting unrestricted adversarial attacks to generate high-fidelity and diverse examples without decreasing the generation quality.", + "bbox": [ + 214, + 417, + 782, + 477 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our contributions can be summarized as follows:", + "bbox": [ + 238, + 478, + 589, + 491 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose AdvDiff, the new form unrestricted adversarial attack method that utilizes the reverse generation process of diffusion models to generate realistic adversarial examples.", + "- We design two new effective adversarial guidance techniques to the sampling process that incorporate adversarial objectives to the diffusion model without re-training the model. Theoretical analysis reveals that AdvDiff can generate unrestricted adversarial examples while preserving the high-quality and stable sampling of the conditional diffusion models.", + "- We perform extensive experiments to demonstrate that AdvDiff achieves an overwhelmingly better performance than GAN models on unrestricted adversarial example generation." + ], + "bbox": [ + 225, + 506, + 784, + 672 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 696, + 380, + 712 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this section, we introduce the diffusion model and the classifier guidance for constructing our adversarial diffusion model.", + "bbox": [ + 214, + 729, + 782, + 758 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Diffusion Model", + "text_level": 1, + "bbox": [ + 215, + 782, + 393, + 797 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The Denoising Diffusion Probabilistic Model (DDPM) [17] is utilized to learn the Gaussian transitions from $p(x_{t}) = \\mathcal{N}(x_{t};0,\\mathbf{I})$ to recover the data $x_0\\sim q(x_0)$", + "bbox": [ + 214, + 809, + 782, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 733, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "with a Markov chain. We call this denoising-like process the reverse generation process. Following the pre-defined $T$ time steps, DDPM obtains a sequence of noisy data $\\{x_{T - 1},\\ldots ,x_1\\}$ and finally recovers the data $x_0$ . It is defined as:", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\np _ {\\theta} \\left(x _ {t - 1} \\mid x _ {t}\\right) := \\mathcal {N} \\left(x _ {t - 1}: \\mu_ {\\theta} \\left(x _ {t}, t\\right), \\Sigma_ {\\theta} \\left(x _ {t}, t\\right)\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 348, + 205, + 785, + 222 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Conversely, the forward diffusion process leverages a fixed Markov chain to iteratively add Gaussian noise to the sampled data $x_0 \\sim q(x_0)$ according to the scheduling function $\\beta_1, \\ldots, \\beta_N$ . Specifically, it is defined as:", + "bbox": [ + 212, + 233, + 784, + 280 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nq \\left(x _ {t} \\mid x _ {t - 1}\\right) := \\mathcal {N} \\left(x _ {t}: \\sqrt {1 - \\beta_ {t}} x _ {t - 1}, \\beta_ {t} \\mathbf {I}\\right) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 292, + 785, + 310 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Training of the DDPM requires accurate inference of the mean value $\\mu_{\\theta}$ with a deep learning model in the reverse generation process. The objective is to learn the variational lower-bound (VLB) on $\\log p_{\\theta}(x_0)$ . In order to complete the training objective, we train the model $\\epsilon_{\\theta}$ to predict the added Gaussian noise in the forward diffusion process. The standard mean-squared error loss is adopted:", + "bbox": [ + 212, + 321, + 782, + 398 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {D D P M} := E _ {t \\sim [ 1, T ], \\epsilon \\sim \\mathcal {N} (0, \\mathbf {I})} \\| \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t) \\| ^ {2} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 349, + 412, + 785, + 430 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Song et al. [34] proposed DDIM, which provides an alternative noising process without restricting to a Markov chain. DDIM can achieve a much faster sampling than DDPM with the same training as DDPM. We perform experiments on both DDPM and DDIM to demonstrate the usability of our AdvDiff. DDPM is adopted to introduce our method for simplicity.", + "bbox": [ + 212, + 436, + 787, + 513 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Classifier-Guided Guidance", + "text_level": 1, + "bbox": [ + 214, + 537, + 488, + 551 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Dhariwal et al. [12] achieved conditional diffusion sampling by adopting a trained classifier. The conditional information is injected into the diffusion model by modifying the mean value $\\mu_{\\theta}(x_t,t)$ of the samples according to the gradient of the prediction of the target class $y$ by the trained classifier. They adopted log probability to calculate the gradient, and the mean value is given by:", + "bbox": [ + 212, + 564, + 787, + 642 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\mu} _ {\\theta} \\left(x _ {t}, t\\right) = \\mu_ {\\theta} \\left(x _ {t}, t\\right) + s \\cdot \\nabla_ {x _ {t}} \\log p _ {\\phi} (y | x _ {t}) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 654, + 785, + 670 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $s$ is the guidance scale.", + "bbox": [ + 214, + 681, + 433, + 698 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.3 Classifier-Free Guidance", + "text_level": 1, + "bbox": [ + 214, + 722, + 464, + 736 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Ho et al. [18] recently proposed a new conditional diffusion model using classifier-free guidance that injects class information without adopting an additional classifier. The classifier-free guidance utilizes a conditional diffusion model $p_{\\theta}(x|y)$ for image synthesis with given labels. For effective training, they jointly train the unconditional diffusion model $p_{\\theta}(x|\\emptyset)$ and the conditional diffusion model $p_{\\theta}(x|y)$ , where the unconditional diffusion model is simply replacing the label", + "bbox": [ + 212, + 748, + 787, + 842 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 356, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "information with $\\emptyset$ . Sampling is performed by pushing the model towards the latent space of $p_{\\theta}(x|y)$ and away from $p_{\\theta}(x|\\emptyset)$ :", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\epsilon} _ {\\theta} (x _ {t} | y) = \\epsilon_ {\\theta} (x _ {t} | \\emptyset) + w \\cdot (\\epsilon_ {\\theta} (x _ {t} | y) - \\epsilon_ {\\theta} (x _ {t} | \\emptyset)) \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 343, + 189, + 785, + 204 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $w$ is the weight parameter for class guidance and $\\emptyset$ is the empty set.", + "bbox": [ + 214, + 215, + 751, + 229 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The idea of classifier-free guidance is inspired by the gradient of an implicit classifier $p^i(y|x) \\propto p(x|y)/p(x)$ , the gradient of the classifier would be:", + "bbox": [ + 212, + 229, + 782, + 260 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\nabla_ {x} \\log p ^ {i} (y | x) \\propto \\nabla_ {x} \\log p (x | y) - \\nabla_ {x} \\log p (x) \\\\ \\propto \\epsilon_ {\\theta} \\left(x _ {t} | y\\right) - \\epsilon_ {\\theta} \\left(x _ {t} | \\emptyset\\right) \\tag {6} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 354, + 272, + 784, + 306 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The classifier-free guidance has a good capability of generating high-quality conditional images, which is critical for performing adversarial attacks. The generation of these images does not rely on a classification model and thus can better fit the conditional distribution of the data.", + "bbox": [ + 212, + 316, + 782, + 376 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Adversarial Diffusion Sampling", + "text_level": 1, + "bbox": [ + 214, + 400, + 552, + 417 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Rethinking Unrestricted Adversarial Examples", + "text_level": 1, + "bbox": [ + 214, + 431, + 645, + 446 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Song et al. [35] presented a new form of adversarial examples called unrestricted adversarial examples (UAEs). These adversarial examples are not generated by adding perturbations over the clean data but are directly generated by any generative model. UAEs can be viewed as false negative errors in the classification tasks, and they can also bring server security problems to deep learning models. These generative-based UAEs can be formulated as:", + "bbox": [ + 212, + 455, + 782, + 546 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nA _ {\\mathrm {U A E}} \\triangleq \\{x \\in \\mathcal {G} \\left(z _ {\\mathrm {a d v}}, y\\right) | y \\neq f (x) \\} \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 561, + 784, + 578 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $f(\\cdot)$ is the target model for unrestricted adversarial attacks. The unrestricted adversarial attacks aim to generate UAEs that fool the target model while still can be visually perceived as the image from ground truth label $y$ .", + "bbox": [ + 212, + 583, + 782, + 628 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Previous UAE works adopt GAN models for the generation of UAEs, and these works perturb the GAN latents by maximizing the cross-entropy loss of the target model, i.e., $\\max_{z_{\\mathrm{adv}}}\\mathcal{L}(f(\\mathcal{G}(z_{\\mathrm{adv}},y)),y)$ . Ideally, the generated UAEs should guarantee similar generation quality to the samples crafted by standard $z$ because successful adversarial examples should be imperceptible to humans. In other words, UAEs should not be identified among the samples with adversarial latents and standard latents.", + "bbox": [ + 212, + 628, + 784, + 733 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "However, due to GAN's poor interpretability, there's no theoretical support on $z_{adv}$ that can craft UAEs with normally trained GANs. The generator of GAN is not trained with $z_{adv} = z + \\nabla \\mathcal{L}$ but only $z \\sim \\mathcal{N}(0, \\mathbf{I})$ . Therefore, GAN-based UAEs encounter a significant decrease in generation quality because samples with $z_{adv}$ are not well-trained compared with samples with $z \\sim \\mathcal{N}(0, \\mathbf{I})$ . Moreover, the GAN latents are sampled from low dimensional latent spaces. Therefore, GANs are extremely sensitive to the latent $z$ [23, 33]. If we inject", + "bbox": [ + 212, + 734, + 784, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/b014ae852a983804fe88f6a7063026e4aa47f5311d4a36bf77204d5ad2f883c6.jpg", + "image_caption": [ + "Fig. 2: Unrestricted adversarial examples generated by the diffusion model. The generated adversarial examples should be visually indistinguishable from clean data with label $y$ but wrongly classified by the target classifier $f$ ." + ], + "image_footnote": [], + "bbox": [ + 397, + 146, + 599, + 267 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "gradients of the classification results into GAN latents, GAN-based methods are more likely to generate flipped-label UAEs (images corresponding to the targeted attack label $y_{a}$ instead of the conditional generation label $y$ ) and distorted UAEs. However, these generation issues are hard to address only by attack success rate (ASR). In other words, even with a high ASR, some of the successful UAEs with GAN-based methods should be identified as failure cases for poor visual quality. However, such cases can not be reflected by ASR but can be evaluated by generation quality. All these problems may indicate that GAN models are not suitable for generative-based adversarial attacks.", + "bbox": [ + 212, + 369, + 787, + 503 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Diffusion models have shown better performance on image generation than GAN models [12]. They are log-likelihood models with interpretable generation processes. In this paper, we aim to generate UAEs by injecting the adversarial loss with theoretical proof and without sabotaging the benign generation process, where we increase the conditional likelihood on the target attack label by following the diffusion process. The perturbations are gradually injected with the backward generation process of the diffusion model by the same sample procedure. As shown in Figure 2, the diffusion model can sample images from the conditional distribution $p(x|y)$ . The samples from $p(x|y, f(x) \\neq y)$ are the adversarial examples that are misclassified by $f(\\cdot)$ . These examples also follow the data distribution $p(x|y)$ but on the other side of the label $y$ 's decision boundary of $f(\\cdot)$ . Moreover, the diffusion model's generation process takes multiple sampling steps. Thus, we don't need one strong perturbation to the latent like GAN-based methods. The AdvDiff perturbations at each step are unnoticeable, and perturbations are added to the high dimensional sampled data rather than low dimensional latents. Therefore, AdvDiff with diffusion models can preserve the generation quality and barely generates flipped-label or distorted UAEs.", + "bbox": [ + 212, + 506, + 787, + 763 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Adversarial Diffusion Sampling with Theoretical Support", + "text_level": 1, + "bbox": [ + 214, + 784, + 732, + 800 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "There are several existing adversarial attack methods [4-6] that adopt diffusion models to generate adversarial examples. However, these methods still adopt", + "bbox": [ + 214, + 809, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "PGD or I-FGSM gradients to perturb the diffusion process for constructing adversarial examples. As discussed earlier, the generation process of diffusion models is a specially designed sampling process from given distributions. Such adversarial gradients change the original generation process and can harm the generation quality of the diffusion model. Additionally, these methods fail to give a comprehensive discussion of the adversarial guidance with theoretical analysis. Therefore, we aim to design a general and interpretable method to generate adversarial examples using diffusion models without affecting the benign diffusion process.", + "bbox": [ + 212, + 146, + 782, + 282 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Adversarial Guidance", + "text_level": 1, + "bbox": [ + 214, + 306, + 439, + 319 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Inspired by Dhariwal's work [12] that achieves the conditional image generation by classifier gradient guidance $\\nabla_{x_t}\\log p_\\phi (y|x_t)$ , we generate our UAEs with adversarial gradient guidance over the reverse generation process. Our attack aims at utilizing a conditional diffusion model $\\epsilon_{\\theta}(x_{t},y)$ to generate $x_0$ fits the ground truth label $y$ while deceiving the target classifier with $p_f(x_0)\\neq y$ . These generated samples are the false negative results in $p_f$ 's classification results.", + "bbox": [ + 212, + 330, + 782, + 421 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Normally, we will obtain the images with label $y$ by following the standard reverse generation process with classifier-free guidance:", + "bbox": [ + 212, + 422, + 782, + 452 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nx _ {t - 1} = \\mu \\left(x _ {t}, y\\right) + \\sigma_ {t} \\varepsilon \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 426, + 465, + 784, + 481 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mu (x_{t},y)$ is the conditional mean value and $\\varepsilon$ is sampled from $\\varepsilon \\sim \\mathcal{N}(0,\\mathbf{I})$ .", + "bbox": [ + 212, + 492, + 782, + 508 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Sampling by Equation 8, we obtain the samples with the generation process $p(x_{t-1}|x_t,y)$ . Following the above-mentioned definition of UAEs, we can get our adversarial examples by adding adversarial guidance to the standard reverse process, which is performing another sampling with the adversarial generation process $p(x_{t-1}^*|x_{t-1},f(x)\\neq y)$ . We find that specifying a target label for the adversarial generation process is more effective during experiments. Suggest the target label $y_a$ is the target for the adversarial attacks, the adversarial example is sampled by the following steps:", + "bbox": [ + 212, + 508, + 784, + 628 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nx _ {t - 1} ^ {*} = x _ {t - 1} + \\sigma_ {t} ^ {2} s \\nabla_ {x _ {t - 1}} \\log p _ {f} \\left(y _ {a} \\mid x _ {t - 1}\\right) \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 361, + 642, + 784, + 657 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $s$ is the adversarial guidance scale. The derivation of Equation 9 is given in Appendix A. Intuitively, the adversarial guidance encourages the generation of samples with a higher likelihood of the target label.", + "bbox": [ + 212, + 670, + 782, + 714 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In practice, we utilize the classifier-free guidance to train a conditional diffusion model $\\epsilon_{\\theta}(\\cdot)$ as our basic generation model.", + "bbox": [ + 212, + 715, + 782, + 744 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.4 Noise Sampling Guidance", + "text_level": 1, + "bbox": [ + 214, + 768, + 473, + 782 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We can improve the reverse process by adding an adversarial label prior to the noise data $x_{T}$ . The UAEs are a subset of the dataset labeled with $y$ . They can be viewed as the conditional probability distribution with $p(x|y, f(x) = y_a)$ during", + "bbox": [ + 212, + 794, + 782, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/1533fd941ba6f4c48111a4b9b265f10954bc49fb42a27344a3d9ea6200e5f042.jpg", + "image_caption": [ + "Fig. 3: Adversarial examples on the MNIST dataset. Perturbation-based attack methods generate noise patterns to conduct attacks, while unrestricted adversarial attacks (U-GAN and AdvDiff) are imperceptible to the clean data." + ], + "image_footnote": [], + "bbox": [ + 323, + 152, + 681, + 239 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "sampling, and $y_{a}$ is the target label for the adversarial attack. Therefore, we can add the adversarial label prior to $x_{t}$ with Bayes' theorem:", + "bbox": [ + 214, + 343, + 782, + 375 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} p \\left(x _ {T} \\mid y _ {a}\\right) = \\frac {p \\left(y _ {a} \\mid x _ {T}\\right) p \\left(x _ {T}\\right)}{p \\left(y _ {a}\\right)} = \\frac {p \\left(y _ {a} \\mid x _ {T} , x _ {0}\\right) p \\left(x _ {T} \\mid x _ {0}\\right)}{p \\left(y _ {a} \\mid x _ {0}\\right)} \\\\ = p \\left(x _ {T} \\mid x _ {0}\\right) e ^ {\\log p \\left(y _ {a} \\mid x _ {T}\\right) - \\log p \\left(y _ {a} \\mid x _ {0}\\right)} \\tag {10} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 383, + 784, + 438 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We can infer the $x_{t}$ with the adversarial prior by Equation 10, i.e.,", + "bbox": [ + 240, + 450, + 720, + 465 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nx _ {T} = \\left(\\mu \\left(x _ {0}, y\\right) + \\sigma_ {t} \\varepsilon\\right) + \\bar {\\sigma} _ {T} ^ {2} a \\nabla_ {x _ {0}} \\log p _ {f} \\left(y _ {a} \\mid x _ {0}\\right) \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 336, + 477, + 784, + 494 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $a$ is the noise sampling guidance scale. See Appendix B for detailed proof.", + "bbox": [ + 214, + 506, + 782, + 521 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Equation 11 is similar to Equation 9 as they both add adversarial guidance to the reverse generation process. However, the noise sampling guidance is added to $x_{T}$ according to the final classification gradient $\\nabla_{x_0}\\log p_f(y_a|x_0)$ , which provides a strong adversarial guidance signal directly to the initial input of the generative model. The gradient of Equation 11 is effective as it reflects the eventual classification result of the target classifier.", + "bbox": [ + 212, + 522, + 782, + 611 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.5 Training-Free Adversarial Attack", + "text_level": 1, + "bbox": [ + 214, + 635, + 532, + 650 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The proposed adversarial attack does not require additional modification on the training of the diffusion model. The adversarial examples are sampled by using Algorithm 1 over the trained classifier-free diffusion model $\\epsilon_{\\theta}(\\cdot)$ . We give the AdvDiff algorithm on DDIM in the Appendix.", + "bbox": [ + 214, + 662, + 782, + 723 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 214, + 746, + 375, + 763 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Datasets and target models. We use two datasets for major evaluation: MNIST [11] and ImageNet [10]. MNIST is a 10-classes dataset consisting of handwritten numbers from 0 to 9. We adopt the MNIST dataset to evaluate our method for low-quality robust image generation. ImageNet is a large visual", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 7 + }, + { + "type": "code", + "sub_type": "algorithm", + "code_caption": [ + "Algorithm 1 DDPM Adversarial Diffusion Sampling" + ], + "code_body": "Require: $y_{a}$ : target label for adversarial attack \nRequire: $y$ : ground truth class label \nRequire: $s,a$ : adversarial guidance scale \nRequire: $w$ : classification guidance scale \nRequire: $N$ : noise sampling guidance steps \nRequire: $T$ : reverse generation process timestep \n1: $x_{T}\\sim \\mathcal{N}(0,\\mathbf{I})$ \n2: $x_{adv} = \\emptyset$ \n3: for $i = 1\\dots N$ do \n4: for $t = T,\\ldots ,1$ do \n5: $\\tilde{\\epsilon}_t = (1 + w)\\epsilon_\\theta (x_t,y) - w\\epsilon_\\theta (x_t)$ \n6: Classifier-free sampling $x_{t - 1}$ with $\\tilde{\\epsilon}_t$ \n7: Input $x_{t - 1}$ to target model and get the gradient $\\log p_f(y_a|x_{t - 1})$ \n8: $x_{t - 1}^{*} = x_{t - 1} + \\sigma_{t}^{2}s\\nabla_{x_{t - 1}}\\log p_{f}(y_{a}|x_{t - 1})$ \n9: end for \n10: Obtain classification result from $f(x_0)$ \n11: Compute the gradient with $\\log p_f(y_a|x_0)$ \n12: Update $x_{T}$ by $x_{T} = x_{T} + \\bar{\\sigma}_{T}^{2}a\\nabla_{x_{0}}\\log p_{f}(y_{a}|x_{0})$ \n13: $x_{adv}\\gets x_0$ if $f(x_0) = y_a$ \n14: end for \n15: return $x_{adv}$", + "bbox": [ + 215, + 164, + 718, + 458 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "database with 1000 object classes and is used for the high-quality generation task. For target classifiers, we adopt simple LeNet5 [20], and ResNet18 [15] for the MNIST dataset, and the widely-used ResNet50 [15] and WideResNet50-2 [42] for the ImageNet dataset.", + "bbox": [ + 212, + 489, + 784, + 551 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Comparisons. It is not applicable to give a clear comparison between perturbation attacks and unrestricted attacks because perturbation attacks have the corresponding ground truth while unrestricted attacks do not. We mainly compare our method with the unrestricted adversarial attack U-GAN [35] and give the discussion with the AutoAttack [8], PGD [25], BIM [13], and C&W [3] perturbation-based attacks under norm $\\ell_{\\mathrm{inf}} = 8 / 255$ . For U-GAN, We adopt AC-GAN [29] for the MNIST dataset, and SAGAN [43] and BigGAN [2] for the ImageNet dataset, as AC-GAN has shown poor performance on ImageNet. We use the official code from DiffAttack [4] and implement AdvDiffuser by ourselves [5] for comparisons. We do not compare with Chen et al. [6], because they use a similar method as DiffAttack and without official code. Because existing diffusion model attacks are all untargeted attacks, we include the untargeted version of AdvDiff for a clear comparison, which is represented by \"AdvDiff-Untargeted\".", + "bbox": [ + 212, + 551, + 787, + 762 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation details. Because our adversarial diffusion sampling does not require additional training to the original diffusion model, we use the pretrained diffusion model in our experiment. We adopt DDPM [17] with classifier-free guidance for the MNIST dataset and Latent Diffusion Model (LDM) [31] with DDIM sampler for the ImageNet dataset. For MNIST dataset, we use $N =$", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 733, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/8ac12a995e014175a5b10aa7691ad5b539c234a58f2b2e94a00ac54fadad2f6d.jpg", + "image_caption": [ + "Fig. 4: Comparisons of unrestricted adversarial attacks between GANs and diffusion models on two datasets.. Left: generated samples from U-GAN (BigGAN for ImageNet dataset). Right: generated samples from AdvDiff. We generate unrestricted adversarial examples on the MNIST \"0\" label and ImageNet \"mushroom\" label. U-GAN is more likely to generate adversarial examples with the target label, i.e., examples with red font. However, AdvDiff tends to generate the \"false negative\" samples by the target classifier by combing features from the target label." + ], + "image_footnote": [], + "bbox": [ + 223, + 148, + 477, + 340 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/d23d31f87fe4481def9d3667cc056677692868157ba4d6579cd6c9e81ea7f2c9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 496, + 150, + 781, + 345 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "10, $s = 0.5$ , and $a = 1.0$ . And $N = 5$ , $s = 0.7$ , and $a = 0.5$ for ImageNet dataset. More details and experiments are given in the Appendix.", + "bbox": [ + 212, + 501, + 784, + 532 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation metrics. We utilize the top-1 classification result to evaluate the Attack Success Rate (ASR) on different attack methods under untargeted attack settings. As discussed earlier, GAN-based UAEs often encounter severe generation quality drops compared to benign GAN samples. Therefore, we give comparisons of generation performance on ImageNet to evaluate the attack performance of different UAEs in imperceptibly. The results are averaged with five runs. We use ResNet50 as the target model for default settings.", + "bbox": [ + 212, + 532, + 787, + 638 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Attack Performance", + "text_level": 1, + "bbox": [ + 215, + 661, + 428, + 676 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "MNIST We show the attack success rate against the normally trained model and adversarially trained model [25] in the MNIST dataset. All the selected adversarial attacks achieve over $90\\%$ attack success rate against the normally trained model. The adversarially trained model can effectively defend against perturbation-based adversarial attacks for their noise-like perturbation generation patterns, as reported in Table 1. However, the UAEs obviously perform better with their non-perturbed image generation. Despite the fact that the unrestricted attack can break through the adversarial defenses, the crafted adversarial examples should also be imperceptible to humans for a reasonably successful attack. The visualized adversarial examples in Figure 3 show that the", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/b974354147bad58897878a73fd6915e3126d4d3856be56224547835a58f60a8a.jpg", + "table_caption": [ + "Table 1: The attack success rate on MNIST dataset." + ], + "table_footnote": [], + "table_body": "
MethodASR(%)
LeNet5ResNet18
Clean PGD-ATClean PGD-AT
PGD99.825.699.320.8
BIM99.634.610031.5
C&W10068.610064.5
U-GAN88.579.485.675.1
AdvDiff94.288.692.186.5
", + "bbox": [ + 220, + 199, + 433, + 290 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/5a54f0b6229eed9cc34c6a4e62f270e3a57b4c95fb8a0b72ca6dccc0d5066055.jpg", + "table_caption": [ + "Table 2: The attack success rate on ImageNet dataset. U-SAGAN and U-BigGAN represent the base GAN models for U-GAN are SAGAN and BigGAN, respectively." + ], + "table_footnote": [], + "table_body": "
MethodASR(%)Time (s)
ResNet50WideResNet50-2
CleanDiffPurePGD-ATCleanDiffPurePGD-AT
AutoAttack95.122.256.294.920.655.40.5
U-SAGAN99.330.580.698.928.670.110.4
U-BigGAN96.840.181.596.535.578.411.2
AdvDiffuser95.428.990.694.626.588.938.6
DiffAttack92.830.688.490.627.685.328.2
AdvDiff99.841.692.499.938.590.69.2
AdvDiff-Untargeted99.575.294.599.470.592.69.6
", + "bbox": [ + 447, + 212, + 784, + 305 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "perturbation-based adversarial attacks tend to blur the original images while U-GAN can generate mistrlabeled adversarial examples.", + "bbox": [ + 212, + 329, + 782, + 359 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "ImageNet It is reported that deep learning models on ImageNet are extremely vulnerable to adversarial attacks. However, the state-of-the-art adversarial defense DiffPure [28] and adversarial training [25] can still defend against the perturbation-based attacks, as reported in Table 2. More UAEs evade the current defenses, but the generation quality of U-GAN is relatively poor compared to our adversarial examples. This phenomenon also shows that the performance of UAEs is heavily affected by the generation quality of the generation model. The adversarial examples generated by AdvDiff are more aggressive and stealthy than U-GAN's. Meanwhile, the generation speed of AdvDiff is the best among all the unrestricted adversarial attack methods. Note that we adopt the clean images generated by LDM to achieve DiffAttack and AutoAttack for a fair comparison.", + "bbox": [ + 212, + 359, + 787, + 541 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Generation Quality: True ASR for UAEs", + "text_level": 1, + "bbox": [ + 215, + 560, + 599, + 575 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We witness similar ASR with U-GAN and AdvDiff. However, imperceptibility is also critical for a successful unrestricted adversarial attack, so we adopt the evaluation metrics in [12] to compare the generation quality with and without performing unrestricted attacks. Table 3 shows that the AdvDiff achieves an overwhelming better IS score and similar FID score on the large-scale ImageNet dataset, where FID [16] and IS [32] scores are commonly adopted for evaluating the quality of a generative model. Because the generation of UAEs does not modify the data distribution of the generated images, the Precision score can be inferred as generation quality, while the Recall score indicates the flipped-label problems. We witness the frequent generation of flipped-label UAEs and low-quality UAEs from GAN-based methods, which is reflected by the decrease in the Precision score and the increase in the Recall score. Figure 4 illustrates this problem with some examples. It can be further proved that U-BigGAN achieves much higher image quality on non-reference metrics than reference metrics, as shown in Table 4.", + "bbox": [ + 212, + 582, + 787, + 808 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We find the IS score is heavily affected by the transferability of adversarial examples due to the calculation method. Therefore, we further compare the im", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 733, + 127 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/bc217dfdbf0d26419e113259614db1aaa1ebf19af592a30cf1244c772ea24246.jpg", + "table_caption": [ + "Table 3: The generation performance on the ImagetNet dataset." + ], + "table_footnote": [], + "table_body": "
MethodFID (↓)sFID (↓)IS (↑)Precision (↑)Recall (↑)
SAGAN41.950.226.70.500.51
BigGAN19.345.7250.30.950.21
LDM12.325.4385.50.940.73
U-SAGAN52.8/+26%52.2/+4%12.5/-53%0.580.57
U-BigGAN25.4/+31%52.1/+14%129.4/-48%0.810.35
AdvDiffuser26.8/+117%38.6/+51%206.8/-46%0.700.75
DiffAttack20.5/+66%40.2/+58%264.3/-31%0.830.73
AdvDiff16.2/+31%30.4/+20%343.8/-10%0.900.75
AdvDiff-Untargeted22.8/+85%33.4/+28%220.8/-45%0.850.76
", + "bbox": [ + 277, + 183, + 725, + 303 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/ada0c88a468b2e0b15e221d090f150b980bb8ceff7de22b86f26edaa07df829c.jpg", + "table_caption": [ + "Table 4: The image quality on the ImagetNet dataset." + ], + "table_footnote": [], + "table_body": "
MethodFID (↓) LPIPS (↓) SSIM (↑)BRISQUE [26] (↓) TRES (↑)
AutoAttack26.50.720.2134.469.8
U-BigGAN25.40.500.3219.480.3
AdvDiffuser26.80.210.8418.975.6
DiffAttack20.50.150.7522.667.8
AdvDiff16.20.030.9618.182.1
AdvDiff-Untargeted22.80.140.8516.276.8
", + "bbox": [ + 277, + 366, + 725, + 454 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "age quality of adversarial examples by commonly used metrics in Table 4. The results show that AdvDiff (average 5 out of 5) and AdvDiff-Untargeted (average 4 out of 5) outperform existing adversarial attack methods using diffusion models. The perturbation-based adversarial attacks, i.e., AutoAttack, achieve much worse image quality compared with UAEs.", + "bbox": [ + 212, + 494, + 787, + 571 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 UAEs against Defenses and Black-box Models", + "text_level": 1, + "bbox": [ + 214, + 590, + 643, + 606 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Current defenses assume the adversarial examples are based on perturbations over data from the training dataset, i.e., $x_{adv} = x + \\nabla \\mathcal{L}, x \\in D$ . However, UAEs are synthetic data generated by the generative model. Because of different data sources, current defenses are hard to defend UAEs, which brings severe security concerns to deep learning applications. The proposed AdvDiff achieves an average of $36.8\\%$ ASR against various defenses, while AutoAttack only achieves $30.7\\%$ ASR with significantly lower image quality. We also test the attack transferability of AdvDiff and the results show that the untargeted version of AdvDiff achieves the best performance against black-box models. Experiment results are given in Table 5.", + "bbox": [ + 212, + 614, + 787, + 765 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Better Adversarial Diffusion Sampling", + "text_level": 1, + "bbox": [ + 214, + 786, + 578, + 801 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We present detailed comparisons with DiffAttack and AdvDiffuser. The results show that the proposed adversarial guidance achieves significantly higher gener-", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/961685a3d5edbbb2d9fc528040a1951601a0903a6dda3c713012e4340919b1d5.jpg", + "table_caption": [ + "Table 5: The attack success rates (\\%) of ResNet50 examples for transfer attack and attack against defenses on the ImagetNet dataset." + ], + "table_footnote": [], + "table_body": "
MethodResNet-152 [15]Inception v3 [36]ViT-B [14]BEiT [1]
AutoAttack32.538.69.345.3
U-BigGAN30.835.330.169.4
AdvDiffuser18.320.018.579.4
DiffAttack21.143.917.478.0
AdvDiff20.514.917.878.8
AdvDiff-Untargeted52.042.736.081.5
MethodAdv-Inception [25]AdvProp [38]DiffPure [28]HGD [24]
AutoAttack14.669.622.220.5
U-BigGAN40.675.240.122.6
AdvDiffuser24.484.030.510.8
DiffAttack30.985.130.620.5
AdvDiff19.489.741.617.8
AdvDiff-Untargeted60.195.375.253.8
MethodR&P [39]RS [7]NRP [27]Bit-Red [40]
AutoAttack20.638.939.419.8
U-BigGAN14.234.530.913.1
AdvDiffuser15.438.440.511.4
DiffAttack23.740.838.520.1
AdvDiff17.447.645.215.8
AdvDiff-Untargeted56.882.874.252.6
", + "bbox": [ + 261, + 196, + 738, + 457 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "ation quality than PGD-based adversarial guidance. With PGD gradient guidance, the diffusion model generates images with a similar Recall score but a much lower Precision score, which indicates that the PGD gradient influences the benign generation process and causes the generation of low-quality images. The result proves that the adversarial guidance of diffusion models should be carefully designed without affecting the benign sampling process. Meanwhile, the generation speed of AdvDiff is the best among the existing diffusion attack methods. Note that AdvDiff (36.8%) slightly outperforms AdvDiffuser (32.0%) and DiffAttack (36.2%) against defenses. However, previous attacks achieve slightly better transfer attack performance than the original AdvDiff. The reason could be the gradient of the cross-entropy loss is shared among nearly all the deep learning models and is better at attack transferability against these models. Nevertheless, the untargeted version of AdvDiff achieves overwhelmingly better performance, which further demonstrates the effectiveness of the proposed adversarial sampling. But the generation quality is affected, we leave a better design in the future work.", + "bbox": [ + 212, + 500, + 787, + 741 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 766, + 388, + 782 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We discuss the impact of the parameters of AdvDiff in the subsection. Note that our proposed method does not require re-training the conditional diffusion models. The ablation study is performed only on the sampling process.", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/ce4f9a26ebdbc65a7ee9903bf5e1b9220f780016fc988296552d04e36e4e3bb2.jpg", + "image_caption": [ + "Fig. 5: Ablation study of the impact of parameters in AdvDiff. The results are generated from the ImageNet dataset against the ResNet50 model. We adopt the ASR and IS scores to show the impact of attack performance and generation quality." + ], + "image_footnote": [], + "bbox": [ + 223, + 146, + 357, + 243 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/0b064a4b341c9edb1a7092322b47845a8b6abb4301840a32709edfe9a2734e77.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 364, + 147, + 498, + 244 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/d24640dcb859520199c15b4df1c4d343dbed05ab852df7c44da5ea2589919488.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 147, + 638, + 243 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/2c11bf65c1b103b87fa05c83a7008a0978b8ee472a74027c713f236cb7e957b4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 645, + 148, + 779, + 243 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Adversarial guidance scale $s$ and $a$ . The magnitudes of $s$ and $a$ greatly affect the ASR of AdvDiff, as shown in Figure 5. Noted that we witness the generation of unrealistic images when setting the adversarial guidance extremely large. See the Appendix for detailed discussions.", + "bbox": [ + 212, + 347, + 782, + 406 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Noise sampling guidance steps $N$ . Like the iteration times of GAN-based unrestricted adversarial attacks, larger steps $N$ can effectively increase the attack performance against an accurate classifier, as shown in Figure 5. However, it can affect the initial noise distribution and hence decreases the generation quality. During experiments, we observe that adversarial guidance is already capable of generating adversarial examples with high ASR. Thus, we can set a small noise sampling guidance step $N$ for better sample quality.", + "bbox": [ + 212, + 409, + 784, + 516 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Adversarial guidance timestep $t^*$ . The reverse diffusion process gradually denoises the input noise. Therefore we generally get noisy images at most timesteps. Because the target classifier is not able to classify the noisy input, the adversarial guidance is not effective in the early reverse diffusion process. Figure 5 shows our results, and we can improve the performance of adversarial guidance by training a separate classifier, which we leave for future work.", + "bbox": [ + 212, + 518, + 784, + 609 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 643, + 359, + 660 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we propose a new method called AdvDiff, which can conduct unrestricted adversarial attacks using any pre-trained conditional diffusion model. We propose two novel adversarial guidance techniques in AdvDiff that lead diffusion models to obtain high-quality, realistic adversarial examples without disrupting the diffusion process. Experiments show that our AdvDiff vastly outperforms GAN-based and diffusion-based attacks in terms of attack success rate and image generation quality, especially in the ImageNet dataset. AdvDiff indicates that diffusion models have demonstrated effectiveness in adversarial attacks, and highlights the need for further research to enhance AI model robustness against unrestricted attacks.", + "bbox": [ + 212, + 688, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "X. Dai et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported in part by HK RGC GRF under Grant PolyU 15201323.", + "bbox": [ + 215, + 174, + 782, + 189 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 210, + 321, + 226 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bao, H., Dong, L., Piao, S., Wei, F.: BEit: BERT pre-training of image transformers. In: International Conference on Learning Representations (2022)", + "2. Brock, A., Donahue, J., Simonyan, K.: Large scale gan training for high fidelity natural image synthesis. In: International Conference on Learning Representations (2018)", + "3. 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PMLR (2019)" + ], + "bbox": [ + 212, + 146, + 785, + 521 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "AdvDiff", + "bbox": [ + 676, + 114, + 732, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/AdvDiff_ Generating Unrestricted Adversarial Examples using Diffusion Models/e9674dff-c9d7-4719-bac8-0759677069f3_model.json b/2024/AdvDiff_ Generating Unrestricted Adversarial Examples using Diffusion Models/e9674dff-c9d7-4719-bac8-0759677069f3_model.json new file mode 100644 index 0000000000000000000000000000000000000000..0d328bd6872cde3753d6ff402ec1522e8061510d --- /dev/null +++ b/2024/AdvDiff_ Generating Unrestricted Adversarial Examples using Diffusion Models/e9674dff-c9d7-4719-bac8-0759677069f3_model.json @@ -0,0 +1,2313 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.243, + 0.141, + 0.764, + 0.187 + ], + "angle": 0, + "content": "AdvDiff: Generating Unrestricted Adversarial Examples using Diffusion Models" + }, + { + "type": "text", + "bbox": [ + 0.314, + 0.212, + 0.689, + 0.228 + ], + "angle": 0, + "content": "Xuelong Dai\\(^{1}\\), Kaisheng Liang\\(^{1}\\), and Bin Xiao\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.28, + 0.24, + 0.721, + 0.282 + ], + "angle": 0, + "content": "The Hong Kong Polytechnic University \nxuelong.dai@connect.polyu.hk, cskliang@comp.polyu.edu.hk, \nb.xiao@polyu.edu.hk" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.315, + 0.744, + 0.566 + ], + "angle": 0, + "content": "Abstract. Unrestricted adversarial attacks present a serious threat to deep learning models and adversarial defense techniques. They pose severe security problems for deep learning applications because they can effectively bypass defense mechanisms. However, previous attack methods often directly inject Projected Gradient Descent (PGD) gradients into the sampling of generative models, which are not theoretically provable and thus generate unrealistic examples by incorporating adversarial objectives, especially for GAN-based methods on large-scale datasets like ImageNet. In this paper, we propose a new method, called AdvDiff, to generate unrestricted adversarial examples with diffusion models. We design two novel adversarial guidance techniques to conduct adversarial sampling in the reverse generation process of diffusion models. These two techniques are effective and stable in generating high-quality, realistic adversarial examples by integrating gradients of the target classifier interpretably. Experimental results on MNIST and ImageNet datasets demonstrate that AdvDiff is effective in generating unrestricted adversarial examples, which outperforms state-of-the-art unrestricted adversarial attack methods in terms of attack performance and generation quality." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.577, + 0.741, + 0.606 + ], + "angle": 0, + "content": "Keywords: Unrestricted Adversarial Attacks \\(\\cdot\\) Diffusion Models \\(\\cdot\\) Interpretable Adversarial Diffusion Sampling" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.629, + 0.377, + 0.646 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.764 + ], + "angle": 0, + "content": "While the deep learning (DL) community continues to explore the wide range of applications of DL models, researchers [37] have demonstrated that these models are highly susceptible to deception by adversarial examples. Adversarial examples are generated by adding perturbations to clean data. The perturbed examples can deceive DL classifiers with high confidence while remaining imperceptible to humans. Many strong attack methods [3,8,13,21,22,25] are proposed and investigated to improve the robustness of DL models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In contrast to existing perturbation-based adversarial attacks, Song et al. [35] found that using a well-trained generative adversarial network with an auxiliary classifier (AC-GAN) [29] can directly generate new adversarial examples without perturbing the clean data. These newly generated examples are considered unrestricted as they are obtained by optimizing input noise vectors" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "without any norm restrictions. Compared to traditional adversarial examples, unrestricted adversarial examples [9,30] are more aggressive against current adversarial defenses. A malicious adversary can also generate an unlimited number of unrestricted adversarial examples using a trained GAN." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.211, + 0.785, + 0.378 + ], + "angle": 0, + "content": "Diffusion models [17] are likelihood-based generative models proposed recently, which emerged as a strong competitor to GANs. Diffusion models have outperformed GANs for image synthesis tasks [12, 19, 31]. Compared with GAN models, diffusion models are more stable during training and provide better distribution coverage. Diffusion models contain two processes: a forward diffusion process and a reverse generation process. The forward diffusion process gradually adds Gaussian noise to the data and eventually transforms it into noise. The reverse generation process aims to recover the data from the noise by a denoising-like technique. A well-trained diffusion model is capable of generating images with random noise input. Similar to GAN models, diffusion models can achieve adversarial attacks by incorporating adversarial objectives [4-6]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.381, + 0.787, + 0.593 + ], + "angle": 0, + "content": "GAN-based unrestricted adversarial attacks often exhibit poor performance on high-quality datasets, particularly in terms of visual quality, because they directly add the PGD perturbations to the GAN latents without theoretic supports. These attacks tend to generate low-quality adversarial examples compared to benign GAN examples [35]. Therefore, these attacks are not imperceptible among GAN synthetic data. Diffusion models, however, offer state-of-the-art generation performance [12] on challenging datasets like LSUN [41] and ImageNet [10]. The conditional diffusion models can generate images based on specific conditions by sampling from a perturbed conditional Gaussian noise, which can be carefully modified with adversarial objectives. These properties make diffusion models more suitable for conducting unrestricted adversarial attacks. Nevertheless, existing adversarial attack methods using diffusion models [4-6] adopt similar PGD perturbations to the sample in each reverse generation process, making them generate relatively low-quality adversarial examples." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.787, + 0.716 + ], + "angle": 0, + "content": "In this paper, we propose a novel and interpretable unrestricted adversarial attack method called AdvDiff that utilizes diffusion models for adversarial examples generation, as shown in Figure 1. Specifically, AdvDiff uses a trained conditional diffusion model to conduct adversarial attacks with two new adversarial guidance techniques. 1) During the reverse generation process, we gradually add adversarial guidance by increasing the likelihood of the target attack label. 2) We perform the reverse generation process multiple times, adding adversarial prior knowledge to the initial noise with the noise sampling guidance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Our theoretical analysis indicates that these adversarial guidance techniques can effectively craft adversarial examples by the reverse generation process with adversarial conditional sampling. Furthermore, the sampling of AdvDiff benefits from stable and high sample quality of the diffusion models sampling, which leads to the generation of realistic unrestricted adversarial examples. Through extensive experiments conducted on two datasets, i.e., the high-quality dataset ImageNet, and the small, robust dataset MNIST, we have observed a significant improvement in the attack performance using AdvDiff with diffusion models." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.677, + 0.115, + 0.735, + 0.127 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.234, + 0.149, + 0.77, + 0.291 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.317, + 0.785, + 0.387 + ], + "angle": 0, + "content": "Fig.1: The two new guidance techniques in our AdvDiff to generate unrestricted adversarial examples. During the reverse generation process, the adversarial guidance is added at timestep \\( x_{t} \\), which injects the adversarial objective \\( y_{a} \\) into the diffusion process. The noise sampling guidance modifies the original noise by increasing the conditional likelihood of \\( y_{a} \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.418, + 0.784, + 0.478 + ], + "angle": 0, + "content": "These results prove that our proposed AdvDiff is more effective than previous unrestricted adversarial attack methods in conducting unrestricted adversarial attacks to generate high-fidelity and diverse examples without decreasing the generation quality." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.479, + 0.591, + 0.492 + ], + "angle": 0, + "content": "Our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.507, + 0.785, + 0.551 + ], + "angle": 0, + "content": "- We propose AdvDiff, the new form unrestricted adversarial attack method that utilizes the reverse generation process of diffusion models to generate realistic adversarial examples." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.553, + 0.785, + 0.626 + ], + "angle": 0, + "content": "- We design two new effective adversarial guidance techniques to the sampling process that incorporate adversarial objectives to the diffusion model without re-training the model. Theoretical analysis reveals that AdvDiff can generate unrestricted adversarial examples while preserving the high-quality and stable sampling of the conditional diffusion models." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.628, + 0.784, + 0.673 + ], + "angle": 0, + "content": "- We perform extensive experiments to demonstrate that AdvDiff achieves an overwhelmingly better performance than GAN models on unrestricted adversarial example generation." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.507, + 0.785, + 0.673 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.697, + 0.381, + 0.713 + ], + "angle": 0, + "content": "2 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.73, + 0.784, + 0.76 + ], + "angle": 0, + "content": "In this section, we introduce the diffusion model and the classifier guidance for constructing our adversarial diffusion model." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.784, + 0.395, + 0.798 + ], + "angle": 0, + "content": "2.1 Diffusion Model" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.841 + ], + "angle": 0, + "content": "The Denoising Diffusion Probabilistic Model (DDPM) [17] is utilized to learn the Gaussian transitions from \\( p(x_{t}) = \\mathcal{N}(x_{t};0,\\mathbf{I}) \\) to recover the data \\( x_0\\sim q(x_0) \\)" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.357, + 0.128 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "with a Markov chain. We call this denoising-like process the reverse generation process. Following the pre-defined \\(T\\) time steps, DDPM obtains a sequence of noisy data \\(\\{x_{T - 1},\\ldots ,x_1\\}\\) and finally recovers the data \\(x_0\\). It is defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.349, + 0.207, + 0.786, + 0.223 + ], + "angle": 0, + "content": "\\[\np _ {\\theta} \\left(x _ {t - 1} \\mid x _ {t}\\right) := \\mathcal {N} \\left(x _ {t - 1}: \\mu_ {\\theta} \\left(x _ {t}, t\\right), \\Sigma_ {\\theta} \\left(x _ {t}, t\\right)\\right) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.234, + 0.785, + 0.281 + ], + "angle": 0, + "content": "Conversely, the forward diffusion process leverages a fixed Markov chain to iteratively add Gaussian noise to the sampled data \\( x_0 \\sim q(x_0) \\) according to the scheduling function \\( \\beta_1, \\ldots, \\beta_N \\). Specifically, it is defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.293, + 0.786, + 0.311 + ], + "angle": 0, + "content": "\\[\nq \\left(x _ {t} \\mid x _ {t - 1}\\right) := \\mathcal {N} \\left(x _ {t}: \\sqrt {1 - \\beta_ {t}} x _ {t - 1}, \\beta_ {t} \\mathbf {I}\\right) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.322, + 0.784, + 0.399 + ], + "angle": 0, + "content": "Training of the DDPM requires accurate inference of the mean value \\(\\mu_{\\theta}\\) with a deep learning model in the reverse generation process. The objective is to learn the variational lower-bound (VLB) on \\(\\log p_{\\theta}(x_0)\\). In order to complete the training objective, we train the model \\(\\epsilon_{\\theta}\\) to predict the added Gaussian noise in the forward diffusion process. The standard mean-squared error loss is adopted:" + }, + { + "type": "equation", + "bbox": [ + 0.35, + 0.413, + 0.786, + 0.431 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {D D P M} := E _ {t \\sim [ 1, T ], \\epsilon \\sim \\mathcal {N} (0, \\mathbf {I})} \\| \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t) \\| ^ {2} \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.438, + 0.788, + 0.515 + ], + "angle": 0, + "content": "Song et al. [34] proposed DDIM, which provides an alternative noising process without restricting to a Markov chain. DDIM can achieve a much faster sampling than DDPM with the same training as DDPM. We perform experiments on both DDPM and DDIM to demonstrate the usability of our AdvDiff. DDPM is adopted to introduce our method for simplicity." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.538, + 0.489, + 0.552 + ], + "angle": 0, + "content": "2.2 Classifier-Guided Guidance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.565, + 0.788, + 0.643 + ], + "angle": 0, + "content": "Dhariwal et al. [12] achieved conditional diffusion sampling by adopting a trained classifier. The conditional information is injected into the diffusion model by modifying the mean value \\(\\mu_{\\theta}(x_t,t)\\) of the samples according to the gradient of the prediction of the target class \\(y\\) by the trained classifier. They adopted log probability to calculate the gradient, and the mean value is given by:" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.655, + 0.786, + 0.671 + ], + "angle": 0, + "content": "\\[\n\\hat {\\mu} _ {\\theta} \\left(x _ {t}, t\\right) = \\mu_ {\\theta} \\left(x _ {t}, t\\right) + s \\cdot \\nabla_ {x _ {t}} \\log p _ {\\phi} (y | x _ {t}) \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.683, + 0.434, + 0.699 + ], + "angle": 0, + "content": "where \\(s\\) is the guidance scale." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.723, + 0.465, + 0.737 + ], + "angle": 0, + "content": "2.3 Classifier-Free Guidance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Ho et al. [18] recently proposed a new conditional diffusion model using classifier-free guidance that injects class information without adopting an additional classifier. The classifier-free guidance utilizes a conditional diffusion model \\( p_{\\theta}(x|y) \\) for image synthesis with given labels. For effective training, they jointly train the unconditional diffusion model \\( p_{\\theta}(x|\\emptyset) \\) and the conditional diffusion model \\( p_{\\theta}(x|y) \\), where the unconditional diffusion model is simply replacing the label" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.677, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "information with \\(\\emptyset\\). Sampling is performed by pushing the model towards the latent space of \\(p_{\\theta}(x|y)\\) and away from \\(p_{\\theta}(x|\\emptyset)\\):" + }, + { + "type": "equation", + "bbox": [ + 0.344, + 0.19, + 0.786, + 0.205 + ], + "angle": 0, + "content": "\\[\n\\hat {\\epsilon} _ {\\theta} (x _ {t} | y) = \\epsilon_ {\\theta} (x _ {t} | \\emptyset) + w \\cdot (\\epsilon_ {\\theta} (x _ {t} | y) - \\epsilon_ {\\theta} (x _ {t} | \\emptyset)) \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.216, + 0.753, + 0.23 + ], + "angle": 0, + "content": "where \\(w\\) is the weight parameter for class guidance and \\(\\emptyset\\) is the empty set." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.231, + 0.784, + 0.261 + ], + "angle": 0, + "content": "The idea of classifier-free guidance is inspired by the gradient of an implicit classifier \\( p^i(y|x) \\propto p(x|y)/p(x) \\), the gradient of the classifier would be:" + }, + { + "type": "equation", + "bbox": [ + 0.356, + 0.273, + 0.785, + 0.308 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\nabla_ {x} \\log p ^ {i} (y | x) \\propto \\nabla_ {x} \\log p (x | y) - \\nabla_ {x} \\log p (x) \\\\ \\propto \\epsilon_ {\\theta} \\left(x _ {t} | y\\right) - \\epsilon_ {\\theta} \\left(x _ {t} | \\emptyset\\right) \\tag {6} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.318, + 0.784, + 0.377 + ], + "angle": 0, + "content": "The classifier-free guidance has a good capability of generating high-quality conditional images, which is critical for performing adversarial attacks. The generation of these images does not rely on a classification model and thus can better fit the conditional distribution of the data." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.401, + 0.553, + 0.419 + ], + "angle": 0, + "content": "3 Adversarial Diffusion Sampling" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.432, + 0.647, + 0.447 + ], + "angle": 0, + "content": "3.1 Rethinking Unrestricted Adversarial Examples" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.456, + 0.784, + 0.547 + ], + "angle": 0, + "content": "Song et al. [35] presented a new form of adversarial examples called unrestricted adversarial examples (UAEs). These adversarial examples are not generated by adding perturbations over the clean data but are directly generated by any generative model. UAEs can be viewed as false negative errors in the classification tasks, and they can also bring server security problems to deep learning models. These generative-based UAEs can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.382, + 0.562, + 0.785, + 0.579 + ], + "angle": 0, + "content": "\\[\nA _ {\\mathrm {U A E}} \\triangleq \\{x \\in \\mathcal {G} \\left(z _ {\\mathrm {a d v}}, y\\right) | y \\neq f (x) \\} \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.784, + 0.629 + ], + "angle": 0, + "content": "where \\( f(\\cdot) \\) is the target model for unrestricted adversarial attacks. The unrestricted adversarial attacks aim to generate UAEs that fool the target model while still can be visually perceived as the image from ground truth label \\( y \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.785, + 0.734 + ], + "angle": 0, + "content": "Previous UAE works adopt GAN models for the generation of UAEs, and these works perturb the GAN latents by maximizing the cross-entropy loss of the target model, i.e., \\(\\max_{z_{\\mathrm{adv}}}\\mathcal{L}(f(\\mathcal{G}(z_{\\mathrm{adv}},y)),y)\\). Ideally, the generated UAEs should guarantee similar generation quality to the samples crafted by standard \\(z\\) because successful adversarial examples should be imperceptible to humans. In other words, UAEs should not be identified among the samples with adversarial latents and standard latents." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.785, + 0.841 + ], + "angle": 0, + "content": "However, due to GAN's poor interpretability, there's no theoretical support on \\( z_{adv} \\) that can craft UAEs with normally trained GANs. The generator of GAN is not trained with \\( z_{adv} = z + \\nabla \\mathcal{L} \\) but only \\( z \\sim \\mathcal{N}(0, \\mathbf{I}) \\). Therefore, GAN-based UAEs encounter a significant decrease in generation quality because samples with \\( z_{adv} \\) are not well-trained compared with samples with \\( z \\sim \\mathcal{N}(0, \\mathbf{I}) \\). Moreover, the GAN latents are sampled from low dimensional latent spaces. Therefore, GANs are extremely sensitive to the latent \\( z \\) [23, 33]. If we inject" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "image", + "bbox": [ + 0.398, + 0.147, + 0.6, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.298, + 0.788, + 0.342 + ], + "angle": 0, + "content": "Fig. 2: Unrestricted adversarial examples generated by the diffusion model. The generated adversarial examples should be visually indistinguishable from clean data with label \\( y \\) but wrongly classified by the target classifier \\( f \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.37, + 0.789, + 0.505 + ], + "angle": 0, + "content": "gradients of the classification results into GAN latents, GAN-based methods are more likely to generate flipped-label UAEs (images corresponding to the targeted attack label \\( y_{a} \\) instead of the conditional generation label \\( y \\)) and distorted UAEs. However, these generation issues are hard to address only by attack success rate (ASR). In other words, even with a high ASR, some of the successful UAEs with GAN-based methods should be identified as failure cases for poor visual quality. However, such cases can not be reflected by ASR but can be evaluated by generation quality. All these problems may indicate that GAN models are not suitable for generative-based adversarial attacks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.507, + 0.789, + 0.765 + ], + "angle": 0, + "content": "Diffusion models have shown better performance on image generation than GAN models [12]. They are log-likelihood models with interpretable generation processes. In this paper, we aim to generate UAEs by injecting the adversarial loss with theoretical proof and without sabotaging the benign generation process, where we increase the conditional likelihood on the target attack label by following the diffusion process. The perturbations are gradually injected with the backward generation process of the diffusion model by the same sample procedure. As shown in Figure 2, the diffusion model can sample images from the conditional distribution \\( p(x|y) \\). The samples from \\( p(x|y, f(x) \\neq y) \\) are the adversarial examples that are misclassified by \\( f(\\cdot) \\). These examples also follow the data distribution \\( p(x|y) \\) but on the other side of the label \\( y \\)'s decision boundary of \\( f(\\cdot) \\). Moreover, the diffusion model's generation process takes multiple sampling steps. Thus, we don't need one strong perturbation to the latent like GAN-based methods. The AdvDiff perturbations at each step are unnoticeable, and perturbations are added to the high dimensional sampled data rather than low dimensional latents. Therefore, AdvDiff with diffusion models can preserve the generation quality and barely generates flipped-label or distorted UAEs." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.785, + 0.733, + 0.801 + ], + "angle": 0, + "content": "3.2 Adversarial Diffusion Sampling with Theoretical Support" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "There are several existing adversarial attack methods [4-6] that adopt diffusion models to generate adversarial examples. However, these methods still adopt" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.677, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.283 + ], + "angle": 0, + "content": "PGD or I-FGSM gradients to perturb the diffusion process for constructing adversarial examples. As discussed earlier, the generation process of diffusion models is a specially designed sampling process from given distributions. Such adversarial gradients change the original generation process and can harm the generation quality of the diffusion model. Additionally, these methods fail to give a comprehensive discussion of the adversarial guidance with theoretical analysis. Therefore, we aim to design a general and interpretable method to generate adversarial examples using diffusion models without affecting the benign diffusion process." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.307, + 0.441, + 0.32 + ], + "angle": 0, + "content": "3.3 Adversarial Guidance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.332, + 0.784, + 0.422 + ], + "angle": 0, + "content": "Inspired by Dhariwal's work [12] that achieves the conditional image generation by classifier gradient guidance \\(\\nabla_{x_t}\\log p_\\phi (y|x_t)\\), we generate our UAEs with adversarial gradient guidance over the reverse generation process. Our attack aims at utilizing a conditional diffusion model \\(\\epsilon_{\\theta}(x_{t},y)\\) to generate \\(x_0\\) fits the ground truth label \\(y\\) while deceiving the target classifier with \\(p_f(x_0)\\neq y\\). These generated samples are the false negative results in \\(p_f\\)'s classification results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.423, + 0.784, + 0.453 + ], + "angle": 0, + "content": "Normally, we will obtain the images with label \\( y \\) by following the standard reverse generation process with classifier-free guidance:" + }, + { + "type": "equation", + "bbox": [ + 0.428, + 0.467, + 0.785, + 0.482 + ], + "angle": 0, + "content": "\\[\nx _ {t - 1} = \\mu \\left(x _ {t}, y\\right) + \\sigma_ {t} \\varepsilon \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.784, + 0.509 + ], + "angle": 0, + "content": "where \\(\\mu (x_{t},y)\\) is the conditional mean value and \\(\\varepsilon\\) is sampled from \\(\\varepsilon \\sim \\mathcal{N}(0,\\mathbf{I})\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.509, + 0.785, + 0.63 + ], + "angle": 0, + "content": "Sampling by Equation 8, we obtain the samples with the generation process \\( p(x_{t-1}|x_t,y) \\). Following the above-mentioned definition of UAEs, we can get our adversarial examples by adding adversarial guidance to the standard reverse process, which is performing another sampling with the adversarial generation process \\( p(x_{t-1}^*|x_{t-1},f(x)\\neq y) \\). We find that specifying a target label for the adversarial generation process is more effective during experiments. Suggest the target label \\( y_a \\) is the target for the adversarial attacks, the adversarial example is sampled by the following steps:" + }, + { + "type": "equation", + "bbox": [ + 0.362, + 0.643, + 0.785, + 0.658 + ], + "angle": 0, + "content": "\\[\nx _ {t - 1} ^ {*} = x _ {t - 1} + \\sigma_ {t} ^ {2} s \\nabla_ {x _ {t - 1}} \\log p _ {f} \\left(y _ {a} \\mid x _ {t - 1}\\right) \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.671, + 0.784, + 0.715 + ], + "angle": 0, + "content": "where \\( s \\) is the adversarial guidance scale. The derivation of Equation 9 is given in Appendix A. Intuitively, the adversarial guidance encourages the generation of samples with a higher likelihood of the target label." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.716, + 0.784, + 0.746 + ], + "angle": 0, + "content": "In practice, we utilize the classifier-free guidance to train a conditional diffusion model \\(\\epsilon_{\\theta}(\\cdot)\\) as our basic generation model." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.769, + 0.474, + 0.784 + ], + "angle": 0, + "content": "3.4 Noise Sampling Guidance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.784, + 0.841 + ], + "angle": 0, + "content": "We can improve the reverse process by adding an adversarial label prior to the noise data \\( x_{T} \\). The UAEs are a subset of the dataset labeled with \\( y \\). They can be viewed as the conditional probability distribution with \\( p(x|y, f(x) = y_a) \\) during" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "image", + "bbox": [ + 0.324, + 0.154, + 0.682, + 0.24 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.272, + 0.789, + 0.314 + ], + "angle": 0, + "content": "Fig. 3: Adversarial examples on the MNIST dataset. Perturbation-based attack methods generate noise patterns to conduct attacks, while unrestricted adversarial attacks (U-GAN and AdvDiff) are imperceptible to the clean data." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.344, + 0.784, + 0.375 + ], + "angle": 0, + "content": "sampling, and \\( y_{a} \\) is the target label for the adversarial attack. Therefore, we can add the adversarial label prior to \\( x_{t} \\) with Bayes' theorem:" + }, + { + "type": "equation", + "bbox": [ + 0.319, + 0.385, + 0.785, + 0.439 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} p \\left(x _ {T} \\mid y _ {a}\\right) = \\frac {p \\left(y _ {a} \\mid x _ {T}\\right) p \\left(x _ {T}\\right)}{p \\left(y _ {a}\\right)} = \\frac {p \\left(y _ {a} \\mid x _ {T} , x _ {0}\\right) p \\left(x _ {T} \\mid x _ {0}\\right)}{p \\left(y _ {a} \\mid x _ {0}\\right)} \\\\ = p \\left(x _ {T} \\mid x _ {0}\\right) e ^ {\\log p \\left(y _ {a} \\mid x _ {T}\\right) - \\log p \\left(y _ {a} \\mid x _ {0}\\right)} \\tag {10} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.451, + 0.721, + 0.466 + ], + "angle": 0, + "content": "We can infer the \\( x_{t} \\) with the adversarial prior by Equation 10, i.e.," + }, + { + "type": "equation", + "bbox": [ + 0.338, + 0.478, + 0.785, + 0.496 + ], + "angle": 0, + "content": "\\[\nx _ {T} = \\left(\\mu \\left(x _ {0}, y\\right) + \\sigma_ {t} \\varepsilon\\right) + \\bar {\\sigma} _ {T} ^ {2} a \\nabla_ {x _ {0}} \\log p _ {f} \\left(y _ {a} \\mid x _ {0}\\right) \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.507, + 0.784, + 0.522 + ], + "angle": 0, + "content": "where \\(a\\) is the noise sampling guidance scale. See Appendix B for detailed proof." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.784, + 0.612 + ], + "angle": 0, + "content": "Equation 11 is similar to Equation 9 as they both add adversarial guidance to the reverse generation process. However, the noise sampling guidance is added to \\( x_{T} \\) according to the final classification gradient \\( \\nabla_{x_0}\\log p_f(y_a|x_0) \\), which provides a strong adversarial guidance signal directly to the initial input of the generative model. The gradient of Equation 11 is effective as it reflects the eventual classification result of the target classifier." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.636, + 0.534, + 0.651 + ], + "angle": 0, + "content": "3.5 Training-Free Adversarial Attack" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.663, + 0.784, + 0.724 + ], + "angle": 0, + "content": "The proposed adversarial attack does not require additional modification on the training of the diffusion model. The adversarial examples are sampled by using Algorithm 1 over the trained classifier-free diffusion model \\(\\epsilon_{\\theta}(\\cdot)\\). We give the AdvDiff algorithm on DDIM in the Appendix." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.747, + 0.376, + 0.764 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Datasets and target models. We use two datasets for major evaluation: MNIST [11] and ImageNet [10]. MNIST is a 10-classes dataset consisting of handwritten numbers from 0 to 9. We adopt the MNIST dataset to evaluate our method for low-quality robust image generation. ImageNet is a large visual" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.677, + 0.115, + 0.735, + 0.128 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "code_caption", + "bbox": [ + 0.217, + 0.146, + 0.605, + 0.163 + ], + "angle": 0, + "content": "Algorithm 1 DDPM Adversarial Diffusion Sampling" + }, + { + "type": "algorithm", + "bbox": [ + 0.216, + 0.165, + 0.72, + 0.459 + ], + "angle": 0, + "content": "Require: \\(y_{a}\\) : target label for adversarial attack \nRequire: \\(y\\) : ground truth class label \nRequire: \\(s,a\\) : adversarial guidance scale \nRequire: \\(w\\) : classification guidance scale \nRequire: \\(N\\) : noise sampling guidance steps \nRequire: \\(T\\) : reverse generation process timestep \n1: \\(x_{T}\\sim \\mathcal{N}(0,\\mathbf{I})\\) \n2: \\(x_{adv} = \\emptyset\\) \n3: for \\(i = 1\\dots N\\) do \n4: for \\(t = T,\\ldots ,1\\) do \n5: \\(\\tilde{\\epsilon}_t = (1 + w)\\epsilon_\\theta (x_t,y) - w\\epsilon_\\theta (x_t)\\) \n6: Classifier-free sampling \\(x_{t - 1}\\) with \\(\\tilde{\\epsilon}_t\\) \n7: Input \\(x_{t - 1}\\) to target model and get the gradient \\(\\log p_f(y_a|x_{t - 1})\\) \n8: \\(x_{t - 1}^{*} = x_{t - 1} + \\sigma_{t}^{2}s\\nabla_{x_{t - 1}}\\log p_{f}(y_{a}|x_{t - 1})\\) \n9: end for \n10: Obtain classification result from \\(f(x_0)\\) \n11: Compute the gradient with \\(\\log p_f(y_a|x_0)\\) \n12: Update \\(x_{T}\\) by \\(x_{T} = x_{T} + \\bar{\\sigma}_{T}^{2}a\\nabla_{x_{0}}\\log p_{f}(y_{a}|x_{0})\\) \n13: \\(x_{adv}\\gets x_0\\) if \\(f(x_0) = y_a\\) \n14: end for \n15: return \\(x_{adv}\\)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.491, + 0.785, + 0.552 + ], + "angle": 0, + "content": "database with 1000 object classes and is used for the high-quality generation task. For target classifiers, we adopt simple LeNet5 [20], and ResNet18 [15] for the MNIST dataset, and the widely-used ResNet50 [15] and WideResNet50-2 [42] for the ImageNet dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.763 + ], + "angle": 0, + "content": "Comparisons. It is not applicable to give a clear comparison between perturbation attacks and unrestricted attacks because perturbation attacks have the corresponding ground truth while unrestricted attacks do not. We mainly compare our method with the unrestricted adversarial attack U-GAN [35] and give the discussion with the AutoAttack [8], PGD [25], BIM [13], and C&W [3] perturbation-based attacks under norm \\(\\ell_{\\mathrm{inf}} = 8 / 255\\). For U-GAN, We adopt AC-GAN [29] for the MNIST dataset, and SAGAN [43] and BigGAN [2] for the ImageNet dataset, as AC-GAN has shown poor performance on ImageNet. We use the official code from DiffAttack [4] and implement AdvDiffuser by ourselves [5] for comparisons. We do not compare with Chen et al. [6], because they use a similar method as DiffAttack and without official code. Because existing diffusion model attacks are all untargeted attacks, we include the untargeted version of AdvDiff for a clear comparison, which is represented by \"AdvDiff-Untargeted\"." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Implementation details. Because our adversarial diffusion sampling does not require additional training to the original diffusion model, we use the pretrained diffusion model in our experiment. We adopt DDPM [17] with classifier-free guidance for the MNIST dataset and Latent Diffusion Model (LDM) [31] with DDIM sampler for the ImageNet dataset. For MNIST dataset, we use \\(N =\\)" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.127 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.149, + 0.478, + 0.341 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.497, + 0.151, + 0.782, + 0.347 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.373, + 0.788, + 0.471 + ], + "angle": 0, + "content": "Fig. 4: Comparisons of unrestricted adversarial attacks between GANs and diffusion models on two datasets.. Left: generated samples from U-GAN (BigGAN for ImageNet dataset). Right: generated samples from AdvDiff. We generate unrestricted adversarial examples on the MNIST \"0\" label and ImageNet \"mushroom\" label. U-GAN is more likely to generate adversarial examples with the target label, i.e., examples with red font. However, AdvDiff tends to generate the \"false negative\" samples by the target classifier by combing features from the target label." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.502, + 0.785, + 0.533 + ], + "angle": 0, + "content": "10, \\(s = 0.5\\), and \\(a = 1.0\\). And \\(N = 5\\), \\(s = 0.7\\), and \\(a = 0.5\\) for ImageNet dataset. More details and experiments are given in the Appendix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.533, + 0.788, + 0.639 + ], + "angle": 0, + "content": "Evaluation metrics. We utilize the top-1 classification result to evaluate the Attack Success Rate (ASR) on different attack methods under untargeted attack settings. As discussed earlier, GAN-based UAEs often encounter severe generation quality drops compared to benign GAN samples. Therefore, we give comparisons of generation performance on ImageNet to evaluate the attack performance of different UAEs in imperceptibly. The results are averaged with five runs. We use ResNet50 as the target model for default settings." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.662, + 0.429, + 0.677 + ], + "angle": 0, + "content": "4.1 Attack Performance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "MNIST We show the attack success rate against the normally trained model and adversarially trained model [25] in the MNIST dataset. All the selected adversarial attacks achieve over \\(90\\%\\) attack success rate against the normally trained model. The adversarially trained model can effectively defend against perturbation-based adversarial attacks for their noise-like perturbation generation patterns, as reported in Table 1. However, the UAEs obviously perform better with their non-perturbed image generation. Despite the fact that the unrestricted attack can break through the adversarial defenses, the crafted adversarial examples should also be imperceptible to humans for a reasonably successful attack. The visualized adversarial examples in Figure 3 show that the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.677, + 0.115, + 0.735, + 0.128 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.159, + 0.436, + 0.186 + ], + "angle": 0, + "content": "Table 1: The attack success rate on MNIST dataset." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.2, + 0.434, + 0.291 + ], + "angle": 0, + "content": "
MethodASR(%)
LeNet5ResNet18
Clean PGD-ATClean PGD-AT
PGD99.825.699.320.8
BIM99.634.610031.5
C&W10068.610064.5
U-GAN88.579.485.675.1
AdvDiff94.288.692.186.5
" + }, + { + "type": "table_caption", + "bbox": [ + 0.442, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 2: The attack success rate on ImageNet dataset. U-SAGAN and U-BigGAN represent the base GAN models for U-GAN are SAGAN and BigGAN, respectively." + }, + { + "type": "table", + "bbox": [ + 0.449, + 0.213, + 0.785, + 0.306 + ], + "angle": 0, + "content": "
MethodASR(%)Time (s)
ResNet50WideResNet50-2
CleanDiffPurePGD-ATCleanDiffPurePGD-AT
AutoAttack95.122.256.294.920.655.40.5
U-SAGAN99.330.580.698.928.670.110.4
U-BigGAN96.840.181.596.535.578.411.2
AdvDiffuser95.428.990.694.626.588.938.6
DiffAttack92.830.688.490.627.685.328.2
AdvDiff99.841.692.499.938.590.69.2
AdvDiff-Untargeted99.575.294.599.470.592.69.6
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.33, + 0.784, + 0.36 + ], + "angle": 0, + "content": "perturbation-based adversarial attacks tend to blur the original images while U-GAN can generate mistrlabeled adversarial examples." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.361, + 0.788, + 0.542 + ], + "angle": 0, + "content": "ImageNet It is reported that deep learning models on ImageNet are extremely vulnerable to adversarial attacks. However, the state-of-the-art adversarial defense DiffPure [28] and adversarial training [25] can still defend against the perturbation-based attacks, as reported in Table 2. More UAEs evade the current defenses, but the generation quality of U-GAN is relatively poor compared to our adversarial examples. This phenomenon also shows that the performance of UAEs is heavily affected by the generation quality of the generation model. The adversarial examples generated by AdvDiff are more aggressive and stealthy than U-GAN's. Meanwhile, the generation speed of AdvDiff is the best among all the unrestricted adversarial attack methods. Note that we adopt the clean images generated by LDM to achieve DiffAttack and AutoAttack for a fair comparison." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.561, + 0.6, + 0.577 + ], + "angle": 0, + "content": "4.2 Generation Quality: True ASR for UAEs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.583, + 0.788, + 0.809 + ], + "angle": 0, + "content": "We witness similar ASR with U-GAN and AdvDiff. However, imperceptibility is also critical for a successful unrestricted adversarial attack, so we adopt the evaluation metrics in [12] to compare the generation quality with and without performing unrestricted attacks. Table 3 shows that the AdvDiff achieves an overwhelming better IS score and similar FID score on the large-scale ImageNet dataset, where FID [16] and IS [32] scores are commonly adopted for evaluating the quality of a generative model. Because the generation of UAEs does not modify the data distribution of the generated images, the Precision score can be inferred as generation quality, while the Recall score indicates the flipped-label problems. We witness the frequent generation of flipped-label UAEs and low-quality UAEs from GAN-based methods, which is reflected by the decrease in the Precision score and the increase in the Recall score. Figure 4 illustrates this problem with some examples. It can be further proved that U-BigGAN achieves much higher image quality on non-reference metrics than reference metrics, as shown in Table 4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "We find the IS score is heavily affected by the transferability of adversarial examples due to the calculation method. Therefore, we further compare the im" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.255, + 0.145, + 0.748, + 0.16 + ], + "angle": 0, + "content": "Table 3: The generation performance on the ImagetNet dataset." + }, + { + "type": "table", + "bbox": [ + 0.278, + 0.184, + 0.727, + 0.304 + ], + "angle": 0, + "content": "
MethodFID (↓)sFID (↓)IS (↑)Precision (↑)Recall (↑)
SAGAN41.950.226.70.500.51
BigGAN19.345.7250.30.950.21
LDM12.325.4385.50.940.73
U-SAGAN52.8/+26%52.2/+4%12.5/-53%0.580.57
U-BigGAN25.4/+31%52.1/+14%129.4/-48%0.810.35
AdvDiffuser26.8/+117%38.6/+51%206.8/-46%0.700.75
DiffAttack20.5/+66%40.2/+58%264.3/-31%0.830.73
AdvDiff16.2/+31%30.4/+20%343.8/-10%0.900.75
AdvDiff-Untargeted22.8/+85%33.4/+28%220.8/-45%0.850.76
" + }, + { + "type": "table_caption", + "bbox": [ + 0.293, + 0.328, + 0.709, + 0.342 + ], + "angle": 0, + "content": "Table 4: The image quality on the ImagetNet dataset." + }, + { + "type": "table", + "bbox": [ + 0.278, + 0.367, + 0.727, + 0.455 + ], + "angle": 0, + "content": "
MethodFID (↓) LPIPS (↓) SSIM (↑)BRISQUE [26] (↓) TRES (↑)
AutoAttack26.50.720.2134.469.8
U-BigGAN25.40.500.3219.480.3
AdvDiffuser26.80.210.8418.975.6
DiffAttack20.50.150.7522.667.8
AdvDiff16.20.030.9618.182.1
AdvDiff-Untargeted22.80.140.8516.276.8
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.495, + 0.788, + 0.572 + ], + "angle": 0, + "content": "age quality of adversarial examples by commonly used metrics in Table 4. The results show that AdvDiff (average 5 out of 5) and AdvDiff-Untargeted (average 4 out of 5) outperform existing adversarial attack methods using diffusion models. The perturbation-based adversarial attacks, i.e., AutoAttack, achieve much worse image quality compared with UAEs." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.591, + 0.644, + 0.607 + ], + "angle": 0, + "content": "4.3 UAEs against Defenses and Black-box Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.615, + 0.789, + 0.766 + ], + "angle": 0, + "content": "Current defenses assume the adversarial examples are based on perturbations over data from the training dataset, i.e., \\( x_{adv} = x + \\nabla \\mathcal{L}, x \\in D \\). However, UAEs are synthetic data generated by the generative model. Because of different data sources, current defenses are hard to defend UAEs, which brings severe security concerns to deep learning applications. The proposed AdvDiff achieves an average of \\( 36.8\\% \\) ASR against various defenses, while AutoAttack only achieves \\( 30.7\\% \\) ASR with significantly lower image quality. We also test the attack transferability of AdvDiff and the results show that the untargeted version of AdvDiff achieves the best performance against black-box models. Experiment results are given in Table 5." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.787, + 0.58, + 0.803 + ], + "angle": 0, + "content": "4.4 Better Adversarial Diffusion Sampling" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We present detailed comparisons with DiffAttack and AdvDiffuser. The results show that the proposed adversarial guidance achieves significantly higher gener-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.678, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.174 + ], + "angle": 0, + "content": "Table 5: The attack success rates (\\%) of ResNet50 examples for transfer attack and attack against defenses on the ImagetNet dataset." + }, + { + "type": "table", + "bbox": [ + 0.263, + 0.198, + 0.74, + 0.458 + ], + "angle": 0, + "content": "
MethodResNet-152 [15]Inception v3 [36]ViT-B [14]BEiT [1]
AutoAttack32.538.69.345.3
U-BigGAN30.835.330.169.4
AdvDiffuser18.320.018.579.4
DiffAttack21.143.917.478.0
AdvDiff20.514.917.878.8
AdvDiff-Untargeted52.042.736.081.5
MethodAdv-Inception [25]AdvProp [38]DiffPure [28]HGD [24]
AutoAttack14.669.622.220.5
U-BigGAN40.675.240.122.6
AdvDiffuser24.484.030.510.8
DiffAttack30.985.130.620.5
AdvDiff19.489.741.617.8
AdvDiff-Untargeted60.195.375.253.8
MethodR&P [39]RS [7]NRP [27]Bit-Red [40]
AutoAttack20.638.939.419.8
U-BigGAN14.234.530.913.1
AdvDiffuser15.438.440.511.4
DiffAttack23.740.838.520.1
AdvDiff17.447.645.215.8
AdvDiff-Untargeted56.882.874.252.6
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.5, + 0.788, + 0.742 + ], + "angle": 0, + "content": "ation quality than PGD-based adversarial guidance. With PGD gradient guidance, the diffusion model generates images with a similar Recall score but a much lower Precision score, which indicates that the PGD gradient influences the benign generation process and causes the generation of low-quality images. The result proves that the adversarial guidance of diffusion models should be carefully designed without affecting the benign sampling process. Meanwhile, the generation speed of AdvDiff is the best among the existing diffusion attack methods. Note that AdvDiff (36.8%) slightly outperforms AdvDiffuser (32.0%) and DiffAttack (36.2%) against defenses. However, previous attacks achieve slightly better transfer attack performance than the original AdvDiff. The reason could be the gradient of the cross-entropy loss is shared among nearly all the deep learning models and is better at attack transferability against these models. Nevertheless, the untargeted version of AdvDiff achieves overwhelmingly better performance, which further demonstrates the effectiveness of the proposed adversarial sampling. But the generation quality is affected, we leave a better design in the future work." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.767, + 0.389, + 0.784 + ], + "angle": 0, + "content": "4.5 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We discuss the impact of the parameters of AdvDiff in the subsection. Note that our proposed method does not require re-training the conditional diffusion models. The ablation study is performed only on the sampling process." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X. Dai et al." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.147, + 0.359, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.148, + 0.499, + 0.245 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.148, + 0.64, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.646, + 0.149, + 0.78, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.27, + 0.788, + 0.314 + ], + "angle": 0, + "content": "Fig. 5: Ablation study of the impact of parameters in AdvDiff. The results are generated from the ImageNet dataset against the ResNet50 model. We adopt the ASR and IS scores to show the impact of attack performance and generation quality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.784, + 0.407 + ], + "angle": 0, + "content": "Adversarial guidance scale \\(s\\) and \\(a\\). The magnitudes of \\(s\\) and \\(a\\) greatly affect the ASR of AdvDiff, as shown in Figure 5. Noted that we witness the generation of unrealistic images when setting the adversarial guidance extremely large. See the Appendix for detailed discussions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.785, + 0.517 + ], + "angle": 0, + "content": "Noise sampling guidance steps \\( N \\). Like the iteration times of GAN-based unrestricted adversarial attacks, larger steps \\( N \\) can effectively increase the attack performance against an accurate classifier, as shown in Figure 5. However, it can affect the initial noise distribution and hence decreases the generation quality. During experiments, we observe that adversarial guidance is already capable of generating adversarial examples with high ASR. Thus, we can set a small noise sampling guidance step \\( N \\) for better sample quality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.519, + 0.785, + 0.61 + ], + "angle": 0, + "content": "Adversarial guidance timestep \\( t^* \\). The reverse diffusion process gradually denoises the input noise. Therefore we generally get noisy images at most timesteps. Because the target classifier is not able to classify the noisy input, the adversarial guidance is not effective in the early reverse diffusion process. Figure 5 shows our results, and we can improve the performance of adversarial guidance by training a separate classifier, which we leave for future work." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.645, + 0.36, + 0.661 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In this work, we propose a new method called AdvDiff, which can conduct unrestricted adversarial attacks using any pre-trained conditional diffusion model. We propose two novel adversarial guidance techniques in AdvDiff that lead diffusion models to obtain high-quality, realistic adversarial examples without disrupting the diffusion process. Experiments show that our AdvDiff vastly outperforms GAN-based and diffusion-based attacks in terms of attack success rate and image generation quality, especially in the ImageNet dataset. AdvDiff indicates that diffusion models have demonstrated effectiveness in adversarial attacks, and highlights the need for further research to enhance AI model robustness against unrestricted attacks." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.677, + 0.115, + 0.734, + 0.127 + ], + "angle": 0, + "content": "AdvDiff" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.175, + 0.784, + 0.19 + ], + "angle": 0, + "content": "This work was supported in part by HK RGC GRF under Grant PolyU 15201323." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.211, + 0.323, + 0.227 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.24, + 0.785, + 0.268 + ], + "angle": 0, + "content": "1. 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Unrestricted adversarial attacks present a serious threat to deep learning models and adversarial defense techniques. They pose severe security problems for deep learning applications because they can effectively bypass defense mechanisms. However, previous attack methods often directly inject Projected Gradient Descent (PGD) gradients into the sampling of generative models, which are not theoretically provable and thus generate unrealistic examples by incorporating adversarial objectives, especially for GAN-based methods on large-scale datasets like ImageNet. In this paper, we propose a new method, called AdvDiff, to generate unrestricted adversarial examples with diffusion models. We design two novel adversarial guidance techniques to conduct adversarial sampling in the reverse generation process of diffusion models. These two techniques are effective and stable in generating high-quality, realistic adversarial examples by integrating gradients of the target classifier interpretably. Experimental results on MNIST and ImageNet datasets demonstrate that AdvDiff is effective in generating unrestricted adversarial examples, which outperforms state-of-the-art unrestricted adversarial attack methods in terms of attack performance and generation quality. + +Keywords: Unrestricted Adversarial Attacks $\cdot$ Diffusion Models $\cdot$ Interpretable Adversarial Diffusion Sampling + +# 1 Introduction + +While the deep learning (DL) community continues to explore the wide range of applications of DL models, researchers [37] have demonstrated that these models are highly susceptible to deception by adversarial examples. Adversarial examples are generated by adding perturbations to clean data. The perturbed examples can deceive DL classifiers with high confidence while remaining imperceptible to humans. Many strong attack methods [3,8,13,21,22,25] are proposed and investigated to improve the robustness of DL models. + +In contrast to existing perturbation-based adversarial attacks, Song et al. [35] found that using a well-trained generative adversarial network with an auxiliary classifier (AC-GAN) [29] can directly generate new adversarial examples without perturbing the clean data. These newly generated examples are considered unrestricted as they are obtained by optimizing input noise vectors + +without any norm restrictions. Compared to traditional adversarial examples, unrestricted adversarial examples [9,30] are more aggressive against current adversarial defenses. A malicious adversary can also generate an unlimited number of unrestricted adversarial examples using a trained GAN. + +Diffusion models [17] are likelihood-based generative models proposed recently, which emerged as a strong competitor to GANs. Diffusion models have outperformed GANs for image synthesis tasks [12, 19, 31]. Compared with GAN models, diffusion models are more stable during training and provide better distribution coverage. Diffusion models contain two processes: a forward diffusion process and a reverse generation process. The forward diffusion process gradually adds Gaussian noise to the data and eventually transforms it into noise. The reverse generation process aims to recover the data from the noise by a denoising-like technique. A well-trained diffusion model is capable of generating images with random noise input. Similar to GAN models, diffusion models can achieve adversarial attacks by incorporating adversarial objectives [4-6]. + +GAN-based unrestricted adversarial attacks often exhibit poor performance on high-quality datasets, particularly in terms of visual quality, because they directly add the PGD perturbations to the GAN latents without theoretic supports. These attacks tend to generate low-quality adversarial examples compared to benign GAN examples [35]. Therefore, these attacks are not imperceptible among GAN synthetic data. Diffusion models, however, offer state-of-the-art generation performance [12] on challenging datasets like LSUN [41] and ImageNet [10]. The conditional diffusion models can generate images based on specific conditions by sampling from a perturbed conditional Gaussian noise, which can be carefully modified with adversarial objectives. These properties make diffusion models more suitable for conducting unrestricted adversarial attacks. Nevertheless, existing adversarial attack methods using diffusion models [4-6] adopt similar PGD perturbations to the sample in each reverse generation process, making them generate relatively low-quality adversarial examples. + +In this paper, we propose a novel and interpretable unrestricted adversarial attack method called AdvDiff that utilizes diffusion models for adversarial examples generation, as shown in Figure 1. Specifically, AdvDiff uses a trained conditional diffusion model to conduct adversarial attacks with two new adversarial guidance techniques. 1) During the reverse generation process, we gradually add adversarial guidance by increasing the likelihood of the target attack label. 2) We perform the reverse generation process multiple times, adding adversarial prior knowledge to the initial noise with the noise sampling guidance. + +Our theoretical analysis indicates that these adversarial guidance techniques can effectively craft adversarial examples by the reverse generation process with adversarial conditional sampling. Furthermore, the sampling of AdvDiff benefits from stable and high sample quality of the diffusion models sampling, which leads to the generation of realistic unrestricted adversarial examples. Through extensive experiments conducted on two datasets, i.e., the high-quality dataset ImageNet, and the small, robust dataset MNIST, we have observed a significant improvement in the attack performance using AdvDiff with diffusion models. + +![](images/5da25d31598591bddc1684bd4891b2c06ccf5c64447a1bad730f49aff09ce165.jpg) +Fig.1: The two new guidance techniques in our AdvDiff to generate unrestricted adversarial examples. During the reverse generation process, the adversarial guidance is added at timestep $x_{t}$ , which injects the adversarial objective $y_{a}$ into the diffusion process. The noise sampling guidance modifies the original noise by increasing the conditional likelihood of $y_{a}$ . + +These results prove that our proposed AdvDiff is more effective than previous unrestricted adversarial attack methods in conducting unrestricted adversarial attacks to generate high-fidelity and diverse examples without decreasing the generation quality. + +Our contributions can be summarized as follows: + +- We propose AdvDiff, the new form unrestricted adversarial attack method that utilizes the reverse generation process of diffusion models to generate realistic adversarial examples. +- We design two new effective adversarial guidance techniques to the sampling process that incorporate adversarial objectives to the diffusion model without re-training the model. Theoretical analysis reveals that AdvDiff can generate unrestricted adversarial examples while preserving the high-quality and stable sampling of the conditional diffusion models. +- We perform extensive experiments to demonstrate that AdvDiff achieves an overwhelmingly better performance than GAN models on unrestricted adversarial example generation. + +# 2 Preliminaries + +In this section, we introduce the diffusion model and the classifier guidance for constructing our adversarial diffusion model. + +# 2.1 Diffusion Model + +The Denoising Diffusion Probabilistic Model (DDPM) [17] is utilized to learn the Gaussian transitions from $p(x_{t}) = \mathcal{N}(x_{t};0,\mathbf{I})$ to recover the data $x_0\sim q(x_0)$ + +with a Markov chain. We call this denoising-like process the reverse generation process. Following the pre-defined $T$ time steps, DDPM obtains a sequence of noisy data $\{x_{T - 1},\ldots ,x_1\}$ and finally recovers the data $x_0$ . It is defined as: + +$$ +p _ {\theta} \left(x _ {t - 1} \mid x _ {t}\right) := \mathcal {N} \left(x _ {t - 1}: \mu_ {\theta} \left(x _ {t}, t\right), \Sigma_ {\theta} \left(x _ {t}, t\right)\right) \tag {1} +$$ + +Conversely, the forward diffusion process leverages a fixed Markov chain to iteratively add Gaussian noise to the sampled data $x_0 \sim q(x_0)$ according to the scheduling function $\beta_1, \ldots, \beta_N$ . Specifically, it is defined as: + +$$ +q \left(x _ {t} \mid x _ {t - 1}\right) := \mathcal {N} \left(x _ {t}: \sqrt {1 - \beta_ {t}} x _ {t - 1}, \beta_ {t} \mathbf {I}\right) \tag {2} +$$ + +Training of the DDPM requires accurate inference of the mean value $\mu_{\theta}$ with a deep learning model in the reverse generation process. The objective is to learn the variational lower-bound (VLB) on $\log p_{\theta}(x_0)$ . In order to complete the training objective, we train the model $\epsilon_{\theta}$ to predict the added Gaussian noise in the forward diffusion process. The standard mean-squared error loss is adopted: + +$$ +\mathcal {L} _ {D D P M} := E _ {t \sim [ 1, T ], \epsilon \sim \mathcal {N} (0, \mathbf {I})} \| \epsilon - \epsilon_ {\theta} (x _ {t}, t) \| ^ {2} \tag {3} +$$ + +Song et al. [34] proposed DDIM, which provides an alternative noising process without restricting to a Markov chain. DDIM can achieve a much faster sampling than DDPM with the same training as DDPM. We perform experiments on both DDPM and DDIM to demonstrate the usability of our AdvDiff. DDPM is adopted to introduce our method for simplicity. + +# 2.2 Classifier-Guided Guidance + +Dhariwal et al. [12] achieved conditional diffusion sampling by adopting a trained classifier. The conditional information is injected into the diffusion model by modifying the mean value $\mu_{\theta}(x_t,t)$ of the samples according to the gradient of the prediction of the target class $y$ by the trained classifier. They adopted log probability to calculate the gradient, and the mean value is given by: + +$$ +\hat {\mu} _ {\theta} \left(x _ {t}, t\right) = \mu_ {\theta} \left(x _ {t}, t\right) + s \cdot \nabla_ {x _ {t}} \log p _ {\phi} (y | x _ {t}) \tag {4} +$$ + +where $s$ is the guidance scale. + +# 2.3 Classifier-Free Guidance + +Ho et al. [18] recently proposed a new conditional diffusion model using classifier-free guidance that injects class information without adopting an additional classifier. The classifier-free guidance utilizes a conditional diffusion model $p_{\theta}(x|y)$ for image synthesis with given labels. For effective training, they jointly train the unconditional diffusion model $p_{\theta}(x|\emptyset)$ and the conditional diffusion model $p_{\theta}(x|y)$ , where the unconditional diffusion model is simply replacing the label + +information with $\emptyset$ . Sampling is performed by pushing the model towards the latent space of $p_{\theta}(x|y)$ and away from $p_{\theta}(x|\emptyset)$ : + +$$ +\hat {\epsilon} _ {\theta} (x _ {t} | y) = \epsilon_ {\theta} (x _ {t} | \emptyset) + w \cdot (\epsilon_ {\theta} (x _ {t} | y) - \epsilon_ {\theta} (x _ {t} | \emptyset)) \tag {5} +$$ + +where $w$ is the weight parameter for class guidance and $\emptyset$ is the empty set. + +The idea of classifier-free guidance is inspired by the gradient of an implicit classifier $p^i(y|x) \propto p(x|y)/p(x)$ , the gradient of the classifier would be: + +$$ +\begin{array}{l} \nabla_ {x} \log p ^ {i} (y | x) \propto \nabla_ {x} \log p (x | y) - \nabla_ {x} \log p (x) \\ \propto \epsilon_ {\theta} \left(x _ {t} | y\right) - \epsilon_ {\theta} \left(x _ {t} | \emptyset\right) \tag {6} \\ \end{array} +$$ + +The classifier-free guidance has a good capability of generating high-quality conditional images, which is critical for performing adversarial attacks. The generation of these images does not rely on a classification model and thus can better fit the conditional distribution of the data. + +# 3 Adversarial Diffusion Sampling + +# 3.1 Rethinking Unrestricted Adversarial Examples + +Song et al. [35] presented a new form of adversarial examples called unrestricted adversarial examples (UAEs). These adversarial examples are not generated by adding perturbations over the clean data but are directly generated by any generative model. UAEs can be viewed as false negative errors in the classification tasks, and they can also bring server security problems to deep learning models. These generative-based UAEs can be formulated as: + +$$ +A _ {\mathrm {U A E}} \triangleq \{x \in \mathcal {G} \left(z _ {\mathrm {a d v}}, y\right) | y \neq f (x) \} \tag {7} +$$ + +where $f(\cdot)$ is the target model for unrestricted adversarial attacks. The unrestricted adversarial attacks aim to generate UAEs that fool the target model while still can be visually perceived as the image from ground truth label $y$ . + +Previous UAE works adopt GAN models for the generation of UAEs, and these works perturb the GAN latents by maximizing the cross-entropy loss of the target model, i.e., $\max_{z_{\mathrm{adv}}}\mathcal{L}(f(\mathcal{G}(z_{\mathrm{adv}},y)),y)$ . Ideally, the generated UAEs should guarantee similar generation quality to the samples crafted by standard $z$ because successful adversarial examples should be imperceptible to humans. In other words, UAEs should not be identified among the samples with adversarial latents and standard latents. + +However, due to GAN's poor interpretability, there's no theoretical support on $z_{adv}$ that can craft UAEs with normally trained GANs. The generator of GAN is not trained with $z_{adv} = z + \nabla \mathcal{L}$ but only $z \sim \mathcal{N}(0, \mathbf{I})$ . Therefore, GAN-based UAEs encounter a significant decrease in generation quality because samples with $z_{adv}$ are not well-trained compared with samples with $z \sim \mathcal{N}(0, \mathbf{I})$ . Moreover, the GAN latents are sampled from low dimensional latent spaces. Therefore, GANs are extremely sensitive to the latent $z$ [23, 33]. If we inject + +![](images/b014ae852a983804fe88f6a7063026e4aa47f5311d4a36bf77204d5ad2f883c6.jpg) +Fig. 2: Unrestricted adversarial examples generated by the diffusion model. The generated adversarial examples should be visually indistinguishable from clean data with label $y$ but wrongly classified by the target classifier $f$ . + +gradients of the classification results into GAN latents, GAN-based methods are more likely to generate flipped-label UAEs (images corresponding to the targeted attack label $y_{a}$ instead of the conditional generation label $y$ ) and distorted UAEs. However, these generation issues are hard to address only by attack success rate (ASR). In other words, even with a high ASR, some of the successful UAEs with GAN-based methods should be identified as failure cases for poor visual quality. However, such cases can not be reflected by ASR but can be evaluated by generation quality. All these problems may indicate that GAN models are not suitable for generative-based adversarial attacks. + +Diffusion models have shown better performance on image generation than GAN models [12]. They are log-likelihood models with interpretable generation processes. In this paper, we aim to generate UAEs by injecting the adversarial loss with theoretical proof and without sabotaging the benign generation process, where we increase the conditional likelihood on the target attack label by following the diffusion process. The perturbations are gradually injected with the backward generation process of the diffusion model by the same sample procedure. As shown in Figure 2, the diffusion model can sample images from the conditional distribution $p(x|y)$ . The samples from $p(x|y, f(x) \neq y)$ are the adversarial examples that are misclassified by $f(\cdot)$ . These examples also follow the data distribution $p(x|y)$ but on the other side of the label $y$ 's decision boundary of $f(\cdot)$ . Moreover, the diffusion model's generation process takes multiple sampling steps. Thus, we don't need one strong perturbation to the latent like GAN-based methods. The AdvDiff perturbations at each step are unnoticeable, and perturbations are added to the high dimensional sampled data rather than low dimensional latents. Therefore, AdvDiff with diffusion models can preserve the generation quality and barely generates flipped-label or distorted UAEs. + +# 3.2 Adversarial Diffusion Sampling with Theoretical Support + +There are several existing adversarial attack methods [4-6] that adopt diffusion models to generate adversarial examples. However, these methods still adopt + +PGD or I-FGSM gradients to perturb the diffusion process for constructing adversarial examples. As discussed earlier, the generation process of diffusion models is a specially designed sampling process from given distributions. Such adversarial gradients change the original generation process and can harm the generation quality of the diffusion model. Additionally, these methods fail to give a comprehensive discussion of the adversarial guidance with theoretical analysis. Therefore, we aim to design a general and interpretable method to generate adversarial examples using diffusion models without affecting the benign diffusion process. + +# 3.3 Adversarial Guidance + +Inspired by Dhariwal's work [12] that achieves the conditional image generation by classifier gradient guidance $\nabla_{x_t}\log p_\phi (y|x_t)$ , we generate our UAEs with adversarial gradient guidance over the reverse generation process. Our attack aims at utilizing a conditional diffusion model $\epsilon_{\theta}(x_{t},y)$ to generate $x_0$ fits the ground truth label $y$ while deceiving the target classifier with $p_f(x_0)\neq y$ . These generated samples are the false negative results in $p_f$ 's classification results. + +Normally, we will obtain the images with label $y$ by following the standard reverse generation process with classifier-free guidance: + +$$ +x _ {t - 1} = \mu \left(x _ {t}, y\right) + \sigma_ {t} \varepsilon \tag {8} +$$ + +where $\mu (x_{t},y)$ is the conditional mean value and $\varepsilon$ is sampled from $\varepsilon \sim \mathcal{N}(0,\mathbf{I})$ . + +Sampling by Equation 8, we obtain the samples with the generation process $p(x_{t-1}|x_t,y)$ . Following the above-mentioned definition of UAEs, we can get our adversarial examples by adding adversarial guidance to the standard reverse process, which is performing another sampling with the adversarial generation process $p(x_{t-1}^*|x_{t-1},f(x)\neq y)$ . We find that specifying a target label for the adversarial generation process is more effective during experiments. Suggest the target label $y_a$ is the target for the adversarial attacks, the adversarial example is sampled by the following steps: + +$$ +x _ {t - 1} ^ {*} = x _ {t - 1} + \sigma_ {t} ^ {2} s \nabla_ {x _ {t - 1}} \log p _ {f} \left(y _ {a} \mid x _ {t - 1}\right) \tag {9} +$$ + +where $s$ is the adversarial guidance scale. The derivation of Equation 9 is given in Appendix A. Intuitively, the adversarial guidance encourages the generation of samples with a higher likelihood of the target label. + +In practice, we utilize the classifier-free guidance to train a conditional diffusion model $\epsilon_{\theta}(\cdot)$ as our basic generation model. + +# 3.4 Noise Sampling Guidance + +We can improve the reverse process by adding an adversarial label prior to the noise data $x_{T}$ . The UAEs are a subset of the dataset labeled with $y$ . They can be viewed as the conditional probability distribution with $p(x|y, f(x) = y_a)$ during + +![](images/1533fd941ba6f4c48111a4b9b265f10954bc49fb42a27344a3d9ea6200e5f042.jpg) +Fig. 3: Adversarial examples on the MNIST dataset. Perturbation-based attack methods generate noise patterns to conduct attacks, while unrestricted adversarial attacks (U-GAN and AdvDiff) are imperceptible to the clean data. + +sampling, and $y_{a}$ is the target label for the adversarial attack. Therefore, we can add the adversarial label prior to $x_{t}$ with Bayes' theorem: + +$$ +\begin{array}{l} p \left(x _ {T} \mid y _ {a}\right) = \frac {p \left(y _ {a} \mid x _ {T}\right) p \left(x _ {T}\right)}{p \left(y _ {a}\right)} = \frac {p \left(y _ {a} \mid x _ {T} , x _ {0}\right) p \left(x _ {T} \mid x _ {0}\right)}{p \left(y _ {a} \mid x _ {0}\right)} \\ = p \left(x _ {T} \mid x _ {0}\right) e ^ {\log p \left(y _ {a} \mid x _ {T}\right) - \log p \left(y _ {a} \mid x _ {0}\right)} \tag {10} \\ \end{array} +$$ + +We can infer the $x_{t}$ with the adversarial prior by Equation 10, i.e., + +$$ +x _ {T} = \left(\mu \left(x _ {0}, y\right) + \sigma_ {t} \varepsilon\right) + \bar {\sigma} _ {T} ^ {2} a \nabla_ {x _ {0}} \log p _ {f} \left(y _ {a} \mid x _ {0}\right) \tag {11} +$$ + +where $a$ is the noise sampling guidance scale. See Appendix B for detailed proof. + +Equation 11 is similar to Equation 9 as they both add adversarial guidance to the reverse generation process. However, the noise sampling guidance is added to $x_{T}$ according to the final classification gradient $\nabla_{x_0}\log p_f(y_a|x_0)$ , which provides a strong adversarial guidance signal directly to the initial input of the generative model. The gradient of Equation 11 is effective as it reflects the eventual classification result of the target classifier. + +# 3.5 Training-Free Adversarial Attack + +The proposed adversarial attack does not require additional modification on the training of the diffusion model. The adversarial examples are sampled by using Algorithm 1 over the trained classifier-free diffusion model $\epsilon_{\theta}(\cdot)$ . We give the AdvDiff algorithm on DDIM in the Appendix. + +# 4 Experiments + +Datasets and target models. We use two datasets for major evaluation: MNIST [11] and ImageNet [10]. MNIST is a 10-classes dataset consisting of handwritten numbers from 0 to 9. We adopt the MNIST dataset to evaluate our method for low-quality robust image generation. ImageNet is a large visual + +Algorithm 1 DDPM Adversarial Diffusion Sampling +Require: $y_{a}$ : target label for adversarial attack +Require: $y$ : ground truth class label +Require: $s,a$ : adversarial guidance scale +Require: $w$ : classification guidance scale +Require: $N$ : noise sampling guidance steps +Require: $T$ : reverse generation process timestep +1: $x_{T}\sim \mathcal{N}(0,\mathbf{I})$ +2: $x_{adv} = \emptyset$ +3: for $i = 1\dots N$ do +4: for $t = T,\ldots ,1$ do +5: $\tilde{\epsilon}_t = (1 + w)\epsilon_\theta (x_t,y) - w\epsilon_\theta (x_t)$ +6: Classifier-free sampling $x_{t - 1}$ with $\tilde{\epsilon}_t$ +7: Input $x_{t - 1}$ to target model and get the gradient $\log p_f(y_a|x_{t - 1})$ +8: $x_{t - 1}^{*} = x_{t - 1} + \sigma_{t}^{2}s\nabla_{x_{t - 1}}\log p_{f}(y_{a}|x_{t - 1})$ +9: end for +10: Obtain classification result from $f(x_0)$ +11: Compute the gradient with $\log p_f(y_a|x_0)$ +12: Update $x_{T}$ by $x_{T} = x_{T} + \bar{\sigma}_{T}^{2}a\nabla_{x_{0}}\log p_{f}(y_{a}|x_{0})$ +13: $x_{adv}\gets x_0$ if $f(x_0) = y_a$ +14: end for +15: return $x_{adv}$ + +database with 1000 object classes and is used for the high-quality generation task. For target classifiers, we adopt simple LeNet5 [20], and ResNet18 [15] for the MNIST dataset, and the widely-used ResNet50 [15] and WideResNet50-2 [42] for the ImageNet dataset. + +Comparisons. It is not applicable to give a clear comparison between perturbation attacks and unrestricted attacks because perturbation attacks have the corresponding ground truth while unrestricted attacks do not. We mainly compare our method with the unrestricted adversarial attack U-GAN [35] and give the discussion with the AutoAttack [8], PGD [25], BIM [13], and C&W [3] perturbation-based attacks under norm $\ell_{\mathrm{inf}} = 8 / 255$ . For U-GAN, We adopt AC-GAN [29] for the MNIST dataset, and SAGAN [43] and BigGAN [2] for the ImageNet dataset, as AC-GAN has shown poor performance on ImageNet. We use the official code from DiffAttack [4] and implement AdvDiffuser by ourselves [5] for comparisons. We do not compare with Chen et al. [6], because they use a similar method as DiffAttack and without official code. Because existing diffusion model attacks are all untargeted attacks, we include the untargeted version of AdvDiff for a clear comparison, which is represented by "AdvDiff-Untargeted". + +Implementation details. Because our adversarial diffusion sampling does not require additional training to the original diffusion model, we use the pretrained diffusion model in our experiment. We adopt DDPM [17] with classifier-free guidance for the MNIST dataset and Latent Diffusion Model (LDM) [31] with DDIM sampler for the ImageNet dataset. For MNIST dataset, we use $N =$ + +![](images/8ac12a995e014175a5b10aa7691ad5b539c234a58f2b2e94a00ac54fadad2f6d.jpg) +Fig. 4: Comparisons of unrestricted adversarial attacks between GANs and diffusion models on two datasets.. Left: generated samples from U-GAN (BigGAN for ImageNet dataset). Right: generated samples from AdvDiff. We generate unrestricted adversarial examples on the MNIST "0" label and ImageNet "mushroom" label. U-GAN is more likely to generate adversarial examples with the target label, i.e., examples with red font. However, AdvDiff tends to generate the "false negative" samples by the target classifier by combing features from the target label. + +![](images/d23d31f87fe4481def9d3667cc056677692868157ba4d6579cd6c9e81ea7f2c9.jpg) + +10, $s = 0.5$ , and $a = 1.0$ . And $N = 5$ , $s = 0.7$ , and $a = 0.5$ for ImageNet dataset. More details and experiments are given in the Appendix. + +Evaluation metrics. We utilize the top-1 classification result to evaluate the Attack Success Rate (ASR) on different attack methods under untargeted attack settings. As discussed earlier, GAN-based UAEs often encounter severe generation quality drops compared to benign GAN samples. Therefore, we give comparisons of generation performance on ImageNet to evaluate the attack performance of different UAEs in imperceptibly. The results are averaged with five runs. We use ResNet50 as the target model for default settings. + +# 4.1 Attack Performance + +MNIST We show the attack success rate against the normally trained model and adversarially trained model [25] in the MNIST dataset. All the selected adversarial attacks achieve over $90\%$ attack success rate against the normally trained model. The adversarially trained model can effectively defend against perturbation-based adversarial attacks for their noise-like perturbation generation patterns, as reported in Table 1. However, the UAEs obviously perform better with their non-perturbed image generation. Despite the fact that the unrestricted attack can break through the adversarial defenses, the crafted adversarial examples should also be imperceptible to humans for a reasonably successful attack. The visualized adversarial examples in Figure 3 show that the + +Table 1: The attack success rate on MNIST dataset. + +
MethodASR(%)
LeNet5ResNet18
Clean PGD-ATClean PGD-AT
PGD99.825.699.320.8
BIM99.634.610031.5
C&W10068.610064.5
U-GAN88.579.485.675.1
AdvDiff94.288.692.186.5
+ +Table 2: The attack success rate on ImageNet dataset. U-SAGAN and U-BigGAN represent the base GAN models for U-GAN are SAGAN and BigGAN, respectively. + +
MethodASR(%)Time (s)
ResNet50WideResNet50-2
CleanDiffPurePGD-ATCleanDiffPurePGD-AT
AutoAttack95.122.256.294.920.655.40.5
U-SAGAN99.330.580.698.928.670.110.4
U-BigGAN96.840.181.596.535.578.411.2
AdvDiffuser95.428.990.694.626.588.938.6
DiffAttack92.830.688.490.627.685.328.2
AdvDiff99.841.692.499.938.590.69.2
AdvDiff-Untargeted99.575.294.599.470.592.69.6
+ +perturbation-based adversarial attacks tend to blur the original images while U-GAN can generate mistrlabeled adversarial examples. + +ImageNet It is reported that deep learning models on ImageNet are extremely vulnerable to adversarial attacks. However, the state-of-the-art adversarial defense DiffPure [28] and adversarial training [25] can still defend against the perturbation-based attacks, as reported in Table 2. More UAEs evade the current defenses, but the generation quality of U-GAN is relatively poor compared to our adversarial examples. This phenomenon also shows that the performance of UAEs is heavily affected by the generation quality of the generation model. The adversarial examples generated by AdvDiff are more aggressive and stealthy than U-GAN's. Meanwhile, the generation speed of AdvDiff is the best among all the unrestricted adversarial attack methods. Note that we adopt the clean images generated by LDM to achieve DiffAttack and AutoAttack for a fair comparison. + +# 4.2 Generation Quality: True ASR for UAEs + +We witness similar ASR with U-GAN and AdvDiff. However, imperceptibility is also critical for a successful unrestricted adversarial attack, so we adopt the evaluation metrics in [12] to compare the generation quality with and without performing unrestricted attacks. Table 3 shows that the AdvDiff achieves an overwhelming better IS score and similar FID score on the large-scale ImageNet dataset, where FID [16] and IS [32] scores are commonly adopted for evaluating the quality of a generative model. Because the generation of UAEs does not modify the data distribution of the generated images, the Precision score can be inferred as generation quality, while the Recall score indicates the flipped-label problems. We witness the frequent generation of flipped-label UAEs and low-quality UAEs from GAN-based methods, which is reflected by the decrease in the Precision score and the increase in the Recall score. Figure 4 illustrates this problem with some examples. It can be further proved that U-BigGAN achieves much higher image quality on non-reference metrics than reference metrics, as shown in Table 4. + +We find the IS score is heavily affected by the transferability of adversarial examples due to the calculation method. Therefore, we further compare the im + +Table 3: The generation performance on the ImagetNet dataset. + +
MethodFID (↓)sFID (↓)IS (↑)Precision (↑)Recall (↑)
SAGAN41.950.226.70.500.51
BigGAN19.345.7250.30.950.21
LDM12.325.4385.50.940.73
U-SAGAN52.8/+26%52.2/+4%12.5/-53%0.580.57
U-BigGAN25.4/+31%52.1/+14%129.4/-48%0.810.35
AdvDiffuser26.8/+117%38.6/+51%206.8/-46%0.700.75
DiffAttack20.5/+66%40.2/+58%264.3/-31%0.830.73
AdvDiff16.2/+31%30.4/+20%343.8/-10%0.900.75
AdvDiff-Untargeted22.8/+85%33.4/+28%220.8/-45%0.850.76
+ +Table 4: The image quality on the ImagetNet dataset. + +
MethodFID (↓) LPIPS (↓) SSIM (↑)BRISQUE [26] (↓) TRES (↑)
AutoAttack26.50.720.2134.469.8
U-BigGAN25.40.500.3219.480.3
AdvDiffuser26.80.210.8418.975.6
DiffAttack20.50.150.7522.667.8
AdvDiff16.20.030.9618.182.1
AdvDiff-Untargeted22.80.140.8516.276.8
+ +age quality of adversarial examples by commonly used metrics in Table 4. The results show that AdvDiff (average 5 out of 5) and AdvDiff-Untargeted (average 4 out of 5) outperform existing adversarial attack methods using diffusion models. The perturbation-based adversarial attacks, i.e., AutoAttack, achieve much worse image quality compared with UAEs. + +# 4.3 UAEs against Defenses and Black-box Models + +Current defenses assume the adversarial examples are based on perturbations over data from the training dataset, i.e., $x_{adv} = x + \nabla \mathcal{L}, x \in D$ . However, UAEs are synthetic data generated by the generative model. Because of different data sources, current defenses are hard to defend UAEs, which brings severe security concerns to deep learning applications. The proposed AdvDiff achieves an average of $36.8\%$ ASR against various defenses, while AutoAttack only achieves $30.7\%$ ASR with significantly lower image quality. We also test the attack transferability of AdvDiff and the results show that the untargeted version of AdvDiff achieves the best performance against black-box models. Experiment results are given in Table 5. + +# 4.4 Better Adversarial Diffusion Sampling + +We present detailed comparisons with DiffAttack and AdvDiffuser. The results show that the proposed adversarial guidance achieves significantly higher gener- + +Table 5: The attack success rates (\%) of ResNet50 examples for transfer attack and attack against defenses on the ImagetNet dataset. + +
MethodResNet-152 [15]Inception v3 [36]ViT-B [14]BEiT [1]
AutoAttack32.538.69.345.3
U-BigGAN30.835.330.169.4
AdvDiffuser18.320.018.579.4
DiffAttack21.143.917.478.0
AdvDiff20.514.917.878.8
AdvDiff-Untargeted52.042.736.081.5
MethodAdv-Inception [25]AdvProp [38]DiffPure [28]HGD [24]
AutoAttack14.669.622.220.5
U-BigGAN40.675.240.122.6
AdvDiffuser24.484.030.510.8
DiffAttack30.985.130.620.5
AdvDiff19.489.741.617.8
AdvDiff-Untargeted60.195.375.253.8
MethodR&P [39]RS [7]NRP [27]Bit-Red [40]
AutoAttack20.638.939.419.8
U-BigGAN14.234.530.913.1
AdvDiffuser15.438.440.511.4
DiffAttack23.740.838.520.1
AdvDiff17.447.645.215.8
AdvDiff-Untargeted56.882.874.252.6
+ +ation quality than PGD-based adversarial guidance. With PGD gradient guidance, the diffusion model generates images with a similar Recall score but a much lower Precision score, which indicates that the PGD gradient influences the benign generation process and causes the generation of low-quality images. The result proves that the adversarial guidance of diffusion models should be carefully designed without affecting the benign sampling process. Meanwhile, the generation speed of AdvDiff is the best among the existing diffusion attack methods. Note that AdvDiff (36.8%) slightly outperforms AdvDiffuser (32.0%) and DiffAttack (36.2%) against defenses. However, previous attacks achieve slightly better transfer attack performance than the original AdvDiff. The reason could be the gradient of the cross-entropy loss is shared among nearly all the deep learning models and is better at attack transferability against these models. Nevertheless, the untargeted version of AdvDiff achieves overwhelmingly better performance, which further demonstrates the effectiveness of the proposed adversarial sampling. But the generation quality is affected, we leave a better design in the future work. + +# 4.5 Ablation Study + +We discuss the impact of the parameters of AdvDiff in the subsection. Note that our proposed method does not require re-training the conditional diffusion models. The ablation study is performed only on the sampling process. + +![](images/ce4f9a26ebdbc65a7ee9903bf5e1b9220f780016fc988296552d04e36e4e3bb2.jpg) +Fig. 5: Ablation study of the impact of parameters in AdvDiff. The results are generated from the ImageNet dataset against the ResNet50 model. We adopt the ASR and IS scores to show the impact of attack performance and generation quality. + +![](images/0b064a4b341c9edb1a7092322b47845a8b6abb4301840a32709edfe9a2734e77.jpg) + +![](images/d24640dcb859520199c15b4df1c4d343dbed05ab852df7c44da5ea2589919488.jpg) + +![](images/2c11bf65c1b103b87fa05c83a7008a0978b8ee472a74027c713f236cb7e957b4.jpg) + +Adversarial guidance scale $s$ and $a$ . The magnitudes of $s$ and $a$ greatly affect the ASR of AdvDiff, as shown in Figure 5. Noted that we witness the generation of unrealistic images when setting the adversarial guidance extremely large. See the Appendix for detailed discussions. + +Noise sampling guidance steps $N$ . Like the iteration times of GAN-based unrestricted adversarial attacks, larger steps $N$ can effectively increase the attack performance against an accurate classifier, as shown in Figure 5. However, it can affect the initial noise distribution and hence decreases the generation quality. During experiments, we observe that adversarial guidance is already capable of generating adversarial examples with high ASR. Thus, we can set a small noise sampling guidance step $N$ for better sample quality. + +Adversarial guidance timestep $t^*$ . The reverse diffusion process gradually denoises the input noise. Therefore we generally get noisy images at most timesteps. Because the target classifier is not able to classify the noisy input, the adversarial guidance is not effective in the early reverse diffusion process. Figure 5 shows our results, and we can improve the performance of adversarial guidance by training a separate classifier, which we leave for future work. + +# 5 Conclusion + +In this work, we propose a new method called AdvDiff, which can conduct unrestricted adversarial attacks using any pre-trained conditional diffusion model. We propose two novel adversarial guidance techniques in AdvDiff that lead diffusion models to obtain high-quality, realistic adversarial examples without disrupting the diffusion process. Experiments show that our AdvDiff vastly outperforms GAN-based and diffusion-based attacks in terms of attack success rate and image generation quality, especially in the ImageNet dataset. AdvDiff indicates that diffusion models have demonstrated effectiveness in adversarial attacks, and highlights the need for further research to enhance AI model robustness against unrestricted attacks. + +# Acknowledgements + +This work was supported in part by HK RGC GRF under Grant PolyU 15201323. + +# References + +1. Bao, H., Dong, L., Piao, S., Wei, F.: BEit: BERT pre-training of image transformers. In: International Conference on Learning Representations (2022) +2. Brock, A., Donahue, J., Simonyan, K.: Large scale gan training for high fidelity natural image synthesis. 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Unrestricted adversarial attacks present a serious threat to deep learning models and adversarial defense techniques. They pose severe security problems for deep learning applications because they can effectively bypass defense mechanisms. However, previous attack methods often directly inject Projected Gradient Descent (PGD) gradients into the sampling of generative models, which are not theoretically provable and thus generate unrealistic examples by incorporating adversarial objectives, especially for GAN-based methods on large-scale datasets like ImageNet. In this paper, we propose a new method, called AdvDiff, to generate unrestricted adversarial examples with diffusion models. We design two novel adversarial guidance techniques to conduct adversarial sampling in the reverse generation process of diffusion models. These two techniques are effective and stable in generating high-quality, realistic adversarial examples by integrating gradients of the target classifier interpretably. Experimental results on MNIST and ImageNet datasets demonstrate that AdvDiff is effective in generating unrestricted adversarial examples, which outperforms state-of-the-art unrestricted adversarial attack methods in terms of attack performance and generation quality." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "spans": [ + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "type": "text", + "content": "Keywords: Unrestricted Adversarial Attacks " + }, + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "type": "text", + "content": " Diffusion Models " + }, + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 456, + 453, + 479 + ], + "type": "text", + "content": " Interpretable Adversarial Diffusion Sampling" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 498, + 230, + 511 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 498, + 230, + 511 + ], + "spans": [ + { + "bbox": [ + 132, + 498, + 230, + 511 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "content": "While the deep learning (DL) community continues to explore the wide range of applications of DL models, researchers [37] have demonstrated that these models are highly susceptible to deception by adversarial examples. Adversarial examples are generated by adding perturbations to clean data. The perturbed examples can deceive DL classifiers with high confidence while remaining imperceptible to humans. Many strong attack methods [3,8,13,21,22,25] are proposed and investigated to improve the robustness of DL models." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "In contrast to existing perturbation-based adversarial attacks, Song et al. [35] found that using a well-trained generative adversarial network with an auxiliary classifier (AC-GAN) [29] can directly generate new adversarial examples without perturbing the clean data. These newly generated examples are considered unrestricted as they are obtained by optimizing input noise vectors" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "without any norm restrictions. Compared to traditional adversarial examples, unrestricted adversarial examples [9,30] are more aggressive against current adversarial defenses. A malicious adversary can also generate an unlimited number of unrestricted adversarial examples using a trained GAN." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 167, + 480, + 299 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 167, + 480, + 299 + ], + "spans": [ + { + "bbox": [ + 130, + 167, + 480, + 299 + ], + "type": "text", + "content": "Diffusion models [17] are likelihood-based generative models proposed recently, which emerged as a strong competitor to GANs. Diffusion models have outperformed GANs for image synthesis tasks [12, 19, 31]. Compared with GAN models, diffusion models are more stable during training and provide better distribution coverage. Diffusion models contain two processes: a forward diffusion process and a reverse generation process. The forward diffusion process gradually adds Gaussian noise to the data and eventually transforms it into noise. The reverse generation process aims to recover the data from the noise by a denoising-like technique. A well-trained diffusion model is capable of generating images with random noise input. Similar to GAN models, diffusion models can achieve adversarial attacks by incorporating adversarial objectives [4-6]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 301, + 481, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 301, + 481, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 301, + 481, + 469 + ], + "type": "text", + "content": "GAN-based unrestricted adversarial attacks often exhibit poor performance on high-quality datasets, particularly in terms of visual quality, because they directly add the PGD perturbations to the GAN latents without theoretic supports. These attacks tend to generate low-quality adversarial examples compared to benign GAN examples [35]. Therefore, these attacks are not imperceptible among GAN synthetic data. Diffusion models, however, offer state-of-the-art generation performance [12] on challenging datasets like LSUN [41] and ImageNet [10]. The conditional diffusion models can generate images based on specific conditions by sampling from a perturbed conditional Gaussian noise, which can be carefully modified with adversarial objectives. These properties make diffusion models more suitable for conducting unrestricted adversarial attacks. Nevertheless, existing adversarial attack methods using diffusion models [4-6] adopt similar PGD perturbations to the sample in each reverse generation process, making them generate relatively low-quality adversarial examples." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 472, + 481, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 481, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 481, + 567 + ], + "type": "text", + "content": "In this paper, we propose a novel and interpretable unrestricted adversarial attack method called AdvDiff that utilizes diffusion models for adversarial examples generation, as shown in Figure 1. Specifically, AdvDiff uses a trained conditional diffusion model to conduct adversarial attacks with two new adversarial guidance techniques. 1) During the reverse generation process, we gradually add adversarial guidance by increasing the likelihood of the target attack label. 2) We perform the reverse generation process multiple times, adding adversarial prior knowledge to the initial noise with the noise sampling guidance." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": "Our theoretical analysis indicates that these adversarial guidance techniques can effectively craft adversarial examples by the reverse generation process with adversarial conditional sampling. Furthermore, the sampling of AdvDiff benefits from stable and high sample quality of the diffusion models sampling, which leads to the generation of realistic unrestricted adversarial examples. Through extensive experiments conducted on two datasets, i.e., the high-quality dataset ImageNet, and the small, robust dataset MNIST, we have observed a significant improvement in the attack performance using AdvDiff with diffusion models." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "X. 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During the reverse generation process, the adversarial guidance is added at timestep " + }, + { + "bbox": [ + 131, + 251, + 480, + 306 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 131, + 251, + 480, + 306 + ], + "type": "text", + "content": ", which injects the adversarial objective " + }, + { + "bbox": [ + 131, + 251, + 480, + 306 + ], + "type": "inline_equation", + "content": "y_{a}" + }, + { + "bbox": [ + 131, + 251, + 480, + 306 + ], + "type": "text", + "content": " into the diffusion process. The noise sampling guidance modifies the original noise by increasing the conditional likelihood of " + }, + { + "bbox": [ + 131, + 251, + 480, + 306 + ], + "type": "inline_equation", + "content": "y_{a}" + }, + { + "bbox": [ + 131, + 251, + 480, + 306 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 331, + 479, + 378 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 331, + 479, + 378 + ], + "spans": [ + { + "bbox": [ + 131, + 331, + 479, + 378 + ], + "type": "text", + "content": "These results prove that our proposed AdvDiff is more effective than previous unrestricted adversarial attack methods in conducting unrestricted adversarial attacks to generate high-fidelity and diverse examples without decreasing the generation quality." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 379, + 361, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 379, + 361, + 389 + ], + "spans": [ + { + "bbox": [ + 146, + 379, + 361, + 389 + ], + "type": "text", + "content": "Our contributions can be summarized as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 401, + 480, + 533 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 138, + 401, + 480, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 401, + 480, + 436 + ], + "spans": [ + { + "bbox": [ + 138, + 401, + 480, + 436 + ], + "type": "text", + "content": "- We propose AdvDiff, the new form unrestricted adversarial attack method that utilizes the reverse generation process of diffusion models to generate realistic adversarial examples." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 437, + 480, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 437, + 480, + 495 + ], + "spans": [ + { + "bbox": [ + 138, + 437, + 480, + 495 + ], + "type": "text", + "content": "- We design two new effective adversarial guidance techniques to the sampling process that incorporate adversarial objectives to the diffusion model without re-training the model. Theoretical analysis reveals that AdvDiff can generate unrestricted adversarial examples while preserving the high-quality and stable sampling of the conditional diffusion models." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 497, + 479, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 497, + 479, + 533 + ], + "spans": [ + { + "bbox": [ + 138, + 497, + 479, + 533 + ], + "type": "text", + "content": "- We perform extensive experiments to demonstrate that AdvDiff achieves an overwhelmingly better performance than GAN models on unrestricted adversarial example generation." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 552, + 233, + 564 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 552, + 233, + 564 + ], + "spans": [ + { + "bbox": [ + 132, + 552, + 233, + 564 + ], + "type": "text", + "content": "2 Preliminaries" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 578, + 479, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 578, + 479, + 601 + ], + "spans": [ + { + "bbox": [ + 131, + 578, + 479, + 601 + ], + "type": "text", + "content": "In this section, we introduce the diffusion model and the classifier guidance for constructing our adversarial diffusion model." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 620, + 241, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 620, + 241, + 632 + ], + "spans": [ + { + "bbox": [ + 132, + 620, + 241, + 632 + ], + "type": "text", + "content": "2.1 Diffusion Model" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": "The Denoising Diffusion Probabilistic Model (DDPM) [17] is utilized to learn the Gaussian transitions from " + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "inline_equation", + "content": "p(x_{t}) = \\mathcal{N}(x_{t};0,\\mathbf{I})" + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": " to recover the data " + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "inline_equation", + "content": "x_0\\sim q(x_0)" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 414, + 91, + 449, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 414, + 91, + 449, + 100 + ], + "spans": [ + { + "bbox": [ + 414, + 91, + 449, + 100 + ], + "type": "text", + "content": "AdvDiff" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "with a Markov chain. We call this denoising-like process the reverse generation process. Following the pre-defined " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": " time steps, DDPM obtains a sequence of noisy data " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "\\{x_{T - 1},\\ldots ,x_1\\}" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": " and finally recovers the data " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": ". It is defined as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 213, + 163, + 481, + 176 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 213, + 163, + 481, + 176 + ], + "spans": [ + { + "bbox": [ + 213, + 163, + 481, + 176 + ], + "type": "interline_equation", + "content": "p _ {\\theta} \\left(x _ {t - 1} \\mid x _ {t}\\right) := \\mathcal {N} \\left(x _ {t - 1}: \\mu_ {\\theta} \\left(x _ {t}, t\\right), \\Sigma_ {\\theta} \\left(x _ {t}, t\\right)\\right) \\tag {1}", + "image_path": "fb29ea024ba17724dbd7f243883c2706c7a2e8b52c4cf20b180df2dce47cb6f9.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "spans": [ + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "type": "text", + "content": "Conversely, the forward diffusion process leverages a fixed Markov chain to iteratively add Gaussian noise to the sampled data " + }, + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "type": "inline_equation", + "content": "x_0 \\sim q(x_0)" + }, + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "type": "text", + "content": " according to the scheduling function " + }, + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "type": "inline_equation", + "content": "\\beta_1, \\ldots, \\beta_N" + }, + { + "bbox": [ + 130, + 185, + 480, + 222 + ], + "type": "text", + "content": ". Specifically, it is defined as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 224, + 232, + 481, + 246 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 232, + 481, + 246 + ], + "spans": [ + { + "bbox": [ + 224, + 232, + 481, + 246 + ], + "type": "interline_equation", + "content": "q \\left(x _ {t} \\mid x _ {t - 1}\\right) := \\mathcal {N} \\left(x _ {t}: \\sqrt {1 - \\beta_ {t}} x _ {t - 1}, \\beta_ {t} \\mathbf {I}\\right) \\tag {2}", + "image_path": "5d52ea23e4d20d61c6cf706fd09f3256e6ff93ba297eb4301637c678846e9b15.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "text", + "content": "Training of the DDPM requires accurate inference of the mean value " + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}" + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "text", + "content": " with a deep learning model in the reverse generation process. The objective is to learn the variational lower-bound (VLB) on " + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\log p_{\\theta}(x_0)" + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "text", + "content": ". In order to complete the training objective, we train the model " + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}" + }, + { + "bbox": [ + 130, + 255, + 479, + 316 + ], + "type": "text", + "content": " to predict the added Gaussian noise in the forward diffusion process. The standard mean-squared error loss is adopted:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 214, + 327, + 481, + 341 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 214, + 327, + 481, + 341 + ], + "spans": [ + { + "bbox": [ + 214, + 327, + 481, + 341 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {D D P M} := E _ {t \\sim [ 1, T ], \\epsilon \\sim \\mathcal {N} (0, \\mathbf {I})} \\| \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t) \\| ^ {2} \\tag {3}", + "image_path": "bb549fe02e08d9ec56b1d0564a2bfd3de9401e7f5aa2bf0811ba93097cc4f6dc.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 346, + 482, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 482, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 482, + 407 + ], + "type": "text", + "content": "Song et al. [34] proposed DDIM, which provides an alternative noising process without restricting to a Markov chain. DDIM can achieve a much faster sampling than DDPM with the same training as DDPM. We perform experiments on both DDPM and DDIM to demonstrate the usability of our AdvDiff. DDPM is adopted to introduce our method for simplicity." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 426, + 299, + 437 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 426, + 299, + 437 + ], + "spans": [ + { + "bbox": [ + 131, + 426, + 299, + 437 + ], + "type": "text", + "content": "2.2 Classifier-Guided Guidance" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "type": "text", + "content": "Dhariwal et al. [12] achieved conditional diffusion sampling by adopting a trained classifier. The conditional information is injected into the diffusion model by modifying the mean value " + }, + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}(x_t,t)" + }, + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "type": "text", + "content": " of the samples according to the gradient of the prediction of the target class " + }, + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 447, + 482, + 509 + ], + "type": "text", + "content": " by the trained classifier. They adopted log probability to calculate the gradient, and the mean value is given by:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 219, + 518, + 481, + 531 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 518, + 481, + 531 + ], + "spans": [ + { + "bbox": [ + 219, + 518, + 481, + 531 + ], + "type": "interline_equation", + "content": "\\hat {\\mu} _ {\\theta} \\left(x _ {t}, t\\right) = \\mu_ {\\theta} \\left(x _ {t}, t\\right) + s \\cdot \\nabla_ {x _ {t}} \\log p _ {\\phi} (y | x _ {t}) \\tag {4}", + "image_path": "6026789dfd39dcfd193dfac628b18347654017df66379c9cd74a93e4c002fff0.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 540, + 265, + 553 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 540, + 265, + 553 + ], + "spans": [ + { + "bbox": [ + 131, + 540, + 265, + 553 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 540, + 265, + 553 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 131, + 540, + 265, + 553 + ], + "type": "text", + "content": " is the guidance scale." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 572, + 284, + 583 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 572, + 284, + 583 + ], + "spans": [ + { + "bbox": [ + 131, + 572, + 284, + 583 + ], + "type": "text", + "content": "2.3 Classifier-Free Guidance" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": "Ho et al. [18] recently proposed a new conditional diffusion model using classifier-free guidance that injects class information without adopting an additional classifier. The classifier-free guidance utilizes a conditional diffusion model " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "p_{\\theta}(x|y)" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " for image synthesis with given labels. For effective training, they jointly train the unconditional diffusion model " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "p_{\\theta}(x|\\emptyset)" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " and the conditional diffusion model " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "p_{\\theta}(x|y)" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": ", where the unconditional diffusion model is simply replacing the label" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 218, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 218, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 218, + 101 + ], + "type": "text", + "content": "X. Dai et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "information with " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\emptyset" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": ". Sampling is performed by pushing the model towards the latent space of " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "p_{\\theta}(x|y)" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " and away from " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "p_{\\theta}(x|\\emptyset)" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 210, + 150, + 481, + 162 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 150, + 481, + 162 + ], + "spans": [ + { + "bbox": [ + 210, + 150, + 481, + 162 + ], + "type": "interline_equation", + "content": "\\hat {\\epsilon} _ {\\theta} (x _ {t} | y) = \\epsilon_ {\\theta} (x _ {t} | \\emptyset) + w \\cdot (\\epsilon_ {\\theta} (x _ {t} | y) - \\epsilon_ {\\theta} (x _ {t} | \\emptyset)) \\tag {5}", + "image_path": "12e51a2e9318de44d28202e373d89c4e17ff0e2bc538024012f25fcd51944891.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "spans": [ + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "type": "inline_equation", + "content": "w" + }, + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "type": "text", + "content": " is the weight parameter for class guidance and " + }, + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "type": "inline_equation", + "content": "\\emptyset" + }, + { + "bbox": [ + 131, + 171, + 460, + 182 + ], + "type": "text", + "content": " is the empty set." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 182, + 479, + 206 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 182, + 479, + 206 + ], + "spans": [ + { + "bbox": [ + 130, + 182, + 479, + 206 + ], + "type": "text", + "content": "The idea of classifier-free guidance is inspired by the gradient of an implicit classifier " + }, + { + "bbox": [ + 130, + 182, + 479, + 206 + ], + "type": "inline_equation", + "content": "p^i(y|x) \\propto p(x|y)/p(x)" + }, + { + "bbox": [ + 130, + 182, + 479, + 206 + ], + "type": "text", + "content": ", the gradient of the classifier would be:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 217, + 216, + 480, + 243 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 217, + 216, + 480, + 243 + ], + "spans": [ + { + "bbox": [ + 217, + 216, + 480, + 243 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\nabla_ {x} \\log p ^ {i} (y | x) \\propto \\nabla_ {x} \\log p (x | y) - \\nabla_ {x} \\log p (x) \\\\ \\propto \\epsilon_ {\\theta} \\left(x _ {t} | y\\right) - \\epsilon_ {\\theta} \\left(x _ {t} | \\emptyset\\right) \\tag {6} \\\\ \\end{array}", + "image_path": "c54747da1691d9fbbf83b9c52b1c4c86aa2b46fc3709e162a73654b34a4d9a60.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 251, + 479, + 298 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 251, + 479, + 298 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 479, + 298 + ], + "type": "text", + "content": "The classifier-free guidance has a good capability of generating high-quality conditional images, which is critical for performing adversarial attacks. The generation of these images does not rely on a classification model and thus can better fit the conditional distribution of the data." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 317, + 338, + 331 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 317, + 338, + 331 + ], + "spans": [ + { + "bbox": [ + 131, + 317, + 338, + 331 + ], + "type": "text", + "content": "3 Adversarial Diffusion Sampling" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 342, + 395, + 354 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 342, + 395, + 354 + ], + "spans": [ + { + "bbox": [ + 131, + 342, + 395, + 354 + ], + "type": "text", + "content": "3.1 Rethinking Unrestricted Adversarial Examples" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 361, + 479, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 479, + 433 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 479, + 433 + ], + "type": "text", + "content": "Song et al. [35] presented a new form of adversarial examples called unrestricted adversarial examples (UAEs). These adversarial examples are not generated by adding perturbations over the clean data but are directly generated by any generative model. UAEs can be viewed as false negative errors in the classification tasks, and they can also bring server security problems to deep learning models. These generative-based UAEs can be formulated as:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 233, + 445, + 480, + 458 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 445, + 480, + 458 + ], + "spans": [ + { + "bbox": [ + 233, + 445, + 480, + 458 + ], + "type": "interline_equation", + "content": "A _ {\\mathrm {U A E}} \\triangleq \\{x \\in \\mathcal {G} \\left(z _ {\\mathrm {a d v}}, y\\right) | y \\neq f (x) \\} \\tag {7}", + "image_path": "a8e82bc59d79c802f01c59c0985c857f472ede2fc04f47cee0ce3619fccd1c90.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "type": "inline_equation", + "content": "f(\\cdot)" + }, + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "type": "text", + "content": " is the target model for unrestricted adversarial attacks. The unrestricted adversarial attacks aim to generate UAEs that fool the target model while still can be visually perceived as the image from ground truth label " + }, + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 462, + 479, + 498 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": "Previous UAE works adopt GAN models for the generation of UAEs, and these works perturb the GAN latents by maximizing the cross-entropy loss of the target model, i.e., " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "\\max_{z_{\\mathrm{adv}}}\\mathcal{L}(f(\\mathcal{G}(z_{\\mathrm{adv}},y)),y)" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": ". Ideally, the generated UAEs should guarantee similar generation quality to the samples crafted by standard " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": " because successful adversarial examples should be imperceptible to humans. In other words, UAEs should not be identified among the samples with adversarial latents and standard latents." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": "However, due to GAN's poor interpretability, there's no theoretical support on " + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "inline_equation", + "content": "z_{adv}" + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": " that can craft UAEs with normally trained GANs. The generator of GAN is not trained with " + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "inline_equation", + "content": "z_{adv} = z + \\nabla \\mathcal{L}" + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": " but only " + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "inline_equation", + "content": "z \\sim \\mathcal{N}(0, \\mathbf{I})" + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": ". Therefore, GAN-based UAEs encounter a significant decrease in generation quality because samples with " + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "inline_equation", + "content": "z_{adv}" + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": " are not well-trained compared with samples with " + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "inline_equation", + "content": "z \\sim \\mathcal{N}(0, \\mathbf{I})" + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": ". Moreover, the GAN latents are sampled from low dimensional latent spaces. Therefore, GANs are extremely sensitive to the latent " + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 130, + 582, + 480, + 666 + ], + "type": "text", + "content": " [23, 33]. If we inject" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "type": "text", + "content": "AdvDiff" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 243, + 116, + 367, + 212 + ], + "blocks": [ + { + "bbox": [ + 243, + 116, + 367, + 212 + ], + "lines": [ + { + "bbox": [ + 243, + 116, + 367, + 212 + ], + "spans": [ + { + "bbox": [ + 243, + 116, + 367, + 212 + ], + "type": "image", + "image_path": "b014ae852a983804fe88f6a7063026e4aa47f5311d4a36bf77204d5ad2f883c6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "lines": [ + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "spans": [ + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "type": "text", + "content": "Fig. 2: Unrestricted adversarial examples generated by the diffusion model. The generated adversarial examples should be visually indistinguishable from clean data with label " + }, + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "type": "text", + "content": " but wrongly classified by the target classifier " + }, + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 131, + 236, + 482, + 270 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "type": "text", + "content": "gradients of the classification results into GAN latents, GAN-based methods are more likely to generate flipped-label UAEs (images corresponding to the targeted attack label " + }, + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "type": "inline_equation", + "content": "y_{a}" + }, + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "type": "text", + "content": " instead of the conditional generation label " + }, + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 293, + 482, + 399 + ], + "type": "text", + "content": ") and distorted UAEs. However, these generation issues are hard to address only by attack success rate (ASR). In other words, even with a high ASR, some of the successful UAEs with GAN-based methods should be identified as failure cases for poor visual quality. However, such cases can not be reflected by ASR but can be evaluated by generation quality. All these problems may indicate that GAN models are not suitable for generative-based adversarial attacks." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": "Diffusion models have shown better performance on image generation than GAN models [12]. They are log-likelihood models with interpretable generation processes. In this paper, we aim to generate UAEs by injecting the adversarial loss with theoretical proof and without sabotaging the benign generation process, where we increase the conditional likelihood on the target attack label by following the diffusion process. The perturbations are gradually injected with the backward generation process of the diffusion model by the same sample procedure. As shown in Figure 2, the diffusion model can sample images from the conditional distribution " + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "inline_equation", + "content": "p(x|y)" + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": ". The samples from " + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "inline_equation", + "content": "p(x|y, f(x) \\neq y)" + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": " are the adversarial examples that are misclassified by " + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "inline_equation", + "content": "f(\\cdot)" + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": ". These examples also follow the data distribution " + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "inline_equation", + "content": "p(x|y)" + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": " but on the other side of the label " + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": "'s decision boundary of " + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "inline_equation", + "content": "f(\\cdot)" + }, + { + "bbox": [ + 130, + 401, + 482, + 605 + ], + "type": "text", + "content": ". Moreover, the diffusion model's generation process takes multiple sampling steps. Thus, we don't need one strong perturbation to the latent like GAN-based methods. The AdvDiff perturbations at each step are unnoticeable, and perturbations are added to the high dimensional sampled data rather than low dimensional latents. Therefore, AdvDiff with diffusion models can preserve the generation quality and barely generates flipped-label or distorted UAEs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 621, + 448, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 621, + 448, + 634 + ], + "spans": [ + { + "bbox": [ + 131, + 621, + 448, + 634 + ], + "type": "text", + "content": "3.2 Adversarial Diffusion Sampling with Theoretical Support" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "content": "There are several existing adversarial attack methods [4-6] that adopt diffusion models to generate adversarial examples. However, these methods still adopt" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "X. Dai et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 224 + ], + "type": "text", + "content": "PGD or I-FGSM gradients to perturb the diffusion process for constructing adversarial examples. As discussed earlier, the generation process of diffusion models is a specially designed sampling process from given distributions. Such adversarial gradients change the original generation process and can harm the generation quality of the diffusion model. Additionally, these methods fail to give a comprehensive discussion of the adversarial guidance with theoretical analysis. Therefore, we aim to design a general and interpretable method to generate adversarial examples using diffusion models without affecting the benign diffusion process." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 243, + 269, + 253 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 243, + 269, + 253 + ], + "spans": [ + { + "bbox": [ + 131, + 243, + 269, + 253 + ], + "type": "text", + "content": "3.3 Adversarial Guidance" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": "Inspired by Dhariwal's work [12] that achieves the conditional image generation by classifier gradient guidance " + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "inline_equation", + "content": "\\nabla_{x_t}\\log p_\\phi (y|x_t)" + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": ", we generate our UAEs with adversarial gradient guidance over the reverse generation process. Our attack aims at utilizing a conditional diffusion model " + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(x_{t},y)" + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": " to generate " + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": " fits the ground truth label " + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": " while deceiving the target classifier with " + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "inline_equation", + "content": "p_f(x_0)\\neq y" + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": ". These generated samples are the false negative results in " + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "inline_equation", + "content": "p_f" + }, + { + "bbox": [ + 130, + 262, + 479, + 334 + ], + "type": "text", + "content": "'s classification results." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 335, + 479, + 358 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 479, + 358 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 479, + 358 + ], + "type": "text", + "content": "Normally, we will obtain the images with label " + }, + { + "bbox": [ + 130, + 335, + 479, + 358 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 335, + 479, + 358 + ], + "type": "text", + "content": " by following the standard reverse generation process with classifier-free guidance:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 261, + 369, + 480, + 381 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 261, + 369, + 480, + 381 + ], + "spans": [ + { + "bbox": [ + 261, + 369, + 480, + 381 + ], + "type": "interline_equation", + "content": "x _ {t - 1} = \\mu \\left(x _ {t}, y\\right) + \\sigma_ {t} \\varepsilon \\tag {8}", + "image_path": "63f2c2dbd1dccd5fb00d9bf92b91db3406adeb91940405a8846ab713c2f7e4e3.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "inline_equation", + "content": "\\mu (x_{t},y)" + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "text", + "content": " is the conditional mean value and " + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "text", + "content": " is sampled from " + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "inline_equation", + "content": "\\varepsilon \\sim \\mathcal{N}(0,\\mathbf{I})" + }, + { + "bbox": [ + 130, + 390, + 479, + 403 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "text", + "content": "Sampling by Equation 8, we obtain the samples with the generation process " + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "inline_equation", + "content": "p(x_{t-1}|x_t,y)" + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "text", + "content": ". Following the above-mentioned definition of UAEs, we can get our adversarial examples by adding adversarial guidance to the standard reverse process, which is performing another sampling with the adversarial generation process " + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "inline_equation", + "content": "p(x_{t-1}^*|x_{t-1},f(x)\\neq y)" + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "text", + "content": ". We find that specifying a target label for the adversarial generation process is more effective during experiments. Suggest the target label " + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "inline_equation", + "content": "y_a" + }, + { + "bbox": [ + 130, + 403, + 480, + 498 + ], + "type": "text", + "content": " is the target for the adversarial attacks, the adversarial example is sampled by the following steps:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 221, + 509, + 480, + 521 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 221, + 509, + 480, + 521 + ], + "spans": [ + { + "bbox": [ + 221, + 509, + 480, + 521 + ], + "type": "interline_equation", + "content": "x _ {t - 1} ^ {*} = x _ {t - 1} + \\sigma_ {t} ^ {2} s \\nabla_ {x _ {t - 1}} \\log p _ {f} \\left(y _ {a} \\mid x _ {t - 1}\\right) \\tag {9}", + "image_path": "6b6208c268f831317f2916629937d927a4168c2587a2f4a8c4c32709375db066.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 531, + 479, + 566 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 531, + 479, + 566 + ], + "spans": [ + { + "bbox": [ + 130, + 531, + 479, + 566 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 531, + 479, + 566 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 531, + 479, + 566 + ], + "type": "text", + "content": " is the adversarial guidance scale. The derivation of Equation 9 is given in Appendix A. Intuitively, the adversarial guidance encourages the generation of samples with a higher likelihood of the target label." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 567, + 479, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 567, + 479, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 567, + 479, + 590 + ], + "type": "text", + "content": "In practice, we utilize the classifier-free guidance to train a conditional diffusion model " + }, + { + "bbox": [ + 130, + 567, + 479, + 590 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(\\cdot)" + }, + { + "bbox": [ + 130, + 567, + 479, + 590 + ], + "type": "text", + "content": " as our basic generation model." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 609, + 290, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 290, + 620 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 290, + 620 + ], + "type": "text", + "content": "3.4 Noise Sampling Guidance" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "text", + "content": "We can improve the reverse process by adding an adversarial label prior to the noise data " + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "inline_equation", + "content": "x_{T}" + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "text", + "content": ". The UAEs are a subset of the dataset labeled with " + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "text", + "content": ". They can be viewed as the conditional probability distribution with " + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "inline_equation", + "content": "p(x|y, f(x) = y_a)" + }, + { + "bbox": [ + 130, + 629, + 479, + 666 + ], + "type": "text", + "content": " during" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "type": "text", + "content": "AdvDiff" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 198, + 121, + 417, + 190 + ], + "blocks": [ + { + "bbox": [ + 198, + 121, + 417, + 190 + ], + "lines": [ + { + "bbox": [ + 198, + 121, + 417, + 190 + ], + "spans": [ + { + "bbox": [ + 198, + 121, + 417, + 190 + ], + "type": "image", + "image_path": "1533fd941ba6f4c48111a4b9b265f10954bc49fb42a27344a3d9ea6200e5f042.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 215, + 482, + 248 + ], + "lines": [ + { + "bbox": [ + 131, + 215, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 131, + 215, + 482, + 248 + ], + "type": "text", + "content": "Fig. 3: Adversarial examples on the MNIST dataset. Perturbation-based attack methods generate noise patterns to conduct attacks, while unrestricted adversarial attacks (U-GAN and AdvDiff) are imperceptible to the clean data." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "spans": [ + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "type": "text", + "content": "sampling, and " + }, + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "type": "inline_equation", + "content": "y_{a}" + }, + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "type": "text", + "content": " is the target label for the adversarial attack. Therefore, we can add the adversarial label prior to " + }, + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 131, + 272, + 479, + 297 + ], + "type": "text", + "content": " with Bayes' theorem:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 195, + 304, + 480, + 347 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 304, + 480, + 347 + ], + "spans": [ + { + "bbox": [ + 195, + 304, + 480, + 347 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} p \\left(x _ {T} \\mid y _ {a}\\right) = \\frac {p \\left(y _ {a} \\mid x _ {T}\\right) p \\left(x _ {T}\\right)}{p \\left(y _ {a}\\right)} = \\frac {p \\left(y _ {a} \\mid x _ {T} , x _ {0}\\right) p \\left(x _ {T} \\mid x _ {0}\\right)}{p \\left(y _ {a} \\mid x _ {0}\\right)} \\\\ = p \\left(x _ {T} \\mid x _ {0}\\right) e ^ {\\log p \\left(y _ {a} \\mid x _ {T}\\right) - \\log p \\left(y _ {a} \\mid x _ {0}\\right)} \\tag {10} \\\\ \\end{array}", + "image_path": "3dc5649cbc48373aded62a6c00bb544da319547285b7ac4ec6521756e25ed54f.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 147, + 357, + 441, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 357, + 441, + 369 + ], + "spans": [ + { + "bbox": [ + 147, + 357, + 441, + 369 + ], + "type": "text", + "content": "We can infer the " + }, + { + "bbox": [ + 147, + 357, + 441, + 369 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 147, + 357, + 441, + 369 + ], + "type": "text", + "content": " with the adversarial prior by Equation 10, i.e.," + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 206, + 378, + 480, + 392 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 206, + 378, + 480, + 392 + ], + "spans": [ + { + "bbox": [ + 206, + 378, + 480, + 392 + ], + "type": "interline_equation", + "content": "x _ {T} = \\left(\\mu \\left(x _ {0}, y\\right) + \\sigma_ {t} \\varepsilon\\right) + \\bar {\\sigma} _ {T} ^ {2} a \\nabla_ {x _ {0}} \\log p _ {f} \\left(y _ {a} \\mid x _ {0}\\right) \\tag {11}", + "image_path": "3c2e84048f51018c7e5d0e20362c4777cb06c16865e91a67db5f2e1fbe1e261e.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 401, + 479, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 401, + 479, + 413 + ], + "spans": [ + { + "bbox": [ + 131, + 401, + 479, + 413 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 401, + 479, + 413 + ], + "type": "inline_equation", + "content": "a" + }, + { + "bbox": [ + 131, + 401, + 479, + 413 + ], + "type": "text", + "content": " is the noise sampling guidance scale. See Appendix B for detailed proof." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "type": "text", + "content": "Equation 11 is similar to Equation 9 as they both add adversarial guidance to the reverse generation process. However, the noise sampling guidance is added to " + }, + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "type": "inline_equation", + "content": "x_{T}" + }, + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "type": "text", + "content": " according to the final classification gradient " + }, + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "type": "inline_equation", + "content": "\\nabla_{x_0}\\log p_f(y_a|x_0)" + }, + { + "bbox": [ + 130, + 414, + 479, + 484 + ], + "type": "text", + "content": ", which provides a strong adversarial guidance signal directly to the initial input of the generative model. The gradient of Equation 11 is effective as it reflects the eventual classification result of the target classifier." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 503, + 326, + 515 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 503, + 326, + 515 + ], + "spans": [ + { + "bbox": [ + 131, + 503, + 326, + 515 + ], + "type": "text", + "content": "3.5 Training-Free Adversarial Attack" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 525, + 479, + 573 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 525, + 479, + 573 + ], + "spans": [ + { + "bbox": [ + 131, + 525, + 479, + 573 + ], + "type": "text", + "content": "The proposed adversarial attack does not require additional modification on the training of the diffusion model. The adversarial examples are sampled by using Algorithm 1 over the trained classifier-free diffusion model " + }, + { + "bbox": [ + 131, + 525, + 479, + 573 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(\\cdot)" + }, + { + "bbox": [ + 131, + 525, + 479, + 573 + ], + "type": "text", + "content": ". We give the AdvDiff algorithm on DDIM in the Appendix." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 591, + 230, + 605 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 591, + 230, + 605 + ], + "spans": [ + { + "bbox": [ + 131, + 591, + 230, + 605 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "Datasets and target models. We use two datasets for major evaluation: MNIST [11] and ImageNet [10]. MNIST is a 10-classes dataset consisting of handwritten numbers from 0 to 9. We adopt the MNIST dataset to evaluate our method for low-quality robust image generation. ImageNet is a large visual" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "X. Dai et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "code", + "bbox": [ + 132, + 130, + 440, + 363 + ], + "blocks": [ + { + "bbox": [ + 132, + 115, + 370, + 129 + ], + "lines": [ + { + "bbox": [ + 132, + 115, + 370, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 115, + 370, + 129 + ], + "type": "text", + "content": "Algorithm 1 DDPM Adversarial Diffusion Sampling" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "code_caption" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "lines": [ + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "spans": [ + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": "Require: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "y_{a}" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " : target label for adversarial attack \nRequire: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " : ground truth class label \nRequire: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "s,a" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " : adversarial guidance scale \nRequire: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "w" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " : classification guidance scale \nRequire: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " : noise sampling guidance steps \nRequire: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " : reverse generation process timestep \n1: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{T}\\sim \\mathcal{N}(0,\\mathbf{I})" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n2: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{adv} = \\emptyset" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n3: for " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "i = 1\\dots N" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " do \n4: for " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "t = T,\\ldots ,1" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " do \n5: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "\\tilde{\\epsilon}_t = (1 + w)\\epsilon_\\theta (x_t,y) - w\\epsilon_\\theta (x_t)" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n6: Classifier-free sampling " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{t - 1}" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "\\tilde{\\epsilon}_t" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n7: Input " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{t - 1}" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " to target model and get the gradient " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "\\log p_f(y_a|x_{t - 1})" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n8: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{t - 1}^{*} = x_{t - 1} + \\sigma_{t}^{2}s\\nabla_{x_{t - 1}}\\log p_{f}(y_{a}|x_{t - 1})" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n9: end for \n10: Obtain classification result from " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "f(x_0)" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n11: Compute the gradient with " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "\\log p_f(y_a|x_0)" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n12: Update " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{T}" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " by " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{T} = x_{T} + \\bar{\\sigma}_{T}^{2}a\\nabla_{x_{0}}\\log p_{f}(y_{a}|x_{0})" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n13: " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{adv}\\gets x_0" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " if " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "f(x_0) = y_a" + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "text", + "content": " \n14: end for \n15: return " + }, + { + "bbox": [ + 132, + 130, + 440, + 363 + ], + "type": "inline_equation", + "content": "x_{adv}" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "code_body" + } + ], + "index": 3, + "sub_type": "algorithm" + }, + { + "bbox": [ + 130, + 388, + 480, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 480, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 480, + 437 + ], + "type": "text", + "content": "database with 1000 object classes and is used for the high-quality generation task. For target classifiers, we adopt simple LeNet5 [20], and ResNet18 [15] for the MNIST dataset, and the widely-used ResNet50 [15] and WideResNet50-2 [42] for the ImageNet dataset." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 437, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 604 + ], + "type": "text", + "content": "Comparisons. It is not applicable to give a clear comparison between perturbation attacks and unrestricted attacks because perturbation attacks have the corresponding ground truth while unrestricted attacks do not. We mainly compare our method with the unrestricted adversarial attack U-GAN [35] and give the discussion with the AutoAttack [8], PGD [25], BIM [13], and C&W [3] perturbation-based attacks under norm " + }, + { + "bbox": [ + 130, + 437, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\ell_{\\mathrm{inf}} = 8 / 255" + }, + { + "bbox": [ + 130, + 437, + 482, + 604 + ], + "type": "text", + "content": ". For U-GAN, We adopt AC-GAN [29] for the MNIST dataset, and SAGAN [43] and BigGAN [2] for the ImageNet dataset, as AC-GAN has shown poor performance on ImageNet. We use the official code from DiffAttack [4] and implement AdvDiffuser by ourselves [5] for comparisons. We do not compare with Chen et al. [6], because they use a similar method as DiffAttack and without official code. Because existing diffusion model attacks are all untargeted attacks, we include the untargeted version of AdvDiff for a clear comparison, which is represented by \"AdvDiff-Untargeted\"." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Implementation details. Because our adversarial diffusion sampling does not require additional training to the original diffusion model, we use the pretrained diffusion model in our experiment. We adopt DDPM [17] with classifier-free guidance for the MNIST dataset and Latent Diffusion Model (LDM) [31] with DDIM sampler for the ImageNet dataset. For MNIST dataset, we use " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "N =" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 414, + 91, + 449, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 414, + 91, + 449, + 101 + ], + "spans": [ + { + "bbox": [ + 414, + 91, + 449, + 101 + ], + "type": "text", + "content": "AdvDiff" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 118, + 292, + 270 + ], + "blocks": [ + { + "bbox": [ + 137, + 118, + 292, + 270 + ], + "lines": [ + { + "bbox": [ + 137, + 118, + 292, + 270 + ], + "spans": [ + { + "bbox": [ + 137, + 118, + 292, + 270 + ], + "type": "image", + "image_path": "8ac12a995e014175a5b10aa7691ad5b539c234a58f2b2e94a00ac54fadad2f6d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 295, + 482, + 373 + ], + "lines": [ + { + "bbox": [ + 130, + 295, + 482, + 373 + ], + "spans": [ + { + "bbox": [ + 130, + 295, + 482, + 373 + ], + "type": "text", + "content": "Fig. 4: Comparisons of unrestricted adversarial attacks between GANs and diffusion models on two datasets.. Left: generated samples from U-GAN (BigGAN for ImageNet dataset). Right: generated samples from AdvDiff. We generate unrestricted adversarial examples on the MNIST \"0\" label and ImageNet \"mushroom\" label. U-GAN is more likely to generate adversarial examples with the target label, i.e., examples with red font. However, AdvDiff tends to generate the \"false negative\" samples by the target classifier by combing features from the target label." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 304, + 119, + 478, + 274 + ], + "blocks": [ + { + "bbox": [ + 304, + 119, + 478, + 274 + ], + "lines": [ + { + "bbox": [ + 304, + 119, + 478, + 274 + ], + "spans": [ + { + "bbox": [ + 304, + 119, + 478, + 274 + ], + "type": "image", + "image_path": "d23d31f87fe4481def9d3667cc056677692868157ba4d6579cd6c9e81ea7f2c9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "content": "10, " + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "inline_equation", + "content": "s = 0.5" + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "inline_equation", + "content": "a = 1.0" + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "content": ". And " + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "inline_equation", + "content": "N = 5" + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "inline_equation", + "content": "s = 0.7" + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "inline_equation", + "content": "a = 0.5" + }, + { + "bbox": [ + 130, + 397, + 480, + 422 + ], + "type": "text", + "content": " for ImageNet dataset. More details and experiments are given in the Appendix." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "content": "Evaluation metrics. We utilize the top-1 classification result to evaluate the Attack Success Rate (ASR) on different attack methods under untargeted attack settings. As discussed earlier, GAN-based UAEs often encounter severe generation quality drops compared to benign GAN samples. Therefore, we give comparisons of generation performance on ImageNet to evaluate the attack performance of different UAEs in imperceptibly. The results are averaged with five runs. We use ResNet50 as the target model for default settings." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 524, + 262, + 536 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 524, + 262, + 536 + ], + "spans": [ + { + "bbox": [ + 132, + 524, + 262, + 536 + ], + "type": "text", + "content": "4.1 Attack Performance" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "MNIST We show the attack success rate against the normally trained model and adversarially trained model [25] in the MNIST dataset. All the selected adversarial attacks achieve over " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "90\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " attack success rate against the normally trained model. The adversarially trained model can effectively defend against perturbation-based adversarial attacks for their noise-like perturbation generation patterns, as reported in Table 1. However, the UAEs obviously perform better with their non-perturbed image generation. Despite the fact that the unrestricted attack can break through the adversarial defenses, the crafted adversarial examples should also be imperceptible to humans for a reasonably successful attack. The visualized adversarial examples in Figure 3 show that the" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "X. Dai et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 158, + 265, + 230 + ], + "blocks": [ + { + "bbox": [ + 132, + 125, + 266, + 147 + ], + "lines": [ + { + "bbox": [ + 132, + 125, + 266, + 147 + ], + "spans": [ + { + "bbox": [ + 132, + 125, + 266, + 147 + ], + "type": "text", + "content": "Table 1: The attack success rate on MNIST dataset." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 158, + 265, + 230 + ], + "lines": [ + { + "bbox": [ + 135, + 158, + 265, + 230 + ], + "spans": [ + { + "bbox": [ + 135, + 158, + 265, + 230 + ], + "type": "table", + "html": "
MethodASR(%)
LeNet5ResNet18
Clean PGD-ATClean PGD-AT
PGD99.825.699.320.8
BIM99.634.610031.5
C&W10068.610064.5
U-GAN88.579.485.675.1
AdvDiff94.288.692.186.5
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MethodASR(%)Time (s)
ResNet50WideResNet50-2
CleanDiffPurePGD-ATCleanDiffPurePGD-AT
AutoAttack95.122.256.294.920.655.40.5
U-SAGAN99.330.580.698.928.670.110.4
U-BigGAN96.840.181.596.535.578.411.2
AdvDiffuser95.428.990.694.626.588.938.6
DiffAttack92.830.688.490.627.685.328.2
AdvDiff99.841.692.499.938.590.69.2
AdvDiff-Untargeted99.575.294.599.470.592.69.6
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However, the state-of-the-art adversarial defense DiffPure [28] and adversarial training [25] can still defend against the perturbation-based attacks, as reported in Table 2. More UAEs evade the current defenses, but the generation quality of U-GAN is relatively poor compared to our adversarial examples. This phenomenon also shows that the performance of UAEs is heavily affected by the generation quality of the generation model. The adversarial examples generated by AdvDiff are more aggressive and stealthy than U-GAN's. Meanwhile, the generation speed of AdvDiff is the best among all the unrestricted adversarial attack methods. Note that we adopt the clean images generated by LDM to achieve DiffAttack and AutoAttack for a fair comparison." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 444, + 367, + 456 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 444, + 367, + 456 + ], + "spans": [ + { + "bbox": [ + 132, + 444, + 367, + 456 + ], + "type": "text", + "content": "4.2 Generation Quality: True ASR for UAEs" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 461, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 461, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 461, + 482, + 640 + ], + "type": "text", + "content": "We witness similar ASR with U-GAN and AdvDiff. However, imperceptibility is also critical for a successful unrestricted adversarial attack, so we adopt the evaluation metrics in [12] to compare the generation quality with and without performing unrestricted attacks. Table 3 shows that the AdvDiff achieves an overwhelming better IS score and similar FID score on the large-scale ImageNet dataset, where FID [16] and IS [32] scores are commonly adopted for evaluating the quality of a generative model. Because the generation of UAEs does not modify the data distribution of the generated images, the Precision score can be inferred as generation quality, while the Recall score indicates the flipped-label problems. We witness the frequent generation of flipped-label UAEs and low-quality UAEs from GAN-based methods, which is reflected by the decrease in the Precision score and the increase in the Recall score. Figure 4 illustrates this problem with some examples. It can be further proved that U-BigGAN achieves much higher image quality on non-reference metrics than reference metrics, as shown in Table 4." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "We find the IS score is heavily affected by the transferability of adversarial examples due to the calculation method. Therefore, we further compare the im" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 414, + 91, + 449, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 414, + 91, + 449, + 101 + ], + "spans": [ + { + "bbox": [ + 414, + 91, + 449, + 101 + ], + "type": "text", + "content": "AdvDiff" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 170, + 145, + 444, + 240 + ], + "blocks": [ + { + "bbox": [ + 156, + 114, + 457, + 126 + ], + "lines": [ + { + "bbox": [ + 156, + 114, + 457, + 126 + ], + "spans": [ + { + "bbox": [ + 156, + 114, + 457, + 126 + ], + "type": "text", + "content": "Table 3: The generation performance on the ImagetNet dataset." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 170, + 145, + 444, + 240 + ], + "lines": [ + { + "bbox": [ + 170, + 145, + 444, + 240 + ], + "spans": [ + { + "bbox": [ + 170, + 145, + 444, + 240 + ], + "type": "table", + "html": "
MethodFID (↓)sFID (↓)IS (↑)Precision (↑)Recall (↑)
SAGAN41.950.226.70.500.51
BigGAN19.345.7250.30.950.21
LDM12.325.4385.50.940.73
U-SAGAN52.8/+26%52.2/+4%12.5/-53%0.580.57
U-BigGAN25.4/+31%52.1/+14%129.4/-48%0.810.35
AdvDiffuser26.8/+117%38.6/+51%206.8/-46%0.700.75
DiffAttack20.5/+66%40.2/+58%264.3/-31%0.830.73
AdvDiff16.2/+31%30.4/+20%343.8/-10%0.900.75
AdvDiff-Untargeted22.8/+85%33.4/+28%220.8/-45%0.850.76
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MethodFID (↓) LPIPS (↓) SSIM (↑)BRISQUE [26] (↓) TRES (↑)
AutoAttack26.50.720.2134.469.8
U-BigGAN25.40.500.3219.480.3
AdvDiffuser26.80.210.8418.975.6
DiffAttack20.50.150.7522.667.8
AdvDiff16.20.030.9618.182.1
AdvDiff-Untargeted22.80.140.8516.276.8
", + "image_path": "ada0c88a468b2e0b15e221d090f150b980bb8ceff7de22b86f26edaa07df829c.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": "age quality of adversarial examples by commonly used metrics in Table 4. The results show that AdvDiff (average 5 out of 5) and AdvDiff-Untargeted (average 4 out of 5) outperform existing adversarial attack methods using diffusion models. The perturbation-based adversarial attacks, i.e., AutoAttack, achieve much worse image quality compared with UAEs." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 468, + 394, + 480 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 468, + 394, + 480 + ], + "spans": [ + { + "bbox": [ + 131, + 468, + 394, + 480 + ], + "type": "text", + "content": "4.3 UAEs against Defenses and Black-box Models" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "text", + "content": "Current defenses assume the adversarial examples are based on perturbations over data from the training dataset, i.e., " + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "inline_equation", + "content": "x_{adv} = x + \\nabla \\mathcal{L}, x \\in D" + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "text", + "content": ". However, UAEs are synthetic data generated by the generative model. Because of different data sources, current defenses are hard to defend UAEs, which brings severe security concerns to deep learning applications. The proposed AdvDiff achieves an average of " + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "inline_equation", + "content": "36.8\\%" + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "text", + "content": " ASR against various defenses, while AutoAttack only achieves " + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "inline_equation", + "content": "30.7\\%" + }, + { + "bbox": [ + 130, + 487, + 482, + 606 + ], + "type": "text", + "content": " ASR with significantly lower image quality. We also test the attack transferability of AdvDiff and the results show that the untargeted version of AdvDiff achieves the best performance against black-box models. Experiment results are given in Table 5." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 623, + 354, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 623, + 354, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 623, + 354, + 635 + ], + "type": "text", + "content": "4.4 Better Adversarial Diffusion Sampling" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "We present detailed comparisons with DiffAttack and AdvDiffuser. The results show that the proposed adversarial guidance achieves significantly higher gener-" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "X. Dai et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 160, + 156, + 452, + 362 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": "Table 5: The attack success rates (\\%) of ResNet50 examples for transfer attack and attack against defenses on the ImagetNet dataset." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 160, + 156, + 452, + 362 + ], + "lines": [ + { + "bbox": [ + 160, + 156, + 452, + 362 + ], + "spans": [ + { + "bbox": [ + 160, + 156, + 452, + 362 + ], + "type": "table", + "html": "
MethodResNet-152 [15]Inception v3 [36]ViT-B [14]BEiT [1]
AutoAttack32.538.69.345.3
U-BigGAN30.835.330.169.4
AdvDiffuser18.320.018.579.4
DiffAttack21.143.917.478.0
AdvDiff20.514.917.878.8
AdvDiff-Untargeted52.042.736.081.5
MethodAdv-Inception [25]AdvProp [38]DiffPure [28]HGD [24]
AutoAttack14.669.622.220.5
U-BigGAN40.675.240.122.6
AdvDiffuser24.484.030.510.8
DiffAttack30.985.130.620.5
AdvDiff19.489.741.617.8
AdvDiff-Untargeted60.195.375.253.8
MethodR&P [39]RS [7]NRP [27]Bit-Red [40]
AutoAttack20.638.939.419.8
U-BigGAN14.234.530.913.1
AdvDiffuser15.438.440.511.4
DiffAttack23.740.838.520.1
AdvDiff17.447.645.215.8
AdvDiff-Untargeted56.882.874.252.6
", + "image_path": "961685a3d5edbbb2d9fc528040a1951601a0903a6dda3c713012e4340919b1d5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 396, + 482, + 587 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 482, + 587 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 482, + 587 + ], + "type": "text", + "content": "ation quality than PGD-based adversarial guidance. With PGD gradient guidance, the diffusion model generates images with a similar Recall score but a much lower Precision score, which indicates that the PGD gradient influences the benign generation process and causes the generation of low-quality images. The result proves that the adversarial guidance of diffusion models should be carefully designed without affecting the benign sampling process. Meanwhile, the generation speed of AdvDiff is the best among the existing diffusion attack methods. Note that AdvDiff (36.8%) slightly outperforms AdvDiffuser (32.0%) and DiffAttack (36.2%) against defenses. However, previous attacks achieve slightly better transfer attack performance than the original AdvDiff. The reason could be the gradient of the cross-entropy loss is shared among nearly all the deep learning models and is better at attack transferability against these models. Nevertheless, the untargeted version of AdvDiff achieves overwhelmingly better performance, which further demonstrates the effectiveness of the proposed adversarial sampling. But the generation quality is affected, we leave a better design in the future work." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 607, + 238, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 607, + 238, + 620 + ], + "spans": [ + { + "bbox": [ + 132, + 607, + 238, + 620 + ], + "type": "text", + "content": "4.5 Ablation Study" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "We discuss the impact of the parameters of AdvDiff in the subsection. Note that our proposed method does not require re-training the conditional diffusion models. The ablation study is performed only on the sampling process." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 414, + 91, + 447, + 100 + ], + "type": "text", + "content": "AdvDiff" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 116, + 219, + 193 + ], + "blocks": [ + { + "bbox": [ + 137, + 116, + 219, + 193 + ], + "lines": [ + { + "bbox": [ + 137, + 116, + 219, + 193 + ], + "spans": [ + { + "bbox": [ + 137, + 116, + 219, + 193 + ], + "type": "image", + "image_path": "ce4f9a26ebdbc65a7ee9903bf5e1b9220f780016fc988296552d04e36e4e3bb2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 213, + 482, + 248 + ], + "lines": [ + { + "bbox": [ + 131, + 213, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 131, + 213, + 482, + 248 + ], + "type": "text", + "content": "Fig. 5: Ablation study of the impact of parameters in AdvDiff. The results are generated from the ImageNet dataset against the ResNet50 model. We adopt the ASR and IS scores to show the impact of attack performance and generation quality." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 223, + 117, + 305, + 194 + ], + "blocks": [ + { + "bbox": [ + 223, + 117, + 305, + 194 + ], + "lines": [ + { + "bbox": [ + 223, + 117, + 305, + 194 + ], + "spans": [ + { + "bbox": [ + 223, + 117, + 305, + 194 + ], + "type": "image", + "image_path": "0b064a4b341c9edb1a7092322b47845a8b6abb4301840a32709edfe9a2734e77.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 309, + 117, + 391, + 193 + ], + "blocks": [ + { + "bbox": [ + 309, + 117, + 391, + 193 + ], + "lines": [ + { + "bbox": [ + 309, + 117, + 391, + 193 + ], + "spans": [ + { + "bbox": [ + 309, + 117, + 391, + 193 + ], + "type": "image", + "image_path": "d24640dcb859520199c15b4df1c4d343dbed05ab852df7c44da5ea2589919488.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 395, + 118, + 477, + 193 + ], + "blocks": [ + { + "bbox": [ + 395, + 118, + 477, + 193 + ], + "lines": [ + { + "bbox": [ + 395, + 118, + 477, + 193 + ], + "spans": [ + { + "bbox": [ + 395, + 118, + 477, + 193 + ], + "type": "image", + "image_path": "2c11bf65c1b103b87fa05c83a7008a0978b8ee472a74027c713f236cb7e957b4.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "text", + "content": "Adversarial guidance scale " + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "inline_equation", + "content": "a" + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "text", + "content": ". The magnitudes of " + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "inline_equation", + "content": "a" + }, + { + "bbox": [ + 130, + 275, + 479, + 322 + ], + "type": "text", + "content": " greatly affect the ASR of AdvDiff, as shown in Figure 5. Noted that we witness the generation of unrealistic images when setting the adversarial guidance extremely large. See the Appendix for detailed discussions." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "text", + "content": "Noise sampling guidance steps " + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "text", + "content": ". Like the iteration times of GAN-based unrestricted adversarial attacks, larger steps " + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "text", + "content": " can effectively increase the attack performance against an accurate classifier, as shown in Figure 5. However, it can affect the initial noise distribution and hence decreases the generation quality. During experiments, we observe that adversarial guidance is already capable of generating adversarial examples with high ASR. Thus, we can set a small noise sampling guidance step " + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 324, + 480, + 409 + ], + "type": "text", + "content": " for better sample quality." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 411, + 480, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 480, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 480, + 483 + ], + "type": "text", + "content": "Adversarial guidance timestep " + }, + { + "bbox": [ + 130, + 411, + 480, + 483 + ], + "type": "inline_equation", + "content": "t^*" + }, + { + "bbox": [ + 130, + 411, + 480, + 483 + ], + "type": "text", + "content": ". The reverse diffusion process gradually denoises the input noise. Therefore we generally get noisy images at most timesteps. Because the target classifier is not able to classify the noisy input, the adversarial guidance is not effective in the early reverse diffusion process. Figure 5 shows our results, and we can improve the performance of adversarial guidance by training a separate classifier, which we leave for future work." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 510, + 220, + 523 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 510, + 220, + 523 + ], + "spans": [ + { + "bbox": [ + 132, + 510, + 220, + 523 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "type": "text", + "content": "In this work, we propose a new method called AdvDiff, which can conduct unrestricted adversarial attacks using any pre-trained conditional diffusion model. We propose two novel adversarial guidance techniques in AdvDiff that lead diffusion models to obtain high-quality, realistic adversarial examples without disrupting the diffusion process. Experiments show that our AdvDiff vastly outperforms GAN-based and diffusion-based attacks in terms of attack success rate and image generation quality, especially in the ImageNet dataset. AdvDiff indicates that diffusion models have demonstrated effectiveness in adversarial attacks, and highlights the need for further research to enhance AI model robustness against unrestricted attacks." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "X. Dai et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 138, + 479, + 150 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 138, + 479, + 150 + ], + "spans": [ + { + "bbox": [ + 132, + 138, + 479, + 150 + ], + "type": "text", + "content": "This work was supported in part by HK RGC GRF under Grant PolyU 15201323." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 167, + 197, + 179 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 167, + 197, + 179 + ], + "spans": [ + { + "bbox": [ + 133, + 167, + 197, + 179 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 190, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 21, + "blocks": [ + { + "bbox": [ + 138, + 190, + 480, + 212 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 190, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 138, + 190, + 480, + 212 + ], + "type": "text", + "content": "1. 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Face recognition (FR) systems are vulnerable to external information leakage (EIL) attacks, which can reveal sensitive information about the training data, thus compromising the confidentiality of the company's proprietary and the privacy of the individuals concerned. Existing EIL attacks mainly rely on unrealistic assumptions, such as a high query budget for the attacker and massive computational power, resulting in impractical EIL attacks. We present AdversariaLeak, a novel and practical query-based EIL attack that targets the face verification model of the FR systems by using carefully selected adversarial samples. AdversariaLeak uses substitute models to craft adversarial samples, which are then handpicked to infer sensitive information. Our extensive evaluation on the MAAD-Face and CelebA datasets, which includes over 200 different target models, shows that AdversariaLeak outperforms state-of-the-art EIL attacks in inferring the property that best characterizes the FR model's training set while maintaining a small query budget and practical attacker assumptions.", + "bbox": [ + 259, + 412, + 743, + 636 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Face Recognition $\\cdot$ External Information Leakage $\\cdot$ Adversarial Samples", + "bbox": [ + 259, + 648, + 743, + 676 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 702, + 377, + 718 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Face recognition (FR) systems are deployed in various domains, including physical access control [22], surveillance [18], and mobile device security [13]. The core component of modern FR systems is a large-scale deep neural network (DNN) that performs face verification, i.e., identifying whether two images belong to the same individual [1, 23]. The inclusion of DNNs in the recognition pipeline causes the system to be vulnerable to various security breaches and attacks [11, 26]. Those attacks are major concerns since an attacker can perform an external", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "information leakage (EIL) attack to infer implicit statistical properties about the target model's training set. This would result in a violation of the confidentiality of the company's proprietary (specifically the model's training set) and harm the privacy of the included individuals [24,30]. These properties could include sensitive and personal information, such as gender, ethnicity, age and geolocation. Existing works have demonstrated that different machine learning (ML) models, including face verification (FV) models, are vulnerable to EIL attacks [6,10,19,30]. However, these works often rely on unrealistic assumptions about the attacker's knowledge (complete knowledge of the model's architecture and parameters, access to the training set collection space, etc.) and computational resources (training hundreds of substitute models, access to many data samples, etc.) [17,24]. As a result, the current state-of-the-art EIL attacks may not be practical in a real-world attack scenario.", + "bbox": [ + 212, + 146, + 787, + 342 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We present AdversariaLeak, a novel and practical EIL attack that targets the FV model of the FR system and assumes a realistic attacker knowledge while using a small number of queries to the target model. Given an attacker's sample set, the attacker trains a substitute model for each property value and uses the models to craft adversarial samples, i.e., samples that mislead the model and cause it to make an incorrect prediction. A few of the crafted adversarial samples, referred to as the unique adversarial samples, are then handpicked and used to query the target model, maliciously leading it to reveal its training set properties. By using the unique adversarial samples to model the substitute models' differences, the attacker can examine the effect of the property distribution in the training set on the model's decision boundary.", + "bbox": [ + 212, + 342, + 789, + 508 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/db517a49b92a746df7ae4d57034f0c4670b60470e442ca986483efe1d6512ccd.jpg", + "image_caption": [ + "Fig. 1: An overview of AdversariaLeak with the 'gender' property; (A) induce substitute models; (B) craft adversarial samples for each of the substitute models; (C) filter the unique adversarial samples; (D) query the target model to infer the property value." + ], + "image_footnote": [], + "bbox": [ + 272, + 537, + 738, + 676 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We evaluate AdversariaLeak in two attack scenarios and 180 different target models using the CelebA dataset [15] and three of its implicit properties: the individuals' age group, gender, and the presence of a 5 o'clock shadow (a day-old beard). Additionally, to show that AdversariaLeak can be generalized to other datasets, we extended our evaluation to an additional dataset, the MAAD-", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Face [25] dataset, and tested the gender property (male). AdversariaLeak was evaluated on five different property distributions: $100\\%$ , $75\\%$ , $50\\%$ , $25\\%$ , and $0\\%$ , each of which represents the proportion of the positive property value in the training set. If the examined property is gender, then a distribution of $25\\%$ means that $25\\%$ of the identities in the training set are male and the rest are female. Our evaluation demonstrates that AdversariaLeak outperforms existing EIL attacks by: i) successfully inferring the property value that best characterizes the target model's training set; ii) holding practical and realistic attacker assumptions; and iii) using a small query budget that includes only 24 to 60 queries to the target model (depending on the attack scenario).", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Understanding and mitigating the information leakage that AdversariaLeak exposes is essential to: 1) Ensure fair and secure deployment of widely used FR systems. 2) Safeguard personal data. 3) Maintain the integrity of these FR systems that rely heavily on sensitive biometric authentication. 4) Highlight potential biases and weaknesses, prompting the development of more robust and fair FR systems. The main contributions of this paper are:", + "bbox": [ + 212, + 297, + 787, + 388 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- The first EIL attack that successfully utilizes adversarial samples.", + "- The first EIL attack that assumes realistic attacker restrictions, which is done by using a small number of substitute models and a minimum number of queries.", + "- A generic attack that is not dependent on specific properties or any prior knowledge about the training set." + ], + "bbox": [ + 225, + 395, + 784, + 484 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 507, + 387, + 523 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "EIL attacks can target different types of models, such as fully connected neural networks (FCNNs) [10], convolutional neural networks (CNNs) [24], collaborative learning models [19], and generative adversarial networks (GANs) [30]. Depending on the attacker's knowledge regarding the target model's architecture and parameters, existing EIL attacks can be categorized as complete-knowledge (white-box), no-knowledge (black-box), and partial-knowledge (gray-box) attacks. The first EIL attack, which was a white-box attack, trained substitute models on datasets with different property distributions and used the models' parameters to train a meta-classifier for predicting the external property value [2]. This attack was extended to FCNNs [10] and CNNs [24].", + "bbox": [ + 212, + 537, + 787, + 688 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Although white-box attacks can be effective, they are considered impractical due to their access assumptions. Black-box and gray-box attacks have been proposed as more practical alternatives. Existing black-box attacks rely on querying the target model and examining the predictions according to different property values, such as examining the difference in accuracy between samples belonging to different property values [24] and setting a performance threshold that distinguishes between property values [24]. Gray-box attacks also rely on querying the target model, yet require additional partial knowledge about the target model. In particular, the existing gray-box EIL attacks assume access to the training set collection space [6, 17]. In both attacks, the attacker inserts poisoned samples", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AdversariaLeak", + "bbox": [ + 625, + 114, + 730, + 127 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "into the training set to increase the correlation between the examined property and a specific label learned by the model. Then, the attacker trains substitute models on different property distributions using the poisoned samples and trains a meta-classifier on the substitute models' confidence scores. Finally, the attacker uses the target model's confidence scores to infer its property value. The two attacks differ in the meta-classifier's training data - Mahloujifar et al. used the raw confidence scores and Chaudhari et al. used normalized confidence scores.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Most of the EIL attacks assume impractical attacker assumptions: $i$ ) white-box attacks assume complete access to the target model; $ii$ ) gray-box attacks require access to the training data collection space or access to inject new samples into the training set; and $iii$ ) the black-box threshold test attack [24] requires training over 100 substitute models, leaving the loss test attack [24] as the only practical EIL attack. In our evaluation, we compared AdversariaLeak to the loss test and the threshold test attacks under realistic assumptions - the threshold test using two substitute models and the loss test in its original form.", + "bbox": [ + 212, + 252, + 787, + 372 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "AdversariaLeak utilizes adversarial evasion attacks to perform an EIL attack. Although it is the first to do so, several works utilized adversarial attacks for privacy-related tasks, such as a membership inference attack [7], a model extraction attack [29], and defending against attribute inference attacks [14]. For additional background and related work see supplementary material.", + "bbox": [ + 212, + 373, + 787, + 450 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 AdversariaLeak", + "text_level": 1, + "bbox": [ + 215, + 473, + 403, + 489 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we introduce AdversariaLeak's components and structure (illustrated in Fig. 1). Given an external dataset and access to query the target ML model, an attacker can use AdversariaLeak to infer the property value that best characterizes the target model's training data, i.e., the property distribution which is the closest to the target model's training set distribution. AdversariaLeak is composed of four main phases: 1) the attacker uses the external dataset to train substitute models, each of which is trained on a different extreme property distribution, resulting in one substitute model per property value; 2) the attacker leverages an adversarial evasion attack to craft adversarial samples for each of the substitute models; 3) for each substitute model, the attacker selects unique adversarial samples that mislead solely that model; and 4) the attacker queries the target model with the unique samples and infers the property value according to the model's behavior. By using unique adversarial samples that mislead only a specific substitute model, the attacker obtains a unique representation of each substitute model's behavior. Since the substitute models only differ in the property distribution of their training set, that representation can be considered unique to the property distribution characterizing the training set.", + "bbox": [ + 212, + 507, + 787, + 763 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The notation used is as follows: Let $S_{T} \\sim D_{ST}$ be the set of face image pairs used to train target model $T$ , which was derived from identity distribution $D_{ST}$ . Let $P$ be the examined property and $\\{v_{0}, v_{1}, \\dots, v_{n}, v_{T}\\} \\in P_{values}$ be $P$ 's possible values, where $v_{T}$ is the value that characterizes most of the samples in $S_{T}$ . Let $S_{A} \\sim D_{SA}$ be a set of face image pairs collected by the attacker and derived", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "from identity distribution $D_{SA}$ . Note that there is a clear separation between the identities in $D_{ST}$ and $D_{SA}$ , i.e., the datasets $S_A$ and $S_T$ are mutually exclusive.", + "bbox": [ + 214, + 146, + 782, + 176 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Phase 1 - Attacker's Substitute Models", + "text_level": 1, + "bbox": [ + 214, + 199, + 584, + 213 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this phase, the attacker uses the external dataset $S_A$ to train several substitute models, each of which corresponds to a different property value. First, the attacker forms several data subsets from $S_A$ , where each subset $S_{A0} \\cup S_{A1} \\cup \\ldots \\cup S_{An} \\subset S_A$ corresponds to a different property value. For example, in the case in which $P$ is \"gender\", the attacker would form two subsets $S_{A_{male}} \\cup S_{A_{female}} \\subset S_A$ , where $S_{A_{male}}$ only includes pairs comprised of male identities, and $S_{A_{female}}$ only includes pairs comprised of female identities. Each subset $S_{Ai} \\subset S_A$ is then used to train a substitute model $M_{Ai}$ . In the example mentioned above in which $P$ is \"gender\", the attacker uses $S_{A_{male}}$ to train $M_{A_{male}}$ and $S_{A_{female}}$ to train $M_{A_{female}}$ . As a result, the attacker obtains several substitute models, each modulating the target model's expected behavior in the case it was trained on an extreme property value distribution (0% and 100%), i.e., the decision boundary of each substitute model is an estimation of the target model's decision boundary in the case it was trained on an extreme property value distribution.", + "bbox": [ + 212, + 223, + 787, + 436 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Phase 2 - Craft Adversarial Samples", + "text_level": 1, + "bbox": [ + 214, + 458, + 562, + 474 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this phase, the attacker crafts adversarial samples for each substitute model $M_{Ai}$ . First, the attacker selects pairs of images that belong to the same identity (labeled as \"the same person\") and were correctly labeled by $M_{Ai}$ . This dataset, denoted as $S_{A_{adv}}$ , is selected from the samples that remained in $S_A$ after performing phase 1, i.e., $S_{A_{adv}} = S_A \\setminus \\bigcup_{i=1}^{n} S_{Ai}$ , where $\\setminus$ is the operation of sets subtraction. Then, the attacker uses the samples of $S_{A_{adv}}$ to craft a set of adversarial samples for each substitute model $M_{Ai}$ , i.e., samples that mislead model $M_{Ai}$ to believe that the images in the pair belong to two different identities (predict \"not the same person\"). The adversarial sample set for each model $M_{Ai}$ is crafted by applying the optimization process used in existing adversarial evasion attacks on $S_{A_{adv}}$ . During this optimization, an adversarial noise is optimized so that when it is added to the pair's pixels, they remain as close to the original values as possible while causing $M_{Ai}$ to output the wrong prediction (\"not the same person\"). This objective is optimized by minimizing a cost function. The general adversarial optimization process is presented in equation 1:", + "bbox": [ + 212, + 483, + 787, + 724 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\widehat {\\text {p a i r} _ {i}} = \\text {p a i r} _ {i} + \\varepsilon \\operatorname {o p t} \\left(\\nabla_ {\\text {p a i r} _ {i}} L \\left(\\text {p a i r} _ {i}, y\\right)\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 364, + 734, + 784, + 753 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $pair_i \\in S_{A_{adv}}$ is an image pair, opt is the optimization function, and $\\nabla_{pair_i} L(pair_i, y)$ are the derivatives of cost function $L$ with respect to $pair_i$ and the true prediction $y$ . The adversarial attack used by AdversariaLeak is empirically selected. The adversarial sample set crafted for model $M_{Ai}$ is denoted as $\\overline{S}_{Ai_{adv}}$ . By crafting a set of adversarial samples for each substitute model,", + "bbox": [ + 214, + 763, + 787, + 842 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AdversariaLeak", + "bbox": [ + 625, + 114, + 730, + 127 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "the attacker can obtain a more comprehensive representation of the behavior of each extreme property distribution. The crafted adversarial samples rely on the gap between the true decision boundary and the model's decision boundary, i.e., the difference between the truth and the model's prediction. Since each substitute model $M_{Ai}$ is trained on a different training set (with a different property distribution), those gaps would differ between the different substitute models, i.e., different adversarial samples would be crafted. In contrast, when considering a different model (denoted as $M_j$ ) trained on the same distribution as $M_{Ai}$ , the two models would most likely have similar decision boundary gaps, i.e., some of the adversarial samples crafted for $M_{Ai}$ would mislead $M_j$ as well.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Phase 3 - Select Unique Samples", + "text_level": 1, + "bbox": [ + 215, + 321, + 532, + 338 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this phase, the attacker selects the unique adversarial samples from each adversarial set $\\overline{S}_{Ai_{adv}}$ obtained in phase 2, i.e., the adversarial samples crafted for $M_{Ai}$ that mislead only $M_{Ai}$ and not mislead other substitute models. To obtain the unique adversarial samples for each substitute model $M_{Ai}$ , the attacker first handpicks $\\overline{S}_{Ai_{adv}}+$ , which is the subset of $\\overline{S}_{Ai_{adv}}$ that succeeds in misleading $M_{Ai}$ . Then, the attacker selects the unique samples from $\\overline{S}_{Ai_{adv}}+$ by performing the process presented in equation 2:", + "bbox": [ + 214, + 349, + 787, + 455 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\overline {{S}} _ {A i _ {u q}} = \\{x \\in \\overline {{S}} _ {A i _ {a d v}} + | \\forall j \\neq i, M _ {A i} (x) \\neq M _ {A j} (x) \\} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 468, + 785, + 487 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $x$ is an adversarial sample from the $\\overline{S}_{Ai_{adv}} +$ set, $M_{Ai}(x)$ is the prediction of $M_{Ai}$ for sample $x$ (the incorrect prediction), and $M_{Aj}(x)$ is the prediction of a different substitute model that is not $M_{Ai}$ . By filtering the unique adversarial samples of each substitute model, the attacker emphasizes the behavioral differences between the different substitute models. The handpicked unique adversarial samples mislead $M_{Ai}$ by using the decision boundary gaps that are unique for $M_{Ai}$ , i.e., unique for the property distribution that $M_{Ai}$ was trained on. Therefore, these samples are expected to cause models that were trained on a similar distribution as $M_{Ai}$ to incorrectly classify the samples as \"not the same person\", and other models to correctly classify them as \"the same person\".", + "bbox": [ + 212, + 498, + 787, + 650 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.4 Phase 4 - Inferring the Property Value", + "text_level": 1, + "bbox": [ + 215, + 674, + 584, + 690 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this phase, the attacker queries the target model with the unique samples and infers the property value. First, the attacker queries the target model $T$ with each of the unique samples sets $\\overline{S}_{Ai_{uq}}$ . Then, the attacker aggregates $T$ 's predictions into a single score for each $\\overline{S}_{Ai_{uq}}$ . The aggregated score is the fraction of adversarial samples that mislead the target model (denoted as FMS, which is the fraction of misleading samples) and is presented in equation 3:", + "bbox": [ + 212, + 702, + 787, + 794 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nF M S \\left(\\bar {S} _ {A i _ {u q}}\\right) = \\frac {\\left| \\left\\{x \\in \\bar {S} _ {A i _ {u q}} \\mid T (x) = 0 \\right\\} \\right|}{\\left| \\bar {S} _ {A i _ {u q}} \\right|} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 361, + 806, + 785, + 844 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $x \\in \\overline{S}_{Ai_{uq}}$ is a unique adversarial sample crafted for model $M_{Ai}$ , $T(x)$ is the target model's prediction for $x$ , and 0 denotes the class \"not the same person\". By examining the FMS scores, the attacker can determine which $\\overline{S}_{Ai_{uq}}$ was the most successful in misleading target model $T$ , i.e., which substitute model $M_{Ai}$ has the decision boundary most similar to $T$ . The property value that characterizes the training set of the substitute model with the highest FMS score is chosen by the attacker as the property value that best characterizes the training set of the target model $T$ .", + "bbox": [ + 212, + 145, + 787, + 268 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 Evaluation", + "text_level": 1, + "bbox": [ + 215, + 290, + 356, + 306 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "All the experiments were performed using three cross-validations, with 15, 32, and 42 as the random seeds. In total, AdversariaLeak was evaluated in 420 different experiments: 1) 360 different experiments on the CelebA dataset [15]: 3 cross-validations * 2 backbones * 3 properties * 5 distributions * 2 evasion attacks * 2 attack scenarios; and 2) 60 different experiments on the MAAD-Face dataset [25]: 3 cross-validations * 2 backbones * 1 property * 5 distributions * 2 evasion attacks * 1 attack scenario. Additional evaluation details, as well as AdversariaLeak's code, can be found in the supplementary material.", + "bbox": [ + 212, + 321, + 787, + 445 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.1 Datasets", + "text_level": 1, + "bbox": [ + 215, + 467, + 334, + 481 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To properly evaluate AdversariaLeak, the datasets used should have: $i$ ) a large number of identities; $ii$ ) a large number of images per identity; and $iii$ ) implicit property annotations. We used the CelebA [15] and MAAD-Face [25] datasets, which fulfill these requirements. Note, other datasets were explored but did not meet the research requirements (see supplementary material). The CelebA dataset [15] (based on celebrity images) consists of 202,599 images of 10,177 identities, with annotations for 40 properties, including age, gender, and the presence of a 5 o'clock shadow (a day-old beard). The MAAD-Face dataset [25] is an enhanced version of the VGGFace2 dataset [4] (based on Google Image Search), utilizing different property annotations for each image, including the gender property. To ensure enough images per identity to create pairs of \"the same person\", we removed the dataset's identities which had only one image.", + "bbox": [ + 212, + 492, + 787, + 672 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The datasets were divided into three separate sets: $i)$ $50\\%$ of the identities were used as the target model's training sets; $ii)$ $25\\%$ of the identities were used as the attack evaluation set, which was used to train and evaluate the substitute models; and $iii)$ $25\\%$ of the identities were used as the attack crafting sample set, which was used to craft the adversarial samples used by AdversariaLeak. Note, we ensured that identities in the target model's dataset will not appear in the attacker datasets. Therefore, these datasets are not of the same distribution.", + "bbox": [ + 212, + 674, + 787, + 777 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Since the target model's task is face verification, the images in all the sets were paired and labeled, where \"the same person\" is denoted as one, and \"not the same person\" is denoted as zero. The attack evaluation set and crafting sample set are both balanced with respect to the examined property.", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AdversariaLeak", + "bbox": [ + 625, + 114, + 730, + 127 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To perform the evaluation on target models with different property distributions (100%, 75%, 50%, 25%, and 0%), only part of the target model's training set was used in each evaluation. To create a training set with a specific property distribution, the following steps were performed: (1) all the samples of the identities from the least common value were selected, i.e., those identities that fall under a property value that has the lowest occurrence compared to other property values (e.g., if the property is gender and there are 500 males and 300 females identities, then, female is the least common value). (2) a portion of the identities from the other property value is added based on the property distribution required.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Experimental Settings", + "text_level": 1, + "bbox": [ + 215, + 320, + 444, + 335 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Evaluation Environment. All experiments were performed on the CentOS Linux 7 (Core) operating system using 60 GB of memory and an NVIDIA GeForce RTX 3090 GPU card. In addition, the experimental code was written using Python 3.9.15, Sklearn 1.0.2, NumPy 1.23.5, adversarial-robustness-toolbox (ART) 1.12.2 and PyTorch 1.13.0.", + "bbox": [ + 212, + 347, + 785, + 421 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Attack scenarios. We examined AdversariaLeak in two different attack scenarios. The first (scenario 1) is to examine AdversariaLeak when the head's architecture is identical for both the target and substitute models. It was evaluated only on the CelebA dataset [15] due to its less likely attacker knowledge. The second (scenario 2) is to examine AdversariaLeak under stricter assumptions, in which the head's architecture used for the target and substitute models is different. Since this attack scenario is more likely, it was evaluated using both the CelebA [15] and MAAD-Face [25] datasets.", + "bbox": [ + 212, + 422, + 785, + 542 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "FR Models. The target and substitute models used are composed of a backbone (IResNet100 $^3$ or RepVGG B0 [27]) and a head, as face verification models typically are; additional information on the models and backbones can be found in the supplementary material. Throughout the experiments, the heads, used for both types of models, receive the subtraction (common approach in FR) of the two embedding vectors, one for each face image, and output the probability that the two images are of the same person. Two different head architectures were used: 1) A head consists of two dense layers with 64 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. 2) A head consists of seven dense layers with 512, 256, 128, 64, 32, 16 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. The final layer in both heads consists of a single neuron and the sigmoid activation function. In attack scenario 1 the first architecture was used whereas in attack scenario 2 the target model used the second architecture and the attacker used the first. The weights and biases for each layer were randomly initialized, and each head was trained using the Adam optimizer with a batch size of 64 and a learning rate of 0.0001. For CelebA [15], the first head was trained for 10 epochs; for MAAD-Face [25], for 20 epochs; and the second head for 30 epochs in both datasets. When using", + "bbox": [ + 212, + 544, + 787, + 816 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 7 + }, + { + "type": "page_footnote", + "text": "3 https://sota.nizhib.ai/pytorch-insightface/iresnet100-73e07ba7.pth", + "bbox": [ + 217, + 824, + 676, + 839 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "the CelebA dataset [15], we used pre-trained backbones, i.e., we trained only the head. However, when using the MAAD-Face dataset [25], we fine-tuned the backbones' weights to reach sufficient performance. This fine-tuning required an additional 10 epochs, training both the head and backbone together.", + "bbox": [ + 212, + 145, + 782, + 205 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Adversarial attacks. We examined AdversariaLeak by using two different adversarial evasion attacks to craft the adversarial samples - Carlini-Wagner [5] and the Projected Gradient Descent (PGD) attack [16] as implemented in the ART framework [20]. For Additional specifications see supplementary material.", + "bbox": [ + 212, + 207, + 784, + 267 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Tested Properties. We evaluated AdversariaLeak using three properties: (1) 5 o'clock shadow - whether an identity has a day-old beard or not; (2) young - whether an identity is young or not; and (3) male - whether an identity is male or not. 'Male' and 'Young' are commonly used properties in FR and EIL domains; while '5 o'clock shadow' is more challenging due to its delicate physical aspects. Note, 5 o'clock shadow and young properties were evaluated in the CelebA dataset [15] evaluation; and male property was evaluated in both the CelebA [15] and MAAD-Face [25] datasets evaluation. In the evaluation, five different proportions of the positive property value were evaluated - $0\\%$ , $25\\%$ , $50\\%$ , $75\\%$ , and $100\\%$ . As all examined properties are binary, AdversariaLeak was applied with two substitute models, i.e., one for each extreme distribution $(100\\%$ and $0\\%)$ .", + "bbox": [ + 212, + 267, + 785, + 446 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Compared Attacks. We compared AdversariaLeak to two state-of-the-art EIL attacks - the loss test and threshold test attacks [24]. In the loss test attack, we create two attacker sets with $0\\%$ and $100\\%$ property distributions. Then, we query the target model with each set, evaluate its performance (using accuracy), and select the property values of the set that achieved better performance. In the threshold test attack, we used two substitute models with extreme property distributions $0\\%$ and $100\\%$ , i.e., we adjusted this attack to realistic attacker assumptions. Then, we create two data sets $S_{0}$ and $S_{1}$ with $0\\%$ and $100\\%$ property distributions respectively, and identify which of them maximizes the performance gap between the substitute models (denoted as $S_{k}$ ). Then, we find the threshold $\\lambda$ that maximizes the ability to distinguish between models that were trained on $S_{k}$ and all others. Finally, we queried the target model with $S_{k}$ and select $S_{k}$ 's property value if the performance received is higher or equal to $\\lambda$ .", + "bbox": [ + 212, + 449, + 787, + 645 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Experimental Results", + "text_level": 1, + "bbox": [ + 215, + 666, + 460, + 683 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The results were obtained using RepVGG_B0 [8] and IResNet100 [3] backbones; IResNet100 results are in the supplementary material due to space limits.", + "bbox": [ + 214, + 696, + 782, + 727 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Attack Results All of the results presented were validated by three cross-validations. Fig. 2 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner (CW) [5] (plots (a)-(c) and (g)-(i)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plots (d)-(f) and (j)-(l)) with a query budget of 3,000 samples at most. Each plot in Fig. 2 presents the results obtained for the 5 o'clock shadow (blue bars), denoted as 5OCS; young", + "bbox": [ + 212, + 750, + 805, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AdversariaLeak", + "bbox": [ + 625, + 114, + 730, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/969e66369b99dccfca3e0d8b228f6eeb3250d0fcae15c115d8ea509fc15bcf93.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 220, + 143, + 421, + 231 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/c43e3616737a2e899c0be62e49dd1a56606ebbd1b30f1afdbf07d7abc1c9f20d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 423, + 143, + 591, + 231 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/edce4de489bf208072f22238fb9eeee3d399823265640cd693d34a05c35ed88e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 594, + 143, + 784, + 231 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/8b0ac277abc11db9a30f8077388f99f8a2f087abfe60707bd3c960b88f023735.jpg", + "image_caption": [ + "(a)", + "(d)" + ], + "image_footnote": [], + "bbox": [ + 222, + 241, + 419, + 315 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/eb981fffb4597e333d4233232aab1aae10400ec4881f59b9cf1a641346f2323e.jpg", + "image_caption": [ + "(b)", + "(e)" + ], + "image_footnote": [], + "bbox": [ + 423, + 242, + 591, + 316 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/9122b94f26f081265bb62275c43fe377d2e3351dd33d44f62f789c84cd1d83b0.jpg", + "image_caption": [ + "(c)", + "(f)" + ], + "image_footnote": [], + "bbox": [ + 594, + 242, + 781, + 316 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/5184cc585d0abe183ace7fe1eaef65d61eda08f06ec2835aa4a0cd985b07cef3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 220, + 327, + 418, + 402 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/28e8760d3a2ffbfa4a02d3a89bdcfc1fb16089b08b3bbbbfa82bb3485a0654ac.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 423, + 327, + 591, + 402 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/7f9cda02a2f5138af70c860d1e7771332ab20e57dc252a92621d3f263593e0c4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 594, + 327, + 781, + 404 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/6112c8515d9b9e601829d2203a720ccf233ce37bc12b2070487dc98ecb0fb4b3.jpg", + "image_caption": [ + "(g)", + "(j)" + ], + "image_footnote": [], + "bbox": [ + 222, + 412, + 418, + 488 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/0d904349b327c15918fee2f015957a1295540dbe5f9df243f79096a74904b991.jpg", + "image_caption": [ + "(h)", + "(k)" + ], + "image_footnote": [], + "bbox": [ + 423, + 412, + 591, + 488 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/f5bdfff38707ad02da1e1438504ce433daaa6b796d5d199a1694700549d7a8b4.jpg", + "image_caption": [ + "(i)", + "(1)", + "Fig. 2: Results of AdversariaLeak on the CelebA dataset [15]." + ], + "image_footnote": [], + "bbox": [ + 594, + 412, + 782, + 489 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(orange bars); and male (green bars) properties. The results are on attack scenario 1 (plots (a)-(f)) and attack scenario 2 (plots (g)-(l)). Each plot presents the fraction of adversarial samples that mislead the target model, denoted as FMS (y-axis), for each target model trained on the five different property distributions (x-axis). For each target model, the FMS metric is presented for the unique samples crafted for the two substitute models of AdversariaLeak: $i)$ $0\\%$ property value distribution (the lighter bar); and $ii)$ $100\\%$ property value distribution (the darker bar). According to AdversariaLeak, when the FMS of the $0\\%$ substitute model (the lighter bar) is higher, the property value that best characterizes the target model training set is the \"0\" value (e.g., not 5 o'clock shadow, not young, not male) and vice versa. Similarly, Fig. 3 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner (CW) [5] (plot (a)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plot (b)) with a query budget of 3,000 samples at most.", + "bbox": [ + 212, + 565, + 787, + 777 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set regardless of the adversarial attack used, the attack scenario and the dataset, i.e., when the target model is of the $0\\%$ and $25\\%$ distributions, the $0\\%$ substitute model has a", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 127 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/09f53796fb114ec3c4b103ea5536acde77f8ede86a7e85cc0b16aed7df25ad09.jpg", + "image_caption": [ + "Fig. 3: Results of AdversariaLeak on the MAAD-Face dataset [25]." + ], + "image_footnote": [], + "bbox": [ + 271, + 148, + 723, + 268 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/8df7ff3a9d2bf35482103566739e303de7cd483f872af9c94d71386ee7cde805.jpg", + "table_caption": [ + "Table 1: Results of AdversariaLeak (Our), loss test (LTA) and threshold test (TDTA) attacks [24], on the CelebA [15] and MAAD-Face [25] datasets." + ], + "table_footnote": [], + "table_body": "
PropertyScenarioTarget Model Per Distribution
0%25%50%75%100%
LTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOur
50CS (CelebA [15])1Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CSNot 50CS50CS50CS50CS50CS50CS50CS
2Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CS50CS50CS50CS50CS50CS50CS50CS
Young (CelebA [15])1Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
2Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
Male (CelebA [15])1Not MaleNot MaleNot MaleMaleNot MaleNot MaleMaleNot MaleNot MaleMaleMaleMaleMaleMaleMale
2Not MaleNot MaleNot MaleMaleMaleNot MaleMaleMaleNot MaleMaleMaleMaleMaleMaleMale
Male (MAAD-Face [25])2Not MaleMaleNot MaleNot MaleMaleNot MaleMaleMaleMaleMaleMaleMaleMaleMaleMale
", + "bbox": [ + 218, + 357, + 785, + 429 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "higher FMS, and when the target model is of the $100\\%$ and $75\\%$ distributions, the $100\\%$ substitute model has a higher FMS. This success is statistically significant (see supplementary material). In addition, when examining the results on the target model trained on a balanced distribution (the $50\\%$ distribution), it can be seen that most of the gaps between the FMS of the two substitute models (lighter and darker bars) are relatively smaller than those in other distributions (Section 6). Furthermore, the standard deviation (the black line in each bar) is less than 0.09 in most of the experiments, indicating that AdversariaLeak's results are consistent. Moreover, we note that the standard deviation slightly increased from scenario 1 to scenario 2 in Fig. 2 (which is consistent with the scenarios' difficulty) with no noticeable changes in the FMS gaps.", + "bbox": [ + 212, + 455, + 787, + 623 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Query Budget Effect Fig. 4 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner [5] (plots (a)-(e) and (k)-(o)) and the PGD [16] (plots (f)-(j) and (p)-(t)) attacks. The results are on attack scenario 1 (plots (a)-(j)) and attack scenario 2 (plots (k)-(t)). Each plot in Fig. 4 presents the gap (y-axis) between the FMS of samples crafted on a substitute model trained on $0\\%$ of the property and on a substitute model trained on $100\\%$ of the property (i.e., $FMS_{0\\%} - FMS_{100\\%}$ ), across different query budgets (x-axis), which ranges between [1, 200], and different properties (colors) for each target model trained on the five different property distributions (denoted as PD). Note, the query budget represents the number of unique samples from both the substitute models, i.e., query budget = unique_set_0% + unique_set_100%. The percentage gap, presented on the y-axis, can reflect AdversariaLeak's final decision. When negative, the attacker infers that the target model training set", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AdversariaLeak", + "bbox": [ + 625, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/a4c4d0d047b0ddf89865c1f4ea584f03a1afcebbd5e34b257accdd97d125ef90.jpg", + "image_caption": [ + "Fig. 4: Query budget results of AdversariaLeak on the CelebA dataset [15]." + ], + "image_footnote": [], + "bbox": [ + 218, + 145, + 782, + 537 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "mainly consists of the examined property (e.g., 5 o'clock shadow, young, male), and when positive, the attacker infers the opposite (e.g., not 5 o'clock shadow, not young, not male). To control the query budget used, the number of unique adversarial samples taken from the unique sample sets to query the target model was limited. This was done by selecting the unique samples that received the highest confidence score from the substitute model they were crafted on, i.e., the samples that mislead the substitute model the most. Similarly, Fig. 5 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner [5] (plots (a)-(e)) and the PGD [16] (plots (f)-(j)) attacks. Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set, regardless of the adversarial attack used, the evaluated scenario and the dataset, by using a minimum of 24 queries to the target model in scenario 1 and 60 in scenario 2. This indicates that AdversariaLeak outperforms existing attacks and reduces the query number required to perform a successful EIL attack.", + "bbox": [ + 212, + 613, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 127 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/dfb480840013b1ce72768042c98a2c8f5d907474c6fe0eff5518cfdff17f3eb9.jpg", + "image_caption": [ + "Fig. 5: Query budget results of AdversariaLeak on the MAAD-Face dataset [25]." + ], + "image_footnote": [], + "bbox": [ + 233, + 151, + 767, + 356 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Comparison to EIL Attacks Table 1 presents the results of the loss test (LTA) and threshold test (TDTA) attacks [24] and AdversariaLeak's final results on the CelebA [15] and MAAD-Face [25] datasets. The presented LTA and TDTA results were obtained by using the entire attack crafting sample set in their benign form, i.e., before performing the adversarial sample crafting process. Note, that the attack crafting samples set is not part of the training process of the models and is used only to query the models in any of the compared methods. The attack crafting samples set of the CelebA dataset [15] contained about 7,088, 14,000, and 23,405 images with a standard deviation of 209.08, 6,922.65, and 14,454.51 in the 5 o'clock shadow, young, and male properties experiments respectively. The attack crafting samples set of the MAAD-Face dataset [25] contained about 656,680 images with a standard deviation of 3,413.99 in the male property's experiments.", + "bbox": [ + 212, + 426, + 787, + 625 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "From Table 1 we can see that in the experiments on the 5 o'clock shadow property, TDTA failed in half of the experiments (the grey cells), whereas LTA and AdversariaLeak achieved similar results, i.e., the final property value chosen by the attacker is identical. In the experiments on the young and male properties, AdversariaLeak outperformed LTA and TDTA, i.e., AdversariaLeak succeeded in inferring the correct property value in all the examined experiments whereas LTA and TDTA did not (the grey cells). Moreover, when examining both scenarios, we can see that the LTA is less stable when the attack scenario is stricter (scenario 2). Furthermore, while the LTA and TDTA failed to infer the correct property value in some of the experiments when using tens of thousands of queries to the target model, for example, using maximum query budget of 24,000 samples in each experiment (for a complete query budget analysis see supplementary material), AdversariaLeak succeeded in inferring the correct property value in all of the experiments, with a minimal number of 24 to 60 queries.", + "bbox": [ + 212, + 628, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AdversariaLeak", + "bbox": [ + 625, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6 Discussion", + "text_level": 1, + "bbox": [ + 215, + 143, + 354, + 160 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Throughout the experiments, interesting attack behavior was discovered in the experiments related to the target models trained on a $50\\%$ property distribution. In those experiments, the gap between the FMS of the substitute model trained on $0\\%$ of the property and the substitute model trained on $100\\%$ of the property (i.e., $FMS_{0\\%} - FMS_{100\\%}$ ) should be close or equal to zero (inconclusive decision). However, in most of those experiments on the CelebA dataset [15], AdversariaLeak showed a clear preference for specific property values, i.e., not 5 o'clock shadow, young, and not male values. These tendencies to favor specific property values can be explained by examining the only component that is not affected by the property distribution in all target models trained on the CelebA dataset [15], i.e., the pre-trained backbone that was used. The RepVGG_B0 backbone was trained on a clean version of the MS-Celeb-1M dataset [12], which varied with respect to the identities' age (there is no clear indication for a specific age distribution), yet it contains mainly female identities, which causes it to have more identities without a beard. It can be seen that the gender distribution (mostly female) and 5 o'clock shadow distribution (mostly without beard) of the MS-Celeb-1M dataset leaks into AdversariaLeak's results for the target models with a $50\\%$ property distribution when the backbone is pre-trained. Contrary in the MAAD-Face dataset [25] this phenomenon is not observed which can be explained by the fact that we have fine-tuned the backbone. Those observations indicate that the property distribution of the backbone's training set may affect the attack results (extended in the supplementary material).", + "bbox": [ + 212, + 181, + 787, + 513 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "To mitigate the risk posed by EIL attacks, several countermeasures can be considered: adversarial training [16], differential privacy [9], fine-tuning with diverse datasets [28] and robust architectures with defensive distillation [21]. These measures collectively improve model robustness and privacy, which could reduce the vulnerability to EIL attacks (extended in the supplementary material).", + "bbox": [ + 212, + 515, + 787, + 592 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion and Future Work", + "text_level": 1, + "bbox": [ + 215, + 619, + 532, + 636 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we presented AdversariaLeak, a novel EIL attack for FR systems that infers the property value that best characterizes the distribution of the target model training set. AdversariaLeak uses a minimal number of substitute models to craft and handpick a set of unique adversarial samples, which are used to query the target model. The experimental results demonstrate that, in contrast to existing attacks, AdversariaLeak is successful and suitable for real-world attack scenarios due to its use of a minimal query budget of 24 to 60 queries and practical attacker assumptions. The principles behind AdversariaLeak are not limited to FR systems. Future work may include applying AdversariaLeak in different domains such as tabular data domains; adjusting it to other computer vision tasks, such as object detection; and estimating the exact target model's distribution.", + "bbox": [ + 212, + 657, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "R. Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Arashloo, S.R., Kittler, J.: Class-specific kernel fusion of multiple descriptors for face verification using multiscale binarised statistical image features. 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Katzav et al.", + "bbox": [ + 271, + 114, + 380, + 127 + ], + "page_idx": 15 + } +] \ No newline at end of file diff --git a/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/9653b0ed-ece0-4cea-a54c-7c2e364bd4ef_model.json b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/9653b0ed-ece0-4cea-a54c-7c2e364bd4ef_model.json new file mode 100644 index 0000000000000000000000000000000000000000..d94d132b80ddf0c660076e73c523fa94457fc7a0 --- /dev/null +++ b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/9653b0ed-ece0-4cea-a54c-7c2e364bd4ef_model.json @@ -0,0 +1,1926 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.236, + 0.141, + 0.77, + 0.21 + ], + "angle": 0, + "content": "AdversariaLeak: External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems" + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.235, + 0.776, + 0.283 + ], + "angle": 0, + "content": "Roye Katzav1, Amit Giloni1, Edita Grolman1, Hiroo Saito2, Tomoyuki Shibata2, Tsukasa Omino2, Misaki Komatsu2, Yoshikazu Hanatani2, Yuval Elovici1, and Asaf Shabtai1" + }, + { + "type": "text", + "bbox": [ + 0.286, + 0.292, + 0.717, + 0.321 + ], + "angle": 0, + "content": "\\(^{1}\\) Department of Software and Information Systems Engineering, Ben-Gurion University of the Negev" + }, + { + "type": "text", + "bbox": [ + 0.238, + 0.322, + 0.765, + 0.335 + ], + "angle": 0, + "content": "{royek, hacmona, edita}@post.bgu.ac.il; {elovici, shabtaia}@bgu.ac.il" + }, + { + "type": "text", + "bbox": [ + 0.25, + 0.335, + 0.751, + 0.377 + ], + "angle": 0, + "content": "\\(^{2}\\) Corporate Research & Development Center, Toshiba Corporation {hiroo5.saito, tomyuki1.shibata, tsukasa.omino, misaki1.komatsu, yoshikazu.hanatani}@toshiba.co.jp" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.414, + 0.744, + 0.637 + ], + "angle": 0, + "content": "Abstract. Face recognition (FR) systems are vulnerable to external information leakage (EIL) attacks, which can reveal sensitive information about the training data, thus compromising the confidentiality of the company's proprietary and the privacy of the individuals concerned. Existing EIL attacks mainly rely on unrealistic assumptions, such as a high query budget for the attacker and massive computational power, resulting in impractical EIL attacks. We present AdversariaLeak, a novel and practical query-based EIL attack that targets the face verification model of the FR systems by using carefully selected adversarial samples. AdversariaLeak uses substitute models to craft adversarial samples, which are then handpicked to infer sensitive information. Our extensive evaluation on the MAAD-Face and CelebA datasets, which includes over 200 different target models, shows that AdversariaLeak outperforms state-of-the-art EIL attacks in inferring the property that best characterizes the FR model's training set while maintaining a small query budget and practical attacker assumptions." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.649, + 0.744, + 0.678 + ], + "angle": 0, + "content": "Keywords: Face Recognition \\(\\cdot\\) External Information Leakage \\(\\cdot\\) Adversarial Samples" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.703, + 0.378, + 0.719 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Face recognition (FR) systems are deployed in various domains, including physical access control [22], surveillance [18], and mobile device security [13]. The core component of modern FR systems is a large-scale deep neural network (DNN) that performs face verification, i.e., identifying whether two images belong to the same individual [1, 23]. The inclusion of DNNs in the recognition pipeline causes the system to be vulnerable to various security breaches and attacks [11, 26]. Those attacks are major concerns since an attacker can perform an external" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.128 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.343 + ], + "angle": 0, + "content": "information leakage (EIL) attack to infer implicit statistical properties about the target model's training set. This would result in a violation of the confidentiality of the company's proprietary (specifically the model's training set) and harm the privacy of the included individuals [24,30]. These properties could include sensitive and personal information, such as gender, ethnicity, age and geolocation. Existing works have demonstrated that different machine learning (ML) models, including face verification (FV) models, are vulnerable to EIL attacks [6,10,19,30]. However, these works often rely on unrealistic assumptions about the attacker's knowledge (complete knowledge of the model's architecture and parameters, access to the training set collection space, etc.) and computational resources (training hundreds of substitute models, access to many data samples, etc.) [17,24]. As a result, the current state-of-the-art EIL attacks may not be practical in a real-world attack scenario." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.79, + 0.51 + ], + "angle": 0, + "content": "We present AdversariaLeak, a novel and practical EIL attack that targets the FV model of the FR system and assumes a realistic attacker knowledge while using a small number of queries to the target model. Given an attacker's sample set, the attacker trains a substitute model for each property value and uses the models to craft adversarial samples, i.e., samples that mislead the model and cause it to make an incorrect prediction. A few of the crafted adversarial samples, referred to as the unique adversarial samples, are then handpicked and used to query the target model, maliciously leading it to reveal its training set properties. By using the unique adversarial samples to model the substitute models' differences, the attacker can examine the effect of the property distribution in the training set on the model's decision boundary." + }, + { + "type": "image", + "bbox": [ + 0.273, + 0.539, + 0.74, + 0.678 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.693, + 0.788, + 0.737 + ], + "angle": 0, + "content": "Fig. 1: An overview of AdversariaLeak with the 'gender' property; (A) induce substitute models; (B) craft adversarial samples for each of the substitute models; (C) filter the unique adversarial samples; (D) query the target model to infer the property value." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We evaluate AdversariaLeak in two attack scenarios and 180 different target models using the CelebA dataset [15] and three of its implicit properties: the individuals' age group, gender, and the presence of a 5 o'clock shadow (a day-old beard). Additionally, to show that AdversariaLeak can be generalized to other datasets, we extended our evaluation to an additional dataset, the MAAD-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.626, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.298 + ], + "angle": 0, + "content": "Face [25] dataset, and tested the gender property (male). AdversariaLeak was evaluated on five different property distributions: \\(100\\%\\), \\(75\\%\\), \\(50\\%\\), \\(25\\%\\), and \\(0\\%\\), each of which represents the proportion of the positive property value in the training set. If the examined property is gender, then a distribution of \\(25\\%\\) means that \\(25\\%\\) of the identities in the training set are male and the rest are female. Our evaluation demonstrates that AdversariaLeak outperforms existing EIL attacks by: i) successfully inferring the property value that best characterizes the target model's training set; ii) holding practical and realistic attacker assumptions; and iii) using a small query budget that includes only 24 to 60 queries to the target model (depending on the attack scenario)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.298, + 0.788, + 0.389 + ], + "angle": 0, + "content": "Understanding and mitigating the information leakage that AdversariaLeak exposes is essential to: 1) Ensure fair and secure deployment of widely used FR systems. 2) Safeguard personal data. 3) Maintain the integrity of these FR systems that rely heavily on sensitive biometric authentication. 4) Highlight potential biases and weaknesses, prompting the development of more robust and fair FR systems. The main contributions of this paper are:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.396, + 0.717, + 0.411 + ], + "angle": 0, + "content": "- The first EIL attack that successfully utilizes adversarial samples." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.411, + 0.785, + 0.456 + ], + "angle": 0, + "content": "- The first EIL attack that assumes realistic attacker restrictions, which is done by using a small number of substitute models and a minimum number of queries." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.456, + 0.785, + 0.486 + ], + "angle": 0, + "content": "- A generic attack that is not dependent on specific properties or any prior knowledge about the training set." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.396, + 0.785, + 0.486 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.508, + 0.388, + 0.525 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.689 + ], + "angle": 0, + "content": "EIL attacks can target different types of models, such as fully connected neural networks (FCNNs) [10], convolutional neural networks (CNNs) [24], collaborative learning models [19], and generative adversarial networks (GANs) [30]. Depending on the attacker's knowledge regarding the target model's architecture and parameters, existing EIL attacks can be categorized as complete-knowledge (white-box), no-knowledge (black-box), and partial-knowledge (gray-box) attacks. The first EIL attack, which was a white-box attack, trained substitute models on datasets with different property distributions and used the models' parameters to train a meta-classifier for predicting the external property value [2]. This attack was extended to FCNNs [10] and CNNs [24]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Although white-box attacks can be effective, they are considered impractical due to their access assumptions. Black-box and gray-box attacks have been proposed as more practical alternatives. Existing black-box attacks rely on querying the target model and examining the predictions according to different property values, such as examining the difference in accuracy between samples belonging to different property values [24] and setting a performance threshold that distinguishes between property values [24]. Gray-box attacks also rely on querying the target model, yet require additional partial knowledge about the target model. In particular, the existing gray-box EIL attacks assume access to the training set collection space [6, 17]. In both attacks, the attacker inserts poisoned samples" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "into the training set to increase the correlation between the examined property and a specific label learned by the model. Then, the attacker trains substitute models on different property distributions using the poisoned samples and trains a meta-classifier on the substitute models' confidence scores. Finally, the attacker uses the target model's confidence scores to infer its property value. The two attacks differ in the meta-classifier's training data - Mahloujifar et al. used the raw confidence scores and Chaudhari et al. used normalized confidence scores." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.788, + 0.373 + ], + "angle": 0, + "content": "Most of the EIL attacks assume impractical attacker assumptions: \\(i\\)) white-box attacks assume complete access to the target model; \\(ii\\)) gray-box attacks require access to the training data collection space or access to inject new samples into the training set; and \\(iii\\)) the black-box threshold test attack [24] requires training over 100 substitute models, leaving the loss test attack [24] as the only practical EIL attack. In our evaluation, we compared AdversariaLeak to the loss test and the threshold test attacks under realistic assumptions - the threshold test using two substitute models and the loss test in its original form." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.374, + 0.788, + 0.451 + ], + "angle": 0, + "content": "AdversariaLeak utilizes adversarial evasion attacks to perform an EIL attack. Although it is the first to do so, several works utilized adversarial attacks for privacy-related tasks, such as a membership inference attack [7], a model extraction attack [29], and defending against attribute inference attacks [14]. For additional background and related work see supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.474, + 0.405, + 0.491 + ], + "angle": 0, + "content": "3 AdversariaLeak" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.788, + 0.765 + ], + "angle": 0, + "content": "In this section, we introduce AdversariaLeak's components and structure (illustrated in Fig. 1). Given an external dataset and access to query the target ML model, an attacker can use AdversariaLeak to infer the property value that best characterizes the target model's training data, i.e., the property distribution which is the closest to the target model's training set distribution. AdversariaLeak is composed of four main phases: 1) the attacker uses the external dataset to train substitute models, each of which is trained on a different extreme property distribution, resulting in one substitute model per property value; 2) the attacker leverages an adversarial evasion attack to craft adversarial samples for each of the substitute models; 3) for each substitute model, the attacker selects unique adversarial samples that mislead solely that model; and 4) the attacker queries the target model with the unique samples and infers the property value according to the model's behavior. By using unique adversarial samples that mislead only a specific substitute model, the attacker obtains a unique representation of each substitute model's behavior. Since the substitute models only differ in the property distribution of their training set, that representation can be considered unique to the property distribution characterizing the training set." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "The notation used is as follows: Let \\( S_{T} \\sim D_{ST} \\) be the set of face image pairs used to train target model \\( T \\), which was derived from identity distribution \\( D_{ST} \\). Let \\( P \\) be the examined property and \\( \\{v_{0}, v_{1}, \\dots, v_{n}, v_{T}\\} \\in P_{values} \\) be \\( P \\)'s possible values, where \\( v_{T} \\) is the value that characterizes most of the samples in \\( S_{T} \\). Let \\( S_{A} \\sim D_{SA} \\) be a set of face image pairs collected by the attacker and derived" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.626, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "from identity distribution \\( D_{SA} \\). Note that there is a clear separation between the identities in \\( D_{ST} \\) and \\( D_{SA} \\), i.e., the datasets \\( S_A \\) and \\( S_T \\) are mutually exclusive." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.2, + 0.586, + 0.214 + ], + "angle": 0, + "content": "3.1 Phase 1 - Attacker's Substitute Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.224, + 0.788, + 0.438 + ], + "angle": 0, + "content": "In this phase, the attacker uses the external dataset \\( S_A \\) to train several substitute models, each of which corresponds to a different property value. First, the attacker forms several data subsets from \\( S_A \\), where each subset \\( S_{A0} \\cup S_{A1} \\cup \\ldots \\cup S_{An} \\subset S_A \\) corresponds to a different property value. For example, in the case in which \\( P \\) is \"gender\", the attacker would form two subsets \\( S_{A_{male}} \\cup S_{A_{female}} \\subset S_A \\), where \\( S_{A_{male}} \\) only includes pairs comprised of male identities, and \\( S_{A_{female}} \\) only includes pairs comprised of female identities. Each subset \\( S_{Ai} \\subset S_A \\) is then used to train a substitute model \\( M_{Ai} \\). In the example mentioned above in which \\( P \\) is \"gender\", the attacker uses \\( S_{A_{male}} \\) to train \\( M_{A_{male}} \\) and \\( S_{A_{female}} \\) to train \\( M_{A_{female}} \\). As a result, the attacker obtains several substitute models, each modulating the target model's expected behavior in the case it was trained on an extreme property value distribution (0% and 100%), i.e., the decision boundary of each substitute model is an estimation of the target model's decision boundary in the case it was trained on an extreme property value distribution." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.459, + 0.563, + 0.475 + ], + "angle": 0, + "content": "3.2 Phase 2 - Craft Adversarial Samples" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.484, + 0.789, + 0.725 + ], + "angle": 0, + "content": "In this phase, the attacker crafts adversarial samples for each substitute model \\( M_{Ai} \\). First, the attacker selects pairs of images that belong to the same identity (labeled as \"the same person\") and were correctly labeled by \\( M_{Ai} \\). This dataset, denoted as \\( S_{A_{adv}} \\), is selected from the samples that remained in \\( S_A \\) after performing phase 1, i.e., \\( S_{A_{adv}} = S_A \\setminus \\bigcup_{i=1}^{n} S_{Ai} \\), where \\( \\setminus \\) is the operation of sets subtraction. Then, the attacker uses the samples of \\( S_{A_{adv}} \\) to craft a set of adversarial samples for each substitute model \\( M_{Ai} \\), i.e., samples that mislead model \\( M_{Ai} \\) to believe that the images in the pair belong to two different identities (predict \"not the same person\"). The adversarial sample set for each model \\( M_{Ai} \\) is crafted by applying the optimization process used in existing adversarial evasion attacks on \\( S_{A_{adv}} \\). During this optimization, an adversarial noise is optimized so that when it is added to the pair's pixels, they remain as close to the original values as possible while causing \\( M_{Ai} \\) to output the wrong prediction (\"not the same person\"). This objective is optimized by minimizing a cost function. The general adversarial optimization process is presented in equation 1:" + }, + { + "type": "equation", + "bbox": [ + 0.365, + 0.736, + 0.785, + 0.755 + ], + "angle": 0, + "content": "\\[\n\\widehat {\\text {p a i r} _ {i}} = \\text {p a i r} _ {i} + \\varepsilon \\operatorname {o p t} \\left(\\nabla_ {\\text {p a i r} _ {i}} L \\left(\\text {p a i r} _ {i}, y\\right)\\right) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.765, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\(pair_i \\in S_{A_{adv}}\\) is an image pair, opt is the optimization function, and \\(\\nabla_{pair_i} L(pair_i, y)\\) are the derivatives of cost function \\(L\\) with respect to \\(pair_i\\) and the true prediction \\(y\\). The adversarial attack used by AdversariaLeak is empirically selected. The adversarial sample set crafted for model \\(M_{Ai}\\) is denoted as \\(\\overline{S}_{Ai_{adv}}\\). By crafting a set of adversarial samples for each substitute model," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.128 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.299 + ], + "angle": 0, + "content": "the attacker can obtain a more comprehensive representation of the behavior of each extreme property distribution. The crafted adversarial samples rely on the gap between the true decision boundary and the model's decision boundary, i.e., the difference between the truth and the model's prediction. Since each substitute model \\( M_{Ai} \\) is trained on a different training set (with a different property distribution), those gaps would differ between the different substitute models, i.e., different adversarial samples would be crafted. In contrast, when considering a different model (denoted as \\( M_j \\)) trained on the same distribution as \\( M_{Ai} \\), the two models would most likely have similar decision boundary gaps, i.e., some of the adversarial samples crafted for \\( M_{Ai} \\) would mislead \\( M_j \\) as well." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.323, + 0.533, + 0.339 + ], + "angle": 0, + "content": "3.3 Phase 3 - Select Unique Samples" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.35, + 0.788, + 0.457 + ], + "angle": 0, + "content": "In this phase, the attacker selects the unique adversarial samples from each adversarial set \\(\\overline{S}_{Ai_{adv}}\\) obtained in phase 2, i.e., the adversarial samples crafted for \\(M_{Ai}\\) that mislead only \\(M_{Ai}\\) and not mislead other substitute models. To obtain the unique adversarial samples for each substitute model \\(M_{Ai}\\), the attacker first handpicks \\(\\overline{S}_{Ai_{adv}}+\\), which is the subset of \\(\\overline{S}_{Ai_{adv}}\\) that succeeds in misleading \\(M_{Ai}\\). Then, the attacker selects the unique samples from \\(\\overline{S}_{Ai_{adv}}+\\) by performing the process presented in equation 2:" + }, + { + "type": "equation", + "bbox": [ + 0.323, + 0.469, + 0.786, + 0.488 + ], + "angle": 0, + "content": "\\[\n\\overline {{S}} _ {A i _ {u q}} = \\{x \\in \\overline {{S}} _ {A i _ {a d v}} + | \\forall j \\neq i, M _ {A i} (x) \\neq M _ {A j} (x) \\} \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.499, + 0.788, + 0.651 + ], + "angle": 0, + "content": "where \\( x \\) is an adversarial sample from the \\( \\overline{S}_{Ai_{adv}} + \\) set, \\( M_{Ai}(x) \\) is the prediction of \\( M_{Ai} \\) for sample \\( x \\) (the incorrect prediction), and \\( M_{Aj}(x) \\) is the prediction of a different substitute model that is not \\( M_{Ai} \\). By filtering the unique adversarial samples of each substitute model, the attacker emphasizes the behavioral differences between the different substitute models. The handpicked unique adversarial samples mislead \\( M_{Ai} \\) by using the decision boundary gaps that are unique for \\( M_{Ai} \\), i.e., unique for the property distribution that \\( M_{Ai} \\) was trained on. Therefore, these samples are expected to cause models that were trained on a similar distribution as \\( M_{Ai} \\) to incorrectly classify the samples as \"not the same person\", and other models to correctly classify them as \"the same person\"." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.675, + 0.585, + 0.691 + ], + "angle": 0, + "content": "3.4 Phase 4 - Inferring the Property Value" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.703, + 0.788, + 0.795 + ], + "angle": 0, + "content": "In this phase, the attacker queries the target model with the unique samples and infers the property value. First, the attacker queries the target model \\( T \\) with each of the unique samples sets \\( \\overline{S}_{Ai_{uq}} \\). Then, the attacker aggregates \\( T \\)'s predictions into a single score for each \\( \\overline{S}_{Ai_{uq}} \\). The aggregated score is the fraction of adversarial samples that mislead the target model (denoted as FMS, which is the fraction of misleading samples) and is presented in equation 3:" + }, + { + "type": "equation", + "bbox": [ + 0.362, + 0.808, + 0.787, + 0.845 + ], + "angle": 0, + "content": "\\[\nF M S \\left(\\bar {S} _ {A i _ {u q}}\\right) = \\frac {\\left| \\left\\{x \\in \\bar {S} _ {A i _ {u q}} \\mid T (x) = 0 \\right\\} \\right|}{\\left| \\bar {S} _ {A i _ {u q}} \\right|} \\tag {3}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.626, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.269 + ], + "angle": 0, + "content": "where \\( x \\in \\overline{S}_{Ai_{uq}} \\) is a unique adversarial sample crafted for model \\( M_{Ai} \\), \\( T(x) \\) is the target model's prediction for \\( x \\), and 0 denotes the class \"not the same person\". By examining the FMS scores, the attacker can determine which \\( \\overline{S}_{Ai_{uq}} \\) was the most successful in misleading target model \\( T \\), i.e., which substitute model \\( M_{Ai} \\) has the decision boundary most similar to \\( T \\). The property value that characterizes the training set of the substitute model with the highest FMS score is chosen by the attacker as the property value that best characterizes the training set of the target model \\( T \\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.291, + 0.357, + 0.308 + ], + "angle": 0, + "content": "4 Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.323, + 0.788, + 0.446 + ], + "angle": 0, + "content": "All the experiments were performed using three cross-validations, with 15, 32, and 42 as the random seeds. In total, AdversariaLeak was evaluated in 420 different experiments: 1) 360 different experiments on the CelebA dataset [15]: 3 cross-validations * 2 backbones * 3 properties * 5 distributions * 2 evasion attacks * 2 attack scenarios; and 2) 60 different experiments on the MAAD-Face dataset [25]: 3 cross-validations * 2 backbones * 1 property * 5 distributions * 2 evasion attacks * 1 attack scenario. Additional evaluation details, as well as AdversariaLeak's code, can be found in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.468, + 0.335, + 0.482 + ], + "angle": 0, + "content": "4.1 Datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.788, + 0.674 + ], + "angle": 0, + "content": "To properly evaluate AdversariaLeak, the datasets used should have: \\(i\\)) a large number of identities; \\(ii\\)) a large number of images per identity; and \\(iii\\)) implicit property annotations. We used the CelebA [15] and MAAD-Face [25] datasets, which fulfill these requirements. Note, other datasets were explored but did not meet the research requirements (see supplementary material). The CelebA dataset [15] (based on celebrity images) consists of 202,599 images of 10,177 identities, with annotations for 40 properties, including age, gender, and the presence of a 5 o'clock shadow (a day-old beard). The MAAD-Face dataset [25] is an enhanced version of the VGGFace2 dataset [4] (based on Google Image Search), utilizing different property annotations for each image, including the gender property. To ensure enough images per identity to create pairs of \"the same person\", we removed the dataset's identities which had only one image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.675, + 0.788, + 0.779 + ], + "angle": 0, + "content": "The datasets were divided into three separate sets: \\(i)\\) \\(50\\%\\) of the identities were used as the target model's training sets; \\(ii)\\) \\(25\\%\\) of the identities were used as the attack evaluation set, which was used to train and evaluate the substitute models; and \\(iii)\\) \\(25\\%\\) of the identities were used as the attack crafting sample set, which was used to craft the adversarial samples used by AdversariaLeak. Note, we ensured that identities in the target model's dataset will not appear in the attacker datasets. Therefore, these datasets are not of the same distribution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Since the target model's task is face verification, the images in all the sets were paired and labeled, where \"the same person\" is denoted as one, and \"not the same person\" is denoted as zero. The attack evaluation set and crafting sample set are both balanced with respect to the examined property." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.299 + ], + "angle": 0, + "content": "To perform the evaluation on target models with different property distributions (100%, 75%, 50%, 25%, and 0%), only part of the target model's training set was used in each evaluation. To create a training set with a specific property distribution, the following steps were performed: (1) all the samples of the identities from the least common value were selected, i.e., those identities that fall under a property value that has the lowest occurrence compared to other property values (e.g., if the property is gender and there are 500 males and 300 females identities, then, female is the least common value). (2) a portion of the identities from the other property value is added based on the property distribution required." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.321, + 0.446, + 0.337 + ], + "angle": 0, + "content": "4.2 Experimental Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.787, + 0.422 + ], + "angle": 0, + "content": "Evaluation Environment. All experiments were performed on the CentOS Linux 7 (Core) operating system using 60 GB of memory and an NVIDIA GeForce RTX 3090 GPU card. In addition, the experimental code was written using Python 3.9.15, Sklearn 1.0.2, NumPy 1.23.5, adversarial-robustness-toolbox (ART) 1.12.2 and PyTorch 1.13.0." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.424, + 0.787, + 0.544 + ], + "angle": 0, + "content": "Attack scenarios. We examined AdversariaLeak in two different attack scenarios. The first (scenario 1) is to examine AdversariaLeak when the head's architecture is identical for both the target and substitute models. It was evaluated only on the CelebA dataset [15] due to its less likely attacker knowledge. The second (scenario 2) is to examine AdversariaLeak under stricter assumptions, in which the head's architecture used for the target and substitute models is different. Since this attack scenario is more likely, it was evaluated using both the CelebA [15] and MAAD-Face [25] datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.545, + 0.789, + 0.817 + ], + "angle": 0, + "content": "FR Models. The target and substitute models used are composed of a backbone (IResNet100\\(^3\\) or RepVGG B0 [27]) and a head, as face verification models typically are; additional information on the models and backbones can be found in the supplementary material. Throughout the experiments, the heads, used for both types of models, receive the subtraction (common approach in FR) of the two embedding vectors, one for each face image, and output the probability that the two images are of the same person. Two different head architectures were used: 1) A head consists of two dense layers with 64 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. 2) A head consists of seven dense layers with 512, 256, 128, 64, 32, 16 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. The final layer in both heads consists of a single neuron and the sigmoid activation function. In attack scenario 1 the first architecture was used whereas in attack scenario 2 the target model used the second architecture and the attacker used the first. The weights and biases for each layer were randomly initialized, and each head was trained using the Adam optimizer with a batch size of 64 and a learning rate of 0.0001. For CelebA [15], the first head was trained for 10 epochs; for MAAD-Face [25], for 20 epochs; and the second head for 30 epochs in both datasets. When using" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.677, + 0.84 + ], + "angle": 0, + "content": "3 https://sota.nizhib.ai/pytorch-insightface/iresnet100-73e07ba7.pth" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.627, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.207 + ], + "angle": 0, + "content": "the CelebA dataset [15], we used pre-trained backbones, i.e., we trained only the head. However, when using the MAAD-Face dataset [25], we fine-tuned the backbones' weights to reach sufficient performance. This fine-tuning required an additional 10 epochs, training both the head and backbone together." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.268 + ], + "angle": 0, + "content": "Adversarial attacks. We examined AdversariaLeak by using two different adversarial evasion attacks to craft the adversarial samples - Carlini-Wagner [5] and the Projected Gradient Descent (PGD) attack [16] as implemented in the ART framework [20]. For Additional specifications see supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.268, + 0.787, + 0.448 + ], + "angle": 0, + "content": "Tested Properties. We evaluated AdversariaLeak using three properties: (1) 5 o'clock shadow - whether an identity has a day-old beard or not; (2) young - whether an identity is young or not; and (3) male - whether an identity is male or not. 'Male' and 'Young' are commonly used properties in FR and EIL domains; while '5 o'clock shadow' is more challenging due to its delicate physical aspects. Note, 5 o'clock shadow and young properties were evaluated in the CelebA dataset [15] evaluation; and male property was evaluated in both the CelebA [15] and MAAD-Face [25] datasets evaluation. In the evaluation, five different proportions of the positive property value were evaluated - \\(0\\%\\), \\(25\\%\\), \\(50\\%\\), \\(75\\%\\), and \\(100\\%\\). As all examined properties are binary, AdversariaLeak was applied with two substitute models, i.e., one for each extreme distribution \\((100\\%\\) and \\(0\\%)\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.788, + 0.646 + ], + "angle": 0, + "content": "Compared Attacks. We compared AdversariaLeak to two state-of-the-art EIL attacks - the loss test and threshold test attacks [24]. In the loss test attack, we create two attacker sets with \\(0\\%\\) and \\(100\\%\\) property distributions. Then, we query the target model with each set, evaluate its performance (using accuracy), and select the property values of the set that achieved better performance. In the threshold test attack, we used two substitute models with extreme property distributions \\(0\\%\\) and \\(100\\%\\), i.e., we adjusted this attack to realistic attacker assumptions. Then, we create two data sets \\(S_{0}\\) and \\(S_{1}\\) with \\(0\\%\\) and \\(100\\%\\) property distributions respectively, and identify which of them maximizes the performance gap between the substitute models (denoted as \\(S_{k}\\)). Then, we find the threshold \\(\\lambda\\) that maximizes the ability to distinguish between models that were trained on \\(S_{k}\\) and all others. Finally, we queried the target model with \\(S_{k}\\) and select \\(S_{k}\\)'s property value if the performance received is higher or equal to \\(\\lambda\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.667, + 0.462, + 0.684 + ], + "angle": 0, + "content": "5 Experimental Results" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.698, + 0.784, + 0.728 + ], + "angle": 0, + "content": "The results were obtained using RepVGG_B0 [8] and IResNet100 [3] backbones; IResNet100 results are in the supplementary material due to space limits." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.806, + 0.841 + ], + "angle": 0, + "content": "Attack Results All of the results presented were validated by three cross-validations. Fig. 2 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner (CW) [5] (plots (a)-(c) and (g)-(i)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plots (d)-(f) and (j)-(l)) with a query budget of 3,000 samples at most. Each plot in Fig. 2 presents the results obtained for the 5 o'clock shadow (blue bars), denoted as 5OCS; young" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.128 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.145, + 0.422, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.341, + 0.233, + 0.354, + 0.242 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.424, + 0.145, + 0.593, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.515, + 0.233, + 0.529, + 0.243 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.145, + 0.785, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.686, + 0.233, + 0.697, + 0.243 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.242, + 0.421, + 0.316 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.341, + 0.318, + 0.355, + 0.327 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image", + "bbox": [ + 0.424, + 0.243, + 0.593, + 0.317 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.515, + 0.318, + 0.527, + 0.327 + ], + "angle": 0, + "content": "(e)" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.243, + 0.782, + 0.317 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.686, + 0.318, + 0.697, + 0.327 + ], + "angle": 0, + "content": "(f)" + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.328, + 0.419, + 0.404 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.341, + 0.407, + 0.354, + 0.416 + ], + "angle": 0, + "content": "(g)" + }, + { + "type": "image", + "bbox": [ + 0.424, + 0.328, + 0.592, + 0.404 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.515, + 0.407, + 0.529, + 0.416 + ], + "angle": 0, + "content": "(h)" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.328, + 0.782, + 0.405 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.686, + 0.407, + 0.697, + 0.416 + ], + "angle": 0, + "content": "(i)" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.414, + 0.419, + 0.489 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.341, + 0.491, + 0.353, + 0.5 + ], + "angle": 0, + "content": "(j)" + }, + { + "type": "image", + "bbox": [ + 0.424, + 0.414, + 0.592, + 0.489 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.515, + 0.491, + 0.526, + 0.5 + ], + "angle": 0, + "content": "(k)" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.414, + 0.784, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.686, + 0.491, + 0.697, + 0.5 + ], + "angle": 0, + "content": "(1)" + }, + { + "type": "image_caption", + "bbox": [ + 0.294, + 0.516, + 0.707, + 0.531 + ], + "angle": 0, + "content": "Fig. 2: Results of AdversariaLeak on the CelebA dataset [15]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.566, + 0.788, + 0.779 + ], + "angle": 0, + "content": "(orange bars); and male (green bars) properties. The results are on attack scenario 1 (plots (a)-(f)) and attack scenario 2 (plots (g)-(l)). Each plot presents the fraction of adversarial samples that mislead the target model, denoted as FMS (y-axis), for each target model trained on the five different property distributions (x-axis). For each target model, the FMS metric is presented for the unique samples crafted for the two substitute models of AdversariaLeak: \\(i)\\) \\(0\\%\\) property value distribution (the lighter bar); and \\(ii)\\) \\(100\\%\\) property value distribution (the darker bar). According to AdversariaLeak, when the FMS of the \\(0\\%\\) substitute model (the lighter bar) is higher, the property value that best characterizes the target model training set is the \"0\" value (e.g., not 5 o'clock shadow, not young, not male) and vice versa. Similarly, Fig. 3 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner (CW) [5] (plot (a)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plot (b)) with a query budget of 3,000 samples at most." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set regardless of the adversarial attack used, the attack scenario and the dataset, i.e., when the target model is of the \\(0\\%\\) and \\(25\\%\\) distributions, the \\(0\\%\\) substitute model has a" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.627, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.272, + 0.15, + 0.725, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.277, + 0.289, + 0.724, + 0.304 + ], + "angle": 0, + "content": "Fig. 3: Results of AdversariaLeak on the MAAD-Face dataset [25]." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.317, + 0.785, + 0.346 + ], + "angle": 0, + "content": "Table 1: Results of AdversariaLeak (Our), loss test (LTA) and threshold test (TDTA) attacks [24], on the CelebA [15] and MAAD-Face [25] datasets." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.358, + 0.787, + 0.43 + ], + "angle": 0, + "content": "
PropertyScenarioTarget Model Per Distribution
0%25%50%75%100%
LTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOur
50CS (CelebA [15])1Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CSNot 50CS50CS50CS50CS50CS50CS50CS
2Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CS50CS50CS50CS50CS50CS50CS50CS
Young (CelebA [15])1Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
2Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
Male (CelebA [15])1Not MaleNot MaleNot MaleMaleNot MaleNot MaleMaleNot MaleNot MaleMaleMaleMaleMaleMaleMale
2Not MaleNot MaleNot MaleMaleMaleNot MaleMaleMaleNot MaleMaleMaleMaleMaleMaleMale
Male (MAAD-Face [25])2Not MaleMaleNot MaleNot MaleMaleNot MaleMaleMaleMaleMaleMaleMaleMaleMaleMale
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.457, + 0.788, + 0.624 + ], + "angle": 0, + "content": "higher FMS, and when the target model is of the \\(100\\%\\) and \\(75\\%\\) distributions, the \\(100\\%\\) substitute model has a higher FMS. This success is statistically significant (see supplementary material). In addition, when examining the results on the target model trained on a balanced distribution (the \\(50\\%\\) distribution), it can be seen that most of the gaps between the FMS of the two substitute models (lighter and darker bars) are relatively smaller than those in other distributions (Section 6). Furthermore, the standard deviation (the black line in each bar) is less than 0.09 in most of the experiments, indicating that AdversariaLeak's results are consistent. Moreover, we note that the standard deviation slightly increased from scenario 1 to scenario 2 in Fig. 2 (which is consistent with the scenarios' difficulty) with no noticeable changes in the FMS gaps." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Query Budget Effect Fig. 4 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner [5] (plots (a)-(e) and (k)-(o)) and the PGD [16] (plots (f)-(j) and (p)-(t)) attacks. The results are on attack scenario 1 (plots (a)-(j)) and attack scenario 2 (plots (k)-(t)). Each plot in Fig. 4 presents the gap (y-axis) between the FMS of samples crafted on a substitute model trained on \\(0\\%\\) of the property and on a substitute model trained on \\(100\\%\\) of the property (i.e., \\(FMS_{0\\%} - FMS_{100\\%}\\)), across different query budgets (x-axis), which ranges between [1, 200], and different properties (colors) for each target model trained on the five different property distributions (denoted as PD). Note, the query budget represents the number of unique samples from both the substitute models, i.e., query budget = unique_set_0% + unique_set_100%. The percentage gap, presented on the y-axis, can reflect AdversariaLeak's final decision. When negative, the attacker infers that the target model training set" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.128 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.146, + 0.784, + 0.539 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.248, + 0.551, + 0.754, + 0.567 + ], + "angle": 0, + "content": "Fig. 4: Query budget results of AdversariaLeak on the CelebA dataset [15]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.842 + ], + "angle": 0, + "content": "mainly consists of the examined property (e.g., 5 o'clock shadow, young, male), and when positive, the attacker infers the opposite (e.g., not 5 o'clock shadow, not young, not male). To control the query budget used, the number of unique adversarial samples taken from the unique sample sets to query the target model was limited. This was done by selecting the unique samples that received the highest confidence score from the substitute model they were crafted on, i.e., the samples that mislead the substitute model the most. Similarly, Fig. 5 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner [5] (plots (a)-(e)) and the PGD [16] (plots (f)-(j)) attacks. Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set, regardless of the adversarial attack used, the evaluated scenario and the dataset, by using a minimum of 24 queries to the target model in scenario 1 and 60 in scenario 2. This indicates that AdversariaLeak outperforms existing attacks and reduces the query number required to perform a successful EIL attack." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.627, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.235, + 0.152, + 0.768, + 0.357 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.232, + 0.371, + 0.77, + 0.387 + ], + "angle": 0, + "content": "Fig. 5: Query budget results of AdversariaLeak on the MAAD-Face dataset [25]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.427, + 0.788, + 0.625 + ], + "angle": 0, + "content": "Comparison to EIL Attacks Table 1 presents the results of the loss test (LTA) and threshold test (TDTA) attacks [24] and AdversariaLeak's final results on the CelebA [15] and MAAD-Face [25] datasets. The presented LTA and TDTA results were obtained by using the entire attack crafting sample set in their benign form, i.e., before performing the adversarial sample crafting process. Note, that the attack crafting samples set is not part of the training process of the models and is used only to query the models in any of the compared methods. The attack crafting samples set of the CelebA dataset [15] contained about 7,088, 14,000, and 23,405 images with a standard deviation of 209.08, 6,922.65, and 14,454.51 in the 5 o'clock shadow, young, and male properties experiments respectively. The attack crafting samples set of the MAAD-Face dataset [25] contained about 656,680 images with a standard deviation of 3,413.99 in the male property's experiments." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.842 + ], + "angle": 0, + "content": "From Table 1 we can see that in the experiments on the 5 o'clock shadow property, TDTA failed in half of the experiments (the grey cells), whereas LTA and AdversariaLeak achieved similar results, i.e., the final property value chosen by the attacker is identical. In the experiments on the young and male properties, AdversariaLeak outperformed LTA and TDTA, i.e., AdversariaLeak succeeded in inferring the correct property value in all the examined experiments whereas LTA and TDTA did not (the grey cells). Moreover, when examining both scenarios, we can see that the LTA is less stable when the attack scenario is stricter (scenario 2). Furthermore, while the LTA and TDTA failed to infer the correct property value in some of the experiments when using tens of thousands of queries to the target model, for example, using maximum query budget of 24,000 samples in each experiment (for a complete query budget analysis see supplementary material), AdversariaLeak succeeded in inferring the correct property value in all of the experiments, with a minimal number of 24 to 60 queries." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.128 + ], + "angle": 0, + "content": "R. Katzav et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.355, + 0.161 + ], + "angle": 0, + "content": "6 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.183, + 0.788, + 0.515 + ], + "angle": 0, + "content": "Throughout the experiments, interesting attack behavior was discovered in the experiments related to the target models trained on a \\(50\\%\\) property distribution. In those experiments, the gap between the FMS of the substitute model trained on \\(0\\%\\) of the property and the substitute model trained on \\(100\\%\\) of the property (i.e., \\(FMS_{0\\%} - FMS_{100\\%}\\)) should be close or equal to zero (inconclusive decision). However, in most of those experiments on the CelebA dataset [15], AdversariaLeak showed a clear preference for specific property values, i.e., not 5 o'clock shadow, young, and not male values. These tendencies to favor specific property values can be explained by examining the only component that is not affected by the property distribution in all target models trained on the CelebA dataset [15], i.e., the pre-trained backbone that was used. The RepVGG_B0 backbone was trained on a clean version of the MS-Celeb-1M dataset [12], which varied with respect to the identities' age (there is no clear indication for a specific age distribution), yet it contains mainly female identities, which causes it to have more identities without a beard. It can be seen that the gender distribution (mostly female) and 5 o'clock shadow distribution (mostly without beard) of the MS-Celeb-1M dataset leaks into AdversariaLeak's results for the target models with a \\(50\\%\\) property distribution when the backbone is pre-trained. Contrary in the MAAD-Face dataset [25] this phenomenon is not observed which can be explained by the fact that we have fine-tuned the backbone. Those observations indicate that the property distribution of the backbone's training set may affect the attack results (extended in the supplementary material)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.516, + 0.788, + 0.593 + ], + "angle": 0, + "content": "To mitigate the risk posed by EIL attacks, several countermeasures can be considered: adversarial training [16], differential privacy [9], fine-tuning with diverse datasets [28] and robust architectures with defensive distillation [21]. These measures collectively improve model robustness and privacy, which could reduce the vulnerability to EIL attacks (extended in the supplementary material)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.621, + 0.533, + 0.637 + ], + "angle": 0, + "content": "7 Conclusion and Future Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In this paper, we presented AdversariaLeak, a novel EIL attack for FR systems that infers the property value that best characterizes the distribution of the target model training set. AdversariaLeak uses a minimal number of substitute models to craft and handpick a set of unique adversarial samples, which are used to query the target model. The experimental results demonstrate that, in contrast to existing attacks, AdversariaLeak is successful and suitable for real-world attack scenarios due to its use of a minimal query budget of 24 to 60 queries and practical attacker assumptions. The principles behind AdversariaLeak are not limited to FR systems. Future work may include applying AdversariaLeak in different domains such as tabular data domains; adjusting it to other computer vision tasks, such as object detection; and estimating the exact target model's distribution." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.626, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AdversariaLeak" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.785, + 0.222 + ], + "angle": 0, + "content": "1. Arashloo, S.R., Kittler, J.: Class-specific kernel fusion of multiple descriptors for face verification using multiscale binarised statistical image features. 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In: 30th Network and Distributed System Security Symposium (NDSS 2022) (2022)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.633 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/9653b0ed-ece0-4cea-a54c-7c2e364bd4ef_origin.pdf b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/9653b0ed-ece0-4cea-a54c-7c2e364bd4ef_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..41f10992587025dc9a91e5879bf4dcd65779341c --- /dev/null +++ b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/9653b0ed-ece0-4cea-a54c-7c2e364bd4ef_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:94bf0d755ed4f4b91f108e3cf9d555d2e4c0ab2309e4b6e4fe1d496bfd1778bc +size 1408622 diff --git a/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/full.md b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/full.md new file mode 100644 index 0000000000000000000000000000000000000000..1adca56d3e5162f85619f7931952c9c058076f88 --- /dev/null +++ b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/full.md @@ -0,0 +1,234 @@ +# AdversariaLeak: External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems + +Roye Katzav1, Amit Giloni1, Edita Grolman1, Hiroo Saito2, Tomoyuki Shibata2, Tsukasa Omino2, Misaki Komatsu2, Yoshikazu Hanatani2, Yuval Elovici1, and Asaf Shabtai1 + +$^{1}$ Department of Software and Information Systems Engineering, Ben-Gurion University of the Negev + +{royek, hacmona, edita}@post.bgu.ac.il; {elovici, shabtaia}@bgu.ac.il + +$^{2}$ Corporate Research & Development Center, Toshiba Corporation {hiroo5.saito, tomyuki1.shibata, tsukasa.omino, misaki1.komatsu, yoshikazu.hanatani}@toshiba.co.jp + +Abstract. Face recognition (FR) systems are vulnerable to external information leakage (EIL) attacks, which can reveal sensitive information about the training data, thus compromising the confidentiality of the company's proprietary and the privacy of the individuals concerned. Existing EIL attacks mainly rely on unrealistic assumptions, such as a high query budget for the attacker and massive computational power, resulting in impractical EIL attacks. We present AdversariaLeak, a novel and practical query-based EIL attack that targets the face verification model of the FR systems by using carefully selected adversarial samples. AdversariaLeak uses substitute models to craft adversarial samples, which are then handpicked to infer sensitive information. Our extensive evaluation on the MAAD-Face and CelebA datasets, which includes over 200 different target models, shows that AdversariaLeak outperforms state-of-the-art EIL attacks in inferring the property that best characterizes the FR model's training set while maintaining a small query budget and practical attacker assumptions. + +Keywords: Face Recognition $\cdot$ External Information Leakage $\cdot$ Adversarial Samples + +# 1 Introduction + +Face recognition (FR) systems are deployed in various domains, including physical access control [22], surveillance [18], and mobile device security [13]. The core component of modern FR systems is a large-scale deep neural network (DNN) that performs face verification, i.e., identifying whether two images belong to the same individual [1, 23]. The inclusion of DNNs in the recognition pipeline causes the system to be vulnerable to various security breaches and attacks [11, 26]. Those attacks are major concerns since an attacker can perform an external + +information leakage (EIL) attack to infer implicit statistical properties about the target model's training set. This would result in a violation of the confidentiality of the company's proprietary (specifically the model's training set) and harm the privacy of the included individuals [24,30]. These properties could include sensitive and personal information, such as gender, ethnicity, age and geolocation. Existing works have demonstrated that different machine learning (ML) models, including face verification (FV) models, are vulnerable to EIL attacks [6,10,19,30]. However, these works often rely on unrealistic assumptions about the attacker's knowledge (complete knowledge of the model's architecture and parameters, access to the training set collection space, etc.) and computational resources (training hundreds of substitute models, access to many data samples, etc.) [17,24]. As a result, the current state-of-the-art EIL attacks may not be practical in a real-world attack scenario. + +We present AdversariaLeak, a novel and practical EIL attack that targets the FV model of the FR system and assumes a realistic attacker knowledge while using a small number of queries to the target model. Given an attacker's sample set, the attacker trains a substitute model for each property value and uses the models to craft adversarial samples, i.e., samples that mislead the model and cause it to make an incorrect prediction. A few of the crafted adversarial samples, referred to as the unique adversarial samples, are then handpicked and used to query the target model, maliciously leading it to reveal its training set properties. By using the unique adversarial samples to model the substitute models' differences, the attacker can examine the effect of the property distribution in the training set on the model's decision boundary. + +![](images/db517a49b92a746df7ae4d57034f0c4670b60470e442ca986483efe1d6512ccd.jpg) +Fig. 1: An overview of AdversariaLeak with the 'gender' property; (A) induce substitute models; (B) craft adversarial samples for each of the substitute models; (C) filter the unique adversarial samples; (D) query the target model to infer the property value. + +We evaluate AdversariaLeak in two attack scenarios and 180 different target models using the CelebA dataset [15] and three of its implicit properties: the individuals' age group, gender, and the presence of a 5 o'clock shadow (a day-old beard). Additionally, to show that AdversariaLeak can be generalized to other datasets, we extended our evaluation to an additional dataset, the MAAD- + +Face [25] dataset, and tested the gender property (male). AdversariaLeak was evaluated on five different property distributions: $100\%$ , $75\%$ , $50\%$ , $25\%$ , and $0\%$ , each of which represents the proportion of the positive property value in the training set. If the examined property is gender, then a distribution of $25\%$ means that $25\%$ of the identities in the training set are male and the rest are female. Our evaluation demonstrates that AdversariaLeak outperforms existing EIL attacks by: i) successfully inferring the property value that best characterizes the target model's training set; ii) holding practical and realistic attacker assumptions; and iii) using a small query budget that includes only 24 to 60 queries to the target model (depending on the attack scenario). + +Understanding and mitigating the information leakage that AdversariaLeak exposes is essential to: 1) Ensure fair and secure deployment of widely used FR systems. 2) Safeguard personal data. 3) Maintain the integrity of these FR systems that rely heavily on sensitive biometric authentication. 4) Highlight potential biases and weaknesses, prompting the development of more robust and fair FR systems. The main contributions of this paper are: + +- The first EIL attack that successfully utilizes adversarial samples. +- The first EIL attack that assumes realistic attacker restrictions, which is done by using a small number of substitute models and a minimum number of queries. +- A generic attack that is not dependent on specific properties or any prior knowledge about the training set. + +# 2 Related Work + +EIL attacks can target different types of models, such as fully connected neural networks (FCNNs) [10], convolutional neural networks (CNNs) [24], collaborative learning models [19], and generative adversarial networks (GANs) [30]. Depending on the attacker's knowledge regarding the target model's architecture and parameters, existing EIL attacks can be categorized as complete-knowledge (white-box), no-knowledge (black-box), and partial-knowledge (gray-box) attacks. The first EIL attack, which was a white-box attack, trained substitute models on datasets with different property distributions and used the models' parameters to train a meta-classifier for predicting the external property value [2]. This attack was extended to FCNNs [10] and CNNs [24]. + +Although white-box attacks can be effective, they are considered impractical due to their access assumptions. Black-box and gray-box attacks have been proposed as more practical alternatives. Existing black-box attacks rely on querying the target model and examining the predictions according to different property values, such as examining the difference in accuracy between samples belonging to different property values [24] and setting a performance threshold that distinguishes between property values [24]. Gray-box attacks also rely on querying the target model, yet require additional partial knowledge about the target model. In particular, the existing gray-box EIL attacks assume access to the training set collection space [6, 17]. In both attacks, the attacker inserts poisoned samples + +into the training set to increase the correlation between the examined property and a specific label learned by the model. Then, the attacker trains substitute models on different property distributions using the poisoned samples and trains a meta-classifier on the substitute models' confidence scores. Finally, the attacker uses the target model's confidence scores to infer its property value. The two attacks differ in the meta-classifier's training data - Mahloujifar et al. used the raw confidence scores and Chaudhari et al. used normalized confidence scores. + +Most of the EIL attacks assume impractical attacker assumptions: $i$ ) white-box attacks assume complete access to the target model; $ii$ ) gray-box attacks require access to the training data collection space or access to inject new samples into the training set; and $iii$ ) the black-box threshold test attack [24] requires training over 100 substitute models, leaving the loss test attack [24] as the only practical EIL attack. In our evaluation, we compared AdversariaLeak to the loss test and the threshold test attacks under realistic assumptions - the threshold test using two substitute models and the loss test in its original form. + +AdversariaLeak utilizes adversarial evasion attacks to perform an EIL attack. Although it is the first to do so, several works utilized adversarial attacks for privacy-related tasks, such as a membership inference attack [7], a model extraction attack [29], and defending against attribute inference attacks [14]. For additional background and related work see supplementary material. + +# 3 AdversariaLeak + +In this section, we introduce AdversariaLeak's components and structure (illustrated in Fig. 1). Given an external dataset and access to query the target ML model, an attacker can use AdversariaLeak to infer the property value that best characterizes the target model's training data, i.e., the property distribution which is the closest to the target model's training set distribution. AdversariaLeak is composed of four main phases: 1) the attacker uses the external dataset to train substitute models, each of which is trained on a different extreme property distribution, resulting in one substitute model per property value; 2) the attacker leverages an adversarial evasion attack to craft adversarial samples for each of the substitute models; 3) for each substitute model, the attacker selects unique adversarial samples that mislead solely that model; and 4) the attacker queries the target model with the unique samples and infers the property value according to the model's behavior. By using unique adversarial samples that mislead only a specific substitute model, the attacker obtains a unique representation of each substitute model's behavior. Since the substitute models only differ in the property distribution of their training set, that representation can be considered unique to the property distribution characterizing the training set. + +The notation used is as follows: Let $S_{T} \sim D_{ST}$ be the set of face image pairs used to train target model $T$ , which was derived from identity distribution $D_{ST}$ . Let $P$ be the examined property and $\{v_{0}, v_{1}, \dots, v_{n}, v_{T}\} \in P_{values}$ be $P$ 's possible values, where $v_{T}$ is the value that characterizes most of the samples in $S_{T}$ . Let $S_{A} \sim D_{SA}$ be a set of face image pairs collected by the attacker and derived + +from identity distribution $D_{SA}$ . Note that there is a clear separation between the identities in $D_{ST}$ and $D_{SA}$ , i.e., the datasets $S_A$ and $S_T$ are mutually exclusive. + +# 3.1 Phase 1 - Attacker's Substitute Models + +In this phase, the attacker uses the external dataset $S_A$ to train several substitute models, each of which corresponds to a different property value. First, the attacker forms several data subsets from $S_A$ , where each subset $S_{A0} \cup S_{A1} \cup \ldots \cup S_{An} \subset S_A$ corresponds to a different property value. For example, in the case in which $P$ is "gender", the attacker would form two subsets $S_{A_{male}} \cup S_{A_{female}} \subset S_A$ , where $S_{A_{male}}$ only includes pairs comprised of male identities, and $S_{A_{female}}$ only includes pairs comprised of female identities. Each subset $S_{Ai} \subset S_A$ is then used to train a substitute model $M_{Ai}$ . In the example mentioned above in which $P$ is "gender", the attacker uses $S_{A_{male}}$ to train $M_{A_{male}}$ and $S_{A_{female}}$ to train $M_{A_{female}}$ . As a result, the attacker obtains several substitute models, each modulating the target model's expected behavior in the case it was trained on an extreme property value distribution (0% and 100%), i.e., the decision boundary of each substitute model is an estimation of the target model's decision boundary in the case it was trained on an extreme property value distribution. + +# 3.2 Phase 2 - Craft Adversarial Samples + +In this phase, the attacker crafts adversarial samples for each substitute model $M_{Ai}$ . First, the attacker selects pairs of images that belong to the same identity (labeled as "the same person") and were correctly labeled by $M_{Ai}$ . This dataset, denoted as $S_{A_{adv}}$ , is selected from the samples that remained in $S_A$ after performing phase 1, i.e., $S_{A_{adv}} = S_A \setminus \bigcup_{i=1}^{n} S_{Ai}$ , where $\setminus$ is the operation of sets subtraction. Then, the attacker uses the samples of $S_{A_{adv}}$ to craft a set of adversarial samples for each substitute model $M_{Ai}$ , i.e., samples that mislead model $M_{Ai}$ to believe that the images in the pair belong to two different identities (predict "not the same person"). The adversarial sample set for each model $M_{Ai}$ is crafted by applying the optimization process used in existing adversarial evasion attacks on $S_{A_{adv}}$ . During this optimization, an adversarial noise is optimized so that when it is added to the pair's pixels, they remain as close to the original values as possible while causing $M_{Ai}$ to output the wrong prediction ("not the same person"). This objective is optimized by minimizing a cost function. The general adversarial optimization process is presented in equation 1: + +$$ +\widehat {\text {p a i r} _ {i}} = \text {p a i r} _ {i} + \varepsilon \operatorname {o p t} \left(\nabla_ {\text {p a i r} _ {i}} L \left(\text {p a i r} _ {i}, y\right)\right) \tag {1} +$$ + +where $pair_i \in S_{A_{adv}}$ is an image pair, opt is the optimization function, and $\nabla_{pair_i} L(pair_i, y)$ are the derivatives of cost function $L$ with respect to $pair_i$ and the true prediction $y$ . The adversarial attack used by AdversariaLeak is empirically selected. The adversarial sample set crafted for model $M_{Ai}$ is denoted as $\overline{S}_{Ai_{adv}}$ . By crafting a set of adversarial samples for each substitute model, + +the attacker can obtain a more comprehensive representation of the behavior of each extreme property distribution. The crafted adversarial samples rely on the gap between the true decision boundary and the model's decision boundary, i.e., the difference between the truth and the model's prediction. Since each substitute model $M_{Ai}$ is trained on a different training set (with a different property distribution), those gaps would differ between the different substitute models, i.e., different adversarial samples would be crafted. In contrast, when considering a different model (denoted as $M_j$ ) trained on the same distribution as $M_{Ai}$ , the two models would most likely have similar decision boundary gaps, i.e., some of the adversarial samples crafted for $M_{Ai}$ would mislead $M_j$ as well. + +# 3.3 Phase 3 - Select Unique Samples + +In this phase, the attacker selects the unique adversarial samples from each adversarial set $\overline{S}_{Ai_{adv}}$ obtained in phase 2, i.e., the adversarial samples crafted for $M_{Ai}$ that mislead only $M_{Ai}$ and not mislead other substitute models. To obtain the unique adversarial samples for each substitute model $M_{Ai}$ , the attacker first handpicks $\overline{S}_{Ai_{adv}}+$ , which is the subset of $\overline{S}_{Ai_{adv}}$ that succeeds in misleading $M_{Ai}$ . Then, the attacker selects the unique samples from $\overline{S}_{Ai_{adv}}+$ by performing the process presented in equation 2: + +$$ +\overline {{S}} _ {A i _ {u q}} = \{x \in \overline {{S}} _ {A i _ {a d v}} + | \forall j \neq i, M _ {A i} (x) \neq M _ {A j} (x) \} \tag {2} +$$ + +where $x$ is an adversarial sample from the $\overline{S}_{Ai_{adv}} +$ set, $M_{Ai}(x)$ is the prediction of $M_{Ai}$ for sample $x$ (the incorrect prediction), and $M_{Aj}(x)$ is the prediction of a different substitute model that is not $M_{Ai}$ . By filtering the unique adversarial samples of each substitute model, the attacker emphasizes the behavioral differences between the different substitute models. The handpicked unique adversarial samples mislead $M_{Ai}$ by using the decision boundary gaps that are unique for $M_{Ai}$ , i.e., unique for the property distribution that $M_{Ai}$ was trained on. Therefore, these samples are expected to cause models that were trained on a similar distribution as $M_{Ai}$ to incorrectly classify the samples as "not the same person", and other models to correctly classify them as "the same person". + +# 3.4 Phase 4 - Inferring the Property Value + +In this phase, the attacker queries the target model with the unique samples and infers the property value. First, the attacker queries the target model $T$ with each of the unique samples sets $\overline{S}_{Ai_{uq}}$ . Then, the attacker aggregates $T$ 's predictions into a single score for each $\overline{S}_{Ai_{uq}}$ . The aggregated score is the fraction of adversarial samples that mislead the target model (denoted as FMS, which is the fraction of misleading samples) and is presented in equation 3: + +$$ +F M S \left(\bar {S} _ {A i _ {u q}}\right) = \frac {\left| \left\{x \in \bar {S} _ {A i _ {u q}} \mid T (x) = 0 \right\} \right|}{\left| \bar {S} _ {A i _ {u q}} \right|} \tag {3} +$$ + +where $x \in \overline{S}_{Ai_{uq}}$ is a unique adversarial sample crafted for model $M_{Ai}$ , $T(x)$ is the target model's prediction for $x$ , and 0 denotes the class "not the same person". By examining the FMS scores, the attacker can determine which $\overline{S}_{Ai_{uq}}$ was the most successful in misleading target model $T$ , i.e., which substitute model $M_{Ai}$ has the decision boundary most similar to $T$ . The property value that characterizes the training set of the substitute model with the highest FMS score is chosen by the attacker as the property value that best characterizes the training set of the target model $T$ . + +# 4 Evaluation + +All the experiments were performed using three cross-validations, with 15, 32, and 42 as the random seeds. In total, AdversariaLeak was evaluated in 420 different experiments: 1) 360 different experiments on the CelebA dataset [15]: 3 cross-validations * 2 backbones * 3 properties * 5 distributions * 2 evasion attacks * 2 attack scenarios; and 2) 60 different experiments on the MAAD-Face dataset [25]: 3 cross-validations * 2 backbones * 1 property * 5 distributions * 2 evasion attacks * 1 attack scenario. Additional evaluation details, as well as AdversariaLeak's code, can be found in the supplementary material. + +# 4.1 Datasets + +To properly evaluate AdversariaLeak, the datasets used should have: $i$ ) a large number of identities; $ii$ ) a large number of images per identity; and $iii$ ) implicit property annotations. We used the CelebA [15] and MAAD-Face [25] datasets, which fulfill these requirements. Note, other datasets were explored but did not meet the research requirements (see supplementary material). The CelebA dataset [15] (based on celebrity images) consists of 202,599 images of 10,177 identities, with annotations for 40 properties, including age, gender, and the presence of a 5 o'clock shadow (a day-old beard). The MAAD-Face dataset [25] is an enhanced version of the VGGFace2 dataset [4] (based on Google Image Search), utilizing different property annotations for each image, including the gender property. To ensure enough images per identity to create pairs of "the same person", we removed the dataset's identities which had only one image. + +The datasets were divided into three separate sets: $i)$ $50\%$ of the identities were used as the target model's training sets; $ii)$ $25\%$ of the identities were used as the attack evaluation set, which was used to train and evaluate the substitute models; and $iii)$ $25\%$ of the identities were used as the attack crafting sample set, which was used to craft the adversarial samples used by AdversariaLeak. Note, we ensured that identities in the target model's dataset will not appear in the attacker datasets. Therefore, these datasets are not of the same distribution. + +Since the target model's task is face verification, the images in all the sets were paired and labeled, where "the same person" is denoted as one, and "not the same person" is denoted as zero. The attack evaluation set and crafting sample set are both balanced with respect to the examined property. + +To perform the evaluation on target models with different property distributions (100%, 75%, 50%, 25%, and 0%), only part of the target model's training set was used in each evaluation. To create a training set with a specific property distribution, the following steps were performed: (1) all the samples of the identities from the least common value were selected, i.e., those identities that fall under a property value that has the lowest occurrence compared to other property values (e.g., if the property is gender and there are 500 males and 300 females identities, then, female is the least common value). (2) a portion of the identities from the other property value is added based on the property distribution required. + +# 4.2 Experimental Settings + +Evaluation Environment. All experiments were performed on the CentOS Linux 7 (Core) operating system using 60 GB of memory and an NVIDIA GeForce RTX 3090 GPU card. In addition, the experimental code was written using Python 3.9.15, Sklearn 1.0.2, NumPy 1.23.5, adversarial-robustness-toolbox (ART) 1.12.2 and PyTorch 1.13.0. + +Attack scenarios. We examined AdversariaLeak in two different attack scenarios. The first (scenario 1) is to examine AdversariaLeak when the head's architecture is identical for both the target and substitute models. It was evaluated only on the CelebA dataset [15] due to its less likely attacker knowledge. The second (scenario 2) is to examine AdversariaLeak under stricter assumptions, in which the head's architecture used for the target and substitute models is different. Since this attack scenario is more likely, it was evaluated using both the CelebA [15] and MAAD-Face [25] datasets. + +FR Models. The target and substitute models used are composed of a backbone (IResNet100 $^3$ or RepVGG B0 [27]) and a head, as face verification models typically are; additional information on the models and backbones can be found in the supplementary material. Throughout the experiments, the heads, used for both types of models, receive the subtraction (common approach in FR) of the two embedding vectors, one for each face image, and output the probability that the two images are of the same person. Two different head architectures were used: 1) A head consists of two dense layers with 64 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. 2) A head consists of seven dense layers with 512, 256, 128, 64, 32, 16 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. The final layer in both heads consists of a single neuron and the sigmoid activation function. In attack scenario 1 the first architecture was used whereas in attack scenario 2 the target model used the second architecture and the attacker used the first. The weights and biases for each layer were randomly initialized, and each head was trained using the Adam optimizer with a batch size of 64 and a learning rate of 0.0001. For CelebA [15], the first head was trained for 10 epochs; for MAAD-Face [25], for 20 epochs; and the second head for 30 epochs in both datasets. When using + +the CelebA dataset [15], we used pre-trained backbones, i.e., we trained only the head. However, when using the MAAD-Face dataset [25], we fine-tuned the backbones' weights to reach sufficient performance. This fine-tuning required an additional 10 epochs, training both the head and backbone together. + +Adversarial attacks. We examined AdversariaLeak by using two different adversarial evasion attacks to craft the adversarial samples - Carlini-Wagner [5] and the Projected Gradient Descent (PGD) attack [16] as implemented in the ART framework [20]. For Additional specifications see supplementary material. + +Tested Properties. We evaluated AdversariaLeak using three properties: (1) 5 o'clock shadow - whether an identity has a day-old beard or not; (2) young - whether an identity is young or not; and (3) male - whether an identity is male or not. 'Male' and 'Young' are commonly used properties in FR and EIL domains; while '5 o'clock shadow' is more challenging due to its delicate physical aspects. Note, 5 o'clock shadow and young properties were evaluated in the CelebA dataset [15] evaluation; and male property was evaluated in both the CelebA [15] and MAAD-Face [25] datasets evaluation. In the evaluation, five different proportions of the positive property value were evaluated - $0\%$ , $25\%$ , $50\%$ , $75\%$ , and $100\%$ . As all examined properties are binary, AdversariaLeak was applied with two substitute models, i.e., one for each extreme distribution $(100\%$ and $0\%)$ . + +Compared Attacks. We compared AdversariaLeak to two state-of-the-art EIL attacks - the loss test and threshold test attacks [24]. In the loss test attack, we create two attacker sets with $0\%$ and $100\%$ property distributions. Then, we query the target model with each set, evaluate its performance (using accuracy), and select the property values of the set that achieved better performance. In the threshold test attack, we used two substitute models with extreme property distributions $0\%$ and $100\%$ , i.e., we adjusted this attack to realistic attacker assumptions. Then, we create two data sets $S_{0}$ and $S_{1}$ with $0\%$ and $100\%$ property distributions respectively, and identify which of them maximizes the performance gap between the substitute models (denoted as $S_{k}$ ). Then, we find the threshold $\lambda$ that maximizes the ability to distinguish between models that were trained on $S_{k}$ and all others. Finally, we queried the target model with $S_{k}$ and select $S_{k}$ 's property value if the performance received is higher or equal to $\lambda$ . + +# 5 Experimental Results + +The results were obtained using RepVGG_B0 [8] and IResNet100 [3] backbones; IResNet100 results are in the supplementary material due to space limits. + +Attack Results All of the results presented were validated by three cross-validations. Fig. 2 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner (CW) [5] (plots (a)-(c) and (g)-(i)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plots (d)-(f) and (j)-(l)) with a query budget of 3,000 samples at most. Each plot in Fig. 2 presents the results obtained for the 5 o'clock shadow (blue bars), denoted as 5OCS; young + +![](images/969e66369b99dccfca3e0d8b228f6eeb3250d0fcae15c115d8ea509fc15bcf93.jpg) + +![](images/c43e3616737a2e899c0be62e49dd1a56606ebbd1b30f1afdbf07d7abc1c9f20d.jpg) + +![](images/edce4de489bf208072f22238fb9eeee3d399823265640cd693d34a05c35ed88e.jpg) + +![](images/8b0ac277abc11db9a30f8077388f99f8a2f087abfe60707bd3c960b88f023735.jpg) +(a) +(d) + +![](images/eb981fffb4597e333d4233232aab1aae10400ec4881f59b9cf1a641346f2323e.jpg) +(b) +(e) + +![](images/9122b94f26f081265bb62275c43fe377d2e3351dd33d44f62f789c84cd1d83b0.jpg) +(c) +(f) + +![](images/5184cc585d0abe183ace7fe1eaef65d61eda08f06ec2835aa4a0cd985b07cef3.jpg) + +![](images/28e8760d3a2ffbfa4a02d3a89bdcfc1fb16089b08b3bbbbfa82bb3485a0654ac.jpg) + +![](images/7f9cda02a2f5138af70c860d1e7771332ab20e57dc252a92621d3f263593e0c4.jpg) + +![](images/6112c8515d9b9e601829d2203a720ccf233ce37bc12b2070487dc98ecb0fb4b3.jpg) +(g) +(j) + +![](images/0d904349b327c15918fee2f015957a1295540dbe5f9df243f79096a74904b991.jpg) +(h) +(k) + +![](images/f5bdfff38707ad02da1e1438504ce433daaa6b796d5d199a1694700549d7a8b4.jpg) +(i) +(1) +Fig. 2: Results of AdversariaLeak on the CelebA dataset [15]. + +(orange bars); and male (green bars) properties. The results are on attack scenario 1 (plots (a)-(f)) and attack scenario 2 (plots (g)-(l)). Each plot presents the fraction of adversarial samples that mislead the target model, denoted as FMS (y-axis), for each target model trained on the five different property distributions (x-axis). For each target model, the FMS metric is presented for the unique samples crafted for the two substitute models of AdversariaLeak: $i)$ $0\%$ property value distribution (the lighter bar); and $ii)$ $100\%$ property value distribution (the darker bar). According to AdversariaLeak, when the FMS of the $0\%$ substitute model (the lighter bar) is higher, the property value that best characterizes the target model training set is the "0" value (e.g., not 5 o'clock shadow, not young, not male) and vice versa. Similarly, Fig. 3 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner (CW) [5] (plot (a)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plot (b)) with a query budget of 3,000 samples at most. + +Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set regardless of the adversarial attack used, the attack scenario and the dataset, i.e., when the target model is of the $0\%$ and $25\%$ distributions, the $0\%$ substitute model has a + +![](images/09f53796fb114ec3c4b103ea5536acde77f8ede86a7e85cc0b16aed7df25ad09.jpg) +Fig. 3: Results of AdversariaLeak on the MAAD-Face dataset [25]. + +Table 1: Results of AdversariaLeak (Our), loss test (LTA) and threshold test (TDTA) attacks [24], on the CelebA [15] and MAAD-Face [25] datasets. + +
PropertyScenarioTarget Model Per Distribution
0%25%50%75%100%
LTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOur
50CS (CelebA [15])1Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CSNot 50CS50CS50CS50CS50CS50CS50CS
2Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CS50CS50CS50CS50CS50CS50CS50CS
Young (CelebA [15])1Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
2Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
Male (CelebA [15])1Not MaleNot MaleNot MaleMaleNot MaleNot MaleMaleNot MaleNot MaleMaleMaleMaleMaleMaleMale
2Not MaleNot MaleNot MaleMaleMaleNot MaleMaleMaleNot MaleMaleMaleMaleMaleMaleMale
Male (MAAD-Face [25])2Not MaleMaleNot MaleNot MaleMaleNot MaleMaleMaleMaleMaleMaleMaleMaleMaleMale
+ +higher FMS, and when the target model is of the $100\%$ and $75\%$ distributions, the $100\%$ substitute model has a higher FMS. This success is statistically significant (see supplementary material). In addition, when examining the results on the target model trained on a balanced distribution (the $50\%$ distribution), it can be seen that most of the gaps between the FMS of the two substitute models (lighter and darker bars) are relatively smaller than those in other distributions (Section 6). Furthermore, the standard deviation (the black line in each bar) is less than 0.09 in most of the experiments, indicating that AdversariaLeak's results are consistent. Moreover, we note that the standard deviation slightly increased from scenario 1 to scenario 2 in Fig. 2 (which is consistent with the scenarios' difficulty) with no noticeable changes in the FMS gaps. + +Query Budget Effect Fig. 4 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner [5] (plots (a)-(e) and (k)-(o)) and the PGD [16] (plots (f)-(j) and (p)-(t)) attacks. The results are on attack scenario 1 (plots (a)-(j)) and attack scenario 2 (plots (k)-(t)). Each plot in Fig. 4 presents the gap (y-axis) between the FMS of samples crafted on a substitute model trained on $0\%$ of the property and on a substitute model trained on $100\%$ of the property (i.e., $FMS_{0\%} - FMS_{100\%}$ ), across different query budgets (x-axis), which ranges between [1, 200], and different properties (colors) for each target model trained on the five different property distributions (denoted as PD). Note, the query budget represents the number of unique samples from both the substitute models, i.e., query budget = unique_set_0% + unique_set_100%. The percentage gap, presented on the y-axis, can reflect AdversariaLeak's final decision. When negative, the attacker infers that the target model training set + +![](images/a4c4d0d047b0ddf89865c1f4ea584f03a1afcebbd5e34b257accdd97d125ef90.jpg) +Fig. 4: Query budget results of AdversariaLeak on the CelebA dataset [15]. + +mainly consists of the examined property (e.g., 5 o'clock shadow, young, male), and when positive, the attacker infers the opposite (e.g., not 5 o'clock shadow, not young, not male). To control the query budget used, the number of unique adversarial samples taken from the unique sample sets to query the target model was limited. This was done by selecting the unique samples that received the highest confidence score from the substitute model they were crafted on, i.e., the samples that mislead the substitute model the most. Similarly, Fig. 5 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner [5] (plots (a)-(e)) and the PGD [16] (plots (f)-(j)) attacks. Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set, regardless of the adversarial attack used, the evaluated scenario and the dataset, by using a minimum of 24 queries to the target model in scenario 1 and 60 in scenario 2. This indicates that AdversariaLeak outperforms existing attacks and reduces the query number required to perform a successful EIL attack. + +![](images/dfb480840013b1ce72768042c98a2c8f5d907474c6fe0eff5518cfdff17f3eb9.jpg) +Fig. 5: Query budget results of AdversariaLeak on the MAAD-Face dataset [25]. + +Comparison to EIL Attacks Table 1 presents the results of the loss test (LTA) and threshold test (TDTA) attacks [24] and AdversariaLeak's final results on the CelebA [15] and MAAD-Face [25] datasets. The presented LTA and TDTA results were obtained by using the entire attack crafting sample set in their benign form, i.e., before performing the adversarial sample crafting process. Note, that the attack crafting samples set is not part of the training process of the models and is used only to query the models in any of the compared methods. The attack crafting samples set of the CelebA dataset [15] contained about 7,088, 14,000, and 23,405 images with a standard deviation of 209.08, 6,922.65, and 14,454.51 in the 5 o'clock shadow, young, and male properties experiments respectively. The attack crafting samples set of the MAAD-Face dataset [25] contained about 656,680 images with a standard deviation of 3,413.99 in the male property's experiments. + +From Table 1 we can see that in the experiments on the 5 o'clock shadow property, TDTA failed in half of the experiments (the grey cells), whereas LTA and AdversariaLeak achieved similar results, i.e., the final property value chosen by the attacker is identical. In the experiments on the young and male properties, AdversariaLeak outperformed LTA and TDTA, i.e., AdversariaLeak succeeded in inferring the correct property value in all the examined experiments whereas LTA and TDTA did not (the grey cells). Moreover, when examining both scenarios, we can see that the LTA is less stable when the attack scenario is stricter (scenario 2). Furthermore, while the LTA and TDTA failed to infer the correct property value in some of the experiments when using tens of thousands of queries to the target model, for example, using maximum query budget of 24,000 samples in each experiment (for a complete query budget analysis see supplementary material), AdversariaLeak succeeded in inferring the correct property value in all of the experiments, with a minimal number of 24 to 60 queries. + +# 6 Discussion + +Throughout the experiments, interesting attack behavior was discovered in the experiments related to the target models trained on a $50\%$ property distribution. In those experiments, the gap between the FMS of the substitute model trained on $0\%$ of the property and the substitute model trained on $100\%$ of the property (i.e., $FMS_{0\%} - FMS_{100\%}$ ) should be close or equal to zero (inconclusive decision). However, in most of those experiments on the CelebA dataset [15], AdversariaLeak showed a clear preference for specific property values, i.e., not 5 o'clock shadow, young, and not male values. These tendencies to favor specific property values can be explained by examining the only component that is not affected by the property distribution in all target models trained on the CelebA dataset [15], i.e., the pre-trained backbone that was used. The RepVGG_B0 backbone was trained on a clean version of the MS-Celeb-1M dataset [12], which varied with respect to the identities' age (there is no clear indication for a specific age distribution), yet it contains mainly female identities, which causes it to have more identities without a beard. It can be seen that the gender distribution (mostly female) and 5 o'clock shadow distribution (mostly without beard) of the MS-Celeb-1M dataset leaks into AdversariaLeak's results for the target models with a $50\%$ property distribution when the backbone is pre-trained. Contrary in the MAAD-Face dataset [25] this phenomenon is not observed which can be explained by the fact that we have fine-tuned the backbone. Those observations indicate that the property distribution of the backbone's training set may affect the attack results (extended in the supplementary material). + +To mitigate the risk posed by EIL attacks, several countermeasures can be considered: adversarial training [16], differential privacy [9], fine-tuning with diverse datasets [28] and robust architectures with defensive distillation [21]. These measures collectively improve model robustness and privacy, which could reduce the vulnerability to EIL attacks (extended in the supplementary material). + +# 7 Conclusion and Future Work + +In this paper, we presented AdversariaLeak, a novel EIL attack for FR systems that infers the property value that best characterizes the distribution of the target model training set. AdversariaLeak uses a minimal number of substitute models to craft and handpick a set of unique adversarial samples, which are used to query the target model. The experimental results demonstrate that, in contrast to existing attacks, AdversariaLeak is successful and suitable for real-world attack scenarios due to its use of a minimal query budget of 24 to 60 queries and practical attacker assumptions. The principles behind AdversariaLeak are not limited to FR systems. Future work may include applying AdversariaLeak in different domains such as tabular data domains; adjusting it to other computer vision tasks, such as object detection; and estimating the exact target model's distribution. + +# References + +1. Arashloo, S.R., Kittler, J.: Class-specific kernel fusion of multiple descriptors for face verification using multiscale binarised statistical image features. IEEE Transactions on Information Forensics and Security 9(12), 2100-2109 (2014) +2. Ateniese, G., Mancini, L.V., Spognardi, A., Villani, A., Vitali, D., Felici, G.: Hacking smart machines with smarter ones: How to extract meaningful data from machine learning classifiers. 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In: 2022 IEEE Symposium on Security and Privacy (SP). pp. 1569-1569. IEEE Computer Society (2022) +18. Majeed, F., Khan, F.Z., Iqbal, M.J., Nazir, M.: Real-time surveillance system based on facial recognition using yolov5. In: 2021 Mohammad Ali Jinnah University International Conference on Computing (MAJICC). pp. 1-6. IEEE (2021) +19. Melis, L., Song, C., De Cristofaro, E., Shmatikov, V.: Exploiting unintended feature leakage in collaborative learning. In: 2019 IEEE symposium on security and privacy (SP). pp. 691-706. IEEE (2019) +20. Nicolae, M.I., Sinn, M., Tran, M.N., Buesser, B., Rawat, A., Wistuba, M., Zantedeschi, V., Baracaldo, N., Chen, B., Ludwig, H., et al.: Adversarial robustness toolbox v1. 0.0. arXiv preprint arXiv:1807.01069 (2018) +21. Papernot, N., McDaniel, P., Wu, X., Jha, S., Swami, A.: Distillation as a defense to adversarial perturbations against deep neural networks. In: 2016 IEEE symposium on security and privacy (SP). pp. 582-597. IEEE (2016) +22. 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In: 30th Network and Distributed System Security Symposium (NDSS 2022) (2022) \ No newline at end of file diff --git a/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/images.zip b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..4248458911443043e3f0b7896ffbcb6b4f516611 --- /dev/null +++ b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:c80fbe9b69d70b9730ad59b54102ce6e3a57d436d988f591cca16723c9c05c97 +size 409607 diff --git a/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/layout.json b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..fef302cc7e7cfa0015c40c03c702159ac225f69a --- /dev/null +++ b/2024/AdversariaLeak_ External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems/layout.json @@ -0,0 +1,8918 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 144, + 111, + 471, + 166 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 144, + 111, + 471, + 166 + ], + "spans": [ + { + "bbox": [ + 144, + 111, + 471, + 166 + ], + "type": "text", + "content": "AdversariaLeak: External Information Leakage Attack Using Adversarial Samples on Face Recognition Systems" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 140, + 186, + 474, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 186, + 474, + 224 + ], + "spans": [ + { + "bbox": [ + 140, + 186, + 474, + 224 + ], + "type": "text", + "content": "Roye Katzav1, Amit Giloni1, Edita Grolman1, Hiroo Saito2, Tomoyuki Shibata2, Tsukasa Omino2, Misaki Komatsu2, Yoshikazu Hanatani2, Yuval Elovici1, and Asaf Shabtai1" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 175, + 231, + 438, + 254 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 175, + 231, + 438, + 254 + ], + "spans": [ + { + "bbox": [ + 175, + 231, + 438, + 254 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 175, + 231, + 438, + 254 + ], + "type": "text", + "content": " Department of Software and Information Systems Engineering, Ben-Gurion University of the Negev" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 145, + 255, + 468, + 265 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 145, + 255, + 468, + 265 + ], + "spans": [ + { + "bbox": [ + 145, + 255, + 468, + 265 + ], + "type": "text", + "content": "{royek, hacmona, edita}@post.bgu.ac.il; {elovici, shabtaia}@bgu.ac.il" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 153, + 265, + 459, + 298 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 153, + 265, + 459, + 298 + ], + "spans": [ + { + "bbox": [ + 153, + 265, + 459, + 298 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 153, + 265, + 459, + 298 + ], + "type": "text", + "content": " Corporate Research & Development Center, Toshiba Corporation {hiroo5.saito, tomyuki1.shibata, tsukasa.omino, misaki1.komatsu, yoshikazu.hanatani}@toshiba.co.jp" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 159, + 327, + 455, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 327, + 455, + 504 + ], + "spans": [ + { + "bbox": [ + 159, + 327, + 455, + 504 + ], + "type": "text", + "content": "Abstract. Face recognition (FR) systems are vulnerable to external information leakage (EIL) attacks, which can reveal sensitive information about the training data, thus compromising the confidentiality of the company's proprietary and the privacy of the individuals concerned. Existing EIL attacks mainly rely on unrealistic assumptions, such as a high query budget for the attacker and massive computational power, resulting in impractical EIL attacks. We present AdversariaLeak, a novel and practical query-based EIL attack that targets the face verification model of the FR systems by using carefully selected adversarial samples. AdversariaLeak uses substitute models to craft adversarial samples, which are then handpicked to infer sensitive information. Our extensive evaluation on the MAAD-Face and CelebA datasets, which includes over 200 different target models, shows that AdversariaLeak outperforms state-of-the-art EIL attacks in inferring the property that best characterizes the FR model's training set while maintaining a small query budget and practical attacker assumptions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "spans": [ + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "type": "text", + "content": "Keywords: Face Recognition " + }, + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "type": "text", + "content": " External Information Leakage " + }, + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 514, + 455, + 536 + ], + "type": "text", + "content": " Adversarial Samples" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 556, + 231, + 569 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 556, + 231, + 569 + ], + "spans": [ + { + "bbox": [ + 132, + 556, + 231, + 569 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Face recognition (FR) systems are deployed in various domains, including physical access control [22], surveillance [18], and mobile device security [13]. The core component of modern FR systems is a large-scale deep neural network (DNN) that performs face verification, i.e., identifying whether two images belong to the same individual [1, 23]. The inclusion of DNNs in the recognition pipeline causes the system to be vulnerable to various security breaches and attacks [11, 26]. Those attacks are major concerns since an attacker can perform an external" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "content": "information leakage (EIL) attack to infer implicit statistical properties about the target model's training set. This would result in a violation of the confidentiality of the company's proprietary (specifically the model's training set) and harm the privacy of the included individuals [24,30]. These properties could include sensitive and personal information, such as gender, ethnicity, age and geolocation. Existing works have demonstrated that different machine learning (ML) models, including face verification (FV) models, are vulnerable to EIL attacks [6,10,19,30]. However, these works often rely on unrealistic assumptions about the attacker's knowledge (complete knowledge of the model's architecture and parameters, access to the training set collection space, etc.) and computational resources (training hundreds of substitute models, access to many data samples, etc.) [17,24]. As a result, the current state-of-the-art EIL attacks may not be practical in a real-world attack scenario." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 271, + 483, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 483, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 483, + 403 + ], + "type": "text", + "content": "We present AdversariaLeak, a novel and practical EIL attack that targets the FV model of the FR system and assumes a realistic attacker knowledge while using a small number of queries to the target model. Given an attacker's sample set, the attacker trains a substitute model for each property value and uses the models to craft adversarial samples, i.e., samples that mislead the model and cause it to make an incorrect prediction. A few of the crafted adversarial samples, referred to as the unique adversarial samples, are then handpicked and used to query the target model, maliciously leading it to reveal its training set properties. By using the unique adversarial samples to model the substitute models' differences, the attacker can examine the effect of the property distribution in the training set on the model's decision boundary." + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 167, + 426, + 452, + 536 + ], + "blocks": [ + { + "bbox": [ + 167, + 426, + 452, + 536 + ], + "lines": [ + { + "bbox": [ + 167, + 426, + 452, + 536 + ], + "spans": [ + { + "bbox": [ + 167, + 426, + 452, + 536 + ], + "type": "image", + "image_path": "db517a49b92a746df7ae4d57034f0c4670b60470e442ca986483efe1d6512ccd.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 548, + 482, + 583 + ], + "lines": [ + { + "bbox": [ + 130, + 548, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 548, + 482, + 583 + ], + "type": "text", + "content": "Fig. 1: An overview of AdversariaLeak with the 'gender' property; (A) induce substitute models; (B) craft adversarial samples for each of the substitute models; (C) filter the unique adversarial samples; (D) query the target model to infer the property value." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "We evaluate AdversariaLeak in two attack scenarios and 180 different target models using the CelebA dataset [15] and three of its implicit properties: the individuals' age group, gender, and the presence of a 5 o'clock shadow (a day-old beard). Additionally, to show that AdversariaLeak can be generalized to other datasets, we extended our evaluation to an additional dataset, the MAAD-" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "text", + "content": "R. 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AdversariaLeak was evaluated on five different property distributions: " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ", each of which represents the proportion of the positive property value in the training set. If the examined property is gender, then a distribution of " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " means that " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " of the identities in the training set are male and the rest are female. Our evaluation demonstrates that AdversariaLeak outperforms existing EIL attacks by: i) successfully inferring the property value that best characterizes the target model's training set; ii) holding practical and realistic attacker assumptions; and iii) using a small query budget that includes only 24 to 60 queries to the target model (depending on the attack scenario)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 236, + 482, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 236, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 482, + 308 + ], + "type": "text", + "content": "Understanding and mitigating the information leakage that AdversariaLeak exposes is essential to: 1) Ensure fair and secure deployment of widely used FR systems. 2) Safeguard personal data. 3) Maintain the integrity of these FR systems that rely heavily on sensitive biometric authentication. 4) Highlight potential biases and weaknesses, prompting the development of more robust and fair FR systems. The main contributions of this paper are:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 313, + 480, + 384 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 313, + 438, + 325 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 313, + 438, + 325 + ], + "spans": [ + { + "bbox": [ + 138, + 313, + 438, + 325 + ], + "type": "text", + "content": "- The first EIL attack that successfully utilizes adversarial samples." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 325, + 480, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 325, + 480, + 361 + ], + "spans": [ + { + "bbox": [ + 138, + 325, + 480, + 361 + ], + "type": "text", + "content": "- The first EIL attack that assumes realistic attacker restrictions, which is done by using a small number of substitute models and a minimum number of queries." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 361, + 480, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 361, + 480, + 384 + ], + "spans": [ + { + "bbox": [ + 138, + 361, + 480, + 384 + ], + "type": "text", + "content": "- A generic attack that is not dependent on specific properties or any prior knowledge about the training set." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 402, + 237, + 415 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 402, + 237, + 415 + ], + "spans": [ + { + "bbox": [ + 132, + 402, + 237, + 415 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 426, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 545 + ], + "type": "text", + "content": "EIL attacks can target different types of models, such as fully connected neural networks (FCNNs) [10], convolutional neural networks (CNNs) [24], collaborative learning models [19], and generative adversarial networks (GANs) [30]. Depending on the attacker's knowledge regarding the target model's architecture and parameters, existing EIL attacks can be categorized as complete-knowledge (white-box), no-knowledge (black-box), and partial-knowledge (gray-box) attacks. The first EIL attack, which was a white-box attack, trained substitute models on datasets with different property distributions and used the models' parameters to train a meta-classifier for predicting the external property value [2]. This attack was extended to FCNNs [10] and CNNs [24]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Although white-box attacks can be effective, they are considered impractical due to their access assumptions. Black-box and gray-box attacks have been proposed as more practical alternatives. Existing black-box attacks rely on querying the target model and examining the predictions according to different property values, such as examining the difference in accuracy between samples belonging to different property values [24] and setting a performance threshold that distinguishes between property values [24]. Gray-box attacks also rely on querying the target model, yet require additional partial knowledge about the target model. In particular, the existing gray-box EIL attacks assume access to the training set collection space [6, 17]. In both attacks, the attacker inserts poisoned samples" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "type": "text", + "content": "AdversariaLeak" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "into the training set to increase the correlation between the examined property and a specific label learned by the model. Then, the attacker trains substitute models on different property distributions using the poisoned samples and trains a meta-classifier on the substitute models' confidence scores. Finally, the attacker uses the target model's confidence scores to infer its property value. The two attacks differ in the meta-classifier's training data - Mahloujifar et al. used the raw confidence scores and Chaudhari et al. used normalized confidence scores." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "text", + "content": "Most of the EIL attacks assume impractical attacker assumptions: " + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "text", + "content": ") white-box attacks assume complete access to the target model; " + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "inline_equation", + "content": "ii" + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "text", + "content": ") gray-box attacks require access to the training data collection space or access to inject new samples into the training set; and " + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "inline_equation", + "content": "iii" + }, + { + "bbox": [ + 130, + 200, + 482, + 295 + ], + "type": "text", + "content": ") the black-box threshold test attack [24] requires training over 100 substitute models, leaving the loss test attack [24] as the only practical EIL attack. In our evaluation, we compared AdversariaLeak to the loss test and the threshold test attacks under realistic assumptions - the threshold test using two substitute models and the loss test in its original form." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 296, + 482, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 296, + 482, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 296, + 482, + 357 + ], + "type": "text", + "content": "AdversariaLeak utilizes adversarial evasion attacks to perform an EIL attack. Although it is the first to do so, several works utilized adversarial attacks for privacy-related tasks, such as a membership inference attack [7], a model extraction attack [29], and defending against attribute inference attacks [14]. For additional background and related work see supplementary material." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 375, + 247, + 388 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 375, + 247, + 388 + ], + "spans": [ + { + "bbox": [ + 132, + 375, + 247, + 388 + ], + "type": "text", + "content": "3 AdversariaLeak" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 402, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 605 + ], + "type": "text", + "content": "In this section, we introduce AdversariaLeak's components and structure (illustrated in Fig. 1). Given an external dataset and access to query the target ML model, an attacker can use AdversariaLeak to infer the property value that best characterizes the target model's training data, i.e., the property distribution which is the closest to the target model's training set distribution. AdversariaLeak is composed of four main phases: 1) the attacker uses the external dataset to train substitute models, each of which is trained on a different extreme property distribution, resulting in one substitute model per property value; 2) the attacker leverages an adversarial evasion attack to craft adversarial samples for each of the substitute models; 3) for each substitute model, the attacker selects unique adversarial samples that mislead solely that model; and 4) the attacker queries the target model with the unique samples and infers the property value according to the model's behavior. By using unique adversarial samples that mislead only a specific substitute model, the attacker obtains a unique representation of each substitute model's behavior. Since the substitute models only differ in the property distribution of their training set, that representation can be considered unique to the property distribution characterizing the training set." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "The notation used is as follows: Let " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "S_{T} \\sim D_{ST}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " be the set of face image pairs used to train target model " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ", which was derived from identity distribution " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "D_{ST}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ". Let " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " be the examined property and " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\{v_{0}, v_{1}, \\dots, v_{n}, v_{T}\\} \\in P_{values}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " be " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "'s possible values, where " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "v_{T}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is the value that characterizes most of the samples in " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "S_{T}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ". Let " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "S_{A} \\sim D_{SA}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " be a set of face image pairs collected by the attacker and derived" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "R. Katzav et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": "from identity distribution " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "D_{SA}" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": ". Note that there is a clear separation between the identities in " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "D_{ST}" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "D_{SA}" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": ", i.e., the datasets " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "S_A" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "S_T" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": " are mutually exclusive." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 158, + 358, + 169 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 158, + 358, + 169 + ], + "spans": [ + { + "bbox": [ + 131, + 158, + 358, + 169 + ], + "type": "text", + "content": "3.1 Phase 1 - Attacker's Substitute Models" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": "In this phase, the attacker uses the external dataset " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_A" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " to train several substitute models, each of which corresponds to a different property value. First, the attacker forms several data subsets from " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_A" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": ", where each subset " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{A0} \\cup S_{A1} \\cup \\ldots \\cup S_{An} \\subset S_A" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " corresponds to a different property value. For example, in the case in which " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " is \"gender\", the attacker would form two subsets " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{A_{male}} \\cup S_{A_{female}} \\subset S_A" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{A_{male}}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " only includes pairs comprised of male identities, and " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{A_{female}}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " only includes pairs comprised of female identities. Each subset " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{Ai} \\subset S_A" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " is then used to train a substitute model " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": ". In the example mentioned above in which " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " is \"gender\", the attacker uses " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{A_{male}}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " to train " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "M_{A_{male}}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "S_{A_{female}}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": " to train " + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "inline_equation", + "content": "M_{A_{female}}" + }, + { + "bbox": [ + 130, + 177, + 482, + 346 + ], + "type": "text", + "content": ". As a result, the attacker obtains several substitute models, each modulating the target model's expected behavior in the case it was trained on an extreme property value distribution (0% and 100%), i.e., the decision boundary of each substitute model is an estimation of the target model's decision boundary in the case it was trained on an extreme property value distribution." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 363, + 344, + 376 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 363, + 344, + 376 + ], + "spans": [ + { + "bbox": [ + 131, + 363, + 344, + 376 + ], + "type": "text", + "content": "3.2 Phase 2 - Craft Adversarial Samples" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "spans": [ + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": "In this phase, the attacker crafts adversarial samples for each substitute model " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": ". First, the attacker selects pairs of images that belong to the same identity (labeled as \"the same person\") and were correctly labeled by " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": ". This dataset, denoted as " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "S_{A_{adv}}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": ", is selected from the samples that remained in " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "S_A" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": " after performing phase 1, i.e., " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "S_{A_{adv}} = S_A \\setminus \\bigcup_{i=1}^{n} S_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "\\setminus" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": " is the operation of sets subtraction. Then, the attacker uses the samples of " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "S_{A_{adv}}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": " to craft a set of adversarial samples for each substitute model " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": ", i.e., samples that mislead model " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": " to believe that the images in the pair belong to two different identities (predict \"not the same person\"). The adversarial sample set for each model " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": " is crafted by applying the optimization process used in existing adversarial evasion attacks on " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "S_{A_{adv}}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": ". During this optimization, an adversarial noise is optimized so that when it is added to the pair's pixels, they remain as close to the original values as possible while causing " + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 383, + 482, + 574 + ], + "type": "text", + "content": " to output the wrong prediction (\"not the same person\"). This objective is optimized by minimizing a cost function. The general adversarial optimization process is presented in equation 1:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 223, + 582, + 480, + 597 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 223, + 582, + 480, + 597 + ], + "spans": [ + { + "bbox": [ + 223, + 582, + 480, + 597 + ], + "type": "interline_equation", + "content": "\\widehat {\\text {p a i r} _ {i}} = \\text {p a i r} _ {i} + \\varepsilon \\operatorname {o p t} \\left(\\nabla_ {\\text {p a i r} _ {i}} L \\left(\\text {p a i r} _ {i}, y\\right)\\right) \\tag {1}", + "image_path": "e11cce570ee70f3f2e612d4ea0726352c5f991c763904edc9114b4d9a28e8f23.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "pair_i \\in S_{A_{adv}}" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " is an image pair, opt is the optimization function, and " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\nabla_{pair_i} L(pair_i, y)" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " are the derivatives of cost function " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " with respect to " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "pair_i" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " and the true prediction " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": ". The adversarial attack used by AdversariaLeak is empirically selected. The adversarial sample set crafted for model " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " is denoted as " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{adv}}" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": ". By crafting a set of adversarial samples for each substitute model," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "type": "text", + "content": "AdversariaLeak" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "the attacker can obtain a more comprehensive representation of the behavior of each extreme property distribution. The crafted adversarial samples rely on the gap between the true decision boundary and the model's decision boundary, i.e., the difference between the truth and the model's prediction. Since each substitute model " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " is trained on a different training set (with a different property distribution), those gaps would differ between the different substitute models, i.e., different adversarial samples would be crafted. In contrast, when considering a different model (denoted as " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "M_j" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ") trained on the same distribution as " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ", the two models would most likely have similar decision boundary gaps, i.e., some of the adversarial samples crafted for " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " would mislead " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "M_j" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " as well." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 255, + 326, + 268 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 255, + 326, + 268 + ], + "spans": [ + { + "bbox": [ + 132, + 255, + 326, + 268 + ], + "type": "text", + "content": "3.3 Phase 3 - Select Unique Samples" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "spans": [ + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": "In this phase, the attacker selects the unique adversarial samples from each adversarial set " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{adv}}" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": " obtained in phase 2, i.e., the adversarial samples crafted for " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": " that mislead only " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": " and not mislead other substitute models. To obtain the unique adversarial samples for each substitute model " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": ", the attacker first handpicks " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{adv}}+" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": ", which is the subset of " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{adv}}" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": " that succeeds in misleading " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": ". Then, the attacker selects the unique samples from " + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{adv}}+" + }, + { + "bbox": [ + 131, + 277, + 482, + 361 + ], + "type": "text", + "content": " by performing the process presented in equation 2:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 197, + 371, + 481, + 386 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 371, + 481, + 386 + ], + "spans": [ + { + "bbox": [ + 197, + 371, + 481, + 386 + ], + "type": "interline_equation", + "content": "\\overline {{S}} _ {A i _ {u q}} = \\{x \\in \\overline {{S}} _ {A i _ {a d v}} + | \\forall j \\neq i, M _ {A i} (x) \\neq M _ {A j} (x) \\} \\tag {2}", + "image_path": "1e73ee54303890e1c69276b4c965cc8f7b2efc8034032d6a9643c18aef85e832.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " is an adversarial sample from the " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{adv}} +" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " set, " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}(x)" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " is the prediction of " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " for sample " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " (the incorrect prediction), and " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Aj}(x)" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " is the prediction of a different substitute model that is not " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": ". By filtering the unique adversarial samples of each substitute model, the attacker emphasizes the behavioral differences between the different substitute models. The handpicked unique adversarial samples mislead " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " by using the decision boundary gaps that are unique for " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": ", i.e., unique for the property distribution that " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " was trained on. Therefore, these samples are expected to cause models that were trained on a similar distribution as " + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 395, + 482, + 515 + ], + "type": "text", + "content": " to incorrectly classify the samples as \"not the same person\", and other models to correctly classify them as \"the same person\"." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 534, + 358, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 534, + 358, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 534, + 358, + 547 + ], + "type": "text", + "content": "3.4 Phase 4 - Inferring the Property Value" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": "In this phase, the attacker queries the target model with the unique samples and infers the property value. First, the attacker queries the target model " + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": " with each of the unique samples sets " + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{uq}}" + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": ". Then, the attacker aggregates " + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": "'s predictions into a single score for each " + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{uq}}" + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": ". The aggregated score is the fraction of adversarial samples that mislead the target model (denoted as FMS, which is the fraction of misleading samples) and is presented in equation 3:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 221, + 639, + 481, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 221, + 639, + 481, + 669 + ], + "spans": [ + { + "bbox": [ + 221, + 639, + 481, + 669 + ], + "type": "interline_equation", + "content": "F M S \\left(\\bar {S} _ {A i _ {u q}}\\right) = \\frac {\\left| \\left\\{x \\in \\bar {S} _ {A i _ {u q}} \\mid T (x) = 0 \\right\\} \\right|}{\\left| \\bar {S} _ {A i _ {u q}} \\right|} \\tag {3}", + "image_path": "bf31f3318166250927037ee40256d96f376eb222735644e5d4a79e0dd30f7dda.jpg" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "text", + "content": "R. Katzav et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "x \\in \\overline{S}_{Ai_{uq}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": " is a unique adversarial sample crafted for model " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "T(x)" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": " is the target model's prediction for " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": ", and 0 denotes the class \"not the same person\". By examining the FMS scores, the attacker can determine which " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "\\overline{S}_{Ai_{uq}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": " was the most successful in misleading target model " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": ", i.e., which substitute model " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "M_{Ai}" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": " has the decision boundary most similar to " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": ". The property value that characterizes the training set of the substitute model with the highest FMS score is chosen by the attacker as the property value that best characterizes the training set of the target model " + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 115, + 482, + 213 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 230, + 218, + 243 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 230, + 218, + 243 + ], + "spans": [ + { + "bbox": [ + 132, + 230, + 218, + 243 + ], + "type": "text", + "content": "4 Evaluation" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 255, + 482, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 353 + ], + "type": "text", + "content": "All the experiments were performed using three cross-validations, with 15, 32, and 42 as the random seeds. In total, AdversariaLeak was evaluated in 420 different experiments: 1) 360 different experiments on the CelebA dataset [15]: 3 cross-validations * 2 backbones * 3 properties * 5 distributions * 2 evasion attacks * 2 attack scenarios; and 2) 60 different experiments on the MAAD-Face dataset [25]: 3 cross-validations * 2 backbones * 1 property * 5 distributions * 2 evasion attacks * 1 attack scenario. Additional evaluation details, as well as AdversariaLeak's code, can be found in the supplementary material." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 370, + 205, + 381 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 370, + 205, + 381 + ], + "spans": [ + { + "bbox": [ + 132, + 370, + 205, + 381 + ], + "type": "text", + "content": "4.1 Datasets" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "text", + "content": "To properly evaluate AdversariaLeak, the datasets used should have: " + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "text", + "content": ") a large number of identities; " + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "inline_equation", + "content": "ii" + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "text", + "content": ") a large number of images per identity; and " + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "inline_equation", + "content": "iii" + }, + { + "bbox": [ + 130, + 390, + 482, + 533 + ], + "type": "text", + "content": ") implicit property annotations. We used the CelebA [15] and MAAD-Face [25] datasets, which fulfill these requirements. Note, other datasets were explored but did not meet the research requirements (see supplementary material). The CelebA dataset [15] (based on celebrity images) consists of 202,599 images of 10,177 identities, with annotations for 40 properties, including age, gender, and the presence of a 5 o'clock shadow (a day-old beard). The MAAD-Face dataset [25] is an enhanced version of the VGGFace2 dataset [4] (based on Google Image Search), utilizing different property annotations for each image, including the gender property. To ensure enough images per identity to create pairs of \"the same person\", we removed the dataset's identities which had only one image." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "text", + "content": "The datasets were divided into three separate sets: " + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "inline_equation", + "content": "i)" + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "text", + "content": " of the identities were used as the target model's training sets; " + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "inline_equation", + "content": "ii)" + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "text", + "content": " of the identities were used as the attack evaluation set, which was used to train and evaluate the substitute models; and " + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "inline_equation", + "content": "iii)" + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 534, + 482, + 616 + ], + "type": "text", + "content": " of the identities were used as the attack crafting sample set, which was used to craft the adversarial samples used by AdversariaLeak. Note, we ensured that identities in the target model's dataset will not appear in the attacker datasets. Therefore, these datasets are not of the same distribution." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Since the target model's task is face verification, the images in all the sets were paired and labeled, where \"the same person\" is denoted as one, and \"not the same person\" is denoted as zero. The attack evaluation set and crafting sample set are both balanced with respect to the examined property." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 383, + 91, + 447, + 101 + ], + "type": "text", + "content": "AdversariaLeak" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "To perform the evaluation on target models with different property distributions (100%, 75%, 50%, 25%, and 0%), only part of the target model's training set was used in each evaluation. To create a training set with a specific property distribution, the following steps were performed: (1) all the samples of the identities from the least common value were selected, i.e., those identities that fall under a property value that has the lowest occurrence compared to other property values (e.g., if the property is gender and there are 500 males and 300 females identities, then, female is the least common value). (2) a portion of the identities from the other property value is added based on the property distribution required." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 254, + 272, + 266 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 254, + 272, + 266 + ], + "spans": [ + { + "bbox": [ + 132, + 254, + 272, + 266 + ], + "type": "text", + "content": "4.2 Experimental Settings" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 275, + 481, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 481, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 481, + 334 + ], + "type": "text", + "content": "Evaluation Environment. All experiments were performed on the CentOS Linux 7 (Core) operating system using 60 GB of memory and an NVIDIA GeForce RTX 3090 GPU card. In addition, the experimental code was written using Python 3.9.15, Sklearn 1.0.2, NumPy 1.23.5, adversarial-robustness-toolbox (ART) 1.12.2 and PyTorch 1.13.0." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 335, + 481, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 481, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 481, + 430 + ], + "type": "text", + "content": "Attack scenarios. We examined AdversariaLeak in two different attack scenarios. The first (scenario 1) is to examine AdversariaLeak when the head's architecture is identical for both the target and substitute models. It was evaluated only on the CelebA dataset [15] due to its less likely attacker knowledge. The second (scenario 2) is to examine AdversariaLeak under stricter assumptions, in which the head's architecture used for the target and substitute models is different. Since this attack scenario is more likely, it was evaluated using both the CelebA [15] and MAAD-Face [25] datasets." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 431, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 431, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 431, + 482, + 647 + ], + "type": "text", + "content": "FR Models. The target and substitute models used are composed of a backbone (IResNet100" + }, + { + "bbox": [ + 130, + 431, + 482, + 647 + ], + "type": "inline_equation", + "content": "^3" + }, + { + "bbox": [ + 130, + 431, + 482, + 647 + ], + "type": "text", + "content": " or RepVGG B0 [27]) and a head, as face verification models typically are; additional information on the models and backbones can be found in the supplementary material. Throughout the experiments, the heads, used for both types of models, receive the subtraction (common approach in FR) of the two embedding vectors, one for each face image, and output the probability that the two images are of the same person. Two different head architectures were used: 1) A head consists of two dense layers with 64 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. 2) A head consists of seven dense layers with 512, 256, 128, 64, 32, 16 and 8 neurons respectively, and the rectified linear unit (ReLU) activation function. The final layer in both heads consists of a single neuron and the sigmoid activation function. In attack scenario 1 the first architecture was used whereas in attack scenario 2 the target model used the second architecture and the attacker used the first. The weights and biases for each layer were randomly initialized, and each head was trained using the Adam optimizer with a batch size of 64 and a learning rate of 0.0001. For CelebA [15], the first head was trained for 10 epochs; for MAAD-Face [25], for 20 epochs; and the second head for 30 epochs in both datasets. When using" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "R. Katzav et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 653, + 414, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 414, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 414, + 665 + ], + "type": "text", + "content": "3 https://sota.nizhib.ai/pytorch-insightface/iresnet100-73e07ba7.pth" + } + ] + } + ], + "index": 7 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "content": "the CelebA dataset [15], we used pre-trained backbones, i.e., we trained only the head. However, when using the MAAD-Face dataset [25], we fine-tuned the backbones' weights to reach sufficient performance. This fine-tuning required an additional 10 epochs, training both the head and backbone together." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "type": "text", + "content": "Adversarial attacks. We examined AdversariaLeak by using two different adversarial evasion attacks to craft the adversarial samples - Carlini-Wagner [5] and the Projected Gradient Descent (PGD) attack [16] as implemented in the ART framework [20]. For Additional specifications see supplementary material." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": "Tested Properties. We evaluated AdversariaLeak using three properties: (1) 5 o'clock shadow - whether an identity has a day-old beard or not; (2) young - whether an identity is young or not; and (3) male - whether an identity is male or not. 'Male' and 'Young' are commonly used properties in FR and EIL domains; while '5 o'clock shadow' is more challenging due to its delicate physical aspects. Note, 5 o'clock shadow and young properties were evaluated in the CelebA dataset [15] evaluation; and male property was evaluated in both the CelebA [15] and MAAD-Face [25] datasets evaluation. In the evaluation, five different proportions of the positive property value were evaluated - " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": ". As all examined properties are binary, AdversariaLeak was applied with two substitute models, i.e., one for each extreme distribution " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "(100\\%" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "inline_equation", + "content": "0\\%)" + }, + { + "bbox": [ + 130, + 212, + 481, + 354 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": "Compared Attacks. We compared AdversariaLeak to two state-of-the-art EIL attacks - the loss test and threshold test attacks [24]. In the loss test attack, we create two attacker sets with " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " property distributions. Then, we query the target model with each set, evaluate its performance (using accuracy), and select the property values of the set that achieved better performance. In the threshold test attack, we used two substitute models with extreme property distributions " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": ", i.e., we adjusted this attack to realistic attacker assumptions. Then, we create two data sets " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "S_{0}" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "S_{1}" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " property distributions respectively, and identify which of them maximizes the performance gap between the substitute models (denoted as " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "S_{k}" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": "). Then, we find the threshold " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " that maximizes the ability to distinguish between models that were trained on " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "S_{k}" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " and all others. Finally, we queried the target model with " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "S_{k}" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": " and select " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "S_{k}" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": "'s property value if the performance received is higher or equal to " + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 356, + 482, + 511 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 528, + 282, + 541 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 528, + 282, + 541 + ], + "spans": [ + { + "bbox": [ + 132, + 528, + 282, + 541 + ], + "type": "text", + "content": "5 Experimental Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 552, + 479, + 576 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 552, + 479, + 576 + ], + "spans": [ + { + "bbox": [ + 131, + 552, + 479, + 576 + ], + "type": "text", + "content": "The results were obtained using RepVGG_B0 [8] and IResNet100 [3] backbones; IResNet100 results are in the supplementary material due to space limits." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 493, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 493, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 493, + 666 + ], + "type": "text", + "content": "Attack Results All of the results presented were validated by three cross-validations. Fig. 2 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner (CW) [5] (plots (a)-(c) and (g)-(i)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plots (d)-(f) and (j)-(l)) with a query budget of 3,000 samples at most. Each plot in Fig. 2 presents the results obtained for the 5 o'clock shadow (blue bars), denoted as 5OCS; young" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "type": "text", + "content": "AdversariaLeak" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 258, + 183 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 258, + 183 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 258, + 183 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"angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 364, + 327, + 479, + 388 + ], + "lines": [ + { + "bbox": [ + 364, + 327, + 479, + 388 + ], + "spans": [ + { + "bbox": [ + 364, + 327, + 479, + 388 + ], + "type": "image", + "image_path": "f5bdfff38707ad02da1e1438504ce433daaa6b796d5d199a1694700549d7a8b4.jpg" + } + ] + } + ], + "index": 24, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 419, + 388, + 426, + 396 + ], + "lines": [ + { + "bbox": [ + 419, + 388, + 426, + 396 + ], + "spans": [ + { + "bbox": [ + 419, + 388, + 426, + 396 + ], + "type": "text", + "content": "(1)" + } + ] + } + ], + "index": 25, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 179, + 408, + 432, + 420 + ], + "lines": [ + { + "bbox": [ + 179, + 408, + 432, + 420 + ], + "spans": [ + { + "bbox": [ + 179, + 408, + 432, + 420 + ], + "type": "text", + "content": "Fig. 2: Results of AdversariaLeak on the CelebA dataset [15]." + } + ] + } + ], + "index": 26, + "angle": 0, + "type": 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The results are on attack scenario 1 (plots (a)-(f)) and attack scenario 2 (plots (g)-(l)). Each plot presents the fraction of adversarial samples that mislead the target model, denoted as FMS (y-axis), for each target model trained on the five different property distributions (x-axis). For each target model, the FMS metric is presented for the unique samples crafted for the two substitute models of AdversariaLeak: " + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "inline_equation", + "content": "i)" + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "text", + "content": " property value distribution (the lighter bar); and " + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "inline_equation", + "content": "ii)" + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "text", + "content": " property value distribution (the darker bar). According to AdversariaLeak, when the FMS of the " + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 616 + ], + "type": "text", + "content": " substitute model (the lighter bar) is higher, the property value that best characterizes the target model training set is the \"0\" value (e.g., not 5 o'clock shadow, not young, not male) and vice versa. Similarly, Fig. 3 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner (CW) [5] (plot (a)) and the Projected Gradient Decent adversarial attack (PGD) [16] (plot (b)) with a query budget of 3,000 samples at most." + } + ] + } + ], + "index": 27 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set regardless of the adversarial attack used, the attack scenario and the dataset, i.e., when the target model is of the " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " distributions, the " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " substitute model has a" + } + ] + } + ], + "index": 28 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "text", + "content": "R. Katzav et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 166, + 118, + 443, + 213 + ], + "blocks": [ + { + "bbox": [ + 166, + 118, + 443, + 213 + ], + "lines": [ + { + "bbox": [ + 166, + 118, + 443, + 213 + ], + "spans": [ + { + "bbox": [ + 166, + 118, + 443, + 213 + ], + "type": "image", + "image_path": "09f53796fb114ec3c4b103ea5536acde77f8ede86a7e85cc0b16aed7df25ad09.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 169, + 228, + 443, + 240 + ], + "lines": [ + { + "bbox": [ + 169, + 228, + 443, + 240 + ], + "spans": [ + { + "bbox": [ + 169, + 228, + 443, + 240 + ], + "type": "text", + "content": "Fig. 3: Results of AdversariaLeak on the MAAD-Face dataset [25]." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 134, + 283, + 481, + 340 + ], + "blocks": [ + { + "bbox": [ + 132, + 251, + 480, + 274 + ], + "lines": [ + { + "bbox": [ + 132, + 251, + 480, + 274 + ], + "spans": [ + { + "bbox": [ + 132, + 251, + 480, + 274 + ], + "type": "text", + "content": "Table 1: Results of AdversariaLeak (Our), loss test (LTA) and threshold test (TDTA) attacks [24], on the CelebA [15] and MAAD-Face [25] datasets." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 283, + 481, + 340 + ], + "lines": [ + { + "bbox": [ + 134, + 283, + 481, + 340 + ], + "spans": [ + { + "bbox": [ + 134, + 283, + 481, + 340 + ], + "type": "table", + "html": "
PropertyScenarioTarget Model Per Distribution
0%25%50%75%100%
LTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOurLTATDTAOur
50CS (CelebA [15])1Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CSNot 50CS50CS50CS50CS50CS50CS50CS
2Not 50CS50CSNot 50CSNot 50CS50CSNot 50CSNot 50CS50CS50CS50CS50CS50CS50CS50CS50CS
Young (CelebA [15])1Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
2Not YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungNot YoungYoungNot YoungNot YoungYoungNot YoungNot YoungYoung
Male (CelebA [15])1Not MaleNot MaleNot MaleMaleNot MaleNot MaleMaleNot MaleNot MaleMaleMaleMaleMaleMaleMale
2Not MaleNot MaleNot MaleMaleMaleNot MaleMaleMaleNot MaleMaleMaleMaleMaleMaleMale
Male (MAAD-Face [25])2Not MaleMaleNot MaleNot MaleMaleNot MaleMaleMaleMaleMaleMaleMaleMaleMaleMale
", + "image_path": "8df7ff3a9d2bf35482103566739e303de7cd483f872af9c94d71386ee7cde805.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "text", + "content": "higher FMS, and when the target model is of the " + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "text", + "content": " distributions, the " + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "text", + "content": " substitute model has a higher FMS. This success is statistically significant (see supplementary material). In addition, when examining the results on the target model trained on a balanced distribution (the " + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 361, + 482, + 494 + ], + "type": "text", + "content": " distribution), it can be seen that most of the gaps between the FMS of the two substitute models (lighter and darker bars) are relatively smaller than those in other distributions (Section 6). Furthermore, the standard deviation (the black line in each bar) is less than 0.09 in most of the experiments, indicating that AdversariaLeak's results are consistent. Moreover, we note that the standard deviation slightly increased from scenario 1 to scenario 2 in Fig. 2 (which is consistent with the scenarios' difficulty) with no noticeable changes in the FMS gaps." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "Query Budget Effect Fig. 4 presents the results for AdversariaLeak on the CelebA dataset [15] using the Carlini-Wagner [5] (plots (a)-(e) and (k)-(o)) and the PGD [16] (plots (f)-(j) and (p)-(t)) attacks. The results are on attack scenario 1 (plots (a)-(j)) and attack scenario 2 (plots (k)-(t)). Each plot in Fig. 4 presents the gap (y-axis) between the FMS of samples crafted on a substitute model trained on " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " of the property and on a substitute model trained on " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " of the property (i.e., " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "FMS_{0\\%} - FMS_{100\\%}" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "), across different query budgets (x-axis), which ranges between [1, 200], and different properties (colors) for each target model trained on the five different property distributions (denoted as PD). Note, the query budget represents the number of unique samples from both the substitute models, i.e., query budget = unique_set_0% + unique_set_100%. The percentage gap, presented on the y-axis, can reflect AdversariaLeak's final decision. When negative, the attacker infers that the target model training set" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "type": "text", + "content": "AdversariaLeak" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 115, + 479, + 426 + ], + "blocks": [ + { + "bbox": [ + 134, + 115, + 479, + 426 + ], + "lines": [ + { + "bbox": [ + 134, + 115, + 479, + 426 + ], + "spans": [ + { + "bbox": [ + 134, + 115, + 479, + 426 + ], + "type": "image", + "image_path": "a4c4d0d047b0ddf89865c1f4ea584f03a1afcebbd5e34b257accdd97d125ef90.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 151, + 436, + 461, + 449 + ], + "lines": [ + { + "bbox": [ + 151, + 436, + 461, + 449 + ], + "spans": [ + { + "bbox": [ + 151, + 436, + 461, + 449 + ], + "type": "text", + "content": "Fig. 4: Query budget results of AdversariaLeak on the CelebA dataset [15]." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": "mainly consists of the examined property (e.g., 5 o'clock shadow, young, male), and when positive, the attacker infers the opposite (e.g., not 5 o'clock shadow, not young, not male). To control the query budget used, the number of unique adversarial samples taken from the unique sample sets to query the target model was limited. This was done by selecting the unique samples that received the highest confidence score from the substitute model they were crafted on, i.e., the samples that mislead the substitute model the most. Similarly, Fig. 5 presents the results for AdversariaLeak on the MAAD-Face dataset [25] using the Carlini-Wagner [5] (plots (a)-(e)) and the PGD [16] (plots (f)-(j)) attacks. Overall, it can be seen that AdversariaLeak succeeds in identifying the property value that best characterizes the target model's training set, regardless of the adversarial attack used, the evaluated scenario and the dataset, by using a minimum of 24 queries to the target model in scenario 1 and 60 in scenario 2. This indicates that AdversariaLeak outperforms existing attacks and reduces the query number required to perform a successful EIL attack." + } + ] + } + ], + "index": 4 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "text", + "content": "R. Katzav et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 143, + 120, + 470, + 282 + ], + "blocks": [ + { + "bbox": [ + 143, + 120, + 470, + 282 + ], + "lines": [ + { + "bbox": [ + 143, + 120, + 470, + 282 + ], + "spans": [ + { + "bbox": [ + 143, + 120, + 470, + 282 + ], + "type": "image", + "image_path": "dfb480840013b1ce72768042c98a2c8f5d907474c6fe0eff5518cfdff17f3eb9.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 141, + 293, + 471, + 306 + ], + "lines": [ + { + "bbox": [ + 141, + 293, + 471, + 306 + ], + "spans": [ + { + "bbox": [ + 141, + 293, + 471, + 306 + ], + "type": "text", + "content": "Fig. 5: Query budget results of AdversariaLeak on the MAAD-Face dataset [25]." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 338, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 482, + 495 + ], + "type": "text", + "content": "Comparison to EIL Attacks Table 1 presents the results of the loss test (LTA) and threshold test (TDTA) attacks [24] and AdversariaLeak's final results on the CelebA [15] and MAAD-Face [25] datasets. The presented LTA and TDTA results were obtained by using the entire attack crafting sample set in their benign form, i.e., before performing the adversarial sample crafting process. Note, that the attack crafting samples set is not part of the training process of the models and is used only to query the models in any of the compared methods. The attack crafting samples set of the CelebA dataset [15] contained about 7,088, 14,000, and 23,405 images with a standard deviation of 209.08, 6,922.65, and 14,454.51 in the 5 o'clock shadow, young, and male properties experiments respectively. The attack crafting samples set of the MAAD-Face dataset [25] contained about 656,680 images with a standard deviation of 3,413.99 in the male property's experiments." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": "From Table 1 we can see that in the experiments on the 5 o'clock shadow property, TDTA failed in half of the experiments (the grey cells), whereas LTA and AdversariaLeak achieved similar results, i.e., the final property value chosen by the attacker is identical. In the experiments on the young and male properties, AdversariaLeak outperformed LTA and TDTA, i.e., AdversariaLeak succeeded in inferring the correct property value in all the examined experiments whereas LTA and TDTA did not (the grey cells). Moreover, when examining both scenarios, we can see that the LTA is less stable when the attack scenario is stricter (scenario 2). Furthermore, while the LTA and TDTA failed to infer the correct property value in some of the experiments when using tens of thousands of queries to the target model, for example, using maximum query budget of 24,000 samples in each experiment (for a complete query budget analysis see supplementary material), AdversariaLeak succeeded in inferring the correct property value in all of the experiments, with a minimal number of 24 to 60 queries." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 383, + 91, + 447, + 100 + ], + "type": "text", + "content": "AdversariaLeak" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 217, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 217, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 217, + 127 + ], + "type": "text", + "content": "6 Discussion" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "content": "Throughout the experiments, interesting attack behavior was discovered in the experiments related to the target models trained on a " + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "content": " property distribution. In those experiments, the gap between the FMS of the substitute model trained on " + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "inline_equation", + "content": "0\\%" + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "content": " of the property and the substitute model trained on " + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "content": " of the property (i.e., " + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "inline_equation", + "content": "FMS_{0\\%} - FMS_{100\\%}" + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "content": ") should be close or equal to zero (inconclusive decision). However, in most of those experiments on the CelebA dataset [15], AdversariaLeak showed a clear preference for specific property values, i.e., not 5 o'clock shadow, young, and not male values. These tendencies to favor specific property values can be explained by examining the only component that is not affected by the property distribution in all target models trained on the CelebA dataset [15], i.e., the pre-trained backbone that was used. The RepVGG_B0 backbone was trained on a clean version of the MS-Celeb-1M dataset [12], which varied with respect to the identities' age (there is no clear indication for a specific age distribution), yet it contains mainly female identities, which causes it to have more identities without a beard. It can be seen that the gender distribution (mostly female) and 5 o'clock shadow distribution (mostly without beard) of the MS-Celeb-1M dataset leaks into AdversariaLeak's results for the target models with a " + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 144, + 482, + 407 + ], + "type": "text", + "content": " property distribution when the backbone is pre-trained. Contrary in the MAAD-Face dataset [25] this phenomenon is not observed which can be explained by the fact that we have fine-tuned the backbone. Those observations indicate that the property distribution of the backbone's training set may affect the attack results (extended in the supplementary material)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 408, + 482, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 408, + 482, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 408, + 482, + 469 + ], + "type": "text", + "content": "To mitigate the risk posed by EIL attacks, several countermeasures can be considered: adversarial training [16], differential privacy [9], fine-tuning with diverse datasets [28] and robust architectures with defensive distillation [21]. These measures collectively improve model robustness and privacy, which could reduce the vulnerability to EIL attacks (extended in the supplementary material)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 491, + 326, + 504 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 491, + 326, + 504 + ], + "spans": [ + { + "bbox": [ + 132, + 491, + 326, + 504 + ], + "type": "text", + "content": "7 Conclusion and Future Work" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "type": "text", + "content": "In this paper, we presented AdversariaLeak, a novel EIL attack for FR systems that infers the property value that best characterizes the distribution of the target model training set. AdversariaLeak uses a minimal number of substitute models to craft and handpick a set of unique adversarial samples, which are used to query the target model. The experimental results demonstrate that, in contrast to existing attacks, AdversariaLeak is successful and suitable for real-world attack scenarios due to its use of a minimal query budget of 24 to 60 queries and practical attacker assumptions. The principles behind AdversariaLeak are not limited to FR systems. Future work may include applying AdversariaLeak in different domains such as tabular data domains; adjusting it to other computer vision tasks, such as object detection; and estimating the exact target model's distribution." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "text", + "content": "R. 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In: NDSS (2020)" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 132, + 479, + 481, + 501 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 479, + 481, + 501 + ], + "spans": [ + { + "bbox": [ + 132, + 479, + 481, + 501 + ], + "type": "text", + "content": "30. Zhou, J., Chen, Y., Shen, C., Zhang, Y.: Property inference attacks against gans. In: 30th Network and Distributed System Security Symposium (NDSS 2022) (2022)" + } + ] + } + ], + "index": 15 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "16" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 101 + ], + "type": "text", + "content": "R. Katzav et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 15 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_content_list.json b/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..f0fabee5ecb0697b357536c71fe92a6e244eb9d5 --- /dev/null +++ b/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_content_list.json @@ -0,0 +1,1613 @@ +[ + { + "type": "text", + "text": "Adversarial Diffusion Distillation", + "text_level": 1, + "bbox": [ + 313, + 141, + 689, + 161 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Axel Sauer, Dominik Lorenz, Andreas Blattmann, and Robin Rombach", + "bbox": [ + 243, + 191, + 758, + 207 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Stability AI", + "bbox": [ + 459, + 217, + 542, + 231 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. We introduce Adversarial Diffusion Distillation (ADD), a novel training approach that efficiently samples large-scale foundational image diffusion models in just 1-4 steps while maintaining high image quality. We use score distillation to leverage large-scale off-the-shelf image diffusion models as a teacher signal in combination with an adversarial loss to ensure high image fidelity even in the low-step regime of one or two sampling steps. Our analyses show that our model clearly outperforms existing few-step methods (GANs, Latent Consistency Models) in a single step and reaches the performance of state-of-the-art diffusion models (SDXL) in only four steps. ADD is the first method to unlock single-step, real-time image synthesis with foundation models.", + "bbox": [ + 261, + 284, + 743, + 436 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Diffusion Models $\\cdot$ GANs $\\cdot$ Distillation", + "bbox": [ + 261, + 452, + 607, + 467 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/4f91da1a35391cb8b14d8bb21e12525913bfe577a9c5fc911a52c85acedbc1f9.jpg", + "image_caption": [ + "Fig. 1: Generating high-fidelity $512^{2}$ images in a single step. All samples are generated with a single U-Net evaluation trained with adversarial diffusion distillation." + ], + "image_footnote": [], + "bbox": [ + 243, + 526, + 756, + 767 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 143, + 375, + 160 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Diffusion models (DMs) [18, 59, 62] have taken a central role in the field of generative modeling and have recently enabled remarkable advances in high-quality image- [1, 49, 50] and video- [2, 8, 17] synthesis. One of the key strengths of DMs is their scalability and iterative nature, which allows them to handle complex tasks such as image synthesis from free-form text prompts. However, the iterative inference process in DMs requires a significant number of sampling steps, which currently hinders their real-time application. Generative Adversarial Networks (GANs) [11, 23, 24], on the other hand, are characterized by their single-step formulation and inherent speed. But despite attempts to scale to large datasets [22, 55], GANs often fall short of DMs in terms of sample quality. The aim of this work is to combine the superior sample quality of DMs with the inherent speed of GANs.", + "bbox": [ + 212, + 174, + 787, + 354 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our approach is conceptually simple: We propose Adversarial Diffusion Distillation (ADD), a general approach that reduces the number of inference steps of a pre-trained diffusion model to 1-4 sampling steps while maintaining high sampling fidelity and potentially further improving the overall performance of the model. To this end, we introduce a combination of two training objectives: (i) an adversarial loss and (ii) a distillation loss that corresponds to score distillation sampling (SDS) [47]. The adversarial loss forces the model to directly generate samples that lie on the manifold of real images at each forward pass, avoiding blurriness and other artifacts typically observed in other distillation methods [39]. The distillation loss uses another pretrained (and fixed) DM as a teacher to effectively utilize the extensive knowledge of the pretrained DM and preserve the strong compositionality observed in large DMs. During inference, our approach does not use classifier-free guidance [16], further reducing memory requirements. We retain the model's ability to improve results through iterative refinement, which is an advantage over previous one-step GAN-based approaches [54].", + "bbox": [ + 212, + 357, + 787, + 583 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our contributions can be summarized as follows:", + "bbox": [ + 238, + 583, + 593, + 597 + ], + "page_idx": 1 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We introduce ADD, a method for turning pretrained diffusion models into high-fidelity, real-time image generators using only 1-4 sampling steps.", + "- Our method uses a novel combination of adversarial training and score distillation, for which we carefully ablate several design choices.", + "- ADD significantly outperforms strong baselines such as LCM, LCM-XL [34] and single-step GANs [54], and is able to handle complex image compositions while maintaining high image realism at only a single inference step.", + "- Using four sampling steps, ADD-XL outperforms its teacher model SDXL-Base at a resolution of $512^{2}$ px." + ], + "bbox": [ + 223, + 606, + 784, + 738 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Background", + "text_level": 1, + "bbox": [ + 215, + 763, + 370, + 780 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "While diffusion models achieve remarkable performance in synthesizing and editing high-resolution images [1, 49, 50] and videos [2, 17], their iterative nature hinders real-time application. Latent diffusion models [50] attempt to solve this problem by", + "bbox": [ + 212, + 794, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/3ba5f574801cf3288fa53c9cec3b8b639c045760e02305542c79ae7d704cd31e.jpg", + "image_caption": [ + "Fig. 2: Adversarial Diffusion Distillation. The ADD-student is trained as a denoiser that receives diffused input images $x_{s}$ and outputs samples $\\hat{x}_{\\theta}(x_s,s)$ and optimizes two objectives: a) adversarial loss: the model aims to fool a discriminator which is trained to distinguish the generated samples $\\hat{x}_{\\theta}$ from real images $x_0$ . b) distillation loss: the model is trained to match the denoised targets $\\hat{x}_{\\psi}$ of a frozen DM teacher." + ], + "image_footnote": [], + "bbox": [ + 367, + 150, + 643, + 328 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "representing images in a more computationally feasible latent space [9], but they still rely on the iterative application of large models with billions of parameters. In addition to utilizing faster samplers for diffusion models [6,33,60,69], there is a growing body of research on model distillation such as progressive distillation [52] and guidance distillation [39]. These approaches reduce the number of iterative sampling steps to 4-8, but may significantly lower the original performance. Furthermore, they require an iterative training process. Consistency models [61] address the latter issue by enforcing a consistency regularization on the ODE trajectory and demonstrate strong performance for pixel-based models in the few-shot setting. LCMs [34] focus on distilling latent diffusion models and achieve impressive performance at 4 sampling steps. Recently, LCM-LoRA [36] introduced a low-rank adaptation [19] training for efficiently learning LCM modules, which can be plugged into different checkpoints for SD and SDXL [46,50]. InstaFlow [32] propose to use Rectified Flows [31] to facilitate a better distillation process.", + "bbox": [ + 212, + 454, + 787, + 667 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "All of these methods share common flaws: samples synthesized in four steps often look blurry and exhibit noticeable artifacts. At fewer sampling steps, this problem is further amplified. GANs [11] can also be trained as standalone single-step models for text-to-image synthesis [22,54]. Their sampling speed is impressive, yet the performance lags behind diffusion-based models. In part, this can be attributed to the finely balanced GAN-specific architectures necessary for stable training of the adversarial objective. Scaling these models and integrating advances in neural network architectures without disturbing the balance is notoriously challenging. Additionally, current state-of-the-art text-to-image GANs do not have a method like classifier-free guidance available which is crucial for DMs at scale.", + "bbox": [ + 212, + 672, + 789, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adversarial Diffusion Distillation", + "bbox": [ + 511, + 114, + 730, + 127 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Score Distillation Sampling [47] also known as Score Jacobian Chaining [64] is a recently proposed method that has been developed to distill the knowledge of foundational T2I Models into 3D synthesis models. While the majority of SDS-based works [41, 47, 64, 65] use SDS in the context of per-scene optimization for 3D objects, the approach has also been applied to text-to-3D-video-synthesis [58] and in the context of image editing [13].", + "bbox": [ + 212, + 146, + 787, + 236 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Recently, the authors of [10] have shown a strong relationship between score-based models and GANs and propose Score GANs, which are trained using score-based diffusion flows from a DM instead of a discriminator. Similarly, Diff-Instruct [38], a method which generalizes SDS, enables to distill a pretrained diffusion model into a generator without discriminator.", + "bbox": [ + 212, + 237, + 787, + 311 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Conversely, there are also approaches which aim to improve the diffusion process using adversarial training. For faster sampling, Denoising Diffusion GANs [66] are introduced as a method to enable sampling with few steps. To improve quality, a discriminator loss is added to the score matching objective in Adversarial Score Matching [21] and the consistency objective of CTM [26].", + "bbox": [ + 212, + 313, + 787, + 388 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our method combines adversarial training and score distillation in a hybrid objective to address the issues in current top performing few-step generative models.", + "bbox": [ + 212, + 388, + 787, + 433 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 457, + 330, + 472 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our goal is to generate high-fidelity samples in as few sampling steps as possible, while matching the quality of state-of-the-art models [5,46,49,51]. The adversarial objective [11, 56] naturally lends itself to fast generation as it trains a model that outputs samples on the image manifold in a single forward step. However, attempts at scaling GANs to large datasets [54, 55] observed that is critical to not solely rely on the discriminator, but also employ a pretrained classifier or CLIP network for improving text alignment. As remarked in [54], overly utilizing discriminative networks introduces artifacts and image quality suffers. Instead, we utilize the gradient of a pretrained diffusion model via a score distillation objective to improve text alignment and sample quality. Furthermore, instead of training from scratch, we initialize our model with pretrained diffusion model weights; pretraining the generator network is known to significantly improve training with an adversarial loss [12]. Lastly, instead of utilizing a decoder-only architecture used for GAN training [23, 24], we adapt a standard diffusion model framework. This setup naturally enables iterative refinement.", + "bbox": [ + 212, + 489, + 789, + 717 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Training Procedure", + "text_level": 1, + "bbox": [ + 214, + 738, + 423, + 753 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our training procedure is outlined in Fig. 2 and involves three networks: The ADD-student is initialized from a pretrained UNet-DM with weights $\\theta$ , a discriminator with trainable weights $\\phi$ , and a DM teacher with frozen weights $\\psi$ . During training, the ADD-student generates samples $\\hat{x}_{\\theta}(x_s,s)$ from noisy data $x_{s}$ . The noised data points are produced from a dataset of real images $x_0$ via a forward diffusion", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "process $x_{s} = \\alpha_{s}x_{0} + \\sigma_{s}\\epsilon$ . In our experiments, we use the same coefficients $\\alpha_{s}$ and $\\sigma_{s}$ as the student DM and sample $s$ uniformly from a set $T_{\\mathrm{student}} = \\{\\tau_1,\\dots,\\tau_n\\}$ of $N$ chosen student timesteps. In practice, we choose $N = 4$ . Importantly, we set $\\tau_{n} = 1000$ and enforce zero-terminal SNR [29] during training, as the model needs to start from pure noise during inference.", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For the adversarial objective, the generated samples $\\hat{x}_{\\theta}$ and real images $x_0$ are passed to the discriminator which aims to distinguish between them. The design of the discriminator and the adversarial loss are described in detail in Sec. 3.2. To distill knowledge from the DM teacher, we diffuse student samples $\\hat{x}_{\\theta}$ with the teacher's forward process to $\\hat{x}_{\\theta,t}$ , and use the teacher's denoising prediction $\\hat{x}_{\\psi}(\\hat{x}_{\\theta,t},t)$ as a reconstruction target for the distillation loss $\\mathcal{L}_{\\mathrm{distill}}$ , see Section 3.3. Thus, the overall objective is", + "bbox": [ + 212, + 222, + 784, + 328 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {G}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) + \\lambda \\mathcal {L} _ {\\text {d i s t i l l}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\psi) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 340, + 785, + 357 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "While we formulate our method in pixel space, it is straightforward to adapt it to LDMs operating in latent space. When using LDMs with a shared latent space for teacher and student, the distillation loss can be computed in pixel or latent space. We compute the distillation loss in pixel space as this yields more stable gradients when distilling latent diffusion model [68].", + "bbox": [ + 212, + 368, + 787, + 444 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Adversarial Loss", + "text_level": 1, + "bbox": [ + 215, + 468, + 398, + 481 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For the discriminator, we follow the proposed design and training procedure in [54] which we briefly summarize; for details, we refer the reader to the original work. We use a frozen pretrained feature network $F$ and a set of trainable lightweight discriminator heads $\\mathcal{D}_{\\phi,k}$ . For the feature network $F$ , Sauer et al. [54] find vision transformers (ViTs) [7] to work well, and we ablate different choice for the ViTs objective and model size in Section 4. The trainable discriminator heads are applied on features $F_{k}$ at different layers of the feature network.", + "bbox": [ + 212, + 492, + 787, + 599 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To improve performance, the discriminator can be conditioned on additional information via projection [42]. Commonly, a text embedding $c_{\\mathrm{text}}$ is used in the text-to-image setting. But, in contrast to standard GAN training, our training configuration also allows to condition on a given image. For $\\tau < 1000$ , the ADD-student receives some signal from the input image $x_0$ . Therefore, for a given generated sample $\\hat{x}_{\\theta}(x_s,s)$ , we can condition the discriminator on information from $x_0$ . This encourages the ADD-student to utilize the input effectively. In practice, we use an additional feature network to extract an image embedding $C_{\\mathrm{img}}$ :", + "bbox": [ + 212, + 599, + 787, + 733 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Following [53, 54], we use the hinge loss [28] as the adversarial objective function. Thus the ADD-student's adversarial objective $\\mathcal{L}_{\\mathrm{adv}}(\\hat{x}_{\\theta}(x_s,s),\\phi)$ amounts to", + "bbox": [ + 212, + 734, + 787, + 779 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {G}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) \\\\ = - \\mathbb {E} _ {s, \\epsilon , x _ {0}} \\left[ \\sum_ {k} \\mathcal {D} _ {\\phi , k} \\left(F _ {k} \\left(\\hat {x} _ {\\theta} \\left(x _ {s}, s\\right)\\right)\\right) \\right], \\tag {2} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 789, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adversarial Diffusion Distillation", + "bbox": [ + 511, + 114, + 730, + 127 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "whereas the discriminator is trained to minimize", + "bbox": [ + 215, + 146, + 566, + 160 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {D}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) \\\\ = \\mathbb {E} _ {x _ {0}} \\left[ \\sum_ {k} \\max \\left(0, 1 - \\mathcal {D} _ {\\phi , k} \\left(F _ {k} \\left(x _ {0}\\right)\\right)\\right) + \\gamma R 1 (\\phi) \\right] \\tag {3} \\\\ + \\mathbb {E} _ {\\hat {x} _ {\\theta}} \\left[ \\sum_ {k} \\max (0, 1 + \\mathcal {D} _ {\\phi , k} (F _ {k} (\\hat {x} _ {\\theta}))) \\right], \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 325, + 172, + 785, + 260 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $R1$ denotes the R1 gradient penalty [40]. Rather than computing the gradient penalty with respect to the pixel values, we compute it on the input of each discriminator head $\\mathcal{D}_{\\phi,k}$ . We find that the $R1$ penalty is particularly beneficial when training at output resolutions larger than $128^2$ px.", + "bbox": [ + 212, + 272, + 787, + 333 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Score Distillation Loss", + "text_level": 1, + "bbox": [ + 215, + 358, + 447, + 372 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The distillation loss in Eq. (1) is formulated as", + "bbox": [ + 215, + 385, + 555, + 401 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\mathcal {L} _ {\\text {d i s t i l l}} \\left(\\hat {x} _ {\\theta} \\left(x _ {s}, s\\right), \\psi\\right) \\tag {4} \\\\ = \\mathbb {E} _ {t, \\epsilon^ {\\prime}} \\left[ c (t) d \\left(\\hat {x} _ {\\theta}, \\hat {x} _ {\\psi} (\\operatorname {s g} \\left(\\hat {x} _ {\\theta , t}\\right); t)\\right) \\right], \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 359, + 415, + 785, + 450 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\mathrm{sg}$ denotes the stop-gradient operation. Intuitively, the loss uses a distance metric $d$ to measure the mismatch between generated samples $x_{\\theta}$ by the ADD-student and the DM-teacher's outputs $\\hat{x}_{\\psi}(\\hat{x}_{\\theta,t},t) = (\\hat{x}_{\\theta,t} - \\sigma_t\\hat{\\epsilon}_{\\psi}(\\hat{x}_{\\theta,t},t)) / \\alpha_t$ averaged over timesteps $t$ and noise $\\epsilon'$ . Notably, the teacher is not directly applied on generations $\\hat{x}_{\\theta}$ of the ADD-student but instead on diffused outputs $\\hat{x}_{\\theta,t} = \\alpha_t\\hat{x}_{\\theta} + \\sigma_t\\epsilon'$ , as non-diffused inputs would be out-of-distribution for the teacher model [64].", + "bbox": [ + 212, + 462, + 787, + 568 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the following, we define the distance function $d(x,y) \\coloneqq ||x - y||_2^2$ . Regarding the weighting function $c(t)$ , we consider two options: exponential weighting, where $c(t) = \\alpha_t$ (higher noise levels contribute less), and score distillation sampling (SDS) weighting [47]. In the supplementary material, we demonstrate that with $d(x,y) = ||x - y||_2^2$ and a specific choice for $c(t)$ , our distillation loss becomes equivalent to the SDS objective $\\mathcal{L}_{\\mathrm{SDS}}$ , as proposed in [47]. The advantage of our formulation is its ability to enable direct visualization of the reconstruction targets and that it naturally facilitates the execution of several consecutive denoising steps. Lastly, we also evaluate noise-free score distillation (NFSD) objective, a recently proposed variant of SDS [25].", + "bbox": [ + 212, + 569, + 787, + 720 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 744, + 375, + 762 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For our experiments, we train two models of different capacities, ADD-M (860M parameters) and ADD-XL (3.1B parameters). For ablating ADD-M, we use a Stable Diffusion (SD) 2.1 backbone [50], and for fair comparisons with other baselines, we use SD1.5. ADD-XL utilizes a SDXL [46] backbone. All experiments are conducted at a standardized resolution of $512 \\times 512$ pixels; outputs from models generating higher resolutions are down-sampled to this size.", + "bbox": [ + 212, + 779, + 787, + 869 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/bd727c93c2bb1b70cbe4e13d305b5f5f441de8e81f1295c3f09d98659ff9e3df.jpg", + "image_caption": [ + "A cinematic shot of a professor sloth wearing a tuxedo at a BBQ party.", + "Fig. 3: Qualitative comparison to state-of-the-art fast samplers. Single step samples from our ADD-XL (top) and LCM-XL [36], our custom StyleGAN-T [54] baseline, InstaFlow [32] and MUSE. For MUSE, we use the OpenMUSE implementation and default inference settings with 16 sampling steps. For LCM-XL, we sample with 1, 2 and 4 steps. Our model outperforms all other few-step samplers in a single step." + ], + "image_footnote": [], + "bbox": [ + 225, + 284, + 519, + 643 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/9c82251665a52aa5ae2071aaa3e126f18f9dad687ac2cbb61fd2a6348a357327.jpg", + "image_caption": [ + "A high-quality photo of a confused bear in calculus class. The bear is wearing a party hat and steampunk armor." + ], + "image_footnote": [], + "bbox": [ + 524, + 285, + 782, + 642 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adversarial Diffusion Distillation", + "bbox": [ + 511, + 114, + 730, + 127 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/f9c4db084f1fd9bd290f5e816c3c58ffe9e5fec2912acf53fa946147ba01a79c.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ArchObjectiveFID ↓CS ↑
ViT-SDINOv121.50.312
ViT-SDINOv220.60.319
ViT-LDINOv224.00.302
ViT-LCLIP23.30.308
", + "bbox": [ + 225, + 152, + 410, + 195 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/3c5b8362836130e76650b5a6e66e03965788e458a14b44d63372d6546268af44.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
\\( {c}_{\\text{text }} \\)\\( {c}_{\\text{img }} \\)FID \\( \\downarrow \\)CS \\( \\uparrow \\)
✘✘21.20.302
✓✘21.20.307
✘✓21.10.316
✓✓20.60.319
", + "bbox": [ + 418, + 152, + 589, + 196 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/f7518089a2ac552d69bb639db39520093ac9847a862f981256558db804c3008c.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
InitializationFID ↓CS ↑
Random293.60.065
Pretrained20.60.319
", + "bbox": [ + 620, + 152, + 779, + 181 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(a) Discriminator feature networks. Small, modern DINO networks perform best.", + "bbox": [ + 215, + 198, + 395, + 229 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(b) Discriminator conditioning: Combining image and text conditioning is most effective.", + "bbox": [ + 411, + 196, + 591, + 229 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(c) Student pretraining. A randomly initialized student network collapses.", + "bbox": [ + 607, + 196, + 785, + 229 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/e739bd2df4c5b8b68028efa510fd222767a00ac8917cf926afbc254ad32130c1.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
LossFID ↓CS ↑
Ladv20.80.315
Ldist315.60.076
Ladv + λLdist,exp20.60.319
Ladv + λLdist,sds22.30.325
Ladv + λLdist,nfsd21.80.327
", + "bbox": [ + 225, + 247, + 411, + 301 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/b64ce55e38537fe28894ba49ba95142283be127224e037e53e5fdfebd4bb2967.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
StudentTeacherFID ↓CS ↑
SD2.1SD2.120.60.319
SD2.1SDXL21.30.321
SDXLSD2.129.30.314
SDXLSDXL28.410.325
", + "bbox": [ + 416, + 247, + 589, + 289 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/dd35ed425a726b9c9c8f48d7edcab628102edbfa45c1232601bf4b3b6ca904c1.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
StepsFID ↓CS ↑
120.60.319
220.80.321
420.30.317
", + "bbox": [ + 632, + 247, + 763, + 281 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(d) Loss terms. Both losses are needed and exponential weighting of $\\mathcal{L}_{\\mathrm{distill}}$ is beneficial.", + "bbox": [ + 215, + 303, + 395, + 342 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(e) Teacher type. The student adopts the teacher's traits (SDXL has higher FID & CS).", + "bbox": [ + 411, + 301, + 591, + 334 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(f) Teacher steps. A single teacher step is sufficient.", + "bbox": [ + 607, + 301, + 785, + 324 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 1: ADD ablation study. We report COCO zero-shot $\\mathrm{FID}_{5\\mathrm{k}}$ (FID) and CLIP score (CS). The results are calculated for a single student step. The default training settings are: DINOv2 ViT-S as the feature network, text and image conditioning for the discriminator, pretrained student weights, a small teacher and student model, and a single teacher step. The training length is 4000 iterations with a batch size of 128. Default settings are marked in gray.", + "bbox": [ + 215, + 354, + 787, + 439 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/4f6d967634c75fc68a7b58c5c76a620ae886896252537a10e98d53a7fd227abd.jpg", + "image_caption": [ + "Fig. 4: Qualitative comparison to the teacher model. ADD-XL can outperform its teacher model SDXL in the multi-step setting. The adversarial loss boosts realism, particularly enhancing textures (fur, fabric, skin) while reducing oversmoothing, commonly observed in diffusion model samples. ADD-XL's overall sample diversity tends to be lower." + ], + "image_footnote": [], + "bbox": [ + 225, + 472, + 782, + 746 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We employ a distillation weighting factor of $\\lambda = 2.5$ across all experiments. Additionally, the R1 penalty strength $\\gamma$ is set to $10^{-5}$ . For discriminator conditioning, we use a pretrained CLIP-ViT-g-14 text encoder [48] to compute text embeddings $c_{\\mathrm{text}}$ and the CLS embedding of a DINOv2 ViT-L encoder [43] for image embeddings $c_{\\mathrm{img}}$ . For the baselines, we use the best publicly available models: Latent diffusion models [46,50] (SD1.5 $^1$ , SDXL $^2$ ) cascaded pixel diffusion models [51] (IF-XL $^3$ ), distilled diffusion models [35,37] (LCM-1.5, LCM-1.5-XL $^4$ ), and OpenMUSE $^5$ [44], a reimplementation of MUSE [4], a transformer model specifically developed for fast inference. Note that we compare to the SDXL-Base-1.0 model without its additional refiner model; this is to ensure a fair comparison. As there are no public state-of-the-art GAN models, we retrain StyleGAN-T [54] with our improved discriminator. This baseline (StyleGAN-T++) significantly outperforms the previous best GANs in FID and CS, see supplementary. We quantify sample quality via FID [15] and text alignment via CLIP score [14]. For CLIP score, we use ViT-g-14 model trained on LAION-2B [57]. Both metrics are evaluated on 5k samples from COCO2017 [30].", + "bbox": [ + 212, + 146, + 789, + 388 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Ablation Study", + "text_level": 1, + "bbox": [ + 214, + 410, + 388, + 426 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our training setup opens up a number of design spaces regarding the adversarial loss, distillation loss, initialization, and loss interplay. We conduct an ablation study on several choices in Table 1; key insights are highlighted below each table. We will discuss each experiment in the following.", + "bbox": [ + 212, + 436, + 789, + 497 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Discriminator feature networks. (Table 1a). Recent insights by Stein et al. [63] suggest that ViTs trained with the CLIP [48] or DINO [3,43] objectives are particularly well-suited for evaluating the performance of generative models. Similarly, these models also seem effective as discriminator feature networks, with DINOv2 emerging as the best choice. Interestingly, ViT-S outperforms ViT-L, which is a counterintuitive result. Similar results have been obtained in [54], suggesting that discriminators don't strictly adhere to scaling laws.", + "bbox": [ + 212, + 503, + 789, + 609 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Discriminator conditioning. (Table 1b). Similar to prior studies, we observe that text conditioning of the discriminator enhances results. Notably, image conditioning outperforms text conditioning, and the combination of both $c_{\\mathrm{text}}$ and $c_{\\mathrm{img}}$ yields the best results.", + "bbox": [ + 212, + 616, + 787, + 678 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Student pretraining. (Table 1c). Our experiments demonstrate the importance of pretraining the ADD-student. Being able to use pretrained generators is a significant advantage over pure GAN approaches. A problem of GANs is the lack of scalability; both Sauer et al. [54] and Kang et al. [22] observe a saturation of performance after a certain network capacity is reached. This observation contrasts the generally smooth scaling laws of DMs [45]. However, ADD can", + "bbox": [ + 212, + 684, + 787, + 776 + ], + "page_idx": 8 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1 https://github.com/CompVis/stable-diffusion", + "2 https://github.com/Stability-AI/generative-models", + "3 https://github.com/deep-floyd/IF", + "4 https://huggingface.co/latent-consistency/lcm-lora-sdxl", + "5 https://huggingface.co/openMUSE" + ], + "bbox": [ + 217, + 782, + 604, + 854 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adversarial Diffusion Distillation", + "bbox": [ + 511, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/a866a24d7955c07178ffa4d4ad44df45e3c682d77c36129cf6e6b9d380dab825.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Method#StepsTime (s)FID ↓CLIP ↑
DPM Solver [33]250.8820.10.318
80.3431.70.320
Progressive Distillation [39]10.0937.20.275
20.1326.00.297
40.2126.40.300
CFG-Aware Distillation [27]80.3424.20.300
InstaFlow-0.9B [32]10.0923.40.304
InstaFlow-1.7B [32]10.1222.40.309
UFOGen [67]10.0922.50.311
ADD-M10.0919.70.326
", + "bbox": [ + 323, + 143, + 674, + 301 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 2: Distillation Comparison We compare ADD to other distillation methods via COCO zero-shot $\\mathrm{FID}_{5\\mathrm{k}}$ (FID) and CLIP score (CS). All models are based on SD1.5.", + "bbox": [ + 212, + 310, + 787, + 339 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "effectively leverage larger pretrained DMs (see Table 1c) and benefit from stable DM pretraining. Generally, adversarial training demands carefully designed, specialized architectures to work well (e.g. equalized learning rates). A pretrained student appears to circumvent this need and allows leveraging the vast design space and the stable pretraining of diffusion models.", + "bbox": [ + 212, + 396, + 787, + 472 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Loss terms. (Table 1d). We find that both losses are beneficial. The adversarial loss functions decently well on its own which we attribute to our discriminator design. The distillation loss on its own is not effective and cannot improve over the initial performance of the non-distilled student in the single step setting. However, when combined with the adversarial loss, there is a noticeable improvement in results, particularly CLIP score, i.e. the text alignment, is boosted noticeably. Different distillation loss weighting schedules lead to different behaviours, the exponential schedule tends to yield more diverse samples, as indicated by lower FID, SDS and NFSD schedules improve quality and text alignment. While we use the exponential schedule as the default setting in all other ablations, we opt for the NFSD weighting for training our final model. Choosing an optimal weighting function presents an opportunity for improvement. Alternatively, scheduling the distillation weights over training, as explored in the 3D generative modeling literature [20] could be considered.", + "bbox": [ + 212, + 484, + 789, + 698 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Given the strong performance of pure adversarial training, we hypothesize that by continued research into adversarial training and further improved discriminator architectures, it is possible to achieve similar performance to our current setup with an adversarial loss only.", + "bbox": [ + 212, + 704, + 787, + 765 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Teacher type. (Table 1e). Interestingly, a bigger student and teacher does not necessarily result in better FID and CS. Rather, the student adopts the teachers characteristics. SDXL obtains generally higher FID, possibly because of its less diverse output, yet it exhibits higher image quality and text alignment [46].", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/2748be769b9cc6d6600cc779f26751f2a05509730626990973ffe1977624f652.jpg", + "image_caption": [ + "Fig. 5: Performance vs. speed. We visualize the results reported in Fig. 7 in combination with the inference speeds of the respective models. The speeds are calculated for generating a single sample at resolution 512x512 on an A100 in mixed precision." + ], + "image_footnote": [], + "bbox": [ + 220, + 142, + 779, + 405 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Teacher steps. (Table 1f). While our distillation loss formulation allows taking several consecutive steps with the teacher by construction, we find that several steps do not conclusively result in better performance.", + "bbox": [ + 212, + 488, + 787, + 532 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Quantitative Comparison to State-of-the-Art", + "text_level": 1, + "bbox": [ + 215, + 564, + 632, + 579 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "For our main comparison with other approaches, we refrain from using automated metrics, as user preference studies are more reliable [46]. In the study, we aim to assess both prompt adherence and the overall image. As a performance measure, we compute win percentages for pairwise comparisons and ELO scores when comparing several approaches. For the reported ELO scores we calculate the mean scores between both prompt following and image quality. Details on the ELO score computation and the study parameters are listed in the supplementary material.", + "bbox": [ + 212, + 595, + 787, + 715 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Fig. 6 and Fig. 7 present the study results. The most important results are: First, ADD-XL outperforms LCM-XL (4 steps) with a single step. Second, ADD-XL can beat SDXL (50 steps) with four steps in the majority of comparisons. This makes ADD-XL the state-of-the-art in both the single and the multiple steps setting. Fig. 5 visualizes ELO scores relative to inference speed. Lastly, Table 2 compares different few-step sampling and distillation methods using the same base model. ADD outperforms all other approaches including the standard DPM solver with eight steps.", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adversarial Diffusion Distillation", + "bbox": [ + 511, + 114, + 730, + 127 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/68ed28be55b14ce86e9787681efabf2a512d1cdcdf37309133fc465e76beaa73.jpg", + "image_caption": [ + "Fig.6: User preference study (single step). We compare the performance of ADD-XL (1-step) against established baselines. ADD-XL model outperforms all models, except SDXL in human preference for both image quality and prompt alignment. Using more sampling steps further improves our model (bottom row)." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 493, + 276 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/87cd28a32f9e361dc36df0910ee05a955fea32572a2e80920716016f6c40c4fb.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 500, + 143, + 782, + 276 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/aa4cea259e1b93c1a68887059237a07b5868fe825dbc98e05dfb5d679b682602.jpg", + "image_caption": [ + "Fig. 7: User preference study (multiple steps). We compare the performance of ADD-XL (4-step) against established baselines. Our ADD-XL model outperforms all models, including its teacher SDXL 1.0 (base, no refiner) [46], in human preference for both image quality and prompt alignment." + ], + "image_footnote": [], + "bbox": [ + 215, + 356, + 493, + 489 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/fc582aa455fcf66c53ebb6fe9cac6e6112dec3ffe10cd850c70c9bb70b31e7e4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 500, + 356, + 782, + 489 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Qualitative Results", + "text_level": 1, + "bbox": [ + 215, + 585, + 421, + 599 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "To complement our quantitative studies above, we present qualitative results in this section. To paint a more complete picture, we provide additional samples and qualitative comparisons in the supplementary material. Fig. 3 compares ADD-XL (1 step) against the best current baselines in the few-steps regime. Fig. 8 illustrates the iterative sampling process of ADD-XL. These results showcase our model's ability to improve upon an initial sample. Such iterative improvement represents another significant benefit over pure GAN approaches like StyleGAN-T++. Lastly, Fig. 4 compares ADD-XL directly with its teacher model SDXL-Base. As indicated by the user studies in Section 4.2, ADD-XL outperforms its teacher in both quality and prompt alignment. The enhanced realism comes at the cost of slightly decreased sample diversity.", + "bbox": [ + 212, + 608, + 787, + 776 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5 Discussion", + "text_level": 1, + "bbox": [ + 215, + 794, + 354, + 810 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "This work introduces Adversarial Diffusion Distillation, a general method for distilling a pretrained diffusion model into a fast, few-step image generation model.", + "bbox": [ + 212, + 824, + 787, + 856 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/fba23d283e3af1f88eeac81e3205572389a3fabc9bf2d3f666f672c150f6485c.jpg", + "image_caption": [ + "A bald eagle made of chocolate powder, mango, and whipped cream" + ], + "image_footnote": [], + "bbox": [ + 230, + 148, + 416, + 306 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/32980f762d2d44c67b6f03928e1737efaf1a912aae96910ff97dd16d947c0a51.jpg", + "image_caption": [ + "Fig. 8: Qualitative effect of sampling steps. We show qualitative examples when sampling ADD-XL with 1, 2, and 4 steps. Single-step samples are often already of high quality, but increasing the number of steps can further improve the consistency (e.g. second prompt, first column) and attention to detail (e.g. second prompt, second column). The seeds are constant within columns and we see that the general layout is preserved across sampling steps, allowing for fast exploration of outputs while retaining the possibility to refine." + ], + "image_footnote": [], + "bbox": [ + 423, + 172, + 596, + 306 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/7e6da82bc273fbfaee52b5a238903943ce96009892f6e65c2a3a70f3bcca3b7b.jpg", + "image_caption": [ + "A blue colored dog." + ], + "image_footnote": [], + "bbox": [ + 596, + 172, + 769, + 306 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We combine an adversarial and a score distillation objective to distill the public Stable Diffusion [50] and SDXL [46] models, leveraging both real data through the discriminator and structural understanding through the diffusion teacher. Our approach performs particularly well in the ultra-fast sampling regime of one or two steps, and our analyses demonstrate that it outperforms all concurrent methods in this regime. Furthermore, we retain the ability to refine samples using multiple steps. In fact, using four sampling steps, our model outperforms widely used multi-step generators such as SDXL, IF, and OpenMUSE.", + "bbox": [ + 212, + 431, + 787, + 553 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Our model enables the generation of high quality images in a single-step, opening up new possibilities for real-time generation with foundation models.", + "bbox": [ + 212, + 554, + 787, + 584 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adversarial Diffusion Distillation", + "bbox": [ + 511, + 114, + 730, + 127 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 143, + 323, + 159 + ], + "page_idx": 13 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Zhang, Q., Chen, Y.: Fast sampling of diffusion models with exponential integrator. arXiv preprint arXiv:2204.13902 (2022)" + ], + "bbox": [ + 215, + 146, + 787, + 217 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Sauer et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_model.json b/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_model.json new file mode 100644 index 0000000000000000000000000000000000000000..29934f11de704b31772d78101dbfb4b204aaabb5 --- /dev/null +++ b/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_model.json @@ -0,0 +1,2480 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.315, + 0.142, + 0.69, + 0.162 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.192, + 0.759, + 0.208 + ], + "angle": 0, + "content": "Axel Sauer, Dominik Lorenz, Andreas Blattmann, and Robin Rombach" + }, + { + "type": "text", + "bbox": [ + 0.46, + 0.218, + 0.543, + 0.232 + ], + "angle": 0, + "content": "Stability AI" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.285, + 0.744, + 0.438 + ], + "angle": 0, + "content": "Abstract. We introduce Adversarial Diffusion Distillation (ADD), a novel training approach that efficiently samples large-scale foundational image diffusion models in just 1-4 steps while maintaining high image quality. We use score distillation to leverage large-scale off-the-shelf image diffusion models as a teacher signal in combination with an adversarial loss to ensure high image fidelity even in the low-step regime of one or two sampling steps. Our analyses show that our model clearly outperforms existing few-step methods (GANs, Latent Consistency Models) in a single step and reaches the performance of state-of-the-art diffusion models (SDXL) in only four steps. ADD is the first method to unlock single-step, real-time image synthesis with foundation models." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.453, + 0.608, + 0.468 + ], + "angle": 0, + "content": "Keywords: Diffusion Models \\(\\cdot\\) GANs \\(\\cdot\\) Distillation" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.527, + 0.758, + 0.768 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.777, + 0.788, + 0.806 + ], + "angle": 0, + "content": "Fig. 1: Generating high-fidelity \\(512^{2}\\) images in a single step. All samples are generated with a single U-Net evaluation trained with adversarial diffusion distillation." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.377, + 0.161 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.356 + ], + "angle": 0, + "content": "Diffusion models (DMs) [18, 59, 62] have taken a central role in the field of generative modeling and have recently enabled remarkable advances in high-quality image- [1, 49, 50] and video- [2, 8, 17] synthesis. One of the key strengths of DMs is their scalability and iterative nature, which allows them to handle complex tasks such as image synthesis from free-form text prompts. However, the iterative inference process in DMs requires a significant number of sampling steps, which currently hinders their real-time application. Generative Adversarial Networks (GANs) [11, 23, 24], on the other hand, are characterized by their single-step formulation and inherent speed. But despite attempts to scale to large datasets [22, 55], GANs often fall short of DMs in terms of sample quality. The aim of this work is to combine the superior sample quality of DMs with the inherent speed of GANs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.358, + 0.789, + 0.584 + ], + "angle": 0, + "content": "Our approach is conceptually simple: We propose Adversarial Diffusion Distillation (ADD), a general approach that reduces the number of inference steps of a pre-trained diffusion model to 1-4 sampling steps while maintaining high sampling fidelity and potentially further improving the overall performance of the model. To this end, we introduce a combination of two training objectives: (i) an adversarial loss and (ii) a distillation loss that corresponds to score distillation sampling (SDS) [47]. The adversarial loss forces the model to directly generate samples that lie on the manifold of real images at each forward pass, avoiding blurriness and other artifacts typically observed in other distillation methods [39]. The distillation loss uses another pretrained (and fixed) DM as a teacher to effectively utilize the extensive knowledge of the pretrained DM and preserve the strong compositionality observed in large DMs. During inference, our approach does not use classifier-free guidance [16], further reducing memory requirements. We retain the model's ability to improve results through iterative refinement, which is an advantage over previous one-step GAN-based approaches [54]." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.584, + 0.594, + 0.598 + ], + "angle": 0, + "content": "Our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.607, + 0.784, + 0.635 + ], + "angle": 0, + "content": "- We introduce ADD, a method for turning pretrained diffusion models into high-fidelity, real-time image generators using only 1-4 sampling steps." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.638, + 0.784, + 0.664 + ], + "angle": 0, + "content": "- Our method uses a novel combination of adversarial training and score distillation, for which we carefully ablate several design choices." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.667, + 0.784, + 0.709 + ], + "angle": 0, + "content": "- ADD significantly outperforms strong baselines such as LCM, LCM-XL [34] and single-step GANs [54], and is able to handle complex image compositions while maintaining high image realism at only a single inference step." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.712, + 0.785, + 0.739 + ], + "angle": 0, + "content": "- Using four sampling steps, ADD-XL outperforms its teacher model SDXL-Base at a resolution of \\(512^{2}\\) px." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.607, + 0.785, + 0.739 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.764, + 0.371, + 0.781 + ], + "angle": 0, + "content": "2 Background" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.842 + ], + "angle": 0, + "content": "While diffusion models achieve remarkable performance in synthesizing and editing high-resolution images [1, 49, 50] and videos [2, 17], their iterative nature hinders real-time application. Latent diffusion models [50] attempt to solve this problem by" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.512, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.368, + 0.151, + 0.644, + 0.329 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.339, + 0.788, + 0.409 + ], + "angle": 0, + "content": "Fig. 2: Adversarial Diffusion Distillation. The ADD-student is trained as a denoiser that receives diffused input images \\( x_{s} \\) and outputs samples \\( \\hat{x}_{\\theta}(x_s,s) \\) and optimizes two objectives: a) adversarial loss: the model aims to fool a discriminator which is trained to distinguish the generated samples \\( \\hat{x}_{\\theta} \\) from real images \\( x_0 \\). b) distillation loss: the model is trained to match the denoised targets \\( \\hat{x}_{\\psi} \\) of a frozen DM teacher." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.455, + 0.789, + 0.668 + ], + "angle": 0, + "content": "representing images in a more computationally feasible latent space [9], but they still rely on the iterative application of large models with billions of parameters. In addition to utilizing faster samplers for diffusion models [6,33,60,69], there is a growing body of research on model distillation such as progressive distillation [52] and guidance distillation [39]. These approaches reduce the number of iterative sampling steps to 4-8, but may significantly lower the original performance. Furthermore, they require an iterative training process. Consistency models [61] address the latter issue by enforcing a consistency regularization on the ODE trajectory and demonstrate strong performance for pixel-based models in the few-shot setting. LCMs [34] focus on distilling latent diffusion models and achieve impressive performance at 4 sampling steps. Recently, LCM-LoRA [36] introduced a low-rank adaptation [19] training for efficiently learning LCM modules, which can be plugged into different checkpoints for SD and SDXL [46,50]. InstaFlow [32] propose to use Rectified Flows [31] to facilitate a better distillation process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.79, + 0.84 + ], + "angle": 0, + "content": "All of these methods share common flaws: samples synthesized in four steps often look blurry and exhibit noticeable artifacts. At fewer sampling steps, this problem is further amplified. GANs [11] can also be trained as standalone single-step models for text-to-image synthesis [22,54]. Their sampling speed is impressive, yet the performance lags behind diffusion-based models. In part, this can be attributed to the finely balanced GAN-specific architectures necessary for stable training of the adversarial objective. Scaling these models and integrating advances in neural network architectures without disturbing the balance is notoriously challenging. Additionally, current state-of-the-art text-to-image GANs do not have a method like classifier-free guidance available which is crucial for DMs at scale." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.237 + ], + "angle": 0, + "content": "Score Distillation Sampling [47] also known as Score Jacobian Chaining [64] is a recently proposed method that has been developed to distill the knowledge of foundational T2I Models into 3D synthesis models. While the majority of SDS-based works [41, 47, 64, 65] use SDS in the context of per-scene optimization for 3D objects, the approach has also been applied to text-to-3D-video-synthesis [58] and in the context of image editing [13]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.238, + 0.788, + 0.313 + ], + "angle": 0, + "content": "Recently, the authors of [10] have shown a strong relationship between score-based models and GANs and propose Score GANs, which are trained using score-based diffusion flows from a DM instead of a discriminator. Similarly, Diff-Instruct [38], a method which generalizes SDS, enables to distill a pretrained diffusion model into a generator without discriminator." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.788, + 0.389 + ], + "angle": 0, + "content": "Conversely, there are also approaches which aim to improve the diffusion process using adversarial training. For faster sampling, Denoising Diffusion GANs [66] are introduced as a method to enable sampling with few steps. To improve quality, a discriminator loss is added to the score matching objective in Adversarial Score Matching [21] and the consistency objective of CTM [26]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.389, + 0.788, + 0.434 + ], + "angle": 0, + "content": "Our method combines adversarial training and score distillation in a hybrid objective to address the issues in current top performing few-step generative models." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.458, + 0.331, + 0.473 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.49, + 0.79, + 0.718 + ], + "angle": 0, + "content": "Our goal is to generate high-fidelity samples in as few sampling steps as possible, while matching the quality of state-of-the-art models [5,46,49,51]. The adversarial objective [11, 56] naturally lends itself to fast generation as it trains a model that outputs samples on the image manifold in a single forward step. However, attempts at scaling GANs to large datasets [54, 55] observed that is critical to not solely rely on the discriminator, but also employ a pretrained classifier or CLIP network for improving text alignment. As remarked in [54], overly utilizing discriminative networks introduces artifacts and image quality suffers. Instead, we utilize the gradient of a pretrained diffusion model via a score distillation objective to improve text alignment and sample quality. Furthermore, instead of training from scratch, we initialize our model with pretrained diffusion model weights; pretraining the generator network is known to significantly improve training with an adversarial loss [12]. Lastly, instead of utilizing a decoder-only architecture used for GAN training [23, 24], we adapt a standard diffusion model framework. This setup naturally enables iterative refinement." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.739, + 0.424, + 0.755 + ], + "angle": 0, + "content": "3.1 Training Procedure" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our training procedure is outlined in Fig. 2 and involves three networks: The ADD-student is initialized from a pretrained UNet-DM with weights \\(\\theta\\), a discriminator with trainable weights \\(\\phi\\), and a DM teacher with frozen weights \\(\\psi\\). During training, the ADD-student generates samples \\(\\hat{x}_{\\theta}(x_s,s)\\) from noisy data \\(x_{s}\\). The noised data points are produced from a dataset of real images \\(x_0\\) via a forward diffusion" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.512, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "process \\(x_{s} = \\alpha_{s}x_{0} + \\sigma_{s}\\epsilon\\). In our experiments, we use the same coefficients \\(\\alpha_{s}\\) and \\(\\sigma_{s}\\) as the student DM and sample \\(s\\) uniformly from a set \\(T_{\\mathrm{student}} = \\{\\tau_1,\\dots,\\tau_n\\}\\) of \\(N\\) chosen student timesteps. In practice, we choose \\(N = 4\\). Importantly, we set \\(\\tau_{n} = 1000\\) and enforce zero-terminal SNR [29] during training, as the model needs to start from pure noise during inference." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.785, + 0.329 + ], + "angle": 0, + "content": "For the adversarial objective, the generated samples \\(\\hat{x}_{\\theta}\\) and real images \\(x_0\\) are passed to the discriminator which aims to distinguish between them. The design of the discriminator and the adversarial loss are described in detail in Sec. 3.2. To distill knowledge from the DM teacher, we diffuse student samples \\(\\hat{x}_{\\theta}\\) with the teacher's forward process to \\(\\hat{x}_{\\theta,t}\\), and use the teacher's denoising prediction \\(\\hat{x}_{\\psi}(\\hat{x}_{\\theta,t},t)\\) as a reconstruction target for the distillation loss \\(\\mathcal{L}_{\\mathrm{distill}}\\), see Section 3.3. Thus, the overall objective is" + }, + { + "type": "equation", + "bbox": [ + 0.342, + 0.342, + 0.786, + 0.358 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {G}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) + \\lambda \\mathcal {L} _ {\\text {d i s t i l l}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\psi) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.369, + 0.788, + 0.445 + ], + "angle": 0, + "content": "While we formulate our method in pixel space, it is straightforward to adapt it to LDMs operating in latent space. When using LDMs with a shared latent space for teacher and student, the distillation loss can be computed in pixel or latent space. We compute the distillation loss in pixel space as this yields more stable gradients when distilling latent diffusion model [68]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.469, + 0.4, + 0.482 + ], + "angle": 0, + "content": "3.2 Adversarial Loss" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.788, + 0.6 + ], + "angle": 0, + "content": "For the discriminator, we follow the proposed design and training procedure in [54] which we briefly summarize; for details, we refer the reader to the original work. We use a frozen pretrained feature network \\(F\\) and a set of trainable lightweight discriminator heads \\(\\mathcal{D}_{\\phi,k}\\). For the feature network \\(F\\), Sauer et al. [54] find vision transformers (ViTs) [7] to work well, and we ablate different choice for the ViTs objective and model size in Section 4. The trainable discriminator heads are applied on features \\(F_{k}\\) at different layers of the feature network." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.6, + 0.788, + 0.734 + ], + "angle": 0, + "content": "To improve performance, the discriminator can be conditioned on additional information via projection [42]. Commonly, a text embedding \\( c_{\\mathrm{text}} \\) is used in the text-to-image setting. But, in contrast to standard GAN training, our training configuration also allows to condition on a given image. For \\( \\tau < 1000 \\), the ADD-student receives some signal from the input image \\( x_0 \\). Therefore, for a given generated sample \\( \\hat{x}_{\\theta}(x_s,s) \\), we can condition the discriminator on information from \\( x_0 \\). This encourages the ADD-student to utilize the input effectively. In practice, we use an additional feature network to extract an image embedding \\( C_{\\mathrm{img}} \\):" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.78 + ], + "angle": 0, + "content": "Following [53, 54], we use the hinge loss [28] as the adversarial objective function. Thus the ADD-student's adversarial objective \\(\\mathcal{L}_{\\mathrm{adv}}(\\hat{x}_{\\theta}(x_s,s),\\phi)\\) amounts to" + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.79, + 0.787, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {G}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) \\\\ = - \\mathbb {E} _ {s, \\epsilon , x _ {0}} \\left[ \\sum_ {k} \\mathcal {D} _ {\\phi , k} \\left(F _ {k} \\left(\\hat {x} _ {\\theta} \\left(x _ {s}, s\\right)\\right)\\right) \\right], \\tag {2} \\\\ \\end{array}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.568, + 0.161 + ], + "angle": 0, + "content": "whereas the discriminator is trained to minimize" + }, + { + "type": "equation", + "bbox": [ + 0.326, + 0.173, + 0.787, + 0.261 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {D}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) \\\\ = \\mathbb {E} _ {x _ {0}} \\left[ \\sum_ {k} \\max \\left(0, 1 - \\mathcal {D} _ {\\phi , k} \\left(F _ {k} \\left(x _ {0}\\right)\\right)\\right) + \\gamma R 1 (\\phi) \\right] \\tag {3} \\\\ + \\mathbb {E} _ {\\hat {x} _ {\\theta}} \\left[ \\sum_ {k} \\max (0, 1 + \\mathcal {D} _ {\\phi , k} (F _ {k} (\\hat {x} _ {\\theta}))) \\right], \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.273, + 0.788, + 0.334 + ], + "angle": 0, + "content": "where \\( R1 \\) denotes the R1 gradient penalty [40]. Rather than computing the gradient penalty with respect to the pixel values, we compute it on the input of each discriminator head \\( \\mathcal{D}_{\\phi,k} \\). We find that the \\( R1 \\) penalty is particularly beneficial when training at output resolutions larger than \\( 128^2 \\) px." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.359, + 0.449, + 0.373 + ], + "angle": 0, + "content": "3.3 Score Distillation Loss" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.386, + 0.557, + 0.402 + ], + "angle": 0, + "content": "The distillation loss in Eq. (1) is formulated as" + }, + { + "type": "equation", + "bbox": [ + 0.36, + 0.416, + 0.787, + 0.452 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\mathcal {L} _ {\\text {d i s t i l l}} \\left(\\hat {x} _ {\\theta} \\left(x _ {s}, s\\right), \\psi\\right) \\tag {4} \\\\ = \\mathbb {E} _ {t, \\epsilon^ {\\prime}} \\left[ c (t) d \\left(\\hat {x} _ {\\theta}, \\hat {x} _ {\\psi} (\\operatorname {s g} \\left(\\hat {x} _ {\\theta , t}\\right); t)\\right) \\right], \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.569 + ], + "angle": 0, + "content": "where \\(\\mathrm{sg}\\) denotes the stop-gradient operation. Intuitively, the loss uses a distance metric \\(d\\) to measure the mismatch between generated samples \\(x_{\\theta}\\) by the ADD-student and the DM-teacher's outputs \\(\\hat{x}_{\\psi}(\\hat{x}_{\\theta,t},t) = (\\hat{x}_{\\theta,t} - \\sigma_t\\hat{\\epsilon}_{\\psi}(\\hat{x}_{\\theta,t},t)) / \\alpha_t\\) averaged over timesteps \\(t\\) and noise \\(\\epsilon'\\). Notably, the teacher is not directly applied on generations \\(\\hat{x}_{\\theta}\\) of the ADD-student but instead on diffused outputs \\(\\hat{x}_{\\theta,t} = \\alpha_t\\hat{x}_{\\theta} + \\sigma_t\\epsilon'\\), as non-diffused inputs would be out-of-distribution for the teacher model [64]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.57, + 0.788, + 0.722 + ], + "angle": 0, + "content": "In the following, we define the distance function \\( d(x,y) \\coloneqq ||x - y||_2^2 \\). Regarding the weighting function \\( c(t) \\), we consider two options: exponential weighting, where \\( c(t) = \\alpha_t \\) (higher noise levels contribute less), and score distillation sampling (SDS) weighting [47]. In the supplementary material, we demonstrate that with \\( d(x,y) = ||x - y||_2^2 \\) and a specific choice for \\( c(t) \\), our distillation loss becomes equivalent to the SDS objective \\( \\mathcal{L}_{\\mathrm{SDS}} \\), as proposed in [47]. The advantage of our formulation is its ability to enable direct visualization of the reconstruction targets and that it naturally facilitates the execution of several consecutive denoising steps. Lastly, we also evaluate noise-free score distillation (NFSD) objective, a recently proposed variant of SDS [25]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.746, + 0.377, + 0.763 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.871 + ], + "angle": 0, + "content": "For our experiments, we train two models of different capacities, ADD-M (860M parameters) and ADD-XL (3.1B parameters). For ablating ADD-M, we use a Stable Diffusion (SD) 2.1 backbone [50], and for fair comparisons with other baselines, we use SD1.5. ADD-XL utilizes a SDXL [46] backbone. All experiments are conducted at a standardized resolution of \\(512 \\times 512\\) pixels; outputs from models generating higher resolutions are down-sampled to this size." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.512, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image_caption", + "bbox": [ + 0.269, + 0.263, + 0.51, + 0.281 + ], + "angle": 0, + "content": "A cinematic shot of a professor sloth wearing a tuxedo at a BBQ party." + }, + { + "type": "image_caption", + "bbox": [ + 0.527, + 0.256, + 0.781, + 0.281 + ], + "angle": 0, + "content": "A high-quality photo of a confused bear in calculus class. The bear is wearing a party hat and steampunk armor." + }, + { + "type": "image", + "bbox": [ + 0.226, + 0.285, + 0.52, + 0.644 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.525, + 0.286, + 0.783, + 0.643 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.654, + 0.788, + 0.725 + ], + "angle": 0, + "content": "Fig. 3: Qualitative comparison to state-of-the-art fast samplers. Single step samples from our ADD-XL (top) and LCM-XL [36], our custom StyleGAN-T [54] baseline, InstaFlow [32] and MUSE. For MUSE, we use the OpenMUSE implementation and default inference settings with 16 sampling steps. For LCM-XL, we sample with 1, 2 and 4 steps. Our model outperforms all other few-step samplers in a single step." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.153, + 0.411, + 0.196 + ], + "angle": 0, + "content": "
ArchObjectiveFID ↓CS ↑
ViT-SDINOv121.50.312
ViT-SDINOv220.60.319
ViT-LDINOv224.00.302
ViT-LCLIP23.30.308
" + }, + { + "type": "table", + "bbox": [ + 0.419, + 0.153, + 0.591, + 0.197 + ], + "angle": 0, + "content": "
\\( {c}_{\\text{text }} \\)\\( {c}_{\\text{img }} \\)FID \\( \\downarrow \\)CS \\( \\uparrow \\)
✘✘21.20.302
✓✘21.20.307
✘✓21.10.316
✓✓20.60.319
" + }, + { + "type": "table", + "bbox": [ + 0.622, + 0.153, + 0.78, + 0.183 + ], + "angle": 0, + "content": "
InitializationFID ↓CS ↑
Random293.60.065
Pretrained20.60.319
" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.199, + 0.396, + 0.23 + ], + "angle": 0, + "content": "(a) Discriminator feature networks. Small, modern DINO networks perform best." + }, + { + "type": "text", + "bbox": [ + 0.413, + 0.198, + 0.593, + 0.23 + ], + "angle": 0, + "content": "(b) Discriminator conditioning: Combining image and text conditioning is most effective." + }, + { + "type": "text", + "bbox": [ + 0.608, + 0.198, + 0.787, + 0.23 + ], + "angle": 0, + "content": "(c) Student pretraining. A randomly initialized student network collapses." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.248, + 0.413, + 0.302 + ], + "angle": 0, + "content": "
LossFID ↓CS ↑
Ladv20.80.315
Ldist315.60.076
Ladv + λLdist,exp20.60.319
Ladv + λLdist,sds22.30.325
Ladv + λLdist,nfsd21.80.327
" + }, + { + "type": "table", + "bbox": [ + 0.418, + 0.248, + 0.59, + 0.29 + ], + "angle": 0, + "content": "
StudentTeacherFID ↓CS ↑
SD2.1SD2.120.60.319
SD2.1SDXL21.30.321
SDXLSD2.129.30.314
SDXLSDXL28.410.325
" + }, + { + "type": "table", + "bbox": [ + 0.633, + 0.248, + 0.764, + 0.282 + ], + "angle": 0, + "content": "
StepsFID ↓CS ↑
120.60.319
220.80.321
420.30.317
" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.304, + 0.396, + 0.343 + ], + "angle": 0, + "content": "(d) Loss terms. Both losses are needed and exponential weighting of \\(\\mathcal{L}_{\\mathrm{distill}}\\) is beneficial." + }, + { + "type": "text", + "bbox": [ + 0.413, + 0.303, + 0.592, + 0.335 + ], + "angle": 0, + "content": "(e) Teacher type. The student adopts the teacher's traits (SDXL has higher FID & CS)." + }, + { + "type": "text", + "bbox": [ + 0.608, + 0.303, + 0.787, + 0.325 + ], + "angle": 0, + "content": "(f) Teacher steps. A single teacher step is sufficient." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.356, + 0.788, + 0.44 + ], + "angle": 0, + "content": "Table 1: ADD ablation study. We report COCO zero-shot \\(\\mathrm{FID}_{5\\mathrm{k}}\\) (FID) and CLIP score (CS). The results are calculated for a single student step. The default training settings are: DINOv2 ViT-S as the feature network, text and image conditioning for the discriminator, pretrained student weights, a small teacher and student model, and a single teacher step. The training length is 4000 iterations with a batch size of 128. Default settings are marked in gray." + }, + { + "type": "image", + "bbox": [ + 0.226, + 0.473, + 0.784, + 0.747 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.757, + 0.788, + 0.826 + ], + "angle": 0, + "content": "Fig. 4: Qualitative comparison to the teacher model. ADD-XL can outperform its teacher model SDXL in the multi-step setting. The adversarial loss boosts realism, particularly enhancing textures (fur, fabric, skin) while reducing oversmoothing, commonly observed in diffusion model samples. ADD-XL's overall sample diversity tends to be lower." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.512, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.79, + 0.39 + ], + "angle": 0, + "content": "We employ a distillation weighting factor of \\(\\lambda = 2.5\\) across all experiments. Additionally, the R1 penalty strength \\(\\gamma\\) is set to \\(10^{-5}\\). For discriminator conditioning, we use a pretrained CLIP-ViT-g-14 text encoder [48] to compute text embeddings \\(c_{\\mathrm{text}}\\) and the CLS embedding of a DINOv2 ViT-L encoder [43] for image embeddings \\(c_{\\mathrm{img}}\\). For the baselines, we use the best publicly available models: Latent diffusion models [46,50] (SD1.5\\(^1\\), SDXL\\(^2\\)) cascaded pixel diffusion models [51] (IF-XL\\(^3\\)), distilled diffusion models [35,37] (LCM-1.5, LCM-1.5-XL\\(^4\\)), and OpenMUSE\\(^5\\) [44], a reimplementation of MUSE [4], a transformer model specifically developed for fast inference. Note that we compare to the SDXL-Base-1.0 model without its additional refiner model; this is to ensure a fair comparison. As there are no public state-of-the-art GAN models, we retrain StyleGAN-T [54] with our improved discriminator. This baseline (StyleGAN-T++) significantly outperforms the previous best GANs in FID and CS, see supplementary. We quantify sample quality via FID [15] and text alignment via CLIP score [14]. For CLIP score, we use ViT-g-14 model trained on LAION-2B [57]. Both metrics are evaluated on 5k samples from COCO2017 [30]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.411, + 0.39, + 0.427 + ], + "angle": 0, + "content": "4.1 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.437, + 0.79, + 0.498 + ], + "angle": 0, + "content": "Our training setup opens up a number of design spaces regarding the adversarial loss, distillation loss, initialization, and loss interplay. We conduct an ablation study on several choices in Table 1; key insights are highlighted below each table. We will discuss each experiment in the following." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.504, + 0.79, + 0.61 + ], + "angle": 0, + "content": "Discriminator feature networks. (Table 1a). Recent insights by Stein et al. [63] suggest that ViTs trained with the CLIP [48] or DINO [3,43] objectives are particularly well-suited for evaluating the performance of generative models. Similarly, these models also seem effective as discriminator feature networks, with DINOv2 emerging as the best choice. Interestingly, ViT-S outperforms ViT-L, which is a counterintuitive result. Similar results have been obtained in [54], suggesting that discriminators don't strictly adhere to scaling laws." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.617, + 0.789, + 0.679 + ], + "angle": 0, + "content": "Discriminator conditioning. (Table 1b). Similar to prior studies, we observe that text conditioning of the discriminator enhances results. Notably, image conditioning outperforms text conditioning, and the combination of both \\( c_{\\mathrm{text}} \\) and \\( c_{\\mathrm{img}} \\) yields the best results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.685, + 0.789, + 0.777 + ], + "angle": 0, + "content": "Student pretraining. (Table 1c). Our experiments demonstrate the importance of pretraining the ADD-student. Being able to use pretrained generators is a significant advantage over pure GAN approaches. A problem of GANs is the lack of scalability; both Sauer et al. [54] and Kang et al. [22] observe a saturation of performance after a certain network capacity is reached. This observation contrasts the generally smooth scaling laws of DMs [45]. However, ADD can" + }, + { + "type": "ref_text", + "bbox": [ + 0.218, + 0.784, + 0.541, + 0.799 + ], + "angle": 0, + "content": "1 https://github.com/CompVis/stable-diffusion" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.8, + 0.576, + 0.813 + ], + "angle": 0, + "content": "2 https://github.com/Stability-AI/generative-models" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.813, + 0.463, + 0.827 + ], + "angle": 0, + "content": "3 https://github.com/deep-floyd/IF" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.828, + 0.605, + 0.841 + ], + "angle": 0, + "content": "4 https://huggingface.co/latent-consistency/lcm-lora-sdxl" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.842, + 0.469, + 0.855 + ], + "angle": 0, + "content": "5 https://huggingface.co/openMUSE" + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.784, + 0.605, + 0.855 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.351, + 0.127 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "table", + "bbox": [ + 0.324, + 0.144, + 0.675, + 0.303 + ], + "angle": 0, + "content": "
Method#StepsTime (s)FID ↓CLIP ↑
DPM Solver [33]250.8820.10.318
80.3431.70.320
Progressive Distillation [39]10.0937.20.275
20.1326.00.297
40.2126.40.300
CFG-Aware Distillation [27]80.3424.20.300
InstaFlow-0.9B [32]10.0923.40.304
InstaFlow-1.7B [32]10.1222.40.309
UFOGen [67]10.0922.50.311
ADD-M10.0919.70.326
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.311, + 0.788, + 0.34 + ], + "angle": 0, + "content": "Table 2: Distillation Comparison We compare ADD to other distillation methods via COCO zero-shot \\(\\mathrm{FID}_{5\\mathrm{k}}\\) (FID) and CLIP score (CS). All models are based on SD1.5." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.397, + 0.789, + 0.473 + ], + "angle": 0, + "content": "effectively leverage larger pretrained DMs (see Table 1c) and benefit from stable DM pretraining. Generally, adversarial training demands carefully designed, specialized architectures to work well (e.g. equalized learning rates). A pretrained student appears to circumvent this need and allows leveraging the vast design space and the stable pretraining of diffusion models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.486, + 0.79, + 0.699 + ], + "angle": 0, + "content": "Loss terms. (Table 1d). We find that both losses are beneficial. The adversarial loss functions decently well on its own which we attribute to our discriminator design. The distillation loss on its own is not effective and cannot improve over the initial performance of the non-distilled student in the single step setting. However, when combined with the adversarial loss, there is a noticeable improvement in results, particularly CLIP score, i.e. the text alignment, is boosted noticeably. Different distillation loss weighting schedules lead to different behaviours, the exponential schedule tends to yield more diverse samples, as indicated by lower FID, SDS and NFSD schedules improve quality and text alignment. While we use the exponential schedule as the default setting in all other ablations, we opt for the NFSD weighting for training our final model. Choosing an optimal weighting function presents an opportunity for improvement. Alternatively, scheduling the distillation weights over training, as explored in the 3D generative modeling literature [20] could be considered." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.766 + ], + "angle": 0, + "content": "Given the strong performance of pure adversarial training, we hypothesize that by continued research into adversarial training and further improved discriminator architectures, it is possible to achieve similar performance to our current setup with an adversarial loss only." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Teacher type. (Table 1e). Interestingly, a bigger student and teacher does not necessarily result in better FID and CS. Rather, the student adopts the teachers characteristics. SDXL obtains generally higher FID, possibly because of its less diverse output, yet it exhibits higher image quality and text alignment [46]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.512, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.143, + 0.78, + 0.406 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.413, + 0.788, + 0.456 + ], + "angle": 0, + "content": "Fig. 5: Performance vs. speed. We visualize the results reported in Fig. 7 in combination with the inference speeds of the respective models. The speeds are calculated for generating a single sample at resolution 512x512 on an A100 in mixed precision." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.788, + 0.534 + ], + "angle": 0, + "content": "Teacher steps. (Table 1f). While our distillation loss formulation allows taking several consecutive steps with the teacher by construction, we find that several steps do not conclusively result in better performance." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.565, + 0.633, + 0.58 + ], + "angle": 0, + "content": "4.2 Quantitative Comparison to State-of-the-Art" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.788, + 0.717 + ], + "angle": 0, + "content": "For our main comparison with other approaches, we refrain from using automated metrics, as user preference studies are more reliable [46]. In the study, we aim to assess both prompt adherence and the overall image. As a performance measure, we compute win percentages for pairwise comparisons and ELO scores when comparing several approaches. For the reported ELO scores we calculate the mean scores between both prompt following and image quality. Details on the ELO score computation and the study parameters are listed in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Fig. 6 and Fig. 7 present the study results. The most important results are: First, ADD-XL outperforms LCM-XL (4 steps) with a single step. Second, ADD-XL can beat SDXL (50 steps) with four steps in the majority of comparisons. This makes ADD-XL the state-of-the-art in both the single and the multiple steps setting. Fig. 5 visualizes ELO scores relative to inference speed. Lastly, Table 2 compares different few-step sampling and distillation methods using the same base model. ADD outperforms all other approaches including the standard DPM solver with eight steps." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.351, + 0.127 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.145, + 0.495, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.145, + 0.784, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.289, + 0.79, + 0.348 + ], + "angle": 0, + "content": "Fig.6: User preference study (single step). We compare the performance of ADD-XL (1-step) against established baselines. ADD-XL model outperforms all models, except SDXL in human preference for both image quality and prompt alignment. Using more sampling steps further improves our model (bottom row)." + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.357, + 0.495, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.357, + 0.784, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.502, + 0.789, + 0.56 + ], + "angle": 0, + "content": "Fig. 7: User preference study (multiple steps). We compare the performance of ADD-XL (4-step) against established baselines. Our ADD-XL model outperforms all models, including its teacher SDXL 1.0 (base, no refiner) [46], in human preference for both image quality and prompt alignment." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.586, + 0.422, + 0.601 + ], + "angle": 0, + "content": "4.3 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.789, + 0.777 + ], + "angle": 0, + "content": "To complement our quantitative studies above, we present qualitative results in this section. To paint a more complete picture, we provide additional samples and qualitative comparisons in the supplementary material. Fig. 3 compares ADD-XL (1 step) against the best current baselines in the few-steps regime. Fig. 8 illustrates the iterative sampling process of ADD-XL. These results showcase our model's ability to improve upon an initial sample. Such iterative improvement represents another significant benefit over pure GAN approaches like StyleGAN-T++. Lastly, Fig. 4 compares ADD-XL directly with its teacher model SDXL-Base. As indicated by the user studies in Section 4.2, ADD-XL outperforms its teacher in both quality and prompt alignment. The enhanced realism comes at the cost of slightly decreased sample diversity." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.795, + 0.355, + 0.811 + ], + "angle": 0, + "content": "5 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.825, + 0.789, + 0.857 + ], + "angle": 0, + "content": "This work introduces Adversarial Diffusion Distillation, a general method for distilling a pretrained diffusion model into a fast, few-step image generation model." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.512, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Adversarial Diffusion Distillation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.231, + 0.149, + 0.418, + 0.307 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.427, + 0.144, + 0.59, + 0.168 + ], + "angle": 0, + "content": "A bald eagle made of chocolate powder, mango, and whipped cream" + }, + { + "type": "image", + "bbox": [ + 0.424, + 0.173, + 0.597, + 0.307 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.638, + 0.159, + 0.732, + 0.168 + ], + "angle": 0, + "content": "A blue colored dog." + }, + { + "type": "image", + "bbox": [ + 0.598, + 0.173, + 0.771, + 0.307 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.318, + 0.788, + 0.415 + ], + "angle": 0, + "content": "Fig. 8: Qualitative effect of sampling steps. We show qualitative examples when sampling ADD-XL with 1, 2, and 4 steps. Single-step samples are often already of high quality, but increasing the number of steps can further improve the consistency (e.g. second prompt, first column) and attention to detail (e.g. second prompt, second column). The seeds are constant within columns and we see that the general layout is preserved across sampling steps, allowing for fast exploration of outputs while retaining the possibility to refine." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.788, + 0.554 + ], + "angle": 0, + "content": "We combine an adversarial and a score distillation objective to distill the public Stable Diffusion [50] and SDXL [46] models, leveraging both real data through the discriminator and structural understanding through the diffusion teacher. Our approach performs particularly well in the ultra-fast sampling regime of one or two steps, and our analyses demonstrate that it outperforms all concurrent methods in this regime. Furthermore, we retain the ability to refine samples using multiple steps. In fact, using four sampling steps, our model outperforms widely used multi-step generators such as SDXL, IF, and OpenMUSE." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.555, + 0.788, + 0.585 + ], + "angle": 0, + "content": "Our model enables the generation of high quality images in a single-step, opening up new possibilities for real-time generation with foundation models." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.35, + 0.127 + ], + "angle": 0, + "content": "Sauer et al." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.324, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.177, + 0.787, + 0.232 + ], + "angle": 0, + "content": "1. 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Zhang, Q., Chen, Y.: Fast sampling of diffusion models with exponential integrator. arXiv preprint arXiv:2204.13902 (2022)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.788, + 0.218 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_origin.pdf b/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..62942abccc7e585815c259983ee68a8a1806e5fc --- /dev/null +++ b/2024/Adversarial Diffusion Distillation/319129d6-2408-4f5f-9834-e51b084c3fc9_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:e26b7b512a6d1d74d97eef6f4a772c385580400ca0bf643867b8e4654fdee29d +size 2749637 diff --git a/2024/Adversarial Diffusion Distillation/full.md b/2024/Adversarial Diffusion Distillation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..da4cd82ec97ef899e1d171105b33e49222d1a5fa --- /dev/null +++ b/2024/Adversarial Diffusion Distillation/full.md @@ -0,0 +1,284 @@ +# Adversarial Diffusion Distillation + +Axel Sauer, Dominik Lorenz, Andreas Blattmann, and Robin Rombach + +Stability AI + +Abstract. We introduce Adversarial Diffusion Distillation (ADD), a novel training approach that efficiently samples large-scale foundational image diffusion models in just 1-4 steps while maintaining high image quality. We use score distillation to leverage large-scale off-the-shelf image diffusion models as a teacher signal in combination with an adversarial loss to ensure high image fidelity even in the low-step regime of one or two sampling steps. Our analyses show that our model clearly outperforms existing few-step methods (GANs, Latent Consistency Models) in a single step and reaches the performance of state-of-the-art diffusion models (SDXL) in only four steps. ADD is the first method to unlock single-step, real-time image synthesis with foundation models. + +Keywords: Diffusion Models $\cdot$ GANs $\cdot$ Distillation + +![](images/4f91da1a35391cb8b14d8bb21e12525913bfe577a9c5fc911a52c85acedbc1f9.jpg) +Fig. 1: Generating high-fidelity $512^{2}$ images in a single step. All samples are generated with a single U-Net evaluation trained with adversarial diffusion distillation. + +# 1 Introduction + +Diffusion models (DMs) [18, 59, 62] have taken a central role in the field of generative modeling and have recently enabled remarkable advances in high-quality image- [1, 49, 50] and video- [2, 8, 17] synthesis. One of the key strengths of DMs is their scalability and iterative nature, which allows them to handle complex tasks such as image synthesis from free-form text prompts. However, the iterative inference process in DMs requires a significant number of sampling steps, which currently hinders their real-time application. Generative Adversarial Networks (GANs) [11, 23, 24], on the other hand, are characterized by their single-step formulation and inherent speed. But despite attempts to scale to large datasets [22, 55], GANs often fall short of DMs in terms of sample quality. The aim of this work is to combine the superior sample quality of DMs with the inherent speed of GANs. + +Our approach is conceptually simple: We propose Adversarial Diffusion Distillation (ADD), a general approach that reduces the number of inference steps of a pre-trained diffusion model to 1-4 sampling steps while maintaining high sampling fidelity and potentially further improving the overall performance of the model. To this end, we introduce a combination of two training objectives: (i) an adversarial loss and (ii) a distillation loss that corresponds to score distillation sampling (SDS) [47]. The adversarial loss forces the model to directly generate samples that lie on the manifold of real images at each forward pass, avoiding blurriness and other artifacts typically observed in other distillation methods [39]. The distillation loss uses another pretrained (and fixed) DM as a teacher to effectively utilize the extensive knowledge of the pretrained DM and preserve the strong compositionality observed in large DMs. During inference, our approach does not use classifier-free guidance [16], further reducing memory requirements. We retain the model's ability to improve results through iterative refinement, which is an advantage over previous one-step GAN-based approaches [54]. + +Our contributions can be summarized as follows: + +- We introduce ADD, a method for turning pretrained diffusion models into high-fidelity, real-time image generators using only 1-4 sampling steps. +- Our method uses a novel combination of adversarial training and score distillation, for which we carefully ablate several design choices. +- ADD significantly outperforms strong baselines such as LCM, LCM-XL [34] and single-step GANs [54], and is able to handle complex image compositions while maintaining high image realism at only a single inference step. +- Using four sampling steps, ADD-XL outperforms its teacher model SDXL-Base at a resolution of $512^{2}$ px. + +# 2 Background + +While diffusion models achieve remarkable performance in synthesizing and editing high-resolution images [1, 49, 50] and videos [2, 17], their iterative nature hinders real-time application. Latent diffusion models [50] attempt to solve this problem by + +![](images/3ba5f574801cf3288fa53c9cec3b8b639c045760e02305542c79ae7d704cd31e.jpg) +Fig. 2: Adversarial Diffusion Distillation. The ADD-student is trained as a denoiser that receives diffused input images $x_{s}$ and outputs samples $\hat{x}_{\theta}(x_s,s)$ and optimizes two objectives: a) adversarial loss: the model aims to fool a discriminator which is trained to distinguish the generated samples $\hat{x}_{\theta}$ from real images $x_0$ . b) distillation loss: the model is trained to match the denoised targets $\hat{x}_{\psi}$ of a frozen DM teacher. + +representing images in a more computationally feasible latent space [9], but they still rely on the iterative application of large models with billions of parameters. In addition to utilizing faster samplers for diffusion models [6,33,60,69], there is a growing body of research on model distillation such as progressive distillation [52] and guidance distillation [39]. These approaches reduce the number of iterative sampling steps to 4-8, but may significantly lower the original performance. Furthermore, they require an iterative training process. Consistency models [61] address the latter issue by enforcing a consistency regularization on the ODE trajectory and demonstrate strong performance for pixel-based models in the few-shot setting. LCMs [34] focus on distilling latent diffusion models and achieve impressive performance at 4 sampling steps. Recently, LCM-LoRA [36] introduced a low-rank adaptation [19] training for efficiently learning LCM modules, which can be plugged into different checkpoints for SD and SDXL [46,50]. InstaFlow [32] propose to use Rectified Flows [31] to facilitate a better distillation process. + +All of these methods share common flaws: samples synthesized in four steps often look blurry and exhibit noticeable artifacts. At fewer sampling steps, this problem is further amplified. GANs [11] can also be trained as standalone single-step models for text-to-image synthesis [22,54]. Their sampling speed is impressive, yet the performance lags behind diffusion-based models. In part, this can be attributed to the finely balanced GAN-specific architectures necessary for stable training of the adversarial objective. Scaling these models and integrating advances in neural network architectures without disturbing the balance is notoriously challenging. Additionally, current state-of-the-art text-to-image GANs do not have a method like classifier-free guidance available which is crucial for DMs at scale. + +Score Distillation Sampling [47] also known as Score Jacobian Chaining [64] is a recently proposed method that has been developed to distill the knowledge of foundational T2I Models into 3D synthesis models. While the majority of SDS-based works [41, 47, 64, 65] use SDS in the context of per-scene optimization for 3D objects, the approach has also been applied to text-to-3D-video-synthesis [58] and in the context of image editing [13]. + +Recently, the authors of [10] have shown a strong relationship between score-based models and GANs and propose Score GANs, which are trained using score-based diffusion flows from a DM instead of a discriminator. Similarly, Diff-Instruct [38], a method which generalizes SDS, enables to distill a pretrained diffusion model into a generator without discriminator. + +Conversely, there are also approaches which aim to improve the diffusion process using adversarial training. For faster sampling, Denoising Diffusion GANs [66] are introduced as a method to enable sampling with few steps. To improve quality, a discriminator loss is added to the score matching objective in Adversarial Score Matching [21] and the consistency objective of CTM [26]. + +Our method combines adversarial training and score distillation in a hybrid objective to address the issues in current top performing few-step generative models. + +# 3 Method + +Our goal is to generate high-fidelity samples in as few sampling steps as possible, while matching the quality of state-of-the-art models [5,46,49,51]. The adversarial objective [11, 56] naturally lends itself to fast generation as it trains a model that outputs samples on the image manifold in a single forward step. However, attempts at scaling GANs to large datasets [54, 55] observed that is critical to not solely rely on the discriminator, but also employ a pretrained classifier or CLIP network for improving text alignment. As remarked in [54], overly utilizing discriminative networks introduces artifacts and image quality suffers. Instead, we utilize the gradient of a pretrained diffusion model via a score distillation objective to improve text alignment and sample quality. Furthermore, instead of training from scratch, we initialize our model with pretrained diffusion model weights; pretraining the generator network is known to significantly improve training with an adversarial loss [12]. Lastly, instead of utilizing a decoder-only architecture used for GAN training [23, 24], we adapt a standard diffusion model framework. This setup naturally enables iterative refinement. + +# 3.1 Training Procedure + +Our training procedure is outlined in Fig. 2 and involves three networks: The ADD-student is initialized from a pretrained UNet-DM with weights $\theta$ , a discriminator with trainable weights $\phi$ , and a DM teacher with frozen weights $\psi$ . During training, the ADD-student generates samples $\hat{x}_{\theta}(x_s,s)$ from noisy data $x_{s}$ . The noised data points are produced from a dataset of real images $x_0$ via a forward diffusion + +process $x_{s} = \alpha_{s}x_{0} + \sigma_{s}\epsilon$ . In our experiments, we use the same coefficients $\alpha_{s}$ and $\sigma_{s}$ as the student DM and sample $s$ uniformly from a set $T_{\mathrm{student}} = \{\tau_1,\dots,\tau_n\}$ of $N$ chosen student timesteps. In practice, we choose $N = 4$ . Importantly, we set $\tau_{n} = 1000$ and enforce zero-terminal SNR [29] during training, as the model needs to start from pure noise during inference. + +For the adversarial objective, the generated samples $\hat{x}_{\theta}$ and real images $x_0$ are passed to the discriminator which aims to distinguish between them. The design of the discriminator and the adversarial loss are described in detail in Sec. 3.2. To distill knowledge from the DM teacher, we diffuse student samples $\hat{x}_{\theta}$ with the teacher's forward process to $\hat{x}_{\theta,t}$ , and use the teacher's denoising prediction $\hat{x}_{\psi}(\hat{x}_{\theta,t},t)$ as a reconstruction target for the distillation loss $\mathcal{L}_{\mathrm{distill}}$ , see Section 3.3. Thus, the overall objective is + +$$ +\mathcal {L} = \mathcal {L} _ {\mathrm {a d v}} ^ {\mathrm {G}} (\hat {x} _ {\theta} (x _ {s}, s), \phi) + \lambda \mathcal {L} _ {\text {d i s t i l l}} (\hat {x} _ {\theta} (x _ {s}, s), \psi) \tag {1} +$$ + +While we formulate our method in pixel space, it is straightforward to adapt it to LDMs operating in latent space. When using LDMs with a shared latent space for teacher and student, the distillation loss can be computed in pixel or latent space. We compute the distillation loss in pixel space as this yields more stable gradients when distilling latent diffusion model [68]. + +# 3.2 Adversarial Loss + +For the discriminator, we follow the proposed design and training procedure in [54] which we briefly summarize; for details, we refer the reader to the original work. We use a frozen pretrained feature network $F$ and a set of trainable lightweight discriminator heads $\mathcal{D}_{\phi,k}$ . For the feature network $F$ , Sauer et al. [54] find vision transformers (ViTs) [7] to work well, and we ablate different choice for the ViTs objective and model size in Section 4. The trainable discriminator heads are applied on features $F_{k}$ at different layers of the feature network. + +To improve performance, the discriminator can be conditioned on additional information via projection [42]. Commonly, a text embedding $c_{\mathrm{text}}$ is used in the text-to-image setting. But, in contrast to standard GAN training, our training configuration also allows to condition on a given image. For $\tau < 1000$ , the ADD-student receives some signal from the input image $x_0$ . Therefore, for a given generated sample $\hat{x}_{\theta}(x_s,s)$ , we can condition the discriminator on information from $x_0$ . This encourages the ADD-student to utilize the input effectively. In practice, we use an additional feature network to extract an image embedding $C_{\mathrm{img}}$ : + +Following [53, 54], we use the hinge loss [28] as the adversarial objective function. Thus the ADD-student's adversarial objective $\mathcal{L}_{\mathrm{adv}}(\hat{x}_{\theta}(x_s,s),\phi)$ amounts to + +$$ +\begin{array}{l} \mathcal {L} _ {\mathrm {a d v}} ^ {\mathrm {G}} (\hat {x} _ {\theta} (x _ {s}, s), \phi) \\ = - \mathbb {E} _ {s, \epsilon , x _ {0}} \left[ \sum_ {k} \mathcal {D} _ {\phi , k} \left(F _ {k} \left(\hat {x} _ {\theta} \left(x _ {s}, s\right)\right)\right) \right], \tag {2} \\ \end{array} +$$ + +whereas the discriminator is trained to minimize + +$$ +\begin{array}{l} \mathcal {L} _ {\mathrm {a d v}} ^ {\mathrm {D}} (\hat {x} _ {\theta} (x _ {s}, s), \phi) \\ = \mathbb {E} _ {x _ {0}} \left[ \sum_ {k} \max \left(0, 1 - \mathcal {D} _ {\phi , k} \left(F _ {k} \left(x _ {0}\right)\right)\right) + \gamma R 1 (\phi) \right] \tag {3} \\ + \mathbb {E} _ {\hat {x} _ {\theta}} \left[ \sum_ {k} \max (0, 1 + \mathcal {D} _ {\phi , k} (F _ {k} (\hat {x} _ {\theta}))) \right], \\ \end{array} +$$ + +where $R1$ denotes the R1 gradient penalty [40]. Rather than computing the gradient penalty with respect to the pixel values, we compute it on the input of each discriminator head $\mathcal{D}_{\phi,k}$ . We find that the $R1$ penalty is particularly beneficial when training at output resolutions larger than $128^2$ px. + +# 3.3 Score Distillation Loss + +The distillation loss in Eq. (1) is formulated as + +$$ +\begin{array}{l} \mathcal {L} _ {\text {d i s t i l l}} \left(\hat {x} _ {\theta} \left(x _ {s}, s\right), \psi\right) \tag {4} \\ = \mathbb {E} _ {t, \epsilon^ {\prime}} \left[ c (t) d \left(\hat {x} _ {\theta}, \hat {x} _ {\psi} (\operatorname {s g} \left(\hat {x} _ {\theta , t}\right); t)\right) \right], \\ \end{array} +$$ + +where $\mathrm{sg}$ denotes the stop-gradient operation. Intuitively, the loss uses a distance metric $d$ to measure the mismatch between generated samples $x_{\theta}$ by the ADD-student and the DM-teacher's outputs $\hat{x}_{\psi}(\hat{x}_{\theta,t},t) = (\hat{x}_{\theta,t} - \sigma_t\hat{\epsilon}_{\psi}(\hat{x}_{\theta,t},t)) / \alpha_t$ averaged over timesteps $t$ and noise $\epsilon'$ . Notably, the teacher is not directly applied on generations $\hat{x}_{\theta}$ of the ADD-student but instead on diffused outputs $\hat{x}_{\theta,t} = \alpha_t\hat{x}_{\theta} + \sigma_t\epsilon'$ , as non-diffused inputs would be out-of-distribution for the teacher model [64]. + +In the following, we define the distance function $d(x,y) \coloneqq ||x - y||_2^2$ . Regarding the weighting function $c(t)$ , we consider two options: exponential weighting, where $c(t) = \alpha_t$ (higher noise levels contribute less), and score distillation sampling (SDS) weighting [47]. In the supplementary material, we demonstrate that with $d(x,y) = ||x - y||_2^2$ and a specific choice for $c(t)$ , our distillation loss becomes equivalent to the SDS objective $\mathcal{L}_{\mathrm{SDS}}$ , as proposed in [47]. The advantage of our formulation is its ability to enable direct visualization of the reconstruction targets and that it naturally facilitates the execution of several consecutive denoising steps. Lastly, we also evaluate noise-free score distillation (NFSD) objective, a recently proposed variant of SDS [25]. + +# 4 Experiments + +For our experiments, we train two models of different capacities, ADD-M (860M parameters) and ADD-XL (3.1B parameters). For ablating ADD-M, we use a Stable Diffusion (SD) 2.1 backbone [50], and for fair comparisons with other baselines, we use SD1.5. ADD-XL utilizes a SDXL [46] backbone. All experiments are conducted at a standardized resolution of $512 \times 512$ pixels; outputs from models generating higher resolutions are down-sampled to this size. + +![](images/bd727c93c2bb1b70cbe4e13d305b5f5f441de8e81f1295c3f09d98659ff9e3df.jpg) +A cinematic shot of a professor sloth wearing a tuxedo at a BBQ party. +Fig. 3: Qualitative comparison to state-of-the-art fast samplers. Single step samples from our ADD-XL (top) and LCM-XL [36], our custom StyleGAN-T [54] baseline, InstaFlow [32] and MUSE. For MUSE, we use the OpenMUSE implementation and default inference settings with 16 sampling steps. For LCM-XL, we sample with 1, 2 and 4 steps. Our model outperforms all other few-step samplers in a single step. + +![](images/9c82251665a52aa5ae2071aaa3e126f18f9dad687ac2cbb61fd2a6348a357327.jpg) +A high-quality photo of a confused bear in calculus class. The bear is wearing a party hat and steampunk armor. + +
ArchObjectiveFID ↓CS ↑
ViT-SDINOv121.50.312
ViT-SDINOv220.60.319
ViT-LDINOv224.00.302
ViT-LCLIP23.30.308
+ +
\( {c}_{\text{text }} \)\( {c}_{\text{img }} \)FID \( \downarrow \)CS \( \uparrow \)
✘✘21.20.302
✓✘21.20.307
✘✓21.10.316
✓✓20.60.319
+ +
InitializationFID ↓CS ↑
Random293.60.065
Pretrained20.60.319
+ +(a) Discriminator feature networks. Small, modern DINO networks perform best. + +(b) Discriminator conditioning: Combining image and text conditioning is most effective. + +(c) Student pretraining. A randomly initialized student network collapses. + +
LossFID ↓CS ↑
Ladv20.80.315
Ldist315.60.076
Ladv + λLdist,exp20.60.319
Ladv + λLdist,sds22.30.325
Ladv + λLdist,nfsd21.80.327
+ +
StudentTeacherFID ↓CS ↑
SD2.1SD2.120.60.319
SD2.1SDXL21.30.321
SDXLSD2.129.30.314
SDXLSDXL28.410.325
+ +
StepsFID ↓CS ↑
120.60.319
220.80.321
420.30.317
+ +(d) Loss terms. Both losses are needed and exponential weighting of $\mathcal{L}_{\mathrm{distill}}$ is beneficial. + +(e) Teacher type. The student adopts the teacher's traits (SDXL has higher FID & CS). + +(f) Teacher steps. A single teacher step is sufficient. + +Table 1: ADD ablation study. We report COCO zero-shot $\mathrm{FID}_{5\mathrm{k}}$ (FID) and CLIP score (CS). The results are calculated for a single student step. The default training settings are: DINOv2 ViT-S as the feature network, text and image conditioning for the discriminator, pretrained student weights, a small teacher and student model, and a single teacher step. The training length is 4000 iterations with a batch size of 128. Default settings are marked in gray. + +![](images/4f6d967634c75fc68a7b58c5c76a620ae886896252537a10e98d53a7fd227abd.jpg) +Fig. 4: Qualitative comparison to the teacher model. ADD-XL can outperform its teacher model SDXL in the multi-step setting. The adversarial loss boosts realism, particularly enhancing textures (fur, fabric, skin) while reducing oversmoothing, commonly observed in diffusion model samples. ADD-XL's overall sample diversity tends to be lower. + +We employ a distillation weighting factor of $\lambda = 2.5$ across all experiments. Additionally, the R1 penalty strength $\gamma$ is set to $10^{-5}$ . For discriminator conditioning, we use a pretrained CLIP-ViT-g-14 text encoder [48] to compute text embeddings $c_{\mathrm{text}}$ and the CLS embedding of a DINOv2 ViT-L encoder [43] for image embeddings $c_{\mathrm{img}}$ . For the baselines, we use the best publicly available models: Latent diffusion models [46,50] (SD1.5 $^1$ , SDXL $^2$ ) cascaded pixel diffusion models [51] (IF-XL $^3$ ), distilled diffusion models [35,37] (LCM-1.5, LCM-1.5-XL $^4$ ), and OpenMUSE $^5$ [44], a reimplementation of MUSE [4], a transformer model specifically developed for fast inference. Note that we compare to the SDXL-Base-1.0 model without its additional refiner model; this is to ensure a fair comparison. As there are no public state-of-the-art GAN models, we retrain StyleGAN-T [54] with our improved discriminator. This baseline (StyleGAN-T++) significantly outperforms the previous best GANs in FID and CS, see supplementary. We quantify sample quality via FID [15] and text alignment via CLIP score [14]. For CLIP score, we use ViT-g-14 model trained on LAION-2B [57]. Both metrics are evaluated on 5k samples from COCO2017 [30]. + +# 4.1 Ablation Study + +Our training setup opens up a number of design spaces regarding the adversarial loss, distillation loss, initialization, and loss interplay. We conduct an ablation study on several choices in Table 1; key insights are highlighted below each table. We will discuss each experiment in the following. + +Discriminator feature networks. (Table 1a). Recent insights by Stein et al. [63] suggest that ViTs trained with the CLIP [48] or DINO [3,43] objectives are particularly well-suited for evaluating the performance of generative models. Similarly, these models also seem effective as discriminator feature networks, with DINOv2 emerging as the best choice. Interestingly, ViT-S outperforms ViT-L, which is a counterintuitive result. Similar results have been obtained in [54], suggesting that discriminators don't strictly adhere to scaling laws. + +Discriminator conditioning. (Table 1b). Similar to prior studies, we observe that text conditioning of the discriminator enhances results. Notably, image conditioning outperforms text conditioning, and the combination of both $c_{\mathrm{text}}$ and $c_{\mathrm{img}}$ yields the best results. + +Student pretraining. (Table 1c). Our experiments demonstrate the importance of pretraining the ADD-student. Being able to use pretrained generators is a significant advantage over pure GAN approaches. A problem of GANs is the lack of scalability; both Sauer et al. [54] and Kang et al. [22] observe a saturation of performance after a certain network capacity is reached. This observation contrasts the generally smooth scaling laws of DMs [45]. However, ADD can + +1 https://github.com/CompVis/stable-diffusion +2 https://github.com/Stability-AI/generative-models +3 https://github.com/deep-floyd/IF +4 https://huggingface.co/latent-consistency/lcm-lora-sdxl +5 https://huggingface.co/openMUSE + +
Method#StepsTime (s)FID ↓CLIP ↑
DPM Solver [33]250.8820.10.318
80.3431.70.320
Progressive Distillation [39]10.0937.20.275
20.1326.00.297
40.2126.40.300
CFG-Aware Distillation [27]80.3424.20.300
InstaFlow-0.9B [32]10.0923.40.304
InstaFlow-1.7B [32]10.1222.40.309
UFOGen [67]10.0922.50.311
ADD-M10.0919.70.326
+ +Table 2: Distillation Comparison We compare ADD to other distillation methods via COCO zero-shot $\mathrm{FID}_{5\mathrm{k}}$ (FID) and CLIP score (CS). All models are based on SD1.5. + +effectively leverage larger pretrained DMs (see Table 1c) and benefit from stable DM pretraining. Generally, adversarial training demands carefully designed, specialized architectures to work well (e.g. equalized learning rates). A pretrained student appears to circumvent this need and allows leveraging the vast design space and the stable pretraining of diffusion models. + +Loss terms. (Table 1d). We find that both losses are beneficial. The adversarial loss functions decently well on its own which we attribute to our discriminator design. The distillation loss on its own is not effective and cannot improve over the initial performance of the non-distilled student in the single step setting. However, when combined with the adversarial loss, there is a noticeable improvement in results, particularly CLIP score, i.e. the text alignment, is boosted noticeably. Different distillation loss weighting schedules lead to different behaviours, the exponential schedule tends to yield more diverse samples, as indicated by lower FID, SDS and NFSD schedules improve quality and text alignment. While we use the exponential schedule as the default setting in all other ablations, we opt for the NFSD weighting for training our final model. Choosing an optimal weighting function presents an opportunity for improvement. Alternatively, scheduling the distillation weights over training, as explored in the 3D generative modeling literature [20] could be considered. + +Given the strong performance of pure adversarial training, we hypothesize that by continued research into adversarial training and further improved discriminator architectures, it is possible to achieve similar performance to our current setup with an adversarial loss only. + +Teacher type. (Table 1e). Interestingly, a bigger student and teacher does not necessarily result in better FID and CS. Rather, the student adopts the teachers characteristics. SDXL obtains generally higher FID, possibly because of its less diverse output, yet it exhibits higher image quality and text alignment [46]. + +![](images/2748be769b9cc6d6600cc779f26751f2a05509730626990973ffe1977624f652.jpg) +Fig. 5: Performance vs. speed. We visualize the results reported in Fig. 7 in combination with the inference speeds of the respective models. The speeds are calculated for generating a single sample at resolution 512x512 on an A100 in mixed precision. + +Teacher steps. (Table 1f). While our distillation loss formulation allows taking several consecutive steps with the teacher by construction, we find that several steps do not conclusively result in better performance. + +# 4.2 Quantitative Comparison to State-of-the-Art + +For our main comparison with other approaches, we refrain from using automated metrics, as user preference studies are more reliable [46]. In the study, we aim to assess both prompt adherence and the overall image. As a performance measure, we compute win percentages for pairwise comparisons and ELO scores when comparing several approaches. For the reported ELO scores we calculate the mean scores between both prompt following and image quality. Details on the ELO score computation and the study parameters are listed in the supplementary material. + +Fig. 6 and Fig. 7 present the study results. The most important results are: First, ADD-XL outperforms LCM-XL (4 steps) with a single step. Second, ADD-XL can beat SDXL (50 steps) with four steps in the majority of comparisons. This makes ADD-XL the state-of-the-art in both the single and the multiple steps setting. Fig. 5 visualizes ELO scores relative to inference speed. Lastly, Table 2 compares different few-step sampling and distillation methods using the same base model. ADD outperforms all other approaches including the standard DPM solver with eight steps. + +![](images/68ed28be55b14ce86e9787681efabf2a512d1cdcdf37309133fc465e76beaa73.jpg) +Fig.6: User preference study (single step). We compare the performance of ADD-XL (1-step) against established baselines. ADD-XL model outperforms all models, except SDXL in human preference for both image quality and prompt alignment. Using more sampling steps further improves our model (bottom row). + +![](images/87cd28a32f9e361dc36df0910ee05a955fea32572a2e80920716016f6c40c4fb.jpg) + +![](images/aa4cea259e1b93c1a68887059237a07b5868fe825dbc98e05dfb5d679b682602.jpg) +Fig. 7: User preference study (multiple steps). We compare the performance of ADD-XL (4-step) against established baselines. Our ADD-XL model outperforms all models, including its teacher SDXL 1.0 (base, no refiner) [46], in human preference for both image quality and prompt alignment. + +![](images/fc582aa455fcf66c53ebb6fe9cac6e6112dec3ffe10cd850c70c9bb70b31e7e4.jpg) + +# 4.3 Qualitative Results + +To complement our quantitative studies above, we present qualitative results in this section. To paint a more complete picture, we provide additional samples and qualitative comparisons in the supplementary material. Fig. 3 compares ADD-XL (1 step) against the best current baselines in the few-steps regime. Fig. 8 illustrates the iterative sampling process of ADD-XL. These results showcase our model's ability to improve upon an initial sample. Such iterative improvement represents another significant benefit over pure GAN approaches like StyleGAN-T++. Lastly, Fig. 4 compares ADD-XL directly with its teacher model SDXL-Base. As indicated by the user studies in Section 4.2, ADD-XL outperforms its teacher in both quality and prompt alignment. The enhanced realism comes at the cost of slightly decreased sample diversity. + +# 5 Discussion + +This work introduces Adversarial Diffusion Distillation, a general method for distilling a pretrained diffusion model into a fast, few-step image generation model. + +![](images/fba23d283e3af1f88eeac81e3205572389a3fabc9bf2d3f666f672c150f6485c.jpg) +A bald eagle made of chocolate powder, mango, and whipped cream + +![](images/32980f762d2d44c67b6f03928e1737efaf1a912aae96910ff97dd16d947c0a51.jpg) +Fig. 8: Qualitative effect of sampling steps. We show qualitative examples when sampling ADD-XL with 1, 2, and 4 steps. Single-step samples are often already of high quality, but increasing the number of steps can further improve the consistency (e.g. second prompt, first column) and attention to detail (e.g. second prompt, second column). The seeds are constant within columns and we see that the general layout is preserved across sampling steps, allowing for fast exploration of outputs while retaining the possibility to refine. + +![](images/7e6da82bc273fbfaee52b5a238903943ce96009892f6e65c2a3a70f3bcca3b7b.jpg) +A blue colored dog. + +We combine an adversarial and a score distillation objective to distill the public Stable Diffusion [50] and SDXL [46] models, leveraging both real data through the discriminator and structural understanding through the diffusion teacher. 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Zhang, Q., Chen, Y.: Fast sampling of diffusion models with exponential integrator. arXiv preprint arXiv:2204.13902 (2022) \ No newline at end of file diff --git a/2024/Adversarial Diffusion Distillation/images.zip b/2024/Adversarial Diffusion Distillation/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..a082cd8d932f06a458a8eceeefb577cdaebe3b62 --- /dev/null +++ b/2024/Adversarial Diffusion Distillation/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:88214a44ca27ab15e7471e851e567b29725383883185cdb990fbc57e370ef3fe +size 681729 diff --git a/2024/Adversarial Diffusion Distillation/layout.json b/2024/Adversarial Diffusion Distillation/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..c71dff9944115b4ff5db79ed5bb6b40ed9ceb56d --- /dev/null +++ b/2024/Adversarial Diffusion Distillation/layout.json @@ -0,0 +1,9127 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 192, + 112, + 422, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 192, + 112, + 422, + 128 + ], + "spans": [ + { + "bbox": [ + 192, + 112, + 422, + 128 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 149, + 152, + 464, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 152, + 464, + 164 + ], + "spans": [ + { + "bbox": [ + 149, + 152, + 464, + 164 + ], + "type": "text", + "content": "Axel Sauer, Dominik Lorenz, Andreas Blattmann, and Robin Rombach" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 281, + 172, + 332, + 183 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 172, + 332, + 183 + ], + "spans": [ + { + "bbox": [ + 281, + 172, + 332, + 183 + ], + "type": "text", + "content": "Stability AI" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 225, + 455, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 225, + 455, + 346 + ], + "spans": [ + { + "bbox": [ + 160, + 225, + 455, + 346 + ], + "type": "text", + "content": "Abstract. We introduce Adversarial Diffusion Distillation (ADD), a novel training approach that efficiently samples large-scale foundational image diffusion models in just 1-4 steps while maintaining high image quality. We use score distillation to leverage large-scale off-the-shelf image diffusion models as a teacher signal in combination with an adversarial loss to ensure high image fidelity even in the low-step regime of one or two sampling steps. Our analyses show that our model clearly outperforms existing few-step methods (GANs, Latent Consistency Models) in a single step and reaches the performance of state-of-the-art diffusion models (SDXL) in only four steps. ADD is the first method to unlock single-step, real-time image synthesis with foundation models." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "spans": [ + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "type": "text", + "content": "Keywords: Diffusion Models " + }, + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "type": "text", + "content": " GANs " + }, + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 358, + 372, + 370 + ], + "type": "text", + "content": " Distillation" + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 149, + 417, + 463, + 608 + ], + "blocks": [ + { + "bbox": [ + 149, + 417, + 463, + 608 + ], + "lines": [ + { + "bbox": [ + 149, + 417, + 463, + 608 + ], + "spans": [ + { + "bbox": [ + 149, + 417, + 463, + 608 + ], + "type": "image", + "image_path": "4f91da1a35391cb8b14d8bb21e12525913bfe577a9c5fc911a52c85acedbc1f9.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 615, + 482, + 638 + ], + "lines": [ + { + "bbox": [ + 132, + 615, + 482, + 638 + ], + "spans": [ + { + "bbox": [ + 132, + 615, + 482, + 638 + ], + "type": "text", + "content": "Fig. 1: Generating high-fidelity " + }, + { + "bbox": [ + 132, + 615, + 482, + 638 + ], + "type": "inline_equation", + "content": "512^{2}" + }, + { + "bbox": [ + 132, + 615, + 482, + 638 + ], + "type": "text", + "content": " images in a single step. All samples are generated with a single U-Net evaluation trained with adversarial diffusion distillation." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 230, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 230, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 230, + 127 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 281 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 281 + ], + "type": "text", + "content": "Diffusion models (DMs) [18, 59, 62] have taken a central role in the field of generative modeling and have recently enabled remarkable advances in high-quality image- [1, 49, 50] and video- [2, 8, 17] synthesis. One of the key strengths of DMs is their scalability and iterative nature, which allows them to handle complex tasks such as image synthesis from free-form text prompts. However, the iterative inference process in DMs requires a significant number of sampling steps, which currently hinders their real-time application. Generative Adversarial Networks (GANs) [11, 23, 24], on the other hand, are characterized by their single-step formulation and inherent speed. But despite attempts to scale to large datasets [22, 55], GANs often fall short of DMs in terms of sample quality. The aim of this work is to combine the superior sample quality of DMs with the inherent speed of GANs." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 283, + 482, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 283, + 482, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 283, + 482, + 462 + ], + "type": "text", + "content": "Our approach is conceptually simple: We propose Adversarial Diffusion Distillation (ADD), a general approach that reduces the number of inference steps of a pre-trained diffusion model to 1-4 sampling steps while maintaining high sampling fidelity and potentially further improving the overall performance of the model. To this end, we introduce a combination of two training objectives: (i) an adversarial loss and (ii) a distillation loss that corresponds to score distillation sampling (SDS) [47]. The adversarial loss forces the model to directly generate samples that lie on the manifold of real images at each forward pass, avoiding blurriness and other artifacts typically observed in other distillation methods [39]. The distillation loss uses another pretrained (and fixed) DM as a teacher to effectively utilize the extensive knowledge of the pretrained DM and preserve the strong compositionality observed in large DMs. During inference, our approach does not use classifier-free guidance [16], further reducing memory requirements. We retain the model's ability to improve results through iterative refinement, which is an advantage over previous one-step GAN-based approaches [54]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 462, + 363, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 462, + 363, + 473 + ], + "spans": [ + { + "bbox": [ + 146, + 462, + 363, + 473 + ], + "type": "text", + "content": "Our contributions can be summarized as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 137, + 480, + 480, + 585 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 138, + 480, + 479, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 480, + 479, + 502 + ], + "spans": [ + { + "bbox": [ + 138, + 480, + 479, + 502 + ], + "type": "text", + "content": "- We introduce ADD, a method for turning pretrained diffusion models into high-fidelity, real-time image generators using only 1-4 sampling steps." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 505, + 479, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 505, + 479, + 525 + ], + "spans": [ + { + "bbox": [ + 138, + 505, + 479, + 525 + ], + "type": "text", + "content": "- Our method uses a novel combination of adversarial training and score distillation, for which we carefully ablate several design choices." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 528, + 479, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 528, + 479, + 561 + ], + "spans": [ + { + "bbox": [ + 138, + 528, + 479, + 561 + ], + "type": "text", + "content": "- ADD significantly outperforms strong baselines such as LCM, LCM-XL [34] and single-step GANs [54], and is able to handle complex image compositions while maintaining high image realism at only a single inference step." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 137, + 563, + 480, + 585 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 563, + 480, + 585 + ], + "spans": [ + { + "bbox": [ + 137, + 563, + 480, + 585 + ], + "type": "text", + "content": "- Using four sampling steps, ADD-XL outperforms its teacher model SDXL-Base at a resolution of " + }, + { + "bbox": [ + 137, + 563, + 480, + 585 + ], + "type": "inline_equation", + "content": "512^{2}" + }, + { + "bbox": [ + 137, + 563, + 480, + 585 + ], + "type": "text", + "content": " px." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 605, + 227, + 618 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 605, + 227, + 618 + ], + "spans": [ + { + "bbox": [ + 132, + 605, + 227, + 618 + ], + "type": "text", + "content": "2 Background" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": "While diffusion models achieve remarkable performance in synthesizing and editing high-resolution images [1, 49, 50] and videos [2, 17], their iterative nature hinders real-time application. Latent diffusion models [50] attempt to solve this problem by" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 225, + 119, + 394, + 260 + ], + "blocks": [ + { + "bbox": [ + 225, + 119, + 394, + 260 + ], + "lines": [ + { + "bbox": [ + 225, + 119, + 394, + 260 + ], + "spans": [ + { + "bbox": [ + 225, + 119, + 394, + 260 + ], + "type": "image", + "image_path": "3ba5f574801cf3288fa53c9cec3b8b639c045760e02305542c79ae7d704cd31e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "lines": [ + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "spans": [ + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "text", + "content": "Fig. 2: Adversarial Diffusion Distillation. The ADD-student is trained as a denoiser that receives diffused input images " + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "inline_equation", + "content": "x_{s}" + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "text", + "content": " and outputs samples " + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}(x_s,s)" + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "text", + "content": " and optimizes two objectives: a) adversarial loss: the model aims to fool a discriminator which is trained to distinguish the generated samples " + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}" + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "text", + "content": " from real images " + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "text", + "content": ". b) distillation loss: the model is trained to match the denoised targets " + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\psi}" + }, + { + "bbox": [ + 131, + 268, + 482, + 323 + ], + "type": "text", + "content": " of a frozen DM teacher." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 360, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 360, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 360, + 482, + 529 + ], + "type": "text", + "content": "representing images in a more computationally feasible latent space [9], but they still rely on the iterative application of large models with billions of parameters. In addition to utilizing faster samplers for diffusion models [6,33,60,69], there is a growing body of research on model distillation such as progressive distillation [52] and guidance distillation [39]. These approaches reduce the number of iterative sampling steps to 4-8, but may significantly lower the original performance. Furthermore, they require an iterative training process. Consistency models [61] address the latter issue by enforcing a consistency regularization on the ODE trajectory and demonstrate strong performance for pixel-based models in the few-shot setting. LCMs [34] focus on distilling latent diffusion models and achieve impressive performance at 4 sampling steps. Recently, LCM-LoRA [36] introduced a low-rank adaptation [19] training for efficiently learning LCM modules, which can be plugged into different checkpoints for SD and SDXL [46,50]. InstaFlow [32] propose to use Rectified Flows [31] to facilitate a better distillation process." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 533, + 483, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 483, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 483, + 665 + ], + "type": "text", + "content": "All of these methods share common flaws: samples synthesized in four steps often look blurry and exhibit noticeable artifacts. At fewer sampling steps, this problem is further amplified. GANs [11] can also be trained as standalone single-step models for text-to-image synthesis [22,54]. Their sampling speed is impressive, yet the performance lags behind diffusion-based models. In part, this can be attributed to the finely balanced GAN-specific architectures necessary for stable training of the adversarial objective. Scaling these models and integrating advances in neural network architectures without disturbing the balance is notoriously challenging. Additionally, current state-of-the-art text-to-image GANs do not have a method like classifier-free guidance available which is crucial for DMs at scale." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "text", + "content": "Score Distillation Sampling [47] also known as Score Jacobian Chaining [64] is a recently proposed method that has been developed to distill the knowledge of foundational T2I Models into 3D synthesis models. While the majority of SDS-based works [41, 47, 64, 65] use SDS in the context of per-scene optimization for 3D objects, the approach has also been applied to text-to-3D-video-synthesis [58] and in the context of image editing [13]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 188, + 482, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 188, + 482, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 188, + 482, + 247 + ], + "type": "text", + "content": "Recently, the authors of [10] have shown a strong relationship between score-based models and GANs and propose Score GANs, which are trained using score-based diffusion flows from a DM instead of a discriminator. Similarly, Diff-Instruct [38], a method which generalizes SDS, enables to distill a pretrained diffusion model into a generator without discriminator." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 248, + 482, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 482, + 308 + ], + "type": "text", + "content": "Conversely, there are also approaches which aim to improve the diffusion process using adversarial training. For faster sampling, Denoising Diffusion GANs [66] are introduced as a method to enable sampling with few steps. To improve quality, a discriminator loss is added to the score matching objective in Adversarial Score Matching [21] and the consistency objective of CTM [26]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 308, + 482, + 343 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 343 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 343 + ], + "type": "text", + "content": "Our method combines adversarial training and score distillation in a hybrid objective to address the issues in current top performing few-step generative models." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 362, + 202, + 374 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 362, + 202, + 374 + ], + "spans": [ + { + "bbox": [ + 132, + 362, + 202, + 374 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 388, + 483, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 483, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 483, + 568 + ], + "type": "text", + "content": "Our goal is to generate high-fidelity samples in as few sampling steps as possible, while matching the quality of state-of-the-art models [5,46,49,51]. The adversarial objective [11, 56] naturally lends itself to fast generation as it trains a model that outputs samples on the image manifold in a single forward step. However, attempts at scaling GANs to large datasets [54, 55] observed that is critical to not solely rely on the discriminator, but also employ a pretrained classifier or CLIP network for improving text alignment. As remarked in [54], overly utilizing discriminative networks introduces artifacts and image quality suffers. Instead, we utilize the gradient of a pretrained diffusion model via a score distillation objective to improve text alignment and sample quality. Furthermore, instead of training from scratch, we initialize our model with pretrained diffusion model weights; pretraining the generator network is known to significantly improve training with an adversarial loss [12]. Lastly, instead of utilizing a decoder-only architecture used for GAN training [23, 24], we adapt a standard diffusion model framework. This setup naturally enables iterative refinement." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 585, + 259, + 597 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 585, + 259, + 597 + ], + "spans": [ + { + "bbox": [ + 131, + 585, + 259, + 597 + ], + "type": "text", + "content": "3.1 Training Procedure" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Our training procedure is outlined in Fig. 2 and involves three networks: The ADD-student is initialized from a pretrained UNet-DM with weights " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ", a discriminator with trainable weights " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ", and a DM teacher with frozen weights " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ". During training, the ADD-student generates samples " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}(x_s,s)" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " from noisy data " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "x_{s}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ". The noised data points are produced from a dataset of real images " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " via a forward diffusion" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "process " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "x_{s} = \\alpha_{s}x_{0} + \\sigma_{s}\\epsilon" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": ". In our experiments, we use the same coefficients " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "\\alpha_{s}" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "\\sigma_{s}" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " as the student DM and sample " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " uniformly from a set " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "T_{\\mathrm{student}} = \\{\\tau_1,\\dots,\\tau_n\\}" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " chosen student timesteps. In practice, we choose " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "N = 4" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": ". Importantly, we set " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "\\tau_{n} = 1000" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " and enforce zero-terminal SNR [29] during training, as the model needs to start from pure noise during inference." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": "For the adversarial objective, the generated samples " + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}" + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": " and real images " + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": " are passed to the discriminator which aims to distinguish between them. The design of the discriminator and the adversarial loss are described in detail in Sec. 3.2. To distill knowledge from the DM teacher, we diffuse student samples " + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}" + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": " with the teacher's forward process to " + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta,t}" + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": ", and use the teacher's denoising prediction " + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\psi}(\\hat{x}_{\\theta,t},t)" + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": " as a reconstruction target for the distillation loss " + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{distill}}" + }, + { + "bbox": [ + 130, + 176, + 480, + 260 + ], + "type": "text", + "content": ", see Section 3.3. Thus, the overall objective is" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 209, + 270, + 481, + 283 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 270, + 481, + 283 + ], + "spans": [ + { + "bbox": [ + 209, + 270, + 481, + 283 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {G}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) + \\lambda \\mathcal {L} _ {\\text {d i s t i l l}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\psi) \\tag {1}", + "image_path": "4387aaadb503a25e37a52c8e0d3a5e9a6b2866881fef993abd1c2f1831a1960b.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 292, + 482, + 352 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 292, + 482, + 352 + ], + "spans": [ + { + "bbox": [ + 130, + 292, + 482, + 352 + ], + "type": "text", + "content": "While we formulate our method in pixel space, it is straightforward to adapt it to LDMs operating in latent space. When using LDMs with a shared latent space for teacher and student, the distillation loss can be computed in pixel or latent space. We compute the distillation loss in pixel space as this yields more stable gradients when distilling latent diffusion model [68]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 371, + 244, + 381 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 371, + 244, + 381 + ], + "spans": [ + { + "bbox": [ + 132, + 371, + 244, + 381 + ], + "type": "text", + "content": "3.2 Adversarial Loss" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": "For the discriminator, we follow the proposed design and training procedure in [54] which we briefly summarize; for details, we refer the reader to the original work. We use a frozen pretrained feature network " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " and a set of trainable lightweight discriminator heads " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{\\phi,k}" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": ". For the feature network " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": ", Sauer et al. [54] find vision transformers (ViTs) [7] to work well, and we ablate different choice for the ViTs objective and model size in Section 4. The trainable discriminator heads are applied on features " + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "inline_equation", + "content": "F_{k}" + }, + { + "bbox": [ + 130, + 390, + 482, + 475 + ], + "type": "text", + "content": " at different layers of the feature network." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": "To improve performance, the discriminator can be conditioned on additional information via projection [42]. Commonly, a text embedding " + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "inline_equation", + "content": "c_{\\mathrm{text}}" + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": " is used in the text-to-image setting. But, in contrast to standard GAN training, our training configuration also allows to condition on a given image. For " + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "inline_equation", + "content": "\\tau < 1000" + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": ", the ADD-student receives some signal from the input image " + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": ". Therefore, for a given generated sample " + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}(x_s,s)" + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": ", we can condition the discriminator on information from " + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": ". This encourages the ADD-student to utilize the input effectively. In practice, we use an additional feature network to extract an image embedding " + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "inline_equation", + "content": "C_{\\mathrm{img}}" + }, + { + "bbox": [ + 130, + 475, + 482, + 581 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 617 + ], + "type": "text", + "content": "Following [53, 54], we use the hinge loss [28] as the adversarial objective function. Thus the ADD-student's adversarial objective " + }, + { + "bbox": [ + 130, + 582, + 482, + 617 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{adv}}(\\hat{x}_{\\theta}(x_s,s),\\phi)" + }, + { + "bbox": [ + 130, + 582, + 482, + 617 + ], + "type": "text", + "content": " amounts to" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 216, + 625, + 481, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 625, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 216, + 625, + 481, + 666 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {G}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) \\\\ = - \\mathbb {E} _ {s, \\epsilon , x _ {0}} \\left[ \\sum_ {k} \\mathcal {D} _ {\\phi , k} \\left(F _ {k} \\left(\\hat {x} _ {\\theta} \\left(x _ {s}, s\\right)\\right)\\right) \\right], \\tag {2} \\\\ \\end{array}", + "image_path": "4ec347a84b7b3bbd7873cbd930cbb718049c1525b7afad30d286e75d1eba721d.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 347, + 127 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 347, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 347, + 127 + ], + "type": "text", + "content": "whereas the discriminator is trained to minimize" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 199, + 137, + 481, + 206 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 137, + 481, + 206 + ], + "spans": [ + { + "bbox": [ + 199, + 137, + 481, + 206 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\mathcal {L} _ {\\mathrm {a d v}} ^ {\\mathrm {D}} (\\hat {x} _ {\\theta} (x _ {s}, s), \\phi) \\\\ = \\mathbb {E} _ {x _ {0}} \\left[ \\sum_ {k} \\max \\left(0, 1 - \\mathcal {D} _ {\\phi , k} \\left(F _ {k} \\left(x _ {0}\\right)\\right)\\right) + \\gamma R 1 (\\phi) \\right] \\tag {3} \\\\ + \\mathbb {E} _ {\\hat {x} _ {\\theta}} \\left[ \\sum_ {k} \\max (0, 1 + \\mathcal {D} _ {\\phi , k} (F _ {k} (\\hat {x} _ {\\theta}))) \\right], \\\\ \\end{array}", + "image_path": "d9c62e97f7d441e27b72e5c7de5ec8edf9e3f72c1b913059637061adbd493e61.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "spans": [ + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "inline_equation", + "content": "R1" + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "text", + "content": " denotes the R1 gradient penalty [40]. Rather than computing the gradient penalty with respect to the pixel values, we compute it on the input of each discriminator head " + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{\\phi,k}" + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "text", + "content": ". We find that the " + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "inline_equation", + "content": "R1" + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "text", + "content": " penalty is particularly beneficial when training at output resolutions larger than " + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "inline_equation", + "content": "128^2" + }, + { + "bbox": [ + 130, + 216, + 482, + 264 + ], + "type": "text", + "content": " px." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 284, + 274, + 295 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 284, + 274, + 295 + ], + "spans": [ + { + "bbox": [ + 132, + 284, + 274, + 295 + ], + "type": "text", + "content": "3.3 Score Distillation Loss" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 305, + 340, + 318 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 305, + 340, + 318 + ], + "spans": [ + { + "bbox": [ + 132, + 305, + 340, + 318 + ], + "type": "text", + "content": "The distillation loss in Eq. (1) is formulated as" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 220, + 329, + 481, + 357 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 220, + 329, + 481, + 357 + ], + "spans": [ + { + "bbox": [ + 220, + 329, + 481, + 357 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\mathcal {L} _ {\\text {d i s t i l l}} \\left(\\hat {x} _ {\\theta} \\left(x _ {s}, s\\right), \\psi\\right) \\tag {4} \\\\ = \\mathbb {E} _ {t, \\epsilon^ {\\prime}} \\left[ c (t) d \\left(\\hat {x} _ {\\theta}, \\hat {x} _ {\\psi} (\\operatorname {s g} \\left(\\hat {x} _ {\\theta , t}\\right); t)\\right) \\right], \\\\ \\end{array}", + "image_path": "dc6ad83579ee4ebf9710ceb6f18e758082672d3ba6aace40d907cf90505fb2fa.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\mathrm{sg}" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " denotes the stop-gradient operation. Intuitively, the loss uses a distance metric " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " to measure the mismatch between generated samples " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "x_{\\theta}" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " by the ADD-student and the DM-teacher's outputs " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\psi}(\\hat{x}_{\\theta,t},t) = (\\hat{x}_{\\theta,t} - \\sigma_t\\hat{\\epsilon}_{\\psi}(\\hat{x}_{\\theta,t},t)) / \\alpha_t" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " averaged over timesteps " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " and noise " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\epsilon'" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": ". Notably, the teacher is not directly applied on generations " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta}" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " of the ADD-student but instead on diffused outputs " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\hat{x}_{\\theta,t} = \\alpha_t\\hat{x}_{\\theta} + \\sigma_t\\epsilon'" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": ", as non-diffused inputs would be out-of-distribution for the teacher model [64]." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": "In the following, we define the distance function " + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "inline_equation", + "content": "d(x,y) \\coloneqq ||x - y||_2^2" + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": ". Regarding the weighting function " + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "inline_equation", + "content": "c(t)" + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": ", we consider two options: exponential weighting, where " + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "inline_equation", + "content": "c(t) = \\alpha_t" + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": " (higher noise levels contribute less), and score distillation sampling (SDS) weighting [47]. In the supplementary material, we demonstrate that with " + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "inline_equation", + "content": "d(x,y) = ||x - y||_2^2" + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": " and a specific choice for " + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "inline_equation", + "content": "c(t)" + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": ", our distillation loss becomes equivalent to the SDS objective " + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{SDS}}" + }, + { + "bbox": [ + 130, + 451, + 482, + 571 + ], + "type": "text", + "content": ", as proposed in [47]. The advantage of our formulation is its ability to enable direct visualization of the reconstruction targets and that it naturally facilitates the execution of several consecutive denoising steps. Lastly, we also evaluate noise-free score distillation (NFSD) objective, a recently proposed variant of SDS [25]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 590, + 230, + 604 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 590, + 230, + 604 + ], + "spans": [ + { + "bbox": [ + 132, + 590, + 230, + 604 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 617, + 482, + 689 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 689 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 689 + ], + "type": "text", + "content": "For our experiments, we train two models of different capacities, ADD-M (860M parameters) and ADD-XL (3.1B parameters). For ablating ADD-M, we use a Stable Diffusion (SD) 2.1 backbone [50], and for fair comparisons with other baselines, we use SD1.5. ADD-XL utilizes a SDXL [46] backbone. All experiments are conducted at a standardized resolution of " + }, + { + "bbox": [ + 130, + 617, + 482, + 689 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 617, + 482, + 689 + ], + "type": "text", + "content": " pixels; outputs from models generating higher resolutions are down-sampled to this size." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 138, + 225, + 318, + 510 + ], + "blocks": [ + { + "bbox": [ + 164, + 208, + 312, + 222 + ], + "lines": [ + { + "bbox": [ + 164, + 208, + 312, + 222 + ], + "spans": [ + { + "bbox": [ + 164, + 208, + 312, + 222 + ], + "type": "text", + "content": "A cinematic shot of a professor sloth wearing a tuxedo at a BBQ party." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 138, + 225, + 318, + 510 + ], + "lines": [ + { + "bbox": [ + 138, + 225, + 318, + 510 + ], + "spans": [ + { + "bbox": [ + 138, + 225, + 318, + 510 + ], + "type": "image", + "image_path": "bd727c93c2bb1b70cbe4e13d305b5f5f441de8e81f1295c3f09d98659ff9e3df.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 517, + 482, + 574 + ], + "lines": [ + { + "bbox": [ + 130, + 517, + 482, + 574 + ], + "spans": [ + { + "bbox": [ + 130, + 517, + 482, + 574 + ], + "type": "text", + "content": "Fig. 3: Qualitative comparison to state-of-the-art fast samplers. Single step samples from our ADD-XL (top) and LCM-XL [36], our custom StyleGAN-T [54] baseline, InstaFlow [32] and MUSE. For MUSE, we use the OpenMUSE implementation and default inference settings with 16 sampling steps. For LCM-XL, we sample with 1, 2 and 4 steps. Our model outperforms all other few-step samplers in a single step." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 321, + 226, + 479, + 509 + ], + "blocks": [ + { + "bbox": [ + 322, + 202, + 477, + 222 + ], + "lines": [ + { + "bbox": [ + 322, + 202, + 477, + 222 + ], + "spans": [ + { + "bbox": [ + 322, + 202, + 477, + 222 + ], + "type": "text", + "content": "A high-quality photo of a confused bear in calculus class. The bear is wearing a party hat and steampunk armor." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 321, + 226, + 479, + 509 + ], + "lines": [ + { + "bbox": [ + 321, + 226, + 479, + 509 + ], + "spans": [ + { + "bbox": [ + 321, + 226, + 479, + 509 + ], + "type": "image", + "image_path": "9c82251665a52aa5ae2071aaa3e126f18f9dad687ac2cbb61fd2a6348a357327.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 138, + 121, + 251, + 155 + ], + "blocks": [ + { + "bbox": [ + 138, + 121, + 251, + 155 + ], + "lines": [ + { + "bbox": [ + 138, + 121, + 251, + 155 + ], + "spans": [ + { + "bbox": [ + 138, + 121, + 251, + 155 + ], + "type": "table", + "html": "
ArchObjectiveFID ↓CS ↑
ViT-SDINOv121.50.312
ViT-SDINOv220.60.319
ViT-LDINOv224.00.302
ViT-LCLIP23.30.308
", + "image_path": "f9c4db084f1fd9bd290f5e816c3c58ffe9e5fec2912acf53fa946147ba01a79c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 256, + 121, + 361, + 156 + ], + "blocks": [ + { + "bbox": [ + 256, + 121, + 361, + 156 + ], + "lines": [ + { + "bbox": [ + 256, + 121, + 361, + 156 + ], + "spans": [ + { + "bbox": [ + 256, + 121, + 361, + 156 + ], + "type": "table", + "html": "
\\( {c}_{\\text{text }} \\)\\( {c}_{\\text{img }} \\)FID \\( \\downarrow \\)CS \\( \\uparrow \\)
✘✘21.20.302
✓✘21.20.307
✘✓21.10.316
✓✓20.60.319
", + "image_path": "3c5b8362836130e76650b5a6e66e03965788e458a14b44d63372d6546268af44.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 380, + 121, + 477, + 144 + ], + "blocks": [ + { + "bbox": [ + 380, + 121, + 477, + 144 + ], + "lines": [ + { + "bbox": [ + 380, + 121, + 477, + 144 + ], + "spans": [ + { + "bbox": [ + 380, + 121, + 477, + 144 + ], + "type": "table", + "html": "
InitializationFID ↓CS ↑
Random293.60.065
Pretrained20.60.319
", + "image_path": "f7518089a2ac552d69bb639db39520093ac9847a862f981256558db804c3008c.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 157, + 242, + 182 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 157, + 242, + 182 + ], + "spans": [ + { + "bbox": [ + 132, + 157, + 242, + 182 + ], + "type": "text", + "content": "(a) Discriminator feature networks. Small, modern DINO networks perform best." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 252, + 156, + 362, + 182 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 252, + 156, + 362, + 182 + ], + "spans": [ + { + "bbox": [ + 252, + 156, + 362, + 182 + ], + "type": "text", + "content": "(b) Discriminator conditioning: Combining image and text conditioning is most effective." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 372, + 156, + 481, + 182 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 156, + 481, + 182 + ], + "spans": [ + { + "bbox": [ + 372, + 156, + 481, + 182 + ], + "type": "text", + "content": "(c) Student pretraining. A randomly initialized student network collapses." + } + ] + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 138, + 196, + 252, + 239 + ], + "blocks": [ + { + "bbox": [ + 138, + 196, + 252, + 239 + ], + "lines": [ + { + "bbox": [ + 138, + 196, + 252, + 239 + ], + "spans": [ + { + "bbox": [ + 138, + 196, + 252, + 239 + ], + "type": "table", + "html": "
LossFID ↓CS ↑
Ladv20.80.315
Ldist315.60.076
Ladv + λLdist,exp20.60.319
Ladv + λLdist,sds22.30.325
Ladv + λLdist,nfsd21.80.327
", + "image_path": "e739bd2df4c5b8b68028efa510fd222767a00ac8917cf926afbc254ad32130c1.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "type": "table", + "bbox": [ + 255, + 196, + 361, + 229 + ], + "blocks": [ + { + "bbox": [ + 255, + 196, + 361, + 229 + ], + "lines": [ + { + "bbox": [ + 255, + 196, + 361, + 229 + ], + "spans": [ + { + "bbox": [ + 255, + 196, + 361, + 229 + ], + "type": "table", + "html": "
StudentTeacherFID ↓CS ↑
SD2.1SD2.120.60.319
SD2.1SDXL21.30.321
SDXLSD2.129.30.314
SDXLSDXL28.410.325
", + "image_path": "b64ce55e38537fe28894ba49ba95142283be127224e037e53e5fdfebd4bb2967.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_body" + } + ], + "index": 9 + }, + { + "type": "table", + "bbox": [ + 387, + 196, + 467, + 223 + ], + "blocks": [ + { + "bbox": [ + 387, + 196, + 467, + 223 + ], + "lines": [ + { + "bbox": [ + 387, + 196, + 467, + 223 + ], + "spans": [ + { + "bbox": [ + 387, + 196, + 467, + 223 + ], + "type": "table", + "html": "
StepsFID ↓CS ↑
120.60.319
220.80.321
420.30.317
", + "image_path": "dd35ed425a726b9c9c8f48d7edcab628102edbfa45c1232601bf4b3b6ca904c1.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_body" + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 240, + 242, + 271 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 240, + 242, + 271 + ], + "spans": [ + { + "bbox": [ + 132, + 240, + 242, + 271 + ], + "type": "text", + "content": "(d) Loss terms. Both losses are needed and exponential weighting of " + }, + { + "bbox": [ + 132, + 240, + 242, + 271 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{distill}}" + }, + { + "bbox": [ + 132, + 240, + 242, + 271 + ], + "type": "text", + "content": " is beneficial." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 252, + 239, + 362, + 265 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 252, + 239, + 362, + 265 + ], + "spans": [ + { + "bbox": [ + 252, + 239, + 362, + 265 + ], + "type": "text", + "content": "(e) Teacher type. The student adopts the teacher's traits (SDXL has higher FID & CS)." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 372, + 239, + 481, + 257 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 239, + 481, + 257 + ], + "spans": [ + { + "bbox": [ + 372, + 239, + 481, + 257 + ], + "type": "text", + "content": "(f) Teacher steps. A single teacher step is sufficient." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 281, + 482, + 348 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 281, + 482, + 348 + ], + "spans": [ + { + "bbox": [ + 132, + 281, + 482, + 348 + ], + "type": "text", + "content": "Table 1: ADD ablation study. We report COCO zero-shot " + }, + { + "bbox": [ + 132, + 281, + 482, + 348 + ], + "type": "inline_equation", + "content": "\\mathrm{FID}_{5\\mathrm{k}}" + }, + { + "bbox": [ + 132, + 281, + 482, + 348 + ], + "type": "text", + "content": " (FID) and CLIP score (CS). The results are calculated for a single student step. The default training settings are: DINOv2 ViT-S as the feature network, text and image conditioning for the discriminator, pretrained student weights, a small teacher and student model, and a single teacher step. The training length is 4000 iterations with a batch size of 128. Default settings are marked in gray." + } + ] + } + ], + "index": 14 + }, + { + "type": "image", + "bbox": [ + 138, + 374, + 479, + 591 + ], + "blocks": [ + { + "bbox": [ + 138, + 374, + 479, + 591 + ], + "lines": [ + { + "bbox": [ + 138, + 374, + 479, + 591 + ], + "spans": [ + { + "bbox": [ + 138, + 374, + 479, + 591 + ], + "type": "image", + "image_path": "4f6d967634c75fc68a7b58c5c76a620ae886896252537a10e98d53a7fd227abd.jpg" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 599, + 482, + 654 + ], + "lines": [ + { + "bbox": [ + 132, + 599, + 482, + 654 + ], + "spans": [ + { + "bbox": [ + 132, + 599, + 482, + 654 + ], + "type": "text", + "content": "Fig. 4: Qualitative comparison to the teacher model. ADD-XL can outperform its teacher model SDXL in the multi-step setting. The adversarial loss boosts realism, particularly enhancing textures (fur, fabric, skin) while reducing oversmoothing, commonly observed in diffusion model samples. ADD-XL's overall sample diversity tends to be lower." + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_caption" + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": "We employ a distillation weighting factor of " + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "\\lambda = 2.5" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": " across all experiments. Additionally, the R1 penalty strength " + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": " is set to " + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "10^{-5}" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": ". For discriminator conditioning, we use a pretrained CLIP-ViT-g-14 text encoder [48] to compute text embeddings " + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "c_{\\mathrm{text}}" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": " and the CLS embedding of a DINOv2 ViT-L encoder [43] for image embeddings " + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "c_{\\mathrm{img}}" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": ". For the baselines, we use the best publicly available models: Latent diffusion models [46,50] (SD1.5" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "^1" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": ", SDXL" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "^2" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": ") cascaded pixel diffusion models [51] (IF-XL" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "^3" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": "), distilled diffusion models [35,37] (LCM-1.5, LCM-1.5-XL" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "^4" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": "), and OpenMUSE" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "inline_equation", + "content": "^5" + }, + { + "bbox": [ + 130, + 116, + 483, + 308 + ], + "type": "text", + "content": " [44], a reimplementation of MUSE [4], a transformer model specifically developed for fast inference. Note that we compare to the SDXL-Base-1.0 model without its additional refiner model; this is to ensure a fair comparison. As there are no public state-of-the-art GAN models, we retrain StyleGAN-T [54] with our improved discriminator. This baseline (StyleGAN-T++) significantly outperforms the previous best GANs in FID and CS, see supplementary. We quantify sample quality via FID [15] and text alignment via CLIP score [14]. For CLIP score, we use ViT-g-14 model trained on LAION-2B [57]. Both metrics are evaluated on 5k samples from COCO2017 [30]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 325, + 238, + 338 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 325, + 238, + 338 + ], + "spans": [ + { + "bbox": [ + 131, + 325, + 238, + 338 + ], + "type": "text", + "content": "4.1 Ablation Study" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 346, + 483, + 394 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 483, + 394 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 483, + 394 + ], + "type": "text", + "content": "Our training setup opens up a number of design spaces regarding the adversarial loss, distillation loss, initialization, and loss interplay. We conduct an ablation study on several choices in Table 1; key insights are highlighted below each table. We will discuss each experiment in the following." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 399, + 483, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 399, + 483, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 399, + 483, + 483 + ], + "type": "text", + "content": "Discriminator feature networks. (Table 1a). Recent insights by Stein et al. [63] suggest that ViTs trained with the CLIP [48] or DINO [3,43] objectives are particularly well-suited for evaluating the performance of generative models. Similarly, these models also seem effective as discriminator feature networks, with DINOv2 emerging as the best choice. Interestingly, ViT-S outperforms ViT-L, which is a counterintuitive result. Similar results have been obtained in [54], suggesting that discriminators don't strictly adhere to scaling laws." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "spans": [ + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "type": "text", + "content": "Discriminator conditioning. (Table 1b). Similar to prior studies, we observe that text conditioning of the discriminator enhances results. Notably, image conditioning outperforms text conditioning, and the combination of both " + }, + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "type": "inline_equation", + "content": "c_{\\mathrm{text}}" + }, + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "type": "inline_equation", + "content": "c_{\\mathrm{img}}" + }, + { + "bbox": [ + 130, + 488, + 482, + 537 + ], + "type": "text", + "content": " yields the best results." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 542, + 482, + 615 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 542, + 482, + 615 + ], + "spans": [ + { + "bbox": [ + 130, + 542, + 482, + 615 + ], + "type": "text", + "content": "Student pretraining. (Table 1c). Our experiments demonstrate the importance of pretraining the ADD-student. Being able to use pretrained generators is a significant advantage over pure GAN approaches. A problem of GANs is the lack of scalability; both Sauer et al. [54] and Kang et al. [22] observe a saturation of performance after a certain network capacity is reached. This observation contrasts the generally smooth scaling laws of DMs [45]. However, ADD can" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 133, + 620, + 370, + 677 + ], + "type": "list", + "angle": 0, + "index": 13, + "blocks": [ + { + "bbox": [ + 133, + 620, + 331, + 632 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 620, + 331, + 632 + ], + "spans": [ + { + "bbox": [ + 133, + 620, + 331, + 632 + ], + "type": "text", + "content": "1 https://github.com/CompVis/stable-diffusion" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 136, + 633, + 352, + 643 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 633, + 352, + 643 + ], + "spans": [ + { + "bbox": [ + 136, + 633, + 352, + 643 + ], + "type": "text", + "content": "2 https://github.com/Stability-AI/generative-models" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 136, + 643, + 283, + 654 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 643, + 283, + 654 + ], + "spans": [ + { + "bbox": [ + 136, + 643, + 283, + 654 + ], + "type": "text", + "content": "3 https://github.com/deep-floyd/IF" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 136, + 655, + 370, + 666 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 655, + 370, + 666 + ], + "spans": [ + { + "bbox": [ + 136, + 655, + 370, + 666 + ], + "type": "text", + "content": "4 https://huggingface.co/latent-consistency/lcm-lora-sdxl" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 136, + 666, + 287, + 677 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 666, + 287, + 677 + ], + "spans": [ + { + "bbox": [ + 136, + 666, + 287, + 677 + ], + "type": "text", + "content": "5 https://huggingface.co/openMUSE" + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 198, + 114, + 413, + 239 + ], + "blocks": [ + { + "bbox": [ + 198, + 114, + 413, + 239 + ], + "lines": [ + { + "bbox": [ + 198, + 114, + 413, + 239 + ], + "spans": [ + { + "bbox": [ + 198, + 114, + 413, + 239 + ], + "type": "table", + "html": "
Method#StepsTime (s)FID ↓CLIP ↑
DPM Solver [33]250.8820.10.318
80.3431.70.320
Progressive Distillation [39]10.0937.20.275
20.1326.00.297
40.2126.40.300
CFG-Aware Distillation [27]80.3424.20.300
InstaFlow-0.9B [32]10.0923.40.304
InstaFlow-1.7B [32]10.1222.40.309
UFOGen [67]10.0922.50.311
ADD-M10.0919.70.326
", + "image_path": "a866a24d7955c07178ffa4d4ad44df45e3c682d77c36129cf6e6b9d380dab825.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 246, + 482, + 269 + ], + "lines": [ + { + "bbox": [ + 130, + 246, + 482, + 269 + ], + "spans": [ + { + "bbox": [ + 130, + 246, + 482, + 269 + ], + "type": "text", + "content": "Table 2: Distillation Comparison We compare ADD to other distillation methods via COCO zero-shot " + }, + { + "bbox": [ + 130, + 246, + 482, + 269 + ], + "type": "inline_equation", + "content": "\\mathrm{FID}_{5\\mathrm{k}}" + }, + { + "bbox": [ + 130, + 246, + 482, + 269 + ], + "type": "text", + "content": " (FID) and CLIP score (CS). All models are based on SD1.5." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 314, + 482, + 374 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 314, + 482, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 314, + 482, + 374 + ], + "type": "text", + "content": "effectively leverage larger pretrained DMs (see Table 1c) and benefit from stable DM pretraining. Generally, adversarial training demands carefully designed, specialized architectures to work well (e.g. equalized learning rates). A pretrained student appears to circumvent this need and allows leveraging the vast design space and the stable pretraining of diffusion models." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 384, + 483, + 553 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 483, + 553 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 483, + 553 + ], + "type": "text", + "content": "Loss terms. (Table 1d). We find that both losses are beneficial. The adversarial loss functions decently well on its own which we attribute to our discriminator design. The distillation loss on its own is not effective and cannot improve over the initial performance of the non-distilled student in the single step setting. However, when combined with the adversarial loss, there is a noticeable improvement in results, particularly CLIP score, i.e. the text alignment, is boosted noticeably. Different distillation loss weighting schedules lead to different behaviours, the exponential schedule tends to yield more diverse samples, as indicated by lower FID, SDS and NFSD schedules improve quality and text alignment. While we use the exponential schedule as the default setting in all other ablations, we opt for the NFSD weighting for training our final model. Choosing an optimal weighting function presents an opportunity for improvement. Alternatively, scheduling the distillation weights over training, as explored in the 3D generative modeling literature [20] could be considered." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 558, + 482, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 606 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 606 + ], + "type": "text", + "content": "Given the strong performance of pure adversarial training, we hypothesize that by continued research into adversarial training and further improved discriminator architectures, it is possible to achieve similar performance to our current setup with an adversarial loss only." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Teacher type. (Table 1e). Interestingly, a bigger student and teacher does not necessarily result in better FID and CS. Rather, the student adopts the teachers characteristics. SDXL obtains generally higher FID, possibly because of its less diverse output, yet it exhibits higher image quality and text alignment [46]." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 113, + 477, + 321 + ], + "blocks": [ + { + "bbox": [ + 135, + 113, + 477, + 321 + ], + "lines": [ + { + "bbox": [ + 135, + 113, + 477, + 321 + ], + "spans": [ + { + "bbox": [ + 135, + 113, + 477, + 321 + ], + "type": "image", + "image_path": "2748be769b9cc6d6600cc779f26751f2a05509730626990973ffe1977624f652.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 327, + 482, + 361 + ], + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 361 + ], + "type": "text", + "content": "Fig. 5: Performance vs. speed. We visualize the results reported in Fig. 7 in combination with the inference speeds of the respective models. The speeds are calculated for generating a single sample at resolution 512x512 on an A100 in mixed precision." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 387, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 422 + ], + "type": "text", + "content": "Teacher steps. (Table 1f). While our distillation loss formulation allows taking several consecutive steps with the teacher by construction, we find that several steps do not conclusively result in better performance." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 447, + 387, + 459 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 447, + 387, + 459 + ], + "spans": [ + { + "bbox": [ + 132, + 447, + 387, + 459 + ], + "type": "text", + "content": "4.2 Quantitative Comparison to State-of-the-Art" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 472, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 567 + ], + "type": "text", + "content": "For our main comparison with other approaches, we refrain from using automated metrics, as user preference studies are more reliable [46]. In the study, we aim to assess both prompt adherence and the overall image. As a performance measure, we compute win percentages for pairwise comparisons and ELO scores when comparing several approaches. For the reported ELO scores we calculate the mean scores between both prompt following and image quality. Details on the ELO score computation and the study parameters are listed in the supplementary material." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "Fig. 6 and Fig. 7 present the study results. The most important results are: First, ADD-XL outperforms LCM-XL (4 steps) with a single step. Second, ADD-XL can beat SDXL (50 steps) with four steps in the majority of comparisons. This makes ADD-XL the state-of-the-art in both the single and the multiple steps setting. Fig. 5 visualizes ELO scores relative to inference speed. Lastly, Table 2 compares different few-step sampling and distillation methods using the same base model. ADD outperforms all other approaches including the standard DPM solver with eight steps." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 302, + 219 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 302, + 219 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 302, + 219 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 302, + 219 + ], + "type": "image", + "image_path": "68ed28be55b14ce86e9787681efabf2a512d1cdcdf37309133fc465e76beaa73.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 228, + 483, + 275 + ], + "lines": [ + { + "bbox": [ + 130, + 228, + 483, + 275 + ], + "spans": [ + { + "bbox": [ + 130, + 228, + 483, + 275 + ], + "type": "text", + "content": "Fig.6: User preference study (single step). We compare the performance of ADD-XL (1-step) against established baselines. ADD-XL model outperforms all models, except SDXL in human preference for both image quality and prompt alignment. Using more sampling steps further improves our model (bottom row)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 306, + 114, + 479, + 219 + ], + "blocks": [ + { + "bbox": [ + 306, + 114, + 479, + 219 + ], + "lines": [ + { + "bbox": [ + 306, + 114, + 479, + 219 + ], + "spans": [ + { + "bbox": [ + 306, + 114, + 479, + 219 + ], + "type": "image", + "image_path": "87cd28a32f9e361dc36df0910ee05a955fea32572a2e80920716016f6c40c4fb.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 132, + 282, + 302, + 388 + ], + "blocks": [ + { + "bbox": [ + 132, + 282, + 302, + 388 + ], + "lines": [ + { + "bbox": [ + 132, + 282, + 302, + 388 + ], + "spans": [ + { + "bbox": [ + 132, + 282, + 302, + 388 + ], + "type": "image", + "image_path": "aa4cea259e1b93c1a68887059237a07b5868fe825dbc98e05dfb5d679b682602.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 397, + 482, + 443 + ], + "lines": [ + { + "bbox": [ + 130, + 397, + 482, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 397, + 482, + 443 + ], + "type": "text", + "content": "Fig. 7: User preference study (multiple steps). We compare the performance of ADD-XL (4-step) against established baselines. Our ADD-XL model outperforms all models, including its teacher SDXL 1.0 (base, no refiner) [46], in human preference for both image quality and prompt alignment." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 306, + 282, + 479, + 388 + ], + "blocks": [ + { + "bbox": [ + 306, + 282, + 479, + 388 + ], + "lines": [ + { + "bbox": [ + 306, + 282, + 479, + 388 + ], + "spans": [ + { + "bbox": [ + 306, + 282, + 479, + 388 + ], + "type": "image", + "image_path": "fc582aa455fcf66c53ebb6fe9cac6e6112dec3ffe10cd850c70c9bb70b31e7e4.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 464, + 258, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 464, + 258, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 464, + 258, + 475 + ], + "type": "text", + "content": "4.3 Qualitative Results" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 482, + 482, + 615 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 482, + 615 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 482, + 615 + ], + "type": "text", + "content": "To complement our quantitative studies above, we present qualitative results in this section. To paint a more complete picture, we provide additional samples and qualitative comparisons in the supplementary material. Fig. 3 compares ADD-XL (1 step) against the best current baselines in the few-steps regime. Fig. 8 illustrates the iterative sampling process of ADD-XL. These results showcase our model's ability to improve upon an initial sample. Such iterative improvement represents another significant benefit over pure GAN approaches like StyleGAN-T++. Lastly, Fig. 4 compares ADD-XL directly with its teacher model SDXL-Base. As indicated by the user studies in Section 4.2, ADD-XL outperforms its teacher in both quality and prompt alignment. The enhanced realism comes at the cost of slightly decreased sample diversity." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 629, + 217, + 642 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 629, + 217, + 642 + ], + "spans": [ + { + "bbox": [ + 132, + 629, + 217, + 642 + ], + "type": "text", + "content": "5 Discussion" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 653, + 482, + 678 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 653, + 482, + 678 + ], + "spans": [ + { + "bbox": [ + 130, + 653, + 482, + 678 + ], + "type": "text", + "content": "This work introduces Adversarial Diffusion Distillation, a general method for distilling a pretrained diffusion model into a fast, few-step image generation model." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 141, + 118, + 255, + 243 + ], + "blocks": [ + { + "bbox": [ + 141, + 118, + 255, + 243 + ], + "lines": [ + { + "bbox": [ + 141, + 118, + 255, + 243 + ], + "spans": [ + { + "bbox": [ + 141, + 118, + 255, + 243 + ], + "type": "image", + "image_path": "fba23d283e3af1f88eeac81e3205572389a3fabc9bf2d3f666f672c150f6485c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 261, + 114, + 361, + 133 + ], + "lines": [ + { + "bbox": [ + 261, + 114, + 361, + 133 + ], + "spans": [ + { + "bbox": [ + 261, + 114, + 361, + 133 + ], + "type": "text", + "content": "A bald eagle made of chocolate powder, mango, and whipped cream" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 259, + 137, + 365, + 243 + ], + "blocks": [ + { + "bbox": [ + 259, + 137, + 365, + 243 + ], + "lines": [ + { + "bbox": [ + 259, + 137, + 365, + 243 + ], + "spans": [ + { + "bbox": [ + 259, + 137, + 365, + 243 + ], + "type": "image", + "image_path": "32980f762d2d44c67b6f03928e1737efaf1a912aae96910ff97dd16d947c0a51.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 251, + 482, + 328 + ], + "lines": [ + { + "bbox": [ + 130, + 251, + 482, + 328 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 482, + 328 + ], + "type": "text", + "content": "Fig. 8: Qualitative effect of sampling steps. We show qualitative examples when sampling ADD-XL with 1, 2, and 4 steps. Single-step samples are often already of high quality, but increasing the number of steps can further improve the consistency (e.g. second prompt, first column) and attention to detail (e.g. second prompt, second column). 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Our approach performs particularly well in the ultra-fast sampling regime of one or two steps, and our analyses demonstrate that it outperforms all concurrent methods in this regime. Furthermore, we retain the ability to refine samples using multiple steps. In fact, using four sampling steps, our model outperforms widely used multi-step generators such as SDXL, IF, and OpenMUSE." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 439, + 482, + 463 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 439, + 482, + 463 + ], + "spans": [ + { + "bbox": [ + 130, + 439, + 482, + 463 + ], + "type": "text", + "content": "Our model enables the generation of high quality images in a single-step, opening up new possibilities for real-time generation with foundation models." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 313, + 91, + 447, + 101 + ], + "type": "text", + "content": "Adversarial Diffusion Distillation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 198, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 198, + 126 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 198, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 140, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 20, + "blocks": [ + { + "bbox": [ + 138, + 140, + 481, + 183 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 140, + 481, + 183 + ], + "spans": [ + { + "bbox": [ + 138, + 140, + 481, + 183 + ], + "type": "text", + "content": "1. 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Zhang, Q., Chen, Y.: Fast sampling of diffusion models with exponential integrator. arXiv preprint arXiv:2204.13902 (2022)" + } + ] + } + ], + "index": 3 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "Sauer et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_content_list.json b/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..7b33cb005aa4af9381a81cc00f72a45a23bf3a67 --- /dev/null +++ b/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_content_list.json @@ -0,0 +1,1880 @@ +[ + { + "type": "text", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "text_level": 1, + "bbox": [ + 227, + 140, + 779, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jiaming Zhang $^{1\\star}$ , Xingjun Ma $^{2}$ , Xin Wang $^{2}$ , Lingyu Qiu $^{3}$ , Jiaqi Wang $^{1}$ , Yu-Gang Jiang $^{2}$ , and Jitao Sang $^{1}$", + "bbox": [ + 241, + 210, + 759, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Beijing Jiaotong University, Beijing, China", + "bbox": [ + 354, + 253, + 645, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Fudan Univisity, Shanghai, China", + "bbox": [ + 380, + 268, + 620, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 Nanjing University of Aeronautics and Astronautics, Nanjing, China", + "bbox": [ + 266, + 282, + 733, + 296 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. With the rapid advancement of multimodal learning, pretrained Vision-Language Models (VLMs) such as CLIP have demonstrated remarkable capacities in bridging the gap between visual and language modalities. However, these models remain vulnerable to adversarial attacks, particularly in the image modality, presenting considerable security risks. This paper introduces Adversarial Prompt Tuning (AdvPT), a novel technique to enhance the adversarial robustness of image encoders in VLMs. AdvPT innovatively leverages learnable text prompts and aligns them with adversarial image embeddings, to address the vulnerabilities inherent in VLMs without the need for extensive parameter training or modification of the model architecture. We demonstrate that AdvPT improves resistance against white-box and black-box adversarial attacks and exhibits a synergistic effect when combined with existing input denoising defense techniques, further boosting defensive capabilities. Comprehensive experimental analyses provide insights into adversarial prompt tuning, a novel paradigm devoted to improving resistance to adversarial images through textual input modifications, paving the way for future robust multimodal learning research. These findings open up new possibilities for enhancing the security of VLMs. Our code is available at https://github.com/jiamingzhang94/Adversarial-Prompt-Tuning.", + "bbox": [ + 261, + 334, + 743, + 613 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Adversarial defense $\\cdot$ Vision-Language models $\\cdot$ Prompt tuning", + "bbox": [ + 261, + 625, + 740, + 654 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 679, + 375, + 695 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Large-scale pre-trained Vision-Language Models (VLMs) have demonstrated superb capabilities in generalizing to a wide variety of downstream tasks. These architectures are trained to bridge the gap between visual and language modalities, as demonstrated by the huge amount of web-scale data [26]. With the increasing trend of multimodal learning, there is a growing number of VLMs being released to the public, leading to rapid growth of downstream applications. However,", + "bbox": [ + 212, + 710, + 787, + 803 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* This work is done when the author interned at Fudan University.", + "bbox": [ + 218, + 811, + 666, + 825 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "Corresponding authors: Xingjun Ma and Jitao Sang.", + "bbox": [ + 233, + 825, + 583, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "many studies have revealed that VLMs, similar to traditional visual models, are also vulnerable to small adversarial noises, which is a major security threat to deep neural networks (DNNs) [31,48]. In particular, noise in the image modality is markedly more invisible compared to token replacement in the text modality. Therefore, the imperative task of enhancing the adversarial robustness of the image encoders in VLMs requires an effective solution.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In the image domain, adversarial training (AT) has been proven to be the most effective approach for training robust DNNs against adversarial examples (inputs with adversarial noise) [18]. AT is usually formulated as a min-max optimization problem, which generates adversarial examples at each training iteration to update the image encoder. Therefore, it is computationally expensive, and thus cannot be easily applied to train large VLMs. As such, recent works turn to input", + "bbox": [ + 212, + 242, + 490, + 436 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/685b57712f3200f9b1333ae996453a9999d8da62d16b1d3113c077d70b24ebd5.jpg", + "image_caption": [ + "Fig.1: The defending effect of AdvPT: hand-crafted prompts (top) fail to match with adversarial images, whereas prompts constituted by learnable vectors (bottom) enable correct recognition." + ], + "image_footnote": [], + "bbox": [ + 529, + 273, + 761, + 325 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "pre-processing techniques like diffusion-based purification to improve the adversarial robustness of VLMs [20, 21, 39].", + "bbox": [ + 212, + 438, + 787, + 469 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Drawing from advances in Natural Language Processing (NLP), we observe a shift from fixed text prompts, such as \"a photo of a \", to learnable prompts in CLIP's text encoder [46, 47]. Such a transition can help enhance image-text matching. Inspired by the idea of prompt tuning, in this work we propose Adversarial Prompt Tuning (AdvPT), a novel approach that improves the adversarial robustness of the image encoders in VLMs using learnable prompts. As depicted in Fig. 1 and Fig. 2, AdvPT models the textual prompt with learnable vectors and aligns the clean text embedding with adversarial image embedding to improve adversarial robustness. Specifically, we generate the adversarial images using the image encoder and then compute and save the embeddings of the adversarial images into an adversarial embedding bank. We then discard the image encoder but use the adversarial embedding bank to enhance the adversarial robustness, i.e., we align the clean text embedding with the adversarial image embedding through prompt tuning. This process involves gradient backpropagation through the text encoder to optimize the learnable vectors while preserving the pre-trained parameters. In a nutshell, our AdvPT leverages the text encoder's inherent knowledge for rectifying the adversarial embeddings (pre-computed with the image encoder).", + "bbox": [ + 212, + 472, + 787, + 744 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We evaluate $AdvPT$ against both white-box and black-box adversarial attacks on 8 image datasets, and show that it outperforms the vanilla CLIP (with hand-crafted prompts) by a considerable margin. By focusing on textual input processing and alignment, $AdvPT$ opens up a new direction for augmenting adversarial robustness in VLMs. It can also be integrated with image-based defense strategies to further boost the adversarial robustness of the image modality. We", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "also observe a generalization-robustness trade-off in $AdvPT$ , similar to that in traditional AT. We further evaluate the domain transferability of the learnable vectors, testing their performance across various datasets after training on a specific one. Lastly, we conduct an in-depth analysis of the learned vectors and reveal the closest words associated with the vectors, gaining more understanding of the working mechanism of $AdvPT$ .", + "bbox": [ + 212, + 146, + 787, + 236 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our main contributions are:", + "bbox": [ + 238, + 238, + 535, + 252 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose a novel method Adversarial Prompt Tuning (AdvPT) to enhance the adversarial robustness of VLMs by aligning the text embeddings with adversarial image embeddings. Specifically, we robustify the image encoder in VLM against adversarial examples using textual prompt modifications.", + "- We demonstrate the effectiveness of $AdvPT$ on various image datasets, showing its superiority over the vanilla CLIP. It can also be combined with input purification methods to further boost the robustness.", + "- We also provide a set of understandings of the working mechanism of $AdvPT$ the generalization-robustness trade-off, the adaptability of the learned vectors to domain shift, and their linguistic meanings. These understandings can help guide future work to leverage textual input to counter adversarial images." + ], + "bbox": [ + 223, + 258, + 784, + 419 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 444, + 387, + 459 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Vision Language Models", + "text_level": 1, + "bbox": [ + 215, + 473, + 464, + 488 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "VLMs have achieved remarkable success and demonstrated superb capabilities across a wide range of tasks. These models are typically classified into two groups. The first is grounded in large NLP models enhanced with visual modality capabilities, exemplified by GPT-4V [23]. The second group, represented by CLIP [26] and ALIGN [12], treats image and language modalities with equal emphasis. These models acquire joint image-language representations through self-supervised learning from vast data pools. Our study focuses on the latter category of VLMs, specifically on improving the adversarial robustness of their image encoders for image recognition tasks.", + "bbox": [ + 212, + 494, + 787, + 632 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 Prompt Learning", + "text_level": 1, + "bbox": [ + 215, + 651, + 405, + 667 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The concept of prompt learning originated in the field of NLP. It refers to fine-tuning the prompts instead of model parameters (freezing the model). Research in prompt learning aims to automatically learn more effective prompts instead of using a hand-crafted prompt [15, 17]. This approach has been extended to visual models [13, 36] and vision-language models [14, 46, 47], with the unified objective of enhancing model accuracy through prompt refinement. Our study, while grounded in the CoOp framework [47], diverges in its objective. CoOp represents the initial foray into prompt learning within the visual-language domain, distinguished by its simplicity and rapid processing pipeline. Instead of improving image recognition performance, our focus shifts to leveraging textual input modifications to improve the adversarial robustness of the image encoder.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.3 Adversarial Defenses", + "text_level": 1, + "bbox": [ + 215, + 146, + 434, + 161 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Combating against adversarial images remains an unresolved challenge. Adversarial defenses broadly fall into two camps: model robustification methods and input denoising methods. The former includes methods like AT [18], Fast AT [37], TRADES [42] and MART [35]. This methodology is usually expressed as a min-max optimization problem, with continuous updates to the model parameters across all training iterations. However, this process is computationally demanding, posing difficulties for deployment on VLMs due to the scale of the model and dataset. As a result, the latter approach based on the image process has emerged as a solution suited for VLMs.", + "bbox": [ + 212, + 170, + 787, + 305 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The adversarial defense through input image modification is straightforward in its essence. It removes or weakens the impact of adversarial noise through inference-time methods such as input transformations [7,20], smoothing [16,29,44], and rescaling [39]. For example, Xie et al. [39] employed random image rescaling to diminish adversarial effects, and Mustafa et al. [20] utilized image super-resolution as a defense mechanism. Although somewhat limited in efficacy, these methods are pragmatically valuable for their efficiency. Recently, adversarial purification based on diffusion models has emerged [21,41]. Nie et al. [21] introduced the powerful adversarial purification, DiffPure, to address the shortcomings of previous approaches, albeit with increased time complexity. Mao et al. [19] identifies that AT of the CLIP on one dataset struggles to impact another dataset, defining this as the zero-shot adversarial robustness problem, and introduced visual prompt tuning [13] to address this.", + "bbox": [ + 212, + 306, + 787, + 501 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our approach deviates from these strategies by not modifying the model nor the input image, presenting a novel defense mechanism against adversarial images. The subsequent sections detail our method and its integration with existing defensive techniques.", + "bbox": [ + 212, + 503, + 785, + 564 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Revisiting Clip and the Adversarial Robustness of Its Image Encoder", + "text_level": 1, + "bbox": [ + 214, + 585, + 781, + 621 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 CLIP", + "text_level": 1, + "bbox": [ + 214, + 633, + 308, + 648 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We provide a concise introduction to VLMs, with an emphasis on the CLIP architecture. While our methods are tailored to CLIP, they are potentially extendable to a broader range of VLMs within the contrastive learning framework.", + "bbox": [ + 212, + 657, + 787, + 703 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "CLIP comprises two distinct encoders: one for images and the other for text. The image encoder aims to distill image embeddings from the input visuals, utilizing either a Convolutional Neural Network (CNN) [8] or a Vision Transformer (ViT) [6] backbone. In contrast, the text encoder relies on a Transformer [32] to generate embeddings from textual data.", + "bbox": [ + 212, + 704, + 787, + 779 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "During its training phase, CLIP leverages contrastive loss to develop a unified embedding space between visual and language modalities. Upon completion of training, CLIP finds utility in zero-shot image recognition, facilitated through an image-text retrieval mechanism. For example, in the prompt \"a photo of", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 230, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "a ”, replacing with specific categories from a dataset with $K$ classes allows the model to assess the similarity between an image and $K$ textual descriptions.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Denoting input images as $x$ and their corresponding image embeddings from encoder $E(\\cdot)$ as $e$ , and considering a set of textual prompts $\\{w_i\\}_{i=1}^K$ as text embeddings produced by text encoder $G(\\cdot)$ , the prediction probability is mathematically expressed as follows:", + "bbox": [ + 212, + 194, + 784, + 253 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\np (y | e) = \\frac {\\exp (\\sin (e , w _ {y}) / \\tau)}{\\sum_ {i = 1} ^ {K} \\exp (\\sin (e , w _ {i}) / \\tau)}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 271, + 787, + 308 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\sin (\\cdot ,\\cdot)$ denotes cosine similarity with a temperature parameter $\\tau$", + "bbox": [ + 214, + 321, + 740, + 338 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Adversarial Robustness of CLIP's Image Encoder", + "text_level": 1, + "bbox": [ + 214, + 372, + 669, + 387 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We first introduce our threat model, which describes the assumed knowledge of the adversary, from what inputs they can manipulate to their access to the model architecture and parameters. Our study focuses on the adversarial robustness of image encoders, assuming that the attacker has full knowledge of the model architecture and parameters of image and text encoders, and can perturb the image input. However, the adversary has no control over the textual input nor knowledge of prompt tuning. Therefore, text adversarial attacks are also not applicable here [43, 45, 48].", + "bbox": [ + 212, + 409, + 784, + 530 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We now introduce the adversarial attacks that target the image encoders. Consider an original input image $x$ , with $\\delta$ symbolizing adversarial noise. The adversarial example $x' = x + \\delta$ , once processed by the image encoder $E$ , generates an adversarial embedding $e'$ .", + "bbox": [ + 212, + 532, + 784, + 593 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Adversaries can employ two objective functions to impair the accuracy of matching with textual descriptions. The first objective is to make the adversarial embedding $e'$ markedly diverge from the embedding $e$ of the original image, i.e., to maximize the discrepancy between $e'$ and $e$ . The second objective is to ensure the adversarial embedding $e'$ does not align with the corresponding ground-truth textual description embedding $w_g$ , i.e., to maximize the discrepancy between $e'$ and $w_g$ . PGD and AutoAttack are deployed to represent the former and latter objectives, respectively. In this work, we focus on $\\ell_{\\infty}$ -norm constrained perturbations, where each $\\delta$ adheres to $\\| \\delta \\|_{\\infty} \\leq \\epsilon$ , with $\\epsilon$ denoting the maximum allowable perturbation magnitude.", + "bbox": [ + 212, + 595, + 785, + 747 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To defend against adversarial images, existing defense methods generally fall into two categories: model robustification methods and input denoising methods. As mentioned above, model robustification methods like AT struggle to handle VLMs due to efficiency issues. The input denoising operation can be conceptualized as a function $h$ that processes adversarial images, aiming to minimize the disparity between $E(h(x'))$ and $E(x)$ .", + "bbox": [ + 212, + 750, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 732, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/272f72beff0b536effd9c5598bb50cc0d06156fac555029c728bbd157725a07d.jpg", + "image_caption": [ + "Fig. 2: An overview of the AdvPT framework." + ], + "image_footnote": [], + "bbox": [ + 223, + 145, + 787, + 325 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Adversarial Prompt Tuning", + "text_level": 1, + "bbox": [ + 215, + 383, + 521, + 402 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Overview. Our proposed method, $AdvPT$ , involves optimizing learnable vectors as text prompts to enhance the robustness against image adversarial attacks. This diverges from previous context optimization approaches [46, 47] aimed at increasing image recognition rates. Fig. 2 provides an framework overview of $AdvPT$ . On a $K$ -class dataset $D = \\{(x_i, y_i)\\}_{i=1}^N$ of $N$ images and corresponding texts, $AdvPT$ begins with feeding the clean images $x$ into the image encoder $E$ to generate its adversarial image $x'$ . The adversarial images are then fed into the image encoder $E$ to obtain the adversarial image embeddings into an adversarial embedding bank $\\mathbf{A} \\in \\mathbb{R}^{N \\times L}$ , where $L$ is the embedding dimension. The image encoder $E$ is discarded in the subsequent steps. This approach is entirely distinct from traditional defensive methods, which, whether through augmentation (e.g., visual prompt tuning [13, 19]) or modification (e.g., AT [18]) of the parameters of CLIP's image encoder branch, rely on on-the-fly adversarial example generation during each training epoch. Even with partial parameter tuning (visual prompt), the adversarial example generation necessitates complete forward and backward propagation of gradients through the image encoder, resulting in an untenable burden in the context of VLMs.", + "bbox": [ + 212, + 429, + 789, + 685 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "On the textual side, the prompt for class $i$ is denoted as $[v_{1}, v_{2}, \\ldots, v_{M}, c_{i}]$ , with $c_{i}$ is the embedding representation of the class name. These prompts are then processed by the text encoder $G$ to generate text embeddings $\\mathbf{T} \\in \\mathbb{R}^{L \\times K}$ . During the fine-tuning process, a mini-batch $\\mathbf{B} \\in \\mathbb{R}^{b \\times L}$ with batch size $b$ from $\\mathbf{A}$ is used to compute the similarity score $\\mathbf{S} = \\mathbf{B}\\mathbf{T} \\in \\mathbb{R}^{b \\times K}$ . The objective is to maximize the score of the ground-truth class by optimizing the learnable vectors $V = [v_{1}, v_{2}, \\ldots, v_{M}]$ , through backpropagation in the text encoder. Overall, the entire process can be roughly divided into two steps: adversarial embedding bank generation and learnable vector optimization. Next, we will introduce the two steps in detail.", + "bbox": [ + 212, + 688, + 789, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Adversarial Embedding Bank Generation", + "text_level": 1, + "bbox": [ + 215, + 146, + 602, + 161 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To improve the image encoder $E$ 's adversarial robustness, $AdvPT$ first generates adversarial images on encoder $E$ , then re-feeds them into the encoder to obtain and store their adversarial embeddings. Note that $AdvPT$ differs greatly from AT, which iteratively generates adversarial examples at each iteration of training and continuously updates the target model on the generated adversarial examples, leading to significant computational costs. Conversely, $AdvPT$ fixes the parameters of the image encoder $E$ , channeling focus exclusively on updating the learnable vectors at the input of the text encoder $G$ . This strategy significantly diminishes the number of learnable parameters. With the image encoder $E$ frozen, the generation of the adversarial examples is only a one-pass process. These examples, once processed through $E$ , constitute the adversarial embedding bank A. After this step, the image encoder $E$ is discarded, leaving only the adversarial embedding bank A for the subsequent prompt tuning.", + "bbox": [ + 212, + 176, + 787, + 375 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We employ the PGD attack [18] to generate adversarial images $x'$ on the image encoder $E(\\cdot)$ with $\\theta$ . This process can be formulated as:", + "bbox": [ + 212, + 375, + 787, + 405 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nx ^ {\\prime} = x _ {(t + 1)} ^ {\\prime} = \\Pi_ {x + \\Omega} (x _ {(t)} ^ {\\prime} + \\alpha \\cdot \\operatorname {s i g n} (\\nabla_ {x} J (\\theta ; x _ {(t)} ^ {\\prime}, x)), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 417, + 787, + 436 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $x'(t)$ represents the adversarial example at iteration $t$ . $\\varPi$ is the projection. $\\varOmega$ is the feasible region of $\\delta$ , which ensures that the perturbed example remains within the allowed limits $\\epsilon$ . $\\alpha$ is the step size for each iteration. $\\nabla_{x}J(\\theta; x_{(t)}', x)$ computes the gradient of the loss function $J$ with respect to the parameters $\\theta$ of $E$ , wherein $J$ serves as a distance metric quantifying the discrepancy in embeddings between $e' = E(x')$ and $e = E(x)$ . In our research, we utilize the Kullback-Leibler Divergence, as in TRADES [42], to serve as our adversarial loss function.", + "bbox": [ + 212, + 448, + 787, + 568 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The design of the adversarial embedding bank presents significant advantages. Primarily, it eliminates the need for redundant forward and backward passes through the image encoder, thereby greatly saving computational time. Moreover, the embedding space's lower dimensionality compared to the original image space substantially reduces the required computational memory.", + "bbox": [ + 212, + 570, + 787, + 646 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 Learnable Vector Optimization", + "text_level": 1, + "bbox": [ + 215, + 672, + 517, + 690 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The next phase in $AdvPT$ involves the construction and optimization of the learnable vectors. Specifically, our method seeks to model textual prompts with learnable vectors $V = [v_{1}, v_{2}, \\ldots, v_{M}]$ , optimized by aligning them with adversarial embeddings, thus rectifying the non-robust features of the images utilized by the model. Initially, the text prompts $[v_{1}, v_{2}, \\ldots, v_{M}, c_{i}]_{i=1}^{K}$ are fed into the text encoder $G$ , producing text embeddings $\\mathbf{T} = [w_{1}, w_{2}, \\ldots, w_{K}]^{T} \\in \\mathbb{R}^{L \\times K}$ . In the fine-tuning phase, each iteration retrieves a mini-batch $\\mathbf{B} = [e_{1}', e_{2}', \\ldots, e_{b}') \\in \\mathbb{R}^{b \\times L}$ from the adversarial embedding bank $\\mathbf{A}$ . Subsequently, the similarity scores $\\mathbf{S} = \\mathbf{B}\\mathbf{T} \\in \\mathbb{R}^{b \\times K}$ can be calculated, with each element representing the predic", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "code", + "sub_type": "algorithm", + "code_caption": [ + "Algorithm 1 Adversarial Prompt Tuning Pipeline" + ], + "code_body": "1: Input: image encoder $E$ , text encoder $G$ , images $x$ and class name $c$ , perturbation restriction $\\epsilon$ , iteration $t$ \n2: Output: learnable vectors $[v_{1},v_{2},\\ldots ,v_{M}]$ \n3: $x^{\\prime} =$ attack $(x,\\epsilon ,t;E)$ \n4: $\\mathbf{A} = E(x^{\\prime})$ \n5: Initialize learnable vectors $V = [v_{1},v_{2},\\dots ,v_{M}]$ \n6: for B in iter(A) do \n7: Initialize $\\theta_{i}$ \n8: $\\mathbf{T} = G([V,c])$ \n9: $\\mathbf{S} = \\mathbf{B}\\mathbf{T}$ \n10: Optimize $V\\gets$ Maximize S \n11: end for", + "bbox": [ + 218, + 164, + 787, + 333 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "tion score in the following manner:", + "bbox": [ + 215, + 363, + 468, + 378 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\np (i, j) = p (j | e _ {i} ^ {\\prime}) = \\frac {\\exp (\\sin (e _ {i} ^ {\\prime} , w _ {j}) / \\tau)}{\\sum_ {k = 1} ^ {K} \\exp (\\sin (e _ {i} ^ {\\prime} , w _ {k}) / \\tau)}. \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 339, + 388, + 787, + 426 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The learning objective during fine-tuning on the downstream dataset, aimed at maximizing the ground-truth class score, employs the cross-entropy loss function. Notably, at this stage, the image encoder has been discarded, and gradients are backpropagated through the text encoder to update the learnable vectors, while the text encoder is frozen. This procedure is systematically outlined in Algorithm 1.", + "bbox": [ + 212, + 434, + 787, + 525 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 547, + 375, + 565 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this section, we begin by comparing the adversarial robustness of our proposed approach with hand-crafted prompts under both white-box and black-box adversarial attacks. Second, we compare our method with the state-of-the-art input denoising defensive approaches. Additionally, we investigate the trade-off between generalizability and adversarial robustness in the context of prompt tuning. We also discuss the efficiency between our method and AT. Next, we examine the performance of learnable vectors when trained on a specific dataset but evaluated across various distinct datasets. Finally, we carry out an experimental analysis into interpreting the learnable vectors and perform an exhaustive analysis of hyperparameters.", + "bbox": [ + 212, + 580, + 787, + 732 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5.1 Experimental Settings", + "text_level": 1, + "bbox": [ + 215, + 753, + 446, + 768 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Datasets. We conduct our study mainly on 8 high-resolution vision datasets: Pets [24], Flowers [22], ImageNet [28], Food101 [1], SUN397 [38], DTD [2], EuroSAT [9], and UCF101 [30]. We adhered to the division of training and testing sets as established in the setup of [47]. For the ImageNet test set, in a", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "manner consistent with prior studies focusing on adversarial attacks [5,34,40], we use 1,000 images which are randomly sampled (one image per class). Furthermore, to assess the domain generalization capabilities, we employed four variant datasets of ImageNet, namely ImageNetV2 [27], ImageNet-Sketch [33], ImageNet-A [11], and ImageNet-R [10].", + "bbox": [ + 212, + 146, + 787, + 223 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Models. Our experiments are centered on the CLIP model. We selected the publicly available version ViT-B/16, and ViT-L/14 [6], which has the largest parameter. Consistent with the vanilla CLIP, we employed hand-crafted prompts as textual input, such as \"a photo of a , a type of pet\" for Pets.", + "bbox": [ + 212, + 237, + 787, + 299 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Adversarial Attacks. To evaluate adversarial robustness, we introduced both white-box and black-box adversarial attacks. For white-box adversarial attacks, we employed PGD-40 [18], aimed at maximizing KL Divergence in the embedding space, and AutoAttack [3], aimed at maximizing the contrastive loss between image-text pairs, respectively. Regarding black-box attacks, we implemented black-box attack RAP [25].", + "bbox": [ + 212, + 313, + 787, + 404 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Adversarial Defenses. To facilitate comparison with input denoising defenses, we incorporated two distinct categories of defense methods. One is the most effective but relatively time-consuming purification approach based on diffusion model, namely DiffPure [21]. The other is a more immediate but slightly less effective method, including Super resolution [20] and Rescale [39].", + "bbox": [ + 212, + 419, + 787, + 494 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation Details. Our methodology builds upon the CoOp framework4. Our training process consists of 5 epochs with a batch size of 512 on ImageNet, and 100 epochs with a batch size of 32 on other datasets. The learnable vectors are optimized via SGD, starting with an initial learning rate of 0.002 for ViT-L/14 and 0.005 for ViT-B/16, and adjusted by cosine annealing. The number of learnable vector $M = 32$ . To construct the adversarial embedding bank A, we apply the PGD-10 attack with a maximum perturbation of 8/255 over 10 iterations. For white-box adversarial attack on the test set, we utilize PGD-40 with a maximum perturbation of 16/255 over 40 iterations. We conduct black-box adversarial attacks on the test set using RAP for 400 iterations. For the selection of the RAP attack surrogate model, we employ ResNet-50 with torchvision weights for ImageNet, and train an additional fully connected layer on downstream datasets. The hyperparameter $\\sigma$ in Super-resolution was set to 0.2. The pre-trained diffusion models in DiffPure is Guided Diffusion [4] and the time step was set to 150.", + "bbox": [ + 212, + 510, + 787, + 737 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.2 Comparison with Vanilla CLIP", + "text_level": 1, + "bbox": [ + 214, + 758, + 517, + 773 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We started our evaluation by comparing $AdvPT$ with the vanilla CLIP model. Using PGD-40 and RAP, we evaluated adversarial robustness in 8 datasets,", + "bbox": [ + 212, + 785, + 787, + 816 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 732, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_footnote", + "text": "4 https://github.com/KaiyangZhou/CoOp", + "bbox": [ + 217, + 824, + 506, + 840 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/10c9ae124d96f527194f7ca1bfd2b2108212e478510edfca4387a4870f1a4de5.jpg", + "table_caption": [ + "Table 1: Accuracy (%) under PGD-40 and RAP attacks: The “(↑)” indicates the margin by which $AdvPT$ surpasses the vanilla CLIP (hand-crafted prompts)." + ], + "table_footnote": [], + "table_body": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16vanillaClean71.489.186.162.644.447.866.7
PGD6.424.414.014.711.122.29.1
RAP60.779.968.355.433.519.256.4
AdvPTClean87.691.384.470.767.968.177.0
PGD37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)
RAP79.0(18.3↑)81.8(1.9↑)68.7(0.4↑)60.0(4.6↑)50.5(17.0↑)40.6(21.4↑)66.0(9.6↑)
VIT-L/14vanillaClean79.393.691.067.653.158.174.2
PGD20.150.334.327.920.723.333.9
RAP70.688.281.962.542.542.367.3
AdvPTClean97.692.990.976.472.879.286.5
PGD56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)
RAP94.1(23.5↑)90.4(2.2↑)82.7(0.8↑)70.3(7.8↑)62.4(19.9↑)50.8(8.5↑)78.7(11.4↑)
", + "bbox": [ + 223, + 184, + 785, + 325 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/82c460d5e128cf788401f41874cd4a1d0523c4532628ca4f830415a9dab526c3.jpg", + "table_caption": [ + "Table 2: Accuracy (%) under PGD-40 Attack: The “+AdvPT” indicates our method combined with the input denoising defense. The best results are highlighted in bold." + ], + "table_footnote": [], + "table_body": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense6.424.414.014.711.122.29.16.6
\\( AdvPT \\)37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)19.9(13.3↑)
Super13.843.658.140.532.143.335.418.3
+AdvPT60.4(46.6↑)68.3(24.7↑)69.9(11.8↑)69.9(29.4↑)58.2(26.1↑)76.7(33.4↑)58.4(23.0↑)34.9(16.6↑)
DiffPure59.484.168.655.036.929.760.456.6
+AdvPT81.9(22.5↑)86.9(2.8↑)70.5(1.9↑)63.9(8.9↑)60.8(23.9↑)59.6(29.9↑)72.2(11.8↑)61.1(4.5↑)
Rescale60.181.979.056.939.940.658.653.3
+AdvPT87.5(27.4↑)87.4(5.5↑)80.4(1.4↑)67.1(10.2↑)64.4(24.5↑)75.4(34.8↑)72.1(13.5↑)61.6(8.3↑)
VIT-L/14No defense20.150.334.327.920.723.333.928.5
\\( AdvPT \\)56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)42.9(14.5↑)
Super31.667.751.039.534.545.352.740.3
+AdvPT74.9(43.3↑)81.2(13.5↑)68.2(17.2↑)55.5(16.0↑)59.0(24.5↑)80.1(34.8↑)70.3(17.6↑)54.3(14.0↑)
DiffPure69.290.673.860.646.635.667.164.5
+AdvPT92.0(22.8↑)90.3(0.3↓)77.2(3.4↑)70.5(9.9↑)67.3(20.7↑)64.5(28.9↑)79.1(12.0↑)69.7(5.2↑)
Rescale73.288.983.063.046.746.970.266.1
+AdvPT94.5(21.3↑)91.0(2.1↑)86.0(3.0↑)73.2(10.2↑)69.8(23.1↑)83.3(36.4↑)82.2(12.0↑)74.8(8.7↑)
", + "bbox": [ + 223, + 381, + 785, + 556 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "as indicated in Tab. 1. Our findings reveal that: (1) $AdvPT$ demonstrates improvements over the vanilla CLIP under both PGD-40 and RAP attacks, with the specific improvement quantified in green. (2) While the primary goal of $AdvPT$ is not to enhance generalizability, the empirical finding implies that the enhancement of accuracy emerges as a collateral advantage.", + "bbox": [ + 212, + 584, + 787, + 659 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.3 Comparison with Adversarial Defenses", + "text_level": 1, + "bbox": [ + 215, + 680, + 581, + 695 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "As described previously, $AdvPT$ presents an innovative approach to enhance the robustness of image encoders against adversarial attacks by modifying only the textual input. This method is inherently synergistic with visual-modality input denoising defenses. We evaluated its performance against white-box PGD-40, and observed its compatibility with defenses, as delineated in Tab. 2. Significantly, incorporation of $AdvPT$ requires no specialized tuning for the purified images.", + "bbox": [ + 212, + 703, + 787, + 794 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our results show AdvPT's consistent compatibility with benchmark adversarial defenses. Despite a minor $0.3\\%$ performance drop in ViT-L14 on Pets, it maintains over $90\\%$ accuracy, closely paralleling original example performance,", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/6e9a928ab1475f87aed1da3f62e348d8110ad7db9983798b4133cf6fb8777cdb.jpg", + "table_caption": [ + "Table 3: Accuracy (%) under AutoAttack." + ], + "table_footnote": [], + "table_body": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense0.00.00.00.00.00.00.00.0
AdvPT23.3(23.3↑)7.2(7.2↑)4.4(4.4↑)17.6(17.6↑)28.9(28.9↑)27.5(27.5↑)18.5(18.5↑)11.0(11.0↑)
DiffPure54.178.961.151.535.132.956.755.5
+AdvPT80.3(26.2↑)84.7(5.8↑)65.5(4.4↑)61.4(9.9↑)60.8(25.7↑)59.1(26.2↑)70.8(14.1↑)60.4(4.9↑)
VIT-L/14No defense0.00.00.00.00.00.00.00.0
AdvPT19.2(19.2↑)3.3(3.3↑)3.3(3.3↑)15.5(15.5↑)25.7(25.7↑)29.5(29.5↑)17.0(17.0↑)9.0(9.0↑)
DiffPure63.787.567.451.543.434.864.760.7
+AdvPT89.3(25.6↑)87.9(0.4↑)72.5(5.1↑)68.5(17.0↑)65.4(22.0↑)63.2(28.4↑)77.8(13.1↑)67.9(7.2↑)
", + "bbox": [ + 223, + 170, + 785, + 271 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/3c5ac0615cd16c1ab9397e653e3cb42d03097dc7418aa01a1bacb84636c0980f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 217, + 282, + 356, + 362 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/0f1bb4ed86c77bf4bbfa79e8c5ef7e146790c6a55e3c0e6e1ff7ec247d1acec3.jpg", + "image_caption": [ + "(a) Flowers", + "(e) DTD", + "Fig. 3: $AdvPT$ vs. CoOp on generalization and adversarial robustness." + ], + "image_footnote": [], + "bbox": [ + 217, + 380, + 356, + 459 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/d490f7927800355ab8bb03b91896a66299c93186e6d22f19bf923e9073a19955.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 361, + 282, + 498, + 362 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4f979027596f24c9475573d8179566b29fcf0fef628a9c68bb4d6fcea92355a8.jpg", + "image_caption": [ + "(b) Pets", + "(f) EuroSAT" + ], + "image_footnote": [], + "bbox": [ + 361, + 380, + 496, + 459 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/9edd445b8d057dc75c7f883db241a7bd90e52a45261d79ebcf8be6e91c2880f9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 282, + 640, + 362 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/562308e0332e007435d720e43a36f3afea81bb060ca2ef40fed848245e4a2a45.jpg", + "image_caption": [ + "(c) Food101", + "(g)UCF101" + ], + "image_footnote": [], + "bbox": [ + 504, + 380, + 640, + 459 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4d33b9f1a034dbc91c75270882aaad52e6d206de6cf36f99c194e704ded3be47.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 645, + 282, + 784, + 362 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c3b0421ee33dda7b70c0d391b07bc063ba387fba82583fa49b7764805458b933.jpg", + "image_caption": [ + "(d) SUN397", + "(h) ImageNet" + ], + "image_footnote": [], + "bbox": [ + 645, + 380, + 784, + 459 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "which is acceptable. All improvements are highlighted in green, corroborating the efficacy of the strategy that combines $AdvPT$ with input denoising mechanisms.", + "bbox": [ + 212, + 534, + 787, + 564 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Remarkably, the synergy of $AdvPT$ with baseline defense mechanisms sometimes yielded “ $1 + 1 > 2$ ” contribution. For example, on the ViT-B/16 model applied to the Flowers dataset, $AdvPT$ alone increases accuracy by $31.0\\%$ (from $6.40\\%$ to $37.40\\%$ ), yet when combined with Super-resolution, it further improves the performance of Super-resolution by $46.60\\%$ (from $13.80\\%$ to $60.4\\%$ ). In addition to this, we also introduced AutoAttack, which targets the contrastive loss of image-text pairs. The results in Tab. 3 are consistent with those in Tab. 2, indicating that when combined with the state-of-the-art diffusion model-based defense method, DiffPure, our $AdvPT$ achieved enhanced performance. These findings highlight the potential of this innovative synergy strategy to enhance adversarial defense by simultaneously modifying textual and visual inputs, warranting further investigation in future study.", + "bbox": [ + 212, + 565, + 787, + 746 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.4 Generalization-Robustness Trade-off", + "text_level": 1, + "bbox": [ + 214, + 768, + 563, + 782 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In this subsection, we discuss the effects of various learning objectives on the learnable vectors within prompt tuning. The primary goal of $AdvPT$ is to enhance the adversarial robustness of the image modality in VLMs. In contrast, we explore", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/9a3be17adb10eb09e41b9ecd3c58533e51b199cba30d665a549ddc5a48584bd9.jpg", + "image_caption": [ + "Fig. 4: Efficiency comparison between $AdvPT$ and AT on Pets." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 496, + 239 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/57b89bc0cc87f50c06bf0ccfcb24aa3809560f2cdeb6ccd5af9f5207037bb405.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 143, + 785, + 238 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "whether an objective like CoOp [47], which is fine-tuned on clean images for improved accuracy, affects adversarial robustness differently.", + "bbox": [ + 212, + 292, + 782, + 324 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Our comparative analysis of $AdvPT$ and CoOp unveils insights into their generalizability and adversarial robustness, as illustrated in Fig. 3. Our findings are twofold: (1) Intriguingly, $AdvPT$ significantly outperforms CoOp in adversarial robustness, albeit at a slight cost to generalization. This highlights a potential trade-off between adversarial robustness and generalization in prompt tuning, aligning with conclusions drawn from traditional AT [42]. (2) Although $AdvPT$ sacrifices some generalizability, this drawback is mitigated as the model scale increases. Particularly on ViT-L/14, while also enhancing adversarial robustness, the narrowed generalizability gap makes $AdvPT$ highly compatible with the ongoing trend towards scaling up models.", + "bbox": [ + 212, + 324, + 787, + 474 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.5 Comparison with Adversarial Training", + "text_level": 1, + "bbox": [ + 214, + 497, + 578, + 513 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In this subsection, we compare the efficiency of our method, which focuses on fine-tuning only the prompt, against traditional AT. Specifically, we juxtapose $AdvPT$ with PGD10 AT [18] on the Pets dataset, ensuring that both methods use an equivalent batch size. The comparative results are shown in Fig. 4, including the time taken to compute the adversarial embedding bank A in the total time reported. We", + "bbox": [ + 212, + 523, + 433, + 733 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ba5094b93183a14c7fbe3078509f2518afd541f2be8da0c4efb14a1b40d5c783.jpg", + "image_caption": [ + "Fig. 5: Efficiency comparison between AdvPT and Fast AT on Pets." + ], + "image_footnote": [], + "bbox": [ + 442, + 551, + 609, + 665 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/f0879d5b78edb47106b06143e37aef922143c9922a7ba749854f440442cae8d5.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 614, + 551, + 784, + 666 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "also presented the results of Fast AT [37] in Fig. 5. Although Fast AT is much faster than AT, it still lags significantly behind $AdvPT$ .", + "bbox": [ + 212, + 734, + 784, + 763 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Our analysis reveals that $AdvPT$ is more time-efficient than AT, requiring at least an order of magnitude less time. Moreover, it demonstrates a superior enhancement in model performance, outperforming AT by at least one order of magnitude in effectiveness. This efficiency advantage, exceeding $100 \\times$ at least, positions $AdvPT$ as a notably superior solution for VLMs.", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/6b3d155fcb2c338f4729738a80f9f64990395afb117519087693f80eac6ec999.jpg", + "table_caption": [ + "Table 4: Clean accuracy and robust accuracy (PGD-40) of linear prob CLIP." + ], + "table_footnote": [], + "table_body": "
FlowersPetsFood101SUN397DTDEuroSATUCF101
ViT-B/16Clean97.991.188.475.777.194.383.8
PGD4.810.95.24.813.89.24.1
ViT-L/14Clean99.494.290.979.080.195.988.7
PGD6.815.712.87.714.521.28.0
", + "bbox": [ + 223, + 170, + 785, + 244 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/472ebb645c0fea5215e3a334de3723cad333e592b2c7625a87a18f466b3ecd53.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
-V2-A-R-Sketch
Vt-B/16vanilla CLIPClean60.847.780.5
Robust6.24.79.3
AdvPTClean62.646.383.6
Robust16.310.122.0
Vt-L/12vanilla CLIPClean67.968.791.8
Robust25.616.834.3
AdvPTClean71.169.092.1
Robust38.520.243.5
", + "bbox": [ + 241, + 258, + 511, + 354 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/cf4f817fd8a3069d46699f121295a6ec6e0f9231ed31b3df8cfa374075b201a4.jpg", + "image_caption": [ + "Fig.6: AdvPT vs. vanilla CLIP on distribution shift.", + "Fig. 7: Effect of number of learnable vector on Pets." + ], + "image_footnote": [], + "bbox": [ + 558, + 257, + 743, + 354 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.6 Comparison with Linear Prob CLIP", + "text_level": 1, + "bbox": [ + 215, + 426, + 558, + 441 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this section, we compare $AdvPT$ with linear prob CLIP, which also utilizes additional data, to investigate whether the robustness improvements of $AdvPT$ merely result from additional downstream data, as shown in Tab. 4. By comparing with Tab. 1, while it shows an increase in clean accuracy compared to vanilla CLIP, its robustness is reduced, when compared to $AdvPT$ . This indicates that merely introducing additional downstream data does not directly contribute to enhanced robustness. Furthermore, it also indicates that the enhancements in robustness are not entirely relevant to improvements in accuracy.", + "bbox": [ + 212, + 452, + 787, + 574 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.7 Evaluation on Domain Shift", + "text_level": 1, + "bbox": [ + 215, + 597, + 491, + 612 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "A notable advantage of CLIP lies in its adaptability to domain shift. Thus, in this subsection, we evaluate the transferability of $AdvPT$ in comparison to the vanilla CLIP in domain shift scenarios. The source dataset utilized is ImageNet, while the target datasets include ImageNetV2, ImageNet-Sketch, ImageNet-A, and ImageNet-R. The results presented in Fig. 6 elucidate that the proposed $AdvPT$ outperforms the vanilla CLIP in terms of adversarial robustness, thereby validating its stability across varied domains.", + "bbox": [ + 212, + 623, + 787, + 729 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.8 Further Analysis", + "text_level": 1, + "bbox": [ + 215, + 753, + 401, + 768 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Number of Learnable Vector In Sec. 5.4, we observed similarities between adversarial prompt tuning and AT. It is widely acknowledged within the AT framework that a larger count of tunable parameters correlates with enhanced adversarial robustness. To discern whether this correlation persists within $AdvPT$ ,", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 732, + 130 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/3dfe8b76f0004686b36503e1e0b4472e8b659aa28070a3caa928ccc0c61350f9.jpg", + "table_caption": [ + "Table 5: The nearest words for learnable vectors. N/A means non-Latin characters." + ], + "table_footnote": [], + "table_body": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
activated(0.6720)stores(0.6300)sii(1.6187)gaunt(1.4723)3(0.6263)ust(0.8010)laces(1.0643)N/A(0.6407)
walked(0.7015)sun(0.6388)activation(1.6778)maestro(1.5045)allocation(0.6467)trip(0.9385)fa(1.1818)le(0.6747)
pper(0.7994)amore(0.6530)thereal(1.6817)zoom(1.5162)cs(0.7361)vu(1.0143)deployed(1.2376)telly(0.6995)
bao(0.8742)favorites(0.6877)cst(1.6910)nag(1.5209)prelude(0.7904)salam(1.0190)N/A(1.2625)hooper(0.7082)
burden(0.8924)ama(0.6957)pancreatic(1.8803)cope(1.5922)therapists(0.8336)weymouth(1.1291)cumbri(1.2966)naq(0.7121)
", + "bbox": [ + 222, + 171, + 785, + 229 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "we conducted an empirical evaluation of its efficacy under different numbers of learnable vector $M \\in [1,50]$ , using the Pets dataset as an example. The empirical results, as illustrated in Fig. 7, suggest that the volume of tunable parameters does not constitute a constraint in $AdvPT$ . Instead, unlocking its potential efficacy warrants further investigation.", + "bbox": [ + 212, + 255, + 787, + 330 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Interpreting the Learnable Vector In this subsection, we aim to decode what the learnable vectors have captured. However, direct mapping of these learnable vectors to words is infeasible due to the optimization occurring within a continuous space, while word space is discrete. Therefore, we adopt a technique applied in the CoOp experiment, searching vocabulary for the nearest words to the learned vectors by Euclidean distance, as illustrated in Tab. 5. These words are not intuitively understandable, exactly aligning with the non-robust features in adversarial images.", + "bbox": [ + 212, + 349, + 787, + 470 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Limitations", + "text_level": 1, + "bbox": [ + 215, + 491, + 362, + 507 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "First, the paper's focus is restricted to image recognition tasks. Exploring the applicability of $AdvPT$ to a broader array of tasks, such as Visual Question Answering (VQA) in advanced models like GPT-4V [23], is a worthwhile direction for future research. Second, visual prompts [13, 14] emerge as a promising research avenue, given their extensive trainable parameters, which could enhance adversarial robustness. Yet, it introduces additional branches to the model, thus falling into the model robustification category.", + "bbox": [ + 212, + 518, + 787, + 625 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion and Discussion", + "text_level": 1, + "bbox": [ + 215, + 645, + 508, + 662 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This study introduces Adversarial Prompt Tuning (AdvPT), a novel technique enhancing the adversarial robustness of VLMs such as CLIP. Our approach, focusing on the alignment of learnable text prompts with adversarial image embeddings, represents a significant step forward in securing VLMs against adversarial attacks. Notably, AdvPT achieves this heightened security without necessitating extensive model retraining or architectural modifications.", + "bbox": [ + 212, + 672, + 787, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "However, we acknowledge that this is an initial foray into a complex domain. Future research should explore the scalability of adversarial prompt tuning across various settings. In conclusion, $AdvPT$ presents a promising direction for enhancing VLM's robustness, contributing to the broader endeavor of making AI systems more secure and reliable.", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported by National Key R&D Program of China (Grant No. 2022ZD0160103, 2023YFC3310700), National Natural Science Foundation of China (Grant No. 62172094, 62276067) and Science and Technology Commission of Shanghai Municipality (Grant No. 22511106102).", + "bbox": [ + 212, + 172, + 787, + 233 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 253, + 321, + 268 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bossard, L., Guillaumin, M., Gool, L.V.: Food-101-mining discriminative components with random forests. In: European conference on computer vision. pp. 446-461. Springer (2014)", + "2. 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Zhou, Z., Hu, S., Li, M., Zhang, H., Zhang, Y., Jin, H.: Advclip: Downstream-agnostic adversarial examples in multimodal contrastive learning. In: Proceedings of the 31st ACM International Conference on Multimedia. pp. 6311-6320 (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 834 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Adversarial Prompt Tuning for Vision-Language Models", + "bbox": [ + 356, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_model.json b/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_model.json new file mode 100644 index 0000000000000000000000000000000000000000..48a50c6535c591e0ace2dafd4725a40d28c7666f --- /dev/null +++ b/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_model.json @@ -0,0 +1,2533 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.228, + 0.141, + 0.78, + 0.187 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "text", + "bbox": [ + 0.243, + 0.212, + 0.761, + 0.245 + ], + "angle": 0, + "content": "Jiaming Zhang\\(^{1\\star}\\), Xingjun Ma\\(^{2}\\), Xin Wang\\(^{2}\\), Lingyu Qiu\\(^{3}\\), Jiaqi Wang\\(^{1}\\), Yu-Gang Jiang\\(^{2}\\), and Jitao Sang\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.356, + 0.255, + 0.646, + 0.269 + ], + "angle": 0, + "content": "1 Beijing Jiaotong University, Beijing, China" + }, + { + "type": "text", + "bbox": [ + 0.382, + 0.269, + 0.621, + 0.283 + ], + "angle": 0, + "content": "\\(^{2}\\) Fudan Univisity, Shanghai, China" + }, + { + "type": "text", + "bbox": [ + 0.267, + 0.283, + 0.735, + 0.297 + ], + "angle": 0, + "content": "3 Nanjing University of Aeronautics and Astronautics, Nanjing, China" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.335, + 0.744, + 0.614 + ], + "angle": 0, + "content": "Abstract. With the rapid advancement of multimodal learning, pretrained Vision-Language Models (VLMs) such as CLIP have demonstrated remarkable capacities in bridging the gap between visual and language modalities. However, these models remain vulnerable to adversarial attacks, particularly in the image modality, presenting considerable security risks. This paper introduces Adversarial Prompt Tuning (AdvPT), a novel technique to enhance the adversarial robustness of image encoders in VLMs. AdvPT innovatively leverages learnable text prompts and aligns them with adversarial image embeddings, to address the vulnerabilities inherent in VLMs without the need for extensive parameter training or modification of the model architecture. We demonstrate that AdvPT improves resistance against white-box and black-box adversarial attacks and exhibits a synergistic effect when combined with existing input denoising defense techniques, further boosting defensive capabilities. Comprehensive experimental analyses provide insights into adversarial prompt tuning, a novel paradigm devoted to improving resistance to adversarial images through textual input modifications, paving the way for future robust multimodal learning research. These findings open up new possibilities for enhancing the security of VLMs. Our code is available at https://github.com/jiamingzhang94/Adversarial-Prompt-Tuning." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.626, + 0.741, + 0.655 + ], + "angle": 0, + "content": "Keywords: Adversarial defense \\(\\cdot\\) Vision-Language models \\(\\cdot\\) Prompt tuning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.68, + 0.377, + 0.696 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.712, + 0.788, + 0.804 + ], + "angle": 0, + "content": "Large-scale pre-trained Vision-Language Models (VLMs) have demonstrated superb capabilities in generalizing to a wide variety of downstream tasks. These architectures are trained to bridge the gap between visual and language modalities, as demonstrated by the huge amount of web-scale data [26]. With the increasing trend of multimodal learning, there is a growing number of VLMs being released to the public, leading to rapid growth of downstream applications. However," + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.812, + 0.668, + 0.826 + ], + "angle": 0, + "content": "* This work is done when the author interned at Fudan University." + }, + { + "type": "page_footnote", + "bbox": [ + 0.234, + 0.827, + 0.584, + 0.84 + ], + "angle": 0, + "content": "Corresponding authors: Xingjun Ma and Jitao Sang." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "many studies have revealed that VLMs, similar to traditional visual models, are also vulnerable to small adversarial noises, which is a major security threat to deep neural networks (DNNs) [31,48]. In particular, noise in the image modality is markedly more invisible compared to token replacement in the text modality. Therefore, the imperative task of enhancing the adversarial robustness of the image encoders in VLMs requires an effective solution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.243, + 0.491, + 0.437 + ], + "angle": 0, + "content": "In the image domain, adversarial training (AT) has been proven to be the most effective approach for training robust DNNs against adversarial examples (inputs with adversarial noise) [18]. AT is usually formulated as a min-max optimization problem, which generates adversarial examples at each training iteration to update the image encoder. Therefore, it is computationally expensive, and thus cannot be easily applied to train large VLMs. As such, recent works turn to input" + }, + { + "type": "image", + "bbox": [ + 0.53, + 0.274, + 0.763, + 0.327 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.337, + 0.789, + 0.407 + ], + "angle": 0, + "content": "Fig.1: The defending effect of AdvPT: hand-crafted prompts (top) fail to match with adversarial images, whereas prompts constituted by learnable vectors (bottom) enable correct recognition." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.788, + 0.47 + ], + "angle": 0, + "content": "pre-processing techniques like diffusion-based purification to improve the adversarial robustness of VLMs [20, 21, 39]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.473, + 0.789, + 0.746 + ], + "angle": 0, + "content": "Drawing from advances in Natural Language Processing (NLP), we observe a shift from fixed text prompts, such as \"a photo of a \", to learnable prompts in CLIP's text encoder [46, 47]. Such a transition can help enhance image-text matching. Inspired by the idea of prompt tuning, in this work we propose Adversarial Prompt Tuning (AdvPT), a novel approach that improves the adversarial robustness of the image encoders in VLMs using learnable prompts. As depicted in Fig. 1 and Fig. 2, AdvPT models the textual prompt with learnable vectors and aligns the clean text embedding with adversarial image embedding to improve adversarial robustness. Specifically, we generate the adversarial images using the image encoder and then compute and save the embeddings of the adversarial images into an adversarial embedding bank. We then discard the image encoder but use the adversarial embedding bank to enhance the adversarial robustness, i.e., we align the clean text embedding with the adversarial image embedding through prompt tuning. This process involves gradient backpropagation through the text encoder to optimize the learnable vectors while preserving the pre-trained parameters. In a nutshell, our AdvPT leverages the text encoder's inherent knowledge for rectifying the adversarial embeddings (pre-computed with the image encoder)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.841 + ], + "angle": 0, + "content": "We evaluate \\( AdvPT \\) against both white-box and black-box adversarial attacks on 8 image datasets, and show that it outperforms the vanilla CLIP (with hand-crafted prompts) by a considerable margin. By focusing on textual input processing and alignment, \\( AdvPT \\) opens up a new direction for augmenting adversarial robustness in VLMs. It can also be integrated with image-based defense strategies to further boost the adversarial robustness of the image modality. We" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.237 + ], + "angle": 0, + "content": "also observe a generalization-robustness trade-off in \\( AdvPT \\), similar to that in traditional AT. We further evaluate the domain transferability of the learnable vectors, testing their performance across various datasets after training on a specific one. Lastly, we conduct an in-depth analysis of the learned vectors and reveal the closest words associated with the vectors, gaining more understanding of the working mechanism of \\( AdvPT \\)." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.239, + 0.536, + 0.253 + ], + "angle": 0, + "content": "In summary, our main contributions are:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.259, + 0.784, + 0.315 + ], + "angle": 0, + "content": "- We propose a novel method Adversarial Prompt Tuning (AdvPT) to enhance the adversarial robustness of VLMs by aligning the text embeddings with adversarial image embeddings. Specifically, we robustify the image encoder in VLM against adversarial examples using textual prompt modifications." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.32, + 0.785, + 0.361 + ], + "angle": 0, + "content": "- We demonstrate the effectiveness of \\( AdvPT \\) on various image datasets, showing its superiority over the vanilla CLIP. It can also be combined with input purification methods to further boost the robustness." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.364, + 0.785, + 0.42 + ], + "angle": 0, + "content": "- We also provide a set of understandings of the working mechanism of \\( AdvPT \\) the generalization-robustness trade-off, the adaptability of the learned vectors to domain shift, and their linguistic meanings. These understandings can help guide future work to leverage textual input to counter adversarial images." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.259, + 0.785, + 0.42 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.445, + 0.388, + 0.46 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.474, + 0.465, + 0.489 + ], + "angle": 0, + "content": "2.1 Vision Language Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.496, + 0.788, + 0.633 + ], + "angle": 0, + "content": "VLMs have achieved remarkable success and demonstrated superb capabilities across a wide range of tasks. These models are typically classified into two groups. The first is grounded in large NLP models enhanced with visual modality capabilities, exemplified by GPT-4V [23]. The second group, represented by CLIP [26] and ALIGN [12], treats image and language modalities with equal emphasis. These models acquire joint image-language representations through self-supervised learning from vast data pools. Our study focuses on the latter category of VLMs, specifically on improving the adversarial robustness of their image encoders for image recognition tasks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.652, + 0.406, + 0.668 + ], + "angle": 0, + "content": "2.2 Prompt Learning" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.789, + 0.841 + ], + "angle": 0, + "content": "The concept of prompt learning originated in the field of NLP. It refers to fine-tuning the prompts instead of model parameters (freezing the model). Research in prompt learning aims to automatically learn more effective prompts instead of using a hand-crafted prompt [15, 17]. This approach has been extended to visual models [13, 36] and vision-language models [14, 46, 47], with the unified objective of enhancing model accuracy through prompt refinement. Our study, while grounded in the CoOp framework [47], diverges in its objective. CoOp represents the initial foray into prompt learning within the visual-language domain, distinguished by its simplicity and rapid processing pipeline. Instead of improving image recognition performance, our focus shifts to leveraging textual input modifications to improve the adversarial robustness of the image encoder." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.232, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.436, + 0.162 + ], + "angle": 0, + "content": "2.3 Adversarial Defenses" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.171, + 0.788, + 0.306 + ], + "angle": 0, + "content": "Combating against adversarial images remains an unresolved challenge. Adversarial defenses broadly fall into two camps: model robustification methods and input denoising methods. The former includes methods like AT [18], Fast AT [37], TRADES [42] and MART [35]. This methodology is usually expressed as a min-max optimization problem, with continuous updates to the model parameters across all training iterations. However, this process is computationally demanding, posing difficulties for deployment on VLMs due to the scale of the model and dataset. As a result, the latter approach based on the image process has emerged as a solution suited for VLMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.307, + 0.788, + 0.502 + ], + "angle": 0, + "content": "The adversarial defense through input image modification is straightforward in its essence. It removes or weakens the impact of adversarial noise through inference-time methods such as input transformations [7,20], smoothing [16,29,44], and rescaling [39]. For example, Xie et al. [39] employed random image rescaling to diminish adversarial effects, and Mustafa et al. [20] utilized image super-resolution as a defense mechanism. Although somewhat limited in efficacy, these methods are pragmatically valuable for their efficiency. Recently, adversarial purification based on diffusion models has emerged [21,41]. Nie et al. [21] introduced the powerful adversarial purification, DiffPure, to address the shortcomings of previous approaches, albeit with increased time complexity. Mao et al. [19] identifies that AT of the CLIP on one dataset struggles to impact another dataset, defining this as the zero-shot adversarial robustness problem, and introduced visual prompt tuning [13] to address this." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.504, + 0.787, + 0.565 + ], + "angle": 0, + "content": "Our approach deviates from these strategies by not modifying the model nor the input image, presenting a novel defense mechanism against adversarial images. The subsequent sections detail our method and its integration with existing defensive techniques." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.586, + 0.782, + 0.622 + ], + "angle": 0, + "content": "3 Revisiting Clip and the Adversarial Robustness of Its Image Encoder" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.635, + 0.31, + 0.649 + ], + "angle": 0, + "content": "3.1 CLIP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.704 + ], + "angle": 0, + "content": "We provide a concise introduction to VLMs, with an emphasis on the CLIP architecture. While our methods are tailored to CLIP, they are potentially extendable to a broader range of VLMs within the contrastive learning framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.78 + ], + "angle": 0, + "content": "CLIP comprises two distinct encoders: one for images and the other for text. The image encoder aims to distill image embeddings from the input visuals, utilizing either a Convolutional Neural Network (CNN) [8] or a Vision Transformer (ViT) [6] backbone. In contrast, the text encoder relies on a Transformer [32] to generate embeddings from textual data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "During its training phase, CLIP leverages contrastive loss to develop a unified embedding space between visual and language modalities. Upon completion of training, CLIP finds utility in zero-shot image recognition, facilitated through an image-text retrieval mechanism. For example, in the prompt \"a photo of" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "a ”, replacing with specific categories from a dataset with \\( K \\) classes allows the model to assess the similarity between an image and \\( K \\) textual descriptions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.195, + 0.785, + 0.255 + ], + "angle": 0, + "content": "Denoting input images as \\( x \\) and their corresponding image embeddings from encoder \\( E(\\cdot) \\) as \\( e \\), and considering a set of textual prompts \\( \\{w_i\\}_{i=1}^K \\) as text embeddings produced by text encoder \\( G(\\cdot) \\), the prediction probability is mathematically expressed as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.382, + 0.272, + 0.788, + 0.309 + ], + "angle": 0, + "content": "\\[\np (y | e) = \\frac {\\exp (\\sin (e , w _ {y}) / \\tau)}{\\sum_ {i = 1} ^ {K} \\exp (\\sin (e , w _ {i}) / \\tau)}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.323, + 0.741, + 0.339 + ], + "angle": 0, + "content": "where \\(\\sin (\\cdot ,\\cdot)\\) denotes cosine similarity with a temperature parameter \\(\\tau\\)" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.373, + 0.67, + 0.388 + ], + "angle": 0, + "content": "3.2 Adversarial Robustness of CLIP's Image Encoder" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.785, + 0.531 + ], + "angle": 0, + "content": "We first introduce our threat model, which describes the assumed knowledge of the adversary, from what inputs they can manipulate to their access to the model architecture and parameters. Our study focuses on the adversarial robustness of image encoders, assuming that the attacker has full knowledge of the model architecture and parameters of image and text encoders, and can perturb the image input. However, the adversary has no control over the textual input nor knowledge of prompt tuning. Therefore, text adversarial attacks are also not applicable here [43, 45, 48]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.785, + 0.594 + ], + "angle": 0, + "content": "We now introduce the adversarial attacks that target the image encoders. Consider an original input image \\( x \\), with \\( \\delta \\) symbolizing adversarial noise. The adversarial example \\( x' = x + \\delta \\), once processed by the image encoder \\( E \\), generates an adversarial embedding \\( e' \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.786, + 0.748 + ], + "angle": 0, + "content": "Adversaries can employ two objective functions to impair the accuracy of matching with textual descriptions. The first objective is to make the adversarial embedding \\( e' \\) markedly diverge from the embedding \\( e \\) of the original image, i.e., to maximize the discrepancy between \\( e' \\) and \\( e \\). The second objective is to ensure the adversarial embedding \\( e' \\) does not align with the corresponding ground-truth textual description embedding \\( w_g \\), i.e., to maximize the discrepancy between \\( e' \\) and \\( w_g \\). PGD and AutoAttack are deployed to represent the former and latter objectives, respectively. In this work, we focus on \\( \\ell_{\\infty} \\)-norm constrained perturbations, where each \\( \\delta \\) adheres to \\( \\| \\delta \\|_{\\infty} \\leq \\epsilon \\), with \\( \\epsilon \\) denoting the maximum allowable perturbation magnitude." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.786, + 0.841 + ], + "angle": 0, + "content": "To defend against adversarial images, existing defense methods generally fall into two categories: model robustification methods and input denoising methods. As mentioned above, model robustification methods like AT struggle to handle VLMs due to efficiency issues. The input denoising operation can be conceptualized as a function \\( h \\) that processes adversarial images, aiming to minimize the disparity between \\( E(h(x')) \\) and \\( E(x) \\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.128 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.146, + 0.788, + 0.327 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.344, + 0.335, + 0.658, + 0.35 + ], + "angle": 0, + "content": "Fig. 2: An overview of the AdvPT framework." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.384, + 0.522, + 0.403 + ], + "angle": 0, + "content": "4 Adversarial Prompt Tuning" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.79, + 0.686 + ], + "angle": 0, + "content": "Overview. Our proposed method, \\( AdvPT \\), involves optimizing learnable vectors as text prompts to enhance the robustness against image adversarial attacks. This diverges from previous context optimization approaches [46, 47] aimed at increasing image recognition rates. Fig. 2 provides an framework overview of \\( AdvPT \\). On a \\( K \\)-class dataset \\( D = \\{(x_i, y_i)\\}_{i=1}^N \\) of \\( N \\) images and corresponding texts, \\( AdvPT \\) begins with feeding the clean images \\( x \\) into the image encoder \\( E \\) to generate its adversarial image \\( x' \\). The adversarial images are then fed into the image encoder \\( E \\) to obtain the adversarial image embeddings into an adversarial embedding bank \\( \\mathbf{A} \\in \\mathbb{R}^{N \\times L} \\), where \\( L \\) is the embedding dimension. The image encoder \\( E \\) is discarded in the subsequent steps. This approach is entirely distinct from traditional defensive methods, which, whether through augmentation (e.g., visual prompt tuning [13, 19]) or modification (e.g., AT [18]) of the parameters of CLIP's image encoder branch, rely on on-the-fly adversarial example generation during each training epoch. Even with partial parameter tuning (visual prompt), the adversarial example generation necessitates complete forward and backward propagation of gradients through the image encoder, resulting in an untenable burden in the context of VLMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.79, + 0.841 + ], + "angle": 0, + "content": "On the textual side, the prompt for class \\(i\\) is denoted as \\([v_{1}, v_{2}, \\ldots, v_{M}, c_{i}]\\), with \\(c_{i}\\) is the embedding representation of the class name. These prompts are then processed by the text encoder \\(G\\) to generate text embeddings \\(\\mathbf{T} \\in \\mathbb{R}^{L \\times K}\\). During the fine-tuning process, a mini-batch \\(\\mathbf{B} \\in \\mathbb{R}^{b \\times L}\\) with batch size \\(b\\) from \\(\\mathbf{A}\\) is used to compute the similarity score \\(\\mathbf{S} = \\mathbf{B}\\mathbf{T} \\in \\mathbb{R}^{b \\times K}\\). The objective is to maximize the score of the ground-truth class by optimizing the learnable vectors \\(V = [v_{1}, v_{2}, \\ldots, v_{M}]\\), through backpropagation in the text encoder. Overall, the entire process can be roughly divided into two steps: adversarial embedding bank generation and learnable vector optimization. Next, we will introduce the two steps in detail." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.603, + 0.162 + ], + "angle": 0, + "content": "4.1 Adversarial Embedding Bank Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.788, + 0.375 + ], + "angle": 0, + "content": "To improve the image encoder \\( E \\)'s adversarial robustness, \\( AdvPT \\) first generates adversarial images on encoder \\( E \\), then re-feeds them into the encoder to obtain and store their adversarial embeddings. Note that \\( AdvPT \\) differs greatly from AT, which iteratively generates adversarial examples at each iteration of training and continuously updates the target model on the generated adversarial examples, leading to significant computational costs. Conversely, \\( AdvPT \\) fixes the parameters of the image encoder \\( E \\), channeling focus exclusively on updating the learnable vectors at the input of the text encoder \\( G \\). This strategy significantly diminishes the number of learnable parameters. With the image encoder \\( E \\) frozen, the generation of the adversarial examples is only a one-pass process. These examples, once processed through \\( E \\), constitute the adversarial embedding bank A. After this step, the image encoder \\( E \\) is discarded, leaving only the adversarial embedding bank A for the subsequent prompt tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.375, + 0.788, + 0.406 + ], + "angle": 0, + "content": "We employ the PGD attack [18] to generate adversarial images \\( x' \\) on the image encoder \\( E(\\cdot) \\) with \\( \\theta \\). This process can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.419, + 0.788, + 0.438 + ], + "angle": 0, + "content": "\\[\nx ^ {\\prime} = x _ {(t + 1)} ^ {\\prime} = \\Pi_ {x + \\Omega} (x _ {(t)} ^ {\\prime} + \\alpha \\cdot \\operatorname {s i g n} (\\nabla_ {x} J (\\theta ; x _ {(t)} ^ {\\prime}, x)), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.788, + 0.569 + ], + "angle": 0, + "content": "where \\( x'(t) \\) represents the adversarial example at iteration \\( t \\). \\( \\varPi \\) is the projection. \\( \\varOmega \\) is the feasible region of \\( \\delta \\), which ensures that the perturbed example remains within the allowed limits \\( \\epsilon \\). \\( \\alpha \\) is the step size for each iteration. \\( \\nabla_{x}J(\\theta; x_{(t)}', x) \\) computes the gradient of the loss function \\( J \\) with respect to the parameters \\( \\theta \\) of \\( E \\), wherein \\( J \\) serves as a distance metric quantifying the discrepancy in embeddings between \\( e' = E(x') \\) and \\( e = E(x) \\). In our research, we utilize the Kullback-Leibler Divergence, as in TRADES [42], to serve as our adversarial loss function." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.571, + 0.788, + 0.647 + ], + "angle": 0, + "content": "The design of the adversarial embedding bank presents significant advantages. Primarily, it eliminates the need for redundant forward and backward passes through the image encoder, thereby greatly saving computational time. Moreover, the embedding space's lower dimensionality compared to the original image space substantially reduces the required computational memory." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.674, + 0.519, + 0.691 + ], + "angle": 0, + "content": "4.2 Learnable Vector Optimization" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.789, + 0.841 + ], + "angle": 0, + "content": "The next phase in \\( AdvPT \\) involves the construction and optimization of the learnable vectors. Specifically, our method seeks to model textual prompts with learnable vectors \\( V = [v_{1}, v_{2}, \\ldots, v_{M}] \\), optimized by aligning them with adversarial embeddings, thus rectifying the non-robust features of the images utilized by the model. Initially, the text prompts \\( [v_{1}, v_{2}, \\ldots, v_{M}, c_{i}]_{i=1}^{K} \\) are fed into the text encoder \\( G \\), producing text embeddings \\( \\mathbf{T} = [w_{1}, w_{2}, \\ldots, w_{K}]^{T} \\in \\mathbb{R}^{L \\times K} \\). In the fine-tuning phase, each iteration retrieves a mini-batch \\( \\mathbf{B} = [e_{1}', e_{2}', \\ldots, e_{b}') \\in \\mathbb{R}^{b \\times L} \\) from the adversarial embedding bank \\( \\mathbf{A} \\). Subsequently, the similarity scores \\( \\mathbf{S} = \\mathbf{B}\\mathbf{T} \\in \\mathbb{R}^{b \\times K} \\) can be calculated, with each element representing the predic" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "code_caption", + "bbox": [ + 0.218, + 0.147, + 0.586, + 0.162 + ], + "angle": 0, + "content": "Algorithm 1 Adversarial Prompt Tuning Pipeline" + }, + { + "type": "algorithm", + "bbox": [ + 0.22, + 0.165, + 0.788, + 0.334 + ], + "angle": 0, + "content": "1: Input: image encoder \\(E\\) , text encoder \\(G\\) , images \\(x\\) and class name \\(c\\) , perturbation restriction \\(\\epsilon\\) , iteration \\(t\\) \n2: Output: learnable vectors \\([v_{1},v_{2},\\ldots ,v_{M}]\\) \n3: \\(x^{\\prime} =\\) attack \\((x,\\epsilon ,t;E)\\) \n4: \\(\\mathbf{A} = E(x^{\\prime})\\) \n5: Initialize learnable vectors \\(V = [v_{1},v_{2},\\dots ,v_{M}]\\) \n6: for B in iter(A) do \n7: Initialize \\(\\theta_{i}\\) \n8: \\(\\mathbf{T} = G([V,c])\\) \n9: \\(\\mathbf{S} = \\mathbf{B}\\mathbf{T}\\) \n10: Optimize \\(V\\gets\\) Maximize S \n11: end for" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.364, + 0.47, + 0.379 + ], + "angle": 0, + "content": "tion score in the following manner:" + }, + { + "type": "equation", + "bbox": [ + 0.34, + 0.389, + 0.789, + 0.427 + ], + "angle": 0, + "content": "\\[\np (i, j) = p (j | e _ {i} ^ {\\prime}) = \\frac {\\exp (\\sin (e _ {i} ^ {\\prime} , w _ {j}) / \\tau)}{\\sum_ {k = 1} ^ {K} \\exp (\\sin (e _ {i} ^ {\\prime} , w _ {k}) / \\tau)}. \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.435, + 0.789, + 0.526 + ], + "angle": 0, + "content": "The learning objective during fine-tuning on the downstream dataset, aimed at maximizing the ground-truth class score, employs the cross-entropy loss function. Notably, at this stage, the image encoder has been discarded, and gradients are backpropagated through the text encoder to update the learnable vectors, while the text encoder is frozen. This procedure is systematically outlined in Algorithm 1." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.549, + 0.377, + 0.566 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.789, + 0.733 + ], + "angle": 0, + "content": "In this section, we begin by comparing the adversarial robustness of our proposed approach with hand-crafted prompts under both white-box and black-box adversarial attacks. Second, we compare our method with the state-of-the-art input denoising defensive approaches. Additionally, we investigate the trade-off between generalizability and adversarial robustness in the context of prompt tuning. We also discuss the efficiency between our method and AT. Next, we examine the performance of learnable vectors when trained on a specific dataset but evaluated across various distinct datasets. Finally, we carry out an experimental analysis into interpreting the learnable vectors and perform an exhaustive analysis of hyperparameters." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.755, + 0.447, + 0.77 + ], + "angle": 0, + "content": "5.1 Experimental Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Datasets. We conduct our study mainly on 8 high-resolution vision datasets: Pets [24], Flowers [22], ImageNet [28], Food101 [1], SUN397 [38], DTD [2], EuroSAT [9], and UCF101 [30]. We adhered to the division of training and testing sets as established in the setup of [47]. For the ImageNet test set, in a" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "manner consistent with prior studies focusing on adversarial attacks [5,34,40], we use 1,000 images which are randomly sampled (one image per class). Furthermore, to assess the domain generalization capabilities, we employed four variant datasets of ImageNet, namely ImageNetV2 [27], ImageNet-Sketch [33], ImageNet-A [11], and ImageNet-R [10]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.238, + 0.788, + 0.3 + ], + "angle": 0, + "content": "Models. Our experiments are centered on the CLIP model. We selected the publicly available version ViT-B/16, and ViT-L/14 [6], which has the largest parameter. Consistent with the vanilla CLIP, we employed hand-crafted prompts as textual input, such as \"a photo of a , a type of pet\" for Pets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.788, + 0.405 + ], + "angle": 0, + "content": "Adversarial Attacks. To evaluate adversarial robustness, we introduced both white-box and black-box adversarial attacks. For white-box adversarial attacks, we employed PGD-40 [18], aimed at maximizing KL Divergence in the embedding space, and AutoAttack [3], aimed at maximizing the contrastive loss between image-text pairs, respectively. Regarding black-box attacks, we implemented black-box attack RAP [25]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.42, + 0.788, + 0.496 + ], + "angle": 0, + "content": "Adversarial Defenses. To facilitate comparison with input denoising defenses, we incorporated two distinct categories of defense methods. One is the most effective but relatively time-consuming purification approach based on diffusion model, namely DiffPure [21]. The other is a more immediate but slightly less effective method, including Super resolution [20] and Rescale [39]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.511, + 0.788, + 0.738 + ], + "angle": 0, + "content": "Implementation Details. Our methodology builds upon the CoOp framework4. Our training process consists of 5 epochs with a batch size of 512 on ImageNet, and 100 epochs with a batch size of 32 on other datasets. The learnable vectors are optimized via SGD, starting with an initial learning rate of 0.002 for ViT-L/14 and 0.005 for ViT-B/16, and adjusted by cosine annealing. The number of learnable vector \\( M = 32 \\). To construct the adversarial embedding bank A, we apply the PGD-10 attack with a maximum perturbation of 8/255 over 10 iterations. For white-box adversarial attack on the test set, we utilize PGD-40 with a maximum perturbation of 16/255 over 40 iterations. We conduct black-box adversarial attacks on the test set using RAP for 400 iterations. For the selection of the RAP attack surrogate model, we employ ResNet-50 with torchvision weights for ImageNet, and train an additional fully connected layer on downstream datasets. The hyperparameter \\( \\sigma \\) in Super-resolution was set to 0.2. The pre-trained diffusion models in DiffPure is Guided Diffusion [4] and the time step was set to 150." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.76, + 0.519, + 0.775 + ], + "angle": 0, + "content": "5.2 Comparison with Vanilla CLIP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.786, + 0.788, + 0.817 + ], + "angle": 0, + "content": "We started our evaluation by comparing \\( AdvPT \\) with the vanilla CLIP model. Using PGD-40 and RAP, we evaluated adversarial robustness in 8 datasets," + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.508, + 0.841 + ], + "angle": 0, + "content": "4 https://github.com/KaiyangZhou/CoOp" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.174 + ], + "angle": 0, + "content": "Table 1: Accuracy (%) under PGD-40 and RAP attacks: The “(↑)” indicates the margin by which \\( AdvPT \\) surpasses the vanilla CLIP (hand-crafted prompts)." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.185, + 0.787, + 0.327 + ], + "angle": 0, + "content": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16vanillaClean71.489.186.162.644.447.866.7
PGD6.424.414.014.711.122.29.1
RAP60.779.968.355.433.519.256.4
AdvPTClean87.691.384.470.767.968.177.0
PGD37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)
RAP79.0(18.3↑)81.8(1.9↑)68.7(0.4↑)60.0(4.6↑)50.5(17.0↑)40.6(21.4↑)66.0(9.6↑)
VIT-L/14vanillaClean79.393.691.067.653.158.174.2
PGD20.150.334.327.920.723.333.9
RAP70.688.281.962.542.542.367.3
AdvPTClean97.692.990.976.472.879.286.5
PGD56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)
RAP94.1(23.5↑)90.4(2.2↑)82.7(0.8↑)70.3(7.8↑)62.4(19.9↑)50.8(8.5↑)78.7(11.4↑)
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.341, + 0.787, + 0.369 + ], + "angle": 0, + "content": "Table 2: Accuracy (%) under PGD-40 Attack: The “+AdvPT” indicates our method combined with the input denoising defense. The best results are highlighted in bold." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.382, + 0.787, + 0.558 + ], + "angle": 0, + "content": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense6.424.414.014.711.122.29.16.6
\\( AdvPT \\)37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)19.9(13.3↑)
Super13.843.658.140.532.143.335.418.3
+AdvPT60.4(46.6↑)68.3(24.7↑)69.9(11.8↑)69.9(29.4↑)58.2(26.1↑)76.7(33.4↑)58.4(23.0↑)34.9(16.6↑)
DiffPure59.484.168.655.036.929.760.456.6
+AdvPT81.9(22.5↑)86.9(2.8↑)70.5(1.9↑)63.9(8.9↑)60.8(23.9↑)59.6(29.9↑)72.2(11.8↑)61.1(4.5↑)
Rescale60.181.979.056.939.940.658.653.3
+AdvPT87.5(27.4↑)87.4(5.5↑)80.4(1.4↑)67.1(10.2↑)64.4(24.5↑)75.4(34.8↑)72.1(13.5↑)61.6(8.3↑)
VIT-L/14No defense20.150.334.327.920.723.333.928.5
\\( AdvPT \\)56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)42.9(14.5↑)
Super31.667.751.039.534.545.352.740.3
+AdvPT74.9(43.3↑)81.2(13.5↑)68.2(17.2↑)55.5(16.0↑)59.0(24.5↑)80.1(34.8↑)70.3(17.6↑)54.3(14.0↑)
DiffPure69.290.673.860.646.635.667.164.5
+AdvPT92.0(22.8↑)90.3(0.3↓)77.2(3.4↑)70.5(9.9↑)67.3(20.7↑)64.5(28.9↑)79.1(12.0↑)69.7(5.2↑)
Rescale73.288.983.063.046.746.970.266.1
+AdvPT94.5(21.3↑)91.0(2.1↑)86.0(3.0↑)73.2(10.2↑)69.8(23.1↑)83.3(36.4↑)82.2(12.0↑)74.8(8.7↑)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.585, + 0.788, + 0.66 + ], + "angle": 0, + "content": "as indicated in Tab. 1. Our findings reveal that: (1) \\( AdvPT \\) demonstrates improvements over the vanilla CLIP under both PGD-40 and RAP attacks, with the specific improvement quantified in green. (2) While the primary goal of \\( AdvPT \\) is not to enhance generalizability, the empirical finding implies that the enhancement of accuracy emerges as a collateral advantage." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.681, + 0.582, + 0.696 + ], + "angle": 0, + "content": "5.3 Comparison with Adversarial Defenses" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.795 + ], + "angle": 0, + "content": "As described previously, \\( AdvPT \\) presents an innovative approach to enhance the robustness of image encoders against adversarial attacks by modifying only the textual input. This method is inherently synergistic with visual-modality input denoising defenses. We evaluated its performance against white-box PGD-40, and observed its compatibility with defenses, as delineated in Tab. 2. Significantly, incorporation of \\( AdvPT \\) requires no specialized tuning for the purified images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Our results show AdvPT's consistent compatibility with benchmark adversarial defenses. Despite a minor \\(0.3\\%\\) performance drop in ViT-L14 on Pets, it maintains over \\(90\\%\\) accuracy, closely paralleling original example performance," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.356, + 0.145, + 0.645, + 0.16 + ], + "angle": 0, + "content": "Table 3: Accuracy (%) under AutoAttack." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.171, + 0.787, + 0.272 + ], + "angle": 0, + "content": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense0.00.00.00.00.00.00.00.0
AdvPT23.3(23.3↑)7.2(7.2↑)4.4(4.4↑)17.6(17.6↑)28.9(28.9↑)27.5(27.5↑)18.5(18.5↑)11.0(11.0↑)
DiffPure54.178.961.151.535.132.956.755.5
+AdvPT80.3(26.2↑)84.7(5.8↑)65.5(4.4↑)61.4(9.9↑)60.8(25.7↑)59.1(26.2↑)70.8(14.1↑)60.4(4.9↑)
VIT-L/14No defense0.00.00.00.00.00.00.00.0
AdvPT19.2(19.2↑)3.3(3.3↑)3.3(3.3↑)15.5(15.5↑)25.7(25.7↑)29.5(29.5↑)17.0(17.0↑)9.0(9.0↑)
DiffPure63.787.567.451.543.434.864.760.7
+AdvPT89.3(25.6↑)87.9(0.4↑)72.5(5.1↑)68.5(17.0↑)65.4(22.0↑)63.2(28.4↑)77.8(13.1↑)67.9(7.2↑)
" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.283, + 0.357, + 0.363 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.249, + 0.368, + 0.326, + 0.381 + ], + "angle": 0, + "content": "(a) Flowers" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.381, + 0.357, + 0.46 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.258, + 0.466, + 0.317, + 0.479 + ], + "angle": 0, + "content": "(e) DTD" + }, + { + "type": "image", + "bbox": [ + 0.362, + 0.284, + 0.499, + 0.363 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.404, + 0.369, + 0.458, + 0.381 + ], + "angle": 0, + "content": "(b) Pets" + }, + { + "type": "image", + "bbox": [ + 0.362, + 0.381, + 0.498, + 0.46 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.388, + 0.466, + 0.473, + 0.479 + ], + "angle": 0, + "content": "(f) EuroSAT" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.284, + 0.642, + 0.363 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.534, + 0.368, + 0.612, + 0.381 + ], + "angle": 0, + "content": "(c) Food101" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.381, + 0.642, + 0.46 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.534, + 0.466, + 0.613, + 0.479 + ], + "angle": 0, + "content": "(g)UCF101" + }, + { + "type": "image", + "bbox": [ + 0.647, + 0.284, + 0.785, + 0.363 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.677, + 0.368, + 0.757, + 0.381 + ], + "angle": 0, + "content": "(d) SUN397" + }, + { + "type": "image", + "bbox": [ + 0.647, + 0.381, + 0.785, + 0.46 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.671, + 0.466, + 0.762, + 0.479 + ], + "angle": 0, + "content": "(h) ImageNet" + }, + { + "type": "image_caption", + "bbox": [ + 0.265, + 0.49, + 0.735, + 0.505 + ], + "angle": 0, + "content": "Fig. 3: \\( AdvPT \\) vs. CoOp on generalization and adversarial robustness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.565 + ], + "angle": 0, + "content": "which is acceptable. All improvements are highlighted in green, corroborating the efficacy of the strategy that combines \\( AdvPT \\) with input denoising mechanisms." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.566, + 0.789, + 0.747 + ], + "angle": 0, + "content": "Remarkably, the synergy of \\( AdvPT \\) with baseline defense mechanisms sometimes yielded “\\( 1 + 1 > 2 \\)” contribution. For example, on the ViT-B/16 model applied to the Flowers dataset, \\( AdvPT \\) alone increases accuracy by \\( 31.0\\% \\) (from \\( 6.40\\% \\) to \\( 37.40\\% \\)), yet when combined with Super-resolution, it further improves the performance of Super-resolution by \\( 46.60\\% \\) (from \\( 13.80\\% \\) to \\( 60.4\\% \\)). In addition to this, we also introduced AutoAttack, which targets the contrastive loss of image-text pairs. The results in Tab. 3 are consistent with those in Tab. 2, indicating that when combined with the state-of-the-art diffusion model-based defense method, DiffPure, our \\( AdvPT \\) achieved enhanced performance. These findings highlight the potential of this innovative synergy strategy to enhance adversarial defense by simultaneously modifying textual and visual inputs, warranting further investigation in future study." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.769, + 0.564, + 0.784 + ], + "angle": 0, + "content": "5.4 Generalization-Robustness Trade-off" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In this subsection, we discuss the effects of various learning objectives on the learnable vectors within prompt tuning. The primary goal of \\( AdvPT \\) is to enhance the adversarial robustness of the image modality in VLMs. In contrast, we explore" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.498, + 0.24 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.144, + 0.787, + 0.239 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.288, + 0.25, + 0.714, + 0.265 + ], + "angle": 0, + "content": "Fig. 4: Efficiency comparison between \\( AdvPT \\) and AT on Pets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.294, + 0.784, + 0.325 + ], + "angle": 0, + "content": "whether an objective like CoOp [47], which is fine-tuned on clean images for improved accuracy, affects adversarial robustness differently." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.325, + 0.788, + 0.476 + ], + "angle": 0, + "content": "Our comparative analysis of \\( AdvPT \\) and CoOp unveils insights into their generalizability and adversarial robustness, as illustrated in Fig. 3. Our findings are twofold: (1) Intriguingly, \\( AdvPT \\) significantly outperforms CoOp in adversarial robustness, albeit at a slight cost to generalization. This highlights a potential trade-off between adversarial robustness and generalization in prompt tuning, aligning with conclusions drawn from traditional AT [42]. (2) Although \\( AdvPT \\) sacrifices some generalizability, this drawback is mitigated as the model scale increases. Particularly on ViT-L/14, while also enhancing adversarial robustness, the narrowed generalizability gap makes \\( AdvPT \\) highly compatible with the ongoing trend towards scaling up models." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.498, + 0.58, + 0.515 + ], + "angle": 0, + "content": "5.5 Comparison with Adversarial Training" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.434, + 0.734 + ], + "angle": 0, + "content": "In this subsection, we compare the efficiency of our method, which focuses on fine-tuning only the prompt, against traditional AT. Specifically, we juxtapose \\( AdvPT \\) with PGD10 AT [18] on the Pets dataset, ensuring that both methods use an equivalent batch size. The comparative results are shown in Fig. 4, including the time taken to compute the adversarial embedding bank A in the total time reported. We" + }, + { + "type": "image", + "bbox": [ + 0.443, + 0.553, + 0.611, + 0.666 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.615, + 0.553, + 0.785, + 0.667 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.442, + 0.678, + 0.788, + 0.706 + ], + "angle": 0, + "content": "Fig. 5: Efficiency comparison between AdvPT and Fast AT on Pets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.785, + 0.764 + ], + "angle": 0, + "content": "also presented the results of Fast AT [37] in Fig. 5. Although Fast AT is much faster than AT, it still lags significantly behind \\( AdvPT \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Our analysis reveals that \\( AdvPT \\) is more time-efficient than AT, requiring at least an order of magnitude less time. Moreover, it demonstrates a superior enhancement in model performance, outperforming AT by at least one order of magnitude in effectiveness. This efficiency advantage, exceeding \\( 100 \\times \\) at least, positions \\( AdvPT \\) as a notably superior solution for VLMs." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.241, + 0.145, + 0.76, + 0.16 + ], + "angle": 0, + "content": "Table 4: Clean accuracy and robust accuracy (PGD-40) of linear prob CLIP." + }, + { + "type": "table", + "bbox": [ + 0.225, + 0.171, + 0.787, + 0.245 + ], + "angle": 0, + "content": "
FlowersPetsFood101SUN397DTDEuroSATUCF101
ViT-B/16Clean97.991.188.475.777.194.383.8
PGD4.810.95.24.813.89.24.1
ViT-L/14Clean99.494.290.979.080.195.988.7
PGD6.815.712.87.714.521.28.0
" + }, + { + "type": "table", + "bbox": [ + 0.243, + 0.26, + 0.513, + 0.356 + ], + "angle": 0, + "content": "
-V2-A-R-Sketch
Vt-B/16vanilla CLIPClean60.847.780.5
Robust6.24.79.3
AdvPTClean62.646.383.6
Robust16.310.122.0
Vt-L/12vanilla CLIPClean67.968.791.8
Robust25.616.834.3
AdvPTClean71.169.092.1
Robust38.520.243.5
" + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.365, + 0.516, + 0.392 + ], + "angle": 0, + "content": "Fig.6: AdvPT vs. vanilla CLIP on distribution shift." + }, + { + "type": "image", + "bbox": [ + 0.56, + 0.258, + 0.744, + 0.356 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.534, + 0.369, + 0.768, + 0.395 + ], + "angle": 0, + "content": "Fig. 7: Effect of number of learnable vector on Pets." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.427, + 0.56, + 0.442 + ], + "angle": 0, + "content": "5.6 Comparison with Linear Prob CLIP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.453, + 0.788, + 0.575 + ], + "angle": 0, + "content": "In this section, we compare \\( AdvPT \\) with linear prob CLIP, which also utilizes additional data, to investigate whether the robustness improvements of \\( AdvPT \\) merely result from additional downstream data, as shown in Tab. 4. By comparing with Tab. 1, while it shows an increase in clean accuracy compared to vanilla CLIP, its robustness is reduced, when compared to \\( AdvPT \\). This indicates that merely introducing additional downstream data does not directly contribute to enhanced robustness. Furthermore, it also indicates that the enhancements in robustness are not entirely relevant to improvements in accuracy." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.598, + 0.492, + 0.613 + ], + "angle": 0, + "content": "5.7 Evaluation on Domain Shift" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.624, + 0.788, + 0.73 + ], + "angle": 0, + "content": "A notable advantage of CLIP lies in its adaptability to domain shift. Thus, in this subsection, we evaluate the transferability of \\( AdvPT \\) in comparison to the vanilla CLIP in domain shift scenarios. The source dataset utilized is ImageNet, while the target datasets include ImageNetV2, ImageNet-Sketch, ImageNet-A, and ImageNet-R. The results presented in Fig. 6 elucidate that the proposed \\( AdvPT \\) outperforms the vanilla CLIP in terms of adversarial robustness, thereby validating its stability across varied domains." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.754, + 0.403, + 0.769 + ], + "angle": 0, + "content": "5.8 Further Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Number of Learnable Vector In Sec. 5.4, we observed similarities between adversarial prompt tuning and AT. It is widely acknowledged within the AT framework that a larger count of tunable parameters correlates with enhanced adversarial robustness. To discern whether this correlation persists within \\(AdvPT\\)," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "J. Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.22, + 0.145, + 0.782, + 0.159 + ], + "angle": 0, + "content": "Table 5: The nearest words for learnable vectors. N/A means non-Latin characters." + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.172, + 0.787, + 0.23 + ], + "angle": 0, + "content": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
activated(0.6720)stores(0.6300)sii(1.6187)gaunt(1.4723)3(0.6263)ust(0.8010)laces(1.0643)N/A(0.6407)
walked(0.7015)sun(0.6388)activation(1.6778)maestro(1.5045)allocation(0.6467)trip(0.9385)fa(1.1818)le(0.6747)
pper(0.7994)amore(0.6530)thereal(1.6817)zoom(1.5162)cs(0.7361)vu(1.0143)deployed(1.2376)telly(0.6995)
bao(0.8742)favorites(0.6877)cst(1.6910)nag(1.5209)prelude(0.7904)salam(1.0190)N/A(1.2625)hooper(0.7082)
burden(0.8924)ama(0.6957)pancreatic(1.8803)cope(1.5922)therapists(0.8336)weymouth(1.1291)cumbri(1.2966)naq(0.7121)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.256, + 0.788, + 0.332 + ], + "angle": 0, + "content": "we conducted an empirical evaluation of its efficacy under different numbers of learnable vector \\( M \\in [1,50] \\), using the Pets dataset as an example. The empirical results, as illustrated in Fig. 7, suggest that the volume of tunable parameters does not constitute a constraint in \\( AdvPT \\). Instead, unlocking its potential efficacy warrants further investigation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.351, + 0.788, + 0.472 + ], + "angle": 0, + "content": "Interpreting the Learnable Vector In this subsection, we aim to decode what the learnable vectors have captured. However, direct mapping of these learnable vectors to words is infeasible due to the optimization occurring within a continuous space, while word space is discrete. Therefore, we adopt a technique applied in the CoOp experiment, searching vocabulary for the nearest words to the learned vectors by Euclidean distance, as illustrated in Tab. 5. These words are not intuitively understandable, exactly aligning with the non-robust features in adversarial images." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.492, + 0.364, + 0.508 + ], + "angle": 0, + "content": "6 Limitations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.52, + 0.788, + 0.626 + ], + "angle": 0, + "content": "First, the paper's focus is restricted to image recognition tasks. Exploring the applicability of \\( AdvPT \\) to a broader array of tasks, such as Visual Question Answering (VQA) in advanced models like GPT-4V [23], is a worthwhile direction for future research. Second, visual prompts [13, 14] emerge as a promising research avenue, given their extensive trainable parameters, which could enhance adversarial robustness. Yet, it introduces additional branches to the model, thus falling into the model robustification category." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.646, + 0.509, + 0.663 + ], + "angle": 0, + "content": "7 Conclusion and Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.764 + ], + "angle": 0, + "content": "This study introduces Adversarial Prompt Tuning (AdvPT), a novel technique enhancing the adversarial robustness of VLMs such as CLIP. Our approach, focusing on the alignment of learnable text prompts with adversarial image embeddings, represents a significant step forward in securing VLMs against adversarial attacks. Notably, AdvPT achieves this heightened security without necessitating extensive model retraining or architectural modifications." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "However, we acknowledge that this is an initial foray into a complex domain. Future research should explore the scalability of adversarial prompt tuning across various settings. In conclusion, \\( AdvPT \\) presents a promising direction for enhancing VLM's robustness, contributing to the broader endeavor of making AI systems more secure and reliable." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Prompt Tuning for Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.788, + 0.234 + ], + "angle": 0, + "content": "This work was supported by National Key R&D Program of China (Grant No. 2022ZD0160103, 2023YFC3310700), National Natural Science Foundation of China (Grant No. 62172094, 62276067) and Science and Technology Commission of Shanghai Municipality (Grant No. 22511106102)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.255, + 0.323, + 0.27 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.282, + 0.787, + 0.323 + ], + "angle": 0, + "content": "1. 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In: Proceedings of the 31st ACM International Conference on Multimedia. pp. 6311-6320 (2023)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.835 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_origin.pdf b/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..0f5cd525ed987104257f0bd4358830acc0bccaf0 --- /dev/null +++ b/2024/Adversarial Prompt Tuning for Vision-Language Models/e12d41fd-7767-4502-aec2-e39540246860_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:bbbce42cd5b8ae4143354344c0446f70a3ecca119c0b7ec2fe6e6e13e09586da +size 1213442 diff --git a/2024/Adversarial Prompt Tuning for Vision-Language Models/full.md b/2024/Adversarial Prompt Tuning for Vision-Language Models/full.md new file mode 100644 index 0000000000000000000000000000000000000000..a619cea5769e4f4fbe7dd44d406476e664901ebc --- /dev/null +++ b/2024/Adversarial Prompt Tuning for Vision-Language Models/full.md @@ -0,0 +1,328 @@ +# Adversarial Prompt Tuning for Vision-Language Models + +Jiaming Zhang $^{1\star}$ , Xingjun Ma $^{2}$ , Xin Wang $^{2}$ , Lingyu Qiu $^{3}$ , Jiaqi Wang $^{1}$ , Yu-Gang Jiang $^{2}$ , and Jitao Sang $^{1}$ + +1 Beijing Jiaotong University, Beijing, China + +$^{2}$ Fudan Univisity, Shanghai, China + +3 Nanjing University of Aeronautics and Astronautics, Nanjing, China + +Abstract. With the rapid advancement of multimodal learning, pretrained Vision-Language Models (VLMs) such as CLIP have demonstrated remarkable capacities in bridging the gap between visual and language modalities. However, these models remain vulnerable to adversarial attacks, particularly in the image modality, presenting considerable security risks. This paper introduces Adversarial Prompt Tuning (AdvPT), a novel technique to enhance the adversarial robustness of image encoders in VLMs. AdvPT innovatively leverages learnable text prompts and aligns them with adversarial image embeddings, to address the vulnerabilities inherent in VLMs without the need for extensive parameter training or modification of the model architecture. We demonstrate that AdvPT improves resistance against white-box and black-box adversarial attacks and exhibits a synergistic effect when combined with existing input denoising defense techniques, further boosting defensive capabilities. Comprehensive experimental analyses provide insights into adversarial prompt tuning, a novel paradigm devoted to improving resistance to adversarial images through textual input modifications, paving the way for future robust multimodal learning research. These findings open up new possibilities for enhancing the security of VLMs. Our code is available at https://github.com/jiamingzhang94/Adversarial-Prompt-Tuning. + +Keywords: Adversarial defense $\cdot$ Vision-Language models $\cdot$ Prompt tuning + +# 1 Introduction + +Large-scale pre-trained Vision-Language Models (VLMs) have demonstrated superb capabilities in generalizing to a wide variety of downstream tasks. These architectures are trained to bridge the gap between visual and language modalities, as demonstrated by the huge amount of web-scale data [26]. With the increasing trend of multimodal learning, there is a growing number of VLMs being released to the public, leading to rapid growth of downstream applications. However, + +many studies have revealed that VLMs, similar to traditional visual models, are also vulnerable to small adversarial noises, which is a major security threat to deep neural networks (DNNs) [31,48]. In particular, noise in the image modality is markedly more invisible compared to token replacement in the text modality. Therefore, the imperative task of enhancing the adversarial robustness of the image encoders in VLMs requires an effective solution. + +In the image domain, adversarial training (AT) has been proven to be the most effective approach for training robust DNNs against adversarial examples (inputs with adversarial noise) [18]. AT is usually formulated as a min-max optimization problem, which generates adversarial examples at each training iteration to update the image encoder. Therefore, it is computationally expensive, and thus cannot be easily applied to train large VLMs. As such, recent works turn to input + +![](images/685b57712f3200f9b1333ae996453a9999d8da62d16b1d3113c077d70b24ebd5.jpg) +Fig.1: The defending effect of AdvPT: hand-crafted prompts (top) fail to match with adversarial images, whereas prompts constituted by learnable vectors (bottom) enable correct recognition. + +pre-processing techniques like diffusion-based purification to improve the adversarial robustness of VLMs [20, 21, 39]. + +Drawing from advances in Natural Language Processing (NLP), we observe a shift from fixed text prompts, such as "a photo of a ", to learnable prompts in CLIP's text encoder [46, 47]. Such a transition can help enhance image-text matching. Inspired by the idea of prompt tuning, in this work we propose Adversarial Prompt Tuning (AdvPT), a novel approach that improves the adversarial robustness of the image encoders in VLMs using learnable prompts. As depicted in Fig. 1 and Fig. 2, AdvPT models the textual prompt with learnable vectors and aligns the clean text embedding with adversarial image embedding to improve adversarial robustness. Specifically, we generate the adversarial images using the image encoder and then compute and save the embeddings of the adversarial images into an adversarial embedding bank. We then discard the image encoder but use the adversarial embedding bank to enhance the adversarial robustness, i.e., we align the clean text embedding with the adversarial image embedding through prompt tuning. This process involves gradient backpropagation through the text encoder to optimize the learnable vectors while preserving the pre-trained parameters. In a nutshell, our AdvPT leverages the text encoder's inherent knowledge for rectifying the adversarial embeddings (pre-computed with the image encoder). + +We evaluate $AdvPT$ against both white-box and black-box adversarial attacks on 8 image datasets, and show that it outperforms the vanilla CLIP (with hand-crafted prompts) by a considerable margin. By focusing on textual input processing and alignment, $AdvPT$ opens up a new direction for augmenting adversarial robustness in VLMs. It can also be integrated with image-based defense strategies to further boost the adversarial robustness of the image modality. We + +also observe a generalization-robustness trade-off in $AdvPT$ , similar to that in traditional AT. We further evaluate the domain transferability of the learnable vectors, testing their performance across various datasets after training on a specific one. Lastly, we conduct an in-depth analysis of the learned vectors and reveal the closest words associated with the vectors, gaining more understanding of the working mechanism of $AdvPT$ . + +In summary, our main contributions are: + +- We propose a novel method Adversarial Prompt Tuning (AdvPT) to enhance the adversarial robustness of VLMs by aligning the text embeddings with adversarial image embeddings. Specifically, we robustify the image encoder in VLM against adversarial examples using textual prompt modifications. +- We demonstrate the effectiveness of $AdvPT$ on various image datasets, showing its superiority over the vanilla CLIP. It can also be combined with input purification methods to further boost the robustness. +- We also provide a set of understandings of the working mechanism of $AdvPT$ the generalization-robustness trade-off, the adaptability of the learned vectors to domain shift, and their linguistic meanings. These understandings can help guide future work to leverage textual input to counter adversarial images. + +# 2 Related Work + +# 2.1 Vision Language Models + +VLMs have achieved remarkable success and demonstrated superb capabilities across a wide range of tasks. These models are typically classified into two groups. The first is grounded in large NLP models enhanced with visual modality capabilities, exemplified by GPT-4V [23]. The second group, represented by CLIP [26] and ALIGN [12], treats image and language modalities with equal emphasis. These models acquire joint image-language representations through self-supervised learning from vast data pools. Our study focuses on the latter category of VLMs, specifically on improving the adversarial robustness of their image encoders for image recognition tasks. + +# 2.2 Prompt Learning + +The concept of prompt learning originated in the field of NLP. It refers to fine-tuning the prompts instead of model parameters (freezing the model). Research in prompt learning aims to automatically learn more effective prompts instead of using a hand-crafted prompt [15, 17]. This approach has been extended to visual models [13, 36] and vision-language models [14, 46, 47], with the unified objective of enhancing model accuracy through prompt refinement. Our study, while grounded in the CoOp framework [47], diverges in its objective. CoOp represents the initial foray into prompt learning within the visual-language domain, distinguished by its simplicity and rapid processing pipeline. Instead of improving image recognition performance, our focus shifts to leveraging textual input modifications to improve the adversarial robustness of the image encoder. + +# 2.3 Adversarial Defenses + +Combating against adversarial images remains an unresolved challenge. Adversarial defenses broadly fall into two camps: model robustification methods and input denoising methods. The former includes methods like AT [18], Fast AT [37], TRADES [42] and MART [35]. This methodology is usually expressed as a min-max optimization problem, with continuous updates to the model parameters across all training iterations. However, this process is computationally demanding, posing difficulties for deployment on VLMs due to the scale of the model and dataset. As a result, the latter approach based on the image process has emerged as a solution suited for VLMs. + +The adversarial defense through input image modification is straightforward in its essence. It removes or weakens the impact of adversarial noise through inference-time methods such as input transformations [7,20], smoothing [16,29,44], and rescaling [39]. For example, Xie et al. [39] employed random image rescaling to diminish adversarial effects, and Mustafa et al. [20] utilized image super-resolution as a defense mechanism. Although somewhat limited in efficacy, these methods are pragmatically valuable for their efficiency. Recently, adversarial purification based on diffusion models has emerged [21,41]. Nie et al. [21] introduced the powerful adversarial purification, DiffPure, to address the shortcomings of previous approaches, albeit with increased time complexity. Mao et al. [19] identifies that AT of the CLIP on one dataset struggles to impact another dataset, defining this as the zero-shot adversarial robustness problem, and introduced visual prompt tuning [13] to address this. + +Our approach deviates from these strategies by not modifying the model nor the input image, presenting a novel defense mechanism against adversarial images. The subsequent sections detail our method and its integration with existing defensive techniques. + +# 3 Revisiting Clip and the Adversarial Robustness of Its Image Encoder + +# 3.1 CLIP + +We provide a concise introduction to VLMs, with an emphasis on the CLIP architecture. While our methods are tailored to CLIP, they are potentially extendable to a broader range of VLMs within the contrastive learning framework. + +CLIP comprises two distinct encoders: one for images and the other for text. The image encoder aims to distill image embeddings from the input visuals, utilizing either a Convolutional Neural Network (CNN) [8] or a Vision Transformer (ViT) [6] backbone. In contrast, the text encoder relies on a Transformer [32] to generate embeddings from textual data. + +During its training phase, CLIP leverages contrastive loss to develop a unified embedding space between visual and language modalities. Upon completion of training, CLIP finds utility in zero-shot image recognition, facilitated through an image-text retrieval mechanism. For example, in the prompt "a photo of + +a ”, replacing with specific categories from a dataset with $K$ classes allows the model to assess the similarity between an image and $K$ textual descriptions. + +Denoting input images as $x$ and their corresponding image embeddings from encoder $E(\cdot)$ as $e$ , and considering a set of textual prompts $\{w_i\}_{i=1}^K$ as text embeddings produced by text encoder $G(\cdot)$ , the prediction probability is mathematically expressed as follows: + +$$ +p (y | e) = \frac {\exp (\sin (e , w _ {y}) / \tau)}{\sum_ {i = 1} ^ {K} \exp (\sin (e , w _ {i}) / \tau)}, \tag {1} +$$ + +where $\sin (\cdot ,\cdot)$ denotes cosine similarity with a temperature parameter $\tau$ + +# 3.2 Adversarial Robustness of CLIP's Image Encoder + +We first introduce our threat model, which describes the assumed knowledge of the adversary, from what inputs they can manipulate to their access to the model architecture and parameters. Our study focuses on the adversarial robustness of image encoders, assuming that the attacker has full knowledge of the model architecture and parameters of image and text encoders, and can perturb the image input. However, the adversary has no control over the textual input nor knowledge of prompt tuning. Therefore, text adversarial attacks are also not applicable here [43, 45, 48]. + +We now introduce the adversarial attacks that target the image encoders. Consider an original input image $x$ , with $\delta$ symbolizing adversarial noise. The adversarial example $x' = x + \delta$ , once processed by the image encoder $E$ , generates an adversarial embedding $e'$ . + +Adversaries can employ two objective functions to impair the accuracy of matching with textual descriptions. The first objective is to make the adversarial embedding $e'$ markedly diverge from the embedding $e$ of the original image, i.e., to maximize the discrepancy between $e'$ and $e$ . The second objective is to ensure the adversarial embedding $e'$ does not align with the corresponding ground-truth textual description embedding $w_g$ , i.e., to maximize the discrepancy between $e'$ and $w_g$ . PGD and AutoAttack are deployed to represent the former and latter objectives, respectively. In this work, we focus on $\ell_{\infty}$ -norm constrained perturbations, where each $\delta$ adheres to $\| \delta \|_{\infty} \leq \epsilon$ , with $\epsilon$ denoting the maximum allowable perturbation magnitude. + +To defend against adversarial images, existing defense methods generally fall into two categories: model robustification methods and input denoising methods. As mentioned above, model robustification methods like AT struggle to handle VLMs due to efficiency issues. The input denoising operation can be conceptualized as a function $h$ that processes adversarial images, aiming to minimize the disparity between $E(h(x'))$ and $E(x)$ . + +![](images/272f72beff0b536effd9c5598bb50cc0d06156fac555029c728bbd157725a07d.jpg) +Fig. 2: An overview of the AdvPT framework. + +# 4 Adversarial Prompt Tuning + +Overview. Our proposed method, $AdvPT$ , involves optimizing learnable vectors as text prompts to enhance the robustness against image adversarial attacks. This diverges from previous context optimization approaches [46, 47] aimed at increasing image recognition rates. Fig. 2 provides an framework overview of $AdvPT$ . On a $K$ -class dataset $D = \{(x_i, y_i)\}_{i=1}^N$ of $N$ images and corresponding texts, $AdvPT$ begins with feeding the clean images $x$ into the image encoder $E$ to generate its adversarial image $x'$ . The adversarial images are then fed into the image encoder $E$ to obtain the adversarial image embeddings into an adversarial embedding bank $\mathbf{A} \in \mathbb{R}^{N \times L}$ , where $L$ is the embedding dimension. The image encoder $E$ is discarded in the subsequent steps. This approach is entirely distinct from traditional defensive methods, which, whether through augmentation (e.g., visual prompt tuning [13, 19]) or modification (e.g., AT [18]) of the parameters of CLIP's image encoder branch, rely on on-the-fly adversarial example generation during each training epoch. Even with partial parameter tuning (visual prompt), the adversarial example generation necessitates complete forward and backward propagation of gradients through the image encoder, resulting in an untenable burden in the context of VLMs. + +On the textual side, the prompt for class $i$ is denoted as $[v_{1}, v_{2}, \ldots, v_{M}, c_{i}]$ , with $c_{i}$ is the embedding representation of the class name. These prompts are then processed by the text encoder $G$ to generate text embeddings $\mathbf{T} \in \mathbb{R}^{L \times K}$ . During the fine-tuning process, a mini-batch $\mathbf{B} \in \mathbb{R}^{b \times L}$ with batch size $b$ from $\mathbf{A}$ is used to compute the similarity score $\mathbf{S} = \mathbf{B}\mathbf{T} \in \mathbb{R}^{b \times K}$ . The objective is to maximize the score of the ground-truth class by optimizing the learnable vectors $V = [v_{1}, v_{2}, \ldots, v_{M}]$ , through backpropagation in the text encoder. Overall, the entire process can be roughly divided into two steps: adversarial embedding bank generation and learnable vector optimization. Next, we will introduce the two steps in detail. + +# 4.1 Adversarial Embedding Bank Generation + +To improve the image encoder $E$ 's adversarial robustness, $AdvPT$ first generates adversarial images on encoder $E$ , then re-feeds them into the encoder to obtain and store their adversarial embeddings. Note that $AdvPT$ differs greatly from AT, which iteratively generates adversarial examples at each iteration of training and continuously updates the target model on the generated adversarial examples, leading to significant computational costs. Conversely, $AdvPT$ fixes the parameters of the image encoder $E$ , channeling focus exclusively on updating the learnable vectors at the input of the text encoder $G$ . This strategy significantly diminishes the number of learnable parameters. With the image encoder $E$ frozen, the generation of the adversarial examples is only a one-pass process. These examples, once processed through $E$ , constitute the adversarial embedding bank A. After this step, the image encoder $E$ is discarded, leaving only the adversarial embedding bank A for the subsequent prompt tuning. + +We employ the PGD attack [18] to generate adversarial images $x'$ on the image encoder $E(\cdot)$ with $\theta$ . This process can be formulated as: + +$$ +x ^ {\prime} = x _ {(t + 1)} ^ {\prime} = \Pi_ {x + \Omega} (x _ {(t)} ^ {\prime} + \alpha \cdot \operatorname {s i g n} (\nabla_ {x} J (\theta ; x _ {(t)} ^ {\prime}, x)), \tag {2} +$$ + +where $x'(t)$ represents the adversarial example at iteration $t$ . $\varPi$ is the projection. $\varOmega$ is the feasible region of $\delta$ , which ensures that the perturbed example remains within the allowed limits $\epsilon$ . $\alpha$ is the step size for each iteration. $\nabla_{x}J(\theta; x_{(t)}', x)$ computes the gradient of the loss function $J$ with respect to the parameters $\theta$ of $E$ , wherein $J$ serves as a distance metric quantifying the discrepancy in embeddings between $e' = E(x')$ and $e = E(x)$ . In our research, we utilize the Kullback-Leibler Divergence, as in TRADES [42], to serve as our adversarial loss function. + +The design of the adversarial embedding bank presents significant advantages. Primarily, it eliminates the need for redundant forward and backward passes through the image encoder, thereby greatly saving computational time. Moreover, the embedding space's lower dimensionality compared to the original image space substantially reduces the required computational memory. + +# 4.2 Learnable Vector Optimization + +The next phase in $AdvPT$ involves the construction and optimization of the learnable vectors. Specifically, our method seeks to model textual prompts with learnable vectors $V = [v_{1}, v_{2}, \ldots, v_{M}]$ , optimized by aligning them with adversarial embeddings, thus rectifying the non-robust features of the images utilized by the model. Initially, the text prompts $[v_{1}, v_{2}, \ldots, v_{M}, c_{i}]_{i=1}^{K}$ are fed into the text encoder $G$ , producing text embeddings $\mathbf{T} = [w_{1}, w_{2}, \ldots, w_{K}]^{T} \in \mathbb{R}^{L \times K}$ . In the fine-tuning phase, each iteration retrieves a mini-batch $\mathbf{B} = [e_{1}', e_{2}', \ldots, e_{b}') \in \mathbb{R}^{b \times L}$ from the adversarial embedding bank $\mathbf{A}$ . Subsequently, the similarity scores $\mathbf{S} = \mathbf{B}\mathbf{T} \in \mathbb{R}^{b \times K}$ can be calculated, with each element representing the predic + +Algorithm 1 Adversarial Prompt Tuning Pipeline +1: Input: image encoder $E$ , text encoder $G$ , images $x$ and class name $c$ , perturbation restriction $\epsilon$ , iteration $t$ +2: Output: learnable vectors $[v_{1},v_{2},\ldots ,v_{M}]$ +3: $x^{\prime} =$ attack $(x,\epsilon ,t;E)$ +4: $\mathbf{A} = E(x^{\prime})$ +5: Initialize learnable vectors $V = [v_{1},v_{2},\dots ,v_{M}]$ +6: for B in iter(A) do +7: Initialize $\theta_{i}$ +8: $\mathbf{T} = G([V,c])$ +9: $\mathbf{S} = \mathbf{B}\mathbf{T}$ +10: Optimize $V\gets$ Maximize S +11: end for + +tion score in the following manner: + +$$ +p (i, j) = p (j | e _ {i} ^ {\prime}) = \frac {\exp (\sin (e _ {i} ^ {\prime} , w _ {j}) / \tau)}{\sum_ {k = 1} ^ {K} \exp (\sin (e _ {i} ^ {\prime} , w _ {k}) / \tau)}. \tag {3} +$$ + +The learning objective during fine-tuning on the downstream dataset, aimed at maximizing the ground-truth class score, employs the cross-entropy loss function. Notably, at this stage, the image encoder has been discarded, and gradients are backpropagated through the text encoder to update the learnable vectors, while the text encoder is frozen. This procedure is systematically outlined in Algorithm 1. + +# 5 Experiments + +In this section, we begin by comparing the adversarial robustness of our proposed approach with hand-crafted prompts under both white-box and black-box adversarial attacks. Second, we compare our method with the state-of-the-art input denoising defensive approaches. Additionally, we investigate the trade-off between generalizability and adversarial robustness in the context of prompt tuning. We also discuss the efficiency between our method and AT. Next, we examine the performance of learnable vectors when trained on a specific dataset but evaluated across various distinct datasets. Finally, we carry out an experimental analysis into interpreting the learnable vectors and perform an exhaustive analysis of hyperparameters. + +# 5.1 Experimental Settings + +Datasets. We conduct our study mainly on 8 high-resolution vision datasets: Pets [24], Flowers [22], ImageNet [28], Food101 [1], SUN397 [38], DTD [2], EuroSAT [9], and UCF101 [30]. We adhered to the division of training and testing sets as established in the setup of [47]. For the ImageNet test set, in a + +manner consistent with prior studies focusing on adversarial attacks [5,34,40], we use 1,000 images which are randomly sampled (one image per class). Furthermore, to assess the domain generalization capabilities, we employed four variant datasets of ImageNet, namely ImageNetV2 [27], ImageNet-Sketch [33], ImageNet-A [11], and ImageNet-R [10]. + +Models. Our experiments are centered on the CLIP model. We selected the publicly available version ViT-B/16, and ViT-L/14 [6], which has the largest parameter. Consistent with the vanilla CLIP, we employed hand-crafted prompts as textual input, such as "a photo of a , a type of pet" for Pets. + +Adversarial Attacks. To evaluate adversarial robustness, we introduced both white-box and black-box adversarial attacks. For white-box adversarial attacks, we employed PGD-40 [18], aimed at maximizing KL Divergence in the embedding space, and AutoAttack [3], aimed at maximizing the contrastive loss between image-text pairs, respectively. Regarding black-box attacks, we implemented black-box attack RAP [25]. + +Adversarial Defenses. To facilitate comparison with input denoising defenses, we incorporated two distinct categories of defense methods. One is the most effective but relatively time-consuming purification approach based on diffusion model, namely DiffPure [21]. The other is a more immediate but slightly less effective method, including Super resolution [20] and Rescale [39]. + +Implementation Details. Our methodology builds upon the CoOp framework4. Our training process consists of 5 epochs with a batch size of 512 on ImageNet, and 100 epochs with a batch size of 32 on other datasets. The learnable vectors are optimized via SGD, starting with an initial learning rate of 0.002 for ViT-L/14 and 0.005 for ViT-B/16, and adjusted by cosine annealing. The number of learnable vector $M = 32$ . To construct the adversarial embedding bank A, we apply the PGD-10 attack with a maximum perturbation of 8/255 over 10 iterations. For white-box adversarial attack on the test set, we utilize PGD-40 with a maximum perturbation of 16/255 over 40 iterations. We conduct black-box adversarial attacks on the test set using RAP for 400 iterations. For the selection of the RAP attack surrogate model, we employ ResNet-50 with torchvision weights for ImageNet, and train an additional fully connected layer on downstream datasets. The hyperparameter $\sigma$ in Super-resolution was set to 0.2. The pre-trained diffusion models in DiffPure is Guided Diffusion [4] and the time step was set to 150. + +# 5.2 Comparison with Vanilla CLIP + +We started our evaluation by comparing $AdvPT$ with the vanilla CLIP model. Using PGD-40 and RAP, we evaluated adversarial robustness in 8 datasets, + +Table 1: Accuracy (%) under PGD-40 and RAP attacks: The “(↑)” indicates the margin by which $AdvPT$ surpasses the vanilla CLIP (hand-crafted prompts). + +
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16vanillaClean71.489.186.162.644.447.866.7
PGD6.424.414.014.711.122.29.1
RAP60.779.968.355.433.519.256.4
AdvPTClean87.691.384.470.767.968.177.0
PGD37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)
RAP79.0(18.3↑)81.8(1.9↑)68.7(0.4↑)60.0(4.6↑)50.5(17.0↑)40.6(21.4↑)66.0(9.6↑)
VIT-L/14vanillaClean79.393.691.067.653.158.174.2
PGD20.150.334.327.920.723.333.9
RAP70.688.281.962.542.542.367.3
AdvPTClean97.692.990.976.472.879.286.5
PGD56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)
RAP94.1(23.5↑)90.4(2.2↑)82.7(0.8↑)70.3(7.8↑)62.4(19.9↑)50.8(8.5↑)78.7(11.4↑)
+ +Table 2: Accuracy (%) under PGD-40 Attack: The “+AdvPT” indicates our method combined with the input denoising defense. The best results are highlighted in bold. + +
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense6.424.414.014.711.122.29.16.6
\( AdvPT \)37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)19.9(13.3↑)
Super13.843.658.140.532.143.335.418.3
+AdvPT60.4(46.6↑)68.3(24.7↑)69.9(11.8↑)69.9(29.4↑)58.2(26.1↑)76.7(33.4↑)58.4(23.0↑)34.9(16.6↑)
DiffPure59.484.168.655.036.929.760.456.6
+AdvPT81.9(22.5↑)86.9(2.8↑)70.5(1.9↑)63.9(8.9↑)60.8(23.9↑)59.6(29.9↑)72.2(11.8↑)61.1(4.5↑)
Rescale60.181.979.056.939.940.658.653.3
+AdvPT87.5(27.4↑)87.4(5.5↑)80.4(1.4↑)67.1(10.2↑)64.4(24.5↑)75.4(34.8↑)72.1(13.5↑)61.6(8.3↑)
VIT-L/14No defense20.150.334.327.920.723.333.928.5
\( AdvPT \)56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)42.9(14.5↑)
Super31.667.751.039.534.545.352.740.3
+AdvPT74.9(43.3↑)81.2(13.5↑)68.2(17.2↑)55.5(16.0↑)59.0(24.5↑)80.1(34.8↑)70.3(17.6↑)54.3(14.0↑)
DiffPure69.290.673.860.646.635.667.164.5
+AdvPT92.0(22.8↑)90.3(0.3↓)77.2(3.4↑)70.5(9.9↑)67.3(20.7↑)64.5(28.9↑)79.1(12.0↑)69.7(5.2↑)
Rescale73.288.983.063.046.746.970.266.1
+AdvPT94.5(21.3↑)91.0(2.1↑)86.0(3.0↑)73.2(10.2↑)69.8(23.1↑)83.3(36.4↑)82.2(12.0↑)74.8(8.7↑)
+ +as indicated in Tab. 1. Our findings reveal that: (1) $AdvPT$ demonstrates improvements over the vanilla CLIP under both PGD-40 and RAP attacks, with the specific improvement quantified in green. (2) While the primary goal of $AdvPT$ is not to enhance generalizability, the empirical finding implies that the enhancement of accuracy emerges as a collateral advantage. + +# 5.3 Comparison with Adversarial Defenses + +As described previously, $AdvPT$ presents an innovative approach to enhance the robustness of image encoders against adversarial attacks by modifying only the textual input. This method is inherently synergistic with visual-modality input denoising defenses. We evaluated its performance against white-box PGD-40, and observed its compatibility with defenses, as delineated in Tab. 2. Significantly, incorporation of $AdvPT$ requires no specialized tuning for the purified images. + +Our results show AdvPT's consistent compatibility with benchmark adversarial defenses. Despite a minor $0.3\%$ performance drop in ViT-L14 on Pets, it maintains over $90\%$ accuracy, closely paralleling original example performance, + +Table 3: Accuracy (%) under AutoAttack. + +
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense0.00.00.00.00.00.00.00.0
AdvPT23.3(23.3↑)7.2(7.2↑)4.4(4.4↑)17.6(17.6↑)28.9(28.9↑)27.5(27.5↑)18.5(18.5↑)11.0(11.0↑)
DiffPure54.178.961.151.535.132.956.755.5
+AdvPT80.3(26.2↑)84.7(5.8↑)65.5(4.4↑)61.4(9.9↑)60.8(25.7↑)59.1(26.2↑)70.8(14.1↑)60.4(4.9↑)
VIT-L/14No defense0.00.00.00.00.00.00.00.0
AdvPT19.2(19.2↑)3.3(3.3↑)3.3(3.3↑)15.5(15.5↑)25.7(25.7↑)29.5(29.5↑)17.0(17.0↑)9.0(9.0↑)
DiffPure63.787.567.451.543.434.864.760.7
+AdvPT89.3(25.6↑)87.9(0.4↑)72.5(5.1↑)68.5(17.0↑)65.4(22.0↑)63.2(28.4↑)77.8(13.1↑)67.9(7.2↑)
+ +![](images/3c5ac0615cd16c1ab9397e653e3cb42d03097dc7418aa01a1bacb84636c0980f.jpg) + +![](images/0f1bb4ed86c77bf4bbfa79e8c5ef7e146790c6a55e3c0e6e1ff7ec247d1acec3.jpg) +(a) Flowers +(e) DTD +Fig. 3: $AdvPT$ vs. CoOp on generalization and adversarial robustness. + +![](images/d490f7927800355ab8bb03b91896a66299c93186e6d22f19bf923e9073a19955.jpg) + +![](images/4f979027596f24c9475573d8179566b29fcf0fef628a9c68bb4d6fcea92355a8.jpg) +(b) Pets +(f) EuroSAT + +![](images/9edd445b8d057dc75c7f883db241a7bd90e52a45261d79ebcf8be6e91c2880f9.jpg) + +![](images/562308e0332e007435d720e43a36f3afea81bb060ca2ef40fed848245e4a2a45.jpg) +(c) Food101 +(g)UCF101 + +![](images/4d33b9f1a034dbc91c75270882aaad52e6d206de6cf36f99c194e704ded3be47.jpg) + +![](images/c3b0421ee33dda7b70c0d391b07bc063ba387fba82583fa49b7764805458b933.jpg) +(d) SUN397 +(h) ImageNet + +which is acceptable. All improvements are highlighted in green, corroborating the efficacy of the strategy that combines $AdvPT$ with input denoising mechanisms. + +Remarkably, the synergy of $AdvPT$ with baseline defense mechanisms sometimes yielded “ $1 + 1 > 2$ ” contribution. For example, on the ViT-B/16 model applied to the Flowers dataset, $AdvPT$ alone increases accuracy by $31.0\%$ (from $6.40\%$ to $37.40\%$ ), yet when combined with Super-resolution, it further improves the performance of Super-resolution by $46.60\%$ (from $13.80\%$ to $60.4\%$ ). In addition to this, we also introduced AutoAttack, which targets the contrastive loss of image-text pairs. The results in Tab. 3 are consistent with those in Tab. 2, indicating that when combined with the state-of-the-art diffusion model-based defense method, DiffPure, our $AdvPT$ achieved enhanced performance. These findings highlight the potential of this innovative synergy strategy to enhance adversarial defense by simultaneously modifying textual and visual inputs, warranting further investigation in future study. + +# 5.4 Generalization-Robustness Trade-off + +In this subsection, we discuss the effects of various learning objectives on the learnable vectors within prompt tuning. The primary goal of $AdvPT$ is to enhance the adversarial robustness of the image modality in VLMs. In contrast, we explore + +![](images/9a3be17adb10eb09e41b9ecd3c58533e51b199cba30d665a549ddc5a48584bd9.jpg) +Fig. 4: Efficiency comparison between $AdvPT$ and AT on Pets. + +![](images/57b89bc0cc87f50c06bf0ccfcb24aa3809560f2cdeb6ccd5af9f5207037bb405.jpg) + +whether an objective like CoOp [47], which is fine-tuned on clean images for improved accuracy, affects adversarial robustness differently. + +Our comparative analysis of $AdvPT$ and CoOp unveils insights into their generalizability and adversarial robustness, as illustrated in Fig. 3. Our findings are twofold: (1) Intriguingly, $AdvPT$ significantly outperforms CoOp in adversarial robustness, albeit at a slight cost to generalization. This highlights a potential trade-off between adversarial robustness and generalization in prompt tuning, aligning with conclusions drawn from traditional AT [42]. (2) Although $AdvPT$ sacrifices some generalizability, this drawback is mitigated as the model scale increases. Particularly on ViT-L/14, while also enhancing adversarial robustness, the narrowed generalizability gap makes $AdvPT$ highly compatible with the ongoing trend towards scaling up models. + +# 5.5 Comparison with Adversarial Training + +In this subsection, we compare the efficiency of our method, which focuses on fine-tuning only the prompt, against traditional AT. Specifically, we juxtapose $AdvPT$ with PGD10 AT [18] on the Pets dataset, ensuring that both methods use an equivalent batch size. The comparative results are shown in Fig. 4, including the time taken to compute the adversarial embedding bank A in the total time reported. We + +![](images/ba5094b93183a14c7fbe3078509f2518afd541f2be8da0c4efb14a1b40d5c783.jpg) +Fig. 5: Efficiency comparison between AdvPT and Fast AT on Pets. + +![](images/f0879d5b78edb47106b06143e37aef922143c9922a7ba749854f440442cae8d5.jpg) + +also presented the results of Fast AT [37] in Fig. 5. Although Fast AT is much faster than AT, it still lags significantly behind $AdvPT$ . + +Our analysis reveals that $AdvPT$ is more time-efficient than AT, requiring at least an order of magnitude less time. Moreover, it demonstrates a superior enhancement in model performance, outperforming AT by at least one order of magnitude in effectiveness. This efficiency advantage, exceeding $100 \times$ at least, positions $AdvPT$ as a notably superior solution for VLMs. + +Table 4: Clean accuracy and robust accuracy (PGD-40) of linear prob CLIP. + +
FlowersPetsFood101SUN397DTDEuroSATUCF101
ViT-B/16Clean97.991.188.475.777.194.383.8
PGD4.810.95.24.813.89.24.1
ViT-L/14Clean99.494.290.979.080.195.988.7
PGD6.815.712.87.714.521.28.0
+ +
-V2-A-R-Sketch
Vt-B/16vanilla CLIPClean60.847.780.5
Robust6.24.79.3
AdvPTClean62.646.383.6
Robust16.310.122.0
Vt-L/12vanilla CLIPClean67.968.791.8
Robust25.616.834.3
AdvPTClean71.169.092.1
Robust38.520.243.5
+ +![](images/cf4f817fd8a3069d46699f121295a6ec6e0f9231ed31b3df8cfa374075b201a4.jpg) +Fig.6: AdvPT vs. vanilla CLIP on distribution shift. +Fig. 7: Effect of number of learnable vector on Pets. + +# 5.6 Comparison with Linear Prob CLIP + +In this section, we compare $AdvPT$ with linear prob CLIP, which also utilizes additional data, to investigate whether the robustness improvements of $AdvPT$ merely result from additional downstream data, as shown in Tab. 4. By comparing with Tab. 1, while it shows an increase in clean accuracy compared to vanilla CLIP, its robustness is reduced, when compared to $AdvPT$ . This indicates that merely introducing additional downstream data does not directly contribute to enhanced robustness. Furthermore, it also indicates that the enhancements in robustness are not entirely relevant to improvements in accuracy. + +# 5.7 Evaluation on Domain Shift + +A notable advantage of CLIP lies in its adaptability to domain shift. Thus, in this subsection, we evaluate the transferability of $AdvPT$ in comparison to the vanilla CLIP in domain shift scenarios. The source dataset utilized is ImageNet, while the target datasets include ImageNetV2, ImageNet-Sketch, ImageNet-A, and ImageNet-R. The results presented in Fig. 6 elucidate that the proposed $AdvPT$ outperforms the vanilla CLIP in terms of adversarial robustness, thereby validating its stability across varied domains. + +# 5.8 Further Analysis + +Number of Learnable Vector In Sec. 5.4, we observed similarities between adversarial prompt tuning and AT. It is widely acknowledged within the AT framework that a larger count of tunable parameters correlates with enhanced adversarial robustness. To discern whether this correlation persists within $AdvPT$ , + +Table 5: The nearest words for learnable vectors. N/A means non-Latin characters. + +
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
activated(0.6720)stores(0.6300)sii(1.6187)gaunt(1.4723)3(0.6263)ust(0.8010)laces(1.0643)N/A(0.6407)
walked(0.7015)sun(0.6388)activation(1.6778)maestro(1.5045)allocation(0.6467)trip(0.9385)fa(1.1818)le(0.6747)
pper(0.7994)amore(0.6530)thereal(1.6817)zoom(1.5162)cs(0.7361)vu(1.0143)deployed(1.2376)telly(0.6995)
bao(0.8742)favorites(0.6877)cst(1.6910)nag(1.5209)prelude(0.7904)salam(1.0190)N/A(1.2625)hooper(0.7082)
burden(0.8924)ama(0.6957)pancreatic(1.8803)cope(1.5922)therapists(0.8336)weymouth(1.1291)cumbri(1.2966)naq(0.7121)
+ +we conducted an empirical evaluation of its efficacy under different numbers of learnable vector $M \in [1,50]$ , using the Pets dataset as an example. The empirical results, as illustrated in Fig. 7, suggest that the volume of tunable parameters does not constitute a constraint in $AdvPT$ . Instead, unlocking its potential efficacy warrants further investigation. + +Interpreting the Learnable Vector In this subsection, we aim to decode what the learnable vectors have captured. However, direct mapping of these learnable vectors to words is infeasible due to the optimization occurring within a continuous space, while word space is discrete. Therefore, we adopt a technique applied in the CoOp experiment, searching vocabulary for the nearest words to the learned vectors by Euclidean distance, as illustrated in Tab. 5. These words are not intuitively understandable, exactly aligning with the non-robust features in adversarial images. + +# 6 Limitations + +First, the paper's focus is restricted to image recognition tasks. Exploring the applicability of $AdvPT$ to a broader array of tasks, such as Visual Question Answering (VQA) in advanced models like GPT-4V [23], is a worthwhile direction for future research. Second, visual prompts [13, 14] emerge as a promising research avenue, given their extensive trainable parameters, which could enhance adversarial robustness. Yet, it introduces additional branches to the model, thus falling into the model robustification category. + +# 7 Conclusion and Discussion + +This study introduces Adversarial Prompt Tuning (AdvPT), a novel technique enhancing the adversarial robustness of VLMs such as CLIP. Our approach, focusing on the alignment of learnable text prompts with adversarial image embeddings, represents a significant step forward in securing VLMs against adversarial attacks. Notably, AdvPT achieves this heightened security without necessitating extensive model retraining or architectural modifications. + +However, we acknowledge that this is an initial foray into a complex domain. Future research should explore the scalability of adversarial prompt tuning across various settings. In conclusion, $AdvPT$ presents a promising direction for enhancing VLM's robustness, contributing to the broader endeavor of making AI systems more secure and reliable. + +# Acknowledgements + +This work was supported by National Key R&D Program of China (Grant No. 2022ZD0160103, 2023YFC3310700), National Natural Science Foundation of China (Grant No. 62172094, 62276067) and Science and Technology Commission of Shanghai Municipality (Grant No. 22511106102). + +# References + +1. 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With the rapid advancement of multimodal learning, pretrained Vision-Language Models (VLMs) such as CLIP have demonstrated remarkable capacities in bridging the gap between visual and language modalities. However, these models remain vulnerable to adversarial attacks, particularly in the image modality, presenting considerable security risks. This paper introduces Adversarial Prompt Tuning (AdvPT), a novel technique to enhance the adversarial robustness of image encoders in VLMs. AdvPT innovatively leverages learnable text prompts and aligns them with adversarial image embeddings, to address the vulnerabilities inherent in VLMs without the need for extensive parameter training or modification of the model architecture. We demonstrate that AdvPT improves resistance against white-box and black-box adversarial attacks and exhibits a synergistic effect when combined with existing input denoising defense techniques, further boosting defensive capabilities. Comprehensive experimental analyses provide insights into adversarial prompt tuning, a novel paradigm devoted to improving resistance to adversarial images through textual input modifications, paving the way for future robust multimodal learning research. These findings open up new possibilities for enhancing the security of VLMs. Our code is available at https://github.com/jiamingzhang94/Adversarial-Prompt-Tuning." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "spans": [ + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "type": "text", + "content": "Keywords: Adversarial defense " + }, + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "type": "text", + "content": " Vision-Language models " + }, + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 495, + 453, + 518 + ], + "type": "text", + "content": " Prompt tuning" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 538, + 230, + 551 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 538, + 230, + 551 + ], + "spans": [ + { + "bbox": [ + 132, + 538, + 230, + 551 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "spans": [ + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "type": "text", + "content": "Large-scale pre-trained Vision-Language Models (VLMs) have demonstrated superb capabilities in generalizing to a wide variety of downstream tasks. These architectures are trained to bridge the gap between visual and language modalities, as demonstrated by the huge amount of web-scale data [26]. With the increasing trend of multimodal learning, there is a growing number of VLMs being released to the public, leading to rapid growth of downstream applications. However," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 643, + 408, + 654 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 643, + 408, + 654 + ], + "spans": [ + { + "bbox": [ + 134, + 643, + 408, + 654 + ], + "type": "text", + "content": "* This work is done when the author interned at Fudan University." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 143, + 654, + 357, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 654, + 357, + 665 + ], + "spans": [ + { + "bbox": [ + 143, + 654, + 357, + 665 + ], + "type": "text", + "content": "Corresponding authors: Xingjun Ma and Jitao Sang." + } + ] + } + ], + "index": 10 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "many studies have revealed that VLMs, similar to traditional visual models, are also vulnerable to small adversarial noises, which is a major security threat to deep neural networks (DNNs) [31,48]. In particular, noise in the image modality is markedly more invisible compared to token replacement in the text modality. Therefore, the imperative task of enhancing the adversarial robustness of the image encoders in VLMs requires an effective solution." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 192, + 300, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 192, + 300, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 192, + 300, + 346 + ], + "type": "text", + "content": "In the image domain, adversarial training (AT) has been proven to be the most effective approach for training robust DNNs against adversarial examples (inputs with adversarial noise) [18]. AT is usually formulated as a min-max optimization problem, which generates adversarial examples at each training iteration to update the image encoder. Therefore, it is computationally expensive, and thus cannot be easily applied to train large VLMs. As such, recent works turn to input" + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 324, + 217, + 466, + 258 + ], + "blocks": [ + { + "bbox": [ + 324, + 217, + 466, + 258 + ], + "lines": [ + { + "bbox": [ + 324, + 217, + 466, + 258 + ], + "spans": [ + { + "bbox": [ + 324, + 217, + 466, + 258 + ], + "type": "image", + "image_path": "685b57712f3200f9b1333ae996453a9999d8da62d16b1d3113c077d70b24ebd5.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 266, + 482, + 322 + ], + "lines": [ + { + "bbox": [ + 304, + 266, + 482, + 322 + ], + "spans": [ + { + "bbox": [ + 304, + 266, + 482, + 322 + ], + "type": "text", + "content": "Fig.1: The defending effect of AdvPT: hand-crafted prompts (top) fail to match with adversarial images, whereas prompts constituted by learnable vectors (bottom) enable correct recognition." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 347, + 482, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 482, + 372 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 482, + 372 + ], + "type": "text", + "content": "pre-processing techniques like diffusion-based purification to improve the adversarial robustness of VLMs [20, 21, 39]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 374, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 374, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 482, + 590 + ], + "type": "text", + "content": "Drawing from advances in Natural Language Processing (NLP), we observe a shift from fixed text prompts, such as \"a photo of a \", to learnable prompts in CLIP's text encoder [46, 47]. Such a transition can help enhance image-text matching. Inspired by the idea of prompt tuning, in this work we propose Adversarial Prompt Tuning (AdvPT), a novel approach that improves the adversarial robustness of the image encoders in VLMs using learnable prompts. As depicted in Fig. 1 and Fig. 2, AdvPT models the textual prompt with learnable vectors and aligns the clean text embedding with adversarial image embedding to improve adversarial robustness. Specifically, we generate the adversarial images using the image encoder and then compute and save the embeddings of the adversarial images into an adversarial embedding bank. We then discard the image encoder but use the adversarial embedding bank to enhance the adversarial robustness, i.e., we align the clean text embedding with the adversarial image embedding through prompt tuning. This process involves gradient backpropagation through the text encoder to optimize the learnable vectors while preserving the pre-trained parameters. In a nutshell, our AdvPT leverages the text encoder's inherent knowledge for rectifying the adversarial embeddings (pre-computed with the image encoder)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "We evaluate " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " against both white-box and black-box adversarial attacks on 8 image datasets, and show that it outperforms the vanilla CLIP (with hand-crafted prompts) by a considerable margin. By focusing on textual input processing and alignment, " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " opens up a new direction for augmenting adversarial robustness in VLMs. It can also be integrated with image-based defense strategies to further boost the adversarial robustness of the image modality. We" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "text", + "content": "also observe a generalization-robustness trade-off in " + }, + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "text", + "content": ", similar to that in traditional AT. We further evaluate the domain transferability of the learnable vectors, testing their performance across various datasets after training on a specific one. Lastly, we conduct an in-depth analysis of the learned vectors and reveal the closest words associated with the vectors, gaining more understanding of the working mechanism of " + }, + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 116, + 482, + 187 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 146, + 189, + 328, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 189, + 328, + 200 + ], + "spans": [ + { + "bbox": [ + 146, + 189, + 328, + 200 + ], + "type": "text", + "content": "In summary, our main contributions are:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 137, + 205, + 480, + 332 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 205, + 479, + 249 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 205, + 479, + 249 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 479, + 249 + ], + "type": "text", + "content": "- We propose a novel method Adversarial Prompt Tuning (AdvPT) to enhance the adversarial robustness of VLMs by aligning the text embeddings with adversarial image embeddings. Specifically, we robustify the image encoder in VLM against adversarial examples using textual prompt modifications." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 137, + 253, + 480, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 253, + 480, + 285 + ], + "spans": [ + { + "bbox": [ + 137, + 253, + 480, + 285 + ], + "type": "text", + "content": "- We demonstrate the effectiveness of " + }, + { + "bbox": [ + 137, + 253, + 480, + 285 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 137, + 253, + 480, + 285 + ], + "type": "text", + "content": " on various image datasets, showing its superiority over the vanilla CLIP. It can also be combined with input purification methods to further boost the robustness." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 137, + 288, + 480, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 288, + 480, + 332 + ], + "spans": [ + { + "bbox": [ + 137, + 288, + 480, + 332 + ], + "type": "text", + "content": "- We also provide a set of understandings of the working mechanism of " + }, + { + "bbox": [ + 137, + 288, + 480, + 332 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 137, + 288, + 480, + 332 + ], + "type": "text", + "content": " the generalization-robustness trade-off, the adaptability of the learned vectors to domain shift, and their linguistic meanings. These understandings can help guide future work to leverage textual input to counter adversarial images." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 352, + 237, + 364 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 352, + 237, + 364 + ], + "spans": [ + { + "bbox": [ + 132, + 352, + 237, + 364 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 375, + 284, + 387 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 375, + 284, + 387 + ], + "spans": [ + { + "bbox": [ + 132, + 375, + 284, + 387 + ], + "type": "text", + "content": "2.1 Vision Language Models" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 392, + 482, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 501 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 501 + ], + "type": "text", + "content": "VLMs have achieved remarkable success and demonstrated superb capabilities across a wide range of tasks. These models are typically classified into two groups. The first is grounded in large NLP models enhanced with visual modality capabilities, exemplified by GPT-4V [23]. The second group, represented by CLIP [26] and ALIGN [12], treats image and language modalities with equal emphasis. These models acquire joint image-language representations through self-supervised learning from vast data pools. Our study focuses on the latter category of VLMs, specifically on improving the adversarial robustness of their image encoders for image recognition tasks." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 516, + 248, + 529 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 516, + 248, + 529 + ], + "spans": [ + { + "bbox": [ + 132, + 516, + 248, + 529 + ], + "type": "text", + "content": "2.2 Prompt Learning" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "The concept of prompt learning originated in the field of NLP. It refers to fine-tuning the prompts instead of model parameters (freezing the model). Research in prompt learning aims to automatically learn more effective prompts instead of using a hand-crafted prompt [15, 17]. This approach has been extended to visual models [13, 36] and vision-language models [14, 46, 47], with the unified objective of enhancing model accuracy through prompt refinement. Our study, while grounded in the CoOp framework [47], diverges in its objective. CoOp represents the initial foray into prompt learning within the visual-language domain, distinguished by its simplicity and rapid processing pipeline. Instead of improving image recognition performance, our focus shifts to leveraging textual input modifications to improve the adversarial robustness of the image encoder." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 266, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 266, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 266, + 128 + ], + "type": "text", + "content": "2.3 Adversarial Defenses" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 135, + 482, + 242 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 135, + 482, + 242 + ], + "spans": [ + { + "bbox": [ + 130, + 135, + 482, + 242 + ], + "type": "text", + "content": "Combating against adversarial images remains an unresolved challenge. Adversarial defenses broadly fall into two camps: model robustification methods and input denoising methods. The former includes methods like AT [18], Fast AT [37], TRADES [42] and MART [35]. This methodology is usually expressed as a min-max optimization problem, with continuous updates to the model parameters across all training iterations. However, this process is computationally demanding, posing difficulties for deployment on VLMs due to the scale of the model and dataset. As a result, the latter approach based on the image process has emerged as a solution suited for VLMs." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 243, + 482, + 397 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 243, + 482, + 397 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 482, + 397 + ], + "type": "text", + "content": "The adversarial defense through input image modification is straightforward in its essence. It removes or weakens the impact of adversarial noise through inference-time methods such as input transformations [7,20], smoothing [16,29,44], and rescaling [39]. For example, Xie et al. [39] employed random image rescaling to diminish adversarial effects, and Mustafa et al. [20] utilized image super-resolution as a defense mechanism. Although somewhat limited in efficacy, these methods are pragmatically valuable for their efficiency. Recently, adversarial purification based on diffusion models has emerged [21,41]. Nie et al. [21] introduced the powerful adversarial purification, DiffPure, to address the shortcomings of previous approaches, albeit with increased time complexity. Mao et al. [19] identifies that AT of the CLIP on one dataset struggles to impact another dataset, defining this as the zero-shot adversarial robustness problem, and introduced visual prompt tuning [13] to address this." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 399, + 481, + 447 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 399, + 481, + 447 + ], + "spans": [ + { + "bbox": [ + 130, + 399, + 481, + 447 + ], + "type": "text", + "content": "Our approach deviates from these strategies by not modifying the model nor the input image, presenting a novel defense mechanism against adversarial images. The subsequent sections detail our method and its integration with existing defensive techniques." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 464, + 478, + 492 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 464, + 478, + 492 + ], + "spans": [ + { + "bbox": [ + 131, + 464, + 478, + 492 + ], + "type": "text", + "content": "3 Revisiting Clip and the Adversarial Robustness of Its Image Encoder" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 502, + 189, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 502, + 189, + 514 + ], + "spans": [ + { + "bbox": [ + 131, + 502, + 189, + 514 + ], + "type": "text", + "content": "3.1 CLIP" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 557 + ], + "type": "text", + "content": "We provide a concise introduction to VLMs, with an emphasis on the CLIP architecture. While our methods are tailored to CLIP, they are potentially extendable to a broader range of VLMs within the contrastive learning framework." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 558, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 617 + ], + "type": "text", + "content": "CLIP comprises two distinct encoders: one for images and the other for text. The image encoder aims to distill image embeddings from the input visuals, utilizing either a Convolutional Neural Network (CNN) [8] or a Vision Transformer (ViT) [6] backbone. In contrast, the text encoder relies on a Transformer [32] to generate embeddings from textual data." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "During its training phase, CLIP leverages contrastive loss to develop a unified embedding space between visual and language modalities. Upon completion of training, CLIP finds utility in zero-shot image recognition, facilitated through an image-text retrieval mechanism. For example, in the prompt \"a photo of" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "a ”, replacing with specific categories from a dataset with " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " classes allows the model to assess the similarity between an image and " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " textual descriptions." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "content": "Denoting input images as " + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "content": " and their corresponding image embeddings from encoder " + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "inline_equation", + "content": "E(\\cdot)" + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "inline_equation", + "content": "e" + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "content": ", and considering a set of textual prompts " + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "inline_equation", + "content": "\\{w_i\\}_{i=1}^K" + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "content": " as text embeddings produced by text encoder " + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "inline_equation", + "content": "G(\\cdot)" + }, + { + "bbox": [ + 130, + 154, + 480, + 201 + ], + "type": "text", + "content": ", the prediction probability is mathematically expressed as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 233, + 215, + 482, + 244 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 215, + 482, + 244 + ], + "spans": [ + { + "bbox": [ + 233, + 215, + 482, + 244 + ], + "type": "interline_equation", + "content": "p (y | e) = \\frac {\\exp (\\sin (e , w _ {y}) / \\tau)}{\\sum_ {i = 1} ^ {K} \\exp (\\sin (e , w _ {i}) / \\tau)}, \\tag {1}", + "image_path": "3ec819de863976458398a8b5fb86a6533d66e04898cf4992c2ad5b6c5af24742.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 255, + 453, + 268 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 255, + 453, + 268 + ], + "spans": [ + { + "bbox": [ + 131, + 255, + 453, + 268 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 255, + 453, + 268 + ], + "type": "inline_equation", + "content": "\\sin (\\cdot ,\\cdot)" + }, + { + "bbox": [ + 131, + 255, + 453, + 268 + ], + "type": "text", + "content": " denotes cosine similarity with a temperature parameter " + }, + { + "bbox": [ + 131, + 255, + 453, + 268 + ], + "type": "inline_equation", + "content": "\\tau" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 295, + 410, + 307 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 295, + 410, + 307 + ], + "spans": [ + { + "bbox": [ + 131, + 295, + 410, + 307 + ], + "type": "text", + "content": "3.2 Adversarial Robustness of CLIP's Image Encoder" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 324, + 480, + 420 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 480, + 420 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 480, + 420 + ], + "type": "text", + "content": "We first introduce our threat model, which describes the assumed knowledge of the adversary, from what inputs they can manipulate to their access to the model architecture and parameters. Our study focuses on the adversarial robustness of image encoders, assuming that the attacker has full knowledge of the model architecture and parameters of image and text encoders, and can perturb the image input. However, the adversary has no control over the textual input nor knowledge of prompt tuning. Therefore, text adversarial attacks are also not applicable here [43, 45, 48]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "content": "We now introduce the adversarial attacks that target the image encoders. Consider an original input image " + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "content": " symbolizing adversarial noise. The adversarial example " + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "inline_equation", + "content": "x' = x + \\delta" + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "content": ", once processed by the image encoder " + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "content": ", generates an adversarial embedding " + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "inline_equation", + "content": "e'" + }, + { + "bbox": [ + 130, + 422, + 480, + 470 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": "Adversaries can employ two objective functions to impair the accuracy of matching with textual descriptions. The first objective is to make the adversarial embedding " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "e'" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " markedly diverge from the embedding " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "e" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " of the original image, i.e., to maximize the discrepancy between " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "e'" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "e" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": ". The second objective is to ensure the adversarial embedding " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "e'" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " does not align with the corresponding ground-truth textual description embedding " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "w_g" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": ", i.e., to maximize the discrepancy between " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "e'" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "w_g" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": ". PGD and AutoAttack are deployed to represent the former and latter objectives, respectively. In this work, we focus on " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "\\ell_{\\infty}" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": "-norm constrained perturbations, where each " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " adheres to " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "\\| \\delta \\|_{\\infty} \\leq \\epsilon" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 472, + 481, + 592 + ], + "type": "text", + "content": " denoting the maximum allowable perturbation magnitude." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": "To defend against adversarial images, existing defense methods generally fall into two categories: model robustification methods and input denoising methods. As mentioned above, model robustification methods like AT struggle to handle VLMs due to efficiency issues. The input denoising operation can be conceptualized as a function " + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": " that processes adversarial images, aiming to minimize the disparity between " + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "inline_equation", + "content": "E(h(x'))" + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "inline_equation", + "content": "E(x)" + }, + { + "bbox": [ + 130, + 594, + 481, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 115, + 482, + 258 + ], + "blocks": [ + { + "bbox": [ + 137, + 115, + 482, + 258 + ], + "lines": [ + { + "bbox": [ + 137, + 115, + 482, + 258 + ], + "spans": [ + { + "bbox": [ + 137, + 115, + 482, + 258 + ], + "type": "image", + "image_path": "272f72beff0b536effd9c5598bb50cc0d06156fac555029c728bbd157725a07d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 210, + 265, + 402, + 277 + ], + "lines": [ + { + "bbox": [ + 210, + 265, + 402, + 277 + ], + "spans": [ + { + "bbox": [ + 210, + 265, + 402, + 277 + ], + "type": "text", + "content": "Fig. 2: An overview of the AdvPT framework." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 304, + 319, + 319 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 304, + 319, + 319 + ], + "spans": [ + { + "bbox": [ + 132, + 304, + 319, + 319 + ], + "type": "text", + "content": "4 Adversarial Prompt Tuning" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": "Overview. Our proposed method, " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": ", involves optimizing learnable vectors as text prompts to enhance the robustness against image adversarial attacks. This diverges from previous context optimization approaches [46, 47] aimed at increasing image recognition rates. Fig. 2 provides an framework overview of " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": ". On a " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": "-class dataset " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "D = \\{(x_i, y_i)\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " images and corresponding texts, " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " begins with feeding the clean images " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " into the image encoder " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " to generate its adversarial image " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "x'" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": ". The adversarial images are then fed into the image encoder " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " to obtain the adversarial image embeddings into an adversarial embedding bank " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "\\mathbf{A} \\in \\mathbb{R}^{N \\times L}" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " is the embedding dimension. The image encoder " + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 340, + 483, + 543 + ], + "type": "text", + "content": " is discarded in the subsequent steps. This approach is entirely distinct from traditional defensive methods, which, whether through augmentation (e.g., visual prompt tuning [13, 19]) or modification (e.g., AT [18]) of the parameters of CLIP's image encoder branch, rely on on-the-fly adversarial example generation during each training epoch. Even with partial parameter tuning (visual prompt), the adversarial example generation necessitates complete forward and backward propagation of gradients through the image encoder, resulting in an untenable burden in the context of VLMs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": "On the textual side, the prompt for class " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": " is denoted as " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "[v_{1}, v_{2}, \\ldots, v_{M}, c_{i}]" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "c_{i}" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": " is the embedding representation of the class name. These prompts are then processed by the text encoder " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": " to generate text embeddings " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{T} \\in \\mathbb{R}^{L \\times K}" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": ". During the fine-tuning process, a mini-batch " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{B} \\in \\mathbb{R}^{b \\times L}" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": " with batch size " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{A}" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": " is used to compute the similarity score " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{S} = \\mathbf{B}\\mathbf{T} \\in \\mathbb{R}^{b \\times K}" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": ". The objective is to maximize the score of the ground-truth class by optimizing the learnable vectors " + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "inline_equation", + "content": "V = [v_{1}, v_{2}, \\ldots, v_{M}]" + }, + { + "bbox": [ + 130, + 545, + 483, + 666 + ], + "type": "text", + "content": ", through backpropagation in the text encoder. Overall, the entire process can be roughly divided into two steps: adversarial embedding bank generation and learnable vector optimization. Next, we will introduce the two steps in detail." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 101 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 369, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 369, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 369, + 128 + ], + "type": "text", + "content": "4.1 Adversarial Embedding Bank Generation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": "To improve the image encoder " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": "'s adversarial robustness, " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": " first generates adversarial images on encoder " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": ", then re-feeds them into the encoder to obtain and store their adversarial embeddings. Note that " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": " differs greatly from AT, which iteratively generates adversarial examples at each iteration of training and continuously updates the target model on the generated adversarial examples, leading to significant computational costs. Conversely, " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": " fixes the parameters of the image encoder " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": ", channeling focus exclusively on updating the learnable vectors at the input of the text encoder " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": ". This strategy significantly diminishes the number of learnable parameters. With the image encoder " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": " frozen, the generation of the adversarial examples is only a one-pass process. These examples, once processed through " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": ", constitute the adversarial embedding bank A. After this step, the image encoder " + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 140, + 482, + 297 + ], + "type": "text", + "content": " is discarded, leaving only the adversarial embedding bank A for the subsequent prompt tuning." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "text", + "content": "We employ the PGD attack [18] to generate adversarial images " + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "inline_equation", + "content": "x'" + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "text", + "content": " on the image encoder " + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "inline_equation", + "content": "E(\\cdot)" + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 297, + 482, + 321 + ], + "type": "text", + "content": ". This process can be formulated as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 195, + 331, + 482, + 346 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 331, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 195, + 331, + 482, + 346 + ], + "type": "interline_equation", + "content": "x ^ {\\prime} = x _ {(t + 1)} ^ {\\prime} = \\Pi_ {x + \\Omega} (x _ {(t)} ^ {\\prime} + \\alpha \\cdot \\operatorname {s i g n} (\\nabla_ {x} J (\\theta ; x _ {(t)} ^ {\\prime}, x)), \\tag {2}", + "image_path": "9c9bc222c40a87bdae05fd101ce2ef1d26005c0e3d23f7f41568de1140358fdd.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "x'(t)" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " represents the adversarial example at iteration " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\varPi" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " is the projection. " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\varOmega" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " is the feasible region of " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": ", which ensures that the perturbed example remains within the allowed limits " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " is the step size for each iteration. " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\nabla_{x}J(\\theta; x_{(t)}', x)" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " computes the gradient of the loss function " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " with respect to the parameters " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": ", wherein " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " serves as a distance metric quantifying the discrepancy in embeddings between " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "e' = E(x')" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "inline_equation", + "content": "e = E(x)" + }, + { + "bbox": [ + 130, + 355, + 482, + 450 + ], + "type": "text", + "content": ". In our research, we utilize the Kullback-Leibler Divergence, as in TRADES [42], to serve as our adversarial loss function." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 452, + 482, + 512 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 452, + 482, + 512 + ], + "spans": [ + { + "bbox": [ + 130, + 452, + 482, + 512 + ], + "type": "text", + "content": "The design of the adversarial embedding bank presents significant advantages. Primarily, it eliminates the need for redundant forward and backward passes through the image encoder, thereby greatly saving computational time. Moreover, the embedding space's lower dimensionality compared to the original image space substantially reduces the required computational memory." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 533, + 317, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 317, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 317, + 547 + ], + "type": "text", + "content": "4.2 Learnable Vector Optimization" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "The next phase in " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": " involves the construction and optimization of the learnable vectors. Specifically, our method seeks to model textual prompts with learnable vectors " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "V = [v_{1}, v_{2}, \\ldots, v_{M}]" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ", optimized by aligning them with adversarial embeddings, thus rectifying the non-robust features of the images utilized by the model. Initially, the text prompts " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "[v_{1}, v_{2}, \\ldots, v_{M}, c_{i}]_{i=1}^{K}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": " are fed into the text encoder " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ", producing text embeddings " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{T} = [w_{1}, w_{2}, \\ldots, w_{K}]^{T} \\in \\mathbb{R}^{L \\times K}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ". In the fine-tuning phase, each iteration retrieves a mini-batch " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{B} = [e_{1}', e_{2}', \\ldots, e_{b}') \\in \\mathbb{R}^{b \\times L}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": " from the adversarial embedding bank " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{A}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ". Subsequently, the similarity scores " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{S} = \\mathbf{B}\\mathbf{T} \\in \\mathbb{R}^{b \\times K}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": " can be calculated, with each element representing the predic" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + 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134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "[v_{1},v_{2},\\ldots ,v_{M}]" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n3: " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "x^{\\prime} =" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " attack " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "(x,\\epsilon ,t;E)" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n4: " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "\\mathbf{A} = E(x^{\\prime})" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n5: Initialize learnable vectors " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "V = [v_{1},v_{2},\\dots ,v_{M}]" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n6: for B in iter(A) do \n7: Initialize " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "\\theta_{i}" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n8: " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "\\mathbf{T} = G([V,c])" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n9: " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "\\mathbf{S} = \\mathbf{B}\\mathbf{T}" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " \n10: Optimize " + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "inline_equation", + "content": "V\\gets" + }, + { + "bbox": [ + 134, + 130, + 482, + 264 + ], + "type": "text", + "content": " Maximize S \n11: end for" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "code_body" + } + ], + "index": 3, + "sub_type": "algorithm" + }, + { + "bbox": [ + 132, + 288, + 287, + 300 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 288, + 287, + 300 + ], + "spans": [ + { + "bbox": [ + 132, + 288, + 287, + 300 + ], + "type": "text", + "content": "tion score in the following manner:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 208, + 308, + 482, + 338 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 308, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 208, + 308, + 482, + 338 + ], + "type": "interline_equation", + "content": "p (i, j) = p (j | e _ {i} ^ {\\prime}) = \\frac {\\exp (\\sin (e _ {i} ^ {\\prime} , w _ {j}) / \\tau)}{\\sum_ {k = 1} ^ {K} \\exp (\\sin (e _ {i} ^ {\\prime} , w _ {k}) / \\tau)}. \\tag {3}", + "image_path": "d0e796b7a21a9a3c9099089a1b78928a3ace1b29bf1ce8d2d4eb6894f59f135d.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 344, + 482, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 344, + 482, + 416 + ], + "spans": [ + { + "bbox": [ + 130, + 344, + 482, + 416 + ], + "type": "text", + "content": "The learning objective during fine-tuning on the downstream dataset, aimed at maximizing the ground-truth class score, employs the cross-entropy loss function. Notably, at this stage, the image encoder has been discarded, and gradients are backpropagated through the text encoder to update the learnable vectors, while the text encoder is frozen. This procedure is systematically outlined in Algorithm 1." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 434, + 230, + 448 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 434, + 230, + 448 + ], + "spans": [ + { + "bbox": [ + 132, + 434, + 230, + 448 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 460, + 482, + 580 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 482, + 580 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 482, + 580 + ], + "type": "text", + "content": "In this section, we begin by comparing the adversarial robustness of our proposed approach with hand-crafted prompts under both white-box and black-box adversarial attacks. Second, we compare our method with the state-of-the-art input denoising defensive approaches. Additionally, we investigate the trade-off between generalizability and adversarial robustness in the context of prompt tuning. We also discuss the efficiency between our method and AT. Next, we examine the performance of learnable vectors when trained on a specific dataset but evaluated across various distinct datasets. Finally, we carry out an experimental analysis into interpreting the learnable vectors and perform an exhaustive analysis of hyperparameters." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 597, + 273, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 273, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 273, + 609 + ], + "type": "text", + "content": "5.1 Experimental Settings" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Datasets. We conduct our study mainly on 8 high-resolution vision datasets: Pets [24], Flowers [22], ImageNet [28], Food101 [1], SUN397 [38], DTD [2], EuroSAT [9], and UCF101 [30]. We adhered to the division of training and testing sets as established in the setup of [47]. For the ImageNet test set, in a" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "manner consistent with prior studies focusing on adversarial attacks [5,34,40], we use 1,000 images which are randomly sampled (one image per class). Furthermore, to assess the domain generalization capabilities, we employed four variant datasets of ImageNet, namely ImageNetV2 [27], ImageNet-Sketch [33], ImageNet-A [11], and ImageNet-R [10]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 188, + 482, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 188, + 482, + 237 + ], + "spans": [ + { + "bbox": [ + 130, + 188, + 482, + 237 + ], + "type": "text", + "content": "Models. Our experiments are centered on the CLIP model. We selected the publicly available version ViT-B/16, and ViT-L/14 [6], which has the largest parameter. Consistent with the vanilla CLIP, we employed hand-crafted prompts as textual input, such as \"a photo of a , a type of pet\" for Pets." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 248, + 482, + 320 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 482, + 320 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 482, + 320 + ], + "type": "text", + "content": "Adversarial Attacks. To evaluate adversarial robustness, we introduced both white-box and black-box adversarial attacks. For white-box adversarial attacks, we employed PGD-40 [18], aimed at maximizing KL Divergence in the embedding space, and AutoAttack [3], aimed at maximizing the contrastive loss between image-text pairs, respectively. Regarding black-box attacks, we implemented black-box attack RAP [25]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 332, + 482, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 332, + 482, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 332, + 482, + 392 + ], + "type": "text", + "content": "Adversarial Defenses. To facilitate comparison with input denoising defenses, we incorporated two distinct categories of defense methods. One is the most effective but relatively time-consuming purification approach based on diffusion model, namely DiffPure [21]. The other is a more immediate but slightly less effective method, including Super resolution [20] and Rescale [39]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "type": "text", + "content": "Implementation Details. Our methodology builds upon the CoOp framework4. Our training process consists of 5 epochs with a batch size of 512 on ImageNet, and 100 epochs with a batch size of 32 on other datasets. The learnable vectors are optimized via SGD, starting with an initial learning rate of 0.002 for ViT-L/14 and 0.005 for ViT-B/16, and adjusted by cosine annealing. The number of learnable vector " + }, + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "type": "inline_equation", + "content": "M = 32" + }, + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "type": "text", + "content": ". To construct the adversarial embedding bank A, we apply the PGD-10 attack with a maximum perturbation of 8/255 over 10 iterations. For white-box adversarial attack on the test set, we utilize PGD-40 with a maximum perturbation of 16/255 over 40 iterations. We conduct black-box adversarial attacks on the test set using RAP for 400 iterations. For the selection of the RAP attack surrogate model, we employ ResNet-50 with torchvision weights for ImageNet, and train an additional fully connected layer on downstream datasets. The hyperparameter " + }, + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 404, + 482, + 584 + ], + "type": "text", + "content": " in Super-resolution was set to 0.2. The pre-trained diffusion models in DiffPure is Guided Diffusion [4] and the time step was set to 150." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 601, + 317, + 613 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 601, + 317, + 613 + ], + "spans": [ + { + "bbox": [ + 131, + 601, + 317, + 613 + ], + "type": "text", + "content": "5.2 Comparison with Vanilla CLIP" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 622, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 622, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 622, + 482, + 647 + ], + "type": "text", + "content": "We started our evaluation by comparing " + }, + { + "bbox": [ + 130, + 622, + 482, + 647 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 622, + 482, + 647 + ], + "type": "text", + "content": " with the vanilla CLIP model. Using PGD-40 and RAP, we evaluated adversarial robustness in 8 datasets," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 653, + 310, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 310, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 310, + 666 + ], + "type": "text", + "content": "4 https://github.com/KaiyangZhou/CoOp" + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 146, + 481, + 258 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": "Table 1: Accuracy (%) under PGD-40 and RAP attacks: The “(↑)” indicates the margin by which " + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": " surpasses the vanilla CLIP (hand-crafted prompts)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 146, + 481, + 258 + ], + "lines": [ + { + "bbox": [ + 137, + 146, + 481, + 258 + ], + "spans": [ + { + "bbox": [ + 137, + 146, + 481, + 258 + ], + "type": "table", + "html": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16vanillaClean71.489.186.162.644.447.866.7
PGD6.424.414.014.711.122.29.1
RAP60.779.968.355.433.519.256.4
AdvPTClean87.691.384.470.767.968.177.0
PGD37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)
RAP79.0(18.3↑)81.8(1.9↑)68.7(0.4↑)60.0(4.6↑)50.5(17.0↑)40.6(21.4↑)66.0(9.6↑)
VIT-L/14vanillaClean79.393.691.067.653.158.174.2
PGD20.150.334.327.920.723.333.9
RAP70.688.281.962.542.542.367.3
AdvPTClean97.692.990.976.472.879.286.5
PGD56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)
RAP94.1(23.5↑)90.4(2.2↑)82.7(0.8↑)70.3(7.8↑)62.4(19.9↑)50.8(8.5↑)78.7(11.4↑)
", + "image_path": "10c9ae124d96f527194f7ca1bfd2b2108212e478510edfca4387a4870f1a4de5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 137, + 302, + 481, + 441 + ], + "blocks": [ + { + "bbox": [ + 132, + 270, + 481, + 292 + ], + "lines": [ + { + "bbox": [ + 132, + 270, + 481, + 292 + ], + "spans": [ + { + "bbox": [ + 132, + 270, + 481, + 292 + ], + "type": "text", + "content": "Table 2: Accuracy (%) under PGD-40 Attack: The “+AdvPT” indicates our method combined with the input denoising defense. The best results are highlighted in bold." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 302, + 481, + 441 + ], + "lines": [ + { + "bbox": [ + 137, + 302, + 481, + 441 + ], + "spans": [ + { + "bbox": [ + 137, + 302, + 481, + 441 + ], + "type": "table", + "html": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense6.424.414.014.711.122.29.16.6
\\( AdvPT \\)37.4(31.0↑)41.9(17.5↑)38.8(24.8↑)35.7(21.0↑)39.7(28.6↑)55.4(33.2↑)27.2(18.1↑)19.9(13.3↑)
Super13.843.658.140.532.143.335.418.3
+AdvPT60.4(46.6↑)68.3(24.7↑)69.9(11.8↑)69.9(29.4↑)58.2(26.1↑)76.7(33.4↑)58.4(23.0↑)34.9(16.6↑)
DiffPure59.484.168.655.036.929.760.456.6
+AdvPT81.9(22.5↑)86.9(2.8↑)70.5(1.9↑)63.9(8.9↑)60.8(23.9↑)59.6(29.9↑)72.2(11.8↑)61.1(4.5↑)
Rescale60.181.979.056.939.940.658.653.3
+AdvPT87.5(27.4↑)87.4(5.5↑)80.4(1.4↑)67.1(10.2↑)64.4(24.5↑)75.4(34.8↑)72.1(13.5↑)61.6(8.3↑)
VIT-L/14No defense20.150.334.327.920.723.333.928.5
\\( AdvPT \\)56.0(35.9↑)68.7(18.4↑)54.0(19.7↑)44.0(16.1↑)42.0(21.3↑)62.2(38.9↑)47.9(14.0↑)42.9(14.5↑)
Super31.667.751.039.534.545.352.740.3
+AdvPT74.9(43.3↑)81.2(13.5↑)68.2(17.2↑)55.5(16.0↑)59.0(24.5↑)80.1(34.8↑)70.3(17.6↑)54.3(14.0↑)
DiffPure69.290.673.860.646.635.667.164.5
+AdvPT92.0(22.8↑)90.3(0.3↓)77.2(3.4↑)70.5(9.9↑)67.3(20.7↑)64.5(28.9↑)79.1(12.0↑)69.7(5.2↑)
Rescale73.288.983.063.046.746.970.266.1
+AdvPT94.5(21.3↑)91.0(2.1↑)86.0(3.0↑)73.2(10.2↑)69.8(23.1↑)83.3(36.4↑)82.2(12.0↑)74.8(8.7↑)
", + "image_path": "82c460d5e128cf788401f41874cd4a1d0523c4532628ca4f830415a9dab526c3.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "spans": [ + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "type": "text", + "content": "as indicated in Tab. 1. Our findings reveal that: (1) " + }, + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "type": "text", + "content": " demonstrates improvements over the vanilla CLIP under both PGD-40 and RAP attacks, with the specific improvement quantified in green. (2) While the primary goal of " + }, + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 463, + 482, + 522 + ], + "type": "text", + "content": " is not to enhance generalizability, the empirical finding implies that the enhancement of accuracy emerges as a collateral advantage." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 539, + 356, + 551 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 539, + 356, + 551 + ], + "spans": [ + { + "bbox": [ + 132, + 539, + 356, + 551 + ], + "type": "text", + "content": "5.3 Comparison with Adversarial Defenses" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "text", + "content": "As described previously, " + }, + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "text", + "content": " presents an innovative approach to enhance the robustness of image encoders against adversarial attacks by modifying only the textual input. This method is inherently synergistic with visual-modality input denoising defenses. We evaluated its performance against white-box PGD-40, and observed its compatibility with defenses, as delineated in Tab. 2. Significantly, incorporation of " + }, + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "text", + "content": " requires no specialized tuning for the purified images." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Our results show AdvPT's consistent compatibility with benchmark adversarial defenses. Despite a minor " + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "inline_equation", + "content": "0.3\\%" + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": " performance drop in ViT-L14 on Pets, it maintains over " + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "inline_equation", + "content": "90\\%" + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": " accuracy, closely paralleling original example performance," + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 135, + 481, + 215 + ], + "blocks": [ + { + "bbox": [ + 217, + 114, + 394, + 126 + ], + "lines": [ + { + "bbox": [ + 217, + 114, + 394, + 126 + ], + "spans": [ + { + "bbox": [ + 217, + 114, + 394, + 126 + ], + "type": "text", + "content": "Table 3: Accuracy (%) under AutoAttack." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 135, + 481, + 215 + ], + "lines": [ + { + "bbox": [ + 137, + 135, + 481, + 215 + ], + "spans": [ + { + "bbox": [ + 137, + 135, + 481, + 215 + ], + "type": "table", + "html": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
VIT-B/16No defense0.00.00.00.00.00.00.00.0
AdvPT23.3(23.3↑)7.2(7.2↑)4.4(4.4↑)17.6(17.6↑)28.9(28.9↑)27.5(27.5↑)18.5(18.5↑)11.0(11.0↑)
DiffPure54.178.961.151.535.132.956.755.5
+AdvPT80.3(26.2↑)84.7(5.8↑)65.5(4.4↑)61.4(9.9↑)60.8(25.7↑)59.1(26.2↑)70.8(14.1↑)60.4(4.9↑)
VIT-L/14No defense0.00.00.00.00.00.00.00.0
AdvPT19.2(19.2↑)3.3(3.3↑)3.3(3.3↑)15.5(15.5↑)25.7(25.7↑)29.5(29.5↑)17.0(17.0↑)9.0(9.0↑)
DiffPure63.787.567.451.543.434.864.760.7
+AdvPT89.3(25.6↑)87.9(0.4↑)72.5(5.1↑)68.5(17.0↑)65.4(22.0↑)63.2(28.4↑)77.8(13.1↑)67.9(7.2↑)
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All improvements are highlighted in green, corroborating the efficacy of the strategy that combines " + }, + { + "bbox": [ + 130, + 423, + 482, + 447 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 423, + 482, + 447 + ], + "type": "text", + "content": " with input denoising mechanisms." + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "spans": [ + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": "Remarkably, the synergy of " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " with baseline defense mechanisms sometimes yielded “" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "1 + 1 > 2" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": "” contribution. For example, on the ViT-B/16 model applied to the Flowers dataset, " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " alone increases accuracy by " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "31.0\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " (from " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "6.40\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "37.40\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": "), yet when combined with Super-resolution, it further improves the performance of Super-resolution by " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "46.60\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " (from " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "13.80\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "60.4\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": "). In addition to this, we also introduced AutoAttack, which targets the contrastive loss of image-text pairs. The results in Tab. 3 are consistent with those in Tab. 2, indicating that when combined with the state-of-the-art diffusion model-based defense method, DiffPure, our " + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 448, + 482, + 591 + ], + "type": "text", + "content": " achieved enhanced performance. These findings highlight the potential of this innovative synergy strategy to enhance adversarial defense by simultaneously modifying textual and visual inputs, warranting further investigation in future study." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 131, + 609, + 345, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 345, + 620 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 345, + 620 + ], + "type": "text", + "content": "5.4 Generalization-Robustness Trade-off" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "In this subsection, we discuss the effects of various learning objectives on the learnable vectors within prompt tuning. The primary goal of " + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": " is to enhance the adversarial robustness of the image modality in VLMs. In contrast, we explore" + } + ] + } + ], + "index": 24 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 304, + 190 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 304, + 190 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 304, + 190 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 304, + 190 + ], + "type": "image", + "image_path": "9a3be17adb10eb09e41b9ecd3c58533e51b199cba30d665a549ddc5a48584bd9.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 176, + 198, + 436, + 209 + ], + "lines": [ + { + "bbox": [ + 176, + 198, + 436, + 209 + ], + "spans": [ + { + "bbox": [ + 176, + 198, + 436, + 209 + ], + "type": "text", + "content": "Fig. 4: Efficiency comparison between " + }, + { + "bbox": [ + 176, + 198, + 436, + 209 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 176, + 198, + 436, + 209 + ], + "type": "text", + "content": " and AT on Pets." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 309, + 114, + 481, + 189 + ], + "blocks": [ + { + "bbox": [ + 309, + 114, + 481, + 189 + ], + "lines": [ + { + "bbox": [ + 309, + 114, + 481, + 189 + ], + "spans": [ + { + "bbox": [ + 309, + 114, + 481, + 189 + ], + "type": "image", + "image_path": "57b89bc0cc87f50c06bf0ccfcb24aa3809560f2cdeb6ccd5af9f5207037bb405.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 232, + 479, + 257 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 232, + 479, + 257 + ], + "spans": [ + { + "bbox": [ + 130, + 232, + 479, + 257 + ], + "type": "text", + "content": "whether an objective like CoOp [47], which is fine-tuned on clean images for improved accuracy, affects adversarial robustness differently." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "text", + "content": "Our comparative analysis of " + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "text", + "content": " and CoOp unveils insights into their generalizability and adversarial robustness, as illustrated in Fig. 3. Our findings are twofold: (1) Intriguingly, " + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "text", + "content": " significantly outperforms CoOp in adversarial robustness, albeit at a slight cost to generalization. This highlights a potential trade-off between adversarial robustness and generalization in prompt tuning, aligning with conclusions drawn from traditional AT [42]. (2) Although " + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "text", + "content": " sacrifices some generalizability, this drawback is mitigated as the model scale increases. Particularly on ViT-L/14, while also enhancing adversarial robustness, the narrowed generalizability gap makes " + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 257, + 482, + 376 + ], + "type": "text", + "content": " highly compatible with the ongoing trend towards scaling up models." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 394, + 354, + 407 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 394, + 354, + 407 + ], + "spans": [ + { + "bbox": [ + 131, + 394, + 354, + 407 + ], + "type": "text", + "content": "5.5 Comparison with Adversarial Training" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 415, + 265, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 265, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 265, + 581 + ], + "type": "text", + "content": "In this subsection, we compare the efficiency of our method, which focuses on fine-tuning only the prompt, against traditional AT. Specifically, we juxtapose " + }, + { + "bbox": [ + 130, + 415, + 265, + 581 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 415, + 265, + 581 + ], + "type": "text", + "content": " with PGD10 AT [18] on the Pets dataset, ensuring that both methods use an equivalent batch size. The comparative results are shown in Fig. 4, including the time taken to compute the adversarial embedding bank A in the total time reported. We" + } + ] + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 271, + 437, + 373, + 527 + ], + "blocks": [ + { + "bbox": [ + 271, + 437, + 373, + 527 + ], + "lines": [ + { + "bbox": [ + 271, + 437, + 373, + 527 + ], + "spans": [ + { + "bbox": [ + 271, + 437, + 373, + 527 + ], + "type": "image", + "image_path": "ba5094b93183a14c7fbe3078509f2518afd541f2be8da0c4efb14a1b40d5c783.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 270, + 536, + 482, + 559 + ], + "lines": [ + { + "bbox": [ + 270, + 536, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 270, + 536, + 482, + 559 + ], + "type": "text", + "content": "Fig. 5: Efficiency comparison between AdvPT and Fast AT on Pets." + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 376, + 437, + 480, + 528 + ], + "blocks": [ + { + "bbox": [ + 376, + 437, + 480, + 528 + ], + "lines": [ + { + "bbox": [ + 376, + 437, + 480, + 528 + ], + "spans": [ + { + "bbox": [ + 376, + 437, + 480, + 528 + ], + "type": "image", + "image_path": "f0879d5b78edb47106b06143e37aef922143c9922a7ba749854f440442cae8d5.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 480, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 480, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 480, + 605 + ], + "type": "text", + "content": "also presented the results of Fast AT [37] in Fig. 5. Although Fast AT is much faster than AT, it still lags significantly behind " + }, + { + "bbox": [ + 130, + 582, + 480, + 605 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 582, + 480, + 605 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Our analysis reveals that " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " is more time-efficient than AT, requiring at least an order of magnitude less time. Moreover, it demonstrates a superior enhancement in model performance, outperforming AT by at least one order of magnitude in effectiveness. This efficiency advantage, exceeding " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "100 \\times" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " at least, positions " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " as a notably superior solution for VLMs." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 135, + 481, + 194 + ], + "blocks": [ + { + "bbox": [ + 147, + 114, + 465, + 126 + ], + "lines": [ + { + "bbox": [ + 147, + 114, + 465, + 126 + ], + "spans": [ + { + "bbox": [ + 147, + 114, + 465, + 126 + ], + "type": "text", + "content": "Table 4: Clean accuracy and robust accuracy (PGD-40) of linear prob CLIP." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 135, + 481, + 194 + ], + "lines": [ + { + "bbox": [ + 137, + 135, + 481, + 194 + ], + "spans": [ + { + "bbox": [ + 137, + 135, + 481, + 194 + ], + "type": "table", + "html": "
FlowersPetsFood101SUN397DTDEuroSATUCF101
ViT-B/16Clean97.991.188.475.777.194.383.8
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Vt-B/16vanilla CLIPClean60.847.780.5
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By comparing with Tab. 1, while it shows an increase in clean accuracy compared to vanilla CLIP, its robustness is reduced, when compared to " + }, + { + "bbox": [ + 130, + 358, + 482, + 455 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 358, + 482, + 455 + ], + "type": "text", + "content": ". This indicates that merely introducing additional downstream data does not directly contribute to enhanced robustness. Furthermore, it also indicates that the enhancements in robustness are not entirely relevant to improvements in accuracy." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 473, + 301, + 485 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 473, + 301, + 485 + ], + "spans": [ + { + "bbox": [ + 132, + 473, + 301, + 485 + ], + "type": "text", + "content": "5.7 Evaluation on Domain Shift" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "spans": [ + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "type": "text", + "content": "A notable advantage of CLIP lies in its adaptability to domain shift. Thus, in this subsection, we evaluate the transferability of " + }, + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "type": "text", + "content": " in comparison to the vanilla CLIP in domain shift scenarios. The source dataset utilized is ImageNet, while the target datasets include ImageNetV2, ImageNet-Sketch, ImageNet-A, and ImageNet-R. The results presented in Fig. 6 elucidate that the proposed " + }, + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 494, + 482, + 578 + ], + "type": "text", + "content": " outperforms the vanilla CLIP in terms of adversarial robustness, thereby validating its stability across varied domains." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 597, + 246, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 246, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 246, + 609 + ], + "type": "text", + "content": "5.8 Further Analysis" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Number of Learnable Vector In Sec. 5.4, we observed similarities between adversarial prompt tuning and AT. It is widely acknowledged within the AT framework that a larger count of tunable parameters correlates with enhanced adversarial robustness. To discern whether this correlation persists within " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "," + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 103 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 136, + 481, + 182 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 478, + 125 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 478, + 125 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 478, + 125 + ], + "type": "text", + "content": "Table 5: The nearest words for learnable vectors. N/A means non-Latin characters." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 136, + 136, + 481, + 182 + ], + "lines": [ + { + "bbox": [ + 136, + 136, + 481, + 182 + ], + "spans": [ + { + "bbox": [ + 136, + 136, + 481, + 182 + ], + "type": "table", + "html": "
FlowersPetsFood101SUN397DTDEuroSATUCF101ImageNet
activated(0.6720)stores(0.6300)sii(1.6187)gaunt(1.4723)3(0.6263)ust(0.8010)laces(1.0643)N/A(0.6407)
walked(0.7015)sun(0.6388)activation(1.6778)maestro(1.5045)allocation(0.6467)trip(0.9385)fa(1.1818)le(0.6747)
pper(0.7994)amore(0.6530)thereal(1.6817)zoom(1.5162)cs(0.7361)vu(1.0143)deployed(1.2376)telly(0.6995)
bao(0.8742)favorites(0.6877)cst(1.6910)nag(1.5209)prelude(0.7904)salam(1.0190)N/A(1.2625)hooper(0.7082)
burden(0.8924)ama(0.6957)pancreatic(1.8803)cope(1.5922)therapists(0.8336)weymouth(1.1291)cumbri(1.2966)naq(0.7121)
", + "image_path": "3dfe8b76f0004686b36503e1e0b4472e8b659aa28070a3caa928ccc0c61350f9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "type": "text", + "content": "we conducted an empirical evaluation of its efficacy under different numbers of learnable vector " + }, + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "type": "inline_equation", + "content": "M \\in [1,50]" + }, + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "type": "text", + "content": ", using the Pets dataset as an example. The empirical results, as illustrated in Fig. 7, suggest that the volume of tunable parameters does not constitute a constraint in " + }, + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 202, + 482, + 262 + ], + "type": "text", + "content": ". Instead, unlocking its potential efficacy warrants further investigation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 277, + 482, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 277, + 482, + 373 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 482, + 373 + ], + "type": "text", + "content": "Interpreting the Learnable Vector In this subsection, we aim to decode what the learnable vectors have captured. However, direct mapping of these learnable vectors to words is infeasible due to the optimization occurring within a continuous space, while word space is discrete. Therefore, we adopt a technique applied in the CoOp experiment, searching vocabulary for the nearest words to the learned vectors by Euclidean distance, as illustrated in Tab. 5. These words are not intuitively understandable, exactly aligning with the non-robust features in adversarial images." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 389, + 222, + 402 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 389, + 222, + 402 + ], + "spans": [ + { + "bbox": [ + 132, + 389, + 222, + 402 + ], + "type": "text", + "content": "6 Limitations" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 411, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 482, + 495 + ], + "type": "text", + "content": "First, the paper's focus is restricted to image recognition tasks. Exploring the applicability of " + }, + { + "bbox": [ + 130, + 411, + 482, + 495 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 411, + 482, + 495 + ], + "type": "text", + "content": " to a broader array of tasks, such as Visual Question Answering (VQA) in advanced models like GPT-4V [23], is a worthwhile direction for future research. Second, visual prompts [13, 14] emerge as a promising research avenue, given their extensive trainable parameters, which could enhance adversarial robustness. Yet, it introduces additional branches to the model, thus falling into the model robustification category." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 511, + 311, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 511, + 311, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 511, + 311, + 525 + ], + "type": "text", + "content": "7 Conclusion and Discussion" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "type": "text", + "content": "This study introduces Adversarial Prompt Tuning (AdvPT), a novel technique enhancing the adversarial robustness of VLMs such as CLIP. Our approach, focusing on the alignment of learnable text prompts with adversarial image embeddings, represents a significant step forward in securing VLMs against adversarial attacks. Notably, AdvPT achieves this heightened security without necessitating extensive model retraining or architectural modifications." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "However, we acknowledge that this is an initial foray into a complex domain. Future research should explore the scalability of adversarial prompt tuning across various settings. In conclusion, " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "AdvPT" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " presents a promising direction for enhancing VLM's robustness, contributing to the broader endeavor of making AI systems more secure and reliable." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "J. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 482, + 185 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 482, + 185 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 482, + 185 + ], + "type": "text", + "content": "This work was supported by National Key R&D Program of China (Grant No. 2022ZD0160103, 2023YFC3310700), National Natural Science Foundation of China (Grant No. 62172094, 62276067) and Science and Technology Commission of Shanghai Municipality (Grant No. 22511106102)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 201, + 197, + 213 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 201, + 197, + 213 + ], + "spans": [ + { + "bbox": [ + 133, + 201, + 197, + 213 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 223, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 223, + 481, + 255 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 223, + 481, + 255 + ], + "spans": [ + { + "bbox": [ + 138, + 223, + 481, + 255 + ], + "type": "text", + "content": "1. 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In: Proceedings of the 31st ACM International Conference on Multimedia. pp. 6311-6320 (2023)" + } + ] + } + ], + "index": 18 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adversarial Prompt Tuning for Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Adversarial Robustification via Text-to-Image Diffusion Models/b66210f3-da1a-44a9-8b2e-e01d824e6984_content_list.json b/2024/Adversarial Robustification via Text-to-Image Diffusion Models/b66210f3-da1a-44a9-8b2e-e01d824e6984_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..7a744280806ec04030728e37abecb04b70da0254 --- /dev/null +++ b/2024/Adversarial Robustification via Text-to-Image Diffusion Models/b66210f3-da1a-44a9-8b2e-e01d824e6984_content_list.json @@ -0,0 +1,1927 @@ +[ + { + "type": "text", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "text_level": 1, + "bbox": [ + 320, + 141, + 684, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Daewon Choi $^{1\\star}$ , Jongheon Jeong $^{2\\star}$ , Huiwon Jang $^{1}$ , and Jinwoo Shin $^{1}$", + "bbox": [ + 240, + 210, + 759, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Korea Advanced Institute of Science and Technology (KAIST)", + "bbox": [ + 282, + 238, + 715, + 253 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Korea University", + "bbox": [ + 436, + 253, + 565, + 267 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{daeone0920,huiwoen0516,jinwoos}@kaist.ac.kr jonghj@korea.ac.kr", + "bbox": [ + 251, + 268, + 750, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Adversarial robustness has been conventionally believed as a challenging property to encode for neural networks, requiring plenty of training data. In the recent paradigm of adopting off-the-shelf models, however, access to their training data is often infeasible or not practical, while most of such models are not originally trained concerning adversarial robustness. In this paper, we develop a scalable and model-agnostic solution to achieve adversarial robustness without using any data. Our intuition is to view recent text-to-image diffusion models as \"adaptable\" denoisers that can be optimized to specify target tasks. Based on this, we propose: (a) to initiate a denoise-and-classify pipeline that offers provable guarantees against adversarial attacks, and (b) to leverage a few synthetic reference images generated from the text-to-image model that enables novel adaptation schemes. Our experiments show that our data-free scheme applied to the pre-trained CLIP could improve the (provable) adversarial robustness of its diverse zero-shot classification derivatives (while maintaining their accuracy), significantly surpassing prior approaches that utilize the full training data. Not only for CLIP, we also demonstrate that our framework is easily applicable for robustifying other visual classifiers efficiently. Code is available at https://github.com/ChoiDae1/robustify-T2I.", + "bbox": [ + 261, + 318, + 743, + 597 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Adversarial robustness $\\cdot$ Certified robustness $\\cdot$ Text-to-image diffusion models $\\cdot$ Denoised smoothing $\\cdot$ Zero-shot robustification", + "bbox": [ + 259, + 609, + 745, + 638 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 662, + 375, + 680 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Arguably, recent breakthroughs in deep learning have been largely driven by massive data and model scaling [4,28,45,57], which enabled many unprecedented capabilities in computer vision [27, 28, 45, 46, 52]. The worst-case behaviors of models at scale, however, have been relatively under-explored in the literature, despite their increasing practical relevance [6, 77, 80, 81]. Adversarial robustness [2,5,36,58] is one of popular objectives in this context: specifically, it aims to build a model that makes consistent predictions for every input perturbation within a small, often imperceptible, bound. Although it has been demonstrated that many", + "bbox": [ + 212, + 695, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contribution.", + "bbox": [ + 217, + 825, + 364, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/9197be03d1f371932d1e8d75e19d9e38901f5b2e5378ee92976b1e5f26dd4c23.jpg", + "image_caption": [ + "(a) Clean accuracy" + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 485, + 271 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/2ef8de9dec20338c279fe5f384772c9dd4b66ff785e23c1c5223aa996dd01007.jpg", + "image_caption": [ + "(b) Robust accuracy", + "Fig. 1: Comparison of clean and robust $(\\| \\varepsilon \\|_2 \\leq 1.0)$ accuracy on zero-shot classification: our framework (a) not only maintains the original accuracy of CLIP [45]; but also (b) significantly improves its robust accuracy, e.g. compared to Mao et al. [37]." + ], + "image_footnote": [], + "bbox": [ + 513, + 146, + 782, + 271 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "types of (\"natural\") robustness can benefit from proper data scaling [16, 45, 66], e.g., combined with recent vision-language models [27, 34, 45, 56], the trend does not seem to hold for adversarial robustness so far [6, 37], particularly highlighting its challenging nature.", + "bbox": [ + 212, + 359, + 784, + 419 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Despite being a desirable property, pursuing adversarial robustness in practice has been viewed as a costly design decision. This is possibly due to that most of existing techniques for adversarial robustness require a specialized, less-scalable training scheme [13, 36, 63] from enough data [47, 54], even followed by significant performance trade-offs [60, 75]. As a result, many of the existing pretrained, off-the-shelf models widely used in the community remain susceptible to adversarial attacks [6, 31, 81]. Provided that the specific training data used for such off-the-shelf models is frequently not publicly accessible, it becomes increasingly challenging for end users to secure adversarial robustness for these models, e.g., to incorporate them into security-concerned applications [9, 73].", + "bbox": [ + 212, + 422, + 784, + 574 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "A recent work [37] has attempted to address the challenge through an adversarial contrastive fine-tuning scheme on CLIP [45] using external data such as ImageNet, in order to transfer the obtained robustness to other zero-shot downstream tasks. Yet, the method is limited in a sense that: (a) it is applicable only for vision-language models, (b) requiring a substantial amount of training data, e.g., as large as ImageNet in scale, to ensure its effectiveness. Furthermore, we observe that the approach is susceptible to an overfitting to the fine-tuning data: e.g., the accuracy on downstream tasks often degrades after the fine-tuning (see Fig. 1a), and fails in transferring the robustness on datasets that significantly varies from ImageNet (see Tab. 2).", + "bbox": [ + 212, + 575, + 784, + 727 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Contribution. In this paper, by leveraging recent text-to-image diffusion models, we propose a scalable framework that does not require any external datasets in robustifying image classifiers. Our framework is based on denoised smoothing [53], a recent technique that constructs a provably-robust classifier from neural networks (i.e., certified defense [13, 35, 63, 65]) through a \"denoise-and-classify\" pipeline, with a denoiser model on top of classifier. Previous works upon denoised smoothing have only considered denoiser models that are optimized for", + "bbox": [ + 212, + 733, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 364, + 126 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/1fc03ffa4f33adcb7b9825271c5e1bd41f81df92c90567be1e8a8c19aa9e2a62.jpg", + "image_caption": [ + "(a) Denoised smoothing from text-to-image models" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 529, + 256 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/ac837e585728db4bd2cc4f9f3d9c097d2f20497f698fc49aec32732eb80a99e4.jpg", + "image_caption": [ + "(b) Self-adaptation schemes", + "Fig. 2: An overview of the proposed framework: (a) during inference, we perform denoised smoothing with a self-personalized text-to-image diffusion model, having provable guarantees on adversarial robustness (Sec. 3.1); (b) by utilizing synthetic references from the text-to-image model, one can adapt both diffusion model and classifier for robustness (Sec. 3.2)." + ], + "image_footnote": [], + "bbox": [ + 545, + 162, + 784, + 257 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "the target classification task [7, 26, 68], fully utilizing their training data. Here, we aim to extend its capability up to a next level, i.e., robustifying without using data. To this end, we utilize text-to-image super-resolution diffusion models (like Imagen [52] or DeepFloyd-IF) with careful details we found, e.g., on setting proper diffusion timestep. Upon the pipeline, we propose to utilize a few synthetic reference samples generated from the text-to-image model based on the textual labels of target task, and develop two adaptation schemes that boost the robustness: viz., fine-tuning (a) of diffusion model via classifier-guided personalization, and (b) of classifier from denoised samples (see Fig. 2).", + "bbox": [ + 212, + 372, + 787, + 508 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We conduct a comprehensive series of experiments to verify the effectiveness of our proposed framework, focusing on modern scenarios of classification using off-the-shelf models and a wide spectrum of datasets [3, 22, 29, 51]. First, we show that our method could significantly enhance CLIP with a new robustness-accuracy frontier, even outperforming the previous method [37] that utilizes the full ImageNet training data to robustify CLIP (see Fig. 1b). In particular, the effectiveness of our method is \"provably\" confirmed with the certified robust accuracy, which guarantees the lower-bound of empirical robust accuracy. The robustness gains from our framework are shown to be much more consistent across datasets compared to the prior work [37] that has been struggling to offer robustness when the target dataset significantly varies from those for fine-tuning, e.g., EuroSAT upon ImageNet. Next, we verify that our proposed framework can also be effective in robustifying other generic vision classifiers, e.g., an ImageNet pre-trained ResNet-50, even surpassing standard approaches to obtain adversarial robustness such as adversarial training [36].", + "bbox": [ + 212, + 508, + 787, + 736 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To summarize, we make the following contributions:", + "bbox": [ + 215, + 739, + 591, + 755 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "1. To the best of our knowledge, our framework is the first approach toward robustifying any given (off-the-shelf) vision classifiers without using any data. We utilize recent text-to-image diffusion models as denoisers that can be adapted to target tasks via text-conditioning, and show that incorporating them into the inference of pre-trained classifiers can be a scalable approach.", + "bbox": [ + 222, + 763, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2. We further propose to generate a few reference samples re-utilizing the text-to-image diffusion model, and leverage them to adapt for individual tasks. We show that fine-tuning both the text-to-image diffusion model as well as classifier can be jointly beneficial to boost adversarial robustness.", + "bbox": [ + 220, + 146, + 782, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3. We evaluate our framework in robustifying CLIP for a variety of zero-shot classification tasks: it could not only offer state-of-the-art robustness on the benchmark, but also show consistent gains across a wider range of datasets. We also verify the proposed framework offers robustness to generic vision classifiers other than CLIP, obtaining better robustness even compared to, e.g., the popular adversarial training from scratch.", + "bbox": [ + 220, + 213, + 784, + 303 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Preliminaries", + "text_level": 1, + "bbox": [ + 217, + 325, + 380, + 343 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Adversarial Robustness [5, 58] refers to a property of a classifier, say $f$ , to make consistent prediction under every possible perturbations $\\delta$ within a boundary, e.g., an $\\ell_2$ -ball: it requires $f(x + \\delta) = y$ for any $\\| \\delta \\|_2 \\leq \\varepsilon$ . In this respect, adversarial robustness of $f$ for an input $x$ can be measured by the minimum-distance of adversarial perturbation [5]:", + "bbox": [ + 215, + 357, + 782, + 434 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nR (x, y; f) := \\min _ {f \\left(x ^ {\\prime}\\right) \\neq y} \\| x - x ^ {\\prime} \\| _ {2}. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 446, + 784, + 462 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "One of the key challenges to achieving adversarial robustness is the hardness of accurately measuring Eq. (1), which has eventually falsified the robustness claim of many previous works in the literature [2,59,61].", + "bbox": [ + 215, + 472, + 782, + 518 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Randomized Smoothing [13,32] is currently one of the state-of-the-art methods in obtaining provable guarantees on adversarial robustness from neural network-based classifiers. Given a classifier $f$ and an input $x$ , randomized smoothing makes an inference by taking a majority vote of $f(x + \\delta)$ for random Gaussian noise $\\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I})$ . Specifically, it defines a smoothed classifier $\\hat{f}$ as follows:", + "bbox": [ + 215, + 522, + 782, + 599 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {f} (x) := \\underset {c \\in \\mathcal {Y}} {\\operatorname {a r g m a x}} \\mathbb {P} _ {\\delta \\sim \\mathcal {N} \\left(0, \\sigma^ {2} \\mathbf {I}\\right)} [ f (x + \\delta) = c ]. \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 625, + 782, + 650 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Then, Cohen et al. [13] have shown that the adversarial robustness of $\\hat{f}$ at $x$ is guaranteed by a lower-bound $\\underline{R}$ :", + "bbox": [ + 215, + 662, + 782, + 695 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nR (x, y; \\hat {f}) \\geq \\sigma \\cdot \\Phi^ {- 1} \\left(p _ {\\hat {f}} (x, y)\\right) =: \\underline {{R}}, \\text {w h e r e} p _ {\\hat {f}} (x, y) := \\mathbb {P} _ {\\delta} [ f (x + \\delta) = y ], \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 235, + 709, + 782, + 729 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "provided that $\\hat{f}(x) = y$ , otherwise $R(x,y;\\hat{f}) \\coloneqq 0$ . Here, $\\varPhi$ denotes the standard Gaussian CDF. Remark from Eq. (3) that the certified robustness $\\underline{R}$ of $\\hat{f}$ depends on $p_{\\hat{f}}$ , which is essentially the accuracy of $f$ at noisy inputs $x + \\delta$ .", + "bbox": [ + 215, + 739, + 782, + 790 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Denoised Smoothing [53] is a recent framework for randomized smoothing that has enabled a more scalable design. Specifically, it constructs the base classifier $f$ for smoothing as a \"denoise-and-classify\" pipeline, which concatenates a", + "bbox": [ + 215, + 794, + 782, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 364, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Gaussian denoiser, say denoise $(\\cdot)$ , with any standard classifier $f_{\\mathrm{clf}}$ as follows:", + "bbox": [ + 215, + 146, + 782, + 161 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nf (\\hat {x}) := f _ {\\operatorname {c l f}} (\\operatorname {d e n o i s e} (\\hat {x})). \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 408, + 191, + 784, + 205 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Here, a \"good\" denoiser $\\mathrm{denoise}(\\cdot)$ should accurately reconstruct the semantic of $x$ from $\\hat{x} \\coloneqq x + \\delta$ with high probability of $\\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I})$ . In practice, this often requires the denoiser to be sufficiently optimized for the input distribution of target tasks, otherwise the performance of $\\hat{f}$ is significantly limited by the denoiser [53]. For tasks where an accurate denoiser is available, however, denoised smoothing can offer a strong design for randomized smoothing: e.g., Carlini et al. [7] achieved state-of-the-art certified robustness on ImageNet [51] by adopting a high-fidelity ImageNet diffusion model [14] as the denoiser. The idea of leveraging diffusion models for \"denoise-and-classify\" has been also considered as an empirical defense [41, 72] (i.e., not certifiable): yet, such approaches also necessitate a separate diffusion model trained for the target dataset.", + "bbox": [ + 212, + 218, + 784, + 383 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Diffusion Model [23, 40] aims to learn a generative distribution $p_{\\mathrm{data}}(x)$ by gradually denoising (or reverse process) from noisy inputs from so-called diffusion (or forward) process. Formally, it first defines $x_{t}$ from a pure Gaussian noise $\\varepsilon \\sim \\mathcal{N}(0,\\mathbf{I})$ and a timestep $t \\in [0,T]$ , given $x$ :", + "bbox": [ + 212, + 388, + 784, + 450 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nx _ {t} := \\sqrt {\\alpha_ {t}} \\cdot x + \\sqrt {1 - \\alpha_ {t}} \\cdot \\varepsilon , \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 462, + 784, + 478 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where the factor $\\alpha_{t} \\in [0,1]$ is a constant determined by $t$ , which schedules the amount of noise typically as a monotonically decreasing function of $t$ , i.e. $x_{t}$ becomes noisier toward the unit Gaussian with increasing $t$ . The key design of recent diffusion models is to parametrize a noise estimator $\\varepsilon_{\\theta}(x_t,t)$ , trained over $p_{\\mathrm{data}}(x)$ and $t \\in [0,T]$ , which aims to predict the noise $\\varepsilon$ added to $x_{t}$ given $t$ .", + "bbox": [ + 212, + 489, + 784, + 566 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Text-to-Image Diffusion Model [48, 52] is a particular instance of diffusion models, which have recently demonstrated remarkable capabilities in generating high-fidelity images from natural language descriptions. Specifically, it considers modified architectures for noise estimator to condition on text, i.e., as the form of $\\varepsilon_{\\theta}(x_t,t,\\tau_{\\theta}(c))$ , where $\\tau_{\\theta}$ is a text encoder that maps a textual prompt $c$ into an embedding vector. Depending on specific designs, the latest architectures for text-to-image diffusion models roughly fall into two categories to handle high-resolution inputs: (a) latent diffusion models [48], which first map $x$ into a latent space of lower-resolution, and (b) cascaded diffusion models [24, 52], which train a lower-resolution diffusion model in the pixel space followed by multiple super-resolution diffusion models of increasing resolutions.", + "bbox": [ + 212, + 570, + 785, + 736 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Text-to-Image Diffusion Models for Robustification", + "text_level": 1, + "bbox": [ + 212, + 761, + 745, + 777 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we introduce a scalable and model-agnostic framework to obtain adversarial robustness from image classifiers without accessing training data. Given an image classifier $f: \\mathcal{X} \\to \\mathcal{Y}$ trained on a data distribution $p_{\\mathrm{data}}(x,y)$ , we", + "bbox": [ + 212, + 794, + 784, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "aim to construct a new classifier $\\hat{f}$ that is adversarially-robust, without explicit knowledge of $p_{\\mathrm{data}}$ , e.g., for fine-tuning. The minimal assumption we make here is the textual knowledge of classes, i.e., $\\mathcal{Y} \\coloneqq \\{c_i\\}_{i=1}^K$ and each $c_i$ is given in text - which is common in the recent literature of zero-shot classification [27,34,45]. From this information, $\\hat{f}$ is required to (a) maximize $\\mathbb{E}_{(x,y)}[R(x,y;\\hat{f})]$ Eq. (1), while (b) minimizing the accuracy trade-off from robustifying $f$ .", + "bbox": [ + 212, + 145, + 787, + 238 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The key ingredient of our proposed framework to this end is the recent text-to-image diffusion models, particularly those with pixel-level, cascaded diffusion models, e.g., Imagen [52] or DeepFloyd-IF. Overall, our framework utilizes the model mainly in two different ways: (a) to be applied as the denoiser of the denoised smoothing pipeline Eq. (4) (see Sec. 3.1), and (b) to enable a finetuning of the classifier via personalization (see Sec. 3.2). The overall framework is illustrated in Fig. 2.", + "bbox": [ + 212, + 239, + 787, + 344 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Denoised Smoothing from Text-to-Image Diffusion Models", + "text_level": 1, + "bbox": [ + 214, + 364, + 743, + 381 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We first propose to utilize recent text-to-image diffusion models by means of their performance as a \"zero-shot\" denoiser, so that it can be incorporated into the denoised smoothing pipeline Eq. (4). Consider an input $x$ and its Gaussian perturbation, say $\\hat{x} \\coloneqq x + \\delta$ , where $\\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I})$ for a noise strength $\\sigma$ . Then, as observed by Carlini et al. [7], one can correspond $\\hat{x}$ into a timestep of diffusion process Eq. (5), i.e., to $x_{\\hat{t}}$ for some $\\hat{t}$ . Specifically, it follows by:", + "bbox": [ + 212, + 388, + 787, + 481 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\sigma^ {2} = \\frac {1 - \\alpha_ {\\hat {t}}}{\\alpha_ {\\hat {t}}}. \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 455, + 489, + 785, + 521 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "With this relationship, one can search over the noise schedule $\\alpha_{t}$ of a diffusion model for its corresponding timestep $\\hat{t}$ given $\\sigma$ , which makes $\\hat{x}$ compatible with the inherent denoiser of diffusion models, e.g., by scaling it with $\\sqrt{\\alpha_{\\hat{t}}}$ .", + "bbox": [ + 212, + 527, + 785, + 575 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Now, we introduce the detailed design components in adopting text-to-image models, of the general form of $\\varepsilon_{\\theta}(x_t,t,\\tau_{\\theta}(c))$ , to define denoise $(\\cdot)$ in Eq. (4).", + "bbox": [ + 212, + 574, + 785, + 604 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Need for Pixel-based Diffusion Models. Existing off-the-shelf text-to-image diffusion models are often based on latent diffusion model architecture [48], e.g., Stable Diffusion. Remark that, however, the pipeline of denoised smoothing Eq. (4) requires a denoiser to directly denoise a given noisy input $\\hat{x}$ , which is in pixel-space, making this kind of diffusion models incompatible for the pipeline. In this respect, our framework focuses on adopting cascaded diffusion models into the pipeline, such asImagen [52] and DeepFloyd-IF, another popular design choice for recent text-to-image models and those indeed consist of pixel-level diffusion models (of different resolutions).", + "bbox": [ + 212, + 608, + 787, + 744 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Super-resolution Diffusion Model as a Denoiser. More specifically, recall that cascaded diffusion models generally consist of (a) a low-resolution $(e.g., 64 \\times 64)$ text-conditional diffusion model, followed by (b) multiple stages of super-resolution diffusion models $(e.g.,$ from $64 \\times 64$ to $256 \\times 256)$ to enable higher-resolution generations in a scalable manner. Among these different diffusion models, our framework draws attention to the particular attribute of the", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 364, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "super-resolution models by means of effective denoisers. The choice is motivated by an intuition that super-resolution modules in cascaded diffusion models are more likely to be biased to \"reconstruct\" the original contents of $x$ given $\\hat{x}$ in performing denoising, rather than generating new visual cues from scratch, which can be particularly beneficial in the pipeline of denoised smoothing.", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Formally, super-resolution diffusion models in cascaded designs typically parameterize a noise estimator as follows:", + "bbox": [ + 212, + 222, + 782, + 251 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\varepsilon_ {\\theta} \\left(x _ {t}, t, \\tau_ {\\theta} (c) \\mid \\bar {x} _ {t ^ {\\prime}}, t ^ {\\prime}\\right), \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 429, + 266, + 785, + 282 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $(x_{t},t)$ is a noisy input and its timestep at the output resolution, and $\\tau_{\\theta}$ is a text encoder for conditioning. The additional condition compared to the standard models, i.e., $(\\bar{x}_{t'},t')$ , is from the previous (lower-resolution) module, processed by (a) first interpolating the output of the previous module up to the output resolution, followed by (b) mixing with Gaussian noise using a certain timestep $t'$ .", + "bbox": [ + 212, + 294, + 784, + 383 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Timestep Correction. In our context of adapting the model for denoised smoothing, we propose to set both inputs of $x_{t}$ and $\\bar{x}_{t'}$ in Eq. (7) by $\\sqrt{\\alpha_t} \\cdot \\hat{x}$ , i.e., by $x_{t} = \\bar{x}_{t'} = \\sqrt{\\alpha_t} \\cdot \\hat{x}$ , where $\\hat{t}$ is the timestep searched with respect to Eq. (6). In this way, the super-resolution module $\\varepsilon_{\\theta}$ is \"self-conditioned\" by the information available from $\\hat{x}$ . A surprisingly important detail to make this design work is on the timestep $t'$ : we find that setting a higher value of timestep for $t'$ than $\\hat{t}$ , despite being $x_{t} = \\bar{x}_{t'}$ , is crucial for the denoising performance of the model. Specifically, we consider a correction factor $k > 1$ as a hyperparameter to scale $t'$ , and propose to set:", + "bbox": [ + 212, + 388, + 784, + 526 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nt ^ {\\prime} := k \\cdot \\hat {t}. \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 467, + 527, + 784, + 542 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This interesting behavior, specific to super-resolution diffusion models, can be explained by considering that $\\bar{x}_{t'}$ in Eq. (7) is originally assumed to be \"upsampled\" before applying a noise. Therefore, $\\bar{x}_{t'}$ is naturally expected to consist of narrower range of spatial frequencies, whereas the input given, $\\sqrt{\\alpha_t} \\cdot \\hat{x}$ , is directly from higher resolution: using higher values for $t'$ is an effective way to reduce such excessive frequency information present in $\\hat{x}$ , given that it corresponds to an increased blurring in the denoising process.", + "bbox": [ + 212, + 551, + 784, + 657 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Overall Pipeline. Putting together, our proposed denoised smoothing based pipeline is obtained using a text-conditional, super-resolution diffusion model $\\varepsilon_{\\theta}$ . Specifically, given a noisy input $\\hat{x} \\coloneqq x + \\delta$ , where $\\delta \\sim \\mathcal{N}(0, \\sigma^2 \\mathbf{I})$ , we define a denoiser function for Eq. (4) as follows:", + "bbox": [ + 212, + 662, + 782, + 723 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {d e n o i s e} _ {\\theta} (\\hat {x}) := \\hat {x} - \\sigma \\cdot \\varepsilon_ {\\theta} \\left(\\sqrt {\\alpha_ {\\hat {t}}} \\hat {x}, \\hat {t}, \\tau_ {\\theta} \\left(\\mathrm {C} \\left(^ {\\prime \\prime}\\right)\\right) \\mid \\sqrt {\\alpha_ {\\hat {t}}} \\hat {x}, k \\hat {t}\\right). \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 736, + 784, + 752 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Here, $\\mathbb{C}(c)$ is a pre-defined textual \"template\" that implants a given (textual) label $c$ , specific per task. For example, we use $\\mathbb{C}(c) := \"A photo of a \\{c\\}$ , a type of food.\" for the Food dataset [3] in our experiments, following Radford at al. [45]. For the case of Eq. (9), which considers a zero-shot case that the label is not given, we simply put the empty string \" \" for $c$ . Once we have a concrete denoise $(\\cdot)$ at", + "bbox": [ + 212, + 763, + 795, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "hand, as Eq. (9), any classifier $f$ that combines denoise( $\\cdot$ ) can now be robustified via randomized smoothing Eq. (2). The smoothed classifier it returns, $\\hat{f}$ , is provably robust within the certified radius it guarantees by Eq. (3) for each $x$ . In practice, the overall smoothing procedure is statistically estimated with $n$ i.i.d. Gaussian noise from $\\mathcal{N}(0, \\sigma^2 \\mathbf{I})$ : we provide the details for the estimation in Appendix A.5.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.2 Self-adaptation Schemes", + "text_level": 1, + "bbox": [ + 215, + 258, + 464, + 273 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Upon our framework introduced in Sec. 3.1, we propose to re-utilize the text-to-image diffusion model to further improve its robustness. Consequently, we propose a two-step adaptation scheme of models, again using only the knowledge of textual label set $\\mathcal{Y} = \\{c_i\\}_{i=1}^K$ , i.e., without using concrete data in $\\mathcal{X}$ .", + "bbox": [ + 212, + 282, + 787, + 345 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Reference Set Synthesis. We start by leveraging the text-to-image model to synthesize a few reference images from the textual labels. Concretely, for a given textual label $c \\sim \\mathcal{V}$ , we obtain its corresponding prompt $\\mathsf{C}(c)$ and use it to generate a synthetic image $x^g$ by conditioning it into the text-to-image diffusion model. Repeating this process, we obtain high quality reference set $D^g = \\{(x_i^g, c_i)\\}_{i=1}^K$ only from the information of $\\mathcal{V}$ .", + "bbox": [ + 214, + 348, + 787, + 439 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Classifier-Guided Self-personalization. For a given reference set $D^g$ , we next perform a fine-tuning of the text-to-image diffusion model. We adopt DreamBooth [50] to this end, one of state-of-the-art method for personalizing text-to-image models. Specifically, it fine-tunes the given noise estimator network, $\\varepsilon_{\\theta}$ with a special prompt combining a unique identifier, which is typically a list of meaningless characters (e.g., \"sks\"), to implant the information of $D^g$ . After the personalization, one can now use $\\mathbb{C}(\\text{\"sks\"})$ in Eq. (9) as a replacement of $\\mathbb{C}(\\text{\"'})$ during its inference. Again, considering that $\\varepsilon_{\\theta}$ is a super-resolution diffusion model, we consider the following DreamBooth objective:", + "bbox": [ + 214, + 443, + 789, + 580 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\mathrm {d i f f}} (\\theta) := \\mathbb {E} _ {x ^ {g}, \\varepsilon , t} \\left[ | | \\varepsilon - \\varepsilon_ {\\theta} (x _ {t} ^ {g}, t, \\tau_ {\\theta} (\\mathsf {C} (“ s k s ”)) | x _ {t} ^ {g}, k t) | | _ {2} ^ {2} \\right], \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 299, + 588, + 785, + 608 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $t \\sim \\mathcal{U}([0, T])$ is a random timestep, $\\varepsilon \\sim \\mathcal{N}(0, \\mathbf{I})$ is Gaussian noise, and $\\tau_{\\theta}(\\mathbb{C}(\"sks\"))$ is the textual embedding from $\\mathbb{C}(\"sks\")$ through the (frozen) text encoder $\\tau_{\\theta}$ .", + "bbox": [ + 212, + 614, + 787, + 659 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To further boost capability of text-to-image diffusion model by means of a denoiser model, particularly in the context of denoised smoothing, we propose to regularize the model personalization objective, $L_{\\mathrm{diff}}$ , with the denoised classification loss, namely as a classifier-guided regularization $L_{\\mathrm{clf}}$ of personalization. The regularization essentially simulates the \"denoise-and-classify\" pipeline of denoised smoothing. Specifically, for a given reference image $x^{g}$ in $D^{g}$ , $x^{g}$ is first processed into a noisy image $x_{t}^{g}$ via Eq. (5) using random timestep $t \\sim \\mathcal{U}([0,T])$ , followed by the (personalized version of) zero-shot denoising Eq. (9): obtaining a denoised image $\\tilde{x}^{g} = \\mathsf{denoise}_{\\theta}\\left(\\frac{1}{\\sqrt{\\alpha_{t}}} \\cdot x_{t}^{g}\\right)$ . Therefore, given a classifier $f_{\\psi}$ , we propose to additionally minimize the following loss given the pair $(\\tilde{x}^{g},c)$ :", + "bbox": [ + 214, + 660, + 787, + 815 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\mathrm {c l f}} (\\theta , \\psi) := \\mathbb {E} _ {(x ^ {g}, c) \\sim D ^ {g, t}} \\left[ \\mathbb {C E} \\left(f _ {\\psi} \\left(\\tilde {x} ^ {g}\\right), c\\right) \\right], \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 824, + 785, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 364, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathbb{C}\\mathbb{E}(\\cdot ,\\cdot)$ is the cross-entropy loss. Overall, we minimize the following objective by combining the two losses:", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\theta^ {*} = \\underset {\\theta} {\\arg \\min } \\left\\{L _ {\\text {d i f f}} (\\theta) + \\lambda \\cdot L _ {\\text {c l f}} (\\theta , \\psi) \\right\\}, \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 359, + 186, + 785, + 210 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\lambda > 0$ is a hyperparameter. The text encoder $\\tau_{\\theta}$ of the text-to-diffusion model and the classifier $f_{\\psi}$ are fixed during the personalization.", + "bbox": [ + 212, + 220, + 782, + 251 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Classifier Fine-tuning. Lastly, we also apply the denoised classification loss, $L_{\\mathrm{clf}}$ , to further optimize the classifier side: even after the personalization of the diffusion model using $D^g$ for more accurate denoising, the classifier may still be suboptimal due to the distribution mismatch between the clean and denoised images during denoised smoothing, as also suggested by Carlini et al. [7]. By also directly minimizing the loss for such \"denoise-and-classify\" images, one can further reduce the gap. Specifically, we minimize:", + "bbox": [ + 212, + 255, + 784, + 359 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\psi^ {*} = \\underset {\\psi} {\\arg \\min } L _ {\\mathrm {c l f}} \\left(\\theta^ {*}, \\psi\\right). \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 413, + 372, + 785, + 395 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Similarly, here we freeze the denoiser model $\\theta^{*}$ during the optimization (of $\\psi$ ).", + "bbox": [ + 214, + 405, + 779, + 421 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 214, + 443, + 375, + 460 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We verify the effectiveness of our proposed framework focusing on its ability of improving adversarial robustness without using external data. As far as we are aware, our setup has not been previously explored in the literature. For comparisons, we choose the following two recent methods as our closest baselines: (a) Mao et al. [37], which fine-tune CLIP [45] on ImageNet for empirical adversarial robustness on other (zero-shot) classification tasks; and (b) Carlini et al. [7], which consider an unconditional diffusion model optimized for target task in denoised smoothing, e.g., on ImageNet. We provide the experimental details, e.g., datasets, architectures, evaluation, fine-tuning, etc., in Appendix A.", + "bbox": [ + 212, + 473, + 787, + 609 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Robustification of CLIP", + "text_level": 1, + "bbox": [ + 214, + 630, + 459, + 643 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Firstly, we evaluate our framework upon CLIP-B/32 [45] for mainly comparison with Mao et al. [37]. Here, we not only consider standard zero-shot classification benchmarks, but also more domain-specialized datasets that significantly vary from ImageNet. These datasets are regarded as more challenging cases for Mao et al. [37] due to their reliance on ImageNet. We further evaluate the robustification performance of our framework on ImageNet compared to Mao et al. [37] and Carlini et al. [7] directly, both of which utilize the full ImageNet training data, contrary to ours that keeps the assumption of not using data.", + "bbox": [ + 212, + 652, + 784, + 775 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Results on Standard Zero-shot Benchmarks. We evaluate the robustification performance of our proposed framework to CLIP-B/32 [45] covering an extensive zero-shot classification benchmark [3, 10, 11, 17, 29, 42, 44, 69]. Specifically, we compare how much our framework effective on improving the robust", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/7dad2ed3bd968b09c6bf2d5c379062540b587191538a948dbbc2b652bcf68cb9.jpg", + "table_caption": [ + "Table 1: Robust and clean accuracy (\\%) on 8 zero-shot classification datasets using CLIP against $\\ell_2$ -adversary with $\\varepsilon \\in \\{0.5, 1.0\\}$ . We additionally report certified accuracy at $\\varepsilon$ for \"Ours\" in parentheses (see \"Certified\"). Bold indicates the best.", + "(a) Robust accuracy $(\\%)$" + ], + "table_footnote": [], + "table_body": "
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
ε=0.5CLIP10.81.20.01.82.70.82.712.04.0
CLIP-Smooth42.623.714.38.936.416.610.244.824.7
Mao et al. [37]59.429.912.532.951.233.518.856.236.8
Ours(Certified)80.4(66.0)41.8(32.1)33.2(28.4)59.0(45.7)68.6(60.8)45.2(34.9)29.7(23.0)71.3(65.1)53.7(44.5)
ε=1.0CLIP2.40.00.00.20.20.21.07.81.5
CLIP-Smooth16.25.81.60.46.74.55.418.77.4
Mao et al. [37]21.211.02.810.323.214.412.033.916.1
Ours(Certified)66.0(41.2)38.3(22.5)27.0(18.9)47.3(28.9)59.6(46.5)33.1(18.9)24.9(18.2)64.1(55.8)45.0(31.4)
", + "bbox": [ + 248, + 210, + 759, + 347 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/e03397472ee3f856994e9a86c964a0c310a5d5ca94487ad1ec9fc8da7f4fe434.jpg", + "table_caption": [ + "(b) Clean accuracy $(\\%)$" + ], + "table_footnote": [], + "table_body": "
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
-CLIP97.856.852.783.085.766.337.881.970.3
ε=0.5CLIP-Smooth75.046.842.152.366.743.517.268.351.5
Mao et al. [37]94.860.048.769.780.857.734.079.765.7
Ours(Certified)94.8(90.4)58.6(55.4)54.1(49.7)80.2(74.5)83.6(81.9)61.4(58.7)42.7(38.9)81.7(79.1)69.6(66.1)
ε=1.0CLIP-Smooth32.427.740.831.343.836.87.054.034.2
Mao et al. [37]93.458.242.961.277.053.630.878.562.0
Ours(Certified)93.8(80.2)59.4(53.6)52.9(45.5)78.8(64.8)83.1(77.7)58.9(48.3)39.1(32.4)81.7(75.7)68.5(59.8)
", + "bbox": [ + 250, + 376, + 763, + 506 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "and clean accuracy of CLIP on these tasks without any data, considering two $\\ell_2$ -adversary of budget $\\varepsilon \\in \\{0.5,1.0\\}$ . We mainly compare with (a) Mao et al. [37], an adversarial fine-tuning scheme using ImageNet, as well as with the performance of (b) the vanilla CLIP zero-shot classification and (c) CLIP-Smooth, which directly applies randomized smoothing (Eq. (2)) to the CLIP model without using a denoiser.", + "bbox": [ + 212, + 520, + 784, + 609 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In Tab. 1, we compare the robust and clean accuracy of our framework with the baselines, respectively. We observe that the vanilla CLIP model is originally vulnerable to adversarial attacks: their average robust accuracy at $\\varepsilon = 0.5$ is decreased from the clean accuracy by $66.3\\%$ ( $70.3\\% \\rightarrow 4.0\\%$ ), near the chance level. Although CLIP-Smooth obtains better average robustness than vanilla CLIP ( $4.0\\% \\rightarrow 24.7\\%$ at $\\varepsilon = 0.5$ ) through randomized smoothing, however, it is still susceptible to perturbations with a higher bound, i.e., $\\varepsilon = 1.0$ . Mao et al. [37] fairly outperforms these baselines: nevertheless, we observe that it tends to exhibit insufficient robustness gains for \"domain-specific\" datasets, e.g., Cars and DTD, as further confirmed in Tab. 2.", + "bbox": [ + 212, + 612, + 787, + 762 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our framework shows a significant improvement in robustness over other baselines across entire datasets and $\\varepsilon$ . For instance, we obtain $16.9\\%$ average robust accuracy gain at $\\varepsilon = 0.5$ compared to Mao et al. [37] and this discrepancy becomes more larger ( $16.9\\% \\rightarrow 28.9\\%$ ) as $\\varepsilon$ is larger ( $0.5 \\rightarrow 1.0$ ). Moreover, the certified robust accuracy of our framework also outperforms the (empirical)", + "bbox": [ + 212, + 765, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 362, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/581fac33b8eb33101b9541a518b69a996a49e6d7bfd309031a3a5e61fc1c1123.jpg", + "table_caption": [ + "Table 2: Robust and clean accuracy (\\%) on three domain-specialized benchmarks using CLIP against $\\ell_{2}$ -adversary with $\\varepsilon \\in \\{0.5,1.0\\}$ . We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + ], + "table_footnote": [], + "table_body": "
MethodRobust accuracy (%)Clean accuracy (%)
CropDiseaseEuroSATISICCropDiseaseEuroSATISIC
ε = 0.5CLIP0.00.00.020.942.627.3
CLIP-Smooth1.813.69.07.116.614.3
Mao et al. [37]2.20.64.216.025.026.9
Ours (Certified)11.529.017.620.345.235.7
(4.3)(11.0)(5.8)(16.8)(39.0)(33.7)
ε = 1.0CLIP0.00.00.020.942.627.3
CLIP-Smooth1.211.84.64.318.210.6
Mao et al. [37]0.60.02.216.020.422.0
Ours (Certified)4.928.28.415.844.826.3
(0.8)(5.0)(1.4)(8.4)(37.8)(22.0)
", + "bbox": [ + 272, + 189, + 730, + 333 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/44451b89d70a1bd857afa8609816f21c1c470df1409da398ee49b661399fb269.jpg", + "table_caption": [ + "Table 3: Robust and clean accuracy (\\%) on ImageNet using CLIP against $\\ell_2$ -adversary with $\\varepsilon \\in \\{0.5, 1.0\\}$ . We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + ], + "table_footnote": [], + "table_body": "
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
CLIP✓1.40.258.258.2
CLIP-Smooth✓16.8 (9.8)2.2 (1.2)45.2 (25.0)35.2 (3.8)
Ours (w/o adapt)✓40.0 (29.6)31.0 (17.6)56.2 (50.8)55.2 (42.0)
Ours✓42.6 (34.2)31.4 (20.6)57.6 (53.4)56.2 (46.0)
Mao et al. [37]X26.012.351.247.2
Carlini et al. [7]X38.6 (30.2)32.4 (19.8)54.4 (49.8)53.6 (44.2)
", + "bbox": [ + 272, + 388, + 730, + 494 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "robust accuracy of other baselines across all datasets and $\\varepsilon$ , i.e., the \"lower-bound\" robust accuracy already outperforms the empirical robustness of other baselines.", + "bbox": [ + 212, + 511, + 785, + 554 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "These all results show strong adversarial robustness without external data is possible via our framework. Moreover, both the average empirical and certified clean accuracy of our framework not only surpass other baselines but also outperform the clean accuracy of vanilla CLIP in some datasets, such as Cars $(52.7\\% \\rightarrow 54.1\\%)$ , DTD $(37.8\\% \\rightarrow 42.7\\%)$ . These results indicate the flexibility of our framework, which is able to trade-off between robust and clean accuracy.", + "bbox": [ + 212, + 556, + 787, + 648 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Results on Domain-Specific Benchmarks. Next, we focus our evaluation on several domain-specific datasets as more challenging but practical scenarios, namely on CropDiseases [38], EuroSAT [22], and ISIC [12]: e.g., EuroSAT consists of photos specifically taken from satellites. In Tab. 2, we observe that Mao et al. [37] exhibits particularly bad, even near-zero, robustness on these datasets, possibly due to the model itself being fine-tuned only from a domain represented by ImageNet. Our framework still shows consistent robustness gains here: e.g., it offers a significantly higher robustness in EuroSAT at $\\varepsilon = 1.0$ of $28.2\\%$ . Similarly to Tab. 1, our framework also maintains the clean accuracy of CLIP, notably even surpassing it on EuroSAT and ISIC.", + "bbox": [ + 212, + 652, + 787, + 804 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Results on ImageNet. Finally, we show that our robustification scheme (without using any data) can be competitive and even better compared to those di", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/339656c22cc76e421468a21a81cf1b80f4eab3bad35e0d4da784259cd0cb25b9.jpg", + "table_caption": [ + "Table 4: Robust and clean accuracy (\\%) ResNet-50 on ImageNet across training schemes, using $\\ell_2$ -adversary with $\\varepsilon \\in \\{0.5,1.0\\}$ . We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + ], + "table_footnote": [], + "table_body": "
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
Standard Training✗5.21.074.474.4
+ Ours (w/o adapt)✓56.2 (47.0)44.2 (27.4)73.0 (67.0)68.8 (57.2)
+ Ours✓57.0 (50.4)47.8 (34.0)70.4 (68.2)71.8 (60.8)
Adversarial Training [36]✗51.046.855.055.0
Randomized Smoothing [13]✗55.2 (48.6)43.8 (37.0)65.4 (66.8)55.4 (57.0)
Carlini et al. [7]✗56.2 (49.2)45.2 (33.2)72.6 (67.4)70.0 (57.8)
", + "bbox": [ + 245, + 189, + 756, + 299 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "rectly accessing to training data. We consider ImageNet [51] for the evaluation, considering that Mao et al. [37] fine-tunes directly on ImageNet. In addition to Mao et al. [37], we also consider Carlini et al. [7] as another baseline, by considering a denoise-and-classify pipeline that combines CLIP with an unconditional ImageNet diffusion model [14]: this can provide a clearer comparison on the effectiveness of our zero-shot denoised smoothing (Sec. 3.1).", + "bbox": [ + 212, + 314, + 782, + 405 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In Tab. 3, we report robust and clean accuracy, comparing our framework with these baselines. Even while Mao et al. [37] and Carlini et al. [7] directly access the ImageNet training data, our framework achieves better (or competitive) performance to them. Compared with Mao et al. [37], we obtain not only $16.6\\%$ and $19.1\\%$ gains in empirical robust accuracy at $\\varepsilon = 0.5$ and 1.0 but also $8.2\\%$ and $8.3\\%$ even from certified robust accuracy. Although Carlini et al. [7] gets a slightly better empirical robust accuracy at $\\varepsilon = 1.0$ , our framework still achieves a higher certified robust accuracy. Here, we notice that our proposed self-adaptation schemes (Sec. 3.2) play a crucial role for the gains: e.g., it contributes to a $4.6\\%$ gain in certified accuracy ( $29.6\\% \\rightarrow 34.2\\%$ ) at $\\varepsilon = 0.5$ . Regarding the clean accuracy, our framework notably shows only a $0.6\\%$ gap $\\varepsilon = 0.5$ compared to CLIP. All these results demonstrate the superiority of our framework in ensuring sufficient robust and clean accuracy, even compared with models directly accessing training data.", + "bbox": [ + 212, + 406, + 787, + 618 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.2 Robustification of Generic Vision Classifiers", + "text_level": 1, + "bbox": [ + 214, + 643, + 625, + 657 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We further validate the scalability of our framework in robustifying classifiers other than CLIP, particularly considering ResNet-50 pre-trained on ImageNet. Here, we regard Carlini et al. [7] as a baseline again. For a thorough comparison, we consider two additional baselines: Adversarial Training [36] and Randomized Smoothing [13], both trained from scratch using the full ImageNet training data.", + "bbox": [ + 212, + 672, + 787, + 748 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tab. 4 reports the results in robust and clean accuracy on ImageNet. Compared with the standard training, we obtain significant $51.8\\%$ ( $5.2\\% \\to 57.0\\%$ at $\\varepsilon = 0.5$ ) and $46.8\\%$ ( $1.0\\% \\to 47.8\\%$ at $\\varepsilon = 1.0$ ) gains in robust accuracy. These also outperform other baselines as well, e.g. it surpasses Carlini et al. [7] in even certified robust accuracy. Again, the self-adaptation schemes contribute significantly to the gains, e.g. by $6.6\\%$ at $\\varepsilon = 1.0$ .", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 362, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/5c46e23c8d980a2f17e168a1c36e1ab80788b7dff912b7e5649b459d78346ae3.jpg", + "image_caption": [ + "Fig.3: Qualitative comparisons of denoised images on varying correct factor $k$ . We compared the denoised outputs from Eq. (9) under Gaussian noise of $\\sigma = 0.25$" + ], + "image_footnote": [], + "bbox": [ + 220, + 150, + 495, + 234 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/c5fc17739e0e345ee0f624c5f2f946bcaf4679b5ac2b874a9e94065f0f43bc0f.jpg", + "table_caption": [ + "Table 5: Ablation study on $k$ in Eq. (8). Bold indicates the best." + ], + "table_footnote": [], + "table_body": "
σkACRCertified accuracy at ε (%)
0.00.250.50.751.01.25
0.250.50.15236.223.014.36.6
1.00.22946.035.625.213.4
1.80.27750.841.829.619.2
0.500.50.08013.210.26.04.33.42.0
1.00.20028.822.016.411.28.46.0
1.80.36742.035.429.223.817.613.0
", + "bbox": [ + 516, + 199, + 782, + 289 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 311, + 387, + 325 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We perform an ablation study to investigate the individual effectiveness of our framework. Here, we main compare the certified test accuracy of smoothed classifiers on ImageNet, as well as the average certified radius (ACR; higher is better) [74], for a collective view of overall certified robustness.", + "bbox": [ + 212, + 339, + 782, + 398 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Timestep Correction. We further analyze the influence of correction factor $k$ in Eq. (8) both qualitatively and quantitatively. Specifically, we compare three different correction factors $k \\in \\{0.5, 1.0, 1.8\\}$ , including our default choice of $k = 1.8$ in our experiments. Here, $k = 1.0$ means that $t'$ is not corrected when used for Eq. (9). In Fig. 3, we observe that using a higher value for correction factor $k$ leads to clearer denoised outputs. Tab. 5 also confirms that the certified robustness denoised smoothing obtained is significantly impacted by the quality of the denoised samples. These results show that adjusting timestep $t'$ is a critical design choice to make existing super-resolution diffusion models as a powerful denoiser model for denoised smoothing.", + "bbox": [ + 212, + 404, + 784, + 556 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Adaptation Schemes. In Tab. 6, we perform a component-wise analysis on our adaptation schemes (in Sec. 3.2): viz., fine-tuning (a) text-to-image diffusion model and (b) classifier. First, we confirm fine-tuning the text-to-image model obtains consistent gains in certified accuracy across datasets and perturbation bound $\\varepsilon$ , compared to the baseline without adaptation. The performance gains are further strengthened by also adapting the", + "bbox": [ + 212, + 561, + 539, + 710 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/0c15fc174c525b94c197f907b85e88b9b5ae116bf6ba66a08b7d9830453d88fd.jpg", + "table_caption": [ + "Table 6: Ablation study on the proposed self-adaptation schemes. Bold and underline indicate the best and runner-up, respectively." + ], + "table_footnote": [], + "table_body": "
εAdapt.Certified accuracy at ε (%)
T2ICLIPImageNetSTLSUNFood
0.5XX29.655.228.343.6
✓X31.866.030.743.8
✓✓34.266.032.145.7
1.0XX17.627.017.321.8
✓X19.440.819.327.3
✓✓20.641.222.528.9
", + "bbox": [ + 557, + 617, + 782, + 705 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "classifier. $^4$ We also remark that both adaptation schemes (Eq. (10) and Eq. (11)) randomize the timestep $t \\sim \\mathcal{U}([0, T])$ during their fine-tuning, i.e., the observed gains in $\\sigma = \\{0.25, 0.5\\}$ are from a single fine-tuning of the same pipeline but only using different timesteps at denoising.", + "bbox": [ + 212, + 712, + 782, + 772 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_footnote", + "text": "3 We chose $k$ by comparing the CLIP accuracy of denoised images from a small subset of ImageNet, as reported in Appendix C.1.", + "bbox": [ + 217, + 782, + 782, + 811 + ], + "page_idx": 12 + }, + { + "type": "page_footnote", + "text": "4 We provide the complete results of certified accuracy across noise scale $\\sigma$ and perturbation bound $\\varepsilon$ , in Tab. 7 of Appendix C.", + "bbox": [ + 218, + 811, + 784, + 839 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5 Related Work", + "text_level": 1, + "bbox": [ + 215, + 143, + 387, + 160 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Adversarial Robustness. Since the observation of adversarial examples [20, 58], there have been continuous efforts in achieving adversarial robustness from neural networks, either in forms of empirical defenses [2, 5, 59] mainly based upon adversarial training [36,64,67,75,78], or certified defenses [13,33,65,70,76], depending on whether the robustness claim is provable or not. One of common beliefs in the literature has been that adversarial robustness is a property that has to be learned using concrete data [8,21,54]. In this work, we move away from this assumption, proposing a novel direction of robustifying with no data.", + "bbox": [ + 212, + 179, + 787, + 301 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Zero-shot Visual Recognition. Traditionally, zero-shot classification [30,43], which aims to identify novel categories not present during training, has been a challenging task in computer vision. In recent years, large-scale vision-language models [27, 45] have demonstrated remarkable capabilities in this regard, e.g., compared to prior arts [1, 18, 25, 39, 49, 55]. Upon these advances in obtaining high accuracy under zero-shot, our work further questions whether it is possible to obtain adversarial robustness in a zero-shot manner as well - showing that large-scale text-to-image models can be a way to achieve this.", + "bbox": [ + 212, + 305, + 787, + 426 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Transfer Learning for Robustness. Another line of research focuses on the transferability of adversarial robustness, i.e., by utilizing an external source of data for robustness [8,21]. For example, several works [15,19,62,71] considered a meta-learning based robust training aiming for few-shot adaptation of adversarial robustness. Yet, they commonly rely on costly meta-training procedure from scratch, limiting their applicability to larger models. More related to our work, Mao et al. [37] have recently proposed an adversarial contrastive fine-tuning for vision-language models, in order to transfer adversarial robustness to other zero-shot classification tasks. Again, in contrast to ours, the approach still requires a substantial amount of training data, e.g., as large as ImageNet in scale.", + "bbox": [ + 212, + 431, + 789, + 583 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 608, + 359, + 625 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we introduce a new formulation of robustifying vision classifiers without external data, as a more realistic concern in the era of adopting off-the-shelf models. We propose a simple-yet-effective approach to this problem, which incorporates recent text-to-image diffusion models into the inference of a classifier in novel ways. Our approach is applicable for any off-the-shelf classifiers, making it as favorable and practical to obtain (provable) adversarial robustness when the use of external data is either limited or impractical for users. We hope our approach paves the way toward more reliable and secure AI systems, along the way towards robustifying existing components that have been considered powerful but fragile against adversarial attacks. We also believe our proposal suggests interesting future research, such as extending the framework to robustify commercial, black-box APIs [53]. For example, this may require further techniques, such as zeroth-order optimization [79], as the adaptation scheme.", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "D. Choi et al.", + "bbox": [ + 271, + 114, + 364, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was partially supported by Center for Applied Research in Artificial Intelligence (CARAI) grant funded by Defense Acquisition Program Administration (DAPA) and Agency for Defense Development (ADD) (UD230017TD), and by Institute for Information & communications Technology Promotion (IITP) grant funded by the Korea government (MSIT) (No.RS-2019-II190075, Artificial Intelligence Graduate School Program (KAIST)). Jongheon Jeong acknowledges support from Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government (MSIT) (No. RS-2019-II190079, Artificial Intelligence Graduate School Program (Korea University)), and from Korea University grant K2405671. We are grateful to the Center for AI Safety (CAIS) for generously providing compute resources that supported a significant portion of the experiments conducted in this work. We thank Jihoon Tack for providing helpful feedbacks and suggestions in preparing an earlier version of our manuscript.", + "bbox": [ + 212, + 176, + 787, + 388 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 409, + 321, + 425 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Akata, Z., Reed, S., Walter, D., Lee, H., Schiele, B.: Evaluation of output embeddings for fine-grained image classification. In: CVPR (2015)", + "2. Athalye, A., Carlini, N., Wagner, D.: Obfuscated gradients give a false sense of security: Circumventing defenses to adversarial examples. In: Proceedings of the 35th International Conference on Machine Learning. Proceedings of Machine Learning Research, vol. 80, pp. 274-283. 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Zou, A., Wang, Z., Kolter, J.Z., Fredrikson, M.: Universal and transferable adversarial attacks on aligned language models. arXiv preprint arXiv:2307.15043 (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 797 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Adversarial Robustification via Text-to-Image Diffusion Models", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Adversarial Robustification via Text-to-Image Diffusion Models/b66210f3-da1a-44a9-8b2e-e01d824e6984_model.json b/2024/Adversarial Robustification via Text-to-Image Diffusion Models/b66210f3-da1a-44a9-8b2e-e01d824e6984_model.json new file mode 100644 index 0000000000000000000000000000000000000000..51a7057d851c1b3f90766e3ab6a713bdc77471bf --- /dev/null +++ b/2024/Adversarial Robustification via Text-to-Image Diffusion Models/b66210f3-da1a-44a9-8b2e-e01d824e6984_model.json @@ -0,0 +1,2856 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.321, + 0.142, + 0.685, + 0.187 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.212, + 0.761, + 0.228 + ], + "angle": 0, + "content": "Daewon Choi\\(^{1\\star}\\), Jongheon Jeong\\(^{2\\star}\\), Huiwon Jang\\(^{1}\\), and Jinwoo Shin\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.283, + 0.239, + 0.717, + 0.254 + ], + "angle": 0, + "content": "\\(^{1}\\) Korea Advanced Institute of Science and Technology (KAIST)" + }, + { + "type": "text", + "bbox": [ + 0.437, + 0.254, + 0.566, + 0.268 + ], + "angle": 0, + "content": "2 Korea University" + }, + { + "type": "text", + "bbox": [ + 0.253, + 0.269, + 0.751, + 0.282 + ], + "angle": 0, + "content": "{daeone0920,huiwoen0516,jinwoos}@kaist.ac.kr jonghj@korea.ac.kr" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.319, + 0.744, + 0.598 + ], + "angle": 0, + "content": "Abstract. Adversarial robustness has been conventionally believed as a challenging property to encode for neural networks, requiring plenty of training data. In the recent paradigm of adopting off-the-shelf models, however, access to their training data is often infeasible or not practical, while most of such models are not originally trained concerning adversarial robustness. In this paper, we develop a scalable and model-agnostic solution to achieve adversarial robustness without using any data. Our intuition is to view recent text-to-image diffusion models as \"adaptable\" denoisers that can be optimized to specify target tasks. Based on this, we propose: (a) to initiate a denoise-and-classify pipeline that offers provable guarantees against adversarial attacks, and (b) to leverage a few synthetic reference images generated from the text-to-image model that enables novel adaptation schemes. Our experiments show that our data-free scheme applied to the pre-trained CLIP could improve the (provable) adversarial robustness of its diverse zero-shot classification derivatives (while maintaining their accuracy), significantly surpassing prior approaches that utilize the full training data. Not only for CLIP, we also demonstrate that our framework is easily applicable for robustifying other visual classifiers efficiently. Code is available at https://github.com/ChoiDae1/robustify-T2I." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.61, + 0.746, + 0.639 + ], + "angle": 0, + "content": "Keywords: Adversarial robustness \\(\\cdot\\) Certified robustness \\(\\cdot\\) Text-to-image diffusion models \\(\\cdot\\) Denoised smoothing \\(\\cdot\\) Zero-shot robustification" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.664, + 0.377, + 0.681 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.696, + 0.788, + 0.818 + ], + "angle": 0, + "content": "Arguably, recent breakthroughs in deep learning have been largely driven by massive data and model scaling [4,28,45,57], which enabled many unprecedented capabilities in computer vision [27, 28, 45, 46, 52]. The worst-case behaviors of models at scale, however, have been relatively under-explored in the literature, despite their increasing practical relevance [6, 77, 80, 81]. Adversarial robustness [2,5,36,58] is one of popular objectives in this context: specifically, it aims to build a model that makes consistent predictions for every input perturbation within a small, often imperceptible, bound. Although it has been demonstrated that many" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.826, + 0.365, + 0.84 + ], + "angle": 0, + "content": "* Equal contribution." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.127 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.486, + 0.272 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.297, + 0.277, + 0.41, + 0.29 + ], + "angle": 0, + "content": "(a) Clean accuracy" + }, + { + "type": "image", + "bbox": [ + 0.514, + 0.147, + 0.783, + 0.272 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.589, + 0.277, + 0.711, + 0.29 + ], + "angle": 0, + "content": "(b) Robust accuracy" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.301, + 0.785, + 0.345 + ], + "angle": 0, + "content": "Fig. 1: Comparison of clean and robust \\((\\| \\varepsilon \\|_2 \\leq 1.0)\\) accuracy on zero-shot classification: our framework (a) not only maintains the original accuracy of CLIP [45]; but also (b) significantly improves its robust accuracy, e.g. compared to Mao et al. [37]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.36, + 0.785, + 0.42 + ], + "angle": 0, + "content": "types of (\"natural\") robustness can benefit from proper data scaling [16, 45, 66], e.g., combined with recent vision-language models [27, 34, 45, 56], the trend does not seem to hold for adversarial robustness so far [6, 37], particularly highlighting its challenging nature." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.423, + 0.785, + 0.575 + ], + "angle": 0, + "content": "Despite being a desirable property, pursuing adversarial robustness in practice has been viewed as a costly design decision. This is possibly due to that most of existing techniques for adversarial robustness require a specialized, less-scalable training scheme [13, 36, 63] from enough data [47, 54], even followed by significant performance trade-offs [60, 75]. As a result, many of the existing pretrained, off-the-shelf models widely used in the community remain susceptible to adversarial attacks [6, 31, 81]. Provided that the specific training data used for such off-the-shelf models is frequently not publicly accessible, it becomes increasingly challenging for end users to secure adversarial robustness for these models, e.g., to incorporate them into security-concerned applications [9, 73]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.577, + 0.785, + 0.728 + ], + "angle": 0, + "content": "A recent work [37] has attempted to address the challenge through an adversarial contrastive fine-tuning scheme on CLIP [45] using external data such as ImageNet, in order to transfer the obtained robustness to other zero-shot downstream tasks. Yet, the method is limited in a sense that: (a) it is applicable only for vision-language models, (b) requiring a substantial amount of training data, e.g., as large as ImageNet in scale, to ensure its effectiveness. Furthermore, we observe that the approach is susceptible to an overfitting to the fine-tuning data: e.g., the accuracy on downstream tasks often degrades after the fine-tuning (see Fig. 1a), and fails in transferring the robustness on datasets that significantly varies from ImageNet (see Tab. 2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Contribution. In this paper, by leveraging recent text-to-image diffusion models, we propose a scalable framework that does not require any external datasets in robustifying image classifiers. Our framework is based on denoised smoothing [53], a recent technique that constructs a provably-robust classifier from neural networks (i.e., certified defense [13, 35, 63, 65]) through a \"denoise-and-classify\" pipeline, with a denoiser model on top of classifier. Previous works upon denoised smoothing have only considered denoiser models that are optimized for" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.53, + 0.257 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.227, + 0.26, + 0.524, + 0.273 + ], + "angle": 0, + "content": "(a) Denoised smoothing from text-to-image models" + }, + { + "type": "image", + "bbox": [ + 0.547, + 0.164, + 0.785, + 0.258 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.585, + 0.26, + 0.747, + 0.272 + ], + "angle": 0, + "content": "(b) Self-adaptation schemes" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.284, + 0.788, + 0.354 + ], + "angle": 0, + "content": "Fig. 2: An overview of the proposed framework: (a) during inference, we perform denoised smoothing with a self-personalized text-to-image diffusion model, having provable guarantees on adversarial robustness (Sec. 3.1); (b) by utilizing synthetic references from the text-to-image model, one can adapt both diffusion model and classifier for robustness (Sec. 3.2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.373, + 0.789, + 0.51 + ], + "angle": 0, + "content": "the target classification task [7, 26, 68], fully utilizing their training data. Here, we aim to extend its capability up to a next level, i.e., robustifying without using data. To this end, we utilize text-to-image super-resolution diffusion models (like Imagen [52] or DeepFloyd-IF) with careful details we found, e.g., on setting proper diffusion timestep. Upon the pipeline, we propose to utilize a few synthetic reference samples generated from the text-to-image model based on the textual labels of target task, and develop two adaptation schemes that boost the robustness: viz., fine-tuning (a) of diffusion model via classifier-guided personalization, and (b) of classifier from denoised samples (see Fig. 2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.51, + 0.789, + 0.737 + ], + "angle": 0, + "content": "We conduct a comprehensive series of experiments to verify the effectiveness of our proposed framework, focusing on modern scenarios of classification using off-the-shelf models and a wide spectrum of datasets [3, 22, 29, 51]. First, we show that our method could significantly enhance CLIP with a new robustness-accuracy frontier, even outperforming the previous method [37] that utilizes the full ImageNet training data to robustify CLIP (see Fig. 1b). In particular, the effectiveness of our method is \"provably\" confirmed with the certified robust accuracy, which guarantees the lower-bound of empirical robust accuracy. The robustness gains from our framework are shown to be much more consistent across datasets compared to the prior work [37] that has been struggling to offer robustness when the target dataset significantly varies from those for fine-tuning, e.g., EuroSAT upon ImageNet. Next, we verify that our proposed framework can also be effective in robustifying other generic vision classifiers, e.g., an ImageNet pre-trained ResNet-50, even surpassing standard approaches to obtain adversarial robustness such as adversarial training [36]." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.741, + 0.592, + 0.756 + ], + "angle": 0, + "content": "To summarize, we make the following contributions:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.765, + 0.789, + 0.841 + ], + "angle": 0, + "content": "1. To the best of our knowledge, our framework is the first approach toward robustifying any given (off-the-shelf) vision classifiers without using any data. We utilize recent text-to-image diffusion models as denoisers that can be adapted to target tasks via text-conditioning, and show that incorporating them into the inference of pre-trained classifiers can be a scalable approach." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.128 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "2. We further propose to generate a few reference samples re-utilizing the text-to-image diffusion model, and leverage them to adapt for individual tasks. We show that fine-tuning both the text-to-image diffusion model as well as classifier can be jointly beneficial to boost adversarial robustness." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.214, + 0.785, + 0.304 + ], + "angle": 0, + "content": "3. We evaluate our framework in robustifying CLIP for a variety of zero-shot classification tasks: it could not only offer state-of-the-art robustness on the benchmark, but also show consistent gains across a wider range of datasets. We also verify the proposed framework offers robustness to generic vision classifiers other than CLIP, obtaining better robustness even compared to, e.g., the popular adversarial training from scratch." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.327, + 0.381, + 0.344 + ], + "angle": 0, + "content": "2 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.358, + 0.784, + 0.435 + ], + "angle": 0, + "content": "Adversarial Robustness [5, 58] refers to a property of a classifier, say \\( f \\), to make consistent prediction under every possible perturbations \\( \\delta \\) within a boundary, e.g., an \\( \\ell_2 \\)-ball: it requires \\( f(x + \\delta) = y \\) for any \\( \\| \\delta \\|_2 \\leq \\varepsilon \\). In this respect, adversarial robustness of \\( f \\) for an input \\( x \\) can be measured by the minimum-distance of adversarial perturbation [5]:" + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.447, + 0.785, + 0.463 + ], + "angle": 0, + "content": "\\[\nR (x, y; f) := \\min _ {f \\left(x ^ {\\prime}\\right) \\neq y} \\| x - x ^ {\\prime} \\| _ {2}. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.473, + 0.784, + 0.519 + ], + "angle": 0, + "content": "One of the key challenges to achieving adversarial robustness is the hardness of accurately measuring Eq. (1), which has eventually falsified the robustness claim of many previous works in the literature [2,59,61]." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.523, + 0.784, + 0.601 + ], + "angle": 0, + "content": "Randomized Smoothing [13,32] is currently one of the state-of-the-art methods in obtaining provable guarantees on adversarial robustness from neural network-based classifiers. Given a classifier \\( f \\) and an input \\( x \\), randomized smoothing makes an inference by taking a majority vote of \\( f(x + \\delta) \\) for random Gaussian noise \\( \\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I}) \\). Specifically, it defines a smoothed classifier \\( \\hat{f} \\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.626, + 0.784, + 0.651 + ], + "angle": 0, + "content": "\\[\n\\hat {f} (x) := \\underset {c \\in \\mathcal {Y}} {\\operatorname {a r g m a x}} \\mathbb {P} _ {\\delta \\sim \\mathcal {N} \\left(0, \\sigma^ {2} \\mathbf {I}\\right)} [ f (x + \\delta) = c ]. \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.664, + 0.784, + 0.696 + ], + "angle": 0, + "content": "Then, Cohen et al. [13] have shown that the adversarial robustness of \\(\\hat{f}\\) at \\(x\\) is guaranteed by a lower-bound \\(\\underline{R}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.236, + 0.71, + 0.784, + 0.73 + ], + "angle": 0, + "content": "\\[\nR (x, y; \\hat {f}) \\geq \\sigma \\cdot \\Phi^ {- 1} \\left(p _ {\\hat {f}} (x, y)\\right) =: \\underline {{R}}, \\text {w h e r e} p _ {\\hat {f}} (x, y) := \\mathbb {P} _ {\\delta} [ f (x + \\delta) = y ], \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.741, + 0.784, + 0.791 + ], + "angle": 0, + "content": "provided that \\(\\hat{f}(x) = y\\), otherwise \\(R(x,y;\\hat{f}) \\coloneqq 0\\). Here, \\(\\varPhi\\) denotes the standard Gaussian CDF. Remark from Eq. (3) that the certified robustness \\(\\underline{R}\\) of \\(\\hat{f}\\) depends on \\(p_{\\hat{f}}\\), which is essentially the accuracy of \\(f\\) at noisy inputs \\(x + \\delta\\)." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.795, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Denoised Smoothing [53] is a recent framework for randomized smoothing that has enabled a more scalable design. Specifically, it constructs the base classifier \\( f \\) for smoothing as a \"denoise-and-classify\" pipeline, which concatenates a" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.784, + 0.162 + ], + "angle": 0, + "content": "Gaussian denoiser, say denoise \\((\\cdot)\\), with any standard classifier \\(f_{\\mathrm{clf}}\\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.41, + 0.192, + 0.785, + 0.207 + ], + "angle": 0, + "content": "\\[\nf (\\hat {x}) := f _ {\\operatorname {c l f}} (\\operatorname {d e n o i s e} (\\hat {x})). \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.219, + 0.785, + 0.384 + ], + "angle": 0, + "content": "Here, a \"good\" denoiser \\( \\mathrm{denoise}(\\cdot) \\) should accurately reconstruct the semantic of \\( x \\) from \\( \\hat{x} \\coloneqq x + \\delta \\) with high probability of \\( \\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I}) \\). In practice, this often requires the denoiser to be sufficiently optimized for the input distribution of target tasks, otherwise the performance of \\( \\hat{f} \\) is significantly limited by the denoiser [53]. For tasks where an accurate denoiser is available, however, denoised smoothing can offer a strong design for randomized smoothing: e.g., Carlini et al. [7] achieved state-of-the-art certified robustness on ImageNet [51] by adopting a high-fidelity ImageNet diffusion model [14] as the denoiser. The idea of leveraging diffusion models for \"denoise-and-classify\" has been also considered as an empirical defense [41, 72] (i.e., not certifiable): yet, such approaches also necessitate a separate diffusion model trained for the target dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.389, + 0.785, + 0.451 + ], + "angle": 0, + "content": "Diffusion Model [23, 40] aims to learn a generative distribution \\( p_{\\mathrm{data}}(x) \\) by gradually denoising (or reverse process) from noisy inputs from so-called diffusion (or forward) process. Formally, it first defines \\( x_{t} \\) from a pure Gaussian noise \\( \\varepsilon \\sim \\mathcal{N}(0,\\mathbf{I}) \\) and a timestep \\( t \\in [0,T] \\), given \\( x \\):" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.463, + 0.785, + 0.479 + ], + "angle": 0, + "content": "\\[\nx _ {t} := \\sqrt {\\alpha_ {t}} \\cdot x + \\sqrt {1 - \\alpha_ {t}} \\cdot \\varepsilon , \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.491, + 0.785, + 0.567 + ], + "angle": 0, + "content": "where the factor \\(\\alpha_{t} \\in [0,1]\\) is a constant determined by \\(t\\), which schedules the amount of noise typically as a monotonically decreasing function of \\(t\\), i.e. \\(x_{t}\\) becomes noisier toward the unit Gaussian with increasing \\(t\\). The key design of recent diffusion models is to parametrize a noise estimator \\(\\varepsilon_{\\theta}(x_t,t)\\), trained over \\(p_{\\mathrm{data}}(x)\\) and \\(t \\in [0,T]\\), which aims to predict the noise \\(\\varepsilon\\) added to \\(x_{t}\\) given \\(t\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.571, + 0.786, + 0.737 + ], + "angle": 0, + "content": "Text-to-Image Diffusion Model [48, 52] is a particular instance of diffusion models, which have recently demonstrated remarkable capabilities in generating high-fidelity images from natural language descriptions. Specifically, it considers modified architectures for noise estimator to condition on text, i.e., as the form of \\(\\varepsilon_{\\theta}(x_t,t,\\tau_{\\theta}(c))\\), where \\(\\tau_{\\theta}\\) is a text encoder that maps a textual prompt \\(c\\) into an embedding vector. Depending on specific designs, the latest architectures for text-to-image diffusion models roughly fall into two categories to handle high-resolution inputs: (a) latent diffusion models [48], which first map \\(x\\) into a latent space of lower-resolution, and (b) cascaded diffusion models [24, 52], which train a lower-resolution diffusion model in the pixel space followed by multiple super-resolution diffusion models of increasing resolutions." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.762, + 0.746, + 0.779 + ], + "angle": 0, + "content": "3 Text-to-Image Diffusion Models for Robustification" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.785, + 0.841 + ], + "angle": 0, + "content": "In this section, we introduce a scalable and model-agnostic framework to obtain adversarial robustness from image classifiers without accessing training data. Given an image classifier \\( f: \\mathcal{X} \\to \\mathcal{Y} \\) trained on a data distribution \\( p_{\\mathrm{data}}(x,y) \\), we" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.128 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.239 + ], + "angle": 0, + "content": "aim to construct a new classifier \\(\\hat{f}\\) that is adversarially-robust, without explicit knowledge of \\(p_{\\mathrm{data}}\\), e.g., for fine-tuning. The minimal assumption we make here is the textual knowledge of classes, i.e., \\(\\mathcal{Y} \\coloneqq \\{c_i\\}_{i=1}^K\\) and each \\(c_i\\) is given in text - which is common in the recent literature of zero-shot classification [27,34,45]. From this information, \\(\\hat{f}\\) is required to (a) maximize \\(\\mathbb{E}_{(x,y)}[R(x,y;\\hat{f})]\\) Eq. (1), while (b) minimizing the accuracy trade-off from robustifying \\(f\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.24, + 0.788, + 0.345 + ], + "angle": 0, + "content": "The key ingredient of our proposed framework to this end is the recent text-to-image diffusion models, particularly those with pixel-level, cascaded diffusion models, e.g., Imagen [52] or DeepFloyd-IF. Overall, our framework utilizes the model mainly in two different ways: (a) to be applied as the denoiser of the denoised smoothing pipeline Eq. (4) (see Sec. 3.1), and (b) to enable a finetuning of the classifier via personalization (see Sec. 3.2). The overall framework is illustrated in Fig. 2." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.366, + 0.744, + 0.382 + ], + "angle": 0, + "content": "3.1 Denoised Smoothing from Text-to-Image Diffusion Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.389, + 0.788, + 0.482 + ], + "angle": 0, + "content": "We first propose to utilize recent text-to-image diffusion models by means of their performance as a \"zero-shot\" denoiser, so that it can be incorporated into the denoised smoothing pipeline Eq. (4). Consider an input \\( x \\) and its Gaussian perturbation, say \\( \\hat{x} \\coloneqq x + \\delta \\), where \\( \\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I}) \\) for a noise strength \\( \\sigma \\). Then, as observed by Carlini et al. [7], one can correspond \\( \\hat{x} \\) into a timestep of diffusion process Eq. (5), i.e., to \\( x_{\\hat{t}} \\) for some \\( \\hat{t} \\). Specifically, it follows by:" + }, + { + "type": "equation", + "bbox": [ + 0.456, + 0.49, + 0.786, + 0.522 + ], + "angle": 0, + "content": "\\[\n\\sigma^ {2} = \\frac {1 - \\alpha_ {\\hat {t}}}{\\alpha_ {\\hat {t}}}. \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.529, + 0.787, + 0.576 + ], + "angle": 0, + "content": "With this relationship, one can search over the noise schedule \\(\\alpha_{t}\\) of a diffusion model for its corresponding timestep \\(\\hat{t}\\) given \\(\\sigma\\), which makes \\(\\hat{x}\\) compatible with the inherent denoiser of diffusion models, e.g., by scaling it with \\(\\sqrt{\\alpha_{\\hat{t}}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.575, + 0.787, + 0.606 + ], + "angle": 0, + "content": "Now, we introduce the detailed design components in adopting text-to-image models, of the general form of \\(\\varepsilon_{\\theta}(x_t,t,\\tau_{\\theta}(c))\\), to define denoise \\((\\cdot)\\) in Eq. (4)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.788, + 0.746 + ], + "angle": 0, + "content": "Need for Pixel-based Diffusion Models. Existing off-the-shelf text-to-image diffusion models are often based on latent diffusion model architecture [48], e.g., Stable Diffusion. Remark that, however, the pipeline of denoised smoothing Eq. (4) requires a denoiser to directly denoise a given noisy input \\(\\hat{x}\\), which is in pixel-space, making this kind of diffusion models incompatible for the pipeline. In this respect, our framework focuses on adopting cascaded diffusion models into the pipeline, such asImagen [52] and DeepFloyd-IF, another popular design choice for recent text-to-image models and those indeed consist of pixel-level diffusion models (of different resolutions)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Super-resolution Diffusion Model as a Denoiser. More specifically, recall that cascaded diffusion models generally consist of (a) a low-resolution \\((e.g., 64 \\times 64)\\) text-conditional diffusion model, followed by (b) multiple stages of super-resolution diffusion models \\((e.g.,\\) from \\(64 \\times 64\\) to \\(256 \\times 256)\\) to enable higher-resolution generations in a scalable manner. Among these different diffusion models, our framework draws attention to the particular attribute of the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "super-resolution models by means of effective denoisers. The choice is motivated by an intuition that super-resolution modules in cascaded diffusion models are more likely to be biased to \"reconstruct\" the original contents of \\( x \\) given \\( \\hat{x} \\) in performing denoising, rather than generating new visual cues from scratch, which can be particularly beneficial in the pipeline of denoised smoothing." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.784, + 0.252 + ], + "angle": 0, + "content": "Formally, super-resolution diffusion models in cascaded designs typically parameterize a noise estimator as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.43, + 0.267, + 0.786, + 0.283 + ], + "angle": 0, + "content": "\\[\n\\varepsilon_ {\\theta} \\left(x _ {t}, t, \\tau_ {\\theta} (c) \\mid \\bar {x} _ {t ^ {\\prime}}, t ^ {\\prime}\\right), \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.295, + 0.785, + 0.385 + ], + "angle": 0, + "content": "where \\((x_{t},t)\\) is a noisy input and its timestep at the output resolution, and \\(\\tau_{\\theta}\\) is a text encoder for conditioning. The additional condition compared to the standard models, i.e., \\((\\bar{x}_{t'},t')\\), is from the previous (lower-resolution) module, processed by (a) first interpolating the output of the previous module up to the output resolution, followed by (b) mixing with Gaussian noise using a certain timestep \\(t'\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.39, + 0.785, + 0.527 + ], + "angle": 0, + "content": "Timestep Correction. In our context of adapting the model for denoised smoothing, we propose to set both inputs of \\( x_{t} \\) and \\( \\bar{x}_{t'} \\) in Eq. (7) by \\( \\sqrt{\\alpha_t} \\cdot \\hat{x} \\), i.e., by \\( x_{t} = \\bar{x}_{t'} = \\sqrt{\\alpha_t} \\cdot \\hat{x} \\), where \\( \\hat{t} \\) is the timestep searched with respect to Eq. (6). In this way, the super-resolution module \\( \\varepsilon_{\\theta} \\) is \"self-conditioned\" by the information available from \\( \\hat{x} \\). A surprisingly important detail to make this design work is on the timestep \\( t' \\): we find that setting a higher value of timestep for \\( t' \\) than \\( \\hat{t} \\), despite being \\( x_{t} = \\bar{x}_{t'} \\), is crucial for the denoising performance of the model. Specifically, we consider a correction factor \\( k > 1 \\) as a hyperparameter to scale \\( t' \\), and propose to set:" + }, + { + "type": "equation", + "bbox": [ + 0.468, + 0.529, + 0.785, + 0.544 + ], + "angle": 0, + "content": "\\[\nt ^ {\\prime} := k \\cdot \\hat {t}. \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.552, + 0.785, + 0.658 + ], + "angle": 0, + "content": "This interesting behavior, specific to super-resolution diffusion models, can be explained by considering that \\(\\bar{x}_{t'}\\) in Eq. (7) is originally assumed to be \"upsampled\" before applying a noise. Therefore, \\(\\bar{x}_{t'}\\) is naturally expected to consist of narrower range of spatial frequencies, whereas the input given, \\(\\sqrt{\\alpha_t} \\cdot \\hat{x}\\), is directly from higher resolution: using higher values for \\(t'\\) is an effective way to reduce such excessive frequency information present in \\(\\hat{x}\\), given that it corresponds to an increased blurring in the denoising process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.663, + 0.784, + 0.724 + ], + "angle": 0, + "content": "Overall Pipeline. Putting together, our proposed denoised smoothing based pipeline is obtained using a text-conditional, super-resolution diffusion model \\(\\varepsilon_{\\theta}\\). Specifically, given a noisy input \\(\\hat{x} \\coloneqq x + \\delta\\), where \\(\\delta \\sim \\mathcal{N}(0, \\sigma^2 \\mathbf{I})\\), we define a denoiser function for Eq. (4) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.307, + 0.737, + 0.785, + 0.753 + ], + "angle": 0, + "content": "\\[\n\\operatorname {d e n o i s e} _ {\\theta} (\\hat {x}) := \\hat {x} - \\sigma \\cdot \\varepsilon_ {\\theta} \\left(\\sqrt {\\alpha_ {\\hat {t}}} \\hat {x}, \\hat {t}, \\tau_ {\\theta} \\left(\\mathrm {C} \\left(^ {\\prime \\prime}\\right)\\right) \\mid \\sqrt {\\alpha_ {\\hat {t}}} \\hat {x}, k \\hat {t}\\right). \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.796, + 0.842 + ], + "angle": 0, + "content": "Here, \\(\\mathbb{C}(c)\\) is a pre-defined textual \"template\" that implants a given (textual) label \\(c\\), specific per task. For example, we use \\(\\mathbb{C}(c) := \"A photo of a \\{c\\}\\), a type of food.\" for the Food dataset [3] in our experiments, following Radford at al. [45]. For the case of Eq. (9), which considers a zero-shot case that the label is not given, we simply put the empty string \" \" for \\(c\\). Once we have a concrete denoise \\((\\cdot)\\) at" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.128 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "hand, as Eq. (9), any classifier \\( f \\) that combines denoise(\\(\\cdot\\)) can now be robustified via randomized smoothing Eq. (2). The smoothed classifier it returns, \\( \\hat{f} \\), is provably robust within the certified radius it guarantees by Eq. (3) for each \\( x \\). In practice, the overall smoothing procedure is statistically estimated with \\( n \\) i.i.d. Gaussian noise from \\( \\mathcal{N}(0, \\sigma^2 \\mathbf{I}) \\): we provide the details for the estimation in Appendix A.5." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.26, + 0.465, + 0.275 + ], + "angle": 0, + "content": "3.2 Self-adaptation Schemes" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.284, + 0.789, + 0.346 + ], + "angle": 0, + "content": "Upon our framework introduced in Sec. 3.1, we propose to re-utilize the text-to-image diffusion model to further improve its robustness. Consequently, we propose a two-step adaptation scheme of models, again using only the knowledge of textual label set \\(\\mathcal{Y} = \\{c_i\\}_{i=1}^K\\), i.e., without using concrete data in \\(\\mathcal{X}\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.349, + 0.789, + 0.44 + ], + "angle": 0, + "content": "Reference Set Synthesis. We start by leveraging the text-to-image model to synthesize a few reference images from the textual labels. Concretely, for a given textual label \\(c \\sim \\mathcal{V}\\), we obtain its corresponding prompt \\(\\mathsf{C}(c)\\) and use it to generate a synthetic image \\(x^g\\) by conditioning it into the text-to-image diffusion model. Repeating this process, we obtain high quality reference set \\(D^g = \\{(x_i^g, c_i)\\}_{i=1}^K\\) only from the information of \\(\\mathcal{V}\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.444, + 0.79, + 0.581 + ], + "angle": 0, + "content": "Classifier-Guided Self-personalization. For a given reference set \\( D^g \\), we next perform a fine-tuning of the text-to-image diffusion model. We adopt DreamBooth [50] to this end, one of state-of-the-art method for personalizing text-to-image models. Specifically, it fine-tunes the given noise estimator network, \\( \\varepsilon_{\\theta} \\) with a special prompt combining a unique identifier, which is typically a list of meaningless characters (e.g., \"sks\"), to implant the information of \\( D^g \\). After the personalization, one can now use \\( \\mathbb{C}(\\text{\"sks\"}) \\) in Eq. (9) as a replacement of \\( \\mathbb{C}(\\text{\"'}) \\) during its inference. Again, considering that \\( \\varepsilon_{\\theta} \\) is a super-resolution diffusion model, we consider the following DreamBooth objective:" + }, + { + "type": "equation", + "bbox": [ + 0.3, + 0.589, + 0.787, + 0.609 + ], + "angle": 0, + "content": "\\[\nL _ {\\mathrm {d i f f}} (\\theta) := \\mathbb {E} _ {x ^ {g}, \\varepsilon , t} \\left[ | | \\varepsilon - \\varepsilon_ {\\theta} (x _ {t} ^ {g}, t, \\tau_ {\\theta} (\\mathsf {C} (“ s k s ”)) | x _ {t} ^ {g}, k t) | | _ {2} ^ {2} \\right], \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.615, + 0.788, + 0.66 + ], + "angle": 0, + "content": "where \\(t \\sim \\mathcal{U}([0, T])\\) is a random timestep, \\(\\varepsilon \\sim \\mathcal{N}(0, \\mathbf{I})\\) is Gaussian noise, and \\(\\tau_{\\theta}(\\mathbb{C}(\"sks\"))\\) is the textual embedding from \\(\\mathbb{C}(\"sks\")\\) through the (frozen) text encoder \\(\\tau_{\\theta}\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.661, + 0.789, + 0.816 + ], + "angle": 0, + "content": "To further boost capability of text-to-image diffusion model by means of a denoiser model, particularly in the context of denoised smoothing, we propose to regularize the model personalization objective, \\( L_{\\mathrm{diff}} \\), with the denoised classification loss, namely as a classifier-guided regularization \\( L_{\\mathrm{clf}} \\) of personalization. The regularization essentially simulates the \"denoise-and-classify\" pipeline of denoised smoothing. Specifically, for a given reference image \\( x^{g} \\) in \\( D^{g} \\), \\( x^{g} \\) is first processed into a noisy image \\( x_{t}^{g} \\) via Eq. (5) using random timestep \\( t \\sim \\mathcal{U}([0,T]) \\), followed by the (personalized version of) zero-shot denoising Eq. (9): obtaining a denoised image \\( \\tilde{x}^{g} = \\mathsf{denoise}_{\\theta}\\left(\\frac{1}{\\sqrt{\\alpha_{t}}} \\cdot x_{t}^{g}\\right) \\). Therefore, given a classifier \\( f_{\\psi} \\), we propose to additionally minimize the following loss given the pair \\( (\\tilde{x}^{g},c) \\):" + }, + { + "type": "equation", + "bbox": [ + 0.354, + 0.825, + 0.787, + 0.843 + ], + "angle": 0, + "content": "\\[\nL _ {\\mathrm {c l f}} (\\theta , \\psi) := \\mathbb {E} _ {(x ^ {g}, c) \\sim D ^ {g, t}} \\left[ \\mathbb {C E} \\left(f _ {\\psi} \\left(\\tilde {x} ^ {g}\\right), c\\right) \\right], \\tag {11}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "where \\(\\mathbb{C}\\mathbb{E}(\\cdot ,\\cdot)\\) is the cross-entropy loss. Overall, we minimize the following objective by combining the two losses:" + }, + { + "type": "equation", + "bbox": [ + 0.361, + 0.188, + 0.786, + 0.211 + ], + "angle": 0, + "content": "\\[\n\\theta^ {*} = \\underset {\\theta} {\\arg \\min } \\left\\{L _ {\\text {d i f f}} (\\theta) + \\lambda \\cdot L _ {\\text {c l f}} (\\theta , \\psi) \\right\\}, \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.221, + 0.784, + 0.252 + ], + "angle": 0, + "content": "where \\(\\lambda > 0\\) is a hyperparameter. The text encoder \\(\\tau_{\\theta}\\) of the text-to-diffusion model and the classifier \\(f_{\\psi}\\) are fixed during the personalization." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.256, + 0.785, + 0.361 + ], + "angle": 0, + "content": "Classifier Fine-tuning. Lastly, we also apply the denoised classification loss, \\( L_{\\mathrm{clf}} \\), to further optimize the classifier side: even after the personalization of the diffusion model using \\( D^g \\) for more accurate denoising, the classifier may still be suboptimal due to the distribution mismatch between the clean and denoised images during denoised smoothing, as also suggested by Carlini et al. [7]. By also directly minimizing the loss for such \"denoise-and-classify\" images, one can further reduce the gap. Specifically, we minimize:" + }, + { + "type": "equation", + "bbox": [ + 0.414, + 0.373, + 0.786, + 0.396 + ], + "angle": 0, + "content": "\\[\n\\psi^ {*} = \\underset {\\psi} {\\arg \\min } L _ {\\mathrm {c l f}} \\left(\\theta^ {*}, \\psi\\right). \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.406, + 0.78, + 0.422 + ], + "angle": 0, + "content": "Similarly, here we freeze the denoiser model \\(\\theta^{*}\\) during the optimization (of \\(\\psi\\))." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.444, + 0.376, + 0.461 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.474, + 0.788, + 0.61 + ], + "angle": 0, + "content": "We verify the effectiveness of our proposed framework focusing on its ability of improving adversarial robustness without using external data. As far as we are aware, our setup has not been previously explored in the literature. For comparisons, we choose the following two recent methods as our closest baselines: (a) Mao et al. [37], which fine-tune CLIP [45] on ImageNet for empirical adversarial robustness on other (zero-shot) classification tasks; and (b) Carlini et al. [7], which consider an unconditional diffusion model optimized for target task in denoised smoothing, e.g., on ImageNet. We provide the experimental details, e.g., datasets, architectures, evaluation, fine-tuning, etc., in Appendix A." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.631, + 0.46, + 0.645 + ], + "angle": 0, + "content": "4.1 Robustification of CLIP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.654, + 0.785, + 0.776 + ], + "angle": 0, + "content": "Firstly, we evaluate our framework upon CLIP-B/32 [45] for mainly comparison with Mao et al. [37]. Here, we not only consider standard zero-shot classification benchmarks, but also more domain-specialized datasets that significantly vary from ImageNet. These datasets are regarded as more challenging cases for Mao et al. [37] due to their reliance on ImageNet. We further evaluate the robustification performance of our framework on ImageNet compared to Mao et al. [37] and Carlini et al. [7] directly, both of which utilize the full ImageNet training data, contrary to ours that keeps the assumption of not using data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.786, + 0.841 + ], + "angle": 0, + "content": "Results on Standard Zero-shot Benchmarks. We evaluate the robustification performance of our proposed framework to CLIP-B/32 [45] covering an extensive zero-shot classification benchmark [3, 10, 11, 17, 29, 42, 44, 69]. Specifically, we compare how much our framework effective on improving the robust" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.127 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Robust and clean accuracy (\\%) on 8 zero-shot classification datasets using CLIP against \\(\\ell_2\\)-adversary with \\(\\varepsilon \\in \\{0.5, 1.0\\}\\). We additionally report certified accuracy at \\(\\varepsilon\\) for \"Ours\" in parentheses (see \"Certified\"). Bold indicates the best." + }, + { + "type": "table_caption", + "bbox": [ + 0.429, + 0.194, + 0.576, + 0.206 + ], + "angle": 0, + "content": "(a) Robust accuracy \\((\\%)\\)" + }, + { + "type": "table", + "bbox": [ + 0.249, + 0.212, + 0.761, + 0.348 + ], + "angle": 0, + "content": "
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
ε=0.5CLIP10.81.20.01.82.70.82.712.04.0
CLIP-Smooth42.623.714.38.936.416.610.244.824.7
Mao et al. [37]59.429.912.532.951.233.518.856.236.8
Ours(Certified)80.4(66.0)41.8(32.1)33.2(28.4)59.0(45.7)68.6(60.8)45.2(34.9)29.7(23.0)71.3(65.1)53.7(44.5)
ε=1.0CLIP2.40.00.00.20.20.21.07.81.5
CLIP-Smooth16.25.81.60.46.74.55.418.77.4
Mao et al. [37]21.211.02.810.323.214.412.033.916.1
Ours(Certified)66.0(41.2)38.3(22.5)27.0(18.9)47.3(28.9)59.6(46.5)33.1(18.9)24.9(18.2)64.1(55.8)45.0(31.4)
" + }, + { + "type": "table_caption", + "bbox": [ + 0.433, + 0.358, + 0.571, + 0.37 + ], + "angle": 0, + "content": "(b) Clean accuracy \\((\\%)\\)" + }, + { + "type": "table", + "bbox": [ + 0.25, + 0.377, + 0.764, + 0.507 + ], + "angle": 0, + "content": "
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
-CLIP97.856.852.783.085.766.337.881.970.3
ε=0.5CLIP-Smooth75.046.842.152.366.743.517.268.351.5
Mao et al. [37]94.860.048.769.780.857.734.079.765.7
Ours(Certified)94.8(90.4)58.6(55.4)54.1(49.7)80.2(74.5)83.6(81.9)61.4(58.7)42.7(38.9)81.7(79.1)69.6(66.1)
ε=1.0CLIP-Smooth32.427.740.831.343.836.87.054.034.2
Mao et al. [37]93.458.242.961.277.053.630.878.562.0
Ours(Certified)93.8(80.2)59.4(53.6)52.9(45.5)78.8(64.8)83.1(77.7)58.9(48.3)39.1(32.4)81.7(75.7)68.5(59.8)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.785, + 0.61 + ], + "angle": 0, + "content": "and clean accuracy of CLIP on these tasks without any data, considering two \\(\\ell_2\\)-adversary of budget \\(\\varepsilon \\in \\{0.5,1.0\\}\\). We mainly compare with (a) Mao et al. [37], an adversarial fine-tuning scheme using ImageNet, as well as with the performance of (b) the vanilla CLIP zero-shot classification and (c) CLIP-Smooth, which directly applies randomized smoothing (Eq. (2)) to the CLIP model without using a denoiser." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.788, + 0.763 + ], + "angle": 0, + "content": "In Tab. 1, we compare the robust and clean accuracy of our framework with the baselines, respectively. We observe that the vanilla CLIP model is originally vulnerable to adversarial attacks: their average robust accuracy at \\(\\varepsilon = 0.5\\) is decreased from the clean accuracy by \\(66.3\\%\\) (\\(70.3\\% \\rightarrow 4.0\\%\\)), near the chance level. Although CLIP-Smooth obtains better average robustness than vanilla CLIP (\\(4.0\\% \\rightarrow 24.7\\%\\) at \\(\\varepsilon = 0.5\\)) through randomized smoothing, however, it is still susceptible to perturbations with a higher bound, i.e., \\(\\varepsilon = 1.0\\). Mao et al. [37] fairly outperforms these baselines: nevertheless, we observe that it tends to exhibit insufficient robustness gains for \"domain-specific\" datasets, e.g., Cars and DTD, as further confirmed in Tab. 2." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our framework shows a significant improvement in robustness over other baselines across entire datasets and \\(\\varepsilon\\). For instance, we obtain \\(16.9\\%\\) average robust accuracy gain at \\(\\varepsilon = 0.5\\) compared to Mao et al. [37] and this discrepancy becomes more larger (\\(16.9\\% \\rightarrow 28.9\\%\\)) as \\(\\varepsilon\\) is larger (\\(0.5 \\rightarrow 1.0\\)). Moreover, the certified robust accuracy of our framework also outperforms the (empirical)" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 2: Robust and clean accuracy (\\%) on three domain-specialized benchmarks using CLIP against \\(\\ell_{2}\\)-adversary with \\(\\varepsilon \\in \\{0.5,1.0\\}\\). We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + }, + { + "type": "table", + "bbox": [ + 0.274, + 0.19, + 0.731, + 0.334 + ], + "angle": 0, + "content": "
MethodRobust accuracy (%)Clean accuracy (%)
CropDiseaseEuroSATISICCropDiseaseEuroSATISIC
ε = 0.5CLIP0.00.00.020.942.627.3
CLIP-Smooth1.813.69.07.116.614.3
Mao et al. [37]2.20.64.216.025.026.9
Ours (Certified)11.529.017.620.345.235.7
(4.3)(11.0)(5.8)(16.8)(39.0)(33.7)
ε = 1.0CLIP0.00.00.020.942.627.3
CLIP-Smooth1.211.84.64.318.210.6
Mao et al. [37]0.60.02.216.020.422.0
Ours (Certified)4.928.28.415.844.826.3
(0.8)(5.0)(1.4)(8.4)(37.8)(22.0)
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.344, + 0.788, + 0.386 + ], + "angle": 0, + "content": "Table 3: Robust and clean accuracy (\\%) on ImageNet using CLIP against \\(\\ell_2\\)-adversary with \\(\\varepsilon \\in \\{0.5, 1.0\\}\\). We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + }, + { + "type": "table", + "bbox": [ + 0.274, + 0.389, + 0.731, + 0.495 + ], + "angle": 0, + "content": "
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
CLIP✓1.40.258.258.2
CLIP-Smooth✓16.8 (9.8)2.2 (1.2)45.2 (25.0)35.2 (3.8)
Ours (w/o adapt)✓40.0 (29.6)31.0 (17.6)56.2 (50.8)55.2 (42.0)
Ours✓42.6 (34.2)31.4 (20.6)57.6 (53.4)56.2 (46.0)
Mao et al. [37]X26.012.351.247.2
Carlini et al. [7]X38.6 (30.2)32.4 (19.8)54.4 (49.8)53.6 (44.2)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.512, + 0.787, + 0.555 + ], + "angle": 0, + "content": "robust accuracy of other baselines across all datasets and \\(\\varepsilon\\), i.e., the \"lower-bound\" robust accuracy already outperforms the empirical robustness of other baselines." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.558, + 0.788, + 0.649 + ], + "angle": 0, + "content": "These all results show strong adversarial robustness without external data is possible via our framework. Moreover, both the average empirical and certified clean accuracy of our framework not only surpass other baselines but also outperform the clean accuracy of vanilla CLIP in some datasets, such as Cars \\((52.7\\% \\rightarrow 54.1\\%)\\), DTD \\((37.8\\% \\rightarrow 42.7\\%)\\). These results indicate the flexibility of our framework, which is able to trade-off between robust and clean accuracy." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.653, + 0.788, + 0.805 + ], + "angle": 0, + "content": "Results on Domain-Specific Benchmarks. Next, we focus our evaluation on several domain-specific datasets as more challenging but practical scenarios, namely on CropDiseases [38], EuroSAT [22], and ISIC [12]: e.g., EuroSAT consists of photos specifically taken from satellites. In Tab. 2, we observe that Mao et al. [37] exhibits particularly bad, even near-zero, robustness on these datasets, possibly due to the model itself being fine-tuned only from a domain represented by ImageNet. Our framework still shows consistent robustness gains here: e.g., it offers a significantly higher robustness in EuroSAT at \\(\\varepsilon = 1.0\\) of \\(28.2\\%\\). Similarly to Tab. 1, our framework also maintains the clean accuracy of CLIP, notably even surpassing it on EuroSAT and ISIC." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Results on ImageNet. Finally, we show that our robustification scheme (without using any data) can be competitive and even better compared to those di" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.127 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 4: Robust and clean accuracy (\\%) ResNet-50 on ImageNet across training schemes, using \\(\\ell_2\\)-adversary with \\(\\varepsilon \\in \\{0.5,1.0\\}\\). We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + }, + { + "type": "table", + "bbox": [ + 0.246, + 0.19, + 0.758, + 0.3 + ], + "angle": 0, + "content": "
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
Standard Training✗5.21.074.474.4
+ Ours (w/o adapt)✓56.2 (47.0)44.2 (27.4)73.0 (67.0)68.8 (57.2)
+ Ours✓57.0 (50.4)47.8 (34.0)70.4 (68.2)71.8 (60.8)
Adversarial Training [36]✗51.046.855.055.0
Randomized Smoothing [13]✗55.2 (48.6)43.8 (37.0)65.4 (66.8)55.4 (57.0)
Carlini et al. [7]✗56.2 (49.2)45.2 (33.2)72.6 (67.4)70.0 (57.8)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.315, + 0.784, + 0.406 + ], + "angle": 0, + "content": "rectly accessing to training data. We consider ImageNet [51] for the evaluation, considering that Mao et al. [37] fine-tunes directly on ImageNet. In addition to Mao et al. [37], we also consider Carlini et al. [7] as another baseline, by considering a denoise-and-classify pipeline that combines CLIP with an unconditional ImageNet diffusion model [14]: this can provide a clearer comparison on the effectiveness of our zero-shot denoised smoothing (Sec. 3.1)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.407, + 0.788, + 0.619 + ], + "angle": 0, + "content": "In Tab. 3, we report robust and clean accuracy, comparing our framework with these baselines. Even while Mao et al. [37] and Carlini et al. [7] directly access the ImageNet training data, our framework achieves better (or competitive) performance to them. Compared with Mao et al. [37], we obtain not only \\(16.6\\%\\) and \\(19.1\\%\\) gains in empirical robust accuracy at \\(\\varepsilon = 0.5\\) and 1.0 but also \\(8.2\\%\\) and \\(8.3\\%\\) even from certified robust accuracy. Although Carlini et al. [7] gets a slightly better empirical robust accuracy at \\(\\varepsilon = 1.0\\), our framework still achieves a higher certified robust accuracy. Here, we notice that our proposed self-adaptation schemes (Sec. 3.2) play a crucial role for the gains: e.g., it contributes to a \\(4.6\\%\\) gain in certified accuracy (\\(29.6\\% \\rightarrow 34.2\\%\\)) at \\(\\varepsilon = 0.5\\). Regarding the clean accuracy, our framework notably shows only a \\(0.6\\%\\) gap \\(\\varepsilon = 0.5\\) compared to CLIP. All these results demonstrate the superiority of our framework in ensuring sufficient robust and clean accuracy, even compared with models directly accessing training data." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.645, + 0.627, + 0.658 + ], + "angle": 0, + "content": "4.2 Robustification of Generic Vision Classifiers" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.788, + 0.749 + ], + "angle": 0, + "content": "We further validate the scalability of our framework in robustifying classifiers other than CLIP, particularly considering ResNet-50 pre-trained on ImageNet. Here, we regard Carlini et al. [7] as a baseline again. For a thorough comparison, we consider two additional baselines: Adversarial Training [36] and Randomized Smoothing [13], both trained from scratch using the full ImageNet training data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Tab. 4 reports the results in robust and clean accuracy on ImageNet. Compared with the standard training, we obtain significant \\(51.8\\%\\) (\\(5.2\\% \\to 57.0\\%\\) at \\(\\varepsilon = 0.5\\)) and \\(46.8\\%\\) (\\(1.0\\% \\to 47.8\\%\\) at \\(\\varepsilon = 1.0\\)) gains in robust accuracy. These also outperform other baselines as well, e.g. it surpasses Carlini et al. [7] in even certified robust accuracy. Again, the self-adaptation schemes contribute significantly to the gains, e.g. by \\(6.6\\%\\) at \\(\\varepsilon = 1.0\\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.151, + 0.496, + 0.235 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.218, + 0.237, + 0.496, + 0.293 + ], + "angle": 0, + "content": "Fig.3: Qualitative comparisons of denoised images on varying correct factor \\(k\\). We compared the denoised outputs from Eq. (9) under Gaussian noise of \\(\\sigma = 0.25\\)" + }, + { + "type": "table_caption", + "bbox": [ + 0.512, + 0.169, + 0.782, + 0.196 + ], + "angle": 0, + "content": "Table 5: Ablation study on \\( k \\) in Eq. (8). Bold indicates the best." + }, + { + "type": "table", + "bbox": [ + 0.517, + 0.2, + 0.784, + 0.29 + ], + "angle": 0, + "content": "
σkACRCertified accuracy at ε (%)
0.00.250.50.751.01.25
0.250.50.15236.223.014.36.6
1.00.22946.035.625.213.4
1.80.27750.841.829.619.2
0.500.50.08013.210.26.04.33.42.0
1.00.20028.822.016.411.28.46.0
1.80.36742.035.429.223.817.613.0
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.312, + 0.388, + 0.327 + ], + "angle": 0, + "content": "4.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.34, + 0.784, + 0.4 + ], + "angle": 0, + "content": "We perform an ablation study to investigate the individual effectiveness of our framework. Here, we main compare the certified test accuracy of smoothed classifiers on ImageNet, as well as the average certified radius (ACR; higher is better) [74], for a collective view of overall certified robustness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.405, + 0.785, + 0.557 + ], + "angle": 0, + "content": "Timestep Correction. We further analyze the influence of correction factor \\( k \\) in Eq. (8) both qualitatively and quantitatively. Specifically, we compare three different correction factors \\( k \\in \\{0.5, 1.0, 1.8\\} \\), including our default choice of \\( k = 1.8 \\) in our experiments. Here, \\( k = 1.0 \\) means that \\( t' \\) is not corrected when used for Eq. (9). In Fig. 3, we observe that using a higher value for correction factor \\( k \\) leads to clearer denoised outputs. Tab. 5 also confirms that the certified robustness denoised smoothing obtained is significantly impacted by the quality of the denoised samples. These results show that adjusting timestep \\( t' \\) is a critical design choice to make existing super-resolution diffusion models as a powerful denoiser model for denoised smoothing." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.54, + 0.712 + ], + "angle": 0, + "content": "Adaptation Schemes. In Tab. 6, we perform a component-wise analysis on our adaptation schemes (in Sec. 3.2): viz., fine-tuning (a) text-to-image diffusion model and (b) classifier. First, we confirm fine-tuning the text-to-image model obtains consistent gains in certified accuracy across datasets and perturbation bound \\(\\varepsilon\\), compared to the baseline without adaptation. The performance gains are further strengthened by also adapting the" + }, + { + "type": "table_caption", + "bbox": [ + 0.555, + 0.561, + 0.787, + 0.616 + ], + "angle": 0, + "content": "Table 6: Ablation study on the proposed self-adaptation schemes. Bold and underline indicate the best and runner-up, respectively." + }, + { + "type": "table", + "bbox": [ + 0.558, + 0.618, + 0.784, + 0.706 + ], + "angle": 0, + "content": "
εAdapt.Certified accuracy at ε (%)
T2ICLIPImageNetSTLSUNFood
0.5XX29.655.228.343.6
✓X31.866.030.743.8
✓✓34.266.032.145.7
1.0XX17.627.017.321.8
✓X19.440.819.327.3
✓✓20.641.222.528.9
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.713, + 0.784, + 0.773 + ], + "angle": 0, + "content": "classifier.\\(^4\\) We also remark that both adaptation schemes (Eq. (10) and Eq. (11)) randomize the timestep \\(t \\sim \\mathcal{U}([0, T])\\) during their fine-tuning, i.e., the observed gains in \\(\\sigma = \\{0.25, 0.5\\}\\) are from a single fine-tuning of the same pipeline but only using different timesteps at denoising." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.783, + 0.784, + 0.812 + ], + "angle": 0, + "content": "3 We chose \\( k \\) by comparing the CLIP accuracy of denoised images from a small subset of ImageNet, as reported in Appendix C.1." + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.812, + 0.785, + 0.84 + ], + "angle": 0, + "content": "4 We provide the complete results of certified accuracy across noise scale \\(\\sigma\\) and perturbation bound \\(\\varepsilon\\), in Tab. 7 of Appendix C." + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.783, + 0.785, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.365, + 0.127 + ], + "angle": 0, + "content": "D. Choi et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.388, + 0.161 + ], + "angle": 0, + "content": "5 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.18, + 0.788, + 0.302 + ], + "angle": 0, + "content": "Adversarial Robustness. Since the observation of adversarial examples [20, 58], there have been continuous efforts in achieving adversarial robustness from neural networks, either in forms of empirical defenses [2, 5, 59] mainly based upon adversarial training [36,64,67,75,78], or certified defenses [13,33,65,70,76], depending on whether the robustness claim is provable or not. One of common beliefs in the literature has been that adversarial robustness is a property that has to be learned using concrete data [8,21,54]. In this work, we move away from this assumption, proposing a novel direction of robustifying with no data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.306, + 0.788, + 0.428 + ], + "angle": 0, + "content": "Zero-shot Visual Recognition. Traditionally, zero-shot classification [30,43], which aims to identify novel categories not present during training, has been a challenging task in computer vision. In recent years, large-scale vision-language models [27, 45] have demonstrated remarkable capabilities in this regard, e.g., compared to prior arts [1, 18, 25, 39, 49, 55]. Upon these advances in obtaining high accuracy under zero-shot, our work further questions whether it is possible to obtain adversarial robustness in a zero-shot manner as well - showing that large-scale text-to-image models can be a way to achieve this." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.432, + 0.79, + 0.584 + ], + "angle": 0, + "content": "Transfer Learning for Robustness. Another line of research focuses on the transferability of adversarial robustness, i.e., by utilizing an external source of data for robustness [8,21]. For example, several works [15,19,62,71] considered a meta-learning based robust training aiming for few-shot adaptation of adversarial robustness. Yet, they commonly rely on costly meta-training procedure from scratch, limiting their applicability to larger models. More related to our work, Mao et al. [37] have recently proposed an adversarial contrastive fine-tuning for vision-language models, in order to transfer adversarial robustness to other zero-shot classification tasks. Again, in contrast to ours, the approach still requires a substantial amount of training data, e.g., as large as ImageNet in scale." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.609, + 0.36, + 0.625 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.842 + ], + "angle": 0, + "content": "In this paper, we introduce a new formulation of robustifying vision classifiers without external data, as a more realistic concern in the era of adopting off-the-shelf models. We propose a simple-yet-effective approach to this problem, which incorporates recent text-to-image diffusion models into the inference of a classifier in novel ways. Our approach is applicable for any off-the-shelf classifiers, making it as favorable and practical to obtain (provable) adversarial robustness when the use of external data is either limited or impractical for users. We hope our approach paves the way toward more reliable and secure AI systems, along the way towards robustifying existing components that have been considered powerful but fragile against adversarial attacks. We also believe our proposal suggests interesting future research, such as extending the framework to robustify commercial, black-box APIs [53]. For example, this may require further techniques, such as zeroth-order optimization [79], as the adaptation scheme." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.788, + 0.389 + ], + "angle": 0, + "content": "This work was partially supported by Center for Applied Research in Artificial Intelligence (CARAI) grant funded by Defense Acquisition Program Administration (DAPA) and Agency for Defense Development (ADD) (UD230017TD), and by Institute for Information & communications Technology Promotion (IITP) grant funded by the Korea government (MSIT) (No.RS-2019-II190075, Artificial Intelligence Graduate School Program (KAIST)). Jongheon Jeong acknowledges support from Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government (MSIT) (No. RS-2019-II190079, Artificial Intelligence Graduate School Program (Korea University)), and from Korea University grant K2405671. We are grateful to the Center for AI Safety (CAIS) for generously providing compute resources that supported a significant portion of the experiments conducted in this work. We thank Jihoon Tack for providing helpful feedbacks and suggestions in preparing an earlier version of our manuscript." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.41, + 0.323, + 0.426 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.44, + 0.785, + 0.468 + ], + "angle": 0, + "content": "1. Akata, Z., Reed, S., Walter, D., Lee, H., Schiele, B.: Evaluation of output embeddings for fine-grained image classification. 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Adversarial robustness has been conventionally believed as a challenging property to encode for neural networks, requiring plenty of training data. In the recent paradigm of adopting off-the-shelf models, however, access to their training data is often infeasible or not practical, while most of such models are not originally trained concerning adversarial robustness. In this paper, we develop a scalable and model-agnostic solution to achieve adversarial robustness without using any data. Our intuition is to view recent text-to-image diffusion models as "adaptable" denoisers that can be optimized to specify target tasks. Based on this, we propose: (a) to initiate a denoise-and-classify pipeline that offers provable guarantees against adversarial attacks, and (b) to leverage a few synthetic reference images generated from the text-to-image model that enables novel adaptation schemes. Our experiments show that our data-free scheme applied to the pre-trained CLIP could improve the (provable) adversarial robustness of its diverse zero-shot classification derivatives (while maintaining their accuracy), significantly surpassing prior approaches that utilize the full training data. Not only for CLIP, we also demonstrate that our framework is easily applicable for robustifying other visual classifiers efficiently. Code is available at https://github.com/ChoiDae1/robustify-T2I. + +Keywords: Adversarial robustness $\cdot$ Certified robustness $\cdot$ Text-to-image diffusion models $\cdot$ Denoised smoothing $\cdot$ Zero-shot robustification + +# 1 Introduction + +Arguably, recent breakthroughs in deep learning have been largely driven by massive data and model scaling [4,28,45,57], which enabled many unprecedented capabilities in computer vision [27, 28, 45, 46, 52]. The worst-case behaviors of models at scale, however, have been relatively under-explored in the literature, despite their increasing practical relevance [6, 77, 80, 81]. Adversarial robustness [2,5,36,58] is one of popular objectives in this context: specifically, it aims to build a model that makes consistent predictions for every input perturbation within a small, often imperceptible, bound. Although it has been demonstrated that many + +![](images/9197be03d1f371932d1e8d75e19d9e38901f5b2e5378ee92976b1e5f26dd4c23.jpg) +(a) Clean accuracy + +![](images/2ef8de9dec20338c279fe5f384772c9dd4b66ff785e23c1c5223aa996dd01007.jpg) +(b) Robust accuracy +Fig. 1: Comparison of clean and robust $(\| \varepsilon \|_2 \leq 1.0)$ accuracy on zero-shot classification: our framework (a) not only maintains the original accuracy of CLIP [45]; but also (b) significantly improves its robust accuracy, e.g. compared to Mao et al. [37]. + +types of ("natural") robustness can benefit from proper data scaling [16, 45, 66], e.g., combined with recent vision-language models [27, 34, 45, 56], the trend does not seem to hold for adversarial robustness so far [6, 37], particularly highlighting its challenging nature. + +Despite being a desirable property, pursuing adversarial robustness in practice has been viewed as a costly design decision. This is possibly due to that most of existing techniques for adversarial robustness require a specialized, less-scalable training scheme [13, 36, 63] from enough data [47, 54], even followed by significant performance trade-offs [60, 75]. As a result, many of the existing pretrained, off-the-shelf models widely used in the community remain susceptible to adversarial attacks [6, 31, 81]. Provided that the specific training data used for such off-the-shelf models is frequently not publicly accessible, it becomes increasingly challenging for end users to secure adversarial robustness for these models, e.g., to incorporate them into security-concerned applications [9, 73]. + +A recent work [37] has attempted to address the challenge through an adversarial contrastive fine-tuning scheme on CLIP [45] using external data such as ImageNet, in order to transfer the obtained robustness to other zero-shot downstream tasks. Yet, the method is limited in a sense that: (a) it is applicable only for vision-language models, (b) requiring a substantial amount of training data, e.g., as large as ImageNet in scale, to ensure its effectiveness. Furthermore, we observe that the approach is susceptible to an overfitting to the fine-tuning data: e.g., the accuracy on downstream tasks often degrades after the fine-tuning (see Fig. 1a), and fails in transferring the robustness on datasets that significantly varies from ImageNet (see Tab. 2). + +Contribution. In this paper, by leveraging recent text-to-image diffusion models, we propose a scalable framework that does not require any external datasets in robustifying image classifiers. Our framework is based on denoised smoothing [53], a recent technique that constructs a provably-robust classifier from neural networks (i.e., certified defense [13, 35, 63, 65]) through a "denoise-and-classify" pipeline, with a denoiser model on top of classifier. Previous works upon denoised smoothing have only considered denoiser models that are optimized for + +![](images/1fc03ffa4f33adcb7b9825271c5e1bd41f81df92c90567be1e8a8c19aa9e2a62.jpg) +(a) Denoised smoothing from text-to-image models + +![](images/ac837e585728db4bd2cc4f9f3d9c097d2f20497f698fc49aec32732eb80a99e4.jpg) +(b) Self-adaptation schemes +Fig. 2: An overview of the proposed framework: (a) during inference, we perform denoised smoothing with a self-personalized text-to-image diffusion model, having provable guarantees on adversarial robustness (Sec. 3.1); (b) by utilizing synthetic references from the text-to-image model, one can adapt both diffusion model and classifier for robustness (Sec. 3.2). + +the target classification task [7, 26, 68], fully utilizing their training data. Here, we aim to extend its capability up to a next level, i.e., robustifying without using data. To this end, we utilize text-to-image super-resolution diffusion models (like Imagen [52] or DeepFloyd-IF) with careful details we found, e.g., on setting proper diffusion timestep. Upon the pipeline, we propose to utilize a few synthetic reference samples generated from the text-to-image model based on the textual labels of target task, and develop two adaptation schemes that boost the robustness: viz., fine-tuning (a) of diffusion model via classifier-guided personalization, and (b) of classifier from denoised samples (see Fig. 2). + +We conduct a comprehensive series of experiments to verify the effectiveness of our proposed framework, focusing on modern scenarios of classification using off-the-shelf models and a wide spectrum of datasets [3, 22, 29, 51]. First, we show that our method could significantly enhance CLIP with a new robustness-accuracy frontier, even outperforming the previous method [37] that utilizes the full ImageNet training data to robustify CLIP (see Fig. 1b). In particular, the effectiveness of our method is "provably" confirmed with the certified robust accuracy, which guarantees the lower-bound of empirical robust accuracy. The robustness gains from our framework are shown to be much more consistent across datasets compared to the prior work [37] that has been struggling to offer robustness when the target dataset significantly varies from those for fine-tuning, e.g., EuroSAT upon ImageNet. Next, we verify that our proposed framework can also be effective in robustifying other generic vision classifiers, e.g., an ImageNet pre-trained ResNet-50, even surpassing standard approaches to obtain adversarial robustness such as adversarial training [36]. + +To summarize, we make the following contributions: + +1. To the best of our knowledge, our framework is the first approach toward robustifying any given (off-the-shelf) vision classifiers without using any data. We utilize recent text-to-image diffusion models as denoisers that can be adapted to target tasks via text-conditioning, and show that incorporating them into the inference of pre-trained classifiers can be a scalable approach. + +2. We further propose to generate a few reference samples re-utilizing the text-to-image diffusion model, and leverage them to adapt for individual tasks. We show that fine-tuning both the text-to-image diffusion model as well as classifier can be jointly beneficial to boost adversarial robustness. + +3. We evaluate our framework in robustifying CLIP for a variety of zero-shot classification tasks: it could not only offer state-of-the-art robustness on the benchmark, but also show consistent gains across a wider range of datasets. We also verify the proposed framework offers robustness to generic vision classifiers other than CLIP, obtaining better robustness even compared to, e.g., the popular adversarial training from scratch. + +# 2 Preliminaries + +Adversarial Robustness [5, 58] refers to a property of a classifier, say $f$ , to make consistent prediction under every possible perturbations $\delta$ within a boundary, e.g., an $\ell_2$ -ball: it requires $f(x + \delta) = y$ for any $\| \delta \|_2 \leq \varepsilon$ . In this respect, adversarial robustness of $f$ for an input $x$ can be measured by the minimum-distance of adversarial perturbation [5]: + +$$ +R (x, y; f) := \min _ {f \left(x ^ {\prime}\right) \neq y} \| x - x ^ {\prime} \| _ {2}. \tag {1} +$$ + +One of the key challenges to achieving adversarial robustness is the hardness of accurately measuring Eq. (1), which has eventually falsified the robustness claim of many previous works in the literature [2,59,61]. + +Randomized Smoothing [13,32] is currently one of the state-of-the-art methods in obtaining provable guarantees on adversarial robustness from neural network-based classifiers. Given a classifier $f$ and an input $x$ , randomized smoothing makes an inference by taking a majority vote of $f(x + \delta)$ for random Gaussian noise $\delta \sim \mathcal{N}(0, \sigma^2\mathbf{I})$ . Specifically, it defines a smoothed classifier $\hat{f}$ as follows: + +$$ +\hat {f} (x) := \underset {c \in \mathcal {Y}} {\operatorname {a r g m a x}} \mathbb {P} _ {\delta \sim \mathcal {N} \left(0, \sigma^ {2} \mathbf {I}\right)} [ f (x + \delta) = c ]. \tag {2} +$$ + +Then, Cohen et al. [13] have shown that the adversarial robustness of $\hat{f}$ at $x$ is guaranteed by a lower-bound $\underline{R}$ : + +$$ +R (x, y; \hat {f}) \geq \sigma \cdot \Phi^ {- 1} \left(p _ {\hat {f}} (x, y)\right) =: \underline {{R}}, \text {w h e r e} p _ {\hat {f}} (x, y) := \mathbb {P} _ {\delta} [ f (x + \delta) = y ], \tag {3} +$$ + +provided that $\hat{f}(x) = y$ , otherwise $R(x,y;\hat{f}) \coloneqq 0$ . Here, $\varPhi$ denotes the standard Gaussian CDF. Remark from Eq. (3) that the certified robustness $\underline{R}$ of $\hat{f}$ depends on $p_{\hat{f}}$ , which is essentially the accuracy of $f$ at noisy inputs $x + \delta$ . + +Denoised Smoothing [53] is a recent framework for randomized smoothing that has enabled a more scalable design. Specifically, it constructs the base classifier $f$ for smoothing as a "denoise-and-classify" pipeline, which concatenates a + +Gaussian denoiser, say denoise $(\cdot)$ , with any standard classifier $f_{\mathrm{clf}}$ as follows: + +$$ +f (\hat {x}) := f _ {\operatorname {c l f}} (\operatorname {d e n o i s e} (\hat {x})). \tag {4} +$$ + +Here, a "good" denoiser $\mathrm{denoise}(\cdot)$ should accurately reconstruct the semantic of $x$ from $\hat{x} \coloneqq x + \delta$ with high probability of $\delta \sim \mathcal{N}(0, \sigma^2\mathbf{I})$ . In practice, this often requires the denoiser to be sufficiently optimized for the input distribution of target tasks, otherwise the performance of $\hat{f}$ is significantly limited by the denoiser [53]. For tasks where an accurate denoiser is available, however, denoised smoothing can offer a strong design for randomized smoothing: e.g., Carlini et al. [7] achieved state-of-the-art certified robustness on ImageNet [51] by adopting a high-fidelity ImageNet diffusion model [14] as the denoiser. The idea of leveraging diffusion models for "denoise-and-classify" has been also considered as an empirical defense [41, 72] (i.e., not certifiable): yet, such approaches also necessitate a separate diffusion model trained for the target dataset. + +Diffusion Model [23, 40] aims to learn a generative distribution $p_{\mathrm{data}}(x)$ by gradually denoising (or reverse process) from noisy inputs from so-called diffusion (or forward) process. Formally, it first defines $x_{t}$ from a pure Gaussian noise $\varepsilon \sim \mathcal{N}(0,\mathbf{I})$ and a timestep $t \in [0,T]$ , given $x$ : + +$$ +x _ {t} := \sqrt {\alpha_ {t}} \cdot x + \sqrt {1 - \alpha_ {t}} \cdot \varepsilon , \tag {5} +$$ + +where the factor $\alpha_{t} \in [0,1]$ is a constant determined by $t$ , which schedules the amount of noise typically as a monotonically decreasing function of $t$ , i.e. $x_{t}$ becomes noisier toward the unit Gaussian with increasing $t$ . The key design of recent diffusion models is to parametrize a noise estimator $\varepsilon_{\theta}(x_t,t)$ , trained over $p_{\mathrm{data}}(x)$ and $t \in [0,T]$ , which aims to predict the noise $\varepsilon$ added to $x_{t}$ given $t$ . + +Text-to-Image Diffusion Model [48, 52] is a particular instance of diffusion models, which have recently demonstrated remarkable capabilities in generating high-fidelity images from natural language descriptions. Specifically, it considers modified architectures for noise estimator to condition on text, i.e., as the form of $\varepsilon_{\theta}(x_t,t,\tau_{\theta}(c))$ , where $\tau_{\theta}$ is a text encoder that maps a textual prompt $c$ into an embedding vector. Depending on specific designs, the latest architectures for text-to-image diffusion models roughly fall into two categories to handle high-resolution inputs: (a) latent diffusion models [48], which first map $x$ into a latent space of lower-resolution, and (b) cascaded diffusion models [24, 52], which train a lower-resolution diffusion model in the pixel space followed by multiple super-resolution diffusion models of increasing resolutions. + +# 3 Text-to-Image Diffusion Models for Robustification + +In this section, we introduce a scalable and model-agnostic framework to obtain adversarial robustness from image classifiers without accessing training data. Given an image classifier $f: \mathcal{X} \to \mathcal{Y}$ trained on a data distribution $p_{\mathrm{data}}(x,y)$ , we + +aim to construct a new classifier $\hat{f}$ that is adversarially-robust, without explicit knowledge of $p_{\mathrm{data}}$ , e.g., for fine-tuning. The minimal assumption we make here is the textual knowledge of classes, i.e., $\mathcal{Y} \coloneqq \{c_i\}_{i=1}^K$ and each $c_i$ is given in text - which is common in the recent literature of zero-shot classification [27,34,45]. From this information, $\hat{f}$ is required to (a) maximize $\mathbb{E}_{(x,y)}[R(x,y;\hat{f})]$ Eq. (1), while (b) minimizing the accuracy trade-off from robustifying $f$ . + +The key ingredient of our proposed framework to this end is the recent text-to-image diffusion models, particularly those with pixel-level, cascaded diffusion models, e.g., Imagen [52] or DeepFloyd-IF. Overall, our framework utilizes the model mainly in two different ways: (a) to be applied as the denoiser of the denoised smoothing pipeline Eq. (4) (see Sec. 3.1), and (b) to enable a finetuning of the classifier via personalization (see Sec. 3.2). The overall framework is illustrated in Fig. 2. + +# 3.1 Denoised Smoothing from Text-to-Image Diffusion Models + +We first propose to utilize recent text-to-image diffusion models by means of their performance as a "zero-shot" denoiser, so that it can be incorporated into the denoised smoothing pipeline Eq. (4). Consider an input $x$ and its Gaussian perturbation, say $\hat{x} \coloneqq x + \delta$ , where $\delta \sim \mathcal{N}(0, \sigma^2\mathbf{I})$ for a noise strength $\sigma$ . Then, as observed by Carlini et al. [7], one can correspond $\hat{x}$ into a timestep of diffusion process Eq. (5), i.e., to $x_{\hat{t}}$ for some $\hat{t}$ . Specifically, it follows by: + +$$ +\sigma^ {2} = \frac {1 - \alpha_ {\hat {t}}}{\alpha_ {\hat {t}}}. \tag {6} +$$ + +With this relationship, one can search over the noise schedule $\alpha_{t}$ of a diffusion model for its corresponding timestep $\hat{t}$ given $\sigma$ , which makes $\hat{x}$ compatible with the inherent denoiser of diffusion models, e.g., by scaling it with $\sqrt{\alpha_{\hat{t}}}$ . + +Now, we introduce the detailed design components in adopting text-to-image models, of the general form of $\varepsilon_{\theta}(x_t,t,\tau_{\theta}(c))$ , to define denoise $(\cdot)$ in Eq. (4). + +Need for Pixel-based Diffusion Models. Existing off-the-shelf text-to-image diffusion models are often based on latent diffusion model architecture [48], e.g., Stable Diffusion. Remark that, however, the pipeline of denoised smoothing Eq. (4) requires a denoiser to directly denoise a given noisy input $\hat{x}$ , which is in pixel-space, making this kind of diffusion models incompatible for the pipeline. In this respect, our framework focuses on adopting cascaded diffusion models into the pipeline, such asImagen [52] and DeepFloyd-IF, another popular design choice for recent text-to-image models and those indeed consist of pixel-level diffusion models (of different resolutions). + +Super-resolution Diffusion Model as a Denoiser. More specifically, recall that cascaded diffusion models generally consist of (a) a low-resolution $(e.g., 64 \times 64)$ text-conditional diffusion model, followed by (b) multiple stages of super-resolution diffusion models $(e.g.,$ from $64 \times 64$ to $256 \times 256)$ to enable higher-resolution generations in a scalable manner. Among these different diffusion models, our framework draws attention to the particular attribute of the + +super-resolution models by means of effective denoisers. The choice is motivated by an intuition that super-resolution modules in cascaded diffusion models are more likely to be biased to "reconstruct" the original contents of $x$ given $\hat{x}$ in performing denoising, rather than generating new visual cues from scratch, which can be particularly beneficial in the pipeline of denoised smoothing. + +Formally, super-resolution diffusion models in cascaded designs typically parameterize a noise estimator as follows: + +$$ +\varepsilon_ {\theta} \left(x _ {t}, t, \tau_ {\theta} (c) \mid \bar {x} _ {t ^ {\prime}}, t ^ {\prime}\right), \tag {7} +$$ + +where $(x_{t},t)$ is a noisy input and its timestep at the output resolution, and $\tau_{\theta}$ is a text encoder for conditioning. The additional condition compared to the standard models, i.e., $(\bar{x}_{t'},t')$ , is from the previous (lower-resolution) module, processed by (a) first interpolating the output of the previous module up to the output resolution, followed by (b) mixing with Gaussian noise using a certain timestep $t'$ . + +Timestep Correction. In our context of adapting the model for denoised smoothing, we propose to set both inputs of $x_{t}$ and $\bar{x}_{t'}$ in Eq. (7) by $\sqrt{\alpha_t} \cdot \hat{x}$ , i.e., by $x_{t} = \bar{x}_{t'} = \sqrt{\alpha_t} \cdot \hat{x}$ , where $\hat{t}$ is the timestep searched with respect to Eq. (6). In this way, the super-resolution module $\varepsilon_{\theta}$ is "self-conditioned" by the information available from $\hat{x}$ . A surprisingly important detail to make this design work is on the timestep $t'$ : we find that setting a higher value of timestep for $t'$ than $\hat{t}$ , despite being $x_{t} = \bar{x}_{t'}$ , is crucial for the denoising performance of the model. Specifically, we consider a correction factor $k > 1$ as a hyperparameter to scale $t'$ , and propose to set: + +$$ +t ^ {\prime} := k \cdot \hat {t}. \tag {8} +$$ + +This interesting behavior, specific to super-resolution diffusion models, can be explained by considering that $\bar{x}_{t'}$ in Eq. (7) is originally assumed to be "upsampled" before applying a noise. Therefore, $\bar{x}_{t'}$ is naturally expected to consist of narrower range of spatial frequencies, whereas the input given, $\sqrt{\alpha_t} \cdot \hat{x}$ , is directly from higher resolution: using higher values for $t'$ is an effective way to reduce such excessive frequency information present in $\hat{x}$ , given that it corresponds to an increased blurring in the denoising process. + +Overall Pipeline. Putting together, our proposed denoised smoothing based pipeline is obtained using a text-conditional, super-resolution diffusion model $\varepsilon_{\theta}$ . Specifically, given a noisy input $\hat{x} \coloneqq x + \delta$ , where $\delta \sim \mathcal{N}(0, \sigma^2 \mathbf{I})$ , we define a denoiser function for Eq. (4) as follows: + +$$ +\operatorname {d e n o i s e} _ {\theta} (\hat {x}) := \hat {x} - \sigma \cdot \varepsilon_ {\theta} \left(\sqrt {\alpha_ {\hat {t}}} \hat {x}, \hat {t}, \tau_ {\theta} \left(\mathrm {C} \left(^ {\prime \prime}\right)\right) \mid \sqrt {\alpha_ {\hat {t}}} \hat {x}, k \hat {t}\right). \tag {9} +$$ + +Here, $\mathbb{C}(c)$ is a pre-defined textual "template" that implants a given (textual) label $c$ , specific per task. For example, we use $\mathbb{C}(c) := "A photo of a \{c\}$ , a type of food." for the Food dataset [3] in our experiments, following Radford at al. [45]. For the case of Eq. (9), which considers a zero-shot case that the label is not given, we simply put the empty string " " for $c$ . Once we have a concrete denoise $(\cdot)$ at + +hand, as Eq. (9), any classifier $f$ that combines denoise( $\cdot$ ) can now be robustified via randomized smoothing Eq. (2). The smoothed classifier it returns, $\hat{f}$ , is provably robust within the certified radius it guarantees by Eq. (3) for each $x$ . In practice, the overall smoothing procedure is statistically estimated with $n$ i.i.d. Gaussian noise from $\mathcal{N}(0, \sigma^2 \mathbf{I})$ : we provide the details for the estimation in Appendix A.5. + +# 3.2 Self-adaptation Schemes + +Upon our framework introduced in Sec. 3.1, we propose to re-utilize the text-to-image diffusion model to further improve its robustness. Consequently, we propose a two-step adaptation scheme of models, again using only the knowledge of textual label set $\mathcal{Y} = \{c_i\}_{i=1}^K$ , i.e., without using concrete data in $\mathcal{X}$ . + +Reference Set Synthesis. We start by leveraging the text-to-image model to synthesize a few reference images from the textual labels. Concretely, for a given textual label $c \sim \mathcal{V}$ , we obtain its corresponding prompt $\mathsf{C}(c)$ and use it to generate a synthetic image $x^g$ by conditioning it into the text-to-image diffusion model. Repeating this process, we obtain high quality reference set $D^g = \{(x_i^g, c_i)\}_{i=1}^K$ only from the information of $\mathcal{V}$ . + +Classifier-Guided Self-personalization. For a given reference set $D^g$ , we next perform a fine-tuning of the text-to-image diffusion model. We adopt DreamBooth [50] to this end, one of state-of-the-art method for personalizing text-to-image models. Specifically, it fine-tunes the given noise estimator network, $\varepsilon_{\theta}$ with a special prompt combining a unique identifier, which is typically a list of meaningless characters (e.g., "sks"), to implant the information of $D^g$ . After the personalization, one can now use $\mathbb{C}(\text{"sks"})$ in Eq. (9) as a replacement of $\mathbb{C}(\text{"'})$ during its inference. Again, considering that $\varepsilon_{\theta}$ is a super-resolution diffusion model, we consider the following DreamBooth objective: + +$$ +L _ {\mathrm {d i f f}} (\theta) := \mathbb {E} _ {x ^ {g}, \varepsilon , t} \left[ | | \varepsilon - \varepsilon_ {\theta} (x _ {t} ^ {g}, t, \tau_ {\theta} (\mathsf {C} (“ s k s ”)) | x _ {t} ^ {g}, k t) | | _ {2} ^ {2} \right], \tag {10} +$$ + +where $t \sim \mathcal{U}([0, T])$ is a random timestep, $\varepsilon \sim \mathcal{N}(0, \mathbf{I})$ is Gaussian noise, and $\tau_{\theta}(\mathbb{C}("sks"))$ is the textual embedding from $\mathbb{C}("sks")$ through the (frozen) text encoder $\tau_{\theta}$ . + +To further boost capability of text-to-image diffusion model by means of a denoiser model, particularly in the context of denoised smoothing, we propose to regularize the model personalization objective, $L_{\mathrm{diff}}$ , with the denoised classification loss, namely as a classifier-guided regularization $L_{\mathrm{clf}}$ of personalization. The regularization essentially simulates the "denoise-and-classify" pipeline of denoised smoothing. Specifically, for a given reference image $x^{g}$ in $D^{g}$ , $x^{g}$ is first processed into a noisy image $x_{t}^{g}$ via Eq. (5) using random timestep $t \sim \mathcal{U}([0,T])$ , followed by the (personalized version of) zero-shot denoising Eq. (9): obtaining a denoised image $\tilde{x}^{g} = \mathsf{denoise}_{\theta}\left(\frac{1}{\sqrt{\alpha_{t}}} \cdot x_{t}^{g}\right)$ . Therefore, given a classifier $f_{\psi}$ , we propose to additionally minimize the following loss given the pair $(\tilde{x}^{g},c)$ : + +$$ +L _ {\mathrm {c l f}} (\theta , \psi) := \mathbb {E} _ {(x ^ {g}, c) \sim D ^ {g, t}} \left[ \mathbb {C E} \left(f _ {\psi} \left(\tilde {x} ^ {g}\right), c\right) \right], \tag {11} +$$ + +where $\mathbb{C}\mathbb{E}(\cdot ,\cdot)$ is the cross-entropy loss. Overall, we minimize the following objective by combining the two losses: + +$$ +\theta^ {*} = \underset {\theta} {\arg \min } \left\{L _ {\text {d i f f}} (\theta) + \lambda \cdot L _ {\text {c l f}} (\theta , \psi) \right\}, \tag {12} +$$ + +where $\lambda > 0$ is a hyperparameter. The text encoder $\tau_{\theta}$ of the text-to-diffusion model and the classifier $f_{\psi}$ are fixed during the personalization. + +Classifier Fine-tuning. Lastly, we also apply the denoised classification loss, $L_{\mathrm{clf}}$ , to further optimize the classifier side: even after the personalization of the diffusion model using $D^g$ for more accurate denoising, the classifier may still be suboptimal due to the distribution mismatch between the clean and denoised images during denoised smoothing, as also suggested by Carlini et al. [7]. By also directly minimizing the loss for such "denoise-and-classify" images, one can further reduce the gap. Specifically, we minimize: + +$$ +\psi^ {*} = \underset {\psi} {\arg \min } L _ {\mathrm {c l f}} \left(\theta^ {*}, \psi\right). \tag {13} +$$ + +Similarly, here we freeze the denoiser model $\theta^{*}$ during the optimization (of $\psi$ ). + +# 4 Experiments + +We verify the effectiveness of our proposed framework focusing on its ability of improving adversarial robustness without using external data. As far as we are aware, our setup has not been previously explored in the literature. For comparisons, we choose the following two recent methods as our closest baselines: (a) Mao et al. [37], which fine-tune CLIP [45] on ImageNet for empirical adversarial robustness on other (zero-shot) classification tasks; and (b) Carlini et al. [7], which consider an unconditional diffusion model optimized for target task in denoised smoothing, e.g., on ImageNet. We provide the experimental details, e.g., datasets, architectures, evaluation, fine-tuning, etc., in Appendix A. + +# 4.1 Robustification of CLIP + +Firstly, we evaluate our framework upon CLIP-B/32 [45] for mainly comparison with Mao et al. [37]. Here, we not only consider standard zero-shot classification benchmarks, but also more domain-specialized datasets that significantly vary from ImageNet. These datasets are regarded as more challenging cases for Mao et al. [37] due to their reliance on ImageNet. We further evaluate the robustification performance of our framework on ImageNet compared to Mao et al. [37] and Carlini et al. [7] directly, both of which utilize the full ImageNet training data, contrary to ours that keeps the assumption of not using data. + +Results on Standard Zero-shot Benchmarks. We evaluate the robustification performance of our proposed framework to CLIP-B/32 [45] covering an extensive zero-shot classification benchmark [3, 10, 11, 17, 29, 42, 44, 69]. Specifically, we compare how much our framework effective on improving the robust + +Table 1: Robust and clean accuracy (\%) on 8 zero-shot classification datasets using CLIP against $\ell_2$ -adversary with $\varepsilon \in \{0.5, 1.0\}$ . We additionally report certified accuracy at $\varepsilon$ for "Ours" in parentheses (see "Certified"). Bold indicates the best. +(a) Robust accuracy $(\%)$ + +
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
ε=0.5CLIP10.81.20.01.82.70.82.712.04.0
CLIP-Smooth42.623.714.38.936.416.610.244.824.7
Mao et al. [37]59.429.912.532.951.233.518.856.236.8
Ours(Certified)80.4(66.0)41.8(32.1)33.2(28.4)59.0(45.7)68.6(60.8)45.2(34.9)29.7(23.0)71.3(65.1)53.7(44.5)
ε=1.0CLIP2.40.00.00.20.20.21.07.81.5
CLIP-Smooth16.25.81.60.46.74.55.418.77.4
Mao et al. [37]21.211.02.810.323.214.412.033.916.1
Ours(Certified)66.0(41.2)38.3(22.5)27.0(18.9)47.3(28.9)59.6(46.5)33.1(18.9)24.9(18.2)64.1(55.8)45.0(31.4)
+ +(b) Clean accuracy $(\%)$ + +
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
-CLIP97.856.852.783.085.766.337.881.970.3
ε=0.5CLIP-Smooth75.046.842.152.366.743.517.268.351.5
Mao et al. [37]94.860.048.769.780.857.734.079.765.7
Ours(Certified)94.8(90.4)58.6(55.4)54.1(49.7)80.2(74.5)83.6(81.9)61.4(58.7)42.7(38.9)81.7(79.1)69.6(66.1)
ε=1.0CLIP-Smooth32.427.740.831.343.836.87.054.034.2
Mao et al. [37]93.458.242.961.277.053.630.878.562.0
Ours(Certified)93.8(80.2)59.4(53.6)52.9(45.5)78.8(64.8)83.1(77.7)58.9(48.3)39.1(32.4)81.7(75.7)68.5(59.8)
+ +and clean accuracy of CLIP on these tasks without any data, considering two $\ell_2$ -adversary of budget $\varepsilon \in \{0.5,1.0\}$ . We mainly compare with (a) Mao et al. [37], an adversarial fine-tuning scheme using ImageNet, as well as with the performance of (b) the vanilla CLIP zero-shot classification and (c) CLIP-Smooth, which directly applies randomized smoothing (Eq. (2)) to the CLIP model without using a denoiser. + +In Tab. 1, we compare the robust and clean accuracy of our framework with the baselines, respectively. We observe that the vanilla CLIP model is originally vulnerable to adversarial attacks: their average robust accuracy at $\varepsilon = 0.5$ is decreased from the clean accuracy by $66.3\%$ ( $70.3\% \rightarrow 4.0\%$ ), near the chance level. Although CLIP-Smooth obtains better average robustness than vanilla CLIP ( $4.0\% \rightarrow 24.7\%$ at $\varepsilon = 0.5$ ) through randomized smoothing, however, it is still susceptible to perturbations with a higher bound, i.e., $\varepsilon = 1.0$ . Mao et al. [37] fairly outperforms these baselines: nevertheless, we observe that it tends to exhibit insufficient robustness gains for "domain-specific" datasets, e.g., Cars and DTD, as further confirmed in Tab. 2. + +Our framework shows a significant improvement in robustness over other baselines across entire datasets and $\varepsilon$ . For instance, we obtain $16.9\%$ average robust accuracy gain at $\varepsilon = 0.5$ compared to Mao et al. [37] and this discrepancy becomes more larger ( $16.9\% \rightarrow 28.9\%$ ) as $\varepsilon$ is larger ( $0.5 \rightarrow 1.0$ ). Moreover, the certified robust accuracy of our framework also outperforms the (empirical) + +Table 2: Robust and clean accuracy (\%) on three domain-specialized benchmarks using CLIP against $\ell_{2}$ -adversary with $\varepsilon \in \{0.5,1.0\}$ . We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined. + +
MethodRobust accuracy (%)Clean accuracy (%)
CropDiseaseEuroSATISICCropDiseaseEuroSATISIC
ε = 0.5CLIP0.00.00.020.942.627.3
CLIP-Smooth1.813.69.07.116.614.3
Mao et al. [37]2.20.64.216.025.026.9
Ours (Certified)11.529.017.620.345.235.7
(4.3)(11.0)(5.8)(16.8)(39.0)(33.7)
ε = 1.0CLIP0.00.00.020.942.627.3
CLIP-Smooth1.211.84.64.318.210.6
Mao et al. [37]0.60.02.216.020.422.0
Ours (Certified)4.928.28.415.844.826.3
(0.8)(5.0)(1.4)(8.4)(37.8)(22.0)
+ +Table 3: Robust and clean accuracy (\%) on ImageNet using CLIP against $\ell_2$ -adversary with $\varepsilon \in \{0.5, 1.0\}$ . We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined. + +
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
CLIP✓1.40.258.258.2
CLIP-Smooth✓16.8 (9.8)2.2 (1.2)45.2 (25.0)35.2 (3.8)
Ours (w/o adapt)✓40.0 (29.6)31.0 (17.6)56.2 (50.8)55.2 (42.0)
Ours✓42.6 (34.2)31.4 (20.6)57.6 (53.4)56.2 (46.0)
Mao et al. [37]X26.012.351.247.2
Carlini et al. [7]X38.6 (30.2)32.4 (19.8)54.4 (49.8)53.6 (44.2)
+ +robust accuracy of other baselines across all datasets and $\varepsilon$ , i.e., the "lower-bound" robust accuracy already outperforms the empirical robustness of other baselines. + +These all results show strong adversarial robustness without external data is possible via our framework. Moreover, both the average empirical and certified clean accuracy of our framework not only surpass other baselines but also outperform the clean accuracy of vanilla CLIP in some datasets, such as Cars $(52.7\% \rightarrow 54.1\%)$ , DTD $(37.8\% \rightarrow 42.7\%)$ . These results indicate the flexibility of our framework, which is able to trade-off between robust and clean accuracy. + +Results on Domain-Specific Benchmarks. Next, we focus our evaluation on several domain-specific datasets as more challenging but practical scenarios, namely on CropDiseases [38], EuroSAT [22], and ISIC [12]: e.g., EuroSAT consists of photos specifically taken from satellites. In Tab. 2, we observe that Mao et al. [37] exhibits particularly bad, even near-zero, robustness on these datasets, possibly due to the model itself being fine-tuned only from a domain represented by ImageNet. Our framework still shows consistent robustness gains here: e.g., it offers a significantly higher robustness in EuroSAT at $\varepsilon = 1.0$ of $28.2\%$ . Similarly to Tab. 1, our framework also maintains the clean accuracy of CLIP, notably even surpassing it on EuroSAT and ISIC. + +Results on ImageNet. Finally, we show that our robustification scheme (without using any data) can be competitive and even better compared to those di + +Table 4: Robust and clean accuracy (\%) ResNet-50 on ImageNet across training schemes, using $\ell_2$ -adversary with $\varepsilon \in \{0.5,1.0\}$ . We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined. + +
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
Standard Training✗5.21.074.474.4
+ Ours (w/o adapt)✓56.2 (47.0)44.2 (27.4)73.0 (67.0)68.8 (57.2)
+ Ours✓57.0 (50.4)47.8 (34.0)70.4 (68.2)71.8 (60.8)
Adversarial Training [36]✗51.046.855.055.0
Randomized Smoothing [13]✗55.2 (48.6)43.8 (37.0)65.4 (66.8)55.4 (57.0)
Carlini et al. [7]✗56.2 (49.2)45.2 (33.2)72.6 (67.4)70.0 (57.8)
+ +rectly accessing to training data. We consider ImageNet [51] for the evaluation, considering that Mao et al. [37] fine-tunes directly on ImageNet. In addition to Mao et al. [37], we also consider Carlini et al. [7] as another baseline, by considering a denoise-and-classify pipeline that combines CLIP with an unconditional ImageNet diffusion model [14]: this can provide a clearer comparison on the effectiveness of our zero-shot denoised smoothing (Sec. 3.1). + +In Tab. 3, we report robust and clean accuracy, comparing our framework with these baselines. Even while Mao et al. [37] and Carlini et al. [7] directly access the ImageNet training data, our framework achieves better (or competitive) performance to them. Compared with Mao et al. [37], we obtain not only $16.6\%$ and $19.1\%$ gains in empirical robust accuracy at $\varepsilon = 0.5$ and 1.0 but also $8.2\%$ and $8.3\%$ even from certified robust accuracy. Although Carlini et al. [7] gets a slightly better empirical robust accuracy at $\varepsilon = 1.0$ , our framework still achieves a higher certified robust accuracy. Here, we notice that our proposed self-adaptation schemes (Sec. 3.2) play a crucial role for the gains: e.g., it contributes to a $4.6\%$ gain in certified accuracy ( $29.6\% \rightarrow 34.2\%$ ) at $\varepsilon = 0.5$ . Regarding the clean accuracy, our framework notably shows only a $0.6\%$ gap $\varepsilon = 0.5$ compared to CLIP. All these results demonstrate the superiority of our framework in ensuring sufficient robust and clean accuracy, even compared with models directly accessing training data. + +# 4.2 Robustification of Generic Vision Classifiers + +We further validate the scalability of our framework in robustifying classifiers other than CLIP, particularly considering ResNet-50 pre-trained on ImageNet. Here, we regard Carlini et al. [7] as a baseline again. For a thorough comparison, we consider two additional baselines: Adversarial Training [36] and Randomized Smoothing [13], both trained from scratch using the full ImageNet training data. + +Tab. 4 reports the results in robust and clean accuracy on ImageNet. Compared with the standard training, we obtain significant $51.8\%$ ( $5.2\% \to 57.0\%$ at $\varepsilon = 0.5$ ) and $46.8\%$ ( $1.0\% \to 47.8\%$ at $\varepsilon = 1.0$ ) gains in robust accuracy. These also outperform other baselines as well, e.g. it surpasses Carlini et al. [7] in even certified robust accuracy. Again, the self-adaptation schemes contribute significantly to the gains, e.g. by $6.6\%$ at $\varepsilon = 1.0$ . + +![](images/5c46e23c8d980a2f17e168a1c36e1ab80788b7dff912b7e5649b459d78346ae3.jpg) +Fig.3: Qualitative comparisons of denoised images on varying correct factor $k$ . We compared the denoised outputs from Eq. (9) under Gaussian noise of $\sigma = 0.25$ + +Table 5: Ablation study on $k$ in Eq. (8). Bold indicates the best. + +
σkACRCertified accuracy at ε (%)
0.00.250.50.751.01.25
0.250.50.15236.223.014.36.6
1.00.22946.035.625.213.4
1.80.27750.841.829.619.2
0.500.50.08013.210.26.04.33.42.0
1.00.20028.822.016.411.28.46.0
1.80.36742.035.429.223.817.613.0
+ +# 4.3 Ablation Study + +We perform an ablation study to investigate the individual effectiveness of our framework. Here, we main compare the certified test accuracy of smoothed classifiers on ImageNet, as well as the average certified radius (ACR; higher is better) [74], for a collective view of overall certified robustness. + +Timestep Correction. We further analyze the influence of correction factor $k$ in Eq. (8) both qualitatively and quantitatively. Specifically, we compare three different correction factors $k \in \{0.5, 1.0, 1.8\}$ , including our default choice of $k = 1.8$ in our experiments. Here, $k = 1.0$ means that $t'$ is not corrected when used for Eq. (9). In Fig. 3, we observe that using a higher value for correction factor $k$ leads to clearer denoised outputs. Tab. 5 also confirms that the certified robustness denoised smoothing obtained is significantly impacted by the quality of the denoised samples. These results show that adjusting timestep $t'$ is a critical design choice to make existing super-resolution diffusion models as a powerful denoiser model for denoised smoothing. + +Adaptation Schemes. In Tab. 6, we perform a component-wise analysis on our adaptation schemes (in Sec. 3.2): viz., fine-tuning (a) text-to-image diffusion model and (b) classifier. First, we confirm fine-tuning the text-to-image model obtains consistent gains in certified accuracy across datasets and perturbation bound $\varepsilon$ , compared to the baseline without adaptation. The performance gains are further strengthened by also adapting the + +Table 6: Ablation study on the proposed self-adaptation schemes. Bold and underline indicate the best and runner-up, respectively. + +
εAdapt.Certified accuracy at ε (%)
T2ICLIPImageNetSTLSUNFood
0.5XX29.655.228.343.6
✓X31.866.030.743.8
✓✓34.266.032.145.7
1.0XX17.627.017.321.8
✓X19.440.819.327.3
✓✓20.641.222.528.9
+ +classifier. $^4$ We also remark that both adaptation schemes (Eq. (10) and Eq. (11)) randomize the timestep $t \sim \mathcal{U}([0, T])$ during their fine-tuning, i.e., the observed gains in $\sigma = \{0.25, 0.5\}$ are from a single fine-tuning of the same pipeline but only using different timesteps at denoising. + +# 5 Related Work + +Adversarial Robustness. Since the observation of adversarial examples [20, 58], there have been continuous efforts in achieving adversarial robustness from neural networks, either in forms of empirical defenses [2, 5, 59] mainly based upon adversarial training [36,64,67,75,78], or certified defenses [13,33,65,70,76], depending on whether the robustness claim is provable or not. One of common beliefs in the literature has been that adversarial robustness is a property that has to be learned using concrete data [8,21,54]. In this work, we move away from this assumption, proposing a novel direction of robustifying with no data. + +Zero-shot Visual Recognition. Traditionally, zero-shot classification [30,43], which aims to identify novel categories not present during training, has been a challenging task in computer vision. In recent years, large-scale vision-language models [27, 45] have demonstrated remarkable capabilities in this regard, e.g., compared to prior arts [1, 18, 25, 39, 49, 55]. Upon these advances in obtaining high accuracy under zero-shot, our work further questions whether it is possible to obtain adversarial robustness in a zero-shot manner as well - showing that large-scale text-to-image models can be a way to achieve this. + +Transfer Learning for Robustness. Another line of research focuses on the transferability of adversarial robustness, i.e., by utilizing an external source of data for robustness [8,21]. For example, several works [15,19,62,71] considered a meta-learning based robust training aiming for few-shot adaptation of adversarial robustness. Yet, they commonly rely on costly meta-training procedure from scratch, limiting their applicability to larger models. More related to our work, Mao et al. [37] have recently proposed an adversarial contrastive fine-tuning for vision-language models, in order to transfer adversarial robustness to other zero-shot classification tasks. Again, in contrast to ours, the approach still requires a substantial amount of training data, e.g., as large as ImageNet in scale. + +# 6 Conclusion + +In this paper, we introduce a new formulation of robustifying vision classifiers without external data, as a more realistic concern in the era of adopting off-the-shelf models. We propose a simple-yet-effective approach to this problem, which incorporates recent text-to-image diffusion models into the inference of a classifier in novel ways. Our approach is applicable for any off-the-shelf classifiers, making it as favorable and practical to obtain (provable) adversarial robustness when the use of external data is either limited or impractical for users. We hope our approach paves the way toward more reliable and secure AI systems, along the way towards robustifying existing components that have been considered powerful but fragile against adversarial attacks. We also believe our proposal suggests interesting future research, such as extending the framework to robustify commercial, black-box APIs [53]. For example, this may require further techniques, such as zeroth-order optimization [79], as the adaptation scheme. + +# Acknowledgements + +This work was partially supported by Center for Applied Research in Artificial Intelligence (CARAI) grant funded by Defense Acquisition Program Administration (DAPA) and Agency for Defense Development (ADD) (UD230017TD), and by Institute for Information & communications Technology Promotion (IITP) grant funded by the Korea government (MSIT) (No.RS-2019-II190075, Artificial Intelligence Graduate School Program (KAIST)). Jongheon Jeong acknowledges support from Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government (MSIT) (No. RS-2019-II190079, Artificial Intelligence Graduate School Program (Korea University)), and from Korea University grant K2405671. We are grateful to the Center for AI Safety (CAIS) for generously providing compute resources that supported a significant portion of the experiments conducted in this work. We thank Jihoon Tack for providing helpful feedbacks and suggestions in preparing an earlier version of our manuscript. + +# References + +1. Akata, Z., Reed, S., Walter, D., Lee, H., Schiele, B.: Evaluation of output embeddings for fine-grained image classification. In: CVPR (2015) +2. Athalye, A., Carlini, N., Wagner, D.: Obfuscated gradients give a false sense of security: Circumventing defenses to adversarial examples. In: Proceedings of the 35th International Conference on Machine Learning. Proceedings of Machine Learning Research, vol. 80, pp. 274-283. PMLR (10-15 Jul 2018), http://proceedings.mlr.press/v80/athalye18a.html +3. Bossard, L., Guillaumin, M., Van Gool, L.: Food-101 - Mining discriminative components with random forests. In: ECCV (2014) +4. 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Adversarial robustness has been conventionally believed as a challenging property to encode for neural networks, requiring plenty of training data. In the recent paradigm of adopting off-the-shelf models, however, access to their training data is often infeasible or not practical, while most of such models are not originally trained concerning adversarial robustness. In this paper, we develop a scalable and model-agnostic solution to achieve adversarial robustness without using any data. Our intuition is to view recent text-to-image diffusion models as \"adaptable\" denoisers that can be optimized to specify target tasks. Based on this, we propose: (a) to initiate a denoise-and-classify pipeline that offers provable guarantees against adversarial attacks, and (b) to leverage a few synthetic reference images generated from the text-to-image model that enables novel adaptation schemes. 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Code is available at https://github.com/ChoiDae1/robustify-T2I." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "spans": [ + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "text", + "content": "Keywords: Adversarial robustness " + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "text", + "content": " Certified robustness " + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "text", + "content": " Text-to-image diffusion models " + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "text", + "content": " Denoised smoothing " + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 483, + 456, + 506 + ], + "type": "text", + "content": " Zero-shot robustification" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 525, + 230, + 539 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 525, + 230, + 539 + ], + "spans": [ + { + "bbox": [ + 132, + 525, + 230, + 539 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 551, + 482, + 647 + ], + "type": "text", + "content": "Arguably, recent breakthroughs in deep learning have been largely driven by massive data and model scaling [4,28,45,57], which enabled many unprecedented capabilities in computer vision [27, 28, 45, 46, 52]. The worst-case behaviors of models at scale, however, have been relatively under-explored in the literature, despite their increasing practical relevance [6, 77, 80, 81]. Adversarial robustness [2,5,36,58] is one of popular objectives in this context: specifically, it aims to build a model that makes consistent predictions for every input perturbation within a small, often imperceptible, bound. Although it has been demonstrated that many" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 654, + 223, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 654, + 223, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 654, + 223, + 665 + ], + "type": "text", + "content": "* Equal contribution." + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 297, + 215 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 297, + 215 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 297, + 215 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 297, + 215 + ], + "type": "image", + "image_path": "9197be03d1f371932d1e8d75e19d9e38901f5b2e5378ee92976b1e5f26dd4c23.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 181, + 219, + 250, + 229 + ], + "lines": [ + { + "bbox": [ + 181, + 219, + 250, + 229 + ], + "spans": [ + { + "bbox": [ + 181, + 219, + 250, + 229 + ], + "type": "text", + "content": "(a) Clean accuracy" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 314, + 116, + 479, + 215 + ], + "blocks": [ + { + "bbox": [ + 314, + 116, + 479, + 215 + ], + "lines": [ + { + "bbox": [ + 314, + 116, + 479, + 215 + ], + "spans": [ + { + "bbox": [ + 314, + 116, + 479, + 215 + ], + "type": "image", + "image_path": "2ef8de9dec20338c279fe5f384772c9dd4b66ff785e23c1c5223aa996dd01007.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 360, + 219, + 435, + 229 + ], + "lines": [ + { + "bbox": [ + 360, + 219, + 435, + 229 + ], + "spans": [ + { + "bbox": [ + 360, + 219, + 435, + 229 + ], + "type": "text", + "content": "(b) Robust accuracy" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 238, + 480, + 273 + ], + "lines": [ + { + "bbox": [ + 130, + 238, + 480, + 273 + ], + "spans": [ + { + "bbox": [ + 130, + 238, + 480, + 273 + ], + "type": "text", + "content": "Fig. 1: Comparison of clean and robust " + }, + { + "bbox": [ + 130, + 238, + 480, + 273 + ], + "type": "inline_equation", + "content": "(\\| \\varepsilon \\|_2 \\leq 1.0)" + }, + { + "bbox": [ + 130, + 238, + 480, + 273 + ], + "type": "text", + "content": " accuracy on zero-shot classification: our framework (a) not only maintains the original accuracy of CLIP [45]; but also (b) significantly improves its robust accuracy, e.g. compared to Mao et al. [37]." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 285, + 480, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 285, + 480, + 332 + ], + "spans": [ + { + "bbox": [ + 130, + 285, + 480, + 332 + ], + "type": "text", + "content": "types of (\"natural\") robustness can benefit from proper data scaling [16, 45, 66], e.g., combined with recent vision-language models [27, 34, 45, 56], the trend does not seem to hold for adversarial robustness so far [6, 37], particularly highlighting its challenging nature." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 335, + 480, + 455 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 480, + 455 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 480, + 455 + ], + "type": "text", + "content": "Despite being a desirable property, pursuing adversarial robustness in practice has been viewed as a costly design decision. This is possibly due to that most of existing techniques for adversarial robustness require a specialized, less-scalable training scheme [13, 36, 63] from enough data [47, 54], even followed by significant performance trade-offs [60, 75]. As a result, many of the existing pretrained, off-the-shelf models widely used in the community remain susceptible to adversarial attacks [6, 31, 81]. Provided that the specific training data used for such off-the-shelf models is frequently not publicly accessible, it becomes increasingly challenging for end users to secure adversarial robustness for these models, e.g., to incorporate them into security-concerned applications [9, 73]." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 456, + 480, + 576 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 456, + 480, + 576 + ], + "spans": [ + { + "bbox": [ + 130, + 456, + 480, + 576 + ], + "type": "text", + "content": "A recent work [37] has attempted to address the challenge through an adversarial contrastive fine-tuning scheme on CLIP [45] using external data such as ImageNet, in order to transfer the obtained robustness to other zero-shot downstream tasks. Yet, the method is limited in a sense that: (a) it is applicable only for vision-language models, (b) requiring a substantial amount of training data, e.g., as large as ImageNet in scale, to ensure its effectiveness. Furthermore, we observe that the approach is susceptible to an overfitting to the fine-tuning data: e.g., the accuracy on downstream tasks often degrades after the fine-tuning (see Fig. 1a), and fails in transferring the robustness on datasets that significantly varies from ImageNet (see Tab. 2)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 581, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 481, + 665 + ], + "type": "text", + "content": "Contribution. In this paper, by leveraging recent text-to-image diffusion models, we propose a scalable framework that does not require any external datasets in robustifying image classifiers. Our framework is based on denoised smoothing [53], a recent technique that constructs a provably-robust classifier from neural networks (i.e., certified defense [13, 35, 63, 65]) through a \"denoise-and-classify\" pipeline, with a denoiser model on top of classifier. Previous works upon denoised smoothing have only considered denoiser models that are optimized for" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 100 + ], + "type": "text", + "content": "D. Choi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 324, + 203 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 324, + 203 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 324, + 203 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 324, + 203 + ], + "type": "image", + "image_path": "1fc03ffa4f33adcb7b9825271c5e1bd41f81df92c90567be1e8a8c19aa9e2a62.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 138, + 205, + 320, + 216 + ], + "lines": [ + { + "bbox": [ + 138, + 205, + 320, + 216 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 320, + 216 + ], + "type": "text", + "content": "(a) Denoised smoothing from text-to-image models" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 334, + 129, + 480, + 204 + ], + "blocks": [ + { + "bbox": [ + 334, + 129, + 480, + 204 + ], + "lines": [ + { + "bbox": [ + 334, + 129, + 480, + 204 + ], + "spans": [ + { + "bbox": [ + 334, + 129, + 480, + 204 + ], + "type": "image", + "image_path": "ac837e585728db4bd2cc4f9f3d9c097d2f20497f698fc49aec32732eb80a99e4.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 358, + 205, + 457, + 215 + ], + "lines": [ + { + "bbox": [ + 358, + 205, + 457, + 215 + ], + "spans": [ + { + "bbox": [ + 358, + 205, + 457, + 215 + ], + "type": "text", + "content": "(b) Self-adaptation schemes" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 224, + 482, + 280 + ], + "lines": [ + { + "bbox": [ + 130, + 224, + 482, + 280 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 482, + 280 + ], + "type": "text", + "content": "Fig. 2: An overview of the proposed framework: (a) during inference, we perform denoised smoothing with a self-personalized text-to-image diffusion model, having provable guarantees on adversarial robustness (Sec. 3.1); (b) by utilizing synthetic references from the text-to-image model, one can adapt both diffusion model and classifier for robustness (Sec. 3.2)." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 295, + 482, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 295, + 482, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 295, + 482, + 403 + ], + "type": "text", + "content": "the target classification task [7, 26, 68], fully utilizing their training data. Here, we aim to extend its capability up to a next level, i.e., robustifying without using data. To this end, we utilize text-to-image super-resolution diffusion models (like Imagen [52] or DeepFloyd-IF) with careful details we found, e.g., on setting proper diffusion timestep. Upon the pipeline, we propose to utilize a few synthetic reference samples generated from the text-to-image model based on the textual labels of target task, and develop two adaptation schemes that boost the robustness: viz., fine-tuning (a) of diffusion model via classifier-guided personalization, and (b) of classifier from denoised samples (see Fig. 2)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 403, + 482, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 403, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 403, + 482, + 583 + ], + "type": "text", + "content": "We conduct a comprehensive series of experiments to verify the effectiveness of our proposed framework, focusing on modern scenarios of classification using off-the-shelf models and a wide spectrum of datasets [3, 22, 29, 51]. First, we show that our method could significantly enhance CLIP with a new robustness-accuracy frontier, even outperforming the previous method [37] that utilizes the full ImageNet training data to robustify CLIP (see Fig. 1b). In particular, the effectiveness of our method is \"provably\" confirmed with the certified robust accuracy, which guarantees the lower-bound of empirical robust accuracy. The robustness gains from our framework are shown to be much more consistent across datasets compared to the prior work [37] that has been struggling to offer robustness when the target dataset significantly varies from those for fine-tuning, e.g., EuroSAT upon ImageNet. Next, we verify that our proposed framework can also be effective in robustifying other generic vision classifiers, e.g., an ImageNet pre-trained ResNet-50, even surpassing standard approaches to obtain adversarial robustness such as adversarial training [36]." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 586, + 362, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 362, + 598 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 362, + 598 + ], + "type": "text", + "content": "To summarize, we make the following contributions:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 136, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 136, + 605, + 482, + 666 + ], + "type": "text", + "content": "1. To the best of our knowledge, our framework is the first approach toward robustifying any given (off-the-shelf) vision classifiers without using any data. We utilize recent text-to-image diffusion models as denoisers that can be adapted to target tasks via text-conditioning, and show that incorporating them into the inference of pre-trained classifiers can be a scalable approach." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 135, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 135, + 116, + 479, + 163 + ], + "type": "text", + "content": "2. We further propose to generate a few reference samples re-utilizing the text-to-image diffusion model, and leverage them to adapt for individual tasks. We show that fine-tuning both the text-to-image diffusion model as well as classifier can be jointly beneficial to boost adversarial robustness." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 135, + 169, + 480, + 240 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 169, + 480, + 240 + ], + "spans": [ + { + "bbox": [ + 135, + 169, + 480, + 240 + ], + "type": "text", + "content": "3. We evaluate our framework in robustifying CLIP for a variety of zero-shot classification tasks: it could not only offer state-of-the-art robustness on the benchmark, but also show consistent gains across a wider range of datasets. We also verify the proposed framework offers robustness to generic vision classifiers other than CLIP, obtaining better robustness even compared to, e.g., the popular adversarial training from scratch." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 258, + 233, + 272 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 258, + 233, + 272 + ], + "spans": [ + { + "bbox": [ + 133, + 258, + 233, + 272 + ], + "type": "text", + "content": "2 Preliminaries" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "spans": [ + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": "Adversarial Robustness [5, 58] refers to a property of a classifier, say " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": ", to make consistent prediction under every possible perturbations " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": " within a boundary, e.g., an " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "\\ell_2" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": "-ball: it requires " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "f(x + \\delta) = y" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": " for any " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "\\| \\delta \\|_2 \\leq \\varepsilon" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": ". In this respect, adversarial robustness of " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": " for an input " + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 132, + 283, + 479, + 344 + ], + "type": "text", + "content": " can be measured by the minimum-distance of adversarial perturbation [5]:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 235, + 354, + 480, + 366 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 354, + 480, + 366 + ], + "spans": [ + { + "bbox": [ + 235, + 354, + 480, + 366 + ], + "type": "interline_equation", + "content": "R (x, y; f) := \\min _ {f \\left(x ^ {\\prime}\\right) \\neq y} \\| x - x ^ {\\prime} \\| _ {2}. \\tag {1}", + "image_path": "f6a3729c6b600cfa11a8cbfb833c61d9a2ae3564e7ab85a6825612ac3ca1f06f.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 374, + 479, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 374, + 479, + 411 + ], + "spans": [ + { + "bbox": [ + 132, + 374, + 479, + 411 + ], + "type": "text", + "content": "One of the key challenges to achieving adversarial robustness is the hardness of accurately measuring Eq. (1), which has eventually falsified the robustness claim of many previous works in the literature [2,59,61]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "content": "Randomized Smoothing [13,32] is currently one of the state-of-the-art methods in obtaining provable guarantees on adversarial robustness from neural network-based classifiers. Given a classifier " + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "content": " and an input " + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "content": ", randomized smoothing makes an inference by taking a majority vote of " + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "inline_equation", + "content": "f(x + \\delta)" + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "content": " for random Gaussian noise " + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "inline_equation", + "content": "\\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I})" + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "content": ". Specifically, it defines a smoothed classifier " + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "inline_equation", + "content": "\\hat{f}" + }, + { + "bbox": [ + 132, + 414, + 479, + 475 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 216, + 495, + 479, + 515 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 495, + 479, + 515 + ], + "spans": [ + { + "bbox": [ + 216, + 495, + 479, + 515 + ], + "type": "interline_equation", + "content": "\\hat {f} (x) := \\underset {c \\in \\mathcal {Y}} {\\operatorname {a r g m a x}} \\mathbb {P} _ {\\delta \\sim \\mathcal {N} \\left(0, \\sigma^ {2} \\mathbf {I}\\right)} [ f (x + \\delta) = c ]. \\tag {2}", + "image_path": "093af5427a5ba29c4870baf4e2e5d3f05acef1d64b7986005fe42d7a1538dc37.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "spans": [ + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "text", + "content": "Then, Cohen et al. [13] have shown that the adversarial robustness of " + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "inline_equation", + "content": "\\hat{f}" + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "text", + "content": " is guaranteed by a lower-bound " + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "inline_equation", + "content": "\\underline{R}" + }, + { + "bbox": [ + 132, + 525, + 479, + 551 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 144, + 562, + 479, + 578 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 144, + 562, + 479, + 578 + ], + "spans": [ + { + "bbox": [ + 144, + 562, + 479, + 578 + ], + "type": "interline_equation", + "content": "R (x, y; \\hat {f}) \\geq \\sigma \\cdot \\Phi^ {- 1} \\left(p _ {\\hat {f}} (x, y)\\right) =: \\underline {{R}}, \\text {w h e r e} p _ {\\hat {f}} (x, y) := \\mathbb {P} _ {\\delta} [ f (x + \\delta) = y ], \\tag {3}", + "image_path": "e9b720fabbca13005a82f8ad522507b418658827cbf9bb878de82b395f38099d.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "text", + "content": "provided that " + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "inline_equation", + "content": "\\hat{f}(x) = y" + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "text", + "content": ", otherwise " + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "inline_equation", + "content": "R(x,y;\\hat{f}) \\coloneqq 0" + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "text", + "content": ". Here, " + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 132, + 586, + 479, + 626 + ], + "type": "text", + "content": " denotes the standard Gaussian CDF. Remark from Eq. 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In practice, this often requires the denoiser to be sufficiently optimized for the input distribution of target tasks, otherwise the performance of " + }, + { + "bbox": [ + 130, + 173, + 480, + 304 + ], + "type": "inline_equation", + "content": "\\hat{f}" + }, + { + "bbox": [ + 130, + 173, + 480, + 304 + ], + "type": "text", + "content": " is significantly limited by the denoiser [53]. For tasks where an accurate denoiser is available, however, denoised smoothing can offer a strong design for randomized smoothing: e.g., Carlini et al. [7] achieved state-of-the-art certified robustness on ImageNet [51] by adopting a high-fidelity ImageNet diffusion model [14] as the denoiser. The idea of leveraging diffusion models for \"denoise-and-classify\" has been also considered as an empirical defense [41, 72] (i.e., not certifiable): yet, such approaches also necessitate a separate diffusion model trained for the target dataset." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "content": "Diffusion Model [23, 40] aims to learn a generative distribution " + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{data}}(x)" + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "content": " by gradually denoising (or reverse process) from noisy inputs from so-called diffusion (or forward) process. Formally, it first defines " + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "content": " from a pure Gaussian noise " + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "inline_equation", + "content": "\\varepsilon \\sim \\mathcal{N}(0,\\mathbf{I})" + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "content": " and a timestep " + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "inline_equation", + "content": "t \\in [0,T]" + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "content": ", given " + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 308, + 480, + 357 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 247, + 366, + 480, + 379 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 366, + 480, + 379 + ], + "spans": [ + { + "bbox": [ + 247, + 366, + 480, + 379 + ], + "type": "interline_equation", + "content": "x _ {t} := \\sqrt {\\alpha_ {t}} \\cdot x + \\sqrt {1 - \\alpha_ {t}} \\cdot \\varepsilon , \\tag {5}", + "image_path": "c78fab82f093bc7f2fae893078de28a1f880b9df0c0053576b3ffc1933fb51fb.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": "where the factor " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "\\alpha_{t} \\in [0,1]" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": " is a constant determined by " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": ", which schedules the amount of noise typically as a monotonically decreasing function of " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": ", i.e. " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": " becomes noisier toward the unit Gaussian with increasing " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": ". The key design of recent diffusion models is to parametrize a noise estimator " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}(x_t,t)" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": ", trained over " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{data}}(x)" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "t \\in [0,T]" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": ", which aims to predict the noise " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": " added to " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": " given " + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 388, + 480, + 449 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "text", + "content": "Text-to-Image Diffusion Model [48, 52] is a particular instance of diffusion models, which have recently demonstrated remarkable capabilities in generating high-fidelity images from natural language descriptions. Specifically, it considers modified architectures for noise estimator to condition on text, i.e., as the form of " + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}(x_t,t,\\tau_{\\theta}(c))" + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "inline_equation", + "content": "\\tau_{\\theta}" + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "text", + "content": " is a text encoder that maps a textual prompt " + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "text", + "content": " into an embedding vector. Depending on specific designs, the latest architectures for text-to-image diffusion models roughly fall into two categories to handle high-resolution inputs: (a) latent diffusion models [48], which first map " + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 452, + 481, + 583 + ], + "type": "text", + "content": " into a latent space of lower-resolution, and (b) cascaded diffusion models [24, 52], which train a lower-resolution diffusion model in the pixel space followed by multiple super-resolution diffusion models of increasing resolutions." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 603, + 456, + 616 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 603, + 456, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 603, + 456, + 616 + ], + "type": "text", + "content": "3 Text-to-Image Diffusion Models for Robustification" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "text", + "content": "In this section, we introduce a scalable and model-agnostic framework to obtain adversarial robustness from image classifiers without accessing training data. Given an image classifier " + }, + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "inline_equation", + "content": "f: \\mathcal{X} \\to \\mathcal{Y}" + }, + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "text", + "content": " trained on a data distribution " + }, + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{data}}(x,y)" + }, + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "text", + "content": ", we" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": "aim to construct a new classifier " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\hat{f}" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": " that is adversarially-robust, without explicit knowledge of " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{data}}" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": ", e.g., for fine-tuning. The minimal assumption we make here is the textual knowledge of classes, i.e., " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\mathcal{Y} \\coloneqq \\{c_i\\}_{i=1}^K" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": " and each " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "c_i" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": " is given in text - which is common in the recent literature of zero-shot classification [27,34,45]. From this information, " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\hat{f}" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": " is required to (a) maximize " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\mathbb{E}_{(x,y)}[R(x,y;\\hat{f})]" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": " Eq. (1), while (b) minimizing the accuracy trade-off from robustifying " + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 115, + 482, + 189 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 190, + 482, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 190, + 482, + 273 + ], + "spans": [ + { + "bbox": [ + 130, + 190, + 482, + 273 + ], + "type": "text", + "content": "The key ingredient of our proposed framework to this end is the recent text-to-image diffusion models, particularly those with pixel-level, cascaded diffusion models, e.g., Imagen [52] or DeepFloyd-IF. Overall, our framework utilizes the model mainly in two different ways: (a) to be applied as the denoiser of the denoised smoothing pipeline Eq. (4) (see Sec. 3.1), and (b) to enable a finetuning of the classifier via personalization (see Sec. 3.2). The overall framework is illustrated in Fig. 2." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 289, + 455, + 302 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 289, + 455, + 302 + ], + "spans": [ + { + "bbox": [ + 131, + 289, + 455, + 302 + ], + "type": "text", + "content": "3.1 Denoised Smoothing from Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": "We first propose to utilize recent text-to-image diffusion models by means of their performance as a \"zero-shot\" denoiser, so that it can be incorporated into the denoised smoothing pipeline Eq. (4). Consider an input " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": " and its Gaussian perturbation, say " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\hat{x} \\coloneqq x + \\delta" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\delta \\sim \\mathcal{N}(0, \\sigma^2\\mathbf{I})" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": " for a noise strength " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": ". Then, as observed by Carlini et al. [7], one can correspond " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": " into a timestep of diffusion process Eq. (5), i.e., to " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "x_{\\hat{t}}" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": " for some " + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\hat{t}" + }, + { + "bbox": [ + 130, + 308, + 482, + 381 + ], + "type": "text", + "content": ". Specifically, it follows by:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 279, + 388, + 481, + 413 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 279, + 388, + 481, + 413 + ], + "spans": [ + { + "bbox": [ + 279, + 388, + 481, + 413 + ], + "type": "interline_equation", + "content": "\\sigma^ {2} = \\frac {1 - \\alpha_ {\\hat {t}}}{\\alpha_ {\\hat {t}}}. \\tag {6}", + "image_path": "74a3cd096cd68d982bebab724e929f33624bcc244b78b67d7ad67eadbe0b3897.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "content": "With this relationship, one can search over the noise schedule " + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "inline_equation", + "content": "\\alpha_{t}" + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "content": " of a diffusion model for its corresponding timestep " + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "inline_equation", + "content": "\\hat{t}" + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "content": " given " + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "content": ", which makes " + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "content": " compatible with the inherent denoiser of diffusion models, e.g., by scaling it with " + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "inline_equation", + "content": "\\sqrt{\\alpha_{\\hat{t}}}" + }, + { + "bbox": [ + 130, + 418, + 481, + 456 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "type": "text", + "content": "Now, we introduce the detailed design components in adopting text-to-image models, of the general form of " + }, + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}(x_t,t,\\tau_{\\theta}(c))" + }, + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "type": "text", + "content": ", to define denoise " + }, + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "type": "inline_equation", + "content": "(\\cdot)" + }, + { + "bbox": [ + 130, + 455, + 481, + 479 + ], + "type": "text", + "content": " in Eq. (4)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "type": "text", + "content": "Need for Pixel-based Diffusion Models. Existing off-the-shelf text-to-image diffusion models are often based on latent diffusion model architecture [48], e.g., Stable Diffusion. Remark that, however, the pipeline of denoised smoothing Eq. (4) requires a denoiser to directly denoise a given noisy input " + }, + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "type": "text", + "content": ", which is in pixel-space, making this kind of diffusion models incompatible for the pipeline. In this respect, our framework focuses on adopting cascaded diffusion models into the pipeline, such asImagen [52] and DeepFloyd-IF, another popular design choice for recent text-to-image models and those indeed consist of pixel-level diffusion models (of different resolutions)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Super-resolution Diffusion Model as a Denoiser. More specifically, recall that cascaded diffusion models generally consist of (a) a low-resolution " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "(e.g., 64 \\times 64)" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " text-conditional diffusion model, followed by (b) multiple stages of super-resolution diffusion models " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "(e.g.," + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "64 \\times 64" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "256 \\times 256)" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " to enable higher-resolution generations in a scalable manner. Among these different diffusion models, our framework draws attention to the particular attribute of the" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 101 + ], + "type": "text", + "content": "D. Choi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "super-resolution models by means of effective denoisers. The choice is motivated by an intuition that super-resolution modules in cascaded diffusion models are more likely to be biased to \"reconstruct\" the original contents of " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " given " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " in performing denoising, rather than generating new visual cues from scratch, which can be particularly beneficial in the pipeline of denoised smoothing." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 479, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 479, + 199 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 479, + 199 + ], + "type": "text", + "content": "Formally, super-resolution diffusion models in cascaded designs typically parameterize a noise estimator as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 263, + 211, + 481, + 224 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 263, + 211, + 481, + 224 + ], + "spans": [ + { + "bbox": [ + 263, + 211, + 481, + 224 + ], + "type": "interline_equation", + "content": "\\varepsilon_ {\\theta} \\left(x _ {t}, t, \\tau_ {\\theta} (c) \\mid \\bar {x} _ {t ^ {\\prime}}, t ^ {\\prime}\\right), \\tag {7}", + "image_path": "13c4749e68beacba9e626919af572e431bac7611666216f7f8e643b87fc96e96.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "spans": [ + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "inline_equation", + "content": "(x_{t},t)" + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "text", + "content": " is a noisy input and its timestep at the output resolution, and " + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "inline_equation", + "content": "\\tau_{\\theta}" + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "text", + "content": " is a text encoder for conditioning. The additional condition compared to the standard models, i.e., " + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "inline_equation", + "content": "(\\bar{x}_{t'},t')" + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "text", + "content": ", is from the previous (lower-resolution) module, processed by (a) first interpolating the output of the previous module up to the output resolution, followed by (b) mixing with Gaussian noise using a certain timestep " + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 233, + 480, + 304 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": "Timestep Correction. In our context of adapting the model for denoised smoothing, we propose to set both inputs of " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "x_{t}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "\\bar{x}_{t'}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": " in Eq. (7) by " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "\\sqrt{\\alpha_t} \\cdot \\hat{x}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ", i.e., by " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "x_{t} = \\bar{x}_{t'} = \\sqrt{\\alpha_t} \\cdot \\hat{x}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "\\hat{t}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": " is the timestep searched with respect to Eq. (6). In this way, the super-resolution module " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": " is \"self-conditioned\" by the information available from " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ". A surprisingly important detail to make this design work is on the timestep " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ": we find that setting a higher value of timestep for " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": " than " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "\\hat{t}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ", despite being " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "x_{t} = \\bar{x}_{t'}" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ", is crucial for the denoising performance of the model. Specifically, we consider a correction factor " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "k > 1" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": " as a hyperparameter to scale " + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 308, + 480, + 417 + ], + "type": "text", + "content": ", and propose to set:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 286, + 418, + 480, + 430 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 286, + 418, + 480, + 430 + ], + "spans": [ + { + "bbox": [ + 286, + 418, + 480, + 430 + ], + "type": "interline_equation", + "content": "t ^ {\\prime} := k \\cdot \\hat {t}. \\tag {8}", + "image_path": "6b51870c546372ca038b3b59f2f99e675007dc5a8c03f84017bbde2babcb54da.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "content": "This interesting behavior, specific to super-resolution diffusion models, can be explained by considering that " + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "inline_equation", + "content": "\\bar{x}_{t'}" + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "content": " in Eq. (7) is originally assumed to be \"upsampled\" before applying a noise. Therefore, " + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "inline_equation", + "content": "\\bar{x}_{t'}" + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "content": " is naturally expected to consist of narrower range of spatial frequencies, whereas the input given, " + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "inline_equation", + "content": "\\sqrt{\\alpha_t} \\cdot \\hat{x}" + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "content": ", is directly from higher resolution: using higher values for " + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "content": " is an effective way to reduce such excessive frequency information present in " + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 437, + 480, + 521 + ], + "type": "text", + "content": ", given that it corresponds to an increased blurring in the denoising process." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "spans": [ + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "text", + "content": "Overall Pipeline. Putting together, our proposed denoised smoothing based pipeline is obtained using a text-conditional, super-resolution diffusion model " + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}" + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "text", + "content": ". Specifically, given a noisy input " + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "inline_equation", + "content": "\\hat{x} \\coloneqq x + \\delta" + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "inline_equation", + "content": "\\delta \\sim \\mathcal{N}(0, \\sigma^2 \\mathbf{I})" + }, + { + "bbox": [ + 130, + 525, + 479, + 573 + ], + "type": "text", + "content": ", we define a denoiser function for Eq. (4) as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 187, + 583, + 480, + 596 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 583, + 480, + 596 + ], + "spans": [ + { + "bbox": [ + 187, + 583, + 480, + 596 + ], + "type": "interline_equation", + "content": "\\operatorname {d e n o i s e} _ {\\theta} (\\hat {x}) := \\hat {x} - \\sigma \\cdot \\varepsilon_ {\\theta} \\left(\\sqrt {\\alpha_ {\\hat {t}}} \\hat {x}, \\hat {t}, \\tau_ {\\theta} \\left(\\mathrm {C} \\left(^ {\\prime \\prime}\\right)\\right) \\mid \\sqrt {\\alpha_ {\\hat {t}}} \\hat {x}, k \\hat {t}\\right). \\tag {9}", + "image_path": "4f703e338577881acf4cd6f705305a41deafe503445dd22433dedbbb4fcf48db.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "inline_equation", + "content": "\\mathbb{C}(c)" + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "content": " is a pre-defined textual \"template\" that implants a given (textual) label " + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "content": ", specific per task. For example, we use " + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "inline_equation", + "content": "\\mathbb{C}(c) := \"A photo of a \\{c\\}" + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "content": ", a type of food.\" for the Food dataset [3] in our experiments, following Radford at al. [45]. For the case of Eq. (9), which considers a zero-shot case that the label is not given, we simply put the empty string \" \" for " + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "content": ". Once we have a concrete denoise " + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "inline_equation", + "content": "(\\cdot)" + }, + { + "bbox": [ + 130, + 605, + 487, + 666 + ], + "type": "text", + "content": " at" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "hand, as Eq. (9), any classifier " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " that combines denoise(" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ") can now be robustified via randomized smoothing Eq. (2). The smoothed classifier it returns, " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\hat{f}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ", is provably robust within the certified radius it guarantees by Eq. (3) for each " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ". In practice, the overall smoothing procedure is statistically estimated with " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " i.i.d. Gaussian noise from " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\mathcal{N}(0, \\sigma^2 \\mathbf{I})" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ": we provide the details for the estimation in Appendix A.5." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 205, + 284, + 217 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 205, + 284, + 217 + ], + "spans": [ + { + "bbox": [ + 132, + 205, + 284, + 217 + ], + "type": "text", + "content": "3.2 Self-adaptation Schemes" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "text", + "content": "Upon our framework introduced in Sec. 3.1, we propose to re-utilize the text-to-image diffusion model to further improve its robustness. Consequently, we propose a two-step adaptation scheme of models, again using only the knowledge of textual label set " + }, + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "inline_equation", + "content": "\\mathcal{Y} = \\{c_i\\}_{i=1}^K" + }, + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "text", + "content": ", i.e., without using concrete data in " + }, + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "spans": [ + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "content": "Reference Set Synthesis. We start by leveraging the text-to-image model to synthesize a few reference images from the textual labels. Concretely, for a given textual label " + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "inline_equation", + "content": "c \\sim \\mathcal{V}" + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "content": ", we obtain its corresponding prompt " + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "inline_equation", + "content": "\\mathsf{C}(c)" + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "content": " and use it to generate a synthetic image " + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "inline_equation", + "content": "x^g" + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "content": " by conditioning it into the text-to-image diffusion model. Repeating this process, we obtain high quality reference set " + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "inline_equation", + "content": "D^g = \\{(x_i^g, c_i)\\}_{i=1}^K" + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "content": " only from the information of " + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "inline_equation", + "content": "\\mathcal{V}" + }, + { + "bbox": [ + 131, + 276, + 482, + 348 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "spans": [ + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": "Classifier-Guided Self-personalization. For a given reference set " + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "inline_equation", + "content": "D^g" + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": ", we next perform a fine-tuning of the text-to-image diffusion model. We adopt DreamBooth [50] to this end, one of state-of-the-art method for personalizing text-to-image models. Specifically, it fine-tunes the given noise estimator network, " + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}" + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": " with a special prompt combining a unique identifier, which is typically a list of meaningless characters (e.g., \"sks\"), to implant the information of " + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "inline_equation", + "content": "D^g" + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": ". After the personalization, one can now use " + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "inline_equation", + "content": "\\mathbb{C}(\\text{\"sks\"})" + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": " in Eq. (9) as a replacement of " + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "inline_equation", + "content": "\\mathbb{C}(\\text{\"'})" + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": " during its inference. Again, considering that " + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "inline_equation", + "content": "\\varepsilon_{\\theta}" + }, + { + "bbox": [ + 131, + 351, + 483, + 460 + ], + "type": "text", + "content": " is a super-resolution diffusion model, we consider the following DreamBooth objective:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 183, + 466, + 481, + 482 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 183, + 466, + 481, + 482 + ], + "spans": [ + { + "bbox": [ + 183, + 466, + 481, + 482 + ], + "type": "interline_equation", + "content": "L _ {\\mathrm {d i f f}} (\\theta) := \\mathbb {E} _ {x ^ {g}, \\varepsilon , t} \\left[ | | \\varepsilon - \\varepsilon_ {\\theta} (x _ {t} ^ {g}, t, \\tau_ {\\theta} (\\mathsf {C} (“ s k s ”)) | x _ {t} ^ {g}, k t) | | _ {2} ^ {2} \\right], \\tag {10}", + "image_path": "e464a596f8e0a684c55aa83dea1d582a00c542895d15f52c0894d2f63cca95d9.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "inline_equation", + "content": "t \\sim \\mathcal{U}([0, T])" + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "content": " is a random timestep, " + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\varepsilon \\sim \\mathcal{N}(0, \\mathbf{I})" + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "content": " is Gaussian noise, and " + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\tau_{\\theta}(\\mathbb{C}(\"sks\"))" + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "content": " is the textual embedding from " + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\mathbb{C}(\"sks\")" + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "content": " through the (frozen) text encoder " + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\tau_{\\theta}" + }, + { + "bbox": [ + 130, + 487, + 482, + 522 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "spans": [ + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": "To further boost capability of text-to-image diffusion model by means of a denoiser model, particularly in the context of denoised smoothing, we propose to regularize the model personalization objective, " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "L_{\\mathrm{diff}}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": ", with the denoised classification loss, namely as a classifier-guided regularization " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "L_{\\mathrm{clf}}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": " of personalization. The regularization essentially simulates the \"denoise-and-classify\" pipeline of denoised smoothing. Specifically, for a given reference image " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "x^{g}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "D^{g}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "x^{g}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": " is first processed into a noisy image " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "x_{t}^{g}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": " via Eq. (5) using random timestep " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "t \\sim \\mathcal{U}([0,T])" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": ", followed by the (personalized version of) zero-shot denoising Eq. (9): obtaining a denoised image " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "\\tilde{x}^{g} = \\mathsf{denoise}_{\\theta}\\left(\\frac{1}{\\sqrt{\\alpha_{t}}} \\cdot x_{t}^{g}\\right)" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": ". Therefore, given a classifier " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "f_{\\psi}" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": ", we propose to additionally minimize the following loss given the pair " + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "inline_equation", + "content": "(\\tilde{x}^{g},c)" + }, + { + "bbox": [ + 131, + 523, + 482, + 646 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 216, + 653, + 481, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 653, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 216, + 653, + 481, + 667 + ], + "type": "interline_equation", + "content": "L _ {\\mathrm {c l f}} (\\theta , \\psi) := \\mathbb {E} _ {(x ^ {g}, c) \\sim D ^ {g, t}} \\left[ \\mathbb {C E} \\left(f _ {\\psi} \\left(\\tilde {x} ^ {g}\\right), c\\right) \\right], \\tag {11}", + "image_path": "20f2ade2dd41acd1189e30330061123016e5dda35f14c251092e413cb2558a1c.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 101 + ], + "type": "text", + "content": "D. Choi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\mathbb{C}\\mathbb{E}(\\cdot ,\\cdot)" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " is the cross-entropy loss. Overall, we minimize the following objective by combining the two losses:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 220, + 148, + 481, + 167 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 220, + 148, + 481, + 167 + ], + "spans": [ + { + "bbox": [ + 220, + 148, + 481, + 167 + ], + "type": "interline_equation", + "content": "\\theta^ {*} = \\underset {\\theta} {\\arg \\min } \\left\\{L _ {\\text {d i f f}} (\\theta) + \\lambda \\cdot L _ {\\text {c l f}} (\\theta , \\psi) \\right\\}, \\tag {12}", + "image_path": "b9f37354a39ffaa4179111a1953f55a675b40f2a1bf6d1edc8714537412f8631.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "spans": [ + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "inline_equation", + "content": "\\lambda > 0" + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "text", + "content": " is a hyperparameter. The text encoder " + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "inline_equation", + "content": "\\tau_{\\theta}" + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "text", + "content": " of the text-to-diffusion model and the classifier " + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "inline_equation", + "content": "f_{\\psi}" + }, + { + "bbox": [ + 130, + 175, + 479, + 199 + ], + "type": "text", + "content": " are fixed during the personalization." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "spans": [ + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "type": "text", + "content": "Classifier Fine-tuning. Lastly, we also apply the denoised classification loss, " + }, + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "type": "inline_equation", + "content": "L_{\\mathrm{clf}}" + }, + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "type": "text", + "content": ", to further optimize the classifier side: even after the personalization of the diffusion model using " + }, + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "type": "inline_equation", + "content": "D^g" + }, + { + "bbox": [ + 130, + 202, + 480, + 285 + ], + "type": "text", + "content": " for more accurate denoising, the classifier may still be suboptimal due to the distribution mismatch between the clean and denoised images during denoised smoothing, as also suggested by Carlini et al. [7]. By also directly minimizing the loss for such \"denoise-and-classify\" images, one can further reduce the gap. Specifically, we minimize:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 253, + 295, + 481, + 313 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 253, + 295, + 481, + 313 + ], + "spans": [ + { + "bbox": [ + 253, + 295, + 481, + 313 + ], + "type": "interline_equation", + "content": "\\psi^ {*} = \\underset {\\psi} {\\arg \\min } L _ {\\mathrm {c l f}} \\left(\\theta^ {*}, \\psi\\right). \\tag {13}", + "image_path": "33ae6235f07125df3f4769a33a2bf24f73dedb3c321c2cd407f6ab05ed52bac2.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "spans": [ + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "type": "text", + "content": "Similarly, here we freeze the denoiser model " + }, + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "type": "inline_equation", + "content": "\\theta^{*}" + }, + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "type": "text", + "content": " during the optimization (of " + }, + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 131, + 321, + 477, + 334 + ], + "type": "text", + "content": ")." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 351, + 230, + 365 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 351, + 230, + 365 + ], + "spans": [ + { + "bbox": [ + 131, + 351, + 230, + 365 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 375, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 375, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 375, + 482, + 483 + ], + "type": "text", + "content": "We verify the effectiveness of our proposed framework focusing on its ability of improving adversarial robustness without using external data. As far as we are aware, our setup has not been previously explored in the literature. For comparisons, we choose the following two recent methods as our closest baselines: (a) Mao et al. [37], which fine-tune CLIP [45] on ImageNet for empirical adversarial robustness on other (zero-shot) classification tasks; and (b) Carlini et al. [7], which consider an unconditional diffusion model optimized for target task in denoised smoothing, e.g., on ImageNet. We provide the experimental details, e.g., datasets, architectures, evaluation, fine-tuning, etc., in Appendix A." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 499, + 281, + 510 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 499, + 281, + 510 + ], + "spans": [ + { + "bbox": [ + 131, + 499, + 281, + 510 + ], + "type": "text", + "content": "4.1 Robustification of CLIP" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 517, + 480, + 614 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 517, + 480, + 614 + ], + "spans": [ + { + "bbox": [ + 130, + 517, + 480, + 614 + ], + "type": "text", + "content": "Firstly, we evaluate our framework upon CLIP-B/32 [45] for mainly comparison with Mao et al. [37]. Here, we not only consider standard zero-shot classification benchmarks, but also more domain-specialized datasets that significantly vary from ImageNet. These datasets are regarded as more challenging cases for Mao et al. [37] due to their reliance on ImageNet. We further evaluate the robustification performance of our framework on ImageNet compared to Mao et al. [37] and Carlini et al. [7] directly, both of which utilize the full ImageNet training data, contrary to ours that keeps the assumption of not using data." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "Results on Standard Zero-shot Benchmarks. We evaluate the robustification performance of our proposed framework to CLIP-B/32 [45] covering an extensive zero-shot classification benchmark [3, 10, 11, 17, 29, 42, 44, 69]. Specifically, we compare how much our framework effective on improving the robust" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 152, + 167, + 465, + 275 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Robust and clean accuracy (\\%) on 8 zero-shot classification datasets using CLIP against " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\ell_2" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "-adversary with " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\varepsilon \\in \\{0.5, 1.0\\}" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": ". We additionally report certified accuracy at " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " for \"Ours\" in parentheses (see \"Certified\"). Bold indicates the best." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 262, + 153, + 352, + 163 + ], + "lines": [ + { + "bbox": [ + 262, + 153, + 352, + 163 + ], + "spans": [ + { + "bbox": [ + 262, + 153, + 352, + 163 + ], + "type": "text", + "content": "(a) Robust accuracy " + }, + { + "bbox": [ + 262, + 153, + 352, + 163 + ], + "type": "inline_equation", + "content": "(\\%)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 152, + 167, + 465, + 275 + ], + "lines": [ + { + "bbox": [ + 152, + 167, + 465, + 275 + ], + "spans": [ + { + "bbox": [ + 152, + 167, + 465, + 275 + ], + "type": "table", + "html": "
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
ε=0.5CLIP10.81.20.01.82.70.82.712.04.0
CLIP-Smooth42.623.714.38.936.416.610.244.824.7
Mao et al. [37]59.429.912.532.951.233.518.856.236.8
Ours(Certified)80.4(66.0)41.8(32.1)33.2(28.4)59.0(45.7)68.6(60.8)45.2(34.9)29.7(23.0)71.3(65.1)53.7(44.5)
ε=1.0CLIP2.40.00.00.20.20.21.07.81.5
CLIP-Smooth16.25.81.60.46.74.55.418.77.4
Mao et al. [37]21.211.02.810.323.214.412.033.916.1
Ours(Certified)66.0(41.2)38.3(22.5)27.0(18.9)47.3(28.9)59.6(46.5)33.1(18.9)24.9(18.2)64.1(55.8)45.0(31.4)
", + "image_path": "7dad2ed3bd968b09c6bf2d5c379062540b587191538a948dbbc2b652bcf68cb9.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 153, + 298, + 467, + 401 + ], + "blocks": [ + { + "bbox": [ + 264, + 283, + 349, + 293 + ], + "lines": [ + { + "bbox": [ + 264, + 283, + 349, + 293 + ], + "spans": [ + { + "bbox": [ + 264, + 283, + 349, + 293 + ], + "type": "text", + "content": "(b) Clean accuracy " + }, + { + "bbox": [ + 264, + 283, + 349, + 293 + ], + "type": "inline_equation", + "content": "(\\%)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 298, + 467, + 401 + ], + "lines": [ + { + "bbox": [ + 153, + 298, + 467, + 401 + ], + "spans": [ + { + "bbox": [ + 153, + 298, + 467, + 401 + ], + "type": "table", + "html": "
MethodSTLSUNCarsFoodPetsFlowerDTDCaltechAverage
-CLIP97.856.852.783.085.766.337.881.970.3
ε=0.5CLIP-Smooth75.046.842.152.366.743.517.268.351.5
Mao et al. [37]94.860.048.769.780.857.734.079.765.7
Ours(Certified)94.8(90.4)58.6(55.4)54.1(49.7)80.2(74.5)83.6(81.9)61.4(58.7)42.7(38.9)81.7(79.1)69.6(66.1)
ε=1.0CLIP-Smooth32.427.740.831.343.836.87.054.034.2
Mao et al. [37]93.458.242.961.277.053.630.878.562.0
Ours(Certified)93.8(80.2)59.4(53.6)52.9(45.5)78.8(64.8)83.1(77.7)58.9(48.3)39.1(32.4)81.7(75.7)68.5(59.8)
", + "image_path": "e03397472ee3f856994e9a86c964a0c310a5d5ca94487ad1ec9fc8da7f4fe434.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "type": "text", + "content": "and clean accuracy of CLIP on these tasks without any data, considering two " + }, + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "type": "inline_equation", + "content": "\\ell_2" + }, + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "type": "text", + "content": "-adversary of budget " + }, + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "type": "inline_equation", + "content": "\\varepsilon \\in \\{0.5,1.0\\}" + }, + { + "bbox": [ + 130, + 412, + 480, + 483 + ], + "type": "text", + "content": ". We mainly compare with (a) Mao et al. [37], an adversarial fine-tuning scheme using ImageNet, as well as with the performance of (b) the vanilla CLIP zero-shot classification and (c) CLIP-Smooth, which directly applies randomized smoothing (Eq. (2)) to the CLIP model without using a denoiser." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": "In Tab. 1, we compare the robust and clean accuracy of our framework with the baselines, respectively. We observe that the vanilla CLIP model is originally vulnerable to adversarial attacks: their average robust accuracy at " + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": " is decreased from the clean accuracy by " + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "inline_equation", + "content": "66.3\\%" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "inline_equation", + "content": "70.3\\% \\rightarrow 4.0\\%" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": "), near the chance level. Although CLIP-Smooth obtains better average robustness than vanilla CLIP (" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "inline_equation", + "content": "4.0\\% \\rightarrow 24.7\\%" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": ") through randomized smoothing, however, it is still susceptible to perturbations with a higher bound, i.e., " + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\varepsilon = 1.0" + }, + { + "bbox": [ + 130, + 485, + 482, + 604 + ], + "type": "text", + "content": ". Mao et al. [37] fairly outperforms these baselines: nevertheless, we observe that it tends to exhibit insufficient robustness gains for \"domain-specific\" datasets, e.g., Cars and DTD, as further confirmed in Tab. 2." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "Our framework shows a significant improvement in robustness over other baselines across entire datasets and " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": ". For instance, we obtain " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "16.9\\%" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": " average robust accuracy gain at " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": " compared to Mao et al. [37] and this discrepancy becomes more larger (" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "16.9\\% \\rightarrow 28.9\\%" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": ") as " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": " is larger (" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "0.5 \\rightarrow 1.0" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "). Moreover, the certified robust accuracy of our framework also outperforms the (empirical)" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "text", + "content": "D. Choi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 167, + 150, + 447, + 264 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 2: Robust and clean accuracy (\\%) on three domain-specialized benchmarks using CLIP against " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\ell_{2}" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "-adversary with " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\varepsilon \\in \\{0.5,1.0\\}" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": ". We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 167, + 150, + 447, + 264 + ], + "lines": [ + { + "bbox": [ + 167, + 150, + 447, + 264 + ], + "spans": [ + { + "bbox": [ + 167, + 150, + 447, + 264 + ], + "type": "table", + "html": "
MethodRobust accuracy (%)Clean accuracy (%)
CropDiseaseEuroSATISICCropDiseaseEuroSATISIC
ε = 0.5CLIP0.00.00.020.942.627.3
CLIP-Smooth1.813.69.07.116.614.3
Mao et al. [37]2.20.64.216.025.026.9
Ours (Certified)11.529.017.620.345.235.7
(4.3)(11.0)(5.8)(16.8)(39.0)(33.7)
ε = 1.0CLIP0.00.00.020.942.627.3
CLIP-Smooth1.211.84.64.318.210.6
Mao et al. [37]0.60.02.216.020.422.0
Ours (Certified)4.928.28.415.844.826.3
(0.8)(5.0)(1.4)(8.4)(37.8)(22.0)
", + "image_path": "581fac33b8eb33101b9541a518b69a996a49e6d7bfd309031a3a5e61fc1c1123.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 167, + 308, + 447, + 392 + ], + "blocks": [ + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "lines": [ + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "spans": [ + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "type": "text", + "content": "Table 3: Robust and clean accuracy (\\%) on ImageNet using CLIP against " + }, + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "type": "inline_equation", + "content": "\\ell_2" + }, + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "type": "text", + "content": "-adversary with " + }, + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "type": "inline_equation", + "content": "\\varepsilon \\in \\{0.5, 1.0\\}" + }, + { + "bbox": [ + 132, + 272, + 482, + 305 + ], + "type": "text", + "content": ". We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 167, + 308, + 447, + 392 + ], + "lines": [ + { + "bbox": [ + 167, + 308, + 447, + 392 + ], + "spans": [ + { + "bbox": [ + 167, + 308, + 447, + 392 + ], + "type": "table", + "html": "
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
CLIP✓1.40.258.258.2
CLIP-Smooth✓16.8 (9.8)2.2 (1.2)45.2 (25.0)35.2 (3.8)
Ours (w/o adapt)✓40.0 (29.6)31.0 (17.6)56.2 (50.8)55.2 (42.0)
Ours✓42.6 (34.2)31.4 (20.6)57.6 (53.4)56.2 (46.0)
Mao et al. [37]X26.012.351.247.2
Carlini et al. [7]X38.6 (30.2)32.4 (19.8)54.4 (49.8)53.6 (44.2)
", + "image_path": "44451b89d70a1bd857afa8609816f21c1c470df1409da398ee49b661399fb269.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 405, + 481, + 439 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 405, + 481, + 439 + ], + "spans": [ + { + "bbox": [ + 130, + 405, + 481, + 439 + ], + "type": "text", + "content": "robust accuracy of other baselines across all datasets and " + }, + { + "bbox": [ + 130, + 405, + 481, + 439 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 130, + 405, + 481, + 439 + ], + "type": "text", + "content": ", i.e., the \"lower-bound\" robust accuracy already outperforms the empirical robustness of other baselines." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "spans": [ + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "type": "text", + "content": "These all results show strong adversarial robustness without external data is possible via our framework. Moreover, both the average empirical and certified clean accuracy of our framework not only surpass other baselines but also outperform the clean accuracy of vanilla CLIP in some datasets, such as Cars " + }, + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "type": "inline_equation", + "content": "(52.7\\% \\rightarrow 54.1\\%)" + }, + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "type": "text", + "content": ", DTD " + }, + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "type": "inline_equation", + "content": "(37.8\\% \\rightarrow 42.7\\%)" + }, + { + "bbox": [ + 130, + 441, + 482, + 514 + ], + "type": "text", + "content": ". These results indicate the flexibility of our framework, which is able to trade-off between robust and clean accuracy." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "spans": [ + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "type": "text", + "content": "Results on Domain-Specific Benchmarks. Next, we focus our evaluation on several domain-specific datasets as more challenging but practical scenarios, namely on CropDiseases [38], EuroSAT [22], and ISIC [12]: e.g., EuroSAT consists of photos specifically taken from satellites. In Tab. 2, we observe that Mao et al. [37] exhibits particularly bad, even near-zero, robustness on these datasets, possibly due to the model itself being fine-tuned only from a domain represented by ImageNet. Our framework still shows consistent robustness gains here: e.g., it offers a significantly higher robustness in EuroSAT at " + }, + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "type": "inline_equation", + "content": "\\varepsilon = 1.0" + }, + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "type": "inline_equation", + "content": "28.2\\%" + }, + { + "bbox": [ + 130, + 517, + 482, + 637 + ], + "type": "text", + "content": ". Similarly to Tab. 1, our framework also maintains the clean accuracy of CLIP, notably even surpassing it on EuroSAT and ISIC." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Results on ImageNet. Finally, we show that our robustification scheme (without using any data) can be competitive and even better compared to those di" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 150, + 150, + 463, + 237 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 4: Robust and clean accuracy (\\%) ResNet-50 on ImageNet across training schemes, using " + }, + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\ell_2" + }, + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "text", + "content": "-adversary with " + }, + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\varepsilon \\in \\{0.5,1.0\\}" + }, + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "text", + "content": ". We report certified accuracy in parentheses. Bold indicates the best and runner-up is underlined." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 150, + 150, + 463, + 237 + ], + "lines": [ + { + "bbox": [ + 150, + 150, + 463, + 237 + ], + "spans": [ + { + "bbox": [ + 150, + 150, + 463, + 237 + ], + "type": "table", + "html": "
MethodData-free?Robust accuracy (%)Clean accuracy (%)
ε = 0.5ε = 1.0ε = 0.5ε = 1.0
Standard Training✗5.21.074.474.4
+ Ours (w/o adapt)✓56.2 (47.0)44.2 (27.4)73.0 (67.0)68.8 (57.2)
+ Ours✓57.0 (50.4)47.8 (34.0)70.4 (68.2)71.8 (60.8)
Adversarial Training [36]✗51.046.855.055.0
Randomized Smoothing [13]✗55.2 (48.6)43.8 (37.0)65.4 (66.8)55.4 (57.0)
Carlini et al. [7]✗56.2 (49.2)45.2 (33.2)72.6 (67.4)70.0 (57.8)
", + "image_path": "339656c22cc76e421468a21a81cf1b80f4eab3bad35e0d4da784259cd0cb25b9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 249, + 479, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 249, + 479, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 249, + 479, + 321 + ], + "type": "text", + "content": "rectly accessing to training data. We consider ImageNet [51] for the evaluation, considering that Mao et al. [37] fine-tunes directly on ImageNet. In addition to Mao et al. [37], we also consider Carlini et al. [7] as another baseline, by considering a denoise-and-classify pipeline that combines CLIP with an unconditional ImageNet diffusion model [14]: this can provide a clearer comparison on the effectiveness of our zero-shot denoised smoothing (Sec. 3.1)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "spans": [ + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": "In Tab. 3, we report robust and clean accuracy, comparing our framework with these baselines. Even while Mao et al. [37] and Carlini et al. [7] directly access the ImageNet training data, our framework achieves better (or competitive) performance to them. Compared with Mao et al. [37], we obtain not only " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "16.6\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "19.1\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " gains in empirical robust accuracy at " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " and 1.0 but also " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "8.2\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "8.3\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " even from certified robust accuracy. Although Carlini et al. [7] gets a slightly better empirical robust accuracy at " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "\\varepsilon = 1.0" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": ", our framework still achieves a higher certified robust accuracy. Here, we notice that our proposed self-adaptation schemes (Sec. 3.2) play a crucial role for the gains: e.g., it contributes to a " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "4.6\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " gain in certified accuracy (" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "29.6\\% \\rightarrow 34.2\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": ") at " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": ". Regarding the clean accuracy, our framework notably shows only a " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "0.6\\%" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " gap " + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 322, + 482, + 490 + ], + "type": "text", + "content": " compared to CLIP. All these results demonstrate the superiority of our framework in ensuring sufficient robust and clean accuracy, even compared with models directly accessing training data." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 510, + 383, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 510, + 383, + 521 + ], + "spans": [ + { + "bbox": [ + 131, + 510, + 383, + 521 + ], + "type": "text", + "content": "4.2 Robustification of Generic Vision Classifiers" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 593 + ], + "type": "text", + "content": "We further validate the scalability of our framework in robustifying classifiers other than CLIP, particularly considering ResNet-50 pre-trained on ImageNet. Here, we regard Carlini et al. [7] as a baseline again. For a thorough comparison, we consider two additional baselines: Adversarial Training [36] and Randomized Smoothing [13], both trained from scratch using the full ImageNet training data." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Tab. 4 reports the results in robust and clean accuracy on ImageNet. Compared with the standard training, we obtain significant " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "51.8\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "5.2\\% \\to 57.0\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varepsilon = 0.5" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ") and " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "46.8\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "1.0\\% \\to 47.8\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varepsilon = 1.0" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ") gains in robust accuracy. These also outperform other baselines as well, e.g. it surpasses Carlini et al. [7] in even certified robust accuracy. Again, the self-adaptation schemes contribute significantly to the gains, e.g. by " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "6.6\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varepsilon = 1.0" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "text", + "content": "D. Choi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 119, + 303, + 186 + ], + "blocks": [ + { + "bbox": [ + 135, + 119, + 303, + 186 + ], + "lines": [ + { + "bbox": [ + 135, + 119, + 303, + 186 + ], + "spans": [ + { + "bbox": [ + 135, + 119, + 303, + 186 + ], + "type": "image", + "image_path": "5c46e23c8d980a2f17e168a1c36e1ab80788b7dff912b7e5649b459d78346ae3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 133, + 187, + 303, + 232 + ], + "lines": [ + { + "bbox": [ + 133, + 187, + 303, + 232 + ], + "spans": [ + { + "bbox": [ + 133, + 187, + 303, + 232 + ], + "type": "text", + "content": "Fig.3: Qualitative comparisons of denoised images on varying correct factor " + }, + { + "bbox": [ + 133, + 187, + 303, + 232 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 133, + 187, + 303, + 232 + ], + "type": "text", + "content": ". We compared the denoised outputs from Eq. (9) under Gaussian noise of " + }, + { + "bbox": [ + 133, + 187, + 303, + 232 + ], + "type": "inline_equation", + "content": "\\sigma = 0.25" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 316, + 158, + 479, + 229 + ], + "blocks": [ + { + "bbox": [ + 313, + 133, + 478, + 155 + ], + "lines": [ + { + "bbox": [ + 313, + 133, + 478, + 155 + ], + "spans": [ + { + "bbox": [ + 313, + 133, + 478, + 155 + ], + "type": "text", + "content": "Table 5: Ablation study on " + }, + { + "bbox": [ + 313, + 133, + 478, + 155 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 313, + 133, + 478, + 155 + ], + "type": "text", + "content": " in Eq. (8). Bold indicates the best." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 316, + 158, + 479, + 229 + ], + "lines": [ + { + "bbox": [ + 316, + 158, + 479, + 229 + ], + "spans": [ + { + "bbox": [ + 316, + 158, + 479, + 229 + ], + "type": "table", + "html": "
σkACRCertified accuracy at ε (%)
0.00.250.50.751.01.25
0.250.50.15236.223.014.36.6
1.00.22946.035.625.213.4
1.80.27750.841.829.619.2
0.500.50.08013.210.26.04.33.42.0
1.00.20028.822.016.411.28.46.0
1.80.36742.035.429.223.817.613.0
", + "image_path": "c5fc17739e0e345ee0f624c5f2f946bcaf4679b5ac2b874a9e94065f0f43bc0f.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 247, + 237, + 258 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 247, + 237, + 258 + ], + "spans": [ + { + "bbox": [ + 132, + 247, + 237, + 258 + ], + "type": "text", + "content": "4.3 Ablation Study" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 269, + 479, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 269, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 269, + 479, + 316 + ], + "type": "text", + "content": "We perform an ablation study to investigate the individual effectiveness of our framework. Here, we main compare the certified test accuracy of smoothed classifiers on ImageNet, as well as the average certified radius (ACR; higher is better) [74], for a collective view of overall certified robustness." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": "Timestep Correction. We further analyze the influence of correction factor " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": " in Eq. (8) both qualitatively and quantitatively. Specifically, we compare three different correction factors " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "k \\in \\{0.5, 1.0, 1.8\\}" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": ", including our default choice of " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "k = 1.8" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": " in our experiments. Here, " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "k = 1.0" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": " means that " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": " is not corrected when used for Eq. (9). In Fig. 3, we observe that using a higher value for correction factor " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": " leads to clearer denoised outputs. Tab. 5 also confirms that the certified robustness denoised smoothing obtained is significantly impacted by the quality of the denoised samples. These results show that adjusting timestep " + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "inline_equation", + "content": "t'" + }, + { + "bbox": [ + 130, + 320, + 480, + 441 + ], + "type": "text", + "content": " is a critical design choice to make existing super-resolution diffusion models as a powerful denoiser model for denoised smoothing." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 445, + 330, + 563 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 330, + 563 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 330, + 563 + ], + "type": "text", + "content": "Adaptation Schemes. In Tab. 6, we perform a component-wise analysis on our adaptation schemes (in Sec. 3.2): viz., fine-tuning (a) text-to-image diffusion model and (b) classifier. First, we confirm fine-tuning the text-to-image model obtains consistent gains in certified accuracy across datasets and perturbation bound " + }, + { + "bbox": [ + 130, + 445, + 330, + 563 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 130, + 445, + 330, + 563 + ], + "type": "text", + "content": ", compared to the baseline without adaptation. The performance gains are further strengthened by also adapting the" + } + ] + } + ], + "index": 9 + }, + { + "type": "table", + "bbox": [ + 341, + 489, + 479, + 559 + ], + "blocks": [ + { + "bbox": [ + 339, + 444, + 481, + 487 + ], + "lines": [ + { + "bbox": [ + 339, + 444, + 481, + 487 + ], + "spans": [ + { + "bbox": [ + 339, + 444, + 481, + 487 + ], + "type": "text", + "content": "Table 6: Ablation study on the proposed self-adaptation schemes. Bold and underline indicate the best and runner-up, respectively." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 341, + 489, + 479, + 559 + ], + "lines": [ + { + "bbox": [ + 341, + 489, + 479, + 559 + ], + "spans": [ + { + "bbox": [ + 341, + 489, + 479, + 559 + ], + "type": "table", + "html": "
εAdapt.Certified accuracy at ε (%)
T2ICLIPImageNetSTLSUNFood
0.5XX29.655.228.343.6
✓X31.866.030.743.8
✓✓34.266.032.145.7
1.0XX17.627.017.321.8
✓X19.440.819.327.3
✓✓20.641.222.528.9
", + "image_path": "0c15fc174c525b94c197f907b85e88b9b5ae116bf6ba66a08b7d9830453d88fd.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "table_body" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "spans": [ + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "text", + "content": "classifier." + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "inline_equation", + "content": "^4" + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "text", + "content": " We also remark that both adaptation schemes (Eq. (10) and Eq. (11)) randomize the timestep " + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "inline_equation", + "content": "t \\sim \\mathcal{U}([0, T])" + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "text", + "content": " during their fine-tuning, i.e., the observed gains in " + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "inline_equation", + "content": "\\sigma = \\{0.25, 0.5\\}" + }, + { + "bbox": [ + 130, + 564, + 479, + 612 + ], + "type": "text", + "content": " are from a single fine-tuning of the same pipeline but only using different timesteps at denoising." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Robustification via Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 620, + 479, + 643 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 620, + 479, + 643 + ], + "spans": [ + { + "bbox": [ + 133, + 620, + 479, + 643 + ], + "type": "text", + "content": "3 We chose " + }, + { + "bbox": [ + 133, + 620, + 479, + 643 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 133, + 620, + 479, + 643 + ], + "type": "text", + "content": " by comparing the CLIP accuracy of denoised images from a small subset of ImageNet, as reported in Appendix C.1." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "type": "text", + "content": "4 We provide the complete results of certified accuracy across noise scale " + }, + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "type": "text", + "content": " and perturbation bound " + }, + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\varepsilon" + }, + { + "bbox": [ + 134, + 643, + 480, + 665 + ], + "type": "text", + "content": ", in Tab. 7 of Appendix C." + } + ] + } + ], + "index": 14 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "text", + "content": "5 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 142, + 482, + 239 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 142, + 482, + 239 + ], + "spans": [ + { + "bbox": [ + 130, + 142, + 482, + 239 + ], + "type": "text", + "content": "Adversarial Robustness. Since the observation of adversarial examples [20, 58], there have been continuous efforts in achieving adversarial robustness from neural networks, either in forms of empirical defenses [2, 5, 59] mainly based upon adversarial training [36,64,67,75,78], or certified defenses [13,33,65,70,76], depending on whether the robustness claim is provable or not. One of common beliefs in the literature has been that adversarial robustness is a property that has to be learned using concrete data [8,21,54]. In this work, we move away from this assumption, proposing a novel direction of robustifying with no data." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 242, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 242, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 242, + 482, + 338 + ], + "type": "text", + "content": "Zero-shot Visual Recognition. Traditionally, zero-shot classification [30,43], which aims to identify novel categories not present during training, has been a challenging task in computer vision. In recent years, large-scale vision-language models [27, 45] have demonstrated remarkable capabilities in this regard, e.g., compared to prior arts [1, 18, 25, 39, 49, 55]. Upon these advances in obtaining high accuracy under zero-shot, our work further questions whether it is possible to obtain adversarial robustness in a zero-shot manner as well - showing that large-scale text-to-image models can be a way to achieve this." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 342, + 483, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 483, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 483, + 462 + ], + "type": "text", + "content": "Transfer Learning for Robustness. Another line of research focuses on the transferability of adversarial robustness, i.e., by utilizing an external source of data for robustness [8,21]. For example, several works [15,19,62,71] considered a meta-learning based robust training aiming for few-shot adaptation of adversarial robustness. Yet, they commonly rely on costly meta-training procedure from scratch, limiting their applicability to larger models. More related to our work, Mao et al. [37] have recently proposed an adversarial contrastive fine-tuning for vision-language models, in order to transfer adversarial robustness to other zero-shot classification tasks. Again, in contrast to ours, the approach still requires a substantial amount of training data, e.g., as large as ImageNet in scale." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 482, + 220, + 495 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 482, + 220, + 495 + ], + "spans": [ + { + "bbox": [ + 132, + 482, + 220, + 495 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "In this paper, we introduce a new formulation of robustifying vision classifiers without external data, as a more realistic concern in the era of adopting off-the-shelf models. We propose a simple-yet-effective approach to this problem, which incorporates recent text-to-image diffusion models into the inference of a classifier in novel ways. Our approach is applicable for any off-the-shelf classifiers, making it as favorable and practical to obtain (provable) adversarial robustness when the use of external data is either limited or impractical for users. We hope our approach paves the way toward more reliable and secure AI systems, along the way towards robustifying existing components that have been considered powerful but fragile against adversarial attacks. We also believe our proposal suggests interesting future research, such as extending the framework to robustify commercial, black-box APIs [53]. For example, this may require further techniques, such as zeroth-order optimization [79], as the adaptation scheme." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 223, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 223, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 223, + 100 + ], + "type": "text", + "content": "D. Choi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 308 + ], + "type": "text", + "content": "This work was partially supported by Center for Applied Research in Artificial Intelligence (CARAI) grant funded by Defense Acquisition Program Administration (DAPA) and Agency for Defense Development (ADD) (UD230017TD), and by Institute for Information & communications Technology Promotion (IITP) grant funded by the Korea government (MSIT) (No.RS-2019-II190075, Artificial Intelligence Graduate School Program (KAIST)). Jongheon Jeong acknowledges support from Institute of Information & communications Technology Planning & Evaluation (IITP) grant funded by the Korea government (MSIT) (No. RS-2019-II190079, Artificial Intelligence Graduate School Program (Korea University)), and from Korea University grant K2405671. We are grateful to the Center for AI Safety (CAIS) for generously providing compute resources that supported a significant portion of the experiments conducted in this work. 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Adversarial robustness generally relies on large-scale architectures and datasets, hindering resource-efficient deployment. For scalable solutions, adversariably robust knowledge distillation has emerged as a principle strategy, facilitating the transfer of robustness from a large-scale teacher model to a lightweight student model. However, existing works focus solely on sample-to-sample alignment of features or predictions between the teacher and student models, overlooking the vital role of their statistical alignment. Thus, we propose a novel adversarially robust knowledge distillation method that integrates the alignment of feature distributions between the teacher and student backbones under adversarial and clean sample sets. To motivate our idea, for an adversarially trained model (e.g., student or teacher), we show that the robust accuracy (evaluated on testing adversarial samples under an increasing perturbation radius) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Such a negative correlation exhibits a strong linear trend, suggesting that aligning the feature covariance of the student model toward the feature covariance of the teacher model should improve the adversarial robustness of the student model by reducing the variance gap. A similar trend is observed by reducing the variance gap between the gram matrices of the student and teacher models. Extensive evaluations highlight the state-of-the-art adversarial robustness and natural performance of our method across diverse datasets and distillation scenarios.", + "bbox": [ + 259, + 390, + 743, + 709 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 737, + 375, + 752 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Deep Neural Networks (DNNs) [20, 22, 45] have been demonstrated to be susceptible to adversarial samples [49]. These malicious inputs, subtly altered with visually imperceptible perturbations, can disrupt deep learning-based systems", + "bbox": [ + 212, + 768, + 787, + 815 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding authors.", + "bbox": [ + 217, + 824, + 392, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/99189d18b56731c026d84e50b4e8dfb62567fba18ca8ec52bfc66c5661136e07.jpg", + "image_caption": [ + "(a) Gap between Feature-wise Variances." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 475, + 291 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/5d9e6d1f8d2686766a7a13d8912120c08d91fa98355f6a657b767adbd765f432.jpg", + "image_caption": [ + "(b) Gap between Pred. Gram-wise Variances.", + "Fig. 1: Analysis on robust teacher and lightweight student (RSLAD [59]). Fig. 1a: The robust accuracy (on test adversarial samples under an increasing perturbation radius $255 \\cdot \\epsilon$ ) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Fig. 1b: A similar trend occurs for the gap between variances of prediction score-based gram matrices (inner product). The negative correlation with linear characteristics suggests that reducing the variance gaps of the student toward the variance gaps of the teacher should improve robustness." + ], + "image_footnote": [], + "bbox": [ + 526, + 143, + 785, + 291 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "[14, 27]. Thus, establishing robustness against adversarial samples becomes vital for the practical applicability of DNNs in trustworthy real-world applications [11, 30]. To this end, adversarial training has emerged as the most effective defense approach against adversarial samples [12, 21, 37]. However, achieving substantial adversarial robustness essentially necessitates the use of large-scale models or abundant training data [47, 52]. To circumvent this and achieve robustness in resource-efficient scenarios, adversarily robust knowledge distillation [10, 19, 25, 58, 59] transfers adversarial robustness from a large-scale teacher model to a lightweight student model under some performance trade-off. Existing robust distillation approaches typically align feature representations or predictions between the teacher and student models. However, such a sample-to-sample feature alignment scheme differs from the feature-statistics alignment which often serves as a better mechanism for modeling properties of sets of samples. This oversight leads to a significant gap between the variance of features of adversarial samples and the variance of features of clean samples, consequently limiting the robust generalization ability of the student, as detailed in the motivation below.", + "bbox": [ + 212, + 434, + 787, + 676 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Motivation. The feature variance has been linked with the generalization gap. For example, Huang et al. [26] observed that for functions $f \\in \\mathcal{F}$ , where $\\mathcal{F}$ is a finite class of functions, for each $\\delta \\in (0,1)$ with probability at least $1 - \\delta$ , the gap between expected and empirical risks $r$ and $\\tilde{r}$ is bounded as:", + "bbox": [ + 212, + 679, + 787, + 739 + ], + "page_idx": 1 + }, + { + "type": "equation", + "text": "\n$$\n| r (f, \\mathcal {Q}) - \\tilde {r} (f (\\mathbf {X}), \\mathbf {Y}) | \\leq \\zeta + \\sqrt {8 (N - 1) \\sigma^ {2} (f (\\mathbf {X})) \\iota} / N,\n$$\n", + "text_format": "latex", + "bbox": [ + 307, + 747, + 691, + 772 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "where $\\iota = \\ln (3|\\mathcal{F}| / \\delta)$ , $\\zeta = 3.5\\iota /N + 3 / \\cdot$ , $|\\mathcal{F}|$ is the cardinality of a class of functions $\\mathcal{F}$ , $N$ is the number of samples, $\\mathcal{Q}$ is the data distribution ( $e.g., (\\mathbf{x}, y) \\sim \\mathcal{Q})$ , whereas $f(\\mathbf{X})$ and $\\mathbf{Y}$ are features and labels for empirical samples ( $e.g., \\text{column vectors of } \\mathbf{X}$ ), and $\\sigma^2(\\cdot)$ estimates their variance.", + "bbox": [ + 212, + 777, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Considering the above bound, we suggest that matching the variance of features of adversarial samples with the variance of features of clean samples can naturally tighten the gap between the expected risk and the empirical risks of adversaries, i.e., $|r(f,\\mathcal{Q}) - \\tilde{r}(f(\\mathbf{X}_{adv}),\\mathbf{Y})|$ gets closer to $|r(f,\\mathcal{Q}) - \\tilde{r}(f(\\mathbf{X}),\\mathbf{Y})|$ when $\\sigma^2\\big(f(\\mathbf{X}_{adv})\\big)$ gets closer to $\\sigma^2\\big(f(\\mathbf{X})\\big)$ . The bound in the equation is fulfilled simultaneously for both $\\mathbf{X}$ and $\\mathbf{X}_{adv}$ with probability at least $(1 - \\delta)^2$ .", + "bbox": [ + 212, + 146, + 782, + 236 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To support our claim, we study the robust accuracy of adversarial test samples w.r.t. the gap between the variance of features from adversarial test samples and that from clean samples (see Figure 1a). Note that the larger the variance gap is, the worse the robust accuracy is, irrespective of whether the experiment is performed on the robust teacher or the student model (RSLAD [59]). Moreover, as RSLAD performs sample-to-sample distillation, its variance gap remains larger than that of the teacher across diverse perturbation radii, resulting in comparatively lower robustness. Figure 1b presents similar findings related to the variance gap of prediction score-based gram matrices (inner products).", + "bbox": [ + 212, + 238, + 784, + 372 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Drawing on the insights from the above analyses, we hypothesize that bridging the gap in the robust accuracy of student and teacher can be achieved by aligning (i) the student's covariance to the teacher's covariance, (ii) the student's statistics for adversarial samples with the student's statistics on clean samples if the student is unable to distill the robust knowledge from the teacher, (iii) the student's prediction-based gram matrix with the teacher's gram matrix, as gram matrices capture the complementary information to covariance matrices.", + "bbox": [ + 212, + 373, + 784, + 477 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Moreover, we introduce cost-effective parameter-level adversarial perturbations on the feature projection head alone to improve the student-teacher alignment of the multivariate Normal distributions (covariances). Looking at the spectrum of covariances, one may imagine that this mechanism helps find dominant directions in the eigenspace that are prone to misalignment, and the parameters of the feature projection head are minimized to overcome this effect.", + "bbox": [ + 212, + 479, + 784, + 568 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our key contributions can be summarized as follows:", + "bbox": [ + 214, + 571, + 596, + 587 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "i. We provide an intuitive motivation by analyzing the robust performance $vs$ . the gap between variances of features of adversarial samples and clean samples. Such an exploration reveals a strong negative correlation with a linear trend, suggesting that aligning the covariance for adversarial features with the covariance for clean features helps improve the adversarial robustness.", + "ii. Contrary to prior robust distillation methods that typically conduct sample-to-sample feature alignment between the teacher and student models, or even align adversarial features of the student with the corresponding clean features of the teacher, we investigate the covariance alignment between the student and the teacher, as well as aligning the sub-covariance built from adversarial samples toward those from clean samples. Similarly, we investigate aligning score-based gram matrices for better robustness transfer.", + "iii. We provide comprehensive experiments across various datasets and scenarios, highlighting the superiority of our method, dubbed adverSarily robust distillation by Reducing Student-teacHer variance gaP (STARSHIP), over state-of-the-art adversarially robust knowledge distillation approaches." + ], + "bbox": [ + 217, + 598, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Robust Distillation by Reducing Student-Teacher Variance Gap", + "bbox": [ + 307, + 114, + 732, + 130 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 143, + 395, + 160 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Adversarial Training. Goodfellow et al. [21] proposed to enhance robustness by adaptively incorporating adversaries [49] into the training data, which represents a \"train-from-scratch\" scheme. Existing works primarily focus on optimizing the input-loss landscape to mitigate the disruption impact of input-level noise on final predictions [13,16,37,43,55]. Wu et al. [51] introduced a double-perturbation mechanism that combines both input-level and parameter-level perturbations, flattening the parameter-loss landscape during adversarial training. Our method leverages parameter-level perturbations but in the context of exacerbating the student-teacher disagreement at the covariance level. To this end, the parameters of the feature projection head are optimized to overcome the introduced perturbations to attain robust alignment of student-teacher covariances, narrowing the variance gap between the student and teacher models. Despite the effectiveness of adversarial training, such methods heavily depend on large network architectures [52] and a massive amount of training data [15, 47]. In contrast, we focus on obtaining the robustness w.r.t. lightweight models by robust distillation.", + "bbox": [ + 212, + 175, + 787, + 402 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Vanilla Knowledge Distillation. Hinton et al. [23] proposed knowledge distillation with the goal of transferring the learned knowledge from a large-scale model (teacher) to a lightweight model (student) by leveraging ground-truth labels and the teacher's predictions. Subsequent knowledge distillation studies focus on the feature-level distillation [4,5,42,50], and the prediction-level distillation [2,6,28,39]. However, vanilla knowledge distillation has been identified as insufficient for robustness transfer from an adversarially trained teacher [19].", + "bbox": [ + 212, + 404, + 787, + 511 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Adversarily Robust Knowledge Distillation. To bridge the robustness gap between large-scale and lightweight models, recent studies have investigated adversarily robust knowledge distillation [19,25,58,59]. Zi et al. [59] primarily resort to the soft labels of clean samples predicted by the teacher model to guide the student's predictions. Huang et al. [25] further integrated the gradient flow of the teacher model into the robust knowledge distillation to search for the worst-case matching point (adversarial sample). In contrast to these sample-to-sample alignment methods, our robust distillation method emphasizes a statistics-level robustness transfer that considers the properties of sample sets rather than individual samples. Thus, we align the covariance and gram matrices of the student toward those of the teacher for a more effective robust knowledge transfer.", + "bbox": [ + 212, + 512, + 787, + 679 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Proposed Method", + "text_level": 1, + "bbox": [ + 215, + 700, + 426, + 718 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Below, we introduce the background of our work and propose our robust knowledge distillation method, STARSHIP, motivated by observations in Figure 1.", + "bbox": [ + 212, + 731, + 785, + 762 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Background. Adversarially robust knowledge distillation generally requires an adversarially pre-trained teacher obtained via adversarial training from scratch. Let the network backbone and the classifier head be denoted as $f_{\\theta} : \\mathcal{X} \\to \\mathbb{R}^d$ and $g_{\\theta'} : \\mathbb{R}^d \\to \\mathbb{R}^c$ , given network parameters $\\pmb{\\theta}$ and $\\pmb{\\theta}'$ , respectively. Let $d$ be the backbone feature dimension, and $C$ be the number of categories. Adversarial", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/21f9f473aad654e40cea19bdca57aa50d465400adec076c76588722f94079525.jpg", + "image_caption": [ + "Fig. 2: Our STARSHIP pipeline. For brevity, assume we have a set of clean samples $\\mathbf{X}$ and adversarial samples $\\hat{\\mathbf{X}}$ . The student and the teacher backbones are equipped with the projection head and the classification head. Apart from aligning predictions which is a mere sample-to-sample strategy, in the green box we form covariance matrices $\\pmb{\\Sigma}_{t}$ and $\\pmb{\\Sigma}_{s}$ , and align $\\pmb{\\Sigma}_{s}$ toward $\\pmb{\\Sigma}_{t}$ by $\\mathcal{L}_{\\mathrm{FCA}}$ . We also form prediction score based gram matrices $\\mathbf{G}_t$ and $\\mathbf{G}_s$ , and align $\\mathbf{G}_s$ toward $\\mathbf{G}_t$ by $\\mathcal{L}_{\\mathrm{PGM}}$ . Moreover, $\\mathcal{L}_{\\Omega}$ aligns adversarial-adversarial, natural-adversarial and adversarial-natural sub-matrices of $\\pmb{\\Sigma}_{s}$ and $\\mathbf{G}_s$ with the natural-natural sub-matrices. $\\Delta \\theta$ denotes parameter perturbations." + ], + "image_footnote": [], + "bbox": [ + 315, + 143, + 687, + 263 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "training [37] on a dataset from distribution $\\mathcal{D}$ solves the following min-max game:", + "bbox": [ + 214, + 404, + 784, + 420 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\boldsymbol {\\theta}, \\boldsymbol {\\theta} ^ {\\prime}} \\mathbb {E} _ {(\\mathbf {x}, y) \\sim \\mathcal {D}} \\left[ \\max _ {\\| \\boldsymbol {\\delta} \\| _ {\\infty} < \\epsilon} \\mathcal {L} _ {\\mathrm {C E}} \\left(g _ {\\boldsymbol {\\theta} ^ {\\prime}} \\left(f _ {\\boldsymbol {\\theta}} (\\mathbf {x} + \\boldsymbol {\\delta})\\right), y\\right) \\right], \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 328, + 422, + 785, + 458 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where the perturbation $\\delta$ forms the adversarial sample $\\hat{\\mathbf{x}} = \\mathbf{x} + \\delta$ restricted within radius $\\epsilon$ of the original sample $\\mathbf{x}$ . The inner optimization maximizes the Cross-Entropy (CE) loss $\\mathcal{L}_{\\mathrm{CE}}$ to find the worst-case adversarial sample posing misclassification, while the outer minimization optimizes the empirical risk on these adversaries. In the context of adversarially robust knowledge distillation, we generate adversarial samples by maximizing the prediction discrepancy between the teacher model $g_{\\pmb{\\theta}'_t}(f_{\\pmb{\\theta}_t}(\\cdot))$ and the student model $g_{\\pmb{\\theta}'_s}(f_{\\pmb{\\theta}_s}(\\cdot))$ as follows:", + "bbox": [ + 214, + 460, + 787, + 570 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\mathbf {x}} ^ {t + 1} = \\Pi_ {\\mathbb {B} (\\mathbf {x}, \\epsilon)} \\bigg [ \\hat {\\mathbf {x}} ^ {t} + \\alpha \\mathrm {s i g n} \\left(\\nabla_ {\\hat {\\mathbf {x}} ^ {t}} \\mathcal {L} _ {\\mathrm {K L}} \\Big (g _ {\\pmb {\\theta} _ {t} ^ {\\prime}} \\big (f _ {\\pmb {\\theta} _ {t}} (\\mathbf {x}) \\big) \\Big \\| g _ {\\pmb {\\theta} _ {s} ^ {\\prime}} \\big (f _ {\\pmb {\\theta} _ {s}} (\\hat {\\mathbf {x}} ^ {t}) \\big)\\right)\\left. \\right) \\bigg ], \\qquad (2)\n$$\n", + "text_format": "latex", + "bbox": [ + 261, + 573, + 785, + 608 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\mathcal{L}_{\\mathrm{KL}}(\\cdot \\| \\cdot)$ is the Kullback-Leibler (KL) divergence, $\\alpha$ is the step size, $\\hat{\\mathbf{x}}^t$ is an adversarial sample at the $t^{\\mathrm{th}}$ iteration in an $m$ -step generation, and $\\hat{\\mathbf{x}} = \\hat{\\mathbf{x}}^m$ is the final adversarial sample. As Zi et al. [59], we use soft labels of clean samples predicted by the teacher model to guide the adversarial sample generation.", + "bbox": [ + 214, + 612, + 787, + 674 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In addition to adversary generation via Eq. (2), we also consider its adaptive variant following [25], which integrates the gradient flow of the teacher model into the adversary generation, albeit at a higher computational cost:", + "bbox": [ + 214, + 674, + 787, + 719 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t + 1} = \\Pi_ {\\mathbb {B} (\\mathbf {x}, \\epsilon)} \\bigg [ \\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t} + \\alpha \\operatorname {s i g n} \\left( \\right.\\nabla_ {\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t}} \\mathcal {L} _ {\\mathrm {K L}} \\left( \\right.g _ {\\boldsymbol {\\theta} ^ {\\prime} _ {t}} \\left(f _ {\\boldsymbol {\\theta} _ {t}} (\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t})\\right)\\left\\| \\right. g _ {\\boldsymbol {\\theta} ^ {\\prime} _ {s}} \\left(f _ {\\boldsymbol {\\theta} _ {s}} (\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t})\\right)\\left. \\right)\\left. \\right) \\bigg ], (3)\n$$\n", + "text_format": "latex", + "bbox": [ + 217, + 724, + 785, + 758 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\hat{\\mathbf{x}}_{\\mathrm{ada}}^t$ denotes the $t^{\\mathrm{th}}$ iteration during adaptive adversary generation. The primary distinction of Eq. (3) from Eq. (2) is the use of adaptive predictions from the teacher model for iterative adversarial samples, which can be regarded as adversaries with the worst-case prediction alignment. While Eq. (3) brings performance gains, it implicitly poses an increased computational cost.", + "bbox": [ + 214, + 763, + 787, + 842 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Robust Distillation by Reducing Student-Teacher Variance Gap", + "bbox": [ + 307, + 114, + 732, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Adversarily Robust Knowledge Distillation", + "text_level": 1, + "bbox": [ + 215, + 146, + 630, + 162 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In contrast to vanilla knowledge distillation, which aligns only clean samples, robust knowledge distillation additionally incorporates adversarial samples into knowledge transfer. Existing works primarily rely on fixed references (e.g., ground-truth labels or the teacher's predictions on a certain type of samples) to guide the distillation process [25, 58, 59]. In contrast, we treat adversarial samples not just as noise but as specialized augmentations that retain the visual semantic content of their original counterpart. For brevity, denote the teacher's predictions on clean samples as $\\mathbf{p}_t = g_{\\boldsymbol{\\theta}'_t}\\left(f_{\\boldsymbol{\\theta}_t}(\\mathbf{x})\\right)$ and on adversarial samples as $\\hat{\\mathbf{p}}_t = g_{\\boldsymbol{\\theta}'_t}\\left(f_{\\boldsymbol{\\theta}_t}(\\hat{\\mathbf{x}})\\right)$ . For the student model, let $\\mathbf{p}_s = g_{\\boldsymbol{\\theta}'_s}\\left(f_{\\boldsymbol{\\theta}_s}(\\mathbf{x})\\right)$ and $\\hat{\\mathbf{p}}_s = g_{\\boldsymbol{\\theta}'_s}\\left(f_{\\boldsymbol{\\theta}_s}(\\hat{\\mathbf{x}})\\right)$ be the student's predictions on clean and adversarial samples. Then, the baseline loss used in our work, Adversarially Robust Knowledge Distillation (ARKD), is given as:", + "bbox": [ + 212, + 167, + 792, + 335 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {A R K D}} = \\underbrace {(1 - \\beta) \\mathcal {L} _ {\\mathrm {K L}} \\left(\\mathbf {p} _ {t} \\| \\mathbf {p} _ {s}\\right)} _ {\\text {a l i g n c l e a n p r e d i c t i o n s}} + \\underbrace {\\beta \\mathcal {L} _ {\\mathrm {K L}} \\left(\\hat {\\mathbf {p}} _ {t} \\| \\hat {\\mathbf {p}} _ {s}\\right)} _ {\\text {a l i g n a d v e r s a r i a l p r e d i c t i o n s}} \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 340, + 785, + 377 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\beta \\in [0,1]$ balances the focus of distillation between the clean samples and their adversarial counterparts. By adopting the ARKD loss, the student model can effectively probe responses of the adversarially pre-trained teacher model to learn its implicit robust behavior against adversarial samples.", + "bbox": [ + 214, + 382, + 787, + 444 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Clean and Adversarial Feature Covariance Alignment", + "text_level": 1, + "bbox": [ + 214, + 460, + 702, + 477 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Following the motivation from Figure 1 and our hypothesis that reducing the feature variance gap between the student and teacher models can facilitate distilling the robust behavior from the teacher model, we attach feature projection heads $\\phi_{\\pmb{\\theta}_s^\\phi}(\\cdot)$ and $\\phi_{\\pmb{\\theta}_t^\\phi}(\\cdot)$ with parameters $\\pmb{\\theta}_s^\\phi$ and $\\pmb{\\theta}_t^\\phi$ to the student and teacher models, respectively. Let $\\phi_t(\\mathbf{x};\\pmb{\\theta}_t^\\phi)\\equiv \\phi_{\\pmb{\\theta}_t^\\phi}\\big(f_{\\pmb{\\theta}_t}(\\mathbf{x})\\big)$ and $\\phi_t(\\hat{\\mathbf{x}};\\pmb{\\theta}_t^\\phi)\\equiv \\phi_{\\pmb{\\theta}_t^\\phi}\\big(f_{\\pmb{\\theta}_t}(\\hat{\\mathbf{x}})\\big)$ be the features obtained by combining the teacher projection head with the teacher backbone, given the clean sample $\\mathbf{x}$ and its adversarial counterpart $\\hat{\\mathbf{x}}$ .", + "bbox": [ + 212, + 481, + 787, + 593 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Similarly, let $\\phi_s(\\mathbf{x};\\pmb{\\theta}_s^\\phi) \\equiv \\phi_{\\pmb{\\theta}_s^\\phi}\\big(f_{\\pmb{\\theta}_s}(\\mathbf{x})\\big)$ and $\\phi_s(\\hat{\\mathbf{x}};\\pmb{\\theta}_s^\\phi) \\equiv \\phi_{\\pmb{\\theta}_s^\\phi}\\big(f_{\\pmb{\\theta}_s}(\\hat{\\mathbf{x}})\\big)$ be the features obtained by combining the student projection head with the student backbone, given the clean sample $\\mathbf{x}$ and its adversarial counterpart $\\hat{\\mathbf{x}}$ .", + "bbox": [ + 212, + 593, + 787, + 638 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Considering $\\mathbf{X}$ and $\\hat{\\mathbf{X}}$ as the sets (e.g., mini-batch) comprising clean and adversarial samples, respectively, organized as column vectors. Then, we simply denote the corresponding clean and adversarial features obtained from the teacher projection head as $\\pmb{\\Phi}_t$ and $\\hat{\\pmb{\\Phi}}_t$ , and from the student head as $\\pmb{\\Phi}_s$ and $\\hat{\\pmb{\\Phi}}_s$ . To highlight that these features depend on the parameters of projection heads, we denote $\\pmb{\\Phi}_t|\\pmb{\\theta}_t^\\phi$ and $\\hat{\\pmb{\\Phi}}_t|\\pmb{\\theta}_t^\\phi$ for the teacher, and $\\pmb{\\Phi}_s|\\pmb{\\theta}_s^\\phi$ and $\\hat{\\pmb{\\Phi}}_s|\\pmb{\\theta}_s^\\phi$ for the student.", + "bbox": [ + 212, + 638, + 787, + 729 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We concatenate the feature sets $\\Phi_t$ and $\\hat{\\Phi}_t$ along the channel dimension and compute covariance $\\pmb{\\Sigma}_t|\\hat{\\pmb{\\Phi}}_t$ or $\\pmb{\\Sigma}_t\\in \\mathbb{Q}^{2d\\times 2d}$ for brevity. Symbol $\\mathbb{Q}$ is the set of symmetric positive definite matrices. Similarly, we concatenate $\\pmb{\\Phi}_s$ and $\\hat{\\pmb{\\Phi}}_s$ along the channel dimension and compute $\\pmb{\\Sigma}_s|\\hat{\\pmb{\\Phi}}_s$ , or equivalently, $\\pmb{\\Sigma}_s\\in \\mathbb{Q}^{2d\\times 2d}$ . Note that the feature covariance matrices for the teacher and student models,", + "bbox": [ + 212, + 729, + 787, + 806 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {\\Sigma} _ {t} = \\left[ \\begin{array}{l l} \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {n a t - n a t}} & \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {n a t - a d v}} \\\\ \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {a d v - n a t}} & \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {a d v - a d v}} \\end{array} \\right] \\quad \\text {a n d} \\quad \\boldsymbol {\\Sigma} _ {s} = \\left[ \\begin{array}{l l} \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {n a t - n a t}} & \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {n a t - a d v}} \\\\ \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {a d v - n a t}} & \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {a d v - a d v}} \\end{array} \\right], \\qquad (5)\n$$\n", + "text_format": "latex", + "bbox": [ + 285, + 811, + 785, + 844 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "contain four types of interactions, i.e., nat-nat, nat-adv, adv-nat, and adv-adv, which capture clean-clean, clean-adversarial, adversarial-clean, and adversarial-adversarial feature interactions, respectively. Then, the Feature Covariance Alignment (FCA), as a function of the projection parameters $\\pmb{\\theta}_t^\\phi$ and $\\pmb{\\theta}_s^\\phi$ , is given by:", + "bbox": [ + 214, + 146, + 789, + 208 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {F C A}} \\left(\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi}\\right) = \\frac {1}{4} d ^ {2} \\left(\\boldsymbol {\\Sigma} _ {t} \\mid \\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\Sigma} _ {s} \\mid \\boldsymbol {\\theta} _ {s} ^ {\\phi}\\right), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 218, + 785, + 242 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $d^2(\\cdot, \\cdot)$ can be any suitable distance metrics between the covariance matrices, e.g., the Frobenius norm, the Power-Euclidean (Pow-E) metric [17, 33, 34], the fast spectral expectation of Max-pooling (MaxExp) [33, 34], or a metric between Multivariate normal distributions, e.g., the KL divergence (similar to [56, 57]). The distance is scaled by 0.25, as $\\pmb{\\Sigma}_t$ and $\\pmb{\\Sigma}_s$ comprise four sub-matrices.", + "bbox": [ + 214, + 244, + 782, + 321 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To improve the resilience of the learned feature-level statistical information and achieve better covariance alignment, we employ adversarial perturbations to optimize parameters of the projection heads, inspired by Wu et al. [51], who suggested that the robust generalization gap is bounded by the flatness of the parameter-loss landscape. We introduce parameter-level perturbations to induce a feature- and covariance-level disagreement between the teacher and student:", + "bbox": [ + 214, + 321, + 784, + 411 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\min _ {\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi}} \\max _ {\\Delta \\boldsymbol {\\theta} \\in \\mathcal {V} _ {s}} \\left[ (1 - \\beta) \\left\\| \\boldsymbol {\\Phi} _ {t} | \\boldsymbol {\\theta} _ {t} ^ {\\phi} - \\boldsymbol {\\Phi} _ {s} | (\\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}) \\right\\| _ {F} ^ {2} + \\beta \\left\\| \\hat {\\boldsymbol {\\Phi}} _ {t} | \\boldsymbol {\\theta} _ {t} ^ {\\phi} - \\hat {\\boldsymbol {\\Phi}} _ {s} | (\\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}) \\right\\| _ {F} ^ {2} \\right. \\\\ \\left. + \\mathcal {L} _ {\\mathrm {F C A}} \\left(\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}\\right) \\right], \\tag {7} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 233, + 417, + 784, + 477 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\Delta \\pmb{\\theta}$ denotes the parameter-level perturbations, and $\\nu_{s}$ is the perturbation region set $\\left\\{\\Delta \\pmb{\\theta} \\in \\mathcal{V}_{s} : \\| \\Delta \\pmb{\\theta} \\|_{F} \\leq \\eta \\| \\pmb{\\theta}_{s}^{\\phi} \\|_{F}\\right\\}$ for the perturbation intensity $\\eta$ . The parameter-level perturbation is then optimized using iterative gradient ascent.", + "bbox": [ + 214, + 479, + 782, + 523 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Matching Gram Matrices for Prediction Scores", + "text_level": 1, + "bbox": [ + 215, + 542, + 650, + 558 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "As evidenced by Figure 1b, there exists a direct correlation between enhancing robust performance and reducing the variance gap across prediction score-based gram matrices derived from adversarial and clean samples. Inspired by this nearly linear negative correlation of robustness with the gap, we propose to align the prediction score-based student's gram matrix towards the teacher's counterpart. In analogy to Section 3.2, given clean and adversarial samples $\\mathbf{X}$ and $\\hat{\\mathbf{X}}$ (represented as column vectors), we obtain prediction score matrices $\\mathbf{P}_t$ and $\\hat{\\mathbf{P}}_t$ by stacking prediction score column vectors ( $\\mathbf{p}_t$ and $\\hat{\\mathbf{p}}_t$ ) obtained from the teacher's prediction head, as detailed in Section 3.1. By analogy, we also obtain prediction score matrices $\\mathbf{P}_s$ and $\\hat{\\mathbf{P}}_s$ based on outputs of the student's prediction head for $B$ samples. We form the gram matrices for the teacher and the student:", + "bbox": [ + 214, + 564, + 787, + 731 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {G} _ {t} = \\frac {1}{C} \\left[ \\begin{array}{l l} \\mathbf {P} _ {t} ^ {\\top} \\mathbf {P} _ {t} & \\mathbf {P} _ {t} ^ {\\top} \\hat {\\mathbf {P}} _ {t} \\\\ \\hat {\\mathbf {P}} _ {t} ^ {\\top} \\mathbf {P} _ {t} & \\hat {\\mathbf {P}} _ {t} ^ {\\top} \\hat {\\mathbf {P}} _ {t} \\end{array} \\right] \\quad \\text {a n d} \\quad \\mathbf {G} _ {s} = \\frac {1}{C} \\left[ \\begin{array}{l l} \\mathbf {P} _ {s} ^ {\\top} \\mathbf {P} _ {s} & \\mathbf {P} _ {s} ^ {\\top} \\hat {\\mathbf {P}} _ {s} \\\\ \\hat {\\mathbf {P}} _ {s} ^ {\\top} \\mathbf {P} _ {s} & \\hat {\\mathbf {P}} _ {s} ^ {\\top} \\hat {\\mathbf {P}} _ {s} \\end{array} \\right]. \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 297, + 738, + 784, + 772 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Modeling sample-to-sample relations does not take the spectrum of gram matrices into account. Thus, we propose Prediction-score Gram Matching (PGM):", + "bbox": [ + 214, + 777, + 782, + 808 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {P G M}} = \\frac {1}{4} d ^ {2} \\left(\\mathbf {G} _ {t}, \\mathbf {G} _ {s}\\right), \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 421, + 818, + 784, + 844 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Robust Distillation by Reducing Student-Teacher Variance Gap", + "bbox": [ + 307, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "which aligns the student's gram matrix with the teacher's gram matrix. Let $d^{2}(\\cdot ,\\cdot)$ be any suitable distance measure (as detailed in Section 3.2) between symmetric positive definite matrices $\\mathbf{G}_t\\in \\mathbb{Q}^{2B\\times 2B}$ . $\\mathbf{G}_s\\in \\mathbb{Q}^{2B\\times 2B}$ , given $B$ clean samples and their $B$ adversarial counterparts in a batch of data.", + "bbox": [ + 212, + 146, + 787, + 207 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 Aligning Adversarial Statistics with Clean Statistics", + "text_level": 1, + "bbox": [ + 214, + 224, + 691, + 239 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Drawing insights from the standard adversarially robust distillation that aligns the student's representations of adversarial samples with the teacher's (or even student's) representations of clean samples, the analogous alignment can be performed between covariance sub-matrices or gram sub-matrices. Let a sub-matrix extractor $\\psi_{ij}(\\cdot)$ split a matrix into two halves along the rows and two halves along the columns. For $\\pmb{\\Sigma}_{s}$ in Eq. (5), operations $\\psi_{11}(\\cdot),\\psi_{12}(\\cdot),\\psi_{21}(\\cdot)$ and $\\psi_{22}(\\cdot)$ return $\\pmb{\\Sigma}_{s}^{\\mathrm{nat - nat}}$ $\\pmb{\\Sigma}_{s}^{\\mathrm{nat - adv}}$ $\\pmb{\\Sigma}_{s}^{\\mathrm{adv - nat}}$ , and $\\pmb{\\Sigma}_{s}^{\\mathrm{adv - adv}}$ , respectively, as defined in Eq. (5). $\\psi_{ij}(\\cdot)$ acts on $\\mathbf{G}_s$ by analogy. Define a set of index pairs $\\mathcal{I} = \\{(1,2),(2,1),(2,2)\\}$ The loss aligning sub-matrices of adversarial-adversarial and clean-adversarial statistical interactions toward clean-clean interactions is thus defined as:", + "bbox": [ + 212, + 244, + 787, + 393 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\Omega} = \\frac {1}{2} \\sum_ {(i, j) \\in \\mathcal {I}} \\| \\psi_ {1 1} (\\boldsymbol {\\Sigma} _ {s}), \\psi_ {i j} (\\boldsymbol {\\Sigma} _ {s}) \\| _ {F} ^ {2} + \\| \\psi_ {1 1} (\\mathbf {G} _ {s}), \\psi_ {i j} (\\mathbf {G} _ {s}) \\| _ {F} ^ {2}. \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 285, + 398, + 785, + 434 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The above alignment function leverages the Frobenius norm rather than non-Euclidean distances, as generally, sub-matrices extracted by $\\psi_{12}(\\cdot)$ and $\\psi_{21}(\\cdot)$ are non-symmetric indefinite (they become symmetric positive definite if they fully converge to $\\psi_{11}(\\cdot)$ ). Taking $\\pmb{\\Sigma}_{s}$ as an example, the interpretation of the above loss is as follows: term $\\psi_{12}(\\cdot)$ (and $\\psi_{21}(\\cdot)$ ) captures correlations across feature channels of the clean samples and their adversarial counterparts.", + "bbox": [ + 212, + 438, + 787, + 529 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Discussion. The loss functions $\\mathcal{L}_{FCA}$ and $\\mathcal{L}_{PGM}$ contain highly complementary statistics. Observe that even for perfectly aligned $\\pmb{\\Sigma}_s = \\pmb{\\Sigma}_t$ , consider $N$ zero-centered feature vectors $\\phi_s^{(n)}$ and $\\phi_t^{(n)}$ , which were used to compute their covariance matrices, and note that the corresponding feature vectors are not aligned at all, i.e., $\\sum_{n=1,\\dots,N} \\phi_s^{(n)} \\phi_s^{(n)}^\\top = \\sum_{n=\\Pi(1,\\dots,N)} \\phi_t^{(n)} \\phi_t^{(n)}^\\top$ , $\\forall \\Pi$ , where $\\Pi(1,\\dots,N)$ is a random permutation of the sample indexes $\\{1,\\dots,N\\}$ . Indeed, covariance is invariant to the sample order. In contrast, for two matched gram matrices $\\mathbf{P}_s = \\mathbf{P}_t$ , we know that assuming classification scores lie on the $\\ell_1$ simplex, then $\\sum_{c=1,\\dots,C} \\mathbf{P}_s^{(c,:)}^\\top \\mathbf{P}_s^{(c,:)} = \\sum_{c=\\Pi(1,\\dots,C)} \\mathbf{P}_t^{(c,:)}^\\top \\mathbf{P}_t^{(c,:)}, \\forall \\Pi$ , where $\\Pi(1,\\dots,C)$ is a random permutation of class indexes $\\{1,\\dots,C\\}$ . Thus, $\\mathcal{L}_{FCA}$ is invariant to the sample order, whereas $\\mathcal{L}_{PGM}$ is invariant to the class order.", + "bbox": [ + 225, + 542, + 777, + 743 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.5 Objective Function", + "text_level": 1, + "bbox": [ + 214, + 767, + 419, + 782 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Below, we formalize the objective function of our STARSHIP by combining individual loss components introduced in the preceding sections as follows:", + "bbox": [ + 212, + 787, + 785, + 818 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathcal {L} _ {\\mathrm {A R K D}} + \\lambda_ {1} \\mathcal {L} _ {\\mathrm {F C A}} + \\lambda_ {2} \\mathcal {L} _ {\\mathrm {P G M}} + \\lambda_ {3} \\mathcal {L} _ {\\Omega}, \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 824, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/ca29a0ed95705ea65325813e736b4a39fba97a35a81c2363f00502e33c62ebc7.jpg", + "table_caption": [ + "Table 1: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods when distilled from a large-scale WRN-28 teacher model. Adversarial perturbations are restricted within the $\\ell_{\\infty}$ -norm radius $\\epsilon = 8/255$ . We report both clean and robust accuracies (\\%)." + ], + "table_footnote": [], + "table_body": "
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherWRN-28SCORE[41]88.6164.9561.7961.0363.6435.4632.1431.13
StudentResNet-18ARD[19]84.3553.2151.5849.4058.2030.8727.9726.02
IAD[58]83.4653.3451.6949.0957.3531.1128.1226.22
RSLAD[59]84.4254.5253.4651.3657.9732.5729.2827.52
AKD[38]86.0453.9552.3950.1160.7931.3728.8526.93
AdaAD[25]86.3856.2354.1652.3661.2632.2429.1927.46
STARSHIP86.4757.4555.5053.7861.5434.4530.7529.30
Ada-STARSHIP87.0458.3056.0354.4762.1933.5230.2428.28
MNV2ARD[19]82.1052.8250.8048.4457.2630.7727.9625.79
IAD[58]81.6252.7750.6148.5356.8830.5427.5925.69
RSLAD[59]84.3353.9852.3750.3859.3831.3228.3826.54
AKD[38]84.5251.8050.2948.0959.3230.1327.6125.46
AdaAD[25]85.4553.1651.2549.4959.9731.3128.6926.49
STARSHIP85.7155.9553.7951.8560.2534.2030.7228.57
Ada-STARSHIP86.4456.3954.8752.6261.3332.8929.5727.69
", + "bbox": [ + 232, + 200, + 767, + 398 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\lambda_{1}$ , $\\lambda_{2}$ , and $\\lambda_{3}$ are loss weighting factors. Generally, $\\lambda_{1} = 1$ in all experiments, as $\\mathcal{L}_{\\mathrm{FCA}}$ is a covariance-based alignment equivalent of the sample-to-sample alignment $\\mathcal{L}_{\\mathrm{ARKD}}$ (which has the default weight of 1). Moreover, as $\\mathcal{L}_{\\Omega}$ operates on the student only by encouraging the \"adversarial parts\" of matrices $\\pmb{\\Sigma}_s$ and $\\mathbf{G}_s$ to align with their \"non-adversarial parts\", we set $\\lambda_{3} = 1$ in all experiments, and we only vary $\\lambda_{2}$ to ensure a desired level of aligning the student's statistics with the teacher's statistics. We optimize the network parameters of the student model by minimizing $\\mathcal{L}$ . In inference, we use the distilled student.", + "bbox": [ + 212, + 426, + 787, + 547 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 571, + 375, + 589 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we provide our experimental settings and compare our STAR-SHIP method with other adversarially robust knowledge distillation approaches.", + "bbox": [ + 212, + 604, + 785, + 635 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. We conduct all the experiments on three standard image classification datasets: CIFAR-10, CIFAR-100 [35], and ImageNet-100 [9]. Further details of these datasets can be found in Appendix A.1.", + "bbox": [ + 212, + 638, + 787, + 685 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation details. Following previous works [25,58,59] & RobustBench [7], we adopt ResNet-18/34 [22], MobileNetV2 (MNV2) [46], and Wide-ResNet-28-10 (WRN-28) [53] as the teacher and student models. We also adopt the Vision Transformer (ViT) as the teacher architecture. Unless specified otherwise, we conduct adversarial sample generation based on the $\\ell_{\\infty}$ -norm threat model with the perturbation radius $\\epsilon = 8 / 255$ . More experimental details are included in Appendix A.2. In all the experiments, we adopt the loss weighting factors $\\lambda_1 = \\lambda_3 = 1.0$ . We determine the hyper-parameters $\\lambda_2 = 2.0$ and $\\beta = 0.8$ through cross-validation on CIFAR-10 and consistently apply them across all datasets without modifications. We provide hyper-parameter evaluations in Appendix E.", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Robust Distillation by Reducing Student-Teacher Variance Gap", + "bbox": [ + 307, + 114, + 730, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/6ddda07be1b6b6aca8bf9c97d8af02cd5d7951e37a01a308d5cf40c447313a5e.jpg", + "table_caption": [ + "Table 2: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods in the self-distillation setting. We report both clean and robust accuracies $(\\%)$ ." + ], + "table_footnote": [], + "table_body": "
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherResNet-18TRADES[55]82.4552.2150.2948.9056.3728.6824.87
StudentResNet-18ARD[19]81.6452.6251.3549.1957.9631.3427.84
IAD[58]80.6652.6352.2148.9056.4531.8728.00
RSLAD[59]81.3053.8052.3250.7855.1731.2127.82
AKD[38]82.3052.8451.3949.7156.3730.0226.48
AdaAD[25]82.3452.7551.2649.9256.6229.6226.11
STARSHIP81.9755.7254.0652.4257.6032.1928.19
Ada-STARSHIP82.6255.0553.4051.8958.0931.9528.07
TeacherMNV2TRADES[55]81.0450.8748.4647.1554.1127.2823.39
StudentMNV2ARD[19]81.2553.0250.6948.8555.6430.9327.47
IAD[58]79.3653.4550.9349.1454.0031.0127.59
RSLAD[59]80.0153.3551.0449.7453.5229.9526.66
AKD[38]80.8652.7450.6049.1354.2628.9925.46
AdaAD[25]80.4850.8048.1446.9853.9728.3124.69
STARSHIP80.9754.2851.5850.4656.2132.0327.98
Ada-STARSHIP81.4554.1751.6350.2856.7031.7927.85
", + "bbox": [ + 232, + 186, + 767, + 398 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Results", + "text_level": 1, + "bbox": [ + 215, + 426, + 323, + 441 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Robust distillation from a larger teacher. We compare our STARSHIP method with the state-of-the-art adversarially robust knowledge distillation approaches in Table 1. We report the classification accuracies on clean samples and their adversarial counterparts generated by three standard adversarial attack approaches: 20-step Projected Gradient Descent (PGD) [37] with a fixed step size $\\alpha = 2/255$ , CW [3], and Auto-Attack (AA) [8]. For a fair comparison, all the results are obtained by robust knowledge distillation from the same WRN-28 teacher model. Table 1 shows that our STARSHIP and its adaptive variant achieve the best accuracy on both clean and adversarial samples. Notably, the incorporation of the adaptive adversary generation strategy in Ada-STARSHIP leads to further improvements in natural performance. The superior performance on both ResNet-18 [22] and MNV2 [46] showcases the versatility of our method.", + "bbox": [ + 212, + 453, + 787, + 636 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Robust self-distillation. In self-distillation setting, the teacher and student architectures are identical. Table 2 shows that our STARSHIP and its adaptive extension, Ada-STARSHIP, outperform other robust knowledge distillation methods across CIFAR-10/100. In addition, our method achieves comparable or even better performance on clean samples than the teacher model. We attribute such a gain to our $\\mathcal{L}_{\\Omega}$ (Eq. (10)), which facilitates an intrinsic self-distill within the student, i.e., sub-matrices in this loss entirely operate on the student backbone. Given the teacher backbone in this experiment is not stronger than the student backbone, such an internal self-distillation enables the student model to autonomously refine its decision boundaries. More experimental results w.r.t. diverse settings of $\\mathcal{L}_{\\Omega}$ can be found in Appendix C.4.", + "bbox": [ + 212, + 638, + 787, + 806 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Robust distillation on ImageNet-100. Below, we extend our investigation to evaluate the generalization ability of our STARSHIP method in the context", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/308827f99d73d6b66e073295cbcd0363a6db0b3dad2a4df67a0f09764f17e58f.jpg", + "table_caption": [ + "Table 3: ImageNet-100: Robust accuracy $(\\%)$ on the distilled student models using ResNet-18 and MNV2 backbones." + ], + "table_footnote": [], + "table_body": "
TypeArchitectureMethodCleanPGDAA
TeacherResNet-34TRADES[55]72.6640.8834.70
StudentResNet-18ARD[19]65.4138.3430.94
IAD[58]65.6239.0932.63
RSLAD[59]66.6039.1232.18
AKD[38]67.0038.8531.56
AdaAD[25]68.6438.9932.24
STARSHIP69.6840.0833.18
Ada-STARSHIP71.1039.8632.74
MNV2ARD[19]65.9037.2830.20
IAD[58]64.9638.0031.40
RSLAD[59]65.8237.8631.66
AKD[38]66.0936.4730.03
AdaAD[25]67.2637.1630.55
STARSHIP68.2039.8432.87
Ada-STARSHIP69.7439.2132.58
", + "bbox": [ + 220, + 186, + 488, + 339 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/e4ea616e7bf377366771dee36f535cd11c89a016a8b2b64a46eee1f631dc9542.jpg", + "table_caption": [ + "Table 5: Robust distillation (WRN-28 → ResNet-18) on CIFAR-10/100 with auxiliary synthetic training data. We report both clean and (Auto-Attack) robust accuracies (\\%) associated with the robustness gain $\\Delta_{\\mathrm{Rob}}$ with additional data." + ], + "table_footnote": [], + "table_body": "
TypeMethodCIFAR-10CIFAR-100
Clean Robust ΔRobClean Robust ΔRob
TeacherSCORE[41]88.6161.03—63.6431.13—
StudentARD[19]83.9351.04+1.6457.3626.20+0.18
IAD[58]83.1650.30+1.2156.1326.54+0.32
RSLAD[59]83.7952.42+1.0656.1727.84+0.32
AKD[38]85.5051.34+1.2358.9527.26+0.33
AdaAD[25]85.9353.08+0.7260.5427.62+0.16
STARSHIP85.6754.49+0.7160.6829.43+0.13
Ada-STARSHIP86.5255.75+0.8361.3128.63+0.35
", + "bbox": [ + 220, + 436, + 500, + 530 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/f3d104c6abc07975d290e2ec7bb61e636600338a508c36d36a37f74e4f11c9f9.jpg", + "table_caption": [ + "Table 4: Robust accuracy $(\\%)$ of models distilled from ViTs using ResNet-18 and MNV2 student backbones on CIFAR-10." + ], + "table_footnote": [], + "table_body": "
TypeArchitectureMethodCleanPGDAA
TeacherViT-BAT-PRM[40]83.9853.1049.66
StudentResNet-18ARD[19]82.7652.9549.03
IAD[58]82.2753.4249.48
RSLAD[59]82.3354.8949.74
AKD[38]82.8653.4449.26
AdaAD[25]82.5154.3050.02
STARSHIP83.5355.8952.07
Ada-STARSHIP83.6055.3151.49
TeacherDeiT-SAT-PRM[40]82.6852.4749.27
StudentMNV2ARD[19]81.5953.4549.20
IAD[58]80.4154.1249.62
RSLAD[59]80.8653.9150.18
AKD[38]81.6253.0849.02
AdaAD[25]82.1153.8549.57
STARSHIP83.4555.0451.48
Ada-STARSHIP83.5254.9251.54
", + "bbox": [ + 514, + 188, + 782, + 337 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/742045024ec060cdaadc8c30f96ae2e55d2025a96f2e5bf64d8a7de10ed2dbec.jpg", + "table_caption": [ + "Table 6: Extension of robust distillation (WRN-28 $\\rightarrow$ ResNet-18/MNV2) with single-step adversary strategy (N-FGSM [29]) on CIFAR-10. We report accuracy (\\%) with the average training time per epoch." + ], + "table_footnote": [], + "table_body": "
TypeArchitectureMethodCleanRobustTime (s)
TeacherWRN-28SCORE[41]88.6161.03—
StudentResNet-18IAD[58]83.8746.2168
RSLAD[59]84.7448.7142
AdaAD[25]85.5050.22112
STARSHIP86.6851.0650
Ada-STARSHIP87.4951.90121
MNV2IAD[58]81.6245.5377
RSLAD[59]84.5546.6951
AdaAD[25]84.4947.37126
STARSHIP86.2248.6561
Ada-STARSHIP86.7649.17138
", + "bbox": [ + 535, + 436, + 782, + 532 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "of larger-scale and practical images. As presented in Table 3, we perform robust knowledge distillation on ImageNet-100 [9] using different student backbones. We can observe that our STARSHIP method is superior to existing robustness transfer methods by retaining more comprehensive knowledge inherited from the teacher model in terms of clean accuracy and adversarial robustness.", + "bbox": [ + 212, + 561, + 787, + 638 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Robust distillation from a ViT-based teacher. ViT has emerged as a competitive alternative to the convolutional network, showcasing good adversarial robustness [1, 40]. Thus, we investigate if the intrinsic robustness of ViTs can also be transferred to lightweight student backbones. Table 4 shows that our proposed STARSHIP consistently achieves superior robust accuracy that even surpasses the ViT-based teacher model. Such a robustness improvement also demonstrates the viability of our method in the context of inheriting robustness from ViT-based teachers without compromising natural performance.", + "bbox": [ + 212, + 640, + 787, + 762 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Robust distillation with additional synthetic data. Auxiliary data generated by Denoising Diffusion Probabilistic Models (DDPMs) [24] can further improve adversarial training. Nevertheless, there exists a gap in applying the auxiliary data in the context of robust knowledge distillation. To bridge this gap, we incorporate an additional 1M synthetic training data for CIFAR-10/100", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Robust Distillation by Reducing Student-Teacher Variance Gap", + "bbox": [ + 307, + 114, + 732, + 130 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/bd91a0586ec0bf8e27c01fab2b7e9050e0d1cbad5b413e5020b51b92ec861df9.jpg", + "table_caption": [ + "Table 7: Ablation study (WRN-28 → ResNet-18) of three main components in our STARSHIP on CIFAR-10/100." + ], + "table_footnote": [], + "table_body": "
FCAPGMΩCIFAR-10CIFAR-100
Clean PGDAAClean PGDAA
184.1354.4951.2758.52
2✓84.5656.9452.4358.83
3✓✓85.3557.2853.1259.79
4✓86.6656.8052.3661.20
33.46
✓✓86.4757.4553.7861.54
", + "bbox": [ + 218, + 186, + 478, + 280 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/c37259a90ff7a4aea11c3b3f5cef9e5cfabae5cc9db2db3eea3fcfa80fbc84bf.jpg", + "table_caption": [ + "Table 8: Comparison of different distance metrics for our STARSHIP during robust knowledge distillation (WRN-28 → ResNet-18) on CIFAR-10/100." + ], + "table_footnote": [], + "table_body": "
MetricCIFAR-10CIFAR-100
CleanPGDAACleanPGDAA
Frobnius norm85.1556.0352.1059.6633.2328.16
Pow-E86.1456.8552.7960.2733.5128.54
MaxExp86.4757.4553.7861.5434.4529.30
KL Divergence86.3257.0653.1660.4933.9228.87
", + "bbox": [ + 506, + 200, + 784, + 277 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/f0fb29ab5d1d8698c5a820393bb4f4da0a7bd632e1621aa59063777b17acf92a.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 220, + 294, + 352, + 369 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/6d803eec8766c83eb43e792004e60ea2c562b1cb7c964cc6c200db69b2eccded.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 354, + 295, + 486, + 369 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/7a7da5075fb514941bcd68a442383fd5674646c568ab1869a4bafb32aeb96b19.jpg", + "image_caption": [ + "Fig.3: Robust distillation on CIFAR-10 (WRN-28 $\\rightarrow$ ResNet-18). Fig. 3a: Tradeoff between clean and (Auto-Attack) robust accuracies w.r.t. $\\beta$ that balances distillation between clean and adversarial samples. Fig. 3b: Difference of robust accuracy between our Ada-STARSHIP and STARSHIP under diverse perturb. radii $\\epsilon$ .", + "Fig. 4: Visualizations of attention of both the teacher and student models distilled via different robust distillation methods." + ], + "image_footnote": [], + "bbox": [ + 501, + 295, + 785, + 455 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "when distilling from a large-scale teacher model. Table 5 shows that the auxiliary training data improves the adversarial robustness of distilled students compared to the original training in Table 1. STARSHIP achieves the most significant gain in robustness by incorporating auxiliary DDPM-generated data during robust knowledge distillation.", + "bbox": [ + 212, + 534, + 787, + 609 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Single-step robust distillation. Due to the multi-step adversary generation scheme, achieving adversarial robustness requires several times more computation resources than the standard training [18]. To mitigate such a computational burden, we explore the adversarily robust knowledge distillation with the single-step adversary generation strategy [29]. Table 6 shows that our STAR-SHIP can efficiently inherit non-trivial robustness from the teacher model based on single-step adversarial samples. Further details and more experiments can be found in Appendix B.2 and Appendix C.5, respectively.", + "bbox": [ + 212, + 614, + 787, + 736 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5 Further Analyses", + "text_level": 1, + "bbox": [ + 215, + 760, + 419, + 779 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ablation studies. Below, we investigate modules of STARSHIP: (i) Feature Covariance Alignment (FCA) in Sec. 3.2, (ii) Prediction-score Gram Matching (PGM) in Eq. (9), and (iii) Statistical Sub-matrices Alignment $(\\varOmega)$ in Eq. (10).", + "bbox": [ + 214, + 794, + 787, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/0388afca90fb16ca3a5e64dc49bca94276b7fa5b42ef3bed8bc73bef4fc60930.jpg", + "image_caption": [ + "(a) Gap between Feature-wise Variances." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 475, + 291 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/81a35dcd026612584e1b13a110329f6e0eac3e227403645f37cb8056e5f4fcd8.jpg", + "image_caption": [ + "(b) Gap between Pred. Gram-wise Variances.", + "Fig. 5: The robust accuracy $(\\%)$ of several student models w.r.t. their average gap $(\\%)$ between feature-wise variances evaluated on the adversarial samples and clean samples (5a). In Fig. 5b, we show equivalent evaluations with the use of prediction-based gramwise variances. The variance gaps are captured under several adversarial perturbation radii. Note that the experimental settings are the same as Fig. 1." + ], + "image_footnote": [], + "bbox": [ + 526, + 143, + 785, + 291 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 7 shows results on CIFAR-10. Our baseline (first row) uses the standard prediction alignment in Eq. (4). Both FCA and PGM improve adversarial robustness. The statistical sub-matrices alignment $(\\Omega)$ boosts the clean accuracy of student by promoting the prediction invariance between clean and adv. samples.", + "bbox": [ + 212, + 409, + 787, + 469 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Clean vs. robust accuracy trade-off. The trade-off between clean accuracy and adversarial robustness has been widely investigated in adversarial training [12,43,55]. Less is known about such a trade-off within the context of robust knowledge distillation. Thus, we study the effect of $\\beta$ , which balances the prediction alignment on clean and adversarial samples. Fig. 3a shows an improved adversarial robustness associated with a decrease in clean performance as $\\beta$ gets larger. Furthermore, we explore the robustness of our STARSHIP and its adaptive variant (Ada-STARSHIP) against adversarial samples across diverse attack strengths in Fig. 3b. We adopt adversaries with $\\epsilon = 8/255$ (signified by the dashed red line) for robust distillation. Compared with the vanilla STARSHIP, Ada-STARSHIP has a better performance on clean samples and their adversarial counterparts of lower attack strength ( $\\epsilon \\leq 10$ ). In comparison, STARSHIP achieves better robustness against strong adversarial samples ( $\\epsilon > 10$ ). Such an intrinsic robustness trade-off makes our method applicable in diverse scenarios.", + "bbox": [ + 212, + 472, + 787, + 684 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Visualization. As shown in Figure 4, we provide visualizations of adversarial samples $(\\epsilon = 8 / 255)$ related to both the teacher and student models via Grad-CAM [48]. In comparison with other robust distillation methods, the student model distilled by our STARSHIP method shares similar attention regions to that of the teacher model. Such an observation further underscores the efficacy of our method in preserving the adversarially robust prediction alignment between the teacher and student. Additional visualization results are in Appendix D.", + "bbox": [ + 212, + 686, + 787, + 792 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Discussion on effectiveness of our method. Building on the insights from Figure 1, we further analyze the robustness w.r.t. the variance gap between adversarial and clean representations under different attack strengths. Figure 5", + "bbox": [ + 212, + 794, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Robust Distillation by Reducing Student-Teacher Variance Gap", + "bbox": [ + 307, + 114, + 732, + 130 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "evaluates our STARSHIP method and its adaptive variant. For comparison, we also introduce a Feature Alignment (FA) variant of our baseline method (ARKD) from Eq. (4). According to Figure 5, relying on the feature or prediction alignment alone cannot reduce such a statistical gap, leading to relatively weaker robustness against adversarial samples. Unlike the sample-to-sample matching paradigm (e.g., FA), our STARSHIP method introduces the alignment of second-order statistics [31, 32, 34, 36, 44, 54] at both the feature and prediction levels, which introduces the multivariate Normal distribution alignment prior to the alignment process (e.g., correlation alignment instead of mere matching of individual features or instances). Analysis of the parameter-level perturbations (Eq. (7)) is in Appendix C.6.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Performance comparison w.r.t. different distance measures. Below, we explore the efficacy of several distance metrics on the alignment of covariance and gram matrices between the teacher and student distilled via our STARSHIP. As such matrices are symmetric positive (semi-)definite, distance $d^2(\\cdot, \\cdot)$ in Eq. (6) for feature covariance alignment and Eq. (9) for prediction-score gram matching can be achieved by non-Euclidean distances. Table 8 reports clean and robust accuracies of the distilled student model based on different distance metrics: (i) the Frobenius norm, (ii) the Power-Euclidean (Pow-E) metric [17,33,34], (iii) fast spectral expectation of Max-pooling (MaxExp) [33,34], and (iv) the KL divergence. Note that we conduct the alignment of multivariate Normal distributions (statistics) between the teacher and student models when adopting the KL divergence as the distance metric. We observe that the statistical alignment via MaxExp achieves the highest accuracy on both clean and adversarial examples, even surpassing the performance of distribution alignment via the KL divergence that adopts both the mean and covariance information. The main reason is that MaxExp can balance (and partially equalize) the spectrum of the aligned statistics. It dampens the significance of leading eigenvalues and boosts the impact of non-leading eigenvalues. Thus, it encourages the student to distill all orthogonal variance vectors of the teacher covariance, not only those corresponding to the leading eigenvalues, preventing overfitting to leading principal directions.", + "bbox": [ + 212, + 315, + 787, + 618 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusions", + "text_level": 1, + "bbox": [ + 215, + 641, + 369, + 657 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Motivated by the implicit link between feature variance and model generalization, we have investigated the relation between the adversarial robustness and its correlation to the variance gap between feature variances of adversarial and clean samples. We have observed that a similar phenomenon holds for prediction-based gram matrices. We devised several alignment strategies leveraging second-order statistics to align the student's statistics with the teacher's statistics. We have also shown that a degree of self-distillation within the student model is beneficial for robustness. Leveraging second-order statistics to align the student toward the teacher helps capture well intricacies of the teacher's robust boundary through aligning correlations rather than sample-to-sample scores. Appendix F discusses limitations of our method.", + "bbox": [ + 212, + 672, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments", + "text_level": 1, + "bbox": [ + 215, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research is supported by National Research Foundation, Singapore and Infocomm Media Development Authority under its Trust Tech Funding Initiative, the Centre for Frontier Artificial Intelligence Research, Institute of High Performance Computing, A*Star, and the College of Computing and Data Science at Nanyang Technological University. Any opinions, findings, conclusions, or recommendations expressed in this material are those of the author(s) and do not reflect the views of National Research Foundation, Singapore, and Infocomm Media Development Authority. PK is supported by CSIRO's Science Digital.", + "bbox": [ + 212, + 176, + 787, + 299 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 321, + 321, + 338 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bai, Y., Mei, J., Yuille, A.L., Xie, C.: Are transformers more robust than cnns? Advances in neural information processing systems 34, 26831-26843 (2021)", + "2. Beyer, L., Zhai, X., Royer, A., Markeeva, L., Anil, R., Kolesnikov, A.: Knowledge distillation: A good teacher is patient and consistent. In: Proceedings of the IEEE/CVF conference on computer vision and pattern recognition. pp. 10925-10934 (2022)", + "3. 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Zi, B., Zhao, S., Ma, X., Jiang, Y.G.: Revisiting adversarial robustness distillation: Robust soft labels make student better. In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 16443-16452 (2021)" + ], + "bbox": [ + 215, + 147, + 784, + 770 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Dong et al.", + "bbox": [ + 271, + 114, + 346, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/df2e8a8c-09f4-44c1-8929-5f17fecf66c4_model.json b/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/df2e8a8c-09f4-44c1-8929-5f17fecf66c4_model.json new file mode 100644 index 0000000000000000000000000000000000000000..c13dc55ac0702b9f443d2c9d863f95c26262f901 --- /dev/null +++ b/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/df2e8a8c-09f4-44c1-8929-5f17fecf66c4_model.json @@ -0,0 +1,2579 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.239, + 0.141, + 0.768, + 0.187 + ], + "angle": 0, + "content": "Adversarily Robust Distillation by Reducing the Student-Teacher Variance Gap" + }, + { + "type": "text", + "bbox": [ + 0.202, + 0.212, + 0.8, + 0.229 + ], + "angle": 0, + "content": "Junhao Dong\\*, Piotr Koniusz\\*, Junxi Chen\\*, and Yew-Soon Ong\\*," + }, + { + "type": "text", + "bbox": [ + 0.346, + 0.239, + 0.658, + 0.255 + ], + "angle": 0, + "content": "\\*Nanyang Technological University, Singapore" + }, + { + "type": "text", + "bbox": [ + 0.298, + 0.255, + 0.706, + 0.269 + ], + "angle": 0, + "content": "\\(^{\\dagger}\\)Centre for Frontier AI Research, IHPC, A*STAR, Singapore" + }, + { + "type": "text", + "bbox": [ + 0.385, + 0.27, + 0.619, + 0.283 + ], + "angle": 0, + "content": "{junhao003,asysong}@ntu.edu.sg" + }, + { + "type": "text", + "bbox": [ + 0.325, + 0.283, + 0.678, + 0.296 + ], + "angle": 0, + "content": "Australian National University, Canberra, Australia" + }, + { + "type": "text", + "bbox": [ + 0.374, + 0.296, + 0.63, + 0.309 + ], + "angle": 0, + "content": "Data61CSIRO, Canberra, Australia" + }, + { + "type": "text", + "bbox": [ + 0.388, + 0.312, + 0.615, + 0.324 + ], + "angle": 0, + "content": "piotr.koniusz@data61.csiro.au" + }, + { + "type": "text", + "bbox": [ + 0.355, + 0.325, + 0.65, + 0.338 + ], + "angle": 0, + "content": "Sun Yat-sen University, Guangzhou, China" + }, + { + "type": "text", + "bbox": [ + 0.397, + 0.339, + 0.607, + 0.352 + ], + "angle": 0, + "content": "chenjx353@mail2.sysu.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.391, + 0.744, + 0.71 + ], + "angle": 0, + "content": "Abstract. Adversarial robustness generally relies on large-scale architectures and datasets, hindering resource-efficient deployment. For scalable solutions, adversariably robust knowledge distillation has emerged as a principle strategy, facilitating the transfer of robustness from a large-scale teacher model to a lightweight student model. However, existing works focus solely on sample-to-sample alignment of features or predictions between the teacher and student models, overlooking the vital role of their statistical alignment. Thus, we propose a novel adversarially robust knowledge distillation method that integrates the alignment of feature distributions between the teacher and student backbones under adversarial and clean sample sets. To motivate our idea, for an adversarially trained model (e.g., student or teacher), we show that the robust accuracy (evaluated on testing adversarial samples under an increasing perturbation radius) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Such a negative correlation exhibits a strong linear trend, suggesting that aligning the feature covariance of the student model toward the feature covariance of the teacher model should improve the adversarial robustness of the student model by reducing the variance gap. A similar trend is observed by reducing the variance gap between the gram matrices of the student and teacher models. Extensive evaluations highlight the state-of-the-art adversarial robustness and natural performance of our method across diverse datasets and distillation scenarios." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.738, + 0.376, + 0.753 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.77, + 0.788, + 0.816 + ], + "angle": 0, + "content": "Deep Neural Networks (DNNs) [20, 22, 45] have been demonstrated to be susceptible to adversarial samples [49]. These malicious inputs, subtly altered with visually imperceptible perturbations, can disrupt deep learning-based systems" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.393, + 0.84 + ], + "angle": 0, + "content": "* Corresponding authors." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.144, + 0.476, + 0.292 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.228, + 0.293, + 0.466, + 0.305 + ], + "angle": 0, + "content": "(a) Gap between Feature-wise Variances." + }, + { + "type": "image", + "bbox": [ + 0.527, + 0.144, + 0.787, + 0.292 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.529, + 0.293, + 0.785, + 0.305 + ], + "angle": 0, + "content": "(b) Gap between Pred. Gram-wise Variances." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.309, + 0.788, + 0.407 + ], + "angle": 0, + "content": "Fig. 1: Analysis on robust teacher and lightweight student (RSLAD [59]). Fig. 1a: The robust accuracy (on test adversarial samples under an increasing perturbation radius \\(255 \\cdot \\epsilon\\)) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Fig. 1b: A similar trend occurs for the gap between variances of prediction score-based gram matrices (inner product). The negative correlation with linear characteristics suggests that reducing the variance gaps of the student toward the variance gaps of the teacher should improve robustness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.435, + 0.789, + 0.678 + ], + "angle": 0, + "content": "[14, 27]. Thus, establishing robustness against adversarial samples becomes vital for the practical applicability of DNNs in trustworthy real-world applications [11, 30]. To this end, adversarial training has emerged as the most effective defense approach against adversarial samples [12, 21, 37]. However, achieving substantial adversarial robustness essentially necessitates the use of large-scale models or abundant training data [47, 52]. To circumvent this and achieve robustness in resource-efficient scenarios, adversarily robust knowledge distillation [10, 19, 25, 58, 59] transfers adversarial robustness from a large-scale teacher model to a lightweight student model under some performance trade-off. Existing robust distillation approaches typically align feature representations or predictions between the teacher and student models. However, such a sample-to-sample feature alignment scheme differs from the feature-statistics alignment which often serves as a better mechanism for modeling properties of sets of samples. This oversight leads to a significant gap between the variance of features of adversarial samples and the variance of features of clean samples, consequently limiting the robust generalization ability of the student, as detailed in the motivation below." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.68, + 0.788, + 0.74 + ], + "angle": 0, + "content": "Motivation. The feature variance has been linked with the generalization gap. For example, Huang et al. [26] observed that for functions \\( f \\in \\mathcal{F} \\), where \\( \\mathcal{F} \\) is a finite class of functions, for each \\( \\delta \\in (0,1) \\) with probability at least \\( 1 - \\delta \\), the gap between expected and empirical risks \\( r \\) and \\( \\tilde{r} \\) is bounded as:" + }, + { + "type": "equation", + "bbox": [ + 0.308, + 0.748, + 0.692, + 0.773 + ], + "angle": 0, + "content": "\\[\n| r (f, \\mathcal {Q}) - \\tilde {r} (f (\\mathbf {X}), \\mathbf {Y}) | \\leq \\zeta + \\sqrt {8 (N - 1) \\sigma^ {2} (f (\\mathbf {X})) \\iota} / N,\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.779, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\(\\iota = \\ln (3|\\mathcal{F}| / \\delta)\\), \\(\\zeta = 3.5\\iota /N + 3 / \\cdot\\), \\(|\\mathcal{F}|\\) is the cardinality of a class of functions \\(\\mathcal{F}\\), \\(N\\) is the number of samples, \\(\\mathcal{Q}\\) is the data distribution (\\(e.g., (\\mathbf{x}, y) \\sim \\mathcal{Q})\\), whereas \\(f(\\mathbf{X})\\) and \\(\\mathbf{Y}\\) are features and labels for empirical samples (\\(e.g., \\text{column vectors of } \\mathbf{X}\\)), and \\(\\sigma^2(\\cdot)\\) estimates their variance." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.237 + ], + "angle": 0, + "content": "Considering the above bound, we suggest that matching the variance of features of adversarial samples with the variance of features of clean samples can naturally tighten the gap between the expected risk and the empirical risks of adversaries, i.e., \\( |r(f,\\mathcal{Q}) - \\tilde{r}(f(\\mathbf{X}_{adv}),\\mathbf{Y})| \\) gets closer to \\( |r(f,\\mathcal{Q}) - \\tilde{r}(f(\\mathbf{X}),\\mathbf{Y})| \\) when \\( \\sigma^2\\big(f(\\mathbf{X}_{adv})\\big) \\) gets closer to \\( \\sigma^2\\big(f(\\mathbf{X})\\big) \\). The bound in the equation is fulfilled simultaneously for both \\( \\mathbf{X} \\) and \\( \\mathbf{X}_{adv} \\) with probability at least \\( (1 - \\delta)^2 \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.239, + 0.785, + 0.373 + ], + "angle": 0, + "content": "To support our claim, we study the robust accuracy of adversarial test samples w.r.t. the gap between the variance of features from adversarial test samples and that from clean samples (see Figure 1a). Note that the larger the variance gap is, the worse the robust accuracy is, irrespective of whether the experiment is performed on the robust teacher or the student model (RSLAD [59]). Moreover, as RSLAD performs sample-to-sample distillation, its variance gap remains larger than that of the teacher across diverse perturbation radii, resulting in comparatively lower robustness. Figure 1b presents similar findings related to the variance gap of prediction score-based gram matrices (inner products)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.374, + 0.785, + 0.478 + ], + "angle": 0, + "content": "Drawing on the insights from the above analyses, we hypothesize that bridging the gap in the robust accuracy of student and teacher can be achieved by aligning (i) the student's covariance to the teacher's covariance, (ii) the student's statistics for adversarial samples with the student's statistics on clean samples if the student is unable to distill the robust knowledge from the teacher, (iii) the student's prediction-based gram matrix with the teacher's gram matrix, as gram matrices capture the complementary information to covariance matrices." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.48, + 0.785, + 0.569 + ], + "angle": 0, + "content": "Moreover, we introduce cost-effective parameter-level adversarial perturbations on the feature projection head alone to improve the student-teacher alignment of the multivariate Normal distributions (covariances). Looking at the spectrum of covariances, one may imagine that this mechanism helps find dominant directions in the eigenspace that are prone to misalignment, and the parameters of the feature projection head are minimized to overcome this effect." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.573, + 0.598, + 0.588 + ], + "angle": 0, + "content": "Our key contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.599, + 0.785, + 0.673 + ], + "angle": 0, + "content": "i. We provide an intuitive motivation by analyzing the robust performance \\( vs \\). the gap between variances of features of adversarial samples and clean samples. Such an exploration reveals a strong negative correlation with a linear trend, suggesting that aligning the covariance for adversarial features with the covariance for clean features helps improve the adversarial robustness." + }, + { + "type": "text", + "bbox": [ + 0.221, + 0.675, + 0.787, + 0.779 + ], + "angle": 0, + "content": "ii. Contrary to prior robust distillation methods that typically conduct sample-to-sample feature alignment between the teacher and student models, or even align adversarial features of the student with the corresponding clean features of the teacher, we investigate the covariance alignment between the student and the teacher, as well as aligning the sub-covariance built from adversarial samples toward those from clean samples. Similarly, we investigate aligning score-based gram matrices for better robustness transfer." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.781, + 0.785, + 0.84 + ], + "angle": 0, + "content": "iii. We provide comprehensive experiments across various datasets and scenarios, highlighting the superiority of our method, dubbed adverSarily robust distillation by Reducing Student-teacHer variance gaP (STARSHIP), over state-of-the-art adversarially robust knowledge distillation approaches." + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.599, + 0.787, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.396, + 0.161 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.788, + 0.403 + ], + "angle": 0, + "content": "Adversarial Training. Goodfellow et al. [21] proposed to enhance robustness by adaptively incorporating adversaries [49] into the training data, which represents a \"train-from-scratch\" scheme. Existing works primarily focus on optimizing the input-loss landscape to mitigate the disruption impact of input-level noise on final predictions [13,16,37,43,55]. Wu et al. [51] introduced a double-perturbation mechanism that combines both input-level and parameter-level perturbations, flattening the parameter-loss landscape during adversarial training. Our method leverages parameter-level perturbations but in the context of exacerbating the student-teacher disagreement at the covariance level. To this end, the parameters of the feature projection head are optimized to overcome the introduced perturbations to attain robust alignment of student-teacher covariances, narrowing the variance gap between the student and teacher models. Despite the effectiveness of adversarial training, such methods heavily depend on large network architectures [52] and a massive amount of training data [15, 47]. In contrast, we focus on obtaining the robustness w.r.t. lightweight models by robust distillation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.405, + 0.788, + 0.512 + ], + "angle": 0, + "content": "Vanilla Knowledge Distillation. Hinton et al. [23] proposed knowledge distillation with the goal of transferring the learned knowledge from a large-scale model (teacher) to a lightweight model (student) by leveraging ground-truth labels and the teacher's predictions. Subsequent knowledge distillation studies focus on the feature-level distillation [4,5,42,50], and the prediction-level distillation [2,6,28,39]. However, vanilla knowledge distillation has been identified as insufficient for robustness transfer from an adversarially trained teacher [19]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.513, + 0.788, + 0.68 + ], + "angle": 0, + "content": "Adversarily Robust Knowledge Distillation. To bridge the robustness gap between large-scale and lightweight models, recent studies have investigated adversarily robust knowledge distillation [19,25,58,59]. Zi et al. [59] primarily resort to the soft labels of clean samples predicted by the teacher model to guide the student's predictions. Huang et al. [25] further integrated the gradient flow of the teacher model into the robust knowledge distillation to search for the worst-case matching point (adversarial sample). In contrast to these sample-to-sample alignment methods, our robust distillation method emphasizes a statistics-level robustness transfer that considers the properties of sample sets rather than individual samples. Thus, we align the covariance and gram matrices of the student toward those of the teacher for a more effective robust knowledge transfer." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.701, + 0.427, + 0.719 + ], + "angle": 0, + "content": "3 Proposed Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.732, + 0.787, + 0.763 + ], + "angle": 0, + "content": "Below, we introduce the background of our work and propose our robust knowledge distillation method, STARSHIP, motivated by observations in Figure 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Background. Adversarially robust knowledge distillation generally requires an adversarially pre-trained teacher obtained via adversarial training from scratch. Let the network backbone and the classifier head be denoted as \\( f_{\\theta} : \\mathcal{X} \\to \\mathbb{R}^d \\) and \\( g_{\\theta'} : \\mathbb{R}^d \\to \\mathbb{R}^c \\), given network parameters \\( \\pmb{\\theta} \\) and \\( \\pmb{\\theta}' \\), respectively. Let \\( d \\) be the backbone feature dimension, and \\( C \\) be the number of categories. Adversarial" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.316, + 0.145, + 0.689, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.266, + 0.788, + 0.378 + ], + "angle": 0, + "content": "Fig. 2: Our STARSHIP pipeline. For brevity, assume we have a set of clean samples \\(\\mathbf{X}\\) and adversarial samples \\(\\hat{\\mathbf{X}}\\). The student and the teacher backbones are equipped with the projection head and the classification head. Apart from aligning predictions which is a mere sample-to-sample strategy, in the green box we form covariance matrices \\(\\pmb{\\Sigma}_{t}\\) and \\(\\pmb{\\Sigma}_{s}\\), and align \\(\\pmb{\\Sigma}_{s}\\) toward \\(\\pmb{\\Sigma}_{t}\\) by \\(\\mathcal{L}_{\\mathrm{FCA}}\\). We also form prediction score based gram matrices \\(\\mathbf{G}_t\\) and \\(\\mathbf{G}_s\\), and align \\(\\mathbf{G}_s\\) toward \\(\\mathbf{G}_t\\) by \\(\\mathcal{L}_{\\mathrm{PGM}}\\). Moreover, \\(\\mathcal{L}_{\\Omega}\\) aligns adversarial-adversarial, natural-adversarial and adversarial-natural sub-matrices of \\(\\pmb{\\Sigma}_{s}\\) and \\(\\mathbf{G}_s\\) with the natural-natural sub-matrices. \\(\\Delta \\theta\\) denotes parameter perturbations." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.405, + 0.785, + 0.421 + ], + "angle": 0, + "content": "training [37] on a dataset from distribution \\(\\mathcal{D}\\) solves the following min-max game:" + }, + { + "type": "equation", + "bbox": [ + 0.329, + 0.424, + 0.786, + 0.459 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\boldsymbol {\\theta}, \\boldsymbol {\\theta} ^ {\\prime}} \\mathbb {E} _ {(\\mathbf {x}, y) \\sim \\mathcal {D}} \\left[ \\max _ {\\| \\boldsymbol {\\delta} \\| _ {\\infty} < \\epsilon} \\mathcal {L} _ {\\mathrm {C E}} \\left(g _ {\\boldsymbol {\\theta} ^ {\\prime}} \\left(f _ {\\boldsymbol {\\theta}} (\\mathbf {x} + \\boldsymbol {\\delta})\\right), y\\right) \\right], \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.461, + 0.788, + 0.571 + ], + "angle": 0, + "content": "where the perturbation \\(\\delta\\) forms the adversarial sample \\(\\hat{\\mathbf{x}} = \\mathbf{x} + \\delta\\) restricted within radius \\(\\epsilon\\) of the original sample \\(\\mathbf{x}\\). The inner optimization maximizes the Cross-Entropy (CE) loss \\(\\mathcal{L}_{\\mathrm{CE}}\\) to find the worst-case adversarial sample posing misclassification, while the outer minimization optimizes the empirical risk on these adversaries. In the context of adversarially robust knowledge distillation, we generate adversarial samples by maximizing the prediction discrepancy between the teacher model \\(g_{\\pmb{\\theta}'_t}(f_{\\pmb{\\theta}_t}(\\cdot))\\) and the student model \\(g_{\\pmb{\\theta}'_s}(f_{\\pmb{\\theta}_s}(\\cdot))\\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.263, + 0.574, + 0.787, + 0.609 + ], + "angle": 0, + "content": "\\[\n\\hat {\\mathbf {x}} ^ {t + 1} = \\Pi_ {\\mathbb {B} (\\mathbf {x}, \\epsilon)} \\bigg [ \\hat {\\mathbf {x}} ^ {t} + \\alpha \\mathrm {s i g n} \\left(\\nabla_ {\\hat {\\mathbf {x}} ^ {t}} \\mathcal {L} _ {\\mathrm {K L}} \\Big (g _ {\\pmb {\\theta} _ {t} ^ {\\prime}} \\big (f _ {\\pmb {\\theta} _ {t}} (\\mathbf {x}) \\big) \\Big \\| g _ {\\pmb {\\theta} _ {s} ^ {\\prime}} \\big (f _ {\\pmb {\\theta} _ {s}} (\\hat {\\mathbf {x}} ^ {t}) \\big)\\right)\\left. \\right) \\bigg ], \\qquad (2)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.613, + 0.788, + 0.675 + ], + "angle": 0, + "content": "where \\(\\mathcal{L}_{\\mathrm{KL}}(\\cdot \\| \\cdot)\\) is the Kullback-Leibler (KL) divergence, \\(\\alpha\\) is the step size, \\(\\hat{\\mathbf{x}}^t\\) is an adversarial sample at the \\(t^{\\mathrm{th}}\\) iteration in an \\(m\\)-step generation, and \\(\\hat{\\mathbf{x}} = \\hat{\\mathbf{x}}^m\\) is the final adversarial sample. As Zi et al. [59], we use soft labels of clean samples predicted by the teacher model to guide the adversarial sample generation." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.675, + 0.788, + 0.72 + ], + "angle": 0, + "content": "In addition to adversary generation via Eq. (2), we also consider its adaptive variant following [25], which integrates the gradient flow of the teacher model into the adversary generation, albeit at a higher computational cost:" + }, + { + "type": "equation", + "bbox": [ + 0.218, + 0.725, + 0.787, + 0.759 + ], + "angle": 0, + "content": "\\[\n\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t + 1} = \\Pi_ {\\mathbb {B} (\\mathbf {x}, \\epsilon)} \\bigg [ \\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t} + \\alpha \\operatorname {s i g n} \\left( \\right.\\nabla_ {\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t}} \\mathcal {L} _ {\\mathrm {K L}} \\left( \\right.g _ {\\boldsymbol {\\theta} ^ {\\prime} _ {t}} \\left(f _ {\\boldsymbol {\\theta} _ {t}} (\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t})\\right)\\left\\| \\right. g _ {\\boldsymbol {\\theta} ^ {\\prime} _ {s}} \\left(f _ {\\boldsymbol {\\theta} _ {s}} (\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t})\\right)\\left. \\right)\\left. \\right) \\bigg ], (3)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.765, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\(\\hat{\\mathbf{x}}_{\\mathrm{ada}}^t\\) denotes the \\(t^{\\mathrm{th}}\\) iteration during adaptive adversary generation. The primary distinction of Eq. (3) from Eq. (2) is the use of adaptive predictions from the teacher model for iterative adversarial samples, which can be regarded as adversaries with the worst-case prediction alignment. While Eq. (3) brings performance gains, it implicitly poses an increased computational cost." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.631, + 0.163 + ], + "angle": 0, + "content": "3.1 Adversarily Robust Knowledge Distillation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.168, + 0.794, + 0.336 + ], + "angle": 0, + "content": "In contrast to vanilla knowledge distillation, which aligns only clean samples, robust knowledge distillation additionally incorporates adversarial samples into knowledge transfer. Existing works primarily rely on fixed references (e.g., ground-truth labels or the teacher's predictions on a certain type of samples) to guide the distillation process [25, 58, 59]. In contrast, we treat adversarial samples not just as noise but as specialized augmentations that retain the visual semantic content of their original counterpart. For brevity, denote the teacher's predictions on clean samples as \\(\\mathbf{p}_t = g_{\\boldsymbol{\\theta}'_t}\\left(f_{\\boldsymbol{\\theta}_t}(\\mathbf{x})\\right)\\) and on adversarial samples as \\(\\hat{\\mathbf{p}}_t = g_{\\boldsymbol{\\theta}'_t}\\left(f_{\\boldsymbol{\\theta}_t}(\\hat{\\mathbf{x}})\\right)\\). For the student model, let \\(\\mathbf{p}_s = g_{\\boldsymbol{\\theta}'_s}\\left(f_{\\boldsymbol{\\theta}_s}(\\mathbf{x})\\right)\\) and \\(\\hat{\\mathbf{p}}_s = g_{\\boldsymbol{\\theta}'_s}\\left(f_{\\boldsymbol{\\theta}_s}(\\hat{\\mathbf{x}})\\right)\\) be the student's predictions on clean and adversarial samples. Then, the baseline loss used in our work, Adversarially Robust Knowledge Distillation (ARKD), is given as:" + }, + { + "type": "equation", + "bbox": [ + 0.307, + 0.342, + 0.786, + 0.378 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {A R K D}} = \\underbrace {(1 - \\beta) \\mathcal {L} _ {\\mathrm {K L}} \\left(\\mathbf {p} _ {t} \\| \\mathbf {p} _ {s}\\right)} _ {\\text {a l i g n c l e a n p r e d i c t i o n s}} + \\underbrace {\\beta \\mathcal {L} _ {\\mathrm {K L}} \\left(\\hat {\\mathbf {p}} _ {t} \\| \\hat {\\mathbf {p}} _ {s}\\right)} _ {\\text {a l i g n a d v e r s a r i a l p r e d i c t i o n s}} \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.383, + 0.788, + 0.445 + ], + "angle": 0, + "content": "where \\(\\beta \\in [0,1]\\) balances the focus of distillation between the clean samples and their adversarial counterparts. By adopting the ARKD loss, the student model can effectively probe responses of the adversarially pre-trained teacher model to learn its implicit robust behavior against adversarial samples." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.462, + 0.704, + 0.478 + ], + "angle": 0, + "content": "3.2 Clean and Adversarial Feature Covariance Alignment" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.482, + 0.789, + 0.594 + ], + "angle": 0, + "content": "Following the motivation from Figure 1 and our hypothesis that reducing the feature variance gap between the student and teacher models can facilitate distilling the robust behavior from the teacher model, we attach feature projection heads \\(\\phi_{\\pmb{\\theta}_s^\\phi}(\\cdot)\\) and \\(\\phi_{\\pmb{\\theta}_t^\\phi}(\\cdot)\\) with parameters \\(\\pmb{\\theta}_s^\\phi\\) and \\(\\pmb{\\theta}_t^\\phi\\) to the student and teacher models, respectively. Let \\(\\phi_t(\\mathbf{x};\\pmb{\\theta}_t^\\phi)\\equiv \\phi_{\\pmb{\\theta}_t^\\phi}\\big(f_{\\pmb{\\theta}_t}(\\mathbf{x})\\big)\\) and \\(\\phi_t(\\hat{\\mathbf{x}};\\pmb{\\theta}_t^\\phi)\\equiv \\phi_{\\pmb{\\theta}_t^\\phi}\\big(f_{\\pmb{\\theta}_t}(\\hat{\\mathbf{x}})\\big)\\) be the features obtained by combining the teacher projection head with the teacher backbone, given the clean sample \\(\\mathbf{x}\\) and its adversarial counterpart \\(\\hat{\\mathbf{x}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.594, + 0.789, + 0.639 + ], + "angle": 0, + "content": "Similarly, let \\(\\phi_s(\\mathbf{x};\\pmb{\\theta}_s^\\phi) \\equiv \\phi_{\\pmb{\\theta}_s^\\phi}\\big(f_{\\pmb{\\theta}_s}(\\mathbf{x})\\big)\\) and \\(\\phi_s(\\hat{\\mathbf{x}};\\pmb{\\theta}_s^\\phi) \\equiv \\phi_{\\pmb{\\theta}_s^\\phi}\\big(f_{\\pmb{\\theta}_s}(\\hat{\\mathbf{x}})\\big)\\) be the features obtained by combining the student projection head with the student backbone, given the clean sample \\(\\mathbf{x}\\) and its adversarial counterpart \\(\\hat{\\mathbf{x}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.64, + 0.789, + 0.731 + ], + "angle": 0, + "content": "Considering \\(\\mathbf{X}\\) and \\(\\hat{\\mathbf{X}}\\) as the sets (e.g., mini-batch) comprising clean and adversarial samples, respectively, organized as column vectors. Then, we simply denote the corresponding clean and adversarial features obtained from the teacher projection head as \\(\\pmb{\\Phi}_t\\) and \\(\\hat{\\pmb{\\Phi}}_t\\), and from the student head as \\(\\pmb{\\Phi}_s\\) and \\(\\hat{\\pmb{\\Phi}}_s\\). To highlight that these features depend on the parameters of projection heads, we denote \\(\\pmb{\\Phi}_t|\\pmb{\\theta}_t^\\phi\\) and \\(\\hat{\\pmb{\\Phi}}_t|\\pmb{\\theta}_t^\\phi\\) for the teacher, and \\(\\pmb{\\Phi}_s|\\pmb{\\theta}_s^\\phi\\) and \\(\\hat{\\pmb{\\Phi}}_s|\\pmb{\\theta}_s^\\phi\\) for the student." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.731, + 0.789, + 0.807 + ], + "angle": 0, + "content": "We concatenate the feature sets \\(\\Phi_t\\) and \\(\\hat{\\Phi}_t\\) along the channel dimension and compute covariance \\(\\pmb{\\Sigma}_t|\\hat{\\pmb{\\Phi}}_t\\) or \\(\\pmb{\\Sigma}_t\\in \\mathbb{Q}^{2d\\times 2d}\\) for brevity. Symbol \\(\\mathbb{Q}\\) is the set of symmetric positive definite matrices. Similarly, we concatenate \\(\\pmb{\\Phi}_s\\) and \\(\\hat{\\pmb{\\Phi}}_s\\) along the channel dimension and compute \\(\\pmb{\\Sigma}_s|\\hat{\\pmb{\\Phi}}_s\\), or equivalently, \\(\\pmb{\\Sigma}_s\\in \\mathbb{Q}^{2d\\times 2d}\\). Note that the feature covariance matrices for the teacher and student models," + }, + { + "type": "equation", + "bbox": [ + 0.287, + 0.812, + 0.786, + 0.845 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {\\Sigma} _ {t} = \\left[ \\begin{array}{l l} \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {n a t - n a t}} & \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {n a t - a d v}} \\\\ \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {a d v - n a t}} & \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {a d v - a d v}} \\end{array} \\right] \\quad \\text {a n d} \\quad \\boldsymbol {\\Sigma} _ {s} = \\left[ \\begin{array}{l l} \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {n a t - n a t}} & \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {n a t - a d v}} \\\\ \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {a d v - n a t}} & \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {a d v - a d v}} \\end{array} \\right], \\qquad (5)\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.79, + 0.209 + ], + "angle": 0, + "content": "contain four types of interactions, i.e., nat-nat, nat-adv, adv-nat, and adv-adv, which capture clean-clean, clean-adversarial, adversarial-clean, and adversarial-adversarial feature interactions, respectively. Then, the Feature Covariance Alignment (FCA), as a function of the projection parameters \\(\\pmb{\\theta}_t^\\phi\\) and \\(\\pmb{\\theta}_s^\\phi\\), is given by:" + }, + { + "type": "equation", + "bbox": [ + 0.374, + 0.219, + 0.786, + 0.243 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {F C A}} \\left(\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi}\\right) = \\frac {1}{4} d ^ {2} \\left(\\boldsymbol {\\Sigma} _ {t} \\mid \\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\Sigma} _ {s} \\mid \\boldsymbol {\\theta} _ {s} ^ {\\phi}\\right), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.246, + 0.784, + 0.322 + ], + "angle": 0, + "content": "where \\(d^2(\\cdot, \\cdot)\\) can be any suitable distance metrics between the covariance matrices, e.g., the Frobenius norm, the Power-Euclidean (Pow-E) metric [17, 33, 34], the fast spectral expectation of Max-pooling (MaxExp) [33, 34], or a metric between Multivariate normal distributions, e.g., the KL divergence (similar to [56, 57]). The distance is scaled by 0.25, as \\(\\pmb{\\Sigma}_t\\) and \\(\\pmb{\\Sigma}_s\\) comprise four sub-matrices." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.323, + 0.785, + 0.412 + ], + "angle": 0, + "content": "To improve the resilience of the learned feature-level statistical information and achieve better covariance alignment, we employ adversarial perturbations to optimize parameters of the projection heads, inspired by Wu et al. [51], who suggested that the robust generalization gap is bounded by the flatness of the parameter-loss landscape. We introduce parameter-level perturbations to induce a feature- and covariance-level disagreement between the teacher and student:" + }, + { + "type": "equation", + "bbox": [ + 0.235, + 0.418, + 0.785, + 0.478 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\min _ {\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi}} \\max _ {\\Delta \\boldsymbol {\\theta} \\in \\mathcal {V} _ {s}} \\left[ (1 - \\beta) \\left\\| \\boldsymbol {\\Phi} _ {t} | \\boldsymbol {\\theta} _ {t} ^ {\\phi} - \\boldsymbol {\\Phi} _ {s} | (\\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}) \\right\\| _ {F} ^ {2} + \\beta \\left\\| \\hat {\\boldsymbol {\\Phi}} _ {t} | \\boldsymbol {\\theta} _ {t} ^ {\\phi} - \\hat {\\boldsymbol {\\Phi}} _ {s} | (\\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}) \\right\\| _ {F} ^ {2} \\right. \\\\ \\left. + \\mathcal {L} _ {\\mathrm {F C A}} \\left(\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}\\right) \\right], \\tag {7} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.48, + 0.784, + 0.525 + ], + "angle": 0, + "content": "where \\(\\Delta \\pmb{\\theta}\\) denotes the parameter-level perturbations, and \\(\\nu_{s}\\) is the perturbation region set \\(\\left\\{\\Delta \\pmb{\\theta} \\in \\mathcal{V}_{s} : \\| \\Delta \\pmb{\\theta} \\|_{F} \\leq \\eta \\| \\pmb{\\theta}_{s}^{\\phi} \\|_{F}\\right\\}\\) for the perturbation intensity \\(\\eta\\). The parameter-level perturbation is then optimized using iterative gradient ascent." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.544, + 0.651, + 0.559 + ], + "angle": 0, + "content": "3.3 Matching Gram Matrices for Prediction Scores" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.565, + 0.788, + 0.732 + ], + "angle": 0, + "content": "As evidenced by Figure 1b, there exists a direct correlation between enhancing robust performance and reducing the variance gap across prediction score-based gram matrices derived from adversarial and clean samples. Inspired by this nearly linear negative correlation of robustness with the gap, we propose to align the prediction score-based student's gram matrix towards the teacher's counterpart. In analogy to Section 3.2, given clean and adversarial samples \\(\\mathbf{X}\\) and \\(\\hat{\\mathbf{X}}\\) (represented as column vectors), we obtain prediction score matrices \\(\\mathbf{P}_t\\) and \\(\\hat{\\mathbf{P}}_t\\) by stacking prediction score column vectors (\\(\\mathbf{p}_t\\) and \\(\\hat{\\mathbf{p}}_t\\)) obtained from the teacher's prediction head, as detailed in Section 3.1. By analogy, we also obtain prediction score matrices \\(\\mathbf{P}_s\\) and \\(\\hat{\\mathbf{P}}_s\\) based on outputs of the student's prediction head for \\(B\\) samples. We form the gram matrices for the teacher and the student:" + }, + { + "type": "equation", + "bbox": [ + 0.299, + 0.739, + 0.785, + 0.773 + ], + "angle": 0, + "content": "\\[\n\\mathbf {G} _ {t} = \\frac {1}{C} \\left[ \\begin{array}{l l} \\mathbf {P} _ {t} ^ {\\top} \\mathbf {P} _ {t} & \\mathbf {P} _ {t} ^ {\\top} \\hat {\\mathbf {P}} _ {t} \\\\ \\hat {\\mathbf {P}} _ {t} ^ {\\top} \\mathbf {P} _ {t} & \\hat {\\mathbf {P}} _ {t} ^ {\\top} \\hat {\\mathbf {P}} _ {t} \\end{array} \\right] \\quad \\text {a n d} \\quad \\mathbf {G} _ {s} = \\frac {1}{C} \\left[ \\begin{array}{l l} \\mathbf {P} _ {s} ^ {\\top} \\mathbf {P} _ {s} & \\mathbf {P} _ {s} ^ {\\top} \\hat {\\mathbf {P}} _ {s} \\\\ \\hat {\\mathbf {P}} _ {s} ^ {\\top} \\mathbf {P} _ {s} & \\hat {\\mathbf {P}} _ {s} ^ {\\top} \\hat {\\mathbf {P}} _ {s} \\end{array} \\right]. \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.779, + 0.784, + 0.809 + ], + "angle": 0, + "content": "Modeling sample-to-sample relations does not take the spectrum of gram matrices into account. Thus, we propose Prediction-score Gram Matching (PGM):" + }, + { + "type": "equation", + "bbox": [ + 0.422, + 0.819, + 0.785, + 0.845 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {P G M}} = \\frac {1}{4} d ^ {2} \\left(\\mathbf {G} _ {t}, \\mathbf {G} _ {s}\\right), \\tag {9}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "which aligns the student's gram matrix with the teacher's gram matrix. Let \\(d^{2}(\\cdot ,\\cdot)\\) be any suitable distance measure (as detailed in Section 3.2) between symmetric positive definite matrices \\(\\mathbf{G}_t\\in \\mathbb{Q}^{2B\\times 2B}\\). \\(\\mathbf{G}_s\\in \\mathbb{Q}^{2B\\times 2B}\\), given \\(B\\) clean samples and their \\(B\\) adversarial counterparts in a batch of data." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.225, + 0.692, + 0.24 + ], + "angle": 0, + "content": "3.4 Aligning Adversarial Statistics with Clean Statistics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.246, + 0.789, + 0.395 + ], + "angle": 0, + "content": "Drawing insights from the standard adversarially robust distillation that aligns the student's representations of adversarial samples with the teacher's (or even student's) representations of clean samples, the analogous alignment can be performed between covariance sub-matrices or gram sub-matrices. Let a sub-matrix extractor \\(\\psi_{ij}(\\cdot)\\) split a matrix into two halves along the rows and two halves along the columns. For \\(\\pmb{\\Sigma}_{s}\\) in Eq. (5), operations \\(\\psi_{11}(\\cdot),\\psi_{12}(\\cdot),\\psi_{21}(\\cdot)\\) and \\(\\psi_{22}(\\cdot)\\) return \\(\\pmb{\\Sigma}_{s}^{\\mathrm{nat - nat}}\\) \\(\\pmb{\\Sigma}_{s}^{\\mathrm{nat - adv}}\\) \\(\\pmb{\\Sigma}_{s}^{\\mathrm{adv - nat}}\\) , and \\(\\pmb{\\Sigma}_{s}^{\\mathrm{adv - adv}}\\) , respectively, as defined in Eq. (5). \\(\\psi_{ij}(\\cdot)\\) acts on \\(\\mathbf{G}_s\\) by analogy. Define a set of index pairs \\(\\mathcal{I} = \\{(1,2),(2,1),(2,2)\\}\\) The loss aligning sub-matrices of adversarial-adversarial and clean-adversarial statistical interactions toward clean-clean interactions is thus defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.286, + 0.399, + 0.786, + 0.435 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\Omega} = \\frac {1}{2} \\sum_ {(i, j) \\in \\mathcal {I}} \\| \\psi_ {1 1} (\\boldsymbol {\\Sigma} _ {s}), \\psi_ {i j} (\\boldsymbol {\\Sigma} _ {s}) \\| _ {F} ^ {2} + \\| \\psi_ {1 1} (\\mathbf {G} _ {s}), \\psi_ {i j} (\\mathbf {G} _ {s}) \\| _ {F} ^ {2}. \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.788, + 0.53 + ], + "angle": 0, + "content": "The above alignment function leverages the Frobenius norm rather than non-Euclidean distances, as generally, sub-matrices extracted by \\(\\psi_{12}(\\cdot)\\) and \\(\\psi_{21}(\\cdot)\\) are non-symmetric indefinite (they become symmetric positive definite if they fully converge to \\(\\psi_{11}(\\cdot)\\)). Taking \\(\\pmb{\\Sigma}_{s}\\) as an example, the interpretation of the above loss is as follows: term \\(\\psi_{12}(\\cdot)\\) (and \\(\\psi_{21}(\\cdot)\\)) captures correlations across feature channels of the clean samples and their adversarial counterparts." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.543, + 0.779, + 0.744 + ], + "angle": 0, + "content": "Discussion. The loss functions \\(\\mathcal{L}_{FCA}\\) and \\(\\mathcal{L}_{PGM}\\) contain highly complementary statistics. Observe that even for perfectly aligned \\(\\pmb{\\Sigma}_s = \\pmb{\\Sigma}_t\\), consider \\(N\\) zero-centered feature vectors \\(\\phi_s^{(n)}\\) and \\(\\phi_t^{(n)}\\), which were used to compute their covariance matrices, and note that the corresponding feature vectors are not aligned at all, i.e., \\(\\sum_{n=1,\\dots,N} \\phi_s^{(n)} \\phi_s^{(n)}^\\top = \\sum_{n=\\Pi(1,\\dots,N)} \\phi_t^{(n)} \\phi_t^{(n)}^\\top\\), \\(\\forall \\Pi\\), where \\(\\Pi(1,\\dots,N)\\) is a random permutation of the sample indexes \\(\\{1,\\dots,N\\}\\). Indeed, covariance is invariant to the sample order. In contrast, for two matched gram matrices \\(\\mathbf{P}_s = \\mathbf{P}_t\\), we know that assuming classification scores lie on the \\(\\ell_1\\) simplex, then \\(\\sum_{c=1,\\dots,C} \\mathbf{P}_s^{(c,:)}^\\top \\mathbf{P}_s^{(c,:)} = \\sum_{c=\\Pi(1,\\dots,C)} \\mathbf{P}_t^{(c,:)}^\\top \\mathbf{P}_t^{(c,:)}, \\forall \\Pi\\), where \\(\\Pi(1,\\dots,C)\\) is a random permutation of class indexes \\(\\{1,\\dots,C\\}\\). Thus, \\(\\mathcal{L}_{FCA}\\) is invariant to the sample order, whereas \\(\\mathcal{L}_{PGM}\\) is invariant to the class order." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.768, + 0.421, + 0.783 + ], + "angle": 0, + "content": "3.5 Objective Function" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.788, + 0.787, + 0.819 + ], + "angle": 0, + "content": "Below, we formalize the objective function of our STARSHIP by combining individual loss components introduced in the preceding sections as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.342, + 0.825, + 0.786, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathcal {L} _ {\\mathrm {A R K D}} + \\lambda_ {1} \\mathcal {L} _ {\\mathrm {F C A}} + \\lambda_ {2} \\mathcal {L} _ {\\mathrm {P G M}} + \\lambda_ {3} \\mathcal {L} _ {\\Omega}, \\tag {11}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.731, + 0.131 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.2 + ], + "angle": 0, + "content": "Table 1: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods when distilled from a large-scale WRN-28 teacher model. Adversarial perturbations are restricted within the \\(\\ell_{\\infty}\\)-norm radius \\(\\epsilon = 8/255\\). We report both clean and robust accuracies (\\%)." + }, + { + "type": "table", + "bbox": [ + 0.233, + 0.201, + 0.769, + 0.399 + ], + "angle": 0, + "content": "
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherWRN-28SCORE[41]88.6164.9561.7961.0363.6435.4632.1431.13
StudentResNet-18ARD[19]84.3553.2151.5849.4058.2030.8727.9726.02
IAD[58]83.4653.3451.6949.0957.3531.1128.1226.22
RSLAD[59]84.4254.5253.4651.3657.9732.5729.2827.52
AKD[38]86.0453.9552.3950.1160.7931.3728.8526.93
AdaAD[25]86.3856.2354.1652.3661.2632.2429.1927.46
STARSHIP86.4757.4555.5053.7861.5434.4530.7529.30
Ada-STARSHIP87.0458.3056.0354.4762.1933.5230.2428.28
MNV2ARD[19]82.1052.8250.8048.4457.2630.7727.9625.79
IAD[58]81.6252.7750.6148.5356.8830.5427.5925.69
RSLAD[59]84.3353.9852.3750.3859.3831.3228.3826.54
AKD[38]84.5251.8050.2948.0959.3230.1327.6125.46
AdaAD[25]85.4553.1651.2549.4959.9731.3128.6926.49
STARSHIP85.7155.9553.7951.8560.2534.2030.7228.57
Ada-STARSHIP86.4456.3954.8752.6261.3332.8929.5727.69
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.428, + 0.788, + 0.549 + ], + "angle": 0, + "content": "where \\(\\lambda_{1}\\), \\(\\lambda_{2}\\), and \\(\\lambda_{3}\\) are loss weighting factors. Generally, \\(\\lambda_{1} = 1\\) in all experiments, as \\(\\mathcal{L}_{\\mathrm{FCA}}\\) is a covariance-based alignment equivalent of the sample-to-sample alignment \\(\\mathcal{L}_{\\mathrm{ARKD}}\\) (which has the default weight of 1). Moreover, as \\(\\mathcal{L}_{\\Omega}\\) operates on the student only by encouraging the \"adversarial parts\" of matrices \\(\\pmb{\\Sigma}_s\\) and \\(\\mathbf{G}_s\\) to align with their \"non-adversarial parts\", we set \\(\\lambda_{3} = 1\\) in all experiments, and we only vary \\(\\lambda_{2}\\) to ensure a desired level of aligning the student's statistics with the teacher's statistics. We optimize the network parameters of the student model by minimizing \\(\\mathcal{L}\\). In inference, we use the distilled student." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.573, + 0.377, + 0.59 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.606, + 0.787, + 0.636 + ], + "angle": 0, + "content": "In this section, we provide our experimental settings and compare our STAR-SHIP method with other adversarially robust knowledge distillation approaches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.64, + 0.788, + 0.686 + ], + "angle": 0, + "content": "Datasets. We conduct all the experiments on three standard image classification datasets: CIFAR-10, CIFAR-100 [35], and ImageNet-100 [9]. Further details of these datasets can be found in Appendix A.1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Implementation details. Following previous works [25,58,59] & RobustBench [7], we adopt ResNet-18/34 [22], MobileNetV2 (MNV2) [46], and Wide-ResNet-28-10 (WRN-28) [53] as the teacher and student models. We also adopt the Vision Transformer (ViT) as the teacher architecture. Unless specified otherwise, we conduct adversarial sample generation based on the \\(\\ell_{\\infty}\\)-norm threat model with the perturbation radius \\(\\epsilon = 8 / 255\\). More experimental details are included in Appendix A.2. In all the experiments, we adopt the loss weighting factors \\(\\lambda_1 = \\lambda_3 = 1.0\\). We determine the hyper-parameters \\(\\lambda_2 = 2.0\\) and \\(\\beta = 0.8\\) through cross-validation on CIFAR-10 and consistently apply them across all datasets without modifications. We provide hyper-parameter evaluations in Appendix E." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 2: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods in the self-distillation setting. We report both clean and robust accuracies \\((\\%)\\)." + }, + { + "type": "table", + "bbox": [ + 0.233, + 0.188, + 0.769, + 0.4 + ], + "angle": 0, + "content": "
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherResNet-18TRADES[55]82.4552.2150.2948.9056.3728.6824.87
StudentResNet-18ARD[19]81.6452.6251.3549.1957.9631.3427.84
IAD[58]80.6652.6352.2148.9056.4531.8728.00
RSLAD[59]81.3053.8052.3250.7855.1731.2127.82
AKD[38]82.3052.8451.3949.7156.3730.0226.48
AdaAD[25]82.3452.7551.2649.9256.6229.6226.11
STARSHIP81.9755.7254.0652.4257.6032.1928.19
Ada-STARSHIP82.6255.0553.4051.8958.0931.9528.07
TeacherMNV2TRADES[55]81.0450.8748.4647.1554.1127.2823.39
StudentMNV2ARD[19]81.2553.0250.6948.8555.6430.9327.47
IAD[58]79.3653.4550.9349.1454.0031.0127.59
RSLAD[59]80.0153.3551.0449.7453.5229.9526.66
AKD[38]80.8652.7450.6049.1354.2628.9925.46
AdaAD[25]80.4850.8048.1446.9853.9728.3124.69
STARSHIP80.9754.2851.5850.4656.2132.0327.98
Ada-STARSHIP81.4554.1751.6350.2856.7031.7927.85
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.428, + 0.325, + 0.442 + ], + "angle": 0, + "content": "4.1 Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.454, + 0.788, + 0.637 + ], + "angle": 0, + "content": "Robust distillation from a larger teacher. We compare our STARSHIP method with the state-of-the-art adversarially robust knowledge distillation approaches in Table 1. We report the classification accuracies on clean samples and their adversarial counterparts generated by three standard adversarial attack approaches: 20-step Projected Gradient Descent (PGD) [37] with a fixed step size \\(\\alpha = 2/255\\), CW [3], and Auto-Attack (AA) [8]. For a fair comparison, all the results are obtained by robust knowledge distillation from the same WRN-28 teacher model. Table 1 shows that our STARSHIP and its adaptive variant achieve the best accuracy on both clean and adversarial samples. Notably, the incorporation of the adaptive adversary generation strategy in Ada-STARSHIP leads to further improvements in natural performance. The superior performance on both ResNet-18 [22] and MNV2 [46] showcases the versatility of our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.64, + 0.788, + 0.807 + ], + "angle": 0, + "content": "Robust self-distillation. In self-distillation setting, the teacher and student architectures are identical. Table 2 shows that our STARSHIP and its adaptive extension, Ada-STARSHIP, outperform other robust knowledge distillation methods across CIFAR-10/100. In addition, our method achieves comparable or even better performance on clean samples than the teacher model. We attribute such a gain to our \\(\\mathcal{L}_{\\Omega}\\) (Eq. (10)), which facilitates an intrinsic self-distill within the student, i.e., sub-matrices in this loss entirely operate on the student backbone. Given the teacher backbone in this experiment is not stronger than the student backbone, such an internal self-distillation enables the student model to autonomously refine its decision boundaries. More experimental results w.r.t. diverse settings of \\(\\mathcal{L}_{\\Omega}\\) can be found in Appendix C.4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Robust distillation on ImageNet-100. Below, we extend our investigation to evaluate the generalization ability of our STARSHIP method in the context" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.492, + 0.186 + ], + "angle": 0, + "content": "Table 3: ImageNet-100: Robust accuracy \\((\\%)\\) on the distilled student models using ResNet-18 and MNV2 backbones." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.187, + 0.49, + 0.34 + ], + "angle": 0, + "content": "
TypeArchitectureMethodCleanPGDAA
TeacherResNet-34TRADES[55]72.6640.8834.70
StudentResNet-18ARD[19]65.4138.3430.94
IAD[58]65.6239.0932.63
RSLAD[59]66.6039.1232.18
AKD[38]67.0038.8531.56
AdaAD[25]68.6438.9932.24
STARSHIP69.6840.0833.18
Ada-STARSHIP71.1039.8632.74
MNV2ARD[19]65.9037.2830.20
IAD[58]64.9638.0031.40
RSLAD[59]65.8237.8631.66
AKD[38]66.0936.4730.03
AdaAD[25]67.2637.1630.55
STARSHIP68.2039.8432.87
Ada-STARSHIP69.7439.2132.58
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.354, + 0.505, + 0.437 + ], + "angle": 0, + "content": "Table 5: Robust distillation (WRN-28 → ResNet-18) on CIFAR-10/100 with auxiliary synthetic training data. We report both clean and (Auto-Attack) robust accuracies (\\%) associated with the robustness gain \\(\\Delta_{\\mathrm{Rob}}\\) with additional data." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.438, + 0.501, + 0.531 + ], + "angle": 0, + "content": "
TypeMethodCIFAR-10CIFAR-100
Clean Robust ΔRobClean Robust ΔRob
TeacherSCORE[41]88.6161.03—63.6431.13—
StudentARD[19]83.9351.04+1.6457.3626.20+0.18
IAD[58]83.1650.30+1.2156.1326.54+0.32
RSLAD[59]83.7952.42+1.0656.1727.84+0.32
AKD[38]85.5051.34+1.2358.9527.26+0.33
AdaAD[25]85.9353.08+0.7260.5427.62+0.16
STARSHIP85.6754.49+0.7160.6829.43+0.13
Ada-STARSHIP86.5255.75+0.8361.3128.63+0.35
" + }, + { + "type": "table_caption", + "bbox": [ + 0.51, + 0.146, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 4: Robust accuracy \\((\\%)\\) of models distilled from ViTs using ResNet-18 and MNV2 student backbones on CIFAR-10." + }, + { + "type": "table", + "bbox": [ + 0.516, + 0.189, + 0.784, + 0.338 + ], + "angle": 0, + "content": "
TypeArchitectureMethodCleanPGDAA
TeacherViT-BAT-PRM[40]83.9853.1049.66
StudentResNet-18ARD[19]82.7652.9549.03
IAD[58]82.2753.4249.48
RSLAD[59]82.3354.8949.74
AKD[38]82.8653.4449.26
AdaAD[25]82.5154.3050.02
STARSHIP83.5355.8952.07
Ada-STARSHIP83.6055.3151.49
TeacherDeiT-SAT-PRM[40]82.6852.4749.27
StudentMNV2ARD[19]81.5953.4549.20
IAD[58]80.4154.1249.62
RSLAD[59]80.8653.9150.18
AKD[38]81.6253.0849.02
AdaAD[25]82.1153.8549.57
STARSHIP83.4555.0451.48
Ada-STARSHIP83.5254.9251.54
" + }, + { + "type": "table_caption", + "bbox": [ + 0.531, + 0.353, + 0.788, + 0.437 + ], + "angle": 0, + "content": "Table 6: Extension of robust distillation (WRN-28 \\(\\rightarrow\\) ResNet-18/MNV2) with single-step adversary strategy (N-FGSM [29]) on CIFAR-10. We report accuracy (\\%) with the average training time per epoch." + }, + { + "type": "table", + "bbox": [ + 0.537, + 0.438, + 0.784, + 0.533 + ], + "angle": 0, + "content": "
TypeArchitectureMethodCleanRobustTime (s)
TeacherWRN-28SCORE[41]88.6161.03—
StudentResNet-18IAD[58]83.8746.2168
RSLAD[59]84.7448.7142
AdaAD[25]85.5050.22112
STARSHIP86.6851.0650
Ada-STARSHIP87.4951.90121
MNV2IAD[58]81.6245.5377
RSLAD[59]84.5546.6951
AdaAD[25]84.4947.37126
STARSHIP86.2248.6561
Ada-STARSHIP86.7649.17138
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.788, + 0.639 + ], + "angle": 0, + "content": "of larger-scale and practical images. As presented in Table 3, we perform robust knowledge distillation on ImageNet-100 [9] using different student backbones. We can observe that our STARSHIP method is superior to existing robustness transfer methods by retaining more comprehensive knowledge inherited from the teacher model in terms of clean accuracy and adversarial robustness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.641, + 0.788, + 0.763 + ], + "angle": 0, + "content": "Robust distillation from a ViT-based teacher. ViT has emerged as a competitive alternative to the convolutional network, showcasing good adversarial robustness [1, 40]. Thus, we investigate if the intrinsic robustness of ViTs can also be transferred to lightweight student backbones. Table 4 shows that our proposed STARSHIP consistently achieves superior robust accuracy that even surpasses the ViT-based teacher model. Such a robustness improvement also demonstrates the viability of our method in the context of inheriting robustness from ViT-based teachers without compromising natural performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Robust distillation with additional synthetic data. Auxiliary data generated by Denoising Diffusion Probabilistic Models (DDPMs) [24] can further improve adversarial training. Nevertheless, there exists a gap in applying the auxiliary data in the context of robust knowledge distillation. To bridge this gap, we incorporate an additional 1M synthetic training data for CIFAR-10/100" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.482, + 0.186 + ], + "angle": 0, + "content": "Table 7: Ablation study (WRN-28 → ResNet-18) of three main components in our STARSHIP on CIFAR-10/100." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.187, + 0.48, + 0.281 + ], + "angle": 0, + "content": "
FCAPGMΩCIFAR-10CIFAR-100
Clean PGDAAClean PGDAA
184.1354.4951.2758.52
2✓84.5656.9452.4358.83
3✓✓85.3557.2853.1259.79
4✓86.6656.8052.3661.20
33.46
✓✓86.4757.4553.7861.54
" + }, + { + "type": "table_caption", + "bbox": [ + 0.503, + 0.145, + 0.788, + 0.2 + ], + "angle": 0, + "content": "Table 8: Comparison of different distance metrics for our STARSHIP during robust knowledge distillation (WRN-28 → ResNet-18) on CIFAR-10/100." + }, + { + "type": "table", + "bbox": [ + 0.507, + 0.201, + 0.785, + 0.279 + ], + "angle": 0, + "content": "
MetricCIFAR-10CIFAR-100
CleanPGDAACleanPGDAA
Frobnius norm85.1556.0352.1059.6633.2328.16
Pow-E86.1456.8552.7960.2733.5128.54
MaxExp86.4757.4553.7861.5434.4529.30
KL Divergence86.3257.0653.1660.4933.9228.87
" + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.295, + 0.353, + 0.37 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.279, + 0.374, + 0.299, + 0.387 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.355, + 0.296, + 0.487, + 0.37 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.411, + 0.374, + 0.431, + 0.387 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.39, + 0.493, + 0.501 + ], + "angle": 0, + "content": "Fig.3: Robust distillation on CIFAR-10 (WRN-28 \\(\\rightarrow\\) ResNet-18). Fig. 3a: Tradeoff between clean and (Auto-Attack) robust accuracies w.r.t. \\(\\beta\\) that balances distillation between clean and adversarial samples. Fig. 3b: Difference of robust accuracy between our Ada-STARSHIP and STARSHIP under diverse perturb. radii \\(\\epsilon\\)." + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.296, + 0.787, + 0.457 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.498, + 0.458, + 0.786, + 0.498 + ], + "angle": 0, + "content": "Fig. 4: Visualizations of attention of both the teacher and student models distilled via different robust distillation methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.61 + ], + "angle": 0, + "content": "when distilling from a large-scale teacher model. Table 5 shows that the auxiliary training data improves the adversarial robustness of distilled students compared to the original training in Table 1. STARSHIP achieves the most significant gain in robustness by incorporating auxiliary DDPM-generated data during robust knowledge distillation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.615, + 0.788, + 0.737 + ], + "angle": 0, + "content": "Single-step robust distillation. Due to the multi-step adversary generation scheme, achieving adversarial robustness requires several times more computation resources than the standard training [18]. To mitigate such a computational burden, we explore the adversarily robust knowledge distillation with the single-step adversary generation strategy [29]. Table 6 shows that our STAR-SHIP can efficiently inherit non-trivial robustness from the teacher model based on single-step adversarial samples. Further details and more experiments can be found in Appendix B.2 and Appendix C.5, respectively." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.761, + 0.421, + 0.78 + ], + "angle": 0, + "content": "5 Further Analyses" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Ablation studies. Below, we investigate modules of STARSHIP: (i) Feature Covariance Alignment (FCA) in Sec. 3.2, (ii) Prediction-score Gram Matching (PGM) in Eq. (9), and (iii) Statistical Sub-matrices Alignment \\((\\varOmega)\\) in Eq. (10)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.144, + 0.476, + 0.292 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.228, + 0.293, + 0.466, + 0.305 + ], + "angle": 0, + "content": "(a) Gap between Feature-wise Variances." + }, + { + "type": "image", + "bbox": [ + 0.527, + 0.144, + 0.787, + 0.292 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.529, + 0.293, + 0.785, + 0.305 + ], + "angle": 0, + "content": "(b) Gap between Pred. Gram-wise Variances." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.309, + 0.788, + 0.379 + ], + "angle": 0, + "content": "Fig. 5: The robust accuracy \\((\\%)\\) of several student models w.r.t. their average gap \\((\\%)\\) between feature-wise variances evaluated on the adversarial samples and clean samples (5a). In Fig. 5b, we show equivalent evaluations with the use of prediction-based gramwise variances. The variance gaps are captured under several adversarial perturbation radii. Note that the experimental settings are the same as Fig. 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.789, + 0.47 + ], + "angle": 0, + "content": "Table 7 shows results on CIFAR-10. Our baseline (first row) uses the standard prediction alignment in Eq. (4). Both FCA and PGM improve adversarial robustness. The statistical sub-matrices alignment \\((\\Omega)\\) boosts the clean accuracy of student by promoting the prediction invariance between clean and adv. samples." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.473, + 0.789, + 0.685 + ], + "angle": 0, + "content": "Clean vs. robust accuracy trade-off. The trade-off between clean accuracy and adversarial robustness has been widely investigated in adversarial training [12,43,55]. Less is known about such a trade-off within the context of robust knowledge distillation. Thus, we study the effect of \\(\\beta\\), which balances the prediction alignment on clean and adversarial samples. Fig. 3a shows an improved adversarial robustness associated with a decrease in clean performance as \\(\\beta\\) gets larger. Furthermore, we explore the robustness of our STARSHIP and its adaptive variant (Ada-STARSHIP) against adversarial samples across diverse attack strengths in Fig. 3b. We adopt adversaries with \\(\\epsilon = 8/255\\) (signified by the dashed red line) for robust distillation. Compared with the vanilla STARSHIP, Ada-STARSHIP has a better performance on clean samples and their adversarial counterparts of lower attack strength (\\(\\epsilon \\leq 10\\)). In comparison, STARSHIP achieves better robustness against strong adversarial samples (\\(\\epsilon > 10\\)). Such an intrinsic robustness trade-off makes our method applicable in diverse scenarios." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.687, + 0.789, + 0.793 + ], + "angle": 0, + "content": "Visualization. As shown in Figure 4, we provide visualizations of adversarial samples \\((\\epsilon = 8 / 255)\\) related to both the teacher and student models via Grad-CAM [48]. In comparison with other robust distillation methods, the student model distilled by our STARSHIP method shares similar attention regions to that of the teacher model. Such an observation further underscores the efficacy of our method in preserving the adversarially robust prediction alignment between the teacher and student. Additional visualization results are in Appendix D." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Discussion on effectiveness of our method. Building on the insights from Figure 1, we further analyze the robustness w.r.t. the variance gap between adversarial and clean representations under different attack strengths. Figure 5" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.129 + ], + "angle": 0, + "content": "Dong et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "evaluates our STARSHIP method and its adaptive variant. For comparison, we also introduce a Feature Alignment (FA) variant of our baseline method (ARKD) from Eq. (4). According to Figure 5, relying on the feature or prediction alignment alone cannot reduce such a statistical gap, leading to relatively weaker robustness against adversarial samples. Unlike the sample-to-sample matching paradigm (e.g., FA), our STARSHIP method introduces the alignment of second-order statistics [31, 32, 34, 36, 44, 54] at both the feature and prediction levels, which introduces the multivariate Normal distribution alignment prior to the alignment process (e.g., correlation alignment instead of mere matching of individual features or instances). Analysis of the parameter-level perturbations (Eq. (7)) is in Appendix C.6." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.316, + 0.788, + 0.619 + ], + "angle": 0, + "content": "Performance comparison w.r.t. different distance measures. Below, we explore the efficacy of several distance metrics on the alignment of covariance and gram matrices between the teacher and student distilled via our STARSHIP. As such matrices are symmetric positive (semi-)definite, distance \\( d^2(\\cdot, \\cdot) \\) in Eq. (6) for feature covariance alignment and Eq. (9) for prediction-score gram matching can be achieved by non-Euclidean distances. Table 8 reports clean and robust accuracies of the distilled student model based on different distance metrics: (i) the Frobenius norm, (ii) the Power-Euclidean (Pow-E) metric [17,33,34], (iii) fast spectral expectation of Max-pooling (MaxExp) [33,34], and (iv) the KL divergence. Note that we conduct the alignment of multivariate Normal distributions (statistics) between the teacher and student models when adopting the KL divergence as the distance metric. We observe that the statistical alignment via MaxExp achieves the highest accuracy on both clean and adversarial examples, even surpassing the performance of distribution alignment via the KL divergence that adopts both the mean and covariance information. The main reason is that MaxExp can balance (and partially equalize) the spectrum of the aligned statistics. It dampens the significance of leading eigenvalues and boosts the impact of non-leading eigenvalues. Thus, it encourages the student to distill all orthogonal variance vectors of the teacher covariance, not only those corresponding to the leading eigenvalues, preventing overfitting to leading principal directions." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.642, + 0.37, + 0.658 + ], + "angle": 0, + "content": "6 Conclusions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Motivated by the implicit link between feature variance and model generalization, we have investigated the relation between the adversarial robustness and its correlation to the variance gap between feature variances of adversarial and clean samples. We have observed that a similar phenomenon holds for prediction-based gram matrices. We devised several alignment strategies leveraging second-order statistics to align the student's statistics with the teacher's statistics. We have also shown that a degree of self-distillation within the student model is beneficial for robustness. Leveraging second-order statistics to align the student toward the teacher helps capture well intricacies of the teacher's robust boundary through aligning correlations rather than sample-to-sample scores. Appendix F discusses limitations of our method." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.788, + 0.3 + ], + "angle": 0, + "content": "This research is supported by National Research Foundation, Singapore and Infocomm Media Development Authority under its Trust Tech Funding Initiative, the Centre for Frontier Artificial Intelligence Research, Institute of High Performance Computing, A*Star, and the College of Computing and Data Science at Nanyang Technological University. Any opinions, findings, conclusions, or recommendations expressed in this material are those of the author(s) and do not reflect the views of National Research Foundation, Singapore, and Infocomm Media Development Authority. PK is supported by CSIRO's Science Digital." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.322, + 0.323, + 0.339 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.354, + 0.785, + 0.381 + ], + "angle": 0, + "content": "1. Bai, Y., Mei, J., Yuille, A.L., Xie, C.: Are transformers more robust than cnns? Advances in neural information processing systems 34, 26831-26843 (2021)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.383, + 0.785, + 0.435 + ], + "angle": 0, + "content": "2. Beyer, L., Zhai, X., Royer, A., Markeeva, L., Anil, R., Kolesnikov, A.: Knowledge distillation: A good teacher is patient and consistent. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 16443-16452 (2021)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.148, + 0.785, + 0.771 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/df2e8a8c-09f4-44c1-8929-5f17fecf66c4_origin.pdf b/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/df2e8a8c-09f4-44c1-8929-5f17fecf66c4_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..c278f3cb0f0cfc9e73743eaca96fccad45c6fe56 --- /dev/null +++ b/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/df2e8a8c-09f4-44c1-8929-5f17fecf66c4_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:164d7c686fd5dff40d0fe5dad592d356c1fa96589224a12a2999946f085eeb15 +size 1369835 diff --git a/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/full.md b/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/full.md new file mode 100644 index 0000000000000000000000000000000000000000..aeb182a76f3b9359a5d8b345c9bf1417503fed7e --- /dev/null +++ b/2024/Adversarially Robust Distillation by Reducing the Student-Teacher Variance Gap/full.md @@ -0,0 +1,337 @@ +# Adversarily Robust Distillation by Reducing the Student-Teacher Variance Gap + +Junhao Dong\*, Piotr Koniusz\*, Junxi Chen\*, and Yew-Soon Ong\*, + +\*Nanyang Technological University, Singapore + +$^{\dagger}$ Centre for Frontier AI Research, IHPC, A*STAR, Singapore + +{junhao003,asysong}@ntu.edu.sg + +Australian National University, Canberra, Australia + +Data61CSIRO, Canberra, Australia + +piotr.koniusz@data61.csiro.au + +Sun Yat-sen University, Guangzhou, China + +chenjx353@mail2.sysu.edu.cn + +Abstract. Adversarial robustness generally relies on large-scale architectures and datasets, hindering resource-efficient deployment. For scalable solutions, adversariably robust knowledge distillation has emerged as a principle strategy, facilitating the transfer of robustness from a large-scale teacher model to a lightweight student model. However, existing works focus solely on sample-to-sample alignment of features or predictions between the teacher and student models, overlooking the vital role of their statistical alignment. Thus, we propose a novel adversarially robust knowledge distillation method that integrates the alignment of feature distributions between the teacher and student backbones under adversarial and clean sample sets. To motivate our idea, for an adversarially trained model (e.g., student or teacher), we show that the robust accuracy (evaluated on testing adversarial samples under an increasing perturbation radius) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Such a negative correlation exhibits a strong linear trend, suggesting that aligning the feature covariance of the student model toward the feature covariance of the teacher model should improve the adversarial robustness of the student model by reducing the variance gap. A similar trend is observed by reducing the variance gap between the gram matrices of the student and teacher models. Extensive evaluations highlight the state-of-the-art adversarial robustness and natural performance of our method across diverse datasets and distillation scenarios. + +# 1 Introduction + +Deep Neural Networks (DNNs) [20, 22, 45] have been demonstrated to be susceptible to adversarial samples [49]. These malicious inputs, subtly altered with visually imperceptible perturbations, can disrupt deep learning-based systems + +![](images/99189d18b56731c026d84e50b4e8dfb62567fba18ca8ec52bfc66c5661136e07.jpg) +(a) Gap between Feature-wise Variances. + +![](images/5d9e6d1f8d2686766a7a13d8912120c08d91fa98355f6a657b767adbd765f432.jpg) +(b) Gap between Pred. Gram-wise Variances. +Fig. 1: Analysis on robust teacher and lightweight student (RSLAD [59]). Fig. 1a: The robust accuracy (on test adversarial samples under an increasing perturbation radius $255 \cdot \epsilon$ ) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Fig. 1b: A similar trend occurs for the gap between variances of prediction score-based gram matrices (inner product). The negative correlation with linear characteristics suggests that reducing the variance gaps of the student toward the variance gaps of the teacher should improve robustness. + +[14, 27]. Thus, establishing robustness against adversarial samples becomes vital for the practical applicability of DNNs in trustworthy real-world applications [11, 30]. To this end, adversarial training has emerged as the most effective defense approach against adversarial samples [12, 21, 37]. However, achieving substantial adversarial robustness essentially necessitates the use of large-scale models or abundant training data [47, 52]. To circumvent this and achieve robustness in resource-efficient scenarios, adversarily robust knowledge distillation [10, 19, 25, 58, 59] transfers adversarial robustness from a large-scale teacher model to a lightweight student model under some performance trade-off. Existing robust distillation approaches typically align feature representations or predictions between the teacher and student models. However, such a sample-to-sample feature alignment scheme differs from the feature-statistics alignment which often serves as a better mechanism for modeling properties of sets of samples. This oversight leads to a significant gap between the variance of features of adversarial samples and the variance of features of clean samples, consequently limiting the robust generalization ability of the student, as detailed in the motivation below. + +Motivation. The feature variance has been linked with the generalization gap. For example, Huang et al. [26] observed that for functions $f \in \mathcal{F}$ , where $\mathcal{F}$ is a finite class of functions, for each $\delta \in (0,1)$ with probability at least $1 - \delta$ , the gap between expected and empirical risks $r$ and $\tilde{r}$ is bounded as: + +$$ +| r (f, \mathcal {Q}) - \tilde {r} (f (\mathbf {X}), \mathbf {Y}) | \leq \zeta + \sqrt {8 (N - 1) \sigma^ {2} (f (\mathbf {X})) \iota} / N, +$$ + +where $\iota = \ln (3|\mathcal{F}| / \delta)$ , $\zeta = 3.5\iota /N + 3 / \cdot$ , $|\mathcal{F}|$ is the cardinality of a class of functions $\mathcal{F}$ , $N$ is the number of samples, $\mathcal{Q}$ is the data distribution ( $e.g., (\mathbf{x}, y) \sim \mathcal{Q})$ , whereas $f(\mathbf{X})$ and $\mathbf{Y}$ are features and labels for empirical samples ( $e.g., \text{column vectors of } \mathbf{X}$ ), and $\sigma^2(\cdot)$ estimates their variance. + +Considering the above bound, we suggest that matching the variance of features of adversarial samples with the variance of features of clean samples can naturally tighten the gap between the expected risk and the empirical risks of adversaries, i.e., $|r(f,\mathcal{Q}) - \tilde{r}(f(\mathbf{X}_{adv}),\mathbf{Y})|$ gets closer to $|r(f,\mathcal{Q}) - \tilde{r}(f(\mathbf{X}),\mathbf{Y})|$ when $\sigma^2\big(f(\mathbf{X}_{adv})\big)$ gets closer to $\sigma^2\big(f(\mathbf{X})\big)$ . The bound in the equation is fulfilled simultaneously for both $\mathbf{X}$ and $\mathbf{X}_{adv}$ with probability at least $(1 - \delta)^2$ . + +To support our claim, we study the robust accuracy of adversarial test samples w.r.t. the gap between the variance of features from adversarial test samples and that from clean samples (see Figure 1a). Note that the larger the variance gap is, the worse the robust accuracy is, irrespective of whether the experiment is performed on the robust teacher or the student model (RSLAD [59]). Moreover, as RSLAD performs sample-to-sample distillation, its variance gap remains larger than that of the teacher across diverse perturbation radii, resulting in comparatively lower robustness. Figure 1b presents similar findings related to the variance gap of prediction score-based gram matrices (inner products). + +Drawing on the insights from the above analyses, we hypothesize that bridging the gap in the robust accuracy of student and teacher can be achieved by aligning (i) the student's covariance to the teacher's covariance, (ii) the student's statistics for adversarial samples with the student's statistics on clean samples if the student is unable to distill the robust knowledge from the teacher, (iii) the student's prediction-based gram matrix with the teacher's gram matrix, as gram matrices capture the complementary information to covariance matrices. + +Moreover, we introduce cost-effective parameter-level adversarial perturbations on the feature projection head alone to improve the student-teacher alignment of the multivariate Normal distributions (covariances). Looking at the spectrum of covariances, one may imagine that this mechanism helps find dominant directions in the eigenspace that are prone to misalignment, and the parameters of the feature projection head are minimized to overcome this effect. + +Our key contributions can be summarized as follows: + +i. We provide an intuitive motivation by analyzing the robust performance $vs$ . the gap between variances of features of adversarial samples and clean samples. Such an exploration reveals a strong negative correlation with a linear trend, suggesting that aligning the covariance for adversarial features with the covariance for clean features helps improve the adversarial robustness. +ii. Contrary to prior robust distillation methods that typically conduct sample-to-sample feature alignment between the teacher and student models, or even align adversarial features of the student with the corresponding clean features of the teacher, we investigate the covariance alignment between the student and the teacher, as well as aligning the sub-covariance built from adversarial samples toward those from clean samples. Similarly, we investigate aligning score-based gram matrices for better robustness transfer. +iii. We provide comprehensive experiments across various datasets and scenarios, highlighting the superiority of our method, dubbed adverSarily robust distillation by Reducing Student-teacHer variance gaP (STARSHIP), over state-of-the-art adversarially robust knowledge distillation approaches. + +# 2 Related Works + +Adversarial Training. Goodfellow et al. [21] proposed to enhance robustness by adaptively incorporating adversaries [49] into the training data, which represents a "train-from-scratch" scheme. Existing works primarily focus on optimizing the input-loss landscape to mitigate the disruption impact of input-level noise on final predictions [13,16,37,43,55]. Wu et al. [51] introduced a double-perturbation mechanism that combines both input-level and parameter-level perturbations, flattening the parameter-loss landscape during adversarial training. Our method leverages parameter-level perturbations but in the context of exacerbating the student-teacher disagreement at the covariance level. To this end, the parameters of the feature projection head are optimized to overcome the introduced perturbations to attain robust alignment of student-teacher covariances, narrowing the variance gap between the student and teacher models. Despite the effectiveness of adversarial training, such methods heavily depend on large network architectures [52] and a massive amount of training data [15, 47]. In contrast, we focus on obtaining the robustness w.r.t. lightweight models by robust distillation. + +Vanilla Knowledge Distillation. Hinton et al. [23] proposed knowledge distillation with the goal of transferring the learned knowledge from a large-scale model (teacher) to a lightweight model (student) by leveraging ground-truth labels and the teacher's predictions. Subsequent knowledge distillation studies focus on the feature-level distillation [4,5,42,50], and the prediction-level distillation [2,6,28,39]. However, vanilla knowledge distillation has been identified as insufficient for robustness transfer from an adversarially trained teacher [19]. + +Adversarily Robust Knowledge Distillation. To bridge the robustness gap between large-scale and lightweight models, recent studies have investigated adversarily robust knowledge distillation [19,25,58,59]. Zi et al. [59] primarily resort to the soft labels of clean samples predicted by the teacher model to guide the student's predictions. Huang et al. [25] further integrated the gradient flow of the teacher model into the robust knowledge distillation to search for the worst-case matching point (adversarial sample). In contrast to these sample-to-sample alignment methods, our robust distillation method emphasizes a statistics-level robustness transfer that considers the properties of sample sets rather than individual samples. Thus, we align the covariance and gram matrices of the student toward those of the teacher for a more effective robust knowledge transfer. + +# 3 Proposed Method + +Below, we introduce the background of our work and propose our robust knowledge distillation method, STARSHIP, motivated by observations in Figure 1. + +Background. Adversarially robust knowledge distillation generally requires an adversarially pre-trained teacher obtained via adversarial training from scratch. Let the network backbone and the classifier head be denoted as $f_{\theta} : \mathcal{X} \to \mathbb{R}^d$ and $g_{\theta'} : \mathbb{R}^d \to \mathbb{R}^c$ , given network parameters $\pmb{\theta}$ and $\pmb{\theta}'$ , respectively. Let $d$ be the backbone feature dimension, and $C$ be the number of categories. Adversarial + +![](images/21f9f473aad654e40cea19bdca57aa50d465400adec076c76588722f94079525.jpg) +Fig. 2: Our STARSHIP pipeline. For brevity, assume we have a set of clean samples $\mathbf{X}$ and adversarial samples $\hat{\mathbf{X}}$ . The student and the teacher backbones are equipped with the projection head and the classification head. Apart from aligning predictions which is a mere sample-to-sample strategy, in the green box we form covariance matrices $\pmb{\Sigma}_{t}$ and $\pmb{\Sigma}_{s}$ , and align $\pmb{\Sigma}_{s}$ toward $\pmb{\Sigma}_{t}$ by $\mathcal{L}_{\mathrm{FCA}}$ . We also form prediction score based gram matrices $\mathbf{G}_t$ and $\mathbf{G}_s$ , and align $\mathbf{G}_s$ toward $\mathbf{G}_t$ by $\mathcal{L}_{\mathrm{PGM}}$ . Moreover, $\mathcal{L}_{\Omega}$ aligns adversarial-adversarial, natural-adversarial and adversarial-natural sub-matrices of $\pmb{\Sigma}_{s}$ and $\mathbf{G}_s$ with the natural-natural sub-matrices. $\Delta \theta$ denotes parameter perturbations. + +training [37] on a dataset from distribution $\mathcal{D}$ solves the following min-max game: + +$$ +\min _ {\boldsymbol {\theta}, \boldsymbol {\theta} ^ {\prime}} \mathbb {E} _ {(\mathbf {x}, y) \sim \mathcal {D}} \left[ \max _ {\| \boldsymbol {\delta} \| _ {\infty} < \epsilon} \mathcal {L} _ {\mathrm {C E}} \left(g _ {\boldsymbol {\theta} ^ {\prime}} \left(f _ {\boldsymbol {\theta}} (\mathbf {x} + \boldsymbol {\delta})\right), y\right) \right], \tag {1} +$$ + +where the perturbation $\delta$ forms the adversarial sample $\hat{\mathbf{x}} = \mathbf{x} + \delta$ restricted within radius $\epsilon$ of the original sample $\mathbf{x}$ . The inner optimization maximizes the Cross-Entropy (CE) loss $\mathcal{L}_{\mathrm{CE}}$ to find the worst-case adversarial sample posing misclassification, while the outer minimization optimizes the empirical risk on these adversaries. In the context of adversarially robust knowledge distillation, we generate adversarial samples by maximizing the prediction discrepancy between the teacher model $g_{\pmb{\theta}'_t}(f_{\pmb{\theta}_t}(\cdot))$ and the student model $g_{\pmb{\theta}'_s}(f_{\pmb{\theta}_s}(\cdot))$ as follows: + +$$ +\hat {\mathbf {x}} ^ {t + 1} = \Pi_ {\mathbb {B} (\mathbf {x}, \epsilon)} \bigg [ \hat {\mathbf {x}} ^ {t} + \alpha \mathrm {s i g n} \left(\nabla_ {\hat {\mathbf {x}} ^ {t}} \mathcal {L} _ {\mathrm {K L}} \Big (g _ {\pmb {\theta} _ {t} ^ {\prime}} \big (f _ {\pmb {\theta} _ {t}} (\mathbf {x}) \big) \Big \| g _ {\pmb {\theta} _ {s} ^ {\prime}} \big (f _ {\pmb {\theta} _ {s}} (\hat {\mathbf {x}} ^ {t}) \big)\right)\left. \right) \bigg ], \qquad (2) +$$ + +where $\mathcal{L}_{\mathrm{KL}}(\cdot \| \cdot)$ is the Kullback-Leibler (KL) divergence, $\alpha$ is the step size, $\hat{\mathbf{x}}^t$ is an adversarial sample at the $t^{\mathrm{th}}$ iteration in an $m$ -step generation, and $\hat{\mathbf{x}} = \hat{\mathbf{x}}^m$ is the final adversarial sample. As Zi et al. [59], we use soft labels of clean samples predicted by the teacher model to guide the adversarial sample generation. + +In addition to adversary generation via Eq. (2), we also consider its adaptive variant following [25], which integrates the gradient flow of the teacher model into the adversary generation, albeit at a higher computational cost: + +$$ +\hat {\mathbf {x}} _ {\mathrm {a d a}} ^ {t + 1} = \Pi_ {\mathbb {B} (\mathbf {x}, \epsilon)} \bigg [ \hat {\mathbf {x}} _ {\mathrm {a d a}} ^ {t} + \alpha \operatorname {s i g n} \left( \right.\nabla_ {\hat {\mathbf {x}} _ {\mathrm {a d a}} ^ {t}} \mathcal {L} _ {\mathrm {K L}} \left( \right.g _ {\boldsymbol {\theta} ^ {\prime} _ {t}} \left(f _ {\boldsymbol {\theta} _ {t}} (\hat {\mathbf {x}} _ {\mathrm {a d a}} ^ {t})\right)\left\| \right. g _ {\boldsymbol {\theta} ^ {\prime} _ {s}} \left(f _ {\boldsymbol {\theta} _ {s}} (\hat {\mathbf {x}} _ {\mathrm {a d a}} ^ {t})\right)\left. \right)\left. \right) \bigg ], (3) +$$ + +where $\hat{\mathbf{x}}_{\mathrm{ada}}^t$ denotes the $t^{\mathrm{th}}$ iteration during adaptive adversary generation. The primary distinction of Eq. (3) from Eq. (2) is the use of adaptive predictions from the teacher model for iterative adversarial samples, which can be regarded as adversaries with the worst-case prediction alignment. While Eq. (3) brings performance gains, it implicitly poses an increased computational cost. + +# 3.1 Adversarily Robust Knowledge Distillation + +In contrast to vanilla knowledge distillation, which aligns only clean samples, robust knowledge distillation additionally incorporates adversarial samples into knowledge transfer. Existing works primarily rely on fixed references (e.g., ground-truth labels or the teacher's predictions on a certain type of samples) to guide the distillation process [25, 58, 59]. In contrast, we treat adversarial samples not just as noise but as specialized augmentations that retain the visual semantic content of their original counterpart. For brevity, denote the teacher's predictions on clean samples as $\mathbf{p}_t = g_{\boldsymbol{\theta}'_t}\left(f_{\boldsymbol{\theta}_t}(\mathbf{x})\right)$ and on adversarial samples as $\hat{\mathbf{p}}_t = g_{\boldsymbol{\theta}'_t}\left(f_{\boldsymbol{\theta}_t}(\hat{\mathbf{x}})\right)$ . For the student model, let $\mathbf{p}_s = g_{\boldsymbol{\theta}'_s}\left(f_{\boldsymbol{\theta}_s}(\mathbf{x})\right)$ and $\hat{\mathbf{p}}_s = g_{\boldsymbol{\theta}'_s}\left(f_{\boldsymbol{\theta}_s}(\hat{\mathbf{x}})\right)$ be the student's predictions on clean and adversarial samples. Then, the baseline loss used in our work, Adversarially Robust Knowledge Distillation (ARKD), is given as: + +$$ +\mathcal {L} _ {\mathrm {A R K D}} = \underbrace {(1 - \beta) \mathcal {L} _ {\mathrm {K L}} \left(\mathbf {p} _ {t} \| \mathbf {p} _ {s}\right)} _ {\text {a l i g n c l e a n p r e d i c t i o n s}} + \underbrace {\beta \mathcal {L} _ {\mathrm {K L}} \left(\hat {\mathbf {p}} _ {t} \| \hat {\mathbf {p}} _ {s}\right)} _ {\text {a l i g n a d v e r s a r i a l p r e d i c t i o n s}} \tag {4} +$$ + +where $\beta \in [0,1]$ balances the focus of distillation between the clean samples and their adversarial counterparts. By adopting the ARKD loss, the student model can effectively probe responses of the adversarially pre-trained teacher model to learn its implicit robust behavior against adversarial samples. + +# 3.2 Clean and Adversarial Feature Covariance Alignment + +Following the motivation from Figure 1 and our hypothesis that reducing the feature variance gap between the student and teacher models can facilitate distilling the robust behavior from the teacher model, we attach feature projection heads $\phi_{\pmb{\theta}_s^\phi}(\cdot)$ and $\phi_{\pmb{\theta}_t^\phi}(\cdot)$ with parameters $\pmb{\theta}_s^\phi$ and $\pmb{\theta}_t^\phi$ to the student and teacher models, respectively. Let $\phi_t(\mathbf{x};\pmb{\theta}_t^\phi)\equiv \phi_{\pmb{\theta}_t^\phi}\big(f_{\pmb{\theta}_t}(\mathbf{x})\big)$ and $\phi_t(\hat{\mathbf{x}};\pmb{\theta}_t^\phi)\equiv \phi_{\pmb{\theta}_t^\phi}\big(f_{\pmb{\theta}_t}(\hat{\mathbf{x}})\big)$ be the features obtained by combining the teacher projection head with the teacher backbone, given the clean sample $\mathbf{x}$ and its adversarial counterpart $\hat{\mathbf{x}}$ . + +Similarly, let $\phi_s(\mathbf{x};\pmb{\theta}_s^\phi) \equiv \phi_{\pmb{\theta}_s^\phi}\big(f_{\pmb{\theta}_s}(\mathbf{x})\big)$ and $\phi_s(\hat{\mathbf{x}};\pmb{\theta}_s^\phi) \equiv \phi_{\pmb{\theta}_s^\phi}\big(f_{\pmb{\theta}_s}(\hat{\mathbf{x}})\big)$ be the features obtained by combining the student projection head with the student backbone, given the clean sample $\mathbf{x}$ and its adversarial counterpart $\hat{\mathbf{x}}$ . + +Considering $\mathbf{X}$ and $\hat{\mathbf{X}}$ as the sets (e.g., mini-batch) comprising clean and adversarial samples, respectively, organized as column vectors. Then, we simply denote the corresponding clean and adversarial features obtained from the teacher projection head as $\pmb{\Phi}_t$ and $\hat{\pmb{\Phi}}_t$ , and from the student head as $\pmb{\Phi}_s$ and $\hat{\pmb{\Phi}}_s$ . To highlight that these features depend on the parameters of projection heads, we denote $\pmb{\Phi}_t|\pmb{\theta}_t^\phi$ and $\hat{\pmb{\Phi}}_t|\pmb{\theta}_t^\phi$ for the teacher, and $\pmb{\Phi}_s|\pmb{\theta}_s^\phi$ and $\hat{\pmb{\Phi}}_s|\pmb{\theta}_s^\phi$ for the student. + +We concatenate the feature sets $\Phi_t$ and $\hat{\Phi}_t$ along the channel dimension and compute covariance $\pmb{\Sigma}_t|\hat{\pmb{\Phi}}_t$ or $\pmb{\Sigma}_t\in \mathbb{Q}^{2d\times 2d}$ for brevity. Symbol $\mathbb{Q}$ is the set of symmetric positive definite matrices. Similarly, we concatenate $\pmb{\Phi}_s$ and $\hat{\pmb{\Phi}}_s$ along the channel dimension and compute $\pmb{\Sigma}_s|\hat{\pmb{\Phi}}_s$ , or equivalently, $\pmb{\Sigma}_s\in \mathbb{Q}^{2d\times 2d}$ . Note that the feature covariance matrices for the teacher and student models, + +$$ +\boldsymbol {\Sigma} _ {t} = \left[ \begin{array}{l l} \boldsymbol {\Sigma} _ {t} ^ {\mathrm {n a t - n a t}} & \boldsymbol {\Sigma} _ {t} ^ {\mathrm {n a t - a d v}} \\ \boldsymbol {\Sigma} _ {t} ^ {\mathrm {a d v - n a t}} & \boldsymbol {\Sigma} _ {t} ^ {\mathrm {a d v - a d v}} \end{array} \right] \quad \text {a n d} \quad \boldsymbol {\Sigma} _ {s} = \left[ \begin{array}{l l} \boldsymbol {\Sigma} _ {s} ^ {\mathrm {n a t - n a t}} & \boldsymbol {\Sigma} _ {s} ^ {\mathrm {n a t - a d v}} \\ \boldsymbol {\Sigma} _ {s} ^ {\mathrm {a d v - n a t}} & \boldsymbol {\Sigma} _ {s} ^ {\mathrm {a d v - a d v}} \end{array} \right], \qquad (5) +$$ + +contain four types of interactions, i.e., nat-nat, nat-adv, adv-nat, and adv-adv, which capture clean-clean, clean-adversarial, adversarial-clean, and adversarial-adversarial feature interactions, respectively. Then, the Feature Covariance Alignment (FCA), as a function of the projection parameters $\pmb{\theta}_t^\phi$ and $\pmb{\theta}_s^\phi$ , is given by: + +$$ +\mathcal {L} _ {\mathrm {F C A}} \left(\boldsymbol {\theta} _ {t} ^ {\phi}, \boldsymbol {\theta} _ {s} ^ {\phi}\right) = \frac {1}{4} d ^ {2} \left(\boldsymbol {\Sigma} _ {t} \mid \boldsymbol {\theta} _ {t} ^ {\phi}, \boldsymbol {\Sigma} _ {s} \mid \boldsymbol {\theta} _ {s} ^ {\phi}\right), \tag {6} +$$ + +where $d^2(\cdot, \cdot)$ can be any suitable distance metrics between the covariance matrices, e.g., the Frobenius norm, the Power-Euclidean (Pow-E) metric [17, 33, 34], the fast spectral expectation of Max-pooling (MaxExp) [33, 34], or a metric between Multivariate normal distributions, e.g., the KL divergence (similar to [56, 57]). The distance is scaled by 0.25, as $\pmb{\Sigma}_t$ and $\pmb{\Sigma}_s$ comprise four sub-matrices. + +To improve the resilience of the learned feature-level statistical information and achieve better covariance alignment, we employ adversarial perturbations to optimize parameters of the projection heads, inspired by Wu et al. [51], who suggested that the robust generalization gap is bounded by the flatness of the parameter-loss landscape. We introduce parameter-level perturbations to induce a feature- and covariance-level disagreement between the teacher and student: + +$$ +\begin{array}{l} \min _ {\boldsymbol {\theta} _ {t} ^ {\phi}, \boldsymbol {\theta} _ {s} ^ {\phi}} \max _ {\Delta \boldsymbol {\theta} \in \mathcal {V} _ {s}} \left[ (1 - \beta) \left\| \boldsymbol {\Phi} _ {t} | \boldsymbol {\theta} _ {t} ^ {\phi} - \boldsymbol {\Phi} _ {s} | (\boldsymbol {\theta} _ {s} ^ {\phi} + \Delta \boldsymbol {\theta}) \right\| _ {F} ^ {2} + \beta \left\| \hat {\boldsymbol {\Phi}} _ {t} | \boldsymbol {\theta} _ {t} ^ {\phi} - \hat {\boldsymbol {\Phi}} _ {s} | (\boldsymbol {\theta} _ {s} ^ {\phi} + \Delta \boldsymbol {\theta}) \right\| _ {F} ^ {2} \right. \\ \left. + \mathcal {L} _ {\mathrm {F C A}} \left(\boldsymbol {\theta} _ {t} ^ {\phi}, \boldsymbol {\theta} _ {s} ^ {\phi} + \Delta \boldsymbol {\theta}\right) \right], \tag {7} \\ \end{array} +$$ + +where $\Delta \pmb{\theta}$ denotes the parameter-level perturbations, and $\nu_{s}$ is the perturbation region set $\left\{\Delta \pmb{\theta} \in \mathcal{V}_{s} : \| \Delta \pmb{\theta} \|_{F} \leq \eta \| \pmb{\theta}_{s}^{\phi} \|_{F}\right\}$ for the perturbation intensity $\eta$ . The parameter-level perturbation is then optimized using iterative gradient ascent. + +# 3.3 Matching Gram Matrices for Prediction Scores + +As evidenced by Figure 1b, there exists a direct correlation between enhancing robust performance and reducing the variance gap across prediction score-based gram matrices derived from adversarial and clean samples. Inspired by this nearly linear negative correlation of robustness with the gap, we propose to align the prediction score-based student's gram matrix towards the teacher's counterpart. In analogy to Section 3.2, given clean and adversarial samples $\mathbf{X}$ and $\hat{\mathbf{X}}$ (represented as column vectors), we obtain prediction score matrices $\mathbf{P}_t$ and $\hat{\mathbf{P}}_t$ by stacking prediction score column vectors ( $\mathbf{p}_t$ and $\hat{\mathbf{p}}_t$ ) obtained from the teacher's prediction head, as detailed in Section 3.1. By analogy, we also obtain prediction score matrices $\mathbf{P}_s$ and $\hat{\mathbf{P}}_s$ based on outputs of the student's prediction head for $B$ samples. We form the gram matrices for the teacher and the student: + +$$ +\mathbf {G} _ {t} = \frac {1}{C} \left[ \begin{array}{l l} \mathbf {P} _ {t} ^ {\top} \mathbf {P} _ {t} & \mathbf {P} _ {t} ^ {\top} \hat {\mathbf {P}} _ {t} \\ \hat {\mathbf {P}} _ {t} ^ {\top} \mathbf {P} _ {t} & \hat {\mathbf {P}} _ {t} ^ {\top} \hat {\mathbf {P}} _ {t} \end{array} \right] \quad \text {a n d} \quad \mathbf {G} _ {s} = \frac {1}{C} \left[ \begin{array}{l l} \mathbf {P} _ {s} ^ {\top} \mathbf {P} _ {s} & \mathbf {P} _ {s} ^ {\top} \hat {\mathbf {P}} _ {s} \\ \hat {\mathbf {P}} _ {s} ^ {\top} \mathbf {P} _ {s} & \hat {\mathbf {P}} _ {s} ^ {\top} \hat {\mathbf {P}} _ {s} \end{array} \right]. \tag {8} +$$ + +Modeling sample-to-sample relations does not take the spectrum of gram matrices into account. Thus, we propose Prediction-score Gram Matching (PGM): + +$$ +\mathcal {L} _ {\mathrm {P G M}} = \frac {1}{4} d ^ {2} \left(\mathbf {G} _ {t}, \mathbf {G} _ {s}\right), \tag {9} +$$ + +which aligns the student's gram matrix with the teacher's gram matrix. Let $d^{2}(\cdot ,\cdot)$ be any suitable distance measure (as detailed in Section 3.2) between symmetric positive definite matrices $\mathbf{G}_t\in \mathbb{Q}^{2B\times 2B}$ . $\mathbf{G}_s\in \mathbb{Q}^{2B\times 2B}$ , given $B$ clean samples and their $B$ adversarial counterparts in a batch of data. + +# 3.4 Aligning Adversarial Statistics with Clean Statistics + +Drawing insights from the standard adversarially robust distillation that aligns the student's representations of adversarial samples with the teacher's (or even student's) representations of clean samples, the analogous alignment can be performed between covariance sub-matrices or gram sub-matrices. Let a sub-matrix extractor $\psi_{ij}(\cdot)$ split a matrix into two halves along the rows and two halves along the columns. For $\pmb{\Sigma}_{s}$ in Eq. (5), operations $\psi_{11}(\cdot),\psi_{12}(\cdot),\psi_{21}(\cdot)$ and $\psi_{22}(\cdot)$ return $\pmb{\Sigma}_{s}^{\mathrm{nat - nat}}$ $\pmb{\Sigma}_{s}^{\mathrm{nat - adv}}$ $\pmb{\Sigma}_{s}^{\mathrm{adv - nat}}$ , and $\pmb{\Sigma}_{s}^{\mathrm{adv - adv}}$ , respectively, as defined in Eq. (5). $\psi_{ij}(\cdot)$ acts on $\mathbf{G}_s$ by analogy. Define a set of index pairs $\mathcal{I} = \{(1,2),(2,1),(2,2)\}$ The loss aligning sub-matrices of adversarial-adversarial and clean-adversarial statistical interactions toward clean-clean interactions is thus defined as: + +$$ +\mathcal {L} _ {\Omega} = \frac {1}{2} \sum_ {(i, j) \in \mathcal {I}} \| \psi_ {1 1} (\boldsymbol {\Sigma} _ {s}), \psi_ {i j} (\boldsymbol {\Sigma} _ {s}) \| _ {F} ^ {2} + \| \psi_ {1 1} (\mathbf {G} _ {s}), \psi_ {i j} (\mathbf {G} _ {s}) \| _ {F} ^ {2}. \tag {10} +$$ + +The above alignment function leverages the Frobenius norm rather than non-Euclidean distances, as generally, sub-matrices extracted by $\psi_{12}(\cdot)$ and $\psi_{21}(\cdot)$ are non-symmetric indefinite (they become symmetric positive definite if they fully converge to $\psi_{11}(\cdot)$ ). Taking $\pmb{\Sigma}_{s}$ as an example, the interpretation of the above loss is as follows: term $\psi_{12}(\cdot)$ (and $\psi_{21}(\cdot)$ ) captures correlations across feature channels of the clean samples and their adversarial counterparts. + +Discussion. The loss functions $\mathcal{L}_{FCA}$ and $\mathcal{L}_{PGM}$ contain highly complementary statistics. Observe that even for perfectly aligned $\pmb{\Sigma}_s = \pmb{\Sigma}_t$ , consider $N$ zero-centered feature vectors $\phi_s^{(n)}$ and $\phi_t^{(n)}$ , which were used to compute their covariance matrices, and note that the corresponding feature vectors are not aligned at all, i.e., $\sum_{n=1,\dots,N} \phi_s^{(n)} \phi_s^{(n)}^\top = \sum_{n=\Pi(1,\dots,N)} \phi_t^{(n)} \phi_t^{(n)}^\top$ , $\forall \Pi$ , where $\Pi(1,\dots,N)$ is a random permutation of the sample indexes $\{1,\dots,N\}$ . Indeed, covariance is invariant to the sample order. In contrast, for two matched gram matrices $\mathbf{P}_s = \mathbf{P}_t$ , we know that assuming classification scores lie on the $\ell_1$ simplex, then $\sum_{c=1,\dots,C} \mathbf{P}_s^{(c,:)}^\top \mathbf{P}_s^{(c,:)} = \sum_{c=\Pi(1,\dots,C)} \mathbf{P}_t^{(c,:)}^\top \mathbf{P}_t^{(c,:)}, \forall \Pi$ , where $\Pi(1,\dots,C)$ is a random permutation of class indexes $\{1,\dots,C\}$ . Thus, $\mathcal{L}_{FCA}$ is invariant to the sample order, whereas $\mathcal{L}_{PGM}$ is invariant to the class order. + +# 3.5 Objective Function + +Below, we formalize the objective function of our STARSHIP by combining individual loss components introduced in the preceding sections as follows: + +$$ +\mathcal {L} = \mathcal {L} _ {\mathrm {A R K D}} + \lambda_ {1} \mathcal {L} _ {\mathrm {F C A}} + \lambda_ {2} \mathcal {L} _ {\mathrm {P G M}} + \lambda_ {3} \mathcal {L} _ {\Omega}, \tag {11} +$$ + +Table 1: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods when distilled from a large-scale WRN-28 teacher model. Adversarial perturbations are restricted within the $\ell_{\infty}$ -norm radius $\epsilon = 8/255$ . We report both clean and robust accuracies (\%). + +
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherWRN-28SCORE[41]88.6164.9561.7961.0363.6435.4632.1431.13
StudentResNet-18ARD[19]84.3553.2151.5849.4058.2030.8727.9726.02
IAD[58]83.4653.3451.6949.0957.3531.1128.1226.22
RSLAD[59]84.4254.5253.4651.3657.9732.5729.2827.52
AKD[38]86.0453.9552.3950.1160.7931.3728.8526.93
AdaAD[25]86.3856.2354.1652.3661.2632.2429.1927.46
STARSHIP86.4757.4555.5053.7861.5434.4530.7529.30
Ada-STARSHIP87.0458.3056.0354.4762.1933.5230.2428.28
MNV2ARD[19]82.1052.8250.8048.4457.2630.7727.9625.79
IAD[58]81.6252.7750.6148.5356.8830.5427.5925.69
RSLAD[59]84.3353.9852.3750.3859.3831.3228.3826.54
AKD[38]84.5251.8050.2948.0959.3230.1327.6125.46
AdaAD[25]85.4553.1651.2549.4959.9731.3128.6926.49
STARSHIP85.7155.9553.7951.8560.2534.2030.7228.57
Ada-STARSHIP86.4456.3954.8752.6261.3332.8929.5727.69
+ +where $\lambda_{1}$ , $\lambda_{2}$ , and $\lambda_{3}$ are loss weighting factors. Generally, $\lambda_{1} = 1$ in all experiments, as $\mathcal{L}_{\mathrm{FCA}}$ is a covariance-based alignment equivalent of the sample-to-sample alignment $\mathcal{L}_{\mathrm{ARKD}}$ (which has the default weight of 1). Moreover, as $\mathcal{L}_{\Omega}$ operates on the student only by encouraging the "adversarial parts" of matrices $\pmb{\Sigma}_s$ and $\mathbf{G}_s$ to align with their "non-adversarial parts", we set $\lambda_{3} = 1$ in all experiments, and we only vary $\lambda_{2}$ to ensure a desired level of aligning the student's statistics with the teacher's statistics. We optimize the network parameters of the student model by minimizing $\mathcal{L}$ . In inference, we use the distilled student. + +# 4 Experiments + +In this section, we provide our experimental settings and compare our STAR-SHIP method with other adversarially robust knowledge distillation approaches. + +Datasets. We conduct all the experiments on three standard image classification datasets: CIFAR-10, CIFAR-100 [35], and ImageNet-100 [9]. Further details of these datasets can be found in Appendix A.1. + +Implementation details. Following previous works [25,58,59] & RobustBench [7], we adopt ResNet-18/34 [22], MobileNetV2 (MNV2) [46], and Wide-ResNet-28-10 (WRN-28) [53] as the teacher and student models. We also adopt the Vision Transformer (ViT) as the teacher architecture. Unless specified otherwise, we conduct adversarial sample generation based on the $\ell_{\infty}$ -norm threat model with the perturbation radius $\epsilon = 8 / 255$ . More experimental details are included in Appendix A.2. In all the experiments, we adopt the loss weighting factors $\lambda_1 = \lambda_3 = 1.0$ . We determine the hyper-parameters $\lambda_2 = 2.0$ and $\beta = 0.8$ through cross-validation on CIFAR-10 and consistently apply them across all datasets without modifications. We provide hyper-parameter evaluations in Appendix E. + +Table 2: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods in the self-distillation setting. We report both clean and robust accuracies $(\%)$ . + +
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherResNet-18TRADES[55]82.4552.2150.2948.9056.3728.6824.87
StudentResNet-18ARD[19]81.6452.6251.3549.1957.9631.3427.84
IAD[58]80.6652.6352.2148.9056.4531.8728.00
RSLAD[59]81.3053.8052.3250.7855.1731.2127.82
AKD[38]82.3052.8451.3949.7156.3730.0226.48
AdaAD[25]82.3452.7551.2649.9256.6229.6226.11
STARSHIP81.9755.7254.0652.4257.6032.1928.19
Ada-STARSHIP82.6255.0553.4051.8958.0931.9528.07
TeacherMNV2TRADES[55]81.0450.8748.4647.1554.1127.2823.39
StudentMNV2ARD[19]81.2553.0250.6948.8555.6430.9327.47
IAD[58]79.3653.4550.9349.1454.0031.0127.59
RSLAD[59]80.0153.3551.0449.7453.5229.9526.66
AKD[38]80.8652.7450.6049.1354.2628.9925.46
AdaAD[25]80.4850.8048.1446.9853.9728.3124.69
STARSHIP80.9754.2851.5850.4656.2132.0327.98
Ada-STARSHIP81.4554.1751.6350.2856.7031.7927.85
+ +# 4.1 Results + +Robust distillation from a larger teacher. We compare our STARSHIP method with the state-of-the-art adversarially robust knowledge distillation approaches in Table 1. We report the classification accuracies on clean samples and their adversarial counterparts generated by three standard adversarial attack approaches: 20-step Projected Gradient Descent (PGD) [37] with a fixed step size $\alpha = 2/255$ , CW [3], and Auto-Attack (AA) [8]. For a fair comparison, all the results are obtained by robust knowledge distillation from the same WRN-28 teacher model. Table 1 shows that our STARSHIP and its adaptive variant achieve the best accuracy on both clean and adversarial samples. Notably, the incorporation of the adaptive adversary generation strategy in Ada-STARSHIP leads to further improvements in natural performance. The superior performance on both ResNet-18 [22] and MNV2 [46] showcases the versatility of our method. + +Robust self-distillation. In self-distillation setting, the teacher and student architectures are identical. Table 2 shows that our STARSHIP and its adaptive extension, Ada-STARSHIP, outperform other robust knowledge distillation methods across CIFAR-10/100. In addition, our method achieves comparable or even better performance on clean samples than the teacher model. We attribute such a gain to our $\mathcal{L}_{\Omega}$ (Eq. (10)), which facilitates an intrinsic self-distill within the student, i.e., sub-matrices in this loss entirely operate on the student backbone. Given the teacher backbone in this experiment is not stronger than the student backbone, such an internal self-distillation enables the student model to autonomously refine its decision boundaries. More experimental results w.r.t. diverse settings of $\mathcal{L}_{\Omega}$ can be found in Appendix C.4. + +Robust distillation on ImageNet-100. Below, we extend our investigation to evaluate the generalization ability of our STARSHIP method in the context + +Table 3: ImageNet-100: Robust accuracy $(\%)$ on the distilled student models using ResNet-18 and MNV2 backbones. + +
TypeArchitectureMethodCleanPGDAA
TeacherResNet-34TRADES[55]72.6640.8834.70
StudentResNet-18ARD[19]65.4138.3430.94
IAD[58]65.6239.0932.63
RSLAD[59]66.6039.1232.18
AKD[38]67.0038.8531.56
AdaAD[25]68.6438.9932.24
STARSHIP69.6840.0833.18
Ada-STARSHIP71.1039.8632.74
MNV2ARD[19]65.9037.2830.20
IAD[58]64.9638.0031.40
RSLAD[59]65.8237.8631.66
AKD[38]66.0936.4730.03
AdaAD[25]67.2637.1630.55
STARSHIP68.2039.8432.87
Ada-STARSHIP69.7439.2132.58
+ +Table 5: Robust distillation (WRN-28 → ResNet-18) on CIFAR-10/100 with auxiliary synthetic training data. We report both clean and (Auto-Attack) robust accuracies (\%) associated with the robustness gain $\Delta_{\mathrm{Rob}}$ with additional data. + +
TypeMethodCIFAR-10CIFAR-100
Clean Robust ΔRobClean Robust ΔRob
TeacherSCORE[41]88.6161.03—63.6431.13—
StudentARD[19]83.9351.04+1.6457.3626.20+0.18
IAD[58]83.1650.30+1.2156.1326.54+0.32
RSLAD[59]83.7952.42+1.0656.1727.84+0.32
AKD[38]85.5051.34+1.2358.9527.26+0.33
AdaAD[25]85.9353.08+0.7260.5427.62+0.16
STARSHIP85.6754.49+0.7160.6829.43+0.13
Ada-STARSHIP86.5255.75+0.8361.3128.63+0.35
+ +Table 4: Robust accuracy $(\%)$ of models distilled from ViTs using ResNet-18 and MNV2 student backbones on CIFAR-10. + +
TypeArchitectureMethodCleanPGDAA
TeacherViT-BAT-PRM[40]83.9853.1049.66
StudentResNet-18ARD[19]82.7652.9549.03
IAD[58]82.2753.4249.48
RSLAD[59]82.3354.8949.74
AKD[38]82.8653.4449.26
AdaAD[25]82.5154.3050.02
STARSHIP83.5355.8952.07
Ada-STARSHIP83.6055.3151.49
TeacherDeiT-SAT-PRM[40]82.6852.4749.27
StudentMNV2ARD[19]81.5953.4549.20
IAD[58]80.4154.1249.62
RSLAD[59]80.8653.9150.18
AKD[38]81.6253.0849.02
AdaAD[25]82.1153.8549.57
STARSHIP83.4555.0451.48
Ada-STARSHIP83.5254.9251.54
+ +Table 6: Extension of robust distillation (WRN-28 $\rightarrow$ ResNet-18/MNV2) with single-step adversary strategy (N-FGSM [29]) on CIFAR-10. We report accuracy (\%) with the average training time per epoch. + +
TypeArchitectureMethodCleanRobustTime (s)
TeacherWRN-28SCORE[41]88.6161.03—
StudentResNet-18IAD[58]83.8746.2168
RSLAD[59]84.7448.7142
AdaAD[25]85.5050.22112
STARSHIP86.6851.0650
Ada-STARSHIP87.4951.90121
MNV2IAD[58]81.6245.5377
RSLAD[59]84.5546.6951
AdaAD[25]84.4947.37126
STARSHIP86.2248.6561
Ada-STARSHIP86.7649.17138
+ +of larger-scale and practical images. As presented in Table 3, we perform robust knowledge distillation on ImageNet-100 [9] using different student backbones. We can observe that our STARSHIP method is superior to existing robustness transfer methods by retaining more comprehensive knowledge inherited from the teacher model in terms of clean accuracy and adversarial robustness. + +Robust distillation from a ViT-based teacher. ViT has emerged as a competitive alternative to the convolutional network, showcasing good adversarial robustness [1, 40]. Thus, we investigate if the intrinsic robustness of ViTs can also be transferred to lightweight student backbones. Table 4 shows that our proposed STARSHIP consistently achieves superior robust accuracy that even surpasses the ViT-based teacher model. Such a robustness improvement also demonstrates the viability of our method in the context of inheriting robustness from ViT-based teachers without compromising natural performance. + +Robust distillation with additional synthetic data. Auxiliary data generated by Denoising Diffusion Probabilistic Models (DDPMs) [24] can further improve adversarial training. Nevertheless, there exists a gap in applying the auxiliary data in the context of robust knowledge distillation. To bridge this gap, we incorporate an additional 1M synthetic training data for CIFAR-10/100 + +Table 7: Ablation study (WRN-28 → ResNet-18) of three main components in our STARSHIP on CIFAR-10/100. + +
FCAPGMΩCIFAR-10CIFAR-100
Clean PGDAAClean PGDAA
184.1354.4951.2758.52
2✓84.5656.9452.4358.83
3✓✓85.3557.2853.1259.79
4✓86.6656.8052.3661.20
33.46
✓✓86.4757.4553.7861.54
+ +Table 8: Comparison of different distance metrics for our STARSHIP during robust knowledge distillation (WRN-28 → ResNet-18) on CIFAR-10/100. + +
MetricCIFAR-10CIFAR-100
CleanPGDAACleanPGDAA
Frobnius norm85.1556.0352.1059.6633.2328.16
Pow-E86.1456.8552.7960.2733.5128.54
MaxExp86.4757.4553.7861.5434.4529.30
KL Divergence86.3257.0653.1660.4933.9228.87
+ +![](images/f0fb29ab5d1d8698c5a820393bb4f4da0a7bd632e1621aa59063777b17acf92a.jpg) +(a) + +![](images/6d803eec8766c83eb43e792004e60ea2c562b1cb7c964cc6c200db69b2eccded.jpg) +(b) + +![](images/7a7da5075fb514941bcd68a442383fd5674646c568ab1869a4bafb32aeb96b19.jpg) +Fig.3: Robust distillation on CIFAR-10 (WRN-28 $\rightarrow$ ResNet-18). Fig. 3a: Tradeoff between clean and (Auto-Attack) robust accuracies w.r.t. $\beta$ that balances distillation between clean and adversarial samples. Fig. 3b: Difference of robust accuracy between our Ada-STARSHIP and STARSHIP under diverse perturb. radii $\epsilon$ . +Fig. 4: Visualizations of attention of both the teacher and student models distilled via different robust distillation methods. + +when distilling from a large-scale teacher model. Table 5 shows that the auxiliary training data improves the adversarial robustness of distilled students compared to the original training in Table 1. STARSHIP achieves the most significant gain in robustness by incorporating auxiliary DDPM-generated data during robust knowledge distillation. + +Single-step robust distillation. Due to the multi-step adversary generation scheme, achieving adversarial robustness requires several times more computation resources than the standard training [18]. To mitigate such a computational burden, we explore the adversarily robust knowledge distillation with the single-step adversary generation strategy [29]. Table 6 shows that our STAR-SHIP can efficiently inherit non-trivial robustness from the teacher model based on single-step adversarial samples. Further details and more experiments can be found in Appendix B.2 and Appendix C.5, respectively. + +# 5 Further Analyses + +Ablation studies. Below, we investigate modules of STARSHIP: (i) Feature Covariance Alignment (FCA) in Sec. 3.2, (ii) Prediction-score Gram Matching (PGM) in Eq. (9), and (iii) Statistical Sub-matrices Alignment $(\varOmega)$ in Eq. (10). + +![](images/0388afca90fb16ca3a5e64dc49bca94276b7fa5b42ef3bed8bc73bef4fc60930.jpg) +(a) Gap between Feature-wise Variances. + +![](images/81a35dcd026612584e1b13a110329f6e0eac3e227403645f37cb8056e5f4fcd8.jpg) +(b) Gap between Pred. Gram-wise Variances. +Fig. 5: The robust accuracy $(\%)$ of several student models w.r.t. their average gap $(\%)$ between feature-wise variances evaluated on the adversarial samples and clean samples (5a). In Fig. 5b, we show equivalent evaluations with the use of prediction-based gramwise variances. The variance gaps are captured under several adversarial perturbation radii. Note that the experimental settings are the same as Fig. 1. + +Table 7 shows results on CIFAR-10. Our baseline (first row) uses the standard prediction alignment in Eq. (4). Both FCA and PGM improve adversarial robustness. The statistical sub-matrices alignment $(\Omega)$ boosts the clean accuracy of student by promoting the prediction invariance between clean and adv. samples. + +Clean vs. robust accuracy trade-off. The trade-off between clean accuracy and adversarial robustness has been widely investigated in adversarial training [12,43,55]. Less is known about such a trade-off within the context of robust knowledge distillation. Thus, we study the effect of $\beta$ , which balances the prediction alignment on clean and adversarial samples. Fig. 3a shows an improved adversarial robustness associated with a decrease in clean performance as $\beta$ gets larger. Furthermore, we explore the robustness of our STARSHIP and its adaptive variant (Ada-STARSHIP) against adversarial samples across diverse attack strengths in Fig. 3b. We adopt adversaries with $\epsilon = 8/255$ (signified by the dashed red line) for robust distillation. Compared with the vanilla STARSHIP, Ada-STARSHIP has a better performance on clean samples and their adversarial counterparts of lower attack strength ( $\epsilon \leq 10$ ). In comparison, STARSHIP achieves better robustness against strong adversarial samples ( $\epsilon > 10$ ). Such an intrinsic robustness trade-off makes our method applicable in diverse scenarios. + +Visualization. As shown in Figure 4, we provide visualizations of adversarial samples $(\epsilon = 8 / 255)$ related to both the teacher and student models via Grad-CAM [48]. In comparison with other robust distillation methods, the student model distilled by our STARSHIP method shares similar attention regions to that of the teacher model. Such an observation further underscores the efficacy of our method in preserving the adversarially robust prediction alignment between the teacher and student. Additional visualization results are in Appendix D. + +Discussion on effectiveness of our method. Building on the insights from Figure 1, we further analyze the robustness w.r.t. the variance gap between adversarial and clean representations under different attack strengths. Figure 5 + +evaluates our STARSHIP method and its adaptive variant. For comparison, we also introduce a Feature Alignment (FA) variant of our baseline method (ARKD) from Eq. (4). According to Figure 5, relying on the feature or prediction alignment alone cannot reduce such a statistical gap, leading to relatively weaker robustness against adversarial samples. Unlike the sample-to-sample matching paradigm (e.g., FA), our STARSHIP method introduces the alignment of second-order statistics [31, 32, 34, 36, 44, 54] at both the feature and prediction levels, which introduces the multivariate Normal distribution alignment prior to the alignment process (e.g., correlation alignment instead of mere matching of individual features or instances). Analysis of the parameter-level perturbations (Eq. (7)) is in Appendix C.6. + +Performance comparison w.r.t. different distance measures. Below, we explore the efficacy of several distance metrics on the alignment of covariance and gram matrices between the teacher and student distilled via our STARSHIP. As such matrices are symmetric positive (semi-)definite, distance $d^2(\cdot, \cdot)$ in Eq. (6) for feature covariance alignment and Eq. (9) for prediction-score gram matching can be achieved by non-Euclidean distances. Table 8 reports clean and robust accuracies of the distilled student model based on different distance metrics: (i) the Frobenius norm, (ii) the Power-Euclidean (Pow-E) metric [17,33,34], (iii) fast spectral expectation of Max-pooling (MaxExp) [33,34], and (iv) the KL divergence. Note that we conduct the alignment of multivariate Normal distributions (statistics) between the teacher and student models when adopting the KL divergence as the distance metric. We observe that the statistical alignment via MaxExp achieves the highest accuracy on both clean and adversarial examples, even surpassing the performance of distribution alignment via the KL divergence that adopts both the mean and covariance information. The main reason is that MaxExp can balance (and partially equalize) the spectrum of the aligned statistics. It dampens the significance of leading eigenvalues and boosts the impact of non-leading eigenvalues. Thus, it encourages the student to distill all orthogonal variance vectors of the teacher covariance, not only those corresponding to the leading eigenvalues, preventing overfitting to leading principal directions. + +# 6 Conclusions + +Motivated by the implicit link between feature variance and model generalization, we have investigated the relation between the adversarial robustness and its correlation to the variance gap between feature variances of adversarial and clean samples. We have observed that a similar phenomenon holds for prediction-based gram matrices. We devised several alignment strategies leveraging second-order statistics to align the student's statistics with the teacher's statistics. We have also shown that a degree of self-distillation within the student model is beneficial for robustness. Leveraging second-order statistics to align the student toward the teacher helps capture well intricacies of the teacher's robust boundary through aligning correlations rather than sample-to-sample scores. Appendix F discusses limitations of our method. + +# Acknowledgments + +This research is supported by National Research Foundation, Singapore and Infocomm Media Development Authority under its Trust Tech Funding Initiative, the Centre for Frontier Artificial Intelligence Research, Institute of High Performance Computing, A*Star, and the College of Computing and Data Science at Nanyang Technological University. 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Adversarial robustness generally relies on large-scale architectures and datasets, hindering resource-efficient deployment. For scalable solutions, adversariably robust knowledge distillation has emerged as a principle strategy, facilitating the transfer of robustness from a large-scale teacher model to a lightweight student model. However, existing works focus solely on sample-to-sample alignment of features or predictions between the teacher and student models, overlooking the vital role of their statistical alignment. Thus, we propose a novel adversarially robust knowledge distillation method that integrates the alignment of feature distributions between the teacher and student backbones under adversarial and clean sample sets. To motivate our idea, for an adversarially trained model (e.g., student or teacher), we show that the robust accuracy (evaluated on testing adversarial samples under an increasing perturbation radius) correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Such a negative correlation exhibits a strong linear trend, suggesting that aligning the feature covariance of the student model toward the feature covariance of the teacher model should improve the adversarial robustness of the student model by reducing the variance gap. A similar trend is observed by reducing the variance gap between the gram matrices of the student and teacher models. Extensive evaluations highlight the state-of-the-art adversarial robustness and natural performance of our method across diverse datasets and distillation scenarios." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 584, + 230, + 596 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 584, + 230, + 596 + ], + "spans": [ + { + "bbox": [ + 132, + 584, + 230, + 596 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 609, + 482, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 609, + 482, + 646 + ], + "spans": [ + { + "bbox": [ + 130, + 609, + 482, + 646 + ], + "type": "text", + "content": "Deep Neural Networks (DNNs) [20, 22, 45] have been demonstrated to be susceptible to adversarial samples [49]. These malicious inputs, subtly altered with visually imperceptible perturbations, can disrupt deep learning-based systems" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 653, + 240, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 240, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 240, + 665 + ], + "type": "text", + "content": "* Corresponding authors." + } + ] + } + ], + "index": 13 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 291, + 231 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 291, + 231 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 291, + 231 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 291, + 231 + ], + "type": "image", + "image_path": "99189d18b56731c026d84e50b4e8dfb62567fba18ca8ec52bfc66c5661136e07.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 139, + 232, + 285, + 241 + ], + "lines": [ + { + "bbox": [ + 139, + 232, + 285, + 241 + ], + "spans": [ + { + "bbox": [ + 139, + 232, + 285, + 241 + ], + "type": "text", + "content": "(a) Gap between Feature-wise Variances." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 322, + 114, + 481, + 231 + ], + "blocks": [ + { + "bbox": [ + 322, + 114, + 481, + 231 + ], + "lines": [ + { + "bbox": [ + 322, + 114, + 481, + 231 + ], + "spans": [ + { + "bbox": [ + 322, + 114, + 481, + 231 + ], + "type": "image", + "image_path": "5d9e6d1f8d2686766a7a13d8912120c08d91fa98355f6a657b767adbd765f432.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 323, + 232, + 480, + 241 + ], + "lines": [ + { + "bbox": [ + 323, + 232, + 480, + 241 + ], + "spans": [ + { + "bbox": [ + 323, + 232, + 480, + 241 + ], + "type": "text", + "content": "(b) Gap between Pred. Gram-wise Variances." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 244, + 482, + 322 + ], + "lines": [ + { + "bbox": [ + 130, + 244, + 482, + 322 + ], + "spans": [ + { + "bbox": [ + 130, + 244, + 482, + 322 + ], + "type": "text", + "content": "Fig. 1: Analysis on robust teacher and lightweight student (RSLAD [59]). Fig. 1a: The robust accuracy (on test adversarial samples under an increasing perturbation radius " + }, + { + "bbox": [ + 130, + 244, + 482, + 322 + ], + "type": "inline_equation", + "content": "255 \\cdot \\epsilon" + }, + { + "bbox": [ + 130, + 244, + 482, + 322 + ], + "type": "text", + "content": ") correlates negatively with the gap between the feature variance evaluated on testing adversarial samples and testing clean samples. Fig. 1b: A similar trend occurs for the gap between variances of prediction score-based gram matrices (inner product). The negative correlation with linear characteristics suggests that reducing the variance gaps of the student toward the variance gaps of the teacher should improve robustness." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 344, + 482, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 344, + 482, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 344, + 482, + 536 + ], + "type": "text", + "content": "[14, 27]. Thus, establishing robustness against adversarial samples becomes vital for the practical applicability of DNNs in trustworthy real-world applications [11, 30]. To this end, adversarial training has emerged as the most effective defense approach against adversarial samples [12, 21, 37]. However, achieving substantial adversarial robustness essentially necessitates the use of large-scale models or abundant training data [47, 52]. To circumvent this and achieve robustness in resource-efficient scenarios, adversarily robust knowledge distillation [10, 19, 25, 58, 59] transfers adversarial robustness from a large-scale teacher model to a lightweight student model under some performance trade-off. Existing robust distillation approaches typically align feature representations or predictions between the teacher and student models. However, such a sample-to-sample feature alignment scheme differs from the feature-statistics alignment which often serves as a better mechanism for modeling properties of sets of samples. This oversight leads to a significant gap between the variance of features of adversarial samples and the variance of features of clean samples, consequently limiting the robust generalization ability of the student, as detailed in the motivation below." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": "Motivation. The feature variance has been linked with the generalization gap. For example, Huang et al. [26] observed that for functions " + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "inline_equation", + "content": "f \\in \\mathcal{F}" + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "inline_equation", + "content": "\\mathcal{F}" + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": " is a finite class of functions, for each " + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "inline_equation", + "content": "\\delta \\in (0,1)" + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": " with probability at least " + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "inline_equation", + "content": "1 - \\delta" + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": ", the gap between expected and empirical risks " + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "inline_equation", + "content": "\\tilde{r}" + }, + { + "bbox": [ + 130, + 538, + 482, + 586 + ], + "type": "text", + "content": " is bounded as:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 188, + 592, + 423, + 612 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 592, + 423, + 612 + ], + "spans": [ + { + "bbox": [ + 188, + 592, + 423, + 612 + ], + "type": "interline_equation", + "content": "| r (f, \\mathcal {Q}) - \\tilde {r} (f (\\mathbf {X}), \\mathbf {Y}) | \\leq \\zeta + \\sqrt {8 (N - 1) \\sigma^ {2} (f (\\mathbf {X})) \\iota} / N,", + "image_path": "fb5d7d7db1bae0f5c6c0dda89016f2a325ac40d45bc502855cf6c11e0b50cfe5.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\iota = \\ln (3|\\mathcal{F}| / \\delta)" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\zeta = 3.5\\iota /N + 3 / \\cdot" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "|\\mathcal{F}|" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " is the cardinality of a class of functions " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{F}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " is the number of samples, " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{Q}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " is the data distribution (" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "e.g., (\\mathbf{x}, y) \\sim \\mathcal{Q})" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": ", whereas " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "f(\\mathbf{X})" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{Y}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " are features and labels for empirical samples (" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "e.g., \\text{column vectors of } \\mathbf{X}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": "), and " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma^2(\\cdot)" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " estimates their variance." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": "Considering the above bound, we suggest that matching the variance of features of adversarial samples with the variance of features of clean samples can naturally tighten the gap between the expected risk and the empirical risks of adversaries, i.e., " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "|r(f,\\mathcal{Q}) - \\tilde{r}(f(\\mathbf{X}_{adv}),\\mathbf{Y})|" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": " gets closer to " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "|r(f,\\mathcal{Q}) - \\tilde{r}(f(\\mathbf{X}),\\mathbf{Y})|" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": " when " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "\\sigma^2\\big(f(\\mathbf{X}_{adv})\\big)" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": " gets closer to " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "\\sigma^2\\big(f(\\mathbf{X})\\big)" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": ". The bound in the equation is fulfilled simultaneously for both " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "\\mathbf{X}_{adv}" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": " with probability at least " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "(1 - \\delta)^2" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 189, + 480, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 189, + 480, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 189, + 480, + 295 + ], + "type": "text", + "content": "To support our claim, we study the robust accuracy of adversarial test samples w.r.t. the gap between the variance of features from adversarial test samples and that from clean samples (see Figure 1a). Note that the larger the variance gap is, the worse the robust accuracy is, irrespective of whether the experiment is performed on the robust teacher or the student model (RSLAD [59]). Moreover, as RSLAD performs sample-to-sample distillation, its variance gap remains larger than that of the teacher across diverse perturbation radii, resulting in comparatively lower robustness. Figure 1b presents similar findings related to the variance gap of prediction score-based gram matrices (inner products)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 296, + 480, + 378 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 296, + 480, + 378 + ], + "spans": [ + { + "bbox": [ + 130, + 296, + 480, + 378 + ], + "type": "text", + "content": "Drawing on the insights from the above analyses, we hypothesize that bridging the gap in the robust accuracy of student and teacher can be achieved by aligning (i) the student's covariance to the teacher's covariance, (ii) the student's statistics for adversarial samples with the student's statistics on clean samples if the student is unable to distill the robust knowledge from the teacher, (iii) the student's prediction-based gram matrix with the teacher's gram matrix, as gram matrices capture the complementary information to covariance matrices." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 380, + 480, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 480, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 480, + 450 + ], + "type": "text", + "content": "Moreover, we introduce cost-effective parameter-level adversarial perturbations on the feature projection head alone to improve the student-teacher alignment of the multivariate Normal distributions (covariances). Looking at the spectrum of covariances, one may imagine that this mechanism helps find dominant directions in the eigenspace that are prone to misalignment, and the parameters of the feature projection head are minimized to overcome this effect." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 453, + 365, + 465 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 453, + 365, + 465 + ], + "spans": [ + { + "bbox": [ + 131, + 453, + 365, + 465 + ], + "type": "text", + "content": "Our key contributions can be summarized as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 133, + 474, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 138, + 474, + 480, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 474, + 480, + 533 + ], + "spans": [ + { + "bbox": [ + 138, + 474, + 480, + 533 + ], + "type": "text", + "content": "i. We provide an intuitive motivation by analyzing the robust performance " + }, + { + "bbox": [ + 138, + 474, + 480, + 533 + ], + "type": "inline_equation", + "content": "vs" + }, + { + "bbox": [ + 138, + 474, + 480, + 533 + ], + "type": "text", + "content": ". the gap between variances of features of adversarial samples and clean samples. Such an exploration reveals a strong negative correlation with a linear trend, suggesting that aligning the covariance for adversarial features with the covariance for clean features helps improve the adversarial robustness." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 135, + 534, + 481, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 534, + 481, + 616 + ], + "spans": [ + { + "bbox": [ + 135, + 534, + 481, + 616 + ], + "type": "text", + "content": "ii. Contrary to prior robust distillation methods that typically conduct sample-to-sample feature alignment between the teacher and student models, or even align adversarial features of the student with the corresponding clean features of the teacher, we investigate the covariance alignment between the student and the teacher, as well as aligning the sub-covariance built from adversarial samples toward those from clean samples. Similarly, we investigate aligning score-based gram matrices for better robustness transfer." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 133, + 618, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 618, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 618, + 480, + 665 + ], + "type": "text", + "content": "iii. We provide comprehensive experiments across various datasets and scenarios, highlighting the superiority of our method, dubbed adverSarily robust distillation by Reducing Student-teacHer variance gaP (STARSHIP), over state-of-the-art adversarially robust knowledge distillation approaches." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "text", + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 242, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 242, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 242, + 127 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 482, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 482, + 319 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 482, + 319 + ], + "type": "text", + "content": "Adversarial Training. Goodfellow et al. [21] proposed to enhance robustness by adaptively incorporating adversaries [49] into the training data, which represents a \"train-from-scratch\" scheme. Existing works primarily focus on optimizing the input-loss landscape to mitigate the disruption impact of input-level noise on final predictions [13,16,37,43,55]. Wu et al. [51] introduced a double-perturbation mechanism that combines both input-level and parameter-level perturbations, flattening the parameter-loss landscape during adversarial training. Our method leverages parameter-level perturbations but in the context of exacerbating the student-teacher disagreement at the covariance level. To this end, the parameters of the feature projection head are optimized to overcome the introduced perturbations to attain robust alignment of student-teacher covariances, narrowing the variance gap between the student and teacher models. Despite the effectiveness of adversarial training, such methods heavily depend on large network architectures [52] and a massive amount of training data [15, 47]. In contrast, we focus on obtaining the robustness w.r.t. lightweight models by robust distillation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 320, + 482, + 405 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 320, + 482, + 405 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 482, + 405 + ], + "type": "text", + "content": "Vanilla Knowledge Distillation. Hinton et al. [23] proposed knowledge distillation with the goal of transferring the learned knowledge from a large-scale model (teacher) to a lightweight model (student) by leveraging ground-truth labels and the teacher's predictions. Subsequent knowledge distillation studies focus on the feature-level distillation [4,5,42,50], and the prediction-level distillation [2,6,28,39]. However, vanilla knowledge distillation has been identified as insufficient for robustness transfer from an adversarially trained teacher [19]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 406, + 482, + 538 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 406, + 482, + 538 + ], + "spans": [ + { + "bbox": [ + 130, + 406, + 482, + 538 + ], + "type": "text", + "content": "Adversarily Robust Knowledge Distillation. To bridge the robustness gap between large-scale and lightweight models, recent studies have investigated adversarily robust knowledge distillation [19,25,58,59]. Zi et al. [59] primarily resort to the soft labels of clean samples predicted by the teacher model to guide the student's predictions. Huang et al. [25] further integrated the gradient flow of the teacher model into the robust knowledge distillation to search for the worst-case matching point (adversarial sample). In contrast to these sample-to-sample alignment methods, our robust distillation method emphasizes a statistics-level robustness transfer that considers the properties of sample sets rather than individual samples. Thus, we align the covariance and gram matrices of the student toward those of the teacher for a more effective robust knowledge transfer." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 555, + 261, + 569 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 555, + 261, + 569 + ], + "spans": [ + { + "bbox": [ + 132, + 555, + 261, + 569 + ], + "type": "text", + "content": "3 Proposed Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 579, + 481, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 579, + 481, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 579, + 481, + 604 + ], + "type": "text", + "content": "Below, we introduce the background of our work and propose our robust knowledge distillation method, STARSHIP, motivated by observations in Figure 1." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Background. Adversarially robust knowledge distillation generally requires an adversarially pre-trained teacher obtained via adversarial training from scratch. Let the network backbone and the classifier head be denoted as " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "f_{\\theta} : \\mathcal{X} \\to \\mathbb{R}^d" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "g_{\\theta'} : \\mathbb{R}^d \\to \\mathbb{R}^c" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": ", given network parameters " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}'" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": ", respectively. Let " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " be the backbone feature dimension, and " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " be the number of categories. Adversarial" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 193, + 114, + 421, + 209 + ], + "blocks": [ + { + "bbox": [ + 193, + 114, + 421, + 209 + ], + "lines": [ + { + "bbox": [ + 193, + 114, + 421, + 209 + ], + "spans": [ + { + "bbox": [ + 193, + 114, + 421, + 209 + ], + "type": "image", + "image_path": "21f9f473aad654e40cea19bdca57aa50d465400adec076c76588722f94079525.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "lines": [ + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "spans": [ + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": "Fig. 2: Our STARSHIP pipeline. For brevity, assume we have a set of clean samples " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " and adversarial samples " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{X}}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": ". The student and the teacher backbones are equipped with the projection head and the classification head. Apart from aligning predictions which is a mere sample-to-sample strategy, in the green box we form covariance matrices " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{t}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": ", and align " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " toward " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{t}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " by " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{FCA}}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": ". We also form prediction score based gram matrices " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_t" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_s" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": ", and align " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_s" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " toward " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_t" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " by " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{PGM}}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": ". Moreover, " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\Omega}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " aligns adversarial-adversarial, natural-adversarial and adversarial-natural sub-matrices of " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_s" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " with the natural-natural sub-matrices. " + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\Delta \\theta" + }, + { + "bbox": [ + 131, + 210, + 482, + 299 + ], + "type": "text", + "content": " denotes parameter perturbations." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 320, + 480, + 333 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 320, + 480, + 333 + ], + "spans": [ + { + "bbox": [ + 131, + 320, + 480, + 333 + ], + "type": "text", + "content": "training [37] on a dataset from distribution " + }, + { + "bbox": [ + 131, + 320, + 480, + 333 + ], + "type": "inline_equation", + "content": "\\mathcal{D}" + }, + { + "bbox": [ + 131, + 320, + 480, + 333 + ], + "type": "text", + "content": " solves the following min-max game:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 201, + 335, + 481, + 363 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 335, + 481, + 363 + ], + "spans": [ + { + "bbox": [ + 201, + 335, + 481, + 363 + ], + "type": "interline_equation", + "content": "\\min _ {\\boldsymbol {\\theta}, \\boldsymbol {\\theta} ^ {\\prime}} \\mathbb {E} _ {(\\mathbf {x}, y) \\sim \\mathcal {D}} \\left[ \\max _ {\\| \\boldsymbol {\\delta} \\| _ {\\infty} < \\epsilon} \\mathcal {L} _ {\\mathrm {C E}} \\left(g _ {\\boldsymbol {\\theta} ^ {\\prime}} \\left(f _ {\\boldsymbol {\\theta}} (\\mathbf {x} + \\boldsymbol {\\delta})\\right), y\\right) \\right], \\tag {1}", + "image_path": "6e8dda917938c566a9819a4f607fca466699e6d6554ebfe9cecaf8f3a121636d.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "spans": [ + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": "where the perturbation " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": " forms the adversarial sample " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}} = \\mathbf{x} + \\delta" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": " restricted within radius " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": " of the original sample " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\mathbf{x}" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": ". The inner optimization maximizes the Cross-Entropy (CE) loss " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{CE}}" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": " to find the worst-case adversarial sample posing misclassification, while the outer minimization optimizes the empirical risk on these adversaries. In the context of adversarially robust knowledge distillation, we generate adversarial samples by maximizing the prediction discrepancy between the teacher model " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "g_{\\pmb{\\theta}'_t}(f_{\\pmb{\\theta}_t}(\\cdot))" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": " and the student model " + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "inline_equation", + "content": "g_{\\pmb{\\theta}'_s}(f_{\\pmb{\\theta}_s}(\\cdot))" + }, + { + "bbox": [ + 131, + 365, + 482, + 452 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 160, + 454, + 481, + 482 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 454, + 481, + 482 + ], + "spans": [ + { + "bbox": [ + 160, + 454, + 481, + 482 + ], + "type": "interline_equation", + "content": "\\hat {\\mathbf {x}} ^ {t + 1} = \\Pi_ {\\mathbb {B} (\\mathbf {x}, \\epsilon)} \\bigg [ \\hat {\\mathbf {x}} ^ {t} + \\alpha \\mathrm {s i g n} \\left(\\nabla_ {\\hat {\\mathbf {x}} ^ {t}} \\mathcal {L} _ {\\mathrm {K L}} \\Big (g _ {\\pmb {\\theta} _ {t} ^ {\\prime}} \\big (f _ {\\pmb {\\theta} _ {t}} (\\mathbf {x}) \\big) \\Big \\| g _ {\\pmb {\\theta} _ {s} ^ {\\prime}} \\big (f _ {\\pmb {\\theta} _ {s}} (\\hat {\\mathbf {x}} ^ {t}) \\big)\\right)\\left. \\right) \\bigg ], \\qquad (2)", + "image_path": "8873a0be48c60789e23ebcb8c095645965963436b644a792bb62f27ab7b650ab.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "spans": [ + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{KL}}(\\cdot \\| \\cdot)" + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": " is the Kullback-Leibler (KL) divergence, " + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": " is the step size, " + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}^t" + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": " is an adversarial sample at the " + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "inline_equation", + "content": "t^{\\mathrm{th}}" + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": " iteration in an " + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": "-step generation, and " + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}} = \\hat{\\mathbf{x}}^m" + }, + { + "bbox": [ + 131, + 485, + 482, + 534 + ], + "type": "text", + "content": " is the final adversarial sample. As Zi et al. [59], we use soft labels of clean samples predicted by the teacher model to guide the adversarial sample generation." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 534, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 534, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 131, + 534, + 482, + 570 + ], + "type": "text", + "content": "In addition to adversary generation via Eq. (2), we also consider its adaptive variant following [25], which integrates the gradient flow of the teacher model into the adversary generation, albeit at a higher computational cost:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 133, + 574, + 481, + 601 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 574, + 481, + 601 + ], + "spans": [ + { + "bbox": [ + 133, + 574, + 481, + 601 + ], + "type": "interline_equation", + "content": "\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t + 1} = \\Pi_ {\\mathbb {B} (\\mathbf {x}, \\epsilon)} \\bigg [ \\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t} + \\alpha \\operatorname {s i g n} \\left( \\right.\\nabla_ {\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t}} \\mathcal {L} _ {\\mathrm {K L}} \\left( \\right.g _ {\\boldsymbol {\\theta} ^ {\\prime} _ {t}} \\left(f _ {\\boldsymbol {\\theta} _ {t}} (\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t})\\right)\\left\\| \\right. g _ {\\boldsymbol {\\theta} ^ {\\prime} _ {s}} \\left(f _ {\\boldsymbol {\\theta} _ {s}} (\\hat {\\mathbf {x}} _ {\\mathrm {a d a}} ^ {t})\\right)\\left. \\right)\\left. \\right) \\bigg ], (3)", + "image_path": "969ff5f1d4b7a45758024f0b09414ce69326e5fc6c52186e6f5e100c7f6b853b.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathrm{ada}}^t" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " denotes the " + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "t^{\\mathrm{th}}" + }, + { + "bbox": [ + 131, + 605, + 482, + 667 + ], + "type": "text", + "content": " iteration during adaptive adversary generation. The primary distinction of Eq. (3) from Eq. (2) is the use of adaptive predictions from the teacher model for iterative adversarial samples, which can be regarded as adversaries with the worst-case prediction alignment. While Eq. (3) brings performance gains, it implicitly poses an increased computational cost." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "text", + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 386, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 386, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 386, + 129 + ], + "type": "text", + "content": "3.1 Adversarily Robust Knowledge Distillation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "text", + "content": "In contrast to vanilla knowledge distillation, which aligns only clean samples, robust knowledge distillation additionally incorporates adversarial samples into knowledge transfer. Existing works primarily rely on fixed references (e.g., ground-truth labels or the teacher's predictions on a certain type of samples) to guide the distillation process [25, 58, 59]. In contrast, we treat adversarial samples not just as noise but as specialized augmentations that retain the visual semantic content of their original counterpart. For brevity, denote the teacher's predictions on clean samples as " + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "inline_equation", + "content": "\\mathbf{p}_t = g_{\\boldsymbol{\\theta}'_t}\\left(f_{\\boldsymbol{\\theta}_t}(\\mathbf{x})\\right)" + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "text", + "content": " and on adversarial samples as " + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{p}}_t = g_{\\boldsymbol{\\theta}'_t}\\left(f_{\\boldsymbol{\\theta}_t}(\\hat{\\mathbf{x}})\\right)" + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "text", + "content": ". For the student model, let " + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "inline_equation", + "content": "\\mathbf{p}_s = g_{\\boldsymbol{\\theta}'_s}\\left(f_{\\boldsymbol{\\theta}_s}(\\mathbf{x})\\right)" + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{p}}_s = g_{\\boldsymbol{\\theta}'_s}\\left(f_{\\boldsymbol{\\theta}_s}(\\hat{\\mathbf{x}})\\right)" + }, + { + "bbox": [ + 130, + 133, + 485, + 266 + ], + "type": "text", + "content": " be the student's predictions on clean and adversarial samples. Then, the baseline loss used in our work, Adversarially Robust Knowledge Distillation (ARKD), is given as:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 187, + 270, + 481, + 299 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 270, + 481, + 299 + ], + "spans": [ + { + "bbox": [ + 187, + 270, + 481, + 299 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {A R K D}} = \\underbrace {(1 - \\beta) \\mathcal {L} _ {\\mathrm {K L}} \\left(\\mathbf {p} _ {t} \\| \\mathbf {p} _ {s}\\right)} _ {\\text {a l i g n c l e a n p r e d i c t i o n s}} + \\underbrace {\\beta \\mathcal {L} _ {\\mathrm {K L}} \\left(\\hat {\\mathbf {p}} _ {t} \\| \\hat {\\mathbf {p}} _ {s}\\right)} _ {\\text {a l i g n a d v e r s a r i a l p r e d i c t i o n s}} \\tag {4}", + "image_path": "562332a5e2c06b7d99d4c48b3a6d0aa7c7dee546160a9a7245cb5f0b7817a6e3.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 303, + 482, + 352 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 303, + 482, + 352 + ], + "spans": [ + { + "bbox": [ + 131, + 303, + 482, + 352 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 303, + 482, + 352 + ], + "type": "inline_equation", + "content": "\\beta \\in [0,1]" + }, + { + "bbox": [ + 131, + 303, + 482, + 352 + ], + "type": "text", + "content": " balances the focus of distillation between the clean samples and their adversarial counterparts. By adopting the ARKD loss, the student model can effectively probe responses of the adversarially pre-trained teacher model to learn its implicit robust behavior against adversarial samples." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 365, + 430, + 378 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 365, + 430, + 378 + ], + "spans": [ + { + "bbox": [ + 131, + 365, + 430, + 378 + ], + "type": "text", + "content": "3.2 Clean and Adversarial Feature Covariance Alignment" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "spans": [ + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": "Following the motivation from Figure 1 and our hypothesis that reducing the feature variance gap between the student and teacher models can facilitate distilling the robust behavior from the teacher model, we attach feature projection heads " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\phi_{\\pmb{\\theta}_s^\\phi}(\\cdot)" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\phi_{\\pmb{\\theta}_t^\\phi}(\\cdot)" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " with parameters " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}_s^\\phi" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}_t^\\phi" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " to the student and teacher models, respectively. Let " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\phi_t(\\mathbf{x};\\pmb{\\theta}_t^\\phi)\\equiv \\phi_{\\pmb{\\theta}_t^\\phi}\\big(f_{\\pmb{\\theta}_t}(\\mathbf{x})\\big)" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\phi_t(\\hat{\\mathbf{x}};\\pmb{\\theta}_t^\\phi)\\equiv \\phi_{\\pmb{\\theta}_t^\\phi}\\big(f_{\\pmb{\\theta}_t}(\\hat{\\mathbf{x}})\\big)" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " be the features obtained by combining the teacher projection head with the teacher backbone, given the clean sample " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\mathbf{x}" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": " and its adversarial counterpart " + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}" + }, + { + "bbox": [ + 130, + 381, + 482, + 470 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "text", + "content": "Similarly, let " + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\phi_s(\\mathbf{x};\\pmb{\\theta}_s^\\phi) \\equiv \\phi_{\\pmb{\\theta}_s^\\phi}\\big(f_{\\pmb{\\theta}_s}(\\mathbf{x})\\big)" + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\phi_s(\\hat{\\mathbf{x}};\\pmb{\\theta}_s^\\phi) \\equiv \\phi_{\\pmb{\\theta}_s^\\phi}\\big(f_{\\pmb{\\theta}_s}(\\hat{\\mathbf{x}})\\big)" + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "text", + "content": " be the features obtained by combining the student projection head with the student backbone, given the clean sample " + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\mathbf{x}" + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "text", + "content": " and its adversarial counterpart " + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}" + }, + { + "bbox": [ + 130, + 470, + 482, + 506 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": "Considering " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{X}}" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " as the sets (e.g., mini-batch) comprising clean and adversarial samples, respectively, organized as column vectors. Then, we simply denote the corresponding clean and adversarial features obtained from the teacher projection head as " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\pmb{\\Phi}_t" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Phi}}_t" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": ", and from the student head as " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\pmb{\\Phi}_s" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Phi}}_s" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": ". To highlight that these features depend on the parameters of projection heads, we denote " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\pmb{\\Phi}_t|\\pmb{\\theta}_t^\\phi" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Phi}}_t|\\pmb{\\theta}_t^\\phi" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " for the teacher, and " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\pmb{\\Phi}_s|\\pmb{\\theta}_s^\\phi" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Phi}}_s|\\pmb{\\theta}_s^\\phi" + }, + { + "bbox": [ + 130, + 506, + 482, + 578 + ], + "type": "text", + "content": " for the student." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": "We concatenate the feature sets " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\Phi_t" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\hat{\\Phi}_t" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " along the channel dimension and compute covariance " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_t|\\hat{\\pmb{\\Phi}}_t" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_t\\in \\mathbb{Q}^{2d\\times 2d}" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " for brevity. Symbol " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\mathbb{Q}" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " is the set of symmetric positive definite matrices. Similarly, we concatenate " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\pmb{\\Phi}_s" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Phi}}_s" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": " along the channel dimension and compute " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_s|\\hat{\\pmb{\\Phi}}_s" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": ", or equivalently, " + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_s\\in \\mathbb{Q}^{2d\\times 2d}" + }, + { + "bbox": [ + 130, + 578, + 482, + 639 + ], + "type": "text", + "content": ". Note that the feature covariance matrices for the teacher and student models," + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 175, + 643, + 481, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 175, + 643, + 481, + 669 + ], + "spans": [ + { + "bbox": [ + 175, + 643, + 481, + 669 + ], + "type": "interline_equation", + "content": "\\boldsymbol {\\Sigma} _ {t} = \\left[ \\begin{array}{l l} \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {n a t - n a t}} & \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {n a t - a d v}} \\\\ \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {a d v - n a t}} & \\boldsymbol {\\Sigma} _ {t} ^ {\\mathrm {a d v - a d v}} \\end{array} \\right] \\quad \\text {a n d} \\quad \\boldsymbol {\\Sigma} _ {s} = \\left[ \\begin{array}{l l} \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {n a t - n a t}} & \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {n a t - a d v}} \\\\ \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {a d v - n a t}} & \\boldsymbol {\\Sigma} _ {s} ^ {\\mathrm {a d v - a d v}} \\end{array} \\right], \\qquad (5)", + "image_path": "be093e6c87e50598d64a3beef19cfca12df6d5b51b18fae0a8782adc2131bcd8.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "type": "text", + "content": "contain four types of interactions, i.e., nat-nat, nat-adv, adv-nat, and adv-adv, which capture clean-clean, clean-adversarial, adversarial-clean, and adversarial-adversarial feature interactions, respectively. Then, the Feature Covariance Alignment (FCA), as a function of the projection parameters " + }, + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}_t^\\phi" + }, + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}_s^\\phi" + }, + { + "bbox": [ + 131, + 116, + 483, + 165 + ], + "type": "text", + "content": ", is given by:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 228, + 173, + 481, + 192 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 173, + 481, + 192 + ], + "spans": [ + { + "bbox": [ + 228, + 173, + 481, + 192 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {F C A}} \\left(\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi}\\right) = \\frac {1}{4} d ^ {2} \\left(\\boldsymbol {\\Sigma} _ {t} \\mid \\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\Sigma} _ {s} \\mid \\boldsymbol {\\theta} _ {s} ^ {\\phi}\\right), \\tag {6}", + "image_path": "260f74acf2f773580b05f8a11ae21cab1bc99ab007f46ada7f4a91e47b1a3c3c.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "spans": [ + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "inline_equation", + "content": "d^2(\\cdot, \\cdot)" + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "text", + "content": " can be any suitable distance metrics between the covariance matrices, e.g., the Frobenius norm, the Power-Euclidean (Pow-E) metric [17, 33, 34], the fast spectral expectation of Max-pooling (MaxExp) [33, 34], or a metric between Multivariate normal distributions, e.g., the KL divergence (similar to [56, 57]). The distance is scaled by 0.25, as " + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_t" + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_s" + }, + { + "bbox": [ + 131, + 194, + 479, + 255 + ], + "type": "text", + "content": " comprise four sub-matrices." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 255, + 480, + 326 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 255, + 480, + 326 + ], + "spans": [ + { + "bbox": [ + 131, + 255, + 480, + 326 + ], + "type": "text", + "content": "To improve the resilience of the learned feature-level statistical information and achieve better covariance alignment, we employ adversarial perturbations to optimize parameters of the projection heads, inspired by Wu et al. [51], who suggested that the robust generalization gap is bounded by the flatness of the parameter-loss landscape. We introduce parameter-level perturbations to induce a feature- and covariance-level disagreement between the teacher and student:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 143, + 331, + 480, + 378 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 331, + 480, + 378 + ], + "spans": [ + { + "bbox": [ + 143, + 331, + 480, + 378 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\min _ {\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi}} \\max _ {\\Delta \\boldsymbol {\\theta} \\in \\mathcal {V} _ {s}} \\left[ (1 - \\beta) \\left\\| \\boldsymbol {\\Phi} _ {t} | \\boldsymbol {\\theta} _ {t} ^ {\\phi} - \\boldsymbol {\\Phi} _ {s} | (\\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}) \\right\\| _ {F} ^ {2} + \\beta \\left\\| \\hat {\\boldsymbol {\\Phi}} _ {t} | \\boldsymbol {\\theta} _ {t} ^ {\\phi} - \\hat {\\boldsymbol {\\Phi}} _ {s} | (\\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}) \\right\\| _ {F} ^ {2} \\right. \\\\ \\left. + \\mathcal {L} _ {\\mathrm {F C A}} \\left(\\boldsymbol {\\theta} _ {t} ^ {\\phi}, \\boldsymbol {\\theta} _ {s} ^ {\\phi} + \\Delta \\boldsymbol {\\theta}\\right) \\right], \\tag {7} \\\\ \\end{array}", + "image_path": "e11e322cdba2652cfddffd72787f8eb225fb41f064083670f7fd8132ce4ef08a.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "spans": [ + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "inline_equation", + "content": "\\Delta \\pmb{\\theta}" + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "text", + "content": " denotes the parameter-level perturbations, and " + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "inline_equation", + "content": "\\nu_{s}" + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "text", + "content": " is the perturbation region set " + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "inline_equation", + "content": "\\left\\{\\Delta \\pmb{\\theta} \\in \\mathcal{V}_{s} : \\| \\Delta \\pmb{\\theta} \\|_{F} \\leq \\eta \\| \\pmb{\\theta}_{s}^{\\phi} \\|_{F}\\right\\}" + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "text", + "content": " for the perturbation intensity " + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 131, + 380, + 479, + 415 + ], + "type": "text", + "content": ". The parameter-level perturbation is then optimized using iterative gradient ascent." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 430, + 398, + 442 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 430, + 398, + 442 + ], + "spans": [ + { + "bbox": [ + 132, + 430, + 398, + 442 + ], + "type": "text", + "content": "3.3 Matching Gram Matrices for Prediction Scores" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": "As evidenced by Figure 1b, there exists a direct correlation between enhancing robust performance and reducing the variance gap across prediction score-based gram matrices derived from adversarial and clean samples. Inspired by this nearly linear negative correlation of robustness with the gap, we propose to align the prediction score-based student's gram matrix towards the teacher's counterpart. In analogy to Section 3.2, given clean and adversarial samples " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{X}}" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " (represented as column vectors), we obtain prediction score matrices " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\mathbf{P}_t" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{P}}_t" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " by stacking prediction score column vectors (" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\mathbf{p}_t" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{p}}_t" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": ") obtained from the teacher's prediction head, as detailed in Section 3.1. By analogy, we also obtain prediction score matrices " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\mathbf{P}_s" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{P}}_s" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " based on outputs of the student's prediction head for " + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 131, + 447, + 482, + 579 + ], + "type": "text", + "content": " samples. We form the gram matrices for the teacher and the student:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 182, + 585, + 480, + 612 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 182, + 585, + 480, + 612 + ], + "spans": [ + { + "bbox": [ + 182, + 585, + 480, + 612 + ], + "type": "interline_equation", + "content": "\\mathbf {G} _ {t} = \\frac {1}{C} \\left[ \\begin{array}{l l} \\mathbf {P} _ {t} ^ {\\top} \\mathbf {P} _ {t} & \\mathbf {P} _ {t} ^ {\\top} \\hat {\\mathbf {P}} _ {t} \\\\ \\hat {\\mathbf {P}} _ {t} ^ {\\top} \\mathbf {P} _ {t} & \\hat {\\mathbf {P}} _ {t} ^ {\\top} \\hat {\\mathbf {P}} _ {t} \\end{array} \\right] \\quad \\text {a n d} \\quad \\mathbf {G} _ {s} = \\frac {1}{C} \\left[ \\begin{array}{l l} \\mathbf {P} _ {s} ^ {\\top} \\mathbf {P} _ {s} & \\mathbf {P} _ {s} ^ {\\top} \\hat {\\mathbf {P}} _ {s} \\\\ \\hat {\\mathbf {P}} _ {s} ^ {\\top} \\mathbf {P} _ {s} & \\hat {\\mathbf {P}} _ {s} ^ {\\top} \\hat {\\mathbf {P}} _ {s} \\end{array} \\right]. \\tag {8}", + "image_path": "97d6d3f52517e6305af090aae01cd756e2ba0af764fa38f1fbdabeae1c8c1d40.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 616, + 479, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 616, + 479, + 640 + ], + "spans": [ + { + "bbox": [ + 131, + 616, + 479, + 640 + ], + "type": "text", + "content": "Modeling sample-to-sample relations does not take the spectrum of gram matrices into account. Thus, we propose Prediction-score Gram Matching (PGM):" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 258, + 648, + 480, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 258, + 648, + 480, + 669 + ], + "spans": [ + { + "bbox": [ + 258, + 648, + 480, + 669 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {P G M}} = \\frac {1}{4} d ^ {2} \\left(\\mathbf {G} _ {t}, \\mathbf {G} _ {s}\\right), \\tag {9}", + "image_path": "e464c982f8294cb53d121d198e3c15e9a901da7343b12756678261206811dcd4.jpg" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "text", + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": "which aligns the student's gram matrix with the teacher's gram matrix. Let " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "d^{2}(\\cdot ,\\cdot)" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": " be any suitable distance measure (as detailed in Section 3.2) between symmetric positive definite matrices " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_t\\in \\mathbb{Q}^{2B\\times 2B}" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_s\\in \\mathbb{Q}^{2B\\times 2B}" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": ", given " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": " clean samples and their " + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": " adversarial counterparts in a batch of data." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 178, + 423, + 190 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 178, + 423, + 190 + ], + "spans": [ + { + "bbox": [ + 131, + 178, + 423, + 190 + ], + "type": "text", + "content": "3.4 Aligning Adversarial Statistics with Clean Statistics" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": "Drawing insights from the standard adversarially robust distillation that aligns the student's representations of adversarial samples with the teacher's (or even student's) representations of clean samples, the analogous alignment can be performed between covariance sub-matrices or gram sub-matrices. Let a sub-matrix extractor " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\psi_{ij}(\\cdot)" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " split a matrix into two halves along the rows and two halves along the columns. For " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " in Eq. (5), operations " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\psi_{11}(\\cdot),\\psi_{12}(\\cdot),\\psi_{21}(\\cdot)" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\psi_{22}(\\cdot)" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " return " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}^{\\mathrm{nat - nat}}" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}^{\\mathrm{nat - adv}}" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}^{\\mathrm{adv - nat}}" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " , and " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}^{\\mathrm{adv - adv}}" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " , respectively, as defined in Eq. (5). " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\psi_{ij}(\\cdot)" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " acts on " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_s" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " by analogy. Define a set of index pairs " + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\mathcal{I} = \\{(1,2),(2,1),(2,2)\\}" + }, + { + "bbox": [ + 130, + 194, + 482, + 312 + ], + "type": "text", + "content": " The loss aligning sub-matrices of adversarial-adversarial and clean-adversarial statistical interactions toward clean-clean interactions is thus defined as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 175, + 316, + 481, + 344 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 175, + 316, + 481, + 344 + ], + "spans": [ + { + "bbox": [ + 175, + 316, + 481, + 344 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\Omega} = \\frac {1}{2} \\sum_ {(i, j) \\in \\mathcal {I}} \\| \\psi_ {1 1} (\\boldsymbol {\\Sigma} _ {s}), \\psi_ {i j} (\\boldsymbol {\\Sigma} _ {s}) \\| _ {F} ^ {2} + \\| \\psi_ {1 1} (\\mathbf {G} _ {s}), \\psi_ {i j} (\\mathbf {G} _ {s}) \\| _ {F} ^ {2}. \\tag {10}", + "image_path": "15ae4ec9da2568e6b2ec9133f49341d294932fbdae1c827a79f04e71d4443be8.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": "The above alignment function leverages the Frobenius norm rather than non-Euclidean distances, as generally, sub-matrices extracted by " + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\psi_{12}(\\cdot)" + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\psi_{21}(\\cdot)" + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": " are non-symmetric indefinite (they become symmetric positive definite if they fully converge to " + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\psi_{11}(\\cdot)" + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": "). Taking " + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_{s}" + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": " as an example, the interpretation of the above loss is as follows: term " + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\psi_{12}(\\cdot)" + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": " (and " + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\psi_{21}(\\cdot)" + }, + { + "bbox": [ + 130, + 347, + 482, + 419 + ], + "type": "text", + "content": ") captures correlations across feature channels of the clean samples and their adversarial counterparts." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "spans": [ + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": "Discussion. The loss functions " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{FCA}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{PGM}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " contain highly complementary statistics. Observe that even for perfectly aligned " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_s = \\pmb{\\Sigma}_t" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ", consider " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " zero-centered feature vectors " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\phi_s^{(n)}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\phi_t^{(n)}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ", which were used to compute their covariance matrices, and note that the corresponding feature vectors are not aligned at all, i.e., " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\sum_{n=1,\\dots,N} \\phi_s^{(n)} \\phi_s^{(n)}^\\top = \\sum_{n=\\Pi(1,\\dots,N)} \\phi_t^{(n)} \\phi_t^{(n)}^\\top" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\forall \\Pi" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\Pi(1,\\dots,N)" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " is a random permutation of the sample indexes " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\{1,\\dots,N\\}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ". Indeed, covariance is invariant to the sample order. In contrast, for two matched gram matrices " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\mathbf{P}_s = \\mathbf{P}_t" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ", we know that assuming classification scores lie on the " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\ell_1" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " simplex, then " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\sum_{c=1,\\dots,C} \\mathbf{P}_s^{(c,:)}^\\top \\mathbf{P}_s^{(c,:)} = \\sum_{c=\\Pi(1,\\dots,C)} \\mathbf{P}_t^{(c,:)}^\\top \\mathbf{P}_t^{(c,:)}, \\forall \\Pi" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\Pi(1,\\dots,C)" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " is a random permutation of class indexes " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\{1,\\dots,C\\}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": ". Thus, " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{FCA}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " is invariant to the sample order, whereas " + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{PGM}" + }, + { + "bbox": [ + 138, + 430, + 476, + 589 + ], + "type": "text", + "content": " is invariant to the class order." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 608, + 257, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 608, + 257, + 620 + ], + "spans": [ + { + "bbox": [ + 131, + 608, + 257, + 620 + ], + "type": "text", + "content": "3.5 Objective Function" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 624, + 481, + 648 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 624, + 481, + 648 + ], + "spans": [ + { + "bbox": [ + 130, + 624, + 481, + 648 + ], + "type": "text", + "content": "Below, we formalize the objective function of our STARSHIP by combining individual loss components introduced in the preceding sections as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 209, + 653, + 481, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 653, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 209, + 653, + 481, + 666 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathcal {L} _ {\\mathrm {A R K D}} + \\lambda_ {1} \\mathcal {L} _ {\\mathrm {F C A}} + \\lambda_ {2} \\mathcal {L} _ {\\mathrm {P G M}} + \\lambda_ {3} \\mathcal {L} _ {\\Omega}, \\tag {11}", + "image_path": "39b753bf6d621c6ac0e1a757aa339dd499a2b10a4b1dab755af36e0b688ab272.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 142, + 159, + 470, + 316 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "type": "text", + "content": "Table 1: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods when distilled from a large-scale WRN-28 teacher model. Adversarial perturbations are restricted within the " + }, + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "type": "inline_equation", + "content": "\\ell_{\\infty}" + }, + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "type": "text", + "content": "-norm radius " + }, + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "type": "inline_equation", + "content": "\\epsilon = 8/255" + }, + { + "bbox": [ + 132, + 114, + 482, + 158 + ], + "type": "text", + "content": ". We report both clean and robust accuracies (\\%)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 142, + 159, + 470, + 316 + ], + "lines": [ + { + "bbox": [ + 142, + 159, + 470, + 316 + ], + "spans": [ + { + "bbox": [ + 142, + 159, + 470, + 316 + ], + "type": "table", + "html": "
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherWRN-28SCORE[41]88.6164.9561.7961.0363.6435.4632.1431.13
StudentResNet-18ARD[19]84.3553.2151.5849.4058.2030.8727.9726.02
IAD[58]83.4653.3451.6949.0957.3531.1128.1226.22
RSLAD[59]84.4254.5253.4651.3657.9732.5729.2827.52
AKD[38]86.0453.9552.3950.1160.7931.3728.8526.93
AdaAD[25]86.3856.2354.1652.3661.2632.2429.1927.46
STARSHIP86.4757.4555.5053.7861.5434.4530.7529.30
Ada-STARSHIP87.0458.3056.0354.4762.1933.5230.2428.28
MNV2ARD[19]82.1052.8250.8048.4457.2630.7727.9625.79
IAD[58]81.6252.7750.6148.5356.8830.5427.5925.69
RSLAD[59]84.3353.9852.3750.3859.3831.3228.3826.54
AKD[38]84.5251.8050.2948.0959.3230.1327.6125.46
AdaAD[25]85.4553.1651.2549.4959.9731.3128.6926.49
STARSHIP85.7155.9553.7951.8560.2534.2030.7228.57
Ada-STARSHIP86.4456.3954.8752.6261.3332.8929.5727.69
", + "image_path": "ca29a0ed95705ea65325813e736b4a39fba97a35a81c2363f00502e33c62ebc7.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\lambda_{1}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\lambda_{2}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\lambda_{3}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " are loss weighting factors. Generally, " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\lambda_{1} = 1" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " in all experiments, as " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{FCA}}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " is a covariance-based alignment equivalent of the sample-to-sample alignment " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{ARKD}}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " (which has the default weight of 1). Moreover, as " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\Omega}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " operates on the student only by encouraging the \"adversarial parts\" of matrices " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}_s" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_s" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " to align with their \"non-adversarial parts\", we set " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\lambda_{3} = 1" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " in all experiments, and we only vary " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\lambda_{2}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": " to ensure a desired level of aligning the student's statistics with the teacher's statistics. We optimize the network parameters of the student model by minimizing " + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\mathcal{L}" + }, + { + "bbox": [ + 130, + 338, + 482, + 434 + ], + "type": "text", + "content": ". In inference, we use the distilled student." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 453, + 230, + 467 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 453, + 230, + 467 + ], + "spans": [ + { + "bbox": [ + 132, + 453, + 230, + 467 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 479, + 481, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 481, + 503 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 481, + 503 + ], + "type": "text", + "content": "In this section, we provide our experimental settings and compare our STAR-SHIP method with other adversarially robust knowledge distillation approaches." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 506, + 482, + 543 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 543 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 543 + ], + "type": "text", + "content": "Datasets. We conduct all the experiments on three standard image classification datasets: CIFAR-10, CIFAR-100 [35], and ImageNet-100 [9]. Further details of these datasets can be found in Appendix A.1." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Implementation details. Following previous works [25,58,59] & RobustBench [7], we adopt ResNet-18/34 [22], MobileNetV2 (MNV2) [46], and Wide-ResNet-28-10 (WRN-28) [53] as the teacher and student models. We also adopt the Vision Transformer (ViT) as the teacher architecture. Unless specified otherwise, we conduct adversarial sample generation based on the " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\ell_{\\infty}" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "-norm threat model with the perturbation radius " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\epsilon = 8 / 255" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ". More experimental details are included in Appendix A.2. In all the experiments, we adopt the loss weighting factors " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\lambda_1 = \\lambda_3 = 1.0" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ". We determine the hyper-parameters " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\lambda_2 = 2.0" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\beta = 0.8" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " through cross-validation on CIFAR-10 and consistently apply them across all datasets without modifications. We provide hyper-parameter evaluations in Appendix E." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 447, + 103 + ], + "type": "text", + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 142, + 148, + 470, + 316 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 2: CIFAR-10 and CIFAR-100: Comparisons of our STARSHIP with other adversarially robust knowledge distillation methods in the self-distillation setting. We report both clean and robust accuracies " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "(\\%)" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 142, + 148, + 470, + 316 + ], + "lines": [ + { + "bbox": [ + 142, + 148, + 470, + 316 + ], + "spans": [ + { + "bbox": [ + 142, + 148, + 470, + 316 + ], + "type": "table", + "html": "
TypeArchitectureMethodCIFAR-10CIFAR-100
CleanPGDCWAACleanPGDCWAA
TeacherResNet-18TRADES[55]82.4552.2150.2948.9056.3728.6824.87
StudentResNet-18ARD[19]81.6452.6251.3549.1957.9631.3427.84
IAD[58]80.6652.6352.2148.9056.4531.8728.00
RSLAD[59]81.3053.8052.3250.7855.1731.2127.82
AKD[38]82.3052.8451.3949.7156.3730.0226.48
AdaAD[25]82.3452.7551.2649.9256.6229.6226.11
STARSHIP81.9755.7254.0652.4257.6032.1928.19
Ada-STARSHIP82.6255.0553.4051.8958.0931.9528.07
TeacherMNV2TRADES[55]81.0450.8748.4647.1554.1127.2823.39
StudentMNV2ARD[19]81.2553.0250.6948.8555.6430.9327.47
IAD[58]79.3653.4550.9349.1454.0031.0127.59
RSLAD[59]80.0153.3551.0449.7453.5229.9526.66
AKD[38]80.8652.7450.6049.1354.2628.9925.46
AdaAD[25]80.4850.8048.1446.9853.9728.3124.69
STARSHIP80.9754.2851.5850.4656.2132.0327.98
Ada-STARSHIP81.4554.1751.6350.2856.7031.7927.85
", + "image_path": "6ddda07be1b6b6aca8bf9c97d8af02cd5d7951e37a01a308d5cf40c447313a5e.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 338, + 198, + 350 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 338, + 198, + 350 + ], + "spans": [ + { + "bbox": [ + 132, + 338, + 198, + 350 + ], + "type": "text", + "content": "4.1 Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 359, + 482, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 359, + 482, + 504 + ], + "spans": [ + { + "bbox": [ + 130, + 359, + 482, + 504 + ], + "type": "text", + "content": "Robust distillation from a larger teacher. We compare our STARSHIP method with the state-of-the-art adversarially robust knowledge distillation approaches in Table 1. We report the classification accuracies on clean samples and their adversarial counterparts generated by three standard adversarial attack approaches: 20-step Projected Gradient Descent (PGD) [37] with a fixed step size " + }, + { + "bbox": [ + 130, + 359, + 482, + 504 + ], + "type": "inline_equation", + "content": "\\alpha = 2/255" + }, + { + "bbox": [ + 130, + 359, + 482, + 504 + ], + "type": "text", + "content": ", CW [3], and Auto-Attack (AA) [8]. For a fair comparison, all the results are obtained by robust knowledge distillation from the same WRN-28 teacher model. Table 1 shows that our STARSHIP and its adaptive variant achieve the best accuracy on both clean and adversarial samples. Notably, the incorporation of the adaptive adversary generation strategy in Ada-STARSHIP leads to further improvements in natural performance. The superior performance on both ResNet-18 [22] and MNV2 [46] showcases the versatility of our method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "type": "text", + "content": "Robust self-distillation. In self-distillation setting, the teacher and student architectures are identical. Table 2 shows that our STARSHIP and its adaptive extension, Ada-STARSHIP, outperform other robust knowledge distillation methods across CIFAR-10/100. In addition, our method achieves comparable or even better performance on clean samples than the teacher model. We attribute such a gain to our " + }, + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\Omega}" + }, + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "type": "text", + "content": " (Eq. (10)), which facilitates an intrinsic self-distill within the student, i.e., sub-matrices in this loss entirely operate on the student backbone. Given the teacher backbone in this experiment is not stronger than the student backbone, such an internal self-distillation enables the student model to autonomously refine its decision boundaries. More experimental results w.r.t. diverse settings of " + }, + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\Omega}" + }, + { + "bbox": [ + 130, + 506, + 482, + 639 + ], + "type": "text", + "content": " can be found in Appendix C.4." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Robust distillation on ImageNet-100. Below, we extend our investigation to evaluate the generalization ability of our STARSHIP method in the context" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 148, + 299, + 269 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 301, + 147 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 301, + 147 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 301, + 147 + ], + "type": "text", + "content": "Table 3: ImageNet-100: Robust accuracy " + }, + { + "bbox": [ + 132, + 114, + 301, + 147 + ], + "type": "inline_equation", + "content": "(\\%)" + }, + { + "bbox": [ + 132, + 114, + 301, + 147 + ], + "type": "text", + "content": " on the distilled student models using ResNet-18 and MNV2 backbones." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 148, + 299, + 269 + ], + "lines": [ + { + "bbox": [ + 135, + 148, + 299, + 269 + ], + "spans": [ + { + "bbox": [ + 135, + 148, + 299, + 269 + ], + "type": "table", + "html": "
TypeArchitectureMethodCleanPGDAA
TeacherResNet-34TRADES[55]72.6640.8834.70
StudentResNet-18ARD[19]65.4138.3430.94
IAD[58]65.6239.0932.63
RSLAD[59]66.6039.1232.18
AKD[38]67.0038.8531.56
AdaAD[25]68.6438.9932.24
STARSHIP69.6840.0833.18
Ada-STARSHIP71.1039.8632.74
MNV2ARD[19]65.9037.2830.20
IAD[58]64.9638.0031.40
RSLAD[59]65.8237.8631.66
AKD[38]66.0936.4730.03
AdaAD[25]67.2637.1630.55
STARSHIP68.2039.8432.87
Ada-STARSHIP69.7439.2132.58
", + "image_path": "308827f99d73d6b66e073295cbcd0363a6db0b3dad2a4df67a0f09764f17e58f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 135, + 346, + 306, + 420 + ], + "blocks": [ + { + "bbox": [ + 132, + 280, + 309, + 346 + ], + "lines": [ + { + "bbox": [ + 132, + 280, + 309, + 346 + ], + "spans": [ + { + "bbox": [ + 132, + 280, + 309, + 346 + ], + "type": "text", + "content": "Table 5: Robust distillation (WRN-28 → ResNet-18) on CIFAR-10/100 with auxiliary synthetic training data. We report both clean and (Auto-Attack) robust accuracies (\\%) associated with the robustness gain " + }, + { + "bbox": [ + 132, + 280, + 309, + 346 + ], + "type": "inline_equation", + "content": "\\Delta_{\\mathrm{Rob}}" + }, + { + "bbox": [ + 132, + 280, + 309, + 346 + ], + "type": "text", + "content": " with additional data." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 346, + 306, + 420 + ], + "lines": [ + { + "bbox": [ + 135, + 346, + 306, + 420 + ], + "spans": [ + { + "bbox": [ + 135, + 346, + 306, + 420 + ], + "type": "table", + "html": "
TypeMethodCIFAR-10CIFAR-100
Clean Robust ΔRobClean Robust ΔRob
TeacherSCORE[41]88.6161.03—63.6431.13—
StudentARD[19]83.9351.04+1.6457.3626.20+0.18
IAD[58]83.1650.30+1.2156.1326.54+0.32
RSLAD[59]83.7952.42+1.0656.1727.84+0.32
AKD[38]85.5051.34+1.2358.9527.26+0.33
AdaAD[25]85.9353.08+0.7260.5427.62+0.16
STARSHIP85.6754.49+0.7160.6829.43+0.13
Ada-STARSHIP86.5255.75+0.8361.3128.63+0.35
", + "image_path": "e4ea616e7bf377366771dee36f535cd11c89a016a8b2b64a46eee1f631dc9542.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 315, + 149, + 479, + 267 + ], + "blocks": [ + { + "bbox": [ + 312, + 115, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 312, + 115, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 312, + 115, + 482, + 148 + ], + "type": "text", + "content": "Table 4: Robust accuracy " + }, + { + "bbox": [ + 312, + 115, + 482, + 148 + ], + "type": "inline_equation", + "content": "(\\%)" + }, + { + "bbox": [ + 312, + 115, + 482, + 148 + ], + "type": "text", + "content": " of models distilled from ViTs using ResNet-18 and MNV2 student backbones on CIFAR-10." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 315, + 149, + 479, + 267 + ], + "lines": [ + { + "bbox": [ + 315, + 149, + 479, + 267 + ], + "spans": [ + { + "bbox": [ + 315, + 149, + 479, + 267 + ], + "type": "table", + "html": "
TypeArchitectureMethodCleanPGDAA
TeacherViT-BAT-PRM[40]83.9853.1049.66
StudentResNet-18ARD[19]82.7652.9549.03
IAD[58]82.2753.4249.48
RSLAD[59]82.3354.8949.74
AKD[38]82.8653.4449.26
AdaAD[25]82.5154.3050.02
STARSHIP83.5355.8952.07
Ada-STARSHIP83.6055.3151.49
TeacherDeiT-SAT-PRM[40]82.6852.4749.27
StudentMNV2ARD[19]81.5953.4549.20
IAD[58]80.4154.1249.62
RSLAD[59]80.8653.9150.18
AKD[38]81.6253.0849.02
AdaAD[25]82.1153.8549.57
STARSHIP83.4555.0451.48
Ada-STARSHIP83.5254.9251.54
", + "image_path": "f3d104c6abc07975d290e2ec7bb61e636600338a508c36d36a37f74e4f11c9f9.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 328, + 346, + 479, + 422 + ], + "blocks": [ + { + "bbox": [ + 324, + 279, + 482, + 346 + ], + "lines": [ + { + "bbox": [ + 324, + 279, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 324, + 279, + 482, + 346 + ], + "type": "text", + "content": "Table 6: Extension of robust distillation (WRN-28 " + }, + { + "bbox": [ + 324, + 279, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 324, + 279, + 482, + 346 + ], + "type": "text", + "content": " ResNet-18/MNV2) with single-step adversary strategy (N-FGSM [29]) on CIFAR-10. We report accuracy (\\%) with the average training time per epoch." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 328, + 346, + 479, + 422 + ], + "lines": [ + { + "bbox": [ + 328, + 346, + 479, + 422 + ], + "spans": [ + { + "bbox": [ + 328, + 346, + 479, + 422 + ], + "type": "table", + "html": "
TypeArchitectureMethodCleanRobustTime (s)
TeacherWRN-28SCORE[41]88.6161.03—
StudentResNet-18IAD[58]83.8746.2168
RSLAD[59]84.7448.7142
AdaAD[25]85.5050.22112
STARSHIP86.6851.0650
Ada-STARSHIP87.4951.90121
MNV2IAD[58]81.6245.5377
RSLAD[59]84.5546.6951
AdaAD[25]84.4947.37126
STARSHIP86.2248.6561
Ada-STARSHIP86.7649.17138
", + "image_path": "742045024ec060cdaadc8c30f96ae2e55d2025a96f2e5bf64d8a7de10ed2dbec.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_body" + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 445, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 506 + ], + "type": "text", + "content": "of larger-scale and practical images. As presented in Table 3, we perform robust knowledge distillation on ImageNet-100 [9] using different student backbones. We can observe that our STARSHIP method is superior to existing robustness transfer methods by retaining more comprehensive knowledge inherited from the teacher model in terms of clean accuracy and adversarial robustness." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 507, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 507, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 507, + 482, + 604 + ], + "type": "text", + "content": "Robust distillation from a ViT-based teacher. ViT has emerged as a competitive alternative to the convolutional network, showcasing good adversarial robustness [1, 40]. Thus, we investigate if the intrinsic robustness of ViTs can also be transferred to lightweight student backbones. Table 4 shows that our proposed STARSHIP consistently achieves superior robust accuracy that even surpasses the ViT-based teacher model. Such a robustness improvement also demonstrates the viability of our method in the context of inheriting robustness from ViT-based teachers without compromising natural performance." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "Robust distillation with additional synthetic data. Auxiliary data generated by Denoising Diffusion Probabilistic Models (DDPMs) [24] can further improve adversarial training. Nevertheless, there exists a gap in applying the auxiliary data in the context of robust knowledge distillation. To bridge this gap, we incorporate an additional 1M synthetic training data for CIFAR-10/100" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "text", + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 148, + 293, + 222 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 294, + 147 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 294, + 147 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 294, + 147 + ], + "type": "text", + "content": "Table 7: Ablation study (WRN-28 → ResNet-18) of three main components in our STARSHIP on CIFAR-10/100." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 148, + 293, + 222 + ], + "lines": [ + { + "bbox": [ + 134, + 148, + 293, + 222 + ], + "spans": [ + { + "bbox": [ + 134, + 148, + 293, + 222 + ], + "type": "table", + "html": "
FCAPGMΩCIFAR-10CIFAR-100
Clean PGDAAClean PGDAA
184.1354.4951.2758.52
2✓84.5656.9452.4358.83
3✓✓85.3557.2853.1259.79
4✓86.6656.8052.3661.20
33.46
✓✓86.4757.4553.7861.54
", + "image_path": "bd91a0586ec0bf8e27c01fab2b7e9050e0d1cbad5b413e5020b51b92ec861df9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 310, + 159, + 480, + 220 + ], + "blocks": [ + { + "bbox": [ + 307, + 114, + 482, + 158 + ], + "lines": [ + { + "bbox": [ + 307, + 114, + 482, + 158 + ], + "spans": [ + { + "bbox": [ + 307, + 114, + 482, + 158 + ], + "type": "text", + "content": "Table 8: Comparison of different distance metrics for our STARSHIP during robust knowledge distillation (WRN-28 → ResNet-18) on CIFAR-10/100." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 310, + 159, + 480, + 220 + ], + "lines": [ + { + "bbox": [ + 310, + 159, + 480, + 220 + ], + "spans": [ + { + "bbox": [ + 310, + 159, + 480, + 220 + ], + "type": "table", + "html": "
MetricCIFAR-10CIFAR-100
CleanPGDAACleanPGDAA
Frobnius norm85.1556.0352.1059.6633.2328.16
Pow-E86.1456.8552.7960.2733.5128.54
MaxExp86.4757.4553.7861.5434.4529.30
KL Divergence86.3257.0653.1660.4933.9228.87
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Fig. 3a: Tradeoff between clean and (Auto-Attack) robust accuracies w.r.t. " + }, + { + "bbox": [ + 130, + 308, + 301, + 396 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 308, + 301, + 396 + ], + "type": "text", + "content": " that balances distillation between clean and adversarial samples. Fig. 3b: Difference of robust accuracy between our Ada-STARSHIP and STARSHIP under diverse perturb. radii " + }, + { + "bbox": [ + 130, + 308, + 301, + 396 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 308, + 301, + 396 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 307, + 234, + 481, + 361 + ], + "lines": [ + { + "bbox": [ + 307, + 234, + 481, + 361 + ], + "spans": [ + { + "bbox": [ + 307, + 234, + 481, + 361 + ], + "type": "image", + "image_path": "7a7da5075fb514941bcd68a442383fd5674646c568ab1869a4bafb32aeb96b19.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 362, + 481, + 394 + ], + "lines": [ + { + "bbox": [ + 304, + 362, + 481, + 394 + ], + "spans": [ + { + "bbox": [ + 304, + 362, + 481, + 394 + ], + "type": "text", + "content": "Fig. 4: Visualizations of attention of both the teacher and student models distilled via different robust distillation methods." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "text", + "content": "when distilling from a large-scale teacher model. Table 5 shows that the auxiliary training data improves the adversarial robustness of distilled students compared to the original training in Table 1. STARSHIP achieves the most significant gain in robustness by incorporating auxiliary DDPM-generated data during robust knowledge distillation." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "content": "Single-step robust distillation. Due to the multi-step adversary generation scheme, achieving adversarial robustness requires several times more computation resources than the standard training [18]. To mitigate such a computational burden, we explore the adversarily robust knowledge distillation with the single-step adversary generation strategy [29]. Table 6 shows that our STAR-SHIP can efficiently inherit non-trivial robustness from the teacher model based on single-step adversarial samples. Further details and more experiments can be found in Appendix B.2 and Appendix C.5, respectively." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 132, + 602, + 257, + 617 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 602, + 257, + 617 + ], + "spans": [ + { + "bbox": [ + 132, + 602, + 257, + 617 + ], + "type": "text", + "content": "5 Further Analyses" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": "Ablation studies. Below, we investigate modules of STARSHIP: (i) Feature Covariance Alignment (FCA) in Sec. 3.2, (ii) Prediction-score Gram Matching (PGM) in Eq. (9), and (iii) Statistical Sub-matrices Alignment " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "(\\varOmega)" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " in Eq. (10)." + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 291, + 231 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 291, + 231 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 291, + 231 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 291, + 231 + ], + "type": "image", + "image_path": "0388afca90fb16ca3a5e64dc49bca94276b7fa5b42ef3bed8bc73bef4fc60930.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 139, + 232, + 285, + 241 + ], + "lines": [ + { + "bbox": [ + 139, + 232, + 285, + 241 + ], + "spans": [ + { + "bbox": [ + 139, + 232, + 285, + 241 + ], + "type": "text", + "content": "(a) Gap between Feature-wise Variances." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 322, + 114, + 481, + 231 + ], + "blocks": [ + { + "bbox": [ + 322, + 114, + 481, + 231 + ], + "lines": [ + { + "bbox": [ + 322, + 114, + 481, + 231 + ], + "spans": [ + { + "bbox": [ + 322, + 114, + 481, + 231 + ], + "type": "image", + "image_path": "81a35dcd026612584e1b13a110329f6e0eac3e227403645f37cb8056e5f4fcd8.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 323, + 232, + 480, + 241 + ], + "lines": [ + { + "bbox": [ + 323, + 232, + 480, + 241 + ], + "spans": [ + { + "bbox": [ + 323, + 232, + 480, + 241 + ], + "type": "text", + "content": "(b) Gap between Pred. Gram-wise Variances." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "lines": [ + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": "Fig. 5: The robust accuracy " + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "inline_equation", + "content": "(\\%)" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": " of several student models w.r.t. their average gap " + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "inline_equation", + "content": "(\\%)" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": " between feature-wise variances evaluated on the adversarial samples and clean samples (5a). In Fig. 5b, we show equivalent evaluations with the use of prediction-based gramwise variances. The variance gaps are captured under several adversarial perturbation radii. Note that the experimental settings are the same as Fig. 1." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 324, + 482, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 482, + 372 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 482, + 372 + ], + "type": "text", + "content": "Table 7 shows results on CIFAR-10. Our baseline (first row) uses the standard prediction alignment in Eq. (4). Both FCA and PGM improve adversarial robustness. The statistical sub-matrices alignment " + }, + { + "bbox": [ + 130, + 324, + 482, + 372 + ], + "type": "inline_equation", + "content": "(\\Omega)" + }, + { + "bbox": [ + 130, + 324, + 482, + 372 + ], + "type": "text", + "content": " boosts the clean accuracy of student by promoting the prediction invariance between clean and adv. samples." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "content": "Clean vs. robust accuracy trade-off. The trade-off between clean accuracy and adversarial robustness has been widely investigated in adversarial training [12,43,55]. Less is known about such a trade-off within the context of robust knowledge distillation. Thus, we study the effect of " + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "content": ", which balances the prediction alignment on clean and adversarial samples. Fig. 3a shows an improved adversarial robustness associated with a decrease in clean performance as " + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "content": " gets larger. Furthermore, we explore the robustness of our STARSHIP and its adaptive variant (Ada-STARSHIP) against adversarial samples across diverse attack strengths in Fig. 3b. We adopt adversaries with " + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "inline_equation", + "content": "\\epsilon = 8/255" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "content": " (signified by the dashed red line) for robust distillation. Compared with the vanilla STARSHIP, Ada-STARSHIP has a better performance on clean samples and their adversarial counterparts of lower attack strength (" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "inline_equation", + "content": "\\epsilon \\leq 10" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "content": "). In comparison, STARSHIP achieves better robustness against strong adversarial samples (" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "inline_equation", + "content": "\\epsilon > 10" + }, + { + "bbox": [ + 130, + 374, + 482, + 542 + ], + "type": "text", + "content": "). Such an intrinsic robustness trade-off makes our method applicable in diverse scenarios." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 544, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 628 + ], + "type": "text", + "content": "Visualization. As shown in Figure 4, we provide visualizations of adversarial samples " + }, + { + "bbox": [ + 130, + 544, + 482, + 628 + ], + "type": "inline_equation", + "content": "(\\epsilon = 8 / 255)" + }, + { + "bbox": [ + 130, + 544, + 482, + 628 + ], + "type": "text", + "content": " related to both the teacher and student models via Grad-CAM [48]. In comparison with other robust distillation methods, the student model distilled by our STARSHIP method shares similar attention regions to that of the teacher model. Such an observation further underscores the efficacy of our method in preserving the adversarially robust prediction alignment between the teacher and student. Additional visualization results are in Appendix D." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": "Discussion on effectiveness of our method. Building on the insights from Figure 1, we further analyze the robustness w.r.t. the variance gap between adversarial and clean representations under different attack strengths. Figure 5" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 103 + ], + "type": "text", + "content": "Robust Distillation by Reducing Student-Teacher Variance Gap" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "evaluates our STARSHIP method and its adaptive variant. For comparison, we also introduce a Feature Alignment (FA) variant of our baseline method (ARKD) from Eq. (4). According to Figure 5, relying on the feature or prediction alignment alone cannot reduce such a statistical gap, leading to relatively weaker robustness against adversarial samples. Unlike the sample-to-sample matching paradigm (e.g., FA), our STARSHIP method introduces the alignment of second-order statistics [31, 32, 34, 36, 44, 54] at both the feature and prediction levels, which introduces the multivariate Normal distribution alignment prior to the alignment process (e.g., correlation alignment instead of mere matching of individual features or instances). Analysis of the parameter-level perturbations (Eq. (7)) is in Appendix C.6." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 250, + 482, + 490 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 250, + 482, + 490 + ], + "spans": [ + { + "bbox": [ + 130, + 250, + 482, + 490 + ], + "type": "text", + "content": "Performance comparison w.r.t. different distance measures. Below, we explore the efficacy of several distance metrics on the alignment of covariance and gram matrices between the teacher and student distilled via our STARSHIP. As such matrices are symmetric positive (semi-)definite, distance " + }, + { + "bbox": [ + 130, + 250, + 482, + 490 + ], + "type": "inline_equation", + "content": "d^2(\\cdot, \\cdot)" + }, + { + "bbox": [ + 130, + 250, + 482, + 490 + ], + "type": "text", + "content": " in Eq. (6) for feature covariance alignment and Eq. (9) for prediction-score gram matching can be achieved by non-Euclidean distances. Table 8 reports clean and robust accuracies of the distilled student model based on different distance metrics: (i) the Frobenius norm, (ii) the Power-Euclidean (Pow-E) metric [17,33,34], (iii) fast spectral expectation of Max-pooling (MaxExp) [33,34], and (iv) the KL divergence. Note that we conduct the alignment of multivariate Normal distributions (statistics) between the teacher and student models when adopting the KL divergence as the distance metric. We observe that the statistical alignment via MaxExp achieves the highest accuracy on both clean and adversarial examples, even surpassing the performance of distribution alignment via the KL divergence that adopts both the mean and covariance information. The main reason is that MaxExp can balance (and partially equalize) the spectrum of the aligned statistics. It dampens the significance of leading eigenvalues and boosts the impact of non-leading eigenvalues. Thus, it encourages the student to distill all orthogonal variance vectors of the teacher covariance, not only those corresponding to the leading eigenvalues, preventing overfitting to leading principal directions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 508, + 226, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 508, + 226, + 521 + ], + "spans": [ + { + "bbox": [ + 132, + 508, + 226, + 521 + ], + "type": "text", + "content": "6 Conclusions" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 533, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 665 + ], + "type": "text", + "content": "Motivated by the implicit link between feature variance and model generalization, we have investigated the relation between the adversarial robustness and its correlation to the variance gap between feature variances of adversarial and clean samples. We have observed that a similar phenomenon holds for prediction-based gram matrices. We devised several alignment strategies leveraging second-order statistics to align the student's statistics with the teacher's statistics. We have also shown that a degree of self-distillation within the student model is beneficial for robustness. Leveraging second-order statistics to align the student toward the teacher helps capture well intricacies of the teacher's robust boundary through aligning correlations rather than sample-to-sample scores. Appendix F discusses limitations of our method." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 102 + ], + "type": "text", + "content": "Dong et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 237 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 237 + ], + "type": "text", + "content": "This research is supported by National Research Foundation, Singapore and Infocomm Media Development Authority under its Trust Tech Funding Initiative, the Centre for Frontier Artificial Intelligence Research, Institute of High Performance Computing, A*Star, and the College of Computing and Data Science at Nanyang Technological University. Any opinions, findings, conclusions, or recommendations expressed in this material are those of the author(s) and do not reflect the views of National Research Foundation, Singapore, and Infocomm Media Development Authority. PK is supported by CSIRO's Science Digital." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 255, + 197, + 268 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 255, + 197, + 268 + ], + "spans": [ + { + "bbox": [ + 132, + 255, + 197, + 268 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 280, + 480, + 664 + ], + "type": "list", + "angle": 0, + "index": 16, + "blocks": [ + { + "bbox": [ + 138, + 280, + 480, + 301 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 280, + 480, + 301 + ], + "spans": [ + { + "bbox": [ + 138, + 280, + 480, + 301 + ], + "type": "text", + "content": "1. 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We introduce Affective Visual Dialog, an emotion explanation and reasoning task as a testbed for research on understanding constructed emotions in response to visually grounded conversations. The task involves three skills: (1) Dialog-based Question Answering (2) Dialog-based Emotion Prediction and (3) Affective explanation generation based on the dialog. Our key contribution is the collection of a large-scale dataset, dubbed AffectVisDial, consisting of 50K 10-turn visually grounded dialogs as well as concluding emotion attributions and dialog-informed textual emotion explanations, resulting in a total of 27,180 working hours. Notably, the dataset spans a broad range of visual stimuli, covering human heritage and contemporary life, with an average per-turn answer length of about 12 words — 5 times that of the VisDial dataset — and explanations exceeding 28 words on average. We explain our determining design decisions in collecting the dataset, data inclusion and exclusion criteria starting from over 100K dialogs for quality control, and introduce the questioner and answerer tasks that are associated with the participants in the conversation. We propose and demonstrate solid Affective Visual Dialog baselines adapted from state-of-the-art multimodal models. Remarkably, the responses generated by our models show promising emotional reasoning abilities in response to visually grounded conversations. Our project page with the dataset is available through https://affective-visual-dialog.github.io", + "bbox": [ + 261, + 357, + 740, + 633 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: vision and language $\\cdot$ affective computing $\\cdot$ affective reasoning", + "bbox": [ + 261, + 647, + 710, + 661 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 686, + 356, + 702 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "As AI systems become increasingly ubiquitous, it is crucial to consider the emotional aspects of human nature to develop systems that can flexibly respond naturally based on perceived emotions, ultimately increasing the social acceptance of AI and better-supporting humans. Stuart Russel [52] critiqued the normative AI development model warning of potential catastrophes due to its frequent disregard of compatibility with human values and goals. Developing emotion-aware AI systems requires public datasets capturing diverse sensory modalities. In this work, our focus is to take a step towards developing Computer Vision systems compatible with our emotional being.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In recent years, there has been growing attention to examining the emotional impact of visual stimuli on viewers, expressed via language [2, 3, 39, 40]. While these works mostly focused on the direct influence of visual stimuli on affective experiences, there is a notable gap in understanding how language grounded in visuals influences affective experiences. Our research aims to bridge this gap by investigating the construction of emotions in visually grounded conversations and elucidating how such emotions are conveyed and explained through language.", + "bbox": [ + 212, + 146, + 787, + 253 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our effort starts with building a large-scale dataset that captures language and vision modalities, and their influence on human emotions. Specifically, we are interested in language in the form of a dialog about a visual signal that guides human emotion. The dialogues capture live conversations between two people and their constructed emotions in response to visual stimuli. Datasets of this nature aid in deepening our understanding of the correlation between vision (and language) information and emotion. It serves as a valuable resource for refining models and their evaluation. This dataset not only contributes to our comprehension of the link between visual and linguistic cues in emotion recognition but also empowers us to construct more adept AI models with enhanced emotion understanding and evaluate their performance more effectively. To that end, we design a novel task to establish a dialogue between two human participants - a Questioner and an Answerer - to reach an emotional judgment. Our task allows models to generate emotions and explanations through visually grounded conversations and the integration of vision and language modalities. Our dataset provides an avenue to ex", + "bbox": [ + 212, + 281, + 488, + 747 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "plore the impact of direct/indirect (e.g. image is not visible) access to visual stimuli on affective experiences. We can explore emotional states after the conversation about the hidden image and how they may change once the image is revealed. For example, Fig. 1 shows a shift in the questioner's emotional response from \"fear\" to \"contentment\" once they saw the hidden visual stimuli. Furthermore, our dataset enables us to look at the impact of visual stimuli on the Answerer's emotional state after the conversation.", + "bbox": [ + 212, + 750, + 787, + 839 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/144fd7c7bb5e676dee335501e9492c5d945e3736c4fc1c96b65a6aa6cd6c6eb6.jpg", + "image_caption": [ + "Fig. 1: AffectVisDial captures constructed emotion attributions and explanations from both the Questioner (without image access) and Answerer (with image access) after 10 turns of questions and answers starting from two opposing opinions. Subsequently, the Questioner views the image and can alter their initial emotional response, accompanied by a corresponding textual explanation." + ], + "image_footnote": [], + "bbox": [ + 501, + 280, + 777, + 584 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Why Dialog setup? The question-answer-based dialog setup was chosen over providing text descriptions about visual stimuli because this setup offers unique advantages that enable a more dynamic and interactive exploration of the visual content. This allows the questioner to obtain specific information, seek clarification, and delve deeper into particular aspects of the content, leading to a more comprehensive understanding of the visual stimulus. This in turn improves certain abilities of AI agents supported by research [12,43,69].", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We present a benchmark, AffectVisDial, with standard splits and baseline models for the Affective Visual Dialog Task: evaluating (1) Question Answering ability and (2) Emotion Classification based on visually grounded dialogs (3) and Affective Explanation Generation from dialogs. In summary, our contributions include:", + "bbox": [ + 212, + 252, + 787, + 313 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We introduce a large-scale dialog dataset (AffectVisDial) capturing conversations between two participants along with their emotional reactions, encompassing 50,000 unique dialogs with emotion judgments and explanations.", + "- We design a novel task of Affective Visual Dialog covering three subtasks: 1) Dialog-based question answering, 2) Dialog-based emotion classification, and (3) Affective Explanation where the system needs to produce emotion and explanation in language based on dialogs and visuals.", + "- We introduce several baselines and measure their ability to predict emotions based on language and/or vision, and most importantly explain why.", + "- Our findings show that emotion can be influenced by the different responses within the dialogue, demonstrating the importance of capturing the conversation context based on visuals for emotion prediction." + ], + "bbox": [ + 225, + 321, + 792, + 503 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We conclude by illustrating in the discussion how the introduced models could potentially guide conversations according to a desired emotion, and edit the visual stimuli based on the stipulated emotional reasoning.", + "bbox": [ + 212, + 513, + 787, + 559 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 214, + 580, + 367, + 598 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this section, we survey prior research in vision language datasets, affective explanation, and dialog systems, emphasizing the opportunities that our dataset offers to advance these areas.", + "bbox": [ + 212, + 613, + 787, + 657 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Vision-Language datasets (e.g. [5, 17, 33, 56, 61, 65]) have been curated to explore the link between visual and linguistic information, facilitating the investigation of tasks such as image captioning, visual question answering (VQA), and visual dialog. The latter two tasks challenge machines to reason over visual elements and general knowledge to infer correct answers based on images and related questions. These demanding tasks require machines to exhibit visual understanding, reasoning, and text comprehension. Our work extends these challenges by incorporating affective reasoning and explanation generation capabilities.", + "bbox": [ + 212, + 657, + 787, + 779 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Emotion Representation & Dialog Datasets. In the existing literature, two widely adopted paradigms for representing emotions are the discrete categorical system [20] and the continuous 2D-dimensional Valence-Arousal (VA) model [51]. Drawing from prior works (e.g., [3, 38-40, 63, 64]), we follow a consistent methodology and leverage", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "the same set of eight Ekman emotion categories: the four negative emotions (anger, disgust, fear, sadness) are considered universal and basic, as initially proposed by Ekman, the four positive emotions (amusement, awe, contentment, excitement) are more nuanced variations of happiness [19]. Numerous efforts have been made to collect datasets and analyze human emotions across different modalities, encompassing facial expression [41], body gestures [22, 24, 34, 49], text [10, 18, 58], music [8, 16, 21, 25] and visual art [3, 40]. However, most of them were limited in size or concerned with single modalities. Although some recent studies have explored the link between emotion attributes, language, and visual stimuli [2, 3, 39], they often lack explanatory language based on linguistic cues from conversations surrounding hidden visual stimuli. While there are dialog datasets that address human emotions and social intelligence [14, 30, 32, 50, 54, 68], they lack grounding in visual signals, which sets our work apart. Our dataset aims to bridge this gap and is, to the best of our knowledge, the first to focus on capturing emotional responses and affective expressions through dialogues centered around visual stimuli.", + "bbox": [ + 212, + 147, + 787, + 375 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 AffectVisDial Dataset and Analysis", + "text_level": 1, + "bbox": [ + 214, + 398, + 542, + 416 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Dataset Collection", + "text_level": 1, + "bbox": [ + 214, + 433, + 385, + 448 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We employed a live communication protocol, where two agents engage in a dialogue. The Questioner asks questions about a hidden image, which is intentionally concealed to mitigate any visual priming biases. These biases can cause models to operate under the assumption that the questioner will inquire about the objects depicted in the image [4, 23]. The objective of the Questioner is to explore the hidden image. On the other hand, the second agent (Answerer) observes the image and provides answers to the questions posed by the Questioner. The unique setup in our user interface design is that to initiate the conversation, we reveal two opposing opinions (a negative and a positive caption) from the combined ArtEmis v1 and v2 datasets [3,40] associated with the artwork. Our intuition of triggering the dialog with the two opposite opinions is to counter the biases of the Questioner when starting the task and encourage more open-mindedness towards the emotion triggered by the hidden visual signal (i.e., to open the possibility that the hidden visuals may be perceived subjectively positively or negatively). After 10 question-answer pair exchanges, the Questioner is asked to provide an emotional class response and explanation for what informed the Questioner's decision based on the dialog. Then, the hidden image is revealed to the Questioner, and both agents are required to indicate their emotional responses in the presence of visual cues and conversation. This final question after revealing the image allows explorations regarding the emotion arising from only dialog vs. those that are also informed by visual stimuli. For the live chat framework, we use Mephisto tool [60] with our customized front-end interfaces. Fig. 3 shows an example of collected dialog; more examples and interfaces are attached in the supplementary.", + "bbox": [ + 212, + 460, + 787, + 794 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Visual Stimuli (representing Heritage and Contemporary life). We use visual artworks from WikiArt [15] to ground conversations between two agents. The diversity of artworks in terms of periods, art genres (landscape, portrait, still life, etc.), and styles", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "(abstract, baroque, cubism, impressionism, etc.) naturally allow for engaging and distinct conversations. We decided to use visual art as the basis of our dataset for three primary reasons. First, artworks are often created with the intention of eliciting emotional responses in viewers, making them a natural choice for studying the relationship", + "bbox": [ + 212, + 146, + 787, + 207 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/db14ff1d33be01449a6db34dad41467f1a8aa841b3d10bff407f4c5f0f1cd5e9.jpg", + "image_caption": [ + "Fig.2: Visual stimuli from diverse movements including photography; dialog counts and percentages are in parentheses." + ], + "image_footnote": [], + "bbox": [ + 212, + 208, + 787, + 420 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/e80d1a2f56e28e4edc8edc4a89aae480ff5ec424a71feb992379ccdb717a3e25.jpg", + "image_caption": [ + "Fig.3: An example sample from AffectVis-Dial dataset. It contains an image, two opinions (positive and negative) about the image, a conversation, and explanations from both Questioner and Answerer." + ], + "image_footnote": [], + "bbox": [ + 225, + 484, + 334, + 536 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/8970626e1c108f06f2a255397c1b1a537edda2622de7ceda8ed34cc8b8661b6a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 334, + 489, + 354, + 503 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Pos: The trees are being very clearly reflected in the water.", + "bbox": [ + 361, + 489, + 457, + 501 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/f852a4c6ec93d6e6383a08d1fff983d2a1a2b8dfba0d22f690e7e89fcd91e8fd.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 334, + 513, + 354, + 527 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Neg: Darkness dominates the image, especially in the reflection in the water, and provides little hope or beauty for the viewer", + "bbox": [ + 361, + 510, + 457, + 534 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "What do you see in fact in that artwork?", + "This picture shows a landscape, I find a river, some trees and a mountain here" + ], + "bbox": [ + 222, + 539, + 470, + 560 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Can you clarify the emplacement of these object them?", + "bbox": [ + 222, + 561, + 470, + 569 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "The river is in the foreground of the image; these trees are located in the middle of the picture while this mountain is at the background", + "About those trees, what do you can say about them, color and shape and type?" + ], + "bbox": [ + 222, + 571, + 470, + 585 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "It is difficult to know their type because this picture is not real but i can say these trees have the same height, the color of their leaves are green", + "Do you see how many of mountain there in fact?" + ], + "bbox": [ + 222, + 588, + 470, + 607 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "I just find one big mountain at the background of the picture", + "Speaking about that big mountain, what color do you see in it?" + ], + "bbox": [ + 222, + 609, + 470, + 625 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "This big mountain is colored in dark green, it is grassy", + "And seeing at its contour, do you see a curve shape or pyramid or zigzag?" + ], + "bbox": [ + 222, + 626, + 470, + 640 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "When it concerns its contour, i find a mountain of a pyramid shape here", + "So you see the sky then there or i'm right in saying that?" + ], + "bbox": [ + 222, + 642, + 470, + 656 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "Yes, the sky appears on the top at the background of the picture", + "Don't you notice some object like person in that picture?" + ], + "bbox": [ + 222, + 657, + 470, + 672 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "No, i cannot find any persons or any animals in this picture", + "About the brightness of that picture, what weather do you see in it?" + ], + "bbox": [ + 222, + 674, + 470, + 689 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "The weather is cloudy because there are many clouds in the sky. it is a bit dark i guess it is going to rain", + "What else do you want to add about that picture?" + ], + "bbox": [ + 222, + 690, + 470, + 705 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "I find a reflection of the trees on the lake, so the lake also is colored in dark green", + "bbox": [ + 222, + 707, + 470, + 714 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Affective emotion explanations:", + "bbox": [ + 222, + 715, + 470, + 723 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "because i like the place like that as it contains many trees and mountain, i think", + "The property of this mixture is not terrification or attractive in real space as it looks", + "The greenery of this picture is not terrible nor attractive in my eyes as it looks like a algae." + ], + "bbox": [ + 222, + 724, + 470, + 746 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "I feel happy when i am looking at this picture because i like this place, the place", + "is quiet and the environment is clean" + ], + "bbox": [ + 222, + 748, + 470, + 760 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Specifically, we include only those dialogs that contain the full 10 turns, where both Questioner and Answerer provide their emotional explanations about the hidden image. Out of 107,912 dialogs, 17,435 dialogues that had less than 10 turns were deemed \"incomplete\" and were excluded from the dataset. We also exclude those dialogs that contain any inappropriate or irrelevant content that does not follow the given instructions such as avoiding offensive messages, chitchatting, etc. The remaining 90,477 complete dialogs were manually inspected, and 40,477 were excluded for noncompliance with said guidelines. To facilitate a more productive dialogue that delves deeper into the exploration of the hidden image, we required Questioners to avoid redundant questions that can be easily answered by referring to the given opinions. By carefully selecting and filtering the data, we aim to ensure the quality and usefulness of the AffectVisDial dataset.", + "bbox": [ + 483, + 435, + 787, + 765 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Dataset Analysis", + "text_level": 1, + "bbox": [ + 485, + 786, + 643, + 801 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we analyze our AffectVis-Dial dataset and compare it to existing similar", + "bbox": [ + 483, + 809, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/2996ef4fcad6c40a86f7c009a38547a2678284f148b08379bd9efe072f75e702.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 217, + 142, + 379, + 265 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/a83e1db2508d334f7e4267637b697d19341aac00334bec1a90c667eaf84734fb.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 390, + 142, + 552, + 253 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/ec2e42d7e89031d9869e6329c7a723804041fcf89e02b4dad460034acd842cb5.jpg", + "image_caption": [ + "(c)", + "Fig. 4: Distribution of first n-grams for AffectVisDial (a) questions, (b) answers. (c) Questioner's emotion distribution before observing the hidden image, along with the most affective words for each specific emotion from the dialogue." + ], + "image_footnote": [], + "bbox": [ + 553, + 148, + 784, + 239 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "datasets. In total, our AffectVisDial dataset contains 50,000 dialogs (10 QA pairs) on 50K unique artworks, resulting in 500,000 QA pairs.", + "bbox": [ + 212, + 363, + 784, + 393 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Comparison to similar datasets. Tab. 2 compares our dataset to existing visual dialog datasets. CLEVR [26], MNIST [55] contain more dialogs. However, they are generated synthetically for the purpose of diagnosis of the Visual Dialog models and do not capture the real natural conversation. Compared to VisDial [17], our dataset contains emotion labels and corresponding explanations for 50k dialogs. Additionally, our dataset features longer questions and answers with a vocabulary size of 21K, three times larger than VisDial. The mean question and answer lengths in AffectVisDial are 10.92 and 14.85, respectively, compared to 5.1 and 2.9 in VisDial.", + "bbox": [ + 212, + 397, + 787, + 517 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Linguistic analysis. Tab. 1 presents the Part-of-Speech (PoS) analysis for questions and answers in AffectVisDial and VisDial. Compared to VisDial, AffectVisDial has a higher frequency of PoS tags in questions and answers, suggesting that the answers are more detailed and descriptive of the image attributes and activities. Emotional explanations in AffectVisDial have higher PoS tags than questions and answers. This is expected since the agents should be expressive in their explanations in order to convey what constructed their emotion from the dialog. We also break down the results for dialogs con", + "bbox": [ + 212, + 535, + 517, + 744 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "cluded with a positive emotion (i.e., amusement, awe, excitement, contentment) vs negative emotion (i.e., sad, anger, disgust, fear). We found that there are not many statistical differences between questions from dialogs with positive conclusions and questions from dialogues with negative conclusions.", + "bbox": [ + 212, + 747, + 787, + 806 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Analyzing Questions. Fig. 5 shows the distribution of the lengths of questions for AffectVisDial and VisDial (see the solid red lines). The plot indicates that questions and", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/e61ebe47d84beed7033ab1a840c8b34325bf29434a36077fc615be9ef1ccb481.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
DatasetTypeNounsPronounsAdjectivesAdpositionsVerbs
VisDial [17]Q1.40.60.30.31.4
AffectVisDial (Ours)Q2.61.00.51.42.1
VisDial [17]A0.90.20.30.20.5
AffectVisDial (Ours)A3.61.01.11.92.7
AffectVisDial (Ours)Positive Q2.61.10.51.42.0
Negative Q2.60.90.51.42.0
Positive A3.50.91.11.82.6
Negative A3.41.01.11.82.6
Qers' Exp w/o image5.92.62.33.35.8
Qers' Exp w/ image3.92.01.612.44.0
Aers' Exp6.32.82.63.46.1
", + "bbox": [ + 526, + 547, + 787, + 637 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Table 1: Language richness reported as the average Part-of-Speech units per individual Questions (Q), Answers (A), and Explanations (Exp) from Questioners (Qers) and Answers (Aers).", + "bbox": [ + 524, + 647, + 787, + 717 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 116, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 382, + 127 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/5653070e2ab39c04f494002a11c964d49dbad15fcc4ef8ebcf76c6dd3090a240.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
DatasetsCLEVR Dialog [26]MNIST Dialog [55]VisDial [17]AffectVisDial (Ours)
Type (real-R, synthetic-S)SSRR
# Images85K50K123K50K
# Dialogs425K150K123K50K
# Questions4.25M1.5M1.2M500K
# Unique Q73K335380K193K
# Unique A2938340K324K
Vocab. Size125547K21k
Mean Q Len10.68.95.110.92
Mean A Len112.914.85
Mean Q Explanation LenNANANA27.29
Mean A Explanation LenNANANA28.95
Emotion labelsNANANA50K ×2
Emotion ExplanationsNANANA50K ×2
", + "bbox": [ + 287, + 143, + 715, + 294 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 2: Comparison with existing visual dialog datasets.", + "bbox": [ + 328, + 295, + 671, + 308 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "answers of AffectVisDial are significantly longer. Fig. 4 (a) shows Sunbursts visualization of the distribution of questions based on the first four words in the dataset. Binary Questions vs Binary Answers: It is interesting to see that the top 10 answers are binary answers with details, e.g., \"No there are no trees or plants in the image\" or \"Yes there is a man in the image.\" This is a consequence of the questioner not being able to see the image. Thus, they are asking contextually relevant questions like \"Do you see any trees or plants in the image?\" in an attempt to explore the scene. Das et al. [17] observed that the VQA dataset contains binary questions that can be answered by simply", + "bbox": [ + 212, + 325, + 787, + 445 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "\"yes\"/\"no\"/\"maybe\". Regarding answers which contain \"yes\"/\"no\" as binary answers, they reported that only $46.96\\%$ of all \"yes\"/\"no\" responses were binary answers containing \"yes\" in VisDial. However, in VQA there was a bias towards \"yes\", with $61.40\\%$ of binary responses being \"yes\". In our dataset, there is a balance between binary questions containing \"yes\" and \"no\", $50.32\\%$ and $49.68\\%$ , respectively. The percentage of \"yes\"/\"no\" questions with respect to the total number of answers from the training set is $52.7\\%$ for VisDial and for $25.5\\%$ for AffectVisDial ( $>50\\%$ reduction).", + "bbox": [ + 212, + 446, + 573, + 626 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Analyzing Answers. Answers in AffectVisDial are much longer and more informative - average length 14.85 words; see Tab. 2 and the solid green and dashed green plots in Fig. 5. The top-1000 frequent answers in VisDial [17] cover $63\\%$ of all answers, while for AffectVisDial they cover only $38\\%$ . Since the number of dialogs in VisDial is higher than AffectVisDial, we sampled a subset of dialogs of the same size as our whole dataset size and computed the percentage coverage of answers on this subset from VisDial. Fig. 6 shows the percent coverage of unique answers overall answers in the training set. Fig. 4 (b) visualize answer distribution based on the starting few words. A large portion of answers are descriptive to convey the exis", + "bbox": [ + 212, + 628, + 573, + 840 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/6aa1a39e4bb1776870a1600bdd8da085f528ec1bee34fa54f81d22047e6de4f4.jpg", + "image_caption": [ + "Fig. 5: Distribution of lengths for questions, answers, and explanations" + ], + "image_footnote": [], + "bbox": [ + 584, + 448, + 782, + 560 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/d54514f7015c25a90181f992c99a668b66303524855a425a89fd2c340eecebc6.jpg", + "image_caption": [ + "Fig. 6: percent coverage of overall answers from the training set covered top frequent unique answers, compared to VisDial. Based on the coverage, AffectVisDial's answers are more diverse." + ], + "image_footnote": [], + "bbox": [ + 586, + 619, + 782, + 729 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "tence of objects in the image (e.g., \"there are / is\" or \"there seems like\"), and many answers start with \"there are\" or \"is\" since questioners are querying whether things are in the image.", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Analyzing emotion explanations. We report three types of analysis for explanations: explanations of the Questioner (1) before and (2) after the image observation, and Answerer explanations. Tab. 2 shows that on average explanations have lengths 27.29 and 28.95 for Questioner and Answerer, respectively. Tab. 1 shows that the average number of PoS from explanations before observing images is larger than those after observing the image. Answerer explanation contains slightly more pronouns, so we speculate that they can easily refer to visual cues since they can see the hidden image.", + "bbox": [ + 212, + 191, + 787, + 297 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/61d296b1e394eab983ddb88bd97862a9fcb7335f9d2f0294c461d1550df65aeb.jpg", + "image_caption": [ + "Fig.7: Top: percentage of change of emotion before/after the Questioner observes the image in the dataset. Bottom: emotion distribution across continents." + ], + "image_footnote": [], + "bbox": [ + 218, + 305, + 504, + 498 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Emotion Distribution. We report emotion distribution before observing the image in Fig. 4 (c) with the top words associated with each emotion. It is obvious that the most dominant emotion is \"contentment\". Fig. 7 (top) shows the percentage of Questioner, who changed their emotion choice after observing the hidden image. On average, $23.22\\%$ of the time, annotators changed their minds after looking at the hidden image. In general, dialog information is informative enough for the Questioner to conclude their final emotional responses. The emotion category that was influenced the most by the emotion change is \"something else\", where the Questioner may not have to find enough linguistic details associated with images. Fig. 7 (bottom)", + "bbox": [ + 511, + 297, + 787, + 584 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "shows the distribution of emotions before observing the image across continents; \"contentment\" is the most dominant emotion across annotators from all continents. Interestingly, we can observe that there are some similarities in the emotion distribution between North America and Europe: the emotion labels like \"contentment\", \"excitement\", and \"fear\" are almost identical between these groups.", + "bbox": [ + 212, + 585, + 787, + 660 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Task and Neural Baselines", + "text_level": 1, + "bbox": [ + 214, + 685, + 470, + 702 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The Affective Visual Dialog task involves three subtasks: dialog-based question answering 4.1, affective explanation generation 4.2 and dialog-based emotion classification 4.3. We split the dataset into train, validation, and test sets with $80\\%$ , $5\\%$ , $15\\%$ percentages, respectively.", + "bbox": [ + 212, + 718, + 787, + 779 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Notations: To begin with, we first elaborate on several notations. Specifically, $I$ represents an image, and two emotion labels (in the form of positive-negative pairs), denoted as $E$ , and associated opinions as $C$ . Moreover, a dialog $D$ containing 10 pairs of questions and answers about the image can be represented as $D = \\{(Q_{1}, A_{1}), \\dots, (Q_{10}, A_{10})\\}$ .", + "bbox": [ + 212, + 779, + 795, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "At any given round $t$ , a context $H_{t}$ is defined as the combination of the image, emotion labels, captions, and the dialog history up to that point, which can be represented as $H_{t} = \\{I, C, (Q_{1}, A_{1}), \\dots, (Q_{t - 1}, A_{t - 1})\\}$ .", + "bbox": [ + 215, + 146, + 787, + 193 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Dialog-based Question Answering Subtask", + "text_level": 1, + "bbox": [ + 215, + 213, + 553, + 228 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this subtask, neural systems' aim is to generate an answer $A_{t}$ for a given question $Q_{t}$ and context $H_{t}$ at round $t$ , similar to [17]. Two approaches can be used: generative [11, 44, 45] and discriminative [11, 42, 45]. Generative models generate an answer, while discriminative models rank pre-defined candidate answers. Candidates are generated following [17], including a ground truth answer, 50 possible answers, 30 most popular answers, and 19 random answers.", + "bbox": [ + 212, + 237, + 787, + 325 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Neural Baselines: We explore several neural models for this task. Firstly, we utilize the simple Nearest Neighbors approach, as introduced in Das et al. [17]. We experiment with two variants: NN-Q, which finds $k$ similar questions based on GloVE [47] embeddings and takes the average similarity scores between candidates and $k$ answers for ranking options; and NN-QI, which extracts $K$ similar questions and then selects a subset of $k$ questions based on image similarity features from VGG-16 [57]. Additionally, we evaluate two state-of-the-art models: VisDial-BERT [42], which adopts VilBERT [37] pretrained on Conceptual Captions [56] and VQA [5] and is fine-tuned on Visual Dialog [17] tasks; and LTMI [45], a SOTA model that can be used as both a generative and discriminative model.", + "bbox": [ + 212, + 327, + 787, + 479 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Affective Explanation Generation Subtask", + "text_level": 1, + "bbox": [ + 215, + 500, + 552, + 513 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this subtask, we investigate the ability of neural models to generate emotion explanations given $D$ and, optionally $I$ . Additionally, we incorporate $E$ and $C$ to provide a comprehensive context for the generation process. To simultaneously generate the emotion class and its corresponding explanation for both the questioner and answerer, we experiment with different generative language models. To make the explanation more faithful to the identified emotion, we design a prompt \"I feel EMOTION because EXPLANATION\" and train the models with this prompt. Generating emotion and explanation together helps the model understand the reasoning behind the emotion and produces more accurate predictions.", + "bbox": [ + 212, + 522, + 787, + 657 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Neural Baselines: We consider two generative text models (BART [28], T5-large [48]) and a recently introduced multi-modal model NLX-GPT [53] for emotion and explanation generation for both Questioner and Answerer. Since the Answerer has always access to the image $I$ , we include $I$ in the form of text from pretrained BLIP [31] model for text models T-5 and BART. For the Questioner, we experiment with two variants: the model (1) w/o and (2) w/ access to the image $I$ . For (2), we also include $I$ in the input similar to the Answerer case and predict the emotion and explanation of the Questioner after observing the image. We fine-tune the NLX-GPT model [53] for generating emotional explanations, which can accept both visual and language inputs and produce answers and explanations. We train the model from the perspectives of both the Questioner and the Answerer using the same input as the previously mentioned language models. The image $I$ is passed through the model's image encoder before being fed to", + "bbox": [ + 215, + 659, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "the decoder for final emotion and explanation generation (see the supplementary for implementation details). We also report the performance of recent Large Language Models (LLMs) and vision LLMs, specifically LLaMa2-7b [59] and MiniGPT-4-v2 [13] (based on LLaMa2) in a zero-shot and instruction fine-tuning setup.", + "bbox": [ + 212, + 146, + 787, + 208 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Dialog-based Emotion Prediction Task", + "text_level": 1, + "bbox": [ + 214, + 224, + 524, + 239 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We propose a dialog-based prediction task that aims to predict the emotion label based on a visually grounded conversation, which can be formulated as a standard document classification problem with 9 emotion categories. To address this task, we utilize a pretrained RoBERTa [36] model and fine-tune it on our dataset. As an input for this model, we provide two opinions $C$ and dialog $D$ .", + "bbox": [ + 212, + 246, + 787, + 323 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Experimental Results", + "text_level": 1, + "bbox": [ + 214, + 340, + 429, + 359 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation Metrics. For the Dialog-based Question Answering task, we use standard retrieval-based metrics introduced in [17]: mean rank (MR), mean reciprocal rank (MRR), and recall $\\mathrm{R}@\\mathrm{k}$ ( $k = 1,5,10$ ) based on 100 candidate answers. Candidates include a ground truth answer, 50 possible answers, 30 popular answers, and 19 random answers.", + "bbox": [ + 212, + 369, + 787, + 443 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "To evaluate explanation generation quality and linguistic similarity to human explanations, we use popular machine-based captioning metrics: BLEU [46], BERT-score [67], and BART-score [66]. We evaluate predicted emotion categories using a weighted F1-score due to data imbalance over the 9 emotion classes.", + "bbox": [ + 212, + 445, + 517, + 563 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/c01d495310aa8c9b74d000d67d940eb0b59cf4a0bcb3f872bf5e83d6090f72a3.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ModelR@1(↑)R@5(↑)R@10(↑)MRR(↓)MR(↓)
NN-Q0.110.260.380.6532.01
NN-QI0.070.160.310.7136.32
LTMI-G [45]0.180.250.550.3624.47
LTMI-D [45]0.250.390.840.585.62
VisDial-BERT [42]0.230.350.790.476.10
", + "bbox": [ + 526, + 439, + 787, + 505 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 3: Results on dialog-based question answering task.", + "bbox": [ + 524, + 515, + 785, + 544 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Dialog-based Emotion Prediction. After fine-tuning our RoBERTa-based classifier, we observe that it achieves $62.2\\%$ accuracy. It's important to acknowledge the inherent challenge in emotion prediction due to its subjective nature.", + "bbox": [ + 212, + 565, + 787, + 609 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Dialog-based Question Answering. Tab. 3 shows the results of the dialog-based question-answering subtask, where LTMI-D achieves the highest scores among all baselines in terms of retrieval metrics. Naive neighboring approaches perform poorly, possibly due to the large number of unique answers compared to questions. Discriminative methods such as VisDial-BERT and LTMI-D outperform the generative LTMI-G on average by 0.06, 0.12, and 0.27 in R@1, R@5, and R@10 metrics, respectively. The results suggest that the task is challenging in its open form, and generative models may not be as effective as discriminative models.", + "bbox": [ + 212, + 611, + 800, + 731 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Questioner Explanation Generation. Tab. 4 presents the results for the explanation generation subtask. Models relying solely on opinions $(C)$ and emotion representations $(E)$ as input exhibit significantly poorer performance across all metrics compared to other baselines. For instance, the BART model without dialogue $(D)$ underperforms its counterpart with dialogue by 0.24 BLEU scores, indicating the insufficiency of relying solely on two input opinions. Incorporating textual descriptions of images $(I)$ for text-based models leads to noteworthy improvements, as they provide valuable information", + "bbox": [ + 212, + 731, + 787, + 838 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "about the visual input. Notably, the T5 model demonstrates considerable enhancements in metrics such as BLEU, BERT, and BART when exposed to image textual descriptions during training and testing. Intriguingly, when dialogues $(D)$ are introduced as an additional input for these models, their performance significantly improves across all metrics. For instance, T5-Large and NLX-GPT which incorporate $D$ outperform those that do not take $D$ as input by 0.24 and 0.18 BLEU scores, respectively, further underscoring the critical role of dialogue in guiding the model's emotion-related tasks. The results for Answerer are available in the supplementary.", + "bbox": [ + 212, + 146, + 517, + 375 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/ae8f94f525293083b0ab4941cb0d625f63e1984019bf6c0d627055057635eb36.jpg", + "table_caption": [ + "Table 4: Results on Affective Explanation Generation setup for Questioner. $I, E, C, D$ represents the image, 2 opposed emotion labels, associated opinions, and the dialog defined in Sec. 4." + ], + "table_footnote": [], + "table_body": "
ModelI E C D BLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
NLX-GPT [53]×✓×0.090.65-6.67
NLX-GPT [53]×✓✓0.230.86-5.05
NLX-GPT [53]✓✓×0.110.70-5.72
NLX-GPT [53]✓✓✓0.270.88-4.92
BART-Large [28]×✓×0.020.02-5.71
BART-Large [28]××✓0.260.88-4.25
BART-Large [28]×✓✓0.270.88-4.26
BART-Large [28]✓✓×0.040.85-5.38
BART-Large [28]✓×✓0.270.88-4.18
BART-Large [28]✓✓✓0.280.89-4.18
T5-Large [48]×✓×0.050.05-5.98
T5-Large [48]××✓0.250.88-4.54
T5-Large [48]×✓✓0.260.87-4.4
T5-Large [48]✓✓×0.040.85-5.38
T5-Large [48]✓×✓0.280.88-4.35
T5-Large [48]✓✓✓0.280.89-4.34
", + "bbox": [ + 527, + 217, + 787, + 376 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Human Studies. To validate our models' effectiveness, we selected our top-performing", + "bbox": [ + 212, + 378, + 517, + 409 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "model (BART) and conducted studies on Amazon MTurk. We asked participants to evaluate the reasonableness of our dialog-based QA task and conducted a Turing test for emotion explanation generation. Results indicate that over $90\\%$ of produced answers were considered reasonable and $55\\%$ of explanations were considered human-like, showing the effectiveness of our model in capturing emotional reasoning in visually grounded conversations. Fig. 9 shows the generated emotion and corresponding explanation from the Questioner. The output closely resembles human explanations (more examples are in the supplementary).", + "bbox": [ + 212, + 410, + 787, + 532 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Zero-shot and Fine-tuned Performance using LLMs and Vision-LLMs. We explored the potential of multimodal and language foundation models, known for their impressive zero-shot question-answering performance, for predicting emotions and generating corresponding explanations on our newly proposed dataset. Specifically, we evaluated the performance of LLaMa2-7b [59], the latest API of GPT-4 [1], and recently released MiniGPT-4-v2 [13] with our designed prompts, as inputs to enable these models to generate emotions and their explanations. Table 5 presents results for models in zero-shot", + "bbox": [ + 212, + 537, + 517, + 748 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "emotion explanation generation. The trend observed indicates that incorporating dialogs as input improves the results. Emotion F1 scores improved from 23.46 to 25.28 and from 24.28 and 29.79 for MiniGPT-4-v2 and GPT-4, respectively. Despite being powerful models trained on massive data, their performance lags behind our trained baselines, suggesting the need for considering emotional alignment with humans. For example, our baselines trained on our dataset showed superior results, yielding more", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/788f499d8dfca7b6ebbb93f095550f427541dfb20e28917bbebc903d83a9cf22.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ModelIECDBLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
LLaMA2-7b (zs)×✓✓×0.020.62-5.292.49
LLaMA2-7b (zs)××✓✓0.0180.81-5.185.25
LLaMA2-7b (zs)×✓✓✓0.020.85-5.1214.45
GPT-4 (zs)×✓✓×0.0180.81-5.1224.28
GPT-4 (zs)×✓✓✓0.0210.83-5.1129.79
MiniGPT-4-v2 (zs)✓✓✓×0.0090.84-5.1523.46
MiniGPT-4-v2 (zs)✓✓✓✓0.010.85-5.1425.28
LLaMA2-7b (ft)×✓✓×0.010.84-5.1228.92
LLaMA2-7b (ft)××✓✓0.0430.86-4.9232.64
LLaMA2-7b (ft)×✓✓✓0.0520.86-4.5837.02
MiniGPT-4-v2 (ft)✓✓✓×0.0050.83-5.1436.53
MiniGPT-4-v2 (ft)✓✓✓✓0.040.86-4.6146.62
", + "bbox": [ + 526, + 550, + 787, + 671 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 5: Results on Affective Explanation Generation in zero-shot setting and fine-tuned setting. (zs) denotes zero-shot, and (ft) denotes fine-tuned.", + "bbox": [ + 524, + 680, + 787, + 736 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/ac816bbe64a15a5ac85108f360c4c1d4b47452291507a1cc78c4e57f290be5f1.jpg", + "image_caption": [ + "Fig. 8: Examples of altering answers to evoke opposite emotions. The left side of each example shows the original dialog and the right side shows the replaced answer with the corresponding probability of the target emotion" + ], + "image_footnote": [], + "bbox": [ + 215, + 142, + 769, + 417 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "than 40 in F1 score. These limitations highlight the significance of our dataset in advancing emotion-aware AI systems for future applications. In addition, we fine-tuned the open-source LlaMa2-7b [59] and MiniGPT-4-v2 [13] models on our dataset using instruction fine-tuning and assessed their performance. Table 5 shows that fine-tuning enhances the performance of these models, as evidenced by higher Emotion F1 scores. This outcome underscores the significance of our dataset in improving model understanding and generation capabilities in terms of affective explanation. Further details about prompts and generated examples are provided in the supplementary.", + "bbox": [ + 212, + 503, + 787, + 625 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "6 Discussions", + "text_level": 1, + "bbox": [ + 215, + 652, + 346, + 667 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In this section, we discuss and demonstrate potential AI skills that may benefit from our benchmarks and models. We also summarize our key conclusions:", + "bbox": [ + 212, + 688, + 787, + 717 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Emotion Guided Answer Generation. An intriguing avenue for exploration is whether answers can be tailored to elicit specific emotions. In this study, we examine the impact of dialogue answers on resulting emotions by manipulating answers to provoke targeted emotional reactions. To achieve this, we select answer candidates for each question that maximize the probability of the target emotion, as determined by our pretrained RoBERTa-based emotion classifier [36]. The initial two or three turns of the dialogue remain unchanged, while subsequent answers are replaced by selected candidates. Fig. 8 illustrates how gradually altering answers can shift the original emotion", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 218, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 382, + 127 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "towards an opposing direction, highlighting the role of linguistic details in influencing emotions (e.g., the absence of trees increases the probability score of \"fear\").", + "bbox": [ + 214, + 146, + 784, + 176 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Towards Emotionally Reasoned Image Editing. While the above study offers valuable insights, it is essential to acknowledge certain limitations. Emotions are complex and subjective, and the classifier's output may not always align perfectly with true human emotional experiences. Additionally, chosen answers may not", + "bbox": [ + 214, + 181, + 785, + 242 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/3073dbbeb3034d86d0d1b916c135c5c5dd627a7e543f42dcc4495dfbb9e14e40.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 215, + 243, + 524, + 345 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2558d93b507ca08056df6e3fc122cc0f02753a35ef4f17314ad1d939e7fde721.jpg", + "image_caption": [ + "Fig.9: Generated Questioner's Explanation from our T5-Large baseline." + ], + "image_footnote": [], + "bbox": [ + 220, + 348, + 524, + 599 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "necessarily be grounded in the visual input. An interesting exploration is editing the initial visual input to align with candidate answers based on the selected emotion. We use our RoBERTa-based classifier to choose an answer for a given question, increasing the probability score of the target emotion. The chosen answers are then converted into instructions as input to an image editing model [9] to modify the original image accordingly. Fig. 10 demonstrates how the emotion \"contentment\" of the visual stimuli can be maximized by suggesting the inclusion of a mountain in the image. This approach paves the way for collaborative image editing systems capable of offering emotionally informed content creation (similar to [62]). While our approach is a preliminary step, future methods may consider using Reinforcement Learning to build a reward function for increased alignment of emotions and text-to-image content [6,7,27,29].", + "bbox": [ + 540, + 243, + 787, + 650 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Automatic Evaluation Challenges. The subjective nature of this problem, compounded by the use of only a single dialog response per image in our dataset, may lead to limited performance measurements of models. Furthermore, the process of gathering additional references is both costly and complex. Consequently, conventional metrics such as BLEU or BERT, which are reference-based, might inappropriately penalize models. These metrics have demonstrated a relatively low correlation with human judgments, particularly in tasks demanding creativity and diversity.", + "bbox": [ + 214, + 654, + 787, + 760 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Inspired by the G-eval framework [35], which was shown to be highly correlated with human judgments, we adopt a reference-free evaluation approach aimed at assessing model performance in terms of coherence, the groundedness of explanations in dialogues, fluency, and the relevance of explanations to emotions. To evaluate this, we sampled 1000 generations from different models for the same input and evaluated us", + "bbox": [ + 214, + 763, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 769, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/136f2926436c4d31ccbffcc05d7e4362c36aa36bdb7fc8ec5f72f43deffdeee3.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodCoherenceGroundednessFluencyRelevanceOverall
LLaMa2-7b (zero-shot)2.682.683.102.022.62
LLaMa2-7b (fine-tuned)2.662.822.832.342.66
MiniGPT4-v2 (zero-shot)1.771.871.891.371.73
MiniGPT4-v2 (fine-tuned)1.752.041.881.881.89
NLX-GPT2.161.152.211.751.81
", + "bbox": [ + 259, + 143, + 743, + 238 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Table 6: Results on G-Eval metrics.", + "bbox": [ + 392, + 238, + 609, + 250 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "ing G-eval. Table 6 shows that our fine-tuned VLL/LLMs on our dataset are better than zero-shot counterparts in terms of the groundedness of explanations in dialogues and relevance of explanations to emotions. For example, MiniGPT4-v2 fine-tuned on our dataset achieves 2.04 in groundedness compared to the base version with a 1.89 score.", + "bbox": [ + 212, + 276, + 787, + 339 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/f1574b09e6fd4baadd3d68d158a1b8b74e3022a8ca7211b0e2a818bd79afe022.jpg", + "image_caption": [ + "Fig. 10: Example of altering answers to evoke opposite emotions, and make \"edit\" in the original image." + ], + "image_footnote": [], + "bbox": [ + 313, + 363, + 689, + 579 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 641, + 346, + 657 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Emotions are an integral part of human nature. A deeper comprehension of how emotions emerge from natural conversation can aid in the development of more human-compatible machines. In pursuit of this goal, we introduce a novel dataset, AffectVis-Dial , capturing the dialogue between two agents discussing an image and the resultant emotion they construct from the visually grounded dialogues. By adapting and training the state-of-the-art models on our dataset, we show the potential of AI systems for generating affective explanations grounded in dialogues that are similar to human emotions. We also demonstrated the models trained on AffectVisDial can facilitate both emotion-guided answer generation and pave the way toward building and advancing emotionally reasoned collaborative image editing systems. We hope our dataset and models will help ease future research in affective vision and language.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "K. Haydarov et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement. This project is funded by KAUST BAS/1/1685-01-01, SDAIA-KAUST Center of Excellence in Data Science and Artificial Intelligence. The authors express their appreciation to Jack Urbanek, Sirojiddin Karimov, and Umid Nejmatullayev for their valuable assistance in data collection setup. Lastly, the authors extend their gratitude to the diligent efforts of the Amazon Mechanical Turkers, DeepenAI, and SmartOne teams, as their contributions were indispensable for the successful completion of this work.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 273, + 310, + 289 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Zhu, D., Chen, J., Haydarov, K., Shen, X., Zhang, W., Elhoseiny, M.: Chatgpt asks, blip2 answers: Automatic questioning towards enriched visual descriptions. arXiv preprint arXiv:2303.06594 (2023) 3" + ], + "bbox": [ + 212, + 146, + 787, + 325 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Affective Visual Dialog", + "bbox": [ + 588, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 769, + 116, + 784, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/b9c9664a-7bd1-4c93-bf97-6e4716b75dcb_model.json b/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/b9c9664a-7bd1-4c93-bf97-6e4716b75dcb_model.json new file mode 100644 index 0000000000000000000000000000000000000000..9123b3053457242b5acc5516295a15855f325d15 --- /dev/null +++ b/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/b9c9664a-7bd1-4c93-bf97-6e4716b75dcb_model.json @@ -0,0 +1,3032 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.229, + 0.141, + 0.777, + 0.207 + ], + "angle": 0, + "content": "Affective Visual Dialog: A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.235, + 0.78, + 0.266 + ], + "angle": 0, + "content": "Kilichbek Haydarov1, Xiaogian Shen1, Avinash Madasu1, Mahmoud Salem1, Li-Jia Li2, Gamealeldin Elsayed3, and Mohamed Elhoseiny1" + }, + { + "type": "text", + "bbox": [ + 0.334, + 0.277, + 0.668, + 0.291 + ], + "angle": 0, + "content": "\\(^{1}\\) King Abdullah University of Science and Technology" + }, + { + "type": "text", + "bbox": [ + 0.459, + 0.292, + 0.546, + 0.305 + ], + "angle": 0, + "content": "2 HealthUnity" + }, + { + "type": "text", + "bbox": [ + 0.439, + 0.306, + 0.564, + 0.319 + ], + "angle": 0, + "content": "3 Google DeepMind" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.358, + 0.741, + 0.634 + ], + "angle": 0, + "content": "Abstract. We introduce Affective Visual Dialog, an emotion explanation and reasoning task as a testbed for research on understanding constructed emotions in response to visually grounded conversations. The task involves three skills: (1) Dialog-based Question Answering (2) Dialog-based Emotion Prediction and (3) Affective explanation generation based on the dialog. Our key contribution is the collection of a large-scale dataset, dubbed AffectVisDial, consisting of 50K 10-turn visually grounded dialogs as well as concluding emotion attributions and dialog-informed textual emotion explanations, resulting in a total of 27,180 working hours. Notably, the dataset spans a broad range of visual stimuli, covering human heritage and contemporary life, with an average per-turn answer length of about 12 words — 5 times that of the VisDial dataset — and explanations exceeding 28 words on average. We explain our determining design decisions in collecting the dataset, data inclusion and exclusion criteria starting from over 100K dialogs for quality control, and introduce the questioner and answerer tasks that are associated with the participants in the conversation. We propose and demonstrate solid Affective Visual Dialog baselines adapted from state-of-the-art multimodal models. Remarkably, the responses generated by our models show promising emotional reasoning abilities in response to visually grounded conversations. Our project page with the dataset is available through https://affective-visual-dialog.github.io" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.648, + 0.711, + 0.662 + ], + "angle": 0, + "content": "Keywords: vision and language \\(\\cdot\\) affective computing \\(\\cdot\\) affective reasoning" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.688, + 0.357, + 0.703 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "As AI systems become increasingly ubiquitous, it is crucial to consider the emotional aspects of human nature to develop systems that can flexibly respond naturally based on perceived emotions, ultimately increasing the social acceptance of AI and better-supporting humans. Stuart Russel [52] critiqued the normative AI development model warning of potential catastrophes due to its frequent disregard of compatibility with human values and goals. Developing emotion-aware AI systems requires public datasets capturing diverse sensory modalities. In this work, our focus is to take a step towards developing Computer Vision systems compatible with our emotional being." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.254 + ], + "angle": 0, + "content": "In recent years, there has been growing attention to examining the emotional impact of visual stimuli on viewers, expressed via language [2, 3, 39, 40]. While these works mostly focused on the direct influence of visual stimuli on affective experiences, there is a notable gap in understanding how language grounded in visuals influences affective experiences. Our research aims to bridge this gap by investigating the construction of emotions in visually grounded conversations and elucidating how such emotions are conveyed and explained through language." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.282, + 0.489, + 0.748 + ], + "angle": 0, + "content": "Our effort starts with building a large-scale dataset that captures language and vision modalities, and their influence on human emotions. Specifically, we are interested in language in the form of a dialog about a visual signal that guides human emotion. The dialogues capture live conversations between two people and their constructed emotions in response to visual stimuli. Datasets of this nature aid in deepening our understanding of the correlation between vision (and language) information and emotion. It serves as a valuable resource for refining models and their evaluation. This dataset not only contributes to our comprehension of the link between visual and linguistic cues in emotion recognition but also empowers us to construct more adept AI models with enhanced emotion understanding and evaluate their performance more effectively. To that end, we design a novel task to establish a dialogue between two human participants - a Questioner and an Answerer - to reach an emotional judgment. Our task allows models to generate emotions and explanations through visually grounded conversations and the integration of vision and language modalities. Our dataset provides an avenue to ex" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.84 + ], + "angle": 0, + "content": "plore the impact of direct/indirect (e.g. image is not visible) access to visual stimuli on affective experiences. We can explore emotional states after the conversation about the hidden image and how they may change once the image is revealed. For example, Fig. 1 shows a shift in the questioner's emotional response from \"fear\" to \"contentment\" once they saw the hidden visual stimuli. Furthermore, our dataset enables us to look at the impact of visual stimuli on the Answerer's emotional state after the conversation." + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.281, + 0.778, + 0.585 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.597, + 0.788, + 0.722 + ], + "angle": 0, + "content": "Fig. 1: AffectVisDial captures constructed emotion attributions and explanations from both the Questioner (without image access) and Answerer (with image access) after 10 turns of questions and answers starting from two opposing opinions. Subsequently, the Questioner views the image and can alter their initial emotional response, accompanied by a corresponding textual explanation." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "Why Dialog setup? The question-answer-based dialog setup was chosen over providing text descriptions about visual stimuli because this setup offers unique advantages that enable a more dynamic and interactive exploration of the visual content. This allows the questioner to obtain specific information, seek clarification, and delve deeper into particular aspects of the content, leading to a more comprehensive understanding of the visual stimulus. This in turn improves certain abilities of AI agents supported by research [12,43,69]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.788, + 0.314 + ], + "angle": 0, + "content": "We present a benchmark, AffectVisDial, with standard splits and baseline models for the Affective Visual Dialog Task: evaluating (1) Question Answering ability and (2) Emotion Classification based on visually grounded dialogs (3) and Affective Explanation Generation from dialogs. In summary, our contributions include:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.323, + 0.793, + 0.368 + ], + "angle": 0, + "content": "- We introduce a large-scale dialog dataset (AffectVisDial) capturing conversations between two participants along with their emotional reactions, encompassing 50,000 unique dialogs with emotion judgments and explanations." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.369, + 0.788, + 0.429 + ], + "angle": 0, + "content": "- We design a novel task of Affective Visual Dialog covering three subtasks: 1) Dialog-based question answering, 2) Dialog-based emotion classification, and (3) Affective Explanation where the system needs to produce emotion and explanation in language based on dialogs and visuals." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.429, + 0.788, + 0.459 + ], + "angle": 0, + "content": "- We introduce several baselines and measure their ability to predict emotions based on language and/or vision, and most importantly explain why." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.459, + 0.788, + 0.504 + ], + "angle": 0, + "content": "- Our findings show that emotion can be influenced by the different responses within the dialogue, demonstrating the importance of capturing the conversation context based on visuals for emotion prediction." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.323, + 0.793, + 0.504 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.788, + 0.56 + ], + "angle": 0, + "content": "We conclude by illustrating in the discussion how the introduced models could potentially guide conversations according to a desired emotion, and edit the visual stimuli based on the stipulated emotional reasoning." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.582, + 0.368, + 0.599 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.788, + 0.658 + ], + "angle": 0, + "content": "In this section, we survey prior research in vision language datasets, affective explanation, and dialog systems, emphasizing the opportunities that our dataset offers to advance these areas." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.78 + ], + "angle": 0, + "content": "Vision-Language datasets (e.g. [5, 17, 33, 56, 61, 65]) have been curated to explore the link between visual and linguistic information, facilitating the investigation of tasks such as image captioning, visual question answering (VQA), and visual dialog. The latter two tasks challenge machines to reason over visual elements and general knowledge to infer correct answers based on images and related questions. These demanding tasks require machines to exhibit visual understanding, reasoning, and text comprehension. Our work extends these challenges by incorporating affective reasoning and explanation generation capabilities." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Emotion Representation & Dialog Datasets. In the existing literature, two widely adopted paradigms for representing emotions are the discrete categorical system [20] and the continuous 2D-dimensional Valence-Arousal (VA) model [51]. Drawing from prior works (e.g., [3, 38-40, 63, 64]), we follow a consistent methodology and leverage" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.148, + 0.788, + 0.375 + ], + "angle": 0, + "content": "the same set of eight Ekman emotion categories: the four negative emotions (anger, disgust, fear, sadness) are considered universal and basic, as initially proposed by Ekman, the four positive emotions (amusement, awe, contentment, excitement) are more nuanced variations of happiness [19]. Numerous efforts have been made to collect datasets and analyze human emotions across different modalities, encompassing facial expression [41], body gestures [22, 24, 34, 49], text [10, 18, 58], music [8, 16, 21, 25] and visual art [3, 40]. However, most of them were limited in size or concerned with single modalities. Although some recent studies have explored the link between emotion attributes, language, and visual stimuli [2, 3, 39], they often lack explanatory language based on linguistic cues from conversations surrounding hidden visual stimuli. While there are dialog datasets that address human emotions and social intelligence [14, 30, 32, 50, 54, 68], they lack grounding in visual signals, which sets our work apart. Our dataset aims to bridge this gap and is, to the best of our knowledge, the first to focus on capturing emotional responses and affective expressions through dialogues centered around visual stimuli." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.4, + 0.543, + 0.417 + ], + "angle": 0, + "content": "3 AffectVisDial Dataset and Analysis" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.434, + 0.386, + 0.449 + ], + "angle": 0, + "content": "3.1 Dataset Collection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.789, + 0.795 + ], + "angle": 0, + "content": "We employed a live communication protocol, where two agents engage in a dialogue. The Questioner asks questions about a hidden image, which is intentionally concealed to mitigate any visual priming biases. These biases can cause models to operate under the assumption that the questioner will inquire about the objects depicted in the image [4, 23]. The objective of the Questioner is to explore the hidden image. On the other hand, the second agent (Answerer) observes the image and provides answers to the questions posed by the Questioner. The unique setup in our user interface design is that to initiate the conversation, we reveal two opposing opinions (a negative and a positive caption) from the combined ArtEmis v1 and v2 datasets [3,40] associated with the artwork. Our intuition of triggering the dialog with the two opposite opinions is to counter the biases of the Questioner when starting the task and encourage more open-mindedness towards the emotion triggered by the hidden visual signal (i.e., to open the possibility that the hidden visuals may be perceived subjectively positively or negatively). After 10 question-answer pair exchanges, the Questioner is asked to provide an emotional class response and explanation for what informed the Questioner's decision based on the dialog. Then, the hidden image is revealed to the Questioner, and both agents are required to indicate their emotional responses in the presence of visual cues and conversation. This final question after revealing the image allows explorations regarding the emotion arising from only dialog vs. those that are also informed by visual stimuli. For the live chat framework, we use Mephisto tool [60] with our customized front-end interfaces. Fig. 3 shows an example of collected dialog; more examples and interfaces are attached in the supplementary." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Visual Stimuli (representing Heritage and Contemporary life). We use visual artworks from WikiArt [15] to ground conversations between two agents. The diversity of artworks in terms of periods, art genres (landscape, portrait, still life, etc.), and styles" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "(abstract, baroque, cubism, impressionism, etc.) naturally allow for engaging and distinct conversations. We decided to use visual art as the basis of our dataset for three primary reasons. First, artworks are often created with the intention of eliciting emotional responses in viewers, making them a natural choice for studying the relationship" + }, + { + "type": "image", + "bbox": [ + 0.214, + 0.209, + 0.789, + 0.421 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.436, + 0.477, + 0.478 + ], + "angle": 0, + "content": "Fig.2: Visual stimuli from diverse movements including photography; dialog counts and percentages are in parentheses." + }, + { + "type": "image", + "bbox": [ + 0.226, + 0.486, + 0.335, + 0.537 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.336, + 0.49, + 0.355, + 0.504 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.362, + 0.49, + 0.458, + 0.502 + ], + "angle": 0, + "content": "Pos: The trees are being very clearly reflected in the water." + }, + { + "type": "image", + "bbox": [ + 0.336, + 0.515, + 0.355, + 0.529 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.362, + 0.511, + 0.458, + 0.535 + ], + "angle": 0, + "content": "Neg: Darkness dominates the image, especially in the reflection in the water, and provides little hope or beauty for the viewer" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.54, + 0.351, + 0.548 + ], + "angle": 0, + "content": "What do you see in fact in that artwork?" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.553, + 0.472, + 0.561 + ], + "angle": 0, + "content": "This picture shows a landscape, I find a river, some trees and a mountain here" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.54, + 0.472, + 0.561 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.563, + 0.472, + 0.57 + ], + "angle": 0, + "content": "Can you clarify the emplacement of these object them?" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.572, + 0.472, + 0.579 + ], + "angle": 0, + "content": "The river is in the foreground of the image; these trees are located in the middle of the picture while this mountain is at the background" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.58, + 0.472, + 0.587 + ], + "angle": 0, + "content": "About those trees, what do you can say about them, color and shape and type?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.572, + 0.472, + 0.587 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.589, + 0.472, + 0.6 + ], + "angle": 0, + "content": "It is difficult to know their type because this picture is not real but i can say these trees have the same height, the color of their leaves are green" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.601, + 0.372, + 0.608 + ], + "angle": 0, + "content": "Do you see how many of mountain there in fact?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.589, + 0.472, + 0.608 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.61, + 0.472, + 0.617 + ], + "angle": 0, + "content": "I just find one big mountain at the background of the picture" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.618, + 0.472, + 0.625 + ], + "angle": 0, + "content": "Speaking about that big mountain, what color do you see in it?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.61, + 0.472, + 0.625 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.627, + 0.472, + 0.634 + ], + "angle": 0, + "content": "This big mountain is colored in dark green, it is grassy" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.635, + 0.472, + 0.641 + ], + "angle": 0, + "content": "And seeing at its contour, do you see a curve shape or pyramid or zigzag?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.627, + 0.472, + 0.641 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.643, + 0.472, + 0.649 + ], + "angle": 0, + "content": "When it concerns its contour, i find a mountain of a pyramid shape here" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.65, + 0.472, + 0.657 + ], + "angle": 0, + "content": "So you see the sky then there or i'm right in saying that?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.643, + 0.472, + 0.657 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.659, + 0.472, + 0.666 + ], + "angle": 0, + "content": "Yes, the sky appears on the top at the background of the picture" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.667, + 0.472, + 0.673 + ], + "angle": 0, + "content": "Don't you notice some object like person in that picture?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.659, + 0.472, + 0.673 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.675, + 0.472, + 0.682 + ], + "angle": 0, + "content": "No, i cannot find any persons or any animals in this picture" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.683, + 0.472, + 0.69 + ], + "angle": 0, + "content": "About the brightness of that picture, what weather do you see in it?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.675, + 0.472, + 0.69 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.691, + 0.472, + 0.698 + ], + "angle": 0, + "content": "The weather is cloudy because there are many clouds in the sky. it is a bit dark i guess it is going to rain" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.699, + 0.472, + 0.706 + ], + "angle": 0, + "content": "What else do you want to add about that picture?" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.691, + 0.472, + 0.706 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.708, + 0.472, + 0.715 + ], + "angle": 0, + "content": "I find a reflection of the trees on the lake, so the lake also is colored in dark green" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.717, + 0.472, + 0.724 + ], + "angle": 0, + "content": "Affective emotion explanations:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.725, + 0.472, + 0.732 + ], + "angle": 0, + "content": "because i like the place like that as it contains many trees and mountain, i think" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.733, + 0.472, + 0.74 + ], + "angle": 0, + "content": "The property of this mixture is not terrification or attractive in real space as it looks" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.741, + 0.472, + 0.747 + ], + "angle": 0, + "content": "The greenery of this picture is not terrible nor attractive in my eyes as it looks like a algae." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.725, + 0.472, + 0.747 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.749, + 0.472, + 0.755 + ], + "angle": 0, + "content": "I feel happy when i am looking at this picture because i like this place, the place" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.756, + 0.472, + 0.761 + ], + "angle": 0, + "content": "is quiet and the environment is clean" + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.749, + 0.472, + 0.761 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.778, + 0.476, + 0.847 + ], + "angle": 0, + "content": "Fig.3: An example sample from AffectVis-Dial dataset. It contains an image, two opinions (positive and negative) about the image, a conversation, and explanations from both Questioner and Answerer." + }, + { + "type": "text", + "bbox": [ + 0.485, + 0.436, + 0.788, + 0.766 + ], + "angle": 0, + "content": "Specifically, we include only those dialogs that contain the full 10 turns, where both Questioner and Answerer provide their emotional explanations about the hidden image. Out of 107,912 dialogs, 17,435 dialogues that had less than 10 turns were deemed \"incomplete\" and were excluded from the dataset. We also exclude those dialogs that contain any inappropriate or irrelevant content that does not follow the given instructions such as avoiding offensive messages, chitchatting, etc. The remaining 90,477 complete dialogs were manually inspected, and 40,477 were excluded for noncompliance with said guidelines. To facilitate a more productive dialogue that delves deeper into the exploration of the hidden image, we required Questioners to avoid redundant questions that can be easily answered by referring to the given opinions. By carefully selecting and filtering the data, we aim to ensure the quality and usefulness of the AffectVisDial dataset." + }, + { + "type": "title", + "bbox": [ + 0.486, + 0.787, + 0.644, + 0.802 + ], + "angle": 0, + "content": "3.2 Dataset Analysis" + }, + { + "type": "text", + "bbox": [ + 0.485, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In this section, we analyze our AffectVis-Dial dataset and compare it to existing similar" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.117, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.383, + 0.128 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.143, + 0.38, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.329, + 0.258, + 0.347, + 0.27 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.392, + 0.143, + 0.553, + 0.255 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.258, + 0.515, + 0.27 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.555, + 0.149, + 0.785, + 0.24 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.654, + 0.258, + 0.671, + 0.27 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.287, + 0.788, + 0.329 + ], + "angle": 0, + "content": "Fig. 4: Distribution of first n-grams for AffectVisDial (a) questions, (b) answers. (c) Questioner's emotion distribution before observing the hidden image, along with the most affective words for each specific emotion from the dialogue." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.364, + 0.785, + 0.395 + ], + "angle": 0, + "content": "datasets. In total, our AffectVisDial dataset contains 50,000 dialogs (10 QA pairs) on 50K unique artworks, resulting in 500,000 QA pairs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.398, + 0.789, + 0.518 + ], + "angle": 0, + "content": "Comparison to similar datasets. Tab. 2 compares our dataset to existing visual dialog datasets. CLEVR [26], MNIST [55] contain more dialogs. However, they are generated synthetically for the purpose of diagnosis of the Visual Dialog models and do not capture the real natural conversation. Compared to VisDial [17], our dataset contains emotion labels and corresponding explanations for 50k dialogs. Additionally, our dataset features longer questions and answers with a vocabulary size of 21K, three times larger than VisDial. The mean question and answer lengths in AffectVisDial are 10.92 and 14.85, respectively, compared to 5.1 and 2.9 in VisDial." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.536, + 0.518, + 0.746 + ], + "angle": 0, + "content": "Linguistic analysis. Tab. 1 presents the Part-of-Speech (PoS) analysis for questions and answers in AffectVisDial and VisDial. Compared to VisDial, AffectVisDial has a higher frequency of PoS tags in questions and answers, suggesting that the answers are more detailed and descriptive of the image attributes and activities. Emotional explanations in AffectVisDial have higher PoS tags than questions and answers. This is expected since the agents should be expressive in their explanations in order to convey what constructed their emotion from the dialog. We also break down the results for dialogs con" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.748, + 0.788, + 0.807 + ], + "angle": 0, + "content": "cluded with a positive emotion (i.e., amusement, awe, excitement, contentment) vs negative emotion (i.e., sad, anger, disgust, fear). We found that there are not many statistical differences between questions from dialogs with positive conclusions and questions from dialogues with negative conclusions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Analyzing Questions. Fig. 5 shows the distribution of the lengths of questions for AffectVisDial and VisDial (see the solid red lines). The plot indicates that questions and" + }, + { + "type": "table", + "bbox": [ + 0.527, + 0.549, + 0.788, + 0.638 + ], + "angle": 0, + "content": "
DatasetTypeNounsPronounsAdjectivesAdpositionsVerbs
VisDial [17]Q1.40.60.30.31.4
AffectVisDial (Ours)Q2.61.00.51.42.1
VisDial [17]A0.90.20.30.20.5
AffectVisDial (Ours)A3.61.01.11.92.7
AffectVisDial (Ours)Positive Q2.61.10.51.42.0
Negative Q2.60.90.51.42.0
Positive A3.50.91.11.82.6
Negative A3.41.01.11.82.6
Qers' Exp w/o image5.92.62.33.35.8
Qers' Exp w/ image3.92.01.612.44.0
Aers' Exp6.32.82.63.46.1
" + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.648, + 0.788, + 0.718 + ], + "angle": 0, + "content": "Table 1: Language richness reported as the average Part-of-Speech units per individual Questions (Q), Answers (A), and Explanations (Exp) from Questioners (Qers) and Answers (Aers)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "7" + }, + { + "type": "table", + "bbox": [ + 0.289, + 0.144, + 0.716, + 0.295 + ], + "angle": 0, + "content": "
DatasetsCLEVR Dialog [26]MNIST Dialog [55]VisDial [17]AffectVisDial (Ours)
Type (real-R, synthetic-S)SSRR
# Images85K50K123K50K
# Dialogs425K150K123K50K
# Questions4.25M1.5M1.2M500K
# Unique Q73K335380K193K
# Unique A2938340K324K
Vocab. Size125547K21k
Mean Q Len10.68.95.110.92
Mean A Len112.914.85
Mean Q Explanation LenNANANA27.29
Mean A Explanation LenNANANA28.95
Emotion labelsNANANA50K ×2
Emotion ExplanationsNANANA50K ×2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.33, + 0.296, + 0.673, + 0.309 + ], + "angle": 0, + "content": "Table 2: Comparison with existing visual dialog datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.326, + 0.788, + 0.446 + ], + "angle": 0, + "content": "answers of AffectVisDial are significantly longer. Fig. 4 (a) shows Sunbursts visualization of the distribution of questions based on the first four words in the dataset. Binary Questions vs Binary Answers: It is interesting to see that the top 10 answers are binary answers with details, e.g., \"No there are no trees or plants in the image\" or \"Yes there is a man in the image.\" This is a consequence of the questioner not being able to see the image. Thus, they are asking contextually relevant questions like \"Do you see any trees or plants in the image?\" in an attempt to explore the scene. Das et al. [17] observed that the VQA dataset contains binary questions that can be answered by simply" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.574, + 0.627 + ], + "angle": 0, + "content": "\"yes\"/\"no\"/\"maybe\". Regarding answers which contain \"yes\"/\"no\" as binary answers, they reported that only \\(46.96\\%\\) of all \"yes\"/\"no\" responses were binary answers containing \"yes\" in VisDial. However, in VQA there was a bias towards \"yes\", with \\(61.40\\%\\) of binary responses being \"yes\". In our dataset, there is a balance between binary questions containing \"yes\" and \"no\", \\(50.32\\%\\) and \\(49.68\\%\\), respectively. The percentage of \"yes\"/\"no\" questions with respect to the total number of answers from the training set is \\(52.7\\%\\) for VisDial and for \\(25.5\\%\\) for AffectVisDial (\\(>50\\%\\) reduction)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.574, + 0.841 + ], + "angle": 0, + "content": "Analyzing Answers. Answers in AffectVisDial are much longer and more informative - average length 14.85 words; see Tab. 2 and the solid green and dashed green plots in Fig. 5. The top-1000 frequent answers in VisDial [17] cover \\(63\\%\\) of all answers, while for AffectVisDial they cover only \\(38\\%\\). Since the number of dialogs in VisDial is higher than AffectVisDial, we sampled a subset of dialogs of the same size as our whole dataset size and computed the percentage coverage of answers on this subset from VisDial. Fig. 6 shows the percent coverage of unique answers overall answers in the training set. Fig. 4 (b) visualize answer distribution based on the starting few words. A large portion of answers are descriptive to convey the exis" + }, + { + "type": "image", + "bbox": [ + 0.586, + 0.449, + 0.783, + 0.561 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.582, + 0.574, + 0.788, + 0.614 + ], + "angle": 0, + "content": "Fig. 5: Distribution of lengths for questions, answers, and explanations" + }, + { + "type": "image", + "bbox": [ + 0.588, + 0.621, + 0.784, + 0.73 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.581, + 0.743, + 0.788, + 0.826 + ], + "angle": 0, + "content": "Fig. 6: percent coverage of overall answers from the training set covered top frequent unique answers, compared to VisDial. Based on the coverage, AffectVisDial's answers are more diverse." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.229, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "tence of objects in the image (e.g., \"there are / is\" or \"there seems like\"), and many answers start with \"there are\" or \"is\" since questioners are querying whether things are in the image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.788, + 0.299 + ], + "angle": 0, + "content": "Analyzing emotion explanations. We report three types of analysis for explanations: explanations of the Questioner (1) before and (2) after the image observation, and Answerer explanations. Tab. 2 shows that on average explanations have lengths 27.29 and 28.95 for Questioner and Answerer, respectively. Tab. 1 shows that the average number of PoS from explanations before observing images is larger than those after observing the image. Answerer explanation contains slightly more pronouns, so we speculate that they can easily refer to visual cues since they can see the hidden image." + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.306, + 0.506, + 0.499 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.51, + 0.505, + 0.565 + ], + "angle": 0, + "content": "Fig.7: Top: percentage of change of emotion before/after the Questioner observes the image in the dataset. Bottom: emotion distribution across continents." + }, + { + "type": "text", + "bbox": [ + 0.513, + 0.299, + 0.789, + 0.585 + ], + "angle": 0, + "content": "Emotion Distribution. We report emotion distribution before observing the image in Fig. 4 (c) with the top words associated with each emotion. It is obvious that the most dominant emotion is \"contentment\". Fig. 7 (top) shows the percentage of Questioner, who changed their emotion choice after observing the hidden image. On average, \\(23.22\\%\\) of the time, annotators changed their minds after looking at the hidden image. In general, dialog information is informative enough for the Questioner to conclude their final emotional responses. The emotion category that was influenced the most by the emotion change is \"something else\", where the Questioner may not have to find enough linguistic details associated with images. Fig. 7 (bottom)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.586, + 0.788, + 0.661 + ], + "angle": 0, + "content": "shows the distribution of emotions before observing the image across continents; \"contentment\" is the most dominant emotion across annotators from all continents. Interestingly, we can observe that there are some similarities in the emotion distribution between North America and Europe: the emotion labels like \"contentment\", \"excitement\", and \"fear\" are almost identical between these groups." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.686, + 0.472, + 0.703 + ], + "angle": 0, + "content": "4 Task and Neural Baselines" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.788, + 0.78 + ], + "angle": 0, + "content": "The Affective Visual Dialog task involves three subtasks: dialog-based question answering 4.1, affective explanation generation 4.2 and dialog-based emotion classification 4.3. We split the dataset into train, validation, and test sets with \\(80\\%\\), \\(5\\%\\), \\(15\\%\\) percentages, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.797, + 0.843 + ], + "angle": 0, + "content": "Notations: To begin with, we first elaborate on several notations. Specifically, \\( I \\) represents an image, and two emotion labels (in the form of positive-negative pairs), denoted as \\( E \\), and associated opinions as \\( C \\). Moreover, a dialog \\( D \\) containing 10 pairs of questions and answers about the image can be represented as \\( D = \\{(Q_{1}, A_{1}), \\dots, (Q_{10}, A_{10})\\} \\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.194 + ], + "angle": 0, + "content": "At any given round \\( t \\), a context \\( H_{t} \\) is defined as the combination of the image, emotion labels, captions, and the dialog history up to that point, which can be represented as \\( H_{t} = \\{I, C, (Q_{1}, A_{1}), \\dots, (Q_{t - 1}, A_{t - 1})\\} \\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.214, + 0.555, + 0.229 + ], + "angle": 0, + "content": "4.1 Dialog-based Question Answering Subtask" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.238, + 0.788, + 0.327 + ], + "angle": 0, + "content": "In this subtask, neural systems' aim is to generate an answer \\( A_{t} \\) for a given question \\( Q_{t} \\) and context \\( H_{t} \\) at round \\( t \\), similar to [17]. Two approaches can be used: generative [11, 44, 45] and discriminative [11, 42, 45]. Generative models generate an answer, while discriminative models rank pre-defined candidate answers. Candidates are generated following [17], including a ground truth answer, 50 possible answers, 30 most popular answers, and 19 random answers." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.788, + 0.48 + ], + "angle": 0, + "content": "Neural Baselines: We explore several neural models for this task. Firstly, we utilize the simple Nearest Neighbors approach, as introduced in Das et al. [17]. We experiment with two variants: NN-Q, which finds \\( k \\) similar questions based on GloVE [47] embeddings and takes the average similarity scores between candidates and \\( k \\) answers for ranking options; and NN-QI, which extracts \\( K \\) similar questions and then selects a subset of \\( k \\) questions based on image similarity features from VGG-16 [57]. Additionally, we evaluate two state-of-the-art models: VisDial-BERT [42], which adopts VilBERT [37] pretrained on Conceptual Captions [56] and VQA [5] and is fine-tuned on Visual Dialog [17] tasks; and LTMI [45], a SOTA model that can be used as both a generative and discriminative model." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.5, + 0.553, + 0.515 + ], + "angle": 0, + "content": "4.2 Affective Explanation Generation Subtask" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.788, + 0.659 + ], + "angle": 0, + "content": "In this subtask, we investigate the ability of neural models to generate emotion explanations given \\( D \\) and, optionally \\( I \\). Additionally, we incorporate \\( E \\) and \\( C \\) to provide a comprehensive context for the generation process. To simultaneously generate the emotion class and its corresponding explanation for both the questioner and answerer, we experiment with different generative language models. To make the explanation more faithful to the identified emotion, we design a prompt \"I feel EMOTION because EXPLANATION\" and train the models with this prompt. Generating emotion and explanation together helps the model understand the reasoning behind the emotion and produces more accurate predictions." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.66, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Neural Baselines: We consider two generative text models (BART [28], T5-large [48]) and a recently introduced multi-modal model NLX-GPT [53] for emotion and explanation generation for both Questioner and Answerer. Since the Answerer has always access to the image \\( I \\), we include \\( I \\) in the form of text from pretrained BLIP [31] model for text models T-5 and BART. For the Questioner, we experiment with two variants: the model (1) w/o and (2) w/ access to the image \\( I \\). For (2), we also include \\( I \\) in the input similar to the Answerer case and predict the emotion and explanation of the Questioner after observing the image. We fine-tune the NLX-GPT model [53] for generating emotional explanations, which can accept both visual and language inputs and produce answers and explanations. We train the model from the perspectives of both the Questioner and the Answerer using the same input as the previously mentioned language models. The image \\( I \\) is passed through the model's image encoder before being fed to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.129 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.209 + ], + "angle": 0, + "content": "the decoder for final emotion and explanation generation (see the supplementary for implementation details). We also report the performance of recent Large Language Models (LLMs) and vision LLMs, specifically LLaMa2-7b [59] and MiniGPT-4-v2 [13] (based on LLaMa2) in a zero-shot and instruction fine-tuning setup." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.226, + 0.526, + 0.241 + ], + "angle": 0, + "content": "4.3 Dialog-based Emotion Prediction Task" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.247, + 0.788, + 0.324 + ], + "angle": 0, + "content": "We propose a dialog-based prediction task that aims to predict the emotion label based on a visually grounded conversation, which can be formulated as a standard document classification problem with 9 emotion categories. To address this task, we utilize a pretrained RoBERTa [36] model and fine-tune it on our dataset. As an input for this model, we provide two opinions \\( C \\) and dialog \\( D \\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.342, + 0.431, + 0.361 + ], + "angle": 0, + "content": "5 Experimental Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.37, + 0.788, + 0.444 + ], + "angle": 0, + "content": "Evaluation Metrics. For the Dialog-based Question Answering task, we use standard retrieval-based metrics introduced in [17]: mean rank (MR), mean reciprocal rank (MRR), and recall \\( \\mathrm{R}@\\mathrm{k} \\) (\\( k = 1,5,10 \\)) based on 100 candidate answers. Candidates include a ground truth answer, 50 possible answers, 30 popular answers, and 19 random answers." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.446, + 0.518, + 0.564 + ], + "angle": 0, + "content": "To evaluate explanation generation quality and linguistic similarity to human explanations, we use popular machine-based captioning metrics: BLEU [46], BERT-score [67], and BART-score [66]. We evaluate predicted emotion categories using a weighted F1-score due to data imbalance over the 9 emotion classes." + }, + { + "type": "table", + "bbox": [ + 0.527, + 0.44, + 0.788, + 0.506 + ], + "angle": 0, + "content": "
ModelR@1(↑)R@5(↑)R@10(↑)MRR(↓)MR(↓)
NN-Q0.110.260.380.6532.01
NN-QI0.070.160.310.7136.32
LTMI-G [45]0.180.250.550.3624.47
LTMI-D [45]0.250.390.840.585.62
VisDial-BERT [42]0.230.350.790.476.10
" + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.516, + 0.787, + 0.545 + ], + "angle": 0, + "content": "Table 3: Results on dialog-based question answering task." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.566, + 0.788, + 0.611 + ], + "angle": 0, + "content": "Dialog-based Emotion Prediction. After fine-tuning our RoBERTa-based classifier, we observe that it achieves \\(62.2\\%\\) accuracy. It's important to acknowledge the inherent challenge in emotion prediction due to its subjective nature." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.612, + 0.802, + 0.732 + ], + "angle": 0, + "content": "Dialog-based Question Answering. Tab. 3 shows the results of the dialog-based question-answering subtask, where LTMI-D achieves the highest scores among all baselines in terms of retrieval metrics. Naive neighboring approaches perform poorly, possibly due to the large number of unique answers compared to questions. Discriminative methods such as VisDial-BERT and LTMI-D outperform the generative LTMI-G on average by 0.06, 0.12, and 0.27 in R@1, R@5, and R@10 metrics, respectively. The results suggest that the task is challenging in its open form, and generative models may not be as effective as discriminative models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.732, + 0.788, + 0.839 + ], + "angle": 0, + "content": "Questioner Explanation Generation. Tab. 4 presents the results for the explanation generation subtask. Models relying solely on opinions \\((C)\\) and emotion representations \\((E)\\) as input exhibit significantly poorer performance across all metrics compared to other baselines. For instance, the BART model without dialogue \\((D)\\) underperforms its counterpart with dialogue by 0.24 BLEU scores, indicating the insufficiency of relying solely on two input opinions. Incorporating textual descriptions of images \\((I)\\) for text-based models leads to noteworthy improvements, as they provide valuable information" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.518, + 0.375 + ], + "angle": 0, + "content": "about the visual input. Notably, the T5 model demonstrates considerable enhancements in metrics such as BLEU, BERT, and BART when exposed to image textual descriptions during training and testing. Intriguingly, when dialogues \\((D)\\) are introduced as an additional input for these models, their performance significantly improves across all metrics. For instance, T5-Large and NLX-GPT which incorporate \\(D\\) outperform those that do not take \\(D\\) as input by 0.24 and 0.18 BLEU scores, respectively, further underscoring the critical role of dialogue in guiding the model's emotion-related tasks. The results for Answerer are available in the supplementary." + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.147, + 0.788, + 0.217 + ], + "angle": 0, + "content": "Table 4: Results on Affective Explanation Generation setup for Questioner. \\(I, E, C, D\\) represents the image, 2 opposed emotion labels, associated opinions, and the dialog defined in Sec. 4." + }, + { + "type": "table", + "bbox": [ + 0.528, + 0.218, + 0.789, + 0.377 + ], + "angle": 0, + "content": "
ModelI E C D BLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
NLX-GPT [53]×✓×0.090.65-6.67
NLX-GPT [53]×✓✓0.230.86-5.05
NLX-GPT [53]✓✓×0.110.70-5.72
NLX-GPT [53]✓✓✓0.270.88-4.92
BART-Large [28]×✓×0.020.02-5.71
BART-Large [28]××✓0.260.88-4.25
BART-Large [28]×✓✓0.270.88-4.26
BART-Large [28]✓✓×0.040.85-5.38
BART-Large [28]✓×✓0.270.88-4.18
BART-Large [28]✓✓✓0.280.89-4.18
T5-Large [48]×✓×0.050.05-5.98
T5-Large [48]××✓0.250.88-4.54
T5-Large [48]×✓✓0.260.87-4.4
T5-Large [48]✓✓×0.040.85-5.38
T5-Large [48]✓×✓0.280.88-4.35
T5-Large [48]✓✓✓0.280.89-4.34
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.38, + 0.518, + 0.41 + ], + "angle": 0, + "content": "Human Studies. To validate our models' effectiveness, we selected our top-performing" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.411, + 0.789, + 0.533 + ], + "angle": 0, + "content": "model (BART) and conducted studies on Amazon MTurk. We asked participants to evaluate the reasonableness of our dialog-based QA task and conducted a Turing test for emotion explanation generation. Results indicate that over \\(90\\%\\) of produced answers were considered reasonable and \\(55\\%\\) of explanations were considered human-like, showing the effectiveness of our model in capturing emotional reasoning in visually grounded conversations. Fig. 9 shows the generated emotion and corresponding explanation from the Questioner. The output closely resembles human explanations (more examples are in the supplementary)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.518, + 0.749 + ], + "angle": 0, + "content": "Zero-shot and Fine-tuned Performance using LLMs and Vision-LLMs. We explored the potential of multimodal and language foundation models, known for their impressive zero-shot question-answering performance, for predicting emotions and generating corresponding explanations on our newly proposed dataset. Specifically, we evaluated the performance of LLaMa2-7b [59], the latest API of GPT-4 [1], and recently released MiniGPT-4-v2 [13] with our designed prompts, as inputs to enable these models to generate emotions and their explanations. Table 5 presents results for models in zero-shot" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.841 + ], + "angle": 0, + "content": "emotion explanation generation. The trend observed indicates that incorporating dialogs as input improves the results. Emotion F1 scores improved from 23.46 to 25.28 and from 24.28 and 29.79 for MiniGPT-4-v2 and GPT-4, respectively. Despite being powerful models trained on massive data, their performance lags behind our trained baselines, suggesting the need for considering emotional alignment with humans. For example, our baselines trained on our dataset showed superior results, yielding more" + }, + { + "type": "table", + "bbox": [ + 0.527, + 0.551, + 0.788, + 0.672 + ], + "angle": 0, + "content": "
ModelIECDBLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
LLaMA2-7b (zs)×✓✓×0.020.62-5.292.49
LLaMA2-7b (zs)××✓✓0.0180.81-5.185.25
LLaMA2-7b (zs)×✓✓✓0.020.85-5.1214.45
GPT-4 (zs)×✓✓×0.0180.81-5.1224.28
GPT-4 (zs)×✓✓✓0.0210.83-5.1129.79
MiniGPT-4-v2 (zs)✓✓✓×0.0090.84-5.1523.46
MiniGPT-4-v2 (zs)✓✓✓✓0.010.85-5.1425.28
LLaMA2-7b (ft)×✓✓×0.010.84-5.1228.92
LLaMA2-7b (ft)××✓✓0.0430.86-4.9232.64
LLaMA2-7b (ft)×✓✓✓0.0520.86-4.5837.02
MiniGPT-4-v2 (ft)✓✓✓×0.0050.83-5.1436.53
MiniGPT-4-v2 (ft)✓✓✓✓0.040.86-4.6146.62
" + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.681, + 0.788, + 0.737 + ], + "angle": 0, + "content": "Table 5: Results on Affective Explanation Generation in zero-shot setting and fine-tuned setting. (zs) denotes zero-shot, and (ft) denotes fine-tuned." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.219, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.128 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.143, + 0.77, + 0.419 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.43, + 0.789, + 0.473 + ], + "angle": 0, + "content": "Fig. 8: Examples of altering answers to evoke opposite emotions. The left side of each example shows the original dialog and the right side shows the replaced answer with the corresponding probability of the target emotion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.504, + 0.789, + 0.626 + ], + "angle": 0, + "content": "than 40 in F1 score. These limitations highlight the significance of our dataset in advancing emotion-aware AI systems for future applications. In addition, we fine-tuned the open-source LlaMa2-7b [59] and MiniGPT-4-v2 [13] models on our dataset using instruction fine-tuning and assessed their performance. Table 5 shows that fine-tuning enhances the performance of these models, as evidenced by higher Emotion F1 scores. This outcome underscores the significance of our dataset in improving model understanding and generation capabilities in terms of affective explanation. Further details about prompts and generated examples are provided in the supplementary." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.653, + 0.348, + 0.669 + ], + "angle": 0, + "content": "6 Discussions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.718 + ], + "angle": 0, + "content": "In this section, we discuss and demonstrate potential AI skills that may benefit from our benchmarks and models. We also summarize our key conclusions:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Emotion Guided Answer Generation. An intriguing avenue for exploration is whether answers can be tailored to elicit specific emotions. In this study, we examine the impact of dialogue answers on resulting emotions by manipulating answers to provoke targeted emotional reactions. To achieve this, we select answer candidates for each question that maximize the probability of the target emotion, as determined by our pretrained RoBERTa-based emotion classifier [36]. The initial two or three turns of the dialogue remain unchanged, while subsequent answers are replaced by selected candidates. Fig. 8 illustrates how gradually altering answers can shift the original emotion" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.77, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.785, + 0.178 + ], + "angle": 0, + "content": "towards an opposing direction, highlighting the role of linguistic details in influencing emotions (e.g., the absence of trees increases the probability score of \"fear\")." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.182, + 0.787, + 0.243 + ], + "angle": 0, + "content": "Towards Emotionally Reasoned Image Editing. While the above study offers valuable insights, it is essential to acknowledge certain limitations. Emotions are complex and subjective, and the classifier's output may not always align perfectly with true human emotional experiences. Additionally, chosen answers may not" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.244, + 0.526, + 0.347 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.349, + 0.526, + 0.601 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.611, + 0.533, + 0.64 + ], + "angle": 0, + "content": "Fig.9: Generated Questioner's Explanation from our T5-Large baseline." + }, + { + "type": "text", + "bbox": [ + 0.542, + 0.244, + 0.788, + 0.651 + ], + "angle": 0, + "content": "necessarily be grounded in the visual input. An interesting exploration is editing the initial visual input to align with candidate answers based on the selected emotion. We use our RoBERTa-based classifier to choose an answer for a given question, increasing the probability score of the target emotion. The chosen answers are then converted into instructions as input to an image editing model [9] to modify the original image accordingly. Fig. 10 demonstrates how the emotion \"contentment\" of the visual stimuli can be maximized by suggesting the inclusion of a mountain in the image. This approach paves the way for collaborative image editing systems capable of offering emotionally informed content creation (similar to [62]). While our approach is a preliminary step, future methods may consider using Reinforcement Learning to build a reward function for increased alignment of emotions and text-to-image content [6,7,27,29]." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.655, + 0.788, + 0.761 + ], + "angle": 0, + "content": "Automatic Evaluation Challenges. The subjective nature of this problem, compounded by the use of only a single dialog response per image in our dataset, may lead to limited performance measurements of models. Furthermore, the process of gathering additional references is both costly and complex. Consequently, conventional metrics such as BLEU or BERT, which are reference-based, might inappropriately penalize models. These metrics have demonstrated a relatively low correlation with human judgments, particularly in tasks demanding creativity and diversity." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Inspired by the G-eval framework [35], which was shown to be highly correlated with human judgments, we adopt a reference-free evaluation approach aimed at assessing model performance in terms of coherence, the groundedness of explanations in dialogues, fluency, and the relevance of explanations to emotions. To evaluate this, we sampled 1000 generations from different models for the same input and evaluated us" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "K. Haydarov et al." + }, + { + "type": "table", + "bbox": [ + 0.26, + 0.144, + 0.744, + 0.239 + ], + "angle": 0, + "content": "
MethodCoherenceGroundednessFluencyRelevanceOverall
LLaMa2-7b (zero-shot)2.682.683.102.022.62
LLaMa2-7b (fine-tuned)2.662.822.832.342.66
MiniGPT4-v2 (zero-shot)1.771.871.891.371.73
MiniGPT4-v2 (fine-tuned)1.752.041.881.881.89
NLX-GPT2.161.152.211.751.81
" + }, + { + "type": "table_caption", + "bbox": [ + 0.393, + 0.239, + 0.61, + 0.251 + ], + "angle": 0, + "content": "Table 6: Results on G-Eval metrics." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.277, + 0.788, + 0.34 + ], + "angle": 0, + "content": "ing G-eval. Table 6 shows that our fine-tuned VLL/LLMs on our dataset are better than zero-shot counterparts in terms of the groundedness of explanations in dialogues and relevance of explanations to emotions. For example, MiniGPT4-v2 fine-tuned on our dataset achieves 2.04 in groundedness compared to the base version with a 1.89 score." + }, + { + "type": "image", + "bbox": [ + 0.315, + 0.364, + 0.691, + 0.58 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.589, + 0.788, + 0.618 + ], + "angle": 0, + "content": "Fig. 10: Example of altering answers to evoke opposite emotions, and make \"edit\" in the original image." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.642, + 0.347, + 0.659 + ], + "angle": 0, + "content": "7 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Emotions are an integral part of human nature. A deeper comprehension of how emotions emerge from natural conversation can aid in the development of more human-compatible machines. In pursuit of this goal, we introduce a novel dataset, AffectVis-Dial , capturing the dialogue between two agents discussing an image and the resultant emotion they construct from the visually grounded dialogues. By adapting and training the state-of-the-art models on our dataset, we show the potential of AI systems for generating affective explanations grounded in dialogues that are similar to human emotions. We also demonstrated the models trained on AffectVisDial can facilitate both emotion-guided answer generation and pave the way toward building and advancing emotionally reasoned collaborative image editing systems. We hope our dataset and models will help ease future research in affective vision and language." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.589, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Affective Visual Dialog" + }, + { + "type": "page_number", + "bbox": [ + 0.77, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "Acknowledgement. This project is funded by KAUST BAS/1/1685-01-01, SDAIA-KAUST Center of Excellence in Data Science and Artificial Intelligence. The authors express their appreciation to Jack Urbanek, Sirojiddin Karimov, and Umid Nejmatullayev for their valuable assistance in data collection setup. Lastly, the authors extend their gratitude to the diligent efforts of the Amazon Mechanical Turkers, DeepenAI, and SmartOne teams, as their contributions were indispensable for the successful completion of this work." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.275, + 0.312, + 0.29 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.304, + 0.785, + 0.331 + ], + "angle": 0, + "content": "1. Openai api: Gpt-4. https://platform.openai.com/docs/models/gpt-4 (2023), accessed: November 15, 2023 11" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.333, + 0.785, + 0.374 + ], + "angle": 0, + "content": "2. Achlioptas, P., Ovsjanikov, M., Guibas, L., Tulyakov, S.: Affection: Learning affective explanations for real-world visual data. 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We introduce Affective Visual Dialog, an emotion explanation and reasoning task as a testbed for research on understanding constructed emotions in response to visually grounded conversations. The task involves three skills: (1) Dialog-based Question Answering (2) Dialog-based Emotion Prediction and (3) Affective explanation generation based on the dialog. Our key contribution is the collection of a large-scale dataset, dubbed AffectVisDial, consisting of 50K 10-turn visually grounded dialogs as well as concluding emotion attributions and dialog-informed textual emotion explanations, resulting in a total of 27,180 working hours. Notably, the dataset spans a broad range of visual stimuli, covering human heritage and contemporary life, with an average per-turn answer length of about 12 words — 5 times that of the VisDial dataset — and explanations exceeding 28 words on average. We explain our determining design decisions in collecting the dataset, data inclusion and exclusion criteria starting from over 100K dialogs for quality control, and introduce the questioner and answerer tasks that are associated with the participants in the conversation. We propose and demonstrate solid Affective Visual Dialog baselines adapted from state-of-the-art multimodal models. Remarkably, the responses generated by our models show promising emotional reasoning abilities in response to visually grounded conversations. Our project page with the dataset is available through https://affective-visual-dialog.github.io + +Keywords: vision and language $\cdot$ affective computing $\cdot$ affective reasoning + +# 1 Introduction + +As AI systems become increasingly ubiquitous, it is crucial to consider the emotional aspects of human nature to develop systems that can flexibly respond naturally based on perceived emotions, ultimately increasing the social acceptance of AI and better-supporting humans. Stuart Russel [52] critiqued the normative AI development model warning of potential catastrophes due to its frequent disregard of compatibility with human values and goals. Developing emotion-aware AI systems requires public datasets capturing diverse sensory modalities. In this work, our focus is to take a step towards developing Computer Vision systems compatible with our emotional being. + +In recent years, there has been growing attention to examining the emotional impact of visual stimuli on viewers, expressed via language [2, 3, 39, 40]. While these works mostly focused on the direct influence of visual stimuli on affective experiences, there is a notable gap in understanding how language grounded in visuals influences affective experiences. Our research aims to bridge this gap by investigating the construction of emotions in visually grounded conversations and elucidating how such emotions are conveyed and explained through language. + +Our effort starts with building a large-scale dataset that captures language and vision modalities, and their influence on human emotions. Specifically, we are interested in language in the form of a dialog about a visual signal that guides human emotion. The dialogues capture live conversations between two people and their constructed emotions in response to visual stimuli. Datasets of this nature aid in deepening our understanding of the correlation between vision (and language) information and emotion. It serves as a valuable resource for refining models and their evaluation. This dataset not only contributes to our comprehension of the link between visual and linguistic cues in emotion recognition but also empowers us to construct more adept AI models with enhanced emotion understanding and evaluate their performance more effectively. To that end, we design a novel task to establish a dialogue between two human participants - a Questioner and an Answerer - to reach an emotional judgment. Our task allows models to generate emotions and explanations through visually grounded conversations and the integration of vision and language modalities. Our dataset provides an avenue to ex + +plore the impact of direct/indirect (e.g. image is not visible) access to visual stimuli on affective experiences. We can explore emotional states after the conversation about the hidden image and how they may change once the image is revealed. For example, Fig. 1 shows a shift in the questioner's emotional response from "fear" to "contentment" once they saw the hidden visual stimuli. Furthermore, our dataset enables us to look at the impact of visual stimuli on the Answerer's emotional state after the conversation. + +![](images/144fd7c7bb5e676dee335501e9492c5d945e3736c4fc1c96b65a6aa6cd6c6eb6.jpg) +Fig. 1: AffectVisDial captures constructed emotion attributions and explanations from both the Questioner (without image access) and Answerer (with image access) after 10 turns of questions and answers starting from two opposing opinions. Subsequently, the Questioner views the image and can alter their initial emotional response, accompanied by a corresponding textual explanation. + +Why Dialog setup? The question-answer-based dialog setup was chosen over providing text descriptions about visual stimuli because this setup offers unique advantages that enable a more dynamic and interactive exploration of the visual content. This allows the questioner to obtain specific information, seek clarification, and delve deeper into particular aspects of the content, leading to a more comprehensive understanding of the visual stimulus. This in turn improves certain abilities of AI agents supported by research [12,43,69]. + +We present a benchmark, AffectVisDial, with standard splits and baseline models for the Affective Visual Dialog Task: evaluating (1) Question Answering ability and (2) Emotion Classification based on visually grounded dialogs (3) and Affective Explanation Generation from dialogs. In summary, our contributions include: + +- We introduce a large-scale dialog dataset (AffectVisDial) capturing conversations between two participants along with their emotional reactions, encompassing 50,000 unique dialogs with emotion judgments and explanations. +- We design a novel task of Affective Visual Dialog covering three subtasks: 1) Dialog-based question answering, 2) Dialog-based emotion classification, and (3) Affective Explanation where the system needs to produce emotion and explanation in language based on dialogs and visuals. +- We introduce several baselines and measure their ability to predict emotions based on language and/or vision, and most importantly explain why. +- Our findings show that emotion can be influenced by the different responses within the dialogue, demonstrating the importance of capturing the conversation context based on visuals for emotion prediction. + +We conclude by illustrating in the discussion how the introduced models could potentially guide conversations according to a desired emotion, and edit the visual stimuli based on the stipulated emotional reasoning. + +# 2 Related Work + +In this section, we survey prior research in vision language datasets, affective explanation, and dialog systems, emphasizing the opportunities that our dataset offers to advance these areas. + +Vision-Language datasets (e.g. [5, 17, 33, 56, 61, 65]) have been curated to explore the link between visual and linguistic information, facilitating the investigation of tasks such as image captioning, visual question answering (VQA), and visual dialog. The latter two tasks challenge machines to reason over visual elements and general knowledge to infer correct answers based on images and related questions. These demanding tasks require machines to exhibit visual understanding, reasoning, and text comprehension. Our work extends these challenges by incorporating affective reasoning and explanation generation capabilities. + +Emotion Representation & Dialog Datasets. In the existing literature, two widely adopted paradigms for representing emotions are the discrete categorical system [20] and the continuous 2D-dimensional Valence-Arousal (VA) model [51]. Drawing from prior works (e.g., [3, 38-40, 63, 64]), we follow a consistent methodology and leverage + +the same set of eight Ekman emotion categories: the four negative emotions (anger, disgust, fear, sadness) are considered universal and basic, as initially proposed by Ekman, the four positive emotions (amusement, awe, contentment, excitement) are more nuanced variations of happiness [19]. Numerous efforts have been made to collect datasets and analyze human emotions across different modalities, encompassing facial expression [41], body gestures [22, 24, 34, 49], text [10, 18, 58], music [8, 16, 21, 25] and visual art [3, 40]. However, most of them were limited in size or concerned with single modalities. Although some recent studies have explored the link between emotion attributes, language, and visual stimuli [2, 3, 39], they often lack explanatory language based on linguistic cues from conversations surrounding hidden visual stimuli. While there are dialog datasets that address human emotions and social intelligence [14, 30, 32, 50, 54, 68], they lack grounding in visual signals, which sets our work apart. Our dataset aims to bridge this gap and is, to the best of our knowledge, the first to focus on capturing emotional responses and affective expressions through dialogues centered around visual stimuli. + +# 3 AffectVisDial Dataset and Analysis + +# 3.1 Dataset Collection + +We employed a live communication protocol, where two agents engage in a dialogue. The Questioner asks questions about a hidden image, which is intentionally concealed to mitigate any visual priming biases. These biases can cause models to operate under the assumption that the questioner will inquire about the objects depicted in the image [4, 23]. The objective of the Questioner is to explore the hidden image. On the other hand, the second agent (Answerer) observes the image and provides answers to the questions posed by the Questioner. The unique setup in our user interface design is that to initiate the conversation, we reveal two opposing opinions (a negative and a positive caption) from the combined ArtEmis v1 and v2 datasets [3,40] associated with the artwork. Our intuition of triggering the dialog with the two opposite opinions is to counter the biases of the Questioner when starting the task and encourage more open-mindedness towards the emotion triggered by the hidden visual signal (i.e., to open the possibility that the hidden visuals may be perceived subjectively positively or negatively). After 10 question-answer pair exchanges, the Questioner is asked to provide an emotional class response and explanation for what informed the Questioner's decision based on the dialog. Then, the hidden image is revealed to the Questioner, and both agents are required to indicate their emotional responses in the presence of visual cues and conversation. This final question after revealing the image allows explorations regarding the emotion arising from only dialog vs. those that are also informed by visual stimuli. For the live chat framework, we use Mephisto tool [60] with our customized front-end interfaces. Fig. 3 shows an example of collected dialog; more examples and interfaces are attached in the supplementary. + +Visual Stimuli (representing Heritage and Contemporary life). We use visual artworks from WikiArt [15] to ground conversations between two agents. The diversity of artworks in terms of periods, art genres (landscape, portrait, still life, etc.), and styles + +(abstract, baroque, cubism, impressionism, etc.) naturally allow for engaging and distinct conversations. We decided to use visual art as the basis of our dataset for three primary reasons. First, artworks are often created with the intention of eliciting emotional responses in viewers, making them a natural choice for studying the relationship + +![](images/db14ff1d33be01449a6db34dad41467f1a8aa841b3d10bff407f4c5f0f1cd5e9.jpg) +Fig.2: Visual stimuli from diverse movements including photography; dialog counts and percentages are in parentheses. + +![](images/e80d1a2f56e28e4edc8edc4a89aae480ff5ec424a71feb992379ccdb717a3e25.jpg) +Fig.3: An example sample from AffectVis-Dial dataset. It contains an image, two opinions (positive and negative) about the image, a conversation, and explanations from both Questioner and Answerer. + +![](images/8970626e1c108f06f2a255397c1b1a537edda2622de7ceda8ed34cc8b8661b6a.jpg) + +Pos: The trees are being very clearly reflected in the water. + +![](images/f852a4c6ec93d6e6383a08d1fff983d2a1a2b8dfba0d22f690e7e89fcd91e8fd.jpg) + +Neg: Darkness dominates the image, especially in the reflection in the water, and provides little hope or beauty for the viewer + +What do you see in fact in that artwork? +This picture shows a landscape, I find a river, some trees and a mountain here + +Can you clarify the emplacement of these object them? + +The river is in the foreground of the image; these trees are located in the middle of the picture while this mountain is at the background +About those trees, what do you can say about them, color and shape and type? + +It is difficult to know their type because this picture is not real but i can say these trees have the same height, the color of their leaves are green +Do you see how many of mountain there in fact? + +I just find one big mountain at the background of the picture +Speaking about that big mountain, what color do you see in it? + +This big mountain is colored in dark green, it is grassy +And seeing at its contour, do you see a curve shape or pyramid or zigzag? + +When it concerns its contour, i find a mountain of a pyramid shape here +So you see the sky then there or i'm right in saying that? + +Yes, the sky appears on the top at the background of the picture +Don't you notice some object like person in that picture? + +No, i cannot find any persons or any animals in this picture +About the brightness of that picture, what weather do you see in it? + +The weather is cloudy because there are many clouds in the sky. it is a bit dark i guess it is going to rain +What else do you want to add about that picture? + +I find a reflection of the trees on the lake, so the lake also is colored in dark green + +Affective emotion explanations: + +because i like the place like that as it contains many trees and mountain, i think +The property of this mixture is not terrification or attractive in real space as it looks +The greenery of this picture is not terrible nor attractive in my eyes as it looks like a algae. + +I feel happy when i am looking at this picture because i like this place, the place +is quiet and the environment is clean + +Specifically, we include only those dialogs that contain the full 10 turns, where both Questioner and Answerer provide their emotional explanations about the hidden image. Out of 107,912 dialogs, 17,435 dialogues that had less than 10 turns were deemed "incomplete" and were excluded from the dataset. We also exclude those dialogs that contain any inappropriate or irrelevant content that does not follow the given instructions such as avoiding offensive messages, chitchatting, etc. The remaining 90,477 complete dialogs were manually inspected, and 40,477 were excluded for noncompliance with said guidelines. To facilitate a more productive dialogue that delves deeper into the exploration of the hidden image, we required Questioners to avoid redundant questions that can be easily answered by referring to the given opinions. By carefully selecting and filtering the data, we aim to ensure the quality and usefulness of the AffectVisDial dataset. + +# 3.2 Dataset Analysis + +In this section, we analyze our AffectVis-Dial dataset and compare it to existing similar + +![](images/2996ef4fcad6c40a86f7c009a38547a2678284f148b08379bd9efe072f75e702.jpg) +(a) + +![](images/a83e1db2508d334f7e4267637b697d19341aac00334bec1a90c667eaf84734fb.jpg) +(b) + +![](images/ec2e42d7e89031d9869e6329c7a723804041fcf89e02b4dad460034acd842cb5.jpg) +(c) +Fig. 4: Distribution of first n-grams for AffectVisDial (a) questions, (b) answers. (c) Questioner's emotion distribution before observing the hidden image, along with the most affective words for each specific emotion from the dialogue. + +datasets. In total, our AffectVisDial dataset contains 50,000 dialogs (10 QA pairs) on 50K unique artworks, resulting in 500,000 QA pairs. + +Comparison to similar datasets. Tab. 2 compares our dataset to existing visual dialog datasets. CLEVR [26], MNIST [55] contain more dialogs. However, they are generated synthetically for the purpose of diagnosis of the Visual Dialog models and do not capture the real natural conversation. Compared to VisDial [17], our dataset contains emotion labels and corresponding explanations for 50k dialogs. Additionally, our dataset features longer questions and answers with a vocabulary size of 21K, three times larger than VisDial. The mean question and answer lengths in AffectVisDial are 10.92 and 14.85, respectively, compared to 5.1 and 2.9 in VisDial. + +Linguistic analysis. Tab. 1 presents the Part-of-Speech (PoS) analysis for questions and answers in AffectVisDial and VisDial. Compared to VisDial, AffectVisDial has a higher frequency of PoS tags in questions and answers, suggesting that the answers are more detailed and descriptive of the image attributes and activities. Emotional explanations in AffectVisDial have higher PoS tags than questions and answers. This is expected since the agents should be expressive in their explanations in order to convey what constructed their emotion from the dialog. We also break down the results for dialogs con + +cluded with a positive emotion (i.e., amusement, awe, excitement, contentment) vs negative emotion (i.e., sad, anger, disgust, fear). We found that there are not many statistical differences between questions from dialogs with positive conclusions and questions from dialogues with negative conclusions. + +Analyzing Questions. Fig. 5 shows the distribution of the lengths of questions for AffectVisDial and VisDial (see the solid red lines). The plot indicates that questions and + +
DatasetTypeNounsPronounsAdjectivesAdpositionsVerbs
VisDial [17]Q1.40.60.30.31.4
AffectVisDial (Ours)Q2.61.00.51.42.1
VisDial [17]A0.90.20.30.20.5
AffectVisDial (Ours)A3.61.01.11.92.7
AffectVisDial (Ours)Positive Q2.61.10.51.42.0
Negative Q2.60.90.51.42.0
Positive A3.50.91.11.82.6
Negative A3.41.01.11.82.6
Qers' Exp w/o image5.92.62.33.35.8
Qers' Exp w/ image3.92.01.612.44.0
Aers' Exp6.32.82.63.46.1
+ +Table 1: Language richness reported as the average Part-of-Speech units per individual Questions (Q), Answers (A), and Explanations (Exp) from Questioners (Qers) and Answers (Aers). + +
DatasetsCLEVR Dialog [26]MNIST Dialog [55]VisDial [17]AffectVisDial (Ours)
Type (real-R, synthetic-S)SSRR
# Images85K50K123K50K
# Dialogs425K150K123K50K
# Questions4.25M1.5M1.2M500K
# Unique Q73K335380K193K
# Unique A2938340K324K
Vocab. Size125547K21k
Mean Q Len10.68.95.110.92
Mean A Len112.914.85
Mean Q Explanation LenNANANA27.29
Mean A Explanation LenNANANA28.95
Emotion labelsNANANA50K ×2
Emotion ExplanationsNANANA50K ×2
+ +Table 2: Comparison with existing visual dialog datasets. + +answers of AffectVisDial are significantly longer. Fig. 4 (a) shows Sunbursts visualization of the distribution of questions based on the first four words in the dataset. Binary Questions vs Binary Answers: It is interesting to see that the top 10 answers are binary answers with details, e.g., "No there are no trees or plants in the image" or "Yes there is a man in the image." This is a consequence of the questioner not being able to see the image. Thus, they are asking contextually relevant questions like "Do you see any trees or plants in the image?" in an attempt to explore the scene. Das et al. [17] observed that the VQA dataset contains binary questions that can be answered by simply + +"yes"/"no"/"maybe". Regarding answers which contain "yes"/"no" as binary answers, they reported that only $46.96\%$ of all "yes"/"no" responses were binary answers containing "yes" in VisDial. However, in VQA there was a bias towards "yes", with $61.40\%$ of binary responses being "yes". In our dataset, there is a balance between binary questions containing "yes" and "no", $50.32\%$ and $49.68\%$ , respectively. The percentage of "yes"/"no" questions with respect to the total number of answers from the training set is $52.7\%$ for VisDial and for $25.5\%$ for AffectVisDial ( $>50\%$ reduction). + +Analyzing Answers. Answers in AffectVisDial are much longer and more informative - average length 14.85 words; see Tab. 2 and the solid green and dashed green plots in Fig. 5. The top-1000 frequent answers in VisDial [17] cover $63\%$ of all answers, while for AffectVisDial they cover only $38\%$ . Since the number of dialogs in VisDial is higher than AffectVisDial, we sampled a subset of dialogs of the same size as our whole dataset size and computed the percentage coverage of answers on this subset from VisDial. Fig. 6 shows the percent coverage of unique answers overall answers in the training set. Fig. 4 (b) visualize answer distribution based on the starting few words. A large portion of answers are descriptive to convey the exis + +![](images/6aa1a39e4bb1776870a1600bdd8da085f528ec1bee34fa54f81d22047e6de4f4.jpg) +Fig. 5: Distribution of lengths for questions, answers, and explanations + +![](images/d54514f7015c25a90181f992c99a668b66303524855a425a89fd2c340eecebc6.jpg) +Fig. 6: percent coverage of overall answers from the training set covered top frequent unique answers, compared to VisDial. Based on the coverage, AffectVisDial's answers are more diverse. + +tence of objects in the image (e.g., "there are / is" or "there seems like"), and many answers start with "there are" or "is" since questioners are querying whether things are in the image. + +Analyzing emotion explanations. We report three types of analysis for explanations: explanations of the Questioner (1) before and (2) after the image observation, and Answerer explanations. Tab. 2 shows that on average explanations have lengths 27.29 and 28.95 for Questioner and Answerer, respectively. Tab. 1 shows that the average number of PoS from explanations before observing images is larger than those after observing the image. Answerer explanation contains slightly more pronouns, so we speculate that they can easily refer to visual cues since they can see the hidden image. + +![](images/61d296b1e394eab983ddb88bd97862a9fcb7335f9d2f0294c461d1550df65aeb.jpg) +Fig.7: Top: percentage of change of emotion before/after the Questioner observes the image in the dataset. Bottom: emotion distribution across continents. + +Emotion Distribution. We report emotion distribution before observing the image in Fig. 4 (c) with the top words associated with each emotion. It is obvious that the most dominant emotion is "contentment". Fig. 7 (top) shows the percentage of Questioner, who changed their emotion choice after observing the hidden image. On average, $23.22\%$ of the time, annotators changed their minds after looking at the hidden image. In general, dialog information is informative enough for the Questioner to conclude their final emotional responses. The emotion category that was influenced the most by the emotion change is "something else", where the Questioner may not have to find enough linguistic details associated with images. Fig. 7 (bottom) + +shows the distribution of emotions before observing the image across continents; "contentment" is the most dominant emotion across annotators from all continents. Interestingly, we can observe that there are some similarities in the emotion distribution between North America and Europe: the emotion labels like "contentment", "excitement", and "fear" are almost identical between these groups. + +# 4 Task and Neural Baselines + +The Affective Visual Dialog task involves three subtasks: dialog-based question answering 4.1, affective explanation generation 4.2 and dialog-based emotion classification 4.3. We split the dataset into train, validation, and test sets with $80\%$ , $5\%$ , $15\%$ percentages, respectively. + +Notations: To begin with, we first elaborate on several notations. Specifically, $I$ represents an image, and two emotion labels (in the form of positive-negative pairs), denoted as $E$ , and associated opinions as $C$ . Moreover, a dialog $D$ containing 10 pairs of questions and answers about the image can be represented as $D = \{(Q_{1}, A_{1}), \dots, (Q_{10}, A_{10})\}$ . + +At any given round $t$ , a context $H_{t}$ is defined as the combination of the image, emotion labels, captions, and the dialog history up to that point, which can be represented as $H_{t} = \{I, C, (Q_{1}, A_{1}), \dots, (Q_{t - 1}, A_{t - 1})\}$ . + +# 4.1 Dialog-based Question Answering Subtask + +In this subtask, neural systems' aim is to generate an answer $A_{t}$ for a given question $Q_{t}$ and context $H_{t}$ at round $t$ , similar to [17]. Two approaches can be used: generative [11, 44, 45] and discriminative [11, 42, 45]. Generative models generate an answer, while discriminative models rank pre-defined candidate answers. Candidates are generated following [17], including a ground truth answer, 50 possible answers, 30 most popular answers, and 19 random answers. + +Neural Baselines: We explore several neural models for this task. Firstly, we utilize the simple Nearest Neighbors approach, as introduced in Das et al. [17]. We experiment with two variants: NN-Q, which finds $k$ similar questions based on GloVE [47] embeddings and takes the average similarity scores between candidates and $k$ answers for ranking options; and NN-QI, which extracts $K$ similar questions and then selects a subset of $k$ questions based on image similarity features from VGG-16 [57]. Additionally, we evaluate two state-of-the-art models: VisDial-BERT [42], which adopts VilBERT [37] pretrained on Conceptual Captions [56] and VQA [5] and is fine-tuned on Visual Dialog [17] tasks; and LTMI [45], a SOTA model that can be used as both a generative and discriminative model. + +# 4.2 Affective Explanation Generation Subtask + +In this subtask, we investigate the ability of neural models to generate emotion explanations given $D$ and, optionally $I$ . Additionally, we incorporate $E$ and $C$ to provide a comprehensive context for the generation process. To simultaneously generate the emotion class and its corresponding explanation for both the questioner and answerer, we experiment with different generative language models. To make the explanation more faithful to the identified emotion, we design a prompt "I feel EMOTION because EXPLANATION" and train the models with this prompt. Generating emotion and explanation together helps the model understand the reasoning behind the emotion and produces more accurate predictions. + +Neural Baselines: We consider two generative text models (BART [28], T5-large [48]) and a recently introduced multi-modal model NLX-GPT [53] for emotion and explanation generation for both Questioner and Answerer. Since the Answerer has always access to the image $I$ , we include $I$ in the form of text from pretrained BLIP [31] model for text models T-5 and BART. For the Questioner, we experiment with two variants: the model (1) w/o and (2) w/ access to the image $I$ . For (2), we also include $I$ in the input similar to the Answerer case and predict the emotion and explanation of the Questioner after observing the image. We fine-tune the NLX-GPT model [53] for generating emotional explanations, which can accept both visual and language inputs and produce answers and explanations. We train the model from the perspectives of both the Questioner and the Answerer using the same input as the previously mentioned language models. The image $I$ is passed through the model's image encoder before being fed to + +the decoder for final emotion and explanation generation (see the supplementary for implementation details). We also report the performance of recent Large Language Models (LLMs) and vision LLMs, specifically LLaMa2-7b [59] and MiniGPT-4-v2 [13] (based on LLaMa2) in a zero-shot and instruction fine-tuning setup. + +# 4.3 Dialog-based Emotion Prediction Task + +We propose a dialog-based prediction task that aims to predict the emotion label based on a visually grounded conversation, which can be formulated as a standard document classification problem with 9 emotion categories. To address this task, we utilize a pretrained RoBERTa [36] model and fine-tune it on our dataset. As an input for this model, we provide two opinions $C$ and dialog $D$ . + +# 5 Experimental Results + +Evaluation Metrics. For the Dialog-based Question Answering task, we use standard retrieval-based metrics introduced in [17]: mean rank (MR), mean reciprocal rank (MRR), and recall $\mathrm{R}@\mathrm{k}$ ( $k = 1,5,10$ ) based on 100 candidate answers. Candidates include a ground truth answer, 50 possible answers, 30 popular answers, and 19 random answers. + +To evaluate explanation generation quality and linguistic similarity to human explanations, we use popular machine-based captioning metrics: BLEU [46], BERT-score [67], and BART-score [66]. We evaluate predicted emotion categories using a weighted F1-score due to data imbalance over the 9 emotion classes. + +
ModelR@1(↑)R@5(↑)R@10(↑)MRR(↓)MR(↓)
NN-Q0.110.260.380.6532.01
NN-QI0.070.160.310.7136.32
LTMI-G [45]0.180.250.550.3624.47
LTMI-D [45]0.250.390.840.585.62
VisDial-BERT [42]0.230.350.790.476.10
+ +Table 3: Results on dialog-based question answering task. + +Dialog-based Emotion Prediction. After fine-tuning our RoBERTa-based classifier, we observe that it achieves $62.2\%$ accuracy. It's important to acknowledge the inherent challenge in emotion prediction due to its subjective nature. + +Dialog-based Question Answering. Tab. 3 shows the results of the dialog-based question-answering subtask, where LTMI-D achieves the highest scores among all baselines in terms of retrieval metrics. Naive neighboring approaches perform poorly, possibly due to the large number of unique answers compared to questions. Discriminative methods such as VisDial-BERT and LTMI-D outperform the generative LTMI-G on average by 0.06, 0.12, and 0.27 in R@1, R@5, and R@10 metrics, respectively. The results suggest that the task is challenging in its open form, and generative models may not be as effective as discriminative models. + +Questioner Explanation Generation. Tab. 4 presents the results for the explanation generation subtask. Models relying solely on opinions $(C)$ and emotion representations $(E)$ as input exhibit significantly poorer performance across all metrics compared to other baselines. For instance, the BART model without dialogue $(D)$ underperforms its counterpart with dialogue by 0.24 BLEU scores, indicating the insufficiency of relying solely on two input opinions. Incorporating textual descriptions of images $(I)$ for text-based models leads to noteworthy improvements, as they provide valuable information + +about the visual input. Notably, the T5 model demonstrates considerable enhancements in metrics such as BLEU, BERT, and BART when exposed to image textual descriptions during training and testing. Intriguingly, when dialogues $(D)$ are introduced as an additional input for these models, their performance significantly improves across all metrics. For instance, T5-Large and NLX-GPT which incorporate $D$ outperform those that do not take $D$ as input by 0.24 and 0.18 BLEU scores, respectively, further underscoring the critical role of dialogue in guiding the model's emotion-related tasks. The results for Answerer are available in the supplementary. + +Table 4: Results on Affective Explanation Generation setup for Questioner. $I, E, C, D$ represents the image, 2 opposed emotion labels, associated opinions, and the dialog defined in Sec. 4. + +
ModelI E C D BLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
NLX-GPT [53]×✓×0.090.65-6.67
NLX-GPT [53]×✓✓0.230.86-5.05
NLX-GPT [53]✓✓×0.110.70-5.72
NLX-GPT [53]✓✓✓0.270.88-4.92
BART-Large [28]×✓×0.020.02-5.71
BART-Large [28]××✓0.260.88-4.25
BART-Large [28]×✓✓0.270.88-4.26
BART-Large [28]✓✓×0.040.85-5.38
BART-Large [28]✓×✓0.270.88-4.18
BART-Large [28]✓✓✓0.280.89-4.18
T5-Large [48]×✓×0.050.05-5.98
T5-Large [48]××✓0.250.88-4.54
T5-Large [48]×✓✓0.260.87-4.4
T5-Large [48]✓✓×0.040.85-5.38
T5-Large [48]✓×✓0.280.88-4.35
T5-Large [48]✓✓✓0.280.89-4.34
+ +Human Studies. To validate our models' effectiveness, we selected our top-performing + +model (BART) and conducted studies on Amazon MTurk. We asked participants to evaluate the reasonableness of our dialog-based QA task and conducted a Turing test for emotion explanation generation. Results indicate that over $90\%$ of produced answers were considered reasonable and $55\%$ of explanations were considered human-like, showing the effectiveness of our model in capturing emotional reasoning in visually grounded conversations. Fig. 9 shows the generated emotion and corresponding explanation from the Questioner. The output closely resembles human explanations (more examples are in the supplementary). + +Zero-shot and Fine-tuned Performance using LLMs and Vision-LLMs. We explored the potential of multimodal and language foundation models, known for their impressive zero-shot question-answering performance, for predicting emotions and generating corresponding explanations on our newly proposed dataset. Specifically, we evaluated the performance of LLaMa2-7b [59], the latest API of GPT-4 [1], and recently released MiniGPT-4-v2 [13] with our designed prompts, as inputs to enable these models to generate emotions and their explanations. Table 5 presents results for models in zero-shot + +emotion explanation generation. The trend observed indicates that incorporating dialogs as input improves the results. Emotion F1 scores improved from 23.46 to 25.28 and from 24.28 and 29.79 for MiniGPT-4-v2 and GPT-4, respectively. Despite being powerful models trained on massive data, their performance lags behind our trained baselines, suggesting the need for considering emotional alignment with humans. For example, our baselines trained on our dataset showed superior results, yielding more + +
ModelIECDBLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
LLaMA2-7b (zs)×✓✓×0.020.62-5.292.49
LLaMA2-7b (zs)××✓✓0.0180.81-5.185.25
LLaMA2-7b (zs)×✓✓✓0.020.85-5.1214.45
GPT-4 (zs)×✓✓×0.0180.81-5.1224.28
GPT-4 (zs)×✓✓✓0.0210.83-5.1129.79
MiniGPT-4-v2 (zs)✓✓✓×0.0090.84-5.1523.46
MiniGPT-4-v2 (zs)✓✓✓✓0.010.85-5.1425.28
LLaMA2-7b (ft)×✓✓×0.010.84-5.1228.92
LLaMA2-7b (ft)××✓✓0.0430.86-4.9232.64
LLaMA2-7b (ft)×✓✓✓0.0520.86-4.5837.02
MiniGPT-4-v2 (ft)✓✓✓×0.0050.83-5.1436.53
MiniGPT-4-v2 (ft)✓✓✓✓0.040.86-4.6146.62
+ +Table 5: Results on Affective Explanation Generation in zero-shot setting and fine-tuned setting. (zs) denotes zero-shot, and (ft) denotes fine-tuned. + +![](images/ac816bbe64a15a5ac85108f360c4c1d4b47452291507a1cc78c4e57f290be5f1.jpg) +Fig. 8: Examples of altering answers to evoke opposite emotions. The left side of each example shows the original dialog and the right side shows the replaced answer with the corresponding probability of the target emotion + +than 40 in F1 score. These limitations highlight the significance of our dataset in advancing emotion-aware AI systems for future applications. In addition, we fine-tuned the open-source LlaMa2-7b [59] and MiniGPT-4-v2 [13] models on our dataset using instruction fine-tuning and assessed their performance. Table 5 shows that fine-tuning enhances the performance of these models, as evidenced by higher Emotion F1 scores. This outcome underscores the significance of our dataset in improving model understanding and generation capabilities in terms of affective explanation. Further details about prompts and generated examples are provided in the supplementary. + +# 6 Discussions + +In this section, we discuss and demonstrate potential AI skills that may benefit from our benchmarks and models. We also summarize our key conclusions: + +Emotion Guided Answer Generation. An intriguing avenue for exploration is whether answers can be tailored to elicit specific emotions. In this study, we examine the impact of dialogue answers on resulting emotions by manipulating answers to provoke targeted emotional reactions. To achieve this, we select answer candidates for each question that maximize the probability of the target emotion, as determined by our pretrained RoBERTa-based emotion classifier [36]. The initial two or three turns of the dialogue remain unchanged, while subsequent answers are replaced by selected candidates. Fig. 8 illustrates how gradually altering answers can shift the original emotion + +towards an opposing direction, highlighting the role of linguistic details in influencing emotions (e.g., the absence of trees increases the probability score of "fear"). + +Towards Emotionally Reasoned Image Editing. While the above study offers valuable insights, it is essential to acknowledge certain limitations. Emotions are complex and subjective, and the classifier's output may not always align perfectly with true human emotional experiences. Additionally, chosen answers may not + +![](images/3073dbbeb3034d86d0d1b916c135c5c5dd627a7e543f42dcc4495dfbb9e14e40.jpg) + +![](images/2558d93b507ca08056df6e3fc122cc0f02753a35ef4f17314ad1d939e7fde721.jpg) +Fig.9: Generated Questioner's Explanation from our T5-Large baseline. + +necessarily be grounded in the visual input. An interesting exploration is editing the initial visual input to align with candidate answers based on the selected emotion. We use our RoBERTa-based classifier to choose an answer for a given question, increasing the probability score of the target emotion. The chosen answers are then converted into instructions as input to an image editing model [9] to modify the original image accordingly. Fig. 10 demonstrates how the emotion "contentment" of the visual stimuli can be maximized by suggesting the inclusion of a mountain in the image. This approach paves the way for collaborative image editing systems capable of offering emotionally informed content creation (similar to [62]). While our approach is a preliminary step, future methods may consider using Reinforcement Learning to build a reward function for increased alignment of emotions and text-to-image content [6,7,27,29]. + +Automatic Evaluation Challenges. The subjective nature of this problem, compounded by the use of only a single dialog response per image in our dataset, may lead to limited performance measurements of models. Furthermore, the process of gathering additional references is both costly and complex. Consequently, conventional metrics such as BLEU or BERT, which are reference-based, might inappropriately penalize models. These metrics have demonstrated a relatively low correlation with human judgments, particularly in tasks demanding creativity and diversity. + +Inspired by the G-eval framework [35], which was shown to be highly correlated with human judgments, we adopt a reference-free evaluation approach aimed at assessing model performance in terms of coherence, the groundedness of explanations in dialogues, fluency, and the relevance of explanations to emotions. To evaluate this, we sampled 1000 generations from different models for the same input and evaluated us + +
MethodCoherenceGroundednessFluencyRelevanceOverall
LLaMa2-7b (zero-shot)2.682.683.102.022.62
LLaMa2-7b (fine-tuned)2.662.822.832.342.66
MiniGPT4-v2 (zero-shot)1.771.871.891.371.73
MiniGPT4-v2 (fine-tuned)1.752.041.881.881.89
NLX-GPT2.161.152.211.751.81
+ +Table 6: Results on G-Eval metrics. + +ing G-eval. Table 6 shows that our fine-tuned VLL/LLMs on our dataset are better than zero-shot counterparts in terms of the groundedness of explanations in dialogues and relevance of explanations to emotions. For example, MiniGPT4-v2 fine-tuned on our dataset achieves 2.04 in groundedness compared to the base version with a 1.89 score. + +![](images/f1574b09e6fd4baadd3d68d158a1b8b74e3022a8ca7211b0e2a818bd79afe022.jpg) +Fig. 10: Example of altering answers to evoke opposite emotions, and make "edit" in the original image. + +# 7 Conclusion + +Emotions are an integral part of human nature. A deeper comprehension of how emotions emerge from natural conversation can aid in the development of more human-compatible machines. In pursuit of this goal, we introduce a novel dataset, AffectVis-Dial , capturing the dialogue between two agents discussing an image and the resultant emotion they construct from the visually grounded dialogues. By adapting and training the state-of-the-art models on our dataset, we show the potential of AI systems for generating affective explanations grounded in dialogues that are similar to human emotions. We also demonstrated the models trained on AffectVisDial can facilitate both emotion-guided answer generation and pave the way toward building and advancing emotionally reasoned collaborative image editing systems. We hope our dataset and models will help ease future research in affective vision and language. + +Acknowledgement. This project is funded by KAUST BAS/1/1685-01-01, SDAIA-KAUST Center of Excellence in Data Science and Artificial Intelligence. The authors express their appreciation to Jack Urbanek, Sirojiddin Karimov, and Umid Nejmatullayev for their valuable assistance in data collection setup. 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Zhu, D., Chen, J., Haydarov, K., Shen, X., Zhang, W., Elhoseiny, M.: Chatgpt asks, blip2 answers: Automatic questioning towards enriched visual descriptions. arXiv preprint arXiv:2303.06594 (2023) 3 \ No newline at end of file diff --git a/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/images.zip b/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..adfce8a369c657750b370dc6bb4a147490df6314 --- /dev/null +++ b/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:4e81dcc0d3f4dff24d71f91d462b991a183419cb0e1e56f9209ab6b405f211a0 +size 638289 diff --git a/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/layout.json b/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..175c4c37a2cf6c264773a0c62b32a7e4d3b014f3 --- /dev/null +++ b/2024/Affective Visual Dialog_ A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations/layout.json @@ -0,0 +1,10235 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 140, + 111, + 475, + 163 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 111, + 475, + 163 + ], + "spans": [ + { + "bbox": [ + 140, + 111, + 475, + 163 + ], + "type": "text", + "content": "Affective Visual Dialog: A Large-Scale Benchmark for Emotional Reasoning Based on Visually Grounded Conversations" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 138, + 186, + 477, + 210 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 186, + 477, + 210 + ], + "spans": [ + { + "bbox": [ + 138, + 186, + 477, + 210 + ], + "type": "text", + "content": "Kilichbek Haydarov1, Xiaogian Shen1, Avinash Madasu1, Mahmoud Salem1, Li-Jia Li2, Gamealeldin Elsayed3, and Mohamed Elhoseiny1" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 204, + 219, + 408, + 230 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 204, + 219, + 408, + 230 + ], + "spans": [ + { + "bbox": [ + 204, + 219, + 408, + 230 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 204, + 219, + 408, + 230 + ], + "type": "text", + "content": " King Abdullah University of Science and Technology" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 280, + 231, + 334, + 241 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 280, + 231, + 334, + 241 + ], + "spans": [ + { + "bbox": [ + 280, + 231, + 334, + 241 + ], + "type": "text", + "content": "2 HealthUnity" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 268, + 242, + 345, + 252 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 242, + 345, + 252 + ], + "spans": [ + { + "bbox": [ + 268, + 242, + 345, + 252 + ], + "type": "text", + "content": "3 Google DeepMind" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 160, + 283, + 453, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 283, + 453, + 502 + ], + "spans": [ + { + "bbox": [ + 160, + 283, + 453, + 502 + ], + "type": "text", + "content": "Abstract. We introduce Affective Visual Dialog, an emotion explanation and reasoning task as a testbed for research on understanding constructed emotions in response to visually grounded conversations. The task involves three skills: (1) Dialog-based Question Answering (2) Dialog-based Emotion Prediction and (3) Affective explanation generation based on the dialog. Our key contribution is the collection of a large-scale dataset, dubbed AffectVisDial, consisting of 50K 10-turn visually grounded dialogs as well as concluding emotion attributions and dialog-informed textual emotion explanations, resulting in a total of 27,180 working hours. Notably, the dataset spans a broad range of visual stimuli, covering human heritage and contemporary life, with an average per-turn answer length of about 12 words — 5 times that of the VisDial dataset — and explanations exceeding 28 words on average. We explain our determining design decisions in collecting the dataset, data inclusion and exclusion criteria starting from over 100K dialogs for quality control, and introduce the questioner and answerer tasks that are associated with the participants in the conversation. We propose and demonstrate solid Affective Visual Dialog baselines adapted from state-of-the-art multimodal models. Remarkably, the responses generated by our models show promising emotional reasoning abilities in response to visually grounded conversations. Our project page with the dataset is available through https://affective-visual-dialog.github.io" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "spans": [ + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "type": "text", + "content": "Keywords: vision and language " + }, + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "type": "text", + "content": " affective computing " + }, + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 513, + 435, + 524 + ], + "type": "text", + "content": " affective reasoning" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 133, + 544, + 218, + 556 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 544, + 218, + 556 + ], + "spans": [ + { + "bbox": [ + 133, + 544, + 218, + 556 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "As AI systems become increasingly ubiquitous, it is crucial to consider the emotional aspects of human nature to develop systems that can flexibly respond naturally based on perceived emotions, ultimately increasing the social acceptance of AI and better-supporting humans. Stuart Russel [52] critiqued the normative AI development model warning of potential catastrophes due to its frequent disregard of compatibility with human values and goals. Developing emotion-aware AI systems requires public datasets capturing diverse sensory modalities. In this work, our focus is to take a step towards developing Computer Vision systems compatible with our emotional being." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": "In recent years, there has been growing attention to examining the emotional impact of visual stimuli on viewers, expressed via language [2, 3, 39, 40]. While these works mostly focused on the direct influence of visual stimuli on affective experiences, there is a notable gap in understanding how language grounded in visuals influences affective experiences. Our research aims to bridge this gap by investigating the construction of emotions in visually grounded conversations and elucidating how such emotions are conveyed and explained through language." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 223, + 299, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 223, + 299, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 299, + 592 + ], + "type": "text", + "content": "Our effort starts with building a large-scale dataset that captures language and vision modalities, and their influence on human emotions. Specifically, we are interested in language in the form of a dialog about a visual signal that guides human emotion. The dialogues capture live conversations between two people and their constructed emotions in response to visual stimuli. Datasets of this nature aid in deepening our understanding of the correlation between vision (and language) information and emotion. It serves as a valuable resource for refining models and their evaluation. This dataset not only contributes to our comprehension of the link between visual and linguistic cues in emotion recognition but also empowers us to construct more adept AI models with enhanced emotion understanding and evaluate their performance more effectively. To that end, we design a novel task to establish a dialogue between two human participants - a Questioner and an Answerer - to reach an emotional judgment. Our task allows models to generate emotions and explanations through visually grounded conversations and the integration of vision and language modalities. Our dataset provides an avenue to ex" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "type": "text", + "content": "plore the impact of direct/indirect (e.g. image is not visible) access to visual stimuli on affective experiences. We can explore emotional states after the conversation about the hidden image and how they may change once the image is revealed. For example, Fig. 1 shows a shift in the questioner's emotional response from \"fear\" to \"contentment\" once they saw the hidden visual stimuli. Furthermore, our dataset enables us to look at the impact of visual stimuli on the Answerer's emotional state after the conversation." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 307, + 222, + 476, + 463 + ], + "blocks": [ + { + "bbox": [ + 307, + 222, + 476, + 463 + ], + "lines": [ + { + "bbox": [ + 307, + 222, + 476, + 463 + ], + "spans": [ + { + "bbox": [ + 307, + 222, + 476, + 463 + ], + "type": "image", + "image_path": "144fd7c7bb5e676dee335501e9492c5d945e3736c4fc1c96b65a6aa6cd6c6eb6.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 472, + 482, + 571 + ], + "lines": [ + { + "bbox": [ + 304, + 472, + 482, + 571 + ], + "spans": [ + { + "bbox": [ + 304, + 472, + 482, + 571 + ], + "type": "text", + "content": "Fig. 1: AffectVisDial captures constructed emotion attributions and explanations from both the Questioner (without image access) and Answerer (with image access) after 10 turns of questions and answers starting from two opposing opinions. Subsequently, the Questioner views the image and can alter their initial emotional response, accompanied by a corresponding textual explanation." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "Why Dialog setup? The question-answer-based dialog setup was chosen over providing text descriptions about visual stimuli because this setup offers unique advantages that enable a more dynamic and interactive exploration of the visual content. This allows the questioner to obtain specific information, seek clarification, and delve deeper into particular aspects of the content, leading to a more comprehensive understanding of the visual stimulus. This in turn improves certain abilities of AI agents supported by research [12,43,69]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 482, + 248 + ], + "type": "text", + "content": "We present a benchmark, AffectVisDial, with standard splits and baseline models for the Affective Visual Dialog Task: evaluating (1) Question Answering ability and (2) Emotion Classification based on visually grounded dialogs (3) and Affective Explanation Generation from dialogs. In summary, our contributions include:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 255, + 485, + 399 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 138, + 255, + 485, + 291 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 255, + 485, + 291 + ], + "spans": [ + { + "bbox": [ + 138, + 255, + 485, + 291 + ], + "type": "text", + "content": "- We introduce a large-scale dialog dataset (AffectVisDial) capturing conversations between two participants along with their emotional reactions, encompassing 50,000 unique dialogs with emotion judgments and explanations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 292, + 482, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 292, + 482, + 339 + ], + "spans": [ + { + "bbox": [ + 138, + 292, + 482, + 339 + ], + "type": "text", + "content": "- We design a novel task of Affective Visual Dialog covering three subtasks: 1) Dialog-based question answering, 2) Dialog-based emotion classification, and (3) Affective Explanation where the system needs to produce emotion and explanation in language based on dialogs and visuals." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 339, + 482, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 339, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 138, + 339, + 482, + 363 + ], + "type": "text", + "content": "- We introduce several baselines and measure their ability to predict emotions based on language and/or vision, and most importantly explain why." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 363, + 482, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 363, + 482, + 399 + ], + "spans": [ + { + "bbox": [ + 138, + 363, + 482, + 399 + ], + "type": "text", + "content": "- Our findings show that emotion can be influenced by the different responses within the dialogue, demonstrating the importance of capturing the conversation context based on visuals for emotion prediction." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 407, + 482, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 443 + ], + "type": "text", + "content": "We conclude by illustrating in the discussion how the introduced models could potentially guide conversations according to a desired emotion, and edit the visual stimuli based on the stipulated emotional reasoning." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 460, + 225, + 474 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 460, + 225, + 474 + ], + "spans": [ + { + "bbox": [ + 131, + 460, + 225, + 474 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 486, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 521 + ], + "type": "text", + "content": "In this section, we survey prior research in vision language datasets, affective explanation, and dialog systems, emphasizing the opportunities that our dataset offers to advance these areas." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 521, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 617 + ], + "type": "text", + "content": "Vision-Language datasets (e.g. [5, 17, 33, 56, 61, 65]) have been curated to explore the link between visual and linguistic information, facilitating the investigation of tasks such as image captioning, visual question answering (VQA), and visual dialog. The latter two tasks challenge machines to reason over visual elements and general knowledge to infer correct answers based on images and related questions. These demanding tasks require machines to exhibit visual understanding, reasoning, and text comprehension. Our work extends these challenges by incorporating affective reasoning and explanation generation capabilities." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Emotion Representation & Dialog Datasets. In the existing literature, two widely adopted paradigms for representing emotions are the discrete categorical system [20] and the continuous 2D-dimensional Valence-Arousal (VA) model [51]. Drawing from prior works (e.g., [3, 38-40, 63, 64]), we follow a consistent methodology and leverage" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 117, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 117, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 117, + 482, + 297 + ], + "type": "text", + "content": "the same set of eight Ekman emotion categories: the four negative emotions (anger, disgust, fear, sadness) are considered universal and basic, as initially proposed by Ekman, the four positive emotions (amusement, awe, contentment, excitement) are more nuanced variations of happiness [19]. Numerous efforts have been made to collect datasets and analyze human emotions across different modalities, encompassing facial expression [41], body gestures [22, 24, 34, 49], text [10, 18, 58], music [8, 16, 21, 25] and visual art [3, 40]. However, most of them were limited in size or concerned with single modalities. Although some recent studies have explored the link between emotion attributes, language, and visual stimuli [2, 3, 39], they often lack explanatory language based on linguistic cues from conversations surrounding hidden visual stimuli. While there are dialog datasets that address human emotions and social intelligence [14, 30, 32, 50, 54, 68], they lack grounding in visual signals, which sets our work apart. Our dataset aims to bridge this gap and is, to the best of our knowledge, the first to focus on capturing emotional responses and affective expressions through dialogues centered around visual stimuli." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 316, + 332, + 330 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 316, + 332, + 330 + ], + "spans": [ + { + "bbox": [ + 131, + 316, + 332, + 330 + ], + "type": "text", + "content": "3 AffectVisDial Dataset and Analysis" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 343, + 236, + 355 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 343, + 236, + 355 + ], + "spans": [ + { + "bbox": [ + 131, + 343, + 236, + 355 + ], + "type": "text", + "content": "3.1 Dataset Collection" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 365, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 629 + ], + "type": "text", + "content": "We employed a live communication protocol, where two agents engage in a dialogue. The Questioner asks questions about a hidden image, which is intentionally concealed to mitigate any visual priming biases. These biases can cause models to operate under the assumption that the questioner will inquire about the objects depicted in the image [4, 23]. The objective of the Questioner is to explore the hidden image. On the other hand, the second agent (Answerer) observes the image and provides answers to the questions posed by the Questioner. The unique setup in our user interface design is that to initiate the conversation, we reveal two opposing opinions (a negative and a positive caption) from the combined ArtEmis v1 and v2 datasets [3,40] associated with the artwork. Our intuition of triggering the dialog with the two opposite opinions is to counter the biases of the Questioner when starting the task and encourage more open-mindedness towards the emotion triggered by the hidden visual signal (i.e., to open the possibility that the hidden visuals may be perceived subjectively positively or negatively). After 10 question-answer pair exchanges, the Questioner is asked to provide an emotional class response and explanation for what informed the Questioner's decision based on the dialog. Then, the hidden image is revealed to the Questioner, and both agents are required to indicate their emotional responses in the presence of visual cues and conversation. This final question after revealing the image allows explorations regarding the emotion arising from only dialog vs. those that are also informed by visual stimuli. For the live chat framework, we use Mephisto tool [60] with our customized front-end interfaces. Fig. 3 shows an example of collected dialog; more examples and interfaces are attached in the supplementary." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Visual Stimuli (representing Heritage and Contemporary life). We use visual artworks from WikiArt [15] to ground conversations between two agents. The diversity of artworks in terms of periods, art genres (landscape, portrait, still life, etc.), and styles" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": "(abstract, baroque, cubism, impressionism, etc.) naturally allow for engaging and distinct conversations. We decided to use visual art as the basis of our dataset for three primary reasons. First, artworks are often created with the intention of eliciting emotional responses in viewers, making them a natural choice for studying the relationship" + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 130, + 165, + 482, + 333 + ], + "blocks": [ + { + "bbox": [ + 130, + 165, + 482, + 333 + ], + "lines": [ + { + "bbox": [ + 130, + 165, + 482, + 333 + ], + "spans": [ + { + "bbox": [ + 130, + 165, + 482, + 333 + ], + "type": "image", + "image_path": "db14ff1d33be01449a6db34dad41467f1a8aa841b3d10bff407f4c5f0f1cd5e9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 345, + 291, + 378 + ], + "lines": [ + { + "bbox": [ + 131, + 345, + 291, + 378 + ], + "spans": [ + { + "bbox": [ + 131, + 345, + 291, + 378 + ], + "type": "text", + "content": "Fig.2: Visual stimuli from diverse movements including photography; dialog counts and percentages are in parentheses." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 138, + 384, + 205, + 425 + ], + "blocks": [ + { + "bbox": [ + 138, + 384, + 205, + 425 + ], + "lines": [ + { + "bbox": [ + 138, + 384, + 205, + 425 + ], + "spans": [ + { + "bbox": [ + 138, + 384, + 205, + 425 + ], + "type": "image", + "image_path": "e80d1a2f56e28e4edc8edc4a89aae480ff5ec424a71feb992379ccdb717a3e25.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 616, + 291, + 670 + ], + "lines": [ + { + "bbox": [ + 131, + 616, + 291, + 670 + ], + "spans": [ + { + "bbox": [ + 131, + 616, + 291, + 670 + ], + "type": "text", + "content": "Fig.3: An example sample from AffectVis-Dial dataset. It contains an image, two opinions (positive and negative) about the image, a conversation, and explanations from both Questioner and Answerer." + } + ] + } + ], + "index": 47, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 205, + 388, + 217, + 399 + ], + "blocks": [ + { + "bbox": [ + 205, + 388, + 217, + 399 + ], + "lines": [ + { + "bbox": [ + 205, + 388, + 217, + 399 + ], + "spans": [ + { + "bbox": [ + 205, + 388, + 217, + 399 + ], + "type": "image", + "image_path": "8970626e1c108f06f2a255397c1b1a537edda2622de7ceda8ed34cc8b8661b6a.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 221, + 388, + 280, + 397 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 221, + 388, + 280, + 397 + ], + "spans": [ + { + "bbox": [ + 221, + 388, + 280, + 397 + ], + "type": "text", + "content": "Pos: The trees are being very clearly reflected in the water." + } + ] + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 205, + 407, + 217, + 418 + ], + "blocks": [ + { + "bbox": [ + 205, + 407, + 217, + 418 + ], + "lines": [ + { + "bbox": [ + 205, + 407, + 217, + 418 + ], + "spans": [ + { + "bbox": [ + 205, + 407, + 217, + 418 + ], + "type": "image", + "image_path": "f852a4c6ec93d6e6383a08d1fff983d2a1a2b8dfba0d22f690e7e89fcd91e8fd.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 221, + 404, + 280, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 221, + 404, + 280, + 423 + ], + "spans": [ + { + "bbox": [ + 221, + 404, + 280, + 423 + ], + "type": "text", + "content": "Neg: Darkness dominates the image, especially in the reflection in the water, and provides little hope or beauty for the viewer" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 136, + 427, + 288, + 444 + ], + "type": "list", + "angle": 0, + "index": 12, + "blocks": [ + { + "bbox": [ + 136, + 427, + 214, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 427, + 214, + 434 + ], + "spans": [ + { + "bbox": [ + 136, + 427, + 214, + 434 + ], + "type": "text", + "content": "What do you see in fact in that artwork?" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 136, + 437, + 288, + 444 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 437, + 288, + 444 + ], + "spans": [ + { + "bbox": [ + 136, + 437, + 288, + 444 + ], + "type": "text", + "content": "This picture shows a landscape, I find a river, some trees and a mountain here" + } + ] + } + ], + "index": 11 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 445, + 288, + 451 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 445, + 288, + 451 + ], + "spans": [ + { + "bbox": [ + 136, + 445, + 288, + 451 + ], + "type": "text", + "content": "Can you clarify the emplacement of these object them?" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 136, + 453, + 288, + 464 + ], + "type": "list", + "angle": 0, + "index": 16, + "blocks": [ + { + "bbox": [ + 136, + 453, + 288, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 453, + 288, + 458 + ], + "spans": [ + { + "bbox": [ + 136, + 453, + 288, + 458 + ], + "type": "text", + "content": "The river is in the foreground of the image; these trees are located in the middle of the picture while this mountain is at the background" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 136, + 459, + 288, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 459, + 288, + 464 + ], + "spans": [ + { + "bbox": [ + 136, + 459, + 288, + 464 + ], + "type": "text", + "content": "About those trees, what do you can say about them, color and shape and type?" + } + ] + } + ], + "index": 15 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 466, + 288, + 481 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 136, + 466, + 288, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 466, + 288, + 475 + ], + "spans": [ + { + "bbox": [ + 136, + 466, + 288, + 475 + ], + "type": "text", + "content": "It is difficult to know their type because this picture is not real but i can say these trees have the same height, the color of their leaves are green" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 136, + 475, + 227, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 475, + 227, + 481 + ], + "spans": [ + { + "bbox": [ + 136, + 475, + 227, + 481 + ], + "type": "text", + "content": "Do you see how many of mountain there in fact?" + } + ] + } + ], + "index": 18 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 483, + 288, + 495 + ], + "type": "list", + "angle": 0, + "index": 22, + "blocks": [ + { + "bbox": [ + 136, + 483, + 288, + 488 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 483, + 288, + 488 + ], + "spans": [ + { + "bbox": [ + 136, + 483, + 288, + 488 + ], + "type": "text", + "content": "I just find one big mountain at the background of the picture" + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 136, + 489, + 288, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 489, + 288, + 495 + ], + "spans": [ + { + "bbox": [ + 136, + 489, + 288, + 495 + ], + "type": "text", + "content": "Speaking about that big mountain, what color do you see in it?" + } + ] + } + ], + "index": 21 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 496, + 288, + 507 + ], + "type": "list", + "angle": 0, + "index": 25, + "blocks": [ + { + "bbox": [ + 136, + 496, + 288, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 496, + 288, + 502 + ], + "spans": [ + { + "bbox": [ + 136, + 496, + 288, + 502 + ], + "type": "text", + "content": "This big mountain is colored in dark green, it is grassy" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 136, + 502, + 288, + 507 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 502, + 288, + 507 + ], + "spans": [ + { + "bbox": [ + 136, + 502, + 288, + 507 + ], + "type": "text", + "content": "And seeing at its contour, do you see a curve shape or pyramid or zigzag?" + } + ] + } + ], + "index": 24 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 509, + 288, + 520 + ], + "type": "list", + "angle": 0, + "index": 28, + "blocks": [ + { + "bbox": [ + 136, + 509, + 288, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 509, + 288, + 514 + ], + "spans": [ + { + "bbox": [ + 136, + 509, + 288, + 514 + ], + "type": "text", + "content": "When it concerns its contour, i find a mountain of a pyramid shape here" + } + ] + } + ], + "index": 26 + }, + { + "bbox": [ + 136, + 514, + 288, + 520 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 514, + 288, + 520 + ], + "spans": [ + { + "bbox": [ + 136, + 514, + 288, + 520 + ], + "type": "text", + "content": "So you see the sky then there or i'm right in saying that?" + } + ] + } + ], + "index": 27 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 521, + 288, + 533 + ], + "type": "list", + "angle": 0, + "index": 31, + "blocks": [ + { + "bbox": [ + 136, + 521, + 288, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 521, + 288, + 527 + ], + "spans": [ + { + "bbox": [ + 136, + 521, + 288, + 527 + ], + "type": "text", + "content": "Yes, the sky appears on the top at the background of the picture" + } + ] + } + ], + "index": 29 + }, + { + "bbox": [ + 136, + 528, + 288, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 528, + 288, + 533 + ], + "spans": [ + { + "bbox": [ + 136, + 528, + 288, + 533 + ], + "type": "text", + "content": "Don't you notice some object like person in that picture?" + } + ] + } + ], + "index": 30 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 534, + 288, + 546 + ], + "type": "list", + "angle": 0, + "index": 34, + "blocks": [ + { + "bbox": [ + 136, + 534, + 288, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 534, + 288, + 540 + ], + "spans": [ + { + "bbox": [ + 136, + 534, + 288, + 540 + ], + "type": "text", + "content": "No, i cannot find any persons or any animals in this picture" + } + ] + } + ], + "index": 32 + }, + { + "bbox": [ + 136, + 540, + 288, + 546 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 540, + 288, + 546 + ], + "spans": [ + { + "bbox": [ + 136, + 540, + 288, + 546 + ], + "type": "text", + "content": "About the brightness of that picture, what weather do you see in it?" + } + ] + } + ], + "index": 33 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 547, + 288, + 559 + ], + "type": "list", + "angle": 0, + "index": 37, + "blocks": [ + { + "bbox": [ + 136, + 547, + 288, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 547, + 288, + 552 + ], + "spans": [ + { + "bbox": [ + 136, + 547, + 288, + 552 + ], + "type": "text", + "content": "The weather is cloudy because there are many clouds in the sky. it is a bit dark i guess it is going to rain" + } + ] + } + ], + "index": 35 + }, + { + "bbox": [ + 136, + 553, + 288, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 553, + 288, + 559 + ], + "spans": [ + { + "bbox": [ + 136, + 553, + 288, + 559 + ], + "type": "text", + "content": "What else do you want to add about that picture?" + } + ] + } + ], + "index": 36 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 560, + 288, + 566 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 560, + 288, + 566 + ], + "spans": [ + { + "bbox": [ + 136, + 560, + 288, + 566 + ], + "type": "text", + "content": "I find a reflection of the trees on the lake, so the lake also is colored in dark green" + } + ] + } + ], + "index": 38 + }, + { + "bbox": [ + 136, + 567, + 288, + 573 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 567, + 288, + 573 + ], + "spans": [ + { + "bbox": [ + 136, + 567, + 288, + 573 + ], + "type": "text", + "content": "Affective emotion explanations:" + } + ] + } + ], + "index": 39 + }, + { + "bbox": [ + 136, + 574, + 288, + 591 + ], + "type": "list", + "angle": 0, + "index": 43, + "blocks": [ + { + "bbox": [ + 136, + 574, + 288, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 574, + 288, + 579 + ], + "spans": [ + { + "bbox": [ + 136, + 574, + 288, + 579 + ], + "type": "text", + "content": "because i like the place like that as it contains many trees and mountain, i think" + } + ] + } + ], + "index": 40 + }, + { + "bbox": [ + 136, + 580, + 288, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 580, + 288, + 586 + ], + "spans": [ + { + "bbox": [ + 136, + 580, + 288, + 586 + ], + "type": "text", + "content": "The property of this mixture is not terrification or attractive in real space as it looks" + } + ] + } + ], + "index": 41 + }, + { + "bbox": [ + 136, + 586, + 288, + 591 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 586, + 288, + 591 + ], + "spans": [ + { + "bbox": [ + 136, + 586, + 288, + 591 + ], + "type": "text", + "content": "The greenery of this picture is not terrible nor attractive in my eyes as it looks like a algae." + } + ] + } + ], + "index": 42 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 136, + 593, + 288, + 602 + ], + "type": "list", + "angle": 0, + "index": 46, + "blocks": [ + { + "bbox": [ + 136, + 593, + 288, + 597 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 593, + 288, + 597 + ], + "spans": [ + { + "bbox": [ + 136, + 593, + 288, + 597 + ], + "type": "text", + "content": "I feel happy when i am looking at this picture because i like this place, the place" + } + ] + } + ], + "index": 44 + }, + { + "bbox": [ + 136, + 598, + 288, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 598, + 288, + 602 + ], + "spans": [ + { + "bbox": [ + 136, + 598, + 288, + 602 + ], + "type": "text", + "content": "is quiet and the environment is clean" + } + ] + } + ], + "index": 45 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 296, + 345, + 482, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 296, + 345, + 482, + 606 + ], + "spans": [ + { + "bbox": [ + 296, + 345, + 482, + 606 + ], + "type": "text", + "content": "Specifically, we include only those dialogs that contain the full 10 turns, where both Questioner and Answerer provide their emotional explanations about the hidden image. Out of 107,912 dialogs, 17,435 dialogues that had less than 10 turns were deemed \"incomplete\" and were excluded from the dataset. We also exclude those dialogs that contain any inappropriate or irrelevant content that does not follow the given instructions such as avoiding offensive messages, chitchatting, etc. The remaining 90,477 complete dialogs were manually inspected, and 40,477 were excluded for noncompliance with said guidelines. To facilitate a more productive dialogue that delves deeper into the exploration of the hidden image, we required Questioners to avoid redundant questions that can be easily answered by referring to the given opinions. By carefully selecting and filtering the data, we aim to ensure the quality and usefulness of the AffectVisDial dataset." + } + ] + } + ], + "index": 48 + }, + { + "bbox": [ + 297, + 623, + 394, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 297, + 623, + 394, + 635 + ], + "spans": [ + { + "bbox": [ + 297, + 623, + 394, + 635 + ], + "type": "text", + "content": "3.2 Dataset Analysis" + } + ] + } + ], + "index": 49 + }, + { + "bbox": [ + 296, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 296, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 296, + 641, + 481, + 665 + ], + "type": "text", + "content": "In this section, we analyze our AffectVis-Dial dataset and compare it to existing similar" + } + ] + } + ], + "index": 50 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 113, + 232, + 210 + ], + "blocks": [ + { + "bbox": [ + 133, + 113, + 232, + 210 + ], + "lines": [ + { + "bbox": [ + 133, + 113, + 232, + 210 + ], + "spans": [ + { + "bbox": [ + 133, + 113, + 232, + 210 + ], + "type": "image", + "image_path": "2996ef4fcad6c40a86f7c009a38547a2678284f148b08379bd9efe072f75e702.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 201, + 204, + 212, + 213 + ], + "lines": [ + { + "bbox": [ + 201, + 204, + 212, + 213 + ], + "spans": [ + { + "bbox": [ + 201, + 204, + 212, + 213 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 239, + 113, + 338, + 201 + ], + "blocks": [ + { + "bbox": [ + 239, + 113, + 338, + 201 + ], + "lines": [ + { + "bbox": [ + 239, + 113, + 338, + 201 + ], + "spans": [ + { + "bbox": [ + 239, + 113, + 338, + 201 + ], + "type": "image", + "image_path": "a83e1db2508d334f7e4267637b697d19341aac00334bec1a90c667eaf84734fb.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 204, + 315, + 213 + ], + "lines": [ + { + "bbox": [ + 304, + 204, + 315, + 213 + ], + "spans": [ + { + "bbox": [ + 304, + 204, + 315, + 213 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 339, + 118, + 480, + 190 + ], + "blocks": [ + { + "bbox": [ + 339, + 118, + 480, + 190 + ], + "lines": [ + { + "bbox": [ + 339, + 118, + 480, + 190 + ], + "spans": [ + { + "bbox": [ + 339, + 118, + 480, + 190 + ], + "type": "image", + "image_path": "ec2e42d7e89031d9869e6329c7a723804041fcf89e02b4dad460034acd842cb5.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 400, + 204, + 410, + 213 + ], + "lines": [ + { + "bbox": [ + 400, + 204, + 410, + 213 + ], + "spans": [ + { + "bbox": [ + 400, + 204, + 410, + 213 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 227, + 482, + 260 + ], + "lines": [ + { + "bbox": [ + 130, + 227, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 227, + 482, + 260 + ], + "type": "text", + "content": "Fig. 4: Distribution of first n-grams for AffectVisDial (a) questions, (b) answers. (c) Questioner's emotion distribution before observing the hidden image, along with the most affective words for each specific emotion from the dialogue." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 288, + 480, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 288, + 480, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 288, + 480, + 312 + ], + "type": "text", + "content": "datasets. In total, our AffectVisDial dataset contains 50,000 dialogs (10 QA pairs) on 50K unique artworks, resulting in 500,000 QA pairs." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 315, + 482, + 410 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 315, + 482, + 410 + ], + "spans": [ + { + "bbox": [ + 130, + 315, + 482, + 410 + ], + "type": "text", + "content": "Comparison to similar datasets. Tab. 2 compares our dataset to existing visual dialog datasets. CLEVR [26], MNIST [55] contain more dialogs. However, they are generated synthetically for the purpose of diagnosis of the Visual Dialog models and do not capture the real natural conversation. Compared to VisDial [17], our dataset contains emotion labels and corresponding explanations for 50k dialogs. Additionally, our dataset features longer questions and answers with a vocabulary size of 21K, three times larger than VisDial. The mean question and answer lengths in AffectVisDial are 10.92 and 14.85, respectively, compared to 5.1 and 2.9 in VisDial." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 424, + 317, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 424, + 317, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 424, + 317, + 590 + ], + "type": "text", + "content": "Linguistic analysis. Tab. 1 presents the Part-of-Speech (PoS) analysis for questions and answers in AffectVisDial and VisDial. Compared to VisDial, AffectVisDial has a higher frequency of PoS tags in questions and answers, suggesting that the answers are more detailed and descriptive of the image attributes and activities. Emotional explanations in AffectVisDial have higher PoS tags than questions and answers. This is expected since the agents should be expressive in their explanations in order to convey what constructed their emotion from the dialog. We also break down the results for dialogs con" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 592, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 592, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 592, + 482, + 639 + ], + "type": "text", + "content": "cluded with a positive emotion (i.e., amusement, awe, excitement, contentment) vs negative emotion (i.e., sad, anger, disgust, fear). We found that there are not many statistical differences between questions from dialogs with positive conclusions and questions from dialogues with negative conclusions." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Analyzing Questions. Fig. 5 shows the distribution of the lengths of questions for AffectVisDial and VisDial (see the solid red lines). The plot indicates that questions and" + } + ] + } + ], + "index": 13 + }, + { + "type": "table", + "bbox": [ + 322, + 434, + 482, + 505 + ], + "blocks": [ + { + "bbox": [ + 322, + 434, + 482, + 505 + ], + "lines": [ + { + "bbox": [ + 322, + 434, + 482, + 505 + ], + "spans": [ + { + "bbox": [ + 322, + 434, + 482, + 505 + ], + "type": "table", + "html": "
DatasetTypeNounsPronounsAdjectivesAdpositionsVerbs
VisDial [17]Q1.40.60.30.31.4
AffectVisDial (Ours)Q2.61.00.51.42.1
VisDial [17]A0.90.20.30.20.5
AffectVisDial (Ours)A3.61.01.11.92.7
AffectVisDial (Ours)Positive Q2.61.10.51.42.0
Negative Q2.60.90.51.42.0
Positive A3.50.91.11.82.6
Negative A3.41.01.11.82.6
Qers' Exp w/o image5.92.62.33.35.8
Qers' Exp w/ image3.92.01.612.44.0
Aers' Exp6.32.82.63.46.1
", + "image_path": "e61ebe47d84beed7033ab1a840c8b34325bf29434a36077fc615be9ef1ccb481.jpg" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "table_body" + } + ], + "index": 14 + }, + { + "bbox": [ + 321, + 513, + 482, + 568 + ], + "lines": [ + { + "bbox": [ + 321, + 513, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 321, + 513, + 482, + 568 + ], + "type": "text", + "content": "Table 1: Language richness reported as the average Part-of-Speech units per individual Questions (Q), Answers (A), and Explanations (Exp) from Questioners (Qers) and Answers (Aers)." + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 92, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 92, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 92, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 176, + 114, + 438, + 233 + ], + "blocks": [ + { + "bbox": [ + 176, + 114, + 438, + 233 + ], + "lines": [ + { + "bbox": [ + 176, + 114, + 438, + 233 + ], + "spans": [ + { + "bbox": [ + 176, + 114, + 438, + 233 + ], + "type": "table", + "html": "
DatasetsCLEVR Dialog [26]MNIST Dialog [55]VisDial [17]AffectVisDial (Ours)
Type (real-R, synthetic-S)SSRR
# Images85K50K123K50K
# Dialogs425K150K123K50K
# Questions4.25M1.5M1.2M500K
# Unique Q73K335380K193K
# Unique A2938340K324K
Vocab. Size125547K21k
Mean Q Len10.68.95.110.92
Mean A Len112.914.85
Mean Q Explanation LenNANANA27.29
Mean A Explanation LenNANANA28.95
Emotion labelsNANANA50K ×2
Emotion ExplanationsNANANA50K ×2
", + "image_path": "5653070e2ab39c04f494002a11c964d49dbad15fcc4ef8ebcf76c6dd3090a240.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 201, + 234, + 411, + 244 + ], + "lines": [ + { + "bbox": [ + 201, + 234, + 411, + 244 + ], + "spans": [ + { + "bbox": [ + 201, + 234, + 411, + 244 + ], + "type": "text", + "content": "Table 2: Comparison with existing visual dialog datasets." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 258, + 482, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 482, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 482, + 353 + ], + "type": "text", + "content": "answers of AffectVisDial are significantly longer. Fig. 4 (a) shows Sunbursts visualization of the distribution of questions based on the first four words in the dataset. Binary Questions vs Binary Answers: It is interesting to see that the top 10 answers are binary answers with details, e.g., \"No there are no trees or plants in the image\" or \"Yes there is a man in the image.\" This is a consequence of the questioner not being able to see the image. Thus, they are asking contextually relevant questions like \"Do you see any trees or plants in the image?\" in an attempt to explore the scene. Das et al. [17] observed that the VQA dataset contains binary questions that can be answered by simply" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": "\"yes\"/\"no\"/\"maybe\". Regarding answers which contain \"yes\"/\"no\" as binary answers, they reported that only " + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": "46.96\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": " of all \"yes\"/\"no\" responses were binary answers containing \"yes\" in VisDial. However, in VQA there was a bias towards \"yes\", with " + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": "61.40\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": " of binary responses being \"yes\". In our dataset, there is a balance between binary questions containing \"yes\" and \"no\", " + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": "50.32\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": "49.68\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": ", respectively. The percentage of \"yes\"/\"no\" questions with respect to the total number of answers from the training set is " + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": "52.7\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": " for VisDial and for " + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": "25.5\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": " for AffectVisDial (" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "inline_equation", + "content": ">50\\%" + }, + { + "bbox": [ + 130, + 354, + 351, + 496 + ], + "type": "text", + "content": " reduction)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "type": "text", + "content": "Analyzing Answers. Answers in AffectVisDial are much longer and more informative - average length 14.85 words; see Tab. 2 and the solid green and dashed green plots in Fig. 5. The top-1000 frequent answers in VisDial [17] cover " + }, + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "type": "inline_equation", + "content": "63\\%" + }, + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "type": "text", + "content": " of all answers, while for AffectVisDial they cover only " + }, + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "type": "inline_equation", + "content": "38\\%" + }, + { + "bbox": [ + 130, + 498, + 351, + 666 + ], + "type": "text", + "content": ". Since the number of dialogs in VisDial is higher than AffectVisDial, we sampled a subset of dialogs of the same size as our whole dataset size and computed the percentage coverage of answers on this subset from VisDial. Fig. 6 shows the percent coverage of unique answers overall answers in the training set. Fig. 4 (b) visualize answer distribution based on the starting few words. A large portion of answers are descriptive to convey the exis" + } + ] + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 358, + 355, + 479, + 444 + ], + "blocks": [ + { + "bbox": [ + 358, + 355, + 479, + 444 + ], + "lines": [ + { + "bbox": [ + 358, + 355, + 479, + 444 + ], + "spans": [ + { + "bbox": [ + 358, + 355, + 479, + 444 + ], + "type": "image", + "image_path": "6aa1a39e4bb1776870a1600bdd8da085f528ec1bee34fa54f81d22047e6de4f4.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 356, + 454, + 482, + 486 + ], + "lines": [ + { + "bbox": [ + 356, + 454, + 482, + 486 + ], + "spans": [ + { + "bbox": [ + 356, + 454, + 482, + 486 + ], + "type": "text", + "content": "Fig. 5: Distribution of lengths for questions, answers, and explanations" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 359, + 491, + 479, + 578 + ], + "blocks": [ + { + "bbox": [ + 359, + 491, + 479, + 578 + ], + "lines": [ + { + "bbox": [ + 359, + 491, + 479, + 578 + ], + "spans": [ + { + "bbox": [ + 359, + 491, + 479, + 578 + ], + "type": "image", + "image_path": "d54514f7015c25a90181f992c99a668b66303524855a425a89fd2c340eecebc6.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 355, + 588, + 482, + 654 + ], + "lines": [ + { + "bbox": [ + 355, + 588, + 482, + 654 + ], + "spans": [ + { + "bbox": [ + 355, + 588, + 482, + 654 + ], + "type": "text", + "content": "Fig. 6: percent coverage of overall answers from the training set covered top frequent unique answers, compared to VisDial. Based on the coverage, AffectVisDial's answers are more diverse." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "tence of objects in the image (e.g., \"there are / is\" or \"there seems like\"), and many answers start with \"there are\" or \"is\" since questioners are querying whether things are in the image." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 236 + ], + "type": "text", + "content": "Analyzing emotion explanations. We report three types of analysis for explanations: explanations of the Questioner (1) before and (2) after the image observation, and Answerer explanations. Tab. 2 shows that on average explanations have lengths 27.29 and 28.95 for Questioner and Answerer, respectively. Tab. 1 shows that the average number of PoS from explanations before observing images is larger than those after observing the image. Answerer explanation contains slightly more pronouns, so we speculate that they can easily refer to visual cues since they can see the hidden image." + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 134, + 242, + 309, + 395 + ], + "blocks": [ + { + "bbox": [ + 134, + 242, + 309, + 395 + ], + "lines": [ + { + "bbox": [ + 134, + 242, + 309, + 395 + ], + "spans": [ + { + "bbox": [ + 134, + 242, + 309, + 395 + ], + "type": "image", + "image_path": "61d296b1e394eab983ddb88bd97862a9fcb7335f9d2f0294c461d1550df65aeb.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 403, + 309, + 447 + ], + "lines": [ + { + "bbox": [ + 131, + 403, + 309, + 447 + ], + "spans": [ + { + "bbox": [ + 131, + 403, + 309, + 447 + ], + "type": "text", + "content": "Fig.7: Top: percentage of change of emotion before/after the Questioner observes the image in the dataset. Bottom: emotion distribution across continents." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 313, + 236, + 482, + 463 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 313, + 236, + 482, + 463 + ], + "spans": [ + { + "bbox": [ + 313, + 236, + 482, + 463 + ], + "type": "text", + "content": "Emotion Distribution. We report emotion distribution before observing the image in Fig. 4 (c) with the top words associated with each emotion. It is obvious that the most dominant emotion is \"contentment\". Fig. 7 (top) shows the percentage of Questioner, who changed their emotion choice after observing the hidden image. On average, " + }, + { + "bbox": [ + 313, + 236, + 482, + 463 + ], + "type": "inline_equation", + "content": "23.22\\%" + }, + { + "bbox": [ + 313, + 236, + 482, + 463 + ], + "type": "text", + "content": " of the time, annotators changed their minds after looking at the hidden image. In general, dialog information is informative enough for the Questioner to conclude their final emotional responses. The emotion category that was influenced the most by the emotion change is \"something else\", where the Questioner may not have to find enough linguistic details associated with images. Fig. 7 (bottom)" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 464, + 482, + 523 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 482, + 523 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 482, + 523 + ], + "type": "text", + "content": "shows the distribution of emotions before observing the image across continents; \"contentment\" is the most dominant emotion across annotators from all continents. Interestingly, we can observe that there are some similarities in the emotion distribution between North America and Europe: the emotion labels like \"contentment\", \"excitement\", and \"fear\" are almost identical between these groups." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 543, + 288, + 556 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 543, + 288, + 556 + ], + "spans": [ + { + "bbox": [ + 131, + 543, + 288, + 556 + ], + "type": "text", + "content": "4 Task and Neural Baselines" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "text", + "content": "The Affective Visual Dialog task involves three subtasks: dialog-based question answering 4.1, affective explanation generation 4.2 and dialog-based emotion classification 4.3. We split the dataset into train, validation, and test sets with " + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "inline_equation", + "content": "15\\%" + }, + { + "bbox": [ + 130, + 569, + 482, + 617 + ], + "type": "text", + "content": " percentages, respectively." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "content": "Notations: To begin with, we first elaborate on several notations. Specifically, " + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "content": " represents an image, and two emotion labels (in the form of positive-negative pairs), denoted as " + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "content": ", and associated opinions as " + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "content": ". Moreover, a dialog " + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "content": " containing 10 pairs of questions and answers about the image can be represented as " + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "inline_equation", + "content": "D = \\{(Q_{1}, A_{1}), \\dots, (Q_{10}, A_{10})\\}" + }, + { + "bbox": [ + 130, + 617, + 487, + 667 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "text", + "content": "At any given round " + }, + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "text", + "content": ", a context " + }, + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "H_{t}" + }, + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "text", + "content": " is defined as the combination of the image, emotion labels, captions, and the dialog history up to that point, which can be represented as " + }, + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "H_{t} = \\{I, C, (Q_{1}, A_{1}), \\dots, (Q_{t - 1}, A_{t - 1})\\}" + }, + { + "bbox": [ + 132, + 116, + 482, + 153 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 169, + 339, + 181 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 169, + 339, + 181 + ], + "spans": [ + { + "bbox": [ + 132, + 169, + 339, + 181 + ], + "type": "text", + "content": "4.1 Dialog-based Question Answering Subtask" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "text", + "content": "In this subtask, neural systems' aim is to generate an answer " + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "inline_equation", + "content": "A_{t}" + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "text", + "content": " for a given question " + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "inline_equation", + "content": "Q_{t}" + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "text", + "content": " and context " + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "inline_equation", + "content": "H_{t}" + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "text", + "content": " at round " + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 188, + 482, + 258 + ], + "type": "text", + "content": ", similar to [17]. Two approaches can be used: generative [11, 44, 45] and discriminative [11, 42, 45]. Generative models generate an answer, while discriminative models rank pre-defined candidate answers. Candidates are generated following [17], including a ground truth answer, 50 possible answers, 30 most popular answers, and 19 random answers." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "text", + "content": "Neural Baselines: We explore several neural models for this task. Firstly, we utilize the simple Nearest Neighbors approach, as introduced in Das et al. [17]. We experiment with two variants: NN-Q, which finds " + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "text", + "content": " similar questions based on GloVE [47] embeddings and takes the average similarity scores between candidates and " + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "text", + "content": " answers for ranking options; and NN-QI, which extracts " + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "text", + "content": " similar questions and then selects a subset of " + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 259, + 482, + 380 + ], + "type": "text", + "content": " questions based on image similarity features from VGG-16 [57]. Additionally, we evaluate two state-of-the-art models: VisDial-BERT [42], which adopts VilBERT [37] pretrained on Conceptual Captions [56] and VQA [5] and is fine-tuned on Visual Dialog [17] tasks; and LTMI [45], a SOTA model that can be used as both a generative and discriminative model." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 396, + 338, + 407 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 396, + 338, + 407 + ], + "spans": [ + { + "bbox": [ + 132, + 396, + 338, + 407 + ], + "type": "text", + "content": "4.2 Affective Explanation Generation Subtask" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": "In this subtask, we investigate the ability of neural models to generate emotion explanations given " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " and, optionally " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": ". Additionally, we incorporate " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " to provide a comprehensive context for the generation process. To simultaneously generate the emotion class and its corresponding explanation for both the questioner and answerer, we experiment with different generative language models. To make the explanation more faithful to the identified emotion, we design a prompt \"I feel EMOTION because EXPLANATION\" and train the models with this prompt. Generating emotion and explanation together helps the model understand the reasoning behind the emotion and produces more accurate predictions." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "content": "Neural Baselines: We consider two generative text models (BART [28], T5-large [48]) and a recently introduced multi-modal model NLX-GPT [53] for emotion and explanation generation for both Questioner and Answerer. Since the Answerer has always access to the image " + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "content": ", we include " + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "content": " in the form of text from pretrained BLIP [31] model for text models T-5 and BART. For the Questioner, we experiment with two variants: the model (1) w/o and (2) w/ access to the image " + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "content": ". For (2), we also include " + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "content": " in the input similar to the Answerer case and predict the emotion and explanation of the Questioner after observing the image. We fine-tune the NLX-GPT model [53] for generating emotional explanations, which can accept both visual and language inputs and produce answers and explanations. We train the model from the perspectives of both the Questioner and the Answerer using the same input as the previously mentioned language models. The image " + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 132, + 522, + 482, + 666 + ], + "type": "text", + "content": " is passed through the model's image encoder before being fed to" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": "the decoder for final emotion and explanation generation (see the supplementary for implementation details). We also report the performance of recent Large Language Models (LLMs) and vision LLMs, specifically LLaMa2-7b [59] and MiniGPT-4-v2 [13] (based on LLaMa2) in a zero-shot and instruction fine-tuning setup." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 178, + 321, + 190 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 178, + 321, + 190 + ], + "spans": [ + { + "bbox": [ + 131, + 178, + 321, + 190 + ], + "type": "text", + "content": "4.3 Dialog-based Emotion Prediction Task" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "spans": [ + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "type": "text", + "content": "We propose a dialog-based prediction task that aims to predict the emotion label based on a visually grounded conversation, which can be formulated as a standard document classification problem with 9 emotion categories. To address this task, we utilize a pretrained RoBERTa [36] model and fine-tune it on our dataset. As an input for this model, we provide two opinions " + }, + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "type": "text", + "content": " and dialog " + }, + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 195, + 482, + 256 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 270, + 263, + 285 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 270, + 263, + 285 + ], + "spans": [ + { + "bbox": [ + 131, + 270, + 263, + 285 + ], + "type": "text", + "content": "5 Experimental Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "spans": [ + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "type": "text", + "content": "Evaluation Metrics. For the Dialog-based Question Answering task, we use standard retrieval-based metrics introduced in [17]: mean rank (MR), mean reciprocal rank (MRR), and recall " + }, + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "type": "inline_equation", + "content": "\\mathrm{R}@\\mathrm{k}" + }, + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "type": "inline_equation", + "content": "k = 1,5,10" + }, + { + "bbox": [ + 130, + 293, + 482, + 351 + ], + "type": "text", + "content": ") based on 100 candidate answers. Candidates include a ground truth answer, 50 possible answers, 30 popular answers, and 19 random answers." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 353, + 317, + 446 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 353, + 317, + 446 + ], + "spans": [ + { + "bbox": [ + 130, + 353, + 317, + 446 + ], + "type": "text", + "content": "To evaluate explanation generation quality and linguistic similarity to human explanations, we use popular machine-based captioning metrics: BLEU [46], BERT-score [67], and BART-score [66]. We evaluate predicted emotion categories using a weighted F1-score due to data imbalance over the 9 emotion classes." + } + ] + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 322, + 348, + 482, + 400 + ], + "blocks": [ + { + "bbox": [ + 322, + 348, + 482, + 400 + ], + "lines": [ + { + "bbox": [ + 322, + 348, + 482, + 400 + ], + "spans": [ + { + "bbox": [ + 322, + 348, + 482, + 400 + ], + "type": "table", + "html": "
ModelR@1(↑)R@5(↑)R@10(↑)MRR(↓)MR(↓)
NN-Q0.110.260.380.6532.01
NN-QI0.070.160.310.7136.32
LTMI-G [45]0.180.250.550.3624.47
LTMI-D [45]0.250.390.840.585.62
VisDial-BERT [42]0.230.350.790.476.10
", + "image_path": "c01d495310aa8c9b74d000d67d940eb0b59cf4a0bcb3f872bf5e83d6090f72a3.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 321, + 408, + 481, + 431 + ], + "lines": [ + { + "bbox": [ + 321, + 408, + 481, + 431 + ], + "spans": [ + { + "bbox": [ + 321, + 408, + 481, + 431 + ], + "type": "text", + "content": "Table 3: Results on dialog-based question answering task." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 448, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 448, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 448, + 482, + 483 + ], + "type": "text", + "content": "Dialog-based Emotion Prediction. After fine-tuning our RoBERTa-based classifier, we observe that it achieves " + }, + { + "bbox": [ + 130, + 448, + 482, + 483 + ], + "type": "inline_equation", + "content": "62.2\\%" + }, + { + "bbox": [ + 130, + 448, + 482, + 483 + ], + "type": "text", + "content": " accuracy. It's important to acknowledge the inherent challenge in emotion prediction due to its subjective nature." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 484, + 490, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 484, + 490, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 484, + 490, + 579 + ], + "type": "text", + "content": "Dialog-based Question Answering. Tab. 3 shows the results of the dialog-based question-answering subtask, where LTMI-D achieves the highest scores among all baselines in terms of retrieval metrics. Naive neighboring approaches perform poorly, possibly due to the large number of unique answers compared to questions. Discriminative methods such as VisDial-BERT and LTMI-D outperform the generative LTMI-G on average by 0.06, 0.12, and 0.27 in R@1, R@5, and R@10 metrics, respectively. The results suggest that the task is challenging in its open form, and generative models may not be as effective as discriminative models." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "spans": [ + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "text", + "content": "Questioner Explanation Generation. Tab. 4 presents the results for the explanation generation subtask. Models relying solely on opinions " + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "inline_equation", + "content": "(C)" + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "text", + "content": " and emotion representations " + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "inline_equation", + "content": "(E)" + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "text", + "content": " as input exhibit significantly poorer performance across all metrics compared to other baselines. For instance, the BART model without dialogue " + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "inline_equation", + "content": "(D)" + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "text", + "content": " underperforms its counterpart with dialogue by 0.24 BLEU scores, indicating the insufficiency of relying solely on two input opinions. Incorporating textual descriptions of images " + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "inline_equation", + "content": "(I)" + }, + { + "bbox": [ + 130, + 579, + 482, + 664 + ], + "type": "text", + "content": " for text-based models leads to noteworthy improvements, as they provide valuable information" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "text", + "content": "about the visual input. Notably, the T5 model demonstrates considerable enhancements in metrics such as BLEU, BERT, and BART when exposed to image textual descriptions during training and testing. Intriguingly, when dialogues " + }, + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "inline_equation", + "content": "(D)" + }, + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "text", + "content": " are introduced as an additional input for these models, their performance significantly improves across all metrics. For instance, T5-Large and NLX-GPT which incorporate " + }, + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "text", + "content": " outperform those that do not take " + }, + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 116, + 317, + 297 + ], + "type": "text", + "content": " as input by 0.24 and 0.18 BLEU scores, respectively, further underscoring the critical role of dialogue in guiding the model's emotion-related tasks. The results for Answerer are available in the supplementary." + } + ] + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 323, + 172, + 482, + 298 + ], + "blocks": [ + { + "bbox": [ + 321, + 116, + 482, + 171 + ], + "lines": [ + { + "bbox": [ + 321, + 116, + 482, + 171 + ], + "spans": [ + { + "bbox": [ + 321, + 116, + 482, + 171 + ], + "type": "text", + "content": "Table 4: Results on Affective Explanation Generation setup for Questioner. " + }, + { + "bbox": [ + 321, + 116, + 482, + 171 + ], + "type": "inline_equation", + "content": "I, E, C, D" + }, + { + "bbox": [ + 321, + 116, + 482, + 171 + ], + "type": "text", + "content": " represents the image, 2 opposed emotion labels, associated opinions, and the dialog defined in Sec. 4." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 323, + 172, + 482, + 298 + ], + "lines": [ + { + "bbox": [ + 323, + 172, + 482, + 298 + ], + "spans": [ + { + "bbox": [ + 323, + 172, + 482, + 298 + ], + "type": "table", + "html": "
ModelI E C D BLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
NLX-GPT [53]×✓×0.090.65-6.67
NLX-GPT [53]×✓✓0.230.86-5.05
NLX-GPT [53]✓✓×0.110.70-5.72
NLX-GPT [53]✓✓✓0.270.88-4.92
BART-Large [28]×✓×0.020.02-5.71
BART-Large [28]××✓0.260.88-4.25
BART-Large [28]×✓✓0.270.88-4.26
BART-Large [28]✓✓×0.040.85-5.38
BART-Large [28]✓×✓0.270.88-4.18
BART-Large [28]✓✓✓0.280.89-4.18
T5-Large [48]×✓×0.050.05-5.98
T5-Large [48]××✓0.250.88-4.54
T5-Large [48]×✓✓0.260.87-4.4
T5-Large [48]✓✓×0.040.85-5.38
T5-Large [48]✓×✓0.280.88-4.35
T5-Large [48]✓✓✓0.280.89-4.34
", + "image_path": "ae8f94f525293083b0ab4941cb0d625f63e1984019bf6c0d627055057635eb36.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 300, + 317, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 317, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 317, + 324 + ], + "type": "text", + "content": "Human Studies. To validate our models' effectiveness, we selected our top-performing" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "type": "text", + "content": "model (BART) and conducted studies on Amazon MTurk. We asked participants to evaluate the reasonableness of our dialog-based QA task and conducted a Turing test for emotion explanation generation. Results indicate that over " + }, + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "type": "inline_equation", + "content": "90\\%" + }, + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "type": "text", + "content": " of produced answers were considered reasonable and " + }, + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "type": "inline_equation", + "content": "55\\%" + }, + { + "bbox": [ + 130, + 325, + 482, + 422 + ], + "type": "text", + "content": " of explanations were considered human-like, showing the effectiveness of our model in capturing emotional reasoning in visually grounded conversations. Fig. 9 shows the generated emotion and corresponding explanation from the Questioner. The output closely resembles human explanations (more examples are in the supplementary)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 426, + 317, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 317, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 317, + 593 + ], + "type": "text", + "content": "Zero-shot and Fine-tuned Performance using LLMs and Vision-LLMs. We explored the potential of multimodal and language foundation models, known for their impressive zero-shot question-answering performance, for predicting emotions and generating corresponding explanations on our newly proposed dataset. Specifically, we evaluated the performance of LLaMa2-7b [59], the latest API of GPT-4 [1], and recently released MiniGPT-4-v2 [13] with our designed prompts, as inputs to enable these models to generate emotions and their explanations. Table 5 presents results for models in zero-shot" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "emotion explanation generation. The trend observed indicates that incorporating dialogs as input improves the results. Emotion F1 scores improved from 23.46 to 25.28 and from 24.28 and 29.79 for MiniGPT-4-v2 and GPT-4, respectively. Despite being powerful models trained on massive data, their performance lags behind our trained baselines, suggesting the need for considering emotional alignment with humans. For example, our baselines trained on our dataset showed superior results, yielding more" + } + ] + } + ], + "index": 8 + }, + { + "type": "table", + "bbox": [ + 322, + 436, + 482, + 532 + ], + "blocks": [ + { + "bbox": [ + 322, + 436, + 482, + 532 + ], + "lines": [ + { + "bbox": [ + 322, + 436, + 482, + 532 + ], + "spans": [ + { + "bbox": [ + 322, + 436, + 482, + 532 + ], + "type": "table", + "html": "
ModelIECDBLEU(↑)BERT(↑)BART(↓)Emo-F1(↑)
LLaMA2-7b (zs)×✓✓×0.020.62-5.292.49
LLaMA2-7b (zs)××✓✓0.0180.81-5.185.25
LLaMA2-7b (zs)×✓✓✓0.020.85-5.1214.45
GPT-4 (zs)×✓✓×0.0180.81-5.1224.28
GPT-4 (zs)×✓✓✓0.0210.83-5.1129.79
MiniGPT-4-v2 (zs)✓✓✓×0.0090.84-5.1523.46
MiniGPT-4-v2 (zs)✓✓✓✓0.010.85-5.1425.28
LLaMA2-7b (ft)×✓✓×0.010.84-5.1228.92
LLaMA2-7b (ft)××✓✓0.0430.86-4.9232.64
LLaMA2-7b (ft)×✓✓✓0.0520.86-4.5837.02
MiniGPT-4-v2 (ft)✓✓✓×0.0050.83-5.1436.53
MiniGPT-4-v2 (ft)✓✓✓✓0.040.86-4.6146.62
", + "image_path": "788f499d8dfca7b6ebbb93f095550f427541dfb20e28917bbebc903d83a9cf22.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_body" + } + ], + "index": 9 + }, + { + "bbox": [ + 321, + 539, + 482, + 583 + ], + "lines": [ + { + "bbox": [ + 321, + 539, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 321, + 539, + 482, + 583 + ], + "type": "text", + "content": "Table 5: Results on Affective Explanation Generation in zero-shot setting and fine-tuned setting. (zs) denotes zero-shot, and (ft) denotes fine-tuned." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 113, + 471, + 331 + ], + "blocks": [ + { + "bbox": [ + 132, + 113, + 471, + 331 + ], + "lines": [ + { + "bbox": [ + 132, + 113, + 471, + 331 + ], + "spans": [ + { + "bbox": [ + 132, + 113, + 471, + 331 + ], + "type": "image", + "image_path": "ac816bbe64a15a5ac85108f360c4c1d4b47452291507a1cc78c4e57f290be5f1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 340, + 482, + 374 + ], + "lines": [ + { + "bbox": [ + 130, + 340, + 482, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 482, + 374 + ], + "type": "text", + "content": "Fig. 8: Examples of altering answers to evoke opposite emotions. The left side of each example shows the original dialog and the right side shows the replaced answer with the corresponding probability of the target emotion" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 399, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 399, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 399, + 482, + 495 + ], + "type": "text", + "content": "than 40 in F1 score. These limitations highlight the significance of our dataset in advancing emotion-aware AI systems for future applications. In addition, we fine-tuned the open-source LlaMa2-7b [59] and MiniGPT-4-v2 [13] models on our dataset using instruction fine-tuning and assessed their performance. Table 5 shows that fine-tuning enhances the performance of these models, as evidenced by higher Emotion F1 scores. This outcome underscores the significance of our dataset in improving model understanding and generation capabilities in terms of affective explanation. Further details about prompts and generated examples are provided in the supplementary." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 517, + 212, + 529 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 517, + 212, + 529 + ], + "spans": [ + { + "bbox": [ + 132, + 517, + 212, + 529 + ], + "type": "text", + "content": "6 Discussions" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 568 + ], + "type": "text", + "content": "In this section, we discuss and demonstrate potential AI skills that may benefit from our benchmarks and models. We also summarize our key conclusions:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Emotion Guided Answer Generation. An intriguing avenue for exploration is whether answers can be tailored to elicit specific emotions. In this study, we examine the impact of dialogue answers on resulting emotions by manipulating answers to provoke targeted emotional reactions. To achieve this, we select answer candidates for each question that maximize the probability of the target emotion, as determined by our pretrained RoBERTa-based emotion classifier [36]. The initial two or three turns of the dialogue remain unchanged, while subsequent answers are replaced by selected candidates. Fig. 8 illustrates how gradually altering answers can shift the original emotion" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 134, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 480, + 140 + ], + "type": "text", + "content": "towards an opposing direction, highlighting the role of linguistic details in influencing emotions (e.g., the absence of trees increases the probability score of \"fear\")." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 144, + 481, + 192 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 144, + 481, + 192 + ], + "spans": [ + { + "bbox": [ + 131, + 144, + 481, + 192 + ], + "type": "text", + "content": "Towards Emotionally Reasoned Image Editing. While the above study offers valuable insights, it is essential to acknowledge certain limitations. Emotions are complex and subjective, and the classifier's output may not always align perfectly with true human emotional experiences. Additionally, chosen answers may not" + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 132, + 193, + 321, + 274 + ], + "blocks": [ + { + "bbox": [ + 132, + 193, + 321, + 274 + ], + "lines": [ + { + "bbox": [ + 132, + 193, + 321, + 274 + ], + "spans": [ + { + "bbox": [ + 132, + 193, + 321, + 274 + ], + "type": "image", + "image_path": "3073dbbeb3034d86d0d1b916c135c5c5dd627a7e543f42dcc4495dfbb9e14e40.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 135, + 276, + 321, + 475 + ], + "blocks": [ + { + "bbox": [ + 135, + 276, + 321, + 475 + ], + "lines": [ + { + "bbox": [ + 135, + 276, + 321, + 475 + ], + "spans": [ + { + "bbox": [ + 135, + 276, + 321, + 475 + ], + "type": "image", + "image_path": "2558d93b507ca08056df6e3fc122cc0f02753a35ef4f17314ad1d939e7fde721.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 483, + 326, + 506 + ], + "lines": [ + { + "bbox": [ + 132, + 483, + 326, + 506 + ], + "spans": [ + { + "bbox": [ + 132, + 483, + 326, + 506 + ], + "type": "text", + "content": "Fig.9: Generated Questioner's Explanation from our T5-Large baseline." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 331, + 193, + 482, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 331, + 193, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 331, + 193, + 482, + 515 + ], + "type": "text", + "content": "necessarily be grounded in the visual input. An interesting exploration is editing the initial visual input to align with candidate answers based on the selected emotion. We use our RoBERTa-based classifier to choose an answer for a given question, increasing the probability score of the target emotion. The chosen answers are then converted into instructions as input to an image editing model [9] to modify the original image accordingly. Fig. 10 demonstrates how the emotion \"contentment\" of the visual stimuli can be maximized by suggesting the inclusion of a mountain in the image. This approach paves the way for collaborative image editing systems capable of offering emotionally informed content creation (similar to [62]). While our approach is a preliminary step, future methods may consider using Reinforcement Learning to build a reward function for increased alignment of emotions and text-to-image content [6,7,27,29]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 518, + 482, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 518, + 482, + 602 + ], + "spans": [ + { + "bbox": [ + 131, + 518, + 482, + 602 + ], + "type": "text", + "content": "Automatic Evaluation Challenges. The subjective nature of this problem, compounded by the use of only a single dialog response per image in our dataset, may lead to limited performance measurements of models. Furthermore, the process of gathering additional references is both costly and complex. Consequently, conventional metrics such as BLEU or BERT, which are reference-based, might inappropriately penalize models. These metrics have demonstrated a relatively low correlation with human judgments, particularly in tasks demanding creativity and diversity." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 605, + 482, + 666 + ], + "type": "text", + "content": "Inspired by the G-eval framework [35], which was shown to be highly correlated with human judgments, we adopt a reference-free evaluation approach aimed at assessing model performance in terms of coherence, the groundedness of explanations in dialogues, fluency, and the relevance of explanations to emotions. To evaluate this, we sampled 1000 generations from different models for the same input and evaluated us" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 471, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 471, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 471, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 159, + 114, + 455, + 189 + ], + "blocks": [ + { + "bbox": [ + 159, + 114, + 455, + 189 + ], + "lines": [ + { + "bbox": [ + 159, + 114, + 455, + 189 + ], + "spans": [ + { + "bbox": [ + 159, + 114, + 455, + 189 + ], + "type": "table", + "html": "
MethodCoherenceGroundednessFluencyRelevanceOverall
LLaMa2-7b (zero-shot)2.682.683.102.022.62
LLaMa2-7b (fine-tuned)2.662.822.832.342.66
MiniGPT4-v2 (zero-shot)1.771.871.891.371.73
MiniGPT4-v2 (fine-tuned)1.752.041.881.881.89
NLX-GPT2.161.152.211.751.81
", + "image_path": "136f2926436c4d31ccbffcc05d7e4362c36aa36bdb7fc8ec5f72f43deffdeee3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 240, + 189, + 373, + 198 + ], + "lines": [ + { + "bbox": [ + 240, + 189, + 373, + 198 + ], + "spans": [ + { + "bbox": [ + 240, + 189, + 373, + 198 + ], + "type": "text", + "content": "Table 6: Results on G-Eval metrics." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 219, + 482, + 269 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 219, + 482, + 269 + ], + "spans": [ + { + "bbox": [ + 130, + 219, + 482, + 269 + ], + "type": "text", + "content": "ing G-eval. Table 6 shows that our fine-tuned VLL/LLMs on our dataset are better than zero-shot counterparts in terms of the groundedness of explanations in dialogues and relevance of explanations to emotions. For example, MiniGPT4-v2 fine-tuned on our dataset achieves 2.04 in groundedness compared to the base version with a 1.89 score." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 192, + 288, + 422, + 459 + ], + "blocks": [ + { + "bbox": [ + 192, + 288, + 422, + 459 + ], + "lines": [ + { + "bbox": [ + 192, + 288, + 422, + 459 + ], + "spans": [ + { + "bbox": [ + 192, + 288, + 422, + 459 + ], + "type": "image", + "image_path": "f1574b09e6fd4baadd3d68d158a1b8b74e3022a8ca7211b0e2a818bd79afe022.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 466, + 482, + 489 + ], + "lines": [ + { + "bbox": [ + 130, + 466, + 482, + 489 + ], + "spans": [ + { + "bbox": [ + 130, + 466, + 482, + 489 + ], + "type": "text", + "content": "Fig. 10: Example of altering answers to evoke opposite emotions, and make \"edit\" in the original image." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 508, + 212, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 508, + 212, + 521 + ], + "spans": [ + { + "bbox": [ + 131, + 508, + 212, + 521 + ], + "type": "text", + "content": "7 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "Emotions are an integral part of human nature. A deeper comprehension of how emotions emerge from natural conversation can aid in the development of more human-compatible machines. In pursuit of this goal, we introduce a novel dataset, AffectVis-Dial , capturing the dialogue between two agents discussing an image and the resultant emotion they construct from the visually grounded dialogues. By adapting and training the state-of-the-art models on our dataset, we show the potential of AI systems for generating affective explanations grounded in dialogues that are similar to human emotions. We also demonstrated the models trained on AffectVisDial can facilitate both emotion-guided answer generation and pave the way toward building and advancing emotionally reasoned collaborative image editing systems. We hope our dataset and models will help ease future research in affective vision and language." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "K. Haydarov et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "Acknowledgement. This project is funded by KAUST BAS/1/1685-01-01, SDAIA-KAUST Center of Excellence in Data Science and Artificial Intelligence. The authors express their appreciation to Jack Urbanek, Sirojiddin Karimov, and Umid Nejmatullayev for their valuable assistance in data collection setup. 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Zhu, D., Chen, J., Haydarov, K., Shen, X., Zhang, W., Elhoseiny, M.: Chatgpt asks, blip2 answers: Automatic questioning towards enriched visual descriptions. arXiv preprint arXiv:2303.06594 (2023) 3" + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 360, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affective Visual Dialog" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 471, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 471, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 471, + 92, + 480, + 100 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Affine steerers for structured keypoint description/18dc81d9-db1d-450f-984d-2df85c634b3c_content_list.json b/2024/Affine steerers for structured keypoint description/18dc81d9-db1d-450f-984d-2df85c634b3c_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..b86bd930a684e8217cee2b17c65b4f998696ba85 --- /dev/null +++ b/2024/Affine steerers for structured keypoint description/18dc81d9-db1d-450f-984d-2df85c634b3c_content_list.json @@ -0,0 +1,2055 @@ +[ + { + "type": "text", + "text": "Affine steerers for structured keypoint description", + "text_level": 1, + "bbox": [ + 217, + 141, + 785, + 165 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Georg Bökman1, Johan Edstedt2, Michael Felsberg2, and Fredrik Kahl1", + "bbox": [ + 241, + 188, + 758, + 205 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Chalmers University of Technology", + "bbox": [ + 375, + 215, + 625, + 229 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Linkoping University", + "bbox": [ + 423, + 229, + 578, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. We propose a way to train deep learning based keypoint descriptors that makes them approximately equivariant for locally affine transformations of the image plane. The main idea is to use the representation theory of GL(2) to generalize the recently introduced concept of steers from rotations to affine transformations. Affine steers give high control over how keypoint descriptions transform under image transformations. We demonstrate the potential of using this control for image matching. Finally, we propose a way to finetune keypoint descriptors with a set of steers on upright images and obtain state-of-the-art results on several standard benchmarks. Code will be published at github.com/georg-bn/affine-steerers.", + "bbox": [ + 259, + 282, + 743, + 436 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Keypoint description $\\cdot$ Image matching $\\cdot$ Equivariance", + "bbox": [ + 261, + 449, + 712, + 465 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 489, + 375, + 507 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Image matching is a critical component in a wide range of computer vision applications, including 3D scene reconstruction, stereo imaging, and motion tracking. Initially, the field advanced through the development of sophisticated engineering methods, tailored to achieve robust matching capable of handling significant changes in image scale and rotation, while being resilient to variations in lighting and different camera viewpoints. However, these manually crafted approaches have gradually been superseded by deep learning techniques, which offer a more adaptable and powerful framework for tackling the many other complexities of image matching. Unfortunately, these methods lost much of the robustness of the handcrafted approach. In this paper, we aim to further enhance the performance of deep learning based image matching by introducing a method specifically designed to improve robustness to affine distortions. This approach not only capitalizes on the strengths of deep learning but also revisits and revitalizes a foundational concept from early research in the field: ensuring robustness to affine distortions is essential for reliable image matching across wide baselines.", + "bbox": [ + 212, + 522, + 787, + 750 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Our approach hinges on training neural network based keypoint descriptors that are approximately equivariant under local affine transformations. We train these networks by generalizing the steerers framework [9] from SO(2) to GL(2). We also find that training with affine steers with heavy homography augmentation works well as pretraining before fine-tuning on upright images. This approach, while sacrificing some degree of equivariance, achieves new SotA results", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/5672f3247844e4551959fa06d272db0f7d2b86275235547ebae8592aebe9e1f6.jpg", + "image_caption": [ + "Fig. 1: Qualitative example. We show qualitative matching results of our AffSteer-B descriptor which achieves SotA results for detector-descriptors on several benchmarks for image matching. We plot inliers after homography estimation with RANSAC." + ], + "image_footnote": [], + "bbox": [ + 223, + 148, + 777, + 280 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "on standard benchmarks for upright image matching. In particular, we improve on IMC22 [36] from $72.9\\mathrm{mAA}@10$ achieved by DeDoDe-B [22] to $77.3\\mathrm{mAA}@10$ with our model AffSteer-B. A qualitative example on images taken by the authors is shown in Figure 1. We also obtain competitive results on the rotation variant benchmark AIMS [75] by using our equivariant model AffEqui-B. Finally, we analyze the equivariance properties of our descriptors and outline promising directions for future research. In summary, our main contributions are:", + "bbox": [ + 212, + 369, + 787, + 474 + ], + "page_idx": 1 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Generalizing the steerers concept to image transformations that can be locally approximated by the affine group (Sections 2 and 3.1).", + "2. Describing how to train steers for the affine group (Section 3.4).", + "3. Introducing a new training procedure for upright-specialized descriptors consisting of first pretraining with affine steers and then fine-tuning on upright images through the max similarity method (Sections 3.5, 3.6).", + "4. Evaluating our methods on a wide range of standard benchmarks, with SotA results for detector-descriptor based methods (Section 4).", + "5. Critically examining the properties of our descriptors (Sections 4.1, 5)." + ], + "bbox": [ + 220, + 486, + 784, + 625 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1.1 Related work", + "text_level": 1, + "bbox": [ + 215, + 661, + 372, + 674 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Image matching. Image matching has classically been approached by detector and descriptor based methods [18, 20, 29, 47, 68, 84, 88, 91, 92] that detect keypoints [5, 77, 83, 87] and compute descriptions [2, 38, 41, 48, 57, 59, 78] typically matched using mutual nearest neighbors (MNNs). It was early on recognized that robustness to affine distortions plays an important role in order to achieve good performance [25, 51, 54, 55, 64]. ASIFT, which extends the Scale Invariant Feature Transform (SIFT) algorithm [47] by test time augmentation to offer affine invariance, was introduced in [89]. More recently, sparse keypoint matchers such as SuperGlue [70] and later works [15, 46, 73] aim to improve on the simple descriptor MNN matching using graph neural networks. Detector-free methods instead", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/40b593de6462131ab38cb2beda4d7b44f46a4d904828fb9af66d1e5dc652b983.jpg", + "image_caption": [ + "Fig. 2: Overview of the steering idea for keypoint matching. An affine steerer gives a way to modify descriptions as if they were obtained from warped images, without having to rerun the descriptor network on warped images. The steerer is a linear map and hence computationally light to use." + ], + "image_footnote": [], + "bbox": [ + 215, + 141, + 787, + 316 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "match on a coarse regular grid followed by sparse refinement with notable examples such as LoFTR [76], and numerous following works [10, 13, 28, 37, 50, 85, 90]. Finally, dense methods that aim to estimate matches on a fine regular grid such as GLU-Net [80] have lately received increased interest [21, 23, 61, 79, 81, 82, 94]. In this paper we focus on sparse keypoint descriptors that rely on MNN matching. This is the workhorse for numerous applications in computer vision. We use the SotA keypoint descriptor DeDoDe [22] as our baseline.", + "bbox": [ + 212, + 412, + 787, + 521 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Affine correspondences. Our work is also related to methods that rely on affine correspondences. That is, apart from the keypoint location, also the affine transformation that maps one local neighborhood region to the corresponding one in the other image, is used in downstream tasks such as estimating the epipolar geometry [3,4,6,52]. There are also learned methods that provide an affine canonical frame around each keypoint, for instance, AffNet [60] which is important, e.g., in image retrieval [62].", + "bbox": [ + 212, + 536, + 787, + 643 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Equivariant representation learning. Self-supervised visual representations [33, 35,65,93] are typically learned by maximizing agreement between two views [14, 15,30], which is reminiscent of the image matching task, where we seek to learn local visual representations that match across views. Recent works [17,26,27,32, 39, 53, 66, 72] investigate explicitly learning equivariant representations, which makes the learned representations structured in the sense that it is possible to interpret certain changes in the latent space as specific changes to the input images. The equivariance can also be hard-coded into the network architecture, e.g., for compact groups such as the rotation group [12,16,86]. This approach has been shown to work well for rotation invariant keypoint detection [34,42,69] and description [10,43]. For the affine group acting on images, hard-coding equivariance has only been done approximately via sampling on the group and with", + "bbox": [ + 212, + 657, + 787, + 843 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "small networks [49, 56], prohibiting the use of such approaches for SotA keypoint description. Unrelated to images, networks equivariant under the group $\\mathrm{SL}(2)$ were considered for polynomial optimization problems in [40], using the same irreps from group representations on homogeneous polynomials that we will use for the group $\\mathrm{GL}(2)$ . In sharp contrast to hard-coding equivariance, it has been found that even without explicitly encouraging equivariance in learned representations, it often appears approximately because of symmetries in the data [7, 9, 11, 31, 44]. Closest to our work, Bokman et al. [9] propose a framework for learning approximately rotationally equivariant keypoint descriptors. We build on that work, generalizing it to the larger group of $\\mathrm{GL}(2)$ .", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Background", + "text_level": 1, + "bbox": [ + 215, + 338, + 367, + 356 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The primary goal of keypoint matching is to identify 2D points across two images of the same scene, representing the same 3D points. A pair of corresponding 2D points is known as a correspondence. We adopt a standard three-stage method:", + "bbox": [ + 212, + 387, + 785, + 434 + ], + "page_idx": 3 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Detection: Identify $K$ keypoints in each image.", + "2. Description: Generate keypoint descriptors as feature vectors in $\\mathbb{R}^c$ .", + "3. Matching: Descriptors are matched using mutual nearest neighbours." + ], + "bbox": [ + 220, + 457, + 738, + 508 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This method encompasses both traditional techniques like SIFT [47] and modern deep learning approaches. A notable example is DeDoDe [22], which first optimizes keypoint detection from Structure from Motion reconstructions and then leverages the keypoint detector to train a descriptor through maximizing matching likelihood. Our focus is on improving the second stage by explicitly handling affine transformations via steerers, as introduced in [9] for rotation equivariant keypoint description. We generalize the formulation from rotations to locally affine transformations in the remainder of this section, before explaining how to implement and train affine steerers in the next section.", + "bbox": [ + 212, + 529, + 787, + 665 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The general pipeline is outlined in Figure 2. We consider images as functions $I: \\mathbb{R}^2 \\to \\mathbb{R}^3$ and general feature maps as functions $F: \\mathbb{R}^2 \\to \\mathbb{R}^c$ . Feature maps are obtained from feature extractors $f$ , i.e., we will write $f(I) = F$ . Implicitly, we assume here that for a feature map $F$ associated to an image $I$ , the feature $F(x)$ at location $x$ is associated to the image content $I(x)$ at $x$ . The idea for keypoint description is that given a feature map $F$ and keypoints $x_i$ , we obtain keypoint descriptions $d_i$ by evaluating $F$ at the locations $x_i$ . Images and feature maps can be warped by geometric image transformations $\\phi: \\mathbb{R}^2 \\to \\mathbb{R}^2$ , by using the warp operator $W_{\\phi}$ defined by", + "bbox": [ + 212, + 669, + 787, + 806 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nW _ {\\phi} [ I ] (x) = I \\left(\\phi^ {- 1} (x)\\right). \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 421, + 824, + 784, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We will consider differentiable $\\phi$ , so that they are locally approximated by affine transformations3. I.e., for all $x \\in \\mathbb{R}^2$ there is an $M(x) \\in \\mathrm{GL}(2)$ s.t.", + "bbox": [ + 214, + 146, + 782, + 176 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\phi (x + \\Delta x) \\approx \\phi (x) + M (x) \\Delta x, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 185, + 785, + 200 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "for small $\\Delta x$ . $M:\\mathbb{R}^2\\to \\mathrm{GL}(2)$ maps image locations to local image transformations (affine warps) associated with $\\phi$ at each point. For some classes of image transformations $\\phi$ , $M(x)$ takes a special form. For instance, if $\\phi \\in \\mathrm{SE}(2)$ is a roto-translation, then $M(x)$ will always be a rotation matrix and so the possible $M(x)$ 's for roto-translations form the subgroup SO(2) of GL(2). Generally, given a set $\\varPhi$ of image transformations, we can associate with it the minimal subgroup of GL(2) that contains all possible local image transformations $M(x)$ .", + "bbox": [ + 212, + 207, + 782, + 311 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given a feature extractor $f$ , it is of interest how the extracted features change when the image is warped by $W_{\\phi}$ . For example, we could have", + "bbox": [ + 214, + 313, + 782, + 344 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nf \\left(W _ {\\phi} [ I ]\\right) = W _ {\\phi} [ f (I) ], \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 424, + 351, + 784, + 367 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "so that the same feature is extracted regardless of whether $I$ is warped or not. Introducing the notation $F_{\\phi}$ for the feature map $f(W_{\\phi}[I])$ extracted from an image warped by $\\phi$ , we can evaluate (3) at $\\phi(x)$ to get the form", + "bbox": [ + 212, + 375, + 782, + 421 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nF _ {\\phi} (\\phi (x)) = F (x). \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 439, + 428, + 784, + 444 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "So the feature at position $\\phi(x)$ in $F_{\\phi}$ is the same as the feature at position $x$ in $F$ . When we have a collection of $\\phi$ 's forming a group structure, $f$ satisfying (3) is said to be equivariant. This is however the least interesting form of equivariance where $f$ has to extract the exact same feature for a given image content, regardless of how the image is warped by $\\phi$ . For example, a roto-translation-equivariant keypoint descriptor would describe all rotations of a corner patch with the same description according to (3). For this reason, descriptors satisfying (3) for the group of rotations and translations are sometimes also called invariant [10]. In [9] it was found that this leads to non-discriminative descriptions on upright images, and the solution was to allow more general transformations of the features using steerers. Steerers are group representations, a concept from abstract algebra which we introduce next.", + "bbox": [ + 212, + 450, + 784, + 632 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Definition 1 (Group representation). Given a group $G$ and a vector space $V$ , a group representation of $G$ on $V$ is a map $\\rho: G \\to \\mathrm{GL}(V)$ such that", + "bbox": [ + 214, + 638, + 782, + 669 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\rho \\left(g _ {2} g _ {1}\\right) = \\rho \\left(g _ {2}\\right) \\rho \\left(g _ {1}\\right) \\quad f o r a l l g _ {1}, g _ {2} \\in G. \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 676, + 784, + 693 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Here, $\\operatorname{GL}(V)$ is the general linear group of $V$ , i.e., the group of all invertible linear maps $V \\to V$ with composition as group operation. For instance, we write $\\operatorname{GL}(\\mathbb{R}^n) = \\operatorname{GL}(n)$ for the group of invertible $n \\times n$ matrices. A group representation of $G$ on $\\mathbb{R}^n$ is a map from $G$ to invertible $n \\times n$ matrices such that the group operation in $G$ corresponds to matrix multiplication in $\\operatorname{GL}(n)$ . Equipped with this formalism, we can now define steers.", + "bbox": [ + 212, + 699, + 782, + 790 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_footnote", + "text": "3 In practice, image warps corresponding to camera motions are piecewise continuous and piecewise differentiable. The discontinuities stem from motion boundaries, which we will ignore in the theoretical part of this paper.", + "bbox": [ + 217, + 796, + 782, + 839 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Definition 2 (Steerer). Let a set $\\Phi$ of image transformations and the corresponding group $G < \\mathrm{GL}(2)$ of local affine transformations $M(x)$ be given. For a feature extractor $f$ mapping images $I: \\mathbb{R}^2 \\to \\mathbb{R}^3$ to feature maps $F: \\mathbb{R}^2 \\to \\mathbb{R}^c$ , a steerer is a group representation $\\rho$ of $G$ on $\\mathbb{R}^c$ such that $f$ becomes equivariant w.r.t. $W_{\\phi}$ and $\\rho$ , i.e.,", + "bbox": [ + 215, + 146, + 787, + 223 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nf \\left(W _ {\\phi} [ I ]\\right) = \\rho \\left(W _ {\\phi} [ M ]\\right) W _ {\\phi} [ f (I) ]. \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 234, + 784, + 252 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Using the notation $F_{\\phi}$ for the feature map $f(W_{\\phi}[I])$ extracted from an image warped by $\\phi$ , we can evaluate (6) at coordinate $\\phi(x)$ as", + "bbox": [ + 215, + 263, + 785, + 294 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nF _ {\\phi} (\\phi (x)) = \\rho (M (x)) F (x). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 408, + 308, + 784, + 325 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In words, the feature $F_{\\phi}(\\phi(x))$ describing the warped image at $\\phi(x)$ , is equal to the feature describing the original image at $x$ , i.e. $F(x)$ , up to multiplication by the steerable $\\rho(M(x))$ . The steerable compensates for the local image transformation $M(x)$ from coordinate $x$ to $\\phi(x)$ . We call $\\rho$ a steerable even if (6) only holds approximately, as this will be the case in practice.", + "bbox": [ + 215, + 335, + 785, + 411 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The reader should contrast (3) and (4) with (6) and (7). The more general (6) and (7) allow features to change when the image content is warped, but they must change in a predictable manner, specifically they must change by the linear map $\\rho(M)$ , i.e., the steerer. Our definition of steerers generalizes the one in [9], from $\\varPhi$ only containing roto-translations, to arbitrary differentiable image transformations. Utilizing steerers, Bokman et al. [9] successfully trained rotation equivariant keypoint descriptors that match or surpass the performance of non-equivariant keypoint descriptors on upright images, while also facilitating rotation invariant matching. We will only be concerned with the case $G = \\mathrm{GL}(2)$ in this paper. Specifically, having access to a steerer means that one can compute what the features $f(W_{\\phi}[I])$ for a warped image according to any transformation $\\phi$ would be, given only the features $f(I)$ from the original image. This enables test time augmentation in feature space, i.e., computing features for multiple warps $W_{\\phi}$ while only running the feature extractor $f$ once.", + "bbox": [ + 215, + 411, + 787, + 625 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 648, + 330, + 666 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We outline the relevant mathematical theory for GL(2)-steerers in Section 3.1, followed by an delineation from rotation steers in Section 3.2 and an explanation of their integration with the keypoint descriptor neural network in Section 3.3. Subsequent sections, from Section 3.4 to Section 3.6, detail the comprehensive training steps for the entire pipeline.", + "bbox": [ + 215, + 681, + 785, + 758 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Representation theory of $\\mathbf{GL}(2)$", + "text_level": 1, + "bbox": [ + 215, + 782, + 522, + 799 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this paper, keypoint descriptions will be vectors in $\\mathbb{R}^{256}$ , which we will call description space. The aim of this section is to explain how we can build a steerer", + "bbox": [ + 215, + 808, + 785, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "$\\rho$ (Definition 2) for $\\mathrm{GL}(2)$ on description space. From now we will write elements of $\\mathrm{GL}(2)$ as matrices", + "bbox": [ + 212, + 146, + 787, + 176 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nM = \\left( \\begin{array}{c} \\alpha \\\\ \\gamma \\end{array} \\beta \\right), \\quad \\text {s . t .} \\alpha \\delta - \\beta \\gamma \\neq 0. \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 189, + 785, + 223 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Understanding what representations $\\rho$ for $\\operatorname{GL}(2)$ can look like is a well studied problem in mathematical representation theory, presented for instance in [63, Chapter 4]. We refer to [63] for details and will here limit ourselves to explaining the way of constructing representations $\\rho$ that we will use in the experiments.", + "bbox": [ + 214, + 233, + 782, + 294 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Example 1 (Trivial representation). The simplest form of $\\rho$ is the constant map $\\rho(M) = 1$ , which trivially satisfies (5) and is a one-dimensional representation.", + "bbox": [ + 214, + 306, + 782, + 338 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Example 2 (Determinant representation). Slightly more involved, we can construct representations using the determinant of $M$ . For instance,", + "bbox": [ + 214, + 349, + 782, + 380 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\rho (M) = \\det (M) ^ {n} \\quad \\text {a n d} \\quad \\rho (M) = | \\det (M) | ^ {\\xi} \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 346, + 393, + 785, + 411 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "satisfy (5) for any choice of $n\\in \\mathbb{N}$ and $\\xi \\in \\mathbb{R}$", + "bbox": [ + 214, + 422, + 544, + 436 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Example 3 (Standard representation). A straightforward way to construct a representation of $\\mathrm{GL}(2)$ on $\\mathbb{R}^2$ is to take the matrix itself: $\\rho(M) = M$ .", + "bbox": [ + 214, + 450, + 782, + 479 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The easiest way to construct representations of larger dimensions is to stack smaller representations into block-diagonals. We denote by $X \\oplus Y$ the block diagonal matrix with blocks $X$ and $Y$ . So, for instance, $\\rho(M) = \\bigoplus_{i=1}^{128} M$ is a representation on $\\mathbb{R}^{256}$ . It is also easy to see that any change of basis of a representation defines a new representation: $\\tilde{\\rho}(M) = Q^{-1} \\rho(M)Q$ , where $Q$ is some invertible matrix. In our experiments we want to use a broad range of representations, and the idea will be to build them out of so-called irreducible representations, irreps $^4$ . Given a set of irreps $\\rho_i$ we will form larger representations on description space by $\\rho(M) = Q^{-1} (\\bigoplus_{i=1}^{n} \\rho_i(M))Q$ .", + "bbox": [ + 212, + 493, + 787, + 628 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To find irreps of $\\mathrm{GL}(2)$ , one can look at vector spaces of homogeneous polynomials in two variables. The following example demonstrates the general principle.", + "bbox": [ + 214, + 628, + 782, + 659 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Example 4 (Homogeneous quadratics). Consider the vector space $\\mathcal{H}_2$ of homogeneous quadratic polynomials in two variables $x, y$ . It has a basis consisting of the monomials $y^2, 2xy, x^2$ and so any $q \\in \\mathcal{H}_2$ can be written", + "bbox": [ + 214, + 685, + 787, + 731 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nq (x, y) = a _ {0} y ^ {2} + a _ {1} 2 x y + a _ {2} x ^ {2} \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 743, + 785, + 760 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 127 + ], + "page_idx": 6 + }, + { + "type": "page_footnote", + "text": "4 An irrep on $V$ is a representation that does not leave any proper subspace $W \\subset V$ invariant. Irreps can be thought of as fundamental building blocks of representations as many general representations can be decomposed into irreps. However, for GL(2), not all representations can be built out of its irreps. The standard counterexample is $\\rho(M) = \\begin{pmatrix} 1 & \\log |\\det M| \\\\ 0 & 1 \\end{pmatrix}$ [63, Example 4.11].", + "bbox": [ + 217, + 768, + 787, + 842 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "with some coefficients $a_0, a_1, a_2 \\in \\mathbb{R}$ . The reader will note that $\\mathcal{H}_2$ is isomorphic to $\\mathbb{R}^3$ , since polynomials $q$ are in bijection with triples $(a_0, a_1, a_2)$ . The reason to think about these triples as polynomials is that we can in a natural way find a representation of $\\mathrm{GL}(2)$ on $\\mathcal{H}_2$ . We define the representation $\\rho_2$ on $\\mathcal{H}_2$ by", + "bbox": [ + 215, + 146, + 782, + 205 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\left(\\rho_ {2} (M) q\\right) (x, y) = q \\left((x, y) M\\right), \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 398, + 220, + 784, + 234 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $(x,y)M$ denotes multiplying the row-vector $(x,y)$ by the matrix $M$ . This satisfies (5) as", + "bbox": [ + 214, + 246, + 782, + 276 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\left(\\rho_ {2} \\left(M _ {2} M _ {1}\\right) q\\right) (x, y) = q \\left(\\left(x, y\\right) \\left(M _ {2} M _ {1}\\right)\\right) = q \\left(\\left(\\left(x, y\\right) M _ {2}\\right) M _ {1}\\right) \\tag {13} \\\\ = (\\rho_ {2} (M _ {1}) q) ((x, y) M _ {2}) = (\\rho_ {2} (M _ {2}) (\\rho_ {2} (M _ {1}) q)) (x, y). \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 236, + 290, + 784, + 323 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We can rewrite $\\rho_{2}$ as a representation on $\\mathbb{R}^3$ by considering how the coefficients of $q$ change under (11):", + "bbox": [ + 214, + 335, + 782, + 366 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} (\\rho_ {2} (M) q) (x, y) = q ((x, y) M) = q (\\alpha x + \\gamma y, \\beta x + \\delta y) \\\\ = a _ {0} (\\beta x + \\delta y) ^ {2} + a _ {1} 2 (\\alpha x + \\gamma y) (\\beta x + \\delta y) + a _ {2} (\\alpha x + \\gamma y) ^ {2} \\\\ = \\left(\\left( \\begin{array}{c c c} \\delta^ {2} & 2 \\gamma \\delta & \\gamma^ {2} \\\\ \\beta \\delta & \\alpha \\delta + \\beta \\gamma & \\alpha \\gamma \\\\ \\beta^ {2} & 2 \\alpha \\beta & \\alpha^ {2} \\end{array} \\right) \\left( \\begin{array}{l} a _ {0} \\\\ a _ {1} \\\\ a _ {2} \\end{array} \\right)\\right) \\cdot \\left( \\begin{array}{l} y ^ {2} \\\\ 2 x y \\\\ x ^ {2} \\end{array} \\right). \\tag {13} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 230, + 378, + 784, + 467 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "So we have found the action of $\\rho_{2}$ on the polynomial coefficients $(a_0,a_1,a_2)^T\\in$ $\\mathbb{R}^3$ and can by slight abuse of notation write $\\rho_{2}(M)$ on matrix form as", + "bbox": [ + 214, + 478, + 782, + 508 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\rho_ {2} (M) = \\left( \\begin{array}{c c c} \\delta^ {2} & 2 \\gamma \\delta & \\gamma^ {2} \\\\ \\beta \\delta & \\alpha \\delta + \\beta \\gamma & \\alpha \\gamma \\\\ \\beta^ {2} & 2 \\alpha \\beta & \\alpha^ {2} \\end{array} \\right). \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 397, + 521, + 784, + 568 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Constructing higher dimensional irreps can be done by following the recipe outlined in Example 4. The $(n + 1)$ -dimensional vector space of homogeneous polynomials of degree $n$", + "bbox": [ + 214, + 578, + 782, + 623 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {H} _ {n} = \\operatorname {s p a n} \\left\\{\\binom {n} {k} x ^ {k} y ^ {n - k} \\right\\} _ {k = 0} ^ {n} \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 392, + 633, + 784, + 667 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "has an associated representation $\\rho_{n}$ of $\\operatorname{GL}(2)$ defined by (11). $\\rho_{n}(M)$ can be written on matrix form similar to (14), where each entry of the matrix is a homogeneous degree $n$ polynomial in $\\alpha, \\beta, \\gamma, \\delta$ . A formula for $\\rho_{n}(M)$ is given by [63, (2.6)].", + "bbox": [ + 214, + 678, + 782, + 738 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "More general representations can be obtained by multiplying with determinant based representations and we define", + "bbox": [ + 214, + 739, + 782, + 768 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\rho_ {n, \\xi} (M) = | \\det (M) | ^ {\\xi - \\frac {n}{2}} \\rho_ {n} (M). \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 390, + 781, + 784, + 797 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where the power $-\\frac{n}{2}$ is introduced to normalize the determinant of $\\rho_{n,0}$ to $\\pm 1$ . These $\\rho_{n,\\xi}$ are irreps and form the basic building blocks of our steering. The", + "bbox": [ + 214, + 809, + 782, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 127 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/f59e142eb1329d64114c91817a06b768c1b204407236b0855635c9e10a550a90.jpg", + "image_caption": [ + "Fig. 3: Illustration of the data generation pipeline. Given two views $A$ , $B$ of a scene, we compute the image warp from one to the other and use it to both find corresponding keypoints and annotate the keypoints in $A$ with affine transformations $M$ that locally approximate the image warp from $A$ to $B$ . In the illustration above, we show two views obtained as homographies of a single image, as used in the pretraining step described in Section 3.5, but it is also possible to obtain the two views, e.g., by taking two photos of the same location as is the case when we train on MegaDepth (Section 3.4). The red circles in $A$ are warped to the ellipses in $B$ , and we illustrate the obtained affine map $M$ for one keypoint pair on the right hand side of the figure. In practice we use DeDoDe keypoints but here we illustrate with a regular grid in $A$ ." + ], + "image_footnote": [], + "bbox": [ + 232, + 148, + 769, + 349 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "steerers we use in the experiments are formed as", + "bbox": [ + 214, + 535, + 566, + 549 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\rho (M) = Q ^ {- 1} \\left(\\bigoplus_ {j} \\rho_ {n _ {j}, \\xi_ {j}} (M)\\right) Q, \\tag {17}\n$$\n", + "text_format": "latex", + "bbox": [ + 377, + 561, + 785, + 609 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $Q \\in \\mathbb{R}^{256 \\times 256}$ is a learnt change of basis matrix initialized to identity, $\\xi_{j}$ are learnt determinant scalings and $n_j \\in \\{0,1,2,3,4\\}$ are chosen to get an equal distribution of dimensions of the different orders $0, \\ldots, 4$ . The cutoff at 4 is motivated by the fact that it covers rotation frequencies up to 4 when a rotation $R$ is fed into $\\rho$ , and higher frequencies were not useful in prior work [9, 24].", + "bbox": [ + 214, + 621, + 787, + 699 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.2 Comparison to rotation steerers", + "text_level": 1, + "bbox": [ + 214, + 722, + 527, + 738 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "If we input a rotation matrix $R$ into (17), we obtain a steerer like those considered in [9]. In that case, $\\operatorname{det}(R) = 1$ so the determinant scaling does not affect the steerer. The main novelty in this work is that we can now steer the much larger class of local transformations $\\mathrm{GL}(2)$ . (17) specifies a structured way for the descriptor to respond to affine transformations, where the determinant scaling captures how much the descriptor varies with the scale of the transform $M$ .", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.3 Max similarity matcher revisited", + "text_level": 1, + "bbox": [ + 215, + 146, + 532, + 161 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Given two descriptions $d_1, d_2 \\in \\mathbb{R}^{256}$ , we want to be able to say how close they are to each other in order to determine correspondences between keypoints in different images. The similarity measure used in [9, 22] is the cosine similarity. This similarity is however unsuited for affinely steered descriptions, as the steerer (17) can change the norm of a description. We therefore use Euclidean norm instead and measure the similarity of $d_1$ and $d_2$ by $-\\|d_1 - d_2\\|$ . In practice, given two images $A$ and $B$ , we find $K$ keypoints in each image, describe them with descriptions and measure all pairwise similarities $S \\in \\mathbb{R}^{K \\times K}$ . We get matches from the pairwise similarity matrix $S$ by taking mutual nearest neighbours and putting a minimum threshold on the dual softmax score of $S$ .", + "bbox": [ + 212, + 166, + 787, + 316 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The similarity of descriptions can be more robustly computed when a steerer is available. In [9], several methods were suggested, one of which is the max similarity method. The similarity between $d_{1}$ and $d_{2}$ is then", + "bbox": [ + 214, + 318, + 787, + 363 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\max _ {M \\in \\mathcal {M}} - \\| \\rho (M) d _ {1} - d _ {2} \\|, \\tag {18}\n$$\n", + "text_format": "latex", + "bbox": [ + 419, + 369, + 785, + 391 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mathcal{M}$ is a set of transformations that can be selected to balance robustness over a range of transformations with inference speed and discriminability. We propose to learn $\\mathcal{M}$ by backpropagating through (18) during finetuning (Section 3.6), although this limits us to a small set $\\mathcal{M}$ for computational reasons.", + "bbox": [ + 214, + 396, + 787, + 457 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3.4 Training the descriptor and steerer on MegaDepth", + "text_level": 1, + "bbox": [ + 214, + 474, + 679, + 489 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We follow [9] and train the descriptor network $f$ and steerer $\\rho$ (17) jointly. We train on MegaDepth [45] similar to [9, 22], but in contrast to them use heavy affine augmentations of the images. Given an image pair $A, B$ , we detect $K$ DeDoDe keypoints [22] $x_{A,i}$ ( $i = 1, \\ldots, K$ ), resp. $x_{B,j}$ ( $j = 1, \\ldots, K$ ) per image, and obtain descriptions $d_{A,i}$ , resp. $d_{B,j}$ by evaluating the extracted feature maps $f(A), f(B)$ at the keypoint locations. Ground truth matches between keypoints in the two images are obtained as in [22]: by using the known image depths and relative pose we warp the keypoints from $A$ to $B$ and from $B$ to $A$ and take matches as all mutual closest neighbours with distances below 0.5% of the image width. For the ground truth matches, we also compute local affine maps $M_i$ from $A$ to $B$ by warping a small octagon of points around each keypoint in $A$ to $B$ and taking the least squares estimated affine map from the eight points in $A$ to the eight points in $B$ . The local affine maps $M_i$ are used to steer the descriptions in $A$ during training in order to align them with the ones in $B$ . We also estimate a global affine $M$ by taking the least squares estimate of all ground truth matches. This $M$ is used to steer all descriptions in $A$ which do not have a match in $B$ . In summary, during training, the similarity between a description $d_{A,i}$ in $A$ and one $d_{B,j}$ in $B$ is", + "bbox": [ + 212, + 493, + 787, + 767 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\nS _ {i j} = - \\| \\rho (M _ {i}) d _ {A, i} - d _ {B, j} \\|. \\tag {19}\n$$\n", + "text_format": "latex", + "bbox": [ + 401, + 772, + 785, + 789 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We form the similarity matrix $S \\in \\mathbb{R}^{K \\times K}$ by considering all pairs of descriptions in $A$ and $B$ and compute the loss as in [22] by taking the negative dual log-softmax of $S$ and taking the mean over the ground truth matches.", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3.5 Pretraining on homographies", + "text_level": 1, + "bbox": [ + 215, + 146, + 501, + 162 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Training or pretraining descriptors and matchers on homographies is a common strategy [18, 29, 46, 71]. The idea is to take a single image and match it with a homography warped (and photometrically augmented) version of itself. Homography pretraining is a good fit for affine steering, since a homography applied to an image induces an affine transform between each point in the original image and the corresponding point in the warped image. We visualize the data generation pipeline in Figure 3.", + "bbox": [ + 212, + 172, + 787, + 277 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We find that pretraining on homographies is not very helpful for affine steurers trained by augmentations of MegaDepth. However, pretraining on homographies gives a good starting point for the fine-tuning approach explained next.", + "bbox": [ + 212, + 279, + 785, + 325 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "3.6 Fine-tuning on upright images", + "text_level": 1, + "bbox": [ + 215, + 347, + 511, + 364 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We propose a way to fine-tune a descriptor and steerer jointly to obtain descriptions tailored for upright images. We train through the max similarity score (18), where we use a set of only three affine transformations $\\mathcal{M} = \\{I, M_1, M_2\\}$ , letting $M_1, M_2$ be learnable \"prototypes\". The aim is that the learnable $M_1, M_2$ will contain affine transformations such that the net does not have to become invariant under $M_1, M_2$ while still enabling matching that is invariant under $M_1, M_2$ through (18). Note that in contrast to the earlier described training approaches with the loss computed from (19) we do not enforce a connection between $M_1, M_2$ and affine warps of the image at this stage. Hence there are no guarantees that steering by an $M \\in \\mathrm{GL}(2)$ will correspond to warping the input image by $M$ any longer. For instance, steering by $M$ could correspond to warping the input image by $\\tilde{MM}\\tilde{M}^{-1}$ for some $\\tilde{M}$ , which would mean that the steerer that actually corresponds to warping by $M$ is $\\tilde{\\rho}(M) = \\rho(\\tilde{M})^{-1}\\rho(M)\\rho(\\tilde{M})$ . Even more generally, the steerer could learn to incorporate other image transformations than affine warps into the learnt prototypes $M_1, M_2$ . We show numerically how well the steerer works for affine warps after fine-tuning in Section 4.1.", + "bbox": [ + 212, + 375, + 787, + 617 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 640, + 375, + 657 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Experiment details and ablations can be found in the appendix. We follow [22] and consider two descriptor networks, a $B$ -model with a VGG-19 backbone [74] and a larger $G$ -model with a DINOv2 ViT backbone [19, 65]. In the appendix we also present an experiment with the smaller XFeat descriptor [67].", + "bbox": [ + 212, + 672, + 785, + 734 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "For both $B$ - and $G$ -networks, we have two versions. One version is optimized for upright images by pretraining on homographies (Section 3.5) and fine-tuning on upright MegaDepth pairs (Section 3.6). These models are called AffSteer-B and AffSteer-G. During inference, we use the set of three affine transformations $\\mathcal{M}$ learnt during training for the max similarity matching method (18).", + "bbox": [ + 212, + 734, + 785, + 809 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The second version is trained on Megadepth pairs that are affinely augmented (Section 3.4). This version is not as good on upright images, but can be steered", + "bbox": [ + 215, + 809, + 785, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 730, + 130 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/72f26d0bdc4ee5ec6a08d88100d156363e41d6479ba1284be7f49af1f0b315ab.jpg", + "table_caption": [ + "Table 1: Megadepth-1500. Relative pose estimation, measured in AUC (higher is better)." + ], + "table_footnote": [], + "table_body": "
Method ↓AUC →@5°@10°@20°
SuperPoint [18] CVPRW'1831.746.860.1
DISK [84] NeurIPS'2036.752.965.9
ALIKED [91] IEEE-TIM'2341.958.471.7
SiLK [29] ICCV'2339.955.166.9
DeDoDe-B [22] 3DV'2449.465.577.7
Steerers-B-C4-Perm [9]516779
AffEqui-B46.162.474.8
AffSteer-B52.768.981.0
DeDoDe-G [22] 3DV'2452.869.782.0
Steerers-G-C4-Perm [9]526981
AffEqui-G50.667.280.1
AffSteer-G53.770.082.1
", + "bbox": [ + 215, + 198, + 500, + 409 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/fb6110db5cf9a71956cdbcd28d1deea8dc7b30852ee2ac02cf2ad77d7a1b8b7a.jpg", + "table_caption": [ + "Table 2: WxBS [58]. Fundamental matrix estimation, measured in mAA at 10px (higher is better)." + ], + "table_footnote": [], + "table_body": "
Method ↓mAA@ → 10px
DISK [84] NeurIPS'2035.5
DeDoDe-B [22] 3DV'2445.9 ± 1.2
Steerers-B-C4-Perm [9]51.0 ± 1.5
AffSteer-B50.0 ± 1.4
DeDoDe-G [22] 3DV'2457.7 ± 1.1
Steerers-G-C4-Perm [9]57.0 ± 1.4
AffSteer-G57.3 ± 1.2
", + "bbox": [ + 527, + 233, + 785, + 375 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "with affine warps and is more equivariant. These models are called AffEqui-B and AffEqui-G. We compare the equivariance and steering capabilities of the versions in Section 4.1.", + "bbox": [ + 212, + 436, + 785, + 479 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We evaluate on several common benchmarks for upright image matching. Here we consistently set new state-of-the-art results for detector-descriptor based methods. Dense methods such as the SotA [23] are heavier and take two images jointly as input, allowing them to compute features in each image conditioned on the other image. Descriptor based methods cannot do this and so we don't compare to dense methods here. Generally, we divide the tables into three sections of first works not based on DeDoDe [22], then methods with the same network architecture as DeDoDe-B and finally methods with the same network architecture as DeDoDe-G.", + "bbox": [ + 212, + 482, + 787, + 617 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "MegaDepth-1500 relative pose. We follow LoFTR [76] and evaluate on a held out part of MegaDepth. This is a standard benchmark for matching upright images. We present results in Table 1, where we see consistent improvements for the upright optimized AffSteer-models, while the AffEqui-models perform competitively with previous approaches.", + "bbox": [ + 212, + 631, + 787, + 708 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "WxBS Fundamental matrix estimation. Results for the WxBS benchmark [58] and are shown in Table 4. Here we find that the results fluctuate a lot due to RANSAC and dual-soft-max thresholds. We report results with the best found thresholds for each method and mean and standard deviation over 10 evaluations.", + "bbox": [ + 214, + 719, + 787, + 781 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Image Matching Challenge 2022. Results for the Image Matching Challenge 2022 [36] are presented in Table 3. Remarkably, we obtain a large improvement for $B$ -size variants, even outperforming all $G$ -size variants with AffSteer-B. As", + "bbox": [ + 214, + 794, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/ab4f589b54fdacfedd77a019879c2ac2075dd36e07c415b6814b5a9fe4aa5b9a.jpg", + "table_caption": [ + "Table 3: IMC2022 [36]. Relative pose on the hidden test set, measured in mAA (higher is better).", + "Table 4: HPatches [1] Homography. Corner error, measured in AUC (higher is better)." + ], + "table_footnote": [], + "table_body": "
Method ↓mAA →@10Method ↓AUC@ →3px5px10px
DISK [84] NeurIPS'2064.8DISK [84] NeurIPS'2060.371.481.8
ALIKED [91] IEEE-TIM'2364.9ALIKED [91] IEEE-TIM'2361.673.183.5
SiLK [29] ICCV'2368.5SiLK [29] ICCV'2366--
DeDoDe-B [22] 3DV'2472.9DeDoDe-B [22] 3DV'2468.277.986.4
Steerers-B-C4-Perm [9] CVPR'2473.4Steerers-B-C4-Perm [9] CVPR'2469.578.787.0
AffSteer-B77.3AffSteer-B70.179.187.3
DeDoDe-G [22] 3DV'2475.8DeDoDe-G [22] 3DV'2467.177.386.3
Steerers-G-C4-Perm [9] CVPR'2475.5Steerers-G-C4-Perm [9] CVPR'2466.876.785.9
AffSteer-G76.8AffSteer-G68.278.186.9
", + "bbox": [ + 215, + 198, + 789, + 367 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/6d13b8dc794699b7c54517ce0ce27ce4f6ec636a05f906a553ab6f7c1afe3a0f.jpg", + "table_caption": [ + "Table 5: AIMS [75]. Measured in average precision (higher is better). The subset \"North Up\", contains image pairs with small relative rotation and \"All Others\" contains image pairs with large relative rotations. \"All\" includes all image pairs." + ], + "table_footnote": [], + "table_body": "
Matching methodDescriptorNorth UpAll OthersAll
Max similarity 8Steerers-B-SO2-Spread [9]605758
ProcrustesSteerers-B-SO2-Freq1 [9]645960
Max similarity 8AffEqui-B595859
Max similarity 12AffEqui-B615960
", + "bbox": [ + 238, + 434, + 759, + 520 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "the test set is hidden, we unfortunately cannot offer an explanation as to what types of image pairs we are handling better than previous works.", + "bbox": [ + 212, + 546, + 784, + 578 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "HPatches Homography Estimation. We evaluate on the HPatches Homography benchmark [1, 76]. We present results in Table 4. Interestingly, $B$ -size DeDoDe variants do better on homographies than $G$ -size methods generally.", + "bbox": [ + 212, + 589, + 785, + 635 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Astronaut Image Matching Challenge (AIMS). To check how well our equivariant models handle rotations, we compare against rotation steers [9] on AIMS [75]. Here we test a max similarity matcher with 8 or 12 rotations and use the AffEqui-B model, since [9] also use a $B$ -model in their evaluation. We show competitive performance even though our method is not specialized for rotations. In particular, we cannot use the Procrustes matcher proposed in [9], but show that we can match its performance by increasing the amount of rotations in the max similarity matcher.", + "bbox": [ + 212, + 646, + 787, + 768 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.1 Evaluating the steering capabilities", + "text_level": 1, + "bbox": [ + 214, + 787, + 552, + 803 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "To evaluate how well the steerer works for affine steering, we take a subset of MegaDepth images and investigate how many matches are obtained when", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/1c66a2a25da96caf806f325cf57c58529db543a3f0acf730cc9646f9851267ed.jpg", + "image_caption": [ + "eess", + "Fig. 4: Measuring the affine steering capabilities of the different descriptors. We count correct matches when using the steerer with the ground truth affine map on affinely augmented images. We vary the affine maps by scale. “+ Rot” means that all inplane rotations are included. “Scale $2^{*}$ ” means that the scale of the affine map $M$ is maximum 2, but the matrix that is fed to the steerer is $M / \\sqrt{\\operatorname{det}M}$ and so has determinant 1." + ], + "image_footnote": [], + "bbox": [ + 228, + 147, + 750, + 247 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "matching with an oracle steerer to a affinely augmented version of each image. In other words, we measure description similarity by", + "bbox": [ + 212, + 354, + 782, + 385 + ], + "page_idx": 13 + }, + { + "type": "equation", + "text": "\n$$\n- \\| \\rho (M _ {i}) d _ {A, i} - d _ {B, j} \\|, \\tag {20}\n$$\n", + "text_format": "latex", + "bbox": [ + 421, + 396, + 785, + 414 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "where $M_{i}$ is the correct affine warp. We will measure the number of correct matches across various difficulties of affine warps. If the steerer works well, then we should get similarly many matches in the warped cases as in the case where there is no warp. We show the results in Figure 4. It is clear that the steerer works well for AffEqui as expected. To further confirm this, we evaluate AffEqui on HPatches with an oracle steerer that steers the descriptions with the correct $M_{i} \\in \\mathrm{GL}(2)$ . The results are (71.2, 80.8, 89.2) AUC@(3px, 5px, 10px) for AffEqui-B and (70.9, 80.1, 88.7) for AffEqui-G. These numbers are comparable to using the SotA dense matcher RoMa [23], which achieves (71.3, 80.6, 88.5). While the comparison is unfair in the sense that we have access to the correct $M_{i}$ , this still indicates a large potential of affinely equivariant descriptors. We hope that it will be possible in the future to leverage this potential.", + "bbox": [ + 212, + 422, + 787, + 604 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "As seen in Figure 4, for AffSteer-G the steerer still works quite well, but the steering of scale seems to have been destroyed by the fine-tuning, since we get more matches when normalizing the correct affine map $M$ to unit determinant before feeding it into the steerer. For AffSteer-B the steerer does not work well. A possible explanation is given in Section 3.6, the steerer $\\rho(M)$ might no longer directly encode an affine image warp by $M$ but some other transformation.", + "bbox": [ + 212, + 604, + 787, + 696 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 718, + 359, + 734 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We presented a generalization of the steers framework to locally affine transformations. This led to affinely equivariant descriptors $AffEqui-B$ , $AffEqui-G$ . These produced results below the state-of-the-art, but showed promise for combining with estimation of local affine transforms, which we explored through the use of an oracle method. Then we proposed a fine-tuning method for upright images, producing the state-of-the-art descriptors $AffSteer-B$ and $AffSteer-G$ .", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "G. Bokman et al.", + "bbox": [ + 271, + 114, + 387, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 215, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported by the Wallenberg Artificial Intelligence, Autonomous Systems and Software Program (WASP), funded by the Knut and Alice Wallenberg Foundation and by the strategic research environment ELLIIT, funded by the Swedish government. The computational resources were provided by the National Academic Infrastructure for Supercomputing in Sweden (NAISS) at C3SE, partially funded by the Swedish Research Council through grant agreement no. 2022-06725, and by the Berzelius resource, provided by the Knut and Alice Wallenberg Foundation at the National Supercomputer Centre.", + "bbox": [ + 212, + 176, + 787, + 297 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 321, + 321, + 338 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Balntas, V., Lenc, K., Vedaldi, A., Mikolajczyk, K.: HPatches: A benchmark and evaluation of handcrafted and learned local descriptors. In: Proceedings of the IEEE conference on computer vision and pattern recognition. pp. 5173-5182 (2017)", + "2. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (2023)" + ], + "bbox": [ + 215, + 146, + 787, + 272 + ], + "page_idx": 20 + }, + { + "type": "header", + "text": "Affine steers for structured keypoint description", + "bbox": [ + 398, + 114, + 730, + 128 + ], + "page_idx": 20 + }, + { + "type": "page_number", + "text": "21", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 20 + } +] \ No newline at end of file diff --git a/2024/Affine steerers for structured keypoint description/18dc81d9-db1d-450f-984d-2df85c634b3c_model.json b/2024/Affine steerers for structured keypoint description/18dc81d9-db1d-450f-984d-2df85c634b3c_model.json new file mode 100644 index 0000000000000000000000000000000000000000..58d797810963df6b190f823736360bfbdfc99ed4 --- /dev/null +++ b/2024/Affine steerers for structured keypoint description/18dc81d9-db1d-450f-984d-2df85c634b3c_model.json @@ -0,0 +1,3135 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.218, + 0.142, + 0.787, + 0.166 + ], + "angle": 0, + "content": "Affine steerers for structured keypoint description" + }, + { + "type": "text", + "bbox": [ + 0.243, + 0.189, + 0.759, + 0.207 + ], + "angle": 0, + "content": "Georg Bökman1, Johan Edstedt2, Michael Felsberg2, and Fredrik Kahl1" + }, + { + "type": "text", + "bbox": [ + 0.377, + 0.216, + 0.626, + 0.231 + ], + "angle": 0, + "content": "1 Chalmers University of Technology" + }, + { + "type": "text", + "bbox": [ + 0.424, + 0.231, + 0.58, + 0.246 + ], + "angle": 0, + "content": "2 Linkoping University" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.284, + 0.744, + 0.438 + ], + "angle": 0, + "content": "Abstract. We propose a way to train deep learning based keypoint descriptors that makes them approximately equivariant for locally affine transformations of the image plane. The main idea is to use the representation theory of GL(2) to generalize the recently introduced concept of steers from rotations to affine transformations. Affine steers give high control over how keypoint descriptions transform under image transformations. We demonstrate the potential of using this control for image matching. Finally, we propose a way to finetune keypoint descriptors with a set of steers on upright images and obtain state-of-the-art results on several standard benchmarks. Code will be published at github.com/georg-bn/affine-steerers." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.45, + 0.714, + 0.466 + ], + "angle": 0, + "content": "Keywords: Keypoint description \\(\\cdot\\) Image matching \\(\\cdot\\) Equivariance" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.491, + 0.377, + 0.508 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.788, + 0.75 + ], + "angle": 0, + "content": "Image matching is a critical component in a wide range of computer vision applications, including 3D scene reconstruction, stereo imaging, and motion tracking. Initially, the field advanced through the development of sophisticated engineering methods, tailored to achieve robust matching capable of handling significant changes in image scale and rotation, while being resilient to variations in lighting and different camera viewpoints. However, these manually crafted approaches have gradually been superseded by deep learning techniques, which offer a more adaptable and powerful framework for tackling the many other complexities of image matching. Unfortunately, these methods lost much of the robustness of the handcrafted approach. In this paper, we aim to further enhance the performance of deep learning based image matching by introducing a method specifically designed to improve robustness to affine distortions. This approach not only capitalizes on the strengths of deep learning but also revisits and revitalizes a foundational concept from early research in the field: ensuring robustness to affine distortions is essential for reliable image matching across wide baselines." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our approach hinges on training neural network based keypoint descriptors that are approximately equivariant under local affine transformations. We train these networks by generalizing the steerers framework [9] from SO(2) to GL(2). We also find that training with affine steers with heavy homography augmentation works well as pretraining before fine-tuning on upright images. This approach, while sacrificing some degree of equivariance, achieves new SotA results" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.15, + 0.778, + 0.281 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.296, + 0.788, + 0.339 + ], + "angle": 0, + "content": "Fig. 1: Qualitative example. We show qualitative matching results of our AffSteer-B descriptor which achieves SotA results for detector-descriptors on several benchmarks for image matching. We plot inliers after homography estimation with RANSAC." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.37, + 0.788, + 0.476 + ], + "angle": 0, + "content": "on standard benchmarks for upright image matching. In particular, we improve on IMC22 [36] from \\(72.9\\mathrm{mAA}@10\\) achieved by DeDoDe-B [22] to \\(77.3\\mathrm{mAA}@10\\) with our model AffSteer-B. A qualitative example on images taken by the authors is shown in Figure 1. We also obtain competitive results on the rotation variant benchmark AIMS [75] by using our equivariant model AffEqui-B. Finally, we analyze the equivariance properties of our descriptors and outline promising directions for future research. In summary, our main contributions are:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.487, + 0.785, + 0.517 + ], + "angle": 0, + "content": "1. Generalizing the steerers concept to image transformations that can be locally approximated by the affine group (Sections 2 and 3.1)." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.518, + 0.717, + 0.533 + ], + "angle": 0, + "content": "2. Describing how to train steers for the affine group (Section 3.4)." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.534, + 0.784, + 0.579 + ], + "angle": 0, + "content": "3. Introducing a new training procedure for upright-specialized descriptors consisting of first pretraining with affine steers and then fine-tuning on upright images through the max similarity method (Sections 3.5, 3.6)." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.58, + 0.784, + 0.609 + ], + "angle": 0, + "content": "4. Evaluating our methods on a wide range of standard benchmarks, with SotA results for detector-descriptor based methods (Section 4)." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.61, + 0.75, + 0.626 + ], + "angle": 0, + "content": "5. Critically examining the properties of our descriptors (Sections 4.1, 5)." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.487, + 0.785, + 0.626 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.662, + 0.373, + 0.675 + ], + "angle": 0, + "content": "1.1 Related work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Image matching. Image matching has classically been approached by detector and descriptor based methods [18, 20, 29, 47, 68, 84, 88, 91, 92] that detect keypoints [5, 77, 83, 87] and compute descriptions [2, 38, 41, 48, 57, 59, 78] typically matched using mutual nearest neighbors (MNNs). It was early on recognized that robustness to affine distortions plays an important role in order to achieve good performance [25, 51, 54, 55, 64]. ASIFT, which extends the Scale Invariant Feature Transform (SIFT) algorithm [47] by test time augmentation to offer affine invariance, was introduced in [89]. More recently, sparse keypoint matchers such as SuperGlue [70] and later works [15, 46, 73] aim to improve on the simple descriptor MNN matching using graph neural networks. Detector-free methods instead" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.142, + 0.788, + 0.317 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.327, + 0.788, + 0.385 + ], + "angle": 0, + "content": "Fig. 2: Overview of the steering idea for keypoint matching. An affine steerer gives a way to modify descriptions as if they were obtained from warped images, without having to rerun the descriptor network on warped images. The steerer is a linear map and hence computationally light to use." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.414, + 0.788, + 0.522 + ], + "angle": 0, + "content": "match on a coarse regular grid followed by sparse refinement with notable examples such as LoFTR [76], and numerous following works [10, 13, 28, 37, 50, 85, 90]. Finally, dense methods that aim to estimate matches on a fine regular grid such as GLU-Net [80] have lately received increased interest [21, 23, 61, 79, 81, 82, 94]. In this paper we focus on sparse keypoint descriptors that rely on MNN matching. This is the workhorse for numerous applications in computer vision. We use the SotA keypoint descriptor DeDoDe [22] as our baseline." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.537, + 0.788, + 0.645 + ], + "angle": 0, + "content": "Affine correspondences. Our work is also related to methods that rely on affine correspondences. That is, apart from the keypoint location, also the affine transformation that maps one local neighborhood region to the corresponding one in the other image, is used in downstream tasks such as estimating the epipolar geometry [3,4,6,52]. There are also learned methods that provide an affine canonical frame around each keypoint, for instance, AffNet [60] which is important, e.g., in image retrieval [62]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.844 + ], + "angle": 0, + "content": "Equivariant representation learning. Self-supervised visual representations [33, 35,65,93] are typically learned by maximizing agreement between two views [14, 15,30], which is reminiscent of the image matching task, where we seek to learn local visual representations that match across views. Recent works [17,26,27,32, 39, 53, 66, 72] investigate explicitly learning equivariant representations, which makes the learned representations structured in the sense that it is possible to interpret certain changes in the latent space as specific changes to the input images. The equivariance can also be hard-coded into the network architecture, e.g., for compact groups such as the rotation group [12,16,86]. This approach has been shown to work well for rotation invariant keypoint detection [34,42,69] and description [10,43]. For the affine group acting on images, hard-coding equivariance has only been done approximately via sampling on the group and with" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.128 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.299 + ], + "angle": 0, + "content": "small networks [49, 56], prohibiting the use of such approaches for SotA keypoint description. Unrelated to images, networks equivariant under the group \\(\\mathrm{SL}(2)\\) were considered for polynomial optimization problems in [40], using the same irreps from group representations on homogeneous polynomials that we will use for the group \\(\\mathrm{GL}(2)\\). In sharp contrast to hard-coding equivariance, it has been found that even without explicitly encouraging equivariance in learned representations, it often appears approximately because of symmetries in the data [7, 9, 11, 31, 44]. Closest to our work, Bokman et al. [9] propose a framework for learning approximately rotationally equivariant keypoint descriptors. We build on that work, generalizing it to the larger group of \\(\\mathrm{GL}(2)\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.339, + 0.369, + 0.357 + ], + "angle": 0, + "content": "2 Background" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.388, + 0.787, + 0.435 + ], + "angle": 0, + "content": "The primary goal of keypoint matching is to identify 2D points across two images of the same scene, representing the same 3D points. A pair of corresponding 2D points is known as a correspondence. We adopt a standard three-stage method:" + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.458, + 0.583, + 0.472 + ], + "angle": 0, + "content": "1. Detection: Identify \\(K\\) keypoints in each image." + }, + { + "type": "text", + "bbox": [ + 0.221, + 0.476, + 0.733, + 0.492 + ], + "angle": 0, + "content": "2. Description: Generate keypoint descriptors as feature vectors in \\(\\mathbb{R}^c\\)." + }, + { + "type": "text", + "bbox": [ + 0.221, + 0.495, + 0.74, + 0.51 + ], + "angle": 0, + "content": "3. Matching: Descriptors are matched using mutual nearest neighbours." + }, + { + "type": "list", + "bbox": [ + 0.221, + 0.458, + 0.74, + 0.51 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.53, + 0.788, + 0.666 + ], + "angle": 0, + "content": "This method encompasses both traditional techniques like SIFT [47] and modern deep learning approaches. A notable example is DeDoDe [22], which first optimizes keypoint detection from Structure from Motion reconstructions and then leverages the keypoint detector to train a descriptor through maximizing matching likelihood. Our focus is on improving the second stage by explicitly handling affine transformations via steerers, as introduced in [9] for rotation equivariant keypoint description. We generalize the formulation from rotations to locally affine transformations in the remainder of this section, before explaining how to implement and train affine steerers in the next section." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.67, + 0.788, + 0.807 + ], + "angle": 0, + "content": "The general pipeline is outlined in Figure 2. We consider images as functions \\( I: \\mathbb{R}^2 \\to \\mathbb{R}^3 \\) and general feature maps as functions \\( F: \\mathbb{R}^2 \\to \\mathbb{R}^c \\). Feature maps are obtained from feature extractors \\( f \\), i.e., we will write \\( f(I) = F \\). Implicitly, we assume here that for a feature map \\( F \\) associated to an image \\( I \\), the feature \\( F(x) \\) at location \\( x \\) is associated to the image content \\( I(x) \\) at \\( x \\). The idea for keypoint description is that given a feature map \\( F \\) and keypoints \\( x_i \\), we obtain keypoint descriptions \\( d_i \\) by evaluating \\( F \\) at the locations \\( x_i \\). Images and feature maps can be warped by geometric image transformations \\( \\phi: \\mathbb{R}^2 \\to \\mathbb{R}^2 \\), by using the warp operator \\( W_{\\phi} \\) defined by" + }, + { + "type": "equation", + "bbox": [ + 0.423, + 0.825, + 0.785, + 0.842 + ], + "angle": 0, + "content": "\\[\nW _ {\\phi} [ I ] (x) = I \\left(\\phi^ {- 1} (x)\\right). \\tag {1}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "We will consider differentiable \\(\\phi\\), so that they are locally approximated by affine transformations3. I.e., for all \\(x \\in \\mathbb{R}^2\\) there is an \\(M(x) \\in \\mathrm{GL}(2)\\) s.t." + }, + { + "type": "equation", + "bbox": [ + 0.395, + 0.186, + 0.786, + 0.201 + ], + "angle": 0, + "content": "\\[\n\\phi (x + \\Delta x) \\approx \\phi (x) + M (x) \\Delta x, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.784, + 0.313 + ], + "angle": 0, + "content": "for small \\(\\Delta x\\). \\(M:\\mathbb{R}^2\\to \\mathrm{GL}(2)\\) maps image locations to local image transformations (affine warps) associated with \\(\\phi\\) at each point. For some classes of image transformations \\(\\phi\\), \\(M(x)\\) takes a special form. For instance, if \\(\\phi \\in \\mathrm{SE}(2)\\) is a roto-translation, then \\(M(x)\\) will always be a rotation matrix and so the possible \\(M(x)\\)'s for roto-translations form the subgroup SO(2) of GL(2). Generally, given a set \\(\\varPhi\\) of image transformations, we can associate with it the minimal subgroup of GL(2) that contains all possible local image transformations \\(M(x)\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.314, + 0.784, + 0.345 + ], + "angle": 0, + "content": "Given a feature extractor \\( f \\), it is of interest how the extracted features change when the image is warped by \\( W_{\\phi} \\). For example, we could have" + }, + { + "type": "equation", + "bbox": [ + 0.425, + 0.352, + 0.785, + 0.368 + ], + "angle": 0, + "content": "\\[\nf \\left(W _ {\\phi} [ I ]\\right) = W _ {\\phi} [ f (I) ], \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.375, + 0.784, + 0.422 + ], + "angle": 0, + "content": "so that the same feature is extracted regardless of whether \\(I\\) is warped or not. Introducing the notation \\(F_{\\phi}\\) for the feature map \\(f(W_{\\phi}[I])\\) extracted from an image warped by \\(\\phi\\), we can evaluate (3) at \\(\\phi(x)\\) to get the form" + }, + { + "type": "equation", + "bbox": [ + 0.44, + 0.429, + 0.785, + 0.445 + ], + "angle": 0, + "content": "\\[\nF _ {\\phi} (\\phi (x)) = F (x). \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.452, + 0.785, + 0.633 + ], + "angle": 0, + "content": "So the feature at position \\(\\phi(x)\\) in \\(F_{\\phi}\\) is the same as the feature at position \\(x\\) in \\(F\\). When we have a collection of \\(\\phi\\)'s forming a group structure, \\(f\\) satisfying (3) is said to be equivariant. This is however the least interesting form of equivariance where \\(f\\) has to extract the exact same feature for a given image content, regardless of how the image is warped by \\(\\phi\\). For example, a roto-translation-equivariant keypoint descriptor would describe all rotations of a corner patch with the same description according to (3). For this reason, descriptors satisfying (3) for the group of rotations and translations are sometimes also called invariant [10]. In [9] it was found that this leads to non-discriminative descriptions on upright images, and the solution was to allow more general transformations of the features using steerers. Steerers are group representations, a concept from abstract algebra which we introduce next." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.639, + 0.784, + 0.67 + ], + "angle": 0, + "content": "Definition 1 (Group representation). Given a group \\( G \\) and a vector space \\( V \\), a group representation of \\( G \\) on \\( V \\) is a map \\( \\rho: G \\to \\mathrm{GL}(V) \\) such that" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.678, + 0.785, + 0.694 + ], + "angle": 0, + "content": "\\[\n\\rho \\left(g _ {2} g _ {1}\\right) = \\rho \\left(g _ {2}\\right) \\rho \\left(g _ {1}\\right) \\quad f o r a l l g _ {1}, g _ {2} \\in G. \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.7, + 0.784, + 0.791 + ], + "angle": 0, + "content": "Here, \\(\\operatorname{GL}(V)\\) is the general linear group of \\(V\\), i.e., the group of all invertible linear maps \\(V \\to V\\) with composition as group operation. For instance, we write \\(\\operatorname{GL}(\\mathbb{R}^n) = \\operatorname{GL}(n)\\) for the group of invertible \\(n \\times n\\) matrices. A group representation of \\(G\\) on \\(\\mathbb{R}^n\\) is a map from \\(G\\) to invertible \\(n \\times n\\) matrices such that the group operation in \\(G\\) corresponds to matrix multiplication in \\(\\operatorname{GL}(n)\\). Equipped with this formalism, we can now define steers." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.797, + 0.784, + 0.84 + ], + "angle": 0, + "content": "3 In practice, image warps corresponding to camera motions are piecewise continuous and piecewise differentiable. The discontinuities stem from motion boundaries, which we will ignore in the theoretical part of this paper." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.128 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "Definition 2 (Steerer). Let a set \\(\\Phi\\) of image transformations and the corresponding group \\(G < \\mathrm{GL}(2)\\) of local affine transformations \\(M(x)\\) be given. For a feature extractor \\(f\\) mapping images \\(I: \\mathbb{R}^2 \\to \\mathbb{R}^3\\) to feature maps \\(F: \\mathbb{R}^2 \\to \\mathbb{R}^c\\), a steerer is a group representation \\(\\rho\\) of \\(G\\) on \\(\\mathbb{R}^c\\) such that \\(f\\) becomes equivariant w.r.t. \\(W_{\\phi}\\) and \\(\\rho\\), i.e.," + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.236, + 0.785, + 0.253 + ], + "angle": 0, + "content": "\\[\nf \\left(W _ {\\phi} [ I ]\\right) = \\rho \\left(W _ {\\phi} [ M ]\\right) W _ {\\phi} [ f (I) ]. \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.264, + 0.787, + 0.295 + ], + "angle": 0, + "content": "Using the notation \\( F_{\\phi} \\) for the feature map \\( f(W_{\\phi}[I]) \\) extracted from an image warped by \\( \\phi \\), we can evaluate (6) at coordinate \\( \\phi(x) \\) as" + }, + { + "type": "equation", + "bbox": [ + 0.41, + 0.309, + 0.785, + 0.326 + ], + "angle": 0, + "content": "\\[\nF _ {\\phi} (\\phi (x)) = \\rho (M (x)) F (x). \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.337, + 0.787, + 0.412 + ], + "angle": 0, + "content": "In words, the feature \\( F_{\\phi}(\\phi(x)) \\) describing the warped image at \\( \\phi(x) \\), is equal to the feature describing the original image at \\( x \\), i.e. \\( F(x) \\), up to multiplication by the steerable \\( \\rho(M(x)) \\). The steerable compensates for the local image transformation \\( M(x) \\) from coordinate \\( x \\) to \\( \\phi(x) \\). We call \\( \\rho \\) a steerable even if (6) only holds approximately, as this will be the case in practice." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.412, + 0.788, + 0.625 + ], + "angle": 0, + "content": "The reader should contrast (3) and (4) with (6) and (7). The more general (6) and (7) allow features to change when the image content is warped, but they must change in a predictable manner, specifically they must change by the linear map \\(\\rho(M)\\), i.e., the steerer. Our definition of steerers generalizes the one in [9], from \\(\\varPhi\\) only containing roto-translations, to arbitrary differentiable image transformations. Utilizing steerers, Bokman et al. [9] successfully trained rotation equivariant keypoint descriptors that match or surpass the performance of non-equivariant keypoint descriptors on upright images, while also facilitating rotation invariant matching. We will only be concerned with the case \\(G = \\mathrm{GL}(2)\\) in this paper. Specifically, having access to a steerer means that one can compute what the features \\(f(W_{\\phi}[I])\\) for a warped image according to any transformation \\(\\phi\\) would be, given only the features \\(f(I)\\) from the original image. This enables test time augmentation in feature space, i.e., computing features for multiple warps \\(W_{\\phi}\\) while only running the feature extractor \\(f\\) once." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.649, + 0.331, + 0.667 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.683, + 0.787, + 0.759 + ], + "angle": 0, + "content": "We outline the relevant mathematical theory for GL(2)-steerers in Section 3.1, followed by an delineation from rotation steers in Section 3.2 and an explanation of their integration with the keypoint descriptor neural network in Section 3.3. Subsequent sections, from Section 3.4 to Section 3.6, detail the comprehensive training steps for the entire pipeline." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.783, + 0.524, + 0.8 + ], + "angle": 0, + "content": "3.1 Representation theory of \\(\\mathbf{GL}(2)\\)" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.809, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In this paper, keypoint descriptions will be vectors in \\(\\mathbb{R}^{256}\\), which we will call description space. The aim of this section is to explain how we can build a steerer" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.128 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.178 + ], + "angle": 0, + "content": "\\(\\rho\\) (Definition 2) for \\(\\mathrm{GL}(2)\\) on description space. From now we will write elements of \\(\\mathrm{GL}(2)\\) as matrices" + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.19, + 0.786, + 0.224 + ], + "angle": 0, + "content": "\\[\nM = \\left( \\begin{array}{c} \\alpha \\\\ \\gamma \\end{array} \\beta \\right), \\quad \\text {s . t .} \\alpha \\delta - \\beta \\gamma \\neq 0. \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.234, + 0.784, + 0.295 + ], + "angle": 0, + "content": "Understanding what representations \\(\\rho\\) for \\(\\operatorname{GL}(2)\\) can look like is a well studied problem in mathematical representation theory, presented for instance in [63, Chapter 4]. We refer to [63] for details and will here limit ourselves to explaining the way of constructing representations \\(\\rho\\) that we will use in the experiments." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.308, + 0.784, + 0.339 + ], + "angle": 0, + "content": "Example 1 (Trivial representation). The simplest form of \\(\\rho\\) is the constant map \\(\\rho(M) = 1\\), which trivially satisfies (5) and is a one-dimensional representation." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.351, + 0.784, + 0.381 + ], + "angle": 0, + "content": "Example 2 (Determinant representation). Slightly more involved, we can construct representations using the determinant of \\(M\\). For instance," + }, + { + "type": "equation", + "bbox": [ + 0.347, + 0.394, + 0.786, + 0.412 + ], + "angle": 0, + "content": "\\[\n\\rho (M) = \\det (M) ^ {n} \\quad \\text {a n d} \\quad \\rho (M) = | \\det (M) | ^ {\\xi} \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.423, + 0.545, + 0.438 + ], + "angle": 0, + "content": "satisfy (5) for any choice of \\(n\\in \\mathbb{N}\\) and \\(\\xi \\in \\mathbb{R}\\)" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.451, + 0.784, + 0.481 + ], + "angle": 0, + "content": "Example 3 (Standard representation). A straightforward way to construct a representation of \\(\\mathrm{GL}(2)\\) on \\(\\mathbb{R}^2\\) is to take the matrix itself: \\(\\rho(M) = M\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.494, + 0.788, + 0.629 + ], + "angle": 0, + "content": "The easiest way to construct representations of larger dimensions is to stack smaller representations into block-diagonals. We denote by \\( X \\oplus Y \\) the block diagonal matrix with blocks \\( X \\) and \\( Y \\). So, for instance, \\( \\rho(M) = \\bigoplus_{i=1}^{128} M \\) is a representation on \\( \\mathbb{R}^{256} \\). It is also easy to see that any change of basis of a representation defines a new representation: \\( \\tilde{\\rho}(M) = Q^{-1} \\rho(M)Q \\), where \\( Q \\) is some invertible matrix. In our experiments we want to use a broad range of representations, and the idea will be to build them out of so-called irreducible representations, irreps\\(^4\\). Given a set of irreps \\( \\rho_i \\) we will form larger representations on description space by \\( \\rho(M) = Q^{-1} (\\bigoplus_{i=1}^{n} \\rho_i(M))Q \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.63, + 0.784, + 0.66 + ], + "angle": 0, + "content": "To find irreps of \\(\\mathrm{GL}(2)\\), one can look at vector spaces of homogeneous polynomials in two variables. The following example demonstrates the general principle." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.686, + 0.788, + 0.732 + ], + "angle": 0, + "content": "Example 4 (Homogeneous quadratics). Consider the vector space \\(\\mathcal{H}_2\\) of homogeneous quadratic polynomials in two variables \\(x, y\\). It has a basis consisting of the monomials \\(y^2, 2xy, x^2\\) and so any \\(q \\in \\mathcal{H}_2\\) can be written" + }, + { + "type": "equation", + "bbox": [ + 0.395, + 0.744, + 0.786, + 0.761 + ], + "angle": 0, + "content": "\\[\nq (x, y) = a _ {0} y ^ {2} + a _ {1} 2 x y + a _ {2} x ^ {2} \\tag {10}\n\\]" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.77, + 0.788, + 0.843 + ], + "angle": 0, + "content": "4 An irrep on \\( V \\) is a representation that does not leave any proper subspace \\( W \\subset V \\) invariant. Irreps can be thought of as fundamental building blocks of representations as many general representations can be decomposed into irreps. However, for GL(2), not all representations can be built out of its irreps. The standard counterexample is \\( \\rho(M) = \\begin{pmatrix} 1 & \\log |\\det M| \\\\ 0 & 1 \\end{pmatrix} \\) [63, Example 4.11]." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.128 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "with some coefficients \\(a_0, a_1, a_2 \\in \\mathbb{R}\\). The reader will note that \\(\\mathcal{H}_2\\) is isomorphic to \\(\\mathbb{R}^3\\), since polynomials \\(q\\) are in bijection with triples \\((a_0, a_1, a_2)\\). The reason to think about these triples as polynomials is that we can in a natural way find a representation of \\(\\mathrm{GL}(2)\\) on \\(\\mathcal{H}_2\\). We define the representation \\(\\rho_2\\) on \\(\\mathcal{H}_2\\) by" + }, + { + "type": "equation", + "bbox": [ + 0.399, + 0.221, + 0.785, + 0.236 + ], + "angle": 0, + "content": "\\[\n\\left(\\rho_ {2} (M) q\\right) (x, y) = q \\left((x, y) M\\right), \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.247, + 0.784, + 0.277 + ], + "angle": 0, + "content": "where \\((x,y)M\\) denotes multiplying the row-vector \\((x,y)\\) by the matrix \\(M\\). This satisfies (5) as" + }, + { + "type": "equation", + "bbox": [ + 0.238, + 0.291, + 0.785, + 0.324 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\left(\\rho_ {2} \\left(M _ {2} M _ {1}\\right) q\\right) (x, y) = q \\left(\\left(x, y\\right) \\left(M _ {2} M _ {1}\\right)\\right) = q \\left(\\left(\\left(x, y\\right) M _ {2}\\right) M _ {1}\\right) \\tag {13} \\\\ = (\\rho_ {2} (M _ {1}) q) ((x, y) M _ {2}) = (\\rho_ {2} (M _ {2}) (\\rho_ {2} (M _ {1}) q)) (x, y). \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.337, + 0.784, + 0.367 + ], + "angle": 0, + "content": "We can rewrite \\(\\rho_{2}\\) as a representation on \\(\\mathbb{R}^3\\) by considering how the coefficients of \\(q\\) change under (11):" + }, + { + "type": "equation", + "bbox": [ + 0.232, + 0.38, + 0.785, + 0.468 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} (\\rho_ {2} (M) q) (x, y) = q ((x, y) M) = q (\\alpha x + \\gamma y, \\beta x + \\delta y) \\\\ = a _ {0} (\\beta x + \\delta y) ^ {2} + a _ {1} 2 (\\alpha x + \\gamma y) (\\beta x + \\delta y) + a _ {2} (\\alpha x + \\gamma y) ^ {2} \\\\ = \\left(\\left( \\begin{array}{c c c} \\delta^ {2} & 2 \\gamma \\delta & \\gamma^ {2} \\\\ \\beta \\delta & \\alpha \\delta + \\beta \\gamma & \\alpha \\gamma \\\\ \\beta^ {2} & 2 \\alpha \\beta & \\alpha^ {2} \\end{array} \\right) \\left( \\begin{array}{l} a _ {0} \\\\ a _ {1} \\\\ a _ {2} \\end{array} \\right)\\right) \\cdot \\left( \\begin{array}{l} y ^ {2} \\\\ 2 x y \\\\ x ^ {2} \\end{array} \\right). \\tag {13} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.479, + 0.784, + 0.509 + ], + "angle": 0, + "content": "So we have found the action of \\(\\rho_{2}\\) on the polynomial coefficients \\((a_0,a_1,a_2)^T\\in\\) \\(\\mathbb{R}^3\\) and can by slight abuse of notation write \\(\\rho_{2}(M)\\) on matrix form as" + }, + { + "type": "equation", + "bbox": [ + 0.398, + 0.522, + 0.785, + 0.569 + ], + "angle": 0, + "content": "\\[\n\\rho_ {2} (M) = \\left( \\begin{array}{c c c} \\delta^ {2} & 2 \\gamma \\delta & \\gamma^ {2} \\\\ \\beta \\delta & \\alpha \\delta + \\beta \\gamma & \\alpha \\gamma \\\\ \\beta^ {2} & 2 \\alpha \\beta & \\alpha^ {2} \\end{array} \\right). \\tag {14}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.579, + 0.784, + 0.624 + ], + "angle": 0, + "content": "Constructing higher dimensional irreps can be done by following the recipe outlined in Example 4. The \\((n + 1)\\)-dimensional vector space of homogeneous polynomials of degree \\( n \\)" + }, + { + "type": "equation", + "bbox": [ + 0.393, + 0.635, + 0.785, + 0.669 + ], + "angle": 0, + "content": "\\[\n\\mathcal {H} _ {n} = \\operatorname {s p a n} \\left\\{\\binom {n} {k} x ^ {k} y ^ {n - k} \\right\\} _ {k = 0} ^ {n} \\tag {15}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.679, + 0.784, + 0.739 + ], + "angle": 0, + "content": "has an associated representation \\(\\rho_{n}\\) of \\(\\operatorname{GL}(2)\\) defined by (11). \\(\\rho_{n}(M)\\) can be written on matrix form similar to (14), where each entry of the matrix is a homogeneous degree \\(n\\) polynomial in \\(\\alpha, \\beta, \\gamma, \\delta\\). A formula for \\(\\rho_{n}(M)\\) is given by [63, (2.6)]." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.741, + 0.783, + 0.769 + ], + "angle": 0, + "content": "More general representations can be obtained by multiplying with determinant based representations and we define" + }, + { + "type": "equation", + "bbox": [ + 0.391, + 0.782, + 0.785, + 0.799 + ], + "angle": 0, + "content": "\\[\n\\rho_ {n, \\xi} (M) = | \\det (M) | ^ {\\xi - \\frac {n}{2}} \\rho_ {n} (M). \\tag {16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.841 + ], + "angle": 0, + "content": "where the power \\(-\\frac{n}{2}\\) is introduced to normalize the determinant of \\(\\rho_{n,0}\\) to \\(\\pm 1\\). These \\(\\rho_{n,\\xi}\\) are irreps and form the basic building blocks of our steering. The" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.233, + 0.149, + 0.77, + 0.351 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.366, + 0.789, + 0.506 + ], + "angle": 0, + "content": "Fig. 3: Illustration of the data generation pipeline. Given two views \\( A \\), \\( B \\) of a scene, we compute the image warp from one to the other and use it to both find corresponding keypoints and annotate the keypoints in \\( A \\) with affine transformations \\( M \\) that locally approximate the image warp from \\( A \\) to \\( B \\). In the illustration above, we show two views obtained as homographies of a single image, as used in the pretraining step described in Section 3.5, but it is also possible to obtain the two views, e.g., by taking two photos of the same location as is the case when we train on MegaDepth (Section 3.4). The red circles in \\( A \\) are warped to the ellipses in \\( B \\), and we illustrate the obtained affine map \\( M \\) for one keypoint pair on the right hand side of the figure. In practice we use DeDoDe keypoints but here we illustrate with a regular grid in \\( A \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.536, + 0.568, + 0.55 + ], + "angle": 0, + "content": "steerers we use in the experiments are formed as" + }, + { + "type": "equation", + "bbox": [ + 0.378, + 0.562, + 0.787, + 0.611 + ], + "angle": 0, + "content": "\\[\n\\rho (M) = Q ^ {- 1} \\left(\\bigoplus_ {j} \\rho_ {n _ {j}, \\xi_ {j}} (M)\\right) Q, \\tag {17}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.622, + 0.788, + 0.7 + ], + "angle": 0, + "content": "where \\(Q \\in \\mathbb{R}^{256 \\times 256}\\) is a learnt change of basis matrix initialized to identity, \\(\\xi_{j}\\) are learnt determinant scalings and \\(n_j \\in \\{0,1,2,3,4\\}\\) are chosen to get an equal distribution of dimensions of the different orders \\(0, \\ldots, 4\\). The cutoff at 4 is motivated by the fact that it covers rotation frequencies up to 4 when a rotation \\(R\\) is fed into \\(\\rho\\), and higher frequencies were not useful in prior work [9, 24]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.723, + 0.528, + 0.739 + ], + "angle": 0, + "content": "3.2 Comparison to rotation steerers" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "If we input a rotation matrix \\( R \\) into (17), we obtain a steerer like those considered in [9]. In that case, \\( \\operatorname{det}(R) = 1 \\) so the determinant scaling does not affect the steerer. The main novelty in this work is that we can now steer the much larger class of local transformations \\( \\mathrm{GL}(2) \\). (17) specifies a structured way for the descriptor to respond to affine transformations, where the determinant scaling captures how much the descriptor varies with the scale of the transform \\( M \\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.533, + 0.162 + ], + "angle": 0, + "content": "3.3 Max similarity matcher revisited" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.167, + 0.788, + 0.318 + ], + "angle": 0, + "content": "Given two descriptions \\( d_1, d_2 \\in \\mathbb{R}^{256} \\), we want to be able to say how close they are to each other in order to determine correspondences between keypoints in different images. The similarity measure used in [9, 22] is the cosine similarity. This similarity is however unsuited for affinely steered descriptions, as the steerer (17) can change the norm of a description. We therefore use Euclidean norm instead and measure the similarity of \\( d_1 \\) and \\( d_2 \\) by \\( -\\|d_1 - d_2\\| \\). In practice, given two images \\( A \\) and \\( B \\), we find \\( K \\) keypoints in each image, describe them with descriptions and measure all pairwise similarities \\( S \\in \\mathbb{R}^{K \\times K} \\). We get matches from the pairwise similarity matrix \\( S \\) by taking mutual nearest neighbours and putting a minimum threshold on the dual softmax score of \\( S \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.319, + 0.788, + 0.364 + ], + "angle": 0, + "content": "The similarity of descriptions can be more robustly computed when a steerer is available. In [9], several methods were suggested, one of which is the max similarity method. The similarity between \\( d_{1} \\) and \\( d_{2} \\) is then" + }, + { + "type": "equation", + "bbox": [ + 0.421, + 0.37, + 0.786, + 0.392 + ], + "angle": 0, + "content": "\\[\n\\max _ {M \\in \\mathcal {M}} - \\| \\rho (M) d _ {1} - d _ {2} \\|, \\tag {18}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.397, + 0.788, + 0.458 + ], + "angle": 0, + "content": "where \\(\\mathcal{M}\\) is a set of transformations that can be selected to balance robustness over a range of transformations with inference speed and discriminability. We propose to learn \\(\\mathcal{M}\\) by backpropagating through (18) during finetuning (Section 3.6), although this limits us to a small set \\(\\mathcal{M}\\) for computational reasons." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.475, + 0.681, + 0.491 + ], + "angle": 0, + "content": "3.4 Training the descriptor and steerer on MegaDepth" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.494, + 0.789, + 0.768 + ], + "angle": 0, + "content": "We follow [9] and train the descriptor network \\( f \\) and steerer \\( \\rho \\) (17) jointly. We train on MegaDepth [45] similar to [9, 22], but in contrast to them use heavy affine augmentations of the images. Given an image pair \\( A, B \\), we detect \\( K \\) DeDoDe keypoints [22] \\( x_{A,i} \\) (\\( i = 1, \\ldots, K \\)), resp. \\( x_{B,j} \\) (\\( j = 1, \\ldots, K \\)) per image, and obtain descriptions \\( d_{A,i} \\), resp. \\( d_{B,j} \\) by evaluating the extracted feature maps \\( f(A), f(B) \\) at the keypoint locations. Ground truth matches between keypoints in the two images are obtained as in [22]: by using the known image depths and relative pose we warp the keypoints from \\( A \\) to \\( B \\) and from \\( B \\) to \\( A \\) and take matches as all mutual closest neighbours with distances below 0.5% of the image width. For the ground truth matches, we also compute local affine maps \\( M_i \\) from \\( A \\) to \\( B \\) by warping a small octagon of points around each keypoint in \\( A \\) to \\( B \\) and taking the least squares estimated affine map from the eight points in \\( A \\) to the eight points in \\( B \\). The local affine maps \\( M_i \\) are used to steer the descriptions in \\( A \\) during training in order to align them with the ones in \\( B \\). We also estimate a global affine \\( M \\) by taking the least squares estimate of all ground truth matches. This \\( M \\) is used to steer all descriptions in \\( A \\) which do not have a match in \\( B \\). In summary, during training, the similarity between a description \\( d_{A,i} \\) in \\( A \\) and one \\( d_{B,j} \\) in \\( B \\) is" + }, + { + "type": "equation", + "bbox": [ + 0.403, + 0.773, + 0.786, + 0.79 + ], + "angle": 0, + "content": "\\[\nS _ {i j} = - \\| \\rho (M _ {i}) d _ {A, i} - d _ {B, j} \\|. \\tag {19}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We form the similarity matrix \\( S \\in \\mathbb{R}^{K \\times K} \\) by considering all pairs of descriptions in \\( A \\) and \\( B \\) and compute the loss as in [22] by taking the negative dual log-softmax of \\( S \\) and taking the mean over the ground truth matches." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.732, + 0.131 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.503, + 0.163 + ], + "angle": 0, + "content": "3.5 Pretraining on homographies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.788, + 0.279 + ], + "angle": 0, + "content": "Training or pretraining descriptors and matchers on homographies is a common strategy [18, 29, 46, 71]. The idea is to take a single image and match it with a homography warped (and photometrically augmented) version of itself. Homography pretraining is a good fit for affine steering, since a homography applied to an image induces an affine transform between each point in the original image and the corresponding point in the warped image. We visualize the data generation pipeline in Figure 3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.28, + 0.787, + 0.326 + ], + "angle": 0, + "content": "We find that pretraining on homographies is not very helpful for affine steurers trained by augmentations of MegaDepth. However, pretraining on homographies gives a good starting point for the fine-tuning approach explained next." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.348, + 0.513, + 0.365 + ], + "angle": 0, + "content": "3.6 Fine-tuning on upright images" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.375, + 0.789, + 0.618 + ], + "angle": 0, + "content": "We propose a way to fine-tune a descriptor and steerer jointly to obtain descriptions tailored for upright images. We train through the max similarity score (18), where we use a set of only three affine transformations \\(\\mathcal{M} = \\{I, M_1, M_2\\}\\), letting \\(M_1, M_2\\) be learnable \"prototypes\". The aim is that the learnable \\(M_1, M_2\\) will contain affine transformations such that the net does not have to become invariant under \\(M_1, M_2\\) while still enabling matching that is invariant under \\(M_1, M_2\\) through (18). Note that in contrast to the earlier described training approaches with the loss computed from (19) we do not enforce a connection between \\(M_1, M_2\\) and affine warps of the image at this stage. Hence there are no guarantees that steering by an \\(M \\in \\mathrm{GL}(2)\\) will correspond to warping the input image by \\(M\\) any longer. For instance, steering by \\(M\\) could correspond to warping the input image by \\(\\tilde{MM}\\tilde{M}^{-1}\\) for some \\(\\tilde{M}\\), which would mean that the steerer that actually corresponds to warping by \\(M\\) is \\(\\tilde{\\rho}(M) = \\rho(\\tilde{M})^{-1}\\rho(M)\\rho(\\tilde{M})\\). Even more generally, the steerer could learn to incorporate other image transformations than affine warps into the learnt prototypes \\(M_1, M_2\\). We show numerically how well the steerer works for affine warps after fine-tuning in Section 4.1." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.641, + 0.377, + 0.659 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.787, + 0.735 + ], + "angle": 0, + "content": "Experiment details and ablations can be found in the appendix. We follow [22] and consider two descriptor networks, a \\(B\\)-model with a VGG-19 backbone [74] and a larger \\(G\\)-model with a DINOv2 ViT backbone [19, 65]. In the appendix we also present an experiment with the smaller XFeat descriptor [67]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.787, + 0.81 + ], + "angle": 0, + "content": "For both \\(B\\)- and \\(G\\)-networks, we have two versions. One version is optimized for upright images by pretraining on homographies (Section 3.5) and fine-tuning on upright MegaDepth pairs (Section 3.6). These models are called AffSteer-B and AffSteer-G. During inference, we use the set of three affine transformations \\(\\mathcal{M}\\) learnt during training for the max similarity matching method (18)." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "The second version is trained on Megadepth pairs that are affinely augmented (Section 3.4). This version is not as good on upright images, but can be steered" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.477, + 0.187 + ], + "angle": 0, + "content": "Table 1: Megadepth-1500. Relative pose estimation, measured in AUC (higher is better)." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.199, + 0.501, + 0.41 + ], + "angle": 0, + "content": "
Method ↓AUC →@5°@10°@20°
SuperPoint [18] CVPRW'1831.746.860.1
DISK [84] NeurIPS'2036.752.965.9
ALIKED [91] IEEE-TIM'2341.958.471.7
SiLK [29] ICCV'2339.955.166.9
DeDoDe-B [22] 3DV'2449.465.577.7
Steerers-B-C4-Perm [9]516779
AffEqui-B46.162.474.8
AffSteer-B52.768.981.0
DeDoDe-G [22] 3DV'2452.869.782.0
Steerers-G-C4-Perm [9]526981
AffEqui-G50.667.280.1
AffSteer-G53.770.082.1
" + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.179, + 0.788, + 0.222 + ], + "angle": 0, + "content": "Table 2: WxBS [58]. Fundamental matrix estimation, measured in mAA at 10px (higher is better)." + }, + { + "type": "table", + "bbox": [ + 0.528, + 0.234, + 0.787, + 0.376 + ], + "angle": 0, + "content": "
Method ↓mAA@ → 10px
DISK [84] NeurIPS'2035.5
DeDoDe-B [22] 3DV'2445.9 ± 1.2
Steerers-B-C4-Perm [9]51.0 ± 1.5
AffSteer-B50.0 ± 1.4
DeDoDe-G [22] 3DV'2457.7 ± 1.1
Steerers-G-C4-Perm [9]57.0 ± 1.4
AffSteer-G57.3 ± 1.2
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.437, + 0.787, + 0.481 + ], + "angle": 0, + "content": "with affine warps and is more equivariant. These models are called AffEqui-B and AffEqui-G. We compare the equivariance and steering capabilities of the versions in Section 4.1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.483, + 0.789, + 0.618 + ], + "angle": 0, + "content": "We evaluate on several common benchmarks for upright image matching. Here we consistently set new state-of-the-art results for detector-descriptor based methods. Dense methods such as the SotA [23] are heavier and take two images jointly as input, allowing them to compute features in each image conditioned on the other image. Descriptor based methods cannot do this and so we don't compare to dense methods here. Generally, we divide the tables into three sections of first works not based on DeDoDe [22], then methods with the same network architecture as DeDoDe-B and finally methods with the same network architecture as DeDoDe-G." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.632, + 0.788, + 0.709 + ], + "angle": 0, + "content": "MegaDepth-1500 relative pose. We follow LoFTR [76] and evaluate on a held out part of MegaDepth. This is a standard benchmark for matching upright images. We present results in Table 1, where we see consistent improvements for the upright optimized AffSteer-models, while the AffEqui-models perform competitively with previous approaches." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.72, + 0.788, + 0.782 + ], + "angle": 0, + "content": "WxBS Fundamental matrix estimation. Results for the WxBS benchmark [58] and are shown in Table 4. Here we find that the results fluctuate a lot due to RANSAC and dual-soft-max thresholds. We report results with the best found thresholds for each method and mean and standard deviation over 10 evaluations." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Image Matching Challenge 2022. Results for the Image Matching Challenge 2022 [36] are presented in Table 3. Remarkably, we obtain a large improvement for \\( B \\)-size variants, even outperforming all \\( G \\)-size variants with AffSteer-B. As" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.449, + 0.188 + ], + "angle": 0, + "content": "Table 3: IMC2022 [36]. Relative pose on the hidden test set, measured in mAA (higher is better)." + }, + { + "type": "table_caption", + "bbox": [ + 0.469, + 0.145, + 0.759, + 0.187 + ], + "angle": 0, + "content": "Table 4: HPatches [1] Homography. Corner error, measured in AUC (higher is better)." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.199, + 0.79, + 0.368 + ], + "angle": 0, + "content": "
Method ↓mAA →@10Method ↓AUC@ →3px5px10px
DISK [84] NeurIPS'2064.8DISK [84] NeurIPS'2060.371.481.8
ALIKED [91] IEEE-TIM'2364.9ALIKED [91] IEEE-TIM'2361.673.183.5
SiLK [29] ICCV'2368.5SiLK [29] ICCV'2366--
DeDoDe-B [22] 3DV'2472.9DeDoDe-B [22] 3DV'2468.277.986.4
Steerers-B-C4-Perm [9] CVPR'2473.4Steerers-B-C4-Perm [9] CVPR'2469.578.787.0
AffSteer-B77.3AffSteer-B70.179.187.3
DeDoDe-G [22] 3DV'2475.8DeDoDe-G [22] 3DV'2467.177.386.3
Steerers-G-C4-Perm [9] CVPR'2475.5Steerers-G-C4-Perm [9] CVPR'2466.876.785.9
AffSteer-G76.8AffSteer-G68.278.186.9
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.38, + 0.788, + 0.424 + ], + "angle": 0, + "content": "Table 5: AIMS [75]. Measured in average precision (higher is better). The subset \"North Up\", contains image pairs with small relative rotation and \"All Others\" contains image pairs with large relative rotations. \"All\" includes all image pairs." + }, + { + "type": "table", + "bbox": [ + 0.24, + 0.435, + 0.761, + 0.521 + ], + "angle": 0, + "content": "
Matching methodDescriptorNorth UpAll OthersAll
Max similarity 8Steerers-B-SO2-Spread [9]605758
ProcrustesSteerers-B-SO2-Freq1 [9]645960
Max similarity 8AffEqui-B595859
Max similarity 12AffEqui-B615960
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.547, + 0.785, + 0.579 + ], + "angle": 0, + "content": "the test set is hidden, we unfortunately cannot offer an explanation as to what types of image pairs we are handling better than previous works." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.59, + 0.787, + 0.636 + ], + "angle": 0, + "content": "HPatches Homography Estimation. We evaluate on the HPatches Homography benchmark [1, 76]. We present results in Table 4. Interestingly, \\( B \\)-size DeDoDe variants do better on homographies than \\( G \\)-size methods generally." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.647, + 0.788, + 0.769 + ], + "angle": 0, + "content": "Astronaut Image Matching Challenge (AIMS). To check how well our equivariant models handle rotations, we compare against rotation steers [9] on AIMS [75]. Here we test a max similarity matcher with 8 or 12 rotations and use the AffEqui-B model, since [9] also use a \\(B\\)-model in their evaluation. We show competitive performance even though our method is not specialized for rotations. In particular, we cannot use the Procrustes matcher proposed in [9], but show that we can match its performance by increasing the amount of rotations in the max similarity matcher." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.553, + 0.804 + ], + "angle": 0, + "content": "4.1 Evaluating the steering capabilities" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "To evaluate how well the steerer works for affine steering, we take a subset of MegaDepth images and investigate how many matches are obtained when" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.388, + 0.127 + ], + "angle": 0, + "content": "G. Bokman et al." + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.148, + 0.75, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.756, + 0.149, + 0.772, + 0.233 + ], + "angle": 90, + "content": "eess" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.256, + 0.788, + 0.327 + ], + "angle": 0, + "content": "Fig. 4: Measuring the affine steering capabilities of the different descriptors. We count correct matches when using the steerer with the ground truth affine map on affinely augmented images. We vary the affine maps by scale. “+ Rot” means that all inplane rotations are included. “Scale \\(2^{*}\\)” means that the scale of the affine map \\(M\\) is maximum 2, but the matrix that is fed to the steerer is \\(M / \\sqrt{\\operatorname{det}M}\\) and so has determinant 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.355, + 0.784, + 0.386 + ], + "angle": 0, + "content": "matching with an oracle steerer to a affinely augmented version of each image. In other words, we measure description similarity by" + }, + { + "type": "equation", + "bbox": [ + 0.423, + 0.397, + 0.786, + 0.415 + ], + "angle": 0, + "content": "\\[\n- \\| \\rho (M _ {i}) d _ {A, i} - d _ {B, j} \\|, \\tag {20}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.424, + 0.789, + 0.605 + ], + "angle": 0, + "content": "where \\( M_{i} \\) is the correct affine warp. We will measure the number of correct matches across various difficulties of affine warps. If the steerer works well, then we should get similarly many matches in the warped cases as in the case where there is no warp. We show the results in Figure 4. It is clear that the steerer works well for AffEqui as expected. To further confirm this, we evaluate AffEqui on HPatches with an oracle steerer that steers the descriptions with the correct \\( M_{i} \\in \\mathrm{GL}(2) \\). The results are (71.2, 80.8, 89.2) AUC@(3px, 5px, 10px) for AffEqui-B and (70.9, 80.1, 88.7) for AffEqui-G. These numbers are comparable to using the SotA dense matcher RoMa [23], which achieves (71.3, 80.6, 88.5). While the comparison is unfair in the sense that we have access to the correct \\( M_{i} \\), this still indicates a large potential of affinely equivariant descriptors. We hope that it will be possible in the future to leverage this potential." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.606, + 0.788, + 0.697 + ], + "angle": 0, + "content": "As seen in Figure 4, for AffSteer-G the steerer still works quite well, but the steering of scale seems to have been destroyed by the fine-tuning, since we get more matches when normalizing the correct affine map \\( M \\) to unit determinant before feeding it into the steerer. For AffSteer-B the steerer does not work well. A possible explanation is given in Section 3.6, the steerer \\( \\rho(M) \\) might no longer directly encode an affine image warp by \\( M \\) but some other transformation." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.719, + 0.36, + 0.735 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We presented a generalization of the steers framework to locally affine transformations. This led to affinely equivariant descriptors \\( AffEqui-B \\), \\( AffEqui-G \\). These produced results below the state-of-the-art, but showed promise for combining with estimation of local affine transforms, which we explored through the use of an oracle method. Then we proposed a fine-tuning method for upright images, producing the state-of-the-art descriptors \\( AffSteer-B \\) and \\( AffSteer-G \\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.4, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Affine steers for structured keypoint description" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.788, + 0.299 + ], + "angle": 0, + "content": "This work was supported by the Wallenberg Artificial Intelligence, Autonomous Systems and Software Program (WASP), funded by the Knut and Alice Wallenberg Foundation and by the strategic research environment ELLIIT, funded by the Swedish government. The computational resources were provided by the National Academic Infrastructure for Supercomputing in Sweden (NAISS) at C3SE, partially funded by the Swedish Research Council through grant agreement no. 2022-06725, and by the Berzelius resource, provided by the Knut and Alice Wallenberg Foundation at the National Supercomputer Centre." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.322, + 0.323, + 0.339 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.354, + 0.787, + 0.396 + ], + "angle": 0, + "content": "1. Balntas, V., Lenc, K., Vedaldi, A., Mikolajczyk, K.: HPatches: A benchmark and evaluation of handcrafted and learned local descriptors. In: Proceedings of the IEEE conference on computer vision and pattern recognition. pp. 5173-5182 (2017)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.397, + 0.787, + 0.424 + ], + "angle": 0, + "content": "2. 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We propose a way to train deep learning based keypoint descriptors that makes them approximately equivariant for locally affine transformations of the image plane. The main idea is to use the representation theory of GL(2) to generalize the recently introduced concept of steers from rotations to affine transformations. Affine steers give high control over how keypoint descriptions transform under image transformations. We demonstrate the potential of using this control for image matching. Finally, we propose a way to finetune keypoint descriptors with a set of steers on upright images and obtain state-of-the-art results on several standard benchmarks. Code will be published at github.com/georg-bn/affine-steerers. + +Keywords: Keypoint description $\cdot$ Image matching $\cdot$ Equivariance + +# 1 Introduction + +Image matching is a critical component in a wide range of computer vision applications, including 3D scene reconstruction, stereo imaging, and motion tracking. Initially, the field advanced through the development of sophisticated engineering methods, tailored to achieve robust matching capable of handling significant changes in image scale and rotation, while being resilient to variations in lighting and different camera viewpoints. However, these manually crafted approaches have gradually been superseded by deep learning techniques, which offer a more adaptable and powerful framework for tackling the many other complexities of image matching. Unfortunately, these methods lost much of the robustness of the handcrafted approach. In this paper, we aim to further enhance the performance of deep learning based image matching by introducing a method specifically designed to improve robustness to affine distortions. This approach not only capitalizes on the strengths of deep learning but also revisits and revitalizes a foundational concept from early research in the field: ensuring robustness to affine distortions is essential for reliable image matching across wide baselines. + +Our approach hinges on training neural network based keypoint descriptors that are approximately equivariant under local affine transformations. We train these networks by generalizing the steerers framework [9] from SO(2) to GL(2). We also find that training with affine steers with heavy homography augmentation works well as pretraining before fine-tuning on upright images. This approach, while sacrificing some degree of equivariance, achieves new SotA results + +![](images/5672f3247844e4551959fa06d272db0f7d2b86275235547ebae8592aebe9e1f6.jpg) +Fig. 1: Qualitative example. We show qualitative matching results of our AffSteer-B descriptor which achieves SotA results for detector-descriptors on several benchmarks for image matching. We plot inliers after homography estimation with RANSAC. + +on standard benchmarks for upright image matching. In particular, we improve on IMC22 [36] from $72.9\mathrm{mAA}@10$ achieved by DeDoDe-B [22] to $77.3\mathrm{mAA}@10$ with our model AffSteer-B. A qualitative example on images taken by the authors is shown in Figure 1. We also obtain competitive results on the rotation variant benchmark AIMS [75] by using our equivariant model AffEqui-B. Finally, we analyze the equivariance properties of our descriptors and outline promising directions for future research. In summary, our main contributions are: + +1. Generalizing the steerers concept to image transformations that can be locally approximated by the affine group (Sections 2 and 3.1). +2. Describing how to train steers for the affine group (Section 3.4). +3. Introducing a new training procedure for upright-specialized descriptors consisting of first pretraining with affine steers and then fine-tuning on upright images through the max similarity method (Sections 3.5, 3.6). +4. Evaluating our methods on a wide range of standard benchmarks, with SotA results for detector-descriptor based methods (Section 4). +5. Critically examining the properties of our descriptors (Sections 4.1, 5). + +# 1.1 Related work + +Image matching. Image matching has classically been approached by detector and descriptor based methods [18, 20, 29, 47, 68, 84, 88, 91, 92] that detect keypoints [5, 77, 83, 87] and compute descriptions [2, 38, 41, 48, 57, 59, 78] typically matched using mutual nearest neighbors (MNNs). It was early on recognized that robustness to affine distortions plays an important role in order to achieve good performance [25, 51, 54, 55, 64]. ASIFT, which extends the Scale Invariant Feature Transform (SIFT) algorithm [47] by test time augmentation to offer affine invariance, was introduced in [89]. More recently, sparse keypoint matchers such as SuperGlue [70] and later works [15, 46, 73] aim to improve on the simple descriptor MNN matching using graph neural networks. Detector-free methods instead + +![](images/40b593de6462131ab38cb2beda4d7b44f46a4d904828fb9af66d1e5dc652b983.jpg) +Fig. 2: Overview of the steering idea for keypoint matching. An affine steerer gives a way to modify descriptions as if they were obtained from warped images, without having to rerun the descriptor network on warped images. The steerer is a linear map and hence computationally light to use. + +match on a coarse regular grid followed by sparse refinement with notable examples such as LoFTR [76], and numerous following works [10, 13, 28, 37, 50, 85, 90]. Finally, dense methods that aim to estimate matches on a fine regular grid such as GLU-Net [80] have lately received increased interest [21, 23, 61, 79, 81, 82, 94]. In this paper we focus on sparse keypoint descriptors that rely on MNN matching. This is the workhorse for numerous applications in computer vision. We use the SotA keypoint descriptor DeDoDe [22] as our baseline. + +Affine correspondences. Our work is also related to methods that rely on affine correspondences. That is, apart from the keypoint location, also the affine transformation that maps one local neighborhood region to the corresponding one in the other image, is used in downstream tasks such as estimating the epipolar geometry [3,4,6,52]. There are also learned methods that provide an affine canonical frame around each keypoint, for instance, AffNet [60] which is important, e.g., in image retrieval [62]. + +Equivariant representation learning. Self-supervised visual representations [33, 35,65,93] are typically learned by maximizing agreement between two views [14, 15,30], which is reminiscent of the image matching task, where we seek to learn local visual representations that match across views. Recent works [17,26,27,32, 39, 53, 66, 72] investigate explicitly learning equivariant representations, which makes the learned representations structured in the sense that it is possible to interpret certain changes in the latent space as specific changes to the input images. The equivariance can also be hard-coded into the network architecture, e.g., for compact groups such as the rotation group [12,16,86]. This approach has been shown to work well for rotation invariant keypoint detection [34,42,69] and description [10,43]. For the affine group acting on images, hard-coding equivariance has only been done approximately via sampling on the group and with + +small networks [49, 56], prohibiting the use of such approaches for SotA keypoint description. Unrelated to images, networks equivariant under the group $\mathrm{SL}(2)$ were considered for polynomial optimization problems in [40], using the same irreps from group representations on homogeneous polynomials that we will use for the group $\mathrm{GL}(2)$ . In sharp contrast to hard-coding equivariance, it has been found that even without explicitly encouraging equivariance in learned representations, it often appears approximately because of symmetries in the data [7, 9, 11, 31, 44]. Closest to our work, Bokman et al. [9] propose a framework for learning approximately rotationally equivariant keypoint descriptors. We build on that work, generalizing it to the larger group of $\mathrm{GL}(2)$ . + +# 2 Background + +The primary goal of keypoint matching is to identify 2D points across two images of the same scene, representing the same 3D points. A pair of corresponding 2D points is known as a correspondence. We adopt a standard three-stage method: + +1. Detection: Identify $K$ keypoints in each image. +2. Description: Generate keypoint descriptors as feature vectors in $\mathbb{R}^c$ . +3. Matching: Descriptors are matched using mutual nearest neighbours. + +This method encompasses both traditional techniques like SIFT [47] and modern deep learning approaches. A notable example is DeDoDe [22], which first optimizes keypoint detection from Structure from Motion reconstructions and then leverages the keypoint detector to train a descriptor through maximizing matching likelihood. Our focus is on improving the second stage by explicitly handling affine transformations via steerers, as introduced in [9] for rotation equivariant keypoint description. We generalize the formulation from rotations to locally affine transformations in the remainder of this section, before explaining how to implement and train affine steerers in the next section. + +The general pipeline is outlined in Figure 2. We consider images as functions $I: \mathbb{R}^2 \to \mathbb{R}^3$ and general feature maps as functions $F: \mathbb{R}^2 \to \mathbb{R}^c$ . Feature maps are obtained from feature extractors $f$ , i.e., we will write $f(I) = F$ . Implicitly, we assume here that for a feature map $F$ associated to an image $I$ , the feature $F(x)$ at location $x$ is associated to the image content $I(x)$ at $x$ . The idea for keypoint description is that given a feature map $F$ and keypoints $x_i$ , we obtain keypoint descriptions $d_i$ by evaluating $F$ at the locations $x_i$ . Images and feature maps can be warped by geometric image transformations $\phi: \mathbb{R}^2 \to \mathbb{R}^2$ , by using the warp operator $W_{\phi}$ defined by + +$$ +W _ {\phi} [ I ] (x) = I \left(\phi^ {- 1} (x)\right). \tag {1} +$$ + +We will consider differentiable $\phi$ , so that they are locally approximated by affine transformations3. I.e., for all $x \in \mathbb{R}^2$ there is an $M(x) \in \mathrm{GL}(2)$ s.t. + +$$ +\phi (x + \Delta x) \approx \phi (x) + M (x) \Delta x, \tag {2} +$$ + +for small $\Delta x$ . $M:\mathbb{R}^2\to \mathrm{GL}(2)$ maps image locations to local image transformations (affine warps) associated with $\phi$ at each point. For some classes of image transformations $\phi$ , $M(x)$ takes a special form. For instance, if $\phi \in \mathrm{SE}(2)$ is a roto-translation, then $M(x)$ will always be a rotation matrix and so the possible $M(x)$ 's for roto-translations form the subgroup SO(2) of GL(2). Generally, given a set $\varPhi$ of image transformations, we can associate with it the minimal subgroup of GL(2) that contains all possible local image transformations $M(x)$ . + +Given a feature extractor $f$ , it is of interest how the extracted features change when the image is warped by $W_{\phi}$ . For example, we could have + +$$ +f \left(W _ {\phi} [ I ]\right) = W _ {\phi} [ f (I) ], \tag {3} +$$ + +so that the same feature is extracted regardless of whether $I$ is warped or not. Introducing the notation $F_{\phi}$ for the feature map $f(W_{\phi}[I])$ extracted from an image warped by $\phi$ , we can evaluate (3) at $\phi(x)$ to get the form + +$$ +F _ {\phi} (\phi (x)) = F (x). \tag {4} +$$ + +So the feature at position $\phi(x)$ in $F_{\phi}$ is the same as the feature at position $x$ in $F$ . When we have a collection of $\phi$ 's forming a group structure, $f$ satisfying (3) is said to be equivariant. This is however the least interesting form of equivariance where $f$ has to extract the exact same feature for a given image content, regardless of how the image is warped by $\phi$ . For example, a roto-translation-equivariant keypoint descriptor would describe all rotations of a corner patch with the same description according to (3). For this reason, descriptors satisfying (3) for the group of rotations and translations are sometimes also called invariant [10]. In [9] it was found that this leads to non-discriminative descriptions on upright images, and the solution was to allow more general transformations of the features using steerers. Steerers are group representations, a concept from abstract algebra which we introduce next. + +Definition 1 (Group representation). Given a group $G$ and a vector space $V$ , a group representation of $G$ on $V$ is a map $\rho: G \to \mathrm{GL}(V)$ such that + +$$ +\rho \left(g _ {2} g _ {1}\right) = \rho \left(g _ {2}\right) \rho \left(g _ {1}\right) \quad f o r a l l g _ {1}, g _ {2} \in G. \tag {5} +$$ + +Here, $\operatorname{GL}(V)$ is the general linear group of $V$ , i.e., the group of all invertible linear maps $V \to V$ with composition as group operation. For instance, we write $\operatorname{GL}(\mathbb{R}^n) = \operatorname{GL}(n)$ for the group of invertible $n \times n$ matrices. A group representation of $G$ on $\mathbb{R}^n$ is a map from $G$ to invertible $n \times n$ matrices such that the group operation in $G$ corresponds to matrix multiplication in $\operatorname{GL}(n)$ . Equipped with this formalism, we can now define steers. + +Definition 2 (Steerer). Let a set $\Phi$ of image transformations and the corresponding group $G < \mathrm{GL}(2)$ of local affine transformations $M(x)$ be given. For a feature extractor $f$ mapping images $I: \mathbb{R}^2 \to \mathbb{R}^3$ to feature maps $F: \mathbb{R}^2 \to \mathbb{R}^c$ , a steerer is a group representation $\rho$ of $G$ on $\mathbb{R}^c$ such that $f$ becomes equivariant w.r.t. $W_{\phi}$ and $\rho$ , i.e., + +$$ +f \left(W _ {\phi} [ I ]\right) = \rho \left(W _ {\phi} [ M ]\right) W _ {\phi} [ f (I) ]. \tag {6} +$$ + +Using the notation $F_{\phi}$ for the feature map $f(W_{\phi}[I])$ extracted from an image warped by $\phi$ , we can evaluate (6) at coordinate $\phi(x)$ as + +$$ +F _ {\phi} (\phi (x)) = \rho (M (x)) F (x). \tag {7} +$$ + +In words, the feature $F_{\phi}(\phi(x))$ describing the warped image at $\phi(x)$ , is equal to the feature describing the original image at $x$ , i.e. $F(x)$ , up to multiplication by the steerable $\rho(M(x))$ . The steerable compensates for the local image transformation $M(x)$ from coordinate $x$ to $\phi(x)$ . We call $\rho$ a steerable even if (6) only holds approximately, as this will be the case in practice. + +The reader should contrast (3) and (4) with (6) and (7). The more general (6) and (7) allow features to change when the image content is warped, but they must change in a predictable manner, specifically they must change by the linear map $\rho(M)$ , i.e., the steerer. Our definition of steerers generalizes the one in [9], from $\varPhi$ only containing roto-translations, to arbitrary differentiable image transformations. Utilizing steerers, Bokman et al. [9] successfully trained rotation equivariant keypoint descriptors that match or surpass the performance of non-equivariant keypoint descriptors on upright images, while also facilitating rotation invariant matching. We will only be concerned with the case $G = \mathrm{GL}(2)$ in this paper. Specifically, having access to a steerer means that one can compute what the features $f(W_{\phi}[I])$ for a warped image according to any transformation $\phi$ would be, given only the features $f(I)$ from the original image. This enables test time augmentation in feature space, i.e., computing features for multiple warps $W_{\phi}$ while only running the feature extractor $f$ once. + +# 3 Method + +We outline the relevant mathematical theory for GL(2)-steerers in Section 3.1, followed by an delineation from rotation steers in Section 3.2 and an explanation of their integration with the keypoint descriptor neural network in Section 3.3. Subsequent sections, from Section 3.4 to Section 3.6, detail the comprehensive training steps for the entire pipeline. + +# 3.1 Representation theory of $\mathbf{GL}(2)$ + +In this paper, keypoint descriptions will be vectors in $\mathbb{R}^{256}$ , which we will call description space. The aim of this section is to explain how we can build a steerer + +$\rho$ (Definition 2) for $\mathrm{GL}(2)$ on description space. From now we will write elements of $\mathrm{GL}(2)$ as matrices + +$$ +M = \left( \begin{array}{c} \alpha \\ \gamma \end{array} \beta \right), \quad \text {s . t .} \alpha \delta - \beta \gamma \neq 0. \tag {8} +$$ + +Understanding what representations $\rho$ for $\operatorname{GL}(2)$ can look like is a well studied problem in mathematical representation theory, presented for instance in [63, Chapter 4]. We refer to [63] for details and will here limit ourselves to explaining the way of constructing representations $\rho$ that we will use in the experiments. + +Example 1 (Trivial representation). The simplest form of $\rho$ is the constant map $\rho(M) = 1$ , which trivially satisfies (5) and is a one-dimensional representation. + +Example 2 (Determinant representation). Slightly more involved, we can construct representations using the determinant of $M$ . For instance, + +$$ +\rho (M) = \det (M) ^ {n} \quad \text {a n d} \quad \rho (M) = | \det (M) | ^ {\xi} \tag {9} +$$ + +satisfy (5) for any choice of $n\in \mathbb{N}$ and $\xi \in \mathbb{R}$ + +Example 3 (Standard representation). A straightforward way to construct a representation of $\mathrm{GL}(2)$ on $\mathbb{R}^2$ is to take the matrix itself: $\rho(M) = M$ . + +The easiest way to construct representations of larger dimensions is to stack smaller representations into block-diagonals. We denote by $X \oplus Y$ the block diagonal matrix with blocks $X$ and $Y$ . So, for instance, $\rho(M) = \bigoplus_{i=1}^{128} M$ is a representation on $\mathbb{R}^{256}$ . It is also easy to see that any change of basis of a representation defines a new representation: $\tilde{\rho}(M) = Q^{-1} \rho(M)Q$ , where $Q$ is some invertible matrix. In our experiments we want to use a broad range of representations, and the idea will be to build them out of so-called irreducible representations, irreps $^4$ . Given a set of irreps $\rho_i$ we will form larger representations on description space by $\rho(M) = Q^{-1} (\bigoplus_{i=1}^{n} \rho_i(M))Q$ . + +To find irreps of $\mathrm{GL}(2)$ , one can look at vector spaces of homogeneous polynomials in two variables. The following example demonstrates the general principle. + +Example 4 (Homogeneous quadratics). Consider the vector space $\mathcal{H}_2$ of homogeneous quadratic polynomials in two variables $x, y$ . It has a basis consisting of the monomials $y^2, 2xy, x^2$ and so any $q \in \mathcal{H}_2$ can be written + +$$ +q (x, y) = a _ {0} y ^ {2} + a _ {1} 2 x y + a _ {2} x ^ {2} \tag {10} +$$ + +with some coefficients $a_0, a_1, a_2 \in \mathbb{R}$ . The reader will note that $\mathcal{H}_2$ is isomorphic to $\mathbb{R}^3$ , since polynomials $q$ are in bijection with triples $(a_0, a_1, a_2)$ . The reason to think about these triples as polynomials is that we can in a natural way find a representation of $\mathrm{GL}(2)$ on $\mathcal{H}_2$ . We define the representation $\rho_2$ on $\mathcal{H}_2$ by + +$$ +\left(\rho_ {2} (M) q\right) (x, y) = q \left((x, y) M\right), \tag {11} +$$ + +where $(x,y)M$ denotes multiplying the row-vector $(x,y)$ by the matrix $M$ . This satisfies (5) as + +$$ +\begin{array}{l} \left(\rho_ {2} \left(M _ {2} M _ {1}\right) q\right) (x, y) = q \left(\left(x, y\right) \left(M _ {2} M _ {1}\right)\right) = q \left(\left(\left(x, y\right) M _ {2}\right) M _ {1}\right) \tag {13} \\ = (\rho_ {2} (M _ {1}) q) ((x, y) M _ {2}) = (\rho_ {2} (M _ {2}) (\rho_ {2} (M _ {1}) q)) (x, y). \\ \end{array} +$$ + +We can rewrite $\rho_{2}$ as a representation on $\mathbb{R}^3$ by considering how the coefficients of $q$ change under (11): + +$$ +\begin{array}{l} (\rho_ {2} (M) q) (x, y) = q ((x, y) M) = q (\alpha x + \gamma y, \beta x + \delta y) \\ = a _ {0} (\beta x + \delta y) ^ {2} + a _ {1} 2 (\alpha x + \gamma y) (\beta x + \delta y) + a _ {2} (\alpha x + \gamma y) ^ {2} \\ = \left(\left( \begin{array}{c c c} \delta^ {2} & 2 \gamma \delta & \gamma^ {2} \\ \beta \delta & \alpha \delta + \beta \gamma & \alpha \gamma \\ \beta^ {2} & 2 \alpha \beta & \alpha^ {2} \end{array} \right) \left( \begin{array}{l} a _ {0} \\ a _ {1} \\ a _ {2} \end{array} \right)\right) \cdot \left( \begin{array}{l} y ^ {2} \\ 2 x y \\ x ^ {2} \end{array} \right). \tag {13} \\ \end{array} +$$ + +So we have found the action of $\rho_{2}$ on the polynomial coefficients $(a_0,a_1,a_2)^T\in$ $\mathbb{R}^3$ and can by slight abuse of notation write $\rho_{2}(M)$ on matrix form as + +$$ +\rho_ {2} (M) = \left( \begin{array}{c c c} \delta^ {2} & 2 \gamma \delta & \gamma^ {2} \\ \beta \delta & \alpha \delta + \beta \gamma & \alpha \gamma \\ \beta^ {2} & 2 \alpha \beta & \alpha^ {2} \end{array} \right). \tag {14} +$$ + +Constructing higher dimensional irreps can be done by following the recipe outlined in Example 4. The $(n + 1)$ -dimensional vector space of homogeneous polynomials of degree $n$ + +$$ +\mathcal {H} _ {n} = \operatorname {s p a n} \left\{\binom {n} {k} x ^ {k} y ^ {n - k} \right\} _ {k = 0} ^ {n} \tag {15} +$$ + +has an associated representation $\rho_{n}$ of $\operatorname{GL}(2)$ defined by (11). $\rho_{n}(M)$ can be written on matrix form similar to (14), where each entry of the matrix is a homogeneous degree $n$ polynomial in $\alpha, \beta, \gamma, \delta$ . A formula for $\rho_{n}(M)$ is given by [63, (2.6)]. + +More general representations can be obtained by multiplying with determinant based representations and we define + +$$ +\rho_ {n, \xi} (M) = | \det (M) | ^ {\xi - \frac {n}{2}} \rho_ {n} (M). \tag {16} +$$ + +where the power $-\frac{n}{2}$ is introduced to normalize the determinant of $\rho_{n,0}$ to $\pm 1$ . These $\rho_{n,\xi}$ are irreps and form the basic building blocks of our steering. The + +![](images/f59e142eb1329d64114c91817a06b768c1b204407236b0855635c9e10a550a90.jpg) +Fig. 3: Illustration of the data generation pipeline. Given two views $A$ , $B$ of a scene, we compute the image warp from one to the other and use it to both find corresponding keypoints and annotate the keypoints in $A$ with affine transformations $M$ that locally approximate the image warp from $A$ to $B$ . In the illustration above, we show two views obtained as homographies of a single image, as used in the pretraining step described in Section 3.5, but it is also possible to obtain the two views, e.g., by taking two photos of the same location as is the case when we train on MegaDepth (Section 3.4). The red circles in $A$ are warped to the ellipses in $B$ , and we illustrate the obtained affine map $M$ for one keypoint pair on the right hand side of the figure. In practice we use DeDoDe keypoints but here we illustrate with a regular grid in $A$ . + +steerers we use in the experiments are formed as + +$$ +\rho (M) = Q ^ {- 1} \left(\bigoplus_ {j} \rho_ {n _ {j}, \xi_ {j}} (M)\right) Q, \tag {17} +$$ + +where $Q \in \mathbb{R}^{256 \times 256}$ is a learnt change of basis matrix initialized to identity, $\xi_{j}$ are learnt determinant scalings and $n_j \in \{0,1,2,3,4\}$ are chosen to get an equal distribution of dimensions of the different orders $0, \ldots, 4$ . The cutoff at 4 is motivated by the fact that it covers rotation frequencies up to 4 when a rotation $R$ is fed into $\rho$ , and higher frequencies were not useful in prior work [9, 24]. + +# 3.2 Comparison to rotation steerers + +If we input a rotation matrix $R$ into (17), we obtain a steerer like those considered in [9]. In that case, $\operatorname{det}(R) = 1$ so the determinant scaling does not affect the steerer. The main novelty in this work is that we can now steer the much larger class of local transformations $\mathrm{GL}(2)$ . (17) specifies a structured way for the descriptor to respond to affine transformations, where the determinant scaling captures how much the descriptor varies with the scale of the transform $M$ . + +# 3.3 Max similarity matcher revisited + +Given two descriptions $d_1, d_2 \in \mathbb{R}^{256}$ , we want to be able to say how close they are to each other in order to determine correspondences between keypoints in different images. The similarity measure used in [9, 22] is the cosine similarity. This similarity is however unsuited for affinely steered descriptions, as the steerer (17) can change the norm of a description. We therefore use Euclidean norm instead and measure the similarity of $d_1$ and $d_2$ by $-\|d_1 - d_2\|$ . In practice, given two images $A$ and $B$ , we find $K$ keypoints in each image, describe them with descriptions and measure all pairwise similarities $S \in \mathbb{R}^{K \times K}$ . We get matches from the pairwise similarity matrix $S$ by taking mutual nearest neighbours and putting a minimum threshold on the dual softmax score of $S$ . + +The similarity of descriptions can be more robustly computed when a steerer is available. In [9], several methods were suggested, one of which is the max similarity method. The similarity between $d_{1}$ and $d_{2}$ is then + +$$ +\max _ {M \in \mathcal {M}} - \| \rho (M) d _ {1} - d _ {2} \|, \tag {18} +$$ + +where $\mathcal{M}$ is a set of transformations that can be selected to balance robustness over a range of transformations with inference speed and discriminability. We propose to learn $\mathcal{M}$ by backpropagating through (18) during finetuning (Section 3.6), although this limits us to a small set $\mathcal{M}$ for computational reasons. + +# 3.4 Training the descriptor and steerer on MegaDepth + +We follow [9] and train the descriptor network $f$ and steerer $\rho$ (17) jointly. We train on MegaDepth [45] similar to [9, 22], but in contrast to them use heavy affine augmentations of the images. Given an image pair $A, B$ , we detect $K$ DeDoDe keypoints [22] $x_{A,i}$ ( $i = 1, \ldots, K$ ), resp. $x_{B,j}$ ( $j = 1, \ldots, K$ ) per image, and obtain descriptions $d_{A,i}$ , resp. $d_{B,j}$ by evaluating the extracted feature maps $f(A), f(B)$ at the keypoint locations. Ground truth matches between keypoints in the two images are obtained as in [22]: by using the known image depths and relative pose we warp the keypoints from $A$ to $B$ and from $B$ to $A$ and take matches as all mutual closest neighbours with distances below 0.5% of the image width. For the ground truth matches, we also compute local affine maps $M_i$ from $A$ to $B$ by warping a small octagon of points around each keypoint in $A$ to $B$ and taking the least squares estimated affine map from the eight points in $A$ to the eight points in $B$ . The local affine maps $M_i$ are used to steer the descriptions in $A$ during training in order to align them with the ones in $B$ . We also estimate a global affine $M$ by taking the least squares estimate of all ground truth matches. This $M$ is used to steer all descriptions in $A$ which do not have a match in $B$ . In summary, during training, the similarity between a description $d_{A,i}$ in $A$ and one $d_{B,j}$ in $B$ is + +$$ +S _ {i j} = - \| \rho (M _ {i}) d _ {A, i} - d _ {B, j} \|. \tag {19} +$$ + +We form the similarity matrix $S \in \mathbb{R}^{K \times K}$ by considering all pairs of descriptions in $A$ and $B$ and compute the loss as in [22] by taking the negative dual log-softmax of $S$ and taking the mean over the ground truth matches. + +# 3.5 Pretraining on homographies + +Training or pretraining descriptors and matchers on homographies is a common strategy [18, 29, 46, 71]. The idea is to take a single image and match it with a homography warped (and photometrically augmented) version of itself. Homography pretraining is a good fit for affine steering, since a homography applied to an image induces an affine transform between each point in the original image and the corresponding point in the warped image. We visualize the data generation pipeline in Figure 3. + +We find that pretraining on homographies is not very helpful for affine steurers trained by augmentations of MegaDepth. However, pretraining on homographies gives a good starting point for the fine-tuning approach explained next. + +# 3.6 Fine-tuning on upright images + +We propose a way to fine-tune a descriptor and steerer jointly to obtain descriptions tailored for upright images. We train through the max similarity score (18), where we use a set of only three affine transformations $\mathcal{M} = \{I, M_1, M_2\}$ , letting $M_1, M_2$ be learnable "prototypes". The aim is that the learnable $M_1, M_2$ will contain affine transformations such that the net does not have to become invariant under $M_1, M_2$ while still enabling matching that is invariant under $M_1, M_2$ through (18). Note that in contrast to the earlier described training approaches with the loss computed from (19) we do not enforce a connection between $M_1, M_2$ and affine warps of the image at this stage. Hence there are no guarantees that steering by an $M \in \mathrm{GL}(2)$ will correspond to warping the input image by $M$ any longer. For instance, steering by $M$ could correspond to warping the input image by $\tilde{MM}\tilde{M}^{-1}$ for some $\tilde{M}$ , which would mean that the steerer that actually corresponds to warping by $M$ is $\tilde{\rho}(M) = \rho(\tilde{M})^{-1}\rho(M)\rho(\tilde{M})$ . Even more generally, the steerer could learn to incorporate other image transformations than affine warps into the learnt prototypes $M_1, M_2$ . We show numerically how well the steerer works for affine warps after fine-tuning in Section 4.1. + +# 4 Experiments + +Experiment details and ablations can be found in the appendix. We follow [22] and consider two descriptor networks, a $B$ -model with a VGG-19 backbone [74] and a larger $G$ -model with a DINOv2 ViT backbone [19, 65]. In the appendix we also present an experiment with the smaller XFeat descriptor [67]. + +For both $B$ - and $G$ -networks, we have two versions. One version is optimized for upright images by pretraining on homographies (Section 3.5) and fine-tuning on upright MegaDepth pairs (Section 3.6). These models are called AffSteer-B and AffSteer-G. During inference, we use the set of three affine transformations $\mathcal{M}$ learnt during training for the max similarity matching method (18). + +The second version is trained on Megadepth pairs that are affinely augmented (Section 3.4). This version is not as good on upright images, but can be steered + +Table 1: Megadepth-1500. Relative pose estimation, measured in AUC (higher is better). + +
Method ↓AUC →@5°@10°@20°
SuperPoint [18] CVPRW'1831.746.860.1
DISK [84] NeurIPS'2036.752.965.9
ALIKED [91] IEEE-TIM'2341.958.471.7
SiLK [29] ICCV'2339.955.166.9
DeDoDe-B [22] 3DV'2449.465.577.7
Steerers-B-C4-Perm [9]516779
AffEqui-B46.162.474.8
AffSteer-B52.768.981.0
DeDoDe-G [22] 3DV'2452.869.782.0
Steerers-G-C4-Perm [9]526981
AffEqui-G50.667.280.1
AffSteer-G53.770.082.1
+ +Table 2: WxBS [58]. Fundamental matrix estimation, measured in mAA at 10px (higher is better). + +
Method ↓mAA@ → 10px
DISK [84] NeurIPS'2035.5
DeDoDe-B [22] 3DV'2445.9 ± 1.2
Steerers-B-C4-Perm [9]51.0 ± 1.5
AffSteer-B50.0 ± 1.4
DeDoDe-G [22] 3DV'2457.7 ± 1.1
Steerers-G-C4-Perm [9]57.0 ± 1.4
AffSteer-G57.3 ± 1.2
+ +with affine warps and is more equivariant. These models are called AffEqui-B and AffEqui-G. We compare the equivariance and steering capabilities of the versions in Section 4.1. + +We evaluate on several common benchmarks for upright image matching. Here we consistently set new state-of-the-art results for detector-descriptor based methods. Dense methods such as the SotA [23] are heavier and take two images jointly as input, allowing them to compute features in each image conditioned on the other image. Descriptor based methods cannot do this and so we don't compare to dense methods here. Generally, we divide the tables into three sections of first works not based on DeDoDe [22], then methods with the same network architecture as DeDoDe-B and finally methods with the same network architecture as DeDoDe-G. + +MegaDepth-1500 relative pose. We follow LoFTR [76] and evaluate on a held out part of MegaDepth. This is a standard benchmark for matching upright images. We present results in Table 1, where we see consistent improvements for the upright optimized AffSteer-models, while the AffEqui-models perform competitively with previous approaches. + +WxBS Fundamental matrix estimation. Results for the WxBS benchmark [58] and are shown in Table 4. Here we find that the results fluctuate a lot due to RANSAC and dual-soft-max thresholds. We report results with the best found thresholds for each method and mean and standard deviation over 10 evaluations. + +Image Matching Challenge 2022. Results for the Image Matching Challenge 2022 [36] are presented in Table 3. Remarkably, we obtain a large improvement for $B$ -size variants, even outperforming all $G$ -size variants with AffSteer-B. As + +Table 3: IMC2022 [36]. Relative pose on the hidden test set, measured in mAA (higher is better). +Table 4: HPatches [1] Homography. Corner error, measured in AUC (higher is better). + +
Method ↓mAA →@10Method ↓AUC@ →3px5px10px
DISK [84] NeurIPS'2064.8DISK [84] NeurIPS'2060.371.481.8
ALIKED [91] IEEE-TIM'2364.9ALIKED [91] IEEE-TIM'2361.673.183.5
SiLK [29] ICCV'2368.5SiLK [29] ICCV'2366--
DeDoDe-B [22] 3DV'2472.9DeDoDe-B [22] 3DV'2468.277.986.4
Steerers-B-C4-Perm [9] CVPR'2473.4Steerers-B-C4-Perm [9] CVPR'2469.578.787.0
AffSteer-B77.3AffSteer-B70.179.187.3
DeDoDe-G [22] 3DV'2475.8DeDoDe-G [22] 3DV'2467.177.386.3
Steerers-G-C4-Perm [9] CVPR'2475.5Steerers-G-C4-Perm [9] CVPR'2466.876.785.9
AffSteer-G76.8AffSteer-G68.278.186.9
+ +Table 5: AIMS [75]. Measured in average precision (higher is better). The subset "North Up", contains image pairs with small relative rotation and "All Others" contains image pairs with large relative rotations. "All" includes all image pairs. + +
Matching methodDescriptorNorth UpAll OthersAll
Max similarity 8Steerers-B-SO2-Spread [9]605758
ProcrustesSteerers-B-SO2-Freq1 [9]645960
Max similarity 8AffEqui-B595859
Max similarity 12AffEqui-B615960
+ +the test set is hidden, we unfortunately cannot offer an explanation as to what types of image pairs we are handling better than previous works. + +HPatches Homography Estimation. We evaluate on the HPatches Homography benchmark [1, 76]. We present results in Table 4. Interestingly, $B$ -size DeDoDe variants do better on homographies than $G$ -size methods generally. + +Astronaut Image Matching Challenge (AIMS). To check how well our equivariant models handle rotations, we compare against rotation steers [9] on AIMS [75]. Here we test a max similarity matcher with 8 or 12 rotations and use the AffEqui-B model, since [9] also use a $B$ -model in their evaluation. We show competitive performance even though our method is not specialized for rotations. In particular, we cannot use the Procrustes matcher proposed in [9], but show that we can match its performance by increasing the amount of rotations in the max similarity matcher. + +# 4.1 Evaluating the steering capabilities + +To evaluate how well the steerer works for affine steering, we take a subset of MegaDepth images and investigate how many matches are obtained when + +![](images/1c66a2a25da96caf806f325cf57c58529db543a3f0acf730cc9646f9851267ed.jpg) +eess +Fig. 4: Measuring the affine steering capabilities of the different descriptors. We count correct matches when using the steerer with the ground truth affine map on affinely augmented images. We vary the affine maps by scale. “+ Rot” means that all inplane rotations are included. “Scale $2^{*}$ ” means that the scale of the affine map $M$ is maximum 2, but the matrix that is fed to the steerer is $M / \sqrt{\operatorname{det}M}$ and so has determinant 1. + +matching with an oracle steerer to a affinely augmented version of each image. In other words, we measure description similarity by + +$$ +- \| \rho (M _ {i}) d _ {A, i} - d _ {B, j} \|, \tag {20} +$$ + +where $M_{i}$ is the correct affine warp. We will measure the number of correct matches across various difficulties of affine warps. If the steerer works well, then we should get similarly many matches in the warped cases as in the case where there is no warp. We show the results in Figure 4. It is clear that the steerer works well for AffEqui as expected. To further confirm this, we evaluate AffEqui on HPatches with an oracle steerer that steers the descriptions with the correct $M_{i} \in \mathrm{GL}(2)$ . The results are (71.2, 80.8, 89.2) AUC@(3px, 5px, 10px) for AffEqui-B and (70.9, 80.1, 88.7) for AffEqui-G. These numbers are comparable to using the SotA dense matcher RoMa [23], which achieves (71.3, 80.6, 88.5). While the comparison is unfair in the sense that we have access to the correct $M_{i}$ , this still indicates a large potential of affinely equivariant descriptors. We hope that it will be possible in the future to leverage this potential. + +As seen in Figure 4, for AffSteer-G the steerer still works quite well, but the steering of scale seems to have been destroyed by the fine-tuning, since we get more matches when normalizing the correct affine map $M$ to unit determinant before feeding it into the steerer. For AffSteer-B the steerer does not work well. A possible explanation is given in Section 3.6, the steerer $\rho(M)$ might no longer directly encode an affine image warp by $M$ but some other transformation. + +# 5 Conclusion + +We presented a generalization of the steers framework to locally affine transformations. This led to affinely equivariant descriptors $AffEqui-B$ , $AffEqui-G$ . These produced results below the state-of-the-art, but showed promise for combining with estimation of local affine transforms, which we explored through the use of an oracle method. Then we proposed a fine-tuning method for upright images, producing the state-of-the-art descriptors $AffSteer-B$ and $AffSteer-G$ . + +# Acknowledgements + +This work was supported by the Wallenberg Artificial Intelligence, Autonomous Systems and Software Program (WASP), funded by the Knut and Alice Wallenberg Foundation and by the strategic research environment ELLIIT, funded by the Swedish government. 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Yu, G., Morel, J.M.: ASIFT: An algorithm for fully affine invariant comparison. "Image Processing On Line" 1, 11-38 (2011) +90. Yu, J., Chang, J., He, J., Zhang, T., Yu, J., Feng, W.: ASTR: Adaptive spot-guided transformer for consistent local feature matching. In: The IEEE/CVF Computer Vision and Pattern Recognition Conference (CVPR) (2023) +91. Zhao, X., Wu, X., Chen, W., Chen, P.C.Y., Xu, Q., Li, Z.: Aliked: A lighter keypoint and descriptor extraction network via deformable transformation. IEEE Transactions on Instrumentation & Measurement 72, 1-16 (2023). https://doi.org/10.1109/TIM.2023.3271000, https://arxiv.org/pdf/2304.03608.pdf + +92. Zhao, X., Wu, X., Miao, J., Chen, W., Chen, P.C., Li, Z.: Alike: Accurate and lightweight keypoint detection and descriptor extraction. IEEE Transactions on Multimedia (2022) +93. Zhou, J., Wei, C., Wang, H., Shen, W., Xie, C., Yuille, A., Kong, T.: Image BERT pre-training with online tokenizer. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (2023) \ No newline at end of file diff --git a/2024/Affine steerers for structured keypoint description/images.zip b/2024/Affine steerers for structured keypoint description/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..ee221fc6d49876183b82ba173284766ce5f2b66a --- /dev/null +++ b/2024/Affine steerers for structured keypoint description/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:2fa41216c9bb27851edb46109dec55144e65c8a41deada5db26ba1529cc5b7f3 +size 460635 diff --git a/2024/Affine steerers for structured keypoint description/layout.json b/2024/Affine steerers for structured keypoint description/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..56c7611decd5b13b40d5abe7b00dc0b44cd90b0e --- /dev/null +++ b/2024/Affine steerers for structured keypoint description/layout.json @@ -0,0 +1,14968 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 133, + 112, + 481, + 131 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 112, + 481, + 131 + ], + "spans": [ + { + "bbox": [ + 133, + 112, + 481, + 131 + ], + "type": "text", + "content": "Affine steerers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 148, + 149, + 464, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 148, + 149, + 464, + 163 + ], + "spans": [ + { + "bbox": [ + 148, + 149, + 464, + 163 + ], + "type": "text", + "content": "Georg Bökman1, Johan Edstedt2, Michael Felsberg2, and Fredrik Kahl1" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 230, + 171, + 383, + 182 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 230, + 171, + 383, + 182 + ], + "spans": [ + { + "bbox": [ + 230, + 171, + 383, + 182 + ], + "type": "text", + "content": "1 Chalmers University of Technology" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 259, + 182, + 354, + 194 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 259, + 182, + 354, + 194 + ], + "spans": [ + { + "bbox": [ + 259, + 182, + 354, + 194 + ], + "type": "text", + "content": "2 Linkoping University" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 159, + 224, + 455, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 224, + 455, + 346 + ], + "spans": [ + { + "bbox": [ + 159, + 224, + 455, + 346 + ], + "type": "text", + "content": "Abstract. We propose a way to train deep learning based keypoint descriptors that makes them approximately equivariant for locally affine transformations of the image plane. The main idea is to use the representation theory of GL(2) to generalize the recently introduced concept of steers from rotations to affine transformations. Affine steers give high control over how keypoint descriptions transform under image transformations. We demonstrate the potential of using this control for image matching. Finally, we propose a way to finetune keypoint descriptors with a set of steers on upright images and obtain state-of-the-art results on several standard benchmarks. Code will be published at github.com/georg-bn/affine-steerers." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "spans": [ + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "type": "text", + "content": "Keywords: Keypoint description " + }, + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "type": "text", + "content": " Image matching " + }, + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 356, + 436, + 369 + ], + "type": "text", + "content": " Equivariance" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 388, + 230, + 402 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 388, + 230, + 402 + ], + "spans": [ + { + "bbox": [ + 132, + 388, + 230, + 402 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 414, + 482, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 482, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 482, + 594 + ], + "type": "text", + "content": "Image matching is a critical component in a wide range of computer vision applications, including 3D scene reconstruction, stereo imaging, and motion tracking. Initially, the field advanced through the development of sophisticated engineering methods, tailored to achieve robust matching capable of handling significant changes in image scale and rotation, while being resilient to variations in lighting and different camera viewpoints. However, these manually crafted approaches have gradually been superseded by deep learning techniques, which offer a more adaptable and powerful framework for tackling the many other complexities of image matching. Unfortunately, these methods lost much of the robustness of the handcrafted approach. In this paper, we aim to further enhance the performance of deep learning based image matching by introducing a method specifically designed to improve robustness to affine distortions. This approach not only capitalizes on the strengths of deep learning but also revisits and revitalizes a foundational concept from early research in the field: ensuring robustness to affine distortions is essential for reliable image matching across wide baselines." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Our approach hinges on training neural network based keypoint descriptors that are approximately equivariant under local affine transformations. We train these networks by generalizing the steerers framework [9] from SO(2) to GL(2). We also find that training with affine steers with heavy homography augmentation works well as pretraining before fine-tuning on upright images. This approach, while sacrificing some degree of equivariance, achieves new SotA results" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 118, + 476, + 222 + ], + "blocks": [ + { + "bbox": [ + 137, + 118, + 476, + 222 + ], + "lines": [ + { + "bbox": [ + 137, + 118, + 476, + 222 + ], + "spans": [ + { + "bbox": [ + 137, + 118, + 476, + 222 + ], + "type": "image", + "image_path": "5672f3247844e4551959fa06d272db0f7d2b86275235547ebae8592aebe9e1f6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 234, + 482, + 268 + ], + "lines": [ + { + "bbox": [ + 132, + 234, + 482, + 268 + ], + "spans": [ + { + "bbox": [ + 132, + 234, + 482, + 268 + ], + "type": "text", + "content": "Fig. 1: Qualitative example. We show qualitative matching results of our AffSteer-B descriptor which achieves SotA results for detector-descriptors on several benchmarks for image matching. We plot inliers after homography estimation with RANSAC." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "type": "text", + "content": "on standard benchmarks for upright image matching. In particular, we improve on IMC22 [36] from " + }, + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "type": "inline_equation", + "content": "72.9\\mathrm{mAA}@10" + }, + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "type": "text", + "content": " achieved by DeDoDe-B [22] to " + }, + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "type": "inline_equation", + "content": "77.3\\mathrm{mAA}@10" + }, + { + "bbox": [ + 130, + 293, + 482, + 376 + ], + "type": "text", + "content": " with our model AffSteer-B. A qualitative example on images taken by the authors is shown in Figure 1. We also obtain competitive results on the rotation variant benchmark AIMS [75] by using our equivariant model AffEqui-B. Finally, we analyze the equivariance properties of our descriptors and outline promising directions for future research. In summary, our main contributions are:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 385, + 480, + 495 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 136, + 385, + 480, + 409 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 385, + 480, + 409 + ], + "spans": [ + { + "bbox": [ + 136, + 385, + 480, + 409 + ], + "type": "text", + "content": "1. Generalizing the steerers concept to image transformations that can be locally approximated by the affine group (Sections 2 and 3.1)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 135, + 410, + 438, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 410, + 438, + 422 + ], + "spans": [ + { + "bbox": [ + 135, + 410, + 438, + 422 + ], + "type": "text", + "content": "2. Describing how to train steers for the affine group (Section 3.4)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 422, + 479, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 422, + 479, + 458 + ], + "spans": [ + { + "bbox": [ + 135, + 422, + 479, + 458 + ], + "type": "text", + "content": "3. Introducing a new training procedure for upright-specialized descriptors consisting of first pretraining with affine steers and then fine-tuning on upright images through the max similarity method (Sections 3.5, 3.6)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 135, + 459, + 479, + 482 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 459, + 479, + 482 + ], + "spans": [ + { + "bbox": [ + 135, + 459, + 479, + 482 + ], + "type": "text", + "content": "4. Evaluating our methods on a wide range of standard benchmarks, with SotA results for detector-descriptor based methods (Section 4)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 135, + 483, + 459, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 483, + 459, + 495 + ], + "spans": [ + { + "bbox": [ + 135, + 483, + 459, + 495 + ], + "type": "text", + "content": "5. Critically examining the properties of our descriptors (Sections 4.1, 5)." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 524, + 228, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 524, + 228, + 534 + ], + "spans": [ + { + "bbox": [ + 132, + 524, + 228, + 534 + ], + "type": "text", + "content": "1.1 Related work" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "Image matching. Image matching has classically been approached by detector and descriptor based methods [18, 20, 29, 47, 68, 84, 88, 91, 92] that detect keypoints [5, 77, 83, 87] and compute descriptions [2, 38, 41, 48, 57, 59, 78] typically matched using mutual nearest neighbors (MNNs). It was early on recognized that robustness to affine distortions plays an important role in order to achieve good performance [25, 51, 54, 55, 64]. ASIFT, which extends the Scale Invariant Feature Transform (SIFT) algorithm [47] by test time augmentation to offer affine invariance, was introduced in [89]. More recently, sparse keypoint matchers such as SuperGlue [70] and later works [15, 46, 73] aim to improve on the simple descriptor MNN matching using graph neural networks. Detector-free methods instead" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 112, + 482, + 251 + ], + "blocks": [ + { + "bbox": [ + 132, + 112, + 482, + 251 + ], + "lines": [ + { + "bbox": [ + 132, + 112, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 132, + 112, + 482, + 251 + ], + "type": "image", + "image_path": "40b593de6462131ab38cb2beda4d7b44f46a4d904828fb9af66d1e5dc652b983.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 258, + 482, + 304 + ], + "lines": [ + { + "bbox": [ + 130, + 258, + 482, + 304 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 482, + 304 + ], + "type": "text", + "content": "Fig. 2: Overview of the steering idea for keypoint matching. An affine steerer gives a way to modify descriptions as if they were obtained from warped images, without having to rerun the descriptor network on warped images. The steerer is a linear map and hence computationally light to use." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 327, + 482, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 413 + ], + "type": "text", + "content": "match on a coarse regular grid followed by sparse refinement with notable examples such as LoFTR [76], and numerous following works [10, 13, 28, 37, 50, 85, 90]. Finally, dense methods that aim to estimate matches on a fine regular grid such as GLU-Net [80] have lately received increased interest [21, 23, 61, 79, 81, 82, 94]. In this paper we focus on sparse keypoint descriptors that rely on MNN matching. This is the workhorse for numerous applications in computer vision. We use the SotA keypoint descriptor DeDoDe [22] as our baseline." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 425, + 482, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 425, + 482, + 510 + ], + "spans": [ + { + "bbox": [ + 130, + 425, + 482, + 510 + ], + "type": "text", + "content": "Affine correspondences. Our work is also related to methods that rely on affine correspondences. That is, apart from the keypoint location, also the affine transformation that maps one local neighborhood region to the corresponding one in the other image, is used in downstream tasks such as estimating the epipolar geometry [3,4,6,52]. There are also learned methods that provide an affine canonical frame around each keypoint, for instance, AffNet [60] which is important, e.g., in image retrieval [62]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 668 + ], + "type": "text", + "content": "Equivariant representation learning. Self-supervised visual representations [33, 35,65,93] are typically learned by maximizing agreement between two views [14, 15,30], which is reminiscent of the image matching task, where we seek to learn local visual representations that match across views. Recent works [17,26,27,32, 39, 53, 66, 72] investigate explicitly learning equivariant representations, which makes the learned representations structured in the sense that it is possible to interpret certain changes in the latent space as specific changes to the input images. The equivariance can also be hard-coded into the network architecture, e.g., for compact groups such as the rotation group [12,16,86]. This approach has been shown to work well for rotation invariant keypoint detection [34,42,69] and description [10,43]. For the affine group acting on images, hard-coding equivariance has only been done approximately via sampling on the group and with" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "small networks [49, 56], prohibiting the use of such approaches for SotA keypoint description. Unrelated to images, networks equivariant under the group " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "\\mathrm{SL}(2)" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " were considered for polynomial optimization problems in [40], using the same irreps from group representations on homogeneous polynomials that we will use for the group " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": ". In sharp contrast to hard-coding equivariance, it has been found that even without explicitly encouraging equivariance in learned representations, it often appears approximately because of symmetries in the data [7, 9, 11, 31, 44]. Closest to our work, Bokman et al. [9] propose a framework for learning approximately rotationally equivariant keypoint descriptors. 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A pair of corresponding 2D points is known as a correspondence. We adopt a standard three-stage method:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 362, + 452, + 403 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 135, + 362, + 356, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 362, + 356, + 373 + ], + "spans": [ + { + "bbox": [ + 135, + 362, + 356, + 373 + ], + "type": "text", + "content": "1. Detection: Identify " + }, + { + "bbox": [ + 135, + 362, + 356, + 373 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 135, + 362, + 356, + 373 + ], + "type": "text", + "content": " keypoints in each image." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 135, + 376, + 448, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 376, + 448, + 389 + ], + "spans": [ + { + "bbox": [ + 135, + 376, + 448, + 389 + ], + "type": "text", + "content": "2. Description: Generate keypoint descriptors as feature vectors in " + }, + { + "bbox": [ + 135, + 376, + 448, + 389 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^c" + }, + { + "bbox": [ + 135, + 376, + 448, + 389 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 392, + 452, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 392, + 452, + 403 + ], + "spans": [ + { + "bbox": [ + 135, + 392, + 452, + 403 + ], + "type": "text", + "content": "3. Matching: Descriptors are matched using mutual nearest neighbours." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 419, + 482, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 419, + 482, + 527 + ], + "spans": [ + { + "bbox": [ + 130, + 419, + 482, + 527 + ], + "type": "text", + "content": "This method encompasses both traditional techniques like SIFT [47] and modern deep learning approaches. A notable example is DeDoDe [22], which first optimizes keypoint detection from Structure from Motion reconstructions and then leverages the keypoint detector to train a descriptor through maximizing matching likelihood. Our focus is on improving the second stage by explicitly handling affine transformations via steerers, as introduced in [9] for rotation equivariant keypoint description. We generalize the formulation from rotations to locally affine transformations in the remainder of this section, before explaining how to implement and train affine steerers in the next section." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": "The general pipeline is outlined in Figure 2. We consider images as functions " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "I: \\mathbb{R}^2 \\to \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " and general feature maps as functions " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "F: \\mathbb{R}^2 \\to \\mathbb{R}^c" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ". Feature maps are obtained from feature extractors " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ", i.e., we will write " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "f(I) = F" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ". Implicitly, we assume here that for a feature map " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " associated to an image " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ", the feature " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "F(x)" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " at location " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " is associated to the image content " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "I(x)" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ". The idea for keypoint description is that given a feature map " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " and keypoints " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "x_i" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ", we obtain keypoint descriptions " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "d_i" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " by evaluating " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " at the locations " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "x_i" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ". Images and feature maps can be warped by geometric image transformations " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "\\phi: \\mathbb{R}^2 \\to \\mathbb{R}^2" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": ", by using the warp operator " + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "inline_equation", + "content": "W_{\\phi}" + }, + { + "bbox": [ + 130, + 530, + 482, + 639 + ], + "type": "text", + "content": " defined by" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 258, + 653, + 480, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 258, + 653, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 258, + 653, + 480, + 666 + ], + "type": "interline_equation", + "content": "W _ {\\phi} [ I ] (x) = I \\left(\\phi^ {- 1} (x)\\right). \\tag {1}", + "image_path": "e1ca3e457d99b9f8550bd0bb00cddcf6d3d1c9f5decb0b08428dee9d536d806d.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": "We will consider differentiable " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": ", so that they are locally approximated by affine transformations3. I.e., for all " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "x \\in \\mathbb{R}^2" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": " there is an " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "M(x) \\in \\mathrm{GL}(2)" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": " s.t." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 241, + 147, + 481, + 159 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 147, + 481, + 159 + ], + "spans": [ + { + "bbox": [ + 241, + 147, + 481, + 159 + ], + "type": "interline_equation", + "content": "\\phi (x + \\Delta x) \\approx \\phi (x) + M (x) \\Delta x, \\tag {2}", + "image_path": "5f86d97f05bb590b82a5dc37060e3604bc779c516f16552a8840f3ad77984aad.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": "for small " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "\\Delta x" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "M:\\mathbb{R}^2\\to \\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": " maps image locations to local image transformations (affine warps) associated with " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": " at each point. For some classes of image transformations " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "M(x)" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": " takes a special form. For instance, if " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "\\phi \\in \\mathrm{SE}(2)" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": " is a roto-translation, then " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "M(x)" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": " will always be a rotation matrix and so the possible " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "M(x)" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": "'s for roto-translations form the subgroup SO(2) of GL(2). Generally, given a set " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": " of image transformations, we can associate with it the minimal subgroup of GL(2) that contains all possible local image transformations " + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "inline_equation", + "content": "M(x)" + }, + { + "bbox": [ + 130, + 164, + 479, + 247 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "spans": [ + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "type": "text", + "content": "Given a feature extractor " + }, + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "type": "text", + "content": ", it is of interest how the extracted features change when the image is warped by " + }, + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "type": "inline_equation", + "content": "W_{\\phi}" + }, + { + "bbox": [ + 131, + 248, + 479, + 273 + ], + "type": "text", + "content": ". For example, we could have" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 260, + 278, + 480, + 291 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 260, + 278, + 480, + 291 + ], + "spans": [ + { + "bbox": [ + 260, + 278, + 480, + 291 + ], + "type": "interline_equation", + "content": "f \\left(W _ {\\phi} [ I ]\\right) = W _ {\\phi} [ f (I) ], \\tag {3}", + "image_path": "ce235baf4aad530d9703e460a08ae37e3e02f9625f4e7a795a047615bb010591.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "content": "so that the same feature is extracted regardless of whether " + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "content": " is warped or not. Introducing the notation " + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "inline_equation", + "content": "F_{\\phi}" + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "content": " for the feature map " + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "inline_equation", + "content": "f(W_{\\phi}[I])" + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "content": " extracted from an image warped by " + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "content": ", we can evaluate (3) at " + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "inline_equation", + "content": "\\phi(x)" + }, + { + "bbox": [ + 130, + 297, + 479, + 334 + ], + "type": "text", + "content": " to get the form" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 269, + 339, + 480, + 352 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 269, + 339, + 480, + 352 + ], + "spans": [ + { + "bbox": [ + 269, + 339, + 480, + 352 + ], + "type": "interline_equation", + "content": "F _ {\\phi} (\\phi (x)) = F (x). \\tag {4}", + "image_path": "25ec022a5a10c04cec636f9ae54048e5cdd78371a745aab79d9bb32b1eb4c19c.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": "So the feature at position " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "\\phi(x)" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "F_{\\phi}" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": " is the same as the feature at position " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": ". When we have a collection of " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": "'s forming a group structure, " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": " satisfying (3) is said to be equivariant. This is however the least interesting form of equivariance where " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": " has to extract the exact same feature for a given image content, regardless of how the image is warped by " + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 357, + 480, + 501 + ], + "type": "text", + "content": ". For example, a roto-translation-equivariant keypoint descriptor would describe all rotations of a corner patch with the same description according to (3). For this reason, descriptors satisfying (3) for the group of rotations and translations are sometimes also called invariant [10]. In [9] it was found that this leads to non-discriminative descriptions on upright images, and the solution was to allow more general transformations of the features using steerers. Steerers are group representations, a concept from abstract algebra which we introduce next." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "spans": [ + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "content": "Definition 1 (Group representation). Given a group " + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "content": " and a vector space " + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "content": ", a group representation of " + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "content": " on " + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "content": " is a map " + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "inline_equation", + "content": "\\rho: G \\to \\mathrm{GL}(V)" + }, + { + "bbox": [ + 131, + 506, + 479, + 530 + ], + "type": "text", + "content": " such that" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 219, + 536, + 480, + 549 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 536, + 480, + 549 + ], + "spans": [ + { + "bbox": [ + 219, + 536, + 480, + 549 + ], + "type": "interline_equation", + "content": "\\rho \\left(g _ {2} g _ {1}\\right) = \\rho \\left(g _ {2}\\right) \\rho \\left(g _ {1}\\right) \\quad f o r a l l g _ {1}, g _ {2} \\in G. \\tag {5}", + "image_path": "16bb52771eadadabaf0aff046583d0c28a87de03a5147bb7692ded4f137cece0.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "spans": [ + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "\\operatorname{GL}(V)" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " is the general linear group of " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": ", i.e., the group of all invertible linear maps " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "V \\to V" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " with composition as group operation. For instance, we write " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "\\operatorname{GL}(\\mathbb{R}^n) = \\operatorname{GL}(n)" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " for the group of invertible " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "n \\times n" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " matrices. A group representation of " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " on " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^n" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " is a map from " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " to invertible " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "n \\times n" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " matrices such that the group operation in " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": " corresponds to matrix multiplication in " + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "inline_equation", + "content": "\\operatorname{GL}(n)" + }, + { + "bbox": [ + 130, + 554, + 479, + 626 + ], + "type": "text", + "content": ". Equipped with this formalism, we can now define steers." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 631, + 479, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 631, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 631, + 479, + 665 + ], + "type": "text", + "content": "3 In practice, image warps corresponding to camera motions are piecewise continuous and piecewise differentiable. The discontinuities stem from motion boundaries, which we will ignore in the theoretical part of this paper." + } + ] + } + ], + "index": 13 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": "Definition 2 (Steerer). Let a set " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\Phi" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " of image transformations and the corresponding group " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "G < \\mathrm{GL}(2)" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " of local affine transformations " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "M(x)" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " be given. For a feature extractor " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " mapping images " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "I: \\mathbb{R}^2 \\to \\mathbb{R}^3" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " to feature maps " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "F: \\mathbb{R}^2 \\to \\mathbb{R}^c" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": ", a steerer is a group representation " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " on " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^c" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " such that " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " becomes equivariant w.r.t. " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "W_{\\phi}" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 132, + 116, + 482, + 177 + ], + "type": "text", + "content": ", i.e.," + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 238, + 186, + 480, + 200 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 186, + 480, + 200 + ], + "spans": [ + { + "bbox": [ + 238, + 186, + 480, + 200 + ], + "type": "interline_equation", + "content": "f \\left(W _ {\\phi} [ I ]\\right) = \\rho \\left(W _ {\\phi} [ M ]\\right) W _ {\\phi} [ f (I) ]. \\tag {6}", + "image_path": "2b35831a8dc96f8a775df040da81b2dbfd026296110f9717fd8dcb9413eb5ff7.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "spans": [ + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "text", + "content": "Using the notation " + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "inline_equation", + "content": "F_{\\phi}" + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "text", + "content": " for the feature map " + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "inline_equation", + "content": "f(W_{\\phi}[I])" + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "text", + "content": " extracted from an image warped by " + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "text", + "content": ", we can evaluate (6) at coordinate " + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "inline_equation", + "content": "\\phi(x)" + }, + { + "bbox": [ + 132, + 209, + 481, + 233 + ], + "type": "text", + "content": " as" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 250, + 244, + 480, + 258 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 250, + 244, + 480, + 258 + ], + "spans": [ + { + "bbox": [ + 250, + 244, + 480, + 258 + ], + "type": "interline_equation", + "content": "F _ {\\phi} (\\phi (x)) = \\rho (M (x)) F (x). \\tag {7}", + "image_path": "d48d71da24b34a56dcd52b613058a2a84518f1d15347bcd4963d5d2a9c8ed995.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "spans": [ + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": "In words, the feature " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "F_{\\phi}(\\phi(x))" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": " describing the warped image at " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "\\phi(x)" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": ", is equal to the feature describing the original image at " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": ", i.e. " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "F(x)" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": ", up to multiplication by the steerable " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "\\rho(M(x))" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": ". The steerable compensates for the local image transformation " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "M(x)" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": " from coordinate " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "\\phi(x)" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": ". We call " + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 132, + 266, + 481, + 326 + ], + "type": "text", + "content": " a steerable even if (6) only holds approximately, as this will be the case in practice." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": "The reader should contrast (3) and (4) with (6) and (7). The more general (6) and (7) allow features to change when the image content is warped, but they must change in a predictable manner, specifically they must change by the linear map " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\rho(M)" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": ", i.e., the steerer. Our definition of steerers generalizes the one in [9], from " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " only containing roto-translations, to arbitrary differentiable image transformations. Utilizing steerers, Bokman et al. [9] successfully trained rotation equivariant keypoint descriptors that match or surpass the performance of non-equivariant keypoint descriptors on upright images, while also facilitating rotation invariant matching. We will only be concerned with the case " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "G = \\mathrm{GL}(2)" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " in this paper. Specifically, having access to a steerer means that one can compute what the features " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "f(W_{\\phi}[I])" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " for a warped image according to any transformation " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " would be, given only the features " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "f(I)" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " from the original image. This enables test time augmentation in feature space, i.e., computing features for multiple warps " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "W_{\\phi}" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " while only running the feature extractor " + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 326, + 482, + 495 + ], + "type": "text", + "content": " once." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 514, + 202, + 528 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 202, + 528 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 202, + 528 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 540, + 481, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 540, + 481, + 601 + ], + "spans": [ + { + "bbox": [ + 132, + 540, + 481, + 601 + ], + "type": "text", + "content": "We outline the relevant mathematical theory for GL(2)-steerers in Section 3.1, followed by an delineation from rotation steers in Section 3.2 and an explanation of their integration with the keypoint descriptor neural network in Section 3.3. Subsequent sections, from Section 3.4 to Section 3.6, detail the comprehensive training steps for the entire pipeline." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 620, + 320, + 633 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 620, + 320, + 633 + ], + "spans": [ + { + "bbox": [ + 132, + 620, + 320, + 633 + ], + "type": "text", + "content": "3.1 Representation theory of " + }, + { + "bbox": [ + 132, + 620, + 320, + 633 + ], + "type": "inline_equation", + "content": "\\mathbf{GL}(2)" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 640, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 640, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 640, + 481, + 665 + ], + "type": "text", + "content": "In this paper, keypoint descriptions will be vectors in " + }, + { + "bbox": [ + 132, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^{256}" + }, + { + "bbox": [ + 132, + 640, + 481, + 665 + ], + "type": "text", + "content": ", which we will call description space. The aim of this section is to explain how we can build a steerer" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "content": " (Definition 2) for " + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "content": " on description space. From now we will write elements of " + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "content": " as matrices" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 235, + 150, + 481, + 177 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 150, + 481, + 177 + ], + "spans": [ + { + "bbox": [ + 235, + 150, + 481, + 177 + ], + "type": "interline_equation", + "content": "M = \\left( \\begin{array}{c} \\alpha \\\\ \\gamma \\end{array} \\beta \\right), \\quad \\text {s . t .} \\alpha \\delta - \\beta \\gamma \\neq 0. \\tag {8}", + "image_path": "0973ad6f979e192106e64c991ce315cfc63077269a65c6f1b26333c7d1e63c6e.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "spans": [ + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "text", + "content": "Understanding what representations " + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "inline_equation", + "content": "\\operatorname{GL}(2)" + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "text", + "content": " can look like is a well studied problem in mathematical representation theory, presented for instance in [63, Chapter 4]. We refer to [63] for details and will here limit ourselves to explaining the way of constructing representations " + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 131, + 185, + 479, + 233 + ], + "type": "text", + "content": " that we will use in the experiments." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "spans": [ + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "type": "text", + "content": "Example 1 (Trivial representation). The simplest form of " + }, + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "type": "text", + "content": " is the constant map " + }, + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "type": "inline_equation", + "content": "\\rho(M) = 1" + }, + { + "bbox": [ + 131, + 243, + 479, + 268 + ], + "type": "text", + "content": ", which trivially satisfies (5) and is a one-dimensional representation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 277, + 479, + 301 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 277, + 479, + 301 + ], + "spans": [ + { + "bbox": [ + 131, + 277, + 479, + 301 + ], + "type": "text", + "content": "Example 2 (Determinant representation). Slightly more involved, we can construct representations using the determinant of " + }, + { + "bbox": [ + 131, + 277, + 479, + 301 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 277, + 479, + 301 + ], + "type": "text", + "content": ". For instance," + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 212, + 312, + 481, + 326 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 312, + 481, + 326 + ], + "spans": [ + { + "bbox": [ + 212, + 312, + 481, + 326 + ], + "type": "interline_equation", + "content": "\\rho (M) = \\det (M) ^ {n} \\quad \\text {a n d} \\quad \\rho (M) = | \\det (M) | ^ {\\xi} \\tag {9}", + "image_path": "a76fba35e348be275c06f4f9af148ec235bc7f063d152a0d501d07bdb5d41b72.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 335, + 333, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 335, + 333, + 346 + ], + "spans": [ + { + "bbox": [ + 131, + 335, + 333, + 346 + ], + "type": "text", + "content": "satisfy (5) for any choice of " + }, + { + "bbox": [ + 131, + 335, + 333, + 346 + ], + "type": "inline_equation", + "content": "n\\in \\mathbb{N}" + }, + { + "bbox": [ + 131, + 335, + 333, + 346 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 335, + 333, + 346 + ], + "type": "inline_equation", + "content": "\\xi \\in \\mathbb{R}" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "spans": [ + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "text", + "content": "Example 3 (Standard representation). A straightforward way to construct a representation of " + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "text", + "content": " on " + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^2" + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "text", + "content": " is to take the matrix itself: " + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "inline_equation", + "content": "\\rho(M) = M" + }, + { + "bbox": [ + 131, + 357, + 479, + 380 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": "The easiest way to construct representations of larger dimensions is to stack smaller representations into block-diagonals. We denote by " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "X \\oplus Y" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": " the block diagonal matrix with blocks " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "X" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "Y" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": ". So, for instance, " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\rho(M) = \\bigoplus_{i=1}^{128} M" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": " is a representation on " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^{256}" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": ". It is also easy to see that any change of basis of a representation defines a new representation: " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\tilde{\\rho}(M) = Q^{-1} \\rho(M)Q" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": " is some invertible matrix. In our experiments we want to use a broad range of representations, and the idea will be to build them out of so-called irreducible representations, irreps" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "^4" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": ". Given a set of irreps " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\rho_i" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": " we will form larger representations on description space by " + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\rho(M) = Q^{-1} (\\bigoplus_{i=1}^{n} \\rho_i(M))Q" + }, + { + "bbox": [ + 130, + 391, + 482, + 498 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 498, + 479, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 498, + 479, + 522 + ], + "spans": [ + { + "bbox": [ + 131, + 498, + 479, + 522 + ], + "type": "text", + "content": "To find irreps of " + }, + { + "bbox": [ + 131, + 498, + 479, + 522 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 131, + 498, + 479, + 522 + ], + "type": "text", + "content": ", one can look at vector spaces of homogeneous polynomials in two variables. The following example demonstrates the general principle." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "text", + "content": "Example 4 (Homogeneous quadratics). Consider the vector space " + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "text", + "content": " of homogeneous quadratic polynomials in two variables " + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "inline_equation", + "content": "x, y" + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "text", + "content": ". It has a basis consisting of the monomials " + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "inline_equation", + "content": "y^2, 2xy, x^2" + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "text", + "content": " and so any " + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "inline_equation", + "content": "q \\in \\mathcal{H}_2" + }, + { + "bbox": [ + 131, + 543, + 482, + 579 + ], + "type": "text", + "content": " can be written" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 241, + 589, + 481, + 602 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 589, + 481, + 602 + ], + "spans": [ + { + "bbox": [ + 241, + 589, + 481, + 602 + ], + "type": "interline_equation", + "content": "q (x, y) = a _ {0} y ^ {2} + a _ {1} 2 x y + a _ {2} x ^ {2} \\tag {10}", + "image_path": "644d2ac606958084dcd0c7a01927da971d270d56d4e03fdbaa38eefa83ce1a69.jpg" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 448, + 103 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "text", + "content": "4 An irrep on " + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "text", + "content": " is a representation that does not leave any proper subspace " + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "inline_equation", + "content": "W \\subset V" + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "text", + "content": " invariant. Irreps can be thought of as fundamental building blocks of representations as many general representations can be decomposed into irreps. However, for GL(2), not all representations can be built out of its irreps. The standard counterexample is " + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\rho(M) = \\begin{pmatrix} 1 & \\log |\\det M| \\\\ 0 & 1 \\end{pmatrix}" + }, + { + "bbox": [ + 133, + 609, + 482, + 667 + ], + "type": "text", + "content": " [63, Example 4.11]." + } + ] + } + ], + "index": 14 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": "with some coefficients " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "a_0, a_1, a_2 \\in \\mathbb{R}" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": ". The reader will note that " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": " is isomorphic to " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^3" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": ", since polynomials " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "q" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": " are in bijection with triples " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "(a_0, a_1, a_2)" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": ". The reason to think about these triples as polynomials is that we can in a natural way find a representation of " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": " on " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": ". We define the representation " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\rho_2" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": " on " + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathcal{H}_2" + }, + { + "bbox": [ + 132, + 116, + 479, + 163 + ], + "type": "text", + "content": " by" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 244, + 175, + 480, + 186 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 175, + 480, + 186 + ], + "spans": [ + { + "bbox": [ + 244, + 175, + 480, + 186 + ], + "type": "interline_equation", + "content": "\\left(\\rho_ {2} (M) q\\right) (x, y) = q \\left((x, y) M\\right), \\tag {11}", + "image_path": "48ac6df0b0f2f0686bacbb63bb1437e6c9bf42c43a24ed90cbeb6d932cc85efe.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "spans": [ + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "inline_equation", + "content": "(x,y)M" + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "text", + "content": " denotes multiplying the row-vector " + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "inline_equation", + "content": "(x,y)" + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "text", + "content": " by the matrix " + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 195, + 479, + 219 + ], + "type": "text", + "content": ". This satisfies (5) as" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 145, + 230, + 480, + 256 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 145, + 230, + 480, + 256 + ], + "spans": [ + { + "bbox": [ + 145, + 230, + 480, + 256 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\left(\\rho_ {2} \\left(M _ {2} M _ {1}\\right) q\\right) (x, y) = q \\left(\\left(x, y\\right) \\left(M _ {2} M _ {1}\\right)\\right) = q \\left(\\left(\\left(x, y\\right) M _ {2}\\right) M _ {1}\\right) \\tag {13} \\\\ = (\\rho_ {2} (M _ {1}) q) ((x, y) M _ {2}) = (\\rho_ {2} (M _ {2}) (\\rho_ {2} (M _ {1}) q)) (x, y). \\\\ \\end{array}", + "image_path": "13f373fb0e35b33eced4eac30b85a958cf3277b5fd403054f6cf9a37e8aade2d.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "spans": [ + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "text", + "content": "We can rewrite " + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "inline_equation", + "content": "\\rho_{2}" + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "text", + "content": " as a representation on " + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^3" + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "text", + "content": " by considering how the coefficients of " + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "inline_equation", + "content": "q" + }, + { + "bbox": [ + 131, + 266, + 479, + 290 + ], + "type": "text", + "content": " change under (11):" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 141, + 300, + 480, + 370 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 300, + 480, + 370 + ], + "spans": [ + { + "bbox": [ + 141, + 300, + 480, + 370 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} (\\rho_ {2} (M) q) (x, y) = q ((x, y) M) = q (\\alpha x + \\gamma y, \\beta x + \\delta y) \\\\ = a _ {0} (\\beta x + \\delta y) ^ {2} + a _ {1} 2 (\\alpha x + \\gamma y) (\\beta x + \\delta y) + a _ {2} (\\alpha x + \\gamma y) ^ {2} \\\\ = \\left(\\left( \\begin{array}{c c c} \\delta^ {2} & 2 \\gamma \\delta & \\gamma^ {2} \\\\ \\beta \\delta & \\alpha \\delta + \\beta \\gamma & \\alpha \\gamma \\\\ \\beta^ {2} & 2 \\alpha \\beta & \\alpha^ {2} \\end{array} \\right) \\left( \\begin{array}{l} a _ {0} \\\\ a _ {1} \\\\ a _ {2} \\end{array} \\right)\\right) \\cdot \\left( \\begin{array}{l} y ^ {2} \\\\ 2 x y \\\\ x ^ {2} \\end{array} \\right). \\tag {13} \\\\ \\end{array}", + "image_path": "bd40420bfb7c6a1dcf9ee34be7650649ee779af400a56a4fb8611c6632772abf.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "spans": [ + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "text", + "content": "So we have found the action of " + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "inline_equation", + "content": "\\rho_{2}" + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "text", + "content": " on the polynomial coefficients " + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "inline_equation", + "content": "(a_0,a_1,a_2)^T\\in" + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^3" + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "text", + "content": " and can by slight abuse of notation write " + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "inline_equation", + "content": "\\rho_{2}(M)" + }, + { + "bbox": [ + 131, + 379, + 479, + 403 + ], + "type": "text", + "content": " on matrix form as" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 243, + 413, + 480, + 450 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 243, + 413, + 480, + 450 + ], + "spans": [ + { + "bbox": [ + 243, + 413, + 480, + 450 + ], + "type": "interline_equation", + "content": "\\rho_ {2} (M) = \\left( \\begin{array}{c c c} \\delta^ {2} & 2 \\gamma \\delta & \\gamma^ {2} \\\\ \\beta \\delta & \\alpha \\delta + \\beta \\gamma & \\alpha \\gamma \\\\ \\beta^ {2} & 2 \\alpha \\beta & \\alpha^ {2} \\end{array} \\right). \\tag {14}", + "image_path": "5e7a142d75fa99953e35e54d7c7b807af9b57b38c5e3cb932e644256a23c322a.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 458, + 479, + 494 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 458, + 479, + 494 + ], + "spans": [ + { + "bbox": [ + 131, + 458, + 479, + 494 + ], + "type": "text", + "content": "Constructing higher dimensional irreps can be done by following the recipe outlined in Example 4. The " + }, + { + "bbox": [ + 131, + 458, + 479, + 494 + ], + "type": "inline_equation", + "content": "(n + 1)" + }, + { + "bbox": [ + 131, + 458, + 479, + 494 + ], + "type": "text", + "content": "-dimensional vector space of homogeneous polynomials of degree " + }, + { + "bbox": [ + 131, + 458, + 479, + 494 + ], + "type": "inline_equation", + "content": "n" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 240, + 502, + 480, + 529 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 240, + 502, + 480, + 529 + ], + "spans": [ + { + "bbox": [ + 240, + 502, + 480, + 529 + ], + "type": "interline_equation", + "content": "\\mathcal {H} _ {n} = \\operatorname {s p a n} \\left\\{\\binom {n} {k} x ^ {k} y ^ {n - k} \\right\\} _ {k = 0} ^ {n} \\tag {15}", + "image_path": "741090ddb40c60a5b9f1366db527f3ae0198fb371097fd5273787c5f8a81051b.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "spans": [ + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": "has an associated representation " + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "inline_equation", + "content": "\\rho_{n}" + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "inline_equation", + "content": "\\operatorname{GL}(2)" + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": " defined by (11). " + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "inline_equation", + "content": "\\rho_{n}(M)" + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": " can be written on matrix form similar to (14), where each entry of the matrix is a homogeneous degree " + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": " polynomial in " + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "inline_equation", + "content": "\\alpha, \\beta, \\gamma, \\delta" + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": ". A formula for " + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "inline_equation", + "content": "\\rho_{n}(M)" + }, + { + "bbox": [ + 131, + 537, + 479, + 585 + ], + "type": "text", + "content": " is given by [63, (2.6)]." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 586, + 479, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 586, + 479, + 609 + ], + "spans": [ + { + "bbox": [ + 131, + 586, + 479, + 609 + ], + "type": "text", + "content": "More general representations can be obtained by multiplying with determinant based representations and we define" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 239, + 619, + 480, + 632 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 239, + 619, + 480, + 632 + ], + "spans": [ + { + "bbox": [ + 239, + 619, + 480, + 632 + ], + "type": "interline_equation", + "content": "\\rho_ {n, \\xi} (M) = | \\det (M) | ^ {\\xi - \\frac {n}{2}} \\rho_ {n} (M). \\tag {16}", + "image_path": "a605959c44b6bd2c203d0f3b314cfd2c9e7e4d080f8825644718d110b734a602.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": "where the power " + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "inline_equation", + "content": "-\\frac{n}{2}" + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": " is introduced to normalize the determinant of " + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "inline_equation", + "content": "\\rho_{n,0}" + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "inline_equation", + "content": "\\pm 1" + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": ". These " + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "inline_equation", + "content": "\\rho_{n,\\xi}" + }, + { + "bbox": [ + 131, + 641, + 479, + 666 + ], + "type": "text", + "content": " are irreps and form the basic building blocks of our steering. The" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 101 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 142, + 118, + 471, + 277 + ], + "blocks": [ + { + "bbox": [ + 142, + 118, + 471, + 277 + ], + "lines": [ + { + "bbox": [ + 142, + 118, + 471, + 277 + ], + "spans": [ + { + "bbox": [ + 142, + 118, + 471, + 277 + ], + "type": "image", + "image_path": "f59e142eb1329d64114c91817a06b768c1b204407236b0855635c9e10a550a90.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "lines": [ + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "spans": [ + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": "Fig. 3: Illustration of the data generation pipeline. Given two views " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": " of a scene, we compute the image warp from one to the other and use it to both find corresponding keypoints and annotate the keypoints in " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": " with affine transformations " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": " that locally approximate the image warp from " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": ". In the illustration above, we show two views obtained as homographies of a single image, as used in the pretraining step described in Section 3.5, but it is also possible to obtain the two views, e.g., by taking two photos of the same location as is the case when we train on MegaDepth (Section 3.4). The red circles in " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": " are warped to the ellipses in " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": ", and we illustrate the obtained affine map " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": " for one keypoint pair on the right hand side of the figure. In practice we use DeDoDe keypoints but here we illustrate with a regular grid in " + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 131, + 289, + 482, + 400 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 424, + 347, + 435 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 424, + 347, + 435 + ], + "spans": [ + { + "bbox": [ + 131, + 424, + 347, + 435 + ], + "type": "text", + "content": "steerers we use in the experiments are formed as" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 231, + 445, + 481, + 483 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 445, + 481, + 483 + ], + "spans": [ + { + "bbox": [ + 231, + 445, + 481, + 483 + ], + "type": "interline_equation", + "content": "\\rho (M) = Q ^ {- 1} \\left(\\bigoplus_ {j} \\rho_ {n _ {j}, \\xi_ {j}} (M)\\right) Q, \\tag {17}", + "image_path": "ebc048e074c9ea7610059bcdcee78429c960ec0cac11ba49e66102d6d7e572a5.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "spans": [ + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "inline_equation", + "content": "Q \\in \\mathbb{R}^{256 \\times 256}" + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": " is a learnt change of basis matrix initialized to identity, " + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "inline_equation", + "content": "\\xi_{j}" + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": " are learnt determinant scalings and " + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "inline_equation", + "content": "n_j \\in \\{0,1,2,3,4\\}" + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": " are chosen to get an equal distribution of dimensions of the different orders " + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "inline_equation", + "content": "0, \\ldots, 4" + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": ". The cutoff at 4 is motivated by the fact that it covers rotation frequencies up to 4 when a rotation " + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": " is fed into " + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 131, + 492, + 482, + 554 + ], + "type": "text", + "content": ", and higher frequencies were not useful in prior work [9, 24]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 572, + 323, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 572, + 323, + 585 + ], + "spans": [ + { + "bbox": [ + 131, + 572, + 323, + 585 + ], + "type": "text", + "content": "3.2 Comparison to rotation steerers" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "If we input a rotation matrix " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " into (17), we obtain a steerer like those considered in [9]. In that case, " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\operatorname{det}(R) = 1" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " so the determinant scaling does not affect the steerer. The main novelty in this work is that we can now steer the much larger class of local transformations " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". (17) specifies a structured way for the descriptor to respond to affine transformations, where the determinant scaling captures how much the descriptor varies with the scale of the transform " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 326, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 326, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 326, + 128 + ], + "type": "text", + "content": "3.3 Max similarity matcher revisited" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": "Given two descriptions " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "d_1, d_2 \\in \\mathbb{R}^{256}" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": ", we want to be able to say how close they are to each other in order to determine correspondences between keypoints in different images. The similarity measure used in [9, 22] is the cosine similarity. This similarity is however unsuited for affinely steered descriptions, as the steerer (17) can change the norm of a description. We therefore use Euclidean norm instead and measure the similarity of " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "d_1" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "d_2" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": " by " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "-\\|d_1 - d_2\\|" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": ". In practice, given two images " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": ", we find " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": " keypoints in each image, describe them with descriptions and measure all pairwise similarities " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "S \\in \\mathbb{R}^{K \\times K}" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": ". We get matches from the pairwise similarity matrix " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": " by taking mutual nearest neighbours and putting a minimum threshold on the dual softmax score of " + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 132, + 482, + 251 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "spans": [ + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "type": "text", + "content": "The similarity of descriptions can be more robustly computed when a steerer is available. In [9], several methods were suggested, one of which is the max similarity method. The similarity between " + }, + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "type": "inline_equation", + "content": "d_{1}" + }, + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "type": "inline_equation", + "content": "d_{2}" + }, + { + "bbox": [ + 131, + 252, + 482, + 288 + ], + "type": "text", + "content": " is then" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 257, + 293, + 481, + 310 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 257, + 293, + 481, + 310 + ], + "spans": [ + { + "bbox": [ + 257, + 293, + 481, + 310 + ], + "type": "interline_equation", + "content": "\\max _ {M \\in \\mathcal {M}} - \\| \\rho (M) d _ {1} - d _ {2} \\|, \\tag {18}", + "image_path": "e8d0a0652732bdf21643ee183eb4228cbffc86deecc9158b3913dca9ef489c6f.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "spans": [ + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "text", + "content": " is a set of transformations that can be selected to balance robustness over a range of transformations with inference speed and discriminability. We propose to learn " + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "text", + "content": " by backpropagating through (18) during finetuning (Section 3.6), although this limits us to a small set " + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 131, + 314, + 482, + 362 + ], + "type": "text", + "content": " for computational reasons." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 376, + 416, + 388 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 376, + 416, + 388 + ], + "spans": [ + { + "bbox": [ + 131, + 376, + 416, + 388 + ], + "type": "text", + "content": "3.4 Training the descriptor and steerer on MegaDepth" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "spans": [ + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": "We follow [9] and train the descriptor network " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " and steerer " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "\\rho" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " (17) jointly. We train on MegaDepth [45] similar to [9, 22], but in contrast to them use heavy affine augmentations of the images. Given an image pair " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A, B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": ", we detect " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " DeDoDe keypoints [22] " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "x_{A,i}" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "i = 1, \\ldots, K" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": "), resp. " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "x_{B,j}" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "j = 1, \\ldots, K" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": ") per image, and obtain descriptions " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "d_{A,i}" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": ", resp. " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "d_{B,j}" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " by evaluating the extracted feature maps " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "f(A), f(B)" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " at the keypoint locations. Ground truth matches between keypoints in the two images are obtained as in [22]: by using the known image depths and relative pose we warp the keypoints from " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " and from " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " and take matches as all mutual closest neighbours with distances below 0.5% of the image width. For the ground truth matches, we also compute local affine maps " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "M_i" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " by warping a small octagon of points around each keypoint in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " and taking the least squares estimated affine map from the eight points in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " to the eight points in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": ". The local affine maps " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "M_i" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " are used to steer the descriptions in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " during training in order to align them with the ones in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": ". We also estimate a global affine " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " by taking the least squares estimate of all ground truth matches. This " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " is used to steer all descriptions in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " which do not have a match in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": ". In summary, during training, the similarity between a description " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "d_{A,i}" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " and one " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "d_{B,j}" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 391, + 482, + 608 + ], + "type": "text", + "content": " is" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 246, + 612, + 481, + 625 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 246, + 612, + 481, + 625 + ], + "spans": [ + { + "bbox": [ + 246, + 612, + 481, + 625 + ], + "type": "interline_equation", + "content": "S _ {i j} = - \\| \\rho (M _ {i}) d _ {A, i} - d _ {B, j} \\|. \\tag {19}", + "image_path": "4d84fac6fec4b437c6a4549996ede76b0d17893b81edb241139c1fc33aa9f678.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "We form the similarity matrix " + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "inline_equation", + "content": "S \\in \\mathbb{R}^{K \\times K}" + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": " by considering all pairs of descriptions in " + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": " and compute the loss as in [22] by taking the negative dual log-softmax of " + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": " and taking the mean over the ground truth matches." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 307, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 307, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 307, + 129 + ], + "type": "text", + "content": "3.5 Pretraining on homographies" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 482, + 220 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 482, + 220 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 482, + 220 + ], + "type": "text", + "content": "Training or pretraining descriptors and matchers on homographies is a common strategy [18, 29, 46, 71]. The idea is to take a single image and match it with a homography warped (and photometrically augmented) version of itself. Homography pretraining is a good fit for affine steering, since a homography applied to an image induces an affine transform between each point in the original image and the corresponding point in the warped image. We visualize the data generation pipeline in Figure 3." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 221, + 481, + 258 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 221, + 481, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 221, + 481, + 258 + ], + "type": "text", + "content": "We find that pretraining on homographies is not very helpful for affine steurers trained by augmentations of MegaDepth. However, pretraining on homographies gives a good starting point for the fine-tuning approach explained next." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 275, + 313, + 289 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 275, + 313, + 289 + ], + "spans": [ + { + "bbox": [ + 132, + 275, + 313, + 289 + ], + "type": "text", + "content": "3.6 Fine-tuning on upright images" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": "We propose a way to fine-tune a descriptor and steerer jointly to obtain descriptions tailored for upright images. We train through the max similarity score (18), where we use a set of only three affine transformations " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\mathcal{M} = \\{I, M_1, M_2\\}" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": ", letting " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M_1, M_2" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " be learnable \"prototypes\". The aim is that the learnable " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M_1, M_2" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " will contain affine transformations such that the net does not have to become invariant under " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M_1, M_2" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " while still enabling matching that is invariant under " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M_1, M_2" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " through (18). Note that in contrast to the earlier described training approaches with the loss computed from (19) we do not enforce a connection between " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M_1, M_2" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " and affine warps of the image at this stage. Hence there are no guarantees that steering by an " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M \\in \\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " will correspond to warping the input image by " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " any longer. For instance, steering by " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " could correspond to warping the input image by " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\tilde{MM}\\tilde{M}^{-1}" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " for some " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\tilde{M}" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": ", which would mean that the steerer that actually corresponds to warping by " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\tilde{\\rho}(M) = \\rho(\\tilde{M})^{-1}\\rho(M)\\rho(\\tilde{M})" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": ". Even more generally, the steerer could learn to incorporate other image transformations than affine warps into the learnt prototypes " + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "inline_equation", + "content": "M_1, M_2" + }, + { + "bbox": [ + 130, + 297, + 482, + 489 + ], + "type": "text", + "content": ". We show numerically how well the steerer works for affine warps after fine-tuning in Section 4.1." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 507, + 230, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 507, + 230, + 521 + ], + "spans": [ + { + "bbox": [ + 132, + 507, + 230, + 521 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "type": "text", + "content": "Experiment details and ablations can be found in the appendix. We follow [22] and consider two descriptor networks, a " + }, + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "type": "text", + "content": "-model with a VGG-19 backbone [74] and a larger " + }, + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 533, + 481, + 582 + ], + "type": "text", + "content": "-model with a DINOv2 ViT backbone [19, 65]. In the appendix we also present an experiment with the smaller XFeat descriptor [67]." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "text", + "content": "For both " + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "text", + "content": "- and " + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "text", + "content": "-networks, we have two versions. One version is optimized for upright images by pretraining on homographies (Section 3.5) and fine-tuning on upright MegaDepth pairs (Section 3.6). These models are called AffSteer-B and AffSteer-G. During inference, we use the set of three affine transformations " + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 582, + 481, + 641 + ], + "type": "text", + "content": " learnt during training for the max similarity matching method (18)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": "The second version is trained on Megadepth pairs that are affinely augmented (Section 3.4). This version is not as good on upright images, but can be steered" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 447, + 103 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 157, + 306, + 324 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 291, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 291, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 291, + 148 + ], + "type": "text", + "content": "Table 1: Megadepth-1500. Relative pose estimation, measured in AUC (higher is better)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 157, + 306, + 324 + ], + "lines": [ + { + "bbox": [ + 132, + 157, + 306, + 324 + ], + "spans": [ + { + "bbox": [ + 132, + 157, + 306, + 324 + ], + "type": "table", + "html": "
Method ↓AUC →@5°@10°@20°
SuperPoint [18] CVPRW'1831.746.860.1
DISK [84] NeurIPS'2036.752.965.9
ALIKED [91] IEEE-TIM'2341.958.471.7
SiLK [29] ICCV'2339.955.166.9
DeDoDe-B [22] 3DV'2449.465.577.7
Steerers-B-C4-Perm [9]516779
AffEqui-B46.162.474.8
AffSteer-B52.768.981.0
DeDoDe-G [22] 3DV'2452.869.782.0
Steerers-G-C4-Perm [9]526981
AffEqui-G50.667.280.1
AffSteer-G53.770.082.1
", + "image_path": "72f26d0bdc4ee5ec6a08d88100d156363e41d6479ba1284be7f49af1f0b315ab.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 323, + 185, + 481, + 297 + ], + "blocks": [ + { + "bbox": [ + 321, + 141, + 482, + 175 + ], + "lines": [ + { + "bbox": [ + 321, + 141, + 482, + 175 + ], + "spans": [ + { + "bbox": [ + 321, + 141, + 482, + 175 + ], + "type": "text", + "content": "Table 2: WxBS [58]. Fundamental matrix estimation, measured in mAA at 10px (higher is better)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 323, + 185, + 481, + 297 + ], + "lines": [ + { + "bbox": [ + 323, + 185, + 481, + 297 + ], + "spans": [ + { + "bbox": [ + 323, + 185, + 481, + 297 + ], + "type": "table", + "html": "
Method ↓mAA@ → 10px
DISK [84] NeurIPS'2035.5
DeDoDe-B [22] 3DV'2445.9 ± 1.2
Steerers-B-C4-Perm [9]51.0 ± 1.5
AffSteer-B50.0 ± 1.4
DeDoDe-G [22] 3DV'2457.7 ± 1.1
Steerers-G-C4-Perm [9]57.0 ± 1.4
AffSteer-G57.3 ± 1.2
", + "image_path": "fb6110db5cf9a71956cdbcd28d1deea8dc7b30852ee2ac02cf2ad77d7a1b8b7a.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 346, + 481, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 481, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 481, + 380 + ], + "type": "text", + "content": "with affine warps and is more equivariant. These models are called AffEqui-B and AffEqui-G. We compare the equivariance and steering capabilities of the versions in Section 4.1." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 382, + 482, + 489 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 382, + 482, + 489 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 482, + 489 + ], + "type": "text", + "content": "We evaluate on several common benchmarks for upright image matching. Here we consistently set new state-of-the-art results for detector-descriptor based methods. Dense methods such as the SotA [23] are heavier and take two images jointly as input, allowing them to compute features in each image conditioned on the other image. Descriptor based methods cannot do this and so we don't compare to dense methods here. Generally, we divide the tables into three sections of first works not based on DeDoDe [22], then methods with the same network architecture as DeDoDe-B and finally methods with the same network architecture as DeDoDe-G." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 500, + 482, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 500, + 482, + 561 + ], + "spans": [ + { + "bbox": [ + 130, + 500, + 482, + 561 + ], + "type": "text", + "content": "MegaDepth-1500 relative pose. We follow LoFTR [76] and evaluate on a held out part of MegaDepth. This is a standard benchmark for matching upright images. We present results in Table 1, where we see consistent improvements for the upright optimized AffSteer-models, while the AffEqui-models perform competitively with previous approaches." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 570, + 482, + 619 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 570, + 482, + 619 + ], + "spans": [ + { + "bbox": [ + 131, + 570, + 482, + 619 + ], + "type": "text", + "content": "WxBS Fundamental matrix estimation. Results for the WxBS benchmark [58] and are shown in Table 4. Here we find that the results fluctuate a lot due to RANSAC and dual-soft-max thresholds. We report results with the best found thresholds for each method and mean and standard deviation over 10 evaluations." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "content": "Image Matching Challenge 2022. Results for the Image Matching Challenge 2022 [36] are presented in Table 3. Remarkably, we obtain a large improvement for " + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "content": "-size variants, even outperforming all " + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "content": "-size variants with AffSteer-B. As" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 157, + 483, + 291 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 274, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 274, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 274, + 148 + ], + "type": "text", + "content": "Table 3: IMC2022 [36]. Relative pose on the hidden test set, measured in mAA (higher is better)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 287, + 114, + 464, + 148 + ], + "lines": [ + { + "bbox": [ + 287, + 114, + 464, + 148 + ], + "spans": [ + { + "bbox": [ + 287, + 114, + 464, + 148 + ], + "type": "text", + "content": "Table 4: HPatches [1] Homography. Corner error, measured in AUC (higher is better)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 157, + 483, + 291 + ], + "lines": [ + { + "bbox": [ + 132, + 157, + 483, + 291 + ], + "spans": [ + { + "bbox": [ + 132, + 157, + 483, + 291 + ], + "type": "table", + "html": "
Method ↓mAA →@10Method ↓AUC@ →3px5px10px
DISK [84] NeurIPS'2064.8DISK [84] NeurIPS'2060.371.481.8
ALIKED [91] IEEE-TIM'2364.9ALIKED [91] IEEE-TIM'2361.673.183.5
SiLK [29] ICCV'2368.5SiLK [29] ICCV'2366--
DeDoDe-B [22] 3DV'2472.9DeDoDe-B [22] 3DV'2468.277.986.4
Steerers-B-C4-Perm [9] CVPR'2473.4Steerers-B-C4-Perm [9] CVPR'2469.578.787.0
AffSteer-B77.3AffSteer-B70.179.187.3
DeDoDe-G [22] 3DV'2475.8DeDoDe-G [22] 3DV'2467.177.386.3
Steerers-G-C4-Perm [9] CVPR'2475.5Steerers-G-C4-Perm [9] CVPR'2466.876.785.9
AffSteer-G76.8AffSteer-G68.278.186.9
", + "image_path": "ab4f589b54fdacfedd77a019879c2ac2075dd36e07c415b6814b5a9fe4aa5b9a.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 146, + 344, + 465, + 412 + ], + "blocks": [ + { + "bbox": [ + 130, + 300, + 482, + 335 + ], + "lines": [ + { + "bbox": [ + 130, + 300, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 482, + 335 + ], + "type": "text", + "content": "Table 5: AIMS [75]. Measured in average precision (higher is better). The subset \"North Up\", contains image pairs with small relative rotation and \"All Others\" contains image pairs with large relative rotations. \"All\" includes all image pairs." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 146, + 344, + 465, + 412 + ], + "lines": [ + { + "bbox": [ + 146, + 344, + 465, + 412 + ], + "spans": [ + { + "bbox": [ + 146, + 344, + 465, + 412 + ], + "type": "table", + "html": "
Matching methodDescriptorNorth UpAll OthersAll
Max similarity 8Steerers-B-SO2-Spread [9]605758
ProcrustesSteerers-B-SO2-Freq1 [9]645960
Max similarity 8AffEqui-B595859
Max similarity 12AffEqui-B615960
", + "image_path": "6d13b8dc794699b7c54517ce0ce27ce4f6ec636a05f906a553ab6f7c1afe3a0f.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 433, + 480, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 433, + 480, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 433, + 480, + 458 + ], + "type": "text", + "content": "the test set is hidden, we unfortunately cannot offer an explanation as to what types of image pairs we are handling better than previous works." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "spans": [ + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "type": "text", + "content": "HPatches Homography Estimation. We evaluate on the HPatches Homography benchmark [1, 76]. We present results in Table 4. Interestingly, " + }, + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "type": "text", + "content": "-size DeDoDe variants do better on homographies than " + }, + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 467, + 481, + 503 + ], + "type": "text", + "content": "-size methods generally." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": "Astronaut Image Matching Challenge (AIMS). To check how well our equivariant models handle rotations, we compare against rotation steers [9] on AIMS [75]. Here we test a max similarity matcher with 8 or 12 rotations and use the AffEqui-B model, since [9] also use a " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": "-model in their evaluation. We show competitive performance even though our method is not specialized for rotations. In particular, we cannot use the Procrustes matcher proposed in [9], but show that we can match its performance by increasing the amount of rotations in the max similarity matcher." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 624, + 338, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 338, + 636 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 338, + 636 + ], + "type": "text", + "content": "4.1 Evaluating the steering capabilities" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "To evaluate how well the steerer works for affine steering, we take a subset of MegaDepth images and investigate how many matches are obtained when" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 117, + 459, + 196 + ], + "blocks": [ + { + "bbox": [ + 140, + 117, + 459, + 196 + ], + "lines": [ + { + "bbox": [ + 140, + 117, + 459, + 196 + ], + "spans": [ + { + "bbox": [ + 140, + 117, + 459, + 196 + ], + "type": "image", + "image_path": "1c66a2a25da96caf806f325cf57c58529db543a3f0acf730cc9646f9851267ed.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 462, + 118, + 472, + 184 + ], + "lines": [ + { + "bbox": [ + 462, + 118, + 472, + 184 + ], + "spans": [ + { + "bbox": [ + 462, + 118, + 472, + 184 + ], + "type": "text", + "content": "eess" + } + ] + } + ], + "index": 3, + "angle": 90, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "lines": [ + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "text", + "content": "Fig. 4: Measuring the affine steering capabilities of the different descriptors. We count correct matches when using the steerer with the ground truth affine map on affinely augmented images. We vary the affine maps by scale. “+ Rot” means that all inplane rotations are included. “Scale " + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "inline_equation", + "content": "2^{*}" + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "text", + "content": "” means that the scale of the affine map " + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "text", + "content": " is maximum 2, but the matrix that is fed to the steerer is " + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "inline_equation", + "content": "M / \\sqrt{\\operatorname{det}M}" + }, + { + "bbox": [ + 130, + 202, + 482, + 258 + ], + "type": "text", + "content": " and so has determinant 1." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 281, + 479, + 305 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 281, + 479, + 305 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 479, + 305 + ], + "type": "text", + "content": "matching with an oracle steerer to a affinely augmented version of each image. In other words, we measure description similarity by" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 258, + 314, + 481, + 328 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 258, + 314, + 481, + 328 + ], + "spans": [ + { + "bbox": [ + 258, + 314, + 481, + 328 + ], + "type": "interline_equation", + "content": "- \\| \\rho (M _ {i}) d _ {A, i} - d _ {B, j} \\|, \\tag {20}", + "image_path": "d104a36ffa8672d324583e0f8231036bf32c1d683eac982a812969b1991ee51c.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "inline_equation", + "content": "M_{i}" + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "text", + "content": " is the correct affine warp. We will measure the number of correct matches across various difficulties of affine warps. If the steerer works well, then we should get similarly many matches in the warped cases as in the case where there is no warp. We show the results in Figure 4. It is clear that the steerer works well for AffEqui as expected. To further confirm this, we evaluate AffEqui on HPatches with an oracle steerer that steers the descriptions with the correct " + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "inline_equation", + "content": "M_{i} \\in \\mathrm{GL}(2)" + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "text", + "content": ". The results are (71.2, 80.8, 89.2) AUC@(3px, 5px, 10px) for AffEqui-B and (70.9, 80.1, 88.7) for AffEqui-G. These numbers are comparable to using the SotA dense matcher RoMa [23], which achieves (71.3, 80.6, 88.5). While the comparison is unfair in the sense that we have access to the correct " + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "inline_equation", + "content": "M_{i}" + }, + { + "bbox": [ + 130, + 335, + 482, + 479 + ], + "type": "text", + "content": ", this still indicates a large potential of affinely equivariant descriptors. We hope that it will be possible in the future to leverage this potential." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "text", + "content": "As seen in Figure 4, for AffSteer-G the steerer still works quite well, but the steering of scale seems to have been destroyed by the fine-tuning, since we get more matches when normalizing the correct affine map " + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "text", + "content": " to unit determinant before feeding it into the steerer. For AffSteer-B the steerer does not work well. A possible explanation is given in Section 3.6, the steerer " + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\rho(M)" + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "text", + "content": " might no longer directly encode an affine image warp by " + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 479, + 482, + 552 + ], + "type": "text", + "content": " but some other transformation." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 569, + 220, + 582 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 569, + 220, + 582 + ], + "spans": [ + { + "bbox": [ + 131, + 569, + 220, + 582 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "We presented a generalization of the steers framework to locally affine transformations. This led to affinely equivariant descriptors " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "AffEqui-B" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "AffEqui-G" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". These produced results below the state-of-the-art, but showed promise for combining with estimation of local affine transforms, which we explored through the use of an oracle method. Then we proposed a fine-tuning method for upright images, producing the state-of-the-art descriptors " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "AffSteer-B" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "AffSteer-G" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 237, + 100 + ], + "type": "text", + "content": "G. Bokman et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": "This work was supported by the Wallenberg Artificial Intelligence, Autonomous Systems and Software Program (WASP), funded by the Knut and Alice Wallenberg Foundation and by the strategic research environment ELLIIT, funded by the Swedish government. The computational resources were provided by the National Academic Infrastructure for Supercomputing in Sweden (NAISS) at C3SE, partially funded by the Swedish Research Council through grant agreement no. 2022-06725, and by the Berzelius resource, provided by the Knut and Alice Wallenberg Foundation at the National Supercomputer Centre." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 255, + 197, + 268 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 255, + 197, + 268 + ], + "spans": [ + { + "bbox": [ + 132, + 255, + 197, + 268 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 280, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 17, + "blocks": [ + { + "bbox": [ + 138, + 280, + 481, + 313 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 280, + 481, + 313 + ], + "spans": [ + { + "bbox": [ + 138, + 280, + 481, + 313 + ], + "type": "text", + "content": "1. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (2023)" + } + ] + } + ], + "index": 4 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 244, + 91, + 447, + 102 + ], + "type": "text", + "content": "Affine steers for structured keypoint description" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "21" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 20 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Agent Attention_ On the Integration of Softmax and Linear Attention/00962ba5-bcb7-4072-a9c8-17a512e595da_content_list.json b/2024/Agent Attention_ On the Integration of Softmax and Linear Attention/00962ba5-bcb7-4072-a9c8-17a512e595da_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..f2100391b296c0552426e578f549d494f7d56f79 --- /dev/null +++ b/2024/Agent Attention_ On the Integration of Softmax and Linear Attention/00962ba5-bcb7-4072-a9c8-17a512e595da_content_list.json @@ -0,0 +1,1962 @@ +[ + { + "type": "text", + "text": "Agent Attention: On the Integration of Softmax and Linear Attention", + "text_level": 1, + "bbox": [ + 228, + 140, + 776, + 184 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Dongchen Han $^{1\\star}$ , Tianzhu Ye $^{1\\star}$ , Yizeng Han $^{1}$ , Zhuofan Xia $^{1}$ , Siyuan Pan $^{2}$ , Pengfei Wan $^{2}$ , Shiji Song $^{1}$ , and Gao Huang $^{1\\star\\star}$", + "bbox": [ + 230, + 210, + 771, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Department of Automation, Tsinghua University $^{2}$ Kuaishou Technology", + "bbox": [ + 328, + 253, + 671, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. The attention module is the key component in Transformers. While the global attention mechanism offers high expressiveness, its excessive computational cost restricts its applicability in various scenarios. In this paper, we propose a novel attention paradigm, Agent Attention, to strike a favorable balance between computational efficiency and representation power. Specifically, the Agent Attention, denoted as a quadruple $(Q,A,K,V)$ , introduces an additional set of agent tokens $A$ into the conventional attention module. The agent tokens first act as the agent for the query tokens $Q$ to aggregate information from $K$ and $V$ , and then broadcast the information back to $Q$ . Given the number of agent tokens can be designed to be much smaller than the number of query tokens, agent attention is significantly more efficient than the widely adopted Softmax attention, while preserving global context modelling capability. Interestingly, we show that the proposed agent attention is equivalent to a generalized form of linear attention. Therefore, agent attention seamlessly integrates the powerful Softmax attention and the highly efficient linear attention. Extensive experiments demonstrate the effectiveness of agent attention with various vision Transformers and across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Notably, agent attention has shown remarkable performance in high-resolution scenarios, owing to its linear attention nature. For instance, when applied to Stable Diffusion, our agent attention accelerates generation and substantially enhances image generation quality without any additional training. Code is available at https://github.com/LeapLabTHU/Agent-Attention.", + "bbox": [ + 261, + 315, + 743, + 661 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Attention mechanism $\\cdot$ Agent attention $\\cdot$ Vision Transformer", + "bbox": [ + 261, + 674, + 743, + 688 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 712, + 375, + 728 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Originating from natural language processing, Transformer models have rapidly gained prominence in the field of computer vision in recent years, achieving significant success in image classification [10, 12, 15, 35], object detection [5, 37], semantic segmentation [6, 43], and multimodal tasks [27, 28, 40].", + "bbox": [ + 212, + 742, + 787, + 805 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contribution.", + "bbox": [ + 215, + 811, + 364, + 824 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "\\*\\* Corresponding Author.", + "bbox": [ + 215, + 825, + 387, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/7728a2a8b1e587a461611cb7ce9f4c32c72b561042e616374873b2858628884b.jpg", + "image_caption": [ + "Fig. 1: An illustration of the motivation of our agent attention. (a) In Softmax attention, each query aggregates information from all features, incurring quadratic complexity. (b) Leveraging the redundancy between attention weights, agent attention uses a small number of agent tokens to act as the \"agent\" for queries, capturing diverse semantic information from all features, and then presenting it to each query. The attention weights are derived from DeiT-T and Agent-DeiT-T." + ], + "image_footnote": [], + "bbox": [ + 276, + 143, + 421, + 277 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/52b57a3e634d908afce6c9059ee78fffa2ae49df10afa097472a4de4181c5b6c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 444, + 143, + 647, + 277 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/8fd56686b4ad48bb551be7b6b4b8188bc06016b90ee5b32016b4fb76d186a0dc.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 663, + 167, + 730, + 276 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Nevertheless, incorporating Transformers and self-attention into the visual domain presents formidable challenges. Modern Transformer models commonly employ Softmax attention [36], which computes the similarity between each query-key pair, resulting in quadratic computation complexity with respect to the number of tokens. As a result, directly applying Softmax attention with global receptive fields to the visual tasks can lead to unmanageable computational demands. To tackle this issue, existing works [13, 14, 16, 24, 37, 41, 50] attempt to reduce computation complexity by designing efficient attention patterns. As two representatives, Swin Transformer [24] reduces the receptive field and confines self-attention calculations to local windows. PVT [37] employs a sparse attention pattern to alleviate the computational burden by reducing the number of keys and values. Despite their effectiveness, these methods inevitably compromise the capability to model long-range relationships, and are still inferior to global self-attention mechanism.", + "bbox": [ + 212, + 412, + 787, + 625 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, in contrast to restricting receptive field or introducing sparsity, we propose a novel quadruplet attention paradigm $(Q,A,K,V)$ , dubbed Agent Attention, which exploits redundancy between attention weights to achieve both high model expressiveness and low computation complexity. As shown in Fig. 1, in Softmax attention, each query aggregates information from all features, incurring quadratic complexity. In fact, many queries, such as those denoting sky in Fig. 1a, require similar information. Therefore, our motivation is to eliminate the direct contact between each query and key, and instead use a small number of agent tokens $A$ to act as the \"agent\" for queries, capturing diverse semantic information from all features, and then presenting it to each query. As illustrated in Fig. 1b and Fig. 2c, the resulting agent attention is composed of two conventional Softmax attention operations. The first Softmax attention treats agent tokens $A$ as queries to aggregate agent features $V_{A}$ from all values $V$ , and the second utilizes agent tokens $A$ as keys, broadcasting the global information", + "bbox": [ + 212, + 628, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 126 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/cc40abc3851886d1bfade4db9d93ed5347f445543478f6281a33aa3009a015a1.jpg", + "image_caption": [ + "(a) Softmax Attention $\\mathcal{O}(N^2 d)$" + ], + "image_footnote": [], + "bbox": [ + 228, + 156, + 367, + 276 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/c7a55fc2e2c3a452964df118141b423db0b432285e7b56514f9532bbc1799e57.jpg", + "image_caption": [ + "(b) Linear Attention $\\mathcal{O}(Nd^2)$" + ], + "image_footnote": [], + "bbox": [ + 383, + 157, + 519, + 276 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/7a95072bf61d0810552dc04e578b46dd59d4dd65e269350ec7e5695ef4980d7a.jpg", + "image_caption": [ + "(c) Agent Attention $\\mathcal{O}(Nnd)$", + "Fig. 2: Difference between Softmax attention, Linear attention and Agent attention. (a) Softmax attention computes the similarities between all query-key pairs, resulting in quadratic complexity. (b) Linear attention applies mapping function $\\phi(\\cdot)$ to $Q$ and $K$ respectively to change the computation order, reducing complexity but suffering from insufficient expressive capability. (c) Our Agent attention employs a small group of agent tokens to aggregate and broadcast global information, leading to an elegant integration of Softmax and linear attention and naturally enjoying the advantages of both high expressiveness and low computation complexity." + ], + "image_footnote": [], + "bbox": [ + 531, + 143, + 777, + 284 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "from agent features $V_{A}$ to each query and forming the final output. Intuitively, the newly introduced tokens $A$ serve as \"agent\" for the query tokens $Q$ , as they directly collect information from $K$ and $V$ , and then deliver the result to $Q$ .", + "bbox": [ + 212, + 450, + 782, + 494 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Due to the intrinsic redundancy in global self-attention, the number of agent tokens can be designed to be much smaller than the number of query tokens. This property endows agent attention with high efficiency, reducing the quadratic complexity of Softmax attention to linear complexity while preserving global context modelling capability. Interestingly, as illustrated in Fig. 2, the proposed agent attention practically forms an elegant integration of Softmax and linear attention, which explains how it achieves both high efficiency and high expressiveness from a novel perspective.", + "bbox": [ + 212, + 496, + 784, + 616 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We empirically verify the effectiveness of our model across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Our method yields substantial improvements in various tasks, particularly in high-resolution scenarios. Noteworthy, our agent attention can be directly plugged into pre-trained large diffusion models, and without any additional training, it not only accelerates the generation process, but also notably improves the generation quality.", + "bbox": [ + 212, + 617, + 785, + 723 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 746, + 395, + 762 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Vision Transformer. Since the inception of Vision Transformer [10], self-attention has made notable strides in the realm of computer vision. However, the quadratic complexity of the prevalent Softmax attention [36] poses a challenge in applying self-attention to visual tasks. Previous works proposed various remedies", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "for this computational challenge. PVT [37] introduces sparse global attention, curbing computation cost by reducing the resolution of $K$ and $V$ . Swin Transformer [24] restricts self-attention computations to local windows and employs shifted windows to model the entire image. NAT [16] emulates convolutional operations and calculates attention within the neighborhood of each feature. DAT [41] designs a deformable attention module to achieve a data-dependent attention pattern. BiFormer [50] uses bi-level routing attention to dynamically determine areas of interest for each query. GRL [21] employs a mixture of anchored stripe attention, window attention, and channel attention to achieve efficient image restoration. However, these approaches inherently limit the global receptive field of self-attention or are vulnerable to specifically designed attention patterns, hindering their plug-and-play adaptability for general purposes.", + "bbox": [ + 212, + 146, + 787, + 328 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Linear Attention. In contrast to the idea of restricting receptive fields, linear attention directly addresses the computational challenge by reducing computation complexity. The pioneer work [18] discards the Softmax function and replaces it with a mapping function $\\phi$ applied to $Q$ and $K$ , thereby reducing the computation complexity to $\\mathcal{O}(N)$ . However, such approximations led to substantial performance degradation. To tackle this problem, Efficient Attention [33] applies the Softmax function to both $Q$ and $K$ . SOFT [26] and Nystromformer [44] employ matrix decomposition to further approximate Softmax operation. Castling-ViT [47] uses Softmax attention as an auxiliary training tool and fully employs linear attention during inference. FLatten Transformer [11] proposes focused function and adopts depthwise convolution to preserve feature diversity. While these methods are effective, they continue to struggle with the limited expressive power of linear attention. In the paper, rather than enhancing Softmax or linear attention, we propose agent attention which integrates these two attention types, achieving superior performance in various tasks.", + "bbox": [ + 212, + 329, + 787, + 555 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 584, + 382, + 599 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we first review the general form of self-attention in vision Transformers and briefly analyze the pros and cons of Softmax and linear attention.", + "bbox": [ + 212, + 621, + 785, + 652 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 General Form of Self-Attention", + "text_level": 1, + "bbox": [ + 215, + 679, + 519, + 694 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "With an input of $N$ tokens represented as $x \\in \\mathbb{R}^{N \\times C}$ , self-attention can be formulated as follows in each head:", + "bbox": [ + 212, + 709, + 785, + 741 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nQ = x W _ {Q}, K = x W _ {K}, V = x W _ {V}, O _ {i} = \\sum_ {j = 1} ^ {N} \\frac {\\operatorname {S i m} (Q _ {i} , K _ {j})}{\\sum_ {j = 1} ^ {N} \\operatorname {S i m} (Q _ {i} , K _ {j})} V _ {j}, \\quad (1)\n$$\n", + "text_format": "latex", + "bbox": [ + 261, + 753, + 785, + 795 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $W_{Q / K / V} \\in \\mathbb{R}^{C \\times d}$ are projection matrices, $C$ and $d$ are the channel dimension of module and each head, and $\\operatorname{Sim}(\\cdot, \\cdot)$ denotes the similarity function.", + "bbox": [ + 212, + 808, + 785, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 127 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/8b3c7efa1733ab580d2c6c6bc97799f8fca5e50aa7a5dd157445e8677908bfb2.jpg", + "image_caption": [ + "(a) Agent Attention" + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 415, + 256 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/2fbae2b08b4d503ec98583804f780f5687a346601b72bd73681f54e9493c3df0.jpg", + "image_caption": [ + "(b) Agent Attention Module", + "Fig.3: An illustration of our agent attention and agent attention module. (a) Agent attention uses agent tokens to aggregate global information and distribute it to individual image tokens, resulting in a practical integration of Softmax and linear attention. $\\sigma (\\cdot)$ represents Softmax function. In (b), we depict the information flow of agent attention module. As a showcase, we acquire agent tokens through pooling. Subsequently, agent tokens are utilized to aggregate information from $V$ , and $Q$ queries features from the agent features. In addition, agent bias and DWC are adopted to add positional information and maintain feature diversity." + ], + "image_footnote": [], + "bbox": [ + 418, + 143, + 785, + 256 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Softmax Attention and Linear Attention", + "text_level": 1, + "bbox": [ + 214, + 420, + 594, + 434 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "When using $\\operatorname{Sim}(Q, K) = \\exp(QK^T / \\sqrt{d})$ in Eq. (1), it becomes Softmax attention [36], which has been highly successful in modern vision Transformer designs. However, Softmax attention compels to compute the similarity between all query-key pairs, resulting in $\\mathcal{O}(N^2)$ complexity. Consequently, using Softmax attention with a global receptive field leads to overwhelming computation complexity. To tackle this problem, previous works attempted to reduce the number of tokens $N$ by designing sparse global attention [37, 38] or window attention [9, 24] patterns. While effective, these strategies unavoidably compromise the self-attention's capability for long-range modeling.", + "bbox": [ + 212, + 441, + 787, + 578 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Comparably, linear attention [18] efficiently addresses the computation challenge with a linear complexity of $\\mathcal{O}(N)$ . Specifically, carefully designed mapping functions are applied to $Q$ and $K$ respectively, i.e., $\\operatorname{Sim}(Q, K) = \\phi(Q) \\phi(K)^T$ . This gives us the opportunity to change the computation order from $(\\phi(Q) \\phi(K)^T)V$ to $\\phi(Q) (\\phi(K)^T V)$ based on the associative property of matrix multiplication. As illustrated in Fig. 2, by doing so, the computation complexity with respect to token number is reduced to $\\mathcal{O}(N)$ . However, designing effective mapping function $\\phi(\\cdot)$ proves to be a nontrivial task. Simple functions [33] such as ReLU lead to significant performance drop, whereas more intricate designs [7] or matrix decomposition methods [26, 44] may introduce extra computation overhead. In general, current linear attention approaches are still inferior to Softmax attention, limiting their practical application.", + "bbox": [ + 212, + 579, + 802, + 760 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Agent Transformer", + "text_level": 1, + "bbox": [ + 214, + 780, + 437, + 797 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "As discussed in Sec. 3, Softmax and linear attention suffer from either excessive computation complexity or insufficient model expressiveness. Previous research", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "commonly treated these two attention paradigms as distinct approaches and attempted to either reduce the computation cost of Softmax attention or enhance the performance of linear attention. In this section, we propose a new attention paradigm named Agent Attention, which practically forms an elegant integration of Softmax and linear attention, enjoying benefits from both linear complexity and high expressiveness.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Agent Attention", + "text_level": 1, + "bbox": [ + 215, + 258, + 398, + 273 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To simplify, we abbreviate Softmax and linear attention as:", + "bbox": [ + 215, + 282, + 645, + 299 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nO ^ {\\mathrm {S}} = \\sigma (Q K ^ {T}) V \\triangleq \\mathrm {A t t n} ^ {\\mathrm {S}} (Q, K, V), O ^ {\\phi} = \\phi (Q) \\phi (K) ^ {T} V \\triangleq \\mathrm {A t t n} ^ {\\phi} (Q, K, V), (2)\n$$\n", + "text_format": "latex", + "bbox": [ + 228, + 310, + 785, + 330 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $Q, K, V \\in \\mathbb{R}^{N \\times C}$ denote query, key and value matrices and $\\sigma(\\cdot)$ represents Softmax function. Then our agent attention can be written as:", + "bbox": [ + 212, + 340, + 785, + 371 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nO ^ {\\mathrm {A}} = \\operatorname {A t t n} ^ {\\mathrm {S}} (Q, A, \\underbrace {\\operatorname {A t t n} ^ {\\mathrm {S}} (A , K , V)} _ {\\text {A g e n t A g g r e g a t i o n}}). \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 381, + 785, + 421 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Agent Broadcast", + "bbox": [ + 473, + 426, + 571, + 436 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "It is equivalent to:", + "bbox": [ + 215, + 448, + 352, + 463 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nO ^ {\\mathrm {A}} = \\sigma \\left(Q A ^ {T}\\right) \\sigma \\left(A K ^ {T}\\right) V = \\phi_ {q} (Q) \\phi_ {k} (K) ^ {T} V = \\underbrace {\\operatorname {A t t n} ^ {\\phi_ {\\mathrm {q / k}}} (Q , K , V)} _ {\\text {G e n e r a l i z e d L i n e a r A t t n}}, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 238, + 473, + 785, + 508 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $A\\in \\mathbb{R}^{n\\times C}$ is our newly defined agent tokens.", + "bbox": [ + 215, + 520, + 588, + 535 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As shown in Eq. (3) and Fig. 3a, our agent attention consists of two Softmax attention operations, namely agent aggregation and agent broadcast. Specifically, we initially treat agent tokens $A$ as queries and perform attention calculations between $A$ , $K$ , and $V$ to aggregate agent features $V_{A}$ from all values. Subsequently, we utilize $A$ as keys and $V_{A}$ as values in the second attention calculation with the query matrix $Q$ , broadcasting the global information from agent features to every query token and obtaining the final output $O$ . In this way, we avoid the computation of pairwise similarities between $Q$ and $K$ while preserving information exchange between each query-key pair through agent tokens.", + "bbox": [ + 212, + 536, + 787, + 671 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The newly defined agent tokens $A$ essentially serve as the agent for $Q$ , aggregating global information from $K$ and $V$ , and subsequently broadcasting it back to $Q$ . Practically, we set the number of agent tokens $n$ as a small hyperparameter, achieving a linear complexity of $\\mathcal{O}(Nnd)$ relative to the number of input features $N$ while maintaining global context modeling capability. Interestingly, as shown in Eq. (4) and Fig. 3a, we practically integrate the powerful Softmax attention and efficient linear attention, establishing a generalized linear attention paradigm by employing two Softmax attention operations, with the equivalent mapping function defined as $\\phi_q(Q) = \\sigma(QA^T)$ , $\\phi_k(K) = (\\sigma(AK^T))^T$ .", + "bbox": [ + 212, + 672, + 787, + 810 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In practice, agent tokens can be acquired through different methods, such as simply setting as a set of learnable parameters or extracting from input features", + "bbox": [ + 212, + 810, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "through pooling or convolution. It is worth noticing that more advanced techniques like deformed points [41] or token merging [1] can also be used to obtain agent tokens. In the default setting, we employ the simple pooling strategy to obtain agent tokens, which already works surprisingly well.", + "bbox": [ + 212, + 146, + 787, + 208 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 Agent Attention Module", + "text_level": 1, + "bbox": [ + 215, + 229, + 468, + 244 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Agent attention inherits the merits of both Softmax and linear attention. In practical use, we further make two improvements to maximize its potential.", + "bbox": [ + 212, + 255, + 782, + 285 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Agent Bias. In order to better utilize positional information, we present a carefully designed Agent Bias for our agent attention. Specifically, inspired by RPB [32], we introduce agent bias within the attention calculation, i.e.,", + "bbox": [ + 212, + 286, + 784, + 333 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nO ^ {\\mathrm {A}} = \\sigma \\left(Q A ^ {T} + B _ {2}\\right) \\sigma \\left(A K ^ {T} + B _ {1}\\right) V, \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 375, + 345, + 785, + 362 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $B_{1} \\in \\mathbb{R}^{n \\times N}, B_{2} \\in \\mathbb{R}^{N \\times n}$ are our agent biases. For parameter efficiency, we construct each agent bias using three bias components rather than directly setting $B_{1}, B_{2}$ as learnable parameters (see Appendix). Agent bias augments the vanilla agent attention with spatial information, helping different agent tokens to focus on diverse regions. As shown in Tab. 6, significant improvements can be observed upon the introduction of our agent bias terms.", + "bbox": [ + 212, + 375, + 787, + 465 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Diversity Restoration Module. Although agent attention benefits from both low computation cost and high expressiveness, as generalized linear attention, it also suffers from insufficient feature diversity [11]. As a remedy, we follow [11] and adopt a depthwise convolution (DWC) module to preserve feature diversity.", + "bbox": [ + 212, + 465, + 787, + 527 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Agent Attention Module. Building upon these designs, we propose a novel attention module named Agent Attention Module. As illustrated in Fig. 3(b), our module is composed of three parts, namely pure agent attention, agent bias and the DWC module. Our module can be formulated as:", + "bbox": [ + 212, + 527, + 785, + 585 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nO = \\sigma \\left(Q A ^ {T} + B _ {2}\\right) \\sigma \\left(A K ^ {T} + B _ {1}\\right) V + \\operatorname {D W C} (V), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 334, + 601, + 785, + 619 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $Q, K, V \\in \\mathbb{R}^{N \\times C}$ , $A \\in \\mathbb{R}^{n \\times C}$ , $B_1 \\in \\mathbb{R}^{n \\times N}$ and $B_2 \\in \\mathbb{R}^{N \\times n}$ . In the default setting, agent tokens $A$ is obtained through pooling, i.e., $A = \\mathrm{Pooling}(Q)$ . The overall module complexity is expressed as:", + "bbox": [ + 212, + 630, + 787, + 678 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\Omega = \\underbrace {4 N C ^ {2}} _ {\\text {P r o j}} + \\underbrace {N C} _ {\\text {G e t A g e n t s}} + \\underbrace {2 n N C + 2 N n C} _ {\\text {A g e n t A t t e n t i o n}} + \\underbrace {k ^ {2} N C} _ {\\text {D W C}}, \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 689, + 785, + 722 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $N, n$ are the number of input features and agent tokens, and $k = 3$ is the kernel size of DWC. Notably, our model exhibits linear complexity for $N$ .", + "bbox": [ + 212, + 733, + 784, + 763 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Combining the merits of Softmax and linear attention, our module offers the following advantages:", + "bbox": [ + 212, + 763, + 784, + 794 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "(1) Efficient computation and high expressive capability. Previous work usually viewed Softmax attention and linear attention as two different attention paradigms, aiming to address their respective limitations. As a seamless", + "bbox": [ + 212, + 794, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/95c9e1861fb267f8feda7029eb7990e64979a2f33e22daf680f93976a6f733d9.jpg", + "table_caption": [ + "Table 1: ImageNet-1K classification results. The default input resolution is $224^2$ , except $\\uparrow^{384}$ denotes results on $384^2$ resolution. Check the Appendix for full results." + ], + "table_footnote": [], + "table_body": "
Method#ParamsFLOPsTop-1 Acc.
DeiT-T [35]5.7M1.2G72.2
Agent-DeiT-T6.0M1.2G74.9 (+2.7)
DeiT-S22.1M4.6G79.8
Agent-DeiT-S22.7M4.4G80.5 (+0.7)
PVT-T [37]13.2M1.9G75.1
Agent-PVT-T11.6M2.0G78.4 (+3.3)
PVT-S24.5M3.8G79.8
Agent-PVT-S20.6M4.0G82.2 (+2.4)
PVT-L61.4M9.8G81.7
Agent-PVT-L48.7M10.4G83.7 (+2.0)
", + "bbox": [ + 225, + 184, + 488, + 320 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/119ae8e802b42b0325a136bb5437616c21929b290356275df9b1dc1758e442f6.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Method#ParamsFLOPsTop-1 Acc.
Swin-T [24]29M4.5G81.3
Agent-Swin-T29M4.5G82.6 (+1.3)
Swin-S50M8.7G83.0
Agent-Swin-S50M8.7G83.7 (+0.7)
Swin-B88M15.4G83.5
Agent-Swin-B88M15.4G84.0 (+0.5)
CSwin-B [9]78M15.0G84.2
Agent-CSwin-B73M14.9G84.7 (+0.5)
CSwin-B\\( ^{384} \\)78M47.0G85.4
Agent-CSwin-B\\( ^{384} \\)73M46.3G85.8 (+0.4)
", + "bbox": [ + 500, + 184, + 784, + 319 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/499231e10bb6007db677e4288dfe86ad3853f00f5d57e27bad51f44f487e5090.jpg", + "image_caption": [ + "Fig. 4: Comparison with SOTA models [20,25,29,35,38,39,45,46,48] on ImageNet-1K." + ], + "image_footnote": [], + "bbox": [ + 217, + 330, + 406, + 435 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/0d205de849631fbe72ac93e87feab8207f76df47c1086c417d39181f7ec3a865.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 406, + 330, + 594, + 435 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/d872e0abe4aaf06850e5275f6696bbae2912ef4f56395384dae556ef7f92c336.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 594, + 330, + 782, + 436 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "integration of these two attention forms, our agent attention naturally inherits the merits of the two, enjoying both low computation complexity and high model expression ability at the same time.", + "bbox": [ + 212, + 489, + 785, + 532 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "(2) Large receptive field. Our module can adopt a large receptive field while maintaining the same amount of computation. Modern vision Transformer models typically resort to sparse attention [37, 38] or window attention [9, 24] to mitigate the computation burden of Softmax attention. Benefited from linear complexity, our model can enjoy the advantages of a large, even global receptive field while maintaining the same computation.", + "bbox": [ + 212, + 534, + 787, + 625 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Implementation", + "text_level": 1, + "bbox": [ + 215, + 645, + 393, + 660 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our agent attention module can serve as a plug-in module and can be easily adopted on a variety of modern vision Transformer architectures. As a showcase, we empirically apply our method to four advanced and representative Transformer models including DeiT [35], PVT [37], Swin [24] and CSwin [9]. We also apply agent attention to Stable Diffusion [30] to accelerate image generation. Detailed model architectures are shown in Appendix.", + "bbox": [ + 212, + 667, + 787, + 760 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 780, + 375, + 797 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To verify the effectiveness of our method, we conduct experiments on ImageNet-1K classification [8], ADE20K semantic segmentation [49], and COCO object", + "bbox": [ + 215, + 809, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/55ebc11fce51589cb15d3041a3041398875a68512cfbc4cd03b7bde03198458e.jpg", + "table_caption": [ + "Table 2: Results on COCO dataset. The FLOPs are computed over backbone, FPN and detection head with an input resolution of $1280 \\times 800$ . See full results in Appendix." + ], + "table_footnote": [], + "table_body": "
(a) Mask R-CNN Object Detection
MethodFLOPsSch.\\( AP^b \\)\\( AP_{50}^b \\)\\( AP_{75}^b \\)\\( AP^m \\)\\( AP_{50}^m \\)\\( AP_{75}^m \\)(b) Cascade Mask R-CNN Object Detection
MethodFLOPsSch.\\( AP^b \\)\\( AP_{50}^b \\)\\( AP_{75}^b \\)
PVT-T240G1x36.759.239.335.156.737.3Swin-T745G1x48.167.1
Agent-PVT-T230G1x41.464.145.238.761.341.6Agent-Swin-T755G1x49.268.6
PVT-M392G1x42.064.445.639.061.642.1Swin-T745G3x50.469.2
Agent-PVT-M400G1x45.967.850.442.065.045.4Agent-Swin-T755G3x51.470.2
PVT-L494G1x42.965.046.639.561.942.5Swin-S837G3x51.970.7
Agent-PVT-L510G1x46.969.251.442.866.246.2Agent-Swin-S843G3x52.671.3
Swin-S358G1x45.767.950.441.164.944.2Swin-B981G3x51.970.5
Agent-Swin-S364G1x47.269.652.342.766.645.8Agent-Swin-B990G3x52.671.1
", + "bbox": [ + 225, + 185, + 782, + 292 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/6700360acf9e3a8c768a50313e575b5c80ea3f5547e91d73427d69558f417bea.jpg", + "image_caption": [ + "(a) i5 CPU" + ], + "image_footnote": [], + "bbox": [ + 217, + 309, + 406, + 414 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/af2c0cb6aed3bb7402779e9f54dcd5b8276861f47a89133b31735bc49809c776.jpg", + "image_caption": [ + "(b) RTX3090 GPU", + "Fig. 5: Accuracy-Runtime curve on ImageNet. Runtime is tested with resolution $224^2$ ." + ], + "image_footnote": [], + "bbox": [ + 406, + 309, + 594, + 414 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/be22af84ed2680327b3de9f3e816aeebd6e5ece4456c26f3480e58dbecf4c957.jpg", + "image_caption": [ + "(c) A100 GPU" + ], + "image_footnote": [], + "bbox": [ + 594, + 309, + 782, + 414 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "detection [23]. Additionally, we integrate agent attention into the state-of-the-art generation model, Stable Diffusion [30]. Furthermore, we construct high-resolution models with large receptive fields to maximize the benefits of agent attention. In addition, sufficient ablation experiments are conducted to show the effectiveness of each design.", + "bbox": [ + 212, + 484, + 784, + 560 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.1 ImageNet-1K Classification", + "text_level": 1, + "bbox": [ + 215, + 584, + 486, + 599 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ImageNet [8] comprises 1000 classes, with 1.2 million training images and 50,000 validation images. We implement our module on four representative vision Transformers and compare the top-1 accuracy on the validation split with state-of-the-art models. See Appendix for training settings.", + "bbox": [ + 212, + 612, + 784, + 672 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Results. As depicted in Tab. 1, substituting Softmax attention with agent attention in various models results in significant performance improvements. For instance, Agent-PVT-S surpasses PVT-L while using just $30\\%$ of the parameters and $40\\%$ of the FLOPs. Additionally, we provide a comprehensive comparison with various state-of-the-art methods in Fig. 4. Our models clearly achieve a better trade-off between computation cost and model performance. These results unequivocally prove that our approach has robust advantages and is adaptable to diverse architectures.", + "bbox": [ + 212, + 672, + 785, + 792 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Inference Time. We further conduct real speed measurements by deploying the models on various devices. As Fig. 5 illustrates, our models attain inference speeds 1.7 to 2.1 times faster on the CPU while simultaneously improving per", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/9bc4ac922378b0c68ae181bb30fe3fc4ec3ee7d9f48f9fcec9d948eb282cb134.jpg", + "table_caption": [ + "Table 3: Results of semantic segmentation on ADE20K. The FLOPs are computed over encoders and decoders with an input image at the resolution of $512 \\times 2048$ ." + ], + "table_footnote": [], + "table_body": "
SemanticFPN Semantic SegmentationUperNet Semantic Segmentation
BackboneMethodFLOPs#ParamsmIoUmAccBackboneMethodFLOPs#ParamsmIoUmAcc
PVT-TS-FPN158G17M36.5746.72Swin-TUperNet945G60M44.5155.61
Agent-PVT-TS-FPN147G15M40.1851.76Agent-Swin-TUperNet954G61M46.6858.53
PVT-SS-FPN225G28M41.9553.02Swin-SUperNet1038G81M47.6458.78
Agent-PVT-SS-FPN211G24M44.1856.17Agent-Swin-SUperNet1043G81M48.0859.78
PVT-LS-FPN420G65M43.4954.62Swin-BUperNet1188G121M48.1359.13
Agent-PVT-LS-FPN434G52M46.5258.50Agent-Swin-BUperNet1196G121M48.7360.01
", + "bbox": [ + 225, + 183, + 784, + 286 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "performance. On RTX3090 GPU and A100 GPU, our models also achieve 1.4x to 1.7x faster inference speeds.", + "bbox": [ + 212, + 316, + 782, + 347 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.2 Object Detection", + "text_level": 1, + "bbox": [ + 215, + 369, + 405, + 386 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "COCO [23] object detection and instance segmentation dataset has 118K training and 5K validation images. We apply our model to RetinaNet [22], Mask R-CNN [17] and Cascade Mask R-CNN [4] frameworks to evaluate the performance of our method. A series of experiments are conducted utilizing both 1x and 3x schedules with different detection heads. As depicted in Tab. 2, our model exhibits consistent enhancements across all configurations. Agent-PVT outperforms PVT models with an increase in box AP ranging from $+3.9$ to $+4.7$ , while Agent-Swin surpasses Swin models by up to $+1.5$ box AP. These substantial improvements can be attributed to the large receptive field brought by our design, proving the effectiveness of agent attention in high-resolution scenarios.", + "bbox": [ + 212, + 393, + 787, + 547 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.3 Semantic Segmentation", + "text_level": 1, + "bbox": [ + 215, + 569, + 455, + 585 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ADE20K [49] is a well-established benchmark for semantic segmentation which encompasses 20K training images and 2K validation images. We apply our model to two exemplary segmentation models, namely SemanticFPN [19] and UperNet [42]. The results are presented in Tab. 3. Remarkably, our Agent-PVT-T and Agent-Swin-T achieve $+3.61$ and $+2.17$ higher mIoU than their counterparts. The results show that our model is compatible with various segmentation backbones and consistently achieves improvements.", + "bbox": [ + 212, + 594, + 787, + 702 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.4 Agent Attention for Stable Diffusion", + "text_level": 1, + "bbox": [ + 215, + 723, + 563, + 739 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The advent of diffusion models makes it possible to generate high-resolution and high-quality images. However, current diffusion models mainly use the original Softmax attention with a global receptive field, resulting in huge computation cost and slow generation speed. In the light of this, we apply our agent attention to Stable Diffusion [30], hoping to improve the generation speed of the model. Surprisingly, after simple adjustments, the Stable Diffusion model using agent", + "bbox": [ + 212, + 750, + 787, + 842 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 127 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/915c5306f114e215b3105b85ef667a28ef3d5f8a4471515d6c935a09f7cd6457.jpg", + "image_caption": [ + "(a) Quantitative results" + ], + "image_footnote": [], + "bbox": [ + 230, + 143, + 455, + 281 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/0757d03eff151a4bd1430a12e0e34d8b34a7eb590f4e92b8c6e60ea3d22141a9.jpg", + "image_caption": [ + "(b) Samples", + "Fig. 6: (a) Quantitative Results of Stable Diffusion (SD), ToMeSD and our AgentSD. For ToMeSD, we take the merging ratios $\\{0.1, 0.2, 0.3, 0.4, 0.5\\}$ to construct five different models. Furthermore, we apply agent attention to each ToMeSD model to obtain the corresponding AgentSD model. (b) Samples generated by SD, ToMeSD ( $r = 40\\%$ ) and AgentSD ( $r = 40\\%$ ). The prompt is \"A high quality photograph of a $\\{\\mathrm{cls}\\}$ \"." + ], + "image_footnote": [], + "bbox": [ + 478, + 143, + 738, + 282 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "attention, dubbed AgentSD, shows a significant improvement in generation speed and produces even better image quality without any extra training.", + "bbox": [ + 212, + 411, + 784, + 441 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Applying agent attention to Stable Diffusion. We practically apply agent attention to ToMeSD model [3]. ToMeSD reduces the number of tokens before attention calculation in Stable Diffusion, enhancing generation speed. Nonetheless, the post-merge token count remains considerable, resulting in continued complexity and latency. Hence, we replace the Softmax attention employed in ToMeSD model with our agent attention to further enhance speed. We experimentally find that when producing agent tokens through token merging [1], our agent attention can be directly applied to Stable Diffusion and ToMeSD model without any extra training. However, we are unable to apply the agent bias and DWC in this way. As a remedy, we make two simple adjustments to the agent attention, which are described in detail in Appendix. In addition, we get a significant boost by applying agent attention during early diffusion generation steps and keeping the later steps unchanged.", + "bbox": [ + 212, + 443, + 787, + 640 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Quantitative Results. We follow [3] and quantitatively compare AgentSD with Stable Diffusion and ToMeSD. As displayed in Fig. 6a, ToMeSD accelerates Stable Diffusion while maintaining similar image quality. AgentSD not only further accelerates ToMeSD but also significantly enhances image generation quality. Specifically, while maintaining superior image generation quality, AgentSD achieves $1.84\\mathrm{x}$ and $1.69\\mathrm{x}$ faster generation speeds compared to Stable Diffusion and ToMeSD, respectively. At an equivalent generation speed, AgentSD produces samples with a 0.9 lower FID score compared to ToMeSD. See the experimental details and full comparison table in Appendix.", + "bbox": [ + 212, + 641, + 787, + 777 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Visualization. We present some visualizations in Fig. 6b. AgentSD noticeably reduces ambiguity and generation errors in comparison to Stable Diffusion and ToMeSD. For instance, in the first column, Stable Diffusion and ToMeSD produce birds with one leg and two tails, while AgentSD's sample does not exhibit", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/29b331f3054bb37135cf20ebfb95dca28ea13781320f214e9636d20bd757cc77.jpg", + "table_caption": [ + "Table 4: Ablation on window size based on Agent-Swin-T." + ], + "table_footnote": [], + "table_body": "
WindowFLOPs#ParamAcc.Diff.
Agent-Swin-T724.5G29M82.0-0.6
1424.5G29M82.2-0.4
2824.5G29M82.4-0.2
5624.5G29M82.6Ours
Swin-T724.5G29M81.3-1.3
", + "bbox": [ + 341, + 172, + 671, + 260 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/63642f457dee5b6fab74c240260049a5624d4dce761e42ba20026860cc3ab927.jpg", + "image_caption": [ + "Fig. 7: (a) Comparison of FLOPs between Swin and our Agent-Swin as window size increases. (b) FLOPs comparison between DeiT and our Agent-DeiT in high-resolution scenarios. (c) Increasing resolution to $\\{256^2, 288^2, 320^2, 352^2, 384^2\\}$ . All these models are finetuned for 30 epochs from the corresponding $224^2$ resolution models." + ], + "image_footnote": [], + "bbox": [ + 217, + 273, + 401, + 378 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/82cd8812c6b1898d2f63a426d8c05f8015ed7235ece3071e9ddf9061cee00f21.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 401, + 273, + 591, + 378 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/aaf047123393733859aeacc6d8477d726ffd6783185ab13052dc445869c88f36.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 591, + 273, + 784, + 378 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "this issue. In the third column, when provided with the prompt \"A high quality photo of a mitten.\", Stable Diffusion and ToMeSD erroneously generate a cat, whereas AgentSD produces the correct image.", + "bbox": [ + 212, + 474, + 784, + 521 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "AgentSD for finetuning. We apply agent attention to SD-based Dreambooth [31] to verify its performance under finetuning. When finetuned, agent attention can be integrated into all diffusion steps, reaching 2.2x acceleration in generation speed compared to the original Dreambooth. Refer to Appendix for details.", + "bbox": [ + 212, + 521, + 785, + 583 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.5 Large Receptive Field and High Resolution", + "text_level": 1, + "bbox": [ + 214, + 604, + 619, + 619 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Large Receptive Field. Modern vision Transformers often confine self-attention calculation to local windows to reduce computation complexity, such as Swin [24]. In Tab. 4, we gradually enlarge the window size of Agent-Swin-T, ranging from $7^2$ to $56^2$ . Clearly, as the receptive field expands, the model's performance consistently improves. This indicates that while the window attention pattern is effective, it inevitably compromises the long-range modeling capability of self-attention and remains inferior to global attention. As shown in Fig. 7a, unlike the quadratic complexity of Softmax attention, the linear complexity of agent attention enables us to benefit from a global receptive field while preserving identical computation complexity.", + "bbox": [ + 212, + 628, + 787, + 779 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "High Resolution. Limited by the quadratic complexity of Softmax attention, current vision Transformer models usually scale up by increasing model depth and width. Building on insights from [34], we discover that enhancing resolution might be a more effective approach for scaling vision Transformers, particularly", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/a3cc9295e567e543fffed7ea89028faec3d297a941a007bb6940b50ca4bb9b7e.jpg", + "table_caption": [ + "Table 5: Scaling up by increasing resolution. All these models are trained from scratch." + ], + "table_footnote": [], + "table_body": "
MethodReso#ParamsFlopsTop-1
DeiT-B [35]224286.6M17.6G81.8
DeiT-S416222.2M18.8G82.9 (+1.1)
Agent-DeiT-B224287.2M17.6G82.0 (+0.2)
Agent-DeiT-S448223.1M17.7G83.1 (+1.3)
", + "bbox": [ + 228, + 170, + 498, + 250 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/d624b2ec8ea41164577cab4d68af0f0b420947748bae1a4294460274c6aed1ab.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodReso#ParamsFlopsTop-1
PVT-L [37]224261.4M9.8G81.7
PVT-M256244.3M8.8G82.2 (+0.5)
Agent-PVT-L224248.7M10.4G83.7 (+2.0)
Agent-PVT-M256236.1M9.2G83.8 (+2.1)
", + "bbox": [ + 513, + 171, + 782, + 250 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/b9b651a153fbff45dec2479337269fa8c2d0ca8fb5f78c6967a4e99a9e484951.jpg", + "table_caption": [ + "Table 6: Ablation on each module of agent attention." + ], + "table_footnote": [], + "table_body": "
FLOPs#ParamAcc.Diff.
Vanilla Linear Attention4.5G29M77.8-4.8
Agent Attention4.5G29M79.0-3.6
+ Agent Bias4.5G29M81.1-1.5
+ DWC4.5G29M82.6Ours
Swin-T w/o PE4.5G29M80.1-2.5
+ RPE4.5G29M81.3-1.3
+ DWC4.5G29M81.6-1.0
", + "bbox": [ + 321, + 291, + 683, + 393 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "those employing agent attention with global receptive fields. As shown in Tab. 5, Agent-DeiT-B achieves a 0.2 accuracy gain compared to DeiT-B, whereas Agent-DeiT-S at $448^{2}$ resolution attains an accuracy of 83.1 with only a quarter of the parameters. We observed analogous trends when scaling the resolution of Agent-PVT-M and Agent-Swin-S (see Appendix). Fig. 7b shows the FLOPs comparison between Agent-DeiT and DeiT, with Agent-DeiT saving $75\\%$ of FLOPs for $1024^{2}$ resolution images. In Fig. 7c, we progressively increase the resolution of Agent-Swin-S, Swin-S, and Swin-B. It is evident that in high-resolution scenarios, our model consistently delivers notably superior outcomes.", + "bbox": [ + 212, + 426, + 787, + 561 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.6 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 585, + 388, + 601 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this section, we ablate the key components in our agent attention module to verify the effectiveness of these designs. We report the results on ImageNet-1K classification based on Agent-Swin-T.", + "bbox": [ + 212, + 612, + 785, + 657 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation on key designs. We substitute Softmax attention in Swin-T with vanilla linear attention, followed by a gradual introduction of agent attention, agent bias, and DWC to create Agent-Swin-T. The results are depicted in Tab. 6. Three key findings emerge: (1) Agent attention boosts accuracy by 1.2, proving its effectiveness. (2) Agent bias serves as an effective position embedding for agent attention, similar to RPE in Swin. (3) DWC is a crucial complement to unlock the capabilities of agent attention. When applying DWC to Swin-T, a modest gain of 0.3 is observed. In contrast, with DWC preserving feature diversity, agent attention delivers a much better result (+1.5).", + "bbox": [ + 212, + 657, + 787, + 792 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation on number of agent tokens. The model's computation complexity can be modulated by varying the number of agent tokens. As shown in Tab. 7, shallower layers of the model have simple semantics, and judiciously decreasing", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/826d15a78dc690e4da69b852be867a8b5f1cb467f9e65fa392a3e5c328732ca5.jpg", + "table_caption": [ + "Table 7: Ablation on the number of agent tokens." + ], + "table_footnote": [], + "table_body": "
#Num of Agent TokensFLOPS#ParamAcc.Diff.
Stage1Stage2Stage3Stage4
494949494.7G29M82.6-0.0
91649494.5G29M82.6Ours
91625494.5G29M82.2-0.4
4949494.5G29M82.4-0.2
Swin-T4.5G29M81.3-1.3
", + "bbox": [ + 308, + 172, + 696, + 260 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/757498496cc58ac98ba089d3e0ba7b1339557d8a02e5fc58c68a1d3e9a60d209.jpg", + "table_caption": [ + "Table 8: Comparison of different linear attention designs on DeiT-Tiny and Swin-Tiny." + ], + "table_footnote": [], + "table_body": "
DeiT-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]1.1G5.7M68.3
Efficient Attn [33]1.1G5.7M70.2
Linear Angular Attn [47]1.1G5.7M70.8
Focused Linear Attn [11]1.1G6.1M74.1
Ours1.2G6.0M74.9
", + "bbox": [ + 228, + 305, + 498, + 401 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/d41d16491870fc824e2df9c6d630494c93b0d425625a79c39fcc1be636c69570.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Swin-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]4.5G29M80.7
Efficient Attn [33]4.5G29M81.0
Linear Angular Attn [47]4.5G29M79.4
Focused Linear Attn [11]4.5G29M82.1
Ours4.5G29M82.6
", + "bbox": [ + 513, + 305, + 782, + 401 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "the number of agent tokens in these layers does not adversely affect performance. In contrast, deeper layers have rich semantics, and reducing agent tokens in these layers leads to performance degradation. Hence, our design principle is using fewer agent tokens in the model's shallow layers to reduce computation complexity and more agent tokens in the deep layers to better represent rich semantics. This aligns with the stripe width design principle in CSwin [9].", + "bbox": [ + 212, + 431, + 787, + 522 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Comparison with Other Linear Attention. We conduct a comparison of our agent attention with other linear attention methods using DeiT-T and Swin-T. As depicted in Tab. 8, substituting the Softmax attention employed by DeiT-T and Swin-T with various linear attention methods usually results in notable performance degradation. Remarkably, our models outperform all other methods as well as the Softmax baseline.", + "bbox": [ + 212, + 523, + 787, + 613 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 636, + 359, + 652 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper presents a new attention paradigm dubbed Agent Attention, which is applicable across a variety of vision Transformer models. As an elegant integration of Softmax and linear attention, agent attention enjoys both high expressive power and low computation complexity. Extensive experiments on image classification, semantic segmentation, and object detection unequivocally confirm the effectiveness of our approach, particularly in high-resolution scenarios. When integrated with Stable Diffusion, agent attention accelerates image generation and substantially enhances image quality without any extra training. Due to its linear complexity with respect to the number of tokens and its strong representation power, agent attention may pave the way for challenging tasks with super long token sequences, such as video modelling and multi-modal foundation models.", + "bbox": [ + 212, + 667, + 787, + 835 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Han et al.", + "bbox": [ + 271, + 114, + 339, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement", + "text_level": 1, + "bbox": [ + 217, + 143, + 393, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported in part by the National Key R&D Program of China under Grant 2021ZD0140407, the National Natural Science Foundation of China under Grants 42327901 and 62321005.", + "bbox": [ + 215, + 176, + 787, + 222 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 247, + 323, + 263 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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In: CVPR (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 465 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Agent Attention", + "bbox": [ + 620, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Agent Attention_ On the Integration of Softmax and Linear Attention/00962ba5-bcb7-4072-a9c8-17a512e595da_model.json b/2024/Agent Attention_ On the Integration of Softmax and Linear Attention/00962ba5-bcb7-4072-a9c8-17a512e595da_model.json new file mode 100644 index 0000000000000000000000000000000000000000..ae3c42520d166ca2b59130f499aaeca84940e4b7 --- /dev/null +++ b/2024/Agent Attention_ On the Integration of Softmax and Linear Attention/00962ba5-bcb7-4072-a9c8-17a512e595da_model.json @@ -0,0 +1,2632 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.229, + 0.141, + 0.777, + 0.185 + ], + "angle": 0, + "content": "Agent Attention: On the Integration of Softmax and Linear Attention" + }, + { + "type": "text", + "bbox": [ + 0.232, + 0.212, + 0.772, + 0.245 + ], + "angle": 0, + "content": "Dongchen Han\\(^{1\\star}\\), Tianzhu Ye\\(^{1\\star}\\), Yizeng Han\\(^{1}\\), Zhuofan Xia\\(^{1}\\), Siyuan Pan\\(^{2}\\), Pengfei Wan\\(^{2}\\), Shiji Song\\(^{1}\\), and Gao Huang\\(^{1\\star\\star}\\)" + }, + { + "type": "text", + "bbox": [ + 0.33, + 0.255, + 0.672, + 0.283 + ], + "angle": 0, + "content": "\\(^{1}\\) Department of Automation, Tsinghua University \\(^{2}\\) Kuaishou Technology" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.316, + 0.744, + 0.662 + ], + "angle": 0, + "content": "Abstract. The attention module is the key component in Transformers. While the global attention mechanism offers high expressiveness, its excessive computational cost restricts its applicability in various scenarios. In this paper, we propose a novel attention paradigm, Agent Attention, to strike a favorable balance between computational efficiency and representation power. Specifically, the Agent Attention, denoted as a quadruple \\((Q,A,K,V)\\), introduces an additional set of agent tokens \\(A\\) into the conventional attention module. The agent tokens first act as the agent for the query tokens \\(Q\\) to aggregate information from \\(K\\) and \\(V\\), and then broadcast the information back to \\(Q\\). Given the number of agent tokens can be designed to be much smaller than the number of query tokens, agent attention is significantly more efficient than the widely adopted Softmax attention, while preserving global context modelling capability. Interestingly, we show that the proposed agent attention is equivalent to a generalized form of linear attention. Therefore, agent attention seamlessly integrates the powerful Softmax attention and the highly efficient linear attention. Extensive experiments demonstrate the effectiveness of agent attention with various vision Transformers and across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Notably, agent attention has shown remarkable performance in high-resolution scenarios, owing to its linear attention nature. For instance, when applied to Stable Diffusion, our agent attention accelerates generation and substantially enhances image generation quality without any additional training. Code is available at https://github.com/LeapLabTHU/Agent-Attention." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.675, + 0.744, + 0.689 + ], + "angle": 0, + "content": "Keywords: Attention mechanism \\(\\cdot\\) Agent attention \\(\\cdot\\) Vision Transformer" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.713, + 0.377, + 0.729 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.743, + 0.788, + 0.806 + ], + "angle": 0, + "content": "Originating from natural language processing, Transformer models have rapidly gained prominence in the field of computer vision in recent years, achieving significant success in image classification [10, 12, 15, 35], object detection [5, 37], semantic segmentation [6, 43], and multimodal tasks [27, 28, 40]." + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.812, + 0.365, + 0.825 + ], + "angle": 0, + "content": "* Equal contribution." + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.826, + 0.388, + 0.84 + ], + "angle": 0, + "content": "\\*\\* Corresponding Author." + }, + { + "type": "list", + "bbox": [ + 0.216, + 0.812, + 0.388, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.341, + 0.127 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "image", + "bbox": [ + 0.277, + 0.145, + 0.422, + 0.278 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.446, + 0.145, + 0.648, + 0.278 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.665, + 0.169, + 0.732, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.291, + 0.788, + 0.375 + ], + "angle": 0, + "content": "Fig. 1: An illustration of the motivation of our agent attention. (a) In Softmax attention, each query aggregates information from all features, incurring quadratic complexity. (b) Leveraging the redundancy between attention weights, agent attention uses a small number of agent tokens to act as the \"agent\" for queries, capturing diverse semantic information from all features, and then presenting it to each query. The attention weights are derived from DeiT-T and Agent-DeiT-T." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.413, + 0.789, + 0.625 + ], + "angle": 0, + "content": "Nevertheless, incorporating Transformers and self-attention into the visual domain presents formidable challenges. Modern Transformer models commonly employ Softmax attention [36], which computes the similarity between each query-key pair, resulting in quadratic computation complexity with respect to the number of tokens. As a result, directly applying Softmax attention with global receptive fields to the visual tasks can lead to unmanageable computational demands. To tackle this issue, existing works [13, 14, 16, 24, 37, 41, 50] attempt to reduce computation complexity by designing efficient attention patterns. As two representatives, Swin Transformer [24] reduces the receptive field and confines self-attention calculations to local windows. PVT [37] employs a sparse attention pattern to alleviate the computational burden by reducing the number of keys and values. Despite their effectiveness, these methods inevitably compromise the capability to model long-range relationships, and are still inferior to global self-attention mechanism." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.789, + 0.842 + ], + "angle": 0, + "content": "In this paper, in contrast to restricting receptive field or introducing sparsity, we propose a novel quadruplet attention paradigm \\((Q,A,K,V)\\), dubbed Agent Attention, which exploits redundancy between attention weights to achieve both high model expressiveness and low computation complexity. As shown in Fig. 1, in Softmax attention, each query aggregates information from all features, incurring quadratic complexity. In fact, many queries, such as those denoting sky in Fig. 1a, require similar information. Therefore, our motivation is to eliminate the direct contact between each query and key, and instead use a small number of agent tokens \\(A\\) to act as the \"agent\" for queries, capturing diverse semantic information from all features, and then presenting it to each query. As illustrated in Fig. 1b and Fig. 2c, the resulting agent attention is composed of two conventional Softmax attention operations. The first Softmax attention treats agent tokens \\(A\\) as queries to aggregate agent features \\(V_{A}\\) from all values \\(V\\), and the second utilizes agent tokens \\(A\\) as keys, broadcasting the global information" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.621, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.157, + 0.368, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.229, + 0.285, + 0.368, + 0.296 + ], + "angle": 0, + "content": "(a) Softmax Attention \\(\\mathcal{O}(N^2 d)\\)" + }, + { + "type": "image", + "bbox": [ + 0.384, + 0.158, + 0.52, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.385, + 0.285, + 0.517, + 0.297 + ], + "angle": 0, + "content": "(b) Linear Attention \\(\\mathcal{O}(Nd^2)\\)" + }, + { + "type": "image", + "bbox": [ + 0.532, + 0.145, + 0.778, + 0.285 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.589, + 0.286, + 0.718, + 0.297 + ], + "angle": 0, + "content": "(c) Agent Attention \\( \\mathcal{O}(Nnd) \\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.309, + 0.788, + 0.42 + ], + "angle": 0, + "content": "Fig. 2: Difference between Softmax attention, Linear attention and Agent attention. (a) Softmax attention computes the similarities between all query-key pairs, resulting in quadratic complexity. (b) Linear attention applies mapping function \\(\\phi(\\cdot)\\) to \\(Q\\) and \\(K\\) respectively to change the computation order, reducing complexity but suffering from insufficient expressive capability. (c) Our Agent attention employs a small group of agent tokens to aggregate and broadcast global information, leading to an elegant integration of Softmax and linear attention and naturally enjoying the advantages of both high expressiveness and low computation complexity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.451, + 0.784, + 0.496 + ], + "angle": 0, + "content": "from agent features \\( V_{A} \\) to each query and forming the final output. Intuitively, the newly introduced tokens \\( A \\) serve as \"agent\" for the query tokens \\( Q \\), as they directly collect information from \\( K \\) and \\( V \\), and then deliver the result to \\( Q \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.497, + 0.785, + 0.617 + ], + "angle": 0, + "content": "Due to the intrinsic redundancy in global self-attention, the number of agent tokens can be designed to be much smaller than the number of query tokens. This property endows agent attention with high efficiency, reducing the quadratic complexity of Softmax attention to linear complexity while preserving global context modelling capability. Interestingly, as illustrated in Fig. 2, the proposed agent attention practically forms an elegant integration of Softmax and linear attention, which explains how it achieves both high efficiency and high expressiveness from a novel perspective." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.618, + 0.786, + 0.724 + ], + "angle": 0, + "content": "We empirically verify the effectiveness of our model across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Our method yields substantial improvements in various tasks, particularly in high-resolution scenarios. Noteworthy, our agent attention can be directly plugged into pre-trained large diffusion models, and without any additional training, it not only accelerates the generation process, but also notably improves the generation quality." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.747, + 0.396, + 0.763 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Vision Transformer. Since the inception of Vision Transformer [10], self-attention has made notable strides in the realm of computer vision. However, the quadratic complexity of the prevalent Softmax attention [36] poses a challenge in applying self-attention to visual tasks. Previous works proposed various remedies" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.34, + 0.128 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.329 + ], + "angle": 0, + "content": "for this computational challenge. PVT [37] introduces sparse global attention, curbing computation cost by reducing the resolution of \\( K \\) and \\( V \\). Swin Transformer [24] restricts self-attention computations to local windows and employs shifted windows to model the entire image. NAT [16] emulates convolutional operations and calculates attention within the neighborhood of each feature. DAT [41] designs a deformable attention module to achieve a data-dependent attention pattern. BiFormer [50] uses bi-level routing attention to dynamically determine areas of interest for each query. GRL [21] employs a mixture of anchored stripe attention, window attention, and channel attention to achieve efficient image restoration. However, these approaches inherently limit the global receptive field of self-attention or are vulnerable to specifically designed attention patterns, hindering their plug-and-play adaptability for general purposes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.33, + 0.789, + 0.556 + ], + "angle": 0, + "content": "Linear Attention. In contrast to the idea of restricting receptive fields, linear attention directly addresses the computational challenge by reducing computation complexity. The pioneer work [18] discards the Softmax function and replaces it with a mapping function \\(\\phi\\) applied to \\(Q\\) and \\(K\\), thereby reducing the computation complexity to \\(\\mathcal{O}(N)\\). However, such approximations led to substantial performance degradation. To tackle this problem, Efficient Attention [33] applies the Softmax function to both \\(Q\\) and \\(K\\). SOFT [26] and Nystromformer [44] employ matrix decomposition to further approximate Softmax operation. Castling-ViT [47] uses Softmax attention as an auxiliary training tool and fully employs linear attention during inference. FLatten Transformer [11] proposes focused function and adopts depthwise convolution to preserve feature diversity. While these methods are effective, they continue to struggle with the limited expressive power of linear attention. In the paper, rather than enhancing Softmax or linear attention, we propose agent attention which integrates these two attention types, achieving superior performance in various tasks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.585, + 0.383, + 0.601 + ], + "angle": 0, + "content": "3 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.622, + 0.787, + 0.653 + ], + "angle": 0, + "content": "In this section, we first review the general form of self-attention in vision Transformers and briefly analyze the pros and cons of Softmax and linear attention." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.68, + 0.52, + 0.695 + ], + "angle": 0, + "content": "3.1 General Form of Self-Attention" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.71, + 0.787, + 0.742 + ], + "angle": 0, + "content": "With an input of \\(N\\) tokens represented as \\(x \\in \\mathbb{R}^{N \\times C}\\), self-attention can be formulated as follows in each head:" + }, + { + "type": "equation", + "bbox": [ + 0.262, + 0.755, + 0.787, + 0.796 + ], + "angle": 0, + "content": "\\[\nQ = x W _ {Q}, K = x W _ {K}, V = x W _ {V}, O _ {i} = \\sum_ {j = 1} ^ {N} \\frac {\\operatorname {S i m} (Q _ {i} , K _ {j})}{\\sum_ {j = 1} ^ {N} \\operatorname {S i m} (Q _ {i} , K _ {j})} V _ {j}, \\quad (1)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.809, + 0.787, + 0.842 + ], + "angle": 0, + "content": "where \\( W_{Q / K / V} \\in \\mathbb{R}^{C \\times d} \\) are projection matrices, \\( C \\) and \\( d \\) are the channel dimension of module and each head, and \\( \\operatorname{Sim}(\\cdot, \\cdot) \\) denotes the similarity function." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.621, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.145, + 0.416, + 0.257 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.28, + 0.262, + 0.35, + 0.27 + ], + "angle": 0, + "content": "(a) Agent Attention" + }, + { + "type": "image", + "bbox": [ + 0.419, + 0.144, + 0.787, + 0.257 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.54, + 0.262, + 0.638, + 0.27 + ], + "angle": 0, + "content": "(b) Agent Attention Module" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.282, + 0.788, + 0.394 + ], + "angle": 0, + "content": "Fig.3: An illustration of our agent attention and agent attention module. (a) Agent attention uses agent tokens to aggregate global information and distribute it to individual image tokens, resulting in a practical integration of Softmax and linear attention. \\(\\sigma (\\cdot)\\) represents Softmax function. In (b), we depict the information flow of agent attention module. As a showcase, we acquire agent tokens through pooling. Subsequently, agent tokens are utilized to aggregate information from \\(V\\), and \\(Q\\) queries features from the agent features. In addition, agent bias and DWC are adopted to add positional information and maintain feature diversity." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.421, + 0.596, + 0.435 + ], + "angle": 0, + "content": "3.2 Softmax Attention and Linear Attention" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.788, + 0.579 + ], + "angle": 0, + "content": "When using \\(\\operatorname{Sim}(Q, K) = \\exp(QK^T / \\sqrt{d})\\) in Eq. (1), it becomes Softmax attention [36], which has been highly successful in modern vision Transformer designs. However, Softmax attention compels to compute the similarity between all query-key pairs, resulting in \\(\\mathcal{O}(N^2)\\) complexity. Consequently, using Softmax attention with a global receptive field leads to overwhelming computation complexity. To tackle this problem, previous works attempted to reduce the number of tokens \\(N\\) by designing sparse global attention [37, 38] or window attention [9, 24] patterns. While effective, these strategies unavoidably compromise the self-attention's capability for long-range modeling." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.58, + 0.803, + 0.761 + ], + "angle": 0, + "content": "Comparably, linear attention [18] efficiently addresses the computation challenge with a linear complexity of \\(\\mathcal{O}(N)\\). Specifically, carefully designed mapping functions are applied to \\(Q\\) and \\(K\\) respectively, i.e., \\(\\operatorname{Sim}(Q, K) = \\phi(Q) \\phi(K)^T\\). This gives us the opportunity to change the computation order from \\((\\phi(Q) \\phi(K)^T)V\\) to \\(\\phi(Q) (\\phi(K)^T V)\\) based on the associative property of matrix multiplication. As illustrated in Fig. 2, by doing so, the computation complexity with respect to token number is reduced to \\(\\mathcal{O}(N)\\). However, designing effective mapping function \\(\\phi(\\cdot)\\) proves to be a nontrivial task. Simple functions [33] such as ReLU lead to significant performance drop, whereas more intricate designs [7] or matrix decomposition methods [26, 44] may introduce extra computation overhead. In general, current linear attention approaches are still inferior to Softmax attention, limiting their practical application." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.781, + 0.439, + 0.798 + ], + "angle": 0, + "content": "4 Agent Transformer" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "As discussed in Sec. 3, Softmax and linear attention suffer from either excessive computation complexity or insufficient model expressiveness. Previous research" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.34, + 0.128 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "commonly treated these two attention paradigms as distinct approaches and attempted to either reduce the computation cost of Softmax attention or enhance the performance of linear attention. In this section, we propose a new attention paradigm named Agent Attention, which practically forms an elegant integration of Softmax and linear attention, enjoying benefits from both linear complexity and high expressiveness." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.26, + 0.4, + 0.275 + ], + "angle": 0, + "content": "4.1 Agent Attention" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.284, + 0.646, + 0.3 + ], + "angle": 0, + "content": "To simplify, we abbreviate Softmax and linear attention as:" + }, + { + "type": "equation", + "bbox": [ + 0.229, + 0.311, + 0.786, + 0.331 + ], + "angle": 0, + "content": "\\[\nO ^ {\\mathrm {S}} = \\sigma (Q K ^ {T}) V \\triangleq \\mathrm {A t t n} ^ {\\mathrm {S}} (Q, K, V), O ^ {\\phi} = \\phi (Q) \\phi (K) ^ {T} V \\triangleq \\mathrm {A t t n} ^ {\\phi} (Q, K, V), (2)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.341, + 0.786, + 0.372 + ], + "angle": 0, + "content": "where \\(Q, K, V \\in \\mathbb{R}^{N \\times C}\\) denote query, key and value matrices and \\(\\sigma(\\cdot)\\) represents Softmax function. Then our agent attention can be written as:" + }, + { + "type": "equation", + "bbox": [ + 0.373, + 0.382, + 0.786, + 0.422 + ], + "angle": 0, + "content": "\\[\nO ^ {\\mathrm {A}} = \\operatorname {A t t n} ^ {\\mathrm {S}} (Q, A, \\underbrace {\\operatorname {A t t n} ^ {\\mathrm {S}} (A , K , V)} _ {\\text {A g e n t A g g r e g a t i o n}}). \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.474, + 0.428, + 0.573, + 0.438 + ], + "angle": 0, + "content": "Agent Broadcast" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.449, + 0.353, + 0.464 + ], + "angle": 0, + "content": "It is equivalent to:" + }, + { + "type": "equation", + "bbox": [ + 0.239, + 0.474, + 0.786, + 0.509 + ], + "angle": 0, + "content": "\\[\nO ^ {\\mathrm {A}} = \\sigma \\left(Q A ^ {T}\\right) \\sigma \\left(A K ^ {T}\\right) V = \\phi_ {q} (Q) \\phi_ {k} (K) ^ {T} V = \\underbrace {\\operatorname {A t t n} ^ {\\phi_ {\\mathrm {q / k}}} (Q , K , V)} _ {\\text {G e n e r a l i z e d L i n e a r A t t n}}, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.521, + 0.589, + 0.536 + ], + "angle": 0, + "content": "where \\(A\\in \\mathbb{R}^{n\\times C}\\) is our newly defined agent tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.537, + 0.788, + 0.672 + ], + "angle": 0, + "content": "As shown in Eq. (3) and Fig. 3a, our agent attention consists of two Softmax attention operations, namely agent aggregation and agent broadcast. Specifically, we initially treat agent tokens \\( A \\) as queries and perform attention calculations between \\( A \\), \\( K \\), and \\( V \\) to aggregate agent features \\( V_{A} \\) from all values. Subsequently, we utilize \\( A \\) as keys and \\( V_{A} \\) as values in the second attention calculation with the query matrix \\( Q \\), broadcasting the global information from agent features to every query token and obtaining the final output \\( O \\). In this way, we avoid the computation of pairwise similarities between \\( Q \\) and \\( K \\) while preserving information exchange between each query-key pair through agent tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.788, + 0.811 + ], + "angle": 0, + "content": "The newly defined agent tokens \\( A \\) essentially serve as the agent for \\( Q \\), aggregating global information from \\( K \\) and \\( V \\), and subsequently broadcasting it back to \\( Q \\). Practically, we set the number of agent tokens \\( n \\) as a small hyperparameter, achieving a linear complexity of \\( \\mathcal{O}(Nnd) \\) relative to the number of input features \\( N \\) while maintaining global context modeling capability. Interestingly, as shown in Eq. (4) and Fig. 3a, we practically integrate the powerful Softmax attention and efficient linear attention, establishing a generalized linear attention paradigm by employing two Softmax attention operations, with the equivalent mapping function defined as \\( \\phi_q(Q) = \\sigma(QA^T) \\), \\( \\phi_k(K) = (\\sigma(AK^T))^T \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.811, + 0.788, + 0.842 + ], + "angle": 0, + "content": "In practice, agent tokens can be acquired through different methods, such as simply setting as a set of learnable parameters or extracting from input features" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.621, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.209 + ], + "angle": 0, + "content": "through pooling or convolution. It is worth noticing that more advanced techniques like deformed points [41] or token merging [1] can also be used to obtain agent tokens. In the default setting, we employ the simple pooling strategy to obtain agent tokens, which already works surprisingly well." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.231, + 0.469, + 0.246 + ], + "angle": 0, + "content": "4.2 Agent Attention Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.256, + 0.784, + 0.286 + ], + "angle": 0, + "content": "Agent attention inherits the merits of both Softmax and linear attention. In practical use, we further make two improvements to maximize its potential." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.287, + 0.785, + 0.334 + ], + "angle": 0, + "content": "Agent Bias. In order to better utilize positional information, we present a carefully designed Agent Bias for our agent attention. Specifically, inspired by RPB [32], we introduce agent bias within the attention calculation, i.e.," + }, + { + "type": "equation", + "bbox": [ + 0.377, + 0.346, + 0.786, + 0.363 + ], + "angle": 0, + "content": "\\[\nO ^ {\\mathrm {A}} = \\sigma \\left(Q A ^ {T} + B _ {2}\\right) \\sigma \\left(A K ^ {T} + B _ {1}\\right) V, \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.376, + 0.788, + 0.466 + ], + "angle": 0, + "content": "where \\(B_{1} \\in \\mathbb{R}^{n \\times N}, B_{2} \\in \\mathbb{R}^{N \\times n}\\) are our agent biases. For parameter efficiency, we construct each agent bias using three bias components rather than directly setting \\(B_{1}, B_{2}\\) as learnable parameters (see Appendix). Agent bias augments the vanilla agent attention with spatial information, helping different agent tokens to focus on diverse regions. As shown in Tab. 6, significant improvements can be observed upon the introduction of our agent bias terms." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.467, + 0.788, + 0.528 + ], + "angle": 0, + "content": "Diversity Restoration Module. Although agent attention benefits from both low computation cost and high expressiveness, as generalized linear attention, it also suffers from insufficient feature diversity [11]. As a remedy, we follow [11] and adopt a depthwise convolution (DWC) module to preserve feature diversity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.528, + 0.787, + 0.587 + ], + "angle": 0, + "content": "Agent Attention Module. Building upon these designs, we propose a novel attention module named Agent Attention Module. As illustrated in Fig. 3(b), our module is composed of three parts, namely pure agent attention, agent bias and the DWC module. Our module can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.336, + 0.602, + 0.786, + 0.62 + ], + "angle": 0, + "content": "\\[\nO = \\sigma \\left(Q A ^ {T} + B _ {2}\\right) \\sigma \\left(A K ^ {T} + B _ {1}\\right) V + \\operatorname {D W C} (V), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.631, + 0.788, + 0.679 + ], + "angle": 0, + "content": "where \\(Q, K, V \\in \\mathbb{R}^{N \\times C}\\), \\(A \\in \\mathbb{R}^{n \\times C}\\), \\(B_1 \\in \\mathbb{R}^{n \\times N}\\) and \\(B_2 \\in \\mathbb{R}^{N \\times n}\\). In the default setting, agent tokens \\(A\\) is obtained through pooling, i.e., \\(A = \\mathrm{Pooling}(Q)\\). The overall module complexity is expressed as:" + }, + { + "type": "equation", + "bbox": [ + 0.325, + 0.69, + 0.786, + 0.723 + ], + "angle": 0, + "content": "\\[\n\\Omega = \\underbrace {4 N C ^ {2}} _ {\\text {P r o j}} + \\underbrace {N C} _ {\\text {G e t A g e n t s}} + \\underbrace {2 n N C + 2 N n C} _ {\\text {A g e n t A t t e n t i o n}} + \\underbrace {k ^ {2} N C} _ {\\text {D W C}}, \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.785, + 0.764 + ], + "angle": 0, + "content": "where \\(N, n\\) are the number of input features and agent tokens, and \\(k = 3\\) is the kernel size of DWC. Notably, our model exhibits linear complexity for \\(N\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.785, + 0.795 + ], + "angle": 0, + "content": "Combining the merits of Softmax and linear attention, our module offers the following advantages:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "(1) Efficient computation and high expressive capability. Previous work usually viewed Softmax attention and linear attention as two different attention paradigms, aiming to address their respective limitations. As a seamless" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.341, + 0.128 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.144, + 0.787, + 0.175 + ], + "angle": 0, + "content": "Table 1: ImageNet-1K classification results. The default input resolution is \\(224^2\\), except \\(\\uparrow^{384}\\) denotes results on \\(384^2\\) resolution. Check the Appendix for full results." + }, + { + "type": "table", + "bbox": [ + 0.227, + 0.185, + 0.49, + 0.321 + ], + "angle": 0, + "content": "
Method#ParamsFLOPsTop-1 Acc.
DeiT-T [35]5.7M1.2G72.2
Agent-DeiT-T6.0M1.2G74.9 (+2.7)
DeiT-S22.1M4.6G79.8
Agent-DeiT-S22.7M4.4G80.5 (+0.7)
PVT-T [37]13.2M1.9G75.1
Agent-PVT-T11.6M2.0G78.4 (+3.3)
PVT-S24.5M3.8G79.8
Agent-PVT-S20.6M4.0G82.2 (+2.4)
PVT-L61.4M9.8G81.7
Agent-PVT-L48.7M10.4G83.7 (+2.0)
" + }, + { + "type": "table", + "bbox": [ + 0.5, + 0.185, + 0.785, + 0.32 + ], + "angle": 0, + "content": "
Method#ParamsFLOPsTop-1 Acc.
Swin-T [24]29M4.5G81.3
Agent-Swin-T29M4.5G82.6 (+1.3)
Swin-S50M8.7G83.0
Agent-Swin-S50M8.7G83.7 (+0.7)
Swin-B88M15.4G83.5
Agent-Swin-B88M15.4G84.0 (+0.5)
CSwin-B [9]78M15.0G84.2
Agent-CSwin-B73M14.9G84.7 (+0.5)
CSwin-B\\( ^{384} \\)78M47.0G85.4
Agent-CSwin-B\\( ^{384} \\)73M46.3G85.8 (+0.4)
" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.332, + 0.407, + 0.436 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.408, + 0.332, + 0.596, + 0.436 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.332, + 0.784, + 0.437 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.447, + 0.785, + 0.464 + ], + "angle": 0, + "content": "Fig. 4: Comparison with SOTA models [20,25,29,35,38,39,45,46,48] on ImageNet-1K." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.49, + 0.787, + 0.534 + ], + "angle": 0, + "content": "integration of these two attention forms, our agent attention naturally inherits the merits of the two, enjoying both low computation complexity and high model expression ability at the same time." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.626 + ], + "angle": 0, + "content": "(2) Large receptive field. Our module can adopt a large receptive field while maintaining the same amount of computation. Modern vision Transformer models typically resort to sparse attention [37, 38] or window attention [9, 24] to mitigate the computation burden of Softmax attention. Benefited from linear complexity, our model can enjoy the advantages of a large, even global receptive field while maintaining the same computation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.646, + 0.395, + 0.661 + ], + "angle": 0, + "content": "4.3 Implementation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.669, + 0.788, + 0.761 + ], + "angle": 0, + "content": "Our agent attention module can serve as a plug-in module and can be easily adopted on a variety of modern vision Transformer architectures. As a showcase, we empirically apply our method to four advanced and representative Transformer models including DeiT [35], PVT [37], Swin [24] and CSwin [9]. We also apply agent attention to Stable Diffusion [30] to accelerate image generation. Detailed model architectures are shown in Appendix." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.781, + 0.377, + 0.798 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "To verify the effectiveness of our method, we conduct experiments on ImageNet-1K classification [8], ADE20K semantic segmentation [49], and COCO object" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.622, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.174 + ], + "angle": 0, + "content": "Table 2: Results on COCO dataset. The FLOPs are computed over backbone, FPN and detection head with an input resolution of \\(1280 \\times 800\\). See full results in Appendix." + }, + { + "type": "table", + "bbox": [ + 0.227, + 0.186, + 0.784, + 0.294 + ], + "angle": 0, + "content": "
(a) Mask R-CNN Object Detection
MethodFLOPsSch.\\( AP^b \\)\\( AP_{50}^b \\)\\( AP_{75}^b \\)\\( AP^m \\)\\( AP_{50}^m \\)\\( AP_{75}^m \\)(b) Cascade Mask R-CNN Object Detection
MethodFLOPsSch.\\( AP^b \\)\\( AP_{50}^b \\)\\( AP_{75}^b \\)
PVT-T240G1x36.759.239.335.156.737.3Swin-T745G1x48.167.1
Agent-PVT-T230G1x41.464.145.238.761.341.6Agent-Swin-T755G1x49.268.6
PVT-M392G1x42.064.445.639.061.642.1Swin-T745G3x50.469.2
Agent-PVT-M400G1x45.967.850.442.065.045.4Agent-Swin-T755G3x51.470.2
PVT-L494G1x42.965.046.639.561.942.5Swin-S837G3x51.970.7
Agent-PVT-L510G1x46.969.251.442.866.246.2Agent-Swin-S843G3x52.671.3
Swin-S358G1x45.767.950.441.164.944.2Swin-B981G3x51.970.5
Agent-Swin-S364G1x47.269.652.342.766.645.8Agent-Swin-B990G3x52.671.1
" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.31, + 0.407, + 0.415 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.295, + 0.417, + 0.344, + 0.427 + ], + "angle": 0, + "content": "(a) i5 CPU" + }, + { + "type": "image", + "bbox": [ + 0.408, + 0.31, + 0.596, + 0.415 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.468, + 0.417, + 0.551, + 0.427 + ], + "angle": 0, + "content": "(b) RTX3090 GPU" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.31, + 0.783, + 0.415 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.666, + 0.417, + 0.728, + 0.427 + ], + "angle": 0, + "content": "(c) A100 GPU" + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.439, + 0.785, + 0.455 + ], + "angle": 0, + "content": "Fig. 5: Accuracy-Runtime curve on ImageNet. Runtime is tested with resolution \\(224^2\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.485, + 0.785, + 0.561 + ], + "angle": 0, + "content": "detection [23]. Additionally, we integrate agent attention into the state-of-the-art generation model, Stable Diffusion [30]. Furthermore, we construct high-resolution models with large receptive fields to maximize the benefits of agent attention. In addition, sufficient ablation experiments are conducted to show the effectiveness of each design." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.585, + 0.488, + 0.601 + ], + "angle": 0, + "content": "5.1 ImageNet-1K Classification" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.785, + 0.673 + ], + "angle": 0, + "content": "ImageNet [8] comprises 1000 classes, with 1.2 million training images and 50,000 validation images. We implement our module on four representative vision Transformers and compare the top-1 accuracy on the validation split with state-of-the-art models. See Appendix for training settings." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.787, + 0.793 + ], + "angle": 0, + "content": "Results. As depicted in Tab. 1, substituting Softmax attention with agent attention in various models results in significant performance improvements. For instance, Agent-PVT-S surpasses PVT-L while using just \\(30\\%\\) of the parameters and \\(40\\%\\) of the FLOPs. Additionally, we provide a comprehensive comparison with various state-of-the-art methods in Fig. 4. Our models clearly achieve a better trade-off between computation cost and model performance. These results unequivocally prove that our approach has robust advantages and is adaptable to diverse architectures." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Inference Time. We further conduct real speed measurements by deploying the models on various devices. As Fig. 5 illustrates, our models attain inference speeds 1.7 to 2.1 times faster on the CPU while simultaneously improving per" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.341, + 0.128 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.174 + ], + "angle": 0, + "content": "Table 3: Results of semantic segmentation on ADE20K. The FLOPs are computed over encoders and decoders with an input image at the resolution of \\(512 \\times 2048\\)." + }, + { + "type": "table", + "bbox": [ + 0.227, + 0.184, + 0.785, + 0.287 + ], + "angle": 0, + "content": "
SemanticFPN Semantic SegmentationUperNet Semantic Segmentation
BackboneMethodFLOPs#ParamsmIoUmAccBackboneMethodFLOPs#ParamsmIoUmAcc
PVT-TS-FPN158G17M36.5746.72Swin-TUperNet945G60M44.5155.61
Agent-PVT-TS-FPN147G15M40.1851.76Agent-Swin-TUperNet954G61M46.6858.53
PVT-SS-FPN225G28M41.9553.02Swin-SUperNet1038G81M47.6458.78
Agent-PVT-SS-FPN211G24M44.1856.17Agent-Swin-SUperNet1043G81M48.0859.78
PVT-LS-FPN420G65M43.4954.62Swin-BUperNet1188G121M48.1359.13
Agent-PVT-LS-FPN434G52M46.5258.50Agent-Swin-BUperNet1196G121M48.7360.01
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.317, + 0.784, + 0.348 + ], + "angle": 0, + "content": "performance. On RTX3090 GPU and A100 GPU, our models also achieve 1.4x to 1.7x faster inference speeds." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.37, + 0.406, + 0.387 + ], + "angle": 0, + "content": "5.2 Object Detection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.395, + 0.789, + 0.548 + ], + "angle": 0, + "content": "COCO [23] object detection and instance segmentation dataset has 118K training and 5K validation images. We apply our model to RetinaNet [22], Mask R-CNN [17] and Cascade Mask R-CNN [4] frameworks to evaluate the performance of our method. A series of experiments are conducted utilizing both 1x and 3x schedules with different detection heads. As depicted in Tab. 2, our model exhibits consistent enhancements across all configurations. Agent-PVT outperforms PVT models with an increase in box AP ranging from \\(+3.9\\) to \\(+4.7\\), while Agent-Swin surpasses Swin models by up to \\(+1.5\\) box AP. These substantial improvements can be attributed to the large receptive field brought by our design, proving the effectiveness of agent attention in high-resolution scenarios." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.57, + 0.457, + 0.586 + ], + "angle": 0, + "content": "5.3 Semantic Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.595, + 0.788, + 0.703 + ], + "angle": 0, + "content": "ADE20K [49] is a well-established benchmark for semantic segmentation which encompasses 20K training images and 2K validation images. We apply our model to two exemplary segmentation models, namely SemanticFPN [19] and UperNet [42]. The results are presented in Tab. 3. Remarkably, our Agent-PVT-T and Agent-Swin-T achieve \\(+3.61\\) and \\(+2.17\\) higher mIoU than their counterparts. The results show that our model is compatible with various segmentation backbones and consistently achieves improvements." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.724, + 0.564, + 0.74 + ], + "angle": 0, + "content": "5.4 Agent Attention for Stable Diffusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.843 + ], + "angle": 0, + "content": "The advent of diffusion models makes it possible to generate high-resolution and high-quality images. However, current diffusion models mainly use the original Softmax attention with a global receptive field, resulting in huge computation cost and slow generation speed. In the light of this, we apply our agent attention to Stable Diffusion [30], hoping to improve the generation speed of the model. Surprisingly, after simple adjustments, the Stable Diffusion model using agent" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.622, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.231, + 0.145, + 0.457, + 0.282 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.274, + 0.285, + 0.414, + 0.297 + ], + "angle": 0, + "content": "(a) Quantitative results" + }, + { + "type": "image", + "bbox": [ + 0.479, + 0.144, + 0.74, + 0.284 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.595, + 0.285, + 0.669, + 0.298 + ], + "angle": 0, + "content": "(b) Samples" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.309, + 0.788, + 0.38 + ], + "angle": 0, + "content": "Fig. 6: (a) Quantitative Results of Stable Diffusion (SD), ToMeSD and our AgentSD. For ToMeSD, we take the merging ratios \\(\\{0.1, 0.2, 0.3, 0.4, 0.5\\}\\) to construct five different models. Furthermore, we apply agent attention to each ToMeSD model to obtain the corresponding AgentSD model. (b) Samples generated by SD, ToMeSD (\\(r = 40\\%\\)) and AgentSD (\\(r = 40\\%\\)). The prompt is \"A high quality photograph of a \\(\\{\\mathrm{cls}\\}\\)\"." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.412, + 0.785, + 0.443 + ], + "angle": 0, + "content": "attention, dubbed AgentSD, shows a significant improvement in generation speed and produces even better image quality without any extra training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.444, + 0.788, + 0.641 + ], + "angle": 0, + "content": "Applying agent attention to Stable Diffusion. We practically apply agent attention to ToMeSD model [3]. ToMeSD reduces the number of tokens before attention calculation in Stable Diffusion, enhancing generation speed. Nonetheless, the post-merge token count remains considerable, resulting in continued complexity and latency. Hence, we replace the Softmax attention employed in ToMeSD model with our agent attention to further enhance speed. We experimentally find that when producing agent tokens through token merging [1], our agent attention can be directly applied to Stable Diffusion and ToMeSD model without any extra training. However, we are unable to apply the agent bias and DWC in this way. As a remedy, we make two simple adjustments to the agent attention, which are described in detail in Appendix. In addition, we get a significant boost by applying agent attention during early diffusion generation steps and keeping the later steps unchanged." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.788, + 0.779 + ], + "angle": 0, + "content": "Quantitative Results. We follow [3] and quantitatively compare AgentSD with Stable Diffusion and ToMeSD. As displayed in Fig. 6a, ToMeSD accelerates Stable Diffusion while maintaining similar image quality. AgentSD not only further accelerates ToMeSD but also significantly enhances image generation quality. Specifically, while maintaining superior image generation quality, AgentSD achieves \\(1.84\\mathrm{x}\\) and \\(1.69\\mathrm{x}\\) faster generation speeds compared to Stable Diffusion and ToMeSD, respectively. At an equivalent generation speed, AgentSD produces samples with a 0.9 lower FID score compared to ToMeSD. See the experimental details and full comparison table in Appendix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Visualization. We present some visualizations in Fig. 6b. AgentSD noticeably reduces ambiguity and generation errors in comparison to Stable Diffusion and ToMeSD. For instance, in the first column, Stable Diffusion and ToMeSD produce birds with one leg and two tails, while AgentSD's sample does not exhibit" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.34, + 0.127 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.303, + 0.145, + 0.699, + 0.159 + ], + "angle": 0, + "content": "Table 4: Ablation on window size based on Agent-Swin-T." + }, + { + "type": "table", + "bbox": [ + 0.342, + 0.173, + 0.673, + 0.261 + ], + "angle": 0, + "content": "
WindowFLOPs#ParamAcc.Diff.
Agent-Swin-T724.5G29M82.0-0.6
1424.5G29M82.2-0.4
2824.5G29M82.4-0.2
5624.5G29M82.6Ours
Swin-T724.5G29M81.3-1.3
" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.275, + 0.402, + 0.379 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.403, + 0.275, + 0.593, + 0.379 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.593, + 0.275, + 0.785, + 0.379 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.391, + 0.788, + 0.448 + ], + "angle": 0, + "content": "Fig. 7: (a) Comparison of FLOPs between Swin and our Agent-Swin as window size increases. (b) FLOPs comparison between DeiT and our Agent-DeiT in high-resolution scenarios. (c) Increasing resolution to \\(\\{256^2, 288^2, 320^2, 352^2, 384^2\\}\\). All these models are finetuned for 30 epochs from the corresponding \\(224^2\\) resolution models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.476, + 0.785, + 0.522 + ], + "angle": 0, + "content": "this issue. In the third column, when provided with the prompt \"A high quality photo of a mitten.\", Stable Diffusion and ToMeSD erroneously generate a cat, whereas AgentSD produces the correct image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.787, + 0.584 + ], + "angle": 0, + "content": "AgentSD for finetuning. We apply agent attention to SD-based Dreambooth [31] to verify its performance under finetuning. When finetuned, agent attention can be integrated into all diffusion steps, reaching 2.2x acceleration in generation speed compared to the original Dreambooth. Refer to Appendix for details." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.605, + 0.62, + 0.62 + ], + "angle": 0, + "content": "5.5 Large Receptive Field and High Resolution" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.789, + 0.78 + ], + "angle": 0, + "content": "Large Receptive Field. Modern vision Transformers often confine self-attention calculation to local windows to reduce computation complexity, such as Swin [24]. In Tab. 4, we gradually enlarge the window size of Agent-Swin-T, ranging from \\(7^2\\) to \\(56^2\\). Clearly, as the receptive field expands, the model's performance consistently improves. This indicates that while the window attention pattern is effective, it inevitably compromises the long-range modeling capability of self-attention and remains inferior to global attention. As shown in Fig. 7a, unlike the quadratic complexity of Softmax attention, the linear complexity of agent attention enables us to benefit from a global receptive field while preserving identical computation complexity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "High Resolution. Limited by the quadratic complexity of Softmax attention, current vision Transformer models usually scale up by increasing model depth and width. Building on insights from [34], we discover that enhancing resolution might be a more effective approach for scaling vision Transformers, particularly" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.622, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.784, + 0.159 + ], + "angle": 0, + "content": "Table 5: Scaling up by increasing resolution. All these models are trained from scratch." + }, + { + "type": "table", + "bbox": [ + 0.229, + 0.171, + 0.499, + 0.251 + ], + "angle": 0, + "content": "
MethodReso#ParamsFlopsTop-1
DeiT-B [35]224286.6M17.6G81.8
DeiT-S416222.2M18.8G82.9 (+1.1)
Agent-DeiT-B224287.2M17.6G82.0 (+0.2)
Agent-DeiT-S448223.1M17.7G83.1 (+1.3)
" + }, + { + "type": "table", + "bbox": [ + 0.514, + 0.172, + 0.783, + 0.25 + ], + "angle": 0, + "content": "
MethodReso#ParamsFlopsTop-1
PVT-L [37]224261.4M9.8G81.7
PVT-M256244.3M8.8G82.2 (+0.5)
Agent-PVT-L224248.7M10.4G83.7 (+2.0)
Agent-PVT-M256236.1M9.2G83.8 (+2.1)
" + }, + { + "type": "table_caption", + "bbox": [ + 0.32, + 0.263, + 0.681, + 0.277 + ], + "angle": 0, + "content": "Table 6: Ablation on each module of agent attention." + }, + { + "type": "table", + "bbox": [ + 0.322, + 0.292, + 0.684, + 0.395 + ], + "angle": 0, + "content": "
FLOPs#ParamAcc.Diff.
Vanilla Linear Attention4.5G29M77.8-4.8
Agent Attention4.5G29M79.0-3.6
+ Agent Bias4.5G29M81.1-1.5
+ DWC4.5G29M82.6Ours
Swin-T w/o PE4.5G29M80.1-2.5
+ RPE4.5G29M81.3-1.3
+ DWC4.5G29M81.6-1.0
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.427, + 0.788, + 0.563 + ], + "angle": 0, + "content": "those employing agent attention with global receptive fields. As shown in Tab. 5, Agent-DeiT-B achieves a 0.2 accuracy gain compared to DeiT-B, whereas Agent-DeiT-S at \\(448^{2}\\) resolution attains an accuracy of 83.1 with only a quarter of the parameters. We observed analogous trends when scaling the resolution of Agent-PVT-M and Agent-Swin-S (see Appendix). Fig. 7b shows the FLOPs comparison between Agent-DeiT and DeiT, with Agent-DeiT saving \\(75\\%\\) of FLOPs for \\(1024^{2}\\) resolution images. In Fig. 7c, we progressively increase the resolution of Agent-Swin-S, Swin-S, and Swin-B. It is evident that in high-resolution scenarios, our model consistently delivers notably superior outcomes." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.587, + 0.39, + 0.602 + ], + "angle": 0, + "content": "5.6 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.787, + 0.658 + ], + "angle": 0, + "content": "In this section, we ablate the key components in our agent attention module to verify the effectiveness of these designs. We report the results on ImageNet-1K classification based on Agent-Swin-T." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.794 + ], + "angle": 0, + "content": "Ablation on key designs. We substitute Softmax attention in Swin-T with vanilla linear attention, followed by a gradual introduction of agent attention, agent bias, and DWC to create Agent-Swin-T. The results are depicted in Tab. 6. Three key findings emerge: (1) Agent attention boosts accuracy by 1.2, proving its effectiveness. (2) Agent bias serves as an effective position embedding for agent attention, similar to RPE in Swin. (3) DWC is a crucial complement to unlock the capabilities of agent attention. When applying DWC to Swin-T, a modest gain of 0.3 is observed. In contrast, with DWC preserving feature diversity, agent attention delivers a much better result (+1.5)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Ablation on number of agent tokens. The model's computation complexity can be modulated by varying the number of agent tokens. As shown in Tab. 7, shallower layers of the model have simple semantics, and judiciously decreasing" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.341, + 0.128 + ], + "angle": 0, + "content": "Han et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.331, + 0.145, + 0.673, + 0.16 + ], + "angle": 0, + "content": "Table 7: Ablation on the number of agent tokens." + }, + { + "type": "table", + "bbox": [ + 0.31, + 0.174, + 0.697, + 0.261 + ], + "angle": 0, + "content": "
#Num of Agent TokensFLOPS#ParamAcc.Diff.
Stage1Stage2Stage3Stage4
494949494.7G29M82.6-0.0
91649494.5G29M82.6Ours
91625494.5G29M82.2-0.4
4949494.5G29M82.4-0.2
Swin-T4.5G29M81.3-1.3
" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.278, + 0.786, + 0.293 + ], + "angle": 0, + "content": "Table 8: Comparison of different linear attention designs on DeiT-Tiny and Swin-Tiny." + }, + { + "type": "table", + "bbox": [ + 0.23, + 0.306, + 0.499, + 0.402 + ], + "angle": 0, + "content": "
DeiT-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]1.1G5.7M68.3
Efficient Attn [33]1.1G5.7M70.2
Linear Angular Attn [47]1.1G5.7M70.8
Focused Linear Attn [11]1.1G6.1M74.1
Ours1.2G6.0M74.9
" + }, + { + "type": "table", + "bbox": [ + 0.514, + 0.306, + 0.784, + 0.402 + ], + "angle": 0, + "content": "
Swin-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]4.5G29M80.7
Efficient Attn [33]4.5G29M81.0
Linear Angular Attn [47]4.5G29M79.4
Focused Linear Attn [11]4.5G29M82.1
Ours4.5G29M82.6
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.788, + 0.523 + ], + "angle": 0, + "content": "the number of agent tokens in these layers does not adversely affect performance. In contrast, deeper layers have rich semantics, and reducing agent tokens in these layers leads to performance degradation. Hence, our design principle is using fewer agent tokens in the model's shallow layers to reduce computation complexity and more agent tokens in the deep layers to better represent rich semantics. This aligns with the stripe width design principle in CSwin [9]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.788, + 0.614 + ], + "angle": 0, + "content": "Comparison with Other Linear Attention. We conduct a comparison of our agent attention with other linear attention methods using DeiT-T and Swin-T. As depicted in Tab. 8, substituting the Softmax attention employed by DeiT-T and Swin-T with various linear attention methods usually results in notable performance degradation. Remarkably, our models outperform all other methods as well as the Softmax baseline." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.637, + 0.36, + 0.654 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.669, + 0.789, + 0.837 + ], + "angle": 0, + "content": "This paper presents a new attention paradigm dubbed Agent Attention, which is applicable across a variety of vision Transformer models. As an elegant integration of Softmax and linear attention, agent attention enjoys both high expressive power and low computation complexity. Extensive experiments on image classification, semantic segmentation, and object detection unequivocally confirm the effectiveness of our approach, particularly in high-resolution scenarios. When integrated with Stable Diffusion, agent attention accelerates image generation and substantially enhances image quality without any extra training. Due to its linear complexity with respect to the number of tokens and its strong representation power, agent attention may pave the way for challenging tasks with super long token sequences, such as video modelling and multi-modal foundation models." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.622, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agent Attention" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.395, + 0.163 + ], + "angle": 0, + "content": "Acknowledgement" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.178, + 0.788, + 0.223 + ], + "angle": 0, + "content": "This work is supported in part by the National Key R&D Program of China under Grant 2021ZD0140407, the National Natural Science Foundation of China under Grants 42327901 and 62321005." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.248, + 0.324, + 0.264 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.281, + 0.785, + 0.309 + ], + "angle": 0, + "content": "1. 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The attention module is the key component in Transformers. While the global attention mechanism offers high expressiveness, its excessive computational cost restricts its applicability in various scenarios. In this paper, we propose a novel attention paradigm, Agent Attention, to strike a favorable balance between computational efficiency and representation power. Specifically, the Agent Attention, denoted as a quadruple $(Q,A,K,V)$ , introduces an additional set of agent tokens $A$ into the conventional attention module. The agent tokens first act as the agent for the query tokens $Q$ to aggregate information from $K$ and $V$ , and then broadcast the information back to $Q$ . Given the number of agent tokens can be designed to be much smaller than the number of query tokens, agent attention is significantly more efficient than the widely adopted Softmax attention, while preserving global context modelling capability. Interestingly, we show that the proposed agent attention is equivalent to a generalized form of linear attention. Therefore, agent attention seamlessly integrates the powerful Softmax attention and the highly efficient linear attention. Extensive experiments demonstrate the effectiveness of agent attention with various vision Transformers and across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Notably, agent attention has shown remarkable performance in high-resolution scenarios, owing to its linear attention nature. For instance, when applied to Stable Diffusion, our agent attention accelerates generation and substantially enhances image generation quality without any additional training. Code is available at https://github.com/LeapLabTHU/Agent-Attention. + +Keywords: Attention mechanism $\cdot$ Agent attention $\cdot$ Vision Transformer + +# 1 Introduction + +Originating from natural language processing, Transformer models have rapidly gained prominence in the field of computer vision in recent years, achieving significant success in image classification [10, 12, 15, 35], object detection [5, 37], semantic segmentation [6, 43], and multimodal tasks [27, 28, 40]. + +![](images/7728a2a8b1e587a461611cb7ce9f4c32c72b561042e616374873b2858628884b.jpg) +Fig. 1: An illustration of the motivation of our agent attention. (a) In Softmax attention, each query aggregates information from all features, incurring quadratic complexity. (b) Leveraging the redundancy between attention weights, agent attention uses a small number of agent tokens to act as the "agent" for queries, capturing diverse semantic information from all features, and then presenting it to each query. The attention weights are derived from DeiT-T and Agent-DeiT-T. + +![](images/52b57a3e634d908afce6c9059ee78fffa2ae49df10afa097472a4de4181c5b6c.jpg) + +![](images/8fd56686b4ad48bb551be7b6b4b8188bc06016b90ee5b32016b4fb76d186a0dc.jpg) + +Nevertheless, incorporating Transformers and self-attention into the visual domain presents formidable challenges. Modern Transformer models commonly employ Softmax attention [36], which computes the similarity between each query-key pair, resulting in quadratic computation complexity with respect to the number of tokens. As a result, directly applying Softmax attention with global receptive fields to the visual tasks can lead to unmanageable computational demands. To tackle this issue, existing works [13, 14, 16, 24, 37, 41, 50] attempt to reduce computation complexity by designing efficient attention patterns. As two representatives, Swin Transformer [24] reduces the receptive field and confines self-attention calculations to local windows. PVT [37] employs a sparse attention pattern to alleviate the computational burden by reducing the number of keys and values. Despite their effectiveness, these methods inevitably compromise the capability to model long-range relationships, and are still inferior to global self-attention mechanism. + +In this paper, in contrast to restricting receptive field or introducing sparsity, we propose a novel quadruplet attention paradigm $(Q,A,K,V)$ , dubbed Agent Attention, which exploits redundancy between attention weights to achieve both high model expressiveness and low computation complexity. As shown in Fig. 1, in Softmax attention, each query aggregates information from all features, incurring quadratic complexity. In fact, many queries, such as those denoting sky in Fig. 1a, require similar information. Therefore, our motivation is to eliminate the direct contact between each query and key, and instead use a small number of agent tokens $A$ to act as the "agent" for queries, capturing diverse semantic information from all features, and then presenting it to each query. As illustrated in Fig. 1b and Fig. 2c, the resulting agent attention is composed of two conventional Softmax attention operations. The first Softmax attention treats agent tokens $A$ as queries to aggregate agent features $V_{A}$ from all values $V$ , and the second utilizes agent tokens $A$ as keys, broadcasting the global information + +![](images/cc40abc3851886d1bfade4db9d93ed5347f445543478f6281a33aa3009a015a1.jpg) +(a) Softmax Attention $\mathcal{O}(N^2 d)$ + +![](images/c7a55fc2e2c3a452964df118141b423db0b432285e7b56514f9532bbc1799e57.jpg) +(b) Linear Attention $\mathcal{O}(Nd^2)$ + +![](images/7a95072bf61d0810552dc04e578b46dd59d4dd65e269350ec7e5695ef4980d7a.jpg) +(c) Agent Attention $\mathcal{O}(Nnd)$ +Fig. 2: Difference between Softmax attention, Linear attention and Agent attention. (a) Softmax attention computes the similarities between all query-key pairs, resulting in quadratic complexity. (b) Linear attention applies mapping function $\phi(\cdot)$ to $Q$ and $K$ respectively to change the computation order, reducing complexity but suffering from insufficient expressive capability. (c) Our Agent attention employs a small group of agent tokens to aggregate and broadcast global information, leading to an elegant integration of Softmax and linear attention and naturally enjoying the advantages of both high expressiveness and low computation complexity. + +from agent features $V_{A}$ to each query and forming the final output. Intuitively, the newly introduced tokens $A$ serve as "agent" for the query tokens $Q$ , as they directly collect information from $K$ and $V$ , and then deliver the result to $Q$ . + +Due to the intrinsic redundancy in global self-attention, the number of agent tokens can be designed to be much smaller than the number of query tokens. This property endows agent attention with high efficiency, reducing the quadratic complexity of Softmax attention to linear complexity while preserving global context modelling capability. Interestingly, as illustrated in Fig. 2, the proposed agent attention practically forms an elegant integration of Softmax and linear attention, which explains how it achieves both high efficiency and high expressiveness from a novel perspective. + +We empirically verify the effectiveness of our model across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Our method yields substantial improvements in various tasks, particularly in high-resolution scenarios. Noteworthy, our agent attention can be directly plugged into pre-trained large diffusion models, and without any additional training, it not only accelerates the generation process, but also notably improves the generation quality. + +# 2 Related Works + +Vision Transformer. Since the inception of Vision Transformer [10], self-attention has made notable strides in the realm of computer vision. However, the quadratic complexity of the prevalent Softmax attention [36] poses a challenge in applying self-attention to visual tasks. Previous works proposed various remedies + +for this computational challenge. PVT [37] introduces sparse global attention, curbing computation cost by reducing the resolution of $K$ and $V$ . Swin Transformer [24] restricts self-attention computations to local windows and employs shifted windows to model the entire image. NAT [16] emulates convolutional operations and calculates attention within the neighborhood of each feature. DAT [41] designs a deformable attention module to achieve a data-dependent attention pattern. BiFormer [50] uses bi-level routing attention to dynamically determine areas of interest for each query. GRL [21] employs a mixture of anchored stripe attention, window attention, and channel attention to achieve efficient image restoration. However, these approaches inherently limit the global receptive field of self-attention or are vulnerable to specifically designed attention patterns, hindering their plug-and-play adaptability for general purposes. + +Linear Attention. In contrast to the idea of restricting receptive fields, linear attention directly addresses the computational challenge by reducing computation complexity. The pioneer work [18] discards the Softmax function and replaces it with a mapping function $\phi$ applied to $Q$ and $K$ , thereby reducing the computation complexity to $\mathcal{O}(N)$ . However, such approximations led to substantial performance degradation. To tackle this problem, Efficient Attention [33] applies the Softmax function to both $Q$ and $K$ . SOFT [26] and Nystromformer [44] employ matrix decomposition to further approximate Softmax operation. Castling-ViT [47] uses Softmax attention as an auxiliary training tool and fully employs linear attention during inference. FLatten Transformer [11] proposes focused function and adopts depthwise convolution to preserve feature diversity. While these methods are effective, they continue to struggle with the limited expressive power of linear attention. In the paper, rather than enhancing Softmax or linear attention, we propose agent attention which integrates these two attention types, achieving superior performance in various tasks. + +# 3 Preliminaries + +In this section, we first review the general form of self-attention in vision Transformers and briefly analyze the pros and cons of Softmax and linear attention. + +# 3.1 General Form of Self-Attention + +With an input of $N$ tokens represented as $x \in \mathbb{R}^{N \times C}$ , self-attention can be formulated as follows in each head: + +$$ +Q = x W _ {Q}, K = x W _ {K}, V = x W _ {V}, O _ {i} = \sum_ {j = 1} ^ {N} \frac {\operatorname {S i m} (Q _ {i} , K _ {j})}{\sum_ {j = 1} ^ {N} \operatorname {S i m} (Q _ {i} , K _ {j})} V _ {j}, \quad (1) +$$ + +where $W_{Q / K / V} \in \mathbb{R}^{C \times d}$ are projection matrices, $C$ and $d$ are the channel dimension of module and each head, and $\operatorname{Sim}(\cdot, \cdot)$ denotes the similarity function. + +![](images/8b3c7efa1733ab580d2c6c6bc97799f8fca5e50aa7a5dd157445e8677908bfb2.jpg) +(a) Agent Attention + +![](images/2fbae2b08b4d503ec98583804f780f5687a346601b72bd73681f54e9493c3df0.jpg) +(b) Agent Attention Module +Fig.3: An illustration of our agent attention and agent attention module. (a) Agent attention uses agent tokens to aggregate global information and distribute it to individual image tokens, resulting in a practical integration of Softmax and linear attention. $\sigma (\cdot)$ represents Softmax function. In (b), we depict the information flow of agent attention module. As a showcase, we acquire agent tokens through pooling. Subsequently, agent tokens are utilized to aggregate information from $V$ , and $Q$ queries features from the agent features. In addition, agent bias and DWC are adopted to add positional information and maintain feature diversity. + +# 3.2 Softmax Attention and Linear Attention + +When using $\operatorname{Sim}(Q, K) = \exp(QK^T / \sqrt{d})$ in Eq. (1), it becomes Softmax attention [36], which has been highly successful in modern vision Transformer designs. However, Softmax attention compels to compute the similarity between all query-key pairs, resulting in $\mathcal{O}(N^2)$ complexity. Consequently, using Softmax attention with a global receptive field leads to overwhelming computation complexity. To tackle this problem, previous works attempted to reduce the number of tokens $N$ by designing sparse global attention [37, 38] or window attention [9, 24] patterns. While effective, these strategies unavoidably compromise the self-attention's capability for long-range modeling. + +Comparably, linear attention [18] efficiently addresses the computation challenge with a linear complexity of $\mathcal{O}(N)$ . Specifically, carefully designed mapping functions are applied to $Q$ and $K$ respectively, i.e., $\operatorname{Sim}(Q, K) = \phi(Q) \phi(K)^T$ . This gives us the opportunity to change the computation order from $(\phi(Q) \phi(K)^T)V$ to $\phi(Q) (\phi(K)^T V)$ based on the associative property of matrix multiplication. As illustrated in Fig. 2, by doing so, the computation complexity with respect to token number is reduced to $\mathcal{O}(N)$ . However, designing effective mapping function $\phi(\cdot)$ proves to be a nontrivial task. Simple functions [33] such as ReLU lead to significant performance drop, whereas more intricate designs [7] or matrix decomposition methods [26, 44] may introduce extra computation overhead. In general, current linear attention approaches are still inferior to Softmax attention, limiting their practical application. + +# 4 Agent Transformer + +As discussed in Sec. 3, Softmax and linear attention suffer from either excessive computation complexity or insufficient model expressiveness. Previous research + +commonly treated these two attention paradigms as distinct approaches and attempted to either reduce the computation cost of Softmax attention or enhance the performance of linear attention. In this section, we propose a new attention paradigm named Agent Attention, which practically forms an elegant integration of Softmax and linear attention, enjoying benefits from both linear complexity and high expressiveness. + +# 4.1 Agent Attention + +To simplify, we abbreviate Softmax and linear attention as: + +$$ +O ^ {\mathrm {S}} = \sigma (Q K ^ {T}) V \triangleq \mathrm {A t t n} ^ {\mathrm {S}} (Q, K, V), O ^ {\phi} = \phi (Q) \phi (K) ^ {T} V \triangleq \mathrm {A t t n} ^ {\phi} (Q, K, V), (2) +$$ + +where $Q, K, V \in \mathbb{R}^{N \times C}$ denote query, key and value matrices and $\sigma(\cdot)$ represents Softmax function. Then our agent attention can be written as: + +$$ +O ^ {\mathrm {A}} = \operatorname {A t t n} ^ {\mathrm {S}} (Q, A, \underbrace {\operatorname {A t t n} ^ {\mathrm {S}} (A , K , V)} _ {\text {A g e n t A g g r e g a t i o n}}). \tag {3} +$$ + +Agent Broadcast + +It is equivalent to: + +$$ +O ^ {\mathrm {A}} = \sigma \left(Q A ^ {T}\right) \sigma \left(A K ^ {T}\right) V = \phi_ {q} (Q) \phi_ {k} (K) ^ {T} V = \underbrace {\operatorname {A t t n} ^ {\phi_ {\mathrm {q / k}}} (Q , K , V)} _ {\text {G e n e r a l i z e d L i n e a r A t t n}}, \tag {4} +$$ + +where $A\in \mathbb{R}^{n\times C}$ is our newly defined agent tokens. + +As shown in Eq. (3) and Fig. 3a, our agent attention consists of two Softmax attention operations, namely agent aggregation and agent broadcast. Specifically, we initially treat agent tokens $A$ as queries and perform attention calculations between $A$ , $K$ , and $V$ to aggregate agent features $V_{A}$ from all values. Subsequently, we utilize $A$ as keys and $V_{A}$ as values in the second attention calculation with the query matrix $Q$ , broadcasting the global information from agent features to every query token and obtaining the final output $O$ . In this way, we avoid the computation of pairwise similarities between $Q$ and $K$ while preserving information exchange between each query-key pair through agent tokens. + +The newly defined agent tokens $A$ essentially serve as the agent for $Q$ , aggregating global information from $K$ and $V$ , and subsequently broadcasting it back to $Q$ . Practically, we set the number of agent tokens $n$ as a small hyperparameter, achieving a linear complexity of $\mathcal{O}(Nnd)$ relative to the number of input features $N$ while maintaining global context modeling capability. Interestingly, as shown in Eq. (4) and Fig. 3a, we practically integrate the powerful Softmax attention and efficient linear attention, establishing a generalized linear attention paradigm by employing two Softmax attention operations, with the equivalent mapping function defined as $\phi_q(Q) = \sigma(QA^T)$ , $\phi_k(K) = (\sigma(AK^T))^T$ . + +In practice, agent tokens can be acquired through different methods, such as simply setting as a set of learnable parameters or extracting from input features + +through pooling or convolution. It is worth noticing that more advanced techniques like deformed points [41] or token merging [1] can also be used to obtain agent tokens. In the default setting, we employ the simple pooling strategy to obtain agent tokens, which already works surprisingly well. + +# 4.2 Agent Attention Module + +Agent attention inherits the merits of both Softmax and linear attention. In practical use, we further make two improvements to maximize its potential. + +Agent Bias. In order to better utilize positional information, we present a carefully designed Agent Bias for our agent attention. Specifically, inspired by RPB [32], we introduce agent bias within the attention calculation, i.e., + +$$ +O ^ {\mathrm {A}} = \sigma \left(Q A ^ {T} + B _ {2}\right) \sigma \left(A K ^ {T} + B _ {1}\right) V, \tag {5} +$$ + +where $B_{1} \in \mathbb{R}^{n \times N}, B_{2} \in \mathbb{R}^{N \times n}$ are our agent biases. For parameter efficiency, we construct each agent bias using three bias components rather than directly setting $B_{1}, B_{2}$ as learnable parameters (see Appendix). Agent bias augments the vanilla agent attention with spatial information, helping different agent tokens to focus on diverse regions. As shown in Tab. 6, significant improvements can be observed upon the introduction of our agent bias terms. + +Diversity Restoration Module. Although agent attention benefits from both low computation cost and high expressiveness, as generalized linear attention, it also suffers from insufficient feature diversity [11]. As a remedy, we follow [11] and adopt a depthwise convolution (DWC) module to preserve feature diversity. + +Agent Attention Module. Building upon these designs, we propose a novel attention module named Agent Attention Module. As illustrated in Fig. 3(b), our module is composed of three parts, namely pure agent attention, agent bias and the DWC module. Our module can be formulated as: + +$$ +O = \sigma \left(Q A ^ {T} + B _ {2}\right) \sigma \left(A K ^ {T} + B _ {1}\right) V + \operatorname {D W C} (V), \tag {6} +$$ + +where $Q, K, V \in \mathbb{R}^{N \times C}$ , $A \in \mathbb{R}^{n \times C}$ , $B_1 \in \mathbb{R}^{n \times N}$ and $B_2 \in \mathbb{R}^{N \times n}$ . In the default setting, agent tokens $A$ is obtained through pooling, i.e., $A = \mathrm{Pooling}(Q)$ . The overall module complexity is expressed as: + +$$ +\Omega = \underbrace {4 N C ^ {2}} _ {\text {P r o j}} + \underbrace {N C} _ {\text {G e t A g e n t s}} + \underbrace {2 n N C + 2 N n C} _ {\text {A g e n t A t t e n t i o n}} + \underbrace {k ^ {2} N C} _ {\text {D W C}}, \tag {7} +$$ + +where $N, n$ are the number of input features and agent tokens, and $k = 3$ is the kernel size of DWC. Notably, our model exhibits linear complexity for $N$ . + +Combining the merits of Softmax and linear attention, our module offers the following advantages: + +(1) Efficient computation and high expressive capability. Previous work usually viewed Softmax attention and linear attention as two different attention paradigms, aiming to address their respective limitations. As a seamless + +Table 1: ImageNet-1K classification results. The default input resolution is $224^2$ , except $\uparrow^{384}$ denotes results on $384^2$ resolution. Check the Appendix for full results. + +
Method#ParamsFLOPsTop-1 Acc.
DeiT-T [35]5.7M1.2G72.2
Agent-DeiT-T6.0M1.2G74.9 (+2.7)
DeiT-S22.1M4.6G79.8
Agent-DeiT-S22.7M4.4G80.5 (+0.7)
PVT-T [37]13.2M1.9G75.1
Agent-PVT-T11.6M2.0G78.4 (+3.3)
PVT-S24.5M3.8G79.8
Agent-PVT-S20.6M4.0G82.2 (+2.4)
PVT-L61.4M9.8G81.7
Agent-PVT-L48.7M10.4G83.7 (+2.0)
+ +
Method#ParamsFLOPsTop-1 Acc.
Swin-T [24]29M4.5G81.3
Agent-Swin-T29M4.5G82.6 (+1.3)
Swin-S50M8.7G83.0
Agent-Swin-S50M8.7G83.7 (+0.7)
Swin-B88M15.4G83.5
Agent-Swin-B88M15.4G84.0 (+0.5)
CSwin-B [9]78M15.0G84.2
Agent-CSwin-B73M14.9G84.7 (+0.5)
CSwin-B\( ^{384} \)78M47.0G85.4
Agent-CSwin-B\( ^{384} \)73M46.3G85.8 (+0.4)
+ +![](images/499231e10bb6007db677e4288dfe86ad3853f00f5d57e27bad51f44f487e5090.jpg) +Fig. 4: Comparison with SOTA models [20,25,29,35,38,39,45,46,48] on ImageNet-1K. + +![](images/0d205de849631fbe72ac93e87feab8207f76df47c1086c417d39181f7ec3a865.jpg) + +![](images/d872e0abe4aaf06850e5275f6696bbae2912ef4f56395384dae556ef7f92c336.jpg) + +integration of these two attention forms, our agent attention naturally inherits the merits of the two, enjoying both low computation complexity and high model expression ability at the same time. + +(2) Large receptive field. Our module can adopt a large receptive field while maintaining the same amount of computation. Modern vision Transformer models typically resort to sparse attention [37, 38] or window attention [9, 24] to mitigate the computation burden of Softmax attention. Benefited from linear complexity, our model can enjoy the advantages of a large, even global receptive field while maintaining the same computation. + +# 4.3 Implementation + +Our agent attention module can serve as a plug-in module and can be easily adopted on a variety of modern vision Transformer architectures. As a showcase, we empirically apply our method to four advanced and representative Transformer models including DeiT [35], PVT [37], Swin [24] and CSwin [9]. We also apply agent attention to Stable Diffusion [30] to accelerate image generation. Detailed model architectures are shown in Appendix. + +# 5 Experiments + +To verify the effectiveness of our method, we conduct experiments on ImageNet-1K classification [8], ADE20K semantic segmentation [49], and COCO object + +Table 2: Results on COCO dataset. The FLOPs are computed over backbone, FPN and detection head with an input resolution of $1280 \times 800$ . See full results in Appendix. + +
(a) Mask R-CNN Object Detection
MethodFLOPsSch.\( AP^b \)\( AP_{50}^b \)\( AP_{75}^b \)\( AP^m \)\( AP_{50}^m \)\( AP_{75}^m \)(b) Cascade Mask R-CNN Object Detection
MethodFLOPsSch.\( AP^b \)\( AP_{50}^b \)\( AP_{75}^b \)
PVT-T240G1x36.759.239.335.156.737.3Swin-T745G1x48.167.1
Agent-PVT-T230G1x41.464.145.238.761.341.6Agent-Swin-T755G1x49.268.6
PVT-M392G1x42.064.445.639.061.642.1Swin-T745G3x50.469.2
Agent-PVT-M400G1x45.967.850.442.065.045.4Agent-Swin-T755G3x51.470.2
PVT-L494G1x42.965.046.639.561.942.5Swin-S837G3x51.970.7
Agent-PVT-L510G1x46.969.251.442.866.246.2Agent-Swin-S843G3x52.671.3
Swin-S358G1x45.767.950.441.164.944.2Swin-B981G3x51.970.5
Agent-Swin-S364G1x47.269.652.342.766.645.8Agent-Swin-B990G3x52.671.1
+ +![](images/6700360acf9e3a8c768a50313e575b5c80ea3f5547e91d73427d69558f417bea.jpg) +(a) i5 CPU + +![](images/af2c0cb6aed3bb7402779e9f54dcd5b8276861f47a89133b31735bc49809c776.jpg) +(b) RTX3090 GPU +Fig. 5: Accuracy-Runtime curve on ImageNet. Runtime is tested with resolution $224^2$ . + +![](images/be22af84ed2680327b3de9f3e816aeebd6e5ece4456c26f3480e58dbecf4c957.jpg) +(c) A100 GPU + +detection [23]. Additionally, we integrate agent attention into the state-of-the-art generation model, Stable Diffusion [30]. Furthermore, we construct high-resolution models with large receptive fields to maximize the benefits of agent attention. In addition, sufficient ablation experiments are conducted to show the effectiveness of each design. + +# 5.1 ImageNet-1K Classification + +ImageNet [8] comprises 1000 classes, with 1.2 million training images and 50,000 validation images. We implement our module on four representative vision Transformers and compare the top-1 accuracy on the validation split with state-of-the-art models. See Appendix for training settings. + +Results. As depicted in Tab. 1, substituting Softmax attention with agent attention in various models results in significant performance improvements. For instance, Agent-PVT-S surpasses PVT-L while using just $30\%$ of the parameters and $40\%$ of the FLOPs. Additionally, we provide a comprehensive comparison with various state-of-the-art methods in Fig. 4. Our models clearly achieve a better trade-off between computation cost and model performance. These results unequivocally prove that our approach has robust advantages and is adaptable to diverse architectures. + +Inference Time. We further conduct real speed measurements by deploying the models on various devices. As Fig. 5 illustrates, our models attain inference speeds 1.7 to 2.1 times faster on the CPU while simultaneously improving per + +Table 3: Results of semantic segmentation on ADE20K. The FLOPs are computed over encoders and decoders with an input image at the resolution of $512 \times 2048$ . + +
SemanticFPN Semantic SegmentationUperNet Semantic Segmentation
BackboneMethodFLOPs#ParamsmIoUmAccBackboneMethodFLOPs#ParamsmIoUmAcc
PVT-TS-FPN158G17M36.5746.72Swin-TUperNet945G60M44.5155.61
Agent-PVT-TS-FPN147G15M40.1851.76Agent-Swin-TUperNet954G61M46.6858.53
PVT-SS-FPN225G28M41.9553.02Swin-SUperNet1038G81M47.6458.78
Agent-PVT-SS-FPN211G24M44.1856.17Agent-Swin-SUperNet1043G81M48.0859.78
PVT-LS-FPN420G65M43.4954.62Swin-BUperNet1188G121M48.1359.13
Agent-PVT-LS-FPN434G52M46.5258.50Agent-Swin-BUperNet1196G121M48.7360.01
+ +performance. On RTX3090 GPU and A100 GPU, our models also achieve 1.4x to 1.7x faster inference speeds. + +# 5.2 Object Detection + +COCO [23] object detection and instance segmentation dataset has 118K training and 5K validation images. We apply our model to RetinaNet [22], Mask R-CNN [17] and Cascade Mask R-CNN [4] frameworks to evaluate the performance of our method. A series of experiments are conducted utilizing both 1x and 3x schedules with different detection heads. As depicted in Tab. 2, our model exhibits consistent enhancements across all configurations. Agent-PVT outperforms PVT models with an increase in box AP ranging from $+3.9$ to $+4.7$ , while Agent-Swin surpasses Swin models by up to $+1.5$ box AP. These substantial improvements can be attributed to the large receptive field brought by our design, proving the effectiveness of agent attention in high-resolution scenarios. + +# 5.3 Semantic Segmentation + +ADE20K [49] is a well-established benchmark for semantic segmentation which encompasses 20K training images and 2K validation images. We apply our model to two exemplary segmentation models, namely SemanticFPN [19] and UperNet [42]. The results are presented in Tab. 3. Remarkably, our Agent-PVT-T and Agent-Swin-T achieve $+3.61$ and $+2.17$ higher mIoU than their counterparts. The results show that our model is compatible with various segmentation backbones and consistently achieves improvements. + +# 5.4 Agent Attention for Stable Diffusion + +The advent of diffusion models makes it possible to generate high-resolution and high-quality images. However, current diffusion models mainly use the original Softmax attention with a global receptive field, resulting in huge computation cost and slow generation speed. In the light of this, we apply our agent attention to Stable Diffusion [30], hoping to improve the generation speed of the model. Surprisingly, after simple adjustments, the Stable Diffusion model using agent + +![](images/915c5306f114e215b3105b85ef667a28ef3d5f8a4471515d6c935a09f7cd6457.jpg) +(a) Quantitative results + +![](images/0757d03eff151a4bd1430a12e0e34d8b34a7eb590f4e92b8c6e60ea3d22141a9.jpg) +(b) Samples +Fig. 6: (a) Quantitative Results of Stable Diffusion (SD), ToMeSD and our AgentSD. For ToMeSD, we take the merging ratios $\{0.1, 0.2, 0.3, 0.4, 0.5\}$ to construct five different models. Furthermore, we apply agent attention to each ToMeSD model to obtain the corresponding AgentSD model. (b) Samples generated by SD, ToMeSD ( $r = 40\%$ ) and AgentSD ( $r = 40\%$ ). The prompt is "A high quality photograph of a $\{\mathrm{cls}\}$ ". + +attention, dubbed AgentSD, shows a significant improvement in generation speed and produces even better image quality without any extra training. + +Applying agent attention to Stable Diffusion. We practically apply agent attention to ToMeSD model [3]. ToMeSD reduces the number of tokens before attention calculation in Stable Diffusion, enhancing generation speed. Nonetheless, the post-merge token count remains considerable, resulting in continued complexity and latency. Hence, we replace the Softmax attention employed in ToMeSD model with our agent attention to further enhance speed. We experimentally find that when producing agent tokens through token merging [1], our agent attention can be directly applied to Stable Diffusion and ToMeSD model without any extra training. However, we are unable to apply the agent bias and DWC in this way. As a remedy, we make two simple adjustments to the agent attention, which are described in detail in Appendix. In addition, we get a significant boost by applying agent attention during early diffusion generation steps and keeping the later steps unchanged. + +Quantitative Results. We follow [3] and quantitatively compare AgentSD with Stable Diffusion and ToMeSD. As displayed in Fig. 6a, ToMeSD accelerates Stable Diffusion while maintaining similar image quality. AgentSD not only further accelerates ToMeSD but also significantly enhances image generation quality. Specifically, while maintaining superior image generation quality, AgentSD achieves $1.84\mathrm{x}$ and $1.69\mathrm{x}$ faster generation speeds compared to Stable Diffusion and ToMeSD, respectively. At an equivalent generation speed, AgentSD produces samples with a 0.9 lower FID score compared to ToMeSD. See the experimental details and full comparison table in Appendix. + +Visualization. We present some visualizations in Fig. 6b. AgentSD noticeably reduces ambiguity and generation errors in comparison to Stable Diffusion and ToMeSD. For instance, in the first column, Stable Diffusion and ToMeSD produce birds with one leg and two tails, while AgentSD's sample does not exhibit + +Table 4: Ablation on window size based on Agent-Swin-T. + +
WindowFLOPs#ParamAcc.Diff.
Agent-Swin-T724.5G29M82.0-0.6
1424.5G29M82.2-0.4
2824.5G29M82.4-0.2
5624.5G29M82.6Ours
Swin-T724.5G29M81.3-1.3
+ +![](images/63642f457dee5b6fab74c240260049a5624d4dce761e42ba20026860cc3ab927.jpg) +Fig. 7: (a) Comparison of FLOPs between Swin and our Agent-Swin as window size increases. (b) FLOPs comparison between DeiT and our Agent-DeiT in high-resolution scenarios. (c) Increasing resolution to $\{256^2, 288^2, 320^2, 352^2, 384^2\}$ . All these models are finetuned for 30 epochs from the corresponding $224^2$ resolution models. + +![](images/82cd8812c6b1898d2f63a426d8c05f8015ed7235ece3071e9ddf9061cee00f21.jpg) + +![](images/aaf047123393733859aeacc6d8477d726ffd6783185ab13052dc445869c88f36.jpg) + +this issue. In the third column, when provided with the prompt "A high quality photo of a mitten.", Stable Diffusion and ToMeSD erroneously generate a cat, whereas AgentSD produces the correct image. + +AgentSD for finetuning. We apply agent attention to SD-based Dreambooth [31] to verify its performance under finetuning. When finetuned, agent attention can be integrated into all diffusion steps, reaching 2.2x acceleration in generation speed compared to the original Dreambooth. Refer to Appendix for details. + +# 5.5 Large Receptive Field and High Resolution + +Large Receptive Field. Modern vision Transformers often confine self-attention calculation to local windows to reduce computation complexity, such as Swin [24]. In Tab. 4, we gradually enlarge the window size of Agent-Swin-T, ranging from $7^2$ to $56^2$ . Clearly, as the receptive field expands, the model's performance consistently improves. This indicates that while the window attention pattern is effective, it inevitably compromises the long-range modeling capability of self-attention and remains inferior to global attention. As shown in Fig. 7a, unlike the quadratic complexity of Softmax attention, the linear complexity of agent attention enables us to benefit from a global receptive field while preserving identical computation complexity. + +High Resolution. Limited by the quadratic complexity of Softmax attention, current vision Transformer models usually scale up by increasing model depth and width. Building on insights from [34], we discover that enhancing resolution might be a more effective approach for scaling vision Transformers, particularly + +Table 5: Scaling up by increasing resolution. All these models are trained from scratch. + +
MethodReso#ParamsFlopsTop-1
DeiT-B [35]224286.6M17.6G81.8
DeiT-S416222.2M18.8G82.9 (+1.1)
Agent-DeiT-B224287.2M17.6G82.0 (+0.2)
Agent-DeiT-S448223.1M17.7G83.1 (+1.3)
+ +
MethodReso#ParamsFlopsTop-1
PVT-L [37]224261.4M9.8G81.7
PVT-M256244.3M8.8G82.2 (+0.5)
Agent-PVT-L224248.7M10.4G83.7 (+2.0)
Agent-PVT-M256236.1M9.2G83.8 (+2.1)
+ +Table 6: Ablation on each module of agent attention. + +
FLOPs#ParamAcc.Diff.
Vanilla Linear Attention4.5G29M77.8-4.8
Agent Attention4.5G29M79.0-3.6
+ Agent Bias4.5G29M81.1-1.5
+ DWC4.5G29M82.6Ours
Swin-T w/o PE4.5G29M80.1-2.5
+ RPE4.5G29M81.3-1.3
+ DWC4.5G29M81.6-1.0
+ +those employing agent attention with global receptive fields. As shown in Tab. 5, Agent-DeiT-B achieves a 0.2 accuracy gain compared to DeiT-B, whereas Agent-DeiT-S at $448^{2}$ resolution attains an accuracy of 83.1 with only a quarter of the parameters. We observed analogous trends when scaling the resolution of Agent-PVT-M and Agent-Swin-S (see Appendix). Fig. 7b shows the FLOPs comparison between Agent-DeiT and DeiT, with Agent-DeiT saving $75\%$ of FLOPs for $1024^{2}$ resolution images. In Fig. 7c, we progressively increase the resolution of Agent-Swin-S, Swin-S, and Swin-B. It is evident that in high-resolution scenarios, our model consistently delivers notably superior outcomes. + +# 5.6 Ablation Study + +In this section, we ablate the key components in our agent attention module to verify the effectiveness of these designs. We report the results on ImageNet-1K classification based on Agent-Swin-T. + +Ablation on key designs. We substitute Softmax attention in Swin-T with vanilla linear attention, followed by a gradual introduction of agent attention, agent bias, and DWC to create Agent-Swin-T. The results are depicted in Tab. 6. Three key findings emerge: (1) Agent attention boosts accuracy by 1.2, proving its effectiveness. (2) Agent bias serves as an effective position embedding for agent attention, similar to RPE in Swin. (3) DWC is a crucial complement to unlock the capabilities of agent attention. When applying DWC to Swin-T, a modest gain of 0.3 is observed. In contrast, with DWC preserving feature diversity, agent attention delivers a much better result (+1.5). + +Ablation on number of agent tokens. The model's computation complexity can be modulated by varying the number of agent tokens. As shown in Tab. 7, shallower layers of the model have simple semantics, and judiciously decreasing + +Table 7: Ablation on the number of agent tokens. + +
#Num of Agent TokensFLOPS#ParamAcc.Diff.
Stage1Stage2Stage3Stage4
494949494.7G29M82.6-0.0
91649494.5G29M82.6Ours
91625494.5G29M82.2-0.4
4949494.5G29M82.4-0.2
Swin-T4.5G29M81.3-1.3
+ +Table 8: Comparison of different linear attention designs on DeiT-Tiny and Swin-Tiny. + +
DeiT-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]1.1G5.7M68.3
Efficient Attn [33]1.1G5.7M70.2
Linear Angular Attn [47]1.1G5.7M70.8
Focused Linear Attn [11]1.1G6.1M74.1
Ours1.2G6.0M74.9
+ +
Swin-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]4.5G29M80.7
Efficient Attn [33]4.5G29M81.0
Linear Angular Attn [47]4.5G29M79.4
Focused Linear Attn [11]4.5G29M82.1
Ours4.5G29M82.6
+ +the number of agent tokens in these layers does not adversely affect performance. In contrast, deeper layers have rich semantics, and reducing agent tokens in these layers leads to performance degradation. Hence, our design principle is using fewer agent tokens in the model's shallow layers to reduce computation complexity and more agent tokens in the deep layers to better represent rich semantics. This aligns with the stripe width design principle in CSwin [9]. + +Comparison with Other Linear Attention. We conduct a comparison of our agent attention with other linear attention methods using DeiT-T and Swin-T. As depicted in Tab. 8, substituting the Softmax attention employed by DeiT-T and Swin-T with various linear attention methods usually results in notable performance degradation. Remarkably, our models outperform all other methods as well as the Softmax baseline. + +# 6 Conclusion + +This paper presents a new attention paradigm dubbed Agent Attention, which is applicable across a variety of vision Transformer models. As an elegant integration of Softmax and linear attention, agent attention enjoys both high expressive power and low computation complexity. Extensive experiments on image classification, semantic segmentation, and object detection unequivocally confirm the effectiveness of our approach, particularly in high-resolution scenarios. When integrated with Stable Diffusion, agent attention accelerates image generation and substantially enhances image quality without any extra training. Due to its linear complexity with respect to the number of tokens and its strong representation power, agent attention may pave the way for challenging tasks with super long token sequences, such as video modelling and multi-modal foundation models. + +# Acknowledgement + +This work is supported in part by the National Key R&D Program of China under Grant 2021ZD0140407, the National Natural Science Foundation of China under Grants 42327901 and 62321005. + +# References + +1. Bolya, D., Fu, C.Y., Dai, X., Zhang, P., Feichtenhofer, C., Hoffman, J.: Token merging: Your ViT but faster. In: ICLR (2023) +2. Bolya, D., Fu, C.Y., Dai, X., Zhang, P., Hoffman, J.: Hydra attention: Efficient attention with many heads. In: ECCVW (2022) +3. Bolya, D., Hoffman, J.: Token merging for fast stable diffusion. In: CVPRW (2023) +4. Cai, Z., Vasconcelos, N.: Cascade r-cnn: Delving into high quality object detection. In: CVPR (2018) +5. 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The attention module is the key component in Transformers. While the global attention mechanism offers high expressiveness, its excessive computational cost restricts its applicability in various scenarios. In this paper, we propose a novel attention paradigm, Agent Attention, to strike a favorable balance between computational efficiency and representation power. Specifically, the Agent Attention, denoted as a quadruple " + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "inline_equation", + "content": "(Q,A,K,V)" + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "text", + "content": ", introduces an additional set of agent tokens " + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "text", + "content": " into the conventional attention module. The agent tokens first act as the agent for the query tokens " + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "text", + "content": " to aggregate information from " + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "text", + "content": ", and then broadcast the information back to " + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 160, + 250, + 455, + 524 + ], + "type": "text", + "content": ". Given the number of agent tokens can be designed to be much smaller than the number of query tokens, agent attention is significantly more efficient than the widely adopted Softmax attention, while preserving global context modelling capability. Interestingly, we show that the proposed agent attention is equivalent to a generalized form of linear attention. Therefore, agent attention seamlessly integrates the powerful Softmax attention and the highly efficient linear attention. Extensive experiments demonstrate the effectiveness of agent attention with various vision Transformers and across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Notably, agent attention has shown remarkable performance in high-resolution scenarios, owing to its linear attention nature. For instance, when applied to Stable Diffusion, our agent attention accelerates generation and substantially enhances image generation quality without any additional training. Code is available at https://github.com/LeapLabTHU/Agent-Attention." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "spans": [ + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "type": "text", + "content": "Keywords: Attention mechanism " + }, + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "type": "text", + "content": " Agent attention " + }, + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 534, + 455, + 545 + ], + "type": "text", + "content": " Vision Transformer" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 564, + 230, + 577 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 564, + 230, + 577 + ], + "spans": [ + { + "bbox": [ + 132, + 564, + 230, + 577 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 588, + 482, + 638 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 588, + 482, + 638 + ], + "spans": [ + { + "bbox": [ + 130, + 588, + 482, + 638 + ], + "type": "text", + "content": "Originating from natural language processing, Transformer models have rapidly gained prominence in the field of computer vision in recent years, achieving significant success in image classification [10, 12, 15, 35], object detection [5, 37], semantic segmentation [6, 43], and multimodal tasks [27, 28, 40]." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 132, + 643, + 223, + 653 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 643, + 223, + 653 + ], + "spans": [ + { + "bbox": [ + 132, + 643, + 223, + 653 + ], + "type": "text", + "content": "* Equal contribution." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 654, + 237, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 654, + 237, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 654, + 237, + 665 + ], + "type": "text", + "content": "\\*\\* Corresponding Author." + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 169, + 114, + 258, + 220 + ], + "blocks": [ + { + "bbox": [ + 169, + 114, + 258, + 220 + ], + "lines": [ + { + "bbox": [ + 169, + 114, + 258, + 220 + ], + "spans": [ + { + "bbox": [ + 169, + 114, + 258, + 220 + ], + "type": "image", + "image_path": "7728a2a8b1e587a461611cb7ce9f4c32c72b561042e616374873b2858628884b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 230, + 482, + 297 + ], + "lines": [ + { + "bbox": [ + 130, + 230, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 230, + 482, + 297 + ], + "type": "text", + "content": "Fig. 1: An illustration of the motivation of our agent attention. (a) In Softmax attention, each query aggregates information from all features, incurring quadratic complexity. (b) Leveraging the redundancy between attention weights, agent attention uses a small number of agent tokens to act as the \"agent\" for queries, capturing diverse semantic information from all features, and then presenting it to each query. The attention weights are derived from DeiT-T and Agent-DeiT-T." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 272, + 114, + 396, + 220 + ], + "blocks": [ + { + "bbox": [ + 272, + 114, + 396, + 220 + ], + "lines": [ + { + "bbox": [ + 272, + 114, + 396, + 220 + ], + "spans": [ + { + "bbox": [ + 272, + 114, + 396, + 220 + ], + "type": "image", + "image_path": "52b57a3e634d908afce6c9059ee78fffa2ae49df10afa097472a4de4181c5b6c.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 406, + 133, + 447, + 219 + ], + "blocks": [ + { + "bbox": [ + 406, + 133, + 447, + 219 + ], + "lines": [ + { + "bbox": [ + 406, + 133, + 447, + 219 + ], + "spans": [ + { + "bbox": [ + 406, + 133, + 447, + 219 + ], + "type": "image", + "image_path": "8fd56686b4ad48bb551be7b6b4b8188bc06016b90ee5b32016b4fb76d186a0dc.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 327, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 495 + ], + "type": "text", + "content": "Nevertheless, incorporating Transformers and self-attention into the visual domain presents formidable challenges. Modern Transformer models commonly employ Softmax attention [36], which computes the similarity between each query-key pair, resulting in quadratic computation complexity with respect to the number of tokens. As a result, directly applying Softmax attention with global receptive fields to the visual tasks can lead to unmanageable computational demands. To tackle this issue, existing works [13, 14, 16, 24, 37, 41, 50] attempt to reduce computation complexity by designing efficient attention patterns. As two representatives, Swin Transformer [24] reduces the receptive field and confines self-attention calculations to local windows. PVT [37] employs a sparse attention pattern to alleviate the computational burden by reducing the number of keys and values. Despite their effectiveness, these methods inevitably compromise the capability to model long-range relationships, and are still inferior to global self-attention mechanism." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": "In this paper, in contrast to restricting receptive field or introducing sparsity, we propose a novel quadruplet attention paradigm " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "(Q,A,K,V)" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": ", dubbed Agent Attention, which exploits redundancy between attention weights to achieve both high model expressiveness and low computation complexity. As shown in Fig. 1, in Softmax attention, each query aggregates information from all features, incurring quadratic complexity. In fact, many queries, such as those denoting sky in Fig. 1a, require similar information. Therefore, our motivation is to eliminate the direct contact between each query and key, and instead use a small number of agent tokens " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": " to act as the \"agent\" for queries, capturing diverse semantic information from all features, and then presenting it to each query. As illustrated in Fig. 1b and Fig. 2c, the resulting agent attention is composed of two conventional Softmax attention operations. The first Softmax attention treats agent tokens " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": " as queries to aggregate agent features " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "V_{A}" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": " from all values " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": ", and the second utilizes agent tokens " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": " as keys, broadcasting the global information" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 208, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 208, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 208, + 100 + ], + "type": "text", + "content": "Han et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 124, + 225, + 219 + ], + "blocks": [ + { + "bbox": [ + 140, + 124, + 225, + 219 + ], + "lines": [ + { + "bbox": [ + 140, + 124, + 225, + 219 + ], + "spans": [ + { + "bbox": [ + 140, + 124, + 225, + 219 + ], + "type": "image", + "image_path": "cc40abc3851886d1bfade4db9d93ed5347f445543478f6281a33aa3009a015a1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 140, + 225, + 225, + 234 + ], + "lines": [ + { + "bbox": [ + 140, + 225, + 225, + 234 + ], + "spans": [ + { + "bbox": [ + 140, + 225, + 225, + 234 + ], + "type": "text", + "content": "(a) Softmax Attention " + }, + { + "bbox": [ + 140, + 225, + 225, + 234 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N^2 d)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 235, + 125, + 318, + 219 + ], + "blocks": [ + { + "bbox": [ + 235, + 125, + 318, + 219 + ], + "lines": [ + { + "bbox": [ + 235, + 125, + 318, + 219 + ], + "spans": [ + { + "bbox": [ + 235, + 125, + 318, + 219 + ], + "type": "image", + "image_path": "c7a55fc2e2c3a452964df118141b423db0b432285e7b56514f9532bbc1799e57.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 235, + 225, + 316, + 235 + ], + "lines": [ + { + "bbox": [ + 235, + 225, + 316, + 235 + ], + "spans": [ + { + "bbox": [ + 235, + 225, + 316, + 235 + ], + "type": "text", + "content": "(b) Linear Attention " + }, + { + "bbox": [ + 235, + 225, + 316, + 235 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(Nd^2)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 325, + 114, + 476, + 225 + ], + "blocks": [ + { + "bbox": [ + 325, + 114, + 476, + 225 + ], + "lines": [ + { + "bbox": [ + 325, + 114, + 476, + 225 + ], + "spans": [ + { + "bbox": [ + 325, + 114, + 476, + 225 + ], + "type": "image", + "image_path": "7a95072bf61d0810552dc04e578b46dd59d4dd65e269350ec7e5695ef4980d7a.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 360, + 226, + 439, + 235 + ], + "lines": [ + { + "bbox": [ + 360, + 226, + 439, + 235 + ], + "spans": [ + { + "bbox": [ + 360, + 226, + 439, + 235 + ], + "type": "text", + "content": "(c) Agent Attention " + }, + { + "bbox": [ + 360, + 226, + 439, + 235 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(Nnd)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "lines": [ + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "spans": [ + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "text", + "content": "Fig. 2: Difference between Softmax attention, Linear attention and Agent attention. (a) Softmax attention computes the similarities between all query-key pairs, resulting in quadratic complexity. (b) Linear attention applies mapping function " + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\phi(\\cdot)" + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 244, + 482, + 332 + ], + "type": "text", + "content": " respectively to change the computation order, reducing complexity but suffering from insufficient expressive capability. (c) Our Agent attention employs a small group of agent tokens to aggregate and broadcast global information, leading to an elegant integration of Softmax and linear attention and naturally enjoying the advantages of both high expressiveness and low computation complexity." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": "from agent features " + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "inline_equation", + "content": "V_{A}" + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": " to each query and forming the final output. Intuitively, the newly introduced tokens " + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": " serve as \"agent\" for the query tokens " + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": ", as they directly collect information from " + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": ", and then deliver the result to " + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 357, + 479, + 392 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 393, + 480, + 488 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 393, + 480, + 488 + ], + "spans": [ + { + "bbox": [ + 130, + 393, + 480, + 488 + ], + "type": "text", + "content": "Due to the intrinsic redundancy in global self-attention, the number of agent tokens can be designed to be much smaller than the number of query tokens. This property endows agent attention with high efficiency, reducing the quadratic complexity of Softmax attention to linear complexity while preserving global context modelling capability. Interestingly, as illustrated in Fig. 2, the proposed agent attention practically forms an elegant integration of Softmax and linear attention, which explains how it achieves both high efficiency and high expressiveness from a novel perspective." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 489, + 481, + 573 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 489, + 481, + 573 + ], + "spans": [ + { + "bbox": [ + 130, + 489, + 481, + 573 + ], + "type": "text", + "content": "We empirically verify the effectiveness of our model across diverse vision tasks, including image classification, object detection, semantic segmentation and image generation. Our method yields substantial improvements in various tasks, particularly in high-resolution scenarios. Noteworthy, our agent attention can be directly plugged into pre-trained large diffusion models, and without any additional training, it not only accelerates the generation process, but also notably improves the generation quality." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 591, + 242, + 604 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 591, + 242, + 604 + ], + "spans": [ + { + "bbox": [ + 132, + 591, + 242, + 604 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "Vision Transformer. Since the inception of Vision Transformer [10], self-attention has made notable strides in the realm of computer vision. However, the quadratic complexity of the prevalent Softmax attention [36] poses a challenge in applying self-attention to visual tasks. Previous works proposed various remedies" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agent Attention" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": "for this computational challenge. PVT [37] introduces sparse global attention, curbing computation cost by reducing the resolution of " + }, + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": ". Swin Transformer [24] restricts self-attention computations to local windows and employs shifted windows to model the entire image. NAT [16] emulates convolutional operations and calculates attention within the neighborhood of each feature. DAT [41] designs a deformable attention module to achieve a data-dependent attention pattern. BiFormer [50] uses bi-level routing attention to dynamically determine areas of interest for each query. GRL [21] employs a mixture of anchored stripe attention, window attention, and channel attention to achieve efficient image restoration. However, these approaches inherently limit the global receptive field of self-attention or are vulnerable to specifically designed attention patterns, hindering their plug-and-play adaptability for general purposes." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "spans": [ + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": "Linear Attention. In contrast to the idea of restricting receptive fields, linear attention directly addresses the computational challenge by reducing computation complexity. The pioneer work [18] discards the Softmax function and replaces it with a mapping function " + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": " applied to " + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": ", thereby reducing the computation complexity to " + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N)" + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": ". However, such approximations led to substantial performance degradation. To tackle this problem, Efficient Attention [33] applies the Softmax function to both " + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 261, + 482, + 440 + ], + "type": "text", + "content": ". SOFT [26] and Nystromformer [44] employ matrix decomposition to further approximate Softmax operation. Castling-ViT [47] uses Softmax attention as an auxiliary training tool and fully employs linear attention during inference. FLatten Transformer [11] proposes focused function and adopts depthwise convolution to preserve feature diversity. While these methods are effective, they continue to struggle with the limited expressive power of linear attention. In the paper, rather than enhancing Softmax or linear attention, we propose agent attention which integrates these two attention types, achieving superior performance in various tasks." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 463, + 234, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 463, + 234, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 463, + 234, + 475 + ], + "type": "text", + "content": "3 Preliminaries" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 492, + 481, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 492, + 481, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 492, + 481, + 517 + ], + "type": "text", + "content": "In this section, we first review the general form of self-attention in vision Transformers and briefly analyze the pros and cons of Softmax and linear attention." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 538, + 318, + 550 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 538, + 318, + 550 + ], + "spans": [ + { + "bbox": [ + 132, + 538, + 318, + 550 + ], + "type": "text", + "content": "3.1 General Form of Self-Attention" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "spans": [ + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "type": "text", + "content": "With an input of " + }, + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "type": "text", + "content": " tokens represented as " + }, + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "type": "inline_equation", + "content": "x \\in \\mathbb{R}^{N \\times C}" + }, + { + "bbox": [ + 130, + 562, + 481, + 587 + ], + "type": "text", + "content": ", self-attention can be formulated as follows in each head:" + } + ] + } + 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d}" + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "text", + "content": " are projection matrices, " + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "text", + "content": " are the channel dimension of module and each head, and " + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\operatorname{Sim}(\\cdot, \\cdot)" + }, + { + "bbox": [ + 130, + 640, + 481, + 666 + ], + "type": "text", + "content": " denotes the similarity function." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, 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"bbox": [ + 130, + 223, + 482, + 312 + ], + "lines": [ + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "text", + "content": "Fig.3: An illustration of our agent attention and agent attention module. (a) Agent attention uses agent tokens to aggregate global information and distribute it to individual image tokens, resulting in a practical integration of Softmax and linear attention. " + }, + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "inline_equation", + "content": "\\sigma (\\cdot)" + }, + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "text", + "content": " represents Softmax function. In (b), we depict the information flow of agent attention module. As a showcase, we acquire agent tokens through pooling. Subsequently, agent tokens are utilized to aggregate information from " + }, + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 223, + 482, + 312 + ], + "type": "text", + "content": " queries features from the agent features. In addition, agent bias and DWC are adopted to add positional information and maintain feature diversity." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 333, + 364, + 344 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 333, + 364, + 344 + ], + "spans": [ + { + "bbox": [ + 131, + 333, + 364, + 344 + ], + "type": "text", + "content": "3.2 Softmax Attention and Linear Attention" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "text", + "content": "When using " + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\operatorname{Sim}(Q, K) = \\exp(QK^T / \\sqrt{d})" + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "text", + "content": " in Eq. (1), it becomes Softmax attention [36], which has been highly successful in modern vision Transformer designs. However, Softmax attention compels to compute the similarity between all query-key pairs, resulting in " + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N^2)" + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "text", + "content": " complexity. Consequently, using Softmax attention with a global receptive field leads to overwhelming computation complexity. To tackle this problem, previous works attempted to reduce the number of tokens " + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 350, + 482, + 458 + ], + "type": "text", + "content": " by designing sparse global attention [37, 38] or window attention [9, 24] patterns. While effective, these strategies unavoidably compromise the self-attention's capability for long-range modeling." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": "Comparably, linear attention [18] efficiently addresses the computation challenge with a linear complexity of " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N)" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": ". Specifically, carefully designed mapping functions are applied to " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": " respectively, i.e., " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "\\operatorname{Sim}(Q, K) = \\phi(Q) \\phi(K)^T" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": ". This gives us the opportunity to change the computation order from " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "(\\phi(Q) \\phi(K)^T)V" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "\\phi(Q) (\\phi(K)^T V)" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": " based on the associative property of matrix multiplication. As illustrated in Fig. 2, by doing so, the computation complexity with respect to token number is reduced to " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N)" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": ". However, designing effective mapping function " + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "inline_equation", + "content": "\\phi(\\cdot)" + }, + { + "bbox": [ + 130, + 459, + 491, + 602 + ], + "type": "text", + "content": " proves to be a nontrivial task. Simple functions [33] such as ReLU lead to significant performance drop, whereas more intricate designs [7] or matrix decomposition methods [26, 44] may introduce extra computation overhead. In general, current linear attention approaches are still inferior to Softmax attention, limiting their practical application." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 618, + 268, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 618, + 268, + 632 + ], + "spans": [ + { + "bbox": [ + 131, + 618, + 268, + 632 + ], + "type": "text", + "content": "4 Agent Transformer" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "As discussed in Sec. 3, Softmax and linear attention suffer from either excessive computation complexity or insufficient model expressiveness. Previous research" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agent Attention" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "commonly treated these two attention paradigms as distinct approaches and attempted to either reduce the computation cost of Softmax attention or enhance the performance of linear attention. In this section, we propose a new attention paradigm named Agent Attention, which practically forms an elegant integration of Softmax and linear attention, enjoying benefits from both linear complexity and high expressiveness." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 205, + 244, + 217 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 205, + 244, + 217 + ], + "spans": [ + { + "bbox": [ + 132, + 205, + 244, + 217 + ], + "type": "text", + "content": "4.1 Agent Attention" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 224, + 395, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 224, + 395, + 237 + ], + "spans": [ + { + "bbox": [ + 132, + 224, + 395, + 237 + ], + "type": "text", + "content": "To simplify, we abbreviate Softmax and linear attention as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 140, + 246, + 481, + 262 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 246, + 481, + 262 + ], + "spans": [ + { + "bbox": [ + 140, + 246, + 481, + 262 + ], + "type": "interline_equation", + "content": "O ^ {\\mathrm {S}} = \\sigma (Q K ^ {T}) V \\triangleq \\mathrm {A t t n} ^ {\\mathrm {S}} (Q, K, V), O ^ {\\phi} = \\phi (Q) \\phi (K) ^ {T} V \\triangleq \\mathrm {A t t n} ^ {\\phi} (Q, K, V), (2)", + "image_path": "b00d5bb60b1dd59594e5a9a397bee9e056a3ab25d479ae34e8474fc6b072793d.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "spans": [ + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "type": "inline_equation", + "content": "Q, K, V \\in \\mathbb{R}^{N \\times C}" + }, + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "type": "text", + "content": " denote query, key and value matrices and " + }, + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "type": "inline_equation", + "content": "\\sigma(\\cdot)" + }, + { + "bbox": [ + 130, + 270, + 481, + 294 + ], + "type": "text", + "content": " represents Softmax function. Then our agent attention can be written as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 228, + 302, + 481, + 334 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 302, + 481, + 334 + ], + "spans": [ + { + "bbox": [ + 228, + 302, + 481, + 334 + ], + "type": "interline_equation", + "content": "O ^ {\\mathrm {A}} = \\operatorname {A t t n} ^ {\\mathrm {S}} (Q, A, \\underbrace {\\operatorname {A t t n} ^ {\\mathrm {S}} (A , K , V)} _ {\\text {A g e n t A g g r e g a t i o n}}). \\tag {3}", + "image_path": "c86e2e0ae1095a3353ab298481fa90b16f28ccd89649f6085af0f8c71d90db6d.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 290, + 338, + 350, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 290, + 338, + 350, + 346 + ], + "spans": [ + { + "bbox": [ + 290, + 338, + 350, + 346 + ], + "type": "text", + "content": "Agent Broadcast" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 355, + 216, + 367 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 355, + 216, + 367 + ], + "spans": [ + { + "bbox": [ + 132, + 355, + 216, + 367 + ], + "type": "text", + "content": "It is equivalent to:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 146, + 375, + 481, + 403 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 375, + 481, + 403 + ], + "spans": [ + { + "bbox": [ + 146, + 375, + 481, + 403 + ], + "type": "interline_equation", + "content": "O ^ {\\mathrm {A}} = \\sigma \\left(Q A ^ {T}\\right) \\sigma \\left(A K ^ {T}\\right) V = \\phi_ {q} (Q) \\phi_ {k} (K) ^ {T} V = \\underbrace {\\operatorname {A t t n} ^ {\\phi_ {\\mathrm {q / k}}} (Q , K , V)} _ {\\text {G e n e r a l i z e d L i n e a r A t t n}}, \\tag {4}", + "image_path": "32a907e36387cf5437879988d15f691da7ec196226c916b489e658683b7be7d4.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 412, + 360, + 424 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 412, + 360, + 424 + ], + "spans": [ + { + "bbox": [ + 132, + 412, + 360, + 424 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 412, + 360, + 424 + ], + "type": "inline_equation", + "content": "A\\in \\mathbb{R}^{n\\times C}" + }, + { + "bbox": [ + 132, + 412, + 360, + 424 + ], + "type": "text", + "content": " is our newly defined agent tokens." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "spans": [ + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": "As shown in Eq. (3) and Fig. 3a, our agent attention consists of two Softmax attention operations, namely agent aggregation and agent broadcast. Specifically, we initially treat agent tokens " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " as queries and perform attention calculations between " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " to aggregate agent features " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "V_{A}" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " from all values. Subsequently, we utilize " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " as keys and " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "V_{A}" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " as values in the second attention calculation with the query matrix " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": ", broadcasting the global information from agent features to every query token and obtaining the final output " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "O" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": ". In this way, we avoid the computation of pairwise similarities between " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 425, + 482, + 532 + ], + "type": "text", + "content": " while preserving information exchange between each query-key pair through agent tokens." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": "The newly defined agent tokens " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": " essentially serve as the agent for " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": ", aggregating global information from " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": ", and subsequently broadcasting it back to " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": ". Practically, we set the number of agent tokens " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": " as a small hyperparameter, achieving a linear complexity of " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(Nnd)" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": " relative to the number of input features " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": " while maintaining global context modeling capability. Interestingly, as shown in Eq. (4) and Fig. 3a, we practically integrate the powerful Softmax attention and efficient linear attention, establishing a generalized linear attention paradigm by employing two Softmax attention operations, with the equivalent mapping function defined as " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\phi_q(Q) = \\sigma(QA^T)" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\phi_k(K) = (\\sigma(AK^T))^T" + }, + { + "bbox": [ + 130, + 533, + 482, + 642 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "text", + "content": "In practice, agent tokens can be acquired through different methods, such as simply setting as a set of learnable parameters or extracting from input features" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "text", + "content": "Han et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": "through pooling or convolution. It is worth noticing that more advanced techniques like deformed points [41] or token merging [1] can also be used to obtain agent tokens. In the default setting, we employ the simple pooling strategy to obtain agent tokens, which already works surprisingly well." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 182, + 287, + 194 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 182, + 287, + 194 + ], + "spans": [ + { + "bbox": [ + 132, + 182, + 287, + 194 + ], + "type": "text", + "content": "4.2 Agent Attention Module" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 202, + 479, + 226 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 202, + 479, + 226 + ], + "spans": [ + { + "bbox": [ + 130, + 202, + 479, + 226 + ], + "type": "text", + "content": "Agent attention inherits the merits of both Softmax and linear attention. In practical use, we further make two improvements to maximize its potential." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 227, + 480, + 264 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 227, + 480, + 264 + ], + "spans": [ + { + "bbox": [ + 130, + 227, + 480, + 264 + ], + "type": "text", + "content": "Agent Bias. In order to better utilize positional information, we present a carefully designed Agent Bias for our agent attention. Specifically, inspired by RPB [32], we introduce agent bias within the attention calculation, i.e.," + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 230, + 274, + 481, + 287 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 230, + 274, + 481, + 287 + ], + "spans": [ + { + "bbox": [ + 230, + 274, + 481, + 287 + ], + "type": "interline_equation", + "content": "O ^ {\\mathrm {A}} = \\sigma \\left(Q A ^ {T} + B _ {2}\\right) \\sigma \\left(A K ^ {T} + B _ {1}\\right) V, \\tag {5}", + "image_path": "2ef236ab2c2d615303bed4088fb98e787adc79771ff4d0e3710e690469637803.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "type": "inline_equation", + "content": "B_{1} \\in \\mathbb{R}^{n \\times N}, B_{2} \\in \\mathbb{R}^{N \\times n}" + }, + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "type": "text", + "content": " are our agent biases. For parameter efficiency, we construct each agent bias using three bias components rather than directly setting " + }, + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "type": "inline_equation", + "content": "B_{1}, B_{2}" + }, + { + "bbox": [ + 130, + 297, + 482, + 369 + ], + "type": "text", + "content": " as learnable parameters (see Appendix). Agent bias augments the vanilla agent attention with spatial information, helping different agent tokens to focus on diverse regions. As shown in Tab. 6, significant improvements can be observed upon the introduction of our agent bias terms." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 369, + 482, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 369, + 482, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 369, + 482, + 418 + ], + "type": "text", + "content": "Diversity Restoration Module. Although agent attention benefits from both low computation cost and high expressiveness, as generalized linear attention, it also suffers from insufficient feature diversity [11]. As a remedy, we follow [11] and adopt a depthwise convolution (DWC) module to preserve feature diversity." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 418, + 481, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 481, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 481, + 464 + ], + "type": "text", + "content": "Agent Attention Module. Building upon these designs, we propose a novel attention module named Agent Attention Module. As illustrated in Fig. 3(b), our module is composed of three parts, namely pure agent attention, agent bias and the DWC module. Our module can be formulated as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 205, + 476, + 481, + 491 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 205, + 476, + 481, + 491 + ], + "spans": [ + { + "bbox": [ + 205, + 476, + 481, + 491 + ], + "type": "interline_equation", + "content": "O = \\sigma \\left(Q A ^ {T} + B _ {2}\\right) \\sigma \\left(A K ^ {T} + B _ {1}\\right) V + \\operatorname {D W C} (V), \\tag {6}", + "image_path": "ccf07c44b59297c75d4bc895d55a2405a1f46e067c120d92a1b95ce4dfa6163c.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "spans": [ + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "inline_equation", + "content": "Q, K, V \\in \\mathbb{R}^{N \\times C}" + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "inline_equation", + "content": "A \\in \\mathbb{R}^{n \\times C}" + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "inline_equation", + "content": "B_1 \\in \\mathbb{R}^{n \\times N}" + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "inline_equation", + "content": "B_2 \\in \\mathbb{R}^{N \\times n}" + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": ". In the default setting, agent tokens " + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": " is obtained through pooling, i.e., " + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "inline_equation", + "content": "A = \\mathrm{Pooling}(Q)" + }, + { + "bbox": [ + 130, + 499, + 482, + 537 + ], + "type": "text", + "content": ". The overall module complexity is expressed as:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 198, + 546, + 481, + 572 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 546, + 481, + 572 + ], + "spans": [ + { + "bbox": [ + 198, + 546, + 481, + 572 + ], + "type": "interline_equation", + "content": "\\Omega = \\underbrace {4 N C ^ {2}} _ {\\text {P r o j}} + \\underbrace {N C} _ {\\text {G e t A g e n t s}} + \\underbrace {2 n N C + 2 N n C} _ {\\text {A g e n t A t t e n t i o n}} + \\underbrace {k ^ {2} N C} _ {\\text {D W C}}, \\tag {7}", + "image_path": "e4a807732dc56442f993c84f93ee9c426893d47d3f27bd6857792fe21ec8727b.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "inline_equation", + "content": "N, n" + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "text", + "content": " are the number of input features and agent tokens, and " + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "inline_equation", + "content": "k = 3" + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "text", + "content": " is the kernel size of DWC. Notably, our model exhibits linear complexity for " + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 581, + 480, + 605 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 605, + 480, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 480, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 480, + 629 + ], + "type": "text", + "content": "Combining the merits of Softmax and linear attention, our module offers the following advantages:" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "content": "(1) Efficient computation and high expressive capability. Previous work usually viewed Softmax attention and linear attention as two different attention paradigms, aiming to address their respective limitations. As a seamless" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agent Attention" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 138, + 146, + 299, + 254 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "text", + "content": "Table 1: ImageNet-1K classification results. The default input resolution is " + }, + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "inline_equation", + "content": "224^2" + }, + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "text", + "content": ", except " + }, + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "inline_equation", + "content": "\\uparrow^{384}" + }, + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "text", + "content": " denotes results on " + }, + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "inline_equation", + "content": "384^2" + }, + { + "bbox": [ + 132, + 114, + 481, + 138 + ], + "type": "text", + "content": " resolution. Check the Appendix for full results." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 138, + 146, + 299, + 254 + ], + "lines": [ + { + "bbox": [ + 138, + 146, + 299, + 254 + ], + "spans": [ + { + "bbox": [ + 138, + 146, + 299, + 254 + ], + "type": "table", + "html": "
Method#ParamsFLOPsTop-1 Acc.
DeiT-T [35]5.7M1.2G72.2
Agent-DeiT-T6.0M1.2G74.9 (+2.7)
DeiT-S22.1M4.6G79.8
Agent-DeiT-S22.7M4.4G80.5 (+0.7)
PVT-T [37]13.2M1.9G75.1
Agent-PVT-T11.6M2.0G78.4 (+3.3)
PVT-S24.5M3.8G79.8
Agent-PVT-S20.6M4.0G82.2 (+2.4)
PVT-L61.4M9.8G81.7
Agent-PVT-L48.7M10.4G83.7 (+2.0)
", + "image_path": "95c9e1861fb267f8feda7029eb7990e64979a2f33e22daf680f93976a6f733d9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 306, + 146, + 480, + 253 + ], + "blocks": [ + { + "bbox": [ + 306, + 146, + 480, + 253 + ], + "lines": [ + { + "bbox": [ + 306, + 146, + 480, + 253 + ], + "spans": [ + { + "bbox": [ + 306, + 146, + 480, + 253 + ], + "type": "table", + "html": "
Method#ParamsFLOPsTop-1 Acc.
Swin-T [24]29M4.5G81.3
Agent-Swin-T29M4.5G82.6 (+1.3)
Swin-S50M8.7G83.0
Agent-Swin-S50M8.7G83.7 (+0.7)
Swin-B88M15.4G83.5
Agent-Swin-B88M15.4G84.0 (+0.5)
CSwin-B [9]78M15.0G84.2
Agent-CSwin-B73M14.9G84.7 (+0.5)
CSwin-B\\( ^{384} \\)78M47.0G85.4
Agent-CSwin-B\\( ^{384} \\)73M46.3G85.8 (+0.4)
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Our module can adopt a large receptive field while maintaining the same amount of computation. Modern vision Transformer models typically resort to sparse attention [37, 38] or window attention [9, 24] to mitigate the computation burden of Softmax attention. Benefited from linear complexity, our model can enjoy the advantages of a large, even global receptive field while maintaining the same computation." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 511, + 241, + 523 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 511, + 241, + 523 + ], + "spans": [ + { + "bbox": [ + 132, + 511, + 241, + 523 + ], + "type": "text", + "content": "4.3 Implementation" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 529, + 482, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 529, + 482, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 529, + 482, + 602 + ], + "type": "text", + "content": "Our agent attention module can serve as a plug-in module and can be easily adopted on a variety of modern vision Transformer architectures. As a showcase, we empirically apply our method to four advanced and representative Transformer models including DeiT [35], PVT [37], Swin [24] and CSwin [9]. We also apply agent attention to Stable Diffusion [30] to accelerate image generation. Detailed model architectures are shown in Appendix." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 618, + 230, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 618, + 230, + 632 + ], + "spans": [ + { + "bbox": [ + 132, + 618, + 230, + 632 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": "To verify the effectiveness of our method, we conduct experiments on ImageNet-1K classification [8], ADE20K semantic segmentation [49], and COCO object" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "text", + "content": "Han et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 138, + 147, + 479, + 232 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": "Table 2: Results on COCO dataset. The FLOPs are computed over backbone, FPN and detection head with an input resolution of " + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "inline_equation", + "content": "1280 \\times 800" + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": ". See full results in Appendix." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 138, + 147, + 479, + 232 + ], + "lines": [ + { + "bbox": [ + 138, + 147, + 479, + 232 + ], + "spans": [ + { + "bbox": [ + 138, + 147, + 479, + 232 + ], + "type": "table", + "html": "
(a) Mask R-CNN Object Detection
MethodFLOPsSch.\\( AP^b \\)\\( AP_{50}^b \\)\\( AP_{75}^b \\)\\( AP^m \\)\\( AP_{50}^m \\)\\( AP_{75}^m \\)(b) Cascade Mask R-CNN Object Detection
MethodFLOPsSch.\\( AP^b \\)\\( AP_{50}^b \\)\\( AP_{75}^b \\)
PVT-T240G1x36.759.239.335.156.737.3Swin-T745G1x48.167.1
Agent-PVT-T230G1x41.464.145.238.761.341.6Agent-Swin-T755G1x49.268.6
PVT-M392G1x42.064.445.639.061.642.1Swin-T745G3x50.469.2
Agent-PVT-M400G1x45.967.850.442.065.045.4Agent-Swin-T755G3x51.470.2
PVT-L494G1x42.965.046.639.561.942.5Swin-S837G3x51.970.7
Agent-PVT-L510G1x46.969.251.442.866.246.2Agent-Swin-S843G3x52.671.3
Swin-S358G1x45.767.950.441.164.944.2Swin-B981G3x51.970.5
Agent-Swin-S364G1x47.269.652.342.766.645.8Agent-Swin-B990G3x52.671.1
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Runtime is tested with resolution " + }, + { + "bbox": [ + 132, + 347, + 480, + 360 + ], + "type": "inline_equation", + "content": "224^2" + }, + { + "bbox": [ + 132, + 347, + 480, + 360 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 364, + 245, + 479, + 328 + ], + "blocks": [ + { + "bbox": [ + 364, + 245, + 479, + 328 + ], + "lines": [ + { + "bbox": [ + 364, + 245, + 479, + 328 + ], + "spans": [ + { + "bbox": [ + 364, + 245, + 479, + 328 + ], + "type": "image", + "image_path": "be22af84ed2680327b3de9f3e816aeebd6e5ece4456c26f3480e58dbecf4c957.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 407, + 330, + 445, + 338 + ], + "lines": [ + { + "bbox": [ + 407, + 330, + 445, + 338 + ], + "spans": [ + { + "bbox": [ + 407, + 330, + 445, + 338 + ], + "type": "text", + "content": "(c) A100 GPU" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 384, + 480, + 444 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 480, + 444 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 480, + 444 + ], + "type": "text", + "content": "detection [23]. Additionally, we integrate agent attention into the state-of-the-art generation model, Stable Diffusion [30]. Furthermore, we construct high-resolution models with large receptive fields to maximize the benefits of agent attention. In addition, sufficient ablation experiments are conducted to show the effectiveness of each design." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 463, + 298, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 463, + 298, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 463, + 298, + 475 + ], + "type": "text", + "content": "5.1 ImageNet-1K Classification" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 485, + 480, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 480, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 480, + 533 + ], + "type": "text", + "content": "ImageNet [8] comprises 1000 classes, with 1.2 million training images and 50,000 validation images. We implement our module on four representative vision Transformers and compare the top-1 accuracy on the validation split with state-of-the-art models. See Appendix for training settings." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "type": "text", + "content": "Results. As depicted in Tab. 1, substituting Softmax attention with agent attention in various models results in significant performance improvements. For instance, Agent-PVT-S surpasses PVT-L while using just " + }, + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "type": "inline_equation", + "content": "30\\%" + }, + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "type": "text", + "content": " of the parameters and " + }, + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "type": "inline_equation", + "content": "40\\%" + }, + { + "bbox": [ + 130, + 533, + 481, + 628 + ], + "type": "text", + "content": " of the FLOPs. Additionally, we provide a comprehensive comparison with various state-of-the-art methods in Fig. 4. Our models clearly achieve a better trade-off between computation cost and model performance. These results unequivocally prove that our approach has robust advantages and is adaptable to diverse architectures." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Inference Time. We further conduct real speed measurements by deploying the models on various devices. As Fig. 5 illustrates, our models attain inference speeds 1.7 to 2.1 times faster on the CPU while simultaneously improving per" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agent Attention" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 138, + 145, + 480, + 227 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": "Table 3: Results of semantic segmentation on ADE20K. The FLOPs are computed over encoders and decoders with an input image at the resolution of " + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "512 \\times 2048" + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 138, + 145, + 480, + 227 + ], + "lines": [ + { + "bbox": [ + 138, + 145, + 480, + 227 + ], + "spans": [ + { + "bbox": [ + 138, + 145, + 480, + 227 + ], + "type": "table", + "html": "
SemanticFPN Semantic SegmentationUperNet Semantic Segmentation
BackboneMethodFLOPs#ParamsmIoUmAccBackboneMethodFLOPs#ParamsmIoUmAcc
PVT-TS-FPN158G17M36.5746.72Swin-TUperNet945G60M44.5155.61
Agent-PVT-TS-FPN147G15M40.1851.76Agent-Swin-TUperNet954G61M46.6858.53
PVT-SS-FPN225G28M41.9553.02Swin-SUperNet1038G81M47.6458.78
Agent-PVT-SS-FPN211G24M44.1856.17Agent-Swin-SUperNet1043G81M48.0859.78
PVT-LS-FPN420G65M43.4954.62Swin-BUperNet1188G121M48.1359.13
Agent-PVT-LS-FPN434G52M46.5258.50Agent-Swin-BUperNet1196G121M48.7360.01
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On RTX3090 GPU and A100 GPU, our models also achieve 1.4x to 1.7x faster inference speeds." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 293, + 248, + 306 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 293, + 248, + 306 + ], + "spans": [ + { + "bbox": [ + 132, + 293, + 248, + 306 + ], + "type": "text", + "content": "5.2 Object Detection" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "text", + "content": "COCO [23] object detection and instance segmentation dataset has 118K training and 5K validation images. We apply our model to RetinaNet [22], Mask R-CNN [17] and Cascade Mask R-CNN [4] frameworks to evaluate the performance of our method. A series of experiments are conducted utilizing both 1x and 3x schedules with different detection heads. As depicted in Tab. 2, our model exhibits consistent enhancements across all configurations. Agent-PVT outperforms PVT models with an increase in box AP ranging from " + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "inline_equation", + "content": "+3.9" + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "inline_equation", + "content": "+4.7" + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "text", + "content": ", while Agent-Swin surpasses Swin models by up to " + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "inline_equation", + "content": "+1.5" + }, + { + "bbox": [ + 130, + 312, + 482, + 434 + ], + "type": "text", + "content": " box AP. These substantial improvements can be attributed to the large receptive field brought by our design, proving the effectiveness of agent attention in high-resolution scenarios." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 451, + 279, + 464 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 451, + 279, + 464 + ], + "spans": [ + { + "bbox": [ + 132, + 451, + 279, + 464 + ], + "type": "text", + "content": "5.3 Semantic Segmentation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "type": "text", + "content": "ADE20K [49] is a well-established benchmark for semantic segmentation which encompasses 20K training images and 2K validation images. We apply our model to two exemplary segmentation models, namely SemanticFPN [19] and UperNet [42]. The results are presented in Tab. 3. Remarkably, our Agent-PVT-T and Agent-Swin-T achieve " + }, + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "type": "inline_equation", + "content": "+3.61" + }, + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "type": "inline_equation", + "content": "+2.17" + }, + { + "bbox": [ + 130, + 471, + 482, + 556 + ], + "type": "text", + "content": " higher mIoU than their counterparts. The results show that our model is compatible with various segmentation backbones and consistently achieves improvements." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 573, + 345, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 573, + 345, + 586 + ], + "spans": [ + { + "bbox": [ + 132, + 573, + 345, + 586 + ], + "type": "text", + "content": "5.4 Agent Attention for Stable Diffusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": "The advent of diffusion models makes it possible to generate high-resolution and high-quality images. However, current diffusion models mainly use the original Softmax attention with a global receptive field, resulting in huge computation cost and slow generation speed. In the light of this, we apply our agent attention to Stable Diffusion [30], hoping to improve the generation speed of the model. Surprisingly, after simple adjustments, the Stable Diffusion model using agent" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "text", + "content": "Han et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 141, + 114, + 279, + 223 + ], + "blocks": [ + { + "bbox": [ + 141, + 114, + 279, + 223 + ], + "lines": [ + { + "bbox": [ + 141, + 114, + 279, + 223 + ], + "spans": [ + { + "bbox": [ + 141, + 114, + 279, + 223 + ], + "type": "image", + "image_path": "915c5306f114e215b3105b85ef667a28ef3d5f8a4471515d6c935a09f7cd6457.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 167, + 225, + 253, + 235 + ], + "lines": [ + { + "bbox": [ + 167, + 225, + 253, + 235 + ], + "spans": [ + { + "bbox": [ + 167, + 225, + 253, + 235 + ], + "type": "text", + "content": "(a) Quantitative results" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 293, + 114, + 452, + 224 + ], + "blocks": [ + { + "bbox": [ + 293, + 114, + 452, + 224 + ], + "lines": [ + { + "bbox": [ + 293, + 114, + 452, + 224 + ], + "spans": [ + { + "bbox": [ + 293, + 114, + 452, + 224 + ], + "type": "image", + "image_path": "0757d03eff151a4bd1430a12e0e34d8b34a7eb590f4e92b8c6e60ea3d22141a9.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 364, + 225, + 409, + 236 + ], + "lines": [ + { + "bbox": [ + 364, + 225, + 409, + 236 + ], + "spans": [ + { + "bbox": [ + 364, + 225, + 409, + 236 + ], + "type": "text", + "content": "(b) Samples" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "lines": [ + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": "Fig. 6: (a) Quantitative Results of Stable Diffusion (SD), ToMeSD and our AgentSD. For ToMeSD, we take the merging ratios " + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "inline_equation", + "content": "\\{0.1, 0.2, 0.3, 0.4, 0.5\\}" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": " to construct five different models. Furthermore, we apply agent attention to each ToMeSD model to obtain the corresponding AgentSD model. (b) Samples generated by SD, ToMeSD (" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "inline_equation", + "content": "r = 40\\%" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": ") and AgentSD (" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "inline_equation", + "content": "r = 40\\%" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": "). The prompt is \"A high quality photograph of a " + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "inline_equation", + "content": "\\{\\mathrm{cls}\\}" + }, + { + "bbox": [ + 130, + 244, + 482, + 300 + ], + "type": "text", + "content": "\"." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 326, + 480, + 350 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 326, + 480, + 350 + ], + "spans": [ + { + "bbox": [ + 130, + 326, + 480, + 350 + ], + "type": "text", + "content": "attention, dubbed AgentSD, shows a significant improvement in generation speed and produces even better image quality without any extra training." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 351, + 482, + 507 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 351, + 482, + 507 + ], + "spans": [ + { + "bbox": [ + 130, + 351, + 482, + 507 + ], + "type": "text", + "content": "Applying agent attention to Stable Diffusion. We practically apply agent attention to ToMeSD model [3]. ToMeSD reduces the number of tokens before attention calculation in Stable Diffusion, enhancing generation speed. Nonetheless, the post-merge token count remains considerable, resulting in continued complexity and latency. Hence, we replace the Softmax attention employed in ToMeSD model with our agent attention to further enhance speed. We experimentally find that when producing agent tokens through token merging [1], our agent attention can be directly applied to Stable Diffusion and ToMeSD model without any extra training. However, we are unable to apply the agent bias and DWC in this way. As a remedy, we make two simple adjustments to the agent attention, which are described in detail in Appendix. In addition, we get a significant boost by applying agent attention during early diffusion generation steps and keeping the later steps unchanged." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "type": "text", + "content": "Quantitative Results. We follow [3] and quantitatively compare AgentSD with Stable Diffusion and ToMeSD. As displayed in Fig. 6a, ToMeSD accelerates Stable Diffusion while maintaining similar image quality. AgentSD not only further accelerates ToMeSD but also significantly enhances image generation quality. Specifically, while maintaining superior image generation quality, AgentSD achieves " + }, + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "type": "inline_equation", + "content": "1.84\\mathrm{x}" + }, + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "type": "inline_equation", + "content": "1.69\\mathrm{x}" + }, + { + "bbox": [ + 130, + 508, + 482, + 616 + ], + "type": "text", + "content": " faster generation speeds compared to Stable Diffusion and ToMeSD, respectively. At an equivalent generation speed, AgentSD produces samples with a 0.9 lower FID score compared to ToMeSD. See the experimental details and full comparison table in Appendix." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Visualization. We present some visualizations in Fig. 6b. AgentSD noticeably reduces ambiguity and generation errors in comparison to Stable Diffusion and ToMeSD. For instance, in the first column, Stable Diffusion and ToMeSD produce birds with one leg and two tails, while AgentSD's sample does not exhibit" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agent Attention" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 209, + 137, + 411, + 206 + ], + "blocks": [ + { + "bbox": [ + 185, + 114, + 427, + 125 + ], + "lines": [ + { + "bbox": [ + 185, + 114, + 427, + 125 + ], + "spans": [ + { + "bbox": [ + 185, + 114, + 427, + 125 + ], + "type": "text", + "content": "Table 4: Ablation on window size based on Agent-Swin-T." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 209, + 137, + 411, + 206 + ], + "lines": [ + { + "bbox": [ + 209, + 137, + 411, + 206 + ], + "spans": [ + { + "bbox": [ + 209, + 137, + 411, + 206 + ], + "type": "table", + "html": "
WindowFLOPs#ParamAcc.Diff.
Agent-Swin-T724.5G29M82.0-0.6
1424.5G29M82.2-0.4
2824.5G29M82.4-0.2
5624.5G29M82.6Ours
Swin-T724.5G29M81.3-1.3
", + "image_path": "29b331f3054bb37135cf20ebfb95dca28ea13781320f214e9636d20bd757cc77.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 133, + 217, + 246, + 300 + ], + "blocks": [ + { + "bbox": [ + 133, + 217, + 246, + 300 + ], + "lines": [ + { + "bbox": [ + 133, + 217, + 246, + 300 + ], + "spans": [ + { + "bbox": [ + 133, + 217, + 246, + 300 + ], + "type": "image", + "image_path": "63642f457dee5b6fab74c240260049a5624d4dce761e42ba20026860cc3ab927.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "lines": [ + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "type": "text", + "content": "Fig. 7: (a) Comparison of FLOPs between Swin and our Agent-Swin as window size increases. (b) FLOPs comparison between DeiT and our Agent-DeiT in high-resolution scenarios. (c) Increasing resolution to " + }, + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "type": "inline_equation", + "content": "\\{256^2, 288^2, 320^2, 352^2, 384^2\\}" + }, + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "type": "text", + "content": ". All these models are finetuned for 30 epochs from the corresponding " + }, + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "type": "inline_equation", + "content": "224^2" + }, + { + "bbox": [ + 130, + 309, + 482, + 354 + ], + "type": "text", + "content": " resolution models." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 246, + 217, + 362, + 300 + ], + "blocks": [ + { + "bbox": [ + 246, + 217, + 362, + 300 + ], + "lines": [ + { + "bbox": [ + 246, + 217, + 362, + 300 + ], + "spans": [ + { + "bbox": [ + 246, + 217, + 362, + 300 + ], + "type": "image", + "image_path": "82cd8812c6b1898d2f63a426d8c05f8015ed7235ece3071e9ddf9061cee00f21.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 362, + 217, + 480, + 300 + ], + "blocks": [ + { + "bbox": [ + 362, + 217, + 480, + 300 + ], + "lines": [ + { + "bbox": [ + 362, + 217, + 480, + 300 + ], + "spans": [ + { + "bbox": [ + 362, + 217, + 480, + 300 + ], + "type": "image", + "image_path": "aaf047123393733859aeacc6d8477d726ffd6783185ab13052dc445869c88f36.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 376, + 480, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 480, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 480, + 413 + ], + "type": "text", + "content": "this issue. In the third column, when provided with the prompt \"A high quality photo of a mitten.\", Stable Diffusion and ToMeSD erroneously generate a cat, whereas AgentSD produces the correct image." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 413, + 481, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 481, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 481, + 462 + ], + "type": "text", + "content": "AgentSD for finetuning. We apply agent attention to SD-based Dreambooth [31] to verify its performance under finetuning. When finetuned, agent attention can be integrated into all diffusion steps, reaching 2.2x acceleration in generation speed compared to the original Dreambooth. Refer to Appendix for details." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 479, + 379, + 491 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 479, + 379, + 491 + ], + "spans": [ + { + "bbox": [ + 131, + 479, + 379, + 491 + ], + "type": "text", + "content": "5.5 Large Receptive Field and High Resolution" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "type": "text", + "content": "Large Receptive Field. Modern vision Transformers often confine self-attention calculation to local windows to reduce computation complexity, such as Swin [24]. In Tab. 4, we gradually enlarge the window size of Agent-Swin-T, ranging from " + }, + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "type": "inline_equation", + "content": "7^2" + }, + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "type": "inline_equation", + "content": "56^2" + }, + { + "bbox": [ + 130, + 498, + 482, + 617 + ], + "type": "text", + "content": ". Clearly, as the receptive field expands, the model's performance consistently improves. This indicates that while the window attention pattern is effective, it inevitably compromises the long-range modeling capability of self-attention and remains inferior to global attention. As shown in Fig. 7a, unlike the quadratic complexity of Softmax attention, the linear complexity of agent attention enables us to benefit from a global receptive field while preserving identical computation complexity." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "High Resolution. Limited by the quadratic complexity of Softmax attention, current vision Transformer models usually scale up by increasing model depth and width. Building on insights from [34], we discover that enhancing resolution might be a more effective approach for scaling vision Transformers, particularly" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 208, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 208, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 208, + 100 + ], + "type": "text", + "content": "Han et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 140, + 135, + 305, + 198 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 125 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 125 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 125 + ], + "type": "text", + "content": "Table 5: Scaling up by increasing resolution. All these models are trained from scratch." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 140, + 135, + 305, + 198 + ], + "lines": [ + { + "bbox": [ + 140, + 135, + 305, + 198 + ], + "spans": [ + { + "bbox": [ + 140, + 135, + 305, + 198 + ], + "type": "table", + "html": "
MethodReso#ParamsFlopsTop-1
DeiT-B [35]224286.6M17.6G81.8
DeiT-S416222.2M18.8G82.9 (+1.1)
Agent-DeiT-B224287.2M17.6G82.0 (+0.2)
Agent-DeiT-S448223.1M17.7G83.1 (+1.3)
", + "image_path": "a3cc9295e567e543fffed7ea89028faec3d297a941a007bb6940b50ca4bb9b7e.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 314, + 136, + 479, + 198 + ], + "blocks": [ + { + "bbox": [ + 314, + 136, + 479, + 198 + ], + "lines": [ + { + "bbox": [ + 314, + 136, + 479, + 198 + ], + "spans": [ + { + "bbox": [ + 314, + 136, + 479, + 198 + ], + "type": "table", + "html": "
MethodReso#ParamsFlopsTop-1
PVT-L [37]224261.4M9.8G81.7
PVT-M256244.3M8.8G82.2 (+0.5)
Agent-PVT-L224248.7M10.4G83.7 (+2.0)
Agent-PVT-M256236.1M9.2G83.8 (+2.1)
", + "image_path": "d624b2ec8ea41164577cab4d68af0f0b420947748bae1a4294460274c6aed1ab.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 197, + 231, + 418, + 312 + ], + "blocks": [ + { + "bbox": [ + 195, + 208, + 416, + 219 + ], + "lines": [ + { + "bbox": [ + 195, + 208, + 416, + 219 + ], + "spans": [ + { + "bbox": [ + 195, + 208, + 416, + 219 + ], + "type": "text", + "content": "Table 6: Ablation on each module of agent attention." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 197, + 231, + 418, + 312 + ], + "lines": [ + { + "bbox": [ + 197, + 231, + 418, + 312 + ], + "spans": [ + { + "bbox": [ + 197, + 231, + 418, + 312 + ], + "type": "table", + "html": "
FLOPs#ParamAcc.Diff.
Vanilla Linear Attention4.5G29M77.8-4.8
Agent Attention4.5G29M79.0-3.6
+ Agent Bias4.5G29M81.1-1.5
+ DWC4.5G29M82.6Ours
Swin-T w/o PE4.5G29M80.1-2.5
+ RPE4.5G29M81.3-1.3
+ DWC4.5G29M81.6-1.0
", + "image_path": "b9b651a153fbff45dec2479337269fa8c2d0ca8fb5f78c6967a4e99a9e484951.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "text", + "content": "those employing agent attention with global receptive fields. As shown in Tab. 5, Agent-DeiT-B achieves a 0.2 accuracy gain compared to DeiT-B, whereas Agent-DeiT-S at " + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "inline_equation", + "content": "448^{2}" + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "text", + "content": " resolution attains an accuracy of 83.1 with only a quarter of the parameters. We observed analogous trends when scaling the resolution of Agent-PVT-M and Agent-Swin-S (see Appendix). Fig. 7b shows the FLOPs comparison between Agent-DeiT and DeiT, with Agent-DeiT saving " + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "text", + "content": " of FLOPs for " + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "inline_equation", + "content": "1024^{2}" + }, + { + "bbox": [ + 130, + 338, + 482, + 445 + ], + "type": "text", + "content": " resolution images. In Fig. 7c, we progressively increase the resolution of Agent-Swin-S, Swin-S, and Swin-B. It is evident that in high-resolution scenarios, our model consistently delivers notably superior outcomes." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 464, + 238, + 476 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 464, + 238, + 476 + ], + "spans": [ + { + "bbox": [ + 132, + 464, + 238, + 476 + ], + "type": "text", + "content": "5.6 Ablation Study" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 485, + 481, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 481, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 481, + 521 + ], + "type": "text", + "content": "In this section, we ablate the key components in our agent attention module to verify the effectiveness of these designs. We report the results on ImageNet-1K classification based on Agent-Swin-T." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "type": "text", + "content": "Ablation on key designs. We substitute Softmax attention in Swin-T with vanilla linear attention, followed by a gradual introduction of agent attention, agent bias, and DWC to create Agent-Swin-T. The results are depicted in Tab. 6. Three key findings emerge: (1) Agent attention boosts accuracy by 1.2, proving its effectiveness. (2) Agent bias serves as an effective position embedding for agent attention, similar to RPE in Swin. (3) DWC is a crucial complement to unlock the capabilities of agent attention. When applying DWC to Swin-T, a modest gain of 0.3 is observed. In contrast, with DWC preserving feature diversity, agent attention delivers a much better result (+1.5)." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Ablation on number of agent tokens. The model's computation complexity can be modulated by varying the number of agent tokens. As shown in Tab. 7, shallower layers of the model have simple semantics, and judiciously decreasing" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 380, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agent Attention" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 189, + 137, + 426, + 206 + ], + "blocks": [ + { + "bbox": [ + 202, + 114, + 411, + 126 + ], + "lines": [ + { + "bbox": [ + 202, + 114, + 411, + 126 + ], + "spans": [ + { + "bbox": [ + 202, + 114, + 411, + 126 + ], + "type": "text", + "content": "Table 7: Ablation on the number of agent tokens." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 189, + 137, + 426, + 206 + ], + "lines": [ + { + "bbox": [ + 189, + 137, + 426, + 206 + ], + "spans": [ + { + "bbox": [ + 189, + 137, + 426, + 206 + ], + "type": "table", + "html": "
#Num of Agent TokensFLOPS#ParamAcc.Diff.
Stage1Stage2Stage3Stage4
494949494.7G29M82.6-0.0
91649494.5G29M82.6Ours
91625494.5G29M82.2-0.4
4949494.5G29M82.4-0.2
Swin-T4.5G29M81.3-1.3
", + "image_path": "826d15a78dc690e4da69b852be867a8b5f1cb467f9e65fa392a3e5c328732ca5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 140, + 242, + 305, + 318 + ], + "blocks": [ + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "lines": [ + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "type": "text", + "content": "Table 8: Comparison of different linear attention designs on DeiT-Tiny and Swin-Tiny." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 140, + 242, + 305, + 318 + ], + "lines": [ + { + "bbox": [ + 140, + 242, + 305, + 318 + ], + "spans": [ + { + "bbox": [ + 140, + 242, + 305, + 318 + ], + "type": "table", + "html": "
DeiT-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]1.1G5.7M68.3
Efficient Attn [33]1.1G5.7M70.2
Linear Angular Attn [47]1.1G5.7M70.8
Focused Linear Attn [11]1.1G6.1M74.1
Ours1.2G6.0M74.9
", + "image_path": "757498496cc58ac98ba089d3e0ba7b1339557d8a02e5fc58c68a1d3e9a60d209.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 314, + 242, + 479, + 318 + ], + "blocks": [ + { + "bbox": [ + 314, + 242, + 479, + 318 + ], + "lines": [ + { + "bbox": [ + 314, + 242, + 479, + 318 + ], + "spans": [ + { + "bbox": [ + 314, + 242, + 479, + 318 + ], + "type": "table", + "html": "
Swin-T Setting
Linear AttentionFLOPs#ParamAcc.
Hydra Attn [2]4.5G29M80.7
Efficient Attn [33]4.5G29M81.0
Linear Angular Attn [47]4.5G29M79.4
Focused Linear Attn [11]4.5G29M82.1
Ours4.5G29M82.6
", + "image_path": "d41d16491870fc824e2df9c6d630494c93b0d425625a79c39fcc1be636c69570.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 342, + 482, + 414 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 482, + 414 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 482, + 414 + ], + "type": "text", + "content": "the number of agent tokens in these layers does not adversely affect performance. In contrast, deeper layers have rich semantics, and reducing agent tokens in these layers leads to performance degradation. Hence, our design principle is using fewer agent tokens in the model's shallow layers to reduce computation complexity and more agent tokens in the deep layers to better represent rich semantics. This aligns with the stripe width design principle in CSwin [9]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 415, + 482, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 486 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 486 + ], + "type": "text", + "content": "Comparison with Other Linear Attention. We conduct a comparison of our agent attention with other linear attention methods using DeiT-T and Swin-T. As depicted in Tab. 8, substituting the Softmax attention employed by DeiT-T and Swin-T with various linear attention methods usually results in notable performance degradation. Remarkably, our models outperform all other methods as well as the Softmax baseline." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 504, + 220, + 517 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 504, + 220, + 517 + ], + "spans": [ + { + "bbox": [ + 132, + 504, + 220, + 517 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 529, + 482, + 662 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 529, + 482, + 662 + ], + "spans": [ + { + "bbox": [ + 130, + 529, + 482, + 662 + ], + "type": "text", + "content": "This paper presents a new attention paradigm dubbed Agent Attention, which is applicable across a variety of vision Transformer models. As an elegant integration of Softmax and linear attention, agent attention enjoys both high expressive power and low computation complexity. Extensive experiments on image classification, semantic segmentation, and object detection unequivocally confirm the effectiveness of our approach, particularly in high-resolution scenarios. When integrated with Stable Diffusion, agent attention accelerates image generation and substantially enhances image quality without any extra training. Due to its linear complexity with respect to the number of tokens and its strong representation power, agent attention may pave the way for challenging tasks with super long token sequences, such as video modelling and multi-modal foundation models." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 208, + 101 + ], + "type": "text", + "content": "Han et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 241, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 241, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 241, + 129 + ], + "type": "text", + "content": "Acknowledgement" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 482, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 482, + 176 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 482, + 176 + ], + "type": "text", + "content": "This work is supported in part by the National Key R&D Program of China under Grant 2021ZD0140407, the National Natural Science Foundation of China under Grants 42327901 and 62321005." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 196, + 198, + 209 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 196, + 198, + 209 + ], + "spans": [ + { + "bbox": [ + 133, + 196, + 198, + 209 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 222, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 24, + "blocks": [ + { + "bbox": [ + 138, + 222, + 480, + 244 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 222, + 480, + 244 + ], + "spans": [ + { + "bbox": [ + 138, + 222, + 480, + 244 + ], + "type": "text", + "content": "1. 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The ability to understand and reason the 3D real world is a crucial milestone towards artificial general intelligence. The current common practice is to finetune Large Language Models (LLMs) with 3D data and texts to enable 3D understanding. Despite their effectiveness, these approaches are inherently limited by the scale and diversity of the available 3D data. Alternatively, in this work, we introduce Agent3D-Zero, an innovative 3D-aware agent framework addressing the 3D scene understanding in a zero-shot manner. The essence of our approach centers on reconceptualizing the challenge of 3D scene perception as a process of understanding and synthesizing insights from multiple images, inspired by how our human beings attempt to understand 3D scenes. By consolidating this idea, we propose a novel way to make use of a Large Visual Language Model (VLM) via actively selecting and analyzing a series of viewpoints for 3D understanding. Specifically, given an input 3D scene, Agent3D-Zero first processes a bird's-eye view image with custom-designed visual prompts, then iteratively chooses the next viewpoints to observe and summarize the underlying knowledge. A distinctive advantage of Agent3D-Zero is the introduction of novel visual prompts, which significantly unleash the VLMs' ability to identify the most informative viewpoints and thus facilitate observing 3D scenes. Extensive experiments demonstrate the effectiveness of the proposed framework in understanding diverse and previously unseen 3D environments.", + "bbox": [ + 259, + 390, + 743, + 712 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: 3D Scene Understanding $\\cdot$ Agent $\\cdot$ Multi-Modal Large Language Model", + "bbox": [ + 259, + 722, + 740, + 750 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 777, + 375, + 792 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Understanding three-dimensional (3D) scenes [36] is a fundamental task in computer vision, especially vital for robotics [5], autonomous driving [17,21,53], and", + "bbox": [ + 212, + 808, + 787, + 842 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/c2e1dd4514f2aa0ed57977c38140c815aa48ecb0e16a62d2c5b49ef4e634daf8.jpg", + "image_caption": [ + "(a) Finetuning Paradigm" + ], + "image_footnote": [], + "bbox": [ + 277, + 155, + 728, + 223 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/0465a1f731426a127f52cb0515484c954337c0254ccb0b86fae97f87c15f1716.jpg", + "image_caption": [ + "(b) Our Zero-Shot Framework", + "Fig. 1: Illustration of (a) finetuning-based paradigm and (b) our proposed zero-shot paradigm. The finetuning-based paradigm exploits an external 3D perceiver, and finetunes it with a frozen LLM. On the contrary, our proposed zero-shot paradigm is simple and efficient, directly utilizing the VLM to actively select and interpret multiple observing views for zero-shot 3D task resolution." + ], + "image_footnote": [], + "bbox": [ + 279, + 239, + 728, + 308 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "augmented reality applications [26]. The emergence of an intelligent assistant who can fully comprehend the 3D world and find her way seamlessly in a given space is a crucial milestone on the path to artificial general intelligence.", + "bbox": [ + 212, + 424, + 787, + 469 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recently, the convergence of visual perception with Large Language Models (LLMs) [1,34] represents a significant leap forward, showcasing remarkable proficiency in a variety of 2D understanding tasks. Building on this advancement, extending these capabilities to the 3D realm seems a natural progression. This involves integrating 3D data into LLMs or Large Vision Language Models (VLMs) through fine-tuning [22,32] and enabling the models to process 3D data formats directly. By leveraging their extensive prior knowledge, these LLMs/VLMs are poised to significantly enhance 3D understanding in open-world scenarios [3].", + "bbox": [ + 212, + 472, + 789, + 594 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, collecting a large quantity of 3D data is a rather challenging task, which requires specialized equipment like depth cameras [23] or LiDAR sensors [28], along with sophisticated reconstruction algorithms [14,48]. Annotating the 3D data with textual descriptions can be much more difficult and labor-intensive compared to the 2D counterpart. Moreover, the diversity of publicly available 3D data is severely limited, with existing datasets often confined to CAD models [24,47], indoor environments [15], and autonomous driving scenarios [6,19]. Such issues motivate us to rethink the potential solutions toward 3D understanding with large foundation models.", + "bbox": [ + 212, + 595, + 787, + 731 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Formally, in this work, we explore an alternative approach for developing a 3D-aware intelligent assistant. Contrary to the common practice of fine-tuning LLMs/VLMs on 3D data and text pairs, we introduce Agent3D-Zero, an agent framework for VLMs addressing the 3D scene understanding in a zero-shot manner. Our approach draws inspiration from the human cognitive ability to comprehend the real world without the need for explicit 3D reconstruction, but observe the 3D scenario from multiviews. Humans, for example, can intuitively under-", + "bbox": [ + 212, + 734, + 787, + 839 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "#", + "bbox": [ + 390, + 46, + 457, + 82 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "#", + "bbox": [ + 576, + 50, + 651, + 87 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 269, + 114, + 372, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "stand the spatial relationships among objects through visual perception, even without precise measurements of distance.", + "bbox": [ + 212, + 146, + 782, + 175 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "By consolidating this idea, Agent3D-Zero utilizes multiple images from diverse viewpoints, enabling VLMs, such as GPT-4V [37], to perform robust reasoning and achieve a reliable understanding of spatial relationships between objects. This approach allows Agent3D-Zero to perceive the 3D world using the extensive knowledge embedded in pre-trained VLMs, thereby achieving zero-shot scene understanding.", + "bbox": [ + 212, + 176, + 785, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Furthermore, Agent3D-Zero is designed to actively select subsequent viewpoints for observing and reasoning about spatial information across multiple images. While introducing multiple viewpoints enriches scene comprehension, it simultaneously imposes substantial memory and processing demands on current VLMs. To address this, we propose a novel visual prompting technique termed Set-of-Line Prompting (SoLP). By employing bird's-eye view images, we delineate the scene's boundaries and superimpose a Cartesian coordinate system equipped with uniform grid lines and directional markers. This straightforward yet effective strategy significantly enhances the VLM's capability to understand 3D spatial concepts.", + "bbox": [ + 212, + 267, + 787, + 417 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We demonstrate the effectiveness of Agent3D-Zero in various 3D reasoning and perception tasks. In the 3D Question Answering task, our approach surpasses all related works in the ScanQA dataset, even without the use of annotated data for training or fine-tuning. Additionally, as a zero-shot method, Agent3D-Zero gets advantages over the previous fine-tuning method in task decomposition and 3D-assisted dialog tasks. Our contributions can be summarized as follows:", + "bbox": [ + 212, + 417, + 787, + 508 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We pioneer the design of Agent3D-Zero, a 3D-aware Agent for scene understanding, which excels in zero-shot learning using only images, thereby eliminating the dependence on explicit 3D data structures such as point clouds or meshes.", + "- We develop a comprehensive framework for proactive perception in agents, enabling the VLM to identify location and direction through inherent reasoning capabilities.", + "- Agent3D-Zero demonstrates exceptional performance across a range of tasks and multitasking scenarios, outperforming existing methodologies in experiments involving the ScanQA dataset, 3D-assisted dialogue, and zero-shot 3D segmentation." + ], + "bbox": [ + 223, + 516, + 782, + 679 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 703, + 387, + 719 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "LLMs have shown remarkable potential in advancing artificial intelligence, demonstrating their effectiveness in various assessments [12,13,38,52]. Initially limited to processing textual information, there has been a significant shift towards Multi-modal Large Language Models (MLLMs) to overcome these constraints by integrating multi-modal inputs. This discussion outlines the transition from 2D to 3D scene understanding within MLLMs, providing a foundation for exploring advancements in multimodal learning.", + "bbox": [ + 212, + 734, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 344, + 114, + 732, + 130 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 MLLM for 2D Scene Understanding", + "text_level": 1, + "bbox": [ + 215, + 146, + 562, + 162 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The application of MLLMs for 2D scene understanding [1,9-11,20,27,27,30,31,34,37,40] forms a critical foundation for our method, which utilizes VLMs to comprehend the 3D world in a zero-shot manner. As a precursor to our approach, insights into the operational mechanisms of VLMs offer valuable lessons. To establish a foundational model capable of interpreting 2D vision, researchers have pursued two distinct paradigms: training from scratch using internet-scale text-image pairs, exemplified by models such as CLIP [40] by OpenAI, BLIP series [30,31] by Facebook AI, and ViLT [27] by Google; and fine-tuning existing LLMs with additional 2D vision data, as seen in models like GPT-4V [37] and LLava [34]. The former approach fosters a deeper, more intrinsic understanding of visual-textual relationships, whereas the latter is more cost-effective and often yields superior general performance. Leveraging these insights from LLMs and VLMs, the research community has extensively explored various applications and achievements of VLMs in 2D scene understanding, including image captioning [29-31], visual question answering [2,43], semantic segmentation [42,49], and zero-shot classification tasks [35,46].", + "bbox": [ + 212, + 169, + 787, + 415 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 MLLM for 3D Scene Understanding", + "text_level": 1, + "bbox": [ + 215, + 434, + 562, + 450 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Extending LLMs to 3D scene understanding marks a significant shift beyond traditional 2D analyses, embracing the complexity of our three-dimensional environment. Initial efforts focused on recognizing single 3D objects [46]. Meanwhile, Models like Chat-3D [45] and SpatialVLM [7] enhance spatial understanding in a single image through innovative techniques. Recent advancements [7,22,25,32,45] have adapted LLMs and VLMs for more comprehensive 3D spatial comprehension. 3D-LLM [22] pioneers the incorporation of 3D worlds into LLMs by training perceivers to interpret reconstructed 3D features. Similarly, 3DMIT [32] focuses on refining the integration of 3D spatial data into LLMs through dedicated scene and object projectors. However, these approaches are limited by the unavailability of 3D scene data, restricting the scope of 3D understanding compared to the extensive resources available for 2D analysis. Our method diverges by using VLMs to perform 3D tasks in a zero-shot manner, getting rid of the labor-intensive 3D data collection and giving an elegant receipt of interpreting and understanding complicated 3D scenes with actively selected 2D inputs.", + "bbox": [ + 212, + 458, + 787, + 686 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 708, + 330, + 724 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Overview", + "text_level": 1, + "bbox": [ + 215, + 739, + 339, + 753 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Agent3D-Zero presents a novel agent framework that utilizes VLMs for 3D scene understanding in a zero-shot manner. An overview is illustrated in Figure 2. The process initiates with a bird's-eye view (BEV) image $I_{b}$ derived from a given 3D mesh $M$ . The selection of $I_{b}$ serves a critical purpose: it provides a comprehensive layout of the scene, which is instrumental in planning the camera viewpoints that", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/d30e24e8bc20814f80277ccfbb6d51f60e26efb16cdbf85af4f27299b4c8a372.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 250, + 146, + 395, + 276 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/bf32eec9cfa5190016188918a8615a06ac34ea27b58a91d6f4ea99908b1c94d2.jpg", + "image_caption": [ + "Fig. 2: System Overview of Agent3D-Zero. The upper segment illustrates our viewpoints-selection progress. We initiate the process by overlaying grid lines and tick marks on the BEV images, constituting the prompt along with a scene type description. This prompt guides the VLM to retrieve camera poses for images observing the 3D scene. The lower section demonstrates the versatility of Agent3D-Zero, showcasing its proficiency in addressing various 3D reasoning and perception tasks through strategic prompting and tool utilization." + ], + "image_footnote": [], + "bbox": [ + 250, + 276, + 400, + 372 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/40f1ec6801a5bcdf7e6cda5fd7a9025e6e4966548da64161e9ad9a7b7f82923e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 398, + 148, + 753, + 276 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/c9562d4719de80390ffb28565ffef91e0629f6b8af37ac668b64a0378b24ba8e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 400, + 276, + 602, + 372 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a53d9263ca965679ecc87ec764ce95eecc8504371b5f8cbc1511fa794cfad55d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 602, + 276, + 753, + 372 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "are crucial for a thorough scene analysis. Given $I_{b}$ and the camera intrinsic metric $K$ , we aim to strategically plan $N$ camera viewpoints. These are defined by the extrinsic matrix $\\mathcal{T} = \\{(R,t)_i|i\\in [1,N]\\}$ , with $R$ denoting a 3x3 rotation matrix for the camera's orientation and $t$ a translation vector $[\\mathrm{x},\\mathrm{y},\\mathrm{z}]$ for its position. The $\\mathrm{x}$ and $\\mathrm{y}$ are predicted by the VLM, while $\\mathrm{z}$ is set as the average height. For the rotation matrix, we set pitch and roll angles as 0, and discretize azimuth to four directions $[0,\\frac{\\pi}{2},\\pi ,\\frac{3\\pi}{2}]$ . This is formalized as:", + "bbox": [ + 212, + 510, + 787, + 619 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {T} = \\mathbf {V L M} \\left(I _ {b}, P _ {b}\\right), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 429, + 625, + 784, + 642 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $P$ represents the textual prompt guiding the VLM. The structured prompt communicates the goal and specific requirements, such as:", + "bbox": [ + 212, + 648, + 787, + 680 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given a bird's-eye view of a scene, please provide N pictures to comprehensively understand the scene... \nCould you suggest camera positions and orientations for each shot?", + "bbox": [ + 228, + 688, + 769, + 736 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Upon determining the camera extrinsic matrix $\\mathcal{T}$ , new images $\\mathcal{I} = \\{I_i | i \\in [1, N]\\}$ are rendered from the 3D mesh:", + "bbox": [ + 215, + 744, + 787, + 777 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nI _ {i} = \\pi \\left(R _ {i}, t _ {i}, K, M\\right), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 424, + 785, + 785, + 801 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\pi$ represents the rendering process. Subsequently, VLMs analyze images from these selected viewpoints, synthesizing insights for a coherent scene inter", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 344, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "pretation. This empowers the agent with a detailed understanding of the scene, enabling it to tackle diverse scene-understanding tasks. With a task-specific prompt $P_{t}$ , Agent3D-Zero can query the VLM to address specific questions:", + "bbox": [ + 212, + 146, + 787, + 194 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nA _ {t} = \\mathbf {V L M} (\\mathcal {I}, P _ {t}), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 434, + 208, + 785, + 223 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $A$ symbolizes the answer to the question.", + "bbox": [ + 214, + 229, + 560, + 244 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In practice, instead of directly asking the model to output $N$ camera positions, we make the VLM iteratively output $N'$ each time, enabling the VLM to select the viewpoint with previous experiences.", + "bbox": [ + 212, + 244, + 782, + 290 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Regrettably, when relying on raw BEV image inputs, the VLM struggles to generate meaningful viewpoints due to inherent limitations in distance measurement. To address this challenge, we propose a visual prompt, the Set-of-Line Prompting (SoLP) technique based on BEV images. Subsequent section 3.2 elaborates on the concept and application of SoLP. This is followed by a detailed exploration of Agent3D-Zero's capabilities in zero-shot 3D scene understanding, focusing on its reasoning (section 3.3) and perception (section 3.4) skills.", + "bbox": [ + 212, + 291, + 787, + 398 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Set-of-Line Prompting", + "text_level": 1, + "bbox": [ + 214, + 420, + 447, + 435 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Recognizing the challenge of precise location determination faced by VLMs, we introduce SoLP as an innovative solution to improve the VLMs' understanding of mathematical and spatial concepts. Traditional prompt engineering focuses on textural inputs for LLMs. However, our approach aims to adopt similar methodologies for visual inputs, enhancing the VLMs' planning and localization capabilities. Given that VLMs primarily produce textual outputs, the auxiliary visual prompts added to input images must be both interpretable by the models and describable in textual form.", + "bbox": [ + 212, + 445, + 787, + 566 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Drawing inspiration from how humans interpret maps, where longitude and latitude are used to specify locations on a spherical surface and the Cartesian coordinate system represents points in a plane, we devised SoLP. This method involves superimposing grid lines and tick marks onto a BEV image, transforming the original image $I_{b}$ into a prompted image $I_{b}^{p}$ . Consequently, the process described in Equation 1 and 3 is refined as shown in Equation 4 and 5:", + "bbox": [ + 212, + 566, + 787, + 659 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {T} = \\mathbf {V L M} \\left(I _ {b} ^ {p}, P _ {b} ^ {p}\\right), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 431, + 672, + 785, + 689 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nA _ {t} = \\mathbf {V L M} (\\mathcal {I}, P _ {t} ^ {p}), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 433, + 710, + 785, + 727 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $P_{t}^{p}$ represents the text prompt paired with the proposed SoLP.", + "bbox": [ + 214, + 733, + 715, + 748 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "SoLP not only aids in enhancing the VLM's comprehension of the scene's geometric aspects but also enables the generation of more precise camera poses. While directly determining $\\mathcal{T}$ poses a significant challenge for VLMs, the introduction of SoLP facilitates this process by incorporating additional output format controls. This allows for the specification of camera positions as grid points within the image (e.g., $(0,0)$ ) and orientations from a predefined set of", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "directions [left', 'right', 'front', 'back'], simplifying the VLM's task. Compared with $P_{t}$ , $P_{t}^{p}$ has additional format control sentences:", + "bbox": [ + 212, + 145, + 782, + 176 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "% Output format control", + "text_level": 1, + "bbox": [ + 232, + 189, + 416, + 204 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The position can be present as the grid point in the picture, like $(0, 0)$ . The orientations can be chosen from ['left', 'right', 'front', 'back'].", + "bbox": [ + 232, + 205, + 769, + 236 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Upon acquiring the camera poses $\\mathcal{T}$ , we can render the corresponding images $\\mathcal{I} = \\{I_i | i \\in [1, N]\\}$ within the 3D scene, setting the stage for subsequent analyses and evaluations.", + "bbox": [ + 212, + 250, + 784, + 292 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Exploration of 3D Reasoning Capabilities", + "text_level": 1, + "bbox": [ + 214, + 316, + 602, + 333 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Upon processing the scene images, Agent3D-Zero empowers VLMs to assimilate comprehensive information about the scene, thereby equipping the model to tackle a wide array of downstream tasks, including question answering (QA), caption generation, and dialogues. As indicated by the framework outlined in Equation 3, Agent3D-Zero adapts to diverse tasks by employing specific task-oriented prompts $P_{t}$ . An illustrative prompt $P_{t}$ is provided below to demonstrate how Agent3D-Zero can guide VLMs in understanding a 3D scene through images from varied viewpoints and subsequently respond to a series of queries:", + "bbox": [ + 212, + 342, + 784, + 462 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "% Task prompt", + "text_level": 1, + "bbox": [ + 232, + 474, + 346, + 489 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Understand a 3D scene without direct access to the point clouds but only images from different viewpoints. Later, I'll ask you a series of questions about the scene, and I'd like your responses one-by-one with correspondence number, in the order the questions are presented. Please keep each response short and clear.", + "bbox": [ + 232, + 491, + 769, + 563 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Examples: questions: [1. How many chairs are around the table? 2. what's the color of the table? 3. Where is the beige wooden working table placed? 4. What is in the corner of the bath? ].", + "bbox": [ + 232, + 566, + 769, + 611 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Answers: [1. 3 2. Brown 3. right of tall cabinet 4. shower]", + "bbox": [ + 232, + 611, + 643, + 628 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Similar to a 3D-LLM [22], Agent3D-Zero boasts the capability to execute various downstream tasks using a singular model framework. This is a departure from most prior approaches, which typically specialize in a single aspect of 3D reasoning. This highlights the general applicability and adaptability of Agent3D-Zero, showcasing its potential to serve as a versatile tool for 3D scene analysis and understanding.", + "bbox": [ + 212, + 641, + 784, + 732 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.4 Exploration of 3D Perception Capabilities", + "text_level": 1, + "bbox": [ + 214, + 753, + 606, + 768 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Agent3D-Zero distinguishes itself not only through its proficiency in language-centric 3D tasks but also by adeptly handling conventional perception tasks, such as 3D semantic segmentation. Although Agent3D-Zero does not possess inherent perception abilities, it functions as an agent that effectively utilizes a variety of", + "bbox": [ + 212, + 779, + 784, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 344, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "vision tools to enhance its recognition capabilities. We define the tool function as $f$ , the per-view perception results as $Res_{i}$ . This process can be formalized as:", + "bbox": [ + 212, + 146, + 787, + 176 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nR e s _ {i} = \\mathbf {V L M} (I _ {i}, P _ {f}, f), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 416, + 191, + 785, + 209 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Taking the 3D semantic segmentation task as an illustrative example, our approach unfolds in two primary steps. The first step involves performing 2D semantic segmentation on each image selected for analysis. Second, with the aid of depth information, the 2D segmented results are back-projected into 3D point clouds to construct a comprehensive 3D semantic map.", + "bbox": [ + 212, + 215, + 782, + 290 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Inspired by the Set-of-Mark (SoM) method [50], Agent3D-Zero utilizes a Segment Anything Model (SAM) to segment the imagery into distinct regions initially without semantic labels. This segmentation facilitates the arrangement of the regions within each image, which, in turn, aids the VLM in assigning accurate semantic labels to each region. By annotating every selected image with semantic labels and then employing backprojection and concatenation techniques, Agent3D-Zero successfully accomplishes 3D semantic segmentation.", + "bbox": [ + 212, + 290, + 787, + 397 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiment", + "text_level": 1, + "bbox": [ + 215, + 420, + 366, + 436 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Datasets and Metrics", + "text_level": 1, + "bbox": [ + 215, + 452, + 439, + 465 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We conduct experiments on the ScanQA dataset [3] and Scannet v2 dataset [15] to evaluate the performance of 3DQA and semantic segmentation, respectively. Moreover, we follow the practice of 3D-LLM [22] to separate the scene dataset to evaluate the other 3D reasoning tasks.", + "bbox": [ + 212, + 476, + 782, + 537 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "ScanQA 3: This dataset comprises over 40,000 human-annotated question-and-answer pairs, with each pair grounded within the objects of 800 indoor 3D scenes from the ScanNet dataset. Our experiments are conducted exclusively on the evaluation and test subsets of this dataset.", + "bbox": [ + 212, + 537, + 782, + 595 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "ScanNet v2 [15]: ScanNet v2 is an extensive collection of 1,513 indoor scenes, meticulously annotated and equipped with multi-view RGB-D images alongside reconstructed meshes. For the task of semantic segmentation, this dataset offers 20 distinct classes of annotated 3D objects.", + "bbox": [ + 212, + 598, + 782, + 657 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3D-LLM held-in dataset [22]: To compare our method with the most related work (i.e. 3D-LLM [22]), we follow it to evaluate the performance in 3D-assisted dialogue and task decomposition. This dataset contains 300k 3D-language pairs conducted by the data-generation pipeline in 3D-LLM, which is based on Scannet [15], Habitat-Matterport [41], and Objaverse [16].", + "bbox": [ + 212, + 657, + 782, + 734 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Evaluation metrics: We employ a suite of metrics to quantitatively evaluate the performance on language-related 3D reasoning tasks. These include BLEU [39], ROUGE-L [33], METEOR [4], and CIDEr [44], which collectively assess the quality of generated textual responses. METEOR, ROUGE-L, and CIDEr are designed to capture meaning and semantic coherence, often rewarding answers that are thematically consistent and informative, even if they diverge in exact wording. On the other hand, BLEU and EM metrics focus heavily on", + "bbox": [ + 212, + 734, + 782, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/4228fdae9823faadb3a07d5d277b48c522c0e7f6625f57fe33840763c08b4999.jpg", + "table_caption": [ + "Table 1: Performance comparison on the ScanQA validation set. 'Two-stage' means the models use explicit object representations. 'Fine-tune' means extra training. Our proposed Agent3D-Zero is training-free." + ], + "table_footnote": [], + "table_body": "
B-1B-4METEORROUGE-LCIDErEM
Two-stageVoteNet+MCAN28.06.211.429.854.717.3
ScanRefer+MCAN26.97.911.53055.418.6
ScanQA30.210.113.133.364.921.0
Fine-tuneflamingo-SingleImage23.88.510.729.65216.9
flamingo-MultiView25.68.411.331.15518.8
BLIP2-flant5-SingleImage28.65.110.625.842.613.3
BLIP2-flant5-MultiView29.75.911.326.645.713.6
3D-LLM (flamingo)30.37.212.232.359.220.4
3D-LLM (BLIP2-opt)35.99.413.834.063.819.3
3D-LLM (BLIP2-flant5)39.312.014.535.769.420.5
Zero-ShotLLaVA-SingleImage7.10.310.512.35.70.0
Agent3D-Zero (random)16.42.112.226.940.04.9
Agent3D-Zero (selected)28.64.416.037.071.817.5
", + "bbox": [ + 217, + 198, + 777, + 369 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/cccde17503a9de6af16761439721df1bff3437acf195275a20c41e0aea41623e.jpg", + "table_caption": [ + "Table 2: Performance comparison on the ScanQA test set. B-1, B-4 denote BLEU-1, BLEU-4 respectively. Our model outperforms all related models and the baseline model for evaluation metrics METEOR, ROUGE-L, and CIDEr." + ], + "table_footnote": [], + "table_body": "
B-1B-4METEORROUGE-LCIDErEM
Two-stageSingleImage+MCAN16.50.08.421.538.615.8
VoteNet+MCAN*29.56.012.030.958.219.7
ScanRefer+MCAN*27.97.511.930.757.420.6
ScanQA*31.612.013.534.367.323.5
Fine-tune3D-LLM (flamingo)32.68.413.534.865.623.2
3D-LLM (BLIP2-opt)37.310.714.334.567.119.1
3D-LLM (BLIP2-flant5)38.311.614.935.369.619.1
Zero-ShotAgent3D-Zero31.45.116.939.377.521.3
", + "bbox": [ + 217, + 438, + 777, + 554 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "n-gram precision, rewarding exact matches between the predicted and reference sequences. For 3D Semantic Segmentation, Mean IoU (MIoU) serves as our primary metric, offering a comprehensive measure of segmentation accuracy.", + "bbox": [ + 212, + 584, + 785, + 630 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Compared Methods", + "text_level": 1, + "bbox": [ + 215, + 657, + 426, + 672 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To evaluate the effectiveness of Agent3D-Zero, we compare it with existing methods across several dimensions: Two-stage, Finetune, and Zero-Shot types.", + "bbox": [ + 212, + 686, + 784, + 715 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Two-stage methods: These approaches, including combinations like VoteNet [18] + MCAN [51], ScanRefer [8] + MCAN [51], and ScanQA [3], first recognize objects in the 3D scene, then integrate language information to address Scan Question Answering tasks.", + "bbox": [ + 212, + 718, + 785, + 777 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Finetune methods: Following the fine-tuning paradigm [22], this category includes models like flamingo [1] and BLIP2-flant5 [13,30]. They train a perceiver to adapt LLM/VLMs to comprehend reconstructed 3D representations through a three-step process: encoding in 2D/3D, fine-tuning perceivers to align features", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 344, + 114, + 732, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "with VLMs, and producing language-based answers. The inputs for these perceivers vary, being single-image, multi-view, or reconstructed 3D features.", + "bbox": [ + 212, + 146, + 782, + 175 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Zero-Shot methods: These methods, such as LLaVA [34] and our Agent3D-Zero, utilize VLMs to understand 3D scenes without any additional training. In all experiments, we utilize GPT4-V [37] as the VLM in Agent3D-Zero.", + "bbox": [ + 212, + 176, + 784, + 223 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Zero-shot Performance", + "text_level": 1, + "bbox": [ + 214, + 242, + 452, + 257 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ScanQA. In the 3D-QA task, models must utilize visual data from comprehensive RGB-D indoor scans to answer textual queries about the 3D scene. Unlike conventional 2D-QA, models face challenges in spatial understanding and object identification from textual descriptions in 3D contexts.", + "bbox": [ + 212, + 266, + 782, + 325 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation results (Table 1) reveal that, despite its zero-shot operation, Agent3D-Zero demonstrates competitive performance against other methods. Notably, with iteratively selected image inputs, Agent3D-Zero outperforms previous benchmarks with scores of 16.0 vs 14.5 in METEOR, 37.0 vs 35.7 in ROUGE-L, and 71.8 vs 69.4 in CIDEr. However, it does not lead in EM or BLEU metrics, which prioritize n-gram precision. This discrepancy highlights the limitation of these metrics in evaluating the nuanced understanding and flexibility of zero-shot methods. Metrics like METEOR, ROUGE-L, and CIDEr are better suited for appreciating diverse expressions and capturing the essence of responses, as they do not solely reward exact matches.", + "bbox": [ + 212, + 325, + 784, + 474 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Furthermore, Table ② highlights Agent3D-Zero's superior performance in most metrics compared to previous methods (77.5 in CIDEr, 39.3 in ROUGE-L, and 16.8 in METEOR), indicating its robust capability in 3D QA.", + "bbox": [ + 212, + 477, + 784, + 521 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3D-assisted dialog. 3D-assisted dialog systems incorporate spatial awareness to enhance conversational interactions. According to results (Table③), Agent3D-Zero matches or exceeds former methods in key metrics like ROUGE-L and METEOR, reaffirming its capability in nuanced conversational contexts. BLEU metrics are discussed in the previous ScanQA analysis.", + "bbox": [ + 212, + 523, + 784, + 597 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3D scene caption. 3D captioning requires a holistic scene understanding, extending beyond mere image analysis to comprehend spatial arrangements and object interactions. As the validation set for 3d scene captioning in the 3D-LLM held-in dataset only focuses on single 3d objects, we randomly select 51 scenes from the train set in the 3D-LLM held-in dataset to evaluate Agent3D-Zero's 3d scene caption ability. The results are presented in Table $③$ Agent3D-Zero's performance is comparable to the baseline method, indicating its potential to generate descriptive captions of scenes.", + "bbox": [ + 212, + 598, + 784, + 717 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Task decomposition. Task decomposition involves breaking down a task into subtasks based on the 3D scene's spatial relationships. Agent3D-Zero shows competitive performance in zero-shot style (Table 3), underscoring its ability to leverage spatial information effectively.", + "bbox": [ + 212, + 719, + 782, + 777 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3D semantic segmentation. 3D semantic segmentation, a cornerstone for understanding environments, involves assigning semantic labels to each 3D point in a scene. Our investigation employs VLMs for zero-shot segmentation, showcasing the potential of VLMs to navigate this task without extensive labeled data.", + "bbox": [ + 212, + 779, + 782, + 838 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/90a02eb0f33fd3d97210f882fe0a30901b628a0b3ed2a465d954c352e9a7d67a.jpg", + "table_caption": [ + "Table 3: Performance comparison on the Held-In Dataset, which is introduced in 3D-LLM [22]. Our zero-shot method outperforms related methods." + ], + "table_footnote": [], + "table_body": "
TasksModelsBLEU-1BLEU-4METEORROUGE-L
3D-assisted Dialogflant527.48.79.527.5
flamingo-SingleImage29.49.410.026.8
flamingo-MultiView30.69.110.427.9
BLIP2-flant5-SingleImage28.49.110.227.4
BLIP2-flant5-MultiView32.49.511.029.5
3D-LLM (flamingo)35.010.616.034.2
3D-LLM (BLIP2-opt)39.616.218.438.6
3D-LLM (BLIP2-flant5)39.016.618.939.3
Agent3D-Zero (random)26.97.117.230.9
Agent3D-Zero (selected)32.89.819.339.3
Task Decompositionflant525.56.013.928.4
flamingo-SingleImage31.47.115.630.6
flamingo-MultiView33.17.316.133.2
BLIP2-flant5-SingleImage32.26.915.031.0
BLIP2-flant5-MultiView33.16.915.534.0
3D-LLM (flamingo)32.96.416.033.5
3D-LLM (BLIP2-opt)34.17.616.535.4
3D-LLM (BLIP2-flant5)33.97.415.937.8
Agent3D-Zero (random)33.86.716.736.6
Agent3D-Zero (selected)42.015.522.945.1
3D CaptioningAgent3D-Zero (random)26.11.013.914.3
Agent3D-Zero (selected)29.57.215.916.1
", + "bbox": [ + 215, + 183, + 777, + 460 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Our approach yielded a mIoU of 5.6 using randomly selected images. By iteratively refining viewpoint selection, we improved the mIoU to 8.7, highlighting the importance of strategic view selection in enhancing zero-shot segmentation performance.", + "bbox": [ + 212, + 487, + 785, + 547 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "While our zero-shot method does not yet rival the accuracy of traditional 3D semantic segmentation techniques, it illustrates the untapped potential of leveraging VLMs for complex 3D perception challenges. This work not only demonstrates the adaptability of language models to perception tasks but also opens new research avenues in integrating linguistic and visual understanding.", + "bbox": [ + 212, + 547, + 787, + 625 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 Qualitative Results", + "text_level": 1, + "bbox": [ + 215, + 647, + 419, + 662 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "This section showcases two qualitative examples that highlight the efficacy and versatility of the proposed Agent3D-Zero in addressing complex scenarios.", + "bbox": [ + 212, + 672, + 785, + 703 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Qualitative result for 3D reasoning. Our first case study focuses on ScanQA, as illustrated in Figure ③ This example vividly demonstrates Agent3D-Zero's ability to accurately identify and describe objects and their relationships within 3D environments. Through intelligent scene analysis based on selected images, Agent3D-Zero excels in synthesizing information from multiple objects to provide precise 3D scene captions, highlighting its advanced 3D reasoning capabilities. Additionally, Agent3D-Zero can decompose tasks in specific environments with minimal supplementary information. Further details and results are available in the supplementary materials.", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 344, + 114, + 732, + 130 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/7dd98ca3c475105486cacc9c7fc8577cfb8302bedd6f1e2f6d2a254f0a7bcc8b.jpg", + "image_caption": [ + "Fig.3: Visualization of 3D Scene Caption and Task Decomposition of Agent3D-Zero. The top part presents the raw 3D scan and some of the images selected from different viewpoints. We show examples of 3D Scene Caption and Task Decomposition at the bottom." + ], + "image_footnote": [ + "3D Scene Caption: The scene is a compact and utilitarian kitchen space. The kitchen is equipped with essential appliances including a white refrigerator with a top freezer compartment, and a white electric range oven with coil burners and control knobs at the front. There is a corner kitchen counter that provides a modest amount of workspace, flanked on one side by the range and on the other by a stainless steel sink with a faucet. Above the counter, there are white cabinets offering storage for kitchen essentials. One cabinet has a built-in microwave nook above the range. The adjacent wall has a set of drawers and additional under-counter storage. Flooring transitions are visible from carpet to a more wipe-clean surface. Overall, the kitchen is modest but seems well-organized." + ], + "bbox": [ + 251, + 148, + 537, + 258 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/b34f12d3c5841ee5efaa8ab5fee48661b11ca21f9c90daf3f3971e8952e34009.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 558, + 148, + 743, + 258 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Task Decomposition: prepare a meal in the kitchen", + "text_level": 1, + "bbox": [ + 251, + 362, + 496, + 373 + ], + "page_idx": 11 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. go to the kitchen area", + "2. open the kitchen cabinets", + "3. take out ingredients and utensils from the", + "kitchen cabinets", + "4. go to the refrigerator", + "5. open the refrigerator", + "6. take out items from the refrigerator", + "7. go to the kitchen counter" + ], + "bbox": [ + 269, + 380, + 468, + 458 + ], + "page_idx": 11 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "8. wash vegetables and prepare them on counter", + "9. go to the sink", + "10. wash hands in the sink", + "11. go to the stove", + "12. turn on the stove", + "13. cook the meal on the stove", + "14. turn off the stove", + "15. go to the table" + ], + "bbox": [ + 519, + 380, + 738, + 458 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative result for real-world navigation. A compelling application of Agent3D-Zero is its utility in real-world navigation tasks. In this case study, we explore a scenario involving the navigation towards a printer located in a typical office setting. Uniquely, for this experiment, we forgo the initial BEV image input, challenging Agent3D-Zero to iteratively engage with its surroundings to determine optimal viewpoints for progression. Although the office overview (depicted in the upper part of Figure 4) is not directly fed into Agent3D-Zero, it serves as a context for understanding the complexity of the navigation task, with the printer situated in the southeast direction amidst numerous obstacles.", + "bbox": [ + 212, + 577, + 787, + 715 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Agent3D-Zero adeptly navigates this environment by making informed decisions at each juncture, incorporating historical data to look around and select the most promising path forward. This process exemplifies the system's capacity to not only circumnavigate obstacles efficiently but also to successfully identify and reach the target destination, all while recognizing essential objects like the printer. The VLM thus demonstrates a profound ability to explore and interact with an open-set world, leveraging solely image-based observations to understand and act within complex 3D scenes, as shown in Figure 4.", + "bbox": [ + 212, + 719, + 787, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 269, + 114, + 370, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/07f2106676ed456b416090ce27de5d9ee866410a4d0562554e654c6a795999e0.jpg", + "image_caption": [ + "Fig. 4: Visualization of navigation in real world. The top section introduces the navigation task and provides an overview of an office setting. Subsequent rows feature observations of the environment, with GPT-4v-generated instructions on the right. The visualization concludes with the VLM successfully locating the printer, thereby accomplishing the task in an unfamiliar environment." + ], + "image_footnote": [], + "bbox": [ + 277, + 146, + 727, + 547 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 659, + 388, + 674 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this section, we present an ablation study designed to evaluate the influence of varying grid line prompts on the selection of camera poses, subsequently affecting the VLMs' capacity for 3D scene understanding. Specifically, we randomly select a subset comprising $20\\%$ of the scenes from the ScanQA validation dataset as the basis for our investigation, focusing on the 3D question answering task.", + "bbox": [ + 212, + 688, + 787, + 763 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Effect of viewpoints number. Our investigation into the influence of observation views on the performance of our system, herein referred to as Agent3D-Zero, is meticulously documented in Table 4. This analysis prompts the VLM to interpret 3D scenes using selections of 6, 12, and 24 images, with the choice in image count being constrained by the computational capabilities of the VLM.", + "bbox": [ + 212, + 765, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 346, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/a78f6d6d8b997d924f9a542bfca0d3c11031b8e7e783d675b2ea3c7bdf909f0f.jpg", + "table_caption": [ + "Table 4: Effect of the number of viewpoints on 3D QA. This experiment is evaluated on the validation set of ScanQA dataset." + ], + "table_footnote": [], + "table_body": "
# ViewpointsBLEU-1METEORROUHE-LCIDErEM
617.112.828.450.813.1
1223.315.035.367.916.9
2434.116.540.382.021.1
", + "bbox": [ + 220, + 184, + 782, + 246 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/afacfdbb80751aa19b8123050fc098f01670348998e128a7f66c00adc9258982.jpg", + "table_caption": [ + "Table 5: Effect of the density of lines in Set-of-Line prompt on 3D QA. Here, \"-\" indicates the GPT-4V fails to output the results." + ], + "table_footnote": [], + "table_body": "
Line densityBLEU-1METEORROUGE-LCIDErEM
0x0-----
4x423.214.234.066.016.9
8x834.116.540.382.021.1
16x16-----
", + "bbox": [ + 220, + 304, + 782, + 378 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Our findings indicate a direct correlation between the number of images and the performance outcome, where an increase in image count leads to notably enhanced results. This trend underscores the potential of augmenting input imagery to significantly improve the efficacy of our proposed approach.", + "bbox": [ + 215, + 412, + 785, + 472 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Effect of line density. We further investigate the role of line density within the Set-of-Line prompts utilized by Agent3D-Zero, with results detailed in Table 5. The application of line density is subject to the recognition abilities of the VLMs, imposing a practical limit to the density achievable (16x16). Despite this constraint, our results demonstrate that a higher density of auxiliary lines correlates with more precise 3D scene comprehension. The absence of dense visual prompts (0x0) significantly hampers the VLMs' ability to accurately determine camera poses, highlighting a notable limitation in the current capabilities of Agent3D-Zero for precise and mathematical pose estimation.", + "bbox": [ + 215, + 474, + 787, + 609 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 217, + 645, + 357, + 660 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we introduce Agent3D-Zero, a pioneering framework that utilizes Vision-Language Models for zero-shot understanding and interaction within 3D environments. Through the strategic selection of diverse observational viewpoints and the incorporation of custom-designed visual prompts, Agent3D-Zero facilitates a nuanced and integrated perception of 3D scenes. Our experiments underscore the transformative potential of VLMs in redefining 3D scene analysis, emphasizing the effectiveness of multi-viewpoint synthesis and visual prompts in augmenting model capabilities. This advancement propels us towards the realization of intelligent systems proficient in comprehending and navigating the real world akin to human interaction.", + "bbox": [ + 215, + 688, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported by the National Natural Science Foundation of China (No. 62332016).", + "bbox": [ + 215, + 172, + 785, + 204 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 224, + 323, + 239 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Alayrac, J.B., Donahue, J., Luc, P., Miech, A., Barr, I., Hasson, Y., Lenc, K., Mensch, A., Millican, K., Reynolds, M., et al.: Flamingo: a visual language model for few-shot learning. Advances in Neural Information Processing Systems 35, 23716-23736 (2022)", + "2. Antol, S., Agrawal, A., Lu, J., Mitchell, M., Batra, D., Zitnick, C.L., Parikh, D.: Vqa: Visual question answering. 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Springer (2022)" + ], + "bbox": [ + 212, + 146, + 787, + 839 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding", + "bbox": [ + 346, + 114, + 732, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 116, + 785, + 126 + ], + "page_idx": 16 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "49. Yang, J., Zhang, H., Li, F., Zou, X., Li, C., Gao, J.: Set-of-mark prompting unleashes extraordinary visual grounding in gpt-4v. arXiv preprint arXiv:2310.11441 (2023)", + "50. Yang, J., Zhang, H., Li, F., Zou, X., Li, C., Gao, J.: Set-of-mark prompting unleashes extraordinary visual grounding in gpt-4v. arXiv preprint arXiv:2310.11441 (2023)", + "51. Yu, Z., Yu, J., Cui, Y., Tao, D., Tian, Q.: Deep modular co-attention networks for visual question answering. In: Proceedings of the IEEE/CVF conference on computer vision and pattern recognition. pp. 6281-6290 (2019)", + "52. Zhang, R., Han, J., Zhou, A., Hu, X., Yan, S., Lu, P., Li, H., Gao, P., Qiao, Y.: Llama-adapter: Efficient fine-tuning of language models with zero-init attention. arXiv preprint arXiv:2303.16199 (2023)", + "53. Zhang, S., Deng, J., Bai, L., Li, H., Ouyang, W., Zhang, Y.: Hvdistill: Transferring knowledge from images to point clouds via unsupervised hybrid-view distillation. International Journal of Computer Vision pp. 1-15 (2024)" + ], + "bbox": [ + 215, + 146, + 785, + 354 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "S. Zhang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/d595a17c-233e-470c-9bf2-2b253b17a162_model.json b/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/d595a17c-233e-470c-9bf2-2b253b17a162_model.json new file mode 100644 index 0000000000000000000000000000000000000000..3f2c3ce2e5b69a6b8b28de02f2dd323c71987478 --- /dev/null +++ b/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/d595a17c-233e-470c-9bf2-2b253b17a162_model.json @@ -0,0 +1,2755 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.26, + 0.141, + 0.745, + 0.187 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.211, + 0.742, + 0.246 + ], + "angle": 0, + "content": "Sha Zhang\\(^{1,2}\\), Di Huang\\(^{3}\\), Jiajun Deng\\(^{4\\boxtimes}\\), Shixiang Tang\\(^{5}\\), Wanli Ouyang\\(^{2,5}\\), Tong He\\(^{2\\boxtimes}\\), and Yanyong Zhang\\(^{1,6\\boxtimes}\\)" + }, + { + "type": "text", + "bbox": [ + 0.293, + 0.255, + 0.71, + 0.269 + ], + "angle": 0, + "content": "1 University of Science and Technology of China, Hefei, China" + }, + { + "type": "text", + "bbox": [ + 0.379, + 0.269, + 0.623, + 0.282 + ], + "angle": 0, + "content": "2 Shanghai AI lab, Shanghai, China" + }, + { + "type": "text", + "bbox": [ + 0.346, + 0.283, + 0.657, + 0.297 + ], + "angle": 0, + "content": "3 The University of Sydney, Sydney, Australia" + }, + { + "type": "text", + "bbox": [ + 0.336, + 0.297, + 0.667, + 0.31 + ], + "angle": 0, + "content": "4 The University of Adelaide, Adelaide, Australia" + }, + { + "type": "text", + "bbox": [ + 0.301, + 0.31, + 0.703, + 0.325 + ], + "angle": 0, + "content": "5 The Chinese University of Hong Kong, Hong Kong, China" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.325, + 0.776, + 0.353 + ], + "angle": 0, + "content": "\\(^{6}\\) Institute of Artificial Intelligence, Hefei Comprehensive National Science Center, Hefei, China" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.391, + 0.744, + 0.713 + ], + "angle": 0, + "content": "Abstract. The ability to understand and reason the 3D real world is a crucial milestone towards artificial general intelligence. The current common practice is to finetune Large Language Models (LLMs) with 3D data and texts to enable 3D understanding. Despite their effectiveness, these approaches are inherently limited by the scale and diversity of the available 3D data. Alternatively, in this work, we introduce Agent3D-Zero, an innovative 3D-aware agent framework addressing the 3D scene understanding in a zero-shot manner. The essence of our approach centers on reconceptualizing the challenge of 3D scene perception as a process of understanding and synthesizing insights from multiple images, inspired by how our human beings attempt to understand 3D scenes. By consolidating this idea, we propose a novel way to make use of a Large Visual Language Model (VLM) via actively selecting and analyzing a series of viewpoints for 3D understanding. Specifically, given an input 3D scene, Agent3D-Zero first processes a bird's-eye view image with custom-designed visual prompts, then iteratively chooses the next viewpoints to observe and summarize the underlying knowledge. A distinctive advantage of Agent3D-Zero is the introduction of novel visual prompts, which significantly unleash the VLMs' ability to identify the most informative viewpoints and thus facilitate observing 3D scenes. Extensive experiments demonstrate the effectiveness of the proposed framework in understanding diverse and previously unseen 3D environments." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.723, + 0.741, + 0.751 + ], + "angle": 0, + "content": "Keywords: 3D Scene Understanding \\(\\cdot\\) Agent \\(\\cdot\\) Multi-Modal Large Language Model" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.778, + 0.377, + 0.793 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.809, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Understanding three-dimensional (3D) scenes [36] is a fundamental task in computer vision, especially vital for robotics [5], autonomous driving [17,21,53], and" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.391, + 0.047, + 0.459, + 0.083 + ], + "angle": 0, + "content": "#" + }, + { + "type": "header", + "bbox": [ + 0.578, + 0.051, + 0.652, + 0.088 + ], + "angle": 0, + "content": "#" + }, + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.373, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "image_caption", + "bbox": [ + 0.277, + 0.145, + 0.375, + 0.156 + ], + "angle": 0, + "content": "(a) Finetuning Paradigm" + }, + { + "type": "image", + "bbox": [ + 0.279, + 0.156, + 0.729, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.279, + 0.231, + 0.398, + 0.241 + ], + "angle": 0, + "content": "(b) Our Zero-Shot Framework" + }, + { + "type": "image", + "bbox": [ + 0.28, + 0.241, + 0.729, + 0.309 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.32, + 0.789, + 0.39 + ], + "angle": 0, + "content": "Fig. 1: Illustration of (a) finetuning-based paradigm and (b) our proposed zero-shot paradigm. The finetuning-based paradigm exploits an external 3D perceiver, and finetunes it with a frozen LLM. On the contrary, our proposed zero-shot paradigm is simple and efficient, directly utilizing the VLM to actively select and interpret multiple observing views for zero-shot 3D task resolution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.789, + 0.47 + ], + "angle": 0, + "content": "augmented reality applications [26]. The emergence of an intelligent assistant who can fully comprehend the 3D world and find her way seamlessly in a given space is a crucial milestone on the path to artificial general intelligence." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.473, + 0.79, + 0.595 + ], + "angle": 0, + "content": "Recently, the convergence of visual perception with Large Language Models (LLMs) [1,34] represents a significant leap forward, showcasing remarkable proficiency in a variety of 2D understanding tasks. Building on this advancement, extending these capabilities to the 3D realm seems a natural progression. This involves integrating 3D data into LLMs or Large Vision Language Models (VLMs) through fine-tuning [22,32] and enabling the models to process 3D data formats directly. By leveraging their extensive prior knowledge, these LLMs/VLMs are poised to significantly enhance 3D understanding in open-world scenarios [3]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.789, + 0.732 + ], + "angle": 0, + "content": "However, collecting a large quantity of 3D data is a rather challenging task, which requires specialized equipment like depth cameras [23] or LiDAR sensors [28], along with sophisticated reconstruction algorithms [14,48]. Annotating the 3D data with textual descriptions can be much more difficult and labor-intensive compared to the 2D counterpart. Moreover, the diversity of publicly available 3D data is severely limited, with existing datasets often confined to CAD models [24,47], indoor environments [15], and autonomous driving scenarios [6,19]. Such issues motivate us to rethink the potential solutions toward 3D understanding with large foundation models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Formally, in this work, we explore an alternative approach for developing a 3D-aware intelligent assistant. Contrary to the common practice of fine-tuning LLMs/VLMs on 3D data and text pairs, we introduce Agent3D-Zero, an agent framework for VLMs addressing the 3D scene understanding in a zero-shot manner. Our approach draws inspiration from the human cognitive ability to comprehend the real world without the need for explicit 3D reconstruction, but observe the 3D scenario from multiviews. Humans, for example, can intuitively under-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.346, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.176 + ], + "angle": 0, + "content": "stand the spatial relationships among objects through visual perception, even without precise measurements of distance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.787, + 0.268 + ], + "angle": 0, + "content": "By consolidating this idea, Agent3D-Zero utilizes multiple images from diverse viewpoints, enabling VLMs, such as GPT-4V [37], to perform robust reasoning and achieve a reliable understanding of spatial relationships between objects. This approach allows Agent3D-Zero to perceive the 3D world using the extensive knowledge embedded in pre-trained VLMs, thereby achieving zero-shot scene understanding." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.268, + 0.788, + 0.418 + ], + "angle": 0, + "content": "Furthermore, Agent3D-Zero is designed to actively select subsequent viewpoints for observing and reasoning about spatial information across multiple images. While introducing multiple viewpoints enriches scene comprehension, it simultaneously imposes substantial memory and processing demands on current VLMs. To address this, we propose a novel visual prompting technique termed Set-of-Line Prompting (SoLP). By employing bird's-eye view images, we delineate the scene's boundaries and superimpose a Cartesian coordinate system equipped with uniform grid lines and directional markers. This straightforward yet effective strategy significantly enhances the VLM's capability to understand 3D spatial concepts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.419, + 0.788, + 0.509 + ], + "angle": 0, + "content": "We demonstrate the effectiveness of Agent3D-Zero in various 3D reasoning and perception tasks. In the 3D Question Answering task, our approach surpasses all related works in the ScanQA dataset, even without the use of annotated data for training or fine-tuning. Additionally, as a zero-shot method, Agent3D-Zero gets advantages over the previous fine-tuning method in task decomposition and 3D-assisted dialog tasks. Our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.517, + 0.784, + 0.574 + ], + "angle": 0, + "content": "- We pioneer the design of Agent3D-Zero, a 3D-aware Agent for scene understanding, which excels in zero-shot learning using only images, thereby eliminating the dependence on explicit 3D data structures such as point clouds or meshes." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.578, + 0.784, + 0.62 + ], + "angle": 0, + "content": "- We develop a comprehensive framework for proactive perception in agents, enabling the VLM to identify location and direction through inherent reasoning capabilities." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.623, + 0.784, + 0.68 + ], + "angle": 0, + "content": "- Agent3D-Zero demonstrates exceptional performance across a range of tasks and multitasking scenarios, outperforming existing methodologies in experiments involving the ScanQA dataset, 3D-assisted dialogue, and zero-shot 3D segmentation." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.517, + 0.784, + 0.68 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.704, + 0.388, + 0.72 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.789, + 0.84 + ], + "angle": 0, + "content": "LLMs have shown remarkable potential in advancing artificial intelligence, demonstrating their effectiveness in various assessments [12,13,38,52]. Initially limited to processing textual information, there has been a significant shift towards Multi-modal Large Language Models (MLLMs) to overcome these constraints by integrating multi-modal inputs. This discussion outlines the transition from 2D to 3D scene understanding within MLLMs, providing a foundation for exploring advancements in multimodal learning." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.372, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.563, + 0.163 + ], + "angle": 0, + "content": "2.1 MLLM for 2D Scene Understanding" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.17, + 0.788, + 0.416 + ], + "angle": 0, + "content": "The application of MLLMs for 2D scene understanding [1,9-11,20,27,27,30,31,34,37,40] forms a critical foundation for our method, which utilizes VLMs to comprehend the 3D world in a zero-shot manner. As a precursor to our approach, insights into the operational mechanisms of VLMs offer valuable lessons. To establish a foundational model capable of interpreting 2D vision, researchers have pursued two distinct paradigms: training from scratch using internet-scale text-image pairs, exemplified by models such as CLIP [40] by OpenAI, BLIP series [30,31] by Facebook AI, and ViLT [27] by Google; and fine-tuning existing LLMs with additional 2D vision data, as seen in models like GPT-4V [37] and LLava [34]. The former approach fosters a deeper, more intrinsic understanding of visual-textual relationships, whereas the latter is more cost-effective and often yields superior general performance. Leveraging these insights from LLMs and VLMs, the research community has extensively explored various applications and achievements of VLMs in 2D scene understanding, including image captioning [29-31], visual question answering [2,43], semantic segmentation [42,49], and zero-shot classification tasks [35,46]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.435, + 0.563, + 0.451 + ], + "angle": 0, + "content": "2.2 MLLM for 3D Scene Understanding" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.459, + 0.789, + 0.687 + ], + "angle": 0, + "content": "Extending LLMs to 3D scene understanding marks a significant shift beyond traditional 2D analyses, embracing the complexity of our three-dimensional environment. Initial efforts focused on recognizing single 3D objects [46]. Meanwhile, Models like Chat-3D [45] and SpatialVLM [7] enhance spatial understanding in a single image through innovative techniques. Recent advancements [7,22,25,32,45] have adapted LLMs and VLMs for more comprehensive 3D spatial comprehension. 3D-LLM [22] pioneers the incorporation of 3D worlds into LLMs by training perceivers to interpret reconstructed 3D features. Similarly, 3DMIT [32] focuses on refining the integration of 3D spatial data into LLMs through dedicated scene and object projectors. However, these approaches are limited by the unavailability of 3D scene data, restricting the scope of 3D understanding compared to the extensive resources available for 2D analysis. Our method diverges by using VLMs to perform 3D tasks in a zero-shot manner, getting rid of the labor-intensive 3D data collection and giving an elegant receipt of interpreting and understanding complicated 3D scenes with actively selected 2D inputs." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.709, + 0.331, + 0.725 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.74, + 0.341, + 0.755 + ], + "angle": 0, + "content": "3.1 Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Agent3D-Zero presents a novel agent framework that utilizes VLMs for 3D scene understanding in a zero-shot manner. An overview is illustrated in Figure 2. The process initiates with a bird's-eye view (BEV) image \\( I_{b} \\) derived from a given 3D mesh \\( M \\). The selection of \\( I_{b} \\) serves a critical purpose: it provides a comprehensive layout of the scene, which is instrumental in planning the camera viewpoints that" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.346, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.25, + 0.147, + 0.396, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.25, + 0.277, + 0.401, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.399, + 0.149, + 0.754, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.401, + 0.277, + 0.603, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.603, + 0.277, + 0.754, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.386, + 0.789, + 0.484 + ], + "angle": 0, + "content": "Fig. 2: System Overview of Agent3D-Zero. The upper segment illustrates our viewpoints-selection progress. We initiate the process by overlaying grid lines and tick marks on the BEV images, constituting the prompt along with a scene type description. This prompt guides the VLM to retrieve camera poses for images observing the 3D scene. The lower section demonstrates the versatility of Agent3D-Zero, showcasing its proficiency in addressing various 3D reasoning and perception tasks through strategic prompting and tool utilization." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.511, + 0.789, + 0.62 + ], + "angle": 0, + "content": "are crucial for a thorough scene analysis. Given \\( I_{b} \\) and the camera intrinsic metric \\( K \\), we aim to strategically plan \\( N \\) camera viewpoints. These are defined by the extrinsic matrix \\( \\mathcal{T} = \\{(R,t)_i|i\\in [1,N]\\} \\), with \\( R \\) denoting a 3x3 rotation matrix for the camera's orientation and \\( t \\) a translation vector \\( [\\mathrm{x},\\mathrm{y},\\mathrm{z}] \\) for its position. The \\( \\mathrm{x} \\) and \\( \\mathrm{y} \\) are predicted by the VLM, while \\( \\mathrm{z} \\) is set as the average height. For the rotation matrix, we set pitch and roll angles as 0, and discretize azimuth to four directions \\( [0,\\frac{\\pi}{2},\\pi ,\\frac{3\\pi}{2}] \\). This is formalized as:" + }, + { + "type": "equation", + "bbox": [ + 0.431, + 0.625, + 0.785, + 0.643 + ], + "angle": 0, + "content": "\\[\n\\mathcal {T} = \\mathbf {V L M} \\left(I _ {b}, P _ {b}\\right), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.649, + 0.788, + 0.681 + ], + "angle": 0, + "content": "where \\( P \\) represents the textual prompt guiding the VLM. The structured prompt communicates the goal and specific requirements, such as:" + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.689, + 0.77, + 0.737 + ], + "angle": 0, + "content": "Given a bird's-eye view of a scene, please provide N pictures to comprehensively understand the scene... \nCould you suggest camera positions and orientations for each shot?" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.746, + 0.788, + 0.779 + ], + "angle": 0, + "content": "Upon determining the camera extrinsic matrix \\(\\mathcal{T}\\), new images \\(\\mathcal{I} = \\{I_i | i \\in [1, N]\\}\\) are rendered from the 3D mesh:" + }, + { + "type": "equation", + "bbox": [ + 0.426, + 0.786, + 0.786, + 0.803 + ], + "angle": 0, + "content": "\\[\nI _ {i} = \\pi \\left(R _ {i}, t _ {i}, K, M\\right), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.842 + ], + "angle": 0, + "content": "where \\(\\pi\\) represents the rendering process. Subsequently, VLMs analyze images from these selected viewpoints, synthesizing insights for a coherent scene inter" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.372, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.195 + ], + "angle": 0, + "content": "pretation. This empowers the agent with a detailed understanding of the scene, enabling it to tackle diverse scene-understanding tasks. With a task-specific prompt \\( P_{t} \\), Agent3D-Zero can query the VLM to address specific questions:" + }, + { + "type": "equation", + "bbox": [ + 0.436, + 0.209, + 0.786, + 0.224 + ], + "angle": 0, + "content": "\\[\nA _ {t} = \\mathbf {V L M} (\\mathcal {I}, P _ {t}), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.231, + 0.561, + 0.246 + ], + "angle": 0, + "content": "where \\(A\\) symbolizes the answer to the question." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.246, + 0.784, + 0.291 + ], + "angle": 0, + "content": "In practice, instead of directly asking the model to output \\( N \\) camera positions, we make the VLM iteratively output \\( N' \\) each time, enabling the VLM to select the viewpoint with previous experiences." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.292, + 0.788, + 0.4 + ], + "angle": 0, + "content": "Regrettably, when relying on raw BEV image inputs, the VLM struggles to generate meaningful viewpoints due to inherent limitations in distance measurement. To address this challenge, we propose a visual prompt, the Set-of-Line Prompting (SoLP) technique based on BEV images. Subsequent section 3.2 elaborates on the concept and application of SoLP. This is followed by a detailed exploration of Agent3D-Zero's capabilities in zero-shot 3D scene understanding, focusing on its reasoning (section 3.3) and perception (section 3.4) skills." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.421, + 0.449, + 0.436 + ], + "angle": 0, + "content": "3.2 Set-of-Line Prompting" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.446, + 0.788, + 0.567 + ], + "angle": 0, + "content": "Recognizing the challenge of precise location determination faced by VLMs, we introduce SoLP as an innovative solution to improve the VLMs' understanding of mathematical and spatial concepts. Traditional prompt engineering focuses on textural inputs for LLMs. However, our approach aims to adopt similar methodologies for visual inputs, enhancing the VLMs' planning and localization capabilities. Given that VLMs primarily produce textual outputs, the auxiliary visual prompts added to input images must be both interpretable by the models and describable in textual form." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.567, + 0.788, + 0.66 + ], + "angle": 0, + "content": "Drawing inspiration from how humans interpret maps, where longitude and latitude are used to specify locations on a spherical surface and the Cartesian coordinate system represents points in a plane, we devised SoLP. This method involves superimposing grid lines and tick marks onto a BEV image, transforming the original image \\( I_{b} \\) into a prompted image \\( I_{b}^{p} \\). Consequently, the process described in Equation 1 and 3 is refined as shown in Equation 4 and 5:" + }, + { + "type": "equation", + "bbox": [ + 0.433, + 0.674, + 0.786, + 0.69 + ], + "angle": 0, + "content": "\\[\n\\mathcal {T} = \\mathbf {V L M} \\left(I _ {b} ^ {p}, P _ {b} ^ {p}\\right), \\tag {4}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.434, + 0.712, + 0.786, + 0.728 + ], + "angle": 0, + "content": "\\[\nA _ {t} = \\mathbf {V L M} (\\mathcal {I}, P _ {t} ^ {p}), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.734, + 0.717, + 0.749 + ], + "angle": 0, + "content": "where \\(P_{t}^{p}\\) represents the text prompt paired with the proposed SoLP." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.842 + ], + "angle": 0, + "content": "SoLP not only aids in enhancing the VLM's comprehension of the scene's geometric aspects but also enables the generation of more precise camera poses. While directly determining \\(\\mathcal{T}\\) poses a significant challenge for VLMs, the introduction of SoLP facilitates this process by incorporating additional output format controls. This allows for the specification of camera positions as grid points within the image (e.g., \\((0,0)\\)) and orientations from a predefined set of" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.346, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.178 + ], + "angle": 0, + "content": "directions [left', 'right', 'front', 'back'], simplifying the VLM's task. Compared with \\( P_{t} \\), \\( P_{t}^{p} \\) has additional format control sentences:" + }, + { + "type": "title", + "bbox": [ + 0.233, + 0.19, + 0.417, + 0.205 + ], + "angle": 0, + "content": "% Output format control" + }, + { + "type": "text", + "bbox": [ + 0.233, + 0.206, + 0.77, + 0.237 + ], + "angle": 0, + "content": "The position can be present as the grid point in the picture, like \\((0, 0)\\). The orientations can be chosen from ['left', 'right', 'front', 'back']." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.251, + 0.785, + 0.294 + ], + "angle": 0, + "content": "Upon acquiring the camera poses \\(\\mathcal{T}\\), we can render the corresponding images \\(\\mathcal{I} = \\{I_i | i \\in [1, N]\\}\\) within the 3D scene, setting the stage for subsequent analyses and evaluations." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.318, + 0.604, + 0.334 + ], + "angle": 0, + "content": "3.3 Exploration of 3D Reasoning Capabilities" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.785, + 0.463 + ], + "angle": 0, + "content": "Upon processing the scene images, Agent3D-Zero empowers VLMs to assimilate comprehensive information about the scene, thereby equipping the model to tackle a wide array of downstream tasks, including question answering (QA), caption generation, and dialogues. As indicated by the framework outlined in Equation 3, Agent3D-Zero adapts to diverse tasks by employing specific task-oriented prompts \\( P_{t} \\). An illustrative prompt \\( P_{t} \\) is provided below to demonstrate how Agent3D-Zero can guide VLMs in understanding a 3D scene through images from varied viewpoints and subsequently respond to a series of queries:" + }, + { + "type": "title", + "bbox": [ + 0.233, + 0.476, + 0.348, + 0.491 + ], + "angle": 0, + "content": "% Task prompt" + }, + { + "type": "text", + "bbox": [ + 0.233, + 0.492, + 0.77, + 0.564 + ], + "angle": 0, + "content": "Understand a 3D scene without direct access to the point clouds but only images from different viewpoints. Later, I'll ask you a series of questions about the scene, and I'd like your responses one-by-one with correspondence number, in the order the questions are presented. Please keep each response short and clear." + }, + { + "type": "text", + "bbox": [ + 0.233, + 0.567, + 0.77, + 0.612 + ], + "angle": 0, + "content": "Examples: questions: [1. How many chairs are around the table? 2. what's the color of the table? 3. Where is the beige wooden working table placed? 4. What is in the corner of the bath? ]." + }, + { + "type": "text", + "bbox": [ + 0.233, + 0.612, + 0.645, + 0.629 + ], + "angle": 0, + "content": "Answers: [1. 3 2. Brown 3. right of tall cabinet 4. shower]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.785, + 0.733 + ], + "angle": 0, + "content": "Similar to a 3D-LLM [22], Agent3D-Zero boasts the capability to execute various downstream tasks using a singular model framework. This is a departure from most prior approaches, which typically specialize in a single aspect of 3D reasoning. This highlights the general applicability and adaptability of Agent3D-Zero, showcasing its potential to serve as a versatile tool for 3D scene analysis and understanding." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.755, + 0.607, + 0.77 + ], + "angle": 0, + "content": "3.4 Exploration of 3D Perception Capabilities" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Agent3D-Zero distinguishes itself not only through its proficiency in language-centric 3D tasks but also by adeptly handling conventional perception tasks, such as 3D semantic segmentation. Although Agent3D-Zero does not possess inherent perception abilities, it functions as an agent that effectively utilizes a variety of" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.372, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.178 + ], + "angle": 0, + "content": "vision tools to enhance its recognition capabilities. We define the tool function as \\( f \\), the per-view perception results as \\( Res_{i} \\). This process can be formalized as:" + }, + { + "type": "equation", + "bbox": [ + 0.417, + 0.193, + 0.786, + 0.21 + ], + "angle": 0, + "content": "\\[\nR e s _ {i} = \\mathbf {V L M} (I _ {i}, P _ {f}, f), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.216, + 0.784, + 0.291 + ], + "angle": 0, + "content": "Taking the 3D semantic segmentation task as an illustrative example, our approach unfolds in two primary steps. The first step involves performing 2D semantic segmentation on each image selected for analysis. Second, with the aid of depth information, the 2D segmented results are back-projected into 3D point clouds to construct a comprehensive 3D semantic map." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.291, + 0.788, + 0.398 + ], + "angle": 0, + "content": "Inspired by the Set-of-Mark (SoM) method [50], Agent3D-Zero utilizes a Segment Anything Model (SAM) to segment the imagery into distinct regions initially without semantic labels. This segmentation facilitates the arrangement of the regions within each image, which, in turn, aids the VLM in assigning accurate semantic labels to each region. By annotating every selected image with semantic labels and then employing backprojection and concatenation techniques, Agent3D-Zero successfully accomplishes 3D semantic segmentation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.421, + 0.367, + 0.438 + ], + "angle": 0, + "content": "4 Experiment" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.453, + 0.44, + 0.467 + ], + "angle": 0, + "content": "4.1 Datasets and Metrics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.477, + 0.784, + 0.538 + ], + "angle": 0, + "content": "We conduct experiments on the ScanQA dataset [3] and Scannet v2 dataset [15] to evaluate the performance of 3DQA and semantic segmentation, respectively. Moreover, we follow the practice of 3D-LLM [22] to separate the scene dataset to evaluate the other 3D reasoning tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.539, + 0.784, + 0.597 + ], + "angle": 0, + "content": "ScanQA 3: This dataset comprises over 40,000 human-annotated question-and-answer pairs, with each pair grounded within the objects of 800 indoor 3D scenes from the ScanNet dataset. Our experiments are conducted exclusively on the evaluation and test subsets of this dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.784, + 0.659 + ], + "angle": 0, + "content": "ScanNet v2 [15]: ScanNet v2 is an extensive collection of 1,513 indoor scenes, meticulously annotated and equipped with multi-view RGB-D images alongside reconstructed meshes. For the task of semantic segmentation, this dataset offers 20 distinct classes of annotated 3D objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.784, + 0.735 + ], + "angle": 0, + "content": "3D-LLM held-in dataset [22]: To compare our method with the most related work (i.e. 3D-LLM [22]), we follow it to evaluate the performance in 3D-assisted dialogue and task decomposition. This dataset contains 300k 3D-language pairs conducted by the data-generation pipeline in 3D-LLM, which is based on Scannet [15], Habitat-Matterport [41], and Objaverse [16]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Evaluation metrics: We employ a suite of metrics to quantitatively evaluate the performance on language-related 3D reasoning tasks. These include BLEU [39], ROUGE-L [33], METEOR [4], and CIDEr [44], which collectively assess the quality of generated textual responses. METEOR, ROUGE-L, and CIDEr are designed to capture meaning and semantic coherence, often rewarding answers that are thematically consistent and informative, even if they diverge in exact wording. On the other hand, BLEU and EM metrics focus heavily on" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.346, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.189 + ], + "angle": 0, + "content": "Table 1: Performance comparison on the ScanQA validation set. 'Two-stage' means the models use explicit object representations. 'Fine-tune' means extra training. Our proposed Agent3D-Zero is training-free." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.199, + 0.779, + 0.371 + ], + "angle": 0, + "content": "
B-1B-4METEORROUGE-LCIDErEM
Two-stageVoteNet+MCAN28.06.211.429.854.717.3
ScanRefer+MCAN26.97.911.53055.418.6
ScanQA30.210.113.133.364.921.0
Fine-tuneflamingo-SingleImage23.88.510.729.65216.9
flamingo-MultiView25.68.411.331.15518.8
BLIP2-flant5-SingleImage28.65.110.625.842.613.3
BLIP2-flant5-MultiView29.75.911.326.645.713.6
3D-LLM (flamingo)30.37.212.232.359.220.4
3D-LLM (BLIP2-opt)35.99.413.834.063.819.3
3D-LLM (BLIP2-flant5)39.312.014.535.769.420.5
Zero-ShotLLaVA-SingleImage7.10.310.512.35.70.0
Agent3D-Zero (random)16.42.112.226.940.04.9
Agent3D-Zero (selected)28.64.416.037.071.817.5
" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.385, + 0.788, + 0.428 + ], + "angle": 0, + "content": "Table 2: Performance comparison on the ScanQA test set. B-1, B-4 denote BLEU-1, BLEU-4 respectively. Our model outperforms all related models and the baseline model for evaluation metrics METEOR, ROUGE-L, and CIDEr." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.439, + 0.779, + 0.555 + ], + "angle": 0, + "content": "
B-1B-4METEORROUGE-LCIDErEM
Two-stageSingleImage+MCAN16.50.08.421.538.615.8
VoteNet+MCAN*29.56.012.030.958.219.7
ScanRefer+MCAN*27.97.511.930.757.420.6
ScanQA*31.612.013.534.367.323.5
Fine-tune3D-LLM (flamingo)32.68.413.534.865.623.2
3D-LLM (BLIP2-opt)37.310.714.334.567.119.1
3D-LLM (BLIP2-flant5)38.311.614.935.369.619.1
Zero-ShotAgent3D-Zero31.45.116.939.377.521.3
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.585, + 0.787, + 0.631 + ], + "angle": 0, + "content": "n-gram precision, rewarding exact matches between the predicted and reference sequences. For 3D Semantic Segmentation, Mean IoU (MIoU) serves as our primary metric, offering a comprehensive measure of segmentation accuracy." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.658, + 0.427, + 0.673 + ], + "angle": 0, + "content": "4.2 Compared Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.687, + 0.785, + 0.717 + ], + "angle": 0, + "content": "To evaluate the effectiveness of Agent3D-Zero, we compare it with existing methods across several dimensions: Two-stage, Finetune, and Zero-Shot types." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.787, + 0.779 + ], + "angle": 0, + "content": "Two-stage methods: These approaches, including combinations like VoteNet [18] + MCAN [51], ScanRefer [8] + MCAN [51], and ScanQA [3], first recognize objects in the 3D scene, then integrate language information to address Scan Question Answering tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Finetune methods: Following the fine-tuning paradigm [22], this category includes models like flamingo [1] and BLIP2-flant5 [13,30]. They train a perceiver to adapt LLM/VLMs to comprehend reconstructed 3D representations through a three-step process: encoding in 2D/3D, fine-tuning perceivers to align features" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.176 + ], + "angle": 0, + "content": "with VLMs, and producing language-based answers. The inputs for these perceivers vary, being single-image, multi-view, or reconstructed 3D features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.785, + 0.224 + ], + "angle": 0, + "content": "Zero-Shot methods: These methods, such as LLaVA [34] and our Agent3D-Zero, utilize VLMs to understand 3D scenes without any additional training. In all experiments, we utilize GPT4-V [37] as the VLM in Agent3D-Zero." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.243, + 0.453, + 0.258 + ], + "angle": 0, + "content": "4.3 Zero-shot Performance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.267, + 0.784, + 0.326 + ], + "angle": 0, + "content": "ScanQA. In the 3D-QA task, models must utilize visual data from comprehensive RGB-D indoor scans to answer textual queries about the 3D scene. Unlike conventional 2D-QA, models face challenges in spatial understanding and object identification from textual descriptions in 3D contexts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.327, + 0.785, + 0.476 + ], + "angle": 0, + "content": "Evaluation results (Table 1) reveal that, despite its zero-shot operation, Agent3D-Zero demonstrates competitive performance against other methods. Notably, with iteratively selected image inputs, Agent3D-Zero outperforms previous benchmarks with scores of 16.0 vs 14.5 in METEOR, 37.0 vs 35.7 in ROUGE-L, and 71.8 vs 69.4 in CIDEr. However, it does not lead in EM or BLEU metrics, which prioritize n-gram precision. This discrepancy highlights the limitation of these metrics in evaluating the nuanced understanding and flexibility of zero-shot methods. Metrics like METEOR, ROUGE-L, and CIDEr are better suited for appreciating diverse expressions and capturing the essence of responses, as they do not solely reward exact matches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.478, + 0.785, + 0.522 + ], + "angle": 0, + "content": "Furthermore, Table ② highlights Agent3D-Zero's superior performance in most metrics compared to previous methods (77.5 in CIDEr, 39.3 in ROUGE-L, and 16.8 in METEOR), indicating its robust capability in 3D QA." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.785, + 0.598 + ], + "angle": 0, + "content": "3D-assisted dialog. 3D-assisted dialog systems incorporate spatial awareness to enhance conversational interactions. According to results (Table③), Agent3D-Zero matches or exceeds former methods in key metrics like ROUGE-L and METEOR, reaffirming its capability in nuanced conversational contexts. BLEU metrics are discussed in the previous ScanQA analysis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.785, + 0.718 + ], + "angle": 0, + "content": "3D scene caption. 3D captioning requires a holistic scene understanding, extending beyond mere image analysis to comprehend spatial arrangements and object interactions. As the validation set for 3d scene captioning in the 3D-LLM held-in dataset only focuses on single 3d objects, we randomly select 51 scenes from the train set in the 3D-LLM held-in dataset to evaluate Agent3D-Zero's 3d scene caption ability. The results are presented in Table \\(③\\) Agent3D-Zero's performance is comparable to the baseline method, indicating its potential to generate descriptive captions of scenes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.784, + 0.779 + ], + "angle": 0, + "content": "Task decomposition. Task decomposition involves breaking down a task into subtasks based on the 3D scene's spatial relationships. Agent3D-Zero shows competitive performance in zero-shot style (Table 3), underscoring its ability to leverage spatial information effectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.784, + 0.839 + ], + "angle": 0, + "content": "3D semantic segmentation. 3D semantic segmentation, a cornerstone for understanding environments, involves assigning semantic labels to each 3D point in a scene. Our investigation employs VLMs for zero-shot segmentation, showcasing the potential of VLMs to navigate this task without extensive labeled data." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.346, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.787, + 0.176 + ], + "angle": 0, + "content": "Table 3: Performance comparison on the Held-In Dataset, which is introduced in 3D-LLM [22]. Our zero-shot method outperforms related methods." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.184, + 0.779, + 0.461 + ], + "angle": 0, + "content": "
TasksModelsBLEU-1BLEU-4METEORROUGE-L
3D-assisted Dialogflant527.48.79.527.5
flamingo-SingleImage29.49.410.026.8
flamingo-MultiView30.69.110.427.9
BLIP2-flant5-SingleImage28.49.110.227.4
BLIP2-flant5-MultiView32.49.511.029.5
3D-LLM (flamingo)35.010.616.034.2
3D-LLM (BLIP2-opt)39.616.218.438.6
3D-LLM (BLIP2-flant5)39.016.618.939.3
Agent3D-Zero (random)26.97.117.230.9
Agent3D-Zero (selected)32.89.819.339.3
Task Decompositionflant525.56.013.928.4
flamingo-SingleImage31.47.115.630.6
flamingo-MultiView33.17.316.133.2
BLIP2-flant5-SingleImage32.26.915.031.0
BLIP2-flant5-MultiView33.16.915.534.0
3D-LLM (flamingo)32.96.416.033.5
3D-LLM (BLIP2-opt)34.17.616.535.4
3D-LLM (BLIP2-flant5)33.97.415.937.8
Agent3D-Zero (random)33.86.716.736.6
Agent3D-Zero (selected)42.015.522.945.1
3D CaptioningAgent3D-Zero (random)26.11.013.914.3
Agent3D-Zero (selected)29.57.215.916.1
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.488, + 0.787, + 0.548 + ], + "angle": 0, + "content": "Our approach yielded a mIoU of 5.6 using randomly selected images. By iteratively refining viewpoint selection, we improved the mIoU to 8.7, highlighting the importance of strategic view selection in enhancing zero-shot segmentation performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.549, + 0.788, + 0.626 + ], + "angle": 0, + "content": "While our zero-shot method does not yet rival the accuracy of traditional 3D semantic segmentation techniques, it illustrates the untapped potential of leveraging VLMs for complex 3D perception challenges. This work not only demonstrates the adaptability of language models to perception tasks but also opens new research avenues in integrating linguistic and visual understanding." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.648, + 0.421, + 0.663 + ], + "angle": 0, + "content": "4.4 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.787, + 0.704 + ], + "angle": 0, + "content": "This section showcases two qualitative examples that highlight the efficacy and versatility of the proposed Agent3D-Zero in addressing complex scenarios." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Qualitative result for 3D reasoning. Our first case study focuses on ScanQA, as illustrated in Figure ③ This example vividly demonstrates Agent3D-Zero's ability to accurately identify and describe objects and their relationships within 3D environments. Through intelligent scene analysis based on selected images, Agent3D-Zero excels in synthesizing information from multiple objects to provide precise 3D scene captions, highlighting its advanced 3D reasoning capabilities. Additionally, Agent3D-Zero can decompose tasks in specific environments with minimal supplementary information. Further details and results are available in the supplementary materials." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.253, + 0.149, + 0.538, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.559, + 0.149, + 0.744, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.252, + 0.268, + 0.75, + 0.349 + ], + "angle": 0, + "content": "3D Scene Caption: The scene is a compact and utilitarian kitchen space. The kitchen is equipped with essential appliances including a white refrigerator with a top freezer compartment, and a white electric range oven with coil burners and control knobs at the front. There is a corner kitchen counter that provides a modest amount of workspace, flanked on one side by the range and on the other by a stainless steel sink with a faucet. Above the counter, there are white cabinets offering storage for kitchen essentials. One cabinet has a built-in microwave nook above the range. The adjacent wall has a set of drawers and additional under-counter storage. Flooring transitions are visible from carpet to a more wipe-clean surface. Overall, the kitchen is modest but seems well-organized." + }, + { + "type": "title", + "bbox": [ + 0.253, + 0.363, + 0.498, + 0.374 + ], + "angle": 0, + "content": "Task Decomposition: prepare a meal in the kitchen" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.381, + 0.382, + 0.39 + ], + "angle": 0, + "content": "1. go to the kitchen area" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.391, + 0.4, + 0.4 + ], + "angle": 0, + "content": "2. open the kitchen cabinets" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.401, + 0.469, + 0.41 + ], + "angle": 0, + "content": "3. take out ingredients and utensils from the" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.411, + 0.345, + 0.42 + ], + "angle": 0, + "content": "kitchen cabinets" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.421, + 0.378, + 0.43 + ], + "angle": 0, + "content": "4. go to the refrigerator" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.431, + 0.378, + 0.44 + ], + "angle": 0, + "content": "5. open the refrigerator" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.441, + 0.442, + 0.45 + ], + "angle": 0, + "content": "6. take out items from the refrigerator" + }, + { + "type": "text", + "bbox": [ + 0.27, + 0.451, + 0.396, + 0.459 + ], + "angle": 0, + "content": "7. go to the kitchen counter" + }, + { + "type": "list", + "bbox": [ + 0.27, + 0.381, + 0.469, + 0.459 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.381, + 0.74, + 0.39 + ], + "angle": 0, + "content": "8. wash vegetables and prepare them on counter" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.391, + 0.594, + 0.4 + ], + "angle": 0, + "content": "9. go to the sink" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.401, + 0.64, + 0.41 + ], + "angle": 0, + "content": "10. wash hands in the sink" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.411, + 0.605, + 0.42 + ], + "angle": 0, + "content": "11. go to the stove" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.421, + 0.642, + 0.429 + ], + "angle": 0, + "content": "12. turn on the stove" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.43, + 0.659, + 0.439 + ], + "angle": 0, + "content": "13. cook the meal on the stove" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.44, + 0.617, + 0.449 + ], + "angle": 0, + "content": "14. turn off the stove" + }, + { + "type": "text", + "bbox": [ + 0.521, + 0.45, + 0.604, + 0.459 + ], + "angle": 0, + "content": "15. go to the table" + }, + { + "type": "list", + "bbox": [ + 0.521, + 0.381, + 0.74, + 0.459 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.482, + 0.789, + 0.54 + ], + "angle": 0, + "content": "Fig.3: Visualization of 3D Scene Caption and Task Decomposition of Agent3D-Zero. The top part presents the raw 3D scan and some of the images selected from different viewpoints. We show examples of 3D Scene Caption and Task Decomposition at the bottom." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.578, + 0.789, + 0.716 + ], + "angle": 0, + "content": "Qualitative result for real-world navigation. A compelling application of Agent3D-Zero is its utility in real-world navigation tasks. In this case study, we explore a scenario involving the navigation towards a printer located in a typical office setting. Uniquely, for this experiment, we forgo the initial BEV image input, challenging Agent3D-Zero to iteratively engage with its surroundings to determine optimal viewpoints for progression. Although the office overview (depicted in the upper part of Figure 4) is not directly fed into Agent3D-Zero, it serves as a context for understanding the complexity of the navigation task, with the printer situated in the southeast direction amidst numerous obstacles." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Agent3D-Zero adeptly navigates this environment by making informed decisions at each juncture, incorporating historical data to look around and select the most promising path forward. This process exemplifies the system's capacity to not only circumnavigate obstacles efficiently but also to successfully identify and reach the target destination, all while recognizing essential objects like the printer. The VLM thus demonstrates a profound ability to explore and interact with an open-set world, leveraging solely image-based observations to understand and act within complex 3D scenes, as shown in Figure 4." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.278, + 0.147, + 0.728, + 0.548 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.559, + 0.788, + 0.629 + ], + "angle": 0, + "content": "Fig. 4: Visualization of navigation in real world. The top section introduces the navigation task and provides an overview of an office setting. Subsequent rows feature observations of the environment, with GPT-4v-generated instructions on the right. The visualization concludes with the VLM successfully locating the printer, thereby accomplishing the task in an unfamiliar environment." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.66, + 0.39, + 0.675 + ], + "angle": 0, + "content": "4.5 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.764 + ], + "angle": 0, + "content": "In this section, we present an ablation study designed to evaluate the influence of varying grid line prompts on the selection of camera poses, subsequently affecting the VLMs' capacity for 3D scene understanding. Specifically, we randomly select a subset comprising \\(20\\%\\) of the scenes from the ScanQA validation dataset as the basis for our investigation, focusing on the 3D question answering task." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Effect of viewpoints number. Our investigation into the influence of observation views on the performance of our system, herein referred to as Agent3D-Zero, is meticulously documented in Table 4. This analysis prompts the VLM to interpret 3D scenes using selections of 6, 12, and 24 images, with the choice in image count being constrained by the computational capabilities of the VLM." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "S. Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.787, + 0.173 + ], + "angle": 0, + "content": "Table 4: Effect of the number of viewpoints on 3D QA. This experiment is evaluated on the validation set of ScanQA dataset." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.185, + 0.784, + 0.247 + ], + "angle": 0, + "content": "
# ViewpointsBLEU-1METEORROUHE-LCIDErEM
617.112.828.450.813.1
1223.315.035.367.916.9
2434.116.540.382.021.1
" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.264, + 0.784, + 0.292 + ], + "angle": 0, + "content": "Table 5: Effect of the density of lines in Set-of-Line prompt on 3D QA. Here, \"-\" indicates the GPT-4V fails to output the results." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.305, + 0.784, + 0.379 + ], + "angle": 0, + "content": "
Line densityBLEU-1METEORROUGE-LCIDErEM
0x0-----
4x423.214.234.066.016.9
8x834.116.540.382.021.1
16x16-----
" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.413, + 0.787, + 0.473 + ], + "angle": 0, + "content": "Our findings indicate a direct correlation between the number of images and the performance outcome, where an increase in image count leads to notably enhanced results. This trend underscores the potential of augmenting input imagery to significantly improve the efficacy of our proposed approach." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.476, + 0.788, + 0.611 + ], + "angle": 0, + "content": "Effect of line density. We further investigate the role of line density within the Set-of-Line prompts utilized by Agent3D-Zero, with results detailed in Table 5. The application of line density is subject to the recognition abilities of the VLMs, imposing a practical limit to the density achievable (16x16). Despite this constraint, our results demonstrate that a higher density of auxiliary lines correlates with more precise 3D scene comprehension. The absence of dense visual prompts (0x0) significantly hampers the VLMs' ability to accurately determine camera poses, highlighting a notable limitation in the current capabilities of Agent3D-Zero for precise and mathematical pose estimation." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.646, + 0.358, + 0.661 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.689, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In this work, we introduce Agent3D-Zero, a pioneering framework that utilizes Vision-Language Models for zero-shot understanding and interaction within 3D environments. Through the strategic selection of diverse observational viewpoints and the incorporation of custom-designed visual prompts, Agent3D-Zero facilitates a nuanced and integrated perception of 3D scenes. Our experiments underscore the transformative potential of VLMs in redefining 3D scene analysis, emphasizing the effectiveness of multi-viewpoint synthesis and visual prompts in augmenting model capabilities. This advancement propels us towards the realization of intelligent systems proficient in comprehending and navigating the real world akin to human interaction." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.346, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.174, + 0.786, + 0.205 + ], + "angle": 0, + "content": "This work is supported by the National Natural Science Foundation of China (No. 62332016)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.225, + 0.324, + 0.241 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.253, + 0.787, + 0.308 + ], + "angle": 0, + "content": "1. 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International Journal of Computer Vision pp. 1-15 (2024)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.356 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/d595a17c-233e-470c-9bf2-2b253b17a162_origin.pdf b/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/d595a17c-233e-470c-9bf2-2b253b17a162_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..981b63e7fd4ad5e25dc75c1182c38c230792974c --- /dev/null +++ b/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/d595a17c-233e-470c-9bf2-2b253b17a162_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:8ae2ae2b8c8aa88c19c4ca4a77e2c02f07e308cfadb742069475651e525c8fcf +size 5755810 diff --git a/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/full.md b/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/full.md new file mode 100644 index 0000000000000000000000000000000000000000..89e375abf8a1cfeff55476d146324e7af500f3c4 --- /dev/null +++ b/2024/Agent3D-Zero_ An Agent for Zero-shot 3D Understanding/full.md @@ -0,0 +1,348 @@ +# Agent3D-Zero: An Agent for Zero-shot 3D Understanding + +Sha Zhang $^{1,2}$ , Di Huang $^{3}$ , Jiajun Deng $^{4\boxtimes}$ , Shixiang Tang $^{5}$ , Wanli Ouyang $^{2,5}$ , Tong He $^{2\boxtimes}$ , and Yanyong Zhang $^{1,6\boxtimes}$ + +1 University of Science and Technology of China, Hefei, China + +2 Shanghai AI lab, Shanghai, China + +3 The University of Sydney, Sydney, Australia + +4 The University of Adelaide, Adelaide, Australia + +5 The Chinese University of Hong Kong, Hong Kong, China + +$^{6}$ Institute of Artificial Intelligence, Hefei Comprehensive National Science Center, Hefei, China + +Abstract. The ability to understand and reason the 3D real world is a crucial milestone towards artificial general intelligence. The current common practice is to finetune Large Language Models (LLMs) with 3D data and texts to enable 3D understanding. Despite their effectiveness, these approaches are inherently limited by the scale and diversity of the available 3D data. Alternatively, in this work, we introduce Agent3D-Zero, an innovative 3D-aware agent framework addressing the 3D scene understanding in a zero-shot manner. The essence of our approach centers on reconceptualizing the challenge of 3D scene perception as a process of understanding and synthesizing insights from multiple images, inspired by how our human beings attempt to understand 3D scenes. By consolidating this idea, we propose a novel way to make use of a Large Visual Language Model (VLM) via actively selecting and analyzing a series of viewpoints for 3D understanding. Specifically, given an input 3D scene, Agent3D-Zero first processes a bird's-eye view image with custom-designed visual prompts, then iteratively chooses the next viewpoints to observe and summarize the underlying knowledge. A distinctive advantage of Agent3D-Zero is the introduction of novel visual prompts, which significantly unleash the VLMs' ability to identify the most informative viewpoints and thus facilitate observing 3D scenes. Extensive experiments demonstrate the effectiveness of the proposed framework in understanding diverse and previously unseen 3D environments. + +Keywords: 3D Scene Understanding $\cdot$ Agent $\cdot$ Multi-Modal Large Language Model + +# 1 Introduction + +Understanding three-dimensional (3D) scenes [36] is a fundamental task in computer vision, especially vital for robotics [5], autonomous driving [17,21,53], and + +![](images/c2e1dd4514f2aa0ed57977c38140c815aa48ecb0e16a62d2c5b49ef4e634daf8.jpg) +(a) Finetuning Paradigm + +![](images/0465a1f731426a127f52cb0515484c954337c0254ccb0b86fae97f87c15f1716.jpg) +(b) Our Zero-Shot Framework +Fig. 1: Illustration of (a) finetuning-based paradigm and (b) our proposed zero-shot paradigm. The finetuning-based paradigm exploits an external 3D perceiver, and finetunes it with a frozen LLM. On the contrary, our proposed zero-shot paradigm is simple and efficient, directly utilizing the VLM to actively select and interpret multiple observing views for zero-shot 3D task resolution. + +augmented reality applications [26]. The emergence of an intelligent assistant who can fully comprehend the 3D world and find her way seamlessly in a given space is a crucial milestone on the path to artificial general intelligence. + +Recently, the convergence of visual perception with Large Language Models (LLMs) [1,34] represents a significant leap forward, showcasing remarkable proficiency in a variety of 2D understanding tasks. Building on this advancement, extending these capabilities to the 3D realm seems a natural progression. This involves integrating 3D data into LLMs or Large Vision Language Models (VLMs) through fine-tuning [22,32] and enabling the models to process 3D data formats directly. By leveraging their extensive prior knowledge, these LLMs/VLMs are poised to significantly enhance 3D understanding in open-world scenarios [3]. + +However, collecting a large quantity of 3D data is a rather challenging task, which requires specialized equipment like depth cameras [23] or LiDAR sensors [28], along with sophisticated reconstruction algorithms [14,48]. Annotating the 3D data with textual descriptions can be much more difficult and labor-intensive compared to the 2D counterpart. Moreover, the diversity of publicly available 3D data is severely limited, with existing datasets often confined to CAD models [24,47], indoor environments [15], and autonomous driving scenarios [6,19]. Such issues motivate us to rethink the potential solutions toward 3D understanding with large foundation models. + +Formally, in this work, we explore an alternative approach for developing a 3D-aware intelligent assistant. Contrary to the common practice of fine-tuning LLMs/VLMs on 3D data and text pairs, we introduce Agent3D-Zero, an agent framework for VLMs addressing the 3D scene understanding in a zero-shot manner. Our approach draws inspiration from the human cognitive ability to comprehend the real world without the need for explicit 3D reconstruction, but observe the 3D scenario from multiviews. Humans, for example, can intuitively under- + +stand the spatial relationships among objects through visual perception, even without precise measurements of distance. + +By consolidating this idea, Agent3D-Zero utilizes multiple images from diverse viewpoints, enabling VLMs, such as GPT-4V [37], to perform robust reasoning and achieve a reliable understanding of spatial relationships between objects. This approach allows Agent3D-Zero to perceive the 3D world using the extensive knowledge embedded in pre-trained VLMs, thereby achieving zero-shot scene understanding. + +Furthermore, Agent3D-Zero is designed to actively select subsequent viewpoints for observing and reasoning about spatial information across multiple images. While introducing multiple viewpoints enriches scene comprehension, it simultaneously imposes substantial memory and processing demands on current VLMs. To address this, we propose a novel visual prompting technique termed Set-of-Line Prompting (SoLP). By employing bird's-eye view images, we delineate the scene's boundaries and superimpose a Cartesian coordinate system equipped with uniform grid lines and directional markers. This straightforward yet effective strategy significantly enhances the VLM's capability to understand 3D spatial concepts. + +We demonstrate the effectiveness of Agent3D-Zero in various 3D reasoning and perception tasks. In the 3D Question Answering task, our approach surpasses all related works in the ScanQA dataset, even without the use of annotated data for training or fine-tuning. Additionally, as a zero-shot method, Agent3D-Zero gets advantages over the previous fine-tuning method in task decomposition and 3D-assisted dialog tasks. Our contributions can be summarized as follows: + +- We pioneer the design of Agent3D-Zero, a 3D-aware Agent for scene understanding, which excels in zero-shot learning using only images, thereby eliminating the dependence on explicit 3D data structures such as point clouds or meshes. +- We develop a comprehensive framework for proactive perception in agents, enabling the VLM to identify location and direction through inherent reasoning capabilities. +- Agent3D-Zero demonstrates exceptional performance across a range of tasks and multitasking scenarios, outperforming existing methodologies in experiments involving the ScanQA dataset, 3D-assisted dialogue, and zero-shot 3D segmentation. + +# 2 Related Work + +LLMs have shown remarkable potential in advancing artificial intelligence, demonstrating their effectiveness in various assessments [12,13,38,52]. Initially limited to processing textual information, there has been a significant shift towards Multi-modal Large Language Models (MLLMs) to overcome these constraints by integrating multi-modal inputs. This discussion outlines the transition from 2D to 3D scene understanding within MLLMs, providing a foundation for exploring advancements in multimodal learning. + +# 2.1 MLLM for 2D Scene Understanding + +The application of MLLMs for 2D scene understanding [1,9-11,20,27,27,30,31,34,37,40] forms a critical foundation for our method, which utilizes VLMs to comprehend the 3D world in a zero-shot manner. As a precursor to our approach, insights into the operational mechanisms of VLMs offer valuable lessons. To establish a foundational model capable of interpreting 2D vision, researchers have pursued two distinct paradigms: training from scratch using internet-scale text-image pairs, exemplified by models such as CLIP [40] by OpenAI, BLIP series [30,31] by Facebook AI, and ViLT [27] by Google; and fine-tuning existing LLMs with additional 2D vision data, as seen in models like GPT-4V [37] and LLava [34]. The former approach fosters a deeper, more intrinsic understanding of visual-textual relationships, whereas the latter is more cost-effective and often yields superior general performance. Leveraging these insights from LLMs and VLMs, the research community has extensively explored various applications and achievements of VLMs in 2D scene understanding, including image captioning [29-31], visual question answering [2,43], semantic segmentation [42,49], and zero-shot classification tasks [35,46]. + +# 2.2 MLLM for 3D Scene Understanding + +Extending LLMs to 3D scene understanding marks a significant shift beyond traditional 2D analyses, embracing the complexity of our three-dimensional environment. Initial efforts focused on recognizing single 3D objects [46]. Meanwhile, Models like Chat-3D [45] and SpatialVLM [7] enhance spatial understanding in a single image through innovative techniques. Recent advancements [7,22,25,32,45] have adapted LLMs and VLMs for more comprehensive 3D spatial comprehension. 3D-LLM [22] pioneers the incorporation of 3D worlds into LLMs by training perceivers to interpret reconstructed 3D features. Similarly, 3DMIT [32] focuses on refining the integration of 3D spatial data into LLMs through dedicated scene and object projectors. However, these approaches are limited by the unavailability of 3D scene data, restricting the scope of 3D understanding compared to the extensive resources available for 2D analysis. Our method diverges by using VLMs to perform 3D tasks in a zero-shot manner, getting rid of the labor-intensive 3D data collection and giving an elegant receipt of interpreting and understanding complicated 3D scenes with actively selected 2D inputs. + +# 3 Method + +# 3.1 Overview + +Agent3D-Zero presents a novel agent framework that utilizes VLMs for 3D scene understanding in a zero-shot manner. An overview is illustrated in Figure 2. The process initiates with a bird's-eye view (BEV) image $I_{b}$ derived from a given 3D mesh $M$ . The selection of $I_{b}$ serves a critical purpose: it provides a comprehensive layout of the scene, which is instrumental in planning the camera viewpoints that + +![](images/d30e24e8bc20814f80277ccfbb6d51f60e26efb16cdbf85af4f27299b4c8a372.jpg) + +![](images/bf32eec9cfa5190016188918a8615a06ac34ea27b58a91d6f4ea99908b1c94d2.jpg) +Fig. 2: System Overview of Agent3D-Zero. The upper segment illustrates our viewpoints-selection progress. We initiate the process by overlaying grid lines and tick marks on the BEV images, constituting the prompt along with a scene type description. This prompt guides the VLM to retrieve camera poses for images observing the 3D scene. The lower section demonstrates the versatility of Agent3D-Zero, showcasing its proficiency in addressing various 3D reasoning and perception tasks through strategic prompting and tool utilization. + +![](images/40f1ec6801a5bcdf7e6cda5fd7a9025e6e4966548da64161e9ad9a7b7f82923e.jpg) + +![](images/c9562d4719de80390ffb28565ffef91e0629f6b8af37ac668b64a0378b24ba8e.jpg) + +![](images/a53d9263ca965679ecc87ec764ce95eecc8504371b5f8cbc1511fa794cfad55d.jpg) + +are crucial for a thorough scene analysis. Given $I_{b}$ and the camera intrinsic metric $K$ , we aim to strategically plan $N$ camera viewpoints. These are defined by the extrinsic matrix $\mathcal{T} = \{(R,t)_i|i\in [1,N]\}$ , with $R$ denoting a 3x3 rotation matrix for the camera's orientation and $t$ a translation vector $[\mathrm{x},\mathrm{y},\mathrm{z}]$ for its position. The $\mathrm{x}$ and $\mathrm{y}$ are predicted by the VLM, while $\mathrm{z}$ is set as the average height. For the rotation matrix, we set pitch and roll angles as 0, and discretize azimuth to four directions $[0,\frac{\pi}{2},\pi ,\frac{3\pi}{2}]$ . This is formalized as: + +$$ +\mathcal {T} = \mathbf {V L M} \left(I _ {b}, P _ {b}\right), \tag {1} +$$ + +where $P$ represents the textual prompt guiding the VLM. The structured prompt communicates the goal and specific requirements, such as: + +Given a bird's-eye view of a scene, please provide N pictures to comprehensively understand the scene... +Could you suggest camera positions and orientations for each shot? + +Upon determining the camera extrinsic matrix $\mathcal{T}$ , new images $\mathcal{I} = \{I_i | i \in [1, N]\}$ are rendered from the 3D mesh: + +$$ +I _ {i} = \pi \left(R _ {i}, t _ {i}, K, M\right), \tag {2} +$$ + +where $\pi$ represents the rendering process. Subsequently, VLMs analyze images from these selected viewpoints, synthesizing insights for a coherent scene inter + +pretation. This empowers the agent with a detailed understanding of the scene, enabling it to tackle diverse scene-understanding tasks. With a task-specific prompt $P_{t}$ , Agent3D-Zero can query the VLM to address specific questions: + +$$ +A _ {t} = \mathbf {V L M} (\mathcal {I}, P _ {t}), \tag {3} +$$ + +where $A$ symbolizes the answer to the question. + +In practice, instead of directly asking the model to output $N$ camera positions, we make the VLM iteratively output $N'$ each time, enabling the VLM to select the viewpoint with previous experiences. + +Regrettably, when relying on raw BEV image inputs, the VLM struggles to generate meaningful viewpoints due to inherent limitations in distance measurement. To address this challenge, we propose a visual prompt, the Set-of-Line Prompting (SoLP) technique based on BEV images. Subsequent section 3.2 elaborates on the concept and application of SoLP. This is followed by a detailed exploration of Agent3D-Zero's capabilities in zero-shot 3D scene understanding, focusing on its reasoning (section 3.3) and perception (section 3.4) skills. + +# 3.2 Set-of-Line Prompting + +Recognizing the challenge of precise location determination faced by VLMs, we introduce SoLP as an innovative solution to improve the VLMs' understanding of mathematical and spatial concepts. Traditional prompt engineering focuses on textural inputs for LLMs. However, our approach aims to adopt similar methodologies for visual inputs, enhancing the VLMs' planning and localization capabilities. Given that VLMs primarily produce textual outputs, the auxiliary visual prompts added to input images must be both interpretable by the models and describable in textual form. + +Drawing inspiration from how humans interpret maps, where longitude and latitude are used to specify locations on a spherical surface and the Cartesian coordinate system represents points in a plane, we devised SoLP. This method involves superimposing grid lines and tick marks onto a BEV image, transforming the original image $I_{b}$ into a prompted image $I_{b}^{p}$ . Consequently, the process described in Equation 1 and 3 is refined as shown in Equation 4 and 5: + +$$ +\mathcal {T} = \mathbf {V L M} \left(I _ {b} ^ {p}, P _ {b} ^ {p}\right), \tag {4} +$$ + +$$ +A _ {t} = \mathbf {V L M} (\mathcal {I}, P _ {t} ^ {p}), \tag {5} +$$ + +where $P_{t}^{p}$ represents the text prompt paired with the proposed SoLP. + +SoLP not only aids in enhancing the VLM's comprehension of the scene's geometric aspects but also enables the generation of more precise camera poses. While directly determining $\mathcal{T}$ poses a significant challenge for VLMs, the introduction of SoLP facilitates this process by incorporating additional output format controls. This allows for the specification of camera positions as grid points within the image (e.g., $(0,0)$ ) and orientations from a predefined set of + +directions [left', 'right', 'front', 'back'], simplifying the VLM's task. Compared with $P_{t}$ , $P_{t}^{p}$ has additional format control sentences: + +# % Output format control + +The position can be present as the grid point in the picture, like $(0, 0)$ . The orientations can be chosen from ['left', 'right', 'front', 'back']. + +Upon acquiring the camera poses $\mathcal{T}$ , we can render the corresponding images $\mathcal{I} = \{I_i | i \in [1, N]\}$ within the 3D scene, setting the stage for subsequent analyses and evaluations. + +# 3.3 Exploration of 3D Reasoning Capabilities + +Upon processing the scene images, Agent3D-Zero empowers VLMs to assimilate comprehensive information about the scene, thereby equipping the model to tackle a wide array of downstream tasks, including question answering (QA), caption generation, and dialogues. As indicated by the framework outlined in Equation 3, Agent3D-Zero adapts to diverse tasks by employing specific task-oriented prompts $P_{t}$ . An illustrative prompt $P_{t}$ is provided below to demonstrate how Agent3D-Zero can guide VLMs in understanding a 3D scene through images from varied viewpoints and subsequently respond to a series of queries: + +# % Task prompt + +Understand a 3D scene without direct access to the point clouds but only images from different viewpoints. Later, I'll ask you a series of questions about the scene, and I'd like your responses one-by-one with correspondence number, in the order the questions are presented. Please keep each response short and clear. + +Examples: questions: [1. How many chairs are around the table? 2. what's the color of the table? 3. Where is the beige wooden working table placed? 4. What is in the corner of the bath? ]. + +Answers: [1. 3 2. Brown 3. right of tall cabinet 4. shower] + +Similar to a 3D-LLM [22], Agent3D-Zero boasts the capability to execute various downstream tasks using a singular model framework. This is a departure from most prior approaches, which typically specialize in a single aspect of 3D reasoning. This highlights the general applicability and adaptability of Agent3D-Zero, showcasing its potential to serve as a versatile tool for 3D scene analysis and understanding. + +# 3.4 Exploration of 3D Perception Capabilities + +Agent3D-Zero distinguishes itself not only through its proficiency in language-centric 3D tasks but also by adeptly handling conventional perception tasks, such as 3D semantic segmentation. Although Agent3D-Zero does not possess inherent perception abilities, it functions as an agent that effectively utilizes a variety of + +vision tools to enhance its recognition capabilities. We define the tool function as $f$ , the per-view perception results as $Res_{i}$ . This process can be formalized as: + +$$ +R e s _ {i} = \mathbf {V L M} (I _ {i}, P _ {f}, f), \tag {6} +$$ + +Taking the 3D semantic segmentation task as an illustrative example, our approach unfolds in two primary steps. The first step involves performing 2D semantic segmentation on each image selected for analysis. Second, with the aid of depth information, the 2D segmented results are back-projected into 3D point clouds to construct a comprehensive 3D semantic map. + +Inspired by the Set-of-Mark (SoM) method [50], Agent3D-Zero utilizes a Segment Anything Model (SAM) to segment the imagery into distinct regions initially without semantic labels. This segmentation facilitates the arrangement of the regions within each image, which, in turn, aids the VLM in assigning accurate semantic labels to each region. By annotating every selected image with semantic labels and then employing backprojection and concatenation techniques, Agent3D-Zero successfully accomplishes 3D semantic segmentation. + +# 4 Experiment + +# 4.1 Datasets and Metrics + +We conduct experiments on the ScanQA dataset [3] and Scannet v2 dataset [15] to evaluate the performance of 3DQA and semantic segmentation, respectively. Moreover, we follow the practice of 3D-LLM [22] to separate the scene dataset to evaluate the other 3D reasoning tasks. + +ScanQA 3: This dataset comprises over 40,000 human-annotated question-and-answer pairs, with each pair grounded within the objects of 800 indoor 3D scenes from the ScanNet dataset. Our experiments are conducted exclusively on the evaluation and test subsets of this dataset. + +ScanNet v2 [15]: ScanNet v2 is an extensive collection of 1,513 indoor scenes, meticulously annotated and equipped with multi-view RGB-D images alongside reconstructed meshes. For the task of semantic segmentation, this dataset offers 20 distinct classes of annotated 3D objects. + +3D-LLM held-in dataset [22]: To compare our method with the most related work (i.e. 3D-LLM [22]), we follow it to evaluate the performance in 3D-assisted dialogue and task decomposition. This dataset contains 300k 3D-language pairs conducted by the data-generation pipeline in 3D-LLM, which is based on Scannet [15], Habitat-Matterport [41], and Objaverse [16]. + +Evaluation metrics: We employ a suite of metrics to quantitatively evaluate the performance on language-related 3D reasoning tasks. These include BLEU [39], ROUGE-L [33], METEOR [4], and CIDEr [44], which collectively assess the quality of generated textual responses. METEOR, ROUGE-L, and CIDEr are designed to capture meaning and semantic coherence, often rewarding answers that are thematically consistent and informative, even if they diverge in exact wording. On the other hand, BLEU and EM metrics focus heavily on + +Table 1: Performance comparison on the ScanQA validation set. 'Two-stage' means the models use explicit object representations. 'Fine-tune' means extra training. Our proposed Agent3D-Zero is training-free. + +
B-1B-4METEORROUGE-LCIDErEM
Two-stageVoteNet+MCAN28.06.211.429.854.717.3
ScanRefer+MCAN26.97.911.53055.418.6
ScanQA30.210.113.133.364.921.0
Fine-tuneflamingo-SingleImage23.88.510.729.65216.9
flamingo-MultiView25.68.411.331.15518.8
BLIP2-flant5-SingleImage28.65.110.625.842.613.3
BLIP2-flant5-MultiView29.75.911.326.645.713.6
3D-LLM (flamingo)30.37.212.232.359.220.4
3D-LLM (BLIP2-opt)35.99.413.834.063.819.3
3D-LLM (BLIP2-flant5)39.312.014.535.769.420.5
Zero-ShotLLaVA-SingleImage7.10.310.512.35.70.0
Agent3D-Zero (random)16.42.112.226.940.04.9
Agent3D-Zero (selected)28.64.416.037.071.817.5
+ +Table 2: Performance comparison on the ScanQA test set. B-1, B-4 denote BLEU-1, BLEU-4 respectively. Our model outperforms all related models and the baseline model for evaluation metrics METEOR, ROUGE-L, and CIDEr. + +
B-1B-4METEORROUGE-LCIDErEM
Two-stageSingleImage+MCAN16.50.08.421.538.615.8
VoteNet+MCAN*29.56.012.030.958.219.7
ScanRefer+MCAN*27.97.511.930.757.420.6
ScanQA*31.612.013.534.367.323.5
Fine-tune3D-LLM (flamingo)32.68.413.534.865.623.2
3D-LLM (BLIP2-opt)37.310.714.334.567.119.1
3D-LLM (BLIP2-flant5)38.311.614.935.369.619.1
Zero-ShotAgent3D-Zero31.45.116.939.377.521.3
+ +n-gram precision, rewarding exact matches between the predicted and reference sequences. For 3D Semantic Segmentation, Mean IoU (MIoU) serves as our primary metric, offering a comprehensive measure of segmentation accuracy. + +# 4.2 Compared Methods + +To evaluate the effectiveness of Agent3D-Zero, we compare it with existing methods across several dimensions: Two-stage, Finetune, and Zero-Shot types. + +Two-stage methods: These approaches, including combinations like VoteNet [18] + MCAN [51], ScanRefer [8] + MCAN [51], and ScanQA [3], first recognize objects in the 3D scene, then integrate language information to address Scan Question Answering tasks. + +Finetune methods: Following the fine-tuning paradigm [22], this category includes models like flamingo [1] and BLIP2-flant5 [13,30]. They train a perceiver to adapt LLM/VLMs to comprehend reconstructed 3D representations through a three-step process: encoding in 2D/3D, fine-tuning perceivers to align features + +with VLMs, and producing language-based answers. The inputs for these perceivers vary, being single-image, multi-view, or reconstructed 3D features. + +Zero-Shot methods: These methods, such as LLaVA [34] and our Agent3D-Zero, utilize VLMs to understand 3D scenes without any additional training. In all experiments, we utilize GPT4-V [37] as the VLM in Agent3D-Zero. + +# 4.3 Zero-shot Performance + +ScanQA. In the 3D-QA task, models must utilize visual data from comprehensive RGB-D indoor scans to answer textual queries about the 3D scene. Unlike conventional 2D-QA, models face challenges in spatial understanding and object identification from textual descriptions in 3D contexts. + +Evaluation results (Table 1) reveal that, despite its zero-shot operation, Agent3D-Zero demonstrates competitive performance against other methods. Notably, with iteratively selected image inputs, Agent3D-Zero outperforms previous benchmarks with scores of 16.0 vs 14.5 in METEOR, 37.0 vs 35.7 in ROUGE-L, and 71.8 vs 69.4 in CIDEr. However, it does not lead in EM or BLEU metrics, which prioritize n-gram precision. This discrepancy highlights the limitation of these metrics in evaluating the nuanced understanding and flexibility of zero-shot methods. Metrics like METEOR, ROUGE-L, and CIDEr are better suited for appreciating diverse expressions and capturing the essence of responses, as they do not solely reward exact matches. + +Furthermore, Table ② highlights Agent3D-Zero's superior performance in most metrics compared to previous methods (77.5 in CIDEr, 39.3 in ROUGE-L, and 16.8 in METEOR), indicating its robust capability in 3D QA. + +3D-assisted dialog. 3D-assisted dialog systems incorporate spatial awareness to enhance conversational interactions. According to results (Table③), Agent3D-Zero matches or exceeds former methods in key metrics like ROUGE-L and METEOR, reaffirming its capability in nuanced conversational contexts. BLEU metrics are discussed in the previous ScanQA analysis. + +3D scene caption. 3D captioning requires a holistic scene understanding, extending beyond mere image analysis to comprehend spatial arrangements and object interactions. As the validation set for 3d scene captioning in the 3D-LLM held-in dataset only focuses on single 3d objects, we randomly select 51 scenes from the train set in the 3D-LLM held-in dataset to evaluate Agent3D-Zero's 3d scene caption ability. The results are presented in Table $③$ Agent3D-Zero's performance is comparable to the baseline method, indicating its potential to generate descriptive captions of scenes. + +Task decomposition. Task decomposition involves breaking down a task into subtasks based on the 3D scene's spatial relationships. Agent3D-Zero shows competitive performance in zero-shot style (Table 3), underscoring its ability to leverage spatial information effectively. + +3D semantic segmentation. 3D semantic segmentation, a cornerstone for understanding environments, involves assigning semantic labels to each 3D point in a scene. Our investigation employs VLMs for zero-shot segmentation, showcasing the potential of VLMs to navigate this task without extensive labeled data. + +Table 3: Performance comparison on the Held-In Dataset, which is introduced in 3D-LLM [22]. Our zero-shot method outperforms related methods. + +
TasksModelsBLEU-1BLEU-4METEORROUGE-L
3D-assisted Dialogflant527.48.79.527.5
flamingo-SingleImage29.49.410.026.8
flamingo-MultiView30.69.110.427.9
BLIP2-flant5-SingleImage28.49.110.227.4
BLIP2-flant5-MultiView32.49.511.029.5
3D-LLM (flamingo)35.010.616.034.2
3D-LLM (BLIP2-opt)39.616.218.438.6
3D-LLM (BLIP2-flant5)39.016.618.939.3
Agent3D-Zero (random)26.97.117.230.9
Agent3D-Zero (selected)32.89.819.339.3
Task Decompositionflant525.56.013.928.4
flamingo-SingleImage31.47.115.630.6
flamingo-MultiView33.17.316.133.2
BLIP2-flant5-SingleImage32.26.915.031.0
BLIP2-flant5-MultiView33.16.915.534.0
3D-LLM (flamingo)32.96.416.033.5
3D-LLM (BLIP2-opt)34.17.616.535.4
3D-LLM (BLIP2-flant5)33.97.415.937.8
Agent3D-Zero (random)33.86.716.736.6
Agent3D-Zero (selected)42.015.522.945.1
3D CaptioningAgent3D-Zero (random)26.11.013.914.3
Agent3D-Zero (selected)29.57.215.916.1
+ +Our approach yielded a mIoU of 5.6 using randomly selected images. By iteratively refining viewpoint selection, we improved the mIoU to 8.7, highlighting the importance of strategic view selection in enhancing zero-shot segmentation performance. + +While our zero-shot method does not yet rival the accuracy of traditional 3D semantic segmentation techniques, it illustrates the untapped potential of leveraging VLMs for complex 3D perception challenges. This work not only demonstrates the adaptability of language models to perception tasks but also opens new research avenues in integrating linguistic and visual understanding. + +# 4.4 Qualitative Results + +This section showcases two qualitative examples that highlight the efficacy and versatility of the proposed Agent3D-Zero in addressing complex scenarios. + +Qualitative result for 3D reasoning. Our first case study focuses on ScanQA, as illustrated in Figure ③ This example vividly demonstrates Agent3D-Zero's ability to accurately identify and describe objects and their relationships within 3D environments. Through intelligent scene analysis based on selected images, Agent3D-Zero excels in synthesizing information from multiple objects to provide precise 3D scene captions, highlighting its advanced 3D reasoning capabilities. Additionally, Agent3D-Zero can decompose tasks in specific environments with minimal supplementary information. Further details and results are available in the supplementary materials. + +Fig.3: Visualization of 3D Scene Caption and Task Decomposition of Agent3D-Zero. The top part presents the raw 3D scan and some of the images selected from different viewpoints. We show examples of 3D Scene Caption and Task Decomposition at the bottom. +![](images/7dd98ca3c475105486cacc9c7fc8577cfb8302bedd6f1e2f6d2a254f0a7bcc8b.jpg) +3D Scene Caption: The scene is a compact and utilitarian kitchen space. The kitchen is equipped with essential appliances including a white refrigerator with a top freezer compartment, and a white electric range oven with coil burners and control knobs at the front. There is a corner kitchen counter that provides a modest amount of workspace, flanked on one side by the range and on the other by a stainless steel sink with a faucet. Above the counter, there are white cabinets offering storage for kitchen essentials. One cabinet has a built-in microwave nook above the range. The adjacent wall has a set of drawers and additional under-counter storage. Flooring transitions are visible from carpet to a more wipe-clean surface. Overall, the kitchen is modest but seems well-organized. + +![](images/b34f12d3c5841ee5efaa8ab5fee48661b11ca21f9c90daf3f3971e8952e34009.jpg) + +# Task Decomposition: prepare a meal in the kitchen + +1. go to the kitchen area +2. open the kitchen cabinets +3. take out ingredients and utensils from the +kitchen cabinets +4. go to the refrigerator +5. open the refrigerator +6. take out items from the refrigerator +7. go to the kitchen counter + +8. wash vegetables and prepare them on counter +9. go to the sink +10. wash hands in the sink +11. go to the stove +12. turn on the stove +13. cook the meal on the stove +14. turn off the stove +15. go to the table + +Qualitative result for real-world navigation. A compelling application of Agent3D-Zero is its utility in real-world navigation tasks. In this case study, we explore a scenario involving the navigation towards a printer located in a typical office setting. Uniquely, for this experiment, we forgo the initial BEV image input, challenging Agent3D-Zero to iteratively engage with its surroundings to determine optimal viewpoints for progression. Although the office overview (depicted in the upper part of Figure 4) is not directly fed into Agent3D-Zero, it serves as a context for understanding the complexity of the navigation task, with the printer situated in the southeast direction amidst numerous obstacles. + +Agent3D-Zero adeptly navigates this environment by making informed decisions at each juncture, incorporating historical data to look around and select the most promising path forward. This process exemplifies the system's capacity to not only circumnavigate obstacles efficiently but also to successfully identify and reach the target destination, all while recognizing essential objects like the printer. The VLM thus demonstrates a profound ability to explore and interact with an open-set world, leveraging solely image-based observations to understand and act within complex 3D scenes, as shown in Figure 4. + +![](images/07f2106676ed456b416090ce27de5d9ee866410a4d0562554e654c6a795999e0.jpg) +Fig. 4: Visualization of navigation in real world. The top section introduces the navigation task and provides an overview of an office setting. Subsequent rows feature observations of the environment, with GPT-4v-generated instructions on the right. The visualization concludes with the VLM successfully locating the printer, thereby accomplishing the task in an unfamiliar environment. + +# 4.5 Ablation Study + +In this section, we present an ablation study designed to evaluate the influence of varying grid line prompts on the selection of camera poses, subsequently affecting the VLMs' capacity for 3D scene understanding. Specifically, we randomly select a subset comprising $20\%$ of the scenes from the ScanQA validation dataset as the basis for our investigation, focusing on the 3D question answering task. + +Effect of viewpoints number. Our investigation into the influence of observation views on the performance of our system, herein referred to as Agent3D-Zero, is meticulously documented in Table 4. This analysis prompts the VLM to interpret 3D scenes using selections of 6, 12, and 24 images, with the choice in image count being constrained by the computational capabilities of the VLM. + +Table 4: Effect of the number of viewpoints on 3D QA. This experiment is evaluated on the validation set of ScanQA dataset. + +
# ViewpointsBLEU-1METEORROUHE-LCIDErEM
617.112.828.450.813.1
1223.315.035.367.916.9
2434.116.540.382.021.1
+ +Table 5: Effect of the density of lines in Set-of-Line prompt on 3D QA. Here, "-" indicates the GPT-4V fails to output the results. + +
Line densityBLEU-1METEORROUGE-LCIDErEM
0x0-----
4x423.214.234.066.016.9
8x834.116.540.382.021.1
16x16-----
+ +Our findings indicate a direct correlation between the number of images and the performance outcome, where an increase in image count leads to notably enhanced results. This trend underscores the potential of augmenting input imagery to significantly improve the efficacy of our proposed approach. + +Effect of line density. We further investigate the role of line density within the Set-of-Line prompts utilized by Agent3D-Zero, with results detailed in Table 5. The application of line density is subject to the recognition abilities of the VLMs, imposing a practical limit to the density achievable (16x16). Despite this constraint, our results demonstrate that a higher density of auxiliary lines correlates with more precise 3D scene comprehension. The absence of dense visual prompts (0x0) significantly hampers the VLMs' ability to accurately determine camera poses, highlighting a notable limitation in the current capabilities of Agent3D-Zero for precise and mathematical pose estimation. + +# 5 Conclusion + +In this work, we introduce Agent3D-Zero, a pioneering framework that utilizes Vision-Language Models for zero-shot understanding and interaction within 3D environments. Through the strategic selection of diverse observational viewpoints and the incorporation of custom-designed visual prompts, Agent3D-Zero facilitates a nuanced and integrated perception of 3D scenes. Our experiments underscore the transformative potential of VLMs in redefining 3D scene analysis, emphasizing the effectiveness of multi-viewpoint synthesis and visual prompts in augmenting model capabilities. 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Zhang, R., Han, J., Zhou, A., Hu, X., Yan, S., Lu, P., Li, H., Gao, P., Qiao, Y.: Llama-adapter: Efficient fine-tuning of language models with zero-init attention. arXiv preprint arXiv:2303.16199 (2023) +53. Zhang, S., Deng, J., Bai, L., Li, H., Ouyang, W., Zhang, Y.: Hvdistill: Transferring knowledge from images to point clouds via unsupervised hybrid-view distillation. 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The ability to understand and reason the 3D real world is a crucial milestone towards artificial general intelligence. The current common practice is to finetune Large Language Models (LLMs) with 3D data and texts to enable 3D understanding. Despite their effectiveness, these approaches are inherently limited by the scale and diversity of the available 3D data. Alternatively, in this work, we introduce Agent3D-Zero, an innovative 3D-aware agent framework addressing the 3D scene understanding in a zero-shot manner. The essence of our approach centers on reconceptualizing the challenge of 3D scene perception as a process of understanding and synthesizing insights from multiple images, inspired by how our human beings attempt to understand 3D scenes. By consolidating this idea, we propose a novel way to make use of a Large Visual Language Model (VLM) via actively selecting and analyzing a series of viewpoints for 3D understanding. Specifically, given an input 3D scene, Agent3D-Zero first processes a bird's-eye view image with custom-designed visual prompts, then iteratively chooses the next viewpoints to observe and summarize the underlying knowledge. A distinctive advantage of Agent3D-Zero is the introduction of novel visual prompts, which significantly unleash the VLMs' ability to identify the most informative viewpoints and thus facilitate observing 3D scenes. 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The finetuning-based paradigm exploits an external 3D perceiver, and finetunes it with a frozen LLM. On the contrary, our proposed zero-shot paradigm is simple and efficient, directly utilizing the VLM to actively select and interpret multiple observing views for zero-shot 3D task resolution." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 336, + 482, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 336, + 482, + 372 + ], + "spans": [ + { + "bbox": [ + 130, + 336, + 482, + 372 + ], + "type": "text", + "content": "augmented reality applications [26]. The emergence of an intelligent assistant who can fully comprehend the 3D world and find her way seamlessly in a given space is a crucial milestone on the path to artificial general intelligence." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 374, + 483, + 471 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 374, + 483, + 471 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 483, + 471 + ], + "type": "text", + "content": "Recently, the convergence of visual perception with Large Language Models (LLMs) [1,34] represents a significant leap forward, showcasing remarkable proficiency in a variety of 2D understanding tasks. Building on this advancement, extending these capabilities to the 3D realm seems a natural progression. This involves integrating 3D data into LLMs or Large Vision Language Models (VLMs) through fine-tuning [22,32] and enabling the models to process 3D data formats directly. By leveraging their extensive prior knowledge, these LLMs/VLMs are poised to significantly enhance 3D understanding in open-world scenarios [3]." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 472, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 579 + ], + "type": "text", + "content": "However, collecting a large quantity of 3D data is a rather challenging task, which requires specialized equipment like depth cameras [23] or LiDAR sensors [28], along with sophisticated reconstruction algorithms [14,48]. Annotating the 3D data with textual descriptions can be much more difficult and labor-intensive compared to the 2D counterpart. Moreover, the diversity of publicly available 3D data is severely limited, with existing datasets often confined to CAD models [24,47], indoor environments [15], and autonomous driving scenarios [6,19]. Such issues motivate us to rethink the potential solutions toward 3D understanding with large foundation models." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "content": "Formally, in this work, we explore an alternative approach for developing a 3D-aware intelligent assistant. Contrary to the common practice of fine-tuning LLMs/VLMs on 3D data and text pairs, we introduce Agent3D-Zero, an agent framework for VLMs addressing the 3D scene understanding in a zero-shot manner. Our approach draws inspiration from the human cognitive ability to comprehend the real world without the need for explicit 3D reconstruction, but observe the 3D scenario from multiviews. Humans, for example, can intuitively under-" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 239, + 37, + 280, + 65 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 239, + 37, + 280, + 65 + ], + "spans": [ + { + "bbox": [ + 239, + 37, + 280, + 65 + ], + "type": "text", + "content": "#" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 353, + 40, + 399, + 69 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 353, + 40, + 399, + 69 + ], + "spans": [ + { + "bbox": [ + 353, + 40, + 399, + 69 + ], + "type": "text", + "content": "#" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 165, + 91, + 228, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 228, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 228, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 3 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "content": "stand the spatial relationships among objects through visual perception, even without precise measurements of distance." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 212 + ], + "type": "text", + "content": "By consolidating this idea, Agent3D-Zero utilizes multiple images from diverse viewpoints, enabling VLMs, such as GPT-4V [37], to perform robust reasoning and achieve a reliable understanding of spatial relationships between objects. This approach allows Agent3D-Zero to perceive the 3D world using the extensive knowledge embedded in pre-trained VLMs, thereby achieving zero-shot scene understanding." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 212, + 482, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 212, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 212, + 482, + 331 + ], + "type": "text", + "content": "Furthermore, Agent3D-Zero is designed to actively select subsequent viewpoints for observing and reasoning about spatial information across multiple images. While introducing multiple viewpoints enriches scene comprehension, it simultaneously imposes substantial memory and processing demands on current VLMs. To address this, we propose a novel visual prompting technique termed Set-of-Line Prompting (SoLP). By employing bird's-eye view images, we delineate the scene's boundaries and superimpose a Cartesian coordinate system equipped with uniform grid lines and directional markers. This straightforward yet effective strategy significantly enhances the VLM's capability to understand 3D spatial concepts." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 331, + 482, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 482, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 482, + 403 + ], + "type": "text", + "content": "We demonstrate the effectiveness of Agent3D-Zero in various 3D reasoning and perception tasks. In the 3D Question Answering task, our approach surpasses all related works in the ScanQA dataset, even without the use of annotated data for training or fine-tuning. Additionally, as a zero-shot method, Agent3D-Zero gets advantages over the previous fine-tuning method in task decomposition and 3D-assisted dialog tasks. Our contributions can be summarized as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 137, + 409, + 479, + 538 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 138, + 409, + 479, + 454 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 409, + 479, + 454 + ], + "spans": [ + { + "bbox": [ + 138, + 409, + 479, + 454 + ], + "type": "text", + "content": "- We pioneer the design of Agent3D-Zero, a 3D-aware Agent for scene understanding, which excels in zero-shot learning using only images, thereby eliminating the dependence on explicit 3D data structures such as point clouds or meshes." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 137, + 457, + 479, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 457, + 479, + 491 + ], + "spans": [ + { + "bbox": [ + 137, + 457, + 479, + 491 + ], + "type": "text", + "content": "- We develop a comprehensive framework for proactive perception in agents, enabling the VLM to identify location and direction through inherent reasoning capabilities." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 137, + 493, + 479, + 538 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 493, + 479, + 538 + ], + "spans": [ + { + "bbox": [ + 137, + 493, + 479, + 538 + ], + "type": "text", + "content": "- Agent3D-Zero demonstrates exceptional performance across a range of tasks and multitasking scenarios, outperforming existing methodologies in experiments involving the ScanQA dataset, 3D-assisted dialogue, and zero-shot 3D segmentation." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 557, + 237, + 570 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 557, + 237, + 570 + ], + "spans": [ + { + "bbox": [ + 132, + 557, + 237, + 570 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "content": "LLMs have shown remarkable potential in advancing artificial intelligence, demonstrating their effectiveness in various assessments [12,13,38,52]. Initially limited to processing textual information, there has been a significant shift towards Multi-modal Large Language Models (MLLMs) to overcome these constraints by integrating multi-modal inputs. This discussion outlines the transition from 2D to 3D scene understanding within MLLMs, providing a foundation for exploring advancements in multimodal learning." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "type": "text", + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 344, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 344, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 344, + 129 + ], + "type": "text", + "content": "2.1 MLLM for 2D Scene Understanding" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 134, + 482, + 329 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 134, + 482, + 329 + ], + "spans": [ + { + "bbox": [ + 130, + 134, + 482, + 329 + ], + "type": "text", + "content": "The application of MLLMs for 2D scene understanding [1,9-11,20,27,27,30,31,34,37,40] forms a critical foundation for our method, which utilizes VLMs to comprehend the 3D world in a zero-shot manner. As a precursor to our approach, insights into the operational mechanisms of VLMs offer valuable lessons. To establish a foundational model capable of interpreting 2D vision, researchers have pursued two distinct paradigms: training from scratch using internet-scale text-image pairs, exemplified by models such as CLIP [40] by OpenAI, BLIP series [30,31] by Facebook AI, and ViLT [27] by Google; and fine-tuning existing LLMs with additional 2D vision data, as seen in models like GPT-4V [37] and LLava [34]. The former approach fosters a deeper, more intrinsic understanding of visual-textual relationships, whereas the latter is more cost-effective and often yields superior general performance. Leveraging these insights from LLMs and VLMs, the research community has extensively explored various applications and achievements of VLMs in 2D scene understanding, including image captioning [29-31], visual question answering [2,43], semantic segmentation [42,49], and zero-shot classification tasks [35,46]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 344, + 344, + 357 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 344, + 344, + 357 + ], + "spans": [ + { + "bbox": [ + 132, + 344, + 344, + 357 + ], + "type": "text", + "content": "2.2 MLLM for 3D Scene Understanding" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 363, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 363, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 363, + 482, + 544 + ], + "type": "text", + "content": "Extending LLMs to 3D scene understanding marks a significant shift beyond traditional 2D analyses, embracing the complexity of our three-dimensional environment. Initial efforts focused on recognizing single 3D objects [46]. Meanwhile, Models like Chat-3D [45] and SpatialVLM [7] enhance spatial understanding in a single image through innovative techniques. Recent advancements [7,22,25,32,45] have adapted LLMs and VLMs for more comprehensive 3D spatial comprehension. 3D-LLM [22] pioneers the incorporation of 3D worlds into LLMs by training perceivers to interpret reconstructed 3D features. Similarly, 3DMIT [32] focuses on refining the integration of 3D spatial data into LLMs through dedicated scene and object projectors. However, these approaches are limited by the unavailability of 3D scene data, restricting the scope of 3D understanding compared to the extensive resources available for 2D analysis. Our method diverges by using VLMs to perform 3D tasks in a zero-shot manner, getting rid of the labor-intensive 3D data collection and giving an elegant receipt of interpreting and understanding complicated 3D scenes with actively selected 2D inputs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 561, + 202, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 561, + 202, + 574 + ], + "spans": [ + { + "bbox": [ + 132, + 561, + 202, + 574 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 586, + 208, + 597 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 208, + 597 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 208, + 597 + ], + "type": "text", + "content": "3.1 Overview" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Agent3D-Zero presents a novel agent framework that utilizes VLMs for 3D scene understanding in a zero-shot manner. An overview is illustrated in Figure 2. The process initiates with a bird's-eye view (BEV) image " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "I_{b}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " derived from a given 3D mesh " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ". The selection of " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "I_{b}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " serves a critical purpose: it provides a comprehensive layout of the scene, which is instrumental in planning the camera viewpoints that" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 153, + 116, + 242, + 219 + ], + "blocks": [ + { + "bbox": [ + 153, + 116, + 242, + 219 + ], + "lines": [ + { + "bbox": [ + 153, + 116, + 242, + 219 + ], + "spans": [ + { + "bbox": [ + 153, + 116, + 242, + 219 + ], + "type": "image", + "image_path": "d30e24e8bc20814f80277ccfbb6d51f60e26efb16cdbf85af4f27299b4c8a372.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 153, + 219, + 245, + 295 + ], + "blocks": [ + { + "bbox": [ + 153, + 219, + 245, + 295 + ], + "lines": [ + { + "bbox": [ + 153, + 219, + 245, + 295 + ], + "spans": [ + { + "bbox": [ + 153, + 219, + 245, + 295 + ], + "type": "image", + "image_path": "bf32eec9cfa5190016188918a8615a06ac34ea27b58a91d6f4ea99908b1c94d2.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 305, + 482, + 383 + ], + "lines": [ + { + "bbox": [ + 130, + 305, + 482, + 383 + ], + "spans": [ + { + "bbox": [ + 130, + 305, + 482, + 383 + ], + "type": "text", + "content": "Fig. 2: System Overview of Agent3D-Zero. The upper segment illustrates our viewpoints-selection progress. We initiate the process by overlaying grid lines and tick marks on the BEV images, constituting the prompt along with a scene type description. This prompt guides the VLM to retrieve camera poses for images observing the 3D scene. The lower section demonstrates the versatility of Agent3D-Zero, showcasing its proficiency in addressing various 3D reasoning and perception tasks through strategic prompting and tool utilization." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 244, + 118, + 461, + 219 + ], + "blocks": [ + { + "bbox": [ + 244, + 118, + 461, + 219 + ], + "lines": [ + { + "bbox": [ + 244, + 118, + 461, + 219 + ], + "spans": [ + { + "bbox": [ + 244, + 118, + 461, + 219 + ], + "type": "image", + "image_path": "40f1ec6801a5bcdf7e6cda5fd7a9025e6e4966548da64161e9ad9a7b7f82923e.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 245, + 219, + 369, + 295 + ], + "blocks": [ + { + "bbox": [ + 245, + 219, + 369, + 295 + ], + "lines": [ + { + "bbox": [ + 245, + 219, + 369, + 295 + ], + "spans": [ + { + "bbox": [ + 245, + 219, + 369, + 295 + ], + "type": "image", + "image_path": "c9562d4719de80390ffb28565ffef91e0629f6b8af37ac668b64a0378b24ba8e.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 369, + 219, + 461, + 295 + ], + "blocks": [ + { + "bbox": [ + 369, + 219, + 461, + 295 + ], + "lines": [ + { + "bbox": [ + 369, + 219, + 461, + 295 + ], + "spans": [ + { + "bbox": [ + 369, + 219, + 461, + 295 + ], + "type": "image", + "image_path": "a53d9263ca965679ecc87ec764ce95eecc8504371b5f8cbc1511fa794cfad55d.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": "are crucial for a thorough scene analysis. Given " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "I_{b}" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " and the camera intrinsic metric " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": ", we aim to strategically plan " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " camera viewpoints. These are defined by the extrinsic matrix " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\mathcal{T} = \\{(R,t)_i|i\\in [1,N]\\}" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " denoting a 3x3 rotation matrix for the camera's orientation and " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " a translation vector " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "[\\mathrm{x},\\mathrm{y},\\mathrm{z}]" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " for its position. The " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\mathrm{x}" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\mathrm{y}" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " are predicted by the VLM, while " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\mathrm{z}" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": " is set as the average height. For the rotation matrix, we set pitch and roll angles as 0, and discretize azimuth to four directions " + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "inline_equation", + "content": "[0,\\frac{\\pi}{2},\\pi ,\\frac{3\\pi}{2}]" + }, + { + "bbox": [ + 130, + 404, + 482, + 491 + ], + "type": "text", + "content": ". This is formalized as:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 263, + 495, + 480, + 509 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 263, + 495, + 480, + 509 + ], + "spans": [ + { + "bbox": [ + 263, + 495, + 480, + 509 + ], + "type": "interline_equation", + "content": "\\mathcal {T} = \\mathbf {V L M} \\left(I _ {b}, P _ {b}\\right), \\tag {1}", + "image_path": "c0b5a114633ee6c3f106c13552f15da918a64a42c5041d739af1efb01e7c6843.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 514, + 482, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 482, + 539 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 482, + 539 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 514, + 482, + 539 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 514, + 482, + 539 + ], + "type": "text", + "content": " represents the textual prompt guiding the VLM. The structured prompt communicates the goal and specific requirements, such as:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 140, + 545, + 471, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 545, + 471, + 583 + ], + "spans": [ + { + "bbox": [ + 140, + 545, + 471, + 583 + ], + "type": "text", + "content": "Given a bird's-eye view of a scene, please provide N pictures to comprehensively understand the scene... \nCould you suggest camera positions and orientations for each shot?" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "type": "text", + "content": "Upon determining the camera extrinsic matrix " + }, + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "type": "inline_equation", + "content": "\\mathcal{T}" + }, + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "type": "text", + "content": ", new images " + }, + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "type": "inline_equation", + "content": "\\mathcal{I} = \\{I_i | i \\in [1, N]\\}" + }, + { + "bbox": [ + 132, + 590, + 482, + 616 + ], + "type": "text", + "content": " are rendered from the 3D mesh:" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 260, + 622, + 481, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 260, + 622, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 260, + 622, + 481, + 635 + ], + "type": "interline_equation", + "content": "I _ {i} = \\pi \\left(R _ {i}, t _ {i}, K, M\\right), \\tag {2}", + "image_path": "4aa7d3e774406db11c9de3d8c0425f387378d56307006c6b6578ed623dad9eba.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pi" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " represents the rendering process. Subsequently, VLMs analyze images from these selected viewpoints, synthesizing insights for a coherent scene inter" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 211, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 211, + 91, + 448, + 102 + ], + "type": "text", + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": "pretation. This empowers the agent with a detailed understanding of the scene, enabling it to tackle diverse scene-understanding tasks. With a task-specific prompt " + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": ", Agent3D-Zero can query the VLM to address specific questions:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 266, + 165, + 481, + 177 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 266, + 165, + 481, + 177 + ], + "spans": [ + { + "bbox": [ + 266, + 165, + 481, + 177 + ], + "type": "interline_equation", + "content": "A _ {t} = \\mathbf {V L M} (\\mathcal {I}, P _ {t}), \\tag {3}", + "image_path": "ba3f8a068ce8693ae2bf980c2ca24afbe1d9c7c3174189c3d2ea19513fcc8af5.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 182, + 343, + 194 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 182, + 343, + 194 + ], + "spans": [ + { + "bbox": [ + 131, + 182, + 343, + 194 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 182, + 343, + 194 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 131, + 182, + 343, + 194 + ], + "type": "text", + "content": " symbolizes the answer to the question." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "spans": [ + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "type": "text", + "content": "In practice, instead of directly asking the model to output " + }, + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "type": "text", + "content": " camera positions, we make the VLM iteratively output " + }, + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "type": "inline_equation", + "content": "N'" + }, + { + "bbox": [ + 130, + 194, + 479, + 230 + ], + "type": "text", + "content": " each time, enabling the VLM to select the viewpoint with previous experiences." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 231, + 482, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 231, + 482, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 231, + 482, + 316 + ], + "type": "text", + "content": "Regrettably, when relying on raw BEV image inputs, the VLM struggles to generate meaningful viewpoints due to inherent limitations in distance measurement. To address this challenge, we propose a visual prompt, the Set-of-Line Prompting (SoLP) technique based on BEV images. Subsequent section 3.2 elaborates on the concept and application of SoLP. This is followed by a detailed exploration of Agent3D-Zero's capabilities in zero-shot 3D scene understanding, focusing on its reasoning (section 3.3) and perception (section 3.4) skills." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 333, + 274, + 345 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 333, + 274, + 345 + ], + "spans": [ + { + "bbox": [ + 131, + 333, + 274, + 345 + ], + "type": "text", + "content": "3.2 Set-of-Line Prompting" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "content": "Recognizing the challenge of precise location determination faced by VLMs, we introduce SoLP as an innovative solution to improve the VLMs' understanding of mathematical and spatial concepts. Traditional prompt engineering focuses on textural inputs for LLMs. However, our approach aims to adopt similar methodologies for visual inputs, enhancing the VLMs' planning and localization capabilities. Given that VLMs primarily produce textual outputs, the auxiliary visual prompts added to input images must be both interpretable by the models and describable in textual form." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "type": "text", + "content": "Drawing inspiration from how humans interpret maps, where longitude and latitude are used to specify locations on a spherical surface and the Cartesian coordinate system represents points in a plane, we devised SoLP. This method involves superimposing grid lines and tick marks onto a BEV image, transforming the original image " + }, + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "type": "inline_equation", + "content": "I_{b}" + }, + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "type": "text", + "content": " into a prompted image " + }, + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "type": "inline_equation", + "content": "I_{b}^{p}" + }, + { + "bbox": [ + 130, + 449, + 482, + 522 + ], + "type": "text", + "content": ". Consequently, the process described in Equation 1 and 3 is refined as shown in Equation 4 and 5:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 264, + 533, + 481, + 546 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 264, + 533, + 481, + 546 + ], + "spans": [ + { + "bbox": [ + 264, + 533, + 481, + 546 + ], + "type": "interline_equation", + "content": "\\mathcal {T} = \\mathbf {V L M} \\left(I _ {b} ^ {p}, P _ {b} ^ {p}\\right), \\tag {4}", + "image_path": "9b76a74aa2640e4847b4e4bc53a9caa70f46735233948f50243b5c93e2469ff9.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 265, + 563, + 481, + 576 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 265, + 563, + 481, + 576 + ], + "spans": [ + { + "bbox": [ + 265, + 563, + 481, + 576 + ], + "type": "interline_equation", + "content": "A _ {t} = \\mathbf {V L M} (\\mathcal {I}, P _ {t} ^ {p}), \\tag {5}", + "image_path": "edb64a3f13d7c2dfde3977554cac0bf6da5d30ef42b2ce3405c075c7dda7ca8c.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 581, + 438, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 581, + 438, + 593 + ], + "spans": [ + { + "bbox": [ + 131, + 581, + 438, + 593 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 581, + 438, + 593 + ], + "type": "inline_equation", + "content": "P_{t}^{p}" + }, + { + "bbox": [ + 131, + 581, + 438, + 593 + ], + "type": "text", + "content": " represents the text prompt paired with the proposed SoLP." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "SoLP not only aids in enhancing the VLM's comprehension of the scene's geometric aspects but also enables the generation of more precise camera poses. While directly determining " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{T}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " poses a significant challenge for VLMs, the introduction of SoLP facilitates this process by incorporating additional output format controls. This allows for the specification of camera positions as grid points within the image (e.g., " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "(0,0)" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ") and orientations from a predefined set of" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "content": "directions [left', 'right', 'front', 'back'], simplifying the VLM's task. Compared with " + }, + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "inline_equation", + "content": "P_{t}^{p}" + }, + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "content": " has additional format control sentences:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 142, + 150, + 255, + 162 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 150, + 255, + 162 + ], + "spans": [ + { + "bbox": [ + 142, + 150, + 255, + 162 + ], + "type": "text", + "content": "% Output format control" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 142, + 163, + 471, + 187 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 163, + 471, + 187 + ], + "spans": [ + { + "bbox": [ + 142, + 163, + 471, + 187 + ], + "type": "text", + "content": "The position can be present as the grid point in the picture, like " + }, + { + "bbox": [ + 142, + 163, + 471, + 187 + ], + "type": "inline_equation", + "content": "(0, 0)" + }, + { + "bbox": [ + 142, + 163, + 471, + 187 + ], + "type": "text", + "content": ". The orientations can be chosen from ['left', 'right', 'front', 'back']." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "spans": [ + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "type": "text", + "content": "Upon acquiring the camera poses " + }, + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "type": "inline_equation", + "content": "\\mathcal{T}" + }, + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "type": "text", + "content": ", we can render the corresponding images " + }, + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "type": "inline_equation", + "content": "\\mathcal{I} = \\{I_i | i \\in [1, N]\\}" + }, + { + "bbox": [ + 130, + 198, + 480, + 232 + ], + "type": "text", + "content": " within the 3D scene, setting the stage for subsequent analyses and evaluations." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 251, + 369, + 264 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 251, + 369, + 264 + ], + "spans": [ + { + "bbox": [ + 131, + 251, + 369, + 264 + ], + "type": "text", + "content": "3.3 Exploration of 3D Reasoning Capabilities" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "type": "text", + "content": "Upon processing the scene images, Agent3D-Zero empowers VLMs to assimilate comprehensive information about the scene, thereby equipping the model to tackle a wide array of downstream tasks, including question answering (QA), caption generation, and dialogues. As indicated by the framework outlined in Equation 3, Agent3D-Zero adapts to diverse tasks by employing specific task-oriented prompts " + }, + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "type": "text", + "content": ". An illustrative prompt " + }, + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 271, + 480, + 366 + ], + "type": "text", + "content": " is provided below to demonstrate how Agent3D-Zero can guide VLMs in understanding a 3D scene through images from varied viewpoints and subsequently respond to a series of queries:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 142, + 376, + 212, + 388 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 376, + 212, + 388 + ], + "spans": [ + { + "bbox": [ + 142, + 376, + 212, + 388 + ], + "type": "text", + "content": "% Task prompt" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 142, + 389, + 471, + 446 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 389, + 471, + 446 + ], + "spans": [ + { + "bbox": [ + 142, + 389, + 471, + 446 + ], + "type": "text", + "content": "Understand a 3D scene without direct access to the point clouds but only images from different viewpoints. Later, I'll ask you a series of questions about the scene, and I'd like your responses one-by-one with correspondence number, in the order the questions are presented. Please keep each response short and clear." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 142, + 449, + 471, + 484 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 449, + 471, + 484 + ], + "spans": [ + { + "bbox": [ + 142, + 449, + 471, + 484 + ], + "type": "text", + "content": "Examples: questions: [1. How many chairs are around the table? 2. what's the color of the table? 3. Where is the beige wooden working table placed? 4. What is in the corner of the bath? ]." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 142, + 484, + 394, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 484, + 394, + 498 + ], + "spans": [ + { + "bbox": [ + 142, + 484, + 394, + 498 + ], + "type": "text", + "content": "Answers: [1. 3 2. Brown 3. right of tall cabinet 4. shower]" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 508, + 480, + 580 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 480, + 580 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 480, + 580 + ], + "type": "text", + "content": "Similar to a 3D-LLM [22], Agent3D-Zero boasts the capability to execute various downstream tasks using a singular model framework. This is a departure from most prior approaches, which typically specialize in a single aspect of 3D reasoning. This highlights the general applicability and adaptability of Agent3D-Zero, showcasing its potential to serve as a versatile tool for 3D scene analysis and understanding." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 597, + 371, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 597, + 371, + 609 + ], + "spans": [ + { + "bbox": [ + 131, + 597, + 371, + 609 + ], + "type": "text", + "content": "3.4 Exploration of 3D Perception Capabilities" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "content": "Agent3D-Zero distinguishes itself not only through its proficiency in language-centric 3D tasks but also by adeptly handling conventional perception tasks, such as 3D semantic segmentation. Although Agent3D-Zero does not possess inherent perception abilities, it functions as an agent that effectively utilizes a variety of" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 211, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 211, + 91, + 448, + 102 + ], + "type": "text", + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "content": "vision tools to enhance its recognition capabilities. We define the tool function as " + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "content": ", the per-view perception results as " + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "inline_equation", + "content": "Res_{i}" + }, + { + "bbox": [ + 130, + 116, + 482, + 140 + ], + "type": "text", + "content": ". This process can be formalized as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 255, + 152, + 481, + 166 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 255, + 152, + 481, + 166 + ], + "spans": [ + { + "bbox": [ + 255, + 152, + 481, + 166 + ], + "type": "interline_equation", + "content": "R e s _ {i} = \\mathbf {V L M} (I _ {i}, P _ {f}, f), \\tag {6}", + "image_path": "9da29c701033e74a391f8e554b6e172f5b4ea2887c706127178019d711a5e4e5.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 171, + 479, + 230 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 171, + 479, + 230 + ], + "spans": [ + { + "bbox": [ + 130, + 171, + 479, + 230 + ], + "type": "text", + "content": "Taking the 3D semantic segmentation task as an illustrative example, our approach unfolds in two primary steps. The first step involves performing 2D semantic segmentation on each image selected for analysis. Second, with the aid of depth information, the 2D segmented results are back-projected into 3D point clouds to construct a comprehensive 3D semantic map." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 230, + 482, + 315 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 230, + 482, + 315 + ], + "spans": [ + { + "bbox": [ + 130, + 230, + 482, + 315 + ], + "type": "text", + "content": "Inspired by the Set-of-Mark (SoM) method [50], Agent3D-Zero utilizes a Segment Anything Model (SAM) to segment the imagery into distinct regions initially without semantic labels. This segmentation facilitates the arrangement of the regions within each image, which, in turn, aids the VLM in assigning accurate semantic labels to each region. By annotating every selected image with semantic labels and then employing backprojection and concatenation techniques, Agent3D-Zero successfully accomplishes 3D semantic segmentation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 333, + 224, + 346 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 333, + 224, + 346 + ], + "spans": [ + { + "bbox": [ + 132, + 333, + 224, + 346 + ], + "type": "text", + "content": "4 Experiment" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 358, + 269, + 369 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 358, + 269, + 369 + ], + "spans": [ + { + "bbox": [ + 132, + 358, + 269, + 369 + ], + "type": "text", + "content": "4.1 Datasets and Metrics" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 377, + 479, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 377, + 479, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 377, + 479, + 426 + ], + "type": "text", + "content": "We conduct experiments on the ScanQA dataset [3] and Scannet v2 dataset [15] to evaluate the performance of 3DQA and semantic segmentation, respectively. Moreover, we follow the practice of 3D-LLM [22] to separate the scene dataset to evaluate the other 3D reasoning tasks." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 426, + 479, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 479, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 479, + 472 + ], + "type": "text", + "content": "ScanQA 3: This dataset comprises over 40,000 human-annotated question-and-answer pairs, with each pair grounded within the objects of 800 indoor 3D scenes from the ScanNet dataset. Our experiments are conducted exclusively on the evaluation and test subsets of this dataset." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 474, + 479, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 479, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 479, + 521 + ], + "type": "text", + "content": "ScanNet v2 [15]: ScanNet v2 is an extensive collection of 1,513 indoor scenes, meticulously annotated and equipped with multi-view RGB-D images alongside reconstructed meshes. For the task of semantic segmentation, this dataset offers 20 distinct classes of annotated 3D objects." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 521, + 479, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 479, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 479, + 582 + ], + "type": "text", + "content": "3D-LLM held-in dataset [22]: To compare our method with the most related work (i.e. 3D-LLM [22]), we follow it to evaluate the performance in 3D-assisted dialogue and task decomposition. This dataset contains 300k 3D-language pairs conducted by the data-generation pipeline in 3D-LLM, which is based on Scannet [15], Habitat-Matterport [41], and Objaverse [16]." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 582, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 479, + 665 + ], + "type": "text", + "content": "Evaluation metrics: We employ a suite of metrics to quantitatively evaluate the performance on language-related 3D reasoning tasks. These include BLEU [39], ROUGE-L [33], METEOR [4], and CIDEr [44], which collectively assess the quality of generated textual responses. METEOR, ROUGE-L, and CIDEr are designed to capture meaning and semantic coherence, often rewarding answers that are thematically consistent and informative, even if they diverge in exact wording. On the other hand, BLEU and EM metrics focus heavily on" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 157, + 476, + 293 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 149 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 149 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 149 + ], + "type": "text", + "content": "Table 1: Performance comparison on the ScanQA validation set. 'Two-stage' means the models use explicit object representations. 'Fine-tune' means extra training. Our proposed Agent3D-Zero is training-free." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 157, + 476, + 293 + ], + "lines": [ + { + "bbox": [ + 133, + 157, + 476, + 293 + ], + "spans": [ + { + "bbox": [ + 133, + 157, + 476, + 293 + ], + "type": "table", + "html": "
B-1B-4METEORROUGE-LCIDErEM
Two-stageVoteNet+MCAN28.06.211.429.854.717.3
ScanRefer+MCAN26.97.911.53055.418.6
ScanQA30.210.113.133.364.921.0
Fine-tuneflamingo-SingleImage23.88.510.729.65216.9
flamingo-MultiView25.68.411.331.15518.8
BLIP2-flant5-SingleImage28.65.110.625.842.613.3
BLIP2-flant5-MultiView29.75.911.326.645.713.6
3D-LLM (flamingo)30.37.212.232.359.220.4
3D-LLM (BLIP2-opt)35.99.413.834.063.819.3
3D-LLM (BLIP2-flant5)39.312.014.535.769.420.5
Zero-ShotLLaVA-SingleImage7.10.310.512.35.70.0
Agent3D-Zero (random)16.42.112.226.940.04.9
Agent3D-Zero (selected)28.64.416.037.071.817.5
", + "image_path": "4228fdae9823faadb3a07d5d277b48c522c0e7f6625f57fe33840763c08b4999.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 133, + 347, + 476, + 439 + ], + "blocks": [ + { + "bbox": [ + 131, + 304, + 482, + 338 + ], + "lines": [ + { + "bbox": [ + 131, + 304, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 131, + 304, + 482, + 338 + ], + "type": "text", + "content": "Table 2: Performance comparison on the ScanQA test set. B-1, B-4 denote BLEU-1, BLEU-4 respectively. Our model outperforms all related models and the baseline model for evaluation metrics METEOR, ROUGE-L, and CIDEr." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 347, + 476, + 439 + ], + "lines": [ + { + "bbox": [ + 133, + 347, + 476, + 439 + ], + "spans": [ + { + "bbox": [ + 133, + 347, + 476, + 439 + ], + "type": "table", + "html": "
B-1B-4METEORROUGE-LCIDErEM
Two-stageSingleImage+MCAN16.50.08.421.538.615.8
VoteNet+MCAN*29.56.012.030.958.219.7
ScanRefer+MCAN*27.97.511.930.757.420.6
ScanQA*31.612.013.534.367.323.5
Fine-tune3D-LLM (flamingo)32.68.413.534.865.623.2
3D-LLM (BLIP2-opt)37.310.714.334.567.119.1
3D-LLM (BLIP2-flant5)38.311.614.935.369.619.1
Zero-ShotAgent3D-Zero31.45.116.939.377.521.3
", + "image_path": "cccde17503a9de6af16761439721df1bff3437acf195275a20c41e0aea41623e.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 463, + 481, + 499 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 463, + 481, + 499 + ], + "spans": [ + { + "bbox": [ + 130, + 463, + 481, + 499 + ], + "type": "text", + "content": "n-gram precision, rewarding exact matches between the predicted and reference sequences. For 3D Semantic Segmentation, Mean IoU (MIoU) serves as our primary metric, offering a comprehensive measure of segmentation accuracy." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 521, + 261, + 533 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 521, + 261, + 533 + ], + "spans": [ + { + "bbox": [ + 132, + 521, + 261, + 533 + ], + "type": "text", + "content": "4.2 Compared Methods" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 544, + 480, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 480, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 480, + 567 + ], + "type": "text", + "content": "To evaluate the effectiveness of Agent3D-Zero, we compare it with existing methods across several dimensions: Two-stage, Finetune, and Zero-Shot types." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 569, + 481, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 481, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 481, + 616 + ], + "type": "text", + "content": "Two-stage methods: These approaches, including combinations like VoteNet [18] + MCAN [51], ScanRefer [8] + MCAN [51], and ScanQA [3], first recognize objects in the 3D scene, then integrate language information to address Scan Question Answering tasks." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "Finetune methods: Following the fine-tuning paradigm [22], this category includes models like flamingo [1] and BLIP2-flant5 [13,30]. They train a perceiver to adapt LLM/VLMs to comprehend reconstructed 3D representations through a three-step process: encoding in 2D/3D, fine-tuning perceivers to align features" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "type": "text", + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "content": "with VLMs, and producing language-based answers. The inputs for these perceivers vary, being single-image, multi-view, or reconstructed 3D features." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 177 + ], + "type": "text", + "content": "Zero-Shot methods: These methods, such as LLaVA [34] and our Agent3D-Zero, utilize VLMs to understand 3D scenes without any additional training. In all experiments, we utilize GPT4-V [37] as the VLM in Agent3D-Zero." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 192, + 277, + 204 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 192, + 277, + 204 + ], + "spans": [ + { + "bbox": [ + 131, + 192, + 277, + 204 + ], + "type": "text", + "content": "4.3 Zero-shot Performance" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 211, + 479, + 258 + ], + "type": "text", + "content": "ScanQA. In the 3D-QA task, models must utilize visual data from comprehensive RGB-D indoor scans to answer textual queries about the 3D scene. Unlike conventional 2D-QA, models face challenges in spatial understanding and object identification from textual descriptions in 3D contexts." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 258, + 480, + 376 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 480, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 480, + 376 + ], + "type": "text", + "content": "Evaluation results (Table 1) reveal that, despite its zero-shot operation, Agent3D-Zero demonstrates competitive performance against other methods. Notably, with iteratively selected image inputs, Agent3D-Zero outperforms previous benchmarks with scores of 16.0 vs 14.5 in METEOR, 37.0 vs 35.7 in ROUGE-L, and 71.8 vs 69.4 in CIDEr. However, it does not lead in EM or BLEU metrics, which prioritize n-gram precision. This discrepancy highlights the limitation of these metrics in evaluating the nuanced understanding and flexibility of zero-shot methods. Metrics like METEOR, ROUGE-L, and CIDEr are better suited for appreciating diverse expressions and capturing the essence of responses, as they do not solely reward exact matches." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 378, + 480, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 378, + 480, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 378, + 480, + 413 + ], + "type": "text", + "content": "Furthermore, Table ② highlights Agent3D-Zero's superior performance in most metrics compared to previous methods (77.5 in CIDEr, 39.3 in ROUGE-L, and 16.8 in METEOR), indicating its robust capability in 3D QA." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 415, + 480, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 480, + 473 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 480, + 473 + ], + "type": "text", + "content": "3D-assisted dialog. 3D-assisted dialog systems incorporate spatial awareness to enhance conversational interactions. According to results (Table③), Agent3D-Zero matches or exceeds former methods in key metrics like ROUGE-L and METEOR, reaffirming its capability in nuanced conversational contexts. BLEU metrics are discussed in the previous ScanQA analysis." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "type": "text", + "content": "3D scene caption. 3D captioning requires a holistic scene understanding, extending beyond mere image analysis to comprehend spatial arrangements and object interactions. As the validation set for 3d scene captioning in the 3D-LLM held-in dataset only focuses on single 3d objects, we randomly select 51 scenes from the train set in the 3D-LLM held-in dataset to evaluate Agent3D-Zero's 3d scene caption ability. The results are presented in Table " + }, + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "type": "inline_equation", + "content": "③" + }, + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "type": "text", + "content": " Agent3D-Zero's performance is comparable to the baseline method, indicating its potential to generate descriptive captions of scenes." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 479, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 479, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 479, + 616 + ], + "type": "text", + "content": "Task decomposition. Task decomposition involves breaking down a task into subtasks based on the 3D scene's spatial relationships. Agent3D-Zero shows competitive performance in zero-shot style (Table 3), underscoring its ability to leverage spatial information effectively." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 617, + 479, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 479, + 664 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 479, + 664 + ], + "type": "text", + "content": "3D semantic segmentation. 3D semantic segmentation, a cornerstone for understanding environments, involves assigning semantic labels to each 3D point in a scene. Our investigation employs VLMs for zero-shot segmentation, showcasing the potential of VLMs to navigate this task without extensive labeled data." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 145, + 476, + 365 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 139 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 139 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 139 + ], + "type": "text", + "content": "Table 3: Performance comparison on the Held-In Dataset, which is introduced in 3D-LLM [22]. Our zero-shot method outperforms related methods." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 145, + 476, + 365 + ], + "lines": [ + { + "bbox": [ + 132, + 145, + 476, + 365 + ], + "spans": [ + { + "bbox": [ + 132, + 145, + 476, + 365 + ], + "type": "table", + "html": "
TasksModelsBLEU-1BLEU-4METEORROUGE-L
3D-assisted Dialogflant527.48.79.527.5
flamingo-SingleImage29.49.410.026.8
flamingo-MultiView30.69.110.427.9
BLIP2-flant5-SingleImage28.49.110.227.4
BLIP2-flant5-MultiView32.49.511.029.5
3D-LLM (flamingo)35.010.616.034.2
3D-LLM (BLIP2-opt)39.616.218.438.6
3D-LLM (BLIP2-flant5)39.016.618.939.3
Agent3D-Zero (random)26.97.117.230.9
Agent3D-Zero (selected)32.89.819.339.3
Task Decompositionflant525.56.013.928.4
flamingo-SingleImage31.47.115.630.6
flamingo-MultiView33.17.316.133.2
BLIP2-flant5-SingleImage32.26.915.031.0
BLIP2-flant5-MultiView33.16.915.534.0
3D-LLM (flamingo)32.96.416.033.5
3D-LLM (BLIP2-opt)34.17.616.535.4
3D-LLM (BLIP2-flant5)33.97.415.937.8
Agent3D-Zero (random)33.86.716.736.6
Agent3D-Zero (selected)42.015.522.945.1
3D CaptioningAgent3D-Zero (random)26.11.013.914.3
Agent3D-Zero (selected)29.57.215.916.1
", + "image_path": "90a02eb0f33fd3d97210f882fe0a30901b628a0b3ed2a465d954c352e9a7d67a.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 386, + 481, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 386, + 481, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 386, + 481, + 434 + ], + "type": "text", + "content": "Our approach yielded a mIoU of 5.6 using randomly selected images. By iteratively refining viewpoint selection, we improved the mIoU to 8.7, highlighting the importance of strategic view selection in enhancing zero-shot segmentation performance." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 434, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 482, + 495 + ], + "type": "text", + "content": "While our zero-shot method does not yet rival the accuracy of traditional 3D semantic segmentation techniques, it illustrates the untapped potential of leveraging VLMs for complex 3D perception challenges. This work not only demonstrates the adaptability of language models to perception tasks but also opens new research avenues in integrating linguistic and visual understanding." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 513, + 257, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 513, + 257, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 513, + 257, + 525 + ], + "type": "text", + "content": "4.4 Qualitative Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 481, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 481, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 481, + 557 + ], + "type": "text", + "content": "This section showcases two qualitative examples that highlight the efficacy and versatility of the proposed Agent3D-Zero in addressing complex scenarios." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Qualitative result for 3D reasoning. Our first case study focuses on ScanQA, as illustrated in Figure ③ This example vividly demonstrates Agent3D-Zero's ability to accurately identify and describe objects and their relationships within 3D environments. Through intelligent scene analysis based on selected images, Agent3D-Zero excels in synthesizing information from multiple objects to provide precise 3D scene captions, highlighting its advanced 3D reasoning capabilities. Additionally, Agent3D-Zero can decompose tasks in specific environments with minimal supplementary information. Further details and results are available in the supplementary materials." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 211, + 91, + 448, + 103 + ], + "type": "text", + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 154, + 118, + 329, + 205 + ], + "blocks": [ + { + "bbox": [ + 154, + 118, + 329, + 205 + ], + "lines": [ + { + "bbox": [ + 154, + 118, + 329, + 205 + ], + "spans": [ + { + "bbox": [ + 154, + 118, + 329, + 205 + ], + "type": "image", + "image_path": "7dd98ca3c475105486cacc9c7fc8577cfb8302bedd6f1e2f6d2a254f0a7bcc8b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 154, + 212, + 459, + 276 + ], + "lines": [ + { + "bbox": [ + 154, + 212, + 459, + 276 + ], + "spans": [ + { + "bbox": [ + 154, + 212, + 459, + 276 + ], + "type": "text", + "content": "3D Scene Caption: The scene is a compact and utilitarian kitchen space. The kitchen is equipped with essential appliances including a white refrigerator with a top freezer compartment, and a white electric range oven with coil burners and control knobs at the front. There is a corner kitchen counter that provides a modest amount of workspace, flanked on one side by the range and on the other by a stainless steel sink with a faucet. Above the counter, there are white cabinets offering storage for kitchen essentials. One cabinet has a built-in microwave nook above the range. The adjacent wall has a set of drawers and additional under-counter storage. Flooring transitions are visible from carpet to a more wipe-clean surface. Overall, the kitchen is modest but seems well-organized." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_footnote" + }, + { + "bbox": [ + 131, + 381, + 482, + 427 + ], + "lines": [ + { + "bbox": [ + 131, + 381, + 482, + 427 + ], + "spans": [ + { + "bbox": [ + 131, + 381, + 482, + 427 + ], + "type": "text", + "content": "Fig.3: Visualization of 3D Scene Caption and Task Decomposition of Agent3D-Zero. The top part presents the raw 3D scan and some of the images selected from different viewpoints. We show examples of 3D Scene Caption and Task Decomposition at the bottom." + } + ] + } + ], + "index": 24, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 342, + 118, + 455, + 205 + ], + "blocks": [ + { + "bbox": [ + 342, + 118, + 455, + 205 + ], + "lines": [ + { + "bbox": [ + 342, + 118, + 455, + 205 + ], + "spans": [ + { + "bbox": [ + 342, + 118, + 455, + 205 + ], + "type": "image", + "image_path": "b34f12d3c5841ee5efaa8ab5fee48661b11ca21f9c90daf3f3971e8952e34009.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 154, + 287, + 304, + 296 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 154, + 287, + 304, + 296 + ], + "spans": [ + { + "bbox": [ + 154, + 287, + 304, + 296 + ], + "type": "text", + "content": "Task Decomposition: prepare a meal in the kitchen" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 165, + 301, + 287, + 363 + ], + "type": "list", + "angle": 0, + "index": 14, + "blocks": [ + { + "bbox": [ + 165, + 301, + 233, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 301, + 233, + 308 + ], + "spans": [ + { + "bbox": [ + 165, + 301, + 233, + 308 + ], + "type": "text", + "content": "1. go to the kitchen area" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 165, + 309, + 244, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 309, + 244, + 316 + ], + "spans": [ + { + "bbox": [ + 165, + 309, + 244, + 316 + ], + "type": "text", + "content": "2. open the kitchen cabinets" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 165, + 317, + 287, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 317, + 287, + 324 + ], + "spans": [ + { + "bbox": [ + 165, + 317, + 287, + 324 + ], + "type": "text", + "content": "3. take out ingredients and utensils from the" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 165, + 325, 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"angle": 0, + "lines": [ + { + "bbox": [ + 318, + 309, + 363, + 316 + ], + "spans": [ + { + "bbox": [ + 318, + 309, + 363, + 316 + ], + "type": "text", + "content": "9. go to the sink" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 318, + 317, + 391, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 318, + 317, + 391, + 324 + ], + "spans": [ + { + "bbox": [ + 318, + 317, + 391, + 324 + ], + "type": "text", + "content": "10. wash hands in the sink" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 318, + 325, + 370, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 318, + 325, + 370, + 332 + ], + "spans": [ + { + "bbox": [ + 318, + 325, + 370, + 332 + ], + "type": "text", + "content": "11. go to the stove" + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 318, + 333, + 392, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 318, + 333, + 392, + 339 + ], + "spans": [ + { + "bbox": [ + 318, + 333, + 392, + 339 + ], + "type": "text", + "content": "12. turn on the stove" + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 318, + 340, + 403, + 347 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 318, + 340, + 403, + 347 + ], + "spans": [ + { + "bbox": [ + 318, + 340, + 403, + 347 + ], + "type": "text", + "content": "13. cook the meal on the stove" + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 318, + 348, + 377, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 318, + 348, + 377, + 355 + ], + "spans": [ + { + "bbox": [ + 318, + 348, + 377, + 355 + ], + "type": "text", + "content": "14. turn off the stove" + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 318, + 356, + 369, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 318, + 356, + 369, + 363 + ], + "spans": [ + { + "bbox": [ + 318, + 356, + 369, + 363 + ], + "type": "text", + "content": "15. go to the table" + } + ] + } + ], + "index": 22 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 457, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 457, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 457, + 482, + 567 + ], + "type": "text", + "content": "Qualitative result for real-world navigation. A compelling application of Agent3D-Zero is its utility in real-world navigation tasks. In this case study, we explore a scenario involving the navigation towards a printer located in a typical office setting. Uniquely, for this experiment, we forgo the initial BEV image input, challenging Agent3D-Zero to iteratively engage with its surroundings to determine optimal viewpoints for progression. Although the office overview (depicted in the upper part of Figure 4) is not directly fed into Agent3D-Zero, it serves as a context for understanding the complexity of the navigation task, with the printer situated in the southeast direction amidst numerous obstacles." + } + ] + } + ], + "index": 25 + }, + { + "bbox": [ + 130, + 570, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 667 + ], + "type": "text", + "content": "Agent3D-Zero adeptly navigates this environment by making informed decisions at each juncture, incorporating historical data to look around and select the most promising path forward. This process exemplifies the system's capacity to not only circumnavigate obstacles efficiently but also to successfully identify and reach the target destination, all while recognizing essential objects like the printer. The VLM thus demonstrates a profound ability to explore and interact with an open-set world, leveraging solely image-based observations to understand and act within complex 3D scenes, as shown in Figure 4." + } + ] + } + ], + "index": 26 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 227, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 170, + 116, + 445, + 434 + ], + "blocks": [ + { + "bbox": [ + 170, + 116, + 445, + 434 + ], + "lines": [ + { + "bbox": [ + 170, + 116, + 445, + 434 + ], + "spans": [ + { + "bbox": [ + 170, + 116, + 445, + 434 + ], + "type": "image", + "image_path": "07f2106676ed456b416090ce27de5d9ee866410a4d0562554e654c6a795999e0.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 442, + 482, + 498 + ], + "lines": [ + { + "bbox": [ + 130, + 442, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 442, + 482, + 498 + ], + "type": "text", + "content": "Fig. 4: Visualization of navigation in real world. The top section introduces the navigation task and provides an overview of an office setting. Subsequent rows feature observations of the environment, with GPT-4v-generated instructions on the right. The visualization concludes with the VLM successfully locating the printer, thereby accomplishing the task in an unfamiliar environment." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 522, + 238, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 522, + 238, + 534 + ], + "spans": [ + { + "bbox": [ + 132, + 522, + 238, + 534 + ], + "type": "text", + "content": "4.5 Ablation Study" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "type": "text", + "content": "In this section, we present an ablation study designed to evaluate the influence of varying grid line prompts on the selection of camera poses, subsequently affecting the VLMs' capacity for 3D scene understanding. Specifically, we randomly select a subset comprising " + }, + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "type": "text", + "content": " of the scenes from the ScanQA validation dataset as the basis for our investigation, focusing on the 3D question answering task." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "content": "Effect of viewpoints number. Our investigation into the influence of observation views on the performance of our system, herein referred to as Agent3D-Zero, is meticulously documented in Table 4. This analysis prompts the VLM to interpret 3D scenes using selections of 6, 12, and 24 images, with the choice in image count being constrained by the computational capabilities of the VLM." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "text", + "content": "Agent3D-Zero: An Agent for Zero-shot 3D Understanding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 146, + 479, + 195 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "type": "text", + "content": "Table 4: Effect of the number of viewpoints on 3D QA. This experiment is evaluated on the validation set of ScanQA dataset." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 146, + 479, + 195 + ], + "lines": [ + { + "bbox": [ + 135, + 146, + 479, + 195 + ], + "spans": [ + { + "bbox": [ + 135, + 146, + 479, + 195 + ], + "type": "table", + "html": "
# ViewpointsBLEU-1METEORROUHE-LCIDErEM
617.112.828.450.813.1
1223.315.035.367.916.9
2434.116.540.382.021.1
", + "image_path": "a78f6d6d8b997d924f9a542bfca0d3c11031b8e7e783d675b2ea3c7bdf909f0f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 135, + 241, + 479, + 300 + ], + "blocks": [ + { + "bbox": [ + 132, + 209, + 479, + 231 + ], + "lines": [ + { + "bbox": [ + 132, + 209, + 479, + 231 + ], + "spans": [ + { + "bbox": [ + 132, + 209, + 479, + 231 + ], + "type": "text", + "content": "Table 5: Effect of the density of lines in Set-of-Line prompt on 3D QA. Here, \"-\" indicates the GPT-4V fails to output the results." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 241, + 479, + 300 + ], + "lines": [ + { + "bbox": [ + 135, + 241, + 479, + 300 + ], + "spans": [ + { + "bbox": [ + 135, + 241, + 479, + 300 + ], + "type": "table", + "html": "
Line densityBLEU-1METEORROUGE-LCIDErEM
0x0-----
4x423.214.234.066.016.9
8x834.116.540.382.021.1
16x16-----
", + "image_path": "afacfdbb80751aa19b8123050fc098f01670348998e128a7f66c00adc9258982.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 327, + 481, + 374 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 327, + 481, + 374 + ], + "spans": [ + { + "bbox": [ + 132, + 327, + 481, + 374 + ], + "type": "text", + "content": "Our findings indicate a direct correlation between the number of images and the performance outcome, where an increase in image count leads to notably enhanced results. This trend underscores the potential of augmenting input imagery to significantly improve the efficacy of our proposed approach." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 376, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 376, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 132, + 376, + 482, + 483 + ], + "type": "text", + "content": "Effect of line density. We further investigate the role of line density within the Set-of-Line prompts utilized by Agent3D-Zero, with results detailed in Table 5. The application of line density is subject to the recognition abilities of the VLMs, imposing a practical limit to the density achievable (16x16). Despite this constraint, our results demonstrate that a higher density of auxiliary lines correlates with more precise 3D scene comprehension. The absence of dense visual prompts (0x0) significantly hampers the VLMs' ability to accurately determine camera poses, highlighting a notable limitation in the current capabilities of Agent3D-Zero for precise and mathematical pose estimation." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 133, + 511, + 219, + 523 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 511, + 219, + 523 + ], + "spans": [ + { + "bbox": [ + 133, + 511, + 219, + 523 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 545, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 545, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 545, + 482, + 665 + ], + "type": "text", + "content": "In this work, we introduce Agent3D-Zero, a pioneering framework that utilizes Vision-Language Models for zero-shot understanding and interaction within 3D environments. Through the strategic selection of diverse observational viewpoints and the incorporation of custom-designed visual prompts, Agent3D-Zero facilitates a nuanced and integrated perception of 3D scenes. Our experiments underscore the transformative potential of VLMs in redefining 3D scene analysis, emphasizing the effectiveness of multi-viewpoint synthesis and visual prompts in augmenting model capabilities. This advancement propels us towards the realization of intelligent systems proficient in comprehending and navigating the real world akin to human interaction." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "S. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 137, + 481, + 162 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 137, + 481, + 162 + ], + "spans": [ + { + "bbox": [ + 132, + 137, + 481, + 162 + ], + "type": "text", + "content": "This work is supported by the National Natural Science Foundation of China (No. 62332016)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 178, + 198, + 190 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 178, + 198, + 190 + ], + "spans": [ + { + "bbox": [ + 133, + 178, + 198, + 190 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 200, + 481, + 666 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 200, + 481, + 243 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 200, + 481, + 243 + ], + "spans": [ + { + "bbox": [ + 138, + 200, + 481, + 243 + ], + "type": "text", + "content": "1. 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Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Agglomerative Token Clustering/7f4a01ba-5b0c-45c8-9ee8-8467b1cb1e93_content_list.json b/2024/Agglomerative Token Clustering/7f4a01ba-5b0c-45c8-9ee8-8467b1cb1e93_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..8d98c2527776b4e67bf6174caa58fa0fe5646fe4 --- /dev/null +++ b/2024/Agglomerative Token Clustering/7f4a01ba-5b0c-45c8-9ee8-8467b1cb1e93_content_list.json @@ -0,0 +1,1533 @@ +[ + { + "type": "text", + "text": "Agglomerative Token Clustering", + "text_level": 1, + "bbox": [ + 316, + 141, + 686, + 162 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Joakim Bruslund Haurum1, Sergio Escalera2,1, Graham W. Taylor3, and Thomas B. Moeslund1", + "bbox": [ + 222, + 188, + 781, + 219 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Visual Analysis and Perception (VAP) Laboratory, Aalborg University & Pioneer Centre for AI, Denmark", + "bbox": [ + 222, + 231, + 779, + 258 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Universitat de Barcelona & Computer Vision Center, Spain", + "bbox": [ + 294, + 260, + 705, + 273 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 University of Guelph & Vector Institute for AI, Canada {joha, tbm}@create.aau.dk, sescalera@ub.edu, gwtaylor@uoguelph.ca. https://vap.aau.dk/atc/", + "bbox": [ + 250, + 273, + 751, + 315 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. We present Agglomerative Token Clustering (ATC), a novel token merging method that consistently outperforms previous token merging and pruning methods across image classification, image synthesis, and object detection & segmentation tasks. ATC merges clusters through bottom-up hierarchical clustering, without the introduction of extra learnable parameters. We find that ATC achieves state-of-the-art performance across all tasks, and can even perform on par with prior state-of-the-art when applied off-the-shelf, i.e. without fine-tuning. ATC is particularly effective when applied with low keep rates, where only a small fraction of tokens are kept and retaining task performance is especially difficult.", + "bbox": [ + 259, + 354, + 743, + 492 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 520, + 375, + 535 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Since their introduction in 2020, Vision Transformers (ViTs) [14] have been utilized for a wide variety of computer vision tasks such as image classification, synthesis, segmentation and more with great success [10, 30, 48]. Unlike Convolutional Neural Networks (CNNs), which require a structured representation throughout the network, ViTs can process variable length input sequences, even allowing for the sequences to be modified throughout the network. This gives ViTs stronger expressive powers than CNNs [45], but comes at a computational cost due to the quadratic scaling of the self-attention computation. Therefore, there has been increasing research interest in making ViTs more efficient while retaining their task performance. Token reduction has shown to be a promising subfield which directly decreases model complexity by reducing the input sequence through pruning or merging [18], thereby decreasing the computation cost of the self-attention operation. Haurum et al. [18] conducted an in-depth study of 13 different methods, and found that the baseline Top-K pruning-based method, and its extension EViT [32], outperformed the vast majority of more complex methods on four image classification tasks. However, token pruning has the disadvantage that it typically requires the backbone to be fine-tuned in order to maintain good performance even at high keep rates, which by design leads to information loss as tokens are removed, and performs poorly on image synthesis", + "bbox": [ + 212, + 551, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/c7983dc925501d927c5cc1242ed67812ad81488a2cd1230bb9dc43896da11d4c.jpg", + "image_caption": [ + "Fig.1: Illustration of the Agglomerative Clustering Method. Prior hard merging-based methodologies have focused on using either partition-based approaches (e.g. DPC-KNN [66] or K-Medoids [39]) or graph-based (i.e. ToMe). All of these methods globally cluster the input tokens through the use of cluster centers. In contrast, our Agglomerative Token Clustering (ATC) method builds clusters locally, i.e. by iteratively combining the most similar tokens, until the desired amount of tokens remain. A step of this process is shown here, where a graph of nodes (in this case, tokens) are connected with edges based on their similarity. The most similar pair of nodes are combined, and the edges are updated using linkage function $D$ , in this case $D^{\\mathrm{complete}}$ (Eq. 2)." + ], + "image_footnote": [], + "bbox": [ + 246, + 143, + 759, + 383 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "tasks [2, 3]. Motivated by these observations, we focus on merging-based token reduction methods as they show the most versatility.", + "bbox": [ + 212, + 566, + 785, + 595 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We present a novel merging-based token reduction method, Agglomerative Token Clustering (ATC), which outperforms all prior merging-based and pruning-based token reduction methods on both classification tasks and dense computer vision tasks such as image synthesis and object detection & segmentation, and achieve comparable performance without any fine-tuning, i.e. off-the-shelf. This is the most diverse set of experiments considered within token reduction, where previous methods have been evaluated just on classification [2, 18, 32], image synthesis [3], or detection and segmentation [36]. Through this suite of diverse tasks we demonstrate the efficacy of the proposed ATC method.", + "bbox": [ + 212, + 598, + 787, + 733 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "ATC is motivated by the observation that prior merging-based methods such as K-Medoids [39], DPC-KNN [66], and ToMe [2] all perform merging globally, which may lead to redundant clusters. Our hypothesis is that hierarchically merging similar, and thus redundant, observations results in more informative groupings. A natural and robust methodology for including this notion into token reduction is via agglomerative clustering [15], where tokens are iteratively clustered in a bottom-up hierarchical way, see Figure 1.", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. B. Haurum et al.", + "bbox": [ + 271, + 114, + 405, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our contributions are the following:", + "bbox": [ + 238, + 146, + 500, + 161 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose Agglomerative Token Clustering (ATC), a novel parameter-free hierarchical merging-based token reduction method.", + "- Using ATC we achieve state-of-the-art performance on image classification, image synthesis, and object detection & segmentation tasks, outperforming all other token reduction methods, including both merging-based and pruning-based token reduction methods.", + "- We show ATC can reach comparable performance to the prior fine-tuned state-of-the-art in image classification and object detection & segmentation when applied off-the-shelf, i.e. without any fine-tuning." + ], + "bbox": [ + 225, + 169, + 784, + 304 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 325, + 387, + 340 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Efficient Transformers. As ViTs have become widely adapted by the computer vision community, there have been several attempts at making ViTs more efficient. These attempts range from model pruning [5, 8, 9, 40, 50, 64], quantization [31, 35], structured downsampling [17, 23, 37, 43], sparsification of the attention module [4, 58], part selection modules [20, 25, 26, 54, 55], and dynamically adjusting the size of input patches [1, 7, 12, 33, 56, 57, 65, 67]. Lastly, the field of token reduction has emerged, which is the topic of this paper.", + "bbox": [ + 212, + 356, + 782, + 460 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Token Reduction. The goal of token reduction is to sparsify the sequence of patches, also referred to as tokens, processed by the ViT. This has been achieved through either token pruning or token merging [18]. Token pruning focuses on removing tokens either through keeping the tokens with the highest attention from the class (CLS) token [16, 18, 32, 38, 59, 60, 62], introducing a gating mechanism based on the Gumbel-Softmax trick [27,28,36,46,59], sampling based approaches [16, 63] modifying the training loop [8, 29] or reinforcement learning [42].", + "bbox": [ + 212, + 462, + 782, + 582 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Token merging, on the other hand, combines tokens instead of explicitly pruning them. This can be done either through hard or soft merging of tokens. Hard merging includes techniques such as the partition-based K-Medoids [18,39] and DPC-KNN [66], as well as the bipartite graph-based approach Token Merging (ToMe) [2,3]. Hard merging-based approaches are characterized by having the tokens assigned to clusters in a mutually exclusive manner. In contrast, soft merging techniques let tokens be assigned to multiple clusters resulting in cluster centers being a convex combination of tokens. This combination is either based on similarity between the spatial tokens [39], or the similarity between the spatial tokens and a set of explicit queries which are optimized [19,47,61,68].", + "bbox": [ + 212, + 583, + 782, + 733 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The token reduction field has been moving at an immense speed, resulting in little to no comparisons between methods. This was rectified by Haurum et al. [18], who compared 13 different token reduction methods over four image classification datasets. The study provided insights into the token reduction process through extensive experiments, showing that the Top-K and EViT pruning-based methods consistently outperformed all other token reduction methods on the considered classification datasets. However, Bolya and Hoffmann found that", + "bbox": [ + 212, + 734, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "merging-based methods outperform pruning-based methods for image synthesis [3], while Bolya et al. showed that the merging-based ToMe [2] can perform well on several classification tasks without any fine-tuning.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Despite its impressive performance, a core component of ToMe is the bipartite matching algorithm, where tokens are split into two exclusive sets between which a bipartite graph is created. This inherently limits which tokens can be merged as there is no within-set comparison and limits the keep rate, $r$ , such that it must be 50% or higher. Therefore, we make a single, but important, modification to the ToMe method, replacing the bipartite matching algorithm with the classical agglomerative clustering method [15].", + "bbox": [ + 212, + 191, + 787, + 299 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Agglomerative Token Clustering", + "text_level": 1, + "bbox": [ + 214, + 318, + 565, + 337 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Similar to previous token merging methods, the objective of ATC is to merge redundant tokens, while preserving or enhancing the performance of the ViT model. We insert the token merging operation between the self-attention and Multi Layer Perceptron (MLP) modules in a ViT block. This is consistent with prior merging-based methods, such as ToMe [2].", + "bbox": [ + 212, + 347, + 782, + 422 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We believe the agglomerative clustering algorithm is a more appropriate choice as it builds the clusters in a bottom-up manner, such that redundant features are clustered early on, while more diverse features are kept unmodified for as long as possible. Prior partition-based (e.g. DPC-KNN and K-Medoids) and graph-based (i.e. ToMe) merging methods are limited by having to create clusters globally, necessitating the selection of cluster centers which may be redundant. In contrast, ATC creates clusters in a sequential manner, resulting in a local merging approach which leads to the most redundant feature to be clustered at any step in the process. We revisit the ToMe method in Section 3.1 and agglomerative clustering in Section 3.2.", + "bbox": [ + 212, + 422, + 787, + 575 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Token Merging", + "text_level": 1, + "bbox": [ + 214, + 593, + 387, + 609 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "ToMe was designed for seamless integration into ViTs, allowing for minimal performance loss without necessitating fine-tuning. Its key feature is a fast bipartite merging operation, placed between the self-attention and MLP modules in the ViT block. A bipartite graph is then constructed by setting the edge between nodes in token subsets $A$ and $B$ equal to their similarity, where the $t$ highest valued edges are kept while allowing only a single edge for each node in subset $A$ . Bolya et al. investigated how to construct $A$ and $B$ , and found the best performance was achieved by assigning tokens in an alternating manner. This inherently limits which tokens can be merged, which can lead to redundant clusters as spatially co-located patches contain semantically similar information.", + "bbox": [ + 212, + 616, + 787, + 768 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 Agglomerative Clustering", + "text_level": 1, + "bbox": [ + 214, + 787, + 473, + 803 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Agglomerative Clustering is a classical method for bottom-up hierarchical clustering, where each element is initially its own cluster [15]. The elements are com", + "bbox": [ + 214, + 809, + 785, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. B. Haurum et al.", + "bbox": [ + 271, + 114, + 403, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "binned by iteratively comparing the clusters according to some linkage function with distance metric $D(\\cdot)$ , combining the two closest clusters in each iteration. This is repeated until a certain stopping criteria is met, such as the number of desired clusters, leading to a static reduction method, or a minimum distance between clusters, leading to a dynamic reduction method. This is illustrated in Figure 1. In this paper we consider the static reduction scenario. Similar to Bolya et al., we use the cosine distance as our distance metric $D(\\cdot)$ and the keys from the self-attention module as token features. The choice of linkage function can have a large impact on how the elements are clustered. We consider the three most common ones: single (Eq. 1), complete (Eq. 2), and average (Eq. 3) [41].", + "bbox": [ + 214, + 146, + 787, + 297 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nD (I, J) ^ {\\text {s i n g l e}} = \\min _ {i \\in I, j \\in J} D (i, j) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 397, + 311, + 785, + 334 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nD (I, J) ^ {\\text {c o m p l e t e}} = \\max _ {i \\in I, j \\in J} D (i, j) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 358, + 784, + 380 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nD (I, J) ^ {\\text {a v e r a g e}} = \\frac {1}{| I | | J |} \\sum_ {i \\in I} \\sum_ {j \\in J} D (i, j) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 370, + 398, + 784, + 433 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $I$ and $J$ are clusters with elements $i \\in I$ and $j \\in J$ .", + "bbox": [ + 214, + 441, + 632, + 455 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "After the stopping criteria has been reached we average the tokens in each cluster to get an updated cluster representation. However, as tokens are merged they represent more than one input patch. In order to advantage tokens that capture a larger spatial extent, we use the weighted average for the cluster representation and proportional attention in the self-attention module as proposed by Bolya et al.", + "bbox": [ + 212, + 458, + 787, + 547 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 575, + 375, + 593 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To evaluate the versatility and applicability of ATC, we conduct assessments across a diverse set of tasks (image classification, image synthesis, and object detection & segmentation) and datasets.", + "bbox": [ + 212, + 612, + 785, + 657 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For the image classification task we follow the experimental protocol of Haurum et al. [18], evaluating multi-class and multi-label classification performance across four classification datasets using three DeiT models and token reduction performed at three discrete stages. We also follow the MAE experiments of Bolya et al. [2], evaluating on the ImageNet-1K dataset with token reduction at all stages following a constant and linearly decreasing schedule. For the image synthesis task, we follow the proposed protocol of Bolya & Hoffman [3], incorporating the token reduction method into the Stable Diffusion image generation model [48]. Lastly, for the object detection and segmentation task we follow the experimental protocol of Liu et al. [36], evaluating on the COCO2017 dataset [34]. Two versions of the ViT-Adapter model are used with the token reduction method incorporated at three discrete stages.", + "bbox": [ + 214, + 657, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/0e8816f1b8bc9e4a765bc1746f07e9c16dd6c5c0b81403a547caf823a69bd2f2.jpg", + "image_caption": [ + "Fig.2: Average Token Reduction Rank (Lower is better). We compare our proposed ATC method with the hard-merging based token reduction methods investigated by Haurum et al. [18]. We average across four keep rates, three model capacities, and four datasets, and plot with $\\pm 1$ standard deviation similar to Haurum et al. We test three versions of ATC, varying the linkage function, and find that the three variants all outperform the prior merging-based methods." + ], + "image_footnote": [], + "bbox": [ + 220, + 146, + 482, + 295 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/edc961a83bf8d3ef3f4bbc6213529ed3cf0f4cc1b7817478fed5d362290c2fd8.jpg", + "image_caption": [ + "Fig.3: Percentage Point Difference per Keep Rate. We compute the average difference between our proposed ATC method and the best prior merging-based methods investigated by Haurum et al. [18] for each keep rate, measured in percentage points. We average across the three model capacities and four datasets. We find that for high keep rates $r = \\{70,90\\} \\%$ ATC is comparable to the prior best merging method, while for $r = \\{25,50\\} \\%$ our proposed ATC method leads to significant performance gains." + ], + "image_footnote": [], + "bbox": [ + 517, + 146, + 782, + 295 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "All experiments are conducted using ATC with the single, complete, and average linkage functions, respectively. The different linkage functions are indicated using a superscript, such as ATC $^{\\text{single}}$ for the single linkage function. For the image classification and object detection & segmentation tasks we report both off-the-shelf results, where ATC is inserted into the pre-trained model and evaluated without any fine-tuning, and results after fine-tuning. For the image synthesis task we report off-the-shelf results, similarly to Bolya & Hoffman [3].4", + "bbox": [ + 212, + 521, + 787, + 628 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Cross-Dataset Classification Performance", + "text_level": 1, + "bbox": [ + 214, + 651, + 602, + 666 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Following the experimental protocol proposed by Haurum et al. [18], we evaluate the performance of ATC across four classification datasets covering multi-class and multi-label classification: ImageNet-1K [13], NABirds, [53] COCO 2014 [34], and NUS-WIDE [11] datasets. ImageNet-1K and NABirds are evaluated with the accuracy metric, while COCO and NUS-WIDE are evaluated with the mean Average Precision (mAP) metric. Token reduction is applied at the 4th, 7th, and 10th ViT block, where at each stage only $r \\in \\{25, 50, 70, 90\\} \\%$ of the available tokens are kept. The backbone model is a DeiT [52] model trained without distillation, across three model capacities: DeiT-Tiny, DeiT-Small, and DeiT-Base.", + "bbox": [ + 212, + 678, + 787, + 815 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. B. Haurum et al.", + "bbox": [ + 271, + 114, + 403, + 126 + ], + "page_idx": 5 + }, + { + "type": "page_footnote", + "text": "Code and models will be released after manuscript acceptance.", + "bbox": [ + 217, + 824, + 650, + 839 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/bd5b8b117339adb4e26f979242886ebe1ee7872a3fc8a62263f149d4a93f8a0e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 254, + 148, + 774, + 183 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/1a50c005fb8b8cbbe5d5aee131fee332f122660db835682cc91bea0e6ba46fb0.jpg", + "image_caption": [ + "Fig. 4: Hard Token Merging Method Comparison with the DeiT Backbone. We compare the hard-merging token reduction methods considered by Haurum et al. [18] with the proposed ATC method. All methods have been fine-tuned. Model performance is measured across keep rates, $r$ , denoted in percentage of tokens kept at each reduction stage, and with the DeiT-\\{Tiny, Small, Base\\} models. Comparison with all 13 token reduction methods considered by Haurum et al. can be found in the supplementary materials. ImageNet and NABirds performance is measured with top-1 accuracy, whereas COCO and NUS-WIDE is measured with mAP. The baseline DeiT performance is noted with a dashed black line. Note that ToMe is limited to $r \\geq 50\\%$ and that ATCaverage and ATCcomplete often overlap." + ], + "image_footnote": [], + "bbox": [ + 218, + 188, + 777, + 487 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The models are denoted DeiT-T, DeiT-S, and DeiT-B, respectively. We consider both the off-the-shelf scenario, where ATC is inserted into the pre-trained DeiT models with no further training, as well as the fine-tuning scenario, where the model is fine-tuned for 30 epochs [18]. We conduct a hyperparameter sweep following the setup used by Haurum et al. [18]. The final hyperparameters can be found in the supplementary materials.", + "bbox": [ + 212, + 672, + 787, + 763 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We find that across all three backbone capacities, the fine-tuned ATC methods consistently outperform or match the performance of the previously proposed merging-based methods using all three proposed linkage functions, see Figure 2 and Figure 4 for details. We also investigate the average improvement in perfor", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/be2d1beb8c785ec814c8057a7a890a9e46660681ac7d1b3e447e690e9d6873bc.jpg", + "image_caption": [ + "(a)", + "Fig. 5: Token Merging Visualization with $r = 25\\%$ . We visualize the three token merging steps for DPC-KNN [66], K-Medoids [39] and our ATCaverage on two examples from NABirds [53] with a DeiT-B backbone. The first row is the input image, and each subsequent row is the constructed clusters after the first, second, and third reduction stage. In subfigure (a) we find that there is a major difference in the final clustering of the data, where our ATC method creates separate clusters for the bird, wood pole, and background. In contrast, DPC-KNN and K-Medoids create mostly arbitrary clusters. Similarly in subfigure (b) we see that the DPC-KNN method creates very arbitrary clusters, while K-Medoids and ATC create more meaningful clusters. However, the ATC clusters still better contain the bird in the image, while the K-Medoids clusters have background patches in all clusters. We find this to be a repeating occurrence and believe this is the reason for the large improvement by ATC on NABirds at $r = 25\\%$ ." + ], + "image_footnote": [], + "bbox": [ + 218, + 141, + 495, + 439 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/c435dc7ab9785acb013b6e6f3b80c3b94e7dbcb6ce5477d267839a5e0fa0095c.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 504, + 141, + 784, + 439 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "mance between ATC and the prior best merging-based methods, see Figure 3. We find that at keep rates of $70\\%$ and $90\\%$ , all three linkage functions achieve comparable results, while at lower keep rates the single linkage function drops in performance. We believe this is due to the chaining phenomenon where two distinct clusters are merged due to outliers within the clusters [15].", + "bbox": [ + 212, + 667, + 787, + 744 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "However, at keep rates of $25\\%$ and $50\\%$ we find that both the average and complete lead to large performance improvements compared to the prior best merging methods (up to 2.5 percentage points as per Figure 3). In some cases we even find that at keep rates of $25\\%$ we can improve performance significantly, such as with the DeiT-S and DeiT-B backbones on NABirds, where ATC with the average linkage function results in a 5.7 and 9.6 percentage point increase in", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. B. Haurum et al.", + "bbox": [ + 271, + 114, + 403, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "accuracy over the prior state-of-the-art, respectively. Through qualitative evaluation, as seen in Figure 5, we can provide intuition for why ATC outperforms prior merging-based methods. We find that DPC-KNN and K-Medoids create arbitrary clusters whereas ATC creates more meaningful clusters even at the third reduction stage with $r = 25\\%$ .", + "bbox": [ + 212, + 146, + 782, + 220 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Lastly, we find that applying ATC off-the-shelf on the DeiT backbone leads to good performance at high keep rates, matching or even outperforming the prior best performing merging methods. However, when the keep rate is lowered the performance drops dramatically, which can be rectified through fine-tuning. For full details on the off-the-shelf results, we refer to the supplementary materials.", + "bbox": [ + 212, + 222, + 784, + 297 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Classification with Self-Supervised Pretraining", + "text_level": 1, + "bbox": [ + 215, + 319, + 645, + 335 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We follow the protocol of Bolya et al. [2] and compare the performance on ImageNet-1K when applying token reduction on pretrained ViT models, specifically the MAE models trained initially with masked image modelling [21] and fine-tuned on ImageNet [13]. We consider the off-the-shelf performance using the publicly available checkpoints, as well as fine-tuning using the original fine-tuning protocol by He et al. [21]. We consider the ViT-Base, ViT-Large, and ViT-Huge models, where token reduction is applied at every block, following the constant and linear decreasing schedules proposed by Bolya et al.:", + "bbox": [ + 212, + 344, + 784, + 465 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nt ^ {l} = t \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 482, + 479, + 784, + 494 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nt ^ {l} = \\left\\lfloor 2 t - \\frac {2 t l}{L - 1} \\right\\rfloor , \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 433, + 513, + 784, + 546 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $L$ is the total number of ViT blocks, $t^l$ is the number of tokens to be removed at ViT block $l = \\{0,1,\\dots ,L - 1\\}$ , and $t$ is a hyperparameter controlling the aggressiveness of the reduction. Both schedules result in $tL$ tokens being removed in total, with the linear schedule removing more tokens at early layers.", + "bbox": [ + 212, + 551, + 784, + 612 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We fine-tune the ViT block models using both schedules in the most aggressive settings considered by Bolya et al.: ViT-B with $t = 16$ , ViT-L with $t = 8$ , and ViT-H with $t = 7$ . Note that we also fine-tune ToMe, leading to a second set of values that are a small improvement compared to the original paper. We also replicate the larger sweep over $t$ values on off-the-shelf ViT models with weights from different training protocols [21, 49, 51], originally performed by Bolya et al. These are found in the supplementary materials. We find that ATC consistently outperforms ToMe across both token reduction schedules and when using off-the-shelf and fine-tuned models, see Table 1. We find that ATC drastically outperforms ToMe when using the linear token scheduler, and when using models with lower backbone capacity. This is especially observable on the ViT-Base backbone where using a linear schedule off-the-shelf leads to a 10.5 percentage point improvement when using ATC instead of ToMe. When finetuning the backbone using the same token scheduler this gap is reduced to 1.6 percentage points when fine-tuning, with ATC still outperforming ToMe. This", + "bbox": [ + 212, + 613, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/8a808883cd91393dcda589b6f2fc9a5342245c21f79546fa2b0f661110d2f43d.jpg", + "table_caption": [ + "Table 1: MAE Pretrained Backbone Comparison. We compare ToMe and ATC with a self-supervised MAE backbone on ImageNet-1K. We consider three backbones: ViT-Base, ViT-Large, and ViT-Huge. Tokens are removed at each ViT block, following the constant (Eq. 4) or linear (Eq. 5) token schedules. The best performing method per column is denoted in bold. A blue background indicates that the token reduction method was applied off-the-shelf on the ViT backbone, whereas all other models have been fine-tuned. For each ATC method we write the performance improvement over ToMe in parenthesis after the model accuracy." + ], + "table_footnote": [], + "table_body": "
ScheduleViT-B (t=16)ViT-L (t=8)ViT-H (t=7)
ConstantLinearConstantLinearConstantLinear
No Reduction83.685.986.9
ToMe78.556.684.280.186.085.0
ATC \\( \\text{single} \\) (ours)79.7 (+1.2)65.8 (+9.2)84.8 (+0.6)82.5 (+2.4)86.4 (+0.4)85.6 (+0.6)
ATC \\( \\text{average} \\) (ours)80.1 (+1.6)67.1 (+10.5)84.8 (+0.6)82.6 (+2.5)86.4 (+0.4)85.6 (+0.6)
ATC \\( \\text{complete} \\) (ours)80.2 (+1.7)67.1 (+10.5)84.9 (+0.7)82.6 (+2.5)86.4 (+0.4)85.8 (+0.8)
ToMe81.978.685.183.886.486.1
ATC \\( \\text{single} \\) (ours)82.2 (+0.3)80.0 (+1.4)85.3 (+0.2)84.5 (+0.7)86.6 (+0.2)86.3 (+0.2)
ATC \\( \\text{average} \\) (ours)82.3 (+0.4)80.2 (+1.6)85.3 (+0.2)84.5 (+0.7)86.7 (+0.3)86.3 (+0.2)
ATC \\( \\text{complete} \\) (ours)82.5 (+0.6)80.1 (+1.5)85.4 (+0.3)84.3 (+0.5)86.7 (+0.3)86.4 (+0.3)
", + "bbox": [ + 215, + 267, + 787, + 429 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "illustrates the clear general benefit of using ATC for adapting already trained ViT backbones, even when using the more aggressive linear token scheduler and without applying any fine-tuning.", + "bbox": [ + 212, + 455, + 787, + 503 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Image Synthesis with Stable Diffusion", + "text_level": 1, + "bbox": [ + 214, + 526, + 576, + 542 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Bolya & Hoffman [3] demonstrated how a modified ToMe algorithm can be incorporated into an image generation model, specifically Stable Diffusion [48], without any fine-tuning, resulting in improved quality of the generated images as well as generation speed. We follow the experimental setup of Bolya & Hoffman, inserting the token reduction method only over the self-attention block. We generate two images with a resolution of $512 \\times 512$ pixels for each class in the ImageNet-1K dataset, following the exact setting from Bolya & Hoffman [3].", + "bbox": [ + 212, + 551, + 787, + 657 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We implement the setup using the HuggingFace Diffusers framework [44], use the STABLE-DIFFUSION-V1-5 model, and use the exact same seed for each model. We investigate the effect when using keep rates of $r \\in \\{40, 50, 60, 70, 80, 90\\} \\%$ . In order to evaluate the quality of the generated images, we measure the Fréchet Inception Distance (FID) score [24] between the generated images and a reference dataset consisting of 5000 images, created by taking the first five validation images per ImageNet-1K class.", + "bbox": [ + 212, + 659, + 787, + 763 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We compare the FID scores of the ToMe and ATC models in Table 2. The ToMe results are computed using the same setup as the ATC models, and therefore differ from the original paper. Even though our generated images lead to a generally higher (thus worse) FID for ToMe, we find that the general trends", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. B. Haurum et al.", + "bbox": [ + 271, + 114, + 403, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/a0366372412fb69a42eccad65b0b8d60c00894afe91f1e1ae9fdfdfc1bec0bee.jpg", + "table_caption": [ + "Table 2: Stable Diffusion FID Comparison. We apply ToMe and ATC over the self-attention blocks to an off-the-shelf (i.e. frozen) Stable Diffusion model, denoted with a blue background. We compare the FID score across different keep rates (Note that a lower FID score is better). The best FID score per column is denoted in bold, and the best per row is underlined." + ], + "table_footnote": [], + "table_body": "
r (%)100908070605040
ToMe33.8033.7733.6133.5933.5733.6333.67
ATCsingle(ours)33.8033.6333.4833.5333.4334.0136.95
ATCaverage(ours)33.8033.5133.4533.3333.4033.3633.22
ATCcomplete(ours)33.8033.6733.7133.7033.7433.5633.65
", + "bbox": [ + 279, + 226, + 722, + 313 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/73ce54721d9bcd1e2afbabeee1ffaf33dee97ef3bd7a885c01412f095c4e728e.jpg", + "table_caption": [ + "Table 3: Object Detection & Segmentation Results. We compare the performance of ATC and ToMe on the dense object detection & segmentation task using the COCO 2017 dataset, following Liu et al. [36]. The ViT-Adapter method is used, with DeiT-T and DeiT-S backbones. The best performing method per column is denoted in bold. A blue background indicates that ATC and ToMe were applied off-the-shelf on the frozen ViT-Adapter backbone, whereas all other models have been fine-tuned.", + "(a) ViT-Adapter-T Backbone" + ], + "table_footnote": [], + "table_body": "
ViT-Adapter-TmAPboxmAPmask
45.840.9
r (%)2550709025507090
ToMe-39.945.345.8-36.240.540.8
ATCsingle (ours)13.938.544.845.712.634.639.940.8
ATCaverage (ours)33.843.745.545.831.539.240.740.8
ATCcomplete (ours)34.943.945.645.832.339.340.640.8
ToMe-43.745.746.0-39.340.941.0
ATCsingle (ours)36.943.545.545.933.639.140.740.9
ATCaverage (ours)42.445.245.845.938.540.540.841.1
ATCcomplete (ours)42.645.345.946.038.740.541.041.1
", + "bbox": [ + 215, + 462, + 500, + 595 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/23a18b1e11c068c605edb01f3090ec007695ae39826ab7594bc4543880cd76af.jpg", + "table_caption": [ + "(b) ViT-Adapter-S Backbone" + ], + "table_footnote": [], + "table_body": "
ViT-Adapter-S\\( \\mathrm{mAP}^{\\text{box}} \\)\\( \\mathrm{mAP}^{\\text{mask}} \\)
48.542.8
r (%)2550709025507090
ToMe-42.447.848.4-38.242.342.7
ATC \\( {}^{\\text{single}} \\)(ours)16.941.947.448.414.436.841.842.7
ATC \\( {}^{\\text{average}} \\)(ours)37.246.548.048.433.741.242.442.7
ATC \\( {}^{\\text{complete}} \\)(ours)38.346.648.048.434.741.342.442.7
ToMe-46.448.248.3-41.442.642.7
ATC \\( {}^{\\text{single}} \\)(ours)40.346.447.948.336.241.142.342.6
ATC \\( {}^{\\text{average}} \\)(ours)45.147.848.348.540.242.442.642.9
ATC \\( {}^{\\text{complete}} \\)(ours)45.347.848.248.640.542.342.642.7
", + "bbox": [ + 501, + 462, + 787, + 594 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "observed in the original paper still hold. We find that across all linkage functions the ATC model outperforms or matches the ToMe model. While ToMe achieves a minimum FID of 33.57, this is outperformed by both the single and average linkage functions with FID scores of 33.43 and 33.22, respectively. The complete linkage function in general performs worse than both the single and average linkage functions, but we also find that the results with single linkage diverges when $r \\leq 50\\%$ . We observe that the average linkage function leads to better results as the keep rate is reduced, achieving the best performance when $r = 40\\%$ , whereas the other methods peak at $r = 50\\%$ and $r = 60\\%$ . By looking at the generated images, see Figure 6, we find that the average linkage function manages to keep a lot more of the distinctive patterns and contextual background. In comparison, the single linkage function loses the head pattern, and all methods except ATCaverage convert the tree branch to a tree pole resulting in a change in pose of the generated magpie.", + "bbox": [ + 212, + 628, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c4e3a4645ae91d1da81de82d82cfa8631087cb9362b7dd92ae209cbc91cfcb9c.jpg", + "image_caption": [ + "Fig. 6: Image Synthesis Visualization. We visualize image synthesis results for the \"magpie\" ImageNet class. The first row is the standard Stable Diffusion result, with each subsequent row having token merging applied with $r \\in \\{80, 60, 40\\} \\%$ . Examples for all considered keep rates and more classes can be found in the supplementary materials. We find that as the keep rate is lowered the ATC $^{\\text{single}}$ method drastically changes the image, specifically the head and patterns of the magpie, as well as having a more monochrome background. We see that even at $r = 40\\%$ ATC $^{\\text{average}}$ manages to keep most of the details such as the branch the magpie is sitting on, whereas ToMe and ATC $^{\\text{complete}}$ keep the general patterns but switches from a branch to a wooden pole (highlighted with a red arrow), leading to a change in pose of the generated magpie." + ], + "image_footnote": [], + "bbox": [ + 218, + 186, + 784, + 640 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. B. Haurum et al.", + "bbox": [ + 271, + 114, + 403, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Object Detection and Segmentation", + "text_level": 1, + "bbox": [ + 215, + 146, + 555, + 161 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Liu et al. [36] conducted a systematic comparison of several token pruning methods for object detection and segmentation on the COCO 2017 dataset [34]. The Mask-RCNN model [22] is used for predicting bounding boxes and segmentation masks with a ViT-Adapter backbone model [10], building upon an ImageNet pretrained DeiT model [52]. Instead of the typical windowed self-attention used in ViT-Adapter, Liu et al. use global self-attention and train using the original ViT-Adapter settings for 36 epochs. Tokens are reduced at the 4th, 7th, and 10th ViT block, and a DeiT-Tiny and DeiT-Small backbone are used. When applying the token reduction method, the ViT-Adapter-Tiny and ViT-Adapter-Small models are fine-tuned for 6 and 4 epochs, respectively, using the MMDetection framework [6] and following the training protocol of Liu et al. Unlike the original protocol by Liu et al. which only considered a keep rate of $r = 70\\%$ , we extend the considered keep rates to $r \\in \\{25, 50, 70, 90\\} \\%$ , similar to the protocol used by Haurum et al. [18]. We evaluate both ToMe and ATC in the off-the-shelf and fine-tuned scenarios. As the Injector and Extractor modules in the ViT-Adapter expect the original number of tokens, we back-project through the clustering when relevant, leading to the original number of patches.", + "bbox": [ + 212, + 169, + 787, + 428 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "As is apparent in Table 3, we find that both ToMe and ATC are very strong token reduction methods for detection and segmentation. When applying ToMe and ATC off-the-shelf (i.e. without fine-tuning the ViT-Adapter backbone) with keep rates $r \\in \\{70,90\\} \\%$ , both methods can match the detection and segmentation performance of the baseline ViT-Adapter backbones. When the keep rate is lowered to $r = 50\\%$ we find that our ATC method with the average and complete linkage function outperforms ToMe by 4 percentage points in detection mAP and 3 percentage points in segmentation mAP.", + "bbox": [ + 212, + 441, + 787, + 561 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "When fine-tuning the Tiny and Small backbones we see major improvements at keep rates of $25\\%$ and $50\\%$ , such as a 26 and 22 percentage points improvement in bounding box mAP for ATC $^{\\text{single}}$ with the Tiny and Small backbones and $r = 25\\%$ , respectively. In comparison, fine-tuning has less of an effect on ATC $^{\\text{average}}$ and ATC $^{\\text{complete}}$ as the off-the-shelf performance is already high. We also observe that after fine-tuning, our ATC method still outperforms ToMe, though with a smaller margin, and in several cases outperforms the baseline ViT-Adapter performance. Lastly, we see that by fine-tuning, we can get comparable performance to the baseline method at keep rates of $50\\%$ , whereas ToMe is several percentage points worse than the baseline ViT-Adapter.", + "bbox": [ + 212, + 563, + 787, + 713 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5 Discussion", + "text_level": 1, + "bbox": [ + 215, + 734, + 354, + 750 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Through our experiments we have demonstrated how our proposed ATC method consistently outperforms prior merging-based token reduction methods across a diverse set of tasks. This includes the prior best merging-based method ToMe, which we confidently outperform across all considered tasks. While our analysis have been focused on comparing ATC with prior merging-based approaches,", + "bbox": [ + 212, + 763, + 785, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "we also find that ATC outperforms pruning-based methods on the image classification task (Following the setup from Sec. 4.1) and object detection and segmentation, where ATC outperforms the prior state-of-the-art pruning-based SViT method from Liu et al. [36]. Detailed experimental results including the pruning-based methods are available in the supplementary materials, and establish that our ATC method is the current best token reduction method.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Limitations", + "text_level": 1, + "bbox": [ + 215, + 257, + 362, + 273 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We show that ATC is a very adaptable method, achieving state-of-the-art performance across the different classification, image synthesis, and object detection & segmentation tasks considered. However, ATC is not without its limitations. Firstly, ATC requires the selection of a linkage function, adding an extra hyperparameter. While there is not a specific linkage function that is the best at all tasks, we find that the average or complete linkage functions are good general choices, whereas the single linkage function often underperforms when working with more aggressive keep rates, matching prior linkage function recommendations [15]. Secondly, we find that the inference throughput of the current implementation of ATC is hampered by the available implementations of the agglomerative clustering functions, which are all non-batched and often CPU-bounded. This is discussed and analyzed at lengths in the supplementary materials. However, there are also clear indications that these limitations can be lifted if the current frameworks are slightly modified.", + "bbox": [ + 212, + 287, + 787, + 500 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 518, + 359, + 535 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we introduce Agglomerative Token Clustering (ATC), a novel hard-merging token reduction approach grounded in the principles of classical bottom-up hierarchical clustering. ATC distinguishes itself by efficiently merging redundant observations early on, thus preserving the semantic richness of more diverse observations. We evaluate our method across the most diverse sets of tasks considered in the literature, covering both classification, synthesis, detection, and segmentation tasks. In image classification, image synthesis, and object detection & segmentation, ATC sets a new state-of-the-art, highlighting its significant contribution to the field. We also demonstrate that ATC can achieve comparable performance to the prior state-of-the-art without any fine-tuning, i.e. when applied off-the-shelf. We are optimistic that ATC will inspire subsequent advancements, leveraging classical clustering methods to enhance modern neural architectures.", + "bbox": [ + 212, + 547, + 787, + 731 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 215, + 750, + 403, + 767 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This work was supported by the Pioneer Centre for AI (DNRF grant number P1), partially supported by the Spanish project PID2022-136436NB-I00 and by ICREA under the ICREA Academia programme, and the Canada CIFAR AI Chairs.", + "bbox": [ + 212, + 779, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. B. 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In: Proceedings of the European Conference on Computer Vision (ECCV) (2022)" + ], + "bbox": [ + 212, + 146, + 785, + 771 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Agglomerative Token Clustering", + "bbox": [ + 514, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Agglomerative Token Clustering/7f4a01ba-5b0c-45c8-9ee8-8467b1cb1e93_model.json b/2024/Agglomerative Token Clustering/7f4a01ba-5b0c-45c8-9ee8-8467b1cb1e93_model.json new file mode 100644 index 0000000000000000000000000000000000000000..3ae62750995ec44a2f251492c429b47ca6691f1b --- /dev/null +++ b/2024/Agglomerative Token Clustering/7f4a01ba-5b0c-45c8-9ee8-8467b1cb1e93_model.json @@ -0,0 +1,2339 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.318, + 0.142, + 0.687, + 0.163 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.189, + 0.782, + 0.22 + ], + "angle": 0, + "content": "Joakim Bruslund Haurum1, Sergio Escalera2,1, Graham W. Taylor3, and Thomas B. Moeslund1" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.232, + 0.78, + 0.259 + ], + "angle": 0, + "content": "1 Visual Analysis and Perception (VAP) Laboratory, Aalborg University & Pioneer Centre for AI, Denmark" + }, + { + "type": "text", + "bbox": [ + 0.295, + 0.261, + 0.707, + 0.274 + ], + "angle": 0, + "content": "2 Universitat de Barcelona & Computer Vision Center, Spain" + }, + { + "type": "text", + "bbox": [ + 0.25, + 0.275, + 0.753, + 0.316 + ], + "angle": 0, + "content": "3 University of Guelph & Vector Institute for AI, Canada {joha, tbm}@create.aau.dk, sescalera@ub.edu, gwtaylor@uoguelph.ca. https://vap.aau.dk/atc/" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.355, + 0.745, + 0.493 + ], + "angle": 0, + "content": "Abstract. We present Agglomerative Token Clustering (ATC), a novel token merging method that consistently outperforms previous token merging and pruning methods across image classification, image synthesis, and object detection & segmentation tasks. ATC merges clusters through bottom-up hierarchical clustering, without the introduction of extra learnable parameters. We find that ATC achieves state-of-the-art performance across all tasks, and can even perform on par with prior state-of-the-art when applied off-the-shelf, i.e. without fine-tuning. ATC is particularly effective when applied with low keep rates, where only a small fraction of tokens are kept and retaining task performance is especially difficult." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.521, + 0.376, + 0.536 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Since their introduction in 2020, Vision Transformers (ViTs) [14] have been utilized for a wide variety of computer vision tasks such as image classification, synthesis, segmentation and more with great success [10, 30, 48]. Unlike Convolutional Neural Networks (CNNs), which require a structured representation throughout the network, ViTs can process variable length input sequences, even allowing for the sequences to be modified throughout the network. This gives ViTs stronger expressive powers than CNNs [45], but comes at a computational cost due to the quadratic scaling of the self-attention computation. Therefore, there has been increasing research interest in making ViTs more efficient while retaining their task performance. Token reduction has shown to be a promising subfield which directly decreases model complexity by reducing the input sequence through pruning or merging [18], thereby decreasing the computation cost of the self-attention operation. Haurum et al. [18] conducted an in-depth study of 13 different methods, and found that the baseline Top-K pruning-based method, and its extension EViT [32], outperformed the vast majority of more complex methods on four image classification tasks. However, token pruning has the disadvantage that it typically requires the backbone to be fine-tuned in order to maintain good performance even at high keep rates, which by design leads to information loss as tokens are removed, and performs poorly on image synthesis" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.406, + 0.128 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "image", + "bbox": [ + 0.248, + 0.145, + 0.761, + 0.384 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.396, + 0.788, + 0.535 + ], + "angle": 0, + "content": "Fig.1: Illustration of the Agglomerative Clustering Method. Prior hard merging-based methodologies have focused on using either partition-based approaches (e.g. DPC-KNN [66] or K-Medoids [39]) or graph-based (i.e. ToMe). All of these methods globally cluster the input tokens through the use of cluster centers. In contrast, our Agglomerative Token Clustering (ATC) method builds clusters locally, i.e. by iteratively combining the most similar tokens, until the desired amount of tokens remain. A step of this process is shown here, where a graph of nodes (in this case, tokens) are connected with edges based on their similarity. The most similar pair of nodes are combined, and the edges are updated using linkage function \\(D\\), in this case \\(D^{\\mathrm{complete}}\\) (Eq. 2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.567, + 0.787, + 0.597 + ], + "angle": 0, + "content": "tasks [2, 3]. Motivated by these observations, we focus on merging-based token reduction methods as they show the most versatility." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.788, + 0.734 + ], + "angle": 0, + "content": "We present a novel merging-based token reduction method, Agglomerative Token Clustering (ATC), which outperforms all prior merging-based and pruning-based token reduction methods on both classification tasks and dense computer vision tasks such as image synthesis and object detection & segmentation, and achieve comparable performance without any fine-tuning, i.e. off-the-shelf. This is the most diverse set of experiments considered within token reduction, where previous methods have been evaluated just on classification [2, 18, 32], image synthesis [3], or detection and segmentation [36]. Through this suite of diverse tasks we demonstrate the efficacy of the proposed ATC method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "ATC is motivated by the observation that prior merging-based methods such as K-Medoids [39], DPC-KNN [66], and ToMe [2] all perform merging globally, which may lead to redundant clusters. Our hypothesis is that hierarchically merging similar, and thus redundant, observations results in more informative groupings. A natural and robust methodology for including this notion into token reduction is via agglomerative clustering [15], where tokens are iteratively clustered in a bottom-up hierarchical way, see Figure 1." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.147, + 0.501, + 0.162 + ], + "angle": 0, + "content": "Our contributions are the following:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.17, + 0.784, + 0.199 + ], + "angle": 0, + "content": "- We propose Agglomerative Token Clustering (ATC), a novel parameter-free hierarchical merging-based token reduction method." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.2, + 0.785, + 0.258 + ], + "angle": 0, + "content": "- Using ATC we achieve state-of-the-art performance on image classification, image synthesis, and object detection & segmentation tasks, outperforming all other token reduction methods, including both merging-based and pruning-based token reduction methods." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.26, + 0.784, + 0.305 + ], + "angle": 0, + "content": "- We show ATC can reach comparable performance to the prior fine-tuned state-of-the-art in image classification and object detection & segmentation when applied off-the-shelf, i.e. without any fine-tuning." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.17, + 0.785, + 0.305 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.327, + 0.388, + 0.342 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.357, + 0.783, + 0.462 + ], + "angle": 0, + "content": "Efficient Transformers. As ViTs have become widely adapted by the computer vision community, there have been several attempts at making ViTs more efficient. These attempts range from model pruning [5, 8, 9, 40, 50, 64], quantization [31, 35], structured downsampling [17, 23, 37, 43], sparsification of the attention module [4, 58], part selection modules [20, 25, 26, 54, 55], and dynamically adjusting the size of input patches [1, 7, 12, 33, 56, 57, 65, 67]. Lastly, the field of token reduction has emerged, which is the topic of this paper." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.784, + 0.583 + ], + "angle": 0, + "content": "Token Reduction. The goal of token reduction is to sparsify the sequence of patches, also referred to as tokens, processed by the ViT. This has been achieved through either token pruning or token merging [18]. Token pruning focuses on removing tokens either through keeping the tokens with the highest attention from the class (CLS) token [16, 18, 32, 38, 59, 60, 62], introducing a gating mechanism based on the Gumbel-Softmax trick [27,28,36,46,59], sampling based approaches [16, 63] modifying the training loop [8, 29] or reinforcement learning [42]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.784, + 0.734 + ], + "angle": 0, + "content": "Token merging, on the other hand, combines tokens instead of explicitly pruning them. This can be done either through hard or soft merging of tokens. Hard merging includes techniques such as the partition-based K-Medoids [18,39] and DPC-KNN [66], as well as the bipartite graph-based approach Token Merging (ToMe) [2,3]. Hard merging-based approaches are characterized by having the tokens assigned to clusters in a mutually exclusive manner. In contrast, soft merging techniques let tokens be assigned to multiple clusters resulting in cluster centers being a convex combination of tokens. This combination is either based on similarity between the spatial tokens [39], or the similarity between the spatial tokens and a set of explicit queries which are optimized [19,47,61,68]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.785, + 0.84 + ], + "angle": 0, + "content": "The token reduction field has been moving at an immense speed, resulting in little to no comparisons between methods. This was rectified by Haurum et al. [18], who compared 13 different token reduction methods over four image classification datasets. The study provided insights into the token reduction process through extensive experiments, showing that the Top-K and EViT pruning-based methods consistently outperformed all other token reduction methods on the considered classification datasets. However, Bolya and Hoffmann found that" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.405, + 0.128 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "merging-based methods outperform pruning-based methods for image synthesis [3], while Bolya et al. showed that the merging-based ToMe [2] can perform well on several classification tasks without any fine-tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.788, + 0.3 + ], + "angle": 0, + "content": "Despite its impressive performance, a core component of ToMe is the bipartite matching algorithm, where tokens are split into two exclusive sets between which a bipartite graph is created. This inherently limits which tokens can be merged as there is no within-set comparison and limits the keep rate, \\( r \\), such that it must be 50% or higher. Therefore, we make a single, but important, modification to the ToMe method, replacing the bipartite matching algorithm with the classical agglomerative clustering method [15]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.319, + 0.566, + 0.338 + ], + "angle": 0, + "content": "3 Agglomerative Token Clustering" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.784, + 0.424 + ], + "angle": 0, + "content": "Similar to previous token merging methods, the objective of ATC is to merge redundant tokens, while preserving or enhancing the performance of the ViT model. We insert the token merging operation between the self-attention and Multi Layer Perceptron (MLP) modules in a ViT block. This is consistent with prior merging-based methods, such as ToMe [2]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.424, + 0.788, + 0.577 + ], + "angle": 0, + "content": "We believe the agglomerative clustering algorithm is a more appropriate choice as it builds the clusters in a bottom-up manner, such that redundant features are clustered early on, while more diverse features are kept unmodified for as long as possible. Prior partition-based (e.g. DPC-KNN and K-Medoids) and graph-based (i.e. ToMe) merging methods are limited by having to create clusters globally, necessitating the selection of cluster centers which may be redundant. In contrast, ATC creates clusters in a sequential manner, resulting in a local merging approach which leads to the most redundant feature to be clustered at any step in the process. We revisit the ToMe method in Section 3.1 and agglomerative clustering in Section 3.2." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.594, + 0.388, + 0.61 + ], + "angle": 0, + "content": "3.1 Token Merging" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.617, + 0.788, + 0.769 + ], + "angle": 0, + "content": "ToMe was designed for seamless integration into ViTs, allowing for minimal performance loss without necessitating fine-tuning. Its key feature is a fast bipartite merging operation, placed between the self-attention and MLP modules in the ViT block. A bipartite graph is then constructed by setting the edge between nodes in token subsets \\(A\\) and \\(B\\) equal to their similarity, where the \\(t\\) highest valued edges are kept while allowing only a single edge for each node in subset \\(A\\). Bolya et al. investigated how to construct \\(A\\) and \\(B\\), and found the best performance was achieved by assigning tokens in an alternating manner. This inherently limits which tokens can be merged, which can lead to redundant clusters as spatially co-located patches contain semantically similar information." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.475, + 0.804 + ], + "angle": 0, + "content": "3.2 Agglomerative Clustering" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Agglomerative Clustering is a classical method for bottom-up hierarchical clustering, where each element is initially its own cluster [15]. The elements are com" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.788, + 0.299 + ], + "angle": 0, + "content": "binned by iteratively comparing the clusters according to some linkage function with distance metric \\( D(\\cdot) \\), combining the two closest clusters in each iteration. This is repeated until a certain stopping criteria is met, such as the number of desired clusters, leading to a static reduction method, or a minimum distance between clusters, leading to a dynamic reduction method. This is illustrated in Figure 1. In this paper we consider the static reduction scenario. Similar to Bolya et al., we use the cosine distance as our distance metric \\( D(\\cdot) \\) and the keys from the self-attention module as token features. The choice of linkage function can have a large impact on how the elements are clustered. We consider the three most common ones: single (Eq. 1), complete (Eq. 2), and average (Eq. 3) [41]." + }, + { + "type": "equation", + "bbox": [ + 0.398, + 0.312, + 0.786, + 0.335 + ], + "angle": 0, + "content": "\\[\nD (I, J) ^ {\\text {s i n g l e}} = \\min _ {i \\in I, j \\in J} D (i, j) \\tag {1}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.359, + 0.785, + 0.381 + ], + "angle": 0, + "content": "\\[\nD (I, J) ^ {\\text {c o m p l e t e}} = \\max _ {i \\in I, j \\in J} D (i, j) \\tag {2}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.372, + 0.399, + 0.785, + 0.434 + ], + "angle": 0, + "content": "\\[\nD (I, J) ^ {\\text {a v e r a g e}} = \\frac {1}{| I | | J |} \\sum_ {i \\in I} \\sum_ {j \\in J} D (i, j) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.443, + 0.633, + 0.457 + ], + "angle": 0, + "content": "where \\(I\\) and \\(J\\) are clusters with elements \\(i \\in I\\) and \\(j \\in J\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.459, + 0.788, + 0.549 + ], + "angle": 0, + "content": "After the stopping criteria has been reached we average the tokens in each cluster to get an updated cluster representation. However, as tokens are merged they represent more than one input patch. In order to advantage tokens that capture a larger spatial extent, we use the weighted average for the cluster representation and proportional attention in the self-attention module as proposed by Bolya et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.577, + 0.376, + 0.594 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.787, + 0.658 + ], + "angle": 0, + "content": "To evaluate the versatility and applicability of ATC, we conduct assessments across a diverse set of tasks (image classification, image synthesis, and object detection & segmentation) and datasets." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.659, + 0.788, + 0.841 + ], + "angle": 0, + "content": "For the image classification task we follow the experimental protocol of Haurum et al. [18], evaluating multi-class and multi-label classification performance across four classification datasets using three DeiT models and token reduction performed at three discrete stages. We also follow the MAE experiments of Bolya et al. [2], evaluating on the ImageNet-1K dataset with token reduction at all stages following a constant and linearly decreasing schedule. For the image synthesis task, we follow the proposed protocol of Bolya & Hoffman [3], incorporating the token reduction method into the Stable Diffusion image generation model [48]. Lastly, for the object detection and segmentation task we follow the experimental protocol of Liu et al. [36], evaluating on the COCO2017 dataset [34]. Two versions of the ViT-Adapter model are used with the token reduction method incorporated at three discrete stages." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.405, + 0.127 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.147, + 0.483, + 0.296 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.31, + 0.488, + 0.49 + ], + "angle": 0, + "content": "Fig.2: Average Token Reduction Rank (Lower is better). We compare our proposed ATC method with the hard-merging based token reduction methods investigated by Haurum et al. [18]. We average across four keep rates, three model capacities, and four datasets, and plot with \\(\\pm 1\\) standard deviation similar to Haurum et al. We test three versions of ATC, varying the linkage function, and find that the three variants all outperform the prior merging-based methods." + }, + { + "type": "image", + "bbox": [ + 0.518, + 0.147, + 0.784, + 0.296 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.514, + 0.31, + 0.788, + 0.492 + ], + "angle": 0, + "content": "Fig.3: Percentage Point Difference per Keep Rate. We compute the average difference between our proposed ATC method and the best prior merging-based methods investigated by Haurum et al. [18] for each keep rate, measured in percentage points. We average across the three model capacities and four datasets. We find that for high keep rates \\( r = \\{70,90\\} \\% \\) ATC is comparable to the prior best merging method, while for \\( r = \\{25,50\\} \\% \\) our proposed ATC method leads to significant performance gains." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.788, + 0.63 + ], + "angle": 0, + "content": "All experiments are conducted using ATC with the single, complete, and average linkage functions, respectively. The different linkage functions are indicated using a superscript, such as ATC\\(^{\\text{single}}\\) for the single linkage function. For the image classification and object detection & segmentation tasks we report both off-the-shelf results, where ATC is inserted into the pre-trained model and evaluated without any fine-tuning, and results after fine-tuning. For the image synthesis task we report off-the-shelf results, similarly to Bolya & Hoffman [3].4" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.652, + 0.603, + 0.667 + ], + "angle": 0, + "content": "4.1 Cross-Dataset Classification Performance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.679, + 0.788, + 0.816 + ], + "angle": 0, + "content": "Following the experimental protocol proposed by Haurum et al. [18], we evaluate the performance of ATC across four classification datasets covering multi-class and multi-label classification: ImageNet-1K [13], NABirds, [53] COCO 2014 [34], and NUS-WIDE [11] datasets. ImageNet-1K and NABirds are evaluated with the accuracy metric, while COCO and NUS-WIDE are evaluated with the mean Average Precision (mAP) metric. Token reduction is applied at the 4th, 7th, and 10th ViT block, where at each stage only \\( r \\in \\{25, 50, 70, 90\\} \\% \\) of the available tokens are kept. The backbone model is a DeiT [52] model trained without distillation, across three model capacities: DeiT-Tiny, DeiT-Small, and DeiT-Base." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.651, + 0.84 + ], + "angle": 0, + "content": "Code and models will be released after manuscript acceptance." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.255, + 0.149, + 0.775, + 0.184 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.189, + 0.779, + 0.488 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.502, + 0.788, + 0.642 + ], + "angle": 0, + "content": "Fig. 4: Hard Token Merging Method Comparison with the DeiT Backbone. We compare the hard-merging token reduction methods considered by Haurum et al. [18] with the proposed ATC method. All methods have been fine-tuned. Model performance is measured across keep rates, \\( r \\), denoted in percentage of tokens kept at each reduction stage, and with the DeiT-\\{Tiny, Small, Base\\} models. Comparison with all 13 token reduction methods considered by Haurum et al. can be found in the supplementary materials. ImageNet and NABirds performance is measured with top-1 accuracy, whereas COCO and NUS-WIDE is measured with mAP. The baseline DeiT performance is noted with a dashed black line. Note that ToMe is limited to \\( r \\geq 50\\% \\) and that ATCaverage and ATCcomplete often overlap." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.788, + 0.765 + ], + "angle": 0, + "content": "The models are denoted DeiT-T, DeiT-S, and DeiT-B, respectively. We consider both the off-the-shelf scenario, where ATC is inserted into the pre-trained DeiT models with no further training, as well as the fine-tuning scenario, where the model is fine-tuned for 30 epochs [18]. We conduct a hyperparameter sweep following the setup used by Haurum et al. [18]. The final hyperparameters can be found in the supplementary materials." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "We find that across all three backbone capacities, the fine-tuned ATC methods consistently outperform or match the performance of the previously proposed merging-based methods using all three proposed linkage functions, see Figure 2 and Figure 4 for details. We also investigate the average improvement in perfor" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.405, + 0.127 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.142, + 0.496, + 0.44 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.347, + 0.44, + 0.367, + 0.452 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.142, + 0.785, + 0.44 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.635, + 0.44, + 0.655, + 0.452 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.629 + ], + "angle": 0, + "content": "Fig. 5: Token Merging Visualization with \\( r = 25\\% \\). We visualize the three token merging steps for DPC-KNN [66], K-Medoids [39] and our ATCaverage on two examples from NABirds [53] with a DeiT-B backbone. The first row is the input image, and each subsequent row is the constructed clusters after the first, second, and third reduction stage. In subfigure (a) we find that there is a major difference in the final clustering of the data, where our ATC method creates separate clusters for the bird, wood pole, and background. In contrast, DPC-KNN and K-Medoids create mostly arbitrary clusters. Similarly in subfigure (b) we see that the DPC-KNN method creates very arbitrary clusters, while K-Medoids and ATC create more meaningful clusters. However, the ATC clusters still better contain the bird in the image, while the K-Medoids clusters have background patches in all clusters. We find this to be a repeating occurrence and believe this is the reason for the large improvement by ATC on NABirds at \\( r = 25\\% \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.669, + 0.788, + 0.746 + ], + "angle": 0, + "content": "mance between ATC and the prior best merging-based methods, see Figure 3. We find that at keep rates of \\(70\\%\\) and \\(90\\%\\), all three linkage functions achieve comparable results, while at lower keep rates the single linkage function drops in performance. We believe this is due to the chaining phenomenon where two distinct clusters are merged due to outliers within the clusters [15]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "However, at keep rates of \\(25\\%\\) and \\(50\\%\\) we find that both the average and complete lead to large performance improvements compared to the prior best merging methods (up to 2.5 percentage points as per Figure 3). In some cases we even find that at keep rates of \\(25\\%\\) we can improve performance significantly, such as with the DeiT-S and DeiT-B backbones on NABirds, where ATC with the average linkage function results in a 5.7 and 9.6 percentage point increase in" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.221 + ], + "angle": 0, + "content": "accuracy over the prior state-of-the-art, respectively. Through qualitative evaluation, as seen in Figure 5, we can provide intuition for why ATC outperforms prior merging-based methods. We find that DPC-KNN and K-Medoids create arbitrary clusters whereas ATC creates more meaningful clusters even at the third reduction stage with \\( r = 25\\% \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.785, + 0.298 + ], + "angle": 0, + "content": "Lastly, we find that applying ATC off-the-shelf on the DeiT backbone leads to good performance at high keep rates, matching or even outperforming the prior best performing merging methods. However, when the keep rate is lowered the performance drops dramatically, which can be rectified through fine-tuning. For full details on the off-the-shelf results, we refer to the supplementary materials." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.32, + 0.646, + 0.336 + ], + "angle": 0, + "content": "4.2 Classification with Self-Supervised Pretraining" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.345, + 0.785, + 0.466 + ], + "angle": 0, + "content": "We follow the protocol of Bolya et al. [2] and compare the performance on ImageNet-1K when applying token reduction on pretrained ViT models, specifically the MAE models trained initially with masked image modelling [21] and fine-tuned on ImageNet [13]. We consider the off-the-shelf performance using the publicly available checkpoints, as well as fine-tuning using the original fine-tuning protocol by He et al. [21]. We consider the ViT-Base, ViT-Large, and ViT-Huge models, where token reduction is applied at every block, following the constant and linear decreasing schedules proposed by Bolya et al.:" + }, + { + "type": "equation", + "bbox": [ + 0.483, + 0.48, + 0.785, + 0.496 + ], + "angle": 0, + "content": "\\[\nt ^ {l} = t \\tag {4}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.434, + 0.514, + 0.785, + 0.547 + ], + "angle": 0, + "content": "\\[\nt ^ {l} = \\left\\lfloor 2 t - \\frac {2 t l}{L - 1} \\right\\rfloor , \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.785, + 0.613 + ], + "angle": 0, + "content": "where \\( L \\) is the total number of ViT blocks, \\( t^l \\) is the number of tokens to be removed at ViT block \\( l = \\{0,1,\\dots ,L - 1\\} \\), and \\( t \\) is a hyperparameter controlling the aggressiveness of the reduction. Both schedules result in \\( tL \\) tokens being removed in total, with the linear schedule removing more tokens at early layers." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.786, + 0.841 + ], + "angle": 0, + "content": "We fine-tune the ViT block models using both schedules in the most aggressive settings considered by Bolya et al.: ViT-B with \\( t = 16 \\), ViT-L with \\( t = 8 \\), and ViT-H with \\( t = 7 \\). Note that we also fine-tune ToMe, leading to a second set of values that are a small improvement compared to the original paper. We also replicate the larger sweep over \\( t \\) values on off-the-shelf ViT models with weights from different training protocols [21, 49, 51], originally performed by Bolya et al. These are found in the supplementary materials. We find that ATC consistently outperforms ToMe across both token reduction schedules and when using off-the-shelf and fine-tuned models, see Table 1. We find that ATC drastically outperforms ToMe when using the linear token scheduler, and when using models with lower backbone capacity. This is especially observable on the ViT-Base backbone where using a linear schedule off-the-shelf leads to a 10.5 percentage point improvement when using ATC instead of ToMe. When finetuning the backbone using the same token scheduler this gap is reduced to 1.6 percentage points when fine-tuning, with ATC still outperforming ToMe. This" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.405, + 0.128 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.256 + ], + "angle": 0, + "content": "Table 1: MAE Pretrained Backbone Comparison. We compare ToMe and ATC with a self-supervised MAE backbone on ImageNet-1K. We consider three backbones: ViT-Base, ViT-Large, and ViT-Huge. Tokens are removed at each ViT block, following the constant (Eq. 4) or linear (Eq. 5) token schedules. The best performing method per column is denoted in bold. A blue background indicates that the token reduction method was applied off-the-shelf on the ViT backbone, whereas all other models have been fine-tuned. For each ATC method we write the performance improvement over ToMe in parenthesis after the model accuracy." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.268, + 0.789, + 0.43 + ], + "angle": 0, + "content": "
ScheduleViT-B (t=16)ViT-L (t=8)ViT-H (t=7)
ConstantLinearConstantLinearConstantLinear
No Reduction83.685.986.9
ToMe78.556.684.280.186.085.0
ATC \\( \\text{single} \\) (ours)79.7 (+1.2)65.8 (+9.2)84.8 (+0.6)82.5 (+2.4)86.4 (+0.4)85.6 (+0.6)
ATC \\( \\text{average} \\) (ours)80.1 (+1.6)67.1 (+10.5)84.8 (+0.6)82.6 (+2.5)86.4 (+0.4)85.6 (+0.6)
ATC \\( \\text{complete} \\) (ours)80.2 (+1.7)67.1 (+10.5)84.9 (+0.7)82.6 (+2.5)86.4 (+0.4)85.8 (+0.8)
ToMe81.978.685.183.886.486.1
ATC \\( \\text{single} \\) (ours)82.2 (+0.3)80.0 (+1.4)85.3 (+0.2)84.5 (+0.7)86.6 (+0.2)86.3 (+0.2)
ATC \\( \\text{average} \\) (ours)82.3 (+0.4)80.2 (+1.6)85.3 (+0.2)84.5 (+0.7)86.7 (+0.3)86.3 (+0.2)
ATC \\( \\text{complete} \\) (ours)82.5 (+0.6)80.1 (+1.5)85.4 (+0.3)84.3 (+0.5)86.7 (+0.3)86.4 (+0.3)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.457, + 0.788, + 0.504 + ], + "angle": 0, + "content": "illustrates the clear general benefit of using ATC for adapting already trained ViT backbones, even when using the more aggressive linear token scheduler and without applying any fine-tuning." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.527, + 0.577, + 0.543 + ], + "angle": 0, + "content": "4.3 Image Synthesis with Stable Diffusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.659 + ], + "angle": 0, + "content": "Bolya & Hoffman [3] demonstrated how a modified ToMe algorithm can be incorporated into an image generation model, specifically Stable Diffusion [48], without any fine-tuning, resulting in improved quality of the generated images as well as generation speed. We follow the experimental setup of Bolya & Hoffman, inserting the token reduction method only over the self-attention block. We generate two images with a resolution of \\(512 \\times 512\\) pixels for each class in the ImageNet-1K dataset, following the exact setting from Bolya & Hoffman [3]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.788, + 0.765 + ], + "angle": 0, + "content": "We implement the setup using the HuggingFace Diffusers framework [44], use the STABLE-DIFFUSION-V1-5 model, and use the exact same seed for each model. We investigate the effect when using keep rates of \\( r \\in \\{40, 50, 60, 70, 80, 90\\} \\%\\). In order to evaluate the quality of the generated images, we measure the Fréchet Inception Distance (FID) score [24] between the generated images and a reference dataset consisting of 5000 images, created by taking the first five validation images per ImageNet-1K class." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "We compare the FID scores of the ToMe and ATC models in Table 2. The ToMe results are computed using the same setup as the ATC models, and therefore differ from the original paper. Even though our generated images lead to a generally higher (thus worse) FID for ToMe, we find that the general trends" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.214 + ], + "angle": 0, + "content": "Table 2: Stable Diffusion FID Comparison. We apply ToMe and ATC over the self-attention blocks to an off-the-shelf (i.e. frozen) Stable Diffusion model, denoted with a blue background. We compare the FID score across different keep rates (Note that a lower FID score is better). The best FID score per column is denoted in bold, and the best per row is underlined." + }, + { + "type": "table", + "bbox": [ + 0.281, + 0.227, + 0.723, + 0.314 + ], + "angle": 0, + "content": "
r (%)100908070605040
ToMe33.8033.7733.6133.5933.5733.6333.67
ATCsingle(ours)33.8033.6333.4833.5333.4334.0136.95
ATCaverage(ours)33.8033.5133.4533.3333.4033.3633.22
ATCcomplete(ours)33.8033.6733.7133.7033.7433.5633.65
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.332, + 0.788, + 0.415 + ], + "angle": 0, + "content": "Table 3: Object Detection & Segmentation Results. We compare the performance of ATC and ToMe on the dense object detection & segmentation task using the COCO 2017 dataset, following Liu et al. [36]. The ViT-Adapter method is used, with DeiT-T and DeiT-S backbones. The best performing method per column is denoted in bold. A blue background indicates that ATC and ToMe were applied off-the-shelf on the frozen ViT-Adapter backbone, whereas all other models have been fine-tuned." + }, + { + "type": "table_caption", + "bbox": [ + 0.265, + 0.44, + 0.457, + 0.452 + ], + "angle": 0, + "content": "(a) ViT-Adapter-T Backbone" + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.463, + 0.5, + 0.596 + ], + "angle": 0, + "content": "
ViT-Adapter-TmAPboxmAPmask
45.840.9
r (%)2550709025507090
ToMe-39.945.345.8-36.240.540.8
ATCsingle (ours)13.938.544.845.712.634.639.940.8
ATCaverage (ours)33.843.745.545.831.539.240.740.8
ATCcomplete (ours)34.943.945.645.832.339.340.640.8
ToMe-43.745.746.0-39.340.941.0
ATCsingle (ours)36.943.545.545.933.639.140.740.9
ATCaverage (ours)42.445.245.845.938.540.540.841.1
ATCcomplete (ours)42.645.345.946.038.740.541.041.1
" + }, + { + "type": "table_caption", + "bbox": [ + 0.551, + 0.44, + 0.742, + 0.452 + ], + "angle": 0, + "content": "(b) ViT-Adapter-S Backbone" + }, + { + "type": "table", + "bbox": [ + 0.503, + 0.463, + 0.788, + 0.595 + ], + "angle": 0, + "content": "
ViT-Adapter-S\\( \\mathrm{mAP}^{\\text{box}} \\)\\( \\mathrm{mAP}^{\\text{mask}} \\)
48.542.8
r (%)2550709025507090
ToMe-42.447.848.4-38.242.342.7
ATC \\( {}^{\\text{single}} \\)(ours)16.941.947.448.414.436.841.842.7
ATC \\( {}^{\\text{average}} \\)(ours)37.246.548.048.433.741.242.442.7
ATC \\( {}^{\\text{complete}} \\)(ours)38.346.648.048.434.741.342.442.7
ToMe-46.448.248.3-41.442.642.7
ATC \\( {}^{\\text{single}} \\)(ours)40.346.447.948.336.241.142.342.6
ATC \\( {}^{\\text{average}} \\)(ours)45.147.848.348.540.242.442.642.9
ATC \\( {}^{\\text{complete}} \\)(ours)45.347.848.248.640.542.342.642.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.841 + ], + "angle": 0, + "content": "observed in the original paper still hold. We find that across all linkage functions the ATC model outperforms or matches the ToMe model. While ToMe achieves a minimum FID of 33.57, this is outperformed by both the single and average linkage functions with FID scores of 33.43 and 33.22, respectively. The complete linkage function in general performs worse than both the single and average linkage functions, but we also find that the results with single linkage diverges when \\( r \\leq 50\\% \\). We observe that the average linkage function leads to better results as the keep rate is reduced, achieving the best performance when \\( r = 40\\% \\), whereas the other methods peak at \\( r = 50\\% \\) and \\( r = 60\\% \\). By looking at the generated images, see Figure 6, we find that the average linkage function manages to keep a lot more of the distinctive patterns and contextual background. In comparison, the single linkage function loses the head pattern, and all methods except ATCaverage convert the tree branch to a tree pole resulting in a change in pose of the generated magpie." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.405, + 0.127 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.187, + 0.785, + 0.641 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.652, + 0.788, + 0.793 + ], + "angle": 0, + "content": "Fig. 6: Image Synthesis Visualization. We visualize image synthesis results for the \"magpie\" ImageNet class. The first row is the standard Stable Diffusion result, with each subsequent row having token merging applied with \\( r \\in \\{80, 60, 40\\} \\% \\). Examples for all considered keep rates and more classes can be found in the supplementary materials. We find that as the keep rate is lowered the ATC\\(^{\\text{single}}\\) method drastically changes the image, specifically the head and patterns of the magpie, as well as having a more monochrome background. We see that even at \\( r = 40\\% \\) ATC\\(^{\\text{average}}\\) manages to keep most of the details such as the branch the magpie is sitting on, whereas ToMe and ATC\\(^{\\text{complete}}\\) keep the general patterns but switches from a branch to a wooden pole (highlighted with a red arrow), leading to a change in pose of the generated magpie." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.557, + 0.162 + ], + "angle": 0, + "content": "4.4 Object Detection and Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.17, + 0.788, + 0.429 + ], + "angle": 0, + "content": "Liu et al. [36] conducted a systematic comparison of several token pruning methods for object detection and segmentation on the COCO 2017 dataset [34]. The Mask-RCNN model [22] is used for predicting bounding boxes and segmentation masks with a ViT-Adapter backbone model [10], building upon an ImageNet pretrained DeiT model [52]. Instead of the typical windowed self-attention used in ViT-Adapter, Liu et al. use global self-attention and train using the original ViT-Adapter settings for 36 epochs. Tokens are reduced at the 4th, 7th, and 10th ViT block, and a DeiT-Tiny and DeiT-Small backbone are used. When applying the token reduction method, the ViT-Adapter-Tiny and ViT-Adapter-Small models are fine-tuned for 6 and 4 epochs, respectively, using the MMDetection framework [6] and following the training protocol of Liu et al. Unlike the original protocol by Liu et al. which only considered a keep rate of \\( r = 70\\% \\), we extend the considered keep rates to \\( r \\in \\{25, 50, 70, 90\\} \\%\\), similar to the protocol used by Haurum et al. [18]. We evaluate both ToMe and ATC in the off-the-shelf and fine-tuned scenarios. As the Injector and Extractor modules in the ViT-Adapter expect the original number of tokens, we back-project through the clustering when relevant, leading to the original number of patches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.788, + 0.562 + ], + "angle": 0, + "content": "As is apparent in Table 3, we find that both ToMe and ATC are very strong token reduction methods for detection and segmentation. When applying ToMe and ATC off-the-shelf (i.e. without fine-tuning the ViT-Adapter backbone) with keep rates \\( r \\in \\{70,90\\} \\% \\), both methods can match the detection and segmentation performance of the baseline ViT-Adapter backbones. When the keep rate is lowered to \\( r = 50\\% \\) we find that our ATC method with the average and complete linkage function outperforms ToMe by 4 percentage points in detection mAP and 3 percentage points in segmentation mAP." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.564, + 0.788, + 0.714 + ], + "angle": 0, + "content": "When fine-tuning the Tiny and Small backbones we see major improvements at keep rates of \\(25\\%\\) and \\(50\\%\\), such as a 26 and 22 percentage points improvement in bounding box mAP for ATC\\(^{\\text{single}}\\) with the Tiny and Small backbones and \\(r = 25\\%\\), respectively. In comparison, fine-tuning has less of an effect on ATC\\(^{\\text{average}}\\) and ATC\\(^{\\text{complete}}\\) as the off-the-shelf performance is already high. We also observe that after fine-tuning, our ATC method still outperforms ToMe, though with a smaller margin, and in several cases outperforms the baseline ViT-Adapter performance. Lastly, we see that by fine-tuning, we can get comparable performance to the baseline method at keep rates of \\(50\\%\\), whereas ToMe is several percentage points worse than the baseline ViT-Adapter." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.735, + 0.355, + 0.751 + ], + "angle": 0, + "content": "5 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Through our experiments we have demonstrated how our proposed ATC method consistently outperforms prior merging-based token reduction methods across a diverse set of tasks. This includes the prior best merging-based method ToMe, which we confidently outperform across all considered tasks. While our analysis have been focused on comparing ATC with prior merging-based approaches," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.405, + 0.128 + ], + "angle": 0, + "content": "J. B. Haurum et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "we also find that ATC outperforms pruning-based methods on the image classification task (Following the setup from Sec. 4.1) and object detection and segmentation, where ATC outperforms the prior state-of-the-art pruning-based SViT method from Liu et al. [36]. Detailed experimental results including the pruning-based methods are available in the supplementary materials, and establish that our ATC method is the current best token reduction method." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.258, + 0.364, + 0.274 + ], + "angle": 0, + "content": "6 Limitations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.288, + 0.789, + 0.501 + ], + "angle": 0, + "content": "We show that ATC is a very adaptable method, achieving state-of-the-art performance across the different classification, image synthesis, and object detection & segmentation tasks considered. However, ATC is not without its limitations. Firstly, ATC requires the selection of a linkage function, adding an extra hyperparameter. While there is not a specific linkage function that is the best at all tasks, we find that the average or complete linkage functions are good general choices, whereas the single linkage function often underperforms when working with more aggressive keep rates, matching prior linkage function recommendations [15]. Secondly, we find that the inference throughput of the current implementation of ATC is hampered by the available implementations of the agglomerative clustering functions, which are all non-batched and often CPU-bounded. This is discussed and analyzed at lengths in the supplementary materials. However, there are also clear indications that these limitations can be lifted if the current frameworks are slightly modified." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.52, + 0.36, + 0.536 + ], + "angle": 0, + "content": "7 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.548, + 0.789, + 0.732 + ], + "angle": 0, + "content": "In this work, we introduce Agglomerative Token Clustering (ATC), a novel hard-merging token reduction approach grounded in the principles of classical bottom-up hierarchical clustering. ATC distinguishes itself by efficiently merging redundant observations early on, thus preserving the semantic richness of more diverse observations. We evaluate our method across the most diverse sets of tasks considered in the literature, covering both classification, synthesis, detection, and segmentation tasks. In image classification, image synthesis, and object detection & segmentation, ATC sets a new state-of-the-art, highlighting its significant contribution to the field. We also demonstrate that ATC can achieve comparable performance to the prior state-of-the-art without any fine-tuning, i.e. when applied off-the-shelf. We are optimistic that ATC will inspire subsequent advancements, leveraging classical clustering methods to enhance modern neural architectures." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.751, + 0.405, + 0.768 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.84 + ], + "angle": 0, + "content": "This work was supported by the Pioneer Centre for AI (DNRF grant number P1), partially supported by the Spanish project PID2022-136436NB-I00 and by ICREA under the ICREA Academia programme, and the Canada CIFAR AI Chairs." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.516, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Agglomerative Token Clustering" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.173, + 0.786, + 0.227 + ], + "angle": 0, + "content": "1. 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Taylor3, and Thomas B. Moeslund1 + +1 Visual Analysis and Perception (VAP) Laboratory, Aalborg University & Pioneer Centre for AI, Denmark + +2 Universitat de Barcelona & Computer Vision Center, Spain + +3 University of Guelph & Vector Institute for AI, Canada {joha, tbm}@create.aau.dk, sescalera@ub.edu, gwtaylor@uoguelph.ca. https://vap.aau.dk/atc/ + +Abstract. We present Agglomerative Token Clustering (ATC), a novel token merging method that consistently outperforms previous token merging and pruning methods across image classification, image synthesis, and object detection & segmentation tasks. ATC merges clusters through bottom-up hierarchical clustering, without the introduction of extra learnable parameters. We find that ATC achieves state-of-the-art performance across all tasks, and can even perform on par with prior state-of-the-art when applied off-the-shelf, i.e. without fine-tuning. ATC is particularly effective when applied with low keep rates, where only a small fraction of tokens are kept and retaining task performance is especially difficult. + +# 1 Introduction + +Since their introduction in 2020, Vision Transformers (ViTs) [14] have been utilized for a wide variety of computer vision tasks such as image classification, synthesis, segmentation and more with great success [10, 30, 48]. Unlike Convolutional Neural Networks (CNNs), which require a structured representation throughout the network, ViTs can process variable length input sequences, even allowing for the sequences to be modified throughout the network. This gives ViTs stronger expressive powers than CNNs [45], but comes at a computational cost due to the quadratic scaling of the self-attention computation. Therefore, there has been increasing research interest in making ViTs more efficient while retaining their task performance. Token reduction has shown to be a promising subfield which directly decreases model complexity by reducing the input sequence through pruning or merging [18], thereby decreasing the computation cost of the self-attention operation. Haurum et al. [18] conducted an in-depth study of 13 different methods, and found that the baseline Top-K pruning-based method, and its extension EViT [32], outperformed the vast majority of more complex methods on four image classification tasks. However, token pruning has the disadvantage that it typically requires the backbone to be fine-tuned in order to maintain good performance even at high keep rates, which by design leads to information loss as tokens are removed, and performs poorly on image synthesis + +![](images/c7983dc925501d927c5cc1242ed67812ad81488a2cd1230bb9dc43896da11d4c.jpg) +Fig.1: Illustration of the Agglomerative Clustering Method. Prior hard merging-based methodologies have focused on using either partition-based approaches (e.g. DPC-KNN [66] or K-Medoids [39]) or graph-based (i.e. ToMe). All of these methods globally cluster the input tokens through the use of cluster centers. In contrast, our Agglomerative Token Clustering (ATC) method builds clusters locally, i.e. by iteratively combining the most similar tokens, until the desired amount of tokens remain. A step of this process is shown here, where a graph of nodes (in this case, tokens) are connected with edges based on their similarity. The most similar pair of nodes are combined, and the edges are updated using linkage function $D$ , in this case $D^{\mathrm{complete}}$ (Eq. 2). + +tasks [2, 3]. Motivated by these observations, we focus on merging-based token reduction methods as they show the most versatility. + +We present a novel merging-based token reduction method, Agglomerative Token Clustering (ATC), which outperforms all prior merging-based and pruning-based token reduction methods on both classification tasks and dense computer vision tasks such as image synthesis and object detection & segmentation, and achieve comparable performance without any fine-tuning, i.e. off-the-shelf. This is the most diverse set of experiments considered within token reduction, where previous methods have been evaluated just on classification [2, 18, 32], image synthesis [3], or detection and segmentation [36]. Through this suite of diverse tasks we demonstrate the efficacy of the proposed ATC method. + +ATC is motivated by the observation that prior merging-based methods such as K-Medoids [39], DPC-KNN [66], and ToMe [2] all perform merging globally, which may lead to redundant clusters. Our hypothesis is that hierarchically merging similar, and thus redundant, observations results in more informative groupings. A natural and robust methodology for including this notion into token reduction is via agglomerative clustering [15], where tokens are iteratively clustered in a bottom-up hierarchical way, see Figure 1. + +Our contributions are the following: + +- We propose Agglomerative Token Clustering (ATC), a novel parameter-free hierarchical merging-based token reduction method. +- Using ATC we achieve state-of-the-art performance on image classification, image synthesis, and object detection & segmentation tasks, outperforming all other token reduction methods, including both merging-based and pruning-based token reduction methods. +- We show ATC can reach comparable performance to the prior fine-tuned state-of-the-art in image classification and object detection & segmentation when applied off-the-shelf, i.e. without any fine-tuning. + +# 2 Related Work + +Efficient Transformers. As ViTs have become widely adapted by the computer vision community, there have been several attempts at making ViTs more efficient. These attempts range from model pruning [5, 8, 9, 40, 50, 64], quantization [31, 35], structured downsampling [17, 23, 37, 43], sparsification of the attention module [4, 58], part selection modules [20, 25, 26, 54, 55], and dynamically adjusting the size of input patches [1, 7, 12, 33, 56, 57, 65, 67]. Lastly, the field of token reduction has emerged, which is the topic of this paper. + +Token Reduction. The goal of token reduction is to sparsify the sequence of patches, also referred to as tokens, processed by the ViT. This has been achieved through either token pruning or token merging [18]. Token pruning focuses on removing tokens either through keeping the tokens with the highest attention from the class (CLS) token [16, 18, 32, 38, 59, 60, 62], introducing a gating mechanism based on the Gumbel-Softmax trick [27,28,36,46,59], sampling based approaches [16, 63] modifying the training loop [8, 29] or reinforcement learning [42]. + +Token merging, on the other hand, combines tokens instead of explicitly pruning them. This can be done either through hard or soft merging of tokens. Hard merging includes techniques such as the partition-based K-Medoids [18,39] and DPC-KNN [66], as well as the bipartite graph-based approach Token Merging (ToMe) [2,3]. Hard merging-based approaches are characterized by having the tokens assigned to clusters in a mutually exclusive manner. In contrast, soft merging techniques let tokens be assigned to multiple clusters resulting in cluster centers being a convex combination of tokens. This combination is either based on similarity between the spatial tokens [39], or the similarity between the spatial tokens and a set of explicit queries which are optimized [19,47,61,68]. + +The token reduction field has been moving at an immense speed, resulting in little to no comparisons between methods. This was rectified by Haurum et al. [18], who compared 13 different token reduction methods over four image classification datasets. The study provided insights into the token reduction process through extensive experiments, showing that the Top-K and EViT pruning-based methods consistently outperformed all other token reduction methods on the considered classification datasets. However, Bolya and Hoffmann found that + +merging-based methods outperform pruning-based methods for image synthesis [3], while Bolya et al. showed that the merging-based ToMe [2] can perform well on several classification tasks without any fine-tuning. + +Despite its impressive performance, a core component of ToMe is the bipartite matching algorithm, where tokens are split into two exclusive sets between which a bipartite graph is created. This inherently limits which tokens can be merged as there is no within-set comparison and limits the keep rate, $r$ , such that it must be 50% or higher. Therefore, we make a single, but important, modification to the ToMe method, replacing the bipartite matching algorithm with the classical agglomerative clustering method [15]. + +# 3 Agglomerative Token Clustering + +Similar to previous token merging methods, the objective of ATC is to merge redundant tokens, while preserving or enhancing the performance of the ViT model. We insert the token merging operation between the self-attention and Multi Layer Perceptron (MLP) modules in a ViT block. This is consistent with prior merging-based methods, such as ToMe [2]. + +We believe the agglomerative clustering algorithm is a more appropriate choice as it builds the clusters in a bottom-up manner, such that redundant features are clustered early on, while more diverse features are kept unmodified for as long as possible. Prior partition-based (e.g. DPC-KNN and K-Medoids) and graph-based (i.e. ToMe) merging methods are limited by having to create clusters globally, necessitating the selection of cluster centers which may be redundant. In contrast, ATC creates clusters in a sequential manner, resulting in a local merging approach which leads to the most redundant feature to be clustered at any step in the process. We revisit the ToMe method in Section 3.1 and agglomerative clustering in Section 3.2. + +# 3.1 Token Merging + +ToMe was designed for seamless integration into ViTs, allowing for minimal performance loss without necessitating fine-tuning. Its key feature is a fast bipartite merging operation, placed between the self-attention and MLP modules in the ViT block. A bipartite graph is then constructed by setting the edge between nodes in token subsets $A$ and $B$ equal to their similarity, where the $t$ highest valued edges are kept while allowing only a single edge for each node in subset $A$ . Bolya et al. investigated how to construct $A$ and $B$ , and found the best performance was achieved by assigning tokens in an alternating manner. This inherently limits which tokens can be merged, which can lead to redundant clusters as spatially co-located patches contain semantically similar information. + +# 3.2 Agglomerative Clustering + +Agglomerative Clustering is a classical method for bottom-up hierarchical clustering, where each element is initially its own cluster [15]. The elements are com + +binned by iteratively comparing the clusters according to some linkage function with distance metric $D(\cdot)$ , combining the two closest clusters in each iteration. This is repeated until a certain stopping criteria is met, such as the number of desired clusters, leading to a static reduction method, or a minimum distance between clusters, leading to a dynamic reduction method. This is illustrated in Figure 1. In this paper we consider the static reduction scenario. Similar to Bolya et al., we use the cosine distance as our distance metric $D(\cdot)$ and the keys from the self-attention module as token features. The choice of linkage function can have a large impact on how the elements are clustered. We consider the three most common ones: single (Eq. 1), complete (Eq. 2), and average (Eq. 3) [41]. + +$$ +D (I, J) ^ {\text {s i n g l e}} = \min _ {i \in I, j \in J} D (i, j) \tag {1} +$$ + +$$ +D (I, J) ^ {\text {c o m p l e t e}} = \max _ {i \in I, j \in J} D (i, j) \tag {2} +$$ + +$$ +D (I, J) ^ {\text {a v e r a g e}} = \frac {1}{| I | | J |} \sum_ {i \in I} \sum_ {j \in J} D (i, j) \tag {3} +$$ + +where $I$ and $J$ are clusters with elements $i \in I$ and $j \in J$ . + +After the stopping criteria has been reached we average the tokens in each cluster to get an updated cluster representation. However, as tokens are merged they represent more than one input patch. In order to advantage tokens that capture a larger spatial extent, we use the weighted average for the cluster representation and proportional attention in the self-attention module as proposed by Bolya et al. + +# 4 Experiments + +To evaluate the versatility and applicability of ATC, we conduct assessments across a diverse set of tasks (image classification, image synthesis, and object detection & segmentation) and datasets. + +For the image classification task we follow the experimental protocol of Haurum et al. [18], evaluating multi-class and multi-label classification performance across four classification datasets using three DeiT models and token reduction performed at three discrete stages. We also follow the MAE experiments of Bolya et al. [2], evaluating on the ImageNet-1K dataset with token reduction at all stages following a constant and linearly decreasing schedule. For the image synthesis task, we follow the proposed protocol of Bolya & Hoffman [3], incorporating the token reduction method into the Stable Diffusion image generation model [48]. Lastly, for the object detection and segmentation task we follow the experimental protocol of Liu et al. [36], evaluating on the COCO2017 dataset [34]. Two versions of the ViT-Adapter model are used with the token reduction method incorporated at three discrete stages. + +![](images/0e8816f1b8bc9e4a765bc1746f07e9c16dd6c5c0b81403a547caf823a69bd2f2.jpg) +Fig.2: Average Token Reduction Rank (Lower is better). We compare our proposed ATC method with the hard-merging based token reduction methods investigated by Haurum et al. [18]. We average across four keep rates, three model capacities, and four datasets, and plot with $\pm 1$ standard deviation similar to Haurum et al. We test three versions of ATC, varying the linkage function, and find that the three variants all outperform the prior merging-based methods. + +![](images/edc961a83bf8d3ef3f4bbc6213529ed3cf0f4cc1b7817478fed5d362290c2fd8.jpg) +Fig.3: Percentage Point Difference per Keep Rate. We compute the average difference between our proposed ATC method and the best prior merging-based methods investigated by Haurum et al. [18] for each keep rate, measured in percentage points. We average across the three model capacities and four datasets. We find that for high keep rates $r = \{70,90\} \%$ ATC is comparable to the prior best merging method, while for $r = \{25,50\} \%$ our proposed ATC method leads to significant performance gains. + +All experiments are conducted using ATC with the single, complete, and average linkage functions, respectively. The different linkage functions are indicated using a superscript, such as ATC $^{\text{single}}$ for the single linkage function. For the image classification and object detection & segmentation tasks we report both off-the-shelf results, where ATC is inserted into the pre-trained model and evaluated without any fine-tuning, and results after fine-tuning. For the image synthesis task we report off-the-shelf results, similarly to Bolya & Hoffman [3].4 + +# 4.1 Cross-Dataset Classification Performance + +Following the experimental protocol proposed by Haurum et al. [18], we evaluate the performance of ATC across four classification datasets covering multi-class and multi-label classification: ImageNet-1K [13], NABirds, [53] COCO 2014 [34], and NUS-WIDE [11] datasets. ImageNet-1K and NABirds are evaluated with the accuracy metric, while COCO and NUS-WIDE are evaluated with the mean Average Precision (mAP) metric. Token reduction is applied at the 4th, 7th, and 10th ViT block, where at each stage only $r \in \{25, 50, 70, 90\} \%$ of the available tokens are kept. The backbone model is a DeiT [52] model trained without distillation, across three model capacities: DeiT-Tiny, DeiT-Small, and DeiT-Base. + +![](images/bd5b8b117339adb4e26f979242886ebe1ee7872a3fc8a62263f149d4a93f8a0e.jpg) + +![](images/1a50c005fb8b8cbbe5d5aee131fee332f122660db835682cc91bea0e6ba46fb0.jpg) +Fig. 4: Hard Token Merging Method Comparison with the DeiT Backbone. We compare the hard-merging token reduction methods considered by Haurum et al. [18] with the proposed ATC method. All methods have been fine-tuned. Model performance is measured across keep rates, $r$ , denoted in percentage of tokens kept at each reduction stage, and with the DeiT-\{Tiny, Small, Base\} models. Comparison with all 13 token reduction methods considered by Haurum et al. can be found in the supplementary materials. ImageNet and NABirds performance is measured with top-1 accuracy, whereas COCO and NUS-WIDE is measured with mAP. The baseline DeiT performance is noted with a dashed black line. Note that ToMe is limited to $r \geq 50\%$ and that ATCaverage and ATCcomplete often overlap. + +The models are denoted DeiT-T, DeiT-S, and DeiT-B, respectively. We consider both the off-the-shelf scenario, where ATC is inserted into the pre-trained DeiT models with no further training, as well as the fine-tuning scenario, where the model is fine-tuned for 30 epochs [18]. We conduct a hyperparameter sweep following the setup used by Haurum et al. [18]. The final hyperparameters can be found in the supplementary materials. + +We find that across all three backbone capacities, the fine-tuned ATC methods consistently outperform or match the performance of the previously proposed merging-based methods using all three proposed linkage functions, see Figure 2 and Figure 4 for details. We also investigate the average improvement in perfor + +![](images/be2d1beb8c785ec814c8057a7a890a9e46660681ac7d1b3e447e690e9d6873bc.jpg) +(a) +Fig. 5: Token Merging Visualization with $r = 25\%$ . We visualize the three token merging steps for DPC-KNN [66], K-Medoids [39] and our ATCaverage on two examples from NABirds [53] with a DeiT-B backbone. The first row is the input image, and each subsequent row is the constructed clusters after the first, second, and third reduction stage. In subfigure (a) we find that there is a major difference in the final clustering of the data, where our ATC method creates separate clusters for the bird, wood pole, and background. In contrast, DPC-KNN and K-Medoids create mostly arbitrary clusters. Similarly in subfigure (b) we see that the DPC-KNN method creates very arbitrary clusters, while K-Medoids and ATC create more meaningful clusters. However, the ATC clusters still better contain the bird in the image, while the K-Medoids clusters have background patches in all clusters. We find this to be a repeating occurrence and believe this is the reason for the large improvement by ATC on NABirds at $r = 25\%$ . + +![](images/c435dc7ab9785acb013b6e6f3b80c3b94e7dbcb6ce5477d267839a5e0fa0095c.jpg) +(b) + +mance between ATC and the prior best merging-based methods, see Figure 3. We find that at keep rates of $70\%$ and $90\%$ , all three linkage functions achieve comparable results, while at lower keep rates the single linkage function drops in performance. We believe this is due to the chaining phenomenon where two distinct clusters are merged due to outliers within the clusters [15]. + +However, at keep rates of $25\%$ and $50\%$ we find that both the average and complete lead to large performance improvements compared to the prior best merging methods (up to 2.5 percentage points as per Figure 3). In some cases we even find that at keep rates of $25\%$ we can improve performance significantly, such as with the DeiT-S and DeiT-B backbones on NABirds, where ATC with the average linkage function results in a 5.7 and 9.6 percentage point increase in + +accuracy over the prior state-of-the-art, respectively. Through qualitative evaluation, as seen in Figure 5, we can provide intuition for why ATC outperforms prior merging-based methods. We find that DPC-KNN and K-Medoids create arbitrary clusters whereas ATC creates more meaningful clusters even at the third reduction stage with $r = 25\%$ . + +Lastly, we find that applying ATC off-the-shelf on the DeiT backbone leads to good performance at high keep rates, matching or even outperforming the prior best performing merging methods. However, when the keep rate is lowered the performance drops dramatically, which can be rectified through fine-tuning. For full details on the off-the-shelf results, we refer to the supplementary materials. + +# 4.2 Classification with Self-Supervised Pretraining + +We follow the protocol of Bolya et al. [2] and compare the performance on ImageNet-1K when applying token reduction on pretrained ViT models, specifically the MAE models trained initially with masked image modelling [21] and fine-tuned on ImageNet [13]. We consider the off-the-shelf performance using the publicly available checkpoints, as well as fine-tuning using the original fine-tuning protocol by He et al. [21]. We consider the ViT-Base, ViT-Large, and ViT-Huge models, where token reduction is applied at every block, following the constant and linear decreasing schedules proposed by Bolya et al.: + +$$ +t ^ {l} = t \tag {4} +$$ + +$$ +t ^ {l} = \left\lfloor 2 t - \frac {2 t l}{L - 1} \right\rfloor , \tag {5} +$$ + +where $L$ is the total number of ViT blocks, $t^l$ is the number of tokens to be removed at ViT block $l = \{0,1,\dots ,L - 1\}$ , and $t$ is a hyperparameter controlling the aggressiveness of the reduction. Both schedules result in $tL$ tokens being removed in total, with the linear schedule removing more tokens at early layers. + +We fine-tune the ViT block models using both schedules in the most aggressive settings considered by Bolya et al.: ViT-B with $t = 16$ , ViT-L with $t = 8$ , and ViT-H with $t = 7$ . Note that we also fine-tune ToMe, leading to a second set of values that are a small improvement compared to the original paper. We also replicate the larger sweep over $t$ values on off-the-shelf ViT models with weights from different training protocols [21, 49, 51], originally performed by Bolya et al. These are found in the supplementary materials. We find that ATC consistently outperforms ToMe across both token reduction schedules and when using off-the-shelf and fine-tuned models, see Table 1. We find that ATC drastically outperforms ToMe when using the linear token scheduler, and when using models with lower backbone capacity. This is especially observable on the ViT-Base backbone where using a linear schedule off-the-shelf leads to a 10.5 percentage point improvement when using ATC instead of ToMe. When finetuning the backbone using the same token scheduler this gap is reduced to 1.6 percentage points when fine-tuning, with ATC still outperforming ToMe. This + +Table 1: MAE Pretrained Backbone Comparison. We compare ToMe and ATC with a self-supervised MAE backbone on ImageNet-1K. We consider three backbones: ViT-Base, ViT-Large, and ViT-Huge. Tokens are removed at each ViT block, following the constant (Eq. 4) or linear (Eq. 5) token schedules. The best performing method per column is denoted in bold. A blue background indicates that the token reduction method was applied off-the-shelf on the ViT backbone, whereas all other models have been fine-tuned. For each ATC method we write the performance improvement over ToMe in parenthesis after the model accuracy. + +
ScheduleViT-B (t=16)ViT-L (t=8)ViT-H (t=7)
ConstantLinearConstantLinearConstantLinear
No Reduction83.685.986.9
ToMe78.556.684.280.186.085.0
ATC \( \text{single} \) (ours)79.7 (+1.2)65.8 (+9.2)84.8 (+0.6)82.5 (+2.4)86.4 (+0.4)85.6 (+0.6)
ATC \( \text{average} \) (ours)80.1 (+1.6)67.1 (+10.5)84.8 (+0.6)82.6 (+2.5)86.4 (+0.4)85.6 (+0.6)
ATC \( \text{complete} \) (ours)80.2 (+1.7)67.1 (+10.5)84.9 (+0.7)82.6 (+2.5)86.4 (+0.4)85.8 (+0.8)
ToMe81.978.685.183.886.486.1
ATC \( \text{single} \) (ours)82.2 (+0.3)80.0 (+1.4)85.3 (+0.2)84.5 (+0.7)86.6 (+0.2)86.3 (+0.2)
ATC \( \text{average} \) (ours)82.3 (+0.4)80.2 (+1.6)85.3 (+0.2)84.5 (+0.7)86.7 (+0.3)86.3 (+0.2)
ATC \( \text{complete} \) (ours)82.5 (+0.6)80.1 (+1.5)85.4 (+0.3)84.3 (+0.5)86.7 (+0.3)86.4 (+0.3)
+ +illustrates the clear general benefit of using ATC for adapting already trained ViT backbones, even when using the more aggressive linear token scheduler and without applying any fine-tuning. + +# 4.3 Image Synthesis with Stable Diffusion + +Bolya & Hoffman [3] demonstrated how a modified ToMe algorithm can be incorporated into an image generation model, specifically Stable Diffusion [48], without any fine-tuning, resulting in improved quality of the generated images as well as generation speed. We follow the experimental setup of Bolya & Hoffman, inserting the token reduction method only over the self-attention block. We generate two images with a resolution of $512 \times 512$ pixels for each class in the ImageNet-1K dataset, following the exact setting from Bolya & Hoffman [3]. + +We implement the setup using the HuggingFace Diffusers framework [44], use the STABLE-DIFFUSION-V1-5 model, and use the exact same seed for each model. We investigate the effect when using keep rates of $r \in \{40, 50, 60, 70, 80, 90\} \%$ . In order to evaluate the quality of the generated images, we measure the Fréchet Inception Distance (FID) score [24] between the generated images and a reference dataset consisting of 5000 images, created by taking the first five validation images per ImageNet-1K class. + +We compare the FID scores of the ToMe and ATC models in Table 2. The ToMe results are computed using the same setup as the ATC models, and therefore differ from the original paper. Even though our generated images lead to a generally higher (thus worse) FID for ToMe, we find that the general trends + +Table 2: Stable Diffusion FID Comparison. We apply ToMe and ATC over the self-attention blocks to an off-the-shelf (i.e. frozen) Stable Diffusion model, denoted with a blue background. We compare the FID score across different keep rates (Note that a lower FID score is better). The best FID score per column is denoted in bold, and the best per row is underlined. + +
r (%)100908070605040
ToMe33.8033.7733.6133.5933.5733.6333.67
ATCsingle(ours)33.8033.6333.4833.5333.4334.0136.95
ATCaverage(ours)33.8033.5133.4533.3333.4033.3633.22
ATCcomplete(ours)33.8033.6733.7133.7033.7433.5633.65
+ +Table 3: Object Detection & Segmentation Results. We compare the performance of ATC and ToMe on the dense object detection & segmentation task using the COCO 2017 dataset, following Liu et al. [36]. The ViT-Adapter method is used, with DeiT-T and DeiT-S backbones. The best performing method per column is denoted in bold. A blue background indicates that ATC and ToMe were applied off-the-shelf on the frozen ViT-Adapter backbone, whereas all other models have been fine-tuned. +(a) ViT-Adapter-T Backbone + +
ViT-Adapter-TmAPboxmAPmask
45.840.9
r (%)2550709025507090
ToMe-39.945.345.8-36.240.540.8
ATCsingle (ours)13.938.544.845.712.634.639.940.8
ATCaverage (ours)33.843.745.545.831.539.240.740.8
ATCcomplete (ours)34.943.945.645.832.339.340.640.8
ToMe-43.745.746.0-39.340.941.0
ATCsingle (ours)36.943.545.545.933.639.140.740.9
ATCaverage (ours)42.445.245.845.938.540.540.841.1
ATCcomplete (ours)42.645.345.946.038.740.541.041.1
+ +(b) ViT-Adapter-S Backbone + +
ViT-Adapter-S\( \mathrm{mAP}^{\text{box}} \)\( \mathrm{mAP}^{\text{mask}} \)
48.542.8
r (%)2550709025507090
ToMe-42.447.848.4-38.242.342.7
ATC \( {}^{\text{single}} \)(ours)16.941.947.448.414.436.841.842.7
ATC \( {}^{\text{average}} \)(ours)37.246.548.048.433.741.242.442.7
ATC \( {}^{\text{complete}} \)(ours)38.346.648.048.434.741.342.442.7
ToMe-46.448.248.3-41.442.642.7
ATC \( {}^{\text{single}} \)(ours)40.346.447.948.336.241.142.342.6
ATC \( {}^{\text{average}} \)(ours)45.147.848.348.540.242.442.642.9
ATC \( {}^{\text{complete}} \)(ours)45.347.848.248.640.542.342.642.7
+ +observed in the original paper still hold. We find that across all linkage functions the ATC model outperforms or matches the ToMe model. While ToMe achieves a minimum FID of 33.57, this is outperformed by both the single and average linkage functions with FID scores of 33.43 and 33.22, respectively. The complete linkage function in general performs worse than both the single and average linkage functions, but we also find that the results with single linkage diverges when $r \leq 50\%$ . We observe that the average linkage function leads to better results as the keep rate is reduced, achieving the best performance when $r = 40\%$ , whereas the other methods peak at $r = 50\%$ and $r = 60\%$ . By looking at the generated images, see Figure 6, we find that the average linkage function manages to keep a lot more of the distinctive patterns and contextual background. In comparison, the single linkage function loses the head pattern, and all methods except ATCaverage convert the tree branch to a tree pole resulting in a change in pose of the generated magpie. + +![](images/c4e3a4645ae91d1da81de82d82cfa8631087cb9362b7dd92ae209cbc91cfcb9c.jpg) +Fig. 6: Image Synthesis Visualization. We visualize image synthesis results for the "magpie" ImageNet class. The first row is the standard Stable Diffusion result, with each subsequent row having token merging applied with $r \in \{80, 60, 40\} \%$ . Examples for all considered keep rates and more classes can be found in the supplementary materials. We find that as the keep rate is lowered the ATC $^{\text{single}}$ method drastically changes the image, specifically the head and patterns of the magpie, as well as having a more monochrome background. We see that even at $r = 40\%$ ATC $^{\text{average}}$ manages to keep most of the details such as the branch the magpie is sitting on, whereas ToMe and ATC $^{\text{complete}}$ keep the general patterns but switches from a branch to a wooden pole (highlighted with a red arrow), leading to a change in pose of the generated magpie. + +# 4.4 Object Detection and Segmentation + +Liu et al. [36] conducted a systematic comparison of several token pruning methods for object detection and segmentation on the COCO 2017 dataset [34]. The Mask-RCNN model [22] is used for predicting bounding boxes and segmentation masks with a ViT-Adapter backbone model [10], building upon an ImageNet pretrained DeiT model [52]. Instead of the typical windowed self-attention used in ViT-Adapter, Liu et al. use global self-attention and train using the original ViT-Adapter settings for 36 epochs. Tokens are reduced at the 4th, 7th, and 10th ViT block, and a DeiT-Tiny and DeiT-Small backbone are used. When applying the token reduction method, the ViT-Adapter-Tiny and ViT-Adapter-Small models are fine-tuned for 6 and 4 epochs, respectively, using the MMDetection framework [6] and following the training protocol of Liu et al. Unlike the original protocol by Liu et al. which only considered a keep rate of $r = 70\%$ , we extend the considered keep rates to $r \in \{25, 50, 70, 90\} \%$ , similar to the protocol used by Haurum et al. [18]. We evaluate both ToMe and ATC in the off-the-shelf and fine-tuned scenarios. As the Injector and Extractor modules in the ViT-Adapter expect the original number of tokens, we back-project through the clustering when relevant, leading to the original number of patches. + +As is apparent in Table 3, we find that both ToMe and ATC are very strong token reduction methods for detection and segmentation. When applying ToMe and ATC off-the-shelf (i.e. without fine-tuning the ViT-Adapter backbone) with keep rates $r \in \{70,90\} \%$ , both methods can match the detection and segmentation performance of the baseline ViT-Adapter backbones. When the keep rate is lowered to $r = 50\%$ we find that our ATC method with the average and complete linkage function outperforms ToMe by 4 percentage points in detection mAP and 3 percentage points in segmentation mAP. + +When fine-tuning the Tiny and Small backbones we see major improvements at keep rates of $25\%$ and $50\%$ , such as a 26 and 22 percentage points improvement in bounding box mAP for ATC $^{\text{single}}$ with the Tiny and Small backbones and $r = 25\%$ , respectively. In comparison, fine-tuning has less of an effect on ATC $^{\text{average}}$ and ATC $^{\text{complete}}$ as the off-the-shelf performance is already high. We also observe that after fine-tuning, our ATC method still outperforms ToMe, though with a smaller margin, and in several cases outperforms the baseline ViT-Adapter performance. Lastly, we see that by fine-tuning, we can get comparable performance to the baseline method at keep rates of $50\%$ , whereas ToMe is several percentage points worse than the baseline ViT-Adapter. + +# 5 Discussion + +Through our experiments we have demonstrated how our proposed ATC method consistently outperforms prior merging-based token reduction methods across a diverse set of tasks. This includes the prior best merging-based method ToMe, which we confidently outperform across all considered tasks. While our analysis have been focused on comparing ATC with prior merging-based approaches, + +we also find that ATC outperforms pruning-based methods on the image classification task (Following the setup from Sec. 4.1) and object detection and segmentation, where ATC outperforms the prior state-of-the-art pruning-based SViT method from Liu et al. [36]. Detailed experimental results including the pruning-based methods are available in the supplementary materials, and establish that our ATC method is the current best token reduction method. + +# 6 Limitations + +We show that ATC is a very adaptable method, achieving state-of-the-art performance across the different classification, image synthesis, and object detection & segmentation tasks considered. However, ATC is not without its limitations. Firstly, ATC requires the selection of a linkage function, adding an extra hyperparameter. While there is not a specific linkage function that is the best at all tasks, we find that the average or complete linkage functions are good general choices, whereas the single linkage function often underperforms when working with more aggressive keep rates, matching prior linkage function recommendations [15]. Secondly, we find that the inference throughput of the current implementation of ATC is hampered by the available implementations of the agglomerative clustering functions, which are all non-batched and often CPU-bounded. This is discussed and analyzed at lengths in the supplementary materials. However, there are also clear indications that these limitations can be lifted if the current frameworks are slightly modified. + +# 7 Conclusion + +In this work, we introduce Agglomerative Token Clustering (ATC), a novel hard-merging token reduction approach grounded in the principles of classical bottom-up hierarchical clustering. ATC distinguishes itself by efficiently merging redundant observations early on, thus preserving the semantic richness of more diverse observations. We evaluate our method across the most diverse sets of tasks considered in the literature, covering both classification, synthesis, detection, and segmentation tasks. In image classification, image synthesis, and object detection & segmentation, ATC sets a new state-of-the-art, highlighting its significant contribution to the field. We also demonstrate that ATC can achieve comparable performance to the prior state-of-the-art without any fine-tuning, i.e. when applied off-the-shelf. We are optimistic that ATC will inspire subsequent advancements, leveraging classical clustering methods to enhance modern neural architectures. + +# Acknowledgements + +This work was supported by the Pioneer Centre for AI (DNRF grant number P1), partially supported by the Spanish project PID2022-136436NB-I00 and by ICREA under the ICREA Academia programme, and the Canada CIFAR AI Chairs. + +# References + +1. Beyer, L., Izmailov, P., Kolesnikov, A., Caron, M., Kornblith, S., Zhai, X., Minderer, M., Tschannen, M., Alabdulmohsin, I., Pavetic, F.: Flexivit: One model for all patch sizes. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (CVPR) (June 2023) +2. Bolya, D., Fu, C.Y., Dai, X., Zhang, P., Feichtenhofer, C., Hoffman, J.: Token merging: Your vit but faster. In: International Conference on Learning Representations (ICLR) (2023), https://openreview.net/forum?id=JroZRaRw7Eu +3. Bolya, D., Hoffman, J.: Token merging for fast stable diffusion. 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In: Proceedings of the European Conference on Computer Vision (ECCV) (2022) \ No newline at end of file diff --git a/2024/Agglomerative Token Clustering/images.zip b/2024/Agglomerative Token Clustering/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..de1adaa0836e17f1ffe708447d4151ca83e02c0d --- /dev/null +++ b/2024/Agglomerative Token Clustering/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:8138eaa8648377e41bd7d9288fd3f26c5a896e4d67a190fc81111d7c8e70bbed +size 561491 diff --git a/2024/Agglomerative Token Clustering/layout.json b/2024/Agglomerative Token Clustering/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..8454cb3644ae20f65c67e0154b8a6a7a301f6f71 --- /dev/null +++ b/2024/Agglomerative Token Clustering/layout.json @@ -0,0 +1,8370 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 194, + 112, + 420, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 112, + 420, + 129 + ], + "spans": [ + { + "bbox": [ + 194, + 112, + 420, + 129 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 136, + 149, + 478, + 174 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 149, + 478, + 174 + ], + "spans": [ + { + "bbox": [ + 136, + 149, + 478, + 174 + ], + "type": "text", + "content": "Joakim Bruslund Haurum1, Sergio Escalera2,1, Graham W. Taylor3, and Thomas B. Moeslund1" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 136, + 183, + 477, + 205 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 183, + 477, + 205 + ], + "spans": [ + { + "bbox": [ + 136, + 183, + 477, + 205 + ], + "type": "text", + "content": "1 Visual Analysis and Perception (VAP) Laboratory, Aalborg University & Pioneer Centre for AI, Denmark" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 180, + 206, + 432, + 217 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 206, + 432, + 217 + ], + "spans": [ + { + "bbox": [ + 180, + 206, + 432, + 217 + ], + "type": "text", + "content": "2 Universitat de Barcelona & Computer Vision Center, Spain" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 153, + 217, + 460, + 250 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 153, + 217, + 460, + 250 + ], + "spans": [ + { + "bbox": [ + 153, + 217, + 460, + 250 + ], + "type": "text", + "content": "3 University of Guelph & Vector Institute for AI, Canada {joha, tbm}@create.aau.dk, sescalera@ub.edu, gwtaylor@uoguelph.ca. https://vap.aau.dk/atc/" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 159, + 281, + 455, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 281, + 455, + 390 + ], + "spans": [ + { + "bbox": [ + 159, + 281, + 455, + 390 + ], + "type": "text", + "content": "Abstract. We present Agglomerative Token Clustering (ATC), a novel token merging method that consistently outperforms previous token merging and pruning methods across image classification, image synthesis, and object detection & segmentation tasks. ATC merges clusters through bottom-up hierarchical clustering, without the introduction of extra learnable parameters. We find that ATC achieves state-of-the-art performance across all tasks, and can even perform on par with prior state-of-the-art when applied off-the-shelf, i.e. without fine-tuning. ATC is particularly effective when applied with low keep rates, where only a small fraction of tokens are kept and retaining task performance is especially difficult." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 412, + 230, + 424 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 412, + 230, + 424 + ], + "spans": [ + { + "bbox": [ + 132, + 412, + 230, + 424 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 437, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 666 + ], + "type": "text", + "content": "Since their introduction in 2020, Vision Transformers (ViTs) [14] have been utilized for a wide variety of computer vision tasks such as image classification, synthesis, segmentation and more with great success [10, 30, 48]. Unlike Convolutional Neural Networks (CNNs), which require a structured representation throughout the network, ViTs can process variable length input sequences, even allowing for the sequences to be modified throughout the network. This gives ViTs stronger expressive powers than CNNs [45], but comes at a computational cost due to the quadratic scaling of the self-attention computation. Therefore, there has been increasing research interest in making ViTs more efficient while retaining their task performance. Token reduction has shown to be a promising subfield which directly decreases model complexity by reducing the input sequence through pruning or merging [18], thereby decreasing the computation cost of the self-attention operation. Haurum et al. [18] conducted an in-depth study of 13 different methods, and found that the baseline Top-K pruning-based method, and its extension EViT [32], outperformed the vast majority of more complex methods on four image classification tasks. However, token pruning has the disadvantage that it typically requires the backbone to be fine-tuned in order to maintain good performance even at high keep rates, which by design leads to information loss as tokens are removed, and performs poorly on image synthesis" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 114, + 465, + 304 + ], + "blocks": [ + { + "bbox": [ + 151, + 114, + 465, + 304 + ], + "lines": [ + { + "bbox": [ + 151, + 114, + 465, + 304 + ], + "spans": [ + { + "bbox": [ + 151, + 114, + 465, + 304 + ], + "type": "image", + "image_path": "c7983dc925501d927c5cc1242ed67812ad81488a2cd1230bb9dc43896da11d4c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "lines": [ + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "spans": [ + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "type": "text", + "content": "Fig.1: Illustration of the Agglomerative Clustering Method. Prior hard merging-based methodologies have focused on using either partition-based approaches (e.g. DPC-KNN [66] or K-Medoids [39]) or graph-based (i.e. ToMe). All of these methods globally cluster the input tokens through the use of cluster centers. In contrast, our Agglomerative Token Clustering (ATC) method builds clusters locally, i.e. by iteratively combining the most similar tokens, until the desired amount of tokens remain. A step of this process is shown here, where a graph of nodes (in this case, tokens) are connected with edges based on their similarity. The most similar pair of nodes are combined, and the edges are updated using linkage function " + }, + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "type": "text", + "content": ", in this case " + }, + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "type": "inline_equation", + "content": "D^{\\mathrm{complete}}" + }, + { + "bbox": [ + 130, + 313, + 482, + 423 + ], + "type": "text", + "content": " (Eq. 2)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 449, + 481, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 481, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 481, + 472 + ], + "type": "text", + "content": "tasks [2, 3]. Motivated by these observations, we focus on merging-based token reduction methods as they show the most versatility." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 474, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 581 + ], + "type": "text", + "content": "We present a novel merging-based token reduction method, Agglomerative Token Clustering (ATC), which outperforms all prior merging-based and pruning-based token reduction methods on both classification tasks and dense computer vision tasks such as image synthesis and object detection & segmentation, and achieve comparable performance without any fine-tuning, i.e. off-the-shelf. This is the most diverse set of experiments considered within token reduction, where previous methods have been evaluated just on classification [2, 18, 32], image synthesis [3], or detection and segmentation [36]. Through this suite of diverse tasks we demonstrate the efficacy of the proposed ATC method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "ATC is motivated by the observation that prior merging-based methods such as K-Medoids [39], DPC-KNN [66], and ToMe [2] all perform merging globally, which may lead to redundant clusters. Our hypothesis is that hierarchically merging similar, and thus redundant, observations results in more informative groupings. A natural and robust methodology for including this notion into token reduction is via agglomerative clustering [15], where tokens are iteratively clustered in a bottom-up hierarchical way, see Figure 1." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 248, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 248, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 248, + 101 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 146, + 116, + 306, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 116, + 306, + 128 + ], + "spans": [ + { + "bbox": [ + 146, + 116, + 306, + 128 + ], + "type": "text", + "content": "Our contributions are the following:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 134, + 480, + 241 + ], + "type": "list", + "angle": 0, + "index": 6, + "blocks": [ + { + "bbox": [ + 138, + 134, + 479, + 157 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 134, + 479, + 157 + ], + "spans": [ + { + "bbox": [ + 138, + 134, + 479, + 157 + ], + "type": "text", + "content": "- We propose Agglomerative Token Clustering (ATC), a novel parameter-free hierarchical merging-based token reduction method." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 158, + 480, + 204 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 158, + 480, + 204 + ], + "spans": [ + { + "bbox": [ + 138, + 158, + 480, + 204 + ], + "type": "text", + "content": "- Using ATC we achieve state-of-the-art performance on image classification, image synthesis, and object detection & segmentation tasks, outperforming all other token reduction methods, including both merging-based and pruning-based token reduction methods." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 205, + 479, + 241 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 205, + 479, + 241 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 479, + 241 + ], + "type": "text", + "content": "- We show ATC can reach comparable performance to the prior fine-tuned state-of-the-art in image classification and object detection & segmentation when applied off-the-shelf, i.e. without any fine-tuning." + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 258, + 237, + 270 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 258, + 237, + 270 + ], + "spans": [ + { + "bbox": [ + 132, + 258, + 237, + 270 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 282, + 479, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 282, + 479, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 282, + 479, + 365 + ], + "type": "text", + "content": "Efficient Transformers. As ViTs have become widely adapted by the computer vision community, there have been several attempts at making ViTs more efficient. These attempts range from model pruning [5, 8, 9, 40, 50, 64], quantization [31, 35], structured downsampling [17, 23, 37, 43], sparsification of the attention module [4, 58], part selection modules [20, 25, 26, 54, 55], and dynamically adjusting the size of input patches [1, 7, 12, 33, 56, 57, 65, 67]. Lastly, the field of token reduction has emerged, which is the topic of this paper." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 366, + 479, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 479, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 479, + 461 + ], + "type": "text", + "content": "Token Reduction. The goal of token reduction is to sparsify the sequence of patches, also referred to as tokens, processed by the ViT. This has been achieved through either token pruning or token merging [18]. Token pruning focuses on removing tokens either through keeping the tokens with the highest attention from the class (CLS) token [16, 18, 32, 38, 59, 60, 62], introducing a gating mechanism based on the Gumbel-Softmax trick [27,28,36,46,59], sampling based approaches [16, 63] modifying the training loop [8, 29] or reinforcement learning [42]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 462, + 479, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 479, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 479, + 581 + ], + "type": "text", + "content": "Token merging, on the other hand, combines tokens instead of explicitly pruning them. This can be done either through hard or soft merging of tokens. Hard merging includes techniques such as the partition-based K-Medoids [18,39] and DPC-KNN [66], as well as the bipartite graph-based approach Token Merging (ToMe) [2,3]. Hard merging-based approaches are characterized by having the tokens assigned to clusters in a mutually exclusive manner. In contrast, soft merging techniques let tokens be assigned to multiple clusters resulting in cluster centers being a convex combination of tokens. This combination is either based on similarity between the spatial tokens [39], or the similarity between the spatial tokens and a set of explicit queries which are optimized [19,47,61,68]." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": "The token reduction field has been moving at an immense speed, resulting in little to no comparisons between methods. This was rectified by Haurum et al. [18], who compared 13 different token reduction methods over four image classification datasets. The study provided insights into the token reduction process through extensive experiments, showing that the Top-K and EViT pruning-based methods consistently outperformed all other token reduction methods on the considered classification datasets. However, Bolya and Hoffmann found that" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "merging-based methods outperform pruning-based methods for image synthesis [3], while Bolya et al. showed that the merging-based ToMe [2] can perform well on several classification tasks without any fine-tuning." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 237 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 237 + ], + "type": "text", + "content": "Despite its impressive performance, a core component of ToMe is the bipartite matching algorithm, where tokens are split into two exclusive sets between which a bipartite graph is created. This inherently limits which tokens can be merged as there is no within-set comparison and limits the keep rate, " + }, + { + "bbox": [ + 130, + 152, + 482, + 237 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 152, + 482, + 237 + ], + "type": "text", + "content": ", such that it must be 50% or higher. Therefore, we make a single, but important, modification to the ToMe method, replacing the bipartite matching algorithm with the classical agglomerative clustering method [15]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 252, + 346, + 267 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 252, + 346, + 267 + ], + "spans": [ + { + "bbox": [ + 131, + 252, + 346, + 267 + ], + "type": "text", + "content": "3 Agglomerative Token Clustering" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 275, + 479, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 479, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 479, + 335 + ], + "type": "text", + "content": "Similar to previous token merging methods, the objective of ATC is to merge redundant tokens, while preserving or enhancing the performance of the ViT model. We insert the token merging operation between the self-attention and Multi Layer Perceptron (MLP) modules in a ViT block. This is consistent with prior merging-based methods, such as ToMe [2]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 335, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 335, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 335, + 482, + 456 + ], + "type": "text", + "content": "We believe the agglomerative clustering algorithm is a more appropriate choice as it builds the clusters in a bottom-up manner, such that redundant features are clustered early on, while more diverse features are kept unmodified for as long as possible. Prior partition-based (e.g. DPC-KNN and K-Medoids) and graph-based (i.e. ToMe) merging methods are limited by having to create clusters globally, necessitating the selection of cluster centers which may be redundant. In contrast, ATC creates clusters in a sequential manner, resulting in a local merging approach which leads to the most redundant feature to be clustered at any step in the process. We revisit the ToMe method in Section 3.1 and agglomerative clustering in Section 3.2." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 470, + 237, + 483 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 470, + 237, + 483 + ], + "spans": [ + { + "bbox": [ + 131, + 470, + 237, + 483 + ], + "type": "text", + "content": "3.1 Token Merging" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": "ToMe was designed for seamless integration into ViTs, allowing for minimal performance loss without necessitating fine-tuning. Its key feature is a fast bipartite merging operation, placed between the self-attention and MLP modules in the ViT block. A bipartite graph is then constructed by setting the edge between nodes in token subsets " + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": " equal to their similarity, where the " + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": " highest valued edges are kept while allowing only a single edge for each node in subset " + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": ". Bolya et al. investigated how to construct " + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 488, + 482, + 609 + ], + "type": "text", + "content": ", and found the best performance was achieved by assigning tokens in an alternating manner. This inherently limits which tokens can be merged, which can lead to redundant clusters as spatially co-located patches contain semantically similar information." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 624, + 290, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 290, + 636 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 290, + 636 + ], + "type": "text", + "content": "3.2 Agglomerative Clustering" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "content": "Agglomerative Clustering is a classical method for bottom-up hierarchical clustering, where each element is initially its own cluster [15]. The elements are com" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "type": "text", + "content": "binned by iteratively comparing the clusters according to some linkage function with distance metric " + }, + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "D(\\cdot)" + }, + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "type": "text", + "content": ", combining the two closest clusters in each iteration. This is repeated until a certain stopping criteria is met, such as the number of desired clusters, leading to a static reduction method, or a minimum distance between clusters, leading to a dynamic reduction method. This is illustrated in Figure 1. In this paper we consider the static reduction scenario. Similar to Bolya et al., we use the cosine distance as our distance metric " + }, + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "D(\\cdot)" + }, + { + "bbox": [ + 131, + 116, + 482, + 236 + ], + "type": "text", + "content": " and the keys from the self-attention module as token features. The choice of linkage function can have a large impact on how the elements are clustered. We consider the three most common ones: single (Eq. 1), complete (Eq. 2), and average (Eq. 3) [41]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 243, + 247, + 481, + 265 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 243, + 247, + 481, + 265 + ], + "spans": [ + { + "bbox": [ + 243, + 247, + 481, + 265 + ], + "type": "interline_equation", + "content": "D (I, J) ^ {\\text {s i n g l e}} = \\min _ {i \\in I, j \\in J} D (i, j) \\tag {1}", + "image_path": "c6d36827e653d9691d685fbe2ba85c296f00ce424e8b311028f35032ea398801.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 238, + 284, + 480, + 301 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 284, + 480, + 301 + ], + "spans": [ + { + "bbox": [ + 238, + 284, + 480, + 301 + ], + "type": "interline_equation", + "content": "D (I, J) ^ {\\text {c o m p l e t e}} = \\max _ {i \\in I, j \\in J} D (i, j) \\tag {2}", + "image_path": "30ca99b33ca3370f5e82e636dfdd7c868b1ef08c35ceff4962e35da85a5a8b88.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 227, + 316, + 480, + 343 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 227, + 316, + 480, + 343 + ], + "spans": [ + { + "bbox": [ + 227, + 316, + 480, + 343 + ], + "type": "interline_equation", + "content": "D (I, J) ^ {\\text {a v e r a g e}} = \\frac {1}{| I | | J |} \\sum_ {i \\in I} \\sum_ {j \\in J} D (i, j) \\tag {3}", + "image_path": "9e6bee549d4cea9748f27999f123704ce4ab612e22d1804d13dda048545ea29a.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "spans": [ + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "text", + "content": " are clusters with elements " + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "inline_equation", + "content": "i \\in I" + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "inline_equation", + "content": "j \\in J" + }, + { + "bbox": [ + 131, + 350, + 387, + 361 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 363, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 363, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 363, + 482, + 434 + ], + "type": "text", + "content": "After the stopping criteria has been reached we average the tokens in each cluster to get an updated cluster representation. However, as tokens are merged they represent more than one input patch. In order to advantage tokens that capture a larger spatial extent, we use the weighted average for the cluster representation and proportional attention in the self-attention module as proposed by Bolya et al." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 456, + 230, + 470 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 456, + 230, + 470 + ], + "spans": [ + { + "bbox": [ + 132, + 456, + 230, + 470 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 485, + 481, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 481, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 481, + 521 + ], + "type": "text", + "content": "To evaluate the versatility and applicability of ATC, we conduct assessments across a diverse set of tasks (image classification, image synthesis, and object detection & segmentation) and datasets." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 521, + 482, + 666 + ], + "type": "text", + "content": "For the image classification task we follow the experimental protocol of Haurum et al. [18], evaluating multi-class and multi-label classification performance across four classification datasets using three DeiT models and token reduction performed at three discrete stages. We also follow the MAE experiments of Bolya et al. [2], evaluating on the ImageNet-1K dataset with token reduction at all stages following a constant and linearly decreasing schedule. For the image synthesis task, we follow the proposed protocol of Bolya & Hoffman [3], incorporating the token reduction method into the Stable Diffusion image generation model [48]. Lastly, for the object detection and segmentation task we follow the experimental protocol of Liu et al. [36], evaluating on the COCO2017 dataset [34]. Two versions of the ViT-Adapter model are used with the token reduction method incorporated at three discrete stages." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 116, + 295, + 234 + ], + "blocks": [ + { + "bbox": [ + 135, + 116, + 295, + 234 + ], + "lines": [ + { + "bbox": [ + 135, + 116, + 295, + 234 + ], + "spans": [ + { + "bbox": [ + 135, + 116, + 295, + 234 + ], + "type": "image", + "image_path": "0e8816f1b8bc9e4a765bc1746f07e9c16dd6c5c0b81403a547caf823a69bd2f2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 245, + 298, + 388 + ], + "lines": [ + { + "bbox": [ + 130, + 245, + 298, + 388 + ], + "spans": [ + { + "bbox": [ + 130, + 245, + 298, + 388 + ], + "type": "text", + "content": "Fig.2: Average Token Reduction Rank (Lower is better). We compare our proposed ATC method with the hard-merging based token reduction methods investigated by Haurum et al. [18]. We average across four keep rates, three model capacities, and four datasets, and plot with " + }, + { + "bbox": [ + 130, + 245, + 298, + 388 + ], + "type": "inline_equation", + "content": "\\pm 1" + }, + { + "bbox": [ + 130, + 245, + 298, + 388 + ], + "type": "text", + "content": " standard deviation similar to Haurum et al. We test three versions of ATC, varying the linkage function, and find that the three variants all outperform the prior merging-based methods." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 317, + 116, + 479, + 234 + ], + "blocks": [ + { + "bbox": [ + 317, + 116, + 479, + 234 + ], + "lines": [ + { + "bbox": [ + 317, + 116, + 479, + 234 + ], + "spans": [ + { + "bbox": [ + 317, + 116, + 479, + 234 + ], + "type": "image", + "image_path": "edc961a83bf8d3ef3f4bbc6213529ed3cf0f4cc1b7817478fed5d362290c2fd8.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "lines": [ + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "spans": [ + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "type": "text", + "content": "Fig.3: Percentage Point Difference per Keep Rate. We compute the average difference between our proposed ATC method and the best prior merging-based methods investigated by Haurum et al. [18] for each keep rate, measured in percentage points. We average across the three model capacities and four datasets. We find that for high keep rates " + }, + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "type": "inline_equation", + "content": "r = \\{70,90\\} \\%" + }, + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "type": "text", + "content": " ATC is comparable to the prior best merging method, while for " + }, + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "type": "inline_equation", + "content": "r = \\{25,50\\} \\%" + }, + { + "bbox": [ + 314, + 245, + 482, + 389 + ], + "type": "text", + "content": " our proposed ATC method leads to significant performance gains." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 413, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 482, + 498 + ], + "type": "text", + "content": "All experiments are conducted using ATC with the single, complete, and average linkage functions, respectively. The different linkage functions are indicated using a superscript, such as ATC" + }, + { + "bbox": [ + 130, + 413, + 482, + 498 + ], + "type": "inline_equation", + "content": "^{\\text{single}}" + }, + { + "bbox": [ + 130, + 413, + 482, + 498 + ], + "type": "text", + "content": " for the single linkage function. For the image classification and object detection & segmentation tasks we report both off-the-shelf results, where ATC is inserted into the pre-trained model and evaluated without any fine-tuning, and results after fine-tuning. For the image synthesis task we report off-the-shelf results, similarly to Bolya & Hoffman [3].4" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 516, + 369, + 528 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 516, + 369, + 528 + ], + "spans": [ + { + "bbox": [ + 131, + 516, + 369, + 528 + ], + "type": "text", + "content": "4.1 Cross-Dataset Classification Performance" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 537, + 482, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 537, + 482, + 646 + ], + "spans": [ + { + "bbox": [ + 130, + 537, + 482, + 646 + ], + "type": "text", + "content": "Following the experimental protocol proposed by Haurum et al. [18], we evaluate the performance of ATC across four classification datasets covering multi-class and multi-label classification: ImageNet-1K [13], NABirds, [53] COCO 2014 [34], and NUS-WIDE [11] datasets. ImageNet-1K and NABirds are evaluated with the accuracy metric, while COCO and NUS-WIDE are evaluated with the mean Average Precision (mAP) metric. Token reduction is applied at the 4th, 7th, and 10th ViT block, where at each stage only " + }, + { + "bbox": [ + 130, + 537, + 482, + 646 + ], + "type": "inline_equation", + "content": "r \\in \\{25, 50, 70, 90\\} \\%" + }, + { + "bbox": [ + 130, + 537, + 482, + 646 + ], + "type": "text", + "content": " of the available tokens are kept. The backbone model is a DeiT [52] model trained without distillation, across three model capacities: DeiT-Tiny, DeiT-Small, and DeiT-Base." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 653, + 398, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 398, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 398, + 665 + ], + "type": "text", + "content": "Code and models will be released after manuscript acceptance." + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 156, + 118, + 474, + 145 + ], + "blocks": [ + { + "bbox": [ + 156, + 118, + 474, + 145 + ], + "lines": [ + { + "bbox": [ + 156, + 118, + 474, + 145 + ], + "spans": [ + { + "bbox": [ + 156, + 118, + 474, + 145 + ], + "type": "image", + "image_path": "bd5b8b117339adb4e26f979242886ebe1ee7872a3fc8a62263f149d4a93f8a0e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 134, + 149, + 476, + 386 + ], + "blocks": [ + { + "bbox": [ + 134, + 149, + 476, + 386 + ], + "lines": [ + { + "bbox": [ + 134, + 149, + 476, + 386 + ], + "spans": [ + { + "bbox": [ + 134, + 149, + 476, + 386 + ], + "type": "image", + "image_path": "1a50c005fb8b8cbbe5d5aee131fee332f122660db835682cc91bea0e6ba46fb0.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "lines": [ + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "spans": [ + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "type": "text", + "content": "Fig. 4: Hard Token Merging Method Comparison with the DeiT Backbone. We compare the hard-merging token reduction methods considered by Haurum et al. [18] with the proposed ATC method. All methods have been fine-tuned. Model performance is measured across keep rates, " + }, + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "type": "text", + "content": ", denoted in percentage of tokens kept at each reduction stage, and with the DeiT-\\{Tiny, Small, Base\\} models. Comparison with all 13 token reduction methods considered by Haurum et al. can be found in the supplementary materials. ImageNet and NABirds performance is measured with top-1 accuracy, whereas COCO and NUS-WIDE is measured with mAP. The baseline DeiT performance is noted with a dashed black line. Note that ToMe is limited to " + }, + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "type": "inline_equation", + "content": "r \\geq 50\\%" + }, + { + "bbox": [ + 130, + 397, + 482, + 508 + ], + "type": "text", + "content": " and that ATCaverage and ATCcomplete often overlap." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "type": "text", + "content": "The models are denoted DeiT-T, DeiT-S, and DeiT-B, respectively. We consider both the off-the-shelf scenario, where ATC is inserted into the pre-trained DeiT models with no further training, as well as the fine-tuning scenario, where the model is fine-tuned for 30 epochs [18]. We conduct a hyperparameter sweep following the setup used by Haurum et al. [18]. The final hyperparameters can be found in the supplementary materials." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "We find that across all three backbone capacities, the fine-tuned ATC methods consistently outperform or match the performance of the previously proposed merging-based methods using all three proposed linkage functions, see Figure 2 and Figure 4 for details. We also investigate the average improvement in perfor" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 112, + 303, + 348 + ], + "blocks": [ + { + "bbox": [ + 134, + 112, + 303, + 348 + ], + "lines": [ + { + "bbox": [ + 134, + 112, + 303, + 348 + ], + "spans": [ + { + "bbox": [ + 134, + 112, + 303, + 348 + ], + "type": "image", + "image_path": "be2d1beb8c785ec814c8057a7a890a9e46660681ac7d1b3e447e690e9d6873bc.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 212, + 348, + 224, + 357 + ], + "lines": [ + { + "bbox": [ + 212, + 348, + 224, + 357 + ], + "spans": [ + { + "bbox": [ + 212, + 348, + 224, + 357 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": "Fig. 5: Token Merging Visualization with " + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "inline_equation", + "content": "r = 25\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": ". We visualize the three token merging steps for DPC-KNN [66], K-Medoids [39] and our ATCaverage on two examples from NABirds [53] with a DeiT-B backbone. The first row is the input image, and each subsequent row is the constructed clusters after the first, second, and third reduction stage. In subfigure (a) we find that there is a major difference in the final clustering of the data, where our ATC method creates separate clusters for the bird, wood pole, and background. In contrast, DPC-KNN and K-Medoids create mostly arbitrary clusters. Similarly in subfigure (b) we see that the DPC-KNN method creates very arbitrary clusters, while K-Medoids and ATC create more meaningful clusters. However, the ATC clusters still better contain the bird in the image, while the K-Medoids clusters have background patches in all clusters. We find this to be a repeating occurrence and believe this is the reason for the large improvement by ATC on NABirds at " + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "inline_equation", + "content": "r = 25\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 498 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 309, + 112, + 480, + 348 + ], + "blocks": [ + { + "bbox": [ + 309, + 112, + 480, + 348 + ], + "lines": [ + { + "bbox": [ + 309, + 112, + 480, + 348 + ], + "spans": [ + { + "bbox": [ + 309, + 112, + 480, + 348 + ], + "type": "image", + "image_path": "c435dc7ab9785acb013b6e6f3b80c3b94e7dbcb6ce5477d267839a5e0fa0095c.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 388, + 348, + 400, + 357 + ], + "lines": [ + { + "bbox": [ + 388, + 348, + 400, + 357 + ], + "spans": [ + { + "bbox": [ + 388, + 348, + 400, + 357 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "type": "text", + "content": "mance between ATC and the prior best merging-based methods, see Figure 3. We find that at keep rates of " + }, + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "type": "inline_equation", + "content": "70\\%" + }, + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "type": "inline_equation", + "content": "90\\%" + }, + { + "bbox": [ + 130, + 529, + 482, + 590 + ], + "type": "text", + "content": ", all three linkage functions achieve comparable results, while at lower keep rates the single linkage function drops in performance. We believe this is due to the chaining phenomenon where two distinct clusters are merged due to outliers within the clusters [15]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "However, at keep rates of " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " we find that both the average and complete lead to large performance improvements compared to the prior best merging methods (up to 2.5 percentage points as per Figure 3). In some cases we even find that at keep rates of " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " we can improve performance significantly, such as with the DeiT-S and DeiT-B backbones on NABirds, where ATC with the average linkage function results in a 5.7 and 9.6 percentage point increase in" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "accuracy over the prior state-of-the-art, respectively. Through qualitative evaluation, as seen in Figure 5, we can provide intuition for why ATC outperforms prior merging-based methods. We find that DPC-KNN and K-Medoids create arbitrary clusters whereas ATC creates more meaningful clusters even at the third reduction stage with " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "r = 25\\%" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 480, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 480, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 480, + 236 + ], + "type": "text", + "content": "Lastly, we find that applying ATC off-the-shelf on the DeiT backbone leads to good performance at high keep rates, matching or even outperforming the prior best performing merging methods. However, when the keep rate is lowered the performance drops dramatically, which can be rectified through fine-tuning. For full details on the off-the-shelf results, we refer to the supplementary materials." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 253, + 395, + 266 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 253, + 395, + 266 + ], + "spans": [ + { + "bbox": [ + 132, + 253, + 395, + 266 + ], + "type": "text", + "content": "4.2 Classification with Self-Supervised Pretraining" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 273, + 480, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 273, + 480, + 369 + ], + "spans": [ + { + "bbox": [ + 130, + 273, + 480, + 369 + ], + "type": "text", + "content": "We follow the protocol of Bolya et al. [2] and compare the performance on ImageNet-1K when applying token reduction on pretrained ViT models, specifically the MAE models trained initially with masked image modelling [21] and fine-tuned on ImageNet [13]. We consider the off-the-shelf performance using the publicly available checkpoints, as well as fine-tuning using the original fine-tuning protocol by He et al. [21]. We consider the ViT-Base, ViT-Large, and ViT-Huge models, where token reduction is applied at every block, following the constant and linear decreasing schedules proposed by Bolya et al.:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 295, + 380, + 480, + 392 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 295, + 380, + 480, + 392 + ], + "spans": [ + { + "bbox": [ + 295, + 380, + 480, + 392 + ], + "type": "interline_equation", + "content": "t ^ {l} = t \\tag {4}", + "image_path": "5472e6e2a37cd3c60235a12087f441c465896ebb00dab79fb30d93bd1dd1861e.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 265, + 407, + 480, + 433 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 265, + 407, + 480, + 433 + ], + "spans": [ + { + "bbox": [ + 265, + 407, + 480, + 433 + ], + "type": "interline_equation", + "content": "t ^ {l} = \\left\\lfloor 2 t - \\frac {2 t l}{L - 1} \\right\\rfloor , \\tag {5}", + "image_path": "49c24d3f120deea78787fc5b43b373a81ccffdc4b1cf8c87e915a14d264a40f1.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "content": " is the total number of ViT blocks, " + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "inline_equation", + "content": "t^l" + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "content": " is the number of tokens to be removed at ViT block " + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "inline_equation", + "content": "l = \\{0,1,\\dots ,L - 1\\}" + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "content": " is a hyperparameter controlling the aggressiveness of the reduction. Both schedules result in " + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "inline_equation", + "content": "tL" + }, + { + "bbox": [ + 130, + 437, + 480, + 485 + ], + "type": "text", + "content": " tokens being removed in total, with the linear schedule removing more tokens at early layers." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "text", + "content": "We fine-tune the ViT block models using both schedules in the most aggressive settings considered by Bolya et al.: ViT-B with " + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "inline_equation", + "content": "t = 16" + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "text", + "content": ", ViT-L with " + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "inline_equation", + "content": "t = 8" + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "text", + "content": ", and ViT-H with " + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "inline_equation", + "content": "t = 7" + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "text", + "content": ". Note that we also fine-tune ToMe, leading to a second set of values that are a small improvement compared to the original paper. We also replicate the larger sweep over " + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 486, + 481, + 666 + ], + "type": "text", + "content": " values on off-the-shelf ViT models with weights from different training protocols [21, 49, 51], originally performed by Bolya et al. These are found in the supplementary materials. We find that ATC consistently outperforms ToMe across both token reduction schedules and when using off-the-shelf and fine-tuned models, see Table 1. We find that ATC drastically outperforms ToMe when using the linear token scheduler, and when using models with lower backbone capacity. This is especially observable on the ViT-Base backbone where using a linear schedule off-the-shelf leads to a 10.5 percentage point improvement when using ATC instead of ToMe. When finetuning the backbone using the same token scheduler this gap is reduced to 1.6 percentage points when fine-tuning, with ATC still outperforming ToMe. This" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 212, + 482, + 340 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "type": "text", + "content": "Table 1: MAE Pretrained Backbone Comparison. We compare ToMe and ATC with a self-supervised MAE backbone on ImageNet-1K. We consider three backbones: ViT-Base, ViT-Large, and ViT-Huge. Tokens are removed at each ViT block, following the constant (Eq. 4) or linear (Eq. 5) token schedules. The best performing method per column is denoted in bold. A blue background indicates that the token reduction method was applied off-the-shelf on the ViT backbone, whereas all other models have been fine-tuned. For each ATC method we write the performance improvement over ToMe in parenthesis after the model accuracy." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 212, + 482, + 340 + ], + "lines": [ + { + "bbox": [ + 132, + 212, + 482, + 340 + ], + "spans": [ + { + "bbox": [ + 132, + 212, + 482, + 340 + ], + "type": "table", + "html": "
ScheduleViT-B (t=16)ViT-L (t=8)ViT-H (t=7)
ConstantLinearConstantLinearConstantLinear
No Reduction83.685.986.9
ToMe78.556.684.280.186.085.0
ATC \\( \\text{single} \\) (ours)79.7 (+1.2)65.8 (+9.2)84.8 (+0.6)82.5 (+2.4)86.4 (+0.4)85.6 (+0.6)
ATC \\( \\text{average} \\) (ours)80.1 (+1.6)67.1 (+10.5)84.8 (+0.6)82.6 (+2.5)86.4 (+0.4)85.6 (+0.6)
ATC \\( \\text{complete} \\) (ours)80.2 (+1.7)67.1 (+10.5)84.9 (+0.7)82.6 (+2.5)86.4 (+0.4)85.8 (+0.8)
ToMe81.978.685.183.886.486.1
ATC \\( \\text{single} \\) (ours)82.2 (+0.3)80.0 (+1.4)85.3 (+0.2)84.5 (+0.7)86.6 (+0.2)86.3 (+0.2)
ATC \\( \\text{average} \\) (ours)82.3 (+0.4)80.2 (+1.6)85.3 (+0.2)84.5 (+0.7)86.7 (+0.3)86.3 (+0.2)
ATC \\( \\text{complete} \\) (ours)82.5 (+0.6)80.1 (+1.5)85.4 (+0.3)84.3 (+0.5)86.7 (+0.3)86.4 (+0.3)
", + "image_path": "8a808883cd91393dcda589b6f2fc9a5342245c21f79546fa2b0f661110d2f43d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 361, + 482, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 482, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 482, + 399 + ], + "type": "text", + "content": "illustrates the clear general benefit of using ATC for adapting already trained ViT backbones, even when using the more aggressive linear token scheduler and without applying any fine-tuning." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 417, + 353, + 430 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 417, + 353, + 430 + ], + "spans": [ + { + "bbox": [ + 131, + 417, + 353, + 430 + ], + "type": "text", + "content": "4.3 Image Synthesis with Stable Diffusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "type": "text", + "content": "Bolya & Hoffman [3] demonstrated how a modified ToMe algorithm can be incorporated into an image generation model, specifically Stable Diffusion [48], without any fine-tuning, resulting in improved quality of the generated images as well as generation speed. We follow the experimental setup of Bolya & Hoffman, inserting the token reduction method only over the self-attention block. We generate two images with a resolution of " + }, + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "type": "text", + "content": " pixels for each class in the ImageNet-1K dataset, following the exact setting from Bolya & Hoffman [3]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 522, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 482, + 605 + ], + "type": "text", + "content": "We implement the setup using the HuggingFace Diffusers framework [44], use the STABLE-DIFFUSION-V1-5 model, and use the exact same seed for each model. We investigate the effect when using keep rates of " + }, + { + "bbox": [ + 130, + 522, + 482, + 605 + ], + "type": "inline_equation", + "content": "r \\in \\{40, 50, 60, 70, 80, 90\\} \\%" + }, + { + "bbox": [ + 130, + 522, + 482, + 605 + ], + "type": "text", + "content": ". In order to evaluate the quality of the generated images, we measure the Fréchet Inception Distance (FID) score [24] between the generated images and a reference dataset consisting of 5000 images, created by taking the first five validation images per ImageNet-1K class." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "We compare the FID scores of the ToMe and ATC models in Table 2. The ToMe results are computed using the same setup as the ATC models, and therefore differ from the original paper. Even though our generated images lead to a generally higher (thus worse) FID for ToMe, we find that the general trends" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 171, + 179, + 442, + 248 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": "Table 2: Stable Diffusion FID Comparison. We apply ToMe and ATC over the self-attention blocks to an off-the-shelf (i.e. frozen) Stable Diffusion model, denoted with a blue background. We compare the FID score across different keep rates (Note that a lower FID score is better). The best FID score per column is denoted in bold, and the best per row is underlined." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 171, + 179, + 442, + 248 + ], + "lines": [ + { + "bbox": [ + 171, + 179, + 442, + 248 + ], + "spans": [ + { + "bbox": [ + 171, + 179, + 442, + 248 + ], + "type": "table", + "html": "
r (%)100908070605040
ToMe33.8033.7733.6133.5933.5733.6333.67
ATCsingle(ours)33.8033.6333.4833.5333.4334.0136.95
ATCaverage(ours)33.8033.5133.4533.3333.4033.3633.22
ATCcomplete(ours)33.8033.6733.7133.7033.7433.5633.65
", + "image_path": "a0366372412fb69a42eccad65b0b8d60c00894afe91f1e1ae9fdfdfc1bec0bee.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 132, + 366, + 306, + 472 + ], + "blocks": [ + { + "bbox": [ + 130, + 262, + 482, + 328 + ], + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 328 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 328 + ], + "type": "text", + "content": "Table 3: Object Detection & Segmentation Results. We compare the performance of ATC and ToMe on the dense object detection & segmentation task using the COCO 2017 dataset, following Liu et al. [36]. The ViT-Adapter method is used, with DeiT-T and DeiT-S backbones. The best performing method per column is denoted in bold. A blue background indicates that ATC and ToMe were applied off-the-shelf on the frozen ViT-Adapter backbone, whereas all other models have been fine-tuned." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 162, + 348, + 279, + 357 + ], + "lines": [ + { + "bbox": [ + 162, + 348, + 279, + 357 + ], + "spans": [ + { + "bbox": [ + 162, + 348, + 279, + 357 + ], + "type": "text", + "content": "(a) ViT-Adapter-T Backbone" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 366, + 306, + 472 + ], + "lines": [ + { + "bbox": [ + 132, + 366, + 306, + 472 + ], + "spans": [ + { + "bbox": [ + 132, + 366, + 306, + 472 + ], + "type": "table", + "html": "
ViT-Adapter-TmAPboxmAPmask
45.840.9
r (%)2550709025507090
ToMe-39.945.345.8-36.240.540.8
ATCsingle (ours)13.938.544.845.712.634.639.940.8
ATCaverage (ours)33.843.745.545.831.539.240.740.8
ATCcomplete (ours)34.943.945.645.832.339.340.640.8
ToMe-43.745.746.0-39.340.941.0
ATCsingle (ours)36.943.545.545.933.639.140.740.9
ATCaverage (ours)42.445.245.845.938.540.540.841.1
ATCcomplete (ours)42.645.345.946.038.740.541.041.1
", + "image_path": "73ce54721d9bcd1e2afbabeee1ffaf33dee97ef3bd7a885c01412f095c4e728e.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 307, + 366, + 482, + 471 + ], + "blocks": [ + { + "bbox": [ + 337, + 348, + 454, + 357 + ], + "lines": [ + { + "bbox": [ + 337, + 348, + 454, + 357 + ], + "spans": [ + { + "bbox": [ + 337, + 348, + 454, + 357 + ], + "type": "text", + "content": "(b) ViT-Adapter-S Backbone" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 307, + 366, + 482, + 471 + ], + "lines": [ + { + "bbox": [ + 307, + 366, + 482, + 471 + ], + "spans": [ + { + "bbox": [ + 307, + 366, + 482, + 471 + ], + "type": "table", + "html": "
ViT-Adapter-S\\( \\mathrm{mAP}^{\\text{box}} \\)\\( \\mathrm{mAP}^{\\text{mask}} \\)
48.542.8
r (%)2550709025507090
ToMe-42.447.848.4-38.242.342.7
ATC \\( {}^{\\text{single}} \\)(ours)16.941.947.448.414.436.841.842.7
ATC \\( {}^{\\text{average}} \\)(ours)37.246.548.048.433.741.242.442.7
ATC \\( {}^{\\text{complete}} \\)(ours)38.346.648.048.434.741.342.442.7
ToMe-46.448.248.3-41.442.642.7
ATC \\( {}^{\\text{single}} \\)(ours)40.346.447.948.336.241.142.342.6
ATC \\( {}^{\\text{average}} \\)(ours)45.147.848.348.540.242.442.642.9
ATC \\( {}^{\\text{complete}} \\)(ours)45.347.848.248.640.542.342.642.7
", + "image_path": "23a18b1e11c068c605edb01f3090ec007695ae39826ab7594bc4543880cd76af.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": "observed in the original paper still hold. We find that across all linkage functions the ATC model outperforms or matches the ToMe model. While ToMe achieves a minimum FID of 33.57, this is outperformed by both the single and average linkage functions with FID scores of 33.43 and 33.22, respectively. The complete linkage function in general performs worse than both the single and average linkage functions, but we also find that the results with single linkage diverges when " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "r \\leq 50\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": ". We observe that the average linkage function leads to better results as the keep rate is reduced, achieving the best performance when " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "r = 40\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": ", whereas the other methods peak at " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "r = 50\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "inline_equation", + "content": "r = 60\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": ". By looking at the generated images, see Figure 6, we find that the average linkage function manages to keep a lot more of the distinctive patterns and contextual background. In comparison, the single linkage function loses the head pattern, and all methods except ATCaverage convert the tree branch to a tree pole resulting in a change in pose of the generated magpie." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 148, + 480, + 507 + ], + "blocks": [ + { + "bbox": [ + 134, + 148, + 480, + 507 + ], + "lines": [ + { + "bbox": [ + 134, + 148, + 480, + 507 + ], + "spans": [ + { + "bbox": [ + 134, + 148, + 480, + 507 + ], + "type": "image", + "image_path": "c4e3a4645ae91d1da81de82d82cfa8631087cb9362b7dd92ae209cbc91cfcb9c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "lines": [ + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "text", + "content": "Fig. 6: Image Synthesis Visualization. We visualize image synthesis results for the \"magpie\" ImageNet class. The first row is the standard Stable Diffusion result, with each subsequent row having token merging applied with " + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "inline_equation", + "content": "r \\in \\{80, 60, 40\\} \\%" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "text", + "content": ". Examples for all considered keep rates and more classes can be found in the supplementary materials. We find that as the keep rate is lowered the ATC" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "inline_equation", + "content": "^{\\text{single}}" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "text", + "content": " method drastically changes the image, specifically the head and patterns of the magpie, as well as having a more monochrome background. We see that even at " + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "inline_equation", + "content": "r = 40\\%" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "text", + "content": " ATC" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "inline_equation", + "content": "^{\\text{average}}" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "text", + "content": " manages to keep most of the details such as the branch the magpie is sitting on, whereas ToMe and ATC" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "inline_equation", + "content": "^{\\text{complete}}" + }, + { + "bbox": [ + 130, + 516, + 482, + 628 + ], + "type": "text", + "content": " keep the general patterns but switches from a branch to a wooden pole (highlighted with a red arrow), leading to a change in pose of the generated magpie." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 100 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 340, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 340, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 340, + 128 + ], + "type": "text", + "content": "4.4 Object Detection and Segmentation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "spans": [ + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "type": "text", + "content": "Liu et al. [36] conducted a systematic comparison of several token pruning methods for object detection and segmentation on the COCO 2017 dataset [34]. The Mask-RCNN model [22] is used for predicting bounding boxes and segmentation masks with a ViT-Adapter backbone model [10], building upon an ImageNet pretrained DeiT model [52]. Instead of the typical windowed self-attention used in ViT-Adapter, Liu et al. use global self-attention and train using the original ViT-Adapter settings for 36 epochs. Tokens are reduced at the 4th, 7th, and 10th ViT block, and a DeiT-Tiny and DeiT-Small backbone are used. When applying the token reduction method, the ViT-Adapter-Tiny and ViT-Adapter-Small models are fine-tuned for 6 and 4 epochs, respectively, using the MMDetection framework [6] and following the training protocol of Liu et al. Unlike the original protocol by Liu et al. which only considered a keep rate of " + }, + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "type": "inline_equation", + "content": "r = 70\\%" + }, + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "type": "text", + "content": ", we extend the considered keep rates to " + }, + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "type": "inline_equation", + "content": "r \\in \\{25, 50, 70, 90\\} \\%" + }, + { + "bbox": [ + 130, + 134, + 482, + 339 + ], + "type": "text", + "content": ", similar to the protocol used by Haurum et al. [18]. We evaluate both ToMe and ATC in the off-the-shelf and fine-tuned scenarios. As the Injector and Extractor modules in the ViT-Adapter expect the original number of tokens, we back-project through the clustering when relevant, leading to the original number of patches." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "type": "text", + "content": "As is apparent in Table 3, we find that both ToMe and ATC are very strong token reduction methods for detection and segmentation. When applying ToMe and ATC off-the-shelf (i.e. without fine-tuning the ViT-Adapter backbone) with keep rates " + }, + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "type": "inline_equation", + "content": "r \\in \\{70,90\\} \\%" + }, + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "type": "text", + "content": ", both methods can match the detection and segmentation performance of the baseline ViT-Adapter backbones. When the keep rate is lowered to " + }, + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "type": "inline_equation", + "content": "r = 50\\%" + }, + { + "bbox": [ + 130, + 350, + 482, + 445 + ], + "type": "text", + "content": " we find that our ATC method with the average and complete linkage function outperforms ToMe by 4 percentage points in detection mAP and 3 percentage points in segmentation mAP." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "spans": [ + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": "When fine-tuning the Tiny and Small backbones we see major improvements at keep rates of " + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": ", such as a 26 and 22 percentage points improvement in bounding box mAP for ATC" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "^{\\text{single}}" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": " with the Tiny and Small backbones and " + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "r = 25\\%" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": ", respectively. In comparison, fine-tuning has less of an effect on ATC" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "^{\\text{average}}" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": " and ATC" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "^{\\text{complete}}" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": " as the off-the-shelf performance is already high. We also observe that after fine-tuning, our ATC method still outperforms ToMe, though with a smaller margin, and in several cases outperforms the baseline ViT-Adapter performance. Lastly, we see that by fine-tuning, we can get comparable performance to the baseline method at keep rates of " + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 446, + 482, + 565 + ], + "type": "text", + "content": ", whereas ToMe is several percentage points worse than the baseline ViT-Adapter." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 582, + 217, + 594 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 582, + 217, + 594 + ], + "spans": [ + { + "bbox": [ + 132, + 582, + 217, + 594 + ], + "type": "text", + "content": "5 Discussion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": "Through our experiments we have demonstrated how our proposed ATC method consistently outperforms prior merging-based token reduction methods across a diverse set of tasks. This includes the prior best merging-based method ToMe, which we confidently outperform across all considered tasks. While our analysis have been focused on comparing ATC with prior merging-based approaches," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "we also find that ATC outperforms pruning-based methods on the image classification task (Following the setup from Sec. 4.1) and object detection and segmentation, where ATC outperforms the prior state-of-the-art pruning-based SViT method from Liu et al. [36]. Detailed experimental results including the pruning-based methods are available in the supplementary materials, and establish that our ATC method is the current best token reduction method." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 204, + 222, + 217 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 204, + 222, + 217 + ], + "spans": [ + { + "bbox": [ + 132, + 204, + 222, + 217 + ], + "type": "text", + "content": "6 Limitations" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 228, + 482, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 228, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 228, + 482, + 396 + ], + "type": "text", + "content": "We show that ATC is a very adaptable method, achieving state-of-the-art performance across the different classification, image synthesis, and object detection & segmentation tasks considered. However, ATC is not without its limitations. Firstly, ATC requires the selection of a linkage function, adding an extra hyperparameter. While there is not a specific linkage function that is the best at all tasks, we find that the average or complete linkage functions are good general choices, whereas the single linkage function often underperforms when working with more aggressive keep rates, matching prior linkage function recommendations [15]. Secondly, we find that the inference throughput of the current implementation of ATC is hampered by the available implementations of the agglomerative clustering functions, which are all non-batched and often CPU-bounded. This is discussed and analyzed at lengths in the supplementary materials. However, there are also clear indications that these limitations can be lifted if the current frameworks are slightly modified." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 411, + 220, + 424 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 411, + 220, + 424 + ], + "spans": [ + { + "bbox": [ + 132, + 411, + 220, + 424 + ], + "type": "text", + "content": "7 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 434, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 482, + 579 + ], + "type": "text", + "content": "In this work, we introduce Agglomerative Token Clustering (ATC), a novel hard-merging token reduction approach grounded in the principles of classical bottom-up hierarchical clustering. ATC distinguishes itself by efficiently merging redundant observations early on, thus preserving the semantic richness of more diverse observations. We evaluate our method across the most diverse sets of tasks considered in the literature, covering both classification, synthesis, detection, and segmentation tasks. In image classification, image synthesis, and object detection & segmentation, ATC sets a new state-of-the-art, highlighting its significant contribution to the field. We also demonstrate that ATC can achieve comparable performance to the prior state-of-the-art without any fine-tuning, i.e. when applied off-the-shelf. We are optimistic that ATC will inspire subsequent advancements, leveraging classical clustering methods to enhance modern neural architectures." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 594, + 247, + 608 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 594, + 247, + 608 + ], + "spans": [ + { + "bbox": [ + 132, + 594, + 247, + 608 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "type": "text", + "content": "This work was supported by the Pioneer Centre for AI (DNRF grant number P1), partially supported by the Spanish project PID2022-136436NB-I00 and by ICREA under the ICREA Academia programme, and the Canada CIFAR AI Chairs." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 101 + ], + "type": "text", + "content": "J. B. Haurum et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 137, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 16, + "blocks": [ + { + "bbox": [ + 138, + 137, + 481, + 179 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 137, + 481, + 179 + ], + "spans": [ + { + "bbox": [ + 138, + 137, + 481, + 179 + ], + "type": "text", + "content": "1. Beyer, L., Izmailov, P., Kolesnikov, A., Caron, M., Kornblith, S., Zhai, X., Minderer, M., Tschannen, M., Alabdulmohsin, I., Pavetic, F.: Flexivit: One model for all patch sizes. 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In: Proceedings of the European Conference on Computer Vision (ECCV) (2022)" + } + ] + } + ], + "index": 15 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 315, + 91, + 447, + 102 + ], + "type": "text", + "content": "Agglomerative Token Clustering" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_content_list.json b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..be29046309ac959134fbe587c44650a947d7bfce --- /dev/null +++ b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_content_list.json @@ -0,0 +1,1738 @@ +[ + { + "type": "text", + "text": "Align before Collaborate: Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "text_level": 1, + "bbox": [ + 218, + 140, + 782, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Kun Yang $^{1\\dagger}$ , Dingkang Yang $^{1\\dagger}$ , Ke Li $^{3}$ , Dongling Xiao $^{3}$ , Zedian Shao $^{4}$ , Peng Sun $^{2}$ , and Liang Song $^{1\\boxtimes}$", + "bbox": [ + 243, + 210, + 754, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Academy for Engineering and Technology, Fudan University \n $^{2}$ Duke Kunshan University", + "bbox": [ + 292, + 253, + 709, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 Tencent Youtu Lab", + "bbox": [ + 428, + 282, + 573, + 295 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{4}$ Duke University", + "bbox": [ + 437, + 296, + 563, + 310 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{kunyang20,dkyang20}@fudan.edu.cn", + "bbox": [ + 372, + 311, + 630, + 325 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Collaborative perception has received widespread attention recently since it enhances the perception ability of autonomous vehicles via inter-agent information sharing. However, the performance of existing systems is hindered by the unavoidable collaboration noises, which induce feature-level spatial misalignment over the collaborator-shared information. In this paper, we propose a model-agnostic and lightweight plugin to mitigate the feature-level misalignment issue, called dynamic feature alignment (NEAT). The merits of the NEAT plugin are threefold. First, we introduce an importance-guided query proposal to predict potential foreground regions with space-channel semantics and exclude environmental redundancies. On this basis, a deformable feature alignment is presented to explicitly align the collaborator-shared features through query-aware spatial associations, aggregating multi-grained visual clues with corrective mismatch properties. Ultimately, we perform a region cross-attention reinforcement to facilitate aligned representation diffusion and achieve global feature semantic enhancement. NEAT can be readily inserted into existing collaborative perception procedures and significantly improves the robustness of vanilla baselines against pose errors and transmission delay. Extensive experiments on four collaborative 3D object detection datasets under noisy settings confirm that NEAT provides consistent gains for most methods with distinct structures.", + "bbox": [ + 259, + 362, + 743, + 654 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Collaborative perception $\\cdot$ Deformable feature alignment", + "bbox": [ + 261, + 667, + 725, + 681 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 707, + 375, + 724 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Perception is a fundamental capability of autonomous vehicles (AVs) to guarantee road safety in sophisticated driving scenarios [22]. Previous single-agent perception has been extensively explored in vision-oriented vehicular applications, including driver monitoring [39], object detection [24, 42], and instance segmentation [21, 52]. Nevertheless, the single-agent perception paradigm is generally", + "bbox": [ + 212, + 739, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "$\\dagger$ Equal contribution. $\\boxtimes$ Corresponding author.", + "bbox": [ + 230, + 824, + 535, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/665b5fa89f39ace0c2981a27a69f256ed8a75432af448c6e5f6c9d525a77c288.jpg", + "image_caption": [ + "(a) Infrastructure side image" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 356, + 203 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/024b1cf185290ac602f168aab1b7a110c809985071c9d5278a1f1347b236b300.jpg", + "image_caption": [ + "(b) Non-aligned point cloud fusion due to transmission delay", + "Fig. 1: (a) shows the infrastructure side image where the ego vehicle is marked with the orange circle. (b) and (c) show the point cloud fusion mismatches due to transmission delay and pose errors, respectively. (d) Our NEAT plugin mitigates the feature spatial misalignment issue and produces the well-aligned point cloud fusion." + ], + "image_footnote": [], + "bbox": [ + 359, + 143, + 500, + 203 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/4162ff4e5e24149c0e8f9439c9ea1ecb6889eac24518cf1eb2a98858fee976fb.jpg", + "image_caption": [ + "(c) Non-aligned point cloud fusion due to localization errors" + ], + "image_footnote": [], + "bbox": [ + 504, + 143, + 640, + 203 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/8b45731a52d3b5cbfe3ed87e46f09404e88023d8ffc5764cda4c827c6f9bb2e2.jpg", + "image_caption": [ + "(d) Aligned point cloud fusion with our NEAT aligner" + ], + "image_footnote": [], + "bbox": [ + 645, + 143, + 784, + 203 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "vulnerable in realistic conditions due to limited sensor ranges [51] and viewpoint occlusions [50]. To this end, collaborative perception has been proposed as a promising solution to alleviate the inadequate observations of individual agents. Based on the Vehicle-to-Vehicle/Everything (V2V/X) communication, existing studies [4,7,8,13,27-29,34-37,45,47,49] effectively improve the perception capabilities of the ego agent through information exchange and perspective complementation among heterogeneous agents (e.g., AVs and infrastructures), resulting in a more holistic and precise understanding of surrounding environments.", + "bbox": [ + 212, + 321, + 787, + 443 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Collaborative perception systems are categorized as early [4, 23], intermediate [13], and late [26, 33] fusion, where the feature-level intermediate fusion is the most favored due to its superior trade-off between perception performance and bandwidth cost. However, existing approaches [27, 34, 37] design intermediate collaboration schemes assuming that the spatial transformations between agents are perfect, which are vulnerable to real-world collaboration noises, including pose errors and transmission delay. Specifically, these realistic noises induce spatial misalignment at the feature level, thereby obfuscating the object locations and degrading the collaboration performance. Fig. 1 illustrates visual examples of the feature misalignment issues. We also conduct a toy comparison experiment on the OPV2V dataset [37] to evaluate the hazards posed by collaboration noises. From Fig. 2, the state-of-the-art (SOTA) methods CoBEVT [34], Where2comm [7], AttFuse [37], and F-Cooper [3] exhibit respectable detection precisions in the perfect setting regarding the Average Precision (AP)@IoU 0.7. Nevertheless, when confronted with the noisy setting in realistic scenarios, the potential feature misalignment results in unavoidable performance deterioration, even worse than the No Fusion baseline without collaboration. These findings confirm that the feature misalignment leads to severe performance bottlenecks in existing models. Accordingly, how to effectively mitigate these feature mismatches becomes the core of achieving robust collaborative perception.", + "bbox": [ + 212, + 445, + 787, + 748 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Several solutions are proposed to mitigate feature-level misalignment in noisy conditions. For instance, some integrated frameworks leverage attention patterns with larger perceptive fields [36,41,45], multi-scale collaborator features [7,8,27], and historical information [28, 31, 48]. However, these approaches invariably lead to more complicated computations and larger bandwidth costs. Also, these model-specific solutions lack scalability and fail to be applied to other frame-", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/50e8c235323fc593e3f02f1ed4a48263497cdde8bddc417139517168a6ffceb5.jpg", + "image_caption": [ + "Comparison results on the OPV2V dataset", + "Fig. 2: We conduct a toy comparison experiment on the OPV2V dataset to evaluate the noise interference. The potential feature misalignment in the noisy setting cause the inevitable performance degradation of existing methods compared to the perfect setting. In this case, the NEAT plugin consistently improves the detection precision of the vanilla baselines. Under the same noisy conditions, NEAT brings more significant performance improvements for the baselines compared to SyncNet [11] and CoAlign [18]." + ], + "image_footnote": [], + "bbox": [ + 230, + 155, + 769, + 296 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "works. In addition, various plugins enhance the robustness of existing approaches to specific noises, such as SyncNet [11] for transmission delay and CoAlign [18] for pose errors. Nevertheless, the history-based prediction module in SyncNet introduces significant computation and communication overheads, and the alignment module in CoAlign relies heavily on common visible objects between agents. Moreover, these plugins fail to cope with transmission delay and pose errors simultaneously since these two types of noises induce distinct mismatch patterns. From Fig. 1b, transmission delay causes temporal asynchrony and produces feature misalignment in the object motion directions, which are depicted by the direction-invariant red arrows. Moreover, pose errors bring about more irregular misalignment patterns due to random localization noises, as shown in Fig. 1c. To this end, we propose a lightweight plugin, NEAT, that can be readily integrated into existing frameworks and requires only the ego and collaborator features. As Fig. 2 shows, NEAT achieves more significant performance improvements than CoAlign [18] and SyncNet [11] under the same noisy conditions. Also, the extra parameter number brought from NEAT is only about 1MB (see Table 1).", + "bbox": [ + 212, + 428, + 787, + 671 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, we propose a model-agnostic and lightweight plugin, NEAT, to alleviate the feature misalignment dilemma and facilitate robust collaboration of multi-agent perception systems. Given ego and mismatched collaborator features, our NEAT plugin accomplishes dynamic feature alignment progressively through three tailored components. Specifically, we present the importance-guided query proposal (IQP) module to highlight potential foreground regions in collaborator features. IQP estimates the perceptually critical level of each location and introduces multi-scale views for robust query selection. Then, the deformable feature alignment (DFA) component is devised to integrate valuable visual clues for selected queries and facilitate local semantic enhancement in collaborator features. DFA introduces global context support for object-related to", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "bbox": [ + 274, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "ken generation, then leverages the deformable cross-attention to construct query-aware spatial associations and aggregate semantically relevant representations. Ultimately, we propose the region cross-attention reinforcement (RCR) module to diffuse the locally enhanced features into the global representation, producing refined collaborator features with aligned properties for the subsequent feature fusion stage. Our contributions can be summarized as follows:", + "bbox": [ + 212, + 146, + 787, + 237 + ], + "page_idx": 3 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- The proposed NEAT model is the first dedicated plug-and-play design to address the feature misalignment issues caused by two types of collaboration noises, which can be readily integrated into most methods with diverse architectures and bring significant performance gains consistently.", + "- The proposed customized components progressively enhance perceptually critical semantics in collaborator-shared features and provide a universal solution for achieving the robust multi-agent perception system.", + "- Extensive experiments are conducted on multiple collaborative 3D object detection datasets. Comprehensive analysis in real-world and simulated scenarios under noisy settings shows the applicability and effectiveness of NEAT." + ], + "bbox": [ + 223, + 246, + 782, + 395 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 420, + 387, + 436 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Collaborative Perception", + "text_level": 1, + "bbox": [ + 215, + 452, + 468, + 468 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Collaborative perception aims to incorporate sensor observations from heterogeneous agents to improve the detection capability of the ego agent. Several intermediate collaboration efforts are presented to enhance robustness in noisy conditions, which can be categorized into integrated frameworks and scalable plugins. The former efforts employ framework-specific designs to mitigate noise. For instance, various works utilize attention patterns with larger receptive fields, including Swin Transformer in V2X-ViT [36], axial attention in CoBEVT [34], and deformable attention in SCOPE [45]. Moreover, FFNet [48] and CoBEVFlow [31] apply feature flow to predict the current frame to mitigate transmission delay. These prediction designs introduce significant computation and storage overheads and cause excessive cumulative errors. Multiscale solutions [7,8,17,28,30] employ multiscale collaborator features to overcome local noise interference. However, these methods invariably require sending multiple BEV features and depend on complicated feature fusion mechanisms. The latter efforts alleviate specific noises in a plug-and-play manner. Specifically, SyncNet [11] introduces historical information to predict features based on DiscoNet [13], and CoAlign [18] utilizes co-visible objects to calibrate the inter-agent transfer matrix. Nevertheless, these plugins lack scalability due to their dependence on specific conditions and noises, e.g., SyncNet's requirement for extensive stored collaborator features and CoAlign's dependence on co-visible objects. To summarize, the framework-specific methods fail to provide a unified solution for overcoming noise interference, and the existing plugins can only handle one specific noise. Accordingly, we propose the lightweight NEAT plugin to mitigate transmission delay and pose errors in a model-agnostic manner simultaneously.", + "bbox": [ + 212, + 478, + 787, + 843 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/da72a92de4d5c85e70c33e97aab118fdcd076ac00e6d60d39d3e39de945703e1.jpg", + "image_caption": [ + "Fig. 3: NEAT plugin overview. Features $F_{e}$ and $\\tilde{F}_{i}$ are inputs. First, NEAT obtains the multi-scale views $\\{\\tilde{F}_{i}^{l}\\}_{l=1}^{3}$ and utilizes the IQP module to produce the query proposals $P_{i}$ . The naive fusion view $\\tilde{\\mathcal{F}}_{i}$ is built via type-dependent projection and $f_{fus}(\\cdot)$ to provide global object-related semantics. Afterward, we sample features from $\\{\\tilde{\\mathcal{F}}, \\tilde{F}_{i}\\}$ based on the selected 2D positions in $P_{i}$ and generate the token embedding $T_{i}$ . With deformable cross-attention and $T_{i}$ , NEAT enhances the selected queries and obtains initial aligned feature $\\tilde{Z}_{i}$ via the filling operation. Ultimately, we take a partitioned region as an example to introduce region cross-attention, which generates globally enhanced aligned feature $Z_{i}$ for the subsequent feature fusion stage." + ], + "image_footnote": [], + "bbox": [ + 243, + 143, + 759, + 311 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.2 Vision Attention for Object Detection", + "text_level": 1, + "bbox": [ + 214, + 476, + 576, + 491 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Benefiting from the development of learning-based technologies [38,40,43,44,46], attention mechanisms are widely exploited in vision tasks due to their outstanding contextual modeling capabilities, such as DETR [2] and AutoAlign [5] for object detection. However, vanilla global-wise attention invariably brings heavy computation and storage burdens. Numerous efforts are proposed to alleviate this issue via efficient attention designs, including [1,6,12,14,19,25,32,53]. For instance, deformable DETR [32] leverages the advantages of sparse spatial sampling. AutoAlignV2 [6] builds cross-modal correlations and accelerates feature integration through a deformable attention model. For LiDAR-based object detection, Centerformer [53] presents two sparse attention schemes to facilitate the extraction of meaningful object representations, including window-aware cross-attention and deformable cross-attention. In this paper, we focus on the collaborative 3D object detection tasks in autonomous driving scenarios, which expose more challenges due to real-world collaboration noises. Consequently, we design a deformable attention-based feature alignment component to mitigate error-prone feature associations between collaborators and the ego agent, improving the robustness of existing collaborative perception systems against noises.", + "bbox": [ + 212, + 500, + 787, + 758 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Methodology", + "text_level": 1, + "bbox": [ + 214, + 779, + 380, + 796 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we formulate the collaborative perception procedure to introduce the working context of our NEAT plugin.", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "bbox": [ + 274, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Feature Extraction and Agent Communication. Consider a driving scene with $N$ agents, where $e$ -th agent is identified as the ego agent, and $X_{i}$ denotes the local point cloud of $i$ -th agent. Each agent utilizes a feature encoder $\\varPhi_{enc}(\\cdot)$ to transform the point cloud $X_{i}$ into Bird's Eye View (BEV) features as follows:", + "bbox": [ + 215, + 146, + 787, + 207 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nF _ {i} = \\Phi_ {e n c} \\left(X _ {i}\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 220, + 785, + 239 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $C$ , $H$ , $W$ stand for the channel, height, and width. To reduce the required bandwidth cost of $F_{i}$ , the $i$ -th collaborator adopts the communication mechanism $\\varPhi_{com}(\\cdot)$ to obtain the compressed or sparse feature as $\\tilde{F}_i = \\varPhi_{com}(F_i)$ . Then, the $i$ -th collaborator transmits feature $\\tilde{F}_i$ and local pose information $p_i$ to the ego agent for subsequent feature fusion stage.", + "bbox": [ + 215, + 246, + 787, + 321 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Coordinate Transformation and Feature Fusion. Upon receiving the shared messages $\\{\\tilde{F}_i,p_i\\}$ from the $i$ -th collaborator, the ego agent obtains relative poses with $\\{p_e,p_i\\}$ and transforms $\\tilde{F}_i$ into the ego coordinate system via the coordinate transformation operator $\\Gamma (\\cdot)$ [36] as $\\tilde{F}_i = \\Gamma (\\tilde{F}_i;p_e,p_i)$ . After that, the ego agent produces the fused feature $\\mathcal{F}_e$ for the final detection with the transformed features as follows:", + "bbox": [ + 215, + 321, + 787, + 412 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {F} _ {e} = \\Phi_ {f u s} \\left(F _ {e}, \\{\\tilde {F} _ {i} \\} _ {i = 1} ^ {N}\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 425, + 784, + 441 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\varPhi_{fus}(\\cdot)$ denotes the cross-agent feature fusion models, such as attention schemes [7, 36, 37] or graph models [28, 29]. However, collaboration noises (e.g., transmission delay and pose errors) cause feature-level spatial misalignment shown in Fig. 1 and hinder the feature fusion procedure, leading to the performance bottlenecks of existing frameworks under noisy conditions (see Fig. 2).", + "bbox": [ + 215, + 454, + 787, + 531 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 NEAT Overview", + "text_level": 1, + "bbox": [ + 215, + 554, + 401, + 569 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Unlike previous works [18, 28, 36, 45, 48] that superficially temper noise interference via integrated frameworks or plugins, we develop a model-agnostic and lightweight NEAT plugin to explicitly mitigate two types of collaboration noises and break performance bottlenecks of existing systems. As Fig. 3 shows, our NEAT plugin only requires the features $F_{e}$ and $\\tilde{F}_{i}$ as inputs. Then, three tailored components are progressively executed to produce the aligned feature $Z_{i}$ for replacing $\\tilde{F}_{i}$ in feature fusion. The summarized procedure includes: (i) $\\tilde{F}_{i}$ is encoded into three scales with the same channel size using simple convolutions, and $\\tilde{F}_{i}^{l}$ denotes the feature at $l$ -th scale. With this basis, the importance-guided query proposal component produces the query proposals $P_{i} \\in \\mathbb{R}^{N_{p} \\times 2}$ with features $\\{\\tilde{F}_{i}^{l}\\}_{l=1}^{3}$ and $F_{e}$ , where $N_{p}$ is the proposal number. (ii) The deformable feature alignment component first builds the naive fusion view $\\tilde{\\mathcal{F}}$ to provide global object-related information, then acquires the initial aligned feature $\\tilde{Z}_{i}$ via critical semantics aggregation. (iii) The region cross-attention reinforcement component applies the features $\\tilde{Z}_{i}$ and $\\tilde{F}_{i}$ to perform feature refinement, generating the aligned feature $Z_{i}$ for feature fusion. We will detail the implementation of the above three proposed components in Sections 3.2, 3.3, and 3.4.", + "bbox": [ + 215, + 580, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Importance-guided Query Proposal", + "text_level": 1, + "bbox": [ + 215, + 146, + 552, + 162 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The query proposal phase aims to predict potential foreground regions, which will be queried in the feature alignment phase. We present an Importance-guided Query Proposal (IQP) component, which generates the importance map with space-channel semantics and applies multi-scale views to alleviate the noise interference for query selection. Unlike Where2comm [7], which relies on trained decoders for query selection, IQP employs space-channel saliency and multiscale solutions to accurately predict foreground regions under noisy conditions.", + "bbox": [ + 212, + 172, + 782, + 277 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Importance Map Generation. To highlight object-related foreground regions within the features, we utilize a two-stage scheme to generate importance maps by exploring inter-pixel spatial interactions and intra-pixel channel semantics. First, a convolution-based decoder $f_{dec}(\\cdot)$ is used to capture informative regions and yield the corresponding spatial confidence map $M_i^s$ of $\\tilde{F}_i$ . Meanwhile, the channel-wise average pooling operation $\\varPsi_m(\\cdot)$ integrates the visual semantics of different channels and produces the salient activation map $M_i^c$ . The above schemes are formulated as:", + "bbox": [ + 212, + 279, + 784, + 398 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nM _ {i} ^ {s} = \\sigma \\left(f _ {\\text {d e c}} \\left(\\tilde {F} _ {i}\\right)\\right), M _ {i} ^ {c} = \\sigma \\left(\\Psi_ {m} \\left(\\tilde {F} _ {i}\\right)\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 412, + 784, + 429 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\sigma(\\cdot)$ is the sigmoid activation. The importance map is obtained by these two maps as $M_{i} = M_{i}^{s} \\odot M_{i}^{c} \\in [0,1]^{H \\times W}$ , where $\\odot$ denotes the element-wise multiplication. $M_{i}$ reflects the perceptually critical level of each location within the collaborator feature $\\tilde{F}_{i}$ .", + "bbox": [ + 212, + 441, + 782, + 500 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Query Proposal Selection. Since high-resolution perception views are sensitive to feature spatial misalignment [28], the single-scale importance maps inevitably induce erroneous foreground region predictions. To tackle this issue, we leverage multi-scale collaborator features to generate the importance maps $\\{M_i^l\\}_{l=1}^3$ with varying perception resolutions, which can correct initial importance estimations. Moreover, the corresponding importance map $M_e$ of the ego feature $F_e$ is also obtained to complement possible occlusions in collaborators' local observations. Given the above four importance maps, we synchronize their spatial dimensions by bilinear interpolation and obtain the corresponding pixelwise average as $\\tilde{M}_i$ . Then, the heuristic selection approach $f_{sel}(\\cdot; \\delta)$ applies a predefined threshold $\\delta$ to select the top $\\delta \\%$ of spatial locations from $M_i$ as query proposals $\\pmb{P}_i$ , which is formulated as $\\pmb{P}_i = f_{sel}(\\tilde{M}_i; \\delta) \\in \\mathbb{R}^{N_p \\times 2}$ .", + "bbox": [ + 212, + 502, + 784, + 684 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Deformable Feature Alignment", + "text_level": 1, + "bbox": [ + 215, + 707, + 516, + 722 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "After the query selection phase, we introduce a Deformable Feature Alignment (DFA) component tailored for explicit feature alignment, which enhances the representation of query proposals with contextual visual clues and provides aligned properties. Considering the inability of static local attention [7,34] to cope with irregular feature misalignment and sparse BEV features, the deformable attention is adopted to build query-aware spatial associations and efficiently aggregate perceptually relevant semantics. DFA consists of the following two stages.", + "bbox": [ + 212, + 734, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "bbox": [ + 272, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Object-related Token Generation. Previous deformable operations [32, 53] generate tokens with query features to learn sampling offsets and attention scores, which is not applicable to collaborative perception scenarios since single collaborator features fail to provide global context information. Accordingly, we propose to build a naive fusion view to provide global object-related semantics for token generation and mitigate feature misalignment in collaborators' local observations. Specifically, all features are first projected to the common space via type-dependent linear layers $\\mathrm{LN}_t(\\cdot)$ . The intuition is that agent discrepancies in sensor characteristics worsen feature mismatch, whereas the type-dependent projection can capture agent-specific attributes and bridge feature heterogeneity [36]. Then, we employ a general fusion operation $f_{fus}(\\cdot)$ (e.g., convolution [27] and attention [37]) to generate the naive fusion view $\\tilde{\\mathcal{F}}$ as follows:", + "bbox": [ + 212, + 146, + 787, + 330 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\tilde {\\mathcal {F}} = f _ {f u s} \\left(\\mathrm {L N} _ {t} \\left(F _ {e}\\right), \\mathrm {L N} _ {t} \\left(\\tilde {F} _ {i}\\right)\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 338, + 785, + 357 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "As Fig. 3 shows, we extract the corresponding features of the query proposals $P_{i}$ from $\\tilde{\\mathcal{F}}$ and $\\tilde{F}_{i}$ and concatenate them along the channel dimension. The linear layer $\\mathrm{LN}(\\cdot)$ fuses the concatenated features to augment the object-related information within the tokens. The generation process of object-related tokens $T_{i}$ is formulated as follows:", + "bbox": [ + 214, + 364, + 787, + 441 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\pmb {T} _ {i} = \\mathrm {L N} (\\tilde {\\mathcal {F}} (\\pmb {P} _ {i}) \\parallel \\tilde {F} _ {i} (\\pmb {P} _ {i})) \\in \\mathbb {R} ^ {N _ {p} \\times C}, \\qquad (5)\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 448, + 785, + 468 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\parallel$ denotes the concatenation operation. $T_{i}$ integrates the global semantics in the naive fusion view and the local context from the collaborators, facilitating subsequent attention learning to produce more robust aligned views.", + "bbox": [ + 212, + 474, + 785, + 518 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Deformable Feature Aggregation. We first project $\\pmb{T}_i$ as positional encoding and obtain the token embedding as $\\tilde{\\pmb{T}}_i = \\mathrm{LN}(\\pmb{T}_i) + \\pmb{T}_i$ . To aggregate comprehensive and multi-grained perceptual information, the multi-scale collaborator feature $\\{\\tilde{F}_i^l\\}_{l=1}^3$ and naive fusion view $\\tilde{\\mathcal{F}}$ are utilized as attending features. Subsequently, the token embedding $\\tilde{\\pmb{T}}_i$ is passed into a linear layer to learn the sampling offset map $\\Delta P_i$ for each attending feature, providing the 2D spatial offsets $\\{\\Delta p_m | 1 \\leq m \\leq N_m\\}$ for each query proposal $p$ , where $N_m$ denotes the sampled key point number. We leverage the learned offset maps to sample key points on the four attending features and extract these key points' features as $\\{\\tilde{F}_i^l (\\pmb{P}_i + \\Delta \\pmb{P}_i)\\}_{l=1}^3$ and $\\tilde{\\mathcal{F}} (\\pmb{P}_i + \\Delta \\pmb{P}_i)$ , providing alignment properties for queries and alleviating local misalignment. The attention scores of the sampled key points are obtained as $\\phi(\\mathrm{LN}(\\tilde{T}_i))$ , where $\\phi(\\cdot)$ denotes the softmax function.", + "bbox": [ + 212, + 520, + 787, + 703 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Given the sampled features and learned attention scores, we formulate the enhanced feature of each query proposal $p$ as follows:", + "bbox": [ + 212, + 703, + 787, + 734 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {D F A} (p) = \\sum_ {h = 1} ^ {H} \\boldsymbol {W} _ {h} \\left[ \\sum_ {l = 1} ^ {4} \\sum_ {m = 1} ^ {N _ {m}} \\phi \\left(\\ln \\left(\\tilde {\\boldsymbol {T}} _ {i} (p)\\right)\\right) \\tilde {\\boldsymbol {F}} _ {i} ^ {l} (p + \\Delta p _ {m}) \\right], \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 307, + 742, + 785, + 785 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $h$ indexes the attention head, $\\mathbf{W}_h$ is the learnable weight, and $\\tilde{\\mathcal{F}}(p + \\Delta p_m)$ is rewritten as $\\tilde{F}_i^4(p + \\Delta p_m)$ only for formula simplification. From Fig. 3, to produce the aligned feature $\\tilde{Z}_i$ , the augmented feature DFA( $p$ ) is filled into $\\tilde{F}_i$ based", + "bbox": [ + 212, + 792, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "on the 2D location of query proposal $p$ . Previous deformable attention-based efforts [41, 45] learn offsets and attention scores only with the local information of the ego agent, which inevitably leads to sub-optimal feature aggregation. In contrast, NEAT optimizes the offset and attention learning process through tokens $\\tilde{Z}_i$ with global semantics. Also, NEAT significantly alleviates the computation overhead by reducing the sampled key point number $N_{m}$ (from 15 to 5).", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Region Cross-attention Reinforcement", + "text_level": 1, + "bbox": [ + 214, + 258, + 578, + 273 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To generate the aligned feature $Z_{i}$ through global representation refinement, we introduce a novel Region Cross-attention Reinforcement (RCR) component to diffuse locally-enhanced features in $\\tilde{Z}_{i}$ to the surroundings and aggregate the relevant semantics from $\\tilde{F}_{i}$ . With the guidance of confidence priors, RCR filters out the irrelevant regions through region-wise correlation computation, reducing the attending range of global pixel-to-pixel attention adaptively. In contrast, global attention leads to excessive computation cost, while per-location attention [37] fails to achieve global feature refinement through a limited interaction range.", + "bbox": [ + 212, + 282, + 787, + 404 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Specifically, the features $\\tilde{Z}_i$ and $\\tilde{F}_i$ are first concatenated as $Z_i^r = \\tilde{Z}_i\\| \\tilde{F}_i\\in \\mathbb{R}^{C\\times 2H\\times W}$ . Then, we partition $\\tilde{Z}_i$ and $Z_{i}^{r}$ into non-overlapping regions with size $(S_h,S_w)$ and apply the $1\\times 1$ convolution $\\omega_{1*1}(\\cdot)$ to obtain the query, key, value embeddings as $Q_{i} = \\omega_{1*1}(\\tilde{Z}_{i})\\in \\mathbb{R}^{hw\\times S_{h}S_{w}\\times C}$ and $K_{i},V_{i} = \\omega_{1*1}(Z_{i}^{r})\\in$ $\\mathbb{R}^{2hw\\times S_hS_w\\times C}$ , where $h = \\frac{H}{S_h}$ and $w = \\frac{W}{S_w}$ . The region-wise query and key embeddings are produced with the per-region average pooling operation $\\varPsi_{a}(\\cdot)$ :", + "bbox": [ + 214, + 404, + 789, + 497 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nQ _ {i} ^ {r} = \\Psi_ {a} \\left(Q _ {i} \\odot M _ {i} ^ {s}\\right), K _ {i} ^ {r} = \\Psi_ {a} \\left(K _ {i} \\odot M _ {i} ^ {r}\\right), \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 356, + 508, + 784, + 523 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where the confidence maps $M_i^s / M_i^r = \\sigma(f_{dec}(\\tilde{Z}_i / Z_i^r))$ are employed as prior information to introduce object-related semantics during region selection. To select semantically related regions, we compute the correlation matrix by matrix multiplication between $Q_i^r$ and transposed $K_i^r$ and apply the selection function $f_{sel}(\\cdot; \\delta_r)$ to select the top $\\delta_r$ regions. After that, as Fig. 3 shows, the features of the selected regions are gathered to form the key and value embeddings $\\{K_i^g, V_i^g\\}$ . The above process is summarized as follows:", + "bbox": [ + 214, + 534, + 787, + 642 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nK _ {i} ^ {g}, V _ {i} ^ {g} = \\operatorname {g a t h e r} \\left(f _ {s e l} \\left(Q _ {i} ^ {r} \\left(K _ {i} ^ {r}\\right) ^ {T}; \\delta_ {r}\\right)\\right) \\in \\mathbb {R} ^ {h w \\times \\delta_ {r} S _ {h} S _ {w} \\times C}. \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 308, + 650, + 784, + 667 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Ultimately, we adopt region cross-attention to reinforce the representation of each pixel within $\\tilde{Z}_i$ and produce the aligned feature $Z_{i}$ as follows:", + "bbox": [ + 214, + 678, + 787, + 709 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nZ _ {i} = \\phi \\left(\\frac {Q _ {i} \\left(K _ {i} ^ {g}\\right) ^ {T}}{\\sqrt {C}}\\right) V _ {i} ^ {g} \\in \\mathbb {R} ^ {h w \\times S _ {h} S _ {w} \\times C}. \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 367, + 719, + 784, + 752 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We replace $\\tilde{F}_i$ with the reshaped feature $Z_i \\in \\mathbb{R}^{C \\times H \\times W}$ and pass $Z_i$ into the subsequent feature fusion stage. With the above RCR component, $Z_i$ aggregates perceptually relevant semantics from the global context and mitigates the local spatial misalignment. Accordingly, $Z_i$ provides more comprehensive and accurate spatial information and facilitates more robust feature fusion than feature $\\tilde{F}_i$ .", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "bbox": [ + 272, + 114, + 730, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 143, + 375, + 162 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 176, + 426, + 194 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Datasets and Evaluation Metrics. We conduct extensive experiments on four collaborative perception benchmark datasets, including V2XSet [36], OPV2V [37], OPV2V Culver City [37], and V2V4Real [35]. V2XSet is a large-scale simulation dataset supporting multi-agent V2X perception. This dataset contains 11,447 labeled point cloud frames, split into training/validation/testing sets with 6,694, 1,920, and 2,833 frames. The simulation dataset OPV2V provides raw sensor measurements from 2 to 7 autonomous vehicles in each scene. There are 10,914 frames of point clouds and RGB images, and the training, validation, and testing splits include 6,764, 1,981, and 2,169 frames. The testing dataset OPV2V Culver City contains approximately 600 point cloud frames with 3D annotations. V2V4Real is the first real-world dataset for V2V collaborative perception, where two self-driving vehicles are configured to record the surrounding environments with multi-modal sensors. To evaluate the object detection performance, we adopt the Average Precision (AP) at Intersection-over-Union (IoU) thresholds of 0.5 and 0.7 as experimental metrics following [10].", + "bbox": [ + 212, + 204, + 789, + 431 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Implementation Details. The proposed models are implemented using Pytorch toolbox [20] and trained with Nvidia Tesla V100 GPUs by Adam optimizer [9]. We set the default noisy setting to simulate the realistic noise levels, where the localization and heading errors are sampled from Gaussian distributions with a standard deviation of $0.2\\mathrm{m}$ and $0.2^{\\circ}$ , and the transmission delay is $100\\mathrm{ms}$ . The batch sizes on the V2XSet, OPV2V, and V2V4Real datasets are $\\{3,3,5\\}$ , and epoch numbers are $\\{15,15,10\\}$ . The initial learning rate is $2\\mathrm{e}-3$ , decaying every ten epochs with a factor of 0.1. We implement the regression and classification decoders using two convolutional layers to produce predictions and use smooth absolute error loss and focal loss [15] for objective optimization. $f_{dec}(\\cdot)$ reuses the parameters of the classification decoder and utilizes a maximum pooling operation to reduce the channel dimension. The selection thresholds $\\delta$ on the V2XSet, OPV2V, and V2V4Real datasets are $\\{25,25,35\\}$ . We employ the per-location attention [37] to implement the fusion method $f_{fus}(\\cdot)$ . The sampled key point number $N_{m}$ is 5, and the attention head $H$ is 8. The RCR component sets the region size $(S_{h}, S_{w})$ and threshold $\\delta_{r}$ as $(4,8)$ and 2, respectively. We provide the evaluation results on the testing sets of the four datasets.", + "bbox": [ + 212, + 431, + 787, + 688 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Model Zoo. To evaluate the effectiveness of NEAT, we select five representative models with distinct structures as the comparison baselines. Specifically, F-Cooper [3] employs a heuristic max-out strategy to fuse collaborator features. CORE [27] designs a feature-level reconstruction task to preserve critical semantics and designs an attention-aware collaboration component. Att-Fuse [37] uses the per-location attention to learn the attention weights of corresponding pixels across different feature maps. Where2comm [7] presents a confidence-aware per-location attention design to facilitate pragmatic collaboration. CoBEVT [34] applies axial attention to aggregate meaningful object representations from local windows and sparse global tokens.", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/b0cbbc9d048982f8f48a2be0d8479084917f90d91c07a54e757b3df628c3326a.jpg", + "table_caption": [ + "Table 1: Comparisons of space-time complexity and performance on the four datasets. The complexity results are reported in the average parameter number (Para.) and MACs across datasets. The detection results are reported in AP@0.5/0.7." + ], + "table_footnote": [], + "table_body": "
ModelsPara. (M)MACs (G)V2XSetOPV2VV2V4RealOPV2V Culver City
AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7
No Fusion6.3730.4660.6040.2268.7148.6639.7822.0255.747.10
Late Fusion6.3731.1954.9330.7476.2456.1449.4122.0560.1839.23
When2com [16]11.31186.4668.8442.9372.7354.8051.8224.1161.7340.61
V2VNet [29]14.45435.6279.1149.2877.5862.2757.1626.7371.4651.50
DiscoNet [13]9.63147.8579.8354.1680.6663.8255.9426.6170.6250.36
V2X-ViT [30]15.39306.7883.5961.4484.7668.9255.3528.7273.4854.04
SCOPE [45]19.71355.4584.2662.1785.0271.1356.2828.0472.2753.66
FFNet [48]13.74251.0278.7655.4983.2665.5857.0228.5570.5152.83
CoBEVFlow [31]15.56295.2782.9458.3585.1869.2459.3730.6374.0654.37
F-Cooper [3]8.21160.2571.4746.9279.2858.4653.1925.9368.6848.02
F-Cooper + NEAT9.50165.4183.0360.9486.9167.8156.2532.7074.9153.28
CORE [27]11.14172.5373.8943.2478.8556.1757.6529.7468.9545.65
CORE + NEAT12.51178.0876.3548.0681.1460.4560.9134.1970.6348.48
AttFuse [37]8.53115.5470.8548.6680.2359.8255.8627.8870.9051.26
AttFuse + NEAT9.85120.9880.3055.9784.3768.1960.6034.2475.2255.21
Where2comm [7]10.36210.9281.9853.4380.5561.9258.3731.4970.3250.17
Where2comm + NEAT11.64216.6783.4258.7282.0664.8459.2835.4373.5753.29
CoBEVT [34]12.03238.1481.1254.3081.3263.1958.2028.7271.5452.33
CoBEVT + NEAT13.37244.7585.0765.1690.0175.4160.5534.9778.8258.10
", + "bbox": [ + 217, + 199, + 784, + 371 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Detection Performance Comparison", + "text_level": 1, + "bbox": [ + 215, + 398, + 555, + 414 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 1 presents the average space-time complexity and detection performance comparison between various baselines and the NEAT-based models under default noisy settings across the four datasets. The complexity is measured by the mainstream Parameter Number (M) and MACs (G). No Fusion represents the ego-centered perception without collaboration. Late Fusion refers to aggregating all agents' output boxes and producing the results by non-maximum suppression. Moreover, we consider representative and reproducible state-of-the-art (SOTA) methods, including When2com [16], V2VNet [29], V2X-ViT [36], DiscoNet [13], SCOPE [45], FFNet [48] and CoBEVFlow [31]. The key observations are listed below. (i) NEAT significantly improves the five selected models on all metrics with very slight complexity costs. For instance, the NEAT-based F-Cooper, CORE, AttFuse, Where2comm, and CoBEVT achieve an average gain of $8.85\\%$ , $4.10\\%$ , $6.50\\%$ , $3.81\\%$ , and $8.78\\%$ compared to their vanilla counterparts across the four datasets concerning AP@0.7. (ii) Compared to V2X-ViT [36], SCOPE [45] and FFNet [48] that implicitly mitigate the feature misalignment by integrated frameworks, the models equipped with NEAT achieve better performance. Specifically, the NEAT-based CoBEVT enables the method CoBEVT to achieve SOTA performance on all four datasets with a slight extra computation cost. The reasonable explanations include: (1) The importance-aware NEAT alleviates misalignment conditions by aggregating semantically relevant object representations, which is applicable to methods with diverse structures; (2) our plugin can flexibly address varying feature mismatches in real-world (e.g., V2V4Real) and simulated scenes via global feature refinement.", + "bbox": [ + 212, + 421, + 787, + 768 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Robustness to Localization Error", + "text_level": 1, + "bbox": [ + 215, + 787, + 535, + 801 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Evaluating the collaboration performance under diverse pose error levels is essential in assessing the system robustness. Fig. 4 show the detection precision", + "bbox": [ + 215, + 809, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "bbox": [ + 274, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/918806ba12050fb5209c69399b6b1cef8d773e10bc96eac39cde2558daad1ea2.jpg", + "image_caption": [ + "Fig. 4: Robustness assessment of the localization error on the three datasets." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 406, + 246 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/b357bc3b357c4a4207314e8d081fa78905f13bd3a4ca8ba42e9fffa7b3cc57ee.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 406, + 143, + 593, + 246 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/5d6b69fec45d6b40011f50cca5e8b41fb5f1df3e586e5c894421d9940b31c17b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 593, + 143, + 781, + 246 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/e06ac1f452dce8b84a2b8e257c020a51cfc1af7e2bfcc8252bf2f03615f4d029.jpg", + "image_caption": [ + "Fig. 5: Robustness assessment of the transmission delay on the three datasets." + ], + "image_footnote": [], + "bbox": [ + 220, + 290, + 406, + 391 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ebc02b9eea89c3218f708e8fdf59b5f4990be59c677f961b4625d949661fc8c2.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 406, + 290, + 593, + 391 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/7476671b7197c598cde2c2a0590c55becbcdbbd4d04f7bb5cfdf78ca687ea662.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 593, + 291, + 781, + 391 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "of the four models before and after equipping the NEAT plugin under varying pose noises. The localization error is sampled from Gaussian distributions with a standard deviation of $\\sigma_{xyz} \\in [0, 0.5]$ m. (i) Intuitively, due to the flawed inter-agent spatial transformation caused by pose errors, the performance curves of all intermediate fusion methods show an evident downward trend with increasing error levels. In comparison, our NEAT plugin alleviates the performance degradation and significantly improves the vanilla baselines at all error levels. (ii) For instance, Where2comm [7] on V2XSet degrades to similar results as No Fusion under severe localization errors. In this case, NEAT mitigates the feature misalignment and enhances the corresponding performance favorably. These findings verify that NEAT can empower existing models with robust resistance to noise interference by aligning collaborator features.", + "bbox": [ + 212, + 450, + 787, + 633 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Robustness to Transmission Delay", + "text_level": 1, + "bbox": [ + 215, + 659, + 542, + 674 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "As Fig. 1b shows, temporal asynchrony caused by transmission delay also induces deleterious feature misalignment, resulting in subsequent two-side fusion errors among agents. Fig. 5 provides the robustness analysis of vanilla baselines and NEAT-based models against varying delays. Inevitably, performance deterioration spreads across all vanilla methods as transmission delay continuously increases. In particular, the AP@0.7 result of F-Cooper [3] on OPV2V drops substantially, even lower than the baseline No Fusion (AP@0.7 = 48.66%) when the delay exceeds 300 ms. Conversely, NEAT provides significant gains for different models at all delay levels. That is, the NEAT-based models maintain high detection precision compared to the vanilla counterparts, even under a se", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/151f245c3f9431f16471be5eda24386b4d5699b00eb2a0d8934b4379703b7e38.jpg", + "image_caption": [ + "(a) AttFuse" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 357, + 263 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/588cce1576b6cb3accd2979fefff8a6b5128555b5b5ca24ab9018d3a31eabedc.jpg", + "image_caption": [ + "(b) AttFuse + NEAT" + ], + "image_footnote": [], + "bbox": [ + 359, + 143, + 500, + 263 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/cff128ff8776be865108bfb79d212c2c95d1a0ce71d096af609296624e0ab885.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 143, + 643, + 203 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/b88b6d9183a694080b4b29a55f6edd1c36b28d89a65be047ada26e474c4096c0.jpg", + "image_caption": [ + "(c) CoBEVT", + "Fig. 6: Qualitative comparison results in real-world scenarios from the V2V4Real dataset [35]. Green and red boxes denote ground truths and detection results, respectively. Compared to the vanilla baselines, NEAT-based models significantly improve the detection results." + ], + "image_footnote": [], + "bbox": [ + 501, + 204, + 643, + 265 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/77bac7562a4687eee4b696bd60fdf2567c3db9f325395c21ab1583fbd23b7a76.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 643, + 143, + 784, + 203 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/3f9aa779b6e6c54b2fddad6d50cf877e5bc79047767c169e6a67f4abae3097dc.jpg", + "image_caption": [ + "(d) CoBEVT + NEAT" + ], + "image_footnote": [], + "bbox": [ + 645, + 204, + 784, + 265 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "vere delay (i.e., 400 ms). Our plugin's merit stems from the query-aware spatial associations to compensate for temporal asynchrony.", + "bbox": [ + 214, + 375, + 784, + 405 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Qualitative Evaluation", + "text_level": 1, + "bbox": [ + 215, + 436, + 446, + 452 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "To intuitively evaluate the merits of NEAT, we select two challenging scenarios on V2V4Real to present the detection visualizations of vanilla baselines and NEAT-based models. In Fig. 6, AttFuse [37] and CoBEVT [34] exhibit vulnerable performance in noisy settings due to massive missing predicted bounding boxes. Through the proposed plugin, the NEAT-based models produce more detection results that are well aligned with the ground truths. These observations confirm that NEAT improves the detection robustness of collaborative perception systems under noisy conditions.", + "bbox": [ + 212, + 470, + 787, + 592 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.6 Comparison of Plugin Methods", + "text_level": 1, + "bbox": [ + 215, + 625, + 519, + 640 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We compare the existing plugins SyncNet [11] and CoAlign [18] on V2XSet, OPV2V, and V2V4Real datasets to explore the effectiveness of NEAT. As shown in Table 2, four models are selected as baselines to observe the detection performance changes, including CoBEVT [34], AttFuse [37], F-Cooper [3], and CORE [27]. NEAT provides more significant and consistent performance gains across different baselines by jointly addressing the pose errors and transmission delay. In contrast, CoAlign and SyncNet offer sub-optimal solutions due to their noise-specific designs and inadequate improvements. In practice, our NEAT introduces extremely low spatio-temporal complexity overhead (i.e., Para. = 1.31 M and MACs = 5.11 G) compared to the existing plugins, including CoAlign and SyncNet. Specifically, these two plugins bring average parameter numbers of 2.94/3.80M and MACs of 26.51/31.02G across datasets, respectively.", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Mitigating Feature Misalignment for Robust Multi-Agent Perception", + "bbox": [ + 274, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/77c257435546a0e4f882065143e42c76e90c0cdcfd48b33b05887633bc8ba9c5.jpg", + "table_caption": [ + "Table 2: Comparison results of plugin methods on the V2XSet, OPV2V, and V2V4Real datasets. We provide four models for different plugins as baselines for use in assembly, including CoBEVT, AttFuse, F-Cooper, and CORE. NEAT brings more significant gains to vanilla models on all metrics." + ], + "table_footnote": [], + "table_body": "
ModelsV2XSetOPV2VV2V4Real
CoBEVT81.12/54.3081.32/63.1958.20/28.72
CoBEVT + SyncNet82.28/57.7583.77/67.4258.74/31.75
CoBEVT + CoAlign83.15/60.2085.65/69.2159.05/31.22
CoBEVT + NEAT85.07/65.1690.01/75.4160.55/34.97
AttFuse70.85/48.6680.23/59.8255.86/27.88
AttFuse + SyncNet75.07/52.3481.92/62.7758.14/30.79
AttFuse + CoAlign76.82/51.9082.53/64.0357.32/31.37
AttFuse + NEAT80.30/55.9784.37/68.1960.60/34.24
F-Cooper71.47/46.9279.28/58.4653.19/25.93
F-Cooper + SyncNet77.29/52.7683.16/62.4554.78/27.76
F-Cooper + CoAlign76.73/53.4282.83/63.1655.02/29.64
F-Cooper + NEAT83.03/60.9486.91/67.8156.25/32.70
CORE73.89/43.2478.85/56.1757.65/29.74
CORE + SyncNet75.23/45.5379.82/56.9658.37/31.82
CORE + CoAlign74.41/45.7780.07/57.5458.56/31.41
CORE + NEAT76.35/48.0681.14/60.4560.91/34.19
", + "bbox": [ + 233, + 268, + 483, + 426 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/d678cd91579d90fc12a58c0a012671a6749292daeb68008cee86c6e3272a3416.jpg", + "table_caption": [ + "Table 3: Ablation study results of the proposed components on the V2XSet, OPV2V, and V2V4Real datasets. FA: deformable feature aggregation; TG: object-related token generation; MG: importance map generation; PS: query proposal selection; RCR: region cross-attention reinforcement." + ], + "table_footnote": [], + "table_body": "
CoBEVT [34] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
81.12/54.3081.32/63.1958.20/28.72
82.69/58.2484.41/67.0558.95/31.81
83.10/59.9785.74/69.3059.43/32.45
83.56/62.0887.26/72.1659.87/33.50
83.94/63.2588.33/73.5860.02/34.33
85.07/65.1690.01/75.4160.55/34.97
AttFuse [37] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
70.85/48.6680.23/59.8255.86/27.88
74.24/51.4881.95/62.6657.44/29.96
76.27/52.4182.36/64.0558.35/31.47
77.35/54.0282.95/65.5159.23/32.64
78.64/54.6383.14/66.3859.82/33.22
80.30/55.9784.37/68.1960.60/34.24
", + "bbox": [ + 508, + 268, + 772, + 426 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "4.7 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 458, + 401, + 472 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We select two representative models to perform thorough ablation studies on V2XSet, OPV2V, and V2V4Real to verify the necessity of the proposed components. As Table 3 shows, the vanilla baselines without any components in NEAT are employed as the performance reference. On this basis, we progressively add (1) FA, (2) TG, (3) MG, (4) PS, and (5) RCR and present the corresponding AP@0.5/0.7 results. (i) The continuously improved detection performance over the three datasets reveals that each component provides indispensable contributions. (ii) Particularly, deformable feature aggregation brings noteworthy gains by aggregating vital context semantics with corrective mismatch attributes, while object-related token generation facilitates attention learning by introducing global object-related semantics. (iii) Furthermore, region cross-attention reinforcement efficiently diffuses the locally enhanced representations with region-wise attention, achieving global feature refinement and significant improvements.", + "bbox": [ + 212, + 488, + 787, + 685 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 712, + 359, + 729 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper proposes NEAT, a lightweight plugin, to address the feature misalignment issue induced by collaboration noises in multi-agent perception systems. NEAT accomplishes the explicit alignment of collaborator-shared features with customized components, ensuring subsequent high-quality collaboration and perception. Extensive experiments show that NEAT can be readily integrated into existing methods to provide a generic solution for improving system robustness.", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "K. Yang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement. This work is supported in part by the China Mobile Research Fund of the Chinese Ministry of Education under Grant KEH2310029 and in part by the Specific Research Fund of the innovation Platform for Academicians of Hainan Province under Grant YSPTZX202314. This work is also supported in part by the Shanghai Key Research Laboratory of NSAI, the Joint Laboratory on Networked Al Edge Computing, Fudan University-Changan, the National Natural Science Foundation of China (Grant No. 62250410368), and the Kunshan Government Research Fund 24KKSGR024.", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 291, + 323, + 306 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bai, X., Hu, Z., Zhu, X., Huang, Q., Chen, Y., Fu, H., Tai, C.L.: Transfusion: Robust lidar-camera fusion for 3d object detection with transformers. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 1090-1099 (2022) 5", + "2. Carion, N., Massa, F., Synnaeve, G., Usunier, N., Kirillov, A., Zagoruyko, S.: End-to-end object detection with transformers. 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Yang et al.", + "bbox": [ + 271, + 114, + 366, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_model.json b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_model.json new file mode 100644 index 0000000000000000000000000000000000000000..f3b2b378f089eceb0780e5a423de2a50c9033b49 --- /dev/null +++ b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_model.json @@ -0,0 +1,2425 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.22, + 0.141, + 0.783, + 0.187 + ], + "angle": 0, + "content": "Align before Collaborate: Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.212, + 0.756, + 0.245 + ], + "angle": 0, + "content": "Kun Yang\\(^{1\\dagger}\\), Dingkang Yang\\(^{1\\dagger}\\), Ke Li\\(^{3}\\), Dongling Xiao\\(^{3}\\), Zedian Shao\\(^{4}\\), Peng Sun\\(^{2}\\), and Liang Song\\(^{1\\boxtimes}\\)" + }, + { + "type": "text", + "bbox": [ + 0.293, + 0.255, + 0.71, + 0.282 + ], + "angle": 0, + "content": "\\(^{1}\\) Academy for Engineering and Technology, Fudan University \n\\(^{2}\\) Duke Kunshan University" + }, + { + "type": "text", + "bbox": [ + 0.429, + 0.283, + 0.575, + 0.296 + ], + "angle": 0, + "content": "3 Tencent Youtu Lab" + }, + { + "type": "text", + "bbox": [ + 0.439, + 0.297, + 0.564, + 0.311 + ], + "angle": 0, + "content": "\\(^{4}\\) Duke University" + }, + { + "type": "text", + "bbox": [ + 0.374, + 0.312, + 0.631, + 0.326 + ], + "angle": 0, + "content": "{kunyang20,dkyang20}@fudan.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.363, + 0.744, + 0.655 + ], + "angle": 0, + "content": "Abstract. Collaborative perception has received widespread attention recently since it enhances the perception ability of autonomous vehicles via inter-agent information sharing. However, the performance of existing systems is hindered by the unavoidable collaboration noises, which induce feature-level spatial misalignment over the collaborator-shared information. In this paper, we propose a model-agnostic and lightweight plugin to mitigate the feature-level misalignment issue, called dynamic feature alignment (NEAT). The merits of the NEAT plugin are threefold. First, we introduce an importance-guided query proposal to predict potential foreground regions with space-channel semantics and exclude environmental redundancies. On this basis, a deformable feature alignment is presented to explicitly align the collaborator-shared features through query-aware spatial associations, aggregating multi-grained visual clues with corrective mismatch properties. Ultimately, we perform a region cross-attention reinforcement to facilitate aligned representation diffusion and achieve global feature semantic enhancement. NEAT can be readily inserted into existing collaborative perception procedures and significantly improves the robustness of vanilla baselines against pose errors and transmission delay. Extensive experiments on four collaborative 3D object detection datasets under noisy settings confirm that NEAT provides consistent gains for most methods with distinct structures." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.668, + 0.727, + 0.683 + ], + "angle": 0, + "content": "Keywords: Collaborative perception \\(\\cdot\\) Deformable feature alignment" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.708, + 0.377, + 0.725 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.74, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Perception is a fundamental capability of autonomous vehicles (AVs) to guarantee road safety in sophisticated driving scenarios [22]. Previous single-agent perception has been extensively explored in vision-oriented vehicular applications, including driver monitoring [39], object detection [24, 42], and instance segmentation [21, 52]. Nevertheless, the single-agent perception paradigm is generally" + }, + { + "type": "page_footnote", + "bbox": [ + 0.232, + 0.825, + 0.537, + 0.841 + ], + "angle": 0, + "content": "\\(\\dagger\\)Equal contribution. \\(\\boxtimes\\)Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.357, + 0.204 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.205, + 0.336, + 0.214 + ], + "angle": 0, + "content": "(a) Infrastructure side image" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.145, + 0.5, + 0.204 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.368, + 0.205, + 0.492, + 0.222 + ], + "angle": 0, + "content": "(b) Non-aligned point cloud fusion due to transmission delay" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.145, + 0.642, + 0.204 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.514, + 0.205, + 0.636, + 0.222 + ], + "angle": 0, + "content": "(c) Non-aligned point cloud fusion due to localization errors" + }, + { + "type": "image", + "bbox": [ + 0.647, + 0.145, + 0.785, + 0.204 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.663, + 0.205, + 0.769, + 0.222 + ], + "angle": 0, + "content": "(d) Aligned point cloud fusion with our NEAT aligner" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.234, + 0.788, + 0.29 + ], + "angle": 0, + "content": "Fig. 1: (a) shows the infrastructure side image where the ego vehicle is marked with the orange circle. (b) and (c) show the point cloud fusion mismatches due to transmission delay and pose errors, respectively. (d) Our NEAT plugin mitigates the feature spatial misalignment issue and produces the well-aligned point cloud fusion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.323, + 0.788, + 0.444 + ], + "angle": 0, + "content": "vulnerable in realistic conditions due to limited sensor ranges [51] and viewpoint occlusions [50]. To this end, collaborative perception has been proposed as a promising solution to alleviate the inadequate observations of individual agents. Based on the Vehicle-to-Vehicle/Everything (V2V/X) communication, existing studies [4,7,8,13,27-29,34-37,45,47,49] effectively improve the perception capabilities of the ego agent through information exchange and perspective complementation among heterogeneous agents (e.g., AVs and infrastructures), resulting in a more holistic and precise understanding of surrounding environments." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.446, + 0.788, + 0.749 + ], + "angle": 0, + "content": "Collaborative perception systems are categorized as early [4, 23], intermediate [13], and late [26, 33] fusion, where the feature-level intermediate fusion is the most favored due to its superior trade-off between perception performance and bandwidth cost. However, existing approaches [27, 34, 37] design intermediate collaboration schemes assuming that the spatial transformations between agents are perfect, which are vulnerable to real-world collaboration noises, including pose errors and transmission delay. Specifically, these realistic noises induce spatial misalignment at the feature level, thereby obfuscating the object locations and degrading the collaboration performance. Fig. 1 illustrates visual examples of the feature misalignment issues. We also conduct a toy comparison experiment on the OPV2V dataset [37] to evaluate the hazards posed by collaboration noises. From Fig. 2, the state-of-the-art (SOTA) methods CoBEVT [34], Where2comm [7], AttFuse [37], and F-Cooper [3] exhibit respectable detection precisions in the perfect setting regarding the Average Precision (AP)@IoU 0.7. Nevertheless, when confronted with the noisy setting in realistic scenarios, the potential feature misalignment results in unavoidable performance deterioration, even worse than the No Fusion baseline without collaboration. These findings confirm that the feature misalignment leads to severe performance bottlenecks in existing models. Accordingly, how to effectively mitigate these feature mismatches becomes the core of achieving robust collaborative perception." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Several solutions are proposed to mitigate feature-level misalignment in noisy conditions. For instance, some integrated frameworks leverage attention patterns with larger perceptive fields [36,41,45], multi-scale collaborator features [7,8,27], and historical information [28, 31, 48]. However, these approaches invariably lead to more complicated computations and larger bandwidth costs. Also, these model-specific solutions lack scalability and fail to be applied to other frame-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.275, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image_caption", + "bbox": [ + 0.409, + 0.145, + 0.59, + 0.154 + ], + "angle": 0, + "content": "Comparison results on the OPV2V dataset" + }, + { + "type": "image", + "bbox": [ + 0.232, + 0.156, + 0.77, + 0.297 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.307, + 0.788, + 0.392 + ], + "angle": 0, + "content": "Fig. 2: We conduct a toy comparison experiment on the OPV2V dataset to evaluate the noise interference. The potential feature misalignment in the noisy setting cause the inevitable performance degradation of existing methods compared to the perfect setting. In this case, the NEAT plugin consistently improves the detection precision of the vanilla baselines. Under the same noisy conditions, NEAT brings more significant performance improvements for the baselines compared to SyncNet [11] and CoAlign [18]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.429, + 0.789, + 0.672 + ], + "angle": 0, + "content": "works. In addition, various plugins enhance the robustness of existing approaches to specific noises, such as SyncNet [11] for transmission delay and CoAlign [18] for pose errors. Nevertheless, the history-based prediction module in SyncNet introduces significant computation and communication overheads, and the alignment module in CoAlign relies heavily on common visible objects between agents. Moreover, these plugins fail to cope with transmission delay and pose errors simultaneously since these two types of noises induce distinct mismatch patterns. From Fig. 1b, transmission delay causes temporal asynchrony and produces feature misalignment in the object motion directions, which are depicted by the direction-invariant red arrows. Moreover, pose errors bring about more irregular misalignment patterns due to random localization noises, as shown in Fig. 1c. To this end, we propose a lightweight plugin, NEAT, that can be readily integrated into existing frameworks and requires only the ego and collaborator features. As Fig. 2 shows, NEAT achieves more significant performance improvements than CoAlign [18] and SyncNet [11] under the same noisy conditions. Also, the extra parameter number brought from NEAT is only about 1MB (see Table 1)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In summary, we propose a model-agnostic and lightweight plugin, NEAT, to alleviate the feature misalignment dilemma and facilitate robust collaboration of multi-agent perception systems. Given ego and mismatched collaborator features, our NEAT plugin accomplishes dynamic feature alignment progressively through three tailored components. Specifically, we present the importance-guided query proposal (IQP) module to highlight potential foreground regions in collaborator features. IQP estimates the perceptually critical level of each location and introduces multi-scale views for robust query selection. Then, the deformable feature alignment (DFA) component is devised to integrate valuable visual clues for selected queries and facilitate local semantic enhancement in collaborator features. DFA introduces global context support for object-related to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.238 + ], + "angle": 0, + "content": "ken generation, then leverages the deformable cross-attention to construct query-aware spatial associations and aggregate semantically relevant representations. Ultimately, we propose the region cross-attention reinforcement (RCR) module to diffuse the locally enhanced features into the global representation, producing refined collaborator features with aligned properties for the subsequent feature fusion stage. Our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.247, + 0.784, + 0.305 + ], + "angle": 0, + "content": "- The proposed NEAT model is the first dedicated plug-and-play design to address the feature misalignment issues caused by two types of collaboration noises, which can be readily integrated into most methods with diverse architectures and bring significant performance gains consistently." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.308, + 0.784, + 0.35 + ], + "angle": 0, + "content": "- The proposed customized components progressively enhance perceptually critical semantics in collaborator-shared features and provide a universal solution for achieving the robust multi-agent perception system." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.353, + 0.784, + 0.396 + ], + "angle": 0, + "content": "- Extensive experiments are conducted on multiple collaborative 3D object detection datasets. Comprehensive analysis in real-world and simulated scenarios under noisy settings shows the applicability and effectiveness of NEAT." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.247, + 0.784, + 0.396 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.421, + 0.388, + 0.437 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.453, + 0.469, + 0.469 + ], + "angle": 0, + "content": "2.1 Collaborative Perception" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.479, + 0.789, + 0.844 + ], + "angle": 0, + "content": "Collaborative perception aims to incorporate sensor observations from heterogeneous agents to improve the detection capability of the ego agent. Several intermediate collaboration efforts are presented to enhance robustness in noisy conditions, which can be categorized into integrated frameworks and scalable plugins. The former efforts employ framework-specific designs to mitigate noise. For instance, various works utilize attention patterns with larger receptive fields, including Swin Transformer in V2X-ViT [36], axial attention in CoBEVT [34], and deformable attention in SCOPE [45]. Moreover, FFNet [48] and CoBEVFlow [31] apply feature flow to predict the current frame to mitigate transmission delay. These prediction designs introduce significant computation and storage overheads and cause excessive cumulative errors. Multiscale solutions [7,8,17,28,30] employ multiscale collaborator features to overcome local noise interference. However, these methods invariably require sending multiple BEV features and depend on complicated feature fusion mechanisms. The latter efforts alleviate specific noises in a plug-and-play manner. Specifically, SyncNet [11] introduces historical information to predict features based on DiscoNet [13], and CoAlign [18] utilizes co-visible objects to calibrate the inter-agent transfer matrix. Nevertheless, these plugins lack scalability due to their dependence on specific conditions and noises, e.g., SyncNet's requirement for extensive stored collaborator features and CoAlign's dependence on co-visible objects. To summarize, the framework-specific methods fail to provide a unified solution for overcoming noise interference, and the existing plugins can only handle one specific noise. Accordingly, we propose the lightweight NEAT plugin to mitigate transmission delay and pose errors in a model-agnostic manner simultaneously." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.275, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.144, + 0.761, + 0.312 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.322, + 0.788, + 0.448 + ], + "angle": 0, + "content": "Fig. 3: NEAT plugin overview. Features \\( F_{e} \\) and \\( \\tilde{F}_{i} \\) are inputs. First, NEAT obtains the multi-scale views \\( \\{\\tilde{F}_{i}^{l}\\}_{l=1}^{3} \\) and utilizes the IQP module to produce the query proposals \\( P_{i} \\). The naive fusion view \\( \\tilde{\\mathcal{F}}_{i} \\) is built via type-dependent projection and \\( f_{fus}(\\cdot) \\) to provide global object-related semantics. Afterward, we sample features from \\( \\{\\tilde{\\mathcal{F}}, \\tilde{F}_{i}\\} \\) based on the selected 2D positions in \\( P_{i} \\) and generate the token embedding \\( T_{i} \\). With deformable cross-attention and \\( T_{i} \\), NEAT enhances the selected queries and obtains initial aligned feature \\( \\tilde{Z}_{i} \\) via the filling operation. Ultimately, we take a partitioned region as an example to introduce region cross-attention, which generates globally enhanced aligned feature \\( Z_{i} \\) for the subsequent feature fusion stage." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.477, + 0.577, + 0.492 + ], + "angle": 0, + "content": "2.2 Vision Attention for Object Detection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.501, + 0.789, + 0.759 + ], + "angle": 0, + "content": "Benefiting from the development of learning-based technologies [38,40,43,44,46], attention mechanisms are widely exploited in vision tasks due to their outstanding contextual modeling capabilities, such as DETR [2] and AutoAlign [5] for object detection. However, vanilla global-wise attention invariably brings heavy computation and storage burdens. Numerous efforts are proposed to alleviate this issue via efficient attention designs, including [1,6,12,14,19,25,32,53]. For instance, deformable DETR [32] leverages the advantages of sparse spatial sampling. AutoAlignV2 [6] builds cross-modal correlations and accelerates feature integration through a deformable attention model. For LiDAR-based object detection, Centerformer [53] presents two sparse attention schemes to facilitate the extraction of meaningful object representations, including window-aware cross-attention and deformable cross-attention. In this paper, we focus on the collaborative 3D object detection tasks in autonomous driving scenarios, which expose more challenges due to real-world collaboration noises. Consequently, we design a deformable attention-based feature alignment component to mitigate error-prone feature associations between collaborators and the ego agent, improving the robustness of existing collaborative perception systems against noises." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.78, + 0.381, + 0.797 + ], + "angle": 0, + "content": "3 Methodology" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In this section, we formulate the collaborative perception procedure to introduce the working context of our NEAT plugin." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "Feature Extraction and Agent Communication. Consider a driving scene with \\(N\\) agents, where \\(e\\)-th agent is identified as the ego agent, and \\(X_{i}\\) denotes the local point cloud of \\(i\\)-th agent. Each agent utilizes a feature encoder \\(\\varPhi_{enc}(\\cdot)\\) to transform the point cloud \\(X_{i}\\) into Bird's Eye View (BEV) features as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.222, + 0.786, + 0.24 + ], + "angle": 0, + "content": "\\[\nF _ {i} = \\Phi_ {e n c} \\left(X _ {i}\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.247, + 0.788, + 0.323 + ], + "angle": 0, + "content": "where \\(C\\), \\(H\\), \\(W\\) stand for the channel, height, and width. To reduce the required bandwidth cost of \\(F_{i}\\), the \\(i\\)-th collaborator adopts the communication mechanism \\(\\varPhi_{com}(\\cdot)\\) to obtain the compressed or sparse feature as \\(\\tilde{F}_i = \\varPhi_{com}(F_i)\\). Then, the \\(i\\)-th collaborator transmits feature \\(\\tilde{F}_i\\) and local pose information \\(p_i\\) to the ego agent for subsequent feature fusion stage." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.323, + 0.788, + 0.413 + ], + "angle": 0, + "content": "Coordinate Transformation and Feature Fusion. Upon receiving the shared messages \\(\\{\\tilde{F}_i,p_i\\}\\) from the \\(i\\)-th collaborator, the ego agent obtains relative poses with \\(\\{p_e,p_i\\}\\) and transforms \\(\\tilde{F}_i\\) into the ego coordinate system via the coordinate transformation operator \\(\\Gamma (\\cdot)\\) [36] as \\(\\tilde{F}_i = \\Gamma (\\tilde{F}_i;p_e,p_i)\\). After that, the ego agent produces the fused feature \\(\\mathcal{F}_e\\) for the final detection with the transformed features as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.373, + 0.426, + 0.785, + 0.443 + ], + "angle": 0, + "content": "\\[\n\\mathcal {F} _ {e} = \\Phi_ {f u s} \\left(F _ {e}, \\{\\tilde {F} _ {i} \\} _ {i = 1} ^ {N}\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.455, + 0.788, + 0.532 + ], + "angle": 0, + "content": "where \\(\\varPhi_{fus}(\\cdot)\\) denotes the cross-agent feature fusion models, such as attention schemes [7, 36, 37] or graph models [28, 29]. However, collaboration noises (e.g., transmission delay and pose errors) cause feature-level spatial misalignment shown in Fig. 1 and hinder the feature fusion procedure, leading to the performance bottlenecks of existing frameworks under noisy conditions (see Fig. 2)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.555, + 0.402, + 0.57 + ], + "angle": 0, + "content": "3.1 NEAT Overview" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.582, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Unlike previous works [18, 28, 36, 45, 48] that superficially temper noise interference via integrated frameworks or plugins, we develop a model-agnostic and lightweight NEAT plugin to explicitly mitigate two types of collaboration noises and break performance bottlenecks of existing systems. As Fig. 3 shows, our NEAT plugin only requires the features \\( F_{e} \\) and \\( \\tilde{F}_{i} \\) as inputs. Then, three tailored components are progressively executed to produce the aligned feature \\( Z_{i} \\) for replacing \\( \\tilde{F}_{i} \\) in feature fusion. The summarized procedure includes: (i) \\( \\tilde{F}_{i} \\) is encoded into three scales with the same channel size using simple convolutions, and \\( \\tilde{F}_{i}^{l} \\) denotes the feature at \\( l \\)-th scale. With this basis, the importance-guided query proposal component produces the query proposals \\( P_{i} \\in \\mathbb{R}^{N_{p} \\times 2} \\) with features \\( \\{\\tilde{F}_{i}^{l}\\}_{l=1}^{3} \\) and \\( F_{e} \\), where \\( N_{p} \\) is the proposal number. (ii) The deformable feature alignment component first builds the naive fusion view \\( \\tilde{\\mathcal{F}} \\) to provide global object-related information, then acquires the initial aligned feature \\( \\tilde{Z}_{i} \\) via critical semantics aggregation. (iii) The region cross-attention reinforcement component applies the features \\( \\tilde{Z}_{i} \\) and \\( \\tilde{F}_{i} \\) to perform feature refinement, generating the aligned feature \\( Z_{i} \\) for feature fusion. We will detail the implementation of the above three proposed components in Sections 3.2, 3.3, and 3.4." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.274, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.553, + 0.163 + ], + "angle": 0, + "content": "3.2 Importance-guided Query Proposal" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.784, + 0.279 + ], + "angle": 0, + "content": "The query proposal phase aims to predict potential foreground regions, which will be queried in the feature alignment phase. We present an Importance-guided Query Proposal (IQP) component, which generates the importance map with space-channel semantics and applies multi-scale views to alleviate the noise interference for query selection. Unlike Where2comm [7], which relies on trained decoders for query selection, IQP employs space-channel saliency and multiscale solutions to accurately predict foreground regions under noisy conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.28, + 0.785, + 0.4 + ], + "angle": 0, + "content": "Importance Map Generation. To highlight object-related foreground regions within the features, we utilize a two-stage scheme to generate importance maps by exploring inter-pixel spatial interactions and intra-pixel channel semantics. First, a convolution-based decoder \\( f_{dec}(\\cdot) \\) is used to capture informative regions and yield the corresponding spatial confidence map \\( M_i^s \\) of \\( \\tilde{F}_i \\). Meanwhile, the channel-wise average pooling operation \\( \\varPsi_m(\\cdot) \\) integrates the visual semantics of different channels and produces the salient activation map \\( M_i^c \\). The above schemes are formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.374, + 0.413, + 0.785, + 0.43 + ], + "angle": 0, + "content": "\\[\nM _ {i} ^ {s} = \\sigma \\left(f _ {\\text {d e c}} \\left(\\tilde {F} _ {i}\\right)\\right), M _ {i} ^ {c} = \\sigma \\left(\\Psi_ {m} \\left(\\tilde {F} _ {i}\\right)\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.784, + 0.501 + ], + "angle": 0, + "content": "where \\(\\sigma(\\cdot)\\) is the sigmoid activation. The importance map is obtained by these two maps as \\(M_{i} = M_{i}^{s} \\odot M_{i}^{c} \\in [0,1]^{H \\times W}\\), where \\(\\odot\\) denotes the element-wise multiplication. \\(M_{i}\\) reflects the perceptually critical level of each location within the collaborator feature \\(\\tilde{F}_{i}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.785, + 0.685 + ], + "angle": 0, + "content": "Query Proposal Selection. Since high-resolution perception views are sensitive to feature spatial misalignment [28], the single-scale importance maps inevitably induce erroneous foreground region predictions. To tackle this issue, we leverage multi-scale collaborator features to generate the importance maps \\(\\{M_i^l\\}_{l=1}^3\\) with varying perception resolutions, which can correct initial importance estimations. Moreover, the corresponding importance map \\(M_e\\) of the ego feature \\(F_e\\) is also obtained to complement possible occlusions in collaborators' local observations. Given the above four importance maps, we synchronize their spatial dimensions by bilinear interpolation and obtain the corresponding pixelwise average as \\(\\tilde{M}_i\\). Then, the heuristic selection approach \\(f_{sel}(\\cdot; \\delta)\\) applies a predefined threshold \\(\\delta\\) to select the top \\(\\delta \\%\\) of spatial locations from \\(M_i\\) as query proposals \\(\\pmb{P}_i\\), which is formulated as \\(\\pmb{P}_i = f_{sel}(\\tilde{M}_i; \\delta) \\in \\mathbb{R}^{N_p \\times 2}\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.708, + 0.517, + 0.723 + ], + "angle": 0, + "content": "3.3 Deformable Feature Alignment" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.784, + 0.84 + ], + "angle": 0, + "content": "After the query selection phase, we introduce a Deformable Feature Alignment (DFA) component tailored for explicit feature alignment, which enhances the representation of query proposals with contextual visual clues and provides aligned properties. Considering the inability of static local attention [7,34] to cope with irregular feature misalignment and sparse BEV features, the deformable attention is adopted to build query-aware spatial associations and efficiently aggregate perceptually relevant semantics. DFA consists of the following two stages." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.332 + ], + "angle": 0, + "content": "Object-related Token Generation. Previous deformable operations [32, 53] generate tokens with query features to learn sampling offsets and attention scores, which is not applicable to collaborative perception scenarios since single collaborator features fail to provide global context information. Accordingly, we propose to build a naive fusion view to provide global object-related semantics for token generation and mitigate feature misalignment in collaborators' local observations. Specifically, all features are first projected to the common space via type-dependent linear layers \\(\\mathrm{LN}_t(\\cdot)\\). The intuition is that agent discrepancies in sensor characteristics worsen feature mismatch, whereas the type-dependent projection can capture agent-specific attributes and bridge feature heterogeneity [36]. Then, we employ a general fusion operation \\(f_{fus}(\\cdot)\\) (e.g., convolution [27] and attention [37]) to generate the naive fusion view \\(\\tilde{\\mathcal{F}}\\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.339, + 0.786, + 0.358 + ], + "angle": 0, + "content": "\\[\n\\tilde {\\mathcal {F}} = f _ {f u s} \\left(\\mathrm {L N} _ {t} \\left(F _ {e}\\right), \\mathrm {L N} _ {t} \\left(\\tilde {F} _ {i}\\right)\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}. \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.365, + 0.788, + 0.442 + ], + "angle": 0, + "content": "As Fig. 3 shows, we extract the corresponding features of the query proposals \\( P_{i} \\) from \\( \\tilde{\\mathcal{F}} \\) and \\( \\tilde{F}_{i} \\) and concatenate them along the channel dimension. The linear layer \\( \\mathrm{LN}(\\cdot) \\) fuses the concatenated features to augment the object-related information within the tokens. The generation process of object-related tokens \\( T_{i} \\) is formulated as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.374, + 0.449, + 0.786, + 0.469 + ], + "angle": 0, + "content": "\\[\n\\pmb {T} _ {i} = \\mathrm {L N} (\\tilde {\\mathcal {F}} (\\pmb {P} _ {i}) \\parallel \\tilde {F} _ {i} (\\pmb {P} _ {i})) \\in \\mathbb {R} ^ {N _ {p} \\times C}, \\qquad (5)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.476, + 0.787, + 0.52 + ], + "angle": 0, + "content": "where \\( \\parallel \\) denotes the concatenation operation. \\( T_{i} \\) integrates the global semantics in the naive fusion view and the local context from the collaborators, facilitating subsequent attention learning to produce more robust aligned views." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.788, + 0.704 + ], + "angle": 0, + "content": "Deformable Feature Aggregation. We first project \\( \\pmb{T}_i \\) as positional encoding and obtain the token embedding as \\( \\tilde{\\pmb{T}}_i = \\mathrm{LN}(\\pmb{T}_i) + \\pmb{T}_i \\). To aggregate comprehensive and multi-grained perceptual information, the multi-scale collaborator feature \\( \\{\\tilde{F}_i^l\\}_{l=1}^3 \\) and naive fusion view \\( \\tilde{\\mathcal{F}} \\) are utilized as attending features. Subsequently, the token embedding \\( \\tilde{\\pmb{T}}_i \\) is passed into a linear layer to learn the sampling offset map \\( \\Delta P_i \\) for each attending feature, providing the 2D spatial offsets \\( \\{\\Delta p_m | 1 \\leq m \\leq N_m\\} \\) for each query proposal \\( p \\), where \\( N_m \\) denotes the sampled key point number. We leverage the learned offset maps to sample key points on the four attending features and extract these key points' features as \\( \\{\\tilde{F}_i^l (\\pmb{P}_i + \\Delta \\pmb{P}_i)\\}_{l=1}^3 \\) and \\( \\tilde{\\mathcal{F}} (\\pmb{P}_i + \\Delta \\pmb{P}_i) \\), providing alignment properties for queries and alleviating local misalignment. The attention scores of the sampled key points are obtained as \\( \\phi(\\mathrm{LN}(\\tilde{T}_i)) \\), where \\( \\phi(\\cdot) \\) denotes the softmax function." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.736 + ], + "angle": 0, + "content": "Given the sampled features and learned attention scores, we formulate the enhanced feature of each query proposal \\( p \\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.308, + 0.743, + 0.787, + 0.786 + ], + "angle": 0, + "content": "\\[\n\\operatorname {D F A} (p) = \\sum_ {h = 1} ^ {H} \\boldsymbol {W} _ {h} \\left[ \\sum_ {l = 1} ^ {4} \\sum_ {m = 1} ^ {N _ {m}} \\phi \\left(\\ln \\left(\\tilde {\\boldsymbol {T}} _ {i} (p)\\right)\\right) \\tilde {\\boldsymbol {F}} _ {i} ^ {l} (p + \\Delta p _ {m}) \\right], \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.794, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\( h \\) indexes the attention head, \\( \\mathbf{W}_h \\) is the learnable weight, and \\( \\tilde{\\mathcal{F}}(p + \\Delta p_m) \\) is rewritten as \\( \\tilde{F}_i^4(p + \\Delta p_m) \\) only for formula simplification. From Fig. 3, to produce the aligned feature \\( \\tilde{Z}_i \\), the augmented feature DFA(\\( p \\)) is filled into \\( \\tilde{F}_i \\) based" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.274, + 0.115, + 0.732, + 0.131 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "on the 2D location of query proposal \\( p \\). Previous deformable attention-based efforts [41, 45] learn offsets and attention scores only with the local information of the ego agent, which inevitably leads to sub-optimal feature aggregation. In contrast, NEAT optimizes the offset and attention learning process through tokens \\( \\tilde{Z}_i \\) with global semantics. Also, NEAT significantly alleviates the computation overhead by reducing the sampled key point number \\( N_{m} \\) (from 15 to 5)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.26, + 0.579, + 0.275 + ], + "angle": 0, + "content": "3.4 Region Cross-attention Reinforcement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.284, + 0.789, + 0.405 + ], + "angle": 0, + "content": "To generate the aligned feature \\( Z_{i} \\) through global representation refinement, we introduce a novel Region Cross-attention Reinforcement (RCR) component to diffuse locally-enhanced features in \\( \\tilde{Z}_{i} \\) to the surroundings and aggregate the relevant semantics from \\( \\tilde{F}_{i} \\). With the guidance of confidence priors, RCR filters out the irrelevant regions through region-wise correlation computation, reducing the attending range of global pixel-to-pixel attention adaptively. In contrast, global attention leads to excessive computation cost, while per-location attention [37] fails to achieve global feature refinement through a limited interaction range." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.405, + 0.79, + 0.498 + ], + "angle": 0, + "content": "Specifically, the features \\(\\tilde{Z}_i\\) and \\(\\tilde{F}_i\\) are first concatenated as \\(Z_i^r = \\tilde{Z}_i\\| \\tilde{F}_i\\in \\mathbb{R}^{C\\times 2H\\times W}\\). Then, we partition \\(\\tilde{Z}_i\\) and \\(Z_{i}^{r}\\) into non-overlapping regions with size \\((S_h,S_w)\\) and apply the \\(1\\times 1\\) convolution \\(\\omega_{1*1}(\\cdot)\\) to obtain the query, key, value embeddings as \\(Q_{i} = \\omega_{1*1}(\\tilde{Z}_{i})\\in \\mathbb{R}^{hw\\times S_{h}S_{w}\\times C}\\) and \\(K_{i},V_{i} = \\omega_{1*1}(Z_{i}^{r})\\in\\) \\(\\mathbb{R}^{2hw\\times S_hS_w\\times C}\\), where \\(h = \\frac{H}{S_h}\\) and \\(w = \\frac{W}{S_w}\\). The region-wise query and key embeddings are produced with the per-region average pooling operation \\(\\varPsi_{a}(\\cdot)\\):" + }, + { + "type": "equation", + "bbox": [ + 0.357, + 0.509, + 0.785, + 0.524 + ], + "angle": 0, + "content": "\\[\nQ _ {i} ^ {r} = \\Psi_ {a} \\left(Q _ {i} \\odot M _ {i} ^ {s}\\right), K _ {i} ^ {r} = \\Psi_ {a} \\left(K _ {i} \\odot M _ {i} ^ {r}\\right), \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.535, + 0.788, + 0.643 + ], + "angle": 0, + "content": "where the confidence maps \\( M_i^s / M_i^r = \\sigma(f_{dec}(\\tilde{Z}_i / Z_i^r)) \\) are employed as prior information to introduce object-related semantics during region selection. To select semantically related regions, we compute the correlation matrix by matrix multiplication between \\( Q_i^r \\) and transposed \\( K_i^r \\) and apply the selection function \\( f_{sel}(\\cdot; \\delta_r) \\) to select the top \\( \\delta_r \\) regions. After that, as Fig. 3 shows, the features of the selected regions are gathered to form the key and value embeddings \\( \\{K_i^g, V_i^g\\} \\). The above process is summarized as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.31, + 0.651, + 0.785, + 0.669 + ], + "angle": 0, + "content": "\\[\nK _ {i} ^ {g}, V _ {i} ^ {g} = \\operatorname {g a t h e r} \\left(f _ {s e l} \\left(Q _ {i} ^ {r} \\left(K _ {i} ^ {r}\\right) ^ {T}; \\delta_ {r}\\right)\\right) \\in \\mathbb {R} ^ {h w \\times \\delta_ {r} S _ {h} S _ {w} \\times C}. \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.679, + 0.788, + 0.71 + ], + "angle": 0, + "content": "Ultimately, we adopt region cross-attention to reinforce the representation of each pixel within \\(\\tilde{Z}_i\\) and produce the aligned feature \\(Z_{i}\\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.369, + 0.72, + 0.785, + 0.753 + ], + "angle": 0, + "content": "\\[\nZ _ {i} = \\phi \\left(\\frac {Q _ {i} \\left(K _ {i} ^ {g}\\right) ^ {T}}{\\sqrt {C}}\\right) V _ {i} ^ {g} \\in \\mathbb {R} ^ {h w \\times S _ {h} S _ {w} \\times C}. \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.764, + 0.788, + 0.843 + ], + "angle": 0, + "content": "We replace \\(\\tilde{F}_i\\) with the reshaped feature \\(Z_i \\in \\mathbb{R}^{C \\times H \\times W}\\) and pass \\(Z_i\\) into the subsequent feature fusion stage. With the above RCR component, \\(Z_i\\) aggregates perceptually relevant semantics from the global context and mitigates the local spatial misalignment. Accordingly, \\(Z_i\\) provides more comprehensive and accurate spatial information and facilitates more robust feature fusion than feature \\(\\tilde{F}_i\\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.377, + 0.163 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.178, + 0.428, + 0.195 + ], + "angle": 0, + "content": "4.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.205, + 0.79, + 0.432 + ], + "angle": 0, + "content": "Datasets and Evaluation Metrics. We conduct extensive experiments on four collaborative perception benchmark datasets, including V2XSet [36], OPV2V [37], OPV2V Culver City [37], and V2V4Real [35]. V2XSet is a large-scale simulation dataset supporting multi-agent V2X perception. This dataset contains 11,447 labeled point cloud frames, split into training/validation/testing sets with 6,694, 1,920, and 2,833 frames. The simulation dataset OPV2V provides raw sensor measurements from 2 to 7 autonomous vehicles in each scene. There are 10,914 frames of point clouds and RGB images, and the training, validation, and testing splits include 6,764, 1,981, and 2,169 frames. The testing dataset OPV2V Culver City contains approximately 600 point cloud frames with 3D annotations. V2V4Real is the first real-world dataset for V2V collaborative perception, where two self-driving vehicles are configured to record the surrounding environments with multi-modal sensors. To evaluate the object detection performance, we adopt the Average Precision (AP) at Intersection-over-Union (IoU) thresholds of 0.5 and 0.7 as experimental metrics following [10]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.789, + 0.689 + ], + "angle": 0, + "content": "Implementation Details. The proposed models are implemented using Pytorch toolbox [20] and trained with Nvidia Tesla V100 GPUs by Adam optimizer [9]. We set the default noisy setting to simulate the realistic noise levels, where the localization and heading errors are sampled from Gaussian distributions with a standard deviation of \\( 0.2\\mathrm{m} \\) and \\( 0.2^{\\circ} \\), and the transmission delay is \\( 100\\mathrm{ms} \\). The batch sizes on the V2XSet, OPV2V, and V2V4Real datasets are \\( \\{3,3,5\\} \\), and epoch numbers are \\( \\{15,15,10\\} \\). The initial learning rate is \\( 2\\mathrm{e}-3 \\), decaying every ten epochs with a factor of 0.1. We implement the regression and classification decoders using two convolutional layers to produce predictions and use smooth absolute error loss and focal loss [15] for objective optimization. \\( f_{dec}(\\cdot) \\) reuses the parameters of the classification decoder and utilizes a maximum pooling operation to reduce the channel dimension. The selection thresholds \\( \\delta \\) on the V2XSet, OPV2V, and V2V4Real datasets are \\( \\{25,25,35\\} \\). We employ the per-location attention [37] to implement the fusion method \\( f_{fus}(\\cdot) \\). The sampled key point number \\( N_{m} \\) is 5, and the attention head \\( H \\) is 8. The RCR component sets the region size \\( (S_{h}, S_{w}) \\) and threshold \\( \\delta_{r} \\) as \\( (4,8) \\) and 2, respectively. We provide the evaluation results on the testing sets of the four datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Model Zoo. To evaluate the effectiveness of NEAT, we select five representative models with distinct structures as the comparison baselines. Specifically, F-Cooper [3] employs a heuristic max-out strategy to fuse collaborator features. CORE [27] designs a feature-level reconstruction task to preserve critical semantics and designs an attention-aware collaboration component. Att-Fuse [37] uses the per-location attention to learn the attention weights of corresponding pixels across different feature maps. Where2comm [7] presents a confidence-aware per-location attention design to facilitate pragmatic collaboration. CoBEVT [34] applies axial attention to aggregate meaningful object representations from local windows and sparse global tokens." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.275, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Comparisons of space-time complexity and performance on the four datasets. The complexity results are reported in the average parameter number (Para.) and MACs across datasets. The detection results are reported in AP@0.5/0.7." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.2, + 0.785, + 0.372 + ], + "angle": 0, + "content": "
ModelsPara. (M)MACs (G)V2XSetOPV2VV2V4RealOPV2V Culver City
AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7
No Fusion6.3730.4660.6040.2268.7148.6639.7822.0255.747.10
Late Fusion6.3731.1954.9330.7476.2456.1449.4122.0560.1839.23
When2com [16]11.31186.4668.8442.9372.7354.8051.8224.1161.7340.61
V2VNet [29]14.45435.6279.1149.2877.5862.2757.1626.7371.4651.50
DiscoNet [13]9.63147.8579.8354.1680.6663.8255.9426.6170.6250.36
V2X-ViT [30]15.39306.7883.5961.4484.7668.9255.3528.7273.4854.04
SCOPE [45]19.71355.4584.2662.1785.0271.1356.2828.0472.2753.66
FFNet [48]13.74251.0278.7655.4983.2665.5857.0228.5570.5152.83
CoBEVFlow [31]15.56295.2782.9458.3585.1869.2459.3730.6374.0654.37
F-Cooper [3]8.21160.2571.4746.9279.2858.4653.1925.9368.6848.02
F-Cooper + NEAT9.50165.4183.0360.9486.9167.8156.2532.7074.9153.28
CORE [27]11.14172.5373.8943.2478.8556.1757.6529.7468.9545.65
CORE + NEAT12.51178.0876.3548.0681.1460.4560.9134.1970.6348.48
AttFuse [37]8.53115.5470.8548.6680.2359.8255.8627.8870.9051.26
AttFuse + NEAT9.85120.9880.3055.9784.3768.1960.6034.2475.2255.21
Where2comm [7]10.36210.9281.9853.4380.5561.9258.3731.4970.3250.17
Where2comm + NEAT11.64216.6783.4258.7282.0664.8459.2835.4373.5753.29
CoBEVT [34]12.03238.1481.1254.3081.3263.1958.2028.7271.5452.33
CoBEVT + NEAT13.37244.7585.0765.1690.0175.4160.5534.9778.8258.10
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.399, + 0.557, + 0.415 + ], + "angle": 0, + "content": "4.2 Detection Performance Comparison" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.422, + 0.788, + 0.77 + ], + "angle": 0, + "content": "Table 1 presents the average space-time complexity and detection performance comparison between various baselines and the NEAT-based models under default noisy settings across the four datasets. The complexity is measured by the mainstream Parameter Number (M) and MACs (G). No Fusion represents the ego-centered perception without collaboration. Late Fusion refers to aggregating all agents' output boxes and producing the results by non-maximum suppression. Moreover, we consider representative and reproducible state-of-the-art (SOTA) methods, including When2com [16], V2VNet [29], V2X-ViT [36], DiscoNet [13], SCOPE [45], FFNet [48] and CoBEVFlow [31]. The key observations are listed below. (i) NEAT significantly improves the five selected models on all metrics with very slight complexity costs. For instance, the NEAT-based F-Cooper, CORE, AttFuse, Where2comm, and CoBEVT achieve an average gain of \\(8.85\\%\\), \\(4.10\\%\\), \\(6.50\\%\\), \\(3.81\\%\\), and \\(8.78\\%\\) compared to their vanilla counterparts across the four datasets concerning AP@0.7. (ii) Compared to V2X-ViT [36], SCOPE [45] and FFNet [48] that implicitly mitigate the feature misalignment by integrated frameworks, the models equipped with NEAT achieve better performance. Specifically, the NEAT-based CoBEVT enables the method CoBEVT to achieve SOTA performance on all four datasets with a slight extra computation cost. The reasonable explanations include: (1) The importance-aware NEAT alleviates misalignment conditions by aggregating semantically relevant object representations, which is applicable to methods with diverse structures; (2) our plugin can flexibly address varying feature mismatches in real-world (e.g., V2V4Real) and simulated scenes via global feature refinement." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.788, + 0.536, + 0.803 + ], + "angle": 0, + "content": "4.3 Robustness to Localization Error" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Evaluating the collaboration performance under diverse pose error levels is essential in assessing the system robustness. Fig. 4 show the detection precision" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.145, + 0.408, + 0.247 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.408, + 0.145, + 0.594, + 0.247 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.594, + 0.145, + 0.782, + 0.247 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.243, + 0.26, + 0.757, + 0.274 + ], + "angle": 0, + "content": "Fig. 4: Robustness assessment of the localization error on the three datasets." + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.291, + 0.408, + 0.392 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.408, + 0.291, + 0.594, + 0.392 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.594, + 0.292, + 0.782, + 0.392 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.238, + 0.406, + 0.762, + 0.42 + ], + "angle": 0, + "content": "Fig. 5: Robustness assessment of the transmission delay on the three datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.452, + 0.788, + 0.634 + ], + "angle": 0, + "content": "of the four models before and after equipping the NEAT plugin under varying pose noises. The localization error is sampled from Gaussian distributions with a standard deviation of \\(\\sigma_{xyz} \\in [0, 0.5]\\) m. (i) Intuitively, due to the flawed inter-agent spatial transformation caused by pose errors, the performance curves of all intermediate fusion methods show an evident downward trend with increasing error levels. In comparison, our NEAT plugin alleviates the performance degradation and significantly improves the vanilla baselines at all error levels. (ii) For instance, Where2comm [7] on V2XSet degrades to similar results as No Fusion under severe localization errors. In this case, NEAT mitigates the feature misalignment and enhances the corresponding performance favorably. These findings verify that NEAT can empower existing models with robust resistance to noise interference by aligning collaborator features." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.66, + 0.544, + 0.675 + ], + "angle": 0, + "content": "4.4 Robustness to Transmission Delay" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "As Fig. 1b shows, temporal asynchrony caused by transmission delay also induces deleterious feature misalignment, resulting in subsequent two-side fusion errors among agents. Fig. 5 provides the robustness analysis of vanilla baselines and NEAT-based models against varying delays. Inevitably, performance deterioration spreads across all vanilla methods as transmission delay continuously increases. In particular, the AP@0.7 result of F-Cooper [3] on OPV2V drops substantially, even lower than the baseline No Fusion (AP@0.7 = 48.66%) when the delay exceeds 300 ms. Conversely, NEAT provides significant gains for different models at all delay levels. That is, the NEAT-based models maintain high detection precision compared to the vanilla counterparts, even under a se" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.275, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.359, + 0.265 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.273, + 0.267, + 0.32, + 0.275 + ], + "angle": 0, + "content": "(a) AttFuse" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.145, + 0.501, + 0.265 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.393, + 0.267, + 0.475, + 0.275 + ], + "angle": 0, + "content": "(b) AttFuse + NEAT" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.145, + 0.644, + 0.204 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.205, + 0.644, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.548, + 0.267, + 0.598, + 0.275 + ], + "angle": 0, + "content": "(c) CoBEVT" + }, + { + "type": "image", + "bbox": [ + 0.645, + 0.145, + 0.785, + 0.204 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.647, + 0.205, + 0.785, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.678, + 0.267, + 0.765, + 0.275 + ], + "angle": 0, + "content": "(d) CoBEVT + NEAT" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.286, + 0.787, + 0.341 + ], + "angle": 0, + "content": "Fig. 6: Qualitative comparison results in real-world scenarios from the V2V4Real dataset [35]. Green and red boxes denote ground truths and detection results, respectively. Compared to the vanilla baselines, NEAT-based models significantly improve the detection results." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.376, + 0.785, + 0.406 + ], + "angle": 0, + "content": "vere delay (i.e., 400 ms). Our plugin's merit stems from the query-aware spatial associations to compensate for temporal asynchrony." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.438, + 0.447, + 0.453 + ], + "angle": 0, + "content": "4.5 Qualitative Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.472, + 0.788, + 0.593 + ], + "angle": 0, + "content": "To intuitively evaluate the merits of NEAT, we select two challenging scenarios on V2V4Real to present the detection visualizations of vanilla baselines and NEAT-based models. In Fig. 6, AttFuse [37] and CoBEVT [34] exhibit vulnerable performance in noisy settings due to massive missing predicted bounding boxes. Through the proposed plugin, the NEAT-based models produce more detection results that are well aligned with the ground truths. These observations confirm that NEAT improves the detection robustness of collaborative perception systems under noisy conditions." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.625, + 0.521, + 0.641 + ], + "angle": 0, + "content": "4.6 Comparison of Plugin Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We compare the existing plugins SyncNet [11] and CoAlign [18] on V2XSet, OPV2V, and V2V4Real datasets to explore the effectiveness of NEAT. As shown in Table 2, four models are selected as baselines to observe the detection performance changes, including CoBEVT [34], AttFuse [37], F-Cooper [3], and CORE [27]. NEAT provides more significant and consistent performance gains across different baselines by jointly addressing the pose errors and transmission delay. In contrast, CoAlign and SyncNet offer sub-optimal solutions due to their noise-specific designs and inadequate improvements. In practice, our NEAT introduces extremely low spatio-temporal complexity overhead (i.e., Para. = 1.31 M and MACs = 5.11 G) compared to the existing plugins, including CoAlign and SyncNet. Specifically, these two plugins bring average parameter numbers of 2.94/3.80M and MACs of 26.51/31.02G across datasets, respectively." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "K. Yang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.228, + 0.145, + 0.495, + 0.255 + ], + "angle": 0, + "content": "Table 2: Comparison results of plugin methods on the V2XSet, OPV2V, and V2V4Real datasets. We provide four models for different plugins as baselines for use in assembly, including CoBEVT, AttFuse, F-Cooper, and CORE. NEAT brings more significant gains to vanilla models on all metrics." + }, + { + "type": "table", + "bbox": [ + 0.234, + 0.269, + 0.484, + 0.428 + ], + "angle": 0, + "content": "
ModelsV2XSetOPV2VV2V4Real
CoBEVT81.12/54.3081.32/63.1958.20/28.72
CoBEVT + SyncNet82.28/57.7583.77/67.4258.74/31.75
CoBEVT + CoAlign83.15/60.2085.65/69.2159.05/31.22
CoBEVT + NEAT85.07/65.1690.01/75.4160.55/34.97
AttFuse70.85/48.6680.23/59.8255.86/27.88
AttFuse + SyncNet75.07/52.3481.92/62.7758.14/30.79
AttFuse + CoAlign76.82/51.9082.53/64.0357.32/31.37
AttFuse + NEAT80.30/55.9784.37/68.1960.60/34.24
F-Cooper71.47/46.9279.28/58.4653.19/25.93
F-Cooper + SyncNet77.29/52.7683.16/62.4554.78/27.76
F-Cooper + CoAlign76.73/53.4282.83/63.1655.02/29.64
F-Cooper + NEAT83.03/60.9486.91/67.8156.25/32.70
CORE73.89/43.2478.85/56.1757.65/29.74
CORE + SyncNet75.23/45.5379.82/56.9658.37/31.82
CORE + CoAlign74.41/45.7780.07/57.5458.56/31.41
CORE + NEAT76.35/48.0681.14/60.4560.91/34.19
" + }, + { + "type": "table_caption", + "bbox": [ + 0.507, + 0.145, + 0.776, + 0.256 + ], + "angle": 0, + "content": "Table 3: Ablation study results of the proposed components on the V2XSet, OPV2V, and V2V4Real datasets. FA: deformable feature aggregation; TG: object-related token generation; MG: importance map generation; PS: query proposal selection; RCR: region cross-attention reinforcement." + }, + { + "type": "table", + "bbox": [ + 0.509, + 0.269, + 0.773, + 0.428 + ], + "angle": 0, + "content": "
CoBEVT [34] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
81.12/54.3081.32/63.1958.20/28.72
82.69/58.2484.41/67.0558.95/31.81
83.10/59.9785.74/69.3059.43/32.45
83.56/62.0887.26/72.1659.87/33.50
83.94/63.2588.33/73.5860.02/34.33
85.07/65.1690.01/75.4160.55/34.97
AttFuse [37] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
70.85/48.6680.23/59.8255.86/27.88
74.24/51.4881.95/62.6657.44/29.96
76.27/52.4182.36/64.0558.35/31.47
77.35/54.0282.95/65.5159.23/32.64
78.64/54.6383.14/66.3859.82/33.22
80.30/55.9784.37/68.1960.60/34.24
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.459, + 0.402, + 0.473 + ], + "angle": 0, + "content": "4.7 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.788, + 0.686 + ], + "angle": 0, + "content": "We select two representative models to perform thorough ablation studies on V2XSet, OPV2V, and V2V4Real to verify the necessity of the proposed components. As Table 3 shows, the vanilla baselines without any components in NEAT are employed as the performance reference. On this basis, we progressively add (1) FA, (2) TG, (3) MG, (4) PS, and (5) RCR and present the corresponding AP@0.5/0.7 results. (i) The continuously improved detection performance over the three datasets reveals that each component provides indispensable contributions. (ii) Particularly, deformable feature aggregation brings noteworthy gains by aggregating vital context semantics with corrective mismatch attributes, while object-related token generation facilitates attention learning by introducing global object-related semantics. (iii) Furthermore, region cross-attention reinforcement efficiently diffuses the locally enhanced representations with region-wise attention, achieving global feature refinement and significant improvements." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.713, + 0.36, + 0.73 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "This paper proposes NEAT, a lightweight plugin, to address the feature misalignment issue induced by collaboration noises in multi-agent perception systems. NEAT accomplishes the explicit alignment of collaborator-shared features with customized components, ensuring subsequent high-quality collaboration and perception. Extensive experiments show that NEAT can be readily integrated into existing methods to provide a generic solution for improving system robustness." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.275, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "Acknowledgement. This work is supported in part by the China Mobile Research Fund of the Chinese Ministry of Education under Grant KEH2310029 and in part by the Specific Research Fund of the innovation Platform for Academicians of Hainan Province under Grant YSPTZX202314. This work is also supported in part by the Shanghai Key Research Laboratory of NSAI, the Joint Laboratory on Networked Al Edge Computing, Fudan University-Changan, the National Natural Science Foundation of China (Grant No. 62250410368), and the Kunshan Government Research Fund 24KKSGR024." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.292, + 0.324, + 0.308 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.325, + 0.785, + 0.38 + ], + "angle": 0, + "content": "1. Bai, X., Hu, Z., Zhu, X., Huang, Q., Chen, Y., Fu, H., Tai, C.L.: Transfusion: Robust lidar-camera fusion for 3d object detection with transformers. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 1090-1099 (2022) 5" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.382, + 0.785, + 0.422 + ], + "angle": 0, + "content": "2. 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Springer (2022) 5, 8" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.799 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_origin.pdf b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..05ca7bfb4831fc50f22a9d8390bd1a9023abc176 --- /dev/null +++ b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/5286563b-9c60-4a61-8097-728cdc66d9bf_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:aa15ba333f66311299de3979942ecdd62a74984ad89f5b32b8535bae936b8753 +size 1396624 diff --git a/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/full.md b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/full.md new file mode 100644 index 0000000000000000000000000000000000000000..3e64f2735653b254e78b8db777e9cee81c5e6d48 --- /dev/null +++ b/2024/Align before Collaborate_ Mitigating Feature Misalignment for Robust Multi-Agent Perception/full.md @@ -0,0 +1,305 @@ +# Align before Collaborate: Mitigating Feature Misalignment for Robust Multi-Agent Perception + +Kun Yang $^{1\dagger}$ , Dingkang Yang $^{1\dagger}$ , Ke Li $^{3}$ , Dongling Xiao $^{3}$ , Zedian Shao $^{4}$ , Peng Sun $^{2}$ , and Liang Song $^{1\boxtimes}$ + +$^{1}$ Academy for Engineering and Technology, Fudan University + $^{2}$ Duke Kunshan University + +3 Tencent Youtu Lab + +$^{4}$ Duke University + +{kunyang20,dkyang20}@fudan.edu.cn + +Abstract. Collaborative perception has received widespread attention recently since it enhances the perception ability of autonomous vehicles via inter-agent information sharing. However, the performance of existing systems is hindered by the unavoidable collaboration noises, which induce feature-level spatial misalignment over the collaborator-shared information. In this paper, we propose a model-agnostic and lightweight plugin to mitigate the feature-level misalignment issue, called dynamic feature alignment (NEAT). The merits of the NEAT plugin are threefold. First, we introduce an importance-guided query proposal to predict potential foreground regions with space-channel semantics and exclude environmental redundancies. On this basis, a deformable feature alignment is presented to explicitly align the collaborator-shared features through query-aware spatial associations, aggregating multi-grained visual clues with corrective mismatch properties. Ultimately, we perform a region cross-attention reinforcement to facilitate aligned representation diffusion and achieve global feature semantic enhancement. NEAT can be readily inserted into existing collaborative perception procedures and significantly improves the robustness of vanilla baselines against pose errors and transmission delay. Extensive experiments on four collaborative 3D object detection datasets under noisy settings confirm that NEAT provides consistent gains for most methods with distinct structures. + +Keywords: Collaborative perception $\cdot$ Deformable feature alignment + +# 1 Introduction + +Perception is a fundamental capability of autonomous vehicles (AVs) to guarantee road safety in sophisticated driving scenarios [22]. Previous single-agent perception has been extensively explored in vision-oriented vehicular applications, including driver monitoring [39], object detection [24, 42], and instance segmentation [21, 52]. Nevertheless, the single-agent perception paradigm is generally + +![](images/665b5fa89f39ace0c2981a27a69f256ed8a75432af448c6e5f6c9d525a77c288.jpg) +(a) Infrastructure side image + +![](images/024b1cf185290ac602f168aab1b7a110c809985071c9d5278a1f1347b236b300.jpg) +(b) Non-aligned point cloud fusion due to transmission delay +Fig. 1: (a) shows the infrastructure side image where the ego vehicle is marked with the orange circle. (b) and (c) show the point cloud fusion mismatches due to transmission delay and pose errors, respectively. (d) Our NEAT plugin mitigates the feature spatial misalignment issue and produces the well-aligned point cloud fusion. + +![](images/4162ff4e5e24149c0e8f9439c9ea1ecb6889eac24518cf1eb2a98858fee976fb.jpg) +(c) Non-aligned point cloud fusion due to localization errors + +![](images/8b45731a52d3b5cbfe3ed87e46f09404e88023d8ffc5764cda4c827c6f9bb2e2.jpg) +(d) Aligned point cloud fusion with our NEAT aligner + +vulnerable in realistic conditions due to limited sensor ranges [51] and viewpoint occlusions [50]. To this end, collaborative perception has been proposed as a promising solution to alleviate the inadequate observations of individual agents. Based on the Vehicle-to-Vehicle/Everything (V2V/X) communication, existing studies [4,7,8,13,27-29,34-37,45,47,49] effectively improve the perception capabilities of the ego agent through information exchange and perspective complementation among heterogeneous agents (e.g., AVs and infrastructures), resulting in a more holistic and precise understanding of surrounding environments. + +Collaborative perception systems are categorized as early [4, 23], intermediate [13], and late [26, 33] fusion, where the feature-level intermediate fusion is the most favored due to its superior trade-off between perception performance and bandwidth cost. However, existing approaches [27, 34, 37] design intermediate collaboration schemes assuming that the spatial transformations between agents are perfect, which are vulnerable to real-world collaboration noises, including pose errors and transmission delay. Specifically, these realistic noises induce spatial misalignment at the feature level, thereby obfuscating the object locations and degrading the collaboration performance. Fig. 1 illustrates visual examples of the feature misalignment issues. We also conduct a toy comparison experiment on the OPV2V dataset [37] to evaluate the hazards posed by collaboration noises. From Fig. 2, the state-of-the-art (SOTA) methods CoBEVT [34], Where2comm [7], AttFuse [37], and F-Cooper [3] exhibit respectable detection precisions in the perfect setting regarding the Average Precision (AP)@IoU 0.7. Nevertheless, when confronted with the noisy setting in realistic scenarios, the potential feature misalignment results in unavoidable performance deterioration, even worse than the No Fusion baseline without collaboration. These findings confirm that the feature misalignment leads to severe performance bottlenecks in existing models. Accordingly, how to effectively mitigate these feature mismatches becomes the core of achieving robust collaborative perception. + +Several solutions are proposed to mitigate feature-level misalignment in noisy conditions. For instance, some integrated frameworks leverage attention patterns with larger perceptive fields [36,41,45], multi-scale collaborator features [7,8,27], and historical information [28, 31, 48]. However, these approaches invariably lead to more complicated computations and larger bandwidth costs. Also, these model-specific solutions lack scalability and fail to be applied to other frame- + +![](images/50e8c235323fc593e3f02f1ed4a48263497cdde8bddc417139517168a6ffceb5.jpg) +Comparison results on the OPV2V dataset +Fig. 2: We conduct a toy comparison experiment on the OPV2V dataset to evaluate the noise interference. The potential feature misalignment in the noisy setting cause the inevitable performance degradation of existing methods compared to the perfect setting. In this case, the NEAT plugin consistently improves the detection precision of the vanilla baselines. Under the same noisy conditions, NEAT brings more significant performance improvements for the baselines compared to SyncNet [11] and CoAlign [18]. + +works. In addition, various plugins enhance the robustness of existing approaches to specific noises, such as SyncNet [11] for transmission delay and CoAlign [18] for pose errors. Nevertheless, the history-based prediction module in SyncNet introduces significant computation and communication overheads, and the alignment module in CoAlign relies heavily on common visible objects between agents. Moreover, these plugins fail to cope with transmission delay and pose errors simultaneously since these two types of noises induce distinct mismatch patterns. From Fig. 1b, transmission delay causes temporal asynchrony and produces feature misalignment in the object motion directions, which are depicted by the direction-invariant red arrows. Moreover, pose errors bring about more irregular misalignment patterns due to random localization noises, as shown in Fig. 1c. To this end, we propose a lightweight plugin, NEAT, that can be readily integrated into existing frameworks and requires only the ego and collaborator features. As Fig. 2 shows, NEAT achieves more significant performance improvements than CoAlign [18] and SyncNet [11] under the same noisy conditions. Also, the extra parameter number brought from NEAT is only about 1MB (see Table 1). + +In summary, we propose a model-agnostic and lightweight plugin, NEAT, to alleviate the feature misalignment dilemma and facilitate robust collaboration of multi-agent perception systems. Given ego and mismatched collaborator features, our NEAT plugin accomplishes dynamic feature alignment progressively through three tailored components. Specifically, we present the importance-guided query proposal (IQP) module to highlight potential foreground regions in collaborator features. IQP estimates the perceptually critical level of each location and introduces multi-scale views for robust query selection. Then, the deformable feature alignment (DFA) component is devised to integrate valuable visual clues for selected queries and facilitate local semantic enhancement in collaborator features. DFA introduces global context support for object-related to + +ken generation, then leverages the deformable cross-attention to construct query-aware spatial associations and aggregate semantically relevant representations. Ultimately, we propose the region cross-attention reinforcement (RCR) module to diffuse the locally enhanced features into the global representation, producing refined collaborator features with aligned properties for the subsequent feature fusion stage. Our contributions can be summarized as follows: + +- The proposed NEAT model is the first dedicated plug-and-play design to address the feature misalignment issues caused by two types of collaboration noises, which can be readily integrated into most methods with diverse architectures and bring significant performance gains consistently. +- The proposed customized components progressively enhance perceptually critical semantics in collaborator-shared features and provide a universal solution for achieving the robust multi-agent perception system. +- Extensive experiments are conducted on multiple collaborative 3D object detection datasets. Comprehensive analysis in real-world and simulated scenarios under noisy settings shows the applicability and effectiveness of NEAT. + +# 2 Related Work + +# 2.1 Collaborative Perception + +Collaborative perception aims to incorporate sensor observations from heterogeneous agents to improve the detection capability of the ego agent. Several intermediate collaboration efforts are presented to enhance robustness in noisy conditions, which can be categorized into integrated frameworks and scalable plugins. The former efforts employ framework-specific designs to mitigate noise. For instance, various works utilize attention patterns with larger receptive fields, including Swin Transformer in V2X-ViT [36], axial attention in CoBEVT [34], and deformable attention in SCOPE [45]. Moreover, FFNet [48] and CoBEVFlow [31] apply feature flow to predict the current frame to mitigate transmission delay. These prediction designs introduce significant computation and storage overheads and cause excessive cumulative errors. Multiscale solutions [7,8,17,28,30] employ multiscale collaborator features to overcome local noise interference. However, these methods invariably require sending multiple BEV features and depend on complicated feature fusion mechanisms. The latter efforts alleviate specific noises in a plug-and-play manner. Specifically, SyncNet [11] introduces historical information to predict features based on DiscoNet [13], and CoAlign [18] utilizes co-visible objects to calibrate the inter-agent transfer matrix. Nevertheless, these plugins lack scalability due to their dependence on specific conditions and noises, e.g., SyncNet's requirement for extensive stored collaborator features and CoAlign's dependence on co-visible objects. To summarize, the framework-specific methods fail to provide a unified solution for overcoming noise interference, and the existing plugins can only handle one specific noise. Accordingly, we propose the lightweight NEAT plugin to mitigate transmission delay and pose errors in a model-agnostic manner simultaneously. + +![](images/da72a92de4d5c85e70c33e97aab118fdcd076ac00e6d60d39d3e39de945703e1.jpg) +Fig. 3: NEAT plugin overview. Features $F_{e}$ and $\tilde{F}_{i}$ are inputs. First, NEAT obtains the multi-scale views $\{\tilde{F}_{i}^{l}\}_{l=1}^{3}$ and utilizes the IQP module to produce the query proposals $P_{i}$ . The naive fusion view $\tilde{\mathcal{F}}_{i}$ is built via type-dependent projection and $f_{fus}(\cdot)$ to provide global object-related semantics. Afterward, we sample features from $\{\tilde{\mathcal{F}}, \tilde{F}_{i}\}$ based on the selected 2D positions in $P_{i}$ and generate the token embedding $T_{i}$ . With deformable cross-attention and $T_{i}$ , NEAT enhances the selected queries and obtains initial aligned feature $\tilde{Z}_{i}$ via the filling operation. Ultimately, we take a partitioned region as an example to introduce region cross-attention, which generates globally enhanced aligned feature $Z_{i}$ for the subsequent feature fusion stage. + +# 2.2 Vision Attention for Object Detection + +Benefiting from the development of learning-based technologies [38,40,43,44,46], attention mechanisms are widely exploited in vision tasks due to their outstanding contextual modeling capabilities, such as DETR [2] and AutoAlign [5] for object detection. However, vanilla global-wise attention invariably brings heavy computation and storage burdens. Numerous efforts are proposed to alleviate this issue via efficient attention designs, including [1,6,12,14,19,25,32,53]. For instance, deformable DETR [32] leverages the advantages of sparse spatial sampling. AutoAlignV2 [6] builds cross-modal correlations and accelerates feature integration through a deformable attention model. For LiDAR-based object detection, Centerformer [53] presents two sparse attention schemes to facilitate the extraction of meaningful object representations, including window-aware cross-attention and deformable cross-attention. In this paper, we focus on the collaborative 3D object detection tasks in autonomous driving scenarios, which expose more challenges due to real-world collaboration noises. Consequently, we design a deformable attention-based feature alignment component to mitigate error-prone feature associations between collaborators and the ego agent, improving the robustness of existing collaborative perception systems against noises. + +# 3 Methodology + +In this section, we formulate the collaborative perception procedure to introduce the working context of our NEAT plugin. + +Feature Extraction and Agent Communication. Consider a driving scene with $N$ agents, where $e$ -th agent is identified as the ego agent, and $X_{i}$ denotes the local point cloud of $i$ -th agent. Each agent utilizes a feature encoder $\varPhi_{enc}(\cdot)$ to transform the point cloud $X_{i}$ into Bird's Eye View (BEV) features as follows: + +$$ +F _ {i} = \Phi_ {e n c} \left(X _ {i}\right) \in \mathbb {R} ^ {C \times H \times W}, \tag {1} +$$ + +where $C$ , $H$ , $W$ stand for the channel, height, and width. To reduce the required bandwidth cost of $F_{i}$ , the $i$ -th collaborator adopts the communication mechanism $\varPhi_{com}(\cdot)$ to obtain the compressed or sparse feature as $\tilde{F}_i = \varPhi_{com}(F_i)$ . Then, the $i$ -th collaborator transmits feature $\tilde{F}_i$ and local pose information $p_i$ to the ego agent for subsequent feature fusion stage. + +Coordinate Transformation and Feature Fusion. Upon receiving the shared messages $\{\tilde{F}_i,p_i\}$ from the $i$ -th collaborator, the ego agent obtains relative poses with $\{p_e,p_i\}$ and transforms $\tilde{F}_i$ into the ego coordinate system via the coordinate transformation operator $\Gamma (\cdot)$ [36] as $\tilde{F}_i = \Gamma (\tilde{F}_i;p_e,p_i)$ . After that, the ego agent produces the fused feature $\mathcal{F}_e$ for the final detection with the transformed features as follows: + +$$ +\mathcal {F} _ {e} = \Phi_ {f u s} \left(F _ {e}, \{\tilde {F} _ {i} \} _ {i = 1} ^ {N}\right) \in \mathbb {R} ^ {C \times H \times W}, \tag {2} +$$ + +where $\varPhi_{fus}(\cdot)$ denotes the cross-agent feature fusion models, such as attention schemes [7, 36, 37] or graph models [28, 29]. However, collaboration noises (e.g., transmission delay and pose errors) cause feature-level spatial misalignment shown in Fig. 1 and hinder the feature fusion procedure, leading to the performance bottlenecks of existing frameworks under noisy conditions (see Fig. 2). + +# 3.1 NEAT Overview + +Unlike previous works [18, 28, 36, 45, 48] that superficially temper noise interference via integrated frameworks or plugins, we develop a model-agnostic and lightweight NEAT plugin to explicitly mitigate two types of collaboration noises and break performance bottlenecks of existing systems. As Fig. 3 shows, our NEAT plugin only requires the features $F_{e}$ and $\tilde{F}_{i}$ as inputs. Then, three tailored components are progressively executed to produce the aligned feature $Z_{i}$ for replacing $\tilde{F}_{i}$ in feature fusion. The summarized procedure includes: (i) $\tilde{F}_{i}$ is encoded into three scales with the same channel size using simple convolutions, and $\tilde{F}_{i}^{l}$ denotes the feature at $l$ -th scale. With this basis, the importance-guided query proposal component produces the query proposals $P_{i} \in \mathbb{R}^{N_{p} \times 2}$ with features $\{\tilde{F}_{i}^{l}\}_{l=1}^{3}$ and $F_{e}$ , where $N_{p}$ is the proposal number. (ii) The deformable feature alignment component first builds the naive fusion view $\tilde{\mathcal{F}}$ to provide global object-related information, then acquires the initial aligned feature $\tilde{Z}_{i}$ via critical semantics aggregation. (iii) The region cross-attention reinforcement component applies the features $\tilde{Z}_{i}$ and $\tilde{F}_{i}$ to perform feature refinement, generating the aligned feature $Z_{i}$ for feature fusion. We will detail the implementation of the above three proposed components in Sections 3.2, 3.3, and 3.4. + +# 3.2 Importance-guided Query Proposal + +The query proposal phase aims to predict potential foreground regions, which will be queried in the feature alignment phase. We present an Importance-guided Query Proposal (IQP) component, which generates the importance map with space-channel semantics and applies multi-scale views to alleviate the noise interference for query selection. Unlike Where2comm [7], which relies on trained decoders for query selection, IQP employs space-channel saliency and multiscale solutions to accurately predict foreground regions under noisy conditions. + +Importance Map Generation. To highlight object-related foreground regions within the features, we utilize a two-stage scheme to generate importance maps by exploring inter-pixel spatial interactions and intra-pixel channel semantics. First, a convolution-based decoder $f_{dec}(\cdot)$ is used to capture informative regions and yield the corresponding spatial confidence map $M_i^s$ of $\tilde{F}_i$ . Meanwhile, the channel-wise average pooling operation $\varPsi_m(\cdot)$ integrates the visual semantics of different channels and produces the salient activation map $M_i^c$ . The above schemes are formulated as: + +$$ +M _ {i} ^ {s} = \sigma \left(f _ {\text {d e c}} \left(\tilde {F} _ {i}\right)\right), M _ {i} ^ {c} = \sigma \left(\Psi_ {m} \left(\tilde {F} _ {i}\right)\right), \tag {3} +$$ + +where $\sigma(\cdot)$ is the sigmoid activation. The importance map is obtained by these two maps as $M_{i} = M_{i}^{s} \odot M_{i}^{c} \in [0,1]^{H \times W}$ , where $\odot$ denotes the element-wise multiplication. $M_{i}$ reflects the perceptually critical level of each location within the collaborator feature $\tilde{F}_{i}$ . + +Query Proposal Selection. Since high-resolution perception views are sensitive to feature spatial misalignment [28], the single-scale importance maps inevitably induce erroneous foreground region predictions. To tackle this issue, we leverage multi-scale collaborator features to generate the importance maps $\{M_i^l\}_{l=1}^3$ with varying perception resolutions, which can correct initial importance estimations. Moreover, the corresponding importance map $M_e$ of the ego feature $F_e$ is also obtained to complement possible occlusions in collaborators' local observations. Given the above four importance maps, we synchronize their spatial dimensions by bilinear interpolation and obtain the corresponding pixelwise average as $\tilde{M}_i$ . Then, the heuristic selection approach $f_{sel}(\cdot; \delta)$ applies a predefined threshold $\delta$ to select the top $\delta \%$ of spatial locations from $M_i$ as query proposals $\pmb{P}_i$ , which is formulated as $\pmb{P}_i = f_{sel}(\tilde{M}_i; \delta) \in \mathbb{R}^{N_p \times 2}$ . + +# 3.3 Deformable Feature Alignment + +After the query selection phase, we introduce a Deformable Feature Alignment (DFA) component tailored for explicit feature alignment, which enhances the representation of query proposals with contextual visual clues and provides aligned properties. Considering the inability of static local attention [7,34] to cope with irregular feature misalignment and sparse BEV features, the deformable attention is adopted to build query-aware spatial associations and efficiently aggregate perceptually relevant semantics. DFA consists of the following two stages. + +Object-related Token Generation. Previous deformable operations [32, 53] generate tokens with query features to learn sampling offsets and attention scores, which is not applicable to collaborative perception scenarios since single collaborator features fail to provide global context information. Accordingly, we propose to build a naive fusion view to provide global object-related semantics for token generation and mitigate feature misalignment in collaborators' local observations. Specifically, all features are first projected to the common space via type-dependent linear layers $\mathrm{LN}_t(\cdot)$ . The intuition is that agent discrepancies in sensor characteristics worsen feature mismatch, whereas the type-dependent projection can capture agent-specific attributes and bridge feature heterogeneity [36]. Then, we employ a general fusion operation $f_{fus}(\cdot)$ (e.g., convolution [27] and attention [37]) to generate the naive fusion view $\tilde{\mathcal{F}}$ as follows: + +$$ +\tilde {\mathcal {F}} = f _ {f u s} \left(\mathrm {L N} _ {t} \left(F _ {e}\right), \mathrm {L N} _ {t} \left(\tilde {F} _ {i}\right)\right) \in \mathbb {R} ^ {C \times H \times W}. \tag {4} +$$ + +As Fig. 3 shows, we extract the corresponding features of the query proposals $P_{i}$ from $\tilde{\mathcal{F}}$ and $\tilde{F}_{i}$ and concatenate them along the channel dimension. The linear layer $\mathrm{LN}(\cdot)$ fuses the concatenated features to augment the object-related information within the tokens. The generation process of object-related tokens $T_{i}$ is formulated as follows: + +$$ +\pmb {T} _ {i} = \mathrm {L N} (\tilde {\mathcal {F}} (\pmb {P} _ {i}) \parallel \tilde {F} _ {i} (\pmb {P} _ {i})) \in \mathbb {R} ^ {N _ {p} \times C}, \qquad (5) +$$ + +where $\parallel$ denotes the concatenation operation. $T_{i}$ integrates the global semantics in the naive fusion view and the local context from the collaborators, facilitating subsequent attention learning to produce more robust aligned views. + +Deformable Feature Aggregation. We first project $\pmb{T}_i$ as positional encoding and obtain the token embedding as $\tilde{\pmb{T}}_i = \mathrm{LN}(\pmb{T}_i) + \pmb{T}_i$ . To aggregate comprehensive and multi-grained perceptual information, the multi-scale collaborator feature $\{\tilde{F}_i^l\}_{l=1}^3$ and naive fusion view $\tilde{\mathcal{F}}$ are utilized as attending features. Subsequently, the token embedding $\tilde{\pmb{T}}_i$ is passed into a linear layer to learn the sampling offset map $\Delta P_i$ for each attending feature, providing the 2D spatial offsets $\{\Delta p_m | 1 \leq m \leq N_m\}$ for each query proposal $p$ , where $N_m$ denotes the sampled key point number. We leverage the learned offset maps to sample key points on the four attending features and extract these key points' features as $\{\tilde{F}_i^l (\pmb{P}_i + \Delta \pmb{P}_i)\}_{l=1}^3$ and $\tilde{\mathcal{F}} (\pmb{P}_i + \Delta \pmb{P}_i)$ , providing alignment properties for queries and alleviating local misalignment. The attention scores of the sampled key points are obtained as $\phi(\mathrm{LN}(\tilde{T}_i))$ , where $\phi(\cdot)$ denotes the softmax function. + +Given the sampled features and learned attention scores, we formulate the enhanced feature of each query proposal $p$ as follows: + +$$ +\operatorname {D F A} (p) = \sum_ {h = 1} ^ {H} \boldsymbol {W} _ {h} \left[ \sum_ {l = 1} ^ {4} \sum_ {m = 1} ^ {N _ {m}} \phi \left(\ln \left(\tilde {\boldsymbol {T}} _ {i} (p)\right)\right) \tilde {\boldsymbol {F}} _ {i} ^ {l} (p + \Delta p _ {m}) \right], \tag {6} +$$ + +where $h$ indexes the attention head, $\mathbf{W}_h$ is the learnable weight, and $\tilde{\mathcal{F}}(p + \Delta p_m)$ is rewritten as $\tilde{F}_i^4(p + \Delta p_m)$ only for formula simplification. From Fig. 3, to produce the aligned feature $\tilde{Z}_i$ , the augmented feature DFA( $p$ ) is filled into $\tilde{F}_i$ based + +on the 2D location of query proposal $p$ . Previous deformable attention-based efforts [41, 45] learn offsets and attention scores only with the local information of the ego agent, which inevitably leads to sub-optimal feature aggregation. In contrast, NEAT optimizes the offset and attention learning process through tokens $\tilde{Z}_i$ with global semantics. Also, NEAT significantly alleviates the computation overhead by reducing the sampled key point number $N_{m}$ (from 15 to 5). + +# 3.4 Region Cross-attention Reinforcement + +To generate the aligned feature $Z_{i}$ through global representation refinement, we introduce a novel Region Cross-attention Reinforcement (RCR) component to diffuse locally-enhanced features in $\tilde{Z}_{i}$ to the surroundings and aggregate the relevant semantics from $\tilde{F}_{i}$ . With the guidance of confidence priors, RCR filters out the irrelevant regions through region-wise correlation computation, reducing the attending range of global pixel-to-pixel attention adaptively. In contrast, global attention leads to excessive computation cost, while per-location attention [37] fails to achieve global feature refinement through a limited interaction range. + +Specifically, the features $\tilde{Z}_i$ and $\tilde{F}_i$ are first concatenated as $Z_i^r = \tilde{Z}_i\| \tilde{F}_i\in \mathbb{R}^{C\times 2H\times W}$ . Then, we partition $\tilde{Z}_i$ and $Z_{i}^{r}$ into non-overlapping regions with size $(S_h,S_w)$ and apply the $1\times 1$ convolution $\omega_{1*1}(\cdot)$ to obtain the query, key, value embeddings as $Q_{i} = \omega_{1*1}(\tilde{Z}_{i})\in \mathbb{R}^{hw\times S_{h}S_{w}\times C}$ and $K_{i},V_{i} = \omega_{1*1}(Z_{i}^{r})\in$ $\mathbb{R}^{2hw\times S_hS_w\times C}$ , where $h = \frac{H}{S_h}$ and $w = \frac{W}{S_w}$ . The region-wise query and key embeddings are produced with the per-region average pooling operation $\varPsi_{a}(\cdot)$ : + +$$ +Q _ {i} ^ {r} = \Psi_ {a} \left(Q _ {i} \odot M _ {i} ^ {s}\right), K _ {i} ^ {r} = \Psi_ {a} \left(K _ {i} \odot M _ {i} ^ {r}\right), \tag {7} +$$ + +where the confidence maps $M_i^s / M_i^r = \sigma(f_{dec}(\tilde{Z}_i / Z_i^r))$ are employed as prior information to introduce object-related semantics during region selection. To select semantically related regions, we compute the correlation matrix by matrix multiplication between $Q_i^r$ and transposed $K_i^r$ and apply the selection function $f_{sel}(\cdot; \delta_r)$ to select the top $\delta_r$ regions. After that, as Fig. 3 shows, the features of the selected regions are gathered to form the key and value embeddings $\{K_i^g, V_i^g\}$ . The above process is summarized as follows: + +$$ +K _ {i} ^ {g}, V _ {i} ^ {g} = \operatorname {g a t h e r} \left(f _ {s e l} \left(Q _ {i} ^ {r} \left(K _ {i} ^ {r}\right) ^ {T}; \delta_ {r}\right)\right) \in \mathbb {R} ^ {h w \times \delta_ {r} S _ {h} S _ {w} \times C}. \tag {8} +$$ + +Ultimately, we adopt region cross-attention to reinforce the representation of each pixel within $\tilde{Z}_i$ and produce the aligned feature $Z_{i}$ as follows: + +$$ +Z _ {i} = \phi \left(\frac {Q _ {i} \left(K _ {i} ^ {g}\right) ^ {T}}{\sqrt {C}}\right) V _ {i} ^ {g} \in \mathbb {R} ^ {h w \times S _ {h} S _ {w} \times C}. \tag {9} +$$ + +We replace $\tilde{F}_i$ with the reshaped feature $Z_i \in \mathbb{R}^{C \times H \times W}$ and pass $Z_i$ into the subsequent feature fusion stage. With the above RCR component, $Z_i$ aggregates perceptually relevant semantics from the global context and mitigates the local spatial misalignment. Accordingly, $Z_i$ provides more comprehensive and accurate spatial information and facilitates more robust feature fusion than feature $\tilde{F}_i$ . + +# 4 Experiments + +# 4.1 Experimental Setup + +Datasets and Evaluation Metrics. We conduct extensive experiments on four collaborative perception benchmark datasets, including V2XSet [36], OPV2V [37], OPV2V Culver City [37], and V2V4Real [35]. V2XSet is a large-scale simulation dataset supporting multi-agent V2X perception. This dataset contains 11,447 labeled point cloud frames, split into training/validation/testing sets with 6,694, 1,920, and 2,833 frames. The simulation dataset OPV2V provides raw sensor measurements from 2 to 7 autonomous vehicles in each scene. There are 10,914 frames of point clouds and RGB images, and the training, validation, and testing splits include 6,764, 1,981, and 2,169 frames. The testing dataset OPV2V Culver City contains approximately 600 point cloud frames with 3D annotations. V2V4Real is the first real-world dataset for V2V collaborative perception, where two self-driving vehicles are configured to record the surrounding environments with multi-modal sensors. To evaluate the object detection performance, we adopt the Average Precision (AP) at Intersection-over-Union (IoU) thresholds of 0.5 and 0.7 as experimental metrics following [10]. + +Implementation Details. The proposed models are implemented using Pytorch toolbox [20] and trained with Nvidia Tesla V100 GPUs by Adam optimizer [9]. We set the default noisy setting to simulate the realistic noise levels, where the localization and heading errors are sampled from Gaussian distributions with a standard deviation of $0.2\mathrm{m}$ and $0.2^{\circ}$ , and the transmission delay is $100\mathrm{ms}$ . The batch sizes on the V2XSet, OPV2V, and V2V4Real datasets are $\{3,3,5\}$ , and epoch numbers are $\{15,15,10\}$ . The initial learning rate is $2\mathrm{e}-3$ , decaying every ten epochs with a factor of 0.1. We implement the regression and classification decoders using two convolutional layers to produce predictions and use smooth absolute error loss and focal loss [15] for objective optimization. $f_{dec}(\cdot)$ reuses the parameters of the classification decoder and utilizes a maximum pooling operation to reduce the channel dimension. The selection thresholds $\delta$ on the V2XSet, OPV2V, and V2V4Real datasets are $\{25,25,35\}$ . We employ the per-location attention [37] to implement the fusion method $f_{fus}(\cdot)$ . The sampled key point number $N_{m}$ is 5, and the attention head $H$ is 8. The RCR component sets the region size $(S_{h}, S_{w})$ and threshold $\delta_{r}$ as $(4,8)$ and 2, respectively. We provide the evaluation results on the testing sets of the four datasets. + +Model Zoo. To evaluate the effectiveness of NEAT, we select five representative models with distinct structures as the comparison baselines. Specifically, F-Cooper [3] employs a heuristic max-out strategy to fuse collaborator features. CORE [27] designs a feature-level reconstruction task to preserve critical semantics and designs an attention-aware collaboration component. Att-Fuse [37] uses the per-location attention to learn the attention weights of corresponding pixels across different feature maps. Where2comm [7] presents a confidence-aware per-location attention design to facilitate pragmatic collaboration. CoBEVT [34] applies axial attention to aggregate meaningful object representations from local windows and sparse global tokens. + +Table 1: Comparisons of space-time complexity and performance on the four datasets. The complexity results are reported in the average parameter number (Para.) and MACs across datasets. The detection results are reported in AP@0.5/0.7. + +
ModelsPara. (M)MACs (G)V2XSetOPV2VV2V4RealOPV2V Culver City
AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7
No Fusion6.3730.4660.6040.2268.7148.6639.7822.0255.747.10
Late Fusion6.3731.1954.9330.7476.2456.1449.4122.0560.1839.23
When2com [16]11.31186.4668.8442.9372.7354.8051.8224.1161.7340.61
V2VNet [29]14.45435.6279.1149.2877.5862.2757.1626.7371.4651.50
DiscoNet [13]9.63147.8579.8354.1680.6663.8255.9426.6170.6250.36
V2X-ViT [30]15.39306.7883.5961.4484.7668.9255.3528.7273.4854.04
SCOPE [45]19.71355.4584.2662.1785.0271.1356.2828.0472.2753.66
FFNet [48]13.74251.0278.7655.4983.2665.5857.0228.5570.5152.83
CoBEVFlow [31]15.56295.2782.9458.3585.1869.2459.3730.6374.0654.37
F-Cooper [3]8.21160.2571.4746.9279.2858.4653.1925.9368.6848.02
F-Cooper + NEAT9.50165.4183.0360.9486.9167.8156.2532.7074.9153.28
CORE [27]11.14172.5373.8943.2478.8556.1757.6529.7468.9545.65
CORE + NEAT12.51178.0876.3548.0681.1460.4560.9134.1970.6348.48
AttFuse [37]8.53115.5470.8548.6680.2359.8255.8627.8870.9051.26
AttFuse + NEAT9.85120.9880.3055.9784.3768.1960.6034.2475.2255.21
Where2comm [7]10.36210.9281.9853.4380.5561.9258.3731.4970.3250.17
Where2comm + NEAT11.64216.6783.4258.7282.0664.8459.2835.4373.5753.29
CoBEVT [34]12.03238.1481.1254.3081.3263.1958.2028.7271.5452.33
CoBEVT + NEAT13.37244.7585.0765.1690.0175.4160.5534.9778.8258.10
+ +# 4.2 Detection Performance Comparison + +Table 1 presents the average space-time complexity and detection performance comparison between various baselines and the NEAT-based models under default noisy settings across the four datasets. The complexity is measured by the mainstream Parameter Number (M) and MACs (G). No Fusion represents the ego-centered perception without collaboration. Late Fusion refers to aggregating all agents' output boxes and producing the results by non-maximum suppression. Moreover, we consider representative and reproducible state-of-the-art (SOTA) methods, including When2com [16], V2VNet [29], V2X-ViT [36], DiscoNet [13], SCOPE [45], FFNet [48] and CoBEVFlow [31]. The key observations are listed below. (i) NEAT significantly improves the five selected models on all metrics with very slight complexity costs. For instance, the NEAT-based F-Cooper, CORE, AttFuse, Where2comm, and CoBEVT achieve an average gain of $8.85\%$ , $4.10\%$ , $6.50\%$ , $3.81\%$ , and $8.78\%$ compared to their vanilla counterparts across the four datasets concerning AP@0.7. (ii) Compared to V2X-ViT [36], SCOPE [45] and FFNet [48] that implicitly mitigate the feature misalignment by integrated frameworks, the models equipped with NEAT achieve better performance. Specifically, the NEAT-based CoBEVT enables the method CoBEVT to achieve SOTA performance on all four datasets with a slight extra computation cost. The reasonable explanations include: (1) The importance-aware NEAT alleviates misalignment conditions by aggregating semantically relevant object representations, which is applicable to methods with diverse structures; (2) our plugin can flexibly address varying feature mismatches in real-world (e.g., V2V4Real) and simulated scenes via global feature refinement. + +# 4.3 Robustness to Localization Error + +Evaluating the collaboration performance under diverse pose error levels is essential in assessing the system robustness. Fig. 4 show the detection precision + +![](images/918806ba12050fb5209c69399b6b1cef8d773e10bc96eac39cde2558daad1ea2.jpg) +Fig. 4: Robustness assessment of the localization error on the three datasets. + +![](images/b357bc3b357c4a4207314e8d081fa78905f13bd3a4ca8ba42e9fffa7b3cc57ee.jpg) + +![](images/5d6b69fec45d6b40011f50cca5e8b41fb5f1df3e586e5c894421d9940b31c17b.jpg) + +![](images/e06ac1f452dce8b84a2b8e257c020a51cfc1af7e2bfcc8252bf2f03615f4d029.jpg) +Fig. 5: Robustness assessment of the transmission delay on the three datasets. + +![](images/ebc02b9eea89c3218f708e8fdf59b5f4990be59c677f961b4625d949661fc8c2.jpg) + +![](images/7476671b7197c598cde2c2a0590c55becbcdbbd4d04f7bb5cfdf78ca687ea662.jpg) + +of the four models before and after equipping the NEAT plugin under varying pose noises. The localization error is sampled from Gaussian distributions with a standard deviation of $\sigma_{xyz} \in [0, 0.5]$ m. (i) Intuitively, due to the flawed inter-agent spatial transformation caused by pose errors, the performance curves of all intermediate fusion methods show an evident downward trend with increasing error levels. In comparison, our NEAT plugin alleviates the performance degradation and significantly improves the vanilla baselines at all error levels. (ii) For instance, Where2comm [7] on V2XSet degrades to similar results as No Fusion under severe localization errors. In this case, NEAT mitigates the feature misalignment and enhances the corresponding performance favorably. These findings verify that NEAT can empower existing models with robust resistance to noise interference by aligning collaborator features. + +# 4.4 Robustness to Transmission Delay + +As Fig. 1b shows, temporal asynchrony caused by transmission delay also induces deleterious feature misalignment, resulting in subsequent two-side fusion errors among agents. Fig. 5 provides the robustness analysis of vanilla baselines and NEAT-based models against varying delays. Inevitably, performance deterioration spreads across all vanilla methods as transmission delay continuously increases. In particular, the AP@0.7 result of F-Cooper [3] on OPV2V drops substantially, even lower than the baseline No Fusion (AP@0.7 = 48.66%) when the delay exceeds 300 ms. Conversely, NEAT provides significant gains for different models at all delay levels. That is, the NEAT-based models maintain high detection precision compared to the vanilla counterparts, even under a se + +![](images/151f245c3f9431f16471be5eda24386b4d5699b00eb2a0d8934b4379703b7e38.jpg) +(a) AttFuse + +![](images/588cce1576b6cb3accd2979fefff8a6b5128555b5b5ca24ab9018d3a31eabedc.jpg) +(b) AttFuse + NEAT + +![](images/cff128ff8776be865108bfb79d212c2c95d1a0ce71d096af609296624e0ab885.jpg) + +![](images/b88b6d9183a694080b4b29a55f6edd1c36b28d89a65be047ada26e474c4096c0.jpg) +(c) CoBEVT +Fig. 6: Qualitative comparison results in real-world scenarios from the V2V4Real dataset [35]. Green and red boxes denote ground truths and detection results, respectively. Compared to the vanilla baselines, NEAT-based models significantly improve the detection results. + +![](images/77bac7562a4687eee4b696bd60fdf2567c3db9f325395c21ab1583fbd23b7a76.jpg) + +![](images/3f9aa779b6e6c54b2fddad6d50cf877e5bc79047767c169e6a67f4abae3097dc.jpg) +(d) CoBEVT + NEAT + +vere delay (i.e., 400 ms). Our plugin's merit stems from the query-aware spatial associations to compensate for temporal asynchrony. + +# 4.5 Qualitative Evaluation + +To intuitively evaluate the merits of NEAT, we select two challenging scenarios on V2V4Real to present the detection visualizations of vanilla baselines and NEAT-based models. In Fig. 6, AttFuse [37] and CoBEVT [34] exhibit vulnerable performance in noisy settings due to massive missing predicted bounding boxes. Through the proposed plugin, the NEAT-based models produce more detection results that are well aligned with the ground truths. These observations confirm that NEAT improves the detection robustness of collaborative perception systems under noisy conditions. + +# 4.6 Comparison of Plugin Methods + +We compare the existing plugins SyncNet [11] and CoAlign [18] on V2XSet, OPV2V, and V2V4Real datasets to explore the effectiveness of NEAT. As shown in Table 2, four models are selected as baselines to observe the detection performance changes, including CoBEVT [34], AttFuse [37], F-Cooper [3], and CORE [27]. NEAT provides more significant and consistent performance gains across different baselines by jointly addressing the pose errors and transmission delay. In contrast, CoAlign and SyncNet offer sub-optimal solutions due to their noise-specific designs and inadequate improvements. In practice, our NEAT introduces extremely low spatio-temporal complexity overhead (i.e., Para. = 1.31 M and MACs = 5.11 G) compared to the existing plugins, including CoAlign and SyncNet. Specifically, these two plugins bring average parameter numbers of 2.94/3.80M and MACs of 26.51/31.02G across datasets, respectively. + +Table 2: Comparison results of plugin methods on the V2XSet, OPV2V, and V2V4Real datasets. We provide four models for different plugins as baselines for use in assembly, including CoBEVT, AttFuse, F-Cooper, and CORE. NEAT brings more significant gains to vanilla models on all metrics. + +
ModelsV2XSetOPV2VV2V4Real
CoBEVT81.12/54.3081.32/63.1958.20/28.72
CoBEVT + SyncNet82.28/57.7583.77/67.4258.74/31.75
CoBEVT + CoAlign83.15/60.2085.65/69.2159.05/31.22
CoBEVT + NEAT85.07/65.1690.01/75.4160.55/34.97
AttFuse70.85/48.6680.23/59.8255.86/27.88
AttFuse + SyncNet75.07/52.3481.92/62.7758.14/30.79
AttFuse + CoAlign76.82/51.9082.53/64.0357.32/31.37
AttFuse + NEAT80.30/55.9784.37/68.1960.60/34.24
F-Cooper71.47/46.9279.28/58.4653.19/25.93
F-Cooper + SyncNet77.29/52.7683.16/62.4554.78/27.76
F-Cooper + CoAlign76.73/53.4282.83/63.1655.02/29.64
F-Cooper + NEAT83.03/60.9486.91/67.8156.25/32.70
CORE73.89/43.2478.85/56.1757.65/29.74
CORE + SyncNet75.23/45.5379.82/56.9658.37/31.82
CORE + CoAlign74.41/45.7780.07/57.5458.56/31.41
CORE + NEAT76.35/48.0681.14/60.4560.91/34.19
+ +Table 3: Ablation study results of the proposed components on the V2XSet, OPV2V, and V2V4Real datasets. FA: deformable feature aggregation; TG: object-related token generation; MG: importance map generation; PS: query proposal selection; RCR: region cross-attention reinforcement. + +
CoBEVT [34] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
81.12/54.3081.32/63.1958.20/28.72
82.69/58.2484.41/67.0558.95/31.81
83.10/59.9785.74/69.3059.43/32.45
83.56/62.0887.26/72.1659.87/33.50
83.94/63.2588.33/73.5860.02/34.33
85.07/65.1690.01/75.4160.55/34.97
AttFuse [37] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
70.85/48.6680.23/59.8255.86/27.88
74.24/51.4881.95/62.6657.44/29.96
76.27/52.4182.36/64.0558.35/31.47
77.35/54.0282.95/65.5159.23/32.64
78.64/54.6383.14/66.3859.82/33.22
80.30/55.9784.37/68.1960.60/34.24
+ +# 4.7 Ablation Studies + +We select two representative models to perform thorough ablation studies on V2XSet, OPV2V, and V2V4Real to verify the necessity of the proposed components. As Table 3 shows, the vanilla baselines without any components in NEAT are employed as the performance reference. On this basis, we progressively add (1) FA, (2) TG, (3) MG, (4) PS, and (5) RCR and present the corresponding AP@0.5/0.7 results. (i) The continuously improved detection performance over the three datasets reveals that each component provides indispensable contributions. (ii) Particularly, deformable feature aggregation brings noteworthy gains by aggregating vital context semantics with corrective mismatch attributes, while object-related token generation facilitates attention learning by introducing global object-related semantics. (iii) Furthermore, region cross-attention reinforcement efficiently diffuses the locally enhanced representations with region-wise attention, achieving global feature refinement and significant improvements. + +# 5 Conclusion + +This paper proposes NEAT, a lightweight plugin, to address the feature misalignment issue induced by collaboration noises in multi-agent perception systems. NEAT accomplishes the explicit alignment of collaborator-shared features with customized components, ensuring subsequent high-quality collaboration and perception. Extensive experiments show that NEAT can be readily integrated into existing methods to provide a generic solution for improving system robustness. + +Acknowledgement. This work is supported in part by the China Mobile Research Fund of the Chinese Ministry of Education under Grant KEH2310029 and in part by the Specific Research Fund of the innovation Platform for Academicians of Hainan Province under Grant YSPTZX202314. 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Collaborative perception has received widespread attention recently since it enhances the perception ability of autonomous vehicles via inter-agent information sharing. However, the performance of existing systems is hindered by the unavoidable collaboration noises, which induce feature-level spatial misalignment over the collaborator-shared information. In this paper, we propose a model-agnostic and lightweight plugin to mitigate the feature-level misalignment issue, called dynamic feature alignment (NEAT). The merits of the NEAT plugin are threefold. First, we introduce an importance-guided query proposal to predict potential foreground regions with space-channel semantics and exclude environmental redundancies. On this basis, a deformable feature alignment is presented to explicitly align the collaborator-shared features through query-aware spatial associations, aggregating multi-grained visual clues with corrective mismatch properties. 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Extensive experiments on four collaborative 3D object detection datasets under noisy settings confirm that NEAT provides consistent gains for most methods with distinct structures." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 160, + 529, + 444, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 529, + 444, + 540 + ], + "spans": [ + { + "bbox": [ + 160, + 529, + 444, + 540 + ], + "type": "text", + "content": "Keywords: Collaborative perception " + }, + { + "bbox": [ + 160, + 529, + 444, + 540 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 529, + 444, + 540 + ], + "type": "text", + "content": " Deformable feature alignment" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 560, + 230, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 560, + 230, + 574 + ], + "spans": [ + { + "bbox": [ + 132, + 560, + 230, + 574 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 586, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 586, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 586, + 482, + 647 + ], + "type": "text", + "content": "Perception is a fundamental capability of autonomous vehicles (AVs) to guarantee road safety in sophisticated driving scenarios [22]. Previous single-agent perception has been extensively explored in vision-oriented vehicular applications, including driver monitoring [39], object detection [24, 42], and instance segmentation [21, 52]. Nevertheless, the single-agent perception paradigm is generally" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 141, + 653, + 328, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 653, + 328, + 666 + ], + "spans": [ + { + "bbox": [ + 141, + 653, + 328, + 666 + ], + "type": "inline_equation", + "content": "\\dagger" + }, + { + "bbox": [ + 141, + 653, + 328, + 666 + ], + "type": "text", + "content": "Equal contribution. " + }, + { + "bbox": [ + 141, + 653, + 328, + 666 + ], + "type": "inline_equation", + "content": "\\boxtimes" + }, + { + "bbox": [ + 141, + 653, + 328, + 666 + ], + "type": "text", + "content": "Corresponding author." + } + ] + } + ], + "index": 10 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 218, + 161 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 218, + 161 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 218, + 161 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 218, + 161 + ], + "type": "image", + "image_path": "665b5fa89f39ace0c2981a27a69f256ed8a75432af448c6e5f6c9d525a77c288.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 143, + 162, + 205, + 169 + ], + "lines": [ + { + "bbox": [ + 143, + 162, + 205, + 169 + ], + "spans": [ + { + "bbox": [ + 143, + 162, + 205, + 169 + ], + "type": "text", + "content": "(a) Infrastructure side image" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 220, + 114, + 306, + 161 + ], + "blocks": [ + { + "bbox": [ + 220, + 114, + 306, + 161 + ], + "lines": [ + { + "bbox": [ + 220, + 114, + 306, + 161 + ], + "spans": [ + { + "bbox": [ + 220, + 114, + 306, + 161 + ], + "type": "image", + "image_path": "024b1cf185290ac602f168aab1b7a110c809985071c9d5278a1f1347b236b300.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 225, + 162, + 301, + 175 + ], + "lines": [ + { + "bbox": [ + 225, + 162, + 301, + 175 + ], + "spans": [ + { + "bbox": [ + 225, + 162, + 301, + 175 + ], + "type": "text", + "content": "(b) Non-aligned point cloud fusion due to transmission delay" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 185, + 482, + 229 + ], + "lines": [ + { + "bbox": [ + 130, + 185, + 482, + 229 + ], + "spans": [ + { + "bbox": [ + 130, + 185, + 482, + 229 + ], + "type": "text", + "content": "Fig. 1: (a) shows the infrastructure side image where the ego vehicle is marked with the orange circle. (b) and (c) show the point cloud fusion mismatches due to transmission delay and pose errors, respectively. (d) Our NEAT plugin mitigates the feature spatial misalignment issue and produces the well-aligned point cloud fusion." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 309, + 114, + 392, + 161 + ], + "blocks": [ + { + "bbox": [ + 309, + 114, + 392, + 161 + ], + "lines": [ + { + "bbox": [ + 309, + 114, + 392, + 161 + ], + "spans": [ + { + "bbox": [ + 309, + 114, + 392, + 161 + ], + "type": "image", + "image_path": "4162ff4e5e24149c0e8f9439c9ea1ecb6889eac24518cf1eb2a98858fee976fb.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 314, + 162, + 389, + 175 + ], + "lines": [ + { + "bbox": [ + 314, + 162, + 389, + 175 + ], + "spans": [ + { + "bbox": [ + 314, + 162, + 389, + 175 + ], + "type": "text", + "content": "(c) Non-aligned point cloud fusion due to localization errors" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 395, + 114, + 480, + 161 + ], + "blocks": [ + { + "bbox": [ + 395, + 114, + 480, + 161 + ], + "lines": [ + { + "bbox": [ + 395, + 114, + 480, + 161 + ], + "spans": [ + { + "bbox": [ + 395, + 114, + 480, + 161 + ], + "type": "image", + "image_path": "8b45731a52d3b5cbfe3ed87e46f09404e88023d8ffc5764cda4c827c6f9bb2e2.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 405, + 162, + 470, + 175 + ], + "lines": [ + { + "bbox": [ + 405, + 162, + 470, + 175 + ], + "spans": [ + { + "bbox": [ + 405, + 162, + 470, + 175 + ], + "type": "text", + "content": "(d) Aligned point cloud fusion with our NEAT aligner" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 255, + 482, + 351 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 351 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 351 + ], + "type": "text", + "content": "vulnerable in realistic conditions due to limited sensor ranges [51] and viewpoint occlusions [50]. To this end, collaborative perception has been proposed as a promising solution to alleviate the inadequate observations of individual agents. Based on the Vehicle-to-Vehicle/Everything (V2V/X) communication, existing studies [4,7,8,13,27-29,34-37,45,47,49] effectively improve the perception capabilities of the ego agent through information exchange and perspective complementation among heterogeneous agents (e.g., AVs and infrastructures), resulting in a more holistic and precise understanding of surrounding environments." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 353, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 353, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 353, + 482, + 593 + ], + "type": "text", + "content": "Collaborative perception systems are categorized as early [4, 23], intermediate [13], and late [26, 33] fusion, where the feature-level intermediate fusion is the most favored due to its superior trade-off between perception performance and bandwidth cost. However, existing approaches [27, 34, 37] design intermediate collaboration schemes assuming that the spatial transformations between agents are perfect, which are vulnerable to real-world collaboration noises, including pose errors and transmission delay. Specifically, these realistic noises induce spatial misalignment at the feature level, thereby obfuscating the object locations and degrading the collaboration performance. Fig. 1 illustrates visual examples of the feature misalignment issues. We also conduct a toy comparison experiment on the OPV2V dataset [37] to evaluate the hazards posed by collaboration noises. From Fig. 2, the state-of-the-art (SOTA) methods CoBEVT [34], Where2comm [7], AttFuse [37], and F-Cooper [3] exhibit respectable detection precisions in the perfect setting regarding the Average Precision (AP)@IoU 0.7. Nevertheless, when confronted with the noisy setting in realistic scenarios, the potential feature misalignment results in unavoidable performance deterioration, even worse than the No Fusion baseline without collaboration. These findings confirm that the feature misalignment leads to severe performance bottlenecks in existing models. Accordingly, how to effectively mitigate these feature mismatches becomes the core of achieving robust collaborative perception." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Several solutions are proposed to mitigate feature-level misalignment in noisy conditions. For instance, some integrated frameworks leverage attention patterns with larger perceptive fields [36,41,45], multi-scale collaborator features [7,8,27], and historical information [28, 31, 48]. However, these approaches invariably lead to more complicated computations and larger bandwidth costs. Also, these model-specific solutions lack scalability and fail to be applied to other frame-" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 141, + 123, + 471, + 235 + ], + "blocks": [ + { + "bbox": [ + 250, + 114, + 361, + 121 + ], + "lines": [ + { + "bbox": [ + 250, + 114, + 361, + 121 + ], + "spans": [ + { + "bbox": [ + 250, + 114, + 361, + 121 + ], + "type": "text", + "content": "Comparison results on the OPV2V dataset" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 141, + 123, + 471, + 235 + ], + "lines": [ + { + "bbox": [ + 141, + 123, + 471, + 235 + ], + "spans": [ + { + "bbox": [ + 141, + 123, + 471, + 235 + ], + "type": "image", + "image_path": "50e8c235323fc593e3f02f1ed4a48263497cdde8bddc417139517168a6ffceb5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 243, + 482, + 310 + ], + "lines": [ + { + "bbox": [ + 130, + 243, + 482, + 310 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 482, + 310 + ], + "type": "text", + "content": "Fig. 2: We conduct a toy comparison experiment on the OPV2V dataset to evaluate the noise interference. The potential feature misalignment in the noisy setting cause the inevitable performance degradation of existing methods compared to the perfect setting. In this case, the NEAT plugin consistently improves the detection precision of the vanilla baselines. Under the same noisy conditions, NEAT brings more significant performance improvements for the baselines compared to SyncNet [11] and CoAlign [18]." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 339, + 482, + 532 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 339, + 482, + 532 + ], + "spans": [ + { + "bbox": [ + 130, + 339, + 482, + 532 + ], + "type": "text", + "content": "works. In addition, various plugins enhance the robustness of existing approaches to specific noises, such as SyncNet [11] for transmission delay and CoAlign [18] for pose errors. Nevertheless, the history-based prediction module in SyncNet introduces significant computation and communication overheads, and the alignment module in CoAlign relies heavily on common visible objects between agents. Moreover, these plugins fail to cope with transmission delay and pose errors simultaneously since these two types of noises induce distinct mismatch patterns. From Fig. 1b, transmission delay causes temporal asynchrony and produces feature misalignment in the object motion directions, which are depicted by the direction-invariant red arrows. Moreover, pose errors bring about more irregular misalignment patterns due to random localization noises, as shown in Fig. 1c. To this end, we propose a lightweight plugin, NEAT, that can be readily integrated into existing frameworks and requires only the ego and collaborator features. As Fig. 2 shows, NEAT achieves more significant performance improvements than CoAlign [18] and SyncNet [11] under the same noisy conditions. Also, the extra parameter number brought from NEAT is only about 1MB (see Table 1)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "In summary, we propose a model-agnostic and lightweight plugin, NEAT, to alleviate the feature misalignment dilemma and facilitate robust collaboration of multi-agent perception systems. Given ego and mismatched collaborator features, our NEAT plugin accomplishes dynamic feature alignment progressively through three tailored components. Specifically, we present the importance-guided query proposal (IQP) module to highlight potential foreground regions in collaborator features. IQP estimates the perceptually critical level of each location and introduces multi-scale views for robust query selection. Then, the deformable feature alignment (DFA) component is devised to integrate valuable visual clues for selected queries and facilitate local semantic enhancement in collaborator features. DFA introduces global context support for object-related to" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "text", + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "type": "text", + "content": "ken generation, then leverages the deformable cross-attention to construct query-aware spatial associations and aggregate semantically relevant representations. Ultimately, we propose the region cross-attention reinforcement (RCR) module to diffuse the locally enhanced features into the global representation, producing refined collaborator features with aligned properties for the subsequent feature fusion stage. Our contributions can be summarized as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 137, + 195, + 479, + 313 + ], + "type": "list", + "angle": 0, + "index": 6, + "blocks": [ + { + "bbox": [ + 137, + 195, + 479, + 241 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 195, + 479, + 241 + ], + "spans": [ + { + "bbox": [ + 137, + 195, + 479, + 241 + ], + "type": "text", + "content": "- The proposed NEAT model is the first dedicated plug-and-play design to address the feature misalignment issues caused by two types of collaboration noises, which can be readily integrated into most methods with diverse architectures and bring significant performance gains consistently." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 137, + 243, + 479, + 277 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 243, + 479, + 277 + ], + "spans": [ + { + "bbox": [ + 137, + 243, + 479, + 277 + ], + "type": "text", + "content": "- The proposed customized components progressively enhance perceptually critical semantics in collaborator-shared features and provide a universal solution for achieving the robust multi-agent perception system." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 137, + 279, + 479, + 313 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 279, + 479, + 313 + ], + "spans": [ + { + "bbox": [ + 137, + 279, + 479, + 313 + ], + "type": "text", + "content": "- Extensive experiments are conducted on multiple collaborative 3D object detection datasets. Comprehensive analysis in real-world and simulated scenarios under noisy settings shows the applicability and effectiveness of NEAT." + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 333, + 237, + 346 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 333, + 237, + 346 + ], + "spans": [ + { + "bbox": [ + 132, + 333, + 237, + 346 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 358, + 287, + 371 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 358, + 287, + 371 + ], + "spans": [ + { + "bbox": [ + 132, + 358, + 287, + 371 + ], + "type": "text", + "content": "2.1 Collaborative Perception" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 379, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 379, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 379, + 482, + 668 + ], + "type": "text", + "content": "Collaborative perception aims to incorporate sensor observations from heterogeneous agents to improve the detection capability of the ego agent. Several intermediate collaboration efforts are presented to enhance robustness in noisy conditions, which can be categorized into integrated frameworks and scalable plugins. The former efforts employ framework-specific designs to mitigate noise. For instance, various works utilize attention patterns with larger receptive fields, including Swin Transformer in V2X-ViT [36], axial attention in CoBEVT [34], and deformable attention in SCOPE [45]. Moreover, FFNet [48] and CoBEVFlow [31] apply feature flow to predict the current frame to mitigate transmission delay. These prediction designs introduce significant computation and storage overheads and cause excessive cumulative errors. Multiscale solutions [7,8,17,28,30] employ multiscale collaborator features to overcome local noise interference. However, these methods invariably require sending multiple BEV features and depend on complicated feature fusion mechanisms. The latter efforts alleviate specific noises in a plug-and-play manner. Specifically, SyncNet [11] introduces historical information to predict features based on DiscoNet [13], and CoAlign [18] utilizes co-visible objects to calibrate the inter-agent transfer matrix. Nevertheless, these plugins lack scalability due to their dependence on specific conditions and noises, e.g., SyncNet's requirement for extensive stored collaborator features and CoAlign's dependence on co-visible objects. To summarize, the framework-specific methods fail to provide a unified solution for overcoming noise interference, and the existing plugins can only handle one specific noise. Accordingly, we propose the lightweight NEAT plugin to mitigate transmission delay and pose errors in a model-agnostic manner simultaneously." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 149, + 114, + 465, + 247 + ], + "blocks": [ + { + "bbox": [ + 149, + 114, + 465, + 247 + ], + "lines": [ + { + "bbox": [ + 149, + 114, + 465, + 247 + ], + "spans": [ + { + "bbox": [ + 149, + 114, + 465, + 247 + ], + "type": "image", + "image_path": "da72a92de4d5c85e70c33e97aab118fdcd076ac00e6d60d39d3e39de945703e1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": "Fig. 3: NEAT plugin overview. Features " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "F_{e}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " are inputs. First, NEAT obtains the multi-scale views " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "\\{\\tilde{F}_{i}^{l}\\}_{l=1}^{3}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " and utilizes the IQP module to produce the query proposals " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "P_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": ". The naive fusion view " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}}_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " is built via type-dependent projection and " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "f_{fus}(\\cdot)" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " to provide global object-related semantics. Afterward, we sample features from " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "\\{\\tilde{\\mathcal{F}}, \\tilde{F}_{i}\\}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " based on the selected 2D positions in " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "P_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " and generate the token embedding " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "T_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": ". With deformable cross-attention and " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "T_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": ", NEAT enhances the selected queries and obtains initial aligned feature " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " via the filling operation. Ultimately, we take a partitioned region as an example to introduce region cross-attention, which generates globally enhanced aligned feature " + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "inline_equation", + "content": "Z_{i}" + }, + { + "bbox": [ + 130, + 255, + 482, + 354 + ], + "type": "text", + "content": " for the subsequent feature fusion stage." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 377, + 353, + 389 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 377, + 353, + 389 + ], + "spans": [ + { + "bbox": [ + 131, + 377, + 353, + 389 + ], + "type": "text", + "content": "2.2 Vision Attention for Object Detection" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 396, + 482, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 482, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 482, + 601 + ], + "type": "text", + "content": "Benefiting from the development of learning-based technologies [38,40,43,44,46], attention mechanisms are widely exploited in vision tasks due to their outstanding contextual modeling capabilities, such as DETR [2] and AutoAlign [5] for object detection. However, vanilla global-wise attention invariably brings heavy computation and storage burdens. Numerous efforts are proposed to alleviate this issue via efficient attention designs, including [1,6,12,14,19,25,32,53]. For instance, deformable DETR [32] leverages the advantages of sparse spatial sampling. AutoAlignV2 [6] builds cross-modal correlations and accelerates feature integration through a deformable attention model. For LiDAR-based object detection, Centerformer [53] presents two sparse attention schemes to facilitate the extraction of meaningful object representations, including window-aware cross-attention and deformable cross-attention. In this paper, we focus on the collaborative 3D object detection tasks in autonomous driving scenarios, which expose more challenges due to real-world collaboration noises. Consequently, we design a deformable attention-based feature alignment component to mitigate error-prone feature associations between collaborators and the ego agent, improving the robustness of existing collaborative perception systems against noises." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 617, + 233, + 631 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 617, + 233, + 631 + ], + "spans": [ + { + "bbox": [ + 131, + 617, + 233, + 631 + ], + "type": "text", + "content": "3 Methodology" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "In this section, we formulate the collaborative perception procedure to introduce the working context of our NEAT plugin." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "text", + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": "Feature Extraction and Agent Communication. Consider a driving scene with " + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": " agents, where " + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "e" + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": "-th agent is identified as the ego agent, and " + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "X_{i}" + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": " denotes the local point cloud of " + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": "-th agent. Each agent utilizes a feature encoder " + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "\\varPhi_{enc}(\\cdot)" + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": " to transform the point cloud " + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "inline_equation", + "content": "X_{i}" + }, + { + "bbox": [ + 132, + 116, + 482, + 164 + ], + "type": "text", + "content": " into Bird's Eye View (BEV) features as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 247, + 175, + 481, + 190 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 175, + 481, + 190 + ], + "spans": [ + { + "bbox": [ + 247, + 175, + 481, + 190 + ], + "type": "interline_equation", + "content": "F _ {i} = \\Phi_ {e n c} \\left(X _ {i}\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}, \\tag {1}", + "image_path": "5fde1281704135b71b9d575744f04c300653f8e5cc772d70975af9bf5114e4cf.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "spans": [ + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": " stand for the channel, height, and width. To reduce the required bandwidth cost of " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "F_{i}" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": ", the " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": "-th collaborator adopts the communication mechanism " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\varPhi_{com}(\\cdot)" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": " to obtain the compressed or sparse feature as " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i = \\varPhi_{com}(F_i)" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": ". Then, the " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": "-th collaborator transmits feature " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": " and local pose information " + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "inline_equation", + "content": "p_i" + }, + { + "bbox": [ + 132, + 195, + 482, + 255 + ], + "type": "text", + "content": " to the ego agent for subsequent feature fusion stage." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "spans": [ + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": "Coordinate Transformation and Feature Fusion. Upon receiving the shared messages " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "\\{\\tilde{F}_i,p_i\\}" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": " from the " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": "-th collaborator, the ego agent obtains relative poses with " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "\\{p_e,p_i\\}" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": " and transforms " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": " into the ego coordinate system via the coordinate transformation operator " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "\\Gamma (\\cdot)" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": " [36] as " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i = \\Gamma (\\tilde{F}_i;p_e,p_i)" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": ". After that, the ego agent produces the fused feature " + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_e" + }, + { + "bbox": [ + 132, + 255, + 482, + 327 + ], + "type": "text", + "content": " for the final detection with the transformed features as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 228, + 337, + 480, + 350 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 337, + 480, + 350 + ], + "spans": [ + { + "bbox": [ + 228, + 337, + 480, + 350 + ], + "type": "interline_equation", + "content": "\\mathcal {F} _ {e} = \\Phi_ {f u s} \\left(F _ {e}, \\{\\tilde {F} _ {i} \\} _ {i = 1} ^ {N}\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}, \\tag {2}", + "image_path": "a681ed3721f93483222818e99cd475eee5ba7c34551db095966458e1a23efb01.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 360, + 482, + 421 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 360, + 482, + 421 + ], + "spans": [ + { + "bbox": [ + 132, + 360, + 482, + 421 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 360, + 482, + 421 + ], + "type": "inline_equation", + "content": "\\varPhi_{fus}(\\cdot)" + }, + { + "bbox": [ + 132, + 360, + 482, + 421 + ], + "type": "text", + "content": " denotes the cross-agent feature fusion models, such as attention schemes [7, 36, 37] or graph models [28, 29]. However, collaboration noises (e.g., transmission delay and pose errors) cause feature-level spatial misalignment shown in Fig. 1 and hinder the feature fusion procedure, leading to the performance bottlenecks of existing frameworks under noisy conditions (see Fig. 2)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 439, + 246, + 451 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 439, + 246, + 451 + ], + "spans": [ + { + "bbox": [ + 132, + 439, + 246, + 451 + ], + "type": "text", + "content": "3.1 NEAT Overview" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": "Unlike previous works [18, 28, 36, 45, 48] that superficially temper noise interference via integrated frameworks or plugins, we develop a model-agnostic and lightweight NEAT plugin to explicitly mitigate two types of collaboration noises and break performance bottlenecks of existing systems. As Fig. 3 shows, our NEAT plugin only requires the features " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "F_{e}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " as inputs. Then, three tailored components are progressively executed to produce the aligned feature " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "Z_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " for replacing " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " in feature fusion. The summarized procedure includes: (i) " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " is encoded into three scales with the same channel size using simple convolutions, and " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}^{l}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " denotes the feature at " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": "-th scale. With this basis, the importance-guided query proposal component produces the query proposals " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "P_{i} \\in \\mathbb{R}^{N_{p} \\times 2}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " with features " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\{\\tilde{F}_{i}^{l}\\}_{l=1}^{3}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "F_{e}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "N_{p}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " is the proposal number. (ii) The deformable feature alignment component first builds the naive fusion view " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " to provide global object-related information, then acquires the initial aligned feature " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " via critical semantics aggregation. (iii) The region cross-attention reinforcement component applies the features " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " to perform feature refinement, generating the aligned feature " + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "inline_equation", + "content": "Z_{i}" + }, + { + "bbox": [ + 132, + 460, + 482, + 666 + ], + "type": "text", + "content": " for feature fusion. We will detail the implementation of the above three proposed components in Sections 3.2, 3.3, and 3.4." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 338, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 338, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 338, + 129 + ], + "type": "text", + "content": "3.2 Importance-guided Query Proposal" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 479, + 220 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 479, + 220 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 479, + 220 + ], + "type": "text", + "content": "The query proposal phase aims to predict potential foreground regions, which will be queried in the feature alignment phase. We present an Importance-guided Query Proposal (IQP) component, which generates the importance map with space-channel semantics and applies multi-scale views to alleviate the noise interference for query selection. Unlike Where2comm [7], which relies on trained decoders for query selection, IQP employs space-channel saliency and multiscale solutions to accurately predict foreground regions under noisy conditions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "content": "Importance Map Generation. To highlight object-related foreground regions within the features, we utilize a two-stage scheme to generate importance maps by exploring inter-pixel spatial interactions and intra-pixel channel semantics. First, a convolution-based decoder " + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "inline_equation", + "content": "f_{dec}(\\cdot)" + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "content": " is used to capture informative regions and yield the corresponding spatial confidence map " + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "inline_equation", + "content": "M_i^s" + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "content": ". Meanwhile, the channel-wise average pooling operation " + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "inline_equation", + "content": "\\varPsi_m(\\cdot)" + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "content": " integrates the visual semantics of different channels and produces the salient activation map " + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "inline_equation", + "content": "M_i^c" + }, + { + "bbox": [ + 130, + 221, + 480, + 316 + ], + "type": "text", + "content": ". The above schemes are formulated as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 228, + 327, + 480, + 340 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 327, + 480, + 340 + ], + "spans": [ + { + "bbox": [ + 228, + 327, + 480, + 340 + ], + "type": "interline_equation", + "content": "M _ {i} ^ {s} = \\sigma \\left(f _ {\\text {d e c}} \\left(\\tilde {F} _ {i}\\right)\\right), M _ {i} ^ {c} = \\sigma \\left(\\Psi_ {m} \\left(\\tilde {F} _ {i}\\right)\\right), \\tag {3}", + "image_path": "12fe4e8835b0ac92861ec33adf44bc0d5c0959cc553372031ec38ee9dc3e3efe.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "inline_equation", + "content": "\\sigma(\\cdot)" + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "content": " is the sigmoid activation. The importance map is obtained by these two maps as " + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "inline_equation", + "content": "M_{i} = M_{i}^{s} \\odot M_{i}^{c} \\in [0,1]^{H \\times W}" + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "inline_equation", + "content": "\\odot" + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "content": " denotes the element-wise multiplication. " + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "inline_equation", + "content": "M_{i}" + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "content": " reflects the perceptually critical level of each location within the collaborator feature " + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 130, + 350, + 479, + 396 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": "Query Proposal Selection. Since high-resolution perception views are sensitive to feature spatial misalignment [28], the single-scale importance maps inevitably induce erroneous foreground region predictions. To tackle this issue, we leverage multi-scale collaborator features to generate the importance maps " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "\\{M_i^l\\}_{l=1}^3" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " with varying perception resolutions, which can correct initial importance estimations. Moreover, the corresponding importance map " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "M_e" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " of the ego feature " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "F_e" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " is also obtained to complement possible occlusions in collaborators' local observations. Given the above four importance maps, we synchronize their spatial dimensions by bilinear interpolation and obtain the corresponding pixelwise average as " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "\\tilde{M}_i" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": ". Then, the heuristic selection approach " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "f_{sel}(\\cdot; \\delta)" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " applies a predefined threshold " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " to select the top " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "\\delta \\%" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " of spatial locations from " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "M_i" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": " as query proposals " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "\\pmb{P}_i" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": ", which is formulated as " + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "inline_equation", + "content": "\\pmb{P}_i = f_{sel}(\\tilde{M}_i; \\delta) \\in \\mathbb{R}^{N_p \\times 2}" + }, + { + "bbox": [ + 130, + 398, + 480, + 542 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 560, + 316, + 572 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 560, + 316, + 572 + ], + "spans": [ + { + "bbox": [ + 132, + 560, + 316, + 572 + ], + "type": "text", + "content": "3.3 Deformable Feature Alignment" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 479, + 665 + ], + "type": "text", + "content": "After the query selection phase, we introduce a Deformable Feature Alignment (DFA) component tailored for explicit feature alignment, which enhances the representation of query proposals with contextual visual clues and provides aligned properties. Considering the inability of static local attention [7,34] to cope with irregular feature misalignment and sparse BEV features, the deformable attention is adopted to build query-aware spatial associations and efficiently aggregate perceptually relevant semantics. DFA consists of the following two stages." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 167, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 167, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 167, + 91, + 448, + 103 + ], + "type": "text", + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "text", + "content": "Object-related Token Generation. Previous deformable operations [32, 53] generate tokens with query features to learn sampling offsets and attention scores, which is not applicable to collaborative perception scenarios since single collaborator features fail to provide global context information. Accordingly, we propose to build a naive fusion view to provide global object-related semantics for token generation and mitigate feature misalignment in collaborators' local observations. Specifically, all features are first projected to the common space via type-dependent linear layers " + }, + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\mathrm{LN}_t(\\cdot)" + }, + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "text", + "content": ". The intuition is that agent discrepancies in sensor characteristics worsen feature mismatch, whereas the type-dependent projection can capture agent-specific attributes and bridge feature heterogeneity [36]. Then, we employ a general fusion operation " + }, + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "inline_equation", + "content": "f_{fus}(\\cdot)" + }, + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "text", + "content": " (e.g., convolution [27] and attention [37]) to generate the naive fusion view " + }, + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 262 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 216, + 268, + 481, + 283 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 268, + 481, + 283 + ], + "spans": [ + { + "bbox": [ + 216, + 268, + 481, + 283 + ], + "type": "interline_equation", + "content": "\\tilde {\\mathcal {F}} = f _ {f u s} \\left(\\mathrm {L N} _ {t} \\left(F _ {e}\\right), \\mathrm {L N} _ {t} \\left(\\tilde {F} _ {i}\\right)\\right) \\in \\mathbb {R} ^ {C \\times H \\times W}. \\tag {4}", + "image_path": "dee094a1a80e7959e205e41e1987d9e2dd892e954fc465005c62c72b10898460.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "spans": [ + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "content": "As Fig. 3 shows, we extract the corresponding features of the query proposals " + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "inline_equation", + "content": "P_{i}" + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}}" + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "content": " and concatenate them along the channel dimension. The linear layer " + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "inline_equation", + "content": "\\mathrm{LN}(\\cdot)" + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "content": " fuses the concatenated features to augment the object-related information within the tokens. The generation process of object-related tokens " + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "inline_equation", + "content": "T_{i}" + }, + { + "bbox": [ + 131, + 289, + 482, + 350 + ], + "type": "text", + "content": " is formulated as follows:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 228, + 355, + 481, + 371 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 355, + 481, + 371 + ], + "spans": [ + { + "bbox": [ + 228, + 355, + 481, + 371 + ], + "type": "interline_equation", + "content": "\\pmb {T} _ {i} = \\mathrm {L N} (\\tilde {\\mathcal {F}} (\\pmb {P} _ {i}) \\parallel \\tilde {F} _ {i} (\\pmb {P} _ {i})) \\in \\mathbb {R} ^ {N _ {p} \\times C}, \\qquad (5)", + "image_path": "484576769490fa90ffd0c29824f7fddcf5f0c2fea8e539bf61aec50114786f5b.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "type": "inline_equation", + "content": "\\parallel" + }, + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "type": "text", + "content": " denotes the concatenation operation. " + }, + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "type": "inline_equation", + "content": "T_{i}" + }, + { + "bbox": [ + 130, + 376, + 481, + 411 + ], + "type": "text", + "content": " integrates the global semantics in the naive fusion view and the local context from the collaborators, facilitating subsequent attention learning to produce more robust aligned views." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": "Deformable Feature Aggregation. We first project " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\pmb{T}_i" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " as positional encoding and obtain the token embedding as " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\tilde{\\pmb{T}}_i = \\mathrm{LN}(\\pmb{T}_i) + \\pmb{T}_i" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": ". To aggregate comprehensive and multi-grained perceptual information, the multi-scale collaborator feature " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\{\\tilde{F}_i^l\\}_{l=1}^3" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " and naive fusion view " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}}" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " are utilized as attending features. Subsequently, the token embedding " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\tilde{\\pmb{T}}_i" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " is passed into a linear layer to learn the sampling offset map " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\Delta P_i" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " for each attending feature, providing the 2D spatial offsets " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\{\\Delta p_m | 1 \\leq m \\leq N_m\\}" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " for each query proposal " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "N_m" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " denotes the sampled key point number. We leverage the learned offset maps to sample key points on the four attending features and extract these key points' features as " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\{\\tilde{F}_i^l (\\pmb{P}_i + \\Delta \\pmb{P}_i)\\}_{l=1}^3" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}} (\\pmb{P}_i + \\Delta \\pmb{P}_i)" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": ", providing alignment properties for queries and alleviating local misalignment. The attention scores of the sampled key points are obtained as " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\phi(\\mathrm{LN}(\\tilde{T}_i))" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\phi(\\cdot)" + }, + { + "bbox": [ + 130, + 412, + 482, + 557 + ], + "type": "text", + "content": " denotes the softmax function." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 557, + 482, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 582 + ], + "type": "text", + "content": "Given the sampled features and learned attention scores, we formulate the enhanced feature of each query proposal " + }, + { + "bbox": [ + 130, + 557, + 482, + 582 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 130, + 557, + 482, + 582 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 188, + 588, + 481, + 622 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 588, + 481, + 622 + ], + "spans": [ + { + "bbox": [ + 188, + 588, + 481, + 622 + ], + "type": "interline_equation", + "content": "\\operatorname {D F A} (p) = \\sum_ {h = 1} ^ {H} \\boldsymbol {W} _ {h} \\left[ \\sum_ {l = 1} ^ {4} \\sum_ {m = 1} ^ {N _ {m}} \\phi \\left(\\ln \\left(\\tilde {\\boldsymbol {T}} _ {i} (p)\\right)\\right) \\tilde {\\boldsymbol {F}} _ {i} ^ {l} (p + \\Delta p _ {m}) \\right], \\tag {6}", + "image_path": "246756c7e1d3453903305ec888168db7074998734a8289a44593b446b310bd6b.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": " indexes the attention head, " + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{W}_h" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": " is the learnable weight, and " + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{F}}(p + \\Delta p_m)" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": " is rewritten as " + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i^4(p + \\Delta p_m)" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": " only for formula simplification. From Fig. 3, to produce the aligned feature " + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_i" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": ", the augmented feature DFA(" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": ") is filled into " + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 130, + 628, + 482, + 667 + ], + "type": "text", + "content": " based" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "on the 2D location of query proposal " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ". Previous deformable attention-based efforts [41, 45] learn offsets and attention scores only with the local information of the ego agent, which inevitably leads to sub-optimal feature aggregation. In contrast, NEAT optimizes the offset and attention learning process through tokens " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " with global semantics. Also, NEAT significantly alleviates the computation overhead by reducing the sampled key point number " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "N_{m}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " (from 15 to 5)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 205, + 354, + 217 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 205, + 354, + 217 + ], + "spans": [ + { + "bbox": [ + 131, + 205, + 354, + 217 + ], + "type": "text", + "content": "3.4 Region Cross-attention Reinforcement" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "text", + "content": "To generate the aligned feature " + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "inline_equation", + "content": "Z_{i}" + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "text", + "content": " through global representation refinement, we introduce a novel Region Cross-attention Reinforcement (RCR) component to diffuse locally-enhanced features in " + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_{i}" + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "text", + "content": " to the surroundings and aggregate the relevant semantics from " + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "inline_equation", + "content": "\\tilde{F}_{i}" + }, + { + "bbox": [ + 130, + 224, + 482, + 320 + ], + "type": "text", + "content": ". With the guidance of confidence priors, RCR filters out the irrelevant regions through region-wise correlation computation, reducing the attending range of global pixel-to-pixel attention adaptively. In contrast, global attention leads to excessive computation cost, while per-location attention [37] fails to achieve global feature refinement through a limited interaction range." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "spans": [ + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": "Specifically, the features " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_i" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " are first concatenated as " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "Z_i^r = \\tilde{Z}_i\\| \\tilde{F}_i\\in \\mathbb{R}^{C\\times 2H\\times W}" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": ". Then, we partition " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_i" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "Z_{i}^{r}" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " into non-overlapping regions with size " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "(S_h,S_w)" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " and apply the " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "1\\times 1" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " convolution " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "\\omega_{1*1}(\\cdot)" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " to obtain the query, key, value embeddings as " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "Q_{i} = \\omega_{1*1}(\\tilde{Z}_{i})\\in \\mathbb{R}^{hw\\times S_{h}S_{w}\\times C}" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "K_{i},V_{i} = \\omega_{1*1}(Z_{i}^{r})\\in" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^{2hw\\times S_hS_w\\times C}" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "h = \\frac{H}{S_h}" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "w = \\frac{W}{S_w}" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": ". The region-wise query and key embeddings are produced with the per-region average pooling operation " + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "inline_equation", + "content": "\\varPsi_{a}(\\cdot)" + }, + { + "bbox": [ + 131, + 320, + 483, + 394 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 218, + 403, + 480, + 415 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 403, + 480, + 415 + ], + "spans": [ + { + "bbox": [ + 218, + 403, + 480, + 415 + ], + "type": "interline_equation", + "content": "Q _ {i} ^ {r} = \\Psi_ {a} \\left(Q _ {i} \\odot M _ {i} ^ {s}\\right), K _ {i} ^ {r} = \\Psi_ {a} \\left(K _ {i} \\odot M _ {i} ^ {r}\\right), \\tag {7}", + "image_path": "94637c7495a71c2c975a9ad9a066e2076f27d59e1d8889d8e7b352afdaacf78e.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": "where the confidence maps " + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "inline_equation", + "content": "M_i^s / M_i^r = \\sigma(f_{dec}(\\tilde{Z}_i / Z_i^r))" + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": " are employed as prior information to introduce object-related semantics during region selection. To select semantically related regions, we compute the correlation matrix by matrix multiplication between " + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "inline_equation", + "content": "Q_i^r" + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": " and transposed " + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "inline_equation", + "content": "K_i^r" + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": " and apply the selection function " + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "inline_equation", + "content": "f_{sel}(\\cdot; \\delta_r)" + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": " to select the top " + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "inline_equation", + "content": "\\delta_r" + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": " regions. After that, as Fig. 3 shows, the features of the selected regions are gathered to form the key and value embeddings " + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "inline_equation", + "content": "\\{K_i^g, V_i^g\\}" + }, + { + "bbox": [ + 131, + 423, + 482, + 509 + ], + "type": "text", + "content": ". The above process is summarized as follows:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 189, + 515, + 480, + 529 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 515, + 480, + 529 + ], + "spans": [ + { + "bbox": [ + 189, + 515, + 480, + 529 + ], + "type": "interline_equation", + "content": "K _ {i} ^ {g}, V _ {i} ^ {g} = \\operatorname {g a t h e r} \\left(f _ {s e l} \\left(Q _ {i} ^ {r} \\left(K _ {i} ^ {r}\\right) ^ {T}; \\delta_ {r}\\right)\\right) \\in \\mathbb {R} ^ {h w \\times \\delta_ {r} S _ {h} S _ {w} \\times C}. \\tag {8}", + "image_path": "1fe420ff0c85cc6635ff4191fd6be9b29c5f5e69e75372fd6a14e0755f971706.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "spans": [ + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "type": "text", + "content": "Ultimately, we adopt region cross-attention to reinforce the representation of each pixel within " + }, + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "type": "inline_equation", + "content": "\\tilde{Z}_i" + }, + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "type": "text", + "content": " and produce the aligned feature " + }, + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "type": "inline_equation", + "content": "Z_{i}" + }, + { + "bbox": [ + 131, + 537, + 482, + 562 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 225, + 570, + 480, + 596 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 225, + 570, + 480, + 596 + ], + "spans": [ + { + "bbox": [ + 225, + 570, + 480, + 596 + ], + "type": "interline_equation", + "content": "Z _ {i} = \\phi \\left(\\frac {Q _ {i} \\left(K _ {i} ^ {g}\\right) ^ {T}}{\\sqrt {C}}\\right) V _ {i} ^ {g} \\in \\mathbb {R} ^ {h w \\times S _ {h} S _ {w} \\times C}. \\tag {9}", + "image_path": "50953a213060202db73e8d290ca37ea476ed9ed96c5e9698470c6f5ec4376115.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "We replace " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " with the reshaped feature " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "Z_i \\in \\mathbb{R}^{C \\times H \\times W}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " and pass " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "Z_i" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " into the subsequent feature fusion stage. With the above RCR component, " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "Z_i" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " aggregates perceptually relevant semantics from the global context and mitigates the local spatial misalignment. Accordingly, " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "Z_i" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " provides more comprehensive and accurate spatial information and facilitates more robust feature fusion than feature " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tilde{F}_i" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 167, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 167, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 167, + 91, + 447, + 103 + ], + "type": "text", + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 261, + 154 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 261, + 154 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 261, + 154 + ], + "type": "text", + "content": "4.1 Experimental Setup" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 162, + 483, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 162, + 483, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 162, + 483, + 342 + ], + "type": "text", + "content": "Datasets and Evaluation Metrics. We conduct extensive experiments on four collaborative perception benchmark datasets, including V2XSet [36], OPV2V [37], OPV2V Culver City [37], and V2V4Real [35]. V2XSet is a large-scale simulation dataset supporting multi-agent V2X perception. This dataset contains 11,447 labeled point cloud frames, split into training/validation/testing sets with 6,694, 1,920, and 2,833 frames. The simulation dataset OPV2V provides raw sensor measurements from 2 to 7 autonomous vehicles in each scene. There are 10,914 frames of point clouds and RGB images, and the training, validation, and testing splits include 6,764, 1,981, and 2,169 frames. The testing dataset OPV2V Culver City contains approximately 600 point cloud frames with 3D annotations. V2V4Real is the first real-world dataset for V2V collaborative perception, where two self-driving vehicles are configured to record the surrounding environments with multi-modal sensors. To evaluate the object detection performance, we adopt the Average Precision (AP) at Intersection-over-Union (IoU) thresholds of 0.5 and 0.7 as experimental metrics following [10]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": "Implementation Details. The proposed models are implemented using Pytorch toolbox [20] and trained with Nvidia Tesla V100 GPUs by Adam optimizer [9]. We set the default noisy setting to simulate the realistic noise levels, where the localization and heading errors are sampled from Gaussian distributions with a standard deviation of " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "0.2\\mathrm{m}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "0.2^{\\circ}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ", and the transmission delay is " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "100\\mathrm{ms}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ". The batch sizes on the V2XSet, OPV2V, and V2V4Real datasets are " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\{3,3,5\\}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ", and epoch numbers are " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\{15,15,10\\}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ". The initial learning rate is " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "2\\mathrm{e}-3" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ", decaying every ten epochs with a factor of 0.1. We implement the regression and classification decoders using two convolutional layers to produce predictions and use smooth absolute error loss and focal loss [15] for objective optimization. " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "f_{dec}(\\cdot)" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " reuses the parameters of the classification decoder and utilizes a maximum pooling operation to reduce the channel dimension. The selection thresholds " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\delta" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " on the V2XSet, OPV2V, and V2V4Real datasets are " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\{25,25,35\\}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ". We employ the per-location attention [37] to implement the fusion method " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "f_{fus}(\\cdot)" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": ". The sampled key point number " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "N_{m}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " is 5, and the attention head " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " is 8. The RCR component sets the region size " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "(S_{h}, S_{w})" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " and threshold " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\delta_{r}" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "inline_equation", + "content": "(4,8)" + }, + { + "bbox": [ + 130, + 342, + 482, + 545 + ], + "type": "text", + "content": " and 2, respectively. We provide the evaluation results on the testing sets of the four datasets." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Model Zoo. To evaluate the effectiveness of NEAT, we select five representative models with distinct structures as the comparison baselines. Specifically, F-Cooper [3] employs a heuristic max-out strategy to fuse collaborator features. CORE [27] designs a feature-level reconstruction task to preserve critical semantics and designs an attention-aware collaboration component. Att-Fuse [37] uses the per-location attention to learn the attention weights of corresponding pixels across different feature maps. Where2comm [7] presents a confidence-aware per-location attention design to facilitate pragmatic collaboration. CoBEVT [34] applies axial attention to aggregate meaningful object representations from local windows and sparse global tokens." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 158, + 480, + 294 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Comparisons of space-time complexity and performance on the four datasets. The complexity results are reported in the average parameter number (Para.) and MACs across datasets. The detection results are reported in AP@0.5/0.7." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 158, + 480, + 294 + ], + "lines": [ + { + "bbox": [ + 133, + 158, + 480, + 294 + ], + "spans": [ + { + "bbox": [ + 133, + 158, + 480, + 294 + ], + "type": "table", + "html": "
ModelsPara. (M)MACs (G)V2XSetOPV2VV2V4RealOPV2V Culver City
AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7AP@0.5AP@0.7
No Fusion6.3730.4660.6040.2268.7148.6639.7822.0255.747.10
Late Fusion6.3731.1954.9330.7476.2456.1449.4122.0560.1839.23
When2com [16]11.31186.4668.8442.9372.7354.8051.8224.1161.7340.61
V2VNet [29]14.45435.6279.1149.2877.5862.2757.1626.7371.4651.50
DiscoNet [13]9.63147.8579.8354.1680.6663.8255.9426.6170.6250.36
V2X-ViT [30]15.39306.7883.5961.4484.7668.9255.3528.7273.4854.04
SCOPE [45]19.71355.4584.2662.1785.0271.1356.2828.0472.2753.66
FFNet [48]13.74251.0278.7655.4983.2665.5857.0228.5570.5152.83
CoBEVFlow [31]15.56295.2782.9458.3585.1869.2459.3730.6374.0654.37
F-Cooper [3]8.21160.2571.4746.9279.2858.4653.1925.9368.6848.02
F-Cooper + NEAT9.50165.4183.0360.9486.9167.8156.2532.7074.9153.28
CORE [27]11.14172.5373.8943.2478.8556.1757.6529.7468.9545.65
CORE + NEAT12.51178.0876.3548.0681.1460.4560.9134.1970.6348.48
AttFuse [37]8.53115.5470.8548.6680.2359.8255.8627.8870.9051.26
AttFuse + NEAT9.85120.9880.3055.9784.3768.1960.6034.2475.2255.21
Where2comm [7]10.36210.9281.9853.4380.5561.9258.3731.4970.3250.17
Where2comm + NEAT11.64216.6783.4258.7282.0664.8459.2835.4373.5753.29
CoBEVT [34]12.03238.1481.1254.3081.3263.1958.2028.7271.5452.33
CoBEVT + NEAT13.37244.7585.0765.1690.0175.4160.5534.9778.8258.10
", + "image_path": "b0cbbc9d048982f8f48a2be0d8479084917f90d91c07a54e757b3df628c3326a.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 316, + 340, + 328 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 316, + 340, + 328 + ], + "spans": [ + { + "bbox": [ + 132, + 316, + 340, + 328 + ], + "type": "text", + "content": "4.2 Detection Performance Comparison" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "content": "Table 1 presents the average space-time complexity and detection performance comparison between various baselines and the NEAT-based models under default noisy settings across the four datasets. The complexity is measured by the mainstream Parameter Number (M) and MACs (G). No Fusion represents the ego-centered perception without collaboration. Late Fusion refers to aggregating all agents' output boxes and producing the results by non-maximum suppression. Moreover, we consider representative and reproducible state-of-the-art (SOTA) methods, including When2com [16], V2VNet [29], V2X-ViT [36], DiscoNet [13], SCOPE [45], FFNet [48] and CoBEVFlow [31]. The key observations are listed below. (i) NEAT significantly improves the five selected models on all metrics with very slight complexity costs. For instance, the NEAT-based F-Cooper, CORE, AttFuse, Where2comm, and CoBEVT achieve an average gain of " + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "inline_equation", + "content": "8.85\\%" + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "inline_equation", + "content": "4.10\\%" + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "inline_equation", + "content": "6.50\\%" + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "inline_equation", + "content": "3.81\\%" + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "inline_equation", + "content": "8.78\\%" + }, + { + "bbox": [ + 130, + 334, + 482, + 609 + ], + "type": "text", + "content": " compared to their vanilla counterparts across the four datasets concerning AP@0.7. (ii) Compared to V2X-ViT [36], SCOPE [45] and FFNet [48] that implicitly mitigate the feature misalignment by integrated frameworks, the models equipped with NEAT achieve better performance. Specifically, the NEAT-based CoBEVT enables the method CoBEVT to achieve SOTA performance on all four datasets with a slight extra computation cost. The reasonable explanations include: (1) The importance-aware NEAT alleviates misalignment conditions by aggregating semantically relevant object representations, which is applicable to methods with diverse structures; (2) our plugin can flexibly address varying feature mismatches in real-world (e.g., V2V4Real) and simulated scenes via global feature refinement." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 624, + 328, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 624, + 328, + 635 + ], + "spans": [ + { + "bbox": [ + 132, + 624, + 328, + 635 + ], + "type": "text", + "content": "4.3 Robustness to Localization Error" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "Evaluating the collaboration performance under diverse pose error levels is essential in assessing the system robustness. Fig. 4 show the detection precision" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "text", + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 249, + 195 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 249, + 195 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 249, + 195 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 249, + 195 + ], + "type": "image", + "image_path": "918806ba12050fb5209c69399b6b1cef8d773e10bc96eac39cde2558daad1ea2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 148, + 205, + 463, + 217 + ], + "lines": [ + { + "bbox": [ + 148, + 205, + 463, + 217 + ], + "spans": [ + { + "bbox": [ + 148, + 205, + 463, + 217 + ], + "type": "text", + "content": "Fig. 4: Robustness assessment of the localization error on the three datasets." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 249, + 114, + 363, + 195 + ], + "blocks": [ + { + "bbox": [ + 249, + 114, + 363, + 195 + ], + "lines": [ + { + "bbox": [ + 249, + 114, + 363, + 195 + ], + "spans": [ + { + "bbox": [ + 249, + 114, + 363, + 195 + ], + "type": "image", + "image_path": "b357bc3b357c4a4207314e8d081fa78905f13bd3a4ca8ba42e9fffa7b3cc57ee.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 363, + 114, + 478, + 195 + ], + "blocks": [ + { + "bbox": [ + 363, + 114, + 478, + 195 + ], + "lines": [ + { + "bbox": [ + 363, + 114, + 478, + 195 + ], + "spans": [ + { + "bbox": [ + 363, + 114, + 478, + 195 + ], + "type": "image", + "image_path": "5d6b69fec45d6b40011f50cca5e8b41fb5f1df3e586e5c894421d9940b31c17b.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 135, + 230, + 249, + 310 + ], + "blocks": [ + { + "bbox": [ + 135, + 230, + 249, + 310 + ], + "lines": [ + { + "bbox": [ + 135, + 230, + 249, + 310 + ], + "spans": [ + { + "bbox": [ + 135, + 230, + 249, + 310 + ], + "type": "image", + "image_path": "e06ac1f452dce8b84a2b8e257c020a51cfc1af7e2bfcc8252bf2f03615f4d029.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 145, + 321, + 466, + 332 + ], + "lines": [ + { + "bbox": [ + 145, + 321, + 466, + 332 + ], + "spans": [ + { + "bbox": [ + 145, + 321, + 466, + 332 + ], + "type": "text", + "content": "Fig. 5: Robustness assessment of the transmission delay on the three datasets." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 249, + 230, + 363, + 310 + ], + "blocks": [ + { + "bbox": [ + 249, + 230, + 363, + 310 + ], + "lines": [ + { + "bbox": [ + 249, + 230, + 363, + 310 + ], + "spans": [ + { + "bbox": [ + 249, + 230, + 363, + 310 + ], + "type": "image", + "image_path": "ebc02b9eea89c3218f708e8fdf59b5f4990be59c677f961b4625d949661fc8c2.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 363, + 231, + 478, + 310 + ], + "blocks": [ + { + "bbox": [ + 363, + 231, + 478, + 310 + ], + "lines": [ + { + "bbox": [ + 363, + 231, + 478, + 310 + ], + "spans": [ + { + "bbox": [ + 363, + 231, + 478, + 310 + ], + "type": "image", + "image_path": "7476671b7197c598cde2c2a0590c55becbcdbbd4d04f7bb5cfdf78ca687ea662.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 357, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 357, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 482, + 502 + ], + "type": "text", + "content": "of the four models before and after equipping the NEAT plugin under varying pose noises. The localization error is sampled from Gaussian distributions with a standard deviation of " + }, + { + "bbox": [ + 130, + 357, + 482, + 502 + ], + "type": "inline_equation", + "content": "\\sigma_{xyz} \\in [0, 0.5]" + }, + { + "bbox": [ + 130, + 357, + 482, + 502 + ], + "type": "text", + "content": " m. (i) Intuitively, due to the flawed inter-agent spatial transformation caused by pose errors, the performance curves of all intermediate fusion methods show an evident downward trend with increasing error levels. In comparison, our NEAT plugin alleviates the performance degradation and significantly improves the vanilla baselines at all error levels. (ii) For instance, Where2comm [7] on V2XSet degrades to similar results as No Fusion under severe localization errors. In this case, NEAT mitigates the feature misalignment and enhances the corresponding performance favorably. These findings verify that NEAT can empower existing models with robust resistance to noise interference by aligning collaborator features." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 522, + 332, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 522, + 332, + 534 + ], + "spans": [ + { + "bbox": [ + 132, + 522, + 332, + 534 + ], + "type": "text", + "content": "4.4 Robustness to Transmission Delay" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "As Fig. 1b shows, temporal asynchrony caused by transmission delay also induces deleterious feature misalignment, resulting in subsequent two-side fusion errors among agents. Fig. 5 provides the robustness analysis of vanilla baselines and NEAT-based models against varying delays. Inevitably, performance deterioration spreads across all vanilla methods as transmission delay continuously increases. In particular, the AP@0.7 result of F-Cooper [3] on OPV2V drops substantially, even lower than the baseline No Fusion (AP@0.7 = 48.66%) when the delay exceeds 300 ms. Conversely, NEAT provides significant gains for different models at all delay levels. That is, the NEAT-based models maintain high detection precision compared to the vanilla counterparts, even under a se" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 219, + 209 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 219, + 209 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 219, + 209 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 219, + 209 + ], + "type": "image", + "image_path": "151f245c3f9431f16471be5eda24386b4d5699b00eb2a0d8934b4379703b7e38.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 167, + 211, + 195, + 217 + ], + "lines": [ + { + "bbox": [ + 167, + 211, + 195, + 217 + ], + "spans": [ + { + "bbox": [ + 167, + 211, + 195, + 217 + ], + "type": "text", + "content": "(a) AttFuse" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 220, + 114, + 306, + 209 + ], + "blocks": [ + { + "bbox": [ + 220, + 114, + 306, + 209 + ], + "lines": [ + { + "bbox": [ + 220, + 114, + 306, + 209 + ], + "spans": [ + { + "bbox": [ + 220, + 114, + 306, + 209 + ], + "type": "image", + "image_path": "588cce1576b6cb3accd2979fefff8a6b5128555b5b5ca24ab9018d3a31eabedc.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 240, + 211, + 290, + 217 + ], + "lines": [ + { + "bbox": [ + 240, + 211, + 290, + 217 + ], + "spans": [ + { + "bbox": [ + 240, + 211, + 290, + 217 + ], + "type": "text", + "content": "(b) AttFuse + NEAT" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 307, + 114, + 394, + 161 + ], + "blocks": [ + { + "bbox": [ + 307, + 114, + 394, + 161 + ], + "lines": [ + { + "bbox": [ + 307, + 114, + 394, + 161 + ], + "spans": [ + { + "bbox": [ + 307, + 114, + 394, + 161 + ], + "type": "image", + "image_path": "cff128ff8776be865108bfb79d212c2c95d1a0ce71d096af609296624e0ab885.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 307, + 162, + 394, + 210 + ], + "blocks": [ + { + "bbox": [ + 307, + 162, + 394, + 210 + ], + "lines": [ + { + "bbox": [ + 307, + 162, + 394, + 210 + ], + "spans": [ + { + "bbox": [ + 307, + 162, + 394, + 210 + ], + "type": "image", + "image_path": "b88b6d9183a694080b4b29a55f6edd1c36b28d89a65be047ada26e474c4096c0.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 335, + 211, + 365, + 217 + ], + "lines": [ + { + "bbox": [ + 335, + 211, + 365, + 217 + ], + "spans": [ + { + "bbox": [ + 335, + 211, + 365, + 217 + ], + "type": "text", + "content": "(c) CoBEVT" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 226, + 481, + 270 + ], + "lines": [ + { + "bbox": [ + 131, + 226, + 481, + 270 + ], + "spans": [ + { + "bbox": [ + 131, + 226, + 481, + 270 + ], + "type": "text", + "content": "Fig. 6: Qualitative comparison results in real-world scenarios from the V2V4Real dataset [35]. Green and red boxes denote ground truths and detection results, respectively. Compared to the vanilla baselines, NEAT-based models significantly improve the detection results." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 394, + 114, + 480, + 161 + ], + "blocks": [ + { + "bbox": [ + 394, + 114, + 480, + 161 + ], + "lines": [ + { + "bbox": [ + 394, + 114, + 480, + 161 + ], + "spans": [ + { + "bbox": [ + 394, + 114, + 480, + 161 + ], + "type": "image", + "image_path": "77bac7562a4687eee4b696bd60fdf2567c3db9f325395c21ab1583fbd23b7a76.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 395, + 162, + 480, + 210 + ], + "blocks": [ + { + "bbox": [ + 395, + 162, + 480, + 210 + ], + "lines": [ + { + "bbox": [ + 395, + 162, + 480, + 210 + ], + "spans": [ + { + "bbox": [ + 395, + 162, + 480, + 210 + ], + "type": "image", + "image_path": "3f9aa779b6e6c54b2fddad6d50cf877e5bc79047767c169e6a67f4abae3097dc.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 414, + 211, + 468, + 217 + ], + "lines": [ + { + "bbox": [ + 414, + 211, + 468, + 217 + ], + "spans": [ + { + "bbox": [ + 414, + 211, + 468, + 217 + ], + "type": "text", + "content": "(d) CoBEVT + NEAT" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 297, + 480, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 297, + 480, + 321 + ], + "spans": [ + { + "bbox": [ + 131, + 297, + 480, + 321 + ], + "type": "text", + "content": "vere delay (i.e., 400 ms). Our plugin's merit stems from the query-aware spatial associations to compensate for temporal asynchrony." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 346, + 273, + 358 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 346, + 273, + 358 + ], + "spans": [ + { + "bbox": [ + 132, + 346, + 273, + 358 + ], + "type": "text", + "content": "4.5 Qualitative Evaluation" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 373, + 482, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 482, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 482, + 469 + ], + "type": "text", + "content": "To intuitively evaluate the merits of NEAT, we select two challenging scenarios on V2V4Real to present the detection visualizations of vanilla baselines and NEAT-based models. In Fig. 6, AttFuse [37] and CoBEVT [34] exhibit vulnerable performance in noisy settings due to massive missing predicted bounding boxes. Through the proposed plugin, the NEAT-based models produce more detection results that are well aligned with the ground truths. These observations confirm that NEAT improves the detection robustness of collaborative perception systems under noisy conditions." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 132, + 495, + 318, + 507 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 495, + 318, + 507 + ], + "spans": [ + { + "bbox": [ + 132, + 495, + 318, + 507 + ], + "type": "text", + "content": "4.6 Comparison of Plugin Methods" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "We compare the existing plugins SyncNet [11] and CoAlign [18] on V2XSet, OPV2V, and V2V4Real datasets to explore the effectiveness of NEAT. As shown in Table 2, four models are selected as baselines to observe the detection performance changes, including CoBEVT [34], AttFuse [37], F-Cooper [3], and CORE [27]. NEAT provides more significant and consistent performance gains across different baselines by jointly addressing the pose errors and transmission delay. In contrast, CoAlign and SyncNet offer sub-optimal solutions due to their noise-specific designs and inadequate improvements. In practice, our NEAT introduces extremely low spatio-temporal complexity overhead (i.e., Para. = 1.31 M and MACs = 5.11 G) compared to the existing plugins, including CoAlign and SyncNet. Specifically, these two plugins bring average parameter numbers of 2.94/3.80M and MACs of 26.51/31.02G across datasets, respectively." + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 168, + 91, + 447, + 102 + ], + "type": "text", + "content": "Mitigating Feature Misalignment for Robust Multi-Agent Perception" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 143, + 213, + 296, + 338 + ], + "blocks": [ + { + "bbox": [ + 139, + 114, + 302, + 201 + ], + "lines": [ + { + "bbox": [ + 139, + 114, + 302, + 201 + ], + "spans": [ + { + "bbox": [ + 139, + 114, + 302, + 201 + ], + "type": "text", + "content": "Table 2: Comparison results of plugin methods on the V2XSet, OPV2V, and V2V4Real datasets. We provide four models for different plugins as baselines for use in assembly, including CoBEVT, AttFuse, F-Cooper, and CORE. NEAT brings more significant gains to vanilla models on all metrics." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 143, + 213, + 296, + 338 + ], + "lines": [ + { + "bbox": [ + 143, + 213, + 296, + 338 + ], + "spans": [ + { + "bbox": [ + 143, + 213, + 296, + 338 + ], + "type": "table", + "html": "
ModelsV2XSetOPV2VV2V4Real
CoBEVT81.12/54.3081.32/63.1958.20/28.72
CoBEVT + SyncNet82.28/57.7583.77/67.4258.74/31.75
CoBEVT + CoAlign83.15/60.2085.65/69.2159.05/31.22
CoBEVT + NEAT85.07/65.1690.01/75.4160.55/34.97
AttFuse70.85/48.6680.23/59.8255.86/27.88
AttFuse + SyncNet75.07/52.3481.92/62.7758.14/30.79
AttFuse + CoAlign76.82/51.9082.53/64.0357.32/31.37
AttFuse + NEAT80.30/55.9784.37/68.1960.60/34.24
F-Cooper71.47/46.9279.28/58.4653.19/25.93
F-Cooper + SyncNet77.29/52.7683.16/62.4554.78/27.76
F-Cooper + CoAlign76.73/53.4282.83/63.1655.02/29.64
F-Cooper + NEAT83.03/60.9486.91/67.8156.25/32.70
CORE73.89/43.2478.85/56.1757.65/29.74
CORE + SyncNet75.23/45.5379.82/56.9658.37/31.82
CORE + CoAlign74.41/45.7780.07/57.5458.56/31.41
CORE + NEAT76.35/48.0681.14/60.4560.91/34.19
", + "image_path": "77c257435546a0e4f882065143e42c76e90c0cdcfd48b33b05887633bc8ba9c5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 311, + 213, + 473, + 338 + ], + "blocks": [ + { + "bbox": [ + 310, + 114, + 474, + 202 + ], + "lines": [ + { + "bbox": [ + 310, + 114, + 474, + 202 + ], + "spans": [ + { + "bbox": [ + 310, + 114, + 474, + 202 + ], + "type": "text", + "content": "Table 3: Ablation study results of the proposed components on the V2XSet, OPV2V, and V2V4Real datasets. FA: deformable feature aggregation; TG: object-related token generation; MG: importance map generation; PS: query proposal selection; RCR: region cross-attention reinforcement." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 311, + 213, + 473, + 338 + ], + "lines": [ + { + "bbox": [ + 311, + 213, + 473, + 338 + ], + "spans": [ + { + "bbox": [ + 311, + 213, + 473, + 338 + ], + "type": "table", + "html": "
CoBEVT [34] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
81.12/54.3081.32/63.1958.20/28.72
82.69/58.2484.41/67.0558.95/31.81
83.10/59.9785.74/69.3059.43/32.45
83.56/62.0887.26/72.1659.87/33.50
83.94/63.2588.33/73.5860.02/34.33
85.07/65.1690.01/75.4160.55/34.97
AttFuse [37] + NEATV2XSetOPV2VV2V4Real
FA TG MG PSRCR
70.85/48.6680.23/59.8255.86/27.88
74.24/51.4881.95/62.6657.44/29.96
76.27/52.4182.36/64.0558.35/31.47
77.35/54.0282.95/65.5159.23/32.64
78.64/54.6383.14/66.3859.82/33.22
80.30/55.9784.37/68.1960.60/34.24
", + "image_path": "d678cd91579d90fc12a58c0a012671a6749292daeb68008cee86c6e3272a3416.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 363, + 246, + 374 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 363, + 246, + 374 + ], + "spans": [ + { + "bbox": [ + 132, + 363, + 246, + 374 + ], + "type": "text", + "content": "4.7 Ablation Studies" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 387, + 482, + 543 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 543 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 543 + ], + "type": "text", + "content": "We select two representative models to perform thorough ablation studies on V2XSet, OPV2V, and V2V4Real to verify the necessity of the proposed components. As Table 3 shows, the vanilla baselines without any components in NEAT are employed as the performance reference. On this basis, we progressively add (1) FA, (2) TG, (3) MG, (4) PS, and (5) RCR and present the corresponding AP@0.5/0.7 results. (i) The continuously improved detection performance over the three datasets reveals that each component provides indispensable contributions. (ii) Particularly, deformable feature aggregation brings noteworthy gains by aggregating vital context semantics with corrective mismatch attributes, while object-related token generation facilitates attention learning by introducing global object-related semantics. (iii) Furthermore, region cross-attention reinforcement efficiently diffuses the locally enhanced representations with region-wise attention, achieving global feature refinement and significant improvements." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 564, + 220, + 578 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 564, + 220, + 578 + ], + "spans": [ + { + "bbox": [ + 132, + 564, + 220, + 578 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "This paper proposes NEAT, a lightweight plugin, to address the feature misalignment issue induced by collaboration noises in multi-agent perception systems. NEAT accomplishes the explicit alignment of collaborator-shared features with customized components, ensuring subsequent high-quality collaboration and perception. Extensive experiments show that NEAT can be readily integrated into existing methods to provide a generic solution for improving system robustness." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "Acknowledgement. This work is supported in part by the China Mobile Research Fund of the Chinese Ministry of Education under Grant KEH2310029 and in part by the Specific Research Fund of the innovation Platform for Academicians of Hainan Province under Grant YSPTZX202314. This work is also supported in part by the Shanghai Key Research Laboratory of NSAI, the Joint Laboratory on Networked Al Edge Computing, Fudan University-Changan, the National Natural Science Foundation of China (Grant No. 62250410368), and the Kunshan Government Research Fund 24KKSGR024." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 231, + 198, + 243 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 231, + 198, + 243 + ], + "spans": [ + { + "bbox": [ + 132, + 231, + 198, + 243 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 134, + 257, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 16, + "blocks": [ + { + "bbox": [ + 138, + 257, + 480, + 300 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 257, + 480, + 300 + ], + "spans": [ + { + "bbox": [ + 138, + 257, + 480, + 300 + ], + "type": "text", + "content": "1. 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In: European Conference on Computer Vision. pp. 496-513. Springer (2022) 5, 8" + } + ] + } + ], + "index": 14 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 224, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 224, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 224, + 102 + ], + "type": "text", + "content": "K. Yang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_content_list.json b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3689b2f810ec2ea40d62b68b044845cef61b5f78 --- /dev/null +++ b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_content_list.json @@ -0,0 +1,1709 @@ +[ + { + "type": "text", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "text_level": 1, + "bbox": [ + 223, + 140, + 779, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Ri-Zhao Qiu $^{1,2}$ , Yu-Xiong Wang $^{1\\dagger}$ , and Kris Hauser $^{1\\dagger}$", + "bbox": [ + 305, + 212, + 694, + 229 + ], + "page_idx": 0 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1 University of Illinois Urbana-Champaign", + "2 University of California San Diego" + ], + "bbox": [ + 354, + 239, + 643, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{rizhaoq2, yxw, kkhauser}@illinois.edu", + "bbox": [ + 354, + 268, + 648, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$\\dagger$ equal advising", + "bbox": [ + 450, + 282, + 552, + 296 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "http://github.com/RogerQi/AlignDiff", + "bbox": [ + 364, + 297, + 635, + 309 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Text-to-image diffusion models have shown remarkable success in synthesizing photo-realistic images. Apart from creative applications, can we use such models to synthesize samples that aid the few-shot training of discriminative models? In this work, we propose AlignDiff, a general framework for synthesizing training images and masks for few-shot segmentation. We identify two crucial misalignments that arise when utilizing pre-trained diffusion models in segmentation tasks, which need to be addressed to create realistic training samples and align the synthetic data distribution with the real training distribution: 1) instance-level misalignment, where generated samples of rare categories are often misaligned with target tasks) and 2) annotation-level misalignment, where diffusion models are limited to generating images without pixel-level annotations. AlignDiff overcomes both challenges by leveraging a few real samples to guide the generation, thus improving novel IoU over baseline methods in few-shot segmentation and generalized few-shot segmentation on Pascal-5 $^i$ and COCO-20 $^i$ by up to $80\\%$ . Notably, AlignDiff is capable of augmenting the learning of out-of-distribution uncommon categories on FSS-1000, while naive diffusion model generates samples that diminish segmentation performance.", + "bbox": [ + 259, + 351, + 743, + 616 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Semantic Segmentation $\\cdot$ Text-to-Image Diffusion $\\cdot$ Data Synthesis", + "bbox": [ + 259, + 628, + 743, + 656 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 684, + 375, + 700 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Few-shot semantic segmentation has recently attracted increasing attention [17, 20, 28], given that it copes with the scarcity of (pixel-level) densely annotated data in practical scenarios. Existing efforts have primarily focused on either designing specialized architectures in low-data regimes [5, 29] or employing data augmentation to produce variations of the provided data [20]. However, these methods struggle to improve performance, as they ultimately rely on the small number of support samples that often do not faithfully represent the real data distribution. A promising approach is to leverage general-purpose text-to-image", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/56ace37c7b89d1ee1372fc6737fb8ad52547cc3bbe50f04bb8f30a5111a23782.jpg", + "image_caption": [ + "Fig. 1: While it is tempting to use images synthesized from text-to-image diffusion models such as Stable Diffusion [23] to train segmentation models, text-conditioned generated images often fail to represent the desired distributions of uncommon classes. Naively using these samples leads to training distributions that are misaligned to the target data distribution, where samples are often degenerate for rare categories and there is no pixel-level annotation. AlignDiff gracefully addresses both issues by conditioning the generative process using a few real training samples, leading to an aligned synthetic distribution for training." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 478, + 401 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/1bbb2d7eb146a24009a791f2759b5195c45819d1c4133ad61b8cca229cdd81ce.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 483, + 143, + 681, + 401 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/6a608bedf35045aa199b5c4ef0b82d7c815f546961fcccd38ff36f0dbed41fe4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 683, + 143, + 785, + 400 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "diffusion models to synthesize additional examples that are not biased to the support sample distribution, thereby improving few-shot segmentation models.", + "bbox": [ + 212, + 561, + 787, + 593 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Trained on a large corpus of image-text pairs, large-scale text-to-image diffusion image generation models [23, 25] have shown remarkable success in creative applications. However, the naive use of diffusion models to generate examples for training segmentation models leads to misalignments between the generated sample distribution and the target data distribution. There are two dimensions of misalignment. 1) Instance-level. Simple text conditioning may fail to synthesize images of rare categories (illustrated in Fig. 1). We define this issue as Out-Of-Distribution (OOD) generation, which means generated samples are misaligned with real data. We will define OOD generation quantitatively in the experiment section. 2) Annotation-level. Segmentation models need accurate pixel-level mask annotation, whereas existing diffusion models [23] are limited to only generating images.", + "bbox": [ + 212, + 595, + 787, + 777 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address these challenges, we introduce the Alignment Diffusion (Align-Diff) framework which is based on the key insight that the few-shot support data can be leveraged to align the generation process with the real distribution. Specifically, to address the instance-level misalignment, we propose normalized", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "masked textual inversion. Our method learns an instance-specific word embedding from as few as a single image-mask pair, which ensures consistency with the given real examples. Empirically, our method works on OOD generation scenarios in which existing methods [6,23] fail. To generate accurate pixel-level annotations, we design an efficient mask generation approach by taking inspiration from semi-supervised learning, where we perform few-shot conditioning of the mask generation process on few novel samples. We formulate the mask generation process as a process to refine noisy masks from a few examples of high-quality masks. Empirically, our approach is much more efficient than previous methods to extract masks from diffusion models [31] with on-par accuracy.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In sum, our contributions are as follows. 1) To improve instance-level alignment and handle OOD generation, we propose normalized masked textual inversion that conditions the generation process using as few as one novel sample. To the best of our knowledge, we are the first method that uses Stable Diffusion to improve few-shot segmentation on the challenging FSS-1000 dataset [12]; while samples synthesized with plain text conditioning diminish segmentation performance by over $10\\%$ . 2) To improve annotation-level alignment, we propose a novel mask-generation pipeline to guide mask generation conditioning on a few real samples. Compared to previous methods [31], our proposed method reduces the mask generation time from an average of 40 seconds per image [31] to 0.5 seconds with similar mask quality. 3) We carry out extensive experiments and show that our method can be easily combined with existing few-shot segmentation methods as an augmented data source to achieve state-of-the-art performance on both few-shot segmentation and the more challenging generalized few-shot segmentation.", + "bbox": [ + 212, + 299, + 787, + 525 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 556, + 387, + 571 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Semantic Segmentation. Semantic segmentation is a dense vision task assigning a semantic label to each pixel in an image. Learning-based semantic segmentation methods can roughly be categorized into two paradigms: per-pixel classification and mask classification. Long et al. [16] proposed the diagram for treating semantic segmentation as a per-pixel classification problem for Convolutional Neural Networks (CNNs). Later works then investigated different architectural improvements [2,3,34] and applications in 3D [21,35]. More recently, an alternative paradigm, mask classification, was proposed by [4]. This line of methods uses a detect-first-recognize-later paradigm. Since AlignDiff is a model-agnostic data synthesis method, works in designing network architectures for semantic segmentation are orthogonal to our method.", + "bbox": [ + 212, + 595, + 787, + 762 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Few-Shot Semantic Segmentation. To allow segmentation models to operate in the low-data regime, Few-shot Semantic Segmentation (FSS) methods study how to predict segmentation masks of novel classes using only a few training examples of the novel class. Many methods [5, 17, 29, 30, 32] and even specialized datasets such as FSS-1000 [12] have been proposed to investigate this", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "bbox": [ + 246, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "problem. Besides metric learning [5, 29, 30], recent works also exploit test-time optimization [5, 17] for few-shot segmentation.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Similar to conventional semantic segmentation, AlignDiff is orthogonal to work in FSS as it can be used to augment any proposed architecture in FSS.", + "bbox": [ + 212, + 176, + 782, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Generalized Few-Shot Semantic Segmentation. Recently, generalized few-shot semantic segmentation (GFSS) had been proposed [28] as a more challenging task setting than vanilla few-shot segmentation methods. Compared to few-shot segmentation which produces novel-class-only binary masks, generalized few-shot segmentation tasks models to segment both base and novel classes within query images. Among recent works [1, 18, 20, 22, 28], Tian et al. [28] proposed to approach this problem using the test-time optimization scheme from few-shot segmentation, while later works [1, 18, 20] found that fine-tuning the models with few-shot continual learning techniques attain promising performance. We apply AlignDiff to this challenging task setting by combining it with GAPS [20], a recent work on GFSS. Closely related to our work, AnomalyDiffusion [11] learns embedding of defects to generate defective samples with masks of defects, but it requires abundant normal samples, does not consider background context, and generate defects only at certain locations, which is not applicable for general segmentation settings.", + "bbox": [ + 212, + 208, + 787, + 434 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Text-to-Image-Mask Generation. Some recent works [14, 19, 31] attempt to modify text-to-image synthesis models into text-to-image-mask synthesis models for training segmentation models. Li et al. [14] was first in the line and proposed grounded diffusion (GD), a zero-shot segmenter for stable diffusion model [23]. However, the mask quality from GD [14] is not ideal, as we quantitatively verified in experiments. Wu et al. [31] proposed to use the intermediate attention maps in the diffusion models to generate coarse masks, which are then refined with a noise learning process. Though DiffuMask [31] generates masks of good quality, it requires heavy manual prompt engineering and its noise learning process is very time-consuming. Specifically, since DiffuMask requires full training of a segmentation model for cross-validation on every category, which results in amortized cost of 40 seconds per generation of an image-mask pair. In stark contrast, AlignDiff generates high-quality masks with on-par accuracy as DiffuMask and much better efficiency - averaging 0.5 seconds per image. Finally, Nguyen et al. [19] proposed to use diffusion to distill datasets, but requires significant amount of data for training. In addition, these works [14, 19, 31] are vulnerable to the drawback in Fig. 1 and may generate unfaithful samples for out-of-distribution rare categories.", + "bbox": [ + 212, + 435, + 787, + 705 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 732, + 330, + 748 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Preliminary: Text-to-Image Diffusion Models", + "text_level": 1, + "bbox": [ + 212, + 766, + 633, + 782 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our method is based on Stable Diffusion [23], which is an instance of the latent diffusion models that performs diffusion in the latent space with text conditioning. Given a text description $\\mathbf{v} = (v_{1}, v_{2}, \\ldots, v_{n})$ , where $v_{i}$ are token embedding", + "bbox": [ + 212, + 794, + 785, + 842 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/3c2a0bb822c19e981f0e2811ca07e3c376146cf7198af6faabb1b25d5b601344.jpg", + "image_caption": [ + "Fig. 2: System overview of AlignDiff. We propose a Normalized Masked Textual Inversion method (Sec. 3.4) to condition the generative process based on as few as a single image, which inverses an image-mask pair to an instance-specific textual embedding. For pixel-level annotation generation, we propose a semi-supervised process that uses both synthetic samples and real samples to generate high-quality masks (Sec. 3.5)." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 782, + 392 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "encoded by a text encoding network from texts, starting from $X_{T}\\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})$ the diffusion sampling process at each step is given by,", + "bbox": [ + 212, + 502, + 784, + 532 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {x} _ {t - 1} = \\frac {1}{\\sqrt {\\alpha_ {t}}} \\left(\\mathbf {x} _ {t} - \\frac {1 - \\alpha_ {t}}{\\sqrt {1 - \\bar {\\alpha} _ {t}}} \\epsilon_ {\\theta} (\\mathbf {x} _ {t}, t, \\mathbf {v})\\right) + \\sigma_ {t} \\mathbf {z}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 328, + 541, + 784, + 574 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\alpha_{t}$ and $\\bar{\\alpha}_{t}$ are constants regulating the denoising schedule, $\\epsilon_{\\theta}$ is a denoising U-Net [9] parameterized by $\\theta$ , $\\sigma_{t}$ is a constant standard deviation, and $\\mathbf{z} \\sim \\mathcal{N}(\\mathbf{0}, \\mathbf{I})$ .", + "bbox": [ + 212, + 583, + 787, + 626 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Let $\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})$ and $x_{t} = \\sqrt{\\bar{\\alpha}_{t}} x_{0} + \\sqrt{1 - \\bar{\\alpha}_{t}}\\epsilon$ be a noisy version of original image $x_0$ . The training process is then given by,", + "bbox": [ + 212, + 628, + 785, + 657 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbb {E} _ {x _ {0}, \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I}), t, \\mathbf {v}} \\left[ \\left\\| \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t, \\mathbf {v}) \\right\\| _ {2} ^ {2} \\right]. \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 367, + 666, + 784, + 691 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Problem Formulation", + "text_level": 1, + "bbox": [ + 214, + 710, + 437, + 724 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Let $\\mathcal{X} \\subset \\mathbb{R}^{H \\times W \\times 3}$ be the set of RGB images, $\\mathcal{C} \\subset \\mathbb{N}$ be a set of indexed categories, $\\mathcal{M}_y$ be the name of the category, and $\\mathcal{Y}^{\\mathcal{C}} \\subset \\mathbb{R}^{H \\times W \\times |\\mathcal{C}|}$ be a set of label masks. Following existing work on general few-shot semantic segmentation [17,20,28], we split the set of possible categories into $\\mathcal{C}^B$ , a set of base categories, and $\\mathcal{C}^N$ , a set of novel categories. We further assume that the base image-mask dataset $\\mathcal{D}^B$ has abundant examples and the novel image-mask dataset $\\mathcal{D}^N$ has only a few examples per category (i.e., $|\\mathcal{D}^B| \\gg |\\mathcal{D}^N|$ ).", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "bbox": [ + 246, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The goal of this paper is to synthesize training examples of novel categories to augment few-shot learning. More formally, we want to design a synthesis function $\\varPhi(\\mathcal{M}_y,\\mathcal{D}^N)\\to \\mathcal{X}\\times \\mathcal{Y}^{\\mathcal{C}}$ that generates synthetic samples to augment $\\mathcal{D}^N$ using both texts $\\mathcal{M}_y$ and real samples $\\mathcal{D}^N$ . Note that this is different from previous text-to-image-mask works [14, 31], which focuses on using texts $(\\mathcal{M}_y)$ only. In summary, AlignDiff focuses on conditioning the generative process using $\\mathcal{D}^N$ to align the synthetic data distribution to the real data distribution.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Method Overview", + "text_level": 1, + "bbox": [ + 215, + 273, + 410, + 286 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The insights and contributions of AlignDiff are centered at how to condition the generative process using available real samples to align generated data distribution with real distribution, where we make full utilization of both images and masks of novel samples. Fig. 2 provides a high-level overview of AlignDiff. In Sec. 3.4, we discuss how to handle out-of-distribution generation for rare categories using a few novel samples via normalized masked textual inversion. In Sec. 3.5, we describe how we relate mask generation to semi-supervised learning and describe a novel technique to use $\\mathcal{D}^N$ to bootstrap such a process, which is shown to be much more efficient than existing method [31] with on-par accuracy.", + "bbox": [ + 212, + 296, + 787, + 448 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.4 Aligned Image Generation via Normalized Masked Textual Inversion", + "text_level": 1, + "bbox": [ + 214, + 468, + 751, + 497 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Vanilla large-scale text-to-image diffusion models are not appropriate to be directly used to generate training samples. The reasons are two-fold: 1) text-to-image synthesis models may completely fail for OOD generation of uncommon categories (e.g., samples in Fig. 1), and 2) text-conditioned synthetic samples may not be diverse. For instance, images generated with text prompts 'a photo of a sofa' share a similar pattern of straight upfront views of sofas (upper right corner of Fig. 2), which fails to capture the viewpoint variations and occlusion like the real-world samples (upper left corner of Fig. 2).", + "bbox": [ + 212, + 507, + 787, + 628 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Existing methods [31] approach these two issues via prompt engineering, where hundreds of intra-class vocabularies are manually added to increase data diversity. However, such a method does not scale and it may not handle OOD generation. To address these challenges without handcrafted engineering, we propose normalized masked textual inversion. Given an image-mask pair $(x,y)$ and its class name $\\mathcal{M}_y$ , AlignDiff optimizes for instance-specific textual embeddings for provided instances, which serve as an implicit language description of properties of the novel object in $x$ (e.g., color, the environment it is placed in, orientation, occlusion, etc.). Compared to existing methods for personalizing diffusion models [6,24], which requires at least 5 close-up images of objects, our normalized masked inversion takes advantage of masks and works with as few as a single image where the object may occupy a small region.", + "bbox": [ + 212, + 628, + 787, + 809 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "More concretely, we denote the instance-specific embedding as $v_*$ to describe the instance in $x$ and use it as an adjective (e.g., text prompt 'A photo of a $v_*$", + "bbox": [ + 214, + 809, + 785, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/80bdfb5aa3d1b88f2199805a96f1c322cde61dc86e40e5ca33d3665c1ad0d90b.jpg", + "image_caption": [ + "Fig. 3: Comparison between our proposed Normalized Masked Textual Inversion in AlignDiff, Naïve Textual Inversion, and plain text conditioning. Text-conditioned samples exhibit variance in texture and lighting conditioning, but may lack geometric variations and realistic scene layout. Naïve textual inversion captures the realistic scene layout, but often leads to undesired attention of unrelated background when the novel object occupies only a small portion of the image. Note how our proposed Normalized Masked Textual Inversion can successfully generate synthetic samples in such scenario." + ], + "image_footnote": [], + "bbox": [ + 218, + 145, + 500, + 292 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/26d2ca6251adfcd8d633a21e760d2360ce51607b0e53bb940cbf2a25f7f1cab9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 506, + 146, + 785, + 292 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "sofa' would generate a specific variant of sofa of $v_{*}$ ). To learn the instance-specific embedding $v_{*}$ , we first use the pre-trained text encoder to map prompt 'A photo of a $\\mathcal{M}_y$ ' to get the language embedding $\\mathbf{V} = (v_1, \\ldots, v_{j-1}, v_j, v_{j+1}, \\ldots, v_n)$ . Here, $v_j$ denotes the embedding vector that the determiner 'a' maps to. We then modify this vector to insert the instance embedding to create a new vector, $\\mathbf{V}_{*} = (v_1, \\ldots, v_{j-1}, v_j, v_{*}, v_{j+1}, \\ldots, v_n)$ , where $v_{*}$ serves as the adjective description. This is similar to adjective token learning in DreamBooth [24] and is different from textual inversion [6] where the trainable embedding is the noun. We empirically found that treating the learnable embedding as an adjective leads to a faster and more stable training convergence (illustrated in Fig. 3).", + "bbox": [ + 212, + 431, + 784, + 582 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The optimization goal of the vanilla textual inversion is given by a modification of Eq. 2, where the only trainable parameter is the embedding $v_{*}$ . However, this is inappropriate for few-shot segmentation because the loss is distributed evenly across the entire image. For training samples where the objects of interest occupy only a small portion of the image, using simple textual inversion results in the generation of images with an unwanted focus on background. To amend this issue, we propose to mask and balance the loss of foreground and background using the provided mask,", + "bbox": [ + 212, + 583, + 784, + 703 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} v _ {*} = \\underset {v _ {*}} {\\operatorname {a r g m i n}} \\mathbb {E} _ {(x, y), \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I}), t, \\mathbf {v}} \\left[ \\frac {\\sum_ {y _ {i} = 1} \\left\\| \\epsilon_ {i} - \\epsilon_ {\\theta} \\left(x _ {t} , t , \\mathbf {v}\\right) _ {i} \\right\\| _ {2} ^ {2}}{\\sum_ {y _ {i} = 1} 1} \\right. \\tag {3} \\\\ \\left. + \\lambda \\cdot \\frac {\\sum_ {y _ {i} = 0} \\left\\| \\epsilon_ {i} - \\epsilon_ {\\theta} \\left(x _ {t} , t , \\mathbf {v}\\right) _ {i} \\right\\| _ {2} ^ {2}}{\\sum_ {y _ {i} = 0} 1} \\right], \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 290, + 713, + 785, + 800 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $i$ is the index of pixels in the image, $y_{i} = 1$ denotes foreground pixels, $y_{i} = 0$ denotes background pixels, and $\\lambda$ is a hyperparameter used to balance the", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "bbox": [ + 246, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "foreground and background loss. Compared to naively masking the loss with foreground masks, Eq. 3 also captures background context such as the surrounding environment and occlusion (an illustration is given in Fig. 2, where the image-conditioned sample shows similar structure to the provided sample). After $v_{*}$ is optimized, we store $v_{*}$ to a bank of embedding and sample it along with plain text encodings to generate samples, as illustrated in Fig. 2.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.5 Aligning Mask Generation via Few-shot Conditioning", + "text_level": 1, + "bbox": [ + 214, + 258, + 702, + 273 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "A critical component of adapting diffusion models for segmentation training sample synthesis is to generate accurate masks. To exploit the internal representations of Diffusion models for such a purpose, Hertz et al. [8] proposed to extract image-text cross-attentions and use the response to category names as masks. However, such attention maps are often imprecise (illustrated in the supplementary material), necessitating mask refinement and filtering techniques. Recently, Wu et al. [31] attempted to address this issue by introducing a noise learning process. Though this approach generates masks of good quality, it requires full training of segmentation models for every category, which is prohibitively expensive and empirically takes 1 GPU day for a few thousand synthetic samples.", + "bbox": [ + 212, + 281, + 787, + 431 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "AlignDiff builds upon the work of Hertz et al. [8] and proposes a novel technique for refining coarse masks from diffusion models. We investigate the problem from a novel perspective, where we relate the task setting to semi-supervised learning. The key insight of AlignDiff is that the expensive noise learning process can be largely avoided if we bootstrap the process with few-shot conditioning with a few accurate image-mask pairs.", + "bbox": [ + 212, + 431, + 787, + 523 + ], + "page_idx": 7 + }, + { + "type": "code", + "sub_type": "algorithm", + "code_caption": [ + "Algorithm 1 AlignDiff Mask Generation" + ], + "code_body": "two sets initially: $D_{good}$ , a set of a few reference image-mask pairs, and $D_{bad}$ , a set of many synthetic images with coarse masks. The goal is to refine masks in $D_{bad}$ using the high-quality masks from $D_{good}$ . This is very similar to the task setting in semi-supervised learning, in which a widely adopted paradigm is to use knowledge from a small set of good labeled data (comparable to $D_{good}$ ) to augment the learning on a larger set of data with no label or noisy labels (comparable to $D_{bad}$ ). We design a mask generation process that iteratively migrates samples from $D_{bad}$ to $D_{good}$ . The detailed algorithm is given in Algo. 1.", + "bbox": [ + 212, + 544, + 787, + 843 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "More specifically, the algorithm is split into two stages: a scoring stage and a re-estimation stage. We train a few-shot segmentation (FSS) model on the base dataset $\\mathcal{D}^B$ . During the scoring stage, we condition the FSS model using the initial $D_{good}$ , consisting of a few provided real samples. The conditioned FSS model is then used to predict masks for all samples in $D_{bad}$ . If the IoU between the coarse masks and the pseudo annotation predicted by the FSS model exceeds a certain threshold $\\alpha$ , then AlignDiff deems the coarse masks as high-quality and moves it to $D_{good}$ . In the re-estimation stage, AlignDiff reconditions the FSS model using the expanded $D_{good}$ for a more faithful representation. The updated FSS model is then used to generate pseudo labels for all remaining samples in $D_{bad}$ . Our semi-supervised mask generation process is much more efficient than the previous noise learning paradigm [31], as both the FSS conditioning and inference require no optimization.", + "bbox": [ + 212, + 146, + 787, + 344 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 366, + 375, + 383 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To demonstrate the efficacy of our method, we apply AlignDiff to generate data for three commonly used few-shot segmentation datasets to augment state-of-the-art models' segmentation in a plug-and-play manner. We mainly use the FSS-1000 [12] dataset, for its rich class diversity that allows us to evaluate AlignDiff on uncommon categories.", + "bbox": [ + 212, + 398, + 787, + 474 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Evaluation setup", + "text_level": 1, + "bbox": [ + 215, + 497, + 401, + 513 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. We follow previous literature in few-shot segmentation [29, 30, 32] and generalized few-shot segmentation [1, 20, 28] to use the Pascal-5 $^{\\text{I}}$ and the COCO-20 $^{\\text{I}}$ dataset in both settings. Since the FSS-1000 [12] dataset focuses on class diversity and contains only individual class per image, it is appropriate only for the FSS setting, following existing works [17, 28, 29].", + "bbox": [ + 212, + 522, + 787, + 598 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Synthesizer Baselines. We use Grounded Diffusion (GD) [14] as the main synthesis baseline. Another recent work, DiffuMask [31], (1) performs heavy prompt engineering on the Pascal and the COCO dataset, which violates the few-shot setting that the class information is not known beforehand; (2) requires an expensive noise-learning process for every category, which makes comparisons on COCO prohibitively expensive (we approximate $>80$ GPU days). Given this practical limitation, we compare the efficiency and the mask accuracy of AlignDiff with DiffuMask only on a subset of the Pascal dataset in Table. 5.", + "bbox": [ + 212, + 598, + 787, + 718 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Evaluation Protocol. The experiment on FSS follows the standard episode-based protocol [17,30]. In both the base training and the few-shot testing stage, the model is presented with episodes that contain a few supporting examples and a query example. The model is tasked to perform binary segmentation of the query sample. In our experiments, we do not modify the base training stage, but we augment the support set $\\mathcal{D}^N$ during few-shot testing by supplying extra synthetic samples from AlignDiff, which is conditioned on $\\mathcal{D}^N$ . Results are average across 1,000 runs. For GFSS, we follow existing work [1,20] and first", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "bbox": [ + 246, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/5093a8c0c592a92a819d00d8cfab448a522c6836ffbccb73f5646c770d25cadd.jpg", + "table_caption": [ + "Table 1: Results on FSS-1000 [12] over all 240 testing categories under the 1-shot setting. The OOD (out-of-distribution) classes are determined as classes where samples synthesized by GD [14] diminish the performance (detailed in supplementary). Support set source indicates how the support sets are augmented (e.g., $1\\mathrm{R} + 20\\mathrm{S}$ means 1 real sample with 20 synthetic samples). Using simple samples from GD [14] diminishes the final performance due to OD generation. In contrast, our proposed normalized masked textual inversion (T.Inv.) and semi-supervised masking (S-mask.) in AlignDiff consistently improve novel IoU, indicating the OOD generation capability of AlignDiff." + ], + "table_footnote": [], + "table_body": "
MethodSupport Set SourceSynthesis SetupOverall IoUOOD IoU
ConditioningMask
HSNet [17]1RN/AN/A86.587.5
1R+20STextGD [14]81.480.2
1R+20STextS.Mask. (Ours)87.286.9
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)88.388.2
VAT [10]1RN/AN/A90.090.5
1R+20STextGD [14]84.783.5
1R+20STextS.Mask. (Ours)89.888.6
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)90.890.6
", + "bbox": [ + 220, + 267, + 782, + 417 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "train the models on $\\mathcal{D}^B$ excluding any novel samples. During few-shot learning, $\\mathcal{D}^N$ is presented to the model for adaptation. We apply AlignDiff to synthesize 1,000 training samples per novel class to augment $\\mathcal{D}^N$ and report metrics on both the base and the novel classes. Note that the evaluation of the validation set is done in a single pass, which is different from the usual episode-based FSS evaluation scheme [5,17]. The reported results are averaged across multiple folds in a cross-validating fashion. For each fold, we average results from 5 random runs.", + "bbox": [ + 212, + 445, + 787, + 566 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Main Result - Out-of-Distribution (OOD) Generation for Rare Categories on FSS-1000", + "text_level": 1, + "bbox": [ + 214, + 588, + 781, + 619 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Besides introducing more diverse samples to few-shot learning of common categories, AlignDiff is most notable for helping with Out-Of-Distribution (OOD) generation of rare categories that plain text conditioning fails. In Tab. 1, we investigate the efficacy of AlignDiff to handle out-of-distribution generation on the FSS-1000 dataset [12] under the 1-shot setting. We use the HSNet [17] and VAT [10] as the FSS baseline and apply AlignDiff to provide additional samples for the support set during the few-shot testing. Note that DiffuMask is prohibitively expensive for this scenario since it requires training segmentation models for every category. Thus, we compare only with GD [14].", + "bbox": [ + 212, + 628, + 787, + 763 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We perform step-by-step ablations from text-conditioned diffusion [14] to AlignDiff, which demonstrates the efficacy of our method. GD [14], which synthesizes samples using text conditioning, fails drastically on FSS-1000. The samples it synthesizes negatively impact the final performance. This is due to both inaccurate instances in the images caused by plain text conditioning and", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/bca9d135a9462262ac0589717547b864902d3081daa079b45b70fca23138c6b9.jpg", + "table_caption": [ + "Table 2: Comparison with state-of-the-arts on PASCAL-5i and COCO-20i in FSS settings. Bold and underlined indicate best and the second best methods." + ], + "table_footnote": [], + "table_body": "
MethodPASCAL-5i1-SHOTPASCAL-5i5-SHOT
50515253Mean50515253Mean
PFENet (TPAMI'20) [29]60.569.454.455.960.162.870.454.957.661.4
MLC (ICCV'21) [33]60.871.361.556.962.665.874.971.463.168.8
HSNet (ICCV'21) [17]65.770.363.261.965.372.073.668.768.470.7
NTRENet (CVPR'22) [15]65.571.859.158.363.767.973.260.166.867.0
DCAMA (ECCV'22) [27]62.570.864.556.463.570.073.866.865.068.9
VAT (ECCV'22) [10]68.171.764.863.367.072.674.169.569.571.4
SCCAN (ICCV'23) [32]69.174.066.361.667.771.675.269.566.570.7
SCCAN (ICCV'23) [32]+AlignDiff'71.074.866.563.669.072.675.570.368.171.6
COCO-20i1-SHOTCOCO-20i5-SHOT
PFENet (TPAMI'20) [29]34.333.032.330.132.438.538.638.234.337.4
MLC (ICCV'21) [33]50.237.827.130.436.457.046.237.337.244.4
HSNet (ICCV'21) [17]37.644.544.440.741.845.152.348.547.948.5
NTRENet (CVPR'22) [15]38.340.439.538.139.142.344.444.241.743.2
DCAMA (ECCV'22) [27]41.546.245.241.343.548.058.054.347.151.9
SCCAN (ICCV'23) [32]41.751.348.446.747.049.059.359.452.755.1
SCCAN (ICCV'23) [32]+AlignDiff'42.152.549.047.847.949.359.959.553.055.4
", + "bbox": [ + 246, + 196, + 754, + 409 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "inaccurate mask generation. When we use our proposed semi-supervised mask generator, the overall IoU is improved since the masks provided are more accurate. However, the IoU of OOD categories is still worse than conditioning using a single real example even with accurate masks. Finally, we use full AlignDiff and apply the normalized masked textual inversion technique. In this case, both the overall IoU and the IoU of OOD categories surpass the original performance, highlighting the capability of AlignDiff to generate synthetic samples for rare out-of-distribution categories.", + "bbox": [ + 212, + 446, + 787, + 568 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Few-Shot Segmentation (FSS)", + "text_level": 1, + "bbox": [ + 215, + 589, + 509, + 604 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In Tab. 2, we present results of combining AlignDiff with a recent method, SCCAN [32], to tackle the few-shot segmentation tasks on the Pascal-5 $^{\\text{i}}$ and the COCO-20 $^{\\text{i}}$ datasets. As expected, since Pascal and COCO contain only common classes, AlignDiff successfully augments the performance on both datasets. This marks that AlignDiff can augment state-of-the-art networks in all commonly used datasets including Pascal-5 $^{\\text{i}}$ , COCO-20 $^{\\text{i}}$ , as well as the FSS-1000 [12] that is challenging to simple diffusion models.", + "bbox": [ + 212, + 613, + 787, + 719 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 Generalized Few-Shot Segmentation (GFSS)", + "text_level": 1, + "bbox": [ + 215, + 739, + 627, + 755 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In Tab. 3, we report results on the challenging GFSS setting on the Pascal-5i $^{\\mathrm{i}}$ dataset and the COCO-20 $^{\\mathrm{i}}$ datasets, where the model is required to segment both the base and novel categories. We augment several baselines with AlignDiff to illustrate how much the AlignDiff can help improve the performance of few-shot segmentation in a model-agnostic manner.", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "bbox": [ + 246, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/048fb305b0d07ffb4a8e6cee168147042bf311d7411c2ab65b5375e596f15cba.jpg", + "table_caption": [ + "Table 3: AlignDiff can be applied in a model-agnostic fashion to GFSS, where models are required to segment both base and novel classes. AlignDiff improves underlying models across different few-shot settings on COCO-20 $^i$ and PASCAL-5 $^i$ . The best results are bolded. HM stands for harmonic mean. *: Simple fine-tuning yields bad performance due to catastrophic forgetting [1]." + ], + "table_footnote": [], + "table_body": "
MethodBaseNovelHMBaseNovelHM
PASCAL-511-SHOTPASCAL-515-SHOT
PIFS [1]64.116.926.764.527.538.6
GFS [28]65.715.124.666.122.433.5
FINETUNE*47.23.97.258.77.713.6
FINETUNE + GD [14]28.120.323.632.022.526.4
FINETUNE+AlignDiff66.2(+19.0)44.9(+41.0)53.5(+46.3)65.9(+7.2)45.1(+37.4)53.6(+40.0)
GAPS [20]66.823.634.968.243.953.4
GAPS + GD†[14]66.841.251.068.544.053.6
GAPS+AlignDiff [20]67.3(+0.5)43.3(+19.7)52.7(+17.8)68.4(+0.2)47.4(+3.5)56.0(+2.6)
COCO-2011-SHOTCOCO-2015-SHOT
PIFS [1]40.410.416.541.118.325.3
GFS [28]44.67.112.245.211.117.8
FINETUNE*38.54.88.539.511.517.8
FINETUNE + GD [14]25.817.220.631.923.627.2
FINETUNE+AlignDiff41.7(+3.2)22.4(+17.6)29.1(+20.6)41.8(+2.3)27.9(+16.4)33.5(+15.7)
GAPS [20]46.812.720.049.125.833.8
GAPS + GD†[14]47.121.829.946.529.035.7
GAPS+AlignDiff [20]46.7(-0.1)23.1(+10.4)30.9(+10.9)47.9(-1.2)30.3(+4.5)37.1(+3.3)
", + "bbox": [ + 218, + 224, + 784, + 465 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "GFSS Baselines. We use three recent works [1,20,28] from GFSS as baselines. GFS [28] proposed the setting of GFSS, but it focuses only on test-time optimization and does not fine-tune on $\\mathcal{D}^N$ . PIFS [1] formulates GFSS as a continual few-shot learning task and proposes to fine-tune the model using a few novel samples. Finally, GAPS [20] views GFSS as continual learning and combines memory-replay with copy-paste to further increase the GFSS performance. In this work, we choose GAPS [20] as the main baseline due to its state-of-the-art performance in GFSS and we treat images from AlignDiff as instances that can be copied and pasted in GAPS.", + "bbox": [ + 212, + 492, + 787, + 628 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "AlignDiff consistently improves novel IoU under few-shot settings. Across all task settings, AlignDiff is able to synthesize more diverse samples to aid few-shot learning of novel categories. Most notably, on the impoverished 1-shot setting, GAPS+AlignDiff improves the novel IoU by approximately $80\\%$ on both Pascal-5i and COCO-20. AlignDiff also consistently outperforms GD [14]. Note that the performance gap between AlignDiff and GD is more drastic on simple fine-tuning because GAPS [20] has built-in copy-paste for scene layout, which highlights the potential of AlignDiff for standard segmentation via copy-pasting generated samples.", + "bbox": [ + 212, + 628, + 787, + 767 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.5 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 785, + 401, + 800 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative samples. We perform extensive visualization to demonstrate the quality of synthetic samples that AlignDiff generates. We include some qualita", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/d874a2bbefe0ac7e590db61d94da5d473c6d2f161fe96d857d5fefed655c65a3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 228, + 143, + 305, + 258 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/9548d4f23cecdda73bc707f4db72152f4b282f3ad3f2556ee0fd95ec3937bed5.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 228, + 258, + 303, + 320 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2b303d013d2486f33d37902d2bd377c22a19db44cbbf40fd7fadf0715d6250be.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 228, + 320, + 303, + 375 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/5696282859bd5ff2c6761ed84c58b794140fa8b421bc97ed3ebf58ca23b232d6.jpg", + "image_caption": [ + "Provided" + ], + "image_footnote": [], + "bbox": [ + 228, + 375, + 303, + 433 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/99c764929da7e035950f62b85a52ef6b6560821a419e046b3e67f6a5e154dc8d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 308, + 143, + 462, + 202 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/5fd016519c38f6feb2486cf6bd6dae12ca1f1268ec679ce9391e29299184e107.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 310, + 202, + 462, + 262 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/87bc6e86a0bef68d6fd6e22c432a2b6918ffe8034a069f319fc841ad3d121b67.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 310, + 262, + 462, + 316 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/6b7173bc01f3e46542dc9c8e058129b7549712194ea443f119450a32652e2db1.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 310, + 316, + 462, + 376 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/f100a93be5d2b904d7b0caa562a0666d20baf6451a2be5dbd9c3e5692f846750.jpg", + "image_caption": [ + "Text-conditioned", + "Fig. 4: Qualitative samples for AlignDiff on FSS-1000 [12]. Note how text-to-image synthesis fails for rare classes. AlignDiff generates instances within class and with varying lighting conditions. (From top to bottom: Samarra Mosque, phonograph, Pidan, American Chameleon, and chess queen)." + ], + "image_footnote": [], + "bbox": [ + 310, + 376, + 462, + 434 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/8f95ce06e6ca6ab36fbf57a97975854bcbbab82d93e8fa2f511c3b79c6170d9a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 465, + 143, + 694, + 202 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/432a46856654f73121fe62746db1635349adb996d1fb1cddf02f6476ad329d4d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 465, + 202, + 694, + 258 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/10025efd24df9d97b8b04064ef425814d9c60fff580457cc04d1ad1889043e79.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 465, + 258, + 694, + 316 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/a304dde0530eb1ff7391ec4575a022f930b160e33cb45961ba1bfa41546e4777.jpg", + "image_caption": [ + "AlignDiff (Ours)" + ], + "image_footnote": [], + "bbox": [ + 465, + 316, + 694, + 434 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/54f0e16982aa123f7f2e93fb11cbeb683c4c5229ad14c182bf8c1d6fed587b3a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 696, + 143, + 776, + 202 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/b305e0a455d866e9ccfc3a5f969dfc31e1dca03001d4200dff4673e815ebc70c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 696, + 202, + 774, + 258 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/3bb1b897f7f433a7b919d0bc350245bf60bb5f88d4e11eeea81a1fc3201bc418.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 696, + 258, + 774, + 316 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/8a677fd7f05434b82f6a3ace5b83cfc54a09e697e0bbd27379afac7bd5c80848.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 696, + 316, + 774, + 364 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/a0831dd715e3ba6e3da4d2c8a8f428d26b5ca809bdd67c870a4fe1e334bcf8bc.jpg", + "image_caption": [ + "Sample Mask", + "(Last image)" + ], + "image_footnote": [], + "bbox": [ + 696, + 364, + 774, + 434 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "tive examples in Fig. 1 and Fig. 4. These qualitative examples demonstrate the capability of AlignDiff on OOD categories from FSS-1000, where plain text conditioning fails. Notice that AlignDiff is capable of picking up fine-grained details of different types of chess in the synthesized image and textures.", + "bbox": [ + 212, + 566, + 787, + 626 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Comparison with DiffuMask [31]. In Table. 5, we compare AlignDiff with DiffuMask on the 5 classes of the Pascal- $5^{3}$ dataset on the GFSS setting with GAPS [20] + AlignDiff. We empirically measure the GPU hours for synthesis and use the final novel IoU on the GFSS task setting as a quantitative measurement of the mask quality. We observe that the mask quality of AlignDiff and DiffuMask is on-par with similar accuracy, whereas AlignDiff is much more efficient.", + "bbox": [ + 212, + 627, + 787, + 717 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Dissection of Mask-level Alignment. Our mask-level alignment is based on a key observation: both cross-attention maps from Diffusion and masks predicted by FSS models (conditioned on a few real images) are not perfect, but they have different failure patterns. Cross-attention maps have strong generalizability but with unrefined boundary. Conversely, recent FSS models have refined boundary, but lack generalizability due to the limited real samples. Our scoring stage captures masks where both models agree on with good boundary and intra-class variance.", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation", + "bbox": [ + 246, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/6506f295b5073b2cd05a16418ee9c00314f6a7ff4478b44f1c6bbbebb145e3d9.jpg", + "table_caption": [ + "Table 4: Comparisons of different mask generation methods using Pascal-5 $^2$ categories. An off-the-shelf model trained on abundant data [4] provides reference labels." + ], + "table_footnote": [], + "table_body": "
MethodImagesIoU
Coarse Attention [8,31]All78.6
FSS-only [5]All88.9
AlignDiffAll92.9
Coarse Attention [8,31]Dgood91.4
FSS-only [5]Dgood93.7
AlignDiffDgood94.2
", + "bbox": [ + 235, + 212, + 486, + 321 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/e61aef89109f7115449b62800468135a9403e895eca064f200cdf533efccfa29.jpg", + "table_caption": [ + "Table 5: Comparison of AlignDiff to DiffuMask [31] on mask generation on Pascal $^{5^3}$ GFSS. GPU hours are reported for the generation of masks for a total of 5 classes with 2,000 images per class on a single RTX3090. AlignDiff is much more efficient with on-par efficiency." + ], + "table_footnote": [], + "table_body": "
MethodGPU hrs↓Novel IoU↑
AlignDiff1541.5
DiffuMask [31]13040.7
", + "bbox": [ + 516, + 258, + 772, + 316 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "To validate the above claim, we perform additional experiments to evaluate the quality of masks throughout the mask alignment process. Specifically, we use a 2D segmentation model trained on abundant data as an oracle to provide reference masks for data synthesized for Pascal-5 $^2$ . The results are presented in Tab. 4: coarse attention maps and FSS-only are unsatisfactory due to failure modes mentioned above, but AlignDiff yields significantly improved masks. Notably, both models generate near-perfect initial estimation for images in the post-scoring $\\mathcal{D}_{\\mathrm{good}}$ set ( $\\mathcal{D}_{\\mathrm{good}}$ here is discussed in Algo. 1).", + "bbox": [ + 212, + 349, + 787, + 469 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Timing. We compare the timing of AlignDiff and DiffuMask [31] in Tab. 5. For both methods, generating 10,000 images require $\\approx 14$ GPU hours using Stable Diffusion [23]. For mask generation, AlignDiff's semi-supervised pipeline only requires single-step feedforward conditioning and inference with less than 0.3 seconds per image. DiffuMask [31] requires training of segmentation models per category with amortized cost of $\\approx 40$ seconds per image.", + "bbox": [ + 212, + 469, + 787, + 559 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Supplementary Material For more results, such as more images of generated samples and masks generated by coarse attention/AlignDiff to show mask improvement, please refer to the supplementary material.", + "bbox": [ + 212, + 560, + 787, + 606 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 627, + 359, + 643 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we present AlignDiff, which aligns standard Diffusion models for out-of-distribution generation and accurate pixel-level annotations. AlignDiff can be combined with copy-paste [7, 20] and recent conditioning methods [13] to improve general segmentations, which we leave for future research.", + "bbox": [ + 212, + 657, + 787, + 718 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitation. Though AlignDiff can adapt to synthesize instances of rare categories that plain text conditioning fails with as few as a single image, AlignDiff may fail on tasks with drastic domain gaps, such as medical image segmentation.", + "bbox": [ + 212, + 719, + 787, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Societal Impact. AlignDiff was developed using Stable Diffusion [23], which is trained on datasets known to contain societal biases such as gender bias [26].", + "bbox": [ + 212, + 763, + 785, + 795 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement. This work was supported in part by NIFA Award 2020-67021-32799 and NSF Grant 2106825. This work used NVIDIA GPU at NCSA Delta via allocations CIS220014 and CIS230012 from the ACCESS program.", + "bbox": [ + 212, + 795, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Cermelli, F., Mancini, M., Xian, Y., Akata, Z., Caputo, B.: Prototype-based incremental few-shot semantic segmentation. In: BMVC (2021) 4, 9, 12", + "2. Chen, L.C., Papandreou, G., Schroff, F., Adam, H.: Rethinking atrous convolution for semantic image segmentation. arXiv preprint arXiv:1706.05587 (2017) 3", + "3. 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In: ICCV (2021) 3" + ], + "bbox": [ + 215, + 147, + 784, + 645 + ], + "page_idx": 15 + }, + { + "type": "page_number", + "text": "16", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 15 + }, + { + "type": "header", + "text": "Qiu et al.", + "bbox": [ + 271, + 114, + 336, + 128 + ], + "page_idx": 15 + } +] \ No newline at end of file diff --git a/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_model.json b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_model.json new file mode 100644 index 0000000000000000000000000000000000000000..00e968efe46a0ceae3f44503dc30a48364317a35 --- /dev/null +++ b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_model.json @@ -0,0 +1,2157 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.225, + 0.141, + 0.78, + 0.187 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.307, + 0.213, + 0.696, + 0.23 + ], + "angle": 0, + "content": "Ri-Zhao Qiu\\(^{1,2}\\), Yu-Xiong Wang\\(^{1\\dagger}\\), and Kris Hauser\\(^{1\\dagger}\\)" + }, + { + "type": "text", + "bbox": [ + 0.356, + 0.24, + 0.644, + 0.255 + ], + "angle": 0, + "content": "1 University of Illinois Urbana-Champaign" + }, + { + "type": "text", + "bbox": [ + 0.379, + 0.255, + 0.623, + 0.269 + ], + "angle": 0, + "content": "2 University of California San Diego" + }, + { + "type": "list", + "bbox": [ + 0.356, + 0.24, + 0.644, + 0.269 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.356, + 0.27, + 0.649, + 0.282 + ], + "angle": 0, + "content": "{rizhaoq2, yxw, kkhauser}@illinois.edu" + }, + { + "type": "text", + "bbox": [ + 0.451, + 0.283, + 0.553, + 0.297 + ], + "angle": 0, + "content": "\\(\\dagger\\) equal advising" + }, + { + "type": "text", + "bbox": [ + 0.365, + 0.298, + 0.636, + 0.31 + ], + "angle": 0, + "content": "http://github.com/RogerQi/AlignDiff" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.352, + 0.744, + 0.617 + ], + "angle": 0, + "content": "Abstract. Text-to-image diffusion models have shown remarkable success in synthesizing photo-realistic images. Apart from creative applications, can we use such models to synthesize samples that aid the few-shot training of discriminative models? In this work, we propose AlignDiff, a general framework for synthesizing training images and masks for few-shot segmentation. We identify two crucial misalignments that arise when utilizing pre-trained diffusion models in segmentation tasks, which need to be addressed to create realistic training samples and align the synthetic data distribution with the real training distribution: 1) instance-level misalignment, where generated samples of rare categories are often misaligned with target tasks) and 2) annotation-level misalignment, where diffusion models are limited to generating images without pixel-level annotations. AlignDiff overcomes both challenges by leveraging a few real samples to guide the generation, thus improving novel IoU over baseline methods in few-shot segmentation and generalized few-shot segmentation on Pascal-5\\(^i\\) and COCO-20\\(^i\\) by up to \\(80\\%\\). Notably, AlignDiff is capable of augmenting the learning of out-of-distribution uncommon categories on FSS-1000, while naive diffusion model generates samples that diminish segmentation performance." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.629, + 0.744, + 0.657 + ], + "angle": 0, + "content": "Keywords: Semantic Segmentation \\(\\cdot\\) Text-to-Image Diffusion \\(\\cdot\\) Data Synthesis" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.685, + 0.377, + 0.701 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Few-shot semantic segmentation has recently attracted increasing attention [17, 20, 28], given that it copes with the scarcity of (pixel-level) densely annotated data in practical scenarios. Existing efforts have primarily focused on either designing specialized architectures in low-data regimes [5, 29] or employing data augmentation to produce variations of the provided data [20]. However, these methods struggle to improve performance, as they ultimately rely on the small number of support samples that often do not faithfully represent the real data distribution. A promising approach is to leverage general-purpose text-to-image" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.48, + 0.402 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.484, + 0.145, + 0.683, + 0.402 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.684, + 0.145, + 0.787, + 0.401 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.417, + 0.788, + 0.528 + ], + "angle": 0, + "content": "Fig. 1: While it is tempting to use images synthesized from text-to-image diffusion models such as Stable Diffusion [23] to train segmentation models, text-conditioned generated images often fail to represent the desired distributions of uncommon classes. Naively using these samples leads to training distributions that are misaligned to the target data distribution, where samples are often degenerate for rare categories and there is no pixel-level annotation. AlignDiff gracefully addresses both issues by conditioning the generative process using a few real training samples, leading to an aligned synthetic distribution for training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.563, + 0.788, + 0.594 + ], + "angle": 0, + "content": "diffusion models to synthesize additional examples that are not biased to the support sample distribution, thereby improving few-shot segmentation models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.778 + ], + "angle": 0, + "content": "Trained on a large corpus of image-text pairs, large-scale text-to-image diffusion image generation models [23, 25] have shown remarkable success in creative applications. However, the naive use of diffusion models to generate examples for training segmentation models leads to misalignments between the generated sample distribution and the target data distribution. There are two dimensions of misalignment. 1) Instance-level. Simple text conditioning may fail to synthesize images of rare categories (illustrated in Fig. 1). We define this issue as Out-Of-Distribution (OOD) generation, which means generated samples are misaligned with real data. We will define OOD generation quantitatively in the experiment section. 2) Annotation-level. Segmentation models need accurate pixel-level mask annotation, whereas existing diffusion models [23] are limited to only generating images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "To address these challenges, we introduce the Alignment Diffusion (Align-Diff) framework which is based on the key insight that the few-shot support data can be leveraged to align the generation process with the real distribution. Specifically, to address the instance-level misalignment, we propose normalized" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.298 + ], + "angle": 0, + "content": "masked textual inversion. Our method learns an instance-specific word embedding from as few as a single image-mask pair, which ensures consistency with the given real examples. Empirically, our method works on OOD generation scenarios in which existing methods [6,23] fail. To generate accurate pixel-level annotations, we design an efficient mask generation approach by taking inspiration from semi-supervised learning, where we perform few-shot conditioning of the mask generation process on few novel samples. We formulate the mask generation process as a process to refine noisy masks from a few examples of high-quality masks. Empirically, our approach is much more efficient than previous methods to extract masks from diffusion models [31] with on-par accuracy." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.3, + 0.788, + 0.526 + ], + "angle": 0, + "content": "In sum, our contributions are as follows. 1) To improve instance-level alignment and handle OOD generation, we propose normalized masked textual inversion that conditions the generation process using as few as one novel sample. To the best of our knowledge, we are the first method that uses Stable Diffusion to improve few-shot segmentation on the challenging FSS-1000 dataset [12]; while samples synthesized with plain text conditioning diminish segmentation performance by over \\(10\\%\\). 2) To improve annotation-level alignment, we propose a novel mask-generation pipeline to guide mask generation conditioning on a few real samples. Compared to previous methods [31], our proposed method reduces the mask generation time from an average of 40 seconds per image [31] to 0.5 seconds with similar mask quality. 3) We carry out extensive experiments and show that our method can be easily combined with existing few-shot segmentation methods as an augmented data source to achieve state-of-the-art performance on both few-shot segmentation and the more challenging generalized few-shot segmentation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.558, + 0.388, + 0.573 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.788, + 0.763 + ], + "angle": 0, + "content": "Semantic Segmentation. Semantic segmentation is a dense vision task assigning a semantic label to each pixel in an image. Learning-based semantic segmentation methods can roughly be categorized into two paradigms: per-pixel classification and mask classification. Long et al. [16] proposed the diagram for treating semantic segmentation as a per-pixel classification problem for Convolutional Neural Networks (CNNs). Later works then investigated different architectural improvements [2,3,34] and applications in 3D [21,35]. More recently, an alternative paradigm, mask classification, was proposed by [4]. This line of methods uses a detect-first-recognize-later paradigm. Since AlignDiff is a model-agnostic data synthesis method, works in designing network architectures for semantic segmentation are orthogonal to our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Few-Shot Semantic Segmentation. To allow segmentation models to operate in the low-data regime, Few-shot Semantic Segmentation (FSS) methods study how to predict segmentation masks of novel classes using only a few training examples of the novel class. Many methods [5, 17, 29, 30, 32] and even specialized datasets such as FSS-1000 [12] have been proposed to investigate this" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "problem. Besides metric learning [5, 29, 30], recent works also exploit test-time optimization [5, 17] for few-shot segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.784, + 0.207 + ], + "angle": 0, + "content": "Similar to conventional semantic segmentation, AlignDiff is orthogonal to work in FSS as it can be used to augment any proposed architecture in FSS." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.209, + 0.789, + 0.435 + ], + "angle": 0, + "content": "Generalized Few-Shot Semantic Segmentation. Recently, generalized few-shot semantic segmentation (GFSS) had been proposed [28] as a more challenging task setting than vanilla few-shot segmentation methods. Compared to few-shot segmentation which produces novel-class-only binary masks, generalized few-shot segmentation tasks models to segment both base and novel classes within query images. Among recent works [1, 18, 20, 22, 28], Tian et al. [28] proposed to approach this problem using the test-time optimization scheme from few-shot segmentation, while later works [1, 18, 20] found that fine-tuning the models with few-shot continual learning techniques attain promising performance. We apply AlignDiff to this challenging task setting by combining it with GAPS [20], a recent work on GFSS. Closely related to our work, AnomalyDiffusion [11] learns embedding of defects to generate defective samples with masks of defects, but it requires abundant normal samples, does not consider background context, and generate defects only at certain locations, which is not applicable for general segmentation settings." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.436, + 0.789, + 0.707 + ], + "angle": 0, + "content": "Text-to-Image-Mask Generation. Some recent works [14, 19, 31] attempt to modify text-to-image synthesis models into text-to-image-mask synthesis models for training segmentation models. Li et al. [14] was first in the line and proposed grounded diffusion (GD), a zero-shot segmenter for stable diffusion model [23]. However, the mask quality from GD [14] is not ideal, as we quantitatively verified in experiments. Wu et al. [31] proposed to use the intermediate attention maps in the diffusion models to generate coarse masks, which are then refined with a noise learning process. Though DiffuMask [31] generates masks of good quality, it requires heavy manual prompt engineering and its noise learning process is very time-consuming. Specifically, since DiffuMask requires full training of a segmentation model for cross-validation on every category, which results in amortized cost of 40 seconds per generation of an image-mask pair. In stark contrast, AlignDiff generates high-quality masks with on-par accuracy as DiffuMask and much better efficiency - averaging 0.5 seconds per image. Finally, Nguyen et al. [19] proposed to use diffusion to distill datasets, but requires significant amount of data for training. In addition, these works [14, 19, 31] are vulnerable to the drawback in Fig. 1 and may generate unfaithful samples for out-of-distribution rare categories." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.733, + 0.331, + 0.749 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.767, + 0.634, + 0.783 + ], + "angle": 0, + "content": "3.1 Preliminary: Text-to-Image Diffusion Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.843 + ], + "angle": 0, + "content": "Our method is based on Stable Diffusion [23], which is an instance of the latent diffusion models that performs diffusion in the latent space with text conditioning. Given a text description \\(\\mathbf{v} = (v_{1}, v_{2}, \\ldots, v_{n})\\), where \\(v_{i}\\) are token embedding" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.784, + 0.393 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.405, + 0.788, + 0.476 + ], + "angle": 0, + "content": "Fig. 2: System overview of AlignDiff. We propose a Normalized Masked Textual Inversion method (Sec. 3.4) to condition the generative process based on as few as a single image, which inverses an image-mask pair to an instance-specific textual embedding. For pixel-level annotation generation, we propose a semi-supervised process that uses both synthetic samples and real samples to generate high-quality masks (Sec. 3.5)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.785, + 0.534 + ], + "angle": 0, + "content": "encoded by a text encoding network from texts, starting from \\(X_{T}\\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})\\) the diffusion sampling process at each step is given by," + }, + { + "type": "equation", + "bbox": [ + 0.329, + 0.542, + 0.785, + 0.575 + ], + "angle": 0, + "content": "\\[\n\\mathbf {x} _ {t - 1} = \\frac {1}{\\sqrt {\\alpha_ {t}}} \\left(\\mathbf {x} _ {t} - \\frac {1 - \\alpha_ {t}}{\\sqrt {1 - \\bar {\\alpha} _ {t}}} \\epsilon_ {\\theta} (\\mathbf {x} _ {t}, t, \\mathbf {v})\\right) + \\sigma_ {t} \\mathbf {z}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.788, + 0.627 + ], + "angle": 0, + "content": "where \\(\\alpha_{t}\\) and \\(\\bar{\\alpha}_{t}\\) are constants regulating the denoising schedule, \\(\\epsilon_{\\theta}\\) is a denoising U-Net [9] parameterized by \\(\\theta\\), \\(\\sigma_{t}\\) is a constant standard deviation, and \\(\\mathbf{z} \\sim \\mathcal{N}(\\mathbf{0}, \\mathbf{I})\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.787, + 0.659 + ], + "angle": 0, + "content": "Let \\(\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})\\) and \\(x_{t} = \\sqrt{\\bar{\\alpha}_{t}} x_{0} + \\sqrt{1 - \\bar{\\alpha}_{t}}\\epsilon\\) be a noisy version of original image \\(x_0\\). The training process is then given by," + }, + { + "type": "equation", + "bbox": [ + 0.369, + 0.667, + 0.785, + 0.693 + ], + "angle": 0, + "content": "\\[\n\\mathbb {E} _ {x _ {0}, \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I}), t, \\mathbf {v}} \\left[ \\left\\| \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t, \\mathbf {v}) \\right\\| _ {2} ^ {2} \\right]. \\tag {2}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.711, + 0.438, + 0.725 + ], + "angle": 0, + "content": "3.2 Problem Formulation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Let \\(\\mathcal{X} \\subset \\mathbb{R}^{H \\times W \\times 3}\\) be the set of RGB images, \\(\\mathcal{C} \\subset \\mathbb{N}\\) be a set of indexed categories, \\(\\mathcal{M}_y\\) be the name of the category, and \\(\\mathcal{Y}^{\\mathcal{C}} \\subset \\mathbb{R}^{H \\times W \\times |\\mathcal{C}|}\\) be a set of label masks. Following existing work on general few-shot semantic segmentation [17,20,28], we split the set of possible categories into \\(\\mathcal{C}^B\\), a set of base categories, and \\(\\mathcal{C}^N\\), a set of novel categories. We further assume that the base image-mask dataset \\(\\mathcal{D}^B\\) has abundant examples and the novel image-mask dataset \\(\\mathcal{D}^N\\) has only a few examples per category (i.e., \\(|\\mathcal{D}^B| \\gg |\\mathcal{D}^N|\\))." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "The goal of this paper is to synthesize training examples of novel categories to augment few-shot learning. More formally, we want to design a synthesis function \\(\\varPhi(\\mathcal{M}_y,\\mathcal{D}^N)\\to \\mathcal{X}\\times \\mathcal{Y}^{\\mathcal{C}}\\) that generates synthetic samples to augment \\(\\mathcal{D}^N\\) using both texts \\(\\mathcal{M}_y\\) and real samples \\(\\mathcal{D}^N\\). Note that this is different from previous text-to-image-mask works [14, 31], which focuses on using texts \\((\\mathcal{M}_y)\\) only. In summary, AlignDiff focuses on conditioning the generative process using \\(\\mathcal{D}^N\\) to align the synthetic data distribution to the real data distribution." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.274, + 0.411, + 0.287 + ], + "angle": 0, + "content": "3.3 Method Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.297, + 0.789, + 0.449 + ], + "angle": 0, + "content": "The insights and contributions of AlignDiff are centered at how to condition the generative process using available real samples to align generated data distribution with real distribution, where we make full utilization of both images and masks of novel samples. Fig. 2 provides a high-level overview of AlignDiff. In Sec. 3.4, we discuss how to handle out-of-distribution generation for rare categories using a few novel samples via normalized masked textual inversion. In Sec. 3.5, we describe how we relate mask generation to semi-supervised learning and describe a novel technique to use \\(\\mathcal{D}^N\\) to bootstrap such a process, which is shown to be much more efficient than existing method [31] with on-par accuracy." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.469, + 0.753, + 0.498 + ], + "angle": 0, + "content": "3.4 Aligned Image Generation via Normalized Masked Textual Inversion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.788, + 0.629 + ], + "angle": 0, + "content": "Vanilla large-scale text-to-image diffusion models are not appropriate to be directly used to generate training samples. The reasons are two-fold: 1) text-to-image synthesis models may completely fail for OOD generation of uncommon categories (e.g., samples in Fig. 1), and 2) text-conditioned synthetic samples may not be diverse. For instance, images generated with text prompts 'a photo of a sofa' share a similar pattern of straight upfront views of sofas (upper right corner of Fig. 2), which fails to capture the viewpoint variations and occlusion like the real-world samples (upper left corner of Fig. 2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.788, + 0.81 + ], + "angle": 0, + "content": "Existing methods [31] approach these two issues via prompt engineering, where hundreds of intra-class vocabularies are manually added to increase data diversity. However, such a method does not scale and it may not handle OOD generation. To address these challenges without handcrafted engineering, we propose normalized masked textual inversion. Given an image-mask pair \\((x,y)\\) and its class name \\(\\mathcal{M}_y\\), AlignDiff optimizes for instance-specific textual embeddings for provided instances, which serve as an implicit language description of properties of the novel object in \\(x\\) (e.g., color, the environment it is placed in, orientation, occlusion, etc.). Compared to existing methods for personalizing diffusion models [6,24], which requires at least 5 close-up images of objects, our normalized masked inversion takes advantage of masks and works with as few as a single image where the object may occupy a small region." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "More concretely, we denote the instance-specific embedding as \\( v_* \\) to describe the instance in \\( x \\) and use it as an adjective (e.g., text prompt 'A photo of a \\( v_* \\)" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.146, + 0.501, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.147, + 0.787, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.305, + 0.785, + 0.402 + ], + "angle": 0, + "content": "Fig. 3: Comparison between our proposed Normalized Masked Textual Inversion in AlignDiff, Naïve Textual Inversion, and plain text conditioning. Text-conditioned samples exhibit variance in texture and lighting conditioning, but may lack geometric variations and realistic scene layout. Naïve textual inversion captures the realistic scene layout, but often leads to undesired attention of unrelated background when the novel object occupies only a small portion of the image. Note how our proposed Normalized Masked Textual Inversion can successfully generate synthetic samples in such scenario." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.432, + 0.785, + 0.583 + ], + "angle": 0, + "content": "sofa' would generate a specific variant of sofa of \\( v_{*} \\)). To learn the instance-specific embedding \\( v_{*} \\), we first use the pre-trained text encoder to map prompt 'A photo of a \\( \\mathcal{M}_y \\)' to get the language embedding \\( \\mathbf{V} = (v_1, \\ldots, v_{j-1}, v_j, v_{j+1}, \\ldots, v_n) \\). Here, \\( v_j \\) denotes the embedding vector that the determiner 'a' maps to. We then modify this vector to insert the instance embedding to create a new vector, \\( \\mathbf{V}_{*} = (v_1, \\ldots, v_{j-1}, v_j, v_{*}, v_{j+1}, \\ldots, v_n) \\), where \\( v_{*} \\) serves as the adjective description. This is similar to adjective token learning in DreamBooth [24] and is different from textual inversion [6] where the trainable embedding is the noun. We empirically found that treating the learnable embedding as an adjective leads to a faster and more stable training convergence (illustrated in Fig. 3)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.785, + 0.704 + ], + "angle": 0, + "content": "The optimization goal of the vanilla textual inversion is given by a modification of Eq. 2, where the only trainable parameter is the embedding \\( v_{*} \\). However, this is inappropriate for few-shot segmentation because the loss is distributed evenly across the entire image. For training samples where the objects of interest occupy only a small portion of the image, using simple textual inversion results in the generation of images with an unwanted focus on background. To amend this issue, we propose to mask and balance the loss of foreground and background using the provided mask," + }, + { + "type": "equation", + "bbox": [ + 0.292, + 0.714, + 0.786, + 0.801 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} v _ {*} = \\underset {v _ {*}} {\\operatorname {a r g m i n}} \\mathbb {E} _ {(x, y), \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I}), t, \\mathbf {v}} \\left[ \\frac {\\sum_ {y _ {i} = 1} \\left\\| \\epsilon_ {i} - \\epsilon_ {\\theta} \\left(x _ {t} , t , \\mathbf {v}\\right) _ {i} \\right\\| _ {2} ^ {2}}{\\sum_ {y _ {i} = 1} 1} \\right. \\tag {3} \\\\ \\left. + \\lambda \\cdot \\frac {\\sum_ {y _ {i} = 0} \\left\\| \\epsilon_ {i} - \\epsilon_ {\\theta} \\left(x _ {t} , t , \\mathbf {v}\\right) _ {i} \\right\\| _ {2} ^ {2}}{\\sum_ {y _ {i} = 0} 1} \\right], \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "where \\( i \\) is the index of pixels in the image, \\( y_{i} = 1 \\) denotes foreground pixels, \\( y_{i} = 0 \\) denotes background pixels, and \\( \\lambda \\) is a hyperparameter used to balance the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "foreground and background loss. Compared to naively masking the loss with foreground masks, Eq. 3 also captures background context such as the surrounding environment and occlusion (an illustration is given in Fig. 2, where the image-conditioned sample shows similar structure to the provided sample). After \\( v_{*} \\) is optimized, we store \\( v_{*} \\) to a bank of embedding and sample it along with plain text encodings to generate samples, as illustrated in Fig. 2." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.259, + 0.704, + 0.275 + ], + "angle": 0, + "content": "3.5 Aligning Mask Generation via Few-shot Conditioning" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.282, + 0.788, + 0.433 + ], + "angle": 0, + "content": "A critical component of adapting diffusion models for segmentation training sample synthesis is to generate accurate masks. To exploit the internal representations of Diffusion models for such a purpose, Hertz et al. [8] proposed to extract image-text cross-attentions and use the response to category names as masks. However, such attention maps are often imprecise (illustrated in the supplementary material), necessitating mask refinement and filtering techniques. Recently, Wu et al. [31] attempted to address this issue by introducing a noise learning process. Though this approach generates masks of good quality, it requires full training of segmentation models for every category, which is prohibitively expensive and empirically takes 1 GPU day for a few thousand synthetic samples." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.788, + 0.524 + ], + "angle": 0, + "content": "AlignDiff builds upon the work of Hertz et al. [8] and proposes a novel technique for refining coarse masks from diffusion models. We investigate the problem from a novel perspective, where we relate the task setting to semi-supervised learning. The key insight of AlignDiff is that the expensive noise learning process can be largely avoided if we bootstrap the process with few-shot conditioning with a few accurate image-mask pairs." + }, + { + "type": "code_caption", + "bbox": [ + 0.443, + 0.527, + 0.746, + 0.543 + ], + "angle": 0, + "content": "Algorithm 1 AlignDiff Mask Generation" + }, + { + "type": "algorithm", + "bbox": [ + 0.214, + 0.545, + 0.788, + 0.844 + ], + "angle": 0, + "content": "two sets initially: \\(D_{good}\\), a set of a few reference image-mask pairs, and \\(D_{bad}\\), a set of many synthetic images with coarse masks. The goal is to refine masks in \\(D_{bad}\\) using the high-quality masks from \\(D_{good}\\). This is very similar to the task setting in semi-supervised learning, in which a widely adopted paradigm is to use knowledge from a small set of good labeled data (comparable to \\(D_{good}\\)) to augment the learning on a larger set of data with no label or noisy labels (comparable to \\(D_{bad}\\)). We design a mask generation process that iteratively migrates samples from \\(D_{bad}\\) to \\(D_{good}\\). The detailed algorithm is given in Algo. 1." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.345 + ], + "angle": 0, + "content": "More specifically, the algorithm is split into two stages: a scoring stage and a re-estimation stage. We train a few-shot segmentation (FSS) model on the base dataset \\( \\mathcal{D}^B \\). During the scoring stage, we condition the FSS model using the initial \\( D_{good} \\), consisting of a few provided real samples. The conditioned FSS model is then used to predict masks for all samples in \\( D_{bad} \\). If the IoU between the coarse masks and the pseudo annotation predicted by the FSS model exceeds a certain threshold \\( \\alpha \\), then AlignDiff deems the coarse masks as high-quality and moves it to \\( D_{good} \\). In the re-estimation stage, AlignDiff reconditions the FSS model using the expanded \\( D_{good} \\) for a more faithful representation. The updated FSS model is then used to generate pseudo labels for all remaining samples in \\( D_{bad} \\). Our semi-supervised mask generation process is much more efficient than the previous noise learning paradigm [31], as both the FSS conditioning and inference require no optimization." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.367, + 0.377, + 0.385 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.399, + 0.788, + 0.475 + ], + "angle": 0, + "content": "To demonstrate the efficacy of our method, we apply AlignDiff to generate data for three commonly used few-shot segmentation datasets to augment state-of-the-art models' segmentation in a plug-and-play manner. We mainly use the FSS-1000 [12] dataset, for its rich class diversity that allows us to evaluate AlignDiff on uncommon categories." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.498, + 0.403, + 0.515 + ], + "angle": 0, + "content": "4.1 Evaluation setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.788, + 0.599 + ], + "angle": 0, + "content": "Datasets. We follow previous literature in few-shot segmentation [29, 30, 32] and generalized few-shot segmentation [1, 20, 28] to use the Pascal-5\\(^{\\text{I}}\\) and the COCO-20\\(^{\\text{I}}\\) dataset in both settings. Since the FSS-1000 [12] dataset focuses on class diversity and contains only individual class per image, it is appropriate only for the FSS setting, following existing works [17, 28, 29]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Synthesizer Baselines. We use Grounded Diffusion (GD) [14] as the main synthesis baseline. Another recent work, DiffuMask [31], (1) performs heavy prompt engineering on the Pascal and the COCO dataset, which violates the few-shot setting that the class information is not known beforehand; (2) requires an expensive noise-learning process for every category, which makes comparisons on COCO prohibitively expensive (we approximate \\(>80\\) GPU days). Given this practical limitation, we compare the efficiency and the mask accuracy of AlignDiff with DiffuMask only on a subset of the Pascal dataset in Table. 5." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Evaluation Protocol. The experiment on FSS follows the standard episode-based protocol [17,30]. In both the base training and the few-shot testing stage, the model is presented with episodes that contain a few supporting examples and a query example. The model is tasked to perform binary segmentation of the query sample. In our experiments, we do not modify the base training stage, but we augment the support set \\(\\mathcal{D}^N\\) during few-shot testing by supplying extra synthetic samples from AlignDiff, which is conditioned on \\(\\mathcal{D}^N\\). Results are average across 1,000 runs. For GFSS, we follow existing work [1,20] and first" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.256 + ], + "angle": 0, + "content": "Table 1: Results on FSS-1000 [12] over all 240 testing categories under the 1-shot setting. The OOD (out-of-distribution) classes are determined as classes where samples synthesized by GD [14] diminish the performance (detailed in supplementary). Support set source indicates how the support sets are augmented (e.g., \\(1\\mathrm{R} + 20\\mathrm{S}\\) means 1 real sample with 20 synthetic samples). Using simple samples from GD [14] diminishes the final performance due to OD generation. In contrast, our proposed normalized masked textual inversion (T.Inv.) and semi-supervised masking (S-mask.) in AlignDiff consistently improve novel IoU, indicating the OOD generation capability of AlignDiff." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.268, + 0.784, + 0.419 + ], + "angle": 0, + "content": "
MethodSupport Set SourceSynthesis SetupOverall IoUOOD IoU
ConditioningMask
HSNet [17]1RN/AN/A86.587.5
1R+20STextGD [14]81.480.2
1R+20STextS.Mask. (Ours)87.286.9
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)88.388.2
VAT [10]1RN/AN/A90.090.5
1R+20STextGD [14]84.783.5
1R+20STextS.Mask. (Ours)89.888.6
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)90.890.6
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.446, + 0.788, + 0.568 + ], + "angle": 0, + "content": "train the models on \\(\\mathcal{D}^B\\) excluding any novel samples. During few-shot learning, \\(\\mathcal{D}^N\\) is presented to the model for adaptation. We apply AlignDiff to synthesize 1,000 training samples per novel class to augment \\(\\mathcal{D}^N\\) and report metrics on both the base and the novel classes. Note that the evaluation of the validation set is done in a single pass, which is different from the usual episode-based FSS evaluation scheme [5,17]. The reported results are averaged across multiple folds in a cross-validating fashion. For each fold, we average results from 5 random runs." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.589, + 0.782, + 0.621 + ], + "angle": 0, + "content": "4.2 Main Result - Out-of-Distribution (OOD) Generation for Rare Categories on FSS-1000" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Besides introducing more diverse samples to few-shot learning of common categories, AlignDiff is most notable for helping with Out-Of-Distribution (OOD) generation of rare categories that plain text conditioning fails. In Tab. 1, we investigate the efficacy of AlignDiff to handle out-of-distribution generation on the FSS-1000 dataset [12] under the 1-shot setting. We use the HSNet [17] and VAT [10] as the FSS baseline and apply AlignDiff to provide additional samples for the support set during the few-shot testing. Note that DiffuMask is prohibitively expensive for this scenario since it requires training segmentation models for every category. Thus, we compare only with GD [14]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We perform step-by-step ablations from text-conditioned diffusion [14] to AlignDiff, which demonstrates the efficacy of our method. GD [14], which synthesizes samples using text conditioning, fails drastically on FSS-1000. The samples it synthesizes negatively impact the final performance. This is due to both inaccurate instances in the images caused by plain text conditioning and" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.786, + 0.173 + ], + "angle": 0, + "content": "Table 2: Comparison with state-of-the-arts on PASCAL-5i and COCO-20i in FSS settings. Bold and underlined indicate best and the second best methods." + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.198, + 0.756, + 0.41 + ], + "angle": 0, + "content": "
MethodPASCAL-5i1-SHOTPASCAL-5i5-SHOT
50515253Mean50515253Mean
PFENet (TPAMI'20) [29]60.569.454.455.960.162.870.454.957.661.4
MLC (ICCV'21) [33]60.871.361.556.962.665.874.971.463.168.8
HSNet (ICCV'21) [17]65.770.363.261.965.372.073.668.768.470.7
NTRENet (CVPR'22) [15]65.571.859.158.363.767.973.260.166.867.0
DCAMA (ECCV'22) [27]62.570.864.556.463.570.073.866.865.068.9
VAT (ECCV'22) [10]68.171.764.863.367.072.674.169.569.571.4
SCCAN (ICCV'23) [32]69.174.066.361.667.771.675.269.566.570.7
SCCAN (ICCV'23) [32]+AlignDiff'71.074.866.563.669.072.675.570.368.171.6
COCO-20i1-SHOTCOCO-20i5-SHOT
PFENet (TPAMI'20) [29]34.333.032.330.132.438.538.638.234.337.4
MLC (ICCV'21) [33]50.237.827.130.436.457.046.237.337.244.4
HSNet (ICCV'21) [17]37.644.544.440.741.845.152.348.547.948.5
NTRENet (CVPR'22) [15]38.340.439.538.139.142.344.444.241.743.2
DCAMA (ECCV'22) [27]41.546.245.241.343.548.058.054.347.151.9
SCCAN (ICCV'23) [32]41.751.348.446.747.049.059.359.452.755.1
SCCAN (ICCV'23) [32]+AlignDiff'42.152.549.047.847.949.359.959.553.055.4
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.448, + 0.788, + 0.569 + ], + "angle": 0, + "content": "inaccurate mask generation. When we use our proposed semi-supervised mask generator, the overall IoU is improved since the masks provided are more accurate. However, the IoU of OOD categories is still worse than conditioning using a single real example even with accurate masks. Finally, we use full AlignDiff and apply the normalized masked textual inversion technique. In this case, both the overall IoU and the IoU of OOD categories surpass the original performance, highlighting the capability of AlignDiff to generate synthetic samples for rare out-of-distribution categories." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.59, + 0.51, + 0.606 + ], + "angle": 0, + "content": "4.3 Few-Shot Segmentation (FSS)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.788, + 0.72 + ], + "angle": 0, + "content": "In Tab. 2, we present results of combining AlignDiff with a recent method, SCCAN [32], to tackle the few-shot segmentation tasks on the Pascal-5\\(^{\\text{i}}\\) and the COCO-20\\(^{\\text{i}}\\) datasets. As expected, since Pascal and COCO contain only common classes, AlignDiff successfully augments the performance on both datasets. This marks that AlignDiff can augment state-of-the-art networks in all commonly used datasets including Pascal-5\\(^{\\text{i}}\\), COCO-20\\(^{\\text{i}}\\), as well as the FSS-1000 [12] that is challenging to simple diffusion models." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.741, + 0.628, + 0.756 + ], + "angle": 0, + "content": "4.4 Generalized Few-Shot Segmentation (GFSS)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In Tab. 3, we report results on the challenging GFSS setting on the Pascal-5i\\(^{\\mathrm{i}}\\) dataset and the COCO-20\\(^{\\mathrm{i}}\\) datasets, where the model is required to segment both the base and novel categories. We augment several baselines with AlignDiff to illustrate how much the AlignDiff can help improve the performance of few-shot segmentation in a model-agnostic manner." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.219 + ], + "angle": 0, + "content": "Table 3: AlignDiff can be applied in a model-agnostic fashion to GFSS, where models are required to segment both base and novel classes. AlignDiff improves underlying models across different few-shot settings on COCO-20\\(^i\\) and PASCAL-5\\(^i\\). The best results are bolded. HM stands for harmonic mean. *: Simple fine-tuning yields bad performance due to catastrophic forgetting [1]." + }, + { + "type": "table", + "bbox": [ + 0.219, + 0.226, + 0.785, + 0.467 + ], + "angle": 0, + "content": "
MethodBaseNovelHMBaseNovelHM
PASCAL-511-SHOTPASCAL-515-SHOT
PIFS [1]64.116.926.764.527.538.6
GFS [28]65.715.124.666.122.433.5
FINETUNE*47.23.97.258.77.713.6
FINETUNE + GD [14]28.120.323.632.022.526.4
FINETUNE+AlignDiff66.2(+19.0)44.9(+41.0)53.5(+46.3)65.9(+7.2)45.1(+37.4)53.6(+40.0)
GAPS [20]66.823.634.968.243.953.4
GAPS + GD†[14]66.841.251.068.544.053.6
GAPS+AlignDiff [20]67.3(+0.5)43.3(+19.7)52.7(+17.8)68.4(+0.2)47.4(+3.5)56.0(+2.6)
COCO-2011-SHOTCOCO-2015-SHOT
PIFS [1]40.410.416.541.118.325.3
GFS [28]44.67.112.245.211.117.8
FINETUNE*38.54.88.539.511.517.8
FINETUNE + GD [14]25.817.220.631.923.627.2
FINETUNE+AlignDiff41.7(+3.2)22.4(+17.6)29.1(+20.6)41.8(+2.3)27.9(+16.4)33.5(+15.7)
GAPS [20]46.812.720.049.125.833.8
GAPS + GD†[14]47.121.829.946.529.035.7
GAPS+AlignDiff [20]46.7(-0.1)23.1(+10.4)30.9(+10.9)47.9(-1.2)30.3(+4.5)37.1(+3.3)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.788, + 0.629 + ], + "angle": 0, + "content": "GFSS Baselines. We use three recent works [1,20,28] from GFSS as baselines. GFS [28] proposed the setting of GFSS, but it focuses only on test-time optimization and does not fine-tune on \\(\\mathcal{D}^N\\). PIFS [1] formulates GFSS as a continual few-shot learning task and proposes to fine-tune the model using a few novel samples. Finally, GAPS [20] views GFSS as continual learning and combines memory-replay with copy-paste to further increase the GFSS performance. In this work, we choose GAPS [20] as the main baseline due to its state-of-the-art performance in GFSS and we treat images from AlignDiff as instances that can be copied and pasted in GAPS." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.788, + 0.768 + ], + "angle": 0, + "content": "AlignDiff consistently improves novel IoU under few-shot settings. Across all task settings, AlignDiff is able to synthesize more diverse samples to aid few-shot learning of novel categories. Most notably, on the impoverished 1-shot setting, GAPS+AlignDiff improves the novel IoU by approximately \\(80\\%\\) on both Pascal-5i and COCO-20. AlignDiff also consistently outperforms GD [14]. Note that the performance gap between AlignDiff and GD is more drastic on simple fine-tuning because GAPS [20] has built-in copy-paste for scene layout, which highlights the potential of AlignDiff for standard segmentation via copy-pasting generated samples." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.786, + 0.403, + 0.801 + ], + "angle": 0, + "content": "4.5 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Qualitative samples. We perform extensive visualization to demonstrate the quality of synthetic samples that AlignDiff generates. We include some qualita" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.144, + 0.306, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.26, + 0.305, + 0.321 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.321, + 0.305, + 0.376 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.376, + 0.305, + 0.434 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.244, + 0.435, + 0.293, + 0.445 + ], + "angle": 0, + "content": "Provided" + }, + { + "type": "image", + "bbox": [ + 0.31, + 0.144, + 0.464, + 0.203 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.311, + 0.203, + 0.464, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.311, + 0.263, + 0.464, + 0.317 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.311, + 0.317, + 0.464, + 0.377 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.311, + 0.377, + 0.464, + 0.435 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.345, + 0.435, + 0.431, + 0.445 + ], + "angle": 0, + "content": "Text-conditioned" + }, + { + "type": "image", + "bbox": [ + 0.467, + 0.144, + 0.695, + 0.203 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.467, + 0.203, + 0.695, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.467, + 0.26, + 0.695, + 0.317 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.467, + 0.317, + 0.695, + 0.435 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.539, + 0.435, + 0.621, + 0.446 + ], + "angle": 0, + "content": "AlignDiff (Ours)" + }, + { + "type": "image", + "bbox": [ + 0.697, + 0.144, + 0.777, + 0.203 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.697, + 0.203, + 0.776, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.697, + 0.26, + 0.776, + 0.317 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.697, + 0.317, + 0.776, + 0.366 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.697, + 0.366, + 0.776, + 0.435 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.698, + 0.435, + 0.773, + 0.445 + ], + "angle": 0, + "content": "Sample Mask" + }, + { + "type": "image_caption", + "bbox": [ + 0.712, + 0.446, + 0.761, + 0.456 + ], + "angle": 0, + "content": "(Last image)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.479, + 0.788, + 0.536 + ], + "angle": 0, + "content": "Fig. 4: Qualitative samples for AlignDiff on FSS-1000 [12]. Note how text-to-image synthesis fails for rare classes. AlignDiff generates instances within class and with varying lighting conditions. (From top to bottom: Samarra Mosque, phonograph, Pidan, American Chameleon, and chess queen)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.567, + 0.788, + 0.627 + ], + "angle": 0, + "content": "tive examples in Fig. 1 and Fig. 4. These qualitative examples demonstrate the capability of AlignDiff on OOD categories from FSS-1000, where plain text conditioning fails. Notice that AlignDiff is capable of picking up fine-grained details of different types of chess in the synthesized image and textures." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.628, + 0.788, + 0.718 + ], + "angle": 0, + "content": "Comparison with DiffuMask [31]. In Table. 5, we compare AlignDiff with DiffuMask on the 5 classes of the Pascal- \\(5^{3}\\) dataset on the GFSS setting with GAPS [20] + AlignDiff. We empirically measure the GPU hours for synthesis and use the final novel IoU on the GFSS task setting as a quantitative measurement of the mask quality. We observe that the mask quality of AlignDiff and DiffuMask is on-par with similar accuracy, whereas AlignDiff is much more efficient." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Dissection of Mask-level Alignment. Our mask-level alignment is based on a key observation: both cross-attention maps from Diffusion and masks predicted by FSS models (conditioned on a few real images) are not perfect, but they have different failure patterns. Cross-attention maps have strong generalizability but with unrefined boundary. Conversely, recent FSS models have refined boundary, but lack generalizability due to the limited real samples. Our scoring stage captures masks where both models agree on with good boundary and intra-class variance." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.338, + 0.129 + ], + "angle": 0, + "content": "Qiu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.501, + 0.201 + ], + "angle": 0, + "content": "Table 4: Comparisons of different mask generation methods using Pascal-5\\(^2\\) categories. An off-the-shelf model trained on abundant data [4] provides reference labels." + }, + { + "type": "table", + "bbox": [ + 0.236, + 0.213, + 0.487, + 0.322 + ], + "angle": 0, + "content": "
MethodImagesIoU
Coarse Attention [8,31]All78.6
FSS-only [5]All88.9
AlignDiffAll92.9
Coarse Attention [8,31]Dgood91.4
FSS-only [5]Dgood93.7
AlignDiffDgood94.2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.503, + 0.149, + 0.788, + 0.248 + ], + "angle": 0, + "content": "Table 5: Comparison of AlignDiff to DiffuMask [31] on mask generation on Pascal\\(^{5^3}\\) GFSS. GPU hours are reported for the generation of masks for a total of 5 classes with 2,000 images per class on a single RTX3090. AlignDiff is much more efficient with on-par efficiency." + }, + { + "type": "table", + "bbox": [ + 0.517, + 0.259, + 0.773, + 0.318 + ], + "angle": 0, + "content": "
MethodGPU hrs↓Novel IoU↑
AlignDiff1541.5
DiffuMask [31]13040.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.35, + 0.788, + 0.47 + ], + "angle": 0, + "content": "To validate the above claim, we perform additional experiments to evaluate the quality of masks throughout the mask alignment process. Specifically, we use a 2D segmentation model trained on abundant data as an oracle to provide reference masks for data synthesized for Pascal-5\\(^2\\). The results are presented in Tab. 4: coarse attention maps and FSS-only are unsatisfactory due to failure modes mentioned above, but AlignDiff yields significantly improved masks. Notably, both models generate near-perfect initial estimation for images in the post-scoring \\(\\mathcal{D}_{\\mathrm{good}}\\) set (\\(\\mathcal{D}_{\\mathrm{good}}\\) here is discussed in Algo. 1)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.47, + 0.788, + 0.56 + ], + "angle": 0, + "content": "Timing. We compare the timing of AlignDiff and DiffuMask [31] in Tab. 5. For both methods, generating 10,000 images require \\(\\approx 14\\) GPU hours using Stable Diffusion [23]. For mask generation, AlignDiff's semi-supervised pipeline only requires single-step feedforward conditioning and inference with less than 0.3 seconds per image. DiffuMask [31] requires training of segmentation models per category with amortized cost of \\(\\approx 40\\) seconds per image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.561, + 0.788, + 0.607 + ], + "angle": 0, + "content": "Supplementary Material For more results, such as more images of generated samples and masks generated by coarse attention/AlignDiff to show mask improvement, please refer to the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.628, + 0.36, + 0.644 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.719 + ], + "angle": 0, + "content": "In this paper, we present AlignDiff, which aligns standard Diffusion models for out-of-distribution generation and accurate pixel-level annotations. AlignDiff can be combined with copy-paste [7, 20] and recent conditioning methods [13] to improve general segmentations, which we leave for future research." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Limitation. Though AlignDiff can adapt to synthesize instances of rare categories that plain text conditioning fails with as few as a single image, AlignDiff may fail on tasks with drastic domain gaps, such as medical image segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.796 + ], + "angle": 0, + "content": "Societal Impact. AlignDiff was developed using Stable Diffusion [23], which is trained on datasets known to contain societal biases such as gender bias [26]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Acknowledgement. This work was supported in part by NIFA Award 2020-67021-32799 and NSF Grant 2106825. This work used NVIDIA GPU at NCSA Delta via allocations CIS220014 and CIS230012 from the ACCESS program." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.248, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.173, + 0.785, + 0.201 + ], + "angle": 0, + "content": "1. Cermelli, F., Mancini, M., Xian, Y., Akata, Z., Caputo, B.: Prototype-based incremental few-shot semantic segmentation. In: BMVC (2021) 4, 9, 12" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.203, + 0.785, + 0.227 + ], + "angle": 0, + "content": "2. 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In: ICCV (2021) 3" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.148, + 0.785, + 0.646 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_origin.pdf b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..48398eb9fe55ec0f4e3040b4272b6cb4a7c73da1 --- /dev/null +++ b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/38140088-b8d8-468c-89b4-9153961d37aa_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:95f85f14b9ad33e03ee11da461d5b607f79de709b701f57ef06c7458c8957d51 +size 4430098 diff --git a/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/full.md b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..3bb116dfb18bc8fe288c2825c1105d5bdd0dee3c --- /dev/null +++ b/2024/AlignDiff_ Aligning Diffusion Models for General Few-Shot Segmentation/full.md @@ -0,0 +1,281 @@ +# AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation + +Ri-Zhao Qiu $^{1,2}$ , Yu-Xiong Wang $^{1\dagger}$ , and Kris Hauser $^{1\dagger}$ + +1 University of Illinois Urbana-Champaign +2 University of California San Diego + +{rizhaoq2, yxw, kkhauser}@illinois.edu + +$\dagger$ equal advising + +http://github.com/RogerQi/AlignDiff + +Abstract. Text-to-image diffusion models have shown remarkable success in synthesizing photo-realistic images. Apart from creative applications, can we use such models to synthesize samples that aid the few-shot training of discriminative models? In this work, we propose AlignDiff, a general framework for synthesizing training images and masks for few-shot segmentation. We identify two crucial misalignments that arise when utilizing pre-trained diffusion models in segmentation tasks, which need to be addressed to create realistic training samples and align the synthetic data distribution with the real training distribution: 1) instance-level misalignment, where generated samples of rare categories are often misaligned with target tasks) and 2) annotation-level misalignment, where diffusion models are limited to generating images without pixel-level annotations. AlignDiff overcomes both challenges by leveraging a few real samples to guide the generation, thus improving novel IoU over baseline methods in few-shot segmentation and generalized few-shot segmentation on Pascal-5 $^i$ and COCO-20 $^i$ by up to $80\%$ . Notably, AlignDiff is capable of augmenting the learning of out-of-distribution uncommon categories on FSS-1000, while naive diffusion model generates samples that diminish segmentation performance. + +Keywords: Semantic Segmentation $\cdot$ Text-to-Image Diffusion $\cdot$ Data Synthesis + +# 1 Introduction + +Few-shot semantic segmentation has recently attracted increasing attention [17, 20, 28], given that it copes with the scarcity of (pixel-level) densely annotated data in practical scenarios. Existing efforts have primarily focused on either designing specialized architectures in low-data regimes [5, 29] or employing data augmentation to produce variations of the provided data [20]. However, these methods struggle to improve performance, as they ultimately rely on the small number of support samples that often do not faithfully represent the real data distribution. A promising approach is to leverage general-purpose text-to-image + +![](images/56ace37c7b89d1ee1372fc6737fb8ad52547cc3bbe50f04bb8f30a5111a23782.jpg) +Fig. 1: While it is tempting to use images synthesized from text-to-image diffusion models such as Stable Diffusion [23] to train segmentation models, text-conditioned generated images often fail to represent the desired distributions of uncommon classes. Naively using these samples leads to training distributions that are misaligned to the target data distribution, where samples are often degenerate for rare categories and there is no pixel-level annotation. AlignDiff gracefully addresses both issues by conditioning the generative process using a few real training samples, leading to an aligned synthetic distribution for training. + +![](images/1bbb2d7eb146a24009a791f2759b5195c45819d1c4133ad61b8cca229cdd81ce.jpg) + +![](images/6a608bedf35045aa199b5c4ef0b82d7c815f546961fcccd38ff36f0dbed41fe4.jpg) + +diffusion models to synthesize additional examples that are not biased to the support sample distribution, thereby improving few-shot segmentation models. + +Trained on a large corpus of image-text pairs, large-scale text-to-image diffusion image generation models [23, 25] have shown remarkable success in creative applications. However, the naive use of diffusion models to generate examples for training segmentation models leads to misalignments between the generated sample distribution and the target data distribution. There are two dimensions of misalignment. 1) Instance-level. Simple text conditioning may fail to synthesize images of rare categories (illustrated in Fig. 1). We define this issue as Out-Of-Distribution (OOD) generation, which means generated samples are misaligned with real data. We will define OOD generation quantitatively in the experiment section. 2) Annotation-level. Segmentation models need accurate pixel-level mask annotation, whereas existing diffusion models [23] are limited to only generating images. + +To address these challenges, we introduce the Alignment Diffusion (Align-Diff) framework which is based on the key insight that the few-shot support data can be leveraged to align the generation process with the real distribution. Specifically, to address the instance-level misalignment, we propose normalized + +masked textual inversion. Our method learns an instance-specific word embedding from as few as a single image-mask pair, which ensures consistency with the given real examples. Empirically, our method works on OOD generation scenarios in which existing methods [6,23] fail. To generate accurate pixel-level annotations, we design an efficient mask generation approach by taking inspiration from semi-supervised learning, where we perform few-shot conditioning of the mask generation process on few novel samples. We formulate the mask generation process as a process to refine noisy masks from a few examples of high-quality masks. Empirically, our approach is much more efficient than previous methods to extract masks from diffusion models [31] with on-par accuracy. + +In sum, our contributions are as follows. 1) To improve instance-level alignment and handle OOD generation, we propose normalized masked textual inversion that conditions the generation process using as few as one novel sample. To the best of our knowledge, we are the first method that uses Stable Diffusion to improve few-shot segmentation on the challenging FSS-1000 dataset [12]; while samples synthesized with plain text conditioning diminish segmentation performance by over $10\%$ . 2) To improve annotation-level alignment, we propose a novel mask-generation pipeline to guide mask generation conditioning on a few real samples. Compared to previous methods [31], our proposed method reduces the mask generation time from an average of 40 seconds per image [31] to 0.5 seconds with similar mask quality. 3) We carry out extensive experiments and show that our method can be easily combined with existing few-shot segmentation methods as an augmented data source to achieve state-of-the-art performance on both few-shot segmentation and the more challenging generalized few-shot segmentation. + +# 2 Related Work + +Semantic Segmentation. Semantic segmentation is a dense vision task assigning a semantic label to each pixel in an image. Learning-based semantic segmentation methods can roughly be categorized into two paradigms: per-pixel classification and mask classification. Long et al. [16] proposed the diagram for treating semantic segmentation as a per-pixel classification problem for Convolutional Neural Networks (CNNs). Later works then investigated different architectural improvements [2,3,34] and applications in 3D [21,35]. More recently, an alternative paradigm, mask classification, was proposed by [4]. This line of methods uses a detect-first-recognize-later paradigm. Since AlignDiff is a model-agnostic data synthesis method, works in designing network architectures for semantic segmentation are orthogonal to our method. + +Few-Shot Semantic Segmentation. To allow segmentation models to operate in the low-data regime, Few-shot Semantic Segmentation (FSS) methods study how to predict segmentation masks of novel classes using only a few training examples of the novel class. Many methods [5, 17, 29, 30, 32] and even specialized datasets such as FSS-1000 [12] have been proposed to investigate this + +problem. Besides metric learning [5, 29, 30], recent works also exploit test-time optimization [5, 17] for few-shot segmentation. + +Similar to conventional semantic segmentation, AlignDiff is orthogonal to work in FSS as it can be used to augment any proposed architecture in FSS. + +Generalized Few-Shot Semantic Segmentation. Recently, generalized few-shot semantic segmentation (GFSS) had been proposed [28] as a more challenging task setting than vanilla few-shot segmentation methods. Compared to few-shot segmentation which produces novel-class-only binary masks, generalized few-shot segmentation tasks models to segment both base and novel classes within query images. Among recent works [1, 18, 20, 22, 28], Tian et al. [28] proposed to approach this problem using the test-time optimization scheme from few-shot segmentation, while later works [1, 18, 20] found that fine-tuning the models with few-shot continual learning techniques attain promising performance. We apply AlignDiff to this challenging task setting by combining it with GAPS [20], a recent work on GFSS. Closely related to our work, AnomalyDiffusion [11] learns embedding of defects to generate defective samples with masks of defects, but it requires abundant normal samples, does not consider background context, and generate defects only at certain locations, which is not applicable for general segmentation settings. + +Text-to-Image-Mask Generation. Some recent works [14, 19, 31] attempt to modify text-to-image synthesis models into text-to-image-mask synthesis models for training segmentation models. Li et al. [14] was first in the line and proposed grounded diffusion (GD), a zero-shot segmenter for stable diffusion model [23]. However, the mask quality from GD [14] is not ideal, as we quantitatively verified in experiments. Wu et al. [31] proposed to use the intermediate attention maps in the diffusion models to generate coarse masks, which are then refined with a noise learning process. Though DiffuMask [31] generates masks of good quality, it requires heavy manual prompt engineering and its noise learning process is very time-consuming. Specifically, since DiffuMask requires full training of a segmentation model for cross-validation on every category, which results in amortized cost of 40 seconds per generation of an image-mask pair. In stark contrast, AlignDiff generates high-quality masks with on-par accuracy as DiffuMask and much better efficiency - averaging 0.5 seconds per image. Finally, Nguyen et al. [19] proposed to use diffusion to distill datasets, but requires significant amount of data for training. In addition, these works [14, 19, 31] are vulnerable to the drawback in Fig. 1 and may generate unfaithful samples for out-of-distribution rare categories. + +# 3 Method + +# 3.1 Preliminary: Text-to-Image Diffusion Models + +Our method is based on Stable Diffusion [23], which is an instance of the latent diffusion models that performs diffusion in the latent space with text conditioning. Given a text description $\mathbf{v} = (v_{1}, v_{2}, \ldots, v_{n})$ , where $v_{i}$ are token embedding + +![](images/3c2a0bb822c19e981f0e2811ca07e3c376146cf7198af6faabb1b25d5b601344.jpg) +Fig. 2: System overview of AlignDiff. We propose a Normalized Masked Textual Inversion method (Sec. 3.4) to condition the generative process based on as few as a single image, which inverses an image-mask pair to an instance-specific textual embedding. For pixel-level annotation generation, we propose a semi-supervised process that uses both synthetic samples and real samples to generate high-quality masks (Sec. 3.5). + +encoded by a text encoding network from texts, starting from $X_{T}\sim \mathcal{N}(\mathbf{0},\mathbf{I})$ the diffusion sampling process at each step is given by, + +$$ +\mathbf {x} _ {t - 1} = \frac {1}{\sqrt {\alpha_ {t}}} \left(\mathbf {x} _ {t} - \frac {1 - \alpha_ {t}}{\sqrt {1 - \bar {\alpha} _ {t}}} \epsilon_ {\theta} (\mathbf {x} _ {t}, t, \mathbf {v})\right) + \sigma_ {t} \mathbf {z}, \tag {1} +$$ + +where $\alpha_{t}$ and $\bar{\alpha}_{t}$ are constants regulating the denoising schedule, $\epsilon_{\theta}$ is a denoising U-Net [9] parameterized by $\theta$ , $\sigma_{t}$ is a constant standard deviation, and $\mathbf{z} \sim \mathcal{N}(\mathbf{0}, \mathbf{I})$ . + +Let $\epsilon \sim \mathcal{N}(\mathbf{0},\mathbf{I})$ and $x_{t} = \sqrt{\bar{\alpha}_{t}} x_{0} + \sqrt{1 - \bar{\alpha}_{t}}\epsilon$ be a noisy version of original image $x_0$ . The training process is then given by, + +$$ +\mathbb {E} _ {x _ {0}, \epsilon \sim \mathcal {N} (\mathbf {0}, \mathbf {I}), t, \mathbf {v}} \left[ \left\| \epsilon - \epsilon_ {\theta} (x _ {t}, t, \mathbf {v}) \right\| _ {2} ^ {2} \right]. \tag {2} +$$ + +# 3.2 Problem Formulation + +Let $\mathcal{X} \subset \mathbb{R}^{H \times W \times 3}$ be the set of RGB images, $\mathcal{C} \subset \mathbb{N}$ be a set of indexed categories, $\mathcal{M}_y$ be the name of the category, and $\mathcal{Y}^{\mathcal{C}} \subset \mathbb{R}^{H \times W \times |\mathcal{C}|}$ be a set of label masks. Following existing work on general few-shot semantic segmentation [17,20,28], we split the set of possible categories into $\mathcal{C}^B$ , a set of base categories, and $\mathcal{C}^N$ , a set of novel categories. We further assume that the base image-mask dataset $\mathcal{D}^B$ has abundant examples and the novel image-mask dataset $\mathcal{D}^N$ has only a few examples per category (i.e., $|\mathcal{D}^B| \gg |\mathcal{D}^N|$ ). + +The goal of this paper is to synthesize training examples of novel categories to augment few-shot learning. More formally, we want to design a synthesis function $\varPhi(\mathcal{M}_y,\mathcal{D}^N)\to \mathcal{X}\times \mathcal{Y}^{\mathcal{C}}$ that generates synthetic samples to augment $\mathcal{D}^N$ using both texts $\mathcal{M}_y$ and real samples $\mathcal{D}^N$ . Note that this is different from previous text-to-image-mask works [14, 31], which focuses on using texts $(\mathcal{M}_y)$ only. In summary, AlignDiff focuses on conditioning the generative process using $\mathcal{D}^N$ to align the synthetic data distribution to the real data distribution. + +# 3.3 Method Overview + +The insights and contributions of AlignDiff are centered at how to condition the generative process using available real samples to align generated data distribution with real distribution, where we make full utilization of both images and masks of novel samples. Fig. 2 provides a high-level overview of AlignDiff. In Sec. 3.4, we discuss how to handle out-of-distribution generation for rare categories using a few novel samples via normalized masked textual inversion. In Sec. 3.5, we describe how we relate mask generation to semi-supervised learning and describe a novel technique to use $\mathcal{D}^N$ to bootstrap such a process, which is shown to be much more efficient than existing method [31] with on-par accuracy. + +# 3.4 Aligned Image Generation via Normalized Masked Textual Inversion + +Vanilla large-scale text-to-image diffusion models are not appropriate to be directly used to generate training samples. The reasons are two-fold: 1) text-to-image synthesis models may completely fail for OOD generation of uncommon categories (e.g., samples in Fig. 1), and 2) text-conditioned synthetic samples may not be diverse. For instance, images generated with text prompts 'a photo of a sofa' share a similar pattern of straight upfront views of sofas (upper right corner of Fig. 2), which fails to capture the viewpoint variations and occlusion like the real-world samples (upper left corner of Fig. 2). + +Existing methods [31] approach these two issues via prompt engineering, where hundreds of intra-class vocabularies are manually added to increase data diversity. However, such a method does not scale and it may not handle OOD generation. To address these challenges without handcrafted engineering, we propose normalized masked textual inversion. Given an image-mask pair $(x,y)$ and its class name $\mathcal{M}_y$ , AlignDiff optimizes for instance-specific textual embeddings for provided instances, which serve as an implicit language description of properties of the novel object in $x$ (e.g., color, the environment it is placed in, orientation, occlusion, etc.). Compared to existing methods for personalizing diffusion models [6,24], which requires at least 5 close-up images of objects, our normalized masked inversion takes advantage of masks and works with as few as a single image where the object may occupy a small region. + +More concretely, we denote the instance-specific embedding as $v_*$ to describe the instance in $x$ and use it as an adjective (e.g., text prompt 'A photo of a $v_*$ + +![](images/80bdfb5aa3d1b88f2199805a96f1c322cde61dc86e40e5ca33d3665c1ad0d90b.jpg) +Fig. 3: Comparison between our proposed Normalized Masked Textual Inversion in AlignDiff, Naïve Textual Inversion, and plain text conditioning. Text-conditioned samples exhibit variance in texture and lighting conditioning, but may lack geometric variations and realistic scene layout. Naïve textual inversion captures the realistic scene layout, but often leads to undesired attention of unrelated background when the novel object occupies only a small portion of the image. Note how our proposed Normalized Masked Textual Inversion can successfully generate synthetic samples in such scenario. + +![](images/26d2ca6251adfcd8d633a21e760d2360ce51607b0e53bb940cbf2a25f7f1cab9.jpg) + +sofa' would generate a specific variant of sofa of $v_{*}$ ). To learn the instance-specific embedding $v_{*}$ , we first use the pre-trained text encoder to map prompt 'A photo of a $\mathcal{M}_y$ ' to get the language embedding $\mathbf{V} = (v_1, \ldots, v_{j-1}, v_j, v_{j+1}, \ldots, v_n)$ . Here, $v_j$ denotes the embedding vector that the determiner 'a' maps to. We then modify this vector to insert the instance embedding to create a new vector, $\mathbf{V}_{*} = (v_1, \ldots, v_{j-1}, v_j, v_{*}, v_{j+1}, \ldots, v_n)$ , where $v_{*}$ serves as the adjective description. This is similar to adjective token learning in DreamBooth [24] and is different from textual inversion [6] where the trainable embedding is the noun. We empirically found that treating the learnable embedding as an adjective leads to a faster and more stable training convergence (illustrated in Fig. 3). + +The optimization goal of the vanilla textual inversion is given by a modification of Eq. 2, where the only trainable parameter is the embedding $v_{*}$ . However, this is inappropriate for few-shot segmentation because the loss is distributed evenly across the entire image. For training samples where the objects of interest occupy only a small portion of the image, using simple textual inversion results in the generation of images with an unwanted focus on background. To amend this issue, we propose to mask and balance the loss of foreground and background using the provided mask, + +$$ +\begin{array}{l} v _ {*} = \underset {v _ {*}} {\operatorname {a r g m i n}} \mathbb {E} _ {(x, y), \epsilon \sim \mathcal {N} (\mathbf {0}, \mathbf {I}), t, \mathbf {v}} \left[ \frac {\sum_ {y _ {i} = 1} \left\| \epsilon_ {i} - \epsilon_ {\theta} \left(x _ {t} , t , \mathbf {v}\right) _ {i} \right\| _ {2} ^ {2}}{\sum_ {y _ {i} = 1} 1} \right. \tag {3} \\ \left. + \lambda \cdot \frac {\sum_ {y _ {i} = 0} \left\| \epsilon_ {i} - \epsilon_ {\theta} \left(x _ {t} , t , \mathbf {v}\right) _ {i} \right\| _ {2} ^ {2}}{\sum_ {y _ {i} = 0} 1} \right], \\ \end{array} +$$ + +where $i$ is the index of pixels in the image, $y_{i} = 1$ denotes foreground pixels, $y_{i} = 0$ denotes background pixels, and $\lambda$ is a hyperparameter used to balance the + +foreground and background loss. Compared to naively masking the loss with foreground masks, Eq. 3 also captures background context such as the surrounding environment and occlusion (an illustration is given in Fig. 2, where the image-conditioned sample shows similar structure to the provided sample). After $v_{*}$ is optimized, we store $v_{*}$ to a bank of embedding and sample it along with plain text encodings to generate samples, as illustrated in Fig. 2. + +# 3.5 Aligning Mask Generation via Few-shot Conditioning + +A critical component of adapting diffusion models for segmentation training sample synthesis is to generate accurate masks. To exploit the internal representations of Diffusion models for such a purpose, Hertz et al. [8] proposed to extract image-text cross-attentions and use the response to category names as masks. However, such attention maps are often imprecise (illustrated in the supplementary material), necessitating mask refinement and filtering techniques. Recently, Wu et al. [31] attempted to address this issue by introducing a noise learning process. Though this approach generates masks of good quality, it requires full training of segmentation models for every category, which is prohibitively expensive and empirically takes 1 GPU day for a few thousand synthetic samples. + +AlignDiff builds upon the work of Hertz et al. [8] and proposes a novel technique for refining coarse masks from diffusion models. We investigate the problem from a novel perspective, where we relate the task setting to semi-supervised learning. The key insight of AlignDiff is that the expensive noise learning process can be largely avoided if we bootstrap the process with few-shot conditioning with a few accurate image-mask pairs. + +Algorithm 1 AlignDiff Mask Generation +two sets initially: $D_{good}$ , a set of a few reference image-mask pairs, and $D_{bad}$ , a set of many synthetic images with coarse masks. The goal is to refine masks in $D_{bad}$ using the high-quality masks from $D_{good}$ . This is very similar to the task setting in semi-supervised learning, in which a widely adopted paradigm is to use knowledge from a small set of good labeled data (comparable to $D_{good}$ ) to augment the learning on a larger set of data with no label or noisy labels (comparable to $D_{bad}$ ). We design a mask generation process that iteratively migrates samples from $D_{bad}$ to $D_{good}$ . The detailed algorithm is given in Algo. 1. + +More specifically, the algorithm is split into two stages: a scoring stage and a re-estimation stage. We train a few-shot segmentation (FSS) model on the base dataset $\mathcal{D}^B$ . During the scoring stage, we condition the FSS model using the initial $D_{good}$ , consisting of a few provided real samples. The conditioned FSS model is then used to predict masks for all samples in $D_{bad}$ . If the IoU between the coarse masks and the pseudo annotation predicted by the FSS model exceeds a certain threshold $\alpha$ , then AlignDiff deems the coarse masks as high-quality and moves it to $D_{good}$ . In the re-estimation stage, AlignDiff reconditions the FSS model using the expanded $D_{good}$ for a more faithful representation. The updated FSS model is then used to generate pseudo labels for all remaining samples in $D_{bad}$ . Our semi-supervised mask generation process is much more efficient than the previous noise learning paradigm [31], as both the FSS conditioning and inference require no optimization. + +# 4 Experiments + +To demonstrate the efficacy of our method, we apply AlignDiff to generate data for three commonly used few-shot segmentation datasets to augment state-of-the-art models' segmentation in a plug-and-play manner. We mainly use the FSS-1000 [12] dataset, for its rich class diversity that allows us to evaluate AlignDiff on uncommon categories. + +# 4.1 Evaluation setup + +Datasets. We follow previous literature in few-shot segmentation [29, 30, 32] and generalized few-shot segmentation [1, 20, 28] to use the Pascal-5 $^{\text{I}}$ and the COCO-20 $^{\text{I}}$ dataset in both settings. Since the FSS-1000 [12] dataset focuses on class diversity and contains only individual class per image, it is appropriate only for the FSS setting, following existing works [17, 28, 29]. + +Synthesizer Baselines. We use Grounded Diffusion (GD) [14] as the main synthesis baseline. Another recent work, DiffuMask [31], (1) performs heavy prompt engineering on the Pascal and the COCO dataset, which violates the few-shot setting that the class information is not known beforehand; (2) requires an expensive noise-learning process for every category, which makes comparisons on COCO prohibitively expensive (we approximate $>80$ GPU days). Given this practical limitation, we compare the efficiency and the mask accuracy of AlignDiff with DiffuMask only on a subset of the Pascal dataset in Table. 5. + +Evaluation Protocol. The experiment on FSS follows the standard episode-based protocol [17,30]. In both the base training and the few-shot testing stage, the model is presented with episodes that contain a few supporting examples and a query example. The model is tasked to perform binary segmentation of the query sample. In our experiments, we do not modify the base training stage, but we augment the support set $\mathcal{D}^N$ during few-shot testing by supplying extra synthetic samples from AlignDiff, which is conditioned on $\mathcal{D}^N$ . Results are average across 1,000 runs. For GFSS, we follow existing work [1,20] and first + +Table 1: Results on FSS-1000 [12] over all 240 testing categories under the 1-shot setting. The OOD (out-of-distribution) classes are determined as classes where samples synthesized by GD [14] diminish the performance (detailed in supplementary). Support set source indicates how the support sets are augmented (e.g., $1\mathrm{R} + 20\mathrm{S}$ means 1 real sample with 20 synthetic samples). Using simple samples from GD [14] diminishes the final performance due to OD generation. In contrast, our proposed normalized masked textual inversion (T.Inv.) and semi-supervised masking (S-mask.) in AlignDiff consistently improve novel IoU, indicating the OOD generation capability of AlignDiff. + +
MethodSupport Set SourceSynthesis SetupOverall IoUOOD IoU
ConditioningMask
HSNet [17]1RN/AN/A86.587.5
1R+20STextGD [14]81.480.2
1R+20STextS.Mask. (Ours)87.286.9
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)88.388.2
VAT [10]1RN/AN/A90.090.5
1R+20STextGD [14]84.783.5
1R+20STextS.Mask. (Ours)89.888.6
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)90.890.6
+ +train the models on $\mathcal{D}^B$ excluding any novel samples. During few-shot learning, $\mathcal{D}^N$ is presented to the model for adaptation. We apply AlignDiff to synthesize 1,000 training samples per novel class to augment $\mathcal{D}^N$ and report metrics on both the base and the novel classes. Note that the evaluation of the validation set is done in a single pass, which is different from the usual episode-based FSS evaluation scheme [5,17]. The reported results are averaged across multiple folds in a cross-validating fashion. For each fold, we average results from 5 random runs. + +# 4.2 Main Result - Out-of-Distribution (OOD) Generation for Rare Categories on FSS-1000 + +Besides introducing more diverse samples to few-shot learning of common categories, AlignDiff is most notable for helping with Out-Of-Distribution (OOD) generation of rare categories that plain text conditioning fails. In Tab. 1, we investigate the efficacy of AlignDiff to handle out-of-distribution generation on the FSS-1000 dataset [12] under the 1-shot setting. We use the HSNet [17] and VAT [10] as the FSS baseline and apply AlignDiff to provide additional samples for the support set during the few-shot testing. Note that DiffuMask is prohibitively expensive for this scenario since it requires training segmentation models for every category. Thus, we compare only with GD [14]. + +We perform step-by-step ablations from text-conditioned diffusion [14] to AlignDiff, which demonstrates the efficacy of our method. GD [14], which synthesizes samples using text conditioning, fails drastically on FSS-1000. The samples it synthesizes negatively impact the final performance. This is due to both inaccurate instances in the images caused by plain text conditioning and + +Table 2: Comparison with state-of-the-arts on PASCAL-5i and COCO-20i in FSS settings. Bold and underlined indicate best and the second best methods. + +
MethodPASCAL-5i1-SHOTPASCAL-5i5-SHOT
50515253Mean50515253Mean
PFENet (TPAMI'20) [29]60.569.454.455.960.162.870.454.957.661.4
MLC (ICCV'21) [33]60.871.361.556.962.665.874.971.463.168.8
HSNet (ICCV'21) [17]65.770.363.261.965.372.073.668.768.470.7
NTRENet (CVPR'22) [15]65.571.859.158.363.767.973.260.166.867.0
DCAMA (ECCV'22) [27]62.570.864.556.463.570.073.866.865.068.9
VAT (ECCV'22) [10]68.171.764.863.367.072.674.169.569.571.4
SCCAN (ICCV'23) [32]69.174.066.361.667.771.675.269.566.570.7
SCCAN (ICCV'23) [32]+AlignDiff'71.074.866.563.669.072.675.570.368.171.6
COCO-20i1-SHOTCOCO-20i5-SHOT
PFENet (TPAMI'20) [29]34.333.032.330.132.438.538.638.234.337.4
MLC (ICCV'21) [33]50.237.827.130.436.457.046.237.337.244.4
HSNet (ICCV'21) [17]37.644.544.440.741.845.152.348.547.948.5
NTRENet (CVPR'22) [15]38.340.439.538.139.142.344.444.241.743.2
DCAMA (ECCV'22) [27]41.546.245.241.343.548.058.054.347.151.9
SCCAN (ICCV'23) [32]41.751.348.446.747.049.059.359.452.755.1
SCCAN (ICCV'23) [32]+AlignDiff'42.152.549.047.847.949.359.959.553.055.4
+ +inaccurate mask generation. When we use our proposed semi-supervised mask generator, the overall IoU is improved since the masks provided are more accurate. However, the IoU of OOD categories is still worse than conditioning using a single real example even with accurate masks. Finally, we use full AlignDiff and apply the normalized masked textual inversion technique. In this case, both the overall IoU and the IoU of OOD categories surpass the original performance, highlighting the capability of AlignDiff to generate synthetic samples for rare out-of-distribution categories. + +# 4.3 Few-Shot Segmentation (FSS) + +In Tab. 2, we present results of combining AlignDiff with a recent method, SCCAN [32], to tackle the few-shot segmentation tasks on the Pascal-5 $^{\text{i}}$ and the COCO-20 $^{\text{i}}$ datasets. As expected, since Pascal and COCO contain only common classes, AlignDiff successfully augments the performance on both datasets. This marks that AlignDiff can augment state-of-the-art networks in all commonly used datasets including Pascal-5 $^{\text{i}}$ , COCO-20 $^{\text{i}}$ , as well as the FSS-1000 [12] that is challenging to simple diffusion models. + +# 4.4 Generalized Few-Shot Segmentation (GFSS) + +In Tab. 3, we report results on the challenging GFSS setting on the Pascal-5i $^{\mathrm{i}}$ dataset and the COCO-20 $^{\mathrm{i}}$ datasets, where the model is required to segment both the base and novel categories. We augment several baselines with AlignDiff to illustrate how much the AlignDiff can help improve the performance of few-shot segmentation in a model-agnostic manner. + +Table 3: AlignDiff can be applied in a model-agnostic fashion to GFSS, where models are required to segment both base and novel classes. AlignDiff improves underlying models across different few-shot settings on COCO-20 $^i$ and PASCAL-5 $^i$ . The best results are bolded. HM stands for harmonic mean. *: Simple fine-tuning yields bad performance due to catastrophic forgetting [1]. + +
MethodBaseNovelHMBaseNovelHM
PASCAL-511-SHOTPASCAL-515-SHOT
PIFS [1]64.116.926.764.527.538.6
GFS [28]65.715.124.666.122.433.5
FINETUNE*47.23.97.258.77.713.6
FINETUNE + GD [14]28.120.323.632.022.526.4
FINETUNE+AlignDiff66.2(+19.0)44.9(+41.0)53.5(+46.3)65.9(+7.2)45.1(+37.4)53.6(+40.0)
GAPS [20]66.823.634.968.243.953.4
GAPS + GD†[14]66.841.251.068.544.053.6
GAPS+AlignDiff [20]67.3(+0.5)43.3(+19.7)52.7(+17.8)68.4(+0.2)47.4(+3.5)56.0(+2.6)
COCO-2011-SHOTCOCO-2015-SHOT
PIFS [1]40.410.416.541.118.325.3
GFS [28]44.67.112.245.211.117.8
FINETUNE*38.54.88.539.511.517.8
FINETUNE + GD [14]25.817.220.631.923.627.2
FINETUNE+AlignDiff41.7(+3.2)22.4(+17.6)29.1(+20.6)41.8(+2.3)27.9(+16.4)33.5(+15.7)
GAPS [20]46.812.720.049.125.833.8
GAPS + GD†[14]47.121.829.946.529.035.7
GAPS+AlignDiff [20]46.7(-0.1)23.1(+10.4)30.9(+10.9)47.9(-1.2)30.3(+4.5)37.1(+3.3)
+ +GFSS Baselines. We use three recent works [1,20,28] from GFSS as baselines. GFS [28] proposed the setting of GFSS, but it focuses only on test-time optimization and does not fine-tune on $\mathcal{D}^N$ . PIFS [1] formulates GFSS as a continual few-shot learning task and proposes to fine-tune the model using a few novel samples. Finally, GAPS [20] views GFSS as continual learning and combines memory-replay with copy-paste to further increase the GFSS performance. In this work, we choose GAPS [20] as the main baseline due to its state-of-the-art performance in GFSS and we treat images from AlignDiff as instances that can be copied and pasted in GAPS. + +AlignDiff consistently improves novel IoU under few-shot settings. Across all task settings, AlignDiff is able to synthesize more diverse samples to aid few-shot learning of novel categories. Most notably, on the impoverished 1-shot setting, GAPS+AlignDiff improves the novel IoU by approximately $80\%$ on both Pascal-5i and COCO-20. AlignDiff also consistently outperforms GD [14]. Note that the performance gap between AlignDiff and GD is more drastic on simple fine-tuning because GAPS [20] has built-in copy-paste for scene layout, which highlights the potential of AlignDiff for standard segmentation via copy-pasting generated samples. + +# 4.5 Ablation Studies + +Qualitative samples. We perform extensive visualization to demonstrate the quality of synthetic samples that AlignDiff generates. We include some qualita + +![](images/d874a2bbefe0ac7e590db61d94da5d473c6d2f161fe96d857d5fefed655c65a3.jpg) + +![](images/9548d4f23cecdda73bc707f4db72152f4b282f3ad3f2556ee0fd95ec3937bed5.jpg) + +![](images/2b303d013d2486f33d37902d2bd377c22a19db44cbbf40fd7fadf0715d6250be.jpg) + +![](images/5696282859bd5ff2c6761ed84c58b794140fa8b421bc97ed3ebf58ca23b232d6.jpg) +Provided + +![](images/99c764929da7e035950f62b85a52ef6b6560821a419e046b3e67f6a5e154dc8d.jpg) + +![](images/5fd016519c38f6feb2486cf6bd6dae12ca1f1268ec679ce9391e29299184e107.jpg) + +![](images/87bc6e86a0bef68d6fd6e22c432a2b6918ffe8034a069f319fc841ad3d121b67.jpg) + +![](images/6b7173bc01f3e46542dc9c8e058129b7549712194ea443f119450a32652e2db1.jpg) + +![](images/f100a93be5d2b904d7b0caa562a0666d20baf6451a2be5dbd9c3e5692f846750.jpg) +Text-conditioned +Fig. 4: Qualitative samples for AlignDiff on FSS-1000 [12]. Note how text-to-image synthesis fails for rare classes. AlignDiff generates instances within class and with varying lighting conditions. (From top to bottom: Samarra Mosque, phonograph, Pidan, American Chameleon, and chess queen). + +![](images/8f95ce06e6ca6ab36fbf57a97975854bcbbab82d93e8fa2f511c3b79c6170d9a.jpg) + +![](images/432a46856654f73121fe62746db1635349adb996d1fb1cddf02f6476ad329d4d.jpg) + +![](images/10025efd24df9d97b8b04064ef425814d9c60fff580457cc04d1ad1889043e79.jpg) + +![](images/a304dde0530eb1ff7391ec4575a022f930b160e33cb45961ba1bfa41546e4777.jpg) +AlignDiff (Ours) + +![](images/54f0e16982aa123f7f2e93fb11cbeb683c4c5229ad14c182bf8c1d6fed587b3a.jpg) + +![](images/b305e0a455d866e9ccfc3a5f969dfc31e1dca03001d4200dff4673e815ebc70c.jpg) + +![](images/3bb1b897f7f433a7b919d0bc350245bf60bb5f88d4e11eeea81a1fc3201bc418.jpg) + +![](images/8a677fd7f05434b82f6a3ace5b83cfc54a09e697e0bbd27379afac7bd5c80848.jpg) + +![](images/a0831dd715e3ba6e3da4d2c8a8f428d26b5ca809bdd67c870a4fe1e334bcf8bc.jpg) +Sample Mask +(Last image) + +tive examples in Fig. 1 and Fig. 4. These qualitative examples demonstrate the capability of AlignDiff on OOD categories from FSS-1000, where plain text conditioning fails. Notice that AlignDiff is capable of picking up fine-grained details of different types of chess in the synthesized image and textures. + +Comparison with DiffuMask [31]. In Table. 5, we compare AlignDiff with DiffuMask on the 5 classes of the Pascal- $5^{3}$ dataset on the GFSS setting with GAPS [20] + AlignDiff. We empirically measure the GPU hours for synthesis and use the final novel IoU on the GFSS task setting as a quantitative measurement of the mask quality. We observe that the mask quality of AlignDiff and DiffuMask is on-par with similar accuracy, whereas AlignDiff is much more efficient. + +Dissection of Mask-level Alignment. Our mask-level alignment is based on a key observation: both cross-attention maps from Diffusion and masks predicted by FSS models (conditioned on a few real images) are not perfect, but they have different failure patterns. Cross-attention maps have strong generalizability but with unrefined boundary. Conversely, recent FSS models have refined boundary, but lack generalizability due to the limited real samples. Our scoring stage captures masks where both models agree on with good boundary and intra-class variance. + +Table 4: Comparisons of different mask generation methods using Pascal-5 $^2$ categories. An off-the-shelf model trained on abundant data [4] provides reference labels. + +
MethodImagesIoU
Coarse Attention [8,31]All78.6
FSS-only [5]All88.9
AlignDiffAll92.9
Coarse Attention [8,31]Dgood91.4
FSS-only [5]Dgood93.7
AlignDiffDgood94.2
+ +Table 5: Comparison of AlignDiff to DiffuMask [31] on mask generation on Pascal $^{5^3}$ GFSS. GPU hours are reported for the generation of masks for a total of 5 classes with 2,000 images per class on a single RTX3090. AlignDiff is much more efficient with on-par efficiency. + +
MethodGPU hrs↓Novel IoU↑
AlignDiff1541.5
DiffuMask [31]13040.7
+ +To validate the above claim, we perform additional experiments to evaluate the quality of masks throughout the mask alignment process. Specifically, we use a 2D segmentation model trained on abundant data as an oracle to provide reference masks for data synthesized for Pascal-5 $^2$ . The results are presented in Tab. 4: coarse attention maps and FSS-only are unsatisfactory due to failure modes mentioned above, but AlignDiff yields significantly improved masks. Notably, both models generate near-perfect initial estimation for images in the post-scoring $\mathcal{D}_{\mathrm{good}}$ set ( $\mathcal{D}_{\mathrm{good}}$ here is discussed in Algo. 1). + +Timing. We compare the timing of AlignDiff and DiffuMask [31] in Tab. 5. For both methods, generating 10,000 images require $\approx 14$ GPU hours using Stable Diffusion [23]. For mask generation, AlignDiff's semi-supervised pipeline only requires single-step feedforward conditioning and inference with less than 0.3 seconds per image. DiffuMask [31] requires training of segmentation models per category with amortized cost of $\approx 40$ seconds per image. + +Supplementary Material For more results, such as more images of generated samples and masks generated by coarse attention/AlignDiff to show mask improvement, please refer to the supplementary material. + +# 5 Conclusion + +In this paper, we present AlignDiff, which aligns standard Diffusion models for out-of-distribution generation and accurate pixel-level annotations. AlignDiff can be combined with copy-paste [7, 20] and recent conditioning methods [13] to improve general segmentations, which we leave for future research. + +Limitation. Though AlignDiff can adapt to synthesize instances of rare categories that plain text conditioning fails with as few as a single image, AlignDiff may fail on tasks with drastic domain gaps, such as medical image segmentation. + +Societal Impact. AlignDiff was developed using Stable Diffusion [23], which is trained on datasets known to contain societal biases such as gender bias [26]. + +Acknowledgement. This work was supported in part by NIFA Award 2020-67021-32799 and NSF Grant 2106825. This work used NVIDIA GPU at NCSA Delta via allocations CIS220014 and CIS230012 from the ACCESS program. + +# References + +1. Cermelli, F., Mancini, M., Xian, Y., Akata, Z., Caputo, B.: Prototype-based incremental few-shot semantic segmentation. In: BMVC (2021) 4, 9, 12 +2. Chen, L.C., Papandreou, G., Schroff, F., Adam, H.: Rethinking atrous convolution for semantic image segmentation. arXiv preprint arXiv:1706.05587 (2017) 3 +3. Chen, L.C., Zhu, Y., Papandreou, G., Schroff, F., Adam, H.: Encoder-decoder with atrous separable convolution for semantic image segmentation. In: ECCV (2018) 3 +4. Cheng, B., Schwing, A., Kirillov, A.: Per-pixel classification is not all you need for semantic segmentation. NeurIPS (2021) 3, 14 +5. 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Existing efforts have primarily focused on either designing specialized architectures in low-data regimes [5, 29] or employing data augmentation to produce variations of the provided data [20]. However, these methods struggle to improve performance, as they ultimately rely on the small number of support samples that often do not faithfully represent the real data distribution. A promising approach is to leverage general-purpose text-to-image" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 293, + 318 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 293, + 318 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 293, + 318 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 293, + 318 + ], + "type": "image", + "image_path": "56ace37c7b89d1ee1372fc6737fb8ad52547cc3bbe50f04bb8f30a5111a23782.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 330, + 482, + 418 + ], + "lines": [ + { + "bbox": [ + 130, + 330, + 482, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 482, + 418 + ], + "type": "text", + "content": "Fig. 1: While it is tempting to use images synthesized from text-to-image diffusion models such as Stable Diffusion [23] to train segmentation models, text-conditioned generated images often fail to represent the desired distributions of uncommon classes. Naively using these samples leads to training distributions that are misaligned to the target data distribution, where samples are often degenerate for rare categories and there is no pixel-level annotation. AlignDiff gracefully addresses both issues by conditioning the generative process using a few real training samples, leading to an aligned synthetic distribution for training." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 296, + 114, + 417, + 318 + ], + "blocks": [ + { + "bbox": [ + 296, + 114, + 417, + 318 + ], + "lines": [ + { + "bbox": [ + 296, + 114, + 417, + 318 + ], + "spans": [ + { + "bbox": [ + 296, + 114, + 417, + 318 + ], + "type": "image", + "image_path": "1bbb2d7eb146a24009a791f2759b5195c45819d1c4133ad61b8cca229cdd81ce.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 418, + 114, + 481, + 317 + ], + "blocks": [ + { + "bbox": [ + 418, + 114, + 481, + 317 + ], + "lines": [ + { + "bbox": [ + 418, + 114, + 481, + 317 + ], + "spans": [ + { + "bbox": [ + 418, + 114, + 481, + 317 + ], + "type": "image", + "image_path": "6a608bedf35045aa199b5c4ef0b82d7c815f546961fcccd38ff36f0dbed41fe4.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 445, + 482, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 470 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 470 + ], + "type": "text", + "content": "diffusion models to synthesize additional examples that are not biased to the support sample distribution, thereby improving few-shot segmentation models." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 616 + ], + "type": "text", + "content": "Trained on a large corpus of image-text pairs, large-scale text-to-image diffusion image generation models [23, 25] have shown remarkable success in creative applications. However, the naive use of diffusion models to generate examples for training segmentation models leads to misalignments between the generated sample distribution and the target data distribution. There are two dimensions of misalignment. 1) Instance-level. Simple text conditioning may fail to synthesize images of rare categories (illustrated in Fig. 1). We define this issue as Out-Of-Distribution (OOD) generation, which means generated samples are misaligned with real data. We will define OOD generation quantitatively in the experiment section. 2) Annotation-level. Segmentation models need accurate pixel-level mask annotation, whereas existing diffusion models [23] are limited to only generating images." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "To address these challenges, we introduce the Alignment Diffusion (Align-Diff) framework which is based on the key insight that the few-shot support data can be leveraged to align the generation process with the real distribution. Specifically, to address the instance-level misalignment, we propose normalized" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "masked textual inversion. Our method learns an instance-specific word embedding from as few as a single image-mask pair, which ensures consistency with the given real examples. Empirically, our method works on OOD generation scenarios in which existing methods [6,23] fail. To generate accurate pixel-level annotations, we design an efficient mask generation approach by taking inspiration from semi-supervised learning, where we perform few-shot conditioning of the mask generation process on few novel samples. We formulate the mask generation process as a process to refine noisy masks from a few examples of high-quality masks. Empirically, our approach is much more efficient than previous methods to extract masks from diffusion models [31] with on-par accuracy." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 237, + 482, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 237, + 482, + 416 + ], + "spans": [ + { + "bbox": [ + 130, + 237, + 482, + 416 + ], + "type": "text", + "content": "In sum, our contributions are as follows. 1) To improve instance-level alignment and handle OOD generation, we propose normalized masked textual inversion that conditions the generation process using as few as one novel sample. To the best of our knowledge, we are the first method that uses Stable Diffusion to improve few-shot segmentation on the challenging FSS-1000 dataset [12]; while samples synthesized with plain text conditioning diminish segmentation performance by over " + }, + { + "bbox": [ + 130, + 237, + 482, + 416 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 237, + 482, + 416 + ], + "type": "text", + "content": ". 2) To improve annotation-level alignment, we propose a novel mask-generation pipeline to guide mask generation conditioning on a few real samples. Compared to previous methods [31], our proposed method reduces the mask generation time from an average of 40 seconds per image [31] to 0.5 seconds with similar mask quality. 3) We carry out extensive experiments and show that our method can be easily combined with existing few-shot segmentation methods as an augmented data source to achieve state-of-the-art performance on both few-shot segmentation and the more challenging generalized few-shot segmentation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 441, + 237, + 453 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 441, + 237, + 453 + ], + "spans": [ + { + "bbox": [ + 132, + 441, + 237, + 453 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 604 + ], + "type": "text", + "content": "Semantic Segmentation. Semantic segmentation is a dense vision task assigning a semantic label to each pixel in an image. Learning-based semantic segmentation methods can roughly be categorized into two paradigms: per-pixel classification and mask classification. Long et al. [16] proposed the diagram for treating semantic segmentation as a per-pixel classification problem for Convolutional Neural Networks (CNNs). Later works then investigated different architectural improvements [2,3,34] and applications in 3D [21,35]. More recently, an alternative paradigm, mask classification, was proposed by [4]. This line of methods uses a detect-first-recognize-later paradigm. Since AlignDiff is a model-agnostic data synthesis method, works in designing network architectures for semantic segmentation are orthogonal to our method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Few-Shot Semantic Segmentation. To allow segmentation models to operate in the low-data regime, Few-shot Semantic Segmentation (FSS) methods study how to predict segmentation masks of novel classes using only a few training examples of the novel class. Many methods [5, 17, 29, 30, 32] and even specialized datasets such as FSS-1000 [12] have been proposed to investigate this" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "problem. Besides metric learning [5, 29, 30], recent works also exploit test-time optimization [5, 17] for few-shot segmentation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 479, + 163 + ], + "type": "text", + "content": "Similar to conventional semantic segmentation, AlignDiff is orthogonal to work in FSS as it can be used to augment any proposed architecture in FSS." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 165, + 482, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 165, + 482, + 344 + ], + "spans": [ + { + "bbox": [ + 130, + 165, + 482, + 344 + ], + "type": "text", + "content": "Generalized Few-Shot Semantic Segmentation. Recently, generalized few-shot semantic segmentation (GFSS) had been proposed [28] as a more challenging task setting than vanilla few-shot segmentation methods. Compared to few-shot segmentation which produces novel-class-only binary masks, generalized few-shot segmentation tasks models to segment both base and novel classes within query images. Among recent works [1, 18, 20, 22, 28], Tian et al. [28] proposed to approach this problem using the test-time optimization scheme from few-shot segmentation, while later works [1, 18, 20] found that fine-tuning the models with few-shot continual learning techniques attain promising performance. We apply AlignDiff to this challenging task setting by combining it with GAPS [20], a recent work on GFSS. Closely related to our work, AnomalyDiffusion [11] learns embedding of defects to generate defective samples with masks of defects, but it requires abundant normal samples, does not consider background context, and generate defects only at certain locations, which is not applicable for general segmentation settings." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 345, + 482, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 345, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 345, + 482, + 559 + ], + "type": "text", + "content": "Text-to-Image-Mask Generation. Some recent works [14, 19, 31] attempt to modify text-to-image synthesis models into text-to-image-mask synthesis models for training segmentation models. Li et al. [14] was first in the line and proposed grounded diffusion (GD), a zero-shot segmenter for stable diffusion model [23]. However, the mask quality from GD [14] is not ideal, as we quantitatively verified in experiments. Wu et al. [31] proposed to use the intermediate attention maps in the diffusion models to generate coarse masks, which are then refined with a noise learning process. Though DiffuMask [31] generates masks of good quality, it requires heavy manual prompt engineering and its noise learning process is very time-consuming. Specifically, since DiffuMask requires full training of a segmentation model for cross-validation on every category, which results in amortized cost of 40 seconds per generation of an image-mask pair. In stark contrast, AlignDiff generates high-quality masks with on-par accuracy as DiffuMask and much better efficiency - averaging 0.5 seconds per image. Finally, Nguyen et al. [19] proposed to use diffusion to distill datasets, but requires significant amount of data for training. In addition, these works [14, 19, 31] are vulnerable to the drawback in Fig. 1 and may generate unfaithful samples for out-of-distribution rare categories." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 580, + 202, + 593 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 580, + 202, + 593 + ], + "spans": [ + { + "bbox": [ + 132, + 580, + 202, + 593 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 607, + 388, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 607, + 388, + 620 + ], + "spans": [ + { + "bbox": [ + 130, + 607, + 388, + 620 + ], + "type": "text", + "content": "3.1 Preliminary: Text-to-Image Diffusion Models" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "type": "text", + "content": "Our method is based on Stable Diffusion [23], which is an instance of the latent diffusion models that performs diffusion in the latent space with text conditioning. Given a text description " + }, + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{v} = (v_{1}, v_{2}, \\ldots, v_{n})" + }, + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "type": "inline_equation", + "content": "v_{i}" + }, + { + "bbox": [ + 130, + 629, + 481, + 667 + ], + "type": "text", + "content": " are token embedding" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 479, + 311 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 479, + 311 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 479, + 311 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 479, + 311 + ], + "type": "image", + "image_path": "3c2a0bb822c19e981f0e2811ca07e3c376146cf7198af6faabb1b25d5b601344.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 320, + 482, + 376 + ], + "lines": [ + { + "bbox": [ + 130, + 320, + 482, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 482, + 376 + ], + "type": "text", + "content": "Fig. 2: System overview of AlignDiff. We propose a Normalized Masked Textual Inversion method (Sec. 3.4) to condition the generative process based on as few as a single image, which inverses an image-mask pair to an instance-specific textual embedding. For pixel-level annotation generation, we propose a semi-supervised process that uses both synthetic samples and real samples to generate high-quality masks (Sec. 3.5)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 398, + 480, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 480, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 480, + 422 + ], + "type": "text", + "content": "encoded by a text encoding network from texts, starting from " + }, + { + "bbox": [ + 130, + 398, + 480, + 422 + ], + "type": "inline_equation", + "content": "X_{T}\\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})" + }, + { + "bbox": [ + 130, + 398, + 480, + 422 + ], + "type": "text", + "content": " the diffusion sampling process at each step is given by," + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 201, + 429, + 480, + 455 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 429, + 480, + 455 + ], + "spans": [ + { + "bbox": [ + 201, + 429, + 480, + 455 + ], + "type": "interline_equation", + "content": "\\mathbf {x} _ {t - 1} = \\frac {1}{\\sqrt {\\alpha_ {t}}} \\left(\\mathbf {x} _ {t} - \\frac {1 - \\alpha_ {t}}{\\sqrt {1 - \\bar {\\alpha} _ {t}}} \\epsilon_ {\\theta} (\\mathbf {x} _ {t}, t, \\mathbf {v})\\right) + \\sigma_ {t} \\mathbf {z}, \\tag {1}", + "image_path": "0c608e6cd918008bfb015106834f4e5c6cc072c3c2825d76a28cf88a77e93d6a.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\alpha_{t}" + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\bar{\\alpha}_{t}" + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": " are constants regulating the denoising schedule, " + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}" + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": " is a denoising U-Net [9] parameterized by " + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\sigma_{t}" + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": " is a constant standard deviation, and " + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\mathbf{z} \\sim \\mathcal{N}(\\mathbf{0}, \\mathbf{I})" + }, + { + "bbox": [ + 130, + 462, + 482, + 496 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "inline_equation", + "content": "\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})" + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "inline_equation", + "content": "x_{t} = \\sqrt{\\bar{\\alpha}_{t}} x_{0} + \\sqrt{1 - \\bar{\\alpha}_{t}}\\epsilon" + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "text", + "content": " be a noisy version of original image " + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 498, + 481, + 521 + ], + "type": "text", + "content": ". The training process is then given by," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 225, + 528, + 480, + 548 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 225, + 528, + 480, + 548 + ], + "spans": [ + { + "bbox": [ + 225, + 528, + 480, + 548 + ], + "type": "interline_equation", + "content": "\\mathbb {E} _ {x _ {0}, \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I}), t, \\mathbf {v}} \\left[ \\left\\| \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t, \\mathbf {v}) \\right\\| _ {2} ^ {2} \\right]. \\tag {2}", + "image_path": "43bd38ba6f3f4a49f4b601a9030fdff32c3de2b11d36660292db305734169dbb.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 563, + 268, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 563, + 268, + 574 + ], + "spans": [ + { + "bbox": [ + 131, + 563, + 268, + 574 + ], + "type": "text", + "content": "3.2 Problem Formulation" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{X} \\subset \\mathbb{R}^{H \\times W \\times 3}" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " be the set of RGB images, " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{C} \\subset \\mathbb{N}" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " be a set of indexed categories, " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_y" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " be the name of the category, and " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{Y}^{\\mathcal{C}} \\subset \\mathbb{R}^{H \\times W \\times |\\mathcal{C}|}" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " be a set of label masks. Following existing work on general few-shot semantic segmentation [17,20,28], we split the set of possible categories into " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{C}^B" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": ", a set of base categories, and " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{C}^N" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": ", a set of novel categories. We further assume that the base image-mask dataset " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^B" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " has abundant examples and the novel image-mask dataset " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " has only a few examples per category (i.e., " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "|\\mathcal{D}^B| \\gg |\\mathcal{D}^N|" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": ")." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "The goal of this paper is to synthesize training examples of novel categories to augment few-shot learning. More formally, we want to design a synthesis function " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "\\varPhi(\\mathcal{M}_y,\\mathcal{D}^N)\\to \\mathcal{X}\\times \\mathcal{Y}^{\\mathcal{C}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": " that generates synthetic samples to augment " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": " using both texts " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_y" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": " and real samples " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": ". Note that this is different from previous text-to-image-mask works [14, 31], which focuses on using texts " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "(\\mathcal{M}_y)" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": " only. In summary, AlignDiff focuses on conditioning the generative process using " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": " to align the synthetic data distribution to the real data distribution." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 217, + 251, + 227 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 217, + 251, + 227 + ], + "spans": [ + { + "bbox": [ + 132, + 217, + 251, + 227 + ], + "type": "text", + "content": "3.3 Method Overview" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 235, + 482, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 235, + 482, + 355 + ], + "spans": [ + { + "bbox": [ + 130, + 235, + 482, + 355 + ], + "type": "text", + "content": "The insights and contributions of AlignDiff are centered at how to condition the generative process using available real samples to align generated data distribution with real distribution, where we make full utilization of both images and masks of novel samples. Fig. 2 provides a high-level overview of AlignDiff. In Sec. 3.4, we discuss how to handle out-of-distribution generation for rare categories using a few novel samples via normalized masked textual inversion. In Sec. 3.5, we describe how we relate mask generation to semi-supervised learning and describe a novel technique to use " + }, + { + "bbox": [ + 130, + 235, + 482, + 355 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 235, + 482, + 355 + ], + "type": "text", + "content": " to bootstrap such a process, which is shown to be much more efficient than existing method [31] with on-par accuracy." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 371, + 460, + 394 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 371, + 460, + 394 + ], + "spans": [ + { + "bbox": [ + 131, + 371, + 460, + 394 + ], + "type": "text", + "content": "3.4 Aligned Image Generation via Normalized Masked Textual Inversion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 402, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 498 + ], + "type": "text", + "content": "Vanilla large-scale text-to-image diffusion models are not appropriate to be directly used to generate training samples. The reasons are two-fold: 1) text-to-image synthesis models may completely fail for OOD generation of uncommon categories (e.g., samples in Fig. 1), and 2) text-conditioned synthetic samples may not be diverse. For instance, images generated with text prompts 'a photo of a sofa' share a similar pattern of straight upfront views of sofas (upper right corner of Fig. 2), which fails to capture the viewpoint variations and occlusion like the real-world samples (upper left corner of Fig. 2)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "text", + "content": "Existing methods [31] approach these two issues via prompt engineering, where hundreds of intra-class vocabularies are manually added to increase data diversity. However, such a method does not scale and it may not handle OOD generation. To address these challenges without handcrafted engineering, we propose normalized masked textual inversion. Given an image-mask pair " + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "inline_equation", + "content": "(x,y)" + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "text", + "content": " and its class name " + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_y" + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "text", + "content": ", AlignDiff optimizes for instance-specific textual embeddings for provided instances, which serve as an implicit language description of properties of the novel object in " + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 498, + 482, + 641 + ], + "type": "text", + "content": " (e.g., color, the environment it is placed in, orientation, occlusion, etc.). Compared to existing methods for personalizing diffusion models [6,24], which requires at least 5 close-up images of objects, our normalized masked inversion takes advantage of masks and works with as few as a single image where the object may occupy a small region." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "text", + "content": "More concretely, we denote the instance-specific embedding as " + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "v_*" + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "text", + "content": " to describe the instance in " + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "text", + "content": " and use it as an adjective (e.g., text prompt 'A photo of a " + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "v_*" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 115, + 306, + 232 + ], + "blocks": [ + { + "bbox": [ + 134, + 115, + 306, + 232 + ], + "lines": [ + { + "bbox": [ + 134, + 115, + 306, + 232 + ], + "spans": [ + { + "bbox": [ + 134, + 115, + 306, + 232 + ], + "type": "image", + "image_path": "80bdfb5aa3d1b88f2199805a96f1c322cde61dc86e40e5ca33d3665c1ad0d90b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 241, + 480, + 318 + ], + "lines": [ + { + "bbox": [ + 130, + 241, + 480, + 318 + ], + "spans": [ + { + "bbox": [ + 130, + 241, + 480, + 318 + ], + "type": "text", + "content": "Fig. 3: Comparison between our proposed Normalized Masked Textual Inversion in AlignDiff, Naïve Textual Inversion, and plain text conditioning. Text-conditioned samples exhibit variance in texture and lighting conditioning, but may lack geometric variations and realistic scene layout. Naïve textual inversion captures the realistic scene layout, but often leads to undesired attention of unrelated background when the novel object occupies only a small portion of the image. Note how our proposed Normalized Masked Textual Inversion can successfully generate synthetic samples in such scenario." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 310, + 116, + 481, + 232 + ], + "blocks": [ + { + "bbox": [ + 310, + 116, + 481, + 232 + ], + "lines": [ + { + "bbox": [ + 310, + 116, + 481, + 232 + ], + "spans": [ + { + "bbox": [ + 310, + 116, + 481, + 232 + ], + "type": "image", + "image_path": "26d2ca6251adfcd8d633a21e760d2360ce51607b0e53bb940cbf2a25f7f1cab9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": "sofa' would generate a specific variant of sofa of " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "v_{*}" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": "). To learn the instance-specific embedding " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "v_{*}" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": ", we first use the pre-trained text encoder to map prompt 'A photo of a " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_y" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": "' to get the language embedding " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "\\mathbf{V} = (v_1, \\ldots, v_{j-1}, v_j, v_{j+1}, \\ldots, v_n)" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": ". Here, " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "v_j" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": " denotes the embedding vector that the determiner 'a' maps to. We then modify this vector to insert the instance embedding to create a new vector, " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "\\mathbf{V}_{*} = (v_1, \\ldots, v_{j-1}, v_j, v_{*}, v_{j+1}, \\ldots, v_n)" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "inline_equation", + "content": "v_{*}" + }, + { + "bbox": [ + 130, + 342, + 480, + 461 + ], + "type": "text", + "content": " serves as the adjective description. This is similar to adjective token learning in DreamBooth [24] and is different from textual inversion [6] where the trainable embedding is the noun. We empirically found that treating the learnable embedding as an adjective leads to a faster and more stable training convergence (illustrated in Fig. 3)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 462, + 480, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 480, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 480, + 557 + ], + "type": "text", + "content": "The optimization goal of the vanilla textual inversion is given by a modification of Eq. 2, where the only trainable parameter is the embedding " + }, + { + "bbox": [ + 130, + 462, + 480, + 557 + ], + "type": "inline_equation", + "content": "v_{*}" + }, + { + "bbox": [ + 130, + 462, + 480, + 557 + ], + "type": "text", + "content": ". However, this is inappropriate for few-shot segmentation because the loss is distributed evenly across the entire image. For training samples where the objects of interest occupy only a small portion of the image, using simple textual inversion results in the generation of images with an unwanted focus on background. To amend this issue, we propose to mask and balance the loss of foreground and background using the provided mask," + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 178, + 565, + 481, + 634 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 565, + 481, + 634 + ], + "spans": [ + { + "bbox": [ + 178, + 565, + 481, + 634 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} v _ {*} = \\underset {v _ {*}} {\\operatorname {a r g m i n}} \\mathbb {E} _ {(x, y), \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I}), t, \\mathbf {v}} \\left[ \\frac {\\sum_ {y _ {i} = 1} \\left\\| \\epsilon_ {i} - \\epsilon_ {\\theta} \\left(x _ {t} , t , \\mathbf {v}\\right) _ {i} \\right\\| _ {2} ^ {2}}{\\sum_ {y _ {i} = 1} 1} \\right. \\tag {3} \\\\ \\left. + \\lambda \\cdot \\frac {\\sum_ {y _ {i} = 0} \\left\\| \\epsilon_ {i} - \\epsilon_ {\\theta} \\left(x _ {t} , t , \\mathbf {v}\\right) _ {i} \\right\\| _ {2} ^ {2}}{\\sum_ {y _ {i} = 0} 1} \\right], \\\\ \\end{array}", + "image_path": "4629b047380795b8a085aaa678ae02285d78c4499469bf5de8ce936065f45eb1.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " is the index of pixels in the image, " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "y_{i} = 1" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " denotes foreground pixels, " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "y_{i} = 0" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " denotes background pixels, and " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " is a hyperparameter used to balance the" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "foreground and background loss. Compared to naively masking the loss with foreground masks, Eq. 3 also captures background context such as the surrounding environment and occlusion (an illustration is given in Fig. 2, where the image-conditioned sample shows similar structure to the provided sample). After " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "v_{*}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " is optimized, we store " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "v_{*}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " to a bank of embedding and sample it along with plain text encodings to generate samples, as illustrated in Fig. 2." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 205, + 430, + 217 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 205, + 430, + 217 + ], + "spans": [ + { + "bbox": [ + 131, + 205, + 430, + 217 + ], + "type": "text", + "content": "3.5 Aligning Mask Generation via Few-shot Conditioning" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 223, + 482, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 223, + 482, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 482, + 342 + ], + "type": "text", + "content": "A critical component of adapting diffusion models for segmentation training sample synthesis is to generate accurate masks. To exploit the internal representations of Diffusion models for such a purpose, Hertz et al. [8] proposed to extract image-text cross-attentions and use the response to category names as masks. However, such attention maps are often imprecise (illustrated in the supplementary material), necessitating mask refinement and filtering techniques. Recently, Wu et al. [31] attempted to address this issue by introducing a noise learning process. Though this approach generates masks of good quality, it requires full training of segmentation models for every category, which is prohibitively expensive and empirically takes 1 GPU day for a few thousand synthetic samples." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 342, + 482, + 415 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 482, + 415 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 482, + 415 + ], + "type": "text", + "content": "AlignDiff builds upon the work of Hertz et al. [8] and proposes a novel technique for refining coarse masks from diffusion models. We investigate the problem from a novel perspective, where we relate the task setting to semi-supervised learning. The key insight of AlignDiff is that the expensive noise learning process can be largely avoided if we bootstrap the process with few-shot conditioning with a few accurate image-mask pairs." + } + ] + } + ], + "index": 5 + }, + { + "type": "code", + "bbox": [ + 130, + 431, + 482, + 668 + ], + "blocks": [ + { + "bbox": [ + 271, + 417, + 456, + 430 + ], + "lines": [ + { + "bbox": [ + 271, + 417, + 456, + 430 + ], + "spans": [ + { + "bbox": [ + 271, + 417, + 456, + 430 + ], + "type": "text", + "content": "Algorithm 1 AlignDiff Mask Generation" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "code_caption" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "lines": [ + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": "two sets initially: " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": ", a set of a few reference image-mask pairs, and " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{bad}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": ", a set of many synthetic images with coarse masks. The goal is to refine masks in " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{bad}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": " using the high-quality masks from " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": ". This is very similar to the task setting in semi-supervised learning, in which a widely adopted paradigm is to use knowledge from a small set of good labeled data (comparable to " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": ") to augment the learning on a larger set of data with no label or noisy labels (comparable to " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{bad}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": "). We design a mask generation process that iteratively migrates samples from " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{bad}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 431, + 482, + 668 + ], + "type": "text", + "content": ". The detailed algorithm is given in Algo. 1." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "code_body" + } + ], + "index": 7, + "sub_type": "algorithm" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": "More specifically, the algorithm is split into two stages: a scoring stage and a re-estimation stage. We train a few-shot segmentation (FSS) model on the base dataset " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^B" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". During the scoring stage, we condition the FSS model using the initial " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ", consisting of a few provided real samples. The conditioned FSS model is then used to predict masks for all samples in " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "D_{bad}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". If the IoU between the coarse masks and the pseudo annotation predicted by the FSS model exceeds a certain threshold " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ", then AlignDiff deems the coarse masks as high-quality and moves it to " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". In the re-estimation stage, AlignDiff reconditions the FSS model using the expanded " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "D_{good}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " for a more faithful representation. The updated FSS model is then used to generate pseudo labels for all remaining samples in " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "D_{bad}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". Our semi-supervised mask generation process is much more efficient than the previous noise learning paradigm [31], as both the FSS conditioning and inference require no optimization." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 290, + 230, + 304 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 290, + 230, + 304 + ], + "spans": [ + { + "bbox": [ + 132, + 290, + 230, + 304 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 316, + 482, + 376 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 482, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 482, + 376 + ], + "type": "text", + "content": "To demonstrate the efficacy of our method, we apply AlignDiff to generate data for three commonly used few-shot segmentation datasets to augment state-of-the-art models' segmentation in a plug-and-play manner. We mainly use the FSS-1000 [12] dataset, for its rich class diversity that allows us to evaluate AlignDiff on uncommon categories." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 394, + 246, + 407 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 394, + 246, + 407 + ], + "spans": [ + { + "bbox": [ + 132, + 394, + 246, + 407 + ], + "type": "text", + "content": "4.1 Evaluation setup" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "type": "text", + "content": "Datasets. We follow previous literature in few-shot segmentation [29, 30, 32] and generalized few-shot segmentation [1, 20, 28] to use the Pascal-5" + }, + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "type": "inline_equation", + "content": "^{\\text{I}}" + }, + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "type": "text", + "content": " and the COCO-20" + }, + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "type": "inline_equation", + "content": "^{\\text{I}}" + }, + { + "bbox": [ + 130, + 414, + 482, + 474 + ], + "type": "text", + "content": " dataset in both settings. Since the FSS-1000 [12] dataset focuses on class diversity and contains only individual class per image, it is appropriate only for the FSS setting, following existing works [17, 28, 29]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 569 + ], + "type": "text", + "content": "Synthesizer Baselines. We use Grounded Diffusion (GD) [14] as the main synthesis baseline. Another recent work, DiffuMask [31], (1) performs heavy prompt engineering on the Pascal and the COCO dataset, which violates the few-shot setting that the class information is not known beforehand; (2) requires an expensive noise-learning process for every category, which makes comparisons on COCO prohibitively expensive (we approximate " + }, + { + "bbox": [ + 130, + 474, + 482, + 569 + ], + "type": "inline_equation", + "content": ">80" + }, + { + "bbox": [ + 130, + 474, + 482, + 569 + ], + "type": "text", + "content": " GPU days). Given this practical limitation, we compare the efficiency and the mask accuracy of AlignDiff with DiffuMask only on a subset of the Pascal dataset in Table. 5." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Evaluation Protocol. The experiment on FSS follows the standard episode-based protocol [17,30]. In both the base training and the few-shot testing stage, the model is presented with episodes that contain a few supporting examples and a query example. The model is tasked to perform binary segmentation of the query sample. In our experiments, we do not modify the base training stage, but we augment the support set " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " during few-shot testing by supplying extra synthetic samples from AlignDiff, which is conditioned on " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ". Results are average across 1,000 runs. For GFSS, we follow existing work [1,20] and first" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 212, + 479, + 331 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "type": "text", + "content": "Table 1: Results on FSS-1000 [12] over all 240 testing categories under the 1-shot setting. The OOD (out-of-distribution) classes are determined as classes where samples synthesized by GD [14] diminish the performance (detailed in supplementary). Support set source indicates how the support sets are augmented (e.g., " + }, + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "type": "inline_equation", + "content": "1\\mathrm{R} + 20\\mathrm{S}" + }, + { + "bbox": [ + 130, + 114, + 482, + 202 + ], + "type": "text", + "content": " means 1 real sample with 20 synthetic samples). Using simple samples from GD [14] diminishes the final performance due to OD generation. In contrast, our proposed normalized masked textual inversion (T.Inv.) and semi-supervised masking (S-mask.) in AlignDiff consistently improve novel IoU, indicating the OOD generation capability of AlignDiff." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 212, + 479, + 331 + ], + "lines": [ + { + "bbox": [ + 135, + 212, + 479, + 331 + ], + "spans": [ + { + "bbox": [ + 135, + 212, + 479, + 331 + ], + "type": "table", + "html": "
MethodSupport Set SourceSynthesis SetupOverall IoUOOD IoU
ConditioningMask
HSNet [17]1RN/AN/A86.587.5
1R+20STextGD [14]81.480.2
1R+20STextS.Mask. (Ours)87.286.9
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)88.388.2
VAT [10]1RN/AN/A90.090.5
1R+20STextGD [14]84.783.5
1R+20STextS.Mask. (Ours)89.888.6
1R+20ST.Inv. + Text (Ours)S.Mask. (Ours)90.890.6
", + "image_path": "5093a8c0c592a92a819d00d8cfab448a522c6836ffbccb73f5646c770d25cadd.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "content": "train the models on " + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^B" + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "content": " excluding any novel samples. During few-shot learning, " + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "content": " is presented to the model for adaptation. We apply AlignDiff to synthesize 1,000 training samples per novel class to augment " + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "content": " and report metrics on both the base and the novel classes. Note that the evaluation of the validation set is done in a single pass, which is different from the usual episode-based FSS evaluation scheme [5,17]. The reported results are averaged across multiple folds in a cross-validating fashion. For each fold, we average results from 5 random runs." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 466, + 478, + 491 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 466, + 478, + 491 + ], + "spans": [ + { + "bbox": [ + 131, + 466, + 478, + 491 + ], + "type": "text", + "content": "4.2 Main Result - Out-of-Distribution (OOD) Generation for Rare Categories on FSS-1000" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 498, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 605 + ], + "type": "text", + "content": "Besides introducing more diverse samples to few-shot learning of common categories, AlignDiff is most notable for helping with Out-Of-Distribution (OOD) generation of rare categories that plain text conditioning fails. In Tab. 1, we investigate the efficacy of AlignDiff to handle out-of-distribution generation on the FSS-1000 dataset [12] under the 1-shot setting. We use the HSNet [17] and VAT [10] as the FSS baseline and apply AlignDiff to provide additional samples for the support set during the few-shot testing. Note that DiffuMask is prohibitively expensive for this scenario since it requires training segmentation models for every category. Thus, we compare only with GD [14]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "We perform step-by-step ablations from text-conditioned diffusion [14] to AlignDiff, which demonstrates the efficacy of our method. GD [14], which synthesizes samples using text conditioning, fails drastically on FSS-1000. The samples it synthesizes negatively impact the final performance. This is due to both inaccurate instances in the images caused by plain text conditioning and" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 151, + 156, + 462, + 324 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "type": "text", + "content": "Table 2: Comparison with state-of-the-arts on PASCAL-5i and COCO-20i in FSS settings. Bold and underlined indicate best and the second best methods." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 151, + 156, + 462, + 324 + ], + "lines": [ + { + "bbox": [ + 151, + 156, + 462, + 324 + ], + "spans": [ + { + "bbox": [ + 151, + 156, + 462, + 324 + ], + "type": "table", + "html": "
MethodPASCAL-5i1-SHOTPASCAL-5i5-SHOT
50515253Mean50515253Mean
PFENet (TPAMI'20) [29]60.569.454.455.960.162.870.454.957.661.4
MLC (ICCV'21) [33]60.871.361.556.962.665.874.971.463.168.8
HSNet (ICCV'21) [17]65.770.363.261.965.372.073.668.768.470.7
NTRENet (CVPR'22) [15]65.571.859.158.363.767.973.260.166.867.0
DCAMA (ECCV'22) [27]62.570.864.556.463.570.073.866.865.068.9
VAT (ECCV'22) [10]68.171.764.863.367.072.674.169.569.571.4
SCCAN (ICCV'23) [32]69.174.066.361.667.771.675.269.566.570.7
SCCAN (ICCV'23) [32]+AlignDiff'71.074.866.563.669.072.675.570.368.171.6
COCO-20i1-SHOTCOCO-20i5-SHOT
PFENet (TPAMI'20) [29]34.333.032.330.132.438.538.638.234.337.4
MLC (ICCV'21) [33]50.237.827.130.436.457.046.237.337.244.4
HSNet (ICCV'21) [17]37.644.544.440.741.845.152.348.547.948.5
NTRENet (CVPR'22) [15]38.340.439.538.139.142.344.444.241.743.2
DCAMA (ECCV'22) [27]41.546.245.241.343.548.058.054.347.151.9
SCCAN (ICCV'23) [32]41.751.348.446.747.049.059.359.452.755.1
SCCAN (ICCV'23) [32]+AlignDiff'42.152.549.047.847.949.359.959.553.055.4
", + "image_path": "bca9d135a9462262ac0589717547b864902d3081daa079b45b70fca23138c6b9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 354, + 482, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 450 + ], + "type": "text", + "content": "inaccurate mask generation. When we use our proposed semi-supervised mask generator, the overall IoU is improved since the masks provided are more accurate. However, the IoU of OOD categories is still worse than conditioning using a single real example even with accurate masks. Finally, we use full AlignDiff and apply the normalized masked textual inversion technique. In this case, both the overall IoU and the IoU of OOD categories surpass the original performance, highlighting the capability of AlignDiff to generate synthetic samples for rare out-of-distribution categories." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 467, + 312, + 479 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 467, + 312, + 479 + ], + "spans": [ + { + "bbox": [ + 132, + 467, + 312, + 479 + ], + "type": "text", + "content": "4.3 Few-Shot Segmentation (FSS)" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "text", + "content": "In Tab. 2, we present results of combining AlignDiff with a recent method, SCCAN [32], to tackle the few-shot segmentation tasks on the Pascal-5" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "inline_equation", + "content": "^{\\text{i}}" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "text", + "content": " and the COCO-20" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "inline_equation", + "content": "^{\\text{i}}" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "text", + "content": " datasets. As expected, since Pascal and COCO contain only common classes, AlignDiff successfully augments the performance on both datasets. This marks that AlignDiff can augment state-of-the-art networks in all commonly used datasets including Pascal-5" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "inline_equation", + "content": "^{\\text{i}}" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "text", + "content": ", COCO-20" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "inline_equation", + "content": "^{\\text{i}}" + }, + { + "bbox": [ + 130, + 486, + 482, + 570 + ], + "type": "text", + "content": ", as well as the FSS-1000 [12] that is challenging to simple diffusion models." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 586, + 384, + 598 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 384, + 598 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 384, + 598 + ], + "type": "text", + "content": "4.4 Generalized Few-Shot Segmentation (GFSS)" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "In Tab. 3, we report results on the challenging GFSS setting on the Pascal-5i" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "^{\\mathrm{i}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " dataset and the COCO-20" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "^{\\mathrm{i}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " datasets, where the model is required to segment both the base and novel categories. We augment several baselines with AlignDiff to illustrate how much the AlignDiff can help improve the performance of few-shot segmentation in a model-agnostic manner." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 178, + 480, + 369 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "type": "text", + "content": "Table 3: AlignDiff can be applied in a model-agnostic fashion to GFSS, where models are required to segment both base and novel classes. AlignDiff improves underlying models across different few-shot settings on COCO-20" + }, + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "type": "inline_equation", + "content": "^i" + }, + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "type": "text", + "content": " and PASCAL-5" + }, + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "type": "inline_equation", + "content": "^i" + }, + { + "bbox": [ + 130, + 114, + 482, + 173 + ], + "type": "text", + "content": ". The best results are bolded. HM stands for harmonic mean. *: Simple fine-tuning yields bad performance due to catastrophic forgetting [1]." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 178, + 480, + 369 + ], + "lines": [ + { + "bbox": [ + 134, + 178, + 480, + 369 + ], + "spans": [ + { + "bbox": [ + 134, + 178, + 480, + 369 + ], + "type": "table", + "html": "
MethodBaseNovelHMBaseNovelHM
PASCAL-511-SHOTPASCAL-515-SHOT
PIFS [1]64.116.926.764.527.538.6
GFS [28]65.715.124.666.122.433.5
FINETUNE*47.23.97.258.77.713.6
FINETUNE + GD [14]28.120.323.632.022.526.4
FINETUNE+AlignDiff66.2(+19.0)44.9(+41.0)53.5(+46.3)65.9(+7.2)45.1(+37.4)53.6(+40.0)
GAPS [20]66.823.634.968.243.953.4
GAPS + GD†[14]66.841.251.068.544.053.6
GAPS+AlignDiff [20]67.3(+0.5)43.3(+19.7)52.7(+17.8)68.4(+0.2)47.4(+3.5)56.0(+2.6)
COCO-2011-SHOTCOCO-2015-SHOT
PIFS [1]40.410.416.541.118.325.3
GFS [28]44.67.112.245.211.117.8
FINETUNE*38.54.88.539.511.517.8
FINETUNE + GD [14]25.817.220.631.923.627.2
FINETUNE+AlignDiff41.7(+3.2)22.4(+17.6)29.1(+20.6)41.8(+2.3)27.9(+16.4)33.5(+15.7)
GAPS [20]46.812.720.049.125.833.8
GAPS + GD†[14]47.121.829.946.529.035.7
GAPS+AlignDiff [20]46.7(-0.1)23.1(+10.4)30.9(+10.9)47.9(-1.2)30.3(+4.5)37.1(+3.3)
", + "image_path": "048fb305b0d07ffb4a8e6cee168147042bf311d7411c2ab65b5375e596f15cba.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 390, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 482, + 498 + ], + "type": "text", + "content": "GFSS Baselines. We use three recent works [1,20,28] from GFSS as baselines. GFS [28] proposed the setting of GFSS, but it focuses only on test-time optimization and does not fine-tune on " + }, + { + "bbox": [ + 130, + 390, + 482, + 498 + ], + "type": "inline_equation", + "content": "\\mathcal{D}^N" + }, + { + "bbox": [ + 130, + 390, + 482, + 498 + ], + "type": "text", + "content": ". PIFS [1] formulates GFSS as a continual few-shot learning task and proposes to fine-tune the model using a few novel samples. Finally, GAPS [20] views GFSS as continual learning and combines memory-replay with copy-paste to further increase the GFSS performance. In this work, we choose GAPS [20] as the main baseline due to its state-of-the-art performance in GFSS and we treat images from AlignDiff as instances that can be copied and pasted in GAPS." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 498, + 482, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 608 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 608 + ], + "type": "text", + "content": "AlignDiff consistently improves novel IoU under few-shot settings. Across all task settings, AlignDiff is able to synthesize more diverse samples to aid few-shot learning of novel categories. Most notably, on the impoverished 1-shot setting, GAPS+AlignDiff improves the novel IoU by approximately " + }, + { + "bbox": [ + 130, + 498, + 482, + 608 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 498, + 482, + 608 + ], + "type": "text", + "content": " on both Pascal-5i and COCO-20. AlignDiff also consistently outperforms GD [14]. Note that the performance gap between AlignDiff and GD is more drastic on simple fine-tuning because GAPS [20] has built-in copy-paste for scene layout, which highlights the potential of AlignDiff for standard segmentation via copy-pasting generated samples." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 622, + 246, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 246, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 246, + 634 + ], + "type": "text", + "content": "4.5 Ablation Studies" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Qualitative samples. We perform extensive visualization to demonstrate the quality of synthetic samples that AlignDiff generates. We include some qualita" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 114, + 187, + 205 + ], + "blocks": [ + { + "bbox": [ + 140, + 114, + 187, + 205 + ], + "lines": [ + { + "bbox": [ + 140, + 114, + 187, + 205 + ], + "spans": [ + { + "bbox": [ + 140, + 114, + 187, + 205 + ], + "type": "image", + 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Note how text-to-image synthesis fails for rare classes. AlignDiff generates instances within class and with varying lighting conditions. 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These qualitative examples demonstrate the capability of AlignDiff on OOD categories from FSS-1000, where plain text conditioning fails. Notice that AlignDiff is capable of picking up fine-grained details of different types of chess in the synthesized image and textures." + } + ] + } + ], + "index": 26 + }, + { + "bbox": [ + 130, + 497, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 497, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 497, + 482, + 568 + ], + "type": "text", + "content": "Comparison with DiffuMask [31]. In Table. 5, we compare AlignDiff with DiffuMask on the 5 classes of the Pascal- " + }, + { + "bbox": [ + 130, + 497, + 482, + 568 + ], + "type": "inline_equation", + "content": "5^{3}" + }, + { + "bbox": [ + 130, + 497, + 482, + 568 + ], + "type": "text", + "content": " dataset on the GFSS setting with GAPS [20] + AlignDiff. We empirically measure the GPU hours for synthesis and use the final novel IoU on the GFSS task setting as a quantitative measurement of the mask quality. We observe that the mask quality of AlignDiff and DiffuMask is on-par with similar accuracy, whereas AlignDiff is much more efficient." + } + ] + } + ], + "index": 27 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "Dissection of Mask-level Alignment. Our mask-level alignment is based on a key observation: both cross-attention maps from Diffusion and masks predicted by FSS models (conditioned on a few real images) are not perfect, but they have different failure patterns. Cross-attention maps have strong generalizability but with unrefined boundary. Conversely, recent FSS models have refined boundary, but lack generalizability due to the limited real samples. Our scoring stage captures masks where both models agree on with good boundary and intra-class variance." + } + ] + } + ], + "index": 28 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 151, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignDiff: Aligning Diffusion Models for General Few-Shot Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 144, + 168, + 298, + 255 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 306, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 306, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 306, + 159 + ], + "type": "text", + "content": "Table 4: Comparisons of different mask generation methods using Pascal-5" + }, + { + "bbox": [ + 132, + 114, + 306, + 159 + ], + "type": "inline_equation", + "content": "^2" + }, + { + "bbox": [ + 132, + 114, + 306, + 159 + ], + "type": "text", + "content": " categories. An off-the-shelf model trained on abundant data [4] provides reference labels." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 144, + 168, + 298, + 255 + ], + "lines": [ + { + "bbox": [ + 144, + 168, + 298, + 255 + ], + "spans": [ + { + "bbox": [ + 144, + 168, + 298, + 255 + ], + "type": "table", + "html": "
MethodImagesIoU
Coarse Attention [8,31]All78.6
FSS-only [5]All88.9
AlignDiffAll92.9
Coarse Attention [8,31]Dgood91.4
FSS-only [5]Dgood93.7
AlignDiffDgood94.2
", + "image_path": "6506f295b5073b2cd05a16418ee9c00314f6a7ff4478b44f1c6bbbebb145e3d9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 316, + 205, + 473, + 251 + ], + "blocks": [ + { + "bbox": [ + 307, + 118, + 482, + 196 + ], + "lines": [ + { + "bbox": [ + 307, + 118, + 482, + 196 + ], + "spans": [ + { + "bbox": [ + 307, + 118, + 482, + 196 + ], + "type": "text", + "content": "Table 5: Comparison of AlignDiff to DiffuMask [31] on mask generation on Pascal" + }, + { + "bbox": [ + 307, + 118, + 482, + 196 + ], + "type": "inline_equation", + "content": "^{5^3}" + }, + { + "bbox": [ + 307, + 118, + 482, + 196 + ], + "type": "text", + "content": " GFSS. GPU hours are reported for the generation of masks for a total of 5 classes with 2,000 images per class on a single RTX3090. AlignDiff is much more efficient with on-par efficiency." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 316, + 205, + 473, + 251 + ], + "lines": [ + { + "bbox": [ + 316, + 205, + 473, + 251 + ], + "spans": [ + { + "bbox": [ + 316, + 205, + 473, + 251 + ], + "type": "table", + "html": "
MethodGPU hrs↓Novel IoU↑
AlignDiff1541.5
DiffuMask [31]13040.7
", + "image_path": "e61aef89109f7115449b62800468135a9403e895eca064f200cdf533efccfa29.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "text", + "content": "To validate the above claim, we perform additional experiments to evaluate the quality of masks throughout the mask alignment process. Specifically, we use a 2D segmentation model trained on abundant data as an oracle to provide reference masks for data synthesized for Pascal-5" + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "inline_equation", + "content": "^2" + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "text", + "content": ". The results are presented in Tab. 4: coarse attention maps and FSS-only are unsatisfactory due to failure modes mentioned above, but AlignDiff yields significantly improved masks. Notably, both models generate near-perfect initial estimation for images in the post-scoring " + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{\\mathrm{good}}" + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "text", + "content": " set (" + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{\\mathrm{good}}" + }, + { + "bbox": [ + 130, + 277, + 482, + 372 + ], + "type": "text", + "content": " here is discussed in Algo. 1)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "type": "text", + "content": "Timing. We compare the timing of AlignDiff and DiffuMask [31] in Tab. 5. For both methods, generating 10,000 images require " + }, + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "type": "inline_equation", + "content": "\\approx 14" + }, + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "type": "text", + "content": " GPU hours using Stable Diffusion [23]. For mask generation, AlignDiff's semi-supervised pipeline only requires single-step feedforward conditioning and inference with less than 0.3 seconds per image. DiffuMask [31] requires training of segmentation models per category with amortized cost of " + }, + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "type": "inline_equation", + "content": "\\approx 40" + }, + { + "bbox": [ + 130, + 372, + 482, + 443 + ], + "type": "text", + "content": " seconds per image." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 444, + 482, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 444, + 482, + 480 + ], + "spans": [ + { + "bbox": [ + 130, + 444, + 482, + 480 + ], + "type": "text", + "content": "Supplementary Material For more results, such as more images of generated samples and masks generated by coarse attention/AlignDiff to show mask improvement, please refer to the supplementary material." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 497, + 220, + 510 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 497, + 220, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 497, + 220, + 510 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 521, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 569 + ], + "type": "text", + "content": "In this paper, we present AlignDiff, which aligns standard Diffusion models for out-of-distribution generation and accurate pixel-level annotations. AlignDiff can be combined with copy-paste [7, 20] and recent conditioning methods [13] to improve general segmentations, which we leave for future research." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 570, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 605 + ], + "type": "text", + "content": "Limitation. Though AlignDiff can adapt to synthesize instances of rare categories that plain text conditioning fails with as few as a single image, AlignDiff may fail on tasks with drastic domain gaps, such as medical image segmentation." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 605, + 481, + 630 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 630 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 630 + ], + "type": "text", + "content": "Societal Impact. AlignDiff was developed using Stable Diffusion [23], which is trained on datasets known to contain societal biases such as gender bias [26]." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 630, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 481, + 665 + ], + "type": "text", + "content": "Acknowledgement. This work was supported in part by NIFA Award 2020-67021-32799 and NSF Grant 2106825. 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In: ICCV (2021) 3" + } + ] + } + ], + "index": 16 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "16" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 206, + 102 + ], + "type": "text", + "content": "Qiu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 15 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_content_list.json b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..1d941f8b6b8cc196795a5059efd11667f56f721f --- /dev/null +++ b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_content_list.json @@ -0,0 +1,1927 @@ +[ + { + "type": "text", + "text": "AlignZeg: Mitigating Objective Misalignment for Zero-shot Semantic Segmentation", + "text_level": 1, + "bbox": [ + 223, + 140, + 779, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jiannan Ge $^{1}$ , Lingxi Xie $^{2}$ , Hongtao Xie $^{1\\star}$ , Pandeng Li $^{1}$ , Xiaopeng Zhang $^{2}$ , Yongdong Zhang $^{1}$ , and Qi Tian $^{2}$", + "bbox": [ + 232, + 210, + 771, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 University of Science and Technology of China", + "bbox": [ + 336, + 253, + 663, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Huawei Inc.", + "bbox": [ + 452, + 268, + 547, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{gejn,lpd}@mail.ustc.edu.cn,{htxie,zhyd73}@ustc.edu.cn", + "bbox": [ + 287, + 282, + 715, + 297 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{198808xc,zxphistory}@gmail.com, tian.qi1@huawei.com", + "bbox": [ + 300, + 297, + 702, + 310 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. A serious issue that harms the performance of zero-shot visual recognition is named objective misalignment, i.e., the learning objective prioritizes improving the recognition accuracy of seen classes rather than unseen classes, while the latter is the true target to pursue. This issue becomes more significant in zero-shot image segmentation because the stronger (i.e., pixel-level) supervision brings a larger gap between seen and unseen classes. To mitigate it, we propose a novel architecture named AlignZeg, which embodies a comprehensive improvement of the segmentation pipeline, including proposal extraction, classification, and correction, to better fit the goal of zero-shot segmentation. (1) Mutually-Refined Proposal Extraction. AlignZeg harnesses a mutual interaction between mask queries and visual features, facilitating detailed class-agnostic mask proposal extraction. (2) Generalization-Enhanced Proposal Classification. AlignZeg introduces synthetic data and incorporates multiple background prototypes to allocate a more generalizable feature space. (3) Predictive Bias Correction. During the inference stage, AlignZeg uses a class indicator to find potential unseen class proposals followed by a prediction postprocess to correct the prediction bias. Experiments demonstrate that AlignZeg markedly enhances zero-shot semantic segmentation, as shown by an average $3.8\\%$ increase in hIoU, primarily attributed to a $7.1\\%$ improvement in identifying unseen classes, and we further validate that the improvement comes from alleviating the objective misalignment issue.", + "bbox": [ + 259, + 349, + 743, + 670 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Zero-shot learning $\\cdot$ Semantic segmentation", + "bbox": [ + 261, + 681, + 640, + 696 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 723, + 377, + 739 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Semantic segmentation [5, 7, 15, 27, 36, 49, 53, 61] is a fundamental task in computer vision [8, 41, 42, 55] that is critical for image understanding. Traditional segmentation [12, 33, 45] approaches depend on large amounts of annotated data to perform effectively. Given the vast and diverse nature of real-world data, it is", + "bbox": [ + 212, + 755, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 217, + 824, + 385, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/c90abf7d8980c17bd25eb32f6b14489733d9d2ef60c45c37f44c2e29c58f4bb3.jpg", + "image_caption": [ + "Fig. 1: (a) Proposal features are aligned with class prototypes. \"CLIP Text.\" represents CLIP Text Encoder. (b) Red boxes select the unseen classes. Yellow dashed boxes select the misclassified areas, e.g., \"tree\" (unseen) $\\rightarrow$ \"bush\" (seen) $②$ , \"road\" (unseen) $\\rightarrow$ \"pavement\" (unseen) $④$ . These errors show the objective misalignment issue." + ], + "image_footnote": [], + "bbox": [ + 220, + 145, + 472, + 289 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/7502f8dc79600019ac259cd10850b428478d96f28e95c97fac28f49808a82569.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 477, + 143, + 784, + 289 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "not feasible to annotate every new image. Zero-shot semantic segmentation [3] has emerged to address this challenge, leveraging the model trained on a limited dataset to segment and recognize classes not seen during training.", + "bbox": [ + 212, + 393, + 782, + 441 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recently, the introduction of large-scale vision-language models, such as CLIP [54], has advanced this task further. As shown in Fig. 1 (a), the visual features of seen classes are aligned with the semantic features, i.e., class prototypes, which enables the model to detect unseen classes. Models such as SimBaseline [64], Zegformer [18], and OVSeg [44] have proposed a two-stage scheme that first generates class-agnostic mask proposals and then extracts corresponding mask visual features for zero-shot classification. This scheme effectively extends CLIP's zero-shot abilities to the pixel level. However, these methods often necessitate multiple forward passes per image, leading to inefficiency. In response, models like ZegCLIP [72], DeOP [23], and SAN [63] construct their networks based on the CLIP image encoder for a streamlined process. However, these methods suffer a phenomenon which we refer to as \"objective misalignment\", i.e., they focus on improving the accuracy on seen classes but ignore the unseen classes. In the semantic segmentation task, characterized by a strong supervision signal, this misalignment issue becomes more pronounced. It not only constrains the full potential of CLIP's zero-shot performance but also introduces biases into the model's predictions. As illustrated in Fig. 1 (b), this misalignment tends to cause inaccurate segmentation results on unseen classes. For example, the model might mistakenly segment \"tree\" class as semantically similar categories like \"grass\"① and \"bush\"②.", + "bbox": [ + 212, + 443, + 787, + 747 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address the issue mentioned above, we propose a novel framework named AlignZeg, which aligns the training and inference objectives of the model with zero-shot tasks. Initially, we introduce the Mutually-Refined Proposal Extraction, which employs mask queries and visual features to mutually refine each other, leading to the extraction of more detailed mask proposals. These high-quality class-agnostic proposals can generalize effectively to unseen classes,", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "thereby reducing the model's sensitivity to seen classes. Subsequently, we propose the Generalization-Enhanced Proposal Classification, an innovative approach that integrates generality constraints within the feature space, enhancing its generalizability to unseen classes. This includes integrating synthetic features to prevent over-specialization towards seen classes, and employing a multi-background prototype strategy for diverse background representations. While these developments enhance zero-shot semantic segmentation by optimizing towards the zero-shot task objective, the exclusive use of seen class data in training inevitably leads to prediction bias. Therefore, we propose Predictive Bias Correction to filter potential unseen class proposals and adjust the corresponding prediction scores, thereby explicitly alleviating the prediction bias. Notably, our approach assists in judging potential unseen classes at the proposal level, first introducing a new effective step to the segmentation pipeline.", + "bbox": [ + 212, + 146, + 787, + 343 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We evaluate AlignZeg in the Generalized Zero-Shot Semantic Segmentation (GZS3) setting and achieve an average improvement of $3.8\\%$ in hIoU, with a notable average increase of $7.1\\%$ in mIoU $(\\mathcal{U})$ for unseen classes. Additionally, in the strict Zero-Shot Semantic Segmentation (ZS3) setting, which only considers unseen classes during testing, AlignZeg also achieves state-of-the-art (SOTA) performance in both pAcc and mIoU. These experiments demonstrate that our model effectively mitigates the issue of objective misalignment.", + "bbox": [ + 212, + 343, + 789, + 450 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 473, + 397, + 489 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Zero-shot visual recognition. Zero-shot visual recognition, aimed at identifying unseen categories, typically employs semantic descriptors like attributes [29] and word vectors [57] to bridge seen and unseen categories. Classical methods [10,11,20,24,58,66,67] create a shared space between features and descriptors but often focus more on seen classes, leading to an objective misalignment issue. Recent works [9, 21, 28, 46, 48, 65] address this by extracting attribute-related regions. However, the reliance on manually annotated attributes limits generalizability across diverse scenarios. Recently, large-scale vision-language models [30, 39, 40, 54, 59] like CLIP [54] have advanced by training on numerous image-text pairs. While CLIP's broad semantic coverage offers good zero-shot capabilities, its focus on image level limits its efficacy in pixel-level recognition. Zero-shot semantic segmentation. Zero-shot semantic segmentation [3, 17, 25, 26, 35, 38, 43, 47, 69, 70] is an emerging research task. Earlier methods [2, 14, 22] focused on linking visual content with class descriptions by a shared space. Recently, the advent of CLIP [54] has shifted focus to pixel-level zero-shot recognition using vision-language models. Recent methods like SimBaseline [64] and Zegformer [18] have introduced a two-stage zero-shot segmentation approach: class-agnostic mask proposals extraction followed by their zero-shot classification. While effectively scaling down CLIP's capabilities to pixel level, challenges persist in integrating cropped images with CLIP. OVSeg [44] bridged this gap with mask prompt tuning. However, the two-stage process is inefficient due to multiple CLIP encoder iterations. Models like ZegCLIP [72], DeOP [23], and", + "bbox": [ + 212, + 507, + 787, + 843 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/145241db0a934e5d9599f59d7e74c7f1560938a42d32154039047819599e9999.jpg", + "image_caption": [ + "Fig. 2: Overall framework. Our method mitigates the objective misalignment between semantic segmentation and zero-shot task through three main components: Mutually-Refined Proposal Extraction (MRPE), Generalization-Enhanced Proposal Classification (GEPC), and Proposal-based Bias Correction (PBC), the latter of which is applied during the inference process. Parameters in gray are fixed." + ], + "image_footnote": [], + "bbox": [ + 232, + 145, + 769, + 378 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "SAN [63] overcome this by utilizing the CLIP encoder directly. They not only simplified the process but also increased computational efficiency by necessitating just one forward pass. However, these approaches primarily focus on adapting CLIP for pixel-level tasks with classification loss on seen classes. This objective misaligns with the intrinsic nature of zero-shot tasks and often results in overfitting. This objective misalignment issue is more pronounced in the context of segmentation tasks due to their stronger supervision.", + "bbox": [ + 212, + 484, + 787, + 590 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Prediction bias. To reduce objective misalignment in zero-shot visual recognition, addressing the classifier's prediction bias towards seen classes is a pivotal way. Researchers have explored strategies like advanced domain detector design [1], entropy-based score adjustments [51], distance-based gating networks [37] and generated-based distance analysis [67], to distinguish between seen and unseen categories. However, adapting these methods to pixel-level tasks remains challenging. [69] extended these ideas to zero-shot segmentation with an unknown prototype for unknown mask extraction. However, its final performance is notably sensitive to the accuracy of the unknown mask extraction.", + "bbox": [ + 212, + 592, + 789, + 728 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 750, + 330, + 763 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Problem definition. Zero-shot semantic segmentation aims to extract transferable knowledge from seen classes $\\mathcal{C}_{\\mathrm{seen}}$ to subsequently recognize unseen classes $\\mathcal{C}_{\\mathrm{unseen}}$ , where $\\mathcal{C}_{\\mathrm{seen}} \\cap \\mathcal{C}_{\\mathrm{unseen}} = \\emptyset$ . To achieve this objective, during the training process, we leverage the CLIP model to derive semantic representations from", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "class labels within $\\mathcal{C}_{\\mathrm{seen}}$ . During the testing phase, we evaluate the model on both seen and unseen classes, i.e., $\\mathcal{C}_{\\mathrm{test}} = \\mathcal{C}_{\\mathrm{unseen}} \\cup \\mathcal{C}_{\\mathrm{seen}}$ .", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Overview. Most existing methods prioritize improving recognition performance on seen classes, which deviates from the objectives of zero-shot tasks. In zero-shot semantic segmentation, this deviation, termed \"objective misalignment\", is exacerbated due to the strong supervision signals inherent in segmentation tasks. To realign the training process with zero-shot objectives, we introduce two key components: Mutually-Refined Proposal Extraction (MRPE) and Generalization-Enhanced Proposal Classification (GEPC), as detailed in Sec. 3.1 and Sec. 3.2, respectively. MRPE refines mask proposals through interactions between queries and features, while GEPC enhances the generalizability of proposal features for each mask proposal, countering seen class dominance with virtual features and diverse backgrounds. We also implement Predictive Bias Correction (PBC), outlined in Sec. 3.3, to explicitly reduce the model's bias towards seen classes by filtering potential unseen class proposals and adjusting their prediction scores.", + "bbox": [ + 212, + 178, + 787, + 375 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Mutually-Refined Proposal Extraction", + "text_level": 1, + "bbox": [ + 214, + 398, + 578, + 415 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "An intuitive idea to get the mask proposals is to use a simple transformer decoder like [13, 18, 64] to decode masks from visual features via mask queries. However, mask queries of this technique lack sufficient interaction with visual features. This limitation can lead to challenges in reliably extracting class-agnostic masks, especially from samples that are complex and varied in nature. Therefore, we propose an enhanced strategy in the pixel decoder, where mask queries and visual features are mutually refined, which enables the extraction of high-quality, class-agnostic masks that are more effectively generalized to unseen classes.", + "bbox": [ + 212, + 426, + 784, + 547 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Directly training a feature extraction network may over-fit the training set, while directly using CLIP features cannot guarantee good segmentation. Therefore, we extract complementary visual features $\\mathbf{Z}_{\\mathrm{enc}}$ and $\\mathbf{Z}_{\\mathrm{clip}}$ via a learnable image encoder and a fixed CLIP image encoder, respectively. Then we fuse them by $\\mathbf{Z}_{\\mathrm{f}} = \\mathbf{Z}_{\\mathrm{enc}} + \\mathbf{Z}_{\\mathrm{clip}} \\in \\mathbb{R}^{\\left(\\frac{H}{16} \\times \\frac{W}{16}\\right) \\times D}$ for following pixel decoder, where $H$ and $W$ are the input image's dimensions. We follow [72] to use prompt learning [31] to fine-tune the CLIP features to further adapt CLIP to the current dataset.", + "bbox": [ + 212, + 549, + 787, + 652 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Then, we employ the queries to decode masks from the visual features. We first conduct query refinement shown in Fig. 2. Specifically, we apply a cross-attention mechanism [6] to adjust the mask queries $\\mathbf{Q}_{\\mathrm{m}} \\in \\mathbb{R}^{N \\times D}$ by", + "bbox": [ + 212, + 654, + 787, + 702 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {Q} _ {\\mathrm {m}} ^ {\\prime} = \\operatorname {s o f t m a x} \\left(\\frac {\\mathbf {Q} _ {\\mathrm {m}} \\mathbf {W} _ {\\mathrm {Q}} (\\mathbf {Z} _ {\\mathrm {f}} \\mathbf {W} _ {\\mathrm {K}}) ^ {\\top}}{\\sqrt {D}}\\right) \\mathbf {Z} _ {\\mathrm {f}} \\mathbf {W} _ {\\mathrm {V}}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 713, + 785, + 753 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\mathbf{W}_{\\mathrm{Q}}$ , $\\mathbf{W}_{\\mathrm{K}}$ , $\\mathbf{W}_{\\mathrm{V}}$ are the mapping functions for the queries, keys and values, and $D$ is their feature dimension. $\\mathbf{Q}_{\\mathrm{m}}$ is randomly initialized and is learnable. $N$ denotes the total number of queries, which corresponds to the extraction of $N$ distinct mask proposals. Then we use residual connections and an MLP layer to prompt the queries by $\\mathbf{Q}_{\\mathrm{m}}^{\\prime} = \\mathrm{MLP}(\\mathbf{Q}_{\\mathrm{m}} + \\mathbf{Q}_{\\mathrm{m}}^{\\prime})$ . We also conduct image", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/7f3c49a13fb29d819da61321a5714b70bc7a621fe12f4b4b7f9730e0eb7c68e7.jpg", + "image_caption": [ + "Fig. 3: Without GEPC, driven mainly by classification loss, the model focuses on seen classes, allowing them to dominate the feature space. GEPC introduces synthetic features and diverse backgrounds, helping provide a more generalizable feature space." + ], + "image_footnote": [], + "bbox": [ + 261, + 143, + 743, + 265 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "refinement to adjust the visual information. This process first includes a cross-attention mechanism to adapt the visual features and get $\\mathbf{Z}_{\\mathrm{f}}^{\\prime}$ via Eq. (1). The only difference is that we obtain queries from $\\mathbf{Z}_{\\mathrm{f}}$ , and get keys and values from $\\mathbf{Q}_{\\mathrm{m}}^{\\prime}$ . Then we get prompted visual features by $\\mathbf{Z}_{\\mathrm{f}}^{\\prime} = \\mathrm{MLP}(\\mathbf{Z}_{\\mathrm{f}} + \\mathbf{Z}_{\\mathrm{f}}^{\\prime})$ .", + "bbox": [ + 212, + 348, + 782, + 407 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Finally, we apply the mutually prompted mask queries and visual features to get final queries $\\mathbf{Q}_{\\mathrm{m}}^{\\prime \\prime}$ , which can also refer to the process expressed by Eq. (1). Then we generate final mask proposals by $\\mathbf{M} = \\mathbf{Q}_{\\mathrm{m}}^{\\prime \\prime} \\cdot \\mathbf{Z}_{\\mathrm{f}}^{\\prime \\top}$ .", + "bbox": [ + 212, + 409, + 782, + 455 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Generalization-Enhanced Proposal Classification", + "text_level": 1, + "bbox": [ + 214, + 479, + 660, + 494 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "After generating mask proposals, we extract the corresponding proposal features and use CLIP for zero-shot classification. However, traditional methods mainly use classification loss on seen classes, which does not align with the objectives of zero-shot tasks. This approach is likely to result in a wide-span occupancy of the feature space by seen classes, as illustrated in Fig. 3 (left), ultimately impacting model generalization negatively. To address this, we introduce two straightforward yet effective strategies: feature expansion strategy and background diversity strategy. The former generates features outside the distribution of seen classes, while the latter focuses on learning diversified background prototypes. Collectively, these strategies assist in expanding the feature space available for unseen classes, thereby aiding in their better recognition.", + "bbox": [ + 212, + 507, + 787, + 672 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Class embedding and proposal feature extraction. We first utilize the CLIP text encoder to extract class embeddings $\\mathbf{T} \\in \\mathbb{R}^{C \\times D}$ as the class prototypes, where $C$ denotes the number of classes. To account for categories beyond the predefined set, we concurrently learn a background token $\\mathbf{g} \\in \\mathbb{R}^{1 \\times D}$ . To maximize the generalization capacity of CLIP's visual information, we follow the approach in [63] to reuse the shadow [CLS] token of the CLIP image encoder as the prediction queries and employ the last layers of the CLIP image encoder as the semantic decoder. More detailed descriptions can be found in [63]. The output proposal features are defined as $\\mathbf{F} \\in \\mathbb{R}^{N \\times D}$ . Subsequently, we utilize a feed-forward network $\\phi_{\\mathrm{cls}}(\\cdot)$ to refine the features and obtain $\\mathbf{F}_{\\mathrm{cls}} = \\phi_{\\mathrm{cls}}(\\mathbf{F}) \\in \\mathbb{R}^{N \\times D}$ . Thus, the prediction scores can be derived as $\\mathbf{P} = [\\mathbf{F}_{\\mathrm{cls}} \\cdot \\mathbf{T}^{\\top}, \\mathbf{F}_{\\mathrm{cls}} \\cdot \\mathbf{g}^{\\top}] \\in \\mathbb{R}^{N \\times (C + 1)}$ .", + "bbox": [ + 212, + 674, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Feature expansion strategy. Our objective is to enhance the feature space originating from seen classes by synthesizing features beyond those classes. Mixup techniques [16, 34, 56] like vanilla mixup [68] and manifold mixup [60] provide valuable insights. However, vanilla mixup's image-level interpolation falls short for our segmentation model, whereas manifold mixup's feature-level interpolation better meets our requirements. Moreover, diverging from the manifold mixup's strategy of blending one-hot class labels, we additionally mix class embeddings while interpolating visual features. This allows us to maintain alignment between visual features and class embeddings even after interpolation. Specifically, we first collect seen class proposal features $\\mathbf{F}_{\\mathrm{cls}}^{\\mathrm{b,s}} \\in \\mathbb{R}^{N_{\\mathrm{b,s}} \\times D}$ and corresponding class embeddings $\\mathbf{T}^{\\mathrm{b,s}} \\in \\mathbb{R}^{N_{\\mathrm{b,s}} \\times D}$ from a mini-batch. Both sets are then shuffled to produce $\\dot{\\mathbf{F}}_{\\mathrm{cls}}^{\\mathrm{b,s}}$ and $\\dot{\\mathbf{T}}^{\\mathrm{b,s}}$ , respectively. Following this, we blend the original and shuffled features to synthesize the mixed features shown in Fig. 3 (right):", + "bbox": [ + 212, + 146, + 787, + 344 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} = \\boldsymbol {\\beta} \\cdot \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {b , s}} + (1 - \\boldsymbol {\\beta}) \\cdot \\dot {\\mathbf {F}} _ {\\mathrm {c l s}} ^ {\\mathrm {b , s}},\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 354, + 609, + 375 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {T} ^ {\\mathrm {v}} = \\boldsymbol {\\beta} \\cdot \\mathbf {T} ^ {\\mathrm {b}, \\mathrm {s}} + (1 - \\boldsymbol {\\beta}) \\cdot \\dot {\\mathbf {T}} ^ {\\mathrm {b}, \\mathrm {s}}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 369, + 784, + 393 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\beta \\in [0,1]$ is sampled from a Beta distribution $\\mathrm{Beta}(\\alpha ,\\alpha)$ , $\\mathbf{F}_{\\mathrm{cls}}^{\\mathrm{v}}$ and $\\mathbf{T}^{\\mathrm{v}}$ are the virtual proposal features and the corresponding virtual prototypes, respectively. We set $\\alpha = 3$ to encourage the virtual samples to deviate significantly from the seen classes. To align the virtual features with virtual prototypes while separating them from seen classes, we calculate the logits by", + "bbox": [ + 212, + 404, + 787, + 481 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {P} ^ {\\mathrm {v}} [ i ] = \\left[ \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} [ i ] \\cdot \\mathbf {T} ^ {\\top}, \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} [ i ] \\cdot \\mathbf {T} ^ {\\mathrm {v}} [ i ] ^ {\\top} \\right], i = 0, 1, \\dots , N _ {\\mathrm {b}, \\mathrm {s}}, \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 308, + 491, + 784, + 508 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathbf{P}^{\\mathrm{v}}\\in \\mathbb{R}^{N_{\\mathrm{b,s}}\\times (C + 1)}$ . The labels $\\mathbf{Y}^{\\mathrm{v}}$ of these generated features are all set to class $C + 1$ . Finally, we employ a cross-entropy loss $\\mathcal{L}_{\\mathrm{vir}} = \\mathrm{CE}(\\mathbf{P}^{\\mathrm{v}},\\mathbf{Y}^{\\mathrm{v}})$ to optimize. By generating virtual features that lie outside the distribution of seen classes, this strategy tends to reserve more feature space for categories outside the seen class, thereby facilitating better generalization to unseen classes.", + "bbox": [ + 212, + 518, + 787, + 594 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Background diversity strategy. Another drawback of recent methods lies in the insufficient representation of complex and varied background categories using a single fixed prototype. To address this issue, we introduce multiple background prototypes to preserve the diversity of backgrounds. Specifically, we set $M$ background prototypes $\\mathbf{G} = [\\mathbf{g}_1;\\mathbf{g}_2;\\dots ;\\mathbf{g}_M]\\in \\mathbb{R}^{M\\times D}$ . For each proposal feature $\\mathbf{f}_{\\mathrm{cls}}\\in \\mathbb{R}^{1\\times D}$ , the multiple background logits are calculated by $\\mathbf{p}_{\\mathrm{mg}} = \\mathbf{f}_{\\mathrm{cls}}\\cdot \\mathbf{G}^{\\top}\\in \\mathbb{R}^{1\\times M}$ . We then obtain the final background score by weighted summation by $p_{\\mathrm{g}} = \\mathrm{sum}(\\mathrm{softmax}(\\mathbf{p}_{\\mathrm{mg}})\\odot \\mathbf{p}_{\\mathrm{mg}})$ , where $\\odot$ is the element-wise product. Then the final logits are $\\mathbf{P} = [\\mathbf{F}_{\\mathrm{cls}}\\cdot \\mathbf{T}^{\\top},\\mathbf{p}_{\\mathrm{g}}]\\in \\mathbb{R}^{N\\times (C + 1)}$ . To maintain the diverse distribution of the backgrounds, we constrain their distances by", + "bbox": [ + 212, + 595, + 787, + 746 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {r e g}} = \\frac {2}{M (M - 1)} \\sum_ {i = 1} ^ {M - 1} \\sum_ {j = i + 1} ^ {M} \\mathbf {g} _ {i} \\cdot \\mathbf {g} _ {j} ^ {\\top}. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 757, + 784, + 800 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "As shown in Fig. 3 and Fig. 8, our approach tends to offer a more expansive feature space, enhancing the generalization ability for unseen classes.", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/5a153344e5e278c465d41cd236261c91d27faaf87941e8fbf10ad13cd5aee646.jpg", + "image_caption": [ + "Fig. 4: Example of negative proposal selection. In an image with 3 seen classes, p5, p6, and p7 are selected as negative proposals since they are in the top-K $(\\mathrm{K} = 5)$ based on loss for all seen classes contained in the image." + ], + "image_footnote": [], + "bbox": [ + 300, + 143, + 702, + 250 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Predictive Bias Correction", + "text_level": 1, + "bbox": [ + 215, + 333, + 480, + 347 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "While the aforementioned methods optimize the model towards the objectives of zero-shot tasks, an inevitable prediction bias towards seen classes arises due to the model being trained on seen categories. To address this, we propose a simple yet effective Predictive Bias Correction to assist in identifying whether each proposal contains potentially unseen categories. Specifically, we employ $\\phi_{\\mathrm{bc}}(\\cdot)$ , a binary classification model comprising two fully connected layers followed by a sigmoid layer, to learn a class indicator for each proposal:", + "bbox": [ + 212, + 364, + 787, + 472 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {I} = \\phi_ {\\mathrm {b c}} (\\mathbf {F}) \\in \\mathbb {R} ^ {N \\times 1}, \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 424, + 484, + 785, + 503 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where each element of $\\mathbf{I}$ lies in the range $[0,1]$ . A value closer to 1 means that the seen class will not be included in the proposal. To train $\\phi_{\\mathrm{bc}}(\\cdot)$ , it is imperative to identify the positive and negative proposals and allocate the appropriate ground truth labels accordingly:", + "bbox": [ + 212, + 517, + 787, + 578 + ], + "page_idx": 7 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Positive proposals. During training, proposals extracted by the model can be divided into seen class proposals and background proposals. We select the seen class proposals as the positive proposals and assign the label 0 to them.", + "- Negative proposals. We select negative proposals from background proposals, particularly excluding the ones overlapping with seen class regions. Specifically, we evaluate each proposal against seen classes present in the image by calculating a loss matrix $\\mathcal{L}_{\\mathrm{mask}}^i (\\mathbf{M},\\mathbf{M}_i^{\\mathrm{gt}})$ , comparing mask proposals $\\mathbf{M}$ against the ground truth mask $\\mathbf{M}_i^{\\mathrm{gt}}$ for the $i$ -th seen class in the image. A higher value in $\\mathcal{L}_{\\mathrm{mask}}^i$ suggests the proposal is less likely to contain the $i$ -th seen class in the image. As shown in Fig. 4, only proposals consistently ranking within the top- $K$ values across all $\\mathcal{L}_{\\mathrm{mask}}^i$ are considered as negative. This criterion ensures that our negative proposals are less likely to contain segments of any seen classes, thus more likely to represent pure background or undefined classes. We assign label 1 to these proposals.", + "- Others. Proposals that are neither selected as positive nor negative are excluded from optimization due to their low quality." + ], + "bbox": [ + 225, + 593, + 784, + 835 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "After selecting the positive and negative proposals, we can optimize $\\phi_{\\mathrm{bc}}(\\cdot)$ using a binary cross-entropy (BCE) loss:", + "bbox": [ + 215, + 146, + 787, + 176 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {b c}} = - \\frac {1}{N _ {\\mathrm {b c}}} \\sum_ {i = 1} ^ {N _ {\\mathrm {b c}}} \\left[ y _ {i} \\log (I) + \\left(1 - y _ {i}\\right) \\log (1 - I) \\right], \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 328, + 189, + 785, + 229 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $N_{\\mathrm{bc}}$ is the number of selected proposals, and $I$ is the class indicator of the current proposal. In the inference phase, the trained $\\phi_{\\mathrm{bc}}(\\cdot)$ can be used to obtain $\\mathbf{I}$ , enabling the use of a threshold $\\gamma$ to identify possible unseen class proposals and suppress their seen class scores:", + "bbox": [ + 214, + 238, + 782, + 299 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {P} _ {\\mathrm {b c}} [ i, j ] = \\left\\{ \\begin{array}{l l} v _ {\\min }, & \\text {i f} \\mathbf {I} [ i ] > \\gamma \\text {a n d} \\mathcal {C} _ {\\text {t e s t}} [ j ] \\in \\mathcal {S}, \\\\ \\mathbf {P} [ i, j ], & \\text {o t h e r w i s e}, \\end{array} \\right. \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 328, + 310, + 785, + 349 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $S$ is the set of seen classes, $v_{\\mathrm{min}}$ is the minimum value in $\\mathbf{P}$ , and $i$ represents the $i$ -th proposal. $\\mathbf{I}[i] > \\gamma$ selects the potential proposals containing unseen classes, and $\\mathcal{C}_{\\mathrm{test}}[j] \\in S$ selects the seen class scores that need to be suppressed. In this way, possible unseen class proposals can be well screened and their prediction bias for seen classes can be well mitigated.", + "bbox": [ + 214, + 359, + 782, + 434 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Optimization", + "text_level": 1, + "bbox": [ + 215, + 455, + 370, + 470 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We follow Mask2former [12] and optimize our model using a classification loss $\\mathcal{L}_{\\mathrm{ce}}$ and a mask loss $\\mathcal{L}_{\\mathrm{mask}}$ , which includes a dice loss and a binary cross-entropy loss. The overall loss is", + "bbox": [ + 214, + 479, + 782, + 525 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathcal {L} _ {\\mathrm {b c}} + \\lambda_ {1} \\cdot \\mathcal {L} _ {\\mathrm {c e}} + \\lambda_ {2} \\cdot \\mathcal {L} _ {\\text {m a s k}} + \\lambda_ {3} \\cdot \\mathcal {L} _ {\\text {v i r}} + \\lambda_ {4} \\cdot \\mathcal {L} _ {\\text {r e g}}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 312, + 539, + 784, + 554 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\lambda_1, \\lambda_2, \\lambda_3$ and $\\lambda_4$ are coefficients.", + "bbox": [ + 214, + 565, + 504, + 579 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 603, + 375, + 619 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Datasets and Evaluation Metrics", + "text_level": 1, + "bbox": [ + 215, + 633, + 532, + 648 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. We evaluate our method on three widely used datasets: PASCAL VOC 2012 [19], COCO-Stuff 164K [4] and PASCAL Context [52]. PASCAL VOC 2012 includes 10,582 images of 15 seen classes for training, and 1,449 images of 15 seen classes and 5 unseen classes for testing. COCO-Stuff 164K consists of 118,287 training images and 5,000 testing images. The classes are split into 156 seen and 15 unseen classes. PASCAL Context contains 59 semantic classes, of which 49 are seen and 10 are unseen. Its training and test sets contain 4,996 and 5,104 images, respectively. Since the background category has no explicit semantics, they are ignored. We also evaluate the generalization ability to other datasets. Following [44,63,64], we train the model on COCO-Stuff 164K with all 171 classes, and evaluate on five datasets: A-150 [71], A-847 [71], VOC [19], P-59 [52] and P-459 [52]. A-150 has 2K test images of 150 classes,", + "bbox": [ + 214, + 657, + 787, + 843 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/b2b19e4759e619b077257117b2c973c48957dac6f25bdff28d67237e384acce0.jpg", + "table_caption": [ + "Table 1: GZS3 results on three benchmarks. The highest scores are emphasized in bold. $\\mathrm{m}\\left( {\\mathcal{U},\\mathcal{S}}\\right)$ represents $\\operatorname{mIoU}\\left( {\\mathcal{U},\\mathcal{S}}\\right)$ ,and $\\mathrm{h}$ is the abbreviation of hIoU." + ], + "table_footnote": [], + "table_body": "
MethodsVenuePASCAL VOC 2012COCO-Stuff 164KPASCAL Context
pAccm(S)m(U)hpAccm(S)m(U)hpAccm(S)m(U)h
SPNet [62]CVPR'19-7815.626.1-35.28.714----
ZS3 [3]NeurIPS'19-77.317.728.7-34.79.51552.820.812.715.8
CaGNet [22]ACM MM'2080.778.426.639.756.633.512.218.2-24.118.521.2
SIGN [14]ICCV'21-75.428.941.7-32.315.520.9----
Joint [2]ICCV'21-77.732.545.9-----3314.920.5
ZegFormer [18]CVPR'22-86.463.673.3-36.633.234.8----
SimBaseline [64]ECCV'229083.572.577.560.339.336.337.8----
SAN [63]CVPR'2394.792.378.985.158.440.139.239.681.553.556.655
ZegCLIP [72]CVPR'2394.691.977.884.36240.241.440.876.24654.649.9
DeOP [23]ICCV'2392.588.274.680.862.238.038.438.2----
MAFT [32]NeurIPS'23-91.580.785.7-40.640.140.3----
Ours-96.693.988.291.064.440.250.044.682.253.761.757.4
", + "bbox": [ + 217, + 184, + 785, + 330 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "and A-847 has the same images but is labeled with 847 classes. VOC indicates PASCAL VOC 2012, and has 1449 images of 20 classes. P-59 and P-459 are both from PASCAL Context, but contain 59 and 459 categories, respectively.", + "bbox": [ + 212, + 359, + 784, + 405 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation metrics. Following [18, 64, 72], we calculate the mean of class-wise intersection over union on both seen and unseen categories, resulting in $\\mathrm{mIoU}(\\mathcal{S})$ and $\\mathrm{mIoU}(\\mathcal{U})$ , respectively. Simultaneously, we compute their harmonic mean, denoted as $\\mathrm{hIoU} = \\frac{2 \\times \\mathrm{mIoU}(\\mathcal{U}) \\times \\mathrm{mIoU}(\\mathcal{S})}{\\mathrm{mIoU}(\\mathcal{U}) + \\mathrm{mIoU}(\\mathcal{S})}$ , as a comprehensive evaluation metric. We also measure pixel-wise classification accuracy (pAcc) for reference assessment.", + "bbox": [ + 212, + 406, + 784, + 484 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Implementation Details", + "text_level": 1, + "bbox": [ + 215, + 508, + 455, + 523 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our image encoder is built upon an 8-layer Transformer architecture, with each layer having a dimension of 240 and a patch size of 16. Consistent with the model used in [72], we employ the CLIP ViT-B/16 as our base model. Following [63], the CLIP vision encoder and semantic decoder comprise the first 6 and last 3 layers of CLIP ViT-B/16, respectively. Further details of the Semantic Decoder can be found in the supplementary materials and [63]. The input sizes for the CLIP Vision Encoder and Image Encoder are $320^2$ and $640^2$ , respectively, to cater to their individual focuses on classification and segmentation. We set the batch size to 16. Our exploration is confined to inductive zero-shot learning, deliberately excluding the unseen pseudo labels generation and self-training process, as these do not align with real-world scenarios. The number of training iterations on PASCAL VOC, COCO-Stuff, and PASCAL Context datasets is 20K, 80K, and 40K, respectively. We follow [12] to set $\\lambda_1 = 2$ , $\\lambda_2 = 5$ . The parameter $\\lambda_3$ and $\\lambda_4$ are empirically set to $10^{-2}$ and $10^{-4}$ , respectively. $K$ is set to 50. $N$ is set to 100, and $M$ is set to 20 for COCO-Stuff and 10 for others.", + "bbox": [ + 212, + 534, + 787, + 762 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Comparison with State-of-the-Art Methods", + "text_level": 1, + "bbox": [ + 215, + 784, + 620, + 799 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Results of generalized zero-shot semantic segmentation. In Tab. 1, we compare with prior approaches. Our method achieves superior performance across", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/b6565c6afe58b1a4ae2c2055125ebd2d8650167ca9fad0f96c5843a090198d04.jpg", + "image_caption": [ + "Fig. 5: The IoU results for unseen classes on the COCO-Stuff. The dashed line represents the average result, i.e., $\\mathrm{mIoU}(\\mathcal{U})$ ." + ], + "image_footnote": [], + "bbox": [ + 303, + 143, + 697, + 321 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/6a804a2cff30116e48eb8d7ddc2fc7b3187eb629362b3cf999e290caa42af5fd.jpg", + "table_caption": [ + "Table 2: Results on ZS3 with unseen categories only. No prediction bias with this setting." + ], + "table_footnote": [], + "table_body": "
MethodsVOCCOCO
mIoUpAccmIoUpAcc
ZegFormer [18]81.391.464.981.3
SimBaseline [64]86.794.767.182.9
SAN [63]94.197.876.984.8
ZegCLIP [72]86.393.970.877.7
Ours94.697.982.991.2
", + "bbox": [ + 227, + 422, + 480, + 497 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/556ce314894a78dc743eed7ab787ccaccf2f85f01c196fc5f8d8fa4f6b6f8755.jpg", + "table_caption": [ + "Table 3: Results of generalization ability to other datasets." + ], + "table_footnote": [], + "table_body": "
MethodsA-847P-459A-150P-59VOC
ZegFormer [18]---36.185.6
SimBaseline [64]78.720.547.788.4
OVSeg [44]7.11124.853.392.6
SAN [63]10.112.627.553.894
ZegCLIP [72]---41.293.6
Ours10.416.228.154.394.7
", + "bbox": [ + 496, + 422, + 771, + 497 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "nearly all evaluated metrics, particularly in the pivotal hIoU metric where we surpass the SOTA performance on PASCAL VOC 2012, COCO-Stuff 164K, and PASCAL Context by margins of $5.3\\%$ , $3.8\\%$ , and $2.4\\%$ , respectively. These gains are largely due to our improved recognition of unseen classes, as shown by our $\\mathrm{mIoU}(\\mathcal{U})$ metric outperformance by $7.5\\%$ , $8.6\\%$ , and $5.1\\%$ on these datasets. This indicates that our design for proposal extraction, classification, and correction in the segmentation pipeline can effectively alleviate the objective misalignment issue. Moreover, our model also sets new benchmarks on the pAcc, further demonstrating its exceptional segmentation capabilities. We also present results for each unseen class on the COCO dataset as shown in Fig. 5. Compared to the SOTA method, ZegCLIP, our approach shows improvements in almost all unseen categories. This also indicates that our method can effectively alleviate the objective misalignment issue.", + "bbox": [ + 212, + 520, + 787, + 715 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Results of zero-shot semantic segmentation. We also extend our evaluations to the zero-shot semantic segmentation setting, i.e., $\\mathcal{C}_{\\mathrm{test}} = \\mathcal{C}_{\\mathrm{unseen}}$ , which inherently avoids the bias of classifying unseen classes as seen by only considering unseen categories. The results of other methods, as presented in Tab. 2, were obtained using their provided codes. Tab. 2 reveals that our model consistently achieves optimal performance on both metrics across the two datasets. Notably, on the COCO dataset, our model achieves a relative improvement of $12.1\\%$ and $6.0\\%$ in mIoU compared to ZegCLIP and SAN, respectively. This enhancement", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/ab9b6174e33e7aaae19fae671d882456ba20e2a982bbbfbcae745876052fe081.jpg", + "table_caption": [ + "Table 4: The impact of different components. PBC represents Predictive Bias Correction. MRPE indicates Mutually-Refined Proposal Extraction. FES (Feature Expansion Strategy) and BDS (Background Diversity Strategy) are key components of the GEPC (Generalization-Enhanced Proposal Classification)." + ], + "table_footnote": [], + "table_body": "
MethodsPASCAL VOC 2012COCO-Stuff 164K
pAccmIoU(S)mIoU(U)hIoUpAccmIoU(S)mIoU(U)hIoU
Baseline94.191.873.181.457.438.038.538.3
+PBC95.192.975.483.260.537.944.140.8
+PBC+MRPE95.592.582.187.162.140.243.041.6
+PBC+MRPE+FES96.393.385.489.263.540.146.743.2
+PBC+MRPE+FES+BDS96.693.988.291.064.440.250.044.6
", + "bbox": [ + 240, + 212, + 759, + 287 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/8fe6a6ec87600366a1b24db1bd841ecc9a3a1fd7ef3cb3778c86656dafdc34d1.jpg", + "image_caption": [ + "Fig. 6: Left: Parameter $\\gamma$ experiments in PBC. Right: Illustration of the effect of PBC." + ], + "image_footnote": [], + "bbox": [ + 272, + 301, + 486, + 415 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/848843d51821bc937bec5e5ecca7717b88f9d493d2cd9aba51269c41d6377dc2.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 486, + 300, + 728, + 415 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "in performance underscores our model's ability to effectively generalize knowledge from seen to unseen categories.", + "bbox": [ + 212, + 459, + 782, + 489 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Results of generalization ability to other datasets. We also assess our model's ability to generalize across various datasets, a challenge due to varying data distributions as highlighted in recent studies [23, 63, 64]. In this scenario, unseen classes are more prevalent, thus the problem of prediction bias—which our PBC is adept at alleviating—is less prominent. Despite this, Tab. 3 demonstrates that our method maintains commendable performance, specifically when compared with the GZS3 SOTA method, ZegCLIP, with improvements of $13.1\\%$ and $1.1\\%$ on the P-59 and VOC datasets, respectively. This indicates that our approach can uphold its effectiveness in generalizing to new datasets.", + "bbox": [ + 212, + 489, + 784, + 626 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Ablative Studies", + "text_level": 1, + "bbox": [ + 215, + 648, + 398, + 662 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Effect of different components. Our ablation study results are in Tab. 4. We establish our baseline model based on the framework depicted in Fig. 2, where the pixel decoder is implemented using a straightforward transformer decoder, akin to Maskformer, and is optimized solely with $\\mathcal{L}_{\\mathrm{ce}}$ and $\\mathcal{L}_{\\mathrm{mask}}$ . The initial incorporation of Predictive Bias Correction (PBC) resulted in an average $2.15\\%$ increase in the hIoU across two datasets. This shows PBC effectively reassigns proposals. Subsequent integration of MRPE (Mutually-Refined Proposal Extraction) yielded more accurate class-agnostic masks, enhancing both pAcc and hIoU. Tab. 5 further demonstrates this point. Additionally, we implement Feature Expansion Strategy (FES) and Background Diversity Strategy (BDS) to impose semantic classification constraints from two different perspectives. FES,", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/edaa2c3979a0aef334a96ddbf4918a9d2e82eb0d62da76a4e279cef1de5cd62f.jpg", + "table_caption": [ + "Table 5: Comparison with MaskFormer's pixel decoder. \"Ours w M-PDec\" indicates that we replace our pixel decoder with the pixel decoder from MaskFormer." + ], + "table_footnote": [], + "table_body": "
MethodsmIoU(S)mIoU(U)hIoU
Ours w M-PDec93.685.989.6
Ours93.988.291.0
", + "bbox": [ + 240, + 224, + 483, + 263 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/58f2720c9ce5b6e0a4b9412c90f9236a36fe2cf4d14729ffc4ae062047ec2226.jpg", + "table_caption": [ + "Table 6: Validation of the quality of class-agnostic mask proposals. We assign all the proposals with ground-truth class labels." + ], + "table_footnote": [], + "table_body": "
MethodsmIoU(S)mIoU(U)hIoU
Baseline95.089.492.1
Ours95.792.093.8
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Rows (1) and (2) depict the unseen classes segmentation results, marking misclassified regions as \"seen\" label. Row (3) illustrates the results for both seen and unseen categories. The four columns respectively display the original image, the segmentation results from the Baseline, the segmentation results from our method, and the ground truth." + ], + "image_footnote": [], + "bbox": [ + 256, + 407, + 370, + 468 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/f477ec5a705e7a7dce6b552a8f58cf021547705bd71485b777951031d2080cf3.jpg", + "image_caption": [ + "Baseline" + ], + "image_footnote": [], + "bbox": [ + 370, + 407, + 483, + 468 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2153198a1609b19464a37b476f77c4ae2e0d283f48ecada58740d7f5e3ccd1d6.jpg", + "image_caption": [ + "Ours" + ], + "image_footnote": [], + "bbox": [ + 483, + 407, + 598, + 468 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/c2f4a89ce190f806d2bc57b0dbbf1355aa3e9c953b9b995c8c8887cc062c49fb.jpg", + "image_caption": [ + "Ground Truth" + ], + "image_footnote": [], + "bbox": [ + 599, + 407, + 712, + 468 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "by introducing virtual features, effectively mitigates the feature space's excessive occupancy by seen classes, leading to an average increase of $1.1\\%$ in pAcc and $1.85\\%$ in hIoU. BDS further enhances feature space generalization by promoting background class diversity during training, which ultimately propels the model to achieve its optimal results. Moreover, Fig. 6 (right) shows that PBC further reduces prediction bias, even with the effective model \"Ours w/o PBC\". This suggests that our training optimizations, such as FES and BDS, also enhance the feature space for PBC, as seen in Fig. 3 (right).", + "bbox": [ + 212, + 595, + 787, + 717 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Evaluation of Class-Agnostic Mask Quality. We assign correct class labels to mask results to assess class-agnostic mask quality only, shown in Tab. 6. Key observations include: (1) The Baseline achieves high accuracy, indicating satisfactory existing mask performance; (2) Our model surpasses Baseline, validating MRPE's effectiveness in enhancing class-agnostic mask extraction; (3) Referencing Tab. 6 and Fig. 5, we find classification to be the primary obstacle to improving zero-shot performance, seconded by mask quality, echoing findings from [44]. Our method has made advancements in both aspects.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/1cf97d0aaf970d03123d572d7aadb271682abcce48ac8ca074054fa717571ed5.jpg", + "image_caption": [ + "Fig. 8: T-SNE [50] visualization of proposal features for five categories each from 156 seen and 15 unseen classes on COCO-Stuff 164K, presented in three random samplings (1)-(3) to mitigate the impact of outliers. Unseen categories are marked by red dashed boxes and feature entanglements are highlighted with black rectangles." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 405, + 215 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/905605b773757172d5e4c4ed14a0e85da34587e33e6f6f1a10cba74bd8957bd8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 408, + 143, + 596, + 214 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/f193a5faa7da28a976dfd067ac6a009e4f2d4f653248a9ef0eb3de97d9b9bc70.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 143, + 784, + 214 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Effect of $\\gamma$ . As shown in Fig. 6 (left), as $\\gamma$ decreases, an increasing number of proposals are categorized as unseen classes. This shift, while causing only minor fluctuations in $\\mathrm{mIoU}(S)$ , contributes to a substantial increase in $\\mathrm{mIoU}(\\mathcal{U})$ , resulting in the optimal hIoU at $\\gamma = 0.3$ . This phenomenon indicates that our model can effectively uncover potential unseen class proposals, thereby aligning the inference objective more closely with the zero-shot learning goal.", + "bbox": [ + 212, + 308, + 782, + 398 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Visualization. Segmentation results, shown in Fig. 7, reveal model performance. In the first (1) and second (2) rows, the Baseline tends to erroneously classify unseen categories, such as trees and clouds, as the \"seen\" category. In contrast, our method can mitigate this bias, resulting in substantially improved results. The third row (3) highlights our method's superiority, showcasing its capability to generate more accurate segmentation masks (mask of the river) while concurrently making precise predictions for both seen and unseen categories. More visualization results can be found in the supplementary materials.", + "bbox": [ + 212, + 398, + 784, + 518 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "T-SNE plot. We visualize proposal features using our method versus the Baseline, as shown in Fig. 8. Our method's features display greater dispersion and clearer category margins, showing the effectiveness of Generalization-Enhanced Proposal Classification (GEPC) in enhancing feature distinctiveness. For example, Fig. 8 (3) illustrates that while the Baseline model's features for several unseen categories and one seen category are entangled, leading to misclassification, our approach effectively separates these features, improving distinguishability.", + "bbox": [ + 212, + 518, + 784, + 625 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 645, + 359, + 660 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we introduce AlignZeg, an innovative architecture tackling the objective misalignment issue in zero-shot image segmentation by enhancing the entire segmentation pipeline. It integrates Mutually-Refined Proposal Extraction, Generalization-Enhanced Proposal Classification, and Predictive Bias Correction, enhancing unseen class segmentation while ensuring seen class performance. Notably, the Correction component aids in judging potential unseen classes at the proposal level, adding a novel step to the segmentation pipeline. Empirical results across various benchmarks demonstrate AlignZeg's superior performance in both Generalized and Strict Zero-Shot Semantic Segmentation. Our approach could also play a pivotal role in cross-modal pre-training, utilizing large-scale data for more effective zero-shot learning.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. Ge et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments", + "text_level": 1, + "bbox": [ + 217, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported by the National Key Research and Development Program of China (2022YFB3104700), the National Nature Science Foundation of China (62121002, U23B2028, 62232006), CAS Project for Young Scientists in Basic Research (Grant No. YSBR-067). We acknowledge the support of GPU cluster built by MCC Lab of Information Science and Technology Institution, USTC. We also thank the USTC supercomputing center for providing computational resources for this project.", + "bbox": [ + 212, + 180, + 787, + 286 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 311, + 321, + 328 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 11175-11185 (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 646 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "AlignZeg", + "bbox": [ + 669, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_model.json b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_model.json new file mode 100644 index 0000000000000000000000000000000000000000..dc8b556b576a61f6b059e207c8547c2751abc26a --- /dev/null +++ b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_model.json @@ -0,0 +1,2801 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.224, + 0.141, + 0.78, + 0.187 + ], + "angle": 0, + "content": "AlignZeg: Mitigating Objective Misalignment for Zero-shot Semantic Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.233, + 0.212, + 0.772, + 0.245 + ], + "angle": 0, + "content": "Jiannan Ge\\(^{1}\\), Lingxi Xie\\(^{2}\\), Hongtao Xie\\(^{1\\star}\\), Pandeng Li\\(^{1}\\), Xiaopeng Zhang\\(^{2}\\), Yongdong Zhang\\(^{1}\\), and Qi Tian\\(^{2}\\)" + }, + { + "type": "text", + "bbox": [ + 0.338, + 0.255, + 0.664, + 0.269 + ], + "angle": 0, + "content": "1 University of Science and Technology of China" + }, + { + "type": "text", + "bbox": [ + 0.453, + 0.269, + 0.549, + 0.282 + ], + "angle": 0, + "content": "\\(^{2}\\) Huawei Inc." + }, + { + "type": "text", + "bbox": [ + 0.288, + 0.284, + 0.717, + 0.298 + ], + "angle": 0, + "content": "{gejn,lpd}@mail.ustc.edu.cn,{htxie,zhyd73}@ustc.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.301, + 0.299, + 0.704, + 0.311 + ], + "angle": 0, + "content": "{198808xc,zxphistory}@gmail.com, tian.qi1@huawei.com" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.35, + 0.744, + 0.671 + ], + "angle": 0, + "content": "Abstract. A serious issue that harms the performance of zero-shot visual recognition is named objective misalignment, i.e., the learning objective prioritizes improving the recognition accuracy of seen classes rather than unseen classes, while the latter is the true target to pursue. This issue becomes more significant in zero-shot image segmentation because the stronger (i.e., pixel-level) supervision brings a larger gap between seen and unseen classes. To mitigate it, we propose a novel architecture named AlignZeg, which embodies a comprehensive improvement of the segmentation pipeline, including proposal extraction, classification, and correction, to better fit the goal of zero-shot segmentation. (1) Mutually-Refined Proposal Extraction. AlignZeg harnesses a mutual interaction between mask queries and visual features, facilitating detailed class-agnostic mask proposal extraction. (2) Generalization-Enhanced Proposal Classification. AlignZeg introduces synthetic data and incorporates multiple background prototypes to allocate a more generalizable feature space. (3) Predictive Bias Correction. During the inference stage, AlignZeg uses a class indicator to find potential unseen class proposals followed by a prediction postprocess to correct the prediction bias. Experiments demonstrate that AlignZeg markedly enhances zero-shot semantic segmentation, as shown by an average \\(3.8\\%\\) increase in hIoU, primarily attributed to a \\(7.1\\%\\) improvement in identifying unseen classes, and we further validate that the improvement comes from alleviating the objective misalignment issue." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.682, + 0.641, + 0.697 + ], + "angle": 0, + "content": "Keywords: Zero-shot learning \\(\\cdot\\) Semantic segmentation" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.724, + 0.378, + 0.74 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.756, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Semantic segmentation [5, 7, 15, 27, 36, 49, 53, 61] is a fundamental task in computer vision [8, 41, 42, 55] that is critical for image understanding. Traditional segmentation [12, 33, 45] approaches depend on large amounts of annotated data to perform effectively. Given the vast and diverse nature of real-world data, it is" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.386, + 0.841 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.146, + 0.473, + 0.29 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.478, + 0.145, + 0.785, + 0.29 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.301, + 0.785, + 0.359 + ], + "angle": 0, + "content": "Fig. 1: (a) Proposal features are aligned with class prototypes. \"CLIP Text.\" represents CLIP Text Encoder. (b) Red boxes select the unseen classes. Yellow dashed boxes select the misclassified areas, e.g., \"tree\" (unseen) \\(\\rightarrow\\) \"bush\" (seen) \\(②\\), \"road\" (unseen) \\(\\rightarrow\\) \"pavement\" (unseen) \\(④\\). These errors show the objective misalignment issue." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.395, + 0.784, + 0.442 + ], + "angle": 0, + "content": "not feasible to annotate every new image. Zero-shot semantic segmentation [3] has emerged to address this challenge, leveraging the model trained on a limited dataset to segment and recognize classes not seen during training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.444, + 0.788, + 0.748 + ], + "angle": 0, + "content": "Recently, the introduction of large-scale vision-language models, such as CLIP [54], has advanced this task further. As shown in Fig. 1 (a), the visual features of seen classes are aligned with the semantic features, i.e., class prototypes, which enables the model to detect unseen classes. Models such as SimBaseline [64], Zegformer [18], and OVSeg [44] have proposed a two-stage scheme that first generates class-agnostic mask proposals and then extracts corresponding mask visual features for zero-shot classification. This scheme effectively extends CLIP's zero-shot abilities to the pixel level. However, these methods often necessitate multiple forward passes per image, leading to inefficiency. In response, models like ZegCLIP [72], DeOP [23], and SAN [63] construct their networks based on the CLIP image encoder for a streamlined process. However, these methods suffer a phenomenon which we refer to as \"objective misalignment\", i.e., they focus on improving the accuracy on seen classes but ignore the unseen classes. In the semantic segmentation task, characterized by a strong supervision signal, this misalignment issue becomes more pronounced. It not only constrains the full potential of CLIP's zero-shot performance but also introduces biases into the model's predictions. As illustrated in Fig. 1 (b), this misalignment tends to cause inaccurate segmentation results on unseen classes. For example, the model might mistakenly segment \"tree\" class as semantically similar categories like \"grass\"① and \"bush\"②." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "To address the issue mentioned above, we propose a novel framework named AlignZeg, which aligns the training and inference objectives of the model with zero-shot tasks. Initially, we introduce the Mutually-Refined Proposal Extraction, which employs mask queries and visual features to mutually refine each other, leading to the extraction of more detailed mask proposals. These high-quality class-agnostic proposals can generalize effectively to unseen classes," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.344 + ], + "angle": 0, + "content": "thereby reducing the model's sensitivity to seen classes. Subsequently, we propose the Generalization-Enhanced Proposal Classification, an innovative approach that integrates generality constraints within the feature space, enhancing its generalizability to unseen classes. This includes integrating synthetic features to prevent over-specialization towards seen classes, and employing a multi-background prototype strategy for diverse background representations. While these developments enhance zero-shot semantic segmentation by optimizing towards the zero-shot task objective, the exclusive use of seen class data in training inevitably leads to prediction bias. Therefore, we propose Predictive Bias Correction to filter potential unseen class proposals and adjust the corresponding prediction scores, thereby explicitly alleviating the prediction bias. Notably, our approach assists in judging potential unseen classes at the proposal level, first introducing a new effective step to the segmentation pipeline." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.344, + 0.79, + 0.451 + ], + "angle": 0, + "content": "We evaluate AlignZeg in the Generalized Zero-Shot Semantic Segmentation (GZS3) setting and achieve an average improvement of \\(3.8\\%\\) in hIoU, with a notable average increase of \\(7.1\\%\\) in mIoU \\((\\mathcal{U})\\) for unseen classes. Additionally, in the strict Zero-Shot Semantic Segmentation (ZS3) setting, which only considers unseen classes during testing, AlignZeg also achieves state-of-the-art (SOTA) performance in both pAcc and mIoU. These experiments demonstrate that our model effectively mitigates the issue of objective misalignment." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.474, + 0.398, + 0.49 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.789, + 0.844 + ], + "angle": 0, + "content": "Zero-shot visual recognition. Zero-shot visual recognition, aimed at identifying unseen categories, typically employs semantic descriptors like attributes [29] and word vectors [57] to bridge seen and unseen categories. Classical methods [10,11,20,24,58,66,67] create a shared space between features and descriptors but often focus more on seen classes, leading to an objective misalignment issue. Recent works [9, 21, 28, 46, 48, 65] address this by extracting attribute-related regions. However, the reliance on manually annotated attributes limits generalizability across diverse scenarios. Recently, large-scale vision-language models [30, 39, 40, 54, 59] like CLIP [54] have advanced by training on numerous image-text pairs. While CLIP's broad semantic coverage offers good zero-shot capabilities, its focus on image level limits its efficacy in pixel-level recognition. Zero-shot semantic segmentation. Zero-shot semantic segmentation [3, 17, 25, 26, 35, 38, 43, 47, 69, 70] is an emerging research task. Earlier methods [2, 14, 22] focused on linking visual content with class descriptions by a shared space. Recently, the advent of CLIP [54] has shifted focus to pixel-level zero-shot recognition using vision-language models. Recent methods like SimBaseline [64] and Zegformer [18] have introduced a two-stage zero-shot segmentation approach: class-agnostic mask proposals extraction followed by their zero-shot classification. While effectively scaling down CLIP's capabilities to pixel level, challenges persist in integrating cropped images with CLIP. OVSeg [44] bridged this gap with mask prompt tuning. However, the two-stage process is inefficient due to multiple CLIP encoder iterations. Models like ZegCLIP [72], DeOP [23], and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "image", + "bbox": [ + 0.233, + 0.146, + 0.77, + 0.379 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.388, + 0.788, + 0.459 + ], + "angle": 0, + "content": "Fig. 2: Overall framework. Our method mitigates the objective misalignment between semantic segmentation and zero-shot task through three main components: Mutually-Refined Proposal Extraction (MRPE), Generalization-Enhanced Proposal Classification (GEPC), and Proposal-based Bias Correction (PBC), the latter of which is applied during the inference process. Parameters in gray are fixed." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.486, + 0.788, + 0.592 + ], + "angle": 0, + "content": "SAN [63] overcome this by utilizing the CLIP encoder directly. They not only simplified the process but also increased computational efficiency by necessitating just one forward pass. However, these approaches primarily focus on adapting CLIP for pixel-level tasks with classification loss on seen classes. This objective misaligns with the intrinsic nature of zero-shot tasks and often results in overfitting. This objective misalignment issue is more pronounced in the context of segmentation tasks due to their stronger supervision." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.593, + 0.79, + 0.729 + ], + "angle": 0, + "content": "Prediction bias. To reduce objective misalignment in zero-shot visual recognition, addressing the classifier's prediction bias towards seen classes is a pivotal way. Researchers have explored strategies like advanced domain detector design [1], entropy-based score adjustments [51], distance-based gating networks [37] and generated-based distance analysis [67], to distinguish between seen and unseen categories. However, adapting these methods to pixel-level tasks remains challenging. [69] extended these ideas to zero-shot segmentation with an unknown prototype for unknown mask extraction. However, its final performance is notably sensitive to the accuracy of the unknown mask extraction." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.75, + 0.331, + 0.765 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Problem definition. Zero-shot semantic segmentation aims to extract transferable knowledge from seen classes \\(\\mathcal{C}_{\\mathrm{seen}}\\) to subsequently recognize unseen classes \\(\\mathcal{C}_{\\mathrm{unseen}}\\), where \\(\\mathcal{C}_{\\mathrm{seen}} \\cap \\mathcal{C}_{\\mathrm{unseen}} = \\emptyset\\). To achieve this objective, during the training process, we leverage the CLIP model to derive semantic representations from" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "class labels within \\(\\mathcal{C}_{\\mathrm{seen}}\\). During the testing phase, we evaluate the model on both seen and unseen classes, i.e., \\(\\mathcal{C}_{\\mathrm{test}} = \\mathcal{C}_{\\mathrm{unseen}} \\cup \\mathcal{C}_{\\mathrm{seen}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.179, + 0.788, + 0.375 + ], + "angle": 0, + "content": "Overview. Most existing methods prioritize improving recognition performance on seen classes, which deviates from the objectives of zero-shot tasks. In zero-shot semantic segmentation, this deviation, termed \"objective misalignment\", is exacerbated due to the strong supervision signals inherent in segmentation tasks. To realign the training process with zero-shot objectives, we introduce two key components: Mutually-Refined Proposal Extraction (MRPE) and Generalization-Enhanced Proposal Classification (GEPC), as detailed in Sec. 3.1 and Sec. 3.2, respectively. MRPE refines mask proposals through interactions between queries and features, while GEPC enhances the generalizability of proposal features for each mask proposal, countering seen class dominance with virtual features and diverse backgrounds. We also implement Predictive Bias Correction (PBC), outlined in Sec. 3.3, to explicitly reduce the model's bias towards seen classes by filtering potential unseen class proposals and adjusting their prediction scores." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.399, + 0.58, + 0.416 + ], + "angle": 0, + "content": "3.1 Mutually-Refined Proposal Extraction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.428, + 0.785, + 0.548 + ], + "angle": 0, + "content": "An intuitive idea to get the mask proposals is to use a simple transformer decoder like [13, 18, 64] to decode masks from visual features via mask queries. However, mask queries of this technique lack sufficient interaction with visual features. This limitation can lead to challenges in reliably extracting class-agnostic masks, especially from samples that are complex and varied in nature. Therefore, we propose an enhanced strategy in the pixel decoder, where mask queries and visual features are mutually refined, which enables the extraction of high-quality, class-agnostic masks that are more effectively generalized to unseen classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.55, + 0.788, + 0.653 + ], + "angle": 0, + "content": "Directly training a feature extraction network may over-fit the training set, while directly using CLIP features cannot guarantee good segmentation. Therefore, we extract complementary visual features \\(\\mathbf{Z}_{\\mathrm{enc}}\\) and \\(\\mathbf{Z}_{\\mathrm{clip}}\\) via a learnable image encoder and a fixed CLIP image encoder, respectively. Then we fuse them by \\(\\mathbf{Z}_{\\mathrm{f}} = \\mathbf{Z}_{\\mathrm{enc}} + \\mathbf{Z}_{\\mathrm{clip}} \\in \\mathbb{R}^{\\left(\\frac{H}{16} \\times \\frac{W}{16}\\right) \\times D}\\) for following pixel decoder, where \\(H\\) and \\(W\\) are the input image's dimensions. We follow [72] to use prompt learning [31] to fine-tune the CLIP features to further adapt CLIP to the current dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.655, + 0.788, + 0.703 + ], + "angle": 0, + "content": "Then, we employ the queries to decode masks from the visual features. We first conduct query refinement shown in Fig. 2. Specifically, we apply a cross-attention mechanism [6] to adjust the mask queries \\(\\mathbf{Q}_{\\mathrm{m}} \\in \\mathbb{R}^{N \\times D}\\) by" + }, + { + "type": "equation", + "bbox": [ + 0.342, + 0.714, + 0.787, + 0.755 + ], + "angle": 0, + "content": "\\[\n\\mathbf {Q} _ {\\mathrm {m}} ^ {\\prime} = \\operatorname {s o f t m a x} \\left(\\frac {\\mathbf {Q} _ {\\mathrm {m}} \\mathbf {W} _ {\\mathrm {Q}} (\\mathbf {Z} _ {\\mathrm {f}} \\mathbf {W} _ {\\mathrm {K}}) ^ {\\top}}{\\sqrt {D}}\\right) \\mathbf {Z} _ {\\mathrm {f}} \\mathbf {W} _ {\\mathrm {V}}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\(\\mathbf{W}_{\\mathrm{Q}}\\), \\(\\mathbf{W}_{\\mathrm{K}}\\), \\(\\mathbf{W}_{\\mathrm{V}}\\) are the mapping functions for the queries, keys and values, and \\(D\\) is their feature dimension. \\(\\mathbf{Q}_{\\mathrm{m}}\\) is randomly initialized and is learnable. \\(N\\) denotes the total number of queries, which corresponds to the extraction of \\(N\\) distinct mask proposals. Then we use residual connections and an MLP layer to prompt the queries by \\(\\mathbf{Q}_{\\mathrm{m}}^{\\prime} = \\mathrm{MLP}(\\mathbf{Q}_{\\mathrm{m}} + \\mathbf{Q}_{\\mathrm{m}}^{\\prime})\\). We also conduct image" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "image", + "bbox": [ + 0.262, + 0.144, + 0.744, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.275, + 0.788, + 0.318 + ], + "angle": 0, + "content": "Fig. 3: Without GEPC, driven mainly by classification loss, the model focuses on seen classes, allowing them to dominate the feature space. GEPC introduces synthetic features and diverse backgrounds, helping provide a more generalizable feature space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.349, + 0.784, + 0.409 + ], + "angle": 0, + "content": "refinement to adjust the visual information. This process first includes a cross-attention mechanism to adapt the visual features and get \\(\\mathbf{Z}_{\\mathrm{f}}^{\\prime}\\) via Eq. (1). The only difference is that we obtain queries from \\(\\mathbf{Z}_{\\mathrm{f}}\\), and get keys and values from \\(\\mathbf{Q}_{\\mathrm{m}}^{\\prime}\\). Then we get prompted visual features by \\(\\mathbf{Z}_{\\mathrm{f}}^{\\prime} = \\mathrm{MLP}(\\mathbf{Z}_{\\mathrm{f}} + \\mathbf{Z}_{\\mathrm{f}}^{\\prime})\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.784, + 0.456 + ], + "angle": 0, + "content": "Finally, we apply the mutually prompted mask queries and visual features to get final queries \\(\\mathbf{Q}_{\\mathrm{m}}^{\\prime \\prime}\\), which can also refer to the process expressed by Eq. (1). Then we generate final mask proposals by \\(\\mathbf{M} = \\mathbf{Q}_{\\mathrm{m}}^{\\prime \\prime} \\cdot \\mathbf{Z}_{\\mathrm{f}}^{\\prime \\top}\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.48, + 0.661, + 0.496 + ], + "angle": 0, + "content": "3.2 Generalization-Enhanced Proposal Classification" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.788, + 0.674 + ], + "angle": 0, + "content": "After generating mask proposals, we extract the corresponding proposal features and use CLIP for zero-shot classification. However, traditional methods mainly use classification loss on seen classes, which does not align with the objectives of zero-shot tasks. This approach is likely to result in a wide-span occupancy of the feature space by seen classes, as illustrated in Fig. 3 (left), ultimately impacting model generalization negatively. To address this, we introduce two straightforward yet effective strategies: feature expansion strategy and background diversity strategy. The former generates features outside the distribution of seen classes, while the latter focuses on learning diversified background prototypes. Collectively, these strategies assist in expanding the feature space available for unseen classes, thereby aiding in their better recognition." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.675, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Class embedding and proposal feature extraction. We first utilize the CLIP text encoder to extract class embeddings \\(\\mathbf{T} \\in \\mathbb{R}^{C \\times D}\\) as the class prototypes, where \\(C\\) denotes the number of classes. To account for categories beyond the predefined set, we concurrently learn a background token \\(\\mathbf{g} \\in \\mathbb{R}^{1 \\times D}\\). To maximize the generalization capacity of CLIP's visual information, we follow the approach in [63] to reuse the shadow [CLS] token of the CLIP image encoder as the prediction queries and employ the last layers of the CLIP image encoder as the semantic decoder. More detailed descriptions can be found in [63]. The output proposal features are defined as \\(\\mathbf{F} \\in \\mathbb{R}^{N \\times D}\\). Subsequently, we utilize a feed-forward network \\(\\phi_{\\mathrm{cls}}(\\cdot)\\) to refine the features and obtain \\(\\mathbf{F}_{\\mathrm{cls}} = \\phi_{\\mathrm{cls}}(\\mathbf{F}) \\in \\mathbb{R}^{N \\times D}\\). Thus, the prediction scores can be derived as \\(\\mathbf{P} = [\\mathbf{F}_{\\mathrm{cls}} \\cdot \\mathbf{T}^{\\top}, \\mathbf{F}_{\\mathrm{cls}} \\cdot \\mathbf{g}^{\\top}] \\in \\mathbb{R}^{N \\times (C + 1)}\\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.345 + ], + "angle": 0, + "content": "Feature expansion strategy. Our objective is to enhance the feature space originating from seen classes by synthesizing features beyond those classes. Mixup techniques [16, 34, 56] like vanilla mixup [68] and manifold mixup [60] provide valuable insights. However, vanilla mixup's image-level interpolation falls short for our segmentation model, whereas manifold mixup's feature-level interpolation better meets our requirements. Moreover, diverging from the manifold mixup's strategy of blending one-hot class labels, we additionally mix class embeddings while interpolating visual features. This allows us to maintain alignment between visual features and class embeddings even after interpolation. Specifically, we first collect seen class proposal features \\(\\mathbf{F}_{\\mathrm{cls}}^{\\mathrm{b,s}} \\in \\mathbb{R}^{N_{\\mathrm{b,s}} \\times D}\\) and corresponding class embeddings \\(\\mathbf{T}^{\\mathrm{b,s}} \\in \\mathbb{R}^{N_{\\mathrm{b,s}} \\times D}\\) from a mini-batch. Both sets are then shuffled to produce \\(\\dot{\\mathbf{F}}_{\\mathrm{cls}}^{\\mathrm{b,s}}\\) and \\(\\dot{\\mathbf{T}}^{\\mathrm{b,s}}\\), respectively. Following this, we blend the original and shuffled features to synthesize the mixed features shown in Fig. 3 (right):" + }, + { + "type": "equation", + "bbox": [ + 0.394, + 0.355, + 0.61, + 0.375 + ], + "angle": 0, + "content": "\\[\n\\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} = \\boldsymbol {\\beta} \\cdot \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {b , s}} + (1 - \\boldsymbol {\\beta}) \\cdot \\dot {\\mathbf {F}} _ {\\mathrm {c l s}} ^ {\\mathrm {b , s}},\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.394, + 0.37, + 0.785, + 0.394 + ], + "angle": 0, + "content": "\\[\n\\mathbf {T} ^ {\\mathrm {v}} = \\boldsymbol {\\beta} \\cdot \\mathbf {T} ^ {\\mathrm {b}, \\mathrm {s}} + (1 - \\boldsymbol {\\beta}) \\cdot \\dot {\\mathbf {T}} ^ {\\mathrm {b}, \\mathrm {s}}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.405, + 0.788, + 0.482 + ], + "angle": 0, + "content": "where \\(\\beta \\in [0,1]\\) is sampled from a Beta distribution \\(\\mathrm{Beta}(\\alpha ,\\alpha)\\), \\(\\mathbf{F}_{\\mathrm{cls}}^{\\mathrm{v}}\\) and \\(\\mathbf{T}^{\\mathrm{v}}\\) are the virtual proposal features and the corresponding virtual prototypes, respectively. We set \\(\\alpha = 3\\) to encourage the virtual samples to deviate significantly from the seen classes. To align the virtual features with virtual prototypes while separating them from seen classes, we calculate the logits by" + }, + { + "type": "equation", + "bbox": [ + 0.31, + 0.492, + 0.785, + 0.51 + ], + "angle": 0, + "content": "\\[\n\\mathbf {P} ^ {\\mathrm {v}} [ i ] = \\left[ \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} [ i ] \\cdot \\mathbf {T} ^ {\\top}, \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} [ i ] \\cdot \\mathbf {T} ^ {\\mathrm {v}} [ i ] ^ {\\top} \\right], i = 0, 1, \\dots , N _ {\\mathrm {b}, \\mathrm {s}}, \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.519, + 0.788, + 0.595 + ], + "angle": 0, + "content": "where \\(\\mathbf{P}^{\\mathrm{v}}\\in \\mathbb{R}^{N_{\\mathrm{b,s}}\\times (C + 1)}\\). The labels \\(\\mathbf{Y}^{\\mathrm{v}}\\) of these generated features are all set to class \\(C + 1\\). Finally, we employ a cross-entropy loss \\(\\mathcal{L}_{\\mathrm{vir}} = \\mathrm{CE}(\\mathbf{P}^{\\mathrm{v}},\\mathbf{Y}^{\\mathrm{v}})\\) to optimize. By generating virtual features that lie outside the distribution of seen classes, this strategy tends to reserve more feature space for categories outside the seen class, thereby facilitating better generalization to unseen classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.747 + ], + "angle": 0, + "content": "Background diversity strategy. Another drawback of recent methods lies in the insufficient representation of complex and varied background categories using a single fixed prototype. To address this issue, we introduce multiple background prototypes to preserve the diversity of backgrounds. Specifically, we set \\(M\\) background prototypes \\(\\mathbf{G} = [\\mathbf{g}_1;\\mathbf{g}_2;\\dots ;\\mathbf{g}_M]\\in \\mathbb{R}^{M\\times D}\\). For each proposal feature \\(\\mathbf{f}_{\\mathrm{cls}}\\in \\mathbb{R}^{1\\times D}\\), the multiple background logits are calculated by \\(\\mathbf{p}_{\\mathrm{mg}} = \\mathbf{f}_{\\mathrm{cls}}\\cdot \\mathbf{G}^{\\top}\\in \\mathbb{R}^{1\\times M}\\). We then obtain the final background score by weighted summation by \\(p_{\\mathrm{g}} = \\mathrm{sum}(\\mathrm{softmax}(\\mathbf{p}_{\\mathrm{mg}})\\odot \\mathbf{p}_{\\mathrm{mg}})\\), where \\(\\odot\\) is the element-wise product. Then the final logits are \\(\\mathbf{P} = [\\mathbf{F}_{\\mathrm{cls}}\\cdot \\mathbf{T}^{\\top},\\mathbf{p}_{\\mathrm{g}}]\\in \\mathbb{R}^{N\\times (C + 1)}\\). To maintain the diverse distribution of the backgrounds, we constrain their distances by" + }, + { + "type": "equation", + "bbox": [ + 0.373, + 0.758, + 0.785, + 0.801 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {r e g}} = \\frac {2}{M (M - 1)} \\sum_ {i = 1} ^ {M - 1} \\sum_ {j = i + 1} ^ {M} \\mathbf {g} _ {i} \\cdot \\mathbf {g} _ {j} ^ {\\top}. \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "As shown in Fig. 3 and Fig. 8, our approach tends to offer a more expansive feature space, enhancing the generalization ability for unseen classes." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "image", + "bbox": [ + 0.302, + 0.145, + 0.703, + 0.25 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.259, + 0.788, + 0.302 + ], + "angle": 0, + "content": "Fig. 4: Example of negative proposal selection. In an image with 3 seen classes, p5, p6, and p7 are selected as negative proposals since they are in the top-K \\((\\mathrm{K} = 5)\\) based on loss for all seen classes contained in the image." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.334, + 0.482, + 0.348 + ], + "angle": 0, + "content": "3.3 Predictive Bias Correction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.366, + 0.789, + 0.473 + ], + "angle": 0, + "content": "While the aforementioned methods optimize the model towards the objectives of zero-shot tasks, an inevitable prediction bias towards seen classes arises due to the model being trained on seen categories. To address this, we propose a simple yet effective Predictive Bias Correction to assist in identifying whether each proposal contains potentially unseen categories. Specifically, we employ \\(\\phi_{\\mathrm{bc}}(\\cdot)\\), a binary classification model comprising two fully connected layers followed by a sigmoid layer, to learn a class indicator for each proposal:" + }, + { + "type": "equation", + "bbox": [ + 0.426, + 0.486, + 0.787, + 0.504 + ], + "angle": 0, + "content": "\\[\n\\mathbf {I} = \\phi_ {\\mathrm {b c}} (\\mathbf {F}) \\in \\mathbb {R} ^ {N \\times 1}, \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.518, + 0.788, + 0.579 + ], + "angle": 0, + "content": "where each element of \\(\\mathbf{I}\\) lies in the range \\([0,1]\\). A value closer to 1 means that the seen class will not be included in the proposal. To train \\(\\phi_{\\mathrm{bc}}(\\cdot)\\), it is imperative to identify the positive and negative proposals and allocate the appropriate ground truth labels accordingly:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.594, + 0.785, + 0.638 + ], + "angle": 0, + "content": "- Positive proposals. During training, proposals extracted by the model can be divided into seen class proposals and background proposals. We select the seen class proposals as the positive proposals and assign the label 0 to them." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.641, + 0.785, + 0.805 + ], + "angle": 0, + "content": "- Negative proposals. We select negative proposals from background proposals, particularly excluding the ones overlapping with seen class regions. Specifically, we evaluate each proposal against seen classes present in the image by calculating a loss matrix \\(\\mathcal{L}_{\\mathrm{mask}}^i (\\mathbf{M},\\mathbf{M}_i^{\\mathrm{gt}})\\), comparing mask proposals \\(\\mathbf{M}\\) against the ground truth mask \\(\\mathbf{M}_i^{\\mathrm{gt}}\\) for the \\(i\\)-th seen class in the image. A higher value in \\(\\mathcal{L}_{\\mathrm{mask}}^i\\) suggests the proposal is less likely to contain the \\(i\\)-th seen class in the image. As shown in Fig. 4, only proposals consistently ranking within the top-\\(K\\) values across all \\(\\mathcal{L}_{\\mathrm{mask}}^i\\) are considered as negative. This criterion ensures that our negative proposals are less likely to contain segments of any seen classes, thus more likely to represent pure background or undefined classes. We assign label 1 to these proposals." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.808, + 0.785, + 0.837 + ], + "angle": 0, + "content": "- Others. Proposals that are neither selected as positive nor negative are excluded from optimization due to their low quality." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.594, + 0.785, + 0.837 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.178 + ], + "angle": 0, + "content": "After selecting the positive and negative proposals, we can optimize \\(\\phi_{\\mathrm{bc}}(\\cdot)\\) using a binary cross-entropy (BCE) loss:" + }, + { + "type": "equation", + "bbox": [ + 0.33, + 0.19, + 0.786, + 0.23 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {b c}} = - \\frac {1}{N _ {\\mathrm {b c}}} \\sum_ {i = 1} ^ {N _ {\\mathrm {b c}}} \\left[ y _ {i} \\log (I) + \\left(1 - y _ {i}\\right) \\log (1 - I) \\right], \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.239, + 0.784, + 0.3 + ], + "angle": 0, + "content": "where \\(N_{\\mathrm{bc}}\\) is the number of selected proposals, and \\(I\\) is the class indicator of the current proposal. In the inference phase, the trained \\(\\phi_{\\mathrm{bc}}(\\cdot)\\) can be used to obtain \\(\\mathbf{I}\\), enabling the use of a threshold \\(\\gamma\\) to identify possible unseen class proposals and suppress their seen class scores:" + }, + { + "type": "equation", + "bbox": [ + 0.33, + 0.311, + 0.786, + 0.35 + ], + "angle": 0, + "content": "\\[\n\\mathbf {P} _ {\\mathrm {b c}} [ i, j ] = \\left\\{ \\begin{array}{l l} v _ {\\min }, & \\text {i f} \\mathbf {I} [ i ] > \\gamma \\text {a n d} \\mathcal {C} _ {\\text {t e s t}} [ j ] \\in \\mathcal {S}, \\\\ \\mathbf {P} [ i, j ], & \\text {o t h e r w i s e}, \\end{array} \\right. \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.36, + 0.784, + 0.435 + ], + "angle": 0, + "content": "where \\( S \\) is the set of seen classes, \\( v_{\\mathrm{min}} \\) is the minimum value in \\( \\mathbf{P} \\), and \\( i \\) represents the \\( i \\)-th proposal. \\( \\mathbf{I}[i] > \\gamma \\) selects the potential proposals containing unseen classes, and \\( \\mathcal{C}_{\\mathrm{test}}[j] \\in S \\) selects the seen class scores that need to be suppressed. In this way, possible unseen class proposals can be well screened and their prediction bias for seen classes can be well mitigated." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.457, + 0.371, + 0.472 + ], + "angle": 0, + "content": "3.4 Optimization" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.481, + 0.784, + 0.526 + ], + "angle": 0, + "content": "We follow Mask2former [12] and optimize our model using a classification loss \\(\\mathcal{L}_{\\mathrm{ce}}\\) and a mask loss \\(\\mathcal{L}_{\\mathrm{mask}}\\), which includes a dice loss and a binary cross-entropy loss. The overall loss is" + }, + { + "type": "equation", + "bbox": [ + 0.313, + 0.54, + 0.785, + 0.555 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathcal {L} _ {\\mathrm {b c}} + \\lambda_ {1} \\cdot \\mathcal {L} _ {\\mathrm {c e}} + \\lambda_ {2} \\cdot \\mathcal {L} _ {\\text {m a s k}} + \\lambda_ {3} \\cdot \\mathcal {L} _ {\\text {v i r}} + \\lambda_ {4} \\cdot \\mathcal {L} _ {\\text {r e g}}, \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.566, + 0.506, + 0.58 + ], + "angle": 0, + "content": "where \\(\\lambda_1, \\lambda_2, \\lambda_3\\) and \\(\\lambda_4\\) are coefficients." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.604, + 0.376, + 0.621 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.635, + 0.533, + 0.649 + ], + "angle": 0, + "content": "4.1 Datasets and Evaluation Metrics" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.659, + 0.788, + 0.844 + ], + "angle": 0, + "content": "Datasets. We evaluate our method on three widely used datasets: PASCAL VOC 2012 [19], COCO-Stuff 164K [4] and PASCAL Context [52]. PASCAL VOC 2012 includes 10,582 images of 15 seen classes for training, and 1,449 images of 15 seen classes and 5 unseen classes for testing. COCO-Stuff 164K consists of 118,287 training images and 5,000 testing images. The classes are split into 156 seen and 15 unseen classes. PASCAL Context contains 59 semantic classes, of which 49 are seen and 10 are unseen. Its training and test sets contain 4,996 and 5,104 images, respectively. Since the background category has no explicit semantics, they are ignored. We also evaluate the generalization ability to other datasets. Following [44,63,64], we train the model on COCO-Stuff 164K with all 171 classes, and evaluate on five datasets: A-150 [71], A-847 [71], VOC [19], P-59 [52] and P-459 [52]. A-150 has 2K test images of 150 classes," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.174 + ], + "angle": 0, + "content": "Table 1: GZS3 results on three benchmarks. The highest scores are emphasized in bold. \\( \\mathrm{m}\\left( {\\mathcal{U},\\mathcal{S}}\\right) \\) represents \\( \\operatorname{mIoU}\\left( {\\mathcal{U},\\mathcal{S}}\\right) \\) ,and \\( \\mathrm{h} \\) is the abbreviation of hIoU." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.185, + 0.787, + 0.332 + ], + "angle": 0, + "content": "
MethodsVenuePASCAL VOC 2012COCO-Stuff 164KPASCAL Context
pAccm(S)m(U)hpAccm(S)m(U)hpAccm(S)m(U)h
SPNet [62]CVPR'19-7815.626.1-35.28.714----
ZS3 [3]NeurIPS'19-77.317.728.7-34.79.51552.820.812.715.8
CaGNet [22]ACM MM'2080.778.426.639.756.633.512.218.2-24.118.521.2
SIGN [14]ICCV'21-75.428.941.7-32.315.520.9----
Joint [2]ICCV'21-77.732.545.9-----3314.920.5
ZegFormer [18]CVPR'22-86.463.673.3-36.633.234.8----
SimBaseline [64]ECCV'229083.572.577.560.339.336.337.8----
SAN [63]CVPR'2394.792.378.985.158.440.139.239.681.553.556.655
ZegCLIP [72]CVPR'2394.691.977.884.36240.241.440.876.24654.649.9
DeOP [23]ICCV'2392.588.274.680.862.238.038.438.2----
MAFT [32]NeurIPS'23-91.580.785.7-40.640.140.3----
Ours-96.693.988.291.064.440.250.044.682.253.761.757.4
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.361, + 0.785, + 0.406 + ], + "angle": 0, + "content": "and A-847 has the same images but is labeled with 847 classes. VOC indicates PASCAL VOC 2012, and has 1449 images of 20 classes. P-59 and P-459 are both from PASCAL Context, but contain 59 and 459 categories, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.407, + 0.785, + 0.486 + ], + "angle": 0, + "content": "Evaluation metrics. Following [18, 64, 72], we calculate the mean of class-wise intersection over union on both seen and unseen categories, resulting in \\(\\mathrm{mIoU}(\\mathcal{S})\\) and \\(\\mathrm{mIoU}(\\mathcal{U})\\), respectively. Simultaneously, we compute their harmonic mean, denoted as \\(\\mathrm{hIoU} = \\frac{2 \\times \\mathrm{mIoU}(\\mathcal{U}) \\times \\mathrm{mIoU}(\\mathcal{S})}{\\mathrm{mIoU}(\\mathcal{U}) + \\mathrm{mIoU}(\\mathcal{S})}\\), as a comprehensive evaluation metric. We also measure pixel-wise classification accuracy (pAcc) for reference assessment." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.51, + 0.456, + 0.525 + ], + "angle": 0, + "content": "4.2 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.763 + ], + "angle": 0, + "content": "Our image encoder is built upon an 8-layer Transformer architecture, with each layer having a dimension of 240 and a patch size of 16. Consistent with the model used in [72], we employ the CLIP ViT-B/16 as our base model. Following [63], the CLIP vision encoder and semantic decoder comprise the first 6 and last 3 layers of CLIP ViT-B/16, respectively. Further details of the Semantic Decoder can be found in the supplementary materials and [63]. The input sizes for the CLIP Vision Encoder and Image Encoder are \\(320^2\\) and \\(640^2\\), respectively, to cater to their individual focuses on classification and segmentation. We set the batch size to 16. Our exploration is confined to inductive zero-shot learning, deliberately excluding the unseen pseudo labels generation and self-training process, as these do not align with real-world scenarios. The number of training iterations on PASCAL VOC, COCO-Stuff, and PASCAL Context datasets is 20K, 80K, and 40K, respectively. We follow [12] to set \\(\\lambda_1 = 2\\), \\(\\lambda_2 = 5\\). The parameter \\(\\lambda_3\\) and \\(\\lambda_4\\) are empirically set to \\(10^{-2}\\) and \\(10^{-4}\\), respectively. \\(K\\) is set to 50. \\(N\\) is set to 100, and \\(M\\) is set to 20 for COCO-Stuff and 10 for others." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.785, + 0.621, + 0.8 + ], + "angle": 0, + "content": "4.3 Comparison with State-of-the-Art Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Results of generalized zero-shot semantic segmentation. In Tab. 1, we compare with prior approaches. Our method achieves superior performance across" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.304, + 0.145, + 0.699, + 0.322 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.333, + 0.784, + 0.362 + ], + "angle": 0, + "content": "Fig. 5: The IoU results for unseen classes on the COCO-Stuff. The dashed line represents the average result, i.e., \\(\\mathrm{mIoU}(\\mathcal{U})\\)." + }, + { + "type": "table_caption", + "bbox": [ + 0.224, + 0.369, + 0.484, + 0.41 + ], + "angle": 0, + "content": "Table 2: Results on ZS3 with unseen categories only. No prediction bias with this setting." + }, + { + "type": "table", + "bbox": [ + 0.228, + 0.423, + 0.482, + 0.498 + ], + "angle": 0, + "content": "
MethodsVOCCOCO
mIoUpAccmIoUpAcc
ZegFormer [18]81.391.464.981.3
SimBaseline [64]86.794.767.182.9
SAN [63]94.197.876.984.8
ZegCLIP [72]86.393.970.877.7
Ours94.697.982.991.2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.497, + 0.382, + 0.772, + 0.409 + ], + "angle": 0, + "content": "Table 3: Results of generalization ability to other datasets." + }, + { + "type": "table", + "bbox": [ + 0.498, + 0.423, + 0.772, + 0.498 + ], + "angle": 0, + "content": "
MethodsA-847P-459A-150P-59VOC
ZegFormer [18]---36.185.6
SimBaseline [64]78.720.547.788.4
OVSeg [44]7.11124.853.392.6
SAN [63]10.112.627.553.894
ZegCLIP [72]---41.293.6
Ours10.416.228.154.394.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.788, + 0.717 + ], + "angle": 0, + "content": "nearly all evaluated metrics, particularly in the pivotal hIoU metric where we surpass the SOTA performance on PASCAL VOC 2012, COCO-Stuff 164K, and PASCAL Context by margins of \\(5.3\\%\\), \\(3.8\\%\\), and \\(2.4\\%\\), respectively. These gains are largely due to our improved recognition of unseen classes, as shown by our \\(\\mathrm{mIoU}(\\mathcal{U})\\) metric outperformance by \\(7.5\\%\\), \\(8.6\\%\\), and \\(5.1\\%\\) on these datasets. This indicates that our design for proposal extraction, classification, and correction in the segmentation pipeline can effectively alleviate the objective misalignment issue. Moreover, our model also sets new benchmarks on the pAcc, further demonstrating its exceptional segmentation capabilities. We also present results for each unseen class on the COCO dataset as shown in Fig. 5. Compared to the SOTA method, ZegCLIP, our approach shows improvements in almost all unseen categories. This also indicates that our method can effectively alleviate the objective misalignment issue." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Results of zero-shot semantic segmentation. We also extend our evaluations to the zero-shot semantic segmentation setting, i.e., \\(\\mathcal{C}_{\\mathrm{test}} = \\mathcal{C}_{\\mathrm{unseen}}\\), which inherently avoids the bias of classifying unseen classes as seen by only considering unseen categories. The results of other methods, as presented in Tab. 2, were obtained using their provided codes. Tab. 2 reveals that our model consistently achieves optimal performance on both metrics across the two datasets. Notably, on the COCO dataset, our model achieves a relative improvement of \\(12.1\\%\\) and \\(6.0\\%\\) in mIoU compared to ZegCLIP and SAN, respectively. This enhancement" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 4: The impact of different components. PBC represents Predictive Bias Correction. MRPE indicates Mutually-Refined Proposal Extraction. FES (Feature Expansion Strategy) and BDS (Background Diversity Strategy) are key components of the GEPC (Generalization-Enhanced Proposal Classification)." + }, + { + "type": "table", + "bbox": [ + 0.241, + 0.213, + 0.76, + 0.289 + ], + "angle": 0, + "content": "
MethodsPASCAL VOC 2012COCO-Stuff 164K
pAccmIoU(S)mIoU(U)hIoUpAccmIoU(S)mIoU(U)hIoU
Baseline94.191.873.181.457.438.038.538.3
+PBC95.192.975.483.260.537.944.140.8
+PBC+MRPE95.592.582.187.162.140.243.041.6
+PBC+MRPE+FES96.393.385.489.263.540.146.743.2
+PBC+MRPE+FES+BDS96.693.988.291.064.440.250.044.6
" + }, + { + "type": "image", + "bbox": [ + 0.274, + 0.303, + 0.487, + 0.416 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.487, + 0.301, + 0.73, + 0.416 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.429, + 0.784, + 0.443 + ], + "angle": 0, + "content": "Fig. 6: Left: Parameter \\(\\gamma\\) experiments in PBC. Right: Illustration of the effect of PBC." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.46, + 0.784, + 0.49 + ], + "angle": 0, + "content": "in performance underscores our model's ability to effectively generalize knowledge from seen to unseen categories." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.491, + 0.785, + 0.627 + ], + "angle": 0, + "content": "Results of generalization ability to other datasets. We also assess our model's ability to generalize across various datasets, a challenge due to varying data distributions as highlighted in recent studies [23, 63, 64]. In this scenario, unseen classes are more prevalent, thus the problem of prediction bias—which our PBC is adept at alleviating—is less prominent. Despite this, Tab. 3 demonstrates that our method maintains commendable performance, specifically when compared with the GZS3 SOTA method, ZegCLIP, with improvements of \\(13.1\\%\\) and \\(1.1\\%\\) on the P-59 and VOC datasets, respectively. This indicates that our approach can uphold its effectiveness in generalizing to new datasets." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.649, + 0.399, + 0.663 + ], + "angle": 0, + "content": "4.4 Ablative Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Effect of different components. Our ablation study results are in Tab. 4. We establish our baseline model based on the framework depicted in Fig. 2, where the pixel decoder is implemented using a straightforward transformer decoder, akin to Maskformer, and is optimized solely with \\(\\mathcal{L}_{\\mathrm{ce}}\\) and \\(\\mathcal{L}_{\\mathrm{mask}}\\). The initial incorporation of Predictive Bias Correction (PBC) resulted in an average \\(2.15\\%\\) increase in the hIoU across two datasets. This shows PBC effectively reassigns proposals. Subsequent integration of MRPE (Mutually-Refined Proposal Extraction) yielded more accurate class-agnostic masks, enhancing both pAcc and hIoU. Tab. 5 further demonstrates this point. Additionally, we implement Feature Expansion Strategy (FES) and Background Diversity Strategy (BDS) to impose semantic classification constraints from two different perspectives. FES," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.234, + 0.145, + 0.495, + 0.214 + ], + "angle": 0, + "content": "Table 5: Comparison with MaskFormer's pixel decoder. \"Ours w M-PDec\" indicates that we replace our pixel decoder with the pixel decoder from MaskFormer." + }, + { + "type": "table", + "bbox": [ + 0.241, + 0.226, + 0.484, + 0.264 + ], + "angle": 0, + "content": "
MethodsmIoU(S)mIoU(U)hIoU
Ours w M-PDec93.685.989.6
Ours93.988.291.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.508, + 0.159, + 0.769, + 0.214 + ], + "angle": 0, + "content": "Table 6: Validation of the quality of class-agnostic mask proposals. We assign all the proposals with ground-truth class labels." + }, + { + "type": "table", + "bbox": [ + 0.536, + 0.226, + 0.738, + 0.264 + ], + "angle": 0, + "content": "
MethodsmIoU(S)mIoU(U)hIoU
Baseline95.089.492.1
Ours95.792.093.8
" + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.307, + 0.251, + 0.319 + ], + "angle": 0, + "content": "(1)" + }, + { + "type": "image", + "bbox": [ + 0.258, + 0.283, + 0.371, + 0.345 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.283, + 0.484, + 0.345 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.484, + 0.283, + 0.599, + 0.344 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.283, + 0.714, + 0.344 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.721, + 0.285, + 0.766, + 0.381 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.371, + 0.251, + 0.382 + ], + "angle": 0, + "content": "(2)" + }, + { + "type": "image", + "bbox": [ + 0.258, + 0.346, + 0.371, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.346, + 0.484, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.484, + 0.346, + 0.599, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.6, + 0.346, + 0.714, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.721, + 0.387, + 0.766, + 0.464 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.435, + 0.251, + 0.446 + ], + "angle": 0, + "content": "(3)" + }, + { + "type": "image", + "bbox": [ + 0.258, + 0.409, + 0.371, + 0.469 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.296, + 0.471, + 0.328, + 0.481 + ], + "angle": 0, + "content": "Image" + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.409, + 0.484, + 0.469 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.408, + 0.471, + 0.451, + 0.48 + ], + "angle": 0, + "content": "Baseline" + }, + { + "type": "image", + "bbox": [ + 0.484, + 0.409, + 0.599, + 0.469 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.532, + 0.471, + 0.557, + 0.48 + ], + "angle": 0, + "content": "Ours" + }, + { + "type": "image", + "bbox": [ + 0.6, + 0.409, + 0.714, + 0.469 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.625, + 0.471, + 0.692, + 0.48 + ], + "angle": 0, + "content": "Ground Truth" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.492, + 0.788, + 0.563 + ], + "angle": 0, + "content": "Fig. 7: Visualization of segmentation on the COCO-Stuff 164K. Rows (1) and (2) depict the unseen classes segmentation results, marking misclassified regions as \"seen\" label. Row (3) illustrates the results for both seen and unseen categories. The four columns respectively display the original image, the segmentation results from the Baseline, the segmentation results from our method, and the ground truth." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.788, + 0.718 + ], + "angle": 0, + "content": "by introducing virtual features, effectively mitigates the feature space's excessive occupancy by seen classes, leading to an average increase of \\(1.1\\%\\) in pAcc and \\(1.85\\%\\) in hIoU. BDS further enhances feature space generalization by promoting background class diversity during training, which ultimately propels the model to achieve its optimal results. Moreover, Fig. 6 (right) shows that PBC further reduces prediction bias, even with the effective model \"Ours w/o PBC\". This suggests that our training optimizations, such as FES and BDS, also enhance the feature space for PBC, as seen in Fig. 3 (right)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Evaluation of Class-Agnostic Mask Quality. We assign correct class labels to mask results to assess class-agnostic mask quality only, shown in Tab. 6. Key observations include: (1) The Baseline achieves high accuracy, indicating satisfactory existing mask performance; (2) Our model surpasses Baseline, validating MRPE's effectiveness in enhancing class-agnostic mask extraction; (3) Referencing Tab. 6 and Fig. 5, we find classification to be the primary obstacle to improving zero-shot performance, seconded by mask quality, echoing findings from [44]. Our method has made advancements in both aspects." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.127 + ], + "angle": 0, + "content": "J. Ge et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.406, + 0.216 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.409, + 0.145, + 0.597, + 0.215 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.598, + 0.145, + 0.785, + 0.215 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.226, + 0.788, + 0.282 + ], + "angle": 0, + "content": "Fig. 8: T-SNE [50] visualization of proposal features for five categories each from 156 seen and 15 unseen classes on COCO-Stuff 164K, presented in three random samplings (1)-(3) to mitigate the impact of outliers. Unseen categories are marked by red dashed boxes and feature entanglements are highlighted with black rectangles." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.309, + 0.784, + 0.399 + ], + "angle": 0, + "content": "Effect of \\(\\gamma\\). As shown in Fig. 6 (left), as \\(\\gamma\\) decreases, an increasing number of proposals are categorized as unseen classes. This shift, while causing only minor fluctuations in \\(\\mathrm{mIoU}(S)\\), contributes to a substantial increase in \\(\\mathrm{mIoU}(\\mathcal{U})\\), resulting in the optimal hIoU at \\(\\gamma = 0.3\\). This phenomenon indicates that our model can effectively uncover potential unseen class proposals, thereby aligning the inference objective more closely with the zero-shot learning goal." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.4, + 0.785, + 0.52 + ], + "angle": 0, + "content": "Visualization. Segmentation results, shown in Fig. 7, reveal model performance. In the first (1) and second (2) rows, the Baseline tends to erroneously classify unseen categories, such as trees and clouds, as the \"seen\" category. In contrast, our method can mitigate this bias, resulting in substantially improved results. The third row (3) highlights our method's superiority, showcasing its capability to generate more accurate segmentation masks (mask of the river) while concurrently making precise predictions for both seen and unseen categories. More visualization results can be found in the supplementary materials." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.52, + 0.785, + 0.626 + ], + "angle": 0, + "content": "T-SNE plot. We visualize proposal features using our method versus the Baseline, as shown in Fig. 8. Our method's features display greater dispersion and clearer category margins, showing the effectiveness of Generalization-Enhanced Proposal Classification (GEPC) in enhancing feature distinctiveness. For example, Fig. 8 (3) illustrates that while the Baseline model's features for several unseen categories and one seen category are entangled, leading to misclassification, our approach effectively separates these features, improving distinguishability." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.646, + 0.36, + 0.661 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In this paper, we introduce AlignZeg, an innovative architecture tackling the objective misalignment issue in zero-shot image segmentation by enhancing the entire segmentation pipeline. It integrates Mutually-Refined Proposal Extraction, Generalization-Enhanced Proposal Classification, and Predictive Bias Correction, enhancing unseen class segmentation while ensuring seen class performance. Notably, the Correction component aids in judging potential unseen classes at the proposal level, adding a novel step to the segmentation pipeline. Empirical results across various benchmarks demonstrate AlignZeg's superior performance in both Generalized and Strict Zero-Shot Semantic Segmentation. Our approach could also play a pivotal role in cross-modal pre-training, utilizing large-scale data for more effective zero-shot learning." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.67, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AlignZeg" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.181, + 0.788, + 0.287 + ], + "angle": 0, + "content": "This work is supported by the National Key Research and Development Program of China (2022YFB3104700), the National Nature Science Foundation of China (62121002, U23B2028, 62232006), CAS Project for Young Scientists in Basic Research (Grant No. YSBR-067). We acknowledge the support of GPU cluster built by MCC Lab of Information Science and Technology Institution, USTC. We also thank the USTC supercomputing center for providing computational resources for this project." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.313, + 0.323, + 0.329 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.348, + 0.785, + 0.39 + ], + "angle": 0, + "content": "1. Atzmon, Y., Chechik, G.: Adaptive confidence smoothing for generalized zero-shot learning. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 11671-11680 (2019)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.392, + 0.785, + 0.432 + ], + "angle": 0, + "content": "2. Baek, D., Oh, Y., Ham, B.: Exploiting a joint embedding space for generalized zero-shot semantic segmentation. In: Proceedings of the IEEE/CVF international conference on computer vision. pp. 9536-9545 (2021)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.434, + 0.785, + 0.46 + ], + "angle": 0, + "content": "3. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 11175-11185 (2023)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.647 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_origin.pdf b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..5a5241686964c858cab0f852c1cd8d51ee7a6183 --- /dev/null +++ b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/a87ef959-10ae-4261-bba8-7ae1237624e0_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:b764bf73fef881719d5bcd803a3ea37539d39c8d421a42e6f1af637bdb765be0 +size 3396806 diff --git a/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/full.md b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..6e27eb080586f0ddb541e6da883a5c10926b274d --- /dev/null +++ b/2024/AlignZeg_ Mitigating Objective Misalignment for Zero-shot Semantic Segmentation/full.md @@ -0,0 +1,349 @@ +# AlignZeg: Mitigating Objective Misalignment for Zero-shot Semantic Segmentation + +Jiannan Ge $^{1}$ , Lingxi Xie $^{2}$ , Hongtao Xie $^{1\star}$ , Pandeng Li $^{1}$ , Xiaopeng Zhang $^{2}$ , Yongdong Zhang $^{1}$ , and Qi Tian $^{2}$ + +1 University of Science and Technology of China + +$^{2}$ Huawei Inc. + +{gejn,lpd}@mail.ustc.edu.cn,{htxie,zhyd73}@ustc.edu.cn + +{198808xc,zxphistory}@gmail.com, tian.qi1@huawei.com + +Abstract. A serious issue that harms the performance of zero-shot visual recognition is named objective misalignment, i.e., the learning objective prioritizes improving the recognition accuracy of seen classes rather than unseen classes, while the latter is the true target to pursue. This issue becomes more significant in zero-shot image segmentation because the stronger (i.e., pixel-level) supervision brings a larger gap between seen and unseen classes. To mitigate it, we propose a novel architecture named AlignZeg, which embodies a comprehensive improvement of the segmentation pipeline, including proposal extraction, classification, and correction, to better fit the goal of zero-shot segmentation. (1) Mutually-Refined Proposal Extraction. AlignZeg harnesses a mutual interaction between mask queries and visual features, facilitating detailed class-agnostic mask proposal extraction. (2) Generalization-Enhanced Proposal Classification. AlignZeg introduces synthetic data and incorporates multiple background prototypes to allocate a more generalizable feature space. (3) Predictive Bias Correction. During the inference stage, AlignZeg uses a class indicator to find potential unseen class proposals followed by a prediction postprocess to correct the prediction bias. Experiments demonstrate that AlignZeg markedly enhances zero-shot semantic segmentation, as shown by an average $3.8\%$ increase in hIoU, primarily attributed to a $7.1\%$ improvement in identifying unseen classes, and we further validate that the improvement comes from alleviating the objective misalignment issue. + +Keywords: Zero-shot learning $\cdot$ Semantic segmentation + +# 1 Introduction + +Semantic segmentation [5, 7, 15, 27, 36, 49, 53, 61] is a fundamental task in computer vision [8, 41, 42, 55] that is critical for image understanding. Traditional segmentation [12, 33, 45] approaches depend on large amounts of annotated data to perform effectively. Given the vast and diverse nature of real-world data, it is + +![](images/c90abf7d8980c17bd25eb32f6b14489733d9d2ef60c45c37f44c2e29c58f4bb3.jpg) +Fig. 1: (a) Proposal features are aligned with class prototypes. "CLIP Text." represents CLIP Text Encoder. (b) Red boxes select the unseen classes. Yellow dashed boxes select the misclassified areas, e.g., "tree" (unseen) $\rightarrow$ "bush" (seen) $②$ , "road" (unseen) $\rightarrow$ "pavement" (unseen) $④$ . These errors show the objective misalignment issue. + +![](images/7502f8dc79600019ac259cd10850b428478d96f28e95c97fac28f49808a82569.jpg) + +not feasible to annotate every new image. Zero-shot semantic segmentation [3] has emerged to address this challenge, leveraging the model trained on a limited dataset to segment and recognize classes not seen during training. + +Recently, the introduction of large-scale vision-language models, such as CLIP [54], has advanced this task further. As shown in Fig. 1 (a), the visual features of seen classes are aligned with the semantic features, i.e., class prototypes, which enables the model to detect unseen classes. Models such as SimBaseline [64], Zegformer [18], and OVSeg [44] have proposed a two-stage scheme that first generates class-agnostic mask proposals and then extracts corresponding mask visual features for zero-shot classification. This scheme effectively extends CLIP's zero-shot abilities to the pixel level. However, these methods often necessitate multiple forward passes per image, leading to inefficiency. In response, models like ZegCLIP [72], DeOP [23], and SAN [63] construct their networks based on the CLIP image encoder for a streamlined process. However, these methods suffer a phenomenon which we refer to as "objective misalignment", i.e., they focus on improving the accuracy on seen classes but ignore the unseen classes. In the semantic segmentation task, characterized by a strong supervision signal, this misalignment issue becomes more pronounced. It not only constrains the full potential of CLIP's zero-shot performance but also introduces biases into the model's predictions. As illustrated in Fig. 1 (b), this misalignment tends to cause inaccurate segmentation results on unseen classes. For example, the model might mistakenly segment "tree" class as semantically similar categories like "grass"① and "bush"②. + +To address the issue mentioned above, we propose a novel framework named AlignZeg, which aligns the training and inference objectives of the model with zero-shot tasks. Initially, we introduce the Mutually-Refined Proposal Extraction, which employs mask queries and visual features to mutually refine each other, leading to the extraction of more detailed mask proposals. These high-quality class-agnostic proposals can generalize effectively to unseen classes, + +thereby reducing the model's sensitivity to seen classes. Subsequently, we propose the Generalization-Enhanced Proposal Classification, an innovative approach that integrates generality constraints within the feature space, enhancing its generalizability to unseen classes. This includes integrating synthetic features to prevent over-specialization towards seen classes, and employing a multi-background prototype strategy for diverse background representations. While these developments enhance zero-shot semantic segmentation by optimizing towards the zero-shot task objective, the exclusive use of seen class data in training inevitably leads to prediction bias. Therefore, we propose Predictive Bias Correction to filter potential unseen class proposals and adjust the corresponding prediction scores, thereby explicitly alleviating the prediction bias. Notably, our approach assists in judging potential unseen classes at the proposal level, first introducing a new effective step to the segmentation pipeline. + +We evaluate AlignZeg in the Generalized Zero-Shot Semantic Segmentation (GZS3) setting and achieve an average improvement of $3.8\%$ in hIoU, with a notable average increase of $7.1\%$ in mIoU $(\mathcal{U})$ for unseen classes. Additionally, in the strict Zero-Shot Semantic Segmentation (ZS3) setting, which only considers unseen classes during testing, AlignZeg also achieves state-of-the-art (SOTA) performance in both pAcc and mIoU. These experiments demonstrate that our model effectively mitigates the issue of objective misalignment. + +# 2 Related Works + +Zero-shot visual recognition. Zero-shot visual recognition, aimed at identifying unseen categories, typically employs semantic descriptors like attributes [29] and word vectors [57] to bridge seen and unseen categories. Classical methods [10,11,20,24,58,66,67] create a shared space between features and descriptors but often focus more on seen classes, leading to an objective misalignment issue. Recent works [9, 21, 28, 46, 48, 65] address this by extracting attribute-related regions. However, the reliance on manually annotated attributes limits generalizability across diverse scenarios. Recently, large-scale vision-language models [30, 39, 40, 54, 59] like CLIP [54] have advanced by training on numerous image-text pairs. While CLIP's broad semantic coverage offers good zero-shot capabilities, its focus on image level limits its efficacy in pixel-level recognition. Zero-shot semantic segmentation. Zero-shot semantic segmentation [3, 17, 25, 26, 35, 38, 43, 47, 69, 70] is an emerging research task. Earlier methods [2, 14, 22] focused on linking visual content with class descriptions by a shared space. Recently, the advent of CLIP [54] has shifted focus to pixel-level zero-shot recognition using vision-language models. Recent methods like SimBaseline [64] and Zegformer [18] have introduced a two-stage zero-shot segmentation approach: class-agnostic mask proposals extraction followed by their zero-shot classification. While effectively scaling down CLIP's capabilities to pixel level, challenges persist in integrating cropped images with CLIP. OVSeg [44] bridged this gap with mask prompt tuning. However, the two-stage process is inefficient due to multiple CLIP encoder iterations. Models like ZegCLIP [72], DeOP [23], and + +![](images/145241db0a934e5d9599f59d7e74c7f1560938a42d32154039047819599e9999.jpg) +Fig. 2: Overall framework. Our method mitigates the objective misalignment between semantic segmentation and zero-shot task through three main components: Mutually-Refined Proposal Extraction (MRPE), Generalization-Enhanced Proposal Classification (GEPC), and Proposal-based Bias Correction (PBC), the latter of which is applied during the inference process. Parameters in gray are fixed. + +SAN [63] overcome this by utilizing the CLIP encoder directly. They not only simplified the process but also increased computational efficiency by necessitating just one forward pass. However, these approaches primarily focus on adapting CLIP for pixel-level tasks with classification loss on seen classes. This objective misaligns with the intrinsic nature of zero-shot tasks and often results in overfitting. This objective misalignment issue is more pronounced in the context of segmentation tasks due to their stronger supervision. + +Prediction bias. To reduce objective misalignment in zero-shot visual recognition, addressing the classifier's prediction bias towards seen classes is a pivotal way. Researchers have explored strategies like advanced domain detector design [1], entropy-based score adjustments [51], distance-based gating networks [37] and generated-based distance analysis [67], to distinguish between seen and unseen categories. However, adapting these methods to pixel-level tasks remains challenging. [69] extended these ideas to zero-shot segmentation with an unknown prototype for unknown mask extraction. However, its final performance is notably sensitive to the accuracy of the unknown mask extraction. + +# 3 Method + +Problem definition. Zero-shot semantic segmentation aims to extract transferable knowledge from seen classes $\mathcal{C}_{\mathrm{seen}}$ to subsequently recognize unseen classes $\mathcal{C}_{\mathrm{unseen}}$ , where $\mathcal{C}_{\mathrm{seen}} \cap \mathcal{C}_{\mathrm{unseen}} = \emptyset$ . To achieve this objective, during the training process, we leverage the CLIP model to derive semantic representations from + +class labels within $\mathcal{C}_{\mathrm{seen}}$ . During the testing phase, we evaluate the model on both seen and unseen classes, i.e., $\mathcal{C}_{\mathrm{test}} = \mathcal{C}_{\mathrm{unseen}} \cup \mathcal{C}_{\mathrm{seen}}$ . + +Overview. Most existing methods prioritize improving recognition performance on seen classes, which deviates from the objectives of zero-shot tasks. In zero-shot semantic segmentation, this deviation, termed "objective misalignment", is exacerbated due to the strong supervision signals inherent in segmentation tasks. To realign the training process with zero-shot objectives, we introduce two key components: Mutually-Refined Proposal Extraction (MRPE) and Generalization-Enhanced Proposal Classification (GEPC), as detailed in Sec. 3.1 and Sec. 3.2, respectively. MRPE refines mask proposals through interactions between queries and features, while GEPC enhances the generalizability of proposal features for each mask proposal, countering seen class dominance with virtual features and diverse backgrounds. We also implement Predictive Bias Correction (PBC), outlined in Sec. 3.3, to explicitly reduce the model's bias towards seen classes by filtering potential unseen class proposals and adjusting their prediction scores. + +# 3.1 Mutually-Refined Proposal Extraction + +An intuitive idea to get the mask proposals is to use a simple transformer decoder like [13, 18, 64] to decode masks from visual features via mask queries. However, mask queries of this technique lack sufficient interaction with visual features. This limitation can lead to challenges in reliably extracting class-agnostic masks, especially from samples that are complex and varied in nature. Therefore, we propose an enhanced strategy in the pixel decoder, where mask queries and visual features are mutually refined, which enables the extraction of high-quality, class-agnostic masks that are more effectively generalized to unseen classes. + +Directly training a feature extraction network may over-fit the training set, while directly using CLIP features cannot guarantee good segmentation. Therefore, we extract complementary visual features $\mathbf{Z}_{\mathrm{enc}}$ and $\mathbf{Z}_{\mathrm{clip}}$ via a learnable image encoder and a fixed CLIP image encoder, respectively. Then we fuse them by $\mathbf{Z}_{\mathrm{f}} = \mathbf{Z}_{\mathrm{enc}} + \mathbf{Z}_{\mathrm{clip}} \in \mathbb{R}^{\left(\frac{H}{16} \times \frac{W}{16}\right) \times D}$ for following pixel decoder, where $H$ and $W$ are the input image's dimensions. We follow [72] to use prompt learning [31] to fine-tune the CLIP features to further adapt CLIP to the current dataset. + +Then, we employ the queries to decode masks from the visual features. We first conduct query refinement shown in Fig. 2. Specifically, we apply a cross-attention mechanism [6] to adjust the mask queries $\mathbf{Q}_{\mathrm{m}} \in \mathbb{R}^{N \times D}$ by + +$$ +\mathbf {Q} _ {\mathrm {m}} ^ {\prime} = \operatorname {s o f t m a x} \left(\frac {\mathbf {Q} _ {\mathrm {m}} \mathbf {W} _ {\mathrm {Q}} (\mathbf {Z} _ {\mathrm {f}} \mathbf {W} _ {\mathrm {K}}) ^ {\top}}{\sqrt {D}}\right) \mathbf {Z} _ {\mathrm {f}} \mathbf {W} _ {\mathrm {V}}, \tag {1} +$$ + +where $\mathbf{W}_{\mathrm{Q}}$ , $\mathbf{W}_{\mathrm{K}}$ , $\mathbf{W}_{\mathrm{V}}$ are the mapping functions for the queries, keys and values, and $D$ is their feature dimension. $\mathbf{Q}_{\mathrm{m}}$ is randomly initialized and is learnable. $N$ denotes the total number of queries, which corresponds to the extraction of $N$ distinct mask proposals. Then we use residual connections and an MLP layer to prompt the queries by $\mathbf{Q}_{\mathrm{m}}^{\prime} = \mathrm{MLP}(\mathbf{Q}_{\mathrm{m}} + \mathbf{Q}_{\mathrm{m}}^{\prime})$ . We also conduct image + +![](images/7f3c49a13fb29d819da61321a5714b70bc7a621fe12f4b4b7f9730e0eb7c68e7.jpg) +Fig. 3: Without GEPC, driven mainly by classification loss, the model focuses on seen classes, allowing them to dominate the feature space. GEPC introduces synthetic features and diverse backgrounds, helping provide a more generalizable feature space. + +refinement to adjust the visual information. This process first includes a cross-attention mechanism to adapt the visual features and get $\mathbf{Z}_{\mathrm{f}}^{\prime}$ via Eq. (1). The only difference is that we obtain queries from $\mathbf{Z}_{\mathrm{f}}$ , and get keys and values from $\mathbf{Q}_{\mathrm{m}}^{\prime}$ . Then we get prompted visual features by $\mathbf{Z}_{\mathrm{f}}^{\prime} = \mathrm{MLP}(\mathbf{Z}_{\mathrm{f}} + \mathbf{Z}_{\mathrm{f}}^{\prime})$ . + +Finally, we apply the mutually prompted mask queries and visual features to get final queries $\mathbf{Q}_{\mathrm{m}}^{\prime \prime}$ , which can also refer to the process expressed by Eq. (1). Then we generate final mask proposals by $\mathbf{M} = \mathbf{Q}_{\mathrm{m}}^{\prime \prime} \cdot \mathbf{Z}_{\mathrm{f}}^{\prime \top}$ . + +# 3.2 Generalization-Enhanced Proposal Classification + +After generating mask proposals, we extract the corresponding proposal features and use CLIP for zero-shot classification. However, traditional methods mainly use classification loss on seen classes, which does not align with the objectives of zero-shot tasks. This approach is likely to result in a wide-span occupancy of the feature space by seen classes, as illustrated in Fig. 3 (left), ultimately impacting model generalization negatively. To address this, we introduce two straightforward yet effective strategies: feature expansion strategy and background diversity strategy. The former generates features outside the distribution of seen classes, while the latter focuses on learning diversified background prototypes. Collectively, these strategies assist in expanding the feature space available for unseen classes, thereby aiding in their better recognition. + +Class embedding and proposal feature extraction. We first utilize the CLIP text encoder to extract class embeddings $\mathbf{T} \in \mathbb{R}^{C \times D}$ as the class prototypes, where $C$ denotes the number of classes. To account for categories beyond the predefined set, we concurrently learn a background token $\mathbf{g} \in \mathbb{R}^{1 \times D}$ . To maximize the generalization capacity of CLIP's visual information, we follow the approach in [63] to reuse the shadow [CLS] token of the CLIP image encoder as the prediction queries and employ the last layers of the CLIP image encoder as the semantic decoder. More detailed descriptions can be found in [63]. The output proposal features are defined as $\mathbf{F} \in \mathbb{R}^{N \times D}$ . Subsequently, we utilize a feed-forward network $\phi_{\mathrm{cls}}(\cdot)$ to refine the features and obtain $\mathbf{F}_{\mathrm{cls}} = \phi_{\mathrm{cls}}(\mathbf{F}) \in \mathbb{R}^{N \times D}$ . Thus, the prediction scores can be derived as $\mathbf{P} = [\mathbf{F}_{\mathrm{cls}} \cdot \mathbf{T}^{\top}, \mathbf{F}_{\mathrm{cls}} \cdot \mathbf{g}^{\top}] \in \mathbb{R}^{N \times (C + 1)}$ . + +Feature expansion strategy. Our objective is to enhance the feature space originating from seen classes by synthesizing features beyond those classes. Mixup techniques [16, 34, 56] like vanilla mixup [68] and manifold mixup [60] provide valuable insights. However, vanilla mixup's image-level interpolation falls short for our segmentation model, whereas manifold mixup's feature-level interpolation better meets our requirements. Moreover, diverging from the manifold mixup's strategy of blending one-hot class labels, we additionally mix class embeddings while interpolating visual features. This allows us to maintain alignment between visual features and class embeddings even after interpolation. Specifically, we first collect seen class proposal features $\mathbf{F}_{\mathrm{cls}}^{\mathrm{b,s}} \in \mathbb{R}^{N_{\mathrm{b,s}} \times D}$ and corresponding class embeddings $\mathbf{T}^{\mathrm{b,s}} \in \mathbb{R}^{N_{\mathrm{b,s}} \times D}$ from a mini-batch. Both sets are then shuffled to produce $\dot{\mathbf{F}}_{\mathrm{cls}}^{\mathrm{b,s}}$ and $\dot{\mathbf{T}}^{\mathrm{b,s}}$ , respectively. Following this, we blend the original and shuffled features to synthesize the mixed features shown in Fig. 3 (right): + +$$ +\mathbf {F} _ {\mathrm {c l s}} ^ {\mathrm {v}} = \boldsymbol {\beta} \cdot \mathbf {F} _ {\mathrm {c l s}} ^ {\mathrm {b , s}} + (1 - \boldsymbol {\beta}) \cdot \dot {\mathbf {F}} _ {\mathrm {c l s}} ^ {\mathrm {b , s}}, +$$ + +$$ +\mathbf {T} ^ {\mathrm {v}} = \boldsymbol {\beta} \cdot \mathbf {T} ^ {\mathrm {b}, \mathrm {s}} + (1 - \boldsymbol {\beta}) \cdot \dot {\mathbf {T}} ^ {\mathrm {b}, \mathrm {s}}, \tag {2} +$$ + +where $\beta \in [0,1]$ is sampled from a Beta distribution $\mathrm{Beta}(\alpha ,\alpha)$ , $\mathbf{F}_{\mathrm{cls}}^{\mathrm{v}}$ and $\mathbf{T}^{\mathrm{v}}$ are the virtual proposal features and the corresponding virtual prototypes, respectively. We set $\alpha = 3$ to encourage the virtual samples to deviate significantly from the seen classes. To align the virtual features with virtual prototypes while separating them from seen classes, we calculate the logits by + +$$ +\mathbf {P} ^ {\mathrm {v}} [ i ] = \left[ \mathbf {F} _ {\mathrm {c l s}} ^ {\mathrm {v}} [ i ] \cdot \mathbf {T} ^ {\top}, \mathbf {F} _ {\mathrm {c l s}} ^ {\mathrm {v}} [ i ] \cdot \mathbf {T} ^ {\mathrm {v}} [ i ] ^ {\top} \right], i = 0, 1, \dots , N _ {\mathrm {b}, \mathrm {s}}, \tag {3} +$$ + +where $\mathbf{P}^{\mathrm{v}}\in \mathbb{R}^{N_{\mathrm{b,s}}\times (C + 1)}$ . The labels $\mathbf{Y}^{\mathrm{v}}$ of these generated features are all set to class $C + 1$ . Finally, we employ a cross-entropy loss $\mathcal{L}_{\mathrm{vir}} = \mathrm{CE}(\mathbf{P}^{\mathrm{v}},\mathbf{Y}^{\mathrm{v}})$ to optimize. By generating virtual features that lie outside the distribution of seen classes, this strategy tends to reserve more feature space for categories outside the seen class, thereby facilitating better generalization to unseen classes. + +Background diversity strategy. Another drawback of recent methods lies in the insufficient representation of complex and varied background categories using a single fixed prototype. To address this issue, we introduce multiple background prototypes to preserve the diversity of backgrounds. Specifically, we set $M$ background prototypes $\mathbf{G} = [\mathbf{g}_1;\mathbf{g}_2;\dots ;\mathbf{g}_M]\in \mathbb{R}^{M\times D}$ . For each proposal feature $\mathbf{f}_{\mathrm{cls}}\in \mathbb{R}^{1\times D}$ , the multiple background logits are calculated by $\mathbf{p}_{\mathrm{mg}} = \mathbf{f}_{\mathrm{cls}}\cdot \mathbf{G}^{\top}\in \mathbb{R}^{1\times M}$ . We then obtain the final background score by weighted summation by $p_{\mathrm{g}} = \mathrm{sum}(\mathrm{softmax}(\mathbf{p}_{\mathrm{mg}})\odot \mathbf{p}_{\mathrm{mg}})$ , where $\odot$ is the element-wise product. Then the final logits are $\mathbf{P} = [\mathbf{F}_{\mathrm{cls}}\cdot \mathbf{T}^{\top},\mathbf{p}_{\mathrm{g}}]\in \mathbb{R}^{N\times (C + 1)}$ . To maintain the diverse distribution of the backgrounds, we constrain their distances by + +$$ +\mathcal {L} _ {\text {r e g}} = \frac {2}{M (M - 1)} \sum_ {i = 1} ^ {M - 1} \sum_ {j = i + 1} ^ {M} \mathbf {g} _ {i} \cdot \mathbf {g} _ {j} ^ {\top}. \tag {4} +$$ + +As shown in Fig. 3 and Fig. 8, our approach tends to offer a more expansive feature space, enhancing the generalization ability for unseen classes. + +![](images/5a153344e5e278c465d41cd236261c91d27faaf87941e8fbf10ad13cd5aee646.jpg) +Fig. 4: Example of negative proposal selection. In an image with 3 seen classes, p5, p6, and p7 are selected as negative proposals since they are in the top-K $(\mathrm{K} = 5)$ based on loss for all seen classes contained in the image. + +# 3.3 Predictive Bias Correction + +While the aforementioned methods optimize the model towards the objectives of zero-shot tasks, an inevitable prediction bias towards seen classes arises due to the model being trained on seen categories. To address this, we propose a simple yet effective Predictive Bias Correction to assist in identifying whether each proposal contains potentially unseen categories. Specifically, we employ $\phi_{\mathrm{bc}}(\cdot)$ , a binary classification model comprising two fully connected layers followed by a sigmoid layer, to learn a class indicator for each proposal: + +$$ +\mathbf {I} = \phi_ {\mathrm {b c}} (\mathbf {F}) \in \mathbb {R} ^ {N \times 1}, \tag {5} +$$ + +where each element of $\mathbf{I}$ lies in the range $[0,1]$ . A value closer to 1 means that the seen class will not be included in the proposal. To train $\phi_{\mathrm{bc}}(\cdot)$ , it is imperative to identify the positive and negative proposals and allocate the appropriate ground truth labels accordingly: + +- Positive proposals. During training, proposals extracted by the model can be divided into seen class proposals and background proposals. We select the seen class proposals as the positive proposals and assign the label 0 to them. +- Negative proposals. We select negative proposals from background proposals, particularly excluding the ones overlapping with seen class regions. Specifically, we evaluate each proposal against seen classes present in the image by calculating a loss matrix $\mathcal{L}_{\mathrm{mask}}^i (\mathbf{M},\mathbf{M}_i^{\mathrm{gt}})$ , comparing mask proposals $\mathbf{M}$ against the ground truth mask $\mathbf{M}_i^{\mathrm{gt}}$ for the $i$ -th seen class in the image. A higher value in $\mathcal{L}_{\mathrm{mask}}^i$ suggests the proposal is less likely to contain the $i$ -th seen class in the image. As shown in Fig. 4, only proposals consistently ranking within the top- $K$ values across all $\mathcal{L}_{\mathrm{mask}}^i$ are considered as negative. This criterion ensures that our negative proposals are less likely to contain segments of any seen classes, thus more likely to represent pure background or undefined classes. We assign label 1 to these proposals. +- Others. Proposals that are neither selected as positive nor negative are excluded from optimization due to their low quality. + +After selecting the positive and negative proposals, we can optimize $\phi_{\mathrm{bc}}(\cdot)$ using a binary cross-entropy (BCE) loss: + +$$ +\mathcal {L} _ {\mathrm {b c}} = - \frac {1}{N _ {\mathrm {b c}}} \sum_ {i = 1} ^ {N _ {\mathrm {b c}}} \left[ y _ {i} \log (I) + \left(1 - y _ {i}\right) \log (1 - I) \right], \tag {6} +$$ + +where $N_{\mathrm{bc}}$ is the number of selected proposals, and $I$ is the class indicator of the current proposal. In the inference phase, the trained $\phi_{\mathrm{bc}}(\cdot)$ can be used to obtain $\mathbf{I}$ , enabling the use of a threshold $\gamma$ to identify possible unseen class proposals and suppress their seen class scores: + +$$ +\mathbf {P} _ {\mathrm {b c}} [ i, j ] = \left\{ \begin{array}{l l} v _ {\min }, & \text {i f} \mathbf {I} [ i ] > \gamma \text {a n d} \mathcal {C} _ {\text {t e s t}} [ j ] \in \mathcal {S}, \\ \mathbf {P} [ i, j ], & \text {o t h e r w i s e}, \end{array} \right. \tag {7} +$$ + +where $S$ is the set of seen classes, $v_{\mathrm{min}}$ is the minimum value in $\mathbf{P}$ , and $i$ represents the $i$ -th proposal. $\mathbf{I}[i] > \gamma$ selects the potential proposals containing unseen classes, and $\mathcal{C}_{\mathrm{test}}[j] \in S$ selects the seen class scores that need to be suppressed. In this way, possible unseen class proposals can be well screened and their prediction bias for seen classes can be well mitigated. + +# 3.4 Optimization + +We follow Mask2former [12] and optimize our model using a classification loss $\mathcal{L}_{\mathrm{ce}}$ and a mask loss $\mathcal{L}_{\mathrm{mask}}$ , which includes a dice loss and a binary cross-entropy loss. The overall loss is + +$$ +\mathcal {L} = \mathcal {L} _ {\mathrm {b c}} + \lambda_ {1} \cdot \mathcal {L} _ {\mathrm {c e}} + \lambda_ {2} \cdot \mathcal {L} _ {\text {m a s k}} + \lambda_ {3} \cdot \mathcal {L} _ {\text {v i r}} + \lambda_ {4} \cdot \mathcal {L} _ {\text {r e g}}, \tag {8} +$$ + +where $\lambda_1, \lambda_2, \lambda_3$ and $\lambda_4$ are coefficients. + +# 4 Experiments + +# 4.1 Datasets and Evaluation Metrics + +Datasets. We evaluate our method on three widely used datasets: PASCAL VOC 2012 [19], COCO-Stuff 164K [4] and PASCAL Context [52]. PASCAL VOC 2012 includes 10,582 images of 15 seen classes for training, and 1,449 images of 15 seen classes and 5 unseen classes for testing. COCO-Stuff 164K consists of 118,287 training images and 5,000 testing images. The classes are split into 156 seen and 15 unseen classes. PASCAL Context contains 59 semantic classes, of which 49 are seen and 10 are unseen. Its training and test sets contain 4,996 and 5,104 images, respectively. Since the background category has no explicit semantics, they are ignored. We also evaluate the generalization ability to other datasets. Following [44,63,64], we train the model on COCO-Stuff 164K with all 171 classes, and evaluate on five datasets: A-150 [71], A-847 [71], VOC [19], P-59 [52] and P-459 [52]. A-150 has 2K test images of 150 classes, + +Table 1: GZS3 results on three benchmarks. The highest scores are emphasized in bold. $\mathrm{m}\left( {\mathcal{U},\mathcal{S}}\right)$ represents $\operatorname{mIoU}\left( {\mathcal{U},\mathcal{S}}\right)$ ,and $\mathrm{h}$ is the abbreviation of hIoU. + +
MethodsVenuePASCAL VOC 2012COCO-Stuff 164KPASCAL Context
pAccm(S)m(U)hpAccm(S)m(U)hpAccm(S)m(U)h
SPNet [62]CVPR'19-7815.626.1-35.28.714----
ZS3 [3]NeurIPS'19-77.317.728.7-34.79.51552.820.812.715.8
CaGNet [22]ACM MM'2080.778.426.639.756.633.512.218.2-24.118.521.2
SIGN [14]ICCV'21-75.428.941.7-32.315.520.9----
Joint [2]ICCV'21-77.732.545.9-----3314.920.5
ZegFormer [18]CVPR'22-86.463.673.3-36.633.234.8----
SimBaseline [64]ECCV'229083.572.577.560.339.336.337.8----
SAN [63]CVPR'2394.792.378.985.158.440.139.239.681.553.556.655
ZegCLIP [72]CVPR'2394.691.977.884.36240.241.440.876.24654.649.9
DeOP [23]ICCV'2392.588.274.680.862.238.038.438.2----
MAFT [32]NeurIPS'23-91.580.785.7-40.640.140.3----
Ours-96.693.988.291.064.440.250.044.682.253.761.757.4
+ +and A-847 has the same images but is labeled with 847 classes. VOC indicates PASCAL VOC 2012, and has 1449 images of 20 classes. P-59 and P-459 are both from PASCAL Context, but contain 59 and 459 categories, respectively. + +Evaluation metrics. Following [18, 64, 72], we calculate the mean of class-wise intersection over union on both seen and unseen categories, resulting in $\mathrm{mIoU}(\mathcal{S})$ and $\mathrm{mIoU}(\mathcal{U})$ , respectively. Simultaneously, we compute their harmonic mean, denoted as $\mathrm{hIoU} = \frac{2 \times \mathrm{mIoU}(\mathcal{U}) \times \mathrm{mIoU}(\mathcal{S})}{\mathrm{mIoU}(\mathcal{U}) + \mathrm{mIoU}(\mathcal{S})}$ , as a comprehensive evaluation metric. We also measure pixel-wise classification accuracy (pAcc) for reference assessment. + +# 4.2 Implementation Details + +Our image encoder is built upon an 8-layer Transformer architecture, with each layer having a dimension of 240 and a patch size of 16. Consistent with the model used in [72], we employ the CLIP ViT-B/16 as our base model. Following [63], the CLIP vision encoder and semantic decoder comprise the first 6 and last 3 layers of CLIP ViT-B/16, respectively. Further details of the Semantic Decoder can be found in the supplementary materials and [63]. The input sizes for the CLIP Vision Encoder and Image Encoder are $320^2$ and $640^2$ , respectively, to cater to their individual focuses on classification and segmentation. We set the batch size to 16. Our exploration is confined to inductive zero-shot learning, deliberately excluding the unseen pseudo labels generation and self-training process, as these do not align with real-world scenarios. The number of training iterations on PASCAL VOC, COCO-Stuff, and PASCAL Context datasets is 20K, 80K, and 40K, respectively. We follow [12] to set $\lambda_1 = 2$ , $\lambda_2 = 5$ . The parameter $\lambda_3$ and $\lambda_4$ are empirically set to $10^{-2}$ and $10^{-4}$ , respectively. $K$ is set to 50. $N$ is set to 100, and $M$ is set to 20 for COCO-Stuff and 10 for others. + +# 4.3 Comparison with State-of-the-Art Methods + +Results of generalized zero-shot semantic segmentation. In Tab. 1, we compare with prior approaches. Our method achieves superior performance across + +![](images/b6565c6afe58b1a4ae2c2055125ebd2d8650167ca9fad0f96c5843a090198d04.jpg) +Fig. 5: The IoU results for unseen classes on the COCO-Stuff. The dashed line represents the average result, i.e., $\mathrm{mIoU}(\mathcal{U})$ . + +Table 2: Results on ZS3 with unseen categories only. No prediction bias with this setting. + +
MethodsVOCCOCO
mIoUpAccmIoUpAcc
ZegFormer [18]81.391.464.981.3
SimBaseline [64]86.794.767.182.9
SAN [63]94.197.876.984.8
ZegCLIP [72]86.393.970.877.7
Ours94.697.982.991.2
+ +Table 3: Results of generalization ability to other datasets. + +
MethodsA-847P-459A-150P-59VOC
ZegFormer [18]---36.185.6
SimBaseline [64]78.720.547.788.4
OVSeg [44]7.11124.853.392.6
SAN [63]10.112.627.553.894
ZegCLIP [72]---41.293.6
Ours10.416.228.154.394.7
+ +nearly all evaluated metrics, particularly in the pivotal hIoU metric where we surpass the SOTA performance on PASCAL VOC 2012, COCO-Stuff 164K, and PASCAL Context by margins of $5.3\%$ , $3.8\%$ , and $2.4\%$ , respectively. These gains are largely due to our improved recognition of unseen classes, as shown by our $\mathrm{mIoU}(\mathcal{U})$ metric outperformance by $7.5\%$ , $8.6\%$ , and $5.1\%$ on these datasets. This indicates that our design for proposal extraction, classification, and correction in the segmentation pipeline can effectively alleviate the objective misalignment issue. Moreover, our model also sets new benchmarks on the pAcc, further demonstrating its exceptional segmentation capabilities. We also present results for each unseen class on the COCO dataset as shown in Fig. 5. Compared to the SOTA method, ZegCLIP, our approach shows improvements in almost all unseen categories. This also indicates that our method can effectively alleviate the objective misalignment issue. + +Results of zero-shot semantic segmentation. We also extend our evaluations to the zero-shot semantic segmentation setting, i.e., $\mathcal{C}_{\mathrm{test}} = \mathcal{C}_{\mathrm{unseen}}$ , which inherently avoids the bias of classifying unseen classes as seen by only considering unseen categories. The results of other methods, as presented in Tab. 2, were obtained using their provided codes. Tab. 2 reveals that our model consistently achieves optimal performance on both metrics across the two datasets. Notably, on the COCO dataset, our model achieves a relative improvement of $12.1\%$ and $6.0\%$ in mIoU compared to ZegCLIP and SAN, respectively. This enhancement + +Table 4: The impact of different components. PBC represents Predictive Bias Correction. MRPE indicates Mutually-Refined Proposal Extraction. FES (Feature Expansion Strategy) and BDS (Background Diversity Strategy) are key components of the GEPC (Generalization-Enhanced Proposal Classification). + +
MethodsPASCAL VOC 2012COCO-Stuff 164K
pAccmIoU(S)mIoU(U)hIoUpAccmIoU(S)mIoU(U)hIoU
Baseline94.191.873.181.457.438.038.538.3
+PBC95.192.975.483.260.537.944.140.8
+PBC+MRPE95.592.582.187.162.140.243.041.6
+PBC+MRPE+FES96.393.385.489.263.540.146.743.2
+PBC+MRPE+FES+BDS96.693.988.291.064.440.250.044.6
+ +![](images/8fe6a6ec87600366a1b24db1bd841ecc9a3a1fd7ef3cb3778c86656dafdc34d1.jpg) +Fig. 6: Left: Parameter $\gamma$ experiments in PBC. Right: Illustration of the effect of PBC. + +![](images/848843d51821bc937bec5e5ecca7717b88f9d493d2cd9aba51269c41d6377dc2.jpg) + +in performance underscores our model's ability to effectively generalize knowledge from seen to unseen categories. + +Results of generalization ability to other datasets. We also assess our model's ability to generalize across various datasets, a challenge due to varying data distributions as highlighted in recent studies [23, 63, 64]. In this scenario, unseen classes are more prevalent, thus the problem of prediction bias—which our PBC is adept at alleviating—is less prominent. Despite this, Tab. 3 demonstrates that our method maintains commendable performance, specifically when compared with the GZS3 SOTA method, ZegCLIP, with improvements of $13.1\%$ and $1.1\%$ on the P-59 and VOC datasets, respectively. This indicates that our approach can uphold its effectiveness in generalizing to new datasets. + +# 4.4 Ablative Studies + +Effect of different components. Our ablation study results are in Tab. 4. We establish our baseline model based on the framework depicted in Fig. 2, where the pixel decoder is implemented using a straightforward transformer decoder, akin to Maskformer, and is optimized solely with $\mathcal{L}_{\mathrm{ce}}$ and $\mathcal{L}_{\mathrm{mask}}$ . The initial incorporation of Predictive Bias Correction (PBC) resulted in an average $2.15\%$ increase in the hIoU across two datasets. This shows PBC effectively reassigns proposals. Subsequent integration of MRPE (Mutually-Refined Proposal Extraction) yielded more accurate class-agnostic masks, enhancing both pAcc and hIoU. Tab. 5 further demonstrates this point. Additionally, we implement Feature Expansion Strategy (FES) and Background Diversity Strategy (BDS) to impose semantic classification constraints from two different perspectives. FES, + +Table 5: Comparison with MaskFormer's pixel decoder. "Ours w M-PDec" indicates that we replace our pixel decoder with the pixel decoder from MaskFormer. + +
MethodsmIoU(S)mIoU(U)hIoU
Ours w M-PDec93.685.989.6
Ours93.988.291.0
+ +Table 6: Validation of the quality of class-agnostic mask proposals. We assign all the proposals with ground-truth class labels. + +
MethodsmIoU(S)mIoU(U)hIoU
Baseline95.089.492.1
Ours95.792.093.8
+ +![](images/791c45b12136753f4a3797cc05676cfd0d3dbd0d45579f4dcd4ecaaae8126932.jpg) +(1) + +![](images/f2c81982dfb167454cc19641d03fad809a48c9fd9d9691ba9fda0ae37fd3e59c.jpg) + +![](images/af4f1d5aa04958409e10d8ce0c83d37deb5071d07f8b32b996d4439efd35c703.jpg) + +![](images/002d622718cadf3b6382d80ce60be5c4fce50514c11f775cbe4e3c5c8220c395.jpg) + +![](images/c79627f0b8a21a99dc9f8a96cae1ed8f45d9e89799b64364db6e62955aca754e.jpg) + +![](images/d979904ad07797fec1529c5510c93622ff9b7328720cb2e50886a43226aed672.jpg) +(2) + +![](images/78063a7e043e1059b2ed6a65019f38ae492f74940992fd264dbd9b5334e27ea8.jpg) + +![](images/0c61b6bd3d8719aea8a7a1ac1bd09de777706f01219054a168b1ca0ed2a1381e.jpg) + +![](images/02e118f86d28824cc36120535fe0cc89864b0821c7e231e89897960064351fa9.jpg) + +![](images/3aedaf0cb6ef516fd422f7606c1da8de52af627b86f89240ed562eb86948e05b.jpg) + +![](images/9be42bf286c417e2c815c29425d27de73ee1403bf4e1fc376c17e46e8df2c590.jpg) +(3) +Image +Fig. 7: Visualization of segmentation on the COCO-Stuff 164K. Rows (1) and (2) depict the unseen classes segmentation results, marking misclassified regions as "seen" label. Row (3) illustrates the results for both seen and unseen categories. The four columns respectively display the original image, the segmentation results from the Baseline, the segmentation results from our method, and the ground truth. + +![](images/f477ec5a705e7a7dce6b552a8f58cf021547705bd71485b777951031d2080cf3.jpg) +Baseline + +![](images/2153198a1609b19464a37b476f77c4ae2e0d283f48ecada58740d7f5e3ccd1d6.jpg) +Ours + +![](images/c2f4a89ce190f806d2bc57b0dbbf1355aa3e9c953b9b995c8c8887cc062c49fb.jpg) +Ground Truth + +by introducing virtual features, effectively mitigates the feature space's excessive occupancy by seen classes, leading to an average increase of $1.1\%$ in pAcc and $1.85\%$ in hIoU. BDS further enhances feature space generalization by promoting background class diversity during training, which ultimately propels the model to achieve its optimal results. Moreover, Fig. 6 (right) shows that PBC further reduces prediction bias, even with the effective model "Ours w/o PBC". This suggests that our training optimizations, such as FES and BDS, also enhance the feature space for PBC, as seen in Fig. 3 (right). + +Evaluation of Class-Agnostic Mask Quality. We assign correct class labels to mask results to assess class-agnostic mask quality only, shown in Tab. 6. Key observations include: (1) The Baseline achieves high accuracy, indicating satisfactory existing mask performance; (2) Our model surpasses Baseline, validating MRPE's effectiveness in enhancing class-agnostic mask extraction; (3) Referencing Tab. 6 and Fig. 5, we find classification to be the primary obstacle to improving zero-shot performance, seconded by mask quality, echoing findings from [44]. Our method has made advancements in both aspects. + +![](images/1cf97d0aaf970d03123d572d7aadb271682abcce48ac8ca074054fa717571ed5.jpg) +Fig. 8: T-SNE [50] visualization of proposal features for five categories each from 156 seen and 15 unseen classes on COCO-Stuff 164K, presented in three random samplings (1)-(3) to mitigate the impact of outliers. Unseen categories are marked by red dashed boxes and feature entanglements are highlighted with black rectangles. + +![](images/905605b773757172d5e4c4ed14a0e85da34587e33e6f6f1a10cba74bd8957bd8.jpg) + +![](images/f193a5faa7da28a976dfd067ac6a009e4f2d4f653248a9ef0eb3de97d9b9bc70.jpg) + +Effect of $\gamma$ . As shown in Fig. 6 (left), as $\gamma$ decreases, an increasing number of proposals are categorized as unseen classes. This shift, while causing only minor fluctuations in $\mathrm{mIoU}(S)$ , contributes to a substantial increase in $\mathrm{mIoU}(\mathcal{U})$ , resulting in the optimal hIoU at $\gamma = 0.3$ . This phenomenon indicates that our model can effectively uncover potential unseen class proposals, thereby aligning the inference objective more closely with the zero-shot learning goal. + +Visualization. Segmentation results, shown in Fig. 7, reveal model performance. In the first (1) and second (2) rows, the Baseline tends to erroneously classify unseen categories, such as trees and clouds, as the "seen" category. In contrast, our method can mitigate this bias, resulting in substantially improved results. The third row (3) highlights our method's superiority, showcasing its capability to generate more accurate segmentation masks (mask of the river) while concurrently making precise predictions for both seen and unseen categories. More visualization results can be found in the supplementary materials. + +T-SNE plot. We visualize proposal features using our method versus the Baseline, as shown in Fig. 8. Our method's features display greater dispersion and clearer category margins, showing the effectiveness of Generalization-Enhanced Proposal Classification (GEPC) in enhancing feature distinctiveness. For example, Fig. 8 (3) illustrates that while the Baseline model's features for several unseen categories and one seen category are entangled, leading to misclassification, our approach effectively separates these features, improving distinguishability. + +# 5 Conclusion + +In this paper, we introduce AlignZeg, an innovative architecture tackling the objective misalignment issue in zero-shot image segmentation by enhancing the entire segmentation pipeline. It integrates Mutually-Refined Proposal Extraction, Generalization-Enhanced Proposal Classification, and Predictive Bias Correction, enhancing unseen class segmentation while ensuring seen class performance. Notably, the Correction component aids in judging potential unseen classes at the proposal level, adding a novel step to the segmentation pipeline. Empirical results across various benchmarks demonstrate AlignZeg's superior performance in both Generalized and Strict Zero-Shot Semantic Segmentation. Our approach could also play a pivotal role in cross-modal pre-training, utilizing large-scale data for more effective zero-shot learning. + +# Acknowledgments + +This work is supported by the National Key Research and Development Program of China (2022YFB3104700), the National Nature Science Foundation of China (62121002, U23B2028, 62232006), CAS Project for Young Scientists in Basic Research (Grant No. YSBR-067). We acknowledge the support of GPU cluster built by MCC Lab of Information Science and Technology Institution, USTC. We also thank the USTC supercomputing center for providing computational resources for this project. + +# References + +1. 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A serious issue that harms the performance of zero-shot visual recognition is named objective misalignment, i.e., the learning objective prioritizes improving the recognition accuracy of seen classes rather than unseen classes, while the latter is the true target to pursue. This issue becomes more significant in zero-shot image segmentation because the stronger (i.e., pixel-level) supervision brings a larger gap between seen and unseen classes. To mitigate it, we propose a novel architecture named AlignZeg, which embodies a comprehensive improvement of the segmentation pipeline, including proposal extraction, classification, and correction, to better fit the goal of zero-shot segmentation. (1) Mutually-Refined Proposal Extraction. AlignZeg harnesses a mutual interaction between mask queries and visual features, facilitating detailed class-agnostic mask proposal extraction. (2) Generalization-Enhanced Proposal Classification. AlignZeg introduces synthetic data and incorporates multiple background prototypes to allocate a more generalizable feature space. (3) Predictive Bias Correction. During the inference stage, AlignZeg uses a class indicator to find potential unseen class proposals followed by a prediction postprocess to correct the prediction bias. 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Traditional segmentation [12, 33, 45] approaches depend on large amounts of annotated data to perform effectively. Given the vast and diverse nature of real-world data, it is" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 653, + 236, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 236, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 236, + 666 + ], + "type": "text", + "content": "* Corresponding author." + } + ] + } + ], + "index": 10 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 115, + 289, + 229 + ], + "blocks": [ + { + "bbox": [ + 135, + 115, + 289, + 229 + ], + "lines": [ + { + "bbox": [ + 135, + 115, + 289, + 229 + ], + "spans": [ + { + "bbox": [ + 135, + 115, + 289, + 229 + ], + "type": "image", + "image_path": "c90abf7d8980c17bd25eb32f6b14489733d9d2ef60c45c37f44c2e29c58f4bb3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "lines": [ + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "spans": [ + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "text", + "content": "Fig. 1: (a) Proposal features are aligned with class prototypes. \"CLIP Text.\" represents CLIP Text Encoder. (b) Red boxes select the unseen classes. Yellow dashed boxes select the misclassified areas, e.g., \"tree\" (unseen) " + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "text", + "content": " \"bush\" (seen) " + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "inline_equation", + "content": "②" + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "text", + "content": ", \"road\" (unseen) " + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "text", + "content": " \"pavement\" (unseen) " + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "inline_equation", + "content": "④" + }, + { + "bbox": [ + 130, + 238, + 480, + 284 + ], + "type": "text", + "content": ". These errors show the objective misalignment issue." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 292, + 114, + 480, + 229 + ], + "blocks": [ + { + "bbox": [ + 292, + 114, + 480, + 229 + ], + "lines": [ + { + "bbox": [ + 292, + 114, + 480, + 229 + ], + "spans": [ + { + "bbox": [ + 292, + 114, + 480, + 229 + ], + "type": "image", + "image_path": "7502f8dc79600019ac259cd10850b428478d96f28e95c97fac28f49808a82569.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 312, + 479, + 350 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 479, + 350 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 479, + 350 + ], + "type": "text", + "content": "not feasible to annotate every new image. Zero-shot semantic segmentation [3] has emerged to address this challenge, leveraging the model trained on a limited dataset to segment and recognize classes not seen during training." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 351, + 482, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 351, + 482, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 351, + 482, + 592 + ], + "type": "text", + "content": "Recently, the introduction of large-scale vision-language models, such as CLIP [54], has advanced this task further. As shown in Fig. 1 (a), the visual features of seen classes are aligned with the semantic features, i.e., class prototypes, which enables the model to detect unseen classes. Models such as SimBaseline [64], Zegformer [18], and OVSeg [44] have proposed a two-stage scheme that first generates class-agnostic mask proposals and then extracts corresponding mask visual features for zero-shot classification. This scheme effectively extends CLIP's zero-shot abilities to the pixel level. However, these methods often necessitate multiple forward passes per image, leading to inefficiency. In response, models like ZegCLIP [72], DeOP [23], and SAN [63] construct their networks based on the CLIP image encoder for a streamlined process. However, these methods suffer a phenomenon which we refer to as \"objective misalignment\", i.e., they focus on improving the accuracy on seen classes but ignore the unseen classes. In the semantic segmentation task, characterized by a strong supervision signal, this misalignment issue becomes more pronounced. It not only constrains the full potential of CLIP's zero-shot performance but also introduces biases into the model's predictions. As illustrated in Fig. 1 (b), this misalignment tends to cause inaccurate segmentation results on unseen classes. For example, the model might mistakenly segment \"tree\" class as semantically similar categories like \"grass\"① and \"bush\"②." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "To address the issue mentioned above, we propose a novel framework named AlignZeg, which aligns the training and inference objectives of the model with zero-shot tasks. Initially, we introduce the Mutually-Refined Proposal Extraction, which employs mask queries and visual features to mutually refine each other, leading to the extraction of more detailed mask proposals. These high-quality class-agnostic proposals can generalize effectively to unseen classes," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. Ge et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "type": "text", + "content": "thereby reducing the model's sensitivity to seen classes. Subsequently, we propose the Generalization-Enhanced Proposal Classification, an innovative approach that integrates generality constraints within the feature space, enhancing its generalizability to unseen classes. This includes integrating synthetic features to prevent over-specialization towards seen classes, and employing a multi-background prototype strategy for diverse background representations. While these developments enhance zero-shot semantic segmentation by optimizing towards the zero-shot task objective, the exclusive use of seen class data in training inevitably leads to prediction bias. Therefore, we propose Predictive Bias Correction to filter potential unseen class proposals and adjust the corresponding prediction scores, thereby explicitly alleviating the prediction bias. Notably, our approach assists in judging potential unseen classes at the proposal level, first introducing a new effective step to the segmentation pipeline." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "text", + "content": "We evaluate AlignZeg in the Generalized Zero-Shot Semantic Segmentation (GZS3) setting and achieve an average improvement of " + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "inline_equation", + "content": "3.8\\%" + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "text", + "content": " in hIoU, with a notable average increase of " + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "inline_equation", + "content": "7.1\\%" + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "text", + "content": " in mIoU " + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "inline_equation", + "content": "(\\mathcal{U})" + }, + { + "bbox": [ + 130, + 272, + 483, + 357 + ], + "type": "text", + "content": " for unseen classes. Additionally, in the strict Zero-Shot Semantic Segmentation (ZS3) setting, which only considers unseen classes during testing, AlignZeg also achieves state-of-the-art (SOTA) performance in both pAcc and mIoU. These experiments demonstrate that our model effectively mitigates the issue of objective misalignment." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 375, + 243, + 388 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 375, + 243, + 388 + ], + "spans": [ + { + "bbox": [ + 132, + 375, + 243, + 388 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 402, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 668 + ], + "type": "text", + "content": "Zero-shot visual recognition. Zero-shot visual recognition, aimed at identifying unseen categories, typically employs semantic descriptors like attributes [29] and word vectors [57] to bridge seen and unseen categories. Classical methods [10,11,20,24,58,66,67] create a shared space between features and descriptors but often focus more on seen classes, leading to an objective misalignment issue. Recent works [9, 21, 28, 46, 48, 65] address this by extracting attribute-related regions. However, the reliance on manually annotated attributes limits generalizability across diverse scenarios. Recently, large-scale vision-language models [30, 39, 40, 54, 59] like CLIP [54] have advanced by training on numerous image-text pairs. While CLIP's broad semantic coverage offers good zero-shot capabilities, its focus on image level limits its efficacy in pixel-level recognition. Zero-shot semantic segmentation. Zero-shot semantic segmentation [3, 17, 25, 26, 35, 38, 43, 47, 69, 70] is an emerging research task. Earlier methods [2, 14, 22] focused on linking visual content with class descriptions by a shared space. Recently, the advent of CLIP [54] has shifted focus to pixel-level zero-shot recognition using vision-language models. Recent methods like SimBaseline [64] and Zegformer [18] have introduced a two-stage zero-shot segmentation approach: class-agnostic mask proposals extraction followed by their zero-shot classification. While effectively scaling down CLIP's capabilities to pixel level, challenges persist in integrating cropped images with CLIP. OVSeg [44] bridged this gap with mask prompt tuning. However, the two-stage process is inefficient due to multiple CLIP encoder iterations. Models like ZegCLIP [72], DeOP [23], and" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 142, + 115, + 471, + 300 + ], + "blocks": [ + { + "bbox": [ + 142, + 115, + 471, + 300 + ], + "lines": [ + { + "bbox": [ + 142, + 115, + 471, + 300 + ], + "spans": [ + { + "bbox": [ + 142, + 115, + 471, + 300 + ], + "type": "image", + "image_path": "145241db0a934e5d9599f59d7e74c7f1560938a42d32154039047819599e9999.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 307, + 482, + 363 + ], + "lines": [ + { + "bbox": [ + 130, + 307, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 307, + 482, + 363 + ], + "type": "text", + "content": "Fig. 2: Overall framework. Our method mitigates the objective misalignment between semantic segmentation and zero-shot task through three main components: Mutually-Refined Proposal Extraction (MRPE), Generalization-Enhanced Proposal Classification (GEPC), and Proposal-based Bias Correction (PBC), the latter of which is applied during the inference process. Parameters in gray are fixed." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "type": "text", + "content": "SAN [63] overcome this by utilizing the CLIP encoder directly. They not only simplified the process but also increased computational efficiency by necessitating just one forward pass. However, these approaches primarily focus on adapting CLIP for pixel-level tasks with classification loss on seen classes. This objective misaligns with the intrinsic nature of zero-shot tasks and often results in overfitting. This objective misalignment issue is more pronounced in the context of segmentation tasks due to their stronger supervision." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 469, + 483, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 469, + 483, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 469, + 483, + 577 + ], + "type": "text", + "content": "Prediction bias. To reduce objective misalignment in zero-shot visual recognition, addressing the classifier's prediction bias towards seen classes is a pivotal way. Researchers have explored strategies like advanced domain detector design [1], entropy-based score adjustments [51], distance-based gating networks [37] and generated-based distance analysis [67], to distinguish between seen and unseen categories. However, adapting these methods to pixel-level tasks remains challenging. [69] extended these ideas to zero-shot segmentation with an unknown prototype for unknown mask extraction. However, its final performance is notably sensitive to the accuracy of the unknown mask extraction." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 594, + 202, + 605 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 594, + 202, + 605 + ], + "spans": [ + { + "bbox": [ + 132, + 594, + 202, + 605 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Problem definition. Zero-shot semantic segmentation aims to extract transferable knowledge from seen classes " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{seen}}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " to subsequently recognize unseen classes " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{unseen}}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{seen}} \\cap \\mathcal{C}_{\\mathrm{unseen}} = \\emptyset" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": ". To achieve this objective, during the training process, we leverage the CLIP model to derive semantic representations from" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. Ge et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "class labels within " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{seen}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": ". During the testing phase, we evaluate the model on both seen and unseen classes, i.e., " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{test}} = \\mathcal{C}_{\\mathrm{unseen}} \\cup \\mathcal{C}_{\\mathrm{seen}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 141, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 141, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 141, + 482, + 297 + ], + "type": "text", + "content": "Overview. Most existing methods prioritize improving recognition performance on seen classes, which deviates from the objectives of zero-shot tasks. In zero-shot semantic segmentation, this deviation, termed \"objective misalignment\", is exacerbated due to the strong supervision signals inherent in segmentation tasks. To realign the training process with zero-shot objectives, we introduce two key components: Mutually-Refined Proposal Extraction (MRPE) and Generalization-Enhanced Proposal Classification (GEPC), as detailed in Sec. 3.1 and Sec. 3.2, respectively. MRPE refines mask proposals through interactions between queries and features, while GEPC enhances the generalizability of proposal features for each mask proposal, countering seen class dominance with virtual features and diverse backgrounds. We also implement Predictive Bias Correction (PBC), outlined in Sec. 3.3, to explicitly reduce the model's bias towards seen classes by filtering potential unseen class proposals and adjusting their prediction scores." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 316, + 354, + 329 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 316, + 354, + 329 + ], + "spans": [ + { + "bbox": [ + 131, + 316, + 354, + 329 + ], + "type": "text", + "content": "3.1 Mutually-Refined Proposal Extraction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 338, + 480, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 480, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 480, + 434 + ], + "type": "text", + "content": "An intuitive idea to get the mask proposals is to use a simple transformer decoder like [13, 18, 64] to decode masks from visual features via mask queries. However, mask queries of this technique lack sufficient interaction with visual features. This limitation can lead to challenges in reliably extracting class-agnostic masks, especially from samples that are complex and varied in nature. Therefore, we propose an enhanced strategy in the pixel decoder, where mask queries and visual features are mutually refined, which enables the extraction of high-quality, class-agnostic masks that are more effectively generalized to unseen classes." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "content": "Directly training a feature extraction network may over-fit the training set, while directly using CLIP features cannot guarantee good segmentation. Therefore, we extract complementary visual features " + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{Z}_{\\mathrm{enc}}" + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{Z}_{\\mathrm{clip}}" + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "content": " via a learnable image encoder and a fixed CLIP image encoder, respectively. Then we fuse them by " + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{Z}_{\\mathrm{f}} = \\mathbf{Z}_{\\mathrm{enc}} + \\mathbf{Z}_{\\mathrm{clip}} \\in \\mathbb{R}^{\\left(\\frac{H}{16} \\times \\frac{W}{16}\\right) \\times D}" + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "content": " for following pixel decoder, where " + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 435, + 482, + 517 + ], + "type": "text", + "content": " are the input image's dimensions. We follow [72] to use prompt learning [31] to fine-tune the CLIP features to further adapt CLIP to the current dataset." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 518, + 482, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 518, + 482, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 518, + 482, + 556 + ], + "type": "text", + "content": "Then, we employ the queries to decode masks from the visual features. We first conduct query refinement shown in Fig. 2. Specifically, we apply a cross-attention mechanism [6] to adjust the mask queries " + }, + { + "bbox": [ + 130, + 518, + 482, + 556 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_{\\mathrm{m}} \\in \\mathbb{R}^{N \\times D}" + }, + { + "bbox": [ + 130, + 518, + 482, + 556 + ], + "type": "text", + "content": " by" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 209, + 565, + 481, + 597 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 565, + 481, + 597 + ], + "spans": [ + { + "bbox": [ + 209, + 565, + 481, + 597 + ], + "type": "interline_equation", + "content": "\\mathbf {Q} _ {\\mathrm {m}} ^ {\\prime} = \\operatorname {s o f t m a x} \\left(\\frac {\\mathbf {Q} _ {\\mathrm {m}} \\mathbf {W} _ {\\mathrm {Q}} (\\mathbf {Z} _ {\\mathrm {f}} \\mathbf {W} _ {\\mathrm {K}}) ^ {\\top}}{\\sqrt {D}}\\right) \\mathbf {Z} _ {\\mathrm {f}} \\mathbf {W} _ {\\mathrm {V}}, \\tag {1}", + "image_path": "32f71dd614e293ea378029de8996e1aab4f35885a045ac7567640c398998a75e.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{W}_{\\mathrm{Q}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{W}_{\\mathrm{K}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{W}_{\\mathrm{V}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " are the mapping functions for the queries, keys and values, and " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " is their feature dimension. " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_{\\mathrm{m}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " is randomly initialized and is learnable. " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " denotes the total number of queries, which corresponds to the extraction of " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": " distinct mask proposals. Then we use residual connections and an MLP layer to prompt the queries by " + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_{\\mathrm{m}}^{\\prime} = \\mathrm{MLP}(\\mathbf{Q}_{\\mathrm{m}} + \\mathbf{Q}_{\\mathrm{m}}^{\\prime})" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": ". We also conduct image" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 160, + 114, + 455, + 210 + ], + "blocks": [ + { + "bbox": [ + 160, + 114, + 455, + 210 + ], + "lines": [ + { + "bbox": [ + 160, + 114, + 455, + 210 + ], + "spans": [ + { + "bbox": [ + 160, + 114, + 455, + 210 + ], + "type": "image", + "image_path": "7f3c49a13fb29d819da61321a5714b70bc7a621fe12f4b4b7f9730e0eb7c68e7.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 217, + 482, + 251 + ], + "lines": [ + { + "bbox": [ + 130, + 217, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 130, + 217, + 482, + 251 + ], + "type": "text", + "content": "Fig. 3: Without GEPC, driven mainly by classification loss, the model focuses on seen classes, allowing them to dominate the feature space. GEPC introduces synthetic features and diverse backgrounds, helping provide a more generalizable feature space." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "text", + "content": "refinement to adjust the visual information. This process first includes a cross-attention mechanism to adapt the visual features and get " + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "inline_equation", + "content": "\\mathbf{Z}_{\\mathrm{f}}^{\\prime}" + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "text", + "content": " via Eq. (1). The only difference is that we obtain queries from " + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "inline_equation", + "content": "\\mathbf{Z}_{\\mathrm{f}}" + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "text", + "content": ", and get keys and values from " + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_{\\mathrm{m}}^{\\prime}" + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "text", + "content": ". Then we get prompted visual features by " + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "inline_equation", + "content": "\\mathbf{Z}_{\\mathrm{f}}^{\\prime} = \\mathrm{MLP}(\\mathbf{Z}_{\\mathrm{f}} + \\mathbf{Z}_{\\mathrm{f}}^{\\prime})" + }, + { + "bbox": [ + 130, + 276, + 479, + 323 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "type": "text", + "content": "Finally, we apply the mutually prompted mask queries and visual features to get final queries " + }, + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_{\\mathrm{m}}^{\\prime \\prime}" + }, + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "type": "text", + "content": ", which can also refer to the process expressed by Eq. (1). Then we generate final mask proposals by " + }, + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "type": "inline_equation", + "content": "\\mathbf{M} = \\mathbf{Q}_{\\mathrm{m}}^{\\prime \\prime} \\cdot \\mathbf{Z}_{\\mathrm{f}}^{\\prime \\top}" + }, + { + "bbox": [ + 130, + 324, + 479, + 361 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 380, + 404, + 392 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 380, + 404, + 392 + ], + "spans": [ + { + "bbox": [ + 131, + 380, + 404, + 392 + ], + "type": "text", + "content": "3.2 Generalization-Enhanced Proposal Classification" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 402, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 533 + ], + "type": "text", + "content": "After generating mask proposals, we extract the corresponding proposal features and use CLIP for zero-shot classification. However, traditional methods mainly use classification loss on seen classes, which does not align with the objectives of zero-shot tasks. This approach is likely to result in a wide-span occupancy of the feature space by seen classes, as illustrated in Fig. 3 (left), ultimately impacting model generalization negatively. To address this, we introduce two straightforward yet effective strategies: feature expansion strategy and background diversity strategy. The former generates features outside the distribution of seen classes, while the latter focuses on learning diversified background prototypes. Collectively, these strategies assist in expanding the feature space available for unseen classes, thereby aiding in their better recognition." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": "Class embedding and proposal feature extraction. We first utilize the CLIP text encoder to extract class embeddings " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{T} \\in \\mathbb{R}^{C \\times D}" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": " as the class prototypes, where " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": " denotes the number of classes. To account for categories beyond the predefined set, we concurrently learn a background token " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{g} \\in \\mathbb{R}^{1 \\times D}" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": ". To maximize the generalization capacity of CLIP's visual information, we follow the approach in [63] to reuse the shadow [CLS] token of the CLIP image encoder as the prediction queries and employ the last layers of the CLIP image encoder as the semantic decoder. More detailed descriptions can be found in [63]. The output proposal features are defined as " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{F} \\in \\mathbb{R}^{N \\times D}" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": ". Subsequently, we utilize a feed-forward network " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\phi_{\\mathrm{cls}}(\\cdot)" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": " to refine the features and obtain " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{F}_{\\mathrm{cls}} = \\phi_{\\mathrm{cls}}(\\mathbf{F}) \\in \\mathbb{R}^{N \\times D}" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": ". Thus, the prediction scores can be derived as " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{P} = [\\mathbf{F}_{\\mathrm{cls}} \\cdot \\mathbf{T}^{\\top}, \\mathbf{F}_{\\mathrm{cls}} \\cdot \\mathbf{g}^{\\top}] \\in \\mathbb{R}^{N \\times (C + 1)}" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. Ge et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": "Feature expansion strategy. Our objective is to enhance the feature space originating from seen classes by synthesizing features beyond those classes. Mixup techniques [16, 34, 56] like vanilla mixup [68] and manifold mixup [60] provide valuable insights. However, vanilla mixup's image-level interpolation falls short for our segmentation model, whereas manifold mixup's feature-level interpolation better meets our requirements. Moreover, diverging from the manifold mixup's strategy of blending one-hot class labels, we additionally mix class embeddings while interpolating visual features. This allows us to maintain alignment between visual features and class embeddings even after interpolation. Specifically, we first collect seen class proposal features " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "\\mathbf{F}_{\\mathrm{cls}}^{\\mathrm{b,s}} \\in \\mathbb{R}^{N_{\\mathrm{b,s}} \\times D}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " and corresponding class embeddings " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "\\mathbf{T}^{\\mathrm{b,s}} \\in \\mathbb{R}^{N_{\\mathrm{b,s}} \\times D}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " from a mini-batch. Both sets are then shuffled to produce " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "\\dot{\\mathbf{F}}_{\\mathrm{cls}}^{\\mathrm{b,s}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "\\dot{\\mathbf{T}}^{\\mathrm{b,s}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ", respectively. Following this, we blend the original and shuffled features to synthesize the mixed features shown in Fig. 3 (right):" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 241, + 281, + 373, + 297 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 281, + 373, + 297 + ], + "spans": [ + { + "bbox": [ + 241, + 281, + 373, + 297 + ], + "type": "interline_equation", + "content": "\\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} = \\boldsymbol {\\beta} \\cdot \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {b , s}} + (1 - \\boldsymbol {\\beta}) \\cdot \\dot {\\mathbf {F}} _ {\\mathrm {c l s}} ^ {\\mathrm {b , s}},", + "image_path": "6c0e3e5b1a82dbc05afe24746acadf42e42d9566962018cfe0dcd622cafc79f0.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 241, + 293, + 480, + 312 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 293, + 480, + 312 + ], + "spans": [ + { + "bbox": [ + 241, + 293, + 480, + 312 + ], + "type": "interline_equation", + "content": "\\mathbf {T} ^ {\\mathrm {v}} = \\boldsymbol {\\beta} \\cdot \\mathbf {T} ^ {\\mathrm {b}, \\mathrm {s}} + (1 - \\boldsymbol {\\beta}) \\cdot \\dot {\\mathbf {T}} ^ {\\mathrm {b}, \\mathrm {s}}, \\tag {2}", + "image_path": "ca629d05c9ef0c1469940eb104059179ad339ef20aa3c54cc67dac7d1d48ef08.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\beta \\in [0,1]" + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "content": " is sampled from a Beta distribution " + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\mathrm{Beta}(\\alpha ,\\alpha)" + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\mathbf{F}_{\\mathrm{cls}}^{\\mathrm{v}}" + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\mathbf{T}^{\\mathrm{v}}" + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "content": " are the virtual proposal features and the corresponding virtual prototypes, respectively. We set " + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\alpha = 3" + }, + { + "bbox": [ + 130, + 320, + 482, + 381 + ], + "type": "text", + "content": " to encourage the virtual samples to deviate significantly from the seen classes. To align the virtual features with virtual prototypes while separating them from seen classes, we calculate the logits by" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 189, + 389, + 480, + 403 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 389, + 480, + 403 + ], + "spans": [ + { + "bbox": [ + 189, + 389, + 480, + 403 + ], + "type": "interline_equation", + "content": "\\mathbf {P} ^ {\\mathrm {v}} [ i ] = \\left[ \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} [ i ] \\cdot \\mathbf {T} ^ {\\top}, \\mathbf {F} _ {\\mathrm {c l s}} ^ {\\mathrm {v}} [ i ] \\cdot \\mathbf {T} ^ {\\mathrm {v}} [ i ] ^ {\\top} \\right], i = 0, 1, \\dots , N _ {\\mathrm {b}, \\mathrm {s}}, \\tag {3}", + "image_path": "095b27c532ba1fda9a0b087b723e362c853e0c335ef84198ea648067b4e7b504.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "inline_equation", + "content": "\\mathbf{P}^{\\mathrm{v}}\\in \\mathbb{R}^{N_{\\mathrm{b,s}}\\times (C + 1)}" + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "text", + "content": ". The labels " + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "inline_equation", + "content": "\\mathbf{Y}^{\\mathrm{v}}" + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "text", + "content": " of these generated features are all set to class " + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "inline_equation", + "content": "C + 1" + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "text", + "content": ". Finally, we employ a cross-entropy loss " + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{vir}} = \\mathrm{CE}(\\mathbf{P}^{\\mathrm{v}},\\mathbf{Y}^{\\mathrm{v}})" + }, + { + "bbox": [ + 130, + 411, + 482, + 471 + ], + "type": "text", + "content": " to optimize. By generating virtual features that lie outside the distribution of seen classes, this strategy tends to reserve more feature space for categories outside the seen class, thereby facilitating better generalization to unseen classes." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": "Background diversity strategy. Another drawback of recent methods lies in the insufficient representation of complex and varied background categories using a single fixed prototype. To address this issue, we introduce multiple background prototypes to preserve the diversity of backgrounds. Specifically, we set " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": " background prototypes " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "\\mathbf{G} = [\\mathbf{g}_1;\\mathbf{g}_2;\\dots ;\\mathbf{g}_M]\\in \\mathbb{R}^{M\\times D}" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": ". For each proposal feature " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "\\mathbf{f}_{\\mathrm{cls}}\\in \\mathbb{R}^{1\\times D}" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": ", the multiple background logits are calculated by " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "\\mathbf{p}_{\\mathrm{mg}} = \\mathbf{f}_{\\mathrm{cls}}\\cdot \\mathbf{G}^{\\top}\\in \\mathbb{R}^{1\\times M}" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": ". We then obtain the final background score by weighted summation by " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{g}} = \\mathrm{sum}(\\mathrm{softmax}(\\mathbf{p}_{\\mathrm{mg}})\\odot \\mathbf{p}_{\\mathrm{mg}})" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "\\odot" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": " is the element-wise product. Then the final logits are " + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "inline_equation", + "content": "\\mathbf{P} = [\\mathbf{F}_{\\mathrm{cls}}\\cdot \\mathbf{T}^{\\top},\\mathbf{p}_{\\mathrm{g}}]\\in \\mathbb{R}^{N\\times (C + 1)}" + }, + { + "bbox": [ + 130, + 472, + 482, + 591 + ], + "type": "text", + "content": ". To maintain the diverse distribution of the backgrounds, we constrain their distances by" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 228, + 600, + 480, + 634 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 600, + 480, + 634 + ], + "spans": [ + { + "bbox": [ + 228, + 600, + 480, + 634 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {r e g}} = \\frac {2}{M (M - 1)} \\sum_ {i = 1} ^ {M - 1} \\sum_ {j = i + 1} ^ {M} \\mathbf {g} _ {i} \\cdot \\mathbf {g} _ {j} ^ {\\top}. \\tag {4}", + "image_path": "b2d4b3cb5a7573dd7738141f5b38dee64e05f16813ed0ba66f735f1512dc522d.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "As shown in Fig. 3 and Fig. 8, our approach tends to offer a more expansive feature space, enhancing the generalization ability for unseen classes." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 184, + 114, + 430, + 198 + ], + "blocks": [ + { + "bbox": [ + 184, + 114, + 430, + 198 + ], + "lines": [ + { + "bbox": [ + 184, + 114, + 430, + 198 + ], + "spans": [ + { + "bbox": [ + 184, + 114, + 430, + 198 + ], + "type": "image", + "image_path": "5a153344e5e278c465d41cd236261c91d27faaf87941e8fbf10ad13cd5aee646.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 205, + 482, + 239 + ], + "lines": [ + { + "bbox": [ + 130, + 205, + 482, + 239 + ], + "spans": [ + { + "bbox": [ + 130, + 205, + 482, + 239 + ], + "type": "text", + "content": "Fig. 4: Example of negative proposal selection. In an image with 3 seen classes, p5, p6, and p7 are selected as negative proposals since they are in the top-K " + }, + { + "bbox": [ + 130, + 205, + 482, + 239 + ], + "type": "inline_equation", + "content": "(\\mathrm{K} = 5)" + }, + { + "bbox": [ + 130, + 205, + 482, + 239 + ], + "type": "text", + "content": " based on loss for all seen classes contained in the image." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 264, + 294, + 275 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 264, + 294, + 275 + ], + "spans": [ + { + "bbox": [ + 132, + 264, + 294, + 275 + ], + "type": "text", + "content": "3.3 Predictive Bias Correction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 289, + 482, + 374 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 289, + 482, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 289, + 482, + 374 + ], + "type": "text", + "content": "While the aforementioned methods optimize the model towards the objectives of zero-shot tasks, an inevitable prediction bias towards seen classes arises due to the model being trained on seen categories. To address this, we propose a simple yet effective Predictive Bias Correction to assist in identifying whether each proposal contains potentially unseen categories. Specifically, we employ " + }, + { + "bbox": [ + 130, + 289, + 482, + 374 + ], + "type": "inline_equation", + "content": "\\phi_{\\mathrm{bc}}(\\cdot)" + }, + { + "bbox": [ + 130, + 289, + 482, + 374 + ], + "type": "text", + "content": ", a binary classification model comprising two fully connected layers followed by a sigmoid layer, to learn a class indicator for each proposal:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 260, + 384, + 481, + 399 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 260, + 384, + 481, + 399 + ], + "spans": [ + { + "bbox": [ + 260, + 384, + 481, + 399 + ], + "type": "interline_equation", + "content": "\\mathbf {I} = \\phi_ {\\mathrm {b c}} (\\mathbf {F}) \\in \\mathbb {R} ^ {N \\times 1}, \\tag {5}", + "image_path": "8187a1e6f3b4105e80086df84f001d2518ab93da355067f24bceabc8a75278d8.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "text", + "content": "where each element of " + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\mathbf{I}" + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "text", + "content": " lies in the range " + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "inline_equation", + "content": "[0,1]" + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "text", + "content": ". A value closer to 1 means that the seen class will not be included in the proposal. To train " + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\phi_{\\mathrm{bc}}(\\cdot)" + }, + { + "bbox": [ + 130, + 410, + 482, + 458 + ], + "type": "text", + "content": ", it is imperative to identify the positive and negative proposals and allocate the appropriate ground truth labels accordingly:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 470, + 480, + 662 + ], + "type": "list", + "angle": 0, + "index": 11, + "blocks": [ + { + "bbox": [ + 138, + 470, + 480, + 505 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 470, + 480, + 505 + ], + "spans": [ + { + "bbox": [ + 138, + 470, + 480, + 505 + ], + "type": "text", + "content": "- Positive proposals. During training, proposals extracted by the model can be divided into seen class proposals and background proposals. We select the seen class proposals as the positive proposals and assign the label 0 to them." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "spans": [ + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": "- Negative proposals. We select negative proposals from background proposals, particularly excluding the ones overlapping with seen class regions. Specifically, we evaluate each proposal against seen classes present in the image by calculating a loss matrix " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{mask}}^i (\\mathbf{M},\\mathbf{M}_i^{\\mathrm{gt}})" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": ", comparing mask proposals " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "\\mathbf{M}" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": " against the ground truth mask " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "\\mathbf{M}_i^{\\mathrm{gt}}" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": " for the " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": "-th seen class in the image. A higher value in " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{mask}}^i" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": " suggests the proposal is less likely to contain the " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": "-th seen class in the image. As shown in Fig. 4, only proposals consistently ranking within the top-" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": " values across all " + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{mask}}^i" + }, + { + "bbox": [ + 138, + 507, + 480, + 637 + ], + "type": "text", + "content": " are considered as negative. This criterion ensures that our negative proposals are less likely to contain segments of any seen classes, thus more likely to represent pure background or undefined classes. We assign label 1 to these proposals." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 138, + 639, + 480, + 662 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 639, + 480, + 662 + ], + "spans": [ + { + "bbox": [ + 138, + 639, + 480, + 662 + ], + "type": "text", + "content": "- Others. Proposals that are neither selected as positive nor negative are excluded from optimization due to their low quality." + } + ] + } + ], + "index": 10 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. Ge et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "type": "text", + "content": "After selecting the positive and negative proposals, we can optimize " + }, + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "type": "inline_equation", + "content": "\\phi_{\\mathrm{bc}}(\\cdot)" + }, + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "type": "text", + "content": " using a binary cross-entropy (BCE) loss:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 201, + 150, + 481, + 182 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 150, + 481, + 182 + ], + "spans": [ + { + "bbox": [ + 201, + 150, + 481, + 182 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {b c}} = - \\frac {1}{N _ {\\mathrm {b c}}} \\sum_ {i = 1} ^ {N _ {\\mathrm {b c}}} \\left[ y _ {i} \\log (I) + \\left(1 - y _ {i}\\right) \\log (1 - I) \\right], \\tag {6}", + "image_path": "0c7193ae5e4bd7e02d5dbec11e48c0a978f61bb4c28416d66cf6ec6cd68540a6.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "spans": [ + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "inline_equation", + "content": "N_{\\mathrm{bc}}" + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "content": " is the number of selected proposals, and " + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "content": " is the class indicator of the current proposal. In the inference phase, the trained " + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "inline_equation", + "content": "\\phi_{\\mathrm{bc}}(\\cdot)" + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "content": " can be used to obtain " + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "inline_equation", + "content": "\\mathbf{I}" + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "content": ", enabling the use of a threshold " + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 131, + 189, + 479, + 237 + ], + "type": "text", + "content": " to identify possible unseen class proposals and suppress their seen class scores:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 201, + 246, + 481, + 277 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 246, + 481, + 277 + ], + "spans": [ + { + "bbox": [ + 201, + 246, + 481, + 277 + ], + "type": "interline_equation", + "content": "\\mathbf {P} _ {\\mathrm {b c}} [ i, j ] = \\left\\{ \\begin{array}{l l} v _ {\\min }, & \\text {i f} \\mathbf {I} [ i ] > \\gamma \\text {a n d} \\mathcal {C} _ {\\text {t e s t}} [ j ] \\in \\mathcal {S}, \\\\ \\mathbf {P} [ i, j ], & \\text {o t h e r w i s e}, \\end{array} \\right. \\tag {7}", + "image_path": "085314b63cf8d149cef4227b38021599695fe1255b2a2d3931473af4c8d8f723.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "spans": [ + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": " is the set of seen classes, " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "v_{\\mathrm{min}}" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": " is the minimum value in " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "\\mathbf{P}" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": " represents the " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": "-th proposal. " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "\\mathbf{I}[i] > \\gamma" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": " selects the potential proposals containing unseen classes, and " + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{test}}[j] \\in S" + }, + { + "bbox": [ + 131, + 285, + 479, + 344 + ], + "type": "text", + "content": " selects the seen class scores that need to be suppressed. In this way, possible unseen class proposals can be well screened and their prediction bias for seen classes can be well mitigated." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 361, + 227, + 373 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 361, + 227, + 373 + ], + "spans": [ + { + "bbox": [ + 132, + 361, + 227, + 373 + ], + "type": "text", + "content": "3.4 Optimization" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "spans": [ + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "type": "text", + "content": "We follow Mask2former [12] and optimize our model using a classification loss " + }, + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{ce}}" + }, + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "type": "text", + "content": " and a mask loss " + }, + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{mask}}" + }, + { + "bbox": [ + 131, + 380, + 479, + 416 + ], + "type": "text", + "content": ", which includes a dice loss and a binary cross-entropy loss. The overall loss is" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 191, + 427, + 480, + 439 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 191, + 427, + 480, + 439 + ], + "spans": [ + { + "bbox": [ + 191, + 427, + 480, + 439 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathcal {L} _ {\\mathrm {b c}} + \\lambda_ {1} \\cdot \\mathcal {L} _ {\\mathrm {c e}} + \\lambda_ {2} \\cdot \\mathcal {L} _ {\\text {m a s k}} + \\lambda_ {3} \\cdot \\mathcal {L} _ {\\text {v i r}} + \\lambda_ {4} \\cdot \\mathcal {L} _ {\\text {r e g}}, \\tag {8}", + "image_path": "f6cefa649161056ac1d93908fafaeddc6ff4421f384e733eef6fcc341bd2021a.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "spans": [ + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "type": "inline_equation", + "content": "\\lambda_1, \\lambda_2, \\lambda_3" + }, + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "type": "inline_equation", + "content": "\\lambda_4" + }, + { + "bbox": [ + 131, + 448, + 309, + 459 + ], + "type": "text", + "content": " are coefficients." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 478, + 230, + 491 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 478, + 230, + 491 + ], + "spans": [ + { + "bbox": [ + 132, + 478, + 230, + 491 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 502, + 326, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 502, + 326, + 514 + ], + "spans": [ + { + "bbox": [ + 132, + 502, + 326, + 514 + ], + "type": "text", + "content": "4.1 Datasets and Evaluation Metrics" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 521, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 521, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 131, + 521, + 482, + 668 + ], + "type": "text", + "content": "Datasets. We evaluate our method on three widely used datasets: PASCAL VOC 2012 [19], COCO-Stuff 164K [4] and PASCAL Context [52]. PASCAL VOC 2012 includes 10,582 images of 15 seen classes for training, and 1,449 images of 15 seen classes and 5 unseen classes for testing. COCO-Stuff 164K consists of 118,287 training images and 5,000 testing images. The classes are split into 156 seen and 15 unseen classes. PASCAL Context contains 59 semantic classes, of which 49 are seen and 10 are unseen. Its training and test sets contain 4,996 and 5,104 images, respectively. Since the background category has no explicit semantics, they are ignored. We also evaluate the generalization ability to other datasets. Following [44,63,64], we train the model on COCO-Stuff 164K with all 171 classes, and evaluate on five datasets: A-150 [71], A-847 [71], VOC [19], P-59 [52] and P-459 [52]. A-150 has 2K test images of 150 classes," + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 146, + 481, + 262 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": "Table 1: GZS3 results on three benchmarks. The highest scores are emphasized in bold. " + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "inline_equation", + "content": "\\mathrm{m}\\left( {\\mathcal{U},\\mathcal{S}}\\right)" + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": " represents " + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "inline_equation", + "content": "\\operatorname{mIoU}\\left( {\\mathcal{U},\\mathcal{S}}\\right)" + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": " ,and " + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "inline_equation", + "content": "\\mathrm{h}" + }, + { + "bbox": [ + 132, + 114, + 480, + 137 + ], + "type": "text", + "content": " is the abbreviation of hIoU." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 146, + 481, + 262 + ], + "lines": [ + { + "bbox": [ + 133, + 146, + 481, + 262 + ], + "spans": [ + { + "bbox": [ + 133, + 146, + 481, + 262 + ], + "type": "table", + "html": "
MethodsVenuePASCAL VOC 2012COCO-Stuff 164KPASCAL Context
pAccm(S)m(U)hpAccm(S)m(U)hpAccm(S)m(U)h
SPNet [62]CVPR'19-7815.626.1-35.28.714----
ZS3 [3]NeurIPS'19-77.317.728.7-34.79.51552.820.812.715.8
CaGNet [22]ACM MM'2080.778.426.639.756.633.512.218.2-24.118.521.2
SIGN [14]ICCV'21-75.428.941.7-32.315.520.9----
Joint [2]ICCV'21-77.732.545.9-----3314.920.5
ZegFormer [18]CVPR'22-86.463.673.3-36.633.234.8----
SimBaseline [64]ECCV'229083.572.577.560.339.336.337.8----
SAN [63]CVPR'2394.792.378.985.158.440.139.239.681.553.556.655
ZegCLIP [72]CVPR'2394.691.977.884.36240.241.440.876.24654.649.9
DeOP [23]ICCV'2392.588.274.680.862.238.038.438.2----
MAFT [32]NeurIPS'23-91.580.785.7-40.640.140.3----
Ours-96.693.988.291.064.440.250.044.682.253.761.757.4
", + "image_path": "b2b19e4759e619b077257117b2c973c48957dac6f25bdff28d67237e384acce0.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": "and A-847 has the same images but is labeled with 847 classes. VOC indicates PASCAL VOC 2012, and has 1449 images of 20 classes. P-59 and P-459 are both from PASCAL Context, but contain 59 and 459 categories, respectively." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "text", + "content": "Evaluation metrics. Following [18, 64, 72], we calculate the mean of class-wise intersection over union on both seen and unseen categories, resulting in " + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "inline_equation", + "content": "\\mathrm{mIoU}(\\mathcal{S})" + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "inline_equation", + "content": "\\mathrm{mIoU}(\\mathcal{U})" + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "text", + "content": ", respectively. Simultaneously, we compute their harmonic mean, denoted as " + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "inline_equation", + "content": "\\mathrm{hIoU} = \\frac{2 \\times \\mathrm{mIoU}(\\mathcal{U}) \\times \\mathrm{mIoU}(\\mathcal{S})}{\\mathrm{mIoU}(\\mathcal{U}) + \\mathrm{mIoU}(\\mathcal{S})}" + }, + { + "bbox": [ + 130, + 322, + 480, + 384 + ], + "type": "text", + "content": ", as a comprehensive evaluation metric. We also measure pixel-wise classification accuracy (pAcc) for reference assessment." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 403, + 279, + 415 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 403, + 279, + 415 + ], + "spans": [ + { + "bbox": [ + 132, + 403, + 279, + 415 + ], + "type": "text", + "content": "4.2 Implementation Details" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": "Our image encoder is built upon an 8-layer Transformer architecture, with each layer having a dimension of 240 and a patch size of 16. Consistent with the model used in [72], we employ the CLIP ViT-B/16 as our base model. Following [63], the CLIP vision encoder and semantic decoder comprise the first 6 and last 3 layers of CLIP ViT-B/16, respectively. Further details of the Semantic Decoder can be found in the supplementary materials and [63]. The input sizes for the CLIP Vision Encoder and Image Encoder are " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "320^2" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "640^2" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": ", respectively, to cater to their individual focuses on classification and segmentation. We set the batch size to 16. Our exploration is confined to inductive zero-shot learning, deliberately excluding the unseen pseudo labels generation and self-training process, as these do not align with real-world scenarios. The number of training iterations on PASCAL VOC, COCO-Stuff, and PASCAL Context datasets is 20K, 80K, and 40K, respectively. We follow [12] to set " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\lambda_1 = 2" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\lambda_2 = 5" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": ". The parameter " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\lambda_3" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "\\lambda_4" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " are empirically set to " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "10^{-2}" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "10^{-4}" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": ", respectively. " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " is set to 50. " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " is set to 100, and " + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 423, + 482, + 604 + ], + "type": "text", + "content": " is set to 20 for COCO-Stuff and 10 for others." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 621, + 380, + 633 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 621, + 380, + 633 + ], + "spans": [ + { + "bbox": [ + 132, + 621, + 380, + 633 + ], + "type": "text", + "content": "4.3 Comparison with State-of-the-Art Methods" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Results of generalized zero-shot semantic segmentation. In Tab. 1, we compare with prior approaches. Our method achieves superior performance across" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. Ge et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 186, + 114, + 427, + 255 + ], + "blocks": [ + { + "bbox": [ + 186, + 114, + 427, + 255 + ], + "lines": [ + { + "bbox": [ + 186, + 114, + 427, + 255 + ], + "spans": [ + { + "bbox": [ + 186, + 114, + 427, + 255 + ], + "type": "image", + "image_path": "b6565c6afe58b1a4ae2c2055125ebd2d8650167ca9fad0f96c5843a090198d04.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 263, + 479, + 286 + ], + "lines": [ + { + "bbox": [ + 131, + 263, + 479, + 286 + ], + "spans": [ + { + "bbox": [ + 131, + 263, + 479, + 286 + ], + "type": "text", + "content": "Fig. 5: The IoU results for unseen classes on the COCO-Stuff. The dashed line represents the average result, i.e., " + }, + { + "bbox": [ + 131, + 263, + 479, + 286 + ], + "type": "inline_equation", + "content": "\\mathrm{mIoU}(\\mathcal{U})" + }, + { + "bbox": [ + 131, + 263, + 479, + 286 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 139, + 335, + 294, + 394 + ], + "blocks": [ + { + "bbox": [ + 137, + 292, + 296, + 324 + ], + "lines": [ + { + "bbox": [ + 137, + 292, + 296, + 324 + ], + "spans": [ + { + "bbox": [ + 137, + 292, + 296, + 324 + ], + "type": "text", + "content": "Table 2: Results on ZS3 with unseen categories only. No prediction bias with this setting." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 139, + 335, + 294, + 394 + ], + "lines": [ + { + "bbox": [ + 139, + 335, + 294, + 394 + ], + "spans": [ + { + "bbox": [ + 139, + 335, + 294, + 394 + ], + "type": "table", + "html": "
MethodsVOCCOCO
mIoUpAccmIoUpAcc
ZegFormer [18]81.391.464.981.3
SimBaseline [64]86.794.767.182.9
SAN [63]94.197.876.984.8
ZegCLIP [72]86.393.970.877.7
Ours94.697.982.991.2
", + "image_path": "6a804a2cff30116e48eb8d7ddc2fc7b3187eb629362b3cf999e290caa42af5fd.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 304, + 335, + 472, + 394 + ], + "blocks": [ + { + "bbox": [ + 304, + 302, + 472, + 323 + ], + "lines": [ + { + "bbox": [ + 304, + 302, + 472, + 323 + ], + "spans": [ + { + "bbox": [ + 304, + 302, + 472, + 323 + ], + "type": "text", + "content": "Table 3: Results of generalization ability to other datasets." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 304, + 335, + 472, + 394 + ], + "lines": [ + { + "bbox": [ + 304, + 335, + 472, + 394 + ], + "spans": [ + { + "bbox": [ + 304, + 335, + 472, + 394 + ], + "type": "table", + "html": "
MethodsA-847P-459A-150P-59VOC
ZegFormer [18]---36.185.6
SimBaseline [64]78.720.547.788.4
OVSeg [44]7.11124.853.392.6
SAN [63]10.112.627.553.894
ZegCLIP [72]---41.293.6
Ours10.416.228.154.394.7
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These gains are largely due to our improved recognition of unseen classes, as shown by our " + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "inline_equation", + "content": "\\mathrm{mIoU}(\\mathcal{U})" + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "text", + "content": " metric outperformance by " + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "inline_equation", + "content": "7.5\\%" + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "inline_equation", + "content": "8.6\\%" + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "inline_equation", + "content": "5.1\\%" + }, + { + "bbox": [ + 130, + 412, + 482, + 567 + ], + "type": "text", + "content": " on these datasets. This indicates that our design for proposal extraction, classification, and correction in the segmentation pipeline can effectively alleviate the objective misalignment issue. Moreover, our model also sets new benchmarks on the pAcc, further demonstrating its exceptional segmentation capabilities. We also present results for each unseen class on the COCO dataset as shown in Fig. 5. Compared to the SOTA method, ZegCLIP, our approach shows improvements in almost all unseen categories. This also indicates that our method can effectively alleviate the objective misalignment issue." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "Results of zero-shot semantic segmentation. We also extend our evaluations to the zero-shot semantic segmentation setting, i.e., " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{C}_{\\mathrm{test}} = \\mathcal{C}_{\\mathrm{unseen}}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": ", which inherently avoids the bias of classifying unseen classes as seen by only considering unseen categories. The results of other methods, as presented in Tab. 2, were obtained using their provided codes. Tab. 2 reveals that our model consistently achieves optimal performance on both metrics across the two datasets. Notably, on the COCO dataset, our model achieves a relative improvement of " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "12.1\\%" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "6.0\\%" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": " in mIoU compared to ZegCLIP and SAN, respectively. This enhancement" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 147, + 168, + 465, + 228 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 4: The impact of different components. PBC represents Predictive Bias Correction. MRPE indicates Mutually-Refined Proposal Extraction. FES (Feature Expansion Strategy) and BDS (Background Diversity Strategy) are key components of the GEPC (Generalization-Enhanced Proposal Classification)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 147, + 168, + 465, + 228 + ], + "lines": [ + { + "bbox": [ + 147, + 168, + 465, + 228 + ], + "spans": [ + { + "bbox": [ + 147, + 168, + 465, + 228 + ], + "type": "table", + "html": "
MethodsPASCAL VOC 2012COCO-Stuff 164K
pAccmIoU(S)mIoU(U)hIoUpAccmIoU(S)mIoU(U)hIoU
Baseline94.191.873.181.457.438.038.538.3
+PBC95.192.975.483.260.537.944.140.8
+PBC+MRPE95.592.582.187.162.140.243.041.6
+PBC+MRPE+FES96.393.385.489.263.540.146.743.2
+PBC+MRPE+FES+BDS96.693.988.291.064.440.250.044.6
", + "image_path": "ab9b6174e33e7aaae19fae671d882456ba20e2a982bbbfbcae745876052fe081.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 167, + 239, + 298, + 329 + ], + "blocks": [ + { + "bbox": [ + 167, + 239, + 298, + 329 + ], + "lines": [ + { + "bbox": [ + 167, + 239, + 298, + 329 + ], + "spans": [ + { + "bbox": [ + 167, + 239, + 298, + 329 + ], + "type": "image", + "image_path": "8fe6a6ec87600366a1b24db1bd841ecc9a3a1fd7ef3cb3778c86656dafdc34d1.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 339, + 479, + 350 + ], + "lines": [ + { + "bbox": [ + 132, + 339, + 479, + 350 + ], + "spans": [ + { + "bbox": [ + 132, + 339, + 479, + 350 + ], + "type": "text", + "content": "Fig. 6: Left: Parameter " + }, + { + "bbox": [ + 132, + 339, + 479, + 350 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 132, + 339, + 479, + 350 + ], + "type": "text", + "content": " experiments in PBC. Right: Illustration of the effect of PBC." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 298, + 238, + 446, + 329 + ], + "blocks": [ + { + "bbox": [ + 298, + 238, + 446, + 329 + ], + "lines": [ + { + "bbox": [ + 298, + 238, + 446, + 329 + ], + "spans": [ + { + "bbox": [ + 298, + 238, + 446, + 329 + ], + "type": "image", + "image_path": "848843d51821bc937bec5e5ecca7717b88f9d493d2cd9aba51269c41d6377dc2.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 364, + 479, + 388 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 364, + 479, + 388 + ], + "spans": [ + { + "bbox": [ + 130, + 364, + 479, + 388 + ], + "type": "text", + "content": "in performance underscores our model's ability to effectively generalize knowledge from seen to unseen categories." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "type": "text", + "content": "Results of generalization ability to other datasets. We also assess our model's ability to generalize across various datasets, a challenge due to varying data distributions as highlighted in recent studies [23, 63, 64]. In this scenario, unseen classes are more prevalent, thus the problem of prediction bias—which our PBC is adept at alleviating—is less prominent. Despite this, Tab. 3 demonstrates that our method maintains commendable performance, specifically when compared with the GZS3 SOTA method, ZegCLIP, with improvements of " + }, + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "type": "inline_equation", + "content": "13.1\\%" + }, + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "type": "inline_equation", + "content": "1.1\\%" + }, + { + "bbox": [ + 130, + 388, + 480, + 496 + ], + "type": "text", + "content": " on the P-59 and VOC datasets, respectively. This indicates that our approach can uphold its effectiveness in generalizing to new datasets." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 514, + 244, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 244, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 244, + 525 + ], + "type": "text", + "content": "4.4 Ablative Studies" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "Effect of different components. Our ablation study results are in Tab. 4. We establish our baseline model based on the framework depicted in Fig. 2, where the pixel decoder is implemented using a straightforward transformer decoder, akin to Maskformer, and is optimized solely with " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{ce}}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{mask}}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ". The initial incorporation of Predictive Bias Correction (PBC) resulted in an average " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "2.15\\%" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " increase in the hIoU across two datasets. This shows PBC effectively reassigns proposals. Subsequent integration of MRPE (Mutually-Refined Proposal Extraction) yielded more accurate class-agnostic masks, enhancing both pAcc and hIoU. Tab. 5 further demonstrates this point. Additionally, we implement Feature Expansion Strategy (FES) and Background Diversity Strategy (BDS) to impose semantic classification constraints from two different perspectives. FES," + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. 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MethodsmIoU(S)mIoU(U)hIoU
Ours w M-PDec93.685.989.6
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MethodsmIoU(S)mIoU(U)hIoU
Baseline95.089.492.1
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Rows (1) and (2) depict the unseen classes segmentation results, marking misclassified regions as \"seen\" label. Row (3) illustrates the results for both seen and unseen categories. 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BDS further enhances feature space generalization by promoting background class diversity during training, which ultimately propels the model to achieve its optimal results. Moreover, Fig. 6 (right) shows that PBC further reduces prediction bias, even with the effective model \"Ours w/o PBC\". This suggests that our training optimizations, such as FES and BDS, also enhance the feature space for PBC, as seen in Fig. 3 (right)." + } + ] + } + ], + "index": 28 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Evaluation of Class-Agnostic Mask Quality. We assign correct class labels to mask results to assess class-agnostic mask quality only, shown in Tab. 6. Key observations include: (1) The Baseline achieves high accuracy, indicating satisfactory existing mask performance; (2) Our model surpasses Baseline, validating MRPE's effectiveness in enhancing class-agnostic mask extraction; (3) Referencing Tab. 6 and Fig. 5, we find classification to be the primary obstacle to improving zero-shot performance, seconded by mask quality, echoing findings from [44]. Our method has made advancements in both aspects." + } + ] + } + ], + "index": 29 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 248, + 171 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 248, + 171 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 248, + 171 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 248, + 171 + ], + "type": "image", + "image_path": "1cf97d0aaf970d03123d572d7aadb271682abcce48ac8ca074054fa717571ed5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 178, + 482, + 223 + ], + "lines": [ + { + "bbox": [ + 130, + 178, + 482, + 223 + ], + "spans": [ + { + "bbox": [ + 130, + 178, + 482, + 223 + ], + "type": "text", + "content": "Fig. 8: T-SNE [50] visualization of proposal features for five categories each from 156 seen and 15 unseen classes on COCO-Stuff 164K, presented in three random samplings (1)-(3) to mitigate the impact of outliers. Unseen categories are marked by red dashed boxes and feature entanglements are highlighted with black rectangles." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 250, + 114, + 365, + 170 + ], + "blocks": [ + { + "bbox": [ + 250, + 114, + 365, + 170 + ], + "lines": [ + { + "bbox": [ + 250, + 114, + 365, + 170 + ], + "spans": [ + { + "bbox": [ + 250, + 114, + 365, + 170 + ], + "type": "image", + "image_path": "905605b773757172d5e4c4ed14a0e85da34587e33e6f6f1a10cba74bd8957bd8.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 365, + 114, + 480, + 170 + ], + "blocks": [ + { + "bbox": [ + 365, + 114, + 480, + 170 + ], + "lines": [ + { + "bbox": [ + 365, + 114, + 480, + 170 + ], + "spans": [ + { + "bbox": [ + 365, + 114, + 480, + 170 + ], + "type": "image", + "image_path": "f193a5faa7da28a976dfd067ac6a009e4f2d4f653248a9ef0eb3de97d9b9bc70.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "content": "Effect of " + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "content": ". As shown in Fig. 6 (left), as " + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "content": " decreases, an increasing number of proposals are categorized as unseen classes. This shift, while causing only minor fluctuations in " + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\mathrm{mIoU}(S)" + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "content": ", contributes to a substantial increase in " + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\mathrm{mIoU}(\\mathcal{U})" + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "content": ", resulting in the optimal hIoU at " + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\gamma = 0.3" + }, + { + "bbox": [ + 130, + 244, + 479, + 316 + ], + "type": "text", + "content": ". This phenomenon indicates that our model can effectively uncover potential unseen class proposals, thereby aligning the inference objective more closely with the zero-shot learning goal." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 316, + 480, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 480, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 480, + 411 + ], + "type": "text", + "content": "Visualization. Segmentation results, shown in Fig. 7, reveal model performance. In the first (1) and second (2) rows, the Baseline tends to erroneously classify unseen categories, such as trees and clouds, as the \"seen\" category. In contrast, our method can mitigate this bias, resulting in substantially improved results. The third row (3) highlights our method's superiority, showcasing its capability to generate more accurate segmentation masks (mask of the river) while concurrently making precise predictions for both seen and unseen categories. More visualization results can be found in the supplementary materials." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 411, + 480, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 480, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 480, + 495 + ], + "type": "text", + "content": "T-SNE plot. We visualize proposal features using our method versus the Baseline, as shown in Fig. 8. Our method's features display greater dispersion and clearer category margins, showing the effectiveness of Generalization-Enhanced Proposal Classification (GEPC) in enhancing feature distinctiveness. For example, Fig. 8 (3) illustrates that while the Baseline model's features for several unseen categories and one seen category are entangled, leading to misclassification, our approach effectively separates these features, improving distinguishability." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 511, + 220, + 523 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 511, + 220, + 523 + ], + "spans": [ + { + "bbox": [ + 132, + 511, + 220, + 523 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "In this paper, we introduce AlignZeg, an innovative architecture tackling the objective misalignment issue in zero-shot image segmentation by enhancing the entire segmentation pipeline. It integrates Mutually-Refined Proposal Extraction, Generalization-Enhanced Proposal Classification, and Predictive Bias Correction, enhancing unseen class segmentation while ensuring seen class performance. Notably, the Correction component aids in judging potential unseen classes at the proposal level, adding a novel step to the segmentation pipeline. Empirical results across various benchmarks demonstrate AlignZeg's superior performance in both Generalized and Strict Zero-Shot Semantic Segmentation. Our approach could also play a pivotal role in cross-modal pre-training, utilizing large-scale data for more effective zero-shot learning." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "J. Ge et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 143, + 482, + 227 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 143, + 482, + 227 + ], + "spans": [ + { + "bbox": [ + 130, + 143, + 482, + 227 + ], + "type": "text", + "content": "This work is supported by the National Key Research and Development Program of China (2022YFB3104700), the National Nature Science Foundation of China (62121002, U23B2028, 62232006), CAS Project for Young Scientists in Basic Research (Grant No. YSBR-067). We acknowledge the support of GPU cluster built by MCC Lab of Information Science and Technology Institution, USTC. We also thank the USTC supercomputing center for providing computational resources for this project." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 247, + 197, + 260 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 247, + 197, + 260 + ], + "spans": [ + { + "bbox": [ + 133, + 247, + 197, + 260 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 275, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 16, + "blocks": [ + { + "bbox": [ + 138, + 275, + 480, + 308 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 275, + 480, + 308 + ], + "spans": [ + { + "bbox": [ + 138, + 275, + 480, + 308 + ], + "type": "text", + "content": "1. Atzmon, Y., Chechik, G.: Adaptive confidence smoothing for generalized zero-shot learning. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 11175-11185 (2023)" + } + ] + } + ], + "index": 13 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 102 + ], + "type": "text", + "content": "AlignZeg" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models/8c22b137-5206-4c7b-8f2f-a4506c23373c_content_list.json b/2024/Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models/8c22b137-5206-4c7b-8f2f-a4506c23373c_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..3a14ce0151809b58649570b75aa55630de763fab --- /dev/null +++ b/2024/Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models/8c22b137-5206-4c7b-8f2f-a4506c23373c_content_list.json @@ -0,0 +1,1590 @@ +[ + { + "type": "text", + "text": "Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models", + "text_level": 1, + "bbox": [ + 243, + 140, + 759, + 183 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Rining $\\mathsf{W u}^{1,2}$ , Feixiang Zhou3, Ziwei Yin?, and Jian K. Liu1,2", + "bbox": [ + 256, + 210, + 746, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 University of Leeds ml20r2w@leeds.ac.uk", + "bbox": [ + 344, + 239, + 648, + 252 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ University of Birmingham {z.yin.3, j.liu.22}@bham.ac.uk", + "bbox": [ + 281, + 253, + 712, + 267 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{3}$ Lancaster University f.zhou3@lancaster.ac.uk", + "bbox": [ + 333, + 267, + 668, + 280 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Our brains represent the ever-changing environment with neurons in a highly dynamic fashion. The temporal features of visual pixels in dynamic natural scenes are entrapped in the neuronal responses of the retina. It is crucial to establish the intrinsic temporal relationship between visual pixels and neuronal responses. Recent foundation vision models have paved an advanced way of understanding image pixels. Yet, neuronal coding in the brain largely lacks a deep understanding of its alignment with pixels. Most previous studies employ static images or artificial videos derived from static images for emulating more real and complicated stimuli. Despite these simple scenarios effectively help to separate key factors influencing visual coding, complex temporal relationships receive no consideration. To decompose the temporal features of visual coding in natural scenes, here we propose Vi-ST, a spatiotemporal convolutional neural network fed with a self-supervised Vision Transformer (ViT) prior, aimed at unraveling the temporal-based encoding patterns of retinal neuronal populations. The model demonstrates robust predictive performance in generalization tests. Furthermore, through detailed ablation experiments, we demonstrate the significance of each temporal module. Furthermore, we introduce a visual coding evaluation metric designed to integrate temporal considerations and compare the impact of different numbers of neuronal populations on complementary coding. In conclusion, our proposed Vi-ST demonstrates a novel modeling framework for neuronal coding of dynamic visual scenes in the brain, effectively aligning our brain representation of video with neuronal activity. The code is available at github.com/wurining/Vi-ST.", + "bbox": [ + 261, + 318, + 738, + 662 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Neural Coding $\\cdot$ Visual Coding $\\cdot$ Video $\\cdot$ Vision", + "bbox": [ + 261, + 676, + 666, + 691 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 718, + 374, + 732 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The neuronal coding of our neural system to visual stimuli constitutes a pivotal research area in computational neuroscience. When discussing the visual system, it typically involves components such as the retina, Lateral Geniculate Nucleus, Primary Visual Cortex, and more advanced visual cortices. The retina, in particular, comprises photoreceptors, horizontal cells, bipolar cells, amacrine cells, and ganglion cells. Retina ganglion cells serve as the output terminals of the", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/26fd44c39800dfccbf76d11d8dad5aebe54378c04036106f0f95ae9a3d750906.jpg", + "image_caption": [ + "Fig. 1: The architecture of our proposed Vi-ST model. The model comprises two primary components: a Video Feature Extractor based on the ViT prior, and a Spikes Alignment module. The original video is treated as a stack of frames, and spatial features are independently computed for each frame using pre-trained ViT. These features are packaged into a spatiotemporal cube of length $t$ , which is subsequently processed by a Causal 3D Temporal Convolutional Network (C3TCN) to model spatiotemporal dynamics. The Receptive Field information of RGCs is utilized as a conditioning factor, fused with the spatiotemporal features through the 3D AdaLN Zero module, and subsequently fed into a series of Causal Multiscale Spatiotemporal (CMST) blocks. These CMST modules are employed for modeling the neuronal activity of a specific number of RGC neurons, ultimately yielding final spike predictions through a linear mapping." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 785, + 419 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "retina, generating a series of neural response signals, namely spikes. The retina, as the initial component of the entire visual system, plays a crucial role in the conversion of light signals into bioelectric signals, representing a focal point of interest in neuronal coding of visual information in terms of pixels.", + "bbox": [ + 212, + 628, + 785, + 688 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In experimental neuroscience, specific stimuli such as flashes, Gaussian noise, and enhanced static images are commonly used for controlled experiments to establish correlations between visual features and stimuli [18]. However, real natural scenes are highly complex and dynamic, posing a significant challenge in accurately establishing the link between neural responses and scene changes [23, 27, 28]. Recent advances, exemplified by recursive convolutional neural networks (RCNN) [50], effectively elucidate the functioning of the recurrent circuitry in the biological retina. This suggests that visual stimuli in natural scenes can be decomposed into spatial and temporal domains, with temporal information being an indispensable component for understanding visual encoding. Nevertheless,", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "R. Wu et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "efficiently modeling temporal or spatiotemporal information still requires further exploration.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Recently, in the field of deep learning, modeling methods based on temporal information have provided new insights for visual encoding [5, 16, 21, 24, 36, 43]. When employing deep learning methods to address classic image or video tasks, it typically involves selecting local or global pixels and computing their correlations, ultimately mapping them to corresponding label domains. However, neuronal visual encoding tasks, in comparison, require the incorporation of more biologically plausible priors. This involves studying how neurons in the visual system respond to different visual features, patterns, and information, such as encoding for orientation, contrast, temporal characteristics, and the interaction between different neurons.", + "bbox": [ + 212, + 179, + 785, + 329 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Furthermore, it is observed that neural responses often manifest as a series of highly dynamic and sparse irregular time sequences that require the spatiotemporal capabilities of deep learning models, together with video analysis [11]. Therefore, the interesting and challenging question arises of how to effectively transfer powerful deep learning models to the task of neural visual encoding. In particular, previous work demonstrated that a properly designed model, such as RCNN [50], is capable of learning the relatively simple and self-consistent video and their triggered neuronal response, e.g., training and testing data are taken from the same video where pixel context is conserved. However, these well-trained models cannot be transferred to other videos where the pixel complexities are quite different, not only for neurons in the retina but also for the visual cortex [37].", + "bbox": [ + 212, + 333, + 787, + 515 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To address these challenges, our work here introduces a spatiotemporal convolutional neural network (CNN) model [32] based on the Vision Transformer (ViT) prior [13], termed Vi-ST. The ViT prior is derived from DINOv2 [33], which employs a self-supervised approach for pretaining on a huge dataset containing 1.2B unique images, yielding a set of adversarial feature representations with strong generality and generalization capabilities. Subsequently, we integrate the feature space of visual stimuli using a causal Temporal Convolutional Network (TCN) with 3D convolutional kernels. We incorporate receptive field information from retinal ganglion cells (RGCs) as auxiliary conditions. These, along with video features, are fed into a series of spatiotemporal convolutional modules aligning the voxel space of video spatiotemporal information with the neural response space of RGCs. In particular, we conducted ablation experiments, progressively removing specific modules from the baseline model to observe the correlation metrics of the predicted results. This demonstrates the effectiveness of the spatiotemporal modules.", + "bbox": [ + 212, + 517, + 787, + 743 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Additionally, we find that employing a larger visual encoding space yields better performance in representing biological visual encoding. This is likely due to complementary encoding, where a too-small encoding space cannot capture highly dynamic and complex spikes effectively [12].", + "bbox": [ + 212, + 746, + 785, + 806 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Moreover, we introduce an indicator that considers the duration of neural responses to evaluate prediction performance. Specifically, we used kernel density", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Aligning Neuronal Coding with Foundation Vision Models", + "bbox": [ + 341, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "estimation to fit density functions for the duration of spikes in two observation sequences. By comparing the similarity of these density functions, we assess the performance of the predicted results. In summary, our contributions can be summarized as follows:", + "bbox": [ + 212, + 146, + 787, + 205 + ], + "page_idx": 3 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Introducing Vi-ST, a spatiotemporal convolutional network with a pre-trained Vision Transformer (ViT) as a prior, designed for accurately establishing the mapping between complex dynamic natural scenes and retinal visual encoding.", + "- Analyzing the impact of complementary encoding on effectively representing neural responses by comparing predictions in different sizes of response spaces.", + "- Introducing an indicator that considers the duration of neuronal responses, providing a novel perspective for the analysis and observation of predicted neural encoding." + ], + "bbox": [ + 225, + 215, + 790, + 366 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 388, + 387, + 404 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we review the related work on retinal recurrent connection mechanisms, image and video-based methods, and 3D CNN-based temporal modeling.", + "bbox": [ + 212, + 419, + 785, + 450 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Retinal Recurrent Connection Mechanism", + "text_level": 1, + "bbox": [ + 212, + 469, + 609, + 484 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The retina, being the starting point of the visual system, serves as an ideal model for the study of neural encoding and responses [46, 50]. Located at the back of the eye, the retina consists of three layers of cells. Photoreceptor cells, including cones and rods, are responsible for brightness perception, respectively. Horizontal cells act as intermediary neurons connecting photoreceptor cells and bipolar cells, facilitating lateral inhibition to regulate information transfer between photoreceptors and bipolar cells, typically enhancing the retina's sensitivity to contrast and edges [15, 44]. Bipolar cells receive information from photoreceptor cells and transmit it to ganglion cells, regulating slight variations in light intensity and color. Amacrine cells are inhibitory interneurons that carry out inhibitory synapses, form complex visual processing, and have widespread gap junctions. Gap junctions between cells create electrical coupling, which strengthens synchronization between cells and regulates the activity of retinal cells [35]. Ganglion cells are the final layer of neurons in the retina, transmitting processed signals to the optic nerve. Due to the lateral connections provided by gap junctions and amacrine cells, which serve as a mechanism akin to recurrent connectivity in the retina, this structure has been shown to model temporal information in visual stimuli more effectively than conventional CNNs [50].", + "bbox": [ + 212, + 493, + 787, + 765 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Image and Video Models", + "text_level": 1, + "bbox": [ + 212, + 786, + 470, + 801 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Self-supervised Foundational Vision Model With the advent of the Vision Transformer (ViT) model, many works have introduced the Transformer", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "R. Wu et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "model into the image domain. The multi-head self-attention mechanism is a core component of the Transformer model [39], which allows long-range context modeling and has been shown to be effective in capturing spatial information in images [14]. DINOv2 is a foundational visual model trained using a discriminative self-supervised method, capable of obtaining robust frozen features without the need for fine-tuning [33]. DINOv2 builds upon the foundation of DINO [4] and employs more complex and carefully crafted data augmentation strategies compared to its predecessor. DINOv2 has been proven to be a powerful universal visual feature extractor in various visual tasks, including medical image segmentation [2], video segmentation [47], pose estimation [6], 3D scene instance tracking [49], dense point tracking [22], and etc.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3D CNN-based temporal modeling CNNs are specifically designed for image processing and computer vision tasks [3, 25]. The convolutional layers in CNNs, typically with 2 dimensional (2D) CNNs for vision tasks, can be regarded as filters with shared parameters at different locations, a concept common in biological visual systems [3]. To incorporate temporal information into CNNs, 3D CNNs have been naturally extended from 2D CNNs, and have been widely used in video processing tasks [5, 21, 36]. The Inflated 3D ConvNet (I3D), a widely used 3D CNN model, has demonstrated excellent performance in various video action recognition tasks and is widely utilized as a backbone for visual tasks involving temporal information, achieving impressive results [16, 24, 43]. In particular, the Multi-Scale Temporal Convolutional Network (MSTCN) for video action recognition [16], which employs I3D as a backbone and utilizes dilated CNN modules to capture temporal information on different temporal scales. The Inception module of the I3D model effectively improves the performance of image tasks by integrating features from multiple branches at different scales. We continue to adopt the design philosophy of the Inception module to study the temporal relationship embedded in the neuronal coding of videos.", + "bbox": [ + 212, + 333, + 787, + 592 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Methodology", + "text_level": 1, + "bbox": [ + 215, + 612, + 380, + 630 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we will provide a detailed explanation of the Vi-ST architecture and introduce the Vi-ST loss function. We divide the model into two parts: the Video Features Extractor and the Spikes Alignment module, as Fig. 1. In the feature extraction stage, we utilize the powerful foundation visual model, namely DINOv2, to be a prior for spatial information of image pixels.", + "bbox": [ + 212, + 643, + 787, + 720 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Video Features Extractor", + "text_level": 1, + "bbox": [ + 215, + 739, + 472, + 755 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "As Fig. 2a demonstrates, the video features extractor consists of multiple layers of C3TCN and 2 linear mapping layers. Where, the $D$ is the size of dilation, $K$ is the size of kernel, $I$ is the number of input channels, $O$ is the number of output channels, and $G$ is the number of filters' groups. The C3TCN is padding $2^{i + 1}$ zeros for the $i$ -th layer's input, along the time axis, and sets the dilation size to $2^i$ .", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Aligning Neuronal Coding with Foundation Vision Models", + "bbox": [ + 341, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/025d5a058db3ecf65e38df7329cecfea523a3db83cf418f37b1dd0f39408e740.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 493, + 328 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/2a59765ca0872e942deaa2ac3bd593454c819ecded574167ea20394315e0a0f5.jpg", + "image_caption": [ + "(b)", + "Fig. 2: Vi-ST Submodules. (a) The detailed architecture of the video features extractor. (b) The Causal Multiscale Spatiotemporal module (CMST) in the spikes alignment module." + ], + "image_footnote": [], + "bbox": [ + 504, + 143, + 787, + 328 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Meanwhile, the depth-wise separable convolution is used to reduce the number of parameters and mitigate overfitting. Ultimately, each layer is embedded with a residual connection.", + "bbox": [ + 212, + 420, + 782, + 464 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Specifically, the Video Features Extractor is divided into two steps. Initially, the image stack $X \\in \\mathbb{R}^{T \\times H \\times W \\times C}$ is fed into the frozen DINOv2 model. DINOv2 transforms and \"patchfys\" each image into a sequence of patches $\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C}$ . Subsequently, a reverse mapping is applied to $\\epsilon$ , restoring them to their original positions, resulting in $\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C}$ . Since DINOv2 inherits the original ViT hierarchical structure [14], which contains different semantics within different layers, we choose outputs of layer 0 to layer n as priors, where layer 0 represents patchify the image only.", + "bbox": [ + 212, + 465, + 784, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the second step, the prior is fed into the C3TCN to further model the spatiotemporal information of the video frames. C3TCN will map priors to $\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C'}$ , where $C'$ is the number of RGCs. C3TCN extends the Residual 1D Dilated Convolution module of MSTCN by directly replacing the 1D CNN with Causal 3D CNN, maintaining MSTCN's approach of increasing receptive fields with layers. Here, C3TCN performs dilated convolution calculations only along the time dimension, while still keeping the spatial convolutional kernels size in $3 \\times 3$ . Specifically, different time spans of receptive fields are set to capture diverse spatiotemporal features. Additionally, Batch Normalization [19] is added after C3TCN to prevent gradient explosions. This enhancement enables C3TCN to effectively and robustly capture spatiotemporal information in video data and provide comprehensive feature representations for subsequent modules.", + "bbox": [ + 212, + 587, + 785, + 768 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Spikes Alignment", + "text_level": 1, + "bbox": [ + 215, + 787, + 406, + 803 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As Fig. 2b shows, the spikes alignment module mainly consists of the CMST, where the $D$ is the size of dilation, $K_{t}$ is the size of kernel along the time axis,", + "bbox": [ + 214, + 809, + 782, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "R. Wu et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "$K_{s}$ is the size of kernel along the spatial axis, $I$ is the number of input channels, $O$ is the number of output channels, and $G$ is the number of filter groups.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "For each CMST modules, different time scales are used to capture the multiscale temporal features, and the features are added together, then fed into a mapping layer. Specifically, when the time scale is 1, the time kernel size is set to 1, and the spatial kernel size is kept to 3, then the vanilla causal 3D convolution is utilized. When the time scale is greater than 1, a causal separable 3D convolution with time kernel size $N$ and spatial kernel size 3 is used.", + "bbox": [ + 212, + 178, + 785, + 268 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In the Spike Alignment module, we aimed to incorporate the RGC receptive field information to better align video pixel spaces and RGC spike spaces. Here, the receptive field, $RF \\in \\mathbb{R}^{W \\times H}$ , is downsampled along the spatial axis to match the size of $\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C'}$ , and is used as a conditional factor for fusion with $\\epsilon$ through the AdaLN Zero module [34]. As a result, we obtain the fused feature $F \\in \\mathbb{R}^{t \\times g \\times g \\times C'}$ . Since $\\epsilon$ contains both temporal and spatial dimensions, we naturally extended AdaLN Zero to 3D AdaLN Zero.", + "bbox": [ + 212, + 270, + 787, + 375 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Next, we feed the fused feature into the CMST block. CMST adds features from multiple temporal scale branches and maps them through a $1 \\times 1 \\times 1$ 3D CNN layer. Then, CMST utilizes residual connections to retain information from the previous block. To compress the spatial size of latent variables, we apply an average pooling operator on the previous layer's information, then add it to the outcome of multiscale branch. We set 4 CMST blocks in total, and the convolution kernel sizes of different time scales are shown in Tab. 1.", + "bbox": [ + 212, + 377, + 787, + 483 + ], + "page_idx": 6 + }, + { + "type": "table", + "img_path": "images/f1664d08f74f53fc6ad932df1a42083c4d20f69ff0a83ad843328ee1e762e2e9.jpg", + "table_caption": [ + "Table 1: Kernel Sizes of CMST Blocks. The CMST blocks employ varying kernel sizes along the temporal axis, while keeping the spatial kernel size fixed at 3." + ], + "table_footnote": [], + "table_body": "
CMST LevelTemporalSpatio
11, 253
21, 13, 213
31, 7, 93
41, 3, 53
", + "bbox": [ + 385, + 551, + 617, + 637 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "These kernel sizes are chosen by considering the duration of the neural responses. We calculated the density function of entire neural responses' duration and identified several high-frequency durations, which we use as feature-sensitive spans, used for the kernel sizes of CMST blocks. Here, durations refer to the durations of firing rates ranging from 0 to maximum and then back to 0. We estimated their distribution using kernel density estimation. We manually identified several peaks, as shown in Fig. 3, where RGC durations are different in two different video stimuli.", + "bbox": [ + 212, + 672, + 787, + 792 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Finally, the latent variables are flattened and passed through a linear layer to obtain the prediction results for RGCs. In this study, we set the number of RGCs to 90, which is predicted simultaneously as a population coding scheme.", + "bbox": [ + 212, + 794, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Aligning Neuronal Coding with Foundation Vision Models", + "bbox": [ + 341, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/523b374085d0065322adf2d9e25cf769fc02604d07ad20ae6643585512a355cd.jpg", + "image_caption": [ + "Fig. 3: RGC durations. The grey line represents the high-frequency durations of RGCs, where we manually identified several peaks. For entirely including a complete duration, we choose a truncation position slightly lagging behind the peak." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 787, + 223 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Loss Function", + "text_level": 1, + "bbox": [ + 215, + 306, + 377, + 321 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Initially, we employed Root Mean Square Error (RMSE) as the loss function, at Eq. (1). However, experimental results indicated that using RMSE as the target did not adequately consider temporal dynamics, resulting in lower generalization capabilities of the model.", + "bbox": [ + 214, + 334, + 782, + 395 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {R M S E}} = \\sqrt {\\frac {1}{n} \\sum_ {i = 1} ^ {n} \\left(y _ {i} - \\hat {y} _ {i}\\right) ^ {2}} \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 400, + 409, + 785, + 455 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Therefore, we introduced a Soft Dynamic Time Warping (SoftDTW) loss function [9]. The SoftDTW, unlike Euclidean losses such as RMSE, considers potential time shifts or variations of length of durations. It is notable that using SoftDTW for predicting longer time windows may lead to distortion and difficulty in representing local abrupt changes. Thus, we group the time sequences into shorter subsequences in the rolling window way and then compute as Eq. (2):", + "bbox": [ + 214, + 464, + 787, + 556 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {n} = \\frac {1}{L - n} \\sum_ {i = 1} ^ {L - n} \\operatorname {S o f t D T W} \\left(y _ {i}, \\hat {y} _ {i}\\right), i \\in \\{1, 2, \\dots , L - n \\} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 277, + 568, + 785, + 609 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Here, $n$ demonstrates the length of the subsequence, which is set to 6 or 12, and $L$ is the length of the time sequence. Meanwhile, to reduce the model's predictions of meaningless negative responses, we add a negative ReLU function as a penalty term to the loss function, as shown in Eq. (3).", + "bbox": [ + 214, + 616, + 787, + 678 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {- \\mathrm {R e L U}} = \\frac {1}{n} \\sum_ {i = 1} ^ {n} \\max (0, - \\hat {y} _ {i}) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 398, + 690, + 785, + 729 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Then, the entire loss function is represented as shown in Eq. (4), named Vi-ST loss in our model.", + "bbox": [ + 214, + 737, + 787, + 767 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {V i - S T}} = \\alpha \\mathcal {L} _ {\\mathrm {R M S E}} + \\beta \\mathcal {L} _ {- \\mathrm {R e L U}} + \\gamma \\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {6} + \\gamma \\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {1 2} \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 287, + 782, + 785, + 801 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Here, $\\alpha$ , $\\beta$ , and $\\gamma$ are hyperparameters, and we set them at 0.1, 0.5, and $5 \\times 10^{-6}$ , respectively.", + "bbox": [ + 214, + 809, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "R. Wu et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 143, + 374, + 162 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Dataset", + "text_level": 1, + "bbox": [ + 215, + 175, + 326, + 189 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "RGCs Responses This work focuses on studying the retina encoding mechanism by recording RGC spikes in response to visual stimuli. The dataset used was organized by [31], and has been used in various studies on retinal coding [26,30,40,45,48,50]. A total of 90 well-responding RGCs were used for training and testing. In summary, the experimental setup involves isolating the retina from salamanders, inverting the ganglion cell layer downward onto a multielectrode array, stimulating the photoreceptor layer of the retina using an OLED display, and recording the responses of RGCs. For each cell, receptive fields were determined by computing the spike-triggered average using stimulus images of spatiotemporal white noise [7]. Singular value decomposition was used to separate the spike-triggered average into a spatial and temporal component [17]. Finally, a two-dimensional Gaussian function was fitted to the spatial receptive field component to determine the center, size, and shape of the receptive field. Receptive fields were normalized to unit Euclidean norm. The details of the experimental procedures and data analysis are standard operations for retinal coding studies [27,28,31].", + "bbox": [ + 212, + 199, + 787, + 440 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To align frame rates, neuronal spikes were grouped into spike counts at intervals of $33\\mathrm{ms}$ , resulting in a dataset with $30\\mathrm{Hz}$ response for each trial, in line with the sampling rate of $30\\mathrm{Hz}$ used by video stimuli. In other words, spike counts within each $33\\mathrm{ms}$ interval are recorded as the response data for that time period. To reduce noise during the recording process, several trials were conducted for the same stimulus, and response data was averaged over the trials to obtain the neuronal firing rate for each cell and each video.", + "bbox": [ + 212, + 441, + 787, + 546 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Natural Scene Stimuli The natural scene stimuli used in this study consist of two video clips with rich natural scenes as shown in [31], named Mov1 and Mov2. Mov1 features minimal changes between video frames and mainly captures salamanders swimming in water, while Mov2 exhibits more significant changes between video frames and mainly documents tigers and deers in outdoor activities. Both video clips have a resolution of $360 \\times 360$ pixels with a frame rate of 30 fps, with Mov1 being 60 seconds long (1800 frames) and Mov2 being 53.3 seconds long (1600 frames). The original video clips were in RGB color with three channels. To reduce the impact of color information on visual stimuli, video clips were converted to grayscale image stacks with brightness values ranging from 0 to 255. Details of video information can be found in [31]. These two videos show different levels of scene complexity in both spatial and temporal domains, which presents a challenge for the building and testing of encoding models [50].", + "bbox": [ + 212, + 568, + 787, + 765 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Metrics", + "text_level": 1, + "bbox": [ + 215, + 785, + 326, + 800 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In the task of neural encoding, the Pearson correlation coefficient (CC) is commonly used to assess the reliability of predicting neural signals [38,41,50], and", + "bbox": [ + 215, + 809, + 785, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Aligning Neuronal Coding with Foundation Vision Models", + "bbox": [ + 341, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "it is not specifically stated that the mean value of CC is used as the metric. While CC considers the macro trends of the entire sequence, it lacks the detailed consideration of temporal information or dynamics over time. In line with the departure point of the Vi-ST loss, we attempt to introduce the factor of spike duration to observe the neuronal encoding performance of the model.", + "bbox": [ + 212, + 146, + 787, + 222 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "This metric initially selects the lengths of corresponding subsequences in the response sequence, representing the duration of a complete neural response (from non-spike to non-spike). In addition, the lengths are used to estimate a continuous density function using Gaussian kernel density estimation. Sampling is then performed in the linear space formed by the upper and lower bounds of the set of lengths of target and predicted subsequences. Finally, the Kullback-Leibler (KL) divergence from the predicted distribution to the target distribution is computed, clipped between 0 and 1000. We refer to this metric as SD-KL. The detailed algorithm process is provided in the Supplementary Materials.", + "bbox": [ + 212, + 223, + 789, + 361 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Implementation Details", + "text_level": 1, + "bbox": [ + 215, + 391, + 455, + 407 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Pre-trained ViT Oquab et al. [33] contributed to the open-source DINOv2 model. Additionally, Darcet et al. [10] proposed Registers Token, enhancing the robustness of DINOv2. Considering computational costs, we chose the ViT-L/14 with registers, obtained through ViT-g/14 distillation as the ViT Prior. After feeding images into DINOv2, the preprocessing produces feature maps of size $16 \\times 16$ , a process referred to as patchfy. Each patch corresponds to a $14 \\times 14$ region after scaling down from the original image [33].", + "bbox": [ + 212, + 425, + 787, + 532 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "RGC Receptive Field The RF, with an initial size of $90 \\times 90$ , is downsampled to $16 \\times 16$ to match the feature map size of DINOv2. Initially, we directly added the RF on feature latent variables from the previous module. However, experimental results show that the 3D AdaLN Zero module offers better robustness.", + "bbox": [ + 212, + 563, + 787, + 625 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Training To maximize the generalization ability of the model, we trained and tested the model using data from different videos, such as training on Mov1 and validating on Mov2, marked as $Mov1 \\rightarrow Mov2$ , and vice versa. Due to computational constraints, we apply the rolling window to crop 128-frame clips as training samples. Each epoch involved arbitrarily selecting 768 samples for the training set with a batch size of 16. The validation set uses the entire video as a sample.", + "bbox": [ + 212, + 656, + 787, + 762 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "For optimization, we choose AdamW [29] with a weight decay of 0.1. We trained for 30 epochs, applying linear learning rate warm-up to $8 \\times 10^{-4}$ for the first 5 epochs, then gradually decaying to $1 \\times 10^{-4}$ using a half-cycle cosine schedule. At the last 10 epochs, Stochastic Weight Averaging [20] was applied to mitigate model overfitting.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "R. Wu et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/0dbceff8edbe0b6e694bcdbf5cd238096ac2fe5ae2a4a9a40c3330b5f1663d9b.jpg", + "table_caption": [ + "Table 2: Comparison with Previous Works. Comparison of the mean CC of ViST with other models on the same dataset. $Mov1 \\rightarrow Mov1$ and $Mov2 \\rightarrow Mov2$ represent training and testing on the same video, while $Mov1 \\rightarrow Mov2$ and $Mov2 \\rightarrow Mov1$ represent training and testing on different videos. Notably, CRNN selects 80 RGCs, while we use 90 RGCs, and we introduced regularization methods for avoiding over-fitting. These may introduce some errors. Using RGC data to predict across-movie data is quite different from within-movie tasks, and the within-movie metrics are only for reference. Our focus in this study is to obtain better generalization ability across different videos with the same model." + ], + "table_footnote": [], + "table_body": "
ModelMov1→Mov1Mov2→Mov2
CRNN [50]0.8570.718
I3D+MSTCN0.8460.668
DINOv2+MSTCN0.8490.672
Vi-ST0.7890.570
ModelMov1→Mov2Mov2→Mov1
I3D+MSTCN0.1080.074
DINOv2+MSTCN0.1010.100
Vi-ST0.3340.281
", + "bbox": [ + 331, + 282, + 671, + 433 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 Results", + "text_level": 1, + "bbox": [ + 215, + 462, + 323, + 476 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison with Previous Works Previous works mainly focus on training and testing the data from the same video [26, 30, 40, 50]. Typical CC metrics on these two videos are shown in Tab. 2. However, our focus places a significant emphasis on spatiotemporal modeling tailored for neural encoding tasks across different videos. To ensure a fair comparison of model performance, we constructed two control models. The first employs an I3D feature extractor as a backbone and MSTCN as the downstream model, denoted as $I3D + MSTCN$ ; The second model utilizes DINOv2 as the prior and MSTCN as the downstream model, labeled as $DINOv2 + MSTCN$ . Performance in training and testing using the same videos shows relatively good CCs; however, a significant improvement in transfer prediction between videos can only be observed with Vi-ST, and other models lack the generalization ability as shown in Tab. 2. Looking into the details of single neuron performance, we found that Vi-ST demonstrates a better ability to predict spare neuronal responses, as shown in Fig. 4.", + "bbox": [ + 212, + 488, + 787, + 702 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison of Loss Functions We compared the model performance with RMSE loss and Vi-ST loss. In Fig. 5a, we observe that the Vi-ST loss outperforms RMSE in all experiments. This indicates that considering temporal variations in the loss function is crucial for neural encoding tasks.", + "bbox": [ + 212, + 724, + 787, + 786 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison of ViT Prior Amir et al. [1] points out that the hierarchical structure of ViT provides different representations, where the earlier layers", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Aligning Neuronal Coding with Foundation Vision Models", + "bbox": [ + 341, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/1061b42d83c8536828f4c1c554f72e25a26cfd147a4258b32f7de7255d300716.jpg", + "image_caption": [ + "Fig. 4: RGC Prediction Results. We visualized two example cells showing representative prediction results. By comparing the response results of different models, we can intuitively understand the relationship between the metric and the actual response. More examples can be found in the Supplementary Materials." + ], + "image_footnote": [], + "bbox": [ + 212, + 148, + 787, + 483 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "contain lower semantic information but better present positional information. Therefore, we use inputs from different layers of DINOv2 as priors, specifically, the 1st, 7th, 13th, 19th, and the last layer, along with using only the patchfy representations as a prior, to test the performance of Vi-ST. In Fig. 5b, we observe that the representations from the earlier layers of ViT are beneficial for neural encoding results, aligning with the biological characteristics of the retina.", + "bbox": [ + 212, + 588, + 787, + 679 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ablation study To investigate the contribution of each model module to prediction performance, we progressively removed or replaced different modules and observed changes in CC. We found that the Spikes Alignment module played a more significant role compared to the Video Extractor, and the Vi-ST loss had a non-negligible impact on achieving more generalized neural encoding as well. Additionally, in conjunction with the results in Fig. 6a, we observed that removing the ViT prior had a significant impact on the model, and excessively deep ViT features did not bring about more gains. Therefore, selecting an ap-", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "R. Wu et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/116849d6ff638152ba86796c4bbc6913bf97e413c5d56c359557d1116e620d3f.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 215, + 142, + 491, + 268 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/d74c77b430afeb4eb78c92c1de60260922ec0baaff682a30e1f5f8f3a786c4cb.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 509, + 143, + 785, + 270 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/06c811b77dffa0de62d6e457eceb66380d077a511b75333a45713a4ce76ad75f.jpg", + "image_caption": [ + "Fig. 5: Loss Function Comparison and DINOv2 Prior Comparison with CC (left y-axis) and SD-KL (right y-axis, representing by red triangles) (a) The comparison of Vi-ST loss and RMSE loss, where $Mov1$ represents training on $Mov1$ and testing on $Mov2$ , and vice versa. (b) The comparison of different DINOv2 priors, where the layer number of DINOv2 are represented as $L - n$ , e.g. $L - 1$ represents the first layer.", + "(a)" + ], + "image_footnote": [], + "bbox": [ + 215, + 378, + 493, + 547 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/ccef9b66c1d5918196e4c9cc4f73dd91f5e8462dce2c431bd2848fb42050723a.jpg", + "image_caption": [ + "(b)", + "Fig. 6: Ablation Study and Complementary Coding. (a) The ablation study of Vi-ST model by removing or replacing different modules. (b) Comparison of the benefits of complementary coding as the number of encoded neurons increases." + ], + "image_footnote": [], + "bbox": [ + 509, + 385, + 785, + 549 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "propriate spatial feature prior for RGC visual encoding tasks requires careful consideration.", + "bbox": [ + 212, + 646, + 787, + 676 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Comparison of benefits of complementary coding The prediction results for neural encoding tasks often do not involve a fixed number of neurons [8,42]. Therefore, we ask: Is it optimal to construct an end-to-end model capable of simultaneously predicting all neural responses?", + "bbox": [ + 212, + 702, + 787, + 763 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ding et al. [12] explored the benefits of complementary encoding for neural encoding by constructing a high-dimensional representation manifold of responses of the RGC population. This suggests that collaboration between neurons can compensate for the problem of insufficient expression when the firing rate saturates. We conducted experiments to validate this conclusion. We sorted", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Aligning Neuronal Coding with Foundation Vision Models", + "bbox": [ + 341, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "the results predicted by Vi-ST and selected the top eight RGCs based on their CC. We then limited the number of RGCs predicted by Vi-ST to 90, 64, 32, 16, 8, and 1, respectively. In Fig. 6b, we observe that the CC stabilizes as the number of encoded neurons increases. This implies that, similar to biological RGC responses, a redundant encoding space allows Vi-ST to better match real response outcomes.", + "bbox": [ + 215, + 146, + 785, + 237 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 262, + 357, + 277 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we proposed the Vi-ST model to align dynamic visual stimuli of the natural scene with RGC responses. The experiments demonstrate that the Vi-ST model can learn certain encoding mechanisms akin to biological visual neural coding. Through ablation experiments, we identified that the primary capabilities of the Vi-ST model stem from the Spike Alignment module and the inclusion of the ViT prior. By contrasting the benefits of complementary coding, we believe that the model has potential applications in a wider range of neural encoding tasks. Additionally, we are exploring new metrics to examine the model performance in representing target temporal dynamics.", + "bbox": [ + 215, + 295, + 785, + 430 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This study presents certain limitations that need further investigation. Firstly, the SD-KL metric exhibits sensitivity to noise and demonstrates limited expressive power. Additionally, the robustness of Vi-ST needs to be confirmed through the acquisition of more extensive datasets, including a greater number of recorded cells and a variety of video types. Future research will aim to refine and overcome these challenges by leveraging recent advancements in experimental techniques. Furthermore, we plan to extend our approach to the study of visual coding using neurons from other parts of visual systems, such as the visual cortex.", + "bbox": [ + 215, + 431, + 785, + 566 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 215, + 592, + 401, + 609 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We thank Shanshan Jia, Zhile Yang, Zerui Yang and Jing Peng for the highly valuable discussions.", + "bbox": [ + 215, + 625, + 784, + 655 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 681, + 323, + 696 + ], + "page_idx": 13 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Amir, S., Gandelsman, Y., Bagon, S., Dekel, T.: On the Effectiveness of ViT Features as Local Semantic Descriptors. In: Karlinsky, L., Michaeli, T., Nishino, K. (eds.) Computer Vision - ECCV 2022 Workshops. pp. 39-55. 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Wu et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models/8c22b137-5206-4c7b-8f2f-a4506c23373c_model.json b/2024/Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models/8c22b137-5206-4c7b-8f2f-a4506c23373c_model.json new file mode 100644 index 0000000000000000000000000000000000000000..46971522e2fcac93487d00661e4517fff63d71f4 --- /dev/null +++ b/2024/Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models/8c22b137-5206-4c7b-8f2f-a4506c23373c_model.json @@ -0,0 +1,2238 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.244, + 0.141, + 0.761, + 0.184 + ], + "angle": 0, + "content": "Aligning Neuronal Coding of Dynamic Visual Scenes with Foundation Vision Models" + }, + { + "type": "text", + "bbox": [ + 0.257, + 0.212, + 0.747, + 0.228 + ], + "angle": 0, + "content": "Rining \\(\\mathsf{W u}^{1,2}\\) , Feixiang Zhou3, Ziwei Yin?, and Jian K. Liu1,2" + }, + { + "type": "text", + "bbox": [ + 0.346, + 0.24, + 0.65, + 0.253 + ], + "angle": 0, + "content": "1 University of Leeds ml20r2w@leeds.ac.uk" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.254, + 0.713, + 0.268 + ], + "angle": 0, + "content": "\\(^{2}\\) University of Birmingham {z.yin.3, j.liu.22}@bham.ac.uk" + }, + { + "type": "text", + "bbox": [ + 0.334, + 0.268, + 0.669, + 0.281 + ], + "angle": 0, + "content": "\\(^{3}\\) Lancaster University f.zhou3@lancaster.ac.uk" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.319, + 0.74, + 0.664 + ], + "angle": 0, + "content": "Abstract. Our brains represent the ever-changing environment with neurons in a highly dynamic fashion. The temporal features of visual pixels in dynamic natural scenes are entrapped in the neuronal responses of the retina. It is crucial to establish the intrinsic temporal relationship between visual pixels and neuronal responses. Recent foundation vision models have paved an advanced way of understanding image pixels. Yet, neuronal coding in the brain largely lacks a deep understanding of its alignment with pixels. Most previous studies employ static images or artificial videos derived from static images for emulating more real and complicated stimuli. Despite these simple scenarios effectively help to separate key factors influencing visual coding, complex temporal relationships receive no consideration. To decompose the temporal features of visual coding in natural scenes, here we propose Vi-ST, a spatiotemporal convolutional neural network fed with a self-supervised Vision Transformer (ViT) prior, aimed at unraveling the temporal-based encoding patterns of retinal neuronal populations. The model demonstrates robust predictive performance in generalization tests. Furthermore, through detailed ablation experiments, we demonstrate the significance of each temporal module. Furthermore, we introduce a visual coding evaluation metric designed to integrate temporal considerations and compare the impact of different numbers of neuronal populations on complementary coding. In conclusion, our proposed Vi-ST demonstrates a novel modeling framework for neuronal coding of dynamic visual scenes in the brain, effectively aligning our brain representation of video with neuronal activity. The code is available at github.com/wurining/Vi-ST." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.678, + 0.668, + 0.692 + ], + "angle": 0, + "content": "Keywords: Neural Coding \\(\\cdot\\) Visual Coding \\(\\cdot\\) Video \\(\\cdot\\) Vision" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.719, + 0.375, + 0.733 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The neuronal coding of our neural system to visual stimuli constitutes a pivotal research area in computational neuroscience. When discussing the visual system, it typically involves components such as the retina, Lateral Geniculate Nucleus, Primary Visual Cortex, and more advanced visual cortices. The retina, in particular, comprises photoreceptors, horizontal cells, bipolar cells, amacrine cells, and ganglion cells. Retina ganglion cells serve as the output terminals of the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.127 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.144, + 0.787, + 0.42 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.431, + 0.788, + 0.598 + ], + "angle": 0, + "content": "Fig. 1: The architecture of our proposed Vi-ST model. The model comprises two primary components: a Video Feature Extractor based on the ViT prior, and a Spikes Alignment module. The original video is treated as a stack of frames, and spatial features are independently computed for each frame using pre-trained ViT. These features are packaged into a spatiotemporal cube of length \\( t \\), which is subsequently processed by a Causal 3D Temporal Convolutional Network (C3TCN) to model spatiotemporal dynamics. The Receptive Field information of RGCs is utilized as a conditioning factor, fused with the spatiotemporal features through the 3D AdaLN Zero module, and subsequently fed into a series of Causal Multiscale Spatiotemporal (CMST) blocks. These CMST modules are employed for modeling the neuronal activity of a specific number of RGC neurons, ultimately yielding final spike predictions through a linear mapping." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.787, + 0.689 + ], + "angle": 0, + "content": "retina, generating a series of neural response signals, namely spikes. The retina, as the initial component of the entire visual system, plays a crucial role in the conversion of light signals into bioelectric signals, representing a focal point of interest in neuronal coding of visual information in terms of pixels." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In experimental neuroscience, specific stimuli such as flashes, Gaussian noise, and enhanced static images are commonly used for controlled experiments to establish correlations between visual features and stimuli [18]. However, real natural scenes are highly complex and dynamic, posing a significant challenge in accurately establishing the link between neural responses and scene changes [23, 27, 28]. Recent advances, exemplified by recursive convolutional neural networks (RCNN) [50], effectively elucidate the functioning of the recurrent circuitry in the biological retina. This suggests that visual stimuli in natural scenes can be decomposed into spatial and temporal domains, with temporal information being an indispensable component for understanding visual encoding. Nevertheless," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Aligning Neuronal Coding with Foundation Vision Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "efficiently modeling temporal or spatiotemporal information still requires further exploration." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.18, + 0.787, + 0.33 + ], + "angle": 0, + "content": "Recently, in the field of deep learning, modeling methods based on temporal information have provided new insights for visual encoding [5, 16, 21, 24, 36, 43]. When employing deep learning methods to address classic image or video tasks, it typically involves selecting local or global pixels and computing their correlations, ultimately mapping them to corresponding label domains. However, neuronal visual encoding tasks, in comparison, require the incorporation of more biologically plausible priors. This involves studying how neurons in the visual system respond to different visual features, patterns, and information, such as encoding for orientation, contrast, temporal characteristics, and the interaction between different neurons." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.334, + 0.788, + 0.516 + ], + "angle": 0, + "content": "Furthermore, it is observed that neural responses often manifest as a series of highly dynamic and sparse irregular time sequences that require the spatiotemporal capabilities of deep learning models, together with video analysis [11]. Therefore, the interesting and challenging question arises of how to effectively transfer powerful deep learning models to the task of neural visual encoding. In particular, previous work demonstrated that a properly designed model, such as RCNN [50], is capable of learning the relatively simple and self-consistent video and their triggered neuronal response, e.g., training and testing data are taken from the same video where pixel context is conserved. However, these well-trained models cannot be transferred to other videos where the pixel complexities are quite different, not only for neurons in the retina but also for the visual cortex [37]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.518, + 0.788, + 0.744 + ], + "angle": 0, + "content": "To address these challenges, our work here introduces a spatiotemporal convolutional neural network (CNN) model [32] based on the Vision Transformer (ViT) prior [13], termed Vi-ST. The ViT prior is derived from DINOv2 [33], which employs a self-supervised approach for pretaining on a huge dataset containing 1.2B unique images, yielding a set of adversarial feature representations with strong generality and generalization capabilities. Subsequently, we integrate the feature space of visual stimuli using a causal Temporal Convolutional Network (TCN) with 3D convolutional kernels. We incorporate receptive field information from retinal ganglion cells (RGCs) as auxiliary conditions. These, along with video features, are fed into a series of spatiotemporal convolutional modules aligning the voxel space of video spatiotemporal information with the neural response space of RGCs. In particular, we conducted ablation experiments, progressively removing specific modules from the baseline model to observe the correlation metrics of the predicted results. This demonstrates the effectiveness of the spatiotemporal modules." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.747, + 0.787, + 0.808 + ], + "angle": 0, + "content": "Additionally, we find that employing a larger visual encoding space yields better performance in representing biological visual encoding. This is likely due to complementary encoding, where a too-small encoding space cannot capture highly dynamic and complex spikes effectively [12]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Moreover, we introduce an indicator that considers the duration of neural responses to evaluate prediction performance. Specifically, we used kernel density" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.128 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.207 + ], + "angle": 0, + "content": "estimation to fit density functions for the duration of spikes in two observation sequences. By comparing the similarity of these density functions, we assess the performance of the predicted results. In summary, our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.217, + 0.791, + 0.277 + ], + "angle": 0, + "content": "- Introducing Vi-ST, a spatiotemporal convolutional network with a pre-trained Vision Transformer (ViT) as a prior, designed for accurately establishing the mapping between complex dynamic natural scenes and retinal visual encoding." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.278, + 0.787, + 0.322 + ], + "angle": 0, + "content": "- Analyzing the impact of complementary encoding on effectively representing neural responses by comparing predictions in different sizes of response spaces." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.323, + 0.787, + 0.367 + ], + "angle": 0, + "content": "- Introducing an indicator that considers the duration of neuronal responses, providing a novel perspective for the analysis and observation of predicted neural encoding." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.217, + 0.791, + 0.367 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.389, + 0.388, + 0.405 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.42, + 0.786, + 0.451 + ], + "angle": 0, + "content": "In this section, we review the related work on retinal recurrent connection mechanisms, image and video-based methods, and 3D CNN-based temporal modeling." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.47, + 0.611, + 0.485 + ], + "angle": 0, + "content": "2.1 Retinal Recurrent Connection Mechanism" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.494, + 0.789, + 0.766 + ], + "angle": 0, + "content": "The retina, being the starting point of the visual system, serves as an ideal model for the study of neural encoding and responses [46, 50]. Located at the back of the eye, the retina consists of three layers of cells. Photoreceptor cells, including cones and rods, are responsible for brightness perception, respectively. Horizontal cells act as intermediary neurons connecting photoreceptor cells and bipolar cells, facilitating lateral inhibition to regulate information transfer between photoreceptors and bipolar cells, typically enhancing the retina's sensitivity to contrast and edges [15, 44]. Bipolar cells receive information from photoreceptor cells and transmit it to ganglion cells, regulating slight variations in light intensity and color. Amacrine cells are inhibitory interneurons that carry out inhibitory synapses, form complex visual processing, and have widespread gap junctions. Gap junctions between cells create electrical coupling, which strengthens synchronization between cells and regulates the activity of retinal cells [35]. Ganglion cells are the final layer of neurons in the retina, transmitting processed signals to the optic nerve. Due to the lateral connections provided by gap junctions and amacrine cells, which serve as a mechanism akin to recurrent connectivity in the retina, this structure has been shown to model temporal information in visual stimuli more effectively than conventional CNNs [50]." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.787, + 0.471, + 0.803 + ], + "angle": 0, + "content": "2.2 Image and Video Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Self-supervised Foundational Vision Model With the advent of the Vision Transformer (ViT) model, many works have introduced the Transformer" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Aligning Neuronal Coding with Foundation Vision Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "model into the image domain. The multi-head self-attention mechanism is a core component of the Transformer model [39], which allows long-range context modeling and has been shown to be effective in capturing spatial information in images [14]. DINOv2 is a foundational visual model trained using a discriminative self-supervised method, capable of obtaining robust frozen features without the need for fine-tuning [33]. DINOv2 builds upon the foundation of DINO [4] and employs more complex and carefully crafted data augmentation strategies compared to its predecessor. DINOv2 has been proven to be a powerful universal visual feature extractor in various visual tasks, including medical image segmentation [2], video segmentation [47], pose estimation [6], 3D scene instance tracking [49], dense point tracking [22], and etc." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.334, + 0.788, + 0.593 + ], + "angle": 0, + "content": "3D CNN-based temporal modeling CNNs are specifically designed for image processing and computer vision tasks [3, 25]. The convolutional layers in CNNs, typically with 2 dimensional (2D) CNNs for vision tasks, can be regarded as filters with shared parameters at different locations, a concept common in biological visual systems [3]. To incorporate temporal information into CNNs, 3D CNNs have been naturally extended from 2D CNNs, and have been widely used in video processing tasks [5, 21, 36]. The Inflated 3D ConvNet (I3D), a widely used 3D CNN model, has demonstrated excellent performance in various video action recognition tasks and is widely utilized as a backbone for visual tasks involving temporal information, achieving impressive results [16, 24, 43]. In particular, the Multi-Scale Temporal Convolutional Network (MSTCN) for video action recognition [16], which employs I3D as a backbone and utilizes dilated CNN modules to capture temporal information on different temporal scales. The Inception module of the I3D model effectively improves the performance of image tasks by integrating features from multiple branches at different scales. We continue to adopt the design philosophy of the Inception module to study the temporal relationship embedded in the neuronal coding of videos." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.613, + 0.381, + 0.631 + ], + "angle": 0, + "content": "3 Methodology" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.721 + ], + "angle": 0, + "content": "In this section, we will provide a detailed explanation of the Vi-ST architecture and introduce the Vi-ST loss function. We divide the model into two parts: the Video Features Extractor and the Spikes Alignment module, as Fig. 1. In the feature extraction stage, we utilize the powerful foundation visual model, namely DINOv2, to be a prior for spatial information of image pixels." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.741, + 0.473, + 0.756 + ], + "angle": 0, + "content": "3.1 Video Features Extractor" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "As Fig. 2a demonstrates, the video features extractor consists of multiple layers of C3TCN and 2 linear mapping layers. Where, the \\(D\\) is the size of dilation, \\(K\\) is the size of kernel, \\(I\\) is the number of input channels, \\(O\\) is the number of output channels, and \\(G\\) is the number of filters' groups. The C3TCN is padding \\(2^{i + 1}\\) zeros for the \\(i\\)-th layer's input, along the time axis, and sets the dilation size to \\(2^i\\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.128 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.144, + 0.495, + 0.329 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.346, + 0.329, + 0.365, + 0.341 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.144, + 0.788, + 0.329 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.638, + 0.329, + 0.66, + 0.341 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.352, + 0.784, + 0.394 + ], + "angle": 0, + "content": "Fig. 2: Vi-ST Submodules. (a) The detailed architecture of the video features extractor. (b) The Causal Multiscale Spatiotemporal module (CMST) in the spikes alignment module." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.421, + 0.784, + 0.465 + ], + "angle": 0, + "content": "Meanwhile, the depth-wise separable convolution is used to reduce the number of parameters and mitigate overfitting. Ultimately, each layer is embedded with a residual connection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.467, + 0.785, + 0.587 + ], + "angle": 0, + "content": "Specifically, the Video Features Extractor is divided into two steps. Initially, the image stack \\( X \\in \\mathbb{R}^{T \\times H \\times W \\times C} \\) is fed into the frozen DINOv2 model. DINOv2 transforms and \"patchfys\" each image into a sequence of patches \\( \\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C} \\). Subsequently, a reverse mapping is applied to \\( \\epsilon \\), restoring them to their original positions, resulting in \\( \\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C} \\). Since DINOv2 inherits the original ViT hierarchical structure [14], which contains different semantics within different layers, we choose outputs of layer 0 to layer n as priors, where layer 0 represents patchify the image only." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.588, + 0.786, + 0.769 + ], + "angle": 0, + "content": "In the second step, the prior is fed into the C3TCN to further model the spatiotemporal information of the video frames. C3TCN will map priors to \\(\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C'}\\), where \\(C'\\) is the number of RGCs. C3TCN extends the Residual 1D Dilated Convolution module of MSTCN by directly replacing the 1D CNN with Causal 3D CNN, maintaining MSTCN's approach of increasing receptive fields with layers. Here, C3TCN performs dilated convolution calculations only along the time dimension, while still keeping the spatial convolutional kernels size in \\(3 \\times 3\\). Specifically, different time spans of receptive fields are set to capture diverse spatiotemporal features. Additionally, Batch Normalization [19] is added after C3TCN to prevent gradient explosions. This enhancement enables C3TCN to effectively and robustly capture spatiotemporal information in video data and provide comprehensive feature representations for subsequent modules." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.788, + 0.407, + 0.804 + ], + "angle": 0, + "content": "3.2 Spikes Alignment" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "As Fig. 2b shows, the spikes alignment module mainly consists of the CMST, where the \\(D\\) is the size of dilation, \\(K_{t}\\) is the size of kernel along the time axis," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Aligning Neuronal Coding with Foundation Vision Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "\\(K_{s}\\) is the size of kernel along the spatial axis, \\(I\\) is the number of input channels, \\(O\\) is the number of output channels, and \\(G\\) is the number of filter groups." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.179, + 0.787, + 0.269 + ], + "angle": 0, + "content": "For each CMST modules, different time scales are used to capture the multiscale temporal features, and the features are added together, then fed into a mapping layer. Specifically, when the time scale is 1, the time kernel size is set to 1, and the spatial kernel size is kept to 3, then the vanilla causal 3D convolution is utilized. When the time scale is greater than 1, a causal separable 3D convolution with time kernel size \\( N \\) and spatial kernel size 3 is used." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.271, + 0.788, + 0.376 + ], + "angle": 0, + "content": "In the Spike Alignment module, we aimed to incorporate the RGC receptive field information to better align video pixel spaces and RGC spike spaces. Here, the receptive field, \\( RF \\in \\mathbb{R}^{W \\times H} \\), is downsampled along the spatial axis to match the size of \\( \\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C'} \\), and is used as a conditional factor for fusion with \\( \\epsilon \\) through the AdaLN Zero module [34]. As a result, we obtain the fused feature \\( F \\in \\mathbb{R}^{t \\times g \\times g \\times C'} \\). Since \\( \\epsilon \\) contains both temporal and spatial dimensions, we naturally extended AdaLN Zero to 3D AdaLN Zero." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.378, + 0.788, + 0.484 + ], + "angle": 0, + "content": "Next, we feed the fused feature into the CMST block. CMST adds features from multiple temporal scale branches and maps them through a \\(1 \\times 1 \\times 1\\) 3D CNN layer. Then, CMST utilizes residual connections to retain information from the previous block. To compress the spatial size of latent variables, we apply an average pooling operator on the previous layer's information, then add it to the outcome of multiscale branch. We set 4 CMST blocks in total, and the convolution kernel sizes of different time scales are shown in Tab. 1." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.511, + 0.787, + 0.54 + ], + "angle": 0, + "content": "Table 1: Kernel Sizes of CMST Blocks. The CMST blocks employ varying kernel sizes along the temporal axis, while keeping the spatial kernel size fixed at 3." + }, + { + "type": "table", + "bbox": [ + 0.387, + 0.552, + 0.618, + 0.638 + ], + "angle": 0, + "content": "
CMST LevelTemporalSpatio
11, 253
21, 13, 213
31, 7, 93
41, 3, 53
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.788, + 0.793 + ], + "angle": 0, + "content": "These kernel sizes are chosen by considering the duration of the neural responses. We calculated the density function of entire neural responses' duration and identified several high-frequency durations, which we use as feature-sensitive spans, used for the kernel sizes of CMST blocks. Here, durations refer to the durations of firing rates ranging from 0 to maximum and then back to 0. We estimated their distribution using kernel density estimation. We manually identified several peaks, as shown in Fig. 3, where RGC durations are different in two different video stimuli." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Finally, the latent variables are flattened and passed through a linear layer to obtain the prediction results for RGCs. In this study, we set the number of RGCs to 90, which is predicted simultaneously as a population coding scheme." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.144, + 0.788, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.234, + 0.789, + 0.277 + ], + "angle": 0, + "content": "Fig. 3: RGC durations. The grey line represents the high-frequency durations of RGCs, where we manually identified several peaks. For entirely including a complete duration, we choose a truncation position slightly lagging behind the peak." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.307, + 0.379, + 0.322 + ], + "angle": 0, + "content": "3.3 Loss Function" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.335, + 0.784, + 0.396 + ], + "angle": 0, + "content": "Initially, we employed Root Mean Square Error (RMSE) as the loss function, at Eq. (1). However, experimental results indicated that using RMSE as the target did not adequately consider temporal dynamics, resulting in lower generalization capabilities of the model." + }, + { + "type": "equation", + "bbox": [ + 0.401, + 0.41, + 0.786, + 0.457 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {R M S E}} = \\sqrt {\\frac {1}{n} \\sum_ {i = 1} ^ {n} \\left(y _ {i} - \\hat {y} _ {i}\\right) ^ {2}} \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.465, + 0.788, + 0.557 + ], + "angle": 0, + "content": "Therefore, we introduced a Soft Dynamic Time Warping (SoftDTW) loss function [9]. The SoftDTW, unlike Euclidean losses such as RMSE, considers potential time shifts or variations of length of durations. It is notable that using SoftDTW for predicting longer time windows may lead to distortion and difficulty in representing local abrupt changes. Thus, we group the time sequences into shorter subsequences in the rolling window way and then compute as Eq. (2):" + }, + { + "type": "equation", + "bbox": [ + 0.278, + 0.569, + 0.786, + 0.61 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {n} = \\frac {1}{L - n} \\sum_ {i = 1} ^ {L - n} \\operatorname {S o f t D T W} \\left(y _ {i}, \\hat {y} _ {i}\\right), i \\in \\{1, 2, \\dots , L - n \\} \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.617, + 0.788, + 0.679 + ], + "angle": 0, + "content": "Here, \\( n \\) demonstrates the length of the subsequence, which is set to 6 or 12, and \\( L \\) is the length of the time sequence. Meanwhile, to reduce the model's predictions of meaningless negative responses, we add a negative ReLU function as a penalty term to the loss function, as shown in Eq. (3)." + }, + { + "type": "equation", + "bbox": [ + 0.399, + 0.691, + 0.787, + 0.731 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {- \\mathrm {R e L U}} = \\frac {1}{n} \\sum_ {i = 1} ^ {n} \\max (0, - \\hat {y} _ {i}) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.738, + 0.788, + 0.768 + ], + "angle": 0, + "content": "Then, the entire loss function is represented as shown in Eq. (4), named Vi-ST loss in our model." + }, + { + "type": "equation", + "bbox": [ + 0.288, + 0.784, + 0.787, + 0.803 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {V i - S T}} = \\alpha \\mathcal {L} _ {\\mathrm {R M S E}} + \\beta \\mathcal {L} _ {- \\mathrm {R e L U}} + \\gamma \\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {6} + \\gamma \\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {1 2} \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Here, \\(\\alpha\\), \\(\\beta\\), and \\(\\gamma\\) are hyperparameters, and we set them at 0.1, 0.5, and \\(5 \\times 10^{-6}\\), respectively." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Aligning Neuronal Coding with Foundation Vision Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.375, + 0.163 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.176, + 0.327, + 0.19 + ], + "angle": 0, + "content": "4.1 Dataset" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.2, + 0.788, + 0.441 + ], + "angle": 0, + "content": "RGCs Responses This work focuses on studying the retina encoding mechanism by recording RGC spikes in response to visual stimuli. The dataset used was organized by [31], and has been used in various studies on retinal coding [26,30,40,45,48,50]. A total of 90 well-responding RGCs were used for training and testing. In summary, the experimental setup involves isolating the retina from salamanders, inverting the ganglion cell layer downward onto a multielectrode array, stimulating the photoreceptor layer of the retina using an OLED display, and recording the responses of RGCs. For each cell, receptive fields were determined by computing the spike-triggered average using stimulus images of spatiotemporal white noise [7]. Singular value decomposition was used to separate the spike-triggered average into a spatial and temporal component [17]. Finally, a two-dimensional Gaussian function was fitted to the spatial receptive field component to determine the center, size, and shape of the receptive field. Receptive fields were normalized to unit Euclidean norm. The details of the experimental procedures and data analysis are standard operations for retinal coding studies [27,28,31]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.788, + 0.547 + ], + "angle": 0, + "content": "To align frame rates, neuronal spikes were grouped into spike counts at intervals of \\(33\\mathrm{ms}\\), resulting in a dataset with \\(30\\mathrm{Hz}\\) response for each trial, in line with the sampling rate of \\(30\\mathrm{Hz}\\) used by video stimuli. In other words, spike counts within each \\(33\\mathrm{ms}\\) interval are recorded as the response data for that time period. To reduce noise during the recording process, several trials were conducted for the same stimulus, and response data was averaged over the trials to obtain the neuronal firing rate for each cell and each video." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.788, + 0.766 + ], + "angle": 0, + "content": "Natural Scene Stimuli The natural scene stimuli used in this study consist of two video clips with rich natural scenes as shown in [31], named Mov1 and Mov2. Mov1 features minimal changes between video frames and mainly captures salamanders swimming in water, while Mov2 exhibits more significant changes between video frames and mainly documents tigers and deers in outdoor activities. Both video clips have a resolution of \\(360 \\times 360\\) pixels with a frame rate of 30 fps, with Mov1 being 60 seconds long (1800 frames) and Mov2 being 53.3 seconds long (1600 frames). The original video clips were in RGB color with three channels. To reduce the impact of color information on visual stimuli, video clips were converted to grayscale image stacks with brightness values ranging from 0 to 255. Details of video information can be found in [31]. These two videos show different levels of scene complexity in both spatial and temporal domains, which presents a challenge for the building and testing of encoding models [50]." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.786, + 0.327, + 0.801 + ], + "angle": 0, + "content": "4.2 Metrics" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In the task of neural encoding, the Pearson correlation coefficient (CC) is commonly used to assess the reliability of predicting neural signals [38,41,50], and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.127 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.223 + ], + "angle": 0, + "content": "it is not specifically stated that the mean value of CC is used as the metric. While CC considers the macro trends of the entire sequence, it lacks the detailed consideration of temporal information or dynamics over time. In line with the departure point of the Vi-ST loss, we attempt to introduce the factor of spike duration to observe the neuronal encoding performance of the model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.224, + 0.79, + 0.362 + ], + "angle": 0, + "content": "This metric initially selects the lengths of corresponding subsequences in the response sequence, representing the duration of a complete neural response (from non-spike to non-spike). In addition, the lengths are used to estimate a continuous density function using Gaussian kernel density estimation. Sampling is then performed in the linear space formed by the upper and lower bounds of the set of lengths of target and predicted subsequences. Finally, the Kullback-Leibler (KL) divergence from the predicted distribution to the target distribution is computed, clipped between 0 and 1000. We refer to this metric as SD-KL. The detailed algorithm process is provided in the Supplementary Materials." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.392, + 0.457, + 0.408 + ], + "angle": 0, + "content": "4.3 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.426, + 0.789, + 0.534 + ], + "angle": 0, + "content": "Pre-trained ViT Oquab et al. [33] contributed to the open-source DINOv2 model. Additionally, Darcet et al. [10] proposed Registers Token, enhancing the robustness of DINOv2. Considering computational costs, we chose the ViT-L/14 with registers, obtained through ViT-g/14 distillation as the ViT Prior. After feeding images into DINOv2, the preprocessing produces feature maps of size \\( 16 \\times 16 \\), a process referred to as patchfy. Each patch corresponds to a \\( 14 \\times 14 \\) region after scaling down from the original image [33]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.564, + 0.788, + 0.626 + ], + "angle": 0, + "content": "RGC Receptive Field The RF, with an initial size of \\(90 \\times 90\\), is downsampled to \\(16 \\times 16\\) to match the feature map size of DINOv2. Initially, we directly added the RF on feature latent variables from the previous module. However, experimental results show that the 3D AdaLN Zero module offers better robustness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.763 + ], + "angle": 0, + "content": "Training To maximize the generalization ability of the model, we trained and tested the model using data from different videos, such as training on Mov1 and validating on Mov2, marked as \\(Mov1 \\rightarrow Mov2\\), and vice versa. Due to computational constraints, we apply the rolling window to crop 128-frame clips as training samples. Each epoch involved arbitrarily selecting 768 samples for the training set with a batch size of 16. The validation set uses the entire video as a sample." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "For optimization, we choose AdamW [29] with a weight decay of 0.1. We trained for 30 epochs, applying linear learning rate warm-up to \\(8 \\times 10^{-4}\\) for the first 5 epochs, then gradually decaying to \\(1 \\times 10^{-4}\\) using a half-cycle cosine schedule. At the last 10 epochs, Stochastic Weight Averaging [20] was applied to mitigate model overfitting." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Aligning Neuronal Coding with Foundation Vision Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.27 + ], + "angle": 0, + "content": "Table 2: Comparison with Previous Works. Comparison of the mean CC of ViST with other models on the same dataset. \\(Mov1 \\rightarrow Mov1\\) and \\(Mov2 \\rightarrow Mov2\\) represent training and testing on the same video, while \\(Mov1 \\rightarrow Mov2\\) and \\(Mov2 \\rightarrow Mov1\\) represent training and testing on different videos. Notably, CRNN selects 80 RGCs, while we use 90 RGCs, and we introduced regularization methods for avoiding over-fitting. These may introduce some errors. Using RGC data to predict across-movie data is quite different from within-movie tasks, and the within-movie metrics are only for reference. Our focus in this study is to obtain better generalization ability across different videos with the same model." + }, + { + "type": "table", + "bbox": [ + 0.333, + 0.283, + 0.673, + 0.434 + ], + "angle": 0, + "content": "
ModelMov1→Mov1Mov2→Mov2
CRNN [50]0.8570.718
I3D+MSTCN0.8460.668
DINOv2+MSTCN0.8490.672
Vi-ST0.7890.570
ModelMov1→Mov2Mov2→Mov1
I3D+MSTCN0.1080.074
DINOv2+MSTCN0.1010.100
Vi-ST0.3340.281
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.463, + 0.324, + 0.477 + ], + "angle": 0, + "content": "4.4 Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.789, + 0.703 + ], + "angle": 0, + "content": "Comparison with Previous Works Previous works mainly focus on training and testing the data from the same video [26, 30, 40, 50]. Typical CC metrics on these two videos are shown in Tab. 2. However, our focus places a significant emphasis on spatiotemporal modeling tailored for neural encoding tasks across different videos. To ensure a fair comparison of model performance, we constructed two control models. The first employs an I3D feature extractor as a backbone and MSTCN as the downstream model, denoted as \\(I3D + MSTCN\\); The second model utilizes DINOv2 as the prior and MSTCN as the downstream model, labeled as \\(DINOv2 + MSTCN\\). Performance in training and testing using the same videos shows relatively good CCs; however, a significant improvement in transfer prediction between videos can only be observed with Vi-ST, and other models lack the generalization ability as shown in Tab. 2. Looking into the details of single neuron performance, we found that Vi-ST demonstrates a better ability to predict spare neuronal responses, as shown in Fig. 4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.726, + 0.788, + 0.787 + ], + "angle": 0, + "content": "Comparison of Loss Functions We compared the model performance with RMSE loss and Vi-ST loss. In Fig. 5a, we observe that the Vi-ST loss outperforms RMSE in all experiments. This indicates that considering temporal variations in the loss function is crucial for neural encoding tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Comparison of ViT Prior Amir et al. [1] points out that the hierarchical structure of ViT provides different representations, where the earlier layers" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.127 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.214, + 0.149, + 0.788, + 0.484 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.495, + 0.788, + 0.552 + ], + "angle": 0, + "content": "Fig. 4: RGC Prediction Results. We visualized two example cells showing representative prediction results. By comparing the response results of different models, we can intuitively understand the relationship between the metric and the actual response. More examples can be found in the Supplementary Materials." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.589, + 0.788, + 0.68 + ], + "angle": 0, + "content": "contain lower semantic information but better present positional information. Therefore, we use inputs from different layers of DINOv2 as priors, specifically, the 1st, 7th, 13th, 19th, and the last layer, along with using only the patchfy representations as a prior, to test the performance of Vi-ST. In Fig. 5b, we observe that the representations from the earlier layers of ViT are beneficial for neural encoding results, aligning with the biological characteristics of the retina." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Ablation study To investigate the contribution of each model module to prediction performance, we progressively removed or replaced different modules and observed changes in CC. We found that the Spikes Alignment module played a more significant role compared to the Video Extractor, and the Vi-ST loss had a non-negligible impact on achieving more generalized neural encoding as well. Additionally, in conjunction with the results in Fig. 6a, we observed that removing the ViT prior had a significant impact on the model, and excessively deep ViT features did not bring about more gains. Therefore, selecting an ap-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Aligning Neuronal Coding with Foundation Vision Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.143, + 0.493, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.346, + 0.273, + 0.365, + 0.285 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.51, + 0.145, + 0.787, + 0.271 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.639, + 0.273, + 0.66, + 0.285 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.296, + 0.789, + 0.368 + ], + "angle": 0, + "content": "Fig. 5: Loss Function Comparison and DINOv2 Prior Comparison with CC (left y-axis) and SD-KL (right y-axis, representing by red triangles) (a) The comparison of Vi-ST loss and RMSE loss, where \\( Mov1 \\) represents training on \\( Mov1 \\) and testing on \\( Mov2 \\), and vice versa. (b) The comparison of different DINOv2 priors, where the layer number of DINOv2 are represented as \\( L - n \\), e.g. \\( L - 1 \\) represents the first layer." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.38, + 0.495, + 0.549 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.346, + 0.551, + 0.365, + 0.563 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.51, + 0.386, + 0.787, + 0.55 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.638, + 0.551, + 0.659, + 0.563 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.574, + 0.788, + 0.618 + ], + "angle": 0, + "content": "Fig. 6: Ablation Study and Complementary Coding. (a) The ablation study of Vi-ST model by removing or replacing different modules. (b) Comparison of the benefits of complementary coding as the number of encoded neurons increases." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.647, + 0.788, + 0.678 + ], + "angle": 0, + "content": "propriate spatial feature prior for RGC visual encoding tasks requires careful consideration." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.703, + 0.788, + 0.764 + ], + "angle": 0, + "content": "Comparison of benefits of complementary coding The prediction results for neural encoding tasks often do not involve a fixed number of neurons [8,42]. Therefore, we ask: Is it optimal to construct an end-to-end model capable of simultaneously predicting all neural responses?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Ding et al. [12] explored the benefits of complementary encoding for neural encoding by constructing a high-dimensional representation manifold of responses of the RGC population. This suggests that collaboration between neurons can compensate for the problem of insufficient expression when the firing rate saturates. We conducted experiments to validate this conclusion. We sorted" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.127 + ], + "angle": 0, + "content": "R. Wu et al." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.238 + ], + "angle": 0, + "content": "the results predicted by Vi-ST and selected the top eight RGCs based on their CC. We then limited the number of RGCs predicted by Vi-ST to 90, 64, 32, 16, 8, and 1, respectively. In Fig. 6b, we observe that the CC stabilizes as the number of encoded neurons increases. This implies that, similar to biological RGC responses, a redundant encoding space allows Vi-ST to better match real response outcomes." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.263, + 0.359, + 0.279 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.296, + 0.787, + 0.431 + ], + "angle": 0, + "content": "In this work, we proposed the Vi-ST model to align dynamic visual stimuli of the natural scene with RGC responses. The experiments demonstrate that the Vi-ST model can learn certain encoding mechanisms akin to biological visual neural coding. Through ablation experiments, we identified that the primary capabilities of the Vi-ST model stem from the Spike Alignment module and the inclusion of the ViT prior. By contrasting the benefits of complementary coding, we believe that the model has potential applications in a wider range of neural encoding tasks. Additionally, we are exploring new metrics to examine the model performance in representing target temporal dynamics." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.433, + 0.787, + 0.567 + ], + "angle": 0, + "content": "This study presents certain limitations that need further investigation. Firstly, the SD-KL metric exhibits sensitivity to noise and demonstrates limited expressive power. Additionally, the robustness of Vi-ST needs to be confirmed through the acquisition of more extensive datasets, including a greater number of recorded cells and a variety of video types. Future research will aim to refine and overcome these challenges by leveraging recent advancements in experimental techniques. Furthermore, we plan to extend our approach to the study of visual coding using neurons from other parts of visual systems, such as the visual cortex." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.593, + 0.402, + 0.61 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.626, + 0.785, + 0.656 + ], + "angle": 0, + "content": "We thank Shanshan Jia, Zhile Yang, Zerui Yang and Jing Peng for the highly valuable discussions." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.682, + 0.324, + 0.698 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.714, + 0.787, + 0.784 + ], + "angle": 0, + "content": "1. Amir, S., Gandelsman, Y., Bagon, S., Dekel, T.: On the Effectiveness of ViT Features as Local Semantic Descriptors. In: Karlinsky, L., Michaeli, T., Nishino, K. (eds.) Computer Vision - ECCV 2022 Workshops. pp. 39-55. 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Liu1,2 + +1 University of Leeds ml20r2w@leeds.ac.uk + +$^{2}$ University of Birmingham {z.yin.3, j.liu.22}@bham.ac.uk + +$^{3}$ Lancaster University f.zhou3@lancaster.ac.uk + +Abstract. Our brains represent the ever-changing environment with neurons in a highly dynamic fashion. The temporal features of visual pixels in dynamic natural scenes are entrapped in the neuronal responses of the retina. It is crucial to establish the intrinsic temporal relationship between visual pixels and neuronal responses. Recent foundation vision models have paved an advanced way of understanding image pixels. Yet, neuronal coding in the brain largely lacks a deep understanding of its alignment with pixels. Most previous studies employ static images or artificial videos derived from static images for emulating more real and complicated stimuli. Despite these simple scenarios effectively help to separate key factors influencing visual coding, complex temporal relationships receive no consideration. To decompose the temporal features of visual coding in natural scenes, here we propose Vi-ST, a spatiotemporal convolutional neural network fed with a self-supervised Vision Transformer (ViT) prior, aimed at unraveling the temporal-based encoding patterns of retinal neuronal populations. The model demonstrates robust predictive performance in generalization tests. Furthermore, through detailed ablation experiments, we demonstrate the significance of each temporal module. Furthermore, we introduce a visual coding evaluation metric designed to integrate temporal considerations and compare the impact of different numbers of neuronal populations on complementary coding. In conclusion, our proposed Vi-ST demonstrates a novel modeling framework for neuronal coding of dynamic visual scenes in the brain, effectively aligning our brain representation of video with neuronal activity. The code is available at github.com/wurining/Vi-ST. + +Keywords: Neural Coding $\cdot$ Visual Coding $\cdot$ Video $\cdot$ Vision + +# 1 Introduction + +The neuronal coding of our neural system to visual stimuli constitutes a pivotal research area in computational neuroscience. When discussing the visual system, it typically involves components such as the retina, Lateral Geniculate Nucleus, Primary Visual Cortex, and more advanced visual cortices. The retina, in particular, comprises photoreceptors, horizontal cells, bipolar cells, amacrine cells, and ganglion cells. Retina ganglion cells serve as the output terminals of the + +![](images/26fd44c39800dfccbf76d11d8dad5aebe54378c04036106f0f95ae9a3d750906.jpg) +Fig. 1: The architecture of our proposed Vi-ST model. The model comprises two primary components: a Video Feature Extractor based on the ViT prior, and a Spikes Alignment module. The original video is treated as a stack of frames, and spatial features are independently computed for each frame using pre-trained ViT. These features are packaged into a spatiotemporal cube of length $t$ , which is subsequently processed by a Causal 3D Temporal Convolutional Network (C3TCN) to model spatiotemporal dynamics. The Receptive Field information of RGCs is utilized as a conditioning factor, fused with the spatiotemporal features through the 3D AdaLN Zero module, and subsequently fed into a series of Causal Multiscale Spatiotemporal (CMST) blocks. These CMST modules are employed for modeling the neuronal activity of a specific number of RGC neurons, ultimately yielding final spike predictions through a linear mapping. + +retina, generating a series of neural response signals, namely spikes. The retina, as the initial component of the entire visual system, plays a crucial role in the conversion of light signals into bioelectric signals, representing a focal point of interest in neuronal coding of visual information in terms of pixels. + +In experimental neuroscience, specific stimuli such as flashes, Gaussian noise, and enhanced static images are commonly used for controlled experiments to establish correlations between visual features and stimuli [18]. However, real natural scenes are highly complex and dynamic, posing a significant challenge in accurately establishing the link between neural responses and scene changes [23, 27, 28]. Recent advances, exemplified by recursive convolutional neural networks (RCNN) [50], effectively elucidate the functioning of the recurrent circuitry in the biological retina. This suggests that visual stimuli in natural scenes can be decomposed into spatial and temporal domains, with temporal information being an indispensable component for understanding visual encoding. Nevertheless, + +efficiently modeling temporal or spatiotemporal information still requires further exploration. + +Recently, in the field of deep learning, modeling methods based on temporal information have provided new insights for visual encoding [5, 16, 21, 24, 36, 43]. When employing deep learning methods to address classic image or video tasks, it typically involves selecting local or global pixels and computing their correlations, ultimately mapping them to corresponding label domains. However, neuronal visual encoding tasks, in comparison, require the incorporation of more biologically plausible priors. This involves studying how neurons in the visual system respond to different visual features, patterns, and information, such as encoding for orientation, contrast, temporal characteristics, and the interaction between different neurons. + +Furthermore, it is observed that neural responses often manifest as a series of highly dynamic and sparse irregular time sequences that require the spatiotemporal capabilities of deep learning models, together with video analysis [11]. Therefore, the interesting and challenging question arises of how to effectively transfer powerful deep learning models to the task of neural visual encoding. In particular, previous work demonstrated that a properly designed model, such as RCNN [50], is capable of learning the relatively simple and self-consistent video and their triggered neuronal response, e.g., training and testing data are taken from the same video where pixel context is conserved. However, these well-trained models cannot be transferred to other videos where the pixel complexities are quite different, not only for neurons in the retina but also for the visual cortex [37]. + +To address these challenges, our work here introduces a spatiotemporal convolutional neural network (CNN) model [32] based on the Vision Transformer (ViT) prior [13], termed Vi-ST. The ViT prior is derived from DINOv2 [33], which employs a self-supervised approach for pretaining on a huge dataset containing 1.2B unique images, yielding a set of adversarial feature representations with strong generality and generalization capabilities. Subsequently, we integrate the feature space of visual stimuli using a causal Temporal Convolutional Network (TCN) with 3D convolutional kernels. We incorporate receptive field information from retinal ganglion cells (RGCs) as auxiliary conditions. These, along with video features, are fed into a series of spatiotemporal convolutional modules aligning the voxel space of video spatiotemporal information with the neural response space of RGCs. In particular, we conducted ablation experiments, progressively removing specific modules from the baseline model to observe the correlation metrics of the predicted results. This demonstrates the effectiveness of the spatiotemporal modules. + +Additionally, we find that employing a larger visual encoding space yields better performance in representing biological visual encoding. This is likely due to complementary encoding, where a too-small encoding space cannot capture highly dynamic and complex spikes effectively [12]. + +Moreover, we introduce an indicator that considers the duration of neural responses to evaluate prediction performance. Specifically, we used kernel density + +estimation to fit density functions for the duration of spikes in two observation sequences. By comparing the similarity of these density functions, we assess the performance of the predicted results. In summary, our contributions can be summarized as follows: + +- Introducing Vi-ST, a spatiotemporal convolutional network with a pre-trained Vision Transformer (ViT) as a prior, designed for accurately establishing the mapping between complex dynamic natural scenes and retinal visual encoding. +- Analyzing the impact of complementary encoding on effectively representing neural responses by comparing predictions in different sizes of response spaces. +- Introducing an indicator that considers the duration of neuronal responses, providing a novel perspective for the analysis and observation of predicted neural encoding. + +# 2 Related Work + +In this section, we review the related work on retinal recurrent connection mechanisms, image and video-based methods, and 3D CNN-based temporal modeling. + +# 2.1 Retinal Recurrent Connection Mechanism + +The retina, being the starting point of the visual system, serves as an ideal model for the study of neural encoding and responses [46, 50]. Located at the back of the eye, the retina consists of three layers of cells. Photoreceptor cells, including cones and rods, are responsible for brightness perception, respectively. Horizontal cells act as intermediary neurons connecting photoreceptor cells and bipolar cells, facilitating lateral inhibition to regulate information transfer between photoreceptors and bipolar cells, typically enhancing the retina's sensitivity to contrast and edges [15, 44]. Bipolar cells receive information from photoreceptor cells and transmit it to ganglion cells, regulating slight variations in light intensity and color. Amacrine cells are inhibitory interneurons that carry out inhibitory synapses, form complex visual processing, and have widespread gap junctions. Gap junctions between cells create electrical coupling, which strengthens synchronization between cells and regulates the activity of retinal cells [35]. Ganglion cells are the final layer of neurons in the retina, transmitting processed signals to the optic nerve. Due to the lateral connections provided by gap junctions and amacrine cells, which serve as a mechanism akin to recurrent connectivity in the retina, this structure has been shown to model temporal information in visual stimuli more effectively than conventional CNNs [50]. + +# 2.2 Image and Video Models + +Self-supervised Foundational Vision Model With the advent of the Vision Transformer (ViT) model, many works have introduced the Transformer + +model into the image domain. The multi-head self-attention mechanism is a core component of the Transformer model [39], which allows long-range context modeling and has been shown to be effective in capturing spatial information in images [14]. DINOv2 is a foundational visual model trained using a discriminative self-supervised method, capable of obtaining robust frozen features without the need for fine-tuning [33]. DINOv2 builds upon the foundation of DINO [4] and employs more complex and carefully crafted data augmentation strategies compared to its predecessor. DINOv2 has been proven to be a powerful universal visual feature extractor in various visual tasks, including medical image segmentation [2], video segmentation [47], pose estimation [6], 3D scene instance tracking [49], dense point tracking [22], and etc. + +3D CNN-based temporal modeling CNNs are specifically designed for image processing and computer vision tasks [3, 25]. The convolutional layers in CNNs, typically with 2 dimensional (2D) CNNs for vision tasks, can be regarded as filters with shared parameters at different locations, a concept common in biological visual systems [3]. To incorporate temporal information into CNNs, 3D CNNs have been naturally extended from 2D CNNs, and have been widely used in video processing tasks [5, 21, 36]. The Inflated 3D ConvNet (I3D), a widely used 3D CNN model, has demonstrated excellent performance in various video action recognition tasks and is widely utilized as a backbone for visual tasks involving temporal information, achieving impressive results [16, 24, 43]. In particular, the Multi-Scale Temporal Convolutional Network (MSTCN) for video action recognition [16], which employs I3D as a backbone and utilizes dilated CNN modules to capture temporal information on different temporal scales. The Inception module of the I3D model effectively improves the performance of image tasks by integrating features from multiple branches at different scales. We continue to adopt the design philosophy of the Inception module to study the temporal relationship embedded in the neuronal coding of videos. + +# 3 Methodology + +In this section, we will provide a detailed explanation of the Vi-ST architecture and introduce the Vi-ST loss function. We divide the model into two parts: the Video Features Extractor and the Spikes Alignment module, as Fig. 1. In the feature extraction stage, we utilize the powerful foundation visual model, namely DINOv2, to be a prior for spatial information of image pixels. + +# 3.1 Video Features Extractor + +As Fig. 2a demonstrates, the video features extractor consists of multiple layers of C3TCN and 2 linear mapping layers. Where, the $D$ is the size of dilation, $K$ is the size of kernel, $I$ is the number of input channels, $O$ is the number of output channels, and $G$ is the number of filters' groups. The C3TCN is padding $2^{i + 1}$ zeros for the $i$ -th layer's input, along the time axis, and sets the dilation size to $2^i$ . + +![](images/025d5a058db3ecf65e38df7329cecfea523a3db83cf418f37b1dd0f39408e740.jpg) +(a) + +![](images/2a59765ca0872e942deaa2ac3bd593454c819ecded574167ea20394315e0a0f5.jpg) +(b) +Fig. 2: Vi-ST Submodules. (a) The detailed architecture of the video features extractor. (b) The Causal Multiscale Spatiotemporal module (CMST) in the spikes alignment module. + +Meanwhile, the depth-wise separable convolution is used to reduce the number of parameters and mitigate overfitting. Ultimately, each layer is embedded with a residual connection. + +Specifically, the Video Features Extractor is divided into two steps. Initially, the image stack $X \in \mathbb{R}^{T \times H \times W \times C}$ is fed into the frozen DINOv2 model. DINOv2 transforms and "patchfys" each image into a sequence of patches $\epsilon \in \mathbb{R}^{T \times g \times g \times C}$ . Subsequently, a reverse mapping is applied to $\epsilon$ , restoring them to their original positions, resulting in $\epsilon \in \mathbb{R}^{T \times g \times g \times C}$ . Since DINOv2 inherits the original ViT hierarchical structure [14], which contains different semantics within different layers, we choose outputs of layer 0 to layer n as priors, where layer 0 represents patchify the image only. + +In the second step, the prior is fed into the C3TCN to further model the spatiotemporal information of the video frames. C3TCN will map priors to $\epsilon \in \mathbb{R}^{T \times g \times g \times C'}$ , where $C'$ is the number of RGCs. C3TCN extends the Residual 1D Dilated Convolution module of MSTCN by directly replacing the 1D CNN with Causal 3D CNN, maintaining MSTCN's approach of increasing receptive fields with layers. Here, C3TCN performs dilated convolution calculations only along the time dimension, while still keeping the spatial convolutional kernels size in $3 \times 3$ . Specifically, different time spans of receptive fields are set to capture diverse spatiotemporal features. Additionally, Batch Normalization [19] is added after C3TCN to prevent gradient explosions. This enhancement enables C3TCN to effectively and robustly capture spatiotemporal information in video data and provide comprehensive feature representations for subsequent modules. + +# 3.2 Spikes Alignment + +As Fig. 2b shows, the spikes alignment module mainly consists of the CMST, where the $D$ is the size of dilation, $K_{t}$ is the size of kernel along the time axis, + +$K_{s}$ is the size of kernel along the spatial axis, $I$ is the number of input channels, $O$ is the number of output channels, and $G$ is the number of filter groups. + +For each CMST modules, different time scales are used to capture the multiscale temporal features, and the features are added together, then fed into a mapping layer. Specifically, when the time scale is 1, the time kernel size is set to 1, and the spatial kernel size is kept to 3, then the vanilla causal 3D convolution is utilized. When the time scale is greater than 1, a causal separable 3D convolution with time kernel size $N$ and spatial kernel size 3 is used. + +In the Spike Alignment module, we aimed to incorporate the RGC receptive field information to better align video pixel spaces and RGC spike spaces. Here, the receptive field, $RF \in \mathbb{R}^{W \times H}$ , is downsampled along the spatial axis to match the size of $\epsilon \in \mathbb{R}^{T \times g \times g \times C'}$ , and is used as a conditional factor for fusion with $\epsilon$ through the AdaLN Zero module [34]. As a result, we obtain the fused feature $F \in \mathbb{R}^{t \times g \times g \times C'}$ . Since $\epsilon$ contains both temporal and spatial dimensions, we naturally extended AdaLN Zero to 3D AdaLN Zero. + +Next, we feed the fused feature into the CMST block. CMST adds features from multiple temporal scale branches and maps them through a $1 \times 1 \times 1$ 3D CNN layer. Then, CMST utilizes residual connections to retain information from the previous block. To compress the spatial size of latent variables, we apply an average pooling operator on the previous layer's information, then add it to the outcome of multiscale branch. We set 4 CMST blocks in total, and the convolution kernel sizes of different time scales are shown in Tab. 1. + +Table 1: Kernel Sizes of CMST Blocks. The CMST blocks employ varying kernel sizes along the temporal axis, while keeping the spatial kernel size fixed at 3. + +
CMST LevelTemporalSpatio
11, 253
21, 13, 213
31, 7, 93
41, 3, 53
+ +These kernel sizes are chosen by considering the duration of the neural responses. We calculated the density function of entire neural responses' duration and identified several high-frequency durations, which we use as feature-sensitive spans, used for the kernel sizes of CMST blocks. Here, durations refer to the durations of firing rates ranging from 0 to maximum and then back to 0. We estimated their distribution using kernel density estimation. We manually identified several peaks, as shown in Fig. 3, where RGC durations are different in two different video stimuli. + +Finally, the latent variables are flattened and passed through a linear layer to obtain the prediction results for RGCs. In this study, we set the number of RGCs to 90, which is predicted simultaneously as a population coding scheme. + +![](images/523b374085d0065322adf2d9e25cf769fc02604d07ad20ae6643585512a355cd.jpg) +Fig. 3: RGC durations. The grey line represents the high-frequency durations of RGCs, where we manually identified several peaks. For entirely including a complete duration, we choose a truncation position slightly lagging behind the peak. + +# 3.3 Loss Function + +Initially, we employed Root Mean Square Error (RMSE) as the loss function, at Eq. (1). However, experimental results indicated that using RMSE as the target did not adequately consider temporal dynamics, resulting in lower generalization capabilities of the model. + +$$ +\mathcal {L} _ {\mathrm {R M S E}} = \sqrt {\frac {1}{n} \sum_ {i = 1} ^ {n} \left(y _ {i} - \hat {y} _ {i}\right) ^ {2}} \tag {1} +$$ + +Therefore, we introduced a Soft Dynamic Time Warping (SoftDTW) loss function [9]. The SoftDTW, unlike Euclidean losses such as RMSE, considers potential time shifts or variations of length of durations. It is notable that using SoftDTW for predicting longer time windows may lead to distortion and difficulty in representing local abrupt changes. Thus, we group the time sequences into shorter subsequences in the rolling window way and then compute as Eq. (2): + +$$ +\mathcal {L} _ {\mathrm {S o f t D T W}} ^ {n} = \frac {1}{L - n} \sum_ {i = 1} ^ {L - n} \operatorname {S o f t D T W} \left(y _ {i}, \hat {y} _ {i}\right), i \in \{1, 2, \dots , L - n \} \tag {2} +$$ + +Here, $n$ demonstrates the length of the subsequence, which is set to 6 or 12, and $L$ is the length of the time sequence. Meanwhile, to reduce the model's predictions of meaningless negative responses, we add a negative ReLU function as a penalty term to the loss function, as shown in Eq. (3). + +$$ +\mathcal {L} _ {- \mathrm {R e L U}} = \frac {1}{n} \sum_ {i = 1} ^ {n} \max (0, - \hat {y} _ {i}) \tag {3} +$$ + +Then, the entire loss function is represented as shown in Eq. (4), named Vi-ST loss in our model. + +$$ +\mathcal {L} _ {\mathrm {V i - S T}} = \alpha \mathcal {L} _ {\mathrm {R M S E}} + \beta \mathcal {L} _ {- \mathrm {R e L U}} + \gamma \mathcal {L} _ {\mathrm {S o f t D T W}} ^ {6} + \gamma \mathcal {L} _ {\mathrm {S o f t D T W}} ^ {1 2} \tag {4} +$$ + +Here, $\alpha$ , $\beta$ , and $\gamma$ are hyperparameters, and we set them at 0.1, 0.5, and $5 \times 10^{-6}$ , respectively. + +# 4 Experiments + +# 4.1 Dataset + +RGCs Responses This work focuses on studying the retina encoding mechanism by recording RGC spikes in response to visual stimuli. The dataset used was organized by [31], and has been used in various studies on retinal coding [26,30,40,45,48,50]. A total of 90 well-responding RGCs were used for training and testing. In summary, the experimental setup involves isolating the retina from salamanders, inverting the ganglion cell layer downward onto a multielectrode array, stimulating the photoreceptor layer of the retina using an OLED display, and recording the responses of RGCs. For each cell, receptive fields were determined by computing the spike-triggered average using stimulus images of spatiotemporal white noise [7]. Singular value decomposition was used to separate the spike-triggered average into a spatial and temporal component [17]. Finally, a two-dimensional Gaussian function was fitted to the spatial receptive field component to determine the center, size, and shape of the receptive field. Receptive fields were normalized to unit Euclidean norm. The details of the experimental procedures and data analysis are standard operations for retinal coding studies [27,28,31]. + +To align frame rates, neuronal spikes were grouped into spike counts at intervals of $33\mathrm{ms}$ , resulting in a dataset with $30\mathrm{Hz}$ response for each trial, in line with the sampling rate of $30\mathrm{Hz}$ used by video stimuli. In other words, spike counts within each $33\mathrm{ms}$ interval are recorded as the response data for that time period. To reduce noise during the recording process, several trials were conducted for the same stimulus, and response data was averaged over the trials to obtain the neuronal firing rate for each cell and each video. + +Natural Scene Stimuli The natural scene stimuli used in this study consist of two video clips with rich natural scenes as shown in [31], named Mov1 and Mov2. Mov1 features minimal changes between video frames and mainly captures salamanders swimming in water, while Mov2 exhibits more significant changes between video frames and mainly documents tigers and deers in outdoor activities. Both video clips have a resolution of $360 \times 360$ pixels with a frame rate of 30 fps, with Mov1 being 60 seconds long (1800 frames) and Mov2 being 53.3 seconds long (1600 frames). The original video clips were in RGB color with three channels. To reduce the impact of color information on visual stimuli, video clips were converted to grayscale image stacks with brightness values ranging from 0 to 255. Details of video information can be found in [31]. These two videos show different levels of scene complexity in both spatial and temporal domains, which presents a challenge for the building and testing of encoding models [50]. + +# 4.2 Metrics + +In the task of neural encoding, the Pearson correlation coefficient (CC) is commonly used to assess the reliability of predicting neural signals [38,41,50], and + +it is not specifically stated that the mean value of CC is used as the metric. While CC considers the macro trends of the entire sequence, it lacks the detailed consideration of temporal information or dynamics over time. In line with the departure point of the Vi-ST loss, we attempt to introduce the factor of spike duration to observe the neuronal encoding performance of the model. + +This metric initially selects the lengths of corresponding subsequences in the response sequence, representing the duration of a complete neural response (from non-spike to non-spike). In addition, the lengths are used to estimate a continuous density function using Gaussian kernel density estimation. Sampling is then performed in the linear space formed by the upper and lower bounds of the set of lengths of target and predicted subsequences. Finally, the Kullback-Leibler (KL) divergence from the predicted distribution to the target distribution is computed, clipped between 0 and 1000. We refer to this metric as SD-KL. The detailed algorithm process is provided in the Supplementary Materials. + +# 4.3 Implementation Details + +Pre-trained ViT Oquab et al. [33] contributed to the open-source DINOv2 model. Additionally, Darcet et al. [10] proposed Registers Token, enhancing the robustness of DINOv2. Considering computational costs, we chose the ViT-L/14 with registers, obtained through ViT-g/14 distillation as the ViT Prior. After feeding images into DINOv2, the preprocessing produces feature maps of size $16 \times 16$ , a process referred to as patchfy. Each patch corresponds to a $14 \times 14$ region after scaling down from the original image [33]. + +RGC Receptive Field The RF, with an initial size of $90 \times 90$ , is downsampled to $16 \times 16$ to match the feature map size of DINOv2. Initially, we directly added the RF on feature latent variables from the previous module. However, experimental results show that the 3D AdaLN Zero module offers better robustness. + +Training To maximize the generalization ability of the model, we trained and tested the model using data from different videos, such as training on Mov1 and validating on Mov2, marked as $Mov1 \rightarrow Mov2$ , and vice versa. Due to computational constraints, we apply the rolling window to crop 128-frame clips as training samples. Each epoch involved arbitrarily selecting 768 samples for the training set with a batch size of 16. The validation set uses the entire video as a sample. + +For optimization, we choose AdamW [29] with a weight decay of 0.1. We trained for 30 epochs, applying linear learning rate warm-up to $8 \times 10^{-4}$ for the first 5 epochs, then gradually decaying to $1 \times 10^{-4}$ using a half-cycle cosine schedule. At the last 10 epochs, Stochastic Weight Averaging [20] was applied to mitigate model overfitting. + +Table 2: Comparison with Previous Works. Comparison of the mean CC of ViST with other models on the same dataset. $Mov1 \rightarrow Mov1$ and $Mov2 \rightarrow Mov2$ represent training and testing on the same video, while $Mov1 \rightarrow Mov2$ and $Mov2 \rightarrow Mov1$ represent training and testing on different videos. Notably, CRNN selects 80 RGCs, while we use 90 RGCs, and we introduced regularization methods for avoiding over-fitting. These may introduce some errors. Using RGC data to predict across-movie data is quite different from within-movie tasks, and the within-movie metrics are only for reference. Our focus in this study is to obtain better generalization ability across different videos with the same model. + +
ModelMov1→Mov1Mov2→Mov2
CRNN [50]0.8570.718
I3D+MSTCN0.8460.668
DINOv2+MSTCN0.8490.672
Vi-ST0.7890.570
ModelMov1→Mov2Mov2→Mov1
I3D+MSTCN0.1080.074
DINOv2+MSTCN0.1010.100
Vi-ST0.3340.281
+ +# 4.4 Results + +Comparison with Previous Works Previous works mainly focus on training and testing the data from the same video [26, 30, 40, 50]. Typical CC metrics on these two videos are shown in Tab. 2. However, our focus places a significant emphasis on spatiotemporal modeling tailored for neural encoding tasks across different videos. To ensure a fair comparison of model performance, we constructed two control models. The first employs an I3D feature extractor as a backbone and MSTCN as the downstream model, denoted as $I3D + MSTCN$ ; The second model utilizes DINOv2 as the prior and MSTCN as the downstream model, labeled as $DINOv2 + MSTCN$ . Performance in training and testing using the same videos shows relatively good CCs; however, a significant improvement in transfer prediction between videos can only be observed with Vi-ST, and other models lack the generalization ability as shown in Tab. 2. Looking into the details of single neuron performance, we found that Vi-ST demonstrates a better ability to predict spare neuronal responses, as shown in Fig. 4. + +Comparison of Loss Functions We compared the model performance with RMSE loss and Vi-ST loss. In Fig. 5a, we observe that the Vi-ST loss outperforms RMSE in all experiments. This indicates that considering temporal variations in the loss function is crucial for neural encoding tasks. + +Comparison of ViT Prior Amir et al. [1] points out that the hierarchical structure of ViT provides different representations, where the earlier layers + +![](images/1061b42d83c8536828f4c1c554f72e25a26cfd147a4258b32f7de7255d300716.jpg) +Fig. 4: RGC Prediction Results. We visualized two example cells showing representative prediction results. By comparing the response results of different models, we can intuitively understand the relationship between the metric and the actual response. More examples can be found in the Supplementary Materials. + +contain lower semantic information but better present positional information. Therefore, we use inputs from different layers of DINOv2 as priors, specifically, the 1st, 7th, 13th, 19th, and the last layer, along with using only the patchfy representations as a prior, to test the performance of Vi-ST. In Fig. 5b, we observe that the representations from the earlier layers of ViT are beneficial for neural encoding results, aligning with the biological characteristics of the retina. + +Ablation study To investigate the contribution of each model module to prediction performance, we progressively removed or replaced different modules and observed changes in CC. We found that the Spikes Alignment module played a more significant role compared to the Video Extractor, and the Vi-ST loss had a non-negligible impact on achieving more generalized neural encoding as well. Additionally, in conjunction with the results in Fig. 6a, we observed that removing the ViT prior had a significant impact on the model, and excessively deep ViT features did not bring about more gains. Therefore, selecting an ap- + +![](images/116849d6ff638152ba86796c4bbc6913bf97e413c5d56c359557d1116e620d3f.jpg) +(a) + +![](images/d74c77b430afeb4eb78c92c1de60260922ec0baaff682a30e1f5f8f3a786c4cb.jpg) +(b) + +![](images/06c811b77dffa0de62d6e457eceb66380d077a511b75333a45713a4ce76ad75f.jpg) +Fig. 5: Loss Function Comparison and DINOv2 Prior Comparison with CC (left y-axis) and SD-KL (right y-axis, representing by red triangles) (a) The comparison of Vi-ST loss and RMSE loss, where $Mov1$ represents training on $Mov1$ and testing on $Mov2$ , and vice versa. (b) The comparison of different DINOv2 priors, where the layer number of DINOv2 are represented as $L - n$ , e.g. $L - 1$ represents the first layer. +(a) + +![](images/ccef9b66c1d5918196e4c9cc4f73dd91f5e8462dce2c431bd2848fb42050723a.jpg) +(b) +Fig. 6: Ablation Study and Complementary Coding. (a) The ablation study of Vi-ST model by removing or replacing different modules. (b) Comparison of the benefits of complementary coding as the number of encoded neurons increases. + +propriate spatial feature prior for RGC visual encoding tasks requires careful consideration. + +Comparison of benefits of complementary coding The prediction results for neural encoding tasks often do not involve a fixed number of neurons [8,42]. Therefore, we ask: Is it optimal to construct an end-to-end model capable of simultaneously predicting all neural responses? + +Ding et al. [12] explored the benefits of complementary encoding for neural encoding by constructing a high-dimensional representation manifold of responses of the RGC population. This suggests that collaboration between neurons can compensate for the problem of insufficient expression when the firing rate saturates. We conducted experiments to validate this conclusion. We sorted + +the results predicted by Vi-ST and selected the top eight RGCs based on their CC. We then limited the number of RGCs predicted by Vi-ST to 90, 64, 32, 16, 8, and 1, respectively. In Fig. 6b, we observe that the CC stabilizes as the number of encoded neurons increases. This implies that, similar to biological RGC responses, a redundant encoding space allows Vi-ST to better match real response outcomes. + +# 5 Conclusion + +In this work, we proposed the Vi-ST model to align dynamic visual stimuli of the natural scene with RGC responses. The experiments demonstrate that the Vi-ST model can learn certain encoding mechanisms akin to biological visual neural coding. Through ablation experiments, we identified that the primary capabilities of the Vi-ST model stem from the Spike Alignment module and the inclusion of the ViT prior. By contrasting the benefits of complementary coding, we believe that the model has potential applications in a wider range of neural encoding tasks. Additionally, we are exploring new metrics to examine the model performance in representing target temporal dynamics. + +This study presents certain limitations that need further investigation. Firstly, the SD-KL metric exhibits sensitivity to noise and demonstrates limited expressive power. Additionally, the robustness of Vi-ST needs to be confirmed through the acquisition of more extensive datasets, including a greater number of recorded cells and a variety of video types. 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Our brains represent the ever-changing environment with neurons in a highly dynamic fashion. The temporal features of visual pixels in dynamic natural scenes are entrapped in the neuronal responses of the retina. It is crucial to establish the intrinsic temporal relationship between visual pixels and neuronal responses. Recent foundation vision models have paved an advanced way of understanding image pixels. Yet, neuronal coding in the brain largely lacks a deep understanding of its alignment with pixels. Most previous studies employ static images or artificial videos derived from static images for emulating more real and complicated stimuli. Despite these simple scenarios effectively help to separate key factors influencing visual coding, complex temporal relationships receive no consideration. To decompose the temporal features of visual coding in natural scenes, here we propose Vi-ST, a spatiotemporal convolutional neural network fed with a self-supervised Vision Transformer (ViT) prior, aimed at unraveling the temporal-based encoding patterns of retinal neuronal populations. The model demonstrates robust predictive performance in generalization tests. Furthermore, through detailed ablation experiments, we demonstrate the significance of each temporal module. Furthermore, we introduce a visual coding evaluation metric designed to integrate temporal considerations and compare the impact of different numbers of neuronal populations on complementary coding. In conclusion, our proposed Vi-ST demonstrates a novel modeling framework for neuronal coding of dynamic visual scenes in the brain, effectively aligning our brain representation of video with neuronal activity. 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When discussing the visual system, it typically involves components such as the retina, Lateral Geniculate Nucleus, Primary Visual Cortex, and more advanced visual cortices. The retina, in particular, comprises photoreceptors, horizontal cells, bipolar cells, amacrine cells, and ganglion cells. Retina ganglion cells serve as the output terminals of the" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 481, + 332 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 332 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 332 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 332 + ], + "type": "image", + "image_path": "26fd44c39800dfccbf76d11d8dad5aebe54378c04036106f0f95ae9a3d750906.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 341, + 482, + 473 + ], + "lines": [ + { + "bbox": [ + 130, + 341, + 482, + 473 + ], + "spans": [ + { + "bbox": [ + 130, + 341, + 482, + 473 + ], + "type": "text", + "content": "Fig. 1: The architecture of our proposed Vi-ST model. The model comprises two primary components: a Video Feature Extractor based on the ViT prior, and a Spikes Alignment module. The original video is treated as a stack of frames, and spatial features are independently computed for each frame using pre-trained ViT. These features are packaged into a spatiotemporal cube of length " + }, + { + "bbox": [ + 130, + 341, + 482, + 473 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 341, + 482, + 473 + ], + "type": "text", + "content": ", which is subsequently processed by a Causal 3D Temporal Convolutional Network (C3TCN) to model spatiotemporal dynamics. The Receptive Field information of RGCs is utilized as a conditioning factor, fused with the spatiotemporal features through the 3D AdaLN Zero module, and subsequently fed into a series of Causal Multiscale Spatiotemporal (CMST) blocks. These CMST modules are employed for modeling the neuronal activity of a specific number of RGC neurons, ultimately yielding final spike predictions through a linear mapping." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 498, + 481, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 481, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 481, + 545 + ], + "type": "text", + "content": "retina, generating a series of neural response signals, namely spikes. The retina, as the initial component of the entire visual system, plays a crucial role in the conversion of light signals into bioelectric signals, representing a focal point of interest in neuronal coding of visual information in terms of pixels." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "In experimental neuroscience, specific stimuli such as flashes, Gaussian noise, and enhanced static images are commonly used for controlled experiments to establish correlations between visual features and stimuli [18]. However, real natural scenes are highly complex and dynamic, posing a significant challenge in accurately establishing the link between neural responses and scene changes [23, 27, 28]. Recent advances, exemplified by recursive convolutional neural networks (RCNN) [50], effectively elucidate the functioning of the recurrent circuitry in the biological retina. This suggests that visual stimuli in natural scenes can be decomposed into spatial and temporal domains, with temporal information being an indispensable component for understanding visual encoding. Nevertheless," + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "R. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "efficiently modeling temporal or spatiotemporal information still requires further exploration." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 142, + 481, + 261 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 142, + 481, + 261 + ], + "spans": [ + { + "bbox": [ + 130, + 142, + 481, + 261 + ], + "type": "text", + "content": "Recently, in the field of deep learning, modeling methods based on temporal information have provided new insights for visual encoding [5, 16, 21, 24, 36, 43]. When employing deep learning methods to address classic image or video tasks, it typically involves selecting local or global pixels and computing their correlations, ultimately mapping them to corresponding label domains. However, neuronal visual encoding tasks, in comparison, require the incorporation of more biologically plausible priors. This involves studying how neurons in the visual system respond to different visual features, patterns, and information, such as encoding for orientation, contrast, temporal characteristics, and the interaction between different neurons." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 264, + 482, + 408 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 264, + 482, + 408 + ], + "spans": [ + { + "bbox": [ + 130, + 264, + 482, + 408 + ], + "type": "text", + "content": "Furthermore, it is observed that neural responses often manifest as a series of highly dynamic and sparse irregular time sequences that require the spatiotemporal capabilities of deep learning models, together with video analysis [11]. Therefore, the interesting and challenging question arises of how to effectively transfer powerful deep learning models to the task of neural visual encoding. In particular, previous work demonstrated that a properly designed model, such as RCNN [50], is capable of learning the relatively simple and self-consistent video and their triggered neuronal response, e.g., training and testing data are taken from the same video where pixel context is conserved. However, these well-trained models cannot be transferred to other videos where the pixel complexities are quite different, not only for neurons in the retina but also for the visual cortex [37]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 410, + 482, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 410, + 482, + 589 + ], + "spans": [ + { + "bbox": [ + 130, + 410, + 482, + 589 + ], + "type": "text", + "content": "To address these challenges, our work here introduces a spatiotemporal convolutional neural network (CNN) model [32] based on the Vision Transformer (ViT) prior [13], termed Vi-ST. The ViT prior is derived from DINOv2 [33], which employs a self-supervised approach for pretaining on a huge dataset containing 1.2B unique images, yielding a set of adversarial feature representations with strong generality and generalization capabilities. Subsequently, we integrate the feature space of visual stimuli using a causal Temporal Convolutional Network (TCN) with 3D convolutional kernels. We incorporate receptive field information from retinal ganglion cells (RGCs) as auxiliary conditions. These, along with video features, are fed into a series of spatiotemporal convolutional modules aligning the voxel space of video spatiotemporal information with the neural response space of RGCs. In particular, we conducted ablation experiments, progressively removing specific modules from the baseline model to observe the correlation metrics of the predicted results. This demonstrates the effectiveness of the spatiotemporal modules." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 591, + 481, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 591, + 481, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 591, + 481, + 639 + ], + "type": "text", + "content": "Additionally, we find that employing a larger visual encoding space yields better performance in representing biological visual encoding. This is likely due to complementary encoding, where a too-small encoding space cannot capture highly dynamic and complex spikes effectively [12]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Moreover, we introduce an indicator that considers the duration of neural responses to evaluate prediction performance. Specifically, we used kernel density" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "text", + "content": "Aligning Neuronal Coding with Foundation Vision Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 163 + ], + "type": "text", + "content": "estimation to fit density functions for the duration of spikes in two observation sequences. By comparing the similarity of these density functions, we assess the performance of the predicted results. In summary, our contributions can be summarized as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 171, + 484, + 290 + ], + "type": "list", + "angle": 0, + "index": 6, + "blocks": [ + { + "bbox": [ + 138, + 171, + 484, + 219 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 171, + 484, + 219 + ], + "spans": [ + { + "bbox": [ + 138, + 171, + 484, + 219 + ], + "type": "text", + "content": "- Introducing Vi-ST, a spatiotemporal convolutional network with a pre-trained Vision Transformer (ViT) as a prior, designed for accurately establishing the mapping between complex dynamic natural scenes and retinal visual encoding." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 220, + 481, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 220, + 481, + 255 + ], + "spans": [ + { + "bbox": [ + 138, + 220, + 481, + 255 + ], + "type": "text", + "content": "- Analyzing the impact of complementary encoding on effectively representing neural responses by comparing predictions in different sizes of response spaces." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 255, + 481, + 290 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 255, + 481, + 290 + ], + "spans": [ + { + "bbox": [ + 138, + 255, + 481, + 290 + ], + "type": "text", + "content": "- Introducing an indicator that considers the duration of neuronal responses, providing a novel perspective for the analysis and observation of predicted neural encoding." + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 308, + 237, + 320 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 308, + 237, + 320 + ], + "spans": [ + { + "bbox": [ + 132, + 308, + 237, + 320 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 332, + 481, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 332, + 481, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 332, + 481, + 357 + ], + "type": "text", + "content": "In this section, we review the related work on retinal recurrent connection mechanisms, image and video-based methods, and 3D CNN-based temporal modeling." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 372, + 373, + 384 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 372, + 373, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 372, + 373, + 384 + ], + "type": "text", + "content": "2.1 Retinal Recurrent Connection Mechanism" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 391, + 482, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 391, + 482, + 606 + ], + "spans": [ + { + "bbox": [ + 130, + 391, + 482, + 606 + ], + "type": "text", + "content": "The retina, being the starting point of the visual system, serves as an ideal model for the study of neural encoding and responses [46, 50]. Located at the back of the eye, the retina consists of three layers of cells. Photoreceptor cells, including cones and rods, are responsible for brightness perception, respectively. Horizontal cells act as intermediary neurons connecting photoreceptor cells and bipolar cells, facilitating lateral inhibition to regulate information transfer between photoreceptors and bipolar cells, typically enhancing the retina's sensitivity to contrast and edges [15, 44]. Bipolar cells receive information from photoreceptor cells and transmit it to ganglion cells, regulating slight variations in light intensity and color. Amacrine cells are inhibitory interneurons that carry out inhibitory synapses, form complex visual processing, and have widespread gap junctions. Gap junctions between cells create electrical coupling, which strengthens synchronization between cells and regulates the activity of retinal cells [35]. Ganglion cells are the final layer of neurons in the retina, transmitting processed signals to the optic nerve. Due to the lateral connections provided by gap junctions and amacrine cells, which serve as a mechanism akin to recurrent connectivity in the retina, this structure has been shown to model temporal information in visual stimuli more effectively than conventional CNNs [50]." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 623, + 288, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 623, + 288, + 635 + ], + "spans": [ + { + "bbox": [ + 130, + 623, + 288, + 635 + ], + "type": "text", + "content": "2.2 Image and Video Models" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Self-supervised Foundational Vision Model With the advent of the Vision Transformer (ViT) model, many works have introduced the Transformer" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "R. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "model into the image domain. The multi-head self-attention mechanism is a core component of the Transformer model [39], which allows long-range context modeling and has been shown to be effective in capturing spatial information in images [14]. DINOv2 is a foundational visual model trained using a discriminative self-supervised method, capable of obtaining robust frozen features without the need for fine-tuning [33]. DINOv2 builds upon the foundation of DINO [4] and employs more complex and carefully crafted data augmentation strategies compared to its predecessor. DINOv2 has been proven to be a powerful universal visual feature extractor in various visual tasks, including medical image segmentation [2], video segmentation [47], pose estimation [6], 3D scene instance tracking [49], dense point tracking [22], and etc." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 264, + 482, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 264, + 482, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 264, + 482, + 469 + ], + "type": "text", + "content": "3D CNN-based temporal modeling CNNs are specifically designed for image processing and computer vision tasks [3, 25]. The convolutional layers in CNNs, typically with 2 dimensional (2D) CNNs for vision tasks, can be regarded as filters with shared parameters at different locations, a concept common in biological visual systems [3]. To incorporate temporal information into CNNs, 3D CNNs have been naturally extended from 2D CNNs, and have been widely used in video processing tasks [5, 21, 36]. The Inflated 3D ConvNet (I3D), a widely used 3D CNN model, has demonstrated excellent performance in various video action recognition tasks and is widely utilized as a backbone for visual tasks involving temporal information, achieving impressive results [16, 24, 43]. In particular, the Multi-Scale Temporal Convolutional Network (MSTCN) for video action recognition [16], which employs I3D as a backbone and utilizes dilated CNN modules to capture temporal information on different temporal scales. The Inception module of the I3D model effectively improves the performance of image tasks by integrating features from multiple branches at different scales. We continue to adopt the design philosophy of the Inception module to study the temporal relationship embedded in the neuronal coding of videos." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 485, + 233, + 499 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 485, + 233, + 499 + ], + "spans": [ + { + "bbox": [ + 132, + 485, + 233, + 499 + ], + "type": "text", + "content": "3 Methodology" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 510, + 482, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 571 + ], + "type": "text", + "content": "In this section, we will provide a detailed explanation of the Vi-ST architecture and introduce the Vi-ST loss function. We divide the model into two parts: the Video Features Extractor and the Spikes Alignment module, as Fig. 1. In the feature extraction stage, we utilize the powerful foundation visual model, namely DINOv2, to be a prior for spatial information of image pixels." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 586, + 289, + 598 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 289, + 598 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 289, + 598 + ], + "type": "text", + "content": "3.1 Video Features Extractor" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "As Fig. 2a demonstrates, the video features extractor consists of multiple layers of C3TCN and 2 linear mapping layers. Where, the " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is the size of dilation, " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is the size of kernel, " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is the number of input channels, " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "O" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is the number of output channels, and " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is the number of filters' groups. The C3TCN is padding " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "2^{i + 1}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " zeros for the " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "-th layer's input, along the time axis, and sets the dilation size to " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "2^i" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "text", + "content": "Aligning Neuronal Coding with Foundation Vision Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 302, + 260 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 302, + 260 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 302, + 260 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 302, + 260 + ], + "type": "image", + "image_path": "025d5a058db3ecf65e38df7329cecfea523a3db83cf418f37b1dd0f39408e740.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 211, + 260, + 223, + 270 + ], + "lines": [ + { + "bbox": [ + 211, + 260, + 223, + 270 + ], + "spans": [ + { + "bbox": [ + 211, + 260, + 223, + 270 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 309, + 114, + 482, + 260 + ], + "blocks": [ + { + "bbox": [ + 309, + 114, + 482, + 260 + ], + "lines": [ + { + "bbox": [ + 309, + 114, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 309, + 114, + 482, + 260 + ], + "type": "image", + "image_path": "2a59765ca0872e942deaa2ac3bd593454c819ecded574167ea20394315e0a0f5.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 390, + 260, + 403, + 270 + ], + "lines": [ + { + "bbox": [ + 390, + 260, + 403, + 270 + ], + "spans": [ + { + "bbox": [ + 390, + 260, + 403, + 270 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 278, + 479, + 312 + ], + "lines": [ + { + "bbox": [ + 131, + 278, + 479, + 312 + ], + "spans": [ + { + "bbox": [ + 131, + 278, + 479, + 312 + ], + "type": "text", + "content": "Fig. 2: Vi-ST Submodules. (a) The detailed architecture of the video features extractor. (b) The Causal Multiscale Spatiotemporal module (CMST) in the spikes alignment module." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 333, + 479, + 368 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 333, + 479, + 368 + ], + "spans": [ + { + "bbox": [ + 130, + 333, + 479, + 368 + ], + "type": "text", + "content": "Meanwhile, the depth-wise separable convolution is used to reduce the number of parameters and mitigate overfitting. Ultimately, each layer is embedded with a residual connection." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "text", + "content": "Specifically, the Video Features Extractor is divided into two steps. Initially, the image stack " + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "inline_equation", + "content": "X \\in \\mathbb{R}^{T \\times H \\times W \\times C}" + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "text", + "content": " is fed into the frozen DINOv2 model. DINOv2 transforms and \"patchfys\" each image into a sequence of patches " + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "inline_equation", + "content": "\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C}" + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "text", + "content": ". Subsequently, a reverse mapping is applied to " + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "text", + "content": ", restoring them to their original positions, resulting in " + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "inline_equation", + "content": "\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C}" + }, + { + "bbox": [ + 130, + 369, + 480, + 464 + ], + "type": "text", + "content": ". Since DINOv2 inherits the original ViT hierarchical structure [14], which contains different semantics within different layers, we choose outputs of layer 0 to layer n as priors, where layer 0 represents patchify the image only." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "text", + "content": "In the second step, the prior is fed into the C3TCN to further model the spatiotemporal information of the video frames. C3TCN will map priors to " + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "inline_equation", + "content": "\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C'}" + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "inline_equation", + "content": "C'" + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "text", + "content": " is the number of RGCs. C3TCN extends the Residual 1D Dilated Convolution module of MSTCN by directly replacing the 1D CNN with Causal 3D CNN, maintaining MSTCN's approach of increasing receptive fields with layers. Here, C3TCN performs dilated convolution calculations only along the time dimension, while still keeping the spatial convolutional kernels size in " + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "inline_equation", + "content": "3 \\times 3" + }, + { + "bbox": [ + 130, + 465, + 481, + 609 + ], + "type": "text", + "content": ". Specifically, different time spans of receptive fields are set to capture diverse spatiotemporal features. Additionally, Batch Normalization [19] is added after C3TCN to prevent gradient explosions. This enhancement enables C3TCN to effectively and robustly capture spatiotemporal information in video data and provide comprehensive feature representations for subsequent modules." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 624, + 249, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 624, + 249, + 636 + ], + "spans": [ + { + "bbox": [ + 132, + 624, + 249, + 636 + ], + "type": "text", + "content": "3.2 Spikes Alignment" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": "As Fig. 2b shows, the spikes alignment module mainly consists of the CMST, where the " + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": " is the size of dilation, " + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "K_{t}" + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": " is the size of kernel along the time axis," + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "R. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "K_{s}" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " is the size of kernel along the spatial axis, " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " is the number of input channels, " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "O" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " is the number of output channels, and " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " is the number of filter groups." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "type": "text", + "content": "For each CMST modules, different time scales are used to capture the multiscale temporal features, and the features are added together, then fed into a mapping layer. Specifically, when the time scale is 1, the time kernel size is set to 1, and the spatial kernel size is kept to 3, then the vanilla causal 3D convolution is utilized. When the time scale is greater than 1, a causal separable 3D convolution with time kernel size " + }, + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "type": "text", + "content": " and spatial kernel size 3 is used." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "content": "In the Spike Alignment module, we aimed to incorporate the RGC receptive field information to better align video pixel spaces and RGC spike spaces. Here, the receptive field, " + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "inline_equation", + "content": "RF \\in \\mathbb{R}^{W \\times H}" + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "content": ", is downsampled along the spatial axis to match the size of " + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "inline_equation", + "content": "\\epsilon \\in \\mathbb{R}^{T \\times g \\times g \\times C'}" + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "content": ", and is used as a conditional factor for fusion with " + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "content": " through the AdaLN Zero module [34]. As a result, we obtain the fused feature " + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "inline_equation", + "content": "F \\in \\mathbb{R}^{t \\times g \\times g \\times C'}" + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "content": ". Since " + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 214, + 482, + 297 + ], + "type": "text", + "content": " contains both temporal and spatial dimensions, we naturally extended AdaLN Zero to 3D AdaLN Zero." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 299, + 482, + 383 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 299, + 482, + 383 + ], + "spans": [ + { + "bbox": [ + 130, + 299, + 482, + 383 + ], + "type": "text", + "content": "Next, we feed the fused feature into the CMST block. CMST adds features from multiple temporal scale branches and maps them through a " + }, + { + "bbox": [ + 130, + 299, + 482, + 383 + ], + "type": "inline_equation", + "content": "1 \\times 1 \\times 1" + }, + { + "bbox": [ + 130, + 299, + 482, + 383 + ], + "type": "text", + "content": " 3D CNN layer. Then, CMST utilizes residual connections to retain information from the previous block. To compress the spatial size of latent variables, we apply an average pooling operator on the previous layer's information, then add it to the outcome of multiscale branch. We set 4 CMST blocks in total, and the convolution kernel sizes of different time scales are shown in Tab. 1." + } + ] + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 236, + 437, + 378, + 505 + ], + "blocks": [ + { + "bbox": [ + 130, + 404, + 481, + 427 + ], + "lines": [ + { + "bbox": [ + 130, + 404, + 481, + 427 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 481, + 427 + ], + "type": "text", + "content": "Table 1: Kernel Sizes of CMST Blocks. The CMST blocks employ varying kernel sizes along the temporal axis, while keeping the spatial kernel size fixed at 3." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 236, + 437, + 378, + 505 + ], + "lines": [ + { + "bbox": [ + 236, + 437, + 378, + 505 + ], + "spans": [ + { + "bbox": [ + 236, + 437, + 378, + 505 + ], + "type": "table", + "html": "
CMST LevelTemporalSpatio
11, 253
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", + "image_path": "f1664d08f74f53fc6ad932df1a42083c4d20f69ff0a83ad843328ee1e762e2e9.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 628 + ], + "type": "text", + "content": "These kernel sizes are chosen by considering the duration of the neural responses. We calculated the density function of entire neural responses' duration and identified several high-frequency durations, which we use as feature-sensitive spans, used for the kernel sizes of CMST blocks. Here, durations refer to the durations of firing rates ranging from 0 to maximum and then back to 0. We estimated their distribution using kernel density estimation. We manually identified several peaks, as shown in Fig. 3, where RGC durations are different in two different video stimuli." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "content": "Finally, the latent variables are flattened and passed through a linear layer to obtain the prediction results for RGCs. In this study, we set the number of RGCs to 90, which is predicted simultaneously as a population coding scheme." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "text", + "content": "Aligning Neuronal Coding with Foundation Vision Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 482, + 177 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 177 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 177 + ], + "type": "image", + "image_path": "523b374085d0065322adf2d9e25cf769fc02604d07ad20ae6643585512a355cd.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 185, + 482, + 219 + ], + "lines": [ + { + "bbox": [ + 131, + 185, + 482, + 219 + ], + "spans": [ + { + "bbox": [ + 131, + 185, + 482, + 219 + ], + "type": "text", + "content": "Fig. 3: RGC durations. The grey line represents the high-frequency durations of RGCs, where we manually identified several peaks. For entirely including a complete duration, we choose a truncation position slightly lagging behind the peak." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 243, + 231, + 255 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 243, + 231, + 255 + ], + "spans": [ + { + "bbox": [ + 132, + 243, + 231, + 255 + ], + "type": "text", + "content": "3.3 Loss Function" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 265, + 479, + 313 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 265, + 479, + 313 + ], + "spans": [ + { + "bbox": [ + 131, + 265, + 479, + 313 + ], + "type": "text", + "content": "Initially, we employed Root Mean Square Error (RMSE) as the loss function, at Eq. (1). However, experimental results indicated that using RMSE as the target did not adequately consider temporal dynamics, resulting in lower generalization capabilities of the model." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 245, + 324, + 481, + 361 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 245, + 324, + 481, + 361 + ], + "spans": [ + { + "bbox": [ + 245, + 324, + 481, + 361 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {R M S E}} = \\sqrt {\\frac {1}{n} \\sum_ {i = 1} ^ {n} \\left(y _ {i} - \\hat {y} _ {i}\\right) ^ {2}} \\tag {1}", + "image_path": "6c195e53f50247ea91a579171894e673ed75b7990c133100e2fd06859ba0f868.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 368, + 482, + 441 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 368, + 482, + 441 + ], + "spans": [ + { + "bbox": [ + 131, + 368, + 482, + 441 + ], + "type": "text", + "content": "Therefore, we introduced a Soft Dynamic Time Warping (SoftDTW) loss function [9]. The SoftDTW, unlike Euclidean losses such as RMSE, considers potential time shifts or variations of length of durations. It is notable that using SoftDTW for predicting longer time windows may lead to distortion and difficulty in representing local abrupt changes. Thus, we group the time sequences into shorter subsequences in the rolling window way and then compute as Eq. (2):" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 170, + 450, + 481, + 483 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 450, + 481, + 483 + ], + "spans": [ + { + "bbox": [ + 170, + 450, + 481, + 483 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {n} = \\frac {1}{L - n} \\sum_ {i = 1} ^ {L - n} \\operatorname {S o f t D T W} \\left(y _ {i}, \\hat {y} _ {i}\\right), i \\in \\{1, 2, \\dots , L - n \\} \\tag {2}", + "image_path": "7cddcaa6c3553d990e17c82cb16d054b4520a7921a94fe7286d50cf2d74dadee.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "spans": [ + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "type": "text", + "content": " demonstrates the length of the subsequence, which is set to 6 or 12, and " + }, + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 131, + 488, + 482, + 537 + ], + "type": "text", + "content": " is the length of the time sequence. Meanwhile, to reduce the model's predictions of meaningless negative responses, we add a negative ReLU function as a penalty term to the loss function, as shown in Eq. (3)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 244, + 547, + 481, + 578 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 547, + 481, + 578 + ], + "spans": [ + { + "bbox": [ + 244, + 547, + 481, + 578 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {- \\mathrm {R e L U}} = \\frac {1}{n} \\sum_ {i = 1} ^ {n} \\max (0, - \\hat {y} _ {i}) \\tag {3}", + "image_path": "3b769fcda60d89350bae88b18cba202f3e34ae569ae7948d83b3ce25acb8db97.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 584, + 482, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 584, + 482, + 608 + ], + "spans": [ + { + "bbox": [ + 131, + 584, + 482, + 608 + ], + "type": "text", + "content": "Then, the entire loss function is represented as shown in Eq. (4), named Vi-ST loss in our model." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 176, + 620, + 481, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 176, + 620, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 176, + 620, + 481, + 635 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {V i - S T}} = \\alpha \\mathcal {L} _ {\\mathrm {R M S E}} + \\beta \\mathcal {L} _ {- \\mathrm {R e L U}} + \\gamma \\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {6} + \\gamma \\mathcal {L} _ {\\mathrm {S o f t D T W}} ^ {1 2} \\tag {4}", + "image_path": "96652045db82bb94fe017a1f9a3b86c0af193a7f5d29b7cd9d1ffb7045432675.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": " are hyperparameters, and we set them at 0.1, 0.5, and " + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "5 \\times 10^{-6}" + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": ", respectively." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "R. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 229, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 229, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 229, + 129 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 139, + 200, + 150 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 139, + 200, + 150 + ], + "spans": [ + { + "bbox": [ + 132, + 139, + 200, + 150 + ], + "type": "text", + "content": "4.1 Dataset" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 158, + 482, + 349 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 158, + 482, + 349 + ], + "spans": [ + { + "bbox": [ + 130, + 158, + 482, + 349 + ], + "type": "text", + "content": "RGCs Responses This work focuses on studying the retina encoding mechanism by recording RGC spikes in response to visual stimuli. The dataset used was organized by [31], and has been used in various studies on retinal coding [26,30,40,45,48,50]. A total of 90 well-responding RGCs were used for training and testing. In summary, the experimental setup involves isolating the retina from salamanders, inverting the ganglion cell layer downward onto a multielectrode array, stimulating the photoreceptor layer of the retina using an OLED display, and recording the responses of RGCs. For each cell, receptive fields were determined by computing the spike-triggered average using stimulus images of spatiotemporal white noise [7]. Singular value decomposition was used to separate the spike-triggered average into a spatial and temporal component [17]. Finally, a two-dimensional Gaussian function was fitted to the spatial receptive field component to determine the center, size, and shape of the receptive field. Receptive fields were normalized to unit Euclidean norm. The details of the experimental procedures and data analysis are standard operations for retinal coding studies [27,28,31]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "text", + "content": "To align frame rates, neuronal spikes were grouped into spike counts at intervals of " + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "inline_equation", + "content": "33\\mathrm{ms}" + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "text", + "content": ", resulting in a dataset with " + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "inline_equation", + "content": "30\\mathrm{Hz}" + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "text", + "content": " response for each trial, in line with the sampling rate of " + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "inline_equation", + "content": "30\\mathrm{Hz}" + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "text", + "content": " used by video stimuli. In other words, spike counts within each " + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "inline_equation", + "content": "33\\mathrm{ms}" + }, + { + "bbox": [ + 130, + 350, + 482, + 433 + ], + "type": "text", + "content": " interval are recorded as the response data for that time period. To reduce noise during the recording process, several trials were conducted for the same stimulus, and response data was averaged over the trials to obtain the neuronal firing rate for each cell and each video." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 450, + 482, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 482, + 606 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 482, + 606 + ], + "type": "text", + "content": "Natural Scene Stimuli The natural scene stimuli used in this study consist of two video clips with rich natural scenes as shown in [31], named Mov1 and Mov2. Mov1 features minimal changes between video frames and mainly captures salamanders swimming in water, while Mov2 exhibits more significant changes between video frames and mainly documents tigers and deers in outdoor activities. Both video clips have a resolution of " + }, + { + "bbox": [ + 130, + 450, + 482, + 606 + ], + "type": "inline_equation", + "content": "360 \\times 360" + }, + { + "bbox": [ + 130, + 450, + 482, + 606 + ], + "type": "text", + "content": " pixels with a frame rate of 30 fps, with Mov1 being 60 seconds long (1800 frames) and Mov2 being 53.3 seconds long (1600 frames). The original video clips were in RGB color with three channels. To reduce the impact of color information on visual stimuli, video clips were converted to grayscale image stacks with brightness values ranging from 0 to 255. Details of video information can be found in [31]. These two videos show different levels of scene complexity in both spatial and temporal domains, which presents a challenge for the building and testing of encoding models [50]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 622, + 200, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 200, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 200, + 634 + ], + "type": "text", + "content": "4.2 Metrics" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "In the task of neural encoding, the Pearson correlation coefficient (CC) is commonly used to assess the reliability of predicting neural signals [38,41,50], and" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "text", + "content": "Aligning Neuronal Coding with Foundation Vision Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "type": "text", + "content": "it is not specifically stated that the mean value of CC is used as the metric. While CC considers the macro trends of the entire sequence, it lacks the detailed consideration of temporal information or dynamics over time. In line with the departure point of the Vi-ST loss, we attempt to introduce the factor of spike duration to observe the neuronal encoding performance of the model." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 177, + 483, + 286 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 177, + 483, + 286 + ], + "spans": [ + { + "bbox": [ + 130, + 177, + 483, + 286 + ], + "type": "text", + "content": "This metric initially selects the lengths of corresponding subsequences in the response sequence, representing the duration of a complete neural response (from non-spike to non-spike). In addition, the lengths are used to estimate a continuous density function using Gaussian kernel density estimation. Sampling is then performed in the linear space formed by the upper and lower bounds of the set of lengths of target and predicted subsequences. Finally, the Kullback-Leibler (KL) divergence from the predicted distribution to the target distribution is computed, clipped between 0 and 1000. We refer to this metric as SD-KL. The detailed algorithm process is provided in the Supplementary Materials." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 310, + 279, + 323 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 310, + 279, + 323 + ], + "spans": [ + { + "bbox": [ + 132, + 310, + 279, + 323 + ], + "type": "text", + "content": "4.3 Implementation Details" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "content": "Pre-trained ViT Oquab et al. [33] contributed to the open-source DINOv2 model. Additionally, Darcet et al. [10] proposed Registers Token, enhancing the robustness of DINOv2. Considering computational costs, we chose the ViT-L/14 with registers, obtained through ViT-g/14 distillation as the ViT Prior. After feeding images into DINOv2, the preprocessing produces feature maps of size " + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "inline_equation", + "content": "16 \\times 16" + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "content": ", a process referred to as patchfy. Each patch corresponds to a " + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "inline_equation", + "content": "14 \\times 14" + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "content": " region after scaling down from the original image [33]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "content": "RGC Receptive Field The RF, with an initial size of " + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "inline_equation", + "content": "90 \\times 90" + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "content": ", is downsampled to " + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "inline_equation", + "content": "16 \\times 16" + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "content": " to match the feature map size of DINOv2. Initially, we directly added the RF on feature latent variables from the previous module. However, experimental results show that the 3D AdaLN Zero module offers better robustness." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "type": "text", + "content": "Training To maximize the generalization ability of the model, we trained and tested the model using data from different videos, such as training on Mov1 and validating on Mov2, marked as " + }, + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "type": "inline_equation", + "content": "Mov1 \\rightarrow Mov2" + }, + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "type": "text", + "content": ", and vice versa. Due to computational constraints, we apply the rolling window to crop 128-frame clips as training samples. Each epoch involved arbitrarily selecting 768 samples for the training set with a batch size of 16. The validation set uses the entire video as a sample." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "For optimization, we choose AdamW [29] with a weight decay of 0.1. We trained for 30 epochs, applying linear learning rate warm-up to " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "8 \\times 10^{-4}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " for the first 5 epochs, then gradually decaying to " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "1 \\times 10^{-4}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " using a half-cycle cosine schedule. At the last 10 epochs, Stochastic Weight Averaging [20] was applied to mitigate model overfitting." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "R. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 203, + 224, + 411, + 343 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "text", + "content": "Table 2: Comparison with Previous Works. Comparison of the mean CC of ViST with other models on the same dataset. " + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "inline_equation", + "content": "Mov1 \\rightarrow Mov1" + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "inline_equation", + "content": "Mov2 \\rightarrow Mov2" + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "text", + "content": " represent training and testing on the same video, while " + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "inline_equation", + "content": "Mov1 \\rightarrow Mov2" + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "inline_equation", + "content": "Mov2 \\rightarrow Mov1" + }, + { + "bbox": [ + 130, + 114, + 482, + 213 + ], + "type": "text", + "content": " represent training and testing on different videos. Notably, CRNN selects 80 RGCs, while we use 90 RGCs, and we introduced regularization methods for avoiding over-fitting. These may introduce some errors. Using RGC data to predict across-movie data is quite different from within-movie tasks, and the within-movie metrics are only for reference. Our focus in this study is to obtain better generalization ability across different videos with the same model." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 203, + 224, + 411, + 343 + ], + "lines": [ + { + "bbox": [ + 203, + 224, + 411, + 343 + ], + "spans": [ + { + "bbox": [ + 203, + 224, + 411, + 343 + ], + "type": "table", + "html": "
ModelMov1→Mov1Mov2→Mov2
CRNN [50]0.8570.718
I3D+MSTCN0.8460.668
DINOv2+MSTCN0.8490.672
Vi-ST0.7890.570
ModelMov1→Mov2Mov2→Mov1
I3D+MSTCN0.1080.074
DINOv2+MSTCN0.1010.100
Vi-ST0.3340.281
", + "image_path": "0dbceff8edbe0b6e694bcdbf5cd238096ac2fe5ae2a4a9a40c3330b5f1663d9b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 366, + 198, + 377 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 366, + 198, + 377 + ], + "spans": [ + { + "bbox": [ + 132, + 366, + 198, + 377 + ], + "type": "text", + "content": "4.4 Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "type": "text", + "content": "Comparison with Previous Works Previous works mainly focus on training and testing the data from the same video [26, 30, 40, 50]. Typical CC metrics on these two videos are shown in Tab. 2. However, our focus places a significant emphasis on spatiotemporal modeling tailored for neural encoding tasks across different videos. To ensure a fair comparison of model performance, we constructed two control models. The first employs an I3D feature extractor as a backbone and MSTCN as the downstream model, denoted as " + }, + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "type": "inline_equation", + "content": "I3D + MSTCN" + }, + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "type": "text", + "content": "; The second model utilizes DINOv2 as the prior and MSTCN as the downstream model, labeled as " + }, + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "type": "inline_equation", + "content": "DINOv2 + MSTCN" + }, + { + "bbox": [ + 130, + 387, + 482, + 556 + ], + "type": "text", + "content": ". Performance in training and testing using the same videos shows relatively good CCs; however, a significant improvement in transfer prediction between videos can only be observed with Vi-ST, and other models lack the generalization ability as shown in Tab. 2. Looking into the details of single neuron performance, we found that Vi-ST demonstrates a better ability to predict spare neuronal responses, as shown in Fig. 4." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 574, + 482, + 623 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 574, + 482, + 623 + ], + "spans": [ + { + "bbox": [ + 130, + 574, + 482, + 623 + ], + "type": "text", + "content": "Comparison of Loss Functions We compared the model performance with RMSE loss and Vi-ST loss. In Fig. 5a, we observe that the Vi-ST loss outperforms RMSE in all experiments. This indicates that considering temporal variations in the loss function is crucial for neural encoding tasks." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Comparison of ViT Prior Amir et al. [1] points out that the hierarchical structure of ViT provides different representations, where the earlier layers" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "text", + "content": "Aligning Neuronal Coding with Foundation Vision Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 130, + 118, + 482, + 383 + ], + "blocks": [ + { + "bbox": [ + 130, + 118, + 482, + 383 + ], + "lines": [ + { + "bbox": [ + 130, + 118, + 482, + 383 + ], + "spans": [ + { + "bbox": [ + 130, + 118, + 482, + 383 + ], + "type": "image", + "image_path": "1061b42d83c8536828f4c1c554f72e25a26cfd147a4258b32f7de7255d300716.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 392, + 482, + 437 + ], + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 437 + ], + "type": "text", + "content": "Fig. 4: RGC Prediction Results. We visualized two example cells showing representative prediction results. By comparing the response results of different models, we can intuitively understand the relationship between the metric and the actual response. More examples can be found in the Supplementary Materials." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 466, + 482, + 538 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 466, + 482, + 538 + ], + "spans": [ + { + "bbox": [ + 130, + 466, + 482, + 538 + ], + "type": "text", + "content": "contain lower semantic information but better present positional information. Therefore, we use inputs from different layers of DINOv2 as priors, specifically, the 1st, 7th, 13th, 19th, and the last layer, along with using only the patchfy representations as a prior, to test the performance of Vi-ST. In Fig. 5b, we observe that the representations from the earlier layers of ViT are beneficial for neural encoding results, aligning with the biological characteristics of the retina." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Ablation study To investigate the contribution of each model module to prediction performance, we progressively removed or replaced different modules and observed changes in CC. We found that the Spikes Alignment module played a more significant role compared to the Video Extractor, and the Vi-ST loss had a non-negligible impact on achieving more generalized neural encoding as well. Additionally, in conjunction with the results in Fig. 6a, we observed that removing the ViT prior had a significant impact on the model, and excessively deep ViT features did not bring about more gains. Therefore, selecting an ap-" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "R. 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(a) The ablation study of Vi-ST model by removing or replacing different modules. (b) Comparison of the benefits of complementary coding as the number of encoded neurons increases." + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 512, + 482, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 512, + 482, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 512, + 482, + 536 + ], + "type": "text", + "content": "propriate spatial feature prior for RGC visual encoding tasks requires careful consideration." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 556, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 556, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 556, + 482, + 605 + ], + "type": "text", + "content": "Comparison of benefits of complementary coding The prediction results for neural encoding tasks often do not involve a fixed number of neurons [8,42]. Therefore, we ask: Is it optimal to construct an end-to-end model capable of simultaneously predicting all neural responses?" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Ding et al. [12] explored the benefits of complementary encoding for neural encoding by constructing a high-dimensional representation manifold of responses of the RGC population. This suggests that collaboration between neurons can compensate for the problem of insufficient expression when the firing rate saturates. We conducted experiments to validate this conclusion. We sorted" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "text", + "content": "Aligning Neuronal Coding with Foundation Vision Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 481, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 481, + 188 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 481, + 188 + ], + "type": "text", + "content": "the results predicted by Vi-ST and selected the top eight RGCs based on their CC. We then limited the number of RGCs predicted by Vi-ST to 90, 64, 32, 16, 8, and 1, respectively. In Fig. 6b, we observe that the CC stabilizes as the number of encoded neurons increases. This implies that, similar to biological RGC responses, a redundant encoding space allows Vi-ST to better match real response outcomes." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 208, + 219, + 220 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 208, + 219, + 220 + ], + "spans": [ + { + "bbox": [ + 132, + 208, + 219, + 220 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 234, + 481, + 341 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 234, + 481, + 341 + ], + "spans": [ + { + "bbox": [ + 132, + 234, + 481, + 341 + ], + "type": "text", + "content": "In this work, we proposed the Vi-ST model to align dynamic visual stimuli of the natural scene with RGC responses. The experiments demonstrate that the Vi-ST model can learn certain encoding mechanisms akin to biological visual neural coding. Through ablation experiments, we identified that the primary capabilities of the Vi-ST model stem from the Spike Alignment module and the inclusion of the ViT prior. By contrasting the benefits of complementary coding, we believe that the model has potential applications in a wider range of neural encoding tasks. Additionally, we are exploring new metrics to examine the model performance in representing target temporal dynamics." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 342, + 481, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 342, + 481, + 449 + ], + "spans": [ + { + "bbox": [ + 132, + 342, + 481, + 449 + ], + "type": "text", + "content": "This study presents certain limitations that need further investigation. Firstly, the SD-KL metric exhibits sensitivity to noise and demonstrates limited expressive power. Additionally, the robustness of Vi-ST needs to be confirmed through the acquisition of more extensive datasets, including a greater number of recorded cells and a variety of video types. Future research will aim to refine and overcome these challenges by leveraging recent advancements in experimental techniques. Furthermore, we plan to extend our approach to the study of visual coding using neurons from other parts of visual systems, such as the visual cortex." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 469, + 246, + 483 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 469, + 246, + 483 + ], + "spans": [ + { + "bbox": [ + 132, + 469, + 246, + 483 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 495, + 480, + 519 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 495, + 480, + 519 + ], + "spans": [ + { + "bbox": [ + 132, + 495, + 480, + 519 + ], + "type": "text", + "content": "We thank Shanshan Jia, Zhile Yang, Zerui Yang and Jing Peng for the highly valuable discussions." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 540, + 198, + 552 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 540, + 198, + 552 + ], + "spans": [ + { + "bbox": [ + 132, + 540, + 198, + 552 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 136, + 565, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 11, + "blocks": [ + { + "bbox": [ + 136, + 565, + 481, + 620 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 565, + 481, + 620 + ], + "spans": [ + { + "bbox": [ + 136, + 565, + 481, + 620 + ], + "type": "text", + "content": "1. 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Zhang, T., Tian, X., Zhou, Y., Ji, S., Wang, X., Tao, X., Zhang, Y., Wan, P., Wang, Z., Wu, Y.: DVIS++: Improved Decoupled Framework for Universal Video Segmentation (Dec 2023). https://doi.org/10.48550/arXiv.2312.13305" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 150, + 481, + 182 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 150, + 481, + 182 + ], + "spans": [ + { + "bbox": [ + 132, + 150, + 481, + 182 + ], + "type": "text", + "content": "48. Zhang, Y., Jia, S., Zheng, Y., Yu, Z., Tian, Y., Ma, S., Huang, T., Liu, J.K.: Reconstruction of natural visual scenes from neural spikes with deep neural networks 125, 19-30. https://doi.org/10.1016/j.neunet.2020.01.033" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 183, + 481, + 205 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 183, + 481, + 205 + ], + "spans": [ + { + "bbox": [ + 132, + 183, + 481, + 205 + ], + "type": "text", + "content": "49. Zhao, Y., Ma, H., Kong, S., Fowlkes, C.: Instance Tracking in 3D Scenes from Egocentric Videos (Dec 2023). https://doi.org/10.48550/arXiv.2312.04117" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 205, + 481, + 238 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 205, + 481, + 238 + ], + "spans": [ + { + "bbox": [ + 132, + 205, + 481, + 238 + ], + "type": "text", + "content": "50. Zheng, Y., Jia, S., Yu, Z., Liu, J.K., Huang, T.: Unraveling neural coding of dynamic natural visual scenes via convolutional recurrent neural networks. Patterns 2(10), 100350 (Oct 2021). https://doi.org/10.1016/j.patter.2021.100350" + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "R. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_content_list.json b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..689e4afa867a0810614f7b00d38e9041d376d552 --- /dev/null +++ b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_content_list.json @@ -0,0 +1,1804 @@ +[ + { + "type": "text", + "text": "Alignist: CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences", + "text_level": 1, + "bbox": [ + 217, + 140, + 785, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Shishir Reddy Vutukur1, Rasmus Laurvig Haugaard2, Junwen Huang1, Benjamin Busam1,3, and Tolga Birdal4", + "bbox": [ + 225, + 210, + 776, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Technical University of Munich $^{2}$ University of Southern Denmark $^{3}$ Munich Center for Machine Learning (MCML) $^{4}$ Imperial College London", + "bbox": [ + 243, + 253, + 756, + 284 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Object pose distribution estimation is crucial in robotics for better path planning and handling of symmetric objects. Recent distribution estimation approaches employ contrastive learning-based approaches by maximizing the likelihood of a single pose estimate in the absence of a CAD model. We propose a pose distribution estimation method leveraging symmetry respecting correspondence distributions and shape information obtained using a CAD model. Contrastive learning-based approaches require an exhaustive amount of training images from different viewpoints to learn the distribution properly, which is not possible in realistic scenarios. Instead, we propose a pipeline that can leverage correspondence distributions and shape information from the CAD model, which are later used to learn pose distributions. Besides, having access to pose distribution based on correspondences before learning pose distributions conditioned on images, can help formulate the loss between distributions. The prior knowledge of distribution also helps the network to focus on getting sharper modes instead. With the CAD prior, our approach converges much faster and learns distribution better by focusing on learning sharper distribution near all the valid modes, unlike contrastive approaches, which focus on a single mode at a time. We achieve benchmark results on SYMSOL-I and T-Less datasets.", + "bbox": [ + 259, + 315, + 743, + 593 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Object Pose Estimation $\\cdot$ Pose Distribution $\\cdot$ 6D Pose Estimation $\\cdot$ Uncertainty $\\cdot$ Ambiguity", + "bbox": [ + 259, + 606, + 740, + 635 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 659, + 375, + 674 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Real world is quintessentially VUCA, i.e., volatile, uncertain, complex and ambiguous [26], significantly complicating the task of any methodology aimed at perceiving and interpreting our natural environments. In fact, this inherent nature renders the quest for a universally applicable, unique solution to computer vision, elusive. Still, modern AR/VR systems and robotics applications require to navigate in our VUCA world with a high degree of accuracy, robustness, safety and reliability [44]. In such cases, it becomes more pragmatic to reason about uncertainty and ambiguities rather than seeking a one-size-fits-all solution.", + "bbox": [ + 212, + 688, + 787, + 809 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In the realm of computer vision, uncertainty often stems from incomplete, insufficient, or noisy data, while ambiguity arises when visual information can", + "bbox": [ + 212, + 810, + 785, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/559ea15e8bd4a8d0de31991fea66588f6c80622727924a6a75ba7c1da1f2b9d0.jpg", + "image_caption": [ + "Fig. 1: Training and Inference Pipeline: We employ a training mechanism where supervision is generated from pre-trained SurfEmb $(f_{\\mathrm{SE}})$ and SDF $(f_{\\mathrm{SDF}})$ blocks. The CAD model, $\\mathbf{X}_0$ , undergoes a projection to render an image aligned point cloud, $\\mathbf{X}$ . The image aligned point cloud, $\\mathbf{X}$ , is rotated with ground truth rotation, $\\mathbf{R}_{gt}$ , and passed through $f_{\\mathrm{SE}}$ block to estimate canonical features. Similarly, $\\mathbf{X}$ , is rotated with a random rotations, $\\mathbf{R}_k$ , and passed through $f_{\\mathrm{SE}}$ block to generate features that are compared with canonical features to estimate the score $\\mu_{\\mathrm{SE}}$ for the rotation. Similarly, the rotated point cloud with a random rotation is passed through $f_{\\mathrm{SDF}}$ to estimate the SDF values of the point cloud. An $L_0$ norm is applied to the SDF values to compute $\\mu_{\\mathrm{SDF}}$ score for the rotation. These scores are used to supervise the Dual-branch MLP. The Dual-branch MLP network takes an image and the same rotation matrix, $\\mathbf{R}_k$ , as input and infers two scores $\\mu_\\theta$ and $\\mu_\\phi$ . This process is carried out for $K$ rotations for a given image and a Generalized KL divergence loss (GKL) is formulated between inferred scores from the right block and estimated scores from the left block to train the Dual-branch MLP network. The Dual-branch MLP is part of both training and inference. During inference, an image and rotations sampled from a grid are passed through the network to estimate the full distribution on the grid." + ], + "image_footnote": [], + "bbox": [ + 225, + 159, + 763, + 358 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "be interpreted in multiple ways. For example, a shadow might be mistaken for an object, or a partially occluded object might be hard to identify. Both of these notions can be captured by a multi-modal probability distribution, whose modes correspond to ambiguous yet probable solutions, and the variation captures a notion of uncertainty. This motivated a plethora of pose estimation approaches [8, 16, 40] to infer densities over the pose space rather than predicting point estimates as done classically [17, 56].", + "bbox": [ + 212, + 671, + 787, + 777 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The rotational components of the 6D pose are particularly impacted by ambiguities, which mostly arise due to symmetry or self-occlusions [38]. Consequently, state-of-the-art approaches aim to characterize the density over $SO(3)$ (rotations), either directly in the form of mixtures of matrix distributions [8,60,62]", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "or through implicit neural fields [40] and invertible neural networks [37]. These methods generally assume that the training data consists of posed images, and, in one way or another, learn to infer densities conditioned on an input image. Such an approach necessitates a large amount of training data, as the networks need to encounter the same appearance under various rotations.", + "bbox": [ + 212, + 146, + 782, + 220 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this paper, we introduce, Alignist, a new way of learning distributions over $SO(3)$ , leveraging the CAD model that is readily available for a majority of 3D pose tasks and provided with typical datasets together with object poses either in instance or category form. To make use of this additional piece of shape information, we first establish the proportionality of image-conditional densities over rotations to densities over the visible parts of the CAD model. With this change of variables, we can sample the space of rotations during training and obtain a sharp and full density over the entire $SO(3)$ in the form of an unnormalized, empirical measure (scores). In particular, we model the desired density over the model as a products of experts [18], reflecting the spatial and feature-space alignment to the original CAD model. We choose two expert probabilities to follow Bolzmann densities induced by (i) the distance to the original CAD model measured by the of norm of signed distances, (ii) the similarity of symmetry-respecting features obtained from SurfEMB [15]. The first expert specifies to 3D geometric alignment whereas the second one is additionally informed by the appearance, as SurfEMB is trained also using the image cues. The final product-probability supervises a dual-branch MLP, which, given an input image, infers both of the distributions in the form of empirical distributions or measures by sampling over $SO(3)$ . As a loss between the computed and inferred distributions, we utilize the recently proposed generalized KL divergence [39], capable of comparing unnormalized probability measures. This training scheme, illustrated in Fig. 1, is agnostic to the network architecture and not only facilitates stronger cues for learning but also aids in generalization in a low-data regime, as the available CAD model is exploited to generate densely sampled distributions. Lastly, as classical positional encoding methods do not generalize to the manifold of $SO(3)$ [11], we introduce a new rotation encoding method by transforming the vertices of a unit cube under the given rotation.", + "bbox": [ + 212, + 224, + 787, + 632 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our contributions are:", + "bbox": [ + 238, + 636, + 491, + 648 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- To the best of our knowledge, we present the first method to use a CAD model to train an implicit network in order to infer densities over $SO(3)$ .", + "- We propose to utilize geometry-aware (SDF) and symmetry-aware (SurfEMB) experts to obtain rich and informative supervision cues during training.", + "- Backed by a novel positional encoding, we propose a dual-branch MLP to infer two distributions, one on the SDF and one on the surface features.", + "- Experiments demonstrate the advantages of our approach in capturing ambiguities and uncertainties on textureless objects, especially in low-data regimes, thanks to powerful 3D object priors our method utilizes." + ], + "bbox": [ + 214, + 670, + 782, + 804 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We make our implementation publicly available here.", + "bbox": [ + 214, + 824, + 598, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Alignist:CAD-Informed Orientation Distribution Estimation", + "bbox": [ + 330, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 143, + 388, + 162 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "While a plethora of 6D object pose estimation exist [17,24,35,52-54,56], we will specifically review works which deal with rotational symmetries in the context of deep learning.", + "bbox": [ + 212, + 181, + 785, + 227 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Rotation representations for deep networks. Deep neural networks typically produce feature vectors in a Euclidean space, making it hard to reason on nonlinear manifolds, such as that of $SO(3)$ . Early deep learning models opted for rather classical parameterizations for regressing rotations, like Euler-angles [30, 48], direction cosine matrices (DCM) [23, 59], axis-angle [10, 51], and quaternions [28, 56, 63]. Some scholars [5, 27, 49] instead discretize the space and classify, however, pose space represents a continuous Riemannian manifold [4]. Recently, [64] showed that the typical representations are discontinuous, i.e., do not admit homeomorphic maps to $SO(3)$ . Instead, 6D [64], 9D [34] and even 10D [42] representations were proposed to resolve the discontinuity issue and improve the regression accuracy. Brégier [2] has thoroughly examined different manifold mappings, finding out that SVD orthogonalization [34] performs the best when regressing arbitrary rotations.", + "bbox": [ + 212, + 229, + 787, + 426 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Besides considering rotations as manifold-valued labels, there are multiple ways they are used in deep networks. Regressing rotations lead to geometric gradients, which require rethinking of backpropagation [6, 50]. When used as input data, the sinusoidal basis functions that are used to encode Euclidean coordinates become ill-suited for $SO(3)$ [11]. In this work, we also contribute a symmetry-respecting positional encoding for rotations, inspired by the metrics in [1] and also follow a regression approach, however, we investigate pose distribution prediction rather than single pose estimation to incorporate multimodal solutions induced by object or projection ambiguities.", + "bbox": [ + 212, + 428, + 787, + 564 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Representing belief over rotations in deep networks. Extending Bui et al. [3] to object pose estimation, Deng et al. [8], along with [12], were the first to address pose ambiguity and uncertainty prediction via deep networks. In these works, as well as extensions such as [42], a Bingham distribution was used to represent the belief over $SO(3)$ . The suitability of Bingham distribution was later questioned by follow-up works, proposing Matrix-Fisher distributions [60] or heavy-tailed variants such as Laplace distributions [61, 62] for increased robustness. Implicit-PDF (iPDF) [40] used a rotation-conditioned neural network to implicitly learn the orientation distribution and SpyroPose [16] proposed a coarse-to-fine version of iPDF using a hierarchical grid. HyperPosePDF [22] learned the weights of an iPDF via a hyper-network and spherical convolutions are used in I2S [29] to map a deep feature-map onto a distribution over $SO(3)$ . Recently, Liu et al. [37] proposed a normalizing flow based approach to map an initial distribution to a target one. This approach has later been generalized to manifolds other than $SO(3)$ via free-form flows [47].", + "bbox": [ + 212, + 566, + 787, + 792 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We follow the ideas of implicit distribution learning by incorporating a signed distance function [41] alongside a method for ambiguity aware pose description [15] into our approach.", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 230, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Uncertainty and ambiguity aware object pose estimation. Object shape, symmetry, or occlusions can cause ambiguities in object poses given only the perspective projection. Corona et al. [7] and Pitteri et al. [43] assumed the availability of object symmetry information during training. As obtaining this information is challenging, others tried to explicitly learn it from data [33]. State-of-the-art approaches bypass the requirement of prior knowledge about object symmetries. Manhardt et al. [38] modeled the ambiguity in object pose estimation by predicting multiple hypotheses, for a given object's visual appearance, and Shi et al. [46] utilize an ensemble of object pose estimators to derive uncertainties. SurfEmb [15], EPOS [19] and NeRF-Feat [52] learned a dense distribution of 2D-3D correspondences. EPOS [19] handled symmetries implicitly by discretizing the surface and predicting a probability distribution over fragments per pixel, whereas SurfEmb, NeRF-Feat estimated a continuous distribution over the object surface. Similarly, Ki-pode [25] used object keypoints as an intermediary to derive the probability density, explicitly and [57] makes use of the conformal prediction framework to propagate uncertainties from keypoints to object poses.", + "bbox": [ + 212, + 145, + 787, + 402 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In our pipeline, we incorporate a learned continuous distribution [15] of 2D-3D correspondences between object model and image.", + "bbox": [ + 212, + 402, + 785, + 433 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 455, + 330, + 470 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Problem setting. We consider an input image crop $\\mathbf{I} \\in \\mathbb{R}^{M \\times N \\times 3}$ parameterized by coordinates $\\mathbf{p} \\in \\mathbb{R}^2$ on the image lattice, containing the projection of a 3D object $\\mathcal{M} = (\\mathbf{X}, \\mathbf{T})$ represented in normalized object coordinate space (NOCS) [55] $\\mathbf{X} = \\{\\mathbf{x}_i \\in [-1,1]^3 \\mid i = 1, \\dots, N_X\\}$ together with triangle faces $\\mathbf{T} = \\{\\mathbf{t}_i \\in \\mathbb{Z}^3 \\mid i = 1, \\dots, N_T\\}$ . We formulate the rotation estimation problem as a probabilistic inference, where we are interested in the following two quantities:", + "bbox": [ + 212, + 487, + 787, + 579 + ], + "page_idx": 4 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Single-best orientation obtained by the maximum a-posteriori (MAP) estimate: $\\mathbf{R}^{\\star} = \\arg \\max_{\\mathbf{R}} p(\\mathbf{R} \\mid \\mathbf{I})$ , where $p(\\mathbf{R} \\mid \\mathbf{I})$ models the conditional probability distribution for the orientation of $\\mathbf{I}$ .", + "2. Multi-modal orientation estimate in the form of a full posterior distribution: $p(\\mathbf{R} \\mid \\mathbf{I}) \\propto p(\\mathbf{I} \\mid \\mathbf{R}) \\times p(\\mathbf{R}) = p(\\mathbf{I}, \\mathbf{R})$ ." + ], + "bbox": [ + 212, + 579, + 785, + 655 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "A plethora of the 6D object pose estimation methods solve (1) (excluding translations) to get a point estimate [21, 27, 49]. While solving (2) can provide important additional information, such as uncertainty and ambiguity, perhaps not surprisingly it is a much harder task. Note that, in addition to the usual difficulties associated with posterior characterization, in our context we are facing extra challenges due to the Riemannian nature of $SO(3)$ [4]. This is arguably the reason why the task of multiple simultaneous rotation estimations remains unsolved, to date. In this work, we focus on estimating posterior densities over rotations, which are the main sources of ambiguity.", + "bbox": [ + 212, + 656, + 787, + 792 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Model. Inspired by the energy based models [31,32], we write down the posterior density of interest as $p(\\mathbf{R} \\mid \\mathbf{I}) = \\exp(-U(\\mathbf{R})) / p(\\mathbf{R})$ where $U$ is the potential energy with the form $U(\\mathbf{R}) = -\\left(\\log p(\\mathbf{R} \\mid \\mathbf{I}) + \\log p(\\mathbf{R})\\right)$ . Estimating $p(\\mathbf{R})$ by", + "bbox": [ + 212, + 794, + 787, + 842 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Alignist:CAD-Informed Orientation Distribution Estimation", + "bbox": [ + 330, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "discretizing the $SO(3)$ by $N_V$ partitions of volume $V$ and marginalizing, leads to the following approximate posterior density [40]:", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np (\\mathbf {R} \\mid \\mathbf {I}) \\approx \\frac {1}{V} \\exp (- U (\\mathbf {R})) / \\sum_ {i = 1} ^ {N _ {V}} \\exp (- U (\\mathbf {R} _ {i})) = \\frac {1}{V} \\operatorname {s o f t m a x} (- U (\\mathbf {R})). \\quad (1)\n$$\n", + "text_format": "latex", + "bbox": [ + 238, + 189, + 785, + 229 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To design $U(\\mathbf{R})$ , we assume the availability of a $\\mathbf{X}_0$ , s.t. $\\mathbf{X}' = \\mathbf{R}\\Pi(\\mathbf{R}_{\\mathrm{gt}}^\\top \\mathbf{X}_0; \\mathbf{I}, \\mathcal{M})$ is obtained by rotating the image-aligned model $\\mathbf{X}$ back to the CAD space using $\\mathbf{R}$ . $\\mathbf{R}_{\\mathrm{gt}}$ is the ground truth pose of the image under consideration and the rendering operator $\\mathbf{X} = \\Pi(\\mathbf{R}_{\\mathrm{gt}}^\\top \\mathbf{X}_0; \\mathbf{I}, \\mathcal{M})$ extracts the points of the transformed mesh, visible in the image $\\mathbf{I}$ by rendering the model mesh $\\mathcal{M}$ . In order to maintain the invariance under symmetries, i.e., $\\mathbf{R}\\mathbf{X} \\equiv \\mathbf{X}$ for any stabilizer $\\mathbf{R}$ of $\\mathbf{X}$ , we relate orientation distributions to distributions over object coordinates:", + "bbox": [ + 214, + 239, + 787, + 347 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proposition 1. The probability $p(\\mathbf{R}|\\mathbf{I})\\propto p(\\mathbf{X}'|\\mathbf{I})$ where $\\mathbf{X}' = \\mathbf{R}\\Pi (\\mathbf{R}_{\\mathrm{gt}}^{\\top}\\mathbf{X}_0;\\mathbf{I},\\mathcal{M})$", + "bbox": [ + 214, + 354, + 790, + 372 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proof. We will consider the vectorized versions of our variables $\\mathbf{r} \\coloneqq \\operatorname{vec}(\\mathbf{R})$ and $\\mathbf{x}' \\coloneqq \\operatorname{vec}(\\mathbf{X}')$ and assume $p(\\mathbf{r} \\mid \\mathbf{I}) = p(\\mathbf{R} \\mid \\mathbf{I})$ and $p(\\mathbf{x}' \\mid \\mathbf{I}) = p(\\mathbf{X}' \\mid \\mathbf{I})$ . Let $\\mathbf{C} = \\Pi (\\mathbf{R}_{\\mathrm{gt}}^{\\top}\\mathbf{X}_0;\\mathbf{I},\\mathcal{M})$ denote the visible part of the model, w.l.o.g. assumed to be a constant. Then, the two distributions can be related by the change of variables:", + "bbox": [ + 214, + 378, + 789, + 454 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np (\\mathbf {r} \\mid \\mathbf {I}) = p \\left(\\mathbf {x} ^ {\\prime} \\mid \\mathbf {I}\\right) \\cdot | \\mathbf {J} |, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 421, + 467, + 784, + 483 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where", + "bbox": [ + 215, + 493, + 263, + 506 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {J} := \\frac {\\mathrm {d} \\mathbf {x} ^ {\\prime}}{\\mathrm {d} \\mathbf {r}} = \\frac {\\operatorname {d v e c} (\\mathbf {R C})}{\\mathrm {d} \\mathbf {r}} = \\frac {\\mathrm {d} \\left(\\left(\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}\\right) \\mathbf {r}\\right)}{\\mathrm {d} \\mathbf {r}} = \\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}, \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 516, + 784, + 547 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\mathbf{I}_{N_X}$ is the $N_{X} \\times N_{X}$ identity matrix. Hence the determinant of the Jacobian, $|\\mathbf{J}| := |\\det \\mathbf{J}|$ , is independent of $\\mathbf{R}$ :", + "bbox": [ + 214, + 556, + 782, + 585 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n| \\mathbf {J} | = | \\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}} | = \\sqrt {| (\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}) ^ {\\top} (\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}) |} = \\sqrt {| \\mathbf {C C} ^ {\\top} |}. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 281, + 598, + 784, + 622 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As the canonical model $\\mathcal{M}$ (hence $\\mathbf{X}_0$ ) and $\\mathbf{R}_{\\mathrm{gt}}$ are known, $|\\mathbf{J}|$ remains constant leading to:", + "bbox": [ + 214, + 632, + 782, + 662 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np (\\mathbf {R} \\mid \\mathbf {I}) = p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\cdot \\sqrt {| \\mathbf {C C} ^ {\\top} |} \\propto p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}).\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 674, + 648, + 696 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "With this proportionality, we can instead model $p(\\mathbf{X}'|\\mathbf{I})$ in a symmetry aware fashion via the product of experts (PoEs) [18]:", + "bbox": [ + 214, + 707, + 782, + 739 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) = \\frac {1}{\\int \\prod_ {i} \\hat {p} _ {i} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\mathrm {d} \\mathbf {X} ^ {\\prime}} \\prod_ {i} \\hat {p} _ {i} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) = \\frac {1}{Z} \\hat {p} _ {\\text {S D F}} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\hat {p} _ {\\text {S E}} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 236, + 750, + 784, + 782 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $Z = \\int \\hat{p}_{\\mathrm{SDF}}(\\mathbf{X}' \\mid \\mathbf{I}) \\hat{p}_{\\mathrm{SE}}(\\mathbf{X}' \\mid \\mathbf{I}) \\, \\mathrm{d}\\mathbf{X}'$ . Note that the product factorizes the conditional probability $p$ into a set of simpler distributions, experts, $\\hat{p}_i$ which are normalized after multiplication. The first term, $\\hat{p}_{\\mathrm{SDF}}$ , will measure the deviation", + "bbox": [ + 214, + 794, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "from the model in the space of 3D coordinates. The second term, $\\hat{p}_{\\mathrm{SE}}$ , will ensure that the symmetry-aware features of the transformed model align with the canonical ones under a given $\\mathbf{R}$ (thus $\\mathbf{X}$ ). The PoE framework can work with unnormalized densities, $\\hat{p}(\\cdot)$ , allowing us to model $\\hat{p}_{\\mathrm{SDF}}$ and $\\hat{p}_{\\mathrm{SE}}$ by a Bolzmann distribution:", + "bbox": [ + 212, + 146, + 782, + 220 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {p} _ {\\mathrm {S D F}} \\propto \\exp \\left(- \\| f _ {\\mathrm {S D F}} \\left(\\mathbf {X} ^ {\\prime}\\right) \\| _ {0}\\right) \\text {a n d} \\hat {p} _ {\\mathrm {S E}} \\propto \\exp \\left(- \\| f _ {\\mathrm {S E}} \\left(\\mathbf {X} ^ {\\prime}\\right) - f _ {\\mathrm {S E}} \\left(\\mathbf {X} _ {0}\\right) \\| _ {\\mathrm {F}}\\right), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 225, + 233, + 784, + 251 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $f_{\\mathrm{SDF}}: \\mathbb{R}^3 \\to \\mathbb{R}$ and $f_{\\mathrm{SE}}: \\mathbf{X} \\to \\mathbb{R}^{N_F \\times N_X}$ are chosen to be the pretrained Deep-SDFs [41] and SurfEmb [15], respectively. Deep-SDF parameterizes the signed distance value to the closest surface point via a neural network. Using $L_0$ -norm amplifies the penalty on more distant points. SurfEmb models continuous 2D-3D correspondence ( $\\mathbf{X} \\ni \\mathbf{x} \\leftrightarrow \\mathbf{p} \\in \\mathbb{R}^2$ ) distributions $p(\\mathbf{x}, \\mathbf{p} \\mid \\mathbf{I}) = p(\\mathbf{p} \\mid \\mathbf{I}) p(\\mathbf{x} \\mid \\mathbf{I}, \\mathbf{p})$ over the surface of objects, where $p(\\mathbf{p} \\mid \\mathbf{I})$ denotes the discrete distribution over image coordinates. SurfEmb consists of a network supervised to maximize the probability of the GT coordinates. The specific forms of $f_{\\mathrm{SDF}}$ and $f_{\\mathrm{SE}}$ are precised later in Sec. 3.1.", + "bbox": [ + 212, + 261, + 784, + 397 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In our framework, we model these distributions by two MLPs $f_{\\theta}$ and $f_{\\phi}$ with learnable parameters $\\pmb{\\theta}$ and $\\pmb{\\phi}$ , which can be multiplied and passed through the softmax in Eq. (1) to yield $p(\\mathbf{R} \\mid \\mathbf{I})$ .", + "bbox": [ + 212, + 398, + 784, + 443 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Training. During training, we have access to $\\{\\mathbf{R}_{\\mathrm{gt}}^n\\}_n$ for all images and thus corresponding $\\{\\mathbf{X}_n^\\prime \\}_{n}$ . While maximizing $p(\\mathbf{R} \\mid \\mathbf{I})$ by minimizing the negative log-likelihood for a single ground truth pose is viable, it requires more data samples to cover all symmetries and train the network. Another alternative is contrastive training (CT) as done in [16]. Yet, besides the challenge of sampling hard negatives over $SO(3)$ during training, CT assumes a single positive label per sample. This resembles learning a multi-modal distribution by matching several unimodal distributions. Instead, we take a different approach and align the entire distribution. To learn the parameters of $(f_{\\theta}, f_{\\phi})$ this way, we first obtain two unnormalized empirical measures $(\\mu_{\\mathrm{SDF}}, \\mu_{\\mathrm{SE}})$ supported on $SO(3)$ , corresponding to $\\hat{p}_{\\mathrm{SDF}}$ and $\\hat{p}_{\\mathrm{SE}}$ , by randomly sampling $SO(3)$ to get the locations and computing the individual terms in Eq. (6) as weights of these measures. Similarly, we let $(\\mu_{\\theta}, \\mu_{\\phi})$ denote the inferred unnormalized measures (see \"Inference\") and use the generalized KL divergence [39] to align unbalanced distributions:", + "bbox": [ + 212, + 443, + 785, + 654 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {G K L} (\\boldsymbol {\\mu} \\| \\boldsymbol {\\nu}) := \\sum_ {i = 1} ^ {m} \\left(- \\log \\left(\\frac {a _ {i} ^ {\\boldsymbol {\\nu}}}{a _ {i} ^ {\\boldsymbol {\\mu}}}\\right) + \\left(\\frac {a _ {i} ^ {\\boldsymbol {\\nu}}}{a _ {i} ^ {\\boldsymbol {\\mu}}}\\right) - 1\\right) a _ {i} ^ {\\boldsymbol {\\mu}}, \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 316, + 667, + 784, + 704 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathbf{a} = \\{a_i^\\mu\\}$ and $\\{\\mathbf{R}_i^\\mu\\}, i = 1, \\ldots, m$ denote the weights and locations of a discrete measure $\\boldsymbol{\\mu} = \\sum_{i=1}^{m} a_i \\delta_{\\mathbf{R}_i^\\mu}$ , $a_i \\geq 0$ , where $\\delta_{\\mathbf{R}^\\mu}$ is a Dirac delta at $\\mathbf{R}^\\mu$ . Finally, we train our networks by optimizing the following objectives:", + "bbox": [ + 212, + 715, + 782, + 762 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {\\theta} ^ {\\star} = \\underset {\\boldsymbol {\\theta}} {\\arg \\min } \\mathbb {E} _ {p (\\mathbf {I})} \\operatorname {G K L} \\left(\\boldsymbol {\\mu} _ {\\text {S D F}} \\| \\boldsymbol {\\mu} _ {\\boldsymbol {\\theta}}\\right), \\quad \\phi^ {\\star} = \\underset {\\phi} {\\arg \\min } \\mathbb {E} _ {p (\\mathbf {I})} \\operatorname {G K L} \\left(\\boldsymbol {\\mu} _ {\\text {S E}} \\| \\boldsymbol {\\mu} _ {\\boldsymbol {\\phi}}\\right), \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 227, + 773, + 784, + 797 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $p(\\mathbf{I})$ denotes the data distribution. In summary (see Fig. 1), to train our networks, we sample the $SO(3)$ randomly or over a grid and use these samples", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Alignist:CAD-Informed Orientation Distribution Estimation", + "bbox": [ + 330, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "in (i) explicitly computing a product-distribution by leveraging the spatial and feature-space distances and (ii) inferring these conditioned on the image. The divergence between the resulting measures becomes our supervision signal.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Inference. During test time, given an input image $\\mathbf{I}$ , we infer the potentially multimodal distribution $p(\\mathbf{R} \\mid \\mathbf{I})$ by densely sampling $SO(3)$ and evaluating $-\\log p(\\mathbf{R} \\mid \\mathbf{I}) = f_{\\theta}(\\mathbf{I}, \\mathbf{R}) + f_{\\phi}(\\mathbf{I}, \\mathbf{R})$ . The individual predictions can be thought of as the empirical measures $\\mu_{\\theta}$ and $\\mu_{\\phi}$ , which are combined to get the final measure. We then pass the result through softmax to arrive at the full posterior.", + "bbox": [ + 212, + 195, + 787, + 272 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.1 Network Design, Positional Encoding and Impl. Details", + "text_level": 1, + "bbox": [ + 214, + 301, + 718, + 316 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Network architecture. Our architecture is similar to IPDF with a ResNet50 image encoder and an MLP each for inferring unnormalized SDF and SE measures. The image encoder encodes the image as a global latent vector which is concatenated with the positional encoded rotation matrix and passed through two MLPs to get unnormalized SDF and SE measures. For a given image, we sample $K$ rotations, to learn the distribution at $K$ discrete points in $SO(3)$ space. To train the network, for a given image, we generate the supervision signal using pre-trained SE and SDF MLPs to gather scores for all rotations for supervising the network. The pre-trained SE and SDF MLPs are two layer Siren MLPs that predict per-point feature and SDF value respectively from a 3D point input.", + "bbox": [ + 212, + 337, + 787, + 488 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Sampling. Using our CAD-based priors, SurfEmb and SDF MLPs, we can generate the distribution for viewpoints before we start the training. We sample rotations on an equivolumetric partitioning of $SO3$ grid proposed by Yershova [58]. We subdivide the grid up to 5 levels and estimate distribution for certain viewpoints. Using this precomputed distribution, we can sample more rotations near the modes which helps us in learning distribution better. In our approach, instead of estimating distribution for the entire dataset, we estimate distributions for a few viewpoints. It is a tradeoff between memory and accuracy. We save distribution for a few viewpoints at a higher resolution grid than saving distribution for every viewpoint at a lower level grid. This is because the distribution can be transferred to another viewpoint by rotating the grid accordingly using the relative rotation between the given viewpoint and the viewpoint for which the distribution is estimated. We randomly sample a viewpoint from the precomputed distributions and convert it to the current viewpoint and sample the rotations from this distribution. Even though the viewpoints don't exactly have the same distribution in some cases, this won't affect the learning as this will be reflected in the estimated probability and still a bad rotation will be learned as such. Even if we sample rotations away from modes sometimes, the supervision signal will provide a low probability, but it is important to sample more near the modes to learn a sharper distribution. We precompute both shape and feature based distribution for a few viewpoints and use them during training for better sampling. Shape-based precomputed distribution will be valid even in the case of conditionally symmetric objects with ambiguities that break symmetry.", + "bbox": [ + 212, + 493, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Positional encoding(PE). IPDF employs a PE that generates high frequency components of individual rotation matrix elements separately. PE is not applied to the rotation manifold leading to errors in the training where multiple rotations that are far apart in $SO3$ space with similar element-wise absolute values are closer in positional encoding space in some cases. Specifically, when some negative values are lower in magnitude in the rotation matrix, they get a similar PE to when the sign is flipped in another rotation matrix since sines are getting suppressed because of low value and cosine is getting amplified at the same time and also suppressing the sign. The PE is not exactly the same, but the network treats them as similar because the change is minute in cartesian space. To alleviate this issue, we take the 3D corner coordinates of a unit cube and apply positional encoding on the rotated 3D corner coordinates of the cube. The positionally encoded corner coordinates are concatenated to generate a vector that serves as a PE representation of the rotation matrix. This reduces the noise as shown in Figure 4 and also brings a boost in accuracy.", + "bbox": [ + 212, + 146, + 787, + 375 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 397, + 375, + 415 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We evaluate on Symsol [40], T-Less [20], and ModelNet10-SO3 [36]. Symsol has two subsets, Symsol-I with untextured symmetric objects and Symsol-II with conditionally symmetric objects with some texture that breaks symmetry from certain viewpoints. We adopt the metrics from IPDF, log-likelihood(LL), and Average Recall(AR) for evaluation. LL measures how strongly the learned network captures the distribution. It is calculated by taking the log mean of the probabilities at the ground truth rotations in our captured distribution. As we can't estimate distribution in continuous rotation space, we compute our distribution on a discrete equivolumetric grid of rotations similar to IPDF. We use 5 levels of subdivision to obtain a rotation grid with around 2M rotations for evaluation. We compute the distribution on the grid and evaluate the LL for rotations at the discrete rotation samples on the grid closest to ground truth rotations. LL evaluation can be carried out with a single ground truth annotation or with multiple ground truth annotation for a single image. To quantify the rotation error on ModelNet, we employ AR with $30^{\\circ}$ rotation error threshold. We employ distribution visualization proposed in IPDF where each point on sphere indicates the axis of rotation and the color indicates the tilt about that axis.", + "bbox": [ + 212, + 429, + 787, + 685 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 SYMSOL-I", + "text_level": 1, + "bbox": [ + 215, + 708, + 354, + 722 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Symsol-I comprises textureless geometric shapes, Cube, Tetrahedron, Cone, Icosahedron, and Cylinder that exhibit different types of symmetries and pose a challenging task to capture all the symmetric configurations with high probability. The dataset provides 45k images for each object and they do not provide camera intrinsics or a CAD model. However, these generic CAD models are easily available from any 3D library and are already canonically aligned with the dataset. We employ PBR data [9] and SDF samples from CAD models to", + "bbox": [ + 212, + 734, + 789, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Alignist:CAD-Informed Orientation Distribution Estimation", + "bbox": [ + 330, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 1: SYMSOL I results: We present results on Symsol-I evaluated using the log-likelihood metric. Models refers to the number of models trained per dataset. Iterations refer to training iterations and Images refer to the amount of training images employed per object. Note that we follow the convention employed in the Normalizing Flow(NF) paper by adding 2.29 to the scores to make a uniform distribution to have a zero score instead of having -2.29. We adjusted the scores for us and Spyropose(SP) and other approaches were already adjusted in NF paper. We present results for Deng [8], Gil [13], Prok [45], IPDF [40], SP [16] and NF [37].", + "bbox": [ + 212, + 143, + 787, + 256 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/25ce5e6e56b3178737d193692365fdf14fc5323db73ba545d93de9eb6f1b8157.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
DengGil.Prok.IPDFSPNFNFNFNFOursOurs
Models11115111111
Iterations100k100k100k100k100k100k900k100k900k100k100k
Images45k45k45k45k45k10k10k45k45k10k45k
cone2.456.13-1.056.749.918.458.948.4210.059.6610.10
cube-2.150.001.797.1010.925.029.017.1311.6411.2912.24
cyl1.343.171.016.558.758.046.417.839.549.329.40
icosa-0.160.00-0.103.577.52-2.14-6.032.038.267.999.54
tet2.560.000.437.9910.985.9110.798.9812.4311.3911.96
avg0.811.860.426.399.625.065.826.8810.389.6910.64
", + "bbox": [ + 228, + 267, + 774, + 426 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "train $f_{\\mathrm{SE}}$ , $f_{\\mathrm{SDF}}$ respectively. We use the frozen $f_{\\mathrm{SE}}$ , $f_{\\mathrm{SDF}}$ MLPs for training our pipeline. The test set provides ground truth annotations for all the symmetric configurations and is considered in the evaluation for log-likelihood and spread. Prior approaches focus solely on learning distribution from images and show no way to incorporate a CAD model into the training pipeline. Spypropose tries to incorporate a CAD model, but only uses it to strengthen the encoder instead of using a Resnet based encoder. However, their approach requires camera intrinsics. So, they render their version of symsol to use the encoder. Moreover, their cad-based encoder requires the object instance to be known to encode the image.", + "bbox": [ + 212, + 462, + 787, + 598 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "To have a common baseline, we compare all the approaches using Resnet image encoder. Using a basic architecture such as IPDF, we achieve benchmark results with log-likelihood scores of 10.64 and 9.69 in full-data and low-data regimes using our training pipeline by distilling knowledge from a CAD model to learn distribution as shown in Table 1. Our approach converges faster and performs better than NF, SpyroPose with just 100k iterations. In a low-data regime with", + "bbox": [ + 212, + 598, + 560, + 748 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/1d8b991f9ec40e4a62928582f1bf0368633e8bc443945d3e835a399ce5d5cd15.jpg", + "image_caption": [ + "Fig. 2: LL vs. Training Data for NF, Ours on SYMSOL-I." + ], + "image_footnote": [], + "bbox": [ + 576, + 606, + 782, + 695 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "10k images, the accuracy drop(0.95) is not significant depicting the benefits of a CAD prior. Besides, NF has weaker performance with low data and negatively affects some objects with increasing iterations. This demonstrates the advantage of employing a CAD model which is crucial as real data is not easily available in large amounts. Our approach can transfer learned features from the CAD model and help learn the distribution better in the real domain even with fewer images.", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/7c7212860ee411eda531d6fc463180122d6c3651af30f2e9f9a643ec194bbaa6.jpg", + "table_caption": [ + "Table 2: SYMSOL-II results: We report results using log-likelihood metric(LL). We adjust the scores for us and SpyroPose using the convention of normalizing flows(NF) by adding 2.29 to make a uniform distribution to have an average LL of score zero.-10k refers to experiments in low-data regime using only 10k images instead of 45k." + ], + "table_footnote": [], + "table_body": "
ObjDengGil.Prok.IPDFSPSP-10kNF-10kNFOurs-10kOurs
SphX3.415.61-1.909.5911.367.677.6212.376.3210.93
cylO5.287.176.459.2011.619.116.9912.9211.5712.18
tetX5.905.193.7710.7811.706.483.5213.5311.5312.38
LL4.865.992.779.8611.567.766.0412.949.8011.83
", + "bbox": [ + 228, + 212, + 774, + 287 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "As shown in Fig. 2, the gap between the LLs attained by our method and those by NF increases rapidly as the amount of training data decreases. We present some qualitative results in Fig. 3 as proposed in IPDF.", + "bbox": [ + 212, + 314, + 787, + 362 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 SYMSOL-II", + "text_level": 1, + "bbox": [ + 214, + 383, + 362, + 398 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Symsol-II comprises conditionally symmetric objects, tetrahedron, cylinder, and sphere, with markers. So, the modes are reduced when the markers are visible. For conditional symmetric objects, the pose distribution not only shifts but also changes completely based on the visibility of markers. We fit the meshes with silhouette images and estimate intrinsics which is later used to fit the texture of the mesh using color images through differentiable rendering. We train $f_{\\mathrm{SE}}$ , $f_{\\mathrm{SDF}}$ networks with the obtained mesh. Our approach has slightly weaker performance compared to NF as shown in Table 2. On the Sphere object, our SDF expert doesn't contribute anything as it learns a uniform distribution and it is a limitation of our approach. Hence, we have to rely only on the SurfEmb expert to explain the distribution which decreases the performance. However, we perform better than NF and Spyropose in the low-data regime with 10k images. Besides, LL metric inherently favors NF as it provides exact LL estimation while IPDF and our approach evaluate LL on a discrete rotation grid, making our methods limited by the finite resolution. The performance drop is less significant on textured cylinder and tetrahedron indicating that the shape component can bring a significant boost to the distribution. LL scores for tetrahedron and cylinder are higher than the Symsol-I dataset since Surfemb features provide information about the texture in these objects and perform better in conjunction with shape experts to capture the textured viewpoints with much finer distribution.", + "bbox": [ + 212, + 411, + 787, + 714 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 T-Less", + "text_level": 1, + "bbox": [ + 214, + 737, + 318, + 752 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "T-Less contains 30 texture-less symmetric objects. We follow [13] to split data into $75\\%$ for training and $25\\%$ for testing. We train SurfEmb, $f_{\\mathrm{SE}}$ , using PBR and $75\\%$ of the real data. $f_{\\mathrm{SDF}}$ network is trained using the CAD model. We perform better than the benchmark approach, SpyroPose, as shown in Table 3. The dataset has minute symmetry breaking features that can turn a multimodal", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Alignist:CAD-Informed Orientation Distribution Estimation", + "bbox": [ + 330, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/bc9eabfa0ae6ff38c6d56fcabf1425fba699e17d94dd28d8793b56613e3c3538.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 217, + 145, + 269, + 186 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/2b2e6abae1333a83b7eb6a0fa5c8fe5c7609d73af907787d687af90929ebe1e2.jpg", + "image_caption": [ + "(a) Cyl-Symsol-I" + ], + "image_footnote": [], + "bbox": [ + 276, + 143, + 390, + 189 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/5c65a3bb356d43119ba3c6ae26e070fe62b83f786536c5d12d1acec71ee88463.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 415, + 143, + 468, + 186 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/81806506daa95e54d8e94dd96f36e0abd0bf322c0d4f17528f09a779a1aefd52.jpg", + "image_caption": [ + "Fig. 3: Pose distribution visualization for objects in Symsol-I and Symsol-II. a) Untextured Cylinder has continuous symmetry b) Textured Cylinder with marker has a unimodal distribution when the marker is visible, c) Broken continuous symmetry on the textured cylinder when the marker is not visible d) Untextured Tetrahedron in Symsol-I has 12 modes which are captured appropriately e) Textured Tetrahedron has three modes when orange face is visible. f) Textured terahedron has 6 modes when the orange face is not visible. Note that only one ground truth annotation is provided in Symsol-II and hence only one mode is circled." + ], + "image_footnote": [], + "bbox": [ + 415, + 203, + 468, + 247 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/c1a442eb6867b9243f2cd9a96d5de40ea115f4fdf516dfb334a50ef8c4c468c6.jpg", + "image_caption": [ + "(b) Cyl-Symsol-II" + ], + "image_footnote": [], + "bbox": [ + 473, + 143, + 586, + 188 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/f386dfa8711325b807240887f6a9cc507f7b758c2784edaa1e699288aa397f92.jpg", + "image_caption": [ + "(e) Tet-Symsol-II" + ], + "image_footnote": [], + "bbox": [ + 450, + 202, + 588, + 247 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/0660486c4679cf90c3a956e492f1da6dfaa7cd55036de707dec6d19bcb68f5f3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 612, + 143, + 665, + 186 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/895880413f45fb89d89e64e568582f51bc63c7910f43e27cdc0efb16efa40428.jpg", + "image_caption": [ + "(c) Cyl-Symsol-II" + ], + "image_footnote": [], + "bbox": [ + 669, + 143, + 785, + 188 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/05564e90e18918ccdf442db513ab5ba7471d3f120188bb48731cf130b80f8f3a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 647, + 202, + 665, + 219 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/4abbcfb3482cf074c9affb79c87b67fbf720c8e4be1db5c3141045ef9cff9f65.jpg", + "image_caption": [ + "(f) Tet-Symsol-II" + ], + "image_footnote": [], + "bbox": [ + 669, + 202, + 785, + 247 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/800d312086dd5aab787b3e2c941df3809cc1b0e873998705972447b1e2695826.jpg", + "image_caption": [ + "(d) Tet-Symsol-I" + ], + "image_footnote": [], + "bbox": [ + 215, + 205, + 269, + 246 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "distribution into an unimodal distribution. Although they provide symmetry annotations, the CAD models are not perfectly symmetric like the objects from Symsol-I. So, we follow the other approaches, and the evaluation is performed only on a single ground truth pose similar to Symsol-II. We perform an ablation with training data used for SurfEmb. SurfEmb provides better features with PBR+Real data compared to using just PBR data and is reflected in an increase in LL of 0.2. The results indicate the ability to notice the symmetry breaking features to capture the distribution more sharply when they are visible.", + "bbox": [ + 212, + 414, + 784, + 535 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 3: T-Less Results: We present T-Less results using the log-likelihood measure. P refers to using only PBR data and $\\mathrm{P} + \\mathrm{R}$ refers to using both PBR and Real data for training the Surfemb network. Please note that we still use real data to train our distribution network in all cases. L1 and GKL refer to the loss used for training.", + "bbox": [ + 212, + 536, + 784, + 592 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/5cdb677afc4f3e5b3f390e7655e669b621ada5d11cf05ac37c3b9e810e287594.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodProkudin [45]Gilitschenski [13]IPDF [40]Spyropose [16]Ours
SE data----PP+R
Loss----L1L1GKL
LL11.09.112.014.113.613.814.53
", + "bbox": [ + 217, + 604, + 782, + 662 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 ModelNet10-SO3", + "text_level": 1, + "bbox": [ + 215, + 691, + 403, + 705 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "ModelNet10-SO3 is an unimodal category-level dataset comprising images of CAD models of 10 categories. We choose a single CAD model per category to train $f_{\\mathrm{SE}}$ , $f_{\\mathrm{SDF}}$ . We employ images from all CADs for training our pipeline, but the distribution supervision comes from the chosen CAD model. The distribution supervision should come ideally from the CAD model of the specific instance in the image, but it is hard to train $f_{\\mathrm{SE}}$ for all CADs in the category. We compute the distribution on grid and select the rotation with the highest score for evaluation. We achieve an AR of $70.5\\%$ at $30^{\\circ}$ rotation error threshold compared", + "bbox": [ + 212, + 718, + 785, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "to $\\mathrm{NF}(77.4\\%)$ despite using distribution supervision from a single CAD model per category. Besides, the dataset contains some symmetric models, but only one GT rotation is considered for evaluation leading to lower accuracy.", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Ablations", + "text_level": 1, + "bbox": [ + 215, + 213, + 343, + 228 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Positional encoding(PE). We perform an ablation on different PE of rotation matrices. The PE of elements of rotation matrix leads to noisy distribution as shown in Figure 4. This happens when rotation matrices with similar absolute values sometimes get a similar position encoding leading to noise. This could be avoided by parameterizing the encoding of the rotation matrix on manifold by employing Wigner matrices [11]. We propose a PE where corners of a cube are rotated with rotation matrices and then PE is applied on the transformed 3d coordinates. Both Wigner matrices and our cube position encoding(cube PE) were able to remove noise from the distribution. However, our cube PE performs better compared to Wigner and IPDF PE as shown in Table 4.", + "bbox": [ + 212, + 239, + 787, + 391 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/3824e97fa5c2231ee740de49ed90da217746f6e8177c6e2819111539f7377c5a.jpg", + "image_caption": [ + "(a) Image" + ], + "image_footnote": [], + "bbox": [ + 243, + 405, + 302, + 449 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/389006e502702dfa0dbcb3168c60a6ccb2e3f1cdb615f384805b1781e01ebb79.jpg", + "image_caption": [ + "(b) IPDF" + ], + "image_footnote": [], + "bbox": [ + 333, + 407, + 437, + 446 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/0567975eebcb1e865d4c31569fafdfb2a3a7cd1efb45df512a363d35c143bbcd.jpg", + "image_caption": [ + "(c) Wigner" + ], + "image_footnote": [], + "bbox": [ + 449, + 406, + 555, + 446 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/4c4e8cda2c10dad8c94528f3be1f7232189cf0be6443bd716609404d6051f703.jpg", + "image_caption": [ + "(d) Cube PE" + ], + "image_footnote": [], + "bbox": [ + 562, + 405, + 671, + 446 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/a7f3f0ebd8daad130f33855a1946238a9d2d05f35dff6ccaf810d059fb1e65b4.jpg", + "image_caption": [ + "(e) Color Wheel", + "Fig. 4: Pose distribution visualization of our approach with different positional encodings. Our cubePE and wigner matrices based encoding removes noise in the distribution compared to encoding elements of rotation matrices from IPDF. Our encoding removes noise and also has a better performance compared to Wigner matrices. a) Input Image, b)IPDF positional encoding, c) Rotation encoded as Wigner matrices d) Our positional encoding with cube vertices. e) color wheel indicating the tilt about the axis." + ], + "image_footnote": [], + "bbox": [ + 700, + 411, + 758, + 448 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Sampling. During training, we can precompute the distribution for each image through shape and feature based distribution estimation. IPDF employs random sampling that leads to learning a smoother distribution making it difficult to capture modes sharply. As we can convert a single ground truth rotation into the entire distribution, we can sample more rotations near modes and focus on learning the distribution sharply. In Table 4, random sampling performs worse compared to grid-5 and grid-6 sampling. The grid level refers to HEALPix grid [14] level at which we estimate our distribution. Sampling on a finer grid leads to improved accuracy. Mode focused sampling is crucial to get sharper modes.", + "bbox": [ + 212, + 565, + 787, + 702 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Geometry and SurfEmb based features. An ablation to see how Shape and SurfEmb feature based probability affect LL in the Symsol-I. LL from the shape and feature modules achieve decent performance separately but perform better when combined to estimate the final distribution. Feature-based probability is appropriate for capturing shape and texture information. Shape based probability doesn't consider texture and it cannot perform alone on Symsol-II. Feature based probability is essential to capture the distribution better in the presence of texture. On the other hand, learning could be affected by the quality of the features from another learned network(SurfEmb) which is not true for shape", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Alignist:CAD-Informed Orientation Distribution Estimation", + "bbox": [ + 330, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/73c717fa8fefa2ca65d5ff1100d3f1e6e7786b7b6f123ef384afe85985a05194.jpg", + "table_caption": [ + "Table 4: Ablation table: Ablations on SYMSOL-I dataset with positional encoding, sampling strategy, SurfEmb Feature and Shape components, loss terms used for training. Encoding refers to the rotation encoding employed in the approach. Sampling refers to the strategy employed for sampling rotations during training. Random refers to random sampling. Module refers to module employed to estimate the final distribution. S refers to SDF based module and F refers to the SurfEmb Feature based module. The combined result of SDF and Feat modules provides the best accuracy." + ], + "table_footnote": [], + "table_body": "
EncodingIPDFWignerCube
Samplinggrid-5grid-5randomgrid-5grid-6
ModuleF+SF+SF+SF+SSFF+SF+S
LossL1L1L1L1GKLGKLL1GKL
LL10.098.596.9410.210.3210.1810.4810.648
", + "bbox": [ + 218, + 253, + 784, + 337 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "based probability as it is based on ground truth shape and more reliable for capturing the distribution sharply. In essence, both of the scoring mechanisms together contribute to the betterment of the approach as shown in Table 4.", + "bbox": [ + 212, + 361, + 785, + 407 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Loss function. Generalized KL divergence (GKL) performs better than the L1 loss as shown in Table 4. This is reflected in T-Less dataset as well from Table 3 with an increase in LL of 0.6. This indicates that the choice of GKL is well suited for formulating loss between unnormalized probability distributions compared to L1 loss, which fails to be a natural fit for comparing distributions.", + "bbox": [ + 212, + 409, + 785, + 484 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 505, + 359, + 520 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We proposed Alignist, a novel approach to learn pose distributions over images by mapping the conditional estimation from a given image to one over a prototypical CAD model, acquired either as ground truth or via a 3D reconstruction. Our probabilistic framework uses a product of experts corresponding to losses over SDF and SurfEmb features, and anchors on full distributional distances computed by a generalized KL divergence, rather than considering individual samples as in normalizing flows. Precomputable distribution with the help of the CAD helps in better sampling leading to sharper distribution. Our novel positional encoding further reduces noise around modes and allows for learning cleaner distributions. We achieve benchmark accuracy in the Symsol-I and T-Less datasets, especially outperforming the state-of-the-art in low data regimes.", + "bbox": [ + 212, + 532, + 787, + 700 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations and future work. Our approach does not explicitly utilize the texture cues either coming from the image or the CAD model. Instead, it exploits the features from SurfEmb which implicitly depend upon both texture and geometry, simultaneously. Employing another expert that models the texture cues explicitly will enable our model to better handle objects like SphereX on Symsol-II where pure geometry cannot contribute towards the distribution. Future work also involves extending our work to diffusion models.", + "bbox": [ + 212, + 700, + 787, + 806 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements. T. Birdal acknowledges support from the Engineering and Physical Sciences Research Council [grant EP/X011364/1].", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 323, + 160 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Brégier, R., Devernay, F., Leyrit, L., Crowley, J.L.: Defining the pose of any 3d rigid object and an associated distance. International Journal of Computer Vision 126(6), 571-596 (2018)", + "2. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 5745-5753 (2019)" + ], + "bbox": [ + 215, + 147, + 784, + 830 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Vutukur et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_model.json b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_model.json new file mode 100644 index 0000000000000000000000000000000000000000..15128334fb423ea6af265b2395f8fa1080b6e99a --- /dev/null +++ b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_model.json @@ -0,0 +1,2612 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.218, + 0.141, + 0.787, + 0.187 + ], + "angle": 0, + "content": "Alignist: CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.212, + 0.777, + 0.245 + ], + "angle": 0, + "content": "Shishir Reddy Vutukur1, Rasmus Laurvig Haugaard2, Junwen Huang1, Benjamin Busam1,3, and Tolga Birdal4" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.255, + 0.757, + 0.285 + ], + "angle": 0, + "content": "\\(^{1}\\)Technical University of Munich \\(^{2}\\)University of Southern Denmark \\(^{3}\\)Munich Center for Machine Learning (MCML) \\(^{4}\\)Imperial College London" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.316, + 0.744, + 0.594 + ], + "angle": 0, + "content": "Abstract. Object pose distribution estimation is crucial in robotics for better path planning and handling of symmetric objects. Recent distribution estimation approaches employ contrastive learning-based approaches by maximizing the likelihood of a single pose estimate in the absence of a CAD model. We propose a pose distribution estimation method leveraging symmetry respecting correspondence distributions and shape information obtained using a CAD model. Contrastive learning-based approaches require an exhaustive amount of training images from different viewpoints to learn the distribution properly, which is not possible in realistic scenarios. Instead, we propose a pipeline that can leverage correspondence distributions and shape information from the CAD model, which are later used to learn pose distributions. Besides, having access to pose distribution based on correspondences before learning pose distributions conditioned on images, can help formulate the loss between distributions. The prior knowledge of distribution also helps the network to focus on getting sharper modes instead. With the CAD prior, our approach converges much faster and learns distribution better by focusing on learning sharper distribution near all the valid modes, unlike contrastive approaches, which focus on a single mode at a time. We achieve benchmark results on SYMSOL-I and T-Less datasets." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.607, + 0.741, + 0.636 + ], + "angle": 0, + "content": "Keywords: Object Pose Estimation \\(\\cdot\\) Pose Distribution \\(\\cdot\\) 6D Pose Estimation \\(\\cdot\\) Uncertainty \\(\\cdot\\) Ambiguity" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.66, + 0.377, + 0.675 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.81 + ], + "angle": 0, + "content": "Real world is quintessentially VUCA, i.e., volatile, uncertain, complex and ambiguous [26], significantly complicating the task of any methodology aimed at perceiving and interpreting our natural environments. In fact, this inherent nature renders the quest for a universally applicable, unique solution to computer vision, elusive. Still, modern AR/VR systems and robotics applications require to navigate in our VUCA world with a high degree of accuracy, robustness, safety and reliability [44]. In such cases, it becomes more pragmatic to reason about uncertainty and ambiguities rather than seeking a one-size-fits-all solution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.811, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In the realm of computer vision, uncertainty often stems from incomplete, insufficient, or noisy data, while ambiguity arises when visual information can" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.127 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.16, + 0.764, + 0.359 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.403, + 0.789, + 0.64 + ], + "angle": 0, + "content": "Fig. 1: Training and Inference Pipeline: We employ a training mechanism where supervision is generated from pre-trained SurfEmb \\((f_{\\mathrm{SE}})\\) and SDF \\((f_{\\mathrm{SDF}})\\) blocks. The CAD model, \\(\\mathbf{X}_0\\), undergoes a projection to render an image aligned point cloud, \\(\\mathbf{X}\\). The image aligned point cloud, \\(\\mathbf{X}\\), is rotated with ground truth rotation, \\(\\mathbf{R}_{gt}\\), and passed through \\(f_{\\mathrm{SE}}\\) block to estimate canonical features. Similarly, \\(\\mathbf{X}\\), is rotated with a random rotations, \\(\\mathbf{R}_k\\), and passed through \\(f_{\\mathrm{SE}}\\) block to generate features that are compared with canonical features to estimate the score \\(\\mu_{\\mathrm{SE}}\\) for the rotation. Similarly, the rotated point cloud with a random rotation is passed through \\(f_{\\mathrm{SDF}}\\) to estimate the SDF values of the point cloud. An \\(L_0\\) norm is applied to the SDF values to compute \\(\\mu_{\\mathrm{SDF}}\\) score for the rotation. These scores are used to supervise the Dual-branch MLP. The Dual-branch MLP network takes an image and the same rotation matrix, \\(\\mathbf{R}_k\\), as input and infers two scores \\(\\mu_\\theta\\) and \\(\\mu_\\phi\\). This process is carried out for \\(K\\) rotations for a given image and a Generalized KL divergence loss (GKL) is formulated between inferred scores from the right block and estimated scores from the left block to train the Dual-branch MLP network. The Dual-branch MLP is part of both training and inference. During inference, an image and rotations sampled from a grid are passed through the network to estimate the full distribution on the grid." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.789, + 0.779 + ], + "angle": 0, + "content": "be interpreted in multiple ways. For example, a shadow might be mistaken for an object, or a partially occluded object might be hard to identify. Both of these notions can be captured by a multi-modal probability distribution, whose modes correspond to ambiguous yet probable solutions, and the variation captures a notion of uncertainty. This motivated a plethora of pose estimation approaches [8, 16, 40] to infer densities over the pose space rather than predicting point estimates as done classically [17, 56]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.789, + 0.842 + ], + "angle": 0, + "content": "The rotational components of the 6D pose are particularly impacted by ambiguities, which mostly arise due to symmetry or self-occlusions [38]. Consequently, state-of-the-art approaches aim to characterize the density over \\(SO(3)\\) (rotations), either directly in the form of mixtures of matrix distributions [8,60,62]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.221 + ], + "angle": 0, + "content": "or through implicit neural fields [40] and invertible neural networks [37]. These methods generally assume that the training data consists of posed images, and, in one way or another, learn to infer densities conditioned on an input image. Such an approach necessitates a large amount of training data, as the networks need to encounter the same appearance under various rotations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.226, + 0.788, + 0.633 + ], + "angle": 0, + "content": "In this paper, we introduce, Alignist, a new way of learning distributions over \\(SO(3)\\), leveraging the CAD model that is readily available for a majority of 3D pose tasks and provided with typical datasets together with object poses either in instance or category form. To make use of this additional piece of shape information, we first establish the proportionality of image-conditional densities over rotations to densities over the visible parts of the CAD model. With this change of variables, we can sample the space of rotations during training and obtain a sharp and full density over the entire \\(SO(3)\\) in the form of an unnormalized, empirical measure (scores). In particular, we model the desired density over the model as a products of experts [18], reflecting the spatial and feature-space alignment to the original CAD model. We choose two expert probabilities to follow Bolzmann densities induced by (i) the distance to the original CAD model measured by the of norm of signed distances, (ii) the similarity of symmetry-respecting features obtained from SurfEMB [15]. The first expert specifies to 3D geometric alignment whereas the second one is additionally informed by the appearance, as SurfEMB is trained also using the image cues. The final product-probability supervises a dual-branch MLP, which, given an input image, infers both of the distributions in the form of empirical distributions or measures by sampling over \\(SO(3)\\). As a loss between the computed and inferred distributions, we utilize the recently proposed generalized KL divergence [39], capable of comparing unnormalized probability measures. This training scheme, illustrated in Fig. 1, is agnostic to the network architecture and not only facilitates stronger cues for learning but also aids in generalization in a low-data regime, as the available CAD model is exploited to generate densely sampled distributions. Lastly, as classical positional encoding methods do not generalize to the manifold of \\(SO(3)\\) [11], we introduce a new rotation encoding method by transforming the vertices of a unit cube under the given rotation." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.637, + 0.493, + 0.65 + ], + "angle": 0, + "content": "In summary, our contributions are:" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.671, + 0.784, + 0.699 + ], + "angle": 0, + "content": "- To the best of our knowledge, we present the first method to use a CAD model to train an implicit network in order to infer densities over \\(SO(3)\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.7, + 0.784, + 0.73 + ], + "angle": 0, + "content": "- We propose to utilize geometry-aware (SDF) and symmetry-aware (SurfEMB) experts to obtain rich and informative supervision cues during training." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.731, + 0.784, + 0.759 + ], + "angle": 0, + "content": "- Backed by a novel positional encoding, we propose a dual-branch MLP to infer two distributions, one on the SDF and one on the surface features." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.761, + 0.784, + 0.805 + ], + "angle": 0, + "content": "- Experiments demonstrate the advantages of our approach in capturing ambiguities and uncertainties on textureless objects, especially in low-data regimes, thanks to powerful 3D object priors our method utilizes." + }, + { + "type": "list", + "bbox": [ + 0.215, + 0.671, + 0.784, + 0.805 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.825, + 0.599, + 0.84 + ], + "angle": 0, + "content": "We make our implementation publicly available here." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.232, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.39, + 0.163 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.182, + 0.787, + 0.228 + ], + "angle": 0, + "content": "While a plethora of 6D object pose estimation exist [17,24,35,52-54,56], we will specifically review works which deal with rotational symmetries in the context of deep learning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.231, + 0.788, + 0.428 + ], + "angle": 0, + "content": "Rotation representations for deep networks. Deep neural networks typically produce feature vectors in a Euclidean space, making it hard to reason on nonlinear manifolds, such as that of \\(SO(3)\\). Early deep learning models opted for rather classical parameterizations for regressing rotations, like Euler-angles [30, 48], direction cosine matrices (DCM) [23, 59], axis-angle [10, 51], and quaternions [28, 56, 63]. Some scholars [5, 27, 49] instead discretize the space and classify, however, pose space represents a continuous Riemannian manifold [4]. Recently, [64] showed that the typical representations are discontinuous, i.e., do not admit homeomorphic maps to \\(SO(3)\\). Instead, 6D [64], 9D [34] and even 10D [42] representations were proposed to resolve the discontinuity issue and improve the regression accuracy. Brégier [2] has thoroughly examined different manifold mappings, finding out that SVD orthogonalization [34] performs the best when regressing arbitrary rotations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.429, + 0.788, + 0.565 + ], + "angle": 0, + "content": "Besides considering rotations as manifold-valued labels, there are multiple ways they are used in deep networks. Regressing rotations lead to geometric gradients, which require rethinking of backpropagation [6, 50]. When used as input data, the sinusoidal basis functions that are used to encode Euclidean coordinates become ill-suited for \\( SO(3) \\) [11]. In this work, we also contribute a symmetry-respecting positional encoding for rotations, inspired by the metrics in [1] and also follow a regression approach, however, we investigate pose distribution prediction rather than single pose estimation to incorporate multimodal solutions induced by object or projection ambiguities." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.568, + 0.788, + 0.794 + ], + "angle": 0, + "content": "Representing belief over rotations in deep networks. Extending Bui et al. [3] to object pose estimation, Deng et al. [8], along with [12], were the first to address pose ambiguity and uncertainty prediction via deep networks. In these works, as well as extensions such as [42], a Bingham distribution was used to represent the belief over \\(SO(3)\\). The suitability of Bingham distribution was later questioned by follow-up works, proposing Matrix-Fisher distributions [60] or heavy-tailed variants such as Laplace distributions [61, 62] for increased robustness. Implicit-PDF (iPDF) [40] used a rotation-conditioned neural network to implicitly learn the orientation distribution and SpyroPose [16] proposed a coarse-to-fine version of iPDF using a hierarchical grid. HyperPosePDF [22] learned the weights of an iPDF via a hyper-network and spherical convolutions are used in I2S [29] to map a deep feature-map onto a distribution over \\(SO(3)\\). Recently, Liu et al. [37] proposed a normalizing flow based approach to map an initial distribution to a target one. This approach has later been generalized to manifolds other than \\(SO(3)\\) via free-form flows [47]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We follow the ideas of implicit distribution learning by incorporating a signed distance function [41] alongside a method for ambiguity aware pose description [15] into our approach." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.403 + ], + "angle": 0, + "content": "Uncertainty and ambiguity aware object pose estimation. Object shape, symmetry, or occlusions can cause ambiguities in object poses given only the perspective projection. Corona et al. [7] and Pitteri et al. [43] assumed the availability of object symmetry information during training. As obtaining this information is challenging, others tried to explicitly learn it from data [33]. State-of-the-art approaches bypass the requirement of prior knowledge about object symmetries. Manhardt et al. [38] modeled the ambiguity in object pose estimation by predicting multiple hypotheses, for a given object's visual appearance, and Shi et al. [46] utilize an ensemble of object pose estimators to derive uncertainties. SurfEmb [15], EPOS [19] and NeRF-Feat [52] learned a dense distribution of 2D-3D correspondences. EPOS [19] handled symmetries implicitly by discretizing the surface and predicting a probability distribution over fragments per pixel, whereas SurfEmb, NeRF-Feat estimated a continuous distribution over the object surface. Similarly, Ki-pode [25] used object keypoints as an intermediary to derive the probability density, explicitly and [57] makes use of the conformal prediction framework to propagate uncertainties from keypoints to object poses." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.404, + 0.787, + 0.434 + ], + "angle": 0, + "content": "In our pipeline, we incorporate a learned continuous distribution [15] of 2D-3D correspondences between object model and image." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.456, + 0.331, + 0.471 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.488, + 0.788, + 0.58 + ], + "angle": 0, + "content": "Problem setting. We consider an input image crop \\(\\mathbf{I} \\in \\mathbb{R}^{M \\times N \\times 3}\\) parameterized by coordinates \\(\\mathbf{p} \\in \\mathbb{R}^2\\) on the image lattice, containing the projection of a 3D object \\(\\mathcal{M} = (\\mathbf{X}, \\mathbf{T})\\) represented in normalized object coordinate space (NOCS) [55] \\(\\mathbf{X} = \\{\\mathbf{x}_i \\in [-1,1]^3 \\mid i = 1, \\dots, N_X\\}\\) together with triangle faces \\(\\mathbf{T} = \\{\\mathbf{t}_i \\in \\mathbb{Z}^3 \\mid i = 1, \\dots, N_T\\}\\). We formulate the rotation estimation problem as a probabilistic inference, where we are interested in the following two quantities:" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.58, + 0.787, + 0.625 + ], + "angle": 0, + "content": "1. Single-best orientation obtained by the maximum a-posteriori (MAP) estimate: \\(\\mathbf{R}^{\\star} = \\arg \\max_{\\mathbf{R}} p(\\mathbf{R} \\mid \\mathbf{I})\\), where \\(p(\\mathbf{R} \\mid \\mathbf{I})\\) models the conditional probability distribution for the orientation of \\(\\mathbf{I}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.625, + 0.787, + 0.656 + ], + "angle": 0, + "content": "2. Multi-modal orientation estimate in the form of a full posterior distribution: \\( p(\\mathbf{R} \\mid \\mathbf{I}) \\propto p(\\mathbf{I} \\mid \\mathbf{R}) \\times p(\\mathbf{R}) = p(\\mathbf{I}, \\mathbf{R}) \\)." + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.58, + 0.787, + 0.656 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.793 + ], + "angle": 0, + "content": "A plethora of the 6D object pose estimation methods solve (1) (excluding translations) to get a point estimate [21, 27, 49]. While solving (2) can provide important additional information, such as uncertainty and ambiguity, perhaps not surprisingly it is a much harder task. Note that, in addition to the usual difficulties associated with posterior characterization, in our context we are facing extra challenges due to the Riemannian nature of \\(SO(3)\\) [4]. This is arguably the reason why the task of multiple simultaneous rotation estimations remains unsolved, to date. In this work, we focus on estimating posterior densities over rotations, which are the main sources of ambiguity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Model. Inspired by the energy based models [31,32], we write down the posterior density of interest as \\( p(\\mathbf{R} \\mid \\mathbf{I}) = \\exp(-U(\\mathbf{R})) / p(\\mathbf{R}) \\) where \\( U \\) is the potential energy with the form \\( U(\\mathbf{R}) = -\\left(\\log p(\\mathbf{R} \\mid \\mathbf{I}) + \\log p(\\mathbf{R})\\right) \\). Estimating \\( p(\\mathbf{R}) \\) by" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "discretizing the \\(SO(3)\\) by \\(N_V\\) partitions of volume \\(V\\) and marginalizing, leads to the following approximate posterior density [40]:" + }, + { + "type": "equation", + "bbox": [ + 0.24, + 0.19, + 0.786, + 0.23 + ], + "angle": 0, + "content": "\\[\np (\\mathbf {R} \\mid \\mathbf {I}) \\approx \\frac {1}{V} \\exp (- U (\\mathbf {R})) / \\sum_ {i = 1} ^ {N _ {V}} \\exp (- U (\\mathbf {R} _ {i})) = \\frac {1}{V} \\operatorname {s o f t m a x} (- U (\\mathbf {R})). \\quad (1)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.24, + 0.788, + 0.348 + ], + "angle": 0, + "content": "To design \\(U(\\mathbf{R})\\), we assume the availability of a \\(\\mathbf{X}_0\\), s.t. \\(\\mathbf{X}' = \\mathbf{R}\\Pi(\\mathbf{R}_{\\mathrm{gt}}^\\top \\mathbf{X}_0; \\mathbf{I}, \\mathcal{M})\\) is obtained by rotating the image-aligned model \\(\\mathbf{X}\\) back to the CAD space using \\(\\mathbf{R}\\). \\(\\mathbf{R}_{\\mathrm{gt}}\\) is the ground truth pose of the image under consideration and the rendering operator \\(\\mathbf{X} = \\Pi(\\mathbf{R}_{\\mathrm{gt}}^\\top \\mathbf{X}_0; \\mathbf{I}, \\mathcal{M})\\) extracts the points of the transformed mesh, visible in the image \\(\\mathbf{I}\\) by rendering the model mesh \\(\\mathcal{M}\\). In order to maintain the invariance under symmetries, i.e., \\(\\mathbf{R}\\mathbf{X} \\equiv \\mathbf{X}\\) for any stabilizer \\(\\mathbf{R}\\) of \\(\\mathbf{X}\\), we relate orientation distributions to distributions over object coordinates:" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.355, + 0.792, + 0.373 + ], + "angle": 0, + "content": "Proposition 1. The probability \\(p(\\mathbf{R}|\\mathbf{I})\\propto p(\\mathbf{X}'|\\mathbf{I})\\) where \\(\\mathbf{X}' = \\mathbf{R}\\Pi (\\mathbf{R}_{\\mathrm{gt}}^{\\top}\\mathbf{X}_0;\\mathbf{I},\\mathcal{M})\\)" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.38, + 0.79, + 0.455 + ], + "angle": 0, + "content": "Proof. We will consider the vectorized versions of our variables \\(\\mathbf{r} \\coloneqq \\operatorname{vec}(\\mathbf{R})\\) and \\(\\mathbf{x}' \\coloneqq \\operatorname{vec}(\\mathbf{X}')\\) and assume \\(p(\\mathbf{r} \\mid \\mathbf{I}) = p(\\mathbf{R} \\mid \\mathbf{I})\\) and \\(p(\\mathbf{x}' \\mid \\mathbf{I}) = p(\\mathbf{X}' \\mid \\mathbf{I})\\). Let \\(\\mathbf{C} = \\Pi (\\mathbf{R}_{\\mathrm{gt}}^{\\top}\\mathbf{X}_0;\\mathbf{I},\\mathcal{M})\\) denote the visible part of the model, w.l.o.g. assumed to be a constant. Then, the two distributions can be related by the change of variables:" + }, + { + "type": "equation", + "bbox": [ + 0.422, + 0.468, + 0.785, + 0.484 + ], + "angle": 0, + "content": "\\[\np (\\mathbf {r} \\mid \\mathbf {I}) = p \\left(\\mathbf {x} ^ {\\prime} \\mid \\mathbf {I}\\right) \\cdot | \\mathbf {J} |, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.494, + 0.264, + 0.507 + ], + "angle": 0, + "content": "where" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.517, + 0.785, + 0.548 + ], + "angle": 0, + "content": "\\[\n\\mathbf {J} := \\frac {\\mathrm {d} \\mathbf {x} ^ {\\prime}}{\\mathrm {d} \\mathbf {r}} = \\frac {\\operatorname {d v e c} (\\mathbf {R C})}{\\mathrm {d} \\mathbf {r}} = \\frac {\\mathrm {d} \\left(\\left(\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}\\right) \\mathbf {r}\\right)}{\\mathrm {d} \\mathbf {r}} = \\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}, \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.557, + 0.784, + 0.587 + ], + "angle": 0, + "content": "where \\(\\mathbf{I}_{N_X}\\) is the \\(N_{X} \\times N_{X}\\) identity matrix. Hence the determinant of the Jacobian, \\(|\\mathbf{J}| := |\\det \\mathbf{J}|\\), is independent of \\(\\mathbf{R}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.282, + 0.599, + 0.785, + 0.623 + ], + "angle": 0, + "content": "\\[\n| \\mathbf {J} | = | \\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}} | = \\sqrt {| (\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}) ^ {\\top} (\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}) |} = \\sqrt {| \\mathbf {C C} ^ {\\top} |}. \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.633, + 0.784, + 0.663 + ], + "angle": 0, + "content": "As the canonical model \\(\\mathcal{M}\\) (hence \\(\\mathbf{X}_0\\)) and \\(\\mathbf{R}_{\\mathrm{gt}}\\) are known, \\(|\\mathbf{J}|\\) remains constant leading to:" + }, + { + "type": "equation", + "bbox": [ + 0.354, + 0.675, + 0.65, + 0.698 + ], + "angle": 0, + "content": "\\[\np (\\mathbf {R} \\mid \\mathbf {I}) = p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\cdot \\sqrt {| \\mathbf {C C} ^ {\\top} |} \\propto p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}).\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.708, + 0.784, + 0.74 + ], + "angle": 0, + "content": "With this proportionality, we can instead model \\( p(\\mathbf{X}'|\\mathbf{I}) \\) in a symmetry aware fashion via the product of experts (PoEs) [18]:" + }, + { + "type": "equation", + "bbox": [ + 0.237, + 0.75, + 0.785, + 0.784 + ], + "angle": 0, + "content": "\\[\np (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) = \\frac {1}{\\int \\prod_ {i} \\hat {p} _ {i} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\mathrm {d} \\mathbf {X} ^ {\\prime}} \\prod_ {i} \\hat {p} _ {i} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) = \\frac {1}{Z} \\hat {p} _ {\\text {S D F}} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\hat {p} _ {\\text {S E}} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.786, + 0.841 + ], + "angle": 0, + "content": "where \\( Z = \\int \\hat{p}_{\\mathrm{SDF}}(\\mathbf{X}' \\mid \\mathbf{I}) \\hat{p}_{\\mathrm{SE}}(\\mathbf{X}' \\mid \\mathbf{I}) \\, \\mathrm{d}\\mathbf{X}' \\). Note that the product factorizes the conditional probability \\( p \\) into a set of simpler distributions, experts, \\( \\hat{p}_i \\) which are normalized after multiplication. The first term, \\( \\hat{p}_{\\mathrm{SDF}} \\), will measure the deviation" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.222 + ], + "angle": 0, + "content": "from the model in the space of 3D coordinates. The second term, \\(\\hat{p}_{\\mathrm{SE}}\\), will ensure that the symmetry-aware features of the transformed model align with the canonical ones under a given \\(\\mathbf{R}\\) (thus \\(\\mathbf{X}\\)). The PoE framework can work with unnormalized densities, \\(\\hat{p}(\\cdot)\\), allowing us to model \\(\\hat{p}_{\\mathrm{SDF}}\\) and \\(\\hat{p}_{\\mathrm{SE}}\\) by a Bolzmann distribution:" + }, + { + "type": "equation", + "bbox": [ + 0.226, + 0.234, + 0.785, + 0.252 + ], + "angle": 0, + "content": "\\[\n\\hat {p} _ {\\mathrm {S D F}} \\propto \\exp \\left(- \\| f _ {\\mathrm {S D F}} \\left(\\mathbf {X} ^ {\\prime}\\right) \\| _ {0}\\right) \\text {a n d} \\hat {p} _ {\\mathrm {S E}} \\propto \\exp \\left(- \\| f _ {\\mathrm {S E}} \\left(\\mathbf {X} ^ {\\prime}\\right) - f _ {\\mathrm {S E}} \\left(\\mathbf {X} _ {0}\\right) \\| _ {\\mathrm {F}}\\right), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.262, + 0.785, + 0.398 + ], + "angle": 0, + "content": "where \\( f_{\\mathrm{SDF}}: \\mathbb{R}^3 \\to \\mathbb{R} \\) and \\( f_{\\mathrm{SE}}: \\mathbf{X} \\to \\mathbb{R}^{N_F \\times N_X} \\) are chosen to be the pretrained Deep-SDFs [41] and SurfEmb [15], respectively. Deep-SDF parameterizes the signed distance value to the closest surface point via a neural network. Using \\( L_0 \\)-norm amplifies the penalty on more distant points. SurfEmb models continuous 2D-3D correspondence (\\( \\mathbf{X} \\ni \\mathbf{x} \\leftrightarrow \\mathbf{p} \\in \\mathbb{R}^2 \\)) distributions \\( p(\\mathbf{x}, \\mathbf{p} \\mid \\mathbf{I}) = p(\\mathbf{p} \\mid \\mathbf{I}) p(\\mathbf{x} \\mid \\mathbf{I}, \\mathbf{p}) \\) over the surface of objects, where \\( p(\\mathbf{p} \\mid \\mathbf{I}) \\) denotes the discrete distribution over image coordinates. SurfEmb consists of a network supervised to maximize the probability of the GT coordinates. The specific forms of \\( f_{\\mathrm{SDF}} \\) and \\( f_{\\mathrm{SE}} \\) are precised later in Sec. 3.1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.399, + 0.785, + 0.444 + ], + "angle": 0, + "content": "In our framework, we model these distributions by two MLPs \\( f_{\\theta} \\) and \\( f_{\\phi} \\) with learnable parameters \\( \\pmb{\\theta} \\) and \\( \\pmb{\\phi} \\), which can be multiplied and passed through the softmax in Eq. (1) to yield \\( p(\\mathbf{R} \\mid \\mathbf{I}) \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.444, + 0.786, + 0.655 + ], + "angle": 0, + "content": "Training. During training, we have access to \\(\\{\\mathbf{R}_{\\mathrm{gt}}^n\\}_n\\) for all images and thus corresponding \\(\\{\\mathbf{X}_n^\\prime \\}_{n}\\). While maximizing \\(p(\\mathbf{R} \\mid \\mathbf{I})\\) by minimizing the negative log-likelihood for a single ground truth pose is viable, it requires more data samples to cover all symmetries and train the network. Another alternative is contrastive training (CT) as done in [16]. Yet, besides the challenge of sampling hard negatives over \\(SO(3)\\) during training, CT assumes a single positive label per sample. This resembles learning a multi-modal distribution by matching several unimodal distributions. Instead, we take a different approach and align the entire distribution. To learn the parameters of \\((f_{\\theta}, f_{\\phi})\\) this way, we first obtain two unnormalized empirical measures \\((\\mu_{\\mathrm{SDF}}, \\mu_{\\mathrm{SE}})\\) supported on \\(SO(3)\\), corresponding to \\(\\hat{p}_{\\mathrm{SDF}}\\) and \\(\\hat{p}_{\\mathrm{SE}}\\), by randomly sampling \\(SO(3)\\) to get the locations and computing the individual terms in Eq. (6) as weights of these measures. Similarly, we let \\((\\mu_{\\theta}, \\mu_{\\phi})\\) denote the inferred unnormalized measures (see \"Inference\") and use the generalized KL divergence [39] to align unbalanced distributions:" + }, + { + "type": "equation", + "bbox": [ + 0.317, + 0.668, + 0.785, + 0.705 + ], + "angle": 0, + "content": "\\[\n\\operatorname {G K L} (\\boldsymbol {\\mu} \\| \\boldsymbol {\\nu}) := \\sum_ {i = 1} ^ {m} \\left(- \\log \\left(\\frac {a _ {i} ^ {\\boldsymbol {\\nu}}}{a _ {i} ^ {\\boldsymbol {\\mu}}}\\right) + \\left(\\frac {a _ {i} ^ {\\boldsymbol {\\nu}}}{a _ {i} ^ {\\boldsymbol {\\mu}}}\\right) - 1\\right) a _ {i} ^ {\\boldsymbol {\\mu}}, \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.716, + 0.784, + 0.763 + ], + "angle": 0, + "content": "where \\(\\mathbf{a} = \\{a_i^\\mu\\}\\) and \\(\\{\\mathbf{R}_i^\\mu\\}, i = 1, \\ldots, m\\) denote the weights and locations of a discrete measure \\(\\boldsymbol{\\mu} = \\sum_{i=1}^{m} a_i \\delta_{\\mathbf{R}_i^\\mu}\\), \\(a_i \\geq 0\\), where \\(\\delta_{\\mathbf{R}^\\mu}\\) is a Dirac delta at \\(\\mathbf{R}^\\mu\\). Finally, we train our networks by optimizing the following objectives:" + }, + { + "type": "equation", + "bbox": [ + 0.228, + 0.774, + 0.785, + 0.799 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {\\theta} ^ {\\star} = \\underset {\\boldsymbol {\\theta}} {\\arg \\min } \\mathbb {E} _ {p (\\mathbf {I})} \\operatorname {G K L} \\left(\\boldsymbol {\\mu} _ {\\text {S D F}} \\| \\boldsymbol {\\mu} _ {\\boldsymbol {\\theta}}\\right), \\quad \\phi^ {\\star} = \\underset {\\phi} {\\arg \\min } \\mathbb {E} _ {p (\\mathbf {I})} \\operatorname {G K L} \\left(\\boldsymbol {\\mu} _ {\\text {S E}} \\| \\boldsymbol {\\mu} _ {\\boldsymbol {\\phi}}\\right), \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "where \\( p(\\mathbf{I}) \\) denotes the data distribution. In summary (see Fig. 1), to train our networks, we sample the \\( SO(3) \\) randomly or over a grid and use these samples" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "in (i) explicitly computing a product-distribution by leveraging the spatial and feature-space distances and (ii) inferring these conditioned on the image. The divergence between the resulting measures becomes our supervision signal." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.196, + 0.788, + 0.273 + ], + "angle": 0, + "content": "Inference. During test time, given an input image \\(\\mathbf{I}\\), we infer the potentially multimodal distribution \\(p(\\mathbf{R} \\mid \\mathbf{I})\\) by densely sampling \\(SO(3)\\) and evaluating \\(-\\log p(\\mathbf{R} \\mid \\mathbf{I}) = f_{\\theta}(\\mathbf{I}, \\mathbf{R}) + f_{\\phi}(\\mathbf{I}, \\mathbf{R})\\). The individual predictions can be thought of as the empirical measures \\(\\mu_{\\theta}\\) and \\(\\mu_{\\phi}\\), which are combined to get the final measure. We then pass the result through softmax to arrive at the full posterior." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.303, + 0.72, + 0.318 + ], + "angle": 0, + "content": "3.1 Network Design, Positional Encoding and Impl. Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.338, + 0.788, + 0.489 + ], + "angle": 0, + "content": "Network architecture. Our architecture is similar to IPDF with a ResNet50 image encoder and an MLP each for inferring unnormalized SDF and SE measures. The image encoder encodes the image as a global latent vector which is concatenated with the positional encoded rotation matrix and passed through two MLPs to get unnormalized SDF and SE measures. For a given image, we sample \\(K\\) rotations, to learn the distribution at \\(K\\) discrete points in \\(SO(3)\\) space. To train the network, for a given image, we generate the supervision signal using pre-trained SE and SDF MLPs to gather scores for all rotations for supervising the network. The pre-trained SE and SDF MLPs are two layer Siren MLPs that predict per-point feature and SDF value respectively from a 3D point input." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.494, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Sampling. Using our CAD-based priors, SurfEmb and SDF MLPs, we can generate the distribution for viewpoints before we start the training. We sample rotations on an equivolumetric partitioning of \\(SO3\\) grid proposed by Yershova [58]. We subdivide the grid up to 5 levels and estimate distribution for certain viewpoints. Using this precomputed distribution, we can sample more rotations near the modes which helps us in learning distribution better. In our approach, instead of estimating distribution for the entire dataset, we estimate distributions for a few viewpoints. It is a tradeoff between memory and accuracy. We save distribution for a few viewpoints at a higher resolution grid than saving distribution for every viewpoint at a lower level grid. This is because the distribution can be transferred to another viewpoint by rotating the grid accordingly using the relative rotation between the given viewpoint and the viewpoint for which the distribution is estimated. We randomly sample a viewpoint from the precomputed distributions and convert it to the current viewpoint and sample the rotations from this distribution. Even though the viewpoints don't exactly have the same distribution in some cases, this won't affect the learning as this will be reflected in the estimated probability and still a bad rotation will be learned as such. Even if we sample rotations away from modes sometimes, the supervision signal will provide a low probability, but it is important to sample more near the modes to learn a sharper distribution. We precompute both shape and feature based distribution for a few viewpoints and use them during training for better sampling. Shape-based precomputed distribution will be valid even in the case of conditionally symmetric objects with ambiguities that break symmetry." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.375 + ], + "angle": 0, + "content": "Positional encoding(PE). IPDF employs a PE that generates high frequency components of individual rotation matrix elements separately. PE is not applied to the rotation manifold leading to errors in the training where multiple rotations that are far apart in \\(SO3\\) space with similar element-wise absolute values are closer in positional encoding space in some cases. Specifically, when some negative values are lower in magnitude in the rotation matrix, they get a similar PE to when the sign is flipped in another rotation matrix since sines are getting suppressed because of low value and cosine is getting amplified at the same time and also suppressing the sign. The PE is not exactly the same, but the network treats them as similar because the change is minute in cartesian space. To alleviate this issue, we take the 3D corner coordinates of a unit cube and apply positional encoding on the rotated 3D corner coordinates of the cube. The positionally encoded corner coordinates are concatenated to generate a vector that serves as a PE representation of the rotation matrix. This reduces the noise as shown in Figure 4 and also brings a boost in accuracy." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.398, + 0.377, + 0.416 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.789, + 0.686 + ], + "angle": 0, + "content": "We evaluate on Symsol [40], T-Less [20], and ModelNet10-SO3 [36]. Symsol has two subsets, Symsol-I with untextured symmetric objects and Symsol-II with conditionally symmetric objects with some texture that breaks symmetry from certain viewpoints. We adopt the metrics from IPDF, log-likelihood(LL), and Average Recall(AR) for evaluation. LL measures how strongly the learned network captures the distribution. It is calculated by taking the log mean of the probabilities at the ground truth rotations in our captured distribution. As we can't estimate distribution in continuous rotation space, we compute our distribution on a discrete equivolumetric grid of rotations similar to IPDF. We use 5 levels of subdivision to obtain a rotation grid with around 2M rotations for evaluation. We compute the distribution on the grid and evaluate the LL for rotations at the discrete rotation samples on the grid closest to ground truth rotations. LL evaluation can be carried out with a single ground truth annotation or with multiple ground truth annotation for a single image. To quantify the rotation error on ModelNet, we employ AR with \\(30^{\\circ}\\) rotation error threshold. We employ distribution visualization proposed in IPDF where each point on sphere indicates the axis of rotation and the color indicates the tilt about that axis." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.709, + 0.356, + 0.723 + ], + "angle": 0, + "content": "4.1 SYMSOL-I" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.79, + 0.841 + ], + "angle": 0, + "content": "Symsol-I comprises textureless geometric shapes, Cube, Tetrahedron, Cone, Icosahedron, and Cylinder that exhibit different types of symmetries and pose a challenging task to capture all the symmetric configurations with high probability. The dataset provides 45k images for each object and they do not provide camera intrinsics or a CAD model. However, these generic CAD models are easily available from any 3D library and are already canonically aligned with the dataset. We employ PBR data [9] and SDF samples from CAD models to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.257 + ], + "angle": 0, + "content": "Table 1: SYMSOL I results: We present results on Symsol-I evaluated using the log-likelihood metric. Models refers to the number of models trained per dataset. Iterations refer to training iterations and Images refer to the amount of training images employed per object. Note that we follow the convention employed in the Normalizing Flow(NF) paper by adding 2.29 to the scores to make a uniform distribution to have a zero score instead of having -2.29. We adjusted the scores for us and Spyropose(SP) and other approaches were already adjusted in NF paper. We present results for Deng [8], Gil [13], Prok [45], IPDF [40], SP [16] and NF [37]." + }, + { + "type": "table", + "bbox": [ + 0.23, + 0.268, + 0.776, + 0.427 + ], + "angle": 0, + "content": "
DengGil.Prok.IPDFSPNFNFNFNFOursOurs
Models11115111111
Iterations100k100k100k100k100k100k900k100k900k100k100k
Images45k45k45k45k45k10k10k45k45k10k45k
cone2.456.13-1.056.749.918.458.948.4210.059.6610.10
cube-2.150.001.797.1010.925.029.017.1311.6411.2912.24
cyl1.343.171.016.558.758.046.417.839.549.329.40
icosa-0.160.00-0.103.577.52-2.14-6.032.038.267.999.54
tet2.560.000.437.9910.985.9110.798.9812.4311.3911.96
avg0.811.860.426.399.625.065.826.8810.389.6910.64
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.599 + ], + "angle": 0, + "content": "train \\( f_{\\mathrm{SE}} \\), \\( f_{\\mathrm{SDF}} \\) respectively. We use the frozen \\( f_{\\mathrm{SE}} \\), \\( f_{\\mathrm{SDF}} \\) MLPs for training our pipeline. The test set provides ground truth annotations for all the symmetric configurations and is considered in the evaluation for log-likelihood and spread. Prior approaches focus solely on learning distribution from images and show no way to incorporate a CAD model into the training pipeline. Spypropose tries to incorporate a CAD model, but only uses it to strengthen the encoder instead of using a Resnet based encoder. However, their approach requires camera intrinsics. So, they render their version of symsol to use the encoder. Moreover, their cad-based encoder requires the object instance to be known to encode the image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.561, + 0.749 + ], + "angle": 0, + "content": "To have a common baseline, we compare all the approaches using Resnet image encoder. Using a basic architecture such as IPDF, we achieve benchmark results with log-likelihood scores of 10.64 and 9.69 in full-data and low-data regimes using our training pipeline by distilling knowledge from a CAD model to learn distribution as shown in Table 1. Our approach converges faster and performs better than NF, SpyroPose with just 100k iterations. In a low-data regime with" + }, + { + "type": "image", + "bbox": [ + 0.577, + 0.607, + 0.784, + 0.696 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.571, + 0.71, + 0.788, + 0.738 + ], + "angle": 0, + "content": "Fig. 2: LL vs. Training Data for NF, Ours on SYMSOL-I." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "10k images, the accuracy drop(0.95) is not significant depicting the benefits of a CAD prior. Besides, NF has weaker performance with low data and negatively affects some objects with increasing iterations. This demonstrates the advantage of employing a CAD model which is crucial as real data is not easily available in large amounts. Our approach can transfer learned features from the CAD model and help learn the distribution better in the real domain even with fewer images." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.203 + ], + "angle": 0, + "content": "Table 2: SYMSOL-II results: We report results using log-likelihood metric(LL). We adjust the scores for us and SpyroPose using the convention of normalizing flows(NF) by adding 2.29 to make a uniform distribution to have an average LL of score zero.-10k refers to experiments in low-data regime using only 10k images instead of 45k." + }, + { + "type": "table", + "bbox": [ + 0.23, + 0.213, + 0.776, + 0.288 + ], + "angle": 0, + "content": "
ObjDengGil.Prok.IPDFSPSP-10kNF-10kNFOurs-10kOurs
SphX3.415.61-1.909.5911.367.677.6212.376.3210.93
cylO5.287.176.459.2011.619.116.9912.9211.5712.18
tetX5.905.193.7710.7811.706.483.5213.5311.5312.38
LL4.865.992.779.8611.567.766.0412.949.8011.83
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.315, + 0.788, + 0.363 + ], + "angle": 0, + "content": "As shown in Fig. 2, the gap between the LLs attained by our method and those by NF increases rapidly as the amount of training data decreases. We present some qualitative results in Fig. 3 as proposed in IPDF." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.385, + 0.363, + 0.399 + ], + "angle": 0, + "content": "4.2 SYMSOL-II" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.412, + 0.789, + 0.715 + ], + "angle": 0, + "content": "Symsol-II comprises conditionally symmetric objects, tetrahedron, cylinder, and sphere, with markers. So, the modes are reduced when the markers are visible. For conditional symmetric objects, the pose distribution not only shifts but also changes completely based on the visibility of markers. We fit the meshes with silhouette images and estimate intrinsics which is later used to fit the texture of the mesh using color images through differentiable rendering. We train \\( f_{\\mathrm{SE}} \\), \\( f_{\\mathrm{SDF}} \\) networks with the obtained mesh. Our approach has slightly weaker performance compared to NF as shown in Table 2. On the Sphere object, our SDF expert doesn't contribute anything as it learns a uniform distribution and it is a limitation of our approach. Hence, we have to rely only on the SurfEmb expert to explain the distribution which decreases the performance. However, we perform better than NF and Spyropose in the low-data regime with 10k images. Besides, LL metric inherently favors NF as it provides exact LL estimation while IPDF and our approach evaluate LL on a discrete rotation grid, making our methods limited by the finite resolution. The performance drop is less significant on textured cylinder and tetrahedron indicating that the shape component can bring a significant boost to the distribution. LL scores for tetrahedron and cylinder are higher than the Symsol-I dataset since Surfemb features provide information about the texture in these objects and perform better in conjunction with shape experts to capture the textured viewpoints with much finer distribution." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.738, + 0.319, + 0.753 + ], + "angle": 0, + "content": "4.3 T-Less" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "T-Less contains 30 texture-less symmetric objects. We follow [13] to split data into \\(75\\%\\) for training and \\(25\\%\\) for testing. We train SurfEmb, \\(f_{\\mathrm{SE}}\\), using PBR and \\(75\\%\\) of the real data. \\(f_{\\mathrm{SDF}}\\) network is trained using the CAD model. We perform better than the benchmark approach, SpyroPose, as shown in Table 3. The dataset has minute symmetry breaking features that can turn a multimodal" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.127 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.271, + 0.188 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.255, + 0.191, + 0.354, + 0.202 + ], + "angle": 0, + "content": "(a) Cyl-Symsol-I" + }, + { + "type": "image", + "bbox": [ + 0.277, + 0.144, + 0.392, + 0.19 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.416, + 0.144, + 0.469, + 0.188 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.45, + 0.191, + 0.555, + 0.202 + ], + "angle": 0, + "content": "(b) Cyl-Symsol-II" + }, + { + "type": "image", + "bbox": [ + 0.416, + 0.204, + 0.469, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.475, + 0.144, + 0.588, + 0.189 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.451, + 0.203, + 0.589, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.451, + 0.25, + 0.553, + 0.262 + ], + "angle": 0, + "content": "(e) Tet-Symsol-II" + }, + { + "type": "image", + "bbox": [ + 0.613, + 0.145, + 0.666, + 0.188 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.648, + 0.191, + 0.751, + 0.202 + ], + "angle": 0, + "content": "(c) Cyl-Symsol-II" + }, + { + "type": "image", + "bbox": [ + 0.671, + 0.144, + 0.786, + 0.189 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.648, + 0.203, + 0.666, + 0.22 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.671, + 0.203, + 0.786, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.649, + 0.25, + 0.751, + 0.262 + ], + "angle": 0, + "content": "(f) Tet-Symsol-II" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.206, + 0.271, + 0.247 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.255, + 0.25, + 0.354, + 0.261 + ], + "angle": 0, + "content": "(d) Tet-Symsol-I" + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.273, + 0.787, + 0.384 + ], + "angle": 0, + "content": "Fig. 3: Pose distribution visualization for objects in Symsol-I and Symsol-II. a) Untextured Cylinder has continuous symmetry b) Textured Cylinder with marker has a unimodal distribution when the marker is visible, c) Broken continuous symmetry on the textured cylinder when the marker is not visible d) Untextured Tetrahedron in Symsol-I has 12 modes which are captured appropriately e) Textured Tetrahedron has three modes when orange face is visible. f) Textured terahedron has 6 modes when the orange face is not visible. Note that only one ground truth annotation is provided in Symsol-II and hence only one mode is circled." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.415, + 0.785, + 0.536 + ], + "angle": 0, + "content": "distribution into an unimodal distribution. Although they provide symmetry annotations, the CAD models are not perfectly symmetric like the objects from Symsol-I. So, we follow the other approaches, and the evaluation is performed only on a single ground truth pose similar to Symsol-II. We perform an ablation with training data used for SurfEmb. SurfEmb provides better features with PBR+Real data compared to using just PBR data and is reflected in an increase in LL of 0.2. The results indicate the ability to notice the symmetry breaking features to capture the distribution more sharply when they are visible." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.537, + 0.785, + 0.593 + ], + "angle": 0, + "content": "Table 3: T-Less Results: We present T-Less results using the log-likelihood measure. P refers to using only PBR data and \\(\\mathrm{P} + \\mathrm{R}\\) refers to using both PBR and Real data for training the Surfemb network. Please note that we still use real data to train our distribution network in all cases. L1 and GKL refer to the loss used for training." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.605, + 0.784, + 0.664 + ], + "angle": 0, + "content": "
MethodProkudin [45]Gilitschenski [13]IPDF [40]Spyropose [16]Ours
SE data----PP+R
Loss----L1L1GKL
LL11.09.112.014.113.613.814.53
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.692, + 0.405, + 0.706 + ], + "angle": 0, + "content": "4.4 ModelNet10-SO3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.787, + 0.84 + ], + "angle": 0, + "content": "ModelNet10-SO3 is an unimodal category-level dataset comprising images of CAD models of 10 categories. We choose a single CAD model per category to train \\( f_{\\mathrm{SE}} \\), \\( f_{\\mathrm{SDF}} \\). We employ images from all CADs for training our pipeline, but the distribution supervision comes from the chosen CAD model. The distribution supervision should come ideally from the CAD model of the specific instance in the image, but it is hard to train \\( f_{\\mathrm{SE}} \\) for all CADs in the category. We compute the distribution on grid and select the rotation with the highest score for evaluation. We achieve an AR of \\( 70.5\\% \\) at \\( 30^{\\circ} \\) rotation error threshold compared" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "to \\(\\mathrm{NF}(77.4\\%)\\) despite using distribution supervision from a single CAD model per category. Besides, the dataset contains some symmetric models, but only one GT rotation is considered for evaluation leading to lower accuracy." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.214, + 0.344, + 0.229 + ], + "angle": 0, + "content": "4.5 Ablations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.241, + 0.789, + 0.392 + ], + "angle": 0, + "content": "Positional encoding(PE). We perform an ablation on different PE of rotation matrices. The PE of elements of rotation matrix leads to noisy distribution as shown in Figure 4. This happens when rotation matrices with similar absolute values sometimes get a similar position encoding leading to noise. This could be avoided by parameterizing the encoding of the rotation matrix on manifold by employing Wigner matrices [11]. We propose a PE where corners of a cube are rotated with rotation matrices and then PE is applied on the transformed 3d coordinates. Both Wigner matrices and our cube position encoding(cube PE) were able to remove noise from the distribution. However, our cube PE performs better compared to Wigner and IPDF PE as shown in Table 4." + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.406, + 0.303, + 0.45 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.245, + 0.452, + 0.303, + 0.463 + ], + "angle": 0, + "content": "(a) Image" + }, + { + "type": "image", + "bbox": [ + 0.334, + 0.408, + 0.439, + 0.448 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.36, + 0.451, + 0.418, + 0.463 + ], + "angle": 0, + "content": "(b) IPDF" + }, + { + "type": "image", + "bbox": [ + 0.45, + 0.407, + 0.557, + 0.448 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.471, + 0.451, + 0.537, + 0.463 + ], + "angle": 0, + "content": "(c) Wigner" + }, + { + "type": "image", + "bbox": [ + 0.563, + 0.406, + 0.673, + 0.448 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.58, + 0.451, + 0.658, + 0.463 + ], + "angle": 0, + "content": "(d) Cube PE" + }, + { + "type": "image", + "bbox": [ + 0.702, + 0.412, + 0.759, + 0.449 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.684, + 0.451, + 0.779, + 0.463 + ], + "angle": 0, + "content": "(e) Color Wheel" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.474, + 0.789, + 0.558 + ], + "angle": 0, + "content": "Fig. 4: Pose distribution visualization of our approach with different positional encodings. Our cubePE and wigner matrices based encoding removes noise in the distribution compared to encoding elements of rotation matrices from IPDF. Our encoding removes noise and also has a better performance compared to Wigner matrices. a) Input Image, b)IPDF positional encoding, c) Rotation encoded as Wigner matrices d) Our positional encoding with cube vertices. e) color wheel indicating the tilt about the axis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.566, + 0.789, + 0.703 + ], + "angle": 0, + "content": "Sampling. During training, we can precompute the distribution for each image through shape and feature based distribution estimation. IPDF employs random sampling that leads to learning a smoother distribution making it difficult to capture modes sharply. As we can convert a single ground truth rotation into the entire distribution, we can sample more rotations near modes and focus on learning the distribution sharply. In Table 4, random sampling performs worse compared to grid-5 and grid-6 sampling. The grid level refers to HEALPix grid [14] level at which we estimate our distribution. Sampling on a finer grid leads to improved accuracy. Mode focused sampling is crucial to get sharper modes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Geometry and SurfEmb based features. An ablation to see how Shape and SurfEmb feature based probability affect LL in the Symsol-I. LL from the shape and feature modules achieve decent performance separately but perform better when combined to estimate the final distribution. Feature-based probability is appropriate for capturing shape and texture information. Shape based probability doesn't consider texture and it cannot perform alone on Symsol-II. Feature based probability is essential to capture the distribution better in the presence of texture. On the other hand, learning could be affected by the quality of the features from another learned network(SurfEmb) which is not true for shape" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Vutukur et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.244 + ], + "angle": 0, + "content": "Table 4: Ablation table: Ablations on SYMSOL-I dataset with positional encoding, sampling strategy, SurfEmb Feature and Shape components, loss terms used for training. Encoding refers to the rotation encoding employed in the approach. Sampling refers to the strategy employed for sampling rotations during training. Random refers to random sampling. Module refers to module employed to estimate the final distribution. S refers to SDF based module and F refers to the SurfEmb Feature based module. The combined result of SDF and Feat modules provides the best accuracy." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.255, + 0.785, + 0.338 + ], + "angle": 0, + "content": "
EncodingIPDFWignerCube
Samplinggrid-5grid-5randomgrid-5grid-6
ModuleF+SF+SF+SF+SSFF+SF+S
LossL1L1L1L1GKLGKLL1GKL
LL10.098.596.9410.210.3210.1810.4810.648
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.362, + 0.786, + 0.408 + ], + "angle": 0, + "content": "based probability as it is based on ground truth shape and more reliable for capturing the distribution sharply. In essence, both of the scoring mechanisms together contribute to the betterment of the approach as shown in Table 4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.787, + 0.485 + ], + "angle": 0, + "content": "Loss function. Generalized KL divergence (GKL) performs better than the L1 loss as shown in Table 4. This is reflected in T-Less dataset as well from Table 3 with an increase in LL of 0.6. This indicates that the choice of GKL is well suited for formulating loss between unnormalized probability distributions compared to L1 loss, which fails to be a natural fit for comparing distributions." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.506, + 0.36, + 0.521 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.788, + 0.701 + ], + "angle": 0, + "content": "We proposed Alignist, a novel approach to learn pose distributions over images by mapping the conditional estimation from a given image to one over a prototypical CAD model, acquired either as ground truth or via a 3D reconstruction. Our probabilistic framework uses a product of experts corresponding to losses over SDF and SurfEmb features, and anchors on full distributional distances computed by a generalized KL divergence, rather than considering individual samples as in normalizing flows. Precomputable distribution with the help of the CAD helps in better sampling leading to sharper distribution. Our novel positional encoding further reduces noise around modes and allows for learning cleaner distributions. We achieve benchmark accuracy in the Symsol-I and T-Less datasets, especially outperforming the state-of-the-art in low data regimes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.702, + 0.788, + 0.808 + ], + "angle": 0, + "content": "Limitations and future work. Our approach does not explicitly utilize the texture cues either coming from the image or the CAD model. Instead, it exploits the features from SurfEmb which implicitly depend upon both texture and geometry, simultaneously. Employing another expert that models the texture cues explicitly will enable our model to better handle objects like SphereX on Symsol-II where pure geometry cannot contribute towards the distribution. Future work also involves extending our work to diffusion models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Acknowledgements. T. Birdal acknowledges support from the Engineering and Physical Sciences Research Council [grant EP/X011364/1]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.331, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.786, + 0.223 + ], + "angle": 0, + "content": "1. Brégier, R., Devernay, F., Leyrit, L., Crowley, J.L.: Defining the pose of any 3d rigid object and an associated distance. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 5745-5753 (2019)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.148, + 0.785, + 0.832 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_origin.pdf b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..cb88a05525a6970f16e93838231fbaceb951080b --- /dev/null +++ b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/da1285d2-ca58-459f-ab90-b13d9a96d48a_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:bb3287e8a18bd8fcd608b5e4195c09f594bef584b9f7f4184e25b7e0a2b27b0a +size 2343793 diff --git a/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/full.md b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/full.md new file mode 100644 index 0000000000000000000000000000000000000000..ba284731220c90bb080799e6e4f5fce78889460e --- /dev/null +++ b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/full.md @@ -0,0 +1,326 @@ +# Alignist: CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences + +Shishir Reddy Vutukur1, Rasmus Laurvig Haugaard2, Junwen Huang1, Benjamin Busam1,3, and Tolga Birdal4 + +$^{1}$ Technical University of Munich $^{2}$ University of Southern Denmark $^{3}$ Munich Center for Machine Learning (MCML) $^{4}$ Imperial College London + +Abstract. Object pose distribution estimation is crucial in robotics for better path planning and handling of symmetric objects. Recent distribution estimation approaches employ contrastive learning-based approaches by maximizing the likelihood of a single pose estimate in the absence of a CAD model. We propose a pose distribution estimation method leveraging symmetry respecting correspondence distributions and shape information obtained using a CAD model. Contrastive learning-based approaches require an exhaustive amount of training images from different viewpoints to learn the distribution properly, which is not possible in realistic scenarios. Instead, we propose a pipeline that can leverage correspondence distributions and shape information from the CAD model, which are later used to learn pose distributions. Besides, having access to pose distribution based on correspondences before learning pose distributions conditioned on images, can help formulate the loss between distributions. The prior knowledge of distribution also helps the network to focus on getting sharper modes instead. With the CAD prior, our approach converges much faster and learns distribution better by focusing on learning sharper distribution near all the valid modes, unlike contrastive approaches, which focus on a single mode at a time. We achieve benchmark results on SYMSOL-I and T-Less datasets. + +Keywords: Object Pose Estimation $\cdot$ Pose Distribution $\cdot$ 6D Pose Estimation $\cdot$ Uncertainty $\cdot$ Ambiguity + +# 1 Introduction + +Real world is quintessentially VUCA, i.e., volatile, uncertain, complex and ambiguous [26], significantly complicating the task of any methodology aimed at perceiving and interpreting our natural environments. In fact, this inherent nature renders the quest for a universally applicable, unique solution to computer vision, elusive. Still, modern AR/VR systems and robotics applications require to navigate in our VUCA world with a high degree of accuracy, robustness, safety and reliability [44]. In such cases, it becomes more pragmatic to reason about uncertainty and ambiguities rather than seeking a one-size-fits-all solution. + +In the realm of computer vision, uncertainty often stems from incomplete, insufficient, or noisy data, while ambiguity arises when visual information can + +![](images/559ea15e8bd4a8d0de31991fea66588f6c80622727924a6a75ba7c1da1f2b9d0.jpg) +Fig. 1: Training and Inference Pipeline: We employ a training mechanism where supervision is generated from pre-trained SurfEmb $(f_{\mathrm{SE}})$ and SDF $(f_{\mathrm{SDF}})$ blocks. The CAD model, $\mathbf{X}_0$ , undergoes a projection to render an image aligned point cloud, $\mathbf{X}$ . The image aligned point cloud, $\mathbf{X}$ , is rotated with ground truth rotation, $\mathbf{R}_{gt}$ , and passed through $f_{\mathrm{SE}}$ block to estimate canonical features. Similarly, $\mathbf{X}$ , is rotated with a random rotations, $\mathbf{R}_k$ , and passed through $f_{\mathrm{SE}}$ block to generate features that are compared with canonical features to estimate the score $\mu_{\mathrm{SE}}$ for the rotation. Similarly, the rotated point cloud with a random rotation is passed through $f_{\mathrm{SDF}}$ to estimate the SDF values of the point cloud. An $L_0$ norm is applied to the SDF values to compute $\mu_{\mathrm{SDF}}$ score for the rotation. These scores are used to supervise the Dual-branch MLP. The Dual-branch MLP network takes an image and the same rotation matrix, $\mathbf{R}_k$ , as input and infers two scores $\mu_\theta$ and $\mu_\phi$ . This process is carried out for $K$ rotations for a given image and a Generalized KL divergence loss (GKL) is formulated between inferred scores from the right block and estimated scores from the left block to train the Dual-branch MLP network. The Dual-branch MLP is part of both training and inference. During inference, an image and rotations sampled from a grid are passed through the network to estimate the full distribution on the grid. + +be interpreted in multiple ways. For example, a shadow might be mistaken for an object, or a partially occluded object might be hard to identify. Both of these notions can be captured by a multi-modal probability distribution, whose modes correspond to ambiguous yet probable solutions, and the variation captures a notion of uncertainty. This motivated a plethora of pose estimation approaches [8, 16, 40] to infer densities over the pose space rather than predicting point estimates as done classically [17, 56]. + +The rotational components of the 6D pose are particularly impacted by ambiguities, which mostly arise due to symmetry or self-occlusions [38]. Consequently, state-of-the-art approaches aim to characterize the density over $SO(3)$ (rotations), either directly in the form of mixtures of matrix distributions [8,60,62] + +or through implicit neural fields [40] and invertible neural networks [37]. These methods generally assume that the training data consists of posed images, and, in one way or another, learn to infer densities conditioned on an input image. Such an approach necessitates a large amount of training data, as the networks need to encounter the same appearance under various rotations. + +In this paper, we introduce, Alignist, a new way of learning distributions over $SO(3)$ , leveraging the CAD model that is readily available for a majority of 3D pose tasks and provided with typical datasets together with object poses either in instance or category form. To make use of this additional piece of shape information, we first establish the proportionality of image-conditional densities over rotations to densities over the visible parts of the CAD model. With this change of variables, we can sample the space of rotations during training and obtain a sharp and full density over the entire $SO(3)$ in the form of an unnormalized, empirical measure (scores). In particular, we model the desired density over the model as a products of experts [18], reflecting the spatial and feature-space alignment to the original CAD model. We choose two expert probabilities to follow Bolzmann densities induced by (i) the distance to the original CAD model measured by the of norm of signed distances, (ii) the similarity of symmetry-respecting features obtained from SurfEMB [15]. The first expert specifies to 3D geometric alignment whereas the second one is additionally informed by the appearance, as SurfEMB is trained also using the image cues. The final product-probability supervises a dual-branch MLP, which, given an input image, infers both of the distributions in the form of empirical distributions or measures by sampling over $SO(3)$ . As a loss between the computed and inferred distributions, we utilize the recently proposed generalized KL divergence [39], capable of comparing unnormalized probability measures. This training scheme, illustrated in Fig. 1, is agnostic to the network architecture and not only facilitates stronger cues for learning but also aids in generalization in a low-data regime, as the available CAD model is exploited to generate densely sampled distributions. Lastly, as classical positional encoding methods do not generalize to the manifold of $SO(3)$ [11], we introduce a new rotation encoding method by transforming the vertices of a unit cube under the given rotation. + +In summary, our contributions are: + +- To the best of our knowledge, we present the first method to use a CAD model to train an implicit network in order to infer densities over $SO(3)$ . +- We propose to utilize geometry-aware (SDF) and symmetry-aware (SurfEMB) experts to obtain rich and informative supervision cues during training. +- Backed by a novel positional encoding, we propose a dual-branch MLP to infer two distributions, one on the SDF and one on the surface features. +- Experiments demonstrate the advantages of our approach in capturing ambiguities and uncertainties on textureless objects, especially in low-data regimes, thanks to powerful 3D object priors our method utilizes. + +We make our implementation publicly available here. + +# 2 Related Work + +While a plethora of 6D object pose estimation exist [17,24,35,52-54,56], we will specifically review works which deal with rotational symmetries in the context of deep learning. + +Rotation representations for deep networks. Deep neural networks typically produce feature vectors in a Euclidean space, making it hard to reason on nonlinear manifolds, such as that of $SO(3)$ . Early deep learning models opted for rather classical parameterizations for regressing rotations, like Euler-angles [30, 48], direction cosine matrices (DCM) [23, 59], axis-angle [10, 51], and quaternions [28, 56, 63]. Some scholars [5, 27, 49] instead discretize the space and classify, however, pose space represents a continuous Riemannian manifold [4]. Recently, [64] showed that the typical representations are discontinuous, i.e., do not admit homeomorphic maps to $SO(3)$ . Instead, 6D [64], 9D [34] and even 10D [42] representations were proposed to resolve the discontinuity issue and improve the regression accuracy. Brégier [2] has thoroughly examined different manifold mappings, finding out that SVD orthogonalization [34] performs the best when regressing arbitrary rotations. + +Besides considering rotations as manifold-valued labels, there are multiple ways they are used in deep networks. Regressing rotations lead to geometric gradients, which require rethinking of backpropagation [6, 50]. When used as input data, the sinusoidal basis functions that are used to encode Euclidean coordinates become ill-suited for $SO(3)$ [11]. In this work, we also contribute a symmetry-respecting positional encoding for rotations, inspired by the metrics in [1] and also follow a regression approach, however, we investigate pose distribution prediction rather than single pose estimation to incorporate multimodal solutions induced by object or projection ambiguities. + +Representing belief over rotations in deep networks. Extending Bui et al. [3] to object pose estimation, Deng et al. [8], along with [12], were the first to address pose ambiguity and uncertainty prediction via deep networks. In these works, as well as extensions such as [42], a Bingham distribution was used to represent the belief over $SO(3)$ . The suitability of Bingham distribution was later questioned by follow-up works, proposing Matrix-Fisher distributions [60] or heavy-tailed variants such as Laplace distributions [61, 62] for increased robustness. Implicit-PDF (iPDF) [40] used a rotation-conditioned neural network to implicitly learn the orientation distribution and SpyroPose [16] proposed a coarse-to-fine version of iPDF using a hierarchical grid. HyperPosePDF [22] learned the weights of an iPDF via a hyper-network and spherical convolutions are used in I2S [29] to map a deep feature-map onto a distribution over $SO(3)$ . Recently, Liu et al. [37] proposed a normalizing flow based approach to map an initial distribution to a target one. This approach has later been generalized to manifolds other than $SO(3)$ via free-form flows [47]. + +We follow the ideas of implicit distribution learning by incorporating a signed distance function [41] alongside a method for ambiguity aware pose description [15] into our approach. + +Uncertainty and ambiguity aware object pose estimation. Object shape, symmetry, or occlusions can cause ambiguities in object poses given only the perspective projection. Corona et al. [7] and Pitteri et al. [43] assumed the availability of object symmetry information during training. As obtaining this information is challenging, others tried to explicitly learn it from data [33]. State-of-the-art approaches bypass the requirement of prior knowledge about object symmetries. Manhardt et al. [38] modeled the ambiguity in object pose estimation by predicting multiple hypotheses, for a given object's visual appearance, and Shi et al. [46] utilize an ensemble of object pose estimators to derive uncertainties. SurfEmb [15], EPOS [19] and NeRF-Feat [52] learned a dense distribution of 2D-3D correspondences. EPOS [19] handled symmetries implicitly by discretizing the surface and predicting a probability distribution over fragments per pixel, whereas SurfEmb, NeRF-Feat estimated a continuous distribution over the object surface. Similarly, Ki-pode [25] used object keypoints as an intermediary to derive the probability density, explicitly and [57] makes use of the conformal prediction framework to propagate uncertainties from keypoints to object poses. + +In our pipeline, we incorporate a learned continuous distribution [15] of 2D-3D correspondences between object model and image. + +# 3 Method + +Problem setting. We consider an input image crop $\mathbf{I} \in \mathbb{R}^{M \times N \times 3}$ parameterized by coordinates $\mathbf{p} \in \mathbb{R}^2$ on the image lattice, containing the projection of a 3D object $\mathcal{M} = (\mathbf{X}, \mathbf{T})$ represented in normalized object coordinate space (NOCS) [55] $\mathbf{X} = \{\mathbf{x}_i \in [-1,1]^3 \mid i = 1, \dots, N_X\}$ together with triangle faces $\mathbf{T} = \{\mathbf{t}_i \in \mathbb{Z}^3 \mid i = 1, \dots, N_T\}$ . We formulate the rotation estimation problem as a probabilistic inference, where we are interested in the following two quantities: + +1. Single-best orientation obtained by the maximum a-posteriori (MAP) estimate: $\mathbf{R}^{\star} = \arg \max_{\mathbf{R}} p(\mathbf{R} \mid \mathbf{I})$ , where $p(\mathbf{R} \mid \mathbf{I})$ models the conditional probability distribution for the orientation of $\mathbf{I}$ . +2. Multi-modal orientation estimate in the form of a full posterior distribution: $p(\mathbf{R} \mid \mathbf{I}) \propto p(\mathbf{I} \mid \mathbf{R}) \times p(\mathbf{R}) = p(\mathbf{I}, \mathbf{R})$ . + +A plethora of the 6D object pose estimation methods solve (1) (excluding translations) to get a point estimate [21, 27, 49]. While solving (2) can provide important additional information, such as uncertainty and ambiguity, perhaps not surprisingly it is a much harder task. Note that, in addition to the usual difficulties associated with posterior characterization, in our context we are facing extra challenges due to the Riemannian nature of $SO(3)$ [4]. This is arguably the reason why the task of multiple simultaneous rotation estimations remains unsolved, to date. In this work, we focus on estimating posterior densities over rotations, which are the main sources of ambiguity. + +Model. Inspired by the energy based models [31,32], we write down the posterior density of interest as $p(\mathbf{R} \mid \mathbf{I}) = \exp(-U(\mathbf{R})) / p(\mathbf{R})$ where $U$ is the potential energy with the form $U(\mathbf{R}) = -\left(\log p(\mathbf{R} \mid \mathbf{I}) + \log p(\mathbf{R})\right)$ . Estimating $p(\mathbf{R})$ by + +discretizing the $SO(3)$ by $N_V$ partitions of volume $V$ and marginalizing, leads to the following approximate posterior density [40]: + +$$ +p (\mathbf {R} \mid \mathbf {I}) \approx \frac {1}{V} \exp (- U (\mathbf {R})) / \sum_ {i = 1} ^ {N _ {V}} \exp (- U (\mathbf {R} _ {i})) = \frac {1}{V} \operatorname {s o f t m a x} (- U (\mathbf {R})). \quad (1) +$$ + +To design $U(\mathbf{R})$ , we assume the availability of a $\mathbf{X}_0$ , s.t. $\mathbf{X}' = \mathbf{R}\Pi(\mathbf{R}_{\mathrm{gt}}^\top \mathbf{X}_0; \mathbf{I}, \mathcal{M})$ is obtained by rotating the image-aligned model $\mathbf{X}$ back to the CAD space using $\mathbf{R}$ . $\mathbf{R}_{\mathrm{gt}}$ is the ground truth pose of the image under consideration and the rendering operator $\mathbf{X} = \Pi(\mathbf{R}_{\mathrm{gt}}^\top \mathbf{X}_0; \mathbf{I}, \mathcal{M})$ extracts the points of the transformed mesh, visible in the image $\mathbf{I}$ by rendering the model mesh $\mathcal{M}$ . In order to maintain the invariance under symmetries, i.e., $\mathbf{R}\mathbf{X} \equiv \mathbf{X}$ for any stabilizer $\mathbf{R}$ of $\mathbf{X}$ , we relate orientation distributions to distributions over object coordinates: + +Proposition 1. The probability $p(\mathbf{R}|\mathbf{I})\propto p(\mathbf{X}'|\mathbf{I})$ where $\mathbf{X}' = \mathbf{R}\Pi (\mathbf{R}_{\mathrm{gt}}^{\top}\mathbf{X}_0;\mathbf{I},\mathcal{M})$ + +Proof. We will consider the vectorized versions of our variables $\mathbf{r} \coloneqq \operatorname{vec}(\mathbf{R})$ and $\mathbf{x}' \coloneqq \operatorname{vec}(\mathbf{X}')$ and assume $p(\mathbf{r} \mid \mathbf{I}) = p(\mathbf{R} \mid \mathbf{I})$ and $p(\mathbf{x}' \mid \mathbf{I}) = p(\mathbf{X}' \mid \mathbf{I})$ . Let $\mathbf{C} = \Pi (\mathbf{R}_{\mathrm{gt}}^{\top}\mathbf{X}_0;\mathbf{I},\mathcal{M})$ denote the visible part of the model, w.l.o.g. assumed to be a constant. Then, the two distributions can be related by the change of variables: + +$$ +p (\mathbf {r} \mid \mathbf {I}) = p \left(\mathbf {x} ^ {\prime} \mid \mathbf {I}\right) \cdot | \mathbf {J} |, \tag {2} +$$ + +where + +$$ +\mathbf {J} := \frac {\mathrm {d} \mathbf {x} ^ {\prime}}{\mathrm {d} \mathbf {r}} = \frac {\operatorname {d v e c} (\mathbf {R C})}{\mathrm {d} \mathbf {r}} = \frac {\mathrm {d} \left(\left(\mathbf {C} ^ {\top} \otimes \mathbf {I} _ {N _ {X}}\right) \mathbf {r}\right)}{\mathrm {d} \mathbf {r}} = \mathbf {C} ^ {\top} \otimes \mathbf {I} _ {N _ {X}}, \tag {3} +$$ + +where $\mathbf{I}_{N_X}$ is the $N_{X} \times N_{X}$ identity matrix. Hence the determinant of the Jacobian, $|\mathbf{J}| := |\det \mathbf{J}|$ , is independent of $\mathbf{R}$ : + +$$ +| \mathbf {J} | = | \mathbf {C} ^ {\top} \otimes \mathbf {I} _ {N _ {X}} | = \sqrt {| (\mathbf {C} ^ {\top} \otimes \mathbf {I} _ {N _ {X}}) ^ {\top} (\mathbf {C} ^ {\top} \otimes \mathbf {I} _ {N _ {X}}) |} = \sqrt {| \mathbf {C C} ^ {\top} |}. \tag {4} +$$ + +As the canonical model $\mathcal{M}$ (hence $\mathbf{X}_0$ ) and $\mathbf{R}_{\mathrm{gt}}$ are known, $|\mathbf{J}|$ remains constant leading to: + +$$ +p (\mathbf {R} \mid \mathbf {I}) = p (\mathbf {X} ^ {\prime} \mid \mathbf {I}) \cdot \sqrt {| \mathbf {C C} ^ {\top} |} \propto p (\mathbf {X} ^ {\prime} \mid \mathbf {I}). +$$ + +With this proportionality, we can instead model $p(\mathbf{X}'|\mathbf{I})$ in a symmetry aware fashion via the product of experts (PoEs) [18]: + +$$ +p (\mathbf {X} ^ {\prime} \mid \mathbf {I}) = \frac {1}{\int \prod_ {i} \hat {p} _ {i} (\mathbf {X} ^ {\prime} \mid \mathbf {I}) \mathrm {d} \mathbf {X} ^ {\prime}} \prod_ {i} \hat {p} _ {i} (\mathbf {X} ^ {\prime} \mid \mathbf {I}) = \frac {1}{Z} \hat {p} _ {\text {S D F}} (\mathbf {X} ^ {\prime} \mid \mathbf {I}) \hat {p} _ {\text {S E}} (\mathbf {X} ^ {\prime} \mid \mathbf {I}), \tag {5} +$$ + +where $Z = \int \hat{p}_{\mathrm{SDF}}(\mathbf{X}' \mid \mathbf{I}) \hat{p}_{\mathrm{SE}}(\mathbf{X}' \mid \mathbf{I}) \, \mathrm{d}\mathbf{X}'$ . Note that the product factorizes the conditional probability $p$ into a set of simpler distributions, experts, $\hat{p}_i$ which are normalized after multiplication. The first term, $\hat{p}_{\mathrm{SDF}}$ , will measure the deviation + +from the model in the space of 3D coordinates. The second term, $\hat{p}_{\mathrm{SE}}$ , will ensure that the symmetry-aware features of the transformed model align with the canonical ones under a given $\mathbf{R}$ (thus $\mathbf{X}$ ). The PoE framework can work with unnormalized densities, $\hat{p}(\cdot)$ , allowing us to model $\hat{p}_{\mathrm{SDF}}$ and $\hat{p}_{\mathrm{SE}}$ by a Bolzmann distribution: + +$$ +\hat {p} _ {\mathrm {S D F}} \propto \exp \left(- \| f _ {\mathrm {S D F}} \left(\mathbf {X} ^ {\prime}\right) \| _ {0}\right) \text {a n d} \hat {p} _ {\mathrm {S E}} \propto \exp \left(- \| f _ {\mathrm {S E}} \left(\mathbf {X} ^ {\prime}\right) - f _ {\mathrm {S E}} \left(\mathbf {X} _ {0}\right) \| _ {\mathrm {F}}\right), \tag {6} +$$ + +where $f_{\mathrm{SDF}}: \mathbb{R}^3 \to \mathbb{R}$ and $f_{\mathrm{SE}}: \mathbf{X} \to \mathbb{R}^{N_F \times N_X}$ are chosen to be the pretrained Deep-SDFs [41] and SurfEmb [15], respectively. Deep-SDF parameterizes the signed distance value to the closest surface point via a neural network. Using $L_0$ -norm amplifies the penalty on more distant points. SurfEmb models continuous 2D-3D correspondence ( $\mathbf{X} \ni \mathbf{x} \leftrightarrow \mathbf{p} \in \mathbb{R}^2$ ) distributions $p(\mathbf{x}, \mathbf{p} \mid \mathbf{I}) = p(\mathbf{p} \mid \mathbf{I}) p(\mathbf{x} \mid \mathbf{I}, \mathbf{p})$ over the surface of objects, where $p(\mathbf{p} \mid \mathbf{I})$ denotes the discrete distribution over image coordinates. SurfEmb consists of a network supervised to maximize the probability of the GT coordinates. The specific forms of $f_{\mathrm{SDF}}$ and $f_{\mathrm{SE}}$ are precised later in Sec. 3.1. + +In our framework, we model these distributions by two MLPs $f_{\theta}$ and $f_{\phi}$ with learnable parameters $\pmb{\theta}$ and $\pmb{\phi}$ , which can be multiplied and passed through the softmax in Eq. (1) to yield $p(\mathbf{R} \mid \mathbf{I})$ . + +Training. During training, we have access to $\{\mathbf{R}_{\mathrm{gt}}^n\}_n$ for all images and thus corresponding $\{\mathbf{X}_n^\prime \}_{n}$ . While maximizing $p(\mathbf{R} \mid \mathbf{I})$ by minimizing the negative log-likelihood for a single ground truth pose is viable, it requires more data samples to cover all symmetries and train the network. Another alternative is contrastive training (CT) as done in [16]. Yet, besides the challenge of sampling hard negatives over $SO(3)$ during training, CT assumes a single positive label per sample. This resembles learning a multi-modal distribution by matching several unimodal distributions. Instead, we take a different approach and align the entire distribution. To learn the parameters of $(f_{\theta}, f_{\phi})$ this way, we first obtain two unnormalized empirical measures $(\mu_{\mathrm{SDF}}, \mu_{\mathrm{SE}})$ supported on $SO(3)$ , corresponding to $\hat{p}_{\mathrm{SDF}}$ and $\hat{p}_{\mathrm{SE}}$ , by randomly sampling $SO(3)$ to get the locations and computing the individual terms in Eq. (6) as weights of these measures. Similarly, we let $(\mu_{\theta}, \mu_{\phi})$ denote the inferred unnormalized measures (see "Inference") and use the generalized KL divergence [39] to align unbalanced distributions: + +$$ +\operatorname {G K L} (\boldsymbol {\mu} \| \boldsymbol {\nu}) := \sum_ {i = 1} ^ {m} \left(- \log \left(\frac {a _ {i} ^ {\boldsymbol {\nu}}}{a _ {i} ^ {\boldsymbol {\mu}}}\right) + \left(\frac {a _ {i} ^ {\boldsymbol {\nu}}}{a _ {i} ^ {\boldsymbol {\mu}}}\right) - 1\right) a _ {i} ^ {\boldsymbol {\mu}}, \tag {7} +$$ + +where $\mathbf{a} = \{a_i^\mu\}$ and $\{\mathbf{R}_i^\mu\}, i = 1, \ldots, m$ denote the weights and locations of a discrete measure $\boldsymbol{\mu} = \sum_{i=1}^{m} a_i \delta_{\mathbf{R}_i^\mu}$ , $a_i \geq 0$ , where $\delta_{\mathbf{R}^\mu}$ is a Dirac delta at $\mathbf{R}^\mu$ . Finally, we train our networks by optimizing the following objectives: + +$$ +\boldsymbol {\theta} ^ {\star} = \underset {\boldsymbol {\theta}} {\arg \min } \mathbb {E} _ {p (\mathbf {I})} \operatorname {G K L} \left(\boldsymbol {\mu} _ {\text {S D F}} \| \boldsymbol {\mu} _ {\boldsymbol {\theta}}\right), \quad \phi^ {\star} = \underset {\phi} {\arg \min } \mathbb {E} _ {p (\mathbf {I})} \operatorname {G K L} \left(\boldsymbol {\mu} _ {\text {S E}} \| \boldsymbol {\mu} _ {\boldsymbol {\phi}}\right), \tag {8} +$$ + +where $p(\mathbf{I})$ denotes the data distribution. In summary (see Fig. 1), to train our networks, we sample the $SO(3)$ randomly or over a grid and use these samples + +in (i) explicitly computing a product-distribution by leveraging the spatial and feature-space distances and (ii) inferring these conditioned on the image. The divergence between the resulting measures becomes our supervision signal. + +Inference. During test time, given an input image $\mathbf{I}$ , we infer the potentially multimodal distribution $p(\mathbf{R} \mid \mathbf{I})$ by densely sampling $SO(3)$ and evaluating $-\log p(\mathbf{R} \mid \mathbf{I}) = f_{\theta}(\mathbf{I}, \mathbf{R}) + f_{\phi}(\mathbf{I}, \mathbf{R})$ . The individual predictions can be thought of as the empirical measures $\mu_{\theta}$ and $\mu_{\phi}$ , which are combined to get the final measure. We then pass the result through softmax to arrive at the full posterior. + +# 3.1 Network Design, Positional Encoding and Impl. Details + +Network architecture. Our architecture is similar to IPDF with a ResNet50 image encoder and an MLP each for inferring unnormalized SDF and SE measures. The image encoder encodes the image as a global latent vector which is concatenated with the positional encoded rotation matrix and passed through two MLPs to get unnormalized SDF and SE measures. For a given image, we sample $K$ rotations, to learn the distribution at $K$ discrete points in $SO(3)$ space. To train the network, for a given image, we generate the supervision signal using pre-trained SE and SDF MLPs to gather scores for all rotations for supervising the network. The pre-trained SE and SDF MLPs are two layer Siren MLPs that predict per-point feature and SDF value respectively from a 3D point input. + +Sampling. Using our CAD-based priors, SurfEmb and SDF MLPs, we can generate the distribution for viewpoints before we start the training. We sample rotations on an equivolumetric partitioning of $SO3$ grid proposed by Yershova [58]. We subdivide the grid up to 5 levels and estimate distribution for certain viewpoints. Using this precomputed distribution, we can sample more rotations near the modes which helps us in learning distribution better. In our approach, instead of estimating distribution for the entire dataset, we estimate distributions for a few viewpoints. It is a tradeoff between memory and accuracy. We save distribution for a few viewpoints at a higher resolution grid than saving distribution for every viewpoint at a lower level grid. This is because the distribution can be transferred to another viewpoint by rotating the grid accordingly using the relative rotation between the given viewpoint and the viewpoint for which the distribution is estimated. We randomly sample a viewpoint from the precomputed distributions and convert it to the current viewpoint and sample the rotations from this distribution. Even though the viewpoints don't exactly have the same distribution in some cases, this won't affect the learning as this will be reflected in the estimated probability and still a bad rotation will be learned as such. Even if we sample rotations away from modes sometimes, the supervision signal will provide a low probability, but it is important to sample more near the modes to learn a sharper distribution. We precompute both shape and feature based distribution for a few viewpoints and use them during training for better sampling. Shape-based precomputed distribution will be valid even in the case of conditionally symmetric objects with ambiguities that break symmetry. + +Positional encoding(PE). IPDF employs a PE that generates high frequency components of individual rotation matrix elements separately. PE is not applied to the rotation manifold leading to errors in the training where multiple rotations that are far apart in $SO3$ space with similar element-wise absolute values are closer in positional encoding space in some cases. Specifically, when some negative values are lower in magnitude in the rotation matrix, they get a similar PE to when the sign is flipped in another rotation matrix since sines are getting suppressed because of low value and cosine is getting amplified at the same time and also suppressing the sign. The PE is not exactly the same, but the network treats them as similar because the change is minute in cartesian space. To alleviate this issue, we take the 3D corner coordinates of a unit cube and apply positional encoding on the rotated 3D corner coordinates of the cube. The positionally encoded corner coordinates are concatenated to generate a vector that serves as a PE representation of the rotation matrix. This reduces the noise as shown in Figure 4 and also brings a boost in accuracy. + +# 4 Experiments + +We evaluate on Symsol [40], T-Less [20], and ModelNet10-SO3 [36]. Symsol has two subsets, Symsol-I with untextured symmetric objects and Symsol-II with conditionally symmetric objects with some texture that breaks symmetry from certain viewpoints. We adopt the metrics from IPDF, log-likelihood(LL), and Average Recall(AR) for evaluation. LL measures how strongly the learned network captures the distribution. It is calculated by taking the log mean of the probabilities at the ground truth rotations in our captured distribution. As we can't estimate distribution in continuous rotation space, we compute our distribution on a discrete equivolumetric grid of rotations similar to IPDF. We use 5 levels of subdivision to obtain a rotation grid with around 2M rotations for evaluation. We compute the distribution on the grid and evaluate the LL for rotations at the discrete rotation samples on the grid closest to ground truth rotations. LL evaluation can be carried out with a single ground truth annotation or with multiple ground truth annotation for a single image. To quantify the rotation error on ModelNet, we employ AR with $30^{\circ}$ rotation error threshold. We employ distribution visualization proposed in IPDF where each point on sphere indicates the axis of rotation and the color indicates the tilt about that axis. + +# 4.1 SYMSOL-I + +Symsol-I comprises textureless geometric shapes, Cube, Tetrahedron, Cone, Icosahedron, and Cylinder that exhibit different types of symmetries and pose a challenging task to capture all the symmetric configurations with high probability. The dataset provides 45k images for each object and they do not provide camera intrinsics or a CAD model. However, these generic CAD models are easily available from any 3D library and are already canonically aligned with the dataset. We employ PBR data [9] and SDF samples from CAD models to + +Table 1: SYMSOL I results: We present results on Symsol-I evaluated using the log-likelihood metric. Models refers to the number of models trained per dataset. Iterations refer to training iterations and Images refer to the amount of training images employed per object. Note that we follow the convention employed in the Normalizing Flow(NF) paper by adding 2.29 to the scores to make a uniform distribution to have a zero score instead of having -2.29. We adjusted the scores for us and Spyropose(SP) and other approaches were already adjusted in NF paper. We present results for Deng [8], Gil [13], Prok [45], IPDF [40], SP [16] and NF [37]. + +
DengGil.Prok.IPDFSPNFNFNFNFOursOurs
Models11115111111
Iterations100k100k100k100k100k100k900k100k900k100k100k
Images45k45k45k45k45k10k10k45k45k10k45k
cone2.456.13-1.056.749.918.458.948.4210.059.6610.10
cube-2.150.001.797.1010.925.029.017.1311.6411.2912.24
cyl1.343.171.016.558.758.046.417.839.549.329.40
icosa-0.160.00-0.103.577.52-2.14-6.032.038.267.999.54
tet2.560.000.437.9910.985.9110.798.9812.4311.3911.96
avg0.811.860.426.399.625.065.826.8810.389.6910.64
+ +train $f_{\mathrm{SE}}$ , $f_{\mathrm{SDF}}$ respectively. We use the frozen $f_{\mathrm{SE}}$ , $f_{\mathrm{SDF}}$ MLPs for training our pipeline. The test set provides ground truth annotations for all the symmetric configurations and is considered in the evaluation for log-likelihood and spread. Prior approaches focus solely on learning distribution from images and show no way to incorporate a CAD model into the training pipeline. Spypropose tries to incorporate a CAD model, but only uses it to strengthen the encoder instead of using a Resnet based encoder. However, their approach requires camera intrinsics. So, they render their version of symsol to use the encoder. Moreover, their cad-based encoder requires the object instance to be known to encode the image. + +To have a common baseline, we compare all the approaches using Resnet image encoder. Using a basic architecture such as IPDF, we achieve benchmark results with log-likelihood scores of 10.64 and 9.69 in full-data and low-data regimes using our training pipeline by distilling knowledge from a CAD model to learn distribution as shown in Table 1. Our approach converges faster and performs better than NF, SpyroPose with just 100k iterations. In a low-data regime with + +![](images/1d8b991f9ec40e4a62928582f1bf0368633e8bc443945d3e835a399ce5d5cd15.jpg) +Fig. 2: LL vs. Training Data for NF, Ours on SYMSOL-I. + +10k images, the accuracy drop(0.95) is not significant depicting the benefits of a CAD prior. Besides, NF has weaker performance with low data and negatively affects some objects with increasing iterations. This demonstrates the advantage of employing a CAD model which is crucial as real data is not easily available in large amounts. Our approach can transfer learned features from the CAD model and help learn the distribution better in the real domain even with fewer images. + +Table 2: SYMSOL-II results: We report results using log-likelihood metric(LL). We adjust the scores for us and SpyroPose using the convention of normalizing flows(NF) by adding 2.29 to make a uniform distribution to have an average LL of score zero.-10k refers to experiments in low-data regime using only 10k images instead of 45k. + +
ObjDengGil.Prok.IPDFSPSP-10kNF-10kNFOurs-10kOurs
SphX3.415.61-1.909.5911.367.677.6212.376.3210.93
cylO5.287.176.459.2011.619.116.9912.9211.5712.18
tetX5.905.193.7710.7811.706.483.5213.5311.5312.38
LL4.865.992.779.8611.567.766.0412.949.8011.83
+ +As shown in Fig. 2, the gap between the LLs attained by our method and those by NF increases rapidly as the amount of training data decreases. We present some qualitative results in Fig. 3 as proposed in IPDF. + +# 4.2 SYMSOL-II + +Symsol-II comprises conditionally symmetric objects, tetrahedron, cylinder, and sphere, with markers. So, the modes are reduced when the markers are visible. For conditional symmetric objects, the pose distribution not only shifts but also changes completely based on the visibility of markers. We fit the meshes with silhouette images and estimate intrinsics which is later used to fit the texture of the mesh using color images through differentiable rendering. We train $f_{\mathrm{SE}}$ , $f_{\mathrm{SDF}}$ networks with the obtained mesh. Our approach has slightly weaker performance compared to NF as shown in Table 2. On the Sphere object, our SDF expert doesn't contribute anything as it learns a uniform distribution and it is a limitation of our approach. Hence, we have to rely only on the SurfEmb expert to explain the distribution which decreases the performance. However, we perform better than NF and Spyropose in the low-data regime with 10k images. Besides, LL metric inherently favors NF as it provides exact LL estimation while IPDF and our approach evaluate LL on a discrete rotation grid, making our methods limited by the finite resolution. The performance drop is less significant on textured cylinder and tetrahedron indicating that the shape component can bring a significant boost to the distribution. LL scores for tetrahedron and cylinder are higher than the Symsol-I dataset since Surfemb features provide information about the texture in these objects and perform better in conjunction with shape experts to capture the textured viewpoints with much finer distribution. + +# 4.3 T-Less + +T-Less contains 30 texture-less symmetric objects. We follow [13] to split data into $75\%$ for training and $25\%$ for testing. We train SurfEmb, $f_{\mathrm{SE}}$ , using PBR and $75\%$ of the real data. $f_{\mathrm{SDF}}$ network is trained using the CAD model. We perform better than the benchmark approach, SpyroPose, as shown in Table 3. The dataset has minute symmetry breaking features that can turn a multimodal + +![](images/bc9eabfa0ae6ff38c6d56fcabf1425fba699e17d94dd28d8793b56613e3c3538.jpg) + +![](images/2b2e6abae1333a83b7eb6a0fa5c8fe5c7609d73af907787d687af90929ebe1e2.jpg) +(a) Cyl-Symsol-I + +![](images/5c65a3bb356d43119ba3c6ae26e070fe62b83f786536c5d12d1acec71ee88463.jpg) + +![](images/81806506daa95e54d8e94dd96f36e0abd0bf322c0d4f17528f09a779a1aefd52.jpg) +Fig. 3: Pose distribution visualization for objects in Symsol-I and Symsol-II. a) Untextured Cylinder has continuous symmetry b) Textured Cylinder with marker has a unimodal distribution when the marker is visible, c) Broken continuous symmetry on the textured cylinder when the marker is not visible d) Untextured Tetrahedron in Symsol-I has 12 modes which are captured appropriately e) Textured Tetrahedron has three modes when orange face is visible. f) Textured terahedron has 6 modes when the orange face is not visible. Note that only one ground truth annotation is provided in Symsol-II and hence only one mode is circled. + +![](images/c1a442eb6867b9243f2cd9a96d5de40ea115f4fdf516dfb334a50ef8c4c468c6.jpg) +(b) Cyl-Symsol-II + +![](images/f386dfa8711325b807240887f6a9cc507f7b758c2784edaa1e699288aa397f92.jpg) +(e) Tet-Symsol-II + +![](images/0660486c4679cf90c3a956e492f1da6dfaa7cd55036de707dec6d19bcb68f5f3.jpg) + +![](images/895880413f45fb89d89e64e568582f51bc63c7910f43e27cdc0efb16efa40428.jpg) +(c) Cyl-Symsol-II + +![](images/05564e90e18918ccdf442db513ab5ba7471d3f120188bb48731cf130b80f8f3a.jpg) + +![](images/4abbcfb3482cf074c9affb79c87b67fbf720c8e4be1db5c3141045ef9cff9f65.jpg) +(f) Tet-Symsol-II + +![](images/800d312086dd5aab787b3e2c941df3809cc1b0e873998705972447b1e2695826.jpg) +(d) Tet-Symsol-I + +distribution into an unimodal distribution. Although they provide symmetry annotations, the CAD models are not perfectly symmetric like the objects from Symsol-I. So, we follow the other approaches, and the evaluation is performed only on a single ground truth pose similar to Symsol-II. We perform an ablation with training data used for SurfEmb. SurfEmb provides better features with PBR+Real data compared to using just PBR data and is reflected in an increase in LL of 0.2. The results indicate the ability to notice the symmetry breaking features to capture the distribution more sharply when they are visible. + +Table 3: T-Less Results: We present T-Less results using the log-likelihood measure. P refers to using only PBR data and $\mathrm{P} + \mathrm{R}$ refers to using both PBR and Real data for training the Surfemb network. Please note that we still use real data to train our distribution network in all cases. L1 and GKL refer to the loss used for training. + +
MethodProkudin [45]Gilitschenski [13]IPDF [40]Spyropose [16]Ours
SE data----PP+R
Loss----L1L1GKL
LL11.09.112.014.113.613.814.53
+ +# 4.4 ModelNet10-SO3 + +ModelNet10-SO3 is an unimodal category-level dataset comprising images of CAD models of 10 categories. We choose a single CAD model per category to train $f_{\mathrm{SE}}$ , $f_{\mathrm{SDF}}$ . We employ images from all CADs for training our pipeline, but the distribution supervision comes from the chosen CAD model. The distribution supervision should come ideally from the CAD model of the specific instance in the image, but it is hard to train $f_{\mathrm{SE}}$ for all CADs in the category. We compute the distribution on grid and select the rotation with the highest score for evaluation. We achieve an AR of $70.5\%$ at $30^{\circ}$ rotation error threshold compared + +to $\mathrm{NF}(77.4\%)$ despite using distribution supervision from a single CAD model per category. Besides, the dataset contains some symmetric models, but only one GT rotation is considered for evaluation leading to lower accuracy. + +# 4.5 Ablations + +Positional encoding(PE). We perform an ablation on different PE of rotation matrices. The PE of elements of rotation matrix leads to noisy distribution as shown in Figure 4. This happens when rotation matrices with similar absolute values sometimes get a similar position encoding leading to noise. This could be avoided by parameterizing the encoding of the rotation matrix on manifold by employing Wigner matrices [11]. We propose a PE where corners of a cube are rotated with rotation matrices and then PE is applied on the transformed 3d coordinates. Both Wigner matrices and our cube position encoding(cube PE) were able to remove noise from the distribution. However, our cube PE performs better compared to Wigner and IPDF PE as shown in Table 4. + +![](images/3824e97fa5c2231ee740de49ed90da217746f6e8177c6e2819111539f7377c5a.jpg) +(a) Image + +![](images/389006e502702dfa0dbcb3168c60a6ccb2e3f1cdb615f384805b1781e01ebb79.jpg) +(b) IPDF + +![](images/0567975eebcb1e865d4c31569fafdfb2a3a7cd1efb45df512a363d35c143bbcd.jpg) +(c) Wigner + +![](images/4c4e8cda2c10dad8c94528f3be1f7232189cf0be6443bd716609404d6051f703.jpg) +(d) Cube PE + +![](images/a7f3f0ebd8daad130f33855a1946238a9d2d05f35dff6ccaf810d059fb1e65b4.jpg) +(e) Color Wheel +Fig. 4: Pose distribution visualization of our approach with different positional encodings. Our cubePE and wigner matrices based encoding removes noise in the distribution compared to encoding elements of rotation matrices from IPDF. Our encoding removes noise and also has a better performance compared to Wigner matrices. a) Input Image, b)IPDF positional encoding, c) Rotation encoded as Wigner matrices d) Our positional encoding with cube vertices. e) color wheel indicating the tilt about the axis. + +Sampling. During training, we can precompute the distribution for each image through shape and feature based distribution estimation. IPDF employs random sampling that leads to learning a smoother distribution making it difficult to capture modes sharply. As we can convert a single ground truth rotation into the entire distribution, we can sample more rotations near modes and focus on learning the distribution sharply. In Table 4, random sampling performs worse compared to grid-5 and grid-6 sampling. The grid level refers to HEALPix grid [14] level at which we estimate our distribution. Sampling on a finer grid leads to improved accuracy. Mode focused sampling is crucial to get sharper modes. + +Geometry and SurfEmb based features. An ablation to see how Shape and SurfEmb feature based probability affect LL in the Symsol-I. LL from the shape and feature modules achieve decent performance separately but perform better when combined to estimate the final distribution. Feature-based probability is appropriate for capturing shape and texture information. Shape based probability doesn't consider texture and it cannot perform alone on Symsol-II. Feature based probability is essential to capture the distribution better in the presence of texture. On the other hand, learning could be affected by the quality of the features from another learned network(SurfEmb) which is not true for shape + +Table 4: Ablation table: Ablations on SYMSOL-I dataset with positional encoding, sampling strategy, SurfEmb Feature and Shape components, loss terms used for training. Encoding refers to the rotation encoding employed in the approach. Sampling refers to the strategy employed for sampling rotations during training. Random refers to random sampling. Module refers to module employed to estimate the final distribution. S refers to SDF based module and F refers to the SurfEmb Feature based module. The combined result of SDF and Feat modules provides the best accuracy. + +
EncodingIPDFWignerCube
Samplinggrid-5grid-5randomgrid-5grid-6
ModuleF+SF+SF+SF+SSFF+SF+S
LossL1L1L1L1GKLGKLL1GKL
LL10.098.596.9410.210.3210.1810.4810.648
+ +based probability as it is based on ground truth shape and more reliable for capturing the distribution sharply. In essence, both of the scoring mechanisms together contribute to the betterment of the approach as shown in Table 4. + +Loss function. Generalized KL divergence (GKL) performs better than the L1 loss as shown in Table 4. This is reflected in T-Less dataset as well from Table 3 with an increase in LL of 0.6. This indicates that the choice of GKL is well suited for formulating loss between unnormalized probability distributions compared to L1 loss, which fails to be a natural fit for comparing distributions. + +# 5 Conclusion + +We proposed Alignist, a novel approach to learn pose distributions over images by mapping the conditional estimation from a given image to one over a prototypical CAD model, acquired either as ground truth or via a 3D reconstruction. Our probabilistic framework uses a product of experts corresponding to losses over SDF and SurfEmb features, and anchors on full distributional distances computed by a generalized KL divergence, rather than considering individual samples as in normalizing flows. Precomputable distribution with the help of the CAD helps in better sampling leading to sharper distribution. Our novel positional encoding further reduces noise around modes and allows for learning cleaner distributions. We achieve benchmark accuracy in the Symsol-I and T-Less datasets, especially outperforming the state-of-the-art in low data regimes. + +Limitations and future work. Our approach does not explicitly utilize the texture cues either coming from the image or the CAD model. Instead, it exploits the features from SurfEmb which implicitly depend upon both texture and geometry, simultaneously. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 5745-5753 (2019) \ No newline at end of file diff --git a/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/images.zip b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..2ca9e5e970c4f78da4d985904685e66d97b2b08c --- /dev/null +++ b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:a59571bea8e5bea138d50a908ba9d6a5e721340c681f2d31396f907d7e0810ba +size 319454 diff --git a/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/layout.json b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..9ae851aa8de445036465a4fe6e3814d72d16420c --- /dev/null +++ b/2024/Alignist_ CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences/layout.json @@ -0,0 +1,11168 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 133, + 111, + 481, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 111, + 481, + 148 + ], + "spans": [ + { + "bbox": [ + 133, + 111, + 481, + 148 + ], + "type": "text", + "content": "Alignist: CAD-Informed Orientation Distribution Estimation by Fusing Shape and Correspondences" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 138, + 167, + 475, + 194 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 167, + 475, + 194 + ], + "spans": [ + { + "bbox": [ + 138, + 167, + 475, + 194 + ], + "type": "text", + "content": "Shishir Reddy Vutukur1, Rasmus Laurvig Haugaard2, Junwen Huang1, Benjamin Busam1,3, and Tolga Birdal4" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "spans": [ + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "text", + "content": "Technical University of Munich " + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "text", + "content": "University of Southern Denmark " + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "inline_equation", + "content": "^{3}" + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "text", + "content": "Munich Center for Machine Learning (MCML) " + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "inline_equation", + "content": "^{4}" + }, + { + "bbox": [ + 149, + 201, + 463, + 225 + ], + "type": "text", + "content": "Imperial College London" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 159, + 250, + 455, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 250, + 455, + 470 + ], + "spans": [ + { + "bbox": [ + 159, + 250, + 455, + 470 + ], + "type": "text", + "content": "Abstract. 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Consequently, state-of-the-art approaches aim to characterize the density over " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " (rotations), either directly in the form of mixtures of matrix distributions [8,60,62]" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "or through implicit neural fields [40] and invertible neural networks [37]. These methods generally assume that the training data consists of posed images, and, in one way or another, learn to infer densities conditioned on an input image. Such an approach necessitates a large amount of training data, as the networks need to encounter the same appearance under various rotations." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "spans": [ + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "text", + "content": "In this paper, we introduce, Alignist, a new way of learning distributions over " + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "text", + "content": ", leveraging the CAD model that is readily available for a majority of 3D pose tasks and provided with typical datasets together with object poses either in instance or category form. To make use of this additional piece of shape information, we first establish the proportionality of image-conditional densities over rotations to densities over the visible parts of the CAD model. With this change of variables, we can sample the space of rotations during training and obtain a sharp and full density over the entire " + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "text", + "content": " in the form of an unnormalized, empirical measure (scores). In particular, we model the desired density over the model as a products of experts [18], reflecting the spatial and feature-space alignment to the original CAD model. We choose two expert probabilities to follow Bolzmann densities induced by (i) the distance to the original CAD model measured by the of norm of signed distances, (ii) the similarity of symmetry-respecting features obtained from SurfEMB [15]. The first expert specifies to 3D geometric alignment whereas the second one is additionally informed by the appearance, as SurfEMB is trained also using the image cues. The final product-probability supervises a dual-branch MLP, which, given an input image, infers both of the distributions in the form of empirical distributions or measures by sampling over " + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "text", + "content": ". As a loss between the computed and inferred distributions, we utilize the recently proposed generalized KL divergence [39], capable of comparing unnormalized probability measures. This training scheme, illustrated in Fig. 1, is agnostic to the network architecture and not only facilitates stronger cues for learning but also aids in generalization in a low-data regime, as the available CAD model is exploited to generate densely sampled distributions. Lastly, as classical positional encoding methods do not generalize to the manifold of " + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 178, + 482, + 501 + ], + "type": "text", + "content": " [11], we introduce a new rotation encoding method by transforming the vertices of a unit cube under the given rotation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 504, + 301, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 504, + 301, + 514 + ], + "spans": [ + { + "bbox": [ + 146, + 504, + 301, + 514 + ], + "type": "text", + "content": "In summary, our contributions are:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 531, + 479, + 637 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 131, + 531, + 479, + 553 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 531, + 479, + 553 + ], + "spans": [ + { + "bbox": [ + 131, + 531, + 479, + 553 + ], + "type": "text", + "content": "- To the best of our knowledge, we present the first method to use a CAD model to train an implicit network in order to infer densities over " + }, + { + "bbox": [ + 131, + 531, + 479, + 553 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 131, + 531, + 479, + 553 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 554, + 479, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 554, + 479, + 578 + ], + "spans": [ + { + "bbox": [ + 131, + 554, + 479, + 578 + ], + "type": "text", + "content": "- We propose to utilize geometry-aware (SDF) and symmetry-aware (SurfEMB) experts to obtain rich and informative supervision cues during training." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 578, + 479, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 578, + 479, + 601 + ], + "spans": [ + { + "bbox": [ + 131, + 578, + 479, + 601 + ], + "type": "text", + "content": "- Backed by a novel positional encoding, we propose a dual-branch MLP to infer two distributions, one on the SDF and one on the surface features." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 602, + 479, + 637 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 602, + 479, + 637 + ], + "spans": [ + { + "bbox": [ + 131, + 602, + 479, + 637 + ], + "type": "text", + "content": "- Experiments demonstrate the advantages of our approach in capturing ambiguities and uncertainties on textureless objects, especially in low-data regimes, thanks to powerful 3D object priors our method utilizes." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 131, + 653, + 366, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 653, + 366, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 653, + 366, + 665 + ], + "type": "text", + "content": "We make our implementation publicly available here." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 238, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 238, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 238, + 129 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 144, + 481, + 180 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 144, + 481, + 180 + ], + "spans": [ + { + "bbox": [ + 130, + 144, + 481, + 180 + ], + "type": "text", + "content": "While a plethora of 6D object pose estimation exist [17,24,35,52-54,56], we will specifically review works which deal with rotational symmetries in the context of deep learning." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "type": "text", + "content": "Rotation representations for deep networks. Deep neural networks typically produce feature vectors in a Euclidean space, making it hard to reason on nonlinear manifolds, such as that of " + }, + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "type": "text", + "content": ". Early deep learning models opted for rather classical parameterizations for regressing rotations, like Euler-angles [30, 48], direction cosine matrices (DCM) [23, 59], axis-angle [10, 51], and quaternions [28, 56, 63]. Some scholars [5, 27, 49] instead discretize the space and classify, however, pose space represents a continuous Riemannian manifold [4]. Recently, [64] showed that the typical representations are discontinuous, i.e., do not admit homeomorphic maps to " + }, + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 182, + 482, + 338 + ], + "type": "text", + "content": ". Instead, 6D [64], 9D [34] and even 10D [42] representations were proposed to resolve the discontinuity issue and improve the regression accuracy. Brégier [2] has thoroughly examined different manifold mappings, finding out that SVD orthogonalization [34] performs the best when regressing arbitrary rotations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 339, + 482, + 447 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 339, + 482, + 447 + ], + "spans": [ + { + "bbox": [ + 130, + 339, + 482, + 447 + ], + "type": "text", + "content": "Besides considering rotations as manifold-valued labels, there are multiple ways they are used in deep networks. Regressing rotations lead to geometric gradients, which require rethinking of backpropagation [6, 50]. When used as input data, the sinusoidal basis functions that are used to encode Euclidean coordinates become ill-suited for " + }, + { + "bbox": [ + 130, + 339, + 482, + 447 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 339, + 482, + 447 + ], + "type": "text", + "content": " [11]. In this work, we also contribute a symmetry-respecting positional encoding for rotations, inspired by the metrics in [1] and also follow a regression approach, however, we investigate pose distribution prediction rather than single pose estimation to incorporate multimodal solutions induced by object or projection ambiguities." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "content": "Representing belief over rotations in deep networks. Extending Bui et al. [3] to object pose estimation, Deng et al. [8], along with [12], were the first to address pose ambiguity and uncertainty prediction via deep networks. In these works, as well as extensions such as [42], a Bingham distribution was used to represent the belief over " + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "content": ". The suitability of Bingham distribution was later questioned by follow-up works, proposing Matrix-Fisher distributions [60] or heavy-tailed variants such as Laplace distributions [61, 62] for increased robustness. Implicit-PDF (iPDF) [40] used a rotation-conditioned neural network to implicitly learn the orientation distribution and SpyroPose [16] proposed a coarse-to-fine version of iPDF using a hierarchical grid. HyperPosePDF [22] learned the weights of an iPDF via a hyper-network and spherical convolutions are used in I2S [29] to map a deep feature-map onto a distribution over " + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "content": ". Recently, Liu et al. [37] proposed a normalizing flow based approach to map an initial distribution to a target one. This approach has later been generalized to manifolds other than " + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "content": " via free-form flows [47]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "We follow the ideas of implicit distribution learning by incorporating a signed distance function [41] alongside a method for ambiguity aware pose description [15] into our approach." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 319 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 319 + ], + "type": "text", + "content": "Uncertainty and ambiguity aware object pose estimation. Object shape, symmetry, or occlusions can cause ambiguities in object poses given only the perspective projection. Corona et al. [7] and Pitteri et al. [43] assumed the availability of object symmetry information during training. As obtaining this information is challenging, others tried to explicitly learn it from data [33]. State-of-the-art approaches bypass the requirement of prior knowledge about object symmetries. Manhardt et al. [38] modeled the ambiguity in object pose estimation by predicting multiple hypotheses, for a given object's visual appearance, and Shi et al. [46] utilize an ensemble of object pose estimators to derive uncertainties. SurfEmb [15], EPOS [19] and NeRF-Feat [52] learned a dense distribution of 2D-3D correspondences. EPOS [19] handled symmetries implicitly by discretizing the surface and predicting a probability distribution over fragments per pixel, whereas SurfEmb, NeRF-Feat estimated a continuous distribution over the object surface. Similarly, Ki-pode [25] used object keypoints as an intermediary to derive the probability density, explicitly and [57] makes use of the conformal prediction framework to propagate uncertainties from keypoints to object poses." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 319, + 481, + 343 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 481, + 343 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 481, + 343 + ], + "type": "text", + "content": "In our pipeline, we incorporate a learned continuous distribution [15] of 2D-3D correspondences between object model and image." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 361, + 202, + 373 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 361, + 202, + 373 + ], + "spans": [ + { + "bbox": [ + 132, + 361, + 202, + 373 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "spans": [ + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "content": "Problem setting. We consider an input image crop " + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "inline_equation", + "content": "\\mathbf{I} \\in \\mathbb{R}^{M \\times N \\times 3}" + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "content": " parameterized by coordinates " + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "inline_equation", + "content": "\\mathbf{p} \\in \\mathbb{R}^2" + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "content": " on the image lattice, containing the projection of a 3D object " + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "inline_equation", + "content": "\\mathcal{M} = (\\mathbf{X}, \\mathbf{T})" + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "content": " represented in normalized object coordinate space (NOCS) [55] " + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "inline_equation", + "content": "\\mathbf{X} = \\{\\mathbf{x}_i \\in [-1,1]^3 \\mid i = 1, \\dots, N_X\\}" + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "content": " together with triangle faces " + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "inline_equation", + "content": "\\mathbf{T} = \\{\\mathbf{t}_i \\in \\mathbb{Z}^3 \\mid i = 1, \\dots, N_T\\}" + }, + { + "bbox": [ + 130, + 386, + 482, + 459 + ], + "type": "text", + "content": ". We formulate the rotation estimation problem as a probabilistic inference, where we are interested in the following two quantities:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 459, + 481, + 519 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "spans": [ + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "text", + "content": "1. Single-best orientation obtained by the maximum a-posteriori (MAP) estimate: " + }, + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "inline_equation", + "content": "\\mathbf{R}^{\\star} = \\arg \\max_{\\mathbf{R}} p(\\mathbf{R} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "text", + "content": " models the conditional probability distribution for the orientation of " + }, + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "inline_equation", + "content": "\\mathbf{I}" + }, + { + "bbox": [ + 132, + 459, + 481, + 495 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 495, + 481, + 519 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 495, + 481, + 519 + ], + "spans": [ + { + "bbox": [ + 130, + 495, + 481, + 519 + ], + "type": "text", + "content": "2. Multi-modal orientation estimate in the form of a full posterior distribution: " + }, + { + "bbox": [ + 130, + 495, + 481, + 519 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R} \\mid \\mathbf{I}) \\propto p(\\mathbf{I} \\mid \\mathbf{R}) \\times p(\\mathbf{R}) = p(\\mathbf{I}, \\mathbf{R})" + }, + { + "bbox": [ + 130, + 495, + 481, + 519 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": "A plethora of the 6D object pose estimation methods solve (1) (excluding translations) to get a point estimate [21, 27, 49]. While solving (2) can provide important additional information, such as uncertainty and ambiguity, perhaps not surprisingly it is a much harder task. Note that, in addition to the usual difficulties associated with posterior characterization, in our context we are facing extra challenges due to the Riemannian nature of " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": " [4]. This is arguably the reason why the task of multiple simultaneous rotation estimations remains unsolved, to date. In this work, we focus on estimating posterior densities over rotations, which are the main sources of ambiguity." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": "Model. Inspired by the energy based models [31,32], we write down the posterior density of interest as " + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R} \\mid \\mathbf{I}) = \\exp(-U(\\mathbf{R})) / p(\\mathbf{R})" + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "U" + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": " is the potential energy with the form " + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "U(\\mathbf{R}) = -\\left(\\log p(\\mathbf{R} \\mid \\mathbf{I}) + \\log p(\\mathbf{R})\\right)" + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": ". Estimating " + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R})" + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": " by" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "discretizing the " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " by " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "N_V" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " partitions of volume " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " and marginalizing, leads to the following approximate posterior density [40]:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 146, + 150, + 481, + 182 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 150, + 481, + 182 + ], + "spans": [ + { + "bbox": [ + 146, + 150, + 481, + 182 + ], + "type": "interline_equation", + "content": "p (\\mathbf {R} \\mid \\mathbf {I}) \\approx \\frac {1}{V} \\exp (- U (\\mathbf {R})) / \\sum_ {i = 1} ^ {N _ {V}} \\exp (- U (\\mathbf {R} _ {i})) = \\frac {1}{V} \\operatorname {s o f t m a x} (- U (\\mathbf {R})). \\quad (1)", + "image_path": "b8355fbd340d4bb61434ec2da0777cc073310f12efede263bfb9b235c9c12d99.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "spans": [ + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": "To design " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "U(\\mathbf{R})" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": ", we assume the availability of a " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{X}_0" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": ", s.t. " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{X}' = \\mathbf{R}\\Pi(\\mathbf{R}_{\\mathrm{gt}}^\\top \\mathbf{X}_0; \\mathbf{I}, \\mathcal{M})" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " is obtained by rotating the image-aligned model " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " back to the CAD space using " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{R}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{R}_{\\mathrm{gt}}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " is the ground truth pose of the image under consideration and the rendering operator " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{X} = \\Pi(\\mathbf{R}_{\\mathrm{gt}}^\\top \\mathbf{X}_0; \\mathbf{I}, \\mathcal{M})" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " extracts the points of the transformed mesh, visible in the image " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{I}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " by rendering the model mesh " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": ". In order to maintain the invariance under symmetries, i.e., " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{R}\\mathbf{X} \\equiv \\mathbf{X}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " for any stabilizer " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{R}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 131, + 190, + 482, + 275 + ], + "type": "text", + "content": ", we relate orientation distributions to distributions over object coordinates:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 281, + 484, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 281, + 484, + 295 + ], + "spans": [ + { + "bbox": [ + 131, + 281, + 484, + 295 + ], + "type": "text", + "content": "Proposition 1. The probability " + }, + { + "bbox": [ + 131, + 281, + 484, + 295 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R}|\\mathbf{I})\\propto p(\\mathbf{X}'|\\mathbf{I})" + }, + { + "bbox": [ + 131, + 281, + 484, + 295 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 131, + 281, + 484, + 295 + ], + "type": "inline_equation", + "content": "\\mathbf{X}' = \\mathbf{R}\\Pi (\\mathbf{R}_{\\mathrm{gt}}^{\\top}\\mathbf{X}_0;\\mathbf{I},\\mathcal{M})" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "spans": [ + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "content": "Proof. We will consider the vectorized versions of our variables " + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "inline_equation", + "content": "\\mathbf{r} \\coloneqq \\operatorname{vec}(\\mathbf{R})" + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "inline_equation", + "content": "\\mathbf{x}' \\coloneqq \\operatorname{vec}(\\mathbf{X}')" + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "content": " and assume " + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "inline_equation", + "content": "p(\\mathbf{r} \\mid \\mathbf{I}) = p(\\mathbf{R} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "inline_equation", + "content": "p(\\mathbf{x}' \\mid \\mathbf{I}) = p(\\mathbf{X}' \\mid \\mathbf{I})" + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "content": ". Let " + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "inline_equation", + "content": "\\mathbf{C} = \\Pi (\\mathbf{R}_{\\mathrm{gt}}^{\\top}\\mathbf{X}_0;\\mathbf{I},\\mathcal{M})" + }, + { + "bbox": [ + 131, + 300, + 483, + 360 + ], + "type": "text", + "content": " denote the visible part of the model, w.l.o.g. assumed to be a constant. Then, the two distributions can be related by the change of variables:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 258, + 370, + 480, + 383 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 258, + 370, + 480, + 383 + ], + "spans": [ + { + "bbox": [ + 258, + 370, + 480, + 383 + ], + "type": "interline_equation", + "content": "p (\\mathbf {r} \\mid \\mathbf {I}) = p \\left(\\mathbf {x} ^ {\\prime} \\mid \\mathbf {I}\\right) \\cdot | \\mathbf {J} |, \\tag {2}", + "image_path": "f097f8d14c019dac90f4c8efcfb27abfdb05c091dcea966a21a108c5be37e264.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 391, + 161, + 401 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 391, + 161, + 401 + ], + "spans": [ + { + "bbox": [ + 132, + 391, + 161, + 401 + ], + "type": "text", + "content": "where" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 181, + 409, + 480, + 434 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 409, + 480, + 434 + ], + "spans": [ + { + "bbox": [ + 181, + 409, + 480, + 434 + ], + "type": "interline_equation", + "content": "\\mathbf {J} := \\frac {\\mathrm {d} \\mathbf {x} ^ {\\prime}}{\\mathrm {d} \\mathbf {r}} = \\frac {\\operatorname {d v e c} (\\mathbf {R C})}{\\mathrm {d} \\mathbf {r}} = \\frac {\\mathrm {d} \\left(\\left(\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}\\right) \\mathbf {r}\\right)}{\\mathrm {d} \\mathbf {r}} = \\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}, \\tag {3}", + "image_path": "6b2ceb7d796482113ea192ccc3bd4d3891eeea2cd10b55d1777b115896a76f9f.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "spans": [ + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "inline_equation", + "content": "\\mathbf{I}_{N_X}" + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "inline_equation", + "content": "N_{X} \\times N_{X}" + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "text", + "content": " identity matrix. Hence the determinant of the Jacobian, " + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "inline_equation", + "content": "|\\mathbf{J}| := |\\det \\mathbf{J}|" + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "text", + "content": ", is independent of " + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "inline_equation", + "content": "\\mathbf{R}" + }, + { + "bbox": [ + 131, + 441, + 479, + 464 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 172, + 474, + 480, + 493 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 172, + 474, + 480, + 493 + ], + "spans": [ + { + "bbox": [ + 172, + 474, + 480, + 493 + ], + "type": "interline_equation", + "content": "| \\mathbf {J} | = | \\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}} | = \\sqrt {| (\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}) ^ {\\top} (\\mathbf {C} ^ {\\top} \\otimes \\mathbf {I} _ {N _ {X}}) |} = \\sqrt {| \\mathbf {C C} ^ {\\top} |}. \\tag {4}", + "image_path": "8187b83409812234b7a7977a80bdd6dc4f1ed83cbd1d977ca8960e5ced3c8cf6.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "spans": [ + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "text", + "content": "As the canonical model " + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "text", + "content": " (hence " + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "inline_equation", + "content": "\\mathbf{X}_0" + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "text", + "content": ") and " + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "inline_equation", + "content": "\\mathbf{R}_{\\mathrm{gt}}" + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "text", + "content": " are known, " + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "inline_equation", + "content": "|\\mathbf{J}|" + }, + { + "bbox": [ + 131, + 501, + 479, + 525 + ], + "type": "text", + "content": " remains constant leading to:" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 216, + 534, + 397, + 552 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 534, + 397, + 552 + ], + "spans": [ + { + "bbox": [ + 216, + 534, + 397, + 552 + ], + "type": "interline_equation", + "content": "p (\\mathbf {R} \\mid \\mathbf {I}) = p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\cdot \\sqrt {| \\mathbf {C C} ^ {\\top} |} \\propto p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}).", + "image_path": "879e02208630abbe41cfa787da6dbc5b2a9a7212da66acf31846a3610a8dbaa9.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 560, + 479, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 560, + 479, + 586 + ], + "spans": [ + { + "bbox": [ + 131, + 560, + 479, + 586 + ], + "type": "text", + "content": "With this proportionality, we can instead model " + }, + { + "bbox": [ + 131, + 560, + 479, + 586 + ], + "type": "inline_equation", + "content": "p(\\mathbf{X}'|\\mathbf{I})" + }, + { + "bbox": [ + 131, + 560, + 479, + 586 + ], + "type": "text", + "content": " in a symmetry aware fashion via the product of experts (PoEs) [18]:" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 145, + 594, + 480, + 620 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 145, + 594, + 480, + 620 + ], + "spans": [ + { + "bbox": [ + 145, + 594, + 480, + 620 + ], + "type": "interline_equation", + "content": "p (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) = \\frac {1}{\\int \\prod_ {i} \\hat {p} _ {i} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\mathrm {d} \\mathbf {X} ^ {\\prime}} \\prod_ {i} \\hat {p} _ {i} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) = \\frac {1}{Z} \\hat {p} _ {\\text {S D F}} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}) \\hat {p} _ {\\text {S E}} (\\mathbf {X} ^ {\\prime} \\mid \\mathbf {I}), \\tag {5}", + "image_path": "2b840b4fbb511b515d221d6815f40261d865226423b6a571cfe89b4be60687dc.jpg" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "inline_equation", + "content": "Z = \\int \\hat{p}_{\\mathrm{SDF}}(\\mathbf{X}' \\mid \\mathbf{I}) \\hat{p}_{\\mathrm{SE}}(\\mathbf{X}' \\mid \\mathbf{I}) \\, \\mathrm{d}\\mathbf{X}'" + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "content": ". Note that the product factorizes the conditional probability " + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "content": " into a set of simpler distributions, experts, " + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\hat{p}_i" + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "content": " which are normalized after multiplication. The first term, " + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\hat{p}_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "content": ", will measure the deviation" + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "from the model in the space of 3D coordinates. The second term, " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\hat{p}_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": ", will ensure that the symmetry-aware features of the transformed model align with the canonical ones under a given " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\mathbf{R}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": " (thus " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "). The PoE framework can work with unnormalized densities, " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\hat{p}(\\cdot)" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": ", allowing us to model " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\hat{p}_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\hat{p}_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": " by a Bolzmann distribution:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 185, + 480, + 199 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 185, + 480, + 199 + ], + "spans": [ + { + "bbox": [ + 138, + 185, + 480, + 199 + ], + "type": "interline_equation", + "content": "\\hat {p} _ {\\mathrm {S D F}} \\propto \\exp \\left(- \\| f _ {\\mathrm {S D F}} \\left(\\mathbf {X} ^ {\\prime}\\right) \\| _ {0}\\right) \\text {a n d} \\hat {p} _ {\\mathrm {S E}} \\propto \\exp \\left(- \\| f _ {\\mathrm {S E}} \\left(\\mathbf {X} ^ {\\prime}\\right) - f _ {\\mathrm {S E}} \\left(\\mathbf {X} _ {0}\\right) \\| _ {\\mathrm {F}}\\right), \\tag {6}", + "image_path": "047f48083fd9963a04fe16d8f2dbbcf0b93dbd05762d51908606111f2ba01a80.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "spans": [ + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}: \\mathbb{R}^3 \\to \\mathbb{R}" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}: \\mathbf{X} \\to \\mathbb{R}^{N_F \\times N_X}" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": " are chosen to be the pretrained Deep-SDFs [41] and SurfEmb [15], respectively. Deep-SDF parameterizes the signed distance value to the closest surface point via a neural network. Using " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "L_0" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": "-norm amplifies the penalty on more distant points. SurfEmb models continuous 2D-3D correspondence (" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "\\mathbf{X} \\ni \\mathbf{x} \\leftrightarrow \\mathbf{p} \\in \\mathbb{R}^2" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": ") distributions " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "p(\\mathbf{x}, \\mathbf{p} \\mid \\mathbf{I}) = p(\\mathbf{p} \\mid \\mathbf{I}) p(\\mathbf{x} \\mid \\mathbf{I}, \\mathbf{p})" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": " over the surface of objects, where " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "p(\\mathbf{p} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": " denotes the discrete distribution over image coordinates. SurfEmb consists of a network supervised to maximize the probability of the GT coordinates. The specific forms of " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 207, + 480, + 315 + ], + "type": "text", + "content": " are precised later in Sec. 3.1." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "content": "In our framework, we model these distributions by two MLPs " + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "inline_equation", + "content": "f_{\\theta}" + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "inline_equation", + "content": "f_{\\phi}" + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "content": " with learnable parameters " + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "inline_equation", + "content": "\\pmb{\\theta}" + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "inline_equation", + "content": "\\pmb{\\phi}" + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "content": ", which can be multiplied and passed through the softmax in Eq. (1) to yield " + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 130, + 316, + 480, + 351 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": "Training. During training, we have access to " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{R}_{\\mathrm{gt}}^n\\}_n" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " for all images and thus corresponding " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{X}_n^\\prime \\}_{n}" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": ". While maximizing " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " by minimizing the negative log-likelihood for a single ground truth pose is viable, it requires more data samples to cover all symmetries and train the network. Another alternative is contrastive training (CT) as done in [16]. Yet, besides the challenge of sampling hard negatives over " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " during training, CT assumes a single positive label per sample. This resembles learning a multi-modal distribution by matching several unimodal distributions. Instead, we take a different approach and align the entire distribution. To learn the parameters of " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "(f_{\\theta}, f_{\\phi})" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " this way, we first obtain two unnormalized empirical measures " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "(\\mu_{\\mathrm{SDF}}, \\mu_{\\mathrm{SE}})" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " supported on " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": ", corresponding to " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "\\hat{p}_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "\\hat{p}_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": ", by randomly sampling " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " to get the locations and computing the individual terms in Eq. (6) as weights of these measures. Similarly, we let " + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "inline_equation", + "content": "(\\mu_{\\theta}, \\mu_{\\phi})" + }, + { + "bbox": [ + 130, + 351, + 481, + 518 + ], + "type": "text", + "content": " denote the inferred unnormalized measures (see \"Inference\") and use the generalized KL divergence [39] to align unbalanced distributions:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 194, + 529, + 480, + 558 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 529, + 480, + 558 + ], + "spans": [ + { + "bbox": [ + 194, + 529, + 480, + 558 + ], + "type": "interline_equation", + "content": "\\operatorname {G K L} (\\boldsymbol {\\mu} \\| \\boldsymbol {\\nu}) := \\sum_ {i = 1} ^ {m} \\left(- \\log \\left(\\frac {a _ {i} ^ {\\boldsymbol {\\nu}}}{a _ {i} ^ {\\boldsymbol {\\mu}}}\\right) + \\left(\\frac {a _ {i} ^ {\\boldsymbol {\\nu}}}{a _ {i} ^ {\\boldsymbol {\\mu}}}\\right) - 1\\right) a _ {i} ^ {\\boldsymbol {\\mu}}, \\tag {7}", + "image_path": "11fadecd21339755edd7306199a86b5d0090864c84d2dbb7e489949b14cd9e6e.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "inline_equation", + "content": "\\mathbf{a} = \\{a_i^\\mu\\}" + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{R}_i^\\mu\\}, i = 1, \\ldots, m" + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": " denote the weights and locations of a discrete measure " + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "inline_equation", + "content": "\\boldsymbol{\\mu} = \\sum_{i=1}^{m} a_i \\delta_{\\mathbf{R}_i^\\mu}" + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "inline_equation", + "content": "a_i \\geq 0" + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "inline_equation", + "content": "\\delta_{\\mathbf{R}^\\mu}" + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": " is a Dirac delta at " + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "inline_equation", + "content": "\\mathbf{R}^\\mu" + }, + { + "bbox": [ + 130, + 567, + 479, + 604 + ], + "type": "text", + "content": ". Finally, we train our networks by optimizing the following objectives:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 139, + 613, + 480, + 632 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 613, + 480, + 632 + ], + "spans": [ + { + "bbox": [ + 139, + 613, + 480, + 632 + ], + "type": "interline_equation", + "content": "\\boldsymbol {\\theta} ^ {\\star} = \\underset {\\boldsymbol {\\theta}} {\\arg \\min } \\mathbb {E} _ {p (\\mathbf {I})} \\operatorname {G K L} \\left(\\boldsymbol {\\mu} _ {\\text {S D F}} \\| \\boldsymbol {\\mu} _ {\\boldsymbol {\\theta}}\\right), \\quad \\phi^ {\\star} = \\underset {\\phi} {\\arg \\min } \\mathbb {E} _ {p (\\mathbf {I})} \\operatorname {G K L} \\left(\\boldsymbol {\\mu} _ {\\text {S E}} \\| \\boldsymbol {\\mu} _ {\\boldsymbol {\\phi}}\\right), \\tag {8}", + "image_path": "d1e24fa87b13d2398d6f22141c7422589712968d87ca21ec5545986ec95861bb.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "p(\\mathbf{I})" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " denotes the data distribution. In summary (see Fig. 1), to train our networks, we sample the " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " randomly or over a grid and use these samples" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 202, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 202, + 91, + 448, + 102 + ], + "type": "text", + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "in (i) explicitly computing a product-distribution by leveraging the spatial and feature-space distances and (ii) inferring these conditioned on the image. The divergence between the resulting measures becomes our supervision signal." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "spans": [ + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": "Inference. During test time, given an input image " + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "inline_equation", + "content": "\\mathbf{I}" + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": ", we infer the potentially multimodal distribution " + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "inline_equation", + "content": "p(\\mathbf{R} \\mid \\mathbf{I})" + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": " by densely sampling " + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": " and evaluating " + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "inline_equation", + "content": "-\\log p(\\mathbf{R} \\mid \\mathbf{I}) = f_{\\theta}(\\mathbf{I}, \\mathbf{R}) + f_{\\phi}(\\mathbf{I}, \\mathbf{R})" + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": ". The individual predictions can be thought of as the empirical measures " + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}" + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "inline_equation", + "content": "\\mu_{\\phi}" + }, + { + "bbox": [ + 130, + 155, + 482, + 216 + ], + "type": "text", + "content": ", which are combined to get the final measure. We then pass the result through softmax to arrive at the full posterior." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 239, + 440, + 251 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 239, + 440, + 251 + ], + "spans": [ + { + "bbox": [ + 131, + 239, + 440, + 251 + ], + "type": "text", + "content": "3.1 Network Design, Positional Encoding and Impl. Details" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "spans": [ + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "text", + "content": "Network architecture. Our architecture is similar to IPDF with a ResNet50 image encoder and an MLP each for inferring unnormalized SDF and SE measures. The image encoder encodes the image as a global latent vector which is concatenated with the positional encoded rotation matrix and passed through two MLPs to get unnormalized SDF and SE measures. For a given image, we sample " + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "text", + "content": " rotations, to learn the distribution at " + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "text", + "content": " discrete points in " + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "inline_equation", + "content": "SO(3)" + }, + { + "bbox": [ + 130, + 267, + 482, + 387 + ], + "type": "text", + "content": " space. To train the network, for a given image, we generate the supervision signal using pre-trained SE and SDF MLPs to gather scores for all rotations for supervising the network. The pre-trained SE and SDF MLPs are two layer Siren MLPs that predict per-point feature and SDF value respectively from a 3D point input." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 391, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 391, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 391, + 482, + 666 + ], + "type": "text", + "content": "Sampling. Using our CAD-based priors, SurfEmb and SDF MLPs, we can generate the distribution for viewpoints before we start the training. We sample rotations on an equivolumetric partitioning of " + }, + { + "bbox": [ + 130, + 391, + 482, + 666 + ], + "type": "inline_equation", + "content": "SO3" + }, + { + "bbox": [ + 130, + 391, + 482, + 666 + ], + "type": "text", + "content": " grid proposed by Yershova [58]. We subdivide the grid up to 5 levels and estimate distribution for certain viewpoints. Using this precomputed distribution, we can sample more rotations near the modes which helps us in learning distribution better. In our approach, instead of estimating distribution for the entire dataset, we estimate distributions for a few viewpoints. It is a tradeoff between memory and accuracy. We save distribution for a few viewpoints at a higher resolution grid than saving distribution for every viewpoint at a lower level grid. This is because the distribution can be transferred to another viewpoint by rotating the grid accordingly using the relative rotation between the given viewpoint and the viewpoint for which the distribution is estimated. We randomly sample a viewpoint from the precomputed distributions and convert it to the current viewpoint and sample the rotations from this distribution. Even though the viewpoints don't exactly have the same distribution in some cases, this won't affect the learning as this will be reflected in the estimated probability and still a bad rotation will be learned as such. Even if we sample rotations away from modes sometimes, the supervision signal will provide a low probability, but it is important to sample more near the modes to learn a sharper distribution. We precompute both shape and feature based distribution for a few viewpoints and use them during training for better sampling. Shape-based precomputed distribution will be valid even in the case of conditionally symmetric objects with ambiguities that break symmetry." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "type": "text", + "content": "Positional encoding(PE). IPDF employs a PE that generates high frequency components of individual rotation matrix elements separately. PE is not applied to the rotation manifold leading to errors in the training where multiple rotations that are far apart in " + }, + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "type": "inline_equation", + "content": "SO3" + }, + { + "bbox": [ + 130, + 116, + 482, + 297 + ], + "type": "text", + "content": " space with similar element-wise absolute values are closer in positional encoding space in some cases. Specifically, when some negative values are lower in magnitude in the rotation matrix, they get a similar PE to when the sign is flipped in another rotation matrix since sines are getting suppressed because of low value and cosine is getting amplified at the same time and also suppressing the sign. The PE is not exactly the same, but the network treats them as similar because the change is minute in cartesian space. To alleviate this issue, we take the 3D corner coordinates of a unit cube and apply positional encoding on the rotated 3D corner coordinates of the cube. The positionally encoded corner coordinates are concatenated to generate a vector that serves as a PE representation of the rotation matrix. This reduces the noise as shown in Figure 4 and also brings a boost in accuracy." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 315, + 230, + 329 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 315, + 230, + 329 + ], + "spans": [ + { + "bbox": [ + 132, + 315, + 230, + 329 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 340, + 482, + 543 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 482, + 543 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 482, + 543 + ], + "type": "text", + "content": "We evaluate on Symsol [40], T-Less [20], and ModelNet10-SO3 [36]. Symsol has two subsets, Symsol-I with untextured symmetric objects and Symsol-II with conditionally symmetric objects with some texture that breaks symmetry from certain viewpoints. We adopt the metrics from IPDF, log-likelihood(LL), and Average Recall(AR) for evaluation. LL measures how strongly the learned network captures the distribution. It is calculated by taking the log mean of the probabilities at the ground truth rotations in our captured distribution. As we can't estimate distribution in continuous rotation space, we compute our distribution on a discrete equivolumetric grid of rotations similar to IPDF. We use 5 levels of subdivision to obtain a rotation grid with around 2M rotations for evaluation. We compute the distribution on the grid and evaluate the LL for rotations at the discrete rotation samples on the grid closest to ground truth rotations. LL evaluation can be carried out with a single ground truth annotation or with multiple ground truth annotation for a single image. To quantify the rotation error on ModelNet, we employ AR with " + }, + { + "bbox": [ + 130, + 340, + 482, + 543 + ], + "type": "inline_equation", + "content": "30^{\\circ}" + }, + { + "bbox": [ + 130, + 340, + 482, + 543 + ], + "type": "text", + "content": " rotation error threshold. We employ distribution visualization proposed in IPDF where each point on sphere indicates the axis of rotation and the color indicates the tilt about that axis." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 561, + 217, + 572 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 561, + 217, + 572 + ], + "spans": [ + { + "bbox": [ + 132, + 561, + 217, + 572 + ], + "type": "text", + "content": "4.1 SYMSOL-I" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 582, + 483, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 483, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 483, + 666 + ], + "type": "text", + "content": "Symsol-I comprises textureless geometric shapes, Cube, Tetrahedron, Cone, Icosahedron, and Cylinder that exhibit different types of symmetries and pose a challenging task to capture all the symmetric configurations with high probability. The dataset provides 45k images for each object and they do not provide camera intrinsics or a CAD model. However, these generic CAD models are easily available from any 3D library and are already canonically aligned with the dataset. We employ PBR data [9] and SDF samples from CAD models to" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 203 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 203 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 203 + ], + "type": "text", + "content": "Table 1: SYMSOL I results: We present results on Symsol-I evaluated using the log-likelihood metric. Models refers to the number of models trained per dataset. Iterations refer to training iterations and Images refer to the amount of training images employed per object. Note that we follow the convention employed in the Normalizing Flow(NF) paper by adding 2.29 to the scores to make a uniform distribution to have a zero score instead of having -2.29. We adjusted the scores for us and Spyropose(SP) and other approaches were already adjusted in NF paper. We present results for Deng [8], Gil [13], Prok [45], IPDF [40], SP [16] and NF [37]." + } + ] + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 140, + 212, + 474, + 338 + ], + "blocks": [ + { + "bbox": [ + 140, + 212, + 474, + 338 + ], + "lines": [ + { + "bbox": [ + 140, + 212, + 474, + 338 + ], + "spans": [ + { + "bbox": [ + 140, + 212, + 474, + 338 + ], + "type": "table", + "html": "
DengGil.Prok.IPDFSPNFNFNFNFOursOurs
Models11115111111
Iterations100k100k100k100k100k100k900k100k900k100k100k
Images45k45k45k45k45k10k10k45k45k10k45k
cone2.456.13-1.056.749.918.458.948.4210.059.6610.10
cube-2.150.001.797.1010.925.029.017.1311.6411.2912.24
cyl1.343.171.016.558.758.046.417.839.549.329.40
icosa-0.160.00-0.103.577.52-2.14-6.032.038.267.999.54
tet2.560.000.437.9910.985.9110.798.9812.4311.3911.96
avg0.811.860.426.399.625.065.826.8810.389.6910.64
", + "image_path": "25ce5e6e56b3178737d193692365fdf14fc5323db73ba545d93de9eb6f1b8157.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "content": "train " + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "content": " respectively. We use the frozen " + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "content": " MLPs for training our pipeline. The test set provides ground truth annotations for all the symmetric configurations and is considered in the evaluation for log-likelihood and spread. Prior approaches focus solely on learning distribution from images and show no way to incorporate a CAD model into the training pipeline. Spypropose tries to incorporate a CAD model, but only uses it to strengthen the encoder instead of using a Resnet based encoder. However, their approach requires camera intrinsics. So, they render their version of symsol to use the encoder. Moreover, their cad-based encoder requires the object instance to be known to encode the image." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 474, + 343, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 343, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 343, + 593 + ], + "type": "text", + "content": "To have a common baseline, we compare all the approaches using Resnet image encoder. Using a basic architecture such as IPDF, we achieve benchmark results with log-likelihood scores of 10.64 and 9.69 in full-data and low-data regimes using our training pipeline by distilling knowledge from a CAD model to learn distribution as shown in Table 1. Our approach converges faster and performs better than NF, SpyroPose with just 100k iterations. In a low-data regime with" + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 353, + 480, + 479, + 551 + ], + "blocks": [ + { + "bbox": [ + 353, + 480, + 479, + 551 + ], + "lines": [ + { + "bbox": [ + 353, + 480, + 479, + 551 + ], + "spans": [ + { + "bbox": [ + 353, + 480, + 479, + 551 + ], + "type": "image", + "image_path": "1d8b991f9ec40e4a62928582f1bf0368633e8bc443945d3e835a399ce5d5cd15.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 349, + 562, + 482, + 584 + ], + "lines": [ + { + "bbox": [ + 349, + 562, + 482, + 584 + ], + "spans": [ + { + "bbox": [ + 349, + 562, + 482, + 584 + ], + "type": "text", + "content": "Fig. 2: LL vs. Training Data for NF, Ours on SYMSOL-I." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "10k images, the accuracy drop(0.95) is not significant depicting the benefits of a CAD prior. Besides, NF has weaker performance with low data and negatively affects some objects with increasing iterations. This demonstrates the advantage of employing a CAD model which is crucial as real data is not easily available in large amounts. Our approach can transfer learned features from the CAD model and help learn the distribution better in the real domain even with fewer images." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 140, + 168, + 474, + 228 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": "Table 2: SYMSOL-II results: We report results using log-likelihood metric(LL). We adjust the scores for us and SpyroPose using the convention of normalizing flows(NF) by adding 2.29 to make a uniform distribution to have an average LL of score zero.-10k refers to experiments in low-data regime using only 10k images instead of 45k." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 140, + 168, + 474, + 228 + ], + "lines": [ + { + "bbox": [ + 140, + 168, + 474, + 228 + ], + "spans": [ + { + "bbox": [ + 140, + 168, + 474, + 228 + ], + "type": "table", + "html": "
ObjDengGil.Prok.IPDFSPSP-10kNF-10kNFOurs-10kOurs
SphX3.415.61-1.909.5911.367.677.6212.376.3210.93
cylO5.287.176.459.2011.619.116.9912.9211.5712.18
tetX5.905.193.7710.7811.706.483.5213.5311.5312.38
LL4.865.992.779.8611.567.766.0412.949.8011.83
", + "image_path": "7c7212860ee411eda531d6fc463180122d6c3651af30f2e9f9a643ec194bbaa6.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 249, + 482, + 287 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 249, + 482, + 287 + ], + "spans": [ + { + "bbox": [ + 130, + 249, + 482, + 287 + ], + "type": "text", + "content": "As shown in Fig. 2, the gap between the LLs attained by our method and those by NF increases rapidly as the amount of training data decreases. We present some qualitative results in Fig. 3 as proposed in IPDF." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 304, + 222, + 316 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 304, + 222, + 316 + ], + "spans": [ + { + "bbox": [ + 131, + 304, + 222, + 316 + ], + "type": "text", + "content": "4.2 SYMSOL-II" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "spans": [ + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "type": "text", + "content": "Symsol-II comprises conditionally symmetric objects, tetrahedron, cylinder, and sphere, with markers. So, the modes are reduced when the markers are visible. For conditional symmetric objects, the pose distribution not only shifts but also changes completely based on the visibility of markers. We fit the meshes with silhouette images and estimate intrinsics which is later used to fit the texture of the mesh using color images through differentiable rendering. We train " + }, + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 326, + 482, + 566 + ], + "type": "text", + "content": " networks with the obtained mesh. Our approach has slightly weaker performance compared to NF as shown in Table 2. On the Sphere object, our SDF expert doesn't contribute anything as it learns a uniform distribution and it is a limitation of our approach. Hence, we have to rely only on the SurfEmb expert to explain the distribution which decreases the performance. However, we perform better than NF and Spyropose in the low-data regime with 10k images. Besides, LL metric inherently favors NF as it provides exact LL estimation while IPDF and our approach evaluate LL on a discrete rotation grid, making our methods limited by the finite resolution. The performance drop is less significant on textured cylinder and tetrahedron indicating that the shape component can bring a significant boost to the distribution. LL scores for tetrahedron and cylinder are higher than the Symsol-I dataset since Surfemb features provide information about the texture in these objects and perform better in conjunction with shape experts to capture the textured viewpoints with much finer distribution." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 584, + 195, + 596 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 584, + 195, + 596 + ], + "spans": [ + { + "bbox": [ + 131, + 584, + 195, + 596 + ], + "type": "text", + "content": "4.3 T-Less" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "T-Less contains 30 texture-less symmetric objects. We follow [13] to split data into " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " for training and " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " for testing. We train SurfEmb, " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": ", using PBR and " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " of the real data. " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " network is trained using the CAD model. We perform better than the benchmark approach, SpyroPose, as shown in Table 3. The dataset has minute symmetry breaking features that can turn a multimodal" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 165, + 148 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 165, + 148 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 165, + 148 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 165, + 148 + ], + "type": "image", + "image_path": "bc9eabfa0ae6ff38c6d56fcabf1425fba699e17d94dd28d8793b56613e3c3538.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 169, + 114, + 239, + 150 + ], + "blocks": [ + { + "bbox": [ + 156, + 151, + 216, + 159 + ], + "lines": [ + { + "bbox": [ + 156, + 151, + 216, + 159 + ], + "spans": [ + { + "bbox": [ + 156, + 151, + 216, + 159 + ], + "type": "text", + "content": "(a) Cyl-Symsol-I" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 169, + 114, + 239, + 150 + ], + "lines": [ + { + "bbox": [ + 169, + 114, + 239, + 150 + ], + "spans": [ + { + "bbox": [ + 169, + 114, + 239, + 150 + ], + "type": "image", + "image_path": "2b2e6abae1333a83b7eb6a0fa5c8fe5c7609d73af907787d687af90929ebe1e2.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 254, + 114, + 287, + 148 + ], + "blocks": [ + { + "bbox": [ + 254, + 114, + 287, + 148 + ], + "lines": [ + { + "bbox": [ + 254, + 114, + 287, + 148 + ], + "spans": [ + { + "bbox": [ + 254, + 114, + 287, + 148 + ], + "type": "image", + "image_path": "5c65a3bb356d43119ba3c6ae26e070fe62b83f786536c5d12d1acec71ee88463.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 254, + 161, + 287, + 196 + ], + "blocks": [ + { + "bbox": [ + 254, + 161, + 287, + 196 + ], + "lines": [ + { + "bbox": [ + 254, + 161, + 287, + 196 + ], + "spans": [ + { + "bbox": [ + 254, + 161, + 287, + 196 + ], + "type": "image", + "image_path": "81806506daa95e54d8e94dd96f36e0abd0bf322c0d4f17528f09a779a1aefd52.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 216, + 481, + 304 + ], + "lines": [ + { + "bbox": [ + 132, + 216, + 481, + 304 + ], + "spans": [ + { + "bbox": [ + 132, + 216, + 481, + 304 + ], + "type": "text", + "content": "Fig. 3: Pose distribution visualization for objects in Symsol-I and Symsol-II. a) Untextured Cylinder has continuous symmetry b) Textured Cylinder with marker has a unimodal distribution when the marker is visible, c) Broken continuous symmetry on the textured cylinder when the marker is not visible d) Untextured Tetrahedron in Symsol-I has 12 modes which are captured appropriately e) Textured Tetrahedron has three modes when orange face is visible. f) Textured terahedron has 6 modes when the orange face is not visible. 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328, + 480, + 424 + ], + "spans": [ + { + "bbox": [ + 130, + 328, + 480, + 424 + ], + "type": "text", + "content": "distribution into an unimodal distribution. Although they provide symmetry annotations, the CAD models are not perfectly symmetric like the objects from Symsol-I. So, we follow the other approaches, and the evaluation is performed only on a single ground truth pose similar to Symsol-II. We perform an ablation with training data used for SurfEmb. SurfEmb provides better features with PBR+Real data compared to using just PBR data and is reflected in an increase in LL of 0.2. The results indicate the ability to notice the symmetry breaking features to capture the distribution more sharply when they are visible." + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 425, + 480, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 425, + 480, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 425, + 480, + 469 + ], + "type": "text", + "content": "Table 3: T-Less Results: We present T-Less results using the log-likelihood measure. P refers to using only PBR data and " + }, + { + "bbox": [ + 130, + 425, + 480, + 469 + ], + "type": "inline_equation", + "content": "\\mathrm{P} + \\mathrm{R}" + }, + { + "bbox": [ + 130, + 425, + 480, + 469 + ], + "type": "text", + "content": " refers to using both PBR and Real data for training the Surfemb network. Please note that we still use real data to train our distribution network in all cases. L1 and GKL refer to the loss used for training." + } + ] + } + ], + "index": 21 + }, + { + "type": "table", + "bbox": [ + 133, + 479, + 479, + 525 + ], + "blocks": [ + { + "bbox": [ + 133, + 479, + 479, + 525 + ], + "lines": [ + { + "bbox": [ + 133, + 479, + 479, + 525 + ], + "spans": [ + { + "bbox": [ + 133, + 479, + 479, + 525 + ], + "type": "table", + "html": "
MethodProkudin [45]Gilitschenski [13]IPDF [40]Spyropose [16]Ours
SE data----PP+R
Loss----L1L1GKL
LL11.09.112.014.113.613.814.53
", + "image_path": "5cdb677afc4f3e5b3f390e7655e669b621ada5d11cf05ac37c3b9e810e287594.jpg" + } + ] + } + ], + "index": 22, + "angle": 0, + "type": "table_body" + } + ], + "index": 22 + }, + { + "bbox": [ + 132, + 548, + 247, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 548, + 247, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 548, + 247, + 559 + ], + "type": "text", + "content": "4.4 ModelNet10-SO3" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "content": "ModelNet10-SO3 is an unimodal category-level dataset comprising images of CAD models of 10 categories. We choose a single CAD model per category to train " + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SDF}}" + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "content": ". We employ images from all CADs for training our pipeline, but the distribution supervision comes from the chosen CAD model. The distribution supervision should come ideally from the CAD model of the specific instance in the image, but it is hard to train " + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{SE}}" + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "content": " for all CADs in the category. We compute the distribution on grid and select the rotation with the highest score for evaluation. We achieve an AR of " + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "inline_equation", + "content": "70.5\\%" + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "inline_equation", + "content": "30^{\\circ}" + }, + { + "bbox": [ + 130, + 569, + 481, + 665 + ], + "type": "text", + "content": " rotation error threshold compared" + } + ] + } + ], + "index": 24 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "to " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "\\mathrm{NF}(77.4\\%)" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": " despite using distribution supervision from a single CAD model per category. Besides, the dataset contains some symmetric models, but only one GT rotation is considered for evaluation leading to lower accuracy." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 169, + 210, + 181 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 169, + 210, + 181 + ], + "spans": [ + { + "bbox": [ + 132, + 169, + 210, + 181 + ], + "type": "text", + "content": "4.5 Ablations" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 190, + 482, + 310 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 190, + 482, + 310 + ], + "spans": [ + { + "bbox": [ + 130, + 190, + 482, + 310 + ], + "type": "text", + "content": "Positional encoding(PE). We perform an ablation on different PE of rotation matrices. The PE of elements of rotation matrix leads to noisy distribution as shown in Figure 4. This happens when rotation matrices with similar absolute values sometimes get a similar position encoding leading to noise. This could be avoided by parameterizing the encoding of the rotation matrix on manifold by employing Wigner matrices [11]. We propose a PE where corners of a cube are rotated with rotation matrices and then PE is applied on the transformed 3d coordinates. Both Wigner matrices and our cube position encoding(cube PE) were able to remove noise from the distribution. However, our cube PE performs better compared to Wigner and IPDF PE as shown in Table 4." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 149, + 321, + 185, + 356 + ], + "blocks": [ + { + "bbox": [ + 149, + 321, + 185, + 356 + ], + "lines": [ + { + "bbox": [ + 149, + 321, + 185, + 356 + ], + "spans": [ + { + "bbox": [ + 149, + 321, + 185, + 356 + ], + "type": "image", + "image_path": "3824e97fa5c2231ee740de49ed90da217746f6e8177c6e2819111539f7377c5a.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 149, + 357, + 185, + 366 + ], + "lines": [ + { + "bbox": [ + 149, + 357, + 185, + 366 + ], + "spans": [ + { + "bbox": [ + 149, + 357, + 185, + 366 + ], + "type": "text", + "content": "(a) Image" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 204, + 323, + 268, + 354 + ], + "blocks": [ + { + "bbox": [ + 204, + 323, + 268, + 354 + ], + "lines": [ + { + "bbox": [ + 204, + 323, + 268, + 354 + ], + "spans": [ + { + "bbox": [ + 204, + 323, + 268, + 354 + ], + "type": "image", + "image_path": "389006e502702dfa0dbcb3168c60a6ccb2e3f1cdb615f384805b1781e01ebb79.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 220, + 357, + 255, + 366 + ], + "lines": [ + { + "bbox": [ + 220, + 357, + 255, + 366 + ], + "spans": [ + { + "bbox": [ + 220, + 357, + 255, + 366 + ], + "type": "text", + "content": "(b) IPDF" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 275, + 322, + 340, + 354 + ], + "blocks": [ + { + "bbox": [ + 275, + 322, + 340, + 354 + ], + "lines": [ + { + "bbox": [ + 275, + 322, + 340, + 354 + ], + "spans": [ + { + "bbox": [ + 275, + 322, + 340, + 354 + ], + "type": "image", + "image_path": "0567975eebcb1e865d4c31569fafdfb2a3a7cd1efb45df512a363d35c143bbcd.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 288, + 357, + 328, + 366 + ], + "lines": [ + { + "bbox": [ + 288, + 357, + 328, + 366 + ], + "spans": [ + { + "bbox": [ + 288, + 357, + 328, + 366 + ], + "type": "text", + "content": "(c) Wigner" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 344, + 321, + 411, + 354 + ], + "blocks": [ + { + "bbox": [ + 344, + 321, + 411, + 354 + ], + "lines": [ + { + "bbox": [ + 344, + 321, + 411, + 354 + ], + "spans": [ + { + "bbox": [ + 344, + 321, + 411, + 354 + ], + "type": "image", + "image_path": "4c4e8cda2c10dad8c94528f3be1f7232189cf0be6443bd716609404d6051f703.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 354, + 357, + 402, + 366 + ], + "lines": [ + { + "bbox": [ + 354, + 357, + 402, + 366 + ], + "spans": [ + { + "bbox": [ + 354, + 357, + 402, + 366 + ], + "type": "text", + "content": "(d) Cube PE" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 429, + 326, + 464, + 355 + ], + "blocks": [ + { + "bbox": [ + 429, + 326, + 464, + 355 + ], + "lines": [ + { + "bbox": [ + 429, + 326, + 464, + 355 + ], + "spans": [ + { + "bbox": [ + 429, + 326, + 464, + 355 + ], + "type": "image", + "image_path": "a7f3f0ebd8daad130f33855a1946238a9d2d05f35dff6ccaf810d059fb1e65b4.jpg" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 418, + 357, + 476, + 366 + ], + "lines": [ + { + "bbox": [ + 418, + 357, + 476, + 366 + ], + "spans": [ + { + "bbox": [ + 418, + 357, + 476, + 366 + ], + "type": "text", + "content": "(e) Color Wheel" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 375, + 482, + 441 + ], + "lines": [ + { + "bbox": [ + 130, + 375, + 482, + 441 + ], + "spans": [ + { + "bbox": [ + 130, + 375, + 482, + 441 + ], + "type": "text", + "content": "Fig. 4: Pose distribution visualization of our approach with different positional encodings. Our cubePE and wigner matrices based encoding removes noise in the distribution compared to encoding elements of rotation matrices from IPDF. Our encoding removes noise and also has a better performance compared to Wigner matrices. a) Input Image, b)IPDF positional encoding, c) Rotation encoded as Wigner matrices d) Our positional encoding with cube vertices. e) color wheel indicating the tilt about the axis." + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 448, + 482, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 448, + 482, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 448, + 482, + 556 + ], + "type": "text", + "content": "Sampling. During training, we can precompute the distribution for each image through shape and feature based distribution estimation. IPDF employs random sampling that leads to learning a smoother distribution making it difficult to capture modes sharply. As we can convert a single ground truth rotation into the entire distribution, we can sample more rotations near modes and focus on learning the distribution sharply. In Table 4, random sampling performs worse compared to grid-5 and grid-6 sampling. The grid level refers to HEALPix grid [14] level at which we estimate our distribution. Sampling on a finer grid leads to improved accuracy. Mode focused sampling is crucial to get sharper modes." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Geometry and SurfEmb based features. An ablation to see how Shape and SurfEmb feature based probability affect LL in the Symsol-I. LL from the shape and feature modules achieve decent performance separately but perform better when combined to estimate the final distribution. Feature-based probability is appropriate for capturing shape and texture information. Shape based probability doesn't consider texture and it cannot perform alone on Symsol-II. Feature based probability is essential to capture the distribution better in the presence of texture. On the other hand, learning could be affected by the quality of the features from another learned network(SurfEmb) which is not true for shape" + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 202, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alignist:CAD-Informed Orientation Distribution Estimation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 201, + 480, + 267 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 193 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 193 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 193 + ], + "type": "text", + "content": "Table 4: Ablation table: Ablations on SYMSOL-I dataset with positional encoding, sampling strategy, SurfEmb Feature and Shape components, loss terms used for training. Encoding refers to the rotation encoding employed in the approach. Sampling refers to the strategy employed for sampling rotations during training. Random refers to random sampling. Module refers to module employed to estimate the final distribution. S refers to SDF based module and F refers to the SurfEmb Feature based module. The combined result of SDF and Feat modules provides the best accuracy." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 201, + 480, + 267 + ], + "lines": [ + { + "bbox": [ + 134, + 201, + 480, + 267 + ], + "spans": [ + { + "bbox": [ + 134, + 201, + 480, + 267 + ], + "type": "table", + "html": "
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", + "image_path": "73c717fa8fefa2ca65d5ff1100d3f1e6e7786b7b6f123ef384afe85985a05194.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 286, + 481, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 286, + 481, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 286, + 481, + 323 + ], + "type": "text", + "content": "based probability as it is based on ground truth shape and more reliable for capturing the distribution sharply. In essence, both of the scoring mechanisms together contribute to the betterment of the approach as shown in Table 4." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 324, + 481, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 481, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 481, + 384 + ], + "type": "text", + "content": "Loss function. Generalized KL divergence (GKL) performs better than the L1 loss as shown in Table 4. This is reflected in T-Less dataset as well from Table 3 with an increase in LL of 0.6. This indicates that the choice of GKL is well suited for formulating loss between unnormalized probability distributions compared to L1 loss, which fails to be a natural fit for comparing distributions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 400, + 220, + 412 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 400, + 220, + 412 + ], + "spans": [ + { + "bbox": [ + 132, + 400, + 220, + 412 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "text", + "content": "We proposed Alignist, a novel approach to learn pose distributions over images by mapping the conditional estimation from a given image to one over a prototypical CAD model, acquired either as ground truth or via a 3D reconstruction. Our probabilistic framework uses a product of experts corresponding to losses over SDF and SurfEmb features, and anchors on full distributional distances computed by a generalized KL divergence, rather than considering individual samples as in normalizing flows. Precomputable distribution with the help of the CAD helps in better sampling leading to sharper distribution. Our novel positional encoding further reduces noise around modes and allows for learning cleaner distributions. We achieve benchmark accuracy in the Symsol-I and T-Less datasets, especially outperforming the state-of-the-art in low data regimes." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 555, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 555, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 482, + 639 + ], + "type": "text", + "content": "Limitations and future work. Our approach does not explicitly utilize the texture cues either coming from the image or the CAD model. Instead, it exploits the features from SurfEmb which implicitly depend upon both texture and geometry, simultaneously. Employing another expert that models the texture cues explicitly will enable our model to better handle objects like SphereX on Symsol-II where pure geometry cannot contribute towards the distribution. Future work also involves extending our work to diffusion models." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Acknowledgements. T. Birdal acknowledges support from the Engineering and Physical Sciences Research Council [grant EP/X011364/1]." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 141, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 141, + 481, + 176 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 141, + 481, + 176 + ], + "spans": [ + { + "bbox": [ + 138, + 141, + 481, + 176 + ], + "type": "text", + "content": "1. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 5745-5753 (2019)" + } + ] + } + ], + "index": 16 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Vutukur et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/All You Need is Your Voice_ Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation/144d4a1e-7ef1-4e44-bca1-8fe0363ce9e2_content_list.json b/2024/All You Need is Your Voice_ Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation/144d4a1e-7ef1-4e44-bca1-8fe0363ce9e2_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..b16cc6892e4a85969ab2134a99e3ef0df4efc3d8 --- /dev/null +++ b/2024/All You Need is Your Voice_ Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation/144d4a1e-7ef1-4e44-bca1-8fe0363ce9e2_content_list.json @@ -0,0 +1,1702 @@ +[ + { + "type": "text", + "text": "All You Need is Your Voice: Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation", + "text_level": 1, + "bbox": [ + 256, + 141, + 750, + 229 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Seongho Kim and Byung Cheol Song", + "bbox": [ + 354, + 257, + 645, + 273 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Inha University, Incheon, Republic of Korea \nsbde500@gmail.com, bcsong@inha.ac.kr", + "bbox": [ + 354, + 285, + 645, + 313 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/dcb4bde96f9fca61f171e48352193b333b716bab727be0988cc4aa6477c1985a.jpg", + "image_caption": [ + "Fig. 1: The emotional talking face video generated by the proposed EAP, which correspond to the emotion and intensity of the given audio and the reference ID." + ], + "image_footnote": [], + "bbox": [ + 217, + 345, + 787, + 545 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. With the rise of generative models, multi-modal video generation has gained significant attention, particularly in the realm of audio-driven emotional talking face synthesis. This paper addresses two key challenges in this domain: Input bias and intensity saturation. A novel neutralization scheme is first proposed to counter input bias, yielding impressive results in generating neutral talking faces from emotionally expressive ones. Furthermore, 2D continuous emotion label-based regression learning effectively generates varying emotional intensities on a frame basis. Results from a user study quantify subjective interpretations of strong emotions and naturalness, revealing up to $78.09\\%$ higher emotion accuracy and up to 3.41 higher naturalness score compared to the lowest-ranked method. https://github.com/sbde500/EAP", + "bbox": [ + 259, + 632, + 740, + 799 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Emotional talking face generation, neutralization, emotion from audio, emotional intensity", + "bbox": [ + 259, + 811, + 740, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 143, + 375, + 160 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Thanks to recent neural network-based generative models, multimedia applications such as film-making [17], metaverse [14], and virtual human [23, 39] have significantly advanced. Especially, audio-driven talking face generation has received considerable attention as an intriguing topic [3, 29, 46]. The task of generating talking face animation using a one-shot facial identity (ID) image and audio aims to realistically produce lip movements corresponding to the given audio. Therefore, many studies focus on generating as natural lip movements as possible by encoding pose-invariant audio features [25, 36, 38, 44]. However, except for some studies [9, 12, 13, 22], the importance of realistic facial expressions as much as the lip movements of the counterpart's face from the perspective of emotional interaction [20] has not been sufficiently explored. As a result, most traditional methods used to synthesize expressions dependent on the emotions of the given facial ID or expressions overly saturated with specific emotions.", + "bbox": [ + 212, + 175, + 787, + 372 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This paper aims to analyze the shortcomings of prior arts considering emotion to ultimately generate natural talking face videos and establish a representation scheme to address them. Wang et al. [37] introduced an useful dataset called MEAD, which is valuable for providing a solution to the emotion labeling problem in emotional talking face generation (shortly, ETF) tasks. Subsequent studies [9, 12, 22] utilized emotional reference videos and/or emotion labels from MEAD to extract emotion vectors. These vectors were then used as conditional inputs for conventional generators to implement ETF. Despite the significant contributions of the prior arts, we still face three major limitations: 1) Mixing of emotion representation from ID images and driven emotion representation leads to undesired emotion generation. 2) Emotional videos unrelated to the audio's emotional flow are generated. 3) Almost one emotional intensity tends to be expressed in all frames of the generated video, causing unnatural video playback. Before proposing solutions to the three problems, we attempt to analyze them from the perspectives of vector representation and learning scheme.", + "bbox": [ + 212, + 372, + 787, + 598 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "An emotional face feature can be decomposed into three components: Facial ID, facial expression, and emotional intensity. If the three components are not independent of each other, critical situations such as undesired expression generation may occur [2, 34]. In other words, for realistic emotional expression in the generated video, it is essential for these components to be clearly distinguishable, meaning they need to be independent [35, 43]. Consequently, the face ID feature and the emotion representation should be independent, and the emotion representation should further decompose into a facial expression feature and an emotional intensity. To this end, we propose Emotional face representation with Audio Perspective (EAP). And we introduce two innovative learning schemes to distinguish the three components of EAP and train EAP.", + "bbox": [ + 212, + 598, + 787, + 763 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The first learning scheme is for emotion-independent ID representation. If the facial expression feature is mapped to a domain where it is minimized in encoding the emotional face feature, eventually only the ID component will remain in the representation, i.e., emotional face feature is close to facial ID feature [2, 40]. Thus, based on the emotion analysis of [8], we define a neutral (emotion) class", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 271, + 114, + 413, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "with minimized emotion representation as the target domain and satisfy the aforementioned condition through a contrastive objective-based learning (i.e. neutralization). This contrastive objective, emphasizing the similarity between generated images and neutral images through a variation of the MEAD data structure, distinguishes our approach from previous one by sufficiently utilizing emotion information from the learning process of emotion-agnostic talking face generation. The proposed neutralization is validated by comparing arbitrary emotional faces with the corresponding neutral talking faces (see Sec. 5.4).", + "bbox": [ + 212, + 146, + 787, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The second learning scheme is the disentangled representation learning for (facial) expression and (emotional) intensity to enhance emotion representation. Two features embedded in expression and intensity space through two encoders are input into different task branches (i.e. emotion recognition and intensity regression) to regularize each encoder. In this paper, the intensity representation learning is realized by applying intensity labels based on 2D emotion analysis [31]. This learning scheme is the first instance of applying continuous emotion analysis to the ETF field and has the advantage of expressing emotional intensity approximating ground-truth (GT) sequences at the frame level (see Sec. 5.2).", + "bbox": [ + 212, + 268, + 787, + 404 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Contributions of this paper are summarized as follows:", + "bbox": [ + 238, + 404, + 633, + 417 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Proposing a novel method capable of generating natural emotional talking faces. The proposed method stands apart by incorporating only audio-based emotion information into its representation, distinguishing it from previous works that encompass even unrelated emotions.", + "- Proposing a scheme to neutralize emotional faces in advance, enhancing ID representation. This scheme successfully generates neutral emotions from even highly-expressed ones, serving as effective pre-processing for generating desired emotions without artifacts.", + "- Introducing a scheme that disentangles emotional expression and intensity features to reflect emotion and intensity from audio onto generated face frames. This representation effectively conveys the contextual emotion of the input audio while mitigating unnaturalness issues arising from minor differences in emotional expression between frames." + ], + "bbox": [ + 214, + 419, + 785, + 616 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 642, + 397, + 657 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Audio-driven Talking Face Generation", + "text_level": 1, + "bbox": [ + 215, + 676, + 578, + 691 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Audio-driven talking face generation aims to output a video corresponding to an input audio based on a single ID image. Previous studies have primarily focused on generating realistic lip movements matched to audio. For this task, facial landmarks [19, 42] or 3D morphable models (3DMM) [7, 21], known for their strengths in facial motion representation, are typically adopted. The facial movements determined by these models are then rendered to generate a facial video. For example, ATVGnet [3] and MakeItTalk [46]. More advanced methods like Wav2Lip [29] and SyncTalkFace [27] achieved more natural lip movements by incorporating lip sync discriminator or lip movement memory. For better", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Emotional Face Representation with Audio Perspective", + "bbox": [ + 362, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/d74d43f7d2939be32a056824622c5c8de8eee803b504262005f207a0314efa51.jpg", + "image_caption": [ + "Fig. 2: Example results of EAMM [12]. (a) A surprised talking face generated from a neutral face. (b) A happy talking face generated from a highly expressed face." + ], + "image_footnote": [], + "bbox": [ + 215, + 143, + 785, + 280 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "performance, PC-AVS [45] tried to separate lip movements and head pose under the assumption that they are entangled in audio information. However, these techniques ignore emotion information inherent in the audio. So, they cannot project emotional information from audio into the generated video.", + "bbox": [ + 212, + 347, + 782, + 407 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Emotional Talking Face Generation with Conditional Inputs", + "text_level": 1, + "bbox": [ + 214, + 429, + 756, + 445 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In [37] where the MEAD dataset having emotion-specific labels was provided, Wang et al. enabled regularization of talking faces from an emotional perspective. EAMM [12] enhanced the facial expression capability by adding keypoints of the reference emotional video to the keypoints based on audio and head pose features. The most recent EAT [9] utilized the emotion labels provided by MEAD for the ETF task. In detail, EAT added a light-weight module for emotion representation to a given emotion-agnostic talking face model. Its model structure has been recognized for enabling latent representation using emotion labels while minimizing the increase in parameter count. Despite previous efforts, state-of-the-art (SOTA) ETF techniques still face challenges, e.g., generating undesired emotions or generating videos with too marginal emotional changes between frames. Moreover, the emotional discrepancy between the generated video and the input audio is critical.", + "bbox": [ + 212, + 453, + 787, + 650 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 672, + 382, + 688 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This section observes some issues experienced by previous ETF schemes and defines an effective emotional face representation to mitigate the issues.", + "bbox": [ + 212, + 703, + 785, + 733 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Motivation", + "text_level": 1, + "bbox": [ + 214, + 755, + 354, + 768 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Let's examine emotional talking faces generated by the renowned EAMM. In Fig. 2 (a), a surprised emotion is generated for a neutral reference face image, showcasing the model's capability to express the target emotion effectively despite minimal emotional content in the original image. However, in (b) where", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 269, + 114, + 413, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "a highly expressive emotion is input, the EAMM may generate undesirable expressions, suggesting that the strong emotion in the reference face image biases the representation of the target face.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Moreover, uniform emotional intensity across generated frames is noted in both $(a)$ and $(b)$ . If the emotional intensity in the generated video remains constant irrespective of the emotional intensity fluctuations in the input audio, it may lead to unnaturalness during video playback (see Sec. 5.3). Examples like $(b)$ , which exhibit both of these issues, are deemed critical errors in ETF task. The next section defines the emotional face representation and addresses the problems due to the inadequate definition of each representation component.", + "bbox": [ + 212, + 191, + 784, + 299 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Problem Formulation", + "text_level": 1, + "bbox": [ + 215, + 323, + 437, + 335 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "An emotional face image can be decomposed into facial ID $\\mathbf{z}_{id}$ , facial expression $\\mathbf{z}_{exp}$ , and emotional intensity $\\alpha$ . In this paper, the latent representation $\\mathbf{z}_{face}$ of the emotional face is defined by", + "bbox": [ + 214, + 351, + 782, + 396 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {z} _ {\\text {f a c e}} = \\boldsymbol {z} _ {i d} + \\alpha \\cdot \\boldsymbol {z} _ {\\text {e x p}}. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 419, + 410, + 785, + 426 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Here, $\\mathbf{z}_{id}$ and $\\mathbf{z}_{exp}$ , representing $\\mathbf{z}_{face}$ , should ideally be as independent as possible [35, 43]. However, in previous studies [12, 13], this was overlooked, leading to entanglement between $\\mathbf{z}_{id}$ and $\\mathbf{z}_{exp}$ when encoding the reference (ID) image. If the original emotional information of the reference image remains, inappropriate representation may arise as follows:", + "bbox": [ + 212, + 438, + 782, + 513 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {z} _ {\\text {f a c e}} = \\boldsymbol {z} _ {i d} + \\beta \\cdot \\boldsymbol {z} _ {\\text {e x p}} ^ {(i d)} + \\alpha \\cdot \\boldsymbol {z} _ {\\text {e x p}}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 525, + 784, + 546 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\beta$ and $z_{exp}^{(id)}$ represent the original emotion for the reference image. As a result, the representation in Eq. 2 leads to the following problem.", + "bbox": [ + 212, + 559, + 782, + 590 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Problem 1. The combination of the reference emotional vector, $\\beta \\cdot z_{exp}^{(id)}$ , and the target emotional vector, $\\alpha \\cdot z_{exp}$ , results in a new emotional representation, $\\gamma \\cdot z_{exp}' = \\beta \\cdot z_{exp}^{(id)} + \\alpha \\cdot z_{exp}$ . Consequently, the generated face may express undesired emotion (see Fig. 3).", + "bbox": [ + 214, + 602, + 782, + 667 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/e3828665dd379fa42f63085d1bb3c60c54e15894b51774d42878f2912c354f24.jpg", + "image_caption": [ + "Fig. 3: The latent representation of emotional faces, with the red dotted arrow corresponding to Problem 1." + ], + "image_footnote": [], + "bbox": [ + 215, + 695, + 545, + 792 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/23b74f92c176bb82fe063e98f844dec3b003467dea274a86f6b1a10f6fdee62e.jpg", + "image_caption": [], + "image_footnote": [ + ": representation of ID $(z_{id})$" + ], + "bbox": [ + 638, + 698, + 666, + 720 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/da0d761b6b9bf1d859002281d2806f3799f2e678511a63b524ea098daf1fcd3f.jpg", + "image_caption": [], + "image_footnote": [ + ": representation of reference image $(\\mathcal{Z}_{i,t} + \\beta \\cdot \\mathcal{Z}_{i,t}^{(ed)})$" + ], + "bbox": [ + 683, + 720, + 712, + 742 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/12e4cd1b70023b1df6af151dd27d0f5136dcaa1355ce9a31071497c781bfdb61.jpg", + "image_caption": [], + "image_footnote": [ + ": representation of desired emotional representation $(z_{id} + \\alpha \\cdot z_{exp})$" + ], + "bbox": [ + 746, + 739, + 774, + 763 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/062619159546b1df05f2b6e4f69981039fb1e56f82d743cc30989d0287b43e7b.jpg", + "image_caption": [], + "image_footnote": [ + ": representation of undesired emotional representation $\\{z_{id} + \\underbrace{\\beta\\cdot z_{exp}^{(id)} + \\alpha\\cdot z_{exp}}_{\\gamma \\cdot z_{exp}^{(d)}}$" + ], + "bbox": [ + 748, + 763, + 777, + 785 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Emotional Face Representation with Audio Perspective", + "bbox": [ + 362, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Moreover, it's worth noting that even for the same emotion class, the intensity of expression can vary. Thus, the distinction between the $\\alpha$ and $z_{exp}$ terms in Eq. 1 is crucial. While each frame in the generated video should convey a single emotion, the emotional intensity may vary across frames. However, [9,30] utilized emotion information encoded by a single label (e.g., a vector encoded with a single categorical emotion label) for all frames in emotion representation, neglecting the $\\alpha$ term, leading to the following problem:", + "bbox": [ + 212, + 146, + 787, + 253 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Problem 2. Providing a vector encoded with a single emotion label for all frames implies a constant $\\alpha$ in Eq. 1, resulting in biased emotional intensity for each frame and leading to unnatural facial expressions.", + "bbox": [ + 212, + 263, + 787, + 310 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Ultimately, both Problem 1 and 2 undermine the naturalness of emotional talking faces. The next section proposes learning schemes to alleviate these two problems.", + "bbox": [ + 212, + 321, + 787, + 367 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Proposed Method", + "text_level": 1, + "bbox": [ + 214, + 391, + 426, + 409 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Fig. 4 illustrates that if $\\beta \\cdot z_{exp}^{(id)}$ is not sufficiently removed during encoding the reference ID, it leads to Problem 1. Also, if the emotion features supplied to the transformer layers in Fig. 4 show minimal variation in emotional intensity across frames, Problem 2 becomes inevitable. To address both Problems 1 and 2, we propose a latent representation approach called Emotional face representation with Audio Perspective (EAP). The learning process of EAP is divided into two phases, each tackling one problem.", + "bbox": [ + 212, + 425, + 787, + 532 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Firstly, we introduce Audio-to-Neutral Translation (ANT) as a solution to Problem 1. ANT aims to generate a neutral talking face for arbitrary emotional face inputs. Secondly, as a solution to Problem 2, we propose to independently extract $\\alpha$ and $z_{exp}$ from the input audio and pass them to a pre-trained ANT. Thus, the video generated by EAP represents the context emotion of the audio while each frame follows the emotional intensity of the corresponding audio moment.", + "bbox": [ + 212, + 532, + 787, + 638 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Audio-to-Neutral Translation", + "text_level": 1, + "bbox": [ + 214, + 662, + 503, + 676 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Pre-training with in-the-wild Dataset. For the foundational performance of talking face generation in ANT, pre-training is performed on an in-the-wild face video dataset [4]. The aim of this pre-training is to synchronize lip movement with the audio, ensuring realistic face video generation. This is pursued through the following three objectives: The first objective relies on the lip landmarks loss $\\mathcal{L}_{lip}$ , which minimizes the disparity between lip landmarks extracted from generated and target videos by a facial landmarks estimator [19]. This ensures synchronized lip movement with the audio, aiding the audio encoder $a_{[1:n]}$ in capturing features that adequately represent lip movements. The second objective, i.e., perceptual loss $\\mathcal{L}_{per}$ , minimizes semantic differences between generated", + "bbox": [ + 212, + 688, + 787, + 842 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 271, + 114, + 413, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/0d640084d91de138d4f2fbd663f84d12ea35c3c9c3c4dba9251e0b8ee0ca91d9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 243, + 143, + 769, + 348 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/36ecb22c83253593dadf7fafbf7c442dad6b7ea129d542231c164aa9bd5c5b14.jpg", + "image_caption": [ + "Fig. 4: Framework overview. Neutral talking face generation through ANT is the pink path, while emotional talking face generation through ERA is the green path." + ], + "image_footnote": [], + "bbox": [ + 218, + 352, + 781, + 478 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "and target videos, enhancing visual quality. The last loss one is the adversarial loss $\\mathcal{L}_{adv}$ through the discriminator to further enhance visual quality. Inspired by the analysis that adversarial loss contributes significantly to the learning of fine textures and patterns [10, 24], $\\mathcal{L}_{adv}$ aids in reducing blurs and enhancing edge details. As a result, $\\mathcal{L}_{per}$ and $\\mathcal{L}_{adv}$ stimulate the generator $\\mathcal{G}$ to generate high-quality videos. ANT, trained based on the above three objectives, undergoes fine-tuning for neutralization of arbitrary emotional faces. Details of the objectives for ANT's pre-training are given in Appendix A.1.", + "bbox": [ + 212, + 556, + 787, + 678 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Fine-tuning for Neutralization. The pre-training of ANT enhances the overall performance of audio-driven talking face generation, but it alone cannot fully solve Problem 1. This problem stems from the $\\beta \\cdot \\pmb{z}_{exp}^{(id)}$ term in Eq. 2, necessitating a separate learning process to mitigate its influence. Drawing from findings in [2,40] that the neutral face best represents a subject's ID, we aim to maximize the effectiveness of the $z_{id}$ term in Eq. 2 while minimizing the impact of $\\beta \\cdot \\pmb{z}_{exp}^{(id)}$ . To achieve this, we conduct fine-tuning, focusing on neutral emotion using the MEAD dataset.", + "bbox": [ + 212, + 681, + 787, + 805 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "While the domain constraint can guide the generated video towards neutral emotion, it struggles to fully eliminate expression information inherent in the", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Emotional Face Representation with Audio Perspective", + "bbox": [ + 362, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/0b7ce2ab7c498f03b6cb07a46bf5c6790102b944a8d6a3d8c7b7bd20cf8c73e7.jpg", + "image_caption": [ + "Fig. 5: Illustration of metric loss concept. Arrows $(\\rightarrow)$ in the final learning stage depict instances where the latent representation of emotional faces is neutralized." + ], + "image_footnote": [], + "bbox": [ + 246, + 143, + 759, + 263 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "reference ID. This challenge, not extensively explored previously, particularly affects hard examples (e.g., highly-expressed faces) attempting to be mapped to the neutral subspace. To solve this, we propose a N-pair loss [33]-based neutralization objective. This objective aims to move the generated video away from other emotions in the metric space (see Fig. 5). The objective minimizes (i.e. pulls) the distance between the anchor $\\pmb{f}^a$ (target neutral emotion) and the positive sample $\\pmb{f}^{+}$ (same emotion as anchor) while maximizing (i.e. pushing) the distance between the anchor and negative samples $\\pmb{f}_i^{-}$ (different emotions from anchor), enabling regularization for hard examples. This push-pull mechanism, defined by the following metric loss, enhances neutralization performance.", + "bbox": [ + 212, + 330, + 787, + 482 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {m e t r i c}} = - \\log \\left[ \\frac {\\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} ^ {+}\\right)}{\\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} ^ {+}\\right) + \\sum_ {i = 1} ^ {C - 1} \\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} _ {i} ^ {-}\\right)} \\right], \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 287, + 489, + 785, + 532 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $C$ represents the number of emotion classes, and $\\pmb{f}$ denotes the mean of frame-wise features. Specifically, $\\pmb{f} = \\frac{1}{N}\\sum_{i=1}^{n}\\mathcal{E}_I(v_i)$ . The proposed method quantifies emotion-wise semantic distinctions using MEAD to mitigate the influence of $\\beta \\cdot \\pmb{z}_{exp}^{(id)}$ when encoding the reference image $I$ . Therefore, this learning scheme can lead to significant performance improvements in neutralizing hard examples. The overall objective for fine-tuning ANT is as follows:", + "bbox": [ + 212, + 541, + 787, + 633 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {A N T}} = \\lambda_ {l i p} \\mathcal {L} _ {l i p} + \\lambda_ {p e r} \\mathcal {L} _ {p e r} + \\lambda_ {a d v} \\mathcal {L} _ {a d v} + \\lambda_ {m e t r i c} \\mathcal {L} _ {m e t r i c}, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 294, + 645, + 785, + 662 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\lambda_{lip},\\lambda_{per},\\lambda_{adv}$ and $\\lambda_{metric}$ are the scale factors of $\\mathcal{L}_{lip},\\mathcal{L}_{per},\\mathcal{L}_{adv}$ and $\\mathcal{L}_{metric}$ , respectively. The performance of ANT is validated in Sec. 5.4.", + "bbox": [ + 214, + 672, + 787, + 703 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Emotional Representation from Audio", + "text_level": 1, + "bbox": [ + 214, + 724, + 578, + 739 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The Emotional Representation from Audio (ERA) introduced here aims to encode emotional information from audio effectively and reflect it in the generated video. ERA independently defines emotional intensity, often overlooked in prior arts, along with the context emotion from audio. To achieve this, we introduce two task branches (denoted by $\\theta$ and $\\phi$ in Fig. 4) for context emotion classification and frame-wise emotional intensity regression. To extract context emotion", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 269, + 114, + 413, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "from audio, we introduce an additional audio emotion encoder $\\mathcal{E}_E$ , not utilized in ANT (shown in the green path in Fig. 4). Furthermore, for refining frame-wise emotional intensity, we additionally train the audio encoder $\\mathcal{E}_A$ . As $\\mathcal{E}_A$ is initially trained targeting the neutral domain, it may lack emotion information. Therefore, by training $\\mathcal{E}_A$ using intensity regression based on Russell's 2D continuous emotion system [31], we ensure the inclusion of emotional intensity in the audio feature $a_{[1:n]}$ .", + "bbox": [ + 212, + 146, + 782, + 253 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Context Emotion Recognition. $\\varepsilon_{E}$ takes the mel-spectrogram of the audio as input and processes it into an emotion feature sequence $e_{[1:n]}$ . $\\varepsilon_{E}$ should be trained that only emotion information is included in $e_{[1:n]}$ . So, we train a classification branch based on categorical labels (e.g. happy and surprised). The classifier $\\theta$ based on LSTM [32] is trained using the following loss function:", + "bbox": [ + 212, + 252, + 784, + 328 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {c l s} = - \\frac {1}{B} \\sum_ {i = 1} ^ {B} \\sum_ {j = 1} ^ {C} y _ {i, j} \\log \\theta \\left(e _ {[ 1: n ]}\\right), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 377, + 342, + 784, + 383 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $y_{i,j}$ is the emotion label, and $B$ is the batch size. Eq. 5 employs cross-entropy [6] to improve emotion prediction using audio features, ensuring $e_{[1:n]}$ contains ample context emotion information. Additionally, a modified version of $\\mathcal{L}_{adv}$ , denoted as $\\mathcal{L}_{e - adv}$ , evaluates the accuracy of the generated video in representing the target emotion. This is achieved through class-specific MinMax training based on the emotion condition (illustrated in branch $\\mathcal{D}_E$ in Fig. 4). Refer to Appendix A.2 for details on $\\mathcal{L}_{e - adv}$ . Through training with these two loss terms, $e_{[1:n]}$ serves as the emotion feature from the audio, representing $z_{exp}$ in Eq. 1.", + "bbox": [ + 212, + 396, + 784, + 531 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Frame-wise Emotional Intensity Regression. To imply the flow of emotional intensity in $\\pmb{a}_{[1:n]}$ , we present valence and arousal (VA)-based intensity regression. Here, VA indicates the positivity/negativity and activation level of emotions, and the magnitude of the VA vector represents emotional intensity without loss of generality [31]. Typically, VA labels exist on a frame-by-frame basis in video and can be appropriately matched with frame-level labels in audio. However, the MEAD dataset we are using does not include such continuous VA labels. Therefore, we adopt a strategy of acquiring so-called pseudo labels using a SOTA technique for VA regression [16]. The pseudo label $r$ of frame-wise emotional intensity is defined by", + "bbox": [ + 212, + 532, + 785, + 684 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nr = \\sqrt {\\left(y _ {v}\\right) ^ {2} + \\left(y _ {a}\\right) ^ {2}}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 429, + 696, + 784, + 714 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $y_{v}$ and $y_{a}$ are the VA values, respectively. We aim to enhance the representation from the perspective of emotional intensity by predicting intensity flow from $v^{(g)}$ through the VA regression backbone [16], denoted as $\\mathcal{F}$ , and an MLP-based regressor $\\phi$ . The intensity loss for this purpose is defined by", + "bbox": [ + 212, + 727, + 782, + 787 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {i n t e n} = \\frac {1}{B N} \\sum_ {i = 1} ^ {B} \\sum_ {j = 1} ^ {N} \\left(r _ {i, j} - \\hat {r} _ {i, j}\\right) ^ {2}, \\quad \\hat {r} = \\phi (\\mathcal {F} (v ^ {(g)})) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 313, + 801, + 784, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Emotional Face Representation with Audio Perspective", + "bbox": [ + 362, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/46c474278ead406e9b637c44f8501c4fb5ccf68a926af0339dd03b02ae534592.jpg", + "image_caption": [ + "Fig. 6: Qualitative evaluation. Each reference frame corresponds to emotional audio." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 787, + 402 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $B$ and $N$ are the batch size and sequence length, respectively. Based on Eq. 7, the model learns the frame-wise variation according to emotional intensity, thus enabling enhanced representation of emotional intensity. Unlike conventional techniques that define a single emotion representation for all frames, our method instructs the model on frame-wise emotion intensity variations. Note this is the first case applied in the ETF task. Furthermore, Eq. 7 plays a crucial role in leveraging audio-visual data correlation to extend visual domain knowledge into the audio domain. The efficacy of this learning scheme is demonstrated in Sec. 5.2. Finally, the overall objective for ERA is defined by", + "bbox": [ + 212, + 457, + 787, + 593 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {E R A}} = \\lambda_ {l i p} \\mathcal {L} _ {l i p} + \\lambda_ {e - a d v} \\mathcal {L} _ {e - a d v} + \\lambda_ {c l s} \\mathcal {L} _ {c l s} + \\lambda_ {i n t e n} \\mathcal {L} _ {i n t e n}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 289, + 606, + 785, + 625 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\lambda_{lip},\\lambda_{e - adv},\\lambda_{cls}$ and $\\lambda_{inten}$ are the scale factors of $\\mathcal{L}_{lip},\\mathcal{L}_{e - adv},\\mathcal{L}_{cls}$ and $\\mathcal{L}_{inten}$ , respectively.", + "bbox": [ + 212, + 633, + 787, + 665 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 689, + 375, + 707 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.1 Experiments Settings", + "text_level": 1, + "bbox": [ + 215, + 722, + 439, + 738 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Datasets. We used VoxCeleb2 [4] and MEAD for training EAP. VoxCeleb2 is an \"in-the-wild\" dataset consisting of 6K IDs and a total of 1.5M interview videos. MEAD consists of 60 IDs, various camera views (e.g., front, left, and right), and 8 emotion categories, classified as an \"in-the-lab\" video dataset. VoxCeleb2 was used to pre-train ANT, while MEAD was used for the fine-tuning of ANT and the training of ERA.", + "bbox": [ + 212, + 748, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 271, + 114, + 411, + 128 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Metrics. For assessing visual quality, we used PSNR, SSIM, and FID [11]. To measure lip-synchronization, well-known LMD [18] and LSE-C/D [29] were employed. LMD computes the distance between lip landmarks of GT and the generated video, while LSE-C/D evaluates correspondence between audio and visual features. Lastly, for measuring emotion intensity flow, RMSE, PCC, and CCC were employed. These three metrics respectively gauge frame-wise distance, linear correlation, and agreement of emotions. For details of the metrics, refer to Appendix B.1. For fair evaluation, intensity regression was conducted by [15], which was not utilized in training.", + "bbox": [ + 218, + 145, + 787, + 282 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Benchmarking Methods. We compared EAP with ATVG [3], Wav2Lip [29], MakeItTalk [46], AVCT [38], PC-AVS [45], EAMM [12], and EAT [9], using LRW [5], CREMA-D [1], YouTube [26], and MEAD datasets. Among them, EAMM and EAT are targeting emotional talking face generation. So, for fair evaluation, we provided the video corresponding to emotional audio and the emotion label to EAMM and EAT, respectively.", + "bbox": [ + 218, + 282, + 787, + 373 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Implementation Details. We set the frame rate of videos to $25\\mathrm{Hz}$ and the sampling rate of audio to $16\\mathrm{kHz}$ . Audio was converted to mel-spectrograms [41] with a window and hop length of 640. Our model was implemented with the PyTorch library [28], and the model was trained with an AMD EPYC 7413 CPU and 2 NVIDIA RTX A6000 GPUs. For hyper-parameter settings, refer to Appendix B.2.", + "bbox": [ + 218, + 375, + 787, + 465 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Verification of EAP", + "text_level": 1, + "bbox": [ + 218, + 492, + 423, + 505 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Qualitative Results. If the proposed method successfully mitigates Problems 1 and 2, the model's outputs should satisfy the following two conditions for arbitrary emotional face inputs: 1) The original emotion of the reference ID is not reflected. 2) The emotional intensity varies on a frame-by-frame basis corresponding to the emotion flow in the audio. In Fig. 6, it is observed that EAMM outputs videos heavily dependent on the emotions of ID #1 and #2. EAT also generates undesired emotions for ID #2. Furthermore, all frames express emotions at almost the same intensity level, indicating a degradation in naturalness. In contrast, EAP produces emotion and intensity corresponding to the audio even for the highly expressive input. Specifically, when compared to the emotion labels in the audio, EAP generates the desired emotions for both ID #1 and #2. Compared to the (evaluation-purpose) GT frames, EAP exhibits varied intensity levels on a frame-by-frame basis.", + "bbox": [ + 218, + 521, + 787, + 717 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "While Fig. 6 illustrates frame-wise emotional intensity, it is challenging to evaluate the disparity with the GT on the sequence level solely through this visualization. Thus, Fig. 7 plots the emotional intensity between GT and generated videos. Here, pseudo labels refers to intensity labels acquired by the method in Sec. 4.2. EAP shows a more similar intensity flow to the pseudo label compared to other techniques. The visual reference provided in the blue box depicts frames from the generated video and GT, showcasing different visual results based on intensity. Simultaneously, it demonstrates visually similar results to the GT in-", + "bbox": [ + 218, + 719, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Emotional Face Representation with Audio Perspective", + "bbox": [ + 362, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/d4bc7c45e30535b44d687f2ccbf6d80f6c703ea0042d8cf79fa5a680ba7012ff.jpg", + "image_caption": [ + "Fig. 7: The trend of changes in frame-wise emotional intensity." + ], + "image_footnote": [], + "bbox": [ + 215, + 141, + 480, + 349 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/c65f9fd2fcfdb7cfaebd45e0cbf6a334497921ff9d0f431aca33d888273230c6.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 521, + 142, + 787, + 349 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "tensity, emphasizing the importance of learning through frame-wise emotional intensity regression.", + "bbox": [ + 212, + 402, + 784, + 433 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Quantitative Results. EAP demonstrates overall superior performance in visual quality and lip-sync. On the LRW and MEAD datasets, EAP achieves SSIM scores of 0.82 and 0.73 respectively, which are the highest ranks. Regarding lip-sync measured in the feature space by LSE-D, EAP also shows performance up to 4.14 lower than others. It is noteworthy that the last row, which includes learning of ERA, generally shows the best performance. This suggests the involvement of emotional intensity regression in appropriate visual quality and lip movement generation.", + "bbox": [ + 212, + 434, + 784, + 553 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Additionally, we quantitatively compared the emotional intensity of generated videos. Detailed results are provided in Appendix C.2. In summary, EAP demonstrates 0.28 lower RMSE compared to the SOTA model, i.e., EAT. Moreover, it achieves up to 0.47 higher CCC. Considering the difference between GT and EAP, these results are meaningful.", + "bbox": [ + 212, + 555, + 785, + 630 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/28f780fa6530b87153aec335ea0a34dcfb122ea04e9d5a063662b7cb20fff5bc.jpg", + "table_caption": [ + "Table 1: Quantitative results on LRW and MEAD datasets. Here, bold font and underscore represent the $1^{st}$ and $2^{nd}$ tier respectively, while Blue and Red correspond to LRW and MEAD." + ], + "table_footnote": [], + "table_body": "
MethodsLRW / MEAD
PSNR(↑)SSIM(↑)FID(↓)LMD(↓)LSE-D(↓)LSE-C(↑)
ATVG20.44 / 19.580.60 / 0.5237.96 / 100.582.31 / 4.7513.91 / 14.995.64 / 3.55
Wav2Lip22.80 / 21.410.71 / 0.607.74 / 74.891.81 / 4.9612.22 / 12.418.34 / 3.56
MakeItTalk26.87 / 20.700.62 / 0.535.19 / 51.122.56 / 5.3013.55 / 12.587.11 / 5.12
AVCT23.11 / 18.030.69 / 0.522.99 / 51.181.95 / 4.1011.90 / 11.817.41 / 6.34
PC-AVS22.12 / 23.610.72 / 0.646.29 / 55.741.64 / 3.899.49 / 10.318.10 / 7.12
EAMM22.00 / 22.370.71 / 0.599.45 / 30.882.90 / 6.4813.09 / 15.447.10 / 5.40
EAT25.12 / 23.440.77 / 0.703.89 / 15.101.90 / 4.558.99 / 12.309.28 / 5.58
EAP-ANT(ours)24.90 / 23.870.82 / 0.733.01 / 28.012.11 / 3.319.41 / 11.488.93 / 6.88
EAP(ours)25.87 / 23.840.82 / 0.724.15 / 15.341.41 / 3.359.45 / 10.9510.01 / 9.75
", + "bbox": [ + 218, + 710, + 782, + 825 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 271, + 114, + 413, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/632dee4a0ca9e8b948a0d1d6ddaac637c52811ce1e7006284f0a4ba70714fb11.jpg", + "image_caption": [ + "Fig. 8: User study results. Lip-sync, naturalness, and emotion accuracy are presented from left to right." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 787, + 237 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.3 User Study", + "text_level": 1, + "bbox": [ + 215, + 303, + 354, + 318 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "If the previous section dealt with quantitative metrics for objective evaluation using machines, this section covers a user study for subjective assessment (see Fig. 8). Given that emotions, as semantic attributes, are subjective, such user studies hold even more significance. In this experiment, lip-sync, naturalness, and emotion accuracy were measured for a total of 20 participants. Lip-sync and naturalness were assessed by having each participant watch the generated video and input audio simultaneously and rate them on a scale from 1 to 5. Emotion accuracy was determined by participants identifying the emotions they perceived from the video, comparing them with labels, and measuring accordingly.", + "bbox": [ + 212, + 327, + 782, + 462 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In terms of lip-sync, EAP demonstrates a high score of 3.94, which approximates the GT's 4.67 and surpasses EAMM by 1.38. Particularly impressive is the naturalness performance. EAP's naturalness reaches 0.43, differing by just 0.17 from the GT. Considering that the worst score is 1.02, EAP's naturalness is outstanding. This indicates that unlike other techniques, EAP appropriately incorporates emotional variations on a frame-by-frame basis and generates expressions more in line with the inherent emotions in the audio. Lastly, EAP's emotion accuracy stands at $81.80\\%$ , which is a remarkable $68.12\\%$ higher than ATVG. Especially noteworthy is that EAP, which generates emotional talking faces solely from audio information, outperforms EAMM, which utilizes even reference emotional videos, by $2.90\\%$ . Therefore, our user study supports EAP's superiority once again.", + "bbox": [ + 212, + 463, + 787, + 643 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.4 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 665, + 401, + 679 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Neutralization Performance. The goal of neutralization in Sec. 4.1 is to reliably produce neutral talking faces from any emotional faces. Fig. 9 shows that EAP's ANT successfully generates neutral emotions even for highly expressive faces, unlike EAMM and EAT, which exhibit bias towards the reference face's emotion. Furthermore, the last row demonstrates that emotional audio information enhances the expression of emotions in the generated video.", + "bbox": [ + 212, + 688, + 784, + 777 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Effect of Each Learning Scheme. To quantitatively assess the impact of metric loss and frame-wise intensity regression loss on performance, we compare the results with and without each loss (see Tab. 2). Given that $\\mathcal{L}_{inten}$ boosts the reflection of intensity flow, the notable improvement in RMSE and CCC", + "bbox": [ + 212, + 779, + 785, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Emotional Face Representation with Audio Perspective", + "bbox": [ + 362, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/59fb531737fcf841c5282c0b0283493918ca9103b6050c42c6bb45b7967dc185.jpg", + "image_caption": [ + "Fig. 9: Evaluation of neutralization performance. The broken arrows represent the path where emotional audio is provided." + ], + "image_footnote": [], + "bbox": [ + 246, + 143, + 754, + 282 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/30bb6471f6d2e9a9659cfbc1e34ceb5aafe8056ec699fcd2bd2808ff35f7972e.jpg", + "table_caption": [ + "Table 2: Effect of each learning scheme on MEAD dataset." + ], + "table_footnote": [], + "table_body": "
\\( \\mathcal{L}_{\\text{metric}} \\)\\( \\mathcal{L}_{\\text{inten}} \\)FID(↓)LMD(↓)RMSE(↓)CCC(↑)
EAP✓✓20.644.680.690.32
16.713.740.350.46
19.883.600.490.44
✓✓15.343.350.230.61
", + "bbox": [ + 282, + 362, + 720, + 431 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "compared to the first row is noteworthy. Indeed, $\\mathcal{L}_{inten}$ has enhanced the RMSE of intensity by 0.34. Furthermore, the decrease in LMD by 0.94 indicates that the improvement in intensity expression also enhances the overall prediction performance of lip movement. $\\mathcal{L}_{metric}$ has improved RMSE and CCC by 0.20 and 0.12 respectively. These results support our hypothesis that neutralizing the emotion information of reference images through $\\mathcal{L}_{metric}$ is beneficial for desired emotion representation. In conclusion, both $\\mathcal{L}_{metric}$ and $\\mathcal{L}_{inten}$ have been validated to positively influence the enhancement of the model's emotion representation performance.", + "bbox": [ + 212, + 470, + 787, + 606 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 628, + 359, + 643 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper introduces a method for generating more natural Emotional Talking Faces (ETF). It meticulously defines the latent representation of emotional faces using independent terms of ID and emotion. Two learning schemes are proposed for the independent representation of these terms. The first scheme, inspired by categorical emotion analysis, enhances ID representation for highly expressed faces. The second scheme regularizes emotional intensity using 2D continuous emotion labels, effectively dividing emotional representation into facial expression and intensity for the first time. Quantitative and qualitative results demonstrate the effectiveness of this approach in enhancing ETF performance. Ultimately, this emotional representation method can serve as a significant milestone for future research and facilitate the expansion of multimodal ETF into real-world applications.", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 271, + 114, + 413, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was partly supported by Institute of Information and communications Technology Planning and Evaluation (IITP) grant funded by the Korea government(MSIT) (No. RS-2022-00155915 (Artificial Intelligence Convergence Innovation Human Resources Development (Inha University)) and No. 2021-0-02068 (AI Innovation Hub)) and this work was partly supported by the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. 2022R1A2C2010095 and No. 2022R1A4A1033549).", + "bbox": [ + 212, + 174, + 787, + 282 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 301, + 321, + 318 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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ACM Transactions On Graphics (TOG) 39(6), 1-15 (2020) 2, 3, 11", + "bbox": [ + 217, + 146, + 785, + 189 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "S. Kim and BC Song", + "bbox": [ + 271, + 114, + 411, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/All You Need is Your Voice_ Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation/144d4a1e-7ef1-4e44-bca1-8fe0363ce9e2_model.json b/2024/All You Need is Your Voice_ Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation/144d4a1e-7ef1-4e44-bca1-8fe0363ce9e2_model.json new file mode 100644 index 0000000000000000000000000000000000000000..b9535b87ec5bfe5e4e8d83ee3a7f2b58b411a09d --- /dev/null +++ b/2024/All You Need is Your Voice_ Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation/144d4a1e-7ef1-4e44-bca1-8fe0363ce9e2_model.json @@ -0,0 +1,2293 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.257, + 0.142, + 0.75, + 0.23 + ], + "angle": 0, + "content": "All You Need is Your Voice: Emotional Face Representation with Audio Perspective for Emotional Talking Face Generation" + }, + { + "type": "text", + "bbox": [ + 0.356, + 0.258, + 0.646, + 0.274 + ], + "angle": 0, + "content": "Seongho Kim and Byung Cheol Song" + }, + { + "type": "text", + "bbox": [ + 0.355, + 0.286, + 0.647, + 0.314 + ], + "angle": 0, + "content": "Inha University, Incheon, Republic of Korea \nsbde500@gmail.com, bcsong@inha.ac.kr" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.347, + 0.789, + 0.546 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.555, + 0.785, + 0.584 + ], + "angle": 0, + "content": "Fig. 1: The emotional talking face video generated by the proposed EAP, which correspond to the emotion and intensity of the given audio and the reference ID." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.633, + 0.741, + 0.8 + ], + "angle": 0, + "content": "Abstract. With the rise of generative models, multi-modal video generation has gained significant attention, particularly in the realm of audio-driven emotional talking face synthesis. This paper addresses two key challenges in this domain: Input bias and intensity saturation. A novel neutralization scheme is first proposed to counter input bias, yielding impressive results in generating neutral talking faces from emotionally expressive ones. Furthermore, 2D continuous emotion label-based regression learning effectively generates varying emotional intensities on a frame basis. Results from a user study quantify subjective interpretations of strong emotions and naturalness, revealing up to \\(78.09\\%\\) higher emotion accuracy and up to 3.41 higher naturalness score compared to the lowest-ranked method. https://github.com/sbde500/EAP" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.812, + 0.741, + 0.84 + ], + "angle": 0, + "content": "Keywords: Emotional talking face generation, neutralization, emotion from audio, emotional intensity" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.415, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.377, + 0.161 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.788, + 0.373 + ], + "angle": 0, + "content": "Thanks to recent neural network-based generative models, multimedia applications such as film-making [17], metaverse [14], and virtual human [23, 39] have significantly advanced. Especially, audio-driven talking face generation has received considerable attention as an intriguing topic [3, 29, 46]. The task of generating talking face animation using a one-shot facial identity (ID) image and audio aims to realistically produce lip movements corresponding to the given audio. Therefore, many studies focus on generating as natural lip movements as possible by encoding pose-invariant audio features [25, 36, 38, 44]. However, except for some studies [9, 12, 13, 22], the importance of realistic facial expressions as much as the lip movements of the counterpart's face from the perspective of emotional interaction [20] has not been sufficiently explored. As a result, most traditional methods used to synthesize expressions dependent on the emotions of the given facial ID or expressions overly saturated with specific emotions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.373, + 0.788, + 0.599 + ], + "angle": 0, + "content": "This paper aims to analyze the shortcomings of prior arts considering emotion to ultimately generate natural talking face videos and establish a representation scheme to address them. Wang et al. [37] introduced an useful dataset called MEAD, which is valuable for providing a solution to the emotion labeling problem in emotional talking face generation (shortly, ETF) tasks. Subsequent studies [9, 12, 22] utilized emotional reference videos and/or emotion labels from MEAD to extract emotion vectors. These vectors were then used as conditional inputs for conventional generators to implement ETF. Despite the significant contributions of the prior arts, we still face three major limitations: 1) Mixing of emotion representation from ID images and driven emotion representation leads to undesired emotion generation. 2) Emotional videos unrelated to the audio's emotional flow are generated. 3) Almost one emotional intensity tends to be expressed in all frames of the generated video, causing unnatural video playback. Before proposing solutions to the three problems, we attempt to analyze them from the perspectives of vector representation and learning scheme." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.788, + 0.765 + ], + "angle": 0, + "content": "An emotional face feature can be decomposed into three components: Facial ID, facial expression, and emotional intensity. If the three components are not independent of each other, critical situations such as undesired expression generation may occur [2, 34]. In other words, for realistic emotional expression in the generated video, it is essential for these components to be clearly distinguishable, meaning they need to be independent [35, 43]. Consequently, the face ID feature and the emotion representation should be independent, and the emotion representation should further decompose into a facial expression feature and an emotional intensity. To this end, we propose Emotional face representation with Audio Perspective (EAP). And we introduce two innovative learning schemes to distinguish the three components of EAP and train EAP." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "The first learning scheme is for emotion-independent ID representation. If the facial expression feature is mapped to a domain where it is minimized in encoding the emotional face feature, eventually only the ID component will remain in the representation, i.e., emotional face feature is close to facial ID feature [2, 40]. Thus, based on the emotion analysis of [8], we define a neutral (emotion) class" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.268 + ], + "angle": 0, + "content": "with minimized emotion representation as the target domain and satisfy the aforementioned condition through a contrastive objective-based learning (i.e. neutralization). This contrastive objective, emphasizing the similarity between generated images and neutral images through a variation of the MEAD data structure, distinguishes our approach from previous one by sufficiently utilizing emotion information from the learning process of emotion-agnostic talking face generation. The proposed neutralization is validated by comparing arbitrary emotional faces with the corresponding neutral talking faces (see Sec. 5.4)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.269, + 0.788, + 0.405 + ], + "angle": 0, + "content": "The second learning scheme is the disentangled representation learning for (facial) expression and (emotional) intensity to enhance emotion representation. Two features embedded in expression and intensity space through two encoders are input into different task branches (i.e. emotion recognition and intensity regression) to regularize each encoder. In this paper, the intensity representation learning is realized by applying intensity labels based on 2D emotion analysis [31]. This learning scheme is the first instance of applying continuous emotion analysis to the ETF field and has the advantage of expressing emotional intensity approximating ground-truth (GT) sequences at the frame level (see Sec. 5.2)." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.405, + 0.635, + 0.419 + ], + "angle": 0, + "content": "Contributions of this paper are summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.42, + 0.787, + 0.48 + ], + "angle": 0, + "content": "- Proposing a novel method capable of generating natural emotional talking faces. The proposed method stands apart by incorporating only audio-based emotion information into its representation, distinguishing it from previous works that encompass even unrelated emotions." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.481, + 0.787, + 0.541 + ], + "angle": 0, + "content": "- Proposing a scheme to neutralize emotional faces in advance, enhancing ID representation. This scheme successfully generates neutral emotions from even highly-expressed ones, serving as effective pre-processing for generating desired emotions without artifacts." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.542, + 0.787, + 0.617 + ], + "angle": 0, + "content": "- Introducing a scheme that disentangles emotional expression and intensity features to reflect emotion and intensity from audio onto generated face frames. This representation effectively conveys the contextual emotion of the input audio while mitigating unnaturalness issues arising from minor differences in emotional expression between frames." + }, + { + "type": "list", + "bbox": [ + 0.215, + 0.42, + 0.787, + 0.617 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.643, + 0.398, + 0.658 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.677, + 0.579, + 0.692 + ], + "angle": 0, + "content": "2.1 Audio-driven Talking Face Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Audio-driven talking face generation aims to output a video corresponding to an input audio based on a single ID image. Previous studies have primarily focused on generating realistic lip movements matched to audio. For this task, facial landmarks [19, 42] or 3D morphable models (3DMM) [7, 21], known for their strengths in facial motion representation, are typically adopted. The facial movements determined by these models are then rendered to generate a facial video. For example, ATVGnet [3] and MakeItTalk [46]. More advanced methods like Wav2Lip [29] and SyncTalkFace [27] achieved more natural lip movements by incorporating lip sync discriminator or lip movement memory. For better" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.414, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.145, + 0.787, + 0.281 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.291, + 0.788, + 0.32 + ], + "angle": 0, + "content": "Fig. 2: Example results of EAMM [12]. (a) A surprised talking face generated from a neutral face. (b) A happy talking face generated from a highly expressed face." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.784, + 0.409 + ], + "angle": 0, + "content": "performance, PC-AVS [45] tried to separate lip movements and head pose under the assumption that they are entangled in audio information. However, these techniques ignore emotion information inherent in the audio. So, they cannot project emotional information from audio into the generated video." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.43, + 0.757, + 0.446 + ], + "angle": 0, + "content": "2.2 Emotional Talking Face Generation with Conditional Inputs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.454, + 0.788, + 0.651 + ], + "angle": 0, + "content": "In [37] where the MEAD dataset having emotion-specific labels was provided, Wang et al. enabled regularization of talking faces from an emotional perspective. EAMM [12] enhanced the facial expression capability by adding keypoints of the reference emotional video to the keypoints based on audio and head pose features. The most recent EAT [9] utilized the emotion labels provided by MEAD for the ETF task. In detail, EAT added a light-weight module for emotion representation to a given emotion-agnostic talking face model. Its model structure has been recognized for enabling latent representation using emotion labels while minimizing the increase in parameter count. Despite previous efforts, state-of-the-art (SOTA) ETF techniques still face challenges, e.g., generating undesired emotions or generating videos with too marginal emotional changes between frames. Moreover, the emotional discrepancy between the generated video and the input audio is critical." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.673, + 0.383, + 0.689 + ], + "angle": 0, + "content": "3 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.787, + 0.734 + ], + "angle": 0, + "content": "This section observes some issues experienced by previous ETF schemes and defines an effective emotional face representation to mitigate the issues." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.756, + 0.355, + 0.77 + ], + "angle": 0, + "content": "3.1 Motivation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Let's examine emotional talking faces generated by the renowned EAMM. In Fig. 2 (a), a surprised emotion is generated for a neutral reference face image, showcasing the model's capability to express the target emotion effectively despite minimal emotional content in the original image. However, in (b) where" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "a highly expressive emotion is input, the EAMM may generate undesirable expressions, suggesting that the strong emotion in the reference face image biases the representation of the target face." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.3 + ], + "angle": 0, + "content": "Moreover, uniform emotional intensity across generated frames is noted in both \\((a)\\) and \\((b)\\). If the emotional intensity in the generated video remains constant irrespective of the emotional intensity fluctuations in the input audio, it may lead to unnaturalness during video playback (see Sec. 5.3). Examples like \\((b)\\), which exhibit both of these issues, are deemed critical errors in ETF task. The next section defines the emotional face representation and addresses the problems due to the inadequate definition of each representation component." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.324, + 0.438, + 0.337 + ], + "angle": 0, + "content": "3.2 Problem Formulation" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.352, + 0.784, + 0.397 + ], + "angle": 0, + "content": "An emotional face image can be decomposed into facial ID \\( \\mathbf{z}_{id} \\), facial expression \\( \\mathbf{z}_{exp} \\), and emotional intensity \\( \\alpha \\). In this paper, the latent representation \\( \\mathbf{z}_{face} \\) of the emotional face is defined by" + }, + { + "type": "equation", + "bbox": [ + 0.42, + 0.411, + 0.786, + 0.427 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {z} _ {\\text {f a c e}} = \\boldsymbol {z} _ {i d} + \\alpha \\cdot \\boldsymbol {z} _ {\\text {e x p}}. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.784, + 0.515 + ], + "angle": 0, + "content": "Here, \\( \\mathbf{z}_{id} \\) and \\( \\mathbf{z}_{exp} \\), representing \\( \\mathbf{z}_{face} \\), should ideally be as independent as possible [35, 43]. However, in previous studies [12, 13], this was overlooked, leading to entanglement between \\( \\mathbf{z}_{id} \\) and \\( \\mathbf{z}_{exp} \\) when encoding the reference (ID) image. If the original emotional information of the reference image remains, inappropriate representation may arise as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.382, + 0.526, + 0.785, + 0.547 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {z} _ {\\text {f a c e}} = \\boldsymbol {z} _ {i d} + \\beta \\cdot \\boldsymbol {z} _ {\\text {e x p}} ^ {(i d)} + \\alpha \\cdot \\boldsymbol {z} _ {\\text {e x p}}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.56, + 0.784, + 0.592 + ], + "angle": 0, + "content": "where \\(\\beta\\) and \\(z_{exp}^{(id)}\\) represent the original emotion for the reference image. As a result, the representation in Eq. 2 leads to the following problem." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.603, + 0.784, + 0.668 + ], + "angle": 0, + "content": "Problem 1. The combination of the reference emotional vector, \\(\\beta \\cdot z_{exp}^{(id)}\\), and the target emotional vector, \\(\\alpha \\cdot z_{exp}\\), results in a new emotional representation, \\(\\gamma \\cdot z_{exp}' = \\beta \\cdot z_{exp}^{(id)} + \\alpha \\cdot z_{exp}\\). Consequently, the generated face may express undesired emotion (see Fig. 3)." + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.696, + 0.547, + 0.794 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.559, + 0.699, + 0.638, + 0.721 + ], + "angle": 0, + "content": ": representation of ID \\((z_{id})\\)" + }, + { + "type": "image", + "bbox": [ + 0.64, + 0.699, + 0.667, + 0.721 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.559, + 0.725, + 0.683, + 0.743 + ], + "angle": 0, + "content": ": representation of reference image \\((\\mathcal{Z}_{i,t} + \\beta \\cdot \\mathcal{Z}_{i,t}^{(ed)})\\)" + }, + { + "type": "image", + "bbox": [ + 0.684, + 0.722, + 0.713, + 0.743 + ], + "angle": 0, + "content": null + }, + { + "type": "image_footnote", + "bbox": [ + 0.559, + 0.745, + 0.739, + 0.762 + ], + "angle": 0, + "content": ": representation of desired emotional representation \\((z_{id} + \\alpha \\cdot z_{exp})\\)" + }, + { + "type": "image_footnote", + "bbox": [ + 0.559, + 0.765, + 0.745, + 0.797 + ], + "angle": 0, + "content": ": representation of undesired emotional representation \\(\\{z_{id} + \\underbrace{\\beta\\cdot z_{exp}^{(id)} + \\alpha\\cdot z_{exp}}_{\\gamma \\cdot z_{exp}^{(d)}}\\)" + }, + { + "type": "list", + "bbox": [ + 0.559, + 0.722, + 0.745, + 0.797 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.748, + 0.741, + 0.775, + 0.765 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.749, + 0.765, + 0.778, + 0.786 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.808, + 0.784, + 0.836 + ], + "angle": 0, + "content": "Fig. 3: The latent representation of emotional faces, with the red dotted arrow corresponding to Problem 1." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.415, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.254 + ], + "angle": 0, + "content": "Moreover, it's worth noting that even for the same emotion class, the intensity of expression can vary. Thus, the distinction between the \\(\\alpha\\) and \\(z_{exp}\\) terms in Eq. 1 is crucial. While each frame in the generated video should convey a single emotion, the emotional intensity may vary across frames. However, [9,30] utilized emotion information encoded by a single label (e.g., a vector encoded with a single categorical emotion label) for all frames in emotion representation, neglecting the \\(\\alpha\\) term, leading to the following problem:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.265, + 0.788, + 0.311 + ], + "angle": 0, + "content": "Problem 2. Providing a vector encoded with a single emotion label for all frames implies a constant \\(\\alpha\\) in Eq. 1, resulting in biased emotional intensity for each frame and leading to unnatural facial expressions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.323, + 0.788, + 0.368 + ], + "angle": 0, + "content": "Ultimately, both Problem 1 and 2 undermine the naturalness of emotional talking faces. The next section proposes learning schemes to alleviate these two problems." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.392, + 0.427, + 0.41 + ], + "angle": 0, + "content": "4 Proposed Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.426, + 0.788, + 0.534 + ], + "angle": 0, + "content": "Fig. 4 illustrates that if \\(\\beta \\cdot z_{exp}^{(id)}\\) is not sufficiently removed during encoding the reference ID, it leads to Problem 1. Also, if the emotion features supplied to the transformer layers in Fig. 4 show minimal variation in emotional intensity across frames, Problem 2 becomes inevitable. To address both Problems 1 and 2, we propose a latent representation approach called Emotional face representation with Audio Perspective (EAP). The learning process of EAP is divided into two phases, each tackling one problem." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.788, + 0.639 + ], + "angle": 0, + "content": "Firstly, we introduce Audio-to-Neutral Translation (ANT) as a solution to Problem 1. ANT aims to generate a neutral talking face for arbitrary emotional face inputs. Secondly, as a solution to Problem 2, we propose to independently extract \\(\\alpha\\) and \\(z_{exp}\\) from the input audio and pass them to a pre-trained ANT. Thus, the video generated by EAP represents the context emotion of the audio while each frame follows the emotional intensity of the corresponding audio moment." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.663, + 0.504, + 0.677 + ], + "angle": 0, + "content": "4.1 Audio-to-Neutral Translation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Pre-training with in-the-wild Dataset. For the foundational performance of talking face generation in ANT, pre-training is performed on an in-the-wild face video dataset [4]. The aim of this pre-training is to synchronize lip movement with the audio, ensuring realistic face video generation. This is pursued through the following three objectives: The first objective relies on the lip landmarks loss \\(\\mathcal{L}_{lip}\\), which minimizes the disparity between lip landmarks extracted from generated and target videos by a facial landmarks estimator [19]. This ensures synchronized lip movement with the audio, aiding the audio encoder \\(a_{[1:n]}\\) in capturing features that adequately represent lip movements. The second objective, i.e., perceptual loss \\(\\mathcal{L}_{per}\\), minimizes semantic differences between generated" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.145, + 0.77, + 0.349 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.353, + 0.782, + 0.479 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.492, + 0.787, + 0.522 + ], + "angle": 0, + "content": "Fig. 4: Framework overview. Neutral talking face generation through ANT is the pink path, while emotional talking face generation through ERA is the green path." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.557, + 0.788, + 0.679 + ], + "angle": 0, + "content": "and target videos, enhancing visual quality. The last loss one is the adversarial loss \\(\\mathcal{L}_{adv}\\) through the discriminator to further enhance visual quality. Inspired by the analysis that adversarial loss contributes significantly to the learning of fine textures and patterns [10, 24], \\(\\mathcal{L}_{adv}\\) aids in reducing blurs and enhancing edge details. As a result, \\(\\mathcal{L}_{per}\\) and \\(\\mathcal{L}_{adv}\\) stimulate the generator \\(\\mathcal{G}\\) to generate high-quality videos. ANT, trained based on the above three objectives, undergoes fine-tuning for neutralization of arbitrary emotional faces. Details of the objectives for ANT's pre-training are given in Appendix A.1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.682, + 0.788, + 0.806 + ], + "angle": 0, + "content": "Fine-tuning for Neutralization. The pre-training of ANT enhances the overall performance of audio-driven talking face generation, but it alone cannot fully solve Problem 1. This problem stems from the \\(\\beta \\cdot \\pmb{z}_{exp}^{(id)}\\) term in Eq. 2, necessitating a separate learning process to mitigate its influence. Drawing from findings in [2,40] that the neutral face best represents a subject's ID, we aim to maximize the effectiveness of the \\(z_{id}\\) term in Eq. 2 while minimizing the impact of \\(\\beta \\cdot \\pmb{z}_{exp}^{(id)}\\). To achieve this, we conduct fine-tuning, focusing on neutral emotion using the MEAD dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "While the domain constraint can guide the generated video towards neutral emotion, it struggles to fully eliminate expression information inherent in the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.414, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "image", + "bbox": [ + 0.248, + 0.144, + 0.761, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.273, + 0.785, + 0.302 + ], + "angle": 0, + "content": "Fig. 5: Illustration of metric loss concept. Arrows \\((\\rightarrow)\\) in the final learning stage depict instances where the latent representation of emotional faces is neutralized." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.331, + 0.788, + 0.483 + ], + "angle": 0, + "content": "reference ID. This challenge, not extensively explored previously, particularly affects hard examples (e.g., highly-expressed faces) attempting to be mapped to the neutral subspace. To solve this, we propose a N-pair loss [33]-based neutralization objective. This objective aims to move the generated video away from other emotions in the metric space (see Fig. 5). The objective minimizes (i.e. pulls) the distance between the anchor \\( \\pmb{f}^a \\) (target neutral emotion) and the positive sample \\( \\pmb{f}^{+} \\) (same emotion as anchor) while maximizing (i.e. pushing) the distance between the anchor and negative samples \\( \\pmb{f}_i^{-} \\) (different emotions from anchor), enabling regularization for hard examples. This push-pull mechanism, defined by the following metric loss, enhances neutralization performance." + }, + { + "type": "equation", + "bbox": [ + 0.288, + 0.491, + 0.787, + 0.534 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {m e t r i c}} = - \\log \\left[ \\frac {\\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} ^ {+}\\right)}{\\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} ^ {+}\\right) + \\sum_ {i = 1} ^ {C - 1} \\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} _ {i} ^ {-}\\right)} \\right], \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.542, + 0.788, + 0.634 + ], + "angle": 0, + "content": "where \\(C\\) represents the number of emotion classes, and \\(\\pmb{f}\\) denotes the mean of frame-wise features. Specifically, \\(\\pmb{f} = \\frac{1}{N}\\sum_{i=1}^{n}\\mathcal{E}_I(v_i)\\). The proposed method quantifies emotion-wise semantic distinctions using MEAD to mitigate the influence of \\(\\beta \\cdot \\pmb{z}_{exp}^{(id)}\\) when encoding the reference image \\(I\\). Therefore, this learning scheme can lead to significant performance improvements in neutralizing hard examples. The overall objective for fine-tuning ANT is as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.295, + 0.646, + 0.787, + 0.663 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {A N T}} = \\lambda_ {l i p} \\mathcal {L} _ {l i p} + \\lambda_ {p e r} \\mathcal {L} _ {p e r} + \\lambda_ {a d v} \\mathcal {L} _ {a d v} + \\lambda_ {m e t r i c} \\mathcal {L} _ {m e t r i c}, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.673, + 0.788, + 0.704 + ], + "angle": 0, + "content": "where \\(\\lambda_{lip},\\lambda_{per},\\lambda_{adv}\\) and \\(\\lambda_{metric}\\) are the scale factors of \\(\\mathcal{L}_{lip},\\mathcal{L}_{per},\\mathcal{L}_{adv}\\) and \\(\\mathcal{L}_{metric}\\), respectively. The performance of ANT is validated in Sec. 5.4." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.725, + 0.58, + 0.74 + ], + "angle": 0, + "content": "4.2 Emotional Representation from Audio" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The Emotional Representation from Audio (ERA) introduced here aims to encode emotional information from audio effectively and reflect it in the generated video. ERA independently defines emotional intensity, often overlooked in prior arts, along with the context emotion from audio. To achieve this, we introduce two task branches (denoted by \\(\\theta\\) and \\(\\phi\\) in Fig. 4) for context emotion classification and frame-wise emotional intensity regression. To extract context emotion" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.254 + ], + "angle": 0, + "content": "from audio, we introduce an additional audio emotion encoder \\(\\mathcal{E}_E\\), not utilized in ANT (shown in the green path in Fig. 4). Furthermore, for refining frame-wise emotional intensity, we additionally train the audio encoder \\(\\mathcal{E}_A\\). As \\(\\mathcal{E}_A\\) is initially trained targeting the neutral domain, it may lack emotion information. Therefore, by training \\(\\mathcal{E}_A\\) using intensity regression based on Russell's 2D continuous emotion system [31], we ensure the inclusion of emotional intensity in the audio feature \\(a_{[1:n]}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.785, + 0.329 + ], + "angle": 0, + "content": "Context Emotion Recognition. \\(\\varepsilon_{E}\\) takes the mel-spectrogram of the audio as input and processes it into an emotion feature sequence \\(e_{[1:n]}\\). \\(\\varepsilon_{E}\\) should be trained that only emotion information is included in \\(e_{[1:n]}\\). So, we train a classification branch based on categorical labels (e.g. happy and surprised). The classifier \\(\\theta\\) based on LSTM [32] is trained using the following loss function:" + }, + { + "type": "equation", + "bbox": [ + 0.379, + 0.343, + 0.785, + 0.385 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {c l s} = - \\frac {1}{B} \\sum_ {i = 1} ^ {B} \\sum_ {j = 1} ^ {C} y _ {i, j} \\log \\theta \\left(e _ {[ 1: n ]}\\right), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.397, + 0.785, + 0.532 + ], + "angle": 0, + "content": "where \\( y_{i,j} \\) is the emotion label, and \\( B \\) is the batch size. Eq. 5 employs cross-entropy [6] to improve emotion prediction using audio features, ensuring \\( e_{[1:n]} \\) contains ample context emotion information. Additionally, a modified version of \\( \\mathcal{L}_{adv} \\), denoted as \\( \\mathcal{L}_{e - adv} \\), evaluates the accuracy of the generated video in representing the target emotion. This is achieved through class-specific MinMax training based on the emotion condition (illustrated in branch \\( \\mathcal{D}_E \\) in Fig. 4). Refer to Appendix A.2 for details on \\( \\mathcal{L}_{e - adv} \\). Through training with these two loss terms, \\( e_{[1:n]} \\) serves as the emotion feature from the audio, representing \\( z_{exp} \\) in Eq. 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.787, + 0.685 + ], + "angle": 0, + "content": "Frame-wise Emotional Intensity Regression. To imply the flow of emotional intensity in \\( \\pmb{a}_{[1:n]} \\), we present valence and arousal (VA)-based intensity regression. Here, VA indicates the positivity/negativity and activation level of emotions, and the magnitude of the VA vector represents emotional intensity without loss of generality [31]. Typically, VA labels exist on a frame-by-frame basis in video and can be appropriately matched with frame-level labels in audio. However, the MEAD dataset we are using does not include such continuous VA labels. Therefore, we adopt a strategy of acquiring so-called pseudo labels using a SOTA technique for VA regression [16]. The pseudo label \\( r \\) of frame-wise emotional intensity is defined by" + }, + { + "type": "equation", + "bbox": [ + 0.431, + 0.698, + 0.785, + 0.715 + ], + "angle": 0, + "content": "\\[\nr = \\sqrt {\\left(y _ {v}\\right) ^ {2} + \\left(y _ {a}\\right) ^ {2}}, \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.728, + 0.784, + 0.789 + ], + "angle": 0, + "content": "where \\( y_{v} \\) and \\( y_{a} \\) are the VA values, respectively. We aim to enhance the representation from the perspective of emotional intensity by predicting intensity flow from \\( v^{(g)} \\) through the VA regression backbone [16], denoted as \\( \\mathcal{F} \\), and an MLP-based regressor \\( \\phi \\). The intensity loss for this purpose is defined by" + }, + { + "type": "equation", + "bbox": [ + 0.314, + 0.803, + 0.785, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {i n t e n} = \\frac {1}{B N} \\sum_ {i = 1} ^ {B} \\sum_ {j = 1} ^ {N} \\left(r _ {i, j} - \\hat {r} _ {i, j}\\right) ^ {2}, \\quad \\hat {r} = \\phi (\\mathcal {F} (v ^ {(g)})) \\tag {7}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.413, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.788, + 0.404 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.218, + 0.413, + 0.782, + 0.428 + ], + "angle": 0, + "content": "Fig. 6: Qualitative evaluation. Each reference frame corresponds to emotional audio." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.458, + 0.788, + 0.594 + ], + "angle": 0, + "content": "where \\( B \\) and \\( N \\) are the batch size and sequence length, respectively. Based on Eq. 7, the model learns the frame-wise variation according to emotional intensity, thus enabling enhanced representation of emotional intensity. Unlike conventional techniques that define a single emotion representation for all frames, our method instructs the model on frame-wise emotion intensity variations. Note this is the first case applied in the ETF task. Furthermore, Eq. 7 plays a crucial role in leveraging audio-visual data correlation to extend visual domain knowledge into the audio domain. The efficacy of this learning scheme is demonstrated in Sec. 5.2. Finally, the overall objective for ERA is defined by" + }, + { + "type": "equation", + "bbox": [ + 0.29, + 0.607, + 0.787, + 0.625 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {E R A}} = \\lambda_ {l i p} \\mathcal {L} _ {l i p} + \\lambda_ {e - a d v} \\mathcal {L} _ {e - a d v} + \\lambda_ {c l s} \\mathcal {L} _ {c l s} + \\lambda_ {i n t e n} \\mathcal {L} _ {i n t e n}, \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.635, + 0.788, + 0.666 + ], + "angle": 0, + "content": "where \\(\\lambda_{lip},\\lambda_{e - adv},\\lambda_{cls}\\) and \\(\\lambda_{inten}\\) are the scale factors of \\(\\mathcal{L}_{lip},\\mathcal{L}_{e - adv},\\mathcal{L}_{cls}\\) and \\(\\mathcal{L}_{inten}\\), respectively." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.69, + 0.376, + 0.708 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.723, + 0.44, + 0.739 + ], + "angle": 0, + "content": "5.1 Experiments Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Datasets. We used VoxCeleb2 [4] and MEAD for training EAP. VoxCeleb2 is an \"in-the-wild\" dataset consisting of 6K IDs and a total of 1.5M interview videos. MEAD consists of 60 IDs, various camera views (e.g., front, left, and right), and 8 emotion categories, classified as an \"in-the-lab\" video dataset. VoxCeleb2 was used to pre-train ANT, while MEAD was used for the fine-tuning of ANT and the training of ERA." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.146, + 0.788, + 0.283 + ], + "angle": 0, + "content": "Metrics. For assessing visual quality, we used PSNR, SSIM, and FID [11]. To measure lip-synchronization, well-known LMD [18] and LSE-C/D [29] were employed. LMD computes the distance between lip landmarks of GT and the generated video, while LSE-C/D evaluates correspondence between audio and visual features. Lastly, for measuring emotion intensity flow, RMSE, PCC, and CCC were employed. These three metrics respectively gauge frame-wise distance, linear correlation, and agreement of emotions. For details of the metrics, refer to Appendix B.1. For fair evaluation, intensity regression was conducted by [15], which was not utilized in training." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.283, + 0.788, + 0.374 + ], + "angle": 0, + "content": "Benchmarking Methods. We compared EAP with ATVG [3], Wav2Lip [29], MakeItTalk [46], AVCT [38], PC-AVS [45], EAMM [12], and EAT [9], using LRW [5], CREMA-D [1], YouTube [26], and MEAD datasets. Among them, EAMM and EAT are targeting emotional talking face generation. So, for fair evaluation, we provided the video corresponding to emotional audio and the emotion label to EAMM and EAT, respectively." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.375, + 0.788, + 0.466 + ], + "angle": 0, + "content": "Implementation Details. We set the frame rate of videos to \\(25\\mathrm{Hz}\\) and the sampling rate of audio to \\(16\\mathrm{kHz}\\). Audio was converted to mel-spectrograms [41] with a window and hop length of 640. Our model was implemented with the PyTorch library [28], and the model was trained with an AMD EPYC 7413 CPU and 2 NVIDIA RTX A6000 GPUs. For hyper-parameter settings, refer to Appendix B.2." + }, + { + "type": "title", + "bbox": [ + 0.219, + 0.493, + 0.424, + 0.506 + ], + "angle": 0, + "content": "5.2 Verification of EAP" + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.522, + 0.788, + 0.718 + ], + "angle": 0, + "content": "Qualitative Results. If the proposed method successfully mitigates Problems 1 and 2, the model's outputs should satisfy the following two conditions for arbitrary emotional face inputs: 1) The original emotion of the reference ID is not reflected. 2) The emotional intensity varies on a frame-by-frame basis corresponding to the emotion flow in the audio. In Fig. 6, it is observed that EAMM outputs videos heavily dependent on the emotions of ID #1 and #2. EAT also generates undesired emotions for ID #2. Furthermore, all frames express emotions at almost the same intensity level, indicating a degradation in naturalness. In contrast, EAP produces emotion and intensity corresponding to the audio even for the highly expressive input. Specifically, when compared to the emotion labels in the audio, EAP generates the desired emotions for both ID #1 and #2. Compared to the (evaluation-purpose) GT frames, EAP exhibits varied intensity levels on a frame-by-frame basis." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "While Fig. 6 illustrates frame-wise emotional intensity, it is challenging to evaluate the disparity with the GT on the sequence level solely through this visualization. Thus, Fig. 7 plots the emotional intensity between GT and generated videos. Here, pseudo labels refers to intensity labels acquired by the method in Sec. 4.2. EAP shows a more similar intensity flow to the pseudo label compared to other techniques. The visual reference provided in the blue box depicts frames from the generated video and GT, showcasing different visual results based on intensity. Simultaneously, it demonstrates visually similar results to the GT in-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.414, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.142, + 0.482, + 0.35 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.522, + 0.143, + 0.788, + 0.35 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.289, + 0.36, + 0.712, + 0.374 + ], + "angle": 0, + "content": "Fig. 7: The trend of changes in frame-wise emotional intensity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.404, + 0.785, + 0.434 + ], + "angle": 0, + "content": "tensity, emphasizing the importance of learning through frame-wise emotional intensity regression." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.435, + 0.785, + 0.554 + ], + "angle": 0, + "content": "Quantitative Results. EAP demonstrates overall superior performance in visual quality and lip-sync. On the LRW and MEAD datasets, EAP achieves SSIM scores of 0.82 and 0.73 respectively, which are the highest ranks. Regarding lip-sync measured in the feature space by LSE-D, EAP also shows performance up to 4.14 lower than others. It is noteworthy that the last row, which includes learning of ERA, generally shows the best performance. This suggests the involvement of emotional intensity regression in appropriate visual quality and lip movement generation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.556, + 0.787, + 0.631 + ], + "angle": 0, + "content": "Additionally, we quantitatively compared the emotional intensity of generated videos. Detailed results are provided in Appendix C.2. In summary, EAP demonstrates 0.28 lower RMSE compared to the SOTA model, i.e., EAT. Moreover, it achieves up to 0.47 higher CCC. Considering the difference between GT and EAP, these results are meaningful." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.699 + ], + "angle": 0, + "content": "Table 1: Quantitative results on LRW and MEAD datasets. Here, bold font and underscore represent the \\(1^{st}\\) and \\(2^{nd}\\) tier respectively, while Blue and Red correspond to LRW and MEAD." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.711, + 0.784, + 0.826 + ], + "angle": 0, + "content": "
MethodsLRW / MEAD
PSNR(↑)SSIM(↑)FID(↓)LMD(↓)LSE-D(↓)LSE-C(↑)
ATVG20.44 / 19.580.60 / 0.5237.96 / 100.582.31 / 4.7513.91 / 14.995.64 / 3.55
Wav2Lip22.80 / 21.410.71 / 0.607.74 / 74.891.81 / 4.9612.22 / 12.418.34 / 3.56
MakeItTalk26.87 / 20.700.62 / 0.535.19 / 51.122.56 / 5.3013.55 / 12.587.11 / 5.12
AVCT23.11 / 18.030.69 / 0.522.99 / 51.181.95 / 4.1011.90 / 11.817.41 / 6.34
PC-AVS22.12 / 23.610.72 / 0.646.29 / 55.741.64 / 3.899.49 / 10.318.10 / 7.12
EAMM22.00 / 22.370.71 / 0.599.45 / 30.882.90 / 6.4813.09 / 15.447.10 / 5.40
EAT25.12 / 23.440.77 / 0.703.89 / 15.101.90 / 4.558.99 / 12.309.28 / 5.58
EAP-ANT(ours)24.90 / 23.870.82 / 0.733.01 / 28.012.11 / 3.319.41 / 11.488.93 / 6.88
EAP(ours)25.87 / 23.840.82 / 0.724.15 / 15.341.41 / 3.359.45 / 10.9510.01 / 9.75
" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.788, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.247, + 0.785, + 0.275 + ], + "angle": 0, + "content": "Fig. 8: User study results. Lip-sync, naturalness, and emotion accuracy are presented from left to right." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.304, + 0.356, + 0.319 + ], + "angle": 0, + "content": "5.3 User Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.784, + 0.463 + ], + "angle": 0, + "content": "If the previous section dealt with quantitative metrics for objective evaluation using machines, this section covers a user study for subjective assessment (see Fig. 8). Given that emotions, as semantic attributes, are subjective, such user studies hold even more significance. In this experiment, lip-sync, naturalness, and emotion accuracy were measured for a total of 20 participants. Lip-sync and naturalness were assessed by having each participant watch the generated video and input audio simultaneously and rate them on a scale from 1 to 5. Emotion accuracy was determined by participants identifying the emotions they perceived from the video, comparing them with labels, and measuring accordingly." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.464, + 0.788, + 0.645 + ], + "angle": 0, + "content": "In terms of lip-sync, EAP demonstrates a high score of 3.94, which approximates the GT's 4.67 and surpasses EAMM by 1.38. Particularly impressive is the naturalness performance. EAP's naturalness reaches 0.43, differing by just 0.17 from the GT. Considering that the worst score is 1.02, EAP's naturalness is outstanding. This indicates that unlike other techniques, EAP appropriately incorporates emotional variations on a frame-by-frame basis and generates expressions more in line with the inherent emotions in the audio. Lastly, EAP's emotion accuracy stands at \\(81.80\\%\\), which is a remarkable \\(68.12\\%\\) higher than ATVG. Especially noteworthy is that EAP, which generates emotional talking faces solely from audio information, outperforms EAMM, which utilizes even reference emotional videos, by \\(2.90\\%\\). Therefore, our user study supports EAP's superiority once again." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.666, + 0.402, + 0.68 + ], + "angle": 0, + "content": "5.4 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.785, + 0.779 + ], + "angle": 0, + "content": "Neutralization Performance. The goal of neutralization in Sec. 4.1 is to reliably produce neutral talking faces from any emotional faces. Fig. 9 shows that EAP's ANT successfully generates neutral emotions even for highly expressive faces, unlike EAMM and EAT, which exhibit bias towards the reference face's emotion. Furthermore, the last row demonstrates that emotional audio information enhances the expression of emotions in the generated video." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Effect of Each Learning Scheme. To quantitatively assess the impact of metric loss and frame-wise intensity regression loss on performance, we compare the results with and without each loss (see Tab. 2). Given that \\(\\mathcal{L}_{inten}\\) boosts the reflection of intensity flow, the notable improvement in RMSE and CCC" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.415, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "image", + "bbox": [ + 0.248, + 0.145, + 0.756, + 0.284 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.296, + 0.788, + 0.325 + ], + "angle": 0, + "content": "Fig. 9: Evaluation of neutralization performance. The broken arrows represent the path where emotional audio is provided." + }, + { + "type": "table_caption", + "bbox": [ + 0.301, + 0.338, + 0.7, + 0.352 + ], + "angle": 0, + "content": "Table 2: Effect of each learning scheme on MEAD dataset." + }, + { + "type": "table", + "bbox": [ + 0.284, + 0.363, + 0.722, + 0.432 + ], + "angle": 0, + "content": "
\\( \\mathcal{L}_{\\text{metric}} \\)\\( \\mathcal{L}_{\\text{inten}} \\)FID(↓)LMD(↓)RMSE(↓)CCC(↑)
EAP✓✓20.644.680.690.32
16.713.740.350.46
19.883.600.490.44
✓✓15.343.350.230.61
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.471, + 0.788, + 0.607 + ], + "angle": 0, + "content": "compared to the first row is noteworthy. Indeed, \\(\\mathcal{L}_{inten}\\) has enhanced the RMSE of intensity by 0.34. Furthermore, the decrease in LMD by 0.94 indicates that the improvement in intensity expression also enhances the overall prediction performance of lip movement. \\(\\mathcal{L}_{metric}\\) has improved RMSE and CCC by 0.20 and 0.12 respectively. These results support our hypothesis that neutralizing the emotion information of reference images through \\(\\mathcal{L}_{metric}\\) is beneficial for desired emotion representation. In conclusion, both \\(\\mathcal{L}_{metric}\\) and \\(\\mathcal{L}_{inten}\\) have been validated to positively influence the enhancement of the model's emotion representation performance." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.629, + 0.36, + 0.645 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.789, + 0.841 + ], + "angle": 0, + "content": "This paper introduces a method for generating more natural Emotional Talking Faces (ETF). It meticulously defines the latent representation of emotional faces using independent terms of ID and emotion. Two learning schemes are proposed for the independent representation of these terms. The first scheme, inspired by categorical emotion analysis, enhances ID representation for highly expressed faces. The second scheme regularizes emotional intensity using 2D continuous emotion labels, effectively dividing emotional representation into facial expression and intensity for the first time. Quantitative and qualitative results demonstrate the effectiveness of this approach in enhancing ETF performance. Ultimately, this emotional representation method can serve as a significant milestone for future research and facilitate the expansion of multimodal ETF into real-world applications." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.364, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Emotional Face Representation with Audio Perspective" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.283 + ], + "angle": 0, + "content": "This work was partly supported by Institute of Information and communications Technology Planning and Evaluation (IITP) grant funded by the Korea government(MSIT) (No. RS-2022-00155915 (Artificial Intelligence Convergence Innovation Human Resources Development (Inha University)) and No. 2021-0-02068 (AI Innovation Hub)) and this work was partly supported by the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. 2022R1A2C2010095 and No. 2022R1A4A1033549)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.303, + 0.323, + 0.319 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.332, + 0.787, + 0.375 + ], + "angle": 0, + "content": "1. 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Zhou, H., Sun, Y., Wu, W., Loy, C.C., Wang, X., Liu, Z.: Pose-controllable talking face generation by implicitly modularized audio-visual representation. In: Proceedings of the IEEE/CVF conference on computer vision and pattern recognition. pp. 4176-4186 (2021) 4, 11" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "18" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.413, + 0.129 + ], + "angle": 0, + "content": "S. Kim and BC Song" + }, + { + "type": "ref_text", + "bbox": [ + 0.218, + 0.147, + 0.787, + 0.19 + ], + "angle": 0, + "content": "46. Zhou, Y., Han, X., Shechtman, E., Echevarria, J., Kalogerakis, E., Li, D.: Makelttalk: speaker-aware talking-head animation. 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With the rise of generative models, multi-modal video generation has gained significant attention, particularly in the realm of audio-driven emotional talking face synthesis. This paper addresses two key challenges in this domain: Input bias and intensity saturation. A novel neutralization scheme is first proposed to counter input bias, yielding impressive results in generating neutral talking faces from emotionally expressive ones. Furthermore, 2D continuous emotion label-based regression learning effectively generates varying emotional intensities on a frame basis. Results from a user study quantify subjective interpretations of strong emotions and naturalness, revealing up to $78.09\%$ higher emotion accuracy and up to 3.41 higher naturalness score compared to the lowest-ranked method. https://github.com/sbde500/EAP + +Keywords: Emotional talking face generation, neutralization, emotion from audio, emotional intensity + +# 1 Introduction + +Thanks to recent neural network-based generative models, multimedia applications such as film-making [17], metaverse [14], and virtual human [23, 39] have significantly advanced. Especially, audio-driven talking face generation has received considerable attention as an intriguing topic [3, 29, 46]. The task of generating talking face animation using a one-shot facial identity (ID) image and audio aims to realistically produce lip movements corresponding to the given audio. Therefore, many studies focus on generating as natural lip movements as possible by encoding pose-invariant audio features [25, 36, 38, 44]. However, except for some studies [9, 12, 13, 22], the importance of realistic facial expressions as much as the lip movements of the counterpart's face from the perspective of emotional interaction [20] has not been sufficiently explored. As a result, most traditional methods used to synthesize expressions dependent on the emotions of the given facial ID or expressions overly saturated with specific emotions. + +This paper aims to analyze the shortcomings of prior arts considering emotion to ultimately generate natural talking face videos and establish a representation scheme to address them. Wang et al. [37] introduced an useful dataset called MEAD, which is valuable for providing a solution to the emotion labeling problem in emotional talking face generation (shortly, ETF) tasks. Subsequent studies [9, 12, 22] utilized emotional reference videos and/or emotion labels from MEAD to extract emotion vectors. These vectors were then used as conditional inputs for conventional generators to implement ETF. Despite the significant contributions of the prior arts, we still face three major limitations: 1) Mixing of emotion representation from ID images and driven emotion representation leads to undesired emotion generation. 2) Emotional videos unrelated to the audio's emotional flow are generated. 3) Almost one emotional intensity tends to be expressed in all frames of the generated video, causing unnatural video playback. Before proposing solutions to the three problems, we attempt to analyze them from the perspectives of vector representation and learning scheme. + +An emotional face feature can be decomposed into three components: Facial ID, facial expression, and emotional intensity. If the three components are not independent of each other, critical situations such as undesired expression generation may occur [2, 34]. In other words, for realistic emotional expression in the generated video, it is essential for these components to be clearly distinguishable, meaning they need to be independent [35, 43]. Consequently, the face ID feature and the emotion representation should be independent, and the emotion representation should further decompose into a facial expression feature and an emotional intensity. To this end, we propose Emotional face representation with Audio Perspective (EAP). And we introduce two innovative learning schemes to distinguish the three components of EAP and train EAP. + +The first learning scheme is for emotion-independent ID representation. If the facial expression feature is mapped to a domain where it is minimized in encoding the emotional face feature, eventually only the ID component will remain in the representation, i.e., emotional face feature is close to facial ID feature [2, 40]. Thus, based on the emotion analysis of [8], we define a neutral (emotion) class + +with minimized emotion representation as the target domain and satisfy the aforementioned condition through a contrastive objective-based learning (i.e. neutralization). This contrastive objective, emphasizing the similarity between generated images and neutral images through a variation of the MEAD data structure, distinguishes our approach from previous one by sufficiently utilizing emotion information from the learning process of emotion-agnostic talking face generation. The proposed neutralization is validated by comparing arbitrary emotional faces with the corresponding neutral talking faces (see Sec. 5.4). + +The second learning scheme is the disentangled representation learning for (facial) expression and (emotional) intensity to enhance emotion representation. Two features embedded in expression and intensity space through two encoders are input into different task branches (i.e. emotion recognition and intensity regression) to regularize each encoder. In this paper, the intensity representation learning is realized by applying intensity labels based on 2D emotion analysis [31]. This learning scheme is the first instance of applying continuous emotion analysis to the ETF field and has the advantage of expressing emotional intensity approximating ground-truth (GT) sequences at the frame level (see Sec. 5.2). + +Contributions of this paper are summarized as follows: + +- Proposing a novel method capable of generating natural emotional talking faces. The proposed method stands apart by incorporating only audio-based emotion information into its representation, distinguishing it from previous works that encompass even unrelated emotions. +- Proposing a scheme to neutralize emotional faces in advance, enhancing ID representation. This scheme successfully generates neutral emotions from even highly-expressed ones, serving as effective pre-processing for generating desired emotions without artifacts. +- Introducing a scheme that disentangles emotional expression and intensity features to reflect emotion and intensity from audio onto generated face frames. This representation effectively conveys the contextual emotion of the input audio while mitigating unnaturalness issues arising from minor differences in emotional expression between frames. + +# 2 Related Works + +# 2.1 Audio-driven Talking Face Generation + +Audio-driven talking face generation aims to output a video corresponding to an input audio based on a single ID image. Previous studies have primarily focused on generating realistic lip movements matched to audio. For this task, facial landmarks [19, 42] or 3D morphable models (3DMM) [7, 21], known for their strengths in facial motion representation, are typically adopted. The facial movements determined by these models are then rendered to generate a facial video. For example, ATVGnet [3] and MakeItTalk [46]. More advanced methods like Wav2Lip [29] and SyncTalkFace [27] achieved more natural lip movements by incorporating lip sync discriminator or lip movement memory. For better + +![](images/d74d43f7d2939be32a056824622c5c8de8eee803b504262005f207a0314efa51.jpg) +Fig. 2: Example results of EAMM [12]. (a) A surprised talking face generated from a neutral face. (b) A happy talking face generated from a highly expressed face. + +performance, PC-AVS [45] tried to separate lip movements and head pose under the assumption that they are entangled in audio information. However, these techniques ignore emotion information inherent in the audio. So, they cannot project emotional information from audio into the generated video. + +# 2.2 Emotional Talking Face Generation with Conditional Inputs + +In [37] where the MEAD dataset having emotion-specific labels was provided, Wang et al. enabled regularization of talking faces from an emotional perspective. EAMM [12] enhanced the facial expression capability by adding keypoints of the reference emotional video to the keypoints based on audio and head pose features. The most recent EAT [9] utilized the emotion labels provided by MEAD for the ETF task. In detail, EAT added a light-weight module for emotion representation to a given emotion-agnostic talking face model. Its model structure has been recognized for enabling latent representation using emotion labels while minimizing the increase in parameter count. Despite previous efforts, state-of-the-art (SOTA) ETF techniques still face challenges, e.g., generating undesired emotions or generating videos with too marginal emotional changes between frames. Moreover, the emotional discrepancy between the generated video and the input audio is critical. + +# 3 Preliminaries + +This section observes some issues experienced by previous ETF schemes and defines an effective emotional face representation to mitigate the issues. + +# 3.1 Motivation + +Let's examine emotional talking faces generated by the renowned EAMM. In Fig. 2 (a), a surprised emotion is generated for a neutral reference face image, showcasing the model's capability to express the target emotion effectively despite minimal emotional content in the original image. However, in (b) where + +a highly expressive emotion is input, the EAMM may generate undesirable expressions, suggesting that the strong emotion in the reference face image biases the representation of the target face. + +Moreover, uniform emotional intensity across generated frames is noted in both $(a)$ and $(b)$ . If the emotional intensity in the generated video remains constant irrespective of the emotional intensity fluctuations in the input audio, it may lead to unnaturalness during video playback (see Sec. 5.3). Examples like $(b)$ , which exhibit both of these issues, are deemed critical errors in ETF task. The next section defines the emotional face representation and addresses the problems due to the inadequate definition of each representation component. + +# 3.2 Problem Formulation + +An emotional face image can be decomposed into facial ID $\mathbf{z}_{id}$ , facial expression $\mathbf{z}_{exp}$ , and emotional intensity $\alpha$ . In this paper, the latent representation $\mathbf{z}_{face}$ of the emotional face is defined by + +$$ +\boldsymbol {z} _ {\text {f a c e}} = \boldsymbol {z} _ {i d} + \alpha \cdot \boldsymbol {z} _ {\text {e x p}}. \tag {1} +$$ + +Here, $\mathbf{z}_{id}$ and $\mathbf{z}_{exp}$ , representing $\mathbf{z}_{face}$ , should ideally be as independent as possible [35, 43]. However, in previous studies [12, 13], this was overlooked, leading to entanglement between $\mathbf{z}_{id}$ and $\mathbf{z}_{exp}$ when encoding the reference (ID) image. If the original emotional information of the reference image remains, inappropriate representation may arise as follows: + +$$ +\boldsymbol {z} _ {\text {f a c e}} = \boldsymbol {z} _ {i d} + \beta \cdot \boldsymbol {z} _ {\text {e x p}} ^ {(i d)} + \alpha \cdot \boldsymbol {z} _ {\text {e x p}}, \tag {2} +$$ + +where $\beta$ and $z_{exp}^{(id)}$ represent the original emotion for the reference image. As a result, the representation in Eq. 2 leads to the following problem. + +Problem 1. The combination of the reference emotional vector, $\beta \cdot z_{exp}^{(id)}$ , and the target emotional vector, $\alpha \cdot z_{exp}$ , results in a new emotional representation, $\gamma \cdot z_{exp}' = \beta \cdot z_{exp}^{(id)} + \alpha \cdot z_{exp}$ . Consequently, the generated face may express undesired emotion (see Fig. 3). + +![](images/e3828665dd379fa42f63085d1bb3c60c54e15894b51774d42878f2912c354f24.jpg) +Fig. 3: The latent representation of emotional faces, with the red dotted arrow corresponding to Problem 1. + +![](images/23b74f92c176bb82fe063e98f844dec3b003467dea274a86f6b1a10f6fdee62e.jpg) +: representation of ID $(z_{id})$ + +![](images/da0d761b6b9bf1d859002281d2806f3799f2e678511a63b524ea098daf1fcd3f.jpg) +: representation of reference image $(\mathcal{Z}_{i,t} + \beta \cdot \mathcal{Z}_{i,t}^{(ed)})$ + +![](images/12e4cd1b70023b1df6af151dd27d0f5136dcaa1355ce9a31071497c781bfdb61.jpg) +: representation of desired emotional representation $(z_{id} + \alpha \cdot z_{exp})$ + +![](images/062619159546b1df05f2b6e4f69981039fb1e56f82d743cc30989d0287b43e7b.jpg) +: representation of undesired emotional representation $\{z_{id} + \underbrace{\beta\cdot z_{exp}^{(id)} + \alpha\cdot z_{exp}}_{\gamma \cdot z_{exp}^{(d)}}$ + +Moreover, it's worth noting that even for the same emotion class, the intensity of expression can vary. Thus, the distinction between the $\alpha$ and $z_{exp}$ terms in Eq. 1 is crucial. While each frame in the generated video should convey a single emotion, the emotional intensity may vary across frames. However, [9,30] utilized emotion information encoded by a single label (e.g., a vector encoded with a single categorical emotion label) for all frames in emotion representation, neglecting the $\alpha$ term, leading to the following problem: + +Problem 2. Providing a vector encoded with a single emotion label for all frames implies a constant $\alpha$ in Eq. 1, resulting in biased emotional intensity for each frame and leading to unnatural facial expressions. + +Ultimately, both Problem 1 and 2 undermine the naturalness of emotional talking faces. The next section proposes learning schemes to alleviate these two problems. + +# 4 Proposed Method + +Fig. 4 illustrates that if $\beta \cdot z_{exp}^{(id)}$ is not sufficiently removed during encoding the reference ID, it leads to Problem 1. Also, if the emotion features supplied to the transformer layers in Fig. 4 show minimal variation in emotional intensity across frames, Problem 2 becomes inevitable. To address both Problems 1 and 2, we propose a latent representation approach called Emotional face representation with Audio Perspective (EAP). The learning process of EAP is divided into two phases, each tackling one problem. + +Firstly, we introduce Audio-to-Neutral Translation (ANT) as a solution to Problem 1. ANT aims to generate a neutral talking face for arbitrary emotional face inputs. Secondly, as a solution to Problem 2, we propose to independently extract $\alpha$ and $z_{exp}$ from the input audio and pass them to a pre-trained ANT. Thus, the video generated by EAP represents the context emotion of the audio while each frame follows the emotional intensity of the corresponding audio moment. + +# 4.1 Audio-to-Neutral Translation + +Pre-training with in-the-wild Dataset. For the foundational performance of talking face generation in ANT, pre-training is performed on an in-the-wild face video dataset [4]. The aim of this pre-training is to synchronize lip movement with the audio, ensuring realistic face video generation. This is pursued through the following three objectives: The first objective relies on the lip landmarks loss $\mathcal{L}_{lip}$ , which minimizes the disparity between lip landmarks extracted from generated and target videos by a facial landmarks estimator [19]. This ensures synchronized lip movement with the audio, aiding the audio encoder $a_{[1:n]}$ in capturing features that adequately represent lip movements. The second objective, i.e., perceptual loss $\mathcal{L}_{per}$ , minimizes semantic differences between generated + +![](images/0d640084d91de138d4f2fbd663f84d12ea35c3c9c3c4dba9251e0b8ee0ca91d9.jpg) + +![](images/36ecb22c83253593dadf7fafbf7c442dad6b7ea129d542231c164aa9bd5c5b14.jpg) +Fig. 4: Framework overview. Neutral talking face generation through ANT is the pink path, while emotional talking face generation through ERA is the green path. + +and target videos, enhancing visual quality. The last loss one is the adversarial loss $\mathcal{L}_{adv}$ through the discriminator to further enhance visual quality. Inspired by the analysis that adversarial loss contributes significantly to the learning of fine textures and patterns [10, 24], $\mathcal{L}_{adv}$ aids in reducing blurs and enhancing edge details. As a result, $\mathcal{L}_{per}$ and $\mathcal{L}_{adv}$ stimulate the generator $\mathcal{G}$ to generate high-quality videos. ANT, trained based on the above three objectives, undergoes fine-tuning for neutralization of arbitrary emotional faces. Details of the objectives for ANT's pre-training are given in Appendix A.1. + +Fine-tuning for Neutralization. The pre-training of ANT enhances the overall performance of audio-driven talking face generation, but it alone cannot fully solve Problem 1. This problem stems from the $\beta \cdot \pmb{z}_{exp}^{(id)}$ term in Eq. 2, necessitating a separate learning process to mitigate its influence. Drawing from findings in [2,40] that the neutral face best represents a subject's ID, we aim to maximize the effectiveness of the $z_{id}$ term in Eq. 2 while minimizing the impact of $\beta \cdot \pmb{z}_{exp}^{(id)}$ . To achieve this, we conduct fine-tuning, focusing on neutral emotion using the MEAD dataset. + +While the domain constraint can guide the generated video towards neutral emotion, it struggles to fully eliminate expression information inherent in the + +![](images/0b7ce2ab7c498f03b6cb07a46bf5c6790102b944a8d6a3d8c7b7bd20cf8c73e7.jpg) +Fig. 5: Illustration of metric loss concept. Arrows $(\rightarrow)$ in the final learning stage depict instances where the latent representation of emotional faces is neutralized. + +reference ID. This challenge, not extensively explored previously, particularly affects hard examples (e.g., highly-expressed faces) attempting to be mapped to the neutral subspace. To solve this, we propose a N-pair loss [33]-based neutralization objective. This objective aims to move the generated video away from other emotions in the metric space (see Fig. 5). The objective minimizes (i.e. pulls) the distance between the anchor $\pmb{f}^a$ (target neutral emotion) and the positive sample $\pmb{f}^{+}$ (same emotion as anchor) while maximizing (i.e. pushing) the distance between the anchor and negative samples $\pmb{f}_i^{-}$ (different emotions from anchor), enabling regularization for hard examples. This push-pull mechanism, defined by the following metric loss, enhances neutralization performance. + +$$ +\mathcal {L} _ {\text {m e t r i c}} = - \log \left[ \frac {\exp \left((\boldsymbol {f} ^ {a}) ^ {T} \boldsymbol {f} ^ {+}\right)}{\exp \left((\boldsymbol {f} ^ {a}) ^ {T} \boldsymbol {f} ^ {+}\right) + \sum_ {i = 1} ^ {C - 1} \exp \left((\boldsymbol {f} ^ {a}) ^ {T} \boldsymbol {f} _ {i} ^ {-}\right)} \right], \tag {3} +$$ + +where $C$ represents the number of emotion classes, and $\pmb{f}$ denotes the mean of frame-wise features. Specifically, $\pmb{f} = \frac{1}{N}\sum_{i=1}^{n}\mathcal{E}_I(v_i)$ . The proposed method quantifies emotion-wise semantic distinctions using MEAD to mitigate the influence of $\beta \cdot \pmb{z}_{exp}^{(id)}$ when encoding the reference image $I$ . Therefore, this learning scheme can lead to significant performance improvements in neutralizing hard examples. The overall objective for fine-tuning ANT is as follows: + +$$ +\mathcal {L} _ {\mathrm {A N T}} = \lambda_ {l i p} \mathcal {L} _ {l i p} + \lambda_ {p e r} \mathcal {L} _ {p e r} + \lambda_ {a d v} \mathcal {L} _ {a d v} + \lambda_ {m e t r i c} \mathcal {L} _ {m e t r i c}, \tag {4} +$$ + +where $\lambda_{lip},\lambda_{per},\lambda_{adv}$ and $\lambda_{metric}$ are the scale factors of $\mathcal{L}_{lip},\mathcal{L}_{per},\mathcal{L}_{adv}$ and $\mathcal{L}_{metric}$ , respectively. The performance of ANT is validated in Sec. 5.4. + +# 4.2 Emotional Representation from Audio + +The Emotional Representation from Audio (ERA) introduced here aims to encode emotional information from audio effectively and reflect it in the generated video. ERA independently defines emotional intensity, often overlooked in prior arts, along with the context emotion from audio. To achieve this, we introduce two task branches (denoted by $\theta$ and $\phi$ in Fig. 4) for context emotion classification and frame-wise emotional intensity regression. To extract context emotion + +from audio, we introduce an additional audio emotion encoder $\mathcal{E}_E$ , not utilized in ANT (shown in the green path in Fig. 4). Furthermore, for refining frame-wise emotional intensity, we additionally train the audio encoder $\mathcal{E}_A$ . As $\mathcal{E}_A$ is initially trained targeting the neutral domain, it may lack emotion information. Therefore, by training $\mathcal{E}_A$ using intensity regression based on Russell's 2D continuous emotion system [31], we ensure the inclusion of emotional intensity in the audio feature $a_{[1:n]}$ . + +Context Emotion Recognition. $\varepsilon_{E}$ takes the mel-spectrogram of the audio as input and processes it into an emotion feature sequence $e_{[1:n]}$ . $\varepsilon_{E}$ should be trained that only emotion information is included in $e_{[1:n]}$ . So, we train a classification branch based on categorical labels (e.g. happy and surprised). The classifier $\theta$ based on LSTM [32] is trained using the following loss function: + +$$ +\mathcal {L} _ {c l s} = - \frac {1}{B} \sum_ {i = 1} ^ {B} \sum_ {j = 1} ^ {C} y _ {i, j} \log \theta \left(e _ {[ 1: n ]}\right), \tag {5} +$$ + +where $y_{i,j}$ is the emotion label, and $B$ is the batch size. Eq. 5 employs cross-entropy [6] to improve emotion prediction using audio features, ensuring $e_{[1:n]}$ contains ample context emotion information. Additionally, a modified version of $\mathcal{L}_{adv}$ , denoted as $\mathcal{L}_{e - adv}$ , evaluates the accuracy of the generated video in representing the target emotion. This is achieved through class-specific MinMax training based on the emotion condition (illustrated in branch $\mathcal{D}_E$ in Fig. 4). Refer to Appendix A.2 for details on $\mathcal{L}_{e - adv}$ . Through training with these two loss terms, $e_{[1:n]}$ serves as the emotion feature from the audio, representing $z_{exp}$ in Eq. 1. + +Frame-wise Emotional Intensity Regression. To imply the flow of emotional intensity in $\pmb{a}_{[1:n]}$ , we present valence and arousal (VA)-based intensity regression. Here, VA indicates the positivity/negativity and activation level of emotions, and the magnitude of the VA vector represents emotional intensity without loss of generality [31]. Typically, VA labels exist on a frame-by-frame basis in video and can be appropriately matched with frame-level labels in audio. However, the MEAD dataset we are using does not include such continuous VA labels. Therefore, we adopt a strategy of acquiring so-called pseudo labels using a SOTA technique for VA regression [16]. The pseudo label $r$ of frame-wise emotional intensity is defined by + +$$ +r = \sqrt {\left(y _ {v}\right) ^ {2} + \left(y _ {a}\right) ^ {2}}, \tag {6} +$$ + +where $y_{v}$ and $y_{a}$ are the VA values, respectively. We aim to enhance the representation from the perspective of emotional intensity by predicting intensity flow from $v^{(g)}$ through the VA regression backbone [16], denoted as $\mathcal{F}$ , and an MLP-based regressor $\phi$ . The intensity loss for this purpose is defined by + +$$ +\mathcal {L} _ {i n t e n} = \frac {1}{B N} \sum_ {i = 1} ^ {B} \sum_ {j = 1} ^ {N} \left(r _ {i, j} - \hat {r} _ {i, j}\right) ^ {2}, \quad \hat {r} = \phi (\mathcal {F} (v ^ {(g)})) \tag {7} +$$ + +![](images/46c474278ead406e9b637c44f8501c4fb5ccf68a926af0339dd03b02ae534592.jpg) +Fig. 6: Qualitative evaluation. Each reference frame corresponds to emotional audio. + +where $B$ and $N$ are the batch size and sequence length, respectively. Based on Eq. 7, the model learns the frame-wise variation according to emotional intensity, thus enabling enhanced representation of emotional intensity. Unlike conventional techniques that define a single emotion representation for all frames, our method instructs the model on frame-wise emotion intensity variations. Note this is the first case applied in the ETF task. Furthermore, Eq. 7 plays a crucial role in leveraging audio-visual data correlation to extend visual domain knowledge into the audio domain. The efficacy of this learning scheme is demonstrated in Sec. 5.2. Finally, the overall objective for ERA is defined by + +$$ +\mathcal {L} _ {\text {E R A}} = \lambda_ {l i p} \mathcal {L} _ {l i p} + \lambda_ {e - a d v} \mathcal {L} _ {e - a d v} + \lambda_ {c l s} \mathcal {L} _ {c l s} + \lambda_ {i n t e n} \mathcal {L} _ {i n t e n}, \tag {8} +$$ + +where $\lambda_{lip},\lambda_{e - adv},\lambda_{cls}$ and $\lambda_{inten}$ are the scale factors of $\mathcal{L}_{lip},\mathcal{L}_{e - adv},\mathcal{L}_{cls}$ and $\mathcal{L}_{inten}$ , respectively. + +# 5 Experiments + +# 5.1 Experiments Settings + +Datasets. We used VoxCeleb2 [4] and MEAD for training EAP. VoxCeleb2 is an "in-the-wild" dataset consisting of 6K IDs and a total of 1.5M interview videos. MEAD consists of 60 IDs, various camera views (e.g., front, left, and right), and 8 emotion categories, classified as an "in-the-lab" video dataset. VoxCeleb2 was used to pre-train ANT, while MEAD was used for the fine-tuning of ANT and the training of ERA. + +Metrics. For assessing visual quality, we used PSNR, SSIM, and FID [11]. To measure lip-synchronization, well-known LMD [18] and LSE-C/D [29] were employed. LMD computes the distance between lip landmarks of GT and the generated video, while LSE-C/D evaluates correspondence between audio and visual features. Lastly, for measuring emotion intensity flow, RMSE, PCC, and CCC were employed. These three metrics respectively gauge frame-wise distance, linear correlation, and agreement of emotions. For details of the metrics, refer to Appendix B.1. For fair evaluation, intensity regression was conducted by [15], which was not utilized in training. + +Benchmarking Methods. We compared EAP with ATVG [3], Wav2Lip [29], MakeItTalk [46], AVCT [38], PC-AVS [45], EAMM [12], and EAT [9], using LRW [5], CREMA-D [1], YouTube [26], and MEAD datasets. Among them, EAMM and EAT are targeting emotional talking face generation. So, for fair evaluation, we provided the video corresponding to emotional audio and the emotion label to EAMM and EAT, respectively. + +Implementation Details. We set the frame rate of videos to $25\mathrm{Hz}$ and the sampling rate of audio to $16\mathrm{kHz}$ . Audio was converted to mel-spectrograms [41] with a window and hop length of 640. Our model was implemented with the PyTorch library [28], and the model was trained with an AMD EPYC 7413 CPU and 2 NVIDIA RTX A6000 GPUs. For hyper-parameter settings, refer to Appendix B.2. + +# 5.2 Verification of EAP + +Qualitative Results. If the proposed method successfully mitigates Problems 1 and 2, the model's outputs should satisfy the following two conditions for arbitrary emotional face inputs: 1) The original emotion of the reference ID is not reflected. 2) The emotional intensity varies on a frame-by-frame basis corresponding to the emotion flow in the audio. In Fig. 6, it is observed that EAMM outputs videos heavily dependent on the emotions of ID #1 and #2. EAT also generates undesired emotions for ID #2. Furthermore, all frames express emotions at almost the same intensity level, indicating a degradation in naturalness. In contrast, EAP produces emotion and intensity corresponding to the audio even for the highly expressive input. Specifically, when compared to the emotion labels in the audio, EAP generates the desired emotions for both ID #1 and #2. Compared to the (evaluation-purpose) GT frames, EAP exhibits varied intensity levels on a frame-by-frame basis. + +While Fig. 6 illustrates frame-wise emotional intensity, it is challenging to evaluate the disparity with the GT on the sequence level solely through this visualization. Thus, Fig. 7 plots the emotional intensity between GT and generated videos. Here, pseudo labels refers to intensity labels acquired by the method in Sec. 4.2. EAP shows a more similar intensity flow to the pseudo label compared to other techniques. The visual reference provided in the blue box depicts frames from the generated video and GT, showcasing different visual results based on intensity. Simultaneously, it demonstrates visually similar results to the GT in- + +![](images/d4bc7c45e30535b44d687f2ccbf6d80f6c703ea0042d8cf79fa5a680ba7012ff.jpg) +Fig. 7: The trend of changes in frame-wise emotional intensity. + +![](images/c65f9fd2fcfdb7cfaebd45e0cbf6a334497921ff9d0f431aca33d888273230c6.jpg) + +tensity, emphasizing the importance of learning through frame-wise emotional intensity regression. + +Quantitative Results. EAP demonstrates overall superior performance in visual quality and lip-sync. On the LRW and MEAD datasets, EAP achieves SSIM scores of 0.82 and 0.73 respectively, which are the highest ranks. Regarding lip-sync measured in the feature space by LSE-D, EAP also shows performance up to 4.14 lower than others. It is noteworthy that the last row, which includes learning of ERA, generally shows the best performance. This suggests the involvement of emotional intensity regression in appropriate visual quality and lip movement generation. + +Additionally, we quantitatively compared the emotional intensity of generated videos. Detailed results are provided in Appendix C.2. In summary, EAP demonstrates 0.28 lower RMSE compared to the SOTA model, i.e., EAT. Moreover, it achieves up to 0.47 higher CCC. Considering the difference between GT and EAP, these results are meaningful. + +Table 1: Quantitative results on LRW and MEAD datasets. Here, bold font and underscore represent the $1^{st}$ and $2^{nd}$ tier respectively, while Blue and Red correspond to LRW and MEAD. + +
MethodsLRW / MEAD
PSNR(↑)SSIM(↑)FID(↓)LMD(↓)LSE-D(↓)LSE-C(↑)
ATVG20.44 / 19.580.60 / 0.5237.96 / 100.582.31 / 4.7513.91 / 14.995.64 / 3.55
Wav2Lip22.80 / 21.410.71 / 0.607.74 / 74.891.81 / 4.9612.22 / 12.418.34 / 3.56
MakeItTalk26.87 / 20.700.62 / 0.535.19 / 51.122.56 / 5.3013.55 / 12.587.11 / 5.12
AVCT23.11 / 18.030.69 / 0.522.99 / 51.181.95 / 4.1011.90 / 11.817.41 / 6.34
PC-AVS22.12 / 23.610.72 / 0.646.29 / 55.741.64 / 3.899.49 / 10.318.10 / 7.12
EAMM22.00 / 22.370.71 / 0.599.45 / 30.882.90 / 6.4813.09 / 15.447.10 / 5.40
EAT25.12 / 23.440.77 / 0.703.89 / 15.101.90 / 4.558.99 / 12.309.28 / 5.58
EAP-ANT(ours)24.90 / 23.870.82 / 0.733.01 / 28.012.11 / 3.319.41 / 11.488.93 / 6.88
EAP(ours)25.87 / 23.840.82 / 0.724.15 / 15.341.41 / 3.359.45 / 10.9510.01 / 9.75
+ +![](images/632dee4a0ca9e8b948a0d1d6ddaac637c52811ce1e7006284f0a4ba70714fb11.jpg) +Fig. 8: User study results. Lip-sync, naturalness, and emotion accuracy are presented from left to right. + +# 5.3 User Study + +If the previous section dealt with quantitative metrics for objective evaluation using machines, this section covers a user study for subjective assessment (see Fig. 8). Given that emotions, as semantic attributes, are subjective, such user studies hold even more significance. In this experiment, lip-sync, naturalness, and emotion accuracy were measured for a total of 20 participants. Lip-sync and naturalness were assessed by having each participant watch the generated video and input audio simultaneously and rate them on a scale from 1 to 5. Emotion accuracy was determined by participants identifying the emotions they perceived from the video, comparing them with labels, and measuring accordingly. + +In terms of lip-sync, EAP demonstrates a high score of 3.94, which approximates the GT's 4.67 and surpasses EAMM by 1.38. Particularly impressive is the naturalness performance. EAP's naturalness reaches 0.43, differing by just 0.17 from the GT. Considering that the worst score is 1.02, EAP's naturalness is outstanding. This indicates that unlike other techniques, EAP appropriately incorporates emotional variations on a frame-by-frame basis and generates expressions more in line with the inherent emotions in the audio. Lastly, EAP's emotion accuracy stands at $81.80\%$ , which is a remarkable $68.12\%$ higher than ATVG. Especially noteworthy is that EAP, which generates emotional talking faces solely from audio information, outperforms EAMM, which utilizes even reference emotional videos, by $2.90\%$ . Therefore, our user study supports EAP's superiority once again. + +# 5.4 Ablation Studies + +Neutralization Performance. The goal of neutralization in Sec. 4.1 is to reliably produce neutral talking faces from any emotional faces. Fig. 9 shows that EAP's ANT successfully generates neutral emotions even for highly expressive faces, unlike EAMM and EAT, which exhibit bias towards the reference face's emotion. Furthermore, the last row demonstrates that emotional audio information enhances the expression of emotions in the generated video. + +Effect of Each Learning Scheme. To quantitatively assess the impact of metric loss and frame-wise intensity regression loss on performance, we compare the results with and without each loss (see Tab. 2). Given that $\mathcal{L}_{inten}$ boosts the reflection of intensity flow, the notable improvement in RMSE and CCC + +![](images/59fb531737fcf841c5282c0b0283493918ca9103b6050c42c6bb45b7967dc185.jpg) +Fig. 9: Evaluation of neutralization performance. The broken arrows represent the path where emotional audio is provided. + +Table 2: Effect of each learning scheme on MEAD dataset. + +
\( \mathcal{L}_{\text{metric}} \)\( \mathcal{L}_{\text{inten}} \)FID(↓)LMD(↓)RMSE(↓)CCC(↑)
EAP✓✓20.644.680.690.32
16.713.740.350.46
19.883.600.490.44
✓✓15.343.350.230.61
+ +compared to the first row is noteworthy. Indeed, $\mathcal{L}_{inten}$ has enhanced the RMSE of intensity by 0.34. Furthermore, the decrease in LMD by 0.94 indicates that the improvement in intensity expression also enhances the overall prediction performance of lip movement. $\mathcal{L}_{metric}$ has improved RMSE and CCC by 0.20 and 0.12 respectively. These results support our hypothesis that neutralizing the emotion information of reference images through $\mathcal{L}_{metric}$ is beneficial for desired emotion representation. In conclusion, both $\mathcal{L}_{metric}$ and $\mathcal{L}_{inten}$ have been validated to positively influence the enhancement of the model's emotion representation performance. + +# 6 Conclusion + +This paper introduces a method for generating more natural Emotional Talking Faces (ETF). It meticulously defines the latent representation of emotional faces using independent terms of ID and emotion. Two learning schemes are proposed for the independent representation of these terms. The first scheme, inspired by categorical emotion analysis, enhances ID representation for highly expressed faces. The second scheme regularizes emotional intensity using 2D continuous emotion labels, effectively dividing emotional representation into facial expression and intensity for the first time. Quantitative and qualitative results demonstrate the effectiveness of this approach in enhancing ETF performance. Ultimately, this emotional representation method can serve as a significant milestone for future research and facilitate the expansion of multimodal ETF into real-world applications. + +# Acknowledgements + +This work was partly supported by Institute of Information and communications Technology Planning and Evaluation (IITP) grant funded by the Korea government(MSIT) (No. RS-2022-00155915 (Artificial Intelligence Convergence Innovation Human Resources Development (Inha University)) and No. 2021-0-02068 (AI Innovation Hub)) and this work was partly supported by the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. 2022R1A2C2010095 and No. 2022R1A4A1033549). + +# References + +1. Cao, H., Cooper, D.G., Keutmann, M.K., Gur, R.C., Nenkova, A., Verma, R.: Crema-d: Crowd-sourced emotional multimodal actors dataset. IEEE transactions on affective computing 5(4), 377-390 (2014) 11 +2. 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With the rise of generative models, multi-modal video generation has gained significant attention, particularly in the realm of audio-driven emotional talking face synthesis. This paper addresses two key challenges in this domain: Input bias and intensity saturation. A novel neutralization scheme is first proposed to counter input bias, yielding impressive results in generating neutral talking faces from emotionally expressive ones. Furthermore, 2D continuous emotion label-based regression learning effectively generates varying emotional intensities on a frame basis. Results from a user study quantify subjective interpretations of strong emotions and naturalness, revealing up to " + }, + { + "bbox": [ + 159, + 501, + 453, + 633 + ], + "type": "inline_equation", + "content": "78.09\\%" + }, + { + "bbox": [ + 159, + 501, + 453, + 633 + ], + "type": "text", + "content": " higher emotion accuracy and up to 3.41 higher naturalness score compared to the lowest-ranked method. https://github.com/sbde500/EAP" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 159, + 643, + 453, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 643, + 453, + 665 + ], + "spans": [ + { + "bbox": [ + 159, + 643, + 453, + 665 + ], + "type": "text", + "content": "Keywords: Emotional talking face generation, neutralization, emotion from audio, emotional intensity" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 230, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 230, + 127 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 230, + 127 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 482, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 482, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 482, + 295 + ], + "type": "text", + "content": "Thanks to recent neural network-based generative models, multimedia applications such as film-making [17], metaverse [14], and virtual human [23, 39] have significantly advanced. Especially, audio-driven talking face generation has received considerable attention as an intriguing topic [3, 29, 46]. The task of generating talking face animation using a one-shot facial identity (ID) image and audio aims to realistically produce lip movements corresponding to the given audio. Therefore, many studies focus on generating as natural lip movements as possible by encoding pose-invariant audio features [25, 36, 38, 44]. However, except for some studies [9, 12, 13, 22], the importance of realistic facial expressions as much as the lip movements of the counterpart's face from the perspective of emotional interaction [20] has not been sufficiently explored. As a result, most traditional methods used to synthesize expressions dependent on the emotions of the given facial ID or expressions overly saturated with specific emotions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 295, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 295, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 295, + 482, + 474 + ], + "type": "text", + "content": "This paper aims to analyze the shortcomings of prior arts considering emotion to ultimately generate natural talking face videos and establish a representation scheme to address them. Wang et al. [37] introduced an useful dataset called MEAD, which is valuable for providing a solution to the emotion labeling problem in emotional talking face generation (shortly, ETF) tasks. Subsequent studies [9, 12, 22] utilized emotional reference videos and/or emotion labels from MEAD to extract emotion vectors. These vectors were then used as conditional inputs for conventional generators to implement ETF. Despite the significant contributions of the prior arts, we still face three major limitations: 1) Mixing of emotion representation from ID images and driven emotion representation leads to undesired emotion generation. 2) Emotional videos unrelated to the audio's emotional flow are generated. 3) Almost one emotional intensity tends to be expressed in all frames of the generated video, causing unnatural video playback. Before proposing solutions to the three problems, we attempt to analyze them from the perspectives of vector representation and learning scheme." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 474, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 605 + ], + "type": "text", + "content": "An emotional face feature can be decomposed into three components: Facial ID, facial expression, and emotional intensity. If the three components are not independent of each other, critical situations such as undesired expression generation may occur [2, 34]. In other words, for realistic emotional expression in the generated video, it is essential for these components to be clearly distinguishable, meaning they need to be independent [35, 43]. Consequently, the face ID feature and the emotion representation should be independent, and the emotion representation should further decompose into a facial expression feature and an emotional intensity. To this end, we propose Emotional face representation with Audio Perspective (EAP). And we introduce two innovative learning schemes to distinguish the three components of EAP and train EAP." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "The first learning scheme is for emotion-independent ID representation. If the facial expression feature is mapped to a domain where it is minimized in encoding the emotional face feature, eventually only the ID component will remain in the representation, i.e., emotional face feature is close to facial ID feature [2, 40]. Thus, based on the emotion analysis of [8], we define a neutral (emotion) class" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "content": "with minimized emotion representation as the target domain and satisfy the aforementioned condition through a contrastive objective-based learning (i.e. neutralization). This contrastive objective, emphasizing the similarity between generated images and neutral images through a variation of the MEAD data structure, distinguishes our approach from previous one by sufficiently utilizing emotion information from the learning process of emotion-agnostic talking face generation. The proposed neutralization is validated by comparing arbitrary emotional faces with the corresponding neutral talking faces (see Sec. 5.4)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 213, + 482, + 320 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 213, + 482, + 320 + ], + "spans": [ + { + "bbox": [ + 130, + 213, + 482, + 320 + ], + "type": "text", + "content": "The second learning scheme is the disentangled representation learning for (facial) expression and (emotional) intensity to enhance emotion representation. Two features embedded in expression and intensity space through two encoders are input into different task branches (i.e. emotion recognition and intensity regression) to regularize each encoder. In this paper, the intensity representation learning is realized by applying intensity labels based on 2D emotion analysis [31]. This learning scheme is the first instance of applying continuous emotion analysis to the ETF field and has the advantage of expressing emotional intensity approximating ground-truth (GT) sequences at the frame level (see Sec. 5.2)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 320, + 388, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 320, + 388, + 331 + ], + "spans": [ + { + "bbox": [ + 146, + 320, + 388, + 331 + ], + "type": "text", + "content": "Contributions of this paper are summarized as follows:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 332, + 481, + 488 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 131, + 332, + 481, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 332, + 481, + 380 + ], + "spans": [ + { + "bbox": [ + 131, + 332, + 481, + 380 + ], + "type": "text", + "content": "- Proposing a novel method capable of generating natural emotional talking faces. The proposed method stands apart by incorporating only audio-based emotion information into its representation, distinguishing it from previous works that encompass even unrelated emotions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 380, + 481, + 428 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 380, + 481, + 428 + ], + "spans": [ + { + "bbox": [ + 131, + 380, + 481, + 428 + ], + "type": "text", + "content": "- Proposing a scheme to neutralize emotional faces in advance, enhancing ID representation. This scheme successfully generates neutral emotions from even highly-expressed ones, serving as effective pre-processing for generating desired emotions without artifacts." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 429, + 481, + 488 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 429, + 481, + 488 + ], + "spans": [ + { + "bbox": [ + 131, + 429, + 481, + 488 + ], + "type": "text", + "content": "- Introducing a scheme that disentangles emotional expression and intensity features to reflect emotion and intensity from audio onto generated face frames. This representation effectively conveys the contextual emotion of the input audio while mitigating unnaturalness issues arising from minor differences in emotional expression between frames." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 509, + 243, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 509, + 243, + 521 + ], + "spans": [ + { + "bbox": [ + 132, + 509, + 243, + 521 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 536, + 354, + 548 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 536, + 354, + 548 + ], + "spans": [ + { + "bbox": [ + 132, + 536, + 354, + 548 + ], + "type": "text", + "content": "2.1 Audio-driven Talking Face Generation" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Audio-driven talking face generation aims to output a video corresponding to an input audio based on a single ID image. Previous studies have primarily focused on generating realistic lip movements matched to audio. For this task, facial landmarks [19, 42] or 3D morphable models (3DMM) [7, 21], known for their strengths in facial motion representation, are typically adopted. The facial movements determined by these models are then rendered to generate a facial video. For example, ATVGnet [3] and MakeItTalk [46]. More advanced methods like Wav2Lip [29] and SyncTalkFace [27] achieved more natural lip movements by incorporating lip sync discriminator or lip movement memory. For better" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 222, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 222, + 91, + 447, + 102 + ], + "type": "text", + "content": "Emotional Face Representation with Audio Perspective" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 481, + 222 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 222 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 222 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 222 + ], + "type": "image", + "image_path": "d74d43f7d2939be32a056824622c5c8de8eee803b504262005f207a0314efa51.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 230, + 482, + 253 + ], + "lines": [ + { + "bbox": [ + 131, + 230, + 482, + 253 + ], + "spans": [ + { + "bbox": [ + 131, + 230, + 482, + 253 + ], + "type": "text", + "content": "Fig. 2: Example results of EAMM [12]. (a) A surprised talking face generated from a neutral face. (b) A happy talking face generated from a highly expressed face." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 479, + 323 + ], + "type": "text", + "content": "performance, PC-AVS [45] tried to separate lip movements and head pose under the assumption that they are entangled in audio information. However, these techniques ignore emotion information inherent in the audio. So, they cannot project emotional information from audio into the generated video." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 340, + 463, + 353 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 340, + 463, + 353 + ], + "spans": [ + { + "bbox": [ + 131, + 340, + 463, + 353 + ], + "type": "text", + "content": "2.2 Emotional Talking Face Generation with Conditional Inputs" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 359, + 482, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 359, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 359, + 482, + 515 + ], + "type": "text", + "content": "In [37] where the MEAD dataset having emotion-specific labels was provided, Wang et al. enabled regularization of talking faces from an emotional perspective. EAMM [12] enhanced the facial expression capability by adding keypoints of the reference emotional video to the keypoints based on audio and head pose features. The most recent EAT [9] utilized the emotion labels provided by MEAD for the ETF task. In detail, EAT added a light-weight module for emotion representation to a given emotion-agnostic talking face model. Its model structure has been recognized for enabling latent representation using emotion labels while minimizing the increase in parameter count. Despite previous efforts, state-of-the-art (SOTA) ETF techniques still face challenges, e.g., generating undesired emotions or generating videos with too marginal emotional changes between frames. Moreover, the emotional discrepancy between the generated video and the input audio is critical." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 533, + 234, + 545 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 234, + 545 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 234, + 545 + ], + "type": "text", + "content": "3 Preliminaries" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 557, + 481, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 481, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 481, + 581 + ], + "type": "text", + "content": "This section observes some issues experienced by previous ETF schemes and defines an effective emotional face representation to mitigate the issues." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 598, + 217, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 598, + 217, + 609 + ], + "spans": [ + { + "bbox": [ + 131, + 598, + 217, + 609 + ], + "type": "text", + "content": "3.1 Motivation" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Let's examine emotional talking faces generated by the renowned EAMM. In Fig. 2 (a), a surprised emotion is generated for a neutral reference face image, showcasing the model's capability to express the target emotion effectively despite minimal emotional content in the original image. However, in (b) where" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 253, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 253, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 253, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "a highly expressive emotion is input, the EAMM may generate undesirable expressions, suggesting that the strong emotion in the reference face image biases the representation of the target face." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "text", + "content": "Moreover, uniform emotional intensity across generated frames is noted in both " + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "inline_equation", + "content": "(a)" + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "inline_equation", + "content": "(b)" + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "text", + "content": ". If the emotional intensity in the generated video remains constant irrespective of the emotional intensity fluctuations in the input audio, it may lead to unnaturalness during video playback (see Sec. 5.3). Examples like " + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "inline_equation", + "content": "(b)" + }, + { + "bbox": [ + 130, + 152, + 480, + 237 + ], + "type": "text", + "content": ", which exhibit both of these issues, are deemed critical errors in ETF task. The next section defines the emotional face representation and addresses the problems due to the inadequate definition of each representation component." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 256, + 268, + 266 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 256, + 268, + 266 + ], + "spans": [ + { + "bbox": [ + 132, + 256, + 268, + 266 + ], + "type": "text", + "content": "3.2 Problem Formulation" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "spans": [ + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "text", + "content": "An emotional face image can be decomposed into facial ID " + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{id}" + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "text", + "content": ", facial expression " + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{exp}" + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "text", + "content": ", and emotional intensity " + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "text", + "content": ". In this paper, the latent representation " + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{face}" + }, + { + "bbox": [ + 131, + 278, + 479, + 314 + ], + "type": "text", + "content": " of the emotional face is defined by" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 257, + 325, + 481, + 338 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 257, + 325, + 481, + 338 + ], + "spans": [ + { + "bbox": [ + 257, + 325, + 481, + 338 + ], + "type": "interline_equation", + "content": "\\boldsymbol {z} _ {\\text {f a c e}} = \\boldsymbol {z} _ {i d} + \\alpha \\cdot \\boldsymbol {z} _ {\\text {e x p}}. \\tag {1}", + "image_path": "61995203d3bc527b85951807a4bcf909a557b13943d7275b410b5ad62addc7c6.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{id}" + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{exp}" + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "content": ", representing " + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{face}" + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "content": ", should ideally be as independent as possible [35, 43]. However, in previous studies [12, 13], this was overlooked, leading to entanglement between " + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{id}" + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_{exp}" + }, + { + "bbox": [ + 130, + 347, + 479, + 407 + ], + "type": "text", + "content": " when encoding the reference (ID) image. If the original emotional information of the reference image remains, inappropriate representation may arise as follows:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 233, + 416, + 480, + 433 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 416, + 480, + 433 + ], + "spans": [ + { + "bbox": [ + 233, + 416, + 480, + 433 + ], + "type": "interline_equation", + "content": "\\boldsymbol {z} _ {\\text {f a c e}} = \\boldsymbol {z} _ {i d} + \\beta \\cdot \\boldsymbol {z} _ {\\text {e x p}} ^ {(i d)} + \\alpha \\cdot \\boldsymbol {z} _ {\\text {e x p}}, \\tag {2}", + "image_path": "3657d3baf501932a65049ef81860a9aa0cdb73cc5c6159814671d8f865dcc1b5.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "type": "inline_equation", + "content": "z_{exp}^{(id)}" + }, + { + "bbox": [ + 130, + 443, + 479, + 468 + ], + "type": "text", + "content": " represent the original emotion for the reference image. As a result, the representation in Eq. 2 leads to the following problem." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "spans": [ + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "text", + "content": "Problem 1. The combination of the reference emotional vector, " + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "inline_equation", + "content": "\\beta \\cdot z_{exp}^{(id)}" + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "text", + "content": ", and the target emotional vector, " + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "inline_equation", + "content": "\\alpha \\cdot z_{exp}" + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "text", + "content": ", results in a new emotional representation, " + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "inline_equation", + "content": "\\gamma \\cdot z_{exp}' = \\beta \\cdot z_{exp}^{(id)} + \\alpha \\cdot z_{exp}" + }, + { + "bbox": [ + 131, + 477, + 479, + 529 + ], + "type": "text", + "content": ". Consequently, the generated face may express undesired emotion (see Fig. 3)." + } + ] + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 132, + 551, + 334, + 628 + ], + "blocks": [ + { + "bbox": [ + 132, + 551, + 334, + 628 + ], + "lines": [ + { + "bbox": [ + 132, + 551, + 334, + 628 + ], + "spans": [ + { + "bbox": [ + 132, + 551, + 334, + 628 + ], + "type": "image", + "image_path": "e3828665dd379fa42f63085d1bb3c60c54e15894b51774d42878f2912c354f24.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 639, + 479, + 662 + ], + "lines": [ + { + "bbox": [ + 130, + 639, + 479, + 662 + ], + "spans": [ + { + "bbox": [ + 130, + 639, + 479, + 662 + ], + "type": "text", + "content": "Fig. 3: The latent representation of emotional faces, with the red dotted arrow corresponding to Problem 1." + } + ] + } + ], + "index": 21, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 391, + 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], + "type": "text", + "content": ": representation of desired emotional representation " + }, + { + "bbox": [ + 342, + 590, + 452, + 603 + ], + "type": "inline_equation", + "content": "(z_{id} + \\alpha \\cdot z_{exp})" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_footnote" + }, + { + "bbox": [ + 457, + 586, + 474, + 605 + ], + "lines": [ + { + "bbox": [ + 457, + 586, + 474, + 605 + ], + "spans": [ + { + "bbox": [ + 457, + 586, + 474, + 605 + ], + "type": "image", + "image_path": "12e4cd1b70023b1df6af151dd27d0f5136dcaa1355ce9a31071497c781bfdb61.jpg" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_body" + } + ], + "index": 19 + }, + { + "type": "image", + "bbox": [ + 458, + 605, + 476, + 622 + ], + "blocks": [ + { + "bbox": [ + 342, + 605, + 455, + 631 + ], + "lines": [ + { + "bbox": [ + 342, + 605, + 455, + 631 + ], + "spans": [ + { + "bbox": [ + 342, + 605, + 455, + 631 + ], + "type": "text", + "content": ": representation of undesired emotional representation " + }, + { + "bbox": [ + 342, + 605, + 455, + 631 + ], + "type": "inline_equation", + "content": "\\{z_{id} + \\underbrace{\\beta\\cdot z_{exp}^{(id)} + \\alpha\\cdot z_{exp}}_{\\gamma \\cdot z_{exp}^{(d)}}" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_footnote" + }, + { + "bbox": [ + 458, + 605, + 476, + 622 + ], + "lines": [ + { + "bbox": [ + 458, + 605, + 476, + 622 + ], + "spans": [ + { + "bbox": [ + 458, + 605, + 476, + 622 + ], + "type": "image", + "image_path": "062619159546b1df05f2b6e4f69981039fb1e56f82d743cc30989d0287b43e7b.jpg" + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_body" + } + ], + "index": 20 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "text", + "content": "Emotional Face Representation with Audio Perspective" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": "Moreover, it's worth noting that even for the same emotion class, the intensity of expression can vary. Thus, the distinction between the " + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "inline_equation", + "content": "z_{exp}" + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": " terms in Eq. 1 is crucial. While each frame in the generated video should convey a single emotion, the emotional intensity may vary across frames. However, [9,30] utilized emotion information encoded by a single label (e.g., a vector encoded with a single categorical emotion label) for all frames in emotion representation, neglecting the " + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": " term, leading to the following problem:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 209, + 482, + 246 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 209, + 482, + 246 + ], + "spans": [ + { + "bbox": [ + 130, + 209, + 482, + 246 + ], + "type": "text", + "content": "Problem 2. Providing a vector encoded with a single emotion label for all frames implies a constant " + }, + { + "bbox": [ + 130, + 209, + 482, + 246 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 209, + 482, + 246 + ], + "type": "text", + "content": " in Eq. 1, resulting in biased emotional intensity for each frame and leading to unnatural facial expressions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 255, + 482, + 291 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 291 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 291 + ], + "type": "text", + "content": "Ultimately, both Problem 1 and 2 undermine the naturalness of emotional talking faces. The next section proposes learning schemes to alleviate these two problems." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 310, + 261, + 324 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 310, + 261, + 324 + ], + "spans": [ + { + "bbox": [ + 131, + 310, + 261, + 324 + ], + "type": "text", + "content": "4 Proposed Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "content": "Fig. 4 illustrates that if " + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\beta \\cdot z_{exp}^{(id)}" + }, + { + "bbox": [ + 130, + 337, + 482, + 422 + ], + "type": "text", + "content": " is not sufficiently removed during encoding the reference ID, it leads to Problem 1. Also, if the emotion features supplied to the transformer layers in Fig. 4 show minimal variation in emotional intensity across frames, Problem 2 becomes inevitable. To address both Problems 1 and 2, we propose a latent representation approach called Emotional face representation with Audio Perspective (EAP). The learning process of EAP is divided into two phases, each tackling one problem." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "content": "Firstly, we introduce Audio-to-Neutral Translation (ANT) as a solution to Problem 1. ANT aims to generate a neutral talking face for arbitrary emotional face inputs. Secondly, as a solution to Problem 2, we propose to independently extract " + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "inline_equation", + "content": "z_{exp}" + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "content": " from the input audio and pass them to a pre-trained ANT. Thus, the video generated by EAP represents the context emotion of the audio while each frame follows the emotional intensity of the corresponding audio moment." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 525, + 308, + 536 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 525, + 308, + 536 + ], + "spans": [ + { + "bbox": [ + 131, + 525, + 308, + 536 + ], + "type": "text", + "content": "4.1 Audio-to-Neutral Translation" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "text", + "content": "Pre-training with in-the-wild Dataset. For the foundational performance of talking face generation in ANT, pre-training is performed on an in-the-wild face video dataset [4]. The aim of this pre-training is to synchronize lip movement with the audio, ensuring realistic face video generation. This is pursued through the following three objectives: The first objective relies on the lip landmarks loss " + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{lip}" + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "text", + "content": ", which minimizes the disparity between lip landmarks extracted from generated and target videos by a facial landmarks estimator [19]. This ensures synchronized lip movement with the audio, aiding the audio encoder " + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "inline_equation", + "content": "a_{[1:n]}" + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "text", + "content": " in capturing features that adequately represent lip movements. The second objective, i.e., perceptual loss " + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{per}" + }, + { + "bbox": [ + 130, + 545, + 482, + 667 + ], + "type": "text", + "content": ", minimizes semantic differences between generated" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 149, + 114, + 471, + 276 + ], + "blocks": [ + { + "bbox": [ + 149, + 114, + 471, + 276 + ], + "lines": [ + { + "bbox": [ + 149, + 114, + 471, + 276 + ], + "spans": [ + { + "bbox": [ + 149, + 114, + 471, + 276 + ], + "type": "image", + "image_path": "0d640084d91de138d4f2fbd663f84d12ea35c3c9c3c4dba9251e0b8ee0ca91d9.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 134, + 279, + 478, + 379 + ], + "blocks": [ + { + "bbox": [ + 134, + 279, + 478, + 379 + ], + "lines": [ + { + "bbox": [ + 134, + 279, + 478, + 379 + ], + "spans": [ + { + "bbox": [ + 134, + 279, + 478, + 379 + ], + "type": "image", + "image_path": "36ecb22c83253593dadf7fafbf7c442dad6b7ea129d542231c164aa9bd5c5b14.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 389, + 481, + 413 + ], + "lines": [ + { + "bbox": [ + 131, + 389, + 481, + 413 + ], + "spans": [ + { + "bbox": [ + 131, + 389, + 481, + 413 + ], + "type": "text", + "content": "Fig. 4: Framework overview. Neutral talking face generation through ANT is the pink path, while emotional talking face generation through ERA is the green path." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "spans": [ + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "content": "and target videos, enhancing visual quality. The last loss one is the adversarial loss " + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{adv}" + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "content": " through the discriminator to further enhance visual quality. Inspired by the analysis that adversarial loss contributes significantly to the learning of fine textures and patterns [10, 24], " + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{adv}" + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "content": " aids in reducing blurs and enhancing edge details. As a result, " + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{per}" + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{adv}" + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "content": " stimulate the generator " + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "inline_equation", + "content": "\\mathcal{G}" + }, + { + "bbox": [ + 130, + 441, + 482, + 537 + ], + "type": "text", + "content": " to generate high-quality videos. ANT, trained based on the above three objectives, undergoes fine-tuning for neutralization of arbitrary emotional faces. Details of the objectives for ANT's pre-training are given in Appendix A.1." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "spans": [ + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "text", + "content": "Fine-tuning for Neutralization. The pre-training of ANT enhances the overall performance of audio-driven talking face generation, but it alone cannot fully solve Problem 1. This problem stems from the " + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "inline_equation", + "content": "\\beta \\cdot \\pmb{z}_{exp}^{(id)}" + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "text", + "content": " term in Eq. 2, necessitating a separate learning process to mitigate its influence. Drawing from findings in [2,40] that the neutral face best represents a subject's ID, we aim to maximize the effectiveness of the " + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "inline_equation", + "content": "z_{id}" + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "text", + "content": " term in Eq. 2 while minimizing the impact of " + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "inline_equation", + "content": "\\beta \\cdot \\pmb{z}_{exp}^{(id)}" + }, + { + "bbox": [ + 130, + 540, + 482, + 638 + ], + "type": "text", + "content": ". To achieve this, we conduct fine-tuning, focusing on neutral emotion using the MEAD dataset." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "While the domain constraint can guide the generated video towards neutral emotion, it struggles to fully eliminate expression information inherent in the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "text", + "content": "Emotional Face Representation with Audio Perspective" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 114, + 465, + 209 + ], + "blocks": [ + { + "bbox": [ + 151, + 114, + 465, + 209 + ], + "lines": [ + { + "bbox": [ + 151, + 114, + 465, + 209 + ], + "spans": [ + { + "bbox": [ + 151, + 114, + 465, + 209 + ], + "type": "image", + "image_path": "0b7ce2ab7c498f03b6cb07a46bf5c6790102b944a8d6a3d8c7b7bd20cf8c73e7.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "lines": [ + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "spans": [ + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "text", + "content": "Fig. 5: Illustration of metric loss concept. Arrows " + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "inline_equation", + "content": "(\\rightarrow)" + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "text", + "content": " in the final learning stage depict instances where the latent representation of emotional faces is neutralized." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "content": "reference ID. This challenge, not extensively explored previously, particularly affects hard examples (e.g., highly-expressed faces) attempting to be mapped to the neutral subspace. To solve this, we propose a N-pair loss [33]-based neutralization objective. This objective aims to move the generated video away from other emotions in the metric space (see Fig. 5). The objective minimizes (i.e. pulls) the distance between the anchor " + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "inline_equation", + "content": "\\pmb{f}^a" + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "content": " (target neutral emotion) and the positive sample " + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "inline_equation", + "content": "\\pmb{f}^{+}" + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "content": " (same emotion as anchor) while maximizing (i.e. pushing) the distance between the anchor and negative samples " + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "inline_equation", + "content": "\\pmb{f}_i^{-}" + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "content": " (different emotions from anchor), enabling regularization for hard examples. This push-pull mechanism, defined by the following metric loss, enhances neutralization performance." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 176, + 388, + 481, + 422 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 176, + 388, + 481, + 422 + ], + "spans": [ + { + "bbox": [ + 176, + 388, + 481, + 422 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {m e t r i c}} = - \\log \\left[ \\frac {\\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} ^ {+}\\right)}{\\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} ^ {+}\\right) + \\sum_ {i = 1} ^ {C - 1} \\exp \\left((\\boldsymbol {f} ^ {a}) ^ {T} \\boldsymbol {f} _ {i} ^ {-}\\right)} \\right], \\tag {3}", + "image_path": "35b97d4ec16131c933e86d396b2910a5ef2270100317854313286783cdda7bcf.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "content": " represents the number of emotion classes, and " + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "inline_equation", + "content": "\\pmb{f}" + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "content": " denotes the mean of frame-wise features. Specifically, " + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "inline_equation", + "content": "\\pmb{f} = \\frac{1}{N}\\sum_{i=1}^{n}\\mathcal{E}_I(v_i)" + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "content": ". The proposed method quantifies emotion-wise semantic distinctions using MEAD to mitigate the influence of " + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "inline_equation", + "content": "\\beta \\cdot \\pmb{z}_{exp}^{(id)}" + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "content": " when encoding the reference image " + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 429, + 482, + 502 + ], + "type": "text", + "content": ". Therefore, this learning scheme can lead to significant performance improvements in neutralizing hard examples. The overall objective for fine-tuning ANT is as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 180, + 511, + 481, + 525 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 511, + 481, + 525 + ], + "spans": [ + { + "bbox": [ + 180, + 511, + 481, + 525 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {A N T}} = \\lambda_ {l i p} \\mathcal {L} _ {l i p} + \\lambda_ {p e r} \\mathcal {L} _ {p e r} + \\lambda_ {a d v} \\mathcal {L} _ {a d v} + \\lambda_ {m e t r i c} \\mathcal {L} _ {m e t r i c}, \\tag {4}", + "image_path": "f4d026ba01a07bfd35bb62e006378573f09d4b9267e87e0660937a33b06e89a5.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\lambda_{lip},\\lambda_{per},\\lambda_{adv}" + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\lambda_{metric}" + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "text", + "content": " are the scale factors of " + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{lip},\\mathcal{L}_{per},\\mathcal{L}_{adv}" + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{metric}" + }, + { + "bbox": [ + 131, + 533, + 482, + 557 + ], + "type": "text", + "content": ", respectively. The performance of ANT is validated in Sec. 5.4." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 574, + 354, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 574, + 354, + 586 + ], + "spans": [ + { + "bbox": [ + 131, + 574, + 354, + 586 + ], + "type": "text", + "content": "4.2 Emotional Representation from Audio" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "The Emotional Representation from Audio (ERA) introduced here aims to encode emotional information from audio effectively and reflect it in the generated video. ERA independently defines emotional intensity, often overlooked in prior arts, along with the context emotion from audio. To achieve this, we introduce two task branches (denoted by " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " in Fig. 4) for context emotion classification and frame-wise emotional intensity regression. To extract context emotion" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 253, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 253, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 253, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "content": "from audio, we introduce an additional audio emotion encoder " + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_E" + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "content": ", not utilized in ANT (shown in the green path in Fig. 4). Furthermore, for refining frame-wise emotional intensity, we additionally train the audio encoder " + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_A" + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "content": ". As " + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_A" + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "content": " is initially trained targeting the neutral domain, it may lack emotion information. Therefore, by training " + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_A" + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "content": " using intensity regression based on Russell's 2D continuous emotion system [31], we ensure the inclusion of emotional intensity in the audio feature " + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "inline_equation", + "content": "a_{[1:n]}" + }, + { + "bbox": [ + 130, + 116, + 479, + 201 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "content": "Context Emotion Recognition. " + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\varepsilon_{E}" + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "content": " takes the mel-spectrogram of the audio as input and processes it into an emotion feature sequence " + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "inline_equation", + "content": "e_{[1:n]}" + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\varepsilon_{E}" + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "content": " should be trained that only emotion information is included in " + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "inline_equation", + "content": "e_{[1:n]}" + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "content": ". So, we train a classification branch based on categorical labels (e.g. happy and surprised). The classifier " + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 200, + 480, + 260 + ], + "type": "text", + "content": " based on LSTM [32] is trained using the following loss function:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 231, + 271, + 480, + 304 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 271, + 480, + 304 + ], + "spans": [ + { + "bbox": [ + 231, + 271, + 480, + 304 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {c l s} = - \\frac {1}{B} \\sum_ {i = 1} ^ {B} \\sum_ {j = 1} ^ {C} y _ {i, j} \\log \\theta \\left(e _ {[ 1: n ]}\\right), \\tag {5}", + "image_path": "f2de41bd97588f1979ecca51e745d68d017aae9201ee5a8be7926ac6948a2f98.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "spans": [ + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "y_{i,j}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": " is the emotion label, and " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": " is the batch size. Eq. 5 employs cross-entropy [6] to improve emotion prediction using audio features, ensuring " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "e_{[1:n]}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": " contains ample context emotion information. Additionally, a modified version of " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{adv}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": ", denoted as " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{e - adv}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": ", evaluates the accuracy of the generated video in representing the target emotion. This is achieved through class-specific MinMax training based on the emotion condition (illustrated in branch " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_E" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": " in Fig. 4). Refer to Appendix A.2 for details on " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{e - adv}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": ". Through training with these two loss terms, " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "e_{[1:n]}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": " serves as the emotion feature from the audio, representing " + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "inline_equation", + "content": "z_{exp}" + }, + { + "bbox": [ + 130, + 314, + 480, + 421 + ], + "type": "text", + "content": " in Eq. 1." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "type": "text", + "content": "Frame-wise Emotional Intensity Regression. To imply the flow of emotional intensity in " + }, + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "type": "inline_equation", + "content": "\\pmb{a}_{[1:n]}" + }, + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "type": "text", + "content": ", we present valence and arousal (VA)-based intensity regression. Here, VA indicates the positivity/negativity and activation level of emotions, and the magnitude of the VA vector represents emotional intensity without loss of generality [31]. Typically, VA labels exist on a frame-by-frame basis in video and can be appropriately matched with frame-level labels in audio. However, the MEAD dataset we are using does not include such continuous VA labels. Therefore, we adopt a strategy of acquiring so-called pseudo labels using a SOTA technique for VA regression [16]. The pseudo label " + }, + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 422, + 481, + 542 + ], + "type": "text", + "content": " of frame-wise emotional intensity is defined by" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 263, + 552, + 480, + 566 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 263, + 552, + 480, + 566 + ], + "spans": [ + { + "bbox": [ + 263, + 552, + 480, + 566 + ], + "type": "interline_equation", + "content": "r = \\sqrt {\\left(y _ {v}\\right) ^ {2} + \\left(y _ {a}\\right) ^ {2}}, \\tag {6}", + "image_path": "c3bf748fb1ce85c49210a08fde94c25918b1cc7ea2b7cf193df2b49f453b6d87.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "spans": [ + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "inline_equation", + "content": "y_{v}" + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "inline_equation", + "content": "y_{a}" + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "content": " are the VA values, respectively. We aim to enhance the representation from the perspective of emotional intensity by predicting intensity flow from " + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "inline_equation", + "content": "v^{(g)}" + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "content": " through the VA regression backbone [16], denoted as " + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "inline_equation", + "content": "\\mathcal{F}" + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "content": ", and an MLP-based regressor " + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 576, + 479, + 624 + ], + "type": "text", + "content": ". The intensity loss for this purpose is defined by" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 192, + 635, + 480, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 192, + 635, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 192, + 635, + 480, + 666 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {i n t e n} = \\frac {1}{B N} \\sum_ {i = 1} ^ {B} \\sum_ {j = 1} ^ {N} \\left(r _ {i, j} - \\hat {r} _ {i, j}\\right) ^ {2}, \\quad \\hat {r} = \\phi (\\mathcal {F} (v ^ {(g)})) \\tag {7}", + "image_path": "f12fd6569a619b898326974eaf81841c5691fe4e0248309875741e922f9ddc9b.jpg" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "text", + "content": "Emotional Face Representation with Audio Perspective" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 482, + 319 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 482, + 319 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 482, + 319 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 482, + 319 + ], + "type": "image", + "image_path": "46c474278ead406e9b637c44f8501c4fb5ccf68a926af0339dd03b02ae534592.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 133, + 327, + 478, + 338 + ], + "lines": [ + { + "bbox": [ + 133, + 327, + 478, + 338 + ], + "spans": [ + { + "bbox": [ + 133, + 327, + 478, + 338 + ], + "type": "text", + "content": "Fig. 6: Qualitative evaluation. Each reference frame corresponds to emotional audio." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "spans": [ + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 362, + 482, + 470 + ], + "type": "text", + "content": " are the batch size and sequence length, respectively. Based on Eq. 7, the model learns the frame-wise variation according to emotional intensity, thus enabling enhanced representation of emotional intensity. Unlike conventional techniques that define a single emotion representation for all frames, our method instructs the model on frame-wise emotion intensity variations. Note this is the first case applied in the ETF task. Furthermore, Eq. 7 plays a crucial role in leveraging audio-visual data correlation to extend visual domain knowledge into the audio domain. The efficacy of this learning scheme is demonstrated in Sec. 5.2. Finally, the overall objective for ERA is defined by" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 177, + 480, + 481, + 495 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 177, + 480, + 481, + 495 + ], + "spans": [ + { + "bbox": [ + 177, + 480, + 481, + 495 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {E R A}} = \\lambda_ {l i p} \\mathcal {L} _ {l i p} + \\lambda_ {e - a d v} \\mathcal {L} _ {e - a d v} + \\lambda_ {c l s} \\mathcal {L} _ {c l s} + \\lambda_ {i n t e n} \\mathcal {L} _ {i n t e n}, \\tag {8}", + "image_path": "05fb71ca7e9accfee973696f86e9363f77e67f6d8d92490df068c9b918a3b4d9.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\lambda_{lip},\\lambda_{e - adv},\\lambda_{cls}" + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\lambda_{inten}" + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "text", + "content": " are the scale factors of " + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{lip},\\mathcal{L}_{e - adv},\\mathcal{L}_{cls}" + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{inten}" + }, + { + "bbox": [ + 130, + 502, + 482, + 527 + ], + "type": "text", + "content": ", respectively." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 546, + 230, + 560 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 546, + 230, + 560 + ], + "spans": [ + { + "bbox": [ + 132, + 546, + 230, + 560 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 572, + 269, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 572, + 269, + 585 + ], + "spans": [ + { + "bbox": [ + 132, + 572, + 269, + 585 + ], + "type": "text", + "content": "5.1 Experiments Settings" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": "Datasets. We used VoxCeleb2 [4] and MEAD for training EAP. VoxCeleb2 is an \"in-the-wild\" dataset consisting of 6K IDs and a total of 1.5M interview videos. MEAD consists of 60 IDs, various camera views (e.g., front, left, and right), and 8 emotion categories, classified as an \"in-the-lab\" video dataset. VoxCeleb2 was used to pre-train ANT, while MEAD was used for the fine-tuning of ANT and the training of ERA." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 252, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 252, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 252, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 134, + 115, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 115, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 134, + 115, + 482, + 224 + ], + "type": "text", + "content": "Metrics. For assessing visual quality, we used PSNR, SSIM, and FID [11]. To measure lip-synchronization, well-known LMD [18] and LSE-C/D [29] were employed. LMD computes the distance between lip landmarks of GT and the generated video, while LSE-C/D evaluates correspondence between audio and visual features. Lastly, for measuring emotion intensity flow, RMSE, PCC, and CCC were employed. These three metrics respectively gauge frame-wise distance, linear correlation, and agreement of emotions. For details of the metrics, refer to Appendix B.1. For fair evaluation, intensity regression was conducted by [15], which was not utilized in training." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 134, + 224, + 482, + 296 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 224, + 482, + 296 + ], + "spans": [ + { + "bbox": [ + 134, + 224, + 482, + 296 + ], + "type": "text", + "content": "Benchmarking Methods. We compared EAP with ATVG [3], Wav2Lip [29], MakeItTalk [46], AVCT [38], PC-AVS [45], EAMM [12], and EAT [9], using LRW [5], CREMA-D [1], YouTube [26], and MEAD datasets. Among them, EAMM and EAT are targeting emotional talking face generation. So, for fair evaluation, we provided the video corresponding to emotional audio and the emotion label to EAMM and EAT, respectively." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "spans": [ + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "type": "text", + "content": "Implementation Details. We set the frame rate of videos to " + }, + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "type": "inline_equation", + "content": "25\\mathrm{Hz}" + }, + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "type": "text", + "content": " and the sampling rate of audio to " + }, + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "type": "inline_equation", + "content": "16\\mathrm{kHz}" + }, + { + "bbox": [ + 134, + 297, + 482, + 369 + ], + "type": "text", + "content": ". Audio was converted to mel-spectrograms [41] with a window and hop length of 640. Our model was implemented with the PyTorch library [28], and the model was trained with an AMD EPYC 7413 CPU and 2 NVIDIA RTX A6000 GPUs. For hyper-parameter settings, refer to Appendix B.2." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 390, + 259, + 400 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 390, + 259, + 400 + ], + "spans": [ + { + "bbox": [ + 134, + 390, + 259, + 400 + ], + "type": "text", + "content": "5.2 Verification of EAP" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 134, + 413, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 413, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 134, + 413, + 482, + 568 + ], + "type": "text", + "content": "Qualitative Results. If the proposed method successfully mitigates Problems 1 and 2, the model's outputs should satisfy the following two conditions for arbitrary emotional face inputs: 1) The original emotion of the reference ID is not reflected. 2) The emotional intensity varies on a frame-by-frame basis corresponding to the emotion flow in the audio. In Fig. 6, it is observed that EAMM outputs videos heavily dependent on the emotions of ID #1 and #2. EAT also generates undesired emotions for ID #2. Furthermore, all frames express emotions at almost the same intensity level, indicating a degradation in naturalness. In contrast, EAP produces emotion and intensity corresponding to the audio even for the highly expressive input. Specifically, when compared to the emotion labels in the audio, EAP generates the desired emotions for both ID #1 and #2. Compared to the (evaluation-purpose) GT frames, EAP exhibits varied intensity levels on a frame-by-frame basis." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 134, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 134, + 570, + 482, + 665 + ], + "type": "text", + "content": "While Fig. 6 illustrates frame-wise emotional intensity, it is challenging to evaluate the disparity with the GT on the sequence level solely through this visualization. Thus, Fig. 7 plots the emotional intensity between GT and generated videos. Here, pseudo labels refers to intensity labels acquired by the method in Sec. 4.2. EAP shows a more similar intensity flow to the pseudo label compared to other techniques. The visual reference provided in the blue box depicts frames from the generated video and GT, showcasing different visual results based on intensity. Simultaneously, it demonstrates visually similar results to the GT in-" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 222, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 222, + 91, + 447, + 102 + ], + "type": "text", + "content": "Emotional Face Representation with Audio Perspective" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 112, + 294, + 277 + ], + "blocks": [ + { + "bbox": [ + 132, + 112, + 294, + 277 + ], + "lines": [ + { + "bbox": [ + 132, + 112, + 294, + 277 + ], + "spans": [ + { + "bbox": [ + 132, + 112, + 294, + 277 + ], + "type": "image", + "image_path": "d4bc7c45e30535b44d687f2ccbf6d80f6c703ea0042d8cf79fa5a680ba7012ff.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 176, + 285, + 435, + 296 + ], + "lines": [ + { + "bbox": [ + 176, + 285, + 435, + 296 + ], + "spans": [ + { + "bbox": [ + 176, + 285, + 435, + 296 + ], + "type": "text", + "content": "Fig. 7: The trend of changes in frame-wise emotional intensity." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 319, + 113, + 482, + 277 + ], + "blocks": [ + { + "bbox": [ + 319, + 113, + 482, + 277 + ], + "lines": [ + { + "bbox": [ + 319, + 113, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 319, + 113, + 482, + 277 + ], + "type": "image", + "image_path": "c65f9fd2fcfdb7cfaebd45e0cbf6a334497921ff9d0f431aca33d888273230c6.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 319, + 480, + 343 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 480, + 343 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 480, + 343 + ], + "type": "text", + "content": "tensity, emphasizing the importance of learning through frame-wise emotional intensity regression." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 344, + 480, + 438 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 344, + 480, + 438 + ], + "spans": [ + { + "bbox": [ + 130, + 344, + 480, + 438 + ], + "type": "text", + "content": "Quantitative Results. EAP demonstrates overall superior performance in visual quality and lip-sync. On the LRW and MEAD datasets, EAP achieves SSIM scores of 0.82 and 0.73 respectively, which are the highest ranks. Regarding lip-sync measured in the feature space by LSE-D, EAP also shows performance up to 4.14 lower than others. It is noteworthy that the last row, which includes learning of ERA, generally shows the best performance. This suggests the involvement of emotional intensity regression in appropriate visual quality and lip movement generation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 440, + 481, + 499 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 440, + 481, + 499 + ], + "spans": [ + { + "bbox": [ + 130, + 440, + 481, + 499 + ], + "type": "text", + "content": "Additionally, we quantitatively compared the emotional intensity of generated videos. Detailed results are provided in Appendix C.2. In summary, EAP demonstrates 0.28 lower RMSE compared to the SOTA model, i.e., EAT. Moreover, it achieves up to 0.47 higher CCC. Considering the difference between GT and EAP, these results are meaningful." + } + ] + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 134, + 563, + 479, + 654 + ], + "blocks": [ + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "type": "text", + "content": "Table 1: Quantitative results on LRW and MEAD datasets. Here, bold font and underscore represent the " + }, + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "type": "inline_equation", + "content": "1^{st}" + }, + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "type": "inline_equation", + "content": "2^{nd}" + }, + { + "bbox": [ + 130, + 520, + 482, + 553 + ], + "type": "text", + "content": " tier respectively, while Blue and Red correspond to LRW and MEAD." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 563, + 479, + 654 + ], + "lines": [ + { + "bbox": [ + 134, + 563, + 479, + 654 + ], + "spans": [ + { + "bbox": [ + 134, + 563, + 479, + 654 + ], + "type": "table", + "html": "
MethodsLRW / MEAD
PSNR(↑)SSIM(↑)FID(↓)LMD(↓)LSE-D(↓)LSE-C(↑)
ATVG20.44 / 19.580.60 / 0.5237.96 / 100.582.31 / 4.7513.91 / 14.995.64 / 3.55
Wav2Lip22.80 / 21.410.71 / 0.607.74 / 74.891.81 / 4.9612.22 / 12.418.34 / 3.56
MakeItTalk26.87 / 20.700.62 / 0.535.19 / 51.122.56 / 5.3013.55 / 12.587.11 / 5.12
AVCT23.11 / 18.030.69 / 0.522.99 / 51.181.95 / 4.1011.90 / 11.817.41 / 6.34
PC-AVS22.12 / 23.610.72 / 0.646.29 / 55.741.64 / 3.899.49 / 10.318.10 / 7.12
EAMM22.00 / 22.370.71 / 0.599.45 / 30.882.90 / 6.4813.09 / 15.447.10 / 5.40
EAT25.12 / 23.440.77 / 0.703.89 / 15.101.90 / 4.558.99 / 12.309.28 / 5.58
EAP-ANT(ours)24.90 / 23.870.82 / 0.733.01 / 28.012.11 / 3.319.41 / 11.488.93 / 6.88
EAP(ours)25.87 / 23.840.82 / 0.724.15 / 15.341.41 / 3.359.45 / 10.9510.01 / 9.75
", + "image_path": "28f780fa6530b87153aec335ea0a34dcfb122ea04e9d5a063662b7cb20fff5bc.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_body" + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 482, + 188 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 482, + 188 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 482, + 188 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 482, + 188 + ], + "type": "image", + "image_path": "632dee4a0ca9e8b948a0d1d6ddaac637c52811ce1e7006284f0a4ba70714fb11.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 195, + 480, + 217 + ], + "lines": [ + { + "bbox": [ + 130, + 195, + 480, + 217 + ], + "spans": [ + { + "bbox": [ + 130, + 195, + 480, + 217 + ], + "type": "text", + "content": "Fig. 8: User study results. Lip-sync, naturalness, and emotion accuracy are presented from left to right." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 240, + 217, + 252 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 240, + 217, + 252 + ], + "spans": [ + { + "bbox": [ + 132, + 240, + 217, + 252 + ], + "type": "text", + "content": "5.3 User Study" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 259, + 479, + 366 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 479, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 479, + 366 + ], + "type": "text", + "content": "If the previous section dealt with quantitative metrics for objective evaluation using machines, this section covers a user study for subjective assessment (see Fig. 8). Given that emotions, as semantic attributes, are subjective, such user studies hold even more significance. In this experiment, lip-sync, naturalness, and emotion accuracy were measured for a total of 20 participants. Lip-sync and naturalness were assessed by having each participant watch the generated video and input audio simultaneously and rate them on a scale from 1 to 5. Emotion accuracy was determined by participants identifying the emotions they perceived from the video, comparing them with labels, and measuring accordingly." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "text", + "content": "In terms of lip-sync, EAP demonstrates a high score of 3.94, which approximates the GT's 4.67 and surpasses EAMM by 1.38. Particularly impressive is the naturalness performance. EAP's naturalness reaches 0.43, differing by just 0.17 from the GT. Considering that the worst score is 1.02, EAP's naturalness is outstanding. This indicates that unlike other techniques, EAP appropriately incorporates emotional variations on a frame-by-frame basis and generates expressions more in line with the inherent emotions in the audio. Lastly, EAP's emotion accuracy stands at " + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "inline_equation", + "content": "81.80\\%" + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "text", + "content": ", which is a remarkable " + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "inline_equation", + "content": "68.12\\%" + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "text", + "content": " higher than ATVG. Especially noteworthy is that EAP, which generates emotional talking faces solely from audio information, outperforms EAMM, which utilizes even reference emotional videos, by " + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "inline_equation", + "content": "2.90\\%" + }, + { + "bbox": [ + 130, + 367, + 482, + 510 + ], + "type": "text", + "content": ". Therefore, our user study supports EAP's superiority once again." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 527, + 246, + 538 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 527, + 246, + 538 + ], + "spans": [ + { + "bbox": [ + 132, + 527, + 246, + 538 + ], + "type": "text", + "content": "5.4 Ablation Studies" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 480, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 480, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 480, + 616 + ], + "type": "text", + "content": "Neutralization Performance. The goal of neutralization in Sec. 4.1 is to reliably produce neutral talking faces from any emotional faces. Fig. 9 shows that EAP's ANT successfully generates neutral emotions even for highly expressive faces, unlike EAMM and EAT, which exhibit bias towards the reference face's emotion. Furthermore, the last row demonstrates that emotional audio information enhances the expression of emotions in the generated video." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "content": "Effect of Each Learning Scheme. To quantitatively assess the impact of metric loss and frame-wise intensity regression loss on performance, we compare the results with and without each loss (see Tab. 2). Given that " + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{inten}" + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "content": " boosts the reflection of intensity flow, the notable improvement in RMSE and CCC" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 222, + 91, + 448, + 102 + ], + "type": "text", + "content": "Emotional Face Representation with Audio Perspective" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 114, + 462, + 224 + ], + "blocks": [ + { + "bbox": [ + 151, + 114, + 462, + 224 + ], + "lines": [ + { + "bbox": [ + 151, + 114, + 462, + 224 + ], + "spans": [ + { + "bbox": [ + 151, + 114, + 462, + 224 + ], + "type": "image", + "image_path": "59fb531737fcf841c5282c0b0283493918ca9103b6050c42c6bb45b7967dc185.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 234, + 482, + 257 + ], + "lines": [ + { + "bbox": [ + 131, + 234, + 482, + 257 + ], + "spans": [ + { + "bbox": [ + 131, + 234, + 482, + 257 + ], + "type": "text", + "content": "Fig. 9: Evaluation of neutralization performance. The broken arrows represent the path where emotional audio is provided." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 173, + 287, + 441, + 342 + ], + "blocks": [ + { + "bbox": [ + 184, + 267, + 428, + 278 + ], + "lines": [ + { + "bbox": [ + 184, + 267, + 428, + 278 + ], + "spans": [ + { + "bbox": [ + 184, + 267, + 428, + 278 + ], + "type": "text", + "content": "Table 2: Effect of each learning scheme on MEAD dataset." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 173, + 287, + 441, + 342 + ], + "lines": [ + { + "bbox": [ + 173, + 287, + 441, + 342 + ], + "spans": [ + { + "bbox": [ + 173, + 287, + 441, + 342 + ], + "type": "table", + "html": "
\\( \\mathcal{L}_{\\text{metric}} \\)\\( \\mathcal{L}_{\\text{inten}} \\)FID(↓)LMD(↓)RMSE(↓)CCC(↑)
EAP✓✓20.644.680.690.32
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", + "image_path": "30bb6471f6d2e9a9659cfbc1e34ceb5aafe8056ec699fcd2bd2808ff35f7972e.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "content": "compared to the first row is noteworthy. Indeed, " + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{inten}" + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "content": " has enhanced the RMSE of intensity by 0.34. Furthermore, the decrease in LMD by 0.94 indicates that the improvement in intensity expression also enhances the overall prediction performance of lip movement. " + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{metric}" + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "content": " has improved RMSE and CCC by 0.20 and 0.12 respectively. These results support our hypothesis that neutralizing the emotion information of reference images through " + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{metric}" + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "content": " is beneficial for desired emotion representation. In conclusion, both " + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{metric}" + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{inten}" + }, + { + "bbox": [ + 130, + 373, + 482, + 480 + ], + "type": "text", + "content": " have been validated to positively influence the enhancement of the model's emotion representation performance." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 498, + 220, + 510 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 498, + 220, + 510 + ], + "spans": [ + { + "bbox": [ + 131, + 498, + 220, + 510 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "This paper introduces a method for generating more natural Emotional Talking Faces (ETF). It meticulously defines the latent representation of emotional faces using independent terms of ID and emotion. Two learning schemes are proposed for the independent representation of these terms. The first scheme, inspired by categorical emotion analysis, enhances ID representation for highly expressed faces. The second scheme regularizes emotional intensity using 2D continuous emotion labels, effectively dividing emotional representation into facial expression and intensity for the first time. Quantitative and qualitative results demonstrate the effectiveness of this approach in enhancing ETF performance. Ultimately, this emotional representation method can serve as a significant milestone for future research and facilitate the expansion of multimodal ETF into real-world applications." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 253, + 102 + ], + "type": "text", + "content": "S. Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 224 + ], + "type": "text", + "content": "This work was partly supported by Institute of Information and communications Technology Planning and Evaluation (IITP) grant funded by the Korea government(MSIT) (No. RS-2022-00155915 (Artificial Intelligence Convergence Innovation Human Resources Development (Inha University)) and No. 2021-0-02068 (AI Innovation Hub)) and this work was partly supported by the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. 2022R1A2C2010095 and No. 2022R1A4A1033549)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 239, + 197, + 252 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 239, + 197, + 252 + ], + "spans": [ + { + "bbox": [ + 133, + 239, + 197, + 252 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 262, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 262, + 481, + 297 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 262, + 481, + 297 + ], + "spans": [ + { + "bbox": [ + 138, + 262, + 481, + 297 + ], + "type": "text", + "content": "1. 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Kim and BC Song" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_content_list.json b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..1890cbaa678be642c6bf547e47c92551c679f70f --- /dev/null +++ b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_content_list.json @@ -0,0 +1,1520 @@ +[ + { + "type": "text", + "text": "Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation", + "text_level": 1, + "bbox": [ + 230, + 140, + 774, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Zhen Zhao $^{1}$ , Zicheng Wang $^{3}$ , Longyue Wang $^{2\\star}$ , Dian Yu $^{2}$ , Yixuan Yuan $^{4}$ , and Luping Zhou $^{3}$", + "bbox": [ + 315, + 210, + 687, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Shanghai AI Lab $^{2}$ Tencent AI Lab \n $^{3}$ University of Sydney $^{4}$ The Chinese University of Hong Kong \nhttps://github.com/zhenzhao/AD-MT", + "bbox": [ + 282, + 253, + 720, + 297 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Semi-supervised medical image segmentation has shown promise in training models with limited labeled data. However, current dominant teacher-student based approaches can suffer from the confirmation bias. To address this challenge, we propose AD-MT, an alternate diverse teaching approach in a teacher-student framework. It involves a single student model and two non-trainable teacher models that are momentum-updated periodically and randomly in an alternate fashion. To mitigate the confirmation bias via the diverse supervision, the core of AD-MT lies in two proposed modules: the Random Periodic Alternate (RPA) Updating Module and the Conflict-Combating Module (CCM). The RPA schedules an alternating diverse updating process with complementary unlabeled data batches, distinct data augmentation, and random switching periods to encourage diverse reasoning from different teaching perspectives. The CCM employs an entropy-based ensembling strategy to encourage the model to learn from both the consistent and conflicting predictions between the teachers. Experimental results demonstrate the effectiveness and superiority of AD-MT on the 2D and 3D medical segmentation benchmarks across various semi-supervised settings.", + "bbox": [ + 261, + 333, + 761, + 583 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Semi-supervised Learning $\\cdot$ Medical Image Segmentation $\\cdot$ Alternate Diverse Teaching $\\cdot$ Random Periodic Alternate", + "bbox": [ + 261, + 595, + 740, + 625 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 648, + 375, + 666 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Medical image segmentation is a pressing task in computer-aided diagnosis, as it plays a crucial role in medical image reasoning [4,27,36]. Current methods for medical image segmentation heavily rely on deep neural networks, which necessitates a substantial amount of annotated data for training. However, annotating pixel-wise medical images is challenging and time-consuming, often requiring expert annotators [33, 39]. In response to this challenge, several studies have focused on the development of semi-supervised medical image segmentation (SS-MIS) techniques, aiming to train models using a limited amount of labeled data", + "bbox": [ + 212, + 681, + 787, + 801 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author. The authors also thank Hong Kong Research Grants Council (RGC) General Research Fund 14204321 for the support of this work.", + "bbox": [ + 217, + 810, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/fba93c434f2a652de0e59f82699317fb1c49fe57d2edca3076cf7e10de0709f5.jpg", + "image_caption": [ + "(a) mean-teacher" + ], + "image_footnote": [], + "bbox": [ + 218, + 155, + 321, + 247 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/0868ee4657342c12adf93e5fe1f66406081d06bb2e8ce74568e5830220c2fe43.jpg", + "image_caption": [ + "(b) two-student co-training" + ], + "image_footnote": [], + "bbox": [ + 351, + 156, + 454, + 250 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/68482839eb120aa653aba52be93c2ebcbaef9b3fb46aa4adb1b371c3f5c7a491.jpg", + "image_caption": [ + "Fig. 1: Frameworks of different SSMIS methods. Crucial distinctions arise from how the unlabeled data is leveraged. a) the plain teacher-student framework, b) a two-student co-training paradigm that enforces mutual learning, c) a two-teacher ensemble framework where two differently initialized and updated teacher models supervise the training of the student model in a average manner, d) our proposed alternate diverse mean-teacher (AD-MT) framework. Our framework involves two teacher models that are updated periodically and randomly, using complementary unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods, to enlarge their disagreement. Additionally, our Conflict-Combating Module (CCM) encourages the student model to learn from the conflict predictions of the teacher models rather than dropping conflicts directly. \"sg\" denotes \"stop gradient\"." + ], + "image_footnote": [], + "bbox": [ + 488, + 157, + 625, + 250 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/f599c24d1021f5d893d4e28383a178a4edc2165af5ce5c7ac3641bdd290c2ac3.jpg", + "image_caption": [ + "(c) two-teacher ensembling", + "(d) AD-MT" + ], + "image_footnote": [], + "bbox": [ + 647, + 157, + 784, + 250 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "and a larger amount of unlabeled data [2, 17, 31]. It is evident that the key lies in effectively leveraging the unlabeled data to assist the labeled data for model training [10, 13, 15].", + "bbox": [ + 212, + 459, + 784, + 505 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recent SSMIS studies are dominated by consistency regularization (CR) based approaches, which encourage the model to generate consistent predictions from disagreements on the same unlabeled input [12,32,40]. Various works adopt a teacher-student framework with weak and strong data augmentation strategies and encourage the exponential moving average (EMA) teacher model to provide supervision for unlabeled training. However, as discussed in many semi-supervised studies [2, 18, 29], a single model can inevitably produce noisy and even wrong pseudo-labels, resulting in the model suffering from the so-called confirmation bias issue [1].", + "bbox": [ + 212, + 506, + 785, + 642 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In the literature, early studies like DTC [17], SASS-Net [12], and SS-Net [31], tend to introduce extra training constraints to tackle the confirmation bias in an indirect manner. Differently, recent works turn to increasing diverse supervision signals to alleviate the bias directly. Studies along this line can be divided into two categories, i.e., the multi-student co-training method [5,18,32] and the multiteacher ensembling method [15]. The co-training framework aims at introducing another diverse student model and encouraging both models to supervise each other mutually, as shown in Figure 1b. However, in addition to introducing extra training efforts and losing the EMA stability, these methods using the same network structure cannot produce a sufficient discrepancy between cotraining models by only using different initialization and learning rates. On the other hand, the multi-teacher ensembling methods encourage the student model to update different teacher models iteratively, avoiding extra training costs, as", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "shown in Figure 1c. However, a key issue in such methods is the teacher model updating strategy, which has not been carefully designed to generate diverse supervision. Besides, existing ensembling methods typically adopt an average strategy and train the model only from their consistent predictions. Few studies have explored the potential benefits of learning from the conflicts.", + "bbox": [ + 212, + 146, + 787, + 222 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Facing these issues, in this paper, we propose a novel alternate diverse teaching approach in a teacher-student framework, dubbed AD-MT, for SSMIS. As shown in Figure 1d, AD-MT involves a single trainable student model and two non-trainable teacher models that are updated directly by the EMA of the student weights. In specific, two teachers are updated periodically and randomly in an alternate fashion. To encourage diverse reasoning from different teaching perspectives, AD-MT enlarges the discrepancy by using complementary data batches, distinct data augmentation strategies, and randomized switchable periods. This alternating diverse updating process is scheduled by our proposed Random Periodic Alter", + "bbox": [ + 212, + 223, + 447, + 584 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "nate Updating (RPA) Module. Furthermore, instead of discarding conflicting predictions of the teacher models, we design an entropy-based Conflict-Combating Module (CCM) that separates the consistent and conflicting predictions and also encourages the model to learn from the disagreements between the teachers. Thanks to our proposed two modules, AD-MT, as shown in Figure 2, can consistently outperform current state-of-the-art (SOTA) BCP by a large margin, achieving a $6.38\\%$ Dice improvement on the Pancrease with $10\\%$ labeled data. Our contributions are summarized as follows,", + "bbox": [ + 212, + 585, + 787, + 705 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose AD-MT, an alternate diverse teacher-student approach for SS-MIS, which enforces diverse teaching models to mitigate the impact of confirmation bias.", + "- We design a novel Random Periodic Alternate updating module to enlarge the diversity of the two teacher models and a Conflict-combating module to learn from both consistent and conflicting predictions of the two teachers.", + "- Without introducing additional constraints and extra training costs, AD-MT achieves the new SOTA performance on the 2D and 3D SSMIS benchmarks." + ], + "bbox": [ + 225, + 717, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/c0719e21e2d14116cf20f5d9c12c3a0ee890cd0929fdafd588abbdfdd0525afb.jpg", + "image_caption": [ + "Fig. 2: We compare our proposed AD-MT with recent SSIMS methods in terms of the Dice score on 2D ACDC, 3D LA and Pancreas datasets with 3, 4, and 6 labeled instances, respectively. Our end-to-end AD-MT can consistently outperform the current state-of-the-art BCP (which requires an additional pre-training stage)." + ], + "image_footnote": [], + "bbox": [ + 460, + 255, + 781, + 436 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related work", + "text_level": 1, + "bbox": [ + 215, + 143, + 382, + 160 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "As highlighted by various works [7,9,25,44-46], the effective utilization of unlabeled data plays a crucial role in tackling the semi-supervised problem. Among the existing studies, consistency regularization (CR) based approaches have emerged as the dominant direction in SSMIS. These methods aim to produce disagreements on the same unlabeled inputs, thereby training the model to generate consistent predictions [14,15,37,38,41,43]. Previous methods along this line have focused on introducing perturbations and generating pseudo-labels using stable predictions as supervision for unstable ones [21,38,42]. Mean-teacher [26], as shown in Figure 1a, is a widely adopted semi-supervised learning framework in SSMIS studies. Latter studies explored the significance of weak and strong augmentation strategies to produce sufficient prediction disagreement [2,25,34,43]. However, the supervision signal derived from the predictions of the unlabeled data is inherently noisy, which can lead to an issue known as confirmation bias [1]. The bias issue can negatively impact the training stability and hinder the model's recognition ability. On top of Mean-teacher, UAMT [40] proposed an uncertainty-aware training scheme to alleviate the bias. SASS-Net [12] posed a geometric shape constraint upon the segmentation outputs, and SSNet [31] designed additional contrastive losses to enhance the model's discriminative ability, which both tended to improve the SSMIS in an indirect manner.", + "bbox": [ + 212, + 174, + 787, + 460 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Differently, recent works propose increasing the supervision signals to mitigate the potential bias and improve the training process directly. These approaches can be broadly categorized into two main categories: the multi-student co-training methods and the multi-teacher ensembling methods. As illustrated in Figure 1b, two-student co-training methods [18,29,32] tackle the noisy supervision problem by introducing an additional branch to the learning framework. The incorporation of an extra branch involves another student model, which can mutually supervise each other. Such an approach encourages diverse reasoning from different perspectives, thereby mitigating the impact of confirmation bias. Existing studies along this line typically adopt the different model initialization and learning rates to maintain the discrepancy between student models [5, 16]. Differently, our proposed AD-MT enlarges the discrepancy by using complementary sets of unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods while reserving the benefits of exponential moving averaging teacher models. Besides, these methods also come at the cost of increased training costs, as they introduce additional training parameters.", + "bbox": [ + 212, + 462, + 787, + 704 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "On the other hand, some works adopt the multi-teacher ensembling framework [15,22], as shown in Figure 1c. Along this line, the student model iteratively updates multiple teacher models with different updating strategies, leveraging their differing perspectives. By utilizing multi-teacher models, these methods ensure supervision diversity without introducing additional training parameters. However, it is worth noting that existing methods have not carefully considered the updating strategy to enforce the teacher models to be sufficiently different. For example, some works only utilize different initialization or updating at different epochs to encourage teacher differences. It is important to develop more", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/7e7b00b3b7750ad770661e9e948892156bb600d1c31df8222aecadd6dfead433.jpg", + "image_caption": [ + "Fig. 3: The diagram of our proposed AD-MT. Our method consists of two main modules: the Random Periodic Alternate Updating Module (RPA) and the Conflict-combating Module (CCM). Specifically, two teacher models T1 and T2 are updated in turn periodically and randomly. At each iteration, only one certain teacher model $\\mathrm{T}_m$ , $(m = 1,2)$ will be updated, using complementary unlabeled data batches and different strong data augmentation strategies $A_{m}$ accordingly. Furthermore, the switchable period of two teachers is randomly generated by the RPA module, aiming to increase the disagreement between the two teacher models. Meanwhile, the CCM module separates the consistent and conflicting predictions of two teacher models, and encourage the model to learning from instead of dropping the conflicts. $q_i^s, q_i^{t_1}, q_i^{t_2}$ represent the generated pseudo-labels from the student and two teachers models, respectively." + ], + "image_footnote": [], + "bbox": [ + 254, + 150, + 748, + 268 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "effective and robust updating strategies that can maintain the diversity of the teacher models while ensuring training stability. More importantly, it is also crucial to address the issue of conflicting supervision when tackling the ensembled predictions. Conflicting supervision naturally occurs when different sources of supervision provide contradictory guidance to the student model, potentially leading to training instability and suboptimal segmentation results. Despite the significance, most of the existing methods tend to drop these conflicts but have not explicitly tackled the issue of conflicting supervision.", + "bbox": [ + 212, + 465, + 787, + 585 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 609, + 330, + 625 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we provide an overview of our AD-MT, followed by a detailed description of its two main components: the Random Periodic Alternate Updating Module (RPA) and the Conflict-Combating Module (CCM).", + "bbox": [ + 212, + 640, + 785, + 686 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Overview", + "text_level": 1, + "bbox": [ + 215, + 708, + 339, + 722 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In the context of semi-supervised medical image segmentation (SSMIS), the available data comprises both labeled samples $\\mathcal{X}$ and unlabeled samples $\\mathcal{U}$ , with the number of labeled samples typically being much smaller than that of unlabeled ones (i.e., $|X| \\ll |U|$ ). During the training process, given a batch of labeled samples $\\mathcal{B}_x = \\{(x_i, y_i)\\}_{i=1}^B$ and a batch of unlabeled samples $\\mathcal{B}_u = \\{u_i\\}_{i=1}^{\\mu B}$ , SSMIS methods aim to obtain a good segmentation model by leveraging both labeled and unlabeled data effectively. Different from widely-adopted co-training", + "bbox": [ + 212, + 732, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "methods, our proposed method, as illustrated in Figure 3, utilizes a single student model, parameterized by $\\theta_{s}$ , that receives model back-propagating gradient. Besides, two auxiliary teacher models, parameterized by $\\theta_{t_1}$ and $\\theta_{t_2}$ , are alternatively updated by the exponential moving average (EMA) of the student model weights. Similar to the plain teacher-student methods [26], the student model can be directly trained on the labeled data via a standard supervised loss $\\mathcal{L}_x$ ,", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {x} = \\frac {1}{| \\mathcal {B} _ {x} |} \\sum_ {i = 1} ^ {B} \\frac {1}{H \\times W} \\sum_ {j = 1} ^ {H \\times W} \\ell \\left(\\hat {y} _ {i} (j), y _ {i} (j)\\right), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 260, + 785, + 301 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\hat{y}_i$ denotes the student model's prediction on the $i$ -th labeled data $x_i$ , i.e., $\\hat{y}_i = f(x_i; \\theta_s)$ , and $j$ represents the $j$ -th pixel on the image or the corresponding segmentation mask with a resolution of $H \\times W$ . Following [2, 17], $\\ell$ represents the loss function, calculated by an average of the dice and cross-entropy loss.", + "bbox": [ + 212, + 311, + 782, + 369 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Though Teacher1 (T1) and Teacher2 (T2) are updated in turn, both models are involved in generating pseudo-labels for unlabeled data at each iteration simultaneously. Using $a(\\cdot)$ denote the weak augmentations, which include random cropping and flipping operations [31, 40], we can obtain pseudo-labels for each unlabeled instance $u_{i}$ , i.e., $q_{i}^{t_{1}} = f(a(u_{i});\\theta_{t_{1}})$ , $q_{i}^{t_{2}} = f(a(u_{i});\\theta_{t_{2}})$ , and $q_{i}^{s} = f(a(u_{i});\\theta_{s})$ from two teacher models as well as the student model, respectively. Our proposed AD-MT can then exploit all this information and obtain an ultimate pseudo-label $q_{i}$ ,", + "bbox": [ + 212, + 371, + 787, + 492 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nq _ {i} = \\phi \\left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}, q _ {i} ^ {s}, \\tau\\right), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 428, + 503, + 784, + 520 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\phi(\\cdot)$ represents a function of our proposed Conflict-Combating Module, and $\\tau$ denotes a pre-defined high-confidence threshold. Subsequently, our method employs a conflict-combating consistency loss, $\\mathcal{L}_u$ , on unlabeled data,", + "bbox": [ + 212, + 530, + 787, + 578 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {u} = \\frac {1}{| \\mathcal {B} _ {u} |} \\sum_ {i = 1} ^ {\\mu B} \\frac {1}{H \\times W} \\sum_ {j = 1} ^ {H \\times W} \\ell \\left(p _ {i} (j), q _ {i} (j)\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 599, + 785, + 641 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $p_i = f(A_m(u_i); \\theta_s)$ is the student model's prediction on strongly-augmented unlabeled data $A_m(u_i)$ . $A_m \\in \\{A_1, A_2\\}$ , $m = 1, 2$ . represents two different strong data augmentation strategies, corresponding to the alternate turn of T1 and T2, respectively. The whole updating strategy is performed by our Random Periodic Alternate Updating Module. In summary, the total training loss is,", + "bbox": [ + 212, + 651, + 787, + 728 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathcal {L} _ {x} + \\lambda_ {t} \\mathcal {L} _ {u}, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 446, + 753, + 785, + 768 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\lambda_{t}$ denotes an iteration-dependent function to adjust the importance of consistency loss $\\mathcal{L}_u$ . Apart from the overall straightforward structure, as shown in Figure 3, the core of AD-MT lies in two aspects. First, two teachers are updated periodically and randomly in an alternate fashion. During the training", + "bbox": [ + 212, + 779, + 787, + 842 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "procedure, we utilize complementary sets of unlabeled data, different data augmentation strategies, and randomized switching periods to ensure that the two teacher models are updated in a distinct manner, complementing each other throughout the process. Second, instead of discarding conflicting predictions of the two teacher models, we design a Conflict-Combating strategy that encourages the model to learn from the disagreements between the teachers. This strategy proves highly beneficial in improving segmentation performance at the latter stages of training. These two aspects correspond to our proposed two novel components, the RPA and the CCM, which are detailed in the following two sections.", + "bbox": [ + 212, + 146, + 787, + 282 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2 Random Periodic Alternate Updating Module", + "text_level": 1, + "bbox": [ + 214, + 313, + 643, + 329 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Maintaining two different teacher models can benefit the pseudo-labeling and further reduce the confirmation bias in semi-supervised learning. However, to maximize the benefits of multiple models, it is essential to ensure that they are as diverse as possible. To this end, in AD-MT, we propose the Random Periodic Alternate Updating Module, a novel approach to updating two teacher models in a way that maximizes their diversity with little additional training efforts. In specific, the RPA module involves the following strategies.", + "bbox": [ + 212, + 347, + 787, + 454 + ], + "page_idx": 6 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Alternate Updating. At each iteration, only one of the two teacher models is updated. Consequently, throughout a complete training epoch, unique and complementary batches of unlabeled data are utilized to refine the two teacher models. This strategy ensures that the updates to the teacher models are distinct, allowing them to complement each other's learning across the training process. We denote the alternate updating period (in the unit of iterations) of each teacher model by $\\mathcal{T}_m$ , where $m \\in \\{1,2\\}$ .", + "- Distinct augmentation strategies. To further increase the diversity between the two teacher models, we also employ distinct augmentation strategies in addition to using different data batches. Specifically, we apply the color-jitting [6] operation for the turn of T1 while the copy-paste [8] augmentation for the turn of T2.", + "- Randomized switching periods. Instead of adopting a fixed switchable period rigidly for each teacher model, we consider increasing the randomness of the switchable pattern. Given a pre-defined maximum value of the period, denoted by $\\mathcal{T}_{\\text{max}}$ , the alternating period for each teacher is randomly generated when switching occurs, i.e.," + ], + "bbox": [ + 225, + 470, + 787, + 731 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {T} _ {m} \\leftarrow \\text {r a n d o m . r a n d o m i n t} (0, \\mathcal {T} _ {\\max }, \\quad m \\in \\{1, 2 \\}. \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 746, + 784, + 762 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In this way, our RPA module cannot only increase the diversity between the two teacher models but also lower the risks of data over-perturbation discussed in [41, 43]. This is simply because these different strong augmentations are not applied simultaneously in our method.", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Conflict-combating Module", + "text_level": 1, + "bbox": [ + 215, + 146, + 486, + 162 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Having two distinct teacher models derived from the RPA, our proposed Conflict-Combating Module, abstracted as a function of $\\phi(\\cdot)$ , is carefully designed to address the issue of conflicting predictions between the two teacher models. Instead of discarding these conflicts directly, the CCM module encourages the model to further learn from the disagreements with the help of the student model.", + "bbox": [ + 212, + 170, + 782, + 244 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Specifically, the CCM module first separates the consistent and conflicting predictions of the two teacher models. On the one hand, it applies the entropy-based teacher ensemble to obtain an ensembled prediction, $\\psi_{i}$ , on the unlabeled instance $u_{i}$ , which is directly used for the consistent supervision. Given the prediction entropy (denoted by $H(\\cdot)$ ) of two teacher models,", + "bbox": [ + 212, + 246, + 784, + 321 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nH _ {t _ {1}} = H \\left(q _ {i} ^ {t _ {1}}\\right) = - \\sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {1}} \\log_ {2} q _ {i} ^ {t _ {1}}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 332, + 784, + 372 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nH _ {t _ {2}} = H \\left(q _ {i} ^ {t _ {2}}\\right) = - \\sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {2}} \\log_ {2} q _ {i} ^ {t _ {2}}, \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 377, + 784, + 416 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "we can obtain the entropy-based ensembled prediction,", + "bbox": [ + 215, + 425, + 612, + 440 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\psi_ {i} = \\psi \\left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}\\right) = \\frac {w _ {1} q _ {i} ^ {t _ {1}} + w _ {2} q _ {i} ^ {t _ {2}}}{w _ {1} + w _ {2}}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 450, + 784, + 483 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "with $w_{1} = e^{-H_{t_{1}}}$ , $w_{2} = e^{-H_{t_{2}}}$ . On the other hand, to account for the increasing improvement of the student model, we compare the entropy of the student's prediction with the entropy of the ensembled prediction. We then use the lower-entropy one as the final supervision for the conflicting prediction. This strategy ensures that the conflicting supervision benefits from the strengths of both the teacher models and student model. In summary, the final prediction $q_{i}$ is,", + "bbox": [ + 212, + 492, + 782, + 583 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nq _ {i} (j) = \\left\\{ \\begin{array}{l l} \\mathbb {1} \\left(\\max \\left(q _ {i} ^ {s} (j)\\right) \\geq \\tau\\right) q _ {i} ^ {s} (j), & q _ {i} ^ {t _ {1}} \\neq q _ {i} ^ {t _ {2}} \\& H _ {\\psi_ {i} (j)} > H _ {q _ {i} ^ {s} (j)} \\\\ \\mathbb {1} \\left(\\max \\left(\\psi_ {i} (j)\\right) \\geq \\tau\\right) \\psi_ {i} (j), & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 282, + 594, + 784, + 632 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathbb{1}(\\cdot)$ only selects the high-confidence predictions for the unlabeled supervision. Additionally, we examine more ensembling strategies in the experiment section. As the training process progresses, the student model learns from both diverse teacher models efficiently and effectively. In the inference phase, the student model is used as the final segmentation model, providing accurate and reliable segmentation results on new medical images.", + "bbox": [ + 212, + 642, + 782, + 733 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 755, + 375, + 771 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Datasets and Evaluation Metrics", + "text_level": 1, + "bbox": [ + 215, + 785, + 532, + 800 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Following the previous works [2,30,31], we adopt the widely used benchmarks, the Pancreas-NIH dataset [24], the Left Atrium (LA) dataset [35], and the", + "bbox": [ + 212, + 809, + 784, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/c437046b70abdb91c06bb528464cac59c36f38e7feadc7a0cd682096f84379a5.jpg", + "table_caption": [ + "Table 1: Performance comparison with the SOTA methods on the LA, with $5\\%$ and $10\\%$ labeled data. $\\dagger$ denotes that BCP [2] requires an additional pre-training stage before the semi-supervised training. The best is highlighted in Bold." + ], + "table_footnote": [], + "table_body": "
MethodLeft atrium (5% / 4 labeled data)Left atrium (10% / 8 labeled data)
Dice ↑Jaccard ↑95HD ↓ASD ↓Dice ↑Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)52.5539.6047.059.8782.7471.7213.353.26
UA-MT [40] (MICCAI'19)82.2670.9813.713.8286.2876.1118.714.63
SASSNet [12] (MICCAI'20)81.6069.6316.163.5885.2275.0911.182.89
DTC [17] (AAAI'21)81.2569.3314.903.9987.5178.178.232.36
URPC [19] (MedIA'22)82.4871.3514.653.6585.0174.3615.373.96
SS-Net [31] (MICCAI'22)86.3376.159.972.3188.5579.627.491.90
MC-Net+ [32] (MedIA'22)83.5972.3614.072.7088.9680.257.931.86
PS-MT [15] (CVPR'22)88.4979.138.122.7889.7281.486.941.92
MCF [28] (CVPR'23)----88.7180.416.321.90
BCP [2]† (CVPR'23)88.0278.727.902.1589.6281.316.811.76
AD-MT (Ours)89.6381.286.561.8590.5582.795.811.70
", + "bbox": [ + 233, + 198, + 769, + 356 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/ac655eff375fbf84d9d81af5284d944b9e266e54d17e7d09f5bd5b7426f171c4.jpg", + "table_caption": [ + "Table 2: Performance comparison with the SOTA methods on the ACDC, in the semi-supervised setting of $5\\%$ and $10\\%$ labeled data." + ], + "table_footnote": [], + "table_body": "
MethodACDC (5% / 3 labeled data)ACDC (10% / 7 labeled data)
Dice ↑ Jaccard ↑95HD ↓ ASD ↓Dice ↑ Jaccard ↑95HD ↓ ASD ↓
U-Net (SupOnly)47.8337.0131.1612.6279.4168.119.352.70
UA-MT [40] (MICCAI'19)46.0435.9720.087.7581.6570.646.882.02
SASSNet [12] (MICCAI'20)57.7746.1420.056.0684.5074.345.421.86
DTC [17] (AAAI'21)56.9045.6723.367.3984.2973.9212.814.01
CPS [5] (CVPR'21)70.1561.175.962.1486.9178.115.721.92
URPC [19] (MedIA'22)55.8744.6413.603.7483.1072.414.841.53
SS-Net [31] (MICCAI'22)65.8255.386.672.2886.7877.676.071.40
MC-Net+ [32] (MedIA'22)62.8552.297.622.3387.1078.066.682.00
PS-MT [15] (CVPR'22)86.9477.904.652.1888.9180.794.961.83
BCP [2] (CVPR'23)87.5978.671.900.6788.8480.623.981.17
AD-MT (Ours)88.7580.411.480.5089.4681.471.510.44
", + "bbox": [ + 233, + 414, + 769, + 578 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Automated Cardiac Diagnosis Challenge (ACDC) dataset [3] to validate the effectiveness of our proposed AD-MT. The Pancreas-NIH and LA are two 3D datasets, consisting of 82 contrast-enhanced abdominal CT volumes and 100 3D gadolinium-enhanced magnetic resonance image scans, respectively. During the training stages, the 3D images are randomly cropped into $112 \\times 112 \\times 80$ and $96 \\times 96 \\times 96$ for Pancrease and LA, respectively. The ACDC dataset is a 2D benchmark, which contains 100 cardiac MR imaging samples, which are resized into $256 \\times 256$ pixels and normalized into $[0, 1]$ .", + "bbox": [ + 215, + 609, + 787, + 732 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Consistent with previous studies [17, 19, 31], we adopt the Dice Score $(\\%)$ , Jaccard Score $(\\%)$ , $95\\%$ Hausdorff Distance in voxel (95HD), and Average Surface Distance in voxel (ASD) as our evaluation metrics to compare the segmentation performance under the different semi-supervised partition protocols. A higher Dice Score and Jaccard Score indicate better segmentation performance, while a lower 95HD and ASD indicate better agreement between the predicted segmentation and ground truth.", + "bbox": [ + 215, + 733, + 787, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/549c0e19ba250b5c9d4b3a8453f1a53ca4ac6f3790f37cdf48a23ce055f8d86c.jpg", + "table_caption": [ + "Table 3: Performance comparison with SOTA methods on the Pancreas, in the semi-supervised setting of $10\\%$ and $20\\%$ labeled data." + ], + "table_footnote": [], + "table_body": "
MethodPancreas (10% / 6 labeled data)Pancreas (20% / 12 labeled data)
Dice ↑ Jaccard ↑95HD ↓ASD ↓Dice ↑ Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)55.6041.7445.3318.6372.3858.2619.355.89
UA-MT [40] (MICCAI'19)66.3453.2117.214.5776.1062.6210.842.43
SASSNet [12] (MICCAI'20)68.7853.8619.026.2677.6664.0810.933.05
DTC [17] (AAAI'21)69.2154.0617.215.9578.2764.758.362.25
ASE-Net [11] (TMI'22)71.5456.8216.335.7379.0366.578.622.30
SS-Net [31] (MICCAI'22)71.7657.0517.565.7778.9866.328.862.01
MC-Net+ [32] (MedIA'22)70.0055.6616.033.8779.3766.838.521.72
PS-MT [15](CVPR'22)76.9462.3713.123.6680.7468.157.412.06
MCF [28] (CVPR'23)----75.0061.2711.593.27
BCP [2] (CVPR'23)73.8359.2412.713.7282.9170.976.432.25
AD-MT (Ours)80.2167.517.181.6682.6170.704.941.38
", + "bbox": [ + 233, + 184, + 769, + 347 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Implementation Details", + "text_level": 1, + "bbox": [ + 215, + 375, + 455, + 388 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Following other SSMIS studies [2,30,40], we adopt the U-Net [23] and V-Net [20] as the backbones for the experiments on 2D and 3D datasets, respectively. For the 2D ACDC dataset, we train the segmentation model with a batch size of 24 (12 labeled and 12 unlabeled instances) for 30,000 iterations. On the LA and Pancreas datasets, we follow existing studies and adopt a batch size of 4 (2 labeled and 2 unlabeled instances) for training 15,000 iterations. We use an SGD optimizer to train the student model with a polynomial learning-rate decay where the initial learning rate, 0.01, is multiplied by $(1 - \\mathrm{iter} / \\max_{\\text{iter}})^{0.9}$ . The momentum and the weight decay are set as 0.9 and 0.0001, respectively. The two teacher models are randomly initialized and updated with an exponential parameter of 0.99. By default, we set the maximum loss weight $\\lambda_u = 2.0$ , and the maximum period $\\mathcal{T}_{\\text{max}} = 0.5$ epoch for all runs.", + "bbox": [ + 212, + 398, + 787, + 582 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Comparison with SOTAs", + "text_level": 1, + "bbox": [ + 215, + 603, + 467, + 618 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In this section, we compare our method with the most recent SSMIS methods, including UA-MT [40], SASSNet [12], DTC [17], ASE-Net [11], SS-Net [31], MC-Net+ [30], MCF [28], PS-MT [15] and BCP [2]. Note that BCP requires an additional pre-training stage while other methods do not.", + "bbox": [ + 212, + 628, + 784, + 686 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3D LA. As shown in Table 1, our proposed AD-MT approach achieves the highest Dice Score and Jaccard Score on both the $5\\%$ and $10\\%$ labeled data settings for the LA dataset. With only 4 labeled instances, our approach achieves a Dice Score of $89.63\\%$ , outperforming the previous state-of-the-art method BCP [2] by $1.61\\%$ in Dice Score and $2.56\\%$ in Jaccard Score, without introducing an extra pre-training stage. Also note that our AD-MT outperforms MC-Net+ by over $6\\%$ in terms of the Dice score with 4 labeled data available, despite the fact that MC-Net+ introduces far more training parameters. Meanwhile, AD-MT also obtains the lowest 95HD and ASD on both labeled data settings, indicating that our approach produces better segmentation results that are closer to the ground", + "bbox": [ + 212, + 688, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/117d3a1976aa614d630eb049bc3f21f4b91b9eb51378234c7ddf9e60fc2a644e.jpg", + "table_caption": [ + "Table 4: Ablation studies on different components of our proposed AD-MT, when using 3 cases as labeled data on the ACDC. Three different classes of RV, Myo, LV represent the right ventricle, myocardium, and left ventricle, respectively." + ], + "table_footnote": [], + "table_body": "
ComponentsRVMyoLVMean
T1T2RPACCMDice(%)95HDDice(%)95HDDice(%)95HDDice(%)↑
✓85.302.1884.441.5390.764.2586.83
✓84.593.0883.511.8690.562.3386.22
✓✓✓85.801.9885.631.2992.202.8387.88
✓✓✓✓86.631.9286.781.1792.861.3688.75
", + "bbox": [ + 235, + 198, + 767, + 292 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "truth than the other SOTA methods. These results demonstrate the effectiveness of our proposed approach in improving the accuracy of SSMIS, even in scenarios where labeled data is scarce.", + "bbox": [ + 215, + 345, + 784, + 388 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "2D ACDC. Table 2 shows the results of our AD-MT compared to the current SOTA methods on the ACDC dataset. The ACDC dataset is a challenging dataset for SSMIS due to fine-grained multiple classes and the variability in heart anatomy and pathology, making it a good benchmark for evaluating the effectiveness of our approach. Similar to the results on the LA, AD-MT achieves the best performance on the ACDC dataset in both the $5\\%$ and $10\\%$ labeled data settings. In the $5\\%$ labeled data setting, AD-MT achieves a Dice Score of $88.75\\%$ , which is $1.16\\%$ higher than BCP's Dice Score of $87.59\\%$ . A notable advantage of our proposed AD-MT approach is that it does not require any additional pre-training stage before the semi-supervised training, unlike the BCP method [2]. This makes AD-MT a more efficient and practical approach. AD-MT achieves a significant improvement in Dice Score compared to other end-to-end methods without pre-training, with more than a $20\\%$ improvement observed in the $5\\%$ labeled setting.", + "bbox": [ + 215, + 402, + 785, + 614 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "3D Pancreas. The results on the Pancreas-NIH dataset are reported in Table 3. It can be seen from the table that our method demonstrates great recognition performance when the number of labeled data is small, e.g., our AD-MT surpasses the baseline method and UA-MT by a large margin of more than $20\\%$ and $10\\%$ in terms of the Dice score with 6 labeled data available, respectively. In the $10\\%$ labeled setting, AD-MT achieves a Dice Score of $80.21\\%$ , which is $6.38\\%$ higher than the BCP's Dice Score of $73.83\\%$ . In the $20\\%$ labeled setting, AD-MT achieves a Dice Score of $82.61\\%$ , which is only slightly lower than the BCP's Dice Score of $82.91\\%$ . However, AD-MT achieves the lowest 95HD and ASD, indicating that our approach produces more dedicated segmentation results. Similar to the observation on the LA and ACDC, our AD-MT produces highly accurate segmentation on the Pancreas with limited labeled data, which is a significant advantage in real-world scenarios where labeled data is scarce and expensive to obtain.", + "bbox": [ + 215, + 628, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/fe28a8d440068ded91585507dbec175a3d6edb55db12bfdd3c93ae84a3861607.jpg", + "table_caption": [ + "Table 5: Ablation studies on the threshold $\\tau$ with $5\\%$ labeled data. It is set as 0.95 and 0.75 for the 2D and 3D datasets, respectively." + ], + "table_footnote": [], + "table_body": "
τ0.70.750.80.850.90.95
ACDC86.5887.9087.9788.0788.4288.75
LA89.5989.6389.3588.8988.6386.94
", + "bbox": [ + 352, + 184, + 651, + 244 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Ablations Studies", + "text_level": 1, + "bbox": [ + 215, + 271, + 408, + 285 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Impact of different components. In Table 4, we investigate the effectiveness of the main components of our proposed AD-MT on the ACDC dataset with $5\\%$ labeled data. The components studied include T1-only, T2-only, the RPA, and the CCM. The evaluation metrics used are Dice Score and 95HD, and we perform a category-wise examination for three classes: the right ventricle (RV), the myocardium (Myo), and the left ventricle (LV). Recall that our AD-MT method iteratively updates two teacher models, named T1 and T2, where T1 is updated by the student model applying color augmentations and T2 is updated by the student model applying mix augmentations. It can be seen from the table that the T1-only obtains slightly better performance than the T2-only, indicating the superiority of the color or intensity based perturbation compared to the copy-paste augmentation. The third row shows the results when both T1 and T2 are involved, along with our proposed RPA module for alternate diverse updating. Although we only use the average prediction of two teacher models at the current stage, we observe a significant improvement in Dice Score for all three classes (RV, Myo, and LV), resulting in a mean improvement of more than $1\\%$ . It suggests that our RPA module can indeed generate diverse reasoning and consequently improve the segmentation performance. Furthermore, as discussed in Section 1, two teacher models will inevitably come across conflicting supervision, and it is critical to address the conflicts. As shown in the fourth row of the table, the complete AD-MT with all components, obtains the most accurate segmentation, with the lowest 95HD and the highest Dice Score. Overall, the results demonstrate the importance of each component in our proposed AD-MT approach. Particularly, the RPA and CCM modules are effective in encouraging diverse reasoning and leveraging all involved models to improve the accuracy of the segmentation. The results highlight the importance of leveraging diverse information from multiple sources and effectively combining them to improve segmentation accuracy.", + "bbox": [ + 212, + 295, + 787, + 718 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Impact of the threshold $\\tau$ . Table 5 shows the results of an ablation study on the pre-defined high-confidence threshold $(\\tau)$ for our AD-MT approach on the ACDC and LA in terms of the Dice Score. For the ACDC, increasing the threshold from 0.7 to 0.95 leads to a gradual improvement in Dice Score, with the highest Dice Score of $88.75\\%$ achieved at a threshold of 0.95. Differently, for the LA dataset, increasing the threshold beyond 0.75 leads to a drop in Dice Score. The highest Dice Score of $89.63\\%$ is achieved at a threshold of 0.75. It suggests that, on the 3D dataset, a higher threshold may filter out too many predictions,", + "bbox": [ + 212, + 719, + 789, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 127 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/eeb9de66105712a3985eace5b678e8b118523200a2c75583234503ca7d775e9e.jpg", + "image_caption": [ + "Fig.4: Impact of different alternating periodic updating strategies in the RPA with varying values of $\\mathcal{T}_{max}$ on the ACDC with $5\\%$ labeled data. By default, we adopt the random switching periods and set $\\mathcal{T}_{max}$ as the half-epoch iterations." + ], + "image_footnote": [], + "bbox": [ + 233, + 145, + 524, + 253 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 6: Compare different ensembling strategies on the ACDC with $5\\%$ labeled data, whenever conflicts occur. \"Drop\" denotes dropping the conflicts completely. \"Avg.\" and \"Ent.\" represent to use the mean and entropy-based ensembling of two teachers.", + "bbox": [ + 553, + 156, + 787, + 268 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Strategy|Drop Avg. Ent. CCM", + "bbox": [ + 558, + 285, + 781, + 300 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Dice $(\\%)$ |86.69 87.88 88.11 88.75", + "bbox": [ + 558, + 305, + 782, + 320 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "leading to a loss of information and a decrease in segmentation accuracy. The default thresholds are 0.95 and 0.75 for the 2D and 3D datasets, respectively.", + "bbox": [ + 212, + 368, + 784, + 398 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Impact of the switching periods $\\mathcal{T}_{max}$ . Figure 4 shows our examinations on different alternate updating periods in the RPA with two different strategies: the fixed and random periods. We can easily observe that the random strategies can consistently outperform the fixed ones. It is simply because the highly randomness can further enlarge the diversity between the two teacher models, resulting in better segmentation performance. In contrast, since both the student and teacher models are trained from scratch, large $\\mathcal{T}_{max}$ in the fixed strategies, may enforce ensembling predictions among models with a big performance gap, which significantly reduces the ensembling effectiveness.", + "bbox": [ + 212, + 400, + 785, + 535 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Impact of different Ensembling strategies. In Table 6, we investigate different ensembling strategies to address the conflicts on the ACDC with $5\\%$ labeled data. We can clearly see that directly dropping all the conflicts leads to the lowest Dice Score of $86.69\\%$ , indicating the significance of learning from the conflicts. Using the average and entropy-based ensembling strategies can clearly improve the segmentation performance, which is still limited at only involving the teacher models. As the training progresses, the student model can effectively learn from both teachers and gradually become comparable to the teachers. Our CCM exploits such information and obtains the highest Dice of $88.75\\%$ .", + "bbox": [ + 212, + 537, + 787, + 672 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Visualization. Figure 5 illustrates example segmentation results on the LA (top 2 rows) and ACDC (bottom 2 rows) in the semi-supervised setting of $5\\%$ labeled data. We clearly see that our approach produces segmentation results that are closer to the ground truth than the other SOTA methods. For example, only SS-Net and our AD-MT can recognize the connected segmented region, as shown in the second row. In contrast, SS-Net segments the wrong RV region in the third row on the multi-class ACDC dataset, while our ACDC does not. Additionally, we observe that it is generally more challenging to segment three classes from a Sagittal plane (the fourth row) than from a Coronal plane (the third row) on the ACDC. The better segmentation results further highlight the importance of leveraging diverse information from multiple sources to improve", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/103ad1214ca596e94adf386d814004b7385c46ea99a17dc338fd8526c123452d.jpg", + "image_caption": [ + "Fig.5: Qualitative results from the 3D LA (top 2 rows) and 2D ACDC (bottom 2 rows). a) the ground-truth, b) UA-MT, c) MC-Net, d) SS-Net, and e) AD-MT." + ], + "image_footnote": [], + "bbox": [ + 261, + 146, + 738, + 522 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "segmentation accuracy, as our proposed AD-MT approach does by combining information from multiple modalities and teacher models. Overall, the results in Figure 5 demonstrate the effectiveness of our proposed AD-MT approach in improving the accuracy of SSMIS.", + "bbox": [ + 212, + 590, + 787, + 650 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 672, + 359, + 690 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we propose an alternate diverse teaching approach in a teacher-student framework, which boosts SSMIS via two novel modules: the Random Periodic Alternate Updating Module and the Conflict-Combating Module. With the RPA scheduling, two teacher models are momentum-updated periodically and randomly in an alternate manner to produce diverse supervision. The entropy-based CCM effectively leverages all involved models to encourage the student model to learn from the two teachers' consistent and conflicting predictions. Without introducing extra training parameters and constraints, AD-MT achieves the new SOTA performance on popular 2D and 3D SSMIS benchmarks.", + "bbox": [ + 212, + 704, + 792, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Z. Zhao et al.", + "bbox": [ + 271, + 114, + 362, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Arazo, E., Ortego, D., Albert, P., O'Connor, N.E., McGuinness, K.: Pseudolabeling and confirmation bias in deep semi-supervised learning. In: 2020 International Joint Conference on Neural Networks. IEEE (2020) 2, 4", + "2. 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In: AAAI (2022) 4" + ], + "bbox": [ + 212, + 146, + 787, + 830 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Alternate Diverse Teaching for SSMIS", + "bbox": [ + 475, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_model.json b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_model.json new file mode 100644 index 0000000000000000000000000000000000000000..898f02bc7c7cfa9b062e682411311b460adf2ce9 --- /dev/null +++ b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_model.json @@ -0,0 +1,2137 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.231, + 0.141, + 0.776, + 0.187 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.316, + 0.212, + 0.689, + 0.245 + ], + "angle": 0, + "content": "Zhen Zhao\\(^{1}\\), Zicheng Wang\\(^{3}\\), Longyue Wang\\(^{2\\star}\\), Dian Yu\\(^{2}\\), Yixuan Yuan\\(^{4}\\), and Luping Zhou\\(^{3}\\)" + }, + { + "type": "text", + "bbox": [ + 0.283, + 0.254, + 0.721, + 0.298 + ], + "angle": 0, + "content": "\\(^{1}\\) Shanghai AI Lab \\(^{2}\\) Tencent AI Lab \n\\(^{3}\\) University of Sydney \\(^{4}\\) The Chinese University of Hong Kong \nhttps://github.com/zhenzhao/AD-MT" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.334, + 0.763, + 0.584 + ], + "angle": 0, + "content": "Abstract. Semi-supervised medical image segmentation has shown promise in training models with limited labeled data. However, current dominant teacher-student based approaches can suffer from the confirmation bias. To address this challenge, we propose AD-MT, an alternate diverse teaching approach in a teacher-student framework. It involves a single student model and two non-trainable teacher models that are momentum-updated periodically and randomly in an alternate fashion. To mitigate the confirmation bias via the diverse supervision, the core of AD-MT lies in two proposed modules: the Random Periodic Alternate (RPA) Updating Module and the Conflict-Combating Module (CCM). The RPA schedules an alternating diverse updating process with complementary unlabeled data batches, distinct data augmentation, and random switching periods to encourage diverse reasoning from different teaching perspectives. The CCM employs an entropy-based ensembling strategy to encourage the model to learn from both the consistent and conflicting predictions between the teachers. Experimental results demonstrate the effectiveness and superiority of AD-MT on the 2D and 3D medical segmentation benchmarks across various semi-supervised settings." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.597, + 0.741, + 0.625 + ], + "angle": 0, + "content": "Keywords: Semi-supervised Learning \\(\\cdot\\) Medical Image Segmentation \\(\\cdot\\) Alternate Diverse Teaching \\(\\cdot\\) Random Periodic Alternate" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.65, + 0.377, + 0.667 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.682, + 0.788, + 0.803 + ], + "angle": 0, + "content": "Medical image segmentation is a pressing task in computer-aided diagnosis, as it plays a crucial role in medical image reasoning [4,27,36]. Current methods for medical image segmentation heavily rely on deep neural networks, which necessitates a substantial amount of annotated data for training. However, annotating pixel-wise medical images is challenging and time-consuming, often requiring expert annotators [33, 39]. In response to this challenge, several studies have focused on the development of semi-supervised medical image segmentation (SS-MIS) techniques, aiming to train models using a limited amount of labeled data" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.811, + 0.788, + 0.842 + ], + "angle": 0, + "content": "* Corresponding author. The authors also thank Hong Kong Research Grants Council (RGC) General Research Fund 14204321 for the support of this work." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.127 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.156, + 0.323, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.22, + 0.251, + 0.322, + 0.264 + ], + "angle": 0, + "content": "(a) mean-teacher" + }, + { + "type": "image", + "bbox": [ + 0.352, + 0.157, + 0.455, + 0.25 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.327, + 0.252, + 0.486, + 0.264 + ], + "angle": 0, + "content": "(b) two-student co-training" + }, + { + "type": "image", + "bbox": [ + 0.489, + 0.159, + 0.627, + 0.25 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.487, + 0.252, + 0.645, + 0.264 + ], + "angle": 0, + "content": "(c) two-teacher ensembling" + }, + { + "type": "image", + "bbox": [ + 0.648, + 0.159, + 0.785, + 0.25 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.681, + 0.252, + 0.752, + 0.264 + ], + "angle": 0, + "content": "(d) AD-MT" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.275, + 0.788, + 0.429 + ], + "angle": 0, + "content": "Fig. 1: Frameworks of different SSMIS methods. Crucial distinctions arise from how the unlabeled data is leveraged. a) the plain teacher-student framework, b) a two-student co-training paradigm that enforces mutual learning, c) a two-teacher ensemble framework where two differently initialized and updated teacher models supervise the training of the student model in a average manner, d) our proposed alternate diverse mean-teacher (AD-MT) framework. Our framework involves two teacher models that are updated periodically and randomly, using complementary unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods, to enlarge their disagreement. Additionally, our Conflict-Combating Module (CCM) encourages the student model to learn from the conflict predictions of the teacher models rather than dropping conflicts directly. \"sg\" denotes \"stop gradient\"." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.46, + 0.785, + 0.506 + ], + "angle": 0, + "content": "and a larger amount of unlabeled data [2, 17, 31]. It is evident that the key lies in effectively leveraging the unlabeled data to assist the labeled data for model training [10, 13, 15]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.507, + 0.787, + 0.643 + ], + "angle": 0, + "content": "Recent SSMIS studies are dominated by consistency regularization (CR) based approaches, which encourage the model to generate consistent predictions from disagreements on the same unlabeled input [12,32,40]. Various works adopt a teacher-student framework with weak and strong data augmentation strategies and encourage the exponential moving average (EMA) teacher model to provide supervision for unlabeled training. However, as discussed in many semi-supervised studies [2, 18, 29], a single model can inevitably produce noisy and even wrong pseudo-labels, resulting in the model suffering from the so-called confirmation bias issue [1]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In the literature, early studies like DTC [17], SASS-Net [12], and SS-Net [31], tend to introduce extra training constraints to tackle the confirmation bias in an indirect manner. Differently, recent works turn to increasing diverse supervision signals to alleviate the bias directly. Studies along this line can be divided into two categories, i.e., the multi-student co-training method [5,18,32] and the multiteacher ensembling method [15]. The co-training framework aims at introducing another diverse student model and encouraging both models to supervise each other mutually, as shown in Figure 1b. However, in addition to introducing extra training efforts and losing the EMA stability, these methods using the same network structure cannot produce a sufficient discrepancy between cotraining models by only using different initialization and learning rates. On the other hand, the multi-teacher ensembling methods encourage the student model to update different teacher models iteratively, avoiding extra training costs, as" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.223 + ], + "angle": 0, + "content": "shown in Figure 1c. However, a key issue in such methods is the teacher model updating strategy, which has not been carefully designed to generate diverse supervision. Besides, existing ensembling methods typically adopt an average strategy and train the model only from their consistent predictions. Few studies have explored the potential benefits of learning from the conflicts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.224, + 0.449, + 0.585 + ], + "angle": 0, + "content": "Facing these issues, in this paper, we propose a novel alternate diverse teaching approach in a teacher-student framework, dubbed AD-MT, for SSMIS. As shown in Figure 1d, AD-MT involves a single trainable student model and two non-trainable teacher models that are updated directly by the EMA of the student weights. In specific, two teachers are updated periodically and randomly in an alternate fashion. To encourage diverse reasoning from different teaching perspectives, AD-MT enlarges the discrepancy by using complementary data batches, distinct data augmentation strategies, and randomized switchable periods. This alternating diverse updating process is scheduled by our proposed Random Periodic Alter" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.586, + 0.788, + 0.707 + ], + "angle": 0, + "content": "nate Updating (RPA) Module. Furthermore, instead of discarding conflicting predictions of the teacher models, we design an entropy-based Conflict-Combating Module (CCM) that separates the consistent and conflicting predictions and also encourages the model to learn from the disagreements between the teachers. Thanks to our proposed two modules, AD-MT, as shown in Figure 2, can consistently outperform current state-of-the-art (SOTA) BCP by a large margin, achieving a \\(6.38\\%\\) Dice improvement on the Pancrease with \\(10\\%\\) labeled data. Our contributions are summarized as follows," + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.718, + 0.785, + 0.761 + ], + "angle": 0, + "content": "- We propose AD-MT, an alternate diverse teacher-student approach for SS-MIS, which enforces diverse teaching models to mitigate the impact of confirmation bias." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.764, + 0.785, + 0.809 + ], + "angle": 0, + "content": "- We design a novel Random Periodic Alternate updating module to enlarge the diversity of the two teacher models and a Conflict-combating module to learn from both consistent and conflicting predictions of the two teachers." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "- Without introducing additional constraints and extra training costs, AD-MT achieves the new SOTA performance on the 2D and 3D SSMIS benchmarks." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.718, + 0.785, + 0.84 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.462, + 0.256, + 0.782, + 0.438 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.456, + 0.452, + 0.788, + 0.55 + ], + "angle": 0, + "content": "Fig. 2: We compare our proposed AD-MT with recent SSIMS methods in terms of the Dice score on 2D ACDC, 3D LA and Pancreas datasets with 3, 4, and 6 labeled instances, respectively. Our end-to-end AD-MT can consistently outperform the current state-of-the-art BCP (which requires an additional pre-training stage)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.127 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.383, + 0.161 + ], + "angle": 0, + "content": "2 Related work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.462 + ], + "angle": 0, + "content": "As highlighted by various works [7,9,25,44-46], the effective utilization of unlabeled data plays a crucial role in tackling the semi-supervised problem. Among the existing studies, consistency regularization (CR) based approaches have emerged as the dominant direction in SSMIS. These methods aim to produce disagreements on the same unlabeled inputs, thereby training the model to generate consistent predictions [14,15,37,38,41,43]. Previous methods along this line have focused on introducing perturbations and generating pseudo-labels using stable predictions as supervision for unstable ones [21,38,42]. Mean-teacher [26], as shown in Figure 1a, is a widely adopted semi-supervised learning framework in SSMIS studies. Latter studies explored the significance of weak and strong augmentation strategies to produce sufficient prediction disagreement [2,25,34,43]. However, the supervision signal derived from the predictions of the unlabeled data is inherently noisy, which can lead to an issue known as confirmation bias [1]. The bias issue can negatively impact the training stability and hinder the model's recognition ability. On top of Mean-teacher, UAMT [40] proposed an uncertainty-aware training scheme to alleviate the bias. SASS-Net [12] posed a geometric shape constraint upon the segmentation outputs, and SSNet [31] designed additional contrastive losses to enhance the model's discriminative ability, which both tended to improve the SSMIS in an indirect manner." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.705 + ], + "angle": 0, + "content": "Differently, recent works propose increasing the supervision signals to mitigate the potential bias and improve the training process directly. These approaches can be broadly categorized into two main categories: the multi-student co-training methods and the multi-teacher ensembling methods. As illustrated in Figure 1b, two-student co-training methods [18,29,32] tackle the noisy supervision problem by introducing an additional branch to the learning framework. The incorporation of an extra branch involves another student model, which can mutually supervise each other. Such an approach encourages diverse reasoning from different perspectives, thereby mitigating the impact of confirmation bias. Existing studies along this line typically adopt the different model initialization and learning rates to maintain the discrepancy between student models [5, 16]. Differently, our proposed AD-MT enlarges the discrepancy by using complementary sets of unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods while reserving the benefits of exponential moving averaging teacher models. Besides, these methods also come at the cost of increased training costs, as they introduce additional training parameters." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.84 + ], + "angle": 0, + "content": "On the other hand, some works adopt the multi-teacher ensembling framework [15,22], as shown in Figure 1c. Along this line, the student model iteratively updates multiple teacher models with different updating strategies, leveraging their differing perspectives. By utilizing multi-teacher models, these methods ensure supervision diversity without introducing additional training parameters. However, it is worth noting that existing methods have not carefully considered the updating strategy to enforce the teacher models to be sufficiently different. For example, some works only utilize different initialization or updating at different epochs to encourage teacher differences. It is important to develop more" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.255, + 0.151, + 0.749, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.283, + 0.788, + 0.436 + ], + "angle": 0, + "content": "Fig. 3: The diagram of our proposed AD-MT. Our method consists of two main modules: the Random Periodic Alternate Updating Module (RPA) and the Conflict-combating Module (CCM). Specifically, two teacher models T1 and T2 are updated in turn periodically and randomly. At each iteration, only one certain teacher model \\( \\mathrm{T}_m \\), \\( (m = 1,2) \\) will be updated, using complementary unlabeled data batches and different strong data augmentation strategies \\( A_{m} \\) accordingly. Furthermore, the switchable period of two teachers is randomly generated by the RPA module, aiming to increase the disagreement between the two teacher models. Meanwhile, the CCM module separates the consistent and conflicting predictions of two teacher models, and encourage the model to learning from instead of dropping the conflicts. \\( q_i^s, q_i^{t_1}, q_i^{t_2} \\) represent the generated pseudo-labels from the student and two teachers models, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.466, + 0.788, + 0.587 + ], + "angle": 0, + "content": "effective and robust updating strategies that can maintain the diversity of the teacher models while ensuring training stability. More importantly, it is also crucial to address the issue of conflicting supervision when tackling the ensembled predictions. Conflicting supervision naturally occurs when different sources of supervision provide contradictory guidance to the student model, potentially leading to training instability and suboptimal segmentation results. Despite the significance, most of the existing methods tend to drop these conflicts but have not explicitly tackled the issue of conflicting supervision." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.61, + 0.331, + 0.625 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.641, + 0.787, + 0.687 + ], + "angle": 0, + "content": "In this section, we provide an overview of our AD-MT, followed by a detailed description of its two main components: the Random Periodic Alternate Updating Module (RPA) and the Conflict-Combating Module (CCM)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.709, + 0.341, + 0.723 + ], + "angle": 0, + "content": "3.1 Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.733, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In the context of semi-supervised medical image segmentation (SSMIS), the available data comprises both labeled samples \\(\\mathcal{X}\\) and unlabeled samples \\(\\mathcal{U}\\), with the number of labeled samples typically being much smaller than that of unlabeled ones (i.e., \\(|X| \\ll |U|\\)). During the training process, given a batch of labeled samples \\(\\mathcal{B}_x = \\{(x_i, y_i)\\}_{i=1}^B\\) and a batch of unlabeled samples \\(\\mathcal{B}_u = \\{u_i\\}_{i=1}^{\\mu B}\\), SSMIS methods aim to obtain a good segmentation model by leveraging both labeled and unlabeled data effectively. Different from widely-adopted co-training" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.128 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "methods, our proposed method, as illustrated in Figure 3, utilizes a single student model, parameterized by \\(\\theta_{s}\\), that receives model back-propagating gradient. Besides, two auxiliary teacher models, parameterized by \\(\\theta_{t_1}\\) and \\(\\theta_{t_2}\\), are alternatively updated by the exponential moving average (EMA) of the student model weights. Similar to the plain teacher-student methods [26], the student model can be directly trained on the labeled data via a standard supervised loss \\(\\mathcal{L}_x\\)," + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.261, + 0.786, + 0.303 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {x} = \\frac {1}{| \\mathcal {B} _ {x} |} \\sum_ {i = 1} ^ {B} \\frac {1}{H \\times W} \\sum_ {j = 1} ^ {H \\times W} \\ell \\left(\\hat {y} _ {i} (j), y _ {i} (j)\\right), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.312, + 0.784, + 0.371 + ], + "angle": 0, + "content": "where \\(\\hat{y}_i\\) denotes the student model's prediction on the \\(i\\)-th labeled data \\(x_i\\), i.e., \\(\\hat{y}_i = f(x_i; \\theta_s)\\), and \\(j\\) represents the \\(j\\)-th pixel on the image or the corresponding segmentation mask with a resolution of \\(H \\times W\\). Following [2, 17], \\(\\ell\\) represents the loss function, calculated by an average of the dice and cross-entropy loss." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.372, + 0.788, + 0.493 + ], + "angle": 0, + "content": "Though Teacher1 (T1) and Teacher2 (T2) are updated in turn, both models are involved in generating pseudo-labels for unlabeled data at each iteration simultaneously. Using \\( a(\\cdot) \\) denote the weak augmentations, which include random cropping and flipping operations [31, 40], we can obtain pseudo-labels for each unlabeled instance \\( u_{i} \\), i.e., \\( q_{i}^{t_{1}} = f(a(u_{i});\\theta_{t_{1}}) \\), \\( q_{i}^{t_{2}} = f(a(u_{i});\\theta_{t_{2}}) \\), and \\( q_{i}^{s} = f(a(u_{i});\\theta_{s}) \\) from two teacher models as well as the student model, respectively. Our proposed AD-MT can then exploit all this information and obtain an ultimate pseudo-label \\( q_{i} \\)," + }, + { + "type": "equation", + "bbox": [ + 0.429, + 0.504, + 0.785, + 0.521 + ], + "angle": 0, + "content": "\\[\nq _ {i} = \\phi \\left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}, q _ {i} ^ {s}, \\tau\\right), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.531, + 0.788, + 0.579 + ], + "angle": 0, + "content": "where \\(\\phi(\\cdot)\\) represents a function of our proposed Conflict-Combating Module, and \\(\\tau\\) denotes a pre-defined high-confidence threshold. Subsequently, our method employs a conflict-combating consistency loss, \\(\\mathcal{L}_u\\), on unlabeled data," + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.6, + 0.786, + 0.642 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {u} = \\frac {1}{| \\mathcal {B} _ {u} |} \\sum_ {i = 1} ^ {\\mu B} \\frac {1}{H \\times W} \\sum_ {j = 1} ^ {H \\times W} \\ell \\left(p _ {i} (j), q _ {i} (j)\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.652, + 0.788, + 0.729 + ], + "angle": 0, + "content": "where \\( p_i = f(A_m(u_i); \\theta_s) \\) is the student model's prediction on strongly-augmented unlabeled data \\( A_m(u_i) \\). \\( A_m \\in \\{A_1, A_2\\} \\), \\( m = 1, 2 \\). represents two different strong data augmentation strategies, corresponding to the alternate turn of T1 and T2, respectively. The whole updating strategy is performed by our Random Periodic Alternate Updating Module. In summary, the total training loss is," + }, + { + "type": "equation", + "bbox": [ + 0.447, + 0.755, + 0.786, + 0.77 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathcal {L} _ {x} + \\lambda_ {t} \\mathcal {L} _ {u}, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\(\\lambda_{t}\\) denotes an iteration-dependent function to adjust the importance of consistency loss \\(\\mathcal{L}_u\\). Apart from the overall straightforward structure, as shown in Figure 3, the core of AD-MT lies in two aspects. First, two teachers are updated periodically and randomly in an alternate fashion. During the training" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.284 + ], + "angle": 0, + "content": "procedure, we utilize complementary sets of unlabeled data, different data augmentation strategies, and randomized switching periods to ensure that the two teacher models are updated in a distinct manner, complementing each other throughout the process. Second, instead of discarding conflicting predictions of the two teacher models, we design a Conflict-Combating strategy that encourages the model to learn from the disagreements between the teachers. This strategy proves highly beneficial in improving segmentation performance at the latter stages of training. These two aspects correspond to our proposed two novel components, the RPA and the CCM, which are detailed in the following two sections." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.314, + 0.644, + 0.33 + ], + "angle": 0, + "content": "3.2 Random Periodic Alternate Updating Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.788, + 0.455 + ], + "angle": 0, + "content": "Maintaining two different teacher models can benefit the pseudo-labeling and further reduce the confirmation bias in semi-supervised learning. However, to maximize the benefits of multiple models, it is essential to ensure that they are as diverse as possible. To this end, in AD-MT, we propose the Random Periodic Alternate Updating Module, a novel approach to updating two teacher models in a way that maximizes their diversity with little additional training efforts. In specific, the RPA module involves the following strategies." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.471, + 0.788, + 0.577 + ], + "angle": 0, + "content": "- Alternate Updating. At each iteration, only one of the two teacher models is updated. Consequently, throughout a complete training epoch, unique and complementary batches of unlabeled data are utilized to refine the two teacher models. This strategy ensures that the updates to the teacher models are distinct, allowing them to complement each other's learning across the training process. We denote the alternate updating period (in the unit of iterations) of each teacher model by \\(\\mathcal{T}_m\\), where \\(m \\in \\{1,2\\}\\)." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.579, + 0.788, + 0.653 + ], + "angle": 0, + "content": "- Distinct augmentation strategies. To further increase the diversity between the two teacher models, we also employ distinct augmentation strategies in addition to using different data batches. Specifically, we apply the color-jitting [6] operation for the turn of T1 while the copy-paste [8] augmentation for the turn of T2." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.656, + 0.788, + 0.732 + ], + "angle": 0, + "content": "- Randomized switching periods. Instead of adopting a fixed switchable period rigidly for each teacher model, we consider increasing the randomness of the switchable pattern. Given a pre-defined maximum value of the period, denoted by \\(\\mathcal{T}_{\\text{max}}\\), the alternating period for each teacher is randomly generated when switching occurs, i.e.," + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.471, + 0.788, + 0.732 + ], + "angle": 0, + "content": null + }, + { + "type": "equation", + "bbox": [ + 0.342, + 0.747, + 0.785, + 0.763 + ], + "angle": 0, + "content": "\\[\n\\mathcal {T} _ {m} \\leftarrow \\text {r a n d o m . r a n d o m i n t} (0, \\mathcal {T} _ {\\max }, \\quad m \\in \\{1, 2 \\}. \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In this way, our RPA module cannot only increase the diversity between the two teacher models but also lower the risks of data over-perturbation discussed in [41, 43]. This is simply because these different strong augmentations are not applied simultaneously in our method." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.128 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.488, + 0.163 + ], + "angle": 0, + "content": "3.3 Conflict-combating Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.171, + 0.784, + 0.246 + ], + "angle": 0, + "content": "Having two distinct teacher models derived from the RPA, our proposed Conflict-Combating Module, abstracted as a function of \\(\\phi(\\cdot)\\), is carefully designed to address the issue of conflicting predictions between the two teacher models. Instead of discarding these conflicts directly, the CCM module encourages the model to further learn from the disagreements with the help of the student model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.247, + 0.785, + 0.322 + ], + "angle": 0, + "content": "Specifically, the CCM module first separates the consistent and conflicting predictions of the two teacher models. On the one hand, it applies the entropy-based teacher ensemble to obtain an ensembled prediction, \\(\\psi_{i}\\), on the unlabeled instance \\(u_{i}\\), which is directly used for the consistent supervision. Given the prediction entropy (denoted by \\(H(\\cdot)\\)) of two teacher models," + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.333, + 0.785, + 0.373 + ], + "angle": 0, + "content": "\\[\nH _ {t _ {1}} = H \\left(q _ {i} ^ {t _ {1}}\\right) = - \\sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {1}} \\log_ {2} q _ {i} ^ {t _ {1}}, \\tag {6}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.378, + 0.785, + 0.417 + ], + "angle": 0, + "content": "\\[\nH _ {t _ {2}} = H \\left(q _ {i} ^ {t _ {2}}\\right) = - \\sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {2}} \\log_ {2} q _ {i} ^ {t _ {2}}, \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.426, + 0.613, + 0.441 + ], + "angle": 0, + "content": "we can obtain the entropy-based ensembled prediction," + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.452, + 0.785, + 0.484 + ], + "angle": 0, + "content": "\\[\n\\psi_ {i} = \\psi \\left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}\\right) = \\frac {w _ {1} q _ {i} ^ {t _ {1}} + w _ {2} q _ {i} ^ {t _ {2}}}{w _ {1} + w _ {2}}, \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.784, + 0.584 + ], + "angle": 0, + "content": "with \\( w_{1} = e^{-H_{t_{1}}} \\), \\( w_{2} = e^{-H_{t_{2}}} \\). On the other hand, to account for the increasing improvement of the student model, we compare the entropy of the student's prediction with the entropy of the ensembled prediction. We then use the lower-entropy one as the final supervision for the conflicting prediction. This strategy ensures that the conflicting supervision benefits from the strengths of both the teacher models and student model. In summary, the final prediction \\( q_{i} \\) is," + }, + { + "type": "equation", + "bbox": [ + 0.283, + 0.595, + 0.785, + 0.633 + ], + "angle": 0, + "content": "\\[\nq _ {i} (j) = \\left\\{ \\begin{array}{l l} \\mathbb {1} \\left(\\max \\left(q _ {i} ^ {s} (j)\\right) \\geq \\tau\\right) q _ {i} ^ {s} (j), & q _ {i} ^ {t _ {1}} \\neq q _ {i} ^ {t _ {2}} \\& H _ {\\psi_ {i} (j)} > H _ {q _ {i} ^ {s} (j)} \\\\ \\mathbb {1} \\left(\\max \\left(\\psi_ {i} (j)\\right) \\geq \\tau\\right) \\psi_ {i} (j), & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.784, + 0.734 + ], + "angle": 0, + "content": "where \\(\\mathbb{1}(\\cdot)\\) only selects the high-confidence predictions for the unlabeled supervision. Additionally, we examine more ensembling strategies in the experiment section. As the training process progresses, the student model learns from both diverse teacher models efficiently and effectively. In the inference phase, the student model is used as the final segmentation model, providing accurate and reliable segmentation results on new medical images." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.756, + 0.376, + 0.772 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.786, + 0.533, + 0.801 + ], + "angle": 0, + "content": "4.1 Datasets and Evaluation Metrics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.841 + ], + "angle": 0, + "content": "Following the previous works [2,30,31], we adopt the widely used benchmarks, the Pancreas-NIH dataset [24], the Left Atrium (LA) dataset [35], and the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Performance comparison with the SOTA methods on the LA, with \\(5\\%\\) and \\(10\\%\\) labeled data. \\(\\dagger\\) denotes that BCP [2] requires an additional pre-training stage before the semi-supervised training. The best is highlighted in Bold." + }, + { + "type": "table", + "bbox": [ + 0.235, + 0.199, + 0.77, + 0.357 + ], + "angle": 0, + "content": "
MethodLeft atrium (5% / 4 labeled data)Left atrium (10% / 8 labeled data)
Dice ↑Jaccard ↑95HD ↓ASD ↓Dice ↑Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)52.5539.6047.059.8782.7471.7213.353.26
UA-MT [40] (MICCAI'19)82.2670.9813.713.8286.2876.1118.714.63
SASSNet [12] (MICCAI'20)81.6069.6316.163.5885.2275.0911.182.89
DTC [17] (AAAI'21)81.2569.3314.903.9987.5178.178.232.36
URPC [19] (MedIA'22)82.4871.3514.653.6585.0174.3615.373.96
SS-Net [31] (MICCAI'22)86.3376.159.972.3188.5579.627.491.90
MC-Net+ [32] (MedIA'22)83.5972.3614.072.7088.9680.257.931.86
PS-MT [15] (CVPR'22)88.4979.138.122.7889.7281.486.941.92
MCF [28] (CVPR'23)----88.7180.416.321.90
BCP [2]† (CVPR'23)88.0278.727.902.1589.6281.316.811.76
AD-MT (Ours)89.6381.286.561.8590.5582.795.811.70
" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.374, + 0.788, + 0.402 + ], + "angle": 0, + "content": "Table 2: Performance comparison with the SOTA methods on the ACDC, in the semi-supervised setting of \\(5\\%\\) and \\(10\\%\\) labeled data." + }, + { + "type": "table", + "bbox": [ + 0.235, + 0.415, + 0.77, + 0.579 + ], + "angle": 0, + "content": "
MethodACDC (5% / 3 labeled data)ACDC (10% / 7 labeled data)
Dice ↑ Jaccard ↑95HD ↓ ASD ↓Dice ↑ Jaccard ↑95HD ↓ ASD ↓
U-Net (SupOnly)47.8337.0131.1612.6279.4168.119.352.70
UA-MT [40] (MICCAI'19)46.0435.9720.087.7581.6570.646.882.02
SASSNet [12] (MICCAI'20)57.7746.1420.056.0684.5074.345.421.86
DTC [17] (AAAI'21)56.9045.6723.367.3984.2973.9212.814.01
CPS [5] (CVPR'21)70.1561.175.962.1486.9178.115.721.92
URPC [19] (MedIA'22)55.8744.6413.603.7483.1072.414.841.53
SS-Net [31] (MICCAI'22)65.8255.386.672.2886.7877.676.071.40
MC-Net+ [32] (MedIA'22)62.8552.297.622.3387.1078.066.682.00
PS-MT [15] (CVPR'22)86.9477.904.652.1888.9180.794.961.83
BCP [2] (CVPR'23)87.5978.671.900.6788.8480.623.981.17
AD-MT (Ours)88.7580.411.480.5089.4681.471.510.44
" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.611, + 0.788, + 0.733 + ], + "angle": 0, + "content": "Automated Cardiac Diagnosis Challenge (ACDC) dataset [3] to validate the effectiveness of our proposed AD-MT. The Pancreas-NIH and LA are two 3D datasets, consisting of 82 contrast-enhanced abdominal CT volumes and 100 3D gadolinium-enhanced magnetic resonance image scans, respectively. During the training stages, the 3D images are randomly cropped into \\(112 \\times 112 \\times 80\\) and \\(96 \\times 96 \\times 96\\) for Pancrease and LA, respectively. The ACDC dataset is a 2D benchmark, which contains 100 cardiac MR imaging samples, which are resized into \\(256 \\times 256\\) pixels and normalized into \\([0, 1]\\)." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.734, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Consistent with previous studies [17, 19, 31], we adopt the Dice Score \\((\\%)\\), Jaccard Score \\((\\%)\\), \\(95\\%\\) Hausdorff Distance in voxel (95HD), and Average Surface Distance in voxel (ASD) as our evaluation metrics to compare the segmentation performance under the different semi-supervised partition protocols. A higher Dice Score and Jaccard Score indicate better segmentation performance, while a lower 95HD and ASD indicate better agreement between the predicted segmentation and ground truth." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.128 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.173 + ], + "angle": 0, + "content": "Table 3: Performance comparison with SOTA methods on the Pancreas, in the semi-supervised setting of \\(10\\%\\) and \\(20\\%\\) labeled data." + }, + { + "type": "table", + "bbox": [ + 0.235, + 0.185, + 0.77, + 0.348 + ], + "angle": 0, + "content": "
MethodPancreas (10% / 6 labeled data)Pancreas (20% / 12 labeled data)
Dice ↑ Jaccard ↑95HD ↓ASD ↓Dice ↑ Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)55.6041.7445.3318.6372.3858.2619.355.89
UA-MT [40] (MICCAI'19)66.3453.2117.214.5776.1062.6210.842.43
SASSNet [12] (MICCAI'20)68.7853.8619.026.2677.6664.0810.933.05
DTC [17] (AAAI'21)69.2154.0617.215.9578.2764.758.362.25
ASE-Net [11] (TMI'22)71.5456.8216.335.7379.0366.578.622.30
SS-Net [31] (MICCAI'22)71.7657.0517.565.7778.9866.328.862.01
MC-Net+ [32] (MedIA'22)70.0055.6616.033.8779.3766.838.521.72
PS-MT [15](CVPR'22)76.9462.3713.123.6680.7468.157.412.06
MCF [28] (CVPR'23)----75.0061.2711.593.27
BCP [2] (CVPR'23)73.8359.2412.713.7282.9170.976.432.25
AD-MT (Ours)80.2167.517.181.6682.6170.704.941.38
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.375, + 0.457, + 0.39 + ], + "angle": 0, + "content": "4.2 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.4, + 0.789, + 0.583 + ], + "angle": 0, + "content": "Following other SSMIS studies [2,30,40], we adopt the U-Net [23] and V-Net [20] as the backbones for the experiments on 2D and 3D datasets, respectively. For the 2D ACDC dataset, we train the segmentation model with a batch size of 24 (12 labeled and 12 unlabeled instances) for 30,000 iterations. On the LA and Pancreas datasets, we follow existing studies and adopt a batch size of 4 (2 labeled and 2 unlabeled instances) for training 15,000 iterations. We use an SGD optimizer to train the student model with a polynomial learning-rate decay where the initial learning rate, 0.01, is multiplied by \\((1 - \\mathrm{iter} / \\max_{\\text{iter}})^{0.9}\\). The momentum and the weight decay are set as 0.9 and 0.0001, respectively. The two teacher models are randomly initialized and updated with an exponential parameter of 0.99. By default, we set the maximum loss weight \\(\\lambda_u = 2.0\\), and the maximum period \\(\\mathcal{T}_{\\text{max}} = 0.5\\) epoch for all runs." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.604, + 0.468, + 0.619 + ], + "angle": 0, + "content": "4.3 Comparison with SOTAs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.785, + 0.688 + ], + "angle": 0, + "content": "In this section, we compare our method with the most recent SSMIS methods, including UA-MT [40], SASSNet [12], DTC [17], ASE-Net [11], SS-Net [31], MC-Net+ [30], MCF [28], PS-MT [15] and BCP [2]. Note that BCP requires an additional pre-training stage while other methods do not." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.841 + ], + "angle": 0, + "content": "3D LA. As shown in Table 1, our proposed AD-MT approach achieves the highest Dice Score and Jaccard Score on both the \\(5\\%\\) and \\(10\\%\\) labeled data settings for the LA dataset. With only 4 labeled instances, our approach achieves a Dice Score of \\(89.63\\%\\), outperforming the previous state-of-the-art method BCP [2] by \\(1.61\\%\\) in Dice Score and \\(2.56\\%\\) in Jaccard Score, without introducing an extra pre-training stage. Also note that our AD-MT outperforms MC-Net+ by over \\(6\\%\\) in terms of the Dice score with 4 labeled data available, despite the fact that MC-Net+ introduces far more training parameters. Meanwhile, AD-MT also obtains the lowest 95HD and ASD on both labeled data settings, indicating that our approach produces better segmentation results that are closer to the ground" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.785, + 0.187 + ], + "angle": 0, + "content": "Table 4: Ablation studies on different components of our proposed AD-MT, when using 3 cases as labeled data on the ACDC. Three different classes of RV, Myo, LV represent the right ventricle, myocardium, and left ventricle, respectively." + }, + { + "type": "table", + "bbox": [ + 0.236, + 0.199, + 0.768, + 0.293 + ], + "angle": 0, + "content": "
ComponentsRVMyoLVMean
T1T2RPACCMDice(%)95HDDice(%)95HDDice(%)95HDDice(%)↑
✓85.302.1884.441.5390.764.2586.83
✓84.593.0883.511.8690.562.3386.22
✓✓✓85.801.9885.631.2992.202.8387.88
✓✓✓✓86.631.9286.781.1792.861.3688.75
" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.346, + 0.785, + 0.39 + ], + "angle": 0, + "content": "truth than the other SOTA methods. These results demonstrate the effectiveness of our proposed approach in improving the accuracy of SSMIS, even in scenarios where labeled data is scarce." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.404, + 0.786, + 0.616 + ], + "angle": 0, + "content": "2D ACDC. Table 2 shows the results of our AD-MT compared to the current SOTA methods on the ACDC dataset. The ACDC dataset is a challenging dataset for SSMIS due to fine-grained multiple classes and the variability in heart anatomy and pathology, making it a good benchmark for evaluating the effectiveness of our approach. Similar to the results on the LA, AD-MT achieves the best performance on the ACDC dataset in both the \\(5\\%\\) and \\(10\\%\\) labeled data settings. In the \\(5\\%\\) labeled data setting, AD-MT achieves a Dice Score of \\(88.75\\%\\), which is \\(1.16\\%\\) higher than BCP's Dice Score of \\(87.59\\%\\). A notable advantage of our proposed AD-MT approach is that it does not require any additional pre-training stage before the semi-supervised training, unlike the BCP method [2]. This makes AD-MT a more efficient and practical approach. AD-MT achieves a significant improvement in Dice Score compared to other end-to-end methods without pre-training, with more than a \\(20\\%\\) improvement observed in the \\(5\\%\\) labeled setting." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.629, + 0.786, + 0.84 + ], + "angle": 0, + "content": "3D Pancreas. The results on the Pancreas-NIH dataset are reported in Table 3. It can be seen from the table that our method demonstrates great recognition performance when the number of labeled data is small, e.g., our AD-MT surpasses the baseline method and UA-MT by a large margin of more than \\(20\\%\\) and \\(10\\%\\) in terms of the Dice score with 6 labeled data available, respectively. In the \\(10\\%\\) labeled setting, AD-MT achieves a Dice Score of \\(80.21\\%\\), which is \\(6.38\\%\\) higher than the BCP's Dice Score of \\(73.83\\%\\). In the \\(20\\%\\) labeled setting, AD-MT achieves a Dice Score of \\(82.61\\%\\), which is only slightly lower than the BCP's Dice Score of \\(82.91\\%\\). However, AD-MT achieves the lowest 95HD and ASD, indicating that our approach produces more dedicated segmentation results. Similar to the observation on the LA and ACDC, our AD-MT produces highly accurate segmentation on the Pancreas with limited labeled data, which is a significant advantage in real-world scenarios where labeled data is scarce and expensive to obtain." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.128 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.174 + ], + "angle": 0, + "content": "Table 5: Ablation studies on the threshold \\(\\tau\\) with \\(5\\%\\) labeled data. It is set as 0.95 and 0.75 for the 2D and 3D datasets, respectively." + }, + { + "type": "table", + "bbox": [ + 0.354, + 0.185, + 0.652, + 0.245 + ], + "angle": 0, + "content": "
τ0.70.750.80.850.90.95
ACDC86.5887.9087.9788.0788.4288.75
LA89.5989.6389.3588.8988.6386.94
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.272, + 0.409, + 0.286 + ], + "angle": 0, + "content": "4.4 Ablations Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.296, + 0.789, + 0.719 + ], + "angle": 0, + "content": "Impact of different components. In Table 4, we investigate the effectiveness of the main components of our proposed AD-MT on the ACDC dataset with \\(5\\%\\) labeled data. The components studied include T1-only, T2-only, the RPA, and the CCM. The evaluation metrics used are Dice Score and 95HD, and we perform a category-wise examination for three classes: the right ventricle (RV), the myocardium (Myo), and the left ventricle (LV). Recall that our AD-MT method iteratively updates two teacher models, named T1 and T2, where T1 is updated by the student model applying color augmentations and T2 is updated by the student model applying mix augmentations. It can be seen from the table that the T1-only obtains slightly better performance than the T2-only, indicating the superiority of the color or intensity based perturbation compared to the copy-paste augmentation. The third row shows the results when both T1 and T2 are involved, along with our proposed RPA module for alternate diverse updating. Although we only use the average prediction of two teacher models at the current stage, we observe a significant improvement in Dice Score for all three classes (RV, Myo, and LV), resulting in a mean improvement of more than \\(1\\%\\). It suggests that our RPA module can indeed generate diverse reasoning and consequently improve the segmentation performance. Furthermore, as discussed in Section 1, two teacher models will inevitably come across conflicting supervision, and it is critical to address the conflicts. As shown in the fourth row of the table, the complete AD-MT with all components, obtains the most accurate segmentation, with the lowest 95HD and the highest Dice Score. Overall, the results demonstrate the importance of each component in our proposed AD-MT approach. Particularly, the RPA and CCM modules are effective in encouraging diverse reasoning and leveraging all involved models to improve the accuracy of the segmentation. The results highlight the importance of leveraging diverse information from multiple sources and effectively combining them to improve segmentation accuracy." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.79, + 0.841 + ], + "angle": 0, + "content": "Impact of the threshold \\(\\tau\\). Table 5 shows the results of an ablation study on the pre-defined high-confidence threshold \\((\\tau)\\) for our AD-MT approach on the ACDC and LA in terms of the Dice Score. For the ACDC, increasing the threshold from 0.7 to 0.95 leads to a gradual improvement in Dice Score, with the highest Dice Score of \\(88.75\\%\\) achieved at a threshold of 0.95. Differently, for the LA dataset, increasing the threshold beyond 0.75 leads to a drop in Dice Score. The highest Dice Score of \\(89.63\\%\\) is achieved at a threshold of 0.75. It suggests that, on the 3D dataset, a higher threshold may filter out too many predictions," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.235, + 0.146, + 0.525, + 0.254 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.255, + 0.544, + 0.326 + ], + "angle": 0, + "content": "Fig.4: Impact of different alternating periodic updating strategies in the RPA with varying values of \\(\\mathcal{T}_{max}\\) on the ACDC with \\(5\\%\\) labeled data. By default, we adopt the random switching periods and set \\(\\mathcal{T}_{max}\\) as the half-epoch iterations." + }, + { + "type": "text", + "bbox": [ + 0.554, + 0.157, + 0.788, + 0.269 + ], + "angle": 0, + "content": "Table 6: Compare different ensembling strategies on the ACDC with \\(5\\%\\) labeled data, whenever conflicts occur. \"Drop\" denotes dropping the conflicts completely. \"Avg.\" and \"Ent.\" represent to use the mean and entropy-based ensembling of two teachers." + }, + { + "type": "text", + "bbox": [ + 0.559, + 0.286, + 0.782, + 0.301 + ], + "angle": 0, + "content": "Strategy|Drop Avg. Ent. CCM" + }, + { + "type": "text", + "bbox": [ + 0.56, + 0.306, + 0.783, + 0.321 + ], + "angle": 0, + "content": "Dice \\((\\%)\\) |86.69 87.88 88.11 88.75" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.369, + 0.785, + 0.399 + ], + "angle": 0, + "content": "leading to a loss of information and a decrease in segmentation accuracy. The default thresholds are 0.95 and 0.75 for the 2D and 3D datasets, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.401, + 0.787, + 0.536 + ], + "angle": 0, + "content": "Impact of the switching periods \\(\\mathcal{T}_{max}\\). Figure 4 shows our examinations on different alternate updating periods in the RPA with two different strategies: the fixed and random periods. We can easily observe that the random strategies can consistently outperform the fixed ones. It is simply because the highly randomness can further enlarge the diversity between the two teacher models, resulting in better segmentation performance. In contrast, since both the student and teacher models are trained from scratch, large \\(\\mathcal{T}_{max}\\) in the fixed strategies, may enforce ensembling predictions among models with a big performance gap, which significantly reduces the ensembling effectiveness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.673 + ], + "angle": 0, + "content": "Impact of different Ensembling strategies. In Table 6, we investigate different ensembling strategies to address the conflicts on the ACDC with \\(5\\%\\) labeled data. We can clearly see that directly dropping all the conflicts leads to the lowest Dice Score of \\(86.69\\%\\), indicating the significance of learning from the conflicts. Using the average and entropy-based ensembling strategies can clearly improve the segmentation performance, which is still limited at only involving the teacher models. As the training progresses, the student model can effectively learn from both teachers and gradually become comparable to the teachers. Our CCM exploits such information and obtains the highest Dice of \\(88.75\\%\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Visualization. Figure 5 illustrates example segmentation results on the LA (top 2 rows) and ACDC (bottom 2 rows) in the semi-supervised setting of \\(5\\%\\) labeled data. We clearly see that our approach produces segmentation results that are closer to the ground truth than the other SOTA methods. For example, only SS-Net and our AD-MT can recognize the connected segmented region, as shown in the second row. In contrast, SS-Net segments the wrong RV region in the third row on the multi-class ACDC dataset, while our ACDC does not. Additionally, we observe that it is generally more challenging to segment three classes from a Sagittal plane (the fourth row) than from a Coronal plane (the third row) on the ACDC. The better segmentation results further highlight the importance of leveraging diverse information from multiple sources to improve" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.127 + ], + "angle": 0, + "content": "Z. Zhao et al." + }, + { + "type": "image", + "bbox": [ + 0.263, + 0.147, + 0.74, + 0.523 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.533, + 0.788, + 0.565 + ], + "angle": 0, + "content": "Fig.5: Qualitative results from the 3D LA (top 2 rows) and 2D ACDC (bottom 2 rows). a) the ground-truth, b) UA-MT, c) MC-Net, d) SS-Net, and e) AD-MT." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.591, + 0.788, + 0.651 + ], + "angle": 0, + "content": "segmentation accuracy, as our proposed AD-MT approach does by combining information from multiple modalities and teacher models. Overall, the results in Figure 5 demonstrate the effectiveness of our proposed AD-MT approach in improving the accuracy of SSMIS." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.674, + 0.36, + 0.691 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.794, + 0.842 + ], + "angle": 0, + "content": "In this paper, we propose an alternate diverse teaching approach in a teacher-student framework, which boosts SSMIS via two novel modules: the Random Periodic Alternate Updating Module and the Conflict-Combating Module. With the RPA scheduling, two teacher models are momentum-updated periodically and randomly in an alternate manner to produce diverse supervision. The entropy-based CCM effectively leverages all involved models to encourage the student model to learn from the two teachers' consistent and conflicting predictions. Without introducing extra training parameters and constraints, AD-MT achieves the new SOTA performance on popular 2D and 3D SSMIS benchmarks." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.477, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Alternate Diverse Teaching for SSMIS" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.785, + 0.221 + ], + "angle": 0, + "content": "1. Arazo, E., Ortego, D., Albert, P., O'Connor, N.E., McGuinness, K.: Pseudolabeling and confirmation bias in deep semi-supervised learning. In: 2020 International Joint Conference on Neural Networks. IEEE (2020) 2, 4" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.223, + 0.785, + 0.263 + ], + "angle": 0, + "content": "2. 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In: AAAI (2022) 4" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.831 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_origin.pdf b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..ea16064b4a0021716cbaf036c77905d4b1225475 --- /dev/null +++ b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/af0adead-4abf-4006-af89-0d23dfc10d1e_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:2ac9d8ac7e86411554c672e8795763a2b82190a54c492518b1638eb0713aad67 +size 2152024 diff --git a/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/full.md b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..5327c6434924ac5749948ef49531be252b6c4859 --- /dev/null +++ b/2024/Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation/full.md @@ -0,0 +1,269 @@ +# Alternate Diverse Teaching for Semi-supervised Medical Image Segmentation + +Zhen Zhao $^{1}$ , Zicheng Wang $^{3}$ , Longyue Wang $^{2\star}$ , Dian Yu $^{2}$ , Yixuan Yuan $^{4}$ , and Luping Zhou $^{3}$ + +$^{1}$ Shanghai AI Lab $^{2}$ Tencent AI Lab + $^{3}$ University of Sydney $^{4}$ The Chinese University of Hong Kong +https://github.com/zhenzhao/AD-MT + +Abstract. Semi-supervised medical image segmentation has shown promise in training models with limited labeled data. However, current dominant teacher-student based approaches can suffer from the confirmation bias. To address this challenge, we propose AD-MT, an alternate diverse teaching approach in a teacher-student framework. It involves a single student model and two non-trainable teacher models that are momentum-updated periodically and randomly in an alternate fashion. To mitigate the confirmation bias via the diverse supervision, the core of AD-MT lies in two proposed modules: the Random Periodic Alternate (RPA) Updating Module and the Conflict-Combating Module (CCM). The RPA schedules an alternating diverse updating process with complementary unlabeled data batches, distinct data augmentation, and random switching periods to encourage diverse reasoning from different teaching perspectives. The CCM employs an entropy-based ensembling strategy to encourage the model to learn from both the consistent and conflicting predictions between the teachers. Experimental results demonstrate the effectiveness and superiority of AD-MT on the 2D and 3D medical segmentation benchmarks across various semi-supervised settings. + +Keywords: Semi-supervised Learning $\cdot$ Medical Image Segmentation $\cdot$ Alternate Diverse Teaching $\cdot$ Random Periodic Alternate + +# 1 Introduction + +Medical image segmentation is a pressing task in computer-aided diagnosis, as it plays a crucial role in medical image reasoning [4,27,36]. Current methods for medical image segmentation heavily rely on deep neural networks, which necessitates a substantial amount of annotated data for training. However, annotating pixel-wise medical images is challenging and time-consuming, often requiring expert annotators [33, 39]. In response to this challenge, several studies have focused on the development of semi-supervised medical image segmentation (SS-MIS) techniques, aiming to train models using a limited amount of labeled data + +![](images/fba93c434f2a652de0e59f82699317fb1c49fe57d2edca3076cf7e10de0709f5.jpg) +(a) mean-teacher + +![](images/0868ee4657342c12adf93e5fe1f66406081d06bb2e8ce74568e5830220c2fe43.jpg) +(b) two-student co-training + +![](images/68482839eb120aa653aba52be93c2ebcbaef9b3fb46aa4adb1b371c3f5c7a491.jpg) +Fig. 1: Frameworks of different SSMIS methods. Crucial distinctions arise from how the unlabeled data is leveraged. a) the plain teacher-student framework, b) a two-student co-training paradigm that enforces mutual learning, c) a two-teacher ensemble framework where two differently initialized and updated teacher models supervise the training of the student model in a average manner, d) our proposed alternate diverse mean-teacher (AD-MT) framework. Our framework involves two teacher models that are updated periodically and randomly, using complementary unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods, to enlarge their disagreement. Additionally, our Conflict-Combating Module (CCM) encourages the student model to learn from the conflict predictions of the teacher models rather than dropping conflicts directly. "sg" denotes "stop gradient". + +![](images/f599c24d1021f5d893d4e28383a178a4edc2165af5ce5c7ac3641bdd290c2ac3.jpg) +(c) two-teacher ensembling +(d) AD-MT + +and a larger amount of unlabeled data [2, 17, 31]. It is evident that the key lies in effectively leveraging the unlabeled data to assist the labeled data for model training [10, 13, 15]. + +Recent SSMIS studies are dominated by consistency regularization (CR) based approaches, which encourage the model to generate consistent predictions from disagreements on the same unlabeled input [12,32,40]. Various works adopt a teacher-student framework with weak and strong data augmentation strategies and encourage the exponential moving average (EMA) teacher model to provide supervision for unlabeled training. However, as discussed in many semi-supervised studies [2, 18, 29], a single model can inevitably produce noisy and even wrong pseudo-labels, resulting in the model suffering from the so-called confirmation bias issue [1]. + +In the literature, early studies like DTC [17], SASS-Net [12], and SS-Net [31], tend to introduce extra training constraints to tackle the confirmation bias in an indirect manner. Differently, recent works turn to increasing diverse supervision signals to alleviate the bias directly. Studies along this line can be divided into two categories, i.e., the multi-student co-training method [5,18,32] and the multiteacher ensembling method [15]. The co-training framework aims at introducing another diverse student model and encouraging both models to supervise each other mutually, as shown in Figure 1b. However, in addition to introducing extra training efforts and losing the EMA stability, these methods using the same network structure cannot produce a sufficient discrepancy between cotraining models by only using different initialization and learning rates. On the other hand, the multi-teacher ensembling methods encourage the student model to update different teacher models iteratively, avoiding extra training costs, as + +shown in Figure 1c. However, a key issue in such methods is the teacher model updating strategy, which has not been carefully designed to generate diverse supervision. Besides, existing ensembling methods typically adopt an average strategy and train the model only from their consistent predictions. Few studies have explored the potential benefits of learning from the conflicts. + +Facing these issues, in this paper, we propose a novel alternate diverse teaching approach in a teacher-student framework, dubbed AD-MT, for SSMIS. As shown in Figure 1d, AD-MT involves a single trainable student model and two non-trainable teacher models that are updated directly by the EMA of the student weights. In specific, two teachers are updated periodically and randomly in an alternate fashion. To encourage diverse reasoning from different teaching perspectives, AD-MT enlarges the discrepancy by using complementary data batches, distinct data augmentation strategies, and randomized switchable periods. This alternating diverse updating process is scheduled by our proposed Random Periodic Alter + +nate Updating (RPA) Module. Furthermore, instead of discarding conflicting predictions of the teacher models, we design an entropy-based Conflict-Combating Module (CCM) that separates the consistent and conflicting predictions and also encourages the model to learn from the disagreements between the teachers. Thanks to our proposed two modules, AD-MT, as shown in Figure 2, can consistently outperform current state-of-the-art (SOTA) BCP by a large margin, achieving a $6.38\%$ Dice improvement on the Pancrease with $10\%$ labeled data. Our contributions are summarized as follows, + +- We propose AD-MT, an alternate diverse teacher-student approach for SS-MIS, which enforces diverse teaching models to mitigate the impact of confirmation bias. +- We design a novel Random Periodic Alternate updating module to enlarge the diversity of the two teacher models and a Conflict-combating module to learn from both consistent and conflicting predictions of the two teachers. +- Without introducing additional constraints and extra training costs, AD-MT achieves the new SOTA performance on the 2D and 3D SSMIS benchmarks. + +![](images/c0719e21e2d14116cf20f5d9c12c3a0ee890cd0929fdafd588abbdfdd0525afb.jpg) +Fig. 2: We compare our proposed AD-MT with recent SSIMS methods in terms of the Dice score on 2D ACDC, 3D LA and Pancreas datasets with 3, 4, and 6 labeled instances, respectively. Our end-to-end AD-MT can consistently outperform the current state-of-the-art BCP (which requires an additional pre-training stage). + +# 2 Related work + +As highlighted by various works [7,9,25,44-46], the effective utilization of unlabeled data plays a crucial role in tackling the semi-supervised problem. Among the existing studies, consistency regularization (CR) based approaches have emerged as the dominant direction in SSMIS. These methods aim to produce disagreements on the same unlabeled inputs, thereby training the model to generate consistent predictions [14,15,37,38,41,43]. Previous methods along this line have focused on introducing perturbations and generating pseudo-labels using stable predictions as supervision for unstable ones [21,38,42]. Mean-teacher [26], as shown in Figure 1a, is a widely adopted semi-supervised learning framework in SSMIS studies. Latter studies explored the significance of weak and strong augmentation strategies to produce sufficient prediction disagreement [2,25,34,43]. However, the supervision signal derived from the predictions of the unlabeled data is inherently noisy, which can lead to an issue known as confirmation bias [1]. The bias issue can negatively impact the training stability and hinder the model's recognition ability. On top of Mean-teacher, UAMT [40] proposed an uncertainty-aware training scheme to alleviate the bias. SASS-Net [12] posed a geometric shape constraint upon the segmentation outputs, and SSNet [31] designed additional contrastive losses to enhance the model's discriminative ability, which both tended to improve the SSMIS in an indirect manner. + +Differently, recent works propose increasing the supervision signals to mitigate the potential bias and improve the training process directly. These approaches can be broadly categorized into two main categories: the multi-student co-training methods and the multi-teacher ensembling methods. As illustrated in Figure 1b, two-student co-training methods [18,29,32] tackle the noisy supervision problem by introducing an additional branch to the learning framework. The incorporation of an extra branch involves another student model, which can mutually supervise each other. Such an approach encourages diverse reasoning from different perspectives, thereby mitigating the impact of confirmation bias. Existing studies along this line typically adopt the different model initialization and learning rates to maintain the discrepancy between student models [5, 16]. Differently, our proposed AD-MT enlarges the discrepancy by using complementary sets of unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods while reserving the benefits of exponential moving averaging teacher models. Besides, these methods also come at the cost of increased training costs, as they introduce additional training parameters. + +On the other hand, some works adopt the multi-teacher ensembling framework [15,22], as shown in Figure 1c. Along this line, the student model iteratively updates multiple teacher models with different updating strategies, leveraging their differing perspectives. By utilizing multi-teacher models, these methods ensure supervision diversity without introducing additional training parameters. However, it is worth noting that existing methods have not carefully considered the updating strategy to enforce the teacher models to be sufficiently different. For example, some works only utilize different initialization or updating at different epochs to encourage teacher differences. It is important to develop more + +![](images/7e7b00b3b7750ad770661e9e948892156bb600d1c31df8222aecadd6dfead433.jpg) +Fig. 3: The diagram of our proposed AD-MT. Our method consists of two main modules: the Random Periodic Alternate Updating Module (RPA) and the Conflict-combating Module (CCM). Specifically, two teacher models T1 and T2 are updated in turn periodically and randomly. At each iteration, only one certain teacher model $\mathrm{T}_m$ , $(m = 1,2)$ will be updated, using complementary unlabeled data batches and different strong data augmentation strategies $A_{m}$ accordingly. Furthermore, the switchable period of two teachers is randomly generated by the RPA module, aiming to increase the disagreement between the two teacher models. Meanwhile, the CCM module separates the consistent and conflicting predictions of two teacher models, and encourage the model to learning from instead of dropping the conflicts. $q_i^s, q_i^{t_1}, q_i^{t_2}$ represent the generated pseudo-labels from the student and two teachers models, respectively. + +effective and robust updating strategies that can maintain the diversity of the teacher models while ensuring training stability. More importantly, it is also crucial to address the issue of conflicting supervision when tackling the ensembled predictions. Conflicting supervision naturally occurs when different sources of supervision provide contradictory guidance to the student model, potentially leading to training instability and suboptimal segmentation results. Despite the significance, most of the existing methods tend to drop these conflicts but have not explicitly tackled the issue of conflicting supervision. + +# 3 Method + +In this section, we provide an overview of our AD-MT, followed by a detailed description of its two main components: the Random Periodic Alternate Updating Module (RPA) and the Conflict-Combating Module (CCM). + +# 3.1 Overview + +In the context of semi-supervised medical image segmentation (SSMIS), the available data comprises both labeled samples $\mathcal{X}$ and unlabeled samples $\mathcal{U}$ , with the number of labeled samples typically being much smaller than that of unlabeled ones (i.e., $|X| \ll |U|$ ). During the training process, given a batch of labeled samples $\mathcal{B}_x = \{(x_i, y_i)\}_{i=1}^B$ and a batch of unlabeled samples $\mathcal{B}_u = \{u_i\}_{i=1}^{\mu B}$ , SSMIS methods aim to obtain a good segmentation model by leveraging both labeled and unlabeled data effectively. Different from widely-adopted co-training + +methods, our proposed method, as illustrated in Figure 3, utilizes a single student model, parameterized by $\theta_{s}$ , that receives model back-propagating gradient. Besides, two auxiliary teacher models, parameterized by $\theta_{t_1}$ and $\theta_{t_2}$ , are alternatively updated by the exponential moving average (EMA) of the student model weights. Similar to the plain teacher-student methods [26], the student model can be directly trained on the labeled data via a standard supervised loss $\mathcal{L}_x$ , + +$$ +\mathcal {L} _ {x} = \frac {1}{| \mathcal {B} _ {x} |} \sum_ {i = 1} ^ {B} \frac {1}{H \times W} \sum_ {j = 1} ^ {H \times W} \ell \left(\hat {y} _ {i} (j), y _ {i} (j)\right), \tag {1} +$$ + +where $\hat{y}_i$ denotes the student model's prediction on the $i$ -th labeled data $x_i$ , i.e., $\hat{y}_i = f(x_i; \theta_s)$ , and $j$ represents the $j$ -th pixel on the image or the corresponding segmentation mask with a resolution of $H \times W$ . Following [2, 17], $\ell$ represents the loss function, calculated by an average of the dice and cross-entropy loss. + +Though Teacher1 (T1) and Teacher2 (T2) are updated in turn, both models are involved in generating pseudo-labels for unlabeled data at each iteration simultaneously. Using $a(\cdot)$ denote the weak augmentations, which include random cropping and flipping operations [31, 40], we can obtain pseudo-labels for each unlabeled instance $u_{i}$ , i.e., $q_{i}^{t_{1}} = f(a(u_{i});\theta_{t_{1}})$ , $q_{i}^{t_{2}} = f(a(u_{i});\theta_{t_{2}})$ , and $q_{i}^{s} = f(a(u_{i});\theta_{s})$ from two teacher models as well as the student model, respectively. Our proposed AD-MT can then exploit all this information and obtain an ultimate pseudo-label $q_{i}$ , + +$$ +q _ {i} = \phi \left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}, q _ {i} ^ {s}, \tau\right), \tag {2} +$$ + +where $\phi(\cdot)$ represents a function of our proposed Conflict-Combating Module, and $\tau$ denotes a pre-defined high-confidence threshold. Subsequently, our method employs a conflict-combating consistency loss, $\mathcal{L}_u$ , on unlabeled data, + +$$ +\mathcal {L} _ {u} = \frac {1}{| \mathcal {B} _ {u} |} \sum_ {i = 1} ^ {\mu B} \frac {1}{H \times W} \sum_ {j = 1} ^ {H \times W} \ell \left(p _ {i} (j), q _ {i} (j)\right), \tag {3} +$$ + +where $p_i = f(A_m(u_i); \theta_s)$ is the student model's prediction on strongly-augmented unlabeled data $A_m(u_i)$ . $A_m \in \{A_1, A_2\}$ , $m = 1, 2$ . represents two different strong data augmentation strategies, corresponding to the alternate turn of T1 and T2, respectively. The whole updating strategy is performed by our Random Periodic Alternate Updating Module. In summary, the total training loss is, + +$$ +\mathcal {L} = \mathcal {L} _ {x} + \lambda_ {t} \mathcal {L} _ {u}, \tag {4} +$$ + +where $\lambda_{t}$ denotes an iteration-dependent function to adjust the importance of consistency loss $\mathcal{L}_u$ . Apart from the overall straightforward structure, as shown in Figure 3, the core of AD-MT lies in two aspects. First, two teachers are updated periodically and randomly in an alternate fashion. During the training + +procedure, we utilize complementary sets of unlabeled data, different data augmentation strategies, and randomized switching periods to ensure that the two teacher models are updated in a distinct manner, complementing each other throughout the process. Second, instead of discarding conflicting predictions of the two teacher models, we design a Conflict-Combating strategy that encourages the model to learn from the disagreements between the teachers. This strategy proves highly beneficial in improving segmentation performance at the latter stages of training. These two aspects correspond to our proposed two novel components, the RPA and the CCM, which are detailed in the following two sections. + +# 3.2 Random Periodic Alternate Updating Module + +Maintaining two different teacher models can benefit the pseudo-labeling and further reduce the confirmation bias in semi-supervised learning. However, to maximize the benefits of multiple models, it is essential to ensure that they are as diverse as possible. To this end, in AD-MT, we propose the Random Periodic Alternate Updating Module, a novel approach to updating two teacher models in a way that maximizes their diversity with little additional training efforts. In specific, the RPA module involves the following strategies. + +- Alternate Updating. At each iteration, only one of the two teacher models is updated. Consequently, throughout a complete training epoch, unique and complementary batches of unlabeled data are utilized to refine the two teacher models. This strategy ensures that the updates to the teacher models are distinct, allowing them to complement each other's learning across the training process. We denote the alternate updating period (in the unit of iterations) of each teacher model by $\mathcal{T}_m$ , where $m \in \{1,2\}$ . +- Distinct augmentation strategies. To further increase the diversity between the two teacher models, we also employ distinct augmentation strategies in addition to using different data batches. Specifically, we apply the color-jitting [6] operation for the turn of T1 while the copy-paste [8] augmentation for the turn of T2. +- Randomized switching periods. Instead of adopting a fixed switchable period rigidly for each teacher model, we consider increasing the randomness of the switchable pattern. Given a pre-defined maximum value of the period, denoted by $\mathcal{T}_{\text{max}}$ , the alternating period for each teacher is randomly generated when switching occurs, i.e., + +$$ +\mathcal {T} _ {m} \leftarrow \text {r a n d o m . r a n d o m i n t} (0, \mathcal {T} _ {\max }, \quad m \in \{1, 2 \}. \tag {5} +$$ + +In this way, our RPA module cannot only increase the diversity between the two teacher models but also lower the risks of data over-perturbation discussed in [41, 43]. This is simply because these different strong augmentations are not applied simultaneously in our method. + +# 3.3 Conflict-combating Module + +Having two distinct teacher models derived from the RPA, our proposed Conflict-Combating Module, abstracted as a function of $\phi(\cdot)$ , is carefully designed to address the issue of conflicting predictions between the two teacher models. Instead of discarding these conflicts directly, the CCM module encourages the model to further learn from the disagreements with the help of the student model. + +Specifically, the CCM module first separates the consistent and conflicting predictions of the two teacher models. On the one hand, it applies the entropy-based teacher ensemble to obtain an ensembled prediction, $\psi_{i}$ , on the unlabeled instance $u_{i}$ , which is directly used for the consistent supervision. Given the prediction entropy (denoted by $H(\cdot)$ ) of two teacher models, + +$$ +H _ {t _ {1}} = H \left(q _ {i} ^ {t _ {1}}\right) = - \sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {1}} \log_ {2} q _ {i} ^ {t _ {1}}, \tag {6} +$$ + +$$ +H _ {t _ {2}} = H \left(q _ {i} ^ {t _ {2}}\right) = - \sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {2}} \log_ {2} q _ {i} ^ {t _ {2}}, \tag {7} +$$ + +we can obtain the entropy-based ensembled prediction, + +$$ +\psi_ {i} = \psi \left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}\right) = \frac {w _ {1} q _ {i} ^ {t _ {1}} + w _ {2} q _ {i} ^ {t _ {2}}}{w _ {1} + w _ {2}}, \tag {8} +$$ + +with $w_{1} = e^{-H_{t_{1}}}$ , $w_{2} = e^{-H_{t_{2}}}$ . On the other hand, to account for the increasing improvement of the student model, we compare the entropy of the student's prediction with the entropy of the ensembled prediction. We then use the lower-entropy one as the final supervision for the conflicting prediction. This strategy ensures that the conflicting supervision benefits from the strengths of both the teacher models and student model. In summary, the final prediction $q_{i}$ is, + +$$ +q _ {i} (j) = \left\{ \begin{array}{l l} \mathbb {1} \left(\max \left(q _ {i} ^ {s} (j)\right) \geq \tau\right) q _ {i} ^ {s} (j), & q _ {i} ^ {t _ {1}} \neq q _ {i} ^ {t _ {2}} \& H _ {\psi_ {i} (j)} > H _ {q _ {i} ^ {s} (j)} \\ \mathbb {1} \left(\max \left(\psi_ {i} (j)\right) \geq \tau\right) \psi_ {i} (j), & \text {o t h e r w i s e} \end{array} \right. \tag {9} +$$ + +where $\mathbb{1}(\cdot)$ only selects the high-confidence predictions for the unlabeled supervision. Additionally, we examine more ensembling strategies in the experiment section. As the training process progresses, the student model learns from both diverse teacher models efficiently and effectively. In the inference phase, the student model is used as the final segmentation model, providing accurate and reliable segmentation results on new medical images. + +# 4 Experiments + +# 4.1 Datasets and Evaluation Metrics + +Following the previous works [2,30,31], we adopt the widely used benchmarks, the Pancreas-NIH dataset [24], the Left Atrium (LA) dataset [35], and the + +Table 1: Performance comparison with the SOTA methods on the LA, with $5\%$ and $10\%$ labeled data. $\dagger$ denotes that BCP [2] requires an additional pre-training stage before the semi-supervised training. The best is highlighted in Bold. + +
MethodLeft atrium (5% / 4 labeled data)Left atrium (10% / 8 labeled data)
Dice ↑Jaccard ↑95HD ↓ASD ↓Dice ↑Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)52.5539.6047.059.8782.7471.7213.353.26
UA-MT [40] (MICCAI'19)82.2670.9813.713.8286.2876.1118.714.63
SASSNet [12] (MICCAI'20)81.6069.6316.163.5885.2275.0911.182.89
DTC [17] (AAAI'21)81.2569.3314.903.9987.5178.178.232.36
URPC [19] (MedIA'22)82.4871.3514.653.6585.0174.3615.373.96
SS-Net [31] (MICCAI'22)86.3376.159.972.3188.5579.627.491.90
MC-Net+ [32] (MedIA'22)83.5972.3614.072.7088.9680.257.931.86
PS-MT [15] (CVPR'22)88.4979.138.122.7889.7281.486.941.92
MCF [28] (CVPR'23)----88.7180.416.321.90
BCP [2]† (CVPR'23)88.0278.727.902.1589.6281.316.811.76
AD-MT (Ours)89.6381.286.561.8590.5582.795.811.70
+ +Table 2: Performance comparison with the SOTA methods on the ACDC, in the semi-supervised setting of $5\%$ and $10\%$ labeled data. + +
MethodACDC (5% / 3 labeled data)ACDC (10% / 7 labeled data)
Dice ↑ Jaccard ↑95HD ↓ ASD ↓Dice ↑ Jaccard ↑95HD ↓ ASD ↓
U-Net (SupOnly)47.8337.0131.1612.6279.4168.119.352.70
UA-MT [40] (MICCAI'19)46.0435.9720.087.7581.6570.646.882.02
SASSNet [12] (MICCAI'20)57.7746.1420.056.0684.5074.345.421.86
DTC [17] (AAAI'21)56.9045.6723.367.3984.2973.9212.814.01
CPS [5] (CVPR'21)70.1561.175.962.1486.9178.115.721.92
URPC [19] (MedIA'22)55.8744.6413.603.7483.1072.414.841.53
SS-Net [31] (MICCAI'22)65.8255.386.672.2886.7877.676.071.40
MC-Net+ [32] (MedIA'22)62.8552.297.622.3387.1078.066.682.00
PS-MT [15] (CVPR'22)86.9477.904.652.1888.9180.794.961.83
BCP [2] (CVPR'23)87.5978.671.900.6788.8480.623.981.17
AD-MT (Ours)88.7580.411.480.5089.4681.471.510.44
+ +Automated Cardiac Diagnosis Challenge (ACDC) dataset [3] to validate the effectiveness of our proposed AD-MT. The Pancreas-NIH and LA are two 3D datasets, consisting of 82 contrast-enhanced abdominal CT volumes and 100 3D gadolinium-enhanced magnetic resonance image scans, respectively. During the training stages, the 3D images are randomly cropped into $112 \times 112 \times 80$ and $96 \times 96 \times 96$ for Pancrease and LA, respectively. The ACDC dataset is a 2D benchmark, which contains 100 cardiac MR imaging samples, which are resized into $256 \times 256$ pixels and normalized into $[0, 1]$ . + +Consistent with previous studies [17, 19, 31], we adopt the Dice Score $(\%)$ , Jaccard Score $(\%)$ , $95\%$ Hausdorff Distance in voxel (95HD), and Average Surface Distance in voxel (ASD) as our evaluation metrics to compare the segmentation performance under the different semi-supervised partition protocols. A higher Dice Score and Jaccard Score indicate better segmentation performance, while a lower 95HD and ASD indicate better agreement between the predicted segmentation and ground truth. + +Table 3: Performance comparison with SOTA methods on the Pancreas, in the semi-supervised setting of $10\%$ and $20\%$ labeled data. + +
MethodPancreas (10% / 6 labeled data)Pancreas (20% / 12 labeled data)
Dice ↑ Jaccard ↑95HD ↓ASD ↓Dice ↑ Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)55.6041.7445.3318.6372.3858.2619.355.89
UA-MT [40] (MICCAI'19)66.3453.2117.214.5776.1062.6210.842.43
SASSNet [12] (MICCAI'20)68.7853.8619.026.2677.6664.0810.933.05
DTC [17] (AAAI'21)69.2154.0617.215.9578.2764.758.362.25
ASE-Net [11] (TMI'22)71.5456.8216.335.7379.0366.578.622.30
SS-Net [31] (MICCAI'22)71.7657.0517.565.7778.9866.328.862.01
MC-Net+ [32] (MedIA'22)70.0055.6616.033.8779.3766.838.521.72
PS-MT [15](CVPR'22)76.9462.3713.123.6680.7468.157.412.06
MCF [28] (CVPR'23)----75.0061.2711.593.27
BCP [2] (CVPR'23)73.8359.2412.713.7282.9170.976.432.25
AD-MT (Ours)80.2167.517.181.6682.6170.704.941.38
+ +# 4.2 Implementation Details + +Following other SSMIS studies [2,30,40], we adopt the U-Net [23] and V-Net [20] as the backbones for the experiments on 2D and 3D datasets, respectively. For the 2D ACDC dataset, we train the segmentation model with a batch size of 24 (12 labeled and 12 unlabeled instances) for 30,000 iterations. On the LA and Pancreas datasets, we follow existing studies and adopt a batch size of 4 (2 labeled and 2 unlabeled instances) for training 15,000 iterations. We use an SGD optimizer to train the student model with a polynomial learning-rate decay where the initial learning rate, 0.01, is multiplied by $(1 - \mathrm{iter} / \max_{\text{iter}})^{0.9}$ . The momentum and the weight decay are set as 0.9 and 0.0001, respectively. The two teacher models are randomly initialized and updated with an exponential parameter of 0.99. By default, we set the maximum loss weight $\lambda_u = 2.0$ , and the maximum period $\mathcal{T}_{\text{max}} = 0.5$ epoch for all runs. + +# 4.3 Comparison with SOTAs + +In this section, we compare our method with the most recent SSMIS methods, including UA-MT [40], SASSNet [12], DTC [17], ASE-Net [11], SS-Net [31], MC-Net+ [30], MCF [28], PS-MT [15] and BCP [2]. Note that BCP requires an additional pre-training stage while other methods do not. + +3D LA. As shown in Table 1, our proposed AD-MT approach achieves the highest Dice Score and Jaccard Score on both the $5\%$ and $10\%$ labeled data settings for the LA dataset. With only 4 labeled instances, our approach achieves a Dice Score of $89.63\%$ , outperforming the previous state-of-the-art method BCP [2] by $1.61\%$ in Dice Score and $2.56\%$ in Jaccard Score, without introducing an extra pre-training stage. Also note that our AD-MT outperforms MC-Net+ by over $6\%$ in terms of the Dice score with 4 labeled data available, despite the fact that MC-Net+ introduces far more training parameters. Meanwhile, AD-MT also obtains the lowest 95HD and ASD on both labeled data settings, indicating that our approach produces better segmentation results that are closer to the ground + +Table 4: Ablation studies on different components of our proposed AD-MT, when using 3 cases as labeled data on the ACDC. Three different classes of RV, Myo, LV represent the right ventricle, myocardium, and left ventricle, respectively. + +
ComponentsRVMyoLVMean
T1T2RPACCMDice(%)95HDDice(%)95HDDice(%)95HDDice(%)↑
✓85.302.1884.441.5390.764.2586.83
✓84.593.0883.511.8690.562.3386.22
✓✓✓85.801.9885.631.2992.202.8387.88
✓✓✓✓86.631.9286.781.1792.861.3688.75
+ +truth than the other SOTA methods. These results demonstrate the effectiveness of our proposed approach in improving the accuracy of SSMIS, even in scenarios where labeled data is scarce. + +2D ACDC. Table 2 shows the results of our AD-MT compared to the current SOTA methods on the ACDC dataset. The ACDC dataset is a challenging dataset for SSMIS due to fine-grained multiple classes and the variability in heart anatomy and pathology, making it a good benchmark for evaluating the effectiveness of our approach. Similar to the results on the LA, AD-MT achieves the best performance on the ACDC dataset in both the $5\%$ and $10\%$ labeled data settings. In the $5\%$ labeled data setting, AD-MT achieves a Dice Score of $88.75\%$ , which is $1.16\%$ higher than BCP's Dice Score of $87.59\%$ . A notable advantage of our proposed AD-MT approach is that it does not require any additional pre-training stage before the semi-supervised training, unlike the BCP method [2]. This makes AD-MT a more efficient and practical approach. AD-MT achieves a significant improvement in Dice Score compared to other end-to-end methods without pre-training, with more than a $20\%$ improvement observed in the $5\%$ labeled setting. + +3D Pancreas. The results on the Pancreas-NIH dataset are reported in Table 3. It can be seen from the table that our method demonstrates great recognition performance when the number of labeled data is small, e.g., our AD-MT surpasses the baseline method and UA-MT by a large margin of more than $20\%$ and $10\%$ in terms of the Dice score with 6 labeled data available, respectively. In the $10\%$ labeled setting, AD-MT achieves a Dice Score of $80.21\%$ , which is $6.38\%$ higher than the BCP's Dice Score of $73.83\%$ . In the $20\%$ labeled setting, AD-MT achieves a Dice Score of $82.61\%$ , which is only slightly lower than the BCP's Dice Score of $82.91\%$ . However, AD-MT achieves the lowest 95HD and ASD, indicating that our approach produces more dedicated segmentation results. Similar to the observation on the LA and ACDC, our AD-MT produces highly accurate segmentation on the Pancreas with limited labeled data, which is a significant advantage in real-world scenarios where labeled data is scarce and expensive to obtain. + +Table 5: Ablation studies on the threshold $\tau$ with $5\%$ labeled data. It is set as 0.95 and 0.75 for the 2D and 3D datasets, respectively. + +
τ0.70.750.80.850.90.95
ACDC86.5887.9087.9788.0788.4288.75
LA89.5989.6389.3588.8988.6386.94
+ +# 4.4 Ablations Studies + +Impact of different components. In Table 4, we investigate the effectiveness of the main components of our proposed AD-MT on the ACDC dataset with $5\%$ labeled data. The components studied include T1-only, T2-only, the RPA, and the CCM. The evaluation metrics used are Dice Score and 95HD, and we perform a category-wise examination for three classes: the right ventricle (RV), the myocardium (Myo), and the left ventricle (LV). Recall that our AD-MT method iteratively updates two teacher models, named T1 and T2, where T1 is updated by the student model applying color augmentations and T2 is updated by the student model applying mix augmentations. It can be seen from the table that the T1-only obtains slightly better performance than the T2-only, indicating the superiority of the color or intensity based perturbation compared to the copy-paste augmentation. The third row shows the results when both T1 and T2 are involved, along with our proposed RPA module for alternate diverse updating. Although we only use the average prediction of two teacher models at the current stage, we observe a significant improvement in Dice Score for all three classes (RV, Myo, and LV), resulting in a mean improvement of more than $1\%$ . It suggests that our RPA module can indeed generate diverse reasoning and consequently improve the segmentation performance. Furthermore, as discussed in Section 1, two teacher models will inevitably come across conflicting supervision, and it is critical to address the conflicts. As shown in the fourth row of the table, the complete AD-MT with all components, obtains the most accurate segmentation, with the lowest 95HD and the highest Dice Score. Overall, the results demonstrate the importance of each component in our proposed AD-MT approach. Particularly, the RPA and CCM modules are effective in encouraging diverse reasoning and leveraging all involved models to improve the accuracy of the segmentation. The results highlight the importance of leveraging diverse information from multiple sources and effectively combining them to improve segmentation accuracy. + +Impact of the threshold $\tau$ . Table 5 shows the results of an ablation study on the pre-defined high-confidence threshold $(\tau)$ for our AD-MT approach on the ACDC and LA in terms of the Dice Score. For the ACDC, increasing the threshold from 0.7 to 0.95 leads to a gradual improvement in Dice Score, with the highest Dice Score of $88.75\%$ achieved at a threshold of 0.95. Differently, for the LA dataset, increasing the threshold beyond 0.75 leads to a drop in Dice Score. The highest Dice Score of $89.63\%$ is achieved at a threshold of 0.75. It suggests that, on the 3D dataset, a higher threshold may filter out too many predictions, + +![](images/eeb9de66105712a3985eace5b678e8b118523200a2c75583234503ca7d775e9e.jpg) +Fig.4: Impact of different alternating periodic updating strategies in the RPA with varying values of $\mathcal{T}_{max}$ on the ACDC with $5\%$ labeled data. By default, we adopt the random switching periods and set $\mathcal{T}_{max}$ as the half-epoch iterations. + +Table 6: Compare different ensembling strategies on the ACDC with $5\%$ labeled data, whenever conflicts occur. "Drop" denotes dropping the conflicts completely. "Avg." and "Ent." represent to use the mean and entropy-based ensembling of two teachers. + +Strategy|Drop Avg. Ent. CCM + +Dice $(\%)$ |86.69 87.88 88.11 88.75 + +leading to a loss of information and a decrease in segmentation accuracy. The default thresholds are 0.95 and 0.75 for the 2D and 3D datasets, respectively. + +Impact of the switching periods $\mathcal{T}_{max}$ . Figure 4 shows our examinations on different alternate updating periods in the RPA with two different strategies: the fixed and random periods. We can easily observe that the random strategies can consistently outperform the fixed ones. It is simply because the highly randomness can further enlarge the diversity between the two teacher models, resulting in better segmentation performance. In contrast, since both the student and teacher models are trained from scratch, large $\mathcal{T}_{max}$ in the fixed strategies, may enforce ensembling predictions among models with a big performance gap, which significantly reduces the ensembling effectiveness. + +Impact of different Ensembling strategies. In Table 6, we investigate different ensembling strategies to address the conflicts on the ACDC with $5\%$ labeled data. We can clearly see that directly dropping all the conflicts leads to the lowest Dice Score of $86.69\%$ , indicating the significance of learning from the conflicts. Using the average and entropy-based ensembling strategies can clearly improve the segmentation performance, which is still limited at only involving the teacher models. As the training progresses, the student model can effectively learn from both teachers and gradually become comparable to the teachers. Our CCM exploits such information and obtains the highest Dice of $88.75\%$ . + +Visualization. Figure 5 illustrates example segmentation results on the LA (top 2 rows) and ACDC (bottom 2 rows) in the semi-supervised setting of $5\%$ labeled data. We clearly see that our approach produces segmentation results that are closer to the ground truth than the other SOTA methods. For example, only SS-Net and our AD-MT can recognize the connected segmented region, as shown in the second row. In contrast, SS-Net segments the wrong RV region in the third row on the multi-class ACDC dataset, while our ACDC does not. Additionally, we observe that it is generally more challenging to segment three classes from a Sagittal plane (the fourth row) than from a Coronal plane (the third row) on the ACDC. The better segmentation results further highlight the importance of leveraging diverse information from multiple sources to improve + +![](images/103ad1214ca596e94adf386d814004b7385c46ea99a17dc338fd8526c123452d.jpg) +Fig.5: Qualitative results from the 3D LA (top 2 rows) and 2D ACDC (bottom 2 rows). a) the ground-truth, b) UA-MT, c) MC-Net, d) SS-Net, and e) AD-MT. + +segmentation accuracy, as our proposed AD-MT approach does by combining information from multiple modalities and teacher models. Overall, the results in Figure 5 demonstrate the effectiveness of our proposed AD-MT approach in improving the accuracy of SSMIS. + +# 5 Conclusion + +In this paper, we propose an alternate diverse teaching approach in a teacher-student framework, which boosts SSMIS via two novel modules: the Random Periodic Alternate Updating Module and the Conflict-Combating Module. With the RPA scheduling, two teacher models are momentum-updated periodically and randomly in an alternate manner to produce diverse supervision. The entropy-based CCM effectively leverages all involved models to encourage the student model to learn from the two teachers' consistent and conflicting predictions. Without introducing extra training parameters and constraints, AD-MT achieves the new SOTA performance on popular 2D and 3D SSMIS benchmarks. + +# References + +1. Arazo, E., Ortego, D., Albert, P., O'Connor, N.E., McGuinness, K.: Pseudolabeling and confirmation bias in deep semi-supervised learning. 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Semi-supervised medical image segmentation has shown promise in training models with limited labeled data. However, current dominant teacher-student based approaches can suffer from the confirmation bias. To address this challenge, we propose AD-MT, an alternate diverse teaching approach in a teacher-student framework. It involves a single student model and two non-trainable teacher models that are momentum-updated periodically and randomly in an alternate fashion. To mitigate the confirmation bias via the diverse supervision, the core of AD-MT lies in two proposed modules: the Random Periodic Alternate (RPA) Updating Module and the Conflict-Combating Module (CCM). The RPA schedules an alternating diverse updating process with complementary unlabeled data batches, distinct data augmentation, and random switching periods to encourage diverse reasoning from different teaching perspectives. The CCM employs an entropy-based ensembling strategy to encourage the model to learn from both the consistent and conflicting predictions between the teachers. Experimental results demonstrate the effectiveness and superiority of AD-MT on the 2D and 3D medical segmentation benchmarks across various semi-supervised settings." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "spans": [ + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "text", + "content": "Keywords: Semi-supervised Learning " + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "text", + "content": " Medical Image Segmentation " + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "text", + "content": " Alternate Diverse Teaching " + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 472, + 453, + 495 + ], + "type": "text", + "content": " Random Periodic Alternate" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 514, + 230, + 528 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 230, + 528 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 230, + 528 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 540, + 482, + 635 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 540, + 482, + 635 + ], + "spans": [ + { + "bbox": [ + 130, + 540, + 482, + 635 + ], + "type": "text", + "content": "Medical image segmentation is a pressing task in computer-aided diagnosis, as it plays a crucial role in medical image reasoning [4,27,36]. Current methods for medical image segmentation heavily rely on deep neural networks, which necessitates a substantial amount of annotated data for training. However, annotating pixel-wise medical images is challenging and time-consuming, often requiring expert annotators [33, 39]. In response to this challenge, several studies have focused on the development of semi-supervised medical image segmentation (SS-MIS) techniques, aiming to train models using a limited amount of labeled data" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 642, + 482, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 642, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 642, + 482, + 666 + ], + "type": "text", + "content": "* Corresponding author. The authors also thank Hong Kong Research Grants Council (RGC) General Research Fund 14204321 for the support of this work." + } + ] + } + ], + "index": 7 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 123, + 197, + 196 + ], + "blocks": [ + { + "bbox": [ + 134, + 123, + 197, + 196 + ], + "lines": [ + { + "bbox": [ + 134, + 123, + 197, + 196 + ], + "spans": [ + { + "bbox": [ + 134, + 123, + 197, + 196 + ], + "type": "image", + "image_path": "fba93c434f2a652de0e59f82699317fb1c49fe57d2edca3076cf7e10de0709f5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 134, + 198, + 197, + 209 + ], + "lines": [ + { + "bbox": [ + 134, + 198, + 197, + 209 + ], + "spans": [ + { + "bbox": [ + 134, + 198, + 197, + 209 + ], + "type": "text", + "content": "(a) mean-teacher" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 215, + 124, + 278, + 198 + ], + "blocks": [ + { + "bbox": [ + 215, + 124, + 278, + 198 + ], + "lines": [ + { + "bbox": [ + 215, + 124, + 278, + 198 + ], + "spans": [ + { + "bbox": [ + 215, + 124, + 278, + 198 + ], + "type": "image", + "image_path": "0868ee4657342c12adf93e5fe1f66406081d06bb2e8ce74568e5830220c2fe43.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 200, + 199, + 297, + 209 + ], + "lines": [ + { + "bbox": [ + 200, + 199, + 297, + 209 + ], + "spans": [ + { + "bbox": [ + 200, + 199, + 297, + 209 + ], + "type": "text", + "content": "(b) two-student co-training" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 299, + 125, + 383, + 198 + ], + "blocks": [ + { + "bbox": [ + 299, + 125, + 383, + 198 + ], + "lines": [ + { + "bbox": [ + 299, + 125, + 383, + 198 + ], + "spans": [ + { + "bbox": [ + 299, + 125, + 383, + 198 + ], + "type": "image", + "image_path": "68482839eb120aa653aba52be93c2ebcbaef9b3fb46aa4adb1b371c3f5c7a491.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 217, + 482, + 339 + ], + "lines": [ + { + "bbox": [ + 131, + 217, + 482, + 339 + ], + "spans": [ + { + "bbox": [ + 131, + 217, + 482, + 339 + ], + "type": "text", + "content": "Fig. 1: Frameworks of different SSMIS methods. Crucial distinctions arise from how the unlabeled data is leveraged. a) the plain teacher-student framework, b) a two-student co-training paradigm that enforces mutual learning, c) a two-teacher ensemble framework where two differently initialized and updated teacher models supervise the training of the student model in a average manner, d) our proposed alternate diverse mean-teacher (AD-MT) framework. Our framework involves two teacher models that are updated periodically and randomly, using complementary unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods, to enlarge their disagreement. Additionally, our Conflict-Combating Module (CCM) encourages the student model to learn from the conflict predictions of the teacher models rather than dropping conflicts directly. \"sg\" denotes \"stop gradient\"." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 396, + 125, + 480, + 198 + ], + "blocks": [ + { + "bbox": [ + 298, + 199, + 394, + 209 + ], + "lines": [ + { + "bbox": [ + 298, + 199, + 394, + 209 + ], + "spans": [ + { + "bbox": [ + 298, + 199, + 394, + 209 + ], + "type": "text", + "content": "(c) two-teacher ensembling" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 396, + 125, + 480, + 198 + ], + "lines": [ + { + "bbox": [ + 396, + 125, + 480, + 198 + ], + "spans": [ + { + "bbox": [ + 396, + 125, + 480, + 198 + ], + "type": "image", + "image_path": "f599c24d1021f5d893d4e28383a178a4edc2165af5ce5c7ac3641bdd290c2ac3.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 416, + 199, + 460, + 209 + ], + "lines": [ + { + "bbox": [ + 416, + 199, + 460, + 209 + ], + "spans": [ + { + "bbox": [ + 416, + 199, + 460, + 209 + ], + "type": "text", + "content": "(d) AD-MT" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 364, + 480, + 400 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 364, + 480, + 400 + ], + "spans": [ + { + "bbox": [ + 130, + 364, + 480, + 400 + ], + "type": "text", + "content": "and a larger amount of unlabeled data [2, 17, 31]. It is evident that the key lies in effectively leveraging the unlabeled data to assist the labeled data for model training [10, 13, 15]." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 401, + 481, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 401, + 481, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 401, + 481, + 509 + ], + "type": "text", + "content": "Recent SSMIS studies are dominated by consistency regularization (CR) based approaches, which encourage the model to generate consistent predictions from disagreements on the same unlabeled input [12,32,40]. Various works adopt a teacher-student framework with weak and strong data augmentation strategies and encourage the exponential moving average (EMA) teacher model to provide supervision for unlabeled training. However, as discussed in many semi-supervised studies [2, 18, 29], a single model can inevitably produce noisy and even wrong pseudo-labels, resulting in the model suffering from the so-called confirmation bias issue [1]." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "In the literature, early studies like DTC [17], SASS-Net [12], and SS-Net [31], tend to introduce extra training constraints to tackle the confirmation bias in an indirect manner. Differently, recent works turn to increasing diverse supervision signals to alleviate the bias directly. Studies along this line can be divided into two categories, i.e., the multi-student co-training method [5,18,32] and the multiteacher ensembling method [15]. The co-training framework aims at introducing another diverse student model and encouraging both models to supervise each other mutually, as shown in Figure 1b. However, in addition to introducing extra training efforts and losing the EMA stability, these methods using the same network structure cannot produce a sufficient discrepancy between cotraining models by only using different initialization and learning rates. On the other hand, the multi-teacher ensembling methods encourage the student model to update different teacher models iteratively, avoiding extra training costs, as" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "text", + "content": "Z. Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "type": "text", + "content": "shown in Figure 1c. However, a key issue in such methods is the teacher model updating strategy, which has not been carefully designed to generate diverse supervision. Besides, existing ensembling methods typically adopt an average strategy and train the model only from their consistent predictions. Few studies have explored the potential benefits of learning from the conflicts." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 177, + 274, + 463 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 177, + 274, + 463 + ], + "spans": [ + { + "bbox": [ + 130, + 177, + 274, + 463 + ], + "type": "text", + "content": "Facing these issues, in this paper, we propose a novel alternate diverse teaching approach in a teacher-student framework, dubbed AD-MT, for SSMIS. As shown in Figure 1d, AD-MT involves a single trainable student model and two non-trainable teacher models that are updated directly by the EMA of the student weights. In specific, two teachers are updated periodically and randomly in an alternate fashion. To encourage diverse reasoning from different teaching perspectives, AD-MT enlarges the discrepancy by using complementary data batches, distinct data augmentation strategies, and randomized switchable periods. This alternating diverse updating process is scheduled by our proposed Random Periodic Alter" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "type": "text", + "content": "nate Updating (RPA) Module. Furthermore, instead of discarding conflicting predictions of the teacher models, we design an entropy-based Conflict-Combating Module (CCM) that separates the consistent and conflicting predictions and also encourages the model to learn from the disagreements between the teachers. Thanks to our proposed two modules, AD-MT, as shown in Figure 2, can consistently outperform current state-of-the-art (SOTA) BCP by a large margin, achieving a " + }, + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "type": "inline_equation", + "content": "6.38\\%" + }, + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "type": "text", + "content": " Dice improvement on the Pancrease with " + }, + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 464, + 482, + 559 + ], + "type": "text", + "content": " labeled data. Our contributions are summarized as follows," + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 568, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 138, + 568, + 480, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 568, + 480, + 602 + ], + "spans": [ + { + "bbox": [ + 138, + 568, + 480, + 602 + ], + "type": "text", + "content": "- We propose AD-MT, an alternate diverse teacher-student approach for SS-MIS, which enforces diverse teaching models to mitigate the impact of confirmation bias." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 605, + 480, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 605, + 480, + 640 + ], + "spans": [ + { + "bbox": [ + 138, + 605, + 480, + 640 + ], + "type": "text", + "content": "- We design a novel Random Periodic Alternate updating module to enlarge the diversity of the two teacher models and a Conflict-combating module to learn from both consistent and conflicting predictions of the two teachers." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 138, + 641, + 480, + 665 + ], + "type": "text", + "content": "- Without introducing additional constraints and extra training costs, AD-MT achieves the new SOTA performance on the 2D and 3D SSMIS benchmarks." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "type": "image", + "bbox": [ + 282, + 202, + 478, + 346 + ], + "blocks": [ + { + "bbox": [ + 282, + 202, + 478, + 346 + ], + "lines": [ + { + "bbox": [ + 282, + 202, + 478, + 346 + ], + "spans": [ + { + "bbox": [ + 282, + 202, + 478, + 346 + ], + "type": "image", + "image_path": "c0719e21e2d14116cf20f5d9c12c3a0ee890cd0929fdafd588abbdfdd0525afb.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 279, + 357, + 482, + 435 + ], + "lines": [ + { + "bbox": [ + 279, + 357, + 482, + 435 + ], + "spans": [ + { + "bbox": [ + 279, + 357, + 482, + 435 + ], + "type": "text", + "content": "Fig. 2: We compare our proposed AD-MT with recent SSIMS methods in terms of the Dice score on 2D ACDC, 3D LA and Pancreas datasets with 3, 4, and 6 labeled instances, respectively. Our end-to-end AD-MT can consistently outperform the current state-of-the-art BCP (which requires an additional pre-training stage)." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alternate Diverse Teaching for SSMIS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 234, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 234, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 234, + 127 + ], + "type": "text", + "content": "2 Related work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 365 + ], + "type": "text", + "content": "As highlighted by various works [7,9,25,44-46], the effective utilization of unlabeled data plays a crucial role in tackling the semi-supervised problem. Among the existing studies, consistency regularization (CR) based approaches have emerged as the dominant direction in SSMIS. These methods aim to produce disagreements on the same unlabeled inputs, thereby training the model to generate consistent predictions [14,15,37,38,41,43]. Previous methods along this line have focused on introducing perturbations and generating pseudo-labels using stable predictions as supervision for unstable ones [21,38,42]. Mean-teacher [26], as shown in Figure 1a, is a widely adopted semi-supervised learning framework in SSMIS studies. Latter studies explored the significance of weak and strong augmentation strategies to produce sufficient prediction disagreement [2,25,34,43]. However, the supervision signal derived from the predictions of the unlabeled data is inherently noisy, which can lead to an issue known as confirmation bias [1]. The bias issue can negatively impact the training stability and hinder the model's recognition ability. On top of Mean-teacher, UAMT [40] proposed an uncertainty-aware training scheme to alleviate the bias. SASS-Net [12] posed a geometric shape constraint upon the segmentation outputs, and SSNet [31] designed additional contrastive losses to enhance the model's discriminative ability, which both tended to improve the SSMIS in an indirect manner." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 366, + 482, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 558 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 558 + ], + "type": "text", + "content": "Differently, recent works propose increasing the supervision signals to mitigate the potential bias and improve the training process directly. These approaches can be broadly categorized into two main categories: the multi-student co-training methods and the multi-teacher ensembling methods. As illustrated in Figure 1b, two-student co-training methods [18,29,32] tackle the noisy supervision problem by introducing an additional branch to the learning framework. The incorporation of an extra branch involves another student model, which can mutually supervise each other. Such an approach encourages diverse reasoning from different perspectives, thereby mitigating the impact of confirmation bias. Existing studies along this line typically adopt the different model initialization and learning rates to maintain the discrepancy between student models [5, 16]. Differently, our proposed AD-MT enlarges the discrepancy by using complementary sets of unlabeled data batches, distinct data augmentation strategies, and randomized switchable periods while reserving the benefits of exponential moving averaging teacher models. Besides, these methods also come at the cost of increased training costs, as they introduce additional training parameters." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "On the other hand, some works adopt the multi-teacher ensembling framework [15,22], as shown in Figure 1c. Along this line, the student model iteratively updates multiple teacher models with different updating strategies, leveraging their differing perspectives. By utilizing multi-teacher models, these methods ensure supervision diversity without introducing additional training parameters. However, it is worth noting that existing methods have not carefully considered the updating strategy to enforce the teacher models to be sufficiently different. For example, some works only utilize different initialization or updating at different epochs to encourage teacher differences. It is important to develop more" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 100 + ], + "type": "text", + "content": "Z. Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 156, + 119, + 458, + 213 + ], + "blocks": [ + { + "bbox": [ + 156, + 119, + 458, + 213 + ], + "lines": [ + { + "bbox": [ + 156, + 119, + 458, + 213 + ], + "spans": [ + { + "bbox": [ + 156, + 119, + 458, + 213 + ], + "type": "image", + "image_path": "7e7b00b3b7750ad770661e9e948892156bb600d1c31df8222aecadd6dfead433.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "lines": [ + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "text", + "content": "Fig. 3: The diagram of our proposed AD-MT. Our method consists of two main modules: the Random Periodic Alternate Updating Module (RPA) and the Conflict-combating Module (CCM). Specifically, two teacher models T1 and T2 are updated in turn periodically and randomly. At each iteration, only one certain teacher model " + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "inline_equation", + "content": "\\mathrm{T}_m" + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "inline_equation", + "content": "(m = 1,2)" + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "text", + "content": " will be updated, using complementary unlabeled data batches and different strong data augmentation strategies " + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "inline_equation", + "content": "A_{m}" + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "text", + "content": " accordingly. Furthermore, the switchable period of two teachers is randomly generated by the RPA module, aiming to increase the disagreement between the two teacher models. Meanwhile, the CCM module separates the consistent and conflicting predictions of two teacher models, and encourage the model to learning from instead of dropping the conflicts. " + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "inline_equation", + "content": "q_i^s, q_i^{t_1}, q_i^{t_2}" + }, + { + "bbox": [ + 130, + 224, + 482, + 345 + ], + "type": "text", + "content": " represent the generated pseudo-labels from the student and two teachers models, respectively." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 369, + 482, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 369, + 482, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 369, + 482, + 464 + ], + "type": "text", + "content": "effective and robust updating strategies that can maintain the diversity of the teacher models while ensuring training stability. More importantly, it is also crucial to address the issue of conflicting supervision when tackling the ensembled predictions. Conflicting supervision naturally occurs when different sources of supervision provide contradictory guidance to the student model, potentially leading to training instability and suboptimal segmentation results. Despite the significance, most of the existing methods tend to drop these conflicts but have not explicitly tackled the issue of conflicting supervision." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 483, + 202, + 495 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 483, + 202, + 495 + ], + "spans": [ + { + "bbox": [ + 132, + 483, + 202, + 495 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 507, + 481, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 507, + 481, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 507, + 481, + 544 + ], + "type": "text", + "content": "In this section, we provide an overview of our AD-MT, followed by a detailed description of its two main components: the Random Periodic Alternate Updating Module (RPA) and the Conflict-Combating Module (CCM)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 561, + 208, + 572 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 561, + 208, + 572 + ], + "spans": [ + { + "bbox": [ + 132, + 561, + 208, + 572 + ], + "type": "text", + "content": "3.1 Overview" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "content": "In the context of semi-supervised medical image segmentation (SSMIS), the available data comprises both labeled samples " + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "content": " and unlabeled samples " + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{U}" + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "content": ", with the number of labeled samples typically being much smaller than that of unlabeled ones (i.e., " + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "inline_equation", + "content": "|X| \\ll |U|" + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "content": "). During the training process, given a batch of labeled samples " + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{B}_x = \\{(x_i, y_i)\\}_{i=1}^B" + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "content": " and a batch of unlabeled samples " + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{B}_u = \\{u_i\\}_{i=1}^{\\mu B}" + }, + { + "bbox": [ + 130, + 580, + 482, + 666 + ], + "type": "text", + "content": ", SSMIS methods aim to obtain a good segmentation model by leveraging both labeled and unlabeled data effectively. Different from widely-adopted co-training" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 291, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 291, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 291, + 91, + 448, + 102 + ], + "type": "text", + "content": "Alternate Diverse Teaching for SSMIS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "methods, our proposed method, as illustrated in Figure 3, utilizes a single student model, parameterized by " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\theta_{s}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ", that receives model back-propagating gradient. Besides, two auxiliary teacher models, parameterized by " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\theta_{t_1}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\theta_{t_2}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": ", are alternatively updated by the exponential moving average (EMA) of the student model weights. Similar to the plain teacher-student methods [26], the student model can be directly trained on the labeled data via a standard supervised loss " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_x" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "," + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 216, + 206, + 481, + 239 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 206, + 481, + 239 + ], + "spans": [ + { + "bbox": [ + 216, + 206, + 481, + 239 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {x} = \\frac {1}{| \\mathcal {B} _ {x} |} \\sum_ {i = 1} ^ {B} \\frac {1}{H \\times W} \\sum_ {j = 1} ^ {H \\times W} \\ell \\left(\\hat {y} _ {i} (j), y _ {i} (j)\\right), \\tag {1}", + "image_path": "9e7e88e14fbc68d2014c1dc71aa80033e10dafba4ff5b5c0c39d672d73868d3e.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "\\hat{y}_i" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": " denotes the student model's prediction on the " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": "-th labeled data " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "x_i" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": ", i.e., " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "\\hat{y}_i = f(x_i; \\theta_s)" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": " represents the " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": "-th pixel on the image or the corresponding segmentation mask with a resolution of " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "H \\times W" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": ". Following [2, 17], " + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "inline_equation", + "content": "\\ell" + }, + { + "bbox": [ + 130, + 247, + 479, + 293 + ], + "type": "text", + "content": " represents the loss function, calculated by an average of the dice and cross-entropy loss." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": "Though Teacher1 (T1) and Teacher2 (T2) are updated in turn, both models are involved in generating pseudo-labels for unlabeled data at each iteration simultaneously. Using " + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "inline_equation", + "content": "a(\\cdot)" + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": " denote the weak augmentations, which include random cropping and flipping operations [31, 40], we can obtain pseudo-labels for each unlabeled instance " + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "inline_equation", + "content": "u_{i}" + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": ", i.e., " + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "inline_equation", + "content": "q_{i}^{t_{1}} = f(a(u_{i});\\theta_{t_{1}})" + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "inline_equation", + "content": "q_{i}^{t_{2}} = f(a(u_{i});\\theta_{t_{2}})" + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "inline_equation", + "content": "q_{i}^{s} = f(a(u_{i});\\theta_{s})" + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": " from two teacher models as well as the student model, respectively. Our proposed AD-MT can then exploit all this information and obtain an ultimate pseudo-label " + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "inline_equation", + "content": "q_{i}" + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": "," + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 262, + 399, + 480, + 412 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 262, + 399, + 480, + 412 + ], + "spans": [ + { + "bbox": [ + 262, + 399, + 480, + 412 + ], + "type": "interline_equation", + "content": "q _ {i} = \\phi \\left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}, q _ {i} ^ {s}, \\tau\\right), \\tag {2}", + "image_path": "6c0d3f0f48f4fdb77feeb643db79c021e90f431554251ea591aab928766eaed5.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\phi(\\cdot)" + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "text", + "content": " represents a function of our proposed Conflict-Combating Module, and " + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "text", + "content": " denotes a pre-defined high-confidence threshold. Subsequently, our method employs a conflict-combating consistency loss, " + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_u" + }, + { + "bbox": [ + 130, + 420, + 482, + 458 + ], + "type": "text", + "content": ", on unlabeled data," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 216, + 475, + 481, + 508 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 475, + 481, + 508 + ], + "spans": [ + { + "bbox": [ + 216, + 475, + 481, + 508 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {u} = \\frac {1}{| \\mathcal {B} _ {u} |} \\sum_ {i = 1} ^ {\\mu B} \\frac {1}{H \\times W} \\sum_ {j = 1} ^ {H \\times W} \\ell \\left(p _ {i} (j), q _ {i} (j)\\right), \\tag {3}", + "image_path": "10a2f5fe4bafded60931331375be4bb1fa8e036a964f10c69516c38c50848fc8.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "inline_equation", + "content": "p_i = f(A_m(u_i); \\theta_s)" + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "text", + "content": " is the student model's prediction on strongly-augmented unlabeled data " + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "inline_equation", + "content": "A_m(u_i)" + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "inline_equation", + "content": "A_m \\in \\{A_1, A_2\\}" + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "inline_equation", + "content": "m = 1, 2" + }, + { + "bbox": [ + 130, + 516, + 482, + 577 + ], + "type": "text", + "content": ". represents two different strong data augmentation strategies, corresponding to the alternate turn of T1 and T2, respectively. The whole updating strategy is performed by our Random Periodic Alternate Updating Module. In summary, the total training loss is," + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 273, + 597, + 481, + 609 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 597, + 481, + 609 + ], + "spans": [ + { + "bbox": [ + 273, + 597, + 481, + 609 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathcal {L} _ {x} + \\lambda_ {t} \\mathcal {L} _ {u}, \\tag {4}", + "image_path": "3f1dd32ef10d273fa5c5e36f8a3edc5d1652ee4626bc2030d5e73472235b39f9.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\lambda_{t}" + }, + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "type": "text", + "content": " denotes an iteration-dependent function to adjust the importance of consistency loss " + }, + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_u" + }, + { + "bbox": [ + 130, + 617, + 482, + 667 + ], + "type": "text", + "content": ". Apart from the overall straightforward structure, as shown in Figure 3, the core of AD-MT lies in two aspects. First, two teachers are updated periodically and randomly in an alternate fashion. During the training" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "text", + "content": "Z. Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "procedure, we utilize complementary sets of unlabeled data, different data augmentation strategies, and randomized switching periods to ensure that the two teacher models are updated in a distinct manner, complementing each other throughout the process. Second, instead of discarding conflicting predictions of the two teacher models, we design a Conflict-Combating strategy that encourages the model to learn from the disagreements between the teachers. This strategy proves highly beneficial in improving segmentation performance at the latter stages of training. These two aspects correspond to our proposed two novel components, the RPA and the CCM, which are detailed in the following two sections." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 248, + 394, + 261 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 248, + 394, + 261 + ], + "spans": [ + { + "bbox": [ + 131, + 248, + 394, + 261 + ], + "type": "text", + "content": "3.2 Random Periodic Alternate Updating Module" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 275, + 482, + 360 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 482, + 360 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 482, + 360 + ], + "type": "text", + "content": "Maintaining two different teacher models can benefit the pseudo-labeling and further reduce the confirmation bias in semi-supervised learning. However, to maximize the benefits of multiple models, it is essential to ensure that they are as diverse as possible. To this end, in AD-MT, we propose the Random Periodic Alternate Updating Module, a novel approach to updating two teacher models in a way that maximizes their diversity with little additional training efforts. In specific, the RPA module involves the following strategies." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 373, + 482, + 579 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "type": "text", + "content": "- Alternate Updating. At each iteration, only one of the two teacher models is updated. Consequently, throughout a complete training epoch, unique and complementary batches of unlabeled data are utilized to refine the two teacher models. This strategy ensures that the updates to the teacher models are distinct, allowing them to complement each other's learning across the training process. We denote the alternate updating period (in the unit of iterations) of each teacher model by " + }, + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_m" + }, + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "type": "inline_equation", + "content": "m \\in \\{1,2\\}" + }, + { + "bbox": [ + 138, + 373, + 482, + 456 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 458, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 458, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 138, + 458, + 482, + 517 + ], + "type": "text", + "content": "- Distinct augmentation strategies. To further increase the diversity between the two teacher models, we also employ distinct augmentation strategies in addition to using different data batches. Specifically, we apply the color-jitting [6] operation for the turn of T1 while the copy-paste [8] augmentation for the turn of T2." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 519, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 519, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 138, + 519, + 482, + 579 + ], + "type": "text", + "content": "- Randomized switching periods. Instead of adopting a fixed switchable period rigidly for each teacher model, we consider increasing the randomness of the switchable pattern. Given a pre-defined maximum value of the period, denoted by " + }, + { + "bbox": [ + 138, + 519, + 482, + 579 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{\\text{max}}" + }, + { + "bbox": [ + 138, + 519, + 482, + 579 + ], + "type": "text", + "content": ", the alternating period for each teacher is randomly generated when switching occurs, i.e.," + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 209, + 591, + 480, + 604 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 591, + 480, + 604 + ], + "spans": [ + { + "bbox": [ + 209, + 591, + 480, + 604 + ], + "type": "interline_equation", + "content": "\\mathcal {T} _ {m} \\leftarrow \\text {r a n d o m . r a n d o m i n t} (0, \\mathcal {T} _ {\\max }, \\quad m \\in \\{1, 2 \\}. \\tag {5}", + "image_path": "fa26630719a6ece8b1a81d25542b9ab2d23cea28f00209b3aa5f598c4ad4cc28.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "In this way, our RPA module cannot only increase the diversity between the two teacher models but also lower the risks of data over-perturbation discussed in [41, 43]. This is simply because these different strong augmentations are not applied simultaneously in our method." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alternate Diverse Teaching for SSMIS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 298, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 298, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 298, + 129 + ], + "type": "text", + "content": "3.3 Conflict-combating Module" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 135, + 479, + 194 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 135, + 479, + 194 + ], + "spans": [ + { + "bbox": [ + 130, + 135, + 479, + 194 + ], + "type": "text", + "content": "Having two distinct teacher models derived from the RPA, our proposed Conflict-Combating Module, abstracted as a function of " + }, + { + "bbox": [ + 130, + 135, + 479, + 194 + ], + "type": "inline_equation", + "content": "\\phi(\\cdot)" + }, + { + "bbox": [ + 130, + 135, + 479, + 194 + ], + "type": "text", + "content": ", is carefully designed to address the issue of conflicting predictions between the two teacher models. Instead of discarding these conflicts directly, the CCM module encourages the model to further learn from the disagreements with the help of the student model." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "spans": [ + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "text", + "content": "Specifically, the CCM module first separates the consistent and conflicting predictions of the two teacher models. On the one hand, it applies the entropy-based teacher ensemble to obtain an ensembled prediction, " + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "inline_equation", + "content": "\\psi_{i}" + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "text", + "content": ", on the unlabeled instance " + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "inline_equation", + "content": "u_{i}" + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "text", + "content": ", which is directly used for the consistent supervision. Given the prediction entropy (denoted by " + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "inline_equation", + "content": "H(\\cdot)" + }, + { + "bbox": [ + 130, + 195, + 480, + 255 + ], + "type": "text", + "content": ") of two teacher models," + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 235, + 263, + 480, + 295 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 263, + 480, + 295 + ], + "spans": [ + { + "bbox": [ + 235, + 263, + 480, + 295 + ], + "type": "interline_equation", + "content": "H _ {t _ {1}} = H \\left(q _ {i} ^ {t _ {1}}\\right) = - \\sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {1}} \\log_ {2} q _ {i} ^ {t _ {1}}, \\tag {6}", + "image_path": "ad3c4f367598eaf14965e6ed9648cd73d4316da4c215f8d7226eca3fb5d2d022.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 235, + 299, + 480, + 330 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 299, + 480, + 330 + ], + "spans": [ + { + "bbox": [ + 235, + 299, + 480, + 330 + ], + "type": "interline_equation", + "content": "H _ {t _ {2}} = H \\left(q _ {i} ^ {t _ {2}}\\right) = - \\sum_ {i = 1} ^ {C} q _ {i} ^ {t _ {2}} \\log_ {2} q _ {i} ^ {t _ {2}}, \\tag {7}", + "image_path": "431478dd9cc04ba30f49b6aa0299447aed5e2771191d955d493127229030b41f.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 337, + 375, + 349 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 337, + 375, + 349 + ], + "spans": [ + { + "bbox": [ + 132, + 337, + 375, + 349 + ], + "type": "text", + "content": "we can obtain the entropy-based ensembled prediction," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 235, + 357, + 480, + 383 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 357, + 480, + 383 + ], + "spans": [ + { + "bbox": [ + 235, + 357, + 480, + 383 + ], + "type": "interline_equation", + "content": "\\psi_ {i} = \\psi \\left(q _ {i} ^ {t _ {1}}, q _ {i} ^ {t _ {2}}\\right) = \\frac {w _ {1} q _ {i} ^ {t _ {1}} + w _ {2} q _ {i} ^ {t _ {2}}}{w _ {1} + w _ {2}}, \\tag {8}", + "image_path": "4590e1ca7c0de6e031876ad1fe3a98ae0bd1f2474c2e3ba9cad3dc135ce21804.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "text", + "content": "with " + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "inline_equation", + "content": "w_{1} = e^{-H_{t_{1}}}" + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "inline_equation", + "content": "w_{2} = e^{-H_{t_{2}}}" + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "text", + "content": ". On the other hand, to account for the increasing improvement of the student model, we compare the entropy of the student's prediction with the entropy of the ensembled prediction. We then use the lower-entropy one as the final supervision for the conflicting prediction. This strategy ensures that the conflicting supervision benefits from the strengths of both the teacher models and student model. In summary, the final prediction " + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "inline_equation", + "content": "q_{i}" + }, + { + "bbox": [ + 130, + 390, + 479, + 462 + ], + "type": "text", + "content": " is," + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 173, + 471, + 480, + 501 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 173, + 471, + 480, + 501 + ], + "spans": [ + { + "bbox": [ + 173, + 471, + 480, + 501 + ], + "type": "interline_equation", + "content": "q _ {i} (j) = \\left\\{ \\begin{array}{l l} \\mathbb {1} \\left(\\max \\left(q _ {i} ^ {s} (j)\\right) \\geq \\tau\\right) q _ {i} ^ {s} (j), & q _ {i} ^ {t _ {1}} \\neq q _ {i} ^ {t _ {2}} \\& H _ {\\psi_ {i} (j)} > H _ {q _ {i} ^ {s} (j)} \\\\ \\mathbb {1} \\left(\\max \\left(\\psi_ {i} (j)\\right) \\geq \\tau\\right) \\psi_ {i} (j), & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {9}", + "image_path": "67044e904dd9dc3bc09a973cbb508448856b4267dc7bb061e68f75bb4a752770.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 509, + 479, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 479, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 479, + 581 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 509, + 479, + 581 + ], + "type": "inline_equation", + "content": "\\mathbb{1}(\\cdot)" + }, + { + "bbox": [ + 130, + 509, + 479, + 581 + ], + "type": "text", + "content": " only selects the high-confidence predictions for the unlabeled supervision. Additionally, we examine more ensembling strategies in the experiment section. As the training process progresses, the student model learns from both diverse teacher models efficiently and effectively. In the inference phase, the student model is used as the final segmentation model, providing accurate and reliable segmentation results on new medical images." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 598, + 230, + 611 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 598, + 230, + 611 + ], + "spans": [ + { + "bbox": [ + 132, + 598, + 230, + 611 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 622, + 326, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 326, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 326, + 634 + ], + "type": "text", + "content": "4.1 Datasets and Evaluation Metrics" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "content": "Following the previous works [2,30,31], we adopt the widely used benchmarks, the Pancreas-NIH dataset [24], the Left Atrium (LA) dataset [35], and the" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "text", + "content": "Z. Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 143, + 157, + 471, + 282 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Performance comparison with the SOTA methods on the LA, with " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " labeled data. " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\dagger" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " denotes that BCP [2] requires an additional pre-training stage before the semi-supervised training. The best is highlighted in Bold." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 143, + 157, + 471, + 282 + ], + "lines": [ + { + "bbox": [ + 143, + 157, + 471, + 282 + ], + "spans": [ + { + "bbox": [ + 143, + 157, + 471, + 282 + ], + "type": "table", + "html": "
MethodLeft atrium (5% / 4 labeled data)Left atrium (10% / 8 labeled data)
Dice ↑Jaccard ↑95HD ↓ASD ↓Dice ↑Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)52.5539.6047.059.8782.7471.7213.353.26
UA-MT [40] (MICCAI'19)82.2670.9813.713.8286.2876.1118.714.63
SASSNet [12] (MICCAI'20)81.6069.6316.163.5885.2275.0911.182.89
DTC [17] (AAAI'21)81.2569.3314.903.9987.5178.178.232.36
URPC [19] (MedIA'22)82.4871.3514.653.6585.0174.3615.373.96
SS-Net [31] (MICCAI'22)86.3376.159.972.3188.5579.627.491.90
MC-Net+ [32] (MedIA'22)83.5972.3614.072.7088.9680.257.931.86
PS-MT [15] (CVPR'22)88.4979.138.122.7889.7281.486.941.92
MCF [28] (CVPR'23)----88.7180.416.321.90
BCP [2]† (CVPR'23)88.0278.727.902.1589.6281.316.811.76
AD-MT (Ours)89.6381.286.561.8590.5582.795.811.70
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MethodACDC (5% / 3 labeled data)ACDC (10% / 7 labeled data)
Dice ↑ Jaccard ↑95HD ↓ ASD ↓Dice ↑ Jaccard ↑95HD ↓ ASD ↓
U-Net (SupOnly)47.8337.0131.1612.6279.4168.119.352.70
UA-MT [40] (MICCAI'19)46.0435.9720.087.7581.6570.646.882.02
SASSNet [12] (MICCAI'20)57.7746.1420.056.0684.5074.345.421.86
DTC [17] (AAAI'21)56.9045.6723.367.3984.2973.9212.814.01
CPS [5] (CVPR'21)70.1561.175.962.1486.9178.115.721.92
URPC [19] (MedIA'22)55.8744.6413.603.7483.1072.414.841.53
SS-Net [31] (MICCAI'22)65.8255.386.672.2886.7877.676.071.40
MC-Net+ [32] (MedIA'22)62.8552.297.622.3387.1078.066.682.00
PS-MT [15] (CVPR'22)86.9477.904.652.1888.9180.794.961.83
BCP [2] (CVPR'23)87.5978.671.900.6788.8480.623.981.17
AD-MT (Ours)88.7580.411.480.5089.4681.471.510.44
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MethodPancreas (10% / 6 labeled data)Pancreas (20% / 12 labeled data)
Dice ↑ Jaccard ↑95HD ↓ASD ↓Dice ↑ Jaccard ↑95HD ↓ASD ↓
VNet (SupOnly)55.6041.7445.3318.6372.3858.2619.355.89
UA-MT [40] (MICCAI'19)66.3453.2117.214.5776.1062.6210.842.43
SASSNet [12] (MICCAI'20)68.7853.8619.026.2677.6664.0810.933.05
DTC [17] (AAAI'21)69.2154.0617.215.9578.2764.758.362.25
ASE-Net [11] (TMI'22)71.5456.8216.335.7379.0366.578.622.30
SS-Net [31] (MICCAI'22)71.7657.0517.565.7778.9866.328.862.01
MC-Net+ [32] (MedIA'22)70.0055.6616.033.8779.3766.838.521.72
PS-MT [15](CVPR'22)76.9462.3713.123.6680.7468.157.412.06
MCF [28] (CVPR'23)----75.0061.2711.593.27
BCP [2] (CVPR'23)73.8359.2412.713.7282.9170.976.432.25
AD-MT (Ours)80.2167.517.181.6682.6170.704.941.38
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For the 2D ACDC dataset, we train the segmentation model with a batch size of 24 (12 labeled and 12 unlabeled instances) for 30,000 iterations. On the LA and Pancreas datasets, we follow existing studies and adopt a batch size of 4 (2 labeled and 2 unlabeled instances) for training 15,000 iterations. We use an SGD optimizer to train the student model with a polynomial learning-rate decay where the initial learning rate, 0.01, is multiplied by " + }, + { + "bbox": [ + 130, + 316, + 482, + 461 + ], + "type": "inline_equation", + "content": "(1 - \\mathrm{iter} / \\max_{\\text{iter}})^{0.9}" + }, + { + "bbox": [ + 130, + 316, + 482, + 461 + ], + "type": "text", + "content": ". The momentum and the weight decay are set as 0.9 and 0.0001, respectively. The two teacher models are randomly initialized and updated with an exponential parameter of 0.99. By default, we set the maximum loss weight " + }, + { + "bbox": [ + 130, + 316, + 482, + 461 + ], + "type": "inline_equation", + "content": "\\lambda_u = 2.0" + }, + { + "bbox": [ + 130, + 316, + 482, + 461 + ], + "type": "text", + "content": ", and the maximum period " + }, + { + "bbox": [ + 130, + 316, + 482, + 461 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{\\text{max}} = 0.5" + }, + { + "bbox": [ + 130, + 316, + 482, + 461 + ], + "type": "text", + "content": " epoch for all runs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 478, + 286, + 490 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 478, + 286, + 490 + ], + "spans": [ + { + "bbox": [ + 132, + 478, + 286, + 490 + ], + "type": "text", + "content": "4.3 Comparison with SOTAs" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 498, + 480, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 480, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 480, + 544 + ], + "type": "text", + "content": "In this section, we compare our method with the most recent SSMIS methods, including UA-MT [40], SASSNet [12], DTC [17], ASE-Net [11], SS-Net [31], MC-Net+ [30], MCF [28], PS-MT [15] and BCP [2]. Note that BCP requires an additional pre-training stage while other methods do not." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": "3D LA. As shown in Table 1, our proposed AD-MT approach achieves the highest Dice Score and Jaccard Score on both the " + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": " labeled data settings for the LA dataset. With only 4 labeled instances, our approach achieves a Dice Score of " + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "inline_equation", + "content": "89.63\\%" + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": ", outperforming the previous state-of-the-art method BCP [2] by " + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "inline_equation", + "content": "1.61\\%" + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": " in Dice Score and " + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "inline_equation", + "content": "2.56\\%" + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": " in Jaccard Score, without introducing an extra pre-training stage. Also note that our AD-MT outperforms MC-Net+ by over " + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "inline_equation", + "content": "6\\%" + }, + { + "bbox": [ + 130, + 545, + 481, + 666 + ], + "type": "text", + "content": " in terms of the Dice score with 4 labeled data available, despite the fact that MC-Net+ introduces far more training parameters. Meanwhile, AD-MT also obtains the lowest 95HD and ASD on both labeled data settings, indicating that our approach produces better segmentation results that are closer to the ground" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "text", + "content": "Z. Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 144, + 157, + 470, + 232 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "text", + "content": "Table 4: Ablation studies on different components of our proposed AD-MT, when using 3 cases as labeled data on the ACDC. Three different classes of RV, Myo, LV represent the right ventricle, myocardium, and left ventricle, respectively." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 144, + 157, + 470, + 232 + ], + "lines": [ + { + "bbox": [ + 144, + 157, + 470, + 232 + ], + "spans": [ + { + "bbox": [ + 144, + 157, + 470, + 232 + ], + "type": "table", + "html": "
ComponentsRVMyoLVMean
T1T2RPACCMDice(%)95HDDice(%)95HDDice(%)95HDDice(%)↑
✓85.302.1884.441.5390.764.2586.83
✓84.593.0883.511.8690.562.3386.22
✓✓✓85.801.9885.631.2992.202.8387.88
✓✓✓✓86.631.9286.781.1792.861.3688.75
", + "image_path": "117d3a1976aa614d630eb049bc3f21f4b91b9eb51378234c7ddf9e60fc2a644e.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 274, + 480, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 274, + 480, + 308 + ], + "spans": [ + { + "bbox": [ + 132, + 274, + 480, + 308 + ], + "type": "text", + "content": "truth than the other SOTA methods. These results demonstrate the effectiveness of our proposed approach in improving the accuracy of SSMIS, even in scenarios where labeled data is scarce." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "spans": [ + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": "2D ACDC. Table 2 shows the results of our AD-MT compared to the current SOTA methods on the ACDC dataset. The ACDC dataset is a challenging dataset for SSMIS due to fine-grained multiple classes and the variability in heart anatomy and pathology, making it a good benchmark for evaluating the effectiveness of our approach. Similar to the results on the LA, AD-MT achieves the best performance on the ACDC dataset in both the " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": " labeled data settings. In the " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": " labeled data setting, AD-MT achieves a Dice Score of " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "88.75\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": ", which is " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "1.16\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": " higher than BCP's Dice Score of " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "87.59\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": ". A notable advantage of our proposed AD-MT approach is that it does not require any additional pre-training stage before the semi-supervised training, unlike the BCP method [2]. This makes AD-MT a more efficient and practical approach. AD-MT achieves a significant improvement in Dice Score compared to other end-to-end methods without pre-training, with more than a " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": " improvement observed in the " + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 319, + 481, + 487 + ], + "type": "text", + "content": " labeled setting." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": "3D Pancreas. The results on the Pancreas-NIH dataset are reported in Table 3. It can be seen from the table that our method demonstrates great recognition performance when the number of labeled data is small, e.g., our AD-MT surpasses the baseline method and UA-MT by a large margin of more than " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": " in terms of the Dice score with 6 labeled data available, respectively. In the " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": " labeled setting, AD-MT achieves a Dice Score of " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "80.21\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": ", which is " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "6.38\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": " higher than the BCP's Dice Score of " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "73.83\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": ". In the " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": " labeled setting, AD-MT achieves a Dice Score of " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "82.61\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": ", which is only slightly lower than the BCP's Dice Score of " + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "inline_equation", + "content": "82.91\\%" + }, + { + "bbox": [ + 132, + 498, + 481, + 665 + ], + "type": "text", + "content": ". However, AD-MT achieves the lowest 95HD and ASD, indicating that our approach produces more dedicated segmentation results. Similar to the observation on the LA and ACDC, our AD-MT produces highly accurate segmentation on the Pancreas with limited labeled data, which is a significant advantage in real-world scenarios where labeled data is scarce and expensive to obtain." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 291, + 91, + 447, + 102 + ], + "type": "text", + "content": "Alternate Diverse Teaching for SSMIS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 216, + 146, + 399, + 194 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": "Table 5: Ablation studies on the threshold " + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 114, + 482, + 137 + ], + "type": "text", + "content": " labeled data. It is set as 0.95 and 0.75 for the 2D and 3D datasets, respectively." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 216, + 146, + 399, + 194 + ], + "lines": [ + { + "bbox": [ + 216, + 146, + 399, + 194 + ], + "spans": [ + { + "bbox": [ + 216, + 146, + 399, + 194 + ], + "type": "table", + "html": "
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In Table 4, we investigate the effectiveness of the main components of our proposed AD-MT on the ACDC dataset with " + }, + { + "bbox": [ + 130, + 234, + 482, + 569 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 234, + 482, + 569 + ], + "type": "text", + "content": " labeled data. The components studied include T1-only, T2-only, the RPA, and the CCM. The evaluation metrics used are Dice Score and 95HD, and we perform a category-wise examination for three classes: the right ventricle (RV), the myocardium (Myo), and the left ventricle (LV). Recall that our AD-MT method iteratively updates two teacher models, named T1 and T2, where T1 is updated by the student model applying color augmentations and T2 is updated by the student model applying mix augmentations. It can be seen from the table that the T1-only obtains slightly better performance than the T2-only, indicating the superiority of the color or intensity based perturbation compared to the copy-paste augmentation. The third row shows the results when both T1 and T2 are involved, along with our proposed RPA module for alternate diverse updating. Although we only use the average prediction of two teacher models at the current stage, we observe a significant improvement in Dice Score for all three classes (RV, Myo, and LV), resulting in a mean improvement of more than " + }, + { + "bbox": [ + 130, + 234, + 482, + 569 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 234, + 482, + 569 + ], + "type": "text", + "content": ". It suggests that our RPA module can indeed generate diverse reasoning and consequently improve the segmentation performance. Furthermore, as discussed in Section 1, two teacher models will inevitably come across conflicting supervision, and it is critical to address the conflicts. As shown in the fourth row of the table, the complete AD-MT with all components, obtains the most accurate segmentation, with the lowest 95HD and the highest Dice Score. Overall, the results demonstrate the importance of each component in our proposed AD-MT approach. Particularly, the RPA and CCM modules are effective in encouraging diverse reasoning and leveraging all involved models to improve the accuracy of the segmentation. The results highlight the importance of leveraging diverse information from multiple sources and effectively combining them to improve segmentation accuracy." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "text", + "content": "Impact of the threshold " + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "text", + "content": ". Table 5 shows the results of an ablation study on the pre-defined high-confidence threshold " + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "inline_equation", + "content": "(\\tau)" + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "text", + "content": " for our AD-MT approach on the ACDC and LA in terms of the Dice Score. For the ACDC, increasing the threshold from 0.7 to 0.95 leads to a gradual improvement in Dice Score, with the highest Dice Score of " + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "inline_equation", + "content": "88.75\\%" + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "text", + "content": " achieved at a threshold of 0.95. Differently, for the LA dataset, increasing the threshold beyond 0.75 leads to a drop in Dice Score. The highest Dice Score of " + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "inline_equation", + "content": "89.63\\%" + }, + { + "bbox": [ + 130, + 570, + 483, + 666 + ], + "type": "text", + "content": " is achieved at a threshold of 0.75. It suggests that, on the 3D dataset, a higher threshold may filter out too many predictions," + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 101 + ], + "type": "text", + "content": "Z. Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 143, + 115, + 321, + 201 + ], + "blocks": [ + { + "bbox": [ + 143, + 115, + 321, + 201 + ], + "lines": [ + { + "bbox": [ + 143, + 115, + 321, + 201 + ], + "spans": [ + { + "bbox": [ + 143, + 115, + 321, + 201 + ], + "type": "image", + "image_path": "eeb9de66105712a3985eace5b678e8b118523200a2c75583234503ca7d775e9e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "lines": [ + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "spans": [ + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "text", + "content": "Fig.4: Impact of different alternating periodic updating strategies in the RPA with varying values of " + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{max}" + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "text", + "content": " on the ACDC with " + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "text", + "content": " labeled data. By default, we adopt the random switching periods and set " + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{max}" + }, + { + "bbox": [ + 132, + 201, + 332, + 258 + ], + "type": "text", + "content": " as the half-epoch iterations." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 339, + 124, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 339, + 124, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 339, + 124, + 482, + 213 + ], + "type": "text", + "content": "Table 6: Compare different ensembling strategies on the ACDC with " + }, + { + "bbox": [ + 339, + 124, + 482, + 213 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 339, + 124, + 482, + 213 + ], + "type": "text", + "content": " labeled data, whenever conflicts occur. \"Drop\" denotes dropping the conflicts completely. \"Avg.\" and \"Ent.\" represent to use the mean and entropy-based ensembling of two teachers." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 342, + 226, + 478, + 238 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 342, + 226, + 478, + 238 + ], + "spans": [ + { + "bbox": [ + 342, + 226, + 478, + 238 + ], + "type": "text", + "content": "Strategy|Drop Avg. Ent. CCM" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 342, + 242, + 479, + 254 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 342, + 242, + 479, + 254 + ], + "spans": [ + { + "bbox": [ + 342, + 242, + 479, + 254 + ], + "type": "text", + "content": "Dice " + }, + { + "bbox": [ + 342, + 242, + 479, + 254 + ], + "type": "inline_equation", + "content": "(\\%)" + }, + { + "bbox": [ + 342, + 242, + 479, + 254 + ], + "type": "text", + "content": " |86.69 87.88 88.11 88.75" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 292, + 480, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 292, + 480, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 292, + 480, + 316 + ], + "type": "text", + "content": "leading to a loss of information and a decrease in segmentation accuracy. The default thresholds are 0.95 and 0.75 for the 2D and 3D datasets, respectively." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "spans": [ + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "type": "text", + "content": "Impact of the switching periods " + }, + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{max}" + }, + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "type": "text", + "content": ". Figure 4 shows our examinations on different alternate updating periods in the RPA with two different strategies: the fixed and random periods. We can easily observe that the random strategies can consistently outperform the fixed ones. It is simply because the highly randomness can further enlarge the diversity between the two teacher models, resulting in better segmentation performance. In contrast, since both the student and teacher models are trained from scratch, large " + }, + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{max}" + }, + { + "bbox": [ + 130, + 317, + 481, + 424 + ], + "type": "text", + "content": " in the fixed strategies, may enforce ensembling predictions among models with a big performance gap, which significantly reduces the ensembling effectiveness." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "text", + "content": "Impact of different Ensembling strategies. In Table 6, we investigate different ensembling strategies to address the conflicts on the ACDC with " + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "text", + "content": " labeled data. We can clearly see that directly dropping all the conflicts leads to the lowest Dice Score of " + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "inline_equation", + "content": "86.69\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "text", + "content": ", indicating the significance of learning from the conflicts. Using the average and entropy-based ensembling strategies can clearly improve the segmentation performance, which is still limited at only involving the teacher models. As the training progresses, the student model can effectively learn from both teachers and gradually become comparable to the teachers. Our CCM exploits such information and obtains the highest Dice of " + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "inline_equation", + "content": "88.75\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 533 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "Visualization. Figure 5 illustrates example segmentation results on the LA (top 2 rows) and ACDC (bottom 2 rows) in the semi-supervised setting of " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " labeled data. We clearly see that our approach produces segmentation results that are closer to the ground truth than the other SOTA methods. For example, only SS-Net and our AD-MT can recognize the connected segmented region, as shown in the second row. In contrast, SS-Net segments the wrong RV region in the third row on the multi-class ACDC dataset, while our ACDC does not. Additionally, we observe that it is generally more challenging to segment three classes from a Sagittal plane (the fourth row) than from a Coronal plane (the third row) on the ACDC. The better segmentation results further highlight the importance of leveraging diverse information from multiple sources to improve" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 291, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 291, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 291, + 91, + 448, + 102 + ], + "type": "text", + "content": "Alternate Diverse Teaching for SSMIS" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 160, + 116, + 452, + 414 + ], + "blocks": [ + { + "bbox": [ + 160, + 116, + 452, + 414 + ], + "lines": [ + { + "bbox": [ + 160, + 116, + 452, + 414 + ], + "spans": [ + { + "bbox": [ + 160, + 116, + 452, + 414 + ], + "type": "image", + "image_path": "103ad1214ca596e94adf386d814004b7385c46ea99a17dc338fd8526c123452d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 422, + 482, + 447 + ], + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 447 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 447 + ], + "type": "text", + "content": "Fig.5: Qualitative results from the 3D LA (top 2 rows) and 2D ACDC (bottom 2 rows). a) the ground-truth, b) UA-MT, c) MC-Net, d) SS-Net, and e) AD-MT." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 468, + 482, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 468, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 468, + 482, + 515 + ], + "type": "text", + "content": "segmentation accuracy, as our proposed AD-MT approach does by combining information from multiple modalities and teacher models. Overall, the results in Figure 5 demonstrate the effectiveness of our proposed AD-MT approach in improving the accuracy of SSMIS." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 533, + 220, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 220, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 220, + 547 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 558, + 485, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 485, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 485, + 666 + ], + "type": "text", + "content": "In this paper, we propose an alternate diverse teaching approach in a teacher-student framework, which boosts SSMIS via two novel modules: the Random Periodic Alternate Updating Module and the Conflict-Combating Module. With the RPA scheduling, two teacher models are momentum-updated periodically and randomly in an alternate manner to produce diverse supervision. The entropy-based CCM effectively leverages all involved models to encourage the student model to learn from the two teachers' consistent and conflicting predictions. 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Zhao, Z., Zhou, L., Duan, Y., Wang, L., Qi, L., Shi, Y.: Dc-ssl: Addressing mismatched class distribution in semi-supervised learning. In: Proceedings of the IEEE/CVF conference on computer vision and pattern recognition (2022) 4" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 132, + 636, + 481, + 658 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 636, + 481, + 658 + ], + "spans": [ + { + "bbox": [ + 132, + 636, + 481, + 658 + ], + "type": "text", + "content": "46. Zhao, Z., Zhou, L., Wang, L., Shi, Y., Gao, Y.: Lassl: Label-guided self-training for semi-supervised learning. 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Reconstructing surfaces from normals is a key component of photometric stereo. This work introduces an adaptive surface triangulation in the image domain and afterwards performs the normal integration on a triangle mesh. Our key insight is that surface curvature can be computed from normals. Based on the curvature, we identify flat areas and aggregate pixels into triangles. The approximation quality is controlled by a single user parameter facilitating a seamless generation of low- to high-resolution meshes. Compared to pixel grids, our triangle meshes adapt locally to surface details and allow for a sparser representation. Our new mesh-based formulation of the normal integration problem is strictly derived from discrete differential geometry and leads to well-conditioned linear systems. Results on real and synthetic data show that 10 to 100 times less vertices are required than pixels. Experiments suggest that this sparsity translates into a sublinear runtime in the number of pixels. For 64 MP normal maps, our meshing-first approach generates and integrates meshes in minutes while pixel-based approaches require hours just for the integration.", + "bbox": [ + 261, + 304, + 743, + 541 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Surface Reconstruction $\\cdot$ Normal Integration $\\cdot$ Meshing", + "bbox": [ + 261, + 553, + 718, + 568 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/d1e58b53e2fb42e24ec55dc351661cb82ef8c06f79f84b569650c468c8b4b30d.jpg", + "image_caption": [ + "41512 Pixels Object" + ], + "image_footnote": [], + "bbox": [ + 220, + 617, + 330, + 718 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/1a97170e48cd5a0bf327295824a5ba151e19ee2e2110557e601bcd16143a2742.jpg", + "image_caption": [ + "41512 Pixels Normals" + ], + "image_footnote": [], + "bbox": [ + 334, + 618, + 441, + 718 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/386777b032c1f72bf2c59a736ed69fd348d8645fe6abca8c5674f0075f2986d3.jpg", + "image_caption": [ + "2523 Vertices @ 0.1 mm", + "Fig. 1: Our screen-space remeshing pipeline decimates smooth, featureless areas efficiently before the normal integration while preserving high-frequency details. Depicted results illustrate high, mid and low-resolution triangulations. Wireframes are rendered as vector graphics for closer examination." + ], + "image_footnote": [], + "bbox": [ + 446, + 617, + 555, + 718 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/e34344580ff5a20cce82460d6f3ebd57c754117be4c35f2f4226b1bdf46d0994.jpg", + "image_caption": [ + "1118 Vertices @ $0.3\\mathrm{mm}$" + ], + "image_footnote": [], + "bbox": [ + 558, + 617, + 666, + 718 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/92bbc58587883a2cf709fa181b3c2c213a3aa6a54a6da0b9dec380673e5b6050.jpg", + "image_caption": [ + "529 Vertices @ 1 mm" + ], + "image_footnote": [], + "bbox": [ + 673, + 617, + 779, + 718 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 143, + 375, + 161 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Normal integration is renowned for recovering fine and delicate surface details as a subsequent step to photometric stereo [28] or shape from shading. Increasing the resolution of the normal map improves the accuracy of fine structures. At the same time, smooth, featureless regions will reveal little additional information but increase computational costs. Real-world objects often consist of both fine structures and featureless regions and one must choose between sufficient image resolution and reasonable computational cost. In general, to resolve structures half the size, both the image height and width must be doubled. This quadratic growth in the number of variables has a significant impact on the runtime of the normal integration and makes regular pixel grids an increasingly inefficient geometric representation.", + "bbox": [ + 212, + 176, + 787, + 343 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In practice, many 3D reconstruction pipelines operate at high resolutions and switch to a sparser triangle mesh in the last processing step [18, 29, 30]. However, this ignores the underlying problem: all steps up to the final mesh representation are still performed at full resolution, with obvious negative effects on the computational performance. In contrast to previous work [15, 17], we do not aim to speed up computations in the pixel domain. Instead, we introduce a flexible and locally adaptive triangle mesh before the normal integration and solve the problem at its origin, see Fig. 1.", + "bbox": [ + 212, + 345, + 787, + 465 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To the best of our knowledge and despite the rich literature on normal integration over the last 30 years, we appear to be the first to propose normal integration on general triangle meshes. Our main insight is that curvature can be extracted from normal maps and that curvature is sufficient to refine triangle meshes locally and in screen space. In addition, we present a novel formulation of the normal integration for triangle meshes. It is strictly derived from discrete differential geometry and is state-of-the-art in that it avoids the checkerboard artefacts and the Gibbs phenomenon described in [7]. Finally, our meshing-first approach can be easily integrated into most existing photometric stereo pipelines and is well-suited for high-quality reconstructions where we achieve significantly sparser representations.", + "bbox": [ + 212, + 465, + 787, + 632 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 655, + 388, + 672 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this section we will focus on dedicated work on normal integration and (re)meshing. We refer the reader to [1] for a starting point on photometric stereo and how to obtain the normal maps, required by our method.", + "bbox": [ + 212, + 688, + 785, + 734 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Most state-of-the-art normal integration methods are so-called variational methods, which find a depth map by minimizing an $L^2$ functional containing the difference between the actual depth-map gradients and the observed gradients, e.g. from photometric stereo. Broadly, there exist two types of variational methods: Either, functional analysis is used to derive a Poisson equation which is then discretized and solved [21] or the functional itself is discretized [13]. Both cases lead to a linear system of equations. Methods using the more robust $L^1$", + "bbox": [ + 212, + 734, + 787, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/09548c307b6aae9af5d45819ffd30f0401db5592e4ddbf3847b00aef1b195417.jpg", + "image_caption": [ + "Pixel-Based" + ], + "image_footnote": [], + "bbox": [ + 223, + 195, + 313, + 255 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/3de80a47cdb7988f75b8ec67e6381d775bdad335b8c5423b84148522ea89c892.jpg", + "image_caption": [ + "Ours" + ], + "image_footnote": [], + "bbox": [ + 316, + 195, + 408, + 255 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/6705b7873c4d7b1952f426aba4cd40197cfb245bba49a64c5ca1da33cb0fe15f.jpg", + "image_caption": [ + "Pixel-Based" + ], + "image_footnote": [], + "bbox": [ + 413, + 160, + 495, + 255 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/629f17efe40de481f9d70a8e662b0cba31d82803535c6fbca265c59f5cb3585a.jpg", + "image_caption": [ + "Ours" + ], + "image_footnote": [], + "bbox": [ + 506, + 160, + 588, + 255 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/351195d8bfd6c6daf86d462e0f519a58fdae314431f5374530d1f0703c269e78.jpg", + "image_caption": [ + "22k Vertices", + "Fig. 2: Left: Using the same number of variables, our meshing-first method achieves higher geometric fidelity. Right: Integration of an $8192^2$ normal map. The pixel-based approach requires around 3 hours while our meshing-first method generates comparable results in only 5 minutes." + ], + "image_footnote": [], + "bbox": [ + 506, + 256, + 588, + 319 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "22k Vertices", + "bbox": [ + 511, + 320, + 583, + 330 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/c0ceba8cc3af58519b003f2bae78f6001c5b63ba26c2af26902ac075285767ff.jpg", + "image_caption": [ + "Pixel-Based" + ], + "image_footnote": [], + "bbox": [ + 604, + 160, + 679, + 255 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/800e8da12ed30eb9ccc858685f0e1b9ffd63a3051a18310793b3ee9471795a86.jpg", + "image_caption": [ + "After 3h" + ], + "image_footnote": [], + "bbox": [ + 599, + 256, + 681, + 319 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/5bd714ab57652d079627e76e3c9232018e6f931b52a79bf679595a55bd200c0f.jpg", + "image_caption": [ + "Ours" + ], + "image_footnote": [], + "bbox": [ + 692, + 160, + 772, + 255 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/64f85c102726a5a155cfb1f5791dd3648e2613dcda18fed7fa16c1fb27b48c28.jpg", + "image_caption": [ + "After 5min" + ], + "image_footnote": [], + "bbox": [ + 692, + 256, + 772, + 319 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/0541ddffccb495e211109705e2730abb08ac66190f22b9a8565ddf5841aed0b5.jpg", + "image_caption": [ + "11k Pixels" + ], + "image_footnote": [], + "bbox": [ + 228, + 257, + 310, + 318 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/2a73135a50d4d6902284d75cfc1b5731d3b12c4af17559d527ee0dd636a6746e.jpg", + "image_caption": [ + "11k Vertices" + ], + "image_footnote": [], + "bbox": [ + 321, + 256, + 403, + 319 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/1a1d25d0bc39da9ff880b686a07c110f2c853cc2326465e74108d11c8b61133b.jpg", + "image_caption": [ + "21k Pixels" + ], + "image_footnote": [], + "bbox": [ + 413, + 257, + 495, + 319 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "norm have been proposed but are computationally more involved [11]. More recently, authors have raised concerns about checkerboard artefacts [38] and the Gibbs phenomenon [7] (Fig. 3) occurring in the discretized functional setting. Still, these problems are not innate to the variational approach: [6] and [20] independently proposed a functional using normals over gradients in the pixel-based integration setting. This functional avoids the artefacts mentioned above without resorting to larger stencils for the partial derivatives [37] or introducing additional variables [7]. Our method starts with the same functional but discretizes it for general triangle meshes. An overview of variational methods can be found in [28].", + "bbox": [ + 212, + 433, + 784, + 584 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Regarding non-variational approaches, Xie et al. [32,34] consider the regular pixel grid as a quad mesh. They alternate between tilting these quads to align them with the normal directions and glueing adjacent quads into a continuous or even discontinuous [33] surface. Although superficially mesh-based, this approach", + "bbox": [ + 212, + 585, + 785, + 648 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/da6c156bb16fe18399a510b05d88ad3a3f19af2845a233b4a7a1e9f6e668a40d.jpg", + "image_caption": [ + "(a) Gradient Formulation [13]", + "Fig. 3: Normal integration results with (left) and without (right) the Gibbs phenomenon." + ], + "image_footnote": [], + "bbox": [ + 220, + 676, + 500, + 782 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/f6e11775713a5264f96e6ae2082a90d265e84d83e987ad7a4fd8ddf619317dd0.jpg", + "image_caption": [ + "(b) Normal Formulation [20]" + ], + "image_footnote": [], + "bbox": [ + 501, + 676, + 782, + 782 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "ultimately operates on a pixel-by-pixel basis. Despite being non-variational, Xie et al.'s approach still suffers from the Gibbs phenomenon around sharp corners. Cao et al. [7] fix the Gibbs phenomenon by optimizing pixel-wise depth values to form a set of interlocking planes defined by the normals.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the depth-from-stereo context, image pyramids [17] or iteratively refined grids of deformation points [15] have been proposed to exploit locally similar depth values in smooth regions to speed up reconstruction. While these approaches progressively refine their grid, the grid remains regular and refinement is applied equally over the entire image. In contrast, we adaptively coarsen our grid to allocate computational resources where they are most needed.", + "bbox": [ + 212, + 207, + 784, + 296 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The triangulation and remeshing of 2D and 3D surfaces is an intensively studied area [22] with varying objectives targeting different applications. For rendering and computer-aided design, the overall shape should be preserved and consist of a minimal amount of vertices [16,35,36]. However, for numerical simulations like mechanical stress, heat transfer, etc., these very sparse meshes are usually inadequate and more regular triangulations are preferred. Here, Centroidal Voronoi Tessellations (CVT) [10] as well as Optimal Delaunay Triangulations (ODT) [8] are widely used. Both approaches generate uniform or isotropic meshes where each vertex is the (weighted) centroid of some local neighbourhood. The isotropic variants are typically controlled by an application-dependent density. Densities based on maximum absolute curvature are popular to balance geometric faithfulness and regularity of the mesh [2,9]. An argument for this choice can be found in Dunyach et al. [12] where a relation between curvature and approximation error is derived. All these approaches have in common that they operate on an existing 3D geometry. In contrast, our approach generates a geometry-adapted triangle mesh from the normal maps alone. We extend the approach of Dunyach et al. [12] because it directly controls the approximation error. Furthermore, the resulting isotropic meshes increase the numerical stability of our mesh-based normal integration.", + "bbox": [ + 212, + 297, + 785, + 583 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Besides surface reconstruction, applications of triangle meshes in 2D include image vectorization [25], although conversion to parametric curves is often preferred in this context [14, 26]. The key difference is that image vectorization is based on colours, while our approach approximates the triangulation of a 3D object in 2D screen space.", + "bbox": [ + 212, + 584, + 785, + 660 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Definitions, Normals and Curvature", + "text_level": 1, + "bbox": [ + 214, + 684, + 602, + 702 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we will briefly summarize some fundamental concepts in differential geometry and the relation between surfaces, normals and curvatures. This knowledge will be required to derive our solutions for screen-space meshing in Sec. 4 and mesh-based integration in Sec. 5.", + "bbox": [ + 212, + 715, + 784, + 775 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "For a single view, the 3D reconstruction problem can be formulated as finding a projection", + "bbox": [ + 212, + 777, + 785, + 808 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\phi : \\Omega \\rightarrow \\mathbb {R} ^ {3} \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 460, + 819, + 785, + 835 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/493037d23d0075e3df15f4f00ec49c6bb98187ff0039fc23269975d9b462665e.jpg", + "image_caption": [ + "(a) Foreshortening" + ], + "image_footnote": [], + "bbox": [ + 272, + 143, + 444, + 255 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/5e46cd6107e21aaddb3d9416e910643f7bc2b193c4850b8f6429fe0ac43402a1.jpg", + "image_caption": [ + "(b) Error Estimate", + "Fig. 4: Left: The projection $\\phi$ maps points on the screen into three-dimensional space. Distances on the screen appear shorter than their three-dimensional counterparts (foreshortening). This is captured in the Jacobian $J$ of $\\phi$ . Right: Illustration on the relationship between the edge lengths and the user-defined approximation error $\\epsilon$ as derived in [12]." + ], + "image_footnote": [], + "bbox": [ + 552, + 172, + 727, + 250 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "from the image foreground $\\varOmega\\subset\\mathbb{R}^2$ into 3D space. We write $\\pmb {u} = (u,v)^{\\mathrm{t}}$ for screen coordinates and $\\pmb {x} = (x,y,z)^{\\mathrm{t}}$ for object coordinates. The projection is usually parametrized by a depth map $h:\\varOmega\\to\\mathbb{R}$ as", + "bbox": [ + 212, + 382, + 787, + 429 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {x} := \\phi (\\boldsymbol {u}) = (u, v, h (\\boldsymbol {u})) ^ {\\mathrm {t}} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 406, + 441, + 784, + 462 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "in the orthographic case and", + "bbox": [ + 214, + 476, + 426, + 491 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {x} := \\phi (\\boldsymbol {u}) = \\boldsymbol {r} (\\boldsymbol {u}) \\cdot h (\\boldsymbol {u}) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 411, + 506, + 784, + 523 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "in the projective case where $\\pmb{r} \\coloneqq \\pmb{C}^{-1} \\cdot (u, v, 1)$ is the ray given by the camera matrix $\\pmb{C}$ . As $h = z$ for both projections, we will use $z$ synonymously.", + "bbox": [ + 212, + 537, + 787, + 568 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Normal Integration", + "text_level": 1, + "bbox": [ + 214, + 598, + 423, + 614 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given a normal map $\\pmb{n} : \\Omega \\to S^2$ , the normal integration problem is finding the depth map $z$ that minimizes", + "bbox": [ + 212, + 630, + 785, + 661 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nE _ {\\text {I n t}} = \\int_ {\\Omega} \\left\\langle \\boldsymbol {n}, \\partial_ {u} \\boldsymbol {x} \\right\\rangle^ {2} + \\left\\langle \\boldsymbol {n}, \\partial_ {v} \\boldsymbol {x} \\right\\rangle^ {2} d u d v. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 361, + 674, + 785, + 705 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This modified Dirichlet energy has only recently been proposed in the context of discontinuity preserving normal integration [6] and depth-from-stereo [20]. Using normals instead of depth map gradients overcomes the problem of distortions near sharp corners. This phenomenon, also known as the Gibbs phenomenon [7], Fig. 3, is present in traditional variational approaches and is discussed in more depth within the supplementary material. Relying on discrete differential geometry, we derive our novel mesh-based discretization of the modified Dirichlet energy in Sec. 5.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 730, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Curvature", + "text_level": 1, + "bbox": [ + 215, + 146, + 346, + 159 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Strong changes in the normals indicate geometric details. Mathematically speaking, this is described by curvature $\\kappa$ . Just as normals provide a planar approximation of the surface, so does curvature provide a spherical approximation. The radius of this approximating sphere is exactly $|\\kappa|^{-1}$ . Curvatures are calculated from the first and second fundamental forms:", + "bbox": [ + 212, + 170, + 787, + 247 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {I} _ {i j} = \\partial_ {i} \\boldsymbol {x} \\cdot \\partial_ {j} \\boldsymbol {x}, \\quad \\boldsymbol {\\Pi} _ {i j} = - \\partial_ {i} \\boldsymbol {x} \\cdot \\partial_ {j} \\boldsymbol {n}. \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 326, + 260, + 785, + 275 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $i,j\\in \\{u,v\\}$ . The first fundamental form quantifies foreshortening and measures the 3D distance between two points on the 2D screen. The second fundamental form is virtually the gradient of the normal map. However, the second fundamental form itself is subject to foreshortening. Instead, we consider the two eigenvalues $\\kappa_{i}$ and eigenvectors $\\pmb{v}_{i}$ of the generalized eigenvalue problem", + "bbox": [ + 214, + 285, + 787, + 363 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\kappa_ {i} \\cdot \\boldsymbol {I} \\boldsymbol {v} _ {i} = \\boldsymbol {\\Pi} \\boldsymbol {v} _ {i}. \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 442, + 388, + 785, + 404 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "They are called the principal curvatures and principal directions respectively. The addition of the first fundamental form in the generalized eigenvalue problem exactly compensates for foreshortening.", + "bbox": [ + 214, + 414, + 782, + 459 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Given a set of surface normals, we can calculate tangents since $\\pmb{n} \\cdot \\partial_i \\pmb{x} = 0$ . In the orthographic case, this gives", + "bbox": [ + 214, + 460, + 782, + 491 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\partial_ {u} \\boldsymbol {x} = \\boldsymbol {e} _ {x} - \\frac {\\boldsymbol {n} _ {x}}{\\boldsymbol {n} _ {z}} \\cdot \\boldsymbol {e} _ {z} \\quad \\partial_ {v} \\boldsymbol {x} = \\boldsymbol {e} _ {y} - \\frac {\\boldsymbol {n} _ {y}}{\\boldsymbol {n} _ {z}} \\cdot \\boldsymbol {e} _ {z} \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 290, + 500, + 785, + 527 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\boldsymbol{e}_x, \\boldsymbol{e}_y, \\boldsymbol{e}_z$ are the unit vectors in the respective coordinate axis directions. As no knowledge about the depth map $z$ is required, one can perform all these calculations using normal maps alone. This is the foundation for our screen-space triangulation.", + "bbox": [ + 214, + 537, + 787, + 595 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the projective case, we get", + "bbox": [ + 238, + 598, + 454, + 613 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\partial_ {u} \\boldsymbol {x} = \\left(\\partial_ {u} \\boldsymbol {r} - \\frac {\\boldsymbol {n} \\cdot \\partial_ {u} \\boldsymbol {r}}{\\boldsymbol {n} \\cdot \\boldsymbol {r}} \\cdot \\boldsymbol {r}\\right) \\cdot z \\quad \\partial_ {v} \\boldsymbol {x} = \\left(\\partial_ {v} \\boldsymbol {r} - \\frac {\\boldsymbol {n} \\cdot \\partial_ {v} \\boldsymbol {r}}{\\boldsymbol {n} \\cdot \\boldsymbol {r}} \\cdot \\boldsymbol {r}\\right) \\cdot z \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 264, + 623, + 785, + 656 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where the ray $\\mathbf{r}$ is again given by the camera matrix. Unlike the orthographic case, the tangents depend on the depth map $z$ . However, if distances within the object are small compared to the camera-to-object distance, we can adopt the weak perspective setting and set $z$ to the average camera-to-object distance. In the supplementary material, we go into detail on how to handle objects very close to the camera.", + "bbox": [ + 214, + 665, + 787, + 755 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Screen-Space Meshing", + "text_level": 1, + "bbox": [ + 215, + 777, + 470, + 796 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To create a feature-adaptive mesh before the actual surface integration, we must reliably predict detailed surface areas and adjust the density of the triangle mesh", + "bbox": [ + 214, + 809, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/e146c16929c3df7ef78d5155d74c6d8102106ed1ac81b33b2d9ac6ab42373bc3.jpg", + "image_caption": [ + "Fig. 5: The meshing pipeline: We start by calculating curvature from the normal maps. This curvature is used to derive an optimal edge length. Then, an initial mesh is iteratively refined to move its edge lengths closer to the calculated optimum. The result is a sparse, isotropic mesh." + ], + "image_footnote": [], + "bbox": [ + 217, + 150, + 787, + 233 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "accordingly. While mesh simplification algorithms like [16] achieve an impressive reduction in vertex number, their sole focus on geometric faithfulness often leads to skinny triangles. As we will see in 5, small angles decrease the numerical stability of the mesh-based integration. In contrast, remeshing algorithms also take mesh quality into account and are much more suited for our use-case. That being said, existing remeshing methods operate on 3D surfaces and are not directly applicable to our case. Searching for a fast and robust method with only a few parameters, we identified the work by Dunyach et al. [12] as the most suitable candidate. In their algorithm, all edge lengths are optimized towards an optimal edge length", + "bbox": [ + 212, + 330, + 787, + 482 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nL = \\sqrt {\\frac {6 \\epsilon}{| \\kappa |} - \\epsilon^ {2}} \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 444, + 494, + 785, + 535 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "that is based on curvature and a user-defined approximation error $\\epsilon$ , see Fig. 4b. However, there are two obstacles: The first issue is the edge length; lengths on screen are subject to foreshortening, while the optimal edge length is not. They cannot be simply compared without compensation (Sec. 4.1). The second issue is that we require a vertex-based curvature measure to obtain the optimal lengths. In Sec. 3.2, we discussed how to compute pixel-wise curvatures from normal maps and we will present a solution for computing vertex-based curvatures in screen space in Sec. 4.2. Finally, we will discuss the optimization of vertex positions (Sec. 4.3). For all these steps, we assume that the screen is already covered by a triangle mesh. In Sec. 4.4, we show how we obtain the initial triangulation of the screen and summarize our screen-space algorithm to obtain the final triangulation. An overview of our approach is given in Fig. 5.", + "bbox": [ + 212, + 545, + 787, + 728 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.1 Measuring Lengths", + "text_level": 1, + "bbox": [ + 215, + 751, + 419, + 767 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Edges in screen-space are subject to foreshortening, i.e. appear shorter on screen than in 3D, see Fig. 4a. This foreshortening is exactly described by the first fundamental form $\\pmb{I}$ , Eq. (5). We have shown in Sec. 3.2, how to derive the first fundamental form from normals. To apply this to the mesh setting, we use the", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "pixel-wise normal map to obtain face normals", + "bbox": [ + 215, + 146, + 547, + 161 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {n} _ {f} := \\text {n o r m a l i z e} \\left(\\sum_ {p \\in \\mathcal {P} _ {f}} \\boldsymbol {n} _ {p}\\right) \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 395, + 170, + 785, + 195 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathcal{P}_f$ contains all pixels in the image that are covered by triangle $f$ . As large triangles occur only in regions with low curvature, where normals vary slowly, the variance of $\\pmb{n}_f$ is small. Plugging this normal into Eqs. (7) and (8) respectively, we obtain fundamental forms for each face. With these fundamental forms, the length of an edge $(i,j)\\in \\mathcal{E}$ is", + "bbox": [ + 214, + 200, + 787, + 277 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nl _ {i j} = \\sqrt {\\frac {1}{2} \\cdot \\left((\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) ^ {t} \\cdot \\boldsymbol {I} _ {f} \\cdot (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) + (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) ^ {t} \\cdot \\boldsymbol {I} _ {f ^ {\\prime}} \\cdot (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j})\\right)} \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 248, + 287, + 785, + 321 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $f, f'$ are the two faces adjacent to the edge and $\\boldsymbol{u}_i, \\boldsymbol{u}_j$ are the screen coordinates of the edge's endpoints. For boundary edges, there is only one adjacent face and we omit the factor $1/2$ .", + "bbox": [ + 214, + 327, + 787, + 375 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Calculating Curvatures", + "text_level": 1, + "bbox": [ + 215, + 393, + 455, + 409 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To obtain vertex curvatures, we start by calculating maximum absolute curvature $\\kappa_p^{(\\max)}$ for each pixel by solving the eigenvalue problem in Eq. (6). For this, we require the first and second fundamental forms, Eq. (5). Depending on the projections, we use Eqs. (7) and (8) respectively for the surface gradients and finite difference for gradients of the normal maps. We lift the pixel-wise curvatures to the mesh setting via", + "bbox": [ + 214, + 416, + 787, + 508 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\kappa_ {v} := \\max \\left(\\left\\{\\kappa_ {p} ^ {(\\max )} | p \\in \\mathcal {P} _ {\\mathcal {S} _ {v}} \\right\\}\\right). \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 385, + 517, + 785, + 550 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $S_{v}$ is the star of $v$ , i.e. the union of all triangles touching $v$ . Taking the maximum ensures small triangles at sharp corners. Sticking to the work of Dunyach et al., we use Eq. (9) to obtain optimal lengths $L_{v}$ which are nominally vertex properties. The optimal length for an edge is simply the mean of these vertex properties.", + "bbox": [ + 214, + 556, + 789, + 633 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Tangential Smoothing", + "text_level": 1, + "bbox": [ + 215, + 652, + 444, + 667 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To obtain an optimal Delaunay triangulation [8] and avoid triangles with small angles, we move each vertex to the centroid of its star, i.e. the union of its adjacent faces. In this case, we have to address foreshortening twice. First, the centroid is affected by the triangle size which is typically smaller after projection. Second, the centroid of the star is a weighted sum over the centroids of the faces in the star. The position of the central vertex relative to these face centroids is foreshortened too. Considering both aspects yields a linear system", + "bbox": [ + 214, + 675, + 787, + 781 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\left(\\sum_ {f \\in \\mathcal {F} _ {v}} \\frac {A _ {f} \\cdot \\sqrt {\\det I _ {f}}}{L _ {f} ^ {2}} \\cdot I _ {f}\\right) \\cdot \\boldsymbol {u} _ {v} ^ {(k + 1)} = \\left(\\sum_ {f \\in \\mathcal {F} _ {v}} \\frac {A _ {f} \\cdot \\sqrt {\\det I _ {f}}}{L _ {f} ^ {2}} \\cdot I _ {f} \\boldsymbol {c} _ {f} ^ {(k)}\\right) \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 246, + 789, + 785, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where the areas $A_{f}$ and centroids $\\pmb{c}_{f}$ are measured as they appear on-screen and foreshortening is compensated by the inclusion of the face's first fundamental forms $\\pmb{I}_{f}$ . $L_{f}$ is simply the average of optimal lengths for the three vertices in $f$ .", + "bbox": [ + 214, + 146, + 787, + 194 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.4 Iterative Mesh Refinement", + "text_level": 1, + "bbox": [ + 215, + 215, + 483, + 229 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "After deriving all measurements for curvature and edge lengths in screen-space, we formulate our screen-based remeshing. We start with a uniform triangulation of the pixel grid, where each foreground pixel is split into two triangles. Following previous remeshing methods [3, 12], which are visualized in Fig. 5, the mesh is iteratively refined by performing the following steps:", + "bbox": [ + 214, + 243, + 782, + 319 + ], + "page_idx": 8 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Collapse short edges and split long edges.", + "2. Flip non-Delaunay edges.", + "3. Shift vertices (tangential smoothing)." + ], + "bbox": [ + 220, + 330, + 542, + 376 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To determine whether an edge is too long or too short, we use the optimal edge lengths and the heuristic constants derived in [3].", + "bbox": [ + 214, + 387, + 782, + 417 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Mesh-Based Integration", + "text_level": 1, + "bbox": [ + 215, + 443, + 483, + 460 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "For normal integration, previous authors [6, 28] have noted that a unified treatment of the orthographic and perspective case can be achieved by using the functional", + "bbox": [ + 214, + 477, + 782, + 521 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nE _ {\\text {I n t}} = \\int_ {\\Omega} \\left(\\boldsymbol {n} \\cdot \\boldsymbol {r} \\partial_ {u} z + n _ {x}\\right) ^ {2} + \\left(\\boldsymbol {n} \\cdot \\boldsymbol {r} \\partial_ {v} z + n _ {y}\\right) ^ {2} d u d v \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 316, + 532, + 784, + 564 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\boldsymbol{r} = \\boldsymbol{e}_z$ and $z$ the depth map in the orthographic case. In the perspective case, $z$ is the logarithmic depth and $\\boldsymbol{r}$ is the camera ray given by the intrinsics. Using this unified formulation, we do not differentiate between the orthographic and perspective cases for the rest of this section. The full derivation of the mesh-based normal integration contains a lot of details and the interested reader is referred to the supplementary material. In this section, we will summarize only the main results.", + "bbox": [ + 214, + 574, + 782, + 678 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In the mesh-based normal integration, we have one unknown depth value per vertex. Depth values within the triangle are obtained through linear interpolation using barycentric coordinates. By linearity, the derivatives in Eq. (14) are constant within each face [4] and so are the normals. The integral can then be split into a sum of integrals over faces which can be carried out explicitly. The result is a discretized energy that is quadratic in the vertex depths. Taking the derivative, the optimality condition is", + "bbox": [ + 214, + 680, + 784, + 785 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\sum_ {i \\in \\mathcal {V} _ {j}} \\sum_ {f \\in \\mathcal {F} _ {i j}} \\cot \\left(\\alpha_ {f, i j}\\right) \\cdot \\left(2 m _ {f} \\cdot \\left(z _ {j} - z _ {i}\\right) + b _ {f} \\cdot \\binom {n _ {x}} {n _ {y}} \\cdot \\left(\\boldsymbol {u} _ {j} - \\boldsymbol {u} _ {i}\\right)\\right) = 0 \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 251, + 797, + 784, + 837 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 730, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/b73eeb67dc49d4aa41c6cbf8409397ed11c79316a5ad68ae9f0e238140b42b94.jpg", + "table_caption": [ + "Table 1: Compression rates at three different quality settings for the five objects in the DiLiGenT-MV dataset. Compression rates are averaged over all 20 views for each object. Results are computed from ground truth normals as well as normals obtained from photometric stereo using [24] and [20]." + ], + "table_footnote": [], + "table_body": "
DatasetGT NormalsLi [24]Heep [20]
LowMidHighLowMidHighLowMidHigh
Bear98.8%97.5%94.4%99.0%97.7%94.7%99.0%97.8%95.1%
Buddha96.1%92.4%82.4%97.2%94.1%86.2%97.0%93.7%85.4%
Cow98.9%97.6%94.3%99.0%97.7%94.5%97.9%95.4%89.3%
Pot298.1%96.1%91.2%98.4%96.6%92.1%98.2%96.2%91.6%
Reading98.2%96.0%90.7%98.4%96.4%91.4%95.8%91.2%79.7%
", + "bbox": [ + 267, + 212, + 736, + 333 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "for each vertex $i$ . $\\mathcal{V}_i$ are the vertices adjacent to $i$ and $\\alpha_{f,ij}$ is the angle in face $f$ opposite to the edge $(i,j)$ which is calculated in screen-space without foreshortening using the first fundamental form. The two constants are", + "bbox": [ + 212, + 363, + 787, + 409 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\nm _ {f} := \\frac {1}{1 2} \\sum_ {\\substack {i, j \\in \\mathcal {V} _ {f} \\\\ i \\leq j}} (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {i}) (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {j}) \\quad b _ {f} := \\frac {1}{3} \\sum_ {i \\in \\mathcal {V} _ {f}} (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {i}) \\tag{16}\n$$\n", + "text_format": "latex", + "bbox": [ + 281, + 421, + 785, + 469 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mathcal{V}_f$ are the three vertices of a face $f$ . Analogous to the pixel-based case, the linear system is underdetermined as Eq. (15) only contains depth differences, i.e. adding a constant offset does not change $E_{\\mathrm{Int}}$ .", + "bbox": [ + 212, + 482, + 785, + 527 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Readers familiar with the topic of mesh processing will notice the similarity to the seminal cotangent weights for the vertex Laplacian [27]. These weights ensure that our integration energy is independent of the triangulation. Generally, the cotan may diverge but as angles in isotropic meshes are close to $60^{\\circ}$ , the cotans are well-behaved and yield numerically stable linear systems [4]. To our surprise and to the best of our knowledge, this discretized version of Eq. (14) and its derivation for triangle meshes, has not been published yet.", + "bbox": [ + 212, + 529, + 787, + 636 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "6 Implementation Details", + "text_level": 1, + "bbox": [ + 214, + 664, + 480, + 683 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our meshing and integration algorithms rely on the SURFACEMesh [31] data structure and are written in $\\mathbf{C} + +$ . To translate between pixels and triangles we rely on the NVDIFFRAST renderer [23]. Before calculating pixel-curvatures, the normal maps are low-pass filtered with a Gaussian blur ( $\\sigma = \\sqrt{2}$ ) in OPENCV [5]. The sparse linear systems of the normal integration part are solved with EIGEN [19]. In all tests, we run ten iterations of mesh refinement with five iterations of tangential smoothing. The optimal edge lengths are clamped to lie within 1 and 100 pixels. A reference implementation can be found under moritzheep.github.io/adaptive-screen-meshing.", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "7 Evaluation", + "text_level": 1, + "bbox": [ + 215, + 143, + 356, + 160 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Unlike previous work, our method is not bound to the image resolution. Instead, the mesh resolution is controlled by a user parameter $\\epsilon$ . Therefore, we conduct all experiments at three quality settings: 'high' (0.1 mm), 'medium' (0.3 mm) and 'low' (1 mm), see Figs. 1 and 8. With the 'high' setting, we aim for accurate reconstructions, ideally matching pixel-level methods. The 'low' setting focuses on high compression rates, while the 'medium' setting balances quality and compression.", + "bbox": [ + 212, + 174, + 787, + 280 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Our evaluation consists of three parts: First, we analyze the compression rates and runtime advantages of our meshing-first approach over pixel-based methods in Sec. 7.1. We continue by comparing the reconstruction error on samples of the DiLiGenT-MV dataset [24] in Sec. 7.2. Finally, we discuss various design decisions of our algorithm in an ablation study and investigate the reliability of our single user-parameter, see Sec. 7.3. The DiLiGenT-MV dataset contains 5 objects with 20 different views, leading to 100 normal maps of real data for the evaluation. It is an extensive and recent dataset but lacks high-resolution normal maps. We compensate for that by testing rendered normal maps of virtual objects with resolutions of up to $8192^2$ . Additional results are found in the supplemental material.", + "bbox": [ + 212, + 281, + 789, + 446 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "7.1 Compression and Runtime", + "text_level": 1, + "bbox": [ + 215, + 467, + 482, + 483 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The core motivation for our meshing-first approach is to substantially reduce the number of free variables prior to the integration step. We test all three quality settings of our screen-space meshing algorithm on all 20 views of the DiLiGenT-MV dataset (Tab. 1) with ground truth normals as well as estimated normals from the photometric stereo methods in [24] and [20]. Despite the relatively small image size of the DiLiGenT-MV dataset, our mesh representation requires only $6 - 18\\%$ of free variables for high-resolution meshes. For some low-resolution meshes, our method requires only $1\\%$ the number of vertices compared to foreground pixels. The results are consistent across all test cases and robust even", + "bbox": [ + 212, + 491, + 787, + 628 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/8fad2418f5424f5d47f9bc15fbf1230148fd56b6b2b5a420bedc2072cd15b868.jpg", + "image_caption": [ + "Fig. 6: Runtime and compression comparison between our meshing-first and pixel-based integration for increasing image resolutions. Left: The number of free variables (pixels or vertices) as a function of foreground pixels. Right: Pixel-based integration compared to mesh first, i.e. meshing and integration. Please note the log-log scale." + ], + "image_footnote": [], + "bbox": [ + 215, + 647, + 457, + 770 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4d9b4edcbc197a7dae3fa2ed301393ab34d65f71859330553ac69a35f2d87f10.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 462, + 648, + 769, + 770 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 730, + 130 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/343e4a7719ffdcc3f61034467c4f1073a3cf3b57f0f984aa5bc0700be4f38c97.jpg", + "table_caption": [ + "Table 2: Average RMSE over all 20 views of the DiLiGenT-MV dataset for pixel-based integration [7], [34], [20], a combination of pixel-based integration [7] and subsequent remeshing [12] as well as mesh integration of uniform and our adaptive meshes. Errors are reported in mm." + ], + "table_footnote": [], + "table_body": "
Pixel-basedCombined [7,12]UniformOurs
[7][34][20]LowMidHighLowMidHighLowMidHigh
OrthoBear2.973.36n/a3.122.992.984.394.073.743.953.653.37
Buddha6.746.85n/a6.786.766.757.797.627.417.747.547.33
Cow2.452.51n/a2.672.552.533.593.393.103.423.122.96
Pot25.155.02n/a5.185.155.155.995.845.735.895.775.65
Reading6.346.05n/a6.376.356.347.187.006.877.086.936.83
PerspBear2.91n/a3.053.092.942.924.624.173.843.943.723.47
Buddha6.75n/a6.606.806.776.767.857.647.437.747.537.40
Cow2.35n/a2.512.592.462.433.713.473.213.493.243.07
Pot24.99n/a5.235.044.994.996.085.975.816.045.865.76
Reading6.28n/a6.296.336.296.297.207.036.897.196.946.85
", + "bbox": [ + 218, + 212, + 784, + 407 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "for less accurate normals. The image resolutions of the DiLiGenT-MV dataset are comparatively low (less than 1 MP). To obtain resolutions ranging from $512^{2}$ to $8192^{2}$ pixels, we render normal maps from three highly detailed meshes in Blender. In this application, we only use the high-resolution mesh setting. The resulting plots in Fig. 6 suggest that the number of vertices grows sublinearly with the number of pixels, meaning that our compression factor increases at higher resolutions. For the female face, we obtain an impressive reduction by about 200 at $8192^{2}$ pixels and maintain runtimes of a few minutes instead of hours.", + "bbox": [ + 212, + 436, + 787, + 571 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "7.2 Benchmark Evaluation", + "text_level": 1, + "bbox": [ + 215, + 595, + 449, + 611 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We compare the reconstruction error of our adaptive mesh integration against different pixel-based approaches [7,20,34]. Even at the highest mesh resolution, we require on average less than $10\\%$ of free variables. Given this level of compression, it is not surprising that pixel-based approaches perform slightly better, see Tab. 2. Still, discontinuities remain the main source of integration errors.", + "bbox": [ + 212, + 623, + 785, + 699 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "7.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 722, + 390, + 738 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Our mesh refinement algorithm consists of three iterative steps, all described and evaluated in previous work or textbooks [3,4]. The remaining design choice of the algorithm is our locally adaptive over a uniform triangulation, see Fig. 7. We create uniform meshes as a baseline by directly setting a constant optimal edge length such that the resulting mesh roughly matches the vertex count of its adaptive counterpart. To exclude possible side-effects of the surface integration,", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/95fac9422c45e1208f3ce51783c75ce57f44b5ae10cc932608519dac84942365.jpg", + "image_caption": [ + "Fig. 7: Comparison between uniform (top) and adaptive screen-space meshing (bottom). Despite up to $5\\%$ more vertices, the RMSE is always higher for the uniform meshes. Wireframes are rendered as vector graphics." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 789, + 452 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "the 2D meshes are non-rigidly fitted to ground truth depth maps. Thus, the remaining RMSE quantifies the error introduced by the mesh representation alone. Although our locally adaptive triangulations always contain equal or fewer vertices than the uniform triangulations, they still achieve a lower alignment error in all cases, see Fig. 7.", + "bbox": [ + 212, + 539, + 787, + 614 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Lastly, our method relies on a single user parameter to control the density of the mesh, namely $\\epsilon$ , the permitted error of the surface. Throughout our evaluations, we consistently reported the results for three settings the parameter. In Fig. 8, we set $\\epsilon \\in [0.1\\mathrm{mm},3\\mathrm{mm}]$ and non-rigidly fit the 2D meshes to ground truth depth maps. The results show a strong correlation between the intended and achieved approximation error. After a dataset-dependent offset, the achieved error grows approximately linearly with $\\epsilon$ . Additional results in the supplementary material suggest that this linear relation is still present after integration.", + "bbox": [ + 212, + 614, + 787, + 736 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "8 Conclusion & Limitations", + "text_level": 1, + "bbox": [ + 215, + 761, + 501, + 777 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We proposed a novel normal integration method, where normal maps are converted into triangle meshes before the integration. A single user parameter controls the mesh resolution. We showed that our data structure is substantially", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/de9583d13a0031a1471417718e7d5b81fe63f72dac43ffaff159dcd512326a7e.jpg", + "image_caption": [ + "Fig. 8: Impact analysis of the user-parameter. Left: Obtained high (0.1 mm), medium (0.3 mm) and low (1 mm) resolution meshes (as vector graphics) with respective error maps. Right: Average RMSE over all 20 views as a function of the user-parameter $\\epsilon$ ." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 776, + 284 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "sparser, but well-suited to obtain detailed reconstructions. Our results show that the mesh representation is especially advantageous for high-resolution normal maps, where it facilitates enormous speed-ups. As with all work on normal integration, the resulting surfaces are only unique up to a global scale and absolute depth remains ill-posed. Furthermore, we do not handle depth discontinuities implicitly at the moment. For triangle meshes, we would need to control the mesh topology and align the triangle edges with the discontinuities along the surface. Developing such a method for our mesh-based integration is not straightforward and is an interesting research direction. Alternatively, depth discontinuities could be precomputed and introduced as small holes into the foreground masks. Anisotropic meshes to improve the handling of sharp corners are another interesting direction for future work. Here, skinny triangles might be a drawback as they may cause numerical instabilities due to diverging cotangents. Finally, our method can be easily integrated into most existing photometric stereo pipelines.", + "bbox": [ + 212, + 369, + 787, + 582 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 215, + 604, + 403, + 622 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The \"David Head\" by 1d_inc and the \"Football Medal2 - PhotoCatch\" by Moshe Caine were licensed under CC BY 4.0. This work has been funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany's Excellence Strategy, EXC-2070 - 390732324 (PhenoRob).", + "bbox": [ + 212, + 637, + 787, + 699 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 723, + 323, + 739 + ], + "page_idx": 13 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Ackermann, J., Goesele, M.: A Survey of Photometric Stereo Techniques. Foundations and Trends in Computer Graphics and Vision 9(3-4), 149-254 (2015). https://doi.org/10.1561/0600000065", + "2. Alliez, P., de Verdière, É.C., Devillers, O., Isenburg, M.: Centroidal Voronoi diagrams for isotropic surface remeshing. Graphical Models 67(3), 204-231 (May 2005). https://doi.org/10.1016/j.gmod.2004.06.007" + ], + "bbox": [ + 222, + 755, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "M. Heep and E. Zell", + "bbox": [ + 271, + 114, + 408, + 128 + ], + "page_idx": 13 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "3. Botsch, M., Kobbelt, L.: A remeshing approach to multiresolution modeling. In: Proceedings of the 2004 Eurographics/ACM SIGGRAPH Symposium on Geometry Processing. pp. 185-192 (2004)", + "4. Botsch, M., Kobbelt, L., Pauly, M., Alliez, P., Lévy, B.: Polygon Mesh Processing. 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Springer International Publishing, Cham (2020). https://doi.org/10.1007/978-3-030-58542-6_32", + "bbox": [ + 217, + 146, + 787, + 204 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "An Adaptive Screen-Space Meshing Approach for Normal Integration", + "bbox": [ + 269, + 114, + 730, + 130 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 127 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/880fc550-0768-45a2-86b8-f70d336edc77_model.json b/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/880fc550-0768-45a2-86b8-f70d336edc77_model.json new file mode 100644 index 0000000000000000000000000000000000000000..a99a4f053958f4868f450913b04b253adc285a6b --- /dev/null +++ b/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/880fc550-0768-45a2-86b8-f70d336edc77_model.json @@ -0,0 +1,2599 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.22, + 0.141, + 0.784, + 0.187 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "text", + "bbox": [ + 0.382, + 0.213, + 0.621, + 0.228 + ], + "angle": 0, + "content": "Moritz Heep and Eduard Zell" + }, + { + "type": "text", + "bbox": [ + 0.348, + 0.24, + 0.656, + 0.269 + ], + "angle": 0, + "content": "University of Bonn, Bonn, Germany moritzheep.github.io/adaptive-screen-meshing" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.305, + 0.744, + 0.542 + ], + "angle": 0, + "content": "Abstract. Reconstructing surfaces from normals is a key component of photometric stereo. This work introduces an adaptive surface triangulation in the image domain and afterwards performs the normal integration on a triangle mesh. Our key insight is that surface curvature can be computed from normals. Based on the curvature, we identify flat areas and aggregate pixels into triangles. The approximation quality is controlled by a single user parameter facilitating a seamless generation of low- to high-resolution meshes. Compared to pixel grids, our triangle meshes adapt locally to surface details and allow for a sparser representation. Our new mesh-based formulation of the normal integration problem is strictly derived from discrete differential geometry and leads to well-conditioned linear systems. Results on real and synthetic data show that 10 to 100 times less vertices are required than pixels. Experiments suggest that this sparsity translates into a sublinear runtime in the number of pixels. For 64 MP normal maps, our meshing-first approach generates and integrates meshes in minutes while pixel-based approaches require hours just for the integration." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.554, + 0.719, + 0.569 + ], + "angle": 0, + "content": "Keywords: Surface Reconstruction \\(\\cdot\\) Normal Integration \\(\\cdot\\) Meshing" + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.618, + 0.331, + 0.719 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.241, + 0.721, + 0.314, + 0.742 + ], + "angle": 0, + "content": "41512 Pixels Object" + }, + { + "type": "image", + "bbox": [ + 0.336, + 0.619, + 0.442, + 0.719 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.352, + 0.721, + 0.426, + 0.741 + ], + "angle": 0, + "content": "41512 Pixels Normals" + }, + { + "type": "image", + "bbox": [ + 0.447, + 0.618, + 0.556, + 0.719 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.463, + 0.721, + 0.541, + 0.74 + ], + "angle": 0, + "content": "2523 Vertices @ 0.1 mm" + }, + { + "type": "image", + "bbox": [ + 0.56, + 0.618, + 0.668, + 0.719 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.578, + 0.721, + 0.652, + 0.74 + ], + "angle": 0, + "content": "1118 Vertices @ \\(0.3\\mathrm{mm}\\)" + }, + { + "type": "image", + "bbox": [ + 0.674, + 0.618, + 0.78, + 0.719 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.691, + 0.721, + 0.762, + 0.74 + ], + "angle": 0, + "content": "529 Vertices @ 1 mm" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.752, + 0.788, + 0.809 + ], + "angle": 0, + "content": "Fig. 1: Our screen-space remeshing pipeline decimates smooth, featureless areas efficiently before the normal integration while preserving high-frequency details. Depicted results illustrate high, mid and low-resolution triangulations. Wireframes are rendered as vector graphics for closer examination." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.377, + 0.162 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.788, + 0.344 + ], + "angle": 0, + "content": "Normal integration is renowned for recovering fine and delicate surface details as a subsequent step to photometric stereo [28] or shape from shading. Increasing the resolution of the normal map improves the accuracy of fine structures. At the same time, smooth, featureless regions will reveal little additional information but increase computational costs. Real-world objects often consist of both fine structures and featureless regions and one must choose between sufficient image resolution and reasonable computational cost. In general, to resolve structures half the size, both the image height and width must be doubled. This quadratic growth in the number of variables has a significant impact on the runtime of the normal integration and makes regular pixel grids an increasingly inefficient geometric representation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.346, + 0.788, + 0.466 + ], + "angle": 0, + "content": "In practice, many 3D reconstruction pipelines operate at high resolutions and switch to a sparser triangle mesh in the last processing step [18, 29, 30]. However, this ignores the underlying problem: all steps up to the final mesh representation are still performed at full resolution, with obvious negative effects on the computational performance. In contrast to previous work [15, 17], we do not aim to speed up computations in the pixel domain. Instead, we introduce a flexible and locally adaptive triangle mesh before the normal integration and solve the problem at its origin, see Fig. 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.466, + 0.788, + 0.633 + ], + "angle": 0, + "content": "To the best of our knowledge and despite the rich literature on normal integration over the last 30 years, we appear to be the first to propose normal integration on general triangle meshes. Our main insight is that curvature can be extracted from normal maps and that curvature is sufficient to refine triangle meshes locally and in screen space. In addition, we present a novel formulation of the normal integration for triangle meshes. It is strictly derived from discrete differential geometry and is state-of-the-art in that it avoids the checkerboard artefacts and the Gibbs phenomenon described in [7]. Finally, our meshing-first approach can be easily integrated into most existing photometric stereo pipelines and is well-suited for high-quality reconstructions where we achieve significantly sparser representations." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.656, + 0.39, + 0.673 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.735 + ], + "angle": 0, + "content": "In this section we will focus on dedicated work on normal integration and (re)meshing. We refer the reader to [1] for a starting point on photometric stereo and how to obtain the normal maps, required by our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Most state-of-the-art normal integration methods are so-called variational methods, which find a depth map by minimizing an \\(L^2\\) functional containing the difference between the actual depth-map gradients and the observed gradients, e.g. from photometric stereo. Broadly, there exist two types of variational methods: Either, functional analysis is used to derive a Poisson equation which is then discretized and solved [21] or the functional itself is discretized [13]. Both cases lead to a linear system of equations. Methods using the more robust \\(L^1\\)" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.27, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image_caption", + "bbox": [ + 0.234, + 0.148, + 0.306, + 0.159 + ], + "angle": 0, + "content": "Pixel-Based" + }, + { + "type": "image_caption", + "bbox": [ + 0.348, + 0.149, + 0.378, + 0.159 + ], + "angle": 0, + "content": "Ours" + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.196, + 0.314, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.318, + 0.196, + 0.409, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.42, + 0.149, + 0.491, + 0.159 + ], + "angle": 0, + "content": "Pixel-Based" + }, + { + "type": "image", + "bbox": [ + 0.414, + 0.161, + 0.496, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.534, + 0.149, + 0.563, + 0.159 + ], + "angle": 0, + "content": "Ours" + }, + { + "type": "image", + "bbox": [ + 0.507, + 0.161, + 0.589, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.606, + 0.149, + 0.675, + 0.159 + ], + "angle": 0, + "content": "Pixel-Based" + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.257, + 0.589, + 0.32 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.513, + 0.321, + 0.584, + 0.331 + ], + "angle": 0, + "content": "22k Vertices" + }, + { + "type": "image", + "bbox": [ + 0.605, + 0.161, + 0.681, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.6, + 0.257, + 0.682, + 0.32 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.617, + 0.321, + 0.666, + 0.331 + ], + "angle": 0, + "content": "After 3h" + }, + { + "type": "image_caption", + "bbox": [ + 0.719, + 0.149, + 0.748, + 0.159 + ], + "angle": 0, + "content": "Ours" + }, + { + "type": "image", + "bbox": [ + 0.694, + 0.161, + 0.774, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.694, + 0.257, + 0.774, + 0.32 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.702, + 0.321, + 0.766, + 0.331 + ], + "angle": 0, + "content": "After 5min" + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.258, + 0.311, + 0.319 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.241, + 0.321, + 0.3, + 0.332 + ], + "angle": 0, + "content": "11k Pixels" + }, + { + "type": "image", + "bbox": [ + 0.322, + 0.257, + 0.404, + 0.32 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.328, + 0.321, + 0.399, + 0.331 + ], + "angle": 0, + "content": "11k Vertices" + }, + { + "type": "image", + "bbox": [ + 0.415, + 0.258, + 0.496, + 0.32 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.425, + 0.321, + 0.486, + 0.331 + ], + "angle": 0, + "content": "21k Pixels" + }, + { + "type": "image_caption", + "bbox": [ + 0.508, + 0.321, + 0.584, + 0.331 + ], + "angle": 0, + "content": "22k Vertices" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.344, + 0.788, + 0.4 + ], + "angle": 0, + "content": "Fig. 2: Left: Using the same number of variables, our meshing-first method achieves higher geometric fidelity. Right: Integration of an \\(8192^2\\) normal map. The pixel-based approach requires around 3 hours while our meshing-first method generates comparable results in only 5 minutes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.434, + 0.785, + 0.585 + ], + "angle": 0, + "content": "norm have been proposed but are computationally more involved [11]. More recently, authors have raised concerns about checkerboard artefacts [38] and the Gibbs phenomenon [7] (Fig. 3) occurring in the discretized functional setting. Still, these problems are not innate to the variational approach: [6] and [20] independently proposed a functional using normals over gradients in the pixel-based integration setting. This functional avoids the artefacts mentioned above without resorting to larger stencils for the partial derivatives [37] or introducing additional variables [7]. Our method starts with the same functional but discretizes it for general triangle meshes. An overview of variational methods can be found in [28]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.587, + 0.787, + 0.649 + ], + "angle": 0, + "content": "Regarding non-variational approaches, Xie et al. [32,34] consider the regular pixel grid as a quad mesh. They alternate between tilting these quads to align them with the normal directions and glueing adjacent quads into a continuous or even discontinuous [33] surface. Although superficially mesh-based, this approach" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.678, + 0.501, + 0.783 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.274, + 0.785, + 0.448, + 0.797 + ], + "angle": 0, + "content": "(a) Gradient Formulation [13]" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.678, + 0.783, + 0.783 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.56, + 0.785, + 0.726, + 0.797 + ], + "angle": 0, + "content": "(b) Normal Formulation [20]" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.808, + 0.787, + 0.836 + ], + "angle": 0, + "content": "Fig. 3: Normal integration results with (left) and without (right) the Gibbs phenomenon." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "ultimately operates on a pixel-by-pixel basis. Despite being non-variational, Xie et al.'s approach still suffers from the Gibbs phenomenon around sharp corners. Cao et al. [7] fix the Gibbs phenomenon by optimizing pixel-wise depth values to form a set of interlocking planes defined by the normals." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.297 + ], + "angle": 0, + "content": "In the depth-from-stereo context, image pyramids [17] or iteratively refined grids of deformation points [15] have been proposed to exploit locally similar depth values in smooth regions to speed up reconstruction. While these approaches progressively refine their grid, the grid remains regular and refinement is applied equally over the entire image. In contrast, we adaptively coarsen our grid to allocate computational resources where they are most needed." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.298, + 0.787, + 0.584 + ], + "angle": 0, + "content": "The triangulation and remeshing of 2D and 3D surfaces is an intensively studied area [22] with varying objectives targeting different applications. For rendering and computer-aided design, the overall shape should be preserved and consist of a minimal amount of vertices [16,35,36]. However, for numerical simulations like mechanical stress, heat transfer, etc., these very sparse meshes are usually inadequate and more regular triangulations are preferred. Here, Centroidal Voronoi Tessellations (CVT) [10] as well as Optimal Delaunay Triangulations (ODT) [8] are widely used. Both approaches generate uniform or isotropic meshes where each vertex is the (weighted) centroid of some local neighbourhood. The isotropic variants are typically controlled by an application-dependent density. Densities based on maximum absolute curvature are popular to balance geometric faithfulness and regularity of the mesh [2,9]. An argument for this choice can be found in Dunyach et al. [12] where a relation between curvature and approximation error is derived. All these approaches have in common that they operate on an existing 3D geometry. In contrast, our approach generates a geometry-adapted triangle mesh from the normal maps alone. We extend the approach of Dunyach et al. [12] because it directly controls the approximation error. Furthermore, the resulting isotropic meshes increase the numerical stability of our mesh-based normal integration." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.585, + 0.787, + 0.661 + ], + "angle": 0, + "content": "Besides surface reconstruction, applications of triangle meshes in 2D include image vectorization [25], although conversion to parametric curves is often preferred in this context [14, 26]. The key difference is that image vectorization is based on colours, while our approach approximates the triangulation of a 3D object in 2D screen space." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.685, + 0.603, + 0.703 + ], + "angle": 0, + "content": "3 Definitions, Normals and Curvature" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.717, + 0.785, + 0.776 + ], + "angle": 0, + "content": "In this section, we will briefly summarize some fundamental concepts in differential geometry and the relation between surfaces, normals and curvatures. This knowledge will be required to derive our solutions for screen-space meshing in Sec. 4 and mesh-based integration in Sec. 5." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.778, + 0.787, + 0.809 + ], + "angle": 0, + "content": "For a single view, the 3D reconstruction problem can be formulated as finding a projection" + }, + { + "type": "equation", + "bbox": [ + 0.461, + 0.82, + 0.786, + 0.837 + ], + "angle": 0, + "content": "\\[\n\\phi : \\Omega \\rightarrow \\mathbb {R} ^ {3} \\tag {1}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.27, + 0.115, + 0.732, + 0.131 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.273, + 0.145, + 0.445, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.306, + 0.258, + 0.416, + 0.27 + ], + "angle": 0, + "content": "(a) Foreshortening" + }, + { + "type": "image", + "bbox": [ + 0.553, + 0.174, + 0.728, + 0.251 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.582, + 0.257, + 0.695, + 0.269 + ], + "angle": 0, + "content": "(b) Error Estimate" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.281, + 0.788, + 0.351 + ], + "angle": 0, + "content": "Fig. 4: Left: The projection \\(\\phi\\) maps points on the screen into three-dimensional space. Distances on the screen appear shorter than their three-dimensional counterparts (foreshortening). This is captured in the Jacobian \\(J\\) of \\(\\phi\\). Right: Illustration on the relationship between the edge lengths and the user-defined approximation error \\(\\epsilon\\) as derived in [12]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.383, + 0.788, + 0.43 + ], + "angle": 0, + "content": "from the image foreground \\(\\varOmega\\subset\\mathbb{R}^2\\) into 3D space. We write \\(\\pmb {u} = (u,v)^{\\mathrm{t}}\\) for screen coordinates and \\(\\pmb {x} = (x,y,z)^{\\mathrm{t}}\\) for object coordinates. The projection is usually parametrized by a depth map \\(h:\\varOmega\\to\\mathbb{R}\\) as" + }, + { + "type": "equation", + "bbox": [ + 0.408, + 0.443, + 0.785, + 0.463 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {x} := \\phi (\\boldsymbol {u}) = (u, v, h (\\boldsymbol {u})) ^ {\\mathrm {t}} \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.477, + 0.427, + 0.492 + ], + "angle": 0, + "content": "in the orthographic case and" + }, + { + "type": "equation", + "bbox": [ + 0.413, + 0.507, + 0.785, + 0.524 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {x} := \\phi (\\boldsymbol {u}) = \\boldsymbol {r} (\\boldsymbol {u}) \\cdot h (\\boldsymbol {u}) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.569 + ], + "angle": 0, + "content": "in the projective case where \\(\\pmb{r} \\coloneqq \\pmb{C}^{-1} \\cdot (u, v, 1)\\) is the ray given by the camera matrix \\(\\pmb{C}\\). As \\(h = z\\) for both projections, we will use \\(z\\) synonymously." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.599, + 0.424, + 0.615 + ], + "angle": 0, + "content": "3.1 Normal Integration" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.631, + 0.787, + 0.662 + ], + "angle": 0, + "content": "Given a normal map \\( \\pmb{n} : \\Omega \\to S^2 \\), the normal integration problem is finding the depth map \\( z \\) that minimizes" + }, + { + "type": "equation", + "bbox": [ + 0.362, + 0.675, + 0.787, + 0.707 + ], + "angle": 0, + "content": "\\[\nE _ {\\text {I n t}} = \\int_ {\\Omega} \\left\\langle \\boldsymbol {n}, \\partial_ {u} \\boldsymbol {x} \\right\\rangle^ {2} + \\left\\langle \\boldsymbol {n}, \\partial_ {v} \\boldsymbol {x} \\right\\rangle^ {2} d u d v. \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "This modified Dirichlet energy has only recently been proposed in the context of discontinuity preserving normal integration [6] and depth-from-stereo [20]. Using normals instead of depth map gradients overcomes the problem of distortions near sharp corners. This phenomenon, also known as the Gibbs phenomenon [7], Fig. 3, is present in traditional variational approaches and is discussed in more depth within the supplementary material. Relying on discrete differential geometry, we derive our novel mesh-based discretization of the modified Dirichlet energy in Sec. 5." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.348, + 0.16 + ], + "angle": 0, + "content": "3.2 Curvature" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.171, + 0.788, + 0.248 + ], + "angle": 0, + "content": "Strong changes in the normals indicate geometric details. Mathematically speaking, this is described by curvature \\(\\kappa\\). Just as normals provide a planar approximation of the surface, so does curvature provide a spherical approximation. The radius of this approximating sphere is exactly \\(|\\kappa|^{-1}\\). Curvatures are calculated from the first and second fundamental forms:" + }, + { + "type": "equation", + "bbox": [ + 0.327, + 0.261, + 0.786, + 0.276 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {I} _ {i j} = \\partial_ {i} \\boldsymbol {x} \\cdot \\partial_ {j} \\boldsymbol {x}, \\quad \\boldsymbol {\\Pi} _ {i j} = - \\partial_ {i} \\boldsymbol {x} \\cdot \\partial_ {j} \\boldsymbol {n}. \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.286, + 0.789, + 0.364 + ], + "angle": 0, + "content": "where \\(i,j\\in \\{u,v\\}\\). The first fundamental form quantifies foreshortening and measures the 3D distance between two points on the 2D screen. The second fundamental form is virtually the gradient of the normal map. However, the second fundamental form itself is subject to foreshortening. Instead, we consider the two eigenvalues \\(\\kappa_{i}\\) and eigenvectors \\(\\pmb{v}_{i}\\) of the generalized eigenvalue problem" + }, + { + "type": "equation", + "bbox": [ + 0.444, + 0.39, + 0.786, + 0.405 + ], + "angle": 0, + "content": "\\[\n\\kappa_ {i} \\cdot \\boldsymbol {I} \\boldsymbol {v} _ {i} = \\boldsymbol {\\Pi} \\boldsymbol {v} _ {i}. \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.415, + 0.784, + 0.46 + ], + "angle": 0, + "content": "They are called the principal curvatures and principal directions respectively. The addition of the first fundamental form in the generalized eigenvalue problem exactly compensates for foreshortening." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.461, + 0.784, + 0.492 + ], + "angle": 0, + "content": "Given a set of surface normals, we can calculate tangents since \\(\\pmb{n} \\cdot \\partial_i \\pmb{x} = 0\\). In the orthographic case, this gives" + }, + { + "type": "equation", + "bbox": [ + 0.292, + 0.501, + 0.786, + 0.529 + ], + "angle": 0, + "content": "\\[\n\\partial_ {u} \\boldsymbol {x} = \\boldsymbol {e} _ {x} - \\frac {\\boldsymbol {n} _ {x}}{\\boldsymbol {n} _ {z}} \\cdot \\boldsymbol {e} _ {z} \\quad \\partial_ {v} \\boldsymbol {x} = \\boldsymbol {e} _ {y} - \\frac {\\boldsymbol {n} _ {y}}{\\boldsymbol {n} _ {z}} \\cdot \\boldsymbol {e} _ {z} \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.538, + 0.788, + 0.597 + ], + "angle": 0, + "content": "where \\( \\boldsymbol{e}_x, \\boldsymbol{e}_y, \\boldsymbol{e}_z \\) are the unit vectors in the respective coordinate axis directions. As no knowledge about the depth map \\( z \\) is required, one can perform all these calculations using normal maps alone. This is the foundation for our screen-space triangulation." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.599, + 0.455, + 0.614 + ], + "angle": 0, + "content": "In the projective case, we get" + }, + { + "type": "equation", + "bbox": [ + 0.266, + 0.624, + 0.786, + 0.657 + ], + "angle": 0, + "content": "\\[\n\\partial_ {u} \\boldsymbol {x} = \\left(\\partial_ {u} \\boldsymbol {r} - \\frac {\\boldsymbol {n} \\cdot \\partial_ {u} \\boldsymbol {r}}{\\boldsymbol {n} \\cdot \\boldsymbol {r}} \\cdot \\boldsymbol {r}\\right) \\cdot z \\quad \\partial_ {v} \\boldsymbol {x} = \\left(\\partial_ {v} \\boldsymbol {r} - \\frac {\\boldsymbol {n} \\cdot \\partial_ {v} \\boldsymbol {r}}{\\boldsymbol {n} \\cdot \\boldsymbol {r}} \\cdot \\boldsymbol {r}\\right) \\cdot z \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.666, + 0.788, + 0.756 + ], + "angle": 0, + "content": "where the ray \\( \\mathbf{r} \\) is again given by the camera matrix. Unlike the orthographic case, the tangents depend on the depth map \\( z \\). However, if distances within the object are small compared to the camera-to-object distance, we can adopt the weak perspective setting and set \\( z \\) to the average camera-to-object distance. In the supplementary material, we go into detail on how to handle objects very close to the camera." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.779, + 0.472, + 0.797 + ], + "angle": 0, + "content": "4 Screen-Space Meshing" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "To create a feature-adaptive mesh before the actual surface integration, we must reliably predict detailed surface areas and adjust the density of the triangle mesh" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.27, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.151, + 0.788, + 0.234 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.244, + 0.788, + 0.3 + ], + "angle": 0, + "content": "Fig. 5: The meshing pipeline: We start by calculating curvature from the normal maps. This curvature is used to derive an optimal edge length. Then, an initial mesh is iteratively refined to move its edge lengths closer to the calculated optimum. The result is a sparse, isotropic mesh." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.331, + 0.789, + 0.483 + ], + "angle": 0, + "content": "accordingly. While mesh simplification algorithms like [16] achieve an impressive reduction in vertex number, their sole focus on geometric faithfulness often leads to skinny triangles. As we will see in 5, small angles decrease the numerical stability of the mesh-based integration. In contrast, remeshing algorithms also take mesh quality into account and are much more suited for our use-case. That being said, existing remeshing methods operate on 3D surfaces and are not directly applicable to our case. Searching for a fast and robust method with only a few parameters, we identified the work by Dunyach et al. [12] as the most suitable candidate. In their algorithm, all edge lengths are optimized towards an optimal edge length" + }, + { + "type": "equation", + "bbox": [ + 0.446, + 0.495, + 0.787, + 0.536 + ], + "angle": 0, + "content": "\\[\nL = \\sqrt {\\frac {6 \\epsilon}{| \\kappa |} - \\epsilon^ {2}} \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.546, + 0.788, + 0.729 + ], + "angle": 0, + "content": "that is based on curvature and a user-defined approximation error \\(\\epsilon\\), see Fig. 4b. However, there are two obstacles: The first issue is the edge length; lengths on screen are subject to foreshortening, while the optimal edge length is not. They cannot be simply compared without compensation (Sec. 4.1). The second issue is that we require a vertex-based curvature measure to obtain the optimal lengths. In Sec. 3.2, we discussed how to compute pixel-wise curvatures from normal maps and we will present a solution for computing vertex-based curvatures in screen space in Sec. 4.2. Finally, we will discuss the optimization of vertex positions (Sec. 4.3). For all these steps, we assume that the screen is already covered by a triangle mesh. In Sec. 4.4, we show how we obtain the initial triangulation of the screen and summarize our screen-space algorithm to obtain the final triangulation. An overview of our approach is given in Fig. 5." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.752, + 0.421, + 0.768 + ], + "angle": 0, + "content": "4.1 Measuring Lengths" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Edges in screen-space are subject to foreshortening, i.e. appear shorter on screen than in 3D, see Fig. 4a. This foreshortening is exactly described by the first fundamental form \\(\\pmb{I}\\), Eq. (5). We have shown in Sec. 3.2, how to derive the first fundamental form from normals. To apply this to the mesh setting, we use the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.549, + 0.162 + ], + "angle": 0, + "content": "pixel-wise normal map to obtain face normals" + }, + { + "type": "equation", + "bbox": [ + 0.397, + 0.171, + 0.786, + 0.196 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {n} _ {f} := \\text {n o r m a l i z e} \\left(\\sum_ {p \\in \\mathcal {P} _ {f}} \\boldsymbol {n} _ {p}\\right) \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.202, + 0.789, + 0.279 + ], + "angle": 0, + "content": "where \\(\\mathcal{P}_f\\) contains all pixels in the image that are covered by triangle \\(f\\). As large triangles occur only in regions with low curvature, where normals vary slowly, the variance of \\(\\pmb{n}_f\\) is small. Plugging this normal into Eqs. (7) and (8) respectively, we obtain fundamental forms for each face. With these fundamental forms, the length of an edge \\((i,j)\\in \\mathcal{E}\\) is" + }, + { + "type": "equation", + "bbox": [ + 0.249, + 0.288, + 0.786, + 0.322 + ], + "angle": 0, + "content": "\\[\nl _ {i j} = \\sqrt {\\frac {1}{2} \\cdot \\left((\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) ^ {t} \\cdot \\boldsymbol {I} _ {f} \\cdot (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) + (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) ^ {t} \\cdot \\boldsymbol {I} _ {f ^ {\\prime}} \\cdot (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j})\\right)} \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.328, + 0.789, + 0.375 + ], + "angle": 0, + "content": "where \\( f, f' \\) are the two faces adjacent to the edge and \\( \\boldsymbol{u}_i, \\boldsymbol{u}_j \\) are the screen coordinates of the edge's endpoints. For boundary edges, there is only one adjacent face and we omit the factor \\( 1/2 \\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.394, + 0.456, + 0.41 + ], + "angle": 0, + "content": "4.2 Calculating Curvatures" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.417, + 0.789, + 0.51 + ], + "angle": 0, + "content": "To obtain vertex curvatures, we start by calculating maximum absolute curvature \\(\\kappa_p^{(\\max)}\\) for each pixel by solving the eigenvalue problem in Eq. (6). For this, we require the first and second fundamental forms, Eq. (5). Depending on the projections, we use Eqs. (7) and (8) respectively for the surface gradients and finite difference for gradients of the normal maps. We lift the pixel-wise curvatures to the mesh setting via" + }, + { + "type": "equation", + "bbox": [ + 0.386, + 0.518, + 0.786, + 0.551 + ], + "angle": 0, + "content": "\\[\n\\kappa_ {v} := \\max \\left(\\left\\{\\kappa_ {p} ^ {(\\max )} | p \\in \\mathcal {P} _ {\\mathcal {S} _ {v}} \\right\\}\\right). \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.557, + 0.79, + 0.634 + ], + "angle": 0, + "content": "where \\( S_{v} \\) is the star of \\( v \\), i.e. the union of all triangles touching \\( v \\). Taking the maximum ensures small triangles at sharp corners. Sticking to the work of Dunyach et al., we use Eq. (9) to obtain optimal lengths \\( L_{v} \\) which are nominally vertex properties. The optimal length for an edge is simply the mean of these vertex properties." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.653, + 0.446, + 0.669 + ], + "angle": 0, + "content": "4.3 Tangential Smoothing" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.676, + 0.789, + 0.782 + ], + "angle": 0, + "content": "To obtain an optimal Delaunay triangulation [8] and avoid triangles with small angles, we move each vertex to the centroid of its star, i.e. the union of its adjacent faces. In this case, we have to address foreshortening twice. First, the centroid is affected by the triangle size which is typically smaller after projection. Second, the centroid of the star is a weighted sum over the centroids of the faces in the star. The position of the central vertex relative to these face centroids is foreshortened too. Considering both aspects yields a linear system" + }, + { + "type": "equation", + "bbox": [ + 0.247, + 0.79, + 0.787, + 0.84 + ], + "angle": 0, + "content": "\\[\n\\left(\\sum_ {f \\in \\mathcal {F} _ {v}} \\frac {A _ {f} \\cdot \\sqrt {\\det I _ {f}}}{L _ {f} ^ {2}} \\cdot I _ {f}\\right) \\cdot \\boldsymbol {u} _ {v} ^ {(k + 1)} = \\left(\\sum_ {f \\in \\mathcal {F} _ {v}} \\frac {A _ {f} \\cdot \\sqrt {\\det I _ {f}}}{L _ {f} ^ {2}} \\cdot I _ {f} \\boldsymbol {c} _ {f} ^ {(k)}\\right) \\tag {13}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.27, + 0.115, + 0.732, + 0.131 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.788, + 0.195 + ], + "angle": 0, + "content": "where the areas \\(A_{f}\\) and centroids \\(\\pmb{c}_{f}\\) are measured as they appear on-screen and foreshortening is compensated by the inclusion of the face's first fundamental forms \\(\\pmb{I}_{f}\\). \\(L_{f}\\) is simply the average of optimal lengths for the three vertices in \\(f\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.217, + 0.484, + 0.23 + ], + "angle": 0, + "content": "4.4 Iterative Mesh Refinement" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.244, + 0.784, + 0.32 + ], + "angle": 0, + "content": "After deriving all measurements for curvature and edge lengths in screen-space, we formulate our screen-based remeshing. We start with a uniform triangulation of the pixel grid, where each foreground pixel is split into two triangles. Following previous remeshing methods [3, 12], which are visualized in Fig. 5, the mesh is iteratively refined by performing the following steps:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.331, + 0.543, + 0.346 + ], + "angle": 0, + "content": "1. Collapse short edges and split long edges." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.347, + 0.429, + 0.362 + ], + "angle": 0, + "content": "2. Flip non-Delaunay edges." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.362, + 0.513, + 0.377 + ], + "angle": 0, + "content": "3. Shift vertices (tangential smoothing)." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.331, + 0.543, + 0.377 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.388, + 0.784, + 0.419 + ], + "angle": 0, + "content": "To determine whether an edge is too long or too short, we use the optimal edge lengths and the heuristic constants derived in [3]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.444, + 0.484, + 0.461 + ], + "angle": 0, + "content": "5 Mesh-Based Integration" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.478, + 0.784, + 0.522 + ], + "angle": 0, + "content": "For normal integration, previous authors [6, 28] have noted that a unified treatment of the orthographic and perspective case can be achieved by using the functional" + }, + { + "type": "equation", + "bbox": [ + 0.317, + 0.533, + 0.785, + 0.565 + ], + "angle": 0, + "content": "\\[\nE _ {\\text {I n t}} = \\int_ {\\Omega} \\left(\\boldsymbol {n} \\cdot \\boldsymbol {r} \\partial_ {u} z + n _ {x}\\right) ^ {2} + \\left(\\boldsymbol {n} \\cdot \\boldsymbol {r} \\partial_ {v} z + n _ {y}\\right) ^ {2} d u d v \\tag {14}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.575, + 0.784, + 0.679 + ], + "angle": 0, + "content": "where \\( \\boldsymbol{r} = \\boldsymbol{e}_z \\) and \\( z \\) the depth map in the orthographic case. In the perspective case, \\( z \\) is the logarithmic depth and \\( \\boldsymbol{r} \\) is the camera ray given by the intrinsics. Using this unified formulation, we do not differentiate between the orthographic and perspective cases for the rest of this section. The full derivation of the mesh-based normal integration contains a lot of details and the interested reader is referred to the supplementary material. In this section, we will summarize only the main results." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.681, + 0.785, + 0.786 + ], + "angle": 0, + "content": "In the mesh-based normal integration, we have one unknown depth value per vertex. Depth values within the triangle are obtained through linear interpolation using barycentric coordinates. By linearity, the derivatives in Eq. (14) are constant within each face [4] and so are the normals. The integral can then be split into a sum of integrals over faces which can be carried out explicitly. The result is a discretized energy that is quadratic in the vertex depths. Taking the derivative, the optimality condition is" + }, + { + "type": "equation", + "bbox": [ + 0.252, + 0.799, + 0.785, + 0.838 + ], + "angle": 0, + "content": "\\[\n\\sum_ {i \\in \\mathcal {V} _ {j}} \\sum_ {f \\in \\mathcal {F} _ {i j}} \\cot \\left(\\alpha_ {f, i j}\\right) \\cdot \\left(2 m _ {f} \\cdot \\left(z _ {j} - z _ {i}\\right) + b _ {f} \\cdot \\binom {n _ {x}} {n _ {y}} \\cdot \\left(\\boldsymbol {u} _ {j} - \\boldsymbol {u} _ {i}\\right)\\right) = 0 \\tag {15}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.203 + ], + "angle": 0, + "content": "Table 1: Compression rates at three different quality settings for the five objects in the DiLiGenT-MV dataset. Compression rates are averaged over all 20 views for each object. Results are computed from ground truth normals as well as normals obtained from photometric stereo using [24] and [20]." + }, + { + "type": "table", + "bbox": [ + 0.268, + 0.213, + 0.737, + 0.334 + ], + "angle": 0, + "content": "
DatasetGT NormalsLi [24]Heep [20]
LowMidHighLowMidHighLowMidHigh
Bear98.8%97.5%94.4%99.0%97.7%94.7%99.0%97.8%95.1%
Buddha96.1%92.4%82.4%97.2%94.1%86.2%97.0%93.7%85.4%
Cow98.9%97.6%94.3%99.0%97.7%94.5%97.9%95.4%89.3%
Pot298.1%96.1%91.2%98.4%96.6%92.1%98.2%96.2%91.6%
Reading98.2%96.0%90.7%98.4%96.4%91.4%95.8%91.2%79.7%
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.364, + 0.788, + 0.41 + ], + "angle": 0, + "content": "for each vertex \\(i\\). \\(\\mathcal{V}_i\\) are the vertices adjacent to \\(i\\) and \\(\\alpha_{f,ij}\\) is the angle in face \\(f\\) opposite to the edge \\((i,j)\\) which is calculated in screen-space without foreshortening using the first fundamental form. The two constants are" + }, + { + "type": "equation", + "bbox": [ + 0.282, + 0.422, + 0.786, + 0.47 + ], + "angle": 0, + "content": "\\[\nm _ {f} := \\frac {1}{1 2} \\sum_ {\\substack {i, j \\in \\mathcal {V} _ {f} \\\\ i \\leq j}} (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {i}) (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {j}) \\quad b _ {f} := \\frac {1}{3} \\sum_ {i \\in \\mathcal {V} _ {f}} (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {i}) \\tag{16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.483, + 0.787, + 0.529 + ], + "angle": 0, + "content": "where \\(\\mathcal{V}_f\\) are the three vertices of a face \\(f\\). Analogous to the pixel-based case, the linear system is underdetermined as Eq. (15) only contains depth differences, i.e. adding a constant offset does not change \\(E_{\\mathrm{Int}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.53, + 0.788, + 0.637 + ], + "angle": 0, + "content": "Readers familiar with the topic of mesh processing will notice the similarity to the seminal cotangent weights for the vertex Laplacian [27]. These weights ensure that our integration energy is independent of the triangulation. Generally, the cotan may diverge but as angles in isotropic meshes are close to \\(60^{\\circ}\\), the cotans are well-behaved and yield numerically stable linear systems [4]. To our surprise and to the best of our knowledge, this discretized version of Eq. (14) and its derivation for triangle meshes, has not been published yet." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.665, + 0.482, + 0.684 + ], + "angle": 0, + "content": "6 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Our meshing and integration algorithms rely on the SURFACEMesh [31] data structure and are written in \\(\\mathbf{C} + +\\). To translate between pixels and triangles we rely on the NVDIFFRAST renderer [23]. Before calculating pixel-curvatures, the normal maps are low-pass filtered with a Gaussian blur (\\(\\sigma = \\sqrt{2}\\)) in OPENCV [5]. The sparse linear systems of the normal integration part are solved with EIGEN [19]. In all tests, we run ten iterations of mesh refinement with five iterations of tangential smoothing. The optimal edge lengths are clamped to lie within 1 and 100 pixels. A reference implementation can be found under moritzheep.github.io/adaptive-screen-meshing." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.27, + 0.115, + 0.732, + 0.131 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.357, + 0.161 + ], + "angle": 0, + "content": "7 Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.281 + ], + "angle": 0, + "content": "Unlike previous work, our method is not bound to the image resolution. Instead, the mesh resolution is controlled by a user parameter \\(\\epsilon\\). Therefore, we conduct all experiments at three quality settings: 'high' (0.1 mm), 'medium' (0.3 mm) and 'low' (1 mm), see Figs. 1 and 8. With the 'high' setting, we aim for accurate reconstructions, ideally matching pixel-level methods. The 'low' setting focuses on high compression rates, while the 'medium' setting balances quality and compression." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.282, + 0.79, + 0.448 + ], + "angle": 0, + "content": "Our evaluation consists of three parts: First, we analyze the compression rates and runtime advantages of our meshing-first approach over pixel-based methods in Sec. 7.1. We continue by comparing the reconstruction error on samples of the DiLiGenT-MV dataset [24] in Sec. 7.2. Finally, we discuss various design decisions of our algorithm in an ablation study and investigate the reliability of our single user-parameter, see Sec. 7.3. The DiLiGenT-MV dataset contains 5 objects with 20 different views, leading to 100 normal maps of real data for the evaluation. It is an extensive and recent dataset but lacks high-resolution normal maps. We compensate for that by testing rendered normal maps of virtual objects with resolutions of up to \\(8192^2\\). Additional results are found in the supplemental material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.468, + 0.483, + 0.484 + ], + "angle": 0, + "content": "7.1 Compression and Runtime" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.492, + 0.789, + 0.629 + ], + "angle": 0, + "content": "The core motivation for our meshing-first approach is to substantially reduce the number of free variables prior to the integration step. We test all three quality settings of our screen-space meshing algorithm on all 20 views of the DiLiGenT-MV dataset (Tab. 1) with ground truth normals as well as estimated normals from the photometric stereo methods in [24] and [20]. Despite the relatively small image size of the DiLiGenT-MV dataset, our mesh representation requires only \\(6 - 18\\%\\) of free variables for high-resolution meshes. For some low-resolution meshes, our method requires only \\(1\\%\\) the number of vertices compared to foreground pixels. The results are consistent across all test cases and robust even" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.648, + 0.458, + 0.771 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.464, + 0.649, + 0.77, + 0.771 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.837 + ], + "angle": 0, + "content": "Fig. 6: Runtime and compression comparison between our meshing-first and pixel-based integration for increasing image resolutions. Left: The number of free variables (pixels or vertices) as a function of foreground pixels. Right: Pixel-based integration compared to mesh first, i.e. meshing and integration. Please note the log-log scale." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 2: Average RMSE over all 20 views of the DiLiGenT-MV dataset for pixel-based integration [7], [34], [20], a combination of pixel-based integration [7] and subsequent remeshing [12] as well as mesh integration of uniform and our adaptive meshes. Errors are reported in mm." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.213, + 0.785, + 0.409 + ], + "angle": 0, + "content": "
Pixel-basedCombined [7,12]UniformOurs
[7][34][20]LowMidHighLowMidHighLowMidHigh
OrthoBear2.973.36n/a3.122.992.984.394.073.743.953.653.37
Buddha6.746.85n/a6.786.766.757.797.627.417.747.547.33
Cow2.452.51n/a2.672.552.533.593.393.103.423.122.96
Pot25.155.02n/a5.185.155.155.995.845.735.895.775.65
Reading6.346.05n/a6.376.356.347.187.006.877.086.936.83
PerspBear2.91n/a3.053.092.942.924.624.173.843.943.723.47
Buddha6.75n/a6.606.806.776.767.857.647.437.747.537.40
Cow2.35n/a2.512.592.462.433.713.473.213.493.243.07
Pot24.99n/a5.235.044.994.996.085.975.816.045.865.76
Reading6.28n/a6.296.336.296.297.207.036.897.196.946.85
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.438, + 0.788, + 0.573 + ], + "angle": 0, + "content": "for less accurate normals. The image resolutions of the DiLiGenT-MV dataset are comparatively low (less than 1 MP). To obtain resolutions ranging from \\(512^{2}\\) to \\(8192^{2}\\) pixels, we render normal maps from three highly detailed meshes in Blender. In this application, we only use the high-resolution mesh setting. The resulting plots in Fig. 6 suggest that the number of vertices grows sublinearly with the number of pixels, meaning that our compression factor increases at higher resolutions. For the female face, we obtain an impressive reduction by about 200 at \\(8192^{2}\\) pixels and maintain runtimes of a few minutes instead of hours." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.597, + 0.45, + 0.612 + ], + "angle": 0, + "content": "7.2 Benchmark Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.624, + 0.787, + 0.7 + ], + "angle": 0, + "content": "We compare the reconstruction error of our adaptive mesh integration against different pixel-based approaches [7,20,34]. Even at the highest mesh resolution, we require on average less than \\(10\\%\\) of free variables. Given this level of compression, it is not surprising that pixel-based approaches perform slightly better, see Tab. 2. Still, discontinuities remain the main source of integration errors." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.723, + 0.391, + 0.739 + ], + "angle": 0, + "content": "7.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our mesh refinement algorithm consists of three iterative steps, all described and evaluated in previous work or textbooks [3,4]. The remaining design choice of the algorithm is our locally adaptive over a uniform triangulation, see Fig. 7. We create uniform meshes as a baseline by directly setting a constant optimal edge length such that the resulting mesh roughly matches the vertex count of its adaptive counterpart. To exclude possible side-effects of the surface integration," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.27, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.79, + 0.453 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.467, + 0.788, + 0.51 + ], + "angle": 0, + "content": "Fig. 7: Comparison between uniform (top) and adaptive screen-space meshing (bottom). Despite up to \\(5\\%\\) more vertices, the RMSE is always higher for the uniform meshes. Wireframes are rendered as vector graphics." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.54, + 0.788, + 0.616 + ], + "angle": 0, + "content": "the 2D meshes are non-rigidly fitted to ground truth depth maps. Thus, the remaining RMSE quantifies the error introduced by the mesh representation alone. Although our locally adaptive triangulations always contain equal or fewer vertices than the uniform triangulations, they still achieve a lower alignment error in all cases, see Fig. 7." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.616, + 0.788, + 0.737 + ], + "angle": 0, + "content": "Lastly, our method relies on a single user parameter to control the density of the mesh, namely \\(\\epsilon\\), the permitted error of the surface. Throughout our evaluations, we consistently reported the results for three settings the parameter. In Fig. 8, we set \\(\\epsilon \\in [0.1\\mathrm{mm},3\\mathrm{mm}]\\) and non-rigidly fit the 2D meshes to ground truth depth maps. The results show a strong correlation between the intended and achieved approximation error. After a dataset-dependent offset, the achieved error grows approximately linearly with \\(\\epsilon\\). Additional results in the supplementary material suggest that this linear relation is still present after integration." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.762, + 0.502, + 0.779 + ], + "angle": 0, + "content": "8 Conclusion & Limitations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We proposed a novel normal integration method, where normal maps are converted into triangle meshes before the integration. A single user parameter controls the mesh resolution. We showed that our data structure is substantially" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.41, + 0.129 + ], + "angle": 0, + "content": "M. Heep and E. Zell" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.777, + 0.285 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.297, + 0.788, + 0.34 + ], + "angle": 0, + "content": "Fig. 8: Impact analysis of the user-parameter. Left: Obtained high (0.1 mm), medium (0.3 mm) and low (1 mm) resolution meshes (as vector graphics) with respective error maps. Right: Average RMSE over all 20 views as a function of the user-parameter \\(\\epsilon\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.37, + 0.788, + 0.583 + ], + "angle": 0, + "content": "sparser, but well-suited to obtain detailed reconstructions. Our results show that the mesh representation is especially advantageous for high-resolution normal maps, where it facilitates enormous speed-ups. As with all work on normal integration, the resulting surfaces are only unique up to a global scale and absolute depth remains ill-posed. Furthermore, we do not handle depth discontinuities implicitly at the moment. For triangle meshes, we would need to control the mesh topology and align the triangle edges with the discontinuities along the surface. Developing such a method for our mesh-based integration is not straightforward and is an interesting research direction. Alternatively, depth discontinuities could be precomputed and introduced as small holes into the foreground masks. Anisotropic meshes to improve the handling of sharp corners are another interesting direction for future work. Here, skinny triangles might be a drawback as they may cause numerical instabilities due to diverging cotangents. Finally, our method can be easily integrated into most existing photometric stereo pipelines." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.606, + 0.405, + 0.623 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.638, + 0.788, + 0.7 + ], + "angle": 0, + "content": "The \"David Head\" by 1d_inc and the \"Football Medal2 - PhotoCatch\" by Moshe Caine were licensed under CC BY 4.0. This work has been funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany's Excellence Strategy, EXC-2070 - 390732324 (PhenoRob)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.724, + 0.325, + 0.74 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.756, + 0.787, + 0.798 + ], + "angle": 0, + "content": "1. Ackermann, J., Goesele, M.: A Survey of Photometric Stereo Techniques. 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Springer International Publishing, Cham (2020). https://doi.org/10.1007/978-3-030-58542-6_32" + } + ] +] \ No newline at end of file diff --git a/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/880fc550-0768-45a2-86b8-f70d336edc77_origin.pdf b/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/880fc550-0768-45a2-86b8-f70d336edc77_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..f4df78b010d61974f0f47364c8024bcf6799f7a2 --- /dev/null +++ b/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/880fc550-0768-45a2-86b8-f70d336edc77_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:845be6f58ca9ca4e01af576bd1e6d4091038258d1e27cf05acf3359028b6cbff +size 9537146 diff --git a/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/full.md b/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/full.md new file mode 100644 index 0000000000000000000000000000000000000000..3cacd7201b8c67d980e495fea8ce8d4472b8e12b --- /dev/null +++ b/2024/An Adaptive Screen-Space Meshing Approach for Normal Integration/full.md @@ -0,0 +1,360 @@ +# An Adaptive Screen-Space Meshing Approach for Normal Integration + +Moritz Heep and Eduard Zell + +University of Bonn, Bonn, Germany moritzheep.github.io/adaptive-screen-meshing + +Abstract. Reconstructing surfaces from normals is a key component of photometric stereo. This work introduces an adaptive surface triangulation in the image domain and afterwards performs the normal integration on a triangle mesh. Our key insight is that surface curvature can be computed from normals. Based on the curvature, we identify flat areas and aggregate pixels into triangles. The approximation quality is controlled by a single user parameter facilitating a seamless generation of low- to high-resolution meshes. Compared to pixel grids, our triangle meshes adapt locally to surface details and allow for a sparser representation. Our new mesh-based formulation of the normal integration problem is strictly derived from discrete differential geometry and leads to well-conditioned linear systems. Results on real and synthetic data show that 10 to 100 times less vertices are required than pixels. Experiments suggest that this sparsity translates into a sublinear runtime in the number of pixels. For 64 MP normal maps, our meshing-first approach generates and integrates meshes in minutes while pixel-based approaches require hours just for the integration. + +Keywords: Surface Reconstruction $\cdot$ Normal Integration $\cdot$ Meshing + +![](images/d1e58b53e2fb42e24ec55dc351661cb82ef8c06f79f84b569650c468c8b4b30d.jpg) +41512 Pixels Object + +![](images/1a97170e48cd5a0bf327295824a5ba151e19ee2e2110557e601bcd16143a2742.jpg) +41512 Pixels Normals + +![](images/386777b032c1f72bf2c59a736ed69fd348d8645fe6abca8c5674f0075f2986d3.jpg) +2523 Vertices @ 0.1 mm +Fig. 1: Our screen-space remeshing pipeline decimates smooth, featureless areas efficiently before the normal integration while preserving high-frequency details. Depicted results illustrate high, mid and low-resolution triangulations. Wireframes are rendered as vector graphics for closer examination. + +![](images/e34344580ff5a20cce82460d6f3ebd57c754117be4c35f2f4226b1bdf46d0994.jpg) +1118 Vertices @ $0.3\mathrm{mm}$ + +![](images/92bbc58587883a2cf709fa181b3c2c213a3aa6a54a6da0b9dec380673e5b6050.jpg) +529 Vertices @ 1 mm + +# 1 Introduction + +Normal integration is renowned for recovering fine and delicate surface details as a subsequent step to photometric stereo [28] or shape from shading. Increasing the resolution of the normal map improves the accuracy of fine structures. At the same time, smooth, featureless regions will reveal little additional information but increase computational costs. Real-world objects often consist of both fine structures and featureless regions and one must choose between sufficient image resolution and reasonable computational cost. In general, to resolve structures half the size, both the image height and width must be doubled. This quadratic growth in the number of variables has a significant impact on the runtime of the normal integration and makes regular pixel grids an increasingly inefficient geometric representation. + +In practice, many 3D reconstruction pipelines operate at high resolutions and switch to a sparser triangle mesh in the last processing step [18, 29, 30]. However, this ignores the underlying problem: all steps up to the final mesh representation are still performed at full resolution, with obvious negative effects on the computational performance. In contrast to previous work [15, 17], we do not aim to speed up computations in the pixel domain. Instead, we introduce a flexible and locally adaptive triangle mesh before the normal integration and solve the problem at its origin, see Fig. 1. + +To the best of our knowledge and despite the rich literature on normal integration over the last 30 years, we appear to be the first to propose normal integration on general triangle meshes. Our main insight is that curvature can be extracted from normal maps and that curvature is sufficient to refine triangle meshes locally and in screen space. In addition, we present a novel formulation of the normal integration for triangle meshes. It is strictly derived from discrete differential geometry and is state-of-the-art in that it avoids the checkerboard artefacts and the Gibbs phenomenon described in [7]. Finally, our meshing-first approach can be easily integrated into most existing photometric stereo pipelines and is well-suited for high-quality reconstructions where we achieve significantly sparser representations. + +# 2 Related Work + +In this section we will focus on dedicated work on normal integration and (re)meshing. We refer the reader to [1] for a starting point on photometric stereo and how to obtain the normal maps, required by our method. + +Most state-of-the-art normal integration methods are so-called variational methods, which find a depth map by minimizing an $L^2$ functional containing the difference between the actual depth-map gradients and the observed gradients, e.g. from photometric stereo. Broadly, there exist two types of variational methods: Either, functional analysis is used to derive a Poisson equation which is then discretized and solved [21] or the functional itself is discretized [13]. Both cases lead to a linear system of equations. Methods using the more robust $L^1$ + +![](images/09548c307b6aae9af5d45819ffd30f0401db5592e4ddbf3847b00aef1b195417.jpg) +Pixel-Based + +![](images/3de80a47cdb7988f75b8ec67e6381d775bdad335b8c5423b84148522ea89c892.jpg) +Ours + +![](images/6705b7873c4d7b1952f426aba4cd40197cfb245bba49a64c5ca1da33cb0fe15f.jpg) +Pixel-Based + +![](images/629f17efe40de481f9d70a8e662b0cba31d82803535c6fbca265c59f5cb3585a.jpg) +Ours + +![](images/351195d8bfd6c6daf86d462e0f519a58fdae314431f5374530d1f0703c269e78.jpg) +22k Vertices +Fig. 2: Left: Using the same number of variables, our meshing-first method achieves higher geometric fidelity. Right: Integration of an $8192^2$ normal map. The pixel-based approach requires around 3 hours while our meshing-first method generates comparable results in only 5 minutes. + +22k Vertices + +![](images/c0ceba8cc3af58519b003f2bae78f6001c5b63ba26c2af26902ac075285767ff.jpg) +Pixel-Based + +![](images/800e8da12ed30eb9ccc858685f0e1b9ffd63a3051a18310793b3ee9471795a86.jpg) +After 3h + +![](images/5bd714ab57652d079627e76e3c9232018e6f931b52a79bf679595a55bd200c0f.jpg) +Ours + +![](images/64f85c102726a5a155cfb1f5791dd3648e2613dcda18fed7fa16c1fb27b48c28.jpg) +After 5min + +![](images/0541ddffccb495e211109705e2730abb08ac66190f22b9a8565ddf5841aed0b5.jpg) +11k Pixels + +![](images/2a73135a50d4d6902284d75cfc1b5731d3b12c4af17559d527ee0dd636a6746e.jpg) +11k Vertices + +![](images/1a1d25d0bc39da9ff880b686a07c110f2c853cc2326465e74108d11c8b61133b.jpg) +21k Pixels + +norm have been proposed but are computationally more involved [11]. More recently, authors have raised concerns about checkerboard artefacts [38] and the Gibbs phenomenon [7] (Fig. 3) occurring in the discretized functional setting. Still, these problems are not innate to the variational approach: [6] and [20] independently proposed a functional using normals over gradients in the pixel-based integration setting. This functional avoids the artefacts mentioned above without resorting to larger stencils for the partial derivatives [37] or introducing additional variables [7]. Our method starts with the same functional but discretizes it for general triangle meshes. An overview of variational methods can be found in [28]. + +Regarding non-variational approaches, Xie et al. [32,34] consider the regular pixel grid as a quad mesh. They alternate between tilting these quads to align them with the normal directions and glueing adjacent quads into a continuous or even discontinuous [33] surface. Although superficially mesh-based, this approach + +![](images/da6c156bb16fe18399a510b05d88ad3a3f19af2845a233b4a7a1e9f6e668a40d.jpg) +(a) Gradient Formulation [13] +Fig. 3: Normal integration results with (left) and without (right) the Gibbs phenomenon. + +![](images/f6e11775713a5264f96e6ae2082a90d265e84d83e987ad7a4fd8ddf619317dd0.jpg) +(b) Normal Formulation [20] + +ultimately operates on a pixel-by-pixel basis. Despite being non-variational, Xie et al.'s approach still suffers from the Gibbs phenomenon around sharp corners. Cao et al. [7] fix the Gibbs phenomenon by optimizing pixel-wise depth values to form a set of interlocking planes defined by the normals. + +In the depth-from-stereo context, image pyramids [17] or iteratively refined grids of deformation points [15] have been proposed to exploit locally similar depth values in smooth regions to speed up reconstruction. While these approaches progressively refine their grid, the grid remains regular and refinement is applied equally over the entire image. In contrast, we adaptively coarsen our grid to allocate computational resources where they are most needed. + +The triangulation and remeshing of 2D and 3D surfaces is an intensively studied area [22] with varying objectives targeting different applications. For rendering and computer-aided design, the overall shape should be preserved and consist of a minimal amount of vertices [16,35,36]. However, for numerical simulations like mechanical stress, heat transfer, etc., these very sparse meshes are usually inadequate and more regular triangulations are preferred. Here, Centroidal Voronoi Tessellations (CVT) [10] as well as Optimal Delaunay Triangulations (ODT) [8] are widely used. Both approaches generate uniform or isotropic meshes where each vertex is the (weighted) centroid of some local neighbourhood. The isotropic variants are typically controlled by an application-dependent density. Densities based on maximum absolute curvature are popular to balance geometric faithfulness and regularity of the mesh [2,9]. An argument for this choice can be found in Dunyach et al. [12] where a relation between curvature and approximation error is derived. All these approaches have in common that they operate on an existing 3D geometry. In contrast, our approach generates a geometry-adapted triangle mesh from the normal maps alone. We extend the approach of Dunyach et al. [12] because it directly controls the approximation error. Furthermore, the resulting isotropic meshes increase the numerical stability of our mesh-based normal integration. + +Besides surface reconstruction, applications of triangle meshes in 2D include image vectorization [25], although conversion to parametric curves is often preferred in this context [14, 26]. The key difference is that image vectorization is based on colours, while our approach approximates the triangulation of a 3D object in 2D screen space. + +# 3 Definitions, Normals and Curvature + +In this section, we will briefly summarize some fundamental concepts in differential geometry and the relation between surfaces, normals and curvatures. This knowledge will be required to derive our solutions for screen-space meshing in Sec. 4 and mesh-based integration in Sec. 5. + +For a single view, the 3D reconstruction problem can be formulated as finding a projection + +$$ +\phi : \Omega \rightarrow \mathbb {R} ^ {3} \tag {1} +$$ + +![](images/493037d23d0075e3df15f4f00ec49c6bb98187ff0039fc23269975d9b462665e.jpg) +(a) Foreshortening + +![](images/5e46cd6107e21aaddb3d9416e910643f7bc2b193c4850b8f6429fe0ac43402a1.jpg) +(b) Error Estimate +Fig. 4: Left: The projection $\phi$ maps points on the screen into three-dimensional space. Distances on the screen appear shorter than their three-dimensional counterparts (foreshortening). This is captured in the Jacobian $J$ of $\phi$ . Right: Illustration on the relationship between the edge lengths and the user-defined approximation error $\epsilon$ as derived in [12]. + +from the image foreground $\varOmega\subset\mathbb{R}^2$ into 3D space. We write $\pmb {u} = (u,v)^{\mathrm{t}}$ for screen coordinates and $\pmb {x} = (x,y,z)^{\mathrm{t}}$ for object coordinates. The projection is usually parametrized by a depth map $h:\varOmega\to\mathbb{R}$ as + +$$ +\boldsymbol {x} := \phi (\boldsymbol {u}) = (u, v, h (\boldsymbol {u})) ^ {\mathrm {t}} \tag {2} +$$ + +in the orthographic case and + +$$ +\boldsymbol {x} := \phi (\boldsymbol {u}) = \boldsymbol {r} (\boldsymbol {u}) \cdot h (\boldsymbol {u}) \tag {3} +$$ + +in the projective case where $\pmb{r} \coloneqq \pmb{C}^{-1} \cdot (u, v, 1)$ is the ray given by the camera matrix $\pmb{C}$ . As $h = z$ for both projections, we will use $z$ synonymously. + +# 3.1 Normal Integration + +Given a normal map $\pmb{n} : \Omega \to S^2$ , the normal integration problem is finding the depth map $z$ that minimizes + +$$ +E _ {\text {I n t}} = \int_ {\Omega} \left\langle \boldsymbol {n}, \partial_ {u} \boldsymbol {x} \right\rangle^ {2} + \left\langle \boldsymbol {n}, \partial_ {v} \boldsymbol {x} \right\rangle^ {2} d u d v. \tag {4} +$$ + +This modified Dirichlet energy has only recently been proposed in the context of discontinuity preserving normal integration [6] and depth-from-stereo [20]. Using normals instead of depth map gradients overcomes the problem of distortions near sharp corners. This phenomenon, also known as the Gibbs phenomenon [7], Fig. 3, is present in traditional variational approaches and is discussed in more depth within the supplementary material. Relying on discrete differential geometry, we derive our novel mesh-based discretization of the modified Dirichlet energy in Sec. 5. + +# 3.2 Curvature + +Strong changes in the normals indicate geometric details. Mathematically speaking, this is described by curvature $\kappa$ . Just as normals provide a planar approximation of the surface, so does curvature provide a spherical approximation. The radius of this approximating sphere is exactly $|\kappa|^{-1}$ . Curvatures are calculated from the first and second fundamental forms: + +$$ +\boldsymbol {I} _ {i j} = \partial_ {i} \boldsymbol {x} \cdot \partial_ {j} \boldsymbol {x}, \quad \boldsymbol {\Pi} _ {i j} = - \partial_ {i} \boldsymbol {x} \cdot \partial_ {j} \boldsymbol {n}. \tag {5} +$$ + +where $i,j\in \{u,v\}$ . The first fundamental form quantifies foreshortening and measures the 3D distance between two points on the 2D screen. The second fundamental form is virtually the gradient of the normal map. However, the second fundamental form itself is subject to foreshortening. Instead, we consider the two eigenvalues $\kappa_{i}$ and eigenvectors $\pmb{v}_{i}$ of the generalized eigenvalue problem + +$$ +\kappa_ {i} \cdot \boldsymbol {I} \boldsymbol {v} _ {i} = \boldsymbol {\Pi} \boldsymbol {v} _ {i}. \tag {6} +$$ + +They are called the principal curvatures and principal directions respectively. The addition of the first fundamental form in the generalized eigenvalue problem exactly compensates for foreshortening. + +Given a set of surface normals, we can calculate tangents since $\pmb{n} \cdot \partial_i \pmb{x} = 0$ . In the orthographic case, this gives + +$$ +\partial_ {u} \boldsymbol {x} = \boldsymbol {e} _ {x} - \frac {\boldsymbol {n} _ {x}}{\boldsymbol {n} _ {z}} \cdot \boldsymbol {e} _ {z} \quad \partial_ {v} \boldsymbol {x} = \boldsymbol {e} _ {y} - \frac {\boldsymbol {n} _ {y}}{\boldsymbol {n} _ {z}} \cdot \boldsymbol {e} _ {z} \tag {7} +$$ + +where $\boldsymbol{e}_x, \boldsymbol{e}_y, \boldsymbol{e}_z$ are the unit vectors in the respective coordinate axis directions. As no knowledge about the depth map $z$ is required, one can perform all these calculations using normal maps alone. This is the foundation for our screen-space triangulation. + +In the projective case, we get + +$$ +\partial_ {u} \boldsymbol {x} = \left(\partial_ {u} \boldsymbol {r} - \frac {\boldsymbol {n} \cdot \partial_ {u} \boldsymbol {r}}{\boldsymbol {n} \cdot \boldsymbol {r}} \cdot \boldsymbol {r}\right) \cdot z \quad \partial_ {v} \boldsymbol {x} = \left(\partial_ {v} \boldsymbol {r} - \frac {\boldsymbol {n} \cdot \partial_ {v} \boldsymbol {r}}{\boldsymbol {n} \cdot \boldsymbol {r}} \cdot \boldsymbol {r}\right) \cdot z \tag {8} +$$ + +where the ray $\mathbf{r}$ is again given by the camera matrix. Unlike the orthographic case, the tangents depend on the depth map $z$ . However, if distances within the object are small compared to the camera-to-object distance, we can adopt the weak perspective setting and set $z$ to the average camera-to-object distance. In the supplementary material, we go into detail on how to handle objects very close to the camera. + +# 4 Screen-Space Meshing + +To create a feature-adaptive mesh before the actual surface integration, we must reliably predict detailed surface areas and adjust the density of the triangle mesh + +![](images/e146c16929c3df7ef78d5155d74c6d8102106ed1ac81b33b2d9ac6ab42373bc3.jpg) +Fig. 5: The meshing pipeline: We start by calculating curvature from the normal maps. This curvature is used to derive an optimal edge length. Then, an initial mesh is iteratively refined to move its edge lengths closer to the calculated optimum. The result is a sparse, isotropic mesh. + +accordingly. While mesh simplification algorithms like [16] achieve an impressive reduction in vertex number, their sole focus on geometric faithfulness often leads to skinny triangles. As we will see in 5, small angles decrease the numerical stability of the mesh-based integration. In contrast, remeshing algorithms also take mesh quality into account and are much more suited for our use-case. That being said, existing remeshing methods operate on 3D surfaces and are not directly applicable to our case. Searching for a fast and robust method with only a few parameters, we identified the work by Dunyach et al. [12] as the most suitable candidate. In their algorithm, all edge lengths are optimized towards an optimal edge length + +$$ +L = \sqrt {\frac {6 \epsilon}{| \kappa |} - \epsilon^ {2}} \tag {9} +$$ + +that is based on curvature and a user-defined approximation error $\epsilon$ , see Fig. 4b. However, there are two obstacles: The first issue is the edge length; lengths on screen are subject to foreshortening, while the optimal edge length is not. They cannot be simply compared without compensation (Sec. 4.1). The second issue is that we require a vertex-based curvature measure to obtain the optimal lengths. In Sec. 3.2, we discussed how to compute pixel-wise curvatures from normal maps and we will present a solution for computing vertex-based curvatures in screen space in Sec. 4.2. Finally, we will discuss the optimization of vertex positions (Sec. 4.3). For all these steps, we assume that the screen is already covered by a triangle mesh. In Sec. 4.4, we show how we obtain the initial triangulation of the screen and summarize our screen-space algorithm to obtain the final triangulation. An overview of our approach is given in Fig. 5. + +# 4.1 Measuring Lengths + +Edges in screen-space are subject to foreshortening, i.e. appear shorter on screen than in 3D, see Fig. 4a. This foreshortening is exactly described by the first fundamental form $\pmb{I}$ , Eq. (5). We have shown in Sec. 3.2, how to derive the first fundamental form from normals. To apply this to the mesh setting, we use the + +pixel-wise normal map to obtain face normals + +$$ +\boldsymbol {n} _ {f} := \text {n o r m a l i z e} \left(\sum_ {p \in \mathcal {P} _ {f}} \boldsymbol {n} _ {p}\right) \tag {10} +$$ + +where $\mathcal{P}_f$ contains all pixels in the image that are covered by triangle $f$ . As large triangles occur only in regions with low curvature, where normals vary slowly, the variance of $\pmb{n}_f$ is small. Plugging this normal into Eqs. (7) and (8) respectively, we obtain fundamental forms for each face. With these fundamental forms, the length of an edge $(i,j)\in \mathcal{E}$ is + +$$ +l _ {i j} = \sqrt {\frac {1}{2} \cdot \left((\boldsymbol {u} _ {i} - \boldsymbol {u} _ {j}) ^ {t} \cdot \boldsymbol {I} _ {f} \cdot (\boldsymbol {u} _ {i} - \boldsymbol {u} _ {j}) + (\boldsymbol {u} _ {i} - \boldsymbol {u} _ {j}) ^ {t} \cdot \boldsymbol {I} _ {f ^ {\prime}} \cdot (\boldsymbol {u} _ {i} - \boldsymbol {u} _ {j})\right)} \tag {11} +$$ + +where $f, f'$ are the two faces adjacent to the edge and $\boldsymbol{u}_i, \boldsymbol{u}_j$ are the screen coordinates of the edge's endpoints. For boundary edges, there is only one adjacent face and we omit the factor $1/2$ . + +# 4.2 Calculating Curvatures + +To obtain vertex curvatures, we start by calculating maximum absolute curvature $\kappa_p^{(\max)}$ for each pixel by solving the eigenvalue problem in Eq. (6). For this, we require the first and second fundamental forms, Eq. (5). Depending on the projections, we use Eqs. (7) and (8) respectively for the surface gradients and finite difference for gradients of the normal maps. We lift the pixel-wise curvatures to the mesh setting via + +$$ +\kappa_ {v} := \max \left(\left\{\kappa_ {p} ^ {(\max )} | p \in \mathcal {P} _ {\mathcal {S} _ {v}} \right\}\right). \tag {12} +$$ + +where $S_{v}$ is the star of $v$ , i.e. the union of all triangles touching $v$ . Taking the maximum ensures small triangles at sharp corners. Sticking to the work of Dunyach et al., we use Eq. (9) to obtain optimal lengths $L_{v}$ which are nominally vertex properties. The optimal length for an edge is simply the mean of these vertex properties. + +# 4.3 Tangential Smoothing + +To obtain an optimal Delaunay triangulation [8] and avoid triangles with small angles, we move each vertex to the centroid of its star, i.e. the union of its adjacent faces. In this case, we have to address foreshortening twice. First, the centroid is affected by the triangle size which is typically smaller after projection. Second, the centroid of the star is a weighted sum over the centroids of the faces in the star. The position of the central vertex relative to these face centroids is foreshortened too. Considering both aspects yields a linear system + +$$ +\left(\sum_ {f \in \mathcal {F} _ {v}} \frac {A _ {f} \cdot \sqrt {\det I _ {f}}}{L _ {f} ^ {2}} \cdot I _ {f}\right) \cdot \boldsymbol {u} _ {v} ^ {(k + 1)} = \left(\sum_ {f \in \mathcal {F} _ {v}} \frac {A _ {f} \cdot \sqrt {\det I _ {f}}}{L _ {f} ^ {2}} \cdot I _ {f} \boldsymbol {c} _ {f} ^ {(k)}\right) \tag {13} +$$ + +where the areas $A_{f}$ and centroids $\pmb{c}_{f}$ are measured as they appear on-screen and foreshortening is compensated by the inclusion of the face's first fundamental forms $\pmb{I}_{f}$ . $L_{f}$ is simply the average of optimal lengths for the three vertices in $f$ . + +# 4.4 Iterative Mesh Refinement + +After deriving all measurements for curvature and edge lengths in screen-space, we formulate our screen-based remeshing. We start with a uniform triangulation of the pixel grid, where each foreground pixel is split into two triangles. Following previous remeshing methods [3, 12], which are visualized in Fig. 5, the mesh is iteratively refined by performing the following steps: + +1. Collapse short edges and split long edges. +2. Flip non-Delaunay edges. +3. Shift vertices (tangential smoothing). + +To determine whether an edge is too long or too short, we use the optimal edge lengths and the heuristic constants derived in [3]. + +# 5 Mesh-Based Integration + +For normal integration, previous authors [6, 28] have noted that a unified treatment of the orthographic and perspective case can be achieved by using the functional + +$$ +E _ {\text {I n t}} = \int_ {\Omega} \left(\boldsymbol {n} \cdot \boldsymbol {r} \partial_ {u} z + n _ {x}\right) ^ {2} + \left(\boldsymbol {n} \cdot \boldsymbol {r} \partial_ {v} z + n _ {y}\right) ^ {2} d u d v \tag {14} +$$ + +where $\boldsymbol{r} = \boldsymbol{e}_z$ and $z$ the depth map in the orthographic case. In the perspective case, $z$ is the logarithmic depth and $\boldsymbol{r}$ is the camera ray given by the intrinsics. Using this unified formulation, we do not differentiate between the orthographic and perspective cases for the rest of this section. The full derivation of the mesh-based normal integration contains a lot of details and the interested reader is referred to the supplementary material. In this section, we will summarize only the main results. + +In the mesh-based normal integration, we have one unknown depth value per vertex. Depth values within the triangle are obtained through linear interpolation using barycentric coordinates. By linearity, the derivatives in Eq. (14) are constant within each face [4] and so are the normals. The integral can then be split into a sum of integrals over faces which can be carried out explicitly. The result is a discretized energy that is quadratic in the vertex depths. Taking the derivative, the optimality condition is + +$$ +\sum_ {i \in \mathcal {V} _ {j}} \sum_ {f \in \mathcal {F} _ {i j}} \cot \left(\alpha_ {f, i j}\right) \cdot \left(2 m _ {f} \cdot \left(z _ {j} - z _ {i}\right) + b _ {f} \cdot \binom {n _ {x}} {n _ {y}} \cdot \left(\boldsymbol {u} _ {j} - \boldsymbol {u} _ {i}\right)\right) = 0 \tag {15} +$$ + +Table 1: Compression rates at three different quality settings for the five objects in the DiLiGenT-MV dataset. Compression rates are averaged over all 20 views for each object. Results are computed from ground truth normals as well as normals obtained from photometric stereo using [24] and [20]. + +
DatasetGT NormalsLi [24]Heep [20]
LowMidHighLowMidHighLowMidHigh
Bear98.8%97.5%94.4%99.0%97.7%94.7%99.0%97.8%95.1%
Buddha96.1%92.4%82.4%97.2%94.1%86.2%97.0%93.7%85.4%
Cow98.9%97.6%94.3%99.0%97.7%94.5%97.9%95.4%89.3%
Pot298.1%96.1%91.2%98.4%96.6%92.1%98.2%96.2%91.6%
Reading98.2%96.0%90.7%98.4%96.4%91.4%95.8%91.2%79.7%
+ +for each vertex $i$ . $\mathcal{V}_i$ are the vertices adjacent to $i$ and $\alpha_{f,ij}$ is the angle in face $f$ opposite to the edge $(i,j)$ which is calculated in screen-space without foreshortening using the first fundamental form. The two constants are + +$$ +m _ {f} := \frac {1}{1 2} \sum_ {\substack {i, j \in \mathcal {V} _ {f} \\ i \leq j}} (\boldsymbol {n} _ {f} \cdot \boldsymbol {r} _ {i}) (\boldsymbol {n} _ {f} \cdot \boldsymbol {r} _ {j}) \quad b _ {f} := \frac {1}{3} \sum_ {i \in \mathcal {V} _ {f}} (\boldsymbol {n} _ {f} \cdot \boldsymbol {r} _ {i}) \tag{16} +$$ + +where $\mathcal{V}_f$ are the three vertices of a face $f$ . Analogous to the pixel-based case, the linear system is underdetermined as Eq. (15) only contains depth differences, i.e. adding a constant offset does not change $E_{\mathrm{Int}}$ . + +Readers familiar with the topic of mesh processing will notice the similarity to the seminal cotangent weights for the vertex Laplacian [27]. These weights ensure that our integration energy is independent of the triangulation. Generally, the cotan may diverge but as angles in isotropic meshes are close to $60^{\circ}$ , the cotans are well-behaved and yield numerically stable linear systems [4]. To our surprise and to the best of our knowledge, this discretized version of Eq. (14) and its derivation for triangle meshes, has not been published yet. + +# 6 Implementation Details + +Our meshing and integration algorithms rely on the SURFACEMesh [31] data structure and are written in $\mathbf{C} + +$ . To translate between pixels and triangles we rely on the NVDIFFRAST renderer [23]. Before calculating pixel-curvatures, the normal maps are low-pass filtered with a Gaussian blur ( $\sigma = \sqrt{2}$ ) in OPENCV [5]. The sparse linear systems of the normal integration part are solved with EIGEN [19]. In all tests, we run ten iterations of mesh refinement with five iterations of tangential smoothing. The optimal edge lengths are clamped to lie within 1 and 100 pixels. A reference implementation can be found under moritzheep.github.io/adaptive-screen-meshing. + +# 7 Evaluation + +Unlike previous work, our method is not bound to the image resolution. Instead, the mesh resolution is controlled by a user parameter $\epsilon$ . Therefore, we conduct all experiments at three quality settings: 'high' (0.1 mm), 'medium' (0.3 mm) and 'low' (1 mm), see Figs. 1 and 8. With the 'high' setting, we aim for accurate reconstructions, ideally matching pixel-level methods. The 'low' setting focuses on high compression rates, while the 'medium' setting balances quality and compression. + +Our evaluation consists of three parts: First, we analyze the compression rates and runtime advantages of our meshing-first approach over pixel-based methods in Sec. 7.1. We continue by comparing the reconstruction error on samples of the DiLiGenT-MV dataset [24] in Sec. 7.2. Finally, we discuss various design decisions of our algorithm in an ablation study and investigate the reliability of our single user-parameter, see Sec. 7.3. The DiLiGenT-MV dataset contains 5 objects with 20 different views, leading to 100 normal maps of real data for the evaluation. It is an extensive and recent dataset but lacks high-resolution normal maps. We compensate for that by testing rendered normal maps of virtual objects with resolutions of up to $8192^2$ . Additional results are found in the supplemental material. + +# 7.1 Compression and Runtime + +The core motivation for our meshing-first approach is to substantially reduce the number of free variables prior to the integration step. We test all three quality settings of our screen-space meshing algorithm on all 20 views of the DiLiGenT-MV dataset (Tab. 1) with ground truth normals as well as estimated normals from the photometric stereo methods in [24] and [20]. Despite the relatively small image size of the DiLiGenT-MV dataset, our mesh representation requires only $6 - 18\%$ of free variables for high-resolution meshes. For some low-resolution meshes, our method requires only $1\%$ the number of vertices compared to foreground pixels. The results are consistent across all test cases and robust even + +![](images/8fad2418f5424f5d47f9bc15fbf1230148fd56b6b2b5a420bedc2072cd15b868.jpg) +Fig. 6: Runtime and compression comparison between our meshing-first and pixel-based integration for increasing image resolutions. Left: The number of free variables (pixels or vertices) as a function of foreground pixels. Right: Pixel-based integration compared to mesh first, i.e. meshing and integration. Please note the log-log scale. + +![](images/4d9b4edcbc197a7dae3fa2ed301393ab34d65f71859330553ac69a35f2d87f10.jpg) + +Table 2: Average RMSE over all 20 views of the DiLiGenT-MV dataset for pixel-based integration [7], [34], [20], a combination of pixel-based integration [7] and subsequent remeshing [12] as well as mesh integration of uniform and our adaptive meshes. Errors are reported in mm. + +
Pixel-basedCombined [7,12]UniformOurs
[7][34][20]LowMidHighLowMidHighLowMidHigh
OrthoBear2.973.36n/a3.122.992.984.394.073.743.953.653.37
Buddha6.746.85n/a6.786.766.757.797.627.417.747.547.33
Cow2.452.51n/a2.672.552.533.593.393.103.423.122.96
Pot25.155.02n/a5.185.155.155.995.845.735.895.775.65
Reading6.346.05n/a6.376.356.347.187.006.877.086.936.83
PerspBear2.91n/a3.053.092.942.924.624.173.843.943.723.47
Buddha6.75n/a6.606.806.776.767.857.647.437.747.537.40
Cow2.35n/a2.512.592.462.433.713.473.213.493.243.07
Pot24.99n/a5.235.044.994.996.085.975.816.045.865.76
Reading6.28n/a6.296.336.296.297.207.036.897.196.946.85
+ +for less accurate normals. The image resolutions of the DiLiGenT-MV dataset are comparatively low (less than 1 MP). To obtain resolutions ranging from $512^{2}$ to $8192^{2}$ pixels, we render normal maps from three highly detailed meshes in Blender. In this application, we only use the high-resolution mesh setting. The resulting plots in Fig. 6 suggest that the number of vertices grows sublinearly with the number of pixels, meaning that our compression factor increases at higher resolutions. For the female face, we obtain an impressive reduction by about 200 at $8192^{2}$ pixels and maintain runtimes of a few minutes instead of hours. + +# 7.2 Benchmark Evaluation + +We compare the reconstruction error of our adaptive mesh integration against different pixel-based approaches [7,20,34]. Even at the highest mesh resolution, we require on average less than $10\%$ of free variables. Given this level of compression, it is not surprising that pixel-based approaches perform slightly better, see Tab. 2. Still, discontinuities remain the main source of integration errors. + +# 7.3 Ablation Study + +Our mesh refinement algorithm consists of three iterative steps, all described and evaluated in previous work or textbooks [3,4]. The remaining design choice of the algorithm is our locally adaptive over a uniform triangulation, see Fig. 7. We create uniform meshes as a baseline by directly setting a constant optimal edge length such that the resulting mesh roughly matches the vertex count of its adaptive counterpart. To exclude possible side-effects of the surface integration, + +![](images/95fac9422c45e1208f3ce51783c75ce57f44b5ae10cc932608519dac84942365.jpg) +Fig. 7: Comparison between uniform (top) and adaptive screen-space meshing (bottom). Despite up to $5\%$ more vertices, the RMSE is always higher for the uniform meshes. Wireframes are rendered as vector graphics. + +the 2D meshes are non-rigidly fitted to ground truth depth maps. Thus, the remaining RMSE quantifies the error introduced by the mesh representation alone. Although our locally adaptive triangulations always contain equal or fewer vertices than the uniform triangulations, they still achieve a lower alignment error in all cases, see Fig. 7. + +Lastly, our method relies on a single user parameter to control the density of the mesh, namely $\epsilon$ , the permitted error of the surface. Throughout our evaluations, we consistently reported the results for three settings the parameter. In Fig. 8, we set $\epsilon \in [0.1\mathrm{mm},3\mathrm{mm}]$ and non-rigidly fit the 2D meshes to ground truth depth maps. The results show a strong correlation between the intended and achieved approximation error. After a dataset-dependent offset, the achieved error grows approximately linearly with $\epsilon$ . Additional results in the supplementary material suggest that this linear relation is still present after integration. + +# 8 Conclusion & Limitations + +We proposed a novel normal integration method, where normal maps are converted into triangle meshes before the integration. A single user parameter controls the mesh resolution. We showed that our data structure is substantially + +![](images/de9583d13a0031a1471417718e7d5b81fe63f72dac43ffaff159dcd512326a7e.jpg) +Fig. 8: Impact analysis of the user-parameter. Left: Obtained high (0.1 mm), medium (0.3 mm) and low (1 mm) resolution meshes (as vector graphics) with respective error maps. Right: Average RMSE over all 20 views as a function of the user-parameter $\epsilon$ . + +sparser, but well-suited to obtain detailed reconstructions. Our results show that the mesh representation is especially advantageous for high-resolution normal maps, where it facilitates enormous speed-ups. As with all work on normal integration, the resulting surfaces are only unique up to a global scale and absolute depth remains ill-posed. Furthermore, we do not handle depth discontinuities implicitly at the moment. For triangle meshes, we would need to control the mesh topology and align the triangle edges with the discontinuities along the surface. Developing such a method for our mesh-based integration is not straightforward and is an interesting research direction. Alternatively, depth discontinuities could be precomputed and introduced as small holes into the foreground masks. Anisotropic meshes to improve the handling of sharp corners are another interesting direction for future work. Here, skinny triangles might be a drawback as they may cause numerical instabilities due to diverging cotangents. Finally, our method can be easily integrated into most existing photometric stereo pipelines. + +# Acknowledgements + +The "David Head" by 1d_inc and the "Football Medal2 - PhotoCatch" by Moshe Caine were licensed under CC BY 4.0. This work has been funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany's Excellence Strategy, EXC-2070 - 390732324 (PhenoRob). + +# References + +1. Ackermann, J., Goesele, M.: A Survey of Photometric Stereo Techniques. Foundations and Trends in Computer Graphics and Vision 9(3-4), 149-254 (2015). https://doi.org/10.1561/0600000065 +2. Alliez, P., de Verdière, É.C., Devillers, O., Isenburg, M.: Centroidal Voronoi diagrams for isotropic surface remeshing. Graphical Models 67(3), 204-231 (May 2005). https://doi.org/10.1016/j.gmod.2004.06.007 + +3. Botsch, M., Kobbelt, L.: A remeshing approach to multiresolution modeling. 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Reconstructing surfaces from normals is a key component of photometric stereo. This work introduces an adaptive surface triangulation in the image domain and afterwards performs the normal integration on a triangle mesh. Our key insight is that surface curvature can be computed from normals. Based on the curvature, we identify flat areas and aggregate pixels into triangles. The approximation quality is controlled by a single user parameter facilitating a seamless generation of low- to high-resolution meshes. Compared to pixel grids, our triangle meshes adapt locally to surface details and allow for a sparser representation. Our new mesh-based formulation of the normal integration problem is strictly derived from discrete differential geometry and leads to well-conditioned linear systems. Results on real and synthetic data show that 10 to 100 times less vertices are required than pixels. Experiments suggest that this sparsity translates into a sublinear runtime in the number of pixels. 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Increasing the resolution of the normal map improves the accuracy of fine structures. At the same time, smooth, featureless regions will reveal little additional information but increase computational costs. Real-world objects often consist of both fine structures and featureless regions and one must choose between sufficient image resolution and reasonable computational cost. In general, to resolve structures half the size, both the image height and width must be doubled. This quadratic growth in the number of variables has a significant impact on the runtime of the normal integration and makes regular pixel grids an increasingly inefficient geometric representation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 274, + 482, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 482, + 369 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 482, + 369 + ], + "type": "text", + "content": "In practice, many 3D reconstruction pipelines operate at high resolutions and switch to a sparser triangle mesh in the last processing step [18, 29, 30]. However, this ignores the underlying problem: all steps up to the final mesh representation are still performed at full resolution, with obvious negative effects on the computational performance. In contrast to previous work [15, 17], we do not aim to speed up computations in the pixel domain. Instead, we introduce a flexible and locally adaptive triangle mesh before the normal integration and solve the problem at its origin, see Fig. 1." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 369, + 482, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 369, + 482, + 501 + ], + "spans": [ + { + "bbox": [ + 130, + 369, + 482, + 501 + ], + "type": "text", + "content": "To the best of our knowledge and despite the rich literature on normal integration over the last 30 years, we appear to be the first to propose normal integration on general triangle meshes. Our main insight is that curvature can be extracted from normal maps and that curvature is sufficient to refine triangle meshes locally and in screen space. In addition, we present a novel formulation of the normal integration for triangle meshes. 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computationally more involved [11]. More recently, authors have raised concerns about checkerboard artefacts [38] and the Gibbs phenomenon [7] (Fig. 3) occurring in the discretized functional setting. Still, these problems are not innate to the variational approach: [6] and [20] independently proposed a functional using normals over gradients in the pixel-based integration setting. This functional avoids the artefacts mentioned above without resorting to larger stencils for the partial derivatives [37] or introducing additional variables [7]. Our method starts with the same functional but discretizes it for general triangle meshes. An overview of variational methods can be found in [28]." + } + ] + } + ], + "index": 28 + }, + { + "bbox": [ + 130, + 464, + 481, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 481, + 514 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 481, + 514 + ], + "type": "text", + "content": "Regarding non-variational approaches, Xie et al. [32,34] consider the regular pixel grid as a quad mesh. They alternate between tilting these quads to align them with the normal directions and glueing adjacent quads into a continuous or even discontinuous [33] surface. Although superficially mesh-based, this approach" + } + ] + } + ], + "index": 29 + }, + { + "type": "image", + "bbox": [ + 135, + 536, + 306, + 620 + ], + "blocks": [ + { + "bbox": [ + 135, + 536, + 306, + 620 + ], + "lines": [ + { + "bbox": [ + 135, + 536, + 306, + 620 + ], + "spans": [ + { + "bbox": [ + 135, + 536, + 306, + 620 + ], + "type": "image", + "image_path": "da6c156bb16fe18399a510b05d88ad3a3f19af2845a233b4a7a1e9f6e668a40d.jpg" + } + ] + } + ], + "index": 30, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 167, + 621, + 274, + 631 + ], + "lines": [ + { + "bbox": [ + 167, + 621, + 274, + 631 + ], + "spans": [ + { + "bbox": [ + 167, + 621, + 274, + 631 + ], + "type": "text", + "content": "(a) Gradient Formulation [13]" + } + ] + } + ], + "index": 31, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 639, + 481, + 662 + ], + "lines": [ + { + "bbox": [ + 131, + 639, + 481, + 662 + ], + "spans": [ + { + "bbox": [ + 131, + 639, + 481, + 662 + ], + "type": "text", + "content": "Fig. 3: Normal integration results with (left) and without (right) the Gibbs phenomenon." + } + ] + } + ], + "index": 34, + "angle": 0, + "type": "image_caption" + } + ], + "index": 30 + }, + { + "type": "image", + "bbox": [ + 307, + 536, + 479, + 620 + ], + "blocks": [ + { + "bbox": [ + 307, + 536, + 479, + 620 + ], + "lines": [ + { + "bbox": [ + 307, + 536, + 479, + 620 + ], + "spans": [ + { + "bbox": [ + 307, + 536, + 479, + 620 + ], + "type": "image", + "image_path": "f6e11775713a5264f96e6ae2082a90d265e84d83e987ad7a4fd8ddf619317dd0.jpg" + } + ] + } + ], + "index": 32, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 342, + 621, + 444, + 631 + ], + "lines": [ + { + "bbox": [ + 342, + 621, + 444, + 631 + ], + "spans": [ + { + "bbox": [ + 342, + 621, + 444, + 631 + ], + "type": "text", + "content": "(b) Normal Formulation [20]" + } + ] + } + ], + "index": 33, + "angle": 0, + "type": "image_caption" + } + ], + "index": 32 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 165, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 448, + 102 + ], + "type": "text", + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "ultimately operates on a pixel-by-pixel basis. Despite being non-variational, Xie et al.'s approach still suffers from the Gibbs phenomenon around sharp corners. Cao et al. [7] fix the Gibbs phenomenon by optimizing pixel-wise depth values to form a set of interlocking planes defined by the normals." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 235 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 235 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 235 + ], + "type": "text", + "content": "In the depth-from-stereo context, image pyramids [17] or iteratively refined grids of deformation points [15] have been proposed to exploit locally similar depth values in smooth regions to speed up reconstruction. While these approaches progressively refine their grid, the grid remains regular and refinement is applied equally over the entire image. In contrast, we adaptively coarsen our grid to allocate computational resources where they are most needed." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 236, + 481, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 236, + 481, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 481, + 462 + ], + "type": "text", + "content": "The triangulation and remeshing of 2D and 3D surfaces is an intensively studied area [22] with varying objectives targeting different applications. For rendering and computer-aided design, the overall shape should be preserved and consist of a minimal amount of vertices [16,35,36]. However, for numerical simulations like mechanical stress, heat transfer, etc., these very sparse meshes are usually inadequate and more regular triangulations are preferred. Here, Centroidal Voronoi Tessellations (CVT) [10] as well as Optimal Delaunay Triangulations (ODT) [8] are widely used. Both approaches generate uniform or isotropic meshes where each vertex is the (weighted) centroid of some local neighbourhood. The isotropic variants are typically controlled by an application-dependent density. Densities based on maximum absolute curvature are popular to balance geometric faithfulness and regularity of the mesh [2,9]. An argument for this choice can be found in Dunyach et al. [12] where a relation between curvature and approximation error is derived. All these approaches have in common that they operate on an existing 3D geometry. In contrast, our approach generates a geometry-adapted triangle mesh from the normal maps alone. We extend the approach of Dunyach et al. [12] because it directly controls the approximation error. Furthermore, the resulting isotropic meshes increase the numerical stability of our mesh-based normal integration." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 463, + 481, + 523 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 463, + 481, + 523 + ], + "spans": [ + { + "bbox": [ + 130, + 463, + 481, + 523 + ], + "type": "text", + "content": "Besides surface reconstruction, applications of triangle meshes in 2D include image vectorization [25], although conversion to parametric curves is often preferred in this context [14, 26]. The key difference is that image vectorization is based on colours, while our approach approximates the triangulation of a 3D object in 2D screen space." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 542, + 369, + 556 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 542, + 369, + 556 + ], + "spans": [ + { + "bbox": [ + 131, + 542, + 369, + 556 + ], + "type": "text", + "content": "3 Definitions, Normals and Curvature" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 567, + 480, + 614 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 567, + 480, + 614 + ], + "spans": [ + { + "bbox": [ + 130, + 567, + 480, + 614 + ], + "type": "text", + "content": "In this section, we will briefly summarize some fundamental concepts in differential geometry and the relation between surfaces, normals and curvatures. This knowledge will be required to derive our solutions for screen-space meshing in Sec. 4 and mesh-based integration in Sec. 5." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "text", + "content": "For a single view, the 3D reconstruction problem can be formulated as finding a projection" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 282, + 649, + 481, + 662 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 282, + 649, + 481, + 662 + ], + "spans": [ + { + "bbox": [ + 282, + 649, + 481, + 662 + ], + "type": "interline_equation", + "content": "\\phi : \\Omega \\rightarrow \\mathbb {R} ^ {3} \\tag {1}", + "image_path": "bfab385411fbfe7751b87b5367bbe6f5749c8ffc7d190fa18e7890fb1e2acb7a.jpg" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "text", + "content": "M. Heep and E. Zell" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 167, + 114, + 272, + 202 + ], + "blocks": [ + { + "bbox": [ + 167, + 114, + 272, + 202 + ], + "lines": [ + { + "bbox": [ + 167, + 114, + 272, + 202 + ], + "spans": [ + { + "bbox": [ + 167, + 114, + 272, + 202 + ], + "type": "image", + "image_path": "493037d23d0075e3df15f4f00ec49c6bb98187ff0039fc23269975d9b462665e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 187, + 204, + 254, + 213 + ], + "lines": [ + { + "bbox": [ + 187, + 204, + 254, + 213 + ], + "spans": [ + { + "bbox": [ + 187, + 204, + 254, + 213 + ], + "type": "text", + "content": "(a) Foreshortening" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 338, + 137, + 445, + 198 + ], + "blocks": [ + { + "bbox": [ + 338, + 137, + 445, + 198 + ], + "lines": [ + { + "bbox": [ + 338, + 137, + 445, + 198 + ], + "spans": [ + { + "bbox": [ + 338, + 137, + 445, + 198 + ], + "type": "image", + "image_path": "5e46cd6107e21aaddb3d9416e910643f7bc2b193c4850b8f6429fe0ac43402a1.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 356, + 203, + 425, + 213 + ], + "lines": [ + { + "bbox": [ + 356, + 203, + 425, + 213 + ], + "spans": [ + { + "bbox": [ + 356, + 203, + 425, + 213 + ], + "type": "text", + "content": "(b) Error Estimate" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "lines": [ + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "text", + "content": "Fig. 4: Left: The projection " + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "text", + "content": " maps points on the screen into three-dimensional space. Distances on the screen appear shorter than their three-dimensional counterparts (foreshortening). This is captured in the Jacobian " + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "inline_equation", + "content": "J" + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "text", + "content": ". Right: Illustration on the relationship between the edge lengths and the user-defined approximation error " + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 222, + 482, + 277 + ], + "type": "text", + "content": " as derived in [12]." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "spans": [ + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "text", + "content": "from the image foreground " + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "inline_equation", + "content": "\\varOmega\\subset\\mathbb{R}^2" + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "text", + "content": " into 3D space. We write " + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "inline_equation", + "content": "\\pmb {u} = (u,v)^{\\mathrm{t}}" + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "text", + "content": " for screen coordinates and " + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "inline_equation", + "content": "\\pmb {x} = (x,y,z)^{\\mathrm{t}}" + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "text", + "content": " for object coordinates. The projection is usually parametrized by a depth map " + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "inline_equation", + "content": "h:\\varOmega\\to\\mathbb{R}" + }, + { + "bbox": [ + 130, + 303, + 482, + 340 + ], + "type": "text", + "content": " as" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 249, + 350, + 480, + 366 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 249, + 350, + 480, + 366 + ], + "spans": [ + { + "bbox": [ + 249, + 350, + 480, + 366 + ], + "type": "interline_equation", + "content": "\\boldsymbol {x} := \\phi (\\boldsymbol {u}) = (u, v, h (\\boldsymbol {u})) ^ {\\mathrm {t}} \\tag {2}", + "image_path": "3ae669b326fc6e1e2a946cdaca5fadb3084bbc65cf9bf27a1e2445d0f37bb207.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 377, + 261, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 377, + 261, + 389 + ], + "spans": [ + { + "bbox": [ + 131, + 377, + 261, + 389 + ], + "type": "text", + "content": "in the orthographic case and" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 252, + 401, + 480, + 415 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 252, + 401, + 480, + 415 + ], + "spans": [ + { + "bbox": [ + 252, + 401, + 480, + 415 + ], + "type": "interline_equation", + "content": "\\boldsymbol {x} := \\phi (\\boldsymbol {u}) = \\boldsymbol {r} (\\boldsymbol {u}) \\cdot h (\\boldsymbol {u}) \\tag {3}", + "image_path": "8132cb2fb922d995dfa344208060d7b9f1230f41529a926ad7ed37e0b8aa5472.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "text", + "content": "in the projective case where " + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\pmb{r} \\coloneqq \\pmb{C}^{-1} \\cdot (u, v, 1)" + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "text", + "content": " is the ray given by the camera matrix " + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\pmb{C}" + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "text", + "content": ". As " + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "inline_equation", + "content": "h = z" + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "text", + "content": " for both projections, we will use " + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 130, + 426, + 482, + 450 + ], + "type": "text", + "content": " synonymously." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 474, + 259, + 487 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 474, + 259, + 487 + ], + "spans": [ + { + "bbox": [ + 131, + 474, + 259, + 487 + ], + "type": "text", + "content": "3.1 Normal Integration" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "spans": [ + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "type": "text", + "content": "Given a normal map " + }, + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "type": "inline_equation", + "content": "\\pmb{n} : \\Omega \\to S^2" + }, + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "type": "text", + "content": ", the normal integration problem is finding the depth map " + }, + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 130, + 499, + 481, + 524 + ], + "type": "text", + "content": " that minimizes" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 221, + 534, + 481, + 559 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 221, + 534, + 481, + 559 + ], + "spans": [ + { + "bbox": [ + 221, + 534, + 481, + 559 + ], + "type": "interline_equation", + "content": "E _ {\\text {I n t}} = \\int_ {\\Omega} \\left\\langle \\boldsymbol {n}, \\partial_ {u} \\boldsymbol {x} \\right\\rangle^ {2} + \\left\\langle \\boldsymbol {n}, \\partial_ {v} \\boldsymbol {x} \\right\\rangle^ {2} d u d v. \\tag {4}", + "image_path": "d9787f21dee6a4f2225601b22d1d0f1911d7e5a06e6f91d5fdafe83de9cee8d2.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "This modified Dirichlet energy has only recently been proposed in the context of discontinuity preserving normal integration [6] and depth-from-stereo [20]. Using normals instead of depth map gradients overcomes the problem of distortions near sharp corners. This phenomenon, also known as the Gibbs phenomenon [7], Fig. 3, is present in traditional variational approaches and is discussed in more depth within the supplementary material. Relying on discrete differential geometry, we derive our novel mesh-based discretization of the modified Dirichlet energy in Sec. 5." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "type": "text", + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 212, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 212, + 126 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 212, + 126 + ], + "type": "text", + "content": "3.2 Curvature" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "spans": [ + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "type": "text", + "content": "Strong changes in the normals indicate geometric details. Mathematically speaking, this is described by curvature " + }, + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "type": "inline_equation", + "content": "\\kappa" + }, + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "type": "text", + "content": ". Just as normals provide a planar approximation of the surface, so does curvature provide a spherical approximation. The radius of this approximating sphere is exactly " + }, + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "type": "inline_equation", + "content": "|\\kappa|^{-1}" + }, + { + "bbox": [ + 130, + 135, + 482, + 196 + ], + "type": "text", + "content": ". Curvatures are calculated from the first and second fundamental forms:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 200, + 206, + 481, + 218 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 206, + 481, + 218 + ], + "spans": [ + { + "bbox": [ + 200, + 206, + 481, + 218 + ], + "type": "interline_equation", + "content": "\\boldsymbol {I} _ {i j} = \\partial_ {i} \\boldsymbol {x} \\cdot \\partial_ {j} \\boldsymbol {x}, \\quad \\boldsymbol {\\Pi} _ {i j} = - \\partial_ {i} \\boldsymbol {x} \\cdot \\partial_ {j} \\boldsymbol {n}. \\tag {5}", + "image_path": "4c14ca622a438b090eb35fd91961a290d4eb4fd586546793fcc8ff0f5c3413e5.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "spans": [ + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "inline_equation", + "content": "i,j\\in \\{u,v\\}" + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "text", + "content": ". The first fundamental form quantifies foreshortening and measures the 3D distance between two points on the 2D screen. The second fundamental form is virtually the gradient of the normal map. However, the second fundamental form itself is subject to foreshortening. Instead, we consider the two eigenvalues " + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "inline_equation", + "content": "\\kappa_{i}" + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "text", + "content": " and eigenvectors " + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "inline_equation", + "content": "\\pmb{v}_{i}" + }, + { + "bbox": [ + 131, + 226, + 482, + 288 + ], + "type": "text", + "content": " of the generalized eigenvalue problem" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 271, + 308, + 481, + 320 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 308, + 481, + 320 + ], + "spans": [ + { + "bbox": [ + 271, + 308, + 481, + 320 + ], + "type": "interline_equation", + "content": "\\kappa_ {i} \\cdot \\boldsymbol {I} \\boldsymbol {v} _ {i} = \\boldsymbol {\\Pi} \\boldsymbol {v} _ {i}. \\tag {6}", + "image_path": "3ba22b42b5d4615916af1666929f396db80aa8647b2541f0fdce97ce999226e4.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 328, + 479, + 364 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 328, + 479, + 364 + ], + "spans": [ + { + "bbox": [ + 131, + 328, + 479, + 364 + ], + "type": "text", + "content": "They are called the principal curvatures and principal directions respectively. The addition of the first fundamental form in the generalized eigenvalue problem exactly compensates for foreshortening." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 365, + 479, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 365, + 479, + 389 + ], + "spans": [ + { + "bbox": [ + 131, + 365, + 479, + 389 + ], + "type": "text", + "content": "Given a set of surface normals, we can calculate tangents since " + }, + { + "bbox": [ + 131, + 365, + 479, + 389 + ], + "type": "inline_equation", + "content": "\\pmb{n} \\cdot \\partial_i \\pmb{x} = 0" + }, + { + "bbox": [ + 131, + 365, + 479, + 389 + ], + "type": "text", + "content": ". In the orthographic case, this gives" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 178, + 396, + 481, + 418 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 396, + 481, + 418 + ], + "spans": [ + { + "bbox": [ + 178, + 396, + 481, + 418 + ], + "type": "interline_equation", + "content": "\\partial_ {u} \\boldsymbol {x} = \\boldsymbol {e} _ {x} - \\frac {\\boldsymbol {n} _ {x}}{\\boldsymbol {n} _ {z}} \\cdot \\boldsymbol {e} _ {z} \\quad \\partial_ {v} \\boldsymbol {x} = \\boldsymbol {e} _ {y} - \\frac {\\boldsymbol {n} _ {y}}{\\boldsymbol {n} _ {z}} \\cdot \\boldsymbol {e} _ {z} \\tag {7}", + "image_path": "1e82d7fc50b9adcddabd8d7da24542ebb285c12d87e34ca512dcbef4dc9c29b0.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "spans": [ + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "type": "inline_equation", + "content": "\\boldsymbol{e}_x, \\boldsymbol{e}_y, \\boldsymbol{e}_z" + }, + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "type": "text", + "content": " are the unit vectors in the respective coordinate axis directions. As no knowledge about the depth map " + }, + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 426, + 482, + 472 + ], + "type": "text", + "content": " is required, one can perform all these calculations using normal maps alone. This is the foundation for our screen-space triangulation." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 146, + 474, + 278, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 474, + 278, + 486 + ], + "spans": [ + { + "bbox": [ + 146, + 474, + 278, + 486 + ], + "type": "text", + "content": "In the projective case, we get" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 162, + 494, + 481, + 520 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 494, + 481, + 520 + ], + "spans": [ + { + "bbox": [ + 162, + 494, + 481, + 520 + ], + "type": "interline_equation", + "content": "\\partial_ {u} \\boldsymbol {x} = \\left(\\partial_ {u} \\boldsymbol {r} - \\frac {\\boldsymbol {n} \\cdot \\partial_ {u} \\boldsymbol {r}}{\\boldsymbol {n} \\cdot \\boldsymbol {r}} \\cdot \\boldsymbol {r}\\right) \\cdot z \\quad \\partial_ {v} \\boldsymbol {x} = \\left(\\partial_ {v} \\boldsymbol {r} - \\frac {\\boldsymbol {n} \\cdot \\partial_ {v} \\boldsymbol {r}}{\\boldsymbol {n} \\cdot \\boldsymbol {r}} \\cdot \\boldsymbol {r}\\right) \\cdot z \\tag {8}", + "image_path": "7d548379cbabf7b15a5f82066f6ee6176f8171d071c2fbc0bef27feafaaf2b58.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "spans": [ + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "text", + "content": "where the ray " + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "inline_equation", + "content": "\\mathbf{r}" + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "text", + "content": " is again given by the camera matrix. Unlike the orthographic case, the tangents depend on the depth map " + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "text", + "content": ". However, if distances within the object are small compared to the camera-to-object distance, we can adopt the weak perspective setting and set " + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 527, + 482, + 598 + ], + "type": "text", + "content": " to the average camera-to-object distance. In the supplementary material, we go into detail on how to handle objects very close to the camera." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 616, + 288, + 631 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 616, + 288, + 631 + ], + "spans": [ + { + "bbox": [ + 132, + 616, + 288, + 631 + ], + "type": "text", + "content": "4 Screen-Space Meshing" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "content": "To create a feature-adaptive mesh before the actual surface integration, we must reliably predict detailed surface areas and adjust the density of the triangle mesh" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "text", + "content": "M. Heep and E. Zell" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 119, + 482, + 185 + ], + "blocks": [ + { + "bbox": [ + 133, + 119, + 482, + 185 + ], + "lines": [ + { + "bbox": [ + 133, + 119, + 482, + 185 + ], + "spans": [ + { + "bbox": [ + 133, + 119, + 482, + 185 + ], + "type": "image", + "image_path": "e146c16929c3df7ef78d5155d74c6d8102106ed1ac81b33b2d9ac6ab42373bc3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 193, + 482, + 237 + ], + "lines": [ + { + "bbox": [ + 130, + 193, + 482, + 237 + ], + "spans": [ + { + "bbox": [ + 130, + 193, + 482, + 237 + ], + "type": "text", + "content": "Fig. 5: The meshing pipeline: We start by calculating curvature from the normal maps. This curvature is used to derive an optimal edge length. Then, an initial mesh is iteratively refined to move its edge lengths closer to the calculated optimum. The result is a sparse, isotropic mesh." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "content": "accordingly. While mesh simplification algorithms like [16] achieve an impressive reduction in vertex number, their sole focus on geometric faithfulness often leads to skinny triangles. As we will see in 5, small angles decrease the numerical stability of the mesh-based integration. In contrast, remeshing algorithms also take mesh quality into account and are much more suited for our use-case. That being said, existing remeshing methods operate on 3D surfaces and are not directly applicable to our case. Searching for a fast and robust method with only a few parameters, we identified the work by Dunyach et al. [12] as the most suitable candidate. In their algorithm, all edge lengths are optimized towards an optimal edge length" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 272, + 392, + 481, + 424 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 272, + 392, + 481, + 424 + ], + "spans": [ + { + "bbox": [ + 272, + 392, + 481, + 424 + ], + "type": "interline_equation", + "content": "L = \\sqrt {\\frac {6 \\epsilon}{| \\kappa |} - \\epsilon^ {2}} \\tag {9}", + "image_path": "a554ac104c87712fbc6cddf9a28b417a7dd039645359738bc386eb26c0fca518.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 432, + 482, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 432, + 482, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 432, + 482, + 577 + ], + "type": "text", + "content": "that is based on curvature and a user-defined approximation error " + }, + { + "bbox": [ + 130, + 432, + 482, + 577 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 432, + 482, + 577 + ], + "type": "text", + "content": ", see Fig. 4b. However, there are two obstacles: The first issue is the edge length; lengths on screen are subject to foreshortening, while the optimal edge length is not. They cannot be simply compared without compensation (Sec. 4.1). The second issue is that we require a vertex-based curvature measure to obtain the optimal lengths. In Sec. 3.2, we discussed how to compute pixel-wise curvatures from normal maps and we will present a solution for computing vertex-based curvatures in screen space in Sec. 4.2. Finally, we will discuss the optimization of vertex positions (Sec. 4.3). For all these steps, we assume that the screen is already covered by a triangle mesh. In Sec. 4.4, we show how we obtain the initial triangulation of the screen and summarize our screen-space algorithm to obtain the final triangulation. An overview of our approach is given in Fig. 5." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 595, + 257, + 608 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 595, + 257, + 608 + ], + "spans": [ + { + "bbox": [ + 132, + 595, + 257, + 608 + ], + "type": "text", + "content": "4.1 Measuring Lengths" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Edges in screen-space are subject to foreshortening, i.e. appear shorter on screen than in 3D, see Fig. 4a. This foreshortening is exactly described by the first fundamental form " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{I}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": ", Eq. (5). We have shown in Sec. 3.2, how to derive the first fundamental form from normals. To apply this to the mesh setting, we use the" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 165, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 335, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 335, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 335, + 128 + ], + "type": "text", + "content": "pixel-wise normal map to obtain face normals" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 242, + 135, + 481, + 155 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 242, + 135, + 481, + 155 + ], + "spans": [ + { + "bbox": [ + 242, + 135, + 481, + 155 + ], + "type": "interline_equation", + "content": "\\boldsymbol {n} _ {f} := \\text {n o r m a l i z e} \\left(\\sum_ {p \\in \\mathcal {P} _ {f}} \\boldsymbol {n} _ {p}\\right) \\tag {10}", + "image_path": "064911ecf18cae711a96cab91fac69e50b8472ca088f58278ef19d72e2a3e687.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "spans": [ + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\mathcal{P}_f" + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "text", + "content": " contains all pixels in the image that are covered by triangle " + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "text", + "content": ". As large triangles occur only in regions with low curvature, where normals vary slowly, the variance of " + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "inline_equation", + "content": "\\pmb{n}_f" + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "text", + "content": " is small. Plugging this normal into Eqs. (7) and (8) respectively, we obtain fundamental forms for each face. With these fundamental forms, the length of an edge " + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "inline_equation", + "content": "(i,j)\\in \\mathcal{E}" + }, + { + "bbox": [ + 131, + 159, + 482, + 220 + ], + "type": "text", + "content": " is" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 152, + 228, + 481, + 255 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 152, + 228, + 481, + 255 + ], + "spans": [ + { + "bbox": [ + 152, + 228, + 481, + 255 + ], + "type": "interline_equation", + "content": "l _ {i j} = \\sqrt {\\frac {1}{2} \\cdot \\left((\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) ^ {t} \\cdot \\boldsymbol {I} _ {f} \\cdot (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) + (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j}) ^ {t} \\cdot \\boldsymbol {I} _ {f ^ {\\prime}} \\cdot (\\boldsymbol {u} _ {i} - \\boldsymbol {u} _ {j})\\right)} \\tag {11}", + "image_path": "df302ea234c035f6435da8a3a38a497c6762831bae720577738cddc0efafa39c.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "inline_equation", + "content": "f, f'" + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "text", + "content": " are the two faces adjacent to the edge and " + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "inline_equation", + "content": "\\boldsymbol{u}_i, \\boldsymbol{u}_j" + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "text", + "content": " are the screen coordinates of the edge's endpoints. For boundary edges, there is only one adjacent face and we omit the factor " + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "inline_equation", + "content": "1/2" + }, + { + "bbox": [ + 131, + 259, + 482, + 297 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 312, + 279, + 324 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 312, + 279, + 324 + ], + "spans": [ + { + "bbox": [ + 132, + 312, + 279, + 324 + ], + "type": "text", + "content": "4.2 Calculating Curvatures" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 330, + 482, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 330, + 482, + 403 + ], + "spans": [ + { + "bbox": [ + 131, + 330, + 482, + 403 + ], + "type": "text", + "content": "To obtain vertex curvatures, we start by calculating maximum absolute curvature " + }, + { + "bbox": [ + 131, + 330, + 482, + 403 + ], + "type": "inline_equation", + "content": "\\kappa_p^{(\\max)}" + }, + { + "bbox": [ + 131, + 330, + 482, + 403 + ], + "type": "text", + "content": " for each pixel by solving the eigenvalue problem in Eq. (6). For this, we require the first and second fundamental forms, Eq. (5). Depending on the projections, we use Eqs. (7) and (8) respectively for the surface gradients and finite difference for gradients of the normal maps. We lift the pixel-wise curvatures to the mesh setting via" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 236, + 410, + 481, + 436 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 236, + 410, + 481, + 436 + ], + "spans": [ + { + "bbox": [ + 236, + 410, + 481, + 436 + ], + "type": "interline_equation", + "content": "\\kappa_ {v} := \\max \\left(\\left\\{\\kappa_ {p} ^ {(\\max )} | p \\in \\mathcal {P} _ {\\mathcal {S} _ {v}} \\right\\}\\right). \\tag {12}", + "image_path": "9a88b9761980a7731a7f29777f0bcd03aca0af61c3c0e3bd4dcbc8193e3e2cb1.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "spans": [ + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "inline_equation", + "content": "S_{v}" + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "text", + "content": " is the star of " + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "text", + "content": ", i.e. the union of all triangles touching " + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "text", + "content": ". Taking the maximum ensures small triangles at sharp corners. Sticking to the work of Dunyach et al., we use Eq. (9) to obtain optimal lengths " + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "inline_equation", + "content": "L_{v}" + }, + { + "bbox": [ + 131, + 441, + 483, + 502 + ], + "type": "text", + "content": " which are nominally vertex properties. The optimal length for an edge is simply the mean of these vertex properties." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 517, + 272, + 529 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 517, + 272, + 529 + ], + "spans": [ + { + "bbox": [ + 132, + 517, + 272, + 529 + ], + "type": "text", + "content": "4.3 Tangential Smoothing" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 535, + 482, + 619 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 535, + 482, + 619 + ], + "spans": [ + { + "bbox": [ + 131, + 535, + 482, + 619 + ], + "type": "text", + "content": "To obtain an optimal Delaunay triangulation [8] and avoid triangles with small angles, we move each vertex to the centroid of its star, i.e. the union of its adjacent faces. In this case, we have to address foreshortening twice. First, the centroid is affected by the triangle size which is typically smaller after projection. Second, the centroid of the star is a weighted sum over the centroids of the faces in the star. The position of the central vertex relative to these face centroids is foreshortened too. Considering both aspects yields a linear system" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 151, + 625, + 481, + 665 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 625, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 151, + 625, + 481, + 665 + ], + "type": "interline_equation", + "content": "\\left(\\sum_ {f \\in \\mathcal {F} _ {v}} \\frac {A _ {f} \\cdot \\sqrt {\\det I _ {f}}}{L _ {f} ^ {2}} \\cdot I _ {f}\\right) \\cdot \\boldsymbol {u} _ {v} ^ {(k + 1)} = \\left(\\sum_ {f \\in \\mathcal {F} _ {v}} \\frac {A _ {f} \\cdot \\sqrt {\\det I _ {f}}}{L _ {f} ^ {2}} \\cdot I _ {f} \\boldsymbol {c} _ {f} ^ {(k)}\\right) \\tag {13}", + "image_path": "5e57c899ac720fe2f35b0c2c653e52efd46764e1092f58752f6b0288ba70ec61.jpg" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "text", + "content": "M. Heep and E. Zell" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "content": "where the areas " + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "A_{f}" + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "content": " and centroids " + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "\\pmb{c}_{f}" + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "content": " are measured as they appear on-screen and foreshortening is compensated by the inclusion of the face's first fundamental forms " + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "\\pmb{I}_{f}" + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "L_{f}" + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "content": " is simply the average of optimal lengths for the three vertices in " + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 131, + 116, + 482, + 154 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 171, + 296, + 182 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 171, + 296, + 182 + ], + "spans": [ + { + "bbox": [ + 132, + 171, + 296, + 182 + ], + "type": "text", + "content": "4.4 Iterative Mesh Refinement" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 193, + 479, + 253 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 193, + 479, + 253 + ], + "spans": [ + { + "bbox": [ + 131, + 193, + 479, + 253 + ], + "type": "text", + "content": "After deriving all measurements for curvature and edge lengths in screen-space, we formulate our screen-based remeshing. We start with a uniform triangulation of the pixel grid, where each foreground pixel is split into two triangles. Following previous remeshing methods [3, 12], which are visualized in Fig. 5, the mesh is iteratively refined by performing the following steps:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 262, + 332, + 298 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 136, + 262, + 332, + 274 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 262, + 332, + 274 + ], + "spans": [ + { + "bbox": [ + 136, + 262, + 332, + 274 + ], + "type": "text", + "content": "1. Collapse short edges and split long edges." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 274, + 262, + 286 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 274, + 262, + 286 + ], + "spans": [ + { + "bbox": [ + 136, + 274, + 262, + 286 + ], + "type": "text", + "content": "2. Flip non-Delaunay edges." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 286, + 313, + 298 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 286, + 313, + 298 + ], + "spans": [ + { + "bbox": [ + 135, + 286, + 313, + 298 + ], + "type": "text", + "content": "3. Shift vertices (tangential smoothing)." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 131, + 307, + 479, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 307, + 479, + 331 + ], + "spans": [ + { + "bbox": [ + 131, + 307, + 479, + 331 + ], + "type": "text", + "content": "To determine whether an edge is too long or too short, we use the optimal edge lengths and the heuristic constants derived in [3]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 351, + 296, + 365 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 351, + 296, + 365 + ], + "spans": [ + { + "bbox": [ + 132, + 351, + 296, + 365 + ], + "type": "text", + "content": "5 Mesh-Based Integration" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 378, + 479, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 378, + 479, + 413 + ], + "spans": [ + { + "bbox": [ + 131, + 378, + 479, + 413 + ], + "type": "text", + "content": "For normal integration, previous authors [6, 28] have noted that a unified treatment of the orthographic and perspective case can be achieved by using the functional" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 194, + 422, + 480, + 447 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 422, + 480, + 447 + ], + "spans": [ + { + "bbox": [ + 194, + 422, + 480, + 447 + ], + "type": "interline_equation", + "content": "E _ {\\text {I n t}} = \\int_ {\\Omega} \\left(\\boldsymbol {n} \\cdot \\boldsymbol {r} \\partial_ {u} z + n _ {x}\\right) ^ {2} + \\left(\\boldsymbol {n} \\cdot \\boldsymbol {r} \\partial_ {v} z + n _ {y}\\right) ^ {2} d u d v \\tag {14}", + "image_path": "42bfc107c576fce94e839a59f18c052a0457a2b75dcbd4bc855a9045e802e510.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "spans": [ + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "inline_equation", + "content": "\\boldsymbol{r} = \\boldsymbol{e}_z" + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "text", + "content": " the depth map in the orthographic case. In the perspective case, " + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "text", + "content": " is the logarithmic depth and " + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "inline_equation", + "content": "\\boldsymbol{r}" + }, + { + "bbox": [ + 131, + 455, + 479, + 537 + ], + "type": "text", + "content": " is the camera ray given by the intrinsics. Using this unified formulation, we do not differentiate between the orthographic and perspective cases for the rest of this section. The full derivation of the mesh-based normal integration contains a lot of details and the interested reader is referred to the supplementary material. In this section, we will summarize only the main results." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 539, + 480, + 622 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 539, + 480, + 622 + ], + "spans": [ + { + "bbox": [ + 131, + 539, + 480, + 622 + ], + "type": "text", + "content": "In the mesh-based normal integration, we have one unknown depth value per vertex. Depth values within the triangle are obtained through linear interpolation using barycentric coordinates. By linearity, the derivatives in Eq. (14) are constant within each face [4] and so are the normals. The integral can then be split into a sum of integrals over faces which can be carried out explicitly. The result is a discretized energy that is quadratic in the vertex depths. Taking the derivative, the optimality condition is" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 154, + 632, + 480, + 663 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 154, + 632, + 480, + 663 + ], + "spans": [ + { + "bbox": [ + 154, + 632, + 480, + 663 + ], + "type": "interline_equation", + "content": "\\sum_ {i \\in \\mathcal {V} _ {j}} \\sum_ {f \\in \\mathcal {F} _ {i j}} \\cot \\left(\\alpha_ {f, i j}\\right) \\cdot \\left(2 m _ {f} \\cdot \\left(z _ {j} - z _ {i}\\right) + b _ {f} \\cdot \\binom {n _ {x}} {n _ {y}} \\cdot \\left(\\boldsymbol {u} _ {j} - \\boldsymbol {u} _ {i}\\right)\\right) = 0 \\tag {15}", + "image_path": "ec4f73ba87c2536545f0b6fa8a4d135cbae6dd2191f26392ac71fabe90c335cc.jpg" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "type": "text", + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 164, + 168, + 451, + 264 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": "Table 1: Compression rates at three different quality settings for the five objects in the DiLiGenT-MV dataset. Compression rates are averaged over all 20 views for each object. Results are computed from ground truth normals as well as normals obtained from photometric stereo using [24] and [20]." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 164, + 168, + 451, + 264 + ], + "lines": [ + { + "bbox": [ + 164, + 168, + 451, + 264 + ], + "spans": [ + { + "bbox": [ + 164, + 168, + 451, + 264 + ], + "type": "table", + "html": "
DatasetGT NormalsLi [24]Heep [20]
LowMidHighLowMidHighLowMidHigh
Bear98.8%97.5%94.4%99.0%97.7%94.7%99.0%97.8%95.1%
Buddha96.1%92.4%82.4%97.2%94.1%86.2%97.0%93.7%85.4%
Cow98.9%97.6%94.3%99.0%97.7%94.5%97.9%95.4%89.3%
Pot298.1%96.1%91.2%98.4%96.6%92.1%98.2%96.2%91.6%
Reading98.2%96.0%90.7%98.4%96.4%91.4%95.8%91.2%79.7%
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" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_i" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " are the vertices adjacent to " + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "\\alpha_{f,ij}" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " is the angle in face " + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " opposite to the edge " + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "(i,j)" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " which is calculated in screen-space without foreshortening using the first fundamental form. The two constants are" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 172, + 334, + 481, + 372 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 172, + 334, + 481, + 372 + ], + "spans": [ + { + "bbox": [ + 172, + 334, + 481, + 372 + ], + "type": "interline_equation", + "content": "m _ {f} := \\frac {1}{1 2} \\sum_ {\\substack {i, j \\in \\mathcal {V} _ {f} \\\\ i \\leq j}} (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {i}) (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {j}) \\quad b _ {f} := \\frac {1}{3} \\sum_ {i \\in \\mathcal {V} _ {f}} (\\boldsymbol {n} _ {f} \\cdot \\boldsymbol {r} _ {i}) \\tag{16}", + "image_path": "9dc553fa070b6607c2b362a006c0228d2fae40bc247e2dab08b85c3d6fe73f00.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_f" + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "text", + "content": " are the three vertices of a face " + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "text", + "content": ". Analogous to the pixel-based case, the linear system is underdetermined as Eq. (15) only contains depth differences, i.e. adding a constant offset does not change " + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "inline_equation", + "content": "E_{\\mathrm{Int}}" + }, + { + "bbox": [ + 130, + 382, + 481, + 418 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 419, + 482, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 419, + 482, + 504 + ], + "spans": [ + { + "bbox": [ + 130, + 419, + 482, + 504 + ], + "type": "text", + "content": "Readers familiar with the topic of mesh processing will notice the similarity to the seminal cotangent weights for the vertex Laplacian [27]. These weights ensure that our integration energy is independent of the triangulation. Generally, the cotan may diverge but as angles in isotropic meshes are close to " + }, + { + "bbox": [ + 130, + 419, + 482, + 504 + ], + "type": "inline_equation", + "content": "60^{\\circ}" + }, + { + "bbox": [ + 130, + 419, + 482, + 504 + ], + "type": "text", + "content": ", the cotans are well-behaved and yield numerically stable linear systems [4]. To our surprise and to the best of our knowledge, this discretized version of Eq. (14) and its derivation for triangle meshes, has not been published yet." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 526, + 294, + 541 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 526, + 294, + 541 + ], + "spans": [ + { + "bbox": [ + 131, + 526, + 294, + 541 + ], + "type": "text", + "content": "6 Implementation Details" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "Our meshing and integration algorithms rely on the SURFACEMesh [31] data structure and are written in " + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{C} + +" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ". To translate between pixels and triangles we rely on the NVDIFFRAST renderer [23]. Before calculating pixel-curvatures, the normal maps are low-pass filtered with a Gaussian blur (" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma = \\sqrt{2}" + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": ") in OPENCV [5]. The sparse linear systems of the normal integration part are solved with EIGEN [19]. In all tests, we run ten iterations of mesh refinement with five iterations of tangential smoothing. The optimal edge lengths are clamped to lie within 1 and 100 pixels. A reference implementation can be found under moritzheep.github.io/adaptive-screen-meshing." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "text", + "content": "M. Heep and E. Zell" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 218, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 218, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 218, + 127 + ], + "type": "text", + "content": "7 Evaluation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "type": "text", + "content": "Unlike previous work, our method is not bound to the image resolution. Instead, the mesh resolution is controlled by a user parameter " + }, + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 138, + 482, + 222 + ], + "type": "text", + "content": ". Therefore, we conduct all experiments at three quality settings: 'high' (0.1 mm), 'medium' (0.3 mm) and 'low' (1 mm), see Figs. 1 and 8. With the 'high' setting, we aim for accurate reconstructions, ideally matching pixel-level methods. The 'low' setting focuses on high compression rates, while the 'medium' setting balances quality and compression." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 223, + 483, + 354 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 223, + 483, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 483, + 354 + ], + "type": "text", + "content": "Our evaluation consists of three parts: First, we analyze the compression rates and runtime advantages of our meshing-first approach over pixel-based methods in Sec. 7.1. We continue by comparing the reconstruction error on samples of the DiLiGenT-MV dataset [24] in Sec. 7.2. Finally, we discuss various design decisions of our algorithm in an ablation study and investigate the reliability of our single user-parameter, see Sec. 7.3. The DiLiGenT-MV dataset contains 5 objects with 20 different views, leading to 100 normal maps of real data for the evaluation. It is an extensive and recent dataset but lacks high-resolution normal maps. We compensate for that by testing rendered normal maps of virtual objects with resolutions of up to " + }, + { + "bbox": [ + 130, + 223, + 483, + 354 + ], + "type": "inline_equation", + "content": "8192^2" + }, + { + "bbox": [ + 130, + 223, + 483, + 354 + ], + "type": "text", + "content": ". Additional results are found in the supplemental material." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 370, + 295, + 383 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 370, + 295, + 383 + ], + "spans": [ + { + "bbox": [ + 132, + 370, + 295, + 383 + ], + "type": "text", + "content": "7.1 Compression and Runtime" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "type": "text", + "content": "The core motivation for our meshing-first approach is to substantially reduce the number of free variables prior to the integration step. We test all three quality settings of our screen-space meshing algorithm on all 20 views of the DiLiGenT-MV dataset (Tab. 1) with ground truth normals as well as estimated normals from the photometric stereo methods in [24] and [20]. Despite the relatively small image size of the DiLiGenT-MV dataset, our mesh representation requires only " + }, + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "type": "inline_equation", + "content": "6 - 18\\%" + }, + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "type": "text", + "content": " of free variables for high-resolution meshes. For some low-resolution meshes, our method requires only " + }, + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 389, + 482, + 498 + ], + "type": "text", + "content": " the number of vertices compared to foreground pixels. The results are consistent across all test cases and robust even" + } + ] + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 132, + 513, + 280, + 610 + ], + "blocks": [ + { + "bbox": [ + 132, + 513, + 280, + 610 + ], + "lines": [ + { + "bbox": [ + 132, + 513, + 280, + 610 + ], + "spans": [ + { + "bbox": [ + 132, + 513, + 280, + 610 + ], + "type": "image", + "image_path": "8fad2418f5424f5d47f9bc15fbf1230148fd56b6b2b5a420bedc2072cd15b868.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 617, + 482, + 662 + ], + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 662 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 662 + ], + "type": "text", + "content": "Fig. 6: Runtime and compression comparison between our meshing-first and pixel-based integration for increasing image resolutions. Left: The number of free variables (pixels or vertices) as a function of foreground pixels. Right: Pixel-based integration compared to mesh first, i.e. meshing and integration. Please note the log-log scale." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 283, + 514, + 471, + 610 + ], + "blocks": [ + { + "bbox": [ + 283, + 514, + 471, + 610 + ], + "lines": [ + { + "bbox": [ + 283, + 514, + 471, + 610 + ], + "spans": [ + { + "bbox": [ + 283, + 514, + 471, + 610 + ], + "type": "image", + "image_path": "4d9b4edcbc197a7dae3fa2ed301393ab34d65f71859330553ac69a35f2d87f10.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 447, + 103 + ], + "type": "text", + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 168, + 480, + 323 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 2: Average RMSE over all 20 views of the DiLiGenT-MV dataset for pixel-based integration [7], [34], [20], a combination of pixel-based integration [7] and subsequent remeshing [12] as well as mesh integration of uniform and our adaptive meshes. Errors are reported in mm." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 168, + 480, + 323 + ], + "lines": [ + { + "bbox": [ + 134, + 168, + 480, + 323 + ], + "spans": [ + { + "bbox": [ + 134, + 168, + 480, + 323 + ], + "type": "table", + "html": "
Pixel-basedCombined [7,12]UniformOurs
[7][34][20]LowMidHighLowMidHighLowMidHigh
OrthoBear2.973.36n/a3.122.992.984.394.073.743.953.653.37
Buddha6.746.85n/a6.786.766.757.797.627.417.747.547.33
Cow2.452.51n/a2.672.552.533.593.393.103.423.122.96
Pot25.155.02n/a5.185.155.155.995.845.735.895.775.65
Reading6.346.05n/a6.376.356.347.187.006.877.086.936.83
PerspBear2.91n/a3.053.092.942.924.624.173.843.943.723.47
Buddha6.75n/a6.606.806.776.767.857.647.437.747.537.40
Cow2.35n/a2.512.592.462.433.713.473.213.493.243.07
Pot24.99n/a5.235.044.994.996.085.975.816.045.865.76
Reading6.28n/a6.296.336.296.297.207.036.897.196.946.85
", + "image_path": "343e4a7719ffdcc3f61034467c4f1073a3cf3b57f0f984aa5bc0700be4f38c97.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "text", + "content": "for less accurate normals. The image resolutions of the DiLiGenT-MV dataset are comparatively low (less than 1 MP). To obtain resolutions ranging from " + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "inline_equation", + "content": "512^{2}" + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "inline_equation", + "content": "8192^{2}" + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "text", + "content": " pixels, we render normal maps from three highly detailed meshes in Blender. In this application, we only use the high-resolution mesh setting. The resulting plots in Fig. 6 suggest that the number of vertices grows sublinearly with the number of pixels, meaning that our compression factor increases at higher resolutions. For the female face, we obtain an impressive reduction by about 200 at " + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "inline_equation", + "content": "8192^{2}" + }, + { + "bbox": [ + 130, + 346, + 482, + 453 + ], + "type": "text", + "content": " pixels and maintain runtimes of a few minutes instead of hours." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 472, + 275, + 484 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 472, + 275, + 484 + ], + "spans": [ + { + "bbox": [ + 132, + 472, + 275, + 484 + ], + "type": "text", + "content": "7.2 Benchmark Evaluation" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 494, + 481, + 554 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 494, + 481, + 554 + ], + "spans": [ + { + "bbox": [ + 130, + 494, + 481, + 554 + ], + "type": "text", + "content": "We compare the reconstruction error of our adaptive mesh integration against different pixel-based approaches [7,20,34]. Even at the highest mesh resolution, we require on average less than " + }, + { + "bbox": [ + 130, + 494, + 481, + 554 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 494, + 481, + 554 + ], + "type": "text", + "content": " of free variables. Given this level of compression, it is not surprising that pixel-based approaches perform slightly better, see Tab. 2. Still, discontinuities remain the main source of integration errors." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 572, + 239, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 572, + 239, + 585 + ], + "spans": [ + { + "bbox": [ + 132, + 572, + 239, + 585 + ], + "type": "text", + "content": "7.3 Ablation Study" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Our mesh refinement algorithm consists of three iterative steps, all described and evaluated in previous work or textbooks [3,4]. The remaining design choice of the algorithm is our locally adaptive over a uniform triangulation, see Fig. 7. We create uniform meshes as a baseline by directly setting a constant optimal edge length such that the resulting mesh roughly matches the vertex count of its adaptive counterpart. To exclude possible side-effects of the surface integration," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 250, + 102 + ], + "type": "text", + "content": "M. Heep and E. 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Despite up to " + }, + { + "bbox": [ + 130, + 369, + 482, + 403 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 369, + 482, + 403 + ], + "type": "text", + "content": " more vertices, the RMSE is always higher for the uniform meshes. Wireframes are rendered as vector graphics." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 427, + 482, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 427, + 482, + 487 + ], + "spans": [ + { + "bbox": [ + 130, + 427, + 482, + 487 + ], + "type": "text", + "content": "the 2D meshes are non-rigidly fitted to ground truth depth maps. Thus, the remaining RMSE quantifies the error introduced by the mesh representation alone. Although our locally adaptive triangulations always contain equal or fewer vertices than the uniform triangulations, they still achieve a lower alignment error in all cases, see Fig. 7." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "content": "Lastly, our method relies on a single user parameter to control the density of the mesh, namely " + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "content": ", the permitted error of the surface. Throughout our evaluations, we consistently reported the results for three settings the parameter. In Fig. 8, we set " + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "inline_equation", + "content": "\\epsilon \\in [0.1\\mathrm{mm},3\\mathrm{mm}]" + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "content": " and non-rigidly fit the 2D meshes to ground truth depth maps. The results show a strong correlation between the intended and achieved approximation error. After a dataset-dependent offset, the achieved error grows approximately linearly with " + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 487, + 482, + 583 + ], + "type": "text", + "content": ". Additional results in the supplementary material suggest that this linear relation is still present after integration." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 603, + 307, + 616 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 603, + 307, + 616 + ], + "spans": [ + { + "bbox": [ + 132, + 603, + 307, + 616 + ], + "type": "text", + "content": "8 Conclusion & Limitations" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "We proposed a novel normal integration method, where normal maps are converted into triangle meshes before the integration. A single user parameter controls the mesh resolution. We showed that our data structure is substantially" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 165, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Adaptive Screen-Space Meshing Approach for Normal Integration" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 475, + 225 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 475, + 225 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 475, + 225 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 475, + 225 + ], + "type": "image", + "image_path": "de9583d13a0031a1471417718e7d5b81fe63f72dac43ffaff159dcd512326a7e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 235, + 482, + 269 + ], + "lines": [ + { + "bbox": [ + 132, + 235, + 482, + 269 + ], + "spans": [ + { + "bbox": [ + 132, + 235, + 482, + 269 + ], + "type": "text", + "content": "Fig. 8: Impact analysis of the user-parameter. Left: Obtained high (0.1 mm), medium (0.3 mm) and low (1 mm) resolution meshes (as vector graphics) with respective error maps. Right: Average RMSE over all 20 views as a function of the user-parameter " + }, + { + "bbox": [ + 132, + 235, + 482, + 269 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 132, + 235, + 482, + 269 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 293, + 482, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 293, + 482, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 293, + 482, + 461 + ], + "type": "text", + "content": "sparser, but well-suited to obtain detailed reconstructions. Our results show that the mesh representation is especially advantageous for high-resolution normal maps, where it facilitates enormous speed-ups. As with all work on normal integration, the resulting surfaces are only unique up to a global scale and absolute depth remains ill-posed. Furthermore, we do not handle depth discontinuities implicitly at the moment. For triangle meshes, we would need to control the mesh topology and align the triangle edges with the discontinuities along the surface. Developing such a method for our mesh-based integration is not straightforward and is an interesting research direction. Alternatively, depth discontinuities could be precomputed and introduced as small holes into the foreground masks. Anisotropic meshes to improve the handling of sharp corners are another interesting direction for future work. Here, skinny triangles might be a drawback as they may cause numerical instabilities due to diverging cotangents. Finally, our method can be easily integrated into most existing photometric stereo pipelines." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 479, + 247, + 493 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 479, + 247, + 493 + ], + "spans": [ + { + "bbox": [ + 132, + 479, + 247, + 493 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 505, + 482, + 554 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 505, + 482, + 554 + ], + "spans": [ + { + "bbox": [ + 130, + 505, + 482, + 554 + ], + "type": "text", + "content": "The \"David Head\" by 1d_inc and the \"Football Medal2 - PhotoCatch\" by Moshe Caine were licensed under CC BY 4.0. This work has been funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation) under Germany's Excellence Strategy, EXC-2070 - 390732324 (PhenoRob)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 573, + 198, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 573, + 198, + 586 + ], + "spans": [ + { + "bbox": [ + 132, + 573, + 198, + 586 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 136, + 598, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 136, + 598, + 481, + 632 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 598, + 481, + 632 + ], + "spans": [ + { + "bbox": [ + 136, + 598, + 481, + 632 + ], + "type": "text", + "content": "1. Ackermann, J., Goesele, M.: A Survey of Photometric Stereo Techniques. 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Robotic grasping in clutters is a fundamental task in robotic manipulation. In this work, we propose an economic framework for 6-DoF grasp detection, aiming to economize the resource cost in training and meanwhile maintain effective grasp performance. To begin with, we discover that the dense supervision is the bottleneck of current SOTA methods that severely encumbers the entire training overload, meanwhile making the training difficult to converge. To solve the above problem, we first propose an economic supervision paradigm for efficient and effective grasping. This paradigm includes a well-designed supervision selection strategy, selecting key labels basically without ambiguity, and an economic pipeline to enable the training after selection. Furthermore, benefit from the economic supervision, we can focus on a specific grasp, and thus we devise a focal representation module, which comprises an interactive grasp head and a composite score estimation to generate the specific grasp more accurately. Combining all together, the EconomicGrasp framework is proposed. Our extensive experiments show that EconomicGrasp surpasses the SOTA grasp method by about 3AP on average, and with extremely low resource cost, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp.", + "bbox": [ + 259, + 388, + 740, + 667 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Robotics $\\cdot$ 6-DoF Grasp Detection $\\cdot$ Economic Framework", + "bbox": [ + 261, + 679, + 736, + 694 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 729, + 375, + 746 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "As a fundamental task in robotic manipulations, 6-DoF grasp detection [2,10,11, 51] achieves rapid development in recent years, which has broad applications in many real-world scenarios, such as picking [7], assembling [48], fruit harvesting [68] and house serving like cooking and cleaning [13].", + "bbox": [ + 212, + 753, + 787, + 818 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "†: project lead, &: equal key contributions, *: corresponding author.", + "bbox": [ + 230, + 825, + 689, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/4c34921c1e1e37c60adc20ccc776a0e4f189146d7a7065af93227250af3e70d0.jpg", + "image_caption": [ + "(a) training time vs. performance", + "Fig. 1: Economic supervision vs. dense supervision. In our economic framework, the resource cost is minimal and the training is easy to converge. Moreover, with our well design for economic supervision, our framework achieves better performance than the SOTA dense supervision method GSNet [54]. \"ep\" means epochs. All the costs are tested in an empty machine with one NVIDIA RTX3090 GPU for fair. The results are trained and tested with GraspNet-1Billion [11] on Kinect data." + ], + "image_footnote": [], + "bbox": [ + 220, + 147, + 452, + 282 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/07fd0381a855e4d21f3d70c9ed486bfbb5e8fd91e2d7d467e6e1f6f015a12986.jpg", + "image_caption": [ + "(b) resource cost" + ], + "image_footnote": [], + "bbox": [ + 459, + 148, + 781, + 277 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recently, with the help of the real-world grasp dataset GraspNet-1Billion [11], which has abundant labels as supervision (we call it dense supervision, which is in billion scale), 6-DoF grasp detection methods [10, 11, 15, 34, 54] achieve great grasping performance. However, this type of supervision also occurs some problems. It 1) has huge resource costs in model training, 2) makes the training difficult to learn and converge. As shown in Fig. 1 (a), this supervision is somehow too abundant for the model to train, which causes slow and hard convergence. Furthermore, as shown in Fig. 1 (b), the data processing time of the state-of-the-art method GSNet [54], which is under dense supervision, is very long (about $9\\mathrm{x}$ of the sum of model training time and loss calculation time). Moreover, nearly 100 million labels will be loaded in each batch to train the model, resulting in high memory cost (34.6G) and low GPU utilization $(20\\%)$ . Prior to GraspNet-1Billion [11], due to supervision-limited, many grasping methods are designed to learn in sparse supervision [2, 29, 38, 42, 51] (in million scale). Although they may have fewer training resources or fast converge speed, they have limited grasp performance due to the inadequate training data. Therefore, how to enable economic grasping with low resource costs and effective grasp performance is a meaningful but rarely explored area in 6-DoF grasp detection, which can promote the extension of the research area and support wide applications in resource-constrained environments.", + "bbox": [ + 212, + 401, + 787, + 703 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this work, we propose an economic framework for 6-DoF grasp detection, which aims to economize the resource costs in training and meanwhile maintain effective grasp performance. Firstly, we analyze the reason which causes the gap between sparse and dense supervision methods. We follow the previous sparse supervision methods, gradually \"modernizing\" it, to see whether it is the module or loss designs that lead the gap. However, the answer is NO and there still exist other problems in sparse supervision. Secondly, we conduct variance analysis in labels, and find that the ambiguity problem is the \"chief culprit\" causing this gap. Therefore, we propose an economic supervision paradigm for", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 374, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "efficient and effective grasping, including a well-designed supervision selection strategy and a economic pipeline to enable training after selection. Thirdly, economic supervision affords us the opportunity to focus on the learning of a specific grasp. Toward this end, we design a focal representation module to enable it, which includes an interactive grasp head to learn discriminate features for a specific grasp, and a composite score for more accurate score estimation. Combining all together, the EconomicGrasp is proposed, which is resource-friendly and performance-effective for robotic grasping.", + "bbox": [ + 212, + 146, + 787, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Extensive experiments show that EconomicGrasp has great grasp performance, surpassing the state-of-the-art grasp method with 3AP on average. More importantly, our framework is economic, which has extremely low resource costs comparing to state-of-the-art grasp method, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp.", + "bbox": [ + 212, + 267, + 787, + 358 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Revisiting 6-DoF Grasp Detection", + "text_level": 1, + "bbox": [ + 214, + 368, + 583, + 385 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Task Definition. Robotic grasping is a fundamental skill for robotic manipulation [13, 68, 69], which can be divided into two basic processes, perception and planing [43]. The robot first detects where to grasp (grasp detection), then executes the control algorithm to move to the target position. 6-DoF grasp detection, different from the methods of detecting contact points [26, 46] or rectangles [23, 27, 35, 44, 64], is to generate 6-DoF grasp poses based on the visual input [9, 29, 36, 49, 51, 66], which consists of the 3D positions with its 3D rotations. Formally specking, giving the point cloud $\\mathbf{C} \\in \\mathbb{R}^{n \\times 3}$ as input ( $n$ is the number of input points), our goal is to learn how to generate 6-DoF grasps that can successfully grab the object. Following the setting of previous works [5, 10, 11, 33, 54], we represent the 6-DoF grasp as $\\mathbf{G} = [\\mathbf{c}, v, a, d, w, s]$ , where $\\mathbf{c} \\in \\mathbb{R}^3$ is the central point of the grasp, $v$ is an integer ranging from 1 to 300, standing for different approaching directions of the grasp view, $a$ is an integer ranging from 1 to 12, representing different angles of the 2D in-plane rotation, $d$ is also an integer ranging from 1 to 4, indicating the grasp depth, $w \\in \\mathbb{R}$ is the grasp width and $s \\in \\mathbb{R}$ is the grasp score describing the grasp quality. For better comprehension, we demonstrate the task definition and the 6-DoF grasp pose in Fig. 2. More details can be found in [11]. To be noted that there are also other types of grippers like dexterous hand [20, 31, 56, 59, 62, 63], human hand [22, 57] and so on, here we mainly focus on the basic two-finger parallel gripper.", + "bbox": [ + 212, + 391, + 787, + 694 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Development of 6-DoF Grasp Detection. 6-DoF grasp detection can trace back to many pioneering works [12,17,18,24,51,52] that aims to relax the restrict of the rectangle representation from three domains of freedom into the more relaxed ones. Among them, GPD [51] is one of the most popular method that enables high success rate to grasp novel objects, which greatly promotes the research in this field. Inspired by GPD [51], early 6-DoF grasp detection methods apply the sample-then-evaluation pipeline [29,36,51] to generate grasp. This pipeline first samples large amounts of grasp candidates from the input scene, then evaluates this candidate to see whether it is a successful grasp. However,", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/edd5bd24fe64bfa686dbea533ab4dc8a985294b5e6bf89dd59a63f5c25fb1a0f.jpg", + "image_caption": [ + "Fig. 2: Task definition and the grasp pose. The input for this task is the single-view point cloud from the depth camera and the model aims to output the successful 6-DoF grasp poses for the input scene." + ], + "image_footnote": [], + "bbox": [ + 243, + 148, + 751, + 237 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "this pipeline is highly time-consuming in inference, since that we should sample a large amount of grasp candidates and then put them into the evaluator to evaluate. This means that the evaluator (usually a neural network) should run several times to generate successful grasps. To enable efficient grasping, end-to-end methods are proposed [3, 8, 21, 30, 47, 49, 58, 60, 65-67], which directly generates successful 6-DoF grasps based on the visual input.", + "bbox": [ + 212, + 294, + 782, + 385 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Recent years, the large-scale real-world dataset GraspNet-1Billion [1] is proposed, which has dense grasp labels (in billion scale) and enables robust grasping in real world [5, 10, 11, 15, 33, 34, 54]. However, the supervision in this pipeline may be too abundant, which may occur 1) huge resource costs in model training, 2) difficulty for the model to train and converge, as shown in Fig. 1. Prior to the GraspNet-1Billion [1], due to the data limit at that time, many methods are designed under sparse supervision [2, 29, 38, 42, 51]. Although they may be resource-friendly or easy to converge, these methods obtain limited grasp performance. Meanwhile, few methods attempt to use partial labels in the large scale dataset GraspNet-1Billion [1] as supervision [19, 28, 32, 41, 55]. But they have neither explored how to conduct high-quality supervision selection for effective performance, nor attempted to pursue low resource costs when using partial supervision. Thus, they have limited grasp performance and not low resource costs. Thus, how to enable economic grasping (with low resource costs and effective grasp performance) is a meaningful but rarely explored area in 6-DoF grasp detection. Toward this end, in this work, we propose an economic framework, EcomonicGrasp, for 6-DoF grasp detection, aiming to economize the resource costs in training and meanwhile maintain effective grasp performance.", + "bbox": [ + 212, + 385, + 787, + 657 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 The Economic Grasp Framework", + "text_level": 1, + "bbox": [ + 214, + 671, + 571, + 688 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our economic grasp framework aims to enable effective grasping with low resource costs. First, we explore whether it is the module and loss designs causing the performance gap between the dense and sparse supervision methods. We find that they are part of the reason, but not the key factor (Sec. 3.1). Second, we conduct variance analysis in labels and discover that the ambiguity problem is the \"chief culprit\" causing this gap. Thus, we design an economic supervision paradigm to mitigate the ambiguity, comprising a supervision selection strategy and the corresponding training pipeline (Sec. 3.2). Third, under economic supervision, we can focus on the learning of a specific grasp, which inspires us to further design the focal representation module (Sec. 3.3).", + "bbox": [ + 212, + 696, + 787, + 848 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 374, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 A Vanilla Grasp Framework", + "text_level": 1, + "bbox": [ + 215, + 146, + 493, + 161 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Previous to the GraspNet-1Billion dataset [11], there exists many methods training on sparse supervision. Thus, we firstly want to see whether it is the module and loss designs that cause the performance gap between the sparse supervision methods and dense supervision methods. To do so, we reduce the labels in GraspNet-1Billion dataset [11], only keeping the", + "bbox": [ + 212, + 172, + 431, + 368 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Table 1: We gradually \"modernize\" a simple method S4G [42] (line 1) with the cutting-edge approaches, resulting in a vanilla grasp framework (line 4) for sparse supervision. However, its performance is still limited comparing to dense supervision methods. The performance are the seen results on GraspNet-1Billion dataset [11] in Kinect data.", + "bbox": [ + 441, + 181, + 787, + 279 + ], + "page_idx": 4 + }, + { + "type": "table", + "img_path": "images/162fb3bd325c06e6e5cabf8c56509db6769b976dc87bb24d8682fa3cc9159999.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
PointNet++3DConvregionstatisticseensimilarnovel
✓18.7211.825.38
✓✓37.3829.5010.23
✓✓✓39.6331.7211.09
✓✓✓43.5934.0913.36
", + "bbox": [ + 446, + 280, + 785, + 349 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "best grasp for each point in each scene, and we implement a simple framework, which follows the PointNet++Grasp [38] or S4G [42] pipeline, using PointNet++ [40] as the backbone and directly predicting the grasp pose for each point, to enable the training under this supervision. However, as shown at the first line in Table 1, this simple baseline only has very limited performance. We further fuse some cutting-edge approaches into the simple baseline, gradually \"modernizing\" it into a better framework. First, region-based approaches are widely used in recent methods [1,4,5,66], so we apply the region-based method, cylinder grouping, used in [1,54], into the model. Specifically, for each of the point feature outputted by the backbone, we first predict the grasp view, then group the points near the grasp center and along with the grasp view, forming a more discriminate feature to predict the remaining parts of the grasp pose. As shown in the second line in Table 1, region-based method largely improve the model performance. Furthermore, we apply the global statistic proposed in [54] (the graspsness identifier) as an extra task, to identify which points are suitable to grasp, which also improves the model performance. Finally, following many previous works [2,5,54], we use the 3D convolution [16] instead of PointNet++ [40], which also enhances the grasp performance. Combining all together, a vanilla grasp framework is proposed, which use sparse supervision to get satisfactory performance. However, there still a huge gap between the vanilla grasp framework and the SOTA method [54] (achieve 61.19, 47.39, 19.01 performance in seen, similar and novel), where the only main difference between them are the supervision modes. To sum up, we have the following conclusion:", + "bbox": [ + 212, + 369, + 787, + 718 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Cutting-edge approaches help to bridge the gap between sparse and dense supervision methods. But, a significant performance gap still remains.", + "bbox": [ + 243, + 728, + 759, + 758 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Economic Supervision", + "text_level": 1, + "bbox": [ + 215, + 782, + 444, + 797 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Ambiguity Problem. Now we further explore what problems cause the remain performance gap. An interesting idea comes to our mind when we visualize the", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/950e3568fde7e0e0de23b1f4118d5c5d96bb035048bc8b5a40cc1a21b340d5f5.jpg", + "image_caption": [ + "Fig. 3: In specific points, there exist many good grasps that with different poses. If we reduce the supervision, it may cause ambiguity in the learning process." + ], + "image_footnote": [], + "bbox": [ + 271, + 145, + 725, + 217 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "good grasps selected in each objects. As shown in Fig. 3, we observe that the good grasps in the specific points in different objects are in different poses (views, angles and depths are all different). In GraspNet-1Billion dataset [11], it labels all the possible views, angles and depths $(300 \\times 12 \\times 4)$ for each point in the object. If we attempt to reduce the labels in each point, it may only keep some of the probabilities within the point. In this case, similar points, especially in neighbor or the same points, may have different labels as supervision, which will confuse the neural networks training. We call this the ambiguity problem.", + "bbox": [ + 212, + 258, + 787, + 380 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To further quantitatively verify this, we analyze the standard deviation of the view, angle and depth of the good grasps in each point. As shown in the first line in Table 2, the good grasp poses are actually diversified and may cause ambiguity problem when we reduce them. In addition, we can also see that grasp views are the most ambiguous part, which has", + "bbox": [ + 212, + 380, + 545, + 501 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "the largest standard variance due to its wide range. Furthermore, we are curious that if we already determine the grasp view, angle or depth beforehand, how ambiguous will be of the remaining parts of the grasp pose. To this end, we test the standard deviation of the good grasps after determining the view, angle or depths in each point. The results are demonstrated from the two to four lines in Table 2. We can see that if the grasp view is determined beforehand, the angle and depth are also nearly fixed, indicating that the ambiguity problem is basically solved. In contrast, although determining the grasp angle or grasp depth can somehow make the view less diverse, it is still variant. In summary, we can give the following conclusion:", + "bbox": [ + 212, + 501, + 787, + 652 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The ambiguity problem exists when reducing the supervision, which causes the gap between sparse and dense supervision methods. Moreover, grasp view is the most important part to mitigate this problem.", + "bbox": [ + 243, + 664, + 761, + 709 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Economic Supervision Paradigm. Based on the above analysis, we recommend to keep all the view as supervision rather than only keeping one grasp in each point as in the vanilla grasp framework, which can largely mitigate the ambiguity problem. Under this consensus, we propose the economic supervision paradigm to implement this proposal, including the a well-designed supervision selection strategy to reduce supervision, and a pipeline to enable its training under this type of supervision.", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/f64325cbda6a3bffd05c5289964239c0bff2d65331d0019fe7ba953c9792a587.jpg", + "table_caption": [ + "Table 2: The standard deviation of good grasps within a point." + ], + "table_footnote": [], + "table_body": "
viewangledepth
original46.813.180.81
determine the view-0.220.05
determine the angle13.45-0.27
determine the depth33.812.28-
", + "bbox": [ + 558, + 417, + 785, + 491 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 374, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "First, we detail the procedure of the selection for economic supervision. The first step is grasp pose pruning. We keep the grasp view following the above recommend, and prune the grasp angle and grasp depth for each point. In detail, we only keep the view graspsness [54] and the best grasp for each view (300 grasps for each point instead of previous $300 \\times 12 \\times 4$ grasp poses for each point). Second, we collect the grasp labels of all the objects belonging to each scene to form the scene-level labels, instead of constructing them during training. This process will increase the storage size of the label set. But due to the grasp pose pruning at the first step, this increase is acceptable and will improve data loading speed in training. The final step is point pruning. Since we have already constructed the scene-level labels in the second step, we can further prune the labels in the scene points without grasping labels (with friction coefficient [11,29,37,51] lower than 0.8 or with collision in the scene). This step will reduce the label set to 1/2 of the original. After the above three steps, we can reduce the label set from 55 GB to 1.6 GB, becoming lower than 1/30 of the original, and meanwhile construct the scene-level labels in advance. Therefore, we can rapidly load the labels when training, which also has less memory and GPU costs, largely economizing the training overload, and meanwhile enabling fast and stable convergence.", + "bbox": [ + 212, + 145, + 787, + 417 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To enable the model to train under the above economic supervision, we just need to slightly revise the vanilla grasp framework describe in Sec. 3.1. First, we predict the view scores for each point, and then select the best view based on the predicted scores. Next, we generate the remaining parts of the grasp pose for the selected view. The grasp view training is based on the view graspsness [54]. Since we already keep a grasp for each view, we can use the corresponding label to supervise the learning of the remaining parts (angle, depth, width and score). Besides, since we also prune the labels in points without good grasps, the labels are hard to match all the input points (we may not have suitable labels close enough to supervise the training of the grasps of some the input points). Thus, we use a selective match loss, masking the loss for the grasps of input points without suitable labels and preventing back-propagating its loss.", + "bbox": [ + 212, + 417, + 787, + 602 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Focal Representation under Economic Supervision", + "text_level": 1, + "bbox": [ + 214, + 609, + 676, + 625 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "After economic supervision, we have the chance to give comprehensive consideration to learn a specific grasp. Thus, we design the focal representation module, comprising an interactive grasp head and a composite score estimation module to learn the specific grasp more accurately.", + "bbox": [ + 212, + 633, + 785, + 694 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Interactive Grasp Head. The insight of the interactive grasp head is that since we only keep one grasp for each view, we aim to facilitate more interaction among the feature, to be more aligned with the specific grasp. Thus, we design a global and local interactive attentions [53] to achieve this goal.", + "bbox": [ + 212, + 703, + 785, + 763 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "First, the region-based method described in Sec. 3.1 will output the feature that can represent the region near the point along a specific view, which basically contains the range of all possible grasps to this point along the selected view. However, since we only aim to learn a specific good grasp in this range under economic supervision, the region is still too broad for our task. Therefore, we", + "bbox": [ + 212, + 763, + 785, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "design a global interactive attention to learn interaction within the region, which conducts the attention within the regions to construct a more discriminate feature for the learning the specific grasp. After that, following the previous object detection methods [14,45,61], we use multiple heads to learn the remaining parts of the grasp $r, d, w, s$ from different features, instead of directly learning them from a common feature space.", + "bbox": [ + 212, + 146, + 787, + 237 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Second, the remaining parts of the grasp are dependent, and this dependent relation is not determined beforehand. To be specific, sometimes when we have determined the angle, the depth naturally becomes fixed. However, this is not always the case. In some instances, establishing the depth first is better, which can result in a nearly-fixed angle. To learn this dependent relation, we use a local attention module to enable it, which executes the attention within the four grasp features. For clarity, we demonstrate the interactive grasp head in Fig. 4. To be noted that the global interactive attention is conducted among the region points, following a pooling layer to fuse them into an unified feature, and the local interactive attention is executed among different parts of the grasp pose.", + "bbox": [ + 212, + 241, + 787, + 393 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "This design is mainly for economic supervision. In previous dense supervision methods, they directly predict the combination of angles and depths, which is hard to learn features focusing on all the grasp poses economically.", + "bbox": [ + 212, + 396, + 571, + 472 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Composite Score Estimation. What's more, we want to predict the score more accurately for the specific grasp. Inspired by the idea from action quality assessment [50], which aims to predict a score to reflect the quality of the actions, we can model the score by classification. To be specific, we model the score by simply $1.1 - \\mu$ , where $\\mu$ is the friction coefficient [11, 29, 37, 51]. In this way, the scores will have six value (from 0 to 1 with", + "bbox": [ + 212, + 503, + 573, + 638 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "$\\triangle 0.2)$ and can be learnt by a six-class classifier. For inference, naive approach is to predict the score using the value corresponding to the highest probability. However, this cannot fully leverage the advantage of learning the score distribution using classification. Instead, we use the composite score estimation, linearly combining the scores in each segment by the probability, which can be formulated as $s = [0,0.2,0.4,0.6,0.8,1]\\cdot \\mathbf{s}_c^T$ , where $\\mathbf{s}_c$ is the output of the score classifier. The composite score estimation is highly necessary for predicting accurate score, which is evaluated in Sec. 4.3.", + "bbox": [ + 212, + 638, + 787, + 760 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To be noted that this idea is also tailored for economic supervision. If we introduce this idea into the dense framework, the composite score estimation should transform the regression head into a classification head, this will make the angle-depth combination in dense supervision methods six times larger, which is highly uneconomical.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/385061f09ced4879482a0ad70433e5a99bec00d8de1eaa5a20003adf7fd87232.jpg", + "image_caption": [ + "Fig. 4: Interactive grasp head." + ], + "image_footnote": [], + "bbox": [ + 594, + 398, + 774, + 579 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 372, + 127 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/f516913e4ccac296257ebe56e46cd5b1d8bdb28bb6e2df324ec412f0b4b2841b.jpg", + "image_caption": [ + "(a) sparse framework" + ], + "image_footnote": [], + "bbox": [ + 243, + 143, + 722, + 204 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/56fd0ab4b28696253a1e75f290c343edc81a59fc7559cbf349589df914ad6738.jpg", + "image_caption": [ + "(b) dense framework" + ], + "image_footnote": [], + "bbox": [ + 243, + 224, + 720, + 292 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/27863b90fc4603ceb3d66429bfd566fcba2467fc5d04c38820a9a51edaa3409c.jpg", + "image_caption": [ + "(c) economic framework", + "Fig. 5: Frameworks overview. Benefit from the economic supervision and focal representation, our economic framework achieves effective performance with low costs. We highlight the main contributions of our paper in bold face." + ], + "image_footnote": [], + "bbox": [ + 243, + 316, + 750, + 380 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Framework Overall", + "text_level": 1, + "bbox": [ + 215, + 455, + 419, + 469 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The overall economic framework is described in Fig. 5. Previous sparse framework predicts one or few grasps for each point. However, this learning is somehow ambiguous since that the output just contains partial probabilities of all the good grasp, which results in limited performance, as analyzed in Sec.3.2. The dense framework will output and learn the combination of grasp angles and grasp depths, which has high resource costs and slow convergence speed, as shown in Fig. 1. Our economic framework innovatively keeps all views to mitigate the ambiguity problem, and design a focal representation module to generate the specific grasp more accurately.", + "bbox": [ + 212, + 479, + 787, + 616 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.5 Dataset and Details", + "text_level": 1, + "bbox": [ + 215, + 637, + 426, + 651 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Dataset. We use GraspNet-1Billion [11] for training and evaluation. GraspNet-1Billion [11] is a large-scale real-world dataset with 88 objects and 190 scenes captured by two cameras (Kniect and RealScenes), which can reflect the real-world grasp performance accurately [10,54]. There are 100 scenes as the training set and 90 scenes to be the testing set. In addition, the testing set are further equally divided into three splits for seen, similar and novel objects respectively. To be noted that this is the only dense real-world dataset to fully analyze the performance and costs of our framework with other sparse or dense frameworks.", + "bbox": [ + 212, + 662, + 787, + 784 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Metric. As for the metric, we adopt AP as the metric following GraspNet-1Billion [11]. In detail, we first generate 6-DoF grasps by our model, then evaluate the grasps with high scores by reconstructing the test scenes and calculating the", + "bbox": [ + 214, + 794, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/99ec6b76a2a0d4d58db1f372c0b0e687aa2fb47c03d5d72ab7b7ed029ccef62d.jpg", + "table_caption": [ + "Table 3: Performance comparison in Kinect camera. Best results are in bold face. We highlight the important comparison metrics by gray cell." + ], + "table_footnote": [], + "table_body": "
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]24.3830.1613.4623.1828.6411.329.5810.143.16
PointNetGPD [29]27.5934.2117.8324.3830.8412.8310.6611.243.21
sparseS4G [42]18.7222.9014.5811.8214.747.675.386.692.19
TransGrasp [32]35.9741.6931.8629.7135.6724.1911.4114.425.87
GraNet [55]41.3849.8433.8635.2943.1526.8911.5714.315.24
denseGraspNet Baseline [11]29.8836.1919.3127.8433.1916.6211.5112.923.56
TSB [34]49.4258.3843.6641.4950.2934.6015.3519.187.98
GSNet [54]61.1971.4656.0447.3956.7840.4319.0123.7310.60
economicEconomicGrasp62.5973.8955.9951.7362.7043.4519.5424.2411.12
", + "bbox": [ + 223, + 178, + 789, + 323 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/b648d8450d5c717c02b647c7a4801aeae34bd6081e22c3449f88ee51296a411c.jpg", + "table_caption": [ + "Table 4: Performance comparison in RealSense camera. Best results are in bold face. We highlight the important comparison metrics by gray cell." + ], + "table_footnote": [], + "table_body": "
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]22.8728.5312.8421.3327.839.648.248.892.67
PointNetGPD [29]25.9633.0115.3722.6829.1510.769.239.892.74
sparseS4G [42]25.7131.1920.8418.4523.1412.869.0411.233.61
TransGrasp [32]39.8147.5436.4229.3234.8025.1913.8317.117.67
GraNet [55]43.3352.5634.0439.9848.6632.0014.9018.667.76
denseGraspNet Baseline [11]27.5633.4316.9526.1134.1914.2310.5511.253.98
TSB [34]58.9568.1854.8852.9763.2446.9922.6328.5312.00
GSNet [54]65.7076.2561.0853.7565.0445.9723.9829.9314.05
economicEconomicGrasp68.2179.6063.5461.1973.6053.7725.4831.4613.85
", + "bbox": [ + 220, + 363, + 785, + 508 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "force-closure metric [11, 29, 37, 51] by giving different friction coefficients $\\mu$ . By doing so, we will get a binary metric to indicate whether each grasp can successful grab the object under the friction coefficient $\\mu$ . $\\mathrm{AP}_{\\mu}$ means the average success rate of the predicted top-k grasps with k ranging from 1 to 50 under $\\mu$ , and $\\mathrm{AP}$ is the average of $\\mathrm{AP}_{\\mu}$ for $\\mu$ ranging from 0.2 to 1.0 with $\\triangle \\mu = 0.2$ .", + "bbox": [ + 212, + 521, + 784, + 597 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Implementation Details. We now describe the implementation details of our EconomicGrasp framework. We use a 14-layers 3D UNet as our backbone, which is implemented by the Minkowski Engine [6]. The output feature dimension is 512 and the hidden dimensions are [32, 64, 128, 256, 192, 192, 192, 192]. For the design of the loss function, we use the smooth L1 loss for view prediction. Regarding the angle, depths, widths and score, we use cross entropy for angle, depth and score learning and smooth L1 loss for width learning. In terms of the optimization, we use Adam [25] as our optimizer with start learning rate $1e^{-3}$ , and use the cosine learning rate decay schedule for training. The training batch size is 4 and the training epoch is 10. All the models are implemented with PyTorch [39] on NVIDIA RTX3090 GPUs.", + "bbox": [ + 212, + 598, + 785, + 765 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 773, + 375, + 789 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Grasp Performance", + "text_level": 1, + "bbox": [ + 215, + 791, + 421, + 806 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "To evaluate the performance of our economic framework, we conduct performance study comparing with other 6-DoF grasping methods, including GPD [51],", + "bbox": [ + 212, + 809, + 784, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 372, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/b69f7547ad30ed8d1e2bc204807969c5614ef44944ddbbd6860da472f180a035.jpg", + "table_caption": [ + "Table 5: Training resource costs comparison. Best results are in bold face." + ], + "table_footnote": [], + "table_body": "
supervisionmethodstrainingmAP ↑mAP ↑
time (h)↓memory (G)↓GPUs (G)↓KinectRealSense
sparseTransGrasp [32]41.24.87.6125.6929.48
GraNet [55]75.648.28.0229.4135.63
denseTSB [34]63.651.416.2135.4248.27
GSNet [54]37.835.49.1542.5347.81
economicEconomicGrasp8.34.25.8144.6251.63
", + "bbox": [ + 256, + 162, + 741, + 258 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "PointNetGPD [29], S4G [42], GraspNet-Baseline [11], TransGrasp [32], GraNet [55], TSB [34], GSNet [54]. Among them, GPD [51], PointNetGPD [29] are sample-based methods that trains by sampling different grasps and evaluating its score. S4G [42], TransGrasp [32] and GraNet [55] are sparse supervision methods that trains on a partial of the GraspNet-1billion dataset, which output one or few grasps for each point. GraspNet-Baseline [11], TSB [34] and GSNet [54] are dense supervision methods that trains on dense labels, which learns the grasp from all the (300 view $\\times 12$ rotation $\\times 4$ depth) grasp labels for each points.", + "bbox": [ + 212, + 275, + 785, + 397 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The testing results of Kinect and RealSense cameras are shown in Fig. 3 and Fig. 4 respectively. From the table we can see that our EconomicGrasp outperforms all the SOTA methods. For example, we outperform GSNet [54] by 1.40, 4.32, 0.53 AP increases on seen, similar and novel scenes in Kinect camera, and by 2.51, 7.42, 1.50 AP increases on seen, similar and novel scenes in RealSense camera. On average, there is about 3 AP enhancement, showing great potential for the economic framework. The improvement could be attributed to the following reasons: 1) our economic framework innovatively maintains grasp views for training, which mitigates the ambiguity problem; 2) our focal representation module is effective and specifically designed for our economic supervision. The result shows great potential for the economic framework.", + "bbox": [ + 212, + 398, + 787, + 565 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Training Resource Cost", + "text_level": 1, + "bbox": [ + 215, + 584, + 455, + 599 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To evaluate the economy of our economic framework, we also conduct the training costs experiments comparing with some effective 6-DoF grasping methods, including TransGrasp [32], GraNet [55], TSB [34] and the current SOTA dense supervision method GSNet [54]. Specifically, we test the resources of total training time, memory costs and GPU costs for training the GraspNet-1Billion dataset on Kinect data. All the experiments are conducted in an empty machine without other running processes for fair comparison.", + "bbox": [ + 212, + 611, + 785, + 717 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "As shown in Table 5, we can see that our method has the lowest training resource costs in training time, memory utilization and GPU utilization comparing to other methods, meanwhile surpasses all methods in grasp performance. For example, comparing to the SOTA method GSNet [54], our method has 3 AP improvement on average in performance, and only uses $1/4$ training time, $1/8$ memory costs. This is due to our economic framework that using less but important supervision to train the model, and design a tailored focal representation module for the economic training.", + "bbox": [ + 212, + 719, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/088cc7e46e0e9ba3cc9135644b7c823e692ae92900ce2d93369c004a07b8fd7a.jpg", + "table_caption": [ + "Table 6: Real world experiments. Best is in bold face." + ], + "table_footnote": [], + "table_body": "
IDsobjectsGSNet [54] attempts successEconomicGrasp attempts success
1, 4, 9, 11, 155683.3%5100%
2, 3, 6, 7, 1255100%683.3%
5, 8, 10, 11, 13, 146785.2%785.2%
1, 2, 3, 11, 12, 156785.2%6100%
5, 6, 7, 9, 13, 14, 157887.5%887.5%
1, 3, 6, 8, 10, 11, 127887.5%7100%
total364187.8%3992.3%
", + "bbox": [ + 236, + 176, + 594, + 297 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/5a6096710f5107f6aba49b94fd06549d771d3644fb975ce0d7de22ec52329089.jpg", + "table_caption": [ + "Table 7: Analysis of bad cases. It shows the number of testing scenes without any successful grasps in the generated top50 grasps. There are 7680 scenes in total. Best results are in bold face." + ], + "table_footnote": [], + "table_body": "
GSNet [54]EconomicGrasp
109/768036/7680
", + "bbox": [ + 622, + 267, + 781, + 305 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/826e370b7f85f6319209c944557d679862771a3cb6bb0ec8331efb699b3349a5.jpg", + "table_caption": [ + "Table 8: Main ablation study. Important compari- Table 9: Ablation study of the son metric is in gray cell. economic supervision paradigm." + ], + "table_footnote": [], + "table_body": "
economic supervisioninteractive headcomposite scoreseensimilarnovelmean
43.5934.0913.3630.34
✓60.0748.1618.7042.31
✓✓63.0850.6118.7444.14
✓✓59.8148.4519.0142.42
✓✓✓62.5951.7319.5444.62
", + "bbox": [ + 225, + 352, + 549, + 436 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/faf4ddf685aee23b54c69296bb8cd4916b22bbbe4fb5316fbbb914e00a2c3b03.jpg", + "table_caption": [ + "Table 9: Ablation study of the economic supervision paradigm. Important comparison metric is in gray cell." + ], + "table_footnote": [], + "table_body": "
selective \nlossseensimilarnovelmean
59.6748.6819.2742.54
✓62.5951.7319.5444.62
", + "bbox": [ + 566, + 380, + 781, + 436 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablation Study", + "text_level": 1, + "bbox": [ + 214, + 464, + 388, + 479 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Moreover, we conduct a series of ablation studies to test the effectiveness of each design of our framework. All the experiments are trained on GraspNet-1Billion dataset [11] on the Kinect data.", + "bbox": [ + 212, + 483, + 785, + 527 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Main Ablation Study. We first conduct ablation study to test the main components of our framework. As shown in the first line in Table 6, the economic supervision paradigm gains the major improvements for our method, since it mitigates the key ambiguity problem when reducing the supervision. Moreover, from the second line in Table 6, we can see that interactive head also helps to enhance the performance by 1.8 mean AP, showing that interactively learning focal and discriminate features for a specific grasp is useful. However, as shown in the third line in Table 6, the composite score estimation cannot amplify the performance along. But with the help of the interactive head to learn focal representation for the specific grasp, the composite score can be used together with the interactive grasp head and improve the performance, as shown in the forth line in Table 6. Due to the space limit, the ablation study for resource costs of the main components is put in the supplementary material.", + "bbox": [ + 212, + 540, + 787, + 737 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Other Ablation Studies. We also conduct other ablation studies for each component. As shown in Table 9, the selective loss can improve the model performance with about 2.08 AP, indicating that masking the unmatched points for loss calculation is important for training under economic supervision. In addition, the ablation study for the interactive grasp head is shown in Table 10. It demonstrates that by gradually adding the global interactive attention", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 372, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/56722f9e059ff6bc160340d495433daddd50063ec0a541f22546c6ee1b307699.jpg", + "table_caption": [ + "Table 10: Ablation study of the interactive Table 11: Ablation study of the composit-grasp head. Important comparison metric is its score estimation. Important comparison in gray cell. metric is in gray cell." + ], + "table_footnote": [], + "table_body": "
global\ninteractivelocal\ninteractiveseensimilarnovelmean
59.8148.4519.0142.42
✓61.9649.0919.4443.49
✓✓62.5951.7319.5444.62
", + "bbox": [ + 223, + 196, + 782, + 412 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "and the local interactive attention, the model performance can be elevated step by step, showing that learning interaction to focus on a specific grasp is effective for economic supervision. Furthermore, the ablation study of the composite score estimation is demonstrated in Table 11. From the table, we can observe that composite score estimation at inference is necessary for predicting accurate scores. Predicting the score without it will cause nearly 10 AP decrease. We also conduct several ablation studies about keeping different numbers of views and comparing different types of sparse supervision, which can be seen in the supplementary material.", + "bbox": [ + 212, + 441, + 787, + 575 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.4 Real-world Testing", + "text_level": 1, + "bbox": [ + 215, + 588, + 419, + 604 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "For a deeper assessment of our performance, we further conduct the real-world experiments comparing with the SOTA method GSNet [54]. In detail, we arrange six scenes with 5,5,6,6,7,7 objects and test the number of grasps re", + "bbox": [ + 212, + 613, + 431, + 733 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/6c99aac4577b409b0c21734739610be1f63c20b9da659e48dfb69dc0fc78d092.jpg", + "image_caption": [ + "Fig. 6: Qualitative analysis.", + "(a) real-world experiments objects", + "Fig. 7: Real-world experiments setup." + ], + "image_footnote": [], + "bbox": [ + 444, + 590, + 614, + 689 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/0cc1ac2236f17580b0fab470e9d50cf4874d2e8358a0e516be176f80fcae8de4.jpg", + "image_caption": [ + "(b) system setup" + ], + "image_footnote": [], + "bbox": [ + 616, + 590, + 782, + 689 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "quired to empty the scenes (a pick and place task). The experiments are conducted by Franka Emika robot hand with a two-finger gripper. The experiment setup and the testing objects are shown in Fig. 7, which contains 4 trained objects (NO. 3, 4, 6, 10) and 11 untrained objects (NO. 1, 2, 5, 7, 8, 9, 11, 12, 13, 14, 15). The testing results are shown in Table 6. It can be seen that our method can achieve robust real-world grasping ability, slightly surpassing the SOTA method GSNet [54] in the real world experiments, showing great poten", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "tial for our economic framework. We also make a video demo, showing the real world grasping practice with our economic framework, which can be found in the supplementary material.", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "4.5 Analysis", + "text_level": 1, + "bbox": [ + 215, + 203, + 333, + 218 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Qualitative Analysis. We conduct qualitative analysis to further evaluate the robustness and effectiveness of our method. We randomly sample some scenes from the test set of GraspNet-1Billion dataset [1] and visualize the top30 grasps generated by our method. The results are shown in Fig. 6. From the figure, we can see that the grasps generated by our method are robust and basically reasonable, demonstrating the effectiveness of our economic framework. In addition, the generated grasp poses are diverse and flexible, showing the effectiveness of 6-DoF grasping. We also test the diversity of our generated grasp in the supplementary material to show that we maintain the diversity although we reduce the dataset.", + "bbox": [ + 212, + 229, + 787, + 364 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Failure Cases Analysis. Additionally, we also calculate the number of failure cases of our model comparing with the SOTA method GSNet [54]. To be specific, we analyze the number of scenes in the seen test set that has no successful grasps in the predicted top50 grasps with low friction coefficients $\\mu = 0.2$ , which can evaluate the high-quality grasps generating ability of our method.", + "bbox": [ + 212, + 376, + 787, + 450 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "As demonstrated in Table 7, we can see that in the total of 7680 scenes, there are 109 failure cases for GSNet [54], and only 36 failure cases for our model, which indicates that selecting high-quality labels to supervise the learning is to some extent robust to generate high-quality grasps, which is also showing the great potential for the exploration of economic grasping. We also conduct plug-and-play experiments in the supplementary material, showing great potential for our economic procedure.", + "bbox": [ + 212, + 452, + 787, + 556 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 570, + 361, + 585 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we propose an economic framework for 6-DoF grasp detection, to economize resource costs in training and maintain effective grasp performance. We find that the dense supervision is the bottleneck to encumber the entire training overload, and meanwhile make the training hard to converge. Toward this end, we propose the economic supervision paradigm to reduce the supervision and meanwhile maintain comparable performance. Furthermore, economic supervision gives us the chance to focus on the learning of the specific grasp, thus we devise a focal representation module to enable it. Combining all together, we propose the EconomicGrasp framework. Our extensive experiments show that our framework surpasses the SOTA grasping method with low resources cost (1/4 training time cost, 1/8 memory cost and 1/25 storage cost), showing great potential for the economic framework.", + "bbox": [ + 212, + 595, + 787, + 775 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In the future, exploring how to build economic grasping supervision from natural, instead of simplifying from a dense dataset, will be interesting and meaningful, which can be the future work to do. And we believe this work can also give insights to the further exploration about it.", + "bbox": [ + 212, + 776, + 787, + 838 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 372, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported partially by the National Key Research and Development Program of China (2023YFA1008503), NSFC(U21A20471), Guangdong NSF Project (No. 2023B1515040025, 2020B1515120085). Additionally, I sincerely thank Jia-Run Du's help for the valuable suggestions for the paper.", + "bbox": [ + 212, + 172, + 787, + 233 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 253, + 321, + 268 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Asif, U., Tang, J., Harrer, S.: Graspnet: An efficient convolutional neural network for real-time grasp detection for low-powered devices. 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Robotics Research (2018) 3", + "53. Vaswani, A., Shazeer, N., Parmar, N., Uszkoreit, J., Jones, L., Gomez, A.N., Kaiser, L., Polosukhin, I.: Attention is all you need (2017) 7", + "54. Wang, C., Fang, H.S., Gou, M., Fang, H., Gao, J., Lu, C.: Graspness discovery in clutters for fast and accurate grasp detection. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (2021) 2, 3, 4, 5, 7, 9, 10, 11, 12, 13, 14", + "55. Wang, H., Niu, W., Zhuang, C.: Granet: A multi-level graph network for 6-dof grasp pose generation in cluttered scenes. In: IEEE/RSJ International Conference on Intelligent Robots and Systems (2023) 4, 10, 11", + "56. Wang, R., Zhang, J., Chen, J., Xu, Y., Li, P., Liu, T., Wang, H.: Dexgraspnet: A large-scale robotic dexterous grasp dataset for general objects based on simulation. In: IEEE International Conference on Robotics and Automation (2023) 3", + "57. 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Zhao, B., Zhang, H., Lan, X., Wang, H., Tian, Z., Zheng, N.: Regnet: Region-based grasp network for end-to-end grasp detection in point clouds. In: IEEE International Conference on Robotics and Automation (2021) 3, 4, 5", + "67. Zheng, L., Cai, Y., Lu, T., Wang, S.: Vgpn: 6-dof grasp pose detection network based on hough voting. In: IEEE/RSJ International Conference on Intelligent Robots and Systems (2022) 4" + ], + "bbox": [ + 215, + 146, + 784, + 839 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "X.M. Wu et al.", + "bbox": [ + 271, + 114, + 372, + 126 + ], + "page_idx": 17 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "68. Zhou, H., Wang, X., Au, W., Kang, H., Chen, C.: Intelligent robots for fruit harvesting: Recent developments and future challenges. Precision Agriculture (2022) 1, 3", + "69. Zhou, J., Ma, T., Lin, K.Y., Qiu, R., Wang, Z., Liang, J.: Mitigating the humanrobot domain discrepancy in visual pre-training for robotic manipulation. arXiv preprint arXiv:2406.14235 (2024) 3" + ], + "bbox": [ + 215, + 146, + 784, + 231 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "An Economic Framework for 6-DoF Grasp Detection", + "bbox": [ + 377, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/An Economic Framework for 6-DoF Grasp Detection/1f00872d-04bd-40c2-a57f-fb4456cb59fb_model.json b/2024/An Economic Framework for 6-DoF Grasp Detection/1f00872d-04bd-40c2-a57f-fb4456cb59fb_model.json new file mode 100644 index 0000000000000000000000000000000000000000..309a15828cd0daa343ea1e6fb7d7ae89d5303592 --- /dev/null +++ b/2024/An Economic Framework for 6-DoF Grasp Detection/1f00872d-04bd-40c2-a57f-fb4456cb59fb_model.json @@ -0,0 +1,2603 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.299, + 0.141, + 0.705, + 0.187 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "text", + "bbox": [ + 0.252, + 0.218, + 0.751, + 0.237 + ], + "angle": 0, + "content": "Xiao-Ming Wu\\(^{1,3,\\dagger,\\&}\\), Jia-Feng Cai\\(^{1,3,\\&}\\), Jian-Jian Jiang\\(^{1,3}\\), Dian" + }, + { + "type": "text", + "bbox": [ + 0.302, + 0.24, + 0.702, + 0.259 + ], + "angle": 0, + "content": "Zheng\\(^{1,3}\\), Yi-Lin Wei\\(^{1,3}\\), and Wei-Shi Zheng\\(^{1,2,3,4,*}\\)" + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.269, + 0.763, + 0.284 + ], + "angle": 0, + "content": "1 School of Computer Science and Engineering, Sun Yat-sen University, China;" + }, + { + "type": "text", + "bbox": [ + 0.254, + 0.284, + 0.751, + 0.312 + ], + "angle": 0, + "content": "\\(^{2}\\) Peng Cheng Laboratory, Shenzhen, China; \\(^{3}\\) Key Laboratory of Machine Intelligence and Advanced Computing, Ministry of Education, China" + }, + { + "type": "text", + "bbox": [ + 0.244, + 0.312, + 0.76, + 0.354 + ], + "angle": 0, + "content": "\\(^{4}\\) Pazhou Laboratory (Huangpu), Guangzhou, Guangdong, China {wuxm65, caijf23, jiangjj35, zhengd35, weiylin5}@mail2.sysu.edu.cn, wszheng@ieee.org" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.39, + 0.741, + 0.668 + ], + "angle": 0, + "content": "Abstract. Robotic grasping in clutters is a fundamental task in robotic manipulation. In this work, we propose an economic framework for 6-DoF grasp detection, aiming to economize the resource cost in training and meanwhile maintain effective grasp performance. To begin with, we discover that the dense supervision is the bottleneck of current SOTA methods that severely encumbers the entire training overload, meanwhile making the training difficult to converge. To solve the above problem, we first propose an economic supervision paradigm for efficient and effective grasping. This paradigm includes a well-designed supervision selection strategy, selecting key labels basically without ambiguity, and an economic pipeline to enable the training after selection. Furthermore, benefit from the economic supervision, we can focus on a specific grasp, and thus we devise a focal representation module, which comprises an interactive grasp head and a composite score estimation to generate the specific grasp more accurately. Combining all together, the EconomicGrasp framework is proposed. Our extensive experiments show that EconomicGrasp surpasses the SOTA grasp method by about 3AP on average, and with extremely low resource cost, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.68, + 0.738, + 0.695 + ], + "angle": 0, + "content": "Keywords: Robotics \\(\\cdot\\) 6-DoF Grasp Detection \\(\\cdot\\) Economic Framework" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.731, + 0.376, + 0.747 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.755, + 0.788, + 0.819 + ], + "angle": 0, + "content": "As a fundamental task in robotic manipulations, 6-DoF grasp detection [2,10,11, 51] achieves rapid development in recent years, which has broad applications in many real-world scenarios, such as picking [7], assembling [48], fruit harvesting [68] and house serving like cooking and cleaning [13]." + }, + { + "type": "page_footnote", + "bbox": [ + 0.232, + 0.826, + 0.691, + 0.841 + ], + "angle": 0, + "content": "†: project lead, &: equal key contributions, *: corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.127 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.148, + 0.453, + 0.283 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.255, + 0.284, + 0.428, + 0.295 + ], + "angle": 0, + "content": "(a) training time vs. performance" + }, + { + "type": "image", + "bbox": [ + 0.46, + 0.149, + 0.782, + 0.279 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.566, + 0.283, + 0.655, + 0.295 + ], + "angle": 0, + "content": "(b) resource cost" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.31, + 0.788, + 0.395 + ], + "angle": 0, + "content": "Fig. 1: Economic supervision vs. dense supervision. In our economic framework, the resource cost is minimal and the training is easy to converge. Moreover, with our well design for economic supervision, our framework achieves better performance than the SOTA dense supervision method GSNet [54]. \"ep\" means epochs. All the costs are tested in an empty machine with one NVIDIA RTX3090 GPU for fair. The results are trained and tested with GraspNet-1Billion [11] on Kinect data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.402, + 0.789, + 0.704 + ], + "angle": 0, + "content": "Recently, with the help of the real-world grasp dataset GraspNet-1Billion [11], which has abundant labels as supervision (we call it dense supervision, which is in billion scale), 6-DoF grasp detection methods [10, 11, 15, 34, 54] achieve great grasping performance. However, this type of supervision also occurs some problems. It 1) has huge resource costs in model training, 2) makes the training difficult to learn and converge. As shown in Fig. 1 (a), this supervision is somehow too abundant for the model to train, which causes slow and hard convergence. Furthermore, as shown in Fig. 1 (b), the data processing time of the state-of-the-art method GSNet [54], which is under dense supervision, is very long (about \\(9\\mathrm{x}\\) of the sum of model training time and loss calculation time). Moreover, nearly 100 million labels will be loaded in each batch to train the model, resulting in high memory cost (34.6G) and low GPU utilization \\((20\\%)\\). Prior to GraspNet-1Billion [11], due to supervision-limited, many grasping methods are designed to learn in sparse supervision [2, 29, 38, 42, 51] (in million scale). Although they may have fewer training resources or fast converge speed, they have limited grasp performance due to the inadequate training data. Therefore, how to enable economic grasping with low resource costs and effective grasp performance is a meaningful but rarely explored area in 6-DoF grasp detection, which can promote the extension of the research area and support wide applications in resource-constrained environments." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.842 + ], + "angle": 0, + "content": "In this work, we propose an economic framework for 6-DoF grasp detection, which aims to economize the resource costs in training and meanwhile maintain effective grasp performance. Firstly, we analyze the reason which causes the gap between sparse and dense supervision methods. We follow the previous sparse supervision methods, gradually \"modernizing\" it, to see whether it is the module or loss designs that lead the gap. However, the answer is NO and there still exist other problems in sparse supervision. Secondly, we conduct variance analysis in labels, and find that the ambiguity problem is the \"chief culprit\" causing this gap. Therefore, we propose an economic supervision paradigm for" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.268 + ], + "angle": 0, + "content": "efficient and effective grasping, including a well-designed supervision selection strategy and a economic pipeline to enable training after selection. Thirdly, economic supervision affords us the opportunity to focus on the learning of a specific grasp. Toward this end, we design a focal representation module to enable it, which includes an interactive grasp head to learn discriminate features for a specific grasp, and a composite score for more accurate score estimation. Combining all together, the EconomicGrasp is proposed, which is resource-friendly and performance-effective for robotic grasping." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.268, + 0.788, + 0.359 + ], + "angle": 0, + "content": "Extensive experiments show that EconomicGrasp has great grasp performance, surpassing the state-of-the-art grasp method with 3AP on average. More importantly, our framework is economic, which has extremely low resource costs comparing to state-of-the-art grasp method, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.369, + 0.584, + 0.386 + ], + "angle": 0, + "content": "2 Revisiting 6-DoF Grasp Detection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.392, + 0.789, + 0.695 + ], + "angle": 0, + "content": "Task Definition. Robotic grasping is a fundamental skill for robotic manipulation [13, 68, 69], which can be divided into two basic processes, perception and planing [43]. The robot first detects where to grasp (grasp detection), then executes the control algorithm to move to the target position. 6-DoF grasp detection, different from the methods of detecting contact points [26, 46] or rectangles [23, 27, 35, 44, 64], is to generate 6-DoF grasp poses based on the visual input [9, 29, 36, 49, 51, 66], which consists of the 3D positions with its 3D rotations. Formally specking, giving the point cloud \\(\\mathbf{C} \\in \\mathbb{R}^{n \\times 3}\\) as input (\\(n\\) is the number of input points), our goal is to learn how to generate 6-DoF grasps that can successfully grab the object. Following the setting of previous works [5, 10, 11, 33, 54], we represent the 6-DoF grasp as \\(\\mathbf{G} = [\\mathbf{c}, v, a, d, w, s]\\), where \\(\\mathbf{c} \\in \\mathbb{R}^3\\) is the central point of the grasp, \\(v\\) is an integer ranging from 1 to 300, standing for different approaching directions of the grasp view, \\(a\\) is an integer ranging from 1 to 12, representing different angles of the 2D in-plane rotation, \\(d\\) is also an integer ranging from 1 to 4, indicating the grasp depth, \\(w \\in \\mathbb{R}\\) is the grasp width and \\(s \\in \\mathbb{R}\\) is the grasp score describing the grasp quality. For better comprehension, we demonstrate the task definition and the 6-DoF grasp pose in Fig. 2. More details can be found in [11]. To be noted that there are also other types of grippers like dexterous hand [20, 31, 56, 59, 62, 63], human hand [22, 57] and so on, here we mainly focus on the basic two-finger parallel gripper." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Development of 6-DoF Grasp Detection. 6-DoF grasp detection can trace back to many pioneering works [12,17,18,24,51,52] that aims to relax the restrict of the rectangle representation from three domains of freedom into the more relaxed ones. Among them, GPD [51] is one of the most popular method that enables high success rate to grasp novel objects, which greatly promotes the research in this field. Inspired by GPD [51], early 6-DoF grasp detection methods apply the sample-then-evaluation pipeline [29,36,51] to generate grasp. This pipeline first samples large amounts of grasp candidates from the input scene, then evaluates this candidate to see whether it is a successful grasp. However," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.128 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.149, + 0.752, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.244, + 0.788, + 0.288 + ], + "angle": 0, + "content": "Fig. 2: Task definition and the grasp pose. The input for this task is the single-view point cloud from the depth camera and the model aims to output the successful 6-DoF grasp poses for the input scene." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.295, + 0.784, + 0.386 + ], + "angle": 0, + "content": "this pipeline is highly time-consuming in inference, since that we should sample a large amount of grasp candidates and then put them into the evaluator to evaluate. This means that the evaluator (usually a neural network) should run several times to generate successful grasps. To enable efficient grasping, end-to-end methods are proposed [3, 8, 21, 30, 47, 49, 58, 60, 65-67], which directly generates successful 6-DoF grasps based on the visual input." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.386, + 0.789, + 0.658 + ], + "angle": 0, + "content": "Recent years, the large-scale real-world dataset GraspNet-1Billion [1] is proposed, which has dense grasp labels (in billion scale) and enables robust grasping in real world [5, 10, 11, 15, 33, 34, 54]. However, the supervision in this pipeline may be too abundant, which may occur 1) huge resource costs in model training, 2) difficulty for the model to train and converge, as shown in Fig. 1. Prior to the GraspNet-1Billion [1], due to the data limit at that time, many methods are designed under sparse supervision [2, 29, 38, 42, 51]. Although they may be resource-friendly or easy to converge, these methods obtain limited grasp performance. Meanwhile, few methods attempt to use partial labels in the large scale dataset GraspNet-1Billion [1] as supervision [19, 28, 32, 41, 55]. But they have neither explored how to conduct high-quality supervision selection for effective performance, nor attempted to pursue low resource costs when using partial supervision. Thus, they have limited grasp performance and not low resource costs. Thus, how to enable economic grasping (with low resource costs and effective grasp performance) is a meaningful but rarely explored area in 6-DoF grasp detection. Toward this end, in this work, we propose an economic framework, EcomonicGrasp, for 6-DoF grasp detection, aiming to economize the resource costs in training and meanwhile maintain effective grasp performance." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.672, + 0.573, + 0.689 + ], + "angle": 0, + "content": "3 The Economic Grasp Framework" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.697, + 0.789, + 0.849 + ], + "angle": 0, + "content": "Our economic grasp framework aims to enable effective grasping with low resource costs. First, we explore whether it is the module and loss designs causing the performance gap between the dense and sparse supervision methods. We find that they are part of the reason, but not the key factor (Sec. 3.1). Second, we conduct variance analysis in labels and discover that the ambiguity problem is the \"chief culprit\" causing this gap. Thus, we design an economic supervision paradigm to mitigate the ambiguity, comprising a supervision selection strategy and the corresponding training pipeline (Sec. 3.2). Third, under economic supervision, we can focus on the learning of a specific grasp, which inspires us to further design the focal representation module (Sec. 3.3)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.494, + 0.162 + ], + "angle": 0, + "content": "3.1 A Vanilla Grasp Framework" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.432, + 0.369 + ], + "angle": 0, + "content": "Previous to the GraspNet-1Billion dataset [11], there exists many methods training on sparse supervision. Thus, we firstly want to see whether it is the module and loss designs that cause the performance gap between the sparse supervision methods and dense supervision methods. To do so, we reduce the labels in GraspNet-1Billion dataset [11], only keeping the" + }, + { + "type": "text", + "bbox": [ + 0.442, + 0.182, + 0.788, + 0.28 + ], + "angle": 0, + "content": "Table 1: We gradually \"modernize\" a simple method S4G [42] (line 1) with the cutting-edge approaches, resulting in a vanilla grasp framework (line 4) for sparse supervision. However, its performance is still limited comparing to dense supervision methods. The performance are the seen results on GraspNet-1Billion dataset [11] in Kinect data." + }, + { + "type": "table", + "bbox": [ + 0.447, + 0.281, + 0.787, + 0.351 + ], + "angle": 0, + "content": "
PointNet++3DConvregionstatisticseensimilarnovel
✓18.7211.825.38
✓✓37.3829.5010.23
✓✓✓39.6331.7211.09
✓✓✓43.5934.0913.36
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.37, + 0.789, + 0.719 + ], + "angle": 0, + "content": "best grasp for each point in each scene, and we implement a simple framework, which follows the PointNet++Grasp [38] or S4G [42] pipeline, using PointNet++ [40] as the backbone and directly predicting the grasp pose for each point, to enable the training under this supervision. However, as shown at the first line in Table 1, this simple baseline only has very limited performance. We further fuse some cutting-edge approaches into the simple baseline, gradually \"modernizing\" it into a better framework. First, region-based approaches are widely used in recent methods [1,4,5,66], so we apply the region-based method, cylinder grouping, used in [1,54], into the model. Specifically, for each of the point feature outputted by the backbone, we first predict the grasp view, then group the points near the grasp center and along with the grasp view, forming a more discriminate feature to predict the remaining parts of the grasp pose. As shown in the second line in Table 1, region-based method largely improve the model performance. Furthermore, we apply the global statistic proposed in [54] (the graspsness identifier) as an extra task, to identify which points are suitable to grasp, which also improves the model performance. Finally, following many previous works [2,5,54], we use the 3D convolution [16] instead of PointNet++ [40], which also enhances the grasp performance. Combining all together, a vanilla grasp framework is proposed, which use sparse supervision to get satisfactory performance. However, there still a huge gap between the vanilla grasp framework and the SOTA method [54] (achieve 61.19, 47.39, 19.01 performance in seen, similar and novel), where the only main difference between them are the supervision modes. To sum up, we have the following conclusion:" + }, + { + "type": "text", + "bbox": [ + 0.244, + 0.729, + 0.76, + 0.76 + ], + "angle": 0, + "content": "Cutting-edge approaches help to bridge the gap between sparse and dense supervision methods. But, a significant performance gap still remains." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.783, + 0.445, + 0.799 + ], + "angle": 0, + "content": "3.2 Economic Supervision" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Ambiguity Problem. Now we further explore what problems cause the remain performance gap. An interesting idea comes to our mind when we visualize the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.128 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "image", + "bbox": [ + 0.272, + 0.146, + 0.726, + 0.218 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.222, + 0.789, + 0.251 + ], + "angle": 0, + "content": "Fig. 3: In specific points, there exist many good grasps that with different poses. If we reduce the supervision, it may cause ambiguity in the learning process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.26, + 0.789, + 0.381 + ], + "angle": 0, + "content": "good grasps selected in each objects. As shown in Fig. 3, we observe that the good grasps in the specific points in different objects are in different poses (views, angles and depths are all different). In GraspNet-1Billion dataset [11], it labels all the possible views, angles and depths \\((300 \\times 12 \\times 4)\\) for each point in the object. If we attempt to reduce the labels in each point, it may only keep some of the probabilities within the point. In this case, similar points, especially in neighbor or the same points, may have different labels as supervision, which will confuse the neural networks training. We call this the ambiguity problem." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.381, + 0.546, + 0.502 + ], + "angle": 0, + "content": "To further quantitatively verify this, we analyze the standard deviation of the view, angle and depth of the good grasps in each point. As shown in the first line in Table 2, the good grasp poses are actually diversified and may cause ambiguity problem when we reduce them. In addition, we can also see that grasp views are the most ambiguous part, which has" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.502, + 0.789, + 0.653 + ], + "angle": 0, + "content": "the largest standard variance due to its wide range. Furthermore, we are curious that if we already determine the grasp view, angle or depth beforehand, how ambiguous will be of the remaining parts of the grasp pose. To this end, we test the standard deviation of the good grasps after determining the view, angle or depths in each point. The results are demonstrated from the two to four lines in Table 2. We can see that if the grasp view is determined beforehand, the angle and depth are also nearly fixed, indicating that the ambiguity problem is basically solved. In contrast, although determining the grasp angle or grasp depth can somehow make the view less diverse, it is still variant. In summary, we can give the following conclusion:" + }, + { + "type": "text", + "bbox": [ + 0.244, + 0.665, + 0.763, + 0.71 + ], + "angle": 0, + "content": "The ambiguity problem exists when reducing the supervision, which causes the gap between sparse and dense supervision methods. Moreover, grasp view is the most important part to mitigate this problem." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Economic Supervision Paradigm. Based on the above analysis, we recommend to keep all the view as supervision rather than only keeping one grasp in each point as in the vanilla grasp framework, which can largely mitigate the ambiguity problem. Under this consensus, we propose the economic supervision paradigm to implement this proposal, including the a well-designed supervision selection strategy to reduce supervision, and a pipeline to enable its training under this type of supervision." + }, + { + "type": "table_caption", + "bbox": [ + 0.555, + 0.389, + 0.788, + 0.417 + ], + "angle": 0, + "content": "Table 2: The standard deviation of good grasps within a point." + }, + { + "type": "table", + "bbox": [ + 0.56, + 0.418, + 0.787, + 0.492 + ], + "angle": 0, + "content": "
viewangledepth
original46.813.180.81
determine the view-0.220.05
determine the angle13.45-0.27
determine the depth33.812.28-
" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.419 + ], + "angle": 0, + "content": "First, we detail the procedure of the selection for economic supervision. The first step is grasp pose pruning. We keep the grasp view following the above recommend, and prune the grasp angle and grasp depth for each point. In detail, we only keep the view graspsness [54] and the best grasp for each view (300 grasps for each point instead of previous \\(300 \\times 12 \\times 4\\) grasp poses for each point). Second, we collect the grasp labels of all the objects belonging to each scene to form the scene-level labels, instead of constructing them during training. This process will increase the storage size of the label set. But due to the grasp pose pruning at the first step, this increase is acceptable and will improve data loading speed in training. The final step is point pruning. Since we have already constructed the scene-level labels in the second step, we can further prune the labels in the scene points without grasping labels (with friction coefficient [11,29,37,51] lower than 0.8 or with collision in the scene). This step will reduce the label set to 1/2 of the original. After the above three steps, we can reduce the label set from 55 GB to 1.6 GB, becoming lower than 1/30 of the original, and meanwhile construct the scene-level labels in advance. Therefore, we can rapidly load the labels when training, which also has less memory and GPU costs, largely economizing the training overload, and meanwhile enabling fast and stable convergence." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.419, + 0.788, + 0.603 + ], + "angle": 0, + "content": "To enable the model to train under the above economic supervision, we just need to slightly revise the vanilla grasp framework describe in Sec. 3.1. First, we predict the view scores for each point, and then select the best view based on the predicted scores. Next, we generate the remaining parts of the grasp pose for the selected view. The grasp view training is based on the view graspsness [54]. Since we already keep a grasp for each view, we can use the corresponding label to supervise the learning of the remaining parts (angle, depth, width and score). Besides, since we also prune the labels in points without good grasps, the labels are hard to match all the input points (we may not have suitable labels close enough to supervise the training of the grasps of some the input points). Thus, we use a selective match loss, masking the loss for the grasps of input points without suitable labels and preventing back-propagating its loss." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.61, + 0.677, + 0.626 + ], + "angle": 0, + "content": "3.3 Focal Representation under Economic Supervision" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.634, + 0.787, + 0.695 + ], + "angle": 0, + "content": "After economic supervision, we have the chance to give comprehensive consideration to learn a specific grasp. Thus, we design the focal representation module, comprising an interactive grasp head and a composite score estimation module to learn the specific grasp more accurately." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.787, + 0.765 + ], + "angle": 0, + "content": "Interactive Grasp Head. The insight of the interactive grasp head is that since we only keep one grasp for each view, we aim to facilitate more interaction among the feature, to be more aligned with the specific grasp. Thus, we design a global and local interactive attentions [53] to achieve this goal." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.842 + ], + "angle": 0, + "content": "First, the region-based method described in Sec. 3.1 will output the feature that can represent the region near the point along a specific view, which basically contains the range of all possible grasps to this point along the selected view. However, since we only aim to learn a specific good grasp in this range under economic supervision, the region is still too broad for our task. Therefore, we" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.374, + 0.128 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.238 + ], + "angle": 0, + "content": "design a global interactive attention to learn interaction within the region, which conducts the attention within the regions to construct a more discriminate feature for the learning the specific grasp. After that, following the previous object detection methods [14,45,61], we use multiple heads to learn the remaining parts of the grasp \\( r, d, w, s \\) from different features, instead of directly learning them from a common feature space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.242, + 0.788, + 0.394 + ], + "angle": 0, + "content": "Second, the remaining parts of the grasp are dependent, and this dependent relation is not determined beforehand. To be specific, sometimes when we have determined the angle, the depth naturally becomes fixed. However, this is not always the case. In some instances, establishing the depth first is better, which can result in a nearly-fixed angle. To learn this dependent relation, we use a local attention module to enable it, which executes the attention within the four grasp features. For clarity, we demonstrate the interactive grasp head in Fig. 4. To be noted that the global interactive attention is conducted among the region points, following a pooling layer to fuse them into an unified feature, and the local interactive attention is executed among different parts of the grasp pose." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.397, + 0.573, + 0.473 + ], + "angle": 0, + "content": "This design is mainly for economic supervision. In previous dense supervision methods, they directly predict the combination of angles and depths, which is hard to learn features focusing on all the grasp poses economically." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.504, + 0.574, + 0.64 + ], + "angle": 0, + "content": "Composite Score Estimation. What's more, we want to predict the score more accurately for the specific grasp. Inspired by the idea from action quality assessment [50], which aims to predict a score to reflect the quality of the actions, we can model the score by classification. To be specific, we model the score by simply \\(1.1 - \\mu\\), where \\(\\mu\\) is the friction coefficient [11, 29, 37, 51]. In this way, the scores will have six value (from 0 to 1 with" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.64, + 0.788, + 0.761 + ], + "angle": 0, + "content": "\\(\\triangle 0.2)\\) and can be learnt by a six-class classifier. For inference, naive approach is to predict the score using the value corresponding to the highest probability. However, this cannot fully leverage the advantage of learning the score distribution using classification. Instead, we use the composite score estimation, linearly combining the scores in each segment by the probability, which can be formulated as \\(s = [0,0.2,0.4,0.6,0.8,1]\\cdot \\mathbf{s}_c^T\\), where \\(\\mathbf{s}_c\\) is the output of the score classifier. The composite score estimation is highly necessary for predicting accurate score, which is evaluated in Sec. 4.3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "To be noted that this idea is also tailored for economic supervision. If we introduce this idea into the dense framework, the composite score estimation should transform the regression head into a classification head, this will make the angle-depth combination in dense supervision methods six times larger, which is highly uneconomical." + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.4, + 0.776, + 0.58 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.584, + 0.592, + 0.785, + 0.607 + ], + "angle": 0, + "content": "Fig. 4: Interactive grasp head." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.145, + 0.723, + 0.205 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.428, + 0.206, + 0.559, + 0.22 + ], + "angle": 0, + "content": "(a) sparse framework" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.225, + 0.721, + 0.293 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.426, + 0.296, + 0.555, + 0.309 + ], + "angle": 0, + "content": "(b) dense framework" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.317, + 0.75, + 0.381 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.411, + 0.381, + 0.567, + 0.394 + ], + "angle": 0, + "content": "(c) economic framework" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.399, + 0.785, + 0.441 + ], + "angle": 0, + "content": "Fig. 5: Frameworks overview. Benefit from the economic supervision and focal representation, our economic framework achieves effective performance with low costs. We highlight the main contributions of our paper in bold face." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.456, + 0.42, + 0.47 + ], + "angle": 0, + "content": "3.4 Framework Overall" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.481, + 0.788, + 0.617 + ], + "angle": 0, + "content": "The overall economic framework is described in Fig. 5. Previous sparse framework predicts one or few grasps for each point. However, this learning is somehow ambiguous since that the output just contains partial probabilities of all the good grasp, which results in limited performance, as analyzed in Sec.3.2. The dense framework will output and learn the combination of grasp angles and grasp depths, which has high resource costs and slow convergence speed, as shown in Fig. 1. Our economic framework innovatively keeps all views to mitigate the ambiguity problem, and design a focal representation module to generate the specific grasp more accurately." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.638, + 0.427, + 0.652 + ], + "angle": 0, + "content": "3.5 Dataset and Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.663, + 0.788, + 0.785 + ], + "angle": 0, + "content": "Dataset. We use GraspNet-1Billion [11] for training and evaluation. GraspNet-1Billion [11] is a large-scale real-world dataset with 88 objects and 190 scenes captured by two cameras (Kniect and RealScenes), which can reflect the real-world grasp performance accurately [10,54]. There are 100 scenes as the training set and 90 scenes to be the testing set. In addition, the testing set are further equally divided into three splits for seen, similar and novel objects respectively. To be noted that this is the only dense real-world dataset to fully analyze the performance and costs of our framework with other sparse or dense frameworks." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Metric. As for the metric, we adopt AP as the metric following GraspNet-1Billion [11]. In detail, we first generate 6-DoF grasps by our model, then evaluate the grasps with high scores by reconstructing the test scenes and calculating the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.374, + 0.127 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.787, + 0.173 + ], + "angle": 0, + "content": "Table 3: Performance comparison in Kinect camera. Best results are in bold face. We highlight the important comparison metrics by gray cell." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.179, + 0.79, + 0.324 + ], + "angle": 0, + "content": "
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]24.3830.1613.4623.1828.6411.329.5810.143.16
PointNetGPD [29]27.5934.2117.8324.3830.8412.8310.6611.243.21
sparseS4G [42]18.7222.9014.5811.8214.747.675.386.692.19
TransGrasp [32]35.9741.6931.8629.7135.6724.1911.4114.425.87
GraNet [55]41.3849.8433.8635.2943.1526.8911.5714.315.24
denseGraspNet Baseline [11]29.8836.1919.3127.8433.1916.6211.5112.923.56
TSB [34]49.4258.3843.6641.4950.2934.6015.3519.187.98
GSNet [54]61.1971.4656.0447.3956.7840.4319.0123.7310.60
economicEconomicGrasp62.5973.8955.9951.7362.7043.4519.5424.2411.12
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.331, + 0.784, + 0.358 + ], + "angle": 0, + "content": "Table 4: Performance comparison in RealSense camera. Best results are in bold face. We highlight the important comparison metrics by gray cell." + }, + { + "type": "table", + "bbox": [ + 0.222, + 0.364, + 0.787, + 0.51 + ], + "angle": 0, + "content": "
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]22.8728.5312.8421.3327.839.648.248.892.67
PointNetGPD [29]25.9633.0115.3722.6829.1510.769.239.892.74
sparseS4G [42]25.7131.1920.8418.4523.1412.869.0411.233.61
TransGrasp [32]39.8147.5436.4229.3234.8025.1913.8317.117.67
GraNet [55]43.3352.5634.0439.9848.6632.0014.9018.667.76
denseGraspNet Baseline [11]27.5633.4316.9526.1134.1914.2310.5511.253.98
TSB [34]58.9568.1854.8852.9763.2446.9922.6328.5312.00
GSNet [54]65.7076.2561.0853.7565.0445.9723.9829.9314.05
economicEconomicGrasp68.2179.6063.5461.1973.6053.7725.4831.4613.85
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.785, + 0.598 + ], + "angle": 0, + "content": "force-closure metric [11, 29, 37, 51] by giving different friction coefficients \\(\\mu\\). By doing so, we will get a binary metric to indicate whether each grasp can successful grab the object under the friction coefficient \\(\\mu\\). \\(\\mathrm{AP}_{\\mu}\\) means the average success rate of the predicted top-k grasps with k ranging from 1 to 50 under \\(\\mu\\), and \\(\\mathrm{AP}\\) is the average of \\(\\mathrm{AP}_{\\mu}\\) for \\(\\mu\\) ranging from 0.2 to 1.0 with \\(\\triangle \\mu = 0.2\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.787, + 0.766 + ], + "angle": 0, + "content": "Implementation Details. We now describe the implementation details of our EconomicGrasp framework. We use a 14-layers 3D UNet as our backbone, which is implemented by the Minkowski Engine [6]. The output feature dimension is 512 and the hidden dimensions are [32, 64, 128, 256, 192, 192, 192, 192]. For the design of the loss function, we use the smooth L1 loss for view prediction. Regarding the angle, depths, widths and score, we use cross entropy for angle, depth and score learning and smooth L1 loss for width learning. In terms of the optimization, we use Adam [25] as our optimizer with start learning rate \\(1e^{-3}\\), and use the cosine learning rate decay schedule for training. The training batch size is 4 and the training epoch is 10. All the models are implemented with PyTorch [39] on NVIDIA RTX3090 GPUs." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.775, + 0.376, + 0.79 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.792, + 0.423, + 0.807 + ], + "angle": 0, + "content": "4.1 Grasp Performance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.841 + ], + "angle": 0, + "content": "To evaluate the performance of our economic framework, we conduct performance study comparing with other 6-DoF grasping methods, including GPD [51]," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.252, + 0.145, + 0.751, + 0.159 + ], + "angle": 0, + "content": "Table 5: Training resource costs comparison. Best results are in bold face." + }, + { + "type": "table", + "bbox": [ + 0.258, + 0.164, + 0.742, + 0.26 + ], + "angle": 0, + "content": "
supervisionmethodstrainingmAP ↑mAP ↑
time (h)↓memory (G)↓GPUs (G)↓KinectRealSense
sparseTransGrasp [32]41.24.87.6125.6929.48
GraNet [55]75.648.28.0229.4135.63
denseTSB [34]63.651.416.2135.4248.27
GSNet [54]37.835.49.1542.5347.81
economicEconomicGrasp8.34.25.8144.6251.63
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.276, + 0.787, + 0.398 + ], + "angle": 0, + "content": "PointNetGPD [29], S4G [42], GraspNet-Baseline [11], TransGrasp [32], GraNet [55], TSB [34], GSNet [54]. Among them, GPD [51], PointNetGPD [29] are sample-based methods that trains by sampling different grasps and evaluating its score. S4G [42], TransGrasp [32] and GraNet [55] are sparse supervision methods that trains on a partial of the GraspNet-1billion dataset, which output one or few grasps for each point. GraspNet-Baseline [11], TSB [34] and GSNet [54] are dense supervision methods that trains on dense labels, which learns the grasp from all the (300 view \\(\\times 12\\) rotation \\(\\times 4\\) depth) grasp labels for each points." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.4, + 0.789, + 0.566 + ], + "angle": 0, + "content": "The testing results of Kinect and RealSense cameras are shown in Fig. 3 and Fig. 4 respectively. From the table we can see that our EconomicGrasp outperforms all the SOTA methods. For example, we outperform GSNet [54] by 1.40, 4.32, 0.53 AP increases on seen, similar and novel scenes in Kinect camera, and by 2.51, 7.42, 1.50 AP increases on seen, similar and novel scenes in RealSense camera. On average, there is about 3 AP enhancement, showing great potential for the economic framework. The improvement could be attributed to the following reasons: 1) our economic framework innovatively maintains grasp views for training, which mitigates the ambiguity problem; 2) our focal representation module is effective and specifically designed for our economic supervision. The result shows great potential for the economic framework." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.585, + 0.457, + 0.601 + ], + "angle": 0, + "content": "4.2 Training Resource Cost" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.612, + 0.787, + 0.718 + ], + "angle": 0, + "content": "To evaluate the economy of our economic framework, we also conduct the training costs experiments comparing with some effective 6-DoF grasping methods, including TransGrasp [32], GraNet [55], TSB [34] and the current SOTA dense supervision method GSNet [54]. Specifically, we test the resources of total training time, memory costs and GPU costs for training the GraspNet-1Billion dataset on Kinect data. All the experiments are conducted in an empty machine without other running processes for fair comparison." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.84 + ], + "angle": 0, + "content": "As shown in Table 5, we can see that our method has the lowest training resource costs in training time, memory utilization and GPU utilization comparing to other methods, meanwhile surpasses all methods in grasp performance. For example, comparing to the SOTA method GSNet [54], our method has 3 AP improvement on average in performance, and only uses \\(1/4\\) training time, \\(1/8\\) memory costs. This is due to our economic framework that using less but important supervision to train the model, and design a tailored focal representation module for the economic training." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.374, + 0.127 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.234, + 0.151, + 0.599, + 0.166 + ], + "angle": 0, + "content": "Table 6: Real world experiments. Best is in bold face." + }, + { + "type": "table", + "bbox": [ + 0.238, + 0.178, + 0.596, + 0.299 + ], + "angle": 0, + "content": "
IDsobjectsGSNet [54] attempts successEconomicGrasp attempts success
1, 4, 9, 11, 155683.3%5100%
2, 3, 6, 7, 1255100%683.3%
5, 8, 10, 11, 13, 146785.2%785.2%
1, 2, 3, 11, 12, 156785.2%6100%
5, 6, 7, 9, 13, 14, 157887.5%887.5%
1, 3, 6, 8, 10, 11, 127887.5%7100%
total364187.8%3992.3%
" + }, + { + "type": "table_caption", + "bbox": [ + 0.616, + 0.145, + 0.788, + 0.256 + ], + "angle": 0, + "content": "Table 7: Analysis of bad cases. It shows the number of testing scenes without any successful grasps in the generated top50 grasps. There are 7680 scenes in total. Best results are in bold face." + }, + { + "type": "table", + "bbox": [ + 0.624, + 0.268, + 0.782, + 0.306 + ], + "angle": 0, + "content": "
GSNet [54]EconomicGrasp
109/768036/7680
" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.313, + 0.79, + 0.34 + ], + "angle": 0, + "content": "Table 8: Main ablation study. Important compari- Table 9: Ablation study of the son metric is in gray cell. economic supervision paradigm." + }, + { + "type": "table", + "bbox": [ + 0.227, + 0.353, + 0.55, + 0.437 + ], + "angle": 0, + "content": "
economic supervisioninteractive headcomposite scoreseensimilarnovelmean
43.5934.0913.3630.34
✓60.0748.1618.7042.31
✓✓63.0850.6118.7444.14
✓✓59.8148.4519.0142.42
✓✓✓62.5951.7319.5444.62
" + }, + { + "type": "table_caption", + "bbox": [ + 0.558, + 0.313, + 0.79, + 0.368 + ], + "angle": 0, + "content": "Table 9: Ablation study of the economic supervision paradigm. Important comparison metric is in gray cell." + }, + { + "type": "table", + "bbox": [ + 0.568, + 0.381, + 0.782, + 0.437 + ], + "angle": 0, + "content": "
selective \nlossseensimilarnovelmean
59.6748.6819.2742.54
✓62.5951.7319.5444.62
" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.465, + 0.389, + 0.48 + ], + "angle": 0, + "content": "4.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.484, + 0.787, + 0.529 + ], + "angle": 0, + "content": "Moreover, we conduct a series of ablation studies to test the effectiveness of each design of our framework. All the experiments are trained on GraspNet-1Billion dataset [11] on the Kinect data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.541, + 0.788, + 0.738 + ], + "angle": 0, + "content": "Main Ablation Study. We first conduct ablation study to test the main components of our framework. As shown in the first line in Table 6, the economic supervision paradigm gains the major improvements for our method, since it mitigates the key ambiguity problem when reducing the supervision. Moreover, from the second line in Table 6, we can see that interactive head also helps to enhance the performance by 1.8 mean AP, showing that interactively learning focal and discriminate features for a specific grasp is useful. However, as shown in the third line in Table 6, the composite score estimation cannot amplify the performance along. But with the help of the interactive head to learn focal representation for the specific grasp, the composite score can be used together with the interactive grasp head and improve the performance, as shown in the forth line in Table 6. Due to the space limit, the ablation study for resource costs of the main components is put in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Other Ablation Studies. We also conduct other ablation studies for each component. As shown in Table 9, the selective loss can improve the model performance with about 2.08 AP, indicating that masking the unmatched points for loss calculation is important for training under economic supervision. In addition, the ablation study for the interactive grasp head is shown in Table 10. It demonstrates that by gradually adding the global interactive attention" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.79, + 0.187 + ], + "angle": 0, + "content": "Table 10: Ablation study of the interactive Table 11: Ablation study of the composit-grasp head. Important comparison metric is its score estimation. Important comparison in gray cell. metric is in gray cell." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.198, + 0.784, + 0.413 + ], + "angle": 0, + "content": "
global\ninteractivelocal\ninteractiveseensimilarnovelmean
59.8148.4519.0142.42
✓61.9649.0919.4443.49
✓✓62.5951.7319.5444.62
" + }, + { + "type": "image_caption", + "bbox": [ + 0.406, + 0.419, + 0.595, + 0.433 + ], + "angle": 0, + "content": "Fig. 6: Qualitative analysis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.788, + 0.577 + ], + "angle": 0, + "content": "and the local interactive attention, the model performance can be elevated step by step, showing that learning interaction to focus on a specific grasp is effective for economic supervision. Furthermore, the ablation study of the composite score estimation is demonstrated in Table 11. From the table, we can observe that composite score estimation at inference is necessary for predicting accurate scores. Predicting the score without it will cause nearly 10 AP decrease. We also conduct several ablation studies about keeping different numbers of views and comparing different types of sparse supervision, which can be seen in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.589, + 0.42, + 0.605 + ], + "angle": 0, + "content": "4.4 Real-world Testing" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.432, + 0.734 + ], + "angle": 0, + "content": "For a deeper assessment of our performance, we further conduct the real-world experiments comparing with the SOTA method GSNet [54]. In detail, we arrange six scenes with 5,5,6,6,7,7 objects and test the number of grasps re" + }, + { + "type": "image", + "bbox": [ + 0.445, + 0.592, + 0.616, + 0.69 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.466, + 0.69, + 0.602, + 0.7 + ], + "angle": 0, + "content": "(a) real-world experiments objects" + }, + { + "type": "image", + "bbox": [ + 0.617, + 0.592, + 0.783, + 0.69 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.666, + 0.69, + 0.732, + 0.7 + ], + "angle": 0, + "content": "(b) system setup" + }, + { + "type": "image_caption", + "bbox": [ + 0.486, + 0.712, + 0.741, + 0.727 + ], + "angle": 0, + "content": "Fig. 7: Real-world experiments setup." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "quired to empty the scenes (a pick and place task). The experiments are conducted by Franka Emika robot hand with a two-finger gripper. The experiment setup and the testing objects are shown in Fig. 7, which contains 4 trained objects (NO. 3, 4, 6, 10) and 11 untrained objects (NO. 1, 2, 5, 7, 8, 9, 11, 12, 13, 14, 15). The testing results are shown in Table 6. It can be seen that our method can achieve robust real-world grasping ability, slightly surpassing the SOTA method GSNet [54] in the real world experiments, showing great poten" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.374, + 0.128 + ], + "angle": 0, + "content": "X.M. Wu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "tial for our economic framework. We also make a video demo, showing the real world grasping practice with our economic framework, which can be found in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.204, + 0.334, + 0.219 + ], + "angle": 0, + "content": "4.5 Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.23, + 0.788, + 0.366 + ], + "angle": 0, + "content": "Qualitative Analysis. We conduct qualitative analysis to further evaluate the robustness and effectiveness of our method. We randomly sample some scenes from the test set of GraspNet-1Billion dataset [1] and visualize the top30 grasps generated by our method. The results are shown in Fig. 6. From the figure, we can see that the grasps generated by our method are robust and basically reasonable, demonstrating the effectiveness of our economic framework. In addition, the generated grasp poses are diverse and flexible, showing the effectiveness of 6-DoF grasping. We also test the diversity of our generated grasp in the supplementary material to show that we maintain the diversity although we reduce the dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.377, + 0.788, + 0.452 + ], + "angle": 0, + "content": "Failure Cases Analysis. Additionally, we also calculate the number of failure cases of our model comparing with the SOTA method GSNet [54]. To be specific, we analyze the number of scenes in the seen test set that has no successful grasps in the predicted top50 grasps with low friction coefficients \\(\\mu = 0.2\\), which can evaluate the high-quality grasps generating ability of our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.453, + 0.788, + 0.558 + ], + "angle": 0, + "content": "As demonstrated in Table 7, we can see that in the total of 7680 scenes, there are 109 failure cases for GSNet [54], and only 36 failure cases for our model, which indicates that selecting high-quality labels to supervise the learning is to some extent robust to generate high-quality grasps, which is also showing the great potential for the exploration of economic grasping. We also conduct plug-and-play experiments in the supplementary material, showing great potential for our economic procedure." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.571, + 0.362, + 0.587 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.776 + ], + "angle": 0, + "content": "In this work, we propose an economic framework for 6-DoF grasp detection, to economize resource costs in training and maintain effective grasp performance. We find that the dense supervision is the bottleneck to encumber the entire training overload, and meanwhile make the training hard to converge. Toward this end, we propose the economic supervision paradigm to reduce the supervision and meanwhile maintain comparable performance. Furthermore, economic supervision gives us the chance to focus on the learning of the specific grasp, thus we devise a focal representation module to enable it. Combining all together, we propose the EconomicGrasp framework. Our extensive experiments show that our framework surpasses the SOTA grasping method with low resources cost (1/4 training time cost, 1/8 memory cost and 1/25 storage cost), showing great potential for the economic framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.777, + 0.788, + 0.839 + ], + "angle": 0, + "content": "In the future, exploring how to build economic grasping supervision from natural, instead of simplifying from a dense dataset, will be interesting and meaningful, which can be the future work to do. And we believe this work can also give insights to the further exploration about it." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.379, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Economic Framework for 6-DoF Grasp Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.788, + 0.234 + ], + "angle": 0, + "content": "This work was supported partially by the National Key Research and Development Program of China (2023YFA1008503), NSFC(U21A20471), Guangdong NSF Project (No. 2023B1515040025, 2020B1515120085). Additionally, I sincerely thank Jia-Run Du's help for the valuable suggestions for the paper." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.255, + 0.323, + 0.27 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.282, + 0.785, + 0.323 + ], + "angle": 0, + "content": "1. Asif, U., Tang, J., Harrer, S.: Graspnet: An efficient convolutional neural network for real-time grasp detection for low-powered devices. In: International Joint Conferences on Artificial Intelligence (2018) 4, 5, 14" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.324, + 0.785, + 0.363 + ], + "angle": 0, + "content": "2. Breyer, M., Chung, J.J., Ott, L., Siegwart, R., Nieto, J.: Volumetric grasping network: Real-time 6 dof grasp detection in clutter. In: Conference on Robot Learning (2021) 1, 2, 4, 5" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.364, + 0.785, + 0.404 + ], + "angle": 0, + "content": "3. 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Robotic grasping in clutters is a fundamental task in robotic manipulation. In this work, we propose an economic framework for 6-DoF grasp detection, aiming to economize the resource cost in training and meanwhile maintain effective grasp performance. To begin with, we discover that the dense supervision is the bottleneck of current SOTA methods that severely encumbers the entire training overload, meanwhile making the training difficult to converge. To solve the above problem, we first propose an economic supervision paradigm for efficient and effective grasping. This paradigm includes a well-designed supervision selection strategy, selecting key labels basically without ambiguity, and an economic pipeline to enable the training after selection. Furthermore, benefit from the economic supervision, we can focus on a specific grasp, and thus we devise a focal representation module, which comprises an interactive grasp head and a composite score estimation to generate the specific grasp more accurately. Combining all together, the EconomicGrasp framework is proposed. Our extensive experiments show that EconomicGrasp surpasses the SOTA grasp method by about 3AP on average, and with extremely low resource cost, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp. + +Keywords: Robotics $\cdot$ 6-DoF Grasp Detection $\cdot$ Economic Framework + +# 1 Introduction + +As a fundamental task in robotic manipulations, 6-DoF grasp detection [2,10,11, 51] achieves rapid development in recent years, which has broad applications in many real-world scenarios, such as picking [7], assembling [48], fruit harvesting [68] and house serving like cooking and cleaning [13]. + +![](images/4c34921c1e1e37c60adc20ccc776a0e4f189146d7a7065af93227250af3e70d0.jpg) +(a) training time vs. performance +Fig. 1: Economic supervision vs. dense supervision. In our economic framework, the resource cost is minimal and the training is easy to converge. Moreover, with our well design for economic supervision, our framework achieves better performance than the SOTA dense supervision method GSNet [54]. "ep" means epochs. All the costs are tested in an empty machine with one NVIDIA RTX3090 GPU for fair. The results are trained and tested with GraspNet-1Billion [11] on Kinect data. + +![](images/07fd0381a855e4d21f3d70c9ed486bfbb5e8fd91e2d7d467e6e1f6f015a12986.jpg) +(b) resource cost + +Recently, with the help of the real-world grasp dataset GraspNet-1Billion [11], which has abundant labels as supervision (we call it dense supervision, which is in billion scale), 6-DoF grasp detection methods [10, 11, 15, 34, 54] achieve great grasping performance. However, this type of supervision also occurs some problems. It 1) has huge resource costs in model training, 2) makes the training difficult to learn and converge. As shown in Fig. 1 (a), this supervision is somehow too abundant for the model to train, which causes slow and hard convergence. Furthermore, as shown in Fig. 1 (b), the data processing time of the state-of-the-art method GSNet [54], which is under dense supervision, is very long (about $9\mathrm{x}$ of the sum of model training time and loss calculation time). Moreover, nearly 100 million labels will be loaded in each batch to train the model, resulting in high memory cost (34.6G) and low GPU utilization $(20\%)$ . Prior to GraspNet-1Billion [11], due to supervision-limited, many grasping methods are designed to learn in sparse supervision [2, 29, 38, 42, 51] (in million scale). Although they may have fewer training resources or fast converge speed, they have limited grasp performance due to the inadequate training data. Therefore, how to enable economic grasping with low resource costs and effective grasp performance is a meaningful but rarely explored area in 6-DoF grasp detection, which can promote the extension of the research area and support wide applications in resource-constrained environments. + +In this work, we propose an economic framework for 6-DoF grasp detection, which aims to economize the resource costs in training and meanwhile maintain effective grasp performance. Firstly, we analyze the reason which causes the gap between sparse and dense supervision methods. We follow the previous sparse supervision methods, gradually "modernizing" it, to see whether it is the module or loss designs that lead the gap. However, the answer is NO and there still exist other problems in sparse supervision. Secondly, we conduct variance analysis in labels, and find that the ambiguity problem is the "chief culprit" causing this gap. Therefore, we propose an economic supervision paradigm for + +efficient and effective grasping, including a well-designed supervision selection strategy and a economic pipeline to enable training after selection. Thirdly, economic supervision affords us the opportunity to focus on the learning of a specific grasp. Toward this end, we design a focal representation module to enable it, which includes an interactive grasp head to learn discriminate features for a specific grasp, and a composite score for more accurate score estimation. Combining all together, the EconomicGrasp is proposed, which is resource-friendly and performance-effective for robotic grasping. + +Extensive experiments show that EconomicGrasp has great grasp performance, surpassing the state-of-the-art grasp method with 3AP on average. More importantly, our framework is economic, which has extremely low resource costs comparing to state-of-the-art grasp method, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp. + +# 2 Revisiting 6-DoF Grasp Detection + +Task Definition. Robotic grasping is a fundamental skill for robotic manipulation [13, 68, 69], which can be divided into two basic processes, perception and planing [43]. The robot first detects where to grasp (grasp detection), then executes the control algorithm to move to the target position. 6-DoF grasp detection, different from the methods of detecting contact points [26, 46] or rectangles [23, 27, 35, 44, 64], is to generate 6-DoF grasp poses based on the visual input [9, 29, 36, 49, 51, 66], which consists of the 3D positions with its 3D rotations. Formally specking, giving the point cloud $\mathbf{C} \in \mathbb{R}^{n \times 3}$ as input ( $n$ is the number of input points), our goal is to learn how to generate 6-DoF grasps that can successfully grab the object. Following the setting of previous works [5, 10, 11, 33, 54], we represent the 6-DoF grasp as $\mathbf{G} = [\mathbf{c}, v, a, d, w, s]$ , where $\mathbf{c} \in \mathbb{R}^3$ is the central point of the grasp, $v$ is an integer ranging from 1 to 300, standing for different approaching directions of the grasp view, $a$ is an integer ranging from 1 to 12, representing different angles of the 2D in-plane rotation, $d$ is also an integer ranging from 1 to 4, indicating the grasp depth, $w \in \mathbb{R}$ is the grasp width and $s \in \mathbb{R}$ is the grasp score describing the grasp quality. For better comprehension, we demonstrate the task definition and the 6-DoF grasp pose in Fig. 2. More details can be found in [11]. To be noted that there are also other types of grippers like dexterous hand [20, 31, 56, 59, 62, 63], human hand [22, 57] and so on, here we mainly focus on the basic two-finger parallel gripper. + +Development of 6-DoF Grasp Detection. 6-DoF grasp detection can trace back to many pioneering works [12,17,18,24,51,52] that aims to relax the restrict of the rectangle representation from three domains of freedom into the more relaxed ones. Among them, GPD [51] is one of the most popular method that enables high success rate to grasp novel objects, which greatly promotes the research in this field. Inspired by GPD [51], early 6-DoF grasp detection methods apply the sample-then-evaluation pipeline [29,36,51] to generate grasp. This pipeline first samples large amounts of grasp candidates from the input scene, then evaluates this candidate to see whether it is a successful grasp. However, + +![](images/edd5bd24fe64bfa686dbea533ab4dc8a985294b5e6bf89dd59a63f5c25fb1a0f.jpg) +Fig. 2: Task definition and the grasp pose. The input for this task is the single-view point cloud from the depth camera and the model aims to output the successful 6-DoF grasp poses for the input scene. + +this pipeline is highly time-consuming in inference, since that we should sample a large amount of grasp candidates and then put them into the evaluator to evaluate. This means that the evaluator (usually a neural network) should run several times to generate successful grasps. To enable efficient grasping, end-to-end methods are proposed [3, 8, 21, 30, 47, 49, 58, 60, 65-67], which directly generates successful 6-DoF grasps based on the visual input. + +Recent years, the large-scale real-world dataset GraspNet-1Billion [1] is proposed, which has dense grasp labels (in billion scale) and enables robust grasping in real world [5, 10, 11, 15, 33, 34, 54]. However, the supervision in this pipeline may be too abundant, which may occur 1) huge resource costs in model training, 2) difficulty for the model to train and converge, as shown in Fig. 1. Prior to the GraspNet-1Billion [1], due to the data limit at that time, many methods are designed under sparse supervision [2, 29, 38, 42, 51]. Although they may be resource-friendly or easy to converge, these methods obtain limited grasp performance. Meanwhile, few methods attempt to use partial labels in the large scale dataset GraspNet-1Billion [1] as supervision [19, 28, 32, 41, 55]. But they have neither explored how to conduct high-quality supervision selection for effective performance, nor attempted to pursue low resource costs when using partial supervision. Thus, they have limited grasp performance and not low resource costs. Thus, how to enable economic grasping (with low resource costs and effective grasp performance) is a meaningful but rarely explored area in 6-DoF grasp detection. Toward this end, in this work, we propose an economic framework, EcomonicGrasp, for 6-DoF grasp detection, aiming to economize the resource costs in training and meanwhile maintain effective grasp performance. + +# 3 The Economic Grasp Framework + +Our economic grasp framework aims to enable effective grasping with low resource costs. First, we explore whether it is the module and loss designs causing the performance gap between the dense and sparse supervision methods. We find that they are part of the reason, but not the key factor (Sec. 3.1). Second, we conduct variance analysis in labels and discover that the ambiguity problem is the "chief culprit" causing this gap. Thus, we design an economic supervision paradigm to mitigate the ambiguity, comprising a supervision selection strategy and the corresponding training pipeline (Sec. 3.2). Third, under economic supervision, we can focus on the learning of a specific grasp, which inspires us to further design the focal representation module (Sec. 3.3). + +# 3.1 A Vanilla Grasp Framework + +Previous to the GraspNet-1Billion dataset [11], there exists many methods training on sparse supervision. Thus, we firstly want to see whether it is the module and loss designs that cause the performance gap between the sparse supervision methods and dense supervision methods. To do so, we reduce the labels in GraspNet-1Billion dataset [11], only keeping the + +Table 1: We gradually "modernize" a simple method S4G [42] (line 1) with the cutting-edge approaches, resulting in a vanilla grasp framework (line 4) for sparse supervision. However, its performance is still limited comparing to dense supervision methods. The performance are the seen results on GraspNet-1Billion dataset [11] in Kinect data. + +
PointNet++3DConvregionstatisticseensimilarnovel
✓18.7211.825.38
✓✓37.3829.5010.23
✓✓✓39.6331.7211.09
✓✓✓43.5934.0913.36
+ +best grasp for each point in each scene, and we implement a simple framework, which follows the PointNet++Grasp [38] or S4G [42] pipeline, using PointNet++ [40] as the backbone and directly predicting the grasp pose for each point, to enable the training under this supervision. However, as shown at the first line in Table 1, this simple baseline only has very limited performance. We further fuse some cutting-edge approaches into the simple baseline, gradually "modernizing" it into a better framework. First, region-based approaches are widely used in recent methods [1,4,5,66], so we apply the region-based method, cylinder grouping, used in [1,54], into the model. Specifically, for each of the point feature outputted by the backbone, we first predict the grasp view, then group the points near the grasp center and along with the grasp view, forming a more discriminate feature to predict the remaining parts of the grasp pose. As shown in the second line in Table 1, region-based method largely improve the model performance. Furthermore, we apply the global statistic proposed in [54] (the graspsness identifier) as an extra task, to identify which points are suitable to grasp, which also improves the model performance. Finally, following many previous works [2,5,54], we use the 3D convolution [16] instead of PointNet++ [40], which also enhances the grasp performance. Combining all together, a vanilla grasp framework is proposed, which use sparse supervision to get satisfactory performance. However, there still a huge gap between the vanilla grasp framework and the SOTA method [54] (achieve 61.19, 47.39, 19.01 performance in seen, similar and novel), where the only main difference between them are the supervision modes. To sum up, we have the following conclusion: + +Cutting-edge approaches help to bridge the gap between sparse and dense supervision methods. But, a significant performance gap still remains. + +# 3.2 Economic Supervision + +Ambiguity Problem. Now we further explore what problems cause the remain performance gap. An interesting idea comes to our mind when we visualize the + +![](images/950e3568fde7e0e0de23b1f4118d5c5d96bb035048bc8b5a40cc1a21b340d5f5.jpg) +Fig. 3: In specific points, there exist many good grasps that with different poses. If we reduce the supervision, it may cause ambiguity in the learning process. + +good grasps selected in each objects. As shown in Fig. 3, we observe that the good grasps in the specific points in different objects are in different poses (views, angles and depths are all different). In GraspNet-1Billion dataset [11], it labels all the possible views, angles and depths $(300 \times 12 \times 4)$ for each point in the object. If we attempt to reduce the labels in each point, it may only keep some of the probabilities within the point. In this case, similar points, especially in neighbor or the same points, may have different labels as supervision, which will confuse the neural networks training. We call this the ambiguity problem. + +To further quantitatively verify this, we analyze the standard deviation of the view, angle and depth of the good grasps in each point. As shown in the first line in Table 2, the good grasp poses are actually diversified and may cause ambiguity problem when we reduce them. In addition, we can also see that grasp views are the most ambiguous part, which has + +the largest standard variance due to its wide range. Furthermore, we are curious that if we already determine the grasp view, angle or depth beforehand, how ambiguous will be of the remaining parts of the grasp pose. To this end, we test the standard deviation of the good grasps after determining the view, angle or depths in each point. The results are demonstrated from the two to four lines in Table 2. We can see that if the grasp view is determined beforehand, the angle and depth are also nearly fixed, indicating that the ambiguity problem is basically solved. In contrast, although determining the grasp angle or grasp depth can somehow make the view less diverse, it is still variant. In summary, we can give the following conclusion: + +The ambiguity problem exists when reducing the supervision, which causes the gap between sparse and dense supervision methods. Moreover, grasp view is the most important part to mitigate this problem. + +Economic Supervision Paradigm. Based on the above analysis, we recommend to keep all the view as supervision rather than only keeping one grasp in each point as in the vanilla grasp framework, which can largely mitigate the ambiguity problem. Under this consensus, we propose the economic supervision paradigm to implement this proposal, including the a well-designed supervision selection strategy to reduce supervision, and a pipeline to enable its training under this type of supervision. + +Table 2: The standard deviation of good grasps within a point. + +
viewangledepth
original46.813.180.81
determine the view-0.220.05
determine the angle13.45-0.27
determine the depth33.812.28-
+ +First, we detail the procedure of the selection for economic supervision. The first step is grasp pose pruning. We keep the grasp view following the above recommend, and prune the grasp angle and grasp depth for each point. In detail, we only keep the view graspsness [54] and the best grasp for each view (300 grasps for each point instead of previous $300 \times 12 \times 4$ grasp poses for each point). Second, we collect the grasp labels of all the objects belonging to each scene to form the scene-level labels, instead of constructing them during training. This process will increase the storage size of the label set. But due to the grasp pose pruning at the first step, this increase is acceptable and will improve data loading speed in training. The final step is point pruning. Since we have already constructed the scene-level labels in the second step, we can further prune the labels in the scene points without grasping labels (with friction coefficient [11,29,37,51] lower than 0.8 or with collision in the scene). This step will reduce the label set to 1/2 of the original. After the above three steps, we can reduce the label set from 55 GB to 1.6 GB, becoming lower than 1/30 of the original, and meanwhile construct the scene-level labels in advance. Therefore, we can rapidly load the labels when training, which also has less memory and GPU costs, largely economizing the training overload, and meanwhile enabling fast and stable convergence. + +To enable the model to train under the above economic supervision, we just need to slightly revise the vanilla grasp framework describe in Sec. 3.1. First, we predict the view scores for each point, and then select the best view based on the predicted scores. Next, we generate the remaining parts of the grasp pose for the selected view. The grasp view training is based on the view graspsness [54]. Since we already keep a grasp for each view, we can use the corresponding label to supervise the learning of the remaining parts (angle, depth, width and score). Besides, since we also prune the labels in points without good grasps, the labels are hard to match all the input points (we may not have suitable labels close enough to supervise the training of the grasps of some the input points). Thus, we use a selective match loss, masking the loss for the grasps of input points without suitable labels and preventing back-propagating its loss. + +# 3.3 Focal Representation under Economic Supervision + +After economic supervision, we have the chance to give comprehensive consideration to learn a specific grasp. Thus, we design the focal representation module, comprising an interactive grasp head and a composite score estimation module to learn the specific grasp more accurately. + +Interactive Grasp Head. The insight of the interactive grasp head is that since we only keep one grasp for each view, we aim to facilitate more interaction among the feature, to be more aligned with the specific grasp. Thus, we design a global and local interactive attentions [53] to achieve this goal. + +First, the region-based method described in Sec. 3.1 will output the feature that can represent the region near the point along a specific view, which basically contains the range of all possible grasps to this point along the selected view. However, since we only aim to learn a specific good grasp in this range under economic supervision, the region is still too broad for our task. Therefore, we + +design a global interactive attention to learn interaction within the region, which conducts the attention within the regions to construct a more discriminate feature for the learning the specific grasp. After that, following the previous object detection methods [14,45,61], we use multiple heads to learn the remaining parts of the grasp $r, d, w, s$ from different features, instead of directly learning them from a common feature space. + +Second, the remaining parts of the grasp are dependent, and this dependent relation is not determined beforehand. To be specific, sometimes when we have determined the angle, the depth naturally becomes fixed. However, this is not always the case. In some instances, establishing the depth first is better, which can result in a nearly-fixed angle. To learn this dependent relation, we use a local attention module to enable it, which executes the attention within the four grasp features. For clarity, we demonstrate the interactive grasp head in Fig. 4. To be noted that the global interactive attention is conducted among the region points, following a pooling layer to fuse them into an unified feature, and the local interactive attention is executed among different parts of the grasp pose. + +This design is mainly for economic supervision. In previous dense supervision methods, they directly predict the combination of angles and depths, which is hard to learn features focusing on all the grasp poses economically. + +Composite Score Estimation. What's more, we want to predict the score more accurately for the specific grasp. Inspired by the idea from action quality assessment [50], which aims to predict a score to reflect the quality of the actions, we can model the score by classification. To be specific, we model the score by simply $1.1 - \mu$ , where $\mu$ is the friction coefficient [11, 29, 37, 51]. In this way, the scores will have six value (from 0 to 1 with + +$\triangle 0.2)$ and can be learnt by a six-class classifier. For inference, naive approach is to predict the score using the value corresponding to the highest probability. However, this cannot fully leverage the advantage of learning the score distribution using classification. Instead, we use the composite score estimation, linearly combining the scores in each segment by the probability, which can be formulated as $s = [0,0.2,0.4,0.6,0.8,1]\cdot \mathbf{s}_c^T$ , where $\mathbf{s}_c$ is the output of the score classifier. The composite score estimation is highly necessary for predicting accurate score, which is evaluated in Sec. 4.3. + +To be noted that this idea is also tailored for economic supervision. If we introduce this idea into the dense framework, the composite score estimation should transform the regression head into a classification head, this will make the angle-depth combination in dense supervision methods six times larger, which is highly uneconomical. + +![](images/385061f09ced4879482a0ad70433e5a99bec00d8de1eaa5a20003adf7fd87232.jpg) +Fig. 4: Interactive grasp head. + +![](images/f516913e4ccac296257ebe56e46cd5b1d8bdb28bb6e2df324ec412f0b4b2841b.jpg) +(a) sparse framework + +![](images/56fd0ab4b28696253a1e75f290c343edc81a59fc7559cbf349589df914ad6738.jpg) +(b) dense framework + +![](images/27863b90fc4603ceb3d66429bfd566fcba2467fc5d04c38820a9a51edaa3409c.jpg) +(c) economic framework +Fig. 5: Frameworks overview. Benefit from the economic supervision and focal representation, our economic framework achieves effective performance with low costs. We highlight the main contributions of our paper in bold face. + +# 3.4 Framework Overall + +The overall economic framework is described in Fig. 5. Previous sparse framework predicts one or few grasps for each point. However, this learning is somehow ambiguous since that the output just contains partial probabilities of all the good grasp, which results in limited performance, as analyzed in Sec.3.2. The dense framework will output and learn the combination of grasp angles and grasp depths, which has high resource costs and slow convergence speed, as shown in Fig. 1. Our economic framework innovatively keeps all views to mitigate the ambiguity problem, and design a focal representation module to generate the specific grasp more accurately. + +# 3.5 Dataset and Details + +Dataset. We use GraspNet-1Billion [11] for training and evaluation. GraspNet-1Billion [11] is a large-scale real-world dataset with 88 objects and 190 scenes captured by two cameras (Kniect and RealScenes), which can reflect the real-world grasp performance accurately [10,54]. There are 100 scenes as the training set and 90 scenes to be the testing set. In addition, the testing set are further equally divided into three splits for seen, similar and novel objects respectively. To be noted that this is the only dense real-world dataset to fully analyze the performance and costs of our framework with other sparse or dense frameworks. + +Metric. As for the metric, we adopt AP as the metric following GraspNet-1Billion [11]. In detail, we first generate 6-DoF grasps by our model, then evaluate the grasps with high scores by reconstructing the test scenes and calculating the + +Table 3: Performance comparison in Kinect camera. Best results are in bold face. We highlight the important comparison metrics by gray cell. + +
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]24.3830.1613.4623.1828.6411.329.5810.143.16
PointNetGPD [29]27.5934.2117.8324.3830.8412.8310.6611.243.21
sparseS4G [42]18.7222.9014.5811.8214.747.675.386.692.19
TransGrasp [32]35.9741.6931.8629.7135.6724.1911.4114.425.87
GraNet [55]41.3849.8433.8635.2943.1526.8911.5714.315.24
denseGraspNet Baseline [11]29.8836.1919.3127.8433.1916.6211.5112.923.56
TSB [34]49.4258.3843.6641.4950.2934.6015.3519.187.98
GSNet [54]61.1971.4656.0447.3956.7840.4319.0123.7310.60
economicEconomicGrasp62.5973.8955.9951.7362.7043.4519.5424.2411.12
+ +Table 4: Performance comparison in RealSense camera. Best results are in bold face. We highlight the important comparison metrics by gray cell. + +
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]22.8728.5312.8421.3327.839.648.248.892.67
PointNetGPD [29]25.9633.0115.3722.6829.1510.769.239.892.74
sparseS4G [42]25.7131.1920.8418.4523.1412.869.0411.233.61
TransGrasp [32]39.8147.5436.4229.3234.8025.1913.8317.117.67
GraNet [55]43.3352.5634.0439.9848.6632.0014.9018.667.76
denseGraspNet Baseline [11]27.5633.4316.9526.1134.1914.2310.5511.253.98
TSB [34]58.9568.1854.8852.9763.2446.9922.6328.5312.00
GSNet [54]65.7076.2561.0853.7565.0445.9723.9829.9314.05
economicEconomicGrasp68.2179.6063.5461.1973.6053.7725.4831.4613.85
+ +force-closure metric [11, 29, 37, 51] by giving different friction coefficients $\mu$ . By doing so, we will get a binary metric to indicate whether each grasp can successful grab the object under the friction coefficient $\mu$ . $\mathrm{AP}_{\mu}$ means the average success rate of the predicted top-k grasps with k ranging from 1 to 50 under $\mu$ , and $\mathrm{AP}$ is the average of $\mathrm{AP}_{\mu}$ for $\mu$ ranging from 0.2 to 1.0 with $\triangle \mu = 0.2$ . + +Implementation Details. We now describe the implementation details of our EconomicGrasp framework. We use a 14-layers 3D UNet as our backbone, which is implemented by the Minkowski Engine [6]. The output feature dimension is 512 and the hidden dimensions are [32, 64, 128, 256, 192, 192, 192, 192]. For the design of the loss function, we use the smooth L1 loss for view prediction. Regarding the angle, depths, widths and score, we use cross entropy for angle, depth and score learning and smooth L1 loss for width learning. In terms of the optimization, we use Adam [25] as our optimizer with start learning rate $1e^{-3}$ , and use the cosine learning rate decay schedule for training. The training batch size is 4 and the training epoch is 10. All the models are implemented with PyTorch [39] on NVIDIA RTX3090 GPUs. + +# 4 Experiments + +# 4.1 Grasp Performance + +To evaluate the performance of our economic framework, we conduct performance study comparing with other 6-DoF grasping methods, including GPD [51], + +Table 5: Training resource costs comparison. Best results are in bold face. + +
supervisionmethodstrainingmAP ↑mAP ↑
time (h)↓memory (G)↓GPUs (G)↓KinectRealSense
sparseTransGrasp [32]41.24.87.6125.6929.48
GraNet [55]75.648.28.0229.4135.63
denseTSB [34]63.651.416.2135.4248.27
GSNet [54]37.835.49.1542.5347.81
economicEconomicGrasp8.34.25.8144.6251.63
+ +PointNetGPD [29], S4G [42], GraspNet-Baseline [11], TransGrasp [32], GraNet [55], TSB [34], GSNet [54]. Among them, GPD [51], PointNetGPD [29] are sample-based methods that trains by sampling different grasps and evaluating its score. S4G [42], TransGrasp [32] and GraNet [55] are sparse supervision methods that trains on a partial of the GraspNet-1billion dataset, which output one or few grasps for each point. GraspNet-Baseline [11], TSB [34] and GSNet [54] are dense supervision methods that trains on dense labels, which learns the grasp from all the (300 view $\times 12$ rotation $\times 4$ depth) grasp labels for each points. + +The testing results of Kinect and RealSense cameras are shown in Fig. 3 and Fig. 4 respectively. From the table we can see that our EconomicGrasp outperforms all the SOTA methods. For example, we outperform GSNet [54] by 1.40, 4.32, 0.53 AP increases on seen, similar and novel scenes in Kinect camera, and by 2.51, 7.42, 1.50 AP increases on seen, similar and novel scenes in RealSense camera. On average, there is about 3 AP enhancement, showing great potential for the economic framework. The improvement could be attributed to the following reasons: 1) our economic framework innovatively maintains grasp views for training, which mitigates the ambiguity problem; 2) our focal representation module is effective and specifically designed for our economic supervision. The result shows great potential for the economic framework. + +# 4.2 Training Resource Cost + +To evaluate the economy of our economic framework, we also conduct the training costs experiments comparing with some effective 6-DoF grasping methods, including TransGrasp [32], GraNet [55], TSB [34] and the current SOTA dense supervision method GSNet [54]. Specifically, we test the resources of total training time, memory costs and GPU costs for training the GraspNet-1Billion dataset on Kinect data. All the experiments are conducted in an empty machine without other running processes for fair comparison. + +As shown in Table 5, we can see that our method has the lowest training resource costs in training time, memory utilization and GPU utilization comparing to other methods, meanwhile surpasses all methods in grasp performance. For example, comparing to the SOTA method GSNet [54], our method has 3 AP improvement on average in performance, and only uses $1/4$ training time, $1/8$ memory costs. This is due to our economic framework that using less but important supervision to train the model, and design a tailored focal representation module for the economic training. + +Table 6: Real world experiments. Best is in bold face. + +
IDsobjectsGSNet [54] attempts successEconomicGrasp attempts success
1, 4, 9, 11, 155683.3%5100%
2, 3, 6, 7, 1255100%683.3%
5, 8, 10, 11, 13, 146785.2%785.2%
1, 2, 3, 11, 12, 156785.2%6100%
5, 6, 7, 9, 13, 14, 157887.5%887.5%
1, 3, 6, 8, 10, 11, 127887.5%7100%
total364187.8%3992.3%
+ +Table 7: Analysis of bad cases. It shows the number of testing scenes without any successful grasps in the generated top50 grasps. There are 7680 scenes in total. Best results are in bold face. + +
GSNet [54]EconomicGrasp
109/768036/7680
+ +Table 8: Main ablation study. Important compari- Table 9: Ablation study of the son metric is in gray cell. economic supervision paradigm. + +
economic supervisioninteractive headcomposite scoreseensimilarnovelmean
43.5934.0913.3630.34
✓60.0748.1618.7042.31
✓✓63.0850.6118.7444.14
✓✓59.8148.4519.0142.42
✓✓✓62.5951.7319.5444.62
+ +Table 9: Ablation study of the economic supervision paradigm. Important comparison metric is in gray cell. + +
selective +lossseensimilarnovelmean
59.6748.6819.2742.54
✓62.5951.7319.5444.62
+ +# 4.3 Ablation Study + +Moreover, we conduct a series of ablation studies to test the effectiveness of each design of our framework. All the experiments are trained on GraspNet-1Billion dataset [11] on the Kinect data. + +Main Ablation Study. We first conduct ablation study to test the main components of our framework. As shown in the first line in Table 6, the economic supervision paradigm gains the major improvements for our method, since it mitigates the key ambiguity problem when reducing the supervision. Moreover, from the second line in Table 6, we can see that interactive head also helps to enhance the performance by 1.8 mean AP, showing that interactively learning focal and discriminate features for a specific grasp is useful. However, as shown in the third line in Table 6, the composite score estimation cannot amplify the performance along. But with the help of the interactive head to learn focal representation for the specific grasp, the composite score can be used together with the interactive grasp head and improve the performance, as shown in the forth line in Table 6. Due to the space limit, the ablation study for resource costs of the main components is put in the supplementary material. + +Other Ablation Studies. We also conduct other ablation studies for each component. As shown in Table 9, the selective loss can improve the model performance with about 2.08 AP, indicating that masking the unmatched points for loss calculation is important for training under economic supervision. In addition, the ablation study for the interactive grasp head is shown in Table 10. It demonstrates that by gradually adding the global interactive attention + +Table 10: Ablation study of the interactive Table 11: Ablation study of the composit-grasp head. Important comparison metric is its score estimation. Important comparison in gray cell. metric is in gray cell. + +
global +interactivelocal +interactiveseensimilarnovelmean
59.8148.4519.0142.42
✓61.9649.0919.4443.49
✓✓62.5951.7319.5444.62
+ +and the local interactive attention, the model performance can be elevated step by step, showing that learning interaction to focus on a specific grasp is effective for economic supervision. Furthermore, the ablation study of the composite score estimation is demonstrated in Table 11. From the table, we can observe that composite score estimation at inference is necessary for predicting accurate scores. Predicting the score without it will cause nearly 10 AP decrease. We also conduct several ablation studies about keeping different numbers of views and comparing different types of sparse supervision, which can be seen in the supplementary material. + +# 4.4 Real-world Testing + +For a deeper assessment of our performance, we further conduct the real-world experiments comparing with the SOTA method GSNet [54]. In detail, we arrange six scenes with 5,5,6,6,7,7 objects and test the number of grasps re + +![](images/6c99aac4577b409b0c21734739610be1f63c20b9da659e48dfb69dc0fc78d092.jpg) +Fig. 6: Qualitative analysis. +(a) real-world experiments objects +Fig. 7: Real-world experiments setup. + +![](images/0cc1ac2236f17580b0fab470e9d50cf4874d2e8358a0e516be176f80fcae8de4.jpg) +(b) system setup + +quired to empty the scenes (a pick and place task). The experiments are conducted by Franka Emika robot hand with a two-finger gripper. The experiment setup and the testing objects are shown in Fig. 7, which contains 4 trained objects (NO. 3, 4, 6, 10) and 11 untrained objects (NO. 1, 2, 5, 7, 8, 9, 11, 12, 13, 14, 15). The testing results are shown in Table 6. It can be seen that our method can achieve robust real-world grasping ability, slightly surpassing the SOTA method GSNet [54] in the real world experiments, showing great poten + +tial for our economic framework. We also make a video demo, showing the real world grasping practice with our economic framework, which can be found in the supplementary material. + +# 4.5 Analysis + +Qualitative Analysis. We conduct qualitative analysis to further evaluate the robustness and effectiveness of our method. We randomly sample some scenes from the test set of GraspNet-1Billion dataset [1] and visualize the top30 grasps generated by our method. The results are shown in Fig. 6. From the figure, we can see that the grasps generated by our method are robust and basically reasonable, demonstrating the effectiveness of our economic framework. In addition, the generated grasp poses are diverse and flexible, showing the effectiveness of 6-DoF grasping. We also test the diversity of our generated grasp in the supplementary material to show that we maintain the diversity although we reduce the dataset. + +Failure Cases Analysis. Additionally, we also calculate the number of failure cases of our model comparing with the SOTA method GSNet [54]. To be specific, we analyze the number of scenes in the seen test set that has no successful grasps in the predicted top50 grasps with low friction coefficients $\mu = 0.2$ , which can evaluate the high-quality grasps generating ability of our method. + +As demonstrated in Table 7, we can see that in the total of 7680 scenes, there are 109 failure cases for GSNet [54], and only 36 failure cases for our model, which indicates that selecting high-quality labels to supervise the learning is to some extent robust to generate high-quality grasps, which is also showing the great potential for the exploration of economic grasping. We also conduct plug-and-play experiments in the supplementary material, showing great potential for our economic procedure. + +# 5 Conclusion + +In this work, we propose an economic framework for 6-DoF grasp detection, to economize resource costs in training and maintain effective grasp performance. We find that the dense supervision is the bottleneck to encumber the entire training overload, and meanwhile make the training hard to converge. Toward this end, we propose the economic supervision paradigm to reduce the supervision and meanwhile maintain comparable performance. Furthermore, economic supervision gives us the chance to focus on the learning of the specific grasp, thus we devise a focal representation module to enable it. Combining all together, we propose the EconomicGrasp framework. Our extensive experiments show that our framework surpasses the SOTA grasping method with low resources cost (1/4 training time cost, 1/8 memory cost and 1/25 storage cost), showing great potential for the economic framework. + +In the future, exploring how to build economic grasping supervision from natural, instead of simplifying from a dense dataset, will be interesting and meaningful, which can be the future work to do. And we believe this work can also give insights to the further exploration about it. + +# Acknowledgements + +This work was supported partially by the National Key Research and Development Program of China (2023YFA1008503), NSFC(U21A20471), Guangdong NSF Project (No. 2023B1515040025, 2020B1515120085). Additionally, I sincerely thank Jia-Run Du's help for the valuable suggestions for the paper. + +# References + +1. Asif, U., Tang, J., Harrer, S.: Graspnet: An efficient convolutional neural network for real-time grasp detection for low-powered devices. 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Robotic grasping in clutters is a fundamental task in robotic manipulation. In this work, we propose an economic framework for 6-DoF grasp detection, aiming to economize the resource cost in training and meanwhile maintain effective grasp performance. To begin with, we discover that the dense supervision is the bottleneck of current SOTA methods that severely encumbers the entire training overload, meanwhile making the training difficult to converge. To solve the above problem, we first propose an economic supervision paradigm for efficient and effective grasping. This paradigm includes a well-designed supervision selection strategy, selecting key labels basically without ambiguity, and an economic pipeline to enable the training after selection. Furthermore, benefit from the economic supervision, we can focus on a specific grasp, and thus we devise a focal representation module, which comprises an interactive grasp head and a composite score estimation to generate the specific grasp more accurately. Combining all together, the EconomicGrasp framework is proposed. Our extensive experiments show that EconomicGrasp surpasses the SOTA grasp method by about 3AP on average, and with extremely low resource cost, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "spans": [ + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "type": "text", + "content": "Keywords: Robotics " + }, + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "type": "text", + "content": " 6-DoF Grasp Detection " + }, + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 538, + 451, + 550 + ], + "type": "text", + "content": " Economic Framework" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 578, + 230, + 591 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 578, + 230, + 591 + ], + "spans": [ + { + "bbox": [ + 132, + 578, + 230, + 591 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 597, + 482, + 648 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 597, + 482, + 648 + ], + "spans": [ + { + "bbox": [ + 130, + 597, + 482, + 648 + ], + "type": "text", + "content": "As a fundamental task in robotic manipulations, 6-DoF grasp detection [2,10,11, 51] achieves rapid development in recent years, which has broad applications in many real-world scenarios, such as picking [7], assembling [48], fruit harvesting [68] and house serving like cooking and cleaning [13]." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 141, + 654, + 422, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 654, + 422, + 666 + ], + "spans": [ + { + "bbox": [ + 141, + 654, + 422, + 666 + ], + "type": "text", + "content": "†: project lead, &: equal key contributions, *: corresponding author." + } + ] + } + ], + "index": 10 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 117, + 277, + 224 + ], + "blocks": [ + { + "bbox": [ + 135, + 117, + 277, + 224 + ], + "lines": [ + { + "bbox": [ + 135, + 117, + 277, + 224 + ], + "spans": [ + { + "bbox": [ + 135, + 117, + 277, + 224 + ], + "type": "image", + "image_path": "4c34921c1e1e37c60adc20ccc776a0e4f189146d7a7065af93227250af3e70d0.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 156, + 224, + 261, + 233 + ], + "lines": [ + { + "bbox": [ + 156, + 224, + 261, + 233 + ], + "spans": [ + { + "bbox": [ + 156, + 224, + 261, + 233 + ], + "type": "text", + "content": "(a) training time vs. performance" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 245, + 482, + 312 + ], + "lines": [ + { + "bbox": [ + 130, + 245, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 245, + 482, + 312 + ], + "type": "text", + "content": "Fig. 1: Economic supervision vs. dense supervision. In our economic framework, the resource cost is minimal and the training is easy to converge. Moreover, with our well design for economic supervision, our framework achieves better performance than the SOTA dense supervision method GSNet [54]. \"ep\" means epochs. All the costs are tested in an empty machine with one NVIDIA RTX3090 GPU for fair. The results are trained and tested with GraspNet-1Billion [11] on Kinect data." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 281, + 118, + 478, + 220 + ], + "blocks": [ + { + "bbox": [ + 281, + 118, + 478, + 220 + ], + "lines": [ + { + "bbox": [ + 281, + 118, + 478, + 220 + ], + "spans": [ + { + "bbox": [ + 281, + 118, + 478, + 220 + ], + "type": "image", + "image_path": "07fd0381a855e4d21f3d70c9ed486bfbb5e8fd91e2d7d467e6e1f6f015a12986.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 346, + 224, + 400, + 233 + ], + "lines": [ + { + "bbox": [ + 346, + 224, + 400, + 233 + ], + "spans": [ + { + "bbox": [ + 346, + 224, + 400, + 233 + ], + "type": "text", + "content": "(b) resource cost" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "type": "text", + "content": "Recently, with the help of the real-world grasp dataset GraspNet-1Billion [11], which has abundant labels as supervision (we call it dense supervision, which is in billion scale), 6-DoF grasp detection methods [10, 11, 15, 34, 54] achieve great grasping performance. However, this type of supervision also occurs some problems. It 1) has huge resource costs in model training, 2) makes the training difficult to learn and converge. As shown in Fig. 1 (a), this supervision is somehow too abundant for the model to train, which causes slow and hard convergence. Furthermore, as shown in Fig. 1 (b), the data processing time of the state-of-the-art method GSNet [54], which is under dense supervision, is very long (about " + }, + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "type": "inline_equation", + "content": "9\\mathrm{x}" + }, + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "type": "text", + "content": " of the sum of model training time and loss calculation time). Moreover, nearly 100 million labels will be loaded in each batch to train the model, resulting in high memory cost (34.6G) and low GPU utilization " + }, + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "type": "inline_equation", + "content": "(20\\%)" + }, + { + "bbox": [ + 130, + 318, + 482, + 557 + ], + "type": "text", + "content": ". Prior to GraspNet-1Billion [11], due to supervision-limited, many grasping methods are designed to learn in sparse supervision [2, 29, 38, 42, 51] (in million scale). Although they may have fewer training resources or fast converge speed, they have limited grasp performance due to the inadequate training data. Therefore, how to enable economic grasping with low resource costs and effective grasp performance is a meaningful but rarely explored area in 6-DoF grasp detection, which can promote the extension of the research area and support wide applications in resource-constrained environments." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "In this work, we propose an economic framework for 6-DoF grasp detection, which aims to economize the resource costs in training and meanwhile maintain effective grasp performance. Firstly, we analyze the reason which causes the gap between sparse and dense supervision methods. We follow the previous sparse supervision methods, gradually \"modernizing\" it, to see whether it is the module or loss designs that lead the gap. However, the answer is NO and there still exist other problems in sparse supervision. Secondly, we conduct variance analysis in labels, and find that the ambiguity problem is the \"chief culprit\" causing this gap. Therefore, we propose an economic supervision paradigm for" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 100 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "content": "efficient and effective grasping, including a well-designed supervision selection strategy and a economic pipeline to enable training after selection. Thirdly, economic supervision affords us the opportunity to focus on the learning of a specific grasp. Toward this end, we design a focal representation module to enable it, which includes an interactive grasp head to learn discriminate features for a specific grasp, and a composite score for more accurate score estimation. Combining all together, the EconomicGrasp is proposed, which is resource-friendly and performance-effective for robotic grasping." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 212, + 482, + 284 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 212, + 482, + 284 + ], + "spans": [ + { + "bbox": [ + 130, + 212, + 482, + 284 + ], + "type": "text", + "content": "Extensive experiments show that EconomicGrasp has great grasp performance, surpassing the state-of-the-art grasp method with 3AP on average. More importantly, our framework is economic, which has extremely low resource costs comparing to state-of-the-art grasp method, for about 1/4 training time cost, 1/8 memory cost and 1/30 storage cost. Our code is available at https://github.com/iSEE-Laboratory/EconomicGrasp." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 292, + 357, + 305 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 292, + 357, + 305 + ], + "spans": [ + { + "bbox": [ + 131, + 292, + 357, + 305 + ], + "type": "text", + "content": "2 Revisiting 6-DoF Grasp Detection" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "spans": [ + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": "Task Definition. Robotic grasping is a fundamental skill for robotic manipulation [13, 68, 69], which can be divided into two basic processes, perception and planing [43]. The robot first detects where to grasp (grasp detection), then executes the control algorithm to move to the target position. 6-DoF grasp detection, different from the methods of detecting contact points [26, 46] or rectangles [23, 27, 35, 44, 64], is to generate 6-DoF grasp poses based on the visual input [9, 29, 36, 49, 51, 66], which consists of the 3D positions with its 3D rotations. Formally specking, giving the point cloud " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "\\mathbf{C} \\in \\mathbb{R}^{n \\times 3}" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " as input (" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is the number of input points), our goal is to learn how to generate 6-DoF grasps that can successfully grab the object. Following the setting of previous works [5, 10, 11, 33, 54], we represent the 6-DoF grasp as " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "\\mathbf{G} = [\\mathbf{c}, v, a, d, w, s]" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "\\mathbf{c} \\in \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is the central point of the grasp, " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is an integer ranging from 1 to 300, standing for different approaching directions of the grasp view, " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "a" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is an integer ranging from 1 to 12, representing different angles of the 2D in-plane rotation, " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is also an integer ranging from 1 to 4, indicating the grasp depth, " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "w \\in \\mathbb{R}" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is the grasp width and " + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "inline_equation", + "content": "s \\in \\mathbb{R}" + }, + { + "bbox": [ + 130, + 310, + 482, + 550 + ], + "type": "text", + "content": " is the grasp score describing the grasp quality. For better comprehension, we demonstrate the task definition and the 6-DoF grasp pose in Fig. 2. More details can be found in [11]. To be noted that there are also other types of grippers like dexterous hand [20, 31, 56, 59, 62, 63], human hand [22, 57] and so on, here we mainly focus on the basic two-finger parallel gripper." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "Development of 6-DoF Grasp Detection. 6-DoF grasp detection can trace back to many pioneering works [12,17,18,24,51,52] that aims to relax the restrict of the rectangle representation from three domains of freedom into the more relaxed ones. Among them, GPD [51] is one of the most popular method that enables high success rate to grasp novel objects, which greatly promotes the research in this field. Inspired by GPD [51], early 6-DoF grasp detection methods apply the sample-then-evaluation pipeline [29,36,51] to generate grasp. This pipeline first samples large amounts of grasp candidates from the input scene, then evaluates this candidate to see whether it is a successful grasp. However," + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Economic Framework for 6-DoF Grasp Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 149, + 118, + 460, + 188 + ], + "blocks": [ + { + "bbox": [ + 149, + 118, + 460, + 188 + ], + "lines": [ + { + "bbox": [ + 149, + 118, + 460, + 188 + ], + "spans": [ + { + "bbox": [ + 149, + 118, + 460, + 188 + ], + "type": "image", + "image_path": "edd5bd24fe64bfa686dbea533ab4dc8a985294b5e6bf89dd59a63f5c25fb1a0f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 193, + 482, + 228 + ], + "lines": [ + { + "bbox": [ + 130, + 193, + 482, + 228 + ], + "spans": [ + { + "bbox": [ + 130, + 193, + 482, + 228 + ], + "type": "text", + "content": "Fig. 2: Task definition and the grasp pose. The input for this task is the single-view point cloud from the depth camera and the model aims to output the successful 6-DoF grasp poses for the input scene." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 233, + 479, + 305 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 233, + 479, + 305 + ], + "spans": [ + { + "bbox": [ + 130, + 233, + 479, + 305 + ], + "type": "text", + "content": "this pipeline is highly time-consuming in inference, since that we should sample a large amount of grasp candidates and then put them into the evaluator to evaluate. This means that the evaluator (usually a neural network) should run several times to generate successful grasps. To enable efficient grasping, end-to-end methods are proposed [3, 8, 21, 30, 47, 49, 58, 60, 65-67], which directly generates successful 6-DoF grasps based on the visual input." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 305, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 305, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 305, + 482, + 521 + ], + "type": "text", + "content": "Recent years, the large-scale real-world dataset GraspNet-1Billion [1] is proposed, which has dense grasp labels (in billion scale) and enables robust grasping in real world [5, 10, 11, 15, 33, 34, 54]. However, the supervision in this pipeline may be too abundant, which may occur 1) huge resource costs in model training, 2) difficulty for the model to train and converge, as shown in Fig. 1. Prior to the GraspNet-1Billion [1], due to the data limit at that time, many methods are designed under sparse supervision [2, 29, 38, 42, 51]. Although they may be resource-friendly or easy to converge, these methods obtain limited grasp performance. Meanwhile, few methods attempt to use partial labels in the large scale dataset GraspNet-1Billion [1] as supervision [19, 28, 32, 41, 55]. But they have neither explored how to conduct high-quality supervision selection for effective performance, nor attempted to pursue low resource costs when using partial supervision. Thus, they have limited grasp performance and not low resource costs. Thus, how to enable economic grasping (with low resource costs and effective grasp performance) is a meaningful but rarely explored area in 6-DoF grasp detection. Toward this end, in this work, we propose an economic framework, EcomonicGrasp, for 6-DoF grasp detection, aiming to economize the resource costs in training and meanwhile maintain effective grasp performance." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 532, + 350, + 545 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 532, + 350, + 545 + ], + "spans": [ + { + "bbox": [ + 131, + 532, + 350, + 545 + ], + "type": "text", + "content": "3 The Economic Grasp Framework" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 552, + 482, + 672 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 552, + 482, + 672 + ], + "spans": [ + { + "bbox": [ + 130, + 552, + 482, + 672 + ], + "type": "text", + "content": "Our economic grasp framework aims to enable effective grasping with low resource costs. First, we explore whether it is the module and loss designs causing the performance gap between the dense and sparse supervision methods. We find that they are part of the reason, but not the key factor (Sec. 3.1). Second, we conduct variance analysis in labels and discover that the ambiguity problem is the \"chief culprit\" causing this gap. Thus, we design an economic supervision paradigm to mitigate the ambiguity, comprising a supervision selection strategy and the corresponding training pipeline (Sec. 3.2). Third, under economic supervision, we can focus on the learning of a specific grasp, which inspires us to further design the focal representation module (Sec. 3.3)." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 101 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 302, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 302, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 302, + 128 + ], + "type": "text", + "content": "3.1 A Vanilla Grasp Framework" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 264, + 292 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 264, + 292 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 264, + 292 + ], + "type": "text", + "content": "Previous to the GraspNet-1Billion dataset [11], there exists many methods training on sparse supervision. Thus, we firstly want to see whether it is the module and loss designs that cause the performance gap between the sparse supervision methods and dense supervision methods. To do so, we reduce the labels in GraspNet-1Billion dataset [11], only keeping the" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 270, + 144, + 482, + 221 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 270, + 144, + 482, + 221 + ], + "spans": [ + { + "bbox": [ + 270, + 144, + 482, + 221 + ], + "type": "text", + "content": "Table 1: We gradually \"modernize\" a simple method S4G [42] (line 1) with the cutting-edge approaches, resulting in a vanilla grasp framework (line 4) for sparse supervision. However, its performance is still limited comparing to dense supervision methods. The performance are the seen results on GraspNet-1Billion dataset [11] in Kinect data." + } + ] + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 273, + 222, + 481, + 277 + ], + "blocks": [ + { + "bbox": [ + 273, + 222, + 481, + 277 + ], + "lines": [ + { + "bbox": [ + 273, + 222, + 481, + 277 + ], + "spans": [ + { + "bbox": [ + 273, + 222, + 481, + 277 + ], + "type": "table", + "html": "
PointNet++3DConvregionstatisticseensimilarnovel
✓18.7211.825.38
✓✓37.3829.5010.23
✓✓✓39.6331.7211.09
✓✓✓43.5934.0913.36
", + "image_path": "162fb3bd325c06e6e5cabf8c56509db6769b976dc87bb24d8682fa3cc9159999.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 293, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 293, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 293, + 482, + 569 + ], + "type": "text", + "content": "best grasp for each point in each scene, and we implement a simple framework, which follows the PointNet++Grasp [38] or S4G [42] pipeline, using PointNet++ [40] as the backbone and directly predicting the grasp pose for each point, to enable the training under this supervision. However, as shown at the first line in Table 1, this simple baseline only has very limited performance. We further fuse some cutting-edge approaches into the simple baseline, gradually \"modernizing\" it into a better framework. First, region-based approaches are widely used in recent methods [1,4,5,66], so we apply the region-based method, cylinder grouping, used in [1,54], into the model. Specifically, for each of the point feature outputted by the backbone, we first predict the grasp view, then group the points near the grasp center and along with the grasp view, forming a more discriminate feature to predict the remaining parts of the grasp pose. As shown in the second line in Table 1, region-based method largely improve the model performance. Furthermore, we apply the global statistic proposed in [54] (the graspsness identifier) as an extra task, to identify which points are suitable to grasp, which also improves the model performance. Finally, following many previous works [2,5,54], we use the 3D convolution [16] instead of PointNet++ [40], which also enhances the grasp performance. Combining all together, a vanilla grasp framework is proposed, which use sparse supervision to get satisfactory performance. However, there still a huge gap between the vanilla grasp framework and the SOTA method [54] (achieve 61.19, 47.39, 19.01 performance in seen, similar and novel), where the only main difference between them are the supervision modes. To sum up, we have the following conclusion:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 149, + 577, + 465, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 577, + 465, + 601 + ], + "spans": [ + { + "bbox": [ + 149, + 577, + 465, + 601 + ], + "type": "text", + "content": "Cutting-edge approaches help to bridge the gap between sparse and dense supervision methods. But, a significant performance gap still remains." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 620, + 272, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 620, + 272, + 632 + ], + "spans": [ + { + "bbox": [ + 132, + 620, + 272, + 632 + ], + "type": "text", + "content": "3.2 Economic Supervision" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Ambiguity Problem. Now we further explore what problems cause the remain performance gap. An interesting idea comes to our mind when we visualize the" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Economic Framework for 6-DoF Grasp Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 166, + 115, + 444, + 172 + ], + "blocks": [ + { + "bbox": [ + 166, + 115, + 444, + 172 + ], + "lines": [ + { + "bbox": [ + 166, + 115, + 444, + 172 + ], + "spans": [ + { + "bbox": [ + 166, + 115, + 444, + 172 + ], + "type": "image", + "image_path": "950e3568fde7e0e0de23b1f4118d5c5d96bb035048bc8b5a40cc1a21b340d5f5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 175, + 482, + 198 + ], + "lines": [ + { + "bbox": [ + 131, + 175, + 482, + 198 + ], + "spans": [ + { + "bbox": [ + 131, + 175, + 482, + 198 + ], + "type": "text", + "content": "Fig. 3: In specific points, there exist many good grasps that with different poses. If we reduce the supervision, it may cause ambiguity in the learning process." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 205, + 482, + 301 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 205, + 482, + 301 + ], + "spans": [ + { + "bbox": [ + 130, + 205, + 482, + 301 + ], + "type": "text", + "content": "good grasps selected in each objects. As shown in Fig. 3, we observe that the good grasps in the specific points in different objects are in different poses (views, angles and depths are all different). In GraspNet-1Billion dataset [11], it labels all the possible views, angles and depths " + }, + { + "bbox": [ + 130, + 205, + 482, + 301 + ], + "type": "inline_equation", + "content": "(300 \\times 12 \\times 4)" + }, + { + "bbox": [ + 130, + 205, + 482, + 301 + ], + "type": "text", + "content": " for each point in the object. If we attempt to reduce the labels in each point, it may only keep some of the probabilities within the point. In this case, similar points, especially in neighbor or the same points, may have different labels as supervision, which will confuse the neural networks training. We call this the ambiguity problem." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 301, + 334, + 397 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 301, + 334, + 397 + ], + "spans": [ + { + "bbox": [ + 130, + 301, + 334, + 397 + ], + "type": "text", + "content": "To further quantitatively verify this, we analyze the standard deviation of the view, angle and depth of the good grasps in each point. As shown in the first line in Table 2, the good grasp poses are actually diversified and may cause ambiguity problem when we reduce them. In addition, we can also see that grasp views are the most ambiguous part, which has" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 397, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 397, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 397, + 482, + 517 + ], + "type": "text", + "content": "the largest standard variance due to its wide range. Furthermore, we are curious that if we already determine the grasp view, angle or depth beforehand, how ambiguous will be of the remaining parts of the grasp pose. To this end, we test the standard deviation of the good grasps after determining the view, angle or depths in each point. The results are demonstrated from the two to four lines in Table 2. We can see that if the grasp view is determined beforehand, the angle and depth are also nearly fixed, indicating that the ambiguity problem is basically solved. In contrast, although determining the grasp angle or grasp depth can somehow make the view less diverse, it is still variant. In summary, we can give the following conclusion:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 149, + 526, + 466, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 526, + 466, + 562 + ], + "spans": [ + { + "bbox": [ + 149, + 526, + 466, + 562 + ], + "type": "text", + "content": "The ambiguity problem exists when reducing the supervision, which causes the gap between sparse and dense supervision methods. Moreover, grasp view is the most important part to mitigate this problem." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Economic Supervision Paradigm. Based on the above analysis, we recommend to keep all the view as supervision rather than only keeping one grasp in each point as in the vanilla grasp framework, which can largely mitigate the ambiguity problem. Under this consensus, we propose the economic supervision paradigm to implement this proposal, including the a well-designed supervision selection strategy to reduce supervision, and a pipeline to enable its training under this type of supervision." + } + ] + } + ], + "index": 8 + }, + { + "type": "table", + "bbox": [ + 342, + 331, + 481, + 389 + ], + "blocks": [ + { + "bbox": [ + 339, + 308, + 482, + 330 + ], + "lines": [ + { + "bbox": [ + 339, + 308, + 482, + 330 + ], + "spans": [ + { + "bbox": [ + 339, + 308, + 482, + 330 + ], + "type": "text", + "content": "Table 2: The standard deviation of good grasps within a point." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 342, + 331, + 481, + 389 + ], + "lines": [ + { + "bbox": [ + 342, + 331, + 481, + 389 + ], + "spans": [ + { + "bbox": [ + 342, + 331, + 481, + 389 + ], + "type": "table", + "html": "
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", + "image_path": "f64325cbda6a3bffd05c5289964239c0bff2d65331d0019fe7ba953c9792a587.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_body" + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 101 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "type": "text", + "content": "First, we detail the procedure of the selection for economic supervision. The first step is grasp pose pruning. We keep the grasp view following the above recommend, and prune the grasp angle and grasp depth for each point. In detail, we only keep the view graspsness [54] and the best grasp for each view (300 grasps for each point instead of previous " + }, + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "type": "inline_equation", + "content": "300 \\times 12 \\times 4" + }, + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "type": "text", + "content": " grasp poses for each point). Second, we collect the grasp labels of all the objects belonging to each scene to form the scene-level labels, instead of constructing them during training. This process will increase the storage size of the label set. But due to the grasp pose pruning at the first step, this increase is acceptable and will improve data loading speed in training. The final step is point pruning. Since we have already constructed the scene-level labels in the second step, we can further prune the labels in the scene points without grasping labels (with friction coefficient [11,29,37,51] lower than 0.8 or with collision in the scene). This step will reduce the label set to 1/2 of the original. After the above three steps, we can reduce the label set from 55 GB to 1.6 GB, becoming lower than 1/30 of the original, and meanwhile construct the scene-level labels in advance. Therefore, we can rapidly load the labels when training, which also has less memory and GPU costs, largely economizing the training overload, and meanwhile enabling fast and stable convergence." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 331, + 482, + 477 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 482, + 477 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 482, + 477 + ], + "type": "text", + "content": "To enable the model to train under the above economic supervision, we just need to slightly revise the vanilla grasp framework describe in Sec. 3.1. First, we predict the view scores for each point, and then select the best view based on the predicted scores. Next, we generate the remaining parts of the grasp pose for the selected view. The grasp view training is based on the view graspsness [54]. Since we already keep a grasp for each view, we can use the corresponding label to supervise the learning of the remaining parts (angle, depth, width and score). Besides, since we also prune the labels in points without good grasps, the labels are hard to match all the input points (we may not have suitable labels close enough to supervise the training of the grasps of some the input points). Thus, we use a selective match loss, masking the loss for the grasps of input points without suitable labels and preventing back-propagating its loss." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 483, + 414, + 495 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 483, + 414, + 495 + ], + "spans": [ + { + "bbox": [ + 131, + 483, + 414, + 495 + ], + "type": "text", + "content": "3.3 Focal Representation under Economic Supervision" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 502, + 481, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 481, + 550 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 481, + 550 + ], + "type": "text", + "content": "After economic supervision, we have the chance to give comprehensive consideration to learn a specific grasp. Thus, we design the focal representation module, comprising an interactive grasp head and a composite score estimation module to learn the specific grasp more accurately." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 557, + 481, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 481, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 481, + 605 + ], + "type": "text", + "content": "Interactive Grasp Head. The insight of the interactive grasp head is that since we only keep one grasp for each view, we aim to facilitate more interaction among the feature, to be more aligned with the specific grasp. Thus, we design a global and local interactive attentions [53] to achieve this goal." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": "First, the region-based method described in Sec. 3.1 will output the feature that can represent the region near the point along a specific view, which basically contains the range of all possible grasps to this point along the selected view. However, since we only aim to learn a specific good grasp in this range under economic supervision, the region is still too broad for our task. Therefore, we" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Economic Framework for 6-DoF Grasp Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "type": "text", + "content": "design a global interactive attention to learn interaction within the region, which conducts the attention within the regions to construct a more discriminate feature for the learning the specific grasp. After that, following the previous object detection methods [14,45,61], we use multiple heads to learn the remaining parts of the grasp " + }, + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "type": "inline_equation", + "content": "r, d, w, s" + }, + { + "bbox": [ + 130, + 116, + 482, + 188 + ], + "type": "text", + "content": " from different features, instead of directly learning them from a common feature space." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 191, + 482, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 191, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 191, + 482, + 312 + ], + "type": "text", + "content": "Second, the remaining parts of the grasp are dependent, and this dependent relation is not determined beforehand. To be specific, sometimes when we have determined the angle, the depth naturally becomes fixed. However, this is not always the case. In some instances, establishing the depth first is better, which can result in a nearly-fixed angle. To learn this dependent relation, we use a local attention module to enable it, which executes the attention within the four grasp features. For clarity, we demonstrate the interactive grasp head in Fig. 4. To be noted that the global interactive attention is conducted among the region points, following a pooling layer to fuse them into an unified feature, and the local interactive attention is executed among different parts of the grasp pose." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 314, + 350, + 374 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 314, + 350, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 314, + 350, + 374 + ], + "type": "text", + "content": "This design is mainly for economic supervision. In previous dense supervision methods, they directly predict the combination of angles and depths, which is hard to learn features focusing on all the grasp poses economically." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "type": "text", + "content": "Composite Score Estimation. What's more, we want to predict the score more accurately for the specific grasp. Inspired by the idea from action quality assessment [50], which aims to predict a score to reflect the quality of the actions, we can model the score by classification. To be specific, we model the score by simply " + }, + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "type": "inline_equation", + "content": "1.1 - \\mu" + }, + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 399, + 351, + 506 + ], + "type": "text", + "content": " is the friction coefficient [11, 29, 37, 51]. In this way, the scores will have six value (from 0 to 1 with" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "inline_equation", + "content": "\\triangle 0.2)" + }, + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "text", + "content": " and can be learnt by a six-class classifier. For inference, naive approach is to predict the score using the value corresponding to the highest probability. However, this cannot fully leverage the advantage of learning the score distribution using classification. Instead, we use the composite score estimation, linearly combining the scores in each segment by the probability, which can be formulated as " + }, + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "inline_equation", + "content": "s = [0,0.2,0.4,0.6,0.8,1]\\cdot \\mathbf{s}_c^T" + }, + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "inline_equation", + "content": "\\mathbf{s}_c" + }, + { + "bbox": [ + 130, + 506, + 482, + 602 + ], + "type": "text", + "content": " is the output of the score classifier. The composite score estimation is highly necessary for predicting accurate score, which is evaluated in Sec. 4.3." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "To be noted that this idea is also tailored for economic supervision. If we introduce this idea into the dense framework, the composite score estimation should transform the regression head into a classification head, this will make the angle-depth combination in dense supervision methods six times larger, which is highly uneconomical." + } + ] + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 364, + 316, + 474, + 459 + ], + "blocks": [ + { + "bbox": [ + 364, + 316, + 474, + 459 + ], + "lines": [ + { + "bbox": [ + 364, + 316, + 474, + 459 + ], + "spans": [ + { + "bbox": [ + 364, + 316, + 474, + 459 + ], + "type": "image", + "image_path": "385061f09ced4879482a0ad70433e5a99bec00d8de1eaa5a20003adf7fd87232.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 357, + 468, + 480, + 480 + ], + "lines": [ + { + "bbox": [ + 357, + 468, + 480, + 480 + ], + "spans": [ + { + "bbox": [ + 357, + 468, + 480, + 480 + ], + "type": "text", + "content": "Fig. 4: Interactive grasp head." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 228, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 228, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 228, + 101 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 149, + 114, + 442, + 162 + ], + "blocks": [ + { + "bbox": [ + 149, + 114, + 442, + 162 + ], + "lines": [ + { + "bbox": [ + 149, + 114, + 442, + 162 + ], + "spans": [ + { + "bbox": [ + 149, + 114, + 442, + 162 + ], + "type": "image", + "image_path": "f516913e4ccac296257ebe56e46cd5b1d8bdb28bb6e2df324ec412f0b4b2841b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 261, + 163, + 342, + 174 + ], + "lines": [ + { + "bbox": [ + 261, + 163, + 342, + 174 + ], + "spans": [ + { + "bbox": [ + 261, + 163, + 342, + 174 + ], + "type": "text", + "content": "(a) sparse framework" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 149, + 178, + 441, + 232 + ], + "blocks": [ + { + "bbox": [ + 149, + 178, + 441, + 232 + ], + "lines": [ + { + "bbox": [ + 149, + 178, + 441, + 232 + ], + "spans": [ + { + "bbox": [ + 149, + 178, + 441, + 232 + ], + "type": "image", + "image_path": "56fd0ab4b28696253a1e75f290c343edc81a59fc7559cbf349589df914ad6738.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 260, + 234, + 339, + 244 + ], + "lines": [ + { + "bbox": [ + 260, + 234, + 339, + 244 + ], + "spans": [ + { + "bbox": [ + 260, + 234, + 339, + 244 + ], + "type": "text", + "content": "(b) dense framework" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 149, + 251, + 459, + 301 + ], + "blocks": [ + { + "bbox": [ + 149, + 251, + 459, + 301 + ], + "lines": [ + { + "bbox": [ + 149, + 251, + 459, + 301 + ], + "spans": [ + { + "bbox": [ + 149, + 251, + 459, + 301 + ], + "type": "image", + "image_path": "27863b90fc4603ceb3d66429bfd566fcba2467fc5d04c38820a9a51edaa3409c.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 251, + 301, + 347, + 312 + ], + "lines": [ + { + "bbox": [ + 251, + 301, + 347, + 312 + ], + "spans": [ + { + "bbox": [ + 251, + 301, + 347, + 312 + ], + "type": "text", + "content": "(c) economic framework" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 316, + 480, + 349 + ], + "lines": [ + { + "bbox": [ + 131, + 316, + 480, + 349 + ], + "spans": [ + { + "bbox": [ + 131, + 316, + 480, + 349 + ], + "type": "text", + "content": "Fig. 5: Frameworks overview. Benefit from the economic supervision and focal representation, our economic framework achieves effective performance with low costs. We highlight the main contributions of our paper in bold face." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 361, + 257, + 372 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 361, + 257, + 372 + ], + "spans": [ + { + "bbox": [ + 132, + 361, + 257, + 372 + ], + "type": "text", + "content": "3.4 Framework Overall" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 380, + 482, + 488 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 482, + 488 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 482, + 488 + ], + "type": "text", + "content": "The overall economic framework is described in Fig. 5. Previous sparse framework predicts one or few grasps for each point. However, this learning is somehow ambiguous since that the output just contains partial probabilities of all the good grasp, which results in limited performance, as analyzed in Sec.3.2. The dense framework will output and learn the combination of grasp angles and grasp depths, which has high resource costs and slow convergence speed, as shown in Fig. 1. Our economic framework innovatively keeps all views to mitigate the ambiguity problem, and design a focal representation module to generate the specific grasp more accurately." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 505, + 261, + 516 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 505, + 261, + 516 + ], + "spans": [ + { + "bbox": [ + 132, + 505, + 261, + 516 + ], + "type": "text", + "content": "3.5 Dataset and Details" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 525, + 482, + 621 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 525, + 482, + 621 + ], + "spans": [ + { + "bbox": [ + 130, + 525, + 482, + 621 + ], + "type": "text", + "content": "Dataset. We use GraspNet-1Billion [11] for training and evaluation. GraspNet-1Billion [11] is a large-scale real-world dataset with 88 objects and 190 scenes captured by two cameras (Kniect and RealScenes), which can reflect the real-world grasp performance accurately [10,54]. There are 100 scenes as the training set and 90 scenes to be the testing set. In addition, the testing set are further equally divided into three splits for seen, similar and novel objects respectively. To be noted that this is the only dense real-world dataset to fully analyze the performance and costs of our framework with other sparse or dense frameworks." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 481, + 666 + ], + "type": "text", + "content": "Metric. As for the metric, we adopt AP as the metric following GraspNet-1Billion [11]. In detail, we first generate 6-DoF grasps by our model, then evaluate the grasps with high scores by reconstructing the test scenes and calculating the" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Economic Framework for 6-DoF Grasp Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 141, + 483, + 256 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 137 + ], + "type": "text", + "content": "Table 3: Performance comparison in Kinect camera. Best results are in bold face. We highlight the important comparison metrics by gray cell." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 141, + 483, + 256 + ], + "lines": [ + { + "bbox": [ + 137, + 141, + 483, + 256 + ], + "spans": [ + { + "bbox": [ + 137, + 141, + 483, + 256 + ], + "type": "table", + "html": "
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]24.3830.1613.4623.1828.6411.329.5810.143.16
PointNetGPD [29]27.5934.2117.8324.3830.8412.8310.6611.243.21
sparseS4G [42]18.7222.9014.5811.8214.747.675.386.692.19
TransGrasp [32]35.9741.6931.8629.7135.6724.1911.4114.425.87
GraNet [55]41.3849.8433.8635.2943.1526.8911.5714.315.24
denseGraspNet Baseline [11]29.8836.1919.3127.8433.1916.6211.5112.923.56
TSB [34]49.4258.3843.6641.4950.2934.6015.3519.187.98
GSNet [54]61.1971.4656.0447.3956.7840.4319.0123.7310.60
economicEconomicGrasp62.5973.8955.9951.7362.7043.4519.5424.2411.12
", + "image_path": "99ec6b76a2a0d4d58db1f372c0b0e687aa2fb47c03d5d72ab7b7ed029ccef62d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 135, + 288, + 481, + 403 + ], + "blocks": [ + { + "bbox": [ + 132, + 262, + 479, + 283 + ], + "lines": [ + { + "bbox": [ + 132, + 262, + 479, + 283 + ], + "spans": [ + { + "bbox": [ + 132, + 262, + 479, + 283 + ], + "type": "text", + "content": "Table 4: Performance comparison in RealSense camera. Best results are in bold face. We highlight the important comparison metrics by gray cell." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 288, + 481, + 403 + ], + "lines": [ + { + "bbox": [ + 135, + 288, + 481, + 403 + ], + "spans": [ + { + "bbox": [ + 135, + 288, + 481, + 403 + ], + "type": "table", + "html": "
supervisionmethodsseensimilarnovel
APAP0.8AP0.4APAP0.8AP0.4APAP0.8AP0.4
sampleGPD [51]22.8728.5312.8421.3327.839.648.248.892.67
PointNetGPD [29]25.9633.0115.3722.6829.1510.769.239.892.74
sparseS4G [42]25.7131.1920.8418.4523.1412.869.0411.233.61
TransGrasp [32]39.8147.5436.4229.3234.8025.1913.8317.117.67
GraNet [55]43.3352.5634.0439.9848.6632.0014.9018.667.76
denseGraspNet Baseline [11]27.5633.4316.9526.1134.1914.2310.5511.253.98
TSB [34]58.9568.1854.8852.9763.2446.9922.6328.5312.00
GSNet [54]65.7076.2561.0853.7565.0445.9723.9829.9314.05
economicEconomicGrasp68.2179.6063.5461.1973.6053.7725.4831.4613.85
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By doing so, we will get a binary metric to indicate whether each grasp can successful grab the object under the friction coefficient " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{\\mu}" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": " means the average success rate of the predicted top-k grasps with k ranging from 1 to 50 under " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": " is the average of " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{\\mu}" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": " ranging from 0.2 to 1.0 with " + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "inline_equation", + "content": "\\triangle \\mu = 0.2" + }, + { + "bbox": [ + 130, + 413, + 480, + 473 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 481, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 481, + 606 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 481, + 606 + ], + "type": "text", + "content": "Implementation Details. We now describe the implementation details of our EconomicGrasp framework. We use a 14-layers 3D UNet as our backbone, which is implemented by the Minkowski Engine [6]. The output feature dimension is 512 and the hidden dimensions are [32, 64, 128, 256, 192, 192, 192, 192]. For the design of the loss function, we use the smooth L1 loss for view prediction. Regarding the angle, depths, widths and score, we use cross entropy for angle, depth and score learning and smooth L1 loss for width learning. In terms of the optimization, we use Adam [25] as our optimizer with start learning rate " + }, + { + "bbox": [ + 130, + 474, + 481, + 606 + ], + "type": "inline_equation", + "content": "1e^{-3}" + }, + { + "bbox": [ + 130, + 474, + 481, + 606 + ], + "type": "text", + "content": ", and use the cosine learning rate decay schedule for training. The training batch size is 4 and the training epoch is 10. All the models are implemented with PyTorch [39] on NVIDIA RTX3090 GPUs." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 613, + 230, + 625 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 613, + 230, + 625 + ], + "spans": [ + { + "bbox": [ + 132, + 613, + 230, + 625 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 627, + 258, + 639 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 627, + 258, + 639 + ], + "spans": [ + { + "bbox": [ + 132, + 627, + 258, + 639 + ], + "type": "text", + "content": "4.1 Grasp Performance" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "content": "To evaluate the performance of our economic framework, we conduct performance study comparing with other 6-DoF grasping methods, including GPD [51]," + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 228, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 228, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 228, + 100 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 157, + 129, + 454, + 205 + ], + "blocks": [ + { + "bbox": [ + 154, + 114, + 459, + 125 + ], + "lines": [ + { + "bbox": [ + 154, + 114, + 459, + 125 + ], + "spans": [ + { + "bbox": [ + 154, + 114, + 459, + 125 + ], + "type": "text", + "content": "Table 5: Training resource costs comparison. Best results are in bold face." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 157, + 129, + 454, + 205 + ], + "lines": [ + { + "bbox": [ + 157, + 129, + 454, + 205 + ], + "spans": [ + { + "bbox": [ + 157, + 129, + 454, + 205 + ], + "type": "table", + "html": "
supervisionmethodstrainingmAP ↑mAP ↑
time (h)↓memory (G)↓GPUs (G)↓KinectRealSense
sparseTransGrasp [32]41.24.87.6125.6929.48
GraNet [55]75.648.28.0229.4135.63
denseTSB [34]63.651.416.2135.4248.27
GSNet [54]37.835.49.1542.5347.81
economicEconomicGrasp8.34.25.8144.6251.63
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GraspNet-Baseline [11], TSB [34] and GSNet [54] are dense supervision methods that trains on dense labels, which learns the grasp from all the (300 view " + }, + { + "bbox": [ + 130, + 218, + 481, + 315 + ], + "type": "inline_equation", + "content": "\\times 12" + }, + { + "bbox": [ + 130, + 218, + 481, + 315 + ], + "type": "text", + "content": " rotation " + }, + { + "bbox": [ + 130, + 218, + 481, + 315 + ], + "type": "inline_equation", + "content": "\\times 4" + }, + { + "bbox": [ + 130, + 218, + 481, + 315 + ], + "type": "text", + "content": " depth) grasp labels for each points." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 316, + 482, + 448 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 482, + 448 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 482, + 448 + ], + "type": "text", + "content": "The testing results of Kinect and RealSense cameras are shown in Fig. 3 and Fig. 4 respectively. From the table we can see that our EconomicGrasp outperforms all the SOTA methods. For example, we outperform GSNet [54] by 1.40, 4.32, 0.53 AP increases on seen, similar and novel scenes in Kinect camera, and by 2.51, 7.42, 1.50 AP increases on seen, similar and novel scenes in RealSense camera. On average, there is about 3 AP enhancement, showing great potential for the economic framework. The improvement could be attributed to the following reasons: 1) our economic framework innovatively maintains grasp views for training, which mitigates the ambiguity problem; 2) our focal representation module is effective and specifically designed for our economic supervision. The result shows great potential for the economic framework." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 463, + 279, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 463, + 279, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 463, + 279, + 475 + ], + "type": "text", + "content": "4.2 Training Resource Cost" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 484, + 481, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 484, + 481, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 484, + 481, + 568 + ], + "type": "text", + "content": "To evaluate the economy of our economic framework, we also conduct the training costs experiments comparing with some effective 6-DoF grasping methods, including TransGrasp [32], GraNet [55], TSB [34] and the current SOTA dense supervision method GSNet [54]. Specifically, we test the resources of total training time, memory costs and GPU costs for training the GraspNet-1Billion dataset on Kinect data. All the experiments are conducted in an empty machine without other running processes for fair comparison." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": "As shown in Table 5, we can see that our method has the lowest training resource costs in training time, memory utilization and GPU utilization comparing to other methods, meanwhile surpasses all methods in grasp performance. For example, comparing to the SOTA method GSNet [54], our method has 3 AP improvement on average in performance, and only uses " + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "1/4" + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": " training time, " + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "1/8" + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": " memory costs. This is due to our economic framework that using less but important supervision to train the model, and design a tailored focal representation module for the economic training." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 231, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Economic Framework for 6-DoF Grasp Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 145, + 140, + 364, + 236 + ], + "blocks": [ + { + "bbox": [ + 143, + 119, + 366, + 131 + ], + "lines": [ + { + "bbox": [ + 143, + 119, + 366, + 131 + ], + "spans": [ + { + "bbox": [ + 143, + 119, + 366, + 131 + ], + "type": "text", + "content": "Table 6: Real world experiments. Best is in bold face." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 145, + 140, + 364, + 236 + ], + "lines": [ + { + "bbox": [ + 145, + 140, + 364, + 236 + ], + "spans": [ + { + "bbox": [ + 145, + 140, + 364, + 236 + ], + "type": "table", + "html": "
IDsobjectsGSNet [54] attempts successEconomicGrasp attempts success
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GSNet [54]EconomicGrasp
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economic supervisioninteractive headcomposite scoreseensimilarnovelmean
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", + "image_path": "faf4ddf685aee23b54c69296bb8cd4916b22bbbe4fb5316fbbb914e00a2c3b03.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_body" + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 368, + 238, + 380 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 368, + 238, + 380 + ], + "spans": [ + { + "bbox": [ + 131, + 368, + 238, + 380 + ], + "type": "text", + "content": "4.3 Ablation Study" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 383, + 481, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 383, + 481, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 383, + 481, + 418 + ], + "type": "text", + "content": "Moreover, we conduct a series of ablation studies to test the effectiveness of each design of our framework. All the experiments are trained on GraspNet-1Billion dataset [11] on the Kinect data." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 428, + 482, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 428, + 482, + 584 + ], + "spans": [ + { + "bbox": [ + 130, + 428, + 482, + 584 + ], + "type": "text", + "content": "Main Ablation Study. We first conduct ablation study to test the main components of our framework. As shown in the first line in Table 6, the economic supervision paradigm gains the major improvements for our method, since it mitigates the key ambiguity problem when reducing the supervision. Moreover, from the second line in Table 6, we can see that interactive head also helps to enhance the performance by 1.8 mean AP, showing that interactively learning focal and discriminate features for a specific grasp is useful. However, as shown in the third line in Table 6, the composite score estimation cannot amplify the performance along. But with the help of the interactive head to learn focal representation for the specific grasp, the composite score can be used together with the interactive grasp head and improve the performance, as shown in the forth line in Table 6. Due to the space limit, the ablation study for resource costs of the main components is put in the supplementary material." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Other Ablation Studies. We also conduct other ablation studies for each component. As shown in Table 9, the selective loss can improve the model performance with about 2.08 AP, indicating that masking the unmatched points for loss calculation is important for training under economic supervision. In addition, the ablation study for the interactive grasp head is shown in Table 10. It demonstrates that by gradually adding the global interactive attention" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 228, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 228, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 228, + 100 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 156, + 479, + 327 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 483, + 148 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 483, + 148 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 483, + 148 + ], + "type": "text", + "content": "Table 10: Ablation study of the interactive Table 11: Ablation study of the composit-grasp head. Important comparison metric is its score estimation. Important comparison in gray cell. metric is in gray cell." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 156, + 479, + 327 + ], + "lines": [ + { + "bbox": [ + 137, + 156, + 479, + 327 + ], + "spans": [ + { + "bbox": [ + 137, + 156, + 479, + 327 + ], + "type": "table", + "html": "
global\ninteractivelocal\ninteractiveseensimilarnovelmean
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", + "image_path": "56722f9e059ff6bc160340d495433daddd50063ec0a541f22546c6ee1b307699.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 482, + 456 + ], + "type": "text", + "content": "and the local interactive attention, the model performance can be elevated step by step, showing that learning interaction to focus on a specific grasp is effective for economic supervision. Furthermore, the ablation study of the composite score estimation is demonstrated in Table 11. From the table, we can observe that composite score estimation at inference is necessary for predicting accurate scores. Predicting the score without it will cause nearly 10 AP decrease. We also conduct several ablation studies about keeping different numbers of views and comparing different types of sparse supervision, which can be seen in the supplementary material." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 466, + 257, + 479 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 466, + 257, + 479 + ], + "spans": [ + { + "bbox": [ + 132, + 466, + 257, + 479 + ], + "type": "text", + "content": "4.4 Real-world Testing" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 486, + 264, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 264, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 264, + 581 + ], + "type": "text", + "content": "For a deeper assessment of our performance, we further conduct the real-world experiments comparing with the SOTA method GSNet [54]. In detail, we arrange six scenes with 5,5,6,6,7,7 objects and test the number of grasps re" + } + ] + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 272, + 468, + 376, + 546 + ], + "blocks": [ + { + "bbox": [ + 248, + 331, + 364, + 342 + ], + "lines": [ + { + "bbox": [ + 248, + 331, + 364, + 342 + ], + "spans": [ + { + "bbox": [ + 248, + 331, + 364, + 342 + ], + "type": "text", + "content": "Fig. 6: Qualitative analysis." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 272, + 468, + 376, + 546 + ], + "lines": [ + { + "bbox": [ + 272, + 468, + 376, + 546 + ], + "spans": [ + { + "bbox": [ + 272, + 468, + 376, + 546 + ], + "type": "image", + "image_path": "6c99aac4577b409b0c21734739610be1f63c20b9da659e48dfb69dc0fc78d092.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 285, + 546, + 368, + 554 + ], + "lines": [ + { + "bbox": [ + 285, + 546, + 368, + 554 + ], + "spans": [ + { + "bbox": [ + 285, + 546, + 368, + 554 + ], + "type": "text", + "content": "(a) real-world experiments objects" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 297, + 563, + 453, + 575 + ], + "lines": [ + { + "bbox": [ + 297, + 563, + 453, + 575 + ], + "spans": [ + { + "bbox": [ + 297, + 563, + 453, + 575 + ], + "type": "text", + "content": "Fig. 7: Real-world experiments setup." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 377, + 468, + 479, + 546 + ], + "blocks": [ + { + "bbox": [ + 377, + 468, + 479, + 546 + ], + "lines": [ + { + "bbox": [ + 377, + 468, + 479, + 546 + ], + "spans": [ + { + "bbox": [ + 377, + 468, + 479, + 546 + ], + "type": "image", + "image_path": "0cc1ac2236f17580b0fab470e9d50cf4874d2e8358a0e516be176f80fcae8de4.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 407, + 546, + 447, + 554 + ], + "lines": [ + { + "bbox": [ + 407, + 546, + 447, + 554 + ], + "spans": [ + { + "bbox": [ + 407, + 546, + 447, + 554 + ], + "type": "text", + "content": "(b) system setup" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "quired to empty the scenes (a pick and place task). The experiments are conducted by Franka Emika robot hand with a two-finger gripper. The experiment setup and the testing objects are shown in Fig. 7, which contains 4 trained objects (NO. 3, 4, 6, 10) and 11 untrained objects (NO. 1, 2, 5, 7, 8, 9, 11, 12, 13, 14, 15). The testing results are shown in Table 6. It can be seen that our method can achieve robust real-world grasping ability, slightly surpassing the SOTA method GSNet [54] in the real world experiments, showing great poten" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 231, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 231, + 91, + 448, + 102 + ], + "type": "text", + "content": "An Economic Framework for 6-DoF Grasp Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "tial for our economic framework. We also make a video demo, showing the real world grasping practice with our economic framework, which can be found in the supplementary material." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 161, + 204, + 173 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 161, + 204, + 173 + ], + "spans": [ + { + "bbox": [ + 132, + 161, + 204, + 173 + ], + "type": "text", + "content": "4.5 Analysis" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 182, + 482, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 182, + 482, + 289 + ], + "spans": [ + { + "bbox": [ + 130, + 182, + 482, + 289 + ], + "type": "text", + "content": "Qualitative Analysis. We conduct qualitative analysis to further evaluate the robustness and effectiveness of our method. We randomly sample some scenes from the test set of GraspNet-1Billion dataset [1] and visualize the top30 grasps generated by our method. The results are shown in Fig. 6. From the figure, we can see that the grasps generated by our method are robust and basically reasonable, demonstrating the effectiveness of our economic framework. In addition, the generated grasp poses are diverse and flexible, showing the effectiveness of 6-DoF grasping. We also test the diversity of our generated grasp in the supplementary material to show that we maintain the diversity although we reduce the dataset." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 298, + 482, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 298, + 482, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 298, + 482, + 357 + ], + "type": "text", + "content": "Failure Cases Analysis. Additionally, we also calculate the number of failure cases of our model comparing with the SOTA method GSNet [54]. To be specific, we analyze the number of scenes in the seen test set that has no successful grasps in the predicted top50 grasps with low friction coefficients " + }, + { + "bbox": [ + 130, + 298, + 482, + 357 + ], + "type": "inline_equation", + "content": "\\mu = 0.2" + }, + { + "bbox": [ + 130, + 298, + 482, + 357 + ], + "type": "text", + "content": ", which can evaluate the high-quality grasps generating ability of our method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 358, + 482, + 441 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 358, + 482, + 441 + ], + "spans": [ + { + "bbox": [ + 130, + 358, + 482, + 441 + ], + "type": "text", + "content": "As demonstrated in Table 7, we can see that in the total of 7680 scenes, there are 109 failure cases for GSNet [54], and only 36 failure cases for our model, which indicates that selecting high-quality labels to supervise the learning is to some extent robust to generate high-quality grasps, which is also showing the great potential for the exploration of economic grasping. We also conduct plug-and-play experiments in the supplementary material, showing great potential for our economic procedure." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 452, + 221, + 464 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 452, + 221, + 464 + ], + "spans": [ + { + "bbox": [ + 132, + 452, + 221, + 464 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 472, + 482, + 614 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 614 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 614 + ], + "type": "text", + "content": "In this work, we propose an economic framework for 6-DoF grasp detection, to economize resource costs in training and maintain effective grasp performance. We find that the dense supervision is the bottleneck to encumber the entire training overload, and meanwhile make the training hard to converge. Toward this end, we propose the economic supervision paradigm to reduce the supervision and meanwhile maintain comparable performance. Furthermore, economic supervision gives us the chance to focus on the learning of the specific grasp, thus we devise a focal representation module to enable it. Combining all together, we propose the EconomicGrasp framework. Our extensive experiments show that our framework surpasses the SOTA grasping method with low resources cost (1/4 training time cost, 1/8 memory cost and 1/25 storage cost), showing great potential for the economic framework." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 615, + 482, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 615, + 482, + 664 + ], + "spans": [ + { + "bbox": [ + 130, + 615, + 482, + 664 + ], + "type": "text", + "content": "In the future, exploring how to build economic grasping supervision from natural, instead of simplifying from a dense dataset, will be interesting and meaningful, which can be the future work to do. And we believe this work can also give insights to the further exploration about it." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 228, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 228, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 228, + 101 + ], + "type": "text", + "content": "X.M. Wu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 482, + 185 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 482, + 185 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 482, + 185 + ], + "type": "text", + "content": "This work was supported partially by the National Key Research and Development Program of China (2023YFA1008503), NSFC(U21A20471), Guangdong NSF Project (No. 2023B1515040025, 2020B1515120085). 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Most advanced visual grounding methods rely on Transformers for visual-linguistic feature fusion. However, these Transformer-based approaches encounter a significant drawback: the computational costs escalate quadratically due to the self-attention mechanism in the Transformer Encoder, particularly when dealing with high-resolution images or long context sentences. This quadratic increase in computational burden restricts the applicability of visual grounding to more intricate scenes, such as conversation-based reasoning segmentation, which involves lengthy language expressions. In this paper, we propose an efficient and effective multi-task visual grounding (EEVG) framework based on Transformer Decoder to address this issue, which reduces the cost in both language and visual aspects. In the language aspect, we employ the Transformer Decoder to fuse visual and linguistic features, where linguistic features are input as memory and visual features as queries. This allows fusion to scale linearly with language expression length. In the visual aspect, we introduce a parameter-free approach to reduce computation by eliminating background visual tokens based on attention scores. We then design a light mask head to directly predict segmentation masks from the remaining sparse feature maps. Extensive results and ablation studies on benchmarks demonstrate the efficiency and effectiveness of our approach. Code is available in https://github.com/chenwei746/EEVG.", + "bbox": [ + 261, + 330, + 743, + 623 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Visual Grounding $\\cdot$ Transformer Decoder $\\cdot$ Token Elimination", + "bbox": [ + 259, + 635, + 740, + 662 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 690, + 375, + 705 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Visual grounding [30, 47] is a task of locating visual objects based on language expressions, achieved by aligning visual features and linguistic features. According to the granularity of alignment between visual and linguistic information, it can be categorized into two sub-tasks: referring expression comprehension (REC) [3,6,34,49] which facilitates visual-language alignment at the region level, and referring expression segmentation (RES) [35,41,43] which grounds language", + "bbox": [ + 212, + 723, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author", + "bbox": [ + 217, + 824, + 382, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/647b535ffeebbc9737de9c83138e17fe9473998b172256373daebb524f5396b8.jpg", + "image_caption": [ + "Fig. 1: Comparison of different frameworks: (a) Encoder-Decoder methods, (b) Encoder-only methods, and (c) our Decoder-only framework EEVG. In (a) and (b), Transformer Encoder is utilized, and all visual tokens are employed for mask generation. (c) Our method EEVG leverages the Transformer Decoder to integrate diverse modality information and remove background visual tokens during modalities fusion." + ], + "image_footnote": [], + "bbox": [ + 217, + 142, + 454, + 373 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/7e604e31be97275fd3edeaf3f7cb82328caf70b1b9eb47a0584e307b14332e81.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 470, + 140, + 630, + 373 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/cd2d36d675a47d41647704655ccaacd98e5ccac5029f4b9783b890d929abba88.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 632, + 142, + 787, + 372 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "expression at the pixel level. Inspired by joint object detection and segmentation, several works [5,22,27,29,37,50] propose a multi-task collaborative learning framework to unify REC and RES, i.e., multi-task visual grounding (MTVG). They demonstrate that REC aids RES in locating referents more accurately, while RES helps REC achieve better vision-language alignment. As a result, MTVG has become a prevailing way of visual grounding.", + "bbox": [ + 212, + 484, + 787, + 575 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Current mainstream MTVG models consist of a visual encoder, a linguistic encoder, a cross-modal feature fusion module, and two task heads (i.e., a detection head and a segmentation mask head). Recent state-of-the-art visual grounding works [6, 17, 18, 22, 27] resort to Encoder1 for cross-modal vision-language fusion. As shown in Fig. 1, these existing methods can be categorized into two categories: (a) Encoder-Decoder [17, 22, 27, 34], where visual-linguistic features are fused by Encoder and target object features are output by Decoder, and (b) Encoder-only [6, 18], where the target object is directly predicted after vision-language feature fusion in Encoder.", + "bbox": [ + 212, + 575, + 787, + 710 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, these methods encounter two efficiency problems: 1) quadratic-increased cost in language length and 2) redundant visual token computation. Firstly, traditional methods concatenate visual and linguistic tokens together and input them into Encoder for self-attention, leading to a time complexity of $\\mathcal{O}((N + L)^2)$ . Thus the computation cost significantly increases as language expressions and context become longer and more complex in the era of Large Lan", + "bbox": [ + 212, + 710, + 787, + 803 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 1 + }, + { + "type": "page_footnote", + "text": "1 We use Encoder and Decoder to refer to Transformer encoder and decoder, respectively.", + "bbox": [ + 217, + 810, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "guage Models (LLMs). This hinders the application of visual grounding to more complex scenes, such as conversation-based reasoning segmentation [21], which involves long language contexts. Secondly, different from general segmentation or detection tasks, visual grounding usually only aims at locating one referred object. Most visual pixels in the image are not in the region of interest and thus lead to redundant and unnecessary computations, and may distract/mislead the model's attention from the real target. To address these issues, we propose an efficient and effective multi-task visual grounding (EEVG) framework.", + "bbox": [ + 218, + 146, + 785, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To alleviate the cost in the language aspect and to deal with longer complex language expressions such as long contextual dialog, we only use Decoder for the visual and language reasoning process. As depicted in Fig. 1 (c), we regard linguistic features as memory and visual features as queries in Decoder. This allows for the fusion of visual and linguistic modalities in the cross-attention module, resulting in a linear increase in computational cost with respect to the length of the language expressions. To the best of our knowledge, our method is the first Transformer-based framework with no Encoder for cross-modal fusion.", + "bbox": [ + 218, + 271, + 785, + 391 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To mitigate the cost in the visual aspect and further improve efficiency and efficacy, we introduce a parameter-free strategy to eliminate redundant and distracting image tokens for the visual grounding task. The core idea is dynamically eliminating visual tokens with low attention scores, making the visual feature map to be sparse, and concentrating more on the referred target to remove distracting noise. After that, instead of utilizing the traditional feature pyramid network (FPN) [19] that is widely used in previous MTVG works, we devise a very light-weight and efficient mask head to directly project the remaining sparse tokens into region masks. Previous works' [10, 15, 16, 18, 22, 37, 43] FPN module constitutes $42.8\\%$ of the Decoder's parameters (8.1M versus 18.9M), acting like an independent network to predict mask. Differently, we use a light-weight two-layer MLP (0.79M) to directly transfer 1-D feature channels of Decoder tokens to the 2-D spatial segmentation mask prediction of the corresponding patch. In this way, we migrate the segmentation prediction workload from the add-on head to the main Decoder. This is consistent with the detection head of REC which also transfers the detection workload to Decoder via a light-weight MLP.", + "bbox": [ + 218, + 395, + 785, + 635 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "By doing so, Decoder gains a better understanding of the multi-tasks and their mutual improvement, as the location and pixel information are directly embedded in the Decoder token feature. Experiments validate this by the fact that our mask head improves the detection performance on REC by about $2.0\\%$ , even though the detection prediction does not go through the mask head. We conduct extensive experiments on several challenging benchmarks including RefCOCO [47], RefCOCO + [47], and RefCOCOg [30]. Our EEVG is faster than state-of-the-art method PolyFormer [27] by $28.19\\%$ . Benefiting from light-weight mask head and elimination of disturbing tokens, EEVG also shows enhanced performance. Particularly in the RefCOCOg dataset, which encompasses longer complex language expressions, our method exhibits a notable increase of $3.93\\%$ on the RES.", + "bbox": [ + 218, + 640, + 785, + 820 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our contributions are three-fold:", + "bbox": [ + 240, + 824, + 566, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose a Decoder-only framework for MTVG, which reduces computation cost from quadratic to linear increase with regards to language length.", + "- We propose a dynamic eliminating strategy to reduce redundant and distracting visual tokens, together with a lightweight mask head to directly project the remaining sparse tokens to masks.", + "- Comprehensive results show that EEVG surpasses state-of-the-art approaches in both speed and performance." + ], + "bbox": [ + 223, + 146, + 785, + 252 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 277, + 387, + 292 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Referring Expression Comprehension (REC). REC can be categorized into one-stage and two-stage approaches. Two-stage [12, 13, 48] methods rely on ranking region proposal scores based on language expressions as a crucial component. However, their performance is limited to the pre-trained object detector. While one-stage methods [17, 23, 44, 45] focus on directly predicting the target bounding box guided by language expressions. Yang et al. [44] propose a recursive sub-query construction framework to reason between image and query for multiple rounds. To further align modalities, RCCF [23] maps the language domain to the visual domain and performs correlation filtering on the image feature map. Inspired by DETR's [2] success in object detection, MDETR [17] extends it to multi-modal understanding for REC.", + "bbox": [ + 212, + 310, + 784, + 474 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Referring Expression Segmentation (RES). As RES needs to predict pixel-level results, it heavily relies on accurate vision-language feature extraction and alignment. Previous studies [10, 15, 16, 43] have explored various approaches for cross-modal interaction. EFN [10] utilizes a co-attention mechanism to promote the consistency of the cross-modal information representation in the semantic space. On the other hand, LTS [16] leverages visual-textual features to accurately localize the referenced object by incorporating position priors before facilitating segmentation. Recent work LAVT [43] aligns visual and linguistic representations within the visual backbone using a pixel-word attention module. Current approaches [10, 15, 16, 18, 22, 37, 43] typically employ an FPN-like architecture to generate binary masks from fused visual features. In contrast, our proposed method introduces a lighter mask head based on MLP.", + "bbox": [ + 212, + 477, + 784, + 656 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Multi-task Visual Grounding (MTVG). To promote consistency between REC and RES, it is natural to integrate them using a shared backbone. In a pioneering effort, MCN [29] proposes a novel multi-task collaborative network that enables joint learning of REC and RES. With the widespread adoption of Transformer [38], follow-up works [18, 22, 37] have employed Transformer as a unified backbone, employing different task heads for REC and RES. Alternatively, SeqTR [50] approaches the problem differently by treating MTVG as a sequence prediction task, representing bounding boxes and masks as discrete coordinate tokens. Moreover, Polyformer [27] leverages precise floating-point coordinates and multi-polygon generation to achieve finer segmentation. Tasks similar to MTVG, Open-Vocabulary Object Detection/Segmentation [11, 42] need to identify all objects across all categories using the vocabularies.", + "bbox": [ + 212, + 657, + 784, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/319b45fb72e1dd884967d4250286ad83b8c61bb046730735494dbbc7ce0145db.jpg", + "image_caption": [ + "Fig. 2: Overview of our method. The language tokens and visual tokens are extracted by a linguistic backbone and a visual backbone which are not shown in the figure." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 493, + 373 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/5001c0911b0b9d3be48a90dee8cda36477673bae3f7ec30d824abad0fa7aae9f.jpg", + "image_caption": [ + "Fig. 3: Time complexity comparison between Encoder and Decoder. There is only one input for Encoder while Decoder has two inputs: query and memory. $N$ denotes the number of visual tokens, $L$ means the number of linguistic tokens, $C$ is the dimension of tokens, and \"Add & Norm\" refers to residual connection and normalization." + ], + "image_footnote": [], + "bbox": [ + 506, + 142, + 787, + 316 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Transformer for Vision-Language Tasks. Transformer model [38], initially proposed for natural language processing tasks, has demonstrated its effectiveness in the computer vision domain as well, as evidenced by the success of Vision Transformer (ViT) [8,40]. Leveraging the Transformer's exceptional performance in both vision and natural language, researchers have extensively explored its potential as a unified model for vision-language tasks [4,28,39]. Recently, there have been a growing number of methods [6,22,27,37,50] based on the Transformer architecture in visual grounding. TransVG [6], which employs Transformer Encoder for cross-modal fusion, introduces the pioneering transformer-based framework for visual grounding.", + "bbox": [ + 212, + 482, + 787, + 633 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 656, + 330, + 672 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we first formulate the multi-task visual grounding (MTVG) task and review the prevalent Encoder-based framework in Sec. 3.1. Then, we elaborate on our new Decoder-based framework as shown in Fig. 2, which utilizes Decoder for vision-language fusion (Sec. 3.2), and includes a parameter-free strategy to eliminate visual tokens (Sec. 3.3) and an efficient mask head (Sec. 3.4).", + "bbox": [ + 212, + 686, + 787, + 765 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Preliminary", + "text_level": 1, + "bbox": [ + 215, + 785, + 362, + 800 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Formulation. Given an image $\\mathcal{I} \\in \\mathbb{R}^{H \\times W \\times 3}$ and a text query $\\mathcal{T} \\in \\mathbb{R}^L$ , MTVG needs to predict a bounding box $B$ and a binary mask $M$ simultaneously, which", + "bbox": [ + 212, + 808, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "corresponding to the referent. The current prevailing MTVG framework, typically, first utilizes a visual backbone (e.g., ViT [8]) and a linguistic backbone (e.g., BERT [7]) to extract visual features $\\pmb{F}_v \\in \\mathbb{R}^{N \\times C_v}$ and linguistic features $\\pmb{F}_l \\in \\mathbb{R}^{L \\times C_l}$ . After fusing them in the cross-modal interaction module, two task heads are used to predict results.", + "bbox": [ + 212, + 146, + 782, + 220 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Encoder-based Framework. Existing works [6, 18, 27] directly adopt Encoder as the cross-modal interaction module. As shown in Fig. 3 (a), after linearly projecting $\\pmb{F}_v$ and $\\pmb{F}_l$ into the same dimension $C$ ( $\\widetilde{\\pmb{F}}_v$ and $\\widetilde{\\pmb{F}}_l$ ), $\\widetilde{\\pmb{F}}_v$ and $\\widetilde{\\pmb{F}}_l$ are concatenated with a learnable location token $\\widetilde{\\pmb{F}}_{loc} \\in \\mathbb{R}^{1 \\times C}$ and fed into Encoder:", + "bbox": [ + 212, + 220, + 782, + 285 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n[ \\hat {F} _ {l o c}, \\hat {F} _ {l}, \\hat {F} _ {v} ] = \\operatorname {E n c o d e r} ([ \\tilde {F} _ {l o c}; \\tilde {F} _ {l}; \\tilde {F} _ {v} ]), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 299, + 784, + 316 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $[\\cdot ;\\cdot ;\\cdot ]$ denotes the concatenation operation.", + "bbox": [ + 212, + 321, + 589, + 335 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "After getting fused features, for the detection task, a two-layer MLP is used to project $\\hat{F}_{loc}$ into four dimensions (i.e., $(x,y,w,h)$ ). For the segmentation results, $\\hat{F}_v$ is reshaped from sequence to square (i.e., $\\mathbb{R}^{N\\times C}\\to \\mathbb{R}^{\\frac{H}{P}\\times \\frac{W}{P}\\times C}$ where $P$ is the patch size) and uses FPN-like [19] architecture built on convolution layers to generate masks. This architecture typically needs the entire visual features because convolution layers can only work in a square feature map which contains redundant costs in the visual features corresponding to the background. Therefore, we utilize our elimination strategy and efficient head to alleviate this.", + "bbox": [ + 212, + 337, + 784, + 458 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Time Complexity Analysis. The computational cost of aligning different modalities in the Encoder-based methods primarily lies in the multi-head self-attention (MSA) which can be formulated as:", + "bbox": [ + 212, + 459, + 782, + 503 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {M S A} (\\boldsymbol {Q}, \\boldsymbol {K}, \\boldsymbol {V}) = \\operatorname {s o f t m a x} \\left(\\frac {\\boldsymbol {Q} \\boldsymbol {K} ^ {T}}{\\sqrt {C}}\\right) \\boldsymbol {V}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 370, + 515, + 784, + 547 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $Q$ , $K$ , and $V$ represent query, key, and value, respectively. They are obtained through linear projections of the input features. Specifically, $Q$ , $K$ , and $V \\in \\mathbb{R}^{(N + L + 1)\\times C}$ . According to Eq. (2), its time complexity can be calculated as $\\mathcal{O}((N + L)^2C)$ . In our method, we aim to alleviate the quadratic increase in burden by reducing it to a linear one with respect to $L$ , as well as minimizing the number of $N$ .", + "bbox": [ + 212, + 556, + 784, + 645 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Transformer Decoder for Modalities Fusion", + "text_level": 1, + "bbox": [ + 212, + 667, + 617, + 681 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Module Details. First, we separately project visual feature $\\mathbf{F}_v$ and linguistic feature $\\mathbf{F}_l$ into the same channel dimension $C$ ( $\\widetilde{\\mathbf{F}}_v$ and $\\widetilde{\\mathbf{F}}_l$ ). Then we adopt Transformer Decoder [38] for vision-language fusion, as depicted in Fig. 3 (b), where each decoder layer consists of an MSA layer, a multi-head cross-attention (MCA) layer, and a feed-forward network. MCA has a similar architecture to MSA, but the difference is that MCA has two inputs: the first one is input as Q and another one is input as K and V in Eq. (2). We concatenate $\\widetilde{\\mathbf{F}}_v$ with a learnable location token $\\widetilde{\\mathbf{F}}_{loc}$ and input them into the MSA layer:", + "bbox": [ + 212, + 691, + 784, + 813 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}, \\boldsymbol {F} _ {v} ^ {\\prime} \\right] = \\mathrm {L N} (\\mathrm {M S A} \\left(\\left[ \\tilde {\\boldsymbol {F}} _ {l o c}; \\tilde {\\boldsymbol {F}} _ {v} \\right]\\right) + \\left[ \\tilde {\\boldsymbol {F}} _ {l o c}; \\tilde {\\boldsymbol {F}} _ {v} \\right]), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 824, + 782, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\mathrm{LN}(\\cdot)$ refers to layer normalization. After that, we input $[\\pmb{F}_{loc}^{\\prime};\\pmb{F}_v^{\\prime}]$ as the query of MCA and input linguistic feature $\\widetilde{\\pmb{F}}_l$ as the key and value of MCA:", + "bbox": [ + 212, + 145, + 782, + 179 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\left[ \\boldsymbol {F} _ {l o c} ^ {*}, \\boldsymbol {F} _ {v} ^ {*} \\right] = \\mathrm {L N} (\\mathbf {M C A} \\left(\\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}; \\boldsymbol {F} _ {v} ^ {\\prime} \\right], \\widetilde {\\boldsymbol {F}} _ {l}\\right) + \\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}; \\boldsymbol {F} _ {v} ^ {\\prime} \\right]), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 331, + 186, + 785, + 205 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Finally, $[F_{loc}^{*}, F_{v}^{*}]$ is passed into the feed-forward network:", + "bbox": [ + 238, + 213, + 658, + 229 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\left[ \\hat {\\boldsymbol {F}} _ {l o c}, \\hat {\\boldsymbol {F}} _ {v} \\right] = \\mathrm {L N} \\left(\\operatorname {F F N} \\left(\\left[ \\boldsymbol {F} _ {l o c} ^ {*}; \\boldsymbol {F} _ {v} ^ {*} \\right]\\right) + \\left[ \\boldsymbol {F} _ {l o c} ^ {*}; \\boldsymbol {F} _ {v} ^ {*} \\right]\\right), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 238, + 785, + 257 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathsf{FFN}(\\cdot)$ means the feed-forward network, which is a two-layer MLP.", + "bbox": [ + 214, + 265, + 740, + 279 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Time Complexity Analysis. The computational cost mainly lies in the MSA and MCA, with time complexities of $\\mathcal{O}(N^2 C)$ and $\\mathcal{O}(NLC)$ , respectively. Thus, the overall time complexity is $\\mathcal{O}(N^2 C + NLC)$ , which increases linearly with respect to $L$ .", + "bbox": [ + 212, + 280, + 782, + 340 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Parameter-free Token Elimination Strategy", + "text_level": 1, + "bbox": [ + 214, + 361, + 617, + 378 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Visual grounding usually aims at locating one referent and most referents only occupy a small percentage of the visual tokens where most visual tokens are not in the region of interest. Therefore, there exist redundant costs in background visual tokens. As a result, we attempt to address this issue by eliminating background visual tokens. During our analysis, we discovered that the attention scores between the location token and the visual tokens are notably higher for those corresponding to the target object. This finding led us to the conclusion that we can effectively eliminate visual tokens with low attention scores which are depicted in Fig. 4.", + "bbox": [ + 212, + 383, + 491, + 655 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/644094280ac312b3b7102e38045acd8f869aab5d7f2d2e7502fa34bb03fcc7ac.jpg", + "image_caption": [ + "Fig. 4: We conduct the visual tokens elimination process in each Decoder layer. \"ASA\" denotes adaptive spatial attention and \"Norm & Elimination\" means normalization and eliminating visual tokens according to Eq. (7)." + ], + "image_footnote": [], + "bbox": [ + 504, + 385, + 787, + 561 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Dynamic Elimination. There are some related works [1,9] eliminating visual tokens in image classification. However, these methods eliminate a fixed number in each model layer and typically retain only the essential object features. These approaches are suitable for coarse granularity tasks like image classification. In contrast, the task of RES requires the preservation of the entire object and deals with objects of varying sizes, each demanding a different number of tokens to be eliminated. To tackle this challenge, we propose a dynamic elimination strategy. First, attention scores $S_{loc} \\in \\mathbb{R}^{1 \\times N}$ between the location token and visual tokens", + "bbox": [ + 212, + 656, + 787, + 777 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "are calculated as:", + "bbox": [ + 215, + 777, + 343, + 790 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {Q} _ {l o c} = \\widetilde {\\boldsymbol {F}} _ {l o c} \\boldsymbol {W} _ {Q}, \\boldsymbol {K} _ {v} = \\widetilde {\\boldsymbol {F}} _ {v} \\boldsymbol {W} _ {K},\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 787, + 612, + 806 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {S} _ {l o c} = \\operatorname {s o f t m a x} \\left(\\frac {\\boldsymbol {Q} _ {l o c} \\boldsymbol {K} _ {v} ^ {T}}{\\sqrt {C}}\\right), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 392, + 808, + 784, + 843 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 113, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/779005f9f02e22b19508720530f15200ab414b1dc3d439a534a79818f60677d2.jpg", + "image_caption": [ + "Fig. 5: Visualization of attention scores $S_{loc}$ of location token and visual tokens. GT refers to ground truth, \"w/o ASA\" denotes without using adaptive spatial attention, and \"1 $^{st}$ Layer Score\" means the first Decoder layer attention scores between location token and visual tokens." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 785, + 342 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\pmb{W}_{\\pmb{Q}} \\in \\mathbb{R}^{C \\times C}$ and $\\pmb{W}_{\\pmb{K}} \\in \\mathbb{R}^{C \\times C}$ are parameter matrices in MSA. Then we normalize the attention scores $S_{loc}$ and remove those visual tokens whose attention scores are smaller than $\\alpha$ :", + "bbox": [ + 212, + 435, + 787, + 481 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\widetilde {\\boldsymbol {S}} _ {l o c} = \\frac {\\boldsymbol {S} _ {l o c} - \\operatorname* {m i n} \\boldsymbol {S} _ {l o c} ^ {i}}{\\operatorname* {m a x} \\boldsymbol {S} _ {l o c} ^ {i} - \\operatorname* {m i n} \\boldsymbol {S} _ {l o c} ^ {i}}, 0 \\leq i < N \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 359, + 486, + 785, + 523 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\overline {{\\boldsymbol {F}}} _ {v} = \\{\\hat {\\boldsymbol {F}} _ {v} ^ {i} | \\tilde {\\boldsymbol {S}} _ {l o c} ^ {i} \\geq \\alpha , 0 \\leq i < N \\},\n$$\n", + "text_format": "latex", + "bbox": [ + 369, + 523, + 616, + 542 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\hat{F}_v^i$ is the $i$ -th visual token, $\\overline{\\mathbf{F}}_v \\in \\mathbb{R}^{N' \\times C}$ denotes the remained tokens, and $N'$ means the number of remained visual tokens. Our strategy offers two advantages over prior works [1,9]: 1) it dynamically eliminates a different number of tokens for different objects in different sizes, and 2) the number of eliminated tokens gradually increases as the loss converges, preventing error elimination.", + "bbox": [ + 212, + 550, + 787, + 626 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Adaptive Spatial Attention. As shown in the predicted mask in Fig. 5, we found that some visual tokens corresponding to target objects are eliminated incorrectly. Therefore, we propose the attention weight average strategy to make the attention weights spatially aware to maintain the original shape of the target object. We reshape $S_{loc}$ into $S_{loc}' \\in \\mathbb{R}^{\\frac{H}{P} \\times \\frac{W}{P}}$ , then calculate as follows:", + "bbox": [ + 212, + 627, + 787, + 704 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {S} _ {\\text {l o c}} ^ {\\prime \\prime} [ i, j ] = \\frac {\\sum_ {u = - k} ^ {k} \\sum_ {v = - k} ^ {k} \\boldsymbol {S} _ {\\text {l o c}} ^ {\\prime} [ i + u , j + v ]}{(2 k + 1) ^ {2}}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 710, + 785, + 771 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $0 \\leq i < \\frac{H}{P}$ and $0 \\leq j < \\frac{W}{P}$ . After that, each attention score is averaged with the surrounding attention scores, then we reshape $\\pmb{S}_{loc}^{\\prime \\prime}$ back to $\\pmb{S}_{loc} \\in \\mathbb{R}^{1 \\times N}$ and following Eq. (7) to eliminate visual tokens. So we can alleviate the problem of incorrectly eliminating tokens in the referent.", + "bbox": [ + 212, + 777, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/216e1c0ee3de67716725be5691136020ac31cbdfb84c65b5971b758f8c2ede2b.jpg", + "image_caption": [ + "Fig. 6: Our mask head utilizes MLP to project tokens from channel to spatial region masks and adopts a 1-channel convolution layer to establish spatial relationships among pixels. \"Map & Pad\" refers to mapping each patch to the original position in the image and padding the eliminated position with 0." + ], + "image_footnote": [], + "bbox": [ + 223, + 145, + 776, + 268 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Efficient Mask Head", + "text_level": 1, + "bbox": [ + 215, + 369, + 429, + 383 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "After eliminating tokens, we get some sparse visual tokens. To further reduce the redundant cost, we propose a lightweight and efficient mask head to generate masks from sparse visual tokens instead of using the FPN-like mask head which needs to pad the eliminated tokens. The procedure of our mask head is shown in Fig. 6. We denote the rest of indexes $\\mathbb{I}$ as follows:", + "bbox": [ + 214, + 393, + 782, + 469 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbb {I} = \\{i \\mid \\widetilde {\\boldsymbol {S}} _ {l o c} ^ {i} \\geq \\alpha , 0 \\leq i < N \\}, \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 479, + 785, + 500 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We utilize MLP to transfer the remaining visual tokens from 1-D feature channels into 2-D spatial binary masks ( $C \\to P^2$ dimension) and pad the eliminated tokens with 0:", + "bbox": [ + 214, + 510, + 782, + 553 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {M} ^ {i} = \\left\\{ \\begin{array}{l l} M L P \\left(\\overline {{\\boldsymbol {F}}} _ {v} ^ {f (i)}\\right), & \\text {i f} i \\in \\mathbb {I} \\\\ 0 ^ {1 \\times P ^ {2}}, & \\text {i f} i \\notin \\mathbb {I} \\end{array} \\right. \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 387, + 551, + 784, + 592 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $0 \\leq i < N$ and $f(i)$ means the index in remained tokens corresponding to the $i$ -th original token. We reshape and permute $\\mathcal{M} \\in \\mathbb{R}^{N \\times P^2}$ into $\\mathcal{M}' \\in \\mathbb{R}^{H \\times W}$ and since the pixels projected by MLP are not spatially related to each other, we use the local context processing method to make neighboring pixels relate to each other. In the actual implementation, we use a $5^*5$ convolutional kernel Conv, and mask $M$ is generated as follows:", + "bbox": [ + 214, + 598, + 782, + 691 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nM = \\operatorname {s i g m o i d} \\left(\\operatorname {C o n v} \\left(\\mathcal {M} ^ {\\prime}\\right)\\right), \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 702, + 784, + 720 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.5 Multi-task Training", + "text_level": 1, + "bbox": [ + 215, + 753, + 426, + 768 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our method is an end-to-end framework that unifies REC and RES, incorporating two distinct types of loss: detection loss and segmentation loss.", + "bbox": [ + 212, + 779, + 782, + 808 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Detection Loss. For REC task, we denote the predicted bounding box $B = (\\hat{x}, \\hat{y}, \\hat{w}, \\hat{h})$ and the ground truth $B_{gt} = (x, y, w, h)$ , and the detection loss", + "bbox": [ + 215, + 809, + 784, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 114, + 730, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/4a1dd759374f42b012ecabaefd63ad964176081abb884820735ccbecd257df44.jpg", + "table_caption": [ + "Table 1: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REc task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base." + ], + "table_footnote": [], + "table_body": "
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X76.6581.1469.9965.3371.6256.0266.5867.27
NMTree [26]MRCNN-Res101X76.4181.2170.0966.4672.0257.5265.8766.44
LBYL [14]DarkNet53X79.6782.9174.1568.6473.3859.49--
MCN [29]DarkNet53✓80.0882.2974.9867.1672.8657.3166.4666.01
TransVG [6]ResNet101X81.0282.7278.3564.8270.7056.9468.6767.73
TRAR [49]DarkNet53X-81.4078.60-69.1056.1068.9068.30
SeqTR [50]DarkNet53✓81.2385.0076.0868.8275.3758.7871.3571.58
PVD [5]DarkNet53✓82.5186.1976.8169.4876.8359.6868.4069.57
PVD [5]Swin-B✓84.5287.6479.6373.8978.4164.2573.8174.13
VG-LAW [37]ViT-B✓86.6289.3283.1676.3781.0467.5076.9076.96
EEVG (Ours)MRCNN-Res101✓82.1985.3477.1871.3576.7660.7370.1871.28
EEVG (Ours)DarkNet53✓81.8286.0274.6769.7276.2657.9571.3870.93
EEVG (Ours)Swin-B✓86.7989.5283.1277.5283.0566.9378.1578.11
EEVG (Ours)ViT-B✓88.0890.3385.5077.9782.4469.1579.6080.24
", + "bbox": [ + 220, + 199, + 784, + 392 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "is define as follows:", + "bbox": [ + 214, + 420, + 356, + 433 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {d e t}} = \\mathcal {L} _ {\\text {s m o o t h} - L 1} (B, B _ {g t}) + \\mathcal {L} _ {\\text {g i o u}} (B, B _ {g t}), \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 446, + 785, + 464 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mathcal{L}_{\\text{smooth} - L1}(\\cdot, \\cdot)$ and $\\mathcal{L}_{\\text{giou}}(\\cdot, \\cdot)$ are the smooth L1 loss and GIoU loss [36].", + "bbox": [ + 212, + 473, + 782, + 488 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Segmentation Loss. For RES task, the segmentation loss is calculated using the predicted segmentation mask denoted as $M \\in \\mathbb{R}^{H \\times W}$ , and the ground truth denoted as $M_{gt} \\in \\mathbb{R}^{H \\times W}$ , according to the following formula:", + "bbox": [ + 212, + 489, + 784, + 534 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {s e g}} = \\mathcal {L} _ {\\text {f o c a l}} (M, M _ {\\mathrm {g t}}) + \\mathcal {L} _ {\\text {d i c e}} (M, M _ {\\mathrm {g t}}), \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 354, + 544, + 784, + 561 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mathcal{L}_{focal}(\\cdot, \\cdot)$ and $\\mathcal{L}_{dice}(\\cdot, \\cdot)$ represent focal loss [24] and dice loss [31]. Finally, the joint training loss function is defined as follows:", + "bbox": [ + 214, + 571, + 782, + 602 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\lambda_ {\\text {d e t}} \\mathcal {L} _ {\\text {d e t}} + \\lambda_ {\\text {s e g}} \\mathcal {L} _ {\\text {s e g}}. \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 408, + 614, + 785, + 631 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\lambda_{det}$ and $\\lambda_{seg}$ represent the weight coefficients for the detection loss and segmentation loss, respectively.", + "bbox": [ + 214, + 640, + 782, + 671 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 214, + 693, + 375, + 710 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Experiment Settings", + "text_level": 1, + "bbox": [ + 214, + 724, + 431, + 739 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Datasets. The commonly used datasets in visual grounding are RefCOCO [47], RefCOCO+ [47], and RefCOCOg [30], which are collected from MS-COCO [25]. RefCOCO contains 19,994 images with 142,210 referring expressions for 50,000 objects which is split into the training set, the validation set, the testA set, and the testB set. RefCOCO+, excluding absolute-location words, consists of 19,992 images with 49,856 referred objects and 141,564 referring expressions. There are", + "bbox": [ + 212, + 748, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/25413628b52a7c2623d9ae6fc55465d1eae4fdb95979480db1c0cb6494cec35f.jpg", + "table_caption": [ + "Table 2: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for RES task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base." + ], + "table_footnote": [], + "table_body": "
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X56.5162.3751.7046.6752.3940.0847.6448.61
NMTree [26]MRCNN-Res101X56.5963.0252.0647.4053.0141.5646.5947.88
MCN [29]DarkNet53✓62.4464.2059.7150.6254.9944.6949.2249.40
CRIS [41]CLIP-ResNet50X69.5272.7264.7061.3967.1052.4859.8760.36
SeqTR [50]DarkNet53✓67.2669.7964.1254.1458.9348.1955.6755.64
PVD [5]DarkNet53✓68.8770.5365.8354.9860.1250.2357.8157.17
LAVT [43]Swin-BX74.4676.8970.9465.8170.9759.2363.3463.62
PVD [5]Swin-B✓74.8277.1169.5263.3868.6056.9263.1363.62
VG-LAW [37]ViT-B✓75.6277.5172.8966.6370.3859.8965.5366.08
EEVG (Ours)MRCNN-Res101✓71.2873.8767.4961.9666.2553.7459.9460.72
EEVG (Ours)DarkNet53✓70.6674.1665.6060.7665.3850.7059.7959.93
EEVG (Ours)Swin-B✓75.7977.8672.7867.6271.4859.1267.4067.30
EEVG (Ours)ViT-B✓78.2379.2776.5869.0472.6562.3369.1570.01
", + "bbox": [ + 218, + 199, + 781, + 380 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "25,799 images with 49,856 referred objects and 141,564 referring expressions in RefCOCOg whose descriptions are longer and more complex. We use the umdsplits [32] for RefCOCOg. Implementation details can be found in the Appendix.", + "bbox": [ + 212, + 410, + 782, + 455 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Evaluation Metrics. For REC, we utilize the accuracy of the grounding results as the evaluation metric. The predicted region is deemed correct if the intersection over union (IoU) between the predicted region and the ground truth exceeds 0.5. As for RES, we employ the mean Intersection over Union (mIoU) between predicted masks and ground truth as the evaluation metric.", + "bbox": [ + 212, + 455, + 784, + 531 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Quantitative Results", + "text_level": 1, + "bbox": [ + 215, + 556, + 433, + 570 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Results of RefCOCO Series.", + "text_level": 1, + "bbox": [ + 215, + 582, + 444, + 595 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To validate the effectiveness of our method, we conduct experiments and report our performance on RefCOCO series datasets (i.e., $\\mathrm{RefCOCO} / + / \\mathrm{g}$ ). The results of REC and RES are reported in Table 1 and Table 2,", + "bbox": [ + 212, + 598, + 444, + 703 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 3: Speed comparison with SOTA methods. \"↓\" means lower is better, \"↑\" refers to upper is better, and \"FPS\" denotes frames per second. The batch size is 20 and all experiments are conducted in one RTX 4090.", + "bbox": [ + 455, + 598, + 785, + 665 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/ce3df3ad27f7a74417de3c0ef92781bffdba1d1773a3f2191a850b927ef7b775.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodLAVT [43]PolyFormer [27]Ours
Runtime (ms) ↓285.97318.36248.35
FPS ↑69.9462.8280.53
", + "bbox": [ + 465, + 667, + 771, + 703 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "respectively. Our method outperforms previous state-of-the-art approaches in both REC and RES. Particularly on RefCOCOg, which includes longer and more complex language expressions, our method exhibits even greater improvement (3.62% in the val set and 3.93% in the test set), showcasing its effectiveness in handling intricate scenes.", + "bbox": [ + 212, + 704, + 782, + 777 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Speed Comparison. In order to demonstrate the efficiency of our proposed method, as shown in Table 3, we conduct a speed comparison with LAVT [43] and PolyFormer [27]. We use the same settings with LAVT and PolyFormer, i.e., Swin-B & BERT-base as backbones, and the length of linguistic tokens is", + "bbox": [ + 212, + 779, + 784, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/d22bd4c95ad4981c24a1736ba8d5bded30c6d57f3d511a6a2ba84c84cc105dca.jpg", + "table_caption": [ + "Table 4: Comparison with pre-trained state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REC and RES task. Bold denotes the best performance. Swin-B and ViT-B are Swin-Transformer Base and ViT Base." + ], + "table_footnote": [], + "table_body": "
MethodBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
RefTr [22]ResNet101REC85.6588.7381.1677.5582.2668.9979.2580.01
SeqTR [50]DarkNet53REC87.0090.1583.5978.6984.5171.8782.6983.37
PolyFormer [27]Swin-BREC89.7391.7386.0383.7388.6076.3884.4684.96
EEVG (Ours)Swin-BREC89.6392.0086.4082.2487.3474.0083.9984.53
EEVG (Ours)ViT-BREC90.4792.7387.7281.7987.8074.9485.1984.72
RefTr [22]ResNet101RES74.3476.7770.8766.7570.5859.4066.6367.39
SeqTR [50]DarkNet53RES71.7073.3169.8263.0466.7358.9764.6965.74
PolyFormer [27]Swin-BRES75.9677.0973.2270.6574.5164.6469.3669.88
EEVG (Ours)Swin-BRES77.5279.6375.2571.3575.5664.5871.4871.90
EEVG (Ours)ViT-BRES79.4980.8777.3971.8676.6766.3173.5673.47
", + "bbox": [ + 220, + 198, + 777, + 329 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/c10ed4eb38ad6b81cac21746ca546d19be29e6873e2c8c66379a878d613cddae.jpg", + "table_caption": [ + "Table 5: Performance between Encoder and Decoder for cross-modal interaction." + ], + "table_footnote": [], + "table_body": "
Cross-modal ModuleBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
EncoderViT-BREC86.5989.5984.4375.8281.1168.4878.4378.08
DecoderViT-BREC87.5590.0384.7177.3181.8468.8979.2779.26
EncoderViT-BRES76.9778.7275.5367.4071.2560.7068.1268.19
DecoderViT-BRES77.4978.9975.7368.1971.5361.0368.1668.60
", + "bbox": [ + 233, + 369, + 764, + 439 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "20. To ensure a fair comparison, we exclude the time cost of point generation in PolyFormer, as it utilizes a point sequence approach to generate masks after visual-linguistic feature alignment. Compared with PolyFormer which utilizes Encoder for modalities fusion, we are faster than it $28.19\\%$ in FPS (80.53 versus 62.82). Compared with LAVT which devises an interaction module to fuse linguistic features in the visual backbone, we are still faster than it $15.14\\%$ in FPS (80.53 versus 69.94).", + "bbox": [ + 212, + 468, + 787, + 573 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Results of Pre-trained setting. Table 4 presents the results of our proposed method pre-trained on a large corpus of visual referring expression data and fine-tuned on the RefCOCO, RefCOCO+, and RefCOCOg datasets. The large corpus consists of the combination of Visual Genome [20], RefCOCO [47], RefCOCO+ [47], RefCOCOg [30], and Flickr30k [33] datasets. Following PolyFormer [27], we pre-train our model using the REC task on this large corpus and subsequently fine-tune on the combined training sets of RefCOCO, RefCOCO+, and RefCOCOg in both REC and RES task, with all validation and test images removed. For the RES task, our method achieves state-of-the-art performance across all validation and test splits, outperforming previous methods by a considerable margin. In the REC task, our approach demonstrates superior or comparable performance to prior state-of-the-art techniques.", + "bbox": [ + 212, + 574, + 787, + 755 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 780, + 401, + 794 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparison between Encoder and Decoder. To demonstrate the effectiveness and efficiency of Decoder, we conduct experiments to compare Decoder", + "bbox": [ + 212, + 806, + 785, + 838 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 127 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/35f32d49b2d243f6bd97f9da236299f29cea64c1df20811e21fd8aca5d189321.jpg", + "table_caption": [ + "Table 6: Runtime (ms) comparison between Encoder and Decoder, both of them with 3 layers. The batch size is 20 and all experiments are conducted in one RTX 4090. N and L denote the number of visual and linguistic tokens, respectively. The lower value is better in the table." + ], + "table_footnote": [], + "table_body": "
N (Visual Tokens)196784
L (Linguistic Tokens)6010015020030060100150200300
Encoder6.417.999.6411.1414.8528.5630.3333.1235.3940.51
Decoder5.806.066.596.938.0928.1028.7429.9330.8133.00
", + "bbox": [ + 256, + 212, + 743, + 260 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "with Encoder for vision language fusion. Table 5 demonstrates that Decoder outperforms Encoder, highlighting Decoder's ability to facilitate vision language alignment. Additionally, Table 6 indicates that Decoder exhibits faster speed compared to Encoder, particularly when handling longer language expressions. It should be noted that Decoder incorporates an additional multi-head cross-attention module. To ensure a fair", + "bbox": [ + 212, + 292, + 455, + 488 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "comparison, we set the dimension of the feed-forward network to 1024 in Decoder and 2048 in Encoder, thereby aligning their parameter quantities.", + "bbox": [ + 212, + 489, + 785, + 518 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/439949010ba603a0970bc1f642b05276514ba40aba219f563fe77bd3ed6bb6c1.jpg", + "table_caption": [ + "Table 7: Ablation study of eliminating tokens on RefCOCOg. In the static eliminating strategy, we remove 96 tokens from each layer. ASA denotes adaptive spatial attention, “↓” means lower is better, and “↑” refers to higher is better. The runtime of token elimination module is tested in one RTX 4090 and the batch size is 20." + ], + "table_footnote": [], + "table_body": "
Elimination StrategyASARuntime (ms) ↓RESREC
val ↑test ↑val ↑test ↑
NoX27.8568.1668.6079.2779.26
StaticX24.7266.3866.9478.3379.18
Static✓24.8867.7568.2178.7279.20
DynamicX24.6868.8968.9579.2779.34
Dynamic✓24.8369.1570.0179.6080.24
", + "bbox": [ + 468, + 406, + 785, + 489 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Token Elimination. To elucidate the advantages of our token elimination strategy, we compare it with the results obtained without elimination as well as the results achieved using a static elimination strategy [9]. As depicted in Table 7, employing the static token elimination strategy leads to a decline in performance when compared with the token elimination strategy.", + "bbox": [ + 240, + 521, + 444, + 686 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/2b3f3aeae4cbf6409064eee5fdc844a1caaad0f9f7355ca12918daf7a624a82e.jpg", + "table_caption": [ + "Table 8: Ablation study of mask head on Ref-COCOg. The FPN-like is the mask head based on convolution layers within the FPN framework, which has prevailed in recent VG works [10, 22, 37, 43]. \"↓\" means lower is better and \"↑\" refers to higher is better. The runtime of mask head is tested in one RTX 4090 and batch size is 20." + ], + "table_footnote": [], + "table_body": "
MaskParameterRuntimeRESREC
HeadNumber ↓(ms) ↓val ↑test ↑val ↑test ↑
FPN-like8.11M23.5668.6469.1277.6878.26
Ours0.79M0.8769.1570.0179.6080.24
", + "bbox": [ + 457, + 633, + 790, + 681 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "pared to the absence of an elimination strategy. Conversely, the dynamic token elimination strategy not only reduces computational costs but also exhibits performance improvements. Furthermore, the adoption of adaptive spatial attention demonstrates enhancement in performance, thereby mitigating the issue of erroneously eliminating certain visual tokens associated with target objects, as illustrated in Fig. 5.", + "bbox": [ + 212, + 686, + 787, + 777 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Efficient Mask Head. In comparison to the FPN-like mask head [19], as reported in Table 8, our mask head has fewer parameters and faster speed. Moreover, our mask head not only demonstrates improvements in the RES task but also exhibits enhancements in the REC task. We believe this is because our", + "bbox": [ + 212, + 779, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/b13fff9518109967f1ed283eea09651ef847ff5c20ceeddbc1d8dc2d6022b76f.jpg", + "image_caption": [ + "Fig. 7: Visualization of our eliminating process, our predicted results, and LAVT's [43]." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 787, + 320 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "light mask head offloads the spatial prediction workload from the task head add-ons to Decoder which is consistent with the light MLP-based detection head. Consequently, Decoder benefits from improved vision-language fusion, as the location and pixel information are now embedded within the Decoder token feature channels.", + "bbox": [ + 212, + 371, + 787, + 446 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "4.4 Qualitative Results", + "text_level": 1, + "bbox": [ + 215, + 465, + 419, + 482 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We present qualitative results achieved using our proposed method and compare them with the results obtained from LAVT, as shown in Fig. 7. These results demonstrate the effectiveness of our approach in managing complex scenes with similar and potentially distracting objects. In such situations, LAVT tends to make incorrect predictions because of these distracting objects. However, our method removes these distracting objects in various Decoder layers, allowing for accurate predictions of the target object. More visualization examples can be found in the Appendix.", + "bbox": [ + 212, + 488, + 787, + 609 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 628, + 359, + 645 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we present a novel approach to visual grounding that achieves superior performance while requiring less computational resources. By incorporating visual and linguistic features through cross-attention in the Transformer Decoder, our method effectively handles longer language expressions without significantly increasing the computational cost. To further enhance efficiency, we introduce a parameter-free strategy to remove unnecessary visual tokens during cross-modal fusion. This strategy not only reduces computations but also improves overall performance by eliminating irrelevant objects. After obtaining sparse visual tokens, we propose an efficient mask head that directly generates masks without the need for padding. Extensive experiments conducted on benchmark datasets validate that our method surpasses state-of-the-art techniques in both referring expression comprehension and segmentation tasks.", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Chen et al.", + "bbox": [ + 271, + 114, + 346, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgment", + "text_level": 1, + "bbox": [ + 217, + 143, + 382, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was partially supported by the National Natural Science Foundation of China under Grant 62372341. Long Chen was supported by HKUST Special Support for Young Faculty (F0927) and HKUST Sports Science and Technology Research Grant (SSTRG24EG04).", + "bbox": [ + 212, + 178, + 787, + 239 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 263, + 323, + 277 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bolya, D., Fu, C.Y., Dai, X., Zhang, P., Feichtenhofer, C., Hoffman, J.: Token merging: Your vit but faster. ICLR (2022)", + "2. Carion, N., Massa, F., Synnaeve, G., Usunier, N., Kirillov, A., Zagoruyko, S.: End-to-end object detection with transformers. In: ECCV (2020)", + "3. Chen, L., Ma, W., Xiao, J., Zhang, H., Chang, S.F.: Ref-nms: Breaking proposal bottlenecks in two-stage referring expression grounding. In: AAAI (2021)", + "4. Chen, Y.C., Li, L., Yu, L., El Kholy, A., Ahmed, F., Gan, Z., Cheng, Y., Liu, J.: Uniter: Universal image-text representation learning. 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In: ECCV (2022)" + ], + "bbox": [ + 212, + 146, + 787, + 494 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "EEVG", + "bbox": [ + 684, + 114, + 730, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/e4b37f34-7eb2-49aa-81fe-49342bed4719_model.json b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/e4b37f34-7eb2-49aa-81fe-49342bed4719_model.json new file mode 100644 index 0000000000000000000000000000000000000000..4e82f17cafb5bebac575c0d600f5c512e2f00b70 --- /dev/null +++ b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/e4b37f34-7eb2-49aa-81fe-49342bed4719_model.json @@ -0,0 +1,2478 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.223, + 0.141, + 0.782, + 0.21 + ], + "angle": 0, + "content": "An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding" + }, + { + "type": "text", + "bbox": [ + 0.342, + 0.235, + 0.661, + 0.252 + ], + "angle": 0, + "content": "Wei Chen1, Long Chen2, and Yu Wu1*" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.262, + 0.758, + 0.292 + ], + "angle": 0, + "content": "1Wuhan University 2The Hong Kong University of Science and Technology {weichencs, wuyucs}@whu.edu.cn, longchen@ust.hk" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.331, + 0.744, + 0.624 + ], + "angle": 0, + "content": "Abstract. Most advanced visual grounding methods rely on Transformers for visual-linguistic feature fusion. However, these Transformer-based approaches encounter a significant drawback: the computational costs escalate quadratically due to the self-attention mechanism in the Transformer Encoder, particularly when dealing with high-resolution images or long context sentences. This quadratic increase in computational burden restricts the applicability of visual grounding to more intricate scenes, such as conversation-based reasoning segmentation, which involves lengthy language expressions. In this paper, we propose an efficient and effective multi-task visual grounding (EEVG) framework based on Transformer Decoder to address this issue, which reduces the cost in both language and visual aspects. In the language aspect, we employ the Transformer Decoder to fuse visual and linguistic features, where linguistic features are input as memory and visual features as queries. This allows fusion to scale linearly with language expression length. In the visual aspect, we introduce a parameter-free approach to reduce computation by eliminating background visual tokens based on attention scores. We then design a light mask head to directly predict segmentation masks from the remaining sparse feature maps. Extensive results and ablation studies on benchmarks demonstrate the efficiency and effectiveness of our approach. Code is available in https://github.com/chenwei746/EEVG." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.636, + 0.741, + 0.663 + ], + "angle": 0, + "content": "Keywords: Visual Grounding \\(\\cdot\\) Transformer Decoder \\(\\cdot\\) Token Elimination" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.691, + 0.376, + 0.707 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.724, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Visual grounding [30, 47] is a task of locating visual objects based on language expressions, achieved by aligning visual features and linguistic features. According to the granularity of alignment between visual and linguistic information, it can be categorized into two sub-tasks: referring expression comprehension (REC) [3,6,34,49] which facilitates visual-language alignment at the region level, and referring expression segmentation (RES) [35,41,43] which grounds language" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.383, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.127 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.143, + 0.455, + 0.374 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.472, + 0.141, + 0.631, + 0.374 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.633, + 0.143, + 0.788, + 0.373 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.384, + 0.788, + 0.456 + ], + "angle": 0, + "content": "Fig. 1: Comparison of different frameworks: (a) Encoder-Decoder methods, (b) Encoder-only methods, and (c) our Decoder-only framework EEVG. In (a) and (b), Transformer Encoder is utilized, and all visual tokens are employed for mask generation. (c) Our method EEVG leverages the Transformer Decoder to integrate diverse modality information and remove background visual tokens during modalities fusion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.485, + 0.788, + 0.576 + ], + "angle": 0, + "content": "expression at the pixel level. Inspired by joint object detection and segmentation, several works [5,22,27,29,37,50] propose a multi-task collaborative learning framework to unify REC and RES, i.e., multi-task visual grounding (MTVG). They demonstrate that REC aids RES in locating referents more accurately, while RES helps REC achieve better vision-language alignment. As a result, MTVG has become a prevailing way of visual grounding." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.576, + 0.788, + 0.711 + ], + "angle": 0, + "content": "Current mainstream MTVG models consist of a visual encoder, a linguistic encoder, a cross-modal feature fusion module, and two task heads (i.e., a detection head and a segmentation mask head). Recent state-of-the-art visual grounding works [6, 17, 18, 22, 27] resort to Encoder1 for cross-modal vision-language fusion. As shown in Fig. 1, these existing methods can be categorized into two categories: (a) Encoder-Decoder [17, 22, 27, 34], where visual-linguistic features are fused by Encoder and target object features are output by Decoder, and (b) Encoder-only [6, 18], where the target object is directly predicted after vision-language feature fusion in Encoder." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.712, + 0.788, + 0.804 + ], + "angle": 0, + "content": "However, these methods encounter two efficiency problems: 1) quadratic-increased cost in language length and 2) redundant visual token computation. Firstly, traditional methods concatenate visual and linguistic tokens together and input them into Encoder for self-attention, leading to a time complexity of \\(\\mathcal{O}((N + L)^2)\\). Thus the computation cost significantly increases as language expressions and context become longer and more complex in the era of Large Lan" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.811, + 0.787, + 0.84 + ], + "angle": 0, + "content": "1 We use Encoder and Decoder to refer to Transformer encoder and decoder, respectively." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.147, + 0.786, + 0.268 + ], + "angle": 0, + "content": "guage Models (LLMs). This hinders the application of visual grounding to more complex scenes, such as conversation-based reasoning segmentation [21], which involves long language contexts. Secondly, different from general segmentation or detection tasks, visual grounding usually only aims at locating one referred object. Most visual pixels in the image are not in the region of interest and thus lead to redundant and unnecessary computations, and may distract/mislead the model's attention from the real target. To address these issues, we propose an efficient and effective multi-task visual grounding (EEVG) framework." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.272, + 0.787, + 0.392 + ], + "angle": 0, + "content": "To alleviate the cost in the language aspect and to deal with longer complex language expressions such as long contextual dialog, we only use Decoder for the visual and language reasoning process. As depicted in Fig. 1 (c), we regard linguistic features as memory and visual features as queries in Decoder. This allows for the fusion of visual and linguistic modalities in the cross-attention module, resulting in a linear increase in computational cost with respect to the length of the language expressions. To the best of our knowledge, our method is the first Transformer-based framework with no Encoder for cross-modal fusion." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.396, + 0.787, + 0.636 + ], + "angle": 0, + "content": "To mitigate the cost in the visual aspect and further improve efficiency and efficacy, we introduce a parameter-free strategy to eliminate redundant and distracting image tokens for the visual grounding task. The core idea is dynamically eliminating visual tokens with low attention scores, making the visual feature map to be sparse, and concentrating more on the referred target to remove distracting noise. After that, instead of utilizing the traditional feature pyramid network (FPN) [19] that is widely used in previous MTVG works, we devise a very light-weight and efficient mask head to directly project the remaining sparse tokens into region masks. Previous works' [10, 15, 16, 18, 22, 37, 43] FPN module constitutes \\(42.8\\%\\) of the Decoder's parameters (8.1M versus 18.9M), acting like an independent network to predict mask. Differently, we use a light-weight two-layer MLP (0.79M) to directly transfer 1-D feature channels of Decoder tokens to the 2-D spatial segmentation mask prediction of the corresponding patch. In this way, we migrate the segmentation prediction workload from the add-on head to the main Decoder. This is consistent with the detection head of REC which also transfers the detection workload to Decoder via a light-weight MLP." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.641, + 0.787, + 0.821 + ], + "angle": 0, + "content": "By doing so, Decoder gains a better understanding of the multi-tasks and their mutual improvement, as the location and pixel information are directly embedded in the Decoder token feature. Experiments validate this by the fact that our mask head improves the detection performance on REC by about \\(2.0\\%\\), even though the detection prediction does not go through the mask head. We conduct extensive experiments on several challenging benchmarks including RefCOCO [47], RefCOCO + [47], and RefCOCOg [30]. Our EEVG is faster than state-of-the-art method PolyFormer [27] by \\(28.19\\%\\). Benefiting from light-weight mask head and elimination of disturbing tokens, EEVG also shows enhanced performance. Particularly in the RefCOCOg dataset, which encompasses longer complex language expressions, our method exhibits a notable increase of \\(3.93\\%\\) on the RES." + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.825, + 0.568, + 0.84 + ], + "angle": 0, + "content": "In summary, our contributions are three-fold:" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.127 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "- We propose a Decoder-only framework for MTVG, which reduces computation cost from quadratic to linear increase with regards to language length." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.178, + 0.785, + 0.221 + ], + "angle": 0, + "content": "- We propose a dynamic eliminating strategy to reduce redundant and distracting visual tokens, together with a lightweight mask head to directly project the remaining sparse tokens to masks." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.223, + 0.787, + 0.253 + ], + "angle": 0, + "content": "- Comprehensive results show that EEVG surpasses state-of-the-art approaches in both speed and performance." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.147, + 0.787, + 0.253 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.278, + 0.388, + 0.294 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.311, + 0.785, + 0.476 + ], + "angle": 0, + "content": "Referring Expression Comprehension (REC). REC can be categorized into one-stage and two-stage approaches. Two-stage [12, 13, 48] methods rely on ranking region proposal scores based on language expressions as a crucial component. However, their performance is limited to the pre-trained object detector. While one-stage methods [17, 23, 44, 45] focus on directly predicting the target bounding box guided by language expressions. Yang et al. [44] propose a recursive sub-query construction framework to reason between image and query for multiple rounds. To further align modalities, RCCF [23] maps the language domain to the visual domain and performs correlation filtering on the image feature map. Inspired by DETR's [2] success in object detection, MDETR [17] extends it to multi-modal understanding for REC." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.478, + 0.785, + 0.657 + ], + "angle": 0, + "content": "Referring Expression Segmentation (RES). As RES needs to predict pixel-level results, it heavily relies on accurate vision-language feature extraction and alignment. Previous studies [10, 15, 16, 43] have explored various approaches for cross-modal interaction. EFN [10] utilizes a co-attention mechanism to promote the consistency of the cross-modal information representation in the semantic space. On the other hand, LTS [16] leverages visual-textual features to accurately localize the referenced object by incorporating position priors before facilitating segmentation. Recent work LAVT [43] aligns visual and linguistic representations within the visual backbone using a pixel-word attention module. Current approaches [10, 15, 16, 18, 22, 37, 43] typically employ an FPN-like architecture to generate binary masks from fused visual features. In contrast, our proposed method introduces a lighter mask head based on MLP." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Multi-task Visual Grounding (MTVG). To promote consistency between REC and RES, it is natural to integrate them using a shared backbone. In a pioneering effort, MCN [29] proposes a novel multi-task collaborative network that enables joint learning of REC and RES. With the widespread adoption of Transformer [38], follow-up works [18, 22, 37] have employed Transformer as a unified backbone, employing different task heads for REC and RES. Alternatively, SeqTR [50] approaches the problem differently by treating MTVG as a sequence prediction task, representing bounding boxes and masks as discrete coordinate tokens. Moreover, Polyformer [27] leverages precise floating-point coordinates and multi-polygon generation to achieve finer segmentation. Tasks similar to MTVG, Open-Vocabulary Object Detection/Segmentation [11, 42] need to identify all objects across all categories using the vocabularies." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.144, + 0.495, + 0.374 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.385, + 0.495, + 0.454 + ], + "angle": 0, + "content": "Fig. 2: Overview of our method. The language tokens and visual tokens are extracted by a linguistic backbone and a visual backbone which are not shown in the figure." + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.143, + 0.788, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.507, + 0.327, + 0.788, + 0.451 + ], + "angle": 0, + "content": "Fig. 3: Time complexity comparison between Encoder and Decoder. There is only one input for Encoder while Decoder has two inputs: query and memory. \\(N\\) denotes the number of visual tokens, \\(L\\) means the number of linguistic tokens, \\(C\\) is the dimension of tokens, and \"Add & Norm\" refers to residual connection and normalization." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.483, + 0.788, + 0.635 + ], + "angle": 0, + "content": "Transformer for Vision-Language Tasks. Transformer model [38], initially proposed for natural language processing tasks, has demonstrated its effectiveness in the computer vision domain as well, as evidenced by the success of Vision Transformer (ViT) [8,40]. Leveraging the Transformer's exceptional performance in both vision and natural language, researchers have extensively explored its potential as a unified model for vision-language tasks [4,28,39]. Recently, there have been a growing number of methods [6,22,27,37,50] based on the Transformer architecture in visual grounding. TransVG [6], which employs Transformer Encoder for cross-modal fusion, introduces the pioneering transformer-based framework for visual grounding." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.657, + 0.331, + 0.673 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.688, + 0.788, + 0.766 + ], + "angle": 0, + "content": "In this section, we first formulate the multi-task visual grounding (MTVG) task and review the prevalent Encoder-based framework in Sec. 3.1. Then, we elaborate on our new Decoder-based framework as shown in Fig. 2, which utilizes Decoder for vision-language fusion (Sec. 3.2), and includes a parameter-free strategy to eliminate visual tokens (Sec. 3.3) and an efficient mask head (Sec. 3.4)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.786, + 0.363, + 0.801 + ], + "angle": 0, + "content": "3.1 Preliminary" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.809, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Formulation. Given an image \\(\\mathcal{I} \\in \\mathbb{R}^{H \\times W \\times 3}\\) and a text query \\(\\mathcal{T} \\in \\mathbb{R}^L\\), MTVG needs to predict a bounding box \\(B\\) and a binary mask \\(M\\) simultaneously, which" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.128 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.221 + ], + "angle": 0, + "content": "corresponding to the referent. The current prevailing MTVG framework, typically, first utilizes a visual backbone (e.g., ViT [8]) and a linguistic backbone (e.g., BERT [7]) to extract visual features \\( \\pmb{F}_v \\in \\mathbb{R}^{N \\times C_v} \\) and linguistic features \\( \\pmb{F}_l \\in \\mathbb{R}^{L \\times C_l} \\). After fusing them in the cross-modal interaction module, two task heads are used to predict results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.222, + 0.784, + 0.286 + ], + "angle": 0, + "content": "Encoder-based Framework. Existing works [6, 18, 27] directly adopt Encoder as the cross-modal interaction module. As shown in Fig. 3 (a), after linearly projecting \\(\\pmb{F}_v\\) and \\(\\pmb{F}_l\\) into the same dimension \\(C\\) (\\(\\widetilde{\\pmb{F}}_v\\) and \\(\\widetilde{\\pmb{F}}_l\\)), \\(\\widetilde{\\pmb{F}}_v\\) and \\(\\widetilde{\\pmb{F}}_l\\) are concatenated with a learnable location token \\(\\widetilde{\\pmb{F}}_{loc} \\in \\mathbb{R}^{1 \\times C}\\) and fed into Encoder:" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.3, + 0.785, + 0.318 + ], + "angle": 0, + "content": "\\[\n[ \\hat {F} _ {l o c}, \\hat {F} _ {l}, \\hat {F} _ {v} ] = \\operatorname {E n c o d e r} ([ \\tilde {F} _ {l o c}; \\tilde {F} _ {l}; \\tilde {F} _ {v} ]), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.323, + 0.59, + 0.337 + ], + "angle": 0, + "content": "where \\([\\cdot ;\\cdot ;\\cdot ]\\) denotes the concatenation operation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.338, + 0.785, + 0.459 + ], + "angle": 0, + "content": "After getting fused features, for the detection task, a two-layer MLP is used to project \\(\\hat{F}_{loc}\\) into four dimensions (i.e., \\((x,y,w,h)\\)). For the segmentation results, \\(\\hat{F}_v\\) is reshaped from sequence to square (i.e., \\(\\mathbb{R}^{N\\times C}\\to \\mathbb{R}^{\\frac{H}{P}\\times \\frac{W}{P}\\times C}\\) where \\(P\\) is the patch size) and uses FPN-like [19] architecture built on convolution layers to generate masks. This architecture typically needs the entire visual features because convolution layers can only work in a square feature map which contains redundant costs in the visual features corresponding to the background. Therefore, we utilize our elimination strategy and efficient head to alleviate this." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.46, + 0.784, + 0.505 + ], + "angle": 0, + "content": "Time Complexity Analysis. The computational cost of aligning different modalities in the Encoder-based methods primarily lies in the multi-head self-attention (MSA) which can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.372, + 0.516, + 0.785, + 0.548 + ], + "angle": 0, + "content": "\\[\n\\operatorname {M S A} (\\boldsymbol {Q}, \\boldsymbol {K}, \\boldsymbol {V}) = \\operatorname {s o f t m a x} \\left(\\frac {\\boldsymbol {Q} \\boldsymbol {K} ^ {T}}{\\sqrt {C}}\\right) \\boldsymbol {V}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.557, + 0.785, + 0.646 + ], + "angle": 0, + "content": "where \\( Q \\), \\( K \\), and \\( V \\) represent query, key, and value, respectively. They are obtained through linear projections of the input features. Specifically, \\( Q \\), \\( K \\), and \\( V \\in \\mathbb{R}^{(N + L + 1)\\times C} \\). According to Eq. (2), its time complexity can be calculated as \\( \\mathcal{O}((N + L)^2C) \\). In our method, we aim to alleviate the quadratic increase in burden by reducing it to a linear one with respect to \\( L \\), as well as minimizing the number of \\( N \\)." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.669, + 0.618, + 0.683 + ], + "angle": 0, + "content": "3.2 Transformer Decoder for Modalities Fusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.692, + 0.785, + 0.814 + ], + "angle": 0, + "content": "Module Details. First, we separately project visual feature \\( \\mathbf{F}_v \\) and linguistic feature \\( \\mathbf{F}_l \\) into the same channel dimension \\( C \\) (\\( \\widetilde{\\mathbf{F}}_v \\) and \\( \\widetilde{\\mathbf{F}}_l \\)). Then we adopt Transformer Decoder [38] for vision-language fusion, as depicted in Fig. 3 (b), where each decoder layer consists of an MSA layer, a multi-head cross-attention (MCA) layer, and a feed-forward network. MCA has a similar architecture to MSA, but the difference is that MCA has two inputs: the first one is input as Q and another one is input as K and V in Eq. (2). We concatenate \\( \\widetilde{\\mathbf{F}}_v \\) with a learnable location token \\( \\widetilde{\\mathbf{F}}_{loc} \\) and input them into the MSA layer:" + }, + { + "type": "equation", + "bbox": [ + 0.342, + 0.825, + 0.784, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}, \\boldsymbol {F} _ {v} ^ {\\prime} \\right] = \\mathrm {L N} (\\mathrm {M S A} \\left(\\left[ \\tilde {\\boldsymbol {F}} _ {l o c}; \\tilde {\\boldsymbol {F}} _ {v} \\right]\\right) + \\left[ \\tilde {\\boldsymbol {F}} _ {l o c}; \\tilde {\\boldsymbol {F}} _ {v} \\right]), \\tag {3}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.114, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.18 + ], + "angle": 0, + "content": "where \\(\\mathrm{LN}(\\cdot)\\) refers to layer normalization. After that, we input \\([\\pmb{F}_{loc}^{\\prime};\\pmb{F}_v^{\\prime}]\\) as the query of MCA and input linguistic feature \\(\\widetilde{\\pmb{F}}_l\\) as the key and value of MCA:" + }, + { + "type": "equation", + "bbox": [ + 0.333, + 0.187, + 0.786, + 0.206 + ], + "angle": 0, + "content": "\\[\n\\left[ \\boldsymbol {F} _ {l o c} ^ {*}, \\boldsymbol {F} _ {v} ^ {*} \\right] = \\mathrm {L N} (\\mathbf {M C A} \\left(\\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}; \\boldsymbol {F} _ {v} ^ {\\prime} \\right], \\widetilde {\\boldsymbol {F}} _ {l}\\right) + \\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}; \\boldsymbol {F} _ {v} ^ {\\prime} \\right]), \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.214, + 0.66, + 0.23 + ], + "angle": 0, + "content": "Finally, \\([F_{loc}^{*}, F_{v}^{*}]\\) is passed into the feed-forward network:" + }, + { + "type": "equation", + "bbox": [ + 0.343, + 0.239, + 0.786, + 0.258 + ], + "angle": 0, + "content": "\\[\n\\left[ \\hat {\\boldsymbol {F}} _ {l o c}, \\hat {\\boldsymbol {F}} _ {v} \\right] = \\mathrm {L N} \\left(\\operatorname {F F N} \\left(\\left[ \\boldsymbol {F} _ {l o c} ^ {*}; \\boldsymbol {F} _ {v} ^ {*} \\right]\\right) + \\left[ \\boldsymbol {F} _ {l o c} ^ {*}; \\boldsymbol {F} _ {v} ^ {*} \\right]\\right), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.266, + 0.741, + 0.28 + ], + "angle": 0, + "content": "where \\(\\mathsf{FFN}(\\cdot)\\) means the feed-forward network, which is a two-layer MLP." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.281, + 0.784, + 0.341 + ], + "angle": 0, + "content": "Time Complexity Analysis. The computational cost mainly lies in the MSA and MCA, with time complexities of \\(\\mathcal{O}(N^2 C)\\) and \\(\\mathcal{O}(NLC)\\), respectively. Thus, the overall time complexity is \\(\\mathcal{O}(N^2 C + NLC)\\), which increases linearly with respect to \\(L\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.362, + 0.618, + 0.379 + ], + "angle": 0, + "content": "3.3 Parameter-free Token Elimination Strategy" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.385, + 0.492, + 0.656 + ], + "angle": 0, + "content": "Visual grounding usually aims at locating one referent and most referents only occupy a small percentage of the visual tokens where most visual tokens are not in the region of interest. Therefore, there exist redundant costs in background visual tokens. As a result, we attempt to address this issue by eliminating background visual tokens. During our analysis, we discovered that the attention scores between the location token and the visual tokens are notably higher for those corresponding to the target object. This finding led us to the conclusion that we can effectively eliminate visual tokens with low attention scores which are depicted in Fig. 4." + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.386, + 0.789, + 0.562 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.501, + 0.571, + 0.788, + 0.655 + ], + "angle": 0, + "content": "Fig. 4: We conduct the visual tokens elimination process in each Decoder layer. \"ASA\" denotes adaptive spatial attention and \"Norm & Elimination\" means normalization and eliminating visual tokens according to Eq. (7)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.778 + ], + "angle": 0, + "content": "Dynamic Elimination. There are some related works [1,9] eliminating visual tokens in image classification. However, these methods eliminate a fixed number in each model layer and typically retain only the essential object features. These approaches are suitable for coarse granularity tasks like image classification. In contrast, the task of RES requires the preservation of the entire object and deals with objects of varying sizes, each demanding a different number of tokens to be eliminated. To tackle this challenge, we propose a dynamic elimination strategy. First, attention scores \\( S_{loc} \\in \\mathbb{R}^{1 \\times N} \\) between the location token and visual tokens" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.779, + 0.344, + 0.791 + ], + "angle": 0, + "content": "are calculated as:" + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.788, + 0.613, + 0.808 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {Q} _ {l o c} = \\widetilde {\\boldsymbol {F}} _ {l o c} \\boldsymbol {W} _ {Q}, \\boldsymbol {K} _ {v} = \\widetilde {\\boldsymbol {F}} _ {v} \\boldsymbol {W} _ {K},\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.393, + 0.809, + 0.785, + 0.844 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {S} _ {l o c} = \\operatorname {s o f t m a x} \\left(\\frac {\\boldsymbol {Q} _ {l o c} \\boldsymbol {K} _ {v} ^ {T}}{\\sqrt {C}}\\right), \\tag {6}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.127 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.144, + 0.787, + 0.343 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.354, + 0.788, + 0.41 + ], + "angle": 0, + "content": "Fig. 5: Visualization of attention scores \\( S_{loc} \\) of location token and visual tokens. GT refers to ground truth, \"w/o ASA\" denotes without using adaptive spatial attention, and \"1\\(^{st}\\)Layer Score\" means the first Decoder layer attention scores between location token and visual tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.436, + 0.788, + 0.482 + ], + "angle": 0, + "content": "where \\( \\pmb{W}_{\\pmb{Q}} \\in \\mathbb{R}^{C \\times C} \\) and \\( \\pmb{W}_{\\pmb{K}} \\in \\mathbb{R}^{C \\times C} \\) are parameter matrices in MSA. Then we normalize the attention scores \\( S_{loc} \\) and remove those visual tokens whose attention scores are smaller than \\( \\alpha \\):" + }, + { + "type": "equation", + "bbox": [ + 0.361, + 0.487, + 0.786, + 0.524 + ], + "angle": 0, + "content": "\\[\n\\widetilde {\\boldsymbol {S}} _ {l o c} = \\frac {\\boldsymbol {S} _ {l o c} - \\operatorname* {m i n} \\boldsymbol {S} _ {l o c} ^ {i}}{\\operatorname* {m a x} \\boldsymbol {S} _ {l o c} ^ {i} - \\operatorname* {m i n} \\boldsymbol {S} _ {l o c} ^ {i}}, 0 \\leq i < N \\tag {7}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.37, + 0.525, + 0.617, + 0.543 + ], + "angle": 0, + "content": "\\[\n\\overline {{\\boldsymbol {F}}} _ {v} = \\{\\hat {\\boldsymbol {F}} _ {v} ^ {i} | \\tilde {\\boldsymbol {S}} _ {l o c} ^ {i} \\geq \\alpha , 0 \\leq i < N \\},\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.551, + 0.788, + 0.627 + ], + "angle": 0, + "content": "where \\(\\hat{F}_v^i\\) is the \\(i\\)-th visual token, \\(\\overline{\\mathbf{F}}_v \\in \\mathbb{R}^{N' \\times C}\\) denotes the remained tokens, and \\(N'\\) means the number of remained visual tokens. Our strategy offers two advantages over prior works [1,9]: 1) it dynamically eliminates a different number of tokens for different objects in different sizes, and 2) the number of eliminated tokens gradually increases as the loss converges, preventing error elimination." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.628, + 0.788, + 0.705 + ], + "angle": 0, + "content": "Adaptive Spatial Attention. As shown in the predicted mask in Fig. 5, we found that some visual tokens corresponding to target objects are eliminated incorrectly. Therefore, we propose the attention weight average strategy to make the attention weights spatially aware to maintain the original shape of the target object. We reshape \\( S_{loc} \\) into \\( S_{loc}' \\in \\mathbb{R}^{\\frac{H}{P} \\times \\frac{W}{P}} \\), then calculate as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.712, + 0.786, + 0.772 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {S} _ {\\text {l o c}} ^ {\\prime \\prime} [ i, j ] = \\frac {\\sum_ {u = - k} ^ {k} \\sum_ {v = - k} ^ {k} \\boldsymbol {S} _ {\\text {l o c}} ^ {\\prime} [ i + u , j + v ]}{(2 k + 1) ^ {2}}, \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.779, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\(0 \\leq i < \\frac{H}{P}\\) and \\(0 \\leq j < \\frac{W}{P}\\). After that, each attention score is averaged with the surrounding attention scores, then we reshape \\(\\pmb{S}_{loc}^{\\prime \\prime}\\) back to \\(\\pmb{S}_{loc} \\in \\mathbb{R}^{1 \\times N}\\) and following Eq. (7) to eliminate visual tokens. So we can alleviate the problem of incorrectly eliminating tokens in the referent." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.146, + 0.777, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.283, + 0.788, + 0.34 + ], + "angle": 0, + "content": "Fig. 6: Our mask head utilizes MLP to project tokens from channel to spatial region masks and adopts a 1-channel convolution layer to establish spatial relationships among pixels. \"Map & Pad\" refers to mapping each patch to the original position in the image and padding the eliminated position with 0." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.37, + 0.431, + 0.384 + ], + "angle": 0, + "content": "3.4 Efficient Mask Head" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.395, + 0.784, + 0.47 + ], + "angle": 0, + "content": "After eliminating tokens, we get some sparse visual tokens. To further reduce the redundant cost, we propose a lightweight and efficient mask head to generate masks from sparse visual tokens instead of using the FPN-like mask head which needs to pad the eliminated tokens. The procedure of our mask head is shown in Fig. 6. We denote the rest of indexes \\(\\mathbb{I}\\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.39, + 0.48, + 0.786, + 0.501 + ], + "angle": 0, + "content": "\\[\n\\mathbb {I} = \\{i \\mid \\widetilde {\\boldsymbol {S}} _ {l o c} ^ {i} \\geq \\alpha , 0 \\leq i < N \\}, \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.511, + 0.784, + 0.554 + ], + "angle": 0, + "content": "We utilize MLP to transfer the remaining visual tokens from 1-D feature channels into 2-D spatial binary masks (\\(C \\to P^2\\) dimension) and pad the eliminated tokens with 0:" + }, + { + "type": "equation", + "bbox": [ + 0.388, + 0.553, + 0.785, + 0.593 + ], + "angle": 0, + "content": "\\[\n\\mathcal {M} ^ {i} = \\left\\{ \\begin{array}{l l} M L P \\left(\\overline {{\\boldsymbol {F}}} _ {v} ^ {f (i)}\\right), & \\text {i f} i \\in \\mathbb {I} \\\\ 0 ^ {1 \\times P ^ {2}}, & \\text {i f} i \\notin \\mathbb {I} \\end{array} \\right. \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.599, + 0.784, + 0.692 + ], + "angle": 0, + "content": "where \\(0 \\leq i < N\\) and \\(f(i)\\) means the index in remained tokens corresponding to the \\(i\\)-th original token. We reshape and permute \\(\\mathcal{M} \\in \\mathbb{R}^{N \\times P^2}\\) into \\(\\mathcal{M}' \\in \\mathbb{R}^{H \\times W}\\) and since the pixels projected by MLP are not spatially related to each other, we use the local context processing method to make neighboring pixels relate to each other. In the actual implementation, we use a \\(5^*5\\) convolutional kernel Conv, and mask \\(M\\) is generated as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.703, + 0.785, + 0.721 + ], + "angle": 0, + "content": "\\[\nM = \\operatorname {s i g m o i d} \\left(\\operatorname {C o n v} \\left(\\mathcal {M} ^ {\\prime}\\right)\\right), \\tag {11}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.755, + 0.427, + 0.77 + ], + "angle": 0, + "content": "3.5 Multi-task Training" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.784, + 0.809 + ], + "angle": 0, + "content": "Our method is an end-to-end framework that unifies REC and RES, incorporating two distinct types of loss: detection loss and segmentation loss." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.785, + 0.842 + ], + "angle": 0, + "content": "Detection Loss. For REC task, we denote the predicted bounding box \\( B = (\\hat{x}, \\hat{y}, \\hat{w}, \\hat{h}) \\) and the ground truth \\( B_{gt} = (x, y, w, h) \\), and the detection loss" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.128 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REc task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base." + }, + { + "type": "table", + "bbox": [ + 0.222, + 0.2, + 0.785, + 0.393 + ], + "angle": 0, + "content": "
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X76.6581.1469.9965.3371.6256.0266.5867.27
NMTree [26]MRCNN-Res101X76.4181.2170.0966.4672.0257.5265.8766.44
LBYL [14]DarkNet53X79.6782.9174.1568.6473.3859.49--
MCN [29]DarkNet53✓80.0882.2974.9867.1672.8657.3166.4666.01
TransVG [6]ResNet101X81.0282.7278.3564.8270.7056.9468.6767.73
TRAR [49]DarkNet53X-81.4078.60-69.1056.1068.9068.30
SeqTR [50]DarkNet53✓81.2385.0076.0868.8275.3758.7871.3571.58
PVD [5]DarkNet53✓82.5186.1976.8169.4876.8359.6868.4069.57
PVD [5]Swin-B✓84.5287.6479.6373.8978.4164.2573.8174.13
VG-LAW [37]ViT-B✓86.6289.3283.1676.3781.0467.5076.9076.96
EEVG (Ours)MRCNN-Res101✓82.1985.3477.1871.3576.7660.7370.1871.28
EEVG (Ours)DarkNet53✓81.8286.0274.6769.7276.2657.9571.3870.93
EEVG (Ours)Swin-B✓86.7989.5283.1277.5283.0566.9378.1578.11
EEVG (Ours)ViT-B✓88.0890.3385.5077.9782.4469.1579.6080.24
" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.421, + 0.357, + 0.434 + ], + "angle": 0, + "content": "is define as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.343, + 0.447, + 0.786, + 0.465 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {d e t}} = \\mathcal {L} _ {\\text {s m o o t h} - L 1} (B, B _ {g t}) + \\mathcal {L} _ {\\text {g i o u}} (B, B _ {g t}), \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.474, + 0.784, + 0.489 + ], + "angle": 0, + "content": "where \\(\\mathcal{L}_{\\text{smooth} - L1}(\\cdot, \\cdot)\\) and \\(\\mathcal{L}_{\\text{giou}}(\\cdot, \\cdot)\\) are the smooth L1 loss and GIoU loss [36]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.49, + 0.785, + 0.535 + ], + "angle": 0, + "content": "Segmentation Loss. For RES task, the segmentation loss is calculated using the predicted segmentation mask denoted as \\( M \\in \\mathbb{R}^{H \\times W} \\), and the ground truth denoted as \\( M_{gt} \\in \\mathbb{R}^{H \\times W} \\), according to the following formula:" + }, + { + "type": "equation", + "bbox": [ + 0.355, + 0.545, + 0.785, + 0.563 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {s e g}} = \\mathcal {L} _ {\\text {f o c a l}} (M, M _ {\\mathrm {g t}}) + \\mathcal {L} _ {\\text {d i c e}} (M, M _ {\\mathrm {g t}}), \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.572, + 0.784, + 0.603 + ], + "angle": 0, + "content": "where \\(\\mathcal{L}_{focal}(\\cdot, \\cdot)\\) and \\(\\mathcal{L}_{dice}(\\cdot, \\cdot)\\) represent focal loss [24] and dice loss [31]. Finally, the joint training loss function is defined as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.41, + 0.615, + 0.786, + 0.632 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\lambda_ {\\text {d e t}} \\mathcal {L} _ {\\text {d e t}} + \\lambda_ {\\text {s e g}} \\mathcal {L} _ {\\text {s e g}}. \\tag {14}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.641, + 0.784, + 0.672 + ], + "angle": 0, + "content": "where \\(\\lambda_{det}\\) and \\(\\lambda_{seg}\\) represent the weight coefficients for the detection loss and segmentation loss, respectively." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.694, + 0.377, + 0.712 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.725, + 0.433, + 0.741 + ], + "angle": 0, + "content": "4.1 Experiment Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Datasets. The commonly used datasets in visual grounding are RefCOCO [47], RefCOCO+ [47], and RefCOCOg [30], which are collected from MS-COCO [25]. RefCOCO contains 19,994 images with 142,210 referring expressions for 50,000 objects which is split into the training set, the validation set, the testA set, and the testB set. RefCOCO+, excluding absolute-location words, consists of 19,992 images with 49,856 referred objects and 141,564 referring expressions. There are" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 2: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for RES task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.2, + 0.782, + 0.381 + ], + "angle": 0, + "content": "
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X56.5162.3751.7046.6752.3940.0847.6448.61
NMTree [26]MRCNN-Res101X56.5963.0252.0647.4053.0141.5646.5947.88
MCN [29]DarkNet53✓62.4464.2059.7150.6254.9944.6949.2249.40
CRIS [41]CLIP-ResNet50X69.5272.7264.7061.3967.1052.4859.8760.36
SeqTR [50]DarkNet53✓67.2669.7964.1254.1458.9348.1955.6755.64
PVD [5]DarkNet53✓68.8770.5365.8354.9860.1250.2357.8157.17
LAVT [43]Swin-BX74.4676.8970.9465.8170.9759.2363.3463.62
PVD [5]Swin-B✓74.8277.1169.5263.3868.6056.9263.1363.62
VG-LAW [37]ViT-B✓75.6277.5172.8966.6370.3859.8965.5366.08
EEVG (Ours)MRCNN-Res101✓71.2873.8767.4961.9666.2553.7459.9460.72
EEVG (Ours)DarkNet53✓70.6674.1665.6060.7665.3850.7059.7959.93
EEVG (Ours)Swin-B✓75.7977.8672.7867.6271.4859.1267.4067.30
EEVG (Ours)ViT-B✓78.2379.2776.5869.0472.6562.3369.1570.01
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.411, + 0.784, + 0.456 + ], + "angle": 0, + "content": "25,799 images with 49,856 referred objects and 141,564 referring expressions in RefCOCOg whose descriptions are longer and more complex. We use the umdsplits [32] for RefCOCOg. Implementation details can be found in the Appendix." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.456, + 0.785, + 0.532 + ], + "angle": 0, + "content": "Evaluation Metrics. For REC, we utilize the accuracy of the grounding results as the evaluation metric. The predicted region is deemed correct if the intersection over union (IoU) between the predicted region and the ground truth exceeds 0.5. As for RES, we employ the mean Intersection over Union (mIoU) between predicted masks and ground truth as the evaluation metric." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.557, + 0.434, + 0.571 + ], + "angle": 0, + "content": "4.2 Quantitative Results" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.583, + 0.445, + 0.597 + ], + "angle": 0, + "content": "Results of RefCOCO Series." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.446, + 0.704 + ], + "angle": 0, + "content": "To validate the effectiveness of our method, we conduct experiments and report our performance on RefCOCO series datasets (i.e., \\(\\mathrm{RefCOCO} / + / \\mathrm{g}\\)). The results of REC and RES are reported in Table 1 and Table 2," + }, + { + "type": "text", + "bbox": [ + 0.456, + 0.599, + 0.787, + 0.666 + ], + "angle": 0, + "content": "Table 3: Speed comparison with SOTA methods. \"↓\" means lower is better, \"↑\" refers to upper is better, and \"FPS\" denotes frames per second. The batch size is 20 and all experiments are conducted in one RTX 4090." + }, + { + "type": "table", + "bbox": [ + 0.466, + 0.669, + 0.772, + 0.704 + ], + "angle": 0, + "content": "
MethodLAVT [43]PolyFormer [27]Ours
Runtime (ms) ↓285.97318.36248.35
FPS ↑69.9462.8280.53
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.784, + 0.779 + ], + "angle": 0, + "content": "respectively. Our method outperforms previous state-of-the-art approaches in both REC and RES. Particularly on RefCOCOg, which includes longer and more complex language expressions, our method exhibits even greater improvement (3.62% in the val set and 3.93% in the test set), showcasing its effectiveness in handling intricate scenes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Speed Comparison. In order to demonstrate the efficiency of our proposed method, as shown in Table 3, we conduct a speed comparison with LAVT [43] and PolyFormer [27]. We use the same settings with LAVT and PolyFormer, i.e., Swin-B & BERT-base as backbones, and the length of linguistic tokens is" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.348, + 0.128 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 4: Comparison with pre-trained state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REC and RES task. Bold denotes the best performance. Swin-B and ViT-B are Swin-Transformer Base and ViT Base." + }, + { + "type": "table", + "bbox": [ + 0.222, + 0.199, + 0.779, + 0.33 + ], + "angle": 0, + "content": "
MethodBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
RefTr [22]ResNet101REC85.6588.7381.1677.5582.2668.9979.2580.01
SeqTR [50]DarkNet53REC87.0090.1583.5978.6984.5171.8782.6983.37
PolyFormer [27]Swin-BREC89.7391.7386.0383.7388.6076.3884.4684.96
EEVG (Ours)Swin-BREC89.6392.0086.4082.2487.3474.0083.9984.53
EEVG (Ours)ViT-BREC90.4792.7387.7281.7987.8074.9485.1984.72
RefTr [22]ResNet101RES74.3476.7770.8766.7570.5859.4066.6367.39
SeqTR [50]DarkNet53RES71.7073.3169.8263.0466.7358.9764.6965.74
PolyFormer [27]Swin-BRES75.9677.0973.2270.6574.5164.6469.3669.88
EEVG (Ours)Swin-BRES77.5279.6375.2571.3575.5664.5871.4871.90
EEVG (Ours)ViT-BRES79.4980.8777.3971.8676.6766.3173.5673.47
" + }, + { + "type": "table_caption", + "bbox": [ + 0.229, + 0.344, + 0.773, + 0.358 + ], + "angle": 0, + "content": "Table 5: Performance between Encoder and Decoder for cross-modal interaction." + }, + { + "type": "table", + "bbox": [ + 0.235, + 0.371, + 0.765, + 0.44 + ], + "angle": 0, + "content": "
Cross-modal ModuleBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
EncoderViT-BREC86.5989.5984.4375.8281.1168.4878.4378.08
DecoderViT-BREC87.5590.0384.7177.3181.8468.8979.2779.26
EncoderViT-BRES76.9778.7275.5367.4071.2560.7068.1268.19
DecoderViT-BRES77.4978.9975.7368.1971.5361.0368.1668.60
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.469, + 0.788, + 0.574 + ], + "angle": 0, + "content": "20. To ensure a fair comparison, we exclude the time cost of point generation in PolyFormer, as it utilizes a point sequence approach to generate masks after visual-linguistic feature alignment. Compared with PolyFormer which utilizes Encoder for modalities fusion, we are faster than it \\(28.19\\%\\) in FPS (80.53 versus 62.82). Compared with LAVT which devises an interaction module to fuse linguistic features in the visual backbone, we are still faster than it \\(15.14\\%\\) in FPS (80.53 versus 69.94)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.575, + 0.788, + 0.756 + ], + "angle": 0, + "content": "Results of Pre-trained setting. Table 4 presents the results of our proposed method pre-trained on a large corpus of visual referring expression data and fine-tuned on the RefCOCO, RefCOCO+, and RefCOCOg datasets. The large corpus consists of the combination of Visual Genome [20], RefCOCO [47], RefCOCO+ [47], RefCOCOg [30], and Flickr30k [33] datasets. Following PolyFormer [27], we pre-train our model using the REC task on this large corpus and subsequently fine-tune on the combined training sets of RefCOCO, RefCOCO+, and RefCOCOg in both REC and RES task, with all validation and test images removed. For the RES task, our method achieves state-of-the-art performance across all validation and test splits, outperforming previous methods by a considerable margin. In the REC task, our approach demonstrates superior or comparable performance to prior state-of-the-art techniques." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.781, + 0.403, + 0.795 + ], + "angle": 0, + "content": "4.3 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.808, + 0.787, + 0.839 + ], + "angle": 0, + "content": "Comparison between Encoder and Decoder. To demonstrate the effectiveness and efficiency of Decoder, we conduct experiments to compare Decoder" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.2 + ], + "angle": 0, + "content": "Table 6: Runtime (ms) comparison between Encoder and Decoder, both of them with 3 layers. The batch size is 20 and all experiments are conducted in one RTX 4090. N and L denote the number of visual and linguistic tokens, respectively. The lower value is better in the table." + }, + { + "type": "table", + "bbox": [ + 0.258, + 0.213, + 0.744, + 0.261 + ], + "angle": 0, + "content": "
N (Visual Tokens)196784
L (Linguistic Tokens)6010015020030060100150200300
Encoder6.417.999.6411.1414.8528.5630.3333.1235.3940.51
Decoder5.806.066.596.938.0928.1028.7429.9330.8133.00
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.293, + 0.457, + 0.489 + ], + "angle": 0, + "content": "with Encoder for vision language fusion. Table 5 demonstrates that Decoder outperforms Encoder, highlighting Decoder's ability to facilitate vision language alignment. Additionally, Table 6 indicates that Decoder exhibits faster speed compared to Encoder, particularly when handling longer language expressions. It should be noted that Decoder incorporates an additional multi-head cross-attention module. To ensure a fair" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.49, + 0.786, + 0.52 + ], + "angle": 0, + "content": "comparison, we set the dimension of the feed-forward network to 1024 in Decoder and 2048 in Encoder, thereby aligning their parameter quantities." + }, + { + "type": "table_caption", + "bbox": [ + 0.468, + 0.309, + 0.788, + 0.405 + ], + "angle": 0, + "content": "Table 7: Ablation study of eliminating tokens on RefCOCOg. In the static eliminating strategy, we remove 96 tokens from each layer. ASA denotes adaptive spatial attention, “↓” means lower is better, and “↑” refers to higher is better. The runtime of token elimination module is tested in one RTX 4090 and the batch size is 20." + }, + { + "type": "table", + "bbox": [ + 0.47, + 0.407, + 0.787, + 0.49 + ], + "angle": 0, + "content": "
Elimination StrategyASARuntime (ms) ↓RESREC
val ↑test ↑val ↑test ↑
NoX27.8568.1668.6079.2779.26
StaticX24.7266.3866.9478.3379.18
Static✓24.8867.7568.2178.7279.20
DynamicX24.6868.8968.9579.2779.34
Dynamic✓24.8369.1570.0179.6080.24
" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.522, + 0.446, + 0.687 + ], + "angle": 0, + "content": "Token Elimination. To elucidate the advantages of our token elimination strategy, we compare it with the results obtained without elimination as well as the results achieved using a static elimination strategy [9]. As depicted in Table 7, employing the static token elimination strategy leads to a decline in performance when compared with the token elimination strategy." + }, + { + "type": "table_caption", + "bbox": [ + 0.456, + 0.537, + 0.788, + 0.633 + ], + "angle": 0, + "content": "Table 8: Ablation study of mask head on Ref-COCOg. The FPN-like is the mask head based on convolution layers within the FPN framework, which has prevailed in recent VG works [10, 22, 37, 43]. \"↓\" means lower is better and \"↑\" refers to higher is better. The runtime of mask head is tested in one RTX 4090 and batch size is 20." + }, + { + "type": "table", + "bbox": [ + 0.458, + 0.635, + 0.791, + 0.682 + ], + "angle": 0, + "content": "
MaskParameterRuntimeRESREC
HeadNumber ↓(ms) ↓val ↑test ↑val ↑test ↑
FPN-like8.11M23.5668.6469.1277.6878.26
Ours0.79M0.8769.1570.0179.6080.24
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.688, + 0.788, + 0.778 + ], + "angle": 0, + "content": "pared to the absence of an elimination strategy. Conversely, the dynamic token elimination strategy not only reduces computational costs but also exhibits performance improvements. Furthermore, the adoption of adaptive spatial attention demonstrates enhancement in performance, thereby mitigating the issue of erroneously eliminating certain visual tokens associated with target objects, as illustrated in Fig. 5." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Efficient Mask Head. In comparison to the FPN-like mask head [19], as reported in Table 8, our mask head has fewer parameters and faster speed. Moreover, our mask head not only demonstrates improvements in the RES task but also exhibits enhancements in the REC task. We believe this is because our" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.347, + 0.127 + ], + "angle": 0, + "content": "Chen et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.788, + 0.321 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.33, + 0.785, + 0.346 + ], + "angle": 0, + "content": "Fig. 7: Visualization of our eliminating process, our predicted results, and LAVT's [43]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.372, + 0.788, + 0.447 + ], + "angle": 0, + "content": "light mask head offloads the spatial prediction workload from the task head add-ons to Decoder which is consistent with the light MLP-based detection head. Consequently, Decoder benefits from improved vision-language fusion, as the location and pixel information are now embedded within the Decoder token feature channels." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.467, + 0.421, + 0.483 + ], + "angle": 0, + "content": "4.4 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.789, + 0.61 + ], + "angle": 0, + "content": "We present qualitative results achieved using our proposed method and compare them with the results obtained from LAVT, as shown in Fig. 7. These results demonstrate the effectiveness of our approach in managing complex scenes with similar and potentially distracting objects. In such situations, LAVT tends to make incorrect predictions because of these distracting objects. However, our method removes these distracting objects in various Decoder layers, allowing for accurate predictions of the target object. More visualization examples can be found in the Appendix." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.63, + 0.36, + 0.646 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In this paper, we present a novel approach to visual grounding that achieves superior performance while requiring less computational resources. By incorporating visual and linguistic features through cross-attention in the Transformer Decoder, our method effectively handles longer language expressions without significantly increasing the computational cost. To further enhance efficiency, we introduce a parameter-free strategy to remove unnecessary visual tokens during cross-modal fusion. This strategy not only reduces computations but also improves overall performance by eliminating irrelevant objects. After obtaining sparse visual tokens, we propose an efficient mask head that directly generates masks without the need for padding. Extensive experiments conducted on benchmark datasets validate that our method surpasses state-of-the-art techniques in both referring expression comprehension and segmentation tasks." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.686, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "EEVG" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.383, + 0.163 + ], + "angle": 0, + "content": "Acknowledgment" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.179, + 0.788, + 0.24 + ], + "angle": 0, + "content": "This work was partially supported by the National Natural Science Foundation of China under Grant 62372341. Long Chen was supported by HKUST Special Support for Young Faculty (F0927) and HKUST Sports Science and Technology Research Grant (SSTRG24EG04)." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.264, + 0.324, + 0.279 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.296, + 0.785, + 0.323 + ], + "angle": 0, + "content": "1. Bolya, D., Fu, C.Y., Dai, X., Zhang, P., Feichtenhofer, C., Hoffman, J.: Token merging: Your vit but faster. ICLR (2022)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.326, + 0.785, + 0.351 + ], + "angle": 0, + "content": "2. Carion, N., Massa, F., Synnaeve, G., Usunier, N., Kirillov, A., Zagoruyko, S.: End-to-end object detection with transformers. In: ECCV (2020)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.353, + 0.785, + 0.38 + ], + "angle": 0, + "content": "3. 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In: ECCV (2022)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.495 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/e4b37f34-7eb2-49aa-81fe-49342bed4719_origin.pdf b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/e4b37f34-7eb2-49aa-81fe-49342bed4719_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..6c79dfde3f61c8fe283b69f7938b36c9138de85c --- /dev/null +++ b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/e4b37f34-7eb2-49aa-81fe-49342bed4719_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:68b90a3353a30194436c0298662a3e9268acd5bac37e43ea4e955b4c03c78cf6 +size 7556483 diff --git a/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/full.md b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/full.md new file mode 100644 index 0000000000000000000000000000000000000000..9a7d98f1579541853036dffd1101ee5f240c3212 --- /dev/null +++ b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/full.md @@ -0,0 +1,343 @@ +# An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding + +Wei Chen1, Long Chen2, and Yu Wu1* + +1Wuhan University 2The Hong Kong University of Science and Technology {weichencs, wuyucs}@whu.edu.cn, longchen@ust.hk + +Abstract. Most advanced visual grounding methods rely on Transformers for visual-linguistic feature fusion. However, these Transformer-based approaches encounter a significant drawback: the computational costs escalate quadratically due to the self-attention mechanism in the Transformer Encoder, particularly when dealing with high-resolution images or long context sentences. This quadratic increase in computational burden restricts the applicability of visual grounding to more intricate scenes, such as conversation-based reasoning segmentation, which involves lengthy language expressions. In this paper, we propose an efficient and effective multi-task visual grounding (EEVG) framework based on Transformer Decoder to address this issue, which reduces the cost in both language and visual aspects. In the language aspect, we employ the Transformer Decoder to fuse visual and linguistic features, where linguistic features are input as memory and visual features as queries. This allows fusion to scale linearly with language expression length. In the visual aspect, we introduce a parameter-free approach to reduce computation by eliminating background visual tokens based on attention scores. We then design a light mask head to directly predict segmentation masks from the remaining sparse feature maps. Extensive results and ablation studies on benchmarks demonstrate the efficiency and effectiveness of our approach. Code is available in https://github.com/chenwei746/EEVG. + +Keywords: Visual Grounding $\cdot$ Transformer Decoder $\cdot$ Token Elimination + +# 1 Introduction + +Visual grounding [30, 47] is a task of locating visual objects based on language expressions, achieved by aligning visual features and linguistic features. According to the granularity of alignment between visual and linguistic information, it can be categorized into two sub-tasks: referring expression comprehension (REC) [3,6,34,49] which facilitates visual-language alignment at the region level, and referring expression segmentation (RES) [35,41,43] which grounds language + +![](images/647b535ffeebbc9737de9c83138e17fe9473998b172256373daebb524f5396b8.jpg) +Fig. 1: Comparison of different frameworks: (a) Encoder-Decoder methods, (b) Encoder-only methods, and (c) our Decoder-only framework EEVG. In (a) and (b), Transformer Encoder is utilized, and all visual tokens are employed for mask generation. (c) Our method EEVG leverages the Transformer Decoder to integrate diverse modality information and remove background visual tokens during modalities fusion. + +![](images/7e604e31be97275fd3edeaf3f7cb82328caf70b1b9eb47a0584e307b14332e81.jpg) + +![](images/cd2d36d675a47d41647704655ccaacd98e5ccac5029f4b9783b890d929abba88.jpg) + +expression at the pixel level. Inspired by joint object detection and segmentation, several works [5,22,27,29,37,50] propose a multi-task collaborative learning framework to unify REC and RES, i.e., multi-task visual grounding (MTVG). They demonstrate that REC aids RES in locating referents more accurately, while RES helps REC achieve better vision-language alignment. As a result, MTVG has become a prevailing way of visual grounding. + +Current mainstream MTVG models consist of a visual encoder, a linguistic encoder, a cross-modal feature fusion module, and two task heads (i.e., a detection head and a segmentation mask head). Recent state-of-the-art visual grounding works [6, 17, 18, 22, 27] resort to Encoder1 for cross-modal vision-language fusion. As shown in Fig. 1, these existing methods can be categorized into two categories: (a) Encoder-Decoder [17, 22, 27, 34], where visual-linguistic features are fused by Encoder and target object features are output by Decoder, and (b) Encoder-only [6, 18], where the target object is directly predicted after vision-language feature fusion in Encoder. + +However, these methods encounter two efficiency problems: 1) quadratic-increased cost in language length and 2) redundant visual token computation. Firstly, traditional methods concatenate visual and linguistic tokens together and input them into Encoder for self-attention, leading to a time complexity of $\mathcal{O}((N + L)^2)$ . Thus the computation cost significantly increases as language expressions and context become longer and more complex in the era of Large Lan + +guage Models (LLMs). This hinders the application of visual grounding to more complex scenes, such as conversation-based reasoning segmentation [21], which involves long language contexts. Secondly, different from general segmentation or detection tasks, visual grounding usually only aims at locating one referred object. Most visual pixels in the image are not in the region of interest and thus lead to redundant and unnecessary computations, and may distract/mislead the model's attention from the real target. To address these issues, we propose an efficient and effective multi-task visual grounding (EEVG) framework. + +To alleviate the cost in the language aspect and to deal with longer complex language expressions such as long contextual dialog, we only use Decoder for the visual and language reasoning process. As depicted in Fig. 1 (c), we regard linguistic features as memory and visual features as queries in Decoder. This allows for the fusion of visual and linguistic modalities in the cross-attention module, resulting in a linear increase in computational cost with respect to the length of the language expressions. To the best of our knowledge, our method is the first Transformer-based framework with no Encoder for cross-modal fusion. + +To mitigate the cost in the visual aspect and further improve efficiency and efficacy, we introduce a parameter-free strategy to eliminate redundant and distracting image tokens for the visual grounding task. The core idea is dynamically eliminating visual tokens with low attention scores, making the visual feature map to be sparse, and concentrating more on the referred target to remove distracting noise. After that, instead of utilizing the traditional feature pyramid network (FPN) [19] that is widely used in previous MTVG works, we devise a very light-weight and efficient mask head to directly project the remaining sparse tokens into region masks. Previous works' [10, 15, 16, 18, 22, 37, 43] FPN module constitutes $42.8\%$ of the Decoder's parameters (8.1M versus 18.9M), acting like an independent network to predict mask. Differently, we use a light-weight two-layer MLP (0.79M) to directly transfer 1-D feature channels of Decoder tokens to the 2-D spatial segmentation mask prediction of the corresponding patch. In this way, we migrate the segmentation prediction workload from the add-on head to the main Decoder. This is consistent with the detection head of REC which also transfers the detection workload to Decoder via a light-weight MLP. + +By doing so, Decoder gains a better understanding of the multi-tasks and their mutual improvement, as the location and pixel information are directly embedded in the Decoder token feature. Experiments validate this by the fact that our mask head improves the detection performance on REC by about $2.0\%$ , even though the detection prediction does not go through the mask head. We conduct extensive experiments on several challenging benchmarks including RefCOCO [47], RefCOCO + [47], and RefCOCOg [30]. Our EEVG is faster than state-of-the-art method PolyFormer [27] by $28.19\%$ . Benefiting from light-weight mask head and elimination of disturbing tokens, EEVG also shows enhanced performance. Particularly in the RefCOCOg dataset, which encompasses longer complex language expressions, our method exhibits a notable increase of $3.93\%$ on the RES. + +In summary, our contributions are three-fold: + +- We propose a Decoder-only framework for MTVG, which reduces computation cost from quadratic to linear increase with regards to language length. +- We propose a dynamic eliminating strategy to reduce redundant and distracting visual tokens, together with a lightweight mask head to directly project the remaining sparse tokens to masks. +- Comprehensive results show that EEVG surpasses state-of-the-art approaches in both speed and performance. + +# 2 Related Work + +Referring Expression Comprehension (REC). REC can be categorized into one-stage and two-stage approaches. Two-stage [12, 13, 48] methods rely on ranking region proposal scores based on language expressions as a crucial component. However, their performance is limited to the pre-trained object detector. While one-stage methods [17, 23, 44, 45] focus on directly predicting the target bounding box guided by language expressions. Yang et al. [44] propose a recursive sub-query construction framework to reason between image and query for multiple rounds. To further align modalities, RCCF [23] maps the language domain to the visual domain and performs correlation filtering on the image feature map. Inspired by DETR's [2] success in object detection, MDETR [17] extends it to multi-modal understanding for REC. + +Referring Expression Segmentation (RES). As RES needs to predict pixel-level results, it heavily relies on accurate vision-language feature extraction and alignment. Previous studies [10, 15, 16, 43] have explored various approaches for cross-modal interaction. EFN [10] utilizes a co-attention mechanism to promote the consistency of the cross-modal information representation in the semantic space. On the other hand, LTS [16] leverages visual-textual features to accurately localize the referenced object by incorporating position priors before facilitating segmentation. Recent work LAVT [43] aligns visual and linguistic representations within the visual backbone using a pixel-word attention module. Current approaches [10, 15, 16, 18, 22, 37, 43] typically employ an FPN-like architecture to generate binary masks from fused visual features. In contrast, our proposed method introduces a lighter mask head based on MLP. + +Multi-task Visual Grounding (MTVG). To promote consistency between REC and RES, it is natural to integrate them using a shared backbone. In a pioneering effort, MCN [29] proposes a novel multi-task collaborative network that enables joint learning of REC and RES. With the widespread adoption of Transformer [38], follow-up works [18, 22, 37] have employed Transformer as a unified backbone, employing different task heads for REC and RES. Alternatively, SeqTR [50] approaches the problem differently by treating MTVG as a sequence prediction task, representing bounding boxes and masks as discrete coordinate tokens. Moreover, Polyformer [27] leverages precise floating-point coordinates and multi-polygon generation to achieve finer segmentation. Tasks similar to MTVG, Open-Vocabulary Object Detection/Segmentation [11, 42] need to identify all objects across all categories using the vocabularies. + +![](images/319b45fb72e1dd884967d4250286ad83b8c61bb046730735494dbbc7ce0145db.jpg) +Fig. 2: Overview of our method. The language tokens and visual tokens are extracted by a linguistic backbone and a visual backbone which are not shown in the figure. + +![](images/5001c0911b0b9d3be48a90dee8cda36477673bae3f7ec30d824abad0fa7aae9f.jpg) +Fig. 3: Time complexity comparison between Encoder and Decoder. There is only one input for Encoder while Decoder has two inputs: query and memory. $N$ denotes the number of visual tokens, $L$ means the number of linguistic tokens, $C$ is the dimension of tokens, and "Add & Norm" refers to residual connection and normalization. + +Transformer for Vision-Language Tasks. Transformer model [38], initially proposed for natural language processing tasks, has demonstrated its effectiveness in the computer vision domain as well, as evidenced by the success of Vision Transformer (ViT) [8,40]. Leveraging the Transformer's exceptional performance in both vision and natural language, researchers have extensively explored its potential as a unified model for vision-language tasks [4,28,39]. Recently, there have been a growing number of methods [6,22,27,37,50] based on the Transformer architecture in visual grounding. TransVG [6], which employs Transformer Encoder for cross-modal fusion, introduces the pioneering transformer-based framework for visual grounding. + +# 3 Method + +In this section, we first formulate the multi-task visual grounding (MTVG) task and review the prevalent Encoder-based framework in Sec. 3.1. Then, we elaborate on our new Decoder-based framework as shown in Fig. 2, which utilizes Decoder for vision-language fusion (Sec. 3.2), and includes a parameter-free strategy to eliminate visual tokens (Sec. 3.3) and an efficient mask head (Sec. 3.4). + +# 3.1 Preliminary + +Formulation. Given an image $\mathcal{I} \in \mathbb{R}^{H \times W \times 3}$ and a text query $\mathcal{T} \in \mathbb{R}^L$ , MTVG needs to predict a bounding box $B$ and a binary mask $M$ simultaneously, which + +corresponding to the referent. The current prevailing MTVG framework, typically, first utilizes a visual backbone (e.g., ViT [8]) and a linguistic backbone (e.g., BERT [7]) to extract visual features $\pmb{F}_v \in \mathbb{R}^{N \times C_v}$ and linguistic features $\pmb{F}_l \in \mathbb{R}^{L \times C_l}$ . After fusing them in the cross-modal interaction module, two task heads are used to predict results. + +Encoder-based Framework. Existing works [6, 18, 27] directly adopt Encoder as the cross-modal interaction module. As shown in Fig. 3 (a), after linearly projecting $\pmb{F}_v$ and $\pmb{F}_l$ into the same dimension $C$ ( $\widetilde{\pmb{F}}_v$ and $\widetilde{\pmb{F}}_l$ ), $\widetilde{\pmb{F}}_v$ and $\widetilde{\pmb{F}}_l$ are concatenated with a learnable location token $\widetilde{\pmb{F}}_{loc} \in \mathbb{R}^{1 \times C}$ and fed into Encoder: + +$$ +[ \hat {F} _ {l o c}, \hat {F} _ {l}, \hat {F} _ {v} ] = \operatorname {E n c o d e r} ([ \tilde {F} _ {l o c}; \tilde {F} _ {l}; \tilde {F} _ {v} ]), \tag {1} +$$ + +where $[\cdot ;\cdot ;\cdot ]$ denotes the concatenation operation. + +After getting fused features, for the detection task, a two-layer MLP is used to project $\hat{F}_{loc}$ into four dimensions (i.e., $(x,y,w,h)$ ). For the segmentation results, $\hat{F}_v$ is reshaped from sequence to square (i.e., $\mathbb{R}^{N\times C}\to \mathbb{R}^{\frac{H}{P}\times \frac{W}{P}\times C}$ where $P$ is the patch size) and uses FPN-like [19] architecture built on convolution layers to generate masks. This architecture typically needs the entire visual features because convolution layers can only work in a square feature map which contains redundant costs in the visual features corresponding to the background. Therefore, we utilize our elimination strategy and efficient head to alleviate this. + +Time Complexity Analysis. The computational cost of aligning different modalities in the Encoder-based methods primarily lies in the multi-head self-attention (MSA) which can be formulated as: + +$$ +\operatorname {M S A} (\boldsymbol {Q}, \boldsymbol {K}, \boldsymbol {V}) = \operatorname {s o f t m a x} \left(\frac {\boldsymbol {Q} \boldsymbol {K} ^ {T}}{\sqrt {C}}\right) \boldsymbol {V}, \tag {2} +$$ + +where $Q$ , $K$ , and $V$ represent query, key, and value, respectively. They are obtained through linear projections of the input features. Specifically, $Q$ , $K$ , and $V \in \mathbb{R}^{(N + L + 1)\times C}$ . According to Eq. (2), its time complexity can be calculated as $\mathcal{O}((N + L)^2C)$ . In our method, we aim to alleviate the quadratic increase in burden by reducing it to a linear one with respect to $L$ , as well as minimizing the number of $N$ . + +# 3.2 Transformer Decoder for Modalities Fusion + +Module Details. First, we separately project visual feature $\mathbf{F}_v$ and linguistic feature $\mathbf{F}_l$ into the same channel dimension $C$ ( $\widetilde{\mathbf{F}}_v$ and $\widetilde{\mathbf{F}}_l$ ). Then we adopt Transformer Decoder [38] for vision-language fusion, as depicted in Fig. 3 (b), where each decoder layer consists of an MSA layer, a multi-head cross-attention (MCA) layer, and a feed-forward network. MCA has a similar architecture to MSA, but the difference is that MCA has two inputs: the first one is input as Q and another one is input as K and V in Eq. (2). We concatenate $\widetilde{\mathbf{F}}_v$ with a learnable location token $\widetilde{\mathbf{F}}_{loc}$ and input them into the MSA layer: + +$$ +\left[ \boldsymbol {F} _ {l o c} ^ {\prime}, \boldsymbol {F} _ {v} ^ {\prime} \right] = \mathrm {L N} (\mathrm {M S A} \left(\left[ \tilde {\boldsymbol {F}} _ {l o c}; \tilde {\boldsymbol {F}} _ {v} \right]\right) + \left[ \tilde {\boldsymbol {F}} _ {l o c}; \tilde {\boldsymbol {F}} _ {v} \right]), \tag {3} +$$ + +where $\mathrm{LN}(\cdot)$ refers to layer normalization. After that, we input $[\pmb{F}_{loc}^{\prime};\pmb{F}_v^{\prime}]$ as the query of MCA and input linguistic feature $\widetilde{\pmb{F}}_l$ as the key and value of MCA: + +$$ +\left[ \boldsymbol {F} _ {l o c} ^ {*}, \boldsymbol {F} _ {v} ^ {*} \right] = \mathrm {L N} (\mathbf {M C A} \left(\left[ \boldsymbol {F} _ {l o c} ^ {\prime}; \boldsymbol {F} _ {v} ^ {\prime} \right], \widetilde {\boldsymbol {F}} _ {l}\right) + \left[ \boldsymbol {F} _ {l o c} ^ {\prime}; \boldsymbol {F} _ {v} ^ {\prime} \right]), \tag {4} +$$ + +Finally, $[F_{loc}^{*}, F_{v}^{*}]$ is passed into the feed-forward network: + +$$ +\left[ \hat {\boldsymbol {F}} _ {l o c}, \hat {\boldsymbol {F}} _ {v} \right] = \mathrm {L N} \left(\operatorname {F F N} \left(\left[ \boldsymbol {F} _ {l o c} ^ {*}; \boldsymbol {F} _ {v} ^ {*} \right]\right) + \left[ \boldsymbol {F} _ {l o c} ^ {*}; \boldsymbol {F} _ {v} ^ {*} \right]\right), \tag {5} +$$ + +where $\mathsf{FFN}(\cdot)$ means the feed-forward network, which is a two-layer MLP. + +Time Complexity Analysis. The computational cost mainly lies in the MSA and MCA, with time complexities of $\mathcal{O}(N^2 C)$ and $\mathcal{O}(NLC)$ , respectively. Thus, the overall time complexity is $\mathcal{O}(N^2 C + NLC)$ , which increases linearly with respect to $L$ . + +# 3.3 Parameter-free Token Elimination Strategy + +Visual grounding usually aims at locating one referent and most referents only occupy a small percentage of the visual tokens where most visual tokens are not in the region of interest. Therefore, there exist redundant costs in background visual tokens. As a result, we attempt to address this issue by eliminating background visual tokens. During our analysis, we discovered that the attention scores between the location token and the visual tokens are notably higher for those corresponding to the target object. This finding led us to the conclusion that we can effectively eliminate visual tokens with low attention scores which are depicted in Fig. 4. + +![](images/644094280ac312b3b7102e38045acd8f869aab5d7f2d2e7502fa34bb03fcc7ac.jpg) +Fig. 4: We conduct the visual tokens elimination process in each Decoder layer. "ASA" denotes adaptive spatial attention and "Norm & Elimination" means normalization and eliminating visual tokens according to Eq. (7). + +Dynamic Elimination. There are some related works [1,9] eliminating visual tokens in image classification. However, these methods eliminate a fixed number in each model layer and typically retain only the essential object features. These approaches are suitable for coarse granularity tasks like image classification. In contrast, the task of RES requires the preservation of the entire object and deals with objects of varying sizes, each demanding a different number of tokens to be eliminated. To tackle this challenge, we propose a dynamic elimination strategy. First, attention scores $S_{loc} \in \mathbb{R}^{1 \times N}$ between the location token and visual tokens + +are calculated as: + +$$ +\boldsymbol {Q} _ {l o c} = \widetilde {\boldsymbol {F}} _ {l o c} \boldsymbol {W} _ {Q}, \boldsymbol {K} _ {v} = \widetilde {\boldsymbol {F}} _ {v} \boldsymbol {W} _ {K}, +$$ + +$$ +\boldsymbol {S} _ {l o c} = \operatorname {s o f t m a x} \left(\frac {\boldsymbol {Q} _ {l o c} \boldsymbol {K} _ {v} ^ {T}}{\sqrt {C}}\right), \tag {6} +$$ + +![](images/779005f9f02e22b19508720530f15200ab414b1dc3d439a534a79818f60677d2.jpg) +Fig. 5: Visualization of attention scores $S_{loc}$ of location token and visual tokens. GT refers to ground truth, "w/o ASA" denotes without using adaptive spatial attention, and "1 $^{st}$ Layer Score" means the first Decoder layer attention scores between location token and visual tokens. + +where $\pmb{W}_{\pmb{Q}} \in \mathbb{R}^{C \times C}$ and $\pmb{W}_{\pmb{K}} \in \mathbb{R}^{C \times C}$ are parameter matrices in MSA. Then we normalize the attention scores $S_{loc}$ and remove those visual tokens whose attention scores are smaller than $\alpha$ : + +$$ +\widetilde {\boldsymbol {S}} _ {l o c} = \frac {\boldsymbol {S} _ {l o c} - \operatorname* {m i n} \boldsymbol {S} _ {l o c} ^ {i}}{\operatorname* {m a x} \boldsymbol {S} _ {l o c} ^ {i} - \operatorname* {m i n} \boldsymbol {S} _ {l o c} ^ {i}}, 0 \leq i < N \tag {7} +$$ + +$$ +\overline {{\boldsymbol {F}}} _ {v} = \{\hat {\boldsymbol {F}} _ {v} ^ {i} | \tilde {\boldsymbol {S}} _ {l o c} ^ {i} \geq \alpha , 0 \leq i < N \}, +$$ + +where $\hat{F}_v^i$ is the $i$ -th visual token, $\overline{\mathbf{F}}_v \in \mathbb{R}^{N' \times C}$ denotes the remained tokens, and $N'$ means the number of remained visual tokens. Our strategy offers two advantages over prior works [1,9]: 1) it dynamically eliminates a different number of tokens for different objects in different sizes, and 2) the number of eliminated tokens gradually increases as the loss converges, preventing error elimination. + +Adaptive Spatial Attention. As shown in the predicted mask in Fig. 5, we found that some visual tokens corresponding to target objects are eliminated incorrectly. Therefore, we propose the attention weight average strategy to make the attention weights spatially aware to maintain the original shape of the target object. We reshape $S_{loc}$ into $S_{loc}' \in \mathbb{R}^{\frac{H}{P} \times \frac{W}{P}}$ , then calculate as follows: + +$$ +\boldsymbol {S} _ {\text {l o c}} ^ {\prime \prime} [ i, j ] = \frac {\sum_ {u = - k} ^ {k} \sum_ {v = - k} ^ {k} \boldsymbol {S} _ {\text {l o c}} ^ {\prime} [ i + u , j + v ]}{(2 k + 1) ^ {2}}, \tag {8} +$$ + +where $0 \leq i < \frac{H}{P}$ and $0 \leq j < \frac{W}{P}$ . After that, each attention score is averaged with the surrounding attention scores, then we reshape $\pmb{S}_{loc}^{\prime \prime}$ back to $\pmb{S}_{loc} \in \mathbb{R}^{1 \times N}$ and following Eq. (7) to eliminate visual tokens. So we can alleviate the problem of incorrectly eliminating tokens in the referent. + +![](images/216e1c0ee3de67716725be5691136020ac31cbdfb84c65b5971b758f8c2ede2b.jpg) +Fig. 6: Our mask head utilizes MLP to project tokens from channel to spatial region masks and adopts a 1-channel convolution layer to establish spatial relationships among pixels. "Map & Pad" refers to mapping each patch to the original position in the image and padding the eliminated position with 0. + +# 3.4 Efficient Mask Head + +After eliminating tokens, we get some sparse visual tokens. To further reduce the redundant cost, we propose a lightweight and efficient mask head to generate masks from sparse visual tokens instead of using the FPN-like mask head which needs to pad the eliminated tokens. The procedure of our mask head is shown in Fig. 6. We denote the rest of indexes $\mathbb{I}$ as follows: + +$$ +\mathbb {I} = \{i \mid \widetilde {\boldsymbol {S}} _ {l o c} ^ {i} \geq \alpha , 0 \leq i < N \}, \tag {9} +$$ + +We utilize MLP to transfer the remaining visual tokens from 1-D feature channels into 2-D spatial binary masks ( $C \to P^2$ dimension) and pad the eliminated tokens with 0: + +$$ +\mathcal {M} ^ {i} = \left\{ \begin{array}{l l} M L P \left(\overline {{\boldsymbol {F}}} _ {v} ^ {f (i)}\right), & \text {i f} i \in \mathbb {I} \\ 0 ^ {1 \times P ^ {2}}, & \text {i f} i \notin \mathbb {I} \end{array} \right. \tag {10} +$$ + +where $0 \leq i < N$ and $f(i)$ means the index in remained tokens corresponding to the $i$ -th original token. We reshape and permute $\mathcal{M} \in \mathbb{R}^{N \times P^2}$ into $\mathcal{M}' \in \mathbb{R}^{H \times W}$ and since the pixels projected by MLP are not spatially related to each other, we use the local context processing method to make neighboring pixels relate to each other. In the actual implementation, we use a $5^*5$ convolutional kernel Conv, and mask $M$ is generated as follows: + +$$ +M = \operatorname {s i g m o i d} \left(\operatorname {C o n v} \left(\mathcal {M} ^ {\prime}\right)\right), \tag {11} +$$ + +# 3.5 Multi-task Training + +Our method is an end-to-end framework that unifies REC and RES, incorporating two distinct types of loss: detection loss and segmentation loss. + +Detection Loss. For REC task, we denote the predicted bounding box $B = (\hat{x}, \hat{y}, \hat{w}, \hat{h})$ and the ground truth $B_{gt} = (x, y, w, h)$ , and the detection loss + +Table 1: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REc task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base. + +
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X76.6581.1469.9965.3371.6256.0266.5867.27
NMTree [26]MRCNN-Res101X76.4181.2170.0966.4672.0257.5265.8766.44
LBYL [14]DarkNet53X79.6782.9174.1568.6473.3859.49--
MCN [29]DarkNet53✓80.0882.2974.9867.1672.8657.3166.4666.01
TransVG [6]ResNet101X81.0282.7278.3564.8270.7056.9468.6767.73
TRAR [49]DarkNet53X-81.4078.60-69.1056.1068.9068.30
SeqTR [50]DarkNet53✓81.2385.0076.0868.8275.3758.7871.3571.58
PVD [5]DarkNet53✓82.5186.1976.8169.4876.8359.6868.4069.57
PVD [5]Swin-B✓84.5287.6479.6373.8978.4164.2573.8174.13
VG-LAW [37]ViT-B✓86.6289.3283.1676.3781.0467.5076.9076.96
EEVG (Ours)MRCNN-Res101✓82.1985.3477.1871.3576.7660.7370.1871.28
EEVG (Ours)DarkNet53✓81.8286.0274.6769.7276.2657.9571.3870.93
EEVG (Ours)Swin-B✓86.7989.5283.1277.5283.0566.9378.1578.11
EEVG (Ours)ViT-B✓88.0890.3385.5077.9782.4469.1579.6080.24
+ +is define as follows: + +$$ +\mathcal {L} _ {\text {d e t}} = \mathcal {L} _ {\text {s m o o t h} - L 1} (B, B _ {g t}) + \mathcal {L} _ {\text {g i o u}} (B, B _ {g t}), \tag {12} +$$ + +where $\mathcal{L}_{\text{smooth} - L1}(\cdot, \cdot)$ and $\mathcal{L}_{\text{giou}}(\cdot, \cdot)$ are the smooth L1 loss and GIoU loss [36]. + +Segmentation Loss. For RES task, the segmentation loss is calculated using the predicted segmentation mask denoted as $M \in \mathbb{R}^{H \times W}$ , and the ground truth denoted as $M_{gt} \in \mathbb{R}^{H \times W}$ , according to the following formula: + +$$ +\mathcal {L} _ {\text {s e g}} = \mathcal {L} _ {\text {f o c a l}} (M, M _ {\mathrm {g t}}) + \mathcal {L} _ {\text {d i c e}} (M, M _ {\mathrm {g t}}), \tag {13} +$$ + +where $\mathcal{L}_{focal}(\cdot, \cdot)$ and $\mathcal{L}_{dice}(\cdot, \cdot)$ represent focal loss [24] and dice loss [31]. Finally, the joint training loss function is defined as follows: + +$$ +\mathcal {L} = \lambda_ {\text {d e t}} \mathcal {L} _ {\text {d e t}} + \lambda_ {\text {s e g}} \mathcal {L} _ {\text {s e g}}. \tag {14} +$$ + +where $\lambda_{det}$ and $\lambda_{seg}$ represent the weight coefficients for the detection loss and segmentation loss, respectively. + +# 4 Experiments + +# 4.1 Experiment Settings + +Datasets. The commonly used datasets in visual grounding are RefCOCO [47], RefCOCO+ [47], and RefCOCOg [30], which are collected from MS-COCO [25]. RefCOCO contains 19,994 images with 142,210 referring expressions for 50,000 objects which is split into the training set, the validation set, the testA set, and the testB set. RefCOCO+, excluding absolute-location words, consists of 19,992 images with 49,856 referred objects and 141,564 referring expressions. There are + +Table 2: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for RES task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base. + +
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X56.5162.3751.7046.6752.3940.0847.6448.61
NMTree [26]MRCNN-Res101X56.5963.0252.0647.4053.0141.5646.5947.88
MCN [29]DarkNet53✓62.4464.2059.7150.6254.9944.6949.2249.40
CRIS [41]CLIP-ResNet50X69.5272.7264.7061.3967.1052.4859.8760.36
SeqTR [50]DarkNet53✓67.2669.7964.1254.1458.9348.1955.6755.64
PVD [5]DarkNet53✓68.8770.5365.8354.9860.1250.2357.8157.17
LAVT [43]Swin-BX74.4676.8970.9465.8170.9759.2363.3463.62
PVD [5]Swin-B✓74.8277.1169.5263.3868.6056.9263.1363.62
VG-LAW [37]ViT-B✓75.6277.5172.8966.6370.3859.8965.5366.08
EEVG (Ours)MRCNN-Res101✓71.2873.8767.4961.9666.2553.7459.9460.72
EEVG (Ours)DarkNet53✓70.6674.1665.6060.7665.3850.7059.7959.93
EEVG (Ours)Swin-B✓75.7977.8672.7867.6271.4859.1267.4067.30
EEVG (Ours)ViT-B✓78.2379.2776.5869.0472.6562.3369.1570.01
+ +25,799 images with 49,856 referred objects and 141,564 referring expressions in RefCOCOg whose descriptions are longer and more complex. We use the umdsplits [32] for RefCOCOg. Implementation details can be found in the Appendix. + +Evaluation Metrics. For REC, we utilize the accuracy of the grounding results as the evaluation metric. The predicted region is deemed correct if the intersection over union (IoU) between the predicted region and the ground truth exceeds 0.5. As for RES, we employ the mean Intersection over Union (mIoU) between predicted masks and ground truth as the evaluation metric. + +# 4.2 Quantitative Results + +# Results of RefCOCO Series. + +To validate the effectiveness of our method, we conduct experiments and report our performance on RefCOCO series datasets (i.e., $\mathrm{RefCOCO} / + / \mathrm{g}$ ). The results of REC and RES are reported in Table 1 and Table 2, + +Table 3: Speed comparison with SOTA methods. "↓" means lower is better, "↑" refers to upper is better, and "FPS" denotes frames per second. The batch size is 20 and all experiments are conducted in one RTX 4090. + +
MethodLAVT [43]PolyFormer [27]Ours
Runtime (ms) ↓285.97318.36248.35
FPS ↑69.9462.8280.53
+ +respectively. Our method outperforms previous state-of-the-art approaches in both REC and RES. Particularly on RefCOCOg, which includes longer and more complex language expressions, our method exhibits even greater improvement (3.62% in the val set and 3.93% in the test set), showcasing its effectiveness in handling intricate scenes. + +Speed Comparison. In order to demonstrate the efficiency of our proposed method, as shown in Table 3, we conduct a speed comparison with LAVT [43] and PolyFormer [27]. We use the same settings with LAVT and PolyFormer, i.e., Swin-B & BERT-base as backbones, and the length of linguistic tokens is + +Table 4: Comparison with pre-trained state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REC and RES task. Bold denotes the best performance. Swin-B and ViT-B are Swin-Transformer Base and ViT Base. + +
MethodBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
RefTr [22]ResNet101REC85.6588.7381.1677.5582.2668.9979.2580.01
SeqTR [50]DarkNet53REC87.0090.1583.5978.6984.5171.8782.6983.37
PolyFormer [27]Swin-BREC89.7391.7386.0383.7388.6076.3884.4684.96
EEVG (Ours)Swin-BREC89.6392.0086.4082.2487.3474.0083.9984.53
EEVG (Ours)ViT-BREC90.4792.7387.7281.7987.8074.9485.1984.72
RefTr [22]ResNet101RES74.3476.7770.8766.7570.5859.4066.6367.39
SeqTR [50]DarkNet53RES71.7073.3169.8263.0466.7358.9764.6965.74
PolyFormer [27]Swin-BRES75.9677.0973.2270.6574.5164.6469.3669.88
EEVG (Ours)Swin-BRES77.5279.6375.2571.3575.5664.5871.4871.90
EEVG (Ours)ViT-BRES79.4980.8777.3971.8676.6766.3173.5673.47
+ +Table 5: Performance between Encoder and Decoder for cross-modal interaction. + +
Cross-modal ModuleBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
EncoderViT-BREC86.5989.5984.4375.8281.1168.4878.4378.08
DecoderViT-BREC87.5590.0384.7177.3181.8468.8979.2779.26
EncoderViT-BRES76.9778.7275.5367.4071.2560.7068.1268.19
DecoderViT-BRES77.4978.9975.7368.1971.5361.0368.1668.60
+ +20. To ensure a fair comparison, we exclude the time cost of point generation in PolyFormer, as it utilizes a point sequence approach to generate masks after visual-linguistic feature alignment. Compared with PolyFormer which utilizes Encoder for modalities fusion, we are faster than it $28.19\%$ in FPS (80.53 versus 62.82). Compared with LAVT which devises an interaction module to fuse linguistic features in the visual backbone, we are still faster than it $15.14\%$ in FPS (80.53 versus 69.94). + +Results of Pre-trained setting. Table 4 presents the results of our proposed method pre-trained on a large corpus of visual referring expression data and fine-tuned on the RefCOCO, RefCOCO+, and RefCOCOg datasets. The large corpus consists of the combination of Visual Genome [20], RefCOCO [47], RefCOCO+ [47], RefCOCOg [30], and Flickr30k [33] datasets. Following PolyFormer [27], we pre-train our model using the REC task on this large corpus and subsequently fine-tune on the combined training sets of RefCOCO, RefCOCO+, and RefCOCOg in both REC and RES task, with all validation and test images removed. For the RES task, our method achieves state-of-the-art performance across all validation and test splits, outperforming previous methods by a considerable margin. In the REC task, our approach demonstrates superior or comparable performance to prior state-of-the-art techniques. + +# 4.3 Ablation Studies + +Comparison between Encoder and Decoder. To demonstrate the effectiveness and efficiency of Decoder, we conduct experiments to compare Decoder + +Table 6: Runtime (ms) comparison between Encoder and Decoder, both of them with 3 layers. The batch size is 20 and all experiments are conducted in one RTX 4090. N and L denote the number of visual and linguistic tokens, respectively. The lower value is better in the table. + +
N (Visual Tokens)196784
L (Linguistic Tokens)6010015020030060100150200300
Encoder6.417.999.6411.1414.8528.5630.3333.1235.3940.51
Decoder5.806.066.596.938.0928.1028.7429.9330.8133.00
+ +with Encoder for vision language fusion. Table 5 demonstrates that Decoder outperforms Encoder, highlighting Decoder's ability to facilitate vision language alignment. Additionally, Table 6 indicates that Decoder exhibits faster speed compared to Encoder, particularly when handling longer language expressions. It should be noted that Decoder incorporates an additional multi-head cross-attention module. To ensure a fair + +comparison, we set the dimension of the feed-forward network to 1024 in Decoder and 2048 in Encoder, thereby aligning their parameter quantities. + +Table 7: Ablation study of eliminating tokens on RefCOCOg. In the static eliminating strategy, we remove 96 tokens from each layer. ASA denotes adaptive spatial attention, “↓” means lower is better, and “↑” refers to higher is better. The runtime of token elimination module is tested in one RTX 4090 and the batch size is 20. + +
Elimination StrategyASARuntime (ms) ↓RESREC
val ↑test ↑val ↑test ↑
NoX27.8568.1668.6079.2779.26
StaticX24.7266.3866.9478.3379.18
Static✓24.8867.7568.2178.7279.20
DynamicX24.6868.8968.9579.2779.34
Dynamic✓24.8369.1570.0179.6080.24
+ +Token Elimination. To elucidate the advantages of our token elimination strategy, we compare it with the results obtained without elimination as well as the results achieved using a static elimination strategy [9]. As depicted in Table 7, employing the static token elimination strategy leads to a decline in performance when compared with the token elimination strategy. + +Table 8: Ablation study of mask head on Ref-COCOg. The FPN-like is the mask head based on convolution layers within the FPN framework, which has prevailed in recent VG works [10, 22, 37, 43]. "↓" means lower is better and "↑" refers to higher is better. The runtime of mask head is tested in one RTX 4090 and batch size is 20. + +
MaskParameterRuntimeRESREC
HeadNumber ↓(ms) ↓val ↑test ↑val ↑test ↑
FPN-like8.11M23.5668.6469.1277.6878.26
Ours0.79M0.8769.1570.0179.6080.24
+ +pared to the absence of an elimination strategy. Conversely, the dynamic token elimination strategy not only reduces computational costs but also exhibits performance improvements. Furthermore, the adoption of adaptive spatial attention demonstrates enhancement in performance, thereby mitigating the issue of erroneously eliminating certain visual tokens associated with target objects, as illustrated in Fig. 5. + +Efficient Mask Head. In comparison to the FPN-like mask head [19], as reported in Table 8, our mask head has fewer parameters and faster speed. Moreover, our mask head not only demonstrates improvements in the RES task but also exhibits enhancements in the REC task. We believe this is because our + +![](images/b13fff9518109967f1ed283eea09651ef847ff5c20ceeddbc1d8dc2d6022b76f.jpg) +Fig. 7: Visualization of our eliminating process, our predicted results, and LAVT's [43]. + +light mask head offloads the spatial prediction workload from the task head add-ons to Decoder which is consistent with the light MLP-based detection head. Consequently, Decoder benefits from improved vision-language fusion, as the location and pixel information are now embedded within the Decoder token feature channels. + +# 4.4 Qualitative Results + +We present qualitative results achieved using our proposed method and compare them with the results obtained from LAVT, as shown in Fig. 7. These results demonstrate the effectiveness of our approach in managing complex scenes with similar and potentially distracting objects. In such situations, LAVT tends to make incorrect predictions because of these distracting objects. However, our method removes these distracting objects in various Decoder layers, allowing for accurate predictions of the target object. More visualization examples can be found in the Appendix. + +# 5 Conclusion + +In this paper, we present a novel approach to visual grounding that achieves superior performance while requiring less computational resources. By incorporating visual and linguistic features through cross-attention in the Transformer Decoder, our method effectively handles longer language expressions without significantly increasing the computational cost. To further enhance efficiency, we introduce a parameter-free strategy to remove unnecessary visual tokens during cross-modal fusion. This strategy not only reduces computations but also improves overall performance by eliminating irrelevant objects. After obtaining sparse visual tokens, we propose an efficient mask head that directly generates masks without the need for padding. 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Yang, Z., Wang, J., Tang, Y., Chen, K., Zhao, H., Torr, P.H.: Lavt: Language-aware vision transformer for referring image segmentation. In: CVPR (2022) +44. Yang, Z., Chen, T., Wang, L., Luo, J.: Improving one-stage visual grounding by recursive sub-query construction. In: ECCV (2020) +45. Yang, Z., Gong, B., Wang, L., Huang, W., Yu, D., Luo, J.: A fast and accurate one-stage approach to visual grounding. In: ICCV (2019) +46. Yu, L., Lin, Z., Shen, X., Yang, J., Lu, X., Bansal, M., Berg, T.L.: Matttnet: Modular attention network for referring expression comprehension. In: CVPR (2018) +47. Yu, L., Poirson, P., Yang, S., Berg, A.C., Berg, T.L.: Modeling context in referring expressions. In: ECCV (2016) +48. Zhang, H., Niu, Y., Chang, S.F.: Grounding referring expressions in images by variational context. In: CVPR (2018) +49. Zhou, Y., Ren, T., Zhu, C., Sun, X., Liu, J., Ding, X., Xu, M., Ji, R.: Trar: Routing the attention spans in transformer for visual question answering. In: ICCV (2021) +50. Zhu, C., Zhou, Y., Shen, Y., Luo, G., Pan, X., Lin, M., Chen, C., Cao, L., Sun, X., Ji, R.: Seqtr: A simple yet universal network for visual grounding. In: ECCV (2022) \ No newline at end of file diff --git a/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/images.zip b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..94dd434f87c46216d360f4cbeef2e579c4d4880b --- /dev/null +++ b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:72fa821446af6b358892bc2b1d9565822810fee95c4adc72b9eeb6be603fb7d0 +size 805928 diff --git a/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/layout.json b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..cc998ec84cc930e55913ca10b1258f19a5093dc9 --- /dev/null +++ b/2024/An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding/layout.json @@ -0,0 +1,9551 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 136, + 111, + 478, + 166 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 111, + 478, + 166 + ], + "spans": [ + { + "bbox": [ + 136, + 111, + 478, + 166 + ], + "type": "text", + "content": "An Efficient and Effective Transformer Decoder-Based Framework for Multi-Task Visual Grounding" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 209, + 186, + 404, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 186, + 404, + 199 + ], + "spans": [ + { + "bbox": [ + 209, + 186, + 404, + 199 + ], + "type": "text", + "content": "Wei Chen1, Long Chen2, and Yu Wu1*" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 149, + 207, + 463, + 231 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 207, + 463, + 231 + ], + "spans": [ + { + "bbox": [ + 149, + 207, + 463, + 231 + ], + "type": "text", + "content": "1Wuhan University 2The Hong Kong University of Science and Technology {weichencs, wuyucs}@whu.edu.cn, longchen@ust.hk" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 262, + 455, + 494 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 262, + 455, + 494 + ], + "spans": [ + { + "bbox": [ + 160, + 262, + 455, + 494 + ], + "type": "text", + "content": "Abstract. Most advanced visual grounding methods rely on Transformers for visual-linguistic feature fusion. However, these Transformer-based approaches encounter a significant drawback: the computational costs escalate quadratically due to the self-attention mechanism in the Transformer Encoder, particularly when dealing with high-resolution images or long context sentences. This quadratic increase in computational burden restricts the applicability of visual grounding to more intricate scenes, such as conversation-based reasoning segmentation, which involves lengthy language expressions. In this paper, we propose an efficient and effective multi-task visual grounding (EEVG) framework based on Transformer Decoder to address this issue, which reduces the cost in both language and visual aspects. In the language aspect, we employ the Transformer Decoder to fuse visual and linguistic features, where linguistic features are input as memory and visual features as queries. This allows fusion to scale linearly with language expression length. In the visual aspect, we introduce a parameter-free approach to reduce computation by eliminating background visual tokens based on attention scores. We then design a light mask head to directly predict segmentation masks from the remaining sparse feature maps. Extensive results and ablation studies on benchmarks demonstrate the efficiency and effectiveness of our approach. Code is available in https://github.com/chenwei746/EEVG." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "spans": [ + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "type": "text", + "content": "Keywords: Visual Grounding " + }, + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "type": "text", + "content": " Transformer Decoder " + }, + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 503, + 453, + 525 + ], + "type": "text", + "content": " Token Elimination" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 547, + 230, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 547, + 230, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 547, + 230, + 559 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 573, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 573, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 573, + 482, + 647 + ], + "type": "text", + "content": "Visual grounding [30, 47] is a task of locating visual objects based on language expressions, achieved by aligning visual features and linguistic features. According to the granularity of alignment between visual and linguistic information, it can be categorized into two sub-tasks: referring expression comprehension (REC) [3,6,34,49] which facilitates visual-language alignment at the region level, and referring expression segmentation (RES) [35,41,43] which grounds language" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 653, + 234, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 234, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 234, + 665 + ], + "type": "text", + "content": "* Corresponding author" + } + ] + } + ], + "index": 7 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 113, + 278, + 296 + ], + "blocks": [ + { + "bbox": [ + 133, + 113, + 278, + 296 + ], + "lines": [ + { + "bbox": [ + 133, + 113, + 278, + 296 + ], + "spans": [ + { + "bbox": [ + 133, + 113, + 278, + 296 + ], + "type": "image", + "image_path": "647b535ffeebbc9737de9c83138e17fe9473998b172256373daebb524f5396b8.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 304, + 482, + 361 + ], + "lines": [ + { + "bbox": [ + 130, + 304, + 482, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 482, + 361 + ], + "type": "text", + "content": "Fig. 1: Comparison of different frameworks: (a) Encoder-Decoder methods, (b) Encoder-only methods, and (c) our Decoder-only framework EEVG. In (a) and (b), Transformer Encoder is utilized, and all visual tokens are employed for mask generation. (c) Our method EEVG leverages the Transformer Decoder to integrate diverse modality information and remove background visual tokens during modalities fusion." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 288, + 111, + 386, + 296 + ], + "blocks": [ + { + "bbox": [ + 288, + 111, + 386, + 296 + ], + "lines": [ + { + "bbox": [ + 288, + 111, + 386, + 296 + ], + "spans": [ + { + "bbox": [ + 288, + 111, + 386, + 296 + ], + "type": "image", + "image_path": "7e604e31be97275fd3edeaf3f7cb82328caf70b1b9eb47a0584e307b14332e81.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 387, + 113, + 482, + 295 + ], + "blocks": [ + { + "bbox": [ + 387, + 113, + 482, + 295 + ], + "lines": [ + { + "bbox": [ + 387, + 113, + 482, + 295 + ], + "spans": [ + { + "bbox": [ + 387, + 113, + 482, + 295 + ], + "type": "image", + "image_path": "cd2d36d675a47d41647704655ccaacd98e5ccac5029f4b9783b890d929abba88.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 384, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 456 + ], + "type": "text", + "content": "expression at the pixel level. Inspired by joint object detection and segmentation, several works [5,22,27,29,37,50] propose a multi-task collaborative learning framework to unify REC and RES, i.e., multi-task visual grounding (MTVG). They demonstrate that REC aids RES in locating referents more accurately, while RES helps REC achieve better vision-language alignment. As a result, MTVG has become a prevailing way of visual grounding." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 456, + 482, + 563 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 456, + 482, + 563 + ], + "spans": [ + { + "bbox": [ + 130, + 456, + 482, + 563 + ], + "type": "text", + "content": "Current mainstream MTVG models consist of a visual encoder, a linguistic encoder, a cross-modal feature fusion module, and two task heads (i.e., a detection head and a segmentation mask head). Recent state-of-the-art visual grounding works [6, 17, 18, 22, 27] resort to Encoder1 for cross-modal vision-language fusion. As shown in Fig. 1, these existing methods can be categorized into two categories: (a) Encoder-Decoder [17, 22, 27, 34], where visual-linguistic features are fused by Encoder and target object features are output by Decoder, and (b) Encoder-only [6, 18], where the target object is directly predicted after vision-language feature fusion in Encoder." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "spans": [ + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "type": "text", + "content": "However, these methods encounter two efficiency problems: 1) quadratic-increased cost in language length and 2) redundant visual token computation. Firstly, traditional methods concatenate visual and linguistic tokens together and input them into Encoder for self-attention, leading to a time complexity of " + }, + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "type": "inline_equation", + "content": "\\mathcal{O}((N + L)^2)" + }, + { + "bbox": [ + 130, + 563, + 482, + 636 + ], + "type": "text", + "content": ". Thus the computation cost significantly increases as language expressions and context become longer and more complex in the era of Large Lan" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 642, + 481, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 642, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 642, + 481, + 665 + ], + "type": "text", + "content": "1 We use Encoder and Decoder to refer to Transformer encoder and decoder, respectively." + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 134, + 116, + 481, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 116, + 481, + 212 + ], + "spans": [ + { + "bbox": [ + 134, + 116, + 481, + 212 + ], + "type": "text", + "content": "guage Models (LLMs). This hinders the application of visual grounding to more complex scenes, such as conversation-based reasoning segmentation [21], which involves long language contexts. Secondly, different from general segmentation or detection tasks, visual grounding usually only aims at locating one referred object. Most visual pixels in the image are not in the region of interest and thus lead to redundant and unnecessary computations, and may distract/mislead the model's attention from the real target. To address these issues, we propose an efficient and effective multi-task visual grounding (EEVG) framework." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 134, + 215, + 481, + 310 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 215, + 481, + 310 + ], + "spans": [ + { + "bbox": [ + 134, + 215, + 481, + 310 + ], + "type": "text", + "content": "To alleviate the cost in the language aspect and to deal with longer complex language expressions such as long contextual dialog, we only use Decoder for the visual and language reasoning process. As depicted in Fig. 1 (c), we regard linguistic features as memory and visual features as queries in Decoder. This allows for the fusion of visual and linguistic modalities in the cross-attention module, resulting in a linear increase in computational cost with respect to the length of the language expressions. To the best of our knowledge, our method is the first Transformer-based framework with no Encoder for cross-modal fusion." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 134, + 313, + 481, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 313, + 481, + 503 + ], + "spans": [ + { + "bbox": [ + 134, + 313, + 481, + 503 + ], + "type": "text", + "content": "To mitigate the cost in the visual aspect and further improve efficiency and efficacy, we introduce a parameter-free strategy to eliminate redundant and distracting image tokens for the visual grounding task. The core idea is dynamically eliminating visual tokens with low attention scores, making the visual feature map to be sparse, and concentrating more on the referred target to remove distracting noise. After that, instead of utilizing the traditional feature pyramid network (FPN) [19] that is widely used in previous MTVG works, we devise a very light-weight and efficient mask head to directly project the remaining sparse tokens into region masks. Previous works' [10, 15, 16, 18, 22, 37, 43] FPN module constitutes " + }, + { + "bbox": [ + 134, + 313, + 481, + 503 + ], + "type": "inline_equation", + "content": "42.8\\%" + }, + { + "bbox": [ + 134, + 313, + 481, + 503 + ], + "type": "text", + "content": " of the Decoder's parameters (8.1M versus 18.9M), acting like an independent network to predict mask. Differently, we use a light-weight two-layer MLP (0.79M) to directly transfer 1-D feature channels of Decoder tokens to the 2-D spatial segmentation mask prediction of the corresponding patch. In this way, we migrate the segmentation prediction workload from the add-on head to the main Decoder. This is consistent with the detection head of REC which also transfers the detection workload to Decoder via a light-weight MLP." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "spans": [ + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "text", + "content": "By doing so, Decoder gains a better understanding of the multi-tasks and their mutual improvement, as the location and pixel information are directly embedded in the Decoder token feature. Experiments validate this by the fact that our mask head improves the detection performance on REC by about " + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "inline_equation", + "content": "2.0\\%" + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "text", + "content": ", even though the detection prediction does not go through the mask head. We conduct extensive experiments on several challenging benchmarks including RefCOCO [47], RefCOCO + [47], and RefCOCOg [30]. Our EEVG is faster than state-of-the-art method PolyFormer [27] by " + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "inline_equation", + "content": "28.19\\%" + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "text", + "content": ". Benefiting from light-weight mask head and elimination of disturbing tokens, EEVG also shows enhanced performance. Particularly in the RefCOCOg dataset, which encompasses longer complex language expressions, our method exhibits a notable increase of " + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "inline_equation", + "content": "3.93\\%" + }, + { + "bbox": [ + 134, + 507, + 481, + 650 + ], + "type": "text", + "content": " on the RES." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 147, + 653, + 347, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 653, + 347, + 665 + ], + "spans": [ + { + "bbox": [ + 147, + 653, + 347, + 665 + ], + "type": "text", + "content": "In summary, our contributions are three-fold:" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 137, + 116, + 481, + 200 + ], + "type": "list", + "angle": 0, + "index": 5, + "blocks": [ + { + "bbox": [ + 137, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 137, + 116, + 479, + 140 + ], + "type": "text", + "content": "- We propose a Decoder-only framework for MTVG, which reduces computation cost from quadratic to linear increase with regards to language length." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 140, + 480, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 140, + 480, + 175 + ], + "spans": [ + { + "bbox": [ + 138, + 140, + 480, + 175 + ], + "type": "text", + "content": "- We propose a dynamic eliminating strategy to reduce redundant and distracting visual tokens, together with a lightweight mask head to directly project the remaining sparse tokens to masks." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 176, + 481, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 176, + 481, + 200 + ], + "spans": [ + { + "bbox": [ + 138, + 176, + 481, + 200 + ], + "type": "text", + "content": "- Comprehensive results show that EEVG surpasses state-of-the-art approaches in both speed and performance." + } + ] + } + ], + "index": 4 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 220, + 237, + 232 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 220, + 237, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 220, + 237, + 232 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 246, + 480, + 376 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 246, + 480, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 246, + 480, + 376 + ], + "type": "text", + "content": "Referring Expression Comprehension (REC). REC can be categorized into one-stage and two-stage approaches. Two-stage [12, 13, 48] methods rely on ranking region proposal scores based on language expressions as a crucial component. However, their performance is limited to the pre-trained object detector. While one-stage methods [17, 23, 44, 45] focus on directly predicting the target bounding box guided by language expressions. Yang et al. [44] propose a recursive sub-query construction framework to reason between image and query for multiple rounds. To further align modalities, RCCF [23] maps the language domain to the visual domain and performs correlation filtering on the image feature map. Inspired by DETR's [2] success in object detection, MDETR [17] extends it to multi-modal understanding for REC." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 378, + 480, + 520 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 378, + 480, + 520 + ], + "spans": [ + { + "bbox": [ + 130, + 378, + 480, + 520 + ], + "type": "text", + "content": "Referring Expression Segmentation (RES). As RES needs to predict pixel-level results, it heavily relies on accurate vision-language feature extraction and alignment. Previous studies [10, 15, 16, 43] have explored various approaches for cross-modal interaction. EFN [10] utilizes a co-attention mechanism to promote the consistency of the cross-modal information representation in the semantic space. On the other hand, LTS [16] leverages visual-textual features to accurately localize the referenced object by incorporating position priors before facilitating segmentation. Recent work LAVT [43] aligns visual and linguistic representations within the visual backbone using a pixel-word attention module. Current approaches [10, 15, 16, 18, 22, 37, 43] typically employ an FPN-like architecture to generate binary masks from fused visual features. In contrast, our proposed method introduces a lighter mask head based on MLP." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 521, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 480, + 665 + ], + "type": "text", + "content": "Multi-task Visual Grounding (MTVG). To promote consistency between REC and RES, it is natural to integrate them using a shared backbone. In a pioneering effort, MCN [29] proposes a novel multi-task collaborative network that enables joint learning of REC and RES. With the widespread adoption of Transformer [38], follow-up works [18, 22, 37] have employed Transformer as a unified backbone, employing different task heads for REC and RES. Alternatively, SeqTR [50] approaches the problem differently by treating MTVG as a sequence prediction task, representing bounding boxes and masks as discrete coordinate tokens. Moreover, Polyformer [27] leverages precise floating-point coordinates and multi-polygon generation to achieve finer segmentation. Tasks similar to MTVG, Open-Vocabulary Object Detection/Segmentation [11, 42] need to identify all objects across all categories using the vocabularies." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 302, + 296 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 302, + 296 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 302, + 296 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 302, + 296 + ], + "type": "image", + "image_path": "319b45fb72e1dd884967d4250286ad83b8c61bb046730735494dbbc7ce0145db.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 304, + 302, + 359 + ], + "lines": [ + { + "bbox": [ + 132, + 304, + 302, + 359 + ], + "spans": [ + { + "bbox": [ + 132, + 304, + 302, + 359 + ], + "type": "text", + "content": "Fig. 2: Overview of our method. The language tokens and visual tokens are extracted by a linguistic backbone and a visual backbone which are not shown in the figure." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 310, + 113, + 482, + 251 + ], + "blocks": [ + { + "bbox": [ + 310, + 113, + 482, + 251 + ], + "lines": [ + { + "bbox": [ + 310, + 113, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 310, + 113, + 482, + 251 + ], + "type": "image", + "image_path": "5001c0911b0b9d3be48a90dee8cda36477673bae3f7ec30d824abad0fa7aae9f.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "lines": [ + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "spans": [ + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "text", + "content": "Fig. 3: Time complexity comparison between Encoder and Decoder. There is only one input for Encoder while Decoder has two inputs: query and memory. " + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "text", + "content": " denotes the number of visual tokens, " + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "text", + "content": " means the number of linguistic tokens, " + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 310, + 258, + 482, + 357 + ], + "type": "text", + "content": " is the dimension of tokens, and \"Add & Norm\" refers to residual connection and normalization." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 382, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 382, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 482, + 502 + ], + "type": "text", + "content": "Transformer for Vision-Language Tasks. Transformer model [38], initially proposed for natural language processing tasks, has demonstrated its effectiveness in the computer vision domain as well, as evidenced by the success of Vision Transformer (ViT) [8,40]. Leveraging the Transformer's exceptional performance in both vision and natural language, researchers have extensively explored its potential as a unified model for vision-language tasks [4,28,39]. Recently, there have been a growing number of methods [6,22,27,37,50] based on the Transformer architecture in visual grounding. TransVG [6], which employs Transformer Encoder for cross-modal fusion, introduces the pioneering transformer-based framework for visual grounding." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 520, + 202, + 533 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 520, + 202, + 533 + ], + "spans": [ + { + "bbox": [ + 132, + 520, + 202, + 533 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 544, + 482, + 606 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 606 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 606 + ], + "type": "text", + "content": "In this section, we first formulate the multi-task visual grounding (MTVG) task and review the prevalent Encoder-based framework in Sec. 3.1. Then, we elaborate on our new Decoder-based framework as shown in Fig. 2, which utilizes Decoder for vision-language fusion (Sec. 3.2), and includes a parameter-free strategy to eliminate visual tokens (Sec. 3.3) and an efficient mask head (Sec. 3.4)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 622, + 222, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 222, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 222, + 634 + ], + "type": "text", + "content": "3.1 Preliminary" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "text", + "content": "Formulation. Given an image " + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{I} \\in \\mathbb{R}^{H \\times W \\times 3}" + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "text", + "content": " and a text query " + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{T} \\in \\mathbb{R}^L" + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "text", + "content": ", MTVG needs to predict a bounding box " + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "text", + "content": " and a binary mask " + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 640, + 481, + 665 + ], + "type": "text", + "content": " simultaneously, which" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "corresponding to the referent. The current prevailing MTVG framework, typically, first utilizes a visual backbone (e.g., ViT [8]) and a linguistic backbone (e.g., BERT [7]) to extract visual features " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\pmb{F}_v \\in \\mathbb{R}^{N \\times C_v}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": " and linguistic features " + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "inline_equation", + "content": "\\pmb{F}_l \\in \\mathbb{R}^{L \\times C_l}" + }, + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": ". After fusing them in the cross-modal interaction module, two task heads are used to predict results." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "spans": [ + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": "Encoder-based Framework. Existing works [6, 18, 27] directly adopt Encoder as the cross-modal interaction module. As shown in Fig. 3 (a), after linearly projecting " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\pmb{F}_v" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\pmb{F}_l" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " into the same dimension " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\widetilde{\\pmb{F}}_v" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\widetilde{\\pmb{F}}_l" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": "), " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\widetilde{\\pmb{F}}_v" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\widetilde{\\pmb{F}}_l" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " are concatenated with a learnable location token " + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "inline_equation", + "content": "\\widetilde{\\pmb{F}}_{loc} \\in \\mathbb{R}^{1 \\times C}" + }, + { + "bbox": [ + 130, + 175, + 479, + 226 + ], + "type": "text", + "content": " and fed into Encoder:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 224, + 237, + 480, + 251 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 237, + 480, + 251 + ], + "spans": [ + { + "bbox": [ + 224, + 237, + 480, + 251 + ], + "type": "interline_equation", + "content": "[ \\hat {F} _ {l o c}, \\hat {F} _ {l}, \\hat {F} _ {v} ] = \\operatorname {E n c o d e r} ([ \\tilde {F} _ {l o c}; \\tilde {F} _ {l}; \\tilde {F} _ {v} ]), \\tag {1}", + "image_path": "f05ac722275867e35174d93b7035bdf8e277b14c7c35ff09949a90379fce1d6c.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 255, + 361, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 361, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 361, + 266 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 255, + 361, + 266 + ], + "type": "inline_equation", + "content": "[\\cdot ;\\cdot ;\\cdot ]" + }, + { + "bbox": [ + 130, + 255, + 361, + 266 + ], + "type": "text", + "content": " denotes the concatenation operation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "content": "After getting fused features, for the detection task, a two-layer MLP is used to project " + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "inline_equation", + "content": "\\hat{F}_{loc}" + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "content": " into four dimensions (i.e., " + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "inline_equation", + "content": "(x,y,w,h)" + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "content": "). For the segmentation results, " + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "inline_equation", + "content": "\\hat{F}_v" + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "content": " is reshaped from sequence to square (i.e., " + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^{N\\times C}\\to \\mathbb{R}^{\\frac{H}{P}\\times \\frac{W}{P}\\times C}" + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 267, + 480, + 363 + ], + "type": "text", + "content": " is the patch size) and uses FPN-like [19] architecture built on convolution layers to generate masks. This architecture typically needs the entire visual features because convolution layers can only work in a square feature map which contains redundant costs in the visual features corresponding to the background. Therefore, we utilize our elimination strategy and efficient head to alleviate this." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 364, + 479, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 364, + 479, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 364, + 479, + 399 + ], + "type": "text", + "content": "Time Complexity Analysis. The computational cost of aligning different modalities in the Encoder-based methods primarily lies in the multi-head self-attention (MSA) which can be formulated as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 227, + 408, + 480, + 434 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 227, + 408, + 480, + 434 + ], + "spans": [ + { + "bbox": [ + 227, + 408, + 480, + 434 + ], + "type": "interline_equation", + "content": "\\operatorname {M S A} (\\boldsymbol {Q}, \\boldsymbol {K}, \\boldsymbol {V}) = \\operatorname {s o f t m a x} \\left(\\frac {\\boldsymbol {Q} \\boldsymbol {K} ^ {T}}{\\sqrt {C}}\\right) \\boldsymbol {V}, \\tag {2}", + "image_path": "e7154b6fbb6a2e94b09685ad6642da0cb018be83309de4f47427f67d343ac12b.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "spans": [ + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": " represent query, key, and value, respectively. They are obtained through linear projections of the input features. Specifically, " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "V \\in \\mathbb{R}^{(N + L + 1)\\times C}" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ". According to Eq. (2), its time complexity can be calculated as " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "\\mathcal{O}((N + L)^2C)" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ". In our method, we aim to alleviate the quadratic increase in burden by reducing it to a linear one with respect to " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": ", as well as minimizing the number of " + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 441, + 480, + 511 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 529, + 378, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 529, + 378, + 540 + ], + "spans": [ + { + "bbox": [ + 130, + 529, + 378, + 540 + ], + "type": "text", + "content": "3.2 Transformer Decoder for Modalities Fusion" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "spans": [ + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": "Module Details. First, we separately project visual feature " + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "\\mathbf{F}_v" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": " and linguistic feature " + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "\\mathbf{F}_l" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": " into the same channel dimension " + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "\\widetilde{\\mathbf{F}}_v" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "\\widetilde{\\mathbf{F}}_l" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": "). Then we adopt Transformer Decoder [38] for vision-language fusion, as depicted in Fig. 3 (b), where each decoder layer consists of an MSA layer, a multi-head cross-attention (MCA) layer, and a feed-forward network. MCA has a similar architecture to MSA, but the difference is that MCA has two inputs: the first one is input as Q and another one is input as K and V in Eq. (2). We concatenate " + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "\\widetilde{\\mathbf{F}}_v" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": " with a learnable location token " + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "inline_equation", + "content": "\\widetilde{\\mathbf{F}}_{loc}" + }, + { + "bbox": [ + 130, + 548, + 480, + 644 + ], + "type": "text", + "content": " and input them into the MSA layer:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 209, + 653, + 479, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 653, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 209, + 653, + 479, + 666 + ], + "type": "interline_equation", + "content": "\\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}, \\boldsymbol {F} _ {v} ^ {\\prime} \\right] = \\mathrm {L N} (\\mathrm {M S A} \\left(\\left[ \\tilde {\\boldsymbol {F}} _ {l o c}; \\tilde {\\boldsymbol {F}} _ {v} \\right]\\right) + \\left[ \\tilde {\\boldsymbol {F}} _ {l o c}; \\tilde {\\boldsymbol {F}} _ {v} \\right]), \\tag {3}", + "image_path": "5a81c7ed6fbf2732d9b973804a844eab1283a39e941174474d143d00b47aa971.jpg" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "inline_equation", + "content": "\\mathrm{LN}(\\cdot)" + }, + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "text", + "content": " refers to layer normalization. After that, we input " + }, + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "inline_equation", + "content": "[\\pmb{F}_{loc}^{\\prime};\\pmb{F}_v^{\\prime}]" + }, + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "text", + "content": " as the query of MCA and input linguistic feature " + }, + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "inline_equation", + "content": "\\widetilde{\\pmb{F}}_l" + }, + { + "bbox": [ + 130, + 115, + 479, + 142 + ], + "type": "text", + "content": " as the key and value of MCA:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 203, + 148, + 481, + 163 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 203, + 148, + 481, + 163 + ], + "spans": [ + { + "bbox": [ + 203, + 148, + 481, + 163 + ], + "type": "interline_equation", + "content": "\\left[ \\boldsymbol {F} _ {l o c} ^ {*}, \\boldsymbol {F} _ {v} ^ {*} \\right] = \\mathrm {L N} (\\mathbf {M C A} \\left(\\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}; \\boldsymbol {F} _ {v} ^ {\\prime} \\right], \\widetilde {\\boldsymbol {F}} _ {l}\\right) + \\left[ \\boldsymbol {F} _ {l o c} ^ {\\prime}; \\boldsymbol {F} _ {v} ^ {\\prime} \\right]), \\tag {4}", + "image_path": "eb6c3eb1049c368ae87e0b1b197d5b29f802a8ddbb3f5a8ef1d8a782dd06c42c.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 169, + 403, + 182 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 169, + 403, + 182 + ], + "spans": [ + { + "bbox": [ + 146, + 169, + 403, + 182 + ], + "type": "text", + "content": "Finally, " + }, + { + "bbox": [ + 146, + 169, + 403, + 182 + ], + "type": "inline_equation", + "content": "[F_{loc}^{*}, F_{v}^{*}]" + }, + { + "bbox": [ + 146, + 169, + 403, + 182 + ], + "type": "text", + "content": " is passed into the feed-forward network:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 209, + 189, + 481, + 204 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 189, + 481, + 204 + ], + "spans": [ + { + "bbox": [ + 209, + 189, + 481, + 204 + ], + "type": "interline_equation", + "content": "\\left[ \\hat {\\boldsymbol {F}} _ {l o c}, \\hat {\\boldsymbol {F}} _ {v} \\right] = \\mathrm {L N} \\left(\\operatorname {F F N} \\left(\\left[ \\boldsymbol {F} _ {l o c} ^ {*}; \\boldsymbol {F} _ {v} ^ {*} \\right]\\right) + \\left[ \\boldsymbol {F} _ {l o c} ^ {*}; \\boldsymbol {F} _ {v} ^ {*} \\right]\\right), \\tag {5}", + "image_path": "63e413ed4a4043eacfcd48610b3e42f1225a9bb482617351aaac6448fdb84d46.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 210, + 453, + 221 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 210, + 453, + 221 + ], + "spans": [ + { + "bbox": [ + 131, + 210, + 453, + 221 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 210, + 453, + 221 + ], + "type": "inline_equation", + "content": "\\mathsf{FFN}(\\cdot)" + }, + { + "bbox": [ + 131, + 210, + 453, + 221 + ], + "type": "text", + "content": " means the feed-forward network, which is a two-layer MLP." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "spans": [ + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "text", + "content": "Time Complexity Analysis. The computational cost mainly lies in the MSA and MCA, with time complexities of " + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N^2 C)" + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(NLC)" + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "text", + "content": ", respectively. Thus, the overall time complexity is " + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "inline_equation", + "content": "\\mathcal{O}(N^2 C + NLC)" + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "text", + "content": ", which increases linearly with respect to " + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 222, + 479, + 270 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 286, + 378, + 300 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 286, + 378, + 300 + ], + "spans": [ + { + "bbox": [ + 131, + 286, + 378, + 300 + ], + "type": "text", + "content": "3.3 Parameter-free Token Elimination Strategy" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 304, + 301, + 519 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 301, + 519 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 301, + 519 + ], + "type": "text", + "content": "Visual grounding usually aims at locating one referent and most referents only occupy a small percentage of the visual tokens where most visual tokens are not in the region of interest. Therefore, there exist redundant costs in background visual tokens. As a result, we attempt to address this issue by eliminating background visual tokens. During our analysis, we discovered that the attention scores between the location token and the visual tokens are notably higher for those corresponding to the target object. This finding led us to the conclusion that we can effectively eliminate visual tokens with low attention scores which are depicted in Fig. 4." + } + ] + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 309, + 305, + 482, + 445 + ], + "blocks": [ + { + "bbox": [ + 309, + 305, + 482, + 445 + ], + "lines": [ + { + "bbox": [ + 309, + 305, + 482, + 445 + ], + "spans": [ + { + "bbox": [ + 309, + 305, + 482, + 445 + ], + "type": "image", + "image_path": "644094280ac312b3b7102e38045acd8f869aab5d7f2d2e7502fa34bb03fcc7ac.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 306, + 452, + 482, + 518 + ], + "lines": [ + { + "bbox": [ + 306, + 452, + 482, + 518 + ], + "spans": [ + { + "bbox": [ + 306, + 452, + 482, + 518 + ], + "type": "text", + "content": "Fig. 4: We conduct the visual tokens elimination process in each Decoder layer. \"ASA\" denotes adaptive spatial attention and \"Norm & Elimination\" means normalization and eliminating visual tokens according to Eq. (7)." + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 520, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 616 + ], + "type": "text", + "content": "Dynamic Elimination. There are some related works [1,9] eliminating visual tokens in image classification. However, these methods eliminate a fixed number in each model layer and typically retain only the essential object features. These approaches are suitable for coarse granularity tasks like image classification. In contrast, the task of RES requires the preservation of the entire object and deals with objects of varying sizes, each demanding a different number of tokens to be eliminated. To tackle this challenge, we propose a dynamic elimination strategy. First, attention scores " + }, + { + "bbox": [ + 130, + 520, + 482, + 616 + ], + "type": "inline_equation", + "content": "S_{loc} \\in \\mathbb{R}^{1 \\times N}" + }, + { + "bbox": [ + 130, + 520, + 482, + 616 + ], + "type": "text", + "content": " between the location token and visual tokens" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 616, + 210, + 626 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 616, + 210, + 626 + ], + "spans": [ + { + "bbox": [ + 132, + 616, + 210, + 626 + ], + "type": "text", + "content": "are calculated as:" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 238, + 624, + 375, + 639 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 624, + 375, + 639 + ], + "spans": [ + { + "bbox": [ + 238, + 624, + 375, + 639 + ], + "type": "interline_equation", + "content": "\\boldsymbol {Q} _ {l o c} = \\widetilde {\\boldsymbol {F}} _ {l o c} \\boldsymbol {W} _ {Q}, \\boldsymbol {K} _ {v} = \\widetilde {\\boldsymbol {F}} _ {v} \\boldsymbol {W} _ {K},", + "image_path": "331556040a25961b2af0839c1e925021ed9249f52da4bbfb8bcce502e90c2db5.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 240, + 640, + 480, + 668 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 240, + 640, + 480, + 668 + ], + "spans": [ + { + "bbox": [ + 240, + 640, + 480, + 668 + ], + "type": "interline_equation", + "content": "\\boldsymbol {S} _ {l o c} = \\operatorname {s o f t m a x} \\left(\\frac {\\boldsymbol {Q} _ {l o c} \\boldsymbol {K} _ {v} ^ {T}}{\\sqrt {C}}\\right), \\tag {6}", + "image_path": "4378f6255eeeb07eb6cea0fc6602e7ebe93acb6b7c990e2f5ee59ebddeb36d49.jpg" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 90, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 90, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 90, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 481, + 271 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 481, + 271 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 481, + 271 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 481, + 271 + ], + "type": "image", + "image_path": "779005f9f02e22b19508720530f15200ab414b1dc3d439a534a79818f60677d2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "lines": [ + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "type": "text", + "content": "Fig. 5: Visualization of attention scores " + }, + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "type": "inline_equation", + "content": "S_{loc}" + }, + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "type": "text", + "content": " of location token and visual tokens. GT refers to ground truth, \"w/o ASA\" denotes without using adaptive spatial attention, and \"1" + }, + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "type": "inline_equation", + "content": "^{st}" + }, + { + "bbox": [ + 130, + 280, + 482, + 324 + ], + "type": "text", + "content": "Layer Score\" means the first Decoder layer attention scores between location token and visual tokens." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\pmb{W}_{\\pmb{Q}} \\in \\mathbb{R}^{C \\times C}" + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\pmb{W}_{\\pmb{K}} \\in \\mathbb{R}^{C \\times C}" + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "text", + "content": " are parameter matrices in MSA. Then we normalize the attention scores " + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "inline_equation", + "content": "S_{loc}" + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "text", + "content": " and remove those visual tokens whose attention scores are smaller than " + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 345, + 482, + 381 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 220, + 385, + 481, + 415 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 220, + 385, + 481, + 415 + ], + "spans": [ + { + "bbox": [ + 220, + 385, + 481, + 415 + ], + "type": "interline_equation", + "content": "\\widetilde {\\boldsymbol {S}} _ {l o c} = \\frac {\\boldsymbol {S} _ {l o c} - \\operatorname* {m i n} \\boldsymbol {S} _ {l o c} ^ {i}}{\\operatorname* {m a x} \\boldsymbol {S} _ {l o c} ^ {i} - \\operatorname* {m i n} \\boldsymbol {S} _ {l o c} ^ {i}}, 0 \\leq i < N \\tag {7}", + "image_path": "97cfaf23ce0253fac21b88856a48e182e91b5870f6f1687f001202102d957049.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 226, + 415, + 377, + 430 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 226, + 415, + 377, + 430 + ], + "spans": [ + { + "bbox": [ + 226, + 415, + 377, + 430 + ], + "type": "interline_equation", + "content": "\\overline {{\\boldsymbol {F}}} _ {v} = \\{\\hat {\\boldsymbol {F}} _ {v} ^ {i} | \\tilde {\\boldsymbol {S}} _ {l o c} ^ {i} \\geq \\alpha , 0 \\leq i < N \\},", + "image_path": "55a2f331093ab789885e5610214aa4ea08536e47f3dd962dc99137ce761f2a82.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\hat{F}_v^i" + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "text", + "content": "-th visual token, " + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "inline_equation", + "content": "\\overline{\\mathbf{F}}_v \\in \\mathbb{R}^{N' \\times C}" + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "text", + "content": " denotes the remained tokens, and " + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "inline_equation", + "content": "N'" + }, + { + "bbox": [ + 130, + 436, + 482, + 496 + ], + "type": "text", + "content": " means the number of remained visual tokens. Our strategy offers two advantages over prior works [1,9]: 1) it dynamically eliminates a different number of tokens for different objects in different sizes, and 2) the number of eliminated tokens gradually increases as the loss converges, preventing error elimination." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "spans": [ + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "type": "text", + "content": "Adaptive Spatial Attention. As shown in the predicted mask in Fig. 5, we found that some visual tokens corresponding to target objects are eliminated incorrectly. Therefore, we propose the attention weight average strategy to make the attention weights spatially aware to maintain the original shape of the target object. We reshape " + }, + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "type": "inline_equation", + "content": "S_{loc}" + }, + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "type": "text", + "content": " into " + }, + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "type": "inline_equation", + "content": "S_{loc}' \\in \\mathbb{R}^{\\frac{H}{P} \\times \\frac{W}{P}}" + }, + { + "bbox": [ + 130, + 497, + 482, + 558 + ], + "type": "text", + "content": ", then calculate as follows:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 219, + 563, + 481, + 611 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 563, + 481, + 611 + ], + "spans": [ + { + "bbox": [ + 219, + 563, + 481, + 611 + ], + "type": "interline_equation", + "content": "\\boldsymbol {S} _ {\\text {l o c}} ^ {\\prime \\prime} [ i, j ] = \\frac {\\sum_ {u = - k} ^ {k} \\sum_ {v = - k} ^ {k} \\boldsymbol {S} _ {\\text {l o c}} ^ {\\prime} [ i + u , j + v ]}{(2 k + 1) ^ {2}}, \\tag {8}", + "image_path": "bc468693dc785cb3bd6937739141955544f7f747f7898a69d0ca95e196277862.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "0 \\leq i < \\frac{H}{P}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "0 \\leq j < \\frac{W}{P}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": ". After that, each attention score is averaged with the surrounding attention scores, then we reshape " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{S}_{loc}^{\\prime \\prime}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " back to " + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{S}_{loc} \\in \\mathbb{R}^{1 \\times N}" + }, + { + "bbox": [ + 130, + 616, + 482, + 666 + ], + "type": "text", + "content": " and following Eq. (7) to eliminate visual tokens. So we can alleviate the problem of incorrectly eliminating tokens in the referent." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 115, + 475, + 213 + ], + "blocks": [ + { + "bbox": [ + 137, + 115, + 475, + 213 + ], + "lines": [ + { + "bbox": [ + 137, + 115, + 475, + 213 + ], + "spans": [ + { + "bbox": [ + 137, + 115, + 475, + 213 + ], + "type": "image", + "image_path": "216e1c0ee3de67716725be5691136020ac31cbdfb84c65b5971b758f8c2ede2b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 224, + 482, + 269 + ], + "lines": [ + { + "bbox": [ + 131, + 224, + 482, + 269 + ], + "spans": [ + { + "bbox": [ + 131, + 224, + 482, + 269 + ], + "type": "text", + "content": "Fig. 6: Our mask head utilizes MLP to project tokens from channel to spatial region masks and adopts a 1-channel convolution layer to establish spatial relationships among pixels. \"Map & Pad\" refers to mapping each patch to the original position in the image and padding the eliminated position with 0." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 293, + 263, + 304 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 293, + 263, + 304 + ], + "spans": [ + { + "bbox": [ + 132, + 293, + 263, + 304 + ], + "type": "text", + "content": "3.4 Efficient Mask Head" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 312, + 479, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 312, + 479, + 372 + ], + "spans": [ + { + "bbox": [ + 131, + 312, + 479, + 372 + ], + "type": "text", + "content": "After eliminating tokens, we get some sparse visual tokens. To further reduce the redundant cost, we propose a lightweight and efficient mask head to generate masks from sparse visual tokens instead of using the FPN-like mask head which needs to pad the eliminated tokens. The procedure of our mask head is shown in Fig. 6. We denote the rest of indexes " + }, + { + "bbox": [ + 131, + 312, + 479, + 372 + ], + "type": "inline_equation", + "content": "\\mathbb{I}" + }, + { + "bbox": [ + 131, + 312, + 479, + 372 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 238, + 380, + 481, + 396 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 380, + 481, + 396 + ], + "spans": [ + { + "bbox": [ + 238, + 380, + 481, + 396 + ], + "type": "interline_equation", + "content": "\\mathbb {I} = \\{i \\mid \\widetilde {\\boldsymbol {S}} _ {l o c} ^ {i} \\geq \\alpha , 0 \\leq i < N \\}, \\tag {9}", + "image_path": "08045c56ff166014c195a5e8975080b81530ac018f8ef8bc52bd152593d4b58d.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 404, + 479, + 438 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 404, + 479, + 438 + ], + "spans": [ + { + "bbox": [ + 131, + 404, + 479, + 438 + ], + "type": "text", + "content": "We utilize MLP to transfer the remaining visual tokens from 1-D feature channels into 2-D spatial binary masks (" + }, + { + "bbox": [ + 131, + 404, + 479, + 438 + ], + "type": "inline_equation", + "content": "C \\to P^2" + }, + { + "bbox": [ + 131, + 404, + 479, + 438 + ], + "type": "text", + "content": " dimension) and pad the eliminated tokens with 0:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 237, + 437, + 480, + 469 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 237, + 437, + 480, + 469 + ], + "spans": [ + { + "bbox": [ + 237, + 437, + 480, + 469 + ], + "type": "interline_equation", + "content": "\\mathcal {M} ^ {i} = \\left\\{ \\begin{array}{l l} M L P \\left(\\overline {{\\boldsymbol {F}}} _ {v} ^ {f (i)}\\right), & \\text {i f} i \\in \\mathbb {I} \\\\ 0 ^ {1 \\times P ^ {2}}, & \\text {i f} i \\notin \\mathbb {I} \\end{array} \\right. \\tag {10}", + "image_path": "116f072e57fc884ab4425e3dd25e2872f18f0bcafcb2c21c41ce25904787c9bb.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "spans": [ + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "0 \\leq i < N" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "f(i)" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": " means the index in remained tokens corresponding to the " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": "-th original token. We reshape and permute " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "\\mathcal{M} \\in \\mathbb{R}^{N \\times P^2}" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": " into " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "\\mathcal{M}' \\in \\mathbb{R}^{H \\times W}" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": " and since the pixels projected by MLP are not spatially related to each other, we use the local context processing method to make neighboring pixels relate to each other. In the actual implementation, we use a " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "5^*5" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": " convolutional kernel Conv, and mask " + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 474, + 479, + 548 + ], + "type": "text", + "content": " is generated as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 247, + 556, + 480, + 571 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 556, + 480, + 571 + ], + "spans": [ + { + "bbox": [ + 247, + 556, + 480, + 571 + ], + "type": "interline_equation", + "content": "M = \\operatorname {s i g m o i d} \\left(\\operatorname {C o n v} \\left(\\mathcal {M} ^ {\\prime}\\right)\\right), \\tag {11}", + "image_path": "5f17ca0e113275f45d41f7cf69b07fd079eaf50d23d0c03d712127f789a0c1e6.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 597, + 261, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 261, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 261, + 609 + ], + "type": "text", + "content": "3.5 Multi-task Training" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 617, + 479, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 479, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 479, + 640 + ], + "type": "text", + "content": "Our method is an end-to-end framework that unifies REC and RES, incorporating two distinct types of loss: detection loss and segmentation loss." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "type": "text", + "content": "Detection Loss. For REC task, we denote the predicted bounding box " + }, + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "type": "inline_equation", + "content": "B = (\\hat{x}, \\hat{y}, \\hat{w}, \\hat{h})" + }, + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "type": "text", + "content": " and the ground truth " + }, + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "type": "inline_equation", + "content": "B_{gt} = (x, y, w, h)" + }, + { + "bbox": [ + 132, + 641, + 480, + 666 + ], + "type": "text", + "content": ", and the detection loss" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 158, + 480, + 311 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REc task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 158, + 480, + 311 + ], + "lines": [ + { + "bbox": [ + 135, + 158, + 480, + 311 + ], + "spans": [ + { + "bbox": [ + 135, + 158, + 480, + 311 + ], + "type": "table", + "html": "
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X76.6581.1469.9965.3371.6256.0266.5867.27
NMTree [26]MRCNN-Res101X76.4181.2170.0966.4672.0257.5265.8766.44
LBYL [14]DarkNet53X79.6782.9174.1568.6473.3859.49--
MCN [29]DarkNet53✓80.0882.2974.9867.1672.8657.3166.4666.01
TransVG [6]ResNet101X81.0282.7278.3564.8270.7056.9468.6767.73
TRAR [49]DarkNet53X-81.4078.60-69.1056.1068.9068.30
SeqTR [50]DarkNet53✓81.2385.0076.0868.8275.3758.7871.3571.58
PVD [5]DarkNet53✓82.5186.1976.8169.4876.8359.6868.4069.57
PVD [5]Swin-B✓84.5287.6479.6373.8978.4164.2573.8174.13
VG-LAW [37]ViT-B✓86.6289.3283.1676.3781.0467.5076.9076.96
EEVG (Ours)MRCNN-Res101✓82.1985.3477.1871.3576.7660.7370.1871.28
EEVG (Ours)DarkNet53✓81.8286.0274.6769.7276.2657.9571.3870.93
EEVG (Ours)Swin-B✓86.7989.5283.1277.5283.0566.9378.1578.11
EEVG (Ours)ViT-B✓88.0890.3385.5077.9782.4469.1579.6080.24
", + "image_path": "4a1dd759374f42b012ecabaefd63ad964176081abb884820735ccbecd257df44.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 333, + 218, + 343 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 333, + 218, + 343 + ], + "spans": [ + { + "bbox": [ + 131, + 333, + 218, + 343 + ], + "type": "text", + "content": "is define as follows:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 209, + 354, + 481, + 368 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 354, + 481, + 368 + ], + "spans": [ + { + "bbox": [ + 209, + 354, + 481, + 368 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {d e t}} = \\mathcal {L} _ {\\text {s m o o t h} - L 1} (B, B _ {g t}) + \\mathcal {L} _ {\\text {g i o u}} (B, B _ {g t}), \\tag {12}", + "image_path": "a8c5a5aa1a28e48cd329a9c5f2c21b32a2e3db6f652559ed37dfc68dc8c1331e.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "spans": [ + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\text{smooth} - L1}(\\cdot, \\cdot)" + }, + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\text{giou}}(\\cdot, \\cdot)" + }, + { + "bbox": [ + 130, + 375, + 479, + 387 + ], + "type": "text", + "content": " are the smooth L1 loss and GIoU loss [36]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "type": "text", + "content": "Segmentation Loss. For RES task, the segmentation loss is calculated using the predicted segmentation mask denoted as " + }, + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "type": "inline_equation", + "content": "M \\in \\mathbb{R}^{H \\times W}" + }, + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "type": "text", + "content": ", and the ground truth denoted as " + }, + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "type": "inline_equation", + "content": "M_{gt} \\in \\mathbb{R}^{H \\times W}" + }, + { + "bbox": [ + 130, + 388, + 480, + 423 + ], + "type": "text", + "content": ", according to the following formula:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 217, + 431, + 480, + 445 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 217, + 431, + 480, + 445 + ], + "spans": [ + { + "bbox": [ + 217, + 431, + 480, + 445 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {s e g}} = \\mathcal {L} _ {\\text {f o c a l}} (M, M _ {\\mathrm {g t}}) + \\mathcal {L} _ {\\text {d i c e}} (M, M _ {\\mathrm {g t}}), \\tag {13}", + "image_path": "cef7d3aa327205fff460eb1596a0eb98affba90fee3c1ed2950e86287b45bc45.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "spans": [ + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{focal}(\\cdot, \\cdot)" + }, + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{dice}(\\cdot, \\cdot)" + }, + { + "bbox": [ + 131, + 453, + 479, + 477 + ], + "type": "text", + "content": " represent focal loss [24] and dice loss [31]. Finally, the joint training loss function is defined as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 250, + 487, + 481, + 500 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 250, + 487, + 481, + 500 + ], + "spans": [ + { + "bbox": [ + 250, + 487, + 481, + 500 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\lambda_ {\\text {d e t}} \\mathcal {L} _ {\\text {d e t}} + \\lambda_ {\\text {s e g}} \\mathcal {L} _ {\\text {s e g}}. \\tag {14}", + "image_path": "59a21ba3d246765379cfe9899c90a6efe7493e460b71f62ab9c1946892a084a9.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "spans": [ + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "type": "inline_equation", + "content": "\\lambda_{det}" + }, + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "type": "inline_equation", + "content": "\\lambda_{seg}" + }, + { + "bbox": [ + 131, + 507, + 479, + 532 + ], + "type": "text", + "content": " represent the weight coefficients for the detection loss and segmentation loss, respectively." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 549, + 230, + 563 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 549, + 230, + 563 + ], + "spans": [ + { + "bbox": [ + 131, + 549, + 230, + 563 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 574, + 264, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 574, + 264, + 586 + ], + "spans": [ + { + "bbox": [ + 131, + 574, + 264, + 586 + ], + "type": "text", + "content": "4.1 Experiment Settings" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 666 + ], + "type": "text", + "content": "Datasets. The commonly used datasets in visual grounding are RefCOCO [47], RefCOCO+ [47], and RefCOCOg [30], which are collected from MS-COCO [25]. RefCOCO contains 19,994 images with 142,210 referring expressions for 50,000 objects which is split into the training set, the validation set, the testA set, and the testB set. RefCOCO+, excluding absolute-location words, consists of 19,992 images with 49,856 referred objects and 141,564 referring expressions. There are" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 158, + 478, + 301 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 2: Comparison with state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for RES task. Bold denotes the best performance. Swin-B and ViT-B are abbreviations for Swin-Transformer Base and ViT Base." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 158, + 478, + 301 + ], + "lines": [ + { + "bbox": [ + 134, + 158, + 478, + 301 + ], + "spans": [ + { + "bbox": [ + 134, + 158, + 478, + 301 + ], + "type": "table", + "html": "
MethodBackboneMulti-taskRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
MAttNet [46]MRCNN-Res101X56.5162.3751.7046.6752.3940.0847.6448.61
NMTree [26]MRCNN-Res101X56.5963.0252.0647.4053.0141.5646.5947.88
MCN [29]DarkNet53✓62.4464.2059.7150.6254.9944.6949.2249.40
CRIS [41]CLIP-ResNet50X69.5272.7264.7061.3967.1052.4859.8760.36
SeqTR [50]DarkNet53✓67.2669.7964.1254.1458.9348.1955.6755.64
PVD [5]DarkNet53✓68.8770.5365.8354.9860.1250.2357.8157.17
LAVT [43]Swin-BX74.4676.8970.9465.8170.9759.2363.3463.62
PVD [5]Swin-B✓74.8277.1169.5263.3868.6056.9263.1363.62
VG-LAW [37]ViT-B✓75.6277.5172.8966.6370.3859.8965.5366.08
EEVG (Ours)MRCNN-Res101✓71.2873.8767.4961.9666.2553.7459.9460.72
EEVG (Ours)DarkNet53✓70.6674.1665.6060.7665.3850.7059.7959.93
EEVG (Ours)Swin-B✓75.7977.8672.7867.6271.4859.1267.4067.30
EEVG (Ours)ViT-B✓78.2379.2776.5869.0472.6562.3369.1570.01
", + "image_path": "25413628b52a7c2623d9ae6fc55465d1eae4fdb95979480db1c0cb6494cec35f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 325, + 479, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 325, + 479, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 325, + 479, + 361 + ], + "type": "text", + "content": "25,799 images with 49,856 referred objects and 141,564 referring expressions in RefCOCOg whose descriptions are longer and more complex. We use the umdsplits [32] for RefCOCOg. Implementation details can be found in the Appendix." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 361, + 480, + 421 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 480, + 421 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 480, + 421 + ], + "type": "text", + "content": "Evaluation Metrics. For REC, we utilize the accuracy of the grounding results as the evaluation metric. The predicted region is deemed correct if the intersection over union (IoU) between the predicted region and the ground truth exceeds 0.5. As for RES, we employ the mean Intersection over Union (mIoU) between predicted masks and ground truth as the evaluation metric." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 441, + 265, + 452 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 441, + 265, + 452 + ], + "spans": [ + { + "bbox": [ + 132, + 441, + 265, + 452 + ], + "type": "text", + "content": "4.2 Quantitative Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 461, + 272, + 472 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 461, + 272, + 472 + ], + "spans": [ + { + "bbox": [ + 132, + 461, + 272, + 472 + ], + "type": "text", + "content": "Results of RefCOCO Series." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 474, + 272, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 272, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 272, + 557 + ], + "type": "text", + "content": "To validate the effectiveness of our method, we conduct experiments and report our performance on RefCOCO series datasets (i.e., " + }, + { + "bbox": [ + 130, + 474, + 272, + 557 + ], + "type": "inline_equation", + "content": "\\mathrm{RefCOCO} / + / \\mathrm{g}" + }, + { + "bbox": [ + 130, + 474, + 272, + 557 + ], + "type": "text", + "content": "). The results of REC and RES are reported in Table 1 and Table 2," + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 279, + 474, + 481, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 279, + 474, + 481, + 527 + ], + "spans": [ + { + "bbox": [ + 279, + 474, + 481, + 527 + ], + "type": "text", + "content": "Table 3: Speed comparison with SOTA methods. \"↓\" means lower is better, \"↑\" refers to upper is better, and \"FPS\" denotes frames per second. The batch size is 20 and all experiments are conducted in one RTX 4090." + } + ] + } + ], + "index": 9 + }, + { + "type": "table", + "bbox": [ + 285, + 529, + 472, + 557 + ], + "blocks": [ + { + "bbox": [ + 285, + 529, + 472, + 557 + ], + "lines": [ + { + "bbox": [ + 285, + 529, + 472, + 557 + ], + "spans": [ + { + "bbox": [ + 285, + 529, + 472, + 557 + ], + "type": "table", + "html": "
MethodLAVT [43]PolyFormer [27]Ours
Runtime (ms) ↓285.97318.36248.35
FPS ↑69.9462.8280.53
", + "image_path": "ce3df3ad27f7a74417de3c0ef92781bffdba1d1773a3f2191a850b927ef7b775.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_body" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 558, + 479, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 479, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 479, + 616 + ], + "type": "text", + "content": "respectively. Our method outperforms previous state-of-the-art approaches in both REC and RES. Particularly on RefCOCOg, which includes longer and more complex language expressions, our method exhibits even greater improvement (3.62% in the val set and 3.93% in the test set), showcasing its effectiveness in handling intricate scenes." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "content": "Speed Comparison. In order to demonstrate the efficiency of our proposed method, as shown in Table 3, we conduct a speed comparison with LAVT [43] and PolyFormer [27]. We use the same settings with LAVT and PolyFormer, i.e., Swin-B & BERT-base as backbones, and the length of linguistic tokens is" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 157, + 476, + 261 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 4: Comparison with pre-trained state-of-the-art methods on RefCOCO [47], RefCOCO+ [47], and RefCOCOg [32] for REC and RES task. Bold denotes the best performance. Swin-B and ViT-B are Swin-Transformer Base and ViT Base." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 157, + 476, + 261 + ], + "lines": [ + { + "bbox": [ + 135, + 157, + 476, + 261 + ], + "spans": [ + { + "bbox": [ + 135, + 157, + 476, + 261 + ], + "type": "table", + "html": "
MethodBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
RefTr [22]ResNet101REC85.6588.7381.1677.5582.2668.9979.2580.01
SeqTR [50]DarkNet53REC87.0090.1583.5978.6984.5171.8782.6983.37
PolyFormer [27]Swin-BREC89.7391.7386.0383.7388.6076.3884.4684.96
EEVG (Ours)Swin-BREC89.6392.0086.4082.2487.3474.0083.9984.53
EEVG (Ours)ViT-BREC90.4792.7387.7281.7987.8074.9485.1984.72
RefTr [22]ResNet101RES74.3476.7770.8766.7570.5859.4066.6367.39
SeqTR [50]DarkNet53RES71.7073.3169.8263.0466.7358.9764.6965.74
PolyFormer [27]Swin-BRES75.9677.0973.2270.6574.5164.6469.3669.88
EEVG (Ours)Swin-BRES77.5279.6375.2571.3575.5664.5871.4871.90
EEVG (Ours)ViT-BRES79.4980.8777.3971.8676.6766.3173.5673.47
", + "image_path": "d22bd4c95ad4981c24a1736ba8d5bded30c6d57f3d511a6a2ba84c84cc105dca.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 143, + 293, + 468, + 348 + ], + "blocks": [ + { + "bbox": [ + 140, + 272, + 473, + 283 + ], + "lines": [ + { + "bbox": [ + 140, + 272, + 473, + 283 + ], + "spans": [ + { + "bbox": [ + 140, + 272, + 473, + 283 + ], + "type": "text", + "content": "Table 5: Performance between Encoder and Decoder for cross-modal interaction." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 143, + 293, + 468, + 348 + ], + "lines": [ + { + "bbox": [ + 143, + 293, + 468, + 348 + ], + "spans": [ + { + "bbox": [ + 143, + 293, + 468, + 348 + ], + "type": "table", + "html": "
Cross-modal ModuleBackboneTask TypeRefCOCORefCOCO+RefCOCOg
valtest Atest Bvaltest Atest Bval(U)test(U)
EncoderViT-BREC86.5989.5984.4375.8281.1168.4878.4378.08
DecoderViT-BREC87.5590.0384.7177.3181.8468.8979.2779.26
EncoderViT-BRES76.9778.7275.5367.4071.2560.7068.1268.19
DecoderViT-BRES77.4978.9975.7368.1971.5361.0368.1668.60
", + "image_path": "c10ed4eb38ad6b81cac21746ca546d19be29e6873e2c8c66379a878d613cddae.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "spans": [ + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "type": "text", + "content": "20. To ensure a fair comparison, we exclude the time cost of point generation in PolyFormer, as it utilizes a point sequence approach to generate masks after visual-linguistic feature alignment. Compared with PolyFormer which utilizes Encoder for modalities fusion, we are faster than it " + }, + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "type": "inline_equation", + "content": "28.19\\%" + }, + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "type": "text", + "content": " in FPS (80.53 versus 62.82). Compared with LAVT which devises an interaction module to fuse linguistic features in the visual backbone, we are still faster than it " + }, + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "type": "inline_equation", + "content": "15.14\\%" + }, + { + "bbox": [ + 130, + 371, + 482, + 454 + ], + "type": "text", + "content": " in FPS (80.53 versus 69.94)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 455, + 482, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 455, + 482, + 598 + ], + "spans": [ + { + "bbox": [ + 130, + 455, + 482, + 598 + ], + "type": "text", + "content": "Results of Pre-trained setting. Table 4 presents the results of our proposed method pre-trained on a large corpus of visual referring expression data and fine-tuned on the RefCOCO, RefCOCO+, and RefCOCOg datasets. The large corpus consists of the combination of Visual Genome [20], RefCOCO [47], RefCOCO+ [47], RefCOCOg [30], and Flickr30k [33] datasets. Following PolyFormer [27], we pre-train our model using the REC task on this large corpus and subsequently fine-tune on the combined training sets of RefCOCO, RefCOCO+, and RefCOCOg in both REC and RES task, with all validation and test images removed. For the RES task, our method achieves state-of-the-art performance across all validation and test splits, outperforming previous methods by a considerable margin. In the REC task, our approach demonstrates superior or comparable performance to prior state-of-the-art techniques." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 618, + 246, + 629 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 618, + 246, + 629 + ], + "spans": [ + { + "bbox": [ + 132, + 618, + 246, + 629 + ], + "type": "text", + "content": "4.3 Ablation Studies" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 639, + 481, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 639, + 481, + 664 + ], + "spans": [ + { + "bbox": [ + 130, + 639, + 481, + 664 + ], + "type": "text", + "content": "Comparison between Encoder and Decoder. To demonstrate the effectiveness and efficiency of Decoder, we conduct experiments to compare Decoder" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 101 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 157, + 168, + 455, + 206 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 158 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 158 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 158 + ], + "type": "text", + "content": "Table 6: Runtime (ms) comparison between Encoder and Decoder, both of them with 3 layers. The batch size is 20 and all experiments are conducted in one RTX 4090. N and L denote the number of visual and linguistic tokens, respectively. The lower value is better in the table." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 157, + 168, + 455, + 206 + ], + "lines": [ + { + "bbox": [ + 157, + 168, + 455, + 206 + ], + "spans": [ + { + "bbox": [ + 157, + 168, + 455, + 206 + ], + "type": "table", + "html": "
N (Visual Tokens)196784
L (Linguistic Tokens)6010015020030060100150200300
Encoder6.417.999.6411.1414.8528.5630.3333.1235.3940.51
Decoder5.806.066.596.938.0928.1028.7429.9330.8133.00
", + "image_path": "35f32d49b2d243f6bd97f9da236299f29cea64c1df20811e21fd8aca5d189321.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 232, + 279, + 387 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 232, + 279, + 387 + ], + "spans": [ + { + "bbox": [ + 130, + 232, + 279, + 387 + ], + "type": "text", + "content": "with Encoder for vision language fusion. Table 5 demonstrates that Decoder outperforms Encoder, highlighting Decoder's ability to facilitate vision language alignment. Additionally, Table 6 indicates that Decoder exhibits faster speed compared to Encoder, particularly when handling longer language expressions. It should be noted that Decoder incorporates an additional multi-head cross-attention module. To ensure a fair" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 388, + 481, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 481, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 481, + 411 + ], + "type": "text", + "content": "comparison, we set the dimension of the feed-forward network to 1024 in Decoder and 2048 in Encoder, thereby aligning their parameter quantities." + } + ] + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 287, + 322, + 481, + 388 + ], + "blocks": [ + { + "bbox": [ + 286, + 244, + 482, + 320 + ], + "lines": [ + { + "bbox": [ + 286, + 244, + 482, + 320 + ], + "spans": [ + { + "bbox": [ + 286, + 244, + 482, + 320 + ], + "type": "text", + "content": "Table 7: Ablation study of eliminating tokens on RefCOCOg. In the static eliminating strategy, we remove 96 tokens from each layer. ASA denotes adaptive spatial attention, “↓” means lower is better, and “↑” refers to higher is better. The runtime of token elimination module is tested in one RTX 4090 and the batch size is 20." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 287, + 322, + 481, + 388 + ], + "lines": [ + { + "bbox": [ + 287, + 322, + 481, + 388 + ], + "spans": [ + { + "bbox": [ + 287, + 322, + 481, + 388 + ], + "type": "table", + "html": "
Elimination StrategyASARuntime (ms) ↓RESREC
val ↑test ↑val ↑test ↑
NoX27.8568.1668.6079.2779.26
StaticX24.7266.3866.9478.3379.18
Static✓24.8867.7568.2178.7279.20
DynamicX24.6868.8968.9579.2779.34
Dynamic✓24.8369.1570.0179.6080.24
", + "image_path": "439949010ba603a0970bc1f642b05276514ba40aba219f563fe77bd3ed6bb6c1.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 147, + 413, + 272, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 413, + 272, + 544 + ], + "spans": [ + { + "bbox": [ + 147, + 413, + 272, + 544 + ], + "type": "text", + "content": "Token Elimination. To elucidate the advantages of our token elimination strategy, we compare it with the results obtained without elimination as well as the results achieved using a static elimination strategy [9]. As depicted in Table 7, employing the static token elimination strategy leads to a decline in performance when compared with the token elimination strategy." + } + ] + } + ], + "index": 8 + }, + { + "type": "table", + "bbox": [ + 280, + 502, + 484, + 540 + ], + "blocks": [ + { + "bbox": [ + 279, + 425, + 482, + 501 + ], + "lines": [ + { + "bbox": [ + 279, + 425, + 482, + 501 + ], + "spans": [ + { + "bbox": [ + 279, + 425, + 482, + 501 + ], + "type": "text", + "content": "Table 8: Ablation study of mask head on Ref-COCOg. The FPN-like is the mask head based on convolution layers within the FPN framework, which has prevailed in recent VG works [10, 22, 37, 43]. \"↓\" means lower is better and \"↑\" refers to higher is better. The runtime of mask head is tested in one RTX 4090 and batch size is 20." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 280, + 502, + 484, + 540 + ], + "lines": [ + { + "bbox": [ + 280, + 502, + 484, + 540 + ], + "spans": [ + { + "bbox": [ + 280, + 502, + 484, + 540 + ], + "type": "table", + "html": "
MaskParameterRuntimeRESREC
HeadNumber ↓(ms) ↓val ↑test ↑val ↑test ↑
FPN-like8.11M23.5668.6469.1277.6878.26
Ours0.79M0.8769.1570.0179.6080.24
", + "image_path": "2b3f3aeae4cbf6409064eee5fdc844a1caaad0f9f7355ca12918daf7a624a82e.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_body" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 544, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 616 + ], + "type": "text", + "content": "pared to the absence of an elimination strategy. Conversely, the dynamic token elimination strategy not only reduces computational costs but also exhibits performance improvements. Furthermore, the adoption of adaptive spatial attention demonstrates enhancement in performance, thereby mitigating the issue of erroneously eliminating certain visual tokens associated with target objects, as illustrated in Fig. 5." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 665 + ], + "type": "text", + "content": "Efficient Mask Head. In comparison to the FPN-like mask head [19], as reported in Table 8, our mask head has fewer parameters and faster speed. Moreover, our mask head not only demonstrates improvements in the RES task but also exhibits enhancements in the REC task. We believe this is because our" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 482, + 254 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 482, + 254 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 482, + 254 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 482, + 254 + ], + "type": "image", + "image_path": "b13fff9518109967f1ed283eea09651ef847ff5c20ceeddbc1d8dc2d6022b76f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 261, + 480, + 274 + ], + "lines": [ + { + "bbox": [ + 132, + 261, + 480, + 274 + ], + "spans": [ + { + "bbox": [ + 132, + 261, + 480, + 274 + ], + "type": "text", + "content": "Fig. 7: Visualization of our eliminating process, our predicted results, and LAVT's [43]." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 294, + 482, + 354 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 294, + 482, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 294, + 482, + 354 + ], + "type": "text", + "content": "light mask head offloads the spatial prediction workload from the task head add-ons to Decoder which is consistent with the light MLP-based detection head. Consequently, Decoder benefits from improved vision-language fusion, as the location and pixel information are now embedded within the Decoder token feature channels." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 369, + 257, + 382 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 369, + 257, + 382 + ], + "spans": [ + { + "bbox": [ + 132, + 369, + 257, + 382 + ], + "type": "text", + "content": "4.4 Qualitative Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 387, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 483 + ], + "type": "text", + "content": "We present qualitative results achieved using our proposed method and compare them with the results obtained from LAVT, as shown in Fig. 7. These results demonstrate the effectiveness of our approach in managing complex scenes with similar and potentially distracting objects. In such situations, LAVT tends to make incorrect predictions because of these distracting objects. However, our method removes these distracting objects in various Decoder layers, allowing for accurate predictions of the target object. More visualization examples can be found in the Appendix." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 498, + 220, + 511 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 498, + 220, + 511 + ], + "spans": [ + { + "bbox": [ + 132, + 498, + 220, + 511 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "In this paper, we present a novel approach to visual grounding that achieves superior performance while requiring less computational resources. By incorporating visual and linguistic features through cross-attention in the Transformer Decoder, our method effectively handles longer language expressions without significantly increasing the computational cost. To further enhance efficiency, we introduce a parameter-free strategy to remove unnecessary visual tokens during cross-modal fusion. This strategy not only reduces computations but also improves overall performance by eliminating irrelevant objects. After obtaining sparse visual tokens, we propose an efficient mask head that directly generates masks without the need for padding. Extensive experiments conducted on benchmark datasets validate that our method surpasses state-of-the-art techniques in both referring expression comprehension and segmentation tasks." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 212, + 100 + ], + "type": "text", + "content": "Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 234, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 234, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 234, + 129 + ], + "type": "text", + "content": "Acknowledgment" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 141, + 482, + 190 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 141, + 482, + 190 + ], + "spans": [ + { + "bbox": [ + 130, + 141, + 482, + 190 + ], + "type": "text", + "content": "This work was partially supported by the National Natural Science Foundation of China under Grant 62372341. Long Chen was supported by HKUST Special Support for Young Faculty (F0927) and HKUST Sports Science and Technology Research Grant (SSTRG24EG04)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 209, + 198, + 220 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 209, + 198, + 220 + ], + "spans": [ + { + "bbox": [ + 132, + 209, + 198, + 220 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 234, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 23, + "blocks": [ + { + "bbox": [ + 138, + 234, + 480, + 255 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 234, + 480, + 255 + ], + "spans": [ + { + "bbox": [ + 138, + 234, + 480, + 255 + ], + "type": "text", + "content": "1. Bolya, D., Fu, C.Y., Dai, X., Zhang, P., Feichtenhofer, C., Hoffman, J.: Token merging: Your vit but faster. 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In: ECCV (2022)" + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 419, + 91, + 447, + 100 + ], + "type": "text", + "content": "EEVG" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation/ca816d88-099f-435a-b8ab-970573eb3c5c_content_list.json b/2024/An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation/ca816d88-099f-435a-b8ab-970573eb3c5c_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..c88baea63e38acddefb09a5cf8d39a8f335fa8ad --- /dev/null +++ b/2024/An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation/ca816d88-099f-435a-b8ab-970573eb3c5c_content_list.json @@ -0,0 +1,1729 @@ +[ + { + "type": "text", + "text": "An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation", + "text_level": 1, + "bbox": [ + 222, + 141, + 781, + 209 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Zhiyu Tan $^{1}$ , Mengping Yang $^{2}$ , Luozheng Qin $^{3}$ , Hao Yang $^{2}$ , Ye Qian $^{2}$ , Qiang Zhou $^{2}$ , Cheng Zhang $^{4}$ , and Hao Li $^{\\star 1}$", + "bbox": [ + 287, + 234, + 712, + 265 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Fudan University $^{2}$ INF Tech $^{3}$ Soochow University $^{4}$ Carnegie Mellon University", + "bbox": [ + 238, + 276, + 761, + 290 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "8822tzy@gmail.com, {yangmengping, yanghao, qianye.0514, zhouqiang}@inftech.ai, 20225227060@stu.suda.edu.cn, czhang0528@gmail.com, lihao lh@fudan.edu.cn", + "bbox": [ + 261, + 295, + 738, + 316 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. One critical prerequisite for faithful text-to-image generation is the accurate understanding of text inputs. Existing methods leverage the text encoder of the CLIP model to represent input prompts. However, the pre-trained CLIP model can merely encode English with a maximum token length of 77. Moreover, the model capacity of the text encoder from CLIP is relatively limited compared to Large Language Models (LLMs), which offer multilingual input, accommodate longer context, and achieve superior text representation. In this paper, we investigate LLMs as the text encoder to improve the language understanding in text-to-image generation. Unfortunately, training text-to-image generative model with LLMs from scratch demands significant computational resources and data. To this end, we introduce a three-stage training pipeline, OmniDiffusion, that effectively and efficiently integrates the existing text-to-image model with LLMs. Specifically, we propose a lightweight adapter that enables fast training of the text-to-image model using the textual representations from LLMs. Extensive experiments demonstrate that our model supports not only multilingual but also longer input context with superior image generation quality. Project page: https://llm-conditioned-diffusion.github.io", + "bbox": [ + 261, + 329, + 743, + 593 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 618, + 375, + 633 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The recent advancement of proficient text-to-image generative models, such as DALL-E series [4,34,35], Imagen [39], and Stable Diffusion [36], have sparked a revolution in creating various images conditioned on texts. Their technical breakthroughs not only push the boundaries of image synthesis but also significantly facilitate a spectrum of downstream applications, ranging from image editing and manipulation [19,43,57], personalized generation [3,13,37], and video generation [5]. In the context of text-to-image generation, a well-known fact is that the synthesis quality is greatly determined by the text features extracted from input prompts. The root reason is that the generated images are bounded by the text representation capabilities of the text encoders. Most existing text-to-image models [31,34,36] utilize CLIP [20,32] to encode the input prompts. Although", + "bbox": [ + 212, + 648, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding Author.", + "bbox": [ + 217, + 824, + 388, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/d40ab8e357af0433562b547f11169de10705198254f5fd314399df7010fcb8b3.jpg", + "image_caption": [ + "A older man sitting at a laptop with a fireplace behind him" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 323, + 224 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/46641725fb61cd5d9a23b39a9bc3d442ab7d6d05219bb68a587d08a4f72b8009.jpg", + "image_caption": [ + "French: Chambre propre et bien range avec des meubles à thème" + ], + "image_footnote": [], + "bbox": [ + 323, + 143, + 429, + 224 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/726c9ffdc9a9a5e74ed22d54089a9e36f4a9bf163d32b12940ae463c6332e9ca.jpg", + "image_caption": [ + "Spanish: Sauberes and ordentliches Schlafimmer mit freiwill Mubelet" + ], + "image_footnote": [], + "bbox": [ + 431, + 143, + 537, + 224 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/842d4079b7c13e7eb390d119d765a61372461a348675fa3467b4165ca73f658b.jpg", + "image_caption": [ + "Horse number 8 is racing" + ], + "image_footnote": [], + "bbox": [ + 217, + 241, + 323, + 325 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/0bfd8f4330be6bb141759d239df38156abecf2a8b17680161774eb8d4437602b.jpg", + "image_caption": [ + "Japanese:薄手のシソを着た女性の肖像画" + ], + "image_footnote": [], + "bbox": [ + 323, + 241, + 429, + 325 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/b555dcc2a6e3446bdb8638ecf73773883e9b539bda60a11f15d99ae21d471854.jpg", + "image_caption": [ + "Korean: 女娲之神志章日命云星的三世长沙" + ], + "image_footnote": [], + "bbox": [ + 431, + 241, + 537, + 325 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/2b6c0aec2b96bf5623f929d90be9cb0d7e55b4b6345dc1a0d150dee93768c79b.jpg", + "image_caption": [ + "A man and child next to a horse", + "Fig. 1: Our proposed model could not only produce images with high visual quality given English input prompts (left), but also enables multilingual understanding capability for various language driven text-to-image generation (middle), as well as grasps much longer contextual information for generation (right)." + ], + "image_footnote": [], + "bbox": [ + 217, + 340, + 323, + 422 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/eca26a255c925a680687191319ea57c72d47195e2ff79b470fb178daaa2a2b56.jpg", + "image_caption": [ + "Chinese:两只狗在海滩上跑", + "Russian: Modras devoika B cothyaayrhytbe oikax yztatet no zopody" + ], + "image_footnote": [], + "bbox": [ + 323, + 340, + 429, + 422 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/ea0e302634ab0c59ec16ad671d276662d5c91654f927f24bf203fe26da41a6fc.jpg", + "image_caption": [ + "Translated to English: A woman is wearing a sleeveless dress with a floral pattern, mainly in white and gold tones, giving the impression of light, elegant clothing as she stands in a park-like setting with trees and flowers. She appears to be a beautiful young lady, possibly a princess, as she is depicted like a figure in a painting and her overall image is very elegant. The image is set in a serene environment, with the woman's image being the main focus of the image, and the background is serene and picturesque, a calm lake with clear skies, cherry blossom trees in full bloom, and a building behind her that looks very much like a castle. The entire image emphasizes the elegance and purity of the woman's clothing, displaying an elegant beauty." + ], + "image_footnote": [], + "bbox": [ + 431, + 340, + 537, + 422 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/ba41551b3205572579df321576f33896c441ae7fee436b087829fb56960ebbc8.jpg", + "image_caption": [ + "Original user prompt: 一位女子穿着一件无袖连衣裙,上面有花朵图案,主要是白色和金色色调,给人一种轻盈、优雅衣物的印象,她站在一个带有树木和鲜花的公园般的环境中。她看起来是一位美丽年轻的女士,可能是位公主,因为她像一幅画中的人物一样被描绘,她整体形象非常优雅。画面设定在一个宁静的环境中,女子的形象是画面的主要焦点,背景宁静而如画,是一个平静的湖面,天空清澈,樱花树爱开,背后还是一座建筑,看起来非常像是城堡。整张图像强调了女子衣着的优雅和纯洁,显示一种高雅的美。" + ], + "image_footnote": [], + "bbox": [ + 539, + 143, + 785, + 314 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "CLIP nudges language understanding for text-to-image diffusion models, it has three essential drawbacks: 1) CLIP is tailored for English only, non-English native users have to translate their prompts before using image synthesis models, which may introduce extra inference latency and lose some contextual information of the prompts; 2) the max token length of CLIP is limited to 77, resulting information loss in longer text conditions; and 3) the model capacity of CLIP is relatively small, leading to underperforming text representation capabilities, ultimately limiting the performance of text-to-image generative models.", + "bbox": [ + 212, + 532, + 787, + 654 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In contrast, Large Language Models (LLMs) [1,2,6,30] have shown unprecedented progress and gained extensive attentions in both academic and industry communities recently. Attributed to ample training data, large-scale computation resources, LLMs herald a qualitative leap in text representation and language understanding abilities, which are remarkably better than those from CLIP models. Moreover, since LLMs are trained on multilingual corpora with a longer preserved context length, it also support multilingual inputs and longer context accommodation. These advantages indicate that incorporating LLMs into text-to-image diffusion models could effectively address the limitations of CLIP models and significantly bootstrap the synthesis quality.", + "bbox": [ + 212, + 656, + 787, + 808 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, employing LLMs as the text encoders of diffusion models is challenging. Unlike CLIP models that are trained to align features of image-text", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "pairs, LLMs are developed solely from textual corpora, yielding text features that lack the awareness of visual information. Therefore, directly employing LLMs as the text encoders of diffusion models might be inappropriate due to the information gap between textual and visual signals. Additionally, training text-to-image generative model with LLMs from scratch is resource-consuming, requiring massive computational and data resources [4, 7, 39]. For instance, DALL-E 3 [4] is trained on 1.2B images with a batchsize of 2048 for 500,000 iterations in total — a commitment of resources that many researchers and institutions cannot afford.", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To address these issues, we propose a three-stage training pipeline, Omni-Diffusion, that efficiently integrating LLMs into existing diffusion models. The main idea of our method is a lightweight but effective adapter module to align the text features of LLMs with that of the visual-aware CLIP. In this way, LLMs could capture the visual clues contained in the input prompts, thereby drive text-to-image diffusion models to produce appropriate images. Specifically, we decompose the training procedure into three distinct stages. First, we adapt the features of LLMs into diffusion training process by aligning them with those from CLIP models, only adapter is optimized in this stage. Then, we improve the synthesis quality through end-to-end text-image training. After that, the aesthetic appeal of the generated images is enhanced by further finetuning on a carefully-curated dataset. By doing so, the textual representation capabilities of LLMs can be fully activated and the model performance is well improved in terms of text alignment, synthesis quality and image aesthetics. Notably, our model is trained with a fraction of the resources required by most text-to-image diffusion models while achieving superior synthesis quality and supporting multilingual input.", + "bbox": [ + 212, + 276, + 787, + 532 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In order to verify the effectiveness of our proposed model, we conduct extensive empirical investigation on both English and Chinese prompts datasets, it turns out our model achieves favourable zero-shot FID/CLIP scores under various settings. Besides, user studies demonstrate that our model could produce images that are preferred by human. In summary, our main contributions are:", + "bbox": [ + 212, + 542, + 789, + 617 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose an effective approach for incorporating LLMs into text-to-image diffusion models, improving the awareness of LLMs towards the CLIP visual and textual space, thus facilitating more expressive language understanding.", + "- We devise an efficient three-stage training pipeline, OmniDiffusion, that accomplishes fast adaptation of LLM textual features with a small amount of resources, serving as an strong baseline of integrating LLMs into diffusion models and paving the way of this important topic.", + "- Extensive experiments demonstrate that OmniDiffusion not only supports multilingual input conditions (i.e., Chinese, Japanese, Korean, etc.) but also surpasses existing text-to-image diffusion models in terms of synthesis quality, text alignment and image aesthetics." + ], + "bbox": [ + 220, + 648, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "LLM-powered Text-to-Image Generation", + "bbox": [ + 459, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 143, + 387, + 160 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Text-to-image Diffusion Models. With the tremendous development of diffusion models [16, 28, 42], text-to-image generation [4, 31, 34, 36] have prompted appealing applications including image editing/manipulation [19, 43, 57], image translation/super-resolution [38, 48], personalized generation [13, 13, 37], etc. For instance, given a text condition, DALLE-2 [34] employed the joint embedding space of CLIP [32] to learn a CLIP image embedding, based on which a decoder was trained to generate corresponding images. GLIDE [27] identified that leveraging classifier guidance [10, 17] for text-to-image generation brings better synthesis quality. Imagen [39] achieved better language understanding by leveraging a large transformer (i.e., T5 [33]) language models to encode text conditions. Based on the text embedding power of CLIP [32], Latent Diffusion Model (LDM) [36], also known as Stable Diffusion (SD) [44], significantly improved the training efficiency of diffusion models by projecting samples into a pre-defined low-dimension latent space. Further, DALL-E-3 [4] and SD-XL [31] respectively improved text-to-image generation with better text captions, larger model capacity and novel conditioning schemes. Notably, SD-XL opted both OpenCLIP [20] and CLIP to obtain more powerful text understanding ability. Despite all these breakthroughs, most existing diffusion models are monolingual, i.e., can only understanding one specific language, thus hindering their further applications. Moreover, the use of CLIP text encoder leads to very short contextual prompts understanding and underperforming expressive ability due to its maximum token length is only 77 and the model size of CLIP is relatively small.", + "bbox": [ + 212, + 185, + 787, + 518 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Multilingual Text-to-image Generation. One straightforward way to produce multilingual images is to use machine translation tools to transform one language into another. For instance, when using ERNIE-ViLG [55] for text-to-image generation, one has to translate given prompts into Chinese before generation. This solution, however, is often time-consuming and leads to unsatisfactory results due to the expression, grammar, and cultural differences. To address this, several attempts have been made to enable multilingual diffusion models. The CogView series [11, 12] extracted a bilingual vocabulary of Chinese and English tokens to support both of them for text-to-image generation. Japanese SD [41] and Taiyi Diffusion [47] respectively extended the English-only SD by incorporating corresponding language knowledge to facilitate Chinese and Japanese text conditioned synthesis. Taiyi-Diffusion-XL [50] further improved the synthesis quality by integrating the capability of CLIP and SD-XL with bilingual continuous pre-training. In order to enable more various languages, AltDiffusion [53] first learned a multilingual text encoder and then re-train an initialized English-only diffusion model for concept alignment and quality improvement.", + "bbox": [ + 212, + 521, + 787, + 763 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "However, existing alternatives still have several limitations: First, training bilingual/multilingual text encoders from scratch usually requires massive training data and cost. Second, their language understanding abilities are still limited due to the misalignment between different languages and small text encoder model size. Third, there is often a trade-off between language understanding", + "bbox": [ + 212, + 765, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "and image quality because more attention is paid to textual alignment and the more the text-to-image diffusion model is ignored. To address these issues, this paper proposes to leverage the text features of LLMs to provide promising language understanding ability and employ a resource-efficient three-stage training to ameliorate the synthesis quality, enabling a multilingual diffusion model without compromising the fidelity and diversity of generated images.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "LLMs for Downstream Tasks. The recent advancement of LLMs [2, 6, 30] directly brings the blooming of visual content creation, multi-modal understanding, and various natural language processing tasks. For instance, the emergence of GPT family, namely GPT-3 [6], ChatGPT [29], GPT-4 [2], enabling convenient experiences for users to process tasks that were thought exclusive and burdensome before the era of LLMs. Motivated by their great success, researchers seek to tailor the power of LLMs for various downstream tasks, such as interpreting visual signals including images [49], videos [21], etc. For example, LLaVA [25,26] and MiniGPT-4 [58] utilized visual instruction learning to ameliorate the visual instruction following ability of LLMs. Video-LLaMA [56], ChatVideo [21] harnessed LLMs for video understanding tasks. These attempts either design novel projectors to unify the representation spaces between different modalities or align the embedding space of pre-trained feature extractors, one typical example is LLaVA that joint a vision encoder (i.e., CLIP [32]) and an LLM (i.e., Vicuna [8]) for multi-modal understanding. However, in the context of text-to-image generation, the potential of LLMs remain less-explored. Therefore, we present an effective practice of empowering text-to-image diffusion models with LLM-driven textual representation. By aligning the text embedding space of LLMs and the visual/textual embedding space of CLIP via a lightweight adapter, we propose a multilingual text-to-image diffusion model that enables longer contextual understanding and high-quality generation.", + "bbox": [ + 212, + 239, + 789, + 559 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 575, + 330, + 593 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In order to fully explore the potential of LLMs for text-to-image generation, we propose a novel three-stage training pipeline. First, a lightweight transformer-based adapter module is designed to align the text representations of LLMs with those of CLIP models, efficiently adapting the exceptional language understanding capabilities of LLMs for text-to-image generation. Then, an end-to-end training scheme is conducted to further optimize the adapter and the pretrained UNet, improving the synthesis quality. Finally, we perform a high-aesthetic finetuning on a small set of carefully curated high-quality images, improving the visual aesthetics of generated images. In the following, we first present necessary preliminaries in Sec. 3.1, followed by our overall framework in Sec. 3.2 and detailed description of our three-stage training pipeline in Sec. 3.3.", + "bbox": [ + 212, + 604, + 787, + 772 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 787, + 372, + 803 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Diffusion Models are trained to capture the distribution of training images through a sequential Markov chains of adding random noise into clean images", + "bbox": [ + 215, + 809, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "LLM-powered Text-to-Image Generation", + "bbox": [ + 459, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "and denoising pure noise to clean images. Formally, the forward process is accomplished by adding random Gaussian noise $(\\epsilon \\sim \\mathcal{N}(0,\\mathbf{I}))$ into clean images from training sets $(x_0\\sim p_{data})$ :", + "bbox": [ + 212, + 146, + 787, + 194 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nx _ {t} = \\sqrt {\\gamma (t)} x _ {0} + \\sqrt {1 - \\gamma (t)} \\epsilon , \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 400, + 204, + 785, + 223 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $t \\in [0,1]$ and $\\gamma(t)$ is defined as a noise scheduler that monotonically descends from 1 to 0. On the contrary, the reverse process aims to denoise Gaussian noises back to clean images by iteratively predicting the added noises at each reverse step:", + "bbox": [ + 212, + 233, + 784, + 292 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nL (\\theta) = \\mathbb {E} _ {\\epsilon \\sim \\mathcal {N} (0, \\mathbf {I}), t} \\left[ \\| \\epsilon - \\epsilon_ {\\theta} (\\mathbf {x} _ {t}; t, c) \\| ^ {2} \\right], \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 364, + 292, + 785, + 318 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\epsilon_{\\theta}$ denotes the denoising model parameterized by a neural network, and $c$ is the input conditions (e.g., class condition or text condition).", + "bbox": [ + 212, + 321, + 785, + 354 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Text Condition Injection in Diffusion Models. The most common way to inject text conditions into diffusion models is interacting text representations and with image features via cross-attention mechanism [31,36]. Concretely, image features are utilized as the query (Q), and textual features are deployed as both the key (K) and the value (V) within the cross-attention layer. The cross-attention layer computes a weighted sum of input sequences, where the weights are determined by the attention scores between Q and K: Attention(Q,K,V) = softmax $(QK^T / \\sqrt{d_k})$ V. When using CLIP text encoder to inject textual conditions, the input text initially undergoes tokenization, yielding a sequence of N tokens. Note that if N exceeds a specified threshold T (77 for CLIP), the sequence will be truncated to T, and if N < T, the sequence will be padded to T. After that, the processed sequence is input into CLIP to extracts text feature, $h_{\\mathrm{clip}} \\in \\mathbb{R}^{T \\times d}$ , where $d$ signifies the dimensionality. $h_{\\mathrm{clip}}$ is then used to interact with visual features via cross-attention mechanism, determining the content of generated images with respect to the text conditions. It has been proved that the capacity of conditioned text feature plays a pivotal role in determining the quality of synthesized images [4,7,39]. Considering that LLMs [46,51] are trained on trillions of tokens with substantial model capacity for powerful language understanding, suggesting great potentials for text-to-image generation tasks.", + "bbox": [ + 212, + 356, + 787, + 645 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Framework", + "text_level": 1, + "bbox": [ + 215, + 666, + 356, + 681 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Given the fact that the text features of LLMs are intrinsically ill-suited for text-to-image generation tasks, and directly training LLM-equipped diffusion models from scratch requires considerable resources, we derive an effective and efficient framework to adapt the textual representations of LLMs to diffusion models. Fig. 2 presents the overall framework. To be specific, we suffix an adapter module to the end of the LLM, achieving the alignment of text features between LLM and CLIP. The adapter is a 4-layer encoder-decoder transformer with a learnable query sequence $q$ , which is defined as:", + "bbox": [ + 212, + 691, + 787, + 813 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nh _ {\\mathrm {a d a p t e r}} := \\theta_ {\\mathrm {e n c - d e c}} \\left(\\theta_ {\\mathrm {M L P}} \\left(h _ {\\mathrm {L L M}}\\right), q\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 375, + 825, + 785, + 842 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 356, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/562e56eec48a3802b8028f8c3962af346dd74c2da7a9ce247ca56a5e9be4d396.jpg", + "image_caption": [ + "Fig. 2: Overall framework of our proposed method. The lightweight adapter efficiently connects LLMs and diffusion models, enhancing diffusion models with more powerful language understanding ability." + ], + "image_footnote": [], + "bbox": [ + 290, + 143, + 715, + 343 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $h_{\\mathrm{LLM}} \\in \\mathbb{R}^{L \\times d_{\\mathrm{LLM}}}$ and $h_{\\mathrm{adapter}} \\in \\mathbb{R}^{Q \\times d_q}$ , respectively denotes the output features of the LLM and the adapter. $q$ is a hyper-parameter represents the number of learnable queries, which set as 227 in implementation.", + "bbox": [ + 212, + 415, + 782, + 460 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The output text features of the adapter-sUFFIXed LLM $h_{\\mathrm{adapter}}$ serve as the text conditions of the diffusion training process, guiding the model to produce images that are consistent with input prompts. In practice, we first project initial images into a low-dimensional latent space as $z_0$ with a pre-trained VAE [31], and obtain noisy latent features $z_t$ by adding noise $\\epsilon$ to $z_0$ . Similar to the Latent Diffusion Model (LDM) [36], we optimize our model by predicting the added noise conditioned on $h_{\\mathrm{adapter}}$ at given timesteps $t$ :", + "bbox": [ + 212, + 462, + 787, + 568 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\mathrm {L D M}} (\\theta) = \\mathbb {E} _ {\\epsilon \\sim \\mathcal {N} (0, \\mathbf {I}), t} \\left[ \\| \\epsilon - \\epsilon_ {\\theta} (\\mathbf {z} _ {t}, t, h _ {\\mathrm {a d a p t e r}}) \\| ^ {2} \\right], \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 577, + 785, + 603 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\epsilon$ denotes the added noise and $\\theta$ represents the model parameters.", + "bbox": [ + 214, + 609, + 736, + 626 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Model Training Strategy", + "text_level": 1, + "bbox": [ + 214, + 646, + 465, + 662 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "OmniDiffusion is trained with three stages, namely multilingual textual alignment, end-to-end text-image training, and high-aesthetic finetuning. The overall pipeline is presented in Fig. 3. We describe details as follows.", + "bbox": [ + 212, + 669, + 784, + 715 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Stage 1: Multilingual Textual Alignment. In order to introduce the text features of LLMs into the diffusion training process, we train the adapter to align the text feature of LLM with that of CLIP by merely optimizing the adapter through the proposed alignment loss. During training, we use two types of text corpora, English-only and Chinese-English paired text. For both of these datasets, the CLIP model is exclusively provided with English text, obtaining the features to be aligned, $h_{\\mathrm{clip}}$ . Meanwhile, the adapter-suffixed LLM is respectively fed with English and Chinese text for English-only and Chinese-English", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "LLM-powered Text-to-Image Generation", + "bbox": [ + 459, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/d834a03c5e466115010510170ab1e6a0edcc5eda8988fda9b9943178d57dd379.jpg", + "image_caption": [ + "Fig. 3: Three-stage training pipeline. Multilingual textual alignment enables LLM to connect visual and textual information in the CLIP embedding space. End-to-end text-image training explores the potential of LLM-derived textual features and improves generation quality. High-aesthetic finetuning further ameliorates the visual aesthetic." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 784, + 303 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "corpora, yielding the adaption-needed LLM-derived features, $h_{\\mathrm{adapter}}$ . Then, we align these features by optimizing the adapter module through an alignment loss, which is defined as:", + "bbox": [ + 212, + 398, + 787, + 445 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nL \\left(\\theta_ {\\text {a d a p t e r}}\\right) = 1 - \\left\\langle h _ {\\text {c l i p}}, h _ {\\text {a d a p t e r}} \\right\\rangle , \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 379, + 455, + 785, + 473 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\langle \\cdot, \\cdot \\rangle$ is the cosine similarity. By minimizing the alignment loss, we can efficiently achieve multilingual textual alignment between LLM-derived features and CLIP image-text joint embedding space. Moreover, we observe that the magnitudes of the token-level features extracted from CLIP and LLM differ significantly, which impairs the alignment performance(detailed experiment is provided in Sec. 4.3). To address, we further incorporate a constraint on the token-level feature magnitudes of LLM and CLIP into the alignment loss:", + "bbox": [ + 212, + 484, + 787, + 590 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nL \\left(\\theta_ {\\text {a d a p t e r}}\\right) = \\lambda * \\left(| h _ {\\text {c l i p}} | - | h _ {\\text {a d a p t e r}} |\\right) ^ {2} - \\left\\langle h _ {\\text {c l i p}}, h _ {\\text {a d a p t e r}} \\right\\rangle , \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 300, + 599, + 785, + 619 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where the first term constrains the magnitude of these two features should be aligned, and the second term ensures the features from the adapter-sUFFIXed LLM align with the feature space of the CLIP model, $\\lambda$ is the hyper-parameter that balances them.", + "bbox": [ + 212, + 628, + 787, + 686 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Recall that the maximum token length of CLIP models is only 77, resulting information loss on text that is longer than 77. Therefore, directly aligning the adapter-suffixed LLM with the CLIP may bias the LLM-derived text features to short prompt text-to-image generation and hinders alignment performance. To mitigate this limitation, we adopt a segmented encoding approach. It first segments the input prompt into chunks of 77 tokens for separate CLIP encoding, the CLIP features of each chunk are then concatenated to obtain the complete feature. Such that, the information beyond 77 tokens are well-preserved without modifying the CLIP model, allowing multilingual textual alignment on longer text data.", + "bbox": [ + 212, + 688, + 789, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Stage 2: End-to-end Text-image Training. Although stage 1 successfully aligns the textual feature space of the LLM to the CLIP embedding space, it does not fully explore the superior expressive capabilities of the LLM-derived text features, and the synthesis quality activated by LLMs could be further improved. Therefore, to enhance image synthesis quality and fully exploit LLM features, this stage involves end-to-end text-image training on a curated internal dataset of 43M text-image pairs. During this stage, the parameters of LLM remain frozen, while the parameters of the adapter module and the UNet from the diffusion model are optimized by minimizing the diffusion loss, Eq. (2). Accordingly, the adapter is trained to further connect the textual representation space of LLMs and the text-to-image diffusion model, and the UNet is optimized to align the text conditions with the corresponding images, thus producing faithful and text-aligned images.", + "bbox": [ + 212, + 145, + 787, + 343 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Stage 3: High-aesthetic Fine-tuning. Stage 2 ensures the alignment of image-text embeddings of LLMs and diffusion process, but the overall image quality is relatively random and unstable. In order to guide the model to exclusively produce images with highly visual aesthetics, we further finetune the diffusion model with a set of carefully curated high-quality images, which has shown appealing quality gains in the community [7, 9]. Specifically, we filter 40K exceptionally high-quality images from a large amount of filtered images, where the filtering process includes text and optical character recognition, aesthetic score filter, image-text alignment, position, and object detection, as well as human visual judgment. Further, we employ a large multimodal model [26] to caption these images for highly descriptive text conditions with specific styles. In stage 3, the model is slightly optimized for nearly 5,000 steps with a batchsize of 64.", + "bbox": [ + 212, + 345, + 787, + 542 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 560, + 375, + 578 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We conduct qualitative and quantitative experiments to validate our method. We first introduce experimental setups in Sec. 4.1. We then compare the proposed OmniDiffusion with state-to-the-art models in Sec. 4.2. Finally, we show ablative studies and analyses in Sec. 4.3.", + "bbox": [ + 212, + 590, + 785, + 654 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 674, + 428, + 691 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. Our three-stage training pipeline is respectively trained on pure text data (stage 1), text-image data (stage 2), and high-quality text-image data (stage 3). Regarding the text data, we use the text captions of LAION-5B [40] and collected real-world user prompts. For the paired text-image data for stage 2, we similarly employ the LAION-5B dataset and build an self-collected text-image dataset from internet, yielding a total of 43M samples. Notably, to fully exploit LLM-powered language understanding ability as done in [4, 7], we re-caption these images with a self-trained multi-modal LLMs, providing more descriptive text conditions for training. Finally, a carefully-crafted high-quality dataset is", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "LLM-powered Text-to-Image Generation", + "bbox": [ + 459, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/44b9b6818c8b69a70e71077a99fd357dee559d0b5d147ade91d94c237ddf11ef.jpg", + "image_caption": [ + "Fig. 4: Qualitative results of OmniDiffusion and competing methods. For models that do not support multilingual text conditions, we translate the given prompts into corresponding language to generate images. OmniDiffusion could produce images with accurate text-image alignment and higher visual quality." + ], + "image_footnote": [], + "bbox": [ + 217, + 178, + 785, + 748 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/fb2d72b54669900606ce6c82f1808ed47a955dfc29ee3f7951221a0eb6eae7af.jpg", + "table_caption": [ + "Table 1: Quantitative comparisons between our proposed method and existing baselines. OmniDiffusion achieves the best or second-best results in FID and CLIP-Score, while outperforms compared methods significantly in aesthetics score (Aes)." + ], + "table_footnote": [], + "table_body": "
ModelCOCO-enCOCO-cnFlickr-30k-enFlickr-8k-cn
FIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAes
Taiyi-Diffusion18.590.23055.0072.580.33894.9880.660.22004.9978.000.34124.98
Alt-Diffusion33.200.24275.4989.410.33825.4783.730.25225.4788.380.34765.48
Ours22.380.24636.8074.650.34186.6278.160.25047.0383.530.33266.86
", + "bbox": [ + 220, + 191, + 782, + 275 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "consist of both real-world images from internet and public-available image synthesis benchmarks [45], obtaining a total of 40K images with a average aesthetic score of 7.51.", + "bbox": [ + 212, + 306, + 782, + 354 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Evaluation Metrics. Following existing philosophy of evaluating text-to-image generative models, we include three commonly-used automatic metrics, CLIP-score [14], FID [15] and aesthetics score [40] to evaluate the generated images in terms of text alignment, synthesis quality and aesthetic appeal. Considering that OmniDiffusion features multilingual text conditions, we gather both English and Chinese prompts for a thorough investigation. Specifically, for English-driven text-to-image generation, we use COCO [24], Flickr-30K [54], and Flickr-8K [18], and use COCO-cn [23], Flickr-8K-cn [22] for Chinese driven text-to-image generation. Note that we only utilize the text captions for producing images in inference, and Chinese-CLIP [52] is used for calculating CLIP-Score of Chinese benchmarks. The original texts are used for computing CLIP-Score, and the original images are used as reference distribution for zero-shot FID evaluation.", + "bbox": [ + 212, + 358, + 784, + 539 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To better investigate the image visual quality of OmniDiffusion, we further conduct an user study to identify the human preference of different models. Presented pairs of images generated by different models, 10 individuals are asked to select more visually appealing images. To ensure the reliability of human evaluation, annotators are not aware of the image was produced by which model.", + "bbox": [ + 212, + 541, + 784, + 618 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison Baselines. Quantitatively, we compare OmniDiffusion with several existing multilingual text-to-image diffusion models, namely Alt-Diffusion [53], and Taiyi-Diffusion [47]. Moreover, for those baselines that do not support multilingual input conditions, i.e., SD-v1.5 [44] and SD-XL [31], we compare their qualitative results based on machine-translated text conditions, e.g., translating Flickr-8K-cn texts into English.", + "bbox": [ + 212, + 622, + 795, + 715 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Implementation Details. We use the open-source Baichuan2-7B [51] as the integrated LLM, and build our 4-layer encoder-decoder adapter based on the SD-XL. All of the other details remain unchanged. The features aligned in stage 1 are text features concatenated from OpenCLIP and BigCLIP, similar to that of SD-XL. In stage 2, the UNet parameters are loaded from that of SD-XL and trained on image-text data with a batchsize of 3072, and classifier-free guidance is used by randomly dropping $10\\%$ input conditions. The whole training process is performed on 128 NVIDIA A800 GPUs for approximately 2 days.", + "bbox": [ + 212, + 719, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "LLM-powered Text-to-Image Generation", + "bbox": [ + 459, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/566d4e85fed727a19b3e4d63cb14753a8a9c164dd283c2a9484741c85909eb0d.jpg", + "image_caption": [ + "Fig. 5: Human evaluation results. Our model is consistently voted as the model that produce images with better visual quality." + ], + "image_footnote": [], + "bbox": [ + 238, + 145, + 776, + 241 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.2 Main Results", + "text_level": 1, + "bbox": [ + 215, + 301, + 372, + 315 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Quantitative Results. Tab. 1 presents the comparison results between our proposed method and existing alternatives. Owing to the aligned powerful language understanding of LLMs, OmniDiffusion achieves the best or the second-best FID/CLIP-Score performances under all tested benchmarks while gaining a significant improvement in visual aesthetics. It indicates that our model is able to generate images with competitive synthesis quality, textual alignment and aesthetic appeal.", + "bbox": [ + 212, + 330, + 782, + 435 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative Results. Fig. 4 shows the visual outputs of our proposed method and comparison baselines, providing a clearer comparison on the synthesis quality. Clearly, the overall quality of images generated by OmniDiffusion is more visually appealing, and the prompts following and text-image alignment are significantly better than others. For instance, given \"A brown and white dog has is playing with a white ball on the grass\" as input, the image produced by our model is more realistic, the texture and visual details are more plausible. Moreover, in the last row, compared models miss generating other people in the back of the woman, and their output images look unnatural. This reflects that OmniDiffusion behaves better at following user prompts and synthesizing high-quality images.", + "bbox": [ + 212, + 440, + 784, + 604 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Human Evaluation. In order to investigate the human preference of OmniDiffusion, we conduct user studies to compare with prior approaches in a pair-by-pair manner. Each time, we present users two images generated by OmniDiffusion and compared baselines, and then ask users to choose the better one. Fig. 5 shows the results. It turns out that our model is consistently identified as the better model when compared to different alternatives, particularly Taiyi-Diffusion and Alt-Diffusion. Together with the above quantitative and qualitative results, the advance of our proposed method is well proved.", + "bbox": [ + 212, + 609, + 784, + 731 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablation Study and Further Analysis", + "text_level": 1, + "bbox": [ + 215, + 753, + 568, + 768 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ablating Different Training Stages. Here we remove different stages of our proposed three-stages training pipeline to testify the efficacy of each stage. Specifically, we remove different training stages and remain other details unchanged, the quantitative results is shown in Tab. 2. These results demonstrate", + "bbox": [ + 212, + 779, + 785, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/84dfd0d4774fe7db501e98239633539a9a4d61f8c249a1373d76dc85ea02b480.jpg", + "table_caption": [ + "Table 2: Ablative results of different training stages." + ], + "table_footnote": [], + "table_body": "
Training Stages stage 1 stage 2 stage 3COCO-en FIDCLIP-sAesCOCO-cn FIDCLIP-sAesGPU Days
✓22.730.24235.77115.720.21576.2018
✓15.500.24925.8772.970.33115.4953
✓✓16.920.26625.9571.580.35605.5053
✓✓44.110.21796.79104.210.27316.7818.2
✓✓✓22.380.24636.8074.650.34186.6253.2
", + "bbox": [ + 246, + 164, + 750, + 281 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/7e6cb6d88e200e75b8ba6837dd3be1684a65a65090417981e22d38951e98ab30.jpg", + "image_caption": [ + "English: Clean and tidy bedroom with white themed furniture" + ], + "image_footnote": [], + "bbox": [ + 217, + 300, + 354, + 404 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/1115173e84a70450ac2725daeb8fe382fd6fdeb07cdd41c6523665f99597d111.jpg", + "image_caption": [ + "Russian: Uchtaa u o npsthaan mthantb c denl tne Tnataeck noedbo" + ], + "image_footnote": [], + "bbox": [ + 359, + 300, + 498, + 405 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/466a005154d3dcdb2aefe6d8e0cadac13ec1635cb1f871cce1c45365639655ba.jpg", + "image_caption": [ + "Japanese: 白いデマの家具を備た清潔と整頓くださいますんだルーニム" + ], + "image_footnote": [], + "bbox": [ + 504, + 300, + 642, + 406 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/6c9a2bdfe2fa1543da2b5f743975605d5282df74c31d0b8c869262c0f001fe5c.jpg", + "image_caption": [ + "Korean: 퉩상 썸마('가구로만고고고고 썸만한 힘일" + ], + "image_footnote": [], + "bbox": [ + 648, + 300, + 785, + 406 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/d30c0fb3132b5981eb2abdee85a9d73f0cc9ce436465951956ffe057ae0df8ff.jpg", + "image_caption": [ + "French: Portrait d'une femme portant une anémie légaré" + ], + "image_footnote": [], + "bbox": [ + 217, + 424, + 354, + 529 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2280cd0f1b5f292489142fb57da2735d65eb87bc24cd2989507733e8f01a9768.jpg", + "image_caption": [ + "German: Fortzehner Frau in hellem hemd" + ], + "image_footnote": [], + "bbox": [ + 359, + 424, + 498, + 529 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/633bd576a60f57435ef0e3ae23f1d708863791f7c0ab354cf259e0b4fc9482ef.jpg", + "image_caption": [ + "Chinese:一个穿着浅色衬衣的女人肖像", + "Fig. 6: Multilingual outputs. OmniDiffusion is capable of understanding various languages and produce corresponding image content." + ], + "image_footnote": [], + "bbox": [ + 504, + 424, + 642, + 529 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/6e5d88eaab5e31024b0c7b0f30091c1db692648be12184196573ddabf51221d8.jpg", + "image_caption": [ + "Spanish: Retrato de una mujer que llevaba a una camisa ligaera" + ], + "image_footnote": [], + "bbox": [ + 648, + 424, + 785, + 529 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "that: 1) stage 2 effectively improve the FID scores, suggesting its efficacy of ameliorating synthesis quality; 2) stage 3 greatly contributes to the image visual aesthetics scores; and 3) combining all stages could achieve the best trade-off in terms of visual quality, textual alignment, and aesthetics.", + "bbox": [ + 212, + 614, + 787, + 676 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablating Magnitude Constraint. We added a magnitude to align the token of LLMs with CLIP text features, and here we provide the detailed analysis in Tab. 3. It could be observed that after applying the magnitude constraint, the token differences between text features of CLIP and that of LLMs are effectively mitigated, and the CLIP-Score is improved. Such observations demonstrate the efficacy of explicitly aligning the encoded features of CLIP and LLMs.", + "bbox": [ + 212, + 681, + 787, + 773 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Multilingual Text-to-image Generation. Fig. 6 provides the visual outputs of using various languages as the input conditions of our model. Surprisingly, OmniDiffusion could understand these texts well and generate images with corresponding captions. This amazing feature indicates that OmniDiffusion suc", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "LLM-powered Text-to-Image Generation", + "bbox": [ + 459, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/5aa8a1d003482c98e72913571be8e8f05a4bb3f99524b13eb56d2051cc47534b.jpg", + "table_caption": [ + "Table 3: The magnitude differences between LLMs and CLIP text features" + ], + "table_footnote": [], + "table_body": "
WordsAmajesticlionjumpingfromabigstoneCLIP-Score
CLIP12.8818.517.2520.8820.7623.7517.6321.00-
LLM w/ mc14.4418.2318.1421.8721.8620.7621.0320.840.2312
LLM w/o mc17.9417.621.7718.7718.1415.7415.1514.640.2242
", + "bbox": [ + 233, + 170, + 767, + 244 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/e3d9a9559073b8af521a49966c8b4838446f2f8cd06cc06e06122d72155ce25a.jpg", + "image_caption": [ + "一位年轻女性,风格柔和且直真。她长着一头深色的秀发,垂在肩上,皮肤白皙。她的五官精致,有着大而有神的眼睛,小巧的鼻子和丰满的嘴唇。她穿着一件印有花朵图案的上衣,与背景中的花朵相呼应。这件上衣有一个圆形领口,看起来是由轻薄、可能是丝质面料制成的。背景充满了粉色的花朵。光线柔和而温暖,给女性的脸和花朵投下了温柔的阴影。整个图像的氛围宁静而如画,唤起了宁静美丽感觉。" + ], + "image_footnote": [], + "bbox": [ + 222, + 255, + 406, + 396 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/6bdea0d9be409322e2ce27f9f70fb1ae0533db8f9ee80ea390a8a978f78446ae.jpg", + "image_caption": [ + "一位站在城市街道上的男士。他穿着一件浅色丁恤,并留着胡须。他的目光直视镜头,看起来处于沉思或冥想的状态。男士位于前景,而城市景观在背景中模糊表明了深度并聚焦于他。城市街道包含了交通灯、汽车和行人等元素,显示出是在一个城市环境中。光线和阴影暗示可能是傍晚或者初晚时分,太阳给场景投下了温暖的光芒。", + "Fig. 7: Long prompts driven generation results. OmniDiffusion can capture long contextual text semantics and synthesize text-alignment results." + ], + "image_footnote": [], + "bbox": [ + 408, + 255, + 593, + 397 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/2666ffa575435f6d5269e9bc1c10a2bde7d0d9a3bb639bdbc0d6758ae88e9a11.jpg", + "image_caption": [ + "A golden-furred dog, wearing a collar, sitting on the roof of a building next to a satellite dish and a surfboard. Its attention captivated by the distant view. The sky, painted with the soft hues of sunset, adds a sense of calm and tranquility to the scene. The image suggests a moment of quiet reflection or perhaps a watchful vigil." + ], + "image_footnote": [], + "bbox": [ + 594, + 256, + 779, + 397 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "cessfully integrates the powerful language understanding ability of LLMs into the text-to-image generation process, and fully exploit the potential of LLMs.", + "bbox": [ + 212, + 510, + 784, + 541 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Long Prompts Generation. To testify whether our model could understand long texts, we present the generated images under long prompts in Fig. 7. Remarkably, OmniDiffusion captures the meaning of prompts that are much longer than 77 tokens and synthesizes images that well align with prompts, whereas prior methods usually fail under such setting. This further reflects the powerful language understanding capability and synthesis quality of OmniDiffusion.", + "bbox": [ + 212, + 544, + 785, + 636 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 657, + 359, + 672 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we present an empirical study on exploiting the Large-language-model powered textual understanding capability for text-to-image diffusion models. A lightweight but effective adapter is developed to efficiently connects LLMs' text features with CLIP's embeddings, making LLMs' representation applicable for T2I tasks. Additionally, a novel three-stage training pipeline, OmniDiffusion, is designed to fully excavate LLMs' potential and simultaneous improve the synthesis quality. Extensive results demonstrate the efficacy of each stage and the exceptional synthesis features enabled by OmniDiffusion, and our method provides an effective and practical baseline for connecting LLMs with T2I diffusion models.", + "bbox": [ + 212, + 689, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Z. Tan et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 323, + 160 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Achiam, J., Adler, S., Agarwal, S., Ahmad, L., Akkaya, I., Aleman, F.L., Almeida, D., Altenschmidt, J., Altman, S., Anadkat, S., et al.: Gpt-4 technical report. arXiv preprint arXiv:2303.08774 (2023)", + "2. 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Tan et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation/ca816d88-099f-435a-b8ab-970573eb3c5c_model.json b/2024/An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation/ca816d88-099f-435a-b8ab-970573eb3c5c_model.json new file mode 100644 index 0000000000000000000000000000000000000000..88d3314a59658dda6b6fdb4f2b2980c844a92a63 --- /dev/null +++ b/2024/An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation/ca816d88-099f-435a-b8ab-970573eb3c5c_model.json @@ -0,0 +1,2579 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.223, + 0.142, + 0.782, + 0.21 + ], + "angle": 0, + "content": "An Empirical Study and Analysis of Text-to-Image Generation Using Large Language Model-Powered Textual Representation" + }, + { + "type": "text", + "bbox": [ + 0.289, + 0.235, + 0.713, + 0.266 + ], + "angle": 0, + "content": "Zhiyu Tan\\(^{1}\\), Mengping Yang\\(^{2}\\), Luozheng Qin\\(^{3}\\), Hao Yang\\(^{2}\\), Ye Qian\\(^{2}\\), Qiang Zhou\\(^{2}\\), Cheng Zhang\\(^{4}\\), and Hao Li\\(^{\\star 1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.277, + 0.763, + 0.291 + ], + "angle": 0, + "content": "\\(^{1}\\) Fudan University \\(^{2}\\) INF Tech \\(^{3}\\) Soochow University \\(^{4}\\) Carnegie Mellon University" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.296, + 0.739, + 0.318 + ], + "angle": 0, + "content": "8822tzy@gmail.com, {yangmengping, yanghao, qianye.0514, zhouqiang}@inftech.ai, 20225227060@stu.suda.edu.cn, czhang0528@gmail.com, lihao lh@fudan.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.33, + 0.744, + 0.594 + ], + "angle": 0, + "content": "Abstract. One critical prerequisite for faithful text-to-image generation is the accurate understanding of text inputs. Existing methods leverage the text encoder of the CLIP model to represent input prompts. However, the pre-trained CLIP model can merely encode English with a maximum token length of 77. Moreover, the model capacity of the text encoder from CLIP is relatively limited compared to Large Language Models (LLMs), which offer multilingual input, accommodate longer context, and achieve superior text representation. In this paper, we investigate LLMs as the text encoder to improve the language understanding in text-to-image generation. Unfortunately, training text-to-image generative model with LLMs from scratch demands significant computational resources and data. To this end, we introduce a three-stage training pipeline, OmniDiffusion, that effectively and efficiently integrates the existing text-to-image model with LLMs. Specifically, we propose a lightweight adapter that enables fast training of the text-to-image model using the textual representations from LLMs. Extensive experiments demonstrate that our model supports not only multilingual but also longer input context with superior image generation quality. Project page: https://llm-conditioned-diffusion.github.io" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.619, + 0.377, + 0.635 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.65, + 0.788, + 0.818 + ], + "angle": 0, + "content": "The recent advancement of proficient text-to-image generative models, such as DALL-E series [4,34,35], Imagen [39], and Stable Diffusion [36], have sparked a revolution in creating various images conditioned on texts. Their technical breakthroughs not only push the boundaries of image synthesis but also significantly facilitate a spectrum of downstream applications, ranging from image editing and manipulation [19,43,57], personalized generation [3,13,37], and video generation [5]. In the context of text-to-image generation, a well-known fact is that the synthesis quality is greatly determined by the text features extracted from input prompts. The root reason is that the generated images are bounded by the text representation capabilities of the text encoders. Most existing text-to-image models [31,34,36] utilize CLIP [20,32] to encode the input prompts. Although" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.39, + 0.84 + ], + "angle": 0, + "content": "* Corresponding Author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.324, + 0.226 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.221, + 0.226, + 0.318, + 0.24 + ], + "angle": 0, + "content": "A older man sitting at a laptop with a fireplace behind him" + }, + { + "type": "image", + "bbox": [ + 0.325, + 0.145, + 0.431, + 0.226 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.326, + 0.226, + 0.431, + 0.238 + ], + "angle": 0, + "content": "French: Chambre propre et bien range avec des meubles à thème" + }, + { + "type": "image", + "bbox": [ + 0.432, + 0.145, + 0.538, + 0.226 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.433, + 0.226, + 0.539, + 0.238 + ], + "angle": 0, + "content": "Spanish: Sauberes and ordentliches Schlafimmer mit freiwill Mubelet" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.242, + 0.324, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.23, + 0.327, + 0.312, + 0.335 + ], + "angle": 0, + "content": "Horse number 8 is racing" + }, + { + "type": "image", + "bbox": [ + 0.325, + 0.242, + 0.431, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.326, + 0.327, + 0.428, + 0.339 + ], + "angle": 0, + "content": "Japanese:薄手のシソを着た女性の肖像画" + }, + { + "type": "image", + "bbox": [ + 0.432, + 0.242, + 0.538, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.433, + 0.327, + 0.528, + 0.34 + ], + "angle": 0, + "content": "Korean: 女娲之神志章日命云星的三世长沙" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.341, + 0.324, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.221, + 0.425, + 0.322, + 0.431 + ], + "angle": 0, + "content": "A man and child next to a horse" + }, + { + "type": "image", + "bbox": [ + 0.325, + 0.341, + 0.431, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.334, + 0.425, + 0.421, + 0.432 + ], + "angle": 0, + "content": "Chinese:两只狗在海滩上跑" + }, + { + "type": "image", + "bbox": [ + 0.432, + 0.341, + 0.538, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.428, + 0.425, + 0.536, + 0.446 + ], + "angle": 0, + "content": "Russian: Modras devoika B cothyaayrhytbe oikax yztatet no zopody" + }, + { + "type": "image", + "bbox": [ + 0.54, + 0.145, + 0.787, + 0.315 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.541, + 0.316, + 0.786, + 0.371 + ], + "angle": 0, + "content": "Original user prompt: 一位女子穿着一件无袖连衣裙,上面有花朵图案,主要是白色和金色色调,给人一种轻盈、优雅衣物的印象,她站在一个带有树木和鲜花的公园般的环境中。她看起来是一位美丽年轻的女士,可能是位公主,因为她像一幅画中的人物一样被描绘,她整体形象非常优雅。画面设定在一个宁静的环境中,女子的形象是画面的主要焦点,背景宁静而如画,是一个平静的湖面,天空清澈,樱花树爱开,背后还是一座建筑,看起来非常像是城堡。整张图像强调了女子衣着的优雅和纯洁,显示一种高雅的美。" + }, + { + "type": "image_caption", + "bbox": [ + 0.54, + 0.372, + 0.785, + 0.447 + ], + "angle": 0, + "content": "Translated to English: A woman is wearing a sleeveless dress with a floral pattern, mainly in white and gold tones, giving the impression of light, elegant clothing as she stands in a park-like setting with trees and flowers. She appears to be a beautiful young lady, possibly a princess, as she is depicted like a figure in a painting and her overall image is very elegant. The image is set in a serene environment, with the woman's image being the main focus of the image, and the background is serene and picturesque, a calm lake with clear skies, cherry blossom trees in full bloom, and a building behind her that looks very much like a castle. The entire image emphasizes the elegance and purity of the woman's clothing, displaying an elegant beauty." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.451, + 0.788, + 0.507 + ], + "angle": 0, + "content": "Fig. 1: Our proposed model could not only produce images with high visual quality given English input prompts (left), but also enables multilingual understanding capability for various language driven text-to-image generation (middle), as well as grasps much longer contextual information for generation (right)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.788, + 0.655 + ], + "angle": 0, + "content": "CLIP nudges language understanding for text-to-image diffusion models, it has three essential drawbacks: 1) CLIP is tailored for English only, non-English native users have to translate their prompts before using image synthesis models, which may introduce extra inference latency and lose some contextual information of the prompts; 2) the max token length of CLIP is limited to 77, resulting information loss in longer text conditions; and 3) the model capacity of CLIP is relatively small, leading to underperforming text representation capabilities, ultimately limiting the performance of text-to-image generative models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.809 + ], + "angle": 0, + "content": "In contrast, Large Language Models (LLMs) [1,2,6,30] have shown unprecedented progress and gained extensive attentions in both academic and industry communities recently. Attributed to ample training data, large-scale computation resources, LLMs herald a qualitative leap in text representation and language understanding abilities, which are remarkably better than those from CLIP models. Moreover, since LLMs are trained on multilingual corpora with a longer preserved context length, it also support multilingual inputs and longer context accommodation. These advantages indicate that incorporating LLMs into text-to-image diffusion models could effectively address the limitations of CLIP models and significantly bootstrap the synthesis quality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "However, employing LLMs as the text encoders of diffusion models is challenging. Unlike CLIP models that are trained to align features of image-text" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "pairs, LLMs are developed solely from textual corpora, yielding text features that lack the awareness of visual information. Therefore, directly employing LLMs as the text encoders of diffusion models might be inappropriate due to the information gap between textual and visual signals. Additionally, training text-to-image generative model with LLMs from scratch is resource-consuming, requiring massive computational and data resources [4, 7, 39]. For instance, DALL-E 3 [4] is trained on 1.2B images with a batchsize of 2048 for 500,000 iterations in total — a commitment of resources that many researchers and institutions cannot afford." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.277, + 0.789, + 0.534 + ], + "angle": 0, + "content": "To address these issues, we propose a three-stage training pipeline, Omni-Diffusion, that efficiently integrating LLMs into existing diffusion models. The main idea of our method is a lightweight but effective adapter module to align the text features of LLMs with that of the visual-aware CLIP. In this way, LLMs could capture the visual clues contained in the input prompts, thereby drive text-to-image diffusion models to produce appropriate images. Specifically, we decompose the training procedure into three distinct stages. First, we adapt the features of LLMs into diffusion training process by aligning them with those from CLIP models, only adapter is optimized in this stage. Then, we improve the synthesis quality through end-to-end text-image training. After that, the aesthetic appeal of the generated images is enhanced by further finetuning on a carefully-curated dataset. By doing so, the textual representation capabilities of LLMs can be fully activated and the model performance is well improved in terms of text alignment, synthesis quality and image aesthetics. Notably, our model is trained with a fraction of the resources required by most text-to-image diffusion models while achieving superior synthesis quality and supporting multilingual input." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.543, + 0.79, + 0.618 + ], + "angle": 0, + "content": "In order to verify the effectiveness of our proposed model, we conduct extensive empirical investigation on both English and Chinese prompts datasets, it turns out our model achieves favourable zero-shot FID/CLIP scores under various settings. Besides, user studies demonstrate that our model could produce images that are preferred by human. In summary, our main contributions are:" + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.649, + 0.787, + 0.695 + ], + "angle": 0, + "content": "- We propose an effective approach for incorporating LLMs into text-to-image diffusion models, improving the awareness of LLMs towards the CLIP visual and textual space, thus facilitating more expressive language understanding." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.707, + 0.789, + 0.768 + ], + "angle": 0, + "content": "- We devise an efficient three-stage training pipeline, OmniDiffusion, that accomplishes fast adaptation of LLM textual features with a small amount of resources, serving as an strong baseline of integrating LLMs into diffusion models and paving the way of this important topic." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.78, + 0.789, + 0.84 + ], + "angle": 0, + "content": "- Extensive experiments demonstrate that OmniDiffusion not only supports multilingual input conditions (i.e., Chinese, Japanese, Korean, etc.) but also surpasses existing text-to-image diffusion models in terms of synthesis quality, text alignment and image aesthetics." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.649, + 0.789, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.388, + 0.161 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.186, + 0.788, + 0.519 + ], + "angle": 0, + "content": "Text-to-image Diffusion Models. With the tremendous development of diffusion models [16, 28, 42], text-to-image generation [4, 31, 34, 36] have prompted appealing applications including image editing/manipulation [19, 43, 57], image translation/super-resolution [38, 48], personalized generation [13, 13, 37], etc. For instance, given a text condition, DALLE-2 [34] employed the joint embedding space of CLIP [32] to learn a CLIP image embedding, based on which a decoder was trained to generate corresponding images. GLIDE [27] identified that leveraging classifier guidance [10, 17] for text-to-image generation brings better synthesis quality. Imagen [39] achieved better language understanding by leveraging a large transformer (i.e., T5 [33]) language models to encode text conditions. Based on the text embedding power of CLIP [32], Latent Diffusion Model (LDM) [36], also known as Stable Diffusion (SD) [44], significantly improved the training efficiency of diffusion models by projecting samples into a pre-defined low-dimension latent space. Further, DALL-E-3 [4] and SD-XL [31] respectively improved text-to-image generation with better text captions, larger model capacity and novel conditioning schemes. Notably, SD-XL opted both OpenCLIP [20] and CLIP to obtain more powerful text understanding ability. Despite all these breakthroughs, most existing diffusion models are monolingual, i.e., can only understanding one specific language, thus hindering their further applications. Moreover, the use of CLIP text encoder leads to very short contextual prompts understanding and underperforming expressive ability due to its maximum token length is only 77 and the model size of CLIP is relatively small." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Multilingual Text-to-image Generation. One straightforward way to produce multilingual images is to use machine translation tools to transform one language into another. For instance, when using ERNIE-ViLG [55] for text-to-image generation, one has to translate given prompts into Chinese before generation. This solution, however, is often time-consuming and leads to unsatisfactory results due to the expression, grammar, and cultural differences. To address this, several attempts have been made to enable multilingual diffusion models. The CogView series [11, 12] extracted a bilingual vocabulary of Chinese and English tokens to support both of them for text-to-image generation. Japanese SD [41] and Taiyi Diffusion [47] respectively extended the English-only SD by incorporating corresponding language knowledge to facilitate Chinese and Japanese text conditioned synthesis. Taiyi-Diffusion-XL [50] further improved the synthesis quality by integrating the capability of CLIP and SD-XL with bilingual continuous pre-training. In order to enable more various languages, AltDiffusion [53] first learned a multilingual text encoder and then re-train an initialized English-only diffusion model for concept alignment and quality improvement." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.84 + ], + "angle": 0, + "content": "However, existing alternatives still have several limitations: First, training bilingual/multilingual text encoders from scratch usually requires massive training data and cost. Second, their language understanding abilities are still limited due to the misalignment between different languages and small text encoder model size. Third, there is often a trade-off between language understanding" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "and image quality because more attention is paid to textual alignment and the more the text-to-image diffusion model is ignored. To address these issues, this paper proposes to leverage the text features of LLMs to provide promising language understanding ability and employ a resource-efficient three-stage training to ameliorate the synthesis quality, enabling a multilingual diffusion model without compromising the fidelity and diversity of generated images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.241, + 0.79, + 0.56 + ], + "angle": 0, + "content": "LLMs for Downstream Tasks. The recent advancement of LLMs [2, 6, 30] directly brings the blooming of visual content creation, multi-modal understanding, and various natural language processing tasks. For instance, the emergence of GPT family, namely GPT-3 [6], ChatGPT [29], GPT-4 [2], enabling convenient experiences for users to process tasks that were thought exclusive and burdensome before the era of LLMs. Motivated by their great success, researchers seek to tailor the power of LLMs for various downstream tasks, such as interpreting visual signals including images [49], videos [21], etc. For example, LLaVA [25,26] and MiniGPT-4 [58] utilized visual instruction learning to ameliorate the visual instruction following ability of LLMs. Video-LLaMA [56], ChatVideo [21] harnessed LLMs for video understanding tasks. These attempts either design novel projectors to unify the representation spaces between different modalities or align the embedding space of pre-trained feature extractors, one typical example is LLaVA that joint a vision encoder (i.e., CLIP [32]) and an LLM (i.e., Vicuna [8]) for multi-modal understanding. However, in the context of text-to-image generation, the potential of LLMs remain less-explored. Therefore, we present an effective practice of empowering text-to-image diffusion models with LLM-driven textual representation. By aligning the text embedding space of LLMs and the visual/textual embedding space of CLIP via a lightweight adapter, we propose a multilingual text-to-image diffusion model that enables longer contextual understanding and high-quality generation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.577, + 0.331, + 0.594 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.605, + 0.788, + 0.773 + ], + "angle": 0, + "content": "In order to fully explore the potential of LLMs for text-to-image generation, we propose a novel three-stage training pipeline. First, a lightweight transformer-based adapter module is designed to align the text representations of LLMs with those of CLIP models, efficiently adapting the exceptional language understanding capabilities of LLMs for text-to-image generation. Then, an end-to-end training scheme is conducted to further optimize the adapter and the pretrained UNet, improving the synthesis quality. Finally, we perform a high-aesthetic finetuning on a small set of carefully curated high-quality images, improving the visual aesthetics of generated images. In the following, we first present necessary preliminaries in Sec. 3.1, followed by our overall framework in Sec. 3.2 and detailed description of our three-stage training pipeline in Sec. 3.3." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.789, + 0.373, + 0.804 + ], + "angle": 0, + "content": "3.1 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Diffusion Models are trained to capture the distribution of training images through a sequential Markov chains of adding random noise into clean images" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.357, + 0.128 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.195 + ], + "angle": 0, + "content": "and denoising pure noise to clean images. Formally, the forward process is accomplished by adding random Gaussian noise \\((\\epsilon \\sim \\mathcal{N}(0,\\mathbf{I}))\\) into clean images from training sets \\((x_0\\sim p_{data})\\):" + }, + { + "type": "equation", + "bbox": [ + 0.401, + 0.205, + 0.786, + 0.224 + ], + "angle": 0, + "content": "\\[\nx _ {t} = \\sqrt {\\gamma (t)} x _ {0} + \\sqrt {1 - \\gamma (t)} \\epsilon , \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.234, + 0.785, + 0.293 + ], + "angle": 0, + "content": "where \\( t \\in [0,1] \\) and \\( \\gamma(t) \\) is defined as a noise scheduler that monotonically descends from 1 to 0. On the contrary, the reverse process aims to denoise Gaussian noises back to clean images by iteratively predicting the added noises at each reverse step:" + }, + { + "type": "equation", + "bbox": [ + 0.366, + 0.294, + 0.786, + 0.319 + ], + "angle": 0, + "content": "\\[\nL (\\theta) = \\mathbb {E} _ {\\epsilon \\sim \\mathcal {N} (0, \\mathbf {I}), t} \\left[ \\| \\epsilon - \\epsilon_ {\\theta} (\\mathbf {x} _ {t}; t, c) \\| ^ {2} \\right], \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.323, + 0.786, + 0.355 + ], + "angle": 0, + "content": "where \\(\\epsilon_{\\theta}\\) denotes the denoising model parameterized by a neural network, and \\(c\\) is the input conditions (e.g., class condition or text condition)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.357, + 0.789, + 0.646 + ], + "angle": 0, + "content": "Text Condition Injection in Diffusion Models. The most common way to inject text conditions into diffusion models is interacting text representations and with image features via cross-attention mechanism [31,36]. Concretely, image features are utilized as the query (Q), and textual features are deployed as both the key (K) and the value (V) within the cross-attention layer. The cross-attention layer computes a weighted sum of input sequences, where the weights are determined by the attention scores between Q and K: Attention(Q,K,V) = softmax \\((QK^T / \\sqrt{d_k})\\) V. When using CLIP text encoder to inject textual conditions, the input text initially undergoes tokenization, yielding a sequence of N tokens. Note that if N exceeds a specified threshold T (77 for CLIP), the sequence will be truncated to T, and if N < T, the sequence will be padded to T. After that, the processed sequence is input into CLIP to extracts text feature, \\(h_{\\mathrm{clip}} \\in \\mathbb{R}^{T \\times d}\\), where \\(d\\) signifies the dimensionality. \\(h_{\\mathrm{clip}}\\) is then used to interact with visual features via cross-attention mechanism, determining the content of generated images with respect to the text conditions. It has been proved that the capacity of conditioned text feature plays a pivotal role in determining the quality of synthesized images [4,7,39]. Considering that LLMs [46,51] are trained on trillions of tokens with substantial model capacity for powerful language understanding, suggesting great potentials for text-to-image generation tasks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.667, + 0.357, + 0.682 + ], + "angle": 0, + "content": "3.2 Framework" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.692, + 0.788, + 0.814 + ], + "angle": 0, + "content": "Given the fact that the text features of LLMs are intrinsically ill-suited for text-to-image generation tasks, and directly training LLM-equipped diffusion models from scratch requires considerable resources, we derive an effective and efficient framework to adapt the textual representations of LLMs to diffusion models. Fig. 2 presents the overall framework. To be specific, we suffix an adapter module to the end of the LLM, achieving the alignment of text features between LLM and CLIP. The adapter is a 4-layer encoder-decoder transformer with a learnable query sequence \\( q \\), which is defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.377, + 0.826, + 0.786, + 0.843 + ], + "angle": 0, + "content": "\\[\nh _ {\\mathrm {a d a p t e r}} := \\theta_ {\\mathrm {e n c - d e c}} \\left(\\theta_ {\\mathrm {M L P}} \\left(h _ {\\mathrm {L L M}}\\right), q\\right), \\tag {3}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.292, + 0.145, + 0.716, + 0.344 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.356, + 0.788, + 0.399 + ], + "angle": 0, + "content": "Fig. 2: Overall framework of our proposed method. The lightweight adapter efficiently connects LLMs and diffusion models, enhancing diffusion models with more powerful language understanding ability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.416, + 0.784, + 0.461 + ], + "angle": 0, + "content": "where \\( h_{\\mathrm{LLM}} \\in \\mathbb{R}^{L \\times d_{\\mathrm{LLM}}} \\) and \\( h_{\\mathrm{adapter}} \\in \\mathbb{R}^{Q \\times d_q} \\), respectively denotes the output features of the LLM and the adapter. \\( q \\) is a hyper-parameter represents the number of learnable queries, which set as 227 in implementation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.569 + ], + "angle": 0, + "content": "The output text features of the adapter-sUFFIXed LLM \\( h_{\\mathrm{adapter}} \\) serve as the text conditions of the diffusion training process, guiding the model to produce images that are consistent with input prompts. In practice, we first project initial images into a low-dimensional latent space as \\( z_0 \\) with a pre-trained VAE [31], and obtain noisy latent features \\( z_t \\) by adding noise \\( \\epsilon \\) to \\( z_0 \\). Similar to the Latent Diffusion Model (LDM) [36], we optimize our model by predicting the added noise conditioned on \\( h_{\\mathrm{adapter}} \\) at given timesteps \\( t \\):" + }, + { + "type": "equation", + "bbox": [ + 0.324, + 0.578, + 0.787, + 0.604 + ], + "angle": 0, + "content": "\\[\nL _ {\\mathrm {L D M}} (\\theta) = \\mathbb {E} _ {\\epsilon \\sim \\mathcal {N} (0, \\mathbf {I}), t} \\left[ \\| \\epsilon - \\epsilon_ {\\theta} (\\mathbf {z} _ {t}, t, h _ {\\mathrm {a d a p t e r}}) \\| ^ {2} \\right], \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.611, + 0.738, + 0.627 + ], + "angle": 0, + "content": "where \\(\\epsilon\\) denotes the added noise and \\(\\theta\\) represents the model parameters." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.647, + 0.467, + 0.663 + ], + "angle": 0, + "content": "3.3 Model Training Strategy" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.67, + 0.785, + 0.716 + ], + "angle": 0, + "content": "OmniDiffusion is trained with three stages, namely multilingual textual alignment, end-to-end text-image training, and high-aesthetic finetuning. The overall pipeline is presented in Fig. 3. We describe details as follows." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Stage 1: Multilingual Textual Alignment. In order to introduce the text features of LLMs into the diffusion training process, we train the adapter to align the text feature of LLM with that of CLIP by merely optimizing the adapter through the proposed alignment loss. During training, we use two types of text corpora, English-only and Chinese-English paired text. For both of these datasets, the CLIP model is exclusively provided with English text, obtaining the features to be aligned, \\( h_{\\mathrm{clip}} \\). Meanwhile, the adapter-suffixed LLM is respectively fed with English and Chinese text for English-only and Chinese-English" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.144, + 0.785, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.315, + 0.788, + 0.373 + ], + "angle": 0, + "content": "Fig. 3: Three-stage training pipeline. Multilingual textual alignment enables LLM to connect visual and textual information in the CLIP embedding space. End-to-end text-image training explores the potential of LLM-derived textual features and improves generation quality. High-aesthetic finetuning further ameliorates the visual aesthetic." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.4, + 0.789, + 0.446 + ], + "angle": 0, + "content": "corpora, yielding the adaption-needed LLM-derived features, \\( h_{\\mathrm{adapter}} \\). Then, we align these features by optimizing the adapter module through an alignment loss, which is defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.38, + 0.457, + 0.787, + 0.474 + ], + "angle": 0, + "content": "\\[\nL \\left(\\theta_ {\\text {a d a p t e r}}\\right) = 1 - \\left\\langle h _ {\\text {c l i p}}, h _ {\\text {a d a p t e r}} \\right\\rangle , \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.485, + 0.789, + 0.592 + ], + "angle": 0, + "content": "where \\(\\langle \\cdot, \\cdot \\rangle\\) is the cosine similarity. By minimizing the alignment loss, we can efficiently achieve multilingual textual alignment between LLM-derived features and CLIP image-text joint embedding space. Moreover, we observe that the magnitudes of the token-level features extracted from CLIP and LLM differ significantly, which impairs the alignment performance(detailed experiment is provided in Sec. 4.3). To address, we further incorporate a constraint on the token-level feature magnitudes of LLM and CLIP into the alignment loss:" + }, + { + "type": "equation", + "bbox": [ + 0.301, + 0.601, + 0.787, + 0.62 + ], + "angle": 0, + "content": "\\[\nL \\left(\\theta_ {\\text {a d a p t e r}}\\right) = \\lambda * \\left(| h _ {\\text {c l i p}} | - | h _ {\\text {a d a p t e r}} |\\right) ^ {2} - \\left\\langle h _ {\\text {c l i p}}, h _ {\\text {a d a p t e r}} \\right\\rangle , \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.789, + 0.688 + ], + "angle": 0, + "content": "where the first term constrains the magnitude of these two features should be aligned, and the second term ensures the features from the adapter-sUFFIXed LLM align with the feature space of the CLIP model, \\(\\lambda\\) is the hyper-parameter that balances them." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.79, + 0.84 + ], + "angle": 0, + "content": "Recall that the maximum token length of CLIP models is only 77, resulting information loss on text that is longer than 77. Therefore, directly aligning the adapter-suffixed LLM with the CLIP may bias the LLM-derived text features to short prompt text-to-image generation and hinders alignment performance. To mitigate this limitation, we adopt a segmented encoding approach. It first segments the input prompt into chunks of 77 tokens for separate CLIP encoding, the CLIP features of each chunk are then concatenated to obtain the complete feature. Such that, the information beyond 77 tokens are well-preserved without modifying the CLIP model, allowing multilingual textual alignment on longer text data." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.344 + ], + "angle": 0, + "content": "Stage 2: End-to-end Text-image Training. Although stage 1 successfully aligns the textual feature space of the LLM to the CLIP embedding space, it does not fully explore the superior expressive capabilities of the LLM-derived text features, and the synthesis quality activated by LLMs could be further improved. Therefore, to enhance image synthesis quality and fully exploit LLM features, this stage involves end-to-end text-image training on a curated internal dataset of 43M text-image pairs. During this stage, the parameters of LLM remain frozen, while the parameters of the adapter module and the UNet from the diffusion model are optimized by minimizing the diffusion loss, Eq. (2). Accordingly, the adapter is trained to further connect the textual representation space of LLMs and the text-to-image diffusion model, and the UNet is optimized to align the text conditions with the corresponding images, thus producing faithful and text-aligned images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.347, + 0.788, + 0.543 + ], + "angle": 0, + "content": "Stage 3: High-aesthetic Fine-tuning. Stage 2 ensures the alignment of image-text embeddings of LLMs and diffusion process, but the overall image quality is relatively random and unstable. In order to guide the model to exclusively produce images with highly visual aesthetics, we further finetune the diffusion model with a set of carefully curated high-quality images, which has shown appealing quality gains in the community [7, 9]. Specifically, we filter 40K exceptionally high-quality images from a large amount of filtered images, where the filtering process includes text and optical character recognition, aesthetic score filter, image-text alignment, position, and object detection, as well as human visual judgment. Further, we employ a large multimodal model [26] to caption these images for highly descriptive text conditions with specific styles. In stage 3, the model is slightly optimized for nearly 5,000 steps with a batchsize of 64." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.561, + 0.377, + 0.579 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.592, + 0.787, + 0.655 + ], + "angle": 0, + "content": "We conduct qualitative and quantitative experiments to validate our method. We first introduce experimental setups in Sec. 4.1. We then compare the proposed OmniDiffusion with state-to-the-art models in Sec. 4.2. Finally, we show ablative studies and analyses in Sec. 4.3." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.675, + 0.429, + 0.692 + ], + "angle": 0, + "content": "4.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Datasets. Our three-stage training pipeline is respectively trained on pure text data (stage 1), text-image data (stage 2), and high-quality text-image data (stage 3). Regarding the text data, we use the text captions of LAION-5B [40] and collected real-world user prompts. For the paired text-image data for stage 2, we similarly employ the LAION-5B dataset and build an self-collected text-image dataset from internet, yielding a total of 43M samples. Notably, to fully exploit LLM-powered language understanding ability as done in [4, 7], we re-caption these images with a self-trained multi-modal LLMs, providing more descriptive text conditions for training. Finally, a carefully-crafted high-quality dataset is" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.356, + 0.127 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.179, + 0.787, + 0.749 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.759, + 0.788, + 0.816 + ], + "angle": 0, + "content": "Fig. 4: Qualitative results of OmniDiffusion and competing methods. For models that do not support multilingual text conditions, we translate the given prompts into corresponding language to generate images. OmniDiffusion could produce images with accurate text-image alignment and higher visual quality." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.187 + ], + "angle": 0, + "content": "Table 1: Quantitative comparisons between our proposed method and existing baselines. OmniDiffusion achieves the best or second-best results in FID and CLIP-Score, while outperforms compared methods significantly in aesthetics score (Aes)." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.192, + 0.784, + 0.276 + ], + "angle": 0, + "content": "
ModelCOCO-enCOCO-cnFlickr-30k-enFlickr-8k-cn
FIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAes
Taiyi-Diffusion18.590.23055.0072.580.33894.9880.660.22004.9978.000.34124.98
Alt-Diffusion33.200.24275.4989.410.33825.4783.730.25225.4788.380.34765.48
Ours22.380.24636.8074.650.34186.6278.160.25047.0383.530.33266.86
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.308, + 0.784, + 0.355 + ], + "angle": 0, + "content": "consist of both real-world images from internet and public-available image synthesis benchmarks [45], obtaining a total of 40K images with a average aesthetic score of 7.51." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.359, + 0.785, + 0.54 + ], + "angle": 0, + "content": "Evaluation Metrics. Following existing philosophy of evaluating text-to-image generative models, we include three commonly-used automatic metrics, CLIP-score [14], FID [15] and aesthetics score [40] to evaluate the generated images in terms of text alignment, synthesis quality and aesthetic appeal. Considering that OmniDiffusion features multilingual text conditions, we gather both English and Chinese prompts for a thorough investigation. Specifically, for English-driven text-to-image generation, we use COCO [24], Flickr-30K [54], and Flickr-8K [18], and use COCO-cn [23], Flickr-8K-cn [22] for Chinese driven text-to-image generation. Note that we only utilize the text captions for producing images in inference, and Chinese-CLIP [52] is used for calculating CLIP-Score of Chinese benchmarks. The original texts are used for computing CLIP-Score, and the original images are used as reference distribution for zero-shot FID evaluation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.542, + 0.785, + 0.619 + ], + "angle": 0, + "content": "To better investigate the image visual quality of OmniDiffusion, we further conduct an user study to identify the human preference of different models. Presented pairs of images generated by different models, 10 individuals are asked to select more visually appealing images. To ensure the reliability of human evaluation, annotators are not aware of the image was produced by which model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.623, + 0.796, + 0.716 + ], + "angle": 0, + "content": "Comparison Baselines. Quantitatively, we compare OmniDiffusion with several existing multilingual text-to-image diffusion models, namely Alt-Diffusion [53], and Taiyi-Diffusion [47]. Moreover, for those baselines that do not support multilingual input conditions, i.e., SD-v1.5 [44] and SD-XL [31], we compare their qualitative results based on machine-translated text conditions, e.g., translating Flickr-8K-cn texts into English." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Implementation Details. We use the open-source Baichuan2-7B [51] as the integrated LLM, and build our 4-layer encoder-decoder adapter based on the SD-XL. All of the other details remain unchanged. The features aligned in stage 1 are text features concatenated from OpenCLIP and BigCLIP, similar to that of SD-XL. In stage 2, the UNet parameters are loaded from that of SD-XL and trained on image-text data with a batchsize of 3072, and classifier-free guidance is used by randomly dropping \\(10\\%\\) input conditions. The whole training process is performed on 128 NVIDIA A800 GPUs for approximately 2 days." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "image", + "bbox": [ + 0.239, + 0.146, + 0.777, + 0.242 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.244, + 0.785, + 0.272 + ], + "angle": 0, + "content": "Fig. 5: Human evaluation results. Our model is consistently voted as the model that produce images with better visual quality." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.302, + 0.373, + 0.316 + ], + "angle": 0, + "content": "4.2 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.331, + 0.784, + 0.436 + ], + "angle": 0, + "content": "Quantitative Results. Tab. 1 presents the comparison results between our proposed method and existing alternatives. Owing to the aligned powerful language understanding of LLMs, OmniDiffusion achieves the best or the second-best FID/CLIP-Score performances under all tested benchmarks while gaining a significant improvement in visual aesthetics. It indicates that our model is able to generate images with competitive synthesis quality, textual alignment and aesthetic appeal." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.441, + 0.785, + 0.606 + ], + "angle": 0, + "content": "Qualitative Results. Fig. 4 shows the visual outputs of our proposed method and comparison baselines, providing a clearer comparison on the synthesis quality. Clearly, the overall quality of images generated by OmniDiffusion is more visually appealing, and the prompts following and text-image alignment are significantly better than others. For instance, given \"A brown and white dog has is playing with a white ball on the grass\" as input, the image produced by our model is more realistic, the texture and visual details are more plausible. Moreover, in the last row, compared models miss generating other people in the back of the woman, and their output images look unnatural. This reflects that OmniDiffusion behaves better at following user prompts and synthesizing high-quality images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.61, + 0.785, + 0.732 + ], + "angle": 0, + "content": "Human Evaluation. In order to investigate the human preference of OmniDiffusion, we conduct user studies to compare with prior approaches in a pair-by-pair manner. Each time, we present users two images generated by OmniDiffusion and compared baselines, and then ask users to choose the better one. Fig. 5 shows the results. It turns out that our model is consistently identified as the better model when compared to different alternatives, particularly Taiyi-Diffusion and Alt-Diffusion. Together with the above quantitative and qualitative results, the advance of our proposed method is well proved." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.755, + 0.57, + 0.77 + ], + "angle": 0, + "content": "4.3 Ablation Study and Further Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Ablating Different Training Stages. Here we remove different stages of our proposed three-stages training pipeline to testify the efficacy of each stage. Specifically, we remove different training stages and remain other details unchanged, the quantitative results is shown in Tab. 2. These results demonstrate" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.323, + 0.145, + 0.679, + 0.16 + ], + "angle": 0, + "content": "Table 2: Ablative results of different training stages." + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.165, + 0.751, + 0.282 + ], + "angle": 0, + "content": "
Training Stages stage 1 stage 2 stage 3COCO-en FIDCLIP-sAesCOCO-cn FIDCLIP-sAesGPU Days
✓22.730.24235.77115.720.21576.2018
✓15.500.24925.8772.970.33115.4953
✓✓16.920.26625.9571.580.35605.5053
✓✓44.110.21796.79104.210.27316.7818.2
✓✓✓22.380.24636.8074.650.34186.6253.2
" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.301, + 0.356, + 0.405 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.225, + 0.407, + 0.349, + 0.423 + ], + "angle": 0, + "content": "English: Clean and tidy bedroom with white themed furniture" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.301, + 0.499, + 0.406 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.36, + 0.407, + 0.501, + 0.424 + ], + "angle": 0, + "content": "Russian: Uchtaa u o npsthaan mthantb c denl tne Tnataeck noedbo" + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.301, + 0.643, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.51, + 0.407, + 0.648, + 0.424 + ], + "angle": 0, + "content": "Japanese: 白いデマの家具を備た清潔と整頓くださいますんだルーニム" + }, + { + "type": "image", + "bbox": [ + 0.65, + 0.301, + 0.786, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.665, + 0.407, + 0.778, + 0.424 + ], + "angle": 0, + "content": "Korean: 퉩상 썸마('가구로만고고고고 썸만한 힘일" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.425, + 0.356, + 0.53 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.228, + 0.531, + 0.345, + 0.548 + ], + "angle": 0, + "content": "French: Portrait d'une femme portant une anémie légaré" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.425, + 0.499, + 0.53 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.368, + 0.531, + 0.489, + 0.548 + ], + "angle": 0, + "content": "German: Fortzehner Frau in hellem hemd" + }, + { + "type": "image", + "bbox": [ + 0.506, + 0.425, + 0.643, + 0.53 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.52, + 0.531, + 0.627, + 0.548 + ], + "angle": 0, + "content": "Chinese:一个穿着浅色衬衣的女人肖像" + }, + { + "type": "image", + "bbox": [ + 0.65, + 0.425, + 0.786, + 0.53 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.655, + 0.531, + 0.772, + 0.548 + ], + "angle": 0, + "content": "Spanish: Retrato de una mujer que llevaba a una camisa ligaera" + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.551, + 0.785, + 0.58 + ], + "angle": 0, + "content": "Fig. 6: Multilingual outputs. OmniDiffusion is capable of understanding various languages and produce corresponding image content." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.615, + 0.788, + 0.677 + ], + "angle": 0, + "content": "that: 1) stage 2 effectively improve the FID scores, suggesting its efficacy of ameliorating synthesis quality; 2) stage 3 greatly contributes to the image visual aesthetics scores; and 3) combining all stages could achieve the best trade-off in terms of visual quality, textual alignment, and aesthetics." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.682, + 0.788, + 0.775 + ], + "angle": 0, + "content": "Ablating Magnitude Constraint. We added a magnitude to align the token of LLMs with CLIP text features, and here we provide the detailed analysis in Tab. 3. It could be observed that after applying the magnitude constraint, the token differences between text features of CLIP and that of LLMs are effectively mitigated, and the CLIP-Score is improved. Such observations demonstrate the efficacy of explicitly aligning the encoded features of CLIP and LLMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Multilingual Text-to-image Generation. Fig. 6 provides the visual outputs of using various languages as the input conditions of our model. Surprisingly, OmniDiffusion could understand these texts well and generate images with corresponding captions. This amazing feature indicates that OmniDiffusion suc" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "Z. Tan et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.248, + 0.145, + 0.755, + 0.159 + ], + "angle": 0, + "content": "Table 3: The magnitude differences between LLMs and CLIP text features" + }, + { + "type": "table", + "bbox": [ + 0.235, + 0.171, + 0.768, + 0.245 + ], + "angle": 0, + "content": "
WordsAmajesticlionjumpingfromabigstoneCLIP-Score
CLIP12.8818.517.2520.8820.7623.7517.6321.00-
LLM w/ mc14.4418.2318.1421.8721.8620.7621.0320.840.2312
LLM w/o mc17.9417.621.7718.7718.1415.7415.1514.640.2242
" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.256, + 0.408, + 0.397 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.227, + 0.398, + 0.406, + 0.453 + ], + "angle": 0, + "content": "一位年轻女性,风格柔和且直真。她长着一头深色的秀发,垂在肩上,皮肤白皙。她的五官精致,有着大而有神的眼睛,小巧的鼻子和丰满的嘴唇。她穿着一件印有花朵图案的上衣,与背景中的花朵相呼应。这件上衣有一个圆形领口,看起来是由轻薄、可能是丝质面料制成的。背景充满了粉色的花朵。光线柔和而温暖,给女性的脸和花朵投下了温柔的阴影。整个图像的氛围宁静而如画,唤起了宁静美丽感觉。" + }, + { + "type": "image", + "bbox": [ + 0.41, + 0.256, + 0.594, + 0.398 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.413, + 0.398, + 0.59, + 0.446 + ], + "angle": 0, + "content": "一位站在城市街道上的男士。他穿着一件浅色丁恤,并留着胡须。他的目光直视镜头,看起来处于沉思或冥想的状态。男士位于前景,而城市景观在背景中模糊表明了深度并聚焦于他。城市街道包含了交通灯、汽车和行人等元素,显示出是在一个城市环境中。光线和阴影暗示可能是傍晚或者初晚时分,太阳给场景投下了温暖的光芒。" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.257, + 0.781, + 0.398 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.595, + 0.399, + 0.778, + 0.453 + ], + "angle": 0, + "content": "A golden-furred dog, wearing a collar, sitting on the roof of a building next to a satellite dish and a surfboard. Its attention captivated by the distant view. The sky, painted with the soft hues of sunset, adds a sense of calm and tranquility to the scene. The image suggests a moment of quiet reflection or perhaps a watchful vigil." + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.465, + 0.785, + 0.493 + ], + "angle": 0, + "content": "Fig. 7: Long prompts driven generation results. OmniDiffusion can capture long contextual text semantics and synthesize text-alignment results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.511, + 0.785, + 0.542 + ], + "angle": 0, + "content": "cessfully integrates the powerful language understanding ability of LLMs into the text-to-image generation process, and fully exploit the potential of LLMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.545, + 0.787, + 0.637 + ], + "angle": 0, + "content": "Long Prompts Generation. To testify whether our model could understand long texts, we present the generated images under long prompts in Fig. 7. Remarkably, OmniDiffusion captures the meaning of prompts that are much longer than 77 tokens and synthesizes images that well align with prompts, whereas prior methods usually fail under such setting. This further reflects the powerful language understanding capability and synthesis quality of OmniDiffusion." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.658, + 0.36, + 0.674 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In this paper, we present an empirical study on exploiting the Large-language-model powered textual understanding capability for text-to-image diffusion models. A lightweight but effective adapter is developed to efficiently connects LLMs' text features with CLIP's embeddings, making LLMs' representation applicable for T2I tasks. Additionally, a novel three-stage training pipeline, OmniDiffusion, is designed to fully excavate LLMs' potential and simultaneous improve the synthesis quality. Extensive results demonstrate the efficacy of each stage and the exceptional synthesis features enabled by OmniDiffusion, and our method provides an effective and practical baseline for connecting LLMs with T2I diffusion models." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.46, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "LLM-powered Text-to-Image Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.785, + 0.223 + ], + "angle": 0, + "content": "1. 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One critical prerequisite for faithful text-to-image generation is the accurate understanding of text inputs. Existing methods leverage the text encoder of the CLIP model to represent input prompts. However, the pre-trained CLIP model can merely encode English with a maximum token length of 77. Moreover, the model capacity of the text encoder from CLIP is relatively limited compared to Large Language Models (LLMs), which offer multilingual input, accommodate longer context, and achieve superior text representation. In this paper, we investigate LLMs as the text encoder to improve the language understanding in text-to-image generation. Unfortunately, training text-to-image generative model with LLMs from scratch demands significant computational resources and data. To this end, we introduce a three-stage training pipeline, OmniDiffusion, that effectively and efficiently integrates the existing text-to-image model with LLMs. Specifically, we propose a lightweight adapter that enables fast training of the text-to-image model using the textual representations from LLMs. Extensive experiments demonstrate that our model supports not only multilingual but also longer input context with superior image generation quality. Project page: https://llm-conditioned-diffusion.github.io + +# 1 Introduction + +The recent advancement of proficient text-to-image generative models, such as DALL-E series [4,34,35], Imagen [39], and Stable Diffusion [36], have sparked a revolution in creating various images conditioned on texts. Their technical breakthroughs not only push the boundaries of image synthesis but also significantly facilitate a spectrum of downstream applications, ranging from image editing and manipulation [19,43,57], personalized generation [3,13,37], and video generation [5]. In the context of text-to-image generation, a well-known fact is that the synthesis quality is greatly determined by the text features extracted from input prompts. The root reason is that the generated images are bounded by the text representation capabilities of the text encoders. Most existing text-to-image models [31,34,36] utilize CLIP [20,32] to encode the input prompts. Although + +![](images/d40ab8e357af0433562b547f11169de10705198254f5fd314399df7010fcb8b3.jpg) +A older man sitting at a laptop with a fireplace behind him + +![](images/46641725fb61cd5d9a23b39a9bc3d442ab7d6d05219bb68a587d08a4f72b8009.jpg) +French: Chambre propre et bien range avec des meubles à thème + +![](images/726c9ffdc9a9a5e74ed22d54089a9e36f4a9bf163d32b12940ae463c6332e9ca.jpg) +Spanish: Sauberes and ordentliches Schlafimmer mit freiwill Mubelet + +![](images/842d4079b7c13e7eb390d119d765a61372461a348675fa3467b4165ca73f658b.jpg) +Horse number 8 is racing + +![](images/0bfd8f4330be6bb141759d239df38156abecf2a8b17680161774eb8d4437602b.jpg) +Japanese:薄手のシソを着た女性の肖像画 + +![](images/b555dcc2a6e3446bdb8638ecf73773883e9b539bda60a11f15d99ae21d471854.jpg) +Korean: 女娲之神志章日命云星的三世长沙 + +![](images/2b6c0aec2b96bf5623f929d90be9cb0d7e55b4b6345dc1a0d150dee93768c79b.jpg) +A man and child next to a horse +Fig. 1: Our proposed model could not only produce images with high visual quality given English input prompts (left), but also enables multilingual understanding capability for various language driven text-to-image generation (middle), as well as grasps much longer contextual information for generation (right). + +![](images/eca26a255c925a680687191319ea57c72d47195e2ff79b470fb178daaa2a2b56.jpg) +Chinese:两只狗在海滩上跑 +Russian: Modras devoika B cothyaayrhytbe oikax yztatet no zopody + +![](images/ea0e302634ab0c59ec16ad671d276662d5c91654f927f24bf203fe26da41a6fc.jpg) +Translated to English: A woman is wearing a sleeveless dress with a floral pattern, mainly in white and gold tones, giving the impression of light, elegant clothing as she stands in a park-like setting with trees and flowers. She appears to be a beautiful young lady, possibly a princess, as she is depicted like a figure in a painting and her overall image is very elegant. The image is set in a serene environment, with the woman's image being the main focus of the image, and the background is serene and picturesque, a calm lake with clear skies, cherry blossom trees in full bloom, and a building behind her that looks very much like a castle. The entire image emphasizes the elegance and purity of the woman's clothing, displaying an elegant beauty. + +![](images/ba41551b3205572579df321576f33896c441ae7fee436b087829fb56960ebbc8.jpg) +Original user prompt: 一位女子穿着一件无袖连衣裙,上面有花朵图案,主要是白色和金色色调,给人一种轻盈、优雅衣物的印象,她站在一个带有树木和鲜花的公园般的环境中。她看起来是一位美丽年轻的女士,可能是位公主,因为她像一幅画中的人物一样被描绘,她整体形象非常优雅。画面设定在一个宁静的环境中,女子的形象是画面的主要焦点,背景宁静而如画,是一个平静的湖面,天空清澈,樱花树爱开,背后还是一座建筑,看起来非常像是城堡。整张图像强调了女子衣着的优雅和纯洁,显示一种高雅的美。 + +CLIP nudges language understanding for text-to-image diffusion models, it has three essential drawbacks: 1) CLIP is tailored for English only, non-English native users have to translate their prompts before using image synthesis models, which may introduce extra inference latency and lose some contextual information of the prompts; 2) the max token length of CLIP is limited to 77, resulting information loss in longer text conditions; and 3) the model capacity of CLIP is relatively small, leading to underperforming text representation capabilities, ultimately limiting the performance of text-to-image generative models. + +In contrast, Large Language Models (LLMs) [1,2,6,30] have shown unprecedented progress and gained extensive attentions in both academic and industry communities recently. Attributed to ample training data, large-scale computation resources, LLMs herald a qualitative leap in text representation and language understanding abilities, which are remarkably better than those from CLIP models. Moreover, since LLMs are trained on multilingual corpora with a longer preserved context length, it also support multilingual inputs and longer context accommodation. These advantages indicate that incorporating LLMs into text-to-image diffusion models could effectively address the limitations of CLIP models and significantly bootstrap the synthesis quality. + +However, employing LLMs as the text encoders of diffusion models is challenging. Unlike CLIP models that are trained to align features of image-text + +pairs, LLMs are developed solely from textual corpora, yielding text features that lack the awareness of visual information. Therefore, directly employing LLMs as the text encoders of diffusion models might be inappropriate due to the information gap between textual and visual signals. Additionally, training text-to-image generative model with LLMs from scratch is resource-consuming, requiring massive computational and data resources [4, 7, 39]. For instance, DALL-E 3 [4] is trained on 1.2B images with a batchsize of 2048 for 500,000 iterations in total — a commitment of resources that many researchers and institutions cannot afford. + +To address these issues, we propose a three-stage training pipeline, Omni-Diffusion, that efficiently integrating LLMs into existing diffusion models. The main idea of our method is a lightweight but effective adapter module to align the text features of LLMs with that of the visual-aware CLIP. In this way, LLMs could capture the visual clues contained in the input prompts, thereby drive text-to-image diffusion models to produce appropriate images. Specifically, we decompose the training procedure into three distinct stages. First, we adapt the features of LLMs into diffusion training process by aligning them with those from CLIP models, only adapter is optimized in this stage. Then, we improve the synthesis quality through end-to-end text-image training. After that, the aesthetic appeal of the generated images is enhanced by further finetuning on a carefully-curated dataset. By doing so, the textual representation capabilities of LLMs can be fully activated and the model performance is well improved in terms of text alignment, synthesis quality and image aesthetics. Notably, our model is trained with a fraction of the resources required by most text-to-image diffusion models while achieving superior synthesis quality and supporting multilingual input. + +In order to verify the effectiveness of our proposed model, we conduct extensive empirical investigation on both English and Chinese prompts datasets, it turns out our model achieves favourable zero-shot FID/CLIP scores under various settings. Besides, user studies demonstrate that our model could produce images that are preferred by human. In summary, our main contributions are: + +- We propose an effective approach for incorporating LLMs into text-to-image diffusion models, improving the awareness of LLMs towards the CLIP visual and textual space, thus facilitating more expressive language understanding. +- We devise an efficient three-stage training pipeline, OmniDiffusion, that accomplishes fast adaptation of LLM textual features with a small amount of resources, serving as an strong baseline of integrating LLMs into diffusion models and paving the way of this important topic. +- Extensive experiments demonstrate that OmniDiffusion not only supports multilingual input conditions (i.e., Chinese, Japanese, Korean, etc.) but also surpasses existing text-to-image diffusion models in terms of synthesis quality, text alignment and image aesthetics. + +# 2 Related Work + +Text-to-image Diffusion Models. With the tremendous development of diffusion models [16, 28, 42], text-to-image generation [4, 31, 34, 36] have prompted appealing applications including image editing/manipulation [19, 43, 57], image translation/super-resolution [38, 48], personalized generation [13, 13, 37], etc. For instance, given a text condition, DALLE-2 [34] employed the joint embedding space of CLIP [32] to learn a CLIP image embedding, based on which a decoder was trained to generate corresponding images. GLIDE [27] identified that leveraging classifier guidance [10, 17] for text-to-image generation brings better synthesis quality. Imagen [39] achieved better language understanding by leveraging a large transformer (i.e., T5 [33]) language models to encode text conditions. Based on the text embedding power of CLIP [32], Latent Diffusion Model (LDM) [36], also known as Stable Diffusion (SD) [44], significantly improved the training efficiency of diffusion models by projecting samples into a pre-defined low-dimension latent space. Further, DALL-E-3 [4] and SD-XL [31] respectively improved text-to-image generation with better text captions, larger model capacity and novel conditioning schemes. Notably, SD-XL opted both OpenCLIP [20] and CLIP to obtain more powerful text understanding ability. Despite all these breakthroughs, most existing diffusion models are monolingual, i.e., can only understanding one specific language, thus hindering their further applications. Moreover, the use of CLIP text encoder leads to very short contextual prompts understanding and underperforming expressive ability due to its maximum token length is only 77 and the model size of CLIP is relatively small. + +Multilingual Text-to-image Generation. One straightforward way to produce multilingual images is to use machine translation tools to transform one language into another. For instance, when using ERNIE-ViLG [55] for text-to-image generation, one has to translate given prompts into Chinese before generation. This solution, however, is often time-consuming and leads to unsatisfactory results due to the expression, grammar, and cultural differences. To address this, several attempts have been made to enable multilingual diffusion models. The CogView series [11, 12] extracted a bilingual vocabulary of Chinese and English tokens to support both of them for text-to-image generation. Japanese SD [41] and Taiyi Diffusion [47] respectively extended the English-only SD by incorporating corresponding language knowledge to facilitate Chinese and Japanese text conditioned synthesis. Taiyi-Diffusion-XL [50] further improved the synthesis quality by integrating the capability of CLIP and SD-XL with bilingual continuous pre-training. In order to enable more various languages, AltDiffusion [53] first learned a multilingual text encoder and then re-train an initialized English-only diffusion model for concept alignment and quality improvement. + +However, existing alternatives still have several limitations: First, training bilingual/multilingual text encoders from scratch usually requires massive training data and cost. Second, their language understanding abilities are still limited due to the misalignment between different languages and small text encoder model size. Third, there is often a trade-off between language understanding + +and image quality because more attention is paid to textual alignment and the more the text-to-image diffusion model is ignored. To address these issues, this paper proposes to leverage the text features of LLMs to provide promising language understanding ability and employ a resource-efficient three-stage training to ameliorate the synthesis quality, enabling a multilingual diffusion model without compromising the fidelity and diversity of generated images. + +LLMs for Downstream Tasks. The recent advancement of LLMs [2, 6, 30] directly brings the blooming of visual content creation, multi-modal understanding, and various natural language processing tasks. For instance, the emergence of GPT family, namely GPT-3 [6], ChatGPT [29], GPT-4 [2], enabling convenient experiences for users to process tasks that were thought exclusive and burdensome before the era of LLMs. Motivated by their great success, researchers seek to tailor the power of LLMs for various downstream tasks, such as interpreting visual signals including images [49], videos [21], etc. For example, LLaVA [25,26] and MiniGPT-4 [58] utilized visual instruction learning to ameliorate the visual instruction following ability of LLMs. Video-LLaMA [56], ChatVideo [21] harnessed LLMs for video understanding tasks. These attempts either design novel projectors to unify the representation spaces between different modalities or align the embedding space of pre-trained feature extractors, one typical example is LLaVA that joint a vision encoder (i.e., CLIP [32]) and an LLM (i.e., Vicuna [8]) for multi-modal understanding. However, in the context of text-to-image generation, the potential of LLMs remain less-explored. Therefore, we present an effective practice of empowering text-to-image diffusion models with LLM-driven textual representation. By aligning the text embedding space of LLMs and the visual/textual embedding space of CLIP via a lightweight adapter, we propose a multilingual text-to-image diffusion model that enables longer contextual understanding and high-quality generation. + +# 3 Method + +In order to fully explore the potential of LLMs for text-to-image generation, we propose a novel three-stage training pipeline. First, a lightweight transformer-based adapter module is designed to align the text representations of LLMs with those of CLIP models, efficiently adapting the exceptional language understanding capabilities of LLMs for text-to-image generation. Then, an end-to-end training scheme is conducted to further optimize the adapter and the pretrained UNet, improving the synthesis quality. Finally, we perform a high-aesthetic finetuning on a small set of carefully curated high-quality images, improving the visual aesthetics of generated images. In the following, we first present necessary preliminaries in Sec. 3.1, followed by our overall framework in Sec. 3.2 and detailed description of our three-stage training pipeline in Sec. 3.3. + +# 3.1 Preliminaries + +Diffusion Models are trained to capture the distribution of training images through a sequential Markov chains of adding random noise into clean images + +and denoising pure noise to clean images. Formally, the forward process is accomplished by adding random Gaussian noise $(\epsilon \sim \mathcal{N}(0,\mathbf{I}))$ into clean images from training sets $(x_0\sim p_{data})$ : + +$$ +x _ {t} = \sqrt {\gamma (t)} x _ {0} + \sqrt {1 - \gamma (t)} \epsilon , \tag {1} +$$ + +where $t \in [0,1]$ and $\gamma(t)$ is defined as a noise scheduler that monotonically descends from 1 to 0. On the contrary, the reverse process aims to denoise Gaussian noises back to clean images by iteratively predicting the added noises at each reverse step: + +$$ +L (\theta) = \mathbb {E} _ {\epsilon \sim \mathcal {N} (0, \mathbf {I}), t} \left[ \| \epsilon - \epsilon_ {\theta} (\mathbf {x} _ {t}; t, c) \| ^ {2} \right], \tag {2} +$$ + +where $\epsilon_{\theta}$ denotes the denoising model parameterized by a neural network, and $c$ is the input conditions (e.g., class condition or text condition). + +Text Condition Injection in Diffusion Models. The most common way to inject text conditions into diffusion models is interacting text representations and with image features via cross-attention mechanism [31,36]. Concretely, image features are utilized as the query (Q), and textual features are deployed as both the key (K) and the value (V) within the cross-attention layer. The cross-attention layer computes a weighted sum of input sequences, where the weights are determined by the attention scores between Q and K: Attention(Q,K,V) = softmax $(QK^T / \sqrt{d_k})$ V. When using CLIP text encoder to inject textual conditions, the input text initially undergoes tokenization, yielding a sequence of N tokens. Note that if N exceeds a specified threshold T (77 for CLIP), the sequence will be truncated to T, and if N < T, the sequence will be padded to T. After that, the processed sequence is input into CLIP to extracts text feature, $h_{\mathrm{clip}} \in \mathbb{R}^{T \times d}$ , where $d$ signifies the dimensionality. $h_{\mathrm{clip}}$ is then used to interact with visual features via cross-attention mechanism, determining the content of generated images with respect to the text conditions. It has been proved that the capacity of conditioned text feature plays a pivotal role in determining the quality of synthesized images [4,7,39]. Considering that LLMs [46,51] are trained on trillions of tokens with substantial model capacity for powerful language understanding, suggesting great potentials for text-to-image generation tasks. + +# 3.2 Framework + +Given the fact that the text features of LLMs are intrinsically ill-suited for text-to-image generation tasks, and directly training LLM-equipped diffusion models from scratch requires considerable resources, we derive an effective and efficient framework to adapt the textual representations of LLMs to diffusion models. Fig. 2 presents the overall framework. To be specific, we suffix an adapter module to the end of the LLM, achieving the alignment of text features between LLM and CLIP. The adapter is a 4-layer encoder-decoder transformer with a learnable query sequence $q$ , which is defined as: + +$$ +h _ {\mathrm {a d a p t e r}} := \theta_ {\mathrm {e n c - d e c}} \left(\theta_ {\mathrm {M L P}} \left(h _ {\mathrm {L L M}}\right), q\right), \tag {3} +$$ + +![](images/562e56eec48a3802b8028f8c3962af346dd74c2da7a9ce247ca56a5e9be4d396.jpg) +Fig. 2: Overall framework of our proposed method. The lightweight adapter efficiently connects LLMs and diffusion models, enhancing diffusion models with more powerful language understanding ability. + +where $h_{\mathrm{LLM}} \in \mathbb{R}^{L \times d_{\mathrm{LLM}}}$ and $h_{\mathrm{adapter}} \in \mathbb{R}^{Q \times d_q}$ , respectively denotes the output features of the LLM and the adapter. $q$ is a hyper-parameter represents the number of learnable queries, which set as 227 in implementation. + +The output text features of the adapter-sUFFIXed LLM $h_{\mathrm{adapter}}$ serve as the text conditions of the diffusion training process, guiding the model to produce images that are consistent with input prompts. In practice, we first project initial images into a low-dimensional latent space as $z_0$ with a pre-trained VAE [31], and obtain noisy latent features $z_t$ by adding noise $\epsilon$ to $z_0$ . Similar to the Latent Diffusion Model (LDM) [36], we optimize our model by predicting the added noise conditioned on $h_{\mathrm{adapter}}$ at given timesteps $t$ : + +$$ +L _ {\mathrm {L D M}} (\theta) = \mathbb {E} _ {\epsilon \sim \mathcal {N} (0, \mathbf {I}), t} \left[ \| \epsilon - \epsilon_ {\theta} (\mathbf {z} _ {t}, t, h _ {\mathrm {a d a p t e r}}) \| ^ {2} \right], \tag {4} +$$ + +where $\epsilon$ denotes the added noise and $\theta$ represents the model parameters. + +# 3.3 Model Training Strategy + +OmniDiffusion is trained with three stages, namely multilingual textual alignment, end-to-end text-image training, and high-aesthetic finetuning. The overall pipeline is presented in Fig. 3. We describe details as follows. + +Stage 1: Multilingual Textual Alignment. In order to introduce the text features of LLMs into the diffusion training process, we train the adapter to align the text feature of LLM with that of CLIP by merely optimizing the adapter through the proposed alignment loss. During training, we use two types of text corpora, English-only and Chinese-English paired text. For both of these datasets, the CLIP model is exclusively provided with English text, obtaining the features to be aligned, $h_{\mathrm{clip}}$ . Meanwhile, the adapter-suffixed LLM is respectively fed with English and Chinese text for English-only and Chinese-English + +![](images/d834a03c5e466115010510170ab1e6a0edcc5eda8988fda9b9943178d57dd379.jpg) +Fig. 3: Three-stage training pipeline. Multilingual textual alignment enables LLM to connect visual and textual information in the CLIP embedding space. End-to-end text-image training explores the potential of LLM-derived textual features and improves generation quality. High-aesthetic finetuning further ameliorates the visual aesthetic. + +corpora, yielding the adaption-needed LLM-derived features, $h_{\mathrm{adapter}}$ . Then, we align these features by optimizing the adapter module through an alignment loss, which is defined as: + +$$ +L \left(\theta_ {\text {a d a p t e r}}\right) = 1 - \left\langle h _ {\text {c l i p}}, h _ {\text {a d a p t e r}} \right\rangle , \tag {5} +$$ + +where $\langle \cdot, \cdot \rangle$ is the cosine similarity. By minimizing the alignment loss, we can efficiently achieve multilingual textual alignment between LLM-derived features and CLIP image-text joint embedding space. Moreover, we observe that the magnitudes of the token-level features extracted from CLIP and LLM differ significantly, which impairs the alignment performance(detailed experiment is provided in Sec. 4.3). To address, we further incorporate a constraint on the token-level feature magnitudes of LLM and CLIP into the alignment loss: + +$$ +L \left(\theta_ {\text {a d a p t e r}}\right) = \lambda * \left(| h _ {\text {c l i p}} | - | h _ {\text {a d a p t e r}} |\right) ^ {2} - \left\langle h _ {\text {c l i p}}, h _ {\text {a d a p t e r}} \right\rangle , \tag {6} +$$ + +where the first term constrains the magnitude of these two features should be aligned, and the second term ensures the features from the adapter-sUFFIXed LLM align with the feature space of the CLIP model, $\lambda$ is the hyper-parameter that balances them. + +Recall that the maximum token length of CLIP models is only 77, resulting information loss on text that is longer than 77. Therefore, directly aligning the adapter-suffixed LLM with the CLIP may bias the LLM-derived text features to short prompt text-to-image generation and hinders alignment performance. To mitigate this limitation, we adopt a segmented encoding approach. It first segments the input prompt into chunks of 77 tokens for separate CLIP encoding, the CLIP features of each chunk are then concatenated to obtain the complete feature. Such that, the information beyond 77 tokens are well-preserved without modifying the CLIP model, allowing multilingual textual alignment on longer text data. + +Stage 2: End-to-end Text-image Training. Although stage 1 successfully aligns the textual feature space of the LLM to the CLIP embedding space, it does not fully explore the superior expressive capabilities of the LLM-derived text features, and the synthesis quality activated by LLMs could be further improved. Therefore, to enhance image synthesis quality and fully exploit LLM features, this stage involves end-to-end text-image training on a curated internal dataset of 43M text-image pairs. During this stage, the parameters of LLM remain frozen, while the parameters of the adapter module and the UNet from the diffusion model are optimized by minimizing the diffusion loss, Eq. (2). Accordingly, the adapter is trained to further connect the textual representation space of LLMs and the text-to-image diffusion model, and the UNet is optimized to align the text conditions with the corresponding images, thus producing faithful and text-aligned images. + +Stage 3: High-aesthetic Fine-tuning. Stage 2 ensures the alignment of image-text embeddings of LLMs and diffusion process, but the overall image quality is relatively random and unstable. In order to guide the model to exclusively produce images with highly visual aesthetics, we further finetune the diffusion model with a set of carefully curated high-quality images, which has shown appealing quality gains in the community [7, 9]. Specifically, we filter 40K exceptionally high-quality images from a large amount of filtered images, where the filtering process includes text and optical character recognition, aesthetic score filter, image-text alignment, position, and object detection, as well as human visual judgment. Further, we employ a large multimodal model [26] to caption these images for highly descriptive text conditions with specific styles. In stage 3, the model is slightly optimized for nearly 5,000 steps with a batchsize of 64. + +# 4 Experiments + +We conduct qualitative and quantitative experiments to validate our method. We first introduce experimental setups in Sec. 4.1. We then compare the proposed OmniDiffusion with state-to-the-art models in Sec. 4.2. Finally, we show ablative studies and analyses in Sec. 4.3. + +# 4.1 Experimental Setup + +Datasets. Our three-stage training pipeline is respectively trained on pure text data (stage 1), text-image data (stage 2), and high-quality text-image data (stage 3). Regarding the text data, we use the text captions of LAION-5B [40] and collected real-world user prompts. For the paired text-image data for stage 2, we similarly employ the LAION-5B dataset and build an self-collected text-image dataset from internet, yielding a total of 43M samples. Notably, to fully exploit LLM-powered language understanding ability as done in [4, 7], we re-caption these images with a self-trained multi-modal LLMs, providing more descriptive text conditions for training. Finally, a carefully-crafted high-quality dataset is + +![](images/44b9b6818c8b69a70e71077a99fd357dee559d0b5d147ade91d94c237ddf11ef.jpg) +Fig. 4: Qualitative results of OmniDiffusion and competing methods. For models that do not support multilingual text conditions, we translate the given prompts into corresponding language to generate images. OmniDiffusion could produce images with accurate text-image alignment and higher visual quality. + +Table 1: Quantitative comparisons between our proposed method and existing baselines. OmniDiffusion achieves the best or second-best results in FID and CLIP-Score, while outperforms compared methods significantly in aesthetics score (Aes). + +
ModelCOCO-enCOCO-cnFlickr-30k-enFlickr-8k-cn
FIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAes
Taiyi-Diffusion18.590.23055.0072.580.33894.9880.660.22004.9978.000.34124.98
Alt-Diffusion33.200.24275.4989.410.33825.4783.730.25225.4788.380.34765.48
Ours22.380.24636.8074.650.34186.6278.160.25047.0383.530.33266.86
+ +consist of both real-world images from internet and public-available image synthesis benchmarks [45], obtaining a total of 40K images with a average aesthetic score of 7.51. + +Evaluation Metrics. Following existing philosophy of evaluating text-to-image generative models, we include three commonly-used automatic metrics, CLIP-score [14], FID [15] and aesthetics score [40] to evaluate the generated images in terms of text alignment, synthesis quality and aesthetic appeal. Considering that OmniDiffusion features multilingual text conditions, we gather both English and Chinese prompts for a thorough investigation. Specifically, for English-driven text-to-image generation, we use COCO [24], Flickr-30K [54], and Flickr-8K [18], and use COCO-cn [23], Flickr-8K-cn [22] for Chinese driven text-to-image generation. Note that we only utilize the text captions for producing images in inference, and Chinese-CLIP [52] is used for calculating CLIP-Score of Chinese benchmarks. The original texts are used for computing CLIP-Score, and the original images are used as reference distribution for zero-shot FID evaluation. + +To better investigate the image visual quality of OmniDiffusion, we further conduct an user study to identify the human preference of different models. Presented pairs of images generated by different models, 10 individuals are asked to select more visually appealing images. To ensure the reliability of human evaluation, annotators are not aware of the image was produced by which model. + +Comparison Baselines. Quantitatively, we compare OmniDiffusion with several existing multilingual text-to-image diffusion models, namely Alt-Diffusion [53], and Taiyi-Diffusion [47]. Moreover, for those baselines that do not support multilingual input conditions, i.e., SD-v1.5 [44] and SD-XL [31], we compare their qualitative results based on machine-translated text conditions, e.g., translating Flickr-8K-cn texts into English. + +Implementation Details. We use the open-source Baichuan2-7B [51] as the integrated LLM, and build our 4-layer encoder-decoder adapter based on the SD-XL. All of the other details remain unchanged. The features aligned in stage 1 are text features concatenated from OpenCLIP and BigCLIP, similar to that of SD-XL. In stage 2, the UNet parameters are loaded from that of SD-XL and trained on image-text data with a batchsize of 3072, and classifier-free guidance is used by randomly dropping $10\%$ input conditions. The whole training process is performed on 128 NVIDIA A800 GPUs for approximately 2 days. + +![](images/566d4e85fed727a19b3e4d63cb14753a8a9c164dd283c2a9484741c85909eb0d.jpg) +Fig. 5: Human evaluation results. Our model is consistently voted as the model that produce images with better visual quality. + +# 4.2 Main Results + +Quantitative Results. Tab. 1 presents the comparison results between our proposed method and existing alternatives. Owing to the aligned powerful language understanding of LLMs, OmniDiffusion achieves the best or the second-best FID/CLIP-Score performances under all tested benchmarks while gaining a significant improvement in visual aesthetics. It indicates that our model is able to generate images with competitive synthesis quality, textual alignment and aesthetic appeal. + +Qualitative Results. Fig. 4 shows the visual outputs of our proposed method and comparison baselines, providing a clearer comparison on the synthesis quality. Clearly, the overall quality of images generated by OmniDiffusion is more visually appealing, and the prompts following and text-image alignment are significantly better than others. For instance, given "A brown and white dog has is playing with a white ball on the grass" as input, the image produced by our model is more realistic, the texture and visual details are more plausible. Moreover, in the last row, compared models miss generating other people in the back of the woman, and their output images look unnatural. This reflects that OmniDiffusion behaves better at following user prompts and synthesizing high-quality images. + +Human Evaluation. In order to investigate the human preference of OmniDiffusion, we conduct user studies to compare with prior approaches in a pair-by-pair manner. Each time, we present users two images generated by OmniDiffusion and compared baselines, and then ask users to choose the better one. Fig. 5 shows the results. It turns out that our model is consistently identified as the better model when compared to different alternatives, particularly Taiyi-Diffusion and Alt-Diffusion. Together with the above quantitative and qualitative results, the advance of our proposed method is well proved. + +# 4.3 Ablation Study and Further Analysis + +Ablating Different Training Stages. Here we remove different stages of our proposed three-stages training pipeline to testify the efficacy of each stage. Specifically, we remove different training stages and remain other details unchanged, the quantitative results is shown in Tab. 2. These results demonstrate + +Table 2: Ablative results of different training stages. + +
Training Stages stage 1 stage 2 stage 3COCO-en FIDCLIP-sAesCOCO-cn FIDCLIP-sAesGPU Days
✓22.730.24235.77115.720.21576.2018
✓15.500.24925.8772.970.33115.4953
✓✓16.920.26625.9571.580.35605.5053
✓✓44.110.21796.79104.210.27316.7818.2
✓✓✓22.380.24636.8074.650.34186.6253.2
+ +![](images/7e6cb6d88e200e75b8ba6837dd3be1684a65a65090417981e22d38951e98ab30.jpg) +English: Clean and tidy bedroom with white themed furniture + +![](images/1115173e84a70450ac2725daeb8fe382fd6fdeb07cdd41c6523665f99597d111.jpg) +Russian: Uchtaa u o npsthaan mthantb c denl tne Tnataeck noedbo + +![](images/466a005154d3dcdb2aefe6d8e0cadac13ec1635cb1f871cce1c45365639655ba.jpg) +Japanese: 白いデマの家具を備た清潔と整頓くださいますんだルーニム + +![](images/6c9a2bdfe2fa1543da2b5f743975605d5282df74c31d0b8c869262c0f001fe5c.jpg) +Korean: 퉩상 썸마('가구로만고고고고 썸만한 힘일 + +![](images/d30c0fb3132b5981eb2abdee85a9d73f0cc9ce436465951956ffe057ae0df8ff.jpg) +French: Portrait d'une femme portant une anémie légaré + +![](images/2280cd0f1b5f292489142fb57da2735d65eb87bc24cd2989507733e8f01a9768.jpg) +German: Fortzehner Frau in hellem hemd + +![](images/633bd576a60f57435ef0e3ae23f1d708863791f7c0ab354cf259e0b4fc9482ef.jpg) +Chinese:一个穿着浅色衬衣的女人肖像 +Fig. 6: Multilingual outputs. OmniDiffusion is capable of understanding various languages and produce corresponding image content. + +![](images/6e5d88eaab5e31024b0c7b0f30091c1db692648be12184196573ddabf51221d8.jpg) +Spanish: Retrato de una mujer que llevaba a una camisa ligaera + +that: 1) stage 2 effectively improve the FID scores, suggesting its efficacy of ameliorating synthesis quality; 2) stage 3 greatly contributes to the image visual aesthetics scores; and 3) combining all stages could achieve the best trade-off in terms of visual quality, textual alignment, and aesthetics. + +Ablating Magnitude Constraint. We added a magnitude to align the token of LLMs with CLIP text features, and here we provide the detailed analysis in Tab. 3. It could be observed that after applying the magnitude constraint, the token differences between text features of CLIP and that of LLMs are effectively mitigated, and the CLIP-Score is improved. Such observations demonstrate the efficacy of explicitly aligning the encoded features of CLIP and LLMs. + +Multilingual Text-to-image Generation. Fig. 6 provides the visual outputs of using various languages as the input conditions of our model. Surprisingly, OmniDiffusion could understand these texts well and generate images with corresponding captions. This amazing feature indicates that OmniDiffusion suc + +Table 3: The magnitude differences between LLMs and CLIP text features + +
WordsAmajesticlionjumpingfromabigstoneCLIP-Score
CLIP12.8818.517.2520.8820.7623.7517.6321.00-
LLM w/ mc14.4418.2318.1421.8721.8620.7621.0320.840.2312
LLM w/o mc17.9417.621.7718.7718.1415.7415.1514.640.2242
+ +![](images/e3d9a9559073b8af521a49966c8b4838446f2f8cd06cc06e06122d72155ce25a.jpg) +一位年轻女性,风格柔和且直真。她长着一头深色的秀发,垂在肩上,皮肤白皙。她的五官精致,有着大而有神的眼睛,小巧的鼻子和丰满的嘴唇。她穿着一件印有花朵图案的上衣,与背景中的花朵相呼应。这件上衣有一个圆形领口,看起来是由轻薄、可能是丝质面料制成的。背景充满了粉色的花朵。光线柔和而温暖,给女性的脸和花朵投下了温柔的阴影。整个图像的氛围宁静而如画,唤起了宁静美丽感觉。 + +![](images/6bdea0d9be409322e2ce27f9f70fb1ae0533db8f9ee80ea390a8a978f78446ae.jpg) +一位站在城市街道上的男士。他穿着一件浅色丁恤,并留着胡须。他的目光直视镜头,看起来处于沉思或冥想的状态。男士位于前景,而城市景观在背景中模糊表明了深度并聚焦于他。城市街道包含了交通灯、汽车和行人等元素,显示出是在一个城市环境中。光线和阴影暗示可能是傍晚或者初晚时分,太阳给场景投下了温暖的光芒。 +Fig. 7: Long prompts driven generation results. OmniDiffusion can capture long contextual text semantics and synthesize text-alignment results. + +![](images/2666ffa575435f6d5269e9bc1c10a2bde7d0d9a3bb639bdbc0d6758ae88e9a11.jpg) +A golden-furred dog, wearing a collar, sitting on the roof of a building next to a satellite dish and a surfboard. Its attention captivated by the distant view. The sky, painted with the soft hues of sunset, adds a sense of calm and tranquility to the scene. The image suggests a moment of quiet reflection or perhaps a watchful vigil. + +cessfully integrates the powerful language understanding ability of LLMs into the text-to-image generation process, and fully exploit the potential of LLMs. + +Long Prompts Generation. To testify whether our model could understand long texts, we present the generated images under long prompts in Fig. 7. Remarkably, OmniDiffusion captures the meaning of prompts that are much longer than 77 tokens and synthesizes images that well align with prompts, whereas prior methods usually fail under such setting. This further reflects the powerful language understanding capability and synthesis quality of OmniDiffusion. + +# 5 Conclusion + +In this paper, we present an empirical study on exploiting the Large-language-model powered textual understanding capability for text-to-image diffusion models. 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qianye.0514, zhouqiang}@inftech.ai, 20225227060@stu.suda.edu.cn, czhang0528@gmail.com, lihao lh@fudan.edu.cn" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 261, + 455, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 261, + 455, + 470 + ], + "spans": [ + { + "bbox": [ + 160, + 261, + 455, + 470 + ], + "type": "text", + "content": "Abstract. One critical prerequisite for faithful text-to-image generation is the accurate understanding of text inputs. Existing methods leverage the text encoder of the CLIP model to represent input prompts. However, the pre-trained CLIP model can merely encode English with a maximum token length of 77. Moreover, the model capacity of the text encoder from CLIP is relatively limited compared to Large Language Models (LLMs), which offer multilingual input, accommodate longer context, and achieve superior text representation. In this paper, we investigate LLMs as the text encoder to improve the language understanding in text-to-image generation. Unfortunately, training text-to-image generative model with LLMs from scratch demands significant computational resources and data. To this end, we introduce a three-stage training pipeline, OmniDiffusion, that effectively and efficiently integrates the existing text-to-image model with LLMs. Specifically, we propose a lightweight adapter that enables fast training of the text-to-image model using the textual representations from LLMs. Extensive experiments demonstrate that our model supports not only multilingual but also longer input context with superior image generation quality. Project page: https://llm-conditioned-diffusion.github.io" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 490, + 230, + 502 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 490, + 230, + 502 + ], + "spans": [ + { + "bbox": [ + 132, + 490, + 230, + 502 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 514, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 482, + 647 + ], + "type": "text", + "content": "The recent advancement of proficient text-to-image generative models, such as DALL-E series [4,34,35], Imagen [39], and Stable Diffusion [36], have sparked a revolution in creating various images conditioned on texts. Their technical breakthroughs not only push the boundaries of image synthesis but also significantly facilitate a spectrum of downstream applications, ranging from image editing and manipulation [19,43,57], personalized generation [3,13,37], and video generation [5]. In the context of text-to-image generation, a well-known fact is that the synthesis quality is greatly determined by the text features extracted from input prompts. The root reason is that the generated images are bounded by the text representation capabilities of the text encoders. Most existing text-to-image models [31,34,36] utilize CLIP [20,32] to encode the input prompts. 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女娲之神志章日命云星的三世长沙" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 12 + }, + { + "type": "image", + "bbox": [ + 133, + 270, + 198, + 335 + ], + "blocks": [ + { + "bbox": [ + 133, + 270, + 198, + 335 + ], + "lines": [ + { + "bbox": [ + 133, + 270, + 198, + 335 + ], + "spans": [ + { + "bbox": [ + 133, + 270, + 198, + 335 + ], + "type": "image", + "image_path": "2b6c0aec2b96bf5623f929d90be9cb0d7e55b4b6345dc1a0d150dee93768c79b.jpg" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 135, + 336, + 197, + 341 + ], + "lines": [ + { + "bbox": [ + 135, + 336, + 197, + 341 + ], + "spans": [ + { + "bbox": [ + 135, + 336, + 197, + 341 + ], + "type": "text", + "content": "A man and child next to a horse" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 357, + 482, + 401 + ], + "lines": [ + { + "bbox": [ + 130, + 357, + 482, + 401 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 482, + 401 + ], + "type": "text", + "content": "Fig. 1: Our proposed model could not only produce images with high visual quality given English input prompts (left), but also enables multilingual understanding capability for various language driven text-to-image generation (middle), as well as grasps much longer contextual information for generation (right)." + } + ] + } + ], + "index": 23, + "angle": 0, + "type": "image_caption" + } + ], + "index": 14 + }, + { + "type": "image", + "bbox": [ + 198, + 270, + 263, + 335 + ], + "blocks": [ + { + "bbox": [ + 198, + 270, + 263, + 335 + ], + "lines": [ + { + "bbox": [ + 198, + 270, + 263, + 335 + ], + "spans": [ + { + "bbox": [ + 198, + 270, + 263, + 335 + ], + "type": "image", + "image_path": "eca26a255c925a680687191319ea57c72d47195e2ff79b470fb178daaa2a2b56.jpg" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 204, + 336, + 257, + 342 + ], + "lines": [ + { + "bbox": [ + 204, + 336, + 257, + 342 + ], + "spans": [ + { + "bbox": [ + 204, + 336, + 257, + 342 + ], + "type": "text", + "content": "Chinese:两只狗在海滩上跑" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 261, + 336, + 328, + 353 + ], + "lines": [ + { + "bbox": [ + 261, + 336, + 328, + 353 + ], + "spans": [ + { + "bbox": [ + 261, + 336, + 328, + 353 + ], + "type": "text", + "content": "Russian: Modras devoika B cothyaayrhytbe oikax yztatet no zopody" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 16 + }, + { + "type": "image", + "bbox": [ + 264, + 270, + 329, + 335 + ], + "blocks": [ + { + "bbox": [ + 264, + 270, + 329, + 335 + ], + "lines": [ + { + "bbox": [ + 264, + 270, + 329, + 335 + ], + "spans": [ + { + "bbox": [ + 264, + 270, + 329, + 335 + ], + "type": "image", + "image_path": "ea0e302634ab0c59ec16ad671d276662d5c91654f927f24bf203fe26da41a6fc.jpg" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 330, + 294, + 480, + 354 + ], + "lines": [ + { + "bbox": [ + 330, + 294, + 480, + 354 + ], + "spans": [ + { + "bbox": [ + 330, + 294, + 480, + 354 + ], + "type": "text", + "content": "Translated to English: A woman is wearing a sleeveless dress with a floral pattern, mainly in white and gold tones, giving the impression of light, elegant clothing as she stands in a park-like setting with trees and flowers. She appears to be a beautiful young lady, possibly a princess, as she is depicted like a figure in a painting and her overall image is very elegant. The image is set in a serene environment, with the woman's image being the main focus of the image, and the background is serene and picturesque, a calm lake with clear skies, cherry blossom trees in full bloom, and a building behind her that looks very much like a castle. The entire image emphasizes the elegance and purity of the woman's clothing, displaying an elegant beauty." + } + ] + } + ], + "index": 22, + "angle": 0, + "type": "image_caption" + } + ], + "index": 18 + }, + { + "type": "image", + "bbox": [ + 330, + 114, + 481, + 249 + ], + "blocks": [ + { + "bbox": [ + 330, + 114, + 481, + 249 + ], + "lines": [ + { + "bbox": [ + 330, + 114, + 481, + 249 + ], + "spans": [ + { + "bbox": [ + 330, + 114, + 481, + 249 + ], + "type": "image", + "image_path": "ba41551b3205572579df321576f33896c441ae7fee436b087829fb56960ebbc8.jpg" + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 331, + 250, + 481, + 293 + ], + "lines": [ + { + "bbox": [ + 331, + 250, + 481, + 293 + ], + "spans": [ + { + "bbox": [ + 331, + 250, + 481, + 293 + ], + "type": "text", + "content": "Original user prompt: 一位女子穿着一件无袖连衣裙,上面有花朵图案,主要是白色和金色色调,给人一种轻盈、优雅衣物的印象,她站在一个带有树木和鲜花的公园般的环境中。她看起来是一位美丽年轻的女士,可能是位公主,因为她像一幅画中的人物一样被描绘,她整体形象非常优雅。画面设定在一个宁静的环境中,女子的形象是画面的主要焦点,背景宁静而如画,是一个平静的湖面,天空清澈,樱花树爱开,背后还是一座建筑,看起来非常像是城堡。整张图像强调了女子衣着的优雅和纯洁,显示一种高雅的美。" + } + ] + } + ], + "index": 21, + "angle": 0, + "type": "image_caption" + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 422, + 482, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 518 + ], + "type": "text", + "content": "CLIP nudges language understanding for text-to-image diffusion models, it has three essential drawbacks: 1) CLIP is tailored for English only, non-English native users have to translate their prompts before using image synthesis models, which may introduce extra inference latency and lose some contextual information of the prompts; 2) the max token length of CLIP is limited to 77, resulting information loss in longer text conditions; and 3) the model capacity of CLIP is relatively small, leading to underperforming text representation capabilities, ultimately limiting the performance of text-to-image generative models." + } + ] + } + ], + "index": 24 + }, + { + "bbox": [ + 130, + 520, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 640 + ], + "type": "text", + "content": "In contrast, Large Language Models (LLMs) [1,2,6,30] have shown unprecedented progress and gained extensive attentions in both academic and industry communities recently. Attributed to ample training data, large-scale computation resources, LLMs herald a qualitative leap in text representation and language understanding abilities, which are remarkably better than those from CLIP models. Moreover, since LLMs are trained on multilingual corpora with a longer preserved context length, it also support multilingual inputs and longer context accommodation. These advantages indicate that incorporating LLMs into text-to-image diffusion models could effectively address the limitations of CLIP models and significantly bootstrap the synthesis quality." + } + ] + } + ], + "index": 25 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "However, employing LLMs as the text encoders of diffusion models is challenging. Unlike CLIP models that are trained to align features of image-text" + } + ] + } + ], + "index": 26 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "Z. Tan et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "pairs, LLMs are developed solely from textual corpora, yielding text features that lack the awareness of visual information. Therefore, directly employing LLMs as the text encoders of diffusion models might be inappropriate due to the information gap between textual and visual signals. Additionally, training text-to-image generative model with LLMs from scratch is resource-consuming, requiring massive computational and data resources [4, 7, 39]. For instance, DALL-E 3 [4] is trained on 1.2B images with a batchsize of 2048 for 500,000 iterations in total — a commitment of resources that many researchers and institutions cannot afford." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 219, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 219, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 219, + 482, + 422 + ], + "type": "text", + "content": "To address these issues, we propose a three-stage training pipeline, Omni-Diffusion, that efficiently integrating LLMs into existing diffusion models. The main idea of our method is a lightweight but effective adapter module to align the text features of LLMs with that of the visual-aware CLIP. In this way, LLMs could capture the visual clues contained in the input prompts, thereby drive text-to-image diffusion models to produce appropriate images. Specifically, we decompose the training procedure into three distinct stages. First, we adapt the features of LLMs into diffusion training process by aligning them with those from CLIP models, only adapter is optimized in this stage. Then, we improve the synthesis quality through end-to-end text-image training. After that, the aesthetic appeal of the generated images is enhanced by further finetuning on a carefully-curated dataset. By doing so, the textual representation capabilities of LLMs can be fully activated and the model performance is well improved in terms of text alignment, synthesis quality and image aesthetics. Notably, our model is trained with a fraction of the resources required by most text-to-image diffusion models while achieving superior synthesis quality and supporting multilingual input." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 430, + 483, + 489 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 430, + 483, + 489 + ], + "spans": [ + { + "bbox": [ + 130, + 430, + 483, + 489 + ], + "type": "text", + "content": "In order to verify the effectiveness of our proposed model, we conduct extensive empirical investigation on both English and Chinese prompts datasets, it turns out our model achieves favourable zero-shot FID/CLIP scores under various settings. Besides, user studies demonstrate that our model could produce images that are preferred by human. In summary, our main contributions are:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 514, + 482, + 665 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 135, + 514, + 481, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 514, + 481, + 550 + ], + "spans": [ + { + "bbox": [ + 135, + 514, + 481, + 550 + ], + "type": "text", + "content": "- We propose an effective approach for incorporating LLMs into text-to-image diffusion models, improving the awareness of LLMs towards the CLIP visual and textual space, thus facilitating more expressive language understanding." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 135, + 559, + 482, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 559, + 482, + 608 + ], + "spans": [ + { + "bbox": [ + 135, + 559, + 482, + 608 + ], + "type": "text", + "content": "- We devise an efficient three-stage training pipeline, OmniDiffusion, that accomplishes fast adaptation of LLM textual features with a small amount of resources, serving as an strong baseline of integrating LLMs into diffusion models and paving the way of this important topic." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 617, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 617, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 135, + 617, + 482, + 665 + ], + "type": "text", + "content": "- Extensive experiments demonstrate that OmniDiffusion not only supports multilingual input conditions (i.e., Chinese, Japanese, Korean, etc.) but also surpasses existing text-to-image diffusion models in terms of synthesis quality, text alignment and image aesthetics." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "text", + "content": "LLM-powered Text-to-Image Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 147, + 482, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 147, + 482, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 147, + 482, + 411 + ], + "type": "text", + "content": "Text-to-image Diffusion Models. With the tremendous development of diffusion models [16, 28, 42], text-to-image generation [4, 31, 34, 36] have prompted appealing applications including image editing/manipulation [19, 43, 57], image translation/super-resolution [38, 48], personalized generation [13, 13, 37], etc. For instance, given a text condition, DALLE-2 [34] employed the joint embedding space of CLIP [32] to learn a CLIP image embedding, based on which a decoder was trained to generate corresponding images. GLIDE [27] identified that leveraging classifier guidance [10, 17] for text-to-image generation brings better synthesis quality. Imagen [39] achieved better language understanding by leveraging a large transformer (i.e., T5 [33]) language models to encode text conditions. Based on the text embedding power of CLIP [32], Latent Diffusion Model (LDM) [36], also known as Stable Diffusion (SD) [44], significantly improved the training efficiency of diffusion models by projecting samples into a pre-defined low-dimension latent space. Further, DALL-E-3 [4] and SD-XL [31] respectively improved text-to-image generation with better text captions, larger model capacity and novel conditioning schemes. Notably, SD-XL opted both OpenCLIP [20] and CLIP to obtain more powerful text understanding ability. Despite all these breakthroughs, most existing diffusion models are monolingual, i.e., can only understanding one specific language, thus hindering their further applications. Moreover, the use of CLIP text encoder leads to very short contextual prompts understanding and underperforming expressive ability due to its maximum token length is only 77 and the model size of CLIP is relatively small." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 413, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 482, + 605 + ], + "type": "text", + "content": "Multilingual Text-to-image Generation. One straightforward way to produce multilingual images is to use machine translation tools to transform one language into another. For instance, when using ERNIE-ViLG [55] for text-to-image generation, one has to translate given prompts into Chinese before generation. This solution, however, is often time-consuming and leads to unsatisfactory results due to the expression, grammar, and cultural differences. To address this, several attempts have been made to enable multilingual diffusion models. The CogView series [11, 12] extracted a bilingual vocabulary of Chinese and English tokens to support both of them for text-to-image generation. Japanese SD [41] and Taiyi Diffusion [47] respectively extended the English-only SD by incorporating corresponding language knowledge to facilitate Chinese and Japanese text conditioned synthesis. Taiyi-Diffusion-XL [50] further improved the synthesis quality by integrating the capability of CLIP and SD-XL with bilingual continuous pre-training. In order to enable more various languages, AltDiffusion [53] first learned a multilingual text encoder and then re-train an initialized English-only diffusion model for concept alignment and quality improvement." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "content": "However, existing alternatives still have several limitations: First, training bilingual/multilingual text encoders from scratch usually requires massive training data and cost. Second, their language understanding abilities are still limited due to the misalignment between different languages and small text encoder model size. Third, there is often a trade-off between language understanding" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "Z. Tan et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "and image quality because more attention is paid to textual alignment and the more the text-to-image diffusion model is ignored. To address these issues, this paper proposes to leverage the text features of LLMs to provide promising language understanding ability and employ a resource-efficient three-stage training to ameliorate the synthesis quality, enabling a multilingual diffusion model without compromising the fidelity and diversity of generated images." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 190, + 483, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 190, + 483, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 190, + 483, + 443 + ], + "type": "text", + "content": "LLMs for Downstream Tasks. The recent advancement of LLMs [2, 6, 30] directly brings the blooming of visual content creation, multi-modal understanding, and various natural language processing tasks. For instance, the emergence of GPT family, namely GPT-3 [6], ChatGPT [29], GPT-4 [2], enabling convenient experiences for users to process tasks that were thought exclusive and burdensome before the era of LLMs. Motivated by their great success, researchers seek to tailor the power of LLMs for various downstream tasks, such as interpreting visual signals including images [49], videos [21], etc. For example, LLaVA [25,26] and MiniGPT-4 [58] utilized visual instruction learning to ameliorate the visual instruction following ability of LLMs. Video-LLaMA [56], ChatVideo [21] harnessed LLMs for video understanding tasks. These attempts either design novel projectors to unify the representation spaces between different modalities or align the embedding space of pre-trained feature extractors, one typical example is LLaVA that joint a vision encoder (i.e., CLIP [32]) and an LLM (i.e., Vicuna [8]) for multi-modal understanding. However, in the context of text-to-image generation, the potential of LLMs remain less-explored. Therefore, we present an effective practice of empowering text-to-image diffusion models with LLM-driven textual representation. By aligning the text embedding space of LLMs and the visual/textual embedding space of CLIP via a lightweight adapter, we propose a multilingual text-to-image diffusion model that enables longer contextual understanding and high-quality generation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 456, + 202, + 470 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 456, + 202, + 470 + ], + "spans": [ + { + "bbox": [ + 132, + 456, + 202, + 470 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 479, + 482, + 612 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 482, + 612 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 482, + 612 + ], + "type": "text", + "content": "In order to fully explore the potential of LLMs for text-to-image generation, we propose a novel three-stage training pipeline. First, a lightweight transformer-based adapter module is designed to align the text representations of LLMs with those of CLIP models, efficiently adapting the exceptional language understanding capabilities of LLMs for text-to-image generation. Then, an end-to-end training scheme is conducted to further optimize the adapter and the pretrained UNet, improving the synthesis quality. Finally, we perform a high-aesthetic finetuning on a small set of carefully curated high-quality images, improving the visual aesthetics of generated images. In the following, we first present necessary preliminaries in Sec. 3.1, followed by our overall framework in Sec. 3.2 and detailed description of our three-stage training pipeline in Sec. 3.3." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 624, + 228, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 624, + 228, + 636 + ], + "spans": [ + { + "bbox": [ + 132, + 624, + 228, + 636 + ], + "type": "text", + "content": "3.1 Preliminaries" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 666 + ], + "type": "text", + "content": "Diffusion Models are trained to capture the distribution of training images through a sequential Markov chains of adding random noise into clean images" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "text", + "content": "LLM-powered Text-to-Image Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": "and denoising pure noise to clean images. Formally, the forward process is accomplished by adding random Gaussian noise " + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "(\\epsilon \\sim \\mathcal{N}(0,\\mathbf{I}))" + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": " into clean images from training sets " + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "(x_0\\sim p_{data})" + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 245, + 162, + 481, + 177 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 245, + 162, + 481, + 177 + ], + "spans": [ + { + "bbox": [ + 245, + 162, + 481, + 177 + ], + "type": "interline_equation", + "content": "x _ {t} = \\sqrt {\\gamma (t)} x _ {0} + \\sqrt {1 - \\gamma (t)} \\epsilon , \\tag {1}", + "image_path": "476882be3a968ea2f093380c66f0bc2aabc0d68021876bfaff5caf7aea7c44d6.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "spans": [ + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "type": "inline_equation", + "content": "t \\in [0,1]" + }, + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "type": "inline_equation", + "content": "\\gamma(t)" + }, + { + "bbox": [ + 130, + 185, + 480, + 232 + ], + "type": "text", + "content": " is defined as a noise scheduler that monotonically descends from 1 to 0. On the contrary, the reverse process aims to denoise Gaussian noises back to clean images by iteratively predicting the added noises at each reverse step:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 223, + 232, + 481, + 252 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 223, + 232, + 481, + 252 + ], + "spans": [ + { + "bbox": [ + 223, + 232, + 481, + 252 + ], + "type": "interline_equation", + "content": "L (\\theta) = \\mathbb {E} _ {\\epsilon \\sim \\mathcal {N} (0, \\mathbf {I}), t} \\left[ \\| \\epsilon - \\epsilon_ {\\theta} (\\mathbf {x} _ {t}; t, c) \\| ^ {2} \\right], \\tag {2}", + "image_path": "008c52edf3ffbbfce99caf2040cbd2f90b9d4dd655d1c82a6e6a6eb032c21241.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}" + }, + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "type": "text", + "content": " denotes the denoising model parameterized by a neural network, and " + }, + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 255, + 481, + 281 + ], + "type": "text", + "content": " is the input conditions (e.g., class condition or text condition)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "spans": [ + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "text", + "content": "Text Condition Injection in Diffusion Models. The most common way to inject text conditions into diffusion models is interacting text representations and with image features via cross-attention mechanism [31,36]. Concretely, image features are utilized as the query (Q), and textual features are deployed as both the key (K) and the value (V) within the cross-attention layer. The cross-attention layer computes a weighted sum of input sequences, where the weights are determined by the attention scores between Q and K: Attention(Q,K,V) = softmax " + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "inline_equation", + "content": "(QK^T / \\sqrt{d_k})" + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "text", + "content": " V. When using CLIP text encoder to inject textual conditions, the input text initially undergoes tokenization, yielding a sequence of N tokens. Note that if N exceeds a specified threshold T (77 for CLIP), the sequence will be truncated to T, and if N < T, the sequence will be padded to T. After that, the processed sequence is input into CLIP to extracts text feature, " + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{clip}} \\in \\mathbb{R}^{T \\times d}" + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "text", + "content": " signifies the dimensionality. " + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{clip}}" + }, + { + "bbox": [ + 130, + 282, + 482, + 511 + ], + "type": "text", + "content": " is then used to interact with visual features via cross-attention mechanism, determining the content of generated images with respect to the text conditions. It has been proved that the capacity of conditioned text feature plays a pivotal role in determining the quality of synthesized images [4,7,39]. Considering that LLMs [46,51] are trained on trillions of tokens with substantial model capacity for powerful language understanding, suggesting great potentials for text-to-image generation tasks." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 528, + 218, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 528, + 218, + 540 + ], + "spans": [ + { + "bbox": [ + 132, + 528, + 218, + 540 + ], + "type": "text", + "content": "3.2 Framework" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 548, + 482, + 644 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 548, + 482, + 644 + ], + "spans": [ + { + "bbox": [ + 130, + 548, + 482, + 644 + ], + "type": "text", + "content": "Given the fact that the text features of LLMs are intrinsically ill-suited for text-to-image generation tasks, and directly training LLM-equipped diffusion models from scratch requires considerable resources, we derive an effective and efficient framework to adapt the textual representations of LLMs to diffusion models. Fig. 2 presents the overall framework. To be specific, we suffix an adapter module to the end of the LLM, achieving the alignment of text features between LLM and CLIP. The adapter is a 4-layer encoder-decoder transformer with a learnable query sequence " + }, + { + "bbox": [ + 130, + 548, + 482, + 644 + ], + "type": "inline_equation", + "content": "q" + }, + { + "bbox": [ + 130, + 548, + 482, + 644 + ], + "type": "text", + "content": ", which is defined as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 230, + 654, + 481, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 230, + 654, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 230, + 654, + 481, + 667 + ], + "type": "interline_equation", + "content": "h _ {\\mathrm {a d a p t e r}} := \\theta_ {\\mathrm {e n c - d e c}} \\left(\\theta_ {\\mathrm {M L P}} \\left(h _ {\\mathrm {L L M}}\\right), q\\right), \\tag {3}", + "image_path": "1419336b9af808d6747ae37a10b862feaeb477a529078a6222b7b19fe10f8e88.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 218, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 218, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 218, + 101 + ], + "type": "text", + "content": "Z. Tan et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 178, + 114, + 438, + 272 + ], + "blocks": [ + { + "bbox": [ + 178, + 114, + 438, + 272 + ], + "lines": [ + { + "bbox": [ + 178, + 114, + 438, + 272 + ], + "spans": [ + { + "bbox": [ + 178, + 114, + 438, + 272 + ], + "type": "image", + "image_path": "562e56eec48a3802b8028f8c3962af346dd74c2da7a9ce247ca56a5e9be4d396.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 281, + 482, + 316 + ], + "lines": [ + { + "bbox": [ + 130, + 281, + 482, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 482, + 316 + ], + "type": "text", + "content": "Fig. 2: Overall framework of our proposed method. The lightweight adapter efficiently connects LLMs and diffusion models, enhancing diffusion models with more powerful language understanding ability." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{LLM}} \\in \\mathbb{R}^{L \\times d_{\\mathrm{LLM}}}" + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{adapter}} \\in \\mathbb{R}^{Q \\times d_q}" + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "text", + "content": ", respectively denotes the output features of the LLM and the adapter. " + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "inline_equation", + "content": "q" + }, + { + "bbox": [ + 130, + 329, + 479, + 365 + ], + "type": "text", + "content": " is a hyper-parameter represents the number of learnable queries, which set as 227 in implementation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": "The output text features of the adapter-sUFFIXed LLM " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{adapter}}" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " serve as the text conditions of the diffusion training process, guiding the model to produce images that are consistent with input prompts. In practice, we first project initial images into a low-dimensional latent space as " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "z_0" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " with a pre-trained VAE [31], and obtain noisy latent features " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "z_t" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " by adding noise " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "z_0" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": ". Similar to the Latent Diffusion Model (LDM) [36], we optimize our model by predicting the added noise conditioned on " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{adapter}}" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": " at given timesteps " + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 366, + 482, + 450 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 198, + 457, + 481, + 478 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 457, + 481, + 478 + ], + "spans": [ + { + "bbox": [ + 198, + 457, + 481, + 478 + ], + "type": "interline_equation", + "content": "L _ {\\mathrm {L D M}} (\\theta) = \\mathbb {E} _ {\\epsilon \\sim \\mathcal {N} (0, \\mathbf {I}), t} \\left[ \\| \\epsilon - \\epsilon_ {\\theta} (\\mathbf {z} _ {t}, t, h _ {\\mathrm {a d a p t e r}}) \\| ^ {2} \\right], \\tag {4}", + "image_path": "2a076d34cd45e6716b3fb392df9cb3949c57d4c8dd81f5c42b74222a4b3aef92.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "spans": [ + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "type": "text", + "content": " denotes the added noise and " + }, + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 131, + 483, + 451, + 496 + ], + "type": "text", + "content": " represents the model parameters." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 512, + 285, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 512, + 285, + 525 + ], + "spans": [ + { + "bbox": [ + 131, + 512, + 285, + 525 + ], + "type": "text", + "content": "3.3 Model Training Strategy" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 530, + 480, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 530, + 480, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 530, + 480, + 567 + ], + "type": "text", + "content": "OmniDiffusion is trained with three stages, namely multilingual textual alignment, end-to-end text-image training, and high-aesthetic finetuning. The overall pipeline is presented in Fig. 3. We describe details as follows." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Stage 1: Multilingual Textual Alignment. In order to introduce the text features of LLMs into the diffusion training process, we train the adapter to align the text feature of LLM with that of CLIP by merely optimizing the adapter through the proposed alignment loss. During training, we use two types of text corpora, English-only and Chinese-English paired text. For both of these datasets, the CLIP model is exclusively provided with English text, obtaining the features to be aligned, " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{clip}}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ". Meanwhile, the adapter-suffixed LLM is respectively fed with English and Chinese text for English-only and Chinese-English" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "text", + "content": "LLM-powered Text-to-Image Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 480, + 240 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 480, + 240 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 480, + 240 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 480, + 240 + ], + "type": "image", + "image_path": "d834a03c5e466115010510170ab1e6a0edcc5eda8988fda9b9943178d57dd379.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 249, + 482, + 295 + ], + "lines": [ + { + "bbox": [ + 130, + 249, + 482, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 249, + 482, + 295 + ], + "type": "text", + "content": "Fig. 3: Three-stage training pipeline. Multilingual textual alignment enables LLM to connect visual and textual information in the CLIP embedding space. End-to-end text-image training explores the potential of LLM-derived textual features and improves generation quality. High-aesthetic finetuning further ameliorates the visual aesthetic." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 316, + 482, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 482, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 482, + 353 + ], + "type": "text", + "content": "corpora, yielding the adaption-needed LLM-derived features, " + }, + { + "bbox": [ + 130, + 316, + 482, + 353 + ], + "type": "inline_equation", + "content": "h_{\\mathrm{adapter}}" + }, + { + "bbox": [ + 130, + 316, + 482, + 353 + ], + "type": "text", + "content": ". Then, we align these features by optimizing the adapter module through an alignment loss, which is defined as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 232, + 361, + 481, + 375 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 232, + 361, + 481, + 375 + ], + "spans": [ + { + "bbox": [ + 232, + 361, + 481, + 375 + ], + "type": "interline_equation", + "content": "L \\left(\\theta_ {\\text {a d a p t e r}}\\right) = 1 - \\left\\langle h _ {\\text {c l i p}}, h _ {\\text {a d a p t e r}} \\right\\rangle , \\tag {5}", + "image_path": "fbfe8cba12e5c3e45aec912152fd9848b0c84cfe7cf067927324932c2150176b.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "type": "inline_equation", + "content": "\\langle \\cdot, \\cdot \\rangle" + }, + { + "bbox": [ + 130, + 384, + 482, + 468 + ], + "type": "text", + "content": " is the cosine similarity. By minimizing the alignment loss, we can efficiently achieve multilingual textual alignment between LLM-derived features and CLIP image-text joint embedding space. Moreover, we observe that the magnitudes of the token-level features extracted from CLIP and LLM differ significantly, which impairs the alignment performance(detailed experiment is provided in Sec. 4.3). To address, we further incorporate a constraint on the token-level feature magnitudes of LLM and CLIP into the alignment loss:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 184, + 475, + 481, + 491 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 184, + 475, + 481, + 491 + ], + "spans": [ + { + "bbox": [ + 184, + 475, + 481, + 491 + ], + "type": "interline_equation", + "content": "L \\left(\\theta_ {\\text {a d a p t e r}}\\right) = \\lambda * \\left(| h _ {\\text {c l i p}} | - | h _ {\\text {a d a p t e r}} |\\right) ^ {2} - \\left\\langle h _ {\\text {c l i p}}, h _ {\\text {a d a p t e r}} \\right\\rangle , \\tag {6}", + "image_path": "3877e250e7421e985af5b0c8db3fb02a44085c340dcab21856787f4b9bd5ea80.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 498, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 544 + ], + "type": "text", + "content": "where the first term constrains the magnitude of these two features should be aligned, and the second term ensures the features from the adapter-sUFFIXed LLM align with the feature space of the CLIP model, " + }, + { + "bbox": [ + 130, + 498, + 482, + 544 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 498, + 482, + 544 + ], + "type": "text", + "content": " is the hyper-parameter that balances them." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 545, + 483, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 483, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 483, + 665 + ], + "type": "text", + "content": "Recall that the maximum token length of CLIP models is only 77, resulting information loss on text that is longer than 77. Therefore, directly aligning the adapter-suffixed LLM with the CLIP may bias the LLM-derived text features to short prompt text-to-image generation and hinders alignment performance. To mitigate this limitation, we adopt a segmented encoding approach. It first segments the input prompt into chunks of 77 tokens for separate CLIP encoding, the CLIP features of each chunk are then concatenated to obtain the complete feature. Such that, the information beyond 77 tokens are well-preserved without modifying the CLIP model, allowing multilingual textual alignment on longer text data." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "Z. Tan et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 272 + ], + "type": "text", + "content": "Stage 2: End-to-end Text-image Training. Although stage 1 successfully aligns the textual feature space of the LLM to the CLIP embedding space, it does not fully explore the superior expressive capabilities of the LLM-derived text features, and the synthesis quality activated by LLMs could be further improved. Therefore, to enhance image synthesis quality and fully exploit LLM features, this stage involves end-to-end text-image training on a curated internal dataset of 43M text-image pairs. During this stage, the parameters of LLM remain frozen, while the parameters of the adapter module and the UNet from the diffusion model are optimized by minimizing the diffusion loss, Eq. (2). Accordingly, the adapter is trained to further connect the textual representation space of LLMs and the text-to-image diffusion model, and the UNet is optimized to align the text conditions with the corresponding images, thus producing faithful and text-aligned images." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 274, + 482, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 482, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 482, + 430 + ], + "type": "text", + "content": "Stage 3: High-aesthetic Fine-tuning. Stage 2 ensures the alignment of image-text embeddings of LLMs and diffusion process, but the overall image quality is relatively random and unstable. In order to guide the model to exclusively produce images with highly visual aesthetics, we further finetune the diffusion model with a set of carefully curated high-quality images, which has shown appealing quality gains in the community [7, 9]. Specifically, we filter 40K exceptionally high-quality images from a large amount of filtered images, where the filtering process includes text and optical character recognition, aesthetic score filter, image-text alignment, position, and object detection, as well as human visual judgment. Further, we employ a large multimodal model [26] to caption these images for highly descriptive text conditions with specific styles. In stage 3, the model is slightly optimized for nearly 5,000 steps with a batchsize of 64." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 444, + 230, + 458 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 444, + 230, + 458 + ], + "spans": [ + { + "bbox": [ + 132, + 444, + 230, + 458 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 468, + 481, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 468, + 481, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 468, + 481, + 518 + ], + "type": "text", + "content": "We conduct qualitative and quantitative experiments to validate our method. We first introduce experimental setups in Sec. 4.1. We then compare the proposed OmniDiffusion with state-to-the-art models in Sec. 4.2. Finally, we show ablative studies and analyses in Sec. 4.3." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 534, + 262, + 548 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 534, + 262, + 548 + ], + "spans": [ + { + "bbox": [ + 132, + 534, + 262, + 548 + ], + "type": "text", + "content": "4.1 Experimental Setup" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Datasets. Our three-stage training pipeline is respectively trained on pure text data (stage 1), text-image data (stage 2), and high-quality text-image data (stage 3). Regarding the text data, we use the text captions of LAION-5B [40] and collected real-world user prompts. For the paired text-image data for stage 2, we similarly employ the LAION-5B dataset and build an self-collected text-image dataset from internet, yielding a total of 43M samples. Notably, to fully exploit LLM-powered language understanding ability as done in [4, 7], we re-caption these images with a self-trained multi-modal LLMs, providing more descriptive text conditions for training. Finally, a carefully-crafted high-quality dataset is" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "text", + "content": "LLM-powered Text-to-Image Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 141, + 481, + 593 + ], + "blocks": [ + { + "bbox": [ + 133, + 141, + 481, + 593 + ], + "lines": [ + { + "bbox": [ + 133, + 141, + 481, + 593 + ], + "spans": [ + { + "bbox": [ + 133, + 141, + 481, + 593 + ], + "type": "image", + "image_path": "44b9b6818c8b69a70e71077a99fd357dee559d0b5d147ade91d94c237ddf11ef.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 601, + 482, + 646 + ], + "lines": [ + { + "bbox": [ + 130, + 601, + 482, + 646 + ], + "spans": [ + { + "bbox": [ + 130, + 601, + 482, + 646 + ], + "type": "text", + "content": "Fig. 4: Qualitative results of OmniDiffusion and competing methods. For models that do not support multilingual text conditions, we translate the given prompts into corresponding language to generate images. OmniDiffusion could produce images with accurate text-image alignment and higher visual quality." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Z. Tan et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 152, + 479, + 218 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "text", + "content": "Table 1: Quantitative comparisons between our proposed method and existing baselines. OmniDiffusion achieves the best or second-best results in FID and CLIP-Score, while outperforms compared methods significantly in aesthetics score (Aes)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 152, + 479, + 218 + ], + "lines": [ + { + "bbox": [ + 135, + 152, + 479, + 218 + ], + "spans": [ + { + "bbox": [ + 135, + 152, + 479, + 218 + ], + "type": "table", + "html": "
ModelCOCO-enCOCO-cnFlickr-30k-enFlickr-8k-cn
FIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAesFIDCLIP-sAes
Taiyi-Diffusion18.590.23055.0072.580.33894.9880.660.22004.9978.000.34124.98
Alt-Diffusion33.200.24275.4989.410.33825.4783.730.25225.4788.380.34765.48
Ours22.380.24636.8074.650.34186.6278.160.25047.0383.530.33266.86
", + "image_path": "fb2d72b54669900606ce6c82f1808ed47a955dfc29ee3f7951221a0eb6eae7af.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 243, + 479, + 281 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 243, + 479, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 479, + 281 + ], + "type": "text", + "content": "consist of both real-world images from internet and public-available image synthesis benchmarks [45], obtaining a total of 40K images with a average aesthetic score of 7.51." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 284, + 480, + 427 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 284, + 480, + 427 + ], + "spans": [ + { + "bbox": [ + 130, + 284, + 480, + 427 + ], + "type": "text", + "content": "Evaluation Metrics. Following existing philosophy of evaluating text-to-image generative models, we include three commonly-used automatic metrics, CLIP-score [14], FID [15] and aesthetics score [40] to evaluate the generated images in terms of text alignment, synthesis quality and aesthetic appeal. Considering that OmniDiffusion features multilingual text conditions, we gather both English and Chinese prompts for a thorough investigation. Specifically, for English-driven text-to-image generation, we use COCO [24], Flickr-30K [54], and Flickr-8K [18], and use COCO-cn [23], Flickr-8K-cn [22] for Chinese driven text-to-image generation. Note that we only utilize the text captions for producing images in inference, and Chinese-CLIP [52] is used for calculating CLIP-Score of Chinese benchmarks. The original texts are used for computing CLIP-Score, and the original images are used as reference distribution for zero-shot FID evaluation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 429, + 480, + 490 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 429, + 480, + 490 + ], + "spans": [ + { + "bbox": [ + 130, + 429, + 480, + 490 + ], + "type": "text", + "content": "To better investigate the image visual quality of OmniDiffusion, we further conduct an user study to identify the human preference of different models. Presented pairs of images generated by different models, 10 individuals are asked to select more visually appealing images. To ensure the reliability of human evaluation, annotators are not aware of the image was produced by which model." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 493, + 487, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 493, + 487, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 493, + 487, + 567 + ], + "type": "text", + "content": "Comparison Baselines. Quantitatively, we compare OmniDiffusion with several existing multilingual text-to-image diffusion models, namely Alt-Diffusion [53], and Taiyi-Diffusion [47]. Moreover, for those baselines that do not support multilingual input conditions, i.e., SD-v1.5 [44] and SD-XL [31], we compare their qualitative results based on machine-translated text conditions, e.g., translating Flickr-8K-cn texts into English." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": "Implementation Details. We use the open-source Baichuan2-7B [51] as the integrated LLM, and build our 4-layer encoder-decoder adapter based on the SD-XL. All of the other details remain unchanged. The features aligned in stage 1 are text features concatenated from OpenCLIP and BigCLIP, similar to that of SD-XL. In stage 2, the UNet parameters are loaded from that of SD-XL and trained on image-text data with a batchsize of 3072, and classifier-free guidance is used by randomly dropping " + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": " input conditions. The whole training process is performed on 128 NVIDIA A800 GPUs for approximately 2 days." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "text", + "content": "LLM-powered Text-to-Image Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 146, + 115, + 475, + 191 + ], + "blocks": [ + { + "bbox": [ + 146, + 115, + 475, + 191 + ], + "lines": [ + { + "bbox": [ + 146, + 115, + 475, + 191 + ], + "spans": [ + { + "bbox": [ + 146, + 115, + 475, + 191 + ], + "type": "image", + "image_path": "566d4e85fed727a19b3e4d63cb14753a8a9c164dd283c2a9484741c85909eb0d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 193, + 480, + 215 + ], + "lines": [ + { + "bbox": [ + 132, + 193, + 480, + 215 + ], + "spans": [ + { + "bbox": [ + 132, + 193, + 480, + 215 + ], + "type": "text", + "content": "Fig. 5: Human evaluation results. Our model is consistently voted as the model that produce images with better visual quality." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 239, + 228, + 250 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 239, + 228, + 250 + ], + "spans": [ + { + "bbox": [ + 132, + 239, + 228, + 250 + ], + "type": "text", + "content": "4.2 Main Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 262, + 479, + 345 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 479, + 345 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 479, + 345 + ], + "type": "text", + "content": "Quantitative Results. Tab. 1 presents the comparison results between our proposed method and existing alternatives. Owing to the aligned powerful language understanding of LLMs, OmniDiffusion achieves the best or the second-best FID/CLIP-Score performances under all tested benchmarks while gaining a significant improvement in visual aesthetics. It indicates that our model is able to generate images with competitive synthesis quality, textual alignment and aesthetic appeal." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 349, + 480, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 349, + 480, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 349, + 480, + 479 + ], + "type": "text", + "content": "Qualitative Results. Fig. 4 shows the visual outputs of our proposed method and comparison baselines, providing a clearer comparison on the synthesis quality. Clearly, the overall quality of images generated by OmniDiffusion is more visually appealing, and the prompts following and text-image alignment are significantly better than others. For instance, given \"A brown and white dog has is playing with a white ball on the grass\" as input, the image produced by our model is more realistic, the texture and visual details are more plausible. Moreover, in the last row, compared models miss generating other people in the back of the woman, and their output images look unnatural. This reflects that OmniDiffusion behaves better at following user prompts and synthesizing high-quality images." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 483, + 480, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 480, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 480, + 579 + ], + "type": "text", + "content": "Human Evaluation. In order to investigate the human preference of OmniDiffusion, we conduct user studies to compare with prior approaches in a pair-by-pair manner. Each time, we present users two images generated by OmniDiffusion and compared baselines, and then ask users to choose the better one. Fig. 5 shows the results. It turns out that our model is consistently identified as the better model when compared to different alternatives, particularly Taiyi-Diffusion and Alt-Diffusion. Together with the above quantitative and qualitative results, the advance of our proposed method is well proved." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 597, + 348, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 348, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 348, + 609 + ], + "type": "text", + "content": "4.3 Ablation Study and Further Analysis" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "content": "Ablating Different Training Stages. Here we remove different stages of our proposed three-stages training pipeline to testify the efficacy of each stage. Specifically, we remove different training stages and remain other details unchanged, the quantitative results is shown in Tab. 2. These results demonstrate" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "Z. Tan et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 151, + 130, + 459, + 223 + ], + "blocks": [ + { + "bbox": [ + 197, + 114, + 415, + 126 + ], + "lines": [ + { + "bbox": [ + 197, + 114, + 415, + 126 + ], + "spans": [ + { + "bbox": [ + 197, + 114, + 415, + 126 + ], + "type": "text", + "content": "Table 2: Ablative results of different training stages." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 151, + 130, + 459, + 223 + ], + "lines": [ + { + "bbox": [ + 151, + 130, + 459, + 223 + ], + "spans": [ + { + "bbox": [ + 151, + 130, + 459, + 223 + ], + "type": "table", + "html": "
Training Stages stage 1 stage 2 stage 3COCO-en FIDCLIP-sAesCOCO-cn FIDCLIP-sAesGPU Days
✓22.730.24235.77115.720.21576.2018
✓15.500.24925.8772.970.33115.4953
✓✓16.920.26625.9571.580.35605.5053
✓✓44.110.21796.79104.210.27316.7818.2
✓✓✓22.380.24636.8074.650.34186.6253.2
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OmniDiffusion is capable of understanding various languages and produce corresponding image content." + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_caption" + } + ], + "index": 16 + }, + { + "type": "image", + "bbox": [ + 397, + 336, + 481, + 419 + ], + "blocks": [ + { + "bbox": [ + 397, + 336, + 481, + 419 + ], + "lines": [ + { + "bbox": [ + 397, + 336, + 481, + 419 + ], + "spans": [ + { + "bbox": [ + 397, + 336, + 481, + 419 + ], + "type": "image", + "image_path": "6e5d88eaab5e31024b0c7b0f30091c1db692648be12184196573ddabf51221d8.jpg" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 400, + 420, + 472, + 434 + ], + "lines": [ + { + "bbox": [ + 400, + 420, + 472, + 434 + ], + "spans": [ + { + "bbox": [ + 400, + 420, + 472, + 434 + ], + "type": "text", + "content": "Spanish: Retrato de una mujer que llevaba a una camisa ligaera" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 18 + }, + { + "bbox": [ + 130, + 487, + 482, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 536 + ], + "type": "text", + "content": "that: 1) stage 2 effectively improve the FID scores, suggesting its efficacy of ameliorating synthesis quality; 2) stage 3 greatly contributes to the image visual aesthetics scores; and 3) combining all stages could achieve the best trade-off in terms of visual quality, textual alignment, and aesthetics." + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 540, + 482, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 540, + 482, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 540, + 482, + 613 + ], + "type": "text", + "content": "Ablating Magnitude Constraint. We added a magnitude to align the token of LLMs with CLIP text features, and here we provide the detailed analysis in Tab. 3. It could be observed that after applying the magnitude constraint, the token differences between text features of CLIP and that of LLMs are effectively mitigated, and the CLIP-Score is improved. Such observations demonstrate the efficacy of explicitly aligning the encoded features of CLIP and LLMs." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Multilingual Text-to-image Generation. Fig. 6 provides the visual outputs of using various languages as the input conditions of our model. Surprisingly, OmniDiffusion could understand these texts well and generate images with corresponding captions. This amazing feature indicates that OmniDiffusion suc" + } + ] + } + ], + "index": 23 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 281, + 91, + 447, + 102 + ], + "type": "text", + "content": "LLM-powered Text-to-Image Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 143, + 135, + 470, + 194 + ], + "blocks": [ + { + "bbox": [ + 151, + 114, + 462, + 125 + ], + "lines": [ + { + "bbox": [ + 151, + 114, + 462, + 125 + ], + "spans": [ + { + "bbox": [ + 151, + 114, + 462, + 125 + ], + "type": "text", + "content": "Table 3: The magnitude differences between LLMs and CLIP text features" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 143, + 135, + 470, + 194 + ], + "lines": [ + { + "bbox": [ + 143, + 135, + 470, + 194 + ], + "spans": [ + { + "bbox": [ + 143, + 135, + 470, + 194 + ], + "type": "table", + "html": "
WordsAmajesticlionjumpingfromabigstoneCLIP-Score
CLIP12.8818.517.2520.8820.7623.7517.6321.00-
LLM w/ mc14.4418.2318.1421.8721.8620.7621.0320.840.2312
LLM w/o mc17.9417.621.7718.7718.1415.7415.1514.640.2242
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OmniDiffusion can capture long contextual text semantics and synthesize text-alignment results." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 364, + 203, + 477, + 315 + ], + "blocks": [ + { + "bbox": [ + 364, + 203, + 477, + 315 + ], + "lines": [ + { + "bbox": [ + 364, + 203, + 477, + 315 + ], + "spans": [ + { + "bbox": [ + 364, + 203, + 477, + 315 + ], + "type": "image", + "image_path": "2666ffa575435f6d5269e9bc1c10a2bde7d0d9a3bb639bdbc0d6758ae88e9a11.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 364, + 316, + 476, + 358 + ], + "lines": [ + { + "bbox": [ + 364, + 316, + 476, + 358 + ], + "spans": [ + { + "bbox": [ + 364, + 316, + 476, + 358 + ], + "type": "text", + "content": "A golden-furred dog, wearing a collar, sitting on the roof of a building next to a satellite dish and a surfboard. Its attention captivated by the distant view. The sky, painted with the soft hues of sunset, adds a sense of calm and tranquility to the scene. The image suggests a moment of quiet reflection or perhaps a watchful vigil." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 404, + 480, + 429 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 404, + 480, + 429 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 480, + 429 + ], + "type": "text", + "content": "cessfully integrates the powerful language understanding ability of LLMs into the text-to-image generation process, and fully exploit the potential of LLMs." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 431, + 481, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 431, + 481, + 504 + ], + "spans": [ + { + "bbox": [ + 130, + 431, + 481, + 504 + ], + "type": "text", + "content": "Long Prompts Generation. To testify whether our model could understand long texts, we present the generated images under long prompts in Fig. 7. Remarkably, OmniDiffusion captures the meaning of prompts that are much longer than 77 tokens and synthesizes images that well align with prompts, whereas prior methods usually fail under such setting. This further reflects the powerful language understanding capability and synthesis quality of OmniDiffusion." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 521, + 220, + 533 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 521, + 220, + 533 + ], + "spans": [ + { + "bbox": [ + 131, + 521, + 220, + 533 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 546, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 665 + ], + "type": "text", + "content": "In this paper, we present an empirical study on exploiting the Large-language-model powered textual understanding capability for text-to-image diffusion models. A lightweight but effective adapter is developed to efficiently connects LLMs' text features with CLIP's embeddings, making LLMs' representation applicable for T2I tasks. Additionally, a novel three-stage training pipeline, OmniDiffusion, is designed to fully excavate LLMs' potential and simultaneous improve the synthesis quality. Extensive results demonstrate the efficacy of each stage and the exceptional synthesis features enabled by OmniDiffusion, and our method provides an effective and practical baseline for connecting LLMs with T2I diffusion models." + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "Z. 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Explainable visual question-answering research focuses on generating explanations for answers. However, in complex VQA scenarios, there can be a significant semantic distance between the question and the answer. This means that generating explanations solely for the answer can lead to a semantic discrepancy between the content of the explanation and the question-answering content. To address this, we propose a step-by-step reasoning approach to reduce such semantic discrepancies. Additionally, the task of explaining VQA should include generating explanations for the reasoning steps to obtain explanations for the final answer. We introduce a diffusion chain-of-thought model to implement this step-by-step reasoning and the explanation process. The model consists of two processes: the external diffusion and the internal diffusion. The external diffusion process generates explanations for each reasoning step, while the internal diffusion process describes the probability of the question transitioning to each step of the explanation. Through experiments on eight sub-tasks in the ScienceQA dataset, we demonstrate that our diffusion chain-of-thought model outperforms GPT-3.5 in terms of the answer accuracy and the explanation ability while only using $1\\%$ of GPT-3.5's parameters. Furthermore, the model approaches GPT-4, Llama, and so on in eight sub-tasks.", + "bbox": [ + 259, + 358, + 738, + 635 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Vision question answering $\\cdot$ Explicable question answering $\\cdot$ Chain-of-Thought $\\cdot$ Diffusion model", + "bbox": [ + 261, + 648, + 740, + 676 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 703, + 374, + 718 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Vision Question Answering (VQA) aims to answer questions posed about a given image [2]. While traditional VQA methods can provide corresponding answers, they lack explanations for their outputs [10, 44, 47]. To address this, existing researches have explored three approaches: 1) Explanation Generation: This involves adding an interpretable module to the model to generate explanations for the answers [30, 45, 46, 51]. 2) Prototype Network: An interpretable QA model based on metric learning, which represents QA pairs as low-dimensional space", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/edbe9b2ee6759d79042660c1486d65a6937056763140bb20b2252b98d47e6e65.jpg", + "image_caption": [ + "Fig. 1: VQA-TD Thought Diffusion Algorithm Process Framework Diagram." + ], + "image_footnote": [], + "bbox": [ + 246, + 146, + 767, + 378 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "vectors to calculate the distance between them for explanation [8, 12, 23, 37]. 3) Local Interpretable Model-Agnostic Explanations (LIME): Used for post-hoc attribution analysis of model predictions, it constructs the relationship between sample features and prediction results to explain the predictive actions of black-box models [5, 20, 35, 41].", + "bbox": [ + 212, + 439, + 787, + 515 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The explanation methods can be regarded as mapping functions from $<$ Question $Q$ , Image $I$ , Answer $A>$ to explanations $R$ . It can be estimated by $M: < Q, I, A > \\rightarrow R$ . Although these approaches can elucidate QA results, they often fail to provide step-by-step explanations for the reasoning process. In complex VQA scenarios, they may yield explanations with large semantic deviations from answers [5, 8, 12, 20, 23, 30, 35, 37, 41, 45, 46, 51]. Due to the semantic distance between $< Q, I>$ and the answer is large. This gap makes it challenging to directly generate explanations.", + "bbox": [ + 212, + 517, + 787, + 638 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address this issue, this paper proposes that VQA generates answers through a step-by-step reasoning process [1]. By introducing multiple reasoning steps between $< Q, I >$ and the answer, the semantic distance is reduced. Consequently, generating explanations for intermediate reasoning steps can avoid the problem of excessive semantic deviation between explanations and answers. In other words, this method can be viewed as an iterative mapping relationship. $M: < Q, I, R_{i-1} > \\rightarrow R_i$ , where the last explanation $R_n$ must contain the answer $A$ . As shown in Fig. 1, for the input $I$ and $Q$ , \"M: $< Q, I, R_0 > \\rightarrow R_1$ \" first outputs \"R1\") Observe each object\", then \"M: $< Q, I, R_1 > \\rightarrow R_2$ \" outputs \"R2\") Each object...\", ..., and finally outputs the explanation of the answer A \"R5\") ... the common property of these two objects is saltiness\".", + "bbox": [ + 212, + 641, + 787, + 806 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Unfolding the iterative mapping relationship above, it can be expressed as \"M :<<>R1>>R2>>···>>Rn\", simplified as \"M :<", + "bbox": [ + 215, + 809, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "\\(Q, I \\rightarrow R_1 \\rightarrow R_2 \\rightarrow \\dots \\rightarrow R_n\\). The reasoning steps from \\( \"< Q, I >\" to \"R_n\" can be interpreted as a diffusion process that conforms to the Markov chain [13, 53]. To achieve the process, this paper proposes an explainable VQA model based on the diffusion chain-of-thought (VQA Thought Diffusion, VQA-TD), as shown in Fig. 1. The model consists of three parts: the semantic embedding module, the semantic alignment module, and the reasoning module. The semantic embedding module uses the text model T5 [34] and the image model DETR [7] to implement the semantic embedding of the input \\( Q \\) and \\( I \\). The semantic alignment module adopts the joint attention model Co-Attention [49] to fulfill the alignment of text and image semantics. The reasoning module consists of two diffusion processes: the external diffusion and the internal diffusion. Inspired by U-ViT [3] and DiT [31], both diffusion processes use the transformer decoder of the Markov diffusion process. They can obtain the transition probability \\( (P(R_i \\rightarrow R_{i+1})) \\) between reasoning explanations and the probability \\( (P(< Q, I \\rightarrow R_i)) \\) of the question migrating to explanations. VQA-TD introduces the internal diffusion to enhance the relationship between the question and explanations, thereby reducing the semantic deviation between them.", + "bbox": [ + 217, + 145, + 785, + 402 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The main contributions are as follows:", + "bbox": [ + 240, + 404, + 517, + 417 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1) We propose a novel VQA-TD neural network that addresses the limitations of existing VQA explanation models [5,8,12,20,23,30,35,37,41,45,46,51]. Unlike traditional models that directly generate explanations, VQA-TD gradually obtains explanations for each reasoning step. It reduces the semantic gap between $< Q, I >$ and answer. Different from the large language (multi-modal) models that use external CoT prompts to output explanations [11, 18, 21, 28, 32, 42, 43, 48, 52, 53], VQA-TD embeds the diffusion chain-of-thought model to produce explanations without external prompts.", + "2) We propose a diffusion chain-of-thought model composed of the external diffusion and the internal diffusion to support step-by-step explanations. It obtains the connection between reasoning steps through the external diffusion and generates the explanation for each reasoning according to the question through the internal diffusion.", + "3) Experiments on eight sub-tasks of ScienceQA dataset [26] demonstrate that VQA-TD, with only $1\\%$ of the parameter size of GPT-3.5 [6], surpasses GPT-3.5 in both the answer accuracy and the explanation capability. Also it approaches GPT-4 [1], Llama [39] and so on in the sub-tasks." + ], + "bbox": [ + 212, + 419, + 784, + 674 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 700, + 387, + 715 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Traditional VQA explainable methods include 1) Explanation Generation, 2) Prototype Network, and 3) LIME.", + "bbox": [ + 212, + 733, + 782, + 762 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "1) Explanation Generation has been proposed to improve the explainability of VQA by incorporating an interpretable module within the framework. The models leverage various techniques, including attention mechanisms, deep multimodal reasoning, noise-resistant robustness design, and competitive explanation generation, as shown in Fig. 2.", + "bbox": [ + 212, + 763, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Vision Question Answer Thought Diffusion", + "bbox": [ + 444, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/f53bc6b2c5d40ed95cb225df32191f0709b39916b94ba8ddcc109194cc820995.jpg", + "image_caption": [ + "Fig. 2: Comparison of VQA interpretable methods." + ], + "image_footnote": [], + "bbox": [ + 223, + 143, + 359, + 251 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/29d27e669d1042c1787b9563b562dc520b676d8a9b64503ffe939b786307ae1a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 364, + 143, + 500, + 251 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/cf53f13b9d7ad0f5346ca882ed181e638463f391ab5fbe3dd532d50e6d97c4b0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 143, + 638, + 253 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/f35aa3b6991b184313c11a3fdab8e86635dc0b233643aee39e21503d6980fc98.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 640, + 145, + 781, + 253 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Wu et al. [46] proposed a VQA explanation generation that combines visual attention with an explanation generation module to capture the relationship between text and relevant image regions. The answer is then used to infer the corresponding relationship between these regions. Zhang et al. [51] proposed a deep multi-modal reasoning and fusion network. It performs fine-grained reasoning and adaptive fusion through multi-image reasoning and fusion layers. An explanation generation module is also designed to improve the explainability of answer. Patro et al. [30] proposed a robust explanation method. This method is resistant to noise perturbations. And it enhances the consistency between textual, visual explanations and the answer through a co-association module. Chen et al. [45] proposed a competitive textual explanation generation framework. It generates textual explanations for each answer by comparing the explanations of multiple competing answers. This framework aims to improve VQA performance on complex questions and enhance the interpretability of VQA systems.", + "bbox": [ + 212, + 316, + 787, + 527 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2) Prototype Network [8,12,23,37] is an interpretable QA model based on metric learning. It learns to represent QA as vectors in a low-dimensional space, and then calculates the distance between the QA (such as Euclidean distance or cosine similarity), as shown in Fig. 2.", + "bbox": [ + 212, + 531, + 787, + 593 + ], + "page_idx": 3 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "Chen et al. [8] proposed the ProtoPNet model. It utilizes a generalized convolution as prototype layer to calculate the distance between QA. However, ProtoPNet needs to set up a separate prototype layer for each category, which makes its training process complex and the interpretability weak. To address this problem, Rymarczyk et al. [37] proposed the ProtoPool model. It significantly reduces the number of required prototype layers by sharing prototype layer between categories. In addition, ProtoPool introduces a new metric similarity function to help the model focus on more salient visual features to provide interpretability of the model.", + "3) LIME [5,20,35,41] is an algorithm for explaining the predictions of black box models. It works by constructing a local linear model that approximates the relationship between local features and prediction outcome. LIME is implemented using a combination of techniques, including local interpretable model learning, representative predictive instance selection, optimized sampling and automated feature selection, and a structural visualization framework, as shown in Fig. 2." + ], + "bbox": [ + 212, + 595, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Ribeiro et al. [35] proposed LIME for explaining the prediction decisions of classifiers. It learns an interpretable model to approximate the relationship between prediction and local features. Wang et al. [41] further proposed the MO-LIME based on LIME [35]. It improves efficiency and reduces manual intervention by optimizing the sampling process of predictive instance selection and automated feature selection. Liang et al. [20] proposed the multi-modal visualization model MULTIVIZ. It divides the explanation into four stages. In each stage, it provides existing and newly proposed analysis tools to identify the contribution of each modalities to the prediction, explore the interactions between modalities, reveal which feature combinations play an important role in model's decision-making process, and analyze how decision-level features are combined to make predictions.", + "bbox": [ + 212, + 146, + 782, + 325 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Although VQA explanation methods can provide explanations for the answer, they fail to provide a step-by-step explanation of the reasoning process. In complex scenarios, due to the long semantic distance of QA, those methods may fail to map. So this may cause semantic deviation. VQA-TD effectively avoids this problem by using diffusion models to explain each stage of reasoning. It ensures semantic distance short.", + "bbox": [ + 212, + 327, + 784, + 417 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Diffusion Chain-of-Thought Model", + "text_level": 1, + "bbox": [ + 215, + 440, + 584, + 458 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The proposed diffusion chain-of-thought model incorporates two diffusion processes: the external diffusion and the internal diffusion. The external diffusion is used to obtain the transition probability in reasoning steps $(P(R_{i}\\rightarrow R_{i + 1}))$ . The internal diffusion is used to obtain the probability of the question migrating to each explanation $(P(< Q,I > \\rightarrow R_i))$ . It augments the internal diffusion to strengthen the relationship between the question and explanations, thereby reducing the semantic gap between them.", + "bbox": [ + 212, + 470, + 782, + 575 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Diffusion Model", + "text_level": 1, + "bbox": [ + 215, + 598, + 393, + 612 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Diffusion model is a generative model that learns to denoise data by gradually removing noise from a noisy input [13]. This process can be divided into two stages: a forward process and a reverse process.", + "bbox": [ + 212, + 623, + 782, + 667 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In the forward process, the noise is gradually added to the real data. Given a real data point, $n$ steps of Gaussian noise are cumulatively added to obtain $n$ noisy data points. The noise at each step is generated from a Gaussian distribution controlled by a hyper-parameter $\\{\\beta_{i} \\in (0,1)\\}_{i=1}^{n}$ . Since each time step $i$ only depends on the previous time step $i-1$ , the forward process can be considered as a Markov chain [13, 17] and is represented by the following two equations:", + "bbox": [ + 212, + 669, + 782, + 758 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nq \\left(R _ {1: n} \\mid R _ {0}\\right) = \\prod_ {i = 1} ^ {n} q \\left(R _ {i} \\mid R _ {i - 1}\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 400, + 771, + 784, + 808 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nq \\left(R _ {i} \\mid R _ {i - 1}\\right) = \\mathcal {N} \\left(R _ {i} \\mid \\sqrt {\\alpha_ {i}} R _ {i - 1}, \\beta_ {i} \\mathbf {I}\\right) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 377, + 825, + 784, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Vision Question Answer Thought Diffusion", + "bbox": [ + 442, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "among them, Eq. (1) is expressed as the cumulative noise migration process based on the Markov chain from $R_0$ to $R_{1:n}$ . Eq. (2) represents the noise addition relationship from $R_{i-1}$ to $R_i$ , where $\\beta_i$ is the $i$ -th step Gaussian noise parameter, $\\alpha_i = 1 - \\beta_i$ . It can be seen from Eq. (1) and Eq. (2) that $R_i$ is formed by gradually adding Gaussian white noise $\\epsilon$ to the initial $R_0$ [13].", + "bbox": [ + 212, + 146, + 787, + 223 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nR _ {i} = \\sqrt {\\bar {\\alpha} _ {i}} R _ {0} + \\sqrt {1 - \\bar {\\alpha} _ {i}} \\epsilon^ {R} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 410, + 233, + 785, + 250 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\bar{\\alpha}_i = \\prod_{i=1}^n \\alpha_i$ .", + "bbox": [ + 212, + 260, + 364, + 276 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The backward process is the process of gradually restoring the real data from Gaussian noise $R_{n} \\sim \\mathcal{N}(0, \\mathbf{I})$ , where each step of denoising is expressed as $q(R_{i-1}|R_i)$ . Since the mathematical expression of $q(R_{i-1}|R_i)$ cannot be obtained, the deep learning model $p_{\\theta}$ (parameter is $\\theta$ ) is used to estimate it [13, 17].", + "bbox": [ + 212, + 276, + 785, + 339 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np _ {\\theta} \\left(R _ {0: n}\\right) = p \\left(R _ {n}\\right) \\prod_ {i = 1} ^ {n} p _ {\\theta} \\left(R _ {i - 1} \\mid R _ {i}\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 349, + 785, + 386 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np _ {\\theta} \\left(R _ {i - 1} \\mid R _ {i}\\right) = \\mathcal {N} \\left(R _ {i - 1} \\mid \\mu_ {\\theta} \\left(R _ {i}, i\\right), \\Sigma_ {\\theta} \\left(R _ {i}, i\\right) \\right. \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 351, + 404, + 784, + 420 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where Eq. (4) is expressed as the cumulative denoising migration process based on the Markov chain from $R_{n}$ to $R_{0:n}$ . Eq. (5) represents the denoising relationship from $R_{i}$ to $R_{i-1}$ , $\\mu_{\\theta}(R_{i}, i)$ is the noise mean, and $\\Sigma_{\\theta}(R_{i}, i)$ represents the noise variance [38]. The noise mean $\\mu_{\\theta}$ can be expressed by the following Eq. (6).", + "bbox": [ + 212, + 425, + 787, + 488 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mu_ {\\theta} = \\frac {1}{\\sqrt {\\alpha_ {i}}} \\left(R _ {i} - \\frac {\\beta_ {i}}{\\sqrt {1 - \\bar {\\alpha} _ {i}}} \\epsilon_ {\\theta} \\left(R _ {i}, i\\right)\\right) \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 498, + 785, + 530 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\epsilon_{\\theta}$ is the noise going from $R_{i}$ at the $i$ time.", + "bbox": [ + 214, + 534, + 573, + 550 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 External Diffusion", + "text_level": 1, + "bbox": [ + 214, + 571, + 415, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The external diffusion regards the intermediate reasoning steps from the question $< Q, I >$ to the answer $R_{n}$ ( $< Q, I > = \\rightarrow R_{1} \\rightarrow R_{2} \\rightarrow \\dots \\rightarrow R_{n}$ ) as a diffusion process. This process is used to describe the transition probability $P(R_{i} \\rightarrow R_{i + 1})$ in reasoning steps, where $< Q, I >$ is the initial state $R_{0}$ of the process. And the intermediate reasoning step $R_{i}$ is injected with Gaussian noise by $R_{i - 1}$ . $R_{n}$ represents the final answer state. This process (shown in Fig. 1(a)) can be expressed by Eq. (1) and Eq. (2).", + "bbox": [ + 214, + 595, + 787, + 704 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Internal Diffusion", + "text_level": 1, + "bbox": [ + 214, + 724, + 408, + 739 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the process of adding noise to the internal diffusion (as shown in Fig. 1(d)), the initial question $f_0$ is $< Q, I >$ , and $r_0$ is composed of two consecutive interpretation steps $(R_i \\oplus R_{i-1})$ in the external diffusion process. $r_t$ is generated by adding noise to $r_{t-1}$ , which can be expressed by Eq. (2). $f_t$ is the content formed by introducing noise under the two conditions of $f_{t-1}$ and $r_t$ , and the relationship between them is expressed by the full probability $q(f_t, f_{t-1}, r_t)$ .", + "bbox": [ + 212, + 748, + 787, + 842 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the denoising and restoration process of the internal diffusion shown in Fig. 1(e), $f_{t-1}$ is obtained by denoising on $f_t$ , which is expressed by Eq. (5). In addition, $r_t$ is obtained by denoising on $f_t$ and $r_{t+1}$ . It is formed by denoising reduction under two conditions, and the relationship between them is represented by the total probability $p_\\theta(r_t, r_{t+1}, f_t)$ .", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "According to [14], the total probability model is", + "bbox": [ + 238, + 222, + 586, + 237 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\np _ {\\theta} \\left(r _ {t}, r _ {t + 1}, f _ {t}\\right) = (1 + s) p _ {\\theta} \\left(f _ {t}, r _ {t}\\right) - s \\left[ p _ {\\theta} \\left(f _ {t} \\mid f _ {t + 1}\\right), p _ {\\theta} \\left(r _ {t} \\mid r _ {t + 1}\\right) \\right]. \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 284, + 247, + 785, + 263 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Based on Theorem 1, $p_{\\theta}(r_t,r_{t + 1},f_t)$ is approximately equal to the full probability noise distribution model $\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)$ that is computed by Eq. (8).", + "bbox": [ + 214, + 273, + 782, + 303 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Theorem 1. Assuming that $p_{\\theta}(f_t, r_t)$ , $p_{\\theta}(f_t | f_{t+1})$ and $p_{\\theta}(r_t | r_{t+1})$ follow the noise boundary distribution models $\\epsilon_{\\theta}(f_t, r_t, t, t)$ , $\\epsilon_{\\theta}^f(f_t, \\epsilon^r, t, n)$ and $\\epsilon_{\\theta}^r(\\epsilon^f, r_t, n, t)$ respectively. $p_{\\theta}(r_t, r_{t+1}, f_t) \\approx \\hat{\\epsilon}_{\\theta}(f_t, r_t, t)$ , where", + "bbox": [ + 214, + 310, + 784, + 357 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\epsilon} _ {\\theta} \\left(f _ {t}, r _ {t}, t\\right) = (1 + s) \\epsilon_ {\\theta} \\left(f _ {t}, r _ {t}, t, t\\right) - s \\left[ \\begin{array}{l} \\epsilon_ {\\theta} ^ {f} \\left(f _ {t}, \\epsilon^ {r}, t, n\\right), \\\\ \\epsilon_ {\\theta} ^ {r} \\left(\\epsilon^ {f}, r _ {t}, n, t\\right) \\end{array} \\right] \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 313, + 367, + 784, + 400 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Proof. The proof is in the Appendix A.", + "bbox": [ + 215, + 409, + 501, + 424 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "According to [4] and Bayesian formula, there is an approximate relationship in denoising score matching loss:", + "bbox": [ + 214, + 433, + 782, + 463 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\epsilon_ {\\theta} \\left(f _ {t}, r _ {t}, t, t\\right) \\approx - \\sqrt {\\bar {\\beta} _ {t}} \\left[ \\begin{array}{l} \\nabla_ {f _ {t}} \\log q \\left(f _ {t - 1} \\mid f _ {t}, r _ {0}\\right) \\\\ \\nabla_ {r _ {t}} \\log q \\left(r _ {t - 1} \\mid r _ {t}, f _ {0}\\right) \\end{array} \\right]. \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 338, + 472, + 784, + 503 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Based on Theorem 2, $\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)$ is approximately equal to denoising score matching loss that be computed by Eq. (10).", + "bbox": [ + 214, + 513, + 782, + 544 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Theorem 2. According to Eq. (8), assuming noise model $\\epsilon_{\\theta}(f_t,r_t,t,t)$ $\\epsilon_{\\theta}^{f}(f_{t},\\epsilon^{r}$ $t,n)$ and $\\epsilon_{\\theta}^{r}(\\epsilon^{f},r_{t},n,t)$ follow the denoising score matching loss and the classifier-free guidance. So the $\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)$ can be approximated by", + "bbox": [ + 214, + 551, + 782, + 598 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\epsilon} _ {\\theta} \\left(f _ {t}, r _ {t}, t\\right) \\approx - \\sqrt {\\bar {\\beta} _ {t}} \\left[ \\begin{array}{l} (1 + s) \\nabla_ {f _ {t}} \\log q \\left(f _ {t - 1} \\mid f _ {t}, r _ {0}\\right) - s \\nabla_ {f _ {t}} \\log q \\left(f _ {t}\\right), \\\\ (1 + s) \\nabla_ {r _ {t}} \\log q \\left(r _ {t - 1} \\mid r _ {t}, f _ {0}\\right) - s \\nabla_ {r _ {t}} \\log q \\left(r _ {t}\\right) \\end{array} \\right] \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 251, + 607, + 784, + 640 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\bar{\\beta}_t$ is equal to $\\prod_{i=1}^n \\beta_t$ which stands for hyper-parameter of Gaussian distribution, $q(f_{t-1}|f_t, r_0)$ is conditional probability distributions based on the question and two consecutive explanation steps respectively, and $q(f_t)$ is boundary probability distributions standing for the state of question $f$ .", + "bbox": [ + 214, + 648, + 784, + 710 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Proof. the proof is shown in the Appendix A.", + "bbox": [ + 215, + 719, + 544, + 734 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 VQA-TD", + "text_level": 1, + "bbox": [ + 214, + 755, + 341, + 773 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.1 Model Architecture", + "text_level": 1, + "bbox": [ + 214, + 786, + 424, + 800 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The VQA-TD algorithm model framework is divided into three main modules: the semantic embedding, the semantic alignment, and the reasoning module (as", + "bbox": [ + 214, + 809, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Vision Question Answer Thought Diffusion", + "bbox": [ + 442, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "shown in Fig. 1). The semantic embedding module uses T5 [34] and DETR [7] to perform semantic embeddings of $Q$ and $I$ . The semantic alignment module uses the joint attention model Co-Attention [49] to semantically align $Q$ and $I$ . Inspired by U-ViT [3] and DiT [31], the reasoning module uses a transformer decoder that conforms to the Markov diffusion process. Then it gradually restores explanations of the question to the answer. It restores the explanation of $M: < Q, I > \\rightarrow R_1 \\rightarrow R_2 \\rightarrow \\dots \\rightarrow R_n$ in $R_1R_2\\ldots R_n$ . And it contains two diffusion processes: the external diffusion and the internal diffusion. The external diffusion process is used to describe the logical probability relationship in reasoning explanations. The internal diffusion process uses the intermediate explanation $R_i$ for the noise generation and the restoration of $< Q, I >$ . Therefore, it enables learning the probability distribution of the question to each step explanation $R_i$ .", + "bbox": [ + 212, + 146, + 787, + 344 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Semantic Embedding Module", + "text_level": 1, + "bbox": [ + 215, + 362, + 504, + 378 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The semantic embedding module is used to embed $< Q, I >$ . Since $Q$ and $I$ are different modal data, this embedding module uses the T5 model [34] and DETR model [7] to handle $Q$ and $I$ , respectively. It achieves the embedding of two modal data. $Q$ includes the question, the prompt data, and the option text content, while $I$ contains the image data about the question itself.", + "bbox": [ + 212, + 385, + 787, + 460 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "During the semantic embedding process, two types of data can be expressed as:", + "bbox": [ + 212, + 460, + 787, + 489 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nH _ {l} = \\text {L a n g u a g e E n c o d e r} (Q) \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 401, + 491, + 784, + 507 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nH _ {v} = W _ {h} \\cdot \\text {V i s i o n E n c o d e r} (Q) \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 527, + 784, + 542 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "in order to unify the lengths of two latter semantic vectors of embedding, this method constructs a projection matrix $W_{h}$ to convert the image visual semantic embedding vector into a language embedding vector of equal length.", + "bbox": [ + 212, + 547, + 787, + 594 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Semantic Alignment Module", + "text_level": 1, + "bbox": [ + 215, + 613, + 500, + 628 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To align the multi-modal data in VQA, this paper adopts the alignment attention mechanism designed by Yu et al. [49] and divides the alignment process into two parts: 1) self-attention unit(SA). It simulates the internal semantic connections of each modality. It learns coarse-grained semantic connections, allowing the model to understand the internal semantic structure of the modality deeply. 2) guided-attention(GA) unit. It solves the semantic alignment problem between modalities. This process helps the model understand the relationship between image and questions more accurately.", + "bbox": [ + 212, + 635, + 787, + 755 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In the SA unit, the query vector $Q$ , the key vector $K$ , and the value vector $V$ correspond to the language features $H_{l}$ , visual features $H_{v}$ , and $H_{v}$ , respectively. So the output $H_{v}^{att}$ of the SA unit can be defined as:", + "bbox": [ + 212, + 756, + 787, + 801 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nH _ {v} ^ {\\text {a t t}} = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 413, + 810, + 784, + 844 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/1d20ea2cabf61f9ca5ba94a278256c75f81e65041c82fe46df7e3531a3db8f7a.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Algorithm 1 Forward noise adding processAlgorithm 2 Reverse denoising process
1: repeat1: fn, rn ~ N(0, I)
2: f0, r0 ~ q(f0, r0)2: for t = n, ..., 1 do
3: t ~ Uniform({1, 2, ..., n})3: zf, zr ~ N(0, I) if t ≥ 1,
4: εf, εr ~ N(0, I)else zf, zr = 0
5: ft = √αt f0 + √1 - αt εf4: ft-1 = 1/√αt (ft - βt/√αt εf(ft, rt, t)) + σtzf
6: rt = √αt r0 + √1 - αt εr5: rt-1 = 1/√αt (rt - βt/√αt εr(ft, rt, t)) + σtzr
7: Computing gradient descent via BP: ∇θ||[εf, εr] - ζθ(ft, rt, t)||26: end for
8: until converged7: return f0, r0
", + "bbox": [ + 215, + 143, + 782, + 299 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "the dimension size of $d_k$ is equal to the dimension size of $H_l$ .", + "bbox": [ + 215, + 329, + 653, + 344 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Since only one head is used in the SA unit to simulate the dense interaction between modalities, the relationship between the words in the question and the image area cannot be well mapped. Therefore, this method uses the GA unit to perform cross-fusion of modalities to generate the fusion vector $f$ :", + "bbox": [ + 212, + 345, + 785, + 405 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\lambda = \\operatorname {S i g m o i d} \\left(W _ {l} H _ {l} + W _ {v} H _ {v} ^ {\\text {a t t}}\\right) \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 387, + 417, + 785, + 435 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nf = (1 - \\lambda) H _ {l} + \\lambda \\cdot H _ {v} ^ {\\text {a t t}} \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 410, + 460, + 784, + 479 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $W_{l}$ and $W_{v}$ are pre-trained learning parameters. This method fine-tunes the pre-training parameters in small dimensions to complete the encoding of $f$ .", + "bbox": [ + 212, + 486, + 785, + 516 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Finally, the conversion and generation of the deep latent space embedding vector can be completed by connecting $f$ , $r$ , and their corresponding sampling time steps $t$ together.", + "bbox": [ + 212, + 517, + 785, + 561 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.4 Reasoning Module", + "text_level": 1, + "bbox": [ + 215, + 585, + 415, + 601 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The reasoning module is used to diffuse the chain of thought. It uses the external diffusion process to describe the transition probability relationship in reasoning steps so that there is a logical progression ability between the previous and subsequent reasoning steps. In addition, it uses the internal diffusion process to generate each reasoning explanation of the steps (as shown in Fig. 1(a)(d)(e)).", + "bbox": [ + 212, + 612, + 785, + 688 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In order to fulfill the internal diffusion reduction process, this paper constructs VQA-TD based on transformer, as shown in Fig. 1(c). It consists of 1) Noised Latent Layer, 2) Embed Layer, 3) Patchify Layer, 4) Transformer Block, 5) Layer Normalization (LN), and 6) Linear Layer. Among them, the noised latent layer, the embed layer and the patchify layer are all fully connected networks. They are used to reduce the dimensionality of the aligned semantic vectors. They also introduce the condition information (inference time $t$ and continuous inference interpretation step $r = R_{i} \\oplus R_{i - 1}$ ) and output semantic vector tokens $f$ . The transformer block layer is used to calculate the optimal noise $\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)$ and is required to predict the reduction process of VQA-TD in", + "bbox": [ + 212, + 689, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Vision Question Answer Thought Diffusion", + "bbox": [ + 444, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "internal diffusion. LN and linear layer are used to initialize layer operations. Finally, the semantic vector $f$ and the continuous interpretation step $r$ are restored from tokens to the original input dimensions through LN and linear layer.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Transformer block utilizes the multi-head attention mechanism in transformer [40] to associate the semantic vector $f$ with the explanation $r$ in $q(f_0, r_0)$ (line 2 in Algorithm 1). In addition, transformer block adds Multi-Layer perceptron (MLP), Scale, and Shift layers. Among them, MLP is used for spatial mapping. The scale is used for spatial alignment. The shift is used to denoise the continuous interpretation $r$ and the semantic vector $f$ respectively by $\\epsilon^f$ and $\\epsilon^r$ (lines 4-6 in Algorithm 1). The L2 loss relationship between the noise $\\hat{\\epsilon}_{\\theta}(f_t, r_t, t)$ obtained by the diffusion chain-of-thought model through the calculation process of Eq. (10), and the standard noise $\\epsilon^f$ and $\\epsilon^r$ that actually act on the embedded semantics $f$ and $r$ can be defined as the training convergence target (line 7 in Algorithm 1).", + "bbox": [ + 212, + 191, + 784, + 356 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbb {E} _ {f _ {0}, r _ {0}, \\epsilon^ {f}, \\epsilon^ {r}, t} \\| [ \\epsilon^ {f}, \\epsilon^ {r} ] - \\hat {\\epsilon} _ {\\theta} (f _ {t}, r _ {t}, t) \\| _ {2} ^ {2} \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 357, + 784, + 376 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "LN performs zero initialization processing on the transmitted semantic vector $f$ and the residual block inside the transformer block. LN is between the transformer block and the linear layer. In addition, the linear layer acts as a decoder to restore the input semantic vector $f$ and continuously interpret $r$ to the original dimension. That is, each token in the semantic vector is first mapped to the tensor space, and the reshape operation is performed simultaneously on the linear layer. The final feature dimension size is twice the original size, which is used to predict noise and variance in the restoration process.", + "bbox": [ + 212, + 380, + 784, + 500 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In order to realize the internal diffusion reduction process, the reasoning module takes the continuous inference step $r$ as the condition and reducing $f$ to explain $R_{i}$ . After completing the training of the total noise model $\\hat{\\epsilon}_{\\theta}$ process in Eq. (16), VQA-TD will use the total probability noise model $\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)$ . It obtains $\\hat{\\epsilon}_{\\theta}$ in the forward diffusion and the reverse reduction processes. In addition, the noise mean $\\mu_{\\theta}$ and variance $\\sigma_{t}$ in both processes corresponding to $\\epsilon_{\\theta}^{f}(f_{t},r_{t},t,t)$ and $\\epsilon_{\\theta}^{r}(f_{t},r_{t},t,t)$ (as shown in Algorithm 2 lines 4-5) are restored on $f$ and $r$ respectively. That is, through the correlation calculation relationship between the noise mean $\\mu_{\\theta}$ and the variance $\\sigma_{t}$ in Appendix A, the Gaussian white noise is cyclically denoised in lines 4-5 of Algorithm 2.", + "bbox": [ + 212, + 502, + 785, + 652 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Experiment and Result Analysis", + "text_level": 1, + "bbox": [ + 215, + 676, + 566, + 694 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.1 Settings", + "text_level": 1, + "bbox": [ + 215, + 708, + 330, + 723 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "This paper compares VQA-TD with the following 9 benchmark methods on ScienceQA [26], including: VisualBERT [19], UnifiedQABase [16], UnifiedQABase w/CoT [26], GPT-3.5 [9], GPT-3.5 w/CoT [26], GPT-4 w/CoT [27], Multi-Modal CoT Base(MCBase) [26], LLaMA-Adapter [50] and LLaMA-SciTune [15].", + "bbox": [ + 212, + 733, + 782, + 794 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ScienceQA is a data set of scientific QA. It consists of 21,208 multiple-choice questions, covering rich domain diversity in 3 disciplines, 26 topics, 127 categories, and 379 skills. The benchmark data set is divided into the training set,", + "bbox": [ + 212, + 795, + 784, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/6d2916df3748e08fb8e5c1a1c7835b7280148e02b603bf6400dd6448b5e59688.jpg", + "table_caption": [ + "Table 1: Comparison accuracy test results % (NAT: natural science; SOC: social science; LAN: language science; TXT: text prompt; IMG: image prompt; NO: no prompt; G1-6: questions for grades 1-6; G7-12: questions for grade 7-12)" + ], + "table_footnote": [], + "table_body": "
ModelSizeNATSOCLANTXTIMGNOG1-6G7-12Avg
Human-90.285.087.589.687.588.191.682.488.4
VisualBERT [19]111M59.369.262.262.762.258.563.059.961.9
UnifiedQABase [16]223M68.269.274.963.861.477.873.065.070.1
UnifiedQABase w/CoT [26]223M71.076.078.966.466.581.877.168.874.1
GPT-3.5 [9]175B74.669.776.074.467.377.476.868.974.0
GPT-3.5 w/CoT [26]175B75.470.978.174.767.479.978.269.775.2
GPT-4 w/CoT [27]-85.572.490.382.671.592.986.779.084.0
MCBase [26]223M87.577.285.887.982.986.884.785.484.9
LLaMA-Adapter [50]6B84.488.384.483.780.386.985.884.185.2
LLaMA-SciTune [15]13B89.395.687.093.186.791.884.491.390.0
VQA-TD583M83.271.881.382.478.280.679.180.579.7
", + "bbox": [ + 222, + 198, + 781, + 388 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "validation set, and test set, containing 12726, 4241, and 4241 samples, respectively. These questions, answer prompts and multipart explanations serve as reasoning steps and explanations from question to answer.", + "bbox": [ + 215, + 422, + 784, + 468 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In the process of training the model, the total training network layer is controlled to 26 layers (the number of attention mechanism heads is 18), which includes 4 transformer blocks, LN and linear layers. In addition, in the patch operation, this paper sets its parameter to 2 to determine the number of token magnitudes of the fusion vector $f$ .", + "bbox": [ + 215, + 470, + 784, + 546 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "This paper completes the internal diffusion calculation process of diffusion chain-of-thought of Eq. (10) by setting the time steps of $f$ and $r$ to both $t$ . During the training phase, VQA-TD follows the multi-stage pattern of steady-state diffusion [36]: in the first stage, 250K steps are trained at $256 \\times 256$ resolution with a batch size of 4096, and 5K steps of warm-up are performed. In the second stage, the model is fine-tuned for 200K steps at $512 \\times 512$ resolution with a batch size of 1024 and warmed up for 5K steps. At the end of the second phase, this paper recovers from its last checkpoint (including the model's weights and the optimizer's state). Following by the method of Bao et al. [4], this paper uses the AdamW optimizer [24] in all stages, with a learning rate of 2e-4, a weight attenuation of 0.03, and an operating coefficient of $(\\beta_{1},\\beta_{2}) = (0.9,0.9)$ . When the validation loss does not decrease, the training process will reduce the learning rate by 10 times and then continue training. Therefore, this paper uses mixed precision training. That is, when VQA-TD is trained at $256 \\times 256$ resolution, the image-related position embeddings are interpolated via bi-linear interpolation. During training, this paper uses the DPM-Solver [25] method to accelerate the diffusion process every 50 steps.", + "bbox": [ + 215, + 549, + 785, + 806 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In order to verify the quality of the explanation text generated by each algorithm model, this paper uses the text BLEU [29] and ROUGE [22] evaluation", + "bbox": [ + 215, + 809, + 784, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Vision Question Answer Thought Diffusion", + "bbox": [ + 444, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "indicators as testing tools to evaluate the explanation output of each model. Finally, BLEU-1,BLEU-4,and ROUGE-L are used as test baselines,respectively.", + "bbox": [ + 215, + 146, + 782, + 176 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.2 Result Analysis", + "text_level": 1, + "bbox": [ + 215, + 204, + 392, + 219 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparative Results VQA-TD and the other four groups of models are used to complete eight sub-tasks in the ScienceQA data set. The specific results are shown in Tab. 1. Among them, the first group is the traditional VQA interpretation baseline model VisualBERT [19]. The second group includes the text-to-text language model UnifiedQABase [16], and the language model after adding CoT UnifiedQABase w/CoT [26]. The third group is GPT-3.5 [26]. The fourth group is LMMs, including GPT-4 [27], MCBase [26], LLaMA-Adapter [50] and LLaMA-SciTune [15].", + "bbox": [ + 212, + 234, + 782, + 354 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "With $1\\%$ of the parameters of GPT-3.5, VQA-TD $(79.7\\%)$ surpasses VisualBERT $(61.9\\%)$ , UnifiedQA $(74.1\\%)$ and GPT-3.5 $(75.2\\%)$ respectively; with LLaMA-SciTune's $5\\%$ parameter, VQA-TD is close to LMMs such as GPT-4 $(84.0\\%)$ , as shown in Tab. 1 and Fig. 1(b).", + "bbox": [ + 212, + 356, + 784, + 416 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "VQA-TD performs best on the NAT sub-task, with a rate of $83.2\\%$ . And it performs worst on the SOC sub-task, with a rate of $71.8\\%$ . Due to most of the questions in the NAT have text and image prompts, which are related to reasoning steps and explanations, this makes VQA-TD effectively capture information through the internal and external diffusion process. The lack of text prompt information in the SOC reduces VQA-TD's ability to establish the connection between images and explanation. It can be seen that the inclusion of valid text and image data information in the data set is crucial to VQA-TD.", + "bbox": [ + 212, + 417, + 785, + 539 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Explain Answer Recall This experiment uses BLEU [29] and ROUGE [22] to test the recall rate of explanations. VQA-TD, with 583M parameters (1% GPT-3.5), exceeds BLEU-1 of UnifiedQABase (0.397), GPT-3.5 w/CoT (0.192) and MCBase (0.406) respectively by getting score of 0.421. It also exceeds BLEU-4 of UnifiedQABase (0.370), GPT-3.5 w/CoT (0.052) and MCBase (0.384) respectively by getting score of 0.407. And it surpasses ROUGE-L of UnifiedQABase (0.714), GPT-3.5 w/CoT (0.323) and MCBase (0.769) respectively by getting score of 0.820. Besides, it is also close to GPT-4 w/CoT (0.839) and LLaMA-Adapter (0.868) in ROUGE-L, as shown in Tab. 2. Although VQA-TD (79.7%) is worse than MCBase in accuracy (84.9%), it (BLEU-1: 0.421; BLEU-4: 0.407; ROUGE-L: 0.820) performs better than MCBase (BLEU-1: 0.406; BLEU-4: 0.384; ROUGE-L: 0.769) in BLEU and ROUGE. Due to VQA-TD have the ability to generate long explanation information. It gradually approximates long explanation information through multiple diffusion and recovery steps, thereby reducing the semantic deviation between $< Q, I >$ and the answer.", + "bbox": [ + 212, + 566, + 787, + 792 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Compared with LMMs such as GPT-4 w/CoT and LLaMA-Adapter, VQATD performs worse on BLEU-1/4 (BLEU-1: 0.421; BLEU-4: 0.407). Since the model uses parameters in the multi-modal data alignment process. Co-Attention", + "bbox": [ + 212, + 794, + 785, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/ded08516d47360ff8ede05a5f6f91cb4c9ebcbf10665c3b8ca7517fb03309bf5.jpg", + "table_caption": [ + "Table 2: Recall comparison" + ], + "table_footnote": [], + "table_body": "
ModelBLEU-1BLEU-4ROUGE-L
UnifiedQABase0.3970.3700.714
GPT-3.5 w/CoT0.1920.0520.323
GPT-4 w/CoT0.9270.8940.839
MCBase0.4060.3840.769
LLaMA-Adapter0.9440.8750.868
VQA-TD0.4210.4070.820
", + "bbox": [ + 346, + 170, + 656, + 292 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/37d41fa3e2cd48d2bb6f393d474f06831c202544e7614577b5935ca3062d75c1.jpg", + "table_caption": [ + "Table 3: Different prompt recalls" + ], + "table_footnote": [], + "table_body": "
Prompt TypeBLEU-1BLEU-4ROUGE-L
Img prompt0.4120.3900.779
Txt prompt0.4170.3930.781
No prompt0.4080.3880.759
Both prompts0.4210.4070.820
", + "bbox": [ + 215, + 329, + 506, + 422 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/20c3a4594b711d319e8c807b0af80605a9941cb20e58efacc72ecaa5efdf31b5.jpg", + "table_caption": [ + "Table 4: Different prompt accuracy" + ], + "table_footnote": [], + "table_body": "
Prompt TypeAccuracy(%)
Img prompt77.2
Txt prompt75.6
No prompt73.3
Both prompts79.7
", + "bbox": [ + 553, + 329, + 743, + 422 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "[49], rather than a model with a larger parameter and richer semantic relationships between modalities such as CLIP [33]. This leads to poor semantic correlation between different modal data and large numbers of semantic errors.", + "bbox": [ + 212, + 446, + 784, + 492 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation This paper conducts experiments on accuracy and recall rates in the presence of four prompt data. Four prompt data are as follows: image prompt, text prompt, no prompt, and both prompts. VQA-TD is tested on the four different prompt data on interpretation recall. The experimental results show that both types of prompts are significantly better than the other three prompts (as shown in Tab. 3). Because prompts are related to reasoning steps and explanations, and richer prompt data types will make VQA-TD's internal and external diffusion process more effective in capturing information. The results of providing only image prompts and only text prompts show that they have almost the same impact on the VQA-TD algorithm model.", + "bbox": [ + 212, + 511, + 787, + 662 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "VQA-TD is also tested on four sets of different prompt data in terms of answer accuracy. The results are similar to those in the previous set of tests. That is, the accuracy obtained by both prompt types is significantly better than the other three types (as shown in Tab. 4). However, the gap between \"image prompt\" and \"text prompt\" is still relatively large. So, the lack of image prompts will cause the accuracy to decline faster. Compared with text data, the internal diffusion process can more easily capture the semantic information in the image.", + "bbox": [ + 212, + 662, + 787, + 768 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.3 Limitations and improvements", + "text_level": 1, + "bbox": [ + 214, + 787, + 514, + 803 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "VQA-TD achieves good results in multi-modal tasks, and the explanation text is robust. However, VQA-TD also has certain shortcomings. For example, inac", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Vision Question Answer Thought Diffusion", + "bbox": [ + 442, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/681a1a4317f7f8b56f1531970ee1395939b2a19c205c2a31dace02d3640e89da.jpg", + "image_caption": [ + "Fig. 3: Comparison of four methods" + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 352, + 262 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/fc00f3fdd32acb7cd0334a90c25ac2edc4edc68230ec533f598b8c5c855d909f.jpg", + "image_caption": [ + "Fig. 4: Limitations of VQA-TD" + ], + "image_footnote": [], + "bbox": [ + 352, + 143, + 486, + 262 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/df68f07808a71f7e129dfd6065eb1fd3e454e129f6579d7a83aa5a667d328ab8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 493, + 143, + 625, + 262 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/160f99e180800f056e2fc2240272fdc7764849d67c6122e41e97f8d72eadb7db.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 625, + 143, + 759, + 262 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "curacies in interpretation and interpretation hallucinations still occur on some test samples. As shown in Fig. 4, VQA-TD has restored and obtained wrong explanations in the 5th, 7th, and 8th stages of interpretation.", + "bbox": [ + 212, + 316, + 782, + 359 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The main reasons can be summarized as follows: Although the diffusion model can learn the characteristics of data distribution more precisely, it still encounters problems such as semantic deviation and too-long semantic relationships in the process of recovering data. This leads to the occurrence of reasoning hallucinations, as shown in Fig. 4.", + "bbox": [ + 212, + 362, + 784, + 436 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Another is that the modal alignment module does not process the modal semantic information enough. In the alignment process, this paper uses the joint attention model Co-Attention [49] with a smaller number of parameters instead of a model such as CLIP [33] with a larger number of parameters and richer semantic relationships between modalities. This will lead to semantic deviation between different modal data; then the model will frequently suffer from hallucinations.", + "bbox": [ + 212, + 438, + 785, + 542 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 566, + 359, + 583 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper proposes a VQA-TD algorithm model. It fulfills the \"step-by-step\" reasoning process from questions to answers, and uses the reasoning content as an explanation for VQA. VQA-TD consists of two diffusion processes, namely external diffusion and internal diffusion. It obtains the connections between reasoning steps through external diffusion. And it generates explanations through internal diffusion. Due to its ability to reason and explain \"step by step\", VQA-TD can better solve semantic deviation between explanations and answers on complex questions. Therefore, it has a strong ability to generate answers and explain when the model is small (1% parameter amount of GPT3.5). It comprehensively exceeds GPT-3.5 in answer accuracy and explanation and approaches LMMs.", + "bbox": [ + 212, + 597, + 787, + 762 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Compared with LMMs, VQA-TD still has room for improvement. In the future, we will conduct in-depth research on enhancing multi-modal semantic alignment, improving the sampling speed of diffusion and restoration, and embedding knowledge graphs into VQA-TD so that VQA-TD can improve its interpretation accuracy and generation speed while maintaining a small scale.", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "C. Lu et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported by China National Key Research Project (No.2019YFC03 12003).", + "bbox": [ + 215, + 172, + 784, + 204 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 224, + 321, + 239 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Achiam, J., Adler, S., Agarwal, S., Ahmad, L., Akkaya, I., Aleman, F.L., Almeida, D., Altenschmidt, J., Altman, S., Anadkat, S., et al.: Gpt-4 technical report. arXiv preprint arXiv:2303.08774 (2023)", + "2. Antol, S., Agrawal, A., Lu, J., Mitchell, M., Batra, D., Zitnick, C.L., Parikh, D.: Vqa: Visual question answering. 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Lu et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/3f54c71a-da19-4754-8f96-9a21e7e6e1d6_model.json b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/3f54c71a-da19-4754-8f96-9a21e7e6e1d6_model.json new file mode 100644 index 0000000000000000000000000000000000000000..7750092ee5f1217840e7f97104adad92fd842ddd --- /dev/null +++ b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/3f54c71a-da19-4754-8f96-9a21e7e6e1d6_model.json @@ -0,0 +1,2612 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.233, + 0.141, + 0.773, + 0.187 + ], + "angle": 0, + "content": "An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought" + }, + { + "type": "text", + "bbox": [ + 0.324, + 0.212, + 0.678, + 0.228 + ], + "angle": 0, + "content": "Chunhao Lu1, Qiang Lu1(⊗), and Jake Luo2" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.239, + 0.782, + 0.268 + ], + "angle": 0, + "content": "1 Beijing Key Laboratory of Petroleum Data Mining, China University of Petroleum Beijing, Beijing, China" + }, + { + "type": "text", + "bbox": [ + 0.32, + 0.269, + 0.682, + 0.281 + ], + "angle": 0, + "content": "luchunhao@student.cup.edu.cn qianglu@cup.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.281, + 0.772, + 0.309 + ], + "angle": 0, + "content": "\\(^{2}\\) Department of Health Informatics and Administration, University of Wisconsin Milwaukee, Milwaukee, United States" + }, + { + "type": "text", + "bbox": [ + 0.442, + 0.311, + 0.561, + 0.324 + ], + "angle": 0, + "content": "jakeluo@uwm.edu" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.359, + 0.74, + 0.636 + ], + "angle": 0, + "content": "Abstract. Explainable visual question-answering research focuses on generating explanations for answers. However, in complex VQA scenarios, there can be a significant semantic distance between the question and the answer. This means that generating explanations solely for the answer can lead to a semantic discrepancy between the content of the explanation and the question-answering content. To address this, we propose a step-by-step reasoning approach to reduce such semantic discrepancies. Additionally, the task of explaining VQA should include generating explanations for the reasoning steps to obtain explanations for the final answer. We introduce a diffusion chain-of-thought model to implement this step-by-step reasoning and the explanation process. The model consists of two processes: the external diffusion and the internal diffusion. The external diffusion process generates explanations for each reasoning step, while the internal diffusion process describes the probability of the question transitioning to each step of the explanation. Through experiments on eight sub-tasks in the ScienceQA dataset, we demonstrate that our diffusion chain-of-thought model outperforms GPT-3.5 in terms of the answer accuracy and the explanation ability while only using \\(1\\%\\) of GPT-3.5's parameters. Furthermore, the model approaches GPT-4, Llama, and so on in eight sub-tasks." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.65, + 0.741, + 0.678 + ], + "angle": 0, + "content": "Keywords: Vision question answering \\(\\cdot\\) Explicable question answering \\(\\cdot\\) Chain-of-Thought \\(\\cdot\\) Diffusion model" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.704, + 0.375, + 0.719 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Vision Question Answering (VQA) aims to answer questions posed about a given image [2]. While traditional VQA methods can provide corresponding answers, they lack explanations for their outputs [10, 44, 47]. To address this, existing researches have explored three approaches: 1) Explanation Generation: This involves adding an interpretable module to the model to generate explanations for the answers [30, 45, 46, 51]. 2) Prototype Network: An interpretable QA model based on metric learning, which represents QA pairs as low-dimensional space" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "image", + "bbox": [ + 0.248, + 0.147, + 0.768, + 0.379 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.244, + 0.39, + 0.757, + 0.406 + ], + "angle": 0, + "content": "Fig. 1: VQA-TD Thought Diffusion Algorithm Process Framework Diagram." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.44, + 0.788, + 0.516 + ], + "angle": 0, + "content": "vectors to calculate the distance between them for explanation [8, 12, 23, 37]. 3) Local Interpretable Model-Agnostic Explanations (LIME): Used for post-hoc attribution analysis of model predictions, it constructs the relationship between sample features and prediction results to explain the predictive actions of black-box models [5, 20, 35, 41]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.518, + 0.788, + 0.639 + ], + "angle": 0, + "content": "The explanation methods can be regarded as mapping functions from \\( < \\) Question \\( Q \\), Image \\( I \\), Answer \\( A> \\) to explanations \\( R \\). It can be estimated by \\( M: < Q, I, A > \\rightarrow R \\). Although these approaches can elucidate QA results, they often fail to provide step-by-step explanations for the reasoning process. In complex VQA scenarios, they may yield explanations with large semantic deviations from answers [5, 8, 12, 20, 23, 30, 35, 37, 41, 45, 46, 51]. Due to the semantic distance between \\( < Q, I> \\) and the answer is large. This gap makes it challenging to directly generate explanations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.788, + 0.808 + ], + "angle": 0, + "content": "To address this issue, this paper proposes that VQA generates answers through a step-by-step reasoning process [1]. By introducing multiple reasoning steps between \\( < Q, I > \\) and the answer, the semantic distance is reduced. Consequently, generating explanations for intermediate reasoning steps can avoid the problem of excessive semantic deviation between explanations and answers. In other words, this method can be viewed as an iterative mapping relationship. \\( M: < Q, I, R_{i-1} > \\rightarrow R_i \\), where the last explanation \\( R_n \\) must contain the answer \\( A \\). As shown in Fig. 1, for the input \\( I \\) and \\( Q \\), \"M: \\( < Q, I, R_0 > \\rightarrow R_1 \\)\" first outputs \"R1\") Observe each object\", then \"M: \\( < Q, I, R_1 > \\rightarrow R_2 \\)\" outputs \"R2\") Each object...\", ..., and finally outputs the explanation of the answer A \"R5\") ... the common property of these two objects is saltiness\"." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Unfolding the iterative mapping relationship above, it can be expressed as \"M :<<>R1>>R2>>···>>Rn\", simplified as \"M :<" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.445, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.146, + 0.786, + 0.403 + ], + "angle": 0, + "content": "\\(Q, I \\rightarrow R_1 \\rightarrow R_2 \\rightarrow \\dots \\rightarrow R_n\\). The reasoning steps from \\( \"< Q, I >\" to \"R_n\" can be interpreted as a diffusion process that conforms to the Markov chain [13, 53]. To achieve the process, this paper proposes an explainable VQA model based on the diffusion chain-of-thought (VQA Thought Diffusion, VQA-TD), as shown in Fig. 1. The model consists of three parts: the semantic embedding module, the semantic alignment module, and the reasoning module. The semantic embedding module uses the text model T5 [34] and the image model DETR [7] to implement the semantic embedding of the input \\( Q \\) and \\( I \\). The semantic alignment module adopts the joint attention model Co-Attention [49] to fulfill the alignment of text and image semantics. The reasoning module consists of two diffusion processes: the external diffusion and the internal diffusion. Inspired by U-ViT [3] and DiT [31], both diffusion processes use the transformer decoder of the Markov diffusion process. They can obtain the transition probability \\( (P(R_i \\rightarrow R_{i+1})) \\) between reasoning explanations and the probability \\( (P(< Q, I \\rightarrow R_i)) \\) of the question migrating to explanations. VQA-TD introduces the internal diffusion to enhance the relationship between the question and explanations, thereby reducing the semantic deviation between them." + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.405, + 0.518, + 0.418 + ], + "angle": 0, + "content": "The main contributions are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.42, + 0.784, + 0.539 + ], + "angle": 0, + "content": "1) We propose a novel VQA-TD neural network that addresses the limitations of existing VQA explanation models [5,8,12,20,23,30,35,37,41,45,46,51]. Unlike traditional models that directly generate explanations, VQA-TD gradually obtains explanations for each reasoning step. It reduces the semantic gap between \\( < Q, I > \\) and answer. Different from the large language (multi-modal) models that use external CoT prompts to output explanations [11, 18, 21, 28, 32, 42, 43, 48, 52, 53], VQA-TD embeds the diffusion chain-of-thought model to produce explanations without external prompts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.541, + 0.785, + 0.613 + ], + "angle": 0, + "content": "2) We propose a diffusion chain-of-thought model composed of the external diffusion and the internal diffusion to support step-by-step explanations. It obtains the connection between reasoning steps through the external diffusion and generates the explanation for each reasoning according to the question through the internal diffusion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.616, + 0.784, + 0.675 + ], + "angle": 0, + "content": "3) Experiments on eight sub-tasks of ScienceQA dataset [26] demonstrate that VQA-TD, with only \\(1\\%\\) of the parameter size of GPT-3.5 [6], surpasses GPT-3.5 in both the answer accuracy and the explanation capability. Also it approaches GPT-4 [1], Llama [39] and so on in the sub-tasks." + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.42, + 0.785, + 0.675 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.701, + 0.388, + 0.716 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.783, + 0.763 + ], + "angle": 0, + "content": "Traditional VQA explainable methods include 1) Explanation Generation, 2) Prototype Network, and 3) LIME." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.785, + 0.84 + ], + "angle": 0, + "content": "1) Explanation Generation has been proposed to improve the explainability of VQA by incorporating an interpretable module within the framework. The models leverage various techniques, including attention mechanisms, deep multimodal reasoning, noise-resistant robustness design, and competitive explanation generation, as shown in Fig. 2." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.145, + 0.361, + 0.252 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.366, + 0.145, + 0.501, + 0.252 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.145, + 0.639, + 0.255 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.642, + 0.146, + 0.782, + 0.255 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.328, + 0.266, + 0.673, + 0.281 + ], + "angle": 0, + "content": "Fig. 2: Comparison of VQA interpretable methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.317, + 0.788, + 0.529 + ], + "angle": 0, + "content": "Wu et al. [46] proposed a VQA explanation generation that combines visual attention with an explanation generation module to capture the relationship between text and relevant image regions. The answer is then used to infer the corresponding relationship between these regions. Zhang et al. [51] proposed a deep multi-modal reasoning and fusion network. It performs fine-grained reasoning and adaptive fusion through multi-image reasoning and fusion layers. An explanation generation module is also designed to improve the explainability of answer. Patro et al. [30] proposed a robust explanation method. This method is resistant to noise perturbations. And it enhances the consistency between textual, visual explanations and the answer through a co-association module. Chen et al. [45] proposed a competitive textual explanation generation framework. It generates textual explanations for each answer by comparing the explanations of multiple competing answers. This framework aims to improve VQA performance on complex questions and enhance the interpretability of VQA systems." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.532, + 0.788, + 0.594 + ], + "angle": 0, + "content": "2) Prototype Network [8,12,23,37] is an interpretable QA model based on metric learning. It learns to represent QA as vectors in a low-dimensional space, and then calculates the distance between the QA (such as Euclidean distance or cosine similarity), as shown in Fig. 2." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.732 + ], + "angle": 0, + "content": "Chen et al. [8] proposed the ProtoPNet model. It utilizes a generalized convolution as prototype layer to calculate the distance between QA. However, ProtoPNet needs to set up a separate prototype layer for each category, which makes its training process complex and the interpretability weak. To address this problem, Rymarczyk et al. [37] proposed the ProtoPool model. It significantly reduces the number of required prototype layers by sharing prototype layer between categories. In addition, ProtoPool introduces a new metric similarity function to help the model focus on more salient visual features to provide interpretability of the model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "3) LIME [5,20,35,41] is an algorithm for explaining the predictions of black box models. It works by constructing a local linear model that approximates the relationship between local features and prediction outcome. LIME is implemented using a combination of techniques, including local interpretable model learning, representative predictive instance selection, optimized sampling and automated feature selection, and a structural visualization framework, as shown in Fig. 2." + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.841 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.444, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.327 + ], + "angle": 0, + "content": "Ribeiro et al. [35] proposed LIME for explaining the prediction decisions of classifiers. It learns an interpretable model to approximate the relationship between prediction and local features. Wang et al. [41] further proposed the MO-LIME based on LIME [35]. It improves efficiency and reduces manual intervention by optimizing the sampling process of predictive instance selection and automated feature selection. Liang et al. [20] proposed the multi-modal visualization model MULTIVIZ. It divides the explanation into four stages. In each stage, it provides existing and newly proposed analysis tools to identify the contribution of each modalities to the prediction, explore the interactions between modalities, reveal which feature combinations play an important role in model's decision-making process, and analyze how decision-level features are combined to make predictions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.785, + 0.418 + ], + "angle": 0, + "content": "Although VQA explanation methods can provide explanations for the answer, they fail to provide a step-by-step explanation of the reasoning process. In complex scenarios, due to the long semantic distance of QA, those methods may fail to map. So this may cause semantic deviation. VQA-TD effectively avoids this problem by using diffusion models to explain each stage of reasoning. It ensures semantic distance short." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.441, + 0.586, + 0.459 + ], + "angle": 0, + "content": "3 Diffusion Chain-of-Thought Model" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.472, + 0.784, + 0.577 + ], + "angle": 0, + "content": "The proposed diffusion chain-of-thought model incorporates two diffusion processes: the external diffusion and the internal diffusion. The external diffusion is used to obtain the transition probability in reasoning steps \\((P(R_{i}\\rightarrow R_{i + 1}))\\). The internal diffusion is used to obtain the probability of the question migrating to each explanation \\((P(< Q,I > \\rightarrow R_i))\\). It augments the internal diffusion to strengthen the relationship between the question and explanations, thereby reducing the semantic gap between them." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.599, + 0.395, + 0.613 + ], + "angle": 0, + "content": "3.1 Diffusion Model" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.624, + 0.784, + 0.669 + ], + "angle": 0, + "content": "Diffusion model is a generative model that learns to denoise data by gradually removing noise from a noisy input [13]. This process can be divided into two stages: a forward process and a reverse process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.67, + 0.784, + 0.76 + ], + "angle": 0, + "content": "In the forward process, the noise is gradually added to the real data. Given a real data point, \\( n \\) steps of Gaussian noise are cumulatively added to obtain \\( n \\) noisy data points. The noise at each step is generated from a Gaussian distribution controlled by a hyper-parameter \\( \\{\\beta_{i} \\in (0,1)\\}_{i=1}^{n} \\). Since each time step \\( i \\) only depends on the previous time step \\( i-1 \\), the forward process can be considered as a Markov chain [13, 17] and is represented by the following two equations:" + }, + { + "type": "equation", + "bbox": [ + 0.401, + 0.772, + 0.785, + 0.809 + ], + "angle": 0, + "content": "\\[\nq \\left(R _ {1: n} \\mid R _ {0}\\right) = \\prod_ {i = 1} ^ {n} q \\left(R _ {i} \\mid R _ {i - 1}\\right) \\tag {1}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.379, + 0.826, + 0.785, + 0.842 + ], + "angle": 0, + "content": "\\[\nq \\left(R _ {i} \\mid R _ {i - 1}\\right) = \\mathcal {N} \\left(R _ {i} \\mid \\sqrt {\\alpha_ {i}} R _ {i - 1}, \\beta_ {i} \\mathbf {I}\\right) \\tag {2}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "among them, Eq. (1) is expressed as the cumulative noise migration process based on the Markov chain from \\( R_0 \\) to \\( R_{1:n} \\). Eq. (2) represents the noise addition relationship from \\( R_{i-1} \\) to \\( R_i \\), where \\( \\beta_i \\) is the \\( i \\)-th step Gaussian noise parameter, \\( \\alpha_i = 1 - \\beta_i \\). It can be seen from Eq. (1) and Eq. (2) that \\( R_i \\) is formed by gradually adding Gaussian white noise \\( \\epsilon \\) to the initial \\( R_0 \\) [13]." + }, + { + "type": "equation", + "bbox": [ + 0.411, + 0.234, + 0.786, + 0.251 + ], + "angle": 0, + "content": "\\[\nR _ {i} = \\sqrt {\\bar {\\alpha} _ {i}} R _ {0} + \\sqrt {1 - \\bar {\\alpha} _ {i}} \\epsilon^ {R} \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.261, + 0.365, + 0.277 + ], + "angle": 0, + "content": "where \\(\\bar{\\alpha}_i = \\prod_{i=1}^n \\alpha_i\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.277, + 0.787, + 0.34 + ], + "angle": 0, + "content": "The backward process is the process of gradually restoring the real data from Gaussian noise \\( R_{n} \\sim \\mathcal{N}(0, \\mathbf{I}) \\), where each step of denoising is expressed as \\( q(R_{i-1}|R_i) \\). Since the mathematical expression of \\( q(R_{i-1}|R_i) \\) cannot be obtained, the deep learning model \\( p_{\\theta} \\) (parameter is \\( \\theta \\)) is used to estimate it [13, 17]." + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.35, + 0.786, + 0.387 + ], + "angle": 0, + "content": "\\[\np _ {\\theta} \\left(R _ {0: n}\\right) = p \\left(R _ {n}\\right) \\prod_ {i = 1} ^ {n} p _ {\\theta} \\left(R _ {i - 1} \\mid R _ {i}\\right) \\tag {4}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.352, + 0.405, + 0.785, + 0.421 + ], + "angle": 0, + "content": "\\[\np _ {\\theta} \\left(R _ {i - 1} \\mid R _ {i}\\right) = \\mathcal {N} \\left(R _ {i - 1} \\mid \\mu_ {\\theta} \\left(R _ {i}, i\\right), \\Sigma_ {\\theta} \\left(R _ {i}, i\\right) \\right. \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.426, + 0.788, + 0.489 + ], + "angle": 0, + "content": "where Eq. (4) is expressed as the cumulative denoising migration process based on the Markov chain from \\( R_{n} \\) to \\( R_{0:n} \\). Eq. (5) represents the denoising relationship from \\( R_{i} \\) to \\( R_{i-1} \\), \\( \\mu_{\\theta}(R_{i}, i) \\) is the noise mean, and \\( \\Sigma_{\\theta}(R_{i}, i) \\) represents the noise variance [38]. The noise mean \\( \\mu_{\\theta} \\) can be expressed by the following Eq. (6)." + }, + { + "type": "equation", + "bbox": [ + 0.381, + 0.499, + 0.786, + 0.531 + ], + "angle": 0, + "content": "\\[\n\\mu_ {\\theta} = \\frac {1}{\\sqrt {\\alpha_ {i}}} \\left(R _ {i} - \\frac {\\beta_ {i}}{\\sqrt {1 - \\bar {\\alpha} _ {i}}} \\epsilon_ {\\theta} \\left(R _ {i}, i\\right)\\right) \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.535, + 0.574, + 0.551 + ], + "angle": 0, + "content": "where \\(\\epsilon_{\\theta}\\) is the noise going from \\(R_{i}\\) at the \\(i\\) time." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.572, + 0.416, + 0.587 + ], + "angle": 0, + "content": "3.2 External Diffusion" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.597, + 0.788, + 0.705 + ], + "angle": 0, + "content": "The external diffusion regards the intermediate reasoning steps from the question \\( < Q, I > \\) to the answer \\( R_{n} \\) (\\( < Q, I > = \\rightarrow R_{1} \\rightarrow R_{2} \\rightarrow \\dots \\rightarrow R_{n} \\)) as a diffusion process. This process is used to describe the transition probability \\( P(R_{i} \\rightarrow R_{i + 1}) \\) in reasoning steps, where \\( < Q, I > \\) is the initial state \\( R_{0} \\) of the process. And the intermediate reasoning step \\( R_{i} \\) is injected with Gaussian noise by \\( R_{i - 1} \\). \\( R_{n} \\) represents the final answer state. This process (shown in Fig. 1(a)) can be expressed by Eq. (1) and Eq. (2)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.725, + 0.41, + 0.74 + ], + "angle": 0, + "content": "3.3 Internal Diffusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.843 + ], + "angle": 0, + "content": "In the process of adding noise to the internal diffusion (as shown in Fig. 1(d)), the initial question \\( f_0 \\) is \\( < Q, I > \\), and \\( r_0 \\) is composed of two consecutive interpretation steps \\( (R_i \\oplus R_{i-1}) \\) in the external diffusion process. \\( r_t \\) is generated by adding noise to \\( r_{t-1} \\), which can be expressed by Eq. (2). \\( f_t \\) is the content formed by introducing noise under the two conditions of \\( f_{t-1} \\) and \\( r_t \\), and the relationship between them is expressed by the full probability \\( q(f_t, f_{t-1}, r_t) \\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.444, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "In the denoising and restoration process of the internal diffusion shown in Fig. 1(e), \\( f_{t-1} \\) is obtained by denoising on \\( f_t \\), which is expressed by Eq. (5). In addition, \\( r_t \\) is obtained by denoising on \\( f_t \\) and \\( r_{t+1} \\). It is formed by denoising reduction under two conditions, and the relationship between them is represented by the total probability \\( p_\\theta(r_t, r_{t+1}, f_t) \\)." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.223, + 0.588, + 0.238 + ], + "angle": 0, + "content": "According to [14], the total probability model is" + }, + { + "type": "equation", + "bbox": [ + 0.285, + 0.248, + 0.786, + 0.265 + ], + "angle": 0, + "content": "\\[\np _ {\\theta} \\left(r _ {t}, r _ {t + 1}, f _ {t}\\right) = (1 + s) p _ {\\theta} \\left(f _ {t}, r _ {t}\\right) - s \\left[ p _ {\\theta} \\left(f _ {t} \\mid f _ {t + 1}\\right), p _ {\\theta} \\left(r _ {t} \\mid r _ {t + 1}\\right) \\right]. \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.274, + 0.784, + 0.304 + ], + "angle": 0, + "content": "Based on Theorem 1, \\( p_{\\theta}(r_t,r_{t + 1},f_t) \\) is approximately equal to the full probability noise distribution model \\( \\hat{\\epsilon}_{\\theta}(f_t,r_t,t) \\) that is computed by Eq. (8)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.311, + 0.785, + 0.358 + ], + "angle": 0, + "content": "Theorem 1. Assuming that \\( p_{\\theta}(f_t, r_t) \\), \\( p_{\\theta}(f_t | f_{t+1}) \\) and \\( p_{\\theta}(r_t | r_{t+1}) \\) follow the noise boundary distribution models \\( \\epsilon_{\\theta}(f_t, r_t, t, t) \\), \\( \\epsilon_{\\theta}^f(f_t, \\epsilon^r, t, n) \\) and \\( \\epsilon_{\\theta}^r(\\epsilon^f, r_t, n, t) \\) respectively. \\( p_{\\theta}(r_t, r_{t+1}, f_t) \\approx \\hat{\\epsilon}_{\\theta}(f_t, r_t, t) \\), where" + }, + { + "type": "equation", + "bbox": [ + 0.314, + 0.368, + 0.785, + 0.401 + ], + "angle": 0, + "content": "\\[\n\\hat {\\epsilon} _ {\\theta} \\left(f _ {t}, r _ {t}, t\\right) = (1 + s) \\epsilon_ {\\theta} \\left(f _ {t}, r _ {t}, t, t\\right) - s \\left[ \\begin{array}{l} \\epsilon_ {\\theta} ^ {f} \\left(f _ {t}, \\epsilon^ {r}, t, n\\right), \\\\ \\epsilon_ {\\theta} ^ {r} \\left(\\epsilon^ {f}, r _ {t}, n, t\\right) \\end{array} \\right] \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.41, + 0.502, + 0.425 + ], + "angle": 0, + "content": "Proof. The proof is in the Appendix A." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.434, + 0.784, + 0.464 + ], + "angle": 0, + "content": "According to [4] and Bayesian formula, there is an approximate relationship in denoising score matching loss:" + }, + { + "type": "equation", + "bbox": [ + 0.339, + 0.473, + 0.785, + 0.505 + ], + "angle": 0, + "content": "\\[\n\\epsilon_ {\\theta} \\left(f _ {t}, r _ {t}, t, t\\right) \\approx - \\sqrt {\\bar {\\beta} _ {t}} \\left[ \\begin{array}{l} \\nabla_ {f _ {t}} \\log q \\left(f _ {t - 1} \\mid f _ {t}, r _ {0}\\right) \\\\ \\nabla_ {r _ {t}} \\log q \\left(r _ {t - 1} \\mid r _ {t}, f _ {0}\\right) \\end{array} \\right]. \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.514, + 0.784, + 0.545 + ], + "angle": 0, + "content": "Based on Theorem 2, \\(\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)\\) is approximately equal to denoising score matching loss that be computed by Eq. (10)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.552, + 0.784, + 0.599 + ], + "angle": 0, + "content": "Theorem 2. According to Eq. (8), assuming noise model \\(\\epsilon_{\\theta}(f_t,r_t,t,t)\\) \\(\\epsilon_{\\theta}^{f}(f_{t},\\epsilon^{r}\\) \\(t,n)\\) and \\(\\epsilon_{\\theta}^{r}(\\epsilon^{f},r_{t},n,t)\\) follow the denoising score matching loss and the classifier-free guidance. So the \\(\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)\\) can be approximated by" + }, + { + "type": "equation", + "bbox": [ + 0.253, + 0.608, + 0.785, + 0.641 + ], + "angle": 0, + "content": "\\[\n\\hat {\\epsilon} _ {\\theta} \\left(f _ {t}, r _ {t}, t\\right) \\approx - \\sqrt {\\bar {\\beta} _ {t}} \\left[ \\begin{array}{l} (1 + s) \\nabla_ {f _ {t}} \\log q \\left(f _ {t - 1} \\mid f _ {t}, r _ {0}\\right) - s \\nabla_ {f _ {t}} \\log q \\left(f _ {t}\\right), \\\\ (1 + s) \\nabla_ {r _ {t}} \\log q \\left(r _ {t - 1} \\mid r _ {t}, f _ {0}\\right) - s \\nabla_ {r _ {t}} \\log q \\left(r _ {t}\\right) \\end{array} \\right] \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.649, + 0.785, + 0.711 + ], + "angle": 0, + "content": "where \\(\\bar{\\beta}_t\\) is equal to \\(\\prod_{i=1}^n \\beta_t\\) which stands for hyper-parameter of Gaussian distribution, \\(q(f_{t-1}|f_t, r_0)\\) is conditional probability distributions based on the question and two consecutive explanation steps respectively, and \\(q(f_t)\\) is boundary probability distributions standing for the state of question \\(f\\)." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.72, + 0.545, + 0.735 + ], + "angle": 0, + "content": "Proof. the proof is shown in the Appendix A." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.756, + 0.342, + 0.774 + ], + "angle": 0, + "content": "4 VQA-TD" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.787, + 0.426, + 0.801 + ], + "angle": 0, + "content": "4.1 Model Architecture" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "The VQA-TD algorithm model framework is divided into three main modules: the semantic embedding, the semantic alignment, and the reasoning module (as" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.345 + ], + "angle": 0, + "content": "shown in Fig. 1). The semantic embedding module uses T5 [34] and DETR [7] to perform semantic embeddings of \\( Q \\) and \\( I \\). The semantic alignment module uses the joint attention model Co-Attention [49] to semantically align \\( Q \\) and \\( I \\). Inspired by U-ViT [3] and DiT [31], the reasoning module uses a transformer decoder that conforms to the Markov diffusion process. Then it gradually restores explanations of the question to the answer. It restores the explanation of \\( M: < Q, I > \\rightarrow R_1 \\rightarrow R_2 \\rightarrow \\dots \\rightarrow R_n \\) in \\( R_1R_2\\ldots R_n \\). And it contains two diffusion processes: the external diffusion and the internal diffusion. The external diffusion process is used to describe the logical probability relationship in reasoning explanations. The internal diffusion process uses the intermediate explanation \\( R_i \\) for the noise generation and the restoration of \\( < Q, I > \\). Therefore, it enables learning the probability distribution of the question to each step explanation \\( R_i \\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.363, + 0.506, + 0.379 + ], + "angle": 0, + "content": "4.2 Semantic Embedding Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.386, + 0.789, + 0.461 + ], + "angle": 0, + "content": "The semantic embedding module is used to embed \\( < Q, I > \\). Since \\( Q \\) and \\( I \\) are different modal data, this embedding module uses the T5 model [34] and DETR model [7] to handle \\( Q \\) and \\( I \\), respectively. It achieves the embedding of two modal data. \\( Q \\) includes the question, the prompt data, and the option text content, while \\( I \\) contains the image data about the question itself." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.788, + 0.49 + ], + "angle": 0, + "content": "During the semantic embedding process, two types of data can be expressed as:" + }, + { + "type": "equation", + "bbox": [ + 0.403, + 0.492, + 0.785, + 0.508 + ], + "angle": 0, + "content": "\\[\nH _ {l} = \\text {L a n g u a g e E n c o d e r} (Q) \\tag {11}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.395, + 0.528, + 0.785, + 0.544 + ], + "angle": 0, + "content": "\\[\nH _ {v} = W _ {h} \\cdot \\text {V i s i o n E n c o d e r} (Q) \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.548, + 0.788, + 0.595 + ], + "angle": 0, + "content": "in order to unify the lengths of two latter semantic vectors of embedding, this method constructs a projection matrix \\( W_{h} \\) to convert the image visual semantic embedding vector into a language embedding vector of equal length." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.614, + 0.5, + 0.629 + ], + "angle": 0, + "content": "4.3 Semantic Alignment Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.636, + 0.788, + 0.756 + ], + "angle": 0, + "content": "To align the multi-modal data in VQA, this paper adopts the alignment attention mechanism designed by Yu et al. [49] and divides the alignment process into two parts: 1) self-attention unit(SA). It simulates the internal semantic connections of each modality. It learns coarse-grained semantic connections, allowing the model to understand the internal semantic structure of the modality deeply. 2) guided-attention(GA) unit. It solves the semantic alignment problem between modalities. This process helps the model understand the relationship between image and questions more accurately." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.757, + 0.788, + 0.803 + ], + "angle": 0, + "content": "In the SA unit, the query vector \\( Q \\), the key vector \\( K \\), and the value vector \\( V \\) correspond to the language features \\( H_{l} \\), visual features \\( H_{v} \\), and \\( H_{v} \\), respectively. So the output \\( H_{v}^{att} \\) of the SA unit can be defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.414, + 0.811, + 0.785, + 0.845 + ], + "angle": 0, + "content": "\\[\nH _ {v} ^ {\\text {a t t}} = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) \\tag {13}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.445, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.145, + 0.784, + 0.3 + ], + "angle": 0, + "content": "
Algorithm 1 Forward noise adding processAlgorithm 2 Reverse denoising process
1: repeat1: fn, rn ~ N(0, I)
2: f0, r0 ~ q(f0, r0)2: for t = n, ..., 1 do
3: t ~ Uniform({1, 2, ..., n})3: zf, zr ~ N(0, I) if t ≥ 1,
4: εf, εr ~ N(0, I)else zf, zr = 0
5: ft = √αt f0 + √1 - αt εf4: ft-1 = 1/√αt (ft - βt/√αt εf(ft, rt, t)) + σtzf
6: rt = √αt r0 + √1 - αt εr5: rt-1 = 1/√αt (rt - βt/√αt εr(ft, rt, t)) + σtzr
7: Computing gradient descent via BP: ∇θ||[εf, εr] - ζθ(ft, rt, t)||26: end for
8: until converged7: return f0, r0
" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.33, + 0.654, + 0.345 + ], + "angle": 0, + "content": "the dimension size of \\(d_k\\) is equal to the dimension size of \\(H_l\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.346, + 0.786, + 0.406 + ], + "angle": 0, + "content": "Since only one head is used in the SA unit to simulate the dense interaction between modalities, the relationship between the words in the question and the image area cannot be well mapped. Therefore, this method uses the GA unit to perform cross-fusion of modalities to generate the fusion vector \\( f \\):" + }, + { + "type": "equation", + "bbox": [ + 0.388, + 0.418, + 0.786, + 0.436 + ], + "angle": 0, + "content": "\\[\n\\lambda = \\operatorname {S i g m o i d} \\left(W _ {l} H _ {l} + W _ {v} H _ {v} ^ {\\text {a t t}}\\right) \\tag {14}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.411, + 0.462, + 0.785, + 0.48 + ], + "angle": 0, + "content": "\\[\nf = (1 - \\lambda) H _ {l} + \\lambda \\cdot H _ {v} ^ {\\text {a t t}} \\tag {15}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.786, + 0.517 + ], + "angle": 0, + "content": "where \\( W_{l} \\) and \\( W_{v} \\) are pre-trained learning parameters. This method fine-tunes the pre-training parameters in small dimensions to complete the encoding of \\( f \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.518, + 0.787, + 0.563 + ], + "angle": 0, + "content": "Finally, the conversion and generation of the deep latent space embedding vector can be completed by connecting \\( f \\), \\( r \\), and their corresponding sampling time steps \\( t \\) together." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.587, + 0.416, + 0.602 + ], + "angle": 0, + "content": "4.4 Reasoning Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.786, + 0.689 + ], + "angle": 0, + "content": "The reasoning module is used to diffuse the chain of thought. It uses the external diffusion process to describe the transition probability relationship in reasoning steps so that there is a logical progression ability between the previous and subsequent reasoning steps. In addition, it uses the internal diffusion process to generate each reasoning explanation of the steps (as shown in Fig. 1(a)(d)(e))." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.787, + 0.841 + ], + "angle": 0, + "content": "In order to fulfill the internal diffusion reduction process, this paper constructs VQA-TD based on transformer, as shown in Fig. 1(c). It consists of 1) Noised Latent Layer, 2) Embed Layer, 3) Patchify Layer, 4) Transformer Block, 5) Layer Normalization (LN), and 6) Linear Layer. Among them, the noised latent layer, the embed layer and the patchify layer are all fully connected networks. They are used to reduce the dimensionality of the aligned semantic vectors. They also introduce the condition information (inference time \\( t \\) and continuous inference interpretation step \\( r = R_{i} \\oplus R_{i - 1} \\)) and output semantic vector tokens \\( f \\). The transformer block layer is used to calculate the optimal noise \\( \\hat{\\epsilon}_{\\theta}(f_t,r_t,t) \\) and is required to predict the reduction process of VQA-TD in" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "internal diffusion. LN and linear layer are used to initialize layer operations. Finally, the semantic vector \\( f \\) and the continuous interpretation step \\( r \\) are restored from tokens to the original input dimensions through LN and linear layer." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.357 + ], + "angle": 0, + "content": "Transformer block utilizes the multi-head attention mechanism in transformer [40] to associate the semantic vector \\( f \\) with the explanation \\( r \\) in \\( q(f_0, r_0) \\) (line 2 in Algorithm 1). In addition, transformer block adds Multi-Layer perceptron (MLP), Scale, and Shift layers. Among them, MLP is used for spatial mapping. The scale is used for spatial alignment. The shift is used to denoise the continuous interpretation \\( r \\) and the semantic vector \\( f \\) respectively by \\( \\epsilon^f \\) and \\( \\epsilon^r \\) (lines 4-6 in Algorithm 1). The L2 loss relationship between the noise \\( \\hat{\\epsilon}_{\\theta}(f_t, r_t, t) \\) obtained by the diffusion chain-of-thought model through the calculation process of Eq. (10), and the standard noise \\( \\epsilon^f \\) and \\( \\epsilon^r \\) that actually act on the embedded semantics \\( f \\) and \\( r \\) can be defined as the training convergence target (line 7 in Algorithm 1)." + }, + { + "type": "equation", + "bbox": [ + 0.381, + 0.358, + 0.785, + 0.377 + ], + "angle": 0, + "content": "\\[\n\\mathbb {E} _ {f _ {0}, r _ {0}, \\epsilon^ {f}, \\epsilon^ {r}, t} \\| [ \\epsilon^ {f}, \\epsilon^ {r} ] - \\hat {\\epsilon} _ {\\theta} (f _ {t}, r _ {t}, t) \\| _ {2} ^ {2} \\tag {16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.381, + 0.785, + 0.501 + ], + "angle": 0, + "content": "LN performs zero initialization processing on the transmitted semantic vector \\( f \\) and the residual block inside the transformer block. LN is between the transformer block and the linear layer. In addition, the linear layer acts as a decoder to restore the input semantic vector \\( f \\) and continuously interpret \\( r \\) to the original dimension. That is, each token in the semantic vector is first mapped to the tensor space, and the reshape operation is performed simultaneously on the linear layer. The final feature dimension size is twice the original size, which is used to predict noise and variance in the restoration process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.787, + 0.653 + ], + "angle": 0, + "content": "In order to realize the internal diffusion reduction process, the reasoning module takes the continuous inference step \\( r \\) as the condition and reducing \\( f \\) to explain \\( R_{i} \\). After completing the training of the total noise model \\( \\hat{\\epsilon}_{\\theta} \\) process in Eq. (16), VQA-TD will use the total probability noise model \\( \\hat{\\epsilon}_{\\theta}(f_t,r_t,t) \\). It obtains \\( \\hat{\\epsilon}_{\\theta} \\) in the forward diffusion and the reverse reduction processes. In addition, the noise mean \\( \\mu_{\\theta} \\) and variance \\( \\sigma_{t} \\) in both processes corresponding to \\( \\epsilon_{\\theta}^{f}(f_{t},r_{t},t,t) \\) and \\( \\epsilon_{\\theta}^{r}(f_{t},r_{t},t,t) \\) (as shown in Algorithm 2 lines 4-5) are restored on \\( f \\) and \\( r \\) respectively. That is, through the correlation calculation relationship between the noise mean \\( \\mu_{\\theta} \\) and the variance \\( \\sigma_{t} \\) in Appendix A, the Gaussian white noise is cyclically denoised in lines 4-5 of Algorithm 2." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.677, + 0.567, + 0.695 + ], + "angle": 0, + "content": "5 Experiment and Result Analysis" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.709, + 0.331, + 0.724 + ], + "angle": 0, + "content": "5.1 Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.784, + 0.795 + ], + "angle": 0, + "content": "This paper compares VQA-TD with the following 9 benchmark methods on ScienceQA [26], including: VisualBERT [19], UnifiedQABase [16], UnifiedQABase w/CoT [26], GPT-3.5 [9], GPT-3.5 w/CoT [26], GPT-4 w/CoT [27], Multi-Modal CoT Base(MCBase) [26], LLaMA-Adapter [50] and LLaMA-SciTune [15]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.785, + 0.84 + ], + "angle": 0, + "content": "ScienceQA is a data set of scientific QA. It consists of 21,208 multiple-choice questions, covering rich domain diversity in 3 disciplines, 26 topics, 127 categories, and 379 skills. The benchmark data set is divided into the training set," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.445, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.785, + 0.187 + ], + "angle": 0, + "content": "Table 1: Comparison accuracy test results % (NAT: natural science; SOC: social science; LAN: language science; TXT: text prompt; IMG: image prompt; NO: no prompt; G1-6: questions for grades 1-6; G7-12: questions for grade 7-12)" + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.199, + 0.782, + 0.389 + ], + "angle": 0, + "content": "
ModelSizeNATSOCLANTXTIMGNOG1-6G7-12Avg
Human-90.285.087.589.687.588.191.682.488.4
VisualBERT [19]111M59.369.262.262.762.258.563.059.961.9
UnifiedQABase [16]223M68.269.274.963.861.477.873.065.070.1
UnifiedQABase w/CoT [26]223M71.076.078.966.466.581.877.168.874.1
GPT-3.5 [9]175B74.669.776.074.467.377.476.868.974.0
GPT-3.5 w/CoT [26]175B75.470.978.174.767.479.978.269.775.2
GPT-4 w/CoT [27]-85.572.490.382.671.592.986.779.084.0
MCBase [26]223M87.577.285.887.982.986.884.785.484.9
LLaMA-Adapter [50]6B84.488.384.483.780.386.985.884.185.2
LLaMA-SciTune [15]13B89.395.687.093.186.791.884.491.390.0
VQA-TD583M83.271.881.382.478.280.679.180.579.7
" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.424, + 0.785, + 0.469 + ], + "angle": 0, + "content": "validation set, and test set, containing 12726, 4241, and 4241 samples, respectively. These questions, answer prompts and multipart explanations serve as reasoning steps and explanations from question to answer." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.472, + 0.785, + 0.547 + ], + "angle": 0, + "content": "In the process of training the model, the total training network layer is controlled to 26 layers (the number of attention mechanism heads is 18), which includes 4 transformer blocks, LN and linear layers. In addition, in the patch operation, this paper sets its parameter to 2 to determine the number of token magnitudes of the fusion vector \\( f \\)." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.55, + 0.786, + 0.807 + ], + "angle": 0, + "content": "This paper completes the internal diffusion calculation process of diffusion chain-of-thought of Eq. (10) by setting the time steps of \\( f \\) and \\( r \\) to both \\( t \\). During the training phase, VQA-TD follows the multi-stage pattern of steady-state diffusion [36]: in the first stage, 250K steps are trained at \\( 256 \\times 256 \\) resolution with a batch size of 4096, and 5K steps of warm-up are performed. In the second stage, the model is fine-tuned for 200K steps at \\( 512 \\times 512 \\) resolution with a batch size of 1024 and warmed up for 5K steps. At the end of the second phase, this paper recovers from its last checkpoint (including the model's weights and the optimizer's state). Following by the method of Bao et al. [4], this paper uses the AdamW optimizer [24] in all stages, with a learning rate of 2e-4, a weight attenuation of 0.03, and an operating coefficient of \\( (\\beta_{1},\\beta_{2}) = (0.9,0.9) \\). When the validation loss does not decrease, the training process will reduce the learning rate by 10 times and then continue training. Therefore, this paper uses mixed precision training. That is, when VQA-TD is trained at \\( 256 \\times 256 \\) resolution, the image-related position embeddings are interpolated via bi-linear interpolation. During training, this paper uses the DPM-Solver [25] method to accelerate the diffusion process every 50 steps." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "In order to verify the quality of the explanation text generated by each algorithm model, this paper uses the text BLEU [29] and ROUGE [22] evaluation" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "indicators as testing tools to evaluate the explanation output of each model. Finally, BLEU-1,BLEU-4,and ROUGE-L are used as test baselines,respectively." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.205, + 0.393, + 0.22 + ], + "angle": 0, + "content": "5.2 Result Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.235, + 0.784, + 0.356 + ], + "angle": 0, + "content": "Comparative Results VQA-TD and the other four groups of models are used to complete eight sub-tasks in the ScienceQA data set. The specific results are shown in Tab. 1. Among them, the first group is the traditional VQA interpretation baseline model VisualBERT [19]. The second group includes the text-to-text language model UnifiedQABase [16], and the language model after adding CoT UnifiedQABase w/CoT [26]. The third group is GPT-3.5 [26]. The fourth group is LMMs, including GPT-4 [27], MCBase [26], LLaMA-Adapter [50] and LLaMA-SciTune [15]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.357, + 0.785, + 0.417 + ], + "angle": 0, + "content": "With \\(1\\%\\) of the parameters of GPT-3.5, VQA-TD \\((79.7\\%)\\) surpasses VisualBERT \\((61.9\\%)\\), UnifiedQA \\((74.1\\%)\\) and GPT-3.5 \\((75.2\\%)\\) respectively; with LLaMA-SciTune's \\(5\\%\\) parameter, VQA-TD is close to LMMs such as GPT-4 \\((84.0\\%)\\), as shown in Tab. 1 and Fig. 1(b)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.419, + 0.787, + 0.54 + ], + "angle": 0, + "content": "VQA-TD performs best on the NAT sub-task, with a rate of \\(83.2\\%\\). And it performs worst on the SOC sub-task, with a rate of \\(71.8\\%\\). Due to most of the questions in the NAT have text and image prompts, which are related to reasoning steps and explanations, this makes VQA-TD effectively capture information through the internal and external diffusion process. The lack of text prompt information in the SOC reduces VQA-TD's ability to establish the connection between images and explanation. It can be seen that the inclusion of valid text and image data information in the data set is crucial to VQA-TD." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.567, + 0.788, + 0.793 + ], + "angle": 0, + "content": "Explain Answer Recall This experiment uses BLEU [29] and ROUGE [22] to test the recall rate of explanations. VQA-TD, with 583M parameters (1% GPT-3.5), exceeds BLEU-1 of UnifiedQABase (0.397), GPT-3.5 w/CoT (0.192) and MCBase (0.406) respectively by getting score of 0.421. It also exceeds BLEU-4 of UnifiedQABase (0.370), GPT-3.5 w/CoT (0.052) and MCBase (0.384) respectively by getting score of 0.407. And it surpasses ROUGE-L of UnifiedQABase (0.714), GPT-3.5 w/CoT (0.323) and MCBase (0.769) respectively by getting score of 0.820. Besides, it is also close to GPT-4 w/CoT (0.839) and LLaMA-Adapter (0.868) in ROUGE-L, as shown in Tab. 2. Although VQA-TD (79.7%) is worse than MCBase in accuracy (84.9%), it (BLEU-1: 0.421; BLEU-4: 0.407; ROUGE-L: 0.820) performs better than MCBase (BLEU-1: 0.406; BLEU-4: 0.384; ROUGE-L: 0.769) in BLEU and ROUGE. Due to VQA-TD have the ability to generate long explanation information. It gradually approximates long explanation information through multiple diffusion and recovery steps, thereby reducing the semantic deviation between \\( < Q, I > \\) and the answer." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Compared with LMMs such as GPT-4 w/CoT and LLaMA-Adapter, VQATD performs worse on BLEU-1/4 (BLEU-1: 0.421; BLEU-4: 0.407). Since the model uses parameters in the multi-modal data alignment process. Co-Attention" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.444, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.406, + 0.145, + 0.597, + 0.159 + ], + "angle": 0, + "content": "Table 2: Recall comparison" + }, + { + "type": "table", + "bbox": [ + 0.348, + 0.171, + 0.657, + 0.293 + ], + "angle": 0, + "content": "
ModelBLEU-1BLEU-4ROUGE-L
UnifiedQABase0.3970.3700.714
GPT-3.5 w/CoT0.1920.0520.323
GPT-4 w/CoT0.9270.8940.839
MCBase0.4060.3840.769
LLaMA-Adapter0.9440.8750.868
VQA-TD0.4210.4070.820
" + }, + { + "type": "table_caption", + "bbox": [ + 0.246, + 0.303, + 0.476, + 0.318 + ], + "angle": 0, + "content": "Table 3: Different prompt recalls" + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.33, + 0.507, + 0.424 + ], + "angle": 0, + "content": "
Prompt TypeBLEU-1BLEU-4ROUGE-L
Img prompt0.4120.3900.779
Txt prompt0.4170.3930.781
No prompt0.4080.3880.759
Both prompts0.4210.4070.820
" + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.303, + 0.771, + 0.318 + ], + "angle": 0, + "content": "Table 4: Different prompt accuracy" + }, + { + "type": "table", + "bbox": [ + 0.554, + 0.33, + 0.744, + 0.423 + ], + "angle": 0, + "content": "
Prompt TypeAccuracy(%)
Img prompt77.2
Txt prompt75.6
No prompt73.3
Both prompts79.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.785, + 0.493 + ], + "angle": 0, + "content": "[49], rather than a model with a larger parameter and richer semantic relationships between modalities such as CLIP [33]. This leads to poor semantic correlation between different modal data and large numbers of semantic errors." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.512, + 0.788, + 0.663 + ], + "angle": 0, + "content": "Ablation This paper conducts experiments on accuracy and recall rates in the presence of four prompt data. Four prompt data are as follows: image prompt, text prompt, no prompt, and both prompts. VQA-TD is tested on the four different prompt data on interpretation recall. The experimental results show that both types of prompts are significantly better than the other three prompts (as shown in Tab. 3). Because prompts are related to reasoning steps and explanations, and richer prompt data types will make VQA-TD's internal and external diffusion process more effective in capturing information. The results of providing only image prompts and only text prompts show that they have almost the same impact on the VQA-TD algorithm model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.663, + 0.788, + 0.77 + ], + "angle": 0, + "content": "VQA-TD is also tested on four sets of different prompt data in terms of answer accuracy. The results are similar to those in the previous set of tests. That is, the accuracy obtained by both prompt types is significantly better than the other three types (as shown in Tab. 4). However, the gap between \"image prompt\" and \"text prompt\" is still relatively large. So, the lack of image prompts will cause the accuracy to decline faster. Compared with text data, the internal diffusion process can more easily capture the semantic information in the image." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.515, + 0.804 + ], + "angle": 0, + "content": "5.3 Limitations and improvements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "VQA-TD achieves good results in multi-modal tasks, and the explanation text is robust. However, VQA-TD also has certain shortcomings. For example, inac" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "C. Lu et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.144, + 0.353, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.353, + 0.144, + 0.487, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.218, + 0.273, + 0.465, + 0.288 + ], + "angle": 0, + "content": "Fig. 3: Comparison of four methods" + }, + { + "type": "image", + "bbox": [ + 0.494, + 0.144, + 0.626, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.626, + 0.144, + 0.761, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.518, + 0.273, + 0.734, + 0.288 + ], + "angle": 0, + "content": "Fig. 4: Limitations of VQA-TD" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.318, + 0.784, + 0.361 + ], + "angle": 0, + "content": "curacies in interpretation and interpretation hallucinations still occur on some test samples. As shown in Fig. 4, VQA-TD has restored and obtained wrong explanations in the 5th, 7th, and 8th stages of interpretation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.363, + 0.785, + 0.437 + ], + "angle": 0, + "content": "The main reasons can be summarized as follows: Although the diffusion model can learn the characteristics of data distribution more precisely, it still encounters problems such as semantic deviation and too-long semantic relationships in the process of recovering data. This leads to the occurrence of reasoning hallucinations, as shown in Fig. 4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.787, + 0.543 + ], + "angle": 0, + "content": "Another is that the modal alignment module does not process the modal semantic information enough. In the alignment process, this paper uses the joint attention model Co-Attention [49] with a smaller number of parameters instead of a model such as CLIP [33] with a larger number of parameters and richer semantic relationships between modalities. This will lead to semantic deviation between different modal data; then the model will frequently suffer from hallucinations." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.567, + 0.36, + 0.584 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.598, + 0.788, + 0.763 + ], + "angle": 0, + "content": "This paper proposes a VQA-TD algorithm model. It fulfills the \"step-by-step\" reasoning process from questions to answers, and uses the reasoning content as an explanation for VQA. VQA-TD consists of two diffusion processes, namely external diffusion and internal diffusion. It obtains the connections between reasoning steps through external diffusion. And it generates explanations through internal diffusion. Due to its ability to reason and explain \"step by step\", VQA-TD can better solve semantic deviation between explanations and answers on complex questions. Therefore, it has a strong ability to generate answers and explain when the model is small (1% parameter amount of GPT3.5). It comprehensively exceeds GPT-3.5 in answer accuracy and explanation and approaches LMMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Compared with LMMs, VQA-TD still has room for improvement. In the future, we will conduct in-depth research on enhancing multi-modal semantic alignment, improving the sampling speed of diffusion and restoration, and embedding knowledge graphs into VQA-TD so that VQA-TD can improve its interpretation accuracy and generation speed while maintaining a small scale." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.445, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Vision Question Answer Thought Diffusion" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.174, + 0.785, + 0.205 + ], + "angle": 0, + "content": "This work is supported by China National Key Research Project (No.2019YFC03 12003)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.226, + 0.323, + 0.241 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.254, + 0.785, + 0.295 + ], + "angle": 0, + "content": "1. 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Zhang, Z., Zhang, A., Li, M., Smola, A.: Automatic chain of thought prompting in large language models. arXiv preprint arXiv:2210.03493 (2022)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.259 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/3f54c71a-da19-4754-8f96-9a21e7e6e1d6_origin.pdf b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/3f54c71a-da19-4754-8f96-9a21e7e6e1d6_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..14a82e84abea07bbcdbb2855c7d33485908e24db --- /dev/null +++ b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/3f54c71a-da19-4754-8f96-9a21e7e6e1d6_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:d539a7ba88073d1e0a6cfe58690d2f7d639e3eb476b45501648f32e703737d14 +size 1178208 diff --git a/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/full.md b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/full.md new file mode 100644 index 0000000000000000000000000000000000000000..21a1998390353f784d51a9a823097e9451c5f086 --- /dev/null +++ b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/full.md @@ -0,0 +1,363 @@ +# An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought + +Chunhao Lu1, Qiang Lu1(⊗), and Jake Luo2 + +1 Beijing Key Laboratory of Petroleum Data Mining, China University of Petroleum Beijing, Beijing, China + +luchunhao@student.cup.edu.cn qianglu@cup.edu.cn + +$^{2}$ Department of Health Informatics and Administration, University of Wisconsin Milwaukee, Milwaukee, United States + +jakeluo@uwm.edu + +Abstract. Explainable visual question-answering research focuses on generating explanations for answers. However, in complex VQA scenarios, there can be a significant semantic distance between the question and the answer. This means that generating explanations solely for the answer can lead to a semantic discrepancy between the content of the explanation and the question-answering content. To address this, we propose a step-by-step reasoning approach to reduce such semantic discrepancies. Additionally, the task of explaining VQA should include generating explanations for the reasoning steps to obtain explanations for the final answer. We introduce a diffusion chain-of-thought model to implement this step-by-step reasoning and the explanation process. The model consists of two processes: the external diffusion and the internal diffusion. The external diffusion process generates explanations for each reasoning step, while the internal diffusion process describes the probability of the question transitioning to each step of the explanation. Through experiments on eight sub-tasks in the ScienceQA dataset, we demonstrate that our diffusion chain-of-thought model outperforms GPT-3.5 in terms of the answer accuracy and the explanation ability while only using $1\%$ of GPT-3.5's parameters. Furthermore, the model approaches GPT-4, Llama, and so on in eight sub-tasks. + +Keywords: Vision question answering $\cdot$ Explicable question answering $\cdot$ Chain-of-Thought $\cdot$ Diffusion model + +# 1 Introduction + +Vision Question Answering (VQA) aims to answer questions posed about a given image [2]. While traditional VQA methods can provide corresponding answers, they lack explanations for their outputs [10, 44, 47]. To address this, existing researches have explored three approaches: 1) Explanation Generation: This involves adding an interpretable module to the model to generate explanations for the answers [30, 45, 46, 51]. 2) Prototype Network: An interpretable QA model based on metric learning, which represents QA pairs as low-dimensional space + +![](images/edbe9b2ee6759d79042660c1486d65a6937056763140bb20b2252b98d47e6e65.jpg) +Fig. 1: VQA-TD Thought Diffusion Algorithm Process Framework Diagram. + +vectors to calculate the distance between them for explanation [8, 12, 23, 37]. 3) Local Interpretable Model-Agnostic Explanations (LIME): Used for post-hoc attribution analysis of model predictions, it constructs the relationship between sample features and prediction results to explain the predictive actions of black-box models [5, 20, 35, 41]. + +The explanation methods can be regarded as mapping functions from $<$ Question $Q$ , Image $I$ , Answer $A>$ to explanations $R$ . It can be estimated by $M: < Q, I, A > \rightarrow R$ . Although these approaches can elucidate QA results, they often fail to provide step-by-step explanations for the reasoning process. In complex VQA scenarios, they may yield explanations with large semantic deviations from answers [5, 8, 12, 20, 23, 30, 35, 37, 41, 45, 46, 51]. Due to the semantic distance between $< Q, I>$ and the answer is large. This gap makes it challenging to directly generate explanations. + +To address this issue, this paper proposes that VQA generates answers through a step-by-step reasoning process [1]. By introducing multiple reasoning steps between $< Q, I >$ and the answer, the semantic distance is reduced. Consequently, generating explanations for intermediate reasoning steps can avoid the problem of excessive semantic deviation between explanations and answers. In other words, this method can be viewed as an iterative mapping relationship. $M: < Q, I, R_{i-1} > \rightarrow R_i$ , where the last explanation $R_n$ must contain the answer $A$ . As shown in Fig. 1, for the input $I$ and $Q$ , "M: $< Q, I, R_0 > \rightarrow R_1$ " first outputs "R1") Observe each object", then "M: $< Q, I, R_1 > \rightarrow R_2$ " outputs "R2") Each object...", ..., and finally outputs the explanation of the answer A "R5") ... the common property of these two objects is saltiness". + +Unfolding the iterative mapping relationship above, it can be expressed as "M :<<>R1>>R2>>···>>Rn", simplified as "M :< + +\(Q, I \rightarrow R_1 \rightarrow R_2 \rightarrow \dots \rightarrow R_n\). The reasoning steps from \( "< Q, I >" to "R_n" can be interpreted as a diffusion process that conforms to the Markov chain [13, 53]. To achieve the process, this paper proposes an explainable VQA model based on the diffusion chain-of-thought (VQA Thought Diffusion, VQA-TD), as shown in Fig. 1. The model consists of three parts: the semantic embedding module, the semantic alignment module, and the reasoning module. The semantic embedding module uses the text model T5 [34] and the image model DETR [7] to implement the semantic embedding of the input \( Q \) and \( I \). The semantic alignment module adopts the joint attention model Co-Attention [49] to fulfill the alignment of text and image semantics. The reasoning module consists of two diffusion processes: the external diffusion and the internal diffusion. Inspired by U-ViT [3] and DiT [31], both diffusion processes use the transformer decoder of the Markov diffusion process. They can obtain the transition probability \( (P(R_i \rightarrow R_{i+1})) \) between reasoning explanations and the probability \( (P(< Q, I \rightarrow R_i)) \) of the question migrating to explanations. VQA-TD introduces the internal diffusion to enhance the relationship between the question and explanations, thereby reducing the semantic deviation between them. + +The main contributions are as follows: + +1) We propose a novel VQA-TD neural network that addresses the limitations of existing VQA explanation models [5,8,12,20,23,30,35,37,41,45,46,51]. Unlike traditional models that directly generate explanations, VQA-TD gradually obtains explanations for each reasoning step. It reduces the semantic gap between $< Q, I >$ and answer. Different from the large language (multi-modal) models that use external CoT prompts to output explanations [11, 18, 21, 28, 32, 42, 43, 48, 52, 53], VQA-TD embeds the diffusion chain-of-thought model to produce explanations without external prompts. +2) We propose a diffusion chain-of-thought model composed of the external diffusion and the internal diffusion to support step-by-step explanations. It obtains the connection between reasoning steps through the external diffusion and generates the explanation for each reasoning according to the question through the internal diffusion. +3) Experiments on eight sub-tasks of ScienceQA dataset [26] demonstrate that VQA-TD, with only $1\%$ of the parameter size of GPT-3.5 [6], surpasses GPT-3.5 in both the answer accuracy and the explanation capability. Also it approaches GPT-4 [1], Llama [39] and so on in the sub-tasks. + +# 2 Related Work + +Traditional VQA explainable methods include 1) Explanation Generation, 2) Prototype Network, and 3) LIME. + +1) Explanation Generation has been proposed to improve the explainability of VQA by incorporating an interpretable module within the framework. The models leverage various techniques, including attention mechanisms, deep multimodal reasoning, noise-resistant robustness design, and competitive explanation generation, as shown in Fig. 2. + +![](images/f53bc6b2c5d40ed95cb225df32191f0709b39916b94ba8ddcc109194cc820995.jpg) +Fig. 2: Comparison of VQA interpretable methods. + +![](images/29d27e669d1042c1787b9563b562dc520b676d8a9b64503ffe939b786307ae1a.jpg) + +![](images/cf53f13b9d7ad0f5346ca882ed181e638463f391ab5fbe3dd532d50e6d97c4b0.jpg) + +![](images/f35aa3b6991b184313c11a3fdab8e86635dc0b233643aee39e21503d6980fc98.jpg) + +Wu et al. [46] proposed a VQA explanation generation that combines visual attention with an explanation generation module to capture the relationship between text and relevant image regions. The answer is then used to infer the corresponding relationship between these regions. Zhang et al. [51] proposed a deep multi-modal reasoning and fusion network. It performs fine-grained reasoning and adaptive fusion through multi-image reasoning and fusion layers. An explanation generation module is also designed to improve the explainability of answer. Patro et al. [30] proposed a robust explanation method. This method is resistant to noise perturbations. And it enhances the consistency between textual, visual explanations and the answer through a co-association module. Chen et al. [45] proposed a competitive textual explanation generation framework. It generates textual explanations for each answer by comparing the explanations of multiple competing answers. This framework aims to improve VQA performance on complex questions and enhance the interpretability of VQA systems. + +2) Prototype Network [8,12,23,37] is an interpretable QA model based on metric learning. It learns to represent QA as vectors in a low-dimensional space, and then calculates the distance between the QA (such as Euclidean distance or cosine similarity), as shown in Fig. 2. + +Chen et al. [8] proposed the ProtoPNet model. It utilizes a generalized convolution as prototype layer to calculate the distance between QA. However, ProtoPNet needs to set up a separate prototype layer for each category, which makes its training process complex and the interpretability weak. To address this problem, Rymarczyk et al. [37] proposed the ProtoPool model. It significantly reduces the number of required prototype layers by sharing prototype layer between categories. In addition, ProtoPool introduces a new metric similarity function to help the model focus on more salient visual features to provide interpretability of the model. +3) LIME [5,20,35,41] is an algorithm for explaining the predictions of black box models. It works by constructing a local linear model that approximates the relationship between local features and prediction outcome. LIME is implemented using a combination of techniques, including local interpretable model learning, representative predictive instance selection, optimized sampling and automated feature selection, and a structural visualization framework, as shown in Fig. 2. + +Ribeiro et al. [35] proposed LIME for explaining the prediction decisions of classifiers. It learns an interpretable model to approximate the relationship between prediction and local features. Wang et al. [41] further proposed the MO-LIME based on LIME [35]. It improves efficiency and reduces manual intervention by optimizing the sampling process of predictive instance selection and automated feature selection. Liang et al. [20] proposed the multi-modal visualization model MULTIVIZ. It divides the explanation into four stages. In each stage, it provides existing and newly proposed analysis tools to identify the contribution of each modalities to the prediction, explore the interactions between modalities, reveal which feature combinations play an important role in model's decision-making process, and analyze how decision-level features are combined to make predictions. + +Although VQA explanation methods can provide explanations for the answer, they fail to provide a step-by-step explanation of the reasoning process. In complex scenarios, due to the long semantic distance of QA, those methods may fail to map. So this may cause semantic deviation. VQA-TD effectively avoids this problem by using diffusion models to explain each stage of reasoning. It ensures semantic distance short. + +# 3 Diffusion Chain-of-Thought Model + +The proposed diffusion chain-of-thought model incorporates two diffusion processes: the external diffusion and the internal diffusion. The external diffusion is used to obtain the transition probability in reasoning steps $(P(R_{i}\rightarrow R_{i + 1}))$ . The internal diffusion is used to obtain the probability of the question migrating to each explanation $(P(< Q,I > \rightarrow R_i))$ . It augments the internal diffusion to strengthen the relationship between the question and explanations, thereby reducing the semantic gap between them. + +# 3.1 Diffusion Model + +Diffusion model is a generative model that learns to denoise data by gradually removing noise from a noisy input [13]. This process can be divided into two stages: a forward process and a reverse process. + +In the forward process, the noise is gradually added to the real data. Given a real data point, $n$ steps of Gaussian noise are cumulatively added to obtain $n$ noisy data points. The noise at each step is generated from a Gaussian distribution controlled by a hyper-parameter $\{\beta_{i} \in (0,1)\}_{i=1}^{n}$ . Since each time step $i$ only depends on the previous time step $i-1$ , the forward process can be considered as a Markov chain [13, 17] and is represented by the following two equations: + +$$ +q \left(R _ {1: n} \mid R _ {0}\right) = \prod_ {i = 1} ^ {n} q \left(R _ {i} \mid R _ {i - 1}\right) \tag {1} +$$ + +$$ +q \left(R _ {i} \mid R _ {i - 1}\right) = \mathcal {N} \left(R _ {i} \mid \sqrt {\alpha_ {i}} R _ {i - 1}, \beta_ {i} \mathbf {I}\right) \tag {2} +$$ + +among them, Eq. (1) is expressed as the cumulative noise migration process based on the Markov chain from $R_0$ to $R_{1:n}$ . Eq. (2) represents the noise addition relationship from $R_{i-1}$ to $R_i$ , where $\beta_i$ is the $i$ -th step Gaussian noise parameter, $\alpha_i = 1 - \beta_i$ . It can be seen from Eq. (1) and Eq. (2) that $R_i$ is formed by gradually adding Gaussian white noise $\epsilon$ to the initial $R_0$ [13]. + +$$ +R _ {i} = \sqrt {\bar {\alpha} _ {i}} R _ {0} + \sqrt {1 - \bar {\alpha} _ {i}} \epsilon^ {R} \tag {3} +$$ + +where $\bar{\alpha}_i = \prod_{i=1}^n \alpha_i$ . + +The backward process is the process of gradually restoring the real data from Gaussian noise $R_{n} \sim \mathcal{N}(0, \mathbf{I})$ , where each step of denoising is expressed as $q(R_{i-1}|R_i)$ . Since the mathematical expression of $q(R_{i-1}|R_i)$ cannot be obtained, the deep learning model $p_{\theta}$ (parameter is $\theta$ ) is used to estimate it [13, 17]. + +$$ +p _ {\theta} \left(R _ {0: n}\right) = p \left(R _ {n}\right) \prod_ {i = 1} ^ {n} p _ {\theta} \left(R _ {i - 1} \mid R _ {i}\right) \tag {4} +$$ + +$$ +p _ {\theta} \left(R _ {i - 1} \mid R _ {i}\right) = \mathcal {N} \left(R _ {i - 1} \mid \mu_ {\theta} \left(R _ {i}, i\right), \Sigma_ {\theta} \left(R _ {i}, i\right) \right. \tag {5} +$$ + +where Eq. (4) is expressed as the cumulative denoising migration process based on the Markov chain from $R_{n}$ to $R_{0:n}$ . Eq. (5) represents the denoising relationship from $R_{i}$ to $R_{i-1}$ , $\mu_{\theta}(R_{i}, i)$ is the noise mean, and $\Sigma_{\theta}(R_{i}, i)$ represents the noise variance [38]. The noise mean $\mu_{\theta}$ can be expressed by the following Eq. (6). + +$$ +\mu_ {\theta} = \frac {1}{\sqrt {\alpha_ {i}}} \left(R _ {i} - \frac {\beta_ {i}}{\sqrt {1 - \bar {\alpha} _ {i}}} \epsilon_ {\theta} \left(R _ {i}, i\right)\right) \tag {6} +$$ + +where $\epsilon_{\theta}$ is the noise going from $R_{i}$ at the $i$ time. + +# 3.2 External Diffusion + +The external diffusion regards the intermediate reasoning steps from the question $< Q, I >$ to the answer $R_{n}$ ( $< Q, I > = \rightarrow R_{1} \rightarrow R_{2} \rightarrow \dots \rightarrow R_{n}$ ) as a diffusion process. This process is used to describe the transition probability $P(R_{i} \rightarrow R_{i + 1})$ in reasoning steps, where $< Q, I >$ is the initial state $R_{0}$ of the process. And the intermediate reasoning step $R_{i}$ is injected with Gaussian noise by $R_{i - 1}$ . $R_{n}$ represents the final answer state. This process (shown in Fig. 1(a)) can be expressed by Eq. (1) and Eq. (2). + +# 3.3 Internal Diffusion + +In the process of adding noise to the internal diffusion (as shown in Fig. 1(d)), the initial question $f_0$ is $< Q, I >$ , and $r_0$ is composed of two consecutive interpretation steps $(R_i \oplus R_{i-1})$ in the external diffusion process. $r_t$ is generated by adding noise to $r_{t-1}$ , which can be expressed by Eq. (2). $f_t$ is the content formed by introducing noise under the two conditions of $f_{t-1}$ and $r_t$ , and the relationship between them is expressed by the full probability $q(f_t, f_{t-1}, r_t)$ . + +In the denoising and restoration process of the internal diffusion shown in Fig. 1(e), $f_{t-1}$ is obtained by denoising on $f_t$ , which is expressed by Eq. (5). In addition, $r_t$ is obtained by denoising on $f_t$ and $r_{t+1}$ . It is formed by denoising reduction under two conditions, and the relationship between them is represented by the total probability $p_\theta(r_t, r_{t+1}, f_t)$ . + +According to [14], the total probability model is + +$$ +p _ {\theta} \left(r _ {t}, r _ {t + 1}, f _ {t}\right) = (1 + s) p _ {\theta} \left(f _ {t}, r _ {t}\right) - s \left[ p _ {\theta} \left(f _ {t} \mid f _ {t + 1}\right), p _ {\theta} \left(r _ {t} \mid r _ {t + 1}\right) \right]. \tag {7} +$$ + +Based on Theorem 1, $p_{\theta}(r_t,r_{t + 1},f_t)$ is approximately equal to the full probability noise distribution model $\hat{\epsilon}_{\theta}(f_t,r_t,t)$ that is computed by Eq. (8). + +Theorem 1. Assuming that $p_{\theta}(f_t, r_t)$ , $p_{\theta}(f_t | f_{t+1})$ and $p_{\theta}(r_t | r_{t+1})$ follow the noise boundary distribution models $\epsilon_{\theta}(f_t, r_t, t, t)$ , $\epsilon_{\theta}^f(f_t, \epsilon^r, t, n)$ and $\epsilon_{\theta}^r(\epsilon^f, r_t, n, t)$ respectively. $p_{\theta}(r_t, r_{t+1}, f_t) \approx \hat{\epsilon}_{\theta}(f_t, r_t, t)$ , where + +$$ +\hat {\epsilon} _ {\theta} \left(f _ {t}, r _ {t}, t\right) = (1 + s) \epsilon_ {\theta} \left(f _ {t}, r _ {t}, t, t\right) - s \left[ \begin{array}{l} \epsilon_ {\theta} ^ {f} \left(f _ {t}, \epsilon^ {r}, t, n\right), \\ \epsilon_ {\theta} ^ {r} \left(\epsilon^ {f}, r _ {t}, n, t\right) \end{array} \right] \tag {8} +$$ + +Proof. The proof is in the Appendix A. + +According to [4] and Bayesian formula, there is an approximate relationship in denoising score matching loss: + +$$ +\epsilon_ {\theta} \left(f _ {t}, r _ {t}, t, t\right) \approx - \sqrt {\bar {\beta} _ {t}} \left[ \begin{array}{l} \nabla_ {f _ {t}} \log q \left(f _ {t - 1} \mid f _ {t}, r _ {0}\right) \\ \nabla_ {r _ {t}} \log q \left(r _ {t - 1} \mid r _ {t}, f _ {0}\right) \end{array} \right]. \tag {9} +$$ + +Based on Theorem 2, $\hat{\epsilon}_{\theta}(f_t,r_t,t)$ is approximately equal to denoising score matching loss that be computed by Eq. (10). + +Theorem 2. According to Eq. (8), assuming noise model $\epsilon_{\theta}(f_t,r_t,t,t)$ $\epsilon_{\theta}^{f}(f_{t},\epsilon^{r}$ $t,n)$ and $\epsilon_{\theta}^{r}(\epsilon^{f},r_{t},n,t)$ follow the denoising score matching loss and the classifier-free guidance. So the $\hat{\epsilon}_{\theta}(f_t,r_t,t)$ can be approximated by + +$$ +\hat {\epsilon} _ {\theta} \left(f _ {t}, r _ {t}, t\right) \approx - \sqrt {\bar {\beta} _ {t}} \left[ \begin{array}{l} (1 + s) \nabla_ {f _ {t}} \log q \left(f _ {t - 1} \mid f _ {t}, r _ {0}\right) - s \nabla_ {f _ {t}} \log q \left(f _ {t}\right), \\ (1 + s) \nabla_ {r _ {t}} \log q \left(r _ {t - 1} \mid r _ {t}, f _ {0}\right) - s \nabla_ {r _ {t}} \log q \left(r _ {t}\right) \end{array} \right] \tag {10} +$$ + +where $\bar{\beta}_t$ is equal to $\prod_{i=1}^n \beta_t$ which stands for hyper-parameter of Gaussian distribution, $q(f_{t-1}|f_t, r_0)$ is conditional probability distributions based on the question and two consecutive explanation steps respectively, and $q(f_t)$ is boundary probability distributions standing for the state of question $f$ . + +Proof. the proof is shown in the Appendix A. + +# 4 VQA-TD + +# 4.1 Model Architecture + +The VQA-TD algorithm model framework is divided into three main modules: the semantic embedding, the semantic alignment, and the reasoning module (as + +shown in Fig. 1). The semantic embedding module uses T5 [34] and DETR [7] to perform semantic embeddings of $Q$ and $I$ . The semantic alignment module uses the joint attention model Co-Attention [49] to semantically align $Q$ and $I$ . Inspired by U-ViT [3] and DiT [31], the reasoning module uses a transformer decoder that conforms to the Markov diffusion process. Then it gradually restores explanations of the question to the answer. It restores the explanation of $M: < Q, I > \rightarrow R_1 \rightarrow R_2 \rightarrow \dots \rightarrow R_n$ in $R_1R_2\ldots R_n$ . And it contains two diffusion processes: the external diffusion and the internal diffusion. The external diffusion process is used to describe the logical probability relationship in reasoning explanations. The internal diffusion process uses the intermediate explanation $R_i$ for the noise generation and the restoration of $< Q, I >$ . Therefore, it enables learning the probability distribution of the question to each step explanation $R_i$ . + +# 4.2 Semantic Embedding Module + +The semantic embedding module is used to embed $< Q, I >$ . Since $Q$ and $I$ are different modal data, this embedding module uses the T5 model [34] and DETR model [7] to handle $Q$ and $I$ , respectively. It achieves the embedding of two modal data. $Q$ includes the question, the prompt data, and the option text content, while $I$ contains the image data about the question itself. + +During the semantic embedding process, two types of data can be expressed as: + +$$ +H _ {l} = \text {L a n g u a g e E n c o d e r} (Q) \tag {11} +$$ + +$$ +H _ {v} = W _ {h} \cdot \text {V i s i o n E n c o d e r} (Q) \tag {12} +$$ + +in order to unify the lengths of two latter semantic vectors of embedding, this method constructs a projection matrix $W_{h}$ to convert the image visual semantic embedding vector into a language embedding vector of equal length. + +# 4.3 Semantic Alignment Module + +To align the multi-modal data in VQA, this paper adopts the alignment attention mechanism designed by Yu et al. [49] and divides the alignment process into two parts: 1) self-attention unit(SA). It simulates the internal semantic connections of each modality. It learns coarse-grained semantic connections, allowing the model to understand the internal semantic structure of the modality deeply. 2) guided-attention(GA) unit. It solves the semantic alignment problem between modalities. This process helps the model understand the relationship between image and questions more accurately. + +In the SA unit, the query vector $Q$ , the key vector $K$ , and the value vector $V$ correspond to the language features $H_{l}$ , visual features $H_{v}$ , and $H_{v}$ , respectively. So the output $H_{v}^{att}$ of the SA unit can be defined as: + +$$ +H _ {v} ^ {\text {a t t}} = \operatorname {S o f t m a x} \left(\frac {Q K ^ {T}}{\sqrt {d _ {k}}}\right) \tag {13} +$$ + +
Algorithm 1 Forward noise adding processAlgorithm 2 Reverse denoising process
1: repeat1: fn, rn ~ N(0, I)
2: f0, r0 ~ q(f0, r0)2: for t = n, ..., 1 do
3: t ~ Uniform({1, 2, ..., n})3: zf, zr ~ N(0, I) if t ≥ 1,
4: εf, εr ~ N(0, I)else zf, zr = 0
5: ft = √αt f0 + √1 - αt εf4: ft-1 = 1/√αt (ft - βt/√αt εf(ft, rt, t)) + σtzf
6: rt = √αt r0 + √1 - αt εr5: rt-1 = 1/√αt (rt - βt/√αt εr(ft, rt, t)) + σtzr
7: Computing gradient descent via BP: ∇θ||[εf, εr] - ζθ(ft, rt, t)||26: end for
8: until converged7: return f0, r0
+ +the dimension size of $d_k$ is equal to the dimension size of $H_l$ . + +Since only one head is used in the SA unit to simulate the dense interaction between modalities, the relationship between the words in the question and the image area cannot be well mapped. Therefore, this method uses the GA unit to perform cross-fusion of modalities to generate the fusion vector $f$ : + +$$ +\lambda = \operatorname {S i g m o i d} \left(W _ {l} H _ {l} + W _ {v} H _ {v} ^ {\text {a t t}}\right) \tag {14} +$$ + +$$ +f = (1 - \lambda) H _ {l} + \lambda \cdot H _ {v} ^ {\text {a t t}} \tag {15} +$$ + +where $W_{l}$ and $W_{v}$ are pre-trained learning parameters. This method fine-tunes the pre-training parameters in small dimensions to complete the encoding of $f$ . + +Finally, the conversion and generation of the deep latent space embedding vector can be completed by connecting $f$ , $r$ , and their corresponding sampling time steps $t$ together. + +# 4.4 Reasoning Module + +The reasoning module is used to diffuse the chain of thought. It uses the external diffusion process to describe the transition probability relationship in reasoning steps so that there is a logical progression ability between the previous and subsequent reasoning steps. In addition, it uses the internal diffusion process to generate each reasoning explanation of the steps (as shown in Fig. 1(a)(d)(e)). + +In order to fulfill the internal diffusion reduction process, this paper constructs VQA-TD based on transformer, as shown in Fig. 1(c). It consists of 1) Noised Latent Layer, 2) Embed Layer, 3) Patchify Layer, 4) Transformer Block, 5) Layer Normalization (LN), and 6) Linear Layer. Among them, the noised latent layer, the embed layer and the patchify layer are all fully connected networks. They are used to reduce the dimensionality of the aligned semantic vectors. They also introduce the condition information (inference time $t$ and continuous inference interpretation step $r = R_{i} \oplus R_{i - 1}$ ) and output semantic vector tokens $f$ . The transformer block layer is used to calculate the optimal noise $\hat{\epsilon}_{\theta}(f_t,r_t,t)$ and is required to predict the reduction process of VQA-TD in + +internal diffusion. LN and linear layer are used to initialize layer operations. Finally, the semantic vector $f$ and the continuous interpretation step $r$ are restored from tokens to the original input dimensions through LN and linear layer. + +Transformer block utilizes the multi-head attention mechanism in transformer [40] to associate the semantic vector $f$ with the explanation $r$ in $q(f_0, r_0)$ (line 2 in Algorithm 1). In addition, transformer block adds Multi-Layer perceptron (MLP), Scale, and Shift layers. Among them, MLP is used for spatial mapping. The scale is used for spatial alignment. The shift is used to denoise the continuous interpretation $r$ and the semantic vector $f$ respectively by $\epsilon^f$ and $\epsilon^r$ (lines 4-6 in Algorithm 1). The L2 loss relationship between the noise $\hat{\epsilon}_{\theta}(f_t, r_t, t)$ obtained by the diffusion chain-of-thought model through the calculation process of Eq. (10), and the standard noise $\epsilon^f$ and $\epsilon^r$ that actually act on the embedded semantics $f$ and $r$ can be defined as the training convergence target (line 7 in Algorithm 1). + +$$ +\mathbb {E} _ {f _ {0}, r _ {0}, \epsilon^ {f}, \epsilon^ {r}, t} \| [ \epsilon^ {f}, \epsilon^ {r} ] - \hat {\epsilon} _ {\theta} (f _ {t}, r _ {t}, t) \| _ {2} ^ {2} \tag {16} +$$ + +LN performs zero initialization processing on the transmitted semantic vector $f$ and the residual block inside the transformer block. LN is between the transformer block and the linear layer. In addition, the linear layer acts as a decoder to restore the input semantic vector $f$ and continuously interpret $r$ to the original dimension. That is, each token in the semantic vector is first mapped to the tensor space, and the reshape operation is performed simultaneously on the linear layer. The final feature dimension size is twice the original size, which is used to predict noise and variance in the restoration process. + +In order to realize the internal diffusion reduction process, the reasoning module takes the continuous inference step $r$ as the condition and reducing $f$ to explain $R_{i}$ . After completing the training of the total noise model $\hat{\epsilon}_{\theta}$ process in Eq. (16), VQA-TD will use the total probability noise model $\hat{\epsilon}_{\theta}(f_t,r_t,t)$ . It obtains $\hat{\epsilon}_{\theta}$ in the forward diffusion and the reverse reduction processes. In addition, the noise mean $\mu_{\theta}$ and variance $\sigma_{t}$ in both processes corresponding to $\epsilon_{\theta}^{f}(f_{t},r_{t},t,t)$ and $\epsilon_{\theta}^{r}(f_{t},r_{t},t,t)$ (as shown in Algorithm 2 lines 4-5) are restored on $f$ and $r$ respectively. That is, through the correlation calculation relationship between the noise mean $\mu_{\theta}$ and the variance $\sigma_{t}$ in Appendix A, the Gaussian white noise is cyclically denoised in lines 4-5 of Algorithm 2. + +# 5 Experiment and Result Analysis + +# 5.1 Settings + +This paper compares VQA-TD with the following 9 benchmark methods on ScienceQA [26], including: VisualBERT [19], UnifiedQABase [16], UnifiedQABase w/CoT [26], GPT-3.5 [9], GPT-3.5 w/CoT [26], GPT-4 w/CoT [27], Multi-Modal CoT Base(MCBase) [26], LLaMA-Adapter [50] and LLaMA-SciTune [15]. + +ScienceQA is a data set of scientific QA. It consists of 21,208 multiple-choice questions, covering rich domain diversity in 3 disciplines, 26 topics, 127 categories, and 379 skills. The benchmark data set is divided into the training set, + +Table 1: Comparison accuracy test results % (NAT: natural science; SOC: social science; LAN: language science; TXT: text prompt; IMG: image prompt; NO: no prompt; G1-6: questions for grades 1-6; G7-12: questions for grade 7-12) + +
ModelSizeNATSOCLANTXTIMGNOG1-6G7-12Avg
Human-90.285.087.589.687.588.191.682.488.4
VisualBERT [19]111M59.369.262.262.762.258.563.059.961.9
UnifiedQABase [16]223M68.269.274.963.861.477.873.065.070.1
UnifiedQABase w/CoT [26]223M71.076.078.966.466.581.877.168.874.1
GPT-3.5 [9]175B74.669.776.074.467.377.476.868.974.0
GPT-3.5 w/CoT [26]175B75.470.978.174.767.479.978.269.775.2
GPT-4 w/CoT [27]-85.572.490.382.671.592.986.779.084.0
MCBase [26]223M87.577.285.887.982.986.884.785.484.9
LLaMA-Adapter [50]6B84.488.384.483.780.386.985.884.185.2
LLaMA-SciTune [15]13B89.395.687.093.186.791.884.491.390.0
VQA-TD583M83.271.881.382.478.280.679.180.579.7
+ +validation set, and test set, containing 12726, 4241, and 4241 samples, respectively. These questions, answer prompts and multipart explanations serve as reasoning steps and explanations from question to answer. + +In the process of training the model, the total training network layer is controlled to 26 layers (the number of attention mechanism heads is 18), which includes 4 transformer blocks, LN and linear layers. In addition, in the patch operation, this paper sets its parameter to 2 to determine the number of token magnitudes of the fusion vector $f$ . + +This paper completes the internal diffusion calculation process of diffusion chain-of-thought of Eq. (10) by setting the time steps of $f$ and $r$ to both $t$ . During the training phase, VQA-TD follows the multi-stage pattern of steady-state diffusion [36]: in the first stage, 250K steps are trained at $256 \times 256$ resolution with a batch size of 4096, and 5K steps of warm-up are performed. In the second stage, the model is fine-tuned for 200K steps at $512 \times 512$ resolution with a batch size of 1024 and warmed up for 5K steps. At the end of the second phase, this paper recovers from its last checkpoint (including the model's weights and the optimizer's state). Following by the method of Bao et al. [4], this paper uses the AdamW optimizer [24] in all stages, with a learning rate of 2e-4, a weight attenuation of 0.03, and an operating coefficient of $(\beta_{1},\beta_{2}) = (0.9,0.9)$ . When the validation loss does not decrease, the training process will reduce the learning rate by 10 times and then continue training. Therefore, this paper uses mixed precision training. That is, when VQA-TD is trained at $256 \times 256$ resolution, the image-related position embeddings are interpolated via bi-linear interpolation. During training, this paper uses the DPM-Solver [25] method to accelerate the diffusion process every 50 steps. + +In order to verify the quality of the explanation text generated by each algorithm model, this paper uses the text BLEU [29] and ROUGE [22] evaluation + +indicators as testing tools to evaluate the explanation output of each model. Finally, BLEU-1,BLEU-4,and ROUGE-L are used as test baselines,respectively. + +# 5.2 Result Analysis + +Comparative Results VQA-TD and the other four groups of models are used to complete eight sub-tasks in the ScienceQA data set. The specific results are shown in Tab. 1. Among them, the first group is the traditional VQA interpretation baseline model VisualBERT [19]. The second group includes the text-to-text language model UnifiedQABase [16], and the language model after adding CoT UnifiedQABase w/CoT [26]. The third group is GPT-3.5 [26]. The fourth group is LMMs, including GPT-4 [27], MCBase [26], LLaMA-Adapter [50] and LLaMA-SciTune [15]. + +With $1\%$ of the parameters of GPT-3.5, VQA-TD $(79.7\%)$ surpasses VisualBERT $(61.9\%)$ , UnifiedQA $(74.1\%)$ and GPT-3.5 $(75.2\%)$ respectively; with LLaMA-SciTune's $5\%$ parameter, VQA-TD is close to LMMs such as GPT-4 $(84.0\%)$ , as shown in Tab. 1 and Fig. 1(b). + +VQA-TD performs best on the NAT sub-task, with a rate of $83.2\%$ . And it performs worst on the SOC sub-task, with a rate of $71.8\%$ . Due to most of the questions in the NAT have text and image prompts, which are related to reasoning steps and explanations, this makes VQA-TD effectively capture information through the internal and external diffusion process. The lack of text prompt information in the SOC reduces VQA-TD's ability to establish the connection between images and explanation. It can be seen that the inclusion of valid text and image data information in the data set is crucial to VQA-TD. + +Explain Answer Recall This experiment uses BLEU [29] and ROUGE [22] to test the recall rate of explanations. VQA-TD, with 583M parameters (1% GPT-3.5), exceeds BLEU-1 of UnifiedQABase (0.397), GPT-3.5 w/CoT (0.192) and MCBase (0.406) respectively by getting score of 0.421. It also exceeds BLEU-4 of UnifiedQABase (0.370), GPT-3.5 w/CoT (0.052) and MCBase (0.384) respectively by getting score of 0.407. And it surpasses ROUGE-L of UnifiedQABase (0.714), GPT-3.5 w/CoT (0.323) and MCBase (0.769) respectively by getting score of 0.820. Besides, it is also close to GPT-4 w/CoT (0.839) and LLaMA-Adapter (0.868) in ROUGE-L, as shown in Tab. 2. Although VQA-TD (79.7%) is worse than MCBase in accuracy (84.9%), it (BLEU-1: 0.421; BLEU-4: 0.407; ROUGE-L: 0.820) performs better than MCBase (BLEU-1: 0.406; BLEU-4: 0.384; ROUGE-L: 0.769) in BLEU and ROUGE. Due to VQA-TD have the ability to generate long explanation information. It gradually approximates long explanation information through multiple diffusion and recovery steps, thereby reducing the semantic deviation between $< Q, I >$ and the answer. + +Compared with LMMs such as GPT-4 w/CoT and LLaMA-Adapter, VQATD performs worse on BLEU-1/4 (BLEU-1: 0.421; BLEU-4: 0.407). Since the model uses parameters in the multi-modal data alignment process. Co-Attention + +Table 2: Recall comparison + +
ModelBLEU-1BLEU-4ROUGE-L
UnifiedQABase0.3970.3700.714
GPT-3.5 w/CoT0.1920.0520.323
GPT-4 w/CoT0.9270.8940.839
MCBase0.4060.3840.769
LLaMA-Adapter0.9440.8750.868
VQA-TD0.4210.4070.820
+ +Table 3: Different prompt recalls + +
Prompt TypeBLEU-1BLEU-4ROUGE-L
Img prompt0.4120.3900.779
Txt prompt0.4170.3930.781
No prompt0.4080.3880.759
Both prompts0.4210.4070.820
+ +Table 4: Different prompt accuracy + +
Prompt TypeAccuracy(%)
Img prompt77.2
Txt prompt75.6
No prompt73.3
Both prompts79.7
+ +[49], rather than a model with a larger parameter and richer semantic relationships between modalities such as CLIP [33]. This leads to poor semantic correlation between different modal data and large numbers of semantic errors. + +Ablation This paper conducts experiments on accuracy and recall rates in the presence of four prompt data. Four prompt data are as follows: image prompt, text prompt, no prompt, and both prompts. VQA-TD is tested on the four different prompt data on interpretation recall. The experimental results show that both types of prompts are significantly better than the other three prompts (as shown in Tab. 3). Because prompts are related to reasoning steps and explanations, and richer prompt data types will make VQA-TD's internal and external diffusion process more effective in capturing information. The results of providing only image prompts and only text prompts show that they have almost the same impact on the VQA-TD algorithm model. + +VQA-TD is also tested on four sets of different prompt data in terms of answer accuracy. The results are similar to those in the previous set of tests. That is, the accuracy obtained by both prompt types is significantly better than the other three types (as shown in Tab. 4). However, the gap between "image prompt" and "text prompt" is still relatively large. So, the lack of image prompts will cause the accuracy to decline faster. Compared with text data, the internal diffusion process can more easily capture the semantic information in the image. + +# 5.3 Limitations and improvements + +VQA-TD achieves good results in multi-modal tasks, and the explanation text is robust. However, VQA-TD also has certain shortcomings. For example, inac + +![](images/681a1a4317f7f8b56f1531970ee1395939b2a19c205c2a31dace02d3640e89da.jpg) +Fig. 3: Comparison of four methods + +![](images/fc00f3fdd32acb7cd0334a90c25ac2edc4edc68230ec533f598b8c5c855d909f.jpg) +Fig. 4: Limitations of VQA-TD + +![](images/df68f07808a71f7e129dfd6065eb1fd3e454e129f6579d7a83aa5a667d328ab8.jpg) + +![](images/160f99e180800f056e2fc2240272fdc7764849d67c6122e41e97f8d72eadb7db.jpg) + +curacies in interpretation and interpretation hallucinations still occur on some test samples. As shown in Fig. 4, VQA-TD has restored and obtained wrong explanations in the 5th, 7th, and 8th stages of interpretation. + +The main reasons can be summarized as follows: Although the diffusion model can learn the characteristics of data distribution more precisely, it still encounters problems such as semantic deviation and too-long semantic relationships in the process of recovering data. This leads to the occurrence of reasoning hallucinations, as shown in Fig. 4. + +Another is that the modal alignment module does not process the modal semantic information enough. In the alignment process, this paper uses the joint attention model Co-Attention [49] with a smaller number of parameters instead of a model such as CLIP [33] with a larger number of parameters and richer semantic relationships between modalities. This will lead to semantic deviation between different modal data; then the model will frequently suffer from hallucinations. + +# 6 Conclusion + +This paper proposes a VQA-TD algorithm model. It fulfills the "step-by-step" reasoning process from questions to answers, and uses the reasoning content as an explanation for VQA. VQA-TD consists of two diffusion processes, namely external diffusion and internal diffusion. It obtains the connections between reasoning steps through external diffusion. And it generates explanations through internal diffusion. Due to its ability to reason and explain "step by step", VQA-TD can better solve semantic deviation between explanations and answers on complex questions. Therefore, it has a strong ability to generate answers and explain when the model is small (1% parameter amount of GPT3.5). It comprehensively exceeds GPT-3.5 in answer accuracy and explanation and approaches LMMs. + +Compared with LMMs, VQA-TD still has room for improvement. In the future, we will conduct in-depth research on enhancing multi-modal semantic alignment, improving the sampling speed of diffusion and restoration, and embedding knowledge graphs into VQA-TD so that VQA-TD can improve its interpretation accuracy and generation speed while maintaining a small scale. + +# Acknowledgements + +This work is supported by China National Key Research Project (No.2019YFC03 12003). + +# References + +1. 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Zhang, Z., Zhang, A., Li, M., Smola, A.: Automatic chain of thought prompting in large language models. arXiv preprint arXiv:2210.03493 (2022) \ No newline at end of file diff --git a/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/images.zip b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..6f72829f6c86f6ceaf121e80fe33265d822cd2de --- /dev/null +++ b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:4ac9d4e09063bee1e14d55d27323354c05016cdaa93e9ddbaefcfa48323f5293 +size 466534 diff --git a/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/layout.json b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..5c94caff6c47bbbd23cfc506a1ebe7f975030b90 --- /dev/null +++ b/2024/An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought/layout.json @@ -0,0 +1,11690 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 142, + 111, + 473, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 111, + 473, + 148 + ], + "spans": [ + { + "bbox": [ + 142, + 111, + 473, + 148 + ], + "type": "text", + "content": "An Explainable Vision Question Answer Model via Diffusion Chain-of-Thought" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 198, + 167, + 414, + 180 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 167, + 414, + 180 + ], + "spans": [ + { + "bbox": [ + 198, + 167, + 414, + 180 + ], + "type": "text", + "content": "Chunhao Lu1, Qiang Lu1(⊗), and Jake Luo2" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 189, + 478, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 189, + 478, + 212 + ], + "spans": [ + { + "bbox": [ + 133, + 189, + 478, + 212 + ], + "type": "text", + "content": "1 Beijing Key Laboratory of Petroleum Data Mining, China University of Petroleum Beijing, Beijing, China" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 195, + 213, + 417, + 222 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 213, + 417, + 222 + ], + "spans": [ + { + "bbox": [ + 195, + 213, + 417, + 222 + ], + "type": "text", + "content": "luchunhao@student.cup.edu.cn qianglu@cup.edu.cn" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 140, + 222, + 472, + 244 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 222, + 472, + 244 + ], + "spans": [ + { + "bbox": [ + 140, + 222, + 472, + 244 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 140, + 222, + 472, + 244 + ], + "type": "text", + "content": " Department of Health Informatics and Administration, University of Wisconsin Milwaukee, Milwaukee, United States" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 270, + 246, + 343, + 256 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 270, + 246, + 343, + 256 + ], + "spans": [ + { + "bbox": [ + 270, + 246, + 343, + 256 + ], + "type": "text", + "content": "jakeluo@uwm.edu" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 159, + 284, + 452, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 284, + 452, + 503 + ], + "spans": [ + { + "bbox": [ + 159, + 284, + 452, + 503 + ], + "type": "text", + "content": "Abstract. Explainable visual question-answering research focuses on generating explanations for answers. However, in complex VQA scenarios, there can be a significant semantic distance between the question and the answer. This means that generating explanations solely for the answer can lead to a semantic discrepancy between the content of the explanation and the question-answering content. To address this, we propose a step-by-step reasoning approach to reduce such semantic discrepancies. Additionally, the task of explaining VQA should include generating explanations for the reasoning steps to obtain explanations for the final answer. We introduce a diffusion chain-of-thought model to implement this step-by-step reasoning and the explanation process. The model consists of two processes: the external diffusion and the internal diffusion. The external diffusion process generates explanations for each reasoning step, while the internal diffusion process describes the probability of the question transitioning to each step of the explanation. Through experiments on eight sub-tasks in the ScienceQA dataset, we demonstrate that our diffusion chain-of-thought model outperforms GPT-3.5 in terms of the answer accuracy and the explanation ability while only using " + }, + { + "bbox": [ + 159, + 284, + 452, + 503 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 159, + 284, + 452, + 503 + ], + "type": "text", + "content": " of GPT-3.5's parameters. 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While traditional VQA methods can provide corresponding answers, they lack explanations for their outputs [10, 44, 47]. To address this, existing researches have explored three approaches: 1) Explanation Generation: This involves adding an interpretable module to the model to generate explanations for the answers [30, 45, 46, 51]. 2) Prototype Network: An interpretable QA model based on metric learning, which represents QA pairs as low-dimensional space" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 116, + 470, + 300 + ], + "blocks": [ + { + "bbox": [ + 151, + 116, + 470, + 300 + ], + "lines": [ + { + "bbox": [ + 151, + 116, + 470, + 300 + ], + "spans": [ + { + "bbox": [ + 151, + 116, + 470, + 300 + ], + "type": "image", + "image_path": "edbe9b2ee6759d79042660c1486d65a6937056763140bb20b2252b98d47e6e65.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 149, + 308, + 463, + 321 + ], + "lines": [ + { + "bbox": [ + 149, + 308, + 463, + 321 + ], + "spans": [ + { + "bbox": [ + 149, + 308, + 463, + 321 + ], + "type": "text", + "content": "Fig. 1: VQA-TD Thought Diffusion Algorithm Process Framework Diagram." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 348, + 482, + 408 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 348, + 482, + 408 + ], + "spans": [ + { + "bbox": [ + 130, + 348, + 482, + 408 + ], + "type": "text", + "content": "vectors to calculate the distance between them for explanation [8, 12, 23, 37]. 3) Local Interpretable Model-Agnostic Explanations (LIME): Used for post-hoc attribution analysis of model predictions, it constructs the relationship between sample features and prediction results to explain the predictive actions of black-box models [5, 20, 35, 41]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": "The explanation methods can be regarded as mapping functions from " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "<" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": " Question " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": ", Image " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": ", Answer " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "A>" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": " to explanations " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": ". It can be estimated by " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "M: < Q, I, A > \\rightarrow R" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": ". Although these approaches can elucidate QA results, they often fail to provide step-by-step explanations for the reasoning process. In complex VQA scenarios, they may yield explanations with large semantic deviations from answers [5, 8, 12, 20, 23, 30, 35, 37, 41, 45, 46, 51]. Due to the semantic distance between " + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "inline_equation", + "content": "< Q, I>" + }, + { + "bbox": [ + 130, + 410, + 482, + 506 + ], + "type": "text", + "content": " and the answer is large. This gap makes it challenging to directly generate explanations." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": "To address this issue, this paper proposes that VQA generates answers through a step-by-step reasoning process [1]. By introducing multiple reasoning steps between " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": " and the answer, the semantic distance is reduced. Consequently, generating explanations for intermediate reasoning steps can avoid the problem of excessive semantic deviation between explanations and answers. In other words, this method can be viewed as an iterative mapping relationship. " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "M: < Q, I, R_{i-1} > \\rightarrow R_i" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": ", where the last explanation " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "R_n" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": " must contain the answer " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": ". As shown in Fig. 1, for the input " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": ", \"M: " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "< Q, I, R_0 > \\rightarrow R_1" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": "\" first outputs \"R1\") Observe each object\", then \"M: " + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "inline_equation", + "content": "< Q, I, R_1 > \\rightarrow R_2" + }, + { + "bbox": [ + 130, + 508, + 482, + 639 + ], + "type": "text", + "content": "\" outputs \"R2\") Each object...\", ..., and finally outputs the explanation of the answer A \"R5\") ... the common property of these two objects is saltiness\"." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 482, + 666 + ], + "type": "text", + "content": "Unfolding the iterative mapping relationship above, it can be expressed as \"M :<<>R1>>R2>>···>>Rn\", simplified as \"M :<" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 115, + 481, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 115, + 481, + 319 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 481, + 319 + ], + "type": "text", + "content": "\\(Q, I \\rightarrow R_1 \\rightarrow R_2 \\rightarrow \\dots \\rightarrow R_n\\). The reasoning steps from \\( \"< Q, I >\" to \"R_n\" can be interpreted as a diffusion process that conforms to the Markov chain [13, 53]. To achieve the process, this paper proposes an explainable VQA model based on the diffusion chain-of-thought (VQA Thought Diffusion, VQA-TD), as shown in Fig. 1. The model consists of three parts: the semantic embedding module, the semantic alignment module, and the reasoning module. The semantic embedding module uses the text model T5 [34] and the image model DETR [7] to implement the semantic embedding of the input \\( Q \\) and \\( I \\). The semantic alignment module adopts the joint attention model Co-Attention [49] to fulfill the alignment of text and image semantics. The reasoning module consists of two diffusion processes: the external diffusion and the internal diffusion. Inspired by U-ViT [3] and DiT [31], both diffusion processes use the transformer decoder of the Markov diffusion process. They can obtain the transition probability \\( (P(R_i \\rightarrow R_{i+1})) \\) between reasoning explanations and the probability \\( (P(< Q, I \\rightarrow R_i)) \\) of the question migrating to explanations. VQA-TD introduces the internal diffusion to enhance the relationship between the question and explanations, thereby reducing the semantic deviation between them." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 147, + 320, + 317, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 320, + 317, + 331 + ], + "spans": [ + { + "bbox": [ + 147, + 320, + 317, + 331 + ], + "type": "text", + "content": "The main contributions are as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 332, + 480, + 534 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 130, + 332, + 479, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 332, + 479, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 332, + 479, + 426 + ], + "type": "text", + "content": "1) We propose a novel VQA-TD neural network that addresses the limitations of existing VQA explanation models [5,8,12,20,23,30,35,37,41,45,46,51]. Unlike traditional models that directly generate explanations, VQA-TD gradually obtains explanations for each reasoning step. It reduces the semantic gap between " + }, + { + "bbox": [ + 130, + 332, + 479, + 426 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 130, + 332, + 479, + 426 + ], + "type": "text", + "content": " and answer. Different from the large language (multi-modal) models that use external CoT prompts to output explanations [11, 18, 21, 28, 32, 42, 43, 48, 52, 53], VQA-TD embeds the diffusion chain-of-thought model to produce explanations without external prompts." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 428, + 480, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 428, + 480, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 428, + 480, + 485 + ], + "type": "text", + "content": "2) We propose a diffusion chain-of-thought model composed of the external diffusion and the internal diffusion to support step-by-step explanations. It obtains the connection between reasoning steps through the external diffusion and generates the explanation for each reasoning according to the question through the internal diffusion." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 487, + 479, + 534 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 479, + 534 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 479, + 534 + ], + "type": "text", + "content": "3) Experiments on eight sub-tasks of ScienceQA dataset [26] demonstrate that VQA-TD, with only " + }, + { + "bbox": [ + 130, + 487, + 479, + 534 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 487, + 479, + 534 + ], + "type": "text", + "content": " of the parameter size of GPT-3.5 [6], surpasses GPT-3.5 in both the answer accuracy and the explanation capability. Also it approaches GPT-4 [1], Llama [39] and so on in the sub-tasks." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 555, + 237, + 567 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 555, + 237, + 567 + ], + "spans": [ + { + "bbox": [ + 132, + 555, + 237, + 567 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 581, + 479, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 479, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 479, + 604 + ], + "type": "text", + "content": "Traditional VQA explainable methods include 1) Explanation Generation, 2) Prototype Network, and 3) LIME." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 605, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 480, + 665 + ], + "type": "text", + "content": "1) Explanation Generation has been proposed to improve the explainability of VQA by incorporating an interpretable module within the framework. The models leverage various techniques, including attention mechanisms, deep multimodal reasoning, noise-resistant robustness design, and competitive explanation generation, as shown in Fig. 2." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "type": "text", + "content": "Vision Question Answer Thought Diffusion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 114, + 220, + 199 + ], + "blocks": [ + { + "bbox": [ + 137, + 114, + 220, + 199 + ], + "lines": [ + { + "bbox": [ + 137, + 114, + 220, + 199 + ], + "spans": [ + { + "bbox": [ + 137, + 114, + 220, + 199 + ], + "type": "image", + "image_path": "f53bc6b2c5d40ed95cb225df32191f0709b39916b94ba8ddcc109194cc820995.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 200, + 210, + 411, + 222 + ], + "lines": [ + { + "bbox": [ + 200, + 210, + 411, + 222 + ], + "spans": [ + { + "bbox": [ + 200, + 210, + 411, + 222 + ], + "type": "text", + "content": "Fig. 2: Comparison of VQA interpretable methods." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 223, + 114, + 306, + 199 + ], + "blocks": [ + { + "bbox": [ + 223, + 114, + 306, + 199 + ], + "lines": [ + { + "bbox": [ + 223, + 114, + 306, + 199 + ], + "spans": [ + { + "bbox": [ + 223, + 114, + 306, + 199 + ], + "type": "image", + "image_path": "29d27e669d1042c1787b9563b562dc520b676d8a9b64503ffe939b786307ae1a.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 307, + 114, + 391, + 201 + ], + "blocks": [ + { + "bbox": [ + 307, + 114, + 391, + 201 + ], + "lines": [ + { + "bbox": [ + 307, + 114, + 391, + 201 + ], + "spans": [ + { + "bbox": [ + 307, + 114, + 391, + 201 + ], + "type": "image", + "image_path": "cf53f13b9d7ad0f5346ca882ed181e638463f391ab5fbe3dd532d50e6d97c4b0.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 392, + 115, + 478, + 201 + ], + "blocks": [ + { + "bbox": [ + 392, + 115, + 478, + 201 + ], + "lines": [ + { + "bbox": [ + 392, + 115, + 478, + 201 + ], + "spans": [ + { + "bbox": [ + 392, + 115, + 478, + 201 + ], + "type": "image", + "image_path": "f35aa3b6991b184313c11a3fdab8e86635dc0b233643aee39e21503d6980fc98.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 251, + 482, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 251, + 482, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 482, + 418 + ], + "type": "text", + "content": "Wu et al. [46] proposed a VQA explanation generation that combines visual attention with an explanation generation module to capture the relationship between text and relevant image regions. The answer is then used to infer the corresponding relationship between these regions. Zhang et al. [51] proposed a deep multi-modal reasoning and fusion network. It performs fine-grained reasoning and adaptive fusion through multi-image reasoning and fusion layers. An explanation generation module is also designed to improve the explainability of answer. Patro et al. [30] proposed a robust explanation method. This method is resistant to noise perturbations. And it enhances the consistency between textual, visual explanations and the answer through a co-association module. Chen et al. [45] proposed a competitive textual explanation generation framework. It generates textual explanations for each answer by comparing the explanations of multiple competing answers. This framework aims to improve VQA performance on complex questions and enhance the interpretability of VQA systems." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 421, + 482, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 421, + 482, + 470 + ], + "spans": [ + { + "bbox": [ + 130, + 421, + 482, + 470 + ], + "type": "text", + "content": "2) Prototype Network [8,12,23,37] is an interpretable QA model based on metric learning. It learns to represent QA as vectors in a low-dimensional space, and then calculates the distance between the QA (such as Euclidean distance or cosine similarity), as shown in Fig. 2." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 472, + 482, + 666 + ], + "type": "list", + "angle": 0, + "index": 11, + "blocks": [ + { + "bbox": [ + 130, + 472, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 579 + ], + "type": "text", + "content": "Chen et al. [8] proposed the ProtoPNet model. It utilizes a generalized convolution as prototype layer to calculate the distance between QA. However, ProtoPNet needs to set up a separate prototype layer for each category, which makes its training process complex and the interpretability weak. To address this problem, Rymarczyk et al. [37] proposed the ProtoPool model. It significantly reduces the number of required prototype layers by sharing prototype layer between categories. In addition, ProtoPool introduces a new metric similarity function to help the model focus on more salient visual features to provide interpretability of the model." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "3) LIME [5,20,35,41] is an algorithm for explaining the predictions of black box models. It works by constructing a local linear model that approximates the relationship between local features and prediction outcome. LIME is implemented using a combination of techniques, including local interpretable model learning, representative predictive instance selection, optimized sampling and automated feature selection, and a structural visualization framework, as shown in Fig. 2." + } + ] + } + ], + "index": 10 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 258 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 258 + ], + "type": "text", + "content": "Ribeiro et al. [35] proposed LIME for explaining the prediction decisions of classifiers. It learns an interpretable model to approximate the relationship between prediction and local features. Wang et al. [41] further proposed the MO-LIME based on LIME [35]. It improves efficiency and reduces manual intervention by optimizing the sampling process of predictive instance selection and automated feature selection. Liang et al. [20] proposed the multi-modal visualization model MULTIVIZ. It divides the explanation into four stages. In each stage, it provides existing and newly proposed analysis tools to identify the contribution of each modalities to the prediction, explore the interactions between modalities, reveal which feature combinations play an important role in model's decision-making process, and analyze how decision-level features are combined to make predictions." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 259, + 480, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 480, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 480, + 331 + ], + "type": "text", + "content": "Although VQA explanation methods can provide explanations for the answer, they fail to provide a step-by-step explanation of the reasoning process. In complex scenarios, due to the long semantic distance of QA, those methods may fail to map. So this may cause semantic deviation. VQA-TD effectively avoids this problem by using diffusion models to explain each stage of reasoning. It ensures semantic distance short." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 349, + 358, + 363 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 349, + 358, + 363 + ], + "spans": [ + { + "bbox": [ + 132, + 349, + 358, + 363 + ], + "type": "text", + "content": "3 Diffusion Chain-of-Thought Model" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "type": "text", + "content": "The proposed diffusion chain-of-thought model incorporates two diffusion processes: the external diffusion and the internal diffusion. The external diffusion is used to obtain the transition probability in reasoning steps " + }, + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "type": "inline_equation", + "content": "(P(R_{i}\\rightarrow R_{i + 1}))" + }, + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "type": "text", + "content": ". The internal diffusion is used to obtain the probability of the question migrating to each explanation " + }, + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "type": "inline_equation", + "content": "(P(< Q,I > \\rightarrow R_i))" + }, + { + "bbox": [ + 130, + 373, + 479, + 456 + ], + "type": "text", + "content": ". It augments the internal diffusion to strengthen the relationship between the question and explanations, thereby reducing the semantic gap between them." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 474, + 241, + 485 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 474, + 241, + 485 + ], + "spans": [ + { + "bbox": [ + 132, + 474, + 241, + 485 + ], + "type": "text", + "content": "3.1 Diffusion Model" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 494, + 479, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 494, + 479, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 494, + 479, + 529 + ], + "type": "text", + "content": "Diffusion model is a generative model that learns to denoise data by gradually removing noise from a noisy input [13]. This process can be divided into two stages: a forward process and a reverse process." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "content": "In the forward process, the noise is gradually added to the real data. Given a real data point, " + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "content": " steps of Gaussian noise are cumulatively added to obtain " + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "content": " noisy data points. The noise at each step is generated from a Gaussian distribution controlled by a hyper-parameter " + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "inline_equation", + "content": "\\{\\beta_{i} \\in (0,1)\\}_{i=1}^{n}" + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "content": ". Since each time step " + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "content": " only depends on the previous time step " + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "inline_equation", + "content": "i-1" + }, + { + "bbox": [ + 130, + 530, + 479, + 601 + ], + "type": "text", + "content": ", the forward process can be considered as a Markov chain [13, 17] and is represented by the following two equations:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 245, + 611, + 480, + 640 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 245, + 611, + 480, + 640 + ], + "spans": [ + { + "bbox": [ + 245, + 611, + 480, + 640 + ], + "type": "interline_equation", + "content": "q \\left(R _ {1: n} \\mid R _ {0}\\right) = \\prod_ {i = 1} ^ {n} q \\left(R _ {i} \\mid R _ {i - 1}\\right) \\tag {1}", + "image_path": "e72ebe568d2fc085a23b73efdbd5894761201530688d5a0d889abb7fd4409f32.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 231, + 654, + 480, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 654, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 231, + 654, + 480, + 666 + ], + "type": "interline_equation", + "content": "q \\left(R _ {i} \\mid R _ {i - 1}\\right) = \\mathcal {N} \\left(R _ {i} \\mid \\sqrt {\\alpha_ {i}} R _ {i - 1}, \\beta_ {i} \\mathbf {I}\\right) \\tag {2}", + "image_path": "922ca8acd86ac1f114960a6419c2fffb0ce1fd5ea3cc089e844eeb04a47f7159.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 271, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 271, + 91, + 448, + 102 + ], + "type": "text", + "content": "Vision Question Answer Thought Diffusion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "among them, Eq. (1) is expressed as the cumulative noise migration process based on the Markov chain from " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "R_0" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "R_{1:n}" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ". Eq. (2) represents the noise addition relationship from " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "R_{i-1}" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "R_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\beta_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "-th step Gaussian noise parameter, " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\alpha_i = 1 - \\beta_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ". It can be seen from Eq. (1) and Eq. (2) that " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "R_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " is formed by gradually adding Gaussian white noise " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " to the initial " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "R_0" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " [13]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 251, + 185, + 481, + 198 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 251, + 185, + 481, + 198 + ], + "spans": [ + { + "bbox": [ + 251, + 185, + 481, + 198 + ], + "type": "interline_equation", + "content": "R _ {i} = \\sqrt {\\bar {\\alpha} _ {i}} R _ {0} + \\sqrt {1 - \\bar {\\alpha} _ {i}} \\epsilon^ {R} \\tag {3}", + "image_path": "cc09c884d0a6dada8a27eb1641ac98e6548140af45e5f948dac91f14ce702187.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 206, + 223, + 219 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 206, + 223, + 219 + ], + "spans": [ + { + "bbox": [ + 130, + 206, + 223, + 219 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 206, + 223, + 219 + ], + "type": "inline_equation", + "content": "\\bar{\\alpha}_i = \\prod_{i=1}^n \\alpha_i" + }, + { + "bbox": [ + 130, + 206, + 223, + 219 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "spans": [ + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "content": "The backward process is the process of gradually restoring the real data from Gaussian noise " + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "inline_equation", + "content": "R_{n} \\sim \\mathcal{N}(0, \\mathbf{I})" + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "content": ", where each step of denoising is expressed as " + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "inline_equation", + "content": "q(R_{i-1}|R_i)" + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "content": ". Since the mathematical expression of " + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "inline_equation", + "content": "q(R_{i-1}|R_i)" + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "content": " cannot be obtained, the deep learning model " + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "inline_equation", + "content": "p_{\\theta}" + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "content": " (parameter is " + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 219, + 481, + 269 + ], + "type": "text", + "content": ") is used to estimate it [13, 17]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 235, + 277, + 481, + 306 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 277, + 481, + 306 + ], + "spans": [ + { + "bbox": [ + 235, + 277, + 481, + 306 + ], + "type": "interline_equation", + "content": "p _ {\\theta} \\left(R _ {0: n}\\right) = p \\left(R _ {n}\\right) \\prod_ {i = 1} ^ {n} p _ {\\theta} \\left(R _ {i - 1} \\mid R _ {i}\\right) \\tag {4}", + "image_path": "a15af16ffe4df4f21b2aad589b15fc01cd26fd7944e8394c19961619ab4da2e8.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 215, + 320, + 480, + 333 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 215, + 320, + 480, + 333 + ], + "spans": [ + { + "bbox": [ + 215, + 320, + 480, + 333 + ], + "type": "interline_equation", + "content": "p _ {\\theta} \\left(R _ {i - 1} \\mid R _ {i}\\right) = \\mathcal {N} \\left(R _ {i - 1} \\mid \\mu_ {\\theta} \\left(R _ {i}, i\\right), \\Sigma_ {\\theta} \\left(R _ {i}, i\\right) \\right. \\tag {5}", + "image_path": "fe1d6f770f4601bd873cd273650b3dc707a5eebfb6289594e4405b653e3cef8a.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "spans": [ + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": "where Eq. (4) is expressed as the cumulative denoising migration process based on the Markov chain from " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "R_{n}" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "R_{0:n}" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": ". Eq. (5) represents the denoising relationship from " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "R_{i}" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "R_{i-1}" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}(R_{i}, i)" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": " is the noise mean, and " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "\\Sigma_{\\theta}(R_{i}, i)" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": " represents the noise variance [38]. The noise mean " + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}" + }, + { + "bbox": [ + 130, + 337, + 482, + 387 + ], + "type": "text", + "content": " can be expressed by the following Eq. (6)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 233, + 395, + 481, + 420 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 395, + 481, + 420 + ], + "spans": [ + { + "bbox": [ + 233, + 395, + 481, + 420 + ], + "type": "interline_equation", + "content": "\\mu_ {\\theta} = \\frac {1}{\\sqrt {\\alpha_ {i}}} \\left(R _ {i} - \\frac {\\beta_ {i}}{\\sqrt {1 - \\bar {\\alpha} _ {i}}} \\epsilon_ {\\theta} \\left(R _ {i}, i\\right)\\right) \\tag {6}", + "image_path": "fb1a17c91fd6231deb1b2cf78a12148a727781e141f06664d96326ce3cbf5ef8.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "spans": [ + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}" + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "text", + "content": " is the noise going from " + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "inline_equation", + "content": "R_{i}" + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "text", + "content": " at the " + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 131, + 423, + 351, + 436 + ], + "type": "text", + "content": " time." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 453, + 254, + 464 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 453, + 254, + 464 + ], + "spans": [ + { + "bbox": [ + 131, + 453, + 254, + 464 + ], + "type": "text", + "content": "3.2 External Diffusion" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "spans": [ + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": "The external diffusion regards the intermediate reasoning steps from the question " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " to the answer " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "R_{n}" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "< Q, I > = \\rightarrow R_{1} \\rightarrow R_{2} \\rightarrow \\dots \\rightarrow R_{n}" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": ") as a diffusion process. This process is used to describe the transition probability " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "P(R_{i} \\rightarrow R_{i + 1})" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " in reasoning steps, where " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " is the initial state " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "R_{0}" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " of the process. And the intermediate reasoning step " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "R_{i}" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " is injected with Gaussian noise by " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "R_{i - 1}" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "inline_equation", + "content": "R_{n}" + }, + { + "bbox": [ + 131, + 472, + 482, + 558 + ], + "type": "text", + "content": " represents the final answer state. This process (shown in Fig. 1(a)) can be expressed by Eq. (1) and Eq. (2)." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 574, + 250, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 574, + 250, + 586 + ], + "spans": [ + { + "bbox": [ + 131, + 574, + 250, + 586 + ], + "type": "text", + "content": "3.3 Internal Diffusion" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": "In the process of adding noise to the internal diffusion (as shown in Fig. 1(d)), the initial question " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "f_0" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "r_0" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " is composed of two consecutive interpretation steps " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "(R_i \\oplus R_{i-1})" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " in the external diffusion process. " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " is generated by adding noise to " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "r_{t-1}" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": ", which can be expressed by Eq. (2). " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "f_t" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " is the content formed by introducing noise under the two conditions of " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "f_{t-1}" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": ", and the relationship between them is expressed by the full probability " + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "inline_equation", + "content": "q(f_t, f_{t-1}, r_t)" + }, + { + "bbox": [ + 130, + 593, + 482, + 667 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "In the denoising and restoration process of the internal diffusion shown in Fig. 1(e), " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "f_{t-1}" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " is obtained by denoising on " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "f_t" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": ", which is expressed by Eq. (5). In addition, " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " is obtained by denoising on " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "f_t" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "r_{t+1}" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": ". It is formed by denoising reduction under two conditions, and the relationship between them is represented by the total probability " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "p_\\theta(r_t, r_{t+1}, f_t)" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 146, + 176, + 359, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 176, + 359, + 188 + ], + "spans": [ + { + "bbox": [ + 146, + 176, + 359, + 188 + ], + "type": "text", + "content": "According to [14], the total probability model is" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 174, + 196, + 481, + 209 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 174, + 196, + 481, + 209 + ], + "spans": [ + { + "bbox": [ + 174, + 196, + 481, + 209 + ], + "type": "interline_equation", + "content": "p _ {\\theta} \\left(r _ {t}, r _ {t + 1}, f _ {t}\\right) = (1 + s) p _ {\\theta} \\left(f _ {t}, r _ {t}\\right) - s \\left[ p _ {\\theta} \\left(f _ {t} \\mid f _ {t + 1}\\right), p _ {\\theta} \\left(r _ {t} \\mid r _ {t + 1}\\right) \\right]. \\tag {7}", + "image_path": "696287711c155a87dabc0d7e4b703437aa4dc4398e579d40b114401c2440ef96.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "spans": [ + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "type": "text", + "content": "Based on Theorem 1, " + }, + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "type": "inline_equation", + "content": "p_{\\theta}(r_t,r_{t + 1},f_t)" + }, + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "type": "text", + "content": " is approximately equal to the full probability noise distribution model " + }, + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)" + }, + { + "bbox": [ + 131, + 217, + 479, + 240 + ], + "type": "text", + "content": " that is computed by Eq. (8)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "spans": [ + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": "Theorem 1. Assuming that " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "p_{\\theta}(f_t, r_t)" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "p_{\\theta}(f_t | f_{t+1})" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "p_{\\theta}(r_t | r_{t+1})" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": " follow the noise boundary distribution models " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(f_t, r_t, t, t)" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}^f(f_t, \\epsilon^r, t, n)" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}^r(\\epsilon^f, r_t, n, t)" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": " respectively. " + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "inline_equation", + "content": "p_{\\theta}(r_t, r_{t+1}, f_t) \\approx \\hat{\\epsilon}_{\\theta}(f_t, r_t, t)" + }, + { + "bbox": [ + 131, + 246, + 480, + 283 + ], + "type": "text", + "content": ", where" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 192, + 291, + 480, + 317 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 192, + 291, + 480, + 317 + ], + "spans": [ + { + "bbox": [ + 192, + 291, + 480, + 317 + ], + "type": "interline_equation", + "content": "\\hat {\\epsilon} _ {\\theta} \\left(f _ {t}, r _ {t}, t\\right) = (1 + s) \\epsilon_ {\\theta} \\left(f _ {t}, r _ {t}, t, t\\right) - s \\left[ \\begin{array}{l} \\epsilon_ {\\theta} ^ {f} \\left(f _ {t}, \\epsilon^ {r}, t, n\\right), \\\\ \\epsilon_ {\\theta} ^ {r} \\left(\\epsilon^ {f}, r _ {t}, n, t\\right) \\end{array} \\right] \\tag {8}", + "image_path": "753f8c652d762d3a29a8297a4667096d41dfd33a23afb6b93796a5657d356720.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 324, + 307, + 336 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 324, + 307, + 336 + ], + "spans": [ + { + "bbox": [ + 132, + 324, + 307, + 336 + ], + "type": "text", + "content": "Proof. The proof is in the Appendix A." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 343, + 479, + 367 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 343, + 479, + 367 + ], + "spans": [ + { + "bbox": [ + 131, + 343, + 479, + 367 + ], + "type": "text", + "content": "According to [4] and Bayesian formula, there is an approximate relationship in denoising score matching loss:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 207, + 374, + 480, + 399 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 207, + 374, + 480, + 399 + ], + "spans": [ + { + "bbox": [ + 207, + 374, + 480, + 399 + ], + "type": "interline_equation", + "content": "\\epsilon_ {\\theta} \\left(f _ {t}, r _ {t}, t, t\\right) \\approx - \\sqrt {\\bar {\\beta} _ {t}} \\left[ \\begin{array}{l} \\nabla_ {f _ {t}} \\log q \\left(f _ {t - 1} \\mid f _ {t}, r _ {0}\\right) \\\\ \\nabla_ {r _ {t}} \\log q \\left(r _ {t - 1} \\mid r _ {t}, f _ {0}\\right) \\end{array} \\right]. \\tag {9}", + "image_path": "bd3425175b92f6db3f7a281f795d2323930f4d5e1e4cfc77b9f4477670db1fb7.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 407, + 479, + 431 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 407, + 479, + 431 + ], + "spans": [ + { + "bbox": [ + 131, + 407, + 479, + 431 + ], + "type": "text", + "content": "Based on Theorem 2, " + }, + { + "bbox": [ + 131, + 407, + 479, + 431 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)" + }, + { + "bbox": [ + 131, + 407, + 479, + 431 + ], + "type": "text", + "content": " is approximately equal to denoising score matching loss that be computed by Eq. (10)." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "spans": [ + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "text", + "content": "Theorem 2. According to Eq. (8), assuming noise model " + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(f_t,r_t,t,t)" + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}^{f}(f_{t},\\epsilon^{r}" + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "inline_equation", + "content": "t,n)" + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}^{r}(\\epsilon^{f},r_{t},n,t)" + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "text", + "content": " follow the denoising score matching loss and the classifier-free guidance. So the " + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)" + }, + { + "bbox": [ + 131, + 437, + 479, + 474 + ], + "type": "text", + "content": " can be approximated by" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 154, + 481, + 480, + 507 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 154, + 481, + 480, + 507 + ], + "spans": [ + { + "bbox": [ + 154, + 481, + 480, + 507 + ], + "type": "interline_equation", + "content": "\\hat {\\epsilon} _ {\\theta} \\left(f _ {t}, r _ {t}, t\\right) \\approx - \\sqrt {\\bar {\\beta} _ {t}} \\left[ \\begin{array}{l} (1 + s) \\nabla_ {f _ {t}} \\log q \\left(f _ {t - 1} \\mid f _ {t}, r _ {0}\\right) - s \\nabla_ {f _ {t}} \\log q \\left(f _ {t}\\right), \\\\ (1 + s) \\nabla_ {r _ {t}} \\log q \\left(r _ {t - 1} \\mid r _ {t}, f _ {0}\\right) - s \\nabla_ {r _ {t}} \\log q \\left(r _ {t}\\right) \\end{array} \\right] \\tag {10}", + "image_path": "20cba0eb4a5e17237accc9b3cddb493a6eb950c6722d3cc8784323527596762f.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "spans": [ + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "inline_equation", + "content": "\\bar{\\beta}_t" + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "content": " is equal to " + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "inline_equation", + "content": "\\prod_{i=1}^n \\beta_t" + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "content": " which stands for hyper-parameter of Gaussian distribution, " + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "inline_equation", + "content": "q(f_{t-1}|f_t, r_0)" + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "content": " is conditional probability distributions based on the question and two consecutive explanation steps respectively, and " + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "inline_equation", + "content": "q(f_t)" + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "content": " is boundary probability distributions standing for the state of question " + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 131, + 514, + 480, + 563 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 132, + 570, + 333, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 570, + 333, + 582 + ], + "spans": [ + { + "bbox": [ + 132, + 570, + 333, + 582 + ], + "type": "text", + "content": "Proof. the proof is shown in the Appendix A." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 598, + 209, + 613 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 598, + 209, + 613 + ], + "spans": [ + { + "bbox": [ + 131, + 598, + 209, + 613 + ], + "type": "text", + "content": "4 VQA-TD" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 131, + 623, + 260, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 623, + 260, + 634 + ], + "spans": [ + { + "bbox": [ + 131, + 623, + 260, + 634 + ], + "type": "text", + "content": "4.1 Model Architecture" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": "The VQA-TD algorithm model framework is divided into three main modules: the semantic embedding, the semantic alignment, and the reasoning module (as" + } + ] + } + ], + "index": 18 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 271, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 271, + 91, + 448, + 102 + ], + "type": "text", + "content": "Vision Question Answer Thought Diffusion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": "shown in Fig. 1). The semantic embedding module uses T5 [34] and DETR [7] to perform semantic embeddings of " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". The semantic alignment module uses the joint attention model Co-Attention [49] to semantically align " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". Inspired by U-ViT [3] and DiT [31], the reasoning module uses a transformer decoder that conforms to the Markov diffusion process. Then it gradually restores explanations of the question to the answer. It restores the explanation of " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "M: < Q, I > \\rightarrow R_1 \\rightarrow R_2 \\rightarrow \\dots \\rightarrow R_n" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "R_1R_2\\ldots R_n" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". And it contains two diffusion processes: the external diffusion and the internal diffusion. The external diffusion process is used to describe the logical probability relationship in reasoning explanations. The internal diffusion process uses the intermediate explanation " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "R_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": " for the noise generation and the restoration of " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": ". Therefore, it enables learning the probability distribution of the question to each step explanation " + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "inline_equation", + "content": "R_i" + }, + { + "bbox": [ + 130, + 116, + 482, + 273 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 287, + 309, + 300 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 287, + 309, + 300 + ], + "spans": [ + { + "bbox": [ + 132, + 287, + 309, + 300 + ], + "type": "text", + "content": "4.2 Semantic Embedding Module" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": "The semantic embedding module is used to embed " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": ". Since " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": " are different modal data, this embedding module uses the T5 model [34] and DETR model [7] to handle " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": ", respectively. It achieves the embedding of two modal data. " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": " includes the question, the prompt data, and the option text content, while " + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 305, + 482, + 365 + ], + "type": "text", + "content": " contains the image data about the question itself." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 365, + 482, + 388 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 388 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 388 + ], + "type": "text", + "content": "During the semantic embedding process, two types of data can be expressed as:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 246, + 389, + 480, + 402 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 246, + 389, + 480, + 402 + ], + "spans": [ + { + "bbox": [ + 246, + 389, + 480, + 402 + ], + "type": "interline_equation", + "content": "H _ {l} = \\text {L a n g u a g e E n c o d e r} (Q) \\tag {11}", + "image_path": "42a498e0009002895c233c4e72ab07687c71ab5161cdcee9d1de6d088cde7314.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 241, + 418, + 480, + 430 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 418, + 480, + 430 + ], + "spans": [ + { + "bbox": [ + 241, + 418, + 480, + 430 + ], + "type": "interline_equation", + "content": "H _ {v} = W _ {h} \\cdot \\text {V i s i o n E n c o d e r} (Q) \\tag {12}", + "image_path": "1aca226362dfcd31f851b9f6b31e636cb1bd81fab84bffb42085e310bc9d0bc2.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 434, + 482, + 471 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 482, + 471 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 482, + 471 + ], + "type": "text", + "content": "in order to unify the lengths of two latter semantic vectors of embedding, this method constructs a projection matrix " + }, + { + "bbox": [ + 130, + 434, + 482, + 471 + ], + "type": "inline_equation", + "content": "W_{h}" + }, + { + "bbox": [ + 130, + 434, + 482, + 471 + ], + "type": "text", + "content": " to convert the image visual semantic embedding vector into a language embedding vector of equal length." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 486, + 306, + 498 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 486, + 306, + 498 + ], + "spans": [ + { + "bbox": [ + 132, + 486, + 306, + 498 + ], + "type": "text", + "content": "4.3 Semantic Alignment Module" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 503, + 482, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 503, + 482, + 598 + ], + "spans": [ + { + "bbox": [ + 130, + 503, + 482, + 598 + ], + "type": "text", + "content": "To align the multi-modal data in VQA, this paper adopts the alignment attention mechanism designed by Yu et al. [49] and divides the alignment process into two parts: 1) self-attention unit(SA). It simulates the internal semantic connections of each modality. It learns coarse-grained semantic connections, allowing the model to understand the internal semantic structure of the modality deeply. 2) guided-attention(GA) unit. It solves the semantic alignment problem between modalities. This process helps the model understand the relationship between image and questions more accurately." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "spans": [ + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": "In the SA unit, the query vector " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": ", the key vector " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": ", and the value vector " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": " correspond to the language features " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "H_{l}" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": ", visual features " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "H_{v}" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "H_{v}" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": ", respectively. So the output " + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "inline_equation", + "content": "H_{v}^{att}" + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": " of the SA unit can be defined as:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 253, + 642, + 480, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 253, + 642, + 480, + 669 + ], + "spans": [ + { + "bbox": [ + 253, + 642, + 480, + 669 + ], + "type": "interline_equation", + "content": "H _ {v} ^ {\\text {a t t}} = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) \\tag {13}", + "image_path": "f1111475fbbd472582b3807a431368c9a03eff3e011d5692f4471bbeab64d983.jpg" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 114, + 479, + 237 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 237 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 237 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 237 + ], + "type": "table", + "html": "
Algorithm 1 Forward noise adding processAlgorithm 2 Reverse denoising process
1: repeat1: fn, rn ~ N(0, I)
2: f0, r0 ~ q(f0, r0)2: for t = n, ..., 1 do
3: t ~ Uniform({1, 2, ..., n})3: zf, zr ~ N(0, I) if t ≥ 1,
4: εf, εr ~ N(0, I)else zf, zr = 0
5: ft = √αt f0 + √1 - αt εf4: ft-1 = 1/√αt (ft - βt/√αt εf(ft, rt, t)) + σtzf
6: rt = √αt r0 + √1 - αt εr5: rt-1 = 1/√αt (rt - βt/√αt εr(ft, rt, t)) + σtzr
7: Computing gradient descent via BP: ∇θ||[εf, εr] - ζθ(ft, rt, t)||26: end for
8: until converged7: return f0, r0
", + "image_path": "1d20ea2cabf61f9ca5ba94a278256c75f81e65041c82fe46df7e3531a3db8f7a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "spans": [ + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "type": "text", + "content": "the dimension size of " + }, + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "type": "inline_equation", + "content": "d_k" + }, + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "type": "text", + "content": " is equal to the dimension size of " + }, + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "type": "inline_equation", + "content": "H_l" + }, + { + "bbox": [ + 132, + 261, + 400, + 273 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 274, + 481, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 481, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 481, + 321 + ], + "type": "text", + "content": "Since only one head is used in the SA unit to simulate the dense interaction between modalities, the relationship between the words in the question and the image area cannot be well mapped. Therefore, this method uses the GA unit to perform cross-fusion of modalities to generate the fusion vector " + }, + { + "bbox": [ + 130, + 274, + 481, + 321 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 274, + 481, + 321 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 237, + 331, + 481, + 345 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 237, + 331, + 481, + 345 + ], + "spans": [ + { + "bbox": [ + 237, + 331, + 481, + 345 + ], + "type": "interline_equation", + "content": "\\lambda = \\operatorname {S i g m o i d} \\left(W _ {l} H _ {l} + W _ {v} H _ {v} ^ {\\text {a t t}}\\right) \\tag {14}", + "image_path": "cda9feed4a40062cd5f24ea9fc44eb10d85fbd85833d37af5aecbf0fb4b4b7b0.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 251, + 365, + 480, + 380 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 251, + 365, + 480, + 380 + ], + "spans": [ + { + "bbox": [ + 251, + 365, + 480, + 380 + ], + "type": "interline_equation", + "content": "f = (1 - \\lambda) H _ {l} + \\lambda \\cdot H _ {v} ^ {\\text {a t t}} \\tag {15}", + "image_path": "0b323c755eb391d4afaf39c5c4c3de929eba861cd1c1e92c5ef851c25ed5e118.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "inline_equation", + "content": "W_{l}" + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "inline_equation", + "content": "W_{v}" + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "content": " are pre-trained learning parameters. This method fine-tunes the pre-training parameters in small dimensions to complete the encoding of " + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "spans": [ + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "text", + "content": "Finally, the conversion and generation of the deep latent space embedding vector can be completed by connecting " + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "text", + "content": ", and their corresponding sampling time steps " + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 410, + 481, + 445 + ], + "type": "text", + "content": " together." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 464, + 254, + 476 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 464, + 254, + 476 + ], + "spans": [ + { + "bbox": [ + 132, + 464, + 254, + 476 + ], + "type": "text", + "content": "4.4 Reasoning Module" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 485, + 481, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 481, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 481, + 545 + ], + "type": "text", + "content": "The reasoning module is used to diffuse the chain of thought. It uses the external diffusion process to describe the transition probability relationship in reasoning steps so that there is a logical progression ability between the previous and subsequent reasoning steps. In addition, it uses the internal diffusion process to generate each reasoning explanation of the steps (as shown in Fig. 1(a)(d)(e))." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "content": "In order to fulfill the internal diffusion reduction process, this paper constructs VQA-TD based on transformer, as shown in Fig. 1(c). It consists of 1) Noised Latent Layer, 2) Embed Layer, 3) Patchify Layer, 4) Transformer Block, 5) Layer Normalization (LN), and 6) Linear Layer. Among them, the noised latent layer, the embed layer and the patchify layer are all fully connected networks. They are used to reduce the dimensionality of the aligned semantic vectors. They also introduce the condition information (inference time " + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "content": " and continuous inference interpretation step " + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "inline_equation", + "content": "r = R_{i} \\oplus R_{i - 1}" + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "content": ") and output semantic vector tokens " + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "content": ". The transformer block layer is used to calculate the optimal noise " + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)" + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "content": " and is required to predict the reduction process of VQA-TD in" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "type": "text", + "content": "Vision Question Answer Thought Diffusion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "internal diffusion. LN and linear layer are used to initialize layer operations. Finally, the semantic vector " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " and the continuous interpretation step " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " are restored from tokens to the original input dimensions through LN and linear layer." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": "Transformer block utilizes the multi-head attention mechanism in transformer [40] to associate the semantic vector " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " with the explanation " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "q(f_0, r_0)" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " (line 2 in Algorithm 1). In addition, transformer block adds Multi-Layer perceptron (MLP), Scale, and Shift layers. Among them, MLP is used for spatial mapping. The scale is used for spatial alignment. The shift is used to denoise the continuous interpretation " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " and the semantic vector " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " respectively by " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "\\epsilon^f" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "\\epsilon^r" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " (lines 4-6 in Algorithm 1). The L2 loss relationship between the noise " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}(f_t, r_t, t)" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " obtained by the diffusion chain-of-thought model through the calculation process of Eq. (10), and the standard noise " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "\\epsilon^f" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "\\epsilon^r" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " that actually act on the embedded semantics " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 152, + 480, + 282 + ], + "type": "text", + "content": " can be defined as the training convergence target (line 7 in Algorithm 1)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 233, + 283, + 480, + 298 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 283, + 480, + 298 + ], + "spans": [ + { + "bbox": [ + 233, + 283, + 480, + 298 + ], + "type": "interline_equation", + "content": "\\mathbb {E} _ {f _ {0}, r _ {0}, \\epsilon^ {f}, \\epsilon^ {r}, t} \\| [ \\epsilon^ {f}, \\epsilon^ {r} ] - \\hat {\\epsilon} _ {\\theta} (f _ {t}, r _ {t}, t) \\| _ {2} ^ {2} \\tag {16}", + "image_path": "ea0ae9666699e343eb000de7fafcae5c496ce5e1978afa62e23167a7c0d45177.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "text", + "content": "LN performs zero initialization processing on the transmitted semantic vector " + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "text", + "content": " and the residual block inside the transformer block. LN is between the transformer block and the linear layer. In addition, the linear layer acts as a decoder to restore the input semantic vector " + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "text", + "content": " and continuously interpret " + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 301, + 480, + 396 + ], + "type": "text", + "content": " to the original dimension. That is, each token in the semantic vector is first mapped to the tensor space, and the reshape operation is performed simultaneously on the linear layer. The final feature dimension size is twice the original size, which is used to predict noise and variance in the restoration process." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": "In order to realize the internal diffusion reduction process, the reasoning module takes the continuous inference step " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " as the condition and reducing " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " to explain " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "R_{i}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": ". After completing the training of the total noise model " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " process in Eq. (16), VQA-TD will use the total probability noise model " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}(f_t,r_t,t)" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": ". It obtains " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\theta}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " in the forward diffusion and the reverse reduction processes. In addition, the noise mean " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " and variance " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\sigma_{t}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " in both processes corresponding to " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}^{f}(f_{t},r_{t},t,t)" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}^{r}(f_{t},r_{t},t,t)" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " (as shown in Algorithm 2 lines 4-5) are restored on " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " respectively. That is, through the correlation calculation relationship between the noise mean " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\mu_{\\theta}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " and the variance " + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "inline_equation", + "content": "\\sigma_{t}" + }, + { + "bbox": [ + 130, + 398, + 481, + 517 + ], + "type": "text", + "content": " in Appendix A, the Gaussian white noise is cyclically denoised in lines 4-5 of Algorithm 2." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 536, + 347, + 550 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 536, + 347, + 550 + ], + "spans": [ + { + "bbox": [ + 132, + 536, + 347, + 550 + ], + "type": "text", + "content": "5 Experiment and Result Analysis" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 561, + 202, + 573 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 561, + 202, + 573 + ], + "spans": [ + { + "bbox": [ + 132, + 561, + 202, + 573 + ], + "type": "text", + "content": "5.1 Settings" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 581, + 479, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 479, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 479, + 629 + ], + "type": "text", + "content": "This paper compares VQA-TD with the following 9 benchmark methods on ScienceQA [26], including: VisualBERT [19], UnifiedQABase [16], UnifiedQABase w/CoT [26], GPT-3.5 [9], GPT-3.5 w/CoT [26], GPT-4 w/CoT [27], Multi-Modal CoT Base(MCBase) [26], LLaMA-Adapter [50] and LLaMA-SciTune [15]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 630, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 480, + 665 + ], + "type": "text", + "content": "ScienceQA is a data set of scientific QA. It consists of 21,208 multiple-choice questions, covering rich domain diversity in 3 disciplines, 26 topics, 127 categories, and 379 skills. The benchmark data set is divided into the training set," + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 157, + 478, + 308 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "text", + "content": "Table 1: Comparison accuracy test results % (NAT: natural science; SOC: social science; LAN: language science; TXT: text prompt; IMG: image prompt; NO: no prompt; G1-6: questions for grades 1-6; G7-12: questions for grade 7-12)" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 136, + 157, + 478, + 308 + ], + "lines": [ + { + "bbox": [ + 136, + 157, + 478, + 308 + ], + "spans": [ + { + "bbox": [ + 136, + 157, + 478, + 308 + ], + "type": "table", + "html": "
ModelSizeNATSOCLANTXTIMGNOG1-6G7-12Avg
Human-90.285.087.589.687.588.191.682.488.4
VisualBERT [19]111M59.369.262.262.762.258.563.059.961.9
UnifiedQABase [16]223M68.269.274.963.861.477.873.065.070.1
UnifiedQABase w/CoT [26]223M71.076.078.966.466.581.877.168.874.1
GPT-3.5 [9]175B74.669.776.074.467.377.476.868.974.0
GPT-3.5 w/CoT [26]175B75.470.978.174.767.479.978.269.775.2
GPT-4 w/CoT [27]-85.572.490.382.671.592.986.779.084.0
MCBase [26]223M87.577.285.887.982.986.884.785.484.9
LLaMA-Adapter [50]6B84.488.384.483.780.386.985.884.185.2
LLaMA-SciTune [15]13B89.395.687.093.186.791.884.491.390.0
VQA-TD583M83.271.881.382.478.280.679.180.579.7
", + "image_path": "6d2916df3748e08fb8e5c1a1c7835b7280148e02b603bf6400dd6448b5e59688.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 335, + 480, + 371 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 335, + 480, + 371 + ], + "spans": [ + { + "bbox": [ + 132, + 335, + 480, + 371 + ], + "type": "text", + "content": "validation set, and test set, containing 12726, 4241, and 4241 samples, respectively. These questions, answer prompts and multipart explanations serve as reasoning steps and explanations from question to answer." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 373, + 480, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 373, + 480, + 433 + ], + "spans": [ + { + "bbox": [ + 132, + 373, + 480, + 433 + ], + "type": "text", + "content": "In the process of training the model, the total training network layer is controlled to 26 layers (the number of attention mechanism heads is 18), which includes 4 transformer blocks, LN and linear layers. In addition, in the patch operation, this paper sets its parameter to 2 to determine the number of token magnitudes of the fusion vector " + }, + { + "bbox": [ + 132, + 373, + 480, + 433 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 373, + 480, + 433 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "spans": [ + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": "This paper completes the internal diffusion calculation process of diffusion chain-of-thought of Eq. (10) by setting the time steps of " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "r" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": " to both " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": ". During the training phase, VQA-TD follows the multi-stage pattern of steady-state diffusion [36]: in the first stage, 250K steps are trained at " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": " resolution with a batch size of 4096, and 5K steps of warm-up are performed. In the second stage, the model is fine-tuned for 200K steps at " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": " resolution with a batch size of 1024 and warmed up for 5K steps. At the end of the second phase, this paper recovers from its last checkpoint (including the model's weights and the optimizer's state). Following by the method of Bao et al. [4], this paper uses the AdamW optimizer [24] in all stages, with a learning rate of 2e-4, a weight attenuation of 0.03, and an operating coefficient of " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "(\\beta_{1},\\beta_{2}) = (0.9,0.9)" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": ". When the validation loss does not decrease, the training process will reduce the learning rate by 10 times and then continue training. Therefore, this paper uses mixed precision training. That is, when VQA-TD is trained at " + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 132, + 435, + 481, + 639 + ], + "type": "text", + "content": " resolution, the image-related position embeddings are interpolated via bi-linear interpolation. During training, this paper uses the DPM-Solver [25] method to accelerate the diffusion process every 50 steps." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "content": "In order to verify the quality of the explanation text generated by each algorithm model, this paper uses the text BLEU [29] and ROUGE [22] evaluation" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 272, + 91, + 447, + 102 + ], + "type": "text", + "content": "Vision Question Answer Thought Diffusion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "content": "indicators as testing tools to evaluate the explanation output of each model. Finally, BLEU-1,BLEU-4,and ROUGE-L are used as test baselines,respectively." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 162, + 240, + 174 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 162, + 240, + 174 + ], + "spans": [ + { + "bbox": [ + 132, + 162, + 240, + 174 + ], + "type": "text", + "content": "5.2 Result Analysis" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 186, + 479, + 281 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 186, + 479, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 186, + 479, + 281 + ], + "type": "text", + "content": "Comparative Results VQA-TD and the other four groups of models are used to complete eight sub-tasks in the ScienceQA data set. The specific results are shown in Tab. 1. Among them, the first group is the traditional VQA interpretation baseline model VisualBERT [19]. The second group includes the text-to-text language model UnifiedQABase [16], and the language model after adding CoT UnifiedQABase w/CoT [26]. The third group is GPT-3.5 [26]. The fourth group is LMMs, including GPT-4 [27], MCBase [26], LLaMA-Adapter [50] and LLaMA-SciTune [15]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "spans": [ + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": "With " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": " of the parameters of GPT-3.5, VQA-TD " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "(79.7\\%)" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": " surpasses VisualBERT " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "(61.9\\%)" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": ", UnifiedQA " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "(74.1\\%)" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": " and GPT-3.5 " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "(75.2\\%)" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": " respectively; with LLaMA-SciTune's " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": " parameter, VQA-TD is close to LMMs such as GPT-4 " + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "inline_equation", + "content": "(84.0\\%)" + }, + { + "bbox": [ + 130, + 282, + 480, + 330 + ], + "type": "text", + "content": ", as shown in Tab. 1 and Fig. 1(b)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "type": "text", + "content": "VQA-TD performs best on the NAT sub-task, with a rate of " + }, + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "type": "inline_equation", + "content": "83.2\\%" + }, + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "type": "text", + "content": ". And it performs worst on the SOC sub-task, with a rate of " + }, + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "type": "inline_equation", + "content": "71.8\\%" + }, + { + "bbox": [ + 130, + 331, + 481, + 427 + ], + "type": "text", + "content": ". Due to most of the questions in the NAT have text and image prompts, which are related to reasoning steps and explanations, this makes VQA-TD effectively capture information through the internal and external diffusion process. The lack of text prompt information in the SOC reduces VQA-TD's ability to establish the connection between images and explanation. It can be seen that the inclusion of valid text and image data information in the data set is crucial to VQA-TD." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "content": "Explain Answer Recall This experiment uses BLEU [29] and ROUGE [22] to test the recall rate of explanations. VQA-TD, with 583M parameters (1% GPT-3.5), exceeds BLEU-1 of UnifiedQABase (0.397), GPT-3.5 w/CoT (0.192) and MCBase (0.406) respectively by getting score of 0.421. It also exceeds BLEU-4 of UnifiedQABase (0.370), GPT-3.5 w/CoT (0.052) and MCBase (0.384) respectively by getting score of 0.407. And it surpasses ROUGE-L of UnifiedQABase (0.714), GPT-3.5 w/CoT (0.323) and MCBase (0.769) respectively by getting score of 0.820. Besides, it is also close to GPT-4 w/CoT (0.839) and LLaMA-Adapter (0.868) in ROUGE-L, as shown in Tab. 2. Although VQA-TD (79.7%) is worse than MCBase in accuracy (84.9%), it (BLEU-1: 0.421; BLEU-4: 0.407; ROUGE-L: 0.820) performs better than MCBase (BLEU-1: 0.406; BLEU-4: 0.384; ROUGE-L: 0.769) in BLEU and ROUGE. Due to VQA-TD have the ability to generate long explanation information. It gradually approximates long explanation information through multiple diffusion and recovery steps, thereby reducing the semantic deviation between " + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "inline_equation", + "content": "< Q, I >" + }, + { + "bbox": [ + 130, + 449, + 482, + 628 + ], + "type": "text", + "content": " and the answer." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "content": "Compared with LMMs such as GPT-4 w/CoT and LLaMA-Adapter, VQATD performs worse on BLEU-1/4 (BLEU-1: 0.421; BLEU-4: 0.407). Since the model uses parameters in the multi-modal data alignment process. Co-Attention" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 212, + 135, + 402, + 232 + ], + "blocks": [ + { + "bbox": [ + 248, + 114, + 365, + 125 + ], + "lines": [ + { + "bbox": [ + 248, + 114, + 365, + 125 + ], + "spans": [ + { + "bbox": [ + 248, + 114, + 365, + 125 + ], + "type": "text", + "content": "Table 2: Recall comparison" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 212, + 135, + 402, + 232 + ], + "lines": [ + { + "bbox": [ + 212, + 135, + 402, + 232 + ], + "spans": [ + { + "bbox": [ + 212, + 135, + 402, + 232 + ], + "type": "table", + "html": "
ModelBLEU-1BLEU-4ROUGE-L
UnifiedQABase0.3970.3700.714
GPT-3.5 w/CoT0.1920.0520.323
GPT-4 w/CoT0.9270.8940.839
MCBase0.4060.3840.769
LLaMA-Adapter0.9440.8750.868
VQA-TD0.4210.4070.820
", + "image_path": "ded08516d47360ff8ede05a5f6f91cb4c9ebcbf10665c3b8ca7517fb03309bf5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 132, + 261, + 310, + 335 + ], + "blocks": [ + { + "bbox": [ + 150, + 239, + 291, + 251 + ], + "lines": [ + { + "bbox": [ + 150, + 239, + 291, + 251 + ], + "spans": [ + { + "bbox": [ + 150, + 239, + 291, + 251 + ], + "type": "text", + "content": "Table 3: Different prompt recalls" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 261, + 310, + 335 + ], + "lines": [ + { + "bbox": [ + 132, + 261, + 310, + 335 + ], + "spans": [ + { + "bbox": [ + 132, + 261, + 310, + 335 + ], + "type": "table", + "html": "
Prompt TypeBLEU-1BLEU-4ROUGE-L
Img prompt0.4120.3900.779
Txt prompt0.4170.3930.781
No prompt0.4080.3880.759
Both prompts0.4210.4070.820
", + "image_path": "37d41fa3e2cd48d2bb6f393d474f06831c202544e7614577b5935ca3062d75c1.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 339, + 261, + 455, + 335 + ], + "blocks": [ + { + "bbox": [ + 321, + 239, + 471, + 251 + ], + "lines": [ + { + "bbox": [ + 321, + 239, + 471, + 251 + ], + "spans": [ + { + "bbox": [ + 321, + 239, + 471, + 251 + ], + "type": "text", + "content": "Table 4: Different prompt accuracy" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 339, + 261, + 455, + 335 + ], + "lines": [ + { + "bbox": [ + 339, + 261, + 455, + 335 + ], + "spans": [ + { + "bbox": [ + 339, + 261, + 455, + 335 + ], + "type": "table", + "html": "
Prompt TypeAccuracy(%)
Img prompt77.2
Txt prompt75.6
No prompt73.3
Both prompts79.7
", + "image_path": "20c3a4594b711d319e8c807b0af80605a9941cb20e58efacc72ecaa5efdf31b5.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 354, + 480, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 480, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 480, + 390 + ], + "type": "text", + "content": "[49], rather than a model with a larger parameter and richer semantic relationships between modalities such as CLIP [33]. This leads to poor semantic correlation between different modal data and large numbers of semantic errors." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": "Ablation This paper conducts experiments on accuracy and recall rates in the presence of four prompt data. Four prompt data are as follows: image prompt, text prompt, no prompt, and both prompts. VQA-TD is tested on the four different prompt data on interpretation recall. The experimental results show that both types of prompts are significantly better than the other three prompts (as shown in Tab. 3). Because prompts are related to reasoning steps and explanations, and richer prompt data types will make VQA-TD's internal and external diffusion process more effective in capturing information. The results of providing only image prompts and only text prompts show that they have almost the same impact on the VQA-TD algorithm model." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 525, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 525, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 525, + 482, + 609 + ], + "type": "text", + "content": "VQA-TD is also tested on four sets of different prompt data in terms of answer accuracy. The results are similar to those in the previous set of tests. That is, the accuracy obtained by both prompt types is significantly better than the other three types (as shown in Tab. 4). However, the gap between \"image prompt\" and \"text prompt\" is still relatively large. So, the lack of image prompts will cause the accuracy to decline faster. Compared with text data, the internal diffusion process can more easily capture the semantic information in the image." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 624, + 315, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 315, + 636 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 315, + 636 + ], + "type": "text", + "content": "5.3 Limitations and improvements" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "VQA-TD achieves good results in multi-modal tasks, and the explanation text is robust. However, VQA-TD also has certain shortcomings. For example, inac" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 271, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 271, + 91, + 447, + 102 + ], + "type": "text", + "content": "Vision Question Answer Thought Diffusion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 216, + 208 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 216, + 208 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 216, + 208 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 216, + 208 + ], + "type": "image", + "image_path": "681a1a4317f7f8b56f1531970ee1395939b2a19c205c2a31dace02d3640e89da.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 133, + 216, + 284, + 228 + ], + "lines": [ + { + "bbox": [ + 133, + 216, + 284, + 228 + ], + "spans": [ + { + "bbox": [ + 133, + 216, + 284, + 228 + ], + "type": "text", + "content": "Fig. 3: Comparison of four methods" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 216, + 114, + 298, + 208 + ], + "blocks": [ + { + "bbox": [ + 216, + 114, + 298, + 208 + ], + "lines": [ + { + "bbox": [ + 216, + 114, + 298, + 208 + ], + "spans": [ + { + "bbox": [ + 216, + 114, + 298, + 208 + ], + "type": "image", + "image_path": "fc00f3fdd32acb7cd0334a90c25ac2edc4edc68230ec533f598b8c5c855d909f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 317, + 216, + 449, + 228 + ], + "lines": [ + { + "bbox": [ + 317, + 216, + 449, + 228 + ], + "spans": [ + { + "bbox": [ + 317, + 216, + 449, + 228 + ], + "type": "text", + "content": "Fig. 4: Limitations of VQA-TD" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 302, + 114, + 383, + 208 + ], + "blocks": [ + { + "bbox": [ + 302, + 114, + 383, + 208 + ], + "lines": [ + { + "bbox": [ + 302, + 114, + 383, + 208 + ], + "spans": [ + { + "bbox": [ + 302, + 114, + 383, + 208 + ], + "type": "image", + "image_path": "df68f07808a71f7e129dfd6065eb1fd3e454e129f6579d7a83aa5a667d328ab8.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 383, + 114, + 465, + 208 + ], + "blocks": [ + { + "bbox": [ + 383, + 114, + 465, + 208 + ], + "lines": [ + { + "bbox": [ + 383, + 114, + 465, + 208 + ], + "spans": [ + { + "bbox": [ + 383, + 114, + 465, + 208 + ], + "type": "image", + "image_path": "160f99e180800f056e2fc2240272fdc7764849d67c6122e41e97f8d72eadb7db.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 251, + 479, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 251, + 479, + 285 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 479, + 285 + ], + "type": "text", + "content": "curacies in interpretation and interpretation hallucinations still occur on some test samples. As shown in Fig. 4, VQA-TD has restored and obtained wrong explanations in the 5th, 7th, and 8th stages of interpretation." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 287, + 480, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 287, + 480, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 287, + 480, + 346 + ], + "type": "text", + "content": "The main reasons can be summarized as follows: Although the diffusion model can learn the characteristics of data distribution more precisely, it still encounters problems such as semantic deviation and too-long semantic relationships in the process of recovering data. This leads to the occurrence of reasoning hallucinations, as shown in Fig. 4." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 347, + 481, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 481, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 481, + 430 + ], + "type": "text", + "content": "Another is that the modal alignment module does not process the modal semantic information enough. In the alignment process, this paper uses the joint attention model Co-Attention [49] with a smaller number of parameters instead of a model such as CLIP [33] with a larger number of parameters and richer semantic relationships between modalities. This will lead to semantic deviation between different modal data; then the model will frequently suffer from hallucinations." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 449, + 220, + 462 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 449, + 220, + 462 + ], + "spans": [ + { + "bbox": [ + 132, + 449, + 220, + 462 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 473, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 473, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 473, + 482, + 604 + ], + "type": "text", + "content": "This paper proposes a VQA-TD algorithm model. It fulfills the \"step-by-step\" reasoning process from questions to answers, and uses the reasoning content as an explanation for VQA. VQA-TD consists of two diffusion processes, namely external diffusion and internal diffusion. It obtains the connections between reasoning steps through external diffusion. And it generates explanations through internal diffusion. Due to its ability to reason and explain \"step by step\", VQA-TD can better solve semantic deviation between explanations and answers on complex questions. Therefore, it has a strong ability to generate answers and explain when the model is small (1% parameter amount of GPT3.5). It comprehensively exceeds GPT-3.5 in answer accuracy and explanation and approaches LMMs." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Compared with LMMs, VQA-TD still has room for improvement. In the future, we will conduct in-depth research on enhancing multi-modal semantic alignment, improving the sampling speed of diffusion and restoration, and embedding knowledge graphs into VQA-TD so that VQA-TD can improve its interpretation accuracy and generation speed while maintaining a small scale." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "C. 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Zhang, Z., Zhang, A., Li, M., Smola, A.: Automatic chain of thought prompting in large language models. arXiv preprint arXiv:2210.03493 (2022)" + } + ] + } + ], + "index": 4 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "C. Lu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/227fb372-69de-4c73-a6a8-9902315009e2_content_list.json b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/227fb372-69de-4c73-a6a8-9902315009e2_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..2a65488961fa378eaeba179e9388bf8f693fd117 --- /dev/null +++ b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/227fb372-69de-4c73-a6a8-9902315009e2_content_list.json @@ -0,0 +1,1636 @@ +[ + { + "type": "text", + "text": "An Image is Worth 1/2 Tokens After Layer 2: Plug-and-Play Inference Acceleration for Large Vision-Language Models", + "text_level": 1, + "bbox": [ + 233, + 141, + 772, + 209 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Liang Chen $^{1}$ , Haozhe Zhao $^{1}$ , Tianyu Liu $^{2}$ , Shuai Bai $^{2}$ , Junyang Lin $^{2}$ Chang Zhou $^{2}$ , and Baobao Chang $^{1\\dagger}$", + "bbox": [ + 253, + 234, + 750, + 267 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ National Key Laboratory for Multimedia Information Processing, Peking University", + "bbox": [ + 215, + 277, + 785, + 292 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Alibaba Group", + "bbox": [ + 442, + 292, + 558, + 306 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "leo.liang.chen@outlook.com, chbb@pku.edu.cn", + "bbox": [ + 334, + 308, + 666, + 321 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. In this study, we identify the inefficient attention phenomena in Large Vision-Language Models (LVLMs), notably within prominent models like LLaVA-1.5, QwenVL-Chat, and Video-LLaVA. We find that the attention computation over visual tokens is extremely inefficient in the deep layers of popular LVLMs, suggesting a need for a sparser approach compared to textual data handling. To this end, we introduce FastV, a versatile plug-and-play method designed to optimize computational efficiency by learning adaptive attention patterns in early layers and pruning visual tokens in subsequent ones. Our evaluations demonstrate FastV's ability to dramatically reduce computational costs (e.g., a $45\\%$ reduction in FLOPs for LLaVA-1.5-13B) without sacrificing performance in a wide range of image and video understanding tasks. The computational efficiency and performance trade-off of FastV are highly customizable and Pareto-efficient. It can compress the FLOPs of a 13B-parameter model to achieve a lower cost than that of a 7B-parameter model while still maintaining superior performance. We believe FastV has practical value for the deployment of LVLMs in edge devices and commercial models. Code is released at github.com/pkunlp-icler/FastV.", + "bbox": [ + 259, + 363, + 743, + 613 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Large Vision-Language Model $\\cdot$ Inference Acceleration", + "bbox": [ + 261, + 627, + 712, + 642 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 670, + 375, + 686 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Large Vision-Language Models (LVLMs) have become a hit in both computer vision and natural language processing studies. We have witnessed tremendous creative research and applications that are built upon powerful LVLMs [2, 23, 27, 36]. From describing the given picture to navigating the internet [48], using smartphones [39] and making decisions in the real world [6, 9], large language models with vision abilities are reshaping how we interact with AI systems, which cannot be achieved solely by language or vision uni-modal models.", + "bbox": [ + 212, + 704, + 787, + 811 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† Corresponding author.", + "bbox": [ + 217, + 821, + 385, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/8d0311e507b939578d9f8f3aca05e87b550c295849a7ae524398622d2b85981a.jpg", + "image_caption": [ + "Fig. 1: The Efficiency/Performance trade-off curve of FastV. The x-axis stands for the theoretical FLOPs reduction ratio under different FastV configurations. The y-axis stands for performance under different settings, we report the average scores of {Nocaps (Cider), Flickr30k (Cider), A-OKVQA (Acc), MMMU (Acc)}. We can see that FastV can achieve $45\\%$ FLOPs reduction with nearly no performance loss for different models." + ], + "image_footnote": [], + "bbox": [ + 254, + 148, + 750, + 335 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Currently, a majority of popular LVLMs rely on sequential visual representation, where images are transformed into hundreds or thousands of tokens when feeding them to LLM along with language prompts [2, 27, 32, 47, 49]. As LVLMs leverage the advanced emergent capabilities inherent in their language components, they concurrently face a surge in computational complexity, correlating with cost increments. This complexity stems from the principle that the proficiency of Large Language Models (LLMs) is predominantly influenced by their scale. Two critical areas remain under-explored in this context: 1) How do language models process and interpret images? and 2) While the efficient training and inference of LLMs have attracted considerable attention, these dimensions within LVLMs are yet to be thoroughly examined and understood.", + "bbox": [ + 212, + 457, + 787, + 625 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, we uncover the fact that current LVLMs actually apply an inefficient way while processing image information. Specifically, the image tokens receive strikingly lower attention scores compared to their textual counterparts within the token-based LVLMs like LLaVA. The degree of imbalance also varies between the shallow and deep layers. In the image captioning tasks, we observed that within the deep layers (after layer 2) of renowned LVLMs such as LLaVA 1.5, image tokens garner an average attention score that amounts to only $0.21\\%$ of the score attributed to system prompts. In contrast, this figure reaches $50\\%$ in the initial two layers. These observations raise questions upon the optimal utilization of visual information within LVLMs.", + "bbox": [ + 212, + 626, + 787, + 777 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address the problem, we assume a plausible explanation is that the high redundancy in visual signals leads to the aggregation of image-related, instruction-specific features onto certain \"anchor\" tokens through the self-attention mechanism in the shallow layers. Notably, these anchor tokens are not image tokens.", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In deep layers, attentions are focused on those anchor tokens, leading to significantly reduced attention on the image tokens themselves.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The phenomena inspires to propose FastV, a dynamic image tokens pruning method to reduce the inference cost of LVLMs. Our findings suggest an intriguing possibility: Given that image tokens contribute minimally to output generation in deeper layers due to diminished attention, why not consider removing them at these stages? FastV implements an image token pruning strategy at one specific layer of LLM. Prior to this layer, computations proceed as usual. Beyond this selected layer, image tokens are re-evaluated based on their average received attention scores. Tokens falling below a predefined attention score threshold are then selectively discarded in subsequent layers, streamlining the process by focusing on the most impactful tokens.", + "bbox": [ + 212, + 176, + 785, + 328 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Compared to other attention-based methods for accelerating inference, such as sparse attention, FastV's most notable distinction lies in its direct elimination of tokens. This approach not only bypasses the computational demand of the self-attention module but also the Feed-Forward Network (FFN) module in deeper layers. As a result, FastV achieves a great theoretical reduction in FLOPs while maintaining relatively high performance as shown in Figure 1's experiment on LLaVA and Qwen-VL-Chat models. Our experiment on LLaVA-1.5-13B model shows that we can filter out $50\\%$ image tokens after layer 2 without sacrificing the average performance on a combination of Vision-Language tasks including captioning tasks like Nocaps [1], Flickr30K [33], multiple choice tasks like A-OKVQA [35], MMMU [46], complex embodied reasoning task like PCA-Bench [5, 6], tasks requiring detailed OCR ablitily like OCR-VQA [31], more challenging video understanding tasks [12, 43, 44] and more fine-grained evaluation like MME [10], MMVet [45] and SeedBench [16]. Our latency test experiment on A-OKVQA showed that LLaVA-13B model with FastV could achieve a lower latency than LLaVA-7B model while maintaining superior performance. This result highlights the effectiveness of FastV in balancing the trade-off between speed and accuracy in LVLMs.", + "bbox": [ + 212, + 329, + 787, + 599 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Researches [20, 27] underscore the significance of enhancing image resolution for the performance of LVLMs. However, it's equally important to note that increased resolution comes with its own challenges, including a rise in the computational costs such as longer image token sequence and inference latency. We also conduct experiments on training LVLM in different image feature resolution by setting pooling layer of different strides. Specifically, with an equal number of image tokens, models equipped with FastV can process higher resolution images, leading to better performance than models limited to lower resolution features. This finding highlights the potential to enhance downstream performance by increasing image resolution without incurring additional inference costs.", + "bbox": [ + 212, + 601, + 787, + 751 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, the contribution of the work are three-folds:", + "bbox": [ + 238, + 752, + 653, + 767 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Identify and analyze the inefficient visual attention phenomena in prevailing LVLMs.", + "2. Propose FastV, a plug-and-play method to significantly reduce inference cost for LVLMs without sacrificing performance inspired by our observation." + ], + "bbox": [ + 222, + 779, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 687, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3. Validate the effectiveness of FastV on a wide range of vision-language tasks across different LVLMs with thorough ablations.", + "bbox": [ + 222, + 146, + 784, + 176 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 203, + 387, + 219 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Large Vision-Language Model. To benefit from the advancement of LLM and integrate visual information into the LLM, large Vision-Language Models utilize a Visual Prompt Generator [17] to transform the visual embeddings into prompts that the language model can comprehend [18, 27], resulting in a significant increase in required tokens. Handling higher resolution images inevitably necessitates a quadratic increase in the number of needed tokens. For instance, LLAVA process 336x336 images into 576 tokens [25] and process images with a greater resolution of 672x672 into 2304 tokens [26]. Fuyu [3], in a similar vein, translates pixel-level images of 1080x1080 into 1296 tokens. Understanding and generating multiple images or videos also inherently demands an escalated count of tokens for vision information. Both Video-Poet [13] and Unified-IO2 [28] are compelled to reserve thousands of tokens within the context to facilitate the understanding and generation of multiple images or videos. Large multimodal models like Gemini [36] and LWM [23] highlights the significance of long context in developing a robust understanding of the world model and extending the context length to 1M to address the issue of escalating context requirements.", + "bbox": [ + 215, + 241, + 785, + 484 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Inference Optimization for LLM. Efficient inference in LLMs is challenged by their autoregressive generation where each token prediction depends on the preceding context. Hence, considering the quadratic complexity of computation's attention during training, as the context length increases, the generation becomes progressively slower. To tackle these challenges, pioneering studies fall into two categories: methods optimizing memory consumption for attention module like FlashAttention, vLLM and RingAttention [7,8,15,24], which ensure no drastic shifts in the results, and methods like StreamingLLM and FastGen [11,41] that simplify computations by pruning redundant attention computation. We are interested in the second kind of methods since they are proposed inspired by the distinct attention patterns observed in LLM's inference. While these methods have boosted the inference efficiency of LLMs, they are designed for text-only language models, and whether their effectiveness can be transferred to LVLMs remain under-explored. There is previous work attempt to handle the long-context in LVLMs efficiently, like LLaMA-VID [19], which utilizes cross-attention to effectively represent each video frame with two key tokens, the requirement for an additional fine-tuning stage obstructs its broad applicability for different LVLMs.", + "bbox": [ + 215, + 487, + 785, + 744 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Token Reduction for VLMs. There have been studies on improving efficiency for Vision-Language Models (VLMs) before the era of large vision-language models. A majority of them focus on token reduction for vision transformers (ViTs). Various methods, such as EViT [21], SPViT [14], and Pumer [4], have been proposed for ViTs. More recently, PYRA [42] has enhanced the training and inference of ViTs via a specialized token merging technique. FastV is the first", + "bbox": [ + 215, + 748, + 785, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/283f108a8de4415767071b0c8e30f69def62ca63d055ba2772cb8109766f250b.jpg", + "image_caption": [ + "Fig. 2: Classic network architecture of LVLM. Image tokens and different types of text tokens are sent to the LLM as input. LLM generates output tokens conditioned on the input tokens and preceding output in an auto-regressive manner." + ], + "image_footnote": [], + "bbox": [ + 276, + 143, + 733, + 260 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "to explore visual token reduction for Large Vision-Language Models (LVLMs), which uses language as an interface for various vision-language tasks. FastV utilizes the signal from LLM to guide the pruning of visual tokens, a strategy not previously explored. We are the first to demonstrate the effectiveness of token reduction in video-QA and various comprehensive LVLM benchmarks. Another significant advantage of FastV over previous methods is its simplicity; it can be applied to any LVLM without requiring model retraining.", + "bbox": [ + 212, + 349, + 787, + 455 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Inefficient Visual Attention in LVLMs", + "text_level": 1, + "bbox": [ + 214, + 479, + 619, + 494 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Preliminaries", + "text_level": 1, + "bbox": [ + 214, + 512, + 372, + 526 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we delve into how LVLMs process visual tokens during output generation from the perspective of self-attention module. For an image-question pair $(d,t)$ , the given LVLM $M$ , usually in the structure of transformer [37] decoder, predicts the answer $\\hat{y} = M(d,t)$ in an auto-regressive manner:", + "bbox": [ + 212, + 537, + 785, + 599 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\np (\\hat {y}) = \\prod_ {i = 1} ^ {N} p _ {M} \\left(\\hat {y} _ {i} \\mid \\hat {y} _ {1 \\sim i - 1}; d; t\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 387, + 611, + 785, + 652 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Multimodal information, encompassing both images and text, is transformed into sequential embeddings prior to being processed by the transformer model. For images, a commonly used approach is to employ a pretrained encoder, such as CLIP-VIT [34], to extract visual features. These features are then linearized by eliminating the spatial dimension. Additional linear transformations [25, 49] or cross-attention [2, 18] modules are utilized to adjust the size of the visual features to match the embedding size of the Large Language Model (LLM) and to achieve semantic alignment. Regarding text, a tokenizer breaks down the natural language into discrete tokens and then performs an embedding lookup to form text embeddings. In the rest of the paper, we refer to 'visual tokens' and 'text tokens' not merely as the discrete units of visual and textual data but as the embeddings derived from these units.", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 687, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "As illustrated in Figure 2, after preprocessing the image and text token to a unified embedding space, they are fed to the transformer decoder to generate output tokens. The input tokens at each decoding step can be categorized into four distinct types: system prompt (sys), image tokens (img), user instruction (ins), and output tokens (out). The system prompts for LVLMs usually inherit the backbone LLM, used as a general message to control the LLM's behavior, which is decided during the instruction tuning stage of LLM. Image tokens are the linearized image features transformed by a pretrained vision encoder. User instruction specifies the query question for the given image. Output tokens are generated step by step conditioned on the preceding tokens.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Experiment Settings", + "text_level": 1, + "bbox": [ + 214, + 316, + 431, + 333 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To explore how LVLMs process image tokens, we first randomly sample $N$ image-text pairs $D = \\{(d^{1},t^{1}),\\dots,(d^{N},t^{N})\\}$ from a combination of vision language tasks including image caption (Flickr30K), embodied reasoning (PCA-Bench), visual question answering (A-OKVQA), multimodal understanding and reasoning (MMMU) and then prompt the LVLM to generate $N$ responses $\\hat{Y} = \\{\\hat{y}^1,\\dots,\\hat{y}^N\\}$ .", + "bbox": [ + 212, + 338, + 787, + 428 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "During the decoding process of one response, we collect each output tokens' attention score distribution $\\alpha$ in different layers and sum up for different type of input tokens. That is, for the $i$ -th token, in the $j$ -th layer, we compute $\\alpha_{sys}^{i,j}, \\alpha_{img}^{i,j}, \\alpha_{ins}^{i,j}, \\alpha_{out}^{i,j}$ to denote the total attention score current token attends to the system prompt, image tokens, user instruction and output tokens. We have:", + "bbox": [ + 212, + 429, + 787, + 506 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\alpha_ {s y s} ^ {i, j} + \\alpha_ {i m g} ^ {i, j} + \\alpha_ {i n s} ^ {i, j} + \\alpha_ {o u t} ^ {i, j} = 1 \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 516, + 785, + 537 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We compute the total attention allocation $\\lambda$ to denote the total attention score one type of tokens received in one layer. For example, the total attention of system prompt in layer $j$ is:", + "bbox": [ + 212, + 540, + 787, + 585 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\lambda_ {s y s} ^ {j} = \\sum_ {i = 1} ^ {n} \\alpha_ {s y s} ^ {i, j} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 446, + 595, + 785, + 633 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $n$ is the number of tokens in the response. Final attention allocation is averaged over all attention heads in the $N$ image-text pairs we sampled.", + "bbox": [ + 212, + 638, + 787, + 667 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Next, we define metric attention efficiency $\\epsilon$ to denote the average attention score per type's token received in one layer during the decoding process of one response. For example, the attention efficiency of image tokens in layer $j$ is:", + "bbox": [ + 212, + 669, + 787, + 715 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\epsilon_ {i m g} ^ {j} = \\frac {\\sum_ {i = 1} ^ {n} \\alpha_ {i m g} ^ {i , j}}{| i m g |} \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 434, + 724, + 785, + 762 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $|img|$ is the number of image tokens, $n$ is the number of tokens in the response. Final attention efficiency is averaged over all attention heads in the $N$ image-text pairs we sampled.", + "bbox": [ + 212, + 763, + 787, + 809 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In our experiment, $N$ is set to 1000 and we use LLaVA1.5-7B as the LVLM. We follow the same generation configuration as the original paper [27].", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/ed4803ca951d17bf7e139d292dbc69d65e7f93ca40ebbe53666bb4a4fc0f90ae.jpg", + "image_caption": [ + "Fig. 3: Illustration of inefficient visual attention phenomena. The left part shows the relative position and average number of different type of input tokens, tokens could only attend to preceding tokens in the self-attention module. In average, image tokens take up most of the input tokens (64%). The middle and right part show the average attention allocation $\\lambda$ and attention efficiency $\\epsilon$ in shallow and deep layers. Image tokens receive far less attention relative to their number in the deep layers." + ], + "image_footnote": [], + "bbox": [ + 217, + 148, + 767, + 324 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Results", + "text_level": 1, + "bbox": [ + 215, + 446, + 323, + 462 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We have two major findings in the attention pattern statistics regrading attention allocation $\\lambda$ and attention efficiency $\\epsilon$ for different type of input tokens. We define the first 2 layers as shallow layer and the rest 30 layers as deep layers.", + "bbox": [ + 212, + 470, + 787, + 517 + ], + "page_idx": 6 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Both attention allocation and attention efficiency show different degree of imbalance, which is related to the layer depth. The average attention allocation and efficiency in different layers is shown in Figure 3. In shallow layer the attention allocation is relatively more balanced than in deep layers. In shallow layer, the output tokens tends to attend to the previous output tokens while in deep layers, they tend to attend to the system prompt.", + "2. Image tokens have the lowest attention efficiency in both shallow and deep layers. System prompt is of extremely high attention efficiency in deep layers, which is 472 times that of image tokens, taking up $85\\%$ total attention scores." + ], + "bbox": [ + 220, + 527, + 787, + 662 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.4 Insights", + "text_level": 1, + "bbox": [ + 215, + 694, + 328, + 709 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The statistics reveal a surprising trend in the decoding process of LVLMs: despite accounting for the majority of tokens in the input, image tokens receive significantly less attention. Conversely, system prompts, which provides the minimal semantic information, attract the most of the attention scores. To delve deeper into this phenomenon, we analyze the attention maps of the first, middle, and last layers during during the decoding process of a model response as shown in Figure 4. The attention maps for all layers are provided in figure-7 of the supplement material.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 687, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/e7fb754063aa673f85207b60db020f8dd0d3cd878941fda244507fc7ac4ce293.jpg", + "image_caption": [ + "Fig. 4: The attention maps during the decoding process of one model response for LLaVA1.5-7B. We can see that in the bottom layer, attention distributes relatively smooth across different type of tokens. In the deep layers, above from local attention, the attention scores are aggregated to system prompt, instruction and output tokens and attention over image tokens is rather sparse." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 784, + 332 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "From the attention visualization results, we can see that in shallow layer, the attention scores distribute more smoothly across different tokens. While in deep layer, there are vertical strong lines (in the system prompt) that takes up most of attention scores. The existence of vertical strong line shows that there are some input tokens that consistently received high attention during the whole decoding process. This also explains the highly imbalanced attention efficiencies in our statistics: A small portion of anchor tokens aggregate the information from all input tokens and the model much favors to attend to those anchor tokens in deep layers. Our findings also align with the information flow of Large Language Model found in [40].", + "bbox": [ + 212, + 448, + 787, + 602 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 FastV", + "text_level": 1, + "bbox": [ + 215, + 623, + 310, + 638 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "With insights from the validated phenomena and explanation, we propose FastV as a solution to reduce the inference costs of LVLMs without sacrificing the performance.", + "bbox": [ + 212, + 655, + 785, + 702 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Dynamically Prune Vision Tokens", + "text_level": 1, + "bbox": [ + 214, + 723, + 542, + 739 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Figure 5 illustrates the general idea of FastV. The key is the image token re-rank and filtering module. It consists of one ranking function $f_{\\phi}$ and two parameters: filtering layer $K$ and filtering ratio $R\\%$ . At layer $K$ of the LVLM, the ranking function $f$ takes a sequence of input tokens and rank them by certain importance criteria $\\phi$ . The last $R\\%$ tokens after ranking would be pruned out in successive layers. We simply compute the average attention-score one token received from", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/90e8ce5a20206730904a610e35ffa0fd4b4e6286d9b7a7ebe4ada79ec45492f7.jpg", + "image_caption": [ + "Fig. 5: Illustration of FastV. For image or video input (multiple image frames), they are first transformed to visual tokens with a pretrained image encoder like CLIP-VIT and then processed by the LLM decoder. FastV dynamically prunes $R\\%$ image tokens after layer $K$ in the forward process of input tokens. We can tell from the output that FastV does not influence the correctness while reducing significant FLOPs. The correct facts in the outputs are marked green. The first three outputs are completely identical." + ], + "image_footnote": [], + "bbox": [ + 222, + 147, + 781, + 383 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "all other tokens as the criteria $\\phi_{attn}$ in our experiment. In extreme condition, $K$ could be also set to 0, that image tokens are pruned before sending to the language model, we use random ranking as the criteria $\\phi_{rand}$ where image tokens are randomly dropped.", + "bbox": [ + 212, + 510, + 787, + 570 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "FastV is plug-and-play to different token-based LVLMs for various vision language tasks without the need of training the model. We take video understanding tasks with VideoLLaVA [22] as example as shown in Figure 5.", + "bbox": [ + 212, + 571, + 787, + 617 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Computing Cost Estimation", + "text_level": 1, + "bbox": [ + 215, + 645, + 493, + 662 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We consider the computation of multi-head attention (MHA) and feed-forward network (FFN) module in the FLOPs estimation. For one transformer layer, assume $n$ is the token number, $d$ is the hidden state size, $m$ is the intermediate size of FFN, the total FLOPs can be estimated by $4nd^2 + 2n^2d + 2ndm$ . For the whole model, assume FastV prunes tokens from $n$ to $\\hat{n} = (1 - R\\%) \\cdot n$ after layer $K$ and there are $T$ layers at all. The theoretical FLOPs reduction ratio related to image tokens is computed as:", + "bbox": [ + 212, + 676, + 787, + 782 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n1 - \\frac {K \\times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m) + (T - K) \\times (4 \\hat {n} d ^ {2} + 2 \\hat {n} ^ {2} d + 2 \\hat {n} d m)}{T \\times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m)} \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 243, + 809, + 785, + 843 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 689, + 114, + 730, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/f8a80fca8fe98fc4208fb239fbdbbdfc313d81e5d3647171ac400845fa17831d.jpg", + "table_caption": [ + "Table 1: Performance/Computation Balance of FastV under different configurations (K for filtering layer, R for filtering ratio). Highest score for each model is in red while the second highest is in blue." + ], + "table_footnote": [], + "table_body": "
ModelFastV SettingsNocapsFlickr30kA-OKVQAMMMUAvg
KRFlops(B) Flops RatioCIDErCIDErAccuracyAccuracy
LLaVA-1.5-7BBaseline99.3100%99.867.976.734.869.8
290%19.920%72.143.770.135
275%32.833%94.663.675.534.8
250%54.655%99.767.57734.4
390%22.823%87.255.871.934.8
375%34.835%986574.734.1
350%56.657%99.768.376.734.3
590%27.828%88.659.370.633.9
575%39.740%98.566.374.834.3
550%59.660%99.267.976.834.3
090%18.919%753.266.834.7
075%28.829%27.261.472.835.1
050%51.652%100.965.575.334.3
LLaVA-1.5-13BBaseline154.6100%102.8738236.473.6
290%29.719%87.9627536.3
275%50.232%100.572.580.938.1
250%84.655%103.173.48136.7
390%33.021%90.263.675.234.9
375%52.934%100.972.179.536.4
350%86.456%102.773.481.336.4
590%39.626%93.567.475.835.4
575%58.438%101.472.58036.2
550%90.158%102.573.581.236.6
QwenVL-Chat-7BBaseline71.9100%94.972.575.635.869.7
290%15.822%81.961.568.535.3
275%24.434%90.567.075.135.3
250%39.555%94.471.475.335.6
", + "bbox": [ + 272, + 199, + 725, + 503 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We plot a 3D graph to show how the FLOPs reduction ratio changes with FastV's parameter $K$ and $R$ in Figure 8 from the supplement material.", + "bbox": [ + 215, + 531, + 787, + 563 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Comparison: Training With Less Visual Tokens", + "text_level": 1, + "bbox": [ + 215, + 583, + 653, + 599 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "FastV achieves computation reduction through eliminating redundant visual tokens during inference stage. An alternative method to reduce visual tokens is directly training with less visual tokens. This could be simply done by conducting pooling on the output of visual encoder during LVLM's training process. We compare FastV and this method in our ablation studies (sec. 5.4).", + "bbox": [ + 212, + 608, + 787, + 686 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Experiments and Results", + "text_level": 1, + "bbox": [ + 215, + 707, + 496, + 724 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.1 Evaluation Tasks", + "text_level": 1, + "bbox": [ + 215, + 739, + 403, + 753 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We conduct a wide range of evaluation including image captioning, VQA, multimodal reasoning, video QA and fine-grained benchmarks like MME [10] to examine the influence of FastV on the performance of LVLMs. We use greedy search for all experiments and provide details for each task in section A in the supplement material.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/fed40f8017273985a3112f1d5e41c051ad28f7cbfff79e45662f73500740c057.jpg", + "table_caption": [ + "Table 2: Experiments with more models and benchmarks." + ], + "table_footnote": [], + "table_body": "
MethodsAI2Diagram ↑ SciQA-IMG ↑ SeedBench ↑ MMVet↑
LLaVA-1.5-13B59.4572.9968.2330.551827.75
+ FastV (K=2,R=50%)58.9673.2368.0331.251849.68
InstructBLIP-Vicuna-13B45.4661.1552.1124.191143.5
+ FastV (K=2,R=50%)43.1261.2350.4122.151129.8
+ FastV (K=5,R=50%)44.3962.3351.6923.511140.5
", + "bbox": [ + 248, + 171, + 750, + 263 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/8b211aedc531ea57cbe69d8c7d73ec065d9f09822474f54268a2b0e01cf9cee4.jpg", + "table_caption": [ + "Table 3: Fine-grained results on MME benchmark." + ], + "table_footnote": [], + "table_body": "
MethodsExist.CountPositionColorOCRPosterCeleb.SceneLandmarkArt.Comm.Num.Text.Code.Total
LLaVA-1.5-13B185.00155.00133.33170.00125.00160.72152.54161.25170.50118.50128.4142.5077.5047.501827.75
+FastV (K=2,R=50%)185.00155.00133.33175.00132.50159.77153.15161.75168.25117.00126.4342.5082.5057.501849.68
", + "bbox": [ + 246, + 303, + 753, + 334 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Model Settings", + "text_level": 1, + "bbox": [ + 215, + 362, + 387, + 378 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We test FastV with various open source models. For image understanding tasks, we conduct experiments on LLaVA1.5-7B, 13B [25], and Qwen-VL [2]. When it comes to video understanding tasks, our baseline model is VideoLLaVA [22]. We adopt the settings as reported in their paper for the baseline models.", + "bbox": [ + 212, + 388, + 785, + 450 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.3 Main Results", + "text_level": 1, + "bbox": [ + 215, + 473, + 372, + 487 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Image Understanding. The performance on tasks under different FastV settings are shown in Table 1 (Nocaps, Flickr30k, A-OKVQA, MMMU) and Table 5 (PCA-Bench, OCR-VQA). The result of latency test is shown in Table 4.", + "bbox": [ + 212, + 503, + 784, + 547 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In Table 1, we present the performance trend with FLOPs ratio ranging from $19\\%$ to $100\\%$ by FastV, for different type and size of models. We also plot the relation between FLOPs Reduction ratio (1-FLOPs Ratio) and average performance in Figure 1. The results indicate that FastV $(\\mathrm{K} = 2, \\mathrm{R} = 50\\%)$ could achieve about $45\\%$ FLOPs reduction for different LVLMs without sacrificing the performance. The FLOPs-Performance trade-off is also highly adjustable by lowering $K$ and increasing $R$ if we want to pursue an ultimate speed up. As shown in the latency test (Table 4), an 13B model with FastV could inference as fast as a 7B model with superior performance for A-OKVQA.", + "bbox": [ + 212, + 549, + 787, + 684 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In PCA-Bench and OCR-VQA, (Table 5), which runs finegrained analysis on perception, cognition, action and OCR abilities, we find that FastV $(\\mathrm{K} = 2$ , $R = 50\\%)$ could maintain the sub-scores while significantly decreasing the FLOPs.", + "bbox": [ + 212, + 685, + 787, + 731 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Video Understanding. The results of FastV on different video question answering tasks in shown in table 6 (TGIF, MSVD, MSRVTT). To our surprise, we find FastV could generally improve the Video-QA tasks performance while saving $40\\%+$ computations especially for the TGIF task. We think the main reason is that the redundancy information problem is more severe for video understanding as multiple images from the video are transformed to tokens when sending to the LLM. For example, an image costs 576 tokens in LLaVA1.5 model,", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 687, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/7bf8b00890eb71d446955adc65404134f32ae9a28ead0d4517f8a164609954fb.jpg", + "table_caption": [ + "Table 4: Real inference budget comparison between FastV and vanilla decoding. To get rid of the influence of output sequence length on decoding time, we report the result on A-OKVQA dataset where the model only needs to output an option. With FastV, an 13B model could inference as fast as a 7B model while maintaining its superior performance. The latency experiments are conducted on single A40 GPU." + ], + "table_footnote": [], + "table_body": "
ModelTotal-Time GPU-Memory Score Latency/Example
LLaVA-1.5-7B6:3419G76.70.344s
w/ FastV (K=0, R=50%)4:2316G75.30.230s
LLaVA-1.5-13B10:1738G82.00.539s
w/ FastV (K=0, R=50%)6:3030G80.50.341s
", + "bbox": [ + 248, + 226, + 759, + 309 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/f5a5fcfdfe92158c9650a806018a916532a306968ea0be1db00630aa919f3ec8.jpg", + "table_caption": [ + "Table 5: Finegrained Results on PCA-Bench and OCR-VQA. P, C, and A each denotes Perception, Cognition and Action score. G-PCA denotes Genuine PCA score where the model must make correct perception, cognition and action for one test example to gain 1 score. The scores are averaged among all three domains including Auto-Driving, Domestic Robot and Open-World Game." + ], + "table_footnote": [], + "table_body": "
ModelFLOPsPCA-BenchOpen TestPCA-BenchClosed TestOCRVQA Rouge-L
PCAG-PCAPCAG-PCA
LLaVA-1.5-7B99.3B0.4930.3530.4330.2630.5130.3870.4500.2770.51
LLaVA-1.5-13B154.6B0.5300.4600.5030.3330.5630.5500.5730.3530.55
w/ FastV (K=0, R=50%)78.9B0.4900.3950.4430.2920.5190.4500.5120.2830.49
w/ FastV (K=2, R=50%)84.6B0.5330.4230.5130.3400.5810.5450.5800.3680.55
w/ FastV (K=2, R=75%)50.2B0.5130.4170.4830.3200.5230.5100.5330.3230.54
", + "bbox": [ + 248, + 404, + 759, + 489 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "while a video costs 2048 tokens in Video-LLaVA. As shown in the case from Figure 5, setting suitable FastV parameters could lead to much FLOPs reduction for Video-LLaVA while the outputs are nearly identical.", + "bbox": [ + 212, + 515, + 785, + 560 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Fine-grained Benchmarks and More Models We conduct additional experiments with InstructBLIP and also with more fine-grained LVLM benchmarks such as SciQA-IMG [29], SeedBench [16], MMVet [45], and MME [10], together with benchmarks requiring more visual processing such as AI2Diagram. The results and fine-grained scores of MME are shown in Table 2 and Table 3. FastV works well on different LVLM benchmarks with competitive performance. We find that InstructBLIP shows slightly more performance degradation than LLaVA with same FastV config. The gap soon closes when we just set K to 5. We think it's because Q-Former initially reduces image tokens, resulting in direct information loss. Consequently, it requires adjusting the FastV parameters to avoid too much information loss.", + "bbox": [ + 212, + 564, + 787, + 729 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.4 Ablation Studies", + "text_level": 1, + "bbox": [ + 214, + 751, + 401, + 766 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Balance between Cost and Performance. We conduct an ablation experiment on how the parameters (K and R) influence the acceleration and downstream task's performance. We select OCR-VQA as the task, which necessitates a through understanding of the image. The result is shown in Figure 6. When", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/3d49adc9a09130b783ea4d12ddb678167b1e04b733703da9ef1494d05e5d812b.jpg", + "table_caption": [ + "Table 6: GPT-Evaluation Results on Video Question Answering Tasks." + ], + "table_footnote": [], + "table_body": "
ModelTGIFMSVDMSRVTTAvg
AccScoreAccScoreAccScoreAccScore
Video-LLaVA (Flops=100%)0.182.50.703.90.563.50.483.3
w/ FastV (K=2, R=50%, Flops=52.3%)0.212.60.713.90.553.50.493.3
w/ FastV (K=5, R=50%, Flops=57.1%)0.202.60.714.00.573.50.493.4
", + "bbox": [ + 250, + 170, + 758, + 246 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/b4831a79f6847aa95b4883f88a7612b4e5bc66ecd0b44075c07df8ee3388a7be.jpg", + "table_caption": [ + "Table 7: Ablation studies results. Scores labelled as \"Failed\" denotes the model could not follow instructions to generate valid results for evaluation." + ], + "table_footnote": [], + "table_body": "
ModelNocapsFlickr30kA-OKVQAMMMU
LLaVA1.5-7B (Retrained)100.370.278.534.5
(a) w/ Train with 50% image tokens98.568.576.833.5
(b) w/ FastV (K=2, R=50%)100.17078.434.6
(c) w/ FastV (K=2, R=50%, Random)99.568.378.234.2
(d) w/ FastV (system prompt)89.264.369.233.8
(e) w/ FastV (prune first half system prompt)17.527.8FailedFailed
(f) w/ FastV (instruction)77.350.156.529.5
(g) w/ StreamingLLM [41]13.221.4FailedFailed
", + "bbox": [ + 246, + 300, + 754, + 434 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "$\\mathbf{K}$ is small, lowering $\\mathbf{R}$ would improve the performance with a smaller FLOPs reduction ratio. In contrast, when $\\mathbf{K}$ is large, adjusting $\\mathbf{R}$ has minimal impact on the overall performance. This observation further proves that in deep layers, there is high redundancy in image tokens.", + "bbox": [ + 212, + 462, + 787, + 523 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/f86afe7f537fa8d3bc9e342872c8a84b973831afc0958f0395be6375c4b01a17.jpg", + "image_caption": [ + "Fig. 6: Ablation study on filtering layer $K$ and filtering ratio $R$ in FastV. Experiments are conducted with LLaVA1.5-13B on OCR-VQA task. When $K$ is small, lowering $R$ would improve the performance with a smaller FLOPs reduction ratio. In contrast, when $K$ is large, changing $R$ has minimal impact on the overall performance." + ], + "image_footnote": [], + "bbox": [ + 388, + 547, + 614, + 676 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Training with Less Tokens. FastV reduces computational requirements (FLOPs) by pruning tokens during the inference stage. An alternative approach for token reduction involves training the LVLM at a lower resolution. To facilitate a fair comparison, we retrained two LLaVA1.5-7B models, adhering to the orig", + "bbox": [ + 212, + 779, + 803, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 687, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "inal pretraining and supervised finetuning protocols. The sole modification in the second model's training process was the incorporation of an average pooling layer (with a stride of 2) following the Clip encoder, leading to a $50\\%$ reduction in image tokens during training. A comparison between lines (a) and (b) in Table 7 reveals that reducing the input resolution directly during training results in diminished performance. Conversely, FastV manages to decrease the number of image tokens without compromising performance, showcasing its efficiency in balancing computational savings with model efficacy.", + "bbox": [ + 212, + 146, + 787, + 267 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Pruning Token Strategy. FastV strategically reduces the number of image tokens during the inference phase of LVLMs, motivated by our observation that image tokens exhibit the lowest attention efficiency relative to other types of input tokens. In experiments detailed in lines (d) and (f) of the study, we specifically pruned tokens that were not related to images, such as system prompts and instruction tokens. This selective pruning resulted in significant performance declines, even when only a minimal number of non-image tokens were removed. We also compare randomly drop visual tokens instead of dropping by attention rank, as shown in line (c). It resulted in declined results compared with origin FastV (b). These findings underscore the distinct roles that visual and textual tokens play within LVLMs. It highlights FastV's effectiveness in precisely targeting image tokens for reduction, thereby optimizing performance without compromising the model's overall functionality.", + "bbox": [ + 212, + 270, + 787, + 467 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In our previous observation about attention efficiency, we find out that the system prompt takes up of most attention even if they carry the least semantic information in the context. We conduct another experiment by directly prune the first half tokens of the system prompt. Comparing line (d) and (e), we can find that the head tokens in the system prompt have dominant effect on the model performance. Our findings also align with StreamingLLM [41] where they find that the first 4 tokens in LLM play the most important role during inference. However, directly applying the same sparse attention pattern as StreamingLLM would lead to a substantial degradation in LVLM's performance as shown in line (g) of Table 7. This suggests a fundamental difference in how image tokens, as opposed to text tokens, contribute to the information processing within LLMs.", + "bbox": [ + 212, + 467, + 787, + 633 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 656, + 359, + 672 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we propose FastV, a plug-and-play inference cost optimization method for Large Vision-Language Models. Our insight for FastV arises from our observation that the attention computation over visual tokens is of extreme inefficiency in the deep layers of popular LVLMs though they take up a large portion of input tokens. FastV prunes out the unnecessary visual tokens according to the attention score ranking, which results in significant inference cost reduction without sacrificing performance.", + "bbox": [ + 212, + 688, + 787, + 796 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments", + "text_level": 1, + "bbox": [ + 217, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "We thank all reviewers for their valuable feedback. This work is supported by the National Science Foundation of China under Grant No.61936012 and 61876004.", + "bbox": [ + 215, + 172, + 787, + 204 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 224, + 323, + 239 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Agrawal, H., Anderson, P., Desai, K., Wang, Y., Chen, X., Jain, R., Johnson, M., Batra, D., Parikh, D., Lee, S.: nocaps: novel object captioning at scale. In: 2019 IEEE/CVF International Conference on Computer Vision, ICCV 2019, Seoul, Korea (South), October 27 - November 2, 2019. pp. 8947-8956 (2019) 3, 20", + "2. Bai, J., Bai, S., Yang, S., Wang, S., Tan, S., Wang, P., Lin, J., Zhou, C., Zhou, J.: Qwen-vl: A frontier large vision-language model with versatile abilities. ArXiv preprint abs/2308.12966 (2023) 1, 2, 5, 11", + "3. 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Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing. pp. 9840-9855. Association for Computational Linguistics, Singapore (Dec 2023). https://doi.org/10.18653/v1/2023.emnlp-main.609, https://aclanthology.org/2023.emnlp-main.609 8", + "41. Xiao, G., Tian, Y., Chen, B., Han, S., Lewis, M.: Efficient streaming language models with attention sinks. arXiv (2023) 4, 13, 14", + "42. Xiong, Y., Chen, H., Hao, T., Lin, Z., Han, J., Zhang, Y., Wang, G., Bao, Y., Ding, G.: Pyra: Parallel yielding re-activation for training-inference efficient task adaptation (2024), https://arxiv.org/abs/2403.09192 4", + "43. Xu, D., Zhao, Z., Xiao, J., Wu, F., Zhang, H., He, X., Zhuang, Y.: Video question answering via gradually refined attention over appearance and motion. In: Proceedings of the 2017 ACM on Multimedia Conference, MM 2017, Mountain View, CA, USA, October 23-27, 2017. pp. 1645-1653 (2017) 3, 20", + "44. Xu, D., Zhao, Z., Xiao, J., Wu, F., Zhang, H., He, X., Zhuang, Y.: Video question answering via gradually refined attention over appearance and motion. In: ACM Multimedia (2017) 3, 20", + "45. Yu, W., Yang, Z., Li, L., Wang, J., Lin, K., Liu, Z., Wang, X., Wang, L.: Mmvet: Evaluating large multimodal models for integrated capabilities (2023), https://arxiv.org/abs/2308.02490 3, 12, 20" + ], + "bbox": [ + 215, + 146, + 785, + 839 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "FastV", + "bbox": [ + 687, + 114, + 730, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "46. Yue, X., Ni, Y., Zhang, K., Zheng, T., Liu, R., Zhang, G., Stevens, S., Jiang, D., Ren, W., Sun, Y., Wei, C., Yu, B., Yuan, R., Sun, R., Yin, M., Zheng, B., Yang, Z., Liu, Y., Huang, W., Sun, H., Su, Y., Chen, W.: Mmmu: A massive multi-discipline multimodal understanding and reasoning benchmark for expert agi. arXiv preprint arXiv:2311.16502 (2023) 3", + "47. Zhao, H., Cai, Z., Si, S., Ma, X., An, K., Chen, L., Liu, Z., Wang, S., Han, W., Chang, B.: Mmicl: Empowering vision-language model with multi-modal in-context learning. ArXiv preprint abs/2309.07915 (2023) 2", + "48. Zheng, B., Gou, B., Kil, J., Sun, H., Su, Y.: Gpt-4v(ison) is a generalist web agent, if grounded (2024) 1", + "49. Zhu, D., Chen, J., Shen, X., Li, X., Elhoseiny, M.: Minigpt-4: Enhancing vision-language understanding with advanced large language models. ArXiv preprint abs/2304.10592 (2023) 2, 5" + ], + "bbox": [ + 215, + 146, + 785, + 327 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Liang et al.", + "bbox": [ + 271, + 114, + 349, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/227fb372-69de-4c73-a6a8-9902315009e2_model.json b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/227fb372-69de-4c73-a6a8-9902315009e2_model.json new file mode 100644 index 0000000000000000000000000000000000000000..d6abf8b3227fc56742d68e0bc3e7fa451e7d0b43 --- /dev/null +++ b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/227fb372-69de-4c73-a6a8-9902315009e2_model.json @@ -0,0 +1,2249 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.234, + 0.142, + 0.773, + 0.21 + ], + "angle": 0, + "content": "An Image is Worth 1/2 Tokens After Layer 2: Plug-and-Play Inference Acceleration for Large Vision-Language Models" + }, + { + "type": "text", + "bbox": [ + 0.254, + 0.236, + 0.751, + 0.268 + ], + "angle": 0, + "content": "Liang Chen\\(^{1}\\), Haozhe Zhao\\(^{1}\\), Tianyu Liu\\(^{2}\\), Shuai Bai\\(^{2}\\), Junyang Lin\\(^{2}\\) Chang Zhou\\(^{2}\\), and Baobao Chang\\(^{1\\dagger}\\)" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.278, + 0.786, + 0.293 + ], + "angle": 0, + "content": "\\(^{1}\\) National Key Laboratory for Multimedia Information Processing, Peking University" + }, + { + "type": "text", + "bbox": [ + 0.444, + 0.293, + 0.56, + 0.307 + ], + "angle": 0, + "content": "2 Alibaba Group" + }, + { + "type": "text", + "bbox": [ + 0.335, + 0.309, + 0.668, + 0.322 + ], + "angle": 0, + "content": "leo.liang.chen@outlook.com, chbb@pku.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.364, + 0.744, + 0.614 + ], + "angle": 0, + "content": "Abstract. In this study, we identify the inefficient attention phenomena in Large Vision-Language Models (LVLMs), notably within prominent models like LLaVA-1.5, QwenVL-Chat, and Video-LLaVA. We find that the attention computation over visual tokens is extremely inefficient in the deep layers of popular LVLMs, suggesting a need for a sparser approach compared to textual data handling. To this end, we introduce FastV, a versatile plug-and-play method designed to optimize computational efficiency by learning adaptive attention patterns in early layers and pruning visual tokens in subsequent ones. Our evaluations demonstrate FastV's ability to dramatically reduce computational costs (e.g., a \\(45\\%\\) reduction in FLOPs for LLaVA-1.5-13B) without sacrificing performance in a wide range of image and video understanding tasks. The computational efficiency and performance trade-off of FastV are highly customizable and Pareto-efficient. It can compress the FLOPs of a 13B-parameter model to achieve a lower cost than that of a 7B-parameter model while still maintaining superior performance. We believe FastV has practical value for the deployment of LVLMs in edge devices and commercial models. Code is released at github.com/pkunlp-icler/FastV." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.628, + 0.714, + 0.643 + ], + "angle": 0, + "content": "Keywords: Large Vision-Language Model \\(\\cdot\\) Inference Acceleration" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.671, + 0.377, + 0.687 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.812 + ], + "angle": 0, + "content": "Large Vision-Language Models (LVLMs) have become a hit in both computer vision and natural language processing studies. We have witnessed tremendous creative research and applications that are built upon powerful LVLMs [2, 23, 27, 36]. From describing the given picture to navigating the internet [48], using smartphones [39] and making decisions in the real world [6, 9], large language models with vision abilities are reshaping how we interact with AI systems, which cannot be achieved solely by language or vision uni-modal models." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.823, + 0.386, + 0.841 + ], + "angle": 0, + "content": "† Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.255, + 0.15, + 0.75, + 0.337 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.353, + 0.788, + 0.425 + ], + "angle": 0, + "content": "Fig. 1: The Efficiency/Performance trade-off curve of FastV. The x-axis stands for the theoretical FLOPs reduction ratio under different FastV configurations. The y-axis stands for performance under different settings, we report the average scores of {Nocaps (Cider), Flickr30k (Cider), A-OKVQA (Acc), MMMU (Acc)}. We can see that FastV can achieve \\(45\\%\\) FLOPs reduction with nearly no performance loss for different models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.458, + 0.788, + 0.625 + ], + "angle": 0, + "content": "Currently, a majority of popular LVLMs rely on sequential visual representation, where images are transformed into hundreds or thousands of tokens when feeding them to LLM along with language prompts [2, 27, 32, 47, 49]. As LVLMs leverage the advanced emergent capabilities inherent in their language components, they concurrently face a surge in computational complexity, correlating with cost increments. This complexity stems from the principle that the proficiency of Large Language Models (LLMs) is predominantly influenced by their scale. Two critical areas remain under-explored in this context: 1) How do language models process and interpret images? and 2) While the efficient training and inference of LLMs have attracted considerable attention, these dimensions within LVLMs are yet to be thoroughly examined and understood." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.788, + 0.778 + ], + "angle": 0, + "content": "In this paper, we uncover the fact that current LVLMs actually apply an inefficient way while processing image information. Specifically, the image tokens receive strikingly lower attention scores compared to their textual counterparts within the token-based LVLMs like LLaVA. The degree of imbalance also varies between the shallow and deep layers. In the image captioning tasks, we observed that within the deep layers (after layer 2) of renowned LVLMs such as LLaVA 1.5, image tokens garner an average attention score that amounts to only \\(0.21\\%\\) of the score attributed to system prompts. In contrast, this figure reaches \\(50\\%\\) in the initial two layers. These observations raise questions upon the optimal utilization of visual information within LVLMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "To address the problem, we assume a plausible explanation is that the high redundancy in visual signals leads to the aggregation of image-related, instruction-specific features onto certain \"anchor\" tokens through the self-attention mechanism in the shallow layers. Notably, these anchor tokens are not image tokens." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.689, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "In deep layers, attentions are focused on those anchor tokens, leading to significantly reduced attention on the image tokens themselves." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.787, + 0.329 + ], + "angle": 0, + "content": "The phenomena inspires to propose FastV, a dynamic image tokens pruning method to reduce the inference cost of LVLMs. Our findings suggest an intriguing possibility: Given that image tokens contribute minimally to output generation in deeper layers due to diminished attention, why not consider removing them at these stages? FastV implements an image token pruning strategy at one specific layer of LLM. Prior to this layer, computations proceed as usual. Beyond this selected layer, image tokens are re-evaluated based on their average received attention scores. Tokens falling below a predefined attention score threshold are then selectively discarded in subsequent layers, streamlining the process by focusing on the most impactful tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.33, + 0.788, + 0.6 + ], + "angle": 0, + "content": "Compared to other attention-based methods for accelerating inference, such as sparse attention, FastV's most notable distinction lies in its direct elimination of tokens. This approach not only bypasses the computational demand of the self-attention module but also the Feed-Forward Network (FFN) module in deeper layers. As a result, FastV achieves a great theoretical reduction in FLOPs while maintaining relatively high performance as shown in Figure 1's experiment on LLaVA and Qwen-VL-Chat models. Our experiment on LLaVA-1.5-13B model shows that we can filter out \\(50\\%\\) image tokens after layer 2 without sacrificing the average performance on a combination of Vision-Language tasks including captioning tasks like Nocaps [1], Flickr30K [33], multiple choice tasks like A-OKVQA [35], MMMU [46], complex embodied reasoning task like PCA-Bench [5, 6], tasks requiring detailed OCR ablitily like OCR-VQA [31], more challenging video understanding tasks [12, 43, 44] and more fine-grained evaluation like MME [10], MMVet [45] and SeedBench [16]. Our latency test experiment on A-OKVQA showed that LLaVA-13B model with FastV could achieve a lower latency than LLaVA-7B model while maintaining superior performance. This result highlights the effectiveness of FastV in balancing the trade-off between speed and accuracy in LVLMs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.602, + 0.788, + 0.752 + ], + "angle": 0, + "content": "Researches [20, 27] underscore the significance of enhancing image resolution for the performance of LVLMs. However, it's equally important to note that increased resolution comes with its own challenges, including a rise in the computational costs such as longer image token sequence and inference latency. We also conduct experiments on training LVLM in different image feature resolution by setting pooling layer of different strides. Specifically, with an equal number of image tokens, models equipped with FastV can process higher resolution images, leading to better performance than models limited to lower resolution features. This finding highlights the potential to enhance downstream performance by increasing image resolution without incurring additional inference costs." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.753, + 0.655, + 0.768 + ], + "angle": 0, + "content": "In summary, the contribution of the work are three-folds:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.78, + 0.787, + 0.809 + ], + "angle": 0, + "content": "1. Identify and analyze the inefficient visual attention phenomena in prevailing LVLMs." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "2. Propose FastV, a plug-and-play method to significantly reduce inference cost for LVLMs without sacrificing performance inspired by our observation." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.78, + 0.787, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.35, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.147, + 0.785, + 0.177 + ], + "angle": 0, + "content": "3. Validate the effectiveness of FastV on a wide range of vision-language tasks across different LVLMs with thorough ablations." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.204, + 0.388, + 0.22 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.242, + 0.787, + 0.485 + ], + "angle": 0, + "content": "Large Vision-Language Model. To benefit from the advancement of LLM and integrate visual information into the LLM, large Vision-Language Models utilize a Visual Prompt Generator [17] to transform the visual embeddings into prompts that the language model can comprehend [18, 27], resulting in a significant increase in required tokens. Handling higher resolution images inevitably necessitates a quadratic increase in the number of needed tokens. For instance, LLAVA process 336x336 images into 576 tokens [25] and process images with a greater resolution of 672x672 into 2304 tokens [26]. Fuyu [3], in a similar vein, translates pixel-level images of 1080x1080 into 1296 tokens. Understanding and generating multiple images or videos also inherently demands an escalated count of tokens for vision information. Both Video-Poet [13] and Unified-IO2 [28] are compelled to reserve thousands of tokens within the context to facilitate the understanding and generation of multiple images or videos. Large multimodal models like Gemini [36] and LWM [23] highlights the significance of long context in developing a robust understanding of the world model and extending the context length to 1M to address the issue of escalating context requirements." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.488, + 0.787, + 0.746 + ], + "angle": 0, + "content": "Inference Optimization for LLM. Efficient inference in LLMs is challenged by their autoregressive generation where each token prediction depends on the preceding context. Hence, considering the quadratic complexity of computation's attention during training, as the context length increases, the generation becomes progressively slower. To tackle these challenges, pioneering studies fall into two categories: methods optimizing memory consumption for attention module like FlashAttention, vLLM and RingAttention [7,8,15,24], which ensure no drastic shifts in the results, and methods like StreamingLLM and FastGen [11,41] that simplify computations by pruning redundant attention computation. We are interested in the second kind of methods since they are proposed inspired by the distinct attention patterns observed in LLM's inference. While these methods have boosted the inference efficiency of LLMs, they are designed for text-only language models, and whether their effectiveness can be transferred to LVLMs remain under-explored. There is previous work attempt to handle the long-context in LVLMs efficiently, like LLaMA-VID [19], which utilizes cross-attention to effectively represent each video frame with two key tokens, the requirement for an additional fine-tuning stage obstructs its broad applicability for different LVLMs." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.749, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Token Reduction for VLMs. There have been studies on improving efficiency for Vision-Language Models (VLMs) before the era of large vision-language models. A majority of them focus on token reduction for vision transformers (ViTs). Various methods, such as EViT [21], SPViT [14], and Pumer [4], have been proposed for ViTs. More recently, PYRA [42] has enhanced the training and inference of ViTs via a specialized token merging technique. FastV is the first" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.689, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.277, + 0.144, + 0.734, + 0.261 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.277, + 0.788, + 0.32 + ], + "angle": 0, + "content": "Fig. 2: Classic network architecture of LVLM. Image tokens and different types of text tokens are sent to the LLM as input. LLM generates output tokens conditioned on the input tokens and preceding output in an auto-regressive manner." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.35, + 0.788, + 0.457 + ], + "angle": 0, + "content": "to explore visual token reduction for Large Vision-Language Models (LVLMs), which uses language as an interface for various vision-language tasks. FastV utilizes the signal from LLM to guide the pruning of visual tokens, a strategy not previously explored. We are the first to demonstrate the effectiveness of token reduction in video-QA and various comprehensive LVLM benchmarks. Another significant advantage of FastV over previous methods is its simplicity; it can be applied to any LVLM without requiring model retraining." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.48, + 0.62, + 0.496 + ], + "angle": 0, + "content": "3 Inefficient Visual Attention in LVLMs" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.513, + 0.373, + 0.527 + ], + "angle": 0, + "content": "3.1 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.539, + 0.787, + 0.601 + ], + "angle": 0, + "content": "In this section, we delve into how LVLMs process visual tokens during output generation from the perspective of self-attention module. For an image-question pair \\((d,t)\\), the given LVLM \\(M\\), usually in the structure of transformer [37] decoder, predicts the answer \\(\\hat{y} = M(d,t)\\) in an auto-regressive manner:" + }, + { + "type": "equation", + "bbox": [ + 0.388, + 0.612, + 0.787, + 0.653 + ], + "angle": 0, + "content": "\\[\np (\\hat {y}) = \\prod_ {i = 1} ^ {N} p _ {M} \\left(\\hat {y} _ {i} \\mid \\hat {y} _ {1 \\sim i - 1}; d; t\\right) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Multimodal information, encompassing both images and text, is transformed into sequential embeddings prior to being processed by the transformer model. For images, a commonly used approach is to employ a pretrained encoder, such as CLIP-VIT [34], to extract visual features. These features are then linearized by eliminating the spatial dimension. Additional linear transformations [25, 49] or cross-attention [2, 18] modules are utilized to adjust the size of the visual features to match the embedding size of the Large Language Model (LLM) and to achieve semantic alignment. Regarding text, a tokenizer breaks down the natural language into discrete tokens and then performs an embedding lookup to form text embeddings. In the rest of the paper, we refer to 'visual tokens' and 'text tokens' not merely as the discrete units of visual and textual data but as the embeddings derived from these units." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.299 + ], + "angle": 0, + "content": "As illustrated in Figure 2, after preprocessing the image and text token to a unified embedding space, they are fed to the transformer decoder to generate output tokens. The input tokens at each decoding step can be categorized into four distinct types: system prompt (sys), image tokens (img), user instruction (ins), and output tokens (out). The system prompts for LVLMs usually inherit the backbone LLM, used as a general message to control the LLM's behavior, which is decided during the instruction tuning stage of LLM. Image tokens are the linearized image features transformed by a pretrained vision encoder. User instruction specifies the query question for the given image. Output tokens are generated step by step conditioned on the preceding tokens." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.317, + 0.433, + 0.334 + ], + "angle": 0, + "content": "3.2 Experiment Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.339, + 0.788, + 0.429 + ], + "angle": 0, + "content": "To explore how LVLMs process image tokens, we first randomly sample \\(N\\) image-text pairs \\(D = \\{(d^{1},t^{1}),\\dots,(d^{N},t^{N})\\}\\) from a combination of vision language tasks including image caption (Flickr30K), embodied reasoning (PCA-Bench), visual question answering (A-OKVQA), multimodal understanding and reasoning (MMMU) and then prompt the LVLM to generate \\(N\\) responses \\(\\hat{Y} = \\{\\hat{y}^1,\\dots,\\hat{y}^N\\}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.788, + 0.507 + ], + "angle": 0, + "content": "During the decoding process of one response, we collect each output tokens' attention score distribution \\(\\alpha\\) in different layers and sum up for different type of input tokens. That is, for the \\(i\\)-th token, in the \\(j\\)-th layer, we compute \\(\\alpha_{sys}^{i,j}, \\alpha_{img}^{i,j}, \\alpha_{ins}^{i,j}, \\alpha_{out}^{i,j}\\) to denote the total attention score current token attends to the system prompt, image tokens, user instruction and output tokens. We have:" + }, + { + "type": "equation", + "bbox": [ + 0.395, + 0.517, + 0.786, + 0.539 + ], + "angle": 0, + "content": "\\[\n\\alpha_ {s y s} ^ {i, j} + \\alpha_ {i m g} ^ {i, j} + \\alpha_ {i n s} ^ {i, j} + \\alpha_ {o u t} ^ {i, j} = 1 \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.541, + 0.788, + 0.587 + ], + "angle": 0, + "content": "We compute the total attention allocation \\(\\lambda\\) to denote the total attention score one type of tokens received in one layer. For example, the total attention of system prompt in layer \\(j\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.447, + 0.597, + 0.787, + 0.635 + ], + "angle": 0, + "content": "\\[\n\\lambda_ {s y s} ^ {j} = \\sum_ {i = 1} ^ {n} \\alpha_ {s y s} ^ {i, j} \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.639, + 0.788, + 0.669 + ], + "angle": 0, + "content": "where \\( n \\) is the number of tokens in the response. Final attention allocation is averaged over all attention heads in the \\( N \\) image-text pairs we sampled." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.67, + 0.788, + 0.716 + ], + "angle": 0, + "content": "Next, we define metric attention efficiency \\(\\epsilon\\) to denote the average attention score per type's token received in one layer during the decoding process of one response. For example, the attention efficiency of image tokens in layer \\(j\\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.435, + 0.725, + 0.787, + 0.763 + ], + "angle": 0, + "content": "\\[\n\\epsilon_ {i m g} ^ {j} = \\frac {\\sum_ {i = 1} ^ {n} \\alpha_ {i m g} ^ {i , j}}{| i m g |} \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.81 + ], + "angle": 0, + "content": "where \\( |img| \\) is the number of image tokens, \\( n \\) is the number of tokens in the response. Final attention efficiency is averaged over all attention heads in the \\( N \\) image-text pairs we sampled." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "In our experiment, \\(N\\) is set to 1000 and we use LLaVA1.5-7B as the LVLM. We follow the same generation configuration as the original paper [27]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.689, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.149, + 0.768, + 0.325 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.336, + 0.788, + 0.42 + ], + "angle": 0, + "content": "Fig. 3: Illustration of inefficient visual attention phenomena. The left part shows the relative position and average number of different type of input tokens, tokens could only attend to preceding tokens in the self-attention module. In average, image tokens take up most of the input tokens (64%). The middle and right part show the average attention allocation \\(\\lambda\\) and attention efficiency \\(\\epsilon\\) in shallow and deep layers. Image tokens receive far less attention relative to their number in the deep layers." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.448, + 0.324, + 0.463 + ], + "angle": 0, + "content": "3.3 Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.472, + 0.789, + 0.518 + ], + "angle": 0, + "content": "We have two major findings in the attention pattern statistics regrading attention allocation \\(\\lambda\\) and attention efficiency \\(\\epsilon\\) for different type of input tokens. We define the first 2 layers as shallow layer and the rest 30 layers as deep layers." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.528, + 0.789, + 0.619 + ], + "angle": 0, + "content": "1. Both attention allocation and attention efficiency show different degree of imbalance, which is related to the layer depth. The average attention allocation and efficiency in different layers is shown in Figure 3. In shallow layer the attention allocation is relatively more balanced than in deep layers. In shallow layer, the output tokens tends to attend to the previous output tokens while in deep layers, they tend to attend to the system prompt." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.619, + 0.789, + 0.664 + ], + "angle": 0, + "content": "2. Image tokens have the lowest attention efficiency in both shallow and deep layers. System prompt is of extremely high attention efficiency in deep layers, which is 472 times that of image tokens, taking up \\(85\\%\\) total attention scores." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.528, + 0.789, + 0.664 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.695, + 0.33, + 0.71 + ], + "angle": 0, + "content": "3.4 Insights" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.789, + 0.841 + ], + "angle": 0, + "content": "The statistics reveal a surprising trend in the decoding process of LVLMs: despite accounting for the majority of tokens in the input, image tokens receive significantly less attention. Conversely, system prompts, which provides the minimal semantic information, attract the most of the attention scores. To delve deeper into this phenomenon, we analyze the attention maps of the first, middle, and last layers during during the decoding process of a model response as shown in Figure 4. The attention maps for all layers are provided in figure-7 of the supplement material." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.145, + 0.785, + 0.333 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.349, + 0.788, + 0.419 + ], + "angle": 0, + "content": "Fig. 4: The attention maps during the decoding process of one model response for LLaVA1.5-7B. We can see that in the bottom layer, attention distributes relatively smooth across different type of tokens. In the deep layers, above from local attention, the attention scores are aggregated to system prompt, instruction and output tokens and attention over image tokens is rather sparse." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.788, + 0.603 + ], + "angle": 0, + "content": "From the attention visualization results, we can see that in shallow layer, the attention scores distribute more smoothly across different tokens. While in deep layer, there are vertical strong lines (in the system prompt) that takes up most of attention scores. The existence of vertical strong line shows that there are some input tokens that consistently received high attention during the whole decoding process. This also explains the highly imbalanced attention efficiencies in our statistics: A small portion of anchor tokens aggregate the information from all input tokens and the model much favors to attend to those anchor tokens in deep layers. Our findings also align with the information flow of Large Language Model found in [40]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.624, + 0.312, + 0.64 + ], + "angle": 0, + "content": "4 FastV" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.656, + 0.787, + 0.703 + ], + "angle": 0, + "content": "With insights from the validated phenomena and explanation, we propose FastV as a solution to reduce the inference costs of LVLMs without sacrificing the performance." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.724, + 0.544, + 0.74 + ], + "angle": 0, + "content": "4.1 Dynamically Prune Vision Tokens" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Figure 5 illustrates the general idea of FastV. The key is the image token re-rank and filtering module. It consists of one ranking function \\( f_{\\phi} \\) and two parameters: filtering layer \\( K \\) and filtering ratio \\( R\\% \\). At layer \\( K \\) of the LVLM, the ranking function \\( f \\) takes a sequence of input tokens and rank them by certain importance criteria \\( \\phi \\). The last \\( R\\% \\) tokens after ranking would be pruned out in successive layers. We simply compute the average attention-score one token received from" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.69, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.148, + 0.782, + 0.384 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.394, + 0.788, + 0.478 + ], + "angle": 0, + "content": "Fig. 5: Illustration of FastV. For image or video input (multiple image frames), they are first transformed to visual tokens with a pretrained image encoder like CLIP-VIT and then processed by the LLM decoder. FastV dynamically prunes \\( R\\% \\) image tokens after layer \\( K \\) in the forward process of input tokens. We can tell from the output that FastV does not influence the correctness while reducing significant FLOPs. The correct facts in the outputs are marked green. The first three outputs are completely identical." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.511, + 0.788, + 0.571 + ], + "angle": 0, + "content": "all other tokens as the criteria \\(\\phi_{attn}\\) in our experiment. In extreme condition, \\(K\\) could be also set to 0, that image tokens are pruned before sending to the language model, we use random ranking as the criteria \\(\\phi_{rand}\\) where image tokens are randomly dropped." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.572, + 0.788, + 0.618 + ], + "angle": 0, + "content": "FastV is plug-and-play to different token-based LVLMs for various vision language tasks without the need of training the model. We take video understanding tasks with VideoLLaVA [22] as example as shown in Figure 5." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.646, + 0.494, + 0.663 + ], + "angle": 0, + "content": "4.2 Computing Cost Estimation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.678, + 0.788, + 0.784 + ], + "angle": 0, + "content": "We consider the computation of multi-head attention (MHA) and feed-forward network (FFN) module in the FLOPs estimation. For one transformer layer, assume \\( n \\) is the token number, \\( d \\) is the hidden state size, \\( m \\) is the intermediate size of FFN, the total FLOPs can be estimated by \\( 4nd^2 + 2n^2d + 2ndm \\). For the whole model, assume FastV prunes tokens from \\( n \\) to \\( \\hat{n} = (1 - R\\%) \\cdot n \\) after layer \\( K \\) and there are \\( T \\) layers at all. The theoretical FLOPs reduction ratio related to image tokens is computed as:" + }, + { + "type": "equation", + "bbox": [ + 0.244, + 0.81, + 0.786, + 0.844 + ], + "angle": 0, + "content": "\\[\n1 - \\frac {K \\times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m) + (T - K) \\times (4 \\hat {n} d ^ {2} + 2 \\hat {n} ^ {2} d + 2 \\hat {n} d m)}{T \\times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m)} \\tag {5}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Performance/Computation Balance of FastV under different configurations (K for filtering layer, R for filtering ratio). Highest score for each model is in red while the second highest is in blue." + }, + { + "type": "table", + "bbox": [ + 0.274, + 0.2, + 0.726, + 0.504 + ], + "angle": 0, + "content": "
ModelFastV SettingsNocapsFlickr30kA-OKVQAMMMUAvg
KRFlops(B) Flops RatioCIDErCIDErAccuracyAccuracy
LLaVA-1.5-7BBaseline99.3100%99.867.976.734.869.8
290%19.920%72.143.770.135
275%32.833%94.663.675.534.8
250%54.655%99.767.57734.4
390%22.823%87.255.871.934.8
375%34.835%986574.734.1
350%56.657%99.768.376.734.3
590%27.828%88.659.370.633.9
575%39.740%98.566.374.834.3
550%59.660%99.267.976.834.3
090%18.919%753.266.834.7
075%28.829%27.261.472.835.1
050%51.652%100.965.575.334.3
LLaVA-1.5-13BBaseline154.6100%102.8738236.473.6
290%29.719%87.9627536.3
275%50.232%100.572.580.938.1
250%84.655%103.173.48136.7
390%33.021%90.263.675.234.9
375%52.934%100.972.179.536.4
350%86.456%102.773.481.336.4
590%39.626%93.567.475.835.4
575%58.438%101.472.58036.2
550%90.158%102.573.581.236.6
QwenVL-Chat-7BBaseline71.9100%94.972.575.635.869.7
290%15.822%81.961.568.535.3
275%24.434%90.567.075.135.3
250%39.555%94.471.475.335.6
" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.532, + 0.788, + 0.564 + ], + "angle": 0, + "content": "We plot a 3D graph to show how the FLOPs reduction ratio changes with FastV's parameter \\( K \\) and \\( R \\) in Figure 8 from the supplement material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.584, + 0.654, + 0.601 + ], + "angle": 0, + "content": "4.3 Comparison: Training With Less Visual Tokens" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.788, + 0.687 + ], + "angle": 0, + "content": "FastV achieves computation reduction through eliminating redundant visual tokens during inference stage. An alternative method to reduce visual tokens is directly training with less visual tokens. This could be simply done by conducting pooling on the output of visual encoder during LVLM's training process. We compare FastV and this method in our ablation studies (sec. 5.4)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.708, + 0.498, + 0.726 + ], + "angle": 0, + "content": "5 Experiments and Results" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.74, + 0.405, + 0.755 + ], + "angle": 0, + "content": "5.1 Evaluation Tasks" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We conduct a wide range of evaluation including image captioning, VQA, multimodal reasoning, video QA and fine-grained benchmarks like MME [10] to examine the influence of FastV on the performance of LVLMs. We use greedy search for all experiments and provide details for each task in section A in the supplement material." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.689, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.305, + 0.145, + 0.697, + 0.159 + ], + "angle": 0, + "content": "Table 2: Experiments with more models and benchmarks." + }, + { + "type": "table", + "bbox": [ + 0.249, + 0.172, + 0.751, + 0.264 + ], + "angle": 0, + "content": "
MethodsAI2Diagram ↑ SciQA-IMG ↑ SeedBench ↑ MMVet↑
LLaVA-1.5-13B59.4572.9968.2330.551827.75
+ FastV (K=2,R=50%)58.9673.2368.0331.251849.68
InstructBLIP-Vicuna-13B45.4661.1552.1124.191143.5
+ FastV (K=2,R=50%)43.1261.2350.4122.151129.8
+ FastV (K=5,R=50%)44.3962.3351.6923.511140.5
" + }, + { + "type": "table_caption", + "bbox": [ + 0.328, + 0.277, + 0.674, + 0.291 + ], + "angle": 0, + "content": "Table 3: Fine-grained results on MME benchmark." + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.304, + 0.754, + 0.335 + ], + "angle": 0, + "content": "
MethodsExist.CountPositionColorOCRPosterCeleb.SceneLandmarkArt.Comm.Num.Text.Code.Total
LLaVA-1.5-13B185.00155.00133.33170.00125.00160.72152.54161.25170.50118.50128.4142.5077.5047.501827.75
+FastV (K=2,R=50%)185.00155.00133.33175.00132.50159.77153.15161.75168.25117.00126.4342.5082.5057.501849.68
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.363, + 0.388, + 0.379 + ], + "angle": 0, + "content": "5.2 Model Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.39, + 0.787, + 0.451 + ], + "angle": 0, + "content": "We test FastV with various open source models. For image understanding tasks, we conduct experiments on LLaVA1.5-7B, 13B [25], and Qwen-VL [2]. When it comes to video understanding tasks, our baseline model is VideoLLaVA [22]. We adopt the settings as reported in their paper for the baseline models." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.474, + 0.373, + 0.488 + ], + "angle": 0, + "content": "5.3 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.504, + 0.785, + 0.548 + ], + "angle": 0, + "content": "Image Understanding. The performance on tasks under different FastV settings are shown in Table 1 (Nocaps, Flickr30k, A-OKVQA, MMMU) and Table 5 (PCA-Bench, OCR-VQA). The result of latency test is shown in Table 4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.55, + 0.788, + 0.685 + ], + "angle": 0, + "content": "In Table 1, we present the performance trend with FLOPs ratio ranging from \\(19\\%\\) to \\(100\\%\\) by FastV, for different type and size of models. We also plot the relation between FLOPs Reduction ratio (1-FLOPs Ratio) and average performance in Figure 1. The results indicate that FastV \\((\\mathrm{K} = 2, \\mathrm{R} = 50\\%)\\) could achieve about \\(45\\%\\) FLOPs reduction for different LVLMs without sacrificing the performance. The FLOPs-Performance trade-off is also highly adjustable by lowering \\(K\\) and increasing \\(R\\) if we want to pursue an ultimate speed up. As shown in the latency test (Table 4), an 13B model with FastV could inference as fast as a 7B model with superior performance for A-OKVQA." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.686, + 0.788, + 0.732 + ], + "angle": 0, + "content": "In PCA-Bench and OCR-VQA, (Table 5), which runs finegrained analysis on perception, cognition, action and OCR abilities, we find that FastV \\((\\mathrm{K} = 2\\), \\(R = 50\\%)\\) could maintain the sub-scores while significantly decreasing the FLOPs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Video Understanding. The results of FastV on different video question answering tasks in shown in table 6 (TGIF, MSVD, MSRVTT). To our surprise, we find FastV could generally improve the Video-QA tasks performance while saving \\(40\\%+\\) computations especially for the TGIF task. We think the main reason is that the redundancy information problem is more severe for video understanding as multiple images from the video are transformed to tokens when sending to the LLM. For example, an image costs 576 tokens in LLaVA1.5 model," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.215 + ], + "angle": 0, + "content": "Table 4: Real inference budget comparison between FastV and vanilla decoding. To get rid of the influence of output sequence length on decoding time, we report the result on A-OKVQA dataset where the model only needs to output an option. With FastV, an 13B model could inference as fast as a 7B model while maintaining its superior performance. The latency experiments are conducted on single A40 GPU." + }, + { + "type": "table", + "bbox": [ + 0.249, + 0.227, + 0.761, + 0.31 + ], + "angle": 0, + "content": "
ModelTotal-Time GPU-Memory Score Latency/Example
LLaVA-1.5-7B6:3419G76.70.344s
w/ FastV (K=0, R=50%)4:2316G75.30.230s
LLaVA-1.5-13B10:1738G82.00.539s
w/ FastV (K=0, R=50%)6:3030G80.50.341s
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.321, + 0.788, + 0.392 + ], + "angle": 0, + "content": "Table 5: Finegrained Results on PCA-Bench and OCR-VQA. P, C, and A each denotes Perception, Cognition and Action score. G-PCA denotes Genuine PCA score where the model must make correct perception, cognition and action for one test example to gain 1 score. The scores are averaged among all three domains including Auto-Driving, Domestic Robot and Open-World Game." + }, + { + "type": "table", + "bbox": [ + 0.249, + 0.405, + 0.761, + 0.49 + ], + "angle": 0, + "content": "
ModelFLOPsPCA-BenchOpen TestPCA-BenchClosed TestOCRVQA Rouge-L
PCAG-PCAPCAG-PCA
LLaVA-1.5-7B99.3B0.4930.3530.4330.2630.5130.3870.4500.2770.51
LLaVA-1.5-13B154.6B0.5300.4600.5030.3330.5630.5500.5730.3530.55
w/ FastV (K=0, R=50%)78.9B0.4900.3950.4430.2920.5190.4500.5120.2830.49
w/ FastV (K=2, R=50%)84.6B0.5330.4230.5130.3400.5810.5450.5800.3680.55
w/ FastV (K=2, R=75%)50.2B0.5130.4170.4830.3200.5230.5100.5330.3230.54
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.516, + 0.787, + 0.561 + ], + "angle": 0, + "content": "while a video costs 2048 tokens in Video-LLaVA. As shown in the case from Figure 5, setting suitable FastV parameters could lead to much FLOPs reduction for Video-LLaVA while the outputs are nearly identical." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.565, + 0.788, + 0.731 + ], + "angle": 0, + "content": "Fine-grained Benchmarks and More Models We conduct additional experiments with InstructBLIP and also with more fine-grained LVLM benchmarks such as SciQA-IMG [29], SeedBench [16], MMVet [45], and MME [10], together with benchmarks requiring more visual processing such as AI2Diagram. The results and fine-grained scores of MME are shown in Table 2 and Table 3. FastV works well on different LVLM benchmarks with competitive performance. We find that InstructBLIP shows slightly more performance degradation than LLaVA with same FastV config. The gap soon closes when we just set K to 5. We think it's because Q-Former initially reduces image tokens, resulting in direct information loss. Consequently, it requires adjusting the FastV parameters to avoid too much information loss." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.752, + 0.403, + 0.767 + ], + "angle": 0, + "content": "5.4 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Balance between Cost and Performance. We conduct an ablation experiment on how the parameters (K and R) influence the acceleration and downstream task's performance. We select OCR-VQA as the task, which necessitates a through understanding of the image. The result is shown in Figure 6. When" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.689, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.261, + 0.145, + 0.741, + 0.16 + ], + "angle": 0, + "content": "Table 6: GPT-Evaluation Results on Video Question Answering Tasks." + }, + { + "type": "table", + "bbox": [ + 0.25, + 0.171, + 0.759, + 0.247 + ], + "angle": 0, + "content": "
ModelTGIFMSVDMSRVTTAvg
AccScoreAccScoreAccScoreAccScore
Video-LLaVA (Flops=100%)0.182.50.703.90.563.50.483.3
w/ FastV (K=2, R=50%, Flops=52.3%)0.212.60.713.90.553.50.493.3
w/ FastV (K=5, R=50%, Flops=57.1%)0.202.60.714.00.573.50.493.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.26, + 0.785, + 0.289 + ], + "angle": 0, + "content": "Table 7: Ablation studies results. Scores labelled as \"Failed\" denotes the model could not follow instructions to generate valid results for evaluation." + }, + { + "type": "table", + "bbox": [ + 0.247, + 0.301, + 0.756, + 0.435 + ], + "angle": 0, + "content": "
ModelNocapsFlickr30kA-OKVQAMMMU
LLaVA1.5-7B (Retrained)100.370.278.534.5
(a) w/ Train with 50% image tokens98.568.576.833.5
(b) w/ FastV (K=2, R=50%)100.17078.434.6
(c) w/ FastV (K=2, R=50%, Random)99.568.378.234.2
(d) w/ FastV (system prompt)89.264.369.233.8
(e) w/ FastV (prune first half system prompt)17.527.8FailedFailed
(f) w/ FastV (instruction)77.350.156.529.5
(g) w/ StreamingLLM [41]13.221.4FailedFailed
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.525 + ], + "angle": 0, + "content": "\\(\\mathbf{K}\\) is small, lowering \\(\\mathbf{R}\\) would improve the performance with a smaller FLOPs reduction ratio. In contrast, when \\(\\mathbf{K}\\) is large, adjusting \\(\\mathbf{R}\\) has minimal impact on the overall performance. This observation further proves that in deep layers, there is high redundancy in image tokens." + }, + { + "type": "image", + "bbox": [ + 0.389, + 0.548, + 0.615, + 0.678 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.747 + ], + "angle": 0, + "content": "Fig. 6: Ablation study on filtering layer \\( K \\) and filtering ratio \\( R \\) in FastV. Experiments are conducted with LLaVA1.5-13B on OCR-VQA task. When \\( K \\) is small, lowering \\( R \\) would improve the performance with a smaller FLOPs reduction ratio. In contrast, when \\( K \\) is large, changing \\( R \\) has minimal impact on the overall performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.804, + 0.842 + ], + "angle": 0, + "content": "Training with Less Tokens. FastV reduces computational requirements (FLOPs) by pruning tokens during the inference stage. An alternative approach for token reduction involves training the LVLM at a lower resolution. To facilitate a fair comparison, we retrained two LLaVA1.5-7B models, adhering to the orig" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.129 + ], + "angle": 0, + "content": "Liang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.268 + ], + "angle": 0, + "content": "inal pretraining and supervised finetuning protocols. The sole modification in the second model's training process was the incorporation of an average pooling layer (with a stride of 2) following the Clip encoder, leading to a \\(50\\%\\) reduction in image tokens during training. A comparison between lines (a) and (b) in Table 7 reveals that reducing the input resolution directly during training results in diminished performance. Conversely, FastV manages to decrease the number of image tokens without compromising performance, showcasing its efficiency in balancing computational savings with model efficacy." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.271, + 0.788, + 0.468 + ], + "angle": 0, + "content": "Pruning Token Strategy. FastV strategically reduces the number of image tokens during the inference phase of LVLMs, motivated by our observation that image tokens exhibit the lowest attention efficiency relative to other types of input tokens. In experiments detailed in lines (d) and (f) of the study, we specifically pruned tokens that were not related to images, such as system prompts and instruction tokens. This selective pruning resulted in significant performance declines, even when only a minimal number of non-image tokens were removed. We also compare randomly drop visual tokens instead of dropping by attention rank, as shown in line (c). It resulted in declined results compared with origin FastV (b). These findings underscore the distinct roles that visual and textual tokens play within LVLMs. It highlights FastV's effectiveness in precisely targeting image tokens for reduction, thereby optimizing performance without compromising the model's overall functionality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.468, + 0.788, + 0.635 + ], + "angle": 0, + "content": "In our previous observation about attention efficiency, we find out that the system prompt takes up of most attention even if they carry the least semantic information in the context. We conduct another experiment by directly prune the first half tokens of the system prompt. Comparing line (d) and (e), we can find that the head tokens in the system prompt have dominant effect on the model performance. Our findings also align with StreamingLLM [41] where they find that the first 4 tokens in LLM play the most important role during inference. However, directly applying the same sparse attention pattern as StreamingLLM would lead to a substantial degradation in LVLM's performance as shown in line (g) of Table 7. This suggests a fundamental difference in how image tokens, as opposed to text tokens, contribute to the information processing within LLMs." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.657, + 0.36, + 0.673 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.797 + ], + "angle": 0, + "content": "In this paper, we propose FastV, a plug-and-play inference cost optimization method for Large Vision-Language Models. Our insight for FastV arises from our observation that the attention computation over visual tokens is of extreme inefficiency in the deep layers of popular LVLMs though they take up a large portion of input tokens. FastV prunes out the unnecessary visual tokens according to the attention score ranking, which results in significant inference cost reduction without sacrificing performance." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.689, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "FastV" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgments" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.174, + 0.788, + 0.205 + ], + "angle": 0, + "content": "We thank all reviewers for their valuable feedback. 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In this study, we identify the inefficient attention phenomena in Large Vision-Language Models (LVLMs), notably within prominent models like LLaVA-1.5, QwenVL-Chat, and Video-LLaVA. We find that the attention computation over visual tokens is extremely inefficient in the deep layers of popular LVLMs, suggesting a need for a sparser approach compared to textual data handling. To this end, we introduce FastV, a versatile plug-and-play method designed to optimize computational efficiency by learning adaptive attention patterns in early layers and pruning visual tokens in subsequent ones. Our evaluations demonstrate FastV's ability to dramatically reduce computational costs (e.g., a $45\%$ reduction in FLOPs for LLaVA-1.5-13B) without sacrificing performance in a wide range of image and video understanding tasks. The computational efficiency and performance trade-off of FastV are highly customizable and Pareto-efficient. It can compress the FLOPs of a 13B-parameter model to achieve a lower cost than that of a 7B-parameter model while still maintaining superior performance. We believe FastV has practical value for the deployment of LVLMs in edge devices and commercial models. Code is released at github.com/pkunlp-icler/FastV. + +Keywords: Large Vision-Language Model $\cdot$ Inference Acceleration + +# 1 Introduction + +Large Vision-Language Models (LVLMs) have become a hit in both computer vision and natural language processing studies. We have witnessed tremendous creative research and applications that are built upon powerful LVLMs [2, 23, 27, 36]. From describing the given picture to navigating the internet [48], using smartphones [39] and making decisions in the real world [6, 9], large language models with vision abilities are reshaping how we interact with AI systems, which cannot be achieved solely by language or vision uni-modal models. + +![](images/8d0311e507b939578d9f8f3aca05e87b550c295849a7ae524398622d2b85981a.jpg) +Fig. 1: The Efficiency/Performance trade-off curve of FastV. The x-axis stands for the theoretical FLOPs reduction ratio under different FastV configurations. The y-axis stands for performance under different settings, we report the average scores of {Nocaps (Cider), Flickr30k (Cider), A-OKVQA (Acc), MMMU (Acc)}. We can see that FastV can achieve $45\%$ FLOPs reduction with nearly no performance loss for different models. + +Currently, a majority of popular LVLMs rely on sequential visual representation, where images are transformed into hundreds or thousands of tokens when feeding them to LLM along with language prompts [2, 27, 32, 47, 49]. As LVLMs leverage the advanced emergent capabilities inherent in their language components, they concurrently face a surge in computational complexity, correlating with cost increments. This complexity stems from the principle that the proficiency of Large Language Models (LLMs) is predominantly influenced by their scale. Two critical areas remain under-explored in this context: 1) How do language models process and interpret images? and 2) While the efficient training and inference of LLMs have attracted considerable attention, these dimensions within LVLMs are yet to be thoroughly examined and understood. + +In this paper, we uncover the fact that current LVLMs actually apply an inefficient way while processing image information. Specifically, the image tokens receive strikingly lower attention scores compared to their textual counterparts within the token-based LVLMs like LLaVA. The degree of imbalance also varies between the shallow and deep layers. In the image captioning tasks, we observed that within the deep layers (after layer 2) of renowned LVLMs such as LLaVA 1.5, image tokens garner an average attention score that amounts to only $0.21\%$ of the score attributed to system prompts. In contrast, this figure reaches $50\%$ in the initial two layers. These observations raise questions upon the optimal utilization of visual information within LVLMs. + +To address the problem, we assume a plausible explanation is that the high redundancy in visual signals leads to the aggregation of image-related, instruction-specific features onto certain "anchor" tokens through the self-attention mechanism in the shallow layers. Notably, these anchor tokens are not image tokens. + +In deep layers, attentions are focused on those anchor tokens, leading to significantly reduced attention on the image tokens themselves. + +The phenomena inspires to propose FastV, a dynamic image tokens pruning method to reduce the inference cost of LVLMs. Our findings suggest an intriguing possibility: Given that image tokens contribute minimally to output generation in deeper layers due to diminished attention, why not consider removing them at these stages? FastV implements an image token pruning strategy at one specific layer of LLM. Prior to this layer, computations proceed as usual. Beyond this selected layer, image tokens are re-evaluated based on their average received attention scores. Tokens falling below a predefined attention score threshold are then selectively discarded in subsequent layers, streamlining the process by focusing on the most impactful tokens. + +Compared to other attention-based methods for accelerating inference, such as sparse attention, FastV's most notable distinction lies in its direct elimination of tokens. This approach not only bypasses the computational demand of the self-attention module but also the Feed-Forward Network (FFN) module in deeper layers. As a result, FastV achieves a great theoretical reduction in FLOPs while maintaining relatively high performance as shown in Figure 1's experiment on LLaVA and Qwen-VL-Chat models. Our experiment on LLaVA-1.5-13B model shows that we can filter out $50\%$ image tokens after layer 2 without sacrificing the average performance on a combination of Vision-Language tasks including captioning tasks like Nocaps [1], Flickr30K [33], multiple choice tasks like A-OKVQA [35], MMMU [46], complex embodied reasoning task like PCA-Bench [5, 6], tasks requiring detailed OCR ablitily like OCR-VQA [31], more challenging video understanding tasks [12, 43, 44] and more fine-grained evaluation like MME [10], MMVet [45] and SeedBench [16]. Our latency test experiment on A-OKVQA showed that LLaVA-13B model with FastV could achieve a lower latency than LLaVA-7B model while maintaining superior performance. This result highlights the effectiveness of FastV in balancing the trade-off between speed and accuracy in LVLMs. + +Researches [20, 27] underscore the significance of enhancing image resolution for the performance of LVLMs. However, it's equally important to note that increased resolution comes with its own challenges, including a rise in the computational costs such as longer image token sequence and inference latency. We also conduct experiments on training LVLM in different image feature resolution by setting pooling layer of different strides. Specifically, with an equal number of image tokens, models equipped with FastV can process higher resolution images, leading to better performance than models limited to lower resolution features. This finding highlights the potential to enhance downstream performance by increasing image resolution without incurring additional inference costs. + +In summary, the contribution of the work are three-folds: + +1. Identify and analyze the inefficient visual attention phenomena in prevailing LVLMs. +2. Propose FastV, a plug-and-play method to significantly reduce inference cost for LVLMs without sacrificing performance inspired by our observation. + +3. Validate the effectiveness of FastV on a wide range of vision-language tasks across different LVLMs with thorough ablations. + +# 2 Related Work + +Large Vision-Language Model. To benefit from the advancement of LLM and integrate visual information into the LLM, large Vision-Language Models utilize a Visual Prompt Generator [17] to transform the visual embeddings into prompts that the language model can comprehend [18, 27], resulting in a significant increase in required tokens. Handling higher resolution images inevitably necessitates a quadratic increase in the number of needed tokens. For instance, LLAVA process 336x336 images into 576 tokens [25] and process images with a greater resolution of 672x672 into 2304 tokens [26]. Fuyu [3], in a similar vein, translates pixel-level images of 1080x1080 into 1296 tokens. Understanding and generating multiple images or videos also inherently demands an escalated count of tokens for vision information. Both Video-Poet [13] and Unified-IO2 [28] are compelled to reserve thousands of tokens within the context to facilitate the understanding and generation of multiple images or videos. Large multimodal models like Gemini [36] and LWM [23] highlights the significance of long context in developing a robust understanding of the world model and extending the context length to 1M to address the issue of escalating context requirements. + +Inference Optimization for LLM. Efficient inference in LLMs is challenged by their autoregressive generation where each token prediction depends on the preceding context. Hence, considering the quadratic complexity of computation's attention during training, as the context length increases, the generation becomes progressively slower. To tackle these challenges, pioneering studies fall into two categories: methods optimizing memory consumption for attention module like FlashAttention, vLLM and RingAttention [7,8,15,24], which ensure no drastic shifts in the results, and methods like StreamingLLM and FastGen [11,41] that simplify computations by pruning redundant attention computation. We are interested in the second kind of methods since they are proposed inspired by the distinct attention patterns observed in LLM's inference. While these methods have boosted the inference efficiency of LLMs, they are designed for text-only language models, and whether their effectiveness can be transferred to LVLMs remain under-explored. There is previous work attempt to handle the long-context in LVLMs efficiently, like LLaMA-VID [19], which utilizes cross-attention to effectively represent each video frame with two key tokens, the requirement for an additional fine-tuning stage obstructs its broad applicability for different LVLMs. + +Token Reduction for VLMs. There have been studies on improving efficiency for Vision-Language Models (VLMs) before the era of large vision-language models. A majority of them focus on token reduction for vision transformers (ViTs). Various methods, such as EViT [21], SPViT [14], and Pumer [4], have been proposed for ViTs. More recently, PYRA [42] has enhanced the training and inference of ViTs via a specialized token merging technique. FastV is the first + +![](images/283f108a8de4415767071b0c8e30f69def62ca63d055ba2772cb8109766f250b.jpg) +Fig. 2: Classic network architecture of LVLM. Image tokens and different types of text tokens are sent to the LLM as input. LLM generates output tokens conditioned on the input tokens and preceding output in an auto-regressive manner. + +to explore visual token reduction for Large Vision-Language Models (LVLMs), which uses language as an interface for various vision-language tasks. FastV utilizes the signal from LLM to guide the pruning of visual tokens, a strategy not previously explored. We are the first to demonstrate the effectiveness of token reduction in video-QA and various comprehensive LVLM benchmarks. Another significant advantage of FastV over previous methods is its simplicity; it can be applied to any LVLM without requiring model retraining. + +# 3 Inefficient Visual Attention in LVLMs + +# 3.1 Preliminaries + +In this section, we delve into how LVLMs process visual tokens during output generation from the perspective of self-attention module. For an image-question pair $(d,t)$ , the given LVLM $M$ , usually in the structure of transformer [37] decoder, predicts the answer $\hat{y} = M(d,t)$ in an auto-regressive manner: + +$$ +p (\hat {y}) = \prod_ {i = 1} ^ {N} p _ {M} \left(\hat {y} _ {i} \mid \hat {y} _ {1 \sim i - 1}; d; t\right) \tag {1} +$$ + +Multimodal information, encompassing both images and text, is transformed into sequential embeddings prior to being processed by the transformer model. For images, a commonly used approach is to employ a pretrained encoder, such as CLIP-VIT [34], to extract visual features. These features are then linearized by eliminating the spatial dimension. Additional linear transformations [25, 49] or cross-attention [2, 18] modules are utilized to adjust the size of the visual features to match the embedding size of the Large Language Model (LLM) and to achieve semantic alignment. Regarding text, a tokenizer breaks down the natural language into discrete tokens and then performs an embedding lookup to form text embeddings. In the rest of the paper, we refer to 'visual tokens' and 'text tokens' not merely as the discrete units of visual and textual data but as the embeddings derived from these units. + +As illustrated in Figure 2, after preprocessing the image and text token to a unified embedding space, they are fed to the transformer decoder to generate output tokens. The input tokens at each decoding step can be categorized into four distinct types: system prompt (sys), image tokens (img), user instruction (ins), and output tokens (out). The system prompts for LVLMs usually inherit the backbone LLM, used as a general message to control the LLM's behavior, which is decided during the instruction tuning stage of LLM. Image tokens are the linearized image features transformed by a pretrained vision encoder. User instruction specifies the query question for the given image. Output tokens are generated step by step conditioned on the preceding tokens. + +# 3.2 Experiment Settings + +To explore how LVLMs process image tokens, we first randomly sample $N$ image-text pairs $D = \{(d^{1},t^{1}),\dots,(d^{N},t^{N})\}$ from a combination of vision language tasks including image caption (Flickr30K), embodied reasoning (PCA-Bench), visual question answering (A-OKVQA), multimodal understanding and reasoning (MMMU) and then prompt the LVLM to generate $N$ responses $\hat{Y} = \{\hat{y}^1,\dots,\hat{y}^N\}$ . + +During the decoding process of one response, we collect each output tokens' attention score distribution $\alpha$ in different layers and sum up for different type of input tokens. That is, for the $i$ -th token, in the $j$ -th layer, we compute $\alpha_{sys}^{i,j}, \alpha_{img}^{i,j}, \alpha_{ins}^{i,j}, \alpha_{out}^{i,j}$ to denote the total attention score current token attends to the system prompt, image tokens, user instruction and output tokens. We have: + +$$ +\alpha_ {s y s} ^ {i, j} + \alpha_ {i m g} ^ {i, j} + \alpha_ {i n s} ^ {i, j} + \alpha_ {o u t} ^ {i, j} = 1 \tag {2} +$$ + +We compute the total attention allocation $\lambda$ to denote the total attention score one type of tokens received in one layer. For example, the total attention of system prompt in layer $j$ is: + +$$ +\lambda_ {s y s} ^ {j} = \sum_ {i = 1} ^ {n} \alpha_ {s y s} ^ {i, j} \tag {3} +$$ + +where $n$ is the number of tokens in the response. Final attention allocation is averaged over all attention heads in the $N$ image-text pairs we sampled. + +Next, we define metric attention efficiency $\epsilon$ to denote the average attention score per type's token received in one layer during the decoding process of one response. For example, the attention efficiency of image tokens in layer $j$ is: + +$$ +\epsilon_ {i m g} ^ {j} = \frac {\sum_ {i = 1} ^ {n} \alpha_ {i m g} ^ {i , j}}{| i m g |} \tag {4} +$$ + +where $|img|$ is the number of image tokens, $n$ is the number of tokens in the response. Final attention efficiency is averaged over all attention heads in the $N$ image-text pairs we sampled. + +In our experiment, $N$ is set to 1000 and we use LLaVA1.5-7B as the LVLM. We follow the same generation configuration as the original paper [27]. + +![](images/ed4803ca951d17bf7e139d292dbc69d65e7f93ca40ebbe53666bb4a4fc0f90ae.jpg) +Fig. 3: Illustration of inefficient visual attention phenomena. The left part shows the relative position and average number of different type of input tokens, tokens could only attend to preceding tokens in the self-attention module. In average, image tokens take up most of the input tokens (64%). The middle and right part show the average attention allocation $\lambda$ and attention efficiency $\epsilon$ in shallow and deep layers. Image tokens receive far less attention relative to their number in the deep layers. + +# 3.3 Results + +We have two major findings in the attention pattern statistics regrading attention allocation $\lambda$ and attention efficiency $\epsilon$ for different type of input tokens. We define the first 2 layers as shallow layer and the rest 30 layers as deep layers. + +1. Both attention allocation and attention efficiency show different degree of imbalance, which is related to the layer depth. The average attention allocation and efficiency in different layers is shown in Figure 3. In shallow layer the attention allocation is relatively more balanced than in deep layers. In shallow layer, the output tokens tends to attend to the previous output tokens while in deep layers, they tend to attend to the system prompt. +2. Image tokens have the lowest attention efficiency in both shallow and deep layers. System prompt is of extremely high attention efficiency in deep layers, which is 472 times that of image tokens, taking up $85\%$ total attention scores. + +# 3.4 Insights + +The statistics reveal a surprising trend in the decoding process of LVLMs: despite accounting for the majority of tokens in the input, image tokens receive significantly less attention. Conversely, system prompts, which provides the minimal semantic information, attract the most of the attention scores. To delve deeper into this phenomenon, we analyze the attention maps of the first, middle, and last layers during during the decoding process of a model response as shown in Figure 4. The attention maps for all layers are provided in figure-7 of the supplement material. + +![](images/e7fb754063aa673f85207b60db020f8dd0d3cd878941fda244507fc7ac4ce293.jpg) +Fig. 4: The attention maps during the decoding process of one model response for LLaVA1.5-7B. We can see that in the bottom layer, attention distributes relatively smooth across different type of tokens. In the deep layers, above from local attention, the attention scores are aggregated to system prompt, instruction and output tokens and attention over image tokens is rather sparse. + +From the attention visualization results, we can see that in shallow layer, the attention scores distribute more smoothly across different tokens. While in deep layer, there are vertical strong lines (in the system prompt) that takes up most of attention scores. The existence of vertical strong line shows that there are some input tokens that consistently received high attention during the whole decoding process. This also explains the highly imbalanced attention efficiencies in our statistics: A small portion of anchor tokens aggregate the information from all input tokens and the model much favors to attend to those anchor tokens in deep layers. Our findings also align with the information flow of Large Language Model found in [40]. + +# 4 FastV + +With insights from the validated phenomena and explanation, we propose FastV as a solution to reduce the inference costs of LVLMs without sacrificing the performance. + +# 4.1 Dynamically Prune Vision Tokens + +Figure 5 illustrates the general idea of FastV. The key is the image token re-rank and filtering module. It consists of one ranking function $f_{\phi}$ and two parameters: filtering layer $K$ and filtering ratio $R\%$ . At layer $K$ of the LVLM, the ranking function $f$ takes a sequence of input tokens and rank them by certain importance criteria $\phi$ . The last $R\%$ tokens after ranking would be pruned out in successive layers. We simply compute the average attention-score one token received from + +![](images/90e8ce5a20206730904a610e35ffa0fd4b4e6286d9b7a7ebe4ada79ec45492f7.jpg) +Fig. 5: Illustration of FastV. For image or video input (multiple image frames), they are first transformed to visual tokens with a pretrained image encoder like CLIP-VIT and then processed by the LLM decoder. FastV dynamically prunes $R\%$ image tokens after layer $K$ in the forward process of input tokens. We can tell from the output that FastV does not influence the correctness while reducing significant FLOPs. The correct facts in the outputs are marked green. The first three outputs are completely identical. + +all other tokens as the criteria $\phi_{attn}$ in our experiment. In extreme condition, $K$ could be also set to 0, that image tokens are pruned before sending to the language model, we use random ranking as the criteria $\phi_{rand}$ where image tokens are randomly dropped. + +FastV is plug-and-play to different token-based LVLMs for various vision language tasks without the need of training the model. We take video understanding tasks with VideoLLaVA [22] as example as shown in Figure 5. + +# 4.2 Computing Cost Estimation + +We consider the computation of multi-head attention (MHA) and feed-forward network (FFN) module in the FLOPs estimation. For one transformer layer, assume $n$ is the token number, $d$ is the hidden state size, $m$ is the intermediate size of FFN, the total FLOPs can be estimated by $4nd^2 + 2n^2d + 2ndm$ . For the whole model, assume FastV prunes tokens from $n$ to $\hat{n} = (1 - R\%) \cdot n$ after layer $K$ and there are $T$ layers at all. The theoretical FLOPs reduction ratio related to image tokens is computed as: + +$$ +1 - \frac {K \times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m) + (T - K) \times (4 \hat {n} d ^ {2} + 2 \hat {n} ^ {2} d + 2 \hat {n} d m)}{T \times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m)} \tag {5} +$$ + +Table 1: Performance/Computation Balance of FastV under different configurations (K for filtering layer, R for filtering ratio). Highest score for each model is in red while the second highest is in blue. + +
ModelFastV SettingsNocapsFlickr30kA-OKVQAMMMUAvg
KRFlops(B) Flops RatioCIDErCIDErAccuracyAccuracy
LLaVA-1.5-7BBaseline99.3100%99.867.976.734.869.8
290%19.920%72.143.770.135
275%32.833%94.663.675.534.8
250%54.655%99.767.57734.4
390%22.823%87.255.871.934.8
375%34.835%986574.734.1
350%56.657%99.768.376.734.3
590%27.828%88.659.370.633.9
575%39.740%98.566.374.834.3
550%59.660%99.267.976.834.3
090%18.919%753.266.834.7
075%28.829%27.261.472.835.1
050%51.652%100.965.575.334.3
LLaVA-1.5-13BBaseline154.6100%102.8738236.473.6
290%29.719%87.9627536.3
275%50.232%100.572.580.938.1
250%84.655%103.173.48136.7
390%33.021%90.263.675.234.9
375%52.934%100.972.179.536.4
350%86.456%102.773.481.336.4
590%39.626%93.567.475.835.4
575%58.438%101.472.58036.2
550%90.158%102.573.581.236.6
QwenVL-Chat-7BBaseline71.9100%94.972.575.635.869.7
290%15.822%81.961.568.535.3
275%24.434%90.567.075.135.3
250%39.555%94.471.475.335.6
+ +We plot a 3D graph to show how the FLOPs reduction ratio changes with FastV's parameter $K$ and $R$ in Figure 8 from the supplement material. + +# 4.3 Comparison: Training With Less Visual Tokens + +FastV achieves computation reduction through eliminating redundant visual tokens during inference stage. An alternative method to reduce visual tokens is directly training with less visual tokens. This could be simply done by conducting pooling on the output of visual encoder during LVLM's training process. We compare FastV and this method in our ablation studies (sec. 5.4). + +# 5 Experiments and Results + +# 5.1 Evaluation Tasks + +We conduct a wide range of evaluation including image captioning, VQA, multimodal reasoning, video QA and fine-grained benchmarks like MME [10] to examine the influence of FastV on the performance of LVLMs. We use greedy search for all experiments and provide details for each task in section A in the supplement material. + +Table 2: Experiments with more models and benchmarks. + +
MethodsAI2Diagram ↑ SciQA-IMG ↑ SeedBench ↑ MMVet↑
LLaVA-1.5-13B59.4572.9968.2330.551827.75
+ FastV (K=2,R=50%)58.9673.2368.0331.251849.68
InstructBLIP-Vicuna-13B45.4661.1552.1124.191143.5
+ FastV (K=2,R=50%)43.1261.2350.4122.151129.8
+ FastV (K=5,R=50%)44.3962.3351.6923.511140.5
+ +Table 3: Fine-grained results on MME benchmark. + +
MethodsExist.CountPositionColorOCRPosterCeleb.SceneLandmarkArt.Comm.Num.Text.Code.Total
LLaVA-1.5-13B185.00155.00133.33170.00125.00160.72152.54161.25170.50118.50128.4142.5077.5047.501827.75
+FastV (K=2,R=50%)185.00155.00133.33175.00132.50159.77153.15161.75168.25117.00126.4342.5082.5057.501849.68
+ +# 5.2 Model Settings + +We test FastV with various open source models. For image understanding tasks, we conduct experiments on LLaVA1.5-7B, 13B [25], and Qwen-VL [2]. When it comes to video understanding tasks, our baseline model is VideoLLaVA [22]. We adopt the settings as reported in their paper for the baseline models. + +# 5.3 Main Results + +Image Understanding. The performance on tasks under different FastV settings are shown in Table 1 (Nocaps, Flickr30k, A-OKVQA, MMMU) and Table 5 (PCA-Bench, OCR-VQA). The result of latency test is shown in Table 4. + +In Table 1, we present the performance trend with FLOPs ratio ranging from $19\%$ to $100\%$ by FastV, for different type and size of models. We also plot the relation between FLOPs Reduction ratio (1-FLOPs Ratio) and average performance in Figure 1. The results indicate that FastV $(\mathrm{K} = 2, \mathrm{R} = 50\%)$ could achieve about $45\%$ FLOPs reduction for different LVLMs without sacrificing the performance. The FLOPs-Performance trade-off is also highly adjustable by lowering $K$ and increasing $R$ if we want to pursue an ultimate speed up. As shown in the latency test (Table 4), an 13B model with FastV could inference as fast as a 7B model with superior performance for A-OKVQA. + +In PCA-Bench and OCR-VQA, (Table 5), which runs finegrained analysis on perception, cognition, action and OCR abilities, we find that FastV $(\mathrm{K} = 2$ , $R = 50\%)$ could maintain the sub-scores while significantly decreasing the FLOPs. + +Video Understanding. The results of FastV on different video question answering tasks in shown in table 6 (TGIF, MSVD, MSRVTT). To our surprise, we find FastV could generally improve the Video-QA tasks performance while saving $40\%+$ computations especially for the TGIF task. We think the main reason is that the redundancy information problem is more severe for video understanding as multiple images from the video are transformed to tokens when sending to the LLM. For example, an image costs 576 tokens in LLaVA1.5 model, + +Table 4: Real inference budget comparison between FastV and vanilla decoding. To get rid of the influence of output sequence length on decoding time, we report the result on A-OKVQA dataset where the model only needs to output an option. With FastV, an 13B model could inference as fast as a 7B model while maintaining its superior performance. The latency experiments are conducted on single A40 GPU. + +
ModelTotal-Time GPU-Memory Score Latency/Example
LLaVA-1.5-7B6:3419G76.70.344s
w/ FastV (K=0, R=50%)4:2316G75.30.230s
LLaVA-1.5-13B10:1738G82.00.539s
w/ FastV (K=0, R=50%)6:3030G80.50.341s
+ +Table 5: Finegrained Results on PCA-Bench and OCR-VQA. P, C, and A each denotes Perception, Cognition and Action score. G-PCA denotes Genuine PCA score where the model must make correct perception, cognition and action for one test example to gain 1 score. The scores are averaged among all three domains including Auto-Driving, Domestic Robot and Open-World Game. + +
ModelFLOPsPCA-BenchOpen TestPCA-BenchClosed TestOCRVQA Rouge-L
PCAG-PCAPCAG-PCA
LLaVA-1.5-7B99.3B0.4930.3530.4330.2630.5130.3870.4500.2770.51
LLaVA-1.5-13B154.6B0.5300.4600.5030.3330.5630.5500.5730.3530.55
w/ FastV (K=0, R=50%)78.9B0.4900.3950.4430.2920.5190.4500.5120.2830.49
w/ FastV (K=2, R=50%)84.6B0.5330.4230.5130.3400.5810.5450.5800.3680.55
w/ FastV (K=2, R=75%)50.2B0.5130.4170.4830.3200.5230.5100.5330.3230.54
+ +while a video costs 2048 tokens in Video-LLaVA. As shown in the case from Figure 5, setting suitable FastV parameters could lead to much FLOPs reduction for Video-LLaVA while the outputs are nearly identical. + +Fine-grained Benchmarks and More Models We conduct additional experiments with InstructBLIP and also with more fine-grained LVLM benchmarks such as SciQA-IMG [29], SeedBench [16], MMVet [45], and MME [10], together with benchmarks requiring more visual processing such as AI2Diagram. The results and fine-grained scores of MME are shown in Table 2 and Table 3. FastV works well on different LVLM benchmarks with competitive performance. We find that InstructBLIP shows slightly more performance degradation than LLaVA with same FastV config. The gap soon closes when we just set K to 5. We think it's because Q-Former initially reduces image tokens, resulting in direct information loss. Consequently, it requires adjusting the FastV parameters to avoid too much information loss. + +# 5.4 Ablation Studies + +Balance between Cost and Performance. We conduct an ablation experiment on how the parameters (K and R) influence the acceleration and downstream task's performance. We select OCR-VQA as the task, which necessitates a through understanding of the image. The result is shown in Figure 6. When + +Table 6: GPT-Evaluation Results on Video Question Answering Tasks. + +
ModelTGIFMSVDMSRVTTAvg
AccScoreAccScoreAccScoreAccScore
Video-LLaVA (Flops=100%)0.182.50.703.90.563.50.483.3
w/ FastV (K=2, R=50%, Flops=52.3%)0.212.60.713.90.553.50.493.3
w/ FastV (K=5, R=50%, Flops=57.1%)0.202.60.714.00.573.50.493.4
+ +Table 7: Ablation studies results. Scores labelled as "Failed" denotes the model could not follow instructions to generate valid results for evaluation. + +
ModelNocapsFlickr30kA-OKVQAMMMU
LLaVA1.5-7B (Retrained)100.370.278.534.5
(a) w/ Train with 50% image tokens98.568.576.833.5
(b) w/ FastV (K=2, R=50%)100.17078.434.6
(c) w/ FastV (K=2, R=50%, Random)99.568.378.234.2
(d) w/ FastV (system prompt)89.264.369.233.8
(e) w/ FastV (prune first half system prompt)17.527.8FailedFailed
(f) w/ FastV (instruction)77.350.156.529.5
(g) w/ StreamingLLM [41]13.221.4FailedFailed
+ +$\mathbf{K}$ is small, lowering $\mathbf{R}$ would improve the performance with a smaller FLOPs reduction ratio. In contrast, when $\mathbf{K}$ is large, adjusting $\mathbf{R}$ has minimal impact on the overall performance. This observation further proves that in deep layers, there is high redundancy in image tokens. + +![](images/f86afe7f537fa8d3bc9e342872c8a84b973831afc0958f0395be6375c4b01a17.jpg) +Fig. 6: Ablation study on filtering layer $K$ and filtering ratio $R$ in FastV. Experiments are conducted with LLaVA1.5-13B on OCR-VQA task. When $K$ is small, lowering $R$ would improve the performance with a smaller FLOPs reduction ratio. In contrast, when $K$ is large, changing $R$ has minimal impact on the overall performance. + +Training with Less Tokens. FastV reduces computational requirements (FLOPs) by pruning tokens during the inference stage. An alternative approach for token reduction involves training the LVLM at a lower resolution. To facilitate a fair comparison, we retrained two LLaVA1.5-7B models, adhering to the orig + +inal pretraining and supervised finetuning protocols. The sole modification in the second model's training process was the incorporation of an average pooling layer (with a stride of 2) following the Clip encoder, leading to a $50\%$ reduction in image tokens during training. A comparison between lines (a) and (b) in Table 7 reveals that reducing the input resolution directly during training results in diminished performance. Conversely, FastV manages to decrease the number of image tokens without compromising performance, showcasing its efficiency in balancing computational savings with model efficacy. + +Pruning Token Strategy. FastV strategically reduces the number of image tokens during the inference phase of LVLMs, motivated by our observation that image tokens exhibit the lowest attention efficiency relative to other types of input tokens. In experiments detailed in lines (d) and (f) of the study, we specifically pruned tokens that were not related to images, such as system prompts and instruction tokens. This selective pruning resulted in significant performance declines, even when only a minimal number of non-image tokens were removed. We also compare randomly drop visual tokens instead of dropping by attention rank, as shown in line (c). It resulted in declined results compared with origin FastV (b). These findings underscore the distinct roles that visual and textual tokens play within LVLMs. It highlights FastV's effectiveness in precisely targeting image tokens for reduction, thereby optimizing performance without compromising the model's overall functionality. + +In our previous observation about attention efficiency, we find out that the system prompt takes up of most attention even if they carry the least semantic information in the context. We conduct another experiment by directly prune the first half tokens of the system prompt. Comparing line (d) and (e), we can find that the head tokens in the system prompt have dominant effect on the model performance. Our findings also align with StreamingLLM [41] where they find that the first 4 tokens in LLM play the most important role during inference. However, directly applying the same sparse attention pattern as StreamingLLM would lead to a substantial degradation in LVLM's performance as shown in line (g) of Table 7. This suggests a fundamental difference in how image tokens, as opposed to text tokens, contribute to the information processing within LLMs. + +# 6 Conclusion + +In this paper, we propose FastV, a plug-and-play inference cost optimization method for Large Vision-Language Models. 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ArXiv preprint abs/2304.10592 (2023) 2, 5 \ No newline at end of file diff --git a/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/images.zip b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..1c865af91561d30ca911638f21eef02a670b1f99 --- /dev/null +++ b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:40cfa4dfd6762a43aaa8ff010de2195de49afb24ec8937ee0a511cf9f676f226 +size 526640 diff --git a/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/layout.json b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..78bd0b2951ee59811d6cbd22a5f7c2500363ae8d --- /dev/null +++ b/2024/An Image is Worth 1_2 Tokens After Layer 2_ Plug-and-Play Inference Acceleration for Large Vision-Language Models/layout.json @@ -0,0 +1,8501 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 143, + 112, + 473, + 166 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 112, + 473, + 166 + ], + "spans": [ + { + "bbox": [ + 143, + 112, + 473, + 166 + ], + "type": "text", + "content": "An Image is Worth 1/2 Tokens After Layer 2: Plug-and-Play Inference Acceleration for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "spans": [ + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": "Liang Chen" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": ", Haozhe Zhao" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": ", Tianyu Liu" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": ", Shuai Bai" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": ", Junyang Lin" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": " Chang Zhou" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "text", + "content": ", and Baobao Chang" + }, + { + "bbox": [ + 155, + 186, + 459, + 212 + ], + "type": "inline_equation", + "content": "^{1\\dagger}" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 132, + 220, + 481, + 232 + ], + "type": "text", + "content": " National Key Laboratory for Multimedia Information Processing, Peking University" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 271, + 232, + 342, + 243 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 232, + 342, + 243 + ], + "spans": [ + { + "bbox": [ + 271, + 232, + 342, + 243 + ], + "type": "text", + "content": "2 Alibaba Group" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 205, + 244, + 408, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 205, + 244, + 408, + 255 + ], + "spans": [ + { + "bbox": [ + 205, + 244, + 408, + 255 + ], + "type": "text", + "content": "leo.liang.chen@outlook.com, chbb@pku.edu.cn" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 159, + 288, + 455, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 288, + 455, + 486 + ], + "spans": [ + { + "bbox": [ + 159, + 288, + 455, + 486 + ], + "type": "text", + "content": "Abstract. In this study, we identify the inefficient attention phenomena in Large Vision-Language Models (LVLMs), notably within prominent models like LLaVA-1.5, QwenVL-Chat, and Video-LLaVA. We find that the attention computation over visual tokens is extremely inefficient in the deep layers of popular LVLMs, suggesting a need for a sparser approach compared to textual data handling. To this end, we introduce FastV, a versatile plug-and-play method designed to optimize computational efficiency by learning adaptive attention patterns in early layers and pruning visual tokens in subsequent ones. Our evaluations demonstrate FastV's ability to dramatically reduce computational costs (e.g., a " + }, + { + "bbox": [ + 159, + 288, + 455, + 486 + ], + "type": "inline_equation", + "content": "45\\%" + }, + { + "bbox": [ + 159, + 288, + 455, + 486 + ], + "type": "text", + "content": " reduction in FLOPs for LLaVA-1.5-13B) without sacrificing performance in a wide range of image and video understanding tasks. The computational efficiency and performance trade-off of FastV are highly customizable and Pareto-efficient. It can compress the FLOPs of a 13B-parameter model to achieve a lower cost than that of a 7B-parameter model while still maintaining superior performance. We believe FastV has practical value for the deployment of LVLMs in edge devices and commercial models. Code is released at github.com/pkunlp-icler/FastV." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 160, + 497, + 436, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 497, + 436, + 509 + ], + "spans": [ + { + "bbox": [ + 160, + 497, + 436, + 509 + ], + "type": "text", + "content": "Keywords: Large Vision-Language Model " + }, + { + "bbox": [ + 160, + 497, + 436, + 509 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 497, + 436, + 509 + ], + "type": "text", + "content": " Inference Acceleration" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 531, + 230, + 544 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 531, + 230, + 544 + ], + "spans": [ + { + "bbox": [ + 132, + 531, + 230, + 544 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 558, + 482, + 643 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 643 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 643 + ], + "type": "text", + "content": "Large Vision-Language Models (LVLMs) have become a hit in both computer vision and natural language processing studies. We have witnessed tremendous creative research and applications that are built upon powerful LVLMs [2, 23, 27, 36]. From describing the given picture to navigating the internet [48], using smartphones [39] and making decisions in the real world [6, 9], large language models with vision abilities are reshaping how we interact with AI systems, which cannot be achieved solely by language or vision uni-modal models." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 651, + 236, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 651, + 236, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 651, + 236, + 666 + ], + "type": "text", + "content": "† Corresponding author." + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 156, + 118, + 459, + 266 + ], + "blocks": [ + { + "bbox": [ + 156, + 118, + 459, + 266 + ], + "lines": [ + { + "bbox": [ + 156, + 118, + 459, + 266 + ], + "spans": [ + { + "bbox": [ + 156, + 118, + 459, + 266 + ], + "type": "image", + "image_path": "8d0311e507b939578d9f8f3aca05e87b550c295849a7ae524398622d2b85981a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 279, + 482, + 336 + ], + "lines": [ + { + "bbox": [ + 130, + 279, + 482, + 336 + ], + "spans": [ + { + "bbox": [ + 130, + 279, + 482, + 336 + ], + "type": "text", + "content": "Fig. 1: The Efficiency/Performance trade-off curve of FastV. The x-axis stands for the theoretical FLOPs reduction ratio under different FastV configurations. The y-axis stands for performance under different settings, we report the average scores of {Nocaps (Cider), Flickr30k (Cider), A-OKVQA (Acc), MMMU (Acc)}. We can see that FastV can achieve " + }, + { + "bbox": [ + 130, + 279, + 482, + 336 + ], + "type": "inline_equation", + "content": "45\\%" + }, + { + "bbox": [ + 130, + 279, + 482, + 336 + ], + "type": "text", + "content": " FLOPs reduction with nearly no performance loss for different models." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 362, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 362, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 362, + 482, + 495 + ], + "type": "text", + "content": "Currently, a majority of popular LVLMs rely on sequential visual representation, where images are transformed into hundreds or thousands of tokens when feeding them to LLM along with language prompts [2, 27, 32, 47, 49]. As LVLMs leverage the advanced emergent capabilities inherent in their language components, they concurrently face a surge in computational complexity, correlating with cost increments. This complexity stems from the principle that the proficiency of Large Language Models (LLMs) is predominantly influenced by their scale. Two critical areas remain under-explored in this context: 1) How do language models process and interpret images? and 2) While the efficient training and inference of LLMs have attracted considerable attention, these dimensions within LVLMs are yet to be thoroughly examined and understood." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "type": "text", + "content": "In this paper, we uncover the fact that current LVLMs actually apply an inefficient way while processing image information. Specifically, the image tokens receive strikingly lower attention scores compared to their textual counterparts within the token-based LVLMs like LLaVA. The degree of imbalance also varies between the shallow and deep layers. In the image captioning tasks, we observed that within the deep layers (after layer 2) of renowned LVLMs such as LLaVA 1.5, image tokens garner an average attention score that amounts to only " + }, + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "type": "inline_equation", + "content": "0.21\\%" + }, + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "type": "text", + "content": " of the score attributed to system prompts. In contrast, this figure reaches " + }, + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 496, + 482, + 616 + ], + "type": "text", + "content": " in the initial two layers. These observations raise questions upon the optimal utilization of visual information within LVLMs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "To address the problem, we assume a plausible explanation is that the high redundancy in visual signals leads to the aggregation of image-related, instruction-specific features onto certain \"anchor\" tokens through the self-attention mechanism in the shallow layers. Notably, these anchor tokens are not image tokens." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "In deep layers, attentions are focused on those anchor tokens, leading to significantly reduced attention on the image tokens themselves." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 260 + ], + "type": "text", + "content": "The phenomena inspires to propose FastV, a dynamic image tokens pruning method to reduce the inference cost of LVLMs. Our findings suggest an intriguing possibility: Given that image tokens contribute minimally to output generation in deeper layers due to diminished attention, why not consider removing them at these stages? FastV implements an image token pruning strategy at one specific layer of LLM. Prior to this layer, computations proceed as usual. Beyond this selected layer, image tokens are re-evaluated based on their average received attention scores. Tokens falling below a predefined attention score threshold are then selectively discarded in subsequent layers, streamlining the process by focusing on the most impactful tokens." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 261, + 482, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 261, + 482, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 261, + 482, + 475 + ], + "type": "text", + "content": "Compared to other attention-based methods for accelerating inference, such as sparse attention, FastV's most notable distinction lies in its direct elimination of tokens. This approach not only bypasses the computational demand of the self-attention module but also the Feed-Forward Network (FFN) module in deeper layers. As a result, FastV achieves a great theoretical reduction in FLOPs while maintaining relatively high performance as shown in Figure 1's experiment on LLaVA and Qwen-VL-Chat models. Our experiment on LLaVA-1.5-13B model shows that we can filter out " + }, + { + "bbox": [ + 130, + 261, + 482, + 475 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 261, + 482, + 475 + ], + "type": "text", + "content": " image tokens after layer 2 without sacrificing the average performance on a combination of Vision-Language tasks including captioning tasks like Nocaps [1], Flickr30K [33], multiple choice tasks like A-OKVQA [35], MMMU [46], complex embodied reasoning task like PCA-Bench [5, 6], tasks requiring detailed OCR ablitily like OCR-VQA [31], more challenging video understanding tasks [12, 43, 44] and more fine-grained evaluation like MME [10], MMVet [45] and SeedBench [16]. Our latency test experiment on A-OKVQA showed that LLaVA-13B model with FastV could achieve a lower latency than LLaVA-7B model while maintaining superior performance. This result highlights the effectiveness of FastV in balancing the trade-off between speed and accuracy in LVLMs." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 476, + 482, + 595 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 476, + 482, + 595 + ], + "spans": [ + { + "bbox": [ + 130, + 476, + 482, + 595 + ], + "type": "text", + "content": "Researches [20, 27] underscore the significance of enhancing image resolution for the performance of LVLMs. However, it's equally important to note that increased resolution comes with its own challenges, including a rise in the computational costs such as longer image token sequence and inference latency. We also conduct experiments on training LVLM in different image feature resolution by setting pooling layer of different strides. Specifically, with an equal number of image tokens, models equipped with FastV can process higher resolution images, leading to better performance than models limited to lower resolution features. This finding highlights the potential to enhance downstream performance by increasing image resolution without incurring additional inference costs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 146, + 596, + 400, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 596, + 400, + 608 + ], + "spans": [ + { + "bbox": [ + 146, + 596, + 400, + 608 + ], + "type": "text", + "content": "In summary, the contribution of the work are three-folds:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 136, + 617, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 136, + 617, + 481, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 617, + 481, + 640 + ], + "spans": [ + { + "bbox": [ + 136, + 617, + 481, + 640 + ], + "type": "text", + "content": "1. Identify and analyze the inefficient visual attention phenomena in prevailing LVLMs." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 136, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 136, + 641, + 481, + 665 + ], + "type": "text", + "content": "2. Propose FastV, a plug-and-play method to significantly reduce inference cost for LVLMs without sacrificing performance inspired by our observation." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "text", + "content": "FastV" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 136, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 136, + 116, + 480, + 140 + ], + "type": "text", + "content": "3. Validate the effectiveness of FastV on a wide range of vision-language tasks across different LVLMs with thorough ablations." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 161, + 237, + 174 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 161, + 237, + 174 + ], + "spans": [ + { + "bbox": [ + 132, + 161, + 237, + 174 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 191, + 481, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 191, + 481, + 384 + ], + "spans": [ + { + "bbox": [ + 132, + 191, + 481, + 384 + ], + "type": "text", + "content": "Large Vision-Language Model. To benefit from the advancement of LLM and integrate visual information into the LLM, large Vision-Language Models utilize a Visual Prompt Generator [17] to transform the visual embeddings into prompts that the language model can comprehend [18, 27], resulting in a significant increase in required tokens. Handling higher resolution images inevitably necessitates a quadratic increase in the number of needed tokens. For instance, LLAVA process 336x336 images into 576 tokens [25] and process images with a greater resolution of 672x672 into 2304 tokens [26]. Fuyu [3], in a similar vein, translates pixel-level images of 1080x1080 into 1296 tokens. Understanding and generating multiple images or videos also inherently demands an escalated count of tokens for vision information. Both Video-Poet [13] and Unified-IO2 [28] are compelled to reserve thousands of tokens within the context to facilitate the understanding and generation of multiple images or videos. Large multimodal models like Gemini [36] and LWM [23] highlights the significance of long context in developing a robust understanding of the world model and extending the context length to 1M to address the issue of escalating context requirements." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 386, + 481, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 386, + 481, + 590 + ], + "spans": [ + { + "bbox": [ + 132, + 386, + 481, + 590 + ], + "type": "text", + "content": "Inference Optimization for LLM. Efficient inference in LLMs is challenged by their autoregressive generation where each token prediction depends on the preceding context. Hence, considering the quadratic complexity of computation's attention during training, as the context length increases, the generation becomes progressively slower. To tackle these challenges, pioneering studies fall into two categories: methods optimizing memory consumption for attention module like FlashAttention, vLLM and RingAttention [7,8,15,24], which ensure no drastic shifts in the results, and methods like StreamingLLM and FastGen [11,41] that simplify computations by pruning redundant attention computation. We are interested in the second kind of methods since they are proposed inspired by the distinct attention patterns observed in LLM's inference. While these methods have boosted the inference efficiency of LLMs, they are designed for text-only language models, and whether their effectiveness can be transferred to LVLMs remain under-explored. There is previous work attempt to handle the long-context in LVLMs efficiently, like LLaMA-VID [19], which utilizes cross-attention to effectively represent each video frame with two key tokens, the requirement for an additional fine-tuning stage obstructs its broad applicability for different LVLMs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 593, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 593, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 593, + 481, + 665 + ], + "type": "text", + "content": "Token Reduction for VLMs. There have been studies on improving efficiency for Vision-Language Models (VLMs) before the era of large vision-language models. A majority of them focus on token reduction for vision transformers (ViTs). Various methods, such as EViT [21], SPViT [14], and Pumer [4], have been proposed for ViTs. More recently, PYRA [42] has enhanced the training and inference of ViTs via a specialized token merging technique. FastV is the first" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 169, + 114, + 449, + 206 + ], + "blocks": [ + { + "bbox": [ + 169, + 114, + 449, + 206 + ], + "lines": [ + { + "bbox": [ + 169, + 114, + 449, + 206 + ], + "spans": [ + { + "bbox": [ + 169, + 114, + 449, + 206 + ], + "type": "image", + "image_path": "283f108a8de4415767071b0c8e30f69def62ca63d055ba2772cb8109766f250b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 219, + 482, + 253 + ], + "lines": [ + { + "bbox": [ + 131, + 219, + 482, + 253 + ], + "spans": [ + { + "bbox": [ + 131, + 219, + 482, + 253 + ], + "type": "text", + "content": "Fig. 2: Classic network architecture of LVLM. Image tokens and different types of text tokens are sent to the LLM as input. LLM generates output tokens conditioned on the input tokens and preceding output in an auto-regressive manner." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 277, + 482, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 277, + 482, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 482, + 361 + ], + "type": "text", + "content": "to explore visual token reduction for Large Vision-Language Models (LVLMs), which uses language as an interface for various vision-language tasks. FastV utilizes the signal from LLM to guide the pruning of visual tokens, a strategy not previously explored. We are the first to demonstrate the effectiveness of token reduction in video-QA and various comprehensive LVLM benchmarks. Another significant advantage of FastV over previous methods is its simplicity; it can be applied to any LVLM without requiring model retraining." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 380, + 379, + 392 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 380, + 379, + 392 + ], + "spans": [ + { + "bbox": [ + 131, + 380, + 379, + 392 + ], + "type": "text", + "content": "3 Inefficient Visual Attention in LVLMs" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 406, + 228, + 417 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 406, + 228, + 417 + ], + "spans": [ + { + "bbox": [ + 131, + 406, + 228, + 417 + ], + "type": "text", + "content": "3.1 Preliminaries" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "text", + "content": "In this section, we delve into how LVLMs process visual tokens during output generation from the perspective of self-attention module. For an image-question pair " + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "inline_equation", + "content": "(d,t)" + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "text", + "content": ", the given LVLM " + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "text", + "content": ", usually in the structure of transformer [37] decoder, predicts the answer " + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "inline_equation", + "content": "\\hat{y} = M(d,t)" + }, + { + "bbox": [ + 130, + 426, + 481, + 475 + ], + "type": "text", + "content": " in an auto-regressive manner:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 237, + 484, + 481, + 517 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 237, + 484, + 481, + 517 + ], + "spans": [ + { + "bbox": [ + 237, + 484, + 481, + 517 + ], + "type": "interline_equation", + "content": "p (\\hat {y}) = \\prod_ {i = 1} ^ {N} p _ {M} \\left(\\hat {y} _ {i} \\mid \\hat {y} _ {1 \\sim i - 1}; d; t\\right) \\tag {1}", + "image_path": "f0a6f8d0a1eff5eed3910fb8fbd833fe23137f1efcbb9d436ed8675f445c1bd0.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "Multimodal information, encompassing both images and text, is transformed into sequential embeddings prior to being processed by the transformer model. For images, a commonly used approach is to employ a pretrained encoder, such as CLIP-VIT [34], to extract visual features. These features are then linearized by eliminating the spatial dimension. Additional linear transformations [25, 49] or cross-attention [2, 18] modules are utilized to adjust the size of the visual features to match the embedding size of the Large Language Model (LLM) and to achieve semantic alignment. Regarding text, a tokenizer breaks down the natural language into discrete tokens and then performs an embedding lookup to form text embeddings. In the rest of the paper, we refer to 'visual tokens' and 'text tokens' not merely as the discrete units of visual and textual data but as the embeddings derived from these units." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "text", + "content": "FastV" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "As illustrated in Figure 2, after preprocessing the image and text token to a unified embedding space, they are fed to the transformer decoder to generate output tokens. The input tokens at each decoding step can be categorized into four distinct types: system prompt (sys), image tokens (img), user instruction (ins), and output tokens (out). The system prompts for LVLMs usually inherit the backbone LLM, used as a general message to control the LLM's behavior, which is decided during the instruction tuning stage of LLM. Image tokens are the linearized image features transformed by a pretrained vision encoder. User instruction specifies the query question for the given image. Output tokens are generated step by step conditioned on the preceding tokens." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 251, + 264, + 264 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 251, + 264, + 264 + ], + "spans": [ + { + "bbox": [ + 131, + 251, + 264, + 264 + ], + "type": "text", + "content": "3.2 Experiment Settings" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "spans": [ + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "text", + "content": "To explore how LVLMs process image tokens, we first randomly sample " + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "text", + "content": " image-text pairs " + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "inline_equation", + "content": "D = \\{(d^{1},t^{1}),\\dots,(d^{N},t^{N})\\}" + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "text", + "content": " from a combination of vision language tasks including image caption (Flickr30K), embodied reasoning (PCA-Bench), visual question answering (A-OKVQA), multimodal understanding and reasoning (MMMU) and then prompt the LVLM to generate " + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "text", + "content": " responses " + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "inline_equation", + "content": "\\hat{Y} = \\{\\hat{y}^1,\\dots,\\hat{y}^N\\}" + }, + { + "bbox": [ + 130, + 268, + 482, + 339 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "text", + "content": "During the decoding process of one response, we collect each output tokens' attention score distribution " + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "text", + "content": " in different layers and sum up for different type of input tokens. That is, for the " + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "text", + "content": "-th token, in the " + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "text", + "content": "-th layer, we compute " + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "inline_equation", + "content": "\\alpha_{sys}^{i,j}, \\alpha_{img}^{i,j}, \\alpha_{ins}^{i,j}, \\alpha_{out}^{i,j}" + }, + { + "bbox": [ + 130, + 340, + 482, + 401 + ], + "type": "text", + "content": " to denote the total attention score current token attends to the system prompt, image tokens, user instruction and output tokens. We have:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 241, + 409, + 481, + 426 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 409, + 481, + 426 + ], + "spans": [ + { + "bbox": [ + 241, + 409, + 481, + 426 + ], + "type": "interline_equation", + "content": "\\alpha_ {s y s} ^ {i, j} + \\alpha_ {i m g} ^ {i, j} + \\alpha_ {i n s} ^ {i, j} + \\alpha_ {o u t} ^ {i, j} = 1 \\tag {2}", + "image_path": "eec4e396742a412dc722e52387026b4554fd568abb81965e8eec0018a7d90515.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": "We compute the total attention allocation " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": " to denote the total attention score one type of tokens received in one layer. For example, the total attention of system prompt in layer " + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 428, + 482, + 464 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 273, + 472, + 481, + 502 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 273, + 472, + 481, + 502 + ], + "spans": [ + { + "bbox": [ + 273, + 472, + 481, + 502 + ], + "type": "interline_equation", + "content": "\\lambda_ {s y s} ^ {j} = \\sum_ {i = 1} ^ {n} \\alpha_ {s y s} ^ {i, j} \\tag {3}", + "image_path": "a8f9ea691765725e34c16f5f7ec25b4fd3c9732e86ba4c685be979da8b06ecaa.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "type": "text", + "content": " is the number of tokens in the response. Final attention allocation is averaged over all attention heads in the " + }, + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 506, + 482, + 529 + ], + "type": "text", + "content": " image-text pairs we sampled." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "type": "text", + "content": "Next, we define metric attention efficiency " + }, + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "type": "text", + "content": " to denote the average attention score per type's token received in one layer during the decoding process of one response. For example, the attention efficiency of image tokens in layer " + }, + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 530, + 482, + 567 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 266, + 574, + 481, + 604 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 266, + 574, + 481, + 604 + ], + "spans": [ + { + "bbox": [ + 266, + 574, + 481, + 604 + ], + "type": "interline_equation", + "content": "\\epsilon_ {i m g} ^ {j} = \\frac {\\sum_ {i = 1} ^ {n} \\alpha_ {i m g} ^ {i , j}}{| i m g |} \\tag {4}", + "image_path": "53d99a162be06369af18b46732b8064410c841bb679a84719af01a8d585de4ac.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "inline_equation", + "content": "|img|" + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "text", + "content": " is the number of image tokens, " + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "text", + "content": " is the number of tokens in the response. Final attention efficiency is averaged over all attention heads in the " + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 605, + 482, + 641 + ], + "type": "text", + "content": " image-text pairs we sampled." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "In our experiment, " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is set to 1000 and we use LLaVA1.5-7B as the LVLM. We follow the same generation configuration as the original paper [27]." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 118, + 470, + 257 + ], + "blocks": [ + { + "bbox": [ + 133, + 118, + 470, + 257 + ], + "lines": [ + { + "bbox": [ + 133, + 118, + 470, + 257 + ], + "spans": [ + { + "bbox": [ + 133, + 118, + 470, + 257 + ], + "type": "image", + "image_path": "ed4803ca951d17bf7e139d292dbc69d65e7f93ca40ebbe53666bb4a4fc0f90ae.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "lines": [ + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "spans": [ + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "type": "text", + "content": "Fig. 3: Illustration of inefficient visual attention phenomena. The left part shows the relative position and average number of different type of input tokens, tokens could only attend to preceding tokens in the self-attention module. In average, image tokens take up most of the input tokens (64%). The middle and right part show the average attention allocation " + }, + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "type": "text", + "content": " and attention efficiency " + }, + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 266, + 482, + 332 + ], + "type": "text", + "content": " in shallow and deep layers. Image tokens receive far less attention relative to their number in the deep layers." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 354, + 198, + 366 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 354, + 198, + 366 + ], + "spans": [ + { + "bbox": [ + 132, + 354, + 198, + 366 + ], + "type": "text", + "content": "3.3 Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "type": "text", + "content": "We have two major findings in the attention pattern statistics regrading attention allocation " + }, + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "type": "text", + "content": " and attention efficiency " + }, + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 373, + 482, + 410 + ], + "type": "text", + "content": " for different type of input tokens. We define the first 2 layers as shallow layer and the rest 30 layers as deep layers." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 135, + 418, + 482, + 525 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 136, + 418, + 482, + 490 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 418, + 482, + 490 + ], + "spans": [ + { + "bbox": [ + 136, + 418, + 482, + 490 + ], + "type": "text", + "content": "1. Both attention allocation and attention efficiency show different degree of imbalance, which is related to the layer depth. The average attention allocation and efficiency in different layers is shown in Figure 3. In shallow layer the attention allocation is relatively more balanced than in deep layers. In shallow layer, the output tokens tends to attend to the previous output tokens while in deep layers, they tend to attend to the system prompt." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 490, + 482, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 490, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 135, + 490, + 482, + 525 + ], + "type": "text", + "content": "2. Image tokens have the lowest attention efficiency in both shallow and deep layers. System prompt is of extremely high attention efficiency in deep layers, which is 472 times that of image tokens, taking up " + }, + { + "bbox": [ + 135, + 490, + 482, + 525 + ], + "type": "inline_equation", + "content": "85\\%" + }, + { + "bbox": [ + 135, + 490, + 482, + 525 + ], + "type": "text", + "content": " total attention scores." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 550, + 201, + 562 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 550, + 201, + 562 + ], + "spans": [ + { + "bbox": [ + 132, + 550, + 201, + 562 + ], + "type": "text", + "content": "3.4 Insights" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "The statistics reveal a surprising trend in the decoding process of LVLMs: despite accounting for the majority of tokens in the input, image tokens receive significantly less attention. Conversely, system prompts, which provides the minimal semantic information, attract the most of the attention scores. To delve deeper into this phenomenon, we analyze the attention maps of the first, middle, and last layers during during the decoding process of a model response as shown in Figure 4. The attention maps for all layers are provided in figure-7 of the supplement material." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "text", + "content": "FastV" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 480, + 263 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 480, + 263 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 480, + 263 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 480, + 263 + ], + "type": "image", + "image_path": "e7fb754063aa673f85207b60db020f8dd0d3cd878941fda244507fc7ac4ce293.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 276, + 482, + 331 + ], + "lines": [ + { + "bbox": [ + 130, + 276, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 276, + 482, + 331 + ], + "type": "text", + "content": "Fig. 4: The attention maps during the decoding process of one model response for LLaVA1.5-7B. We can see that in the bottom layer, attention distributes relatively smooth across different type of tokens. In the deep layers, above from local attention, the attention scores are aggregated to system prompt, instruction and output tokens and attention over image tokens is rather sparse." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 355, + 482, + 477 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 482, + 477 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 482, + 477 + ], + "type": "text", + "content": "From the attention visualization results, we can see that in shallow layer, the attention scores distribute more smoothly across different tokens. While in deep layer, there are vertical strong lines (in the system prompt) that takes up most of attention scores. The existence of vertical strong line shows that there are some input tokens that consistently received high attention during the whole decoding process. This also explains the highly imbalanced attention efficiencies in our statistics: A small portion of anchor tokens aggregate the information from all input tokens and the model much favors to attend to those anchor tokens in deep layers. Our findings also align with the information flow of Large Language Model found in [40]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 494, + 190, + 506 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 494, + 190, + 506 + ], + "spans": [ + { + "bbox": [ + 132, + 494, + 190, + 506 + ], + "type": "text", + "content": "4 FastV" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 519, + 481, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 519, + 481, + 556 + ], + "spans": [ + { + "bbox": [ + 130, + 519, + 481, + 556 + ], + "type": "text", + "content": "With insights from the validated phenomena and explanation, we propose FastV as a solution to reduce the inference costs of LVLMs without sacrificing the performance." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 573, + 332, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 573, + 332, + 586 + ], + "spans": [ + { + "bbox": [ + 131, + 573, + 332, + 586 + ], + "type": "text", + "content": "4.1 Dynamically Prune Vision Tokens" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Figure 5 illustrates the general idea of FastV. The key is the image token re-rank and filtering module. It consists of one ranking function " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "f_{\\phi}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " and two parameters: filtering layer " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " and filtering ratio " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "R\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". At layer " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " of the LVLM, the ranking function " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " takes a sequence of input tokens and rank them by certain importance criteria " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". The last " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "R\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " tokens after ranking would be pruned out in successive layers. We simply compute the average attention-score one token received from" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 117, + 478, + 304 + ], + "blocks": [ + { + "bbox": [ + 136, + 117, + 478, + 304 + ], + "lines": [ + { + "bbox": [ + 136, + 117, + 478, + 304 + ], + "spans": [ + { + "bbox": [ + 136, + 117, + 478, + 304 + ], + "type": "image", + "image_path": "90e8ce5a20206730904a610e35ffa0fd4b4e6286d9b7a7ebe4ada79ec45492f7.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "type": "text", + "content": "Fig. 5: Illustration of FastV. For image or video input (multiple image frames), they are first transformed to visual tokens with a pretrained image encoder like CLIP-VIT and then processed by the LLM decoder. FastV dynamically prunes " + }, + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "type": "inline_equation", + "content": "R\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "type": "text", + "content": " image tokens after layer " + }, + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 312, + 482, + 378 + ], + "type": "text", + "content": " in the forward process of input tokens. We can tell from the output that FastV does not influence the correctness while reducing significant FLOPs. The correct facts in the outputs are marked green. The first three outputs are completely identical." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "text", + "content": "all other tokens as the criteria " + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\phi_{attn}" + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "text", + "content": " in our experiment. In extreme condition, " + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "text", + "content": " could be also set to 0, that image tokens are pruned before sending to the language model, we use random ranking as the criteria " + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\phi_{rand}" + }, + { + "bbox": [ + 130, + 404, + 482, + 452 + ], + "type": "text", + "content": " where image tokens are randomly dropped." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 453, + 482, + 489 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 453, + 482, + 489 + ], + "spans": [ + { + "bbox": [ + 130, + 453, + 482, + 489 + ], + "type": "text", + "content": "FastV is plug-and-play to different token-based LVLMs for various vision language tasks without the need of training the model. We take video understanding tasks with VideoLLaVA [22] as example as shown in Figure 5." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 511, + 302, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 511, + 302, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 511, + 302, + 525 + ], + "type": "text", + "content": "4.2 Computing Cost Estimation" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "spans": [ + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": "We consider the computation of multi-head attention (MHA) and feed-forward network (FFN) module in the FLOPs estimation. For one transformer layer, assume " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " is the token number, " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " is the hidden state size, " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " is the intermediate size of FFN, the total FLOPs can be estimated by " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "4nd^2 + 2n^2d + 2ndm" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": ". For the whole model, assume FastV prunes tokens from " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "\\hat{n} = (1 - R\\%) \\cdot n" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " after layer " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " and there are " + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 536, + 482, + 620 + ], + "type": "text", + "content": " layers at all. The theoretical FLOPs reduction ratio related to image tokens is computed as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 149, + 641, + 481, + 668 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 641, + 481, + 668 + ], + "spans": [ + { + "bbox": [ + 149, + 641, + 481, + 668 + ], + "type": "interline_equation", + "content": "1 - \\frac {K \\times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m) + (T - K) \\times (4 \\hat {n} d ^ {2} + 2 \\hat {n} ^ {2} d + 2 \\hat {n} d m)}{T \\times (4 n d ^ {2} + 2 n ^ {2} d + 2 n d m)} \\tag {5}", + "image_path": "56bc7f878c677e78147b021d994fd8951a178f8bfb09d1a446bb6b68bb9f975d.jpg" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 422, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 422, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 422, + 91, + 447, + 100 + ], + "type": "text", + "content": "FastV" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 167, + 158, + 444, + 399 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Performance/Computation Balance of FastV under different configurations (K for filtering layer, R for filtering ratio). Highest score for each model is in red while the second highest is in blue." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 167, + 158, + 444, + 399 + ], + "lines": [ + { + "bbox": [ + 167, + 158, + 444, + 399 + ], + "spans": [ + { + "bbox": [ + 167, + 158, + 444, + 399 + ], + "type": "table", + "html": "
ModelFastV SettingsNocapsFlickr30kA-OKVQAMMMUAvg
KRFlops(B) Flops RatioCIDErCIDErAccuracyAccuracy
LLaVA-1.5-7BBaseline99.3100%99.867.976.734.869.8
290%19.920%72.143.770.135
275%32.833%94.663.675.534.8
250%54.655%99.767.57734.4
390%22.823%87.255.871.934.8
375%34.835%986574.734.1
350%56.657%99.768.376.734.3
590%27.828%88.659.370.633.9
575%39.740%98.566.374.834.3
550%59.660%99.267.976.834.3
090%18.919%753.266.834.7
075%28.829%27.261.472.835.1
050%51.652%100.965.575.334.3
LLaVA-1.5-13BBaseline154.6100%102.8738236.473.6
290%29.719%87.9627536.3
275%50.232%100.572.580.938.1
250%84.655%103.173.48136.7
390%33.021%90.263.675.234.9
375%52.934%100.972.179.536.4
350%86.456%102.773.481.336.4
590%39.626%93.567.475.835.4
575%58.438%101.472.58036.2
550%90.158%102.573.581.236.6
QwenVL-Chat-7BBaseline71.9100%94.972.575.635.869.7
290%15.822%81.961.568.535.3
275%24.434%90.567.075.135.3
250%39.555%94.471.475.335.6
", + "image_path": "f8a80fca8fe98fc4208fb239fbdbbdfc313d81e5d3647171ac400845fa17831d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "spans": [ + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "type": "text", + "content": "We plot a 3D graph to show how the FLOPs reduction ratio changes with FastV's parameter " + }, + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 132, + 421, + 482, + 446 + ], + "type": "text", + "content": " in Figure 8 from the supplement material." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 462, + 400, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 462, + 400, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 462, + 400, + 475 + ], + "type": "text", + "content": "4.3 Comparison: Training With Less Visual Tokens" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 482, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 482, + 544 + ], + "type": "text", + "content": "FastV achieves computation reduction through eliminating redundant visual tokens during inference stage. An alternative method to reduce visual tokens is directly training with less visual tokens. This could be simply done by conducting pooling on the output of visual encoder during LVLM's training process. We compare FastV and this method in our ablation studies (sec. 5.4)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 560, + 304, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 560, + 304, + 574 + ], + "spans": [ + { + "bbox": [ + 132, + 560, + 304, + 574 + ], + "type": "text", + "content": "5 Experiments and Results" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 586, + 247, + 597 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 247, + 597 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 247, + 597 + ], + "type": "text", + "content": "5.1 Evaluation Tasks" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "We conduct a wide range of evaluation including image captioning, VQA, multimodal reasoning, video QA and fine-grained benchmarks like MME [10] to examine the influence of FastV on the performance of LVLMs. We use greedy search for all experiments and provide details for each task in section A in the supplement material." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 152, + 136, + 459, + 209 + ], + "blocks": [ + { + "bbox": [ + 186, + 114, + 426, + 125 + ], + "lines": [ + { + "bbox": [ + 186, + 114, + 426, + 125 + ], + "spans": [ + { + "bbox": [ + 186, + 114, + 426, + 125 + ], + "type": "text", + "content": "Table 2: Experiments with more models and benchmarks." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 152, + 136, + 459, + 209 + ], + "lines": [ + { + "bbox": [ + 152, + 136, + 459, + 209 + ], + "spans": [ + { + "bbox": [ + 152, + 136, + 459, + 209 + ], + "type": "table", + "html": "
MethodsAI2Diagram ↑ SciQA-IMG ↑ SeedBench ↑ MMVet↑
LLaVA-1.5-13B59.4572.9968.2330.551827.75
+ FastV (K=2,R=50%)58.9673.2368.0331.251849.68
InstructBLIP-Vicuna-13B45.4661.1552.1124.191143.5
+ FastV (K=2,R=50%)43.1261.2350.4122.151129.8
+ FastV (K=5,R=50%)44.3962.3351.6923.511140.5
", + "image_path": "fed40f8017273985a3112f1d5e41c051ad28f7cbfff79e45662f73500740c057.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 151, + 240, + 461, + 265 + ], + "blocks": [ + { + "bbox": [ + 200, + 219, + 412, + 230 + ], + "lines": [ + { + "bbox": [ + 200, + 219, + 412, + 230 + ], + "spans": [ + { + "bbox": [ + 200, + 219, + 412, + 230 + ], + "type": "text", + "content": "Table 3: Fine-grained results on MME benchmark." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 151, + 240, + 461, + 265 + ], + "lines": [ + { + "bbox": [ + 151, + 240, + 461, + 265 + ], + "spans": [ + { + "bbox": [ + 151, + 240, + 461, + 265 + ], + "type": "table", + "html": "
MethodsExist.CountPositionColorOCRPosterCeleb.SceneLandmarkArt.Comm.Num.Text.Code.Total
LLaVA-1.5-13B185.00155.00133.33170.00125.00160.72152.54161.25170.50118.50128.4142.5077.5047.501827.75
+FastV (K=2,R=50%)185.00155.00133.33175.00132.50159.77153.15161.75168.25117.00126.4342.5082.5057.501849.68
", + "image_path": "8b211aedc531ea57cbe69d8c7d73ec065d9f09822474f54268a2b0e01cf9cee4.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 287, + 237, + 300 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 287, + 237, + 300 + ], + "spans": [ + { + "bbox": [ + 132, + 287, + 237, + 300 + ], + "type": "text", + "content": "5.2 Model Settings" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 308, + 481, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 481, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 481, + 357 + ], + "type": "text", + "content": "We test FastV with various open source models. For image understanding tasks, we conduct experiments on LLaVA1.5-7B, 13B [25], and Qwen-VL [2]. When it comes to video understanding tasks, our baseline model is VideoLLaVA [22]. We adopt the settings as reported in their paper for the baseline models." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 375, + 228, + 386 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 375, + 228, + 386 + ], + "spans": [ + { + "bbox": [ + 132, + 375, + 228, + 386 + ], + "type": "text", + "content": "5.3 Main Results" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 399, + 480, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 399, + 480, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 399, + 480, + 434 + ], + "type": "text", + "content": "Image Understanding. The performance on tasks under different FastV settings are shown in Table 1 (Nocaps, Flickr30k, A-OKVQA, MMMU) and Table 5 (PCA-Bench, OCR-VQA). The result of latency test is shown in Table 4." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": "In Table 1, we present the performance trend with FLOPs ratio ranging from " + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "inline_equation", + "content": "19\\%" + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": " by FastV, for different type and size of models. We also plot the relation between FLOPs Reduction ratio (1-FLOPs Ratio) and average performance in Figure 1. The results indicate that FastV " + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "inline_equation", + "content": "(\\mathrm{K} = 2, \\mathrm{R} = 50\\%)" + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": " could achieve about " + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "inline_equation", + "content": "45\\%" + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": " FLOPs reduction for different LVLMs without sacrificing the performance. The FLOPs-Performance trade-off is also highly adjustable by lowering " + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": " and increasing " + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 435, + 482, + 542 + ], + "type": "text", + "content": " if we want to pursue an ultimate speed up. As shown in the latency test (Table 4), an 13B model with FastV could inference as fast as a 7B model with superior performance for A-OKVQA." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "type": "text", + "content": "In PCA-Bench and OCR-VQA, (Table 5), which runs finegrained analysis on perception, cognition, action and OCR abilities, we find that FastV " + }, + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "type": "inline_equation", + "content": "(\\mathrm{K} = 2" + }, + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "type": "inline_equation", + "content": "R = 50\\%)" + }, + { + "bbox": [ + 130, + 543, + 482, + 579 + ], + "type": "text", + "content": " could maintain the sub-scores while significantly decreasing the FLOPs." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Video Understanding. The results of FastV on different video question answering tasks in shown in table 6 (TGIF, MSVD, MSRVTT). To our surprise, we find FastV could generally improve the Video-QA tasks performance while saving " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "40\\%+" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " computations especially for the TGIF task. We think the main reason is that the redundancy information problem is more severe for video understanding as multiple images from the video are transformed to tokens when sending to the LLM. For example, an image costs 576 tokens in LLaVA1.5 model," + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "text", + "content": "FastV" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 152, + 179, + 465, + 245 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "text", + "content": "Table 4: Real inference budget comparison between FastV and vanilla decoding. To get rid of the influence of output sequence length on decoding time, we report the result on A-OKVQA dataset where the model only needs to output an option. With FastV, an 13B model could inference as fast as a 7B model while maintaining its superior performance. The latency experiments are conducted on single A40 GPU." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 152, + 179, + 465, + 245 + ], + "lines": [ + { + "bbox": [ + 152, + 179, + 465, + 245 + ], + "spans": [ + { + "bbox": [ + 152, + 179, + 465, + 245 + ], + "type": "table", + "html": "
ModelTotal-Time GPU-Memory Score Latency/Example
LLaVA-1.5-7B6:3419G76.70.344s
w/ FastV (K=0, R=50%)4:2316G75.30.230s
LLaVA-1.5-13B10:1738G82.00.539s
w/ FastV (K=0, R=50%)6:3030G80.50.341s
", + "image_path": "7bf8b00890eb71d446955adc65404134f32ae9a28ead0d4517f8a164609954fb.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 152, + 320, + 465, + 388 + ], + "blocks": [ + { + "bbox": [ + 130, + 254, + 482, + 310 + ], + "lines": [ + { + "bbox": [ + 130, + 254, + 482, + 310 + ], + "spans": [ + { + "bbox": [ + 130, + 254, + 482, + 310 + ], + "type": "text", + "content": "Table 5: Finegrained Results on PCA-Bench and OCR-VQA. P, C, and A each denotes Perception, Cognition and Action score. G-PCA denotes Genuine PCA score where the model must make correct perception, cognition and action for one test example to gain 1 score. The scores are averaged among all three domains including Auto-Driving, Domestic Robot and Open-World Game." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 152, + 320, + 465, + 388 + ], + "lines": [ + { + "bbox": [ + 152, + 320, + 465, + 388 + ], + "spans": [ + { + "bbox": [ + 152, + 320, + 465, + 388 + ], + "type": "table", + "html": "
ModelFLOPsPCA-BenchOpen TestPCA-BenchClosed TestOCRVQA Rouge-L
PCAG-PCAPCAG-PCA
LLaVA-1.5-7B99.3B0.4930.3530.4330.2630.5130.3870.4500.2770.51
LLaVA-1.5-13B154.6B0.5300.4600.5030.3330.5630.5500.5730.3530.55
w/ FastV (K=0, R=50%)78.9B0.4900.3950.4430.2920.5190.4500.5120.2830.49
w/ FastV (K=2, R=50%)84.6B0.5330.4230.5130.3400.5810.5450.5800.3680.55
w/ FastV (K=2, R=75%)50.2B0.5130.4170.4830.3200.5230.5100.5330.3230.54
", + "image_path": "f5a5fcfdfe92158c9650a806018a916532a306968ea0be1db00630aa919f3ec8.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 408, + 481, + 444 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 408, + 481, + 444 + ], + "spans": [ + { + "bbox": [ + 130, + 408, + 481, + 444 + ], + "type": "text", + "content": "while a video costs 2048 tokens in Video-LLaVA. As shown in the case from Figure 5, setting suitable FastV parameters could lead to much FLOPs reduction for Video-LLaVA while the outputs are nearly identical." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 447, + 482, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 447, + 482, + 578 + ], + "spans": [ + { + "bbox": [ + 130, + 447, + 482, + 578 + ], + "type": "text", + "content": "Fine-grained Benchmarks and More Models We conduct additional experiments with InstructBLIP and also with more fine-grained LVLM benchmarks such as SciQA-IMG [29], SeedBench [16], MMVet [45], and MME [10], together with benchmarks requiring more visual processing such as AI2Diagram. The results and fine-grained scores of MME are shown in Table 2 and Table 3. FastV works well on different LVLM benchmarks with competitive performance. We find that InstructBLIP shows slightly more performance degradation than LLaVA with same FastV config. The gap soon closes when we just set K to 5. We think it's because Q-Former initially reduces image tokens, resulting in direct information loss. Consequently, it requires adjusting the FastV parameters to avoid too much information loss." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 595, + 246, + 607 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 595, + 246, + 607 + ], + "spans": [ + { + "bbox": [ + 131, + 595, + 246, + 607 + ], + "type": "text", + "content": "5.4 Ablation Studies" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "Balance between Cost and Performance. We conduct an ablation experiment on how the parameters (K and R) influence the acceleration and downstream task's performance. We select OCR-VQA as the task, which necessitates a through understanding of the image. The result is shown in Figure 6. When" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 153, + 135, + 464, + 195 + ], + "blocks": [ + { + "bbox": [ + 159, + 114, + 453, + 126 + ], + "lines": [ + { + "bbox": [ + 159, + 114, + 453, + 126 + ], + "spans": [ + { + "bbox": [ + 159, + 114, + 453, + 126 + ], + "type": "text", + "content": "Table 6: GPT-Evaluation Results on Video Question Answering Tasks." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 135, + 464, + 195 + ], + "lines": [ + { + "bbox": [ + 153, + 135, + 464, + 195 + ], + "spans": [ + { + "bbox": [ + 153, + 135, + 464, + 195 + ], + "type": "table", + "html": "
ModelTGIFMSVDMSRVTTAvg
AccScoreAccScoreAccScoreAccScore
Video-LLaVA (Flops=100%)0.182.50.703.90.563.50.483.3
w/ FastV (K=2, R=50%, Flops=52.3%)0.212.60.713.90.553.50.493.3
w/ FastV (K=5, R=50%, Flops=57.1%)0.202.60.714.00.573.50.493.4
", + "image_path": "3d49adc9a09130b783ea4d12ddb678167b1e04b733703da9ef1494d05e5d812b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 151, + 238, + 462, + 344 + ], + "blocks": [ + { + "bbox": [ + 132, + 205, + 480, + 228 + ], + "lines": [ + { + "bbox": [ + 132, + 205, + 480, + 228 + ], + "spans": [ + { + "bbox": [ + 132, + 205, + 480, + 228 + ], + "type": "text", + "content": "Table 7: Ablation studies results. Scores labelled as \"Failed\" denotes the model could not follow instructions to generate valid results for evaluation." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 151, + 238, + 462, + 344 + ], + "lines": [ + { + "bbox": [ + 151, + 238, + 462, + 344 + ], + "spans": [ + { + "bbox": [ + 151, + 238, + 462, + 344 + ], + "type": "table", + "html": "
ModelNocapsFlickr30kA-OKVQAMMMU
LLaVA1.5-7B (Retrained)100.370.278.534.5
(a) w/ Train with 50% image tokens98.568.576.833.5
(b) w/ FastV (K=2, R=50%)100.17078.434.6
(c) w/ FastV (K=2, R=50%, Random)99.568.378.234.2
(d) w/ FastV (system prompt)89.264.369.233.8
(e) w/ FastV (prune first half system prompt)17.527.8FailedFailed
(f) w/ FastV (instruction)77.350.156.529.5
(g) w/ StreamingLLM [41]13.221.4FailedFailed
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This observation further proves that in deep layers, there is high redundancy in image tokens." + } + ] + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 238, + 434, + 376, + 536 + ], + "blocks": [ + { + "bbox": [ + 238, + 434, + 376, + 536 + ], + "lines": [ + { + "bbox": [ + 238, + 434, + 376, + 536 + ], + "spans": [ + { + "bbox": [ + 238, + 434, + 376, + 536 + ], + "type": "image", + "image_path": "f86afe7f537fa8d3bc9e342872c8a84b973831afc0958f0395be6375c4b01a17.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": "Fig. 6: Ablation study on filtering layer " + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": " and filtering ratio " + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": " in FastV. Experiments are conducted with LLaVA1.5-13B on OCR-VQA task. When " + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": " is small, lowering " + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": " would improve the performance with a smaller FLOPs reduction ratio. In contrast, when " + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": " is large, changing " + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "inline_equation", + "content": "R" + }, + { + "bbox": [ + 130, + 545, + 482, + 591 + ], + "type": "text", + "content": " has minimal impact on the overall performance." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 492, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 492, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 492, + 666 + ], + "type": "text", + "content": "Training with Less Tokens. FastV reduces computational requirements (FLOPs) by pruning tokens during the inference stage. An alternative approach for token reduction involves training the LVLM at a lower resolution. To facilitate a fair comparison, we retrained two LLaVA1.5-7B models, adhering to the orig" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 421, + 91, + 447, + 100 + ], + "type": "text", + "content": "FastV" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "content": "inal pretraining and supervised finetuning protocols. The sole modification in the second model's training process was the incorporation of an average pooling layer (with a stride of 2) following the Clip encoder, leading to a " + }, + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 212 + ], + "type": "text", + "content": " reduction in image tokens during training. A comparison between lines (a) and (b) in Table 7 reveals that reducing the input resolution directly during training results in diminished performance. Conversely, FastV manages to decrease the number of image tokens without compromising performance, showcasing its efficiency in balancing computational savings with model efficacy." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 214, + 482, + 370 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 214, + 482, + 370 + ], + "spans": [ + { + "bbox": [ + 130, + 214, + 482, + 370 + ], + "type": "text", + "content": "Pruning Token Strategy. FastV strategically reduces the number of image tokens during the inference phase of LVLMs, motivated by our observation that image tokens exhibit the lowest attention efficiency relative to other types of input tokens. In experiments detailed in lines (d) and (f) of the study, we specifically pruned tokens that were not related to images, such as system prompts and instruction tokens. This selective pruning resulted in significant performance declines, even when only a minimal number of non-image tokens were removed. We also compare randomly drop visual tokens instead of dropping by attention rank, as shown in line (c). It resulted in declined results compared with origin FastV (b). These findings underscore the distinct roles that visual and textual tokens play within LVLMs. It highlights FastV's effectiveness in precisely targeting image tokens for reduction, thereby optimizing performance without compromising the model's overall functionality." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 370, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 370, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 370, + 482, + 502 + ], + "type": "text", + "content": "In our previous observation about attention efficiency, we find out that the system prompt takes up of most attention even if they carry the least semantic information in the context. We conduct another experiment by directly prune the first half tokens of the system prompt. Comparing line (d) and (e), we can find that the head tokens in the system prompt have dominant effect on the model performance. Our findings also align with StreamingLLM [41] where they find that the first 4 tokens in LLM play the most important role during inference. However, directly applying the same sparse attention pattern as StreamingLLM would lead to a substantial degradation in LVLM's performance as shown in line (g) of Table 7. This suggests a fundamental difference in how image tokens, as opposed to text tokens, contribute to the information processing within LLMs." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 520, + 220, + 533 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 520, + 220, + 533 + ], + "spans": [ + { + "bbox": [ + 131, + 520, + 220, + 533 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 631 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 631 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 631 + ], + "type": "text", + "content": "In this paper, we propose FastV, a plug-and-play inference cost optimization method for Large Vision-Language Models. Our insight for FastV arises from our observation that the attention computation over visual tokens is of extreme inefficiency in the deep layers of popular LVLMs though they take up a large portion of input tokens. FastV prunes out the unnecessary visual tokens according to the attention score ranking, which results in significant inference cost reduction without sacrificing performance." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 137, + 482, + 162 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 137, + 482, + 162 + ], + "spans": [ + { + "bbox": [ + 132, + 137, + 482, + 162 + ], + "type": "text", + "content": "We thank all reviewers for their valuable feedback. This work is supported by the National Science Foundation of China under Grant No.61936012 and 61876004." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 178, + 198, + 190 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 178, + 198, + 190 + ], + "spans": [ + { + "bbox": [ + 133, + 178, + 198, + 190 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 201, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 201, + 480, + 243 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 201, + 480, + 243 + ], + "spans": [ + { + "bbox": [ + 138, + 201, + 480, + 243 + ], + "type": "text", + "content": "1. Agrawal, H., Anderson, P., Desai, K., Wang, Y., Chen, X., Jain, R., Johnson, M., Batra, D., Parikh, D., Lee, S.: nocaps: novel object captioning at scale. 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ArXiv preprint abs/2304.10592 (2023) 2, 5" + } + ] + } + ], + "index": 5 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 102 + ], + "type": "text", + "content": "Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/An Incremental Unified Framework for Small Defect Inspection/1673eabf-1728-4b99-a5c2-c6ffedc8d2b6_content_list.json b/2024/An Incremental Unified Framework for Small Defect Inspection/1673eabf-1728-4b99-a5c2-c6ffedc8d2b6_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..fa11303929384dcf047c6d36019b88151888783b --- /dev/null +++ b/2024/An Incremental Unified Framework for Small Defect Inspection/1673eabf-1728-4b99-a5c2-c6ffedc8d2b6_content_list.json @@ -0,0 +1,2006 @@ +[ + { + "type": "text", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "text_level": 1, + "bbox": [ + 243, + 140, + 759, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jiaqi Tang $^{1,2,3}$ , Hao Lu $^{1,2}$ , Xiaogang Xu $^{4}$ , Ruizheng Wu $^{5}$ , Sixing Hu $^{5}$ , Tong Zhang $^{6}$ , Tsz Wa Cheng $^{6}$ , Ming Ge $^{7}$ , Ying-Cong Chen $^{1,2,3\\star}$ , and Fugee Tsung $^{1,2}$", + "bbox": [ + 215, + 210, + 785, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Hong Kong University of Science and Technology (Guangzhou)", + "bbox": [ + 285, + 253, + 715, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Hong Kong University of Science and Technology", + "bbox": [ + 328, + 268, + 671, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 HKUST(GZ) - SmartMore Joint Lab", + "bbox": [ + 369, + 282, + 633, + 296 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{4}$ Chinese University of Hong Kong", + "bbox": [ + 382, + 296, + 620, + 310 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "5 SmartMore Corporation", + "bbox": [ + 413, + 310, + 589, + 323 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{6}$ Hong Kong Industrial Artificial Intelligence & Robotics Centre", + "bbox": [ + 285, + 323, + 715, + 337 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{7}$ Hong Kong Productivity Council", + "bbox": [ + 383, + 338, + 617, + 352 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{jtang092,hlu585}@connect.hkust-gz.edu.cn", + "bbox": [ + 339, + 353, + 663, + 366 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "xiaogangxu00@gmail.com {ruizheng.wu, david.hu}@smartmore.com", + "bbox": [ + 266, + 367, + 736, + 378 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{jacquelinezhang, alancheng}@hkflair.org mingge@hkpc.org", + "bbox": [ + 282, + 381, + 720, + 393 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "yingcongen@hkust-gz.edu.cn season@ust.hk", + "bbox": [ + 334, + 395, + 666, + 407 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Artificial Intelligence (AI)-driven defect inspection is pivotal in industrial manufacturing. However, existing inspection systems are typically designed for specific industrial products and struggle with diverse product portfolios and evolving processes. Although some previous studies attempt to address object dynamics by storing embeddings in the reserved memory bank, these methods suffer from memory capacity limitations and object distribution conflicts. To tackle these issues, we propose the Incremental Unified Framework (IUF), which integrates incremental learning into a unified reconstruction-based detection method, thus eliminating the need for feature storage in the memory. Based on IUF, we introduce Object-Aware Self-Attention (OASA) to delineate distinct semantic boundaries. We also integrate Semantic Compression Loss (SCL) to optimize non-primary semantic space, enhancing network adaptability for new objects. Additionally, we prioritize retaining the features of established objects during weight updates. Demonstrating prowess in both image and pixel-level defect inspection, our approach achieves state-of-the-art performance, supporting dynamic and scalable industrial inspections.", + "bbox": [ + 259, + 441, + 740, + 689 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Our code is released at https://github.com/jqtangust/IUF.", + "bbox": [ + 261, + 690, + 671, + 704 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Small Defect Inspection; Incremental Unified Framework", + "bbox": [ + 261, + 717, + 728, + 731 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 756, + 375, + 771 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "AI-driven small defect inspection, commonly known as anomaly detection, is pivotal in numerous industrial manufacturing sectors [14,26,36,42], spanning from", + "bbox": [ + 212, + 786, + 785, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 217, + 824, + 385, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/9bf91155171af7c0ff7d57222d682da77cc92c173116abdded97a46a29d56e61.jpg", + "image_caption": [ + "(A) One-Model-One-Object" + ], + "image_footnote": [], + "bbox": [ + 267, + 157, + 415, + 253 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/d155b009c5130c0da9f139adaf413fcbe4fd2b70e1b32a2ddf5a244a68a72711.jpg", + "image_caption": [ + "(B) One-Model-One-Object with Defect-Incremental" + ], + "image_footnote": [], + "bbox": [ + 486, + 157, + 740, + 255 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/bb4f3ff8a624ffde5ff43570c4db2a981c9e5f13ba7b693ae9e1f8cb46fb66cd.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 233, + 286, + 385, + 386 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/62c8e3d2143680ce1bf7ef2fd00178f55ddda6fe982e55041d17b533d1a0c0e3.jpg", + "image_caption": [ + "(C) One-Model-N-Objects", + "(D) One-Model-N-Objects with Object-Incremental", + "Fig. 1: Different framework in small defect inspection. (A) shows the most common One-Model-One-Object pattern [9,10,20,23,29], which trains a separate model for each of the different objects. (B), based on (A), the types of defects are incrementing [5,7,31, 32,37], which improves the generalization performance in detecting different defects. (C) shows a unified model [38,41] for multi-objects. (D) use a memory bank to incrementally record features for all objects for distinguishing [20]. (E) is our Incremental Unified framework, and it combines the advantages of both (C) and (D)." + ], + "image_footnote": [], + "bbox": [ + 400, + 279, + 539, + 401 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/b6c878b850d00d3b1cdfb5d54db0a9ac3dd7a5922ebe5f45a38a3e9e87d96f5c.jpg", + "image_caption": [ + "(E) One-Model-N-Objects with Incremental-Unified (Ours)" + ], + "image_footnote": [], + "bbox": [ + 549, + 279, + 772, + 400 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "medical engineering [17] to material science [16], and electronic components [15]. Automated product inspections facilitated by these applications not only boast impressive accuracy but also significantly reduce labor costs.", + "bbox": [ + 212, + 566, + 784, + 611 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "While most of the current inspection systems [5,7,9,10,20,23,29,31,32,37] are specifically designed for particular industrial products (One-Model-One-Object, cf. Fig. 1 (A) (B)), the ever-changing dynamics of real-world product variants present two salient challenges. Firstly, there is a pressing need for a system capable of detecting multiple objects. Secondly, the adaptability of these systems to the frequently adjusted production schedules [33] is a lingering concern. Relying solely on acquiring new inspection equipment is neither cost-effective nor efficient due to increased deployment time.", + "bbox": [ + 212, + 612, + 787, + 733 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Currently, only limited research addresses these challenges. One-Model-N-Object approaches like UniAD [38] and OmiAD [41] propose a unified network suitable for a broad spectrum of objects (Fig. 1 (C)). However, its capability is restricted when encountering dynamic or unfamiliar objects. On the other hand, CAD [20] suggests embedding features of multiple objects into a memory bank, with a binary classifier discerning defects (Fig. 1 (D)). Yet, the differences in object distributions can jeopardize memory bank features and impede pixel", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 362, + 128 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/03cf6187e481c148c22668d914040dd29a58cfb12770503a3aca50ed95dd5337.jpg", + "image_caption": [ + "Fig. 2: Semantic space in our methodology (B-D). In (A), all objects in the original semantic space are tightly coupled, leading to \"catastrophic forgetting\", i.e., the learning of new objects will result in forgetting previously learned objects. Our method firstly builds a semantic boundary of each object (B), then compacts the non-primary semantic space (C), and finally suppresses semantic updating in the previous objects' feature space (D)." + ], + "image_footnote": [], + "bbox": [ + 300, + 143, + 395, + 227 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/4cc656c8bbd5b93626af62aeb672e38ffa1ee149d479dd1c44eb331a383a330b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 400, + 145, + 496, + 227 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/a2c8241ad0aeac8a2d1dd85cf464e30dcf39d63844d6b0f28ff662d6d1428c8d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 145, + 596, + 227 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/2258efa1a37aa902681b717a170dffd2204d13b9f781575a125db010396c66d4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 598, + 145, + 692, + 224 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "level performance evaluation. Although Liu et al. [22] design a learnable prompt to find needed object information in the memory bank, this solution is still constrained by escalating storage demands.", + "bbox": [ + 212, + 354, + 784, + 400 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To surmount the confines of prior research, we introduce an Incremental Unified Framework (IUF), which integrates the multi-object unified model with object-incremental learning, as depicted in Fig. 1 (E). IUF capitalizes on the unified model's prowess, enabling pixel-precise defect inspection across diverse objects without necessitating an embedded feature storage in the memory bank.", + "bbox": [ + 212, + 401, + 784, + 476 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this framework, one significant challenge is \"catastrophic forgetting\", which hampers network efficacy in the Incremental Unified framework due to semantic feature conflicts in the reconstruction network (Fig. 2 (A)). We propose Object-Aware Self-Attention (OASA), leveraging object category features to segregate the semantic spaces of different objects (Fig.2 (B)). These features serve as semantic constraints within the encoding process of the reconstruction network, establishing distinct feature boundaries in the semantic hyperplane, thereby alleviating feature coupling. Then, we introduce Semantic Compression Loss (SCL) to condense non-essential feature values, concentrating the feature space on principal components (Fig.2 (C)). This creates more semantic space for optimizing unseen objects and minimizing potential forgetting issues. Finally, when learning novel objects, we propose a new updating strategy to retain features of prior objects and reduce interference from new objects in the prevailing feature space (Fig.2 (D)). Our framework offers a versatile solution for small defect inspection, adeptly navigating the challenges posed by feature space conflicts, and achieves state-of-the-art (SOTA) performance at both image and pixel levels.", + "bbox": [ + 212, + 477, + 785, + 717 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To summarize, our contributions are listed as follows:", + "bbox": [ + 238, + 719, + 625, + 733 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "- We propose the Incremental Unified Framework (IUF), which can dynamically detect small defects in frequently-adjusted industrial scenarios. To the best of our knowledge, IUF is the first framework to integrate incremental learning into the unified reconstruction-based small defect detection method, thereby overcoming memory bank capacity limitations and object distribution conflicts.", + "bbox": [ + 225, + 748, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "- Our framework incorporates Object-Aware Self-Attention (OASA), Semantic Compression Loss (SCL), and a new updating strategy, which together reduce the potential risk of feature conflicts and mitigate the catastrophic forgetting issue.", + "bbox": [ + 223, + 146, + 782, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "- The Incremental Unified Framework (IUF) enables our method to deliver not only image-level performance but also pixel-level location. Compared to other baselines, our method achieves SOTA performance.", + "bbox": [ + 223, + 207, + 782, + 251 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 277, + 387, + 292 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Small Defect Inspection Small defect inspection (Anomaly Detection) primarily falls into two paradigms: feature embedding-based and reconstruction-based methods. Both aim to pinpoint the locations of defects.", + "bbox": [ + 212, + 310, + 782, + 354 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Feature embedding-based methods localize defective regions by discerning feature distribution discrepancies between defective and non-defective images, e.g., SPADE [9], PaDim [10], PatchCore [30], GraphCore [35], SimpleNet [24]. These approaches extract diverse image features using a deep network and subsequently assess the dissimilarities between test image features and those of the training dataset. If these disparities are substantial, they indicate defective regions. Another efficient method is the reconstruction-based approach, which relies on an alternative hypothesis. Such methods posit that models trained on normal samples excel in reproducing normal regions while struggling with anomalous regions [4, 8, 38, 41]. Therefore, many approaches aim to discover an optimal network architecture for effective sample reconstruction, including Autoencoder (AE) [4], Variational Autoencoder (VAE) [23], Generative Adversarial Networks (GANs) [1], Transformer [38], etc. Furthermore, beyond image-level reconstruction, certain methods endeavor to reconstruct features at a more granular level, e.g., InTra [28] and UniAD [38]. Until recently, the majority of prior approaches adhered to the One-Model-One-Object pattern, as shown in Fig. 1 (A). However, recent advancements such as UniAD [38] and OmniAL [41] have extended the reconstruction paradigm to the One-Model-N-Objects pattern (depicted in Fig. 1 (C)). This progress curtails memory usage compared to the one-model-one-object approach, propelling the entire problem into a more general framework.", + "bbox": [ + 212, + 356, + 787, + 672 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the context of industrial defect inspection, scenarios often evolve over time. Initial training may not encompass all objects, but rather the acquisition of objects unfolds progressively in response to manufacturing schedules and adaptations. Hence, an ideal approach would involve continual learning of new objects within a dynamic environment, while preserving the existing objects. This approach aligns with industrial evolution needs. To address this, we introduce a framework for small defect inspection under Object-Incremental Learning, as illustrated in Fig. 1 (E).", + "bbox": [ + 212, + 674, + 787, + 794 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Incremental Learning for Small Defect Inspection There have been some previous studies combining incremental learning and small defect inspection; however, these studies mainly focused on augmenting the defect types of one", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 230, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 362, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/04e58e6fa104b2c1d7ee7ce504d5cf8266f957699722c514f6b6fe7fda215a01.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 215, + 143, + 395, + 253 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/43ca56e3d51468754cc30ec3799a4fd61131a981b862d10bc632417c514d1282.jpg", + "image_caption": [ + "Fig. 3: Problems in task stream. 10 - 1 with 5 Steps is an example of a task stream protocol, where we first train on 10 basic objects and then add one object at a time, with the process being completed in 5 steps (Please see Sec. 5.1(Task Protocol) for more details.). (A-1) and (A-2) demonstrate the performance of image-level and pixel-level models under the previous unified framework, UniAD [38], where catastrophic forgetting significantly occurs. The upper boundary represents the best performance when we can use all previous objects for joint training. (B) demonstrates the reason for catastrophic forgetting. When training the current step, the training model overwrites the previous semantic patterns, causing severe feature conflicts in the reconstructed network." + ], + "image_footnote": [], + "bbox": [ + 215, + 256, + 395, + 366 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/35892c63e2b2dbaa79ff0f6da92145a0bd4731319781fcfec7155676dbef50f5.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 406, + 147, + 787, + 359 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "object under a specific scenario [5, 7, 31, 32, 37] (Fig. 1 (C)). The primary goal of these methods is to enhance the model's performance, which does not align with the requirements of object-incremental learning.", + "bbox": [ + 212, + 556, + 784, + 603 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Recently, Li et al. [20] initially proposed a feature embedding-based method for continuous learning of task sequences. However, due to the algorithm using a single memory bank to store all object information, which leads to interference between objects, the reference feature space cannot be exactly the same as the detected objects. Consequently, this algorithm cannot compute pixel-level performance and can only provide image-level performance. Most recently, Liu et al. [22] proposed an unsupervised continual anomaly detection (UCAD) method. Although it attempts to distinguish features of different objects using contrastive learning, this strategy still requires the assistance of a memory feature bank.", + "bbox": [ + 212, + 607, + 787, + 743 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Unlike previous solutions, our method avoids interference from multiple object classes caused by explicit memory objects. We propose the first reconstruction-based model for this continuous learning problem. Therefore, our method can effectively avoid the problem of feature space distribution differences between different objects and only requires a reasonable feature space reassignment in the reconstruction network.", + "bbox": [ + 212, + 750, + 795, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Problem Formulation", + "text_level": 1, + "bbox": [ + 215, + 143, + 459, + 160 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In our Incremental Unified framework (IUF), we partition distinct objects $x$ into independent steps indexed by $t = 1 \\dots N$ , corresponding to the number of objects. The incremental flow of involving objects into IUF can be succinctly described as $T_{n}, n \\in 1, \\ldots, N$ . During the learning process in the $t$ -th step, the network undergoes updates using the model that does not access training data from previous steps ranging from 1 to $t - 1$ . Among these steps, we identify normal images as $x^{+} = \\{x_{o_{1}}^{+}, x_{o_{2}}^{+}, \\dots, x_{o_{N}}^{+}\\}$ , while defective images are represented as $x^{-} = \\{x_{o_{1}}^{-}, x_{o_{2}}^{-}, \\dots, x_{o_{N}}^{-}\\}$ . Here, $o_{n}$ denotes distinct objects within the dataset.", + "bbox": [ + 212, + 176, + 787, + 297 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For small defect inspection by reconstruction methods [38], an autoencoder is required to reconstruct normal features in all objects, as Eq. 1,", + "bbox": [ + 212, + 296, + 785, + 327 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\begin{array}{l} \\hat {x} = f _ {r} \\left(x ^ {+}; \\theta\\right), \\\\ \\therefore I _ {r} (\\hat {x} - \\hat {x}) \\quad \\vdots \\quad | \\hat {x} + \\hat {x} | \\end{array} \\tag {1} \\\\ \\min L _ {1} (\\hat {x}, x ^ {+}) = \\min | \\hat {x} - x ^ {+} |, \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 338, + 785, + 373 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\hat{x}$ is the reconstructed features, $\\theta$ is the network parameter, and $f_{r}(\\cdot)$ is the reconstruction network. Combining Eq. (1) and our framework, this process is redefined as:", + "bbox": [ + 212, + 383, + 787, + 429 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\text {S t e p} \\quad n: x _ {o _ {n}} ^ {\\hat {}} = f _ {r} \\left(x _ {o _ {n}} ^ {+}; \\theta\\right), \\tag {2} \\\\ \\min L _ {1} \\left(x _ {\\hat {o} _ {n}} ^ {+}, x _ {o _ {n}} ^ {+}\\right) = \\min \\left| x _ {\\hat {o} _ {n}} ^ {-} - x _ {o _ {n}} ^ {+} \\right|, \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 438, + 784, + 474 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $n\\in [1,N]$", + "bbox": [ + 212, + 484, + 339, + 500 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In such task pipelines, we notice that small defect inspection is also notably susceptible to catastrophic forgetting, as shown in Fig. 3 (A-1) and (A-2). Unlike other incremental learning tasks, small defect inspection requires the reconstruction of normal features, necessitating the decoding of semantic information from multiple channels. Without the rehearsal of the old category, the features of the new category will modify and occupy the original feature channel, resulting in semantic conflicts in space, as shown in Fig. 3.", + "bbox": [ + 212, + 500, + 787, + 604 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Intuitively, our objective is to reorganize distinct categories of features into their respective channels, while avoiding any potential semantic conflicts. Nevertheless, within our framework, the task of establishing meaningful semantic relationships between these diverse categories presents a considerable challenge.", + "bbox": [ + 212, + 604, + 787, + 666 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Methodology", + "text_level": 1, + "bbox": [ + 215, + 688, + 380, + 705 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Overview To mitigate catastrophic forgetting, we propose three critical components for Incremental Unified small defect inspection. Firstly, we identify the semantic boundary to highlight the differences among categories, thereby facilitating the preservation of old knowledge (Sec. 4.1). Secondly, we compact the semantic space to maximize the compression of redundant features, which helps to alleviate the issue of semantic conflicts (Sec. 4.2). Finally, we sustain primary semantic memory to minimize the feature forgetting of the old object, thereby improving the retention of critical knowledge (Sec. 4.3).", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 362, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/03527c841650050f991385dcdda0c92437856e88c7e393329cf0ef777e3fc156.jpg", + "image_caption": [ + "Fig. 4: Identify object semantics by Object-Aware Self-Attention (Sec. 4.1). (A) is the reconstructed network from the previous method [38]. (B) is our current setup, which inserts the category attributes of an image into the reconstructed network via Object-Aware Self-Attention, thus constraining the semantic space to the corresponding image features and constructing the semantic boundaries of the network." + ], + "image_footnote": [], + "bbox": [ + 218, + 145, + 787, + 277 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.1 Identifying Semantics Boundary", + "text_level": 1, + "bbox": [ + 215, + 386, + 527, + 402 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Previous unified method [38] directly reconstructs all objects through one autoencoder, as in Fig. 4 (A), so multiple objects share the same semantic space in one model. So, the semantic spaces of different objects are tightly coupled.", + "bbox": [ + 212, + 407, + 782, + 453 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This tight semantic coupling is likely to cause undifferentiated updating of the feature space of the old objects when learning a new object, consequently resulting in a significant catastrophic forgetting of the old knowledge. Therefore, we introduce a more explicit constraint to facilitate the network to distinguish the feature semantic space among different objects. Specifically, for step $n$ , we introduce its category label, $L_{n}$ , as in Eq. (3),", + "bbox": [ + 212, + 454, + 787, + 544 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\text {S t e p} n: \\left\\{y _ {n}, C _ {o _ {n}} \\right\\} = D \\left(x _ {o _ {n}} ^ {+}; \\sigma\\right),\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 551, + 550, + 570 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\min L _ {C E} \\left(y _ {n}, L _ {n}\\right) = \\min - \\sum_ {i = 1} ^ {N} L _ {n} ^ {i} \\log \\left(y _ {n} ^ {i}\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 385, + 573, + 784, + 613 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $x_{o_n}^+ \\in \\mathbb{R}^{3 \\times H_o \\times W_o}$ indicates the normal object images in current step, $y_n$ is the final output of the discriminator, $D(\\cdot)$ , and $\\sigma$ is the parameter in this discriminator. $L_{CE}(\\cdot)$ is the cross-entropy loss, which contains $N$ objects. Besides, $D(\\cdot)$ also outputs $C_{o_n} \\in \\mathbb{R}^{T \\times C \\times H \\times W}$ , which corresponding to $T$ key layers of semantic features, as Fig. 4 (B). By introducing the category label, each object is limited to its corresponding semantic space in the reconstruction network, which helps to identify the semantic boundary between different objects.", + "bbox": [ + 212, + 622, + 787, + 728 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Subsequently, to introduce this semantic boundary in the reconstruction network, we designed an Object-Aware Self-Attention (OSOA) mechanism as Eq. (4),", + "bbox": [ + 212, + 729, + 787, + 773 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {A t t e n t i o n} \\left(C _ {o _ {n}}, Q, K, V\\right) = \\operatorname {s o f t m a x} \\left(\\frac {\\left(C _ {o _ {n}} \\cdot Q\\right) K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 313, + 773, + 785, + 806 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\cdot$ is Hadamard product, $d_{k}$ is the dimension of the key or query, and $T$ is the matrix transpose operator. $Q\\in \\mathbb{R}^{T\\times C\\times H\\times W}$ is the query in $T$ key layers", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "of the transformer-based network. $K$ and $V$ are the keys and values of this network, respectively. By inserting $C_{o_n}$ to $Q$ , the reconstruction network can explicitly identify semantic boundaries.", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Compacting Semantic Space", + "text_level": 1, + "bbox": [ + 215, + 212, + 496, + 228 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "By identifying semantic boundaries, we can further compress the feature space of old objects as much as possible, thus reserving more network capacity for new objects, which can reduce feature conflicts. To meet this goal, we design a compact feature regularization, which helps us to eliminate the redundant features of old objects and leave more capacity for future unknown new objects.", + "bbox": [ + 212, + 234, + 782, + 309 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Specifically, given a training sample, the latent features $M \\in \\mathbb{R}^{B \\times C \\times H \\times W}$ is firstly compressed by aggregating spatial features as in Eq. (5),", + "bbox": [ + 212, + 309, + 784, + 340 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {M} = \\frac {1}{H \\times W} \\sum_ {h = 1} ^ {H} \\sum_ {w = 1} ^ {W} M _ {n} (b, c, h, w), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 375, + 349, + 785, + 390 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\hat{M} \\in \\mathbb{R}^{B \\times C}$ represents the semantic information matrix of latent features in each batch. As is common in the field [11,27], we hypothesize that different objects of semantic features are distributed on distinct channels, while spatial information is relatively irrelevant. Then, we perform SVD on the first two dimensions $B$ and $C$ of $\\hat{M}$ . The representation formula is as Eq. (6),", + "bbox": [ + 212, + 400, + 787, + 477 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\hat {M} = U S V ^ {T} \\\\ = \\underbrace {\\left[ \\begin{array}{l l l l l} u _ {1 1} & u _ {1 2} & u _ {1 3} & \\dots & u _ {1 B} \\\\ u _ {2 1} & u _ {2 2} & u _ {2 3} & \\dots & u _ {2 B} \\\\ u _ {3 1} & u _ {3 2} & u _ {3 3} & \\dots & u _ {3 B} \\\\ \\vdots & \\vdots & \\ddots & \\ddots & \\vdots \\\\ u _ {B 1} & u _ {B 2} & u _ {B 3} & \\dots & u _ {B B} \\end{array} \\right]} _ {\\text {B a t c h S p a c e}} \\left[ \\begin{array}{c c c c} \\sigma_ {1} & 0 & \\dots & 0 \\\\ 0 & \\sigma_ {2} & \\dots & 0 \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ 0 & 0 & \\dots & \\sigma_ {C} \\\\ 0 & 0 & \\dots & 0 \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ 0 & 0 & \\dots & 0 \\end{array} \\right] \\underbrace {\\left(\\left[ \\begin{array}{l l l l} v _ {1 1} & v _ {1 2} & \\dots & v _ {1 C} \\\\ v _ {2 1} & v _ {2 2} & \\dots & v _ {2 C} \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ v _ {C 1} & v _ {C 2} & \\dots & v _ {C C} \\end{array} \\right]\\right) ^ {T}} _ {\\text {C h a n n e l S p a c e}}, \\tag {6} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 240, + 486, + 785, + 633 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where three matrices obtained after SVD, i.e., $U$ , $S$ , and $V^T$ . Among them, $U \\in \\mathbb{R}^{B \\times B}$ is an orthogonal matrix for batch eigenspace, $S = \\mathrm{diag}(\\sigma_1, \\sigma_2, \\dots, \\sigma_C) \\in \\mathbb{R}^{B \\times C}$ is a diagonal matrix of eigenvalues, and $V^T \\in \\mathbb{R}^{C \\times C}$ is an orthogonal matrix of channel eigenspace.", + "bbox": [ + 212, + 641, + 787, + 700 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "$S_{n}$ reflects the importance of semantic information for $M$ on each channel dimension. Larger eigenvalues correspond to more important semantic space, while smaller eigenvalues correspond to relatively non-primary semantic space [12, 13, 21]. Based on this fact, we can compress the features of each object by reducing the non-primary semantic information. Therefore, we construct the Semantic Compression Loss (SCL) as in Eq. (7) and Fig. 5,", + "bbox": [ + 212, + 702, + 787, + 794 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nL _ {s c} = \\sum_ {i = t} ^ {C} \\sigma_ {i}, \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 455, + 803, + 785, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 362, + 128 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/a72b0306b943cdda87acd317febd3e4b2f1ef893ed590a14562e50b585ccb650.jpg", + "image_caption": [ + "Fig. 5: Semantic space operation. We perform an SVD decomposition of the semantic space, based on the feature values that represent semantic importance, and compact the non-primary space in Sec. 4.2. In addition, when learning a new object, we project the update weights to the semantic space of previous features, and then block the weight updates that are semantically significant for previous information in Sec. 4.3." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 785, + 342 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $t \\in [1, C]$ is a hyperparameter, which is a scale factor that reflects the degree of compression of the semantic feature space. To construct the total loss, we use $L = \\lambda_0 L_1 + \\lambda_1 L_{CE} + \\lambda_2 L_{sc}$ . $\\lambda_0$ is set to 1 as a standard of the base task, and $\\lambda_1$ is 0.5 as the auxiliary task experience for balancing different loss values. $\\lambda_2$ is within the range of 1-10, and in practice, users can make custom adjustment of $\\lambda_2$ for controlling the old objects' feature space. This loss continuously compacts the non-primary feature space while achieving the final optimization goal.", + "bbox": [ + 212, + 448, + 787, + 555 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.3 Reinforcing Primary Semantic Memory", + "text_level": 1, + "bbox": [ + 214, + 573, + 586, + 589 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "While we have taken measures to ensure the availability of the requisite semantic space within the network, the risk of catastrophic forgetting still persists, particularly in an unregulated task stream, when significant feature space overlap exists between older and newer objects. Hence, it becomes imperative for us to address dual concerns: firstly, how to retain the prior semantic information when updating weights, and secondly, how to simultaneously acquire knowledge about new objects without unduly influencing the semantic space associated with older objects.", + "bbox": [ + 212, + 595, + 787, + 715 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Vanilla gradient descent leads to an undifferentiated update of all feature space, if $\\theta = (\\theta_{1},\\theta_{2},\\dots,\\theta_{J})\\in \\mathbb{R}^{C\\times W}$ is the parameter of the model, and $W$ is related to network structure. $\\frac{\\partial L(\\theta)}{\\partial\\theta_j},j = 1,2,\\ldots ,J$ is the partial derivative of $\\theta$ . The process of model updating is shown in Eq. (8),", + "bbox": [ + 212, + 715, + 787, + 782 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\nabla \\theta_ {j} = - \\alpha \\frac {\\partial L (\\theta)}{\\partial \\theta_ {j}}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 434, + 787, + 785, + 823 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {\\theta} _ {j} ^ {'} \\gets \\boldsymbol {\\theta} _ {j} + \\nabla \\boldsymbol {\\theta} _ {j},\n$$\n", + "text_format": "latex", + "bbox": [ + 450, + 823, + 563, + 844 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\alpha$ is the learning rate, $\\nabla \\theta_{j}$ is updating vector, and $\\theta_j^\\prime$ is the new weight next iteration.", + "bbox": [ + 212, + 145, + 782, + 175 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Retaining Prior Semantic Information To maintain the semantics of the old objects, it is essential to continuously consolidate the existing weights in old objects during the incremental process. Therefore, we constantly copy the old weight in gradient descent in the next step, as in Eq. (9),", + "bbox": [ + 212, + 176, + 784, + 238 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\theta_ {j} ^ {\\prime} \\leftarrow \\theta_ {j} + \\nabla \\theta_ {j} + \\beta \\theta_ {j} ^ {\\text {o l d}}, \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 418, + 251, + 785, + 271 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\theta_j^{old}$ is the old weight in previous objects, and $\\beta$ is a hyper-parameter for controlling the magnitude of this regulation.", + "bbox": [ + 212, + 282, + 782, + 314 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Decreasing Rewriting of Prior Semantics Although we can retain prior semantic information in updating weight, the rewriting of old semantic space still happens. Therefore, suppressing weight updates in old semantic spaces will constrain the new object to use other undisturbed semantic spaces, which will further reduce feature conflicts.", + "bbox": [ + 212, + 315, + 782, + 388 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Based on this motivation, we consider that the importance of the semantic space can be represented by $V^T$ (Eq. (6)). Thus, we project the updating weight, $\\nabla \\theta_j$ , to the corresponding channel space in old objects, as in Eq. (10),", + "bbox": [ + 214, + 391, + 782, + 436 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\nabla \\theta_ {j} = V _ {\\text {o l d}} ^ {T} \\nabla \\theta_ {j}, \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 444, + 450, + 784, + 468 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\nabla \\Theta_{j} \\in \\mathbb{R}^{C \\times W}$ is updating weight in channel space. $V_{old}^{T}$ is channel eigenspace in previous steps.", + "bbox": [ + 212, + 481, + 797, + 513 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "To constrain the updating in primary semantic space in previous steps, we empirically use a log function to constrain the updating of different channels, $c \\in \\mathbb{R}^{1 \\times C}$ , as Eq. (11),", + "bbox": [ + 212, + 513, + 782, + 559 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\Omega (k, c) = k \\times \\log (c), \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 428, + 561, + 784, + 577 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\varOmega(\\cdot)$ is constraining function. When the channel index $c$ equals 1, the result of the log function is 0, indicating that the model does not update in this specific dimension. This is because the model is in the most crucial semantic space for the previous objects. As the channel index $c$ increases, this channel becomes more likely to trigger model updates, and these dimensions become less important for representing previous objects.", + "bbox": [ + 212, + 585, + 784, + 676 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "By acting on this function to $\\nabla \\Theta_{j}$ and then projecting it back to the original space, we finally get the updating weight in the original space, as in Eq. (12) and Fig. 5,", + "bbox": [ + 212, + 678, + 782, + 722 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\nabla \\theta_ {j} ^ {*} = \\left(V _ {\\text {o l d}} ^ {T}\\right) ^ {- 1} \\Omega (k, n) \\odot \\nabla \\Theta_ {j}, \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 392, + 724, + 784, + 742 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\odot$ is the channel-wise product. In summary, our updating is shown as Eq. (13),", + "bbox": [ + 212, + 751, + 782, + 781 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\theta_ {j} ^ {\\prime} \\leftarrow \\theta_ {j} + \\nabla \\theta_ {j} ^ {*} + \\beta \\theta_ {j} ^ {\\text {o l d}}. \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 418, + 782, + 784, + 801 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Based on this, our model can reinforce the primary semantic memory of old objects and overcome catastrophic forgetting significantly.", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 361, + 127 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 143, + 375, + 162 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 176, + 426, + 193 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Datasets We choose MVTec-AD [3] and VisA [43] as our dataset. MVTec-AD [3] and VisA [43] have 15 and 12 types of objects, respectively. These two employed datasets have well-recognized complex cases for real-world evaluation, and different objects' feature domains show significantly varying distributions, so both of them can be available for our Incremental Unified Framework.", + "bbox": [ + 212, + 202, + 782, + 276 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Task Protocol According to our framework in Fig. 1 (E), our reconstruction model incrementally learns new objects. Based on the practical requirements of industrial defect inspection, we set up our experiments in both single-step and multi-step settings.", + "bbox": [ + 212, + 277, + 784, + 337 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We represent our task stream as $\\mathbf{X} - \\mathbf{Y}$ with N Step(s). Here, $\\mathbf{X}$ denotes the number of base objects before starting incremental learning, $\\mathbf{Y}$ represents the number of new objects incremented in each step, and $\\mathbf{N}$ indicates the number of tasks during incremental learning. When training on base objects, $\\mathbf{N} = 0$ , and after one step, $\\mathbf{N} = \\mathbf{N} + 1$ . Our task stream is shown as follows:", + "bbox": [ + 212, + 339, + 782, + 412 + ], + "page_idx": 10 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "-MVTec-AD [3]: 14 - 1 with 1 Step, 10 - 5 with 1 Step,", + "3-3 with 4 Steps and 10-1 with 5 Steps.", + "-VisA [43]: 11 - 1 with 1 Step, 8 - 4 with 1 Step, 8 - 1 with 4 Steps." + ], + "bbox": [ + 222, + 422, + 774, + 469 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Baselines We select some SOTA methods in small defect inspection as the baseline, including PaDiM [10], DRAEM [39], PatchCore [30], PANDA [29], CutPaste [19], and UniAD [38]. Notably, some baselines integrate with the incremental learning protocol, CAD [20]. In addition, we integrate several available SOTA baselines in incremental learning with UniAD, including EWC [18], SI [40], MAS [2] and LVT [34].", + "bbox": [ + 212, + 479, + 782, + 569 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Evaluation Metrics Currently, there are two metrics for continual learning: average accuracy (ACC) [25] and forgetting measure (FM) [6]. However, for individual tasks, we usually use Pixel-level AUROC, $A^{\\mathrm{pix}}$ , and Image-level AUROC, $A^{\\mathrm{img}}$ , to characterize the detection accuracy. In this task, we combine these two goals and define four metrics, as in Eq. (14),", + "bbox": [ + 212, + 570, + 782, + 646 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\nA C C = \\left\\{ \\right.\\begin{array}{l}\\frac {1}{N} \\sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\\mathbf {p i x}}\\\\\\frac {1}{N} \\sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\\mathbf {i m g}}\\end{array}, F M = \\left\\{\\begin{array}{l}\\frac {1}{N - 1} \\sum_ {i = 1} ^ {N - 1} \\max _ {b \\in \\{1, \\dots , N - 1 \\}} \\left(A _ {b, i} ^ {\\mathbf {p i x}} - A _ {N, i} ^ {\\mathbf {p i x}}\\right)\\\\\\frac {1}{N - 1} \\sum_ {i = 1} ^ {N - 1} \\max _ {b \\in \\{1, \\dots , N - 1 \\}} \\left(A _ {b, i} ^ {\\mathbf {i m g}} - A _ {N, i} ^ {\\mathbf {i m g}}\\right)\\end{array}. \\right. \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 238, + 656, + 784, + 734 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Experiment Performance", + "text_level": 1, + "bbox": [ + 215, + 753, + 470, + 768 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Quantitative Evaluation Table 1 (A) (B) shows that our method achieves SOTA performance with different experiment settings in pixel-level (A) and Image-level (B), respectively. We observe that the network performance is catastrophic forgetting in the reconstruction-based approach (UniAD [38]). While", + "bbox": [ + 212, + 779, + 782, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/10775db80ee555bf8991ea3c1da99ac7a82194f8b83dd2bea44583f9b1b75049.jpg", + "table_caption": [ + "Table 1: Quantitative evaluation in MvTec AD [3] (A) and VisA [43] (B). \"Image / Pixel\" shows the image-level and pixel-level performance respectively. \"NA\" is Not Available, since CAD [20]-based method cannot locate defects in pixel-level. Red and Gray Red represents the best image-level and pixel-level performance respectively.", + "(A) Quantitative Performance in MvTec [3]." + ], + "table_footnote": [], + "table_body": "
Method14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]57.5 / 77.123.1 / 20.264.4 / 81.49.1 / 14.160.0 / 76.1622.6 / 20.353.9 / 68.418.1 / 24.1
PatchCore [30]66.5 / 83.834.2 / 24.169.6 / 62.422.6 / 25.262.4 / 77.937.3 / 22.155.3 / 73.830.8 / 27.5
DRAEM [39]51.1 / 61.28.2 / 8.258.0 / 63.211.8 / 3.954.9 / 57.62.6 / 9.852.3 / 59.013.8 / 8.8
UniAD [38]85.7 / 89.618.3 / 13.386.7 / 91.514.9 / 10.681.3 / 88.77.4 / 10.676.6 / 82.321.1 / 17.3
UniAD [38] + EWC [18]92.8 / 95.44.1 / 1.990.5 / 93.67.3 / 4.279.6 / 89.09.5 / 10.189.6 / 93.85.4 / 3.6
UniAD [38] + SI [40]85.7 / 89.518.4 / 13.484.1 / 88.320.2 / 17.081.9 / 88.57.0 / 10.877.2 / 81.620.2 / 18.2
UniAD [38] + MAS [2]85.8 / 89.618.1 / 13.386.8 / 91.014.9 / 11.681.5 / 89.07.2 / 10.277.9 / 82.019.5 / 17.7
UniAD [38] + LVT [34]80.4 / 86.029.1 / 20.687.1 / 90.614.1 / 12.380.4 / 88.68.6 / 10.678.2 / 88.319.1 / 16.1
CAD + DNE [20]84.5 / NA-2.0 / NA87.8 / NA1.1 / NA80.3 / NA6.6 / NA77.7 / NA9.7 / NA
CAD [20] + CutPaste [19]84.3 / NA-1.6 / NA87.1 / NA-0.3 / NA79.2 / NA12.6 / NA70.6 / NA20.2 / NA
CAD [20] + PANDA [29]50.0 / NA6.0 / NA55.4 / NA8.9 / NA62.4 / NA36.8 / NA51.3 / NA10.3 / NA
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
", + "bbox": [ + 220, + 226, + 785, + 392 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/704f6d9df91b3c6ebf7b04408ca3c89eca31ba3a34887e0acd9acdc10ba3f6de.jpg", + "table_caption": [ + "(B) Quantitative Performance in VisA [43]." + ], + "table_footnote": [], + "table_body": "
Method11 - 1 with 1 Step8 - 4 with 1 Step8 - 1 with 4 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]59.7 / 84.320.6 / 14.260.3 / 84.221.8 / 14.054.3 / 83.421.1 / 9.7
PatchCore [30]66.0 / 85.630.0 / 13.067.4 / 86.433.3 / 14.356.2 / 83.634.8 / 12.4
DRAEM [39]48.4 / 60.530.6 / 15.863.6 / 49.617.7 / 29.751.8 / 63.425.9 / 10.5
UniAD [38]75.0 / 92.122.4 / 11.478.1 / 94.014.7 / 8.472.2 / 90.816.6 / 9.2
UniAD [38] + EWC [18]78.7 / 95.414.9 / 4.880.5 / 95.410.0 / 5.372.3 / 92.316.5 / 7.3
UniAD [38] + SI [40]78.1 / 92.016.9 / 11.580.8 / 93.99.2 / 8.369.8 / 88.519.8 / 12.0
UniAD [38] + MAS [2]75.4 / 91.821.5 / 11.978.4 / 94.014.1 / 8.472.1 / 90.616.7 / 9.4
UniAD [38] + LVT [34]77.5 / 92.317.3 / 10.978.8 / 94.113.4 / 8.170.8 / 91.418.3 / 8.4
CAD + DNE [20]71.2 / NA-10.2 / NA64.1 / NA6.1 / NA58.6 / NA10.2 / NA
CAD [20] + CutPaste [19]65.8 / NA3.5 / NA63.2 / NA5.1 / NA56.2 / NA13.9 / NA
CAD [20] + PANDA [29]55.7 / NA-1.7 / NA56.7 / NA-3.3 / NA56.0 / NA-0.3 / NA
Ours87.3 / 97.62.4 / 1.880.1 / 95.415.2 / 6.179.8 / 95.09.8 / 6.8
", + "bbox": [ + 220, + 415, + 785, + 622 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "some continuous learning strategies [2, 18, 34, 40] can partially mitigate this problem, our approach provides an optimal solution. Besides, compared with CAD-based methods, our method can offer not only pixel-level location but also SOTA performance for incrementing more objects. Overall, our algorithm can overcome the above drawbacks and maintain a low level of forgetting.", + "bbox": [ + 212, + 656, + 787, + 733 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative Evaluation for Defect Localization Fig. 6 shows the defect location (heatmap) of our method and other SOTA reconstruction-based approaches. We follow the same strategy in UniAD [38] to calculate the heatmap. Regions, where the occurring chance of defects is higher, are colored red. Conversely, regions, where defects are almost impossible to occur, are colored blue. Our method can significantly reduce semantic feature conflicts (In Fig. 3) and output more accurate defect locations.", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 361, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/3e81ff71be095bc5259da62997a60c80156d365ba22111280536b382868a94f9.jpg", + "image_caption": [ + "Fig. 6: Qualitative evaluation in MVtec-AD [3] and VisA [43]. The intensity of red in the heatmap indicates a higher likelihood of defects, whereas blue signifies a lower probability. Our approach outperforms existing baselines by significantly mitigating semantic feature conflict and enhancing defect localization accuracy. (Please zoom in for more details.)" + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 787, + 473 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 589, + 388, + 604 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We conduct the ablation study on MvTec AD [3] to evaluate the effectiveness of different components in our proposed method.", + "bbox": [ + 212, + 625, + 785, + 654 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Effectiveness of Object-Aware Self-Attention To demonstrate the effectiveness of category labels, we ablate Object-Aware Self-Attention in our structure. \"w/o OASA\" in Table 2 shows that this structure can reduce catastrophic forgetting by category information insertion. Moreover, in Fig. 7 (\"w/o OASA\"), if there is no semantic boundary, the network can still detect anomalies in the current object, but serious feature conflicts will occur in other regions of the object, further affecting the overall performance of the network.", + "bbox": [ + 212, + 656, + 787, + 762 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Effectiveness of Semantic Compression Loss To demonstrate the effectiveness of Semantic Compression Loss, we ablate this loss in our training. \"w/o SCL\" in Table 2 shows that this structure can reduce catastrophic forgetting by preserving more space for new objects. Besides, in Fig. 7 (\"w/o SCL\"), by compressing more space for new objects, we can obtain clearer defect localization in", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/e1a6c6e8d2ecaacc02e2ea042b6d2e6ded053b73f08877275fa515755f050ee9.jpg", + "table_caption": [ + "Table 2: Quantitative evaluation in ablation study. The results show that three components, Object-Aware Self-Attention, semantic compression loss, and the updating strategy, contribute to the performance improvement of the whole framework. Red and Gray Red represents the best image-level and pixel-level performance respectively." + ], + "table_footnote": [], + "table_body": "
14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
w/o OASA89.3 / 92.513.3 / 8.287.6 / 90.616.5 / 13.581.4 / 88.912.2 / 10.884.2 / 90.314.2 / 8.6
w/o SCL95.5 / 96.12.4 / 0.892.0 / 94.38.1 / 6.082.7 / 88.310.6 / 11.793.4 / 95.13.6 / 2.7
w/o US95.9 / 96.21.1 / 0.788.6 / 93.316.5 / 8.583.5 / 89.510.9 / 10.385.6 / 90.513.5 / 8.4
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
", + "bbox": [ + 220, + 212, + 787, + 308 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/c60f5bd7ede87200c4780d3ec090a5dea435268283b6b159258f44282d656fee.jpg", + "image_caption": [ + "Fig. 7: Qualitative evaluation of ablation study. Compared with \"w/o US\" and \"w/o OSOA\", it is obvious that our method can be more accurate in locating defects. Compared with \"w/o SCL\", since increasing the available space of the model, our algorithm can further reduce the feature conflict and reduce more interference in the background. (Please zoom in for more details.)" + ], + "image_footnote": [], + "bbox": [ + 222, + 323, + 784, + 407 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "detail, which indicates that more network space can be explained in incremental learning by semantic compression loss.", + "bbox": [ + 212, + 523, + 785, + 554 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Effectiveness of Our Updating Strategy To demonstrate the effectiveness of our updating strategy, we ablate this updating method, and \"w/o US\" in Table 2 shows that this method can reduce catastrophic forgetting. Also, in Fig. 7 (\"w/o US\"), our algorithm can help memorize important semantic spaces for old objects, thus reducing the rewriting of semantic space in the reconstruction network, thus leading to a better localization performance.", + "bbox": [ + 212, + 555, + 787, + 647 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 678, + 359, + 694 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "To conclude, our incremental unified framework effectively integrates the multi-objects detection model with object-incremental learning, significantly enhancing the dynamic of defect inspection systems. Leveraging Object-Aware Self-Attention, Semantic Compression Loss, and updating strategy, we demarcate semantic boundaries for objects and minimize interference during incrementing new objects. Benchmarks demonstrate our SOTA performance at both the image level and pixel level. Widespread deployment of this technology will increase efficiency and reduce overhead in industrial manufacturing.", + "bbox": [ + 212, + 718, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. Tang et al.", + "bbox": [ + 271, + 114, + 362, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 215, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The research work is sponsored by AIR@InnoHK.", + "bbox": [ + 215, + 175, + 575, + 189 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "Besides, this work is funded by National Natural Science Foundation of China Grant No. 72371271, the Guangzhou Industrial Information and Intelligent Key Laboratory Project (No. 2024A03J0628), the Nansha Key Area Science and Technology Project (No. 2023ZD003), Project No. 2021JC02X191, and Natural Science Foundation of Zhejiang P province, China (No. LD24F020002).", + "bbox": [ + 212, + 190, + 787, + 267 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 287, + 325, + 303 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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In: European Conference on Computer Vision. pp. 392-408. Springer (2022)" + ], + "bbox": [ + 215, + 146, + 785, + 743 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "An Incremental Unified Framework for Small Defect Inspection", + "bbox": [ + 308, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/An Incremental Unified Framework for Small Defect Inspection/1673eabf-1728-4b99-a5c2-c6ffedc8d2b6_model.json b/2024/An Incremental Unified Framework for Small Defect Inspection/1673eabf-1728-4b99-a5c2-c6ffedc8d2b6_model.json new file mode 100644 index 0000000000000000000000000000000000000000..74e54afb9b7de729945b4d7ebf903b20f80e8c16 --- /dev/null +++ b/2024/An Incremental Unified Framework for Small Defect Inspection/1673eabf-1728-4b99-a5c2-c6ffedc8d2b6_model.json @@ -0,0 +1,2577 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.245, + 0.141, + 0.761, + 0.187 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.212, + 0.786, + 0.245 + ], + "angle": 0, + "content": "Jiaqi Tang\\(^{1,2,3}\\), Hao Lu\\(^{1,2}\\), Xiaogang Xu\\(^{4}\\), Ruizheng Wu\\(^{5}\\), Sixing Hu\\(^{5}\\), Tong Zhang\\(^{6}\\), Tsz Wa Cheng\\(^{6}\\), Ming Ge\\(^{7}\\), Ying-Cong Chen\\(^{1,2,3\\star}\\), and Fugee Tsung\\(^{1,2}\\)" + }, + { + "type": "text", + "bbox": [ + 0.286, + 0.255, + 0.717, + 0.269 + ], + "angle": 0, + "content": "\\(^{1}\\) Hong Kong University of Science and Technology (Guangzhou)" + }, + { + "type": "text", + "bbox": [ + 0.33, + 0.269, + 0.672, + 0.283 + ], + "angle": 0, + "content": "\\(^{2}\\) Hong Kong University of Science and Technology" + }, + { + "type": "text", + "bbox": [ + 0.37, + 0.283, + 0.635, + 0.297 + ], + "angle": 0, + "content": "3 HKUST(GZ) - SmartMore Joint Lab" + }, + { + "type": "text", + "bbox": [ + 0.383, + 0.297, + 0.621, + 0.311 + ], + "angle": 0, + "content": "\\(^{4}\\) Chinese University of Hong Kong" + }, + { + "type": "text", + "bbox": [ + 0.415, + 0.311, + 0.59, + 0.324 + ], + "angle": 0, + "content": "5 SmartMore Corporation" + }, + { + "type": "text", + "bbox": [ + 0.286, + 0.324, + 0.717, + 0.338 + ], + "angle": 0, + "content": "\\(^{6}\\) Hong Kong Industrial Artificial Intelligence & Robotics Centre" + }, + { + "type": "text", + "bbox": [ + 0.385, + 0.339, + 0.619, + 0.353 + ], + "angle": 0, + "content": "\\(^{7}\\) Hong Kong Productivity Council" + }, + { + "type": "text", + "bbox": [ + 0.341, + 0.354, + 0.664, + 0.367 + ], + "angle": 0, + "content": "{jtang092,hlu585}@connect.hkust-gz.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.267, + 0.368, + 0.737, + 0.38 + ], + "angle": 0, + "content": "xiaogangxu00@gmail.com {ruizheng.wu, david.hu}@smartmore.com" + }, + { + "type": "text", + "bbox": [ + 0.283, + 0.382, + 0.722, + 0.395 + ], + "angle": 0, + "content": "{jacquelinezhang, alancheng}@hkflair.org mingge@hkpc.org" + }, + { + "type": "text", + "bbox": [ + 0.336, + 0.396, + 0.668, + 0.408 + ], + "angle": 0, + "content": "yingcongen@hkust-gz.edu.cn season@ust.hk" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.442, + 0.741, + 0.69 + ], + "angle": 0, + "content": "Abstract. Artificial Intelligence (AI)-driven defect inspection is pivotal in industrial manufacturing. However, existing inspection systems are typically designed for specific industrial products and struggle with diverse product portfolios and evolving processes. Although some previous studies attempt to address object dynamics by storing embeddings in the reserved memory bank, these methods suffer from memory capacity limitations and object distribution conflicts. To tackle these issues, we propose the Incremental Unified Framework (IUF), which integrates incremental learning into a unified reconstruction-based detection method, thus eliminating the need for feature storage in the memory. Based on IUF, we introduce Object-Aware Self-Attention (OASA) to delineate distinct semantic boundaries. We also integrate Semantic Compression Loss (SCL) to optimize non-primary semantic space, enhancing network adaptability for new objects. Additionally, we prioritize retaining the features of established objects during weight updates. Demonstrating prowess in both image and pixel-level defect inspection, our approach achieves state-of-the-art performance, supporting dynamic and scalable industrial inspections." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.691, + 0.673, + 0.705 + ], + "angle": 0, + "content": "Our code is released at https://github.com/jqtangust/IUF." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.718, + 0.729, + 0.732 + ], + "angle": 0, + "content": "Keywords: Small Defect Inspection; Incremental Unified Framework" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.757, + 0.377, + 0.772 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.787, + 0.787, + 0.818 + ], + "angle": 0, + "content": "AI-driven small defect inspection, commonly known as anomaly detection, is pivotal in numerous industrial manufacturing sectors [14,26,36,42], spanning from" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.386, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.129 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "image", + "bbox": [ + 0.268, + 0.159, + 0.416, + 0.255 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.269, + 0.26, + 0.411, + 0.272 + ], + "angle": 0, + "content": "(A) One-Model-One-Object" + }, + { + "type": "image", + "bbox": [ + 0.487, + 0.159, + 0.741, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.541, + 0.256, + 0.684, + 0.277 + ], + "angle": 0, + "content": "(B) One-Model-One-Object with Defect-Incremental" + }, + { + "type": "image", + "bbox": [ + 0.235, + 0.287, + 0.386, + 0.387 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.243, + 0.409, + 0.381, + 0.421 + ], + "angle": 0, + "content": "(C) One-Model-N-Objects" + }, + { + "type": "image", + "bbox": [ + 0.401, + 0.28, + 0.54, + 0.402 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.402, + 0.404, + 0.54, + 0.426 + ], + "angle": 0, + "content": "(D) One-Model-N-Objects with Object-Incremental" + }, + { + "type": "image", + "bbox": [ + 0.55, + 0.28, + 0.773, + 0.401 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.578, + 0.404, + 0.745, + 0.427 + ], + "angle": 0, + "content": "(E) One-Model-N-Objects with Incremental-Unified (Ours)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.438, + 0.788, + 0.537 + ], + "angle": 0, + "content": "Fig. 1: Different framework in small defect inspection. (A) shows the most common One-Model-One-Object pattern [9,10,20,23,29], which trains a separate model for each of the different objects. (B), based on (A), the types of defects are incrementing [5,7,31, 32,37], which improves the generalization performance in detecting different defects. (C) shows a unified model [38,41] for multi-objects. (D) use a memory bank to incrementally record features for all objects for distinguishing [20]. (E) is our Incremental Unified framework, and it combines the advantages of both (C) and (D)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.567, + 0.785, + 0.612 + ], + "angle": 0, + "content": "medical engineering [17] to material science [16], and electronic components [15]. Automated product inspections facilitated by these applications not only boast impressive accuracy but also significantly reduce labor costs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.788, + 0.734 + ], + "angle": 0, + "content": "While most of the current inspection systems [5,7,9,10,20,23,29,31,32,37] are specifically designed for particular industrial products (One-Model-One-Object, cf. Fig. 1 (A) (B)), the ever-changing dynamics of real-world product variants present two salient challenges. Firstly, there is a pressing need for a system capable of detecting multiple objects. Secondly, the adaptability of these systems to the frequently adjusted production schedules [33] is a lingering concern. Relying solely on acquiring new inspection equipment is neither cost-effective nor efficient due to increased deployment time." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Currently, only limited research addresses these challenges. One-Model-N-Object approaches like UniAD [38] and OmiAD [41] propose a unified network suitable for a broad spectrum of objects (Fig. 1 (C)). However, its capability is restricted when encountering dynamic or unfamiliar objects. On the other hand, CAD [20] suggests embedding features of multiple objects into a memory bank, with a binary classifier discerning defects (Fig. 1 (D)). Yet, the differences in object distributions can jeopardize memory bank features and impede pixel" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.302, + 0.145, + 0.396, + 0.228 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.401, + 0.146, + 0.498, + 0.228 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.502, + 0.146, + 0.597, + 0.228 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.146, + 0.694, + 0.226 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.24, + 0.788, + 0.325 + ], + "angle": 0, + "content": "Fig. 2: Semantic space in our methodology (B-D). In (A), all objects in the original semantic space are tightly coupled, leading to \"catastrophic forgetting\", i.e., the learning of new objects will result in forgetting previously learned objects. Our method firstly builds a semantic boundary of each object (B), then compacts the non-primary semantic space (C), and finally suppresses semantic updating in the previous objects' feature space (D)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.355, + 0.785, + 0.401 + ], + "angle": 0, + "content": "level performance evaluation. Although Liu et al. [22] design a learnable prompt to find needed object information in the memory bank, this solution is still constrained by escalating storage demands." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.402, + 0.785, + 0.477 + ], + "angle": 0, + "content": "To surmount the confines of prior research, we introduce an Incremental Unified Framework (IUF), which integrates the multi-object unified model with object-incremental learning, as depicted in Fig. 1 (E). IUF capitalizes on the unified model's prowess, enabling pixel-precise defect inspection across diverse objects without necessitating an embedded feature storage in the memory bank." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.478, + 0.787, + 0.718 + ], + "angle": 0, + "content": "In this framework, one significant challenge is \"catastrophic forgetting\", which hampers network efficacy in the Incremental Unified framework due to semantic feature conflicts in the reconstruction network (Fig. 2 (A)). We propose Object-Aware Self-Attention (OASA), leveraging object category features to segregate the semantic spaces of different objects (Fig.2 (B)). These features serve as semantic constraints within the encoding process of the reconstruction network, establishing distinct feature boundaries in the semantic hyperplane, thereby alleviating feature coupling. Then, we introduce Semantic Compression Loss (SCL) to condense non-essential feature values, concentrating the feature space on principal components (Fig.2 (C)). This creates more semantic space for optimizing unseen objects and minimizing potential forgetting issues. Finally, when learning novel objects, we propose a new updating strategy to retain features of prior objects and reduce interference from new objects in the prevailing feature space (Fig.2 (D)). Our framework offers a versatile solution for small defect inspection, adeptly navigating the challenges posed by feature space conflicts, and achieves state-of-the-art (SOTA) performance at both image and pixel levels." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.72, + 0.627, + 0.734 + ], + "angle": 0, + "content": "To summarize, our contributions are listed as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.749, + 0.787, + 0.84 + ], + "angle": 0, + "content": "- We propose the Incremental Unified Framework (IUF), which can dynamically detect small defects in frequently-adjusted industrial scenarios. To the best of our knowledge, IUF is the first framework to integrate incremental learning into the unified reconstruction-based small defect detection method, thereby overcoming memory bank capacity limitations and object distribution conflicts." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.232, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.129 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.147, + 0.784, + 0.206 + ], + "angle": 0, + "content": "- Our framework incorporates Object-Aware Self-Attention (OASA), Semantic Compression Loss (SCL), and a new updating strategy, which together reduce the potential risk of feature conflicts and mitigate the catastrophic forgetting issue." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.208, + 0.784, + 0.252 + ], + "angle": 0, + "content": "- The Incremental Unified Framework (IUF) enables our method to deliver not only image-level performance but also pixel-level location. Compared to other baselines, our method achieves SOTA performance." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.278, + 0.388, + 0.294 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.311, + 0.784, + 0.356 + ], + "angle": 0, + "content": "Small Defect Inspection Small defect inspection (Anomaly Detection) primarily falls into two paradigms: feature embedding-based and reconstruction-based methods. Both aim to pinpoint the locations of defects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.357, + 0.788, + 0.674 + ], + "angle": 0, + "content": "Feature embedding-based methods localize defective regions by discerning feature distribution discrepancies between defective and non-defective images, e.g., SPADE [9], PaDim [10], PatchCore [30], GraphCore [35], SimpleNet [24]. These approaches extract diverse image features using a deep network and subsequently assess the dissimilarities between test image features and those of the training dataset. If these disparities are substantial, they indicate defective regions. Another efficient method is the reconstruction-based approach, which relies on an alternative hypothesis. Such methods posit that models trained on normal samples excel in reproducing normal regions while struggling with anomalous regions [4, 8, 38, 41]. Therefore, many approaches aim to discover an optimal network architecture for effective sample reconstruction, including Autoencoder (AE) [4], Variational Autoencoder (VAE) [23], Generative Adversarial Networks (GANs) [1], Transformer [38], etc. Furthermore, beyond image-level reconstruction, certain methods endeavor to reconstruct features at a more granular level, e.g., InTra [28] and UniAD [38]. Until recently, the majority of prior approaches adhered to the One-Model-One-Object pattern, as shown in Fig. 1 (A). However, recent advancements such as UniAD [38] and OmniAL [41] have extended the reconstruction paradigm to the One-Model-N-Objects pattern (depicted in Fig. 1 (C)). This progress curtails memory usage compared to the one-model-one-object approach, propelling the entire problem into a more general framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.675, + 0.788, + 0.795 + ], + "angle": 0, + "content": "In the context of industrial defect inspection, scenarios often evolve over time. Initial training may not encompass all objects, but rather the acquisition of objects unfolds progressively in response to manufacturing schedules and adaptations. Hence, an ideal approach would involve continual learning of new objects within a dynamic environment, while preserving the existing objects. This approach aligns with industrial evolution needs. To address this, we introduce a framework for small defect inspection under Object-Incremental Learning, as illustrated in Fig. 1 (E)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Incremental Learning for Small Defect Inspection There have been some previous studies combining incremental learning and small defect inspection; however, these studies mainly focused on augmenting the defect types of one" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.145, + 0.396, + 0.255 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.257, + 0.396, + 0.367 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.408, + 0.148, + 0.788, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.377, + 0.788, + 0.515 + ], + "angle": 0, + "content": "Fig. 3: Problems in task stream. 10 - 1 with 5 Steps is an example of a task stream protocol, where we first train on 10 basic objects and then add one object at a time, with the process being completed in 5 steps (Please see Sec. 5.1(Task Protocol) for more details.). (A-1) and (A-2) demonstrate the performance of image-level and pixel-level models under the previous unified framework, UniAD [38], where catastrophic forgetting significantly occurs. The upper boundary represents the best performance when we can use all previous objects for joint training. (B) demonstrates the reason for catastrophic forgetting. When training the current step, the training model overwrites the previous semantic patterns, causing severe feature conflicts in the reconstructed network." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.557, + 0.785, + 0.604 + ], + "angle": 0, + "content": "object under a specific scenario [5, 7, 31, 32, 37] (Fig. 1 (C)). The primary goal of these methods is to enhance the model's performance, which does not align with the requirements of object-incremental learning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.608, + 0.788, + 0.744 + ], + "angle": 0, + "content": "Recently, Li et al. [20] initially proposed a feature embedding-based method for continuous learning of task sequences. However, due to the algorithm using a single memory bank to store all object information, which leads to interference between objects, the reference feature space cannot be exactly the same as the detected objects. Consequently, this algorithm cannot compute pixel-level performance and can only provide image-level performance. Most recently, Liu et al. [22] proposed an unsupervised continual anomaly detection (UCAD) method. Although it attempts to distinguish features of different objects using contrastive learning, this strategy still requires the assistance of a memory feature bank." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.796, + 0.84 + ], + "angle": 0, + "content": "Unlike previous solutions, our method avoids interference from multiple object classes caused by explicit memory objects. We propose the first reconstruction-based model for this continuous learning problem. Therefore, our method can effectively avoid the problem of feature space distribution differences between different objects and only requires a reasonable feature space reassignment in the reconstruction network." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.129 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.46, + 0.161 + ], + "angle": 0, + "content": "3 Problem Formulation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.788, + 0.298 + ], + "angle": 0, + "content": "In our Incremental Unified framework (IUF), we partition distinct objects \\( x \\) into independent steps indexed by \\( t = 1 \\dots N \\), corresponding to the number of objects. The incremental flow of involving objects into IUF can be succinctly described as \\( T_{n}, n \\in 1, \\ldots, N \\). During the learning process in the \\( t \\)-th step, the network undergoes updates using the model that does not access training data from previous steps ranging from 1 to \\( t - 1 \\). Among these steps, we identify normal images as \\( x^{+} = \\{x_{o_{1}}^{+}, x_{o_{2}}^{+}, \\dots, x_{o_{N}}^{+}\\} \\), while defective images are represented as \\( x^{-} = \\{x_{o_{1}}^{-}, x_{o_{2}}^{-}, \\dots, x_{o_{N}}^{-}\\} \\). Here, \\( o_{n} \\) denotes distinct objects within the dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.297, + 0.787, + 0.328 + ], + "angle": 0, + "content": "For small defect inspection by reconstruction methods [38], an autoencoder is required to reconstruct normal features in all objects, as Eq. 1," + }, + { + "type": "equation", + "bbox": [ + 0.395, + 0.339, + 0.786, + 0.374 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\begin{array}{l} \\hat {x} = f _ {r} \\left(x ^ {+}; \\theta\\right), \\\\ \\therefore I _ {r} (\\hat {x} - \\hat {x}) \\quad \\vdots \\quad | \\hat {x} + \\hat {x} | \\end{array} \\tag {1} \\\\ \\min L _ {1} (\\hat {x}, x ^ {+}) = \\min | \\hat {x} - x ^ {+} |, \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.385, + 0.788, + 0.43 + ], + "angle": 0, + "content": "where \\(\\hat{x}\\) is the reconstructed features, \\(\\theta\\) is the network parameter, and \\(f_{r}(\\cdot)\\) is the reconstruction network. Combining Eq. (1) and our framework, this process is redefined as:" + }, + { + "type": "equation", + "bbox": [ + 0.343, + 0.439, + 0.785, + 0.475 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\text {S t e p} \\quad n: x _ {o _ {n}} ^ {\\hat {}} = f _ {r} \\left(x _ {o _ {n}} ^ {+}; \\theta\\right), \\tag {2} \\\\ \\min L _ {1} \\left(x _ {\\hat {o} _ {n}} ^ {+}, x _ {o _ {n}} ^ {+}\\right) = \\min \\left| x _ {\\hat {o} _ {n}} ^ {-} - x _ {o _ {n}} ^ {+} \\right|, \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.485, + 0.341, + 0.501 + ], + "angle": 0, + "content": "where \\(n\\in [1,N]\\)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.5, + 0.788, + 0.605 + ], + "angle": 0, + "content": "In such task pipelines, we notice that small defect inspection is also notably susceptible to catastrophic forgetting, as shown in Fig. 3 (A-1) and (A-2). Unlike other incremental learning tasks, small defect inspection requires the reconstruction of normal features, necessitating the decoding of semantic information from multiple channels. Without the rehearsal of the old category, the features of the new category will modify and occupy the original feature channel, resulting in semantic conflicts in space, as shown in Fig. 3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.606, + 0.788, + 0.667 + ], + "angle": 0, + "content": "Intuitively, our objective is to reorganize distinct categories of features into their respective channels, while avoiding any potential semantic conflicts. Nevertheless, within our framework, the task of establishing meaningful semantic relationships between these diverse categories presents a considerable challenge." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.689, + 0.381, + 0.707 + ], + "angle": 0, + "content": "4 Methodology" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Overview To mitigate catastrophic forgetting, we propose three critical components for Incremental Unified small defect inspection. Firstly, we identify the semantic boundary to highlight the differences among categories, thereby facilitating the preservation of old knowledge (Sec. 4.1). Secondly, we compact the semantic space to maximize the compression of redundant features, which helps to alleviate the issue of semantic conflicts (Sec. 4.2). Finally, we sustain primary semantic memory to minimize the feature forgetting of the old object, thereby improving the retention of critical knowledge (Sec. 4.3)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.146, + 0.789, + 0.279 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.289, + 0.789, + 0.359 + ], + "angle": 0, + "content": "Fig. 4: Identify object semantics by Object-Aware Self-Attention (Sec. 4.1). (A) is the reconstructed network from the previous method [38]. (B) is our current setup, which inserts the category attributes of an image into the reconstructed network via Object-Aware Self-Attention, thus constraining the semantic space to the corresponding image features and constructing the semantic boundaries of the network." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.387, + 0.528, + 0.403 + ], + "angle": 0, + "content": "4.1 Identifying Semantics Boundary" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.409, + 0.784, + 0.454 + ], + "angle": 0, + "content": "Previous unified method [38] directly reconstructs all objects through one autoencoder, as in Fig. 4 (A), so multiple objects share the same semantic space in one model. So, the semantic spaces of different objects are tightly coupled." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.455, + 0.788, + 0.545 + ], + "angle": 0, + "content": "This tight semantic coupling is likely to cause undifferentiated updating of the feature space of the old objects when learning a new object, consequently resulting in a significant catastrophic forgetting of the old knowledge. Therefore, we introduce a more explicit constraint to facilitate the network to distinguish the feature semantic space among different objects. Specifically, for step \\( n \\), we introduce its category label, \\( L_{n} \\), as in Eq. (3)," + }, + { + "type": "equation", + "bbox": [ + 0.319, + 0.553, + 0.551, + 0.571 + ], + "angle": 0, + "content": "\\[\n\\text {S t e p} n: \\left\\{y _ {n}, C _ {o _ {n}} \\right\\} = D \\left(x _ {o _ {n}} ^ {+}; \\sigma\\right),\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.386, + 0.574, + 0.785, + 0.614 + ], + "angle": 0, + "content": "\\[\n\\min L _ {C E} \\left(y _ {n}, L _ {n}\\right) = \\min - \\sum_ {i = 1} ^ {N} L _ {n} ^ {i} \\log \\left(y _ {n} ^ {i}\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.623, + 0.788, + 0.729 + ], + "angle": 0, + "content": "where \\( x_{o_n}^+ \\in \\mathbb{R}^{3 \\times H_o \\times W_o} \\) indicates the normal object images in current step, \\( y_n \\) is the final output of the discriminator, \\( D(\\cdot) \\), and \\( \\sigma \\) is the parameter in this discriminator. \\( L_{CE}(\\cdot) \\) is the cross-entropy loss, which contains \\( N \\) objects. Besides, \\( D(\\cdot) \\) also outputs \\( C_{o_n} \\in \\mathbb{R}^{T \\times C \\times H \\times W} \\), which corresponding to \\( T \\) key layers of semantic features, as Fig. 4 (B). By introducing the category label, each object is limited to its corresponding semantic space in the reconstruction network, which helps to identify the semantic boundary between different objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.73, + 0.788, + 0.774 + ], + "angle": 0, + "content": "Subsequently, to introduce this semantic boundary in the reconstruction network, we designed an Object-Aware Self-Attention (OSOA) mechanism as Eq. (4)," + }, + { + "type": "equation", + "bbox": [ + 0.314, + 0.774, + 0.786, + 0.808 + ], + "angle": 0, + "content": "\\[\n\\operatorname {A t t e n t i o n} \\left(C _ {o _ {n}}, Q, K, V\\right) = \\operatorname {s o f t m a x} \\left(\\frac {\\left(C _ {o _ {n}} \\cdot Q\\right) K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\(\\cdot\\) is Hadamard product, \\(d_{k}\\) is the dimension of the key or query, and \\(T\\) is the matrix transpose operator. \\(Q\\in \\mathbb{R}^{T\\times C\\times H\\times W}\\) is the query in \\(T\\) key layers" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.129 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "of the transformer-based network. \\( K \\) and \\( V \\) are the keys and values of this network, respectively. By inserting \\( C_{o_n} \\) to \\( Q \\), the reconstruction network can explicitly identify semantic boundaries." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.213, + 0.498, + 0.229 + ], + "angle": 0, + "content": "4.2 Compacting Semantic Space" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.235, + 0.784, + 0.31 + ], + "angle": 0, + "content": "By identifying semantic boundaries, we can further compress the feature space of old objects as much as possible, thus reserving more network capacity for new objects, which can reduce feature conflicts. To meet this goal, we design a compact feature regularization, which helps us to eliminate the redundant features of old objects and leave more capacity for future unknown new objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.31, + 0.785, + 0.342 + ], + "angle": 0, + "content": "Specifically, given a training sample, the latent features \\( M \\in \\mathbb{R}^{B \\times C \\times H \\times W} \\) is firstly compressed by aggregating spatial features as in Eq. (5)," + }, + { + "type": "equation", + "bbox": [ + 0.376, + 0.351, + 0.786, + 0.391 + ], + "angle": 0, + "content": "\\[\n\\hat {M} = \\frac {1}{H \\times W} \\sum_ {h = 1} ^ {H} \\sum_ {w = 1} ^ {W} M _ {n} (b, c, h, w), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.401, + 0.788, + 0.478 + ], + "angle": 0, + "content": "where \\(\\hat{M} \\in \\mathbb{R}^{B \\times C}\\) represents the semantic information matrix of latent features in each batch. As is common in the field [11,27], we hypothesize that different objects of semantic features are distributed on distinct channels, while spatial information is relatively irrelevant. Then, we perform SVD on the first two dimensions \\(B\\) and \\(C\\) of \\(\\hat{M}\\). The representation formula is as Eq. (6)," + }, + { + "type": "equation", + "bbox": [ + 0.241, + 0.487, + 0.787, + 0.634 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\hat {M} = U S V ^ {T} \\\\ = \\underbrace {\\left[ \\begin{array}{l l l l l} u _ {1 1} & u _ {1 2} & u _ {1 3} & \\dots & u _ {1 B} \\\\ u _ {2 1} & u _ {2 2} & u _ {2 3} & \\dots & u _ {2 B} \\\\ u _ {3 1} & u _ {3 2} & u _ {3 3} & \\dots & u _ {3 B} \\\\ \\vdots & \\vdots & \\ddots & \\ddots & \\vdots \\\\ u _ {B 1} & u _ {B 2} & u _ {B 3} & \\dots & u _ {B B} \\end{array} \\right]} _ {\\text {B a t c h S p a c e}} \\left[ \\begin{array}{c c c c} \\sigma_ {1} & 0 & \\dots & 0 \\\\ 0 & \\sigma_ {2} & \\dots & 0 \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ 0 & 0 & \\dots & \\sigma_ {C} \\\\ 0 & 0 & \\dots & 0 \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ 0 & 0 & \\dots & 0 \\end{array} \\right] \\underbrace {\\left(\\left[ \\begin{array}{l l l l} v _ {1 1} & v _ {1 2} & \\dots & v _ {1 C} \\\\ v _ {2 1} & v _ {2 2} & \\dots & v _ {2 C} \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ v _ {C 1} & v _ {C 2} & \\dots & v _ {C C} \\end{array} \\right]\\right) ^ {T}} _ {\\text {C h a n n e l S p a c e}}, \\tag {6} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.788, + 0.702 + ], + "angle": 0, + "content": "where three matrices obtained after SVD, i.e., \\(U\\), \\(S\\), and \\(V^T\\). Among them, \\(U \\in \\mathbb{R}^{B \\times B}\\) is an orthogonal matrix for batch eigenspace, \\(S = \\mathrm{diag}(\\sigma_1, \\sigma_2, \\dots, \\sigma_C) \\in \\mathbb{R}^{B \\times C}\\) is a diagonal matrix of eigenvalues, and \\(V^T \\in \\mathbb{R}^{C \\times C}\\) is an orthogonal matrix of channel eigenspace." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.703, + 0.788, + 0.795 + ], + "angle": 0, + "content": "\\(S_{n}\\) reflects the importance of semantic information for \\(M\\) on each channel dimension. Larger eigenvalues correspond to more important semantic space, while smaller eigenvalues correspond to relatively non-primary semantic space [12, 13, 21]. Based on this fact, we can compress the features of each object by reducing the non-primary semantic information. Therefore, we construct the Semantic Compression Loss (SCL) as in Eq. (7) and Fig. 5," + }, + { + "type": "equation", + "bbox": [ + 0.456, + 0.804, + 0.787, + 0.843 + ], + "angle": 0, + "content": "\\[\nL _ {s c} = \\sum_ {i = t} ^ {C} \\sigma_ {i}, \\tag {7}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.787, + 0.343 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.352, + 0.788, + 0.424 + ], + "angle": 0, + "content": "Fig. 5: Semantic space operation. We perform an SVD decomposition of the semantic space, based on the feature values that represent semantic importance, and compact the non-primary space in Sec. 4.2. In addition, when learning a new object, we project the update weights to the semantic space of previous features, and then block the weight updates that are semantically significant for previous information in Sec. 4.3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.788, + 0.556 + ], + "angle": 0, + "content": "where \\( t \\in [1, C] \\) is a hyperparameter, which is a scale factor that reflects the degree of compression of the semantic feature space. To construct the total loss, we use \\( L = \\lambda_0 L_1 + \\lambda_1 L_{CE} + \\lambda_2 L_{sc} \\). \\( \\lambda_0 \\) is set to 1 as a standard of the base task, and \\( \\lambda_1 \\) is 0.5 as the auxiliary task experience for balancing different loss values. \\( \\lambda_2 \\) is within the range of 1-10, and in practice, users can make custom adjustment of \\( \\lambda_2 \\) for controlling the old objects' feature space. This loss continuously compacts the non-primary feature space while achieving the final optimization goal." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.574, + 0.588, + 0.59 + ], + "angle": 0, + "content": "4.3 Reinforcing Primary Semantic Memory" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.717 + ], + "angle": 0, + "content": "While we have taken measures to ensure the availability of the requisite semantic space within the network, the risk of catastrophic forgetting still persists, particularly in an unregulated task stream, when significant feature space overlap exists between older and newer objects. Hence, it becomes imperative for us to address dual concerns: firstly, how to retain the prior semantic information when updating weights, and secondly, how to simultaneously acquire knowledge about new objects without unduly influencing the semantic space associated with older objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.717, + 0.788, + 0.783 + ], + "angle": 0, + "content": "Vanilla gradient descent leads to an undifferentiated update of all feature space, if \\(\\theta = (\\theta_{1},\\theta_{2},\\dots,\\theta_{J})\\in \\mathbb{R}^{C\\times W}\\) is the parameter of the model, and \\(W\\) is related to network structure. \\(\\frac{\\partial L(\\theta)}{\\partial\\theta_j},j = 1,2,\\ldots ,J\\) is the partial derivative of \\(\\theta\\). The process of model updating is shown in Eq. (8)," + }, + { + "type": "equation", + "bbox": [ + 0.436, + 0.789, + 0.786, + 0.824 + ], + "angle": 0, + "content": "\\[\n\\nabla \\theta_ {j} = - \\alpha \\frac {\\partial L (\\theta)}{\\partial \\theta_ {j}}, \\tag {8}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.452, + 0.824, + 0.564, + 0.845 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {\\theta} _ {j} ^ {'} \\gets \\boldsymbol {\\theta} _ {j} + \\nabla \\boldsymbol {\\theta} _ {j},\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.362, + 0.128 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.176 + ], + "angle": 0, + "content": "where \\(\\alpha\\) is the learning rate, \\(\\nabla \\theta_{j}\\) is updating vector, and \\(\\theta_j^\\prime\\) is the new weight next iteration." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.785, + 0.239 + ], + "angle": 0, + "content": "Retaining Prior Semantic Information To maintain the semantics of the old objects, it is essential to continuously consolidate the existing weights in old objects during the incremental process. Therefore, we constantly copy the old weight in gradient descent in the next step, as in Eq. (9)," + }, + { + "type": "equation", + "bbox": [ + 0.419, + 0.252, + 0.786, + 0.272 + ], + "angle": 0, + "content": "\\[\n\\theta_ {j} ^ {\\prime} \\leftarrow \\theta_ {j} + \\nabla \\theta_ {j} + \\beta \\theta_ {j} ^ {\\text {o l d}}, \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.284, + 0.784, + 0.315 + ], + "angle": 0, + "content": "where \\(\\theta_j^{old}\\) is the old weight in previous objects, and \\(\\beta\\) is a hyper-parameter for controlling the magnitude of this regulation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.316, + 0.784, + 0.39 + ], + "angle": 0, + "content": "Decreasing Rewriting of Prior Semantics Although we can retain prior semantic information in updating weight, the rewriting of old semantic space still happens. Therefore, suppressing weight updates in old semantic spaces will constrain the new object to use other undisturbed semantic spaces, which will further reduce feature conflicts." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.392, + 0.784, + 0.438 + ], + "angle": 0, + "content": "Based on this motivation, we consider that the importance of the semantic space can be represented by \\( V^T \\) (Eq. (6)). Thus, we project the updating weight, \\( \\nabla \\theta_j \\), to the corresponding channel space in old objects, as in Eq. (10)," + }, + { + "type": "equation", + "bbox": [ + 0.445, + 0.451, + 0.785, + 0.469 + ], + "angle": 0, + "content": "\\[\n\\nabla \\theta_ {j} = V _ {\\text {o l d}} ^ {T} \\nabla \\theta_ {j}, \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.482, + 0.798, + 0.514 + ], + "angle": 0, + "content": "where \\(\\nabla \\Theta_{j} \\in \\mathbb{R}^{C \\times W}\\) is updating weight in channel space. \\(V_{old}^{T}\\) is channel eigenspace in previous steps." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.784, + 0.56 + ], + "angle": 0, + "content": "To constrain the updating in primary semantic space in previous steps, we empirically use a log function to constrain the updating of different channels, \\( c \\in \\mathbb{R}^{1 \\times C} \\), as Eq. (11)," + }, + { + "type": "equation", + "bbox": [ + 0.429, + 0.562, + 0.785, + 0.578 + ], + "angle": 0, + "content": "\\[\n\\Omega (k, c) = k \\times \\log (c), \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.587, + 0.785, + 0.678 + ], + "angle": 0, + "content": "where \\(\\varOmega(\\cdot)\\) is constraining function. When the channel index \\(c\\) equals 1, the result of the log function is 0, indicating that the model does not update in this specific dimension. This is because the model is in the most crucial semantic space for the previous objects. As the channel index \\(c\\) increases, this channel becomes more likely to trigger model updates, and these dimensions become less important for representing previous objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.679, + 0.784, + 0.723 + ], + "angle": 0, + "content": "By acting on this function to \\(\\nabla \\Theta_{j}\\) and then projecting it back to the original space, we finally get the updating weight in the original space, as in Eq. (12) and Fig. 5," + }, + { + "type": "equation", + "bbox": [ + 0.393, + 0.725, + 0.785, + 0.743 + ], + "angle": 0, + "content": "\\[\n\\nabla \\theta_ {j} ^ {*} = \\left(V _ {\\text {o l d}} ^ {T}\\right) ^ {- 1} \\Omega (k, n) \\odot \\nabla \\Theta_ {j}, \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.752, + 0.784, + 0.782 + ], + "angle": 0, + "content": "where \\( \\odot \\) is the channel-wise product. In summary, our updating is shown as Eq. (13)," + }, + { + "type": "equation", + "bbox": [ + 0.419, + 0.784, + 0.785, + 0.803 + ], + "angle": 0, + "content": "\\[\n\\theta_ {j} ^ {\\prime} \\leftarrow \\theta_ {j} + \\nabla \\theta_ {j} ^ {*} + \\beta \\theta_ {j} ^ {\\text {o l d}}. \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Based on this, our model can reinforce the primary semantic memory of old objects and overcome catastrophic forgetting significantly." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.376, + 0.163 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.178, + 0.428, + 0.194 + ], + "angle": 0, + "content": "5.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.203, + 0.784, + 0.277 + ], + "angle": 0, + "content": "Datasets We choose MVTec-AD [3] and VisA [43] as our dataset. MVTec-AD [3] and VisA [43] have 15 and 12 types of objects, respectively. These two employed datasets have well-recognized complex cases for real-world evaluation, and different objects' feature domains show significantly varying distributions, so both of them can be available for our Incremental Unified Framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.279, + 0.785, + 0.338 + ], + "angle": 0, + "content": "Task Protocol According to our framework in Fig. 1 (E), our reconstruction model incrementally learns new objects. Based on the practical requirements of industrial defect inspection, we set up our experiments in both single-step and multi-step settings." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.34, + 0.784, + 0.414 + ], + "angle": 0, + "content": "We represent our task stream as \\(\\mathbf{X} - \\mathbf{Y}\\) with N Step(s). Here, \\(\\mathbf{X}\\) denotes the number of base objects before starting incremental learning, \\(\\mathbf{Y}\\) represents the number of new objects incremented in each step, and \\(\\mathbf{N}\\) indicates the number of tasks during incremental learning. When training on base objects, \\(\\mathbf{N} = 0\\), and after one step, \\(\\mathbf{N} = \\mathbf{N} + 1\\). Our task stream is shown as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.424, + 0.672, + 0.439 + ], + "angle": 0, + "content": "-MVTec-AD [3]: 14 - 1 with 1 Step, 10 - 5 with 1 Step," + }, + { + "type": "text", + "bbox": [ + 0.242, + 0.44, + 0.589, + 0.454 + ], + "angle": 0, + "content": "3-3 with 4 Steps and 10-1 with 5 Steps." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.455, + 0.776, + 0.47 + ], + "angle": 0, + "content": "-VisA [43]: 11 - 1 with 1 Step, 8 - 4 with 1 Step, 8 - 1 with 4 Steps." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.424, + 0.776, + 0.47 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.48, + 0.784, + 0.57 + ], + "angle": 0, + "content": "Baselines We select some SOTA methods in small defect inspection as the baseline, including PaDiM [10], DRAEM [39], PatchCore [30], PANDA [29], CutPaste [19], and UniAD [38]. Notably, some baselines integrate with the incremental learning protocol, CAD [20]. In addition, we integrate several available SOTA baselines in incremental learning with UniAD, including EWC [18], SI [40], MAS [2] and LVT [34]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.571, + 0.784, + 0.647 + ], + "angle": 0, + "content": "Evaluation Metrics Currently, there are two metrics for continual learning: average accuracy (ACC) [25] and forgetting measure (FM) [6]. However, for individual tasks, we usually use Pixel-level AUROC, \\( A^{\\mathrm{pix}} \\), and Image-level AUROC, \\( A^{\\mathrm{img}} \\), to characterize the detection accuracy. In this task, we combine these two goals and define four metrics, as in Eq. (14)," + }, + { + "type": "equation", + "bbox": [ + 0.24, + 0.657, + 0.785, + 0.735 + ], + "angle": 0, + "content": "\\[\nA C C = \\left\\{ \\right.\\begin{array}{l}\\frac {1}{N} \\sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\\mathbf {p i x}}\\\\\\frac {1}{N} \\sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\\mathbf {i m g}}\\end{array}, F M = \\left\\{\\begin{array}{l}\\frac {1}{N - 1} \\sum_ {i = 1} ^ {N - 1} \\max _ {b \\in \\{1, \\dots , N - 1 \\}} \\left(A _ {b, i} ^ {\\mathbf {p i x}} - A _ {N, i} ^ {\\mathbf {p i x}}\\right)\\\\\\frac {1}{N - 1} \\sum_ {i = 1} ^ {N - 1} \\max _ {b \\in \\{1, \\dots , N - 1 \\}} \\left(A _ {b, i} ^ {\\mathbf {i m g}} - A _ {N, i} ^ {\\mathbf {i m g}}\\right)\\end{array}. \\right. \\tag {14}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.755, + 0.471, + 0.769 + ], + "angle": 0, + "content": "5.2 Experiment Performance" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.784, + 0.841 + ], + "angle": 0, + "content": "Quantitative Evaluation Table 1 (A) (B) shows that our method achieves SOTA performance with different experiment settings in pixel-level (A) and Image-level (B), respectively. We observe that the network performance is catastrophic forgetting in the reconstruction-based approach (UniAD [38]). While" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.362, + 0.129 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 1: Quantitative evaluation in MvTec AD [3] (A) and VisA [43] (B). \"Image / Pixel\" shows the image-level and pixel-level performance respectively. \"NA\" is Not Available, since CAD [20]-based method cannot locate defects in pixel-level. Red and Gray Red represents the best image-level and pixel-level performance respectively." + }, + { + "type": "table_caption", + "bbox": [ + 0.356, + 0.213, + 0.646, + 0.227 + ], + "angle": 0, + "content": "(A) Quantitative Performance in MvTec [3]." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.227, + 0.787, + 0.393 + ], + "angle": 0, + "content": "
Method14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]57.5 / 77.123.1 / 20.264.4 / 81.49.1 / 14.160.0 / 76.1622.6 / 20.353.9 / 68.418.1 / 24.1
PatchCore [30]66.5 / 83.834.2 / 24.169.6 / 62.422.6 / 25.262.4 / 77.937.3 / 22.155.3 / 73.830.8 / 27.5
DRAEM [39]51.1 / 61.28.2 / 8.258.0 / 63.211.8 / 3.954.9 / 57.62.6 / 9.852.3 / 59.013.8 / 8.8
UniAD [38]85.7 / 89.618.3 / 13.386.7 / 91.514.9 / 10.681.3 / 88.77.4 / 10.676.6 / 82.321.1 / 17.3
UniAD [38] + EWC [18]92.8 / 95.44.1 / 1.990.5 / 93.67.3 / 4.279.6 / 89.09.5 / 10.189.6 / 93.85.4 / 3.6
UniAD [38] + SI [40]85.7 / 89.518.4 / 13.484.1 / 88.320.2 / 17.081.9 / 88.57.0 / 10.877.2 / 81.620.2 / 18.2
UniAD [38] + MAS [2]85.8 / 89.618.1 / 13.386.8 / 91.014.9 / 11.681.5 / 89.07.2 / 10.277.9 / 82.019.5 / 17.7
UniAD [38] + LVT [34]80.4 / 86.029.1 / 20.687.1 / 90.614.1 / 12.380.4 / 88.68.6 / 10.678.2 / 88.319.1 / 16.1
CAD + DNE [20]84.5 / NA-2.0 / NA87.8 / NA1.1 / NA80.3 / NA6.6 / NA77.7 / NA9.7 / NA
CAD [20] + CutPaste [19]84.3 / NA-1.6 / NA87.1 / NA-0.3 / NA79.2 / NA12.6 / NA70.6 / NA20.2 / NA
CAD [20] + PANDA [29]50.0 / NA6.0 / NA55.4 / NA8.9 / NA62.4 / NA36.8 / NA51.3 / NA10.3 / NA
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.359, + 0.401, + 0.645, + 0.416 + ], + "angle": 0, + "content": "(B) Quantitative Performance in VisA [43]." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.416, + 0.787, + 0.623 + ], + "angle": 0, + "content": "
Method11 - 1 with 1 Step8 - 4 with 1 Step8 - 1 with 4 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]59.7 / 84.320.6 / 14.260.3 / 84.221.8 / 14.054.3 / 83.421.1 / 9.7
PatchCore [30]66.0 / 85.630.0 / 13.067.4 / 86.433.3 / 14.356.2 / 83.634.8 / 12.4
DRAEM [39]48.4 / 60.530.6 / 15.863.6 / 49.617.7 / 29.751.8 / 63.425.9 / 10.5
UniAD [38]75.0 / 92.122.4 / 11.478.1 / 94.014.7 / 8.472.2 / 90.816.6 / 9.2
UniAD [38] + EWC [18]78.7 / 95.414.9 / 4.880.5 / 95.410.0 / 5.372.3 / 92.316.5 / 7.3
UniAD [38] + SI [40]78.1 / 92.016.9 / 11.580.8 / 93.99.2 / 8.369.8 / 88.519.8 / 12.0
UniAD [38] + MAS [2]75.4 / 91.821.5 / 11.978.4 / 94.014.1 / 8.472.1 / 90.616.7 / 9.4
UniAD [38] + LVT [34]77.5 / 92.317.3 / 10.978.8 / 94.113.4 / 8.170.8 / 91.418.3 / 8.4
CAD + DNE [20]71.2 / NA-10.2 / NA64.1 / NA6.1 / NA58.6 / NA10.2 / NA
CAD [20] + CutPaste [19]65.8 / NA3.5 / NA63.2 / NA5.1 / NA56.2 / NA13.9 / NA
CAD [20] + PANDA [29]55.7 / NA-1.7 / NA56.7 / NA-3.3 / NA56.0 / NA-0.3 / NA
Ours87.3 / 97.62.4 / 1.880.1 / 95.415.2 / 6.179.8 / 95.09.8 / 6.8
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.734 + ], + "angle": 0, + "content": "some continuous learning strategies [2, 18, 34, 40] can partially mitigate this problem, our approach provides an optimal solution. Besides, compared with CAD-based methods, our method can offer not only pixel-level location but also SOTA performance for incrementing more objects. Overall, our algorithm can overcome the above drawbacks and maintain a low level of forgetting." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Qualitative Evaluation for Defect Localization Fig. 6 shows the defect location (heatmap) of our method and other SOTA reconstruction-based approaches. We follow the same strategy in UniAD [38] to calculate the heatmap. Regions, where the occurring chance of defects is higher, are colored red. Conversely, regions, where defects are almost impossible to occur, are colored blue. Our method can significantly reduce semantic feature conflicts (In Fig. 3) and output more accurate defect locations." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.144, + 0.788, + 0.474 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.486, + 0.788, + 0.556 + ], + "angle": 0, + "content": "Fig. 6: Qualitative evaluation in MVtec-AD [3] and VisA [43]. The intensity of red in the heatmap indicates a higher likelihood of defects, whereas blue signifies a lower probability. Our approach outperforms existing baselines by significantly mitigating semantic feature conflict and enhancing defect localization accuracy. (Please zoom in for more details.)" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.59, + 0.39, + 0.606 + ], + "angle": 0, + "content": "5.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.625, + 0.787, + 0.655 + ], + "angle": 0, + "content": "We conduct the ablation study on MvTec AD [3] to evaluate the effectiveness of different components in our proposed method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.763 + ], + "angle": 0, + "content": "Effectiveness of Object-Aware Self-Attention To demonstrate the effectiveness of category labels, we ablate Object-Aware Self-Attention in our structure. \"w/o OASA\" in Table 2 shows that this structure can reduce catastrophic forgetting by category information insertion. Moreover, in Fig. 7 (\"w/o OASA\"), if there is no semantic boundary, the network can still detect anomalies in the current object, but serious feature conflicts will occur in other regions of the object, further affecting the overall performance of the network." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Effectiveness of Semantic Compression Loss To demonstrate the effectiveness of Semantic Compression Loss, we ablate this loss in our training. \"w/o SCL\" in Table 2 shows that this structure can reduce catastrophic forgetting by preserving more space for new objects. Besides, in Fig. 7 (\"w/o SCL\"), by compressing more space for new objects, we can obtain clearer defect localization in" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.364, + 0.129 + ], + "angle": 0, + "content": "J. Tang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 2: Quantitative evaluation in ablation study. The results show that three components, Object-Aware Self-Attention, semantic compression loss, and the updating strategy, contribute to the performance improvement of the whole framework. Red and Gray Red represents the best image-level and pixel-level performance respectively." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.213, + 0.788, + 0.309 + ], + "angle": 0, + "content": "
14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
w/o OASA89.3 / 92.513.3 / 8.287.6 / 90.616.5 / 13.581.4 / 88.912.2 / 10.884.2 / 90.314.2 / 8.6
w/o SCL95.5 / 96.12.4 / 0.892.0 / 94.38.1 / 6.082.7 / 88.310.6 / 11.793.4 / 95.13.6 / 2.7
w/o US95.9 / 96.21.1 / 0.788.6 / 93.316.5 / 8.583.5 / 89.510.9 / 10.385.6 / 90.513.5 / 8.4
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.324, + 0.785, + 0.409 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.421, + 0.788, + 0.491 + ], + "angle": 0, + "content": "Fig. 7: Qualitative evaluation of ablation study. Compared with \"w/o US\" and \"w/o OSOA\", it is obvious that our method can be more accurate in locating defects. Compared with \"w/o SCL\", since increasing the available space of the model, our algorithm can further reduce the feature conflict and reduce more interference in the background. (Please zoom in for more details.)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.787, + 0.555 + ], + "angle": 0, + "content": "detail, which indicates that more network space can be explained in incremental learning by semantic compression loss." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.556, + 0.788, + 0.648 + ], + "angle": 0, + "content": "Effectiveness of Our Updating Strategy To demonstrate the effectiveness of our updating strategy, we ablate this updating method, and \"w/o US\" in Table 2 shows that this method can reduce catastrophic forgetting. Also, in Fig. 7 (\"w/o US\"), our algorithm can help memorize important semantic spaces for old objects, thus reducing the rewriting of semantic space in the reconstruction network, thus leading to a better localization performance." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.679, + 0.36, + 0.695 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.788, + 0.841 + ], + "angle": 0, + "content": "To conclude, our incremental unified framework effectively integrates the multi-objects detection model with object-incremental learning, significantly enhancing the dynamic of defect inspection systems. Leveraging Object-Aware Self-Attention, Semantic Compression Loss, and updating strategy, we demarcate semantic boundaries for objects and minimize interference during incrementing new objects. Benchmarks demonstrate our SOTA performance at both the image level and pixel level. Widespread deployment of this technology will increase efficiency and reduce overhead in industrial manufacturing." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.31, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Incremental Unified Framework for Small Defect Inspection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.176, + 0.576, + 0.19 + ], + "angle": 0, + "content": "The research work is sponsored by AIR@InnoHK." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.191, + 0.788, + 0.268 + ], + "angle": 0, + "content": "Besides, this work is funded by National Natural Science Foundation of China Grant No. 72371271, the Guangzhou Industrial Information and Intelligent Key Laboratory Project (No. 2024A03J0628), the Nansha Key Area Science and Technology Project (No. 2023ZD003), Project No. 2021JC02X191, and Natural Science Foundation of Zhejiang P province, China (No. LD24F020002)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.288, + 0.326, + 0.304 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.318, + 0.785, + 0.374 + ], + "angle": 0, + "content": "1. 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Artificial Intelligence (AI)-driven defect inspection is pivotal in industrial manufacturing. However, existing inspection systems are typically designed for specific industrial products and struggle with diverse product portfolios and evolving processes. Although some previous studies attempt to address object dynamics by storing embeddings in the reserved memory bank, these methods suffer from memory capacity limitations and object distribution conflicts. To tackle these issues, we propose the Incremental Unified Framework (IUF), which integrates incremental learning into a unified reconstruction-based detection method, thus eliminating the need for feature storage in the memory. Based on IUF, we introduce Object-Aware Self-Attention (OASA) to delineate distinct semantic boundaries. We also integrate Semantic Compression Loss (SCL) to optimize non-primary semantic space, enhancing network adaptability for new objects. Additionally, we prioritize retaining the features of established objects during weight updates. Demonstrating prowess in both image and pixel-level defect inspection, our approach achieves state-of-the-art performance, supporting dynamic and scalable industrial inspections. + +Our code is released at https://github.com/jqtangust/IUF. + +Keywords: Small Defect Inspection; Incremental Unified Framework + +# 1 Introduction + +AI-driven small defect inspection, commonly known as anomaly detection, is pivotal in numerous industrial manufacturing sectors [14,26,36,42], spanning from + +![](images/9bf91155171af7c0ff7d57222d682da77cc92c173116abdded97a46a29d56e61.jpg) +(A) One-Model-One-Object + +![](images/d155b009c5130c0da9f139adaf413fcbe4fd2b70e1b32a2ddf5a244a68a72711.jpg) +(B) One-Model-One-Object with Defect-Incremental + +![](images/bb4f3ff8a624ffde5ff43570c4db2a981c9e5f13ba7b693ae9e1f8cb46fb66cd.jpg) + +![](images/62c8e3d2143680ce1bf7ef2fd00178f55ddda6fe982e55041d17b533d1a0c0e3.jpg) +(C) One-Model-N-Objects +(D) One-Model-N-Objects with Object-Incremental +Fig. 1: Different framework in small defect inspection. (A) shows the most common One-Model-One-Object pattern [9,10,20,23,29], which trains a separate model for each of the different objects. (B), based on (A), the types of defects are incrementing [5,7,31, 32,37], which improves the generalization performance in detecting different defects. (C) shows a unified model [38,41] for multi-objects. (D) use a memory bank to incrementally record features for all objects for distinguishing [20]. (E) is our Incremental Unified framework, and it combines the advantages of both (C) and (D). + +![](images/b6c878b850d00d3b1cdfb5d54db0a9ac3dd7a5922ebe5f45a38a3e9e87d96f5c.jpg) +(E) One-Model-N-Objects with Incremental-Unified (Ours) + +medical engineering [17] to material science [16], and electronic components [15]. Automated product inspections facilitated by these applications not only boast impressive accuracy but also significantly reduce labor costs. + +While most of the current inspection systems [5,7,9,10,20,23,29,31,32,37] are specifically designed for particular industrial products (One-Model-One-Object, cf. Fig. 1 (A) (B)), the ever-changing dynamics of real-world product variants present two salient challenges. Firstly, there is a pressing need for a system capable of detecting multiple objects. Secondly, the adaptability of these systems to the frequently adjusted production schedules [33] is a lingering concern. Relying solely on acquiring new inspection equipment is neither cost-effective nor efficient due to increased deployment time. + +Currently, only limited research addresses these challenges. One-Model-N-Object approaches like UniAD [38] and OmiAD [41] propose a unified network suitable for a broad spectrum of objects (Fig. 1 (C)). However, its capability is restricted when encountering dynamic or unfamiliar objects. On the other hand, CAD [20] suggests embedding features of multiple objects into a memory bank, with a binary classifier discerning defects (Fig. 1 (D)). Yet, the differences in object distributions can jeopardize memory bank features and impede pixel + +![](images/03cf6187e481c148c22668d914040dd29a58cfb12770503a3aca50ed95dd5337.jpg) +Fig. 2: Semantic space in our methodology (B-D). In (A), all objects in the original semantic space are tightly coupled, leading to "catastrophic forgetting", i.e., the learning of new objects will result in forgetting previously learned objects. Our method firstly builds a semantic boundary of each object (B), then compacts the non-primary semantic space (C), and finally suppresses semantic updating in the previous objects' feature space (D). + +![](images/4cc656c8bbd5b93626af62aeb672e38ffa1ee149d479dd1c44eb331a383a330b.jpg) + +![](images/a2c8241ad0aeac8a2d1dd85cf464e30dcf39d63844d6b0f28ff662d6d1428c8d.jpg) + +![](images/2258efa1a37aa902681b717a170dffd2204d13b9f781575a125db010396c66d4.jpg) + +level performance evaluation. Although Liu et al. [22] design a learnable prompt to find needed object information in the memory bank, this solution is still constrained by escalating storage demands. + +To surmount the confines of prior research, we introduce an Incremental Unified Framework (IUF), which integrates the multi-object unified model with object-incremental learning, as depicted in Fig. 1 (E). IUF capitalizes on the unified model's prowess, enabling pixel-precise defect inspection across diverse objects without necessitating an embedded feature storage in the memory bank. + +In this framework, one significant challenge is "catastrophic forgetting", which hampers network efficacy in the Incremental Unified framework due to semantic feature conflicts in the reconstruction network (Fig. 2 (A)). We propose Object-Aware Self-Attention (OASA), leveraging object category features to segregate the semantic spaces of different objects (Fig.2 (B)). These features serve as semantic constraints within the encoding process of the reconstruction network, establishing distinct feature boundaries in the semantic hyperplane, thereby alleviating feature coupling. Then, we introduce Semantic Compression Loss (SCL) to condense non-essential feature values, concentrating the feature space on principal components (Fig.2 (C)). This creates more semantic space for optimizing unseen objects and minimizing potential forgetting issues. Finally, when learning novel objects, we propose a new updating strategy to retain features of prior objects and reduce interference from new objects in the prevailing feature space (Fig.2 (D)). Our framework offers a versatile solution for small defect inspection, adeptly navigating the challenges posed by feature space conflicts, and achieves state-of-the-art (SOTA) performance at both image and pixel levels. + +To summarize, our contributions are listed as follows: + +- We propose the Incremental Unified Framework (IUF), which can dynamically detect small defects in frequently-adjusted industrial scenarios. To the best of our knowledge, IUF is the first framework to integrate incremental learning into the unified reconstruction-based small defect detection method, thereby overcoming memory bank capacity limitations and object distribution conflicts. + +- Our framework incorporates Object-Aware Self-Attention (OASA), Semantic Compression Loss (SCL), and a new updating strategy, which together reduce the potential risk of feature conflicts and mitigate the catastrophic forgetting issue. + +- The Incremental Unified Framework (IUF) enables our method to deliver not only image-level performance but also pixel-level location. Compared to other baselines, our method achieves SOTA performance. + +# 2 Related Work + +Small Defect Inspection Small defect inspection (Anomaly Detection) primarily falls into two paradigms: feature embedding-based and reconstruction-based methods. Both aim to pinpoint the locations of defects. + +Feature embedding-based methods localize defective regions by discerning feature distribution discrepancies between defective and non-defective images, e.g., SPADE [9], PaDim [10], PatchCore [30], GraphCore [35], SimpleNet [24]. These approaches extract diverse image features using a deep network and subsequently assess the dissimilarities between test image features and those of the training dataset. If these disparities are substantial, they indicate defective regions. Another efficient method is the reconstruction-based approach, which relies on an alternative hypothesis. Such methods posit that models trained on normal samples excel in reproducing normal regions while struggling with anomalous regions [4, 8, 38, 41]. Therefore, many approaches aim to discover an optimal network architecture for effective sample reconstruction, including Autoencoder (AE) [4], Variational Autoencoder (VAE) [23], Generative Adversarial Networks (GANs) [1], Transformer [38], etc. Furthermore, beyond image-level reconstruction, certain methods endeavor to reconstruct features at a more granular level, e.g., InTra [28] and UniAD [38]. Until recently, the majority of prior approaches adhered to the One-Model-One-Object pattern, as shown in Fig. 1 (A). However, recent advancements such as UniAD [38] and OmniAL [41] have extended the reconstruction paradigm to the One-Model-N-Objects pattern (depicted in Fig. 1 (C)). This progress curtails memory usage compared to the one-model-one-object approach, propelling the entire problem into a more general framework. + +In the context of industrial defect inspection, scenarios often evolve over time. Initial training may not encompass all objects, but rather the acquisition of objects unfolds progressively in response to manufacturing schedules and adaptations. Hence, an ideal approach would involve continual learning of new objects within a dynamic environment, while preserving the existing objects. This approach aligns with industrial evolution needs. To address this, we introduce a framework for small defect inspection under Object-Incremental Learning, as illustrated in Fig. 1 (E). + +Incremental Learning for Small Defect Inspection There have been some previous studies combining incremental learning and small defect inspection; however, these studies mainly focused on augmenting the defect types of one + +![](images/04e58e6fa104b2c1d7ee7ce504d5cf8266f957699722c514f6b6fe7fda215a01.jpg) + +![](images/43ca56e3d51468754cc30ec3799a4fd61131a981b862d10bc632417c514d1282.jpg) +Fig. 3: Problems in task stream. 10 - 1 with 5 Steps is an example of a task stream protocol, where we first train on 10 basic objects and then add one object at a time, with the process being completed in 5 steps (Please see Sec. 5.1(Task Protocol) for more details.). (A-1) and (A-2) demonstrate the performance of image-level and pixel-level models under the previous unified framework, UniAD [38], where catastrophic forgetting significantly occurs. The upper boundary represents the best performance when we can use all previous objects for joint training. (B) demonstrates the reason for catastrophic forgetting. When training the current step, the training model overwrites the previous semantic patterns, causing severe feature conflicts in the reconstructed network. + +![](images/35892c63e2b2dbaa79ff0f6da92145a0bd4731319781fcfec7155676dbef50f5.jpg) + +object under a specific scenario [5, 7, 31, 32, 37] (Fig. 1 (C)). The primary goal of these methods is to enhance the model's performance, which does not align with the requirements of object-incremental learning. + +Recently, Li et al. [20] initially proposed a feature embedding-based method for continuous learning of task sequences. However, due to the algorithm using a single memory bank to store all object information, which leads to interference between objects, the reference feature space cannot be exactly the same as the detected objects. Consequently, this algorithm cannot compute pixel-level performance and can only provide image-level performance. Most recently, Liu et al. [22] proposed an unsupervised continual anomaly detection (UCAD) method. Although it attempts to distinguish features of different objects using contrastive learning, this strategy still requires the assistance of a memory feature bank. + +Unlike previous solutions, our method avoids interference from multiple object classes caused by explicit memory objects. We propose the first reconstruction-based model for this continuous learning problem. Therefore, our method can effectively avoid the problem of feature space distribution differences between different objects and only requires a reasonable feature space reassignment in the reconstruction network. + +# 3 Problem Formulation + +In our Incremental Unified framework (IUF), we partition distinct objects $x$ into independent steps indexed by $t = 1 \dots N$ , corresponding to the number of objects. The incremental flow of involving objects into IUF can be succinctly described as $T_{n}, n \in 1, \ldots, N$ . During the learning process in the $t$ -th step, the network undergoes updates using the model that does not access training data from previous steps ranging from 1 to $t - 1$ . Among these steps, we identify normal images as $x^{+} = \{x_{o_{1}}^{+}, x_{o_{2}}^{+}, \dots, x_{o_{N}}^{+}\}$ , while defective images are represented as $x^{-} = \{x_{o_{1}}^{-}, x_{o_{2}}^{-}, \dots, x_{o_{N}}^{-}\}$ . Here, $o_{n}$ denotes distinct objects within the dataset. + +For small defect inspection by reconstruction methods [38], an autoencoder is required to reconstruct normal features in all objects, as Eq. 1, + +$$ +\begin{array}{l} \begin{array}{l} \hat {x} = f _ {r} \left(x ^ {+}; \theta\right), \\ \therefore I _ {r} (\hat {x} - \hat {x}) \quad \vdots \quad | \hat {x} + \hat {x} | \end{array} \tag {1} \\ \min L _ {1} (\hat {x}, x ^ {+}) = \min | \hat {x} - x ^ {+} |, \\ \end{array} +$$ + +where $\hat{x}$ is the reconstructed features, $\theta$ is the network parameter, and $f_{r}(\cdot)$ is the reconstruction network. Combining Eq. (1) and our framework, this process is redefined as: + +$$ +\begin{array}{l} \text {S t e p} \quad n: x _ {o _ {n}} ^ {\hat {}} = f _ {r} \left(x _ {o _ {n}} ^ {+}; \theta\right), \tag {2} \\ \min L _ {1} \left(x _ {\hat {o} _ {n}} ^ {+}, x _ {o _ {n}} ^ {+}\right) = \min \left| x _ {\hat {o} _ {n}} ^ {-} - x _ {o _ {n}} ^ {+} \right|, \\ \end{array} +$$ + +where $n\in [1,N]$ + +In such task pipelines, we notice that small defect inspection is also notably susceptible to catastrophic forgetting, as shown in Fig. 3 (A-1) and (A-2). Unlike other incremental learning tasks, small defect inspection requires the reconstruction of normal features, necessitating the decoding of semantic information from multiple channels. Without the rehearsal of the old category, the features of the new category will modify and occupy the original feature channel, resulting in semantic conflicts in space, as shown in Fig. 3. + +Intuitively, our objective is to reorganize distinct categories of features into their respective channels, while avoiding any potential semantic conflicts. Nevertheless, within our framework, the task of establishing meaningful semantic relationships between these diverse categories presents a considerable challenge. + +# 4 Methodology + +Overview To mitigate catastrophic forgetting, we propose three critical components for Incremental Unified small defect inspection. Firstly, we identify the semantic boundary to highlight the differences among categories, thereby facilitating the preservation of old knowledge (Sec. 4.1). Secondly, we compact the semantic space to maximize the compression of redundant features, which helps to alleviate the issue of semantic conflicts (Sec. 4.2). Finally, we sustain primary semantic memory to minimize the feature forgetting of the old object, thereby improving the retention of critical knowledge (Sec. 4.3). + +![](images/03527c841650050f991385dcdda0c92437856e88c7e393329cf0ef777e3fc156.jpg) +Fig. 4: Identify object semantics by Object-Aware Self-Attention (Sec. 4.1). (A) is the reconstructed network from the previous method [38]. (B) is our current setup, which inserts the category attributes of an image into the reconstructed network via Object-Aware Self-Attention, thus constraining the semantic space to the corresponding image features and constructing the semantic boundaries of the network. + +# 4.1 Identifying Semantics Boundary + +Previous unified method [38] directly reconstructs all objects through one autoencoder, as in Fig. 4 (A), so multiple objects share the same semantic space in one model. So, the semantic spaces of different objects are tightly coupled. + +This tight semantic coupling is likely to cause undifferentiated updating of the feature space of the old objects when learning a new object, consequently resulting in a significant catastrophic forgetting of the old knowledge. Therefore, we introduce a more explicit constraint to facilitate the network to distinguish the feature semantic space among different objects. Specifically, for step $n$ , we introduce its category label, $L_{n}$ , as in Eq. (3), + +$$ +\text {S t e p} n: \left\{y _ {n}, C _ {o _ {n}} \right\} = D \left(x _ {o _ {n}} ^ {+}; \sigma\right), +$$ + +$$ +\min L _ {C E} \left(y _ {n}, L _ {n}\right) = \min - \sum_ {i = 1} ^ {N} L _ {n} ^ {i} \log \left(y _ {n} ^ {i}\right), \tag {3} +$$ + +where $x_{o_n}^+ \in \mathbb{R}^{3 \times H_o \times W_o}$ indicates the normal object images in current step, $y_n$ is the final output of the discriminator, $D(\cdot)$ , and $\sigma$ is the parameter in this discriminator. $L_{CE}(\cdot)$ is the cross-entropy loss, which contains $N$ objects. Besides, $D(\cdot)$ also outputs $C_{o_n} \in \mathbb{R}^{T \times C \times H \times W}$ , which corresponding to $T$ key layers of semantic features, as Fig. 4 (B). By introducing the category label, each object is limited to its corresponding semantic space in the reconstruction network, which helps to identify the semantic boundary between different objects. + +Subsequently, to introduce this semantic boundary in the reconstruction network, we designed an Object-Aware Self-Attention (OSOA) mechanism as Eq. (4), + +$$ +\operatorname {A t t e n t i o n} \left(C _ {o _ {n}}, Q, K, V\right) = \operatorname {s o f t m a x} \left(\frac {\left(C _ {o _ {n}} \cdot Q\right) K ^ {T}}{\sqrt {d _ {k}}}\right) V, \tag {4} +$$ + +where $\cdot$ is Hadamard product, $d_{k}$ is the dimension of the key or query, and $T$ is the matrix transpose operator. $Q\in \mathbb{R}^{T\times C\times H\times W}$ is the query in $T$ key layers + +of the transformer-based network. $K$ and $V$ are the keys and values of this network, respectively. By inserting $C_{o_n}$ to $Q$ , the reconstruction network can explicitly identify semantic boundaries. + +# 4.2 Compacting Semantic Space + +By identifying semantic boundaries, we can further compress the feature space of old objects as much as possible, thus reserving more network capacity for new objects, which can reduce feature conflicts. To meet this goal, we design a compact feature regularization, which helps us to eliminate the redundant features of old objects and leave more capacity for future unknown new objects. + +Specifically, given a training sample, the latent features $M \in \mathbb{R}^{B \times C \times H \times W}$ is firstly compressed by aggregating spatial features as in Eq. (5), + +$$ +\hat {M} = \frac {1}{H \times W} \sum_ {h = 1} ^ {H} \sum_ {w = 1} ^ {W} M _ {n} (b, c, h, w), \tag {5} +$$ + +where $\hat{M} \in \mathbb{R}^{B \times C}$ represents the semantic information matrix of latent features in each batch. As is common in the field [11,27], we hypothesize that different objects of semantic features are distributed on distinct channels, while spatial information is relatively irrelevant. Then, we perform SVD on the first two dimensions $B$ and $C$ of $\hat{M}$ . The representation formula is as Eq. (6), + +$$ +\begin{array}{l} \hat {M} = U S V ^ {T} \\ = \underbrace {\left[ \begin{array}{l l l l l} u _ {1 1} & u _ {1 2} & u _ {1 3} & \dots & u _ {1 B} \\ u _ {2 1} & u _ {2 2} & u _ {2 3} & \dots & u _ {2 B} \\ u _ {3 1} & u _ {3 2} & u _ {3 3} & \dots & u _ {3 B} \\ \vdots & \vdots & \ddots & \ddots & \vdots \\ u _ {B 1} & u _ {B 2} & u _ {B 3} & \dots & u _ {B B} \end{array} \right]} _ {\text {B a t c h S p a c e}} \left[ \begin{array}{c c c c} \sigma_ {1} & 0 & \dots & 0 \\ 0 & \sigma_ {2} & \dots & 0 \\ \vdots & \vdots & \ddots & \vdots \\ 0 & 0 & \dots & \sigma_ {C} \\ 0 & 0 & \dots & 0 \\ \vdots & \vdots & \ddots & \vdots \\ 0 & 0 & \dots & 0 \end{array} \right] \underbrace {\left(\left[ \begin{array}{l l l l} v _ {1 1} & v _ {1 2} & \dots & v _ {1 C} \\ v _ {2 1} & v _ {2 2} & \dots & v _ {2 C} \\ \vdots & \vdots & \ddots & \vdots \\ v _ {C 1} & v _ {C 2} & \dots & v _ {C C} \end{array} \right]\right) ^ {T}} _ {\text {C h a n n e l S p a c e}}, \tag {6} \\ \end{array} +$$ + +where three matrices obtained after SVD, i.e., $U$ , $S$ , and $V^T$ . Among them, $U \in \mathbb{R}^{B \times B}$ is an orthogonal matrix for batch eigenspace, $S = \mathrm{diag}(\sigma_1, \sigma_2, \dots, \sigma_C) \in \mathbb{R}^{B \times C}$ is a diagonal matrix of eigenvalues, and $V^T \in \mathbb{R}^{C \times C}$ is an orthogonal matrix of channel eigenspace. + +$S_{n}$ reflects the importance of semantic information for $M$ on each channel dimension. Larger eigenvalues correspond to more important semantic space, while smaller eigenvalues correspond to relatively non-primary semantic space [12, 13, 21]. Based on this fact, we can compress the features of each object by reducing the non-primary semantic information. Therefore, we construct the Semantic Compression Loss (SCL) as in Eq. (7) and Fig. 5, + +$$ +L _ {s c} = \sum_ {i = t} ^ {C} \sigma_ {i}, \tag {7} +$$ + +![](images/a72b0306b943cdda87acd317febd3e4b2f1ef893ed590a14562e50b585ccb650.jpg) +Fig. 5: Semantic space operation. We perform an SVD decomposition of the semantic space, based on the feature values that represent semantic importance, and compact the non-primary space in Sec. 4.2. In addition, when learning a new object, we project the update weights to the semantic space of previous features, and then block the weight updates that are semantically significant for previous information in Sec. 4.3. + +where $t \in [1, C]$ is a hyperparameter, which is a scale factor that reflects the degree of compression of the semantic feature space. To construct the total loss, we use $L = \lambda_0 L_1 + \lambda_1 L_{CE} + \lambda_2 L_{sc}$ . $\lambda_0$ is set to 1 as a standard of the base task, and $\lambda_1$ is 0.5 as the auxiliary task experience for balancing different loss values. $\lambda_2$ is within the range of 1-10, and in practice, users can make custom adjustment of $\lambda_2$ for controlling the old objects' feature space. This loss continuously compacts the non-primary feature space while achieving the final optimization goal. + +# 4.3 Reinforcing Primary Semantic Memory + +While we have taken measures to ensure the availability of the requisite semantic space within the network, the risk of catastrophic forgetting still persists, particularly in an unregulated task stream, when significant feature space overlap exists between older and newer objects. Hence, it becomes imperative for us to address dual concerns: firstly, how to retain the prior semantic information when updating weights, and secondly, how to simultaneously acquire knowledge about new objects without unduly influencing the semantic space associated with older objects. + +Vanilla gradient descent leads to an undifferentiated update of all feature space, if $\theta = (\theta_{1},\theta_{2},\dots,\theta_{J})\in \mathbb{R}^{C\times W}$ is the parameter of the model, and $W$ is related to network structure. $\frac{\partial L(\theta)}{\partial\theta_j},j = 1,2,\ldots ,J$ is the partial derivative of $\theta$ . The process of model updating is shown in Eq. (8), + +$$ +\nabla \theta_ {j} = - \alpha \frac {\partial L (\theta)}{\partial \theta_ {j}}, \tag {8} +$$ + +$$ +\boldsymbol {\theta} _ {j} ^ {'} \gets \boldsymbol {\theta} _ {j} + \nabla \boldsymbol {\theta} _ {j}, +$$ + +where $\alpha$ is the learning rate, $\nabla \theta_{j}$ is updating vector, and $\theta_j^\prime$ is the new weight next iteration. + +Retaining Prior Semantic Information To maintain the semantics of the old objects, it is essential to continuously consolidate the existing weights in old objects during the incremental process. Therefore, we constantly copy the old weight in gradient descent in the next step, as in Eq. (9), + +$$ +\theta_ {j} ^ {\prime} \leftarrow \theta_ {j} + \nabla \theta_ {j} + \beta \theta_ {j} ^ {\text {o l d}}, \tag {9} +$$ + +where $\theta_j^{old}$ is the old weight in previous objects, and $\beta$ is a hyper-parameter for controlling the magnitude of this regulation. + +Decreasing Rewriting of Prior Semantics Although we can retain prior semantic information in updating weight, the rewriting of old semantic space still happens. Therefore, suppressing weight updates in old semantic spaces will constrain the new object to use other undisturbed semantic spaces, which will further reduce feature conflicts. + +Based on this motivation, we consider that the importance of the semantic space can be represented by $V^T$ (Eq. (6)). Thus, we project the updating weight, $\nabla \theta_j$ , to the corresponding channel space in old objects, as in Eq. (10), + +$$ +\nabla \theta_ {j} = V _ {\text {o l d}} ^ {T} \nabla \theta_ {j}, \tag {10} +$$ + +where $\nabla \Theta_{j} \in \mathbb{R}^{C \times W}$ is updating weight in channel space. $V_{old}^{T}$ is channel eigenspace in previous steps. + +To constrain the updating in primary semantic space in previous steps, we empirically use a log function to constrain the updating of different channels, $c \in \mathbb{R}^{1 \times C}$ , as Eq. (11), + +$$ +\Omega (k, c) = k \times \log (c), \tag {11} +$$ + +where $\varOmega(\cdot)$ is constraining function. When the channel index $c$ equals 1, the result of the log function is 0, indicating that the model does not update in this specific dimension. This is because the model is in the most crucial semantic space for the previous objects. As the channel index $c$ increases, this channel becomes more likely to trigger model updates, and these dimensions become less important for representing previous objects. + +By acting on this function to $\nabla \Theta_{j}$ and then projecting it back to the original space, we finally get the updating weight in the original space, as in Eq. (12) and Fig. 5, + +$$ +\nabla \theta_ {j} ^ {*} = \left(V _ {\text {o l d}} ^ {T}\right) ^ {- 1} \Omega (k, n) \odot \nabla \Theta_ {j}, \tag {12} +$$ + +where $\odot$ is the channel-wise product. In summary, our updating is shown as Eq. (13), + +$$ +\theta_ {j} ^ {\prime} \leftarrow \theta_ {j} + \nabla \theta_ {j} ^ {*} + \beta \theta_ {j} ^ {\text {o l d}}. \tag {13} +$$ + +Based on this, our model can reinforce the primary semantic memory of old objects and overcome catastrophic forgetting significantly. + +# 5 Experiments + +# 5.1 Experimental Setup + +Datasets We choose MVTec-AD [3] and VisA [43] as our dataset. MVTec-AD [3] and VisA [43] have 15 and 12 types of objects, respectively. These two employed datasets have well-recognized complex cases for real-world evaluation, and different objects' feature domains show significantly varying distributions, so both of them can be available for our Incremental Unified Framework. + +Task Protocol According to our framework in Fig. 1 (E), our reconstruction model incrementally learns new objects. Based on the practical requirements of industrial defect inspection, we set up our experiments in both single-step and multi-step settings. + +We represent our task stream as $\mathbf{X} - \mathbf{Y}$ with N Step(s). Here, $\mathbf{X}$ denotes the number of base objects before starting incremental learning, $\mathbf{Y}$ represents the number of new objects incremented in each step, and $\mathbf{N}$ indicates the number of tasks during incremental learning. When training on base objects, $\mathbf{N} = 0$ , and after one step, $\mathbf{N} = \mathbf{N} + 1$ . Our task stream is shown as follows: + +-MVTec-AD [3]: 14 - 1 with 1 Step, 10 - 5 with 1 Step, +3-3 with 4 Steps and 10-1 with 5 Steps. +-VisA [43]: 11 - 1 with 1 Step, 8 - 4 with 1 Step, 8 - 1 with 4 Steps. + +Baselines We select some SOTA methods in small defect inspection as the baseline, including PaDiM [10], DRAEM [39], PatchCore [30], PANDA [29], CutPaste [19], and UniAD [38]. Notably, some baselines integrate with the incremental learning protocol, CAD [20]. In addition, we integrate several available SOTA baselines in incremental learning with UniAD, including EWC [18], SI [40], MAS [2] and LVT [34]. + +Evaluation Metrics Currently, there are two metrics for continual learning: average accuracy (ACC) [25] and forgetting measure (FM) [6]. However, for individual tasks, we usually use Pixel-level AUROC, $A^{\mathrm{pix}}$ , and Image-level AUROC, $A^{\mathrm{img}}$ , to characterize the detection accuracy. In this task, we combine these two goals and define four metrics, as in Eq. (14), + +$$ +A C C = \left\{ \right.\begin{array}{l}\frac {1}{N} \sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\mathbf {p i x}}\\\frac {1}{N} \sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\mathbf {i m g}}\end{array}, F M = \left\{\begin{array}{l}\frac {1}{N - 1} \sum_ {i = 1} ^ {N - 1} \max _ {b \in \{1, \dots , N - 1 \}} \left(A _ {b, i} ^ {\mathbf {p i x}} - A _ {N, i} ^ {\mathbf {p i x}}\right)\\\frac {1}{N - 1} \sum_ {i = 1} ^ {N - 1} \max _ {b \in \{1, \dots , N - 1 \}} \left(A _ {b, i} ^ {\mathbf {i m g}} - A _ {N, i} ^ {\mathbf {i m g}}\right)\end{array}. \right. \tag {14} +$$ + +# 5.2 Experiment Performance + +Quantitative Evaluation Table 1 (A) (B) shows that our method achieves SOTA performance with different experiment settings in pixel-level (A) and Image-level (B), respectively. We observe that the network performance is catastrophic forgetting in the reconstruction-based approach (UniAD [38]). While + +Table 1: Quantitative evaluation in MvTec AD [3] (A) and VisA [43] (B). "Image / Pixel" shows the image-level and pixel-level performance respectively. "NA" is Not Available, since CAD [20]-based method cannot locate defects in pixel-level. Red and Gray Red represents the best image-level and pixel-level performance respectively. +(A) Quantitative Performance in MvTec [3]. + +
Method14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]57.5 / 77.123.1 / 20.264.4 / 81.49.1 / 14.160.0 / 76.1622.6 / 20.353.9 / 68.418.1 / 24.1
PatchCore [30]66.5 / 83.834.2 / 24.169.6 / 62.422.6 / 25.262.4 / 77.937.3 / 22.155.3 / 73.830.8 / 27.5
DRAEM [39]51.1 / 61.28.2 / 8.258.0 / 63.211.8 / 3.954.9 / 57.62.6 / 9.852.3 / 59.013.8 / 8.8
UniAD [38]85.7 / 89.618.3 / 13.386.7 / 91.514.9 / 10.681.3 / 88.77.4 / 10.676.6 / 82.321.1 / 17.3
UniAD [38] + EWC [18]92.8 / 95.44.1 / 1.990.5 / 93.67.3 / 4.279.6 / 89.09.5 / 10.189.6 / 93.85.4 / 3.6
UniAD [38] + SI [40]85.7 / 89.518.4 / 13.484.1 / 88.320.2 / 17.081.9 / 88.57.0 / 10.877.2 / 81.620.2 / 18.2
UniAD [38] + MAS [2]85.8 / 89.618.1 / 13.386.8 / 91.014.9 / 11.681.5 / 89.07.2 / 10.277.9 / 82.019.5 / 17.7
UniAD [38] + LVT [34]80.4 / 86.029.1 / 20.687.1 / 90.614.1 / 12.380.4 / 88.68.6 / 10.678.2 / 88.319.1 / 16.1
CAD + DNE [20]84.5 / NA-2.0 / NA87.8 / NA1.1 / NA80.3 / NA6.6 / NA77.7 / NA9.7 / NA
CAD [20] + CutPaste [19]84.3 / NA-1.6 / NA87.1 / NA-0.3 / NA79.2 / NA12.6 / NA70.6 / NA20.2 / NA
CAD [20] + PANDA [29]50.0 / NA6.0 / NA55.4 / NA8.9 / NA62.4 / NA36.8 / NA51.3 / NA10.3 / NA
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
+ +(B) Quantitative Performance in VisA [43]. + +
Method11 - 1 with 1 Step8 - 4 with 1 Step8 - 1 with 4 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]59.7 / 84.320.6 / 14.260.3 / 84.221.8 / 14.054.3 / 83.421.1 / 9.7
PatchCore [30]66.0 / 85.630.0 / 13.067.4 / 86.433.3 / 14.356.2 / 83.634.8 / 12.4
DRAEM [39]48.4 / 60.530.6 / 15.863.6 / 49.617.7 / 29.751.8 / 63.425.9 / 10.5
UniAD [38]75.0 / 92.122.4 / 11.478.1 / 94.014.7 / 8.472.2 / 90.816.6 / 9.2
UniAD [38] + EWC [18]78.7 / 95.414.9 / 4.880.5 / 95.410.0 / 5.372.3 / 92.316.5 / 7.3
UniAD [38] + SI [40]78.1 / 92.016.9 / 11.580.8 / 93.99.2 / 8.369.8 / 88.519.8 / 12.0
UniAD [38] + MAS [2]75.4 / 91.821.5 / 11.978.4 / 94.014.1 / 8.472.1 / 90.616.7 / 9.4
UniAD [38] + LVT [34]77.5 / 92.317.3 / 10.978.8 / 94.113.4 / 8.170.8 / 91.418.3 / 8.4
CAD + DNE [20]71.2 / NA-10.2 / NA64.1 / NA6.1 / NA58.6 / NA10.2 / NA
CAD [20] + CutPaste [19]65.8 / NA3.5 / NA63.2 / NA5.1 / NA56.2 / NA13.9 / NA
CAD [20] + PANDA [29]55.7 / NA-1.7 / NA56.7 / NA-3.3 / NA56.0 / NA-0.3 / NA
Ours87.3 / 97.62.4 / 1.880.1 / 95.415.2 / 6.179.8 / 95.09.8 / 6.8
+ +some continuous learning strategies [2, 18, 34, 40] can partially mitigate this problem, our approach provides an optimal solution. Besides, compared with CAD-based methods, our method can offer not only pixel-level location but also SOTA performance for incrementing more objects. Overall, our algorithm can overcome the above drawbacks and maintain a low level of forgetting. + +Qualitative Evaluation for Defect Localization Fig. 6 shows the defect location (heatmap) of our method and other SOTA reconstruction-based approaches. We follow the same strategy in UniAD [38] to calculate the heatmap. Regions, where the occurring chance of defects is higher, are colored red. Conversely, regions, where defects are almost impossible to occur, are colored blue. Our method can significantly reduce semantic feature conflicts (In Fig. 3) and output more accurate defect locations. + +![](images/3e81ff71be095bc5259da62997a60c80156d365ba22111280536b382868a94f9.jpg) +Fig. 6: Qualitative evaluation in MVtec-AD [3] and VisA [43]. The intensity of red in the heatmap indicates a higher likelihood of defects, whereas blue signifies a lower probability. Our approach outperforms existing baselines by significantly mitigating semantic feature conflict and enhancing defect localization accuracy. (Please zoom in for more details.) + +# 5.3 Ablation Study + +We conduct the ablation study on MvTec AD [3] to evaluate the effectiveness of different components in our proposed method. + +Effectiveness of Object-Aware Self-Attention To demonstrate the effectiveness of category labels, we ablate Object-Aware Self-Attention in our structure. "w/o OASA" in Table 2 shows that this structure can reduce catastrophic forgetting by category information insertion. Moreover, in Fig. 7 ("w/o OASA"), if there is no semantic boundary, the network can still detect anomalies in the current object, but serious feature conflicts will occur in other regions of the object, further affecting the overall performance of the network. + +Effectiveness of Semantic Compression Loss To demonstrate the effectiveness of Semantic Compression Loss, we ablate this loss in our training. "w/o SCL" in Table 2 shows that this structure can reduce catastrophic forgetting by preserving more space for new objects. Besides, in Fig. 7 ("w/o SCL"), by compressing more space for new objects, we can obtain clearer defect localization in + +Table 2: Quantitative evaluation in ablation study. The results show that three components, Object-Aware Self-Attention, semantic compression loss, and the updating strategy, contribute to the performance improvement of the whole framework. Red and Gray Red represents the best image-level and pixel-level performance respectively. + +
14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
w/o OASA89.3 / 92.513.3 / 8.287.6 / 90.616.5 / 13.581.4 / 88.912.2 / 10.884.2 / 90.314.2 / 8.6
w/o SCL95.5 / 96.12.4 / 0.892.0 / 94.38.1 / 6.082.7 / 88.310.6 / 11.793.4 / 95.13.6 / 2.7
w/o US95.9 / 96.21.1 / 0.788.6 / 93.316.5 / 8.583.5 / 89.510.9 / 10.385.6 / 90.513.5 / 8.4
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
+ +![](images/c60f5bd7ede87200c4780d3ec090a5dea435268283b6b159258f44282d656fee.jpg) +Fig. 7: Qualitative evaluation of ablation study. Compared with "w/o US" and "w/o OSOA", it is obvious that our method can be more accurate in locating defects. Compared with "w/o SCL", since increasing the available space of the model, our algorithm can further reduce the feature conflict and reduce more interference in the background. (Please zoom in for more details.) + +detail, which indicates that more network space can be explained in incremental learning by semantic compression loss. + +Effectiveness of Our Updating Strategy To demonstrate the effectiveness of our updating strategy, we ablate this updating method, and "w/o US" in Table 2 shows that this method can reduce catastrophic forgetting. Also, in Fig. 7 ("w/o US"), our algorithm can help memorize important semantic spaces for old objects, thus reducing the rewriting of semantic space in the reconstruction network, thus leading to a better localization performance. + +# 6 Conclusion + +To conclude, our incremental unified framework effectively integrates the multi-objects detection model with object-incremental learning, significantly enhancing the dynamic of defect inspection systems. Leveraging Object-Aware Self-Attention, Semantic Compression Loss, and updating strategy, we demarcate semantic boundaries for objects and minimize interference during incrementing new objects. Benchmarks demonstrate our SOTA performance at both the image level and pixel level. Widespread deployment of this technology will increase efficiency and reduce overhead in industrial manufacturing. + +# Acknowledgements + +The research work is sponsored by AIR@InnoHK. + +Besides, this work is funded by National Natural Science Foundation of China Grant No. 72371271, the Guangzhou Industrial Information and Intelligent Key Laboratory Project (No. 2024A03J0628), the Nansha Key Area Science and Technology Project (No. 2023ZD003), Project No. 2021JC02X191, and Natural Science Foundation of Zhejiang P province, China (No. LD24F020002). + +# References + +1. Akcay, S., Atapour-Abarghouei, A., Breckon, T.P.: Ganomaly: Semi-supervised anomaly detection via adversarial training. In: Computer Vision-ACCV 2018: 14th Asian Conference on Computer Vision, Perth, Australia, December 2–6, 2018, Revised Selected Papers, Part III 14. pp. 622–637. Springer (2019) +2. 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Artificial Intelligence (AI)-driven defect inspection is pivotal in industrial manufacturing. However, existing inspection systems are typically designed for specific industrial products and struggle with diverse product portfolios and evolving processes. Although some previous studies attempt to address object dynamics by storing embeddings in the reserved memory bank, these methods suffer from memory capacity limitations and object distribution conflicts. To tackle these issues, we propose the Incremental Unified Framework (IUF), which integrates incremental learning into a unified reconstruction-based detection method, thus eliminating the need for feature storage in the memory. Based on IUF, we introduce Object-Aware Self-Attention (OASA) to delineate distinct semantic boundaries. We also integrate Semantic Compression Loss (SCL) to optimize non-primary semantic space, enhancing network adaptability for new objects. Additionally, we prioritize retaining the features of established objects during weight updates. Demonstrating prowess in both image and pixel-level defect inspection, our approach achieves state-of-the-art performance, supporting dynamic and scalable industrial inspections." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 160, + 547, + 411, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 547, + 411, + 558 + ], + "spans": [ + { + "bbox": [ + 160, + 547, + 411, + 558 + ], + "type": "text", + "content": "Our code is released at https://github.com/jqtangust/IUF." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 160, + 568, + 446, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 568, + 446, + 579 + ], + "spans": [ + { + "bbox": [ + 160, + 568, + 446, + 579 + ], + "type": "text", + "content": "Keywords: Small Defect Inspection; Incremental Unified Framework" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 132, + 599, + 230, + 611 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 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}, + { + "type": "image", + "bbox": [ + 245, + 221, + 330, + 318 + ], + "blocks": [ + { + "bbox": [ + 148, + 323, + 233, + 333 + ], + "lines": [ + { + "bbox": [ + 148, + 323, + 233, + 333 + ], + "spans": [ + { + "bbox": [ + 148, + 323, + 233, + 333 + ], + "type": "text", + "content": "(C) One-Model-N-Objects" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 245, + 221, + 330, + 318 + ], + "lines": [ + { + "bbox": [ + 245, + 221, + 330, + 318 + ], + "spans": [ + { + "bbox": [ + 245, + 221, + 330, + 318 + ], + "type": "image", + "image_path": "62c8e3d2143680ce1bf7ef2fd00178f55ddda6fe982e55041d17b533d1a0c0e3.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 246, + 319, + 330, + 337 + ], + "lines": [ + { + "bbox": [ + 246, + 319, + 330, + 337 + ], + "spans": [ + { + "bbox": [ + 246, + 319, + 330, + 337 + ], + "type": "text", + "content": "(D) One-Model-N-Objects with Object-Incremental" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 346, + 482, + 425 + ], + "lines": [ + { + "bbox": [ + 130, + 346, + 482, + 425 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 482, + 425 + ], + "type": "text", + "content": "Fig. 1: Different framework in small defect inspection. (A) shows the most common One-Model-One-Object pattern [9,10,20,23,29], which trains a separate model for each of the different objects. (B), based on (A), the types of defects are incrementing [5,7,31, 32,37], which improves the generalization performance in detecting different defects. (C) shows a unified model [38,41] for multi-objects. (D) use a memory bank to incrementally record features for all objects for distinguishing [20]. (E) is our Incremental Unified framework, and it combines the advantages of both (C) and (D)." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 336, + 221, + 473, + 317 + ], + "blocks": [ + { + "bbox": [ + 336, + 221, + 473, + 317 + ], + "lines": [ + { + "bbox": [ + 336, + 221, + 473, + 317 + ], + "spans": [ + { + "bbox": [ + 336, + 221, + 473, + 317 + ], + "type": "image", + "image_path": "b6c878b850d00d3b1cdfb5d54db0a9ac3dd7a5922ebe5f45a38a3e9e87d96f5c.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 353, + 319, + 455, + 338 + ], + "lines": [ + { + "bbox": [ + 353, + 319, + 455, + 338 + ], + "spans": [ + { + "bbox": [ + 353, + 319, + 455, + 338 + ], + "type": "text", + "content": "(E) One-Model-N-Objects with Incremental-Unified (Ours)" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 449, + 480, + 484 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 480, + 484 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 480, + 484 + ], + "type": "text", + "content": "medical engineering [17] to material science [16], and electronic components [15]. Automated product inspections facilitated by these applications not only boast impressive accuracy but also significantly reduce labor costs." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 485, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 482, + 581 + ], + "type": "text", + "content": "While most of the current inspection systems [5,7,9,10,20,23,29,31,32,37] are specifically designed for particular industrial products (One-Model-One-Object, cf. Fig. 1 (A) (B)), the ever-changing dynamics of real-world product variants present two salient challenges. Firstly, there is a pressing need for a system capable of detecting multiple objects. Secondly, the adaptability of these systems to the frequently adjusted production schedules [33] is a lingering concern. Relying solely on acquiring new inspection equipment is neither cost-effective nor efficient due to increased deployment time." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Currently, only limited research addresses these challenges. One-Model-N-Object approaches like UniAD [38] and OmiAD [41] propose a unified network suitable for a broad spectrum of objects (Fig. 1 (C)). However, its capability is restricted when encountering dynamic or unfamiliar objects. On the other hand, CAD [20] suggests embedding features of multiple objects into a memory bank, with a binary classifier discerning defects (Fig. 1 (D)). Yet, the differences in object distributions can jeopardize memory bank features and impede pixel" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 184, + 114, + 242, + 180 + ], + "blocks": [ + { + "bbox": [ + 184, + 114, + 242, + 180 + ], + "lines": [ + { + "bbox": [ + 184, + 114, + 242, + 180 + ], + "spans": [ + { + "bbox": [ + 184, + 114, + 242, + 180 + ], + "type": "image", + "image_path": "03cf6187e481c148c22668d914040dd29a58cfb12770503a3aca50ed95dd5337.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 190, + 482, + 257 + ], + "lines": [ + { + "bbox": [ + 130, + 190, + 482, + 257 + ], + "spans": [ + { + "bbox": [ + 130, + 190, + 482, + 257 + ], + "type": "text", + "content": "Fig. 2: Semantic space in our methodology (B-D). In (A), all objects in the original semantic space are tightly coupled, leading to \"catastrophic forgetting\", i.e., the learning of new objects will result in forgetting previously learned objects. Our method firstly builds a semantic boundary of each object (B), then compacts the non-primary semantic space (C), and finally suppresses semantic updating in the previous objects' feature space (D)." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 245, + 115, + 304, + 180 + ], + "blocks": [ + { + "bbox": [ + 245, + 115, + 304, + 180 + ], + "lines": [ + { + "bbox": [ + 245, + 115, + 304, + 180 + ], + "spans": [ + { + "bbox": [ + 245, + 115, + 304, + 180 + ], + "type": "image", + "image_path": "4cc656c8bbd5b93626af62aeb672e38ffa1ee149d479dd1c44eb331a383a330b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 307, + 115, + 365, + 180 + ], + "blocks": [ + { + "bbox": [ + 307, + 115, + 365, + 180 + ], + "lines": [ + { + "bbox": [ + 307, + 115, + 365, + 180 + ], + "spans": [ + { + "bbox": [ + 307, + 115, + 365, + 180 + ], + "type": "image", + "image_path": "a2c8241ad0aeac8a2d1dd85cf464e30dcf39d63844d6b0f28ff662d6d1428c8d.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 366, + 115, + 424, + 178 + ], + "blocks": [ + { + "bbox": [ + 366, + 115, + 424, + 178 + ], + "lines": [ + { + "bbox": [ + 366, + 115, + 424, + 178 + ], + "spans": [ + { + "bbox": [ + 366, + 115, + 424, + 178 + ], + "type": "image", + "image_path": "2258efa1a37aa902681b717a170dffd2204d13b9f781575a125db010396c66d4.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 281, + 480, + 317 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 281, + 480, + 317 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 480, + 317 + ], + "type": "text", + "content": "level performance evaluation. Although Liu et al. [22] design a learnable prompt to find needed object information in the memory bank, this solution is still constrained by escalating storage demands." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 318, + 480, + 377 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 318, + 480, + 377 + ], + "spans": [ + { + "bbox": [ + 130, + 318, + 480, + 377 + ], + "type": "text", + "content": "To surmount the confines of prior research, we introduce an Incremental Unified Framework (IUF), which integrates the multi-object unified model with object-incremental learning, as depicted in Fig. 1 (E). IUF capitalizes on the unified model's prowess, enabling pixel-precise defect inspection across diverse objects without necessitating an embedded feature storage in the memory bank." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 378, + 481, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 378, + 481, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 378, + 481, + 568 + ], + "type": "text", + "content": "In this framework, one significant challenge is \"catastrophic forgetting\", which hampers network efficacy in the Incremental Unified framework due to semantic feature conflicts in the reconstruction network (Fig. 2 (A)). We propose Object-Aware Self-Attention (OASA), leveraging object category features to segregate the semantic spaces of different objects (Fig.2 (B)). These features serve as semantic constraints within the encoding process of the reconstruction network, establishing distinct feature boundaries in the semantic hyperplane, thereby alleviating feature coupling. Then, we introduce Semantic Compression Loss (SCL) to condense non-essential feature values, concentrating the feature space on principal components (Fig.2 (C)). This creates more semantic space for optimizing unseen objects and minimizing potential forgetting issues. Finally, when learning novel objects, we propose a new updating strategy to retain features of prior objects and reduce interference from new objects in the prevailing feature space (Fig.2 (D)). Our framework offers a versatile solution for small defect inspection, adeptly navigating the challenges posed by feature space conflicts, and achieves state-of-the-art (SOTA) performance at both image and pixel levels." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 146, + 570, + 383, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 570, + 383, + 581 + ], + "spans": [ + { + "bbox": [ + 146, + 570, + 383, + 581 + ], + "type": "text", + "content": "To summarize, our contributions are listed as follows:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 138, + 593, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 593, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 138, + 593, + 481, + 665 + ], + "type": "text", + "content": "- We propose the Incremental Unified Framework (IUF), which can dynamically detect small defects in frequently-adjusted industrial scenarios. To the best of our knowledge, IUF is the first framework to integrate incremental learning into the unified reconstruction-based small defect detection method, thereby overcoming memory bank capacity limitations and object distribution conflicts." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 137, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 137, + 116, + 479, + 163 + ], + "type": "text", + "content": "- Our framework incorporates Object-Aware Self-Attention (OASA), Semantic Compression Loss (SCL), and a new updating strategy, which together reduce the potential risk of feature conflicts and mitigate the catastrophic forgetting issue." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 137, + 164, + 479, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 164, + 479, + 199 + ], + "spans": [ + { + "bbox": [ + 137, + 164, + 479, + 199 + ], + "type": "text", + "content": "- The Incremental Unified Framework (IUF) enables our method to deliver not only image-level performance but also pixel-level location. Compared to other baselines, our method achieves SOTA performance." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 220, + 237, + 232 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 220, + 237, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 220, + 237, + 232 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 246, + 479, + 281 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 246, + 479, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 246, + 479, + 281 + ], + "type": "text", + "content": "Small Defect Inspection Small defect inspection (Anomaly Detection) primarily falls into two paradigms: feature embedding-based and reconstruction-based methods. Both aim to pinpoint the locations of defects." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 282, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 282, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 282, + 482, + 533 + ], + "type": "text", + "content": "Feature embedding-based methods localize defective regions by discerning feature distribution discrepancies between defective and non-defective images, e.g., SPADE [9], PaDim [10], PatchCore [30], GraphCore [35], SimpleNet [24]. These approaches extract diverse image features using a deep network and subsequently assess the dissimilarities between test image features and those of the training dataset. If these disparities are substantial, they indicate defective regions. Another efficient method is the reconstruction-based approach, which relies on an alternative hypothesis. Such methods posit that models trained on normal samples excel in reproducing normal regions while struggling with anomalous regions [4, 8, 38, 41]. Therefore, many approaches aim to discover an optimal network architecture for effective sample reconstruction, including Autoencoder (AE) [4], Variational Autoencoder (VAE) [23], Generative Adversarial Networks (GANs) [1], Transformer [38], etc. Furthermore, beyond image-level reconstruction, certain methods endeavor to reconstruct features at a more granular level, e.g., InTra [28] and UniAD [38]. Until recently, the majority of prior approaches adhered to the One-Model-One-Object pattern, as shown in Fig. 1 (A). However, recent advancements such as UniAD [38] and OmniAL [41] have extended the reconstruction paradigm to the One-Model-N-Objects pattern (depicted in Fig. 1 (C)). This progress curtails memory usage compared to the one-model-one-object approach, propelling the entire problem into a more general framework." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 534, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 534, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 534, + 482, + 629 + ], + "type": "text", + "content": "In the context of industrial defect inspection, scenarios often evolve over time. Initial training may not encompass all objects, but rather the acquisition of objects unfolds progressively in response to manufacturing schedules and adaptations. Hence, an ideal approach would involve continual learning of new objects within a dynamic environment, while preserving the existing objects. This approach aligns with industrial evolution needs. To address this, we introduce a framework for small defect inspection under Object-Incremental Learning, as illustrated in Fig. 1 (E)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "Incremental Learning for Small Defect Inspection There have been some previous studies combining incremental learning and small defect inspection; however, these studies mainly focused on augmenting the defect types of one" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 114, + 242, + 201 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 242, + 201 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 242, + 201 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 242, + 201 + ], + "type": "image", + "image_path": "04e58e6fa104b2c1d7ee7ce504d5cf8266f957699722c514f6b6fe7fda215a01.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 132, + 203, + 242, + 290 + ], + "blocks": [ + { + "bbox": [ + 132, + 203, + 242, + 290 + ], + "lines": [ + { + "bbox": [ + 132, + 203, + 242, + 290 + ], + "spans": [ + { + "bbox": [ + 132, + 203, + 242, + 290 + ], + "type": "image", + "image_path": "43ca56e3d51468754cc30ec3799a4fd61131a981b862d10bc632417c514d1282.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 298, + 482, + 407 + ], + "lines": [ + { + "bbox": [ + 130, + 298, + 482, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 298, + 482, + 407 + ], + "type": "text", + "content": "Fig. 3: Problems in task stream. 10 - 1 with 5 Steps is an example of a task stream protocol, where we first train on 10 basic objects and then add one object at a time, with the process being completed in 5 steps (Please see Sec. 5.1(Task Protocol) for more details.). (A-1) and (A-2) demonstrate the performance of image-level and pixel-level models under the previous unified framework, UniAD [38], where catastrophic forgetting significantly occurs. The upper boundary represents the best performance when we can use all previous objects for joint training. (B) demonstrates the reason for catastrophic forgetting. When training the current step, the training model overwrites the previous semantic patterns, causing severe feature conflicts in the reconstructed network." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 249, + 117, + 482, + 285 + ], + "blocks": [ + { + "bbox": [ + 249, + 117, + 482, + 285 + ], + "lines": [ + { + "bbox": [ + 249, + 117, + 482, + 285 + ], + "spans": [ + { + "bbox": [ + 249, + 117, + 482, + 285 + ], + "type": "image", + "image_path": "35892c63e2b2dbaa79ff0f6da92145a0bd4731319781fcfec7155676dbef50f5.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 441, + 480, + 478 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 441, + 480, + 478 + ], + "spans": [ + { + "bbox": [ + 130, + 441, + 480, + 478 + ], + "type": "text", + "content": "object under a specific scenario [5, 7, 31, 32, 37] (Fig. 1 (C)). The primary goal of these methods is to enhance the model's performance, which does not align with the requirements of object-incremental learning." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 481, + 482, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 481, + 482, + 589 + ], + "spans": [ + { + "bbox": [ + 130, + 481, + 482, + 589 + ], + "type": "text", + "content": "Recently, Li et al. [20] initially proposed a feature embedding-based method for continuous learning of task sequences. However, due to the algorithm using a single memory bank to store all object information, which leads to interference between objects, the reference feature space cannot be exactly the same as the detected objects. Consequently, this algorithm cannot compute pixel-level performance and can only provide image-level performance. Most recently, Liu et al. [22] proposed an unsupervised continual anomaly detection (UCAD) method. Although it attempts to distinguish features of different objects using contrastive learning, this strategy still requires the assistance of a memory feature bank." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 487, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 487, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 487, + 665 + ], + "type": "text", + "content": "Unlike previous solutions, our method avoids interference from multiple object classes caused by explicit memory objects. We propose the first reconstruction-based model for this continuous learning problem. Therefore, our method can effectively avoid the problem of feature space distribution differences between different objects and only requires a reasonable feature space reassignment in the reconstruction network." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 281, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 281, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 281, + 127 + ], + "type": "text", + "content": "3 Problem Formulation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": "In our Incremental Unified framework (IUF), we partition distinct objects " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": " into independent steps indexed by " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "t = 1 \\dots N" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": ", corresponding to the number of objects. The incremental flow of involving objects into IUF can be succinctly described as " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "T_{n}, n \\in 1, \\ldots, N" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": ". During the learning process in the " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": "-th step, the network undergoes updates using the model that does not access training data from previous steps ranging from 1 to " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "t - 1" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": ". Among these steps, we identify normal images as " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "x^{+} = \\{x_{o_{1}}^{+}, x_{o_{2}}^{+}, \\dots, x_{o_{N}}^{+}\\}" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": ", while defective images are represented as " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "x^{-} = \\{x_{o_{1}}^{-}, x_{o_{2}}^{-}, \\dots, x_{o_{N}}^{-}\\}" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": ". Here, " + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "inline_equation", + "content": "o_{n}" + }, + { + "bbox": [ + 130, + 140, + 482, + 236 + ], + "type": "text", + "content": " denotes distinct objects within the dataset." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 235, + 481, + 259 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 235, + 481, + 259 + ], + "spans": [ + { + "bbox": [ + 130, + 235, + 481, + 259 + ], + "type": "text", + "content": "For small defect inspection by reconstruction methods [38], an autoencoder is required to reconstruct normal features in all objects, as Eq. 1," + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 241, + 268, + 481, + 296 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 268, + 481, + 296 + ], + "spans": [ + { + "bbox": [ + 241, + 268, + 481, + 296 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\begin{array}{l} \\hat {x} = f _ {r} \\left(x ^ {+}; \\theta\\right), \\\\ \\therefore I _ {r} (\\hat {x} - \\hat {x}) \\quad \\vdots \\quad | \\hat {x} + \\hat {x} | \\end{array} \\tag {1} \\\\ \\min L _ {1} (\\hat {x}, x ^ {+}) = \\min | \\hat {x} - x ^ {+} |, \\\\ \\end{array}", + "image_path": "4799fa6c6ad003d2fb25d1733653b0fea57f6a53f5b1a8de7b8faf6c8c487b51.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "text", + "content": " is the reconstructed features, " + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "text", + "content": " is the network parameter, and " + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "inline_equation", + "content": "f_{r}(\\cdot)" + }, + { + "bbox": [ + 130, + 304, + 482, + 340 + ], + "type": "text", + "content": " is the reconstruction network. Combining Eq. (1) and our framework, this process is redefined as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 209, + 347, + 480, + 376 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 347, + 480, + 376 + ], + "spans": [ + { + "bbox": [ + 209, + 347, + 480, + 376 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\text {S t e p} \\quad n: x _ {o _ {n}} ^ {\\hat {}} = f _ {r} \\left(x _ {o _ {n}} ^ {+}; \\theta\\right), \\tag {2} \\\\ \\min L _ {1} \\left(x _ {\\hat {o} _ {n}} ^ {+}, x _ {o _ {n}} ^ {+}\\right) = \\min \\left| x _ {\\hat {o} _ {n}} ^ {-} - x _ {o _ {n}} ^ {+} \\right|, \\\\ \\end{array}", + "image_path": "822a2599d86f9334cab0c03559062277bce719b63db411562377f762afa7c6bc.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 384, + 208, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 208, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 208, + 396 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 384, + 208, + 396 + ], + "type": "inline_equation", + "content": "n\\in [1,N]" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 396, + 482, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 482, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 482, + 479 + ], + "type": "text", + "content": "In such task pipelines, we notice that small defect inspection is also notably susceptible to catastrophic forgetting, as shown in Fig. 3 (A-1) and (A-2). Unlike other incremental learning tasks, small defect inspection requires the reconstruction of normal features, necessitating the decoding of semantic information from multiple channels. Without the rehearsal of the old category, the features of the new category will modify and occupy the original feature channel, resulting in semantic conflicts in space, as shown in Fig. 3." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 479, + 482, + 528 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 482, + 528 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 482, + 528 + ], + "type": "text", + "content": "Intuitively, our objective is to reorganize distinct categories of features into their respective channels, while avoiding any potential semantic conflicts. Nevertheless, within our framework, the task of establishing meaningful semantic relationships between these diverse categories presents a considerable challenge." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 545, + 233, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 545, + 233, + 559 + ], + "spans": [ + { + "bbox": [ + 132, + 545, + 233, + 559 + ], + "type": "text", + "content": "4 Methodology" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Overview To mitigate catastrophic forgetting, we propose three critical components for Incremental Unified small defect inspection. Firstly, we identify the semantic boundary to highlight the differences among categories, thereby facilitating the preservation of old knowledge (Sec. 4.1). Secondly, we compact the semantic space to maximize the compression of redundant features, which helps to alleviate the issue of semantic conflicts (Sec. 4.2). Finally, we sustain primary semantic memory to minimize the feature forgetting of the old object, thereby improving the retention of critical knowledge (Sec. 4.3)." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 115, + 482, + 220 + ], + "blocks": [ + { + "bbox": [ + 134, + 115, + 482, + 220 + ], + "lines": [ + { + "bbox": [ + 134, + 115, + 482, + 220 + ], + "spans": [ + { + "bbox": [ + 134, + 115, + 482, + 220 + ], + "type": "image", + "image_path": "03527c841650050f991385dcdda0c92437856e88c7e393329cf0ef777e3fc156.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 228, + 482, + 284 + ], + "lines": [ + { + "bbox": [ + 131, + 228, + 482, + 284 + ], + "spans": [ + { + "bbox": [ + 131, + 228, + 482, + 284 + ], + "type": "text", + "content": "Fig. 4: Identify object semantics by Object-Aware Self-Attention (Sec. 4.1). (A) is the reconstructed network from the previous method [38]. (B) is our current setup, which inserts the category attributes of an image into the reconstructed network via Object-Aware Self-Attention, thus constraining the semantic space to the corresponding image features and constructing the semantic boundaries of the network." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 306, + 323, + 319 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 306, + 323, + 319 + ], + "spans": [ + { + "bbox": [ + 132, + 306, + 323, + 319 + ], + "type": "text", + "content": "4.1 Identifying Semantics Boundary" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 323, + 479, + 359 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 323, + 479, + 359 + ], + "spans": [ + { + "bbox": [ + 130, + 323, + 479, + 359 + ], + "type": "text", + "content": "Previous unified method [38] directly reconstructs all objects through one autoencoder, as in Fig. 4 (A), so multiple objects share the same semantic space in one model. So, the semantic spaces of different objects are tightly coupled." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "spans": [ + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "type": "text", + "content": "This tight semantic coupling is likely to cause undifferentiated updating of the feature space of the old objects when learning a new object, consequently resulting in a significant catastrophic forgetting of the old knowledge. Therefore, we introduce a more explicit constraint to facilitate the network to distinguish the feature semantic space among different objects. Specifically, for step " + }, + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "type": "text", + "content": ", we introduce its category label, " + }, + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "type": "inline_equation", + "content": "L_{n}" + }, + { + "bbox": [ + 130, + 360, + 482, + 431 + ], + "type": "text", + "content": ", as in Eq. (3)," + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 195, + 437, + 337, + 452 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 437, + 337, + 452 + ], + "spans": [ + { + "bbox": [ + 195, + 437, + 337, + 452 + ], + "type": "interline_equation", + "content": "\\text {S t e p} n: \\left\\{y _ {n}, C _ {o _ {n}} \\right\\} = D \\left(x _ {o _ {n}} ^ {+}; \\sigma\\right),", + "image_path": "721bb357bb404216e0520fb697d123673d8d707c9e598b071eb95178757c207c.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 236, + 454, + 480, + 486 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 236, + 454, + 480, + 486 + ], + "spans": [ + { + "bbox": [ + 236, + 454, + 480, + 486 + ], + "type": "interline_equation", + "content": "\\min L _ {C E} \\left(y _ {n}, L _ {n}\\right) = \\min - \\sum_ {i = 1} ^ {N} L _ {n} ^ {i} \\log \\left(y _ {n} ^ {i}\\right), \\tag {3}", + "image_path": "16a3496ff2363f3f908b43c7f3abf2e5a77ecdcdd5aa1745d3ba752d220d2c25.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "x_{o_n}^+ \\in \\mathbb{R}^{3 \\times H_o \\times W_o}" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " indicates the normal object images in current step, " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "y_n" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " is the final output of the discriminator, " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "D(\\cdot)" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " is the parameter in this discriminator. " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "L_{CE}(\\cdot)" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " is the cross-entropy loss, which contains " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " objects. Besides, " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "D(\\cdot)" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " also outputs " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "C_{o_n} \\in \\mathbb{R}^{T \\times C \\times H \\times W}" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": ", which corresponding to " + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 493, + 482, + 577 + ], + "type": "text", + "content": " key layers of semantic features, as Fig. 4 (B). By introducing the category label, each object is limited to its corresponding semantic space in the reconstruction network, which helps to identify the semantic boundary between different objects." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 578, + 482, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 578, + 482, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 578, + 482, + 613 + ], + "type": "text", + "content": "Subsequently, to introduce this semantic boundary in the reconstruction network, we designed an Object-Aware Self-Attention (OSOA) mechanism as Eq. (4)," + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 192, + 613, + 481, + 639 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 192, + 613, + 481, + 639 + ], + "spans": [ + { + "bbox": [ + 192, + 613, + 481, + 639 + ], + "type": "interline_equation", + "content": "\\operatorname {A t t e n t i o n} \\left(C _ {o _ {n}}, Q, K, V\\right) = \\operatorname {s o f t m a x} \\left(\\frac {\\left(C _ {o _ {n}} \\cdot Q\\right) K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {4}", + "image_path": "68d02bcc7373b3318a6c7332953c139f406e0354a8d89006ea7957006de04a9f.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is Hadamard product, " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "d_{k}" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the dimension of the key or query, and " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the matrix transpose operator. " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "Q\\in \\mathbb{R}^{T\\times C\\times H\\times W}" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the query in " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " key layers" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "of the transformer-based network. " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": " are the keys and values of this network, respectively. By inserting " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "C_{o_n}" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": ", the reconstruction network can explicitly identify semantic boundaries." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 168, + 304, + 181 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 168, + 304, + 181 + ], + "spans": [ + { + "bbox": [ + 132, + 168, + 304, + 181 + ], + "type": "text", + "content": "4.2 Compacting Semantic Space" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 186, + 479, + 245 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 186, + 479, + 245 + ], + "spans": [ + { + "bbox": [ + 130, + 186, + 479, + 245 + ], + "type": "text", + "content": "By identifying semantic boundaries, we can further compress the feature space of old objects as much as possible, thus reserving more network capacity for new objects, which can reduce feature conflicts. To meet this goal, we design a compact feature regularization, which helps us to eliminate the redundant features of old objects and leave more capacity for future unknown new objects." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 245, + 480, + 270 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 245, + 480, + 270 + ], + "spans": [ + { + "bbox": [ + 130, + 245, + 480, + 270 + ], + "type": "text", + "content": "Specifically, given a training sample, the latent features " + }, + { + "bbox": [ + 130, + 245, + 480, + 270 + ], + "type": "inline_equation", + "content": "M \\in \\mathbb{R}^{B \\times C \\times H \\times W}" + }, + { + "bbox": [ + 130, + 245, + 480, + 270 + ], + "type": "text", + "content": " is firstly compressed by aggregating spatial features as in Eq. (5)," + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 230, + 277, + 481, + 309 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 230, + 277, + 481, + 309 + ], + "spans": [ + { + "bbox": [ + 230, + 277, + 481, + 309 + ], + "type": "interline_equation", + "content": "\\hat {M} = \\frac {1}{H \\times W} \\sum_ {h = 1} ^ {H} \\sum_ {w = 1} ^ {W} M _ {n} (b, c, h, w), \\tag {5}", + "image_path": "c5b8eda2f89b2be10369432eb0f2ea03c957b0806b50cf8f1587c77fb4bf35cb.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "spans": [ + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "inline_equation", + "content": "\\hat{M} \\in \\mathbb{R}^{B \\times C}" + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "text", + "content": " represents the semantic information matrix of latent features in each batch. As is common in the field [11,27], we hypothesize that different objects of semantic features are distributed on distinct channels, while spatial information is relatively irrelevant. Then, we perform SVD on the first two dimensions " + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "inline_equation", + "content": "\\hat{M}" + }, + { + "bbox": [ + 130, + 317, + 482, + 378 + ], + "type": "text", + "content": ". The representation formula is as Eq. (6)," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 147, + 385, + 481, + 502 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 385, + 481, + 502 + ], + "spans": [ + { + "bbox": [ + 147, + 385, + 481, + 502 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\hat {M} = U S V ^ {T} \\\\ = \\underbrace {\\left[ \\begin{array}{l l l l l} u _ {1 1} & u _ {1 2} & u _ {1 3} & \\dots & u _ {1 B} \\\\ u _ {2 1} & u _ {2 2} & u _ {2 3} & \\dots & u _ {2 B} \\\\ u _ {3 1} & u _ {3 2} & u _ {3 3} & \\dots & u _ {3 B} \\\\ \\vdots & \\vdots & \\ddots & \\ddots & \\vdots \\\\ u _ {B 1} & u _ {B 2} & u _ {B 3} & \\dots & u _ {B B} \\end{array} \\right]} _ {\\text {B a t c h S p a c e}} \\left[ \\begin{array}{c c c c} \\sigma_ {1} & 0 & \\dots & 0 \\\\ 0 & \\sigma_ {2} & \\dots & 0 \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ 0 & 0 & \\dots & \\sigma_ {C} \\\\ 0 & 0 & \\dots & 0 \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ 0 & 0 & \\dots & 0 \\end{array} \\right] \\underbrace {\\left(\\left[ \\begin{array}{l l l l} v _ {1 1} & v _ {1 2} & \\dots & v _ {1 C} \\\\ v _ {2 1} & v _ {2 2} & \\dots & v _ {2 C} \\\\ \\vdots & \\vdots & \\ddots & \\vdots \\\\ v _ {C 1} & v _ {C 2} & \\dots & v _ {C C} \\end{array} \\right]\\right) ^ {T}} _ {\\text {C h a n n e l S p a c e}}, \\tag {6} \\\\ \\end{array}", + "image_path": "2723b531346b08ad8484b37803fa1c4892bf5bef27b84cffeb2fc548892926e9.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": "where three matrices obtained after SVD, i.e., " + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "inline_equation", + "content": "U" + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "inline_equation", + "content": "V^T" + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": ". Among them, " + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "inline_equation", + "content": "U \\in \\mathbb{R}^{B \\times B}" + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": " is an orthogonal matrix for batch eigenspace, " + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "inline_equation", + "content": "S = \\mathrm{diag}(\\sigma_1, \\sigma_2, \\dots, \\sigma_C) \\in \\mathbb{R}^{B \\times C}" + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": " is a diagonal matrix of eigenvalues, and " + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "inline_equation", + "content": "V^T \\in \\mathbb{R}^{C \\times C}" + }, + { + "bbox": [ + 130, + 508, + 482, + 555 + ], + "type": "text", + "content": " is an orthogonal matrix of channel eigenspace." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "inline_equation", + "content": "S_{n}" + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": " reflects the importance of semantic information for " + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 556, + 482, + 629 + ], + "type": "text", + "content": " on each channel dimension. Larger eigenvalues correspond to more important semantic space, while smaller eigenvalues correspond to relatively non-primary semantic space [12, 13, 21]. Based on this fact, we can compress the features of each object by reducing the non-primary semantic information. Therefore, we construct the Semantic Compression Loss (SCL) as in Eq. (7) and Fig. 5," + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 279, + 636, + 481, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 279, + 636, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 279, + 636, + 481, + 667 + ], + "type": "interline_equation", + "content": "L _ {s c} = \\sum_ {i = t} ^ {C} \\sigma_ {i}, \\tag {7}", + "image_path": "6710b0c15d100d0f65b4ef23f2c1b6049f210f5b3184d422d4e97eac5e090f25.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 481, + 271 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 481, + 271 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 481, + 271 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 481, + 271 + ], + "type": "image", + "image_path": "a72b0306b943cdda87acd317febd3e4b2f1ef893ed590a14562e50b585ccb650.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 278, + 482, + 335 + ], + "lines": [ + { + "bbox": [ + 130, + 278, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 278, + 482, + 335 + ], + "type": "text", + "content": "Fig. 5: Semantic space operation. We perform an SVD decomposition of the semantic space, based on the feature values that represent semantic importance, and compact the non-primary space in Sec. 4.2. In addition, when learning a new object, we project the update weights to the semantic space of previous features, and then block the weight updates that are semantically significant for previous information in Sec. 4.3." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "inline_equation", + "content": "t \\in [1, C]" + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": " is a hyperparameter, which is a scale factor that reflects the degree of compression of the semantic feature space. To construct the total loss, we use " + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "inline_equation", + "content": "L = \\lambda_0 L_1 + \\lambda_1 L_{CE} + \\lambda_2 L_{sc}" + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "inline_equation", + "content": "\\lambda_0" + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": " is set to 1 as a standard of the base task, and " + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "inline_equation", + "content": "\\lambda_1" + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": " is 0.5 as the auxiliary task experience for balancing different loss values. " + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "inline_equation", + "content": "\\lambda_2" + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": " is within the range of 1-10, and in practice, users can make custom adjustment of " + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "inline_equation", + "content": "\\lambda_2" + }, + { + "bbox": [ + 130, + 355, + 482, + 440 + ], + "type": "text", + "content": " for controlling the old objects' feature space. This loss continuously compacts the non-primary feature space while achieving the final optimization goal." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 454, + 359, + 467 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 454, + 359, + 467 + ], + "spans": [ + { + "bbox": [ + 131, + 454, + 359, + 467 + ], + "type": "text", + "content": "4.3 Reinforcing Primary Semantic Memory" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 472, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 567 + ], + "type": "text", + "content": "While we have taken measures to ensure the availability of the requisite semantic space within the network, the risk of catastrophic forgetting still persists, particularly in an unregulated task stream, when significant feature space overlap exists between older and newer objects. Hence, it becomes imperative for us to address dual concerns: firstly, how to retain the prior semantic information when updating weights, and secondly, how to simultaneously acquire knowledge about new objects without unduly influencing the semantic space associated with older objects." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "spans": [ + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "text", + "content": "Vanilla gradient descent leads to an undifferentiated update of all feature space, if " + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "inline_equation", + "content": "\\theta = (\\theta_{1},\\theta_{2},\\dots,\\theta_{J})\\in \\mathbb{R}^{C\\times W}" + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "text", + "content": " is the parameter of the model, and " + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "text", + "content": " is related to network structure. " + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "inline_equation", + "content": "\\frac{\\partial L(\\theta)}{\\partial\\theta_j},j = 1,2,\\ldots ,J" + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "text", + "content": " is the partial derivative of " + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 567, + 482, + 620 + ], + "type": "text", + "content": ". The process of model updating is shown in Eq. (8)," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 266, + 624, + 481, + 652 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 266, + 624, + 481, + 652 + ], + "spans": [ + { + "bbox": [ + 266, + 624, + 481, + 652 + ], + "type": "interline_equation", + "content": "\\nabla \\theta_ {j} = - \\alpha \\frac {\\partial L (\\theta)}{\\partial \\theta_ {j}}, \\tag {8}", + "image_path": "f08d5c9107a17611d30d14336760233d6ddb9297afcabf943089c816fc5dcf8e.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 276, + 652, + 345, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 276, + 652, + 345, + 669 + ], + "spans": [ + { + "bbox": [ + 276, + 652, + 345, + 669 + ], + "type": "interline_equation", + "content": "\\boldsymbol {\\theta} _ {j} ^ {'} \\gets \\boldsymbol {\\theta} _ {j} + \\nabla \\boldsymbol {\\theta} _ {j},", + "image_path": "59b5149e025b410a6bde84aafbe503ab605220b77001ab47c0b8bf84886b77a2.jpg" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "text", + "content": " is the learning rate, " + }, + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "inline_equation", + "content": "\\nabla \\theta_{j}" + }, + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "text", + "content": " is updating vector, and " + }, + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "inline_equation", + "content": "\\theta_j^\\prime" + }, + { + "bbox": [ + 130, + 115, + 479, + 139 + ], + "type": "text", + "content": " is the new weight next iteration." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 189 + ], + "type": "text", + "content": "Retaining Prior Semantic Information To maintain the semantics of the old objects, it is essential to continuously consolidate the existing weights in old objects during the incremental process. Therefore, we constantly copy the old weight in gradient descent in the next step, as in Eq. (9)," + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 256, + 199, + 481, + 215 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 256, + 199, + 481, + 215 + ], + "spans": [ + { + "bbox": [ + 256, + 199, + 481, + 215 + ], + "type": "interline_equation", + "content": "\\theta_ {j} ^ {\\prime} \\leftarrow \\theta_ {j} + \\nabla \\theta_ {j} + \\beta \\theta_ {j} ^ {\\text {o l d}}, \\tag {9}", + "image_path": "7005613332101d8943fa5c94b01ef7f4a9fddda67bdd703453e9b72678cfe29a.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "type": "inline_equation", + "content": "\\theta_j^{old}" + }, + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "type": "text", + "content": " is the old weight in previous objects, and " + }, + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 224, + 479, + 249 + ], + "type": "text", + "content": " is a hyper-parameter for controlling the magnitude of this regulation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 250, + 479, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 250, + 479, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 250, + 479, + 308 + ], + "type": "text", + "content": "Decreasing Rewriting of Prior Semantics Although we can retain prior semantic information in updating weight, the rewriting of old semantic space still happens. Therefore, suppressing weight updates in old semantic spaces will constrain the new object to use other undisturbed semantic spaces, which will further reduce feature conflicts." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "spans": [ + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "type": "text", + "content": "Based on this motivation, we consider that the importance of the semantic space can be represented by " + }, + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "type": "inline_equation", + "content": "V^T" + }, + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "type": "text", + "content": " (Eq. (6)). Thus, we project the updating weight, " + }, + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "type": "inline_equation", + "content": "\\nabla \\theta_j" + }, + { + "bbox": [ + 131, + 310, + 479, + 346 + ], + "type": "text", + "content": ", to the corresponding channel space in old objects, as in Eq. (10)," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 272, + 357, + 480, + 371 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 272, + 357, + 480, + 371 + ], + "spans": [ + { + "bbox": [ + 272, + 357, + 480, + 371 + ], + "type": "interline_equation", + "content": "\\nabla \\theta_ {j} = V _ {\\text {o l d}} ^ {T} \\nabla \\theta_ {j}, \\tag {10}", + "image_path": "d48903c64f25bf21d2de4c33b0420a87f67dd6805c848bd7cee0802014b5ff18.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "type": "inline_equation", + "content": "\\nabla \\Theta_{j} \\in \\mathbb{R}^{C \\times W}" + }, + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "type": "text", + "content": " is updating weight in channel space. " + }, + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "type": "inline_equation", + "content": "V_{old}^{T}" + }, + { + "bbox": [ + 130, + 381, + 488, + 407 + ], + "type": "text", + "content": " is channel eigenspace in previous steps." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 407, + 479, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 479, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 479, + 443 + ], + "type": "text", + "content": "To constrain the updating in primary semantic space in previous steps, we empirically use a log function to constrain the updating of different channels, " + }, + { + "bbox": [ + 130, + 407, + 479, + 443 + ], + "type": "inline_equation", + "content": "c \\in \\mathbb{R}^{1 \\times C}" + }, + { + "bbox": [ + 130, + 407, + 479, + 443 + ], + "type": "text", + "content": ", as Eq. (11)," + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 262, + 445, + 480, + 457 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 262, + 445, + 480, + 457 + ], + "spans": [ + { + "bbox": [ + 262, + 445, + 480, + 457 + ], + "type": "interline_equation", + "content": "\\Omega (k, c) = k \\times \\log (c), \\tag {11}", + "image_path": "c3d19dcfa1dce88908b0cef823005cafbf317f56c736dec8d43bd858b458f785.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "inline_equation", + "content": "\\varOmega(\\cdot)" + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "text", + "content": " is constraining function. When the channel index " + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "text", + "content": " equals 1, the result of the log function is 0, indicating that the model does not update in this specific dimension. This is because the model is in the most crucial semantic space for the previous objects. As the channel index " + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 464, + 480, + 536 + ], + "type": "text", + "content": " increases, this channel becomes more likely to trigger model updates, and these dimensions become less important for representing previous objects." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 537, + 479, + 572 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 537, + 479, + 572 + ], + "spans": [ + { + "bbox": [ + 130, + 537, + 479, + 572 + ], + "type": "text", + "content": "By acting on this function to " + }, + { + "bbox": [ + 130, + 537, + 479, + 572 + ], + "type": "inline_equation", + "content": "\\nabla \\Theta_{j}" + }, + { + "bbox": [ + 130, + 537, + 479, + 572 + ], + "type": "text", + "content": " and then projecting it back to the original space, we finally get the updating weight in the original space, as in Eq. (12) and Fig. 5," + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 240, + 574, + 480, + 588 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 240, + 574, + 480, + 588 + ], + "spans": [ + { + "bbox": [ + 240, + 574, + 480, + 588 + ], + "type": "interline_equation", + "content": "\\nabla \\theta_ {j} ^ {*} = \\left(V _ {\\text {o l d}} ^ {T}\\right) ^ {- 1} \\Omega (k, n) \\odot \\nabla \\Theta_ {j}, \\tag {12}", + "image_path": "1bffa16c7eee544e495af45987ff08bb8b630b3cf27bf4e35c1978c2b23a5ded.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 595, + 479, + 619 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 595, + 479, + 619 + ], + "spans": [ + { + "bbox": [ + 130, + 595, + 479, + 619 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 595, + 479, + 619 + ], + "type": "inline_equation", + "content": "\\odot" + }, + { + "bbox": [ + 130, + 595, + 479, + 619 + ], + "type": "text", + "content": " is the channel-wise product. In summary, our updating is shown as Eq. (13)," + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 256, + 620, + 480, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 256, + 620, + 480, + 635 + ], + "spans": [ + { + "bbox": [ + 256, + 620, + 480, + 635 + ], + "type": "interline_equation", + "content": "\\theta_ {j} ^ {\\prime} \\leftarrow \\theta_ {j} + \\nabla \\theta_ {j} ^ {*} + \\beta \\theta_ {j} ^ {\\text {o l d}}. \\tag {13}", + "image_path": "eeff38b7f5dbf5b0d243b7e1dc3ba49f0337e5d8ee9af289e41e7462dc2d3765.jpg" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "Based on this, our model can reinforce the primary semantic memory of old objects and overcome catastrophic forgetting significantly." + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 221, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 221, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 221, + 101 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 261, + 153 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 261, + 153 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 261, + 153 + ], + "type": "text", + "content": "5.1 Experimental Setup" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 160, + 479, + 219 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 160, + 479, + 219 + ], + "spans": [ + { + "bbox": [ + 130, + 160, + 479, + 219 + ], + "type": "text", + "content": "Datasets We choose MVTec-AD [3] and VisA [43] as our dataset. MVTec-AD [3] and VisA [43] have 15 and 12 types of objects, respectively. These two employed datasets have well-recognized complex cases for real-world evaluation, and different objects' feature domains show significantly varying distributions, so both of them can be available for our Incremental Unified Framework." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 220, + 480, + 267 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 220, + 480, + 267 + ], + "spans": [ + { + "bbox": [ + 130, + 220, + 480, + 267 + ], + "type": "text", + "content": "Task Protocol According to our framework in Fig. 1 (E), our reconstruction model incrementally learns new objects. Based on the practical requirements of industrial defect inspection, we set up our experiments in both single-step and multi-step settings." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "spans": [ + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": "We represent our task stream as " + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "inline_equation", + "content": "\\mathbf{X} - \\mathbf{Y}" + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": " with N Step(s). Here, " + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "inline_equation", + "content": "\\mathbf{X}" + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": " denotes the number of base objects before starting incremental learning, " + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "inline_equation", + "content": "\\mathbf{Y}" + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": " represents the number of new objects incremented in each step, and " + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "inline_equation", + "content": "\\mathbf{N}" + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": " indicates the number of tasks during incremental learning. When training on base objects, " + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "inline_equation", + "content": "\\mathbf{N} = 0" + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": ", and after one step, " + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "inline_equation", + "content": "\\mathbf{N} = \\mathbf{N} + 1" + }, + { + "bbox": [ + 130, + 269, + 479, + 327 + ], + "type": "text", + "content": ". Our task stream is shown as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 136, + 335, + 474, + 372 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 138, + 335, + 411, + 347 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 335, + 411, + 347 + ], + "spans": [ + { + "bbox": [ + 138, + 335, + 411, + 347 + ], + "type": "text", + "content": "-MVTec-AD [3]: 14 - 1 with 1 Step, 10 - 5 with 1 Step," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 148, + 348, + 360, + 359 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 148, + 348, + 360, + 359 + ], + "spans": [ + { + "bbox": [ + 148, + 348, + 360, + 359 + ], + "type": "text", + "content": "3-3 with 4 Steps and 10-1 with 5 Steps." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 136, + 360, + 474, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 360, + 474, + 372 + ], + "spans": [ + { + "bbox": [ + 136, + 360, + 474, + 372 + ], + "type": "text", + "content": "-VisA [43]: 11 - 1 with 1 Step, 8 - 4 with 1 Step, 8 - 1 with 4 Steps." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 380, + 479, + 451 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 479, + 451 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 479, + 451 + ], + "type": "text", + "content": "Baselines We select some SOTA methods in small defect inspection as the baseline, including PaDiM [10], DRAEM [39], PatchCore [30], PANDA [29], CutPaste [19], and UniAD [38]. Notably, some baselines integrate with the incremental learning protocol, CAD [20]. In addition, we integrate several available SOTA baselines in incremental learning with UniAD, including EWC [18], SI [40], MAS [2] and LVT [34]." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "spans": [ + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "type": "text", + "content": "Evaluation Metrics Currently, there are two metrics for continual learning: average accuracy (ACC) [25] and forgetting measure (FM) [6]. However, for individual tasks, we usually use Pixel-level AUROC, " + }, + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "type": "inline_equation", + "content": "A^{\\mathrm{pix}}" + }, + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "type": "text", + "content": ", and Image-level AUROC, " + }, + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "type": "inline_equation", + "content": "A^{\\mathrm{img}}" + }, + { + "bbox": [ + 130, + 452, + 479, + 512 + ], + "type": "text", + "content": ", to characterize the detection accuracy. In this task, we combine these two goals and define four metrics, as in Eq. (14)," + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 146, + 520, + 480, + 582 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 520, + 480, + 582 + ], + "spans": [ + { + "bbox": [ + 146, + 520, + 480, + 582 + ], + "type": "interline_equation", + "content": "A C C = \\left\\{ \\right.\\begin{array}{l}\\frac {1}{N} \\sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\\mathbf {p i x}}\\\\\\frac {1}{N} \\sum_ {i = 1} ^ {N - 1} A _ {N, i} ^ {\\mathbf {i m g}}\\end{array}, F M = \\left\\{\\begin{array}{l}\\frac {1}{N - 1} \\sum_ {i = 1} ^ {N - 1} \\max _ {b \\in \\{1, \\dots , N - 1 \\}} \\left(A _ {b, i} ^ {\\mathbf {p i x}} - A _ {N, i} ^ {\\mathbf {p i x}}\\right)\\\\\\frac {1}{N - 1} \\sum_ {i = 1} ^ {N - 1} \\max _ {b \\in \\{1, \\dots , N - 1 \\}} \\left(A _ {b, i} ^ {\\mathbf {i m g}} - A _ {N, i} ^ {\\mathbf {i m g}}\\right)\\end{array}. \\right. \\tag {14}", + "image_path": "5c04e2dc88026c66580e3242744e1b3049d5e42251f0eec9fc61ecb439513b93.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 597, + 288, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 288, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 288, + 609 + ], + "type": "text", + "content": "5.2 Experiment Performance" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 617, + 479, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 479, + 666 + ], + "type": "text", + "content": "Quantitative Evaluation Table 1 (A) (B) shows that our method achieves SOTA performance with different experiment settings in pixel-level (A) and Image-level (B), respectively. We observe that the network performance is catastrophic forgetting in the reconstruction-based approach (UniAD [38]). While" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 179, + 481, + 311 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 1: Quantitative evaluation in MvTec AD [3] (A) and VisA [43] (B). \"Image / Pixel\" shows the image-level and pixel-level performance respectively. \"NA\" is Not Available, since CAD [20]-based method cannot locate defects in pixel-level. Red and Gray Red represents the best image-level and pixel-level performance respectively." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 217, + 168, + 395, + 179 + ], + "lines": [ + { + "bbox": [ + 217, + 168, + 395, + 179 + ], + "spans": [ + { + "bbox": [ + 217, + 168, + 395, + 179 + ], + "type": "text", + "content": "(A) Quantitative Performance in MvTec [3]." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 179, + 481, + 311 + ], + "lines": [ + { + "bbox": [ + 135, + 179, + 481, + 311 + ], + "spans": [ + { + "bbox": [ + 135, + 179, + 481, + 311 + ], + "type": "table", + "html": "
Method14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]57.5 / 77.123.1 / 20.264.4 / 81.49.1 / 14.160.0 / 76.1622.6 / 20.353.9 / 68.418.1 / 24.1
PatchCore [30]66.5 / 83.834.2 / 24.169.6 / 62.422.6 / 25.262.4 / 77.937.3 / 22.155.3 / 73.830.8 / 27.5
DRAEM [39]51.1 / 61.28.2 / 8.258.0 / 63.211.8 / 3.954.9 / 57.62.6 / 9.852.3 / 59.013.8 / 8.8
UniAD [38]85.7 / 89.618.3 / 13.386.7 / 91.514.9 / 10.681.3 / 88.77.4 / 10.676.6 / 82.321.1 / 17.3
UniAD [38] + EWC [18]92.8 / 95.44.1 / 1.990.5 / 93.67.3 / 4.279.6 / 89.09.5 / 10.189.6 / 93.85.4 / 3.6
UniAD [38] + SI [40]85.7 / 89.518.4 / 13.484.1 / 88.320.2 / 17.081.9 / 88.57.0 / 10.877.2 / 81.620.2 / 18.2
UniAD [38] + MAS [2]85.8 / 89.618.1 / 13.386.8 / 91.014.9 / 11.681.5 / 89.07.2 / 10.277.9 / 82.019.5 / 17.7
UniAD [38] + LVT [34]80.4 / 86.029.1 / 20.687.1 / 90.614.1 / 12.380.4 / 88.68.6 / 10.678.2 / 88.319.1 / 16.1
CAD + DNE [20]84.5 / NA-2.0 / NA87.8 / NA1.1 / NA80.3 / NA6.6 / NA77.7 / NA9.7 / NA
CAD [20] + CutPaste [19]84.3 / NA-1.6 / NA87.1 / NA-0.3 / NA79.2 / NA12.6 / NA70.6 / NA20.2 / NA
CAD [20] + PANDA [29]50.0 / NA6.0 / NA55.4 / NA8.9 / NA62.4 / NA36.8 / NA51.3 / NA10.3 / NA
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
", + "image_path": "10775db80ee555bf8991ea3c1da99ac7a82194f8b83dd2bea44583f9b1b75049.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 135, + 329, + 481, + 493 + ], + "blocks": [ + { + "bbox": [ + 219, + 317, + 394, + 329 + ], + "lines": [ + { + "bbox": [ + 219, + 317, + 394, + 329 + ], + "spans": [ + { + "bbox": [ + 219, + 317, + 394, + 329 + ], + "type": "text", + "content": "(B) Quantitative Performance in VisA [43]." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 329, + 481, + 493 + ], + "lines": [ + { + "bbox": [ + 135, + 329, + 481, + 493 + ], + "spans": [ + { + "bbox": [ + 135, + 329, + 481, + 493 + ], + "type": "table", + "html": "
Method11 - 1 with 1 Step8 - 4 with 1 Step8 - 1 with 4 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
PaDim [10]59.7 / 84.320.6 / 14.260.3 / 84.221.8 / 14.054.3 / 83.421.1 / 9.7
PatchCore [30]66.0 / 85.630.0 / 13.067.4 / 86.433.3 / 14.356.2 / 83.634.8 / 12.4
DRAEM [39]48.4 / 60.530.6 / 15.863.6 / 49.617.7 / 29.751.8 / 63.425.9 / 10.5
UniAD [38]75.0 / 92.122.4 / 11.478.1 / 94.014.7 / 8.472.2 / 90.816.6 / 9.2
UniAD [38] + EWC [18]78.7 / 95.414.9 / 4.880.5 / 95.410.0 / 5.372.3 / 92.316.5 / 7.3
UniAD [38] + SI [40]78.1 / 92.016.9 / 11.580.8 / 93.99.2 / 8.369.8 / 88.519.8 / 12.0
UniAD [38] + MAS [2]75.4 / 91.821.5 / 11.978.4 / 94.014.1 / 8.472.1 / 90.616.7 / 9.4
UniAD [38] + LVT [34]77.5 / 92.317.3 / 10.978.8 / 94.113.4 / 8.170.8 / 91.418.3 / 8.4
CAD + DNE [20]71.2 / NA-10.2 / NA64.1 / NA6.1 / NA58.6 / NA10.2 / NA
CAD [20] + CutPaste [19]65.8 / NA3.5 / NA63.2 / NA5.1 / NA56.2 / NA13.9 / NA
CAD [20] + PANDA [29]55.7 / NA-1.7 / NA56.7 / NA-3.3 / NA56.0 / NA-0.3 / NA
Ours87.3 / 97.62.4 / 1.880.1 / 95.415.2 / 6.179.8 / 95.09.8 / 6.8
", + "image_path": "704f6d9df91b3c6ebf7b04408ca3c89eca31ba3a34887e0acd9acdc10ba3f6de.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 520, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 581 + ], + "type": "text", + "content": "some continuous learning strategies [2, 18, 34, 40] can partially mitigate this problem, our approach provides an optimal solution. Besides, compared with CAD-based methods, our method can offer not only pixel-level location but also SOTA performance for incrementing more objects. Overall, our algorithm can overcome the above drawbacks and maintain a low level of forgetting." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Qualitative Evaluation for Defect Localization Fig. 6 shows the defect location (heatmap) of our method and other SOTA reconstruction-based approaches. We follow the same strategy in UniAD [38] to calculate the heatmap. Regions, where the occurring chance of defects is higher, are colored red. Conversely, regions, where defects are almost impossible to occur, are colored blue. Our method can significantly reduce semantic feature conflicts (In Fig. 3) and output more accurate defect locations." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 221, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 221, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 221, + 102 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 482, + 375 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 482, + 375 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 482, + 375 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 482, + 375 + ], + "type": "image", + "image_path": "3e81ff71be095bc5259da62997a60c80156d365ba22111280536b382868a94f9.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 384, + 482, + 440 + ], + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 440 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 440 + ], + "type": "text", + "content": "Fig. 6: Qualitative evaluation in MVtec-AD [3] and VisA [43]. The intensity of red in the heatmap indicates a higher likelihood of defects, whereas blue signifies a lower probability. Our approach outperforms existing baselines by significantly mitigating semantic feature conflict and enhancing defect localization accuracy. (Please zoom in for more details.)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 467, + 238, + 479 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 467, + 238, + 479 + ], + "spans": [ + { + "bbox": [ + 132, + 467, + 238, + 479 + ], + "type": "text", + "content": "5.3 Ablation Study" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 495, + 481, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 495, + 481, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 495, + 481, + 518 + ], + "type": "text", + "content": "We conduct the ablation study on MvTec AD [3] to evaluate the effectiveness of different components in our proposed method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 604 + ], + "type": "text", + "content": "Effectiveness of Object-Aware Self-Attention To demonstrate the effectiveness of category labels, we ablate Object-Aware Self-Attention in our structure. \"w/o OASA\" in Table 2 shows that this structure can reduce catastrophic forgetting by category information insertion. Moreover, in Fig. 7 (\"w/o OASA\"), if there is no semantic boundary, the network can still detect anomalies in the current object, but serious feature conflicts will occur in other regions of the object, further affecting the overall performance of the network." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Effectiveness of Semantic Compression Loss To demonstrate the effectiveness of Semantic Compression Loss, we ablate this loss in our training. \"w/o SCL\" in Table 2 shows that this structure can reduce catastrophic forgetting by preserving more space for new objects. Besides, in Fig. 7 (\"w/o SCL\"), by compressing more space for new objects, we can obtain clearer defect localization in" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 168, + 482, + 244 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 2: Quantitative evaluation in ablation study. The results show that three components, Object-Aware Self-Attention, semantic compression loss, and the updating strategy, contribute to the performance improvement of the whole framework. Red and Gray Red represents the best image-level and pixel-level performance respectively." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 168, + 482, + 244 + ], + "lines": [ + { + "bbox": [ + 135, + 168, + 482, + 244 + ], + "spans": [ + { + "bbox": [ + 135, + 168, + 482, + 244 + ], + "type": "table", + "html": "
14 - 1 with 1 Step10 - 5 with 1 Step3 - 3 with 4 Steps10 - 1 with 5 Steps
ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)ACC(↑)FM(↓)
w/o OASA89.3 / 92.513.3 / 8.287.6 / 90.616.5 / 13.581.4 / 88.912.2 / 10.884.2 / 90.314.2 / 8.6
w/o SCL95.5 / 96.12.4 / 0.892.0 / 94.38.1 / 6.082.7 / 88.310.6 / 11.793.4 / 95.13.6 / 2.7
w/o US95.9 / 96.21.1 / 0.788.6 / 93.316.5 / 8.583.5 / 89.510.9 / 10.385.6 / 90.513.5 / 8.4
Ours96.0 / 96.31.0 / 0.692.2 / 94.49.3 / 6.384.2 / 91.110.0 / 8.494.2 / 95.13.2 / 1.0
", + "image_path": "e1a6c6e8d2ecaacc02e2ea042b6d2e6ded053b73f08877275fa515755f050ee9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 136, + 256, + 480, + 323 + ], + "blocks": [ + { + "bbox": [ + 136, + 256, + 480, + 323 + ], + "lines": [ + { + "bbox": [ + 136, + 256, + 480, + 323 + ], + "spans": [ + { + "bbox": [ + 136, + 256, + 480, + 323 + ], + "type": "image", + "image_path": "c60f5bd7ede87200c4780d3ec090a5dea435268283b6b159258f44282d656fee.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 333, + 482, + 388 + ], + "lines": [ + { + "bbox": [ + 132, + 333, + 482, + 388 + ], + "spans": [ + { + "bbox": [ + 132, + 333, + 482, + 388 + ], + "type": "text", + "content": "Fig. 7: Qualitative evaluation of ablation study. Compared with \"w/o US\" and \"w/o OSOA\", it is obvious that our method can be more accurate in locating defects. Compared with \"w/o SCL\", since increasing the available space of the model, our algorithm can further reduce the feature conflict and reduce more interference in the background. (Please zoom in for more details.)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 415, + 481, + 439 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 481, + 439 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 481, + 439 + ], + "type": "text", + "content": "detail, which indicates that more network space can be explained in incremental learning by semantic compression loss." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 440, + 482, + 513 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 440, + 482, + 513 + ], + "spans": [ + { + "bbox": [ + 130, + 440, + 482, + 513 + ], + "type": "text", + "content": "Effectiveness of Our Updating Strategy To demonstrate the effectiveness of our updating strategy, we ablate this updating method, and \"w/o US\" in Table 2 shows that this method can reduce catastrophic forgetting. Also, in Fig. 7 (\"w/o US\"), our algorithm can help memorize important semantic spaces for old objects, thus reducing the rewriting of semantic space in the reconstruction network, thus leading to a better localization performance." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 537, + 220, + 550 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 537, + 220, + 550 + ], + "spans": [ + { + "bbox": [ + 132, + 537, + 220, + 550 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "content": "To conclude, our incremental unified framework effectively integrates the multi-objects detection model with object-incremental learning, significantly enhancing the dynamic of defect inspection systems. Leveraging Object-Aware Self-Attention, Semantic Compression Loss, and updating strategy, we demarcate semantic boundaries for objects and minimize interference during incrementing new objects. Benchmarks demonstrate our SOTA performance at both the image level and pixel level. Widespread deployment of this technology will increase efficiency and reduce overhead in industrial manufacturing." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 222, + 102 + ], + "type": "text", + "content": "J. Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 139, + 352, + 150 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 139, + 352, + 150 + ], + "spans": [ + { + "bbox": [ + 132, + 139, + 352, + 150 + ], + "type": "text", + "content": "The research work is sponsored by AIR@InnoHK." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 151, + 482, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 151, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 151, + 482, + 212 + ], + "type": "text", + "content": "Besides, this work is funded by National Natural Science Foundation of China Grant No. 72371271, the Guangzhou Industrial Information and Intelligent Key Laboratory Project (No. 2024A03J0628), the Nansha Key Area Science and Technology Project (No. 2023ZD003), Project No. 2021JC02X191, and Natural Science Foundation of Zhejiang P province, China (No. LD24F020002)." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 228, + 199, + 240 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 228, + 199, + 240 + ], + "spans": [ + { + "bbox": [ + 132, + 228, + 199, + 240 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 133, + 251, + 480, + 666 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 251, + 480, + 296 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 251, + 480, + 296 + ], + "spans": [ + { + "bbox": [ + 138, + 251, + 480, + 296 + ], + "type": "text", + "content": "1. 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Springer (2022)" + } + ] + } + ], + "index": 16 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Incremental Unified Framework for Small Defect Inspection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/An Information Theoretical View for Out-Of-Distribution Detection/283e6780-fc50-4330-baf6-0dadf2cfb758_content_list.json b/2024/An Information Theoretical View for Out-Of-Distribution Detection/283e6780-fc50-4330-baf6-0dadf2cfb758_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..61bc925e3056b39219f3807124e99222c98f9e03 --- /dev/null +++ b/2024/An Information Theoretical View for Out-Of-Distribution Detection/283e6780-fc50-4330-baf6-0dadf2cfb758_content_list.json @@ -0,0 +1,2264 @@ +[ + { + "type": "text", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "text_level": 1, + "bbox": [ + 290, + 140, + 712, + 184 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Jinjing Hu $^{1,2}$ , Wenrui Liu $^{2,3}$ , Hong Chang $^{2,3}$ , Bingpeng Ma $^{3}$ , Shiguang Shan $^{2,3}$ , and Xilin Chen $^{2,3}$", + "bbox": [ + 240, + 214, + 759, + 250 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ ShanghaiTech University, China", + "bbox": [ + 387, + 261, + 614, + 275 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Key Laboratory of AI Safety of CAS, Institute of Computing Technology, Chinese Academy of Sciences (CAS)", + "bbox": [ + 220, + 275, + 781, + 303 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 University of Chinese Academy of Sciences, China hujj2022@shanghaitech.edu.cn, wenrui.liu@vipl.ict.ac.cn, {changhong,sgshan,xlchen}@ict.ac.cn, bpma@ucas.ac.cn", + "bbox": [ + 282, + 303, + 715, + 345 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Detecting out-of-distribution (OOD) inputs are pivotal for real-world applications. However, due to the inaccessibility of OODs during training phase, applying supervised binary classification with indistribution (ID) and OOD labels is not feasible. Therefore, previous works typically employ the proxy ID classification task to learn feature representation for OOD detection task. In this study, we delve into the relationship between the two tasks through the lens of Information Theory. Our analysis reveals that optimizing the classification objective could inevitably cause the over-confidence and undesired compression of OOD detection-relevant information. To address these two problems, we propose OOD Entropy Regularization (OER) to regularize the information captured in classification-oriented representation learning for detecting OOD samples. Both theoretical analyses and experimental results underscore the consistent improvement of OER on OOD detection.", + "bbox": [ + 259, + 383, + 743, + 579 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: OOD Detection $\\cdot$ Information Theory $\\cdot$ Representation Learning", + "bbox": [ + 259, + 590, + 751, + 619 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 646, + 375, + 662 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Deep learning methods have witnessed rapid progress and notable performance improvement in the recent years. However, when deployed in open-world scenarios, deep neural networks (DNNs) often struggle with out-of-distribution (OOD) inputs, i.e. samples from an unknown distribution that the network has not been exposed to during training phase. Detecting such OODs is crucial in various real-world applications, e.g. self-driving [14], medical diagnosis [69], and cyber security [37], to ensure the robustness and safety of DNNs. This necessity gives rise to OOD detection task, which targets at identifying whether an input belongs to ID or OOD.", + "bbox": [ + 212, + 678, + 787, + 815 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author", + "bbox": [ + 217, + 823, + 382, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/1f4107fa92b9ffbb6d53195438eeb85eed13d6806d31cf6cddc3f28c90fd33ab.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 222, + 162, + 500, + 320 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/cbd071fddd6f8c9b9111d4a1ef08e3151aacb50cd0b06f5edddf9a1444162cb7.jpg", + "image_caption": [ + "(b)", + "Fig. 1: (a) Illustrative information relationship between inputs, features, classification and OOD detection. Two shaded regions represent classification-relevant information $U_{c} = I(Z;Y)$ and classification-irrelevant detection-relevant information $U_{d} = I(Z;T|Y)$ respectively. Detailed explanation is in the following text. (b) OOD detection performance of existing approaches and the proposed OER on ImageNet-100 and CIFAR-100." + ], + "image_footnote": [], + "bbox": [ + 526, + 162, + 746, + 321 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To discriminate OODs from IDs, previous methods primarily fall into two categories: representation learning [34, 43, 47, 48, 58] and scoring function designing [10, 17, 18, 28, 29, 45, 46, 57, 65, 67]. The representation learning methods are more essential in learning discriminative feature representation between IDs and OODs. But one challenging difficulty is the inaccessibility of OODs during training phase. Therefore, directly applying supervised representation learning (i.e. binary classification with ID and OOD labels) is not feasible. Currently, many approaches [30, 54, 62] resort to a proxy classification task over IDs and perform OOD detection on the trained classification model. However, with intrinsically inconsistent targets between ID classification and OOD detection, such models can hardly guarantee the detection performance on OODs. Therefore, there is a need to analyze the relationship between the two tasks and design a method to learn feature representation primarily tailored for OOD detection.", + "bbox": [ + 212, + 454, + 787, + 651 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, we leverage Information Theory [51, 52] to explore the relationship between ID classification and OOD detection tasks. We reveal that maximizing classification-relevant information (denoted as $U_{c}$ in Fig. 6a) could cause over-confidence of the model's outputs with respect to known classes, which is harmful for OOD detection. Another issue is the optimization of $U_{c}$ , a partial objective in ID classification, leads to the compression of classification-irrelevant detection-relevant information (denoted as $U_{d}$ ), which is also undesirable for OOD detection.", + "bbox": [ + 212, + 654, + 787, + 775 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Based on our theoretical analysis, we propose a novel OOD detection method, namely OOD Entropy Regularization (OER), to learn appropriate feature representation for both ID classification and OOD detection. Specifically, based on the analysis about the correlation between $U_{c}$ and temperature coefficient, we", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "alleviate the over-confidence issue by appropriately adjusting the temperature. For the second issue, we increase the potential detection-relevant information through establishing a connection between feature distribution and information entropy based on kernel density estimation together with complementary variational estimation.", + "bbox": [ + 212, + 146, + 782, + 219 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We provide both empirical and theoretical insights to explain how OER improves OOD detection. Subsequently, we perform extensive experimental evaluations on OOD detection benchmarks, including CIFAR-10, CIFAR-100 [22], and the large-scale ImageNet [9]. And OER achieves competitive performance as shown in Fig. 6b.", + "bbox": [ + 212, + 222, + 782, + 296 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our main contributions can be summarized as follows:", + "bbox": [ + 238, + 297, + 632, + 311 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We provide an information theoretical perspective for OOD detection, and find close set ID classification formulation can lead to over-confidence and undesired compression of OOD detection-relevant information, resulting in a decline in OOD detection capability.", + "- We introduce a new regularized representation learning method, OER, for OOD detection by decreasing model's confidence based on temperature coefficient tuning, and increasing the mutual information between feature representation and potential OODs.", + "- We extensively evaluate OER and show that OER could effectively enhance OOD detection without compromising ID classification accuracy." + ], + "bbox": [ + 223, + 323, + 782, + 470 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 497, + 385, + 513 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Score Designing for OOD Detection. Score-based methods commonly maintain the classification sub-network unchanged and instead devise the scoring function for OOD detection. The scores can be categorized into three types: classifier-based [17, 18, 28, 34, 67], distance-based [11, 24, 41, 43, 47] and density-based [5, 15, 21, 35, 42, 60]. They respectively utilize classification probability scores, density scores or distances to training samples from the intermediate features to distinguish IDs and OODs. However, all of these scoring functions heavily rely on well-learned discriminative feature representation between IDs and OODs, which is more intrinsic as the focus of this paper.", + "bbox": [ + 212, + 530, + 782, + 665 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Representation Learning for OOD Detection. Due to the inaccessibility of OODs during training phase, many approaches learn representation by optimizing a proxy classification loss (cross-entropy loss [18, 24] or contrastive loss [7, 11, 20, 34, 43, 47, 48, 58]) over IDs and perform OOD detection on the classification-oriented representation. On this basis, recent works further add a class-separation regularization to increase the angular separation [34] or regularize the decision boundary by synthesizing virtual outliers [12, 49]. However, these works are either not directly designed for OOD detection, require computationally expensive sampling, or lack theoretical support. In this work, we analyze and address these challenges in representation learning for OOD detection.", + "bbox": [ + 212, + 688, + 782, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "bbox": [ + 277, + 114, + 730, + 127 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Information Theory. Information Theory [23, 44, 51, 52] serves as a key theoretical tool for the interpretability of neural networks which has been applied to various tasks, including multi-modal learning [6, 32, 66] and multi-view learning [13, 26, 50, 56]. For instance, several bounds [3, 4, 38-40] have been proposed as feasible and interpretable estimation for the optimization objectives in representation learning. In this work, we propose an information theoretical view to analyze the OOD detection task.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Information Theoretical Analysis for OOD Detection", + "text_level": 1, + "bbox": [ + 214, + 273, + 763, + 290 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Preliminary", + "text_level": 1, + "bbox": [ + 214, + 304, + 362, + 320 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Let $X$ denote the random variable of all inputs including both IDs and OODs in space $\\mathcal{X}$ , and $Z$ denote the random variable of corresponding feature representation. The distribution of ID variable, $P_X^{\\mathrm{in}}$ , can be empirically estimated during training, while the distribution of OOD variable, $P_X^{\\mathrm{out}}$ , is unknown during training and testing. Let $Y$ denote the class label of $X$ in space $\\mathcal{Y}$ . The training set $\\mathcal{D}_{tr}^{\\mathrm{in}} = \\{(\\mathbf{x}_i, y_i)\\}_{i=1}^N$ is drawn i.i.d. from the joint distribution $P_{XY}^{\\mathrm{in}}$ of labeled IDs. Let $T$ be the random variable of binary labels for all inputs in space $\\mathcal{T} = \\{\\mathrm{in}, \\mathrm{out}\\}$ which indicate whether an input sample is from $P_X^{\\mathrm{in}}$ or $P_X^{\\mathrm{out}}$ .", + "bbox": [ + 212, + 327, + 787, + 448 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Classification and OOD detection rely on the same training set $\\mathcal{D}_{tr}^{\\mathrm{in}}$ . However, for each test sample $\\mathbf{x} \\in \\mathcal{X}$ , the two tasks have different targets of predicting its class label $y \\in \\mathcal{Y}$ and binary detection label $t \\in \\mathcal{T}$ . With OOD data not accessible during training, existing OOD detection methods usually adopt classification target to learn representation $Z$ , which is sub-optimal. Therefore, it is imperative to analyze the relationship between these two tasks and design a method more specifically for OOD detection.", + "bbox": [ + 212, + 449, + 787, + 551 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "According to the Information Bottleneck theory [51,52], the classification target is to find the optimal representation $Z$ by minimizing the following Lagrange:", + "bbox": [ + 212, + 553, + 785, + 585 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = I (Z; X) - \\beta I (Z; Y), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 411, + 599, + 785, + 614 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $I(\\cdot, \\cdot)$ is the mutual information that measures the dependence between two variables and the hyperparameter $\\beta \\geq 0$ is a Lagrange multiplier. The first term aims to compress information of the extracted feature $Z$ as much as possible, while the second term aims to retain adequate semantic information related to $Y$ .", + "bbox": [ + 212, + 619, + 787, + 696 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 Over-confidence on Known Classes", + "text_level": 1, + "bbox": [ + 214, + 717, + 549, + 731 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Definition 1. (Classification-relevant information $U_{c}$ ) With $Z$ and $Y$ denoting representation and class label of $X$ as in Sec. 3.1, we define $U_{c} = I(Z;Y)$ as classification-relevant information, i.e. the blue area in Fig. 6a.", + "bbox": [ + 214, + 739, + 787, + 787 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Proposition 1. (Over-confidence due to maximizing $U_{c}$ ) Maximizing the mutual information $U_{c}$ exclusively on ID training data according to Eq. (1) leads to over-confidence on known classes.", + "bbox": [ + 214, + 794, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Proof. The mutual information $I(Z;Y)$ can be computed as:", + "bbox": [ + 215, + 146, + 653, + 161 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nI (Z; Y) = H (Y) - H (Y | Z). \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 401, + 174, + 784, + 189 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Thus maximizing the mutual information $I(Z;Y)$ equals to minimizing the conditional entropy $H(Y|Z)$ , which can be interpreted as the uncertainty of labels given the encoded feature $Z$ , with lower conditional entropy indicating less uncertainty.", + "bbox": [ + 212, + 200, + 782, + 260 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We rewrite the conditional entropy $H(Y|Z)$ as a weighted sum of $H(Y|Z = \\mathbf{z})$ for each sample representation $\\mathbf{z}$ , using $p(\\mathbf{z})$ as the weights:", + "bbox": [ + 212, + 261, + 782, + 292 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nH (Y | Z) = - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} p (y | \\mathbf {z}) \\log p (y | \\mathbf {z}). \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 304, + 784, + 335 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The posterior over classes in Eq. (3) can be written as:", + "bbox": [ + 215, + 347, + 612, + 363 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\np (y | \\mathbf {z}) = \\sum_ {t} p (y, t | \\mathbf {z}), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 424, + 375, + 784, + 404 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $t \\in \\{\\mathrm{in}, \\mathrm{out}\\}$ . By combining Eqs. (3) and (4), we have:", + "bbox": [ + 214, + 416, + 653, + 431 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nH (Y | Z) = - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} \\left(\\sum_ {t} p (y, t | \\mathbf {z})\\right) \\log \\left(\\sum_ {t} p (y, t | \\mathbf {z})\\right). \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 307, + 443, + 784, + 474 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Due to the concave property of the function $-x\\log x$ in the interval $[0,1]$ , the inequality below holds:", + "bbox": [ + 212, + 486, + 784, + 517 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nH (Y | Z) \\geq - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} \\sum_ {t} p (y, t | \\mathbf {z}) \\log p (y, t | \\mathbf {z}). \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 331, + 527, + 784, + 559 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "By dividing the r.h.s. of Eq. (6) into two terms, we have:", + "bbox": [ + 215, + 571, + 625, + 585 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nH (Y | Z) \\geq H (Y, t = \\operatorname {i n} | Z) + H (Y, t = \\operatorname {o u t} | Z). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 599, + 784, + 614 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The model optimized exclusively on IDs minimizes the overall conditional entropy on both terms together, which leads to over-low uncertainty (i.e. over-confidence) on known classes for OODs, as well as for IDs. For OOD detection, however, over-confidence serves as a relative concept that IDs' uncertainty should be relatively low compared to that for OODs. Therefore, how to regularize the model with only training IDs to maximize the difference between ID and OOD uncertainty scores is crucial for OOD detection.", + "bbox": [ + 212, + 626, + 782, + 731 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.3 Undesired Compression of Detection-relevant Information", + "text_level": 1, + "bbox": [ + 214, + 753, + 738, + 768 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Definition 2. (Classification-irrelevant detection-relevant information $U_{d}$ ) With $Z, Y$ and $T$ denoting representation, class label and $ID/OOD$ label of $X$ as in Sec. 3.1, we define $U_{d} = I(Z;T|Y)$ as classification-irrelevant detection-relevant information, i.e. the purple area in Fig. 6a.", + "bbox": [ + 214, + 779, + 795, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "bbox": [ + 277, + 114, + 730, + 127 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Definition 3. (Sufficient representation variable) [6] The representation variable $Z_{suf}$ is sufficient for predicting $Y$ if and only if $I(Z_{suf};Y) = I(X;Y)$ .", + "bbox": [ + 215, + 146, + 784, + 176 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Definition 4. ( $\\epsilon$ -redundant representation variable) Let $Z_{\\epsilon}$ be a sufficient representation variable and $\\epsilon \\geq 0$ , we call $Z_{\\epsilon}$ $\\epsilon$ -redundant representation if and only if $I(Z_{\\epsilon}; X|Y) = \\epsilon$ .", + "bbox": [ + 215, + 181, + 785, + 227 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proposition 2. (Compression of $U_{d}$ due to optimizing Eq. (1)) Optimizing the classification objective leads to the compression of class-irrelevant detection-relevant information in the representation. Formally, let $Z_{min}$ be the representation variable obtained by optimizing Eq. (1) until convergence. $\\forall \\epsilon > 0$ , we have", + "bbox": [ + 215, + 231, + 787, + 292 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nI \\left(Z _ {\\min }; T \\mid Y\\right) \\leq I \\left(Z _ {\\epsilon}; T \\mid Y\\right). \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 308, + 784, + 324 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Proof. The conditional mutual information $I(Z_{\\min}; X|Y)$ can be written as:", + "bbox": [ + 215, + 327, + 763, + 343 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nI \\left(Z _ {\\min }; X \\mid Y\\right) = I \\left(Z _ {\\min }; X\\right) - I \\left(Z _ {\\min }; Y\\right), \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 349, + 784, + 364 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "which is consistent with the objective in Eq. (1). Suppose $I(Z_{min};Y)$ is maximized during the optimization process to reach $I(Z_{min};Y) = I(X;Y)$ , thus $Z_{min}$ is sufficient. As $I(Z_{min};X|Y)$ is decreased towards 0, $Z_{min}$ is nearly 0-redundant representation. Therefore, given $\\epsilon > 0$ , we have", + "bbox": [ + 215, + 369, + 784, + 431 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n0 \\leftarrow I \\left(Z _ {\\min }; X | Y\\right) < I \\left(Z _ {\\epsilon}; X | Y\\right) = \\epsilon . \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 370, + 438, + 784, + 453 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Using the chain rule of mutual information, we have", + "bbox": [ + 215, + 459, + 593, + 473 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nI \\left(Z _ {\\min }; T \\mid Y\\right) \\leq I \\left(Z _ {\\min }; X \\mid Y\\right). \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 481, + 784, + 496 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Combining Eq. (10) and Eq. (11) gets $I(Z_{\\min}; T|Y) \\to 0$ . Thus, Eq. (8) is proved.", + "bbox": [ + 215, + 501, + 784, + 517 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Therefore, nearly 0-redundant representation targeting at classification will cause compression of detection-relevant information, which is undesirable for OOD detection. One solution to alleviate this problem is increasing the information between inputs and representation $I(Z;X)$ to allow $\\epsilon$ -redundant representation and gain more potential detection-relevant information.", + "bbox": [ + 215, + 518, + 784, + 592 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Method: OOD Entropy Regularization", + "text_level": 1, + "bbox": [ + 215, + 611, + 624, + 628 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Overview of the Proposed Method", + "text_level": 1, + "bbox": [ + 215, + 638, + 547, + 652 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this section, we propose OER to regularize representation learning for OOD detection. Specifically, we tune the temperature to alleviate the over-confidence issue and increase the detection-relevant information through complementary kernel density estimation and variational estimation.", + "bbox": [ + 215, + 657, + 784, + 717 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "OER consists of three components: (1) A encoder $f$ that maps the input $\\mathbf{x}$ to a high dimensional feature embedding $f(\\mathbf{x})$ , i.e. the penultimate layer feature. (2) A MLP projection head $h$ (Linear-ReLU-Linear) that maps $f(\\mathbf{x})$ to a lower dimensional embedding $\\mathbf{z}' = h(f(\\mathbf{x}))$ . Then the classification loss is applied to the normalized feature embedding $\\mathbf{z} = \\mathbf{z}' / ||\\mathbf{z}'||$ on a unit hypersphere, a.k.a. hyperspherical embedding. (3) A reconstruction network $g$ that reconstructs the intermediate feature with the penultimate layer feature $f(\\mathbf{x})$ . The detailed architecture is shown in Fig. 2.", + "bbox": [ + 215, + 719, + 785, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/50a808d72c592558dca06cbd851eaae7d647c7524584d1e4528c59200646f0ff.jpg", + "image_caption": [ + "Fig. 2: Overview of the proposed OER framework." + ], + "image_footnote": [], + "bbox": [ + 256, + 148, + 750, + 303 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 Solution to Over-confidence", + "text_level": 1, + "bbox": [ + 215, + 361, + 493, + 376 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Classification Loss. Following previous works [34, 43], we model feature embedding $\\mathbf{z}$ with hyperspherical von Mises-Fisher (vMF) distribution [19], which assigns $\\mathbf{z}$ to class $c$ with the following probability:", + "bbox": [ + 214, + 391, + 787, + 436 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\np (y = c | \\mathbf {z}; \\tau , \\left\\{\\boldsymbol {\\mu} _ {c} \\right\\} _ {c = 1} ^ {C}) = \\frac {\\exp \\left(\\mathbf {z} ^ {\\top} \\boldsymbol {\\mu} _ {c} / \\tau\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(\\mathbf {z} ^ {\\top} \\boldsymbol {\\mu} _ {j} / \\tau\\right)}, \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 336, + 448, + 785, + 488 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\pmb{\\mu}_{c}$ is the prototypical feature with unit norm for class $c$ and $\\tau$ is the temperature coefficient. Same as CIDER [34], $\\pmb{\\mu}_{c}$ is updated by Exponential Moving Average algorithm [25]. Given the embedding $\\mathbf{z}$ extracted from training IDs, we perform maximum likelihood estimation according to Eq. (12). By taking the negative log-likelihood, the classification loss can be written as follows:", + "bbox": [ + 214, + 500, + 787, + 575 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\mathrm {c l s}} = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\frac {\\exp \\left(\\mathbf {z} _ {i} ^ {\\top} \\boldsymbol {\\mu} _ {c} / \\tau\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(\\mathbf {z} _ {i} ^ {\\top} \\boldsymbol {\\mu} _ {j} / \\tau\\right)}. \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 359, + 587, + 785, + 631 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Temperature Coefficient. Inspired by previous works [20, 55] that a small temperature is desirable for ID classification to penalize the hard negative samples, we further discuss the effect of temperature coefficient in OOD detection task. As an empirical observation, we find regularizing the model by increasing the conditional entropy of training IDs could result in larger uncertainty difference between IDs and OODs as well, thus improve the detection performance.", + "bbox": [ + 214, + 652, + 787, + 744 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To this end, we resort to temperature tuning and study the relationship between conditional entropy and the training-time temperature coefficient. Given a predefined constant temperature $\\tau_0$ , the posterior could be expressed as follows:", + "bbox": [ + 214, + 744, + 787, + 792 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\np (y = c | \\mathbf {z} _ {i}, \\tau_ {0}) = \\frac {\\exp \\left(s _ {i c} ^ {o p t} \\tau / \\tau_ {0}\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(s _ {i j} ^ {o p t} \\tau / \\tau_ {0}\\right)}, \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 361, + 804, + 785, + 844 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "bbox": [ + 277, + 114, + 730, + 127 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/bc39feea17d8a3ef55fc607c14b47d1b28b7fd04a9aca8edfccfecbf3243498f.jpg", + "image_caption": [ + "(a) $\\tau = 0.3$" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 356, + 251 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/61b6e2afee2ea9638fdd79be80c6b59e82c074971c5c225e516350258c6d09eb.jpg", + "image_caption": [ + "(b) $\\tau = 0.1$" + ], + "image_footnote": [], + "bbox": [ + 359, + 145, + 496, + 252 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/13c339b82e1cafd23178ebb45a35e12a19c6ccdb999899d602aa8f67ffcf3ca8.jpg", + "image_caption": [ + "(c) $\\tau = 0.08$", + "Fig. 3: Illustration of the distribution for training IDs (CIFAR-100, blue), testing IDs (green) and OODs (SVHN, orange) with respect to temperature coefficient $\\tau$ in training loss. The horizontal and vertical axes are $\\max_{j\\in [C]}\\mathbf{z}_i\\pmb{\\mu}_j$ and the density respectively." + ], + "image_footnote": [], + "bbox": [ + 504, + 146, + 640, + 252 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/b1a7b47e42272f7750513bea8d6c5967a6e128e52318f4d4f1898d1571127bcb.jpg", + "image_caption": [ + "(d) $\\tau = 0.05$" + ], + "image_footnote": [], + "bbox": [ + 645, + 146, + 784, + 252 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $s_{ic}^{opt} = \\mathbf{z}_i^\\top \\pmb{\\mu}_c / \\tau$ is computed using the features once Eq. (13) has been optimized. By combining Eqs. (3) and (14), we find the conditional entropy of learned embeddings monotonically increases as $\\tau$ decreases (the proof can be found in Appendix A), i.e.", + "bbox": [ + 212, + 345, + 787, + 409 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\partial H (Y | Z) / \\partial \\tau \\leq 0. \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 433, + 417, + 785, + 435 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Figure 3 illustrates different feature distributions around the nearest prototype for IDs and OODs with respect to temperature coefficient $\\tau$ . As shown, tuning the temperature could modify the feature distribution and adjust the conditional entropy of IDs and OODs asymmetrically (also shown in Fig. 5c), which consequently provides maximum uncertainty discrepancy to alleviate overconfidence issue. Empirical verification and discussion will be presented in Sec. 5.3.", + "bbox": [ + 212, + 444, + 790, + 536 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Solution to Undesired Compression of $U_{d}$", + "text_level": 1, + "bbox": [ + 214, + 554, + 604, + 570 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To address the undesired compression of $U_{d}$ , we employ two estimation approaches, including kernel density estimation on encoded features and variational estimation through a reconstruction network to enhance the mutual information between inputs $I(Z;X)$ and gain more potential detection-relevant information.", + "bbox": [ + 212, + 578, + 787, + 640 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Kernel Density Estimation. We establish the relationship between feature representation and information entropy via kernel density estimators [1], which compute differentiable forms of mutual information for multiple encoding stages.", + "bbox": [ + 212, + 657, + 787, + 703 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "For the final projected features, vMF distribution is an appropriate prior for kernel density estimation due to the normalized hyperspherical embeddings. Thus, the mutual information can be estimated as:", + "bbox": [ + 212, + 704, + 787, + 750 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nI (Z; X) = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\left(\\frac {1}{N - 1} \\sum_ {j \\neq i} e ^ {\\mathbf {z} _ {i} ^ {\\top} \\mathbf {z} _ {j} / \\tau}\\right) - \\log Z _ {\\mathrm {v M F}}, \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 758, + 785, + 801 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $Z_{\\mathrm{vMF}}$ is the vMF normalization factor that does not affect the optimization objective. Since the unbiased statistic $\\mu$ of the final representation exists, we", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "maximize a computationally efficient form $I(\\pmb{\\mu}; X)$ with less noise compared to using original samples:", + "bbox": [ + 214, + 146, + 782, + 176 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\mathrm {v m f}} = \\frac {1}{C} \\sum_ {i = 1} ^ {C} \\log \\sum_ {j \\neq i} e ^ {\\boldsymbol {\\mu} _ {i} \\cdot \\boldsymbol {\\mu} _ {j}}. \\tag {17}\n$$\n", + "text_format": "latex", + "bbox": [ + 401, + 186, + 784, + 227 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "For the embeddings from intermediate layers, we assume they follow Gaussian mixture distribution in Euclidean space. Thus the mutual information for intermediate representation $Z$ can be computed via Gaussian kernel density estimator as:", + "bbox": [ + 214, + 234, + 782, + 294 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nI (Z; X) = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\left(\\frac {1}{N - 1} \\sum_ {j \\neq i} e ^ {\\left\\| z _ {i} - z _ {j} \\right\\| _ {2} ^ {2}}\\right) - \\log Z _ {\\mathrm {R B F}}, \\tag {18}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 303, + 784, + 344 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\mathrm{Z}_{\\mathrm{RBF}}$ is the normalization factor for Radial Basis Function(RBF). Let $f^{l}(\\mathbf{x}_{i})$ denote the feature embedding of the $l^{th}$ block. The overall $I(Z;X)$ can be maximized with the following loss:", + "bbox": [ + 215, + 352, + 782, + 398 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\mathrm {r b f}} = \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\sum_ {l} \\lambda_ {l} \\log \\sum_ {j \\neq i} e ^ {\\left\\| f ^ {l} \\left(\\mathbf {x} _ {i}\\right) - f ^ {l} \\left(\\mathbf {x} _ {j}\\right) \\right\\| _ {2} ^ {2}}, \\tag {19}\n$$\n", + "text_format": "latex", + "bbox": [ + 348, + 407, + 782, + 449 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\lambda_{l}$ is the weight coefficient for the $l^{th}$ block.", + "bbox": [ + 215, + 459, + 576, + 474 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Variational Estimation. Similar to Barber et al. [2], we adopt variational distribution $q(\\mathbf{x}|\\mathbf{z})$ to approximate $p(\\mathbf{x}|\\mathbf{z})$ to obtain an tractable optimization problem. Due to the non-negativity of the KL divergence, we have a lower bound for $I(Z;X)$ :", + "bbox": [ + 214, + 494, + 782, + 554 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} I (Z; X) = E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log \\frac {q (\\mathbf {x} | \\mathbf {z})}{p (\\mathbf {x})} ] + E _ {p (\\mathbf {z})} [ \\mathcal {K L} (p (\\mathbf {x} | \\mathbf {z}) | | q (\\mathbf {x} | \\mathbf {z})) ] \\tag {20} \\\\ \\geq E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log q (\\mathbf {x} | \\mathbf {z}) ] + H (X). \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 300, + 565, + 782, + 616 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Assuming $q(\\mathbf{x}|\\mathbf{z})$ follows a Gaussian distribution $\\mathcal{N}(g(\\mathbf{z}),\\sigma^2 I)$ , where $\\mathbf{x} = g(\\mathbf{z}) + \\sigma \\delta$ and $\\delta \\sim \\mathcal{N}(0,I)$ . Maximizing $I(X;Z)$ is equivalent to minimizing the negative term of $E_{p(\\mathbf{x},\\mathbf{z})}[\\log q(\\mathbf{x}|\\mathbf{z})]$ :", + "bbox": [ + 214, + 625, + 782, + 672 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n- E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log q (\\mathbf {x} | \\mathbf {z}) ] \\triangleq E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\| g (\\mathbf {z}) - \\mathbf {x} \\| _ {2} ^ {2} ]. \\tag {21}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 681, + 782, + 700 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We optimize the reconstruction model $g(\\cdot)$ by minimizing the reconstruction loss for the features from each block:", + "bbox": [ + 214, + 707, + 782, + 736 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\text {r e c}} = \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\sum_ {l} [ \\| g ^ {l} (f (\\mathbf {x} _ {i})) - f ^ {l} (\\mathbf {x} _ {i}) \\| _ {2} ^ {2} ], \\tag {22}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 744, + 782, + 784 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $g^{l}(f(\\mathbf{x}_{i}))$ is the reconstructed feature map of the $l^{th}$ block. According to Eq. (22), optimizing the reconstruction loss encourages the learned representation to contain more detection-relevant information.", + "bbox": [ + 214, + 792, + 782, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "bbox": [ + 277, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Overall Loss. The overall loss is the weighted sum of the above four terms:", + "bbox": [ + 215, + 146, + 771, + 161 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} = \\mathrm {L} _ {\\mathrm {c l s}} + \\mathrm {L} _ {\\mathrm {v m f}} + \\lambda_ {r b f} \\mathrm {L} _ {\\mathrm {r b f}} + \\lambda_ {r e c} \\mathrm {L} _ {\\mathrm {r e c}}, \\tag {23}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 171, + 785, + 186 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\lambda_{rbf}$ and $\\lambda_{rec}$ modulate the relative importance of the regularization terms.", + "bbox": [ + 212, + 193, + 785, + 223 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Complementarity of the Regularization Terms. Though with the similar targets, the two estimators have different potential effects. The regularization term derived by kernel density estimation easily facilitates an increase in diverse information of potential OODs, but may introduce irrelevant noise. In contrast, the variational estimation via reconstruction network could compensate the inaccuracy of kernel density estimation, though suffering from optimization difficulty.", + "bbox": [ + 212, + 242, + 782, + 335 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 354, + 375, + 371 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 382, + 428, + 398 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Datasets. We use CIFAR-10, CIFAR-100 [22] and the large-scale ImageNet [9] as the ID training data. For CIFAR datasets, we use a series of natural image datasets as OODs, including Textures [8], SVHN [36], Places365 [68], iSUN [61] and LSUN [63]. For ImageNet-100, the OOD test data includes the subsets of iNaturalist [53], SUN [59], Places365 [68], and Textures [8]. Note that the categories of OOD dataset are disjoint with those of ID dataset.", + "bbox": [ + 212, + 404, + 782, + 494 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Training Details. We use ResNet-18 [16] as the backbone for CIFAR-10, and ResNet-34 for CIFAR-100 and ImageNet-100. The feature dimension of the projection layer is set to 128 for CIFAR-10 and 512 for CIFAR-100 and ImageNet-100. The hyperparameters are set as follows: $\\lambda_{rbf} = \\lambda_{rec} = 0.1$ , $\\lambda_l = \\{0.25, 0.5, 1\\}$ , temperature coefficient $\\tau = 0.1$ , and prototype update momentum is 0.95. The models are optimized by Stochastic Gradient Descent [31] with momentum term of 0.9 and weight decay of $10^{-4}$ , applying cosine annealing schedule. For CIFAR dataset, the initial learning rate is set to 0.5, batch size is 512, and training lasts for 500 epochs. For ImageNet dataset, the initial learning rate is set to 0.1, batch size is 128, and training lasts for 100 epochs.", + "bbox": [ + 212, + 513, + 787, + 667 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "OOD Detection Scoring Function. Since OER is designed to learn better representation for OOD detection, we adopt a simple non-parametric K Nearest Neighbors(KNN) score [47] for distance measure. In line with common procedure in [34,43,47], we leverage the feature embeddings from the penultimate layer. In the ablation study, we also consider the commonly used Mahalanobis score [24] and MaxCosine score [67] for a fair comparison in Fig. 5b.", + "bbox": [ + 212, + 684, + 787, + 777 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation Metrics. We report the following metrics: (1) False positive rate of OODs when ID true positive rate is $95\\%$ (FPR95). (2) Area under the receiver operating characteristic curve (AUROC). (3) ID classification accuracy (ACC).", + "bbox": [ + 212, + 794, + 787, + 842 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/ad66a4dd60de8f9054ad5755d431967a38004cdd26a31979fbf0db43acb4ce81.jpg", + "table_caption": [ + "Table 1: OOD detection and ID classification performance on CIFAR-100 (ID) with ResNet-34. $\\downarrow$ means smaller values are better and $\\uparrow$ means larger values are better. Bold numbers indicate superior results." + ], + "table_footnote": [], + "table_body": "
MethodSVHNPlaces365LSUNiSUNTexturesAverage
FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑
MSP45.290.384.671.884.074.285.773.981.773.276.276.8
ODIN7.898.679.777.347.992.377.382.570.582.556.686.6
Maha87.680.784.173.184.379.284.178.761.784.480.379.2
Energy75.877.579.177.441.693.176.282.768.382.968.282.7
DICE43.797.285.075.943.795.775.280.975.089.864.587.9
VOS77.474.180.874.575.682.668.385.461.585.372.880.3
SSD+40.494.179.878.950.991.781.183.354.689.661.487.3
KNN+45.791.179.579.348.591.077.482.453.588.860.986.1
NPOS15.496.879.371.343.287.447.786.445.289.446.186.2
CIDER16.197.678.375.117.196.249.589.236.492.039.490.0
OER6.198.380.370.914.996.123.295.917.895.128.491.2
", + "bbox": [ + 218, + 196, + 784, + 353 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Main Results", + "text_level": 1, + "bbox": [ + 215, + 380, + 372, + 393 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparative Methods. For clarity, we divide the competitive methods into two categories: score designing methods including Maximum Softmax Probability [18], ODIN [27], Mahalanobis [24], Energy [29], DICE [46] trained on CrossEntropy loss and representation learning methods including KNN+ [47], SSD+ [43], CIDER [34], VOS [12] and NPOS [49]. Both SSD+ and KNN+ are trained with SupCon loss. For fairness, we use the same backbone and embedding dimension, while varying the training objective and scoring function. All results are trained on the ID dataset from scratch without accessing real OODs.", + "bbox": [ + 212, + 404, + 787, + 525 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "OER Outperforms Competitive Approaches. The comparative results on CIFAR-100 [22] are shown in Tab. 1 (more experimental results on CIFAR-10 and ImageNet-100 are shown in Appendices C.4 and C.5). Compared to previous representation learning methods such as SSD+, KNN+ and CIDER, which employ contrastive loss for ID classification, OER significantly outperforms them by learning more discriminative features specific for OOD detection. For instance, OER reduces $10.0\\%$ average FPR on CIFAR-100 and $7.6\\%$ on ImageNet-100 compared to the most related CIDER. OER also outperforms the synthesis-based works, VOS and NPOS, without generating pseudo OODs. The suboptimal performance on Places365 can be attributed to the complex irrelevant noise in scene images, which is fairly challenging to prevent $\\mathrm{L}_{\\mathrm{rec}}$ from characterizing them (see Appendix C.7 for more details). Moreover, OER achieves the state-of-the-art on both average AUROC and FPR despite its minor decrease on classification performance. This may be caused by the irrelevant information introduced together with the detection-relevant information.", + "bbox": [ + 212, + 546, + 787, + 773 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "OER Enhances the Separability between IDs and OODs. We qualitatively visualize the embedding distribution of IDs and OODs via UMAP [33] as well as their KNN distance in Fig. 4. And the quantitative measure of the", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "bbox": [ + 277, + 114, + 730, + 127 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/6459b4db05ab91466047112b695c425b8b550d984c7f3435cc086ff2c11a829e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 222, + 145, + 352, + 242 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/701b33eb8234b4920e19f1b947a920f93b0beff234c7c7501c5eeacd5c2646dd.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 366, + 145, + 496, + 242 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/2613acb8a0f4b6e9e4eb36dd8a2c6b235d3bba1f04118f833cf6c6f079041a49.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 511, + 145, + 640, + 242 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ec381c25a4cce1e4855664266bff339d35c7d548493a7b5e2a1e7337d863a296.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 656, + 145, + 785, + 242 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/0f577c47ab0a9715daea76c53189b1d0683f03ff24886b11e4009f1434286220.jpg", + "image_caption": [ + "(a)", + "(e)", + "Fig. 4: UMAP [33] visualization of ID embeddings (CIFAR-100, 20 colored subclasses) and OOD embeddings (iSUN, central cluster in gray) when the model is trained with (a) CE, (b) SSD+ [43], (c) CIDER [34], and (d) OER. Figures 4e to 4h show their OOD score of IDs (blue) and OODs (green)." + ], + "image_footnote": [], + "bbox": [ + 215, + 261, + 349, + 359 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/0076f03835e1ffe0c4bf02d86e40aa26c2717af627c8520477c6dda69d3ffb55.jpg", + "image_caption": [ + "(f)" + ], + "image_footnote": [], + "bbox": [ + 361, + 261, + 495, + 359 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/f7da86ea0b1ab1d67dbad8a972f7fbb2827b1bb22f79f469d0721a9d0d6ccfe4.jpg", + "image_caption": [ + "(c)", + "(g)" + ], + "image_footnote": [], + "bbox": [ + 506, + 261, + 638, + 359 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/50987498bf4b020e77c1db1178f919c5dbbe18f97ee580d246968661ab6df9d3.jpg", + "image_caption": [ + "(d)", + "(h)" + ], + "image_footnote": [], + "bbox": [ + 651, + 261, + 785, + 359 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "overlapping (confusing) area of OOD score between IDs and OODs is shown in Fig. 5a. It is clear that OODs may distribute close to the boundary of ID clusters in previous works (Figs. 4a to 4c), while OER (Fig. 4d) enhances the separability as it can retain more detection-relevant information and address the over-confidence on known classes for OODs.", + "bbox": [ + 212, + 473, + 787, + 550 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "OER Benefits Various Classification Loss and Scoring Functions. We consider the commonly used Mahalanobis score, KNN score and MaxCosine score for a fair comparison. As shown in Fig. 5b, the comparative results with different scoring functions exhibit similar performance trends, in which OER always outperforms the others. For example, OER+KNN significant reduces FPR95 by $10.0\\%$ compared to CIDER+KNN. Besides, we add the proposed entropy regularization $\\mathrm{L}_{\\mathrm{vmf}}, \\mathrm{L}_{\\mathrm{rec}}, \\mathrm{L}_{\\mathrm{rbf}}$ to other classification loss (e.g. SupCon [43] and CIDER [34]), and find OER could also improve their performance.", + "bbox": [ + 212, + 574, + 787, + 696 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.3 Ablations and Discussions", + "text_level": 1, + "bbox": [ + 214, + 720, + 478, + 734 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ablation on Temperature Coefficient. Adjusting temperature coefficient $\\tau$ can influence the conditional entropy $H(Y|Z)$ and mitigate the over-confidence issue. To illustrate the correlation, we quantify $H(Y|Z)$ with respect to $\\tau$ in Fig. 5c. As shown, too large coefficient $(0.1 < \\tau < 0.5)$ could hinder the convergence of ID classification ( $ACC < 97.1\\%$ ) as discussed in [55], thus cause meaningless high conditional entropy. After classification converged ( $0.03 < \\tau < 0.1$ ),", + "bbox": [ + 212, + 750, + 787, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ef88ee7f6131a2829f5fb46df089ac2615b1efa6ba6e8250607af93f6649c7a6.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 223, + 154, + 349, + 250 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/2b898ba063f379f6ce362d6cec5ce59f4c35c2a54b7e1ee57d7f013d1af0f4c1.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 364, + 154, + 488, + 250 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/8d9ed27202e4f251ae34ef1707b721e16358513d8acc920b540d5e7403aabd59.jpg", + "image_caption": [ + "(c)", + "Fig. 5: (a) Overlapping area between IDs and OODs. (b) OER benefits various classification losses and scoring functions. (c) The FPR and conditional entropy $H(Y|Z)$ of training IDs, testing IDs and OODs w.r.t. temperature coefficient $\\tau$ . (d) The ID classification and OOD detection performance w.r.t. representation dimensions." + ], + "image_footnote": [], + "bbox": [ + 506, + 154, + 638, + 247 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/cebf981b33d6c89ed2059148198bc9998c075a05a79f318fafda44a76c5526be.jpg", + "image_caption": [ + "(d)" + ], + "image_footnote": [], + "bbox": [ + 645, + 155, + 772, + 247 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "the ID-OOD discrepancy of $H(Y|Z)$ keeps increasing. And proper coefficient significantly increases the ratio of $H(Y|Z)$ , thus provides maximum separation of IDs and OODs, which is consistent with the conclusion in Sec. 4.2.", + "bbox": [ + 212, + 361, + 784, + 406 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "With the decrease of temperature coefficient, the uncertainty discrepancy (i.e. difference of conditional entropy) generally exhibits an increasing trend, which explains the continuous improvement in OOD performance on the training IDs. And the testing IDs benefits from a significant discrepancy increase at $\\tau = 0.1$ , however, the subsequent gradual trend is insufficient to offset the performance decline caused by the confusion with low concentration.", + "bbox": [ + 212, + 407, + 784, + 498 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation on Proposed Regularization Losses. We compare different combinations of the proposed regularization losses in OER. The results are summarized in Tab. 2, where OER with all proposed losses outperforms the other combinations, achieving notable $32.4\\%$ average FPR reduction compared to the baseline loss. More", + "bbox": [ + 212, + 529, + 498, + 664 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "over, different regularization terms show effectiveness and complementarity.", + "bbox": [ + 212, + 665, + 756, + 680 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/e34e45a057f093b30f639e8e31cf6838e71451dc8a87cded39adf665e1f84d9e.jpg", + "table_caption": [ + "Table 2: Ablation studies of the proposed regularization losses." + ], + "table_footnote": [], + "table_body": "
LclsLvmfLrecLrbfFPR95↓AUROC↑
✓60.885.3
✓✓39.490.0
✓✓✓34.790.5
✓✓✓38.490.2
✓✓✓✓28.491.2
", + "bbox": [ + 513, + 568, + 785, + 660 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation on the Feature Dimension. We provide the OOD detection and ID classification performance for both OER and the most related CIDER under different projection dimension $d$ . Figure 5d shows that with the reduction of $d$ , OOD detection performance keeps decreasing while ID accuracy maintains until the dimension is extremely small. Moreover, OER outperforms CIDER regardless of $d$ . This result shows that dimension reduction mainly compresses detection-relevant information (classification-relevant information is relatively insensitive since ID classes are much less than potential OODs), while OER could keep relatively high performance in all cases by relieving the information loss.", + "bbox": [ + 212, + 703, + 785, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "An Information Theoretical View for Out-Of-Distribution Detection", + "bbox": [ + 277, + 114, + 730, + 127 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/42709b26813299933be86e359e5a7c7c5884fc50899b0612bdd4fc73c2c5675b.jpg", + "table_caption": [ + "Table 3: Ablation studies on the architecture and hyperparameters of OER." + ], + "table_footnote": [], + "table_body": "
(a) Feature layers(b) Backbones(c) λrbf(d) λrec
FeaturesAUC↑ACC↑BackboneAUC↑λrbfAUC↑λrecAUC↑
CIDER+Pen90.075.0CIDER+ResNet90.00.0591.00.0590.9
CIDER+Pro80.475.1OER+ResNet91.20.191.20.191.2
OER+Pen91.274.7CIDER+WRN88.70.591.0191.2
OER+Pro80.674.6OER+WRN90.1190.8591.1
", + "bbox": [ + 223, + 164, + 787, + 266 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Ablation on Projection Head. Features from the penultimate layer (+Pen) always outperforms the projected features (+Pro) within different methods [34, 43, 47, 48]. The OOD detection and ID classification performance w.r.t. the used layers is shown in Tab. 3a. The detection performance drops after projection head significantly while the classification performance keeps stable. This may due to the decrease of information entropy in representation $Z$ caused by ReLU (the proof can be found in Appendix B), i.e. $H(\\mathrm{ReLU}(Z)) \\leq H(Z)$ , as well as sparse weights of linear layer. And the lost information is mainly classification-irrelevant detection-relevant since the classification-relevant information can be preserved with ID class supervision.", + "bbox": [ + 212, + 290, + 787, + 441 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Ablation on Backbone and Loss Weights. As shown in Tab. 3b, we verify the effectiveness of OER with other backbone (e.g. WRN [64]). The performance trend is similar to the observation with ResNet [16]. We also show how the loss weights influence OOD detection in Tabs. 3c and 3d, demonstrating OER's high performance with moderate adjustment of these hyperparameters.", + "bbox": [ + 212, + 462, + 787, + 540 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 559, + 359, + 575 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we analyze OOD detection task from the information theoretical perspective, and show that the close set classification proxy for representation learning may cause over-confidence on known classes and undesired compression of information relevant to OOD detection. To solve the above issues, we propose OER, a novel regularization method for the representation learning of OOD detection. OER adjusts the confidence by tuning temperature coefficient and increases potential detection-relevant information via variational estimation and kernel density estimation. Moreover, we conduct comparative study and extensive ablations to verify the effectiveness of OER.", + "bbox": [ + 212, + 589, + 787, + 726 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Broader Impacts and Limitations.", + "text_level": 1, + "bbox": [ + 214, + 746, + 547, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Despite the crucial role of information entropy regularization in OOD detection, irrelevant information may be introduced undesiredly due to the lack of direct supervision with real OODs. We hope OER can attract further exploration on suppressing these irrelevant noise during representation learning process.", + "bbox": [ + 212, + 776, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Hu et al.", + "bbox": [ + 271, + 114, + 331, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments", + "text_level": 1, + "bbox": [ + 217, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is partially supported by National Key R&D Program of China no. 2021ZD0111901, and National Natural Science Foundation of China (NSFC): 62376259 and 62276246.", + "bbox": [ + 212, + 175, + 782, + 220 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 243, + 321, + 258 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Detecting out-of-distribution (OOD) inputs are pivotal for real-world applications. However, due to the inaccessibility of OODs during training phase, applying supervised binary classification with indistribution (ID) and OOD labels is not feasible. Therefore, previous works typically employ the proxy ID classification task to learn feature representation for OOD detection task. In this study, we delve into the relationship between the two tasks through the lens of Information Theory. Our analysis reveals that optimizing the classification objective could inevitably cause the over-confidence and undesired compression of OOD detection-relevant information. To address these two problems, we propose OOD Entropy Regularization (OER) to regularize the information captured in classification-oriented representation learning for detecting OOD samples. Both theoretical analyses and experimental results underscore the consistent improvement of OER on OOD detection." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.592, + 0.752, + 0.621 + ], + "angle": 0, + "content": "Keywords: OOD Detection \\(\\cdot\\) Information Theory \\(\\cdot\\) Representation Learning" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.647, + 0.376, + 0.663 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.679, + 0.788, + 0.816 + ], + "angle": 0, + "content": "Deep learning methods have witnessed rapid progress and notable performance improvement in the recent years. However, when deployed in open-world scenarios, deep neural networks (DNNs) often struggle with out-of-distribution (OOD) inputs, i.e. samples from an unknown distribution that the network has not been exposed to during training phase. Detecting such OODs is crucial in various real-world applications, e.g. self-driving [14], medical diagnosis [69], and cyber security [37], to ensure the robustness and safety of DNNs. This necessity gives rise to OOD detection task, which targets at identifying whether an input belongs to ID or OOD." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.824, + 0.383, + 0.841 + ], + "angle": 0, + "content": "* Corresponding author" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.127 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.164, + 0.501, + 0.321 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.351, + 0.325, + 0.371, + 0.337 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.527, + 0.163, + 0.747, + 0.322 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.648, + 0.325, + 0.668, + 0.337 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.348, + 0.788, + 0.419 + ], + "angle": 0, + "content": "Fig. 1: (a) Illustrative information relationship between inputs, features, classification and OOD detection. Two shaded regions represent classification-relevant information \\( U_{c} = I(Z;Y) \\) and classification-irrelevant detection-relevant information \\( U_{d} = I(Z;T|Y) \\) respectively. Detailed explanation is in the following text. (b) OOD detection performance of existing approaches and the proposed OER on ImageNet-100 and CIFAR-100." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.455, + 0.789, + 0.652 + ], + "angle": 0, + "content": "To discriminate OODs from IDs, previous methods primarily fall into two categories: representation learning [34, 43, 47, 48, 58] and scoring function designing [10, 17, 18, 28, 29, 45, 46, 57, 65, 67]. The representation learning methods are more essential in learning discriminative feature representation between IDs and OODs. But one challenging difficulty is the inaccessibility of OODs during training phase. Therefore, directly applying supervised representation learning (i.e. binary classification with ID and OOD labels) is not feasible. Currently, many approaches [30, 54, 62] resort to a proxy classification task over IDs and perform OOD detection on the trained classification model. However, with intrinsically inconsistent targets between ID classification and OOD detection, such models can hardly guarantee the detection performance on OODs. Therefore, there is a need to analyze the relationship between the two tasks and design a method to learn feature representation primarily tailored for OOD detection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.655, + 0.788, + 0.776 + ], + "angle": 0, + "content": "In this paper, we leverage Information Theory [51, 52] to explore the relationship between ID classification and OOD detection tasks. We reveal that maximizing classification-relevant information (denoted as \\( U_{c} \\) in Fig. 6a) could cause over-confidence of the model's outputs with respect to known classes, which is harmful for OOD detection. Another issue is the optimization of \\( U_{c} \\), a partial objective in ID classification, leads to the compression of classification-irrelevant detection-relevant information (denoted as \\( U_{d} \\)), which is also undesirable for OOD detection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Based on our theoretical analysis, we propose a novel OOD detection method, namely OOD Entropy Regularization (OER), to learn appropriate feature representation for both ID classification and OOD detection. Specifically, based on the analysis about the correlation between \\( U_{c} \\) and temperature coefficient, we" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.731, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.783, + 0.22 + ], + "angle": 0, + "content": "alleviate the over-confidence issue by appropriately adjusting the temperature. For the second issue, we increase the potential detection-relevant information through establishing a connection between feature distribution and information entropy based on kernel density estimation together with complementary variational estimation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.784, + 0.297 + ], + "angle": 0, + "content": "We provide both empirical and theoretical insights to explain how OER improves OOD detection. Subsequently, we perform extensive experimental evaluations on OOD detection benchmarks, including CIFAR-10, CIFAR-100 [22], and the large-scale ImageNet [9]. And OER achieves competitive performance as shown in Fig. 6b." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.299, + 0.633, + 0.312 + ], + "angle": 0, + "content": "Our main contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.324, + 0.784, + 0.381 + ], + "angle": 0, + "content": "- We provide an information theoretical perspective for OOD detection, and find close set ID classification formulation can lead to over-confidence and undesired compression of OOD detection-relevant information, resulting in a decline in OOD detection capability." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.384, + 0.784, + 0.44 + ], + "angle": 0, + "content": "- We introduce a new regularized representation learning method, OER, for OOD detection by decreasing model's confidence based on temperature coefficient tuning, and increasing the mutual information between feature representation and potential OODs." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.445, + 0.784, + 0.472 + ], + "angle": 0, + "content": "- We extensively evaluate OER and show that OER could effectively enhance OOD detection without compromising ID classification accuracy." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.324, + 0.784, + 0.472 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.498, + 0.387, + 0.515 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.531, + 0.784, + 0.666 + ], + "angle": 0, + "content": "Score Designing for OOD Detection. Score-based methods commonly maintain the classification sub-network unchanged and instead devise the scoring function for OOD detection. The scores can be categorized into three types: classifier-based [17, 18, 28, 34, 67], distance-based [11, 24, 41, 43, 47] and density-based [5, 15, 21, 35, 42, 60]. They respectively utilize classification probability scores, density scores or distances to training samples from the intermediate features to distinguish IDs and OODs. However, all of these scoring functions heavily rely on well-learned discriminative feature representation between IDs and OODs, which is more intrinsic as the focus of this paper." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Representation Learning for OOD Detection. Due to the inaccessibility of OODs during training phase, many approaches learn representation by optimizing a proxy classification loss (cross-entropy loss [18, 24] or contrastive loss [7, 11, 20, 34, 43, 47, 48, 58]) over IDs and perform OOD detection on the classification-oriented representation. On this basis, recent works further add a class-separation regularization to increase the angular separation [34] or regularize the decision boundary by synthesizing virtual outliers [12, 49]. However, these works are either not directly designed for OOD detection, require computationally expensive sampling, or lack theoretical support. In this work, we analyze and address these challenges in representation learning for OOD detection." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.128 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "Information Theory. Information Theory [23, 44, 51, 52] serves as a key theoretical tool for the interpretability of neural networks which has been applied to various tasks, including multi-modal learning [6, 32, 66] and multi-view learning [13, 26, 50, 56]. For instance, several bounds [3, 4, 38-40] have been proposed as feasible and interpretable estimation for the optimization objectives in representation learning. In this work, we propose an information theoretical view to analyze the OOD detection task." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.274, + 0.764, + 0.291 + ], + "angle": 0, + "content": "3 Information Theoretical Analysis for OOD Detection" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.305, + 0.363, + 0.321 + ], + "angle": 0, + "content": "3.1 Preliminary" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.788, + 0.449 + ], + "angle": 0, + "content": "Let \\( X \\) denote the random variable of all inputs including both IDs and OODs in space \\( \\mathcal{X} \\), and \\( Z \\) denote the random variable of corresponding feature representation. The distribution of ID variable, \\( P_X^{\\mathrm{in}} \\), can be empirically estimated during training, while the distribution of OOD variable, \\( P_X^{\\mathrm{out}} \\), is unknown during training and testing. Let \\( Y \\) denote the class label of \\( X \\) in space \\( \\mathcal{Y} \\). The training set \\( \\mathcal{D}_{tr}^{\\mathrm{in}} = \\{(\\mathbf{x}_i, y_i)\\}_{i=1}^N \\) is drawn i.i.d. from the joint distribution \\( P_{XY}^{\\mathrm{in}} \\) of labeled IDs. Let \\( T \\) be the random variable of binary labels for all inputs in space \\( \\mathcal{T} = \\{\\mathrm{in}, \\mathrm{out}\\} \\) which indicate whether an input sample is from \\( P_X^{\\mathrm{in}} \\) or \\( P_X^{\\mathrm{out}} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.788, + 0.553 + ], + "angle": 0, + "content": "Classification and OOD detection rely on the same training set \\(\\mathcal{D}_{tr}^{\\mathrm{in}}\\). However, for each test sample \\(\\mathbf{x} \\in \\mathcal{X}\\), the two tasks have different targets of predicting its class label \\(y \\in \\mathcal{Y}\\) and binary detection label \\(t \\in \\mathcal{T}\\). With OOD data not accessible during training, existing OOD detection methods usually adopt classification target to learn representation \\(Z\\), which is sub-optimal. Therefore, it is imperative to analyze the relationship between these two tasks and design a method more specifically for OOD detection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.554, + 0.787, + 0.587 + ], + "angle": 0, + "content": "According to the Information Bottleneck theory [51,52], the classification target is to find the optimal representation \\( Z \\) by minimizing the following Lagrange:" + }, + { + "type": "equation", + "bbox": [ + 0.413, + 0.6, + 0.786, + 0.616 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = I (Z; X) - \\beta I (Z; Y), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.621, + 0.788, + 0.697 + ], + "angle": 0, + "content": "where \\( I(\\cdot, \\cdot) \\) is the mutual information that measures the dependence between two variables and the hyperparameter \\( \\beta \\geq 0 \\) is a Lagrange multiplier. The first term aims to compress information of the extracted feature \\( Z \\) as much as possible, while the second term aims to retain adequate semantic information related to \\( Y \\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.718, + 0.55, + 0.732 + ], + "angle": 0, + "content": "3.2 Over-confidence on Known Classes" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.74, + 0.788, + 0.788 + ], + "angle": 0, + "content": "Definition 1. (Classification-relevant information \\( U_{c} \\)) With \\( Z \\) and \\( Y \\) denoting representation and class label of \\( X \\) as in Sec. 3.1, we define \\( U_{c} = I(Z;Y) \\) as classification-relevant information, i.e. the blue area in Fig. 6a." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Proposition 1. (Over-confidence due to maximizing \\( U_{c} \\)) Maximizing the mutual information \\( U_{c} \\) exclusively on ID training data according to Eq. (1) leads to over-confidence on known classes." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.731, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.654, + 0.162 + ], + "angle": 0, + "content": "Proof. The mutual information \\( I(Z;Y) \\) can be computed as:" + }, + { + "type": "equation", + "bbox": [ + 0.403, + 0.175, + 0.785, + 0.19 + ], + "angle": 0, + "content": "\\[\nI (Z; Y) = H (Y) - H (Y | Z). \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.202, + 0.784, + 0.261 + ], + "angle": 0, + "content": "Thus maximizing the mutual information \\( I(Z;Y) \\) equals to minimizing the conditional entropy \\( H(Y|Z) \\), which can be interpreted as the uncertainty of labels given the encoded feature \\( Z \\), with lower conditional entropy indicating less uncertainty." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.262, + 0.784, + 0.293 + ], + "angle": 0, + "content": "We rewrite the conditional entropy \\( H(Y|Z) \\) as a weighted sum of \\( H(Y|Z = \\mathbf{z}) \\) for each sample representation \\( \\mathbf{z} \\), using \\( p(\\mathbf{z}) \\) as the weights:" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.305, + 0.785, + 0.336 + ], + "angle": 0, + "content": "\\[\nH (Y | Z) = - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} p (y | \\mathbf {z}) \\log p (y | \\mathbf {z}). \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.348, + 0.613, + 0.364 + ], + "angle": 0, + "content": "The posterior over classes in Eq. (3) can be written as:" + }, + { + "type": "equation", + "bbox": [ + 0.426, + 0.376, + 0.785, + 0.405 + ], + "angle": 0, + "content": "\\[\np (y | \\mathbf {z}) = \\sum_ {t} p (y, t | \\mathbf {z}), \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.417, + 0.654, + 0.433 + ], + "angle": 0, + "content": "where \\(t \\in \\{\\mathrm{in}, \\mathrm{out}\\}\\). By combining Eqs. (3) and (4), we have:" + }, + { + "type": "equation", + "bbox": [ + 0.308, + 0.444, + 0.785, + 0.475 + ], + "angle": 0, + "content": "\\[\nH (Y | Z) = - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} \\left(\\sum_ {t} p (y, t | \\mathbf {z})\\right) \\log \\left(\\sum_ {t} p (y, t | \\mathbf {z})\\right). \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.785, + 0.518 + ], + "angle": 0, + "content": "Due to the concave property of the function \\(-x\\log x\\) in the interval \\([0,1]\\), the inequality below holds:" + }, + { + "type": "equation", + "bbox": [ + 0.332, + 0.529, + 0.785, + 0.56 + ], + "angle": 0, + "content": "\\[\nH (Y | Z) \\geq - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} \\sum_ {t} p (y, t | \\mathbf {z}) \\log p (y, t | \\mathbf {z}). \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.572, + 0.627, + 0.587 + ], + "angle": 0, + "content": "By dividing the r.h.s. of Eq. (6) into two terms, we have:" + }, + { + "type": "equation", + "bbox": [ + 0.343, + 0.6, + 0.785, + 0.616 + ], + "angle": 0, + "content": "\\[\nH (Y | Z) \\geq H (Y, t = \\operatorname {i n} | Z) + H (Y, t = \\operatorname {o u t} | Z). \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.784, + 0.732 + ], + "angle": 0, + "content": "The model optimized exclusively on IDs minimizes the overall conditional entropy on both terms together, which leads to over-low uncertainty (i.e. over-confidence) on known classes for OODs, as well as for IDs. For OOD detection, however, over-confidence serves as a relative concept that IDs' uncertainty should be relatively low compared to that for OODs. Therefore, how to regularize the model with only training IDs to maximize the difference between ID and OOD uncertainty scores is crucial for OOD detection." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.755, + 0.74, + 0.77 + ], + "angle": 0, + "content": "3.3 Undesired Compression of Detection-relevant Information" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.78, + 0.797, + 0.841 + ], + "angle": 0, + "content": "Definition 2. (Classification-irrelevant detection-relevant information \\( U_{d} \\)) With \\( Z, Y \\) and \\( T \\) denoting representation, class label and \\( ID/OOD \\) label of \\( X \\) as in Sec. 3.1, we define \\( U_{d} = I(Z;T|Y) \\) as classification-irrelevant detection-relevant information, i.e. the purple area in Fig. 6a." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.128 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.785, + 0.178 + ], + "angle": 0, + "content": "Definition 3. (Sufficient representation variable) [6] The representation variable \\( Z_{suf} \\) is sufficient for predicting \\( Y \\) if and only if \\( I(Z_{suf};Y) = I(X;Y) \\)." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.182, + 0.787, + 0.228 + ], + "angle": 0, + "content": "Definition 4. (\\(\\epsilon\\)-redundant representation variable) Let \\(Z_{\\epsilon}\\) be a sufficient representation variable and \\(\\epsilon \\geq 0\\), we call \\(Z_{\\epsilon}\\) \\(\\epsilon\\)-redundant representation if and only if \\(I(Z_{\\epsilon}; X|Y) = \\epsilon\\)." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.232, + 0.788, + 0.294 + ], + "angle": 0, + "content": "Proposition 2. (Compression of \\( U_{d} \\) due to optimizing Eq. (1)) Optimizing the classification objective leads to the compression of class-irrelevant detection-relevant information in the representation. Formally, let \\( Z_{min} \\) be the representation variable obtained by optimizing Eq. (1) until convergence. \\( \\forall \\epsilon > 0 \\), we have" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.309, + 0.785, + 0.325 + ], + "angle": 0, + "content": "\\[\nI \\left(Z _ {\\min }; T \\mid Y\\right) \\leq I \\left(Z _ {\\epsilon}; T \\mid Y\\right). \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.328, + 0.764, + 0.344 + ], + "angle": 0, + "content": "Proof. The conditional mutual information \\( I(Z_{\\min}; X|Y) \\) can be written as:" + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.351, + 0.785, + 0.366 + ], + "angle": 0, + "content": "\\[\nI \\left(Z _ {\\min }; X \\mid Y\\right) = I \\left(Z _ {\\min }; X\\right) - I \\left(Z _ {\\min }; Y\\right), \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.371, + 0.785, + 0.432 + ], + "angle": 0, + "content": "which is consistent with the objective in Eq. (1). Suppose \\( I(Z_{min};Y) \\) is maximized during the optimization process to reach \\( I(Z_{min};Y) = I(X;Y) \\), thus \\( Z_{min} \\) is sufficient. As \\( I(Z_{min};X|Y) \\) is decreased towards 0, \\( Z_{min} \\) is nearly 0-redundant representation. Therefore, given \\( \\epsilon > 0 \\), we have" + }, + { + "type": "equation", + "bbox": [ + 0.371, + 0.439, + 0.785, + 0.454 + ], + "angle": 0, + "content": "\\[\n0 \\leftarrow I \\left(Z _ {\\min }; X | Y\\right) < I \\left(Z _ {\\epsilon}; X | Y\\right) = \\epsilon . \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.46, + 0.594, + 0.474 + ], + "angle": 0, + "content": "Using the chain rule of mutual information, we have" + }, + { + "type": "equation", + "bbox": [ + 0.394, + 0.482, + 0.785, + 0.497 + ], + "angle": 0, + "content": "\\[\nI \\left(Z _ {\\min }; T \\mid Y\\right) \\leq I \\left(Z _ {\\min }; X \\mid Y\\right). \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.502, + 0.785, + 0.518 + ], + "angle": 0, + "content": "Combining Eq. (10) and Eq. (11) gets \\( I(Z_{\\min}; T|Y) \\to 0 \\). Thus, Eq. (8) is proved." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.519, + 0.785, + 0.593 + ], + "angle": 0, + "content": "Therefore, nearly 0-redundant representation targeting at classification will cause compression of detection-relevant information, which is undesirable for OOD detection. One solution to alleviate this problem is increasing the information between inputs and representation \\( I(Z;X) \\) to allow \\( \\epsilon \\)-redundant representation and gain more potential detection-relevant information." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.612, + 0.625, + 0.629 + ], + "angle": 0, + "content": "4 Method: OOD Entropy Regularization" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.639, + 0.548, + 0.654 + ], + "angle": 0, + "content": "4.1 Overview of the Proposed Method" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.659, + 0.785, + 0.718 + ], + "angle": 0, + "content": "In this section, we propose OER to regularize representation learning for OOD detection. Specifically, we tune the temperature to alleviate the over-confidence issue and increase the detection-relevant information through complementary kernel density estimation and variational estimation." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.72, + 0.786, + 0.84 + ], + "angle": 0, + "content": "OER consists of three components: (1) A encoder \\( f \\) that maps the input \\( \\mathbf{x} \\) to a high dimensional feature embedding \\( f(\\mathbf{x}) \\), i.e. the penultimate layer feature. (2) A MLP projection head \\( h \\) (Linear-ReLU-Linear) that maps \\( f(\\mathbf{x}) \\) to a lower dimensional embedding \\( \\mathbf{z}' = h(f(\\mathbf{x})) \\). Then the classification loss is applied to the normalized feature embedding \\( \\mathbf{z} = \\mathbf{z}' / ||\\mathbf{z}'|| \\) on a unit hypersphere, a.k.a. hyperspherical embedding. (3) A reconstruction network \\( g \\) that reconstructs the intermediate feature with the penultimate layer feature \\( f(\\mathbf{x}) \\). The detailed architecture is shown in Fig. 2." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.731, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.257, + 0.149, + 0.75, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.33, + 0.317, + 0.673, + 0.332 + ], + "angle": 0, + "content": "Fig. 2: Overview of the proposed OER framework." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.362, + 0.494, + 0.377 + ], + "angle": 0, + "content": "4.2 Solution to Over-confidence" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.392, + 0.789, + 0.438 + ], + "angle": 0, + "content": "Classification Loss. Following previous works [34, 43], we model feature embedding \\(\\mathbf{z}\\) with hyperspherical von Mises-Fisher (vMF) distribution [19], which assigns \\(\\mathbf{z}\\) to class \\(c\\) with the following probability:" + }, + { + "type": "equation", + "bbox": [ + 0.338, + 0.449, + 0.786, + 0.489 + ], + "angle": 0, + "content": "\\[\np (y = c | \\mathbf {z}; \\tau , \\left\\{\\boldsymbol {\\mu} _ {c} \\right\\} _ {c = 1} ^ {C}) = \\frac {\\exp \\left(\\mathbf {z} ^ {\\top} \\boldsymbol {\\mu} _ {c} / \\tau\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(\\mathbf {z} ^ {\\top} \\boldsymbol {\\mu} _ {j} / \\tau\\right)}, \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.5, + 0.789, + 0.577 + ], + "angle": 0, + "content": "where \\(\\pmb{\\mu}_{c}\\) is the prototypical feature with unit norm for class \\(c\\) and \\(\\tau\\) is the temperature coefficient. Same as CIDER [34], \\(\\pmb{\\mu}_{c}\\) is updated by Exponential Moving Average algorithm [25]. Given the embedding \\(\\mathbf{z}\\) extracted from training IDs, we perform maximum likelihood estimation according to Eq. (12). By taking the negative log-likelihood, the classification loss can be written as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.361, + 0.588, + 0.787, + 0.632 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\mathrm {c l s}} = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\frac {\\exp \\left(\\mathbf {z} _ {i} ^ {\\top} \\boldsymbol {\\mu} _ {c} / \\tau\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(\\mathbf {z} _ {i} ^ {\\top} \\boldsymbol {\\mu} _ {j} / \\tau\\right)}. \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.654, + 0.789, + 0.746 + ], + "angle": 0, + "content": "Temperature Coefficient. Inspired by previous works [20, 55] that a small temperature is desirable for ID classification to penalize the hard negative samples, we further discuss the effect of temperature coefficient in OOD detection task. As an empirical observation, we find regularizing the model by increasing the conditional entropy of training IDs could result in larger uncertainty difference between IDs and OODs as well, thus improve the detection performance." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.746, + 0.789, + 0.793 + ], + "angle": 0, + "content": "To this end, we resort to temperature tuning and study the relationship between conditional entropy and the training-time temperature coefficient. Given a predefined constant temperature \\(\\tau_0\\), the posterior could be expressed as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.362, + 0.805, + 0.787, + 0.845 + ], + "angle": 0, + "content": "\\[\np (y = c | \\mathbf {z} _ {i}, \\tau_ {0}) = \\frac {\\exp \\left(s _ {i c} ^ {o p t} \\tau / \\tau_ {0}\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(s _ {i j} ^ {o p t} \\tau / \\tau_ {0}\\right)}, \\tag {14}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.127 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.357, + 0.252 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.254, + 0.255, + 0.322, + 0.267 + ], + "angle": 0, + "content": "(a) \\(\\tau = 0.3\\)" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.146, + 0.498, + 0.253 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.397, + 0.255, + 0.465, + 0.267 + ], + "angle": 0, + "content": "(b) \\(\\tau = 0.1\\)" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.147, + 0.642, + 0.253 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.538, + 0.255, + 0.611, + 0.267 + ], + "angle": 0, + "content": "(c) \\(\\tau = 0.08\\)" + }, + { + "type": "image", + "bbox": [ + 0.647, + 0.147, + 0.785, + 0.253 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.679, + 0.255, + 0.755, + 0.267 + ], + "angle": 0, + "content": "(d) \\(\\tau = 0.05\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.278, + 0.789, + 0.322 + ], + "angle": 0, + "content": "Fig. 3: Illustration of the distribution for training IDs (CIFAR-100, blue), testing IDs (green) and OODs (SVHN, orange) with respect to temperature coefficient \\(\\tau\\) in training loss. The horizontal and vertical axes are \\(\\max_{j\\in [C]}\\mathbf{z}_i\\pmb{\\mu}_j\\) and the density respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.347, + 0.789, + 0.41 + ], + "angle": 0, + "content": "where \\( s_{ic}^{opt} = \\mathbf{z}_i^\\top \\pmb{\\mu}_c / \\tau \\) is computed using the features once Eq. (13) has been optimized. By combining Eqs. (3) and (14), we find the conditional entropy of learned embeddings monotonically increases as \\( \\tau \\) decreases (the proof can be found in Appendix A), i.e." + }, + { + "type": "equation", + "bbox": [ + 0.434, + 0.418, + 0.786, + 0.436 + ], + "angle": 0, + "content": "\\[\n\\partial H (Y | Z) / \\partial \\tau \\leq 0. \\tag {15}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.792, + 0.537 + ], + "angle": 0, + "content": "Figure 3 illustrates different feature distributions around the nearest prototype for IDs and OODs with respect to temperature coefficient \\(\\tau\\). As shown, tuning the temperature could modify the feature distribution and adjust the conditional entropy of IDs and OODs asymmetrically (also shown in Fig. 5c), which consequently provides maximum uncertainty discrepancy to alleviate overconfidence issue. Empirical verification and discussion will be presented in Sec. 5.3." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.555, + 0.605, + 0.571 + ], + "angle": 0, + "content": "4.3 Solution to Undesired Compression of \\( U_{d} \\)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.579, + 0.788, + 0.641 + ], + "angle": 0, + "content": "To address the undesired compression of \\( U_{d} \\), we employ two estimation approaches, including kernel density estimation on encoded features and variational estimation through a reconstruction network to enhance the mutual information between inputs \\( I(Z;X) \\) and gain more potential detection-relevant information." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.704 + ], + "angle": 0, + "content": "Kernel Density Estimation. We establish the relationship between feature representation and information entropy via kernel density estimators [1], which compute differentiable forms of mutual information for multiple encoding stages." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.751 + ], + "angle": 0, + "content": "For the final projected features, vMF distribution is an appropriate prior for kernel density estimation due to the normalized hyperspherical embeddings. Thus, the mutual information can be estimated as:" + }, + { + "type": "equation", + "bbox": [ + 0.306, + 0.759, + 0.786, + 0.802 + ], + "angle": 0, + "content": "\\[\nI (Z; X) = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\left(\\frac {1}{N - 1} \\sum_ {j \\neq i} e ^ {\\mathbf {z} _ {i} ^ {\\top} \\mathbf {z} _ {j} / \\tau}\\right) - \\log Z _ {\\mathrm {v M F}}, \\tag {16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "where \\( Z_{\\mathrm{vMF}} \\) is the vMF normalization factor that does not affect the optimization objective. Since the unbiased statistic \\( \\mu \\) of the final representation exists, we" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.731, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "maximize a computationally efficient form \\( I(\\pmb{\\mu}; X) \\) with less noise compared to using original samples:" + }, + { + "type": "equation", + "bbox": [ + 0.403, + 0.187, + 0.785, + 0.228 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\mathrm {v m f}} = \\frac {1}{C} \\sum_ {i = 1} ^ {C} \\log \\sum_ {j \\neq i} e ^ {\\boldsymbol {\\mu} _ {i} \\cdot \\boldsymbol {\\mu} _ {j}}. \\tag {17}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.236, + 0.784, + 0.295 + ], + "angle": 0, + "content": "For the embeddings from intermediate layers, we assume they follow Gaussian mixture distribution in Euclidean space. Thus the mutual information for intermediate representation \\( Z \\) can be computed via Gaussian kernel density estimator as:" + }, + { + "type": "equation", + "bbox": [ + 0.306, + 0.304, + 0.785, + 0.345 + ], + "angle": 0, + "content": "\\[\nI (Z; X) = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\left(\\frac {1}{N - 1} \\sum_ {j \\neq i} e ^ {\\left\\| z _ {i} - z _ {j} \\right\\| _ {2} ^ {2}}\\right) - \\log Z _ {\\mathrm {R B F}}, \\tag {18}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.353, + 0.784, + 0.399 + ], + "angle": 0, + "content": "where \\( \\mathrm{Z}_{\\mathrm{RBF}} \\) is the normalization factor for Radial Basis Function(RBF). Let \\( f^{l}(\\mathbf{x}_{i}) \\) denote the feature embedding of the \\( l^{th} \\) block. The overall \\( I(Z;X) \\) can be maximized with the following loss:" + }, + { + "type": "equation", + "bbox": [ + 0.349, + 0.409, + 0.784, + 0.45 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\mathrm {r b f}} = \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\sum_ {l} \\lambda_ {l} \\log \\sum_ {j \\neq i} e ^ {\\left\\| f ^ {l} \\left(\\mathbf {x} _ {i}\\right) - f ^ {l} \\left(\\mathbf {x} _ {j}\\right) \\right\\| _ {2} ^ {2}}, \\tag {19}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.46, + 0.578, + 0.475 + ], + "angle": 0, + "content": "where \\(\\lambda_{l}\\) is the weight coefficient for the \\(l^{th}\\) block." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.495, + 0.784, + 0.555 + ], + "angle": 0, + "content": "Variational Estimation. Similar to Barber et al. [2], we adopt variational distribution \\( q(\\mathbf{x}|\\mathbf{z}) \\) to approximate \\( p(\\mathbf{x}|\\mathbf{z}) \\) to obtain an tractable optimization problem. Due to the non-negativity of the KL divergence, we have a lower bound for \\( I(Z;X) \\):" + }, + { + "type": "equation", + "bbox": [ + 0.302, + 0.566, + 0.784, + 0.617 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} I (Z; X) = E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log \\frac {q (\\mathbf {x} | \\mathbf {z})}{p (\\mathbf {x})} ] + E _ {p (\\mathbf {z})} [ \\mathcal {K L} (p (\\mathbf {x} | \\mathbf {z}) | | q (\\mathbf {x} | \\mathbf {z})) ] \\tag {20} \\\\ \\geq E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log q (\\mathbf {x} | \\mathbf {z}) ] + H (X). \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.625, + 0.784, + 0.673 + ], + "angle": 0, + "content": "Assuming \\( q(\\mathbf{x}|\\mathbf{z}) \\) follows a Gaussian distribution \\( \\mathcal{N}(g(\\mathbf{z}),\\sigma^2 I) \\), where \\( \\mathbf{x} = g(\\mathbf{z}) + \\sigma \\delta \\) and \\( \\delta \\sim \\mathcal{N}(0,I) \\). Maximizing \\( I(X;Z) \\) is equivalent to minimizing the negative term of \\( E_{p(\\mathbf{x},\\mathbf{z})}[\\log q(\\mathbf{x}|\\mathbf{z})] \\):" + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.682, + 0.784, + 0.701 + ], + "angle": 0, + "content": "\\[\n- E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log q (\\mathbf {x} | \\mathbf {z}) ] \\triangleq E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\| g (\\mathbf {z}) - \\mathbf {x} \\| _ {2} ^ {2} ]. \\tag {21}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.708, + 0.784, + 0.737 + ], + "angle": 0, + "content": "We optimize the reconstruction model \\( g(\\cdot) \\) by minimizing the reconstruction loss for the features from each block:" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.745, + 0.784, + 0.785 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\text {r e c}} = \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\sum_ {l} [ \\| g ^ {l} (f (\\mathbf {x} _ {i})) - f ^ {l} (\\mathbf {x} _ {i}) \\| _ {2} ^ {2} ], \\tag {22}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.794, + 0.784, + 0.84 + ], + "angle": 0, + "content": "where \\( g^{l}(f(\\mathbf{x}_{i})) \\) is the reconstructed feature map of the \\( l^{th} \\) block. According to Eq. (22), optimizing the reconstruction loss encourages the learned representation to contain more detection-relevant information." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.128 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.772, + 0.162 + ], + "angle": 0, + "content": "Overall Loss. The overall loss is the weighted sum of the above four terms:" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.172, + 0.786, + 0.188 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} = \\mathrm {L} _ {\\mathrm {c l s}} + \\mathrm {L} _ {\\mathrm {v m f}} + \\lambda_ {r b f} \\mathrm {L} _ {\\mathrm {r b f}} + \\lambda_ {r e c} \\mathrm {L} _ {\\mathrm {r e c}}, \\tag {23}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.194, + 0.786, + 0.224 + ], + "angle": 0, + "content": "where \\(\\lambda_{rbf}\\) and \\(\\lambda_{rec}\\) modulate the relative importance of the regularization terms." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.243, + 0.784, + 0.336 + ], + "angle": 0, + "content": "Complementarity of the Regularization Terms. Though with the similar targets, the two estimators have different potential effects. The regularization term derived by kernel density estimation easily facilitates an increase in diverse information of potential OODs, but may introduce irrelevant noise. In contrast, the variational estimation via reconstruction network could compensate the inaccuracy of kernel density estimation, though suffering from optimization difficulty." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.355, + 0.376, + 0.372 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.383, + 0.429, + 0.399 + ], + "angle": 0, + "content": "5.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.405, + 0.784, + 0.496 + ], + "angle": 0, + "content": "Datasets. We use CIFAR-10, CIFAR-100 [22] and the large-scale ImageNet [9] as the ID training data. For CIFAR datasets, we use a series of natural image datasets as OODs, including Textures [8], SVHN [36], Places365 [68], iSUN [61] and LSUN [63]. For ImageNet-100, the OOD test data includes the subsets of iNaturalist [53], SUN [59], Places365 [68], and Textures [8]. Note that the categories of OOD dataset are disjoint with those of ID dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.515, + 0.788, + 0.668 + ], + "angle": 0, + "content": "Training Details. We use ResNet-18 [16] as the backbone for CIFAR-10, and ResNet-34 for CIFAR-100 and ImageNet-100. The feature dimension of the projection layer is set to 128 for CIFAR-10 and 512 for CIFAR-100 and ImageNet-100. The hyperparameters are set as follows: \\(\\lambda_{rbf} = \\lambda_{rec} = 0.1\\), \\(\\lambda_l = \\{0.25, 0.5, 1\\}\\), temperature coefficient \\(\\tau = 0.1\\), and prototype update momentum is 0.95. The models are optimized by Stochastic Gradient Descent [31] with momentum term of 0.9 and weight decay of \\(10^{-4}\\), applying cosine annealing schedule. For CIFAR dataset, the initial learning rate is set to 0.5, batch size is 512, and training lasts for 500 epochs. For ImageNet dataset, the initial learning rate is set to 0.1, batch size is 128, and training lasts for 100 epochs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.685, + 0.788, + 0.779 + ], + "angle": 0, + "content": "OOD Detection Scoring Function. Since OER is designed to learn better representation for OOD detection, we adopt a simple non-parametric K Nearest Neighbors(KNN) score [47] for distance measure. In line with common procedure in [34,43,47], we leverage the feature embeddings from the penultimate layer. In the ablation study, we also consider the commonly used Mahalanobis score [24] and MaxCosine score [67] for a fair comparison in Fig. 5b." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Evaluation Metrics. We report the following metrics: (1) False positive rate of OODs when ID true positive rate is \\(95\\%\\) (FPR95). (2) Area under the receiver operating characteristic curve (AUROC). (3) ID classification accuracy (ACC)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: OOD detection and ID classification performance on CIFAR-100 (ID) with ResNet-34. \\( \\downarrow \\) means smaller values are better and \\( \\uparrow \\) means larger values are better. Bold numbers indicate superior results." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.198, + 0.785, + 0.354 + ], + "angle": 0, + "content": "
MethodSVHNPlaces365LSUNiSUNTexturesAverage
FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑
MSP45.290.384.671.884.074.285.773.981.773.276.276.8
ODIN7.898.679.777.347.992.377.382.570.582.556.686.6
Maha87.680.784.173.184.379.284.178.761.784.480.379.2
Energy75.877.579.177.441.693.176.282.768.382.968.282.7
DICE43.797.285.075.943.795.775.280.975.089.864.587.9
VOS77.474.180.874.575.682.668.385.461.585.372.880.3
SSD+40.494.179.878.950.991.781.183.354.689.661.487.3
KNN+45.791.179.579.348.591.077.482.453.588.860.986.1
NPOS15.496.879.371.343.287.447.786.445.289.446.186.2
CIDER16.197.678.375.117.196.249.589.236.492.039.490.0
OER6.198.380.370.914.996.123.295.917.895.128.491.2
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.381, + 0.373, + 0.395 + ], + "angle": 0, + "content": "5.2 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.405, + 0.788, + 0.526 + ], + "angle": 0, + "content": "Comparative Methods. For clarity, we divide the competitive methods into two categories: score designing methods including Maximum Softmax Probability [18], ODIN [27], Mahalanobis [24], Energy [29], DICE [46] trained on CrossEntropy loss and representation learning methods including KNN+ [47], SSD+ [43], CIDER [34], VOS [12] and NPOS [49]. Both SSD+ and KNN+ are trained with SupCon loss. For fairness, we use the same backbone and embedding dimension, while varying the training objective and scoring function. All results are trained on the ID dataset from scratch without accessing real OODs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.547, + 0.788, + 0.775 + ], + "angle": 0, + "content": "OER Outperforms Competitive Approaches. The comparative results on CIFAR-100 [22] are shown in Tab. 1 (more experimental results on CIFAR-10 and ImageNet-100 are shown in Appendices C.4 and C.5). Compared to previous representation learning methods such as SSD+, KNN+ and CIDER, which employ contrastive loss for ID classification, OER significantly outperforms them by learning more discriminative features specific for OOD detection. For instance, OER reduces \\(10.0\\%\\) average FPR on CIFAR-100 and \\(7.6\\%\\) on ImageNet-100 compared to the most related CIDER. OER also outperforms the synthesis-based works, VOS and NPOS, without generating pseudo OODs. The suboptimal performance on Places365 can be attributed to the complex irrelevant noise in scene images, which is fairly challenging to prevent \\(\\mathrm{L}_{\\mathrm{rec}}\\) from characterizing them (see Appendix C.7 for more details). Moreover, OER achieves the state-of-the-art on both average AUROC and FPR despite its minor decrease on classification performance. This may be caused by the irrelevant information introduced together with the detection-relevant information." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "OER Enhances the Separability between IDs and OODs. We qualitatively visualize the embedding distribution of IDs and OODs via UMAP [33] as well as their KNN distance in Fig. 4. And the quantitative measure of the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.127 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.146, + 0.353, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.274, + 0.248, + 0.295, + 0.261 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.367, + 0.146, + 0.498, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.418, + 0.248, + 0.441, + 0.26 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.513, + 0.146, + 0.642, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.565, + 0.248, + 0.585, + 0.26 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.658, + 0.146, + 0.787, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.709, + 0.248, + 0.731, + 0.26 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.262, + 0.351, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.274, + 0.364, + 0.295, + 0.377 + ], + "angle": 0, + "content": "(e)" + }, + { + "type": "image", + "bbox": [ + 0.362, + 0.262, + 0.496, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.42, + 0.364, + 0.44, + 0.376 + ], + "angle": 0, + "content": "(f)" + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.262, + 0.64, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.565, + 0.364, + 0.585, + 0.376 + ], + "angle": 0, + "content": "(g)" + }, + { + "type": "image", + "bbox": [ + 0.653, + 0.262, + 0.787, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.709, + 0.364, + 0.731, + 0.376 + ], + "angle": 0, + "content": "(h)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.387, + 0.788, + 0.445 + ], + "angle": 0, + "content": "Fig. 4: UMAP [33] visualization of ID embeddings (CIFAR-100, 20 colored subclasses) and OOD embeddings (iSUN, central cluster in gray) when the model is trained with (a) CE, (b) SSD+ [43], (c) CIDER [34], and (d) OER. Figures 4e to 4h show their OOD score of IDs (blue) and OODs (green)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.474, + 0.788, + 0.551 + ], + "angle": 0, + "content": "overlapping (confusing) area of OOD score between IDs and OODs is shown in Fig. 5a. It is clear that OODs may distribute close to the boundary of ID clusters in previous works (Figs. 4a to 4c), while OER (Fig. 4d) enhances the separability as it can retain more detection-relevant information and address the over-confidence on known classes for OODs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.575, + 0.788, + 0.698 + ], + "angle": 0, + "content": "OER Benefits Various Classification Loss and Scoring Functions. We consider the commonly used Mahalanobis score, KNN score and MaxCosine score for a fair comparison. As shown in Fig. 5b, the comparative results with different scoring functions exhibit similar performance trends, in which OER always outperforms the others. For example, OER+KNN significant reduces FPR95 by \\(10.0\\%\\) compared to CIDER+KNN. Besides, we add the proposed entropy regularization \\(\\mathrm{L}_{\\mathrm{vmf}}, \\mathrm{L}_{\\mathrm{rec}}, \\mathrm{L}_{\\mathrm{rbf}}\\) to other classification loss (e.g. SupCon [43] and CIDER [34]), and find OER could also improve their performance." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.722, + 0.479, + 0.736 + ], + "angle": 0, + "content": "5.3 Ablations and Discussions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Ablation on Temperature Coefficient. Adjusting temperature coefficient \\(\\tau\\) can influence the conditional entropy \\(H(Y|Z)\\) and mitigate the over-confidence issue. To illustrate the correlation, we quantify \\(H(Y|Z)\\) with respect to \\(\\tau\\) in Fig. 5c. As shown, too large coefficient \\((0.1 < \\tau < 0.5)\\) could hinder the convergence of ID classification (\\(ACC < 97.1\\%\\)) as discussed in [55], thus cause meaningless high conditional entropy. After classification converged (\\(0.03 < \\tau < 0.1\\))," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.731, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.155, + 0.35, + 0.25 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.281, + 0.253, + 0.302, + 0.264 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.155, + 0.489, + 0.25 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.422, + 0.253, + 0.443, + 0.265 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.507, + 0.155, + 0.639, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.564, + 0.253, + 0.582, + 0.265 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.647, + 0.156, + 0.774, + 0.248 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.704, + 0.253, + 0.724, + 0.265 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.276, + 0.785, + 0.332 + ], + "angle": 0, + "content": "Fig. 5: (a) Overlapping area between IDs and OODs. (b) OER benefits various classification losses and scoring functions. (c) The FPR and conditional entropy \\( H(Y|Z) \\) of training IDs, testing IDs and OODs w.r.t. temperature coefficient \\( \\tau \\). (d) The ID classification and OOD detection performance w.r.t. representation dimensions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.362, + 0.785, + 0.407 + ], + "angle": 0, + "content": "the ID-OOD discrepancy of \\( H(Y|Z) \\) keeps increasing. And proper coefficient significantly increases the ratio of \\( H(Y|Z) \\), thus provides maximum separation of IDs and OODs, which is consistent with the conclusion in Sec. 4.2." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.408, + 0.785, + 0.499 + ], + "angle": 0, + "content": "With the decrease of temperature coefficient, the uncertainty discrepancy (i.e. difference of conditional entropy) generally exhibits an increasing trend, which explains the continuous improvement in OOD performance on the training IDs. And the testing IDs benefits from a significant discrepancy increase at \\(\\tau = 0.1\\), however, the subsequent gradual trend is insufficient to offset the performance decline caused by the confusion with low concentration." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.53, + 0.499, + 0.665 + ], + "angle": 0, + "content": "Ablation on Proposed Regularization Losses. We compare different combinations of the proposed regularization losses in OER. The results are summarized in Tab. 2, where OER with all proposed losses outperforms the other combinations, achieving notable \\(32.4\\%\\) average FPR reduction compared to the baseline loss. More" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.666, + 0.757, + 0.681 + ], + "angle": 0, + "content": "over, different regularization terms show effectiveness and complementarity." + }, + { + "type": "table_caption", + "bbox": [ + 0.51, + 0.53, + 0.785, + 0.558 + ], + "angle": 0, + "content": "Table 2: Ablation studies of the proposed regularization losses." + }, + { + "type": "table", + "bbox": [ + 0.514, + 0.569, + 0.787, + 0.661 + ], + "angle": 0, + "content": "
LclsLvmfLrecLrbfFPR95↓AUROC↑
✓60.885.3
✓✓39.490.0
✓✓✓34.790.5
✓✓✓38.490.2
✓✓✓✓28.491.2
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Ablation on the Feature Dimension. We provide the OOD detection and ID classification performance for both OER and the most related CIDER under different projection dimension \\( d \\). Figure 5d shows that with the reduction of \\( d \\), OOD detection performance keeps decreasing while ID accuracy maintains until the dimension is extremely small. Moreover, OER outperforms CIDER regardless of \\( d \\). This result shows that dimension reduction mainly compresses detection-relevant information (classification-relevant information is relatively insensitive since ID classes are much less than potential OODs), while OER could keep relatively high performance in all cases by relieving the information loss." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.127 + ], + "angle": 0, + "content": "Hu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.244, + 0.145, + 0.757, + 0.16 + ], + "angle": 0, + "content": "Table 3: Ablation studies on the architecture and hyperparameters of OER." + }, + { + "type": "table", + "bbox": [ + 0.224, + 0.165, + 0.788, + 0.267 + ], + "angle": 0, + "content": "
(a) Feature layers(b) Backbones(c) λrbf(d) λrec
FeaturesAUC↑ACC↑BackboneAUC↑λrbfAUC↑λrecAUC↑
CIDER+Pen90.075.0CIDER+ResNet90.00.0591.00.0590.9
CIDER+Pro80.475.1OER+ResNet91.20.191.20.191.2
OER+Pen91.274.7CIDER+WRN88.70.591.0191.2
OER+Pro80.674.6OER+WRN90.1190.8591.1
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.291, + 0.789, + 0.442 + ], + "angle": 0, + "content": "Ablation on Projection Head. Features from the penultimate layer (+Pen) always outperforms the projected features (+Pro) within different methods [34, 43, 47, 48]. The OOD detection and ID classification performance w.r.t. the used layers is shown in Tab. 3a. The detection performance drops after projection head significantly while the classification performance keeps stable. This may due to the decrease of information entropy in representation \\( Z \\) caused by ReLU (the proof can be found in Appendix B), i.e. \\( H(\\mathrm{ReLU}(Z)) \\leq H(Z) \\), as well as sparse weights of linear layer. And the lost information is mainly classification-irrelevant detection-relevant since the classification-relevant information can be preserved with ID class supervision." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.789, + 0.541 + ], + "angle": 0, + "content": "Ablation on Backbone and Loss Weights. As shown in Tab. 3b, we verify the effectiveness of OER with other backbone (e.g. WRN [64]). The performance trend is similar to the observation with ResNet [16]. We also show how the loss weights influence OOD detection in Tabs. 3c and 3d, demonstrating OER's high performance with moderate adjustment of these hyperparameters." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.56, + 0.36, + 0.577 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.59, + 0.789, + 0.727 + ], + "angle": 0, + "content": "In this work, we analyze OOD detection task from the information theoretical perspective, and show that the close set classification proxy for representation learning may cause over-confidence on known classes and undesired compression of information relevant to OOD detection. To solve the above issues, we propose OER, a novel regularization method for the representation learning of OOD detection. OER adjusts the confidence by tuning temperature coefficient and increases potential detection-relevant information via variational estimation and kernel density estimation. Moreover, we conduct comparative study and extensive ablations to verify the effectiveness of OER." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.747, + 0.548, + 0.765 + ], + "angle": 0, + "content": "Broader Impacts and Limitations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.777, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Despite the crucial role of information entropy regularization in OOD detection, irrelevant information may be introduced undesiredly due to the lack of direct supervision with real OODs. We hope OER can attract further exploration on suppressing these irrelevant noise during representation learning process." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.279, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.784, + 0.221 + ], + "angle": 0, + "content": "This work is partially supported by National Key R&D Program of China no. 2021ZD0111901, and National Natural Science Foundation of China (NSFC): 62376259 and 62276246." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.244, + 0.323, + 0.26 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.274, + 0.786, + 0.317 + ], + "angle": 0, + "content": "1. 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Detecting out-of-distribution (OOD) inputs are pivotal for real-world applications. However, due to the inaccessibility of OODs during training phase, applying supervised binary classification with indistribution (ID) and OOD labels is not feasible. Therefore, previous works typically employ the proxy ID classification task to learn feature representation for OOD detection task. In this study, we delve into the relationship between the two tasks through the lens of Information Theory. Our analysis reveals that optimizing the classification objective could inevitably cause the over-confidence and undesired compression of OOD detection-relevant information. To address these two problems, we propose OOD Entropy Regularization (OER) to regularize the information captured in classification-oriented representation learning for detecting OOD samples. Both theoretical analyses and experimental results underscore the consistent improvement of OER on OOD detection. + +Keywords: OOD Detection $\cdot$ Information Theory $\cdot$ Representation Learning + +# 1 Introduction + +Deep learning methods have witnessed rapid progress and notable performance improvement in the recent years. However, when deployed in open-world scenarios, deep neural networks (DNNs) often struggle with out-of-distribution (OOD) inputs, i.e. samples from an unknown distribution that the network has not been exposed to during training phase. Detecting such OODs is crucial in various real-world applications, e.g. self-driving [14], medical diagnosis [69], and cyber security [37], to ensure the robustness and safety of DNNs. This necessity gives rise to OOD detection task, which targets at identifying whether an input belongs to ID or OOD. + +![](images/1f4107fa92b9ffbb6d53195438eeb85eed13d6806d31cf6cddc3f28c90fd33ab.jpg) +(a) + +![](images/cbd071fddd6f8c9b9111d4a1ef08e3151aacb50cd0b06f5edddf9a1444162cb7.jpg) +(b) +Fig. 1: (a) Illustrative information relationship between inputs, features, classification and OOD detection. Two shaded regions represent classification-relevant information $U_{c} = I(Z;Y)$ and classification-irrelevant detection-relevant information $U_{d} = I(Z;T|Y)$ respectively. Detailed explanation is in the following text. (b) OOD detection performance of existing approaches and the proposed OER on ImageNet-100 and CIFAR-100. + +To discriminate OODs from IDs, previous methods primarily fall into two categories: representation learning [34, 43, 47, 48, 58] and scoring function designing [10, 17, 18, 28, 29, 45, 46, 57, 65, 67]. The representation learning methods are more essential in learning discriminative feature representation between IDs and OODs. But one challenging difficulty is the inaccessibility of OODs during training phase. Therefore, directly applying supervised representation learning (i.e. binary classification with ID and OOD labels) is not feasible. Currently, many approaches [30, 54, 62] resort to a proxy classification task over IDs and perform OOD detection on the trained classification model. However, with intrinsically inconsistent targets between ID classification and OOD detection, such models can hardly guarantee the detection performance on OODs. Therefore, there is a need to analyze the relationship between the two tasks and design a method to learn feature representation primarily tailored for OOD detection. + +In this paper, we leverage Information Theory [51, 52] to explore the relationship between ID classification and OOD detection tasks. We reveal that maximizing classification-relevant information (denoted as $U_{c}$ in Fig. 6a) could cause over-confidence of the model's outputs with respect to known classes, which is harmful for OOD detection. Another issue is the optimization of $U_{c}$ , a partial objective in ID classification, leads to the compression of classification-irrelevant detection-relevant information (denoted as $U_{d}$ ), which is also undesirable for OOD detection. + +Based on our theoretical analysis, we propose a novel OOD detection method, namely OOD Entropy Regularization (OER), to learn appropriate feature representation for both ID classification and OOD detection. Specifically, based on the analysis about the correlation between $U_{c}$ and temperature coefficient, we + +alleviate the over-confidence issue by appropriately adjusting the temperature. For the second issue, we increase the potential detection-relevant information through establishing a connection between feature distribution and information entropy based on kernel density estimation together with complementary variational estimation. + +We provide both empirical and theoretical insights to explain how OER improves OOD detection. Subsequently, we perform extensive experimental evaluations on OOD detection benchmarks, including CIFAR-10, CIFAR-100 [22], and the large-scale ImageNet [9]. And OER achieves competitive performance as shown in Fig. 6b. + +Our main contributions can be summarized as follows: + +- We provide an information theoretical perspective for OOD detection, and find close set ID classification formulation can lead to over-confidence and undesired compression of OOD detection-relevant information, resulting in a decline in OOD detection capability. +- We introduce a new regularized representation learning method, OER, for OOD detection by decreasing model's confidence based on temperature coefficient tuning, and increasing the mutual information between feature representation and potential OODs. +- We extensively evaluate OER and show that OER could effectively enhance OOD detection without compromising ID classification accuracy. + +# 2 Related Work + +Score Designing for OOD Detection. Score-based methods commonly maintain the classification sub-network unchanged and instead devise the scoring function for OOD detection. The scores can be categorized into three types: classifier-based [17, 18, 28, 34, 67], distance-based [11, 24, 41, 43, 47] and density-based [5, 15, 21, 35, 42, 60]. They respectively utilize classification probability scores, density scores or distances to training samples from the intermediate features to distinguish IDs and OODs. However, all of these scoring functions heavily rely on well-learned discriminative feature representation between IDs and OODs, which is more intrinsic as the focus of this paper. + +Representation Learning for OOD Detection. Due to the inaccessibility of OODs during training phase, many approaches learn representation by optimizing a proxy classification loss (cross-entropy loss [18, 24] or contrastive loss [7, 11, 20, 34, 43, 47, 48, 58]) over IDs and perform OOD detection on the classification-oriented representation. On this basis, recent works further add a class-separation regularization to increase the angular separation [34] or regularize the decision boundary by synthesizing virtual outliers [12, 49]. However, these works are either not directly designed for OOD detection, require computationally expensive sampling, or lack theoretical support. In this work, we analyze and address these challenges in representation learning for OOD detection. + +Information Theory. Information Theory [23, 44, 51, 52] serves as a key theoretical tool for the interpretability of neural networks which has been applied to various tasks, including multi-modal learning [6, 32, 66] and multi-view learning [13, 26, 50, 56]. For instance, several bounds [3, 4, 38-40] have been proposed as feasible and interpretable estimation for the optimization objectives in representation learning. In this work, we propose an information theoretical view to analyze the OOD detection task. + +# 3 Information Theoretical Analysis for OOD Detection + +# 3.1 Preliminary + +Let $X$ denote the random variable of all inputs including both IDs and OODs in space $\mathcal{X}$ , and $Z$ denote the random variable of corresponding feature representation. The distribution of ID variable, $P_X^{\mathrm{in}}$ , can be empirically estimated during training, while the distribution of OOD variable, $P_X^{\mathrm{out}}$ , is unknown during training and testing. Let $Y$ denote the class label of $X$ in space $\mathcal{Y}$ . The training set $\mathcal{D}_{tr}^{\mathrm{in}} = \{(\mathbf{x}_i, y_i)\}_{i=1}^N$ is drawn i.i.d. from the joint distribution $P_{XY}^{\mathrm{in}}$ of labeled IDs. Let $T$ be the random variable of binary labels for all inputs in space $\mathcal{T} = \{\mathrm{in}, \mathrm{out}\}$ which indicate whether an input sample is from $P_X^{\mathrm{in}}$ or $P_X^{\mathrm{out}}$ . + +Classification and OOD detection rely on the same training set $\mathcal{D}_{tr}^{\mathrm{in}}$ . However, for each test sample $\mathbf{x} \in \mathcal{X}$ , the two tasks have different targets of predicting its class label $y \in \mathcal{Y}$ and binary detection label $t \in \mathcal{T}$ . With OOD data not accessible during training, existing OOD detection methods usually adopt classification target to learn representation $Z$ , which is sub-optimal. Therefore, it is imperative to analyze the relationship between these two tasks and design a method more specifically for OOD detection. + +According to the Information Bottleneck theory [51,52], the classification target is to find the optimal representation $Z$ by minimizing the following Lagrange: + +$$ +\mathcal {L} = I (Z; X) - \beta I (Z; Y), \tag {1} +$$ + +where $I(\cdot, \cdot)$ is the mutual information that measures the dependence between two variables and the hyperparameter $\beta \geq 0$ is a Lagrange multiplier. The first term aims to compress information of the extracted feature $Z$ as much as possible, while the second term aims to retain adequate semantic information related to $Y$ . + +# 3.2 Over-confidence on Known Classes + +Definition 1. (Classification-relevant information $U_{c}$ ) With $Z$ and $Y$ denoting representation and class label of $X$ as in Sec. 3.1, we define $U_{c} = I(Z;Y)$ as classification-relevant information, i.e. the blue area in Fig. 6a. + +Proposition 1. (Over-confidence due to maximizing $U_{c}$ ) Maximizing the mutual information $U_{c}$ exclusively on ID training data according to Eq. (1) leads to over-confidence on known classes. + +Proof. The mutual information $I(Z;Y)$ can be computed as: + +$$ +I (Z; Y) = H (Y) - H (Y | Z). \tag {2} +$$ + +Thus maximizing the mutual information $I(Z;Y)$ equals to minimizing the conditional entropy $H(Y|Z)$ , which can be interpreted as the uncertainty of labels given the encoded feature $Z$ , with lower conditional entropy indicating less uncertainty. + +We rewrite the conditional entropy $H(Y|Z)$ as a weighted sum of $H(Y|Z = \mathbf{z})$ for each sample representation $\mathbf{z}$ , using $p(\mathbf{z})$ as the weights: + +$$ +H (Y | Z) = - \sum_ {\mathbf {z}} p (\mathbf {z}) \sum_ {y} p (y | \mathbf {z}) \log p (y | \mathbf {z}). \tag {3} +$$ + +The posterior over classes in Eq. (3) can be written as: + +$$ +p (y | \mathbf {z}) = \sum_ {t} p (y, t | \mathbf {z}), \tag {4} +$$ + +where $t \in \{\mathrm{in}, \mathrm{out}\}$ . By combining Eqs. (3) and (4), we have: + +$$ +H (Y | Z) = - \sum_ {\mathbf {z}} p (\mathbf {z}) \sum_ {y} \left(\sum_ {t} p (y, t | \mathbf {z})\right) \log \left(\sum_ {t} p (y, t | \mathbf {z})\right). \tag {5} +$$ + +Due to the concave property of the function $-x\log x$ in the interval $[0,1]$ , the inequality below holds: + +$$ +H (Y | Z) \geq - \sum_ {\mathbf {z}} p (\mathbf {z}) \sum_ {y} \sum_ {t} p (y, t | \mathbf {z}) \log p (y, t | \mathbf {z}). \tag {6} +$$ + +By dividing the r.h.s. of Eq. (6) into two terms, we have: + +$$ +H (Y | Z) \geq H (Y, t = \operatorname {i n} | Z) + H (Y, t = \operatorname {o u t} | Z). \tag {7} +$$ + +The model optimized exclusively on IDs minimizes the overall conditional entropy on both terms together, which leads to over-low uncertainty (i.e. over-confidence) on known classes for OODs, as well as for IDs. For OOD detection, however, over-confidence serves as a relative concept that IDs' uncertainty should be relatively low compared to that for OODs. Therefore, how to regularize the model with only training IDs to maximize the difference between ID and OOD uncertainty scores is crucial for OOD detection. + +# 3.3 Undesired Compression of Detection-relevant Information + +Definition 2. (Classification-irrelevant detection-relevant information $U_{d}$ ) With $Z, Y$ and $T$ denoting representation, class label and $ID/OOD$ label of $X$ as in Sec. 3.1, we define $U_{d} = I(Z;T|Y)$ as classification-irrelevant detection-relevant information, i.e. the purple area in Fig. 6a. + +Definition 3. (Sufficient representation variable) [6] The representation variable $Z_{suf}$ is sufficient for predicting $Y$ if and only if $I(Z_{suf};Y) = I(X;Y)$ . + +Definition 4. ( $\epsilon$ -redundant representation variable) Let $Z_{\epsilon}$ be a sufficient representation variable and $\epsilon \geq 0$ , we call $Z_{\epsilon}$ $\epsilon$ -redundant representation if and only if $I(Z_{\epsilon}; X|Y) = \epsilon$ . + +Proposition 2. (Compression of $U_{d}$ due to optimizing Eq. (1)) Optimizing the classification objective leads to the compression of class-irrelevant detection-relevant information in the representation. Formally, let $Z_{min}$ be the representation variable obtained by optimizing Eq. (1) until convergence. $\forall \epsilon > 0$ , we have + +$$ +I \left(Z _ {\min }; T \mid Y\right) \leq I \left(Z _ {\epsilon}; T \mid Y\right). \tag {8} +$$ + +Proof. The conditional mutual information $I(Z_{\min}; X|Y)$ can be written as: + +$$ +I \left(Z _ {\min }; X \mid Y\right) = I \left(Z _ {\min }; X\right) - I \left(Z _ {\min }; Y\right), \tag {9} +$$ + +which is consistent with the objective in Eq. (1). Suppose $I(Z_{min};Y)$ is maximized during the optimization process to reach $I(Z_{min};Y) = I(X;Y)$ , thus $Z_{min}$ is sufficient. As $I(Z_{min};X|Y)$ is decreased towards 0, $Z_{min}$ is nearly 0-redundant representation. Therefore, given $\epsilon > 0$ , we have + +$$ +0 \leftarrow I \left(Z _ {\min }; X | Y\right) < I \left(Z _ {\epsilon}; X | Y\right) = \epsilon . \tag {10} +$$ + +Using the chain rule of mutual information, we have + +$$ +I \left(Z _ {\min }; T \mid Y\right) \leq I \left(Z _ {\min }; X \mid Y\right). \tag {11} +$$ + +Combining Eq. (10) and Eq. (11) gets $I(Z_{\min}; T|Y) \to 0$ . Thus, Eq. (8) is proved. + +Therefore, nearly 0-redundant representation targeting at classification will cause compression of detection-relevant information, which is undesirable for OOD detection. One solution to alleviate this problem is increasing the information between inputs and representation $I(Z;X)$ to allow $\epsilon$ -redundant representation and gain more potential detection-relevant information. + +# 4 Method: OOD Entropy Regularization + +# 4.1 Overview of the Proposed Method + +In this section, we propose OER to regularize representation learning for OOD detection. Specifically, we tune the temperature to alleviate the over-confidence issue and increase the detection-relevant information through complementary kernel density estimation and variational estimation. + +OER consists of three components: (1) A encoder $f$ that maps the input $\mathbf{x}$ to a high dimensional feature embedding $f(\mathbf{x})$ , i.e. the penultimate layer feature. (2) A MLP projection head $h$ (Linear-ReLU-Linear) that maps $f(\mathbf{x})$ to a lower dimensional embedding $\mathbf{z}' = h(f(\mathbf{x}))$ . Then the classification loss is applied to the normalized feature embedding $\mathbf{z} = \mathbf{z}' / ||\mathbf{z}'||$ on a unit hypersphere, a.k.a. hyperspherical embedding. (3) A reconstruction network $g$ that reconstructs the intermediate feature with the penultimate layer feature $f(\mathbf{x})$ . The detailed architecture is shown in Fig. 2. + +![](images/50a808d72c592558dca06cbd851eaae7d647c7524584d1e4528c59200646f0ff.jpg) +Fig. 2: Overview of the proposed OER framework. + +# 4.2 Solution to Over-confidence + +Classification Loss. Following previous works [34, 43], we model feature embedding $\mathbf{z}$ with hyperspherical von Mises-Fisher (vMF) distribution [19], which assigns $\mathbf{z}$ to class $c$ with the following probability: + +$$ +p (y = c | \mathbf {z}; \tau , \left\{\boldsymbol {\mu} _ {c} \right\} _ {c = 1} ^ {C}) = \frac {\exp \left(\mathbf {z} ^ {\top} \boldsymbol {\mu} _ {c} / \tau\right)}{\sum_ {j = 1} ^ {C} \exp \left(\mathbf {z} ^ {\top} \boldsymbol {\mu} _ {j} / \tau\right)}, \tag {12} +$$ + +where $\pmb{\mu}_{c}$ is the prototypical feature with unit norm for class $c$ and $\tau$ is the temperature coefficient. Same as CIDER [34], $\pmb{\mu}_{c}$ is updated by Exponential Moving Average algorithm [25]. Given the embedding $\mathbf{z}$ extracted from training IDs, we perform maximum likelihood estimation according to Eq. (12). By taking the negative log-likelihood, the classification loss can be written as follows: + +$$ +\mathrm {L} _ {\mathrm {c l s}} = - \frac {1}{N} \sum_ {i = 1} ^ {N} \log \frac {\exp \left(\mathbf {z} _ {i} ^ {\top} \boldsymbol {\mu} _ {c} / \tau\right)}{\sum_ {j = 1} ^ {C} \exp \left(\mathbf {z} _ {i} ^ {\top} \boldsymbol {\mu} _ {j} / \tau\right)}. \tag {13} +$$ + +Temperature Coefficient. Inspired by previous works [20, 55] that a small temperature is desirable for ID classification to penalize the hard negative samples, we further discuss the effect of temperature coefficient in OOD detection task. As an empirical observation, we find regularizing the model by increasing the conditional entropy of training IDs could result in larger uncertainty difference between IDs and OODs as well, thus improve the detection performance. + +To this end, we resort to temperature tuning and study the relationship between conditional entropy and the training-time temperature coefficient. Given a predefined constant temperature $\tau_0$ , the posterior could be expressed as follows: + +$$ +p (y = c | \mathbf {z} _ {i}, \tau_ {0}) = \frac {\exp \left(s _ {i c} ^ {o p t} \tau / \tau_ {0}\right)}{\sum_ {j = 1} ^ {C} \exp \left(s _ {i j} ^ {o p t} \tau / \tau_ {0}\right)}, \tag {14} +$$ + +![](images/bc39feea17d8a3ef55fc607c14b47d1b28b7fd04a9aca8edfccfecbf3243498f.jpg) +(a) $\tau = 0.3$ + +![](images/61b6e2afee2ea9638fdd79be80c6b59e82c074971c5c225e516350258c6d09eb.jpg) +(b) $\tau = 0.1$ + +![](images/13c339b82e1cafd23178ebb45a35e12a19c6ccdb999899d602aa8f67ffcf3ca8.jpg) +(c) $\tau = 0.08$ +Fig. 3: Illustration of the distribution for training IDs (CIFAR-100, blue), testing IDs (green) and OODs (SVHN, orange) with respect to temperature coefficient $\tau$ in training loss. The horizontal and vertical axes are $\max_{j\in [C]}\mathbf{z}_i\pmb{\mu}_j$ and the density respectively. + +![](images/b1a7b47e42272f7750513bea8d6c5967a6e128e52318f4d4f1898d1571127bcb.jpg) +(d) $\tau = 0.05$ + +where $s_{ic}^{opt} = \mathbf{z}_i^\top \pmb{\mu}_c / \tau$ is computed using the features once Eq. (13) has been optimized. By combining Eqs. (3) and (14), we find the conditional entropy of learned embeddings monotonically increases as $\tau$ decreases (the proof can be found in Appendix A), i.e. + +$$ +\partial H (Y | Z) / \partial \tau \leq 0. \tag {15} +$$ + +Figure 3 illustrates different feature distributions around the nearest prototype for IDs and OODs with respect to temperature coefficient $\tau$ . As shown, tuning the temperature could modify the feature distribution and adjust the conditional entropy of IDs and OODs asymmetrically (also shown in Fig. 5c), which consequently provides maximum uncertainty discrepancy to alleviate overconfidence issue. Empirical verification and discussion will be presented in Sec. 5.3. + +# 4.3 Solution to Undesired Compression of $U_{d}$ + +To address the undesired compression of $U_{d}$ , we employ two estimation approaches, including kernel density estimation on encoded features and variational estimation through a reconstruction network to enhance the mutual information between inputs $I(Z;X)$ and gain more potential detection-relevant information. + +Kernel Density Estimation. We establish the relationship between feature representation and information entropy via kernel density estimators [1], which compute differentiable forms of mutual information for multiple encoding stages. + +For the final projected features, vMF distribution is an appropriate prior for kernel density estimation due to the normalized hyperspherical embeddings. Thus, the mutual information can be estimated as: + +$$ +I (Z; X) = - \frac {1}{N} \sum_ {i = 1} ^ {N} \log \left(\frac {1}{N - 1} \sum_ {j \neq i} e ^ {\mathbf {z} _ {i} ^ {\top} \mathbf {z} _ {j} / \tau}\right) - \log Z _ {\mathrm {v M F}}, \tag {16} +$$ + +where $Z_{\mathrm{vMF}}$ is the vMF normalization factor that does not affect the optimization objective. Since the unbiased statistic $\mu$ of the final representation exists, we + +maximize a computationally efficient form $I(\pmb{\mu}; X)$ with less noise compared to using original samples: + +$$ +\mathrm {L} _ {\mathrm {v m f}} = \frac {1}{C} \sum_ {i = 1} ^ {C} \log \sum_ {j \neq i} e ^ {\boldsymbol {\mu} _ {i} \cdot \boldsymbol {\mu} _ {j}}. \tag {17} +$$ + +For the embeddings from intermediate layers, we assume they follow Gaussian mixture distribution in Euclidean space. Thus the mutual information for intermediate representation $Z$ can be computed via Gaussian kernel density estimator as: + +$$ +I (Z; X) = - \frac {1}{N} \sum_ {i = 1} ^ {N} \log \left(\frac {1}{N - 1} \sum_ {j \neq i} e ^ {\left\| z _ {i} - z _ {j} \right\| _ {2} ^ {2}}\right) - \log Z _ {\mathrm {R B F}}, \tag {18} +$$ + +where $\mathrm{Z}_{\mathrm{RBF}}$ is the normalization factor for Radial Basis Function(RBF). Let $f^{l}(\mathbf{x}_{i})$ denote the feature embedding of the $l^{th}$ block. The overall $I(Z;X)$ can be maximized with the following loss: + +$$ +\mathrm {L} _ {\mathrm {r b f}} = \frac {1}{N} \sum_ {i = 1} ^ {N} \sum_ {l} \lambda_ {l} \log \sum_ {j \neq i} e ^ {\left\| f ^ {l} \left(\mathbf {x} _ {i}\right) - f ^ {l} \left(\mathbf {x} _ {j}\right) \right\| _ {2} ^ {2}}, \tag {19} +$$ + +where $\lambda_{l}$ is the weight coefficient for the $l^{th}$ block. + +Variational Estimation. Similar to Barber et al. [2], we adopt variational distribution $q(\mathbf{x}|\mathbf{z})$ to approximate $p(\mathbf{x}|\mathbf{z})$ to obtain an tractable optimization problem. Due to the non-negativity of the KL divergence, we have a lower bound for $I(Z;X)$ : + +$$ +\begin{array}{l} I (Z; X) = E _ {p (\mathbf {x}, \mathbf {z})} [ \log \frac {q (\mathbf {x} | \mathbf {z})}{p (\mathbf {x})} ] + E _ {p (\mathbf {z})} [ \mathcal {K L} (p (\mathbf {x} | \mathbf {z}) | | q (\mathbf {x} | \mathbf {z})) ] \tag {20} \\ \geq E _ {p (\mathbf {x}, \mathbf {z})} [ \log q (\mathbf {x} | \mathbf {z}) ] + H (X). \\ \end{array} +$$ + +Assuming $q(\mathbf{x}|\mathbf{z})$ follows a Gaussian distribution $\mathcal{N}(g(\mathbf{z}),\sigma^2 I)$ , where $\mathbf{x} = g(\mathbf{z}) + \sigma \delta$ and $\delta \sim \mathcal{N}(0,I)$ . Maximizing $I(X;Z)$ is equivalent to minimizing the negative term of $E_{p(\mathbf{x},\mathbf{z})}[\log q(\mathbf{x}|\mathbf{z})]$ : + +$$ +- E _ {p (\mathbf {x}, \mathbf {z})} [ \log q (\mathbf {x} | \mathbf {z}) ] \triangleq E _ {p (\mathbf {x}, \mathbf {z})} [ \| g (\mathbf {z}) - \mathbf {x} \| _ {2} ^ {2} ]. \tag {21} +$$ + +We optimize the reconstruction model $g(\cdot)$ by minimizing the reconstruction loss for the features from each block: + +$$ +\mathrm {L} _ {\text {r e c}} = \frac {1}{N} \sum_ {i = 1} ^ {N} \sum_ {l} [ \| g ^ {l} (f (\mathbf {x} _ {i})) - f ^ {l} (\mathbf {x} _ {i}) \| _ {2} ^ {2} ], \tag {22} +$$ + +where $g^{l}(f(\mathbf{x}_{i}))$ is the reconstructed feature map of the $l^{th}$ block. According to Eq. (22), optimizing the reconstruction loss encourages the learned representation to contain more detection-relevant information. + +Overall Loss. The overall loss is the weighted sum of the above four terms: + +$$ +\mathrm {L} = \mathrm {L} _ {\mathrm {c l s}} + \mathrm {L} _ {\mathrm {v m f}} + \lambda_ {r b f} \mathrm {L} _ {\mathrm {r b f}} + \lambda_ {r e c} \mathrm {L} _ {\mathrm {r e c}}, \tag {23} +$$ + +where $\lambda_{rbf}$ and $\lambda_{rec}$ modulate the relative importance of the regularization terms. + +Complementarity of the Regularization Terms. Though with the similar targets, the two estimators have different potential effects. The regularization term derived by kernel density estimation easily facilitates an increase in diverse information of potential OODs, but may introduce irrelevant noise. In contrast, the variational estimation via reconstruction network could compensate the inaccuracy of kernel density estimation, though suffering from optimization difficulty. + +# 5 Experiments + +# 5.1 Experimental Setup + +Datasets. We use CIFAR-10, CIFAR-100 [22] and the large-scale ImageNet [9] as the ID training data. For CIFAR datasets, we use a series of natural image datasets as OODs, including Textures [8], SVHN [36], Places365 [68], iSUN [61] and LSUN [63]. For ImageNet-100, the OOD test data includes the subsets of iNaturalist [53], SUN [59], Places365 [68], and Textures [8]. Note that the categories of OOD dataset are disjoint with those of ID dataset. + +Training Details. We use ResNet-18 [16] as the backbone for CIFAR-10, and ResNet-34 for CIFAR-100 and ImageNet-100. The feature dimension of the projection layer is set to 128 for CIFAR-10 and 512 for CIFAR-100 and ImageNet-100. The hyperparameters are set as follows: $\lambda_{rbf} = \lambda_{rec} = 0.1$ , $\lambda_l = \{0.25, 0.5, 1\}$ , temperature coefficient $\tau = 0.1$ , and prototype update momentum is 0.95. The models are optimized by Stochastic Gradient Descent [31] with momentum term of 0.9 and weight decay of $10^{-4}$ , applying cosine annealing schedule. For CIFAR dataset, the initial learning rate is set to 0.5, batch size is 512, and training lasts for 500 epochs. For ImageNet dataset, the initial learning rate is set to 0.1, batch size is 128, and training lasts for 100 epochs. + +OOD Detection Scoring Function. Since OER is designed to learn better representation for OOD detection, we adopt a simple non-parametric K Nearest Neighbors(KNN) score [47] for distance measure. In line with common procedure in [34,43,47], we leverage the feature embeddings from the penultimate layer. In the ablation study, we also consider the commonly used Mahalanobis score [24] and MaxCosine score [67] for a fair comparison in Fig. 5b. + +Evaluation Metrics. We report the following metrics: (1) False positive rate of OODs when ID true positive rate is $95\%$ (FPR95). (2) Area under the receiver operating characteristic curve (AUROC). (3) ID classification accuracy (ACC). + +Table 1: OOD detection and ID classification performance on CIFAR-100 (ID) with ResNet-34. $\downarrow$ means smaller values are better and $\uparrow$ means larger values are better. Bold numbers indicate superior results. + +
MethodSVHNPlaces365LSUNiSUNTexturesAverage
FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑
MSP45.290.384.671.884.074.285.773.981.773.276.276.8
ODIN7.898.679.777.347.992.377.382.570.582.556.686.6
Maha87.680.784.173.184.379.284.178.761.784.480.379.2
Energy75.877.579.177.441.693.176.282.768.382.968.282.7
DICE43.797.285.075.943.795.775.280.975.089.864.587.9
VOS77.474.180.874.575.682.668.385.461.585.372.880.3
SSD+40.494.179.878.950.991.781.183.354.689.661.487.3
KNN+45.791.179.579.348.591.077.482.453.588.860.986.1
NPOS15.496.879.371.343.287.447.786.445.289.446.186.2
CIDER16.197.678.375.117.196.249.589.236.492.039.490.0
OER6.198.380.370.914.996.123.295.917.895.128.491.2
+ +# 5.2 Main Results + +Comparative Methods. For clarity, we divide the competitive methods into two categories: score designing methods including Maximum Softmax Probability [18], ODIN [27], Mahalanobis [24], Energy [29], DICE [46] trained on CrossEntropy loss and representation learning methods including KNN+ [47], SSD+ [43], CIDER [34], VOS [12] and NPOS [49]. Both SSD+ and KNN+ are trained with SupCon loss. For fairness, we use the same backbone and embedding dimension, while varying the training objective and scoring function. All results are trained on the ID dataset from scratch without accessing real OODs. + +OER Outperforms Competitive Approaches. The comparative results on CIFAR-100 [22] are shown in Tab. 1 (more experimental results on CIFAR-10 and ImageNet-100 are shown in Appendices C.4 and C.5). Compared to previous representation learning methods such as SSD+, KNN+ and CIDER, which employ contrastive loss for ID classification, OER significantly outperforms them by learning more discriminative features specific for OOD detection. For instance, OER reduces $10.0\%$ average FPR on CIFAR-100 and $7.6\%$ on ImageNet-100 compared to the most related CIDER. OER also outperforms the synthesis-based works, VOS and NPOS, without generating pseudo OODs. The suboptimal performance on Places365 can be attributed to the complex irrelevant noise in scene images, which is fairly challenging to prevent $\mathrm{L}_{\mathrm{rec}}$ from characterizing them (see Appendix C.7 for more details). Moreover, OER achieves the state-of-the-art on both average AUROC and FPR despite its minor decrease on classification performance. This may be caused by the irrelevant information introduced together with the detection-relevant information. + +OER Enhances the Separability between IDs and OODs. We qualitatively visualize the embedding distribution of IDs and OODs via UMAP [33] as well as their KNN distance in Fig. 4. And the quantitative measure of the + +![](images/6459b4db05ab91466047112b695c425b8b550d984c7f3435cc086ff2c11a829e.jpg) + +![](images/701b33eb8234b4920e19f1b947a920f93b0beff234c7c7501c5eeacd5c2646dd.jpg) +(b) + +![](images/2613acb8a0f4b6e9e4eb36dd8a2c6b235d3bba1f04118f833cf6c6f079041a49.jpg) + +![](images/ec381c25a4cce1e4855664266bff339d35c7d548493a7b5e2a1e7337d863a296.jpg) + +![](images/0f577c47ab0a9715daea76c53189b1d0683f03ff24886b11e4009f1434286220.jpg) +(a) +(e) +Fig. 4: UMAP [33] visualization of ID embeddings (CIFAR-100, 20 colored subclasses) and OOD embeddings (iSUN, central cluster in gray) when the model is trained with (a) CE, (b) SSD+ [43], (c) CIDER [34], and (d) OER. Figures 4e to 4h show their OOD score of IDs (blue) and OODs (green). + +![](images/0076f03835e1ffe0c4bf02d86e40aa26c2717af627c8520477c6dda69d3ffb55.jpg) +(f) + +![](images/f7da86ea0b1ab1d67dbad8a972f7fbb2827b1bb22f79f469d0721a9d0d6ccfe4.jpg) +(c) +(g) + +![](images/50987498bf4b020e77c1db1178f919c5dbbe18f97ee580d246968661ab6df9d3.jpg) +(d) +(h) + +overlapping (confusing) area of OOD score between IDs and OODs is shown in Fig. 5a. It is clear that OODs may distribute close to the boundary of ID clusters in previous works (Figs. 4a to 4c), while OER (Fig. 4d) enhances the separability as it can retain more detection-relevant information and address the over-confidence on known classes for OODs. + +OER Benefits Various Classification Loss and Scoring Functions. We consider the commonly used Mahalanobis score, KNN score and MaxCosine score for a fair comparison. As shown in Fig. 5b, the comparative results with different scoring functions exhibit similar performance trends, in which OER always outperforms the others. For example, OER+KNN significant reduces FPR95 by $10.0\%$ compared to CIDER+KNN. Besides, we add the proposed entropy regularization $\mathrm{L}_{\mathrm{vmf}}, \mathrm{L}_{\mathrm{rec}}, \mathrm{L}_{\mathrm{rbf}}$ to other classification loss (e.g. SupCon [43] and CIDER [34]), and find OER could also improve their performance. + +# 5.3 Ablations and Discussions + +Ablation on Temperature Coefficient. Adjusting temperature coefficient $\tau$ can influence the conditional entropy $H(Y|Z)$ and mitigate the over-confidence issue. To illustrate the correlation, we quantify $H(Y|Z)$ with respect to $\tau$ in Fig. 5c. As shown, too large coefficient $(0.1 < \tau < 0.5)$ could hinder the convergence of ID classification ( $ACC < 97.1\%$ ) as discussed in [55], thus cause meaningless high conditional entropy. After classification converged ( $0.03 < \tau < 0.1$ ), + +![](images/ef88ee7f6131a2829f5fb46df089ac2615b1efa6ba6e8250607af93f6649c7a6.jpg) +(a) + +![](images/2b898ba063f379f6ce362d6cec5ce59f4c35c2a54b7e1ee57d7f013d1af0f4c1.jpg) +(b) + +![](images/8d9ed27202e4f251ae34ef1707b721e16358513d8acc920b540d5e7403aabd59.jpg) +(c) +Fig. 5: (a) Overlapping area between IDs and OODs. (b) OER benefits various classification losses and scoring functions. (c) The FPR and conditional entropy $H(Y|Z)$ of training IDs, testing IDs and OODs w.r.t. temperature coefficient $\tau$ . (d) The ID classification and OOD detection performance w.r.t. representation dimensions. + +![](images/cebf981b33d6c89ed2059148198bc9998c075a05a79f318fafda44a76c5526be.jpg) +(d) + +the ID-OOD discrepancy of $H(Y|Z)$ keeps increasing. And proper coefficient significantly increases the ratio of $H(Y|Z)$ , thus provides maximum separation of IDs and OODs, which is consistent with the conclusion in Sec. 4.2. + +With the decrease of temperature coefficient, the uncertainty discrepancy (i.e. difference of conditional entropy) generally exhibits an increasing trend, which explains the continuous improvement in OOD performance on the training IDs. And the testing IDs benefits from a significant discrepancy increase at $\tau = 0.1$ , however, the subsequent gradual trend is insufficient to offset the performance decline caused by the confusion with low concentration. + +Ablation on Proposed Regularization Losses. We compare different combinations of the proposed regularization losses in OER. The results are summarized in Tab. 2, where OER with all proposed losses outperforms the other combinations, achieving notable $32.4\%$ average FPR reduction compared to the baseline loss. More + +over, different regularization terms show effectiveness and complementarity. + +Table 2: Ablation studies of the proposed regularization losses. + +
LclsLvmfLrecLrbfFPR95↓AUROC↑
✓60.885.3
✓✓39.490.0
✓✓✓34.790.5
✓✓✓38.490.2
✓✓✓✓28.491.2
+ +Ablation on the Feature Dimension. We provide the OOD detection and ID classification performance for both OER and the most related CIDER under different projection dimension $d$ . Figure 5d shows that with the reduction of $d$ , OOD detection performance keeps decreasing while ID accuracy maintains until the dimension is extremely small. Moreover, OER outperforms CIDER regardless of $d$ . This result shows that dimension reduction mainly compresses detection-relevant information (classification-relevant information is relatively insensitive since ID classes are much less than potential OODs), while OER could keep relatively high performance in all cases by relieving the information loss. + +Table 3: Ablation studies on the architecture and hyperparameters of OER. + +
(a) Feature layers(b) Backbones(c) λrbf(d) λrec
FeaturesAUC↑ACC↑BackboneAUC↑λrbfAUC↑λrecAUC↑
CIDER+Pen90.075.0CIDER+ResNet90.00.0591.00.0590.9
CIDER+Pro80.475.1OER+ResNet91.20.191.20.191.2
OER+Pen91.274.7CIDER+WRN88.70.591.0191.2
OER+Pro80.674.6OER+WRN90.1190.8591.1
+ +Ablation on Projection Head. Features from the penultimate layer (+Pen) always outperforms the projected features (+Pro) within different methods [34, 43, 47, 48]. The OOD detection and ID classification performance w.r.t. the used layers is shown in Tab. 3a. The detection performance drops after projection head significantly while the classification performance keeps stable. This may due to the decrease of information entropy in representation $Z$ caused by ReLU (the proof can be found in Appendix B), i.e. $H(\mathrm{ReLU}(Z)) \leq H(Z)$ , as well as sparse weights of linear layer. And the lost information is mainly classification-irrelevant detection-relevant since the classification-relevant information can be preserved with ID class supervision. + +Ablation on Backbone and Loss Weights. As shown in Tab. 3b, we verify the effectiveness of OER with other backbone (e.g. WRN [64]). The performance trend is similar to the observation with ResNet [16]. We also show how the loss weights influence OOD detection in Tabs. 3c and 3d, demonstrating OER's high performance with moderate adjustment of these hyperparameters. + +# 6 Conclusion + +In this work, we analyze OOD detection task from the information theoretical perspective, and show that the close set classification proxy for representation learning may cause over-confidence on known classes and undesired compression of information relevant to OOD detection. To solve the above issues, we propose OER, a novel regularization method for the representation learning of OOD detection. OER adjusts the confidence by tuning temperature coefficient and increases potential detection-relevant information via variational estimation and kernel density estimation. Moreover, we conduct comparative study and extensive ablations to verify the effectiveness of OER. + +# Broader Impacts and Limitations. + +Despite the crucial role of information entropy regularization in OOD detection, irrelevant information may be introduced undesiredly due to the lack of direct supervision with real OODs. We hope OER can attract further exploration on suppressing these irrelevant noise during representation learning process. + +# Acknowledgments + +This work is partially supported by National Key R&D Program of China no. 2021ZD0111901, and National Natural Science Foundation of China (NSFC): 62376259 and 62276246. + +# References + +1. Ahmad, I., Lin, P.E.: A nonparametric estimation of the entropy for absolutely continuous distributions (corresp.). IEEE Transactions on Information Theory 22(3), 372-375 (1976) +2. Barber, D., Agakov, F.: The im algorithm: a variational approach to information maximization. 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Detecting out-of-distribution (OOD) inputs are pivotal for real-world applications. However, due to the inaccessibility of OODs during training phase, applying supervised binary classification with indistribution (ID) and OOD labels is not feasible. Therefore, previous works typically employ the proxy ID classification task to learn feature representation for OOD detection task. In this study, we delve into the relationship between the two tasks through the lens of Information Theory. Our analysis reveals that optimizing the classification objective could inevitably cause the over-confidence and undesired compression of OOD detection-relevant information. To address these two problems, we propose OOD Entropy Regularization (OER) to regularize the information captured in classification-oriented representation learning for detecting OOD samples. 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This necessity gives rise to OOD detection task, which targets at identifying whether an input belongs to ID or OOD." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 652, + 234, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 652, + 234, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 652, + 234, + 666 + ], + "type": "text", + "content": "* Corresponding author" + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 129, + 306, + 254 + ], + "blocks": [ + { + "bbox": [ + 136, + 129, + 306, + 254 + ], + "lines": [ + { + "bbox": [ + 136, + 129, + 306, + 254 + ], + "spans": [ + { + "bbox": [ + 136, + 129, + 306, + 254 + ], + "type": "image", + "image_path": "1f4107fa92b9ffbb6d53195438eeb85eed13d6806d31cf6cddc3f28c90fd33ab.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 214, + 257, + 227, + 266 + ], + "lines": [ + { + "bbox": [ + 214, + 257, + 227, + 266 + ], + "spans": [ + { + "bbox": [ + 214, + 257, + 227, + 266 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 322, + 129, + 457, + 255 + ], + "blocks": [ + { + "bbox": [ + 322, + 129, + 457, + 255 + ], + "lines": [ + { + "bbox": [ + 322, + 129, + 457, + 255 + ], + "spans": [ + { + "bbox": [ + 322, + 129, + 457, + 255 + ], + "type": "image", + "image_path": "cbd071fddd6f8c9b9111d4a1ef08e3151aacb50cd0b06f5edddf9a1444162cb7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 396, + 257, + 408, + 266 + ], + "lines": [ + { + "bbox": [ + 396, + 257, + 408, + 266 + ], + "spans": [ + { + "bbox": [ + 396, + 257, + 408, + 266 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "lines": [ + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "type": "text", + "content": "Fig. 1: (a) Illustrative information relationship between inputs, features, classification and OOD detection. Two shaded regions represent classification-relevant information " + }, + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "type": "inline_equation", + "content": "U_{c} = I(Z;Y)" + }, + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "type": "text", + "content": " and classification-irrelevant detection-relevant information " + }, + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "type": "inline_equation", + "content": "U_{d} = I(Z;T|Y)" + }, + { + "bbox": [ + 131, + 275, + 482, + 331 + ], + "type": "text", + "content": " respectively. Detailed explanation is in the following text. (b) OOD detection performance of existing approaches and the proposed OER on ImageNet-100 and CIFAR-100." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 360, + 482, + 516 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 360, + 482, + 516 + ], + "spans": [ + { + "bbox": [ + 130, + 360, + 482, + 516 + ], + "type": "text", + "content": "To discriminate OODs from IDs, previous methods primarily fall into two categories: representation learning [34, 43, 47, 48, 58] and scoring function designing [10, 17, 18, 28, 29, 45, 46, 57, 65, 67]. The representation learning methods are more essential in learning discriminative feature representation between IDs and OODs. But one challenging difficulty is the inaccessibility of OODs during training phase. Therefore, directly applying supervised representation learning (i.e. binary classification with ID and OOD labels) is not feasible. Currently, many approaches [30, 54, 62] resort to a proxy classification task over IDs and perform OOD detection on the trained classification model. However, with intrinsically inconsistent targets between ID classification and OOD detection, such models can hardly guarantee the detection performance on OODs. Therefore, there is a need to analyze the relationship between the two tasks and design a method to learn feature representation primarily tailored for OOD detection." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "spans": [ + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "text", + "content": "In this paper, we leverage Information Theory [51, 52] to explore the relationship between ID classification and OOD detection tasks. We reveal that maximizing classification-relevant information (denoted as " + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "inline_equation", + "content": "U_{c}" + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "text", + "content": " in Fig. 6a) could cause over-confidence of the model's outputs with respect to known classes, which is harmful for OOD detection. Another issue is the optimization of " + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "inline_equation", + "content": "U_{c}" + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "text", + "content": ", a partial objective in ID classification, leads to the compression of classification-irrelevant detection-relevant information (denoted as " + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "inline_equation", + "content": "U_{d}" + }, + { + "bbox": [ + 130, + 518, + 482, + 614 + ], + "type": "text", + "content": "), which is also undesirable for OOD detection." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Based on our theoretical analysis, we propose a novel OOD detection method, namely OOD Entropy Regularization (OER), to learn appropriate feature representation for both ID classification and OOD detection. Specifically, based on the analysis about the correlation between " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "U_{c}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " and temperature coefficient, we" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 174 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 174 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 174 + ], + "type": "text", + "content": "alleviate the over-confidence issue by appropriately adjusting the temperature. For the second issue, we increase the potential detection-relevant information through establishing a connection between feature distribution and information entropy based on kernel density estimation together with complementary variational estimation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 479, + 235 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 479, + 235 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 479, + 235 + ], + "type": "text", + "content": "We provide both empirical and theoretical insights to explain how OER improves OOD detection. Subsequently, we perform extensive experimental evaluations on OOD detection benchmarks, including CIFAR-10, CIFAR-100 [22], and the large-scale ImageNet [9]. And OER achieves competitive performance as shown in Fig. 6b." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 236, + 387, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 236, + 387, + 247 + ], + "spans": [ + { + "bbox": [ + 146, + 236, + 387, + 247 + ], + "type": "text", + "content": "Our main contributions can be summarized as follows:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 137, + 256, + 479, + 373 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 138, + 256, + 479, + 301 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 256, + 479, + 301 + ], + "spans": [ + { + "bbox": [ + 138, + 256, + 479, + 301 + ], + "type": "text", + "content": "- We provide an information theoretical perspective for OOD detection, and find close set ID classification formulation can lead to over-confidence and undesired compression of OOD detection-relevant information, resulting in a decline in OOD detection capability." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 304, + 479, + 348 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 304, + 479, + 348 + ], + "spans": [ + { + "bbox": [ + 138, + 304, + 479, + 348 + ], + "type": "text", + "content": "- We introduce a new regularized representation learning method, OER, for OOD detection by decreasing model's confidence based on temperature coefficient tuning, and increasing the mutual information between feature representation and potential OODs." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 137, + 352, + 479, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 352, + 479, + 373 + ], + "spans": [ + { + "bbox": [ + 137, + 352, + 479, + 373 + ], + "type": "text", + "content": "- We extensively evaluate OER and show that OER could effectively enhance OOD detection without compromising ID classification accuracy." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 394, + 236, + 407 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 394, + 236, + 407 + ], + "spans": [ + { + "bbox": [ + 132, + 394, + 236, + 407 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 420, + 479, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 420, + 479, + 527 + ], + "spans": [ + { + "bbox": [ + 130, + 420, + 479, + 527 + ], + "type": "text", + "content": "Score Designing for OOD Detection. Score-based methods commonly maintain the classification sub-network unchanged and instead devise the scoring function for OOD detection. The scores can be categorized into three types: classifier-based [17, 18, 28, 34, 67], distance-based [11, 24, 41, 43, 47] and density-based [5, 15, 21, 35, 42, 60]. They respectively utilize classification probability scores, density scores or distances to training samples from the intermediate features to distinguish IDs and OODs. However, all of these scoring functions heavily rely on well-learned discriminative feature representation between IDs and OODs, which is more intrinsic as the focus of this paper." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 545, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 479, + 665 + ], + "type": "text", + "content": "Representation Learning for OOD Detection. Due to the inaccessibility of OODs during training phase, many approaches learn representation by optimizing a proxy classification loss (cross-entropy loss [18, 24] or contrastive loss [7, 11, 20, 34, 43, 47, 48, 58]) over IDs and perform OOD detection on the classification-oriented representation. On this basis, recent works further add a class-separation regularization to increase the angular separation [34] or regularize the decision boundary by synthesizing virtual outliers [12, 49]. However, these works are either not directly designed for OOD detection, require computationally expensive sampling, or lack theoretical support. In this work, we analyze and address these challenges in representation learning for OOD detection." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "text", + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "Information Theory. Information Theory [23, 44, 51, 52] serves as a key theoretical tool for the interpretability of neural networks which has been applied to various tasks, including multi-modal learning [6, 32, 66] and multi-view learning [13, 26, 50, 56]. For instance, several bounds [3, 4, 38-40] have been proposed as feasible and interpretable estimation for the optimization objectives in representation learning. In this work, we propose an information theoretical view to analyze the OOD detection task." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 217, + 467, + 230 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 217, + 467, + 230 + ], + "spans": [ + { + "bbox": [ + 131, + 217, + 467, + 230 + ], + "type": "text", + "content": "3 Information Theoretical Analysis for OOD Detection" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 241, + 222, + 254 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 241, + 222, + 254 + ], + "spans": [ + { + "bbox": [ + 131, + 241, + 222, + 254 + ], + "type": "text", + "content": "3.1 Preliminary" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "X" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " denote the random variable of all inputs including both IDs and OODs in space " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " denote the random variable of corresponding feature representation. The distribution of ID variable, " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "P_X^{\\mathrm{in}}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": ", can be empirically estimated during training, while the distribution of OOD variable, " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "P_X^{\\mathrm{out}}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": ", is unknown during training and testing. Let " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "Y" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " denote the class label of " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "X" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " in space " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "\\mathcal{Y}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": ". The training set " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{tr}^{\\mathrm{in}} = \\{(\\mathbf{x}_i, y_i)\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " is drawn i.i.d. from the joint distribution " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "P_{XY}^{\\mathrm{in}}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " of labeled IDs. Let " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " be the random variable of binary labels for all inputs in space " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "\\mathcal{T} = \\{\\mathrm{in}, \\mathrm{out}\\}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " which indicate whether an input sample is from " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "P_X^{\\mathrm{in}}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "inline_equation", + "content": "P_X^{\\mathrm{out}}" + }, + { + "bbox": [ + 130, + 259, + 482, + 355 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "content": "Classification and OOD detection rely on the same training set " + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_{tr}^{\\mathrm{in}}" + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "content": ". However, for each test sample " + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "inline_equation", + "content": "\\mathbf{x} \\in \\mathcal{X}" + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "content": ", the two tasks have different targets of predicting its class label " + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "inline_equation", + "content": "y \\in \\mathcal{Y}" + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "content": " and binary detection label " + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "inline_equation", + "content": "t \\in \\mathcal{T}" + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "content": ". With OOD data not accessible during training, existing OOD detection methods usually adopt classification target to learn representation " + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 356, + 482, + 437 + ], + "type": "text", + "content": ", which is sub-optimal. Therefore, it is imperative to analyze the relationship between these two tasks and design a method more specifically for OOD detection." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 438, + 481, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 438, + 481, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 438, + 481, + 464 + ], + "type": "text", + "content": "According to the Information Bottleneck theory [51,52], the classification target is to find the optimal representation " + }, + { + "bbox": [ + 130, + 438, + 481, + 464 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 438, + 481, + 464 + ], + "type": "text", + "content": " by minimizing the following Lagrange:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 252, + 475, + 481, + 487 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 252, + 475, + 481, + 487 + ], + "spans": [ + { + "bbox": [ + 252, + 475, + 481, + 487 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = I (Z; X) - \\beta I (Z; Y), \\tag {1}", + "image_path": "81d5f9372d5847e96ea7cfe03d9694c7b0134ddd474ea8c477b4dec32a1be26c.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "inline_equation", + "content": "I(\\cdot, \\cdot)" + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "text", + "content": " is the mutual information that measures the dependence between two variables and the hyperparameter " + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\beta \\geq 0" + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "text", + "content": " is a Lagrange multiplier. The first term aims to compress information of the extracted feature " + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "text", + "content": " as much as possible, while the second term aims to retain adequate semantic information related to " + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "inline_equation", + "content": "Y" + }, + { + "bbox": [ + 130, + 491, + 482, + 552 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 568, + 336, + 579 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 568, + 336, + 579 + ], + "spans": [ + { + "bbox": [ + 131, + 568, + 336, + 579 + ], + "type": "text", + "content": "3.2 Over-confidence on Known Classes" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "spans": [ + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "content": "Definition 1. (Classification-relevant information " + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "inline_equation", + "content": "U_{c}" + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "content": ") With " + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "inline_equation", + "content": "Y" + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "content": " denoting representation and class label of " + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "inline_equation", + "content": "X" + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "content": " as in Sec. 3.1, we define " + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "inline_equation", + "content": "U_{c} = I(Z;Y)" + }, + { + "bbox": [ + 131, + 586, + 482, + 624 + ], + "type": "text", + "content": " as classification-relevant information, i.e. the blue area in Fig. 6a." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "content": "Proposition 1. (Over-confidence due to maximizing " + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "U_{c}" + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "content": ") Maximizing the mutual information " + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "U_{c}" + }, + { + "bbox": [ + 131, + 629, + 482, + 666 + ], + "type": "text", + "content": " exclusively on ID training data according to Eq. (1) leads to over-confidence on known classes." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 400, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 400, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 400, + 128 + ], + "type": "text", + "content": "Proof. The mutual information " + }, + { + "bbox": [ + 132, + 116, + 400, + 128 + ], + "type": "inline_equation", + "content": "I(Z;Y)" + }, + { + "bbox": [ + 132, + 116, + 400, + 128 + ], + "type": "text", + "content": " can be computed as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 246, + 138, + 480, + 150 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 246, + 138, + 480, + 150 + ], + "spans": [ + { + "bbox": [ + 246, + 138, + 480, + 150 + ], + "type": "interline_equation", + "content": "I (Z; Y) = H (Y) - H (Y | Z). \\tag {2}", + "image_path": "7455edda71cde8a2d09bb5afea13bdbff35d43b6477b78796fbe5fd7eedc811a.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "spans": [ + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "text", + "content": "Thus maximizing the mutual information " + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "inline_equation", + "content": "I(Z;Y)" + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "text", + "content": " equals to minimizing the conditional entropy " + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "text", + "content": ", which can be interpreted as the uncertainty of labels given the encoded feature " + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 159, + 479, + 206 + ], + "type": "text", + "content": ", with lower conditional entropy indicating less uncertainty." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "spans": [ + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "text", + "content": "We rewrite the conditional entropy " + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "text", + "content": " as a weighted sum of " + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "inline_equation", + "content": "H(Y|Z = \\mathbf{z})" + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "text", + "content": " for each sample representation " + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "text", + "content": ", using " + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "inline_equation", + "content": "p(\\mathbf{z})" + }, + { + "bbox": [ + 130, + 207, + 479, + 232 + ], + "type": "text", + "content": " as the weights:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 219, + 241, + 480, + 266 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 241, + 480, + 266 + ], + "spans": [ + { + "bbox": [ + 219, + 241, + 480, + 266 + ], + "type": "interline_equation", + "content": "H (Y | Z) = - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} p (y | \\mathbf {z}) \\log p (y | \\mathbf {z}). \\tag {3}", + "image_path": "5e2216820e7b08b7071a03983f4f846234f6f72ccb7886f9336caf5f21d18a20.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 275, + 375, + 288 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 275, + 375, + 288 + ], + "spans": [ + { + "bbox": [ + 132, + 275, + 375, + 288 + ], + "type": "text", + "content": "The posterior over classes in Eq. (3) can be written as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 260, + 297, + 480, + 320 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 260, + 297, + 480, + 320 + ], + "spans": [ + { + "bbox": [ + 260, + 297, + 480, + 320 + ], + "type": "interline_equation", + "content": "p (y | \\mathbf {z}) = \\sum_ {t} p (y, t | \\mathbf {z}), \\tag {4}", + "image_path": "8bc627cd42b7cbee066371c8a1ec7a7ecb89645ffd567a33fe53860e400974e6.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 330, + 400, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 330, + 400, + 342 + ], + "spans": [ + { + "bbox": [ + 131, + 330, + 400, + 342 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 330, + 400, + 342 + ], + "type": "inline_equation", + "content": "t \\in \\{\\mathrm{in}, \\mathrm{out}\\}" + }, + { + "bbox": [ + 131, + 330, + 400, + 342 + ], + "type": "text", + "content": ". By combining Eqs. (3) and (4), we have:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 188, + 351, + 480, + 376 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 351, + 480, + 376 + ], + "spans": [ + { + "bbox": [ + 188, + 351, + 480, + 376 + ], + "type": "interline_equation", + "content": "H (Y | Z) = - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} \\left(\\sum_ {t} p (y, t | \\mathbf {z})\\right) \\log \\left(\\sum_ {t} p (y, t | \\mathbf {z})\\right). \\tag {5}", + "image_path": "3cb535e3f21dafcbf0cab1098caba42d6595fc52e5fd2c5ea26a347072501d8e.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "type": "text", + "content": "Due to the concave property of the function " + }, + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "type": "inline_equation", + "content": "-x\\log x" + }, + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "type": "text", + "content": " in the interval " + }, + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "type": "inline_equation", + "content": "[0,1]" + }, + { + "bbox": [ + 130, + 385, + 480, + 410 + ], + "type": "text", + "content": ", the inequality below holds:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 203, + 418, + 480, + 443 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 203, + 418, + 480, + 443 + ], + "spans": [ + { + "bbox": [ + 203, + 418, + 480, + 443 + ], + "type": "interline_equation", + "content": "H (Y | Z) \\geq - \\sum_ {\\mathbf {z}} p (\\mathbf {z}) \\sum_ {y} \\sum_ {t} p (y, t | \\mathbf {z}) \\log p (y, t | \\mathbf {z}). \\tag {6}", + "image_path": "8a0cf2ef650df2f71c0dc7206ad5fcc67e7988c7bdf3cfbfb7ca2b2a4fac4511.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 453, + 383, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 453, + 383, + 464 + ], + "spans": [ + { + "bbox": [ + 132, + 453, + 383, + 464 + ], + "type": "text", + "content": "By dividing the r.h.s. of Eq. (6) into two terms, we have:" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 209, + 475, + 480, + 487 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 475, + 480, + 487 + ], + "spans": [ + { + "bbox": [ + 209, + 475, + 480, + 487 + ], + "type": "interline_equation", + "content": "H (Y | Z) \\geq H (Y, t = \\operatorname {i n} | Z) + H (Y, t = \\operatorname {o u t} | Z). \\tag {7}", + "image_path": "fb7b91a8194a503e85172682b4d3ec821e816bfe140f456b839b9109b410189f.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 496, + 479, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 479, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 479, + 579 + ], + "type": "text", + "content": "The model optimized exclusively on IDs minimizes the overall conditional entropy on both terms together, which leads to over-low uncertainty (i.e. over-confidence) on known classes for OODs, as well as for IDs. For OOD detection, however, over-confidence serves as a relative concept that IDs' uncertainty should be relatively low compared to that for OODs. Therefore, how to regularize the model with only training IDs to maximize the difference between ID and OOD uncertainty scores is crucial for OOD detection." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 597, + 452, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 597, + 452, + 609 + ], + "spans": [ + { + "bbox": [ + 131, + 597, + 452, + 609 + ], + "type": "text", + "content": "3.3 Undesired Compression of Detection-relevant Information" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": "Definition 2. (Classification-irrelevant detection-relevant information " + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "inline_equation", + "content": "U_{d}" + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": ") With " + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "inline_equation", + "content": "Z, Y" + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": " denoting representation, class label and " + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "inline_equation", + "content": "ID/OOD" + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": " label of " + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "inline_equation", + "content": "X" + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": " as in Sec. 3.1, we define " + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "inline_equation", + "content": "U_{d} = I(Z;T|Y)" + }, + { + "bbox": [ + 131, + 617, + 487, + 666 + ], + "type": "text", + "content": " as classification-irrelevant detection-relevant information, i.e. the purple area in Fig. 6a." + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "text", + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": "Definition 3. (Sufficient representation variable) [6] The representation variable " + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "Z_{suf}" + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": " is sufficient for predicting " + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "Y" + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": " if and only if " + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "I(Z_{suf};Y) = I(X;Y)" + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "spans": [ + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "content": "Definition 4. (" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "content": "-redundant representation variable) Let " + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "inline_equation", + "content": "Z_{\\epsilon}" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "content": " be a sufficient representation variable and " + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "inline_equation", + "content": "\\epsilon \\geq 0" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "content": ", we call " + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "inline_equation", + "content": "Z_{\\epsilon}" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "content": "-redundant representation if and only if " + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "inline_equation", + "content": "I(Z_{\\epsilon}; X|Y) = \\epsilon" + }, + { + "bbox": [ + 132, + 144, + 481, + 180 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "text", + "content": "Proposition 2. (Compression of " + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "inline_equation", + "content": "U_{d}" + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "text", + "content": " due to optimizing Eq. (1)) Optimizing the classification objective leads to the compression of class-irrelevant detection-relevant information in the representation. Formally, let " + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "inline_equation", + "content": "Z_{min}" + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "text", + "content": " be the representation variable obtained by optimizing Eq. (1) until convergence. " + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "inline_equation", + "content": "\\forall \\epsilon > 0" + }, + { + "bbox": [ + 132, + 183, + 482, + 232 + ], + "type": "text", + "content": ", we have" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 247, + 244, + 480, + 257 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 244, + 480, + 257 + ], + "spans": [ + { + "bbox": [ + 247, + 244, + 480, + 257 + ], + "type": "interline_equation", + "content": "I \\left(Z _ {\\min }; T \\mid Y\\right) \\leq I \\left(Z _ {\\epsilon}; T \\mid Y\\right). \\tag {8}", + "image_path": "9815eefa1e20132be76c08179122f8e3982c83ffef039565f87052780e6dadda.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 259, + 467, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 259, + 467, + 272 + ], + "spans": [ + { + "bbox": [ + 132, + 259, + 467, + 272 + ], + "type": "text", + "content": "Proof. The conditional mutual information " + }, + { + "bbox": [ + 132, + 259, + 467, + 272 + ], + "type": "inline_equation", + "content": "I(Z_{\\min}; X|Y)" + }, + { + "bbox": [ + 132, + 259, + 467, + 272 + ], + "type": "text", + "content": " can be written as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 216, + 277, + 480, + 289 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 277, + 480, + 289 + ], + "spans": [ + { + "bbox": [ + 216, + 277, + 480, + 289 + ], + "type": "interline_equation", + "content": "I \\left(Z _ {\\min }; X \\mid Y\\right) = I \\left(Z _ {\\min }; X\\right) - I \\left(Z _ {\\min }; Y\\right), \\tag {9}", + "image_path": "a4ad3795659463d338d55c30aade9254c616bfb230268fd0ca931acba6a582e0.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "spans": [ + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": "which is consistent with the objective in Eq. (1). Suppose " + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "inline_equation", + "content": "I(Z_{min};Y)" + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": " is maximized during the optimization process to reach " + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "inline_equation", + "content": "I(Z_{min};Y) = I(X;Y)" + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": ", thus " + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "inline_equation", + "content": "Z_{min}" + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": " is sufficient. As " + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "inline_equation", + "content": "I(Z_{min};X|Y)" + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": " is decreased towards 0, " + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "inline_equation", + "content": "Z_{min}" + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": " is nearly 0-redundant representation. Therefore, given " + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "inline_equation", + "content": "\\epsilon > 0" + }, + { + "bbox": [ + 132, + 293, + 480, + 342 + ], + "type": "text", + "content": ", we have" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 227, + 347, + 480, + 359 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 227, + 347, + 480, + 359 + ], + "spans": [ + { + "bbox": [ + 227, + 347, + 480, + 359 + ], + "type": "interline_equation", + "content": "0 \\leftarrow I \\left(Z _ {\\min }; X | Y\\right) < I \\left(Z _ {\\epsilon}; X | Y\\right) = \\epsilon . \\tag {10}", + "image_path": "0521abec3130794e7e79499756a451c94f5041aa64d40de873b6d1123a65720d.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 364, + 363, + 375 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 364, + 363, + 375 + ], + "spans": [ + { + "bbox": [ + 132, + 364, + 363, + 375 + ], + "type": "text", + "content": "Using the chain rule of mutual information, we have" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 241, + 381, + 480, + 393 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 381, + 480, + 393 + ], + "spans": [ + { + "bbox": [ + 241, + 381, + 480, + 393 + ], + "type": "interline_equation", + "content": "I \\left(Z _ {\\min }; T \\mid Y\\right) \\leq I \\left(Z _ {\\min }; X \\mid Y\\right). \\tag {11}", + "image_path": "bc80d2f57d21657edb83f079ab989b4b9179adf3d7af3128aab8ecdee8edfb85.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 397, + 480, + 410 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 397, + 480, + 410 + ], + "spans": [ + { + "bbox": [ + 132, + 397, + 480, + 410 + ], + "type": "text", + "content": "Combining Eq. (10) and Eq. (11) gets " + }, + { + "bbox": [ + 132, + 397, + 480, + 410 + ], + "type": "inline_equation", + "content": "I(Z_{\\min}; T|Y) \\to 0" + }, + { + "bbox": [ + 132, + 397, + 480, + 410 + ], + "type": "text", + "content": ". Thus, Eq. (8) is proved." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "spans": [ + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "type": "text", + "content": "Therefore, nearly 0-redundant representation targeting at classification will cause compression of detection-relevant information, which is undesirable for OOD detection. One solution to alleviate this problem is increasing the information between inputs and representation " + }, + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "type": "inline_equation", + "content": "I(Z;X)" + }, + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "type": "text", + "content": " to allow " + }, + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 132, + 411, + 480, + 469 + ], + "type": "text", + "content": "-redundant representation and gain more potential detection-relevant information." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 484, + 382, + 498 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 484, + 382, + 498 + ], + "spans": [ + { + "bbox": [ + 132, + 484, + 382, + 498 + ], + "type": "text", + "content": "4 Method: OOD Entropy Regularization" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 132, + 506, + 335, + 517 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 506, + 335, + 517 + ], + "spans": [ + { + "bbox": [ + 132, + 506, + 335, + 517 + ], + "type": "text", + "content": "4.1 Overview of the Proposed Method" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 132, + 521, + 480, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 521, + 480, + 568 + ], + "spans": [ + { + "bbox": [ + 132, + 521, + 480, + 568 + ], + "type": "text", + "content": "In this section, we propose OER to regularize representation learning for OOD detection. Specifically, we tune the temperature to alleviate the over-confidence issue and increase the detection-relevant information through complementary kernel density estimation and variational estimation." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": "OER consists of three components: (1) A encoder " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": " that maps the input " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathbf{x}" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": " to a high dimensional feature embedding " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "f(\\mathbf{x})" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": ", i.e. the penultimate layer feature. (2) A MLP projection head " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": " (Linear-ReLU-Linear) that maps " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "f(\\mathbf{x})" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": " to a lower dimensional embedding " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathbf{z}' = h(f(\\mathbf{x}))" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": ". Then the classification loss is applied to the normalized feature embedding " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathbf{z} = \\mathbf{z}' / ||\\mathbf{z}'||" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": " on a unit hypersphere, a.k.a. hyperspherical embedding. (3) A reconstruction network " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": " that reconstructs the intermediate feature with the penultimate layer feature " + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "inline_equation", + "content": "f(\\mathbf{x})" + }, + { + "bbox": [ + 132, + 570, + 481, + 665 + ], + "type": "text", + "content": ". The detailed architecture is shown in Fig. 2." + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 157, + 118, + 459, + 240 + ], + "blocks": [ + { + "bbox": [ + 157, + 118, + 459, + 240 + ], + "lines": [ + { + "bbox": [ + 157, + 118, + 459, + 240 + ], + "spans": [ + { + "bbox": [ + 157, + 118, + 459, + 240 + ], + "type": "image", + "image_path": "50a808d72c592558dca06cbd851eaae7d647c7524584d1e4528c59200646f0ff.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 201, + 251, + 411, + 262 + ], + "lines": [ + { + "bbox": [ + 201, + 251, + 411, + 262 + ], + "spans": [ + { + "bbox": [ + 201, + 251, + 411, + 262 + ], + "type": "text", + "content": "Fig. 2: Overview of the proposed OER framework." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 286, + 302, + 298 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 286, + 302, + 298 + ], + "spans": [ + { + "bbox": [ + 132, + 286, + 302, + 298 + ], + "type": "text", + "content": "4.2 Solution to Over-confidence" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "text", + "content": "Classification Loss. Following previous works [34, 43], we model feature embedding " + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "text", + "content": " with hyperspherical von Mises-Fisher (vMF) distribution [19], which assigns " + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "text", + "content": " to class " + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 131, + 310, + 482, + 346 + ], + "type": "text", + "content": " with the following probability:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 206, + 355, + 481, + 387 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 206, + 355, + 481, + 387 + ], + "spans": [ + { + "bbox": [ + 206, + 355, + 481, + 387 + ], + "type": "interline_equation", + "content": "p (y = c | \\mathbf {z}; \\tau , \\left\\{\\boldsymbol {\\mu} _ {c} \\right\\} _ {c = 1} ^ {C}) = \\frac {\\exp \\left(\\mathbf {z} ^ {\\top} \\boldsymbol {\\mu} _ {c} / \\tau\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(\\mathbf {z} ^ {\\top} \\boldsymbol {\\mu} _ {j} / \\tau\\right)}, \\tag {12}", + "image_path": "fd2ae2f6cd328f66dd8f67e962fa6875a9f869693b825756beea06411a654ee1.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "inline_equation", + "content": "\\pmb{\\mu}_{c}" + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "content": " is the prototypical feature with unit norm for class " + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "content": " is the temperature coefficient. Same as CIDER [34], " + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "inline_equation", + "content": "\\pmb{\\mu}_{c}" + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "content": " is updated by Exponential Moving Average algorithm [25]. Given the embedding " + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 131, + 396, + 482, + 456 + ], + "type": "text", + "content": " extracted from training IDs, we perform maximum likelihood estimation according to Eq. (12). By taking the negative log-likelihood, the classification loss can be written as follows:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 220, + 465, + 481, + 500 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 220, + 465, + 481, + 500 + ], + "spans": [ + { + "bbox": [ + 220, + 465, + 481, + 500 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\mathrm {c l s}} = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\frac {\\exp \\left(\\mathbf {z} _ {i} ^ {\\top} \\boldsymbol {\\mu} _ {c} / \\tau\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(\\mathbf {z} _ {i} ^ {\\top} \\boldsymbol {\\mu} _ {j} / \\tau\\right)}. \\tag {13}", + "image_path": "b78aaa5d482c6d0c4d9fbd3846cf227b895608c0326071a1ad329546eb15529d.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 517, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 517, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 131, + 517, + 482, + 590 + ], + "type": "text", + "content": "Temperature Coefficient. Inspired by previous works [20, 55] that a small temperature is desirable for ID classification to penalize the hard negative samples, we further discuss the effect of temperature coefficient in OOD detection task. As an empirical observation, we find regularizing the model by increasing the conditional entropy of training IDs could result in larger uncertainty difference between IDs and OODs as well, thus improve the detection performance." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 590, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 590, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 131, + 590, + 482, + 628 + ], + "type": "text", + "content": "To this end, we resort to temperature tuning and study the relationship between conditional entropy and the training-time temperature coefficient. Given a predefined constant temperature " + }, + { + "bbox": [ + 131, + 590, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\tau_0" + }, + { + "bbox": [ + 131, + 590, + 482, + 628 + ], + "type": "text", + "content": ", the posterior could be expressed as follows:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 221, + 637, + 481, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 221, + 637, + 481, + 669 + ], + "spans": [ + { + "bbox": [ + 221, + 637, + 481, + 669 + ], + "type": "interline_equation", + "content": "p (y = c | \\mathbf {z} _ {i}, \\tau_ {0}) = \\frac {\\exp \\left(s _ {i c} ^ {o p t} \\tau / \\tau_ {0}\\right)}{\\sum_ {j = 1} ^ {C} \\exp \\left(s _ {i j} ^ {o p t} \\tau / \\tau_ {0}\\right)}, \\tag {14}", + "image_path": "98b16d6d6eda57a168e4e031fa1b62010c63b8606a7c87394495d11e053c65a4.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "text", + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 218, + 199 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 218, + 199 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 218, + 199 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 218, + 199 + ], + "type": "image", + "image_path": "bc39feea17d8a3ef55fc607c14b47d1b28b7fd04a9aca8edfccfecbf3243498f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 155, + 201, + 197, + 211 + ], + "lines": [ + { + "bbox": [ + 155, + 201, + 197, + 211 + ], + "spans": [ + { + "bbox": [ + 155, + 201, + 197, + 211 + ], + "type": "text", + "content": "(a) " + }, + { + "bbox": [ + 155, + 201, + 197, + 211 + ], + "type": "inline_equation", + "content": "\\tau = 0.3" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 220, + 115, + 304, + 200 + ], + "blocks": [ + { + "bbox": [ + 220, + 115, + 304, + 200 + ], + "lines": [ + { + "bbox": [ + 220, + 115, + 304, + 200 + ], + "spans": [ + { + "bbox": [ + 220, + 115, + 304, + 200 + ], + "type": "image", + "image_path": "61b6e2afee2ea9638fdd79be80c6b59e82c074971c5c225e516350258c6d09eb.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 242, + 201, + 284, + 211 + ], + "lines": [ + { + "bbox": [ + 242, + 201, + 284, + 211 + ], + "spans": [ + { + "bbox": [ + 242, + 201, + 284, + 211 + ], + "type": "text", + "content": "(b) " + }, + { + "bbox": [ + 242, + 201, + 284, + 211 + ], + "type": "inline_equation", + "content": "\\tau = 0.1" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 309, + 116, + 392, + 200 + ], + "blocks": [ + { + "bbox": [ + 309, + 116, + 392, + 200 + ], + "lines": [ + { + "bbox": [ + 309, + 116, + 392, + 200 + ], + "spans": [ + { + "bbox": [ + 309, + 116, + 392, + 200 + ], + "type": "image", + "image_path": "13c339b82e1cafd23178ebb45a35e12a19c6ccdb999899d602aa8f67ffcf3ca8.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 329, + 201, + 373, + 211 + ], + "lines": [ + { + "bbox": [ + 329, + 201, + 373, + 211 + ], + "spans": [ + { + "bbox": [ + 329, + 201, + 373, + 211 + ], + "type": "text", + "content": "(c) " + }, + { + "bbox": [ + 329, + 201, + 373, + 211 + ], + "type": "inline_equation", + "content": "\\tau = 0.08" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "lines": [ + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "spans": [ + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "type": "text", + "content": "Fig. 3: Illustration of the distribution for training IDs (CIFAR-100, blue), testing IDs (green) and OODs (SVHN, orange) with respect to temperature coefficient " + }, + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "type": "text", + "content": " in training loss. The horizontal and vertical axes are " + }, + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\max_{j\\in [C]}\\mathbf{z}_i\\pmb{\\mu}_j" + }, + { + "bbox": [ + 131, + 220, + 482, + 255 + ], + "type": "text", + "content": " and the density respectively." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 395, + 116, + 480, + 200 + ], + "blocks": [ + { + "bbox": [ + 395, + 116, + 480, + 200 + ], + "lines": [ + { + "bbox": [ + 395, + 116, + 480, + 200 + ], + "spans": [ + { + "bbox": [ + 395, + 116, + 480, + 200 + ], + "type": "image", + "image_path": "b1a7b47e42272f7750513bea8d6c5967a6e128e52318f4d4f1898d1571127bcb.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 415, + 201, + 462, + 211 + ], + "lines": [ + { + "bbox": [ + 415, + 201, + 462, + 211 + ], + "spans": [ + { + "bbox": [ + 415, + 201, + 462, + 211 + ], + "type": "text", + "content": "(d) " + }, + { + "bbox": [ + 415, + 201, + 462, + 211 + ], + "type": "inline_equation", + "content": "\\tau = 0.05" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "type": "inline_equation", + "content": "s_{ic}^{opt} = \\mathbf{z}_i^\\top \\pmb{\\mu}_c / \\tau" + }, + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "type": "text", + "content": " is computed using the features once Eq. (13) has been optimized. By combining Eqs. (3) and (14), we find the conditional entropy of learned embeddings monotonically increases as " + }, + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 274, + 482, + 324 + ], + "type": "text", + "content": " decreases (the proof can be found in Appendix A), i.e." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 265, + 331, + 481, + 345 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 265, + 331, + 481, + 345 + ], + "spans": [ + { + "bbox": [ + 265, + 331, + 481, + 345 + ], + "type": "interline_equation", + "content": "\\partial H (Y | Z) / \\partial \\tau \\leq 0. \\tag {15}", + "image_path": "43ef8df7b467bbcbf30a91efe4b6cf83ea7310cc16baa0398b6dd27881f69aae.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 352, + 484, + 425 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 484, + 425 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 484, + 425 + ], + "type": "text", + "content": "Figure 3 illustrates different feature distributions around the nearest prototype for IDs and OODs with respect to temperature coefficient " + }, + { + "bbox": [ + 130, + 352, + 484, + 425 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 352, + 484, + 425 + ], + "type": "text", + "content": ". As shown, tuning the temperature could modify the feature distribution and adjust the conditional entropy of IDs and OODs asymmetrically (also shown in Fig. 5c), which consequently provides maximum uncertainty discrepancy to alleviate overconfidence issue. Empirical verification and discussion will be presented in Sec. 5.3." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 439, + 370, + 452 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 439, + 370, + 452 + ], + "spans": [ + { + "bbox": [ + 131, + 439, + 370, + 452 + ], + "type": "text", + "content": "4.3 Solution to Undesired Compression of " + }, + { + "bbox": [ + 131, + 439, + 370, + 452 + ], + "type": "inline_equation", + "content": "U_{d}" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "spans": [ + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "type": "text", + "content": "To address the undesired compression of " + }, + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "type": "inline_equation", + "content": "U_{d}" + }, + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "type": "text", + "content": ", we employ two estimation approaches, including kernel density estimation on encoded features and variational estimation through a reconstruction network to enhance the mutual information between inputs " + }, + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "type": "inline_equation", + "content": "I(Z;X)" + }, + { + "bbox": [ + 130, + 458, + 482, + 507 + ], + "type": "text", + "content": " and gain more potential detection-relevant information." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 521, + 482, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 557 + ], + "type": "text", + "content": "Kernel Density Estimation. We establish the relationship between feature representation and information entropy via kernel density estimators [1], which compute differentiable forms of mutual information for multiple encoding stages." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 558, + 482, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 594 + ], + "type": "text", + "content": "For the final projected features, vMF distribution is an appropriate prior for kernel density estimation due to the normalized hyperspherical embeddings. Thus, the mutual information can be estimated as:" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 187, + 601, + 481, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 601, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 187, + 601, + 481, + 635 + ], + "type": "interline_equation", + "content": "I (Z; X) = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\left(\\frac {1}{N - 1} \\sum_ {j \\neq i} e ^ {\\mathbf {z} _ {i} ^ {\\top} \\mathbf {z} _ {j} / \\tau}\\right) - \\log Z _ {\\mathrm {v M F}}, \\tag {16}", + "image_path": "e3f734fbf779ba61d4d2a183f2a8e8eee9974afe9e06af6f6ccb5bd8659e22ab.jpg" + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "Z_{\\mathrm{vMF}}" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the vMF normalization factor that does not affect the optimization objective. Since the unbiased statistic " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " of the final representation exists, we" + } + ] + } + ], + "index": 19 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": "maximize a computationally efficient form " + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "I(\\pmb{\\mu}; X)" + }, + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": " with less noise compared to using original samples:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 246, + 148, + 480, + 180 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 246, + 148, + 480, + 180 + ], + "spans": [ + { + "bbox": [ + 246, + 148, + 480, + 180 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\mathrm {v m f}} = \\frac {1}{C} \\sum_ {i = 1} ^ {C} \\log \\sum_ {j \\neq i} e ^ {\\boldsymbol {\\mu} _ {i} \\cdot \\boldsymbol {\\mu} _ {j}}. \\tag {17}", + "image_path": "44f2670ab82ab51db74178c60b6fb44a40184a3dc36c101eb915395892d56a10.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 186, + 479, + 233 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 186, + 479, + 233 + ], + "spans": [ + { + "bbox": [ + 131, + 186, + 479, + 233 + ], + "type": "text", + "content": "For the embeddings from intermediate layers, we assume they follow Gaussian mixture distribution in Euclidean space. Thus the mutual information for intermediate representation " + }, + { + "bbox": [ + 131, + 186, + 479, + 233 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 131, + 186, + 479, + 233 + ], + "type": "text", + "content": " can be computed via Gaussian kernel density estimator as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 187, + 240, + 480, + 273 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 240, + 480, + 273 + ], + "spans": [ + { + "bbox": [ + 187, + 240, + 480, + 273 + ], + "type": "interline_equation", + "content": "I (Z; X) = - \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\log \\left(\\frac {1}{N - 1} \\sum_ {j \\neq i} e ^ {\\left\\| z _ {i} - z _ {j} \\right\\| _ {2} ^ {2}}\\right) - \\log Z _ {\\mathrm {R B F}}, \\tag {18}", + "image_path": "2305724ed8928bcf036802bb7861caf030a7ee6e874ad2f0c31aae183a7af2a7.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\mathrm{Z}_{\\mathrm{RBF}}" + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "text", + "content": " is the normalization factor for Radial Basis Function(RBF). Let " + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "inline_equation", + "content": "f^{l}(\\mathbf{x}_{i})" + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "text", + "content": " denote the feature embedding of the " + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "inline_equation", + "content": "l^{th}" + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "text", + "content": " block. The overall " + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "inline_equation", + "content": "I(Z;X)" + }, + { + "bbox": [ + 132, + 279, + 479, + 316 + ], + "type": "text", + "content": " can be maximized with the following loss:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 213, + 323, + 479, + 356 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 213, + 323, + 479, + 356 + ], + "spans": [ + { + "bbox": [ + 213, + 323, + 479, + 356 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\mathrm {r b f}} = \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\sum_ {l} \\lambda_ {l} \\log \\sum_ {j \\neq i} e ^ {\\left\\| f ^ {l} \\left(\\mathbf {x} _ {i}\\right) - f ^ {l} \\left(\\mathbf {x} _ {j}\\right) \\right\\| _ {2} ^ {2}}, \\tag {19}", + "image_path": "607776fb54326345bab09f6c99dd9a0e5695a4b0fb6e01d890413f47733fcda3.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "spans": [ + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "type": "inline_equation", + "content": "\\lambda_{l}" + }, + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "type": "text", + "content": " is the weight coefficient for the " + }, + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "type": "inline_equation", + "content": "l^{th}" + }, + { + "bbox": [ + 132, + 364, + 353, + 376 + ], + "type": "text", + "content": " block." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "spans": [ + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "text", + "content": "Variational Estimation. Similar to Barber et al. [2], we adopt variational distribution " + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "inline_equation", + "content": "q(\\mathbf{x}|\\mathbf{z})" + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "text", + "content": " to approximate " + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "inline_equation", + "content": "p(\\mathbf{x}|\\mathbf{z})" + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "text", + "content": " to obtain an tractable optimization problem. Due to the non-negativity of the KL divergence, we have a lower bound for " + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "inline_equation", + "content": "I(Z;X)" + }, + { + "bbox": [ + 131, + 392, + 479, + 439 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 184, + 448, + 479, + 488 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 184, + 448, + 479, + 488 + ], + "spans": [ + { + "bbox": [ + 184, + 448, + 479, + 488 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} I (Z; X) = E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log \\frac {q (\\mathbf {x} | \\mathbf {z})}{p (\\mathbf {x})} ] + E _ {p (\\mathbf {z})} [ \\mathcal {K L} (p (\\mathbf {x} | \\mathbf {z}) | | q (\\mathbf {x} | \\mathbf {z})) ] \\tag {20} \\\\ \\geq E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log q (\\mathbf {x} | \\mathbf {z}) ] + H (X). \\\\ \\end{array}", + "image_path": "4534a2447dfa3b5d58d0a527d250d588b9315fb860036d487fed7a15510fa98c.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "spans": [ + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": "Assuming " + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "inline_equation", + "content": "q(\\mathbf{x}|\\mathbf{z})" + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": " follows a Gaussian distribution " + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "inline_equation", + "content": "\\mathcal{N}(g(\\mathbf{z}),\\sigma^2 I)" + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "inline_equation", + "content": "\\mathbf{x} = g(\\mathbf{z}) + \\sigma \\delta" + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "inline_equation", + "content": "\\delta \\sim \\mathcal{N}(0,I)" + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": ". Maximizing " + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "inline_equation", + "content": "I(X;Z)" + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": " is equivalent to minimizing the negative term of " + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "inline_equation", + "content": "E_{p(\\mathbf{x},\\mathbf{z})}[\\log q(\\mathbf{x}|\\mathbf{z})]" + }, + { + "bbox": [ + 131, + 495, + 479, + 533 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 216, + 540, + 479, + 555 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 540, + 479, + 555 + ], + "spans": [ + { + "bbox": [ + 216, + 540, + 479, + 555 + ], + "type": "interline_equation", + "content": "- E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\log q (\\mathbf {x} | \\mathbf {z}) ] \\triangleq E _ {p (\\mathbf {x}, \\mathbf {z})} [ \\| g (\\mathbf {z}) - \\mathbf {x} \\| _ {2} ^ {2} ]. \\tag {21}", + "image_path": "863e40299a990d9f318c2da89fa1ccbe7672c266a7d2d6cced91e51e631e0b79.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 560, + 479, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 560, + 479, + 583 + ], + "spans": [ + { + "bbox": [ + 131, + 560, + 479, + 583 + ], + "type": "text", + "content": "We optimize the reconstruction model " + }, + { + "bbox": [ + 131, + 560, + 479, + 583 + ], + "type": "inline_equation", + "content": "g(\\cdot)" + }, + { + "bbox": [ + 131, + 560, + 479, + 583 + ], + "type": "text", + "content": " by minimizing the reconstruction loss for the features from each block:" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 219, + 590, + 479, + 621 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 590, + 479, + 621 + ], + "spans": [ + { + "bbox": [ + 219, + 590, + 479, + 621 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\text {r e c}} = \\frac {1}{N} \\sum_ {i = 1} ^ {N} \\sum_ {l} [ \\| g ^ {l} (f (\\mathbf {x} _ {i})) - f ^ {l} (\\mathbf {x} _ {i}) \\| _ {2} ^ {2} ], \\tag {22}", + "image_path": "db91e701b324e9d758823616b71516908882e86c92d3d1d6bf04aec23820707a.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "type": "inline_equation", + "content": "g^{l}(f(\\mathbf{x}_{i}))" + }, + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "type": "text", + "content": " is the reconstructed feature map of the " + }, + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "type": "inline_equation", + "content": "l^{th}" + }, + { + "bbox": [ + 131, + 628, + 479, + 665 + ], + "type": "text", + "content": " block. According to Eq. (22), optimizing the reconstruction loss encourages the learned representation to contain more detection-relevant information." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "text", + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 472, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 472, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 472, + 128 + ], + "type": "text", + "content": "Overall Loss. The overall loss is the weighted sum of the above four terms:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 224, + 136, + 481, + 148 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 136, + 481, + 148 + ], + "spans": [ + { + "bbox": [ + 224, + 136, + 481, + 148 + ], + "type": "interline_equation", + "content": "\\mathrm {L} = \\mathrm {L} _ {\\mathrm {c l s}} + \\mathrm {L} _ {\\mathrm {v m f}} + \\lambda_ {r b f} \\mathrm {L} _ {\\mathrm {r b f}} + \\lambda_ {r e c} \\mathrm {L} _ {\\mathrm {r e c}}, \\tag {23}", + "image_path": "a4b3c8dc6c227d76fdba75246a219ff4cc0a9d4b79e3f905e0ca3235d99e395a.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "type": "inline_equation", + "content": "\\lambda_{rbf}" + }, + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "type": "inline_equation", + "content": "\\lambda_{rec}" + }, + { + "bbox": [ + 130, + 153, + 481, + 177 + ], + "type": "text", + "content": " modulate the relative importance of the regularization terms." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 192, + 479, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 192, + 479, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 192, + 479, + 266 + ], + "type": "text", + "content": "Complementarity of the Regularization Terms. Though with the similar targets, the two estimators have different potential effects. The regularization term derived by kernel density estimation easily facilitates an increase in diverse information of potential OODs, but may introduce irrelevant noise. In contrast, the variational estimation via reconstruction network could compensate the inaccuracy of kernel density estimation, though suffering from optimization difficulty." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 281, + 230, + 294 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 281, + 230, + 294 + ], + "spans": [ + { + "bbox": [ + 132, + 281, + 230, + 294 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 303, + 262, + 316 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 303, + 262, + 316 + ], + "spans": [ + { + "bbox": [ + 132, + 303, + 262, + 316 + ], + "type": "text", + "content": "5.1 Experimental Setup" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 320, + 479, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 320, + 479, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 479, + 392 + ], + "type": "text", + "content": "Datasets. We use CIFAR-10, CIFAR-100 [22] and the large-scale ImageNet [9] as the ID training data. For CIFAR datasets, we use a series of natural image datasets as OODs, including Textures [8], SVHN [36], Places365 [68], iSUN [61] and LSUN [63]. For ImageNet-100, the OOD test data includes the subsets of iNaturalist [53], SUN [59], Places365 [68], and Textures [8]. Note that the categories of OOD dataset are disjoint with those of ID dataset." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "text", + "content": "Training Details. We use ResNet-18 [16] as the backbone for CIFAR-10, and ResNet-34 for CIFAR-100 and ImageNet-100. The feature dimension of the projection layer is set to 128 for CIFAR-10 and 512 for CIFAR-100 and ImageNet-100. The hyperparameters are set as follows: " + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "inline_equation", + "content": "\\lambda_{rbf} = \\lambda_{rec} = 0.1" + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "inline_equation", + "content": "\\lambda_l = \\{0.25, 0.5, 1\\}" + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "text", + "content": ", temperature coefficient " + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "inline_equation", + "content": "\\tau = 0.1" + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "text", + "content": ", and prototype update momentum is 0.95. The models are optimized by Stochastic Gradient Descent [31] with momentum term of 0.9 and weight decay of " + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "inline_equation", + "content": "10^{-4}" + }, + { + "bbox": [ + 130, + 407, + 482, + 529 + ], + "type": "text", + "content": ", applying cosine annealing schedule. For CIFAR dataset, the initial learning rate is set to 0.5, batch size is 512, and training lasts for 500 epochs. For ImageNet dataset, the initial learning rate is set to 0.1, batch size is 128, and training lasts for 100 epochs." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 542, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 542, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 542, + 482, + 616 + ], + "type": "text", + "content": "OOD Detection Scoring Function. Since OER is designed to learn better representation for OOD detection, we adopt a simple non-parametric K Nearest Neighbors(KNN) score [47] for distance measure. In line with common procedure in [34,43,47], we leverage the feature embeddings from the penultimate layer. In the ablation study, we also consider the commonly used Mahalanobis score [24] and MaxCosine score [67] for a fair comparison in Fig. 5b." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": "Evaluation Metrics. We report the following metrics: (1) False positive rate of OODs when ID true positive rate is " + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "95\\%" + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": " (FPR95). (2) Area under the receiver operating characteristic curve (AUROC). (3) ID classification accuracy (ACC)." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 156, + 480, + 280 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: OOD detection and ID classification performance on CIFAR-100 (ID) with ResNet-34. " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\downarrow" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " means smaller values are better and " + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "\\uparrow" + }, + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": " means larger values are better. Bold numbers indicate superior results." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 156, + 480, + 280 + ], + "lines": [ + { + "bbox": [ + 134, + 156, + 480, + 280 + ], + "spans": [ + { + "bbox": [ + 134, + 156, + 480, + 280 + ], + "type": "table", + "html": "
MethodSVHNPlaces365LSUNiSUNTexturesAverage
FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑FPR↓AUC↑
MSP45.290.384.671.884.074.285.773.981.773.276.276.8
ODIN7.898.679.777.347.992.377.382.570.582.556.686.6
Maha87.680.784.173.184.379.284.178.761.784.480.379.2
Energy75.877.579.177.441.693.176.282.768.382.968.282.7
DICE43.797.285.075.943.795.775.280.975.089.864.587.9
VOS77.474.180.874.575.682.668.385.461.585.372.880.3
SSD+40.494.179.878.950.991.781.183.354.689.661.487.3
KNN+45.791.179.579.348.591.077.482.453.588.860.986.1
NPOS15.496.879.371.343.287.447.786.445.289.446.186.2
CIDER16.197.678.375.117.196.249.589.236.492.039.490.0
OER6.198.380.370.914.996.123.295.917.895.128.491.2
", + "image_path": "ad66a4dd60de8f9054ad5755d431967a38004cdd26a31979fbf0db43acb4ce81.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 301, + 228, + 312 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 301, + 228, + 312 + ], + "spans": [ + { + "bbox": [ + 132, + 301, + 228, + 312 + ], + "type": "text", + "content": "5.2 Main Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 320, + 482, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 320, + 482, + 416 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 482, + 416 + ], + "type": "text", + "content": "Comparative Methods. For clarity, we divide the competitive methods into two categories: score designing methods including Maximum Softmax Probability [18], ODIN [27], Mahalanobis [24], Energy [29], DICE [46] trained on CrossEntropy loss and representation learning methods including KNN+ [47], SSD+ [43], CIDER [34], VOS [12] and NPOS [49]. Both SSD+ and KNN+ are trained with SupCon loss. For fairness, we use the same backbone and embedding dimension, while varying the training objective and scoring function. All results are trained on the ID dataset from scratch without accessing real OODs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "text", + "content": "OER Outperforms Competitive Approaches. The comparative results on CIFAR-100 [22] are shown in Tab. 1 (more experimental results on CIFAR-10 and ImageNet-100 are shown in Appendices C.4 and C.5). Compared to previous representation learning methods such as SSD+, KNN+ and CIDER, which employ contrastive loss for ID classification, OER significantly outperforms them by learning more discriminative features specific for OOD detection. For instance, OER reduces " + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "inline_equation", + "content": "10.0\\%" + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "text", + "content": " average FPR on CIFAR-100 and " + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "inline_equation", + "content": "7.6\\%" + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "text", + "content": " on ImageNet-100 compared to the most related CIDER. OER also outperforms the synthesis-based works, VOS and NPOS, without generating pseudo OODs. The suboptimal performance on Places365 can be attributed to the complex irrelevant noise in scene images, which is fairly challenging to prevent " + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "inline_equation", + "content": "\\mathrm{L}_{\\mathrm{rec}}" + }, + { + "bbox": [ + 130, + 433, + 482, + 613 + ], + "type": "text", + "content": " from characterizing them (see Appendix C.7 for more details). Moreover, OER achieves the state-of-the-art on both average AUROC and FPR despite its minor decrease on classification performance. This may be caused by the irrelevant information introduced together with the detection-relevant information." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "OER Enhances the Separability between IDs and OODs. We qualitatively visualize the embedding distribution of IDs and OODs via UMAP [33] as well as their KNN distance in Fig. 4. And the quantitative measure of the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "text", + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 115, + 216, + 192 + ], + "blocks": [ + { + "bbox": [ + 136, + 115, + 216, + 192 + ], + "lines": [ + { + "bbox": [ + 136, + 115, + 216, + 192 + ], + "spans": [ + { + "bbox": [ + 136, + 115, + 216, + 192 + ], + "type": "image", + "image_path": "6459b4db05ab91466047112b695c425b8b550d984c7f3435cc086ff2c11a829e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 224, + 115, + 304, + 192 + ], + "blocks": [ + { + "bbox": [ + 224, + 115, + 304, + 192 + ], + "lines": [ + { + "bbox": [ + 224, + 115, + 304, + 192 + ], + "spans": [ + { + "bbox": [ + 224, + 115, + 304, + 192 + ], + "type": "image", + "image_path": "701b33eb8234b4920e19f1b947a920f93b0beff234c7c7501c5eeacd5c2646dd.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 255, + 196, + 269, + 205 + ], + "lines": [ + { + "bbox": [ + 255, + 196, + 269, + 205 + ], + "spans": [ + { + "bbox": [ + 255, + 196, + 269, + 205 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 313, + 115, + 392, + 192 + ], + "blocks": [ + { + "bbox": [ + 313, + 115, + 392, + 192 + ], + "lines": [ + { + "bbox": [ + 313, + 115, + 392, + 192 + ], + "spans": [ + { + "bbox": [ + 313, + 115, + 392, + 192 + ], + "type": "image", + "image_path": "2613acb8a0f4b6e9e4eb36dd8a2c6b235d3bba1f04118f833cf6c6f079041a49.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 402, + 115, + 481, + 192 + ], + "blocks": [ + { + "bbox": [ + 402, + 115, + 481, + 192 + ], + "lines": [ + { + "bbox": [ + 402, + 115, + 481, + 192 + ], + "spans": [ + { + "bbox": [ + 402, + 115, + 481, + 192 + ], + "type": "image", + "image_path": "ec381c25a4cce1e4855664266bff339d35c7d548493a7b5e2a1e7337d863a296.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 132, + 207, + 214, + 285 + ], + "blocks": [ + { + "bbox": [ + 167, + 196, + 180, + 206 + ], + "lines": [ + { + "bbox": [ + 167, + 196, + 180, + 206 + ], + "spans": [ + { + "bbox": [ + 167, + 196, + 180, + 206 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 132, + 207, + 214, + 285 + ], + "lines": [ + { + "bbox": [ + 132, + 207, + 214, + 285 + ], + "spans": [ + { + "bbox": [ + 132, + 207, + 214, + 285 + ], + "type": "image", + "image_path": "0f577c47ab0a9715daea76c53189b1d0683f03ff24886b11e4009f1434286220.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 167, + 288, + 180, + 298 + ], + "lines": [ + { + "bbox": [ + 167, + 288, + 180, + 298 + ], + "spans": [ + { + "bbox": [ + 167, + 288, + 180, + 298 + ], + "type": "text", + "content": "(e)" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 306, + 482, + 352 + ], + "lines": [ + { + "bbox": [ + 131, + 306, + 482, + 352 + ], + "spans": [ + { + "bbox": [ + 131, + 306, + 482, + 352 + ], + "type": "text", + "content": "Fig. 4: UMAP [33] visualization of ID embeddings (CIFAR-100, 20 colored subclasses) and OOD embeddings (iSUN, central cluster in gray) when the model is trained with (a) CE, (b) SSD+ [43], (c) CIDER [34], and (d) OER. Figures 4e to 4h show their OOD score of IDs (blue) and OODs (green)." + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 221, + 207, + 303, + 285 + ], + "blocks": [ + { + "bbox": [ + 221, + 207, + 303, + 285 + ], + "lines": [ + { + "bbox": [ + 221, + 207, + 303, + 285 + ], + "spans": [ + { + "bbox": [ + 221, + 207, + 303, + 285 + ], + "type": "image", + "image_path": "0076f03835e1ffe0c4bf02d86e40aa26c2717af627c8520477c6dda69d3ffb55.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 257, + 288, + 269, + 297 + ], + "lines": [ + { + "bbox": [ + 257, + 288, + 269, + 297 + ], + "spans": [ + { + "bbox": [ + 257, + 288, + 269, + 297 + ], + "type": "text", + "content": "(f)" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 12 + }, + { + "type": "image", + "bbox": [ + 310, + 207, + 391, + 285 + ], + "blocks": [ + { + "bbox": [ + 345, + 196, + 358, + 205 + ], + "lines": [ + { + "bbox": [ + 345, + 196, + 358, + 205 + ], + "spans": [ + { + "bbox": [ + 345, + 196, + 358, + 205 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 310, + 207, + 391, + 285 + ], + "lines": [ + { + "bbox": [ + 310, + 207, + 391, + 285 + ], + "spans": [ + { + "bbox": [ + 310, + 207, + 391, + 285 + ], + "type": "image", + "image_path": "f7da86ea0b1ab1d67dbad8a972f7fbb2827b1bb22f79f469d0721a9d0d6ccfe4.jpg" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 345, + 288, + 358, + 297 + ], + "lines": [ + { + "bbox": [ + 345, + 288, + 358, + 297 + ], + "spans": [ + { + "bbox": [ + 345, + 288, + 358, + 297 + ], + "type": "text", + "content": "(g)" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + } + ], + "index": 14 + }, + { + "type": "image", + "bbox": [ + 399, + 207, + 481, + 285 + ], + "blocks": [ + { + "bbox": [ + 433, + 196, + 447, + 205 + ], + "lines": [ + { + "bbox": [ + 433, + 196, + 447, + 205 + ], + "spans": [ + { + "bbox": [ + 433, + 196, + 447, + 205 + ], + "type": "text", + "content": "(d)" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 399, + 207, + 481, + 285 + ], + "lines": [ + { + "bbox": [ + 399, + 207, + 481, + 285 + ], + "spans": [ + { + "bbox": [ + 399, + 207, + 481, + 285 + ], + "type": "image", + "image_path": "50987498bf4b020e77c1db1178f919c5dbbe18f97ee580d246968661ab6df9d3.jpg" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 433, + 288, + 447, + 297 + ], + "lines": [ + { + "bbox": [ + 433, + 288, + 447, + 297 + ], + "spans": [ + { + "bbox": [ + 433, + 288, + 447, + 297 + ], + "type": "text", + "content": "(h)" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_caption" + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 375, + 482, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 375, + 482, + 436 + ], + "spans": [ + { + "bbox": [ + 130, + 375, + 482, + 436 + ], + "type": "text", + "content": "overlapping (confusing) area of OOD score between IDs and OODs is shown in Fig. 5a. It is clear that OODs may distribute close to the boundary of ID clusters in previous works (Figs. 4a to 4c), while OER (Fig. 4d) enhances the separability as it can retain more detection-relevant information and address the over-confidence on known classes for OODs." + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "type": "text", + "content": "OER Benefits Various Classification Loss and Scoring Functions. We consider the commonly used Mahalanobis score, KNN score and MaxCosine score for a fair comparison. As shown in Fig. 5b, the comparative results with different scoring functions exhibit similar performance trends, in which OER always outperforms the others. For example, OER+KNN significant reduces FPR95 by " + }, + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "type": "inline_equation", + "content": "10.0\\%" + }, + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "type": "text", + "content": " compared to CIDER+KNN. Besides, we add the proposed entropy regularization " + }, + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\mathrm{L}_{\\mathrm{vmf}}, \\mathrm{L}_{\\mathrm{rec}}, \\mathrm{L}_{\\mathrm{rbf}}" + }, + { + "bbox": [ + 130, + 455, + 482, + 552 + ], + "type": "text", + "content": " to other classification loss (e.g. SupCon [43] and CIDER [34]), and find OER could also improve their performance." + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 131, + 571, + 293, + 582 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 571, + 293, + 582 + ], + "spans": [ + { + "bbox": [ + 131, + 571, + 293, + 582 + ], + "type": "text", + "content": "5.3 Ablations and Discussions" + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": "Ablation on Temperature Coefficient. Adjusting temperature coefficient " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " can influence the conditional entropy " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " and mitigate the over-confidence issue. To illustrate the correlation, we quantify " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " with respect to " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " in Fig. 5c. As shown, too large coefficient " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "(0.1 < \\tau < 0.5)" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " could hinder the convergence of ID classification (" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "ACC < 97.1\\%" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": ") as discussed in [55], thus cause meaningless high conditional entropy. After classification converged (" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "0.03 < \\tau < 0.1" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": ")," + } + ] + } + ], + "index": 22 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 122, + 214, + 198 + ], + "blocks": [ + { + "bbox": [ + 137, + 122, + 214, + 198 + ], + "lines": [ + { + "bbox": [ + 137, + 122, + 214, + 198 + ], + "spans": [ + { + "bbox": [ + 137, + 122, + 214, + 198 + ], + "type": "image", + "image_path": "ef88ee7f6131a2829f5fb46df089ac2615b1efa6ba6e8250607af93f6649c7a6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 171, + 200, + 184, + 209 + ], + "lines": [ + { + "bbox": [ + 171, + 200, + 184, + 209 + ], + "spans": [ + { + "bbox": [ + 171, + 200, + 184, + 209 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 223, + 122, + 299, + 198 + ], + "blocks": [ + { + "bbox": [ + 223, + 122, + 299, + 198 + ], + "lines": [ + { + "bbox": [ + 223, + 122, + 299, + 198 + ], + "spans": [ + { + "bbox": [ + 223, + 122, + 299, + 198 + ], + "type": "image", + "image_path": "2b898ba063f379f6ce362d6cec5ce59f4c35c2a54b7e1ee57d7f013d1af0f4c1.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 258, + 200, + 271, + 209 + ], + "lines": [ + { + "bbox": [ + 258, + 200, + 271, + 209 + ], + "spans": [ + { + "bbox": [ + 258, + 200, + 271, + 209 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 310, + 122, + 391, + 196 + ], + "blocks": [ + { + "bbox": [ + 310, + 122, + 391, + 196 + ], + "lines": [ + { + "bbox": [ + 310, + 122, + 391, + 196 + ], + "spans": [ + { + "bbox": [ + 310, + 122, + 391, + 196 + ], + "type": "image", + "image_path": "8d9ed27202e4f251ae34ef1707b721e16358513d8acc920b540d5e7403aabd59.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 345, + 200, + 356, + 209 + ], + "lines": [ + { + "bbox": [ + 345, + 200, + 356, + 209 + ], + "spans": [ + { + "bbox": [ + 345, + 200, + 356, + 209 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "lines": [ + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "type": "text", + "content": "Fig. 5: (a) Overlapping area between IDs and OODs. (b) OER benefits various classification losses and scoring functions. (c) The FPR and conditional entropy " + }, + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "type": "text", + "content": " of training IDs, testing IDs and OODs w.r.t. temperature coefficient " + }, + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 218, + 480, + 262 + ], + "type": "text", + "content": ". (d) The ID classification and OOD detection performance w.r.t. representation dimensions." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 395, + 123, + 473, + 196 + ], + "blocks": [ + { + "bbox": [ + 395, + 123, + 473, + 196 + ], + "lines": [ + { + "bbox": [ + 395, + 123, + 473, + 196 + ], + "spans": [ + { + "bbox": [ + 395, + 123, + 473, + 196 + ], + "type": "image", + "image_path": "cebf981b33d6c89ed2059148198bc9998c075a05a79f318fafda44a76c5526be.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 430, + 200, + 443, + 209 + ], + "lines": [ + { + "bbox": [ + 430, + 200, + 443, + 209 + ], + "spans": [ + { + "bbox": [ + 430, + 200, + 443, + 209 + ], + "type": "text", + "content": "(d)" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "spans": [ + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "type": "text", + "content": "the ID-OOD discrepancy of " + }, + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "type": "text", + "content": " keeps increasing. And proper coefficient significantly increases the ratio of " + }, + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "type": "inline_equation", + "content": "H(Y|Z)" + }, + { + "bbox": [ + 130, + 286, + 480, + 322 + ], + "type": "text", + "content": ", thus provides maximum separation of IDs and OODs, which is consistent with the conclusion in Sec. 4.2." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 323, + 480, + 395 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 323, + 480, + 395 + ], + "spans": [ + { + "bbox": [ + 130, + 323, + 480, + 395 + ], + "type": "text", + "content": "With the decrease of temperature coefficient, the uncertainty discrepancy (i.e. difference of conditional entropy) generally exhibits an increasing trend, which explains the continuous improvement in OOD performance on the training IDs. And the testing IDs benefits from a significant discrepancy increase at " + }, + { + "bbox": [ + 130, + 323, + 480, + 395 + ], + "type": "inline_equation", + "content": "\\tau = 0.1" + }, + { + "bbox": [ + 130, + 323, + 480, + 395 + ], + "type": "text", + "content": ", however, the subsequent gradual trend is insufficient to offset the performance decline caused by the confusion with low concentration." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 419, + 305, + 526 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 419, + 305, + 526 + ], + "spans": [ + { + "bbox": [ + 130, + 419, + 305, + 526 + ], + "type": "text", + "content": "Ablation on Proposed Regularization Losses. We compare different combinations of the proposed regularization losses in OER. The results are summarized in Tab. 2, where OER with all proposed losses outperforms the other combinations, achieving notable " + }, + { + "bbox": [ + 130, + 419, + 305, + 526 + ], + "type": "inline_equation", + "content": "32.4\\%" + }, + { + "bbox": [ + 130, + 419, + 305, + 526 + ], + "type": "text", + "content": " average FPR reduction compared to the baseline loss. More" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 527, + 463, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 527, + 463, + 539 + ], + "spans": [ + { + "bbox": [ + 130, + 527, + 463, + 539 + ], + "type": "text", + "content": "over, different regularization terms show effectiveness and complementarity." + } + ] + } + ], + "index": 14 + }, + { + "type": "table", + "bbox": [ + 314, + 450, + 481, + 523 + ], + "blocks": [ + { + "bbox": [ + 312, + 419, + 480, + 441 + ], + "lines": [ + { + "bbox": [ + 312, + 419, + 480, + 441 + ], + "spans": [ + { + "bbox": [ + 312, + 419, + 480, + 441 + ], + "type": "text", + "content": "Table 2: Ablation studies of the proposed regularization losses." + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 314, + 450, + 481, + 523 + ], + "lines": [ + { + "bbox": [ + 314, + 450, + 481, + 523 + ], + "spans": [ + { + "bbox": [ + 314, + 450, + 481, + 523 + ], + "type": "table", + "html": "
LclsLvmfLrecLrbfFPR95↓AUROC↑
✓60.885.3
✓✓39.490.0
✓✓✓34.790.5
✓✓✓38.490.2
✓✓✓✓28.491.2
", + "image_path": "e34e45a057f093b30f639e8e31cf6838e71451dc8a87cded39adf665e1f84d9e.jpg" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "table_body" + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "text", + "content": "Ablation on the Feature Dimension. We provide the OOD detection and ID classification performance for both OER and the most related CIDER under different projection dimension " + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "text", + "content": ". Figure 5d shows that with the reduction of " + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "text", + "content": ", OOD detection performance keeps decreasing while ID accuracy maintains until the dimension is extremely small. Moreover, OER outperforms CIDER regardless of " + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 557, + 481, + 665 + ], + "type": "text", + "content": ". This result shows that dimension reduction mainly compresses detection-relevant information (classification-relevant information is relatively insensitive since ID classes are much less than potential OODs), while OER could keep relatively high performance in all cases by relieving the information loss." + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 170, + 91, + 447, + 101 + ], + "type": "text", + "content": "An Information Theoretical View for Out-Of-Distribution Detection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 130, + 482, + 211 + ], + "blocks": [ + { + "bbox": [ + 149, + 114, + 463, + 126 + ], + "lines": [ + { + "bbox": [ + 149, + 114, + 463, + 126 + ], + "spans": [ + { + "bbox": [ + 149, + 114, + 463, + 126 + ], + "type": "text", + "content": "Table 3: Ablation studies on the architecture and hyperparameters of OER." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 130, + 482, + 211 + ], + "lines": [ + { + "bbox": [ + 137, + 130, + 482, + 211 + ], + "spans": [ + { + "bbox": [ + 137, + 130, + 482, + 211 + ], + "type": "table", + "html": "
(a) Feature layers(b) Backbones(c) λrbf(d) λrec
FeaturesAUC↑ACC↑BackboneAUC↑λrbfAUC↑λrecAUC↑
CIDER+Pen90.075.0CIDER+ResNet90.00.0591.00.0590.9
CIDER+Pro80.475.1OER+ResNet91.20.191.20.191.2
OER+Pen91.274.7CIDER+WRN88.70.591.0191.2
OER+Pro80.674.6OER+WRN90.1190.8591.1
", + "image_path": "42709b26813299933be86e359e5a7c7c5884fc50899b0612bdd4fc73c2c5675b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "spans": [ + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "type": "text", + "content": "Ablation on Projection Head. Features from the penultimate layer (+Pen) always outperforms the projected features (+Pro) within different methods [34, 43, 47, 48]. The OOD detection and ID classification performance w.r.t. the used layers is shown in Tab. 3a. The detection performance drops after projection head significantly while the classification performance keeps stable. This may due to the decrease of information entropy in representation " + }, + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "type": "text", + "content": " caused by ReLU (the proof can be found in Appendix B), i.e. " + }, + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "type": "inline_equation", + "content": "H(\\mathrm{ReLU}(Z)) \\leq H(Z)" + }, + { + "bbox": [ + 130, + 230, + 482, + 350 + ], + "type": "text", + "content": ", as well as sparse weights of linear layer. And the lost information is mainly classification-irrelevant detection-relevant since the classification-relevant information can be preserved with ID class supervision." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 366, + 482, + 428 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 428 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 428 + ], + "type": "text", + "content": "Ablation on Backbone and Loss Weights. As shown in Tab. 3b, we verify the effectiveness of OER with other backbone (e.g. WRN [64]). The performance trend is similar to the observation with ResNet [16]. We also show how the loss weights influence OOD detection in Tabs. 3c and 3d, demonstrating OER's high performance with moderate adjustment of these hyperparameters." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 443, + 220, + 456 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 443, + 220, + 456 + ], + "spans": [ + { + "bbox": [ + 131, + 443, + 220, + 456 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 467, + 482, + 575 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 467, + 482, + 575 + ], + "spans": [ + { + "bbox": [ + 130, + 467, + 482, + 575 + ], + "type": "text", + "content": "In this work, we analyze OOD detection task from the information theoretical perspective, and show that the close set classification proxy for representation learning may cause over-confidence on known classes and undesired compression of information relevant to OOD detection. To solve the above issues, we propose OER, a novel regularization method for the representation learning of OOD detection. OER adjusts the confidence by tuning temperature coefficient and increases potential detection-relevant information via variational estimation and kernel density estimation. Moreover, we conduct comparative study and extensive ablations to verify the effectiveness of OER." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 591, + 335, + 605 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 591, + 335, + 605 + ], + "spans": [ + { + "bbox": [ + 131, + 591, + 335, + 605 + ], + "type": "text", + "content": "Broader Impacts and Limitations." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 615, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 615, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 615, + 482, + 665 + ], + "type": "text", + "content": "Despite the crucial role of information entropy regularization in OOD detection, irrelevant information may be introduced undesiredly due to the lack of direct supervision with real OODs. We hope OER can attract further exploration on suppressing these irrelevant noise during representation learning process." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 479, + 175 + ], + "type": "text", + "content": "This work is partially supported by National Key R&D Program of China no. 2021ZD0111901, and National Natural Science Foundation of China (NSFC): 62376259 and 62276246." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 193, + 197, + 205 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 193, + 197, + 205 + ], + "spans": [ + { + "bbox": [ + 133, + 193, + 197, + 205 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 217, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 217, + 481, + 251 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 217, + 481, + 251 + ], + "spans": [ + { + "bbox": [ + 138, + 217, + 481, + 251 + ], + "type": "text", + "content": "1. 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IEEE Transactions on Medical Imaging pp. 2728-2738 (2022)" + } + ] + } + ], + "index": 17 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 100 + ], + "type": "text", + "content": "Hu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/1d090db0-c5e1-4ba3-b0f9-88f3a660e116_content_list.json b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/1d090db0-c5e1-4ba3-b0f9-88f3a660e116_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..5c0a88b9ffeb0e7ebfa8edf574ca25d7d478520f --- /dev/null +++ b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/1d090db0-c5e1-4ba3-b0f9-88f3a660e116_content_list.json @@ -0,0 +1,2155 @@ +[ + { + "type": "text", + "text": "An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers", + "text_level": 1, + "bbox": [ + 232, + 140, + 772, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Chi Zhang1, Jingpu Cheng1, and Qianxiao Li1", + "bbox": [ + 315, + 212, + 686, + 228 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Department of Mathematics, National University of Singapore {czhang24,chengjingpu,qianxiao}@nus.edu.sg", + "bbox": [ + 292, + 239, + 709, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. While recent advancements in model fine-tuning predominantly emphasize the utilization of low-rank adaptation (LoRA), we propose an alternative approach centered on reducing the precision of adaptation matrices. In particular, we depart from the common viewpoint that considers adaptation matrices solely as weight differences, and reinterpret them as \"control variables\" to perturb pre-trained ViT systems. This new perspective enables the establishment of a control-oriented framework, facilitating the exploration of optimal controls guided by the Pontryagin Maximum Principle. Furthermore, we demonstrate that for bounded control sets such as hypercubes, the optimal controls often take on boundary values, leading naturally to a binary controller design. Theoretical analysis reveals that employing a binary control strategy achieves the same reachable state as its full-precision counterpart in the continuous idealisation of deep residual structures, a finding corroborated by later empirical investigations. Our studies further indicate that the controller's rank holds greater significance than its precision. As such, opting for low-precision yet high-rank controls is demonstrated to obtain better performance for practical vision tasks.", + "bbox": [ + 261, + 306, + 743, + 556 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Low-Rank Adaptation $\\cdot$ Optimal Control", + "bbox": [ + 261, + 569, + 625, + 585 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 609, + 375, + 626 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Training a Vision Transformer (ViT) [17] from scratch often extends over a large corpus of data and consumes thousands of GPU hours. For practical applications, it is more favorable to refrain from such a resource-intensive training process. Instead, adapting a pre-trained model to downstream tasks proves to be more favorable. This adaptation process commonly employs the full-tuning mechanism, wherein all parameters of a pre-trained model undergo iterative adjustment to align with task-specific data.", + "bbox": [ + 212, + 643, + 787, + 748 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "One major challenge lies in the substantial number of parameters, a predicament that may be exacerbated by the increasing model capacity. To tackle this issue, recent research focuses on the study of Parameter-Efficient Fine-Tuning (PEFT), by either selectively updating a subset of parameters or injecting some new parameters [21,39,49]. In particular, the Low-Rank Adaptation (LoRA) algorithm [22], along with its vision-specific counterpart named AdaptFormer [11],", + "bbox": [ + 212, + 750, + 787, + 842 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "incorporates additional trainable dense layers featuring low-rank matrices while keeping the pre-trained ViT model fixed. Empirical investigations have demonstrated that, with very low-rank matrices (even as small as 1 rank), this approach can attain performance levels closely to its full-rank counterpart.", + "bbox": [ + 212, + 146, + 787, + 207 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Despite its practical success, the fundamental mechanisms of LoRA remain to be fully understood. Existing explanations [1, 22] propose that weight changes $\\{\\varDelta W\\}$ may exhibit \"low intrinsic ranks\", hence advocating the use of low-rank matrices to approximate these changes. Yet, there is a lack of theoretical evidences that such ranks could be as minimal as one. In fact, subsequent studies indicate that achieving a comparable expressive power to full-tuning may necessitate a sufficient number of ranks in LoRA, for instance \"embedding/2\" in [56]. Empirical results also corroborate these findings, as depicted in Fig-", + "bbox": [ + 212, + 210, + 488, + 467 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/066cc46bcf7ea3713408523db5cd0babd4fa071aedea5450f6bb0cd0573cef2d.jpg", + "image_caption": [ + "Fig.1: Number of singular values to capture $50\\%$ and $95\\%$ of the total value. The findings suggest that, to recover the predominant $\\Delta W_{\\mathrm{MLP}}$ after adaptation on CIFAR-100, certain layers may require a rank exceeding 500." + ], + "image_footnote": [], + "bbox": [ + 508, + 243, + 779, + 354 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "ure 1, indicating that a significant number of ranks may be necessary to accurately reconstruct $\\Delta W_{\\mathrm{MLP}}$ on MLP layers. Question remains why low-rank matrices could approximate such weight differences in practice. Moreover, considering the highly nonlinear nature of each ViT block, it is unclear why an (almost) linear low-rank updating scheme can replicate the nonlinear distinctions after model adaptation.", + "bbox": [ + 212, + 467, + 787, + 556 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "These gaps in understanding LoRA motivate our investigations into its underlying mechanisms. But instead of following the existing concepts, we introduce an alternative view: we no longer perceive $\\{\\Delta W\\}$ solely as weight disparities, but conceive them as control variables to perturb the pre-trained ViT systems. This interpretation draws analogies to the classical control theory [6, 18, 31], where controls are often introduced to guide a complex system (e.g., an airplane [44]) towards the desired state. In a parallel vein, we may leverage control variables to steer a pre-trained ViT system towards the minimal loss on downstream tasks.", + "bbox": [ + 212, + 561, + 787, + 681 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This new perspective inspires us to search for the optimal controls. In particular, we formulate a necessary condition based on the Pontryagin's Maximum Principle (PMP) [45], mandating the control variables to maximize the Hamiltonian function. This condition serves as a universal requirement applicable to controls on ViT of diverse natures, be they linear or nonlinear. The LoRA algorithm can be shown as a special case of linear control under the PMP condition, thereby enhancing its theoretical applicability.", + "bbox": [ + 212, + 686, + 787, + 791 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Furthermore, the link to optimal control theory opens avenues for alternative forms of controller design. Specifically, the classical Bang-Bang theory enables the design of a binary control mechanism when maximizing the Hamiltonian", + "bbox": [ + 212, + 795, + 787, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "function. Control matrices are then simplified to their binary essence, in order to minimize the computation/communication costs. Theoretical analysis suggests that such a binary control strategy has the same reachable states as its full-precision counterpart in continuous time. Consequently, we are able to design low-precision (and low-rank) controllers for practical model adaptation, which is later validated by a series of empirical experiments on vision tasks.", + "bbox": [ + 212, + 146, + 782, + 236 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our contributions are three-fold. (1) Firstly, we bridge the study of modern PEFT algorithms with optimal control theory, by introducing a control-oriented framework for model adaptation (Section 3.1). (2) Within this framework, we present an optimal control interpretation for LoRA (Section 3.4), offering a new perspective that may circumvent several challenges inherent in existing understandings. (3) Lastly, we devise a binary control mechanism (Section 4) and prove that it has the same reachable state as the standard LoRA algorithm in continuous time. As such, the controller can be compressed to the binary forms, endowing it with computational and communicative efficiency in practical applications.", + "bbox": [ + 212, + 237, + 784, + 388 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 412, + 395, + 429 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Parameter Efficient Fine-Tuning: Tuning (vision) transformer models by adjusting only the head layers typically results in a notable decline in downstream performance. Consequently, recent studies of transfer learning have concentrated on the optimization of selecting a subset of parameters or introducing new lightweight parameters. In particular, the prompt-based algorithms [9,46,47] involve providing extra instructions or queries to the tokens, in order to guide the model's behavior. Following works in [25,32,36,50] have demonstrated the effectiveness of such a prompt-based method for various NLP and CV downstream tasks. Alternatively, a cohort of studies [21,26,39] corroborates the viability of incorporating additional adapter layers. These auxiliary layers are selectively integrated into the existing architecture, allowing for task-specific adaptation without extensive retraining of the entire model. The concept of low-rank adaptation was initially introduced by [49], as a solution to reduce parameters for adapters. The following LoRA works [11,22,53,58] refined the tuning architecture, placing it in parallel with the original Vision Transformer (ViT) blocks rather than in a sequential order. Such a parallel low-rank scheme often yields lower inference latency and practical performance improvements [22]. Besides, when compared with prompt-based algorithms, the rank of adaptation matrices can be easily scaled up to obtain similar performance to full-tuning.", + "bbox": [ + 212, + 446, + 787, + 734 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Optimal Control in Machine Learning: Optimal control [28,37], as a natural extension of the variational method [19], seeks to determine the trajectory of a dynamic system that minimizes or maximizes a certain performance criterion. A cornerstone to applications in deep learning may trace back to the seminar works [10, 20, 54], where authors treated machine learning as function approximation via a control system. Following this concept, neural networks have been interpreted as discretisations of an optimal control problem, subject to an ordi-", + "bbox": [ + 212, + 734, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "An Optimal Control View of LoRA and Binary Controller Design for ViT", + "bbox": [ + 240, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "nary differential equation constraint in [5,27,61]. In particular, [34, 35] analyzed continuous-time analogues of neural networks in the optimal control framework and derived MSA-based algorithms. This paper draws analogies to these pioneering works and seeks the optimal controls, and focuses on the model tuning within the same theoretical framework.", + "bbox": [ + 212, + 146, + 782, + 219 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Quantized Optimization: Our work develops a binary controller for model tuning in downstream tasks. A body of prior research [14, 23, 33, 38] has investigated the viability of binary or other quantized networks. The gradient optimization in this paper resembles the methodology in [63], where a trainable soft bounding $c_{t}$ is introduced instead of using fixed $\\pm 1$ as binary values. This allows the control values within ViT to have more flexibility and controllability when applying to downstream tasks. Quantized parameters are also studied in model adaptation [16, 55], mainly for NLP tasks. But these works focus on quantizing the pre-trained model, while this paper aims to reduce the precision of controller.", + "bbox": [ + 212, + 220, + 784, + 357 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 An Optimal Control Framework for PEFT Algorithms", + "text_level": 1, + "bbox": [ + 215, + 377, + 777, + 395 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this part, we develop a control-oriented view for perturbed ViT systems and derive the necessary condition for optimal controls.", + "bbox": [ + 212, + 405, + 782, + 435 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Dynamics of Controlled ViT Systems", + "text_level": 1, + "bbox": [ + 214, + 454, + 570, + 469 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To commence, we first introduce the dynamics of ViT systems with controls. Given the $i$ -th image $x_0^i \\in \\mathbb{R}^{C \\times H \\times W}$ , the ViT model first splits and embeds it into a sequence of tokens, denoted as $\\bar{x}_1^i \\in \\mathbb{R}^{d \\times h}$ , where $d$ represents the number of image tokens and $h$ refers to the dimension of each token. Subsequently, an additional class-token $x_{1,\\mathrm{cls}}^i$ is concatenated to these tokens, followed by adding a positional embedding to form the final $x_1^i$ .", + "bbox": [ + 212, + 474, + 784, + 566 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The LoRA algorithm [22] then focuses on processing these tokens with the following dynamics:", + "bbox": [ + 212, + 566, + 782, + 597 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nx _ {n + 1} ^ {i} = f _ {n} \\left(x _ {n} ^ {i}, \\theta_ {n}, g _ {n} \\left(x _ {n} ^ {i}, \\mu_ {n}\\right)\\right), n \\in [ 1, \\dots , N - 1 ]. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 604, + 784, + 622 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Here $f_{n}$ represents the flow on the $n$ -th pre-trained ViT block, typically consisting of a multi-head attention layer and a fully-connected MLP layer. $g_{n}$ denotes a perturbation function that takes $x_{n}^{i}$ as input and incorporates some control variables $\\mu_{n}$ . For instance, the controls take on a low-rank form in LoRA, expressed as $\\mu_{n} = A_{1,n}A_{2,n}$ , where $A_{1,n} \\in \\mathbb{R}^{h \\times r}$ , $A_{2,n} \\in \\mathbb{R}^{r \\times h}$ , and $r \\ll d$ . For efficiency concerns, the pre-trained parameters $\\theta_{n}$ remain fixed throughout adaptation, while only the control parameters $\\mu_{n}$ are trainable.", + "bbox": [ + 212, + 628, + 784, + 733 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The following AdaptFormer algorithm [11] relocates the low-rank matrices to be parallel to the ViT blocks. As such, the controlled dynamics become", + "bbox": [ + 212, + 734, + 782, + 763 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nx _ {n + 1} ^ {i} = f _ {n} \\left(x _ {n} ^ {i}, \\theta_ {n}\\right) + g _ {n} \\left(x _ {n} ^ {i}, \\mu_ {n}\\right), n \\in [ 1, \\dots , N - 1 ]. \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 316, + 771, + 784, + 787 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "One advantage of this formulation is that the control function $g_{n}$ is detached from the original $f_{n}$ , leading to simpler control analysis. Therefore we shall adhere to this formulation throughout the paper.", + "bbox": [ + 212, + 794, + 782, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 Challenges of Existing Explanations for LoRA", + "text_level": 1, + "bbox": [ + 215, + 146, + 642, + 162 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Such a controlled system has witnessed broad applications in transfer learning, yet its fundamental mechanism remains under-explored. Existing studies [1, 22] often posit that optimizing $\\mu_t$ aims to align the weight changes with those in full-tuning procedures. However, several critical gaps persist in this perspective. First of all, to faithfully replicate the weight changes in full-tuning, the approximation with low-rank matrices should be applied to all parameters, given that they are all trainable in model adaption. But empirical results often show that it is sufficient to apply LoRA to certain matrices, such as only the query $W_Q$ and value $W_K$ in self-attention. Moreover, as depicted in Figure 1, theoretical considerations suggest a relatively large rank requirement for adequately approximating weight changes, yet empirical evidences consistently show that low-rank matrices can achieve performance levels comparable to their full-rank counterparts. Finally, it remains intricate to understand why linear adaptation matrices can accurately replicate weight changes in non-linear ViT blocks, especially under the low rank setting.", + "bbox": [ + 212, + 171, + 787, + 398 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.3 Continuous-Time Formulation and Optimal Control with PMP", + "text_level": 1, + "bbox": [ + 214, + 420, + 781, + 436 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "TL;DR: We consider $g_{n}$ as a control function to perturb the original model $f_{n}$ , and seek the optimal controls with the classical Pontryagin Maximum Principle from control theories.", + "bbox": [ + 212, + 444, + 787, + 491 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To address the above challenges, we provide an optimal control formulation in this part. For the practical ViT models, the functions $f_{n}$ in (2) actually takes a residual form, i.e. $f_{n}(x_{n},\\theta_{n}) = x_{n} + r_{n}(x_{n},\\theta_{n})$ for some function $r_n$ . When $N$ is large and the scale of $r_n$ and $g_{n}$ are small relative to $x_{n}$ , (2) can be idealized as a continuous-time control system", + "bbox": [ + 212, + 505, + 787, + 582 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\dot {x} _ {t} = r _ {t} \\left(x _ {t}, \\theta_ {t}\\right) + g _ {t} \\left(x _ {t}, \\mu_ {t}\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 406, + 593, + 785, + 609 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $t \\in [0, T]$ (with $T \\coloneqq N\\delta$ ) represents the continuous counterpart of the indices for successive blocks. The functions $x_{t}, r_{t}, g_{t}, \\mu_{t}$ are the scaled continuations of $x_{n}, r_{n}, g_{n}, \\mu_{n}$ respectively, divided by a small factor $\\delta > 0$ .", + "bbox": [ + 212, + 619, + 787, + 666 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The overall formulation in the continuous time could be expressed as:", + "bbox": [ + 238, + 666, + 741, + 681 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\left\\{\\mu_ {t} \\in \\mathbb {M} _ {t} \\right\\}} \\frac {1}{M} \\sum_ {i = 1} ^ {M} L \\left(x _ {T} ^ {i}, y ^ {i}\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 351, + 691, + 785, + 733 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {s . t .} \\quad \\dot {x} _ {t} ^ {i} = r _ {t} (x _ {t} ^ {i}, \\theta_ {t}) + g _ {t} (x _ {t} ^ {i}, \\mu_ {t}), \\quad t \\in [ 0, T ]\n$$\n", + "text_format": "latex", + "bbox": [ + 346, + 736, + 656, + 753 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $L(x_{T}^{i},y^{i})\\coloneqq \\bar{L} (f_{\\mathrm{final}}(x_{T,\\mathrm{cls}}^{i}),y^{i})$ for some loss function $\\bar{L}$ measures the difference between the model prediction and the true label, and $\\mathbb{M}_t$ denotes the admissible control set at time $t$ .", + "bbox": [ + 212, + 763, + 787, + 808 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "One may recognize the above problem (4) as a classical fixed-time control problem. In particular, the objective is to find a sequence of optimal controls", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "An Optimal Control View of LoRA and Binary Controller Design for ViT", + "bbox": [ + 238, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "$\\{\\mu_t^*\\}$ to minimize the terminal loss $L$ . A typical solution would be through the classical Pontryagin Maximum Principle (PMP) [45], which depicts the best possible control to transition a dynamical system from one state to another, especially in the presence of constraints.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To proceed, let us assign a series of co-state variables $\\{p_t^i\\mid p_t^i\\in \\mathbb{R}^{d\\times h}\\}$ , which are of the same dimension as the states $\\{x_{t}^{i}\\}$ . We can then define the Hamiltonian $H_{t}:\\mathbb{R}^{d\\times h}\\times \\mathbb{R}^{d\\times h}\\times \\mathbb{M}_{t}\\to \\mathbb{R}$ as", + "bbox": [ + 212, + 205, + 784, + 252 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nH _ {t} (x, p, \\mu) := \\operatorname {T r} \\left(\\left[ r _ {t} (x, \\theta_ {t}) + g _ {t} (x, \\mu) \\right] p ^ {T}\\right) \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 356, + 263, + 785, + 282 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "with $\\mathrm{Tr}$ denoting the trace of a matrix. The following PMP theorem then defines a necessary condition for the optimal control.", + "bbox": [ + 214, + 292, + 782, + 323 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Theorem 1 (Pontryagin's Maximum Principle [37]). Suppose that $r_t$ and $g_t$ are both continuous in $t$ and continuously differentiable w.r.t. $x$ , and $L$ is differentiable in $x$ . Denote $\\{\\mu_t^*\\}$ a bounded optimal control to (4), and $\\{x_t^{i,*}\\}$ the corresponding optimally controlled state. Then, there exist optimal co-states $\\{p_t^{i,*}\\}$ which are absolutely continuous in $t$ such that the following Hamiltonian equations are satisfied:", + "bbox": [ + 214, + 334, + 784, + 425 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\dot {x} _ {t} ^ {i, *} = \\nabla_ {p} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right), \\quad x _ {0} ^ {i, *} = x _ {1} ^ {i}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 436, + 784, + 454 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\dot {p} _ {t} ^ {i, *} = - \\nabla_ {x} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right), p _ {T} ^ {i, *} = - \\frac {1}{M} \\nabla L \\left(x _ {T} ^ {i, *}\\right). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 458, + 784, + 486 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Moreover, the optimal control variables $\\{\\mu_t^*\\}$ should satisfy the Hamiltonian maximization condition:", + "bbox": [ + 214, + 496, + 782, + 525 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\sum_ {i = 1} ^ {N} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right) \\geq \\sum_ {i = 1} ^ {N} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu\\right), \\quad \\forall \\mu \\in \\mathbb {M} _ {t}. \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 307, + 537, + 784, + 575 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Solving the optimal controls in the above Hamiltonian maximization requires us to provide a concrete form of $g_{t}$ in Eq (5). For parameter efficiency concerns, the AdaptFormer algorithm considers the following form $g_{n} \\coloneqq \\sigma(x_{n}^{i}A_{1,n})A_{2,n} + B_{n}$ , where $\\sigma$ denotes an activation function like ReLU. The subsequent research [40] demonstrates that such an activation function has minimal effects in practice, making it safe to consider a pure linear form: $g_{n} \\coloneqq x_{n}^{i}A_{n} + B_{n}$ .", + "bbox": [ + 212, + 587, + 784, + 678 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In a similar vein, we may also consider the linear control formulation and require $A_{t} \\in \\mathbb{A}_{t} \\subseteq \\mathbb{R}^{h \\times h}$ and $B_{t} \\in \\mathbb{B}_{t} \\subseteq \\mathbb{R}^{d \\times h}$ for some control sets $\\mathbb{A}_{t}$ and $\\mathbb{B}_{t}$ . Note here we no longer consider $A_{t}$ and $B_{t}$ as the weight difference $\\Delta W_{t}$ of the frozen weights $\\theta_{t}$ , but view them as the control variables to minimize the terminal loss. By combining the linear control with Eq (5), we can obtain the Hamiltonian function $H_{t}: \\mathbb{R}^{d \\times h} \\times \\mathbb{R}^{d \\times h} \\times \\mathbb{A}_{t} \\times \\mathbb{B}_{t} \\to \\mathbb{R}$ for the linear case:", + "bbox": [ + 212, + 679, + 785, + 768 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nH _ {t} (x, p, A, B) := \\operatorname {T r} \\left(\\left[ r _ {t} (x, \\theta_ {t}) + x A + B \\right] p ^ {T}\\right).\n$$\n", + "text_format": "latex", + "bbox": [ + 339, + 780, + 663, + 799 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The PMP theorem mandates the optimal controls $A_{t}^{*}$ and $B_{t}^{*}$ to maximize such a Hamiltonian function. To obtain these optimal controls, one common", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "approach [34] involves a random choice of initial values $A_{t}^{0}$ and $B_{t}^{0}$ , and then iteratively updates these control variables in the following rule:", + "bbox": [ + 214, + 145, + 785, + 176 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n(A _ {t} ^ {l}, B _ {t} ^ {l}) = \\underset {A, B} {\\arg \\max} \\sum_ {i} H _ {t} (x _ {t} ^ {i}, p _ {t} ^ {i}, A, B) - \\rho \\| A - A _ {t} ^ {l - 1} \\| ^ {2} - \\rho \\| B - B _ {t} ^ {l - 1} \\| ^ {2}, \\quad (9)\n$$\n", + "text_format": "latex", + "bbox": [ + 233, + 188, + 785, + 219 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $A_{t}^{l}, B_{t}^{l}$ represent the values of $A_{t}, B_{t}$ in the $l$ -th iteration. Note this argmax formulation can be solved in closed-form solutions, namely", + "bbox": [ + 214, + 231, + 782, + 263 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nA _ {t} ^ {l} = A _ {t} ^ {l - 1} + \\frac {1}{2 \\rho} \\sum_ {i} \\sum_ {j} \\left[ x _ {t} ^ {i} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i} \\right] _ {j}, \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 273, + 785, + 310 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nB _ {t} ^ {l} = B _ {t} ^ {l - 1} + \\frac {1}{2 \\rho} \\sum_ {i} p _ {t} ^ {i}, \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 314, + 785, + 347 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where we denote the $j$ -th row of instance $x_{t}^{i}$ as $[x_t^i ]_j$", + "bbox": [ + 214, + 359, + 594, + 378 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.4 An Optimal Control Interpretation for LoRA", + "text_level": 1, + "bbox": [ + 214, + 398, + 635, + 415 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In the following, we show the above control-based updating rules (10) (11) can also be obtained by the gradient-descent step in LoRA in the discrete cases. By performing backward computation, we have $p_N = -\\frac{1}{M}\\nabla_{x_N^i}L(x_N^i)$ . Then with the chain rule, we have:", + "bbox": [ + 214, + 425, + 782, + 486 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\nabla_ {A _ {n}} \\left(\\frac {1}{M} \\sum_ {i} L (x _ {N} ^ {i})\\right) = \\sum_ {i} \\frac {1}{M} \\nabla_ {x _ {n + 1} ^ {i}} L (x _ {N} ^ {i}) \\nabla_ {A _ {n}} x _ {n + 1} ^ {i} = - \\sum_ {i} p _ {n + 1} ^ {i} \\nabla_ {A _ {n}} (x _ {n} ^ {i} A _ {n}) \\\\ = - \\sum_ {i} \\nabla_ {A _ {n}} \\operatorname {T r} \\left(x _ {n} ^ {i} A _ {n} \\left(p _ {n} ^ {i}\\right) ^ {T}\\right) = - \\sum_ {i} \\sum_ {j} \\left[ x _ {n} ^ {i} \\right] _ {j} ^ {T} \\left[ p _ {n + 1} ^ {i} \\right] _ {j}. \\tag {12} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 218, + 511, + 784, + 585 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Similarly,", + "bbox": [ + 214, + 597, + 285, + 612 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\nabla_ {B _ {n}} \\left(\\frac {1}{M} \\sum_ {i} L \\left(x _ {N} ^ {i}\\right)\\right) = - \\sum_ {i} p _ {n + 1} ^ {i}. \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 612, + 785, + 651 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "By examining the above equations, we show that the GD optimization (12)(13) for $A_{n}$ and $B_{n}$ are consistent with Eqs (10)(11), with a learning rate of $\\frac{1}{2\\rho}$ .", + "bbox": [ + 214, + 657, + 789, + 693 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Here we demonstrate that the GD optimization steps (12)(13) are aligned with optimal control rules in (10)(11). As such, the control view provides an alternative explanation for LoRA: the optimization of low-rank matrices may not be simulating the \"weight differences\", but achieving optimal controls on downstream tasks. Such a new view avoids the above pitfalls in Section 3.2 and is more close to the real-world applications. For instance, it is generally unnecessary to apply controls to all parameters within a model. As a canonical example, for a robotic arm, it is often adequate to apply controls solely to specific joints to achieve desired positioning and orientation [15]. Similarly, controls may", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "An Optimal Control View of LoRA and Binary Controller Design for ViT", + "bbox": [ + 238, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 127 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "be selectively applied to certain blocks of a ViT system, such as specific parts of an attention block or solely on the MLP layer. Furthermore, there is flexibility in choosing the forms of controls: it is often feasible to apply a linear control to a nonlinear block.", + "bbox": [ + 212, + 146, + 787, + 205 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Binary Controller Design for ViT", + "text_level": 1, + "bbox": [ + 215, + 229, + 576, + 247 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Ever since June 1696, the study of optimal control has undergone a developmental journey over the past three centuries [52]. By bridging the study of modern efficient-tuning algorithms with classical optimal control theory, we are granted the capacities to utilize the classical control approaches to study transfer learning. A complete analysis is nevertheless beyond the scope of this paper, and we restrict our analysis to another category of linear controller rooted in the principle of Hamiltonian maximization in this section. Subsequently, we prove such a binary controller (BiC) yields an identical reachable set as the original LoRA method in the continuous time, even with only bit-wise precision.", + "bbox": [ + 212, + 261, + 787, + 398 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Hamiltonian Maximization with Bang-Bang Control", + "text_level": 1, + "bbox": [ + 215, + 419, + 691, + 435 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In Eq (9), the Hamiltonian maximization is performed in a conservative way, with two supplementary regularization terms $\\| A - A_t^{l-1} \\|^2$ and $\\| B - B_t^{l-1} \\|^2$ . Alternatively, we may retain the original form of the Hamiltonian maximization:", + "bbox": [ + 212, + 444, + 787, + 491 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\left(A _ {t} ^ {*}, B _ {t} ^ {*}\\right) = \\underset {A, B} {\\arg \\max } \\sum_ {i} H _ {t} \\left(x _ {t} ^ {i}, p _ {t} ^ {i}, A, B\\right), \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 362, + 513, + 784, + 544 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "and endeavor to solve it in closed-form solutions.", + "bbox": [ + 215, + 555, + 568, + 570 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Lemma 1 (Bang-Bang Control). Let the control sets for $A_{t}$ , $B_{t}$ be $\\mathbb{A}_t = [-1,1]^{h\\times h}$ and $\\mathbb{B}_t = [-1,1]^{d\\times h}$ , respectively. Then, Eq (14) admits a closed-form solution as:", + "bbox": [ + 212, + 580, + 787, + 627 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\left[ A _ {t} ^ {*} \\right] _ {m, n} = s g n \\left(\\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, *} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, *} \\right] _ {j} \\right] _ {m, n}\\right), \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 346, + 638, + 784, + 685 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\left[ B _ {t} ^ {*} \\right] _ {m, n} = \\operatorname {s g n} \\left(\\sum_ {i} \\left[ p _ {t} ^ {i, *} \\right] _ {m, n}\\right), \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 344, + 688, + 784, + 728 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\text{sgn}$ refers to the sign operation and $[*]_{m,n}$ denotes the $(m,n)$ -th element. If the expression within the brackets of the sign functions in Eqs. (15) or (16) equals zero, then the corresponding argmax is arbitrary.", + "bbox": [ + 215, + 738, + 787, + 785 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Despite the potential to take any values from the interval $[-1, 1]$ , the optimal control strategy in the above lemma involves taking the extreme values in the feasible set. Such a phenomenon, generally known as the \"Bang-Bang Control\",", + "bbox": [ + 212, + 794, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "frequently arises in classical optimal control problems [2,4,51]. For example, if a driver wants to reach another city in the shortest time, the optimal solution entails applying the maximum acceleration (maximum control) during the trip and subsequently employing maximum braking (minimum control) before arrival.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Optimal controls for the ViT systems adhere to the same principle, wherein the optimal control matrices $A_{t}^{*}$ and $B_{t}^{*}$ are anticipated to consist of only binary values, namely $\\pm 1$ . In more general scenarios where the control is constrained within the range $[-c, c]$ , the optimal control is expected to manifest as $\\pm c$ .", + "bbox": [ + 212, + 208, + 784, + 268 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Performance Analysis", + "text_level": 1, + "bbox": [ + 215, + 296, + 442, + 311 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "A fundamental question arises as to whether the utilization of binary controls would compromise the system's expressive ability. To address this question, we conduct the following theoretical analysis.", + "bbox": [ + 212, + 327, + 782, + 372 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "For given control trajectory $\\mathbf{A} \\coloneqq \\{A_t\\}$ , $\\mathbf{B} \\coloneqq \\{B_t\\}$ , the flow map", + "bbox": [ + 238, + 375, + 705, + 388 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\varphi_ {\\mathbf {A}, \\mathbf {B}} := x (0) \\rightarrow x (T), \\quad \\text {w h e r e} \\dot {x} (t) = r _ {t} \\left(x, \\theta_ {t}\\right) + A _ {t} x _ {t} + B _ {t} \\tag {17}\n$$\n", + "text_format": "latex", + "bbox": [ + 292, + 405, + 784, + 420 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "characterizes the input-output relationship in the encoder segments of the idealized network. Our binary approach to the control design requires that, at each moment $t \\in [0,T]$ , the entries of $A_{t}$ and $B_{t}$ take binary values. The following theorem indicates that in this continuous-limit, these binary controls have essentially the same reachable set as its floating-point counterpart.", + "bbox": [ + 212, + 433, + 782, + 508 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Theorem 2 (Informal). Assume $r_t(x, \\theta_t)$ is Lipschitz continuous in $x$ . Then, for any given full-precision controls $\\mathbf{A}, \\mathbf{B}$ of (3), compact set $K$ and $\\varepsilon > 0$ , there exists control $\\mathbf{A}_{\\text{binary}}$ , and $\\mathbf{B}_{\\text{binary}}$ that takes only binary values for each $t \\in [0, T]$ , such that", + "bbox": [ + 212, + 522, + 784, + 583 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\left\\| \\varphi_ {\\mathbf {A}, \\mathbf {B}} - \\varphi_ {\\mathbf {A} _ {\\text {b i n a r y}}, \\mathbf {B} _ {\\text {b i n a r y}}} \\right\\| _ {C (K)} < \\varepsilon , \\tag {18}\n$$\n", + "text_format": "latex", + "bbox": [ + 382, + 599, + 784, + 614 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\| \\cdot \\|_{C(K)}$ denotes the uniform norm on $K$ .", + "bbox": [ + 215, + 627, + 566, + 643 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Rigorous statements and the proof of Theorem 2 are detailed in Appendix A. The key intuition is that every matrix is a convex combination of binary matrices, i.e. for any full-precision matrix $A \\in \\mathbb{R}^{d \\times h}$ , there exists binary matrices $A_1, \\dots, A_N$ such that $A = \\sum_{i=1}^{N} \\lambda_i A_i$ for some $\\lambda_i \\geq 0$ and $\\sum_i \\lambda_i = 1$ . Consequently, within a small interval $[t, t + \\Delta t]$ , we can unfold the convex combination of $\\sum_{i=1}^{N} \\lambda_i A_i$ over time to approximate full-precision LoRA blocks with their binary version.", + "bbox": [ + 212, + 655, + 784, + 747 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Theorem 2 indicates that in the case when the inputs change continuously through the layers of a ViT model, the utilization of only binary control will not lead to a drop in performance. Although extending this theoretical analysis to general discrete networks is more complex, insights from the idealized case indicate that binary control could potentially approximate the effects of full-precision controls by averaging their impact across layers.", + "bbox": [ + 212, + 750, + 784, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "An Optimal Control View of LoRA and Binary Controller Design for ViT", + "bbox": [ + 238, + 114, + 732, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/818fe826834f1db067edfe97901acdb858d8301960dbe7dbde20173cf0140e97.jpg", + "image_caption": [ + "(a) Venn Diagram of LoRA and BiC." + ], + "image_footnote": [], + "bbox": [ + 217, + 142, + 436, + 292 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/52e1fa17d8dad00736e676d83f7e769fb43fff5c9d4f97ad62de896eea10b967.jpg", + "image_caption": [ + "(b) Architecture of ViT blocks with BiC.", + "Fig. 2: Both LoRA and BiC can be viewed as special cases of linear controllers. Details of how to utilize BiC to control ViT blocks is plotted on the right." + ], + "image_footnote": [], + "bbox": [ + 470, + 142, + 787, + 294 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Binary Controller Design and Optimization", + "text_level": 1, + "bbox": [ + 214, + 376, + 620, + 393 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "As the optimal strategy involves only extreme values, we may move towards designing a pure binary control (BiC) on pre-trained ViT systems. By doing so, we can replace floating-point controls with integer variables (or integers with an amplifier $c$ ), thereby enhancing computational efficiency.", + "bbox": [ + 212, + 401, + 785, + 462 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Design: We consider the soft bounding cases of confining our controls $A_{t}$ within $\\{-c_t, c_t\\}$ , where $c_t$ is a layer-wise trainable scalar. Each element within the control matrices $A_{t}$ may only choose $c_t$ or $-c_t$ . Similar to LoRA, the binary control matrices $\\{A_t\\}$ may also possess the low-rank property, leading to low-rank and low-precision controls. In Figure 2a, such controls lie in the intersection of LoRA and BiC. Similarly, binary quantization can be applied to the bias matrix $B_{t}$ . This enables the creation of trainable control matrices that exclusively consist of binary values. In particular, the control parameters $\\{A_t\\}$ $\\{B_t\\}$ have the form $A_{t} = c_{1,t}\\bar{A}_{t}$ , $B_{t} = c_{2,t}\\bar{B}_{t}$ , where $c_{1,t}$ and $c_{2,t}$ are full-precision scalars, and the entries of $\\{\\bar{A}_t\\}$ and $\\{\\bar{B}_t\\}$ all belong to $\\{+1, -1\\}$ . The Hamiltonian function $H_{t}$ is:", + "bbox": [ + 212, + 462, + 785, + 626 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\nH _ {t} (x, p, c _ {2}, c _ {2}, \\bar {A}, \\bar {B}) = \\operatorname {T r} \\left(\\left[ f _ {t} (x, \\theta_ {t}) + c _ {1} x \\bar {A} + c _ {2} \\bar {B} \\right] p ^ {T}\\right). \\tag {19}\n$$\n", + "text_format": "latex", + "bbox": [ + 297, + 626, + 785, + 646 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Following the common practice in binary neural networks [35, 48, 62] $^1$ , we incorporate a normalization layer after binary control matrices. Existing norm methods like BatchNorm [24] or LayerNorm [3] can only normalize values to the range $[0, 1]$ , and we anticipate perturbations in the system to be relatively small. To accommodate this, we introduce a trainable scaling value $s_t \\in \\mathbb{R}$ to modulate the overall scale. The complete controlled ViT block is depicted in Figure 2b.", + "bbox": [ + 212, + 648, + 787, + 739 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "$\\mathbf{Optimization}^2$ : In general, the optimal control may be sought through the method of successive approximation (MSA) [13, 41]: we randomly guess an initial controls $\\{c_{1,t}^0\\}, \\{c_{2,t}^0\\}, \\{A_t^0\\}, \\{B_t^0\\}$ for $\\{c_{1,t}\\}, \\{c_{2,t}\\}, \\{A_t\\}, \\{B_t\\}$ , respectively.", + "bbox": [ + 212, + 741, + 785, + 787 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 382, + 128 + ], + "page_idx": 9 + }, + { + "type": "page_footnote", + "text": "1 It is possible to remove the normalization layer as [8, 12]. We retain such a block in this paper for simplicity of implementations.", + "bbox": [ + 217, + 796, + 785, + 825 + ], + "page_idx": 9 + }, + { + "type": "page_footnote", + "text": "2 We also provide a pure gradient method in Appendix C.", + "bbox": [ + 218, + 825, + 607, + 839 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Subsequently, we compute the associated $\\{x_t^{i,0}\\}$ and $\\{p_t^{i,0}\\}$ corresponding to the prescribed dynamics (6)(7). Throughout each training epoch $l$ , we update the parameters $c_{1,t}, c_{2,t}, \\bar{A}_t, \\bar{B}_t$ by maximizing the Hamiltonian with penalty terms in $\\|c_{1,t}^{l+1} - c_{1,t}^l\\|^2$ and $\\|c_{2,t}^{l+1} - c_{2,t}^l\\|^2$ , i.e. for each $t$ and epoch $l$ , we set", + "bbox": [ + 214, + 145, + 787, + 209 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\left(c _ {1, t} ^ {l + 1}, c _ {2, t} ^ {l + 1}, \\bar {A} _ {t} ^ {l + 1}, \\bar {B} _ {t} ^ {l + 1}\\right) = \\underset {c _ {1}, c _ {2}, \\bar {A}, \\bar {B}} {\\arg \\max } \\left[ \\sum_ {i} H _ {t} \\left(x _ {t} ^ {i, l}, p _ {t} ^ {i, l}, c _ {1}, c _ {2}, \\bar {A}, \\bar {B}\\right) \\right. \\\\ \\left. - \\rho_ {1, t} ^ {l} \\| c _ {1} - c _ {1, t} ^ {l} \\| ^ {2} - \\rho_ {2, t} ^ {l} \\| c _ {2} - c _ {2, t} ^ {l} \\| ^ {2} \\right], \\tag {20} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 282, + 226, + 785, + 297 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "where $\\rho_{1,t}^{l},\\rho_{2,t}^{l} > 0$ are penalty parameters. In practice, we may solve this maximization problem by seeking the closed-form solutions for $c_{1,t}$ and $c_{2,t}$ first,", + "bbox": [ + 214, + 305, + 782, + 338 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\nc _ {1, t} ^ {l + 1} = c _ {1, t} ^ {l} + \\frac {1}{2 \\rho_ {1 , t} ^ {l}} \\sum_ {i} \\mathrm {T r} \\left([ x _ {t} ^ {i, l} \\bar {A} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\\right),\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 354, + 651, + 388 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\nc _ {2, t} ^ {l + 1} = c _ {1, t} ^ {l} + \\frac {1}{2 \\rho_ {2 , t} ^ {l}} \\sum_ {i} \\mathrm {T r} \\left([ \\bar {B} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\\right).\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 392, + 627, + 426 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "And subsequently update the binary control variables as", + "bbox": [ + 240, + 454, + 648, + 469 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n[ \\bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} \\left(c _ {1, t} ^ {l + 1} \\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, l} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, l} \\right] _ {j} \\right] _ {m, n}\\right), \\tag {21}\n$$\n", + "text_format": "latex", + "bbox": [ + 325, + 476, + 785, + 523 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n[ \\bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} \\left(c _ {2, t} ^ {l + 1} \\sum_ {i} \\left[ p _ {t} ^ {i, l} \\right] _ {m, n}\\right). \\tag {22}\n$$\n", + "text_format": "latex", + "bbox": [ + 325, + 526, + 785, + 566 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A potential issue of the above updating scheme (21) (22) is the unstable switching of the parameters between $\\pm 1$ . To mitigate this issue, we may either penalize the flipping with a regularization term [35] or flip the signs based on the momentum [63]. We opt for the latter approach, wherein $c_{1,t}, c_{2,t}$ are clipped to be positive, and also introduce two auxiliary matrices $\\tilde{A}_t$ , $\\tilde{B}_t$ , initialized as $\\tilde{A}_t^0 = \\bar{A}_t^0$ , $\\tilde{B}_t^0 = \\bar{B}_t^0$ . In each training epoch, we update $\\tilde{A}_t$ and $\\tilde{B}_t$ by", + "bbox": [ + 214, + 573, + 787, + 666 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n[ \\tilde {A} _ {t} ^ {l + 1} ] _ {m, n} = [ \\tilde {A} _ {t} ^ {l} ] _ {m, n} + \\lambda_ {1} \\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, l} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, l} \\right] _ {j} \\right] _ {m, n}, \\tag {23}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 672, + 785, + 705 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n[ \\tilde {B} _ {t} ^ {l + 1} ] _ {m, n} = [ \\tilde {B} _ {t} ^ {l} ] _ {m, n} + \\lambda_ {2} \\sum_ {i} \\left[ p _ {t} ^ {i, l} \\right] _ {m, n}. \\tag {24}\n$$\n", + "text_format": "latex", + "bbox": [ + 323, + 710, + 785, + 742 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "where $\\lambda_1, \\lambda_2 > 0$ are two small constants. Subsequently, the binary matrices are updated by taking the sign of the accumulated gradients in $\\tilde{A}_t$ and $\\tilde{B}_t$ :", + "bbox": [ + 214, + 748, + 782, + 779 + ], + "page_idx": 10 + }, + { + "type": "equation", + "text": "\n$$\n[ \\bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} ([ \\tilde {A} _ {t} ^ {l + 1} ] _ {m, n}), [ \\bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} ([ \\tilde {B} _ {t} ^ {l + 1} ] _ {m, n}). \\tag {25}\n$$\n", + "text_format": "latex", + "bbox": [ + 294, + 785, + 785, + 804 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In comparison to the previous rule only on the current gradients, such a scheme enhances stability by integrating the gradient over successive epochs.", + "bbox": [ + 214, + 809, + 785, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "An Optimal Control View of LoRA and Binary Controller Design for ViT", + "bbox": [ + 238, + 114, + 732, + 130 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/239e867e4af015c31238c14cbbfa71328a5937afb149f04854bd522f5ac67f03.jpg", + "table_caption": [ + "Table 1: Comparison of algorithm performance, with AdaptFormer [11] acting as a vision-specific LoRA algorithm. We follow [11] to only report one-time accuracy, while repeated experiments on BiC are available in Appendix D.2. $[\\dagger]$ lr is decreased by 0.1 on CIFAR-100. $[\\ddagger]$ Bytes are computed on CIFAR-100." + ], + "table_footnote": [], + "table_body": "
AlgorithmTotal Bytes‡CIFAR-100SVHNFood-101
Full-Tuning100%87.90†97.6790.09
Linear-Probing0.08%69.8366.9169.74
VPT0.09%82.4494.0282.98
AdaptFormer-641.46%85.9096.8987.61
AdaptFormer-7688.40%86.7397.0488.39
BiC-640.13%85.7497.0187.46
BiC-7680.35%86.6197.0888.31
", + "bbox": [ + 305, + 212, + 702, + 345 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 369, + 375, + 388 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In this section, we focus on the validation of the binary control (BiC), by comparing it with a series of efficient-tuning algorithms.", + "bbox": [ + 212, + 401, + 784, + 433 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.1 Preliminary", + "text_level": 1, + "bbox": [ + 215, + 452, + 361, + 469 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Experiment Settings and Baseline Methods. For fair comparison, we mirror the experimental setting in [11]. For layer initialization, we set the scaling value $s_t = 0$ , while retaining the rest as default in PyTorch. This resembles the general setting of LoRA, where the uppermost layer within each block is initialized with zeros. We compare our low-precision adaptation algorithm, denoted as BiC, with a few commonly used fine-tuning algorithms: 1) Full-tuning: all parameters are trainable; 2) Linear probing: appending an additional trainable linear layer on top of the pre-trained model while keeping the rest parameters fixed.; 3) Visual Prompt Tuning (VPT) [25]: concatenating a set of trainable tokens with existing image tokens; 4) AdaptFormer [11]: a vision specific LoRA algorithm by injecting full-precision trainable low-rank matrices to ViT systems.", + "bbox": [ + 212, + 477, + 787, + 643 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.2 Full-Precision and Binary Control Comparison", + "text_level": 1, + "bbox": [ + 215, + 664, + 645, + 681 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We commence our investigations with series of experiments on the CIFAR-100 [30], SVHN [43] and Food-101 [7] datasets, and our primary goal is to compare the performance of various fine-tuning algorithms.", + "bbox": [ + 212, + 688, + 785, + 734 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Our previous analysis in Sec 4.2 substantiates the possibilities of employing binary controls in ViT systems, and experimental observations corroborate such a theoretical analysis. In particular, the binary control strategy on ViT systems yields comparable performance levels to its full-precision counterpart across all datasets. Moreover, the BiC-64 algorithm, serving as a low-rank and low-precision algorithm, exhibits slightly inferior performance when compared to the full-precision AdaptFormer-64 on the CIFAR-100 and Food-101 datasets.", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/3d366e4f5333e05464f018762fbefc291357f254790ff0dc0e6a50be4036ed5c.jpg", + "table_caption": [ + "Table 2: Comparison of algorithm performance under the same computation cost." + ], + "table_footnote": [], + "table_body": "
AlgorithmCIFAR-100SVHNFood-101
AdaptFormer-183.5293.0483.64
BiC-3285.37 (+1.85)97.03 (+3.99)86.20 (+2.56)
AdaptFormer-484.8396.1985.42
BiC-12886.29 (+1.46)97.20 (+1.01)87.87 (+2.45)
", + "bbox": [ + 305, + 170, + 702, + 265 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Interestingly, it demonstrates a tendency to outperform the full-precision algorithm on the SVHN dataset. Such a phenomenon has also been observed in the previous quantization study [63], where authors attributed to the capabilities of preventing overfitting.", + "bbox": [ + 212, + 295, + 785, + 357 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.3 Low Rank or Low Precision?", + "text_level": 1, + "bbox": [ + 214, + 383, + 500, + 398 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In practical applications, we often opt for light-weight controls. In pursuit of this objective, we have two orthogonal directions: reduce either rank or precision, as presented in Table 2. Unlike the seminal LoRA research [22] in NLP tasks, where authors have demonstrated that even a rank-1 matrix can serve as an effective adapter, vision downstream tasks are more sensitive to the reduction of rank. Specifically, the rank-1 AdaptFormer experiences significant accuracy degradation (e.g., a drop of $6.45\\%$ on the Food-101 dataset) when compared to the results of full-tuning in Table 1.", + "bbox": [ + 212, + 415, + 784, + 536 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Alternatively, a strategy may opt to maintain the high ranks but sacrifice its precision, as exemplified by the BiC algorithm. Empirical results consistently show that this approach yields superior performance when compared to the low-rank counterpart across all datasets. Notably, in the case of BiC-32, we observe a substantial margin of improvement (e.g., $+3.99\\%$ ) when compared to the rank-1 LoRA algorithm on the SVHN dataset. Moreover, we explore the possibility of designing a high-rank binary control strategy in Figure 3. With a bit abuse of the concept", + "bbox": [ + 212, + 537, + 486, + 779 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/7ee759cac607ff30d354dd5a689d835fb19927122c4a98d6a76233d12a51d2d8.jpg", + "image_caption": [ + "Fig. 3: Compare full-tune MLP layers with the utilization of BiC on the CIFAR-100 dataset. Result indicates that BiC exhibits a performance that is marginally lower, with a difference of merely $0.11\\%$ ." + ], + "image_footnote": [], + "bbox": [ + 506, + 571, + 774, + 684 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "\"rank\", we introduce a binary high-rank control (BiC-3072) for ViT systems and inserting additional activation function between the down and up projections. Results indicate that the bit-wise controls reach a performance level $(87.39\\%)$ comparable to full-tune the MLP layers, and even surpass AdaptFormer-768 in", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "An Optimal Control View of LoRA and Binary Controller Design for ViT", + "bbox": [ + 240, + 113, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 1. Note the conventional LoRA algorithm is not suitable for this scenario, as it incurs the same computational cost as full-tune the entire MLP layers.", + "bbox": [ + 215, + 146, + 782, + 176 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5.4 Communication-Efficient ViT Adaptation", + "text_level": 1, + "bbox": [ + 215, + 195, + 602, + 210 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In addition to the low computational overhead, binary controls also find practical applications in the distributed optimization, such as Federated Learning [29,42,59]. In these cases, the server and client can download the pre-trained ViT models independently and only communicate the controllers. This also avoids the potential data leakage issues [57, 60] when transmitting the whole model. Owing to their inherently bit-wise nature, binary controllers typically result in a substantial reduction in communication costs.", + "bbox": [ + 212, + 217, + 782, + 321 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "To validate this property, we distribute the SVHN dataset to 5 nodes and measure the algorithm performance in Figure 4. Note LoRA can already effectively reduce the communication overhead by communicating only the adaptation matrices, and such a reduction can be further enhanced with binary controllers. Experiments demonstrate that, to achieve the same terminal test accuracy, binary controls incur only $3.5\\%$ communication cost of its full-precision counterpart on SVHN, rendering BiC as a highly", + "bbox": [ + 212, + 323, + 486, + 549 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/49fcfe4ad2d996b1544922e1eb5b14924286bd6bc5f9c8a1373b2c10378df52b.jpg", + "image_caption": [ + "Fig. 4: Distributed algorithm performance on the SVHN dataset. BiC requires $30\\mathrm{x}$ less communication costs to reach the terminal accuracy on the SVHN dataset." + ], + "image_footnote": [], + "bbox": [ + 506, + 357, + 774, + 470 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "communication-efficient algorithm in distributed optimization.", + "bbox": [ + 215, + 550, + 661, + 565 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 585, + 359, + 599 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we establish a connection between recent studies on PEFT algorithms like LoRA and classical optimal control theory. A control-oriented framework is introduced for efficient tuning, wherein adaptation matrices are reconceptualized as controls to perturb pre-trained ViT systems. Such a new perspective motivates us to define a necessary condition based on the Pontryagin Maximum Principle, where the LoRA algorithm can be recast as a special case of linear control. Furthermore, by maximizing the Hamiltonian function in a non-conservative way, we introduce a control strategy involving bit-wise adaptation matrices. Theoretical analysis affirms that this binary control strategy yields similar reachable states as its continuous counterpart, which is later validated in the empirical studies. Moreover, in scenarios where simplicity in controls is essential, our investigations suggest that the rank of the adaptation matrices are more important than their precision. Consequently, opting for low-precision yet high-rank controls proves to be more favorable in practical applications like distributed optimization.", + "bbox": [ + 212, + 613, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research is supported by the National Research Foundation, Singapore, under the NRF fellowship (Project No. NRF-NRFF13-2021-0005).", + "bbox": [ + 215, + 178, + 782, + 209 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 233, + 321, + 250 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Zhu, C., Han, S., Mao, H., Dally, W.J.: Trained ternary quantization. arXiv preprint arXiv:1612.01064 (2016)" + ], + "bbox": [ + 215, + 146, + 785, + 314 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Chi Zhang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/1d090db0-c5e1-4ba3-b0f9-88f3a660e116_model.json b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/1d090db0-c5e1-4ba3-b0f9-88f3a660e116_model.json new file mode 100644 index 0000000000000000000000000000000000000000..74fc20add1a0a4a14b196d745c7e0b71fb387590 --- /dev/null +++ b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/1d090db0-c5e1-4ba3-b0f9-88f3a660e116_model.json @@ -0,0 +1,2832 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.233, + 0.141, + 0.773, + 0.187 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers" + }, + { + "type": "text", + "bbox": [ + 0.316, + 0.213, + 0.687, + 0.229 + ], + "angle": 0, + "content": "Chi Zhang1, Jingpu Cheng1, and Qianxiao Li1" + }, + { + "type": "text", + "bbox": [ + 0.294, + 0.24, + 0.71, + 0.27 + ], + "angle": 0, + "content": "Department of Mathematics, National University of Singapore {czhang24,chengjingpu,qianxiao}@nus.edu.sg" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.308, + 0.744, + 0.558 + ], + "angle": 0, + "content": "Abstract. While recent advancements in model fine-tuning predominantly emphasize the utilization of low-rank adaptation (LoRA), we propose an alternative approach centered on reducing the precision of adaptation matrices. In particular, we depart from the common viewpoint that considers adaptation matrices solely as weight differences, and reinterpret them as \"control variables\" to perturb pre-trained ViT systems. This new perspective enables the establishment of a control-oriented framework, facilitating the exploration of optimal controls guided by the Pontryagin Maximum Principle. Furthermore, we demonstrate that for bounded control sets such as hypercubes, the optimal controls often take on boundary values, leading naturally to a binary controller design. Theoretical analysis reveals that employing a binary control strategy achieves the same reachable state as its full-precision counterpart in the continuous idealisation of deep residual structures, a finding corroborated by later empirical investigations. Our studies further indicate that the controller's rank holds greater significance than its precision. As such, opting for low-precision yet high-rank controls is demonstrated to obtain better performance for practical vision tasks." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.57, + 0.627, + 0.586 + ], + "angle": 0, + "content": "Keywords: Low-Rank Adaptation \\(\\cdot\\) Optimal Control" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.611, + 0.377, + 0.627 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.749 + ], + "angle": 0, + "content": "Training a Vision Transformer (ViT) [17] from scratch often extends over a large corpus of data and consumes thousands of GPU hours. For practical applications, it is more favorable to refrain from such a resource-intensive training process. Instead, adapting a pre-trained model to downstream tasks proves to be more favorable. This adaptation process commonly employs the full-tuning mechanism, wherein all parameters of a pre-trained model undergo iterative adjustment to align with task-specific data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.843 + ], + "angle": 0, + "content": "One major challenge lies in the substantial number of parameters, a predicament that may be exacerbated by the increasing model capacity. To tackle this issue, recent research focuses on the study of Parameter-Efficient Fine-Tuning (PEFT), by either selectively updating a subset of parameters or injecting some new parameters [21,39,49]. In particular, the Low-Rank Adaptation (LoRA) algorithm [22], along with its vision-specific counterpart named AdaptFormer [11]," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "incorporates additional trainable dense layers featuring low-rank matrices while keeping the pre-trained ViT model fixed. Empirical investigations have demonstrated that, with very low-rank matrices (even as small as 1 rank), this approach can attain performance levels closely to its full-rank counterpart." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.211, + 0.489, + 0.468 + ], + "angle": 0, + "content": "Despite its practical success, the fundamental mechanisms of LoRA remain to be fully understood. Existing explanations [1, 22] propose that weight changes \\(\\{\\varDelta W\\}\\) may exhibit \"low intrinsic ranks\", hence advocating the use of low-rank matrices to approximate these changes. Yet, there is a lack of theoretical evidences that such ranks could be as minimal as one. In fact, subsequent studies indicate that achieving a comparable expressive power to full-tuning may necessitate a sufficient number of ranks in LoRA, for instance \"embedding/2\" in [56]. Empirical results also corroborate these findings, as depicted in Fig-" + }, + { + "type": "image", + "bbox": [ + 0.509, + 0.244, + 0.78, + 0.356 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.498, + 0.369, + 0.788, + 0.453 + ], + "angle": 0, + "content": "Fig.1: Number of singular values to capture \\(50\\%\\) and \\(95\\%\\) of the total value. The findings suggest that, to recover the predominant \\(\\Delta W_{\\mathrm{MLP}}\\) after adaptation on CIFAR-100, certain layers may require a rank exceeding 500." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.468, + 0.788, + 0.558 + ], + "angle": 0, + "content": "ure 1, indicating that a significant number of ranks may be necessary to accurately reconstruct \\(\\Delta W_{\\mathrm{MLP}}\\) on MLP layers. Question remains why low-rank matrices could approximate such weight differences in practice. Moreover, considering the highly nonlinear nature of each ViT block, it is unclear why an (almost) linear low-rank updating scheme can replicate the nonlinear distinctions after model adaptation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.788, + 0.682 + ], + "angle": 0, + "content": "These gaps in understanding LoRA motivate our investigations into its underlying mechanisms. But instead of following the existing concepts, we introduce an alternative view: we no longer perceive \\(\\{\\Delta W\\}\\) solely as weight disparities, but conceive them as control variables to perturb the pre-trained ViT systems. This interpretation draws analogies to the classical control theory [6, 18, 31], where controls are often introduced to guide a complex system (e.g., an airplane [44]) towards the desired state. In a parallel vein, we may leverage control variables to steer a pre-trained ViT system towards the minimal loss on downstream tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.687, + 0.788, + 0.792 + ], + "angle": 0, + "content": "This new perspective inspires us to search for the optimal controls. In particular, we formulate a necessary condition based on the Pontryagin's Maximum Principle (PMP) [45], mandating the control variables to maximize the Hamiltonian function. This condition serves as a universal requirement applicable to controls on ViT of diverse natures, be they linear or nonlinear. The LoRA algorithm can be shown as a special case of linear control under the PMP condition, thereby enhancing its theoretical applicability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Furthermore, the link to optimal control theory opens avenues for alternative forms of controller design. Specifically, the classical Bang-Bang theory enables the design of a binary control mechanism when maximizing the Hamiltonian" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.241, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.237 + ], + "angle": 0, + "content": "function. Control matrices are then simplified to their binary essence, in order to minimize the computation/communication costs. Theoretical analysis suggests that such a binary control strategy has the same reachable states as its full-precision counterpart in continuous time. Consequently, we are able to design low-precision (and low-rank) controllers for practical model adaptation, which is later validated by a series of empirical experiments on vision tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.238, + 0.785, + 0.389 + ], + "angle": 0, + "content": "In summary, our contributions are three-fold. (1) Firstly, we bridge the study of modern PEFT algorithms with optimal control theory, by introducing a control-oriented framework for model adaptation (Section 3.1). (2) Within this framework, we present an optimal control interpretation for LoRA (Section 3.4), offering a new perspective that may circumvent several challenges inherent in existing understandings. (3) Lastly, we devise a binary control mechanism (Section 4) and prove that it has the same reachable state as the standard LoRA algorithm in continuous time. As such, the controller can be compressed to the binary forms, endowing it with computational and communicative efficiency in practical applications." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.414, + 0.396, + 0.43 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.788, + 0.735 + ], + "angle": 0, + "content": "Parameter Efficient Fine-Tuning: Tuning (vision) transformer models by adjusting only the head layers typically results in a notable decline in downstream performance. Consequently, recent studies of transfer learning have concentrated on the optimization of selecting a subset of parameters or introducing new lightweight parameters. In particular, the prompt-based algorithms [9,46,47] involve providing extra instructions or queries to the tokens, in order to guide the model's behavior. Following works in [25,32,36,50] have demonstrated the effectiveness of such a prompt-based method for various NLP and CV downstream tasks. Alternatively, a cohort of studies [21,26,39] corroborates the viability of incorporating additional adapter layers. These auxiliary layers are selectively integrated into the existing architecture, allowing for task-specific adaptation without extensive retraining of the entire model. The concept of low-rank adaptation was initially introduced by [49], as a solution to reduce parameters for adapters. The following LoRA works [11,22,53,58] refined the tuning architecture, placing it in parallel with the original Vision Transformer (ViT) blocks rather than in a sequential order. Such a parallel low-rank scheme often yields lower inference latency and practical performance improvements [22]. Besides, when compared with prompt-based algorithms, the rank of adaptation matrices can be easily scaled up to obtain similar performance to full-tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Optimal Control in Machine Learning: Optimal control [28,37], as a natural extension of the variational method [19], seeks to determine the trajectory of a dynamic system that minimizes or maximizes a certain performance criterion. A cornerstone to applications in deep learning may trace back to the seminar works [10, 20, 54], where authors treated machine learning as function approximation via a control system. Following this concept, neural networks have been interpreted as discretisations of an optimal control problem, subject to an ordi-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.22 + ], + "angle": 0, + "content": "nary differential equation constraint in [5,27,61]. In particular, [34, 35] analyzed continuous-time analogues of neural networks in the optimal control framework and derived MSA-based algorithms. This paper draws analogies to these pioneering works and seeks the optimal controls, and focuses on the model tuning within the same theoretical framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.222, + 0.785, + 0.358 + ], + "angle": 0, + "content": "Quantized Optimization: Our work develops a binary controller for model tuning in downstream tasks. A body of prior research [14, 23, 33, 38] has investigated the viability of binary or other quantized networks. The gradient optimization in this paper resembles the methodology in [63], where a trainable soft bounding \\( c_{t} \\) is introduced instead of using fixed \\( \\pm 1 \\) as binary values. This allows the control values within ViT to have more flexibility and controllability when applying to downstream tasks. Quantized parameters are also studied in model adaptation [16, 55], mainly for NLP tasks. But these works focus on quantizing the pre-trained model, while this paper aims to reduce the precision of controller." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.378, + 0.779, + 0.396 + ], + "angle": 0, + "content": "3 An Optimal Control Framework for PEFT Algorithms" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.406, + 0.784, + 0.436 + ], + "angle": 0, + "content": "In this part, we develop a control-oriented view for perturbed ViT systems and derive the necessary condition for optimal controls." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.455, + 0.571, + 0.47 + ], + "angle": 0, + "content": "3.1 Dynamics of Controlled ViT Systems" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.476, + 0.785, + 0.568 + ], + "angle": 0, + "content": "To commence, we first introduce the dynamics of ViT systems with controls. Given the \\(i\\)-th image \\(x_0^i \\in \\mathbb{R}^{C \\times H \\times W}\\), the ViT model first splits and embeds it into a sequence of tokens, denoted as \\(\\bar{x}_1^i \\in \\mathbb{R}^{d \\times h}\\), where \\(d\\) represents the number of image tokens and \\(h\\) refers to the dimension of each token. Subsequently, an additional class-token \\(x_{1,\\mathrm{cls}}^i\\) is concatenated to these tokens, followed by adding a positional embedding to form the final \\(x_1^i\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.568, + 0.784, + 0.598 + ], + "angle": 0, + "content": "The LoRA algorithm [22] then focuses on processing these tokens with the following dynamics:" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.605, + 0.785, + 0.623 + ], + "angle": 0, + "content": "\\[\nx _ {n + 1} ^ {i} = f _ {n} \\left(x _ {n} ^ {i}, \\theta_ {n}, g _ {n} \\left(x _ {n} ^ {i}, \\mu_ {n}\\right)\\right), n \\in [ 1, \\dots , N - 1 ]. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.785, + 0.734 + ], + "angle": 0, + "content": "Here \\( f_{n} \\) represents the flow on the \\( n \\)-th pre-trained ViT block, typically consisting of a multi-head attention layer and a fully-connected MLP layer. \\( g_{n} \\) denotes a perturbation function that takes \\( x_{n}^{i} \\) as input and incorporates some control variables \\( \\mu_{n} \\). For instance, the controls take on a low-rank form in LoRA, expressed as \\( \\mu_{n} = A_{1,n}A_{2,n} \\), where \\( A_{1,n} \\in \\mathbb{R}^{h \\times r} \\), \\( A_{2,n} \\in \\mathbb{R}^{r \\times h} \\), and \\( r \\ll d \\). For efficiency concerns, the pre-trained parameters \\( \\theta_{n} \\) remain fixed throughout adaptation, while only the control parameters \\( \\mu_{n} \\) are trainable." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.784, + 0.765 + ], + "angle": 0, + "content": "The following AdaptFormer algorithm [11] relocates the low-rank matrices to be parallel to the ViT blocks. As such, the controlled dynamics become" + }, + { + "type": "equation", + "bbox": [ + 0.317, + 0.772, + 0.785, + 0.789 + ], + "angle": 0, + "content": "\\[\nx _ {n + 1} ^ {i} = f _ {n} \\left(x _ {n} ^ {i}, \\theta_ {n}\\right) + g _ {n} \\left(x _ {n} ^ {i}, \\mu_ {n}\\right), n \\in [ 1, \\dots , N - 1 ]. \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.784, + 0.84 + ], + "angle": 0, + "content": "One advantage of this formulation is that the control function \\( g_{n} \\) is detached from the original \\( f_{n} \\), leading to simpler control analysis. Therefore we shall adhere to this formulation throughout the paper." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.24, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.643, + 0.163 + ], + "angle": 0, + "content": "3.2 Challenges of Existing Explanations for LoRA" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.172, + 0.788, + 0.399 + ], + "angle": 0, + "content": "Such a controlled system has witnessed broad applications in transfer learning, yet its fundamental mechanism remains under-explored. Existing studies [1, 22] often posit that optimizing \\(\\mu_t\\) aims to align the weight changes with those in full-tuning procedures. However, several critical gaps persist in this perspective. First of all, to faithfully replicate the weight changes in full-tuning, the approximation with low-rank matrices should be applied to all parameters, given that they are all trainable in model adaption. But empirical results often show that it is sufficient to apply LoRA to certain matrices, such as only the query \\(W_Q\\) and value \\(W_K\\) in self-attention. Moreover, as depicted in Figure 1, theoretical considerations suggest a relatively large rank requirement for adequately approximating weight changes, yet empirical evidences consistently show that low-rank matrices can achieve performance levels comparable to their full-rank counterparts. Finally, it remains intricate to understand why linear adaptation matrices can accurately replicate weight changes in non-linear ViT blocks, especially under the low rank setting." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.421, + 0.782, + 0.437 + ], + "angle": 0, + "content": "3.3 Continuous-Time Formulation and Optimal Control with PMP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.788, + 0.492 + ], + "angle": 0, + "content": "TL;DR: We consider \\( g_{n} \\) as a control function to perturb the original model \\( f_{n} \\), and seek the optimal controls with the classical Pontryagin Maximum Principle from control theories." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.788, + 0.583 + ], + "angle": 0, + "content": "To address the above challenges, we provide an optimal control formulation in this part. For the practical ViT models, the functions \\( f_{n} \\) in (2) actually takes a residual form, i.e. \\( f_{n}(x_{n},\\theta_{n}) = x_{n} + r_{n}(x_{n},\\theta_{n}) \\) for some function \\( r_n \\). When \\( N \\) is large and the scale of \\( r_n \\) and \\( g_{n} \\) are small relative to \\( x_{n} \\), (2) can be idealized as a continuous-time control system" + }, + { + "type": "equation", + "bbox": [ + 0.407, + 0.594, + 0.786, + 0.611 + ], + "angle": 0, + "content": "\\[\n\\dot {x} _ {t} = r _ {t} \\left(x _ {t}, \\theta_ {t}\\right) + g _ {t} \\left(x _ {t}, \\mu_ {t}\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.621, + 0.788, + 0.667 + ], + "angle": 0, + "content": "where \\( t \\in [0, T] \\) (with \\( T \\coloneqq N\\delta \\)) represents the continuous counterpart of the indices for successive blocks. The functions \\( x_{t}, r_{t}, g_{t}, \\mu_{t} \\) are the scaled continuations of \\( x_{n}, r_{n}, g_{n}, \\mu_{n} \\) respectively, divided by a small factor \\( \\delta > 0 \\)." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.667, + 0.742, + 0.682 + ], + "angle": 0, + "content": "The overall formulation in the continuous time could be expressed as:" + }, + { + "type": "equation", + "bbox": [ + 0.352, + 0.693, + 0.786, + 0.734 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\left\\{\\mu_ {t} \\in \\mathbb {M} _ {t} \\right\\}} \\frac {1}{M} \\sum_ {i = 1} ^ {M} L \\left(x _ {T} ^ {i}, y ^ {i}\\right) \\tag {4}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.347, + 0.737, + 0.658, + 0.755 + ], + "angle": 0, + "content": "\\[\n\\mathrm {s . t .} \\quad \\dot {x} _ {t} ^ {i} = r _ {t} (x _ {t} ^ {i}, \\theta_ {t}) + g _ {t} (x _ {t} ^ {i}, \\mu_ {t}), \\quad t \\in [ 0, T ]\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.764, + 0.788, + 0.809 + ], + "angle": 0, + "content": "where \\( L(x_{T}^{i},y^{i})\\coloneqq \\bar{L} (f_{\\mathrm{final}}(x_{T,\\mathrm{cls}}^{i}),y^{i}) \\) for some loss function \\( \\bar{L} \\) measures the difference between the model prediction and the true label, and \\( \\mathbb{M}_t \\) denotes the admissible control set at time \\( t \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "One may recognize the above problem (4) as a classical fixed-time control problem. In particular, the objective is to find a sequence of optimal controls" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "\\(\\{\\mu_t^*\\}\\) to minimize the terminal loss \\(L\\). A typical solution would be through the classical Pontryagin Maximum Principle (PMP) [45], which depicts the best possible control to transition a dynamical system from one state to another, especially in the presence of constraints." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.207, + 0.785, + 0.253 + ], + "angle": 0, + "content": "To proceed, let us assign a series of co-state variables \\(\\{p_t^i\\mid p_t^i\\in \\mathbb{R}^{d\\times h}\\}\\), which are of the same dimension as the states \\(\\{x_{t}^{i}\\}\\). We can then define the Hamiltonian \\(H_{t}:\\mathbb{R}^{d\\times h}\\times \\mathbb{R}^{d\\times h}\\times \\mathbb{M}_{t}\\to \\mathbb{R}\\) as" + }, + { + "type": "equation", + "bbox": [ + 0.357, + 0.265, + 0.786, + 0.283 + ], + "angle": 0, + "content": "\\[\nH _ {t} (x, p, \\mu) := \\operatorname {T r} \\left(\\left[ r _ {t} (x, \\theta_ {t}) + g _ {t} (x, \\mu) \\right] p ^ {T}\\right) \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.294, + 0.784, + 0.324 + ], + "angle": 0, + "content": "with \\(\\mathrm{Tr}\\) denoting the trace of a matrix. The following PMP theorem then defines a necessary condition for the optimal control." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.335, + 0.785, + 0.426 + ], + "angle": 0, + "content": "Theorem 1 (Pontryagin's Maximum Principle [37]). Suppose that \\( r_t \\) and \\( g_t \\) are both continuous in \\( t \\) and continuously differentiable w.r.t. \\( x \\), and \\( L \\) is differentiable in \\( x \\). Denote \\( \\{\\mu_t^*\\} \\) a bounded optimal control to (4), and \\( \\{x_t^{i,*}\\} \\) the corresponding optimally controlled state. Then, there exist optimal co-states \\( \\{p_t^{i,*}\\} \\) which are absolutely continuous in \\( t \\) such that the following Hamiltonian equations are satisfied:" + }, + { + "type": "equation", + "bbox": [ + 0.325, + 0.437, + 0.785, + 0.455 + ], + "angle": 0, + "content": "\\[\n\\dot {x} _ {t} ^ {i, *} = \\nabla_ {p} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right), \\quad x _ {0} ^ {i, *} = x _ {1} ^ {i}, \\tag {6}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.325, + 0.459, + 0.785, + 0.487 + ], + "angle": 0, + "content": "\\[\n\\dot {p} _ {t} ^ {i, *} = - \\nabla_ {x} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right), p _ {T} ^ {i, *} = - \\frac {1}{M} \\nabla L \\left(x _ {T} ^ {i, *}\\right). \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.497, + 0.784, + 0.526 + ], + "angle": 0, + "content": "Moreover, the optimal control variables \\(\\{\\mu_t^*\\}\\) should satisfy the Hamiltonian maximization condition:" + }, + { + "type": "equation", + "bbox": [ + 0.308, + 0.538, + 0.785, + 0.577 + ], + "angle": 0, + "content": "\\[\n\\sum_ {i = 1} ^ {N} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right) \\geq \\sum_ {i = 1} ^ {N} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu\\right), \\quad \\forall \\mu \\in \\mathbb {M} _ {t}. \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.588, + 0.785, + 0.679 + ], + "angle": 0, + "content": "Solving the optimal controls in the above Hamiltonian maximization requires us to provide a concrete form of \\( g_{t} \\) in Eq (5). For parameter efficiency concerns, the AdaptFormer algorithm considers the following form \\( g_{n} \\coloneqq \\sigma(x_{n}^{i}A_{1,n})A_{2,n} + B_{n} \\), where \\( \\sigma \\) denotes an activation function like ReLU. The subsequent research [40] demonstrates that such an activation function has minimal effects in practice, making it safe to consider a pure linear form: \\( g_{n} \\coloneqq x_{n}^{i}A_{n} + B_{n} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.68, + 0.786, + 0.77 + ], + "angle": 0, + "content": "In a similar vein, we may also consider the linear control formulation and require \\( A_{t} \\in \\mathbb{A}_{t} \\subseteq \\mathbb{R}^{h \\times h} \\) and \\( B_{t} \\in \\mathbb{B}_{t} \\subseteq \\mathbb{R}^{d \\times h} \\) for some control sets \\( \\mathbb{A}_{t} \\) and \\( \\mathbb{B}_{t} \\). Note here we no longer consider \\( A_{t} \\) and \\( B_{t} \\) as the weight difference \\( \\Delta W_{t} \\) of the frozen weights \\( \\theta_{t} \\), but view them as the control variables to minimize the terminal loss. By combining the linear control with Eq (5), we can obtain the Hamiltonian function \\( H_{t}: \\mathbb{R}^{d \\times h} \\times \\mathbb{R}^{d \\times h} \\times \\mathbb{A}_{t} \\times \\mathbb{B}_{t} \\to \\mathbb{R} \\) for the linear case:" + }, + { + "type": "equation", + "bbox": [ + 0.34, + 0.781, + 0.664, + 0.8 + ], + "angle": 0, + "content": "\\[\nH _ {t} (x, p, A, B) := \\operatorname {T r} \\left(\\left[ r _ {t} (x, \\theta_ {t}) + x A + B \\right] p ^ {T}\\right).\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "The PMP theorem mandates the optimal controls \\( A_{t}^{*} \\) and \\( B_{t}^{*} \\) to maximize such a Hamiltonian function. To obtain these optimal controls, one common" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.24, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.128 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.146, + 0.786, + 0.178 + ], + "angle": 0, + "content": "approach [34] involves a random choice of initial values \\( A_{t}^{0} \\) and \\( B_{t}^{0} \\), and then iteratively updates these control variables in the following rule:" + }, + { + "type": "equation", + "bbox": [ + 0.235, + 0.189, + 0.787, + 0.22 + ], + "angle": 0, + "content": "\\[\n(A _ {t} ^ {l}, B _ {t} ^ {l}) = \\underset {A, B} {\\arg \\max} \\sum_ {i} H _ {t} (x _ {t} ^ {i}, p _ {t} ^ {i}, A, B) - \\rho \\| A - A _ {t} ^ {l - 1} \\| ^ {2} - \\rho \\| B - B _ {t} ^ {l - 1} \\| ^ {2}, \\quad (9)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.232, + 0.784, + 0.264 + ], + "angle": 0, + "content": "where \\( A_{t}^{l}, B_{t}^{l} \\) represent the values of \\( A_{t}, B_{t} \\) in the \\( l \\)-th iteration. Note this argmax formulation can be solved in closed-form solutions, namely" + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.275, + 0.786, + 0.311 + ], + "angle": 0, + "content": "\\[\nA _ {t} ^ {l} = A _ {t} ^ {l - 1} + \\frac {1}{2 \\rho} \\sum_ {i} \\sum_ {j} \\left[ x _ {t} ^ {i} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i} \\right] _ {j}, \\tag {10}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.385, + 0.315, + 0.786, + 0.348 + ], + "angle": 0, + "content": "\\[\nB _ {t} ^ {l} = B _ {t} ^ {l - 1} + \\frac {1}{2 \\rho} \\sum_ {i} p _ {t} ^ {i}, \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.361, + 0.595, + 0.379 + ], + "angle": 0, + "content": "where we denote the \\(j\\)-th row of instance \\(x_{t}^{i}\\) as \\([x_t^i ]_j\\)" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.4, + 0.636, + 0.416 + ], + "angle": 0, + "content": "3.4 An Optimal Control Interpretation for LoRA" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.426, + 0.784, + 0.487 + ], + "angle": 0, + "content": "In the following, we show the above control-based updating rules (10) (11) can also be obtained by the gradient-descent step in LoRA in the discrete cases. By performing backward computation, we have \\( p_N = -\\frac{1}{M}\\nabla_{x_N^i}L(x_N^i) \\). Then with the chain rule, we have:" + }, + { + "type": "equation", + "bbox": [ + 0.22, + 0.512, + 0.785, + 0.587 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\nabla_ {A _ {n}} \\left(\\frac {1}{M} \\sum_ {i} L (x _ {N} ^ {i})\\right) = \\sum_ {i} \\frac {1}{M} \\nabla_ {x _ {n + 1} ^ {i}} L (x _ {N} ^ {i}) \\nabla_ {A _ {n}} x _ {n + 1} ^ {i} = - \\sum_ {i} p _ {n + 1} ^ {i} \\nabla_ {A _ {n}} (x _ {n} ^ {i} A _ {n}) \\\\ = - \\sum_ {i} \\nabla_ {A _ {n}} \\operatorname {T r} \\left(x _ {n} ^ {i} A _ {n} \\left(p _ {n} ^ {i}\\right) ^ {T}\\right) = - \\sum_ {i} \\sum_ {j} \\left[ x _ {n} ^ {i} \\right] _ {j} ^ {T} \\left[ p _ {n + 1} ^ {i} \\right] _ {j}. \\tag {12} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.598, + 0.287, + 0.613 + ], + "angle": 0, + "content": "Similarly," + }, + { + "type": "equation", + "bbox": [ + 0.373, + 0.613, + 0.786, + 0.652 + ], + "angle": 0, + "content": "\\[\n\\nabla_ {B _ {n}} \\left(\\frac {1}{M} \\sum_ {i} L \\left(x _ {N} ^ {i}\\right)\\right) = - \\sum_ {i} p _ {n + 1} ^ {i}. \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.659, + 0.79, + 0.694 + ], + "angle": 0, + "content": "By examining the above equations, we show that the GD optimization (12)(13) for \\(A_{n}\\) and \\(B_{n}\\) are consistent with Eqs (10)(11), with a learning rate of \\(\\frac{1}{2\\rho}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Here we demonstrate that the GD optimization steps (12)(13) are aligned with optimal control rules in (10)(11). As such, the control view provides an alternative explanation for LoRA: the optimization of low-rank matrices may not be simulating the \"weight differences\", but achieving optimal controls on downstream tasks. Such a new view avoids the above pitfalls in Section 3.2 and is more close to the real-world applications. For instance, it is generally unnecessary to apply controls to all parameters within a model. As a canonical example, for a robotic arm, it is often adequate to apply controls solely to specific joints to achieve desired positioning and orientation [15]. Similarly, controls may" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.207 + ], + "angle": 0, + "content": "be selectively applied to certain blocks of a ViT system, such as specific parts of an attention block or solely on the MLP layer. Furthermore, there is flexibility in choosing the forms of controls: it is often feasible to apply a linear control to a nonlinear block." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.231, + 0.577, + 0.248 + ], + "angle": 0, + "content": "4 Binary Controller Design for ViT" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.262, + 0.789, + 0.399 + ], + "angle": 0, + "content": "Ever since June 1696, the study of optimal control has undergone a developmental journey over the past three centuries [52]. By bridging the study of modern efficient-tuning algorithms with classical optimal control theory, we are granted the capacities to utilize the classical control approaches to study transfer learning. A complete analysis is nevertheless beyond the scope of this paper, and we restrict our analysis to another category of linear controller rooted in the principle of Hamiltonian maximization in this section. Subsequently, we prove such a binary controller (BiC) yields an identical reachable set as the original LoRA method in the continuous time, even with only bit-wise precision." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.42, + 0.692, + 0.436 + ], + "angle": 0, + "content": "4.1 Hamiltonian Maximization with Bang-Bang Control" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.788, + 0.492 + ], + "angle": 0, + "content": "In Eq (9), the Hamiltonian maximization is performed in a conservative way, with two supplementary regularization terms \\(\\| A - A_t^{l-1} \\|^2\\) and \\(\\| B - B_t^{l-1} \\|^2\\). Alternatively, we may retain the original form of the Hamiltonian maximization:" + }, + { + "type": "equation", + "bbox": [ + 0.363, + 0.515, + 0.785, + 0.545 + ], + "angle": 0, + "content": "\\[\n\\left(A _ {t} ^ {*}, B _ {t} ^ {*}\\right) = \\underset {A, B} {\\arg \\max } \\sum_ {i} H _ {t} \\left(x _ {t} ^ {i}, p _ {t} ^ {i}, A, B\\right), \\tag {14}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.556, + 0.57, + 0.571 + ], + "angle": 0, + "content": "and endeavor to solve it in closed-form solutions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.788, + 0.628 + ], + "angle": 0, + "content": "Lemma 1 (Bang-Bang Control). Let the control sets for \\( A_{t} \\), \\( B_{t} \\) be \\( \\mathbb{A}_t = [-1,1]^{h\\times h} \\) and \\( \\mathbb{B}_t = [-1,1]^{d\\times h} \\), respectively. Then, Eq (14) admits a closed-form solution as:" + }, + { + "type": "equation", + "bbox": [ + 0.347, + 0.639, + 0.785, + 0.686 + ], + "angle": 0, + "content": "\\[\n\\left[ A _ {t} ^ {*} \\right] _ {m, n} = s g n \\left(\\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, *} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, *} \\right] _ {j} \\right] _ {m, n}\\right), \\tag {15}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.346, + 0.689, + 0.785, + 0.729 + ], + "angle": 0, + "content": "\\[\n\\left[ B _ {t} ^ {*} \\right] _ {m, n} = \\operatorname {s g n} \\left(\\sum_ {i} \\left[ p _ {t} ^ {i, *} \\right] _ {m, n}\\right), \\tag {16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.739, + 0.788, + 0.786 + ], + "angle": 0, + "content": "where \\( \\text{sgn} \\) refers to the sign operation and \\( [*]_{m,n} \\) denotes the \\( (m,n) \\)-th element. If the expression within the brackets of the sign functions in Eqs. (15) or (16) equals zero, then the corresponding argmax is arbitrary." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Despite the potential to take any values from the interval \\([-1, 1]\\), the optimal control strategy in the above lemma involves taking the extreme values in the feasible set. Such a phenomenon, generally known as the \"Bang-Bang Control\"," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.24, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "frequently arises in classical optimal control problems [2,4,51]. For example, if a driver wants to reach another city in the shortest time, the optimal solution entails applying the maximum acceleration (maximum control) during the trip and subsequently employing maximum braking (minimum control) before arrival." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.209, + 0.785, + 0.269 + ], + "angle": 0, + "content": "Optimal controls for the ViT systems adhere to the same principle, wherein the optimal control matrices \\( A_{t}^{*} \\) and \\( B_{t}^{*} \\) are anticipated to consist of only binary values, namely \\( \\pm 1 \\). In more general scenarios where the control is constrained within the range \\( [-c, c] \\), the optimal control is expected to manifest as \\( \\pm c \\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.297, + 0.443, + 0.312 + ], + "angle": 0, + "content": "4.2 Performance Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.784, + 0.373 + ], + "angle": 0, + "content": "A fundamental question arises as to whether the utilization of binary controls would compromise the system's expressive ability. To address this question, we conduct the following theoretical analysis." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.375, + 0.707, + 0.39 + ], + "angle": 0, + "content": "For given control trajectory \\(\\mathbf{A} \\coloneqq \\{A_t\\}\\), \\(\\mathbf{B} \\coloneqq \\{B_t\\}\\), the flow map" + }, + { + "type": "equation", + "bbox": [ + 0.293, + 0.406, + 0.785, + 0.421 + ], + "angle": 0, + "content": "\\[\n\\varphi_ {\\mathbf {A}, \\mathbf {B}} := x (0) \\rightarrow x (T), \\quad \\text {w h e r e} \\dot {x} (t) = r _ {t} \\left(x, \\theta_ {t}\\right) + A _ {t} x _ {t} + B _ {t} \\tag {17}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.434, + 0.784, + 0.509 + ], + "angle": 0, + "content": "characterizes the input-output relationship in the encoder segments of the idealized network. Our binary approach to the control design requires that, at each moment \\( t \\in [0,T] \\), the entries of \\( A_{t} \\) and \\( B_{t} \\) take binary values. The following theorem indicates that in this continuous-limit, these binary controls have essentially the same reachable set as its floating-point counterpart." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.785, + 0.584 + ], + "angle": 0, + "content": "Theorem 2 (Informal). Assume \\( r_t(x, \\theta_t) \\) is Lipschitz continuous in \\( x \\). Then, for any given full-precision controls \\( \\mathbf{A}, \\mathbf{B} \\) of (3), compact set \\( K \\) and \\( \\varepsilon > 0 \\), there exists control \\( \\mathbf{A}_{\\text{binary}} \\), and \\( \\mathbf{B}_{\\text{binary}} \\) that takes only binary values for each \\( t \\in [0, T] \\), such that" + }, + { + "type": "equation", + "bbox": [ + 0.383, + 0.6, + 0.785, + 0.616 + ], + "angle": 0, + "content": "\\[\n\\left\\| \\varphi_ {\\mathbf {A}, \\mathbf {B}} - \\varphi_ {\\mathbf {A} _ {\\text {b i n a r y}}, \\mathbf {B} _ {\\text {b i n a r y}}} \\right\\| _ {C (K)} < \\varepsilon , \\tag {18}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.628, + 0.568, + 0.645 + ], + "angle": 0, + "content": "where \\(\\| \\cdot \\|_{C(K)}\\) denotes the uniform norm on \\(K\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.656, + 0.785, + 0.748 + ], + "angle": 0, + "content": "Rigorous statements and the proof of Theorem 2 are detailed in Appendix A. The key intuition is that every matrix is a convex combination of binary matrices, i.e. for any full-precision matrix \\(A \\in \\mathbb{R}^{d \\times h}\\), there exists binary matrices \\(A_1, \\dots, A_N\\) such that \\(A = \\sum_{i=1}^{N} \\lambda_i A_i\\) for some \\(\\lambda_i \\geq 0\\) and \\(\\sum_i \\lambda_i = 1\\). Consequently, within a small interval \\([t, t + \\Delta t]\\), we can unfold the convex combination of \\(\\sum_{i=1}^{N} \\lambda_i A_i\\) over time to approximate full-precision LoRA blocks with their binary version." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Theorem 2 indicates that in the case when the inputs change continuously through the layers of a ViT model, the utilization of only binary control will not lead to a drop in performance. Although extending this theoretical analysis to general discrete networks is more complex, insights from the idealized case indicate that binary control could potentially approximate the effects of full-precision controls by averaging their impact across layers." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.143, + 0.437, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.218, + 0.295, + 0.435, + 0.308 + ], + "angle": 0, + "content": "(a) Venn Diagram of LoRA and BiC." + }, + { + "type": "image", + "bbox": [ + 0.472, + 0.143, + 0.788, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.509, + 0.296, + 0.748, + 0.308 + ], + "angle": 0, + "content": "(b) Architecture of ViT blocks with BiC." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.319, + 0.788, + 0.348 + ], + "angle": 0, + "content": "Fig. 2: Both LoRA and BiC can be viewed as special cases of linear controllers. Details of how to utilize BiC to control ViT blocks is plotted on the right." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.377, + 0.621, + 0.394 + ], + "angle": 0, + "content": "4.3 Binary Controller Design and Optimization" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.402, + 0.786, + 0.463 + ], + "angle": 0, + "content": "As the optimal strategy involves only extreme values, we may move towards designing a pure binary control (BiC) on pre-trained ViT systems. By doing so, we can replace floating-point controls with integer variables (or integers with an amplifier \\( c \\)), thereby enhancing computational efficiency." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.787, + 0.627 + ], + "angle": 0, + "content": "Design: We consider the soft bounding cases of confining our controls \\( A_{t} \\) within \\( \\{-c_t, c_t\\} \\), where \\( c_t \\) is a layer-wise trainable scalar. Each element within the control matrices \\( A_{t} \\) may only choose \\( c_t \\) or \\( -c_t \\). Similar to LoRA, the binary control matrices \\( \\{A_t\\} \\) may also possess the low-rank property, leading to low-rank and low-precision controls. In Figure 2a, such controls lie in the intersection of LoRA and BiC. Similarly, binary quantization can be applied to the bias matrix \\( B_{t} \\). This enables the creation of trainable control matrices that exclusively consist of binary values. In particular, the control parameters \\( \\{A_t\\} \\) \\( \\{B_t\\} \\) have the form \\( A_{t} = c_{1,t}\\bar{A}_{t} \\), \\( B_{t} = c_{2,t}\\bar{B}_{t} \\), where \\( c_{1,t} \\) and \\( c_{2,t} \\) are full-precision scalars, and the entries of \\( \\{\\bar{A}_t\\} \\) and \\( \\{\\bar{B}_t\\} \\) all belong to \\( \\{+1, -1\\} \\). The Hamiltonian function \\( H_{t} \\) is:" + }, + { + "type": "equation", + "bbox": [ + 0.299, + 0.627, + 0.786, + 0.647 + ], + "angle": 0, + "content": "\\[\nH _ {t} (x, p, c _ {2}, c _ {2}, \\bar {A}, \\bar {B}) = \\operatorname {T r} \\left(\\left[ f _ {t} (x, \\theta_ {t}) + c _ {1} x \\bar {A} + c _ {2} \\bar {B} \\right] p ^ {T}\\right). \\tag {19}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.65, + 0.788, + 0.741 + ], + "angle": 0, + "content": "Following the common practice in binary neural networks [35, 48, 62]\\(^1\\), we incorporate a normalization layer after binary control matrices. Existing norm methods like BatchNorm [24] or LayerNorm [3] can only normalize values to the range \\([0, 1]\\), and we anticipate perturbations in the system to be relatively small. To accommodate this, we introduce a trainable scaling value \\( s_t \\in \\mathbb{R} \\) to modulate the overall scale. The complete controlled ViT block is depicted in Figure 2b." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.742, + 0.787, + 0.789 + ], + "angle": 0, + "content": "\\(\\mathbf{Optimization}^2\\): In general, the optimal control may be sought through the method of successive approximation (MSA) [13, 41]: we randomly guess an initial controls \\(\\{c_{1,t}^0\\}, \\{c_{2,t}^0\\}, \\{A_t^0\\}, \\{B_t^0\\}\\) for \\(\\{c_{1,t}\\}, \\{c_{2,t}\\}, \\{A_t\\}, \\{B_t\\}\\), respectively." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.797, + 0.787, + 0.826 + ], + "angle": 0, + "content": "1 It is possible to remove the normalization layer as [8, 12]. We retain such a block in this paper for simplicity of implementations." + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.826, + 0.609, + 0.84 + ], + "angle": 0, + "content": "2 We also provide a pure gradient method in Appendix C." + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.797, + 0.787, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.24, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.146, + 0.788, + 0.21 + ], + "angle": 0, + "content": "Subsequently, we compute the associated \\(\\{x_t^{i,0}\\}\\) and \\(\\{p_t^{i,0}\\}\\) corresponding to the prescribed dynamics (6)(7). Throughout each training epoch \\(l\\), we update the parameters \\(c_{1,t}, c_{2,t}, \\bar{A}_t, \\bar{B}_t\\) by maximizing the Hamiltonian with penalty terms in \\(\\|c_{1,t}^{l+1} - c_{1,t}^l\\|^2\\) and \\(\\|c_{2,t}^{l+1} - c_{2,t}^l\\|^2\\), i.e. for each \\(t\\) and epoch \\(l\\), we set" + }, + { + "type": "equation", + "bbox": [ + 0.283, + 0.227, + 0.786, + 0.299 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\left(c _ {1, t} ^ {l + 1}, c _ {2, t} ^ {l + 1}, \\bar {A} _ {t} ^ {l + 1}, \\bar {B} _ {t} ^ {l + 1}\\right) = \\underset {c _ {1}, c _ {2}, \\bar {A}, \\bar {B}} {\\arg \\max } \\left[ \\sum_ {i} H _ {t} \\left(x _ {t} ^ {i, l}, p _ {t} ^ {i, l}, c _ {1}, c _ {2}, \\bar {A}, \\bar {B}\\right) \\right. \\\\ \\left. - \\rho_ {1, t} ^ {l} \\| c _ {1} - c _ {1, t} ^ {l} \\| ^ {2} - \\rho_ {2, t} ^ {l} \\| c _ {2} - c _ {2, t} ^ {l} \\| ^ {2} \\right], \\tag {20} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.306, + 0.784, + 0.339 + ], + "angle": 0, + "content": "where \\(\\rho_{1,t}^{l},\\rho_{2,t}^{l} > 0\\) are penalty parameters. In practice, we may solve this maximization problem by seeking the closed-form solutions for \\(c_{1,t}\\) and \\(c_{2,t}\\) first," + }, + { + "type": "equation", + "bbox": [ + 0.353, + 0.356, + 0.653, + 0.39 + ], + "angle": 0, + "content": "\\[\nc _ {1, t} ^ {l + 1} = c _ {1, t} ^ {l} + \\frac {1}{2 \\rho_ {1 , t} ^ {l}} \\sum_ {i} \\mathrm {T r} \\left([ x _ {t} ^ {i, l} \\bar {A} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\\right),\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.354, + 0.393, + 0.629, + 0.428 + ], + "angle": 0, + "content": "\\[\nc _ {2, t} ^ {l + 1} = c _ {1, t} ^ {l} + \\frac {1}{2 \\rho_ {2 , t} ^ {l}} \\sum_ {i} \\mathrm {T r} \\left([ \\bar {B} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\\right).\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.455, + 0.65, + 0.47 + ], + "angle": 0, + "content": "And subsequently update the binary control variables as" + }, + { + "type": "equation", + "bbox": [ + 0.326, + 0.477, + 0.786, + 0.525 + ], + "angle": 0, + "content": "\\[\n[ \\bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} \\left(c _ {1, t} ^ {l + 1} \\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, l} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, l} \\right] _ {j} \\right] _ {m, n}\\right), \\tag {21}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.326, + 0.527, + 0.786, + 0.568 + ], + "angle": 0, + "content": "\\[\n[ \\bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} \\left(c _ {2, t} ^ {l + 1} \\sum_ {i} \\left[ p _ {t} ^ {i, l} \\right] _ {m, n}\\right). \\tag {22}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.574, + 0.788, + 0.667 + ], + "angle": 0, + "content": "A potential issue of the above updating scheme (21) (22) is the unstable switching of the parameters between \\(\\pm 1\\). To mitigate this issue, we may either penalize the flipping with a regularization term [35] or flip the signs based on the momentum [63]. We opt for the latter approach, wherein \\(c_{1,t}, c_{2,t}\\) are clipped to be positive, and also introduce two auxiliary matrices \\(\\tilde{A}_t\\), \\(\\tilde{B}_t\\), initialized as \\(\\tilde{A}_t^0 = \\bar{A}_t^0\\), \\(\\tilde{B}_t^0 = \\bar{B}_t^0\\). In each training epoch, we update \\(\\tilde{A}_t\\) and \\(\\tilde{B}_t\\) by" + }, + { + "type": "equation", + "bbox": [ + 0.324, + 0.673, + 0.786, + 0.707 + ], + "angle": 0, + "content": "\\[\n[ \\tilde {A} _ {t} ^ {l + 1} ] _ {m, n} = [ \\tilde {A} _ {t} ^ {l} ] _ {m, n} + \\lambda_ {1} \\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, l} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, l} \\right] _ {j} \\right] _ {m, n}, \\tag {23}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.324, + 0.711, + 0.786, + 0.743 + ], + "angle": 0, + "content": "\\[\n[ \\tilde {B} _ {t} ^ {l + 1} ] _ {m, n} = [ \\tilde {B} _ {t} ^ {l} ] _ {m, n} + \\lambda_ {2} \\sum_ {i} \\left[ p _ {t} ^ {i, l} \\right] _ {m, n}. \\tag {24}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.749, + 0.784, + 0.78 + ], + "angle": 0, + "content": "where \\(\\lambda_1, \\lambda_2 > 0\\) are two small constants. Subsequently, the binary matrices are updated by taking the sign of the accumulated gradients in \\(\\tilde{A}_t\\) and \\(\\tilde{B}_t\\):" + }, + { + "type": "equation", + "bbox": [ + 0.295, + 0.786, + 0.786, + 0.805 + ], + "angle": 0, + "content": "\\[\n[ \\bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} ([ \\tilde {A} _ {t} ^ {l + 1} ] _ {m, n}), [ \\bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} ([ \\tilde {B} _ {t} ^ {l + 1} ] _ {m, n}). \\tag {25}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.786, + 0.841 + ], + "angle": 0, + "content": "In comparison to the previous rule only on the current gradients, such a scheme enhances stability by integrating the gradient over successive epochs." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.203 + ], + "angle": 0, + "content": "Table 1: Comparison of algorithm performance, with AdaptFormer [11] acting as a vision-specific LoRA algorithm. We follow [11] to only report one-time accuracy, while repeated experiments on BiC are available in Appendix D.2. \\([\\dagger]\\) lr is decreased by 0.1 on CIFAR-100. \\([\\ddagger]\\) Bytes are computed on CIFAR-100." + }, + { + "type": "table", + "bbox": [ + 0.307, + 0.213, + 0.703, + 0.346 + ], + "angle": 0, + "content": "
AlgorithmTotal Bytes‡CIFAR-100SVHNFood-101
Full-Tuning100%87.90†97.6790.09
Linear-Probing0.08%69.8366.9169.74
VPT0.09%82.4494.0282.98
AdaptFormer-641.46%85.9096.8987.61
AdaptFormer-7688.40%86.7397.0488.39
BiC-640.13%85.7497.0187.46
BiC-7680.35%86.6197.0888.31
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.371, + 0.377, + 0.389 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.402, + 0.785, + 0.434 + ], + "angle": 0, + "content": "In this section, we focus on the validation of the binary control (BiC), by comparing it with a series of efficient-tuning algorithms." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.453, + 0.362, + 0.47 + ], + "angle": 0, + "content": "5.1 Preliminary" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.478, + 0.788, + 0.645 + ], + "angle": 0, + "content": "Experiment Settings and Baseline Methods. For fair comparison, we mirror the experimental setting in [11]. For layer initialization, we set the scaling value \\( s_t = 0 \\), while retaining the rest as default in PyTorch. This resembles the general setting of LoRA, where the uppermost layer within each block is initialized with zeros. We compare our low-precision adaptation algorithm, denoted as BiC, with a few commonly used fine-tuning algorithms: 1) Full-tuning: all parameters are trainable; 2) Linear probing: appending an additional trainable linear layer on top of the pre-trained model while keeping the rest parameters fixed.; 3) Visual Prompt Tuning (VPT) [25]: concatenating a set of trainable tokens with existing image tokens; 4) AdaptFormer [11]: a vision specific LoRA algorithm by injecting full-precision trainable low-rank matrices to ViT systems." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.665, + 0.646, + 0.682 + ], + "angle": 0, + "content": "5.2 Full-Precision and Binary Control Comparison" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.735 + ], + "angle": 0, + "content": "We commence our investigations with series of experiments on the CIFAR-100 [30], SVHN [43] and Food-101 [7] datasets, and our primary goal is to compare the performance of various fine-tuning algorithms." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our previous analysis in Sec 4.2 substantiates the possibilities of employing binary controls in ViT systems, and experimental observations corroborate such a theoretical analysis. In particular, the binary control strategy on ViT systems yields comparable performance levels to its full-precision counterpart across all datasets. Moreover, the BiC-64 algorithm, serving as a low-rank and low-precision algorithm, exhibits slightly inferior performance when compared to the full-precision AdaptFormer-64 on the CIFAR-100 and Food-101 datasets." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.241, + 0.114, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.225, + 0.145, + 0.776, + 0.16 + ], + "angle": 0, + "content": "Table 2: Comparison of algorithm performance under the same computation cost." + }, + { + "type": "table", + "bbox": [ + 0.307, + 0.171, + 0.703, + 0.266 + ], + "angle": 0, + "content": "
AlgorithmCIFAR-100SVHNFood-101
AdaptFormer-183.5293.0483.64
BiC-3285.37 (+1.85)97.03 (+3.99)86.20 (+2.56)
AdaptFormer-484.8396.1985.42
BiC-12886.29 (+1.46)97.20 (+1.01)87.87 (+2.45)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.296, + 0.787, + 0.358 + ], + "angle": 0, + "content": "Interestingly, it demonstrates a tendency to outperform the full-precision algorithm on the SVHN dataset. Such a phenomenon has also been observed in the previous quantization study [63], where authors attributed to the capabilities of preventing overfitting." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.385, + 0.5, + 0.4 + ], + "angle": 0, + "content": "5.3 Low Rank or Low Precision?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.416, + 0.785, + 0.537 + ], + "angle": 0, + "content": "In practical applications, we often opt for light-weight controls. In pursuit of this objective, we have two orthogonal directions: reduce either rank or precision, as presented in Table 2. Unlike the seminal LoRA research [22] in NLP tasks, where authors have demonstrated that even a rank-1 matrix can serve as an effective adapter, vision downstream tasks are more sensitive to the reduction of rank. Specifically, the rank-1 AdaptFormer experiences significant accuracy degradation (e.g., a drop of \\(6.45\\%\\) on the Food-101 dataset) when compared to the results of full-tuning in Table 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.539, + 0.487, + 0.78 + ], + "angle": 0, + "content": "Alternatively, a strategy may opt to maintain the high ranks but sacrifice its precision, as exemplified by the BiC algorithm. Empirical results consistently show that this approach yields superior performance when compared to the low-rank counterpart across all datasets. Notably, in the case of BiC-32, we observe a substantial margin of improvement (e.g., \\(+3.99\\%\\) ) when compared to the rank-1 LoRA algorithm on the SVHN dataset. Moreover, we explore the possibility of designing a high-rank binary control strategy in Figure 3. With a bit abuse of the concept" + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.572, + 0.776, + 0.685 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.699, + 0.788, + 0.77 + ], + "angle": 0, + "content": "Fig. 3: Compare full-tune MLP layers with the utilization of BiC on the CIFAR-100 dataset. Result indicates that BiC exhibits a performance that is marginally lower, with a difference of merely \\(0.11\\%\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "\"rank\", we introduce a binary high-rank control (BiC-3072) for ViT systems and inserting additional activation function between the down and up projections. Results indicate that the bit-wise controls reach a performance level \\((87.39\\%)\\) comparable to full-tune the MLP layers, and even surpass AdaptFormer-768 in" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.129 + ], + "angle": 0, + "content": "Chi Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "Table 1. Note the conventional LoRA algorithm is not suitable for this scenario, as it incurs the same computational cost as full-tune the entire MLP layers." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.196, + 0.603, + 0.212 + ], + "angle": 0, + "content": "5.4 Communication-Efficient ViT Adaptation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.218, + 0.784, + 0.322 + ], + "angle": 0, + "content": "In addition to the low computational overhead, binary controls also find practical applications in the distributed optimization, such as Federated Learning [29,42,59]. In these cases, the server and client can download the pre-trained ViT models independently and only communicate the controllers. This also avoids the potential data leakage issues [57, 60] when transmitting the whole model. Owing to their inherently bit-wise nature, binary controllers typically result in a substantial reduction in communication costs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.324, + 0.487, + 0.55 + ], + "angle": 0, + "content": "To validate this property, we distribute the SVHN dataset to 5 nodes and measure the algorithm performance in Figure 4. Note LoRA can already effectively reduce the communication overhead by communicating only the adaptation matrices, and such a reduction can be further enhanced with binary controllers. Experiments demonstrate that, to achieve the same terminal test accuracy, binary controls incur only \\(3.5\\%\\) communication cost of its full-precision counterpart on SVHN, rendering BiC as a highly" + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.358, + 0.776, + 0.471 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.498, + 0.485, + 0.788, + 0.541 + ], + "angle": 0, + "content": "Fig. 4: Distributed algorithm performance on the SVHN dataset. BiC requires \\(30\\mathrm{x}\\) less communication costs to reach the terminal accuracy on the SVHN dataset." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.551, + 0.663, + 0.566 + ], + "angle": 0, + "content": "communication-efficient algorithm in distributed optimization." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.586, + 0.36, + 0.601 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In this paper, we establish a connection between recent studies on PEFT algorithms like LoRA and classical optimal control theory. A control-oriented framework is introduced for efficient tuning, wherein adaptation matrices are reconceptualized as controls to perturb pre-trained ViT systems. Such a new perspective motivates us to define a necessary condition based on the Pontryagin Maximum Principle, where the LoRA algorithm can be recast as a special case of linear control. Furthermore, by maximizing the Hamiltonian function in a non-conservative way, we introduce a control strategy involving bit-wise adaptation matrices. Theoretical analysis affirms that this binary control strategy yields similar reachable states as its continuous counterpart, which is later validated in the empirical studies. Moreover, in scenarios where simplicity in controls is essential, our investigations suggest that the rank of the adaptation matrices are more important than their precision. Consequently, opting for low-precision yet high-rank controls proves to be more favorable in practical applications like distributed optimization." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.241, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.179, + 0.784, + 0.21 + ], + "angle": 0, + "content": "This research is supported by the National Research Foundation, Singapore, under the NRF fellowship (Project No. NRF-NRFF13-2021-0005)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.234, + 0.323, + 0.25 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.267, + 0.786, + 0.295 + ], + "angle": 0, + "content": "1. 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While recent advancements in model fine-tuning predominantly emphasize the utilization of low-rank adaptation (LoRA), we propose an alternative approach centered on reducing the precision of adaptation matrices. In particular, we depart from the common viewpoint that considers adaptation matrices solely as weight differences, and reinterpret them as "control variables" to perturb pre-trained ViT systems. This new perspective enables the establishment of a control-oriented framework, facilitating the exploration of optimal controls guided by the Pontryagin Maximum Principle. Furthermore, we demonstrate that for bounded control sets such as hypercubes, the optimal controls often take on boundary values, leading naturally to a binary controller design. Theoretical analysis reveals that employing a binary control strategy achieves the same reachable state as its full-precision counterpart in the continuous idealisation of deep residual structures, a finding corroborated by later empirical investigations. Our studies further indicate that the controller's rank holds greater significance than its precision. As such, opting for low-precision yet high-rank controls is demonstrated to obtain better performance for practical vision tasks. + +Keywords: Low-Rank Adaptation $\cdot$ Optimal Control + +# 1 Introduction + +Training a Vision Transformer (ViT) [17] from scratch often extends over a large corpus of data and consumes thousands of GPU hours. For practical applications, it is more favorable to refrain from such a resource-intensive training process. Instead, adapting a pre-trained model to downstream tasks proves to be more favorable. This adaptation process commonly employs the full-tuning mechanism, wherein all parameters of a pre-trained model undergo iterative adjustment to align with task-specific data. + +One major challenge lies in the substantial number of parameters, a predicament that may be exacerbated by the increasing model capacity. To tackle this issue, recent research focuses on the study of Parameter-Efficient Fine-Tuning (PEFT), by either selectively updating a subset of parameters or injecting some new parameters [21,39,49]. In particular, the Low-Rank Adaptation (LoRA) algorithm [22], along with its vision-specific counterpart named AdaptFormer [11], + +incorporates additional trainable dense layers featuring low-rank matrices while keeping the pre-trained ViT model fixed. Empirical investigations have demonstrated that, with very low-rank matrices (even as small as 1 rank), this approach can attain performance levels closely to its full-rank counterpart. + +Despite its practical success, the fundamental mechanisms of LoRA remain to be fully understood. Existing explanations [1, 22] propose that weight changes $\{\varDelta W\}$ may exhibit "low intrinsic ranks", hence advocating the use of low-rank matrices to approximate these changes. Yet, there is a lack of theoretical evidences that such ranks could be as minimal as one. In fact, subsequent studies indicate that achieving a comparable expressive power to full-tuning may necessitate a sufficient number of ranks in LoRA, for instance "embedding/2" in [56]. Empirical results also corroborate these findings, as depicted in Fig- + +![](images/066cc46bcf7ea3713408523db5cd0babd4fa071aedea5450f6bb0cd0573cef2d.jpg) +Fig.1: Number of singular values to capture $50\%$ and $95\%$ of the total value. The findings suggest that, to recover the predominant $\Delta W_{\mathrm{MLP}}$ after adaptation on CIFAR-100, certain layers may require a rank exceeding 500. + +ure 1, indicating that a significant number of ranks may be necessary to accurately reconstruct $\Delta W_{\mathrm{MLP}}$ on MLP layers. Question remains why low-rank matrices could approximate such weight differences in practice. Moreover, considering the highly nonlinear nature of each ViT block, it is unclear why an (almost) linear low-rank updating scheme can replicate the nonlinear distinctions after model adaptation. + +These gaps in understanding LoRA motivate our investigations into its underlying mechanisms. But instead of following the existing concepts, we introduce an alternative view: we no longer perceive $\{\Delta W\}$ solely as weight disparities, but conceive them as control variables to perturb the pre-trained ViT systems. This interpretation draws analogies to the classical control theory [6, 18, 31], where controls are often introduced to guide a complex system (e.g., an airplane [44]) towards the desired state. In a parallel vein, we may leverage control variables to steer a pre-trained ViT system towards the minimal loss on downstream tasks. + +This new perspective inspires us to search for the optimal controls. In particular, we formulate a necessary condition based on the Pontryagin's Maximum Principle (PMP) [45], mandating the control variables to maximize the Hamiltonian function. This condition serves as a universal requirement applicable to controls on ViT of diverse natures, be they linear or nonlinear. The LoRA algorithm can be shown as a special case of linear control under the PMP condition, thereby enhancing its theoretical applicability. + +Furthermore, the link to optimal control theory opens avenues for alternative forms of controller design. Specifically, the classical Bang-Bang theory enables the design of a binary control mechanism when maximizing the Hamiltonian + +function. Control matrices are then simplified to their binary essence, in order to minimize the computation/communication costs. Theoretical analysis suggests that such a binary control strategy has the same reachable states as its full-precision counterpart in continuous time. Consequently, we are able to design low-precision (and low-rank) controllers for practical model adaptation, which is later validated by a series of empirical experiments on vision tasks. + +In summary, our contributions are three-fold. (1) Firstly, we bridge the study of modern PEFT algorithms with optimal control theory, by introducing a control-oriented framework for model adaptation (Section 3.1). (2) Within this framework, we present an optimal control interpretation for LoRA (Section 3.4), offering a new perspective that may circumvent several challenges inherent in existing understandings. (3) Lastly, we devise a binary control mechanism (Section 4) and prove that it has the same reachable state as the standard LoRA algorithm in continuous time. As such, the controller can be compressed to the binary forms, endowing it with computational and communicative efficiency in practical applications. + +# 2 Related Works + +Parameter Efficient Fine-Tuning: Tuning (vision) transformer models by adjusting only the head layers typically results in a notable decline in downstream performance. Consequently, recent studies of transfer learning have concentrated on the optimization of selecting a subset of parameters or introducing new lightweight parameters. In particular, the prompt-based algorithms [9,46,47] involve providing extra instructions or queries to the tokens, in order to guide the model's behavior. Following works in [25,32,36,50] have demonstrated the effectiveness of such a prompt-based method for various NLP and CV downstream tasks. Alternatively, a cohort of studies [21,26,39] corroborates the viability of incorporating additional adapter layers. These auxiliary layers are selectively integrated into the existing architecture, allowing for task-specific adaptation without extensive retraining of the entire model. The concept of low-rank adaptation was initially introduced by [49], as a solution to reduce parameters for adapters. The following LoRA works [11,22,53,58] refined the tuning architecture, placing it in parallel with the original Vision Transformer (ViT) blocks rather than in a sequential order. Such a parallel low-rank scheme often yields lower inference latency and practical performance improvements [22]. Besides, when compared with prompt-based algorithms, the rank of adaptation matrices can be easily scaled up to obtain similar performance to full-tuning. + +Optimal Control in Machine Learning: Optimal control [28,37], as a natural extension of the variational method [19], seeks to determine the trajectory of a dynamic system that minimizes or maximizes a certain performance criterion. A cornerstone to applications in deep learning may trace back to the seminar works [10, 20, 54], where authors treated machine learning as function approximation via a control system. Following this concept, neural networks have been interpreted as discretisations of an optimal control problem, subject to an ordi- + +nary differential equation constraint in [5,27,61]. In particular, [34, 35] analyzed continuous-time analogues of neural networks in the optimal control framework and derived MSA-based algorithms. This paper draws analogies to these pioneering works and seeks the optimal controls, and focuses on the model tuning within the same theoretical framework. + +Quantized Optimization: Our work develops a binary controller for model tuning in downstream tasks. A body of prior research [14, 23, 33, 38] has investigated the viability of binary or other quantized networks. The gradient optimization in this paper resembles the methodology in [63], where a trainable soft bounding $c_{t}$ is introduced instead of using fixed $\pm 1$ as binary values. This allows the control values within ViT to have more flexibility and controllability when applying to downstream tasks. Quantized parameters are also studied in model adaptation [16, 55], mainly for NLP tasks. But these works focus on quantizing the pre-trained model, while this paper aims to reduce the precision of controller. + +# 3 An Optimal Control Framework for PEFT Algorithms + +In this part, we develop a control-oriented view for perturbed ViT systems and derive the necessary condition for optimal controls. + +# 3.1 Dynamics of Controlled ViT Systems + +To commence, we first introduce the dynamics of ViT systems with controls. Given the $i$ -th image $x_0^i \in \mathbb{R}^{C \times H \times W}$ , the ViT model first splits and embeds it into a sequence of tokens, denoted as $\bar{x}_1^i \in \mathbb{R}^{d \times h}$ , where $d$ represents the number of image tokens and $h$ refers to the dimension of each token. Subsequently, an additional class-token $x_{1,\mathrm{cls}}^i$ is concatenated to these tokens, followed by adding a positional embedding to form the final $x_1^i$ . + +The LoRA algorithm [22] then focuses on processing these tokens with the following dynamics: + +$$ +x _ {n + 1} ^ {i} = f _ {n} \left(x _ {n} ^ {i}, \theta_ {n}, g _ {n} \left(x _ {n} ^ {i}, \mu_ {n}\right)\right), n \in [ 1, \dots , N - 1 ]. \tag {1} +$$ + +Here $f_{n}$ represents the flow on the $n$ -th pre-trained ViT block, typically consisting of a multi-head attention layer and a fully-connected MLP layer. $g_{n}$ denotes a perturbation function that takes $x_{n}^{i}$ as input and incorporates some control variables $\mu_{n}$ . For instance, the controls take on a low-rank form in LoRA, expressed as $\mu_{n} = A_{1,n}A_{2,n}$ , where $A_{1,n} \in \mathbb{R}^{h \times r}$ , $A_{2,n} \in \mathbb{R}^{r \times h}$ , and $r \ll d$ . For efficiency concerns, the pre-trained parameters $\theta_{n}$ remain fixed throughout adaptation, while only the control parameters $\mu_{n}$ are trainable. + +The following AdaptFormer algorithm [11] relocates the low-rank matrices to be parallel to the ViT blocks. As such, the controlled dynamics become + +$$ +x _ {n + 1} ^ {i} = f _ {n} \left(x _ {n} ^ {i}, \theta_ {n}\right) + g _ {n} \left(x _ {n} ^ {i}, \mu_ {n}\right), n \in [ 1, \dots , N - 1 ]. \tag {2} +$$ + +One advantage of this formulation is that the control function $g_{n}$ is detached from the original $f_{n}$ , leading to simpler control analysis. Therefore we shall adhere to this formulation throughout the paper. + +# 3.2 Challenges of Existing Explanations for LoRA + +Such a controlled system has witnessed broad applications in transfer learning, yet its fundamental mechanism remains under-explored. Existing studies [1, 22] often posit that optimizing $\mu_t$ aims to align the weight changes with those in full-tuning procedures. However, several critical gaps persist in this perspective. First of all, to faithfully replicate the weight changes in full-tuning, the approximation with low-rank matrices should be applied to all parameters, given that they are all trainable in model adaption. But empirical results often show that it is sufficient to apply LoRA to certain matrices, such as only the query $W_Q$ and value $W_K$ in self-attention. Moreover, as depicted in Figure 1, theoretical considerations suggest a relatively large rank requirement for adequately approximating weight changes, yet empirical evidences consistently show that low-rank matrices can achieve performance levels comparable to their full-rank counterparts. Finally, it remains intricate to understand why linear adaptation matrices can accurately replicate weight changes in non-linear ViT blocks, especially under the low rank setting. + +# 3.3 Continuous-Time Formulation and Optimal Control with PMP + +TL;DR: We consider $g_{n}$ as a control function to perturb the original model $f_{n}$ , and seek the optimal controls with the classical Pontryagin Maximum Principle from control theories. + +To address the above challenges, we provide an optimal control formulation in this part. For the practical ViT models, the functions $f_{n}$ in (2) actually takes a residual form, i.e. $f_{n}(x_{n},\theta_{n}) = x_{n} + r_{n}(x_{n},\theta_{n})$ for some function $r_n$ . When $N$ is large and the scale of $r_n$ and $g_{n}$ are small relative to $x_{n}$ , (2) can be idealized as a continuous-time control system + +$$ +\dot {x} _ {t} = r _ {t} \left(x _ {t}, \theta_ {t}\right) + g _ {t} \left(x _ {t}, \mu_ {t}\right), \tag {3} +$$ + +where $t \in [0, T]$ (with $T \coloneqq N\delta$ ) represents the continuous counterpart of the indices for successive blocks. The functions $x_{t}, r_{t}, g_{t}, \mu_{t}$ are the scaled continuations of $x_{n}, r_{n}, g_{n}, \mu_{n}$ respectively, divided by a small factor $\delta > 0$ . + +The overall formulation in the continuous time could be expressed as: + +$$ +\min _ {\left\{\mu_ {t} \in \mathbb {M} _ {t} \right\}} \frac {1}{M} \sum_ {i = 1} ^ {M} L \left(x _ {T} ^ {i}, y ^ {i}\right) \tag {4} +$$ + +$$ +\mathrm {s . t .} \quad \dot {x} _ {t} ^ {i} = r _ {t} (x _ {t} ^ {i}, \theta_ {t}) + g _ {t} (x _ {t} ^ {i}, \mu_ {t}), \quad t \in [ 0, T ] +$$ + +where $L(x_{T}^{i},y^{i})\coloneqq \bar{L} (f_{\mathrm{final}}(x_{T,\mathrm{cls}}^{i}),y^{i})$ for some loss function $\bar{L}$ measures the difference between the model prediction and the true label, and $\mathbb{M}_t$ denotes the admissible control set at time $t$ . + +One may recognize the above problem (4) as a classical fixed-time control problem. In particular, the objective is to find a sequence of optimal controls + +$\{\mu_t^*\}$ to minimize the terminal loss $L$ . A typical solution would be through the classical Pontryagin Maximum Principle (PMP) [45], which depicts the best possible control to transition a dynamical system from one state to another, especially in the presence of constraints. + +To proceed, let us assign a series of co-state variables $\{p_t^i\mid p_t^i\in \mathbb{R}^{d\times h}\}$ , which are of the same dimension as the states $\{x_{t}^{i}\}$ . We can then define the Hamiltonian $H_{t}:\mathbb{R}^{d\times h}\times \mathbb{R}^{d\times h}\times \mathbb{M}_{t}\to \mathbb{R}$ as + +$$ +H _ {t} (x, p, \mu) := \operatorname {T r} \left(\left[ r _ {t} (x, \theta_ {t}) + g _ {t} (x, \mu) \right] p ^ {T}\right) \tag {5} +$$ + +with $\mathrm{Tr}$ denoting the trace of a matrix. The following PMP theorem then defines a necessary condition for the optimal control. + +Theorem 1 (Pontryagin's Maximum Principle [37]). Suppose that $r_t$ and $g_t$ are both continuous in $t$ and continuously differentiable w.r.t. $x$ , and $L$ is differentiable in $x$ . Denote $\{\mu_t^*\}$ a bounded optimal control to (4), and $\{x_t^{i,*}\}$ the corresponding optimally controlled state. Then, there exist optimal co-states $\{p_t^{i,*}\}$ which are absolutely continuous in $t$ such that the following Hamiltonian equations are satisfied: + +$$ +\dot {x} _ {t} ^ {i, *} = \nabla_ {p} H _ {t} \left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \mu_ {t} ^ {*}\right), \quad x _ {0} ^ {i, *} = x _ {1} ^ {i}, \tag {6} +$$ + +$$ +\dot {p} _ {t} ^ {i, *} = - \nabla_ {x} H _ {t} \left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \mu_ {t} ^ {*}\right), p _ {T} ^ {i, *} = - \frac {1}{M} \nabla L \left(x _ {T} ^ {i, *}\right). \tag {7} +$$ + +Moreover, the optimal control variables $\{\mu_t^*\}$ should satisfy the Hamiltonian maximization condition: + +$$ +\sum_ {i = 1} ^ {N} H _ {t} \left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \mu_ {t} ^ {*}\right) \geq \sum_ {i = 1} ^ {N} H _ {t} \left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \mu\right), \quad \forall \mu \in \mathbb {M} _ {t}. \tag {8} +$$ + +Solving the optimal controls in the above Hamiltonian maximization requires us to provide a concrete form of $g_{t}$ in Eq (5). For parameter efficiency concerns, the AdaptFormer algorithm considers the following form $g_{n} \coloneqq \sigma(x_{n}^{i}A_{1,n})A_{2,n} + B_{n}$ , where $\sigma$ denotes an activation function like ReLU. The subsequent research [40] demonstrates that such an activation function has minimal effects in practice, making it safe to consider a pure linear form: $g_{n} \coloneqq x_{n}^{i}A_{n} + B_{n}$ . + +In a similar vein, we may also consider the linear control formulation and require $A_{t} \in \mathbb{A}_{t} \subseteq \mathbb{R}^{h \times h}$ and $B_{t} \in \mathbb{B}_{t} \subseteq \mathbb{R}^{d \times h}$ for some control sets $\mathbb{A}_{t}$ and $\mathbb{B}_{t}$ . Note here we no longer consider $A_{t}$ and $B_{t}$ as the weight difference $\Delta W_{t}$ of the frozen weights $\theta_{t}$ , but view them as the control variables to minimize the terminal loss. By combining the linear control with Eq (5), we can obtain the Hamiltonian function $H_{t}: \mathbb{R}^{d \times h} \times \mathbb{R}^{d \times h} \times \mathbb{A}_{t} \times \mathbb{B}_{t} \to \mathbb{R}$ for the linear case: + +$$ +H _ {t} (x, p, A, B) := \operatorname {T r} \left(\left[ r _ {t} (x, \theta_ {t}) + x A + B \right] p ^ {T}\right). +$$ + +The PMP theorem mandates the optimal controls $A_{t}^{*}$ and $B_{t}^{*}$ to maximize such a Hamiltonian function. To obtain these optimal controls, one common + +approach [34] involves a random choice of initial values $A_{t}^{0}$ and $B_{t}^{0}$ , and then iteratively updates these control variables in the following rule: + +$$ +(A _ {t} ^ {l}, B _ {t} ^ {l}) = \underset {A, B} {\arg \max} \sum_ {i} H _ {t} (x _ {t} ^ {i}, p _ {t} ^ {i}, A, B) - \rho \| A - A _ {t} ^ {l - 1} \| ^ {2} - \rho \| B - B _ {t} ^ {l - 1} \| ^ {2}, \quad (9) +$$ + +where $A_{t}^{l}, B_{t}^{l}$ represent the values of $A_{t}, B_{t}$ in the $l$ -th iteration. Note this argmax formulation can be solved in closed-form solutions, namely + +$$ +A _ {t} ^ {l} = A _ {t} ^ {l - 1} + \frac {1}{2 \rho} \sum_ {i} \sum_ {j} \left[ x _ {t} ^ {i} \right] _ {j} ^ {T} \left[ p _ {t} ^ {i} \right] _ {j}, \tag {10} +$$ + +$$ +B _ {t} ^ {l} = B _ {t} ^ {l - 1} + \frac {1}{2 \rho} \sum_ {i} p _ {t} ^ {i}, \tag {11} +$$ + +where we denote the $j$ -th row of instance $x_{t}^{i}$ as $[x_t^i ]_j$ + +# 3.4 An Optimal Control Interpretation for LoRA + +In the following, we show the above control-based updating rules (10) (11) can also be obtained by the gradient-descent step in LoRA in the discrete cases. By performing backward computation, we have $p_N = -\frac{1}{M}\nabla_{x_N^i}L(x_N^i)$ . Then with the chain rule, we have: + +$$ +\begin{array}{l} \nabla_ {A _ {n}} \left(\frac {1}{M} \sum_ {i} L (x _ {N} ^ {i})\right) = \sum_ {i} \frac {1}{M} \nabla_ {x _ {n + 1} ^ {i}} L (x _ {N} ^ {i}) \nabla_ {A _ {n}} x _ {n + 1} ^ {i} = - \sum_ {i} p _ {n + 1} ^ {i} \nabla_ {A _ {n}} (x _ {n} ^ {i} A _ {n}) \\ = - \sum_ {i} \nabla_ {A _ {n}} \operatorname {T r} \left(x _ {n} ^ {i} A _ {n} \left(p _ {n} ^ {i}\right) ^ {T}\right) = - \sum_ {i} \sum_ {j} \left[ x _ {n} ^ {i} \right] _ {j} ^ {T} \left[ p _ {n + 1} ^ {i} \right] _ {j}. \tag {12} \\ \end{array} +$$ + +Similarly, + +$$ +\nabla_ {B _ {n}} \left(\frac {1}{M} \sum_ {i} L \left(x _ {N} ^ {i}\right)\right) = - \sum_ {i} p _ {n + 1} ^ {i}. \tag {13} +$$ + +By examining the above equations, we show that the GD optimization (12)(13) for $A_{n}$ and $B_{n}$ are consistent with Eqs (10)(11), with a learning rate of $\frac{1}{2\rho}$ . + +Here we demonstrate that the GD optimization steps (12)(13) are aligned with optimal control rules in (10)(11). As such, the control view provides an alternative explanation for LoRA: the optimization of low-rank matrices may not be simulating the "weight differences", but achieving optimal controls on downstream tasks. Such a new view avoids the above pitfalls in Section 3.2 and is more close to the real-world applications. For instance, it is generally unnecessary to apply controls to all parameters within a model. As a canonical example, for a robotic arm, it is often adequate to apply controls solely to specific joints to achieve desired positioning and orientation [15]. Similarly, controls may + +be selectively applied to certain blocks of a ViT system, such as specific parts of an attention block or solely on the MLP layer. Furthermore, there is flexibility in choosing the forms of controls: it is often feasible to apply a linear control to a nonlinear block. + +# 4 Binary Controller Design for ViT + +Ever since June 1696, the study of optimal control has undergone a developmental journey over the past three centuries [52]. By bridging the study of modern efficient-tuning algorithms with classical optimal control theory, we are granted the capacities to utilize the classical control approaches to study transfer learning. A complete analysis is nevertheless beyond the scope of this paper, and we restrict our analysis to another category of linear controller rooted in the principle of Hamiltonian maximization in this section. Subsequently, we prove such a binary controller (BiC) yields an identical reachable set as the original LoRA method in the continuous time, even with only bit-wise precision. + +# 4.1 Hamiltonian Maximization with Bang-Bang Control + +In Eq (9), the Hamiltonian maximization is performed in a conservative way, with two supplementary regularization terms $\| A - A_t^{l-1} \|^2$ and $\| B - B_t^{l-1} \|^2$ . Alternatively, we may retain the original form of the Hamiltonian maximization: + +$$ +\left(A _ {t} ^ {*}, B _ {t} ^ {*}\right) = \underset {A, B} {\arg \max } \sum_ {i} H _ {t} \left(x _ {t} ^ {i}, p _ {t} ^ {i}, A, B\right), \tag {14} +$$ + +and endeavor to solve it in closed-form solutions. + +Lemma 1 (Bang-Bang Control). Let the control sets for $A_{t}$ , $B_{t}$ be $\mathbb{A}_t = [-1,1]^{h\times h}$ and $\mathbb{B}_t = [-1,1]^{d\times h}$ , respectively. Then, Eq (14) admits a closed-form solution as: + +$$ +\left[ A _ {t} ^ {*} \right] _ {m, n} = s g n \left(\sum_ {i} \sum_ {j} \left[ \left[ x _ {t} ^ {i, *} \right] _ {j} ^ {T} \left[ p _ {t} ^ {i, *} \right] _ {j} \right] _ {m, n}\right), \tag {15} +$$ + +$$ +\left[ B _ {t} ^ {*} \right] _ {m, n} = \operatorname {s g n} \left(\sum_ {i} \left[ p _ {t} ^ {i, *} \right] _ {m, n}\right), \tag {16} +$$ + +where $\text{sgn}$ refers to the sign operation and $[*]_{m,n}$ denotes the $(m,n)$ -th element. If the expression within the brackets of the sign functions in Eqs. (15) or (16) equals zero, then the corresponding argmax is arbitrary. + +Despite the potential to take any values from the interval $[-1, 1]$ , the optimal control strategy in the above lemma involves taking the extreme values in the feasible set. Such a phenomenon, generally known as the "Bang-Bang Control", + +frequently arises in classical optimal control problems [2,4,51]. For example, if a driver wants to reach another city in the shortest time, the optimal solution entails applying the maximum acceleration (maximum control) during the trip and subsequently employing maximum braking (minimum control) before arrival. + +Optimal controls for the ViT systems adhere to the same principle, wherein the optimal control matrices $A_{t}^{*}$ and $B_{t}^{*}$ are anticipated to consist of only binary values, namely $\pm 1$ . In more general scenarios where the control is constrained within the range $[-c, c]$ , the optimal control is expected to manifest as $\pm c$ . + +# 4.2 Performance Analysis + +A fundamental question arises as to whether the utilization of binary controls would compromise the system's expressive ability. To address this question, we conduct the following theoretical analysis. + +For given control trajectory $\mathbf{A} \coloneqq \{A_t\}$ , $\mathbf{B} \coloneqq \{B_t\}$ , the flow map + +$$ +\varphi_ {\mathbf {A}, \mathbf {B}} := x (0) \rightarrow x (T), \quad \text {w h e r e} \dot {x} (t) = r _ {t} \left(x, \theta_ {t}\right) + A _ {t} x _ {t} + B _ {t} \tag {17} +$$ + +characterizes the input-output relationship in the encoder segments of the idealized network. Our binary approach to the control design requires that, at each moment $t \in [0,T]$ , the entries of $A_{t}$ and $B_{t}$ take binary values. The following theorem indicates that in this continuous-limit, these binary controls have essentially the same reachable set as its floating-point counterpart. + +Theorem 2 (Informal). Assume $r_t(x, \theta_t)$ is Lipschitz continuous in $x$ . Then, for any given full-precision controls $\mathbf{A}, \mathbf{B}$ of (3), compact set $K$ and $\varepsilon > 0$ , there exists control $\mathbf{A}_{\text{binary}}$ , and $\mathbf{B}_{\text{binary}}$ that takes only binary values for each $t \in [0, T]$ , such that + +$$ +\left\| \varphi_ {\mathbf {A}, \mathbf {B}} - \varphi_ {\mathbf {A} _ {\text {b i n a r y}}, \mathbf {B} _ {\text {b i n a r y}}} \right\| _ {C (K)} < \varepsilon , \tag {18} +$$ + +where $\| \cdot \|_{C(K)}$ denotes the uniform norm on $K$ . + +Rigorous statements and the proof of Theorem 2 are detailed in Appendix A. The key intuition is that every matrix is a convex combination of binary matrices, i.e. for any full-precision matrix $A \in \mathbb{R}^{d \times h}$ , there exists binary matrices $A_1, \dots, A_N$ such that $A = \sum_{i=1}^{N} \lambda_i A_i$ for some $\lambda_i \geq 0$ and $\sum_i \lambda_i = 1$ . Consequently, within a small interval $[t, t + \Delta t]$ , we can unfold the convex combination of $\sum_{i=1}^{N} \lambda_i A_i$ over time to approximate full-precision LoRA blocks with their binary version. + +Theorem 2 indicates that in the case when the inputs change continuously through the layers of a ViT model, the utilization of only binary control will not lead to a drop in performance. Although extending this theoretical analysis to general discrete networks is more complex, insights from the idealized case indicate that binary control could potentially approximate the effects of full-precision controls by averaging their impact across layers. + +![](images/818fe826834f1db067edfe97901acdb858d8301960dbe7dbde20173cf0140e97.jpg) +(a) Venn Diagram of LoRA and BiC. + +![](images/52e1fa17d8dad00736e676d83f7e769fb43fff5c9d4f97ad62de896eea10b967.jpg) +(b) Architecture of ViT blocks with BiC. +Fig. 2: Both LoRA and BiC can be viewed as special cases of linear controllers. Details of how to utilize BiC to control ViT blocks is plotted on the right. + +# 4.3 Binary Controller Design and Optimization + +As the optimal strategy involves only extreme values, we may move towards designing a pure binary control (BiC) on pre-trained ViT systems. By doing so, we can replace floating-point controls with integer variables (or integers with an amplifier $c$ ), thereby enhancing computational efficiency. + +Design: We consider the soft bounding cases of confining our controls $A_{t}$ within $\{-c_t, c_t\}$ , where $c_t$ is a layer-wise trainable scalar. Each element within the control matrices $A_{t}$ may only choose $c_t$ or $-c_t$ . Similar to LoRA, the binary control matrices $\{A_t\}$ may also possess the low-rank property, leading to low-rank and low-precision controls. In Figure 2a, such controls lie in the intersection of LoRA and BiC. Similarly, binary quantization can be applied to the bias matrix $B_{t}$ . This enables the creation of trainable control matrices that exclusively consist of binary values. In particular, the control parameters $\{A_t\}$ $\{B_t\}$ have the form $A_{t} = c_{1,t}\bar{A}_{t}$ , $B_{t} = c_{2,t}\bar{B}_{t}$ , where $c_{1,t}$ and $c_{2,t}$ are full-precision scalars, and the entries of $\{\bar{A}_t\}$ and $\{\bar{B}_t\}$ all belong to $\{+1, -1\}$ . The Hamiltonian function $H_{t}$ is: + +$$ +H _ {t} (x, p, c _ {2}, c _ {2}, \bar {A}, \bar {B}) = \operatorname {T r} \left(\left[ f _ {t} (x, \theta_ {t}) + c _ {1} x \bar {A} + c _ {2} \bar {B} \right] p ^ {T}\right). \tag {19} +$$ + +Following the common practice in binary neural networks [35, 48, 62] $^1$ , we incorporate a normalization layer after binary control matrices. Existing norm methods like BatchNorm [24] or LayerNorm [3] can only normalize values to the range $[0, 1]$ , and we anticipate perturbations in the system to be relatively small. To accommodate this, we introduce a trainable scaling value $s_t \in \mathbb{R}$ to modulate the overall scale. The complete controlled ViT block is depicted in Figure 2b. + +$\mathbf{Optimization}^2$ : In general, the optimal control may be sought through the method of successive approximation (MSA) [13, 41]: we randomly guess an initial controls $\{c_{1,t}^0\}, \{c_{2,t}^0\}, \{A_t^0\}, \{B_t^0\}$ for $\{c_{1,t}\}, \{c_{2,t}\}, \{A_t\}, \{B_t\}$ , respectively. + +Subsequently, we compute the associated $\{x_t^{i,0}\}$ and $\{p_t^{i,0}\}$ corresponding to the prescribed dynamics (6)(7). Throughout each training epoch $l$ , we update the parameters $c_{1,t}, c_{2,t}, \bar{A}_t, \bar{B}_t$ by maximizing the Hamiltonian with penalty terms in $\|c_{1,t}^{l+1} - c_{1,t}^l\|^2$ and $\|c_{2,t}^{l+1} - c_{2,t}^l\|^2$ , i.e. for each $t$ and epoch $l$ , we set + +$$ +\begin{array}{l} \left(c _ {1, t} ^ {l + 1}, c _ {2, t} ^ {l + 1}, \bar {A} _ {t} ^ {l + 1}, \bar {B} _ {t} ^ {l + 1}\right) = \underset {c _ {1}, c _ {2}, \bar {A}, \bar {B}} {\arg \max } \left[ \sum_ {i} H _ {t} \left(x _ {t} ^ {i, l}, p _ {t} ^ {i, l}, c _ {1}, c _ {2}, \bar {A}, \bar {B}\right) \right. \\ \left. - \rho_ {1, t} ^ {l} \| c _ {1} - c _ {1, t} ^ {l} \| ^ {2} - \rho_ {2, t} ^ {l} \| c _ {2} - c _ {2, t} ^ {l} \| ^ {2} \right], \tag {20} \\ \end{array} +$$ + +where $\rho_{1,t}^{l},\rho_{2,t}^{l} > 0$ are penalty parameters. In practice, we may solve this maximization problem by seeking the closed-form solutions for $c_{1,t}$ and $c_{2,t}$ first, + +$$ +c _ {1, t} ^ {l + 1} = c _ {1, t} ^ {l} + \frac {1}{2 \rho_ {1 , t} ^ {l}} \sum_ {i} \mathrm {T r} \left([ x _ {t} ^ {i, l} \bar {A} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\right), +$$ + +$$ +c _ {2, t} ^ {l + 1} = c _ {1, t} ^ {l} + \frac {1}{2 \rho_ {2 , t} ^ {l}} \sum_ {i} \mathrm {T r} \left([ \bar {B} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\right). +$$ + +And subsequently update the binary control variables as + +$$ +[ \bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \operatorname {s g n} \left(c _ {1, t} ^ {l + 1} \sum_ {i} \sum_ {j} \left[ \left[ x _ {t} ^ {i, l} \right] _ {j} ^ {T} \left[ p _ {t} ^ {i, l} \right] _ {j} \right] _ {m, n}\right), \tag {21} +$$ + +$$ +[ \bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \operatorname {s g n} \left(c _ {2, t} ^ {l + 1} \sum_ {i} \left[ p _ {t} ^ {i, l} \right] _ {m, n}\right). \tag {22} +$$ + +A potential issue of the above updating scheme (21) (22) is the unstable switching of the parameters between $\pm 1$ . To mitigate this issue, we may either penalize the flipping with a regularization term [35] or flip the signs based on the momentum [63]. We opt for the latter approach, wherein $c_{1,t}, c_{2,t}$ are clipped to be positive, and also introduce two auxiliary matrices $\tilde{A}_t$ , $\tilde{B}_t$ , initialized as $\tilde{A}_t^0 = \bar{A}_t^0$ , $\tilde{B}_t^0 = \bar{B}_t^0$ . In each training epoch, we update $\tilde{A}_t$ and $\tilde{B}_t$ by + +$$ +[ \tilde {A} _ {t} ^ {l + 1} ] _ {m, n} = [ \tilde {A} _ {t} ^ {l} ] _ {m, n} + \lambda_ {1} \sum_ {i} \sum_ {j} \left[ \left[ x _ {t} ^ {i, l} \right] _ {j} ^ {T} \left[ p _ {t} ^ {i, l} \right] _ {j} \right] _ {m, n}, \tag {23} +$$ + +$$ +[ \tilde {B} _ {t} ^ {l + 1} ] _ {m, n} = [ \tilde {B} _ {t} ^ {l} ] _ {m, n} + \lambda_ {2} \sum_ {i} \left[ p _ {t} ^ {i, l} \right] _ {m, n}. \tag {24} +$$ + +where $\lambda_1, \lambda_2 > 0$ are two small constants. Subsequently, the binary matrices are updated by taking the sign of the accumulated gradients in $\tilde{A}_t$ and $\tilde{B}_t$ : + +$$ +[ \bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \operatorname {s g n} ([ \tilde {A} _ {t} ^ {l + 1} ] _ {m, n}), [ \bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \operatorname {s g n} ([ \tilde {B} _ {t} ^ {l + 1} ] _ {m, n}). \tag {25} +$$ + +In comparison to the previous rule only on the current gradients, such a scheme enhances stability by integrating the gradient over successive epochs. + +Table 1: Comparison of algorithm performance, with AdaptFormer [11] acting as a vision-specific LoRA algorithm. We follow [11] to only report one-time accuracy, while repeated experiments on BiC are available in Appendix D.2. $[\dagger]$ lr is decreased by 0.1 on CIFAR-100. $[\ddagger]$ Bytes are computed on CIFAR-100. + +
AlgorithmTotal Bytes‡CIFAR-100SVHNFood-101
Full-Tuning100%87.90†97.6790.09
Linear-Probing0.08%69.8366.9169.74
VPT0.09%82.4494.0282.98
AdaptFormer-641.46%85.9096.8987.61
AdaptFormer-7688.40%86.7397.0488.39
BiC-640.13%85.7497.0187.46
BiC-7680.35%86.6197.0888.31
+ +# 5 Experiments + +In this section, we focus on the validation of the binary control (BiC), by comparing it with a series of efficient-tuning algorithms. + +# 5.1 Preliminary + +Experiment Settings and Baseline Methods. For fair comparison, we mirror the experimental setting in [11]. For layer initialization, we set the scaling value $s_t = 0$ , while retaining the rest as default in PyTorch. This resembles the general setting of LoRA, where the uppermost layer within each block is initialized with zeros. We compare our low-precision adaptation algorithm, denoted as BiC, with a few commonly used fine-tuning algorithms: 1) Full-tuning: all parameters are trainable; 2) Linear probing: appending an additional trainable linear layer on top of the pre-trained model while keeping the rest parameters fixed.; 3) Visual Prompt Tuning (VPT) [25]: concatenating a set of trainable tokens with existing image tokens; 4) AdaptFormer [11]: a vision specific LoRA algorithm by injecting full-precision trainable low-rank matrices to ViT systems. + +# 5.2 Full-Precision and Binary Control Comparison + +We commence our investigations with series of experiments on the CIFAR-100 [30], SVHN [43] and Food-101 [7] datasets, and our primary goal is to compare the performance of various fine-tuning algorithms. + +Our previous analysis in Sec 4.2 substantiates the possibilities of employing binary controls in ViT systems, and experimental observations corroborate such a theoretical analysis. In particular, the binary control strategy on ViT systems yields comparable performance levels to its full-precision counterpart across all datasets. Moreover, the BiC-64 algorithm, serving as a low-rank and low-precision algorithm, exhibits slightly inferior performance when compared to the full-precision AdaptFormer-64 on the CIFAR-100 and Food-101 datasets. + +Table 2: Comparison of algorithm performance under the same computation cost. + +
AlgorithmCIFAR-100SVHNFood-101
AdaptFormer-183.5293.0483.64
BiC-3285.37 (+1.85)97.03 (+3.99)86.20 (+2.56)
AdaptFormer-484.8396.1985.42
BiC-12886.29 (+1.46)97.20 (+1.01)87.87 (+2.45)
+ +Interestingly, it demonstrates a tendency to outperform the full-precision algorithm on the SVHN dataset. Such a phenomenon has also been observed in the previous quantization study [63], where authors attributed to the capabilities of preventing overfitting. + +# 5.3 Low Rank or Low Precision? + +In practical applications, we often opt for light-weight controls. In pursuit of this objective, we have two orthogonal directions: reduce either rank or precision, as presented in Table 2. Unlike the seminal LoRA research [22] in NLP tasks, where authors have demonstrated that even a rank-1 matrix can serve as an effective adapter, vision downstream tasks are more sensitive to the reduction of rank. Specifically, the rank-1 AdaptFormer experiences significant accuracy degradation (e.g., a drop of $6.45\%$ on the Food-101 dataset) when compared to the results of full-tuning in Table 1. + +Alternatively, a strategy may opt to maintain the high ranks but sacrifice its precision, as exemplified by the BiC algorithm. Empirical results consistently show that this approach yields superior performance when compared to the low-rank counterpart across all datasets. Notably, in the case of BiC-32, we observe a substantial margin of improvement (e.g., $+3.99\%$ ) when compared to the rank-1 LoRA algorithm on the SVHN dataset. Moreover, we explore the possibility of designing a high-rank binary control strategy in Figure 3. With a bit abuse of the concept + +![](images/7ee759cac607ff30d354dd5a689d835fb19927122c4a98d6a76233d12a51d2d8.jpg) +Fig. 3: Compare full-tune MLP layers with the utilization of BiC on the CIFAR-100 dataset. Result indicates that BiC exhibits a performance that is marginally lower, with a difference of merely $0.11\%$ . + +"rank", we introduce a binary high-rank control (BiC-3072) for ViT systems and inserting additional activation function between the down and up projections. Results indicate that the bit-wise controls reach a performance level $(87.39\%)$ comparable to full-tune the MLP layers, and even surpass AdaptFormer-768 in + +Table 1. Note the conventional LoRA algorithm is not suitable for this scenario, as it incurs the same computational cost as full-tune the entire MLP layers. + +# 5.4 Communication-Efficient ViT Adaptation + +In addition to the low computational overhead, binary controls also find practical applications in the distributed optimization, such as Federated Learning [29,42,59]. In these cases, the server and client can download the pre-trained ViT models independently and only communicate the controllers. This also avoids the potential data leakage issues [57, 60] when transmitting the whole model. Owing to their inherently bit-wise nature, binary controllers typically result in a substantial reduction in communication costs. + +To validate this property, we distribute the SVHN dataset to 5 nodes and measure the algorithm performance in Figure 4. Note LoRA can already effectively reduce the communication overhead by communicating only the adaptation matrices, and such a reduction can be further enhanced with binary controllers. Experiments demonstrate that, to achieve the same terminal test accuracy, binary controls incur only $3.5\%$ communication cost of its full-precision counterpart on SVHN, rendering BiC as a highly + +![](images/49fcfe4ad2d996b1544922e1eb5b14924286bd6bc5f9c8a1373b2c10378df52b.jpg) +Fig. 4: Distributed algorithm performance on the SVHN dataset. BiC requires $30\mathrm{x}$ less communication costs to reach the terminal accuracy on the SVHN dataset. + +communication-efficient algorithm in distributed optimization. + +# 6 Conclusion + +In this paper, we establish a connection between recent studies on PEFT algorithms like LoRA and classical optimal control theory. A control-oriented framework is introduced for efficient tuning, wherein adaptation matrices are reconceptualized as controls to perturb pre-trained ViT systems. Such a new perspective motivates us to define a necessary condition based on the Pontryagin Maximum Principle, where the LoRA algorithm can be recast as a special case of linear control. Furthermore, by maximizing the Hamiltonian function in a non-conservative way, we introduce a control strategy involving bit-wise adaptation matrices. Theoretical analysis affirms that this binary control strategy yields similar reachable states as its continuous counterpart, which is later validated in the empirical studies. Moreover, in scenarios where simplicity in controls is essential, our investigations suggest that the rank of the adaptation matrices are more important than their precision. Consequently, opting for low-precision yet high-rank controls proves to be more favorable in practical applications like distributed optimization. + +# Acknowledgements + +This research is supported by the National Research Foundation, Singapore, under the NRF fellowship (Project No. NRF-NRFF13-2021-0005). + +# References + +1. Aghajanyan, A., Zettlemoyer, L., Gupta, S.: Intrinsic dimensionality explains the effectiveness of language model fine-tuning. arXiv preprint arXiv:2012.13255 (2020) +2. Artstein, Z.: Discrete and continuous bang-bang and facial spaces or: look for the extreme points. Siam Review 22(2), 172-185 (1980) +3. Ba, J.L., Kiros, J.R., Hinton, G.E.: Layer normalization. arXiv preprint arXiv:1607.06450 (2016) +4. Bellman, R., Glicksberg, I., Gross, O.: On the "bang-bang" control problem. 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Zhu, C., Han, S., Mao, H., Dally, W.J.: Trained ternary quantization. arXiv preprint arXiv:1612.01064 (2016) \ No newline at end of file diff --git a/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/images.zip b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..80d8390806753c0246abbbc46f7f7e76d0f757e1 --- /dev/null +++ b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:52ab34cb92cae34f0369a4751b4fc7fb1ae93733e1cb8b3a321649a7db132af7 +size 338189 diff --git a/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/layout.json b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..1b4391764b79a66ccd69ca282a8577dc82339d4c --- /dev/null +++ b/2024/An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers/layout.json @@ -0,0 +1,12291 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 142, + 111, + 473, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 111, + 473, + 148 + ], + "spans": [ + { + "bbox": [ + 142, + 111, + 473, + 148 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for Vision Transformers" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 193, + 168, + 420, + 181 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 193, + 168, + 420, + 181 + ], + "spans": [ + { + "bbox": [ + 193, + 168, + 420, + 181 + ], + "type": "text", + "content": "Chi Zhang1, Jingpu Cheng1, and Qianxiao Li1" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 179, + 190, + 434, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 179, + 190, + 434, + 213 + ], + "spans": [ + { + "bbox": [ + 179, + 190, + 434, + 213 + ], + "type": "text", + "content": "Department of Mathematics, National University of Singapore {czhang24,chengjingpu,qianxiao}@nus.edu.sg" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 243, + 455, + 441 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 243, + 455, + 441 + ], + "spans": [ + { + "bbox": [ + 160, + 243, + 455, + 441 + ], + "type": "text", + "content": "Abstract. While recent advancements in model fine-tuning predominantly emphasize the utilization of low-rank adaptation (LoRA), we propose an alternative approach centered on reducing the precision of adaptation matrices. In particular, we depart from the common viewpoint that considers adaptation matrices solely as weight differences, and reinterpret them as \"control variables\" to perturb pre-trained ViT systems. This new perspective enables the establishment of a control-oriented framework, facilitating the exploration of optimal controls guided by the Pontryagin Maximum Principle. Furthermore, we demonstrate that for bounded control sets such as hypercubes, the optimal controls often take on boundary values, leading naturally to a binary controller design. Theoretical analysis reveals that employing a binary control strategy achieves the same reachable state as its full-precision counterpart in the continuous idealisation of deep residual structures, a finding corroborated by later empirical investigations. Our studies further indicate that the controller's rank holds greater significance than its precision. As such, opting for low-precision yet high-rank controls is demonstrated to obtain better performance for practical vision tasks." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 451, + 383, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 451, + 383, + 464 + ], + "spans": [ + { + "bbox": [ + 160, + 451, + 383, + 464 + ], + "type": "text", + "content": "Keywords: Low-Rank Adaptation " + }, + { + "bbox": [ + 160, + 451, + 383, + 464 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 451, + 383, + 464 + ], + "type": "text", + "content": " Optimal Control" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 483, + 230, + 496 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 483, + 230, + 496 + ], + "spans": [ + { + "bbox": [ + 132, + 483, + 230, + 496 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 593 + ], + "type": "text", + "content": "Training a Vision Transformer (ViT) [17] from scratch often extends over a large corpus of data and consumes thousands of GPU hours. For practical applications, it is more favorable to refrain from such a resource-intensive training process. Instead, adapting a pre-trained model to downstream tasks proves to be more favorable. This adaptation process commonly employs the full-tuning mechanism, wherein all parameters of a pre-trained model undergo iterative adjustment to align with task-specific data." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": "One major challenge lies in the substantial number of parameters, a predicament that may be exacerbated by the increasing model capacity. To tackle this issue, recent research focuses on the study of Parameter-Efficient Fine-Tuning (PEFT), by either selectively updating a subset of parameters or injecting some new parameters [21,39,49]. In particular, the Low-Rank Adaptation (LoRA) algorithm [22], along with its vision-specific counterpart named AdaptFormer [11]," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": "incorporates additional trainable dense layers featuring low-rank matrices while keeping the pre-trained ViT model fixed. Empirical investigations have demonstrated that, with very low-rank matrices (even as small as 1 rank), this approach can attain performance levels closely to its full-rank counterpart." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 167, + 299, + 370 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 167, + 299, + 370 + ], + "spans": [ + { + "bbox": [ + 130, + 167, + 299, + 370 + ], + "type": "text", + "content": "Despite its practical success, the fundamental mechanisms of LoRA remain to be fully understood. Existing explanations [1, 22] propose that weight changes " + }, + { + "bbox": [ + 130, + 167, + 299, + 370 + ], + "type": "inline_equation", + "content": "\\{\\varDelta W\\}" + }, + { + "bbox": [ + 130, + 167, + 299, + 370 + ], + "type": "text", + "content": " may exhibit \"low intrinsic ranks\", hence advocating the use of low-rank matrices to approximate these changes. 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The findings suggest that, to recover the predominant " + }, + { + "bbox": [ + 304, + 292, + 482, + 358 + ], + "type": "inline_equation", + "content": "\\Delta W_{\\mathrm{MLP}}" + }, + { + "bbox": [ + 304, + 292, + 482, + 358 + ], + "type": "text", + "content": " after adaptation on CIFAR-100, certain layers may require a rank exceeding 500." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 370, + 482, + 441 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 370, + 482, + 441 + ], + "spans": [ + { + "bbox": [ + 130, + 370, + 482, + 441 + ], + "type": "text", + "content": "ure 1, indicating that a significant number of ranks may be necessary to accurately reconstruct " + }, + { + "bbox": [ + 130, + 370, + 482, + 441 + ], + "type": "inline_equation", + "content": "\\Delta W_{\\mathrm{MLP}}" + }, + { + "bbox": [ + 130, + 370, + 482, + 441 + ], + "type": "text", + "content": " on MLP layers. Question remains why low-rank matrices could approximate such weight differences in practice. Moreover, considering the highly nonlinear nature of each ViT block, it is unclear why an (almost) linear low-rank updating scheme can replicate the nonlinear distinctions after model adaptation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 445, + 482, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 540 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 540 + ], + "type": "text", + "content": "These gaps in understanding LoRA motivate our investigations into its underlying mechanisms. But instead of following the existing concepts, we introduce an alternative view: we no longer perceive " + }, + { + "bbox": [ + 130, + 445, + 482, + 540 + ], + "type": "inline_equation", + "content": "\\{\\Delta W\\}" + }, + { + "bbox": [ + 130, + 445, + 482, + 540 + ], + "type": "text", + "content": " solely as weight disparities, but conceive them as control variables to perturb the pre-trained ViT systems. This interpretation draws analogies to the classical control theory [6, 18, 31], where controls are often introduced to guide a complex system (e.g., an airplane [44]) towards the desired state. In a parallel vein, we may leverage control variables to steer a pre-trained ViT system towards the minimal loss on downstream tasks." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 544, + 482, + 627 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 627 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 627 + ], + "type": "text", + "content": "This new perspective inspires us to search for the optimal controls. In particular, we formulate a necessary condition based on the Pontryagin's Maximum Principle (PMP) [45], mandating the control variables to maximize the Hamiltonian function. This condition serves as a universal requirement applicable to controls on ViT of diverse natures, be they linear or nonlinear. The LoRA algorithm can be shown as a special case of linear control under the PMP condition, thereby enhancing its theoretical applicability." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "content": "Furthermore, the link to optimal control theory opens avenues for alternative forms of controller design. Specifically, the classical Bang-Bang theory enables the design of a binary control mechanism when maximizing the Hamiltonian" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": "function. Control matrices are then simplified to their binary essence, in order to minimize the computation/communication costs. Theoretical analysis suggests that such a binary control strategy has the same reachable states as its full-precision counterpart in continuous time. Consequently, we are able to design low-precision (and low-rank) controllers for practical model adaptation, which is later validated by a series of empirical experiments on vision tasks." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 188, + 480, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 188, + 480, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 188, + 480, + 308 + ], + "type": "text", + "content": "In summary, our contributions are three-fold. (1) Firstly, we bridge the study of modern PEFT algorithms with optimal control theory, by introducing a control-oriented framework for model adaptation (Section 3.1). (2) Within this framework, we present an optimal control interpretation for LoRA (Section 3.4), offering a new perspective that may circumvent several challenges inherent in existing understandings. (3) Lastly, we devise a binary control mechanism (Section 4) and prove that it has the same reachable state as the standard LoRA algorithm in continuous time. As such, the controller can be compressed to the binary forms, endowing it with computational and communicative efficiency in practical applications." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 327, + 242, + 340 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 327, + 242, + 340 + ], + "spans": [ + { + "bbox": [ + 132, + 327, + 242, + 340 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 354, + 482, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 582 + ], + "type": "text", + "content": "Parameter Efficient Fine-Tuning: Tuning (vision) transformer models by adjusting only the head layers typically results in a notable decline in downstream performance. Consequently, recent studies of transfer learning have concentrated on the optimization of selecting a subset of parameters or introducing new lightweight parameters. In particular, the prompt-based algorithms [9,46,47] involve providing extra instructions or queries to the tokens, in order to guide the model's behavior. Following works in [25,32,36,50] have demonstrated the effectiveness of such a prompt-based method for various NLP and CV downstream tasks. Alternatively, a cohort of studies [21,26,39] corroborates the viability of incorporating additional adapter layers. These auxiliary layers are selectively integrated into the existing architecture, allowing for task-specific adaptation without extensive retraining of the entire model. The concept of low-rank adaptation was initially introduced by [49], as a solution to reduce parameters for adapters. The following LoRA works [11,22,53,58] refined the tuning architecture, placing it in parallel with the original Vision Transformer (ViT) blocks rather than in a sequential order. Such a parallel low-rank scheme often yields lower inference latency and practical performance improvements [22]. Besides, when compared with prompt-based algorithms, the rank of adaptation matrices can be easily scaled up to obtain similar performance to full-tuning." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "content": "Optimal Control in Machine Learning: Optimal control [28,37], as a natural extension of the variational method [19], seeks to determine the trajectory of a dynamic system that minimizes or maximizes a certain performance criterion. A cornerstone to applications in deep learning may trace back to the seminar works [10, 20, 54], where authors treated machine learning as function approximation via a control system. Following this concept, neural networks have been interpreted as discretisations of an optimal control problem, subject to an ordi-" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 147, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 147, + 91, + 447, + 102 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 174 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 174 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 174 + ], + "type": "text", + "content": "nary differential equation constraint in [5,27,61]. In particular, [34, 35] analyzed continuous-time analogues of neural networks in the optimal control framework and derived MSA-based algorithms. This paper draws analogies to these pioneering works and seeks the optimal controls, and focuses on the model tuning within the same theoretical framework." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "spans": [ + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "type": "text", + "content": "Quantized Optimization: Our work develops a binary controller for model tuning in downstream tasks. A body of prior research [14, 23, 33, 38] has investigated the viability of binary or other quantized networks. The gradient optimization in this paper resembles the methodology in [63], where a trainable soft bounding " + }, + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "type": "inline_equation", + "content": "c_{t}" + }, + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "type": "text", + "content": " is introduced instead of using fixed " + }, + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "type": "inline_equation", + "content": "\\pm 1" + }, + { + "bbox": [ + 130, + 175, + 480, + 283 + ], + "type": "text", + "content": " as binary values. This allows the control values within ViT to have more flexibility and controllability when applying to downstream tasks. Quantized parameters are also studied in model adaptation [16, 55], mainly for NLP tasks. But these works focus on quantizing the pre-trained model, while this paper aims to reduce the precision of controller." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 299, + 476, + 313 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 299, + 476, + 313 + ], + "spans": [ + { + "bbox": [ + 132, + 299, + 476, + 313 + ], + "type": "text", + "content": "3 An Optimal Control Framework for PEFT Algorithms" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 321, + 479, + 345 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 321, + 479, + 345 + ], + "spans": [ + { + "bbox": [ + 130, + 321, + 479, + 345 + ], + "type": "text", + "content": "In this part, we develop a control-oriented view for perturbed ViT systems and derive the necessary condition for optimal controls." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 360, + 349, + 372 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 360, + 349, + 372 + ], + "spans": [ + { + "bbox": [ + 131, + 360, + 349, + 372 + ], + "type": "text", + "content": "3.1 Dynamics of Controlled ViT Systems" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": "To commence, we first introduce the dynamics of ViT systems with controls. Given the " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": "-th image " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "x_0^i \\in \\mathbb{R}^{C \\times H \\times W}" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": ", the ViT model first splits and embeds it into a sequence of tokens, denoted as " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "\\bar{x}_1^i \\in \\mathbb{R}^{d \\times h}" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": " represents the number of image tokens and " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": " refers to the dimension of each token. Subsequently, an additional class-token " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "x_{1,\\mathrm{cls}}^i" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": " is concatenated to these tokens, followed by adding a positional embedding to form the final " + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "inline_equation", + "content": "x_1^i" + }, + { + "bbox": [ + 130, + 376, + 480, + 449 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 449, + 479, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 479, + 473 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 479, + 473 + ], + "type": "text", + "content": "The LoRA algorithm [22] then focuses on processing these tokens with the following dynamics:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 195, + 479, + 480, + 493 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 479, + 480, + 493 + ], + "spans": [ + { + "bbox": [ + 195, + 479, + 480, + 493 + ], + "type": "interline_equation", + "content": "x _ {n + 1} ^ {i} = f _ {n} \\left(x _ {n} ^ {i}, \\theta_ {n}, g _ {n} \\left(x _ {n} ^ {i}, \\mu_ {n}\\right)\\right), n \\in [ 1, \\dots , N - 1 ]. \\tag {1}", + "image_path": "e035ce250c76327384bf47e28fed11b7d7619097716c6f8ccebf4db082e5a129.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": "Here " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "f_{n}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": " represents the flow on the " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": "-th pre-trained ViT block, typically consisting of a multi-head attention layer and a fully-connected MLP layer. " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "g_{n}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": " denotes a perturbation function that takes " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "x_{n}^{i}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": " as input and incorporates some control variables " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "\\mu_{n}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": ". For instance, the controls take on a low-rank form in LoRA, expressed as " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "\\mu_{n} = A_{1,n}A_{2,n}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "A_{1,n} \\in \\mathbb{R}^{h \\times r}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "A_{2,n} \\in \\mathbb{R}^{r \\times h}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "r \\ll d" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": ". For efficiency concerns, the pre-trained parameters " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "\\theta_{n}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": " remain fixed throughout adaptation, while only the control parameters " + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "inline_equation", + "content": "\\mu_{n}" + }, + { + "bbox": [ + 130, + 498, + 480, + 581 + ], + "type": "text", + "content": " are trainable." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 479, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 479, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 479, + 605 + ], + "type": "text", + "content": "The following AdaptFormer algorithm [11] relocates the low-rank matrices to be parallel to the ViT blocks. As such, the controlled dynamics become" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 194, + 611, + 480, + 624 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 611, + 480, + 624 + ], + "spans": [ + { + "bbox": [ + 194, + 611, + 480, + 624 + ], + "type": "interline_equation", + "content": "x _ {n + 1} ^ {i} = f _ {n} \\left(x _ {n} ^ {i}, \\theta_ {n}\\right) + g _ {n} \\left(x _ {n} ^ {i}, \\mu_ {n}\\right), n \\in [ 1, \\dots , N - 1 ]. \\tag {2}", + "image_path": "87237412c556e9fb2cc7c8695a660e8824aee71759c29dbb2527241c97ea929d.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "content": "One advantage of this formulation is that the control function " + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "inline_equation", + "content": "g_{n}" + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "content": " is detached from the original " + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "inline_equation", + "content": "f_{n}" + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "content": ", leading to simpler control analysis. Therefore we shall adhere to this formulation throughout the paper." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 393, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 393, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 393, + 129 + ], + "type": "text", + "content": "3.2 Challenges of Existing Explanations for LoRA" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "text", + "content": "Such a controlled system has witnessed broad applications in transfer learning, yet its fundamental mechanism remains under-explored. Existing studies [1, 22] often posit that optimizing " + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "inline_equation", + "content": "\\mu_t" + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "text", + "content": " aims to align the weight changes with those in full-tuning procedures. However, several critical gaps persist in this perspective. First of all, to faithfully replicate the weight changes in full-tuning, the approximation with low-rank matrices should be applied to all parameters, given that they are all trainable in model adaption. But empirical results often show that it is sufficient to apply LoRA to certain matrices, such as only the query " + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "inline_equation", + "content": "W_Q" + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "text", + "content": " and value " + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "inline_equation", + "content": "W_K" + }, + { + "bbox": [ + 130, + 136, + 482, + 316 + ], + "type": "text", + "content": " in self-attention. Moreover, as depicted in Figure 1, theoretical considerations suggest a relatively large rank requirement for adequately approximating weight changes, yet empirical evidences consistently show that low-rank matrices can achieve performance levels comparable to their full-rank counterparts. Finally, it remains intricate to understand why linear adaptation matrices can accurately replicate weight changes in non-linear ViT blocks, especially under the low rank setting." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 333, + 478, + 346 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 333, + 478, + 346 + ], + "spans": [ + { + "bbox": [ + 131, + 333, + 478, + 346 + ], + "type": "text", + "content": "3.3 Continuous-Time Formulation and Optimal Control with PMP" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "content": "TL;DR: We consider " + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "inline_equation", + "content": "g_{n}" + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "content": " as a control function to perturb the original model " + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "inline_equation", + "content": "f_{n}" + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "content": ", and seek the optimal controls with the classical Pontryagin Maximum Principle from control theories." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": "To address the above challenges, we provide an optimal control formulation in this part. For the practical ViT models, the functions " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "f_{n}" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": " in (2) actually takes a residual form, i.e. " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "f_{n}(x_{n},\\theta_{n}) = x_{n} + r_{n}(x_{n},\\theta_{n})" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": " for some function " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "r_n" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": ". When " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": " is large and the scale of " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "r_n" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "g_{n}" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": " are small relative to " + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "inline_equation", + "content": "x_{n}" + }, + { + "bbox": [ + 130, + 400, + 482, + 461 + ], + "type": "text", + "content": ", (2) can be idealized as a continuous-time control system" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 249, + 470, + 481, + 483 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 249, + 470, + 481, + 483 + ], + "spans": [ + { + "bbox": [ + 249, + 470, + 481, + 483 + ], + "type": "interline_equation", + "content": "\\dot {x} _ {t} = r _ {t} \\left(x _ {t}, \\theta_ {t}\\right) + g _ {t} \\left(x _ {t}, \\mu_ {t}\\right), \\tag {3}", + "image_path": "db5ec8854157ccaea4feb60b4b15dd7fa3228681dfba7c7aedddd7deb9d0d09d.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "spans": [ + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "inline_equation", + "content": "t \\in [0, T]" + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "content": " (with " + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "inline_equation", + "content": "T \\coloneqq N\\delta" + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "content": ") represents the continuous counterpart of the indices for successive blocks. The functions " + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "inline_equation", + "content": "x_{t}, r_{t}, g_{t}, \\mu_{t}" + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "content": " are the scaled continuations of " + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "inline_equation", + "content": "x_{n}, r_{n}, g_{n}, \\mu_{n}" + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "content": " respectively, divided by a small factor " + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\delta > 0" + }, + { + "bbox": [ + 130, + 491, + 482, + 528 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 146, + 528, + 454, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 528, + 454, + 540 + ], + "spans": [ + { + "bbox": [ + 146, + 528, + 454, + 540 + ], + "type": "text", + "content": "The overall formulation in the continuous time could be expressed as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 215, + 548, + 481, + 581 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 215, + 548, + 481, + 581 + ], + "spans": [ + { + "bbox": [ + 215, + 548, + 481, + 581 + ], + "type": "interline_equation", + "content": "\\min _ {\\left\\{\\mu_ {t} \\in \\mathbb {M} _ {t} \\right\\}} \\frac {1}{M} \\sum_ {i = 1} ^ {M} L \\left(x _ {T} ^ {i}, y ^ {i}\\right) \\tag {4}", + "image_path": "477072647970258c50c16559a105e4cb535e34e711ffa29fe681f1470b92aef0.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 212, + 583, + 402, + 597 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 583, + 402, + 597 + ], + "spans": [ + { + "bbox": [ + 212, + 583, + 402, + 597 + ], + "type": "interline_equation", + "content": "\\mathrm {s . t .} \\quad \\dot {x} _ {t} ^ {i} = r _ {t} (x _ {t} ^ {i}, \\theta_ {t}) + g _ {t} (x _ {t} ^ {i}, \\mu_ {t}), \\quad t \\in [ 0, T ]", + "image_path": "7889d69af7cbb5e7533c811a018283e3b8dd4e41e23bb67c29521dff707da5d7.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "inline_equation", + "content": "L(x_{T}^{i},y^{i})\\coloneqq \\bar{L} (f_{\\mathrm{final}}(x_{T,\\mathrm{cls}}^{i}),y^{i})" + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "content": " for some loss function " + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\bar{L}" + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "content": " measures the difference between the model prediction and the true label, and " + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\mathbb{M}_t" + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "content": " denotes the admissible control set at time " + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "One may recognize the above problem (4) as a classical fixed-time control problem. In particular, the objective is to find a sequence of optimal controls" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 146, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 146, + 91, + 448, + 102 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\{\\mu_t^*\\}" + }, + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": " to minimize the terminal loss " + }, + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": ". A typical solution would be through the classical Pontryagin Maximum Principle (PMP) [45], which depicts the best possible control to transition a dynamical system from one state to another, especially in the presence of constraints." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "text", + "content": "To proceed, let us assign a series of co-state variables " + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "inline_equation", + "content": "\\{p_t^i\\mid p_t^i\\in \\mathbb{R}^{d\\times h}\\}" + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "text", + "content": ", which are of the same dimension as the states " + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "inline_equation", + "content": "\\{x_{t}^{i}\\}" + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "text", + "content": ". We can then define the Hamiltonian " + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "inline_equation", + "content": "H_{t}:\\mathbb{R}^{d\\times h}\\times \\mathbb{R}^{d\\times h}\\times \\mathbb{M}_{t}\\to \\mathbb{R}" + }, + { + "bbox": [ + 130, + 163, + 480, + 200 + ], + "type": "text", + "content": " as" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 218, + 209, + 481, + 224 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 209, + 481, + 224 + ], + "spans": [ + { + "bbox": [ + 218, + 209, + 481, + 224 + ], + "type": "interline_equation", + "content": "H _ {t} (x, p, \\mu) := \\operatorname {T r} \\left(\\left[ r _ {t} (x, \\theta_ {t}) + g _ {t} (x, \\mu) \\right] p ^ {T}\\right) \\tag {5}", + "image_path": "31a9dc292976a6474513b5b1baad6dc2101912bbb0319507918092533f5d6b12.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 232, + 479, + 256 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 232, + 479, + 256 + ], + "spans": [ + { + "bbox": [ + 131, + 232, + 479, + 256 + ], + "type": "text", + "content": "with " + }, + { + "bbox": [ + 131, + 232, + 479, + 256 + ], + "type": "inline_equation", + "content": "\\mathrm{Tr}" + }, + { + "bbox": [ + 131, + 232, + 479, + 256 + ], + "type": "text", + "content": " denoting the trace of a matrix. The following PMP theorem then defines a necessary condition for the optimal control." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "spans": [ + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": "Theorem 1 (Pontryagin's Maximum Principle [37]). Suppose that " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "g_t" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " are both continuous in " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " and continuously differentiable w.r.t. " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " is differentiable in " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": ". Denote " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "\\{\\mu_t^*\\}" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " a bounded optimal control to (4), and " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "\\{x_t^{i,*}\\}" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " the corresponding optimally controlled state. Then, there exist optimal co-states " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "\\{p_t^{i,*}\\}" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " which are absolutely continuous in " + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 265, + 480, + 337 + ], + "type": "text", + "content": " such that the following Hamiltonian equations are satisfied:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 198, + 346, + 480, + 360 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 346, + 480, + 360 + ], + "spans": [ + { + "bbox": [ + 198, + 346, + 480, + 360 + ], + "type": "interline_equation", + "content": "\\dot {x} _ {t} ^ {i, *} = \\nabla_ {p} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right), \\quad x _ {0} ^ {i, *} = x _ {1} ^ {i}, \\tag {6}", + "image_path": "e9d0a9c592ed82c978f02720560782e5645165d37817c1fe8d614293bb5fed99.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 198, + 363, + 480, + 385 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 363, + 480, + 385 + ], + "spans": [ + { + "bbox": [ + 198, + 363, + 480, + 385 + ], + "type": "interline_equation", + "content": "\\dot {p} _ {t} ^ {i, *} = - \\nabla_ {x} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right), p _ {T} ^ {i, *} = - \\frac {1}{M} \\nabla L \\left(x _ {T} ^ {i, *}\\right). \\tag {7}", + "image_path": "aa45ffc81a559e54428f2778fd7d54725b83ea05a8a17af3be65f3a7fb54a9e8.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 393, + 479, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 393, + 479, + 416 + ], + "spans": [ + { + "bbox": [ + 131, + 393, + 479, + 416 + ], + "type": "text", + "content": "Moreover, the optimal control variables " + }, + { + "bbox": [ + 131, + 393, + 479, + 416 + ], + "type": "inline_equation", + "content": "\\{\\mu_t^*\\}" + }, + { + "bbox": [ + 131, + 393, + 479, + 416 + ], + "type": "text", + "content": " should satisfy the Hamiltonian maximization condition:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 188, + 426, + 480, + 456 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 426, + 480, + 456 + ], + "spans": [ + { + "bbox": [ + 188, + 426, + 480, + 456 + ], + "type": "interline_equation", + "content": "\\sum_ {i = 1} ^ {N} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu_ {t} ^ {*}\\right) \\geq \\sum_ {i = 1} ^ {N} H _ {t} \\left(x _ {t} ^ {i, *}, p _ {t} ^ {i, *}, \\mu\\right), \\quad \\forall \\mu \\in \\mathbb {M} _ {t}. \\tag {8}", + "image_path": "fd935c3fe7deff58386109190af8d63b8caaf751e8d77df7fdc9e24b88976566.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "spans": [ + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "text", + "content": "Solving the optimal controls in the above Hamiltonian maximization requires us to provide a concrete form of " + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "inline_equation", + "content": "g_{t}" + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "text", + "content": " in Eq (5). For parameter efficiency concerns, the AdaptFormer algorithm considers the following form " + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "inline_equation", + "content": "g_{n} \\coloneqq \\sigma(x_{n}^{i}A_{1,n})A_{2,n} + B_{n}" + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "text", + "content": " denotes an activation function like ReLU. The subsequent research [40] demonstrates that such an activation function has minimal effects in practice, making it safe to consider a pure linear form: " + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "inline_equation", + "content": "g_{n} \\coloneqq x_{n}^{i}A_{n} + B_{n}" + }, + { + "bbox": [ + 130, + 465, + 480, + 537 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": "In a similar vein, we may also consider the linear control formulation and require " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "A_{t} \\in \\mathbb{A}_{t} \\subseteq \\mathbb{R}^{h \\times h}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "B_{t} \\in \\mathbb{B}_{t} \\subseteq \\mathbb{R}^{d \\times h}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " for some control sets " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "\\mathbb{A}_{t}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "\\mathbb{B}_{t}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": ". Note here we no longer consider " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "A_{t}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "B_{t}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " as the weight difference " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "\\Delta W_{t}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " of the frozen weights " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "\\theta_{t}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": ", but view them as the control variables to minimize the terminal loss. By combining the linear control with Eq (5), we can obtain the Hamiltonian function " + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "inline_equation", + "content": "H_{t}: \\mathbb{R}^{d \\times h} \\times \\mathbb{R}^{d \\times h} \\times \\mathbb{A}_{t} \\times \\mathbb{B}_{t} \\to \\mathbb{R}" + }, + { + "bbox": [ + 130, + 538, + 481, + 609 + ], + "type": "text", + "content": " for the linear case:" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 208, + 618, + 406, + 633 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 618, + 406, + 633 + ], + "spans": [ + { + "bbox": [ + 208, + 618, + 406, + 633 + ], + "type": "interline_equation", + "content": "H _ {t} (x, p, A, B) := \\operatorname {T r} \\left(\\left[ r _ {t} (x, \\theta_ {t}) + x A + B \\right] p ^ {T}\\right).", + "image_path": "b63a014a7ffa33e4968f332a2b30af41873fddb80ab58063182fae37c6f7dd69.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "The PMP theorem mandates the optimal controls " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "A_{t}^{*}" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "B_{t}^{*}" + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": " to maximize such a Hamiltonian function. To obtain these optimal controls, one common" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "type": "text", + "content": "approach [34] involves a random choice of initial values " + }, + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "type": "inline_equation", + "content": "A_{t}^{0}" + }, + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "type": "inline_equation", + "content": "B_{t}^{0}" + }, + { + "bbox": [ + 131, + 115, + 481, + 140 + ], + "type": "text", + "content": ", and then iteratively updates these control variables in the following rule:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 143, + 149, + 481, + 174 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 149, + 481, + 174 + ], + "spans": [ + { + "bbox": [ + 143, + 149, + 481, + 174 + ], + "type": "interline_equation", + "content": "(A _ {t} ^ {l}, B _ {t} ^ {l}) = \\underset {A, B} {\\arg \\max} \\sum_ {i} H _ {t} (x _ {t} ^ {i}, p _ {t} ^ {i}, A, B) - \\rho \\| A - A _ {t} ^ {l - 1} \\| ^ {2} - \\rho \\| B - B _ {t} ^ {l - 1} \\| ^ {2}, \\quad (9)", + "image_path": "b3fa187e5982c7a30aef225053759e5f3e95b34075e17a76acb5c6a126308acc.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "spans": [ + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "inline_equation", + "content": "A_{t}^{l}, B_{t}^{l}" + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "text", + "content": " represent the values of " + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "inline_equation", + "content": "A_{t}, B_{t}" + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "text", + "content": " in the " + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 131, + 183, + 479, + 209 + ], + "type": "text", + "content": "-th iteration. Note this argmax formulation can be solved in closed-form solutions, namely" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 235, + 217, + 481, + 246 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 217, + 481, + 246 + ], + "spans": [ + { + "bbox": [ + 235, + 217, + 481, + 246 + ], + "type": "interline_equation", + "content": "A _ {t} ^ {l} = A _ {t} ^ {l - 1} + \\frac {1}{2 \\rho} \\sum_ {i} \\sum_ {j} \\left[ x _ {t} ^ {i} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i} \\right] _ {j}, \\tag {10}", + "image_path": "a371942a72cfd3ba51295aaf7b712b4fd573f7a48e34c79c4725545e8e3b37cd.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 235, + 249, + 481, + 275 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 249, + 481, + 275 + ], + "spans": [ + { + "bbox": [ + 235, + 249, + 481, + 275 + ], + "type": "interline_equation", + "content": "B _ {t} ^ {l} = B _ {t} ^ {l - 1} + \\frac {1}{2 \\rho} \\sum_ {i} p _ {t} ^ {i}, \\tag {11}", + "image_path": "2426928eb4de305c700779719468ae75673731846adba29eb3dca5f88d356434.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "spans": [ + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "text", + "content": "where we denote the " + }, + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "text", + "content": "-th row of instance " + }, + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "inline_equation", + "content": "x_{t}^{i}" + }, + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 131, + 285, + 364, + 300 + ], + "type": "inline_equation", + "content": "[x_t^i ]_j" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 316, + 389, + 329 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 316, + 389, + 329 + ], + "spans": [ + { + "bbox": [ + 131, + 316, + 389, + 329 + ], + "type": "text", + "content": "3.4 An Optimal Control Interpretation for LoRA" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 337, + 479, + 385 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 337, + 479, + 385 + ], + "spans": [ + { + "bbox": [ + 131, + 337, + 479, + 385 + ], + "type": "text", + "content": "In the following, we show the above control-based updating rules (10) (11) can also be obtained by the gradient-descent step in LoRA in the discrete cases. By performing backward computation, we have " + }, + { + "bbox": [ + 131, + 337, + 479, + 385 + ], + "type": "inline_equation", + "content": "p_N = -\\frac{1}{M}\\nabla_{x_N^i}L(x_N^i)" + }, + { + "bbox": [ + 131, + 337, + 479, + 385 + ], + "type": "text", + "content": ". Then with the chain rule, we have:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 134, + 405, + 480, + 464 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 405, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 134, + 405, + 480, + 464 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\nabla_ {A _ {n}} \\left(\\frac {1}{M} \\sum_ {i} L (x _ {N} ^ {i})\\right) = \\sum_ {i} \\frac {1}{M} \\nabla_ {x _ {n + 1} ^ {i}} L (x _ {N} ^ {i}) \\nabla_ {A _ {n}} x _ {n + 1} ^ {i} = - \\sum_ {i} p _ {n + 1} ^ {i} \\nabla_ {A _ {n}} (x _ {n} ^ {i} A _ {n}) \\\\ = - \\sum_ {i} \\nabla_ {A _ {n}} \\operatorname {T r} \\left(x _ {n} ^ {i} A _ {n} \\left(p _ {n} ^ {i}\\right) ^ {T}\\right) = - \\sum_ {i} \\sum_ {j} \\left[ x _ {n} ^ {i} \\right] _ {j} ^ {T} \\left[ p _ {n + 1} ^ {i} \\right] _ {j}. \\tag {12} \\\\ \\end{array}", + "image_path": "038843a2cc66bec32c6ad14480d2e59bfc84a9024a72fbbdc3f6743667508d80.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 473, + 175, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 473, + 175, + 485 + ], + "spans": [ + { + "bbox": [ + 131, + 473, + 175, + 485 + ], + "type": "text", + "content": "Similarly," + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 228, + 485, + 481, + 516 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 485, + 481, + 516 + ], + "spans": [ + { + "bbox": [ + 228, + 485, + 481, + 516 + ], + "type": "interline_equation", + "content": "\\nabla_ {B _ {n}} \\left(\\frac {1}{M} \\sum_ {i} L \\left(x _ {N} ^ {i}\\right)\\right) = - \\sum_ {i} p _ {n + 1} ^ {i}. \\tag {13}", + "image_path": "fb3cbe216e0a1cb00f5ea929e432d911dac770859b32c11aaf3fc25cf4204def.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "spans": [ + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "text", + "content": "By examining the above equations, we show that the GD optimization (12)(13) for " + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "inline_equation", + "content": "A_{n}" + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "inline_equation", + "content": "B_{n}" + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "text", + "content": " are consistent with Eqs (10)(11), with a learning rate of " + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "inline_equation", + "content": "\\frac{1}{2\\rho}" + }, + { + "bbox": [ + 131, + 521, + 483, + 549 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "Here we demonstrate that the GD optimization steps (12)(13) are aligned with optimal control rules in (10)(11). As such, the control view provides an alternative explanation for LoRA: the optimization of low-rank matrices may not be simulating the \"weight differences\", but achieving optimal controls on downstream tasks. Such a new view avoids the above pitfalls in Section 3.2 and is more close to the real-world applications. For instance, it is generally unnecessary to apply controls to all parameters within a model. As a canonical example, for a robotic arm, it is often adequate to apply controls solely to specific joints to achieve desired positioning and orientation [15]. Similarly, controls may" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 163 + ], + "type": "text", + "content": "be selectively applied to certain blocks of a ViT system, such as specific parts of an attention block or solely on the MLP layer. Furthermore, there is flexibility in choosing the forms of controls: it is often feasible to apply a linear control to a nonlinear block." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 182, + 353, + 196 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 182, + 353, + 196 + ], + "spans": [ + { + "bbox": [ + 132, + 182, + 353, + 196 + ], + "type": "text", + "content": "4 Binary Controller Design for ViT" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 207, + 482, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 207, + 482, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 207, + 482, + 316 + ], + "type": "text", + "content": "Ever since June 1696, the study of optimal control has undergone a developmental journey over the past three centuries [52]. By bridging the study of modern efficient-tuning algorithms with classical optimal control theory, we are granted the capacities to utilize the classical control approaches to study transfer learning. A complete analysis is nevertheless beyond the scope of this paper, and we restrict our analysis to another category of linear controller rooted in the principle of Hamiltonian maximization in this section. Subsequently, we prove such a binary controller (BiC) yields an identical reachable set as the original LoRA method in the continuous time, even with only bit-wise precision." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 332, + 423, + 345 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 332, + 423, + 345 + ], + "spans": [ + { + "bbox": [ + 132, + 332, + 423, + 345 + ], + "type": "text", + "content": "4.1 Hamiltonian Maximization with Bang-Bang Control" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "content": "In Eq (9), the Hamiltonian maximization is performed in a conservative way, with two supplementary regularization terms " + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "inline_equation", + "content": "\\| A - A_t^{l-1} \\|^2" + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "inline_equation", + "content": "\\| B - B_t^{l-1} \\|^2" + }, + { + "bbox": [ + 130, + 352, + 482, + 389 + ], + "type": "text", + "content": ". Alternatively, we may retain the original form of the Hamiltonian maximization:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 222, + 407, + 480, + 431 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 407, + 480, + 431 + ], + "spans": [ + { + "bbox": [ + 222, + 407, + 480, + 431 + ], + "type": "interline_equation", + "content": "\\left(A _ {t} ^ {*}, B _ {t} ^ {*}\\right) = \\underset {A, B} {\\arg \\max } \\sum_ {i} H _ {t} \\left(x _ {t} ^ {i}, p _ {t} ^ {i}, A, B\\right), \\tag {14}", + "image_path": "48c8196c1fe1e40eba842dd452f31e757a327e4496a06f58dd9551231d6e6036.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 440, + 348, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 440, + 348, + 452 + ], + "spans": [ + { + "bbox": [ + 132, + 440, + 348, + 452 + ], + "type": "text", + "content": "and endeavor to solve it in closed-form solutions." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "text", + "content": "Lemma 1 (Bang-Bang Control). Let the control sets for " + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "inline_equation", + "content": "A_{t}" + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "inline_equation", + "content": "B_{t}" + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "text", + "content": " be " + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "inline_equation", + "content": "\\mathbb{A}_t = [-1,1]^{h\\times h}" + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "inline_equation", + "content": "\\mathbb{B}_t = [-1,1]^{d\\times h}" + }, + { + "bbox": [ + 130, + 460, + 482, + 497 + ], + "type": "text", + "content": ", respectively. Then, Eq (14) admits a closed-form solution as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 212, + 506, + 480, + 543 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 506, + 480, + 543 + ], + "spans": [ + { + "bbox": [ + 212, + 506, + 480, + 543 + ], + "type": "interline_equation", + "content": "\\left[ A _ {t} ^ {*} \\right] _ {m, n} = s g n \\left(\\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, *} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, *} \\right] _ {j} \\right] _ {m, n}\\right), \\tag {15}", + "image_path": "35839dafcb7ebd335304f5cfd2b2e74b89f828b347647233709471b584ba5a4b.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 211, + 545, + 480, + 577 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 545, + 480, + 577 + ], + "spans": [ + { + "bbox": [ + 211, + 545, + 480, + 577 + ], + "type": "interline_equation", + "content": "\\left[ B _ {t} ^ {*} \\right] _ {m, n} = \\operatorname {s g n} \\left(\\sum_ {i} \\left[ p _ {t} ^ {i, *} \\right] _ {m, n}\\right), \\tag {16}", + "image_path": "e85b7e5f6bcd717939ee79145b43f2478bd8d65d4053b516160ad3c853b1f063.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "spans": [ + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "inline_equation", + "content": "\\text{sgn}" + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "text", + "content": " refers to the sign operation and " + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "inline_equation", + "content": "[*]_{m,n}" + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "text", + "content": " denotes the " + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "inline_equation", + "content": "(m,n)" + }, + { + "bbox": [ + 132, + 585, + 482, + 622 + ], + "type": "text", + "content": "-th element. If the expression within the brackets of the sign functions in Eqs. (15) or (16) equals zero, then the corresponding argmax is arbitrary." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": "Despite the potential to take any values from the interval " + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "[-1, 1]" + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": ", the optimal control strategy in the above lemma involves taking the extreme values in the feasible set. Such a phenomenon, generally known as the \"Bang-Bang Control\"," + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "frequently arises in classical optimal control problems [2,4,51]. For example, if a driver wants to reach another city in the shortest time, the optimal solution entails applying the maximum acceleration (maximum control) during the trip and subsequently employing maximum braking (minimum control) before arrival." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "content": "Optimal controls for the ViT systems adhere to the same principle, wherein the optimal control matrices " + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "inline_equation", + "content": "A_{t}^{*}" + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "inline_equation", + "content": "B_{t}^{*}" + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "content": " are anticipated to consist of only binary values, namely " + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "inline_equation", + "content": "\\pm 1" + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "content": ". In more general scenarios where the control is constrained within the range " + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "inline_equation", + "content": "[-c, c]" + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "content": ", the optimal control is expected to manifest as " + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "inline_equation", + "content": "\\pm c" + }, + { + "bbox": [ + 130, + 165, + 480, + 213 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 235, + 271, + 247 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 235, + 271, + 247 + ], + "spans": [ + { + "bbox": [ + 132, + 235, + 271, + 247 + ], + "type": "text", + "content": "4.2 Performance Analysis" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 259, + 479, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 479, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 479, + 295 + ], + "type": "text", + "content": "A fundamental question arises as to whether the utilization of binary controls would compromise the system's expressive ability. To address this question, we conduct the following theoretical analysis." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "spans": [ + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "type": "text", + "content": "For given control trajectory " + }, + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "type": "inline_equation", + "content": "\\mathbf{A} \\coloneqq \\{A_t\\}" + }, + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "type": "inline_equation", + "content": "\\mathbf{B} \\coloneqq \\{B_t\\}" + }, + { + "bbox": [ + 146, + 297, + 432, + 308 + ], + "type": "text", + "content": ", the flow map" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 179, + 321, + 480, + 333 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 179, + 321, + 480, + 333 + ], + "spans": [ + { + "bbox": [ + 179, + 321, + 480, + 333 + ], + "type": "interline_equation", + "content": "\\varphi_ {\\mathbf {A}, \\mathbf {B}} := x (0) \\rightarrow x (T), \\quad \\text {w h e r e} \\dot {x} (t) = r _ {t} \\left(x, \\theta_ {t}\\right) + A _ {t} x _ {t} + B _ {t} \\tag {17}", + "image_path": "8ca5913b7fe6273455f4f000fc843e0c8b748516e7dc2f44c39cb274636415f1.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "text", + "content": "characterizes the input-output relationship in the encoder segments of the idealized network. Our binary approach to the control design requires that, at each moment " + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "inline_equation", + "content": "t \\in [0,T]" + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "text", + "content": ", the entries of " + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "inline_equation", + "content": "A_{t}" + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "inline_equation", + "content": "B_{t}" + }, + { + "bbox": [ + 130, + 343, + 479, + 403 + ], + "type": "text", + "content": " take binary values. The following theorem indicates that in this continuous-limit, these binary controls have essentially the same reachable set as its floating-point counterpart." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": "Theorem 2 (Informal). Assume " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "r_t(x, \\theta_t)" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": " is Lipschitz continuous in " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": ". Then, for any given full-precision controls " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "\\mathbf{A}, \\mathbf{B}" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": " of (3), compact set " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "\\varepsilon > 0" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": ", there exists control " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "\\mathbf{A}_{\\text{binary}}" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "\\mathbf{B}_{\\text{binary}}" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": " that takes only binary values for each " + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "inline_equation", + "content": "t \\in [0, T]" + }, + { + "bbox": [ + 130, + 414, + 480, + 462 + ], + "type": "text", + "content": ", such that" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 234, + 475, + 480, + 487 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 234, + 475, + 480, + 487 + ], + "spans": [ + { + "bbox": [ + 234, + 475, + 480, + 487 + ], + "type": "interline_equation", + "content": "\\left\\| \\varphi_ {\\mathbf {A}, \\mathbf {B}} - \\varphi_ {\\mathbf {A} _ {\\text {b i n a r y}}, \\mathbf {B} _ {\\text {b i n a r y}}} \\right\\| _ {C (K)} < \\varepsilon , \\tag {18}", + "image_path": "8802e8e0c074ae3a944228a77569306d07b15f975ee6b49cad14e28ed993eef3.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "type": "inline_equation", + "content": "\\| \\cdot \\|_{C(K)}" + }, + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "type": "text", + "content": " denotes the uniform norm on " + }, + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 132, + 497, + 347, + 510 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": "Rigorous statements and the proof of Theorem 2 are detailed in Appendix A. The key intuition is that every matrix is a convex combination of binary matrices, i.e. for any full-precision matrix " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "A \\in \\mathbb{R}^{d \\times h}" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": ", there exists binary matrices " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "A_1, \\dots, A_N" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": " such that " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "A = \\sum_{i=1}^{N} \\lambda_i A_i" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": " for some " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "\\lambda_i \\geq 0" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "\\sum_i \\lambda_i = 1" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": ". Consequently, within a small interval " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "[t, t + \\Delta t]" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": ", we can unfold the convex combination of " + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "inline_equation", + "content": "\\sum_{i=1}^{N} \\lambda_i A_i" + }, + { + "bbox": [ + 130, + 519, + 480, + 592 + ], + "type": "text", + "content": " over time to approximate full-precision LoRA blocks with their binary version." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 594, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 480, + 665 + ], + "type": "text", + "content": "Theorem 2 indicates that in the case when the inputs change continuously through the layers of a ViT model, the utilization of only binary control will not lead to a drop in performance. Although extending this theoretical analysis to general discrete networks is more complex, insights from the idealized case indicate that binary control could potentially approximate the effects of full-precision controls by averaging their impact across layers." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 113, + 267, + 232 + ], + "blocks": [ + { + "bbox": [ + 133, + 113, + 267, + 232 + ], + "lines": [ + { + "bbox": [ + 133, + 113, + 267, + 232 + ], + "spans": [ + { + "bbox": [ + 133, + 113, + 267, + 232 + ], + "type": "image", + "image_path": "818fe826834f1db067edfe97901acdb858d8301960dbe7dbde20173cf0140e97.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 133, + 233, + 266, + 243 + ], + "lines": [ + { + "bbox": [ + 133, + 233, + 266, + 243 + ], + "spans": [ + { + "bbox": [ + 133, + 233, + 266, + 243 + ], + "type": "text", + "content": "(a) Venn Diagram of LoRA and BiC." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 288, + 113, + 482, + 233 + ], + "blocks": [ + { + "bbox": [ + 288, + 113, + 482, + 233 + ], + "lines": [ + { + "bbox": [ + 288, + 113, + 482, + 233 + ], + "spans": [ + { + "bbox": [ + 288, + 113, + 482, + 233 + ], + "type": "image", + "image_path": "52e1fa17d8dad00736e676d83f7e769fb43fff5c9d4f97ad62de896eea10b967.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 311, + 234, + 457, + 243 + ], + "lines": [ + { + "bbox": [ + 311, + 234, + 457, + 243 + ], + "spans": [ + { + "bbox": [ + 311, + 234, + 457, + 243 + ], + "type": "text", + "content": "(b) Architecture of ViT blocks with BiC." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 252, + 482, + 275 + ], + "lines": [ + { + "bbox": [ + 130, + 252, + 482, + 275 + ], + "spans": [ + { + "bbox": [ + 130, + 252, + 482, + 275 + ], + "type": "text", + "content": "Fig. 2: Both LoRA and BiC can be viewed as special cases of linear controllers. Details of how to utilize BiC to control ViT blocks is plotted on the right." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 298, + 380, + 312 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 298, + 380, + 312 + ], + "spans": [ + { + "bbox": [ + 131, + 298, + 380, + 312 + ], + "type": "text", + "content": "4.3 Binary Controller Design and Optimization" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 318, + 481, + 366 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 318, + 481, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 318, + 481, + 366 + ], + "type": "text", + "content": "As the optimal strategy involves only extreme values, we may move towards designing a pure binary control (BiC) on pre-trained ViT systems. By doing so, we can replace floating-point controls with integer variables (or integers with an amplifier " + }, + { + "bbox": [ + 130, + 318, + 481, + 366 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 318, + 481, + 366 + ], + "type": "text", + "content": "), thereby enhancing computational efficiency." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": "Design: We consider the soft bounding cases of confining our controls " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "A_{t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " within " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{-c_t, c_t\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "c_t" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " is a layer-wise trainable scalar. Each element within the control matrices " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "A_{t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " may only choose " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "c_t" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "-c_t" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": ". Similar to LoRA, the binary control matrices " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{A_t\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " may also possess the low-rank property, leading to low-rank and low-precision controls. In Figure 2a, such controls lie in the intersection of LoRA and BiC. Similarly, binary quantization can be applied to the bias matrix " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "B_{t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": ". This enables the creation of trainable control matrices that exclusively consist of binary values. In particular, the control parameters " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{A_t\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{B_t\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " have the form " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "A_{t} = c_{1,t}\\bar{A}_{t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "B_{t} = c_{2,t}\\bar{B}_{t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "c_{1,t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "c_{2,t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " are full-precision scalars, and the entries of " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{\\bar{A}_t\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{\\bar{B}_t\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " all belong to " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{+1, -1\\}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": ". The Hamiltonian function " + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "inline_equation", + "content": "H_{t}" + }, + { + "bbox": [ + 130, + 366, + 481, + 496 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 182, + 496, + 481, + 512 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 182, + 496, + 481, + 512 + ], + "spans": [ + { + "bbox": [ + 182, + 496, + 481, + 512 + ], + "type": "interline_equation", + "content": "H _ {t} (x, p, c _ {2}, c _ {2}, \\bar {A}, \\bar {B}) = \\operatorname {T r} \\left(\\left[ f _ {t} (x, \\theta_ {t}) + c _ {1} x \\bar {A} + c _ {2} \\bar {B} \\right] p ^ {T}\\right). \\tag {19}", + "image_path": "b13450c07b9715019efcf7d0a656700f42671142d6db6ec1c576bdbd5f2f43f1.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "text", + "content": "Following the common practice in binary neural networks [35, 48, 62]" + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "inline_equation", + "content": "^1" + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "text", + "content": ", we incorporate a normalization layer after binary control matrices. Existing norm methods like BatchNorm [24] or LayerNorm [3] can only normalize values to the range " + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "inline_equation", + "content": "[0, 1]" + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "text", + "content": ", and we anticipate perturbations in the system to be relatively small. To accommodate this, we introduce a trainable scaling value " + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "inline_equation", + "content": "s_t \\in \\mathbb{R}" + }, + { + "bbox": [ + 130, + 514, + 482, + 586 + ], + "type": "text", + "content": " to modulate the overall scale. The complete controlled ViT block is depicted in Figure 2b." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "spans": [ + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "inline_equation", + "content": "\\mathbf{Optimization}^2" + }, + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "text", + "content": ": In general, the optimal control may be sought through the method of successive approximation (MSA) [13, 41]: we randomly guess an initial controls " + }, + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "inline_equation", + "content": "\\{c_{1,t}^0\\}, \\{c_{2,t}^0\\}, \\{A_t^0\\}, \\{B_t^0\\}" + }, + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "inline_equation", + "content": "\\{c_{1,t}\\}, \\{c_{2,t}\\}, \\{A_t\\}, \\{B_t\\}" + }, + { + "bbox": [ + 130, + 587, + 481, + 624 + ], + "type": "text", + "content": ", respectively." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 631, + 481, + 654 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 631, + 481, + 654 + ], + "spans": [ + { + "bbox": [ + 133, + 631, + 481, + 654 + ], + "type": "text", + "content": "1 It is possible to remove the normalization layer as [8, 12]. We retain such a block in this paper for simplicity of implementations." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 134, + 654, + 372, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 654, + 372, + 665 + ], + "spans": [ + { + "bbox": [ + 134, + 654, + 372, + 665 + ], + "type": "text", + "content": "2 We also provide a pure gradient method in Appendix C." + } + ] + } + ], + "index": 14 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "spans": [ + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": "Subsequently, we compute the associated " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "\\{x_t^{i,0}\\}" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "\\{p_t^{i,0}\\}" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": " corresponding to the prescribed dynamics (6)(7). Throughout each training epoch " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": ", we update the parameters " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "c_{1,t}, c_{2,t}, \\bar{A}_t, \\bar{B}_t" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": " by maximizing the Hamiltonian with penalty terms in " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "\\|c_{1,t}^{l+1} - c_{1,t}^l\\|^2" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "\\|c_{2,t}^{l+1} - c_{2,t}^l\\|^2" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": ", i.e. for each " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": " and epoch " + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 131, + 115, + 482, + 166 + ], + "type": "text", + "content": ", we set" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 173, + 179, + 481, + 236 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 173, + 179, + 481, + 236 + ], + "spans": [ + { + "bbox": [ + 173, + 179, + 481, + 236 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\left(c _ {1, t} ^ {l + 1}, c _ {2, t} ^ {l + 1}, \\bar {A} _ {t} ^ {l + 1}, \\bar {B} _ {t} ^ {l + 1}\\right) = \\underset {c _ {1}, c _ {2}, \\bar {A}, \\bar {B}} {\\arg \\max } \\left[ \\sum_ {i} H _ {t} \\left(x _ {t} ^ {i, l}, p _ {t} ^ {i, l}, c _ {1}, c _ {2}, \\bar {A}, \\bar {B}\\right) \\right. \\\\ \\left. - \\rho_ {1, t} ^ {l} \\| c _ {1} - c _ {1, t} ^ {l} \\| ^ {2} - \\rho_ {2, t} ^ {l} \\| c _ {2} - c _ {2, t} ^ {l} \\| ^ {2} \\right], \\tag {20} \\\\ \\end{array}", + "image_path": "bd1e47057080282e4a3fbcfb17a0b4e903b9f0db81bae05918ab055485b6b54e.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "spans": [ + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "inline_equation", + "content": "\\rho_{1,t}^{l},\\rho_{2,t}^{l} > 0" + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "text", + "content": " are penalty parameters. In practice, we may solve this maximization problem by seeking the closed-form solutions for " + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "inline_equation", + "content": "c_{1,t}" + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "inline_equation", + "content": "c_{2,t}" + }, + { + "bbox": [ + 131, + 242, + 479, + 268 + ], + "type": "text", + "content": " first," + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 216, + 281, + 399, + 308 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 281, + 399, + 308 + ], + "spans": [ + { + "bbox": [ + 216, + 281, + 399, + 308 + ], + "type": "interline_equation", + "content": "c _ {1, t} ^ {l + 1} = c _ {1, t} ^ {l} + \\frac {1}{2 \\rho_ {1 , t} ^ {l}} \\sum_ {i} \\mathrm {T r} \\left([ x _ {t} ^ {i, l} \\bar {A} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\\right),", + "image_path": "6df76364259f4f4dd800d8751a41c03b07258fd31acfbe308d7d4a314478db11.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 216, + 311, + 384, + 338 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 311, + 384, + 338 + ], + "spans": [ + { + "bbox": [ + 216, + 311, + 384, + 338 + ], + "type": "interline_equation", + "content": "c _ {2, t} ^ {l + 1} = c _ {1, t} ^ {l} + \\frac {1}{2 \\rho_ {2 , t} ^ {l}} \\sum_ {i} \\mathrm {T r} \\left([ \\bar {B} _ {t} ^ {l} ] [ p _ {t} ^ {i, l} ] ^ {T}\\right).", + "image_path": "bc55c798cb92aca8067ee42296c12fdb89d68f2221c6283e3a1a9694fb82287f.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 147, + 360, + 397, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 360, + 397, + 372 + ], + "spans": [ + { + "bbox": [ + 147, + 360, + 397, + 372 + ], + "type": "text", + "content": "And subsequently update the binary control variables as" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 199, + 377, + 481, + 415 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 377, + 481, + 415 + ], + "spans": [ + { + "bbox": [ + 199, + 377, + 481, + 415 + ], + "type": "interline_equation", + "content": "[ \\bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} \\left(c _ {1, t} ^ {l + 1} \\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, l} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, l} \\right] _ {j} \\right] _ {m, n}\\right), \\tag {21}", + "image_path": "4648cf4958b12c38bf02b666470ce6d27c98b6c5d02a328870f6edbb36736e18.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 199, + 417, + 481, + 449 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 417, + 481, + 449 + ], + "spans": [ + { + "bbox": [ + 199, + 417, + 481, + 449 + ], + "type": "interline_equation", + "content": "[ \\bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} \\left(c _ {2, t} ^ {l + 1} \\sum_ {i} \\left[ p _ {t} ^ {i, l} \\right] _ {m, n}\\right). \\tag {22}", + "image_path": "4cc99b3eb55b3ab798fe01bc53da7567056fde4619ab1c459f1ee8d68725690d.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "spans": [ + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": "A potential issue of the above updating scheme (21) (22) is the unstable switching of the parameters between " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\pm 1" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": ". To mitigate this issue, we may either penalize the flipping with a regularization term [35] or flip the signs based on the momentum [63]. We opt for the latter approach, wherein " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "c_{1,t}, c_{2,t}" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": " are clipped to be positive, and also introduce two auxiliary matrices " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\tilde{A}_t" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\tilde{B}_t" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": ", initialized as " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\tilde{A}_t^0 = \\bar{A}_t^0" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\tilde{B}_t^0 = \\bar{B}_t^0" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": ". In each training epoch, we update " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\tilde{A}_t" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "inline_equation", + "content": "\\tilde{B}_t" + }, + { + "bbox": [ + 131, + 454, + 482, + 528 + ], + "type": "text", + "content": " by" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 198, + 533, + 481, + 559 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 533, + 481, + 559 + ], + "spans": [ + { + "bbox": [ + 198, + 533, + 481, + 559 + ], + "type": "interline_equation", + "content": "[ \\tilde {A} _ {t} ^ {l + 1} ] _ {m, n} = [ \\tilde {A} _ {t} ^ {l} ] _ {m, n} + \\lambda_ {1} \\sum_ {i} \\sum_ {j} \\left[ \\left[ x _ {t} ^ {i, l} \\right] _ {j} ^ {T} \\left[ p _ {t} ^ {i, l} \\right] _ {j} \\right] _ {m, n}, \\tag {23}", + "image_path": "75d580bfcbfd3426551170f93c1cd22e821687a186e74f8cae7915ceb0ea7804.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 198, + 563, + 481, + 588 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 563, + 481, + 588 + ], + "spans": [ + { + "bbox": [ + 198, + 563, + 481, + 588 + ], + "type": "interline_equation", + "content": "[ \\tilde {B} _ {t} ^ {l + 1} ] _ {m, n} = [ \\tilde {B} _ {t} ^ {l} ] _ {m, n} + \\lambda_ {2} \\sum_ {i} \\left[ p _ {t} ^ {i, l} \\right] _ {m, n}. \\tag {24}", + "image_path": "ea1aaee1f92b06dcaf4c334aaa4a49e17732052ba08a66b3c2ded96846b6aab9.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "spans": [ + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "inline_equation", + "content": "\\lambda_1, \\lambda_2 > 0" + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "text", + "content": " are two small constants. Subsequently, the binary matrices are updated by taking the sign of the accumulated gradients in " + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "inline_equation", + "content": "\\tilde{A}_t" + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "inline_equation", + "content": "\\tilde{B}_t" + }, + { + "bbox": [ + 131, + 593, + 479, + 617 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 180, + 622, + 481, + 637 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 622, + 481, + 637 + ], + "spans": [ + { + "bbox": [ + 180, + 622, + 481, + 637 + ], + "type": "interline_equation", + "content": "[ \\bar {A} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} ([ \\tilde {A} _ {t} ^ {l + 1} ] _ {m, n}), [ \\bar {B} _ {t} ^ {l + 1} ] _ {m, n} = \\operatorname {s g n} ([ \\tilde {B} _ {t} ^ {l + 1} ] _ {m, n}). \\tag {25}", + "image_path": "6a74a77733336d098db3847351c532bf93c401ed1b8e0c005f82b0cbbec04b9a.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 666 + ], + "type": "text", + "content": "In comparison to the previous rule only on the current gradients, such a scheme enhances stability by integrating the gradient over successive epochs." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 146, + 91, + 448, + 103 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 187, + 168, + 430, + 274 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": "Table 1: Comparison of algorithm performance, with AdaptFormer [11] acting as a vision-specific LoRA algorithm. We follow [11] to only report one-time accuracy, while repeated experiments on BiC are available in Appendix D.2. " + }, + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "inline_equation", + "content": "[\\dagger]" + }, + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": " lr is decreased by 0.1 on CIFAR-100. " + }, + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "inline_equation", + "content": "[\\ddagger]" + }, + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": " Bytes are computed on CIFAR-100." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 187, + 168, + 430, + 274 + ], + "lines": [ + { + "bbox": [ + 187, + 168, + 430, + 274 + ], + "spans": [ + { + "bbox": [ + 187, + 168, + 430, + 274 + ], + "type": "table", + "html": "
AlgorithmTotal Bytes‡CIFAR-100SVHNFood-101
Full-Tuning100%87.90†97.6790.09
Linear-Probing0.08%69.8366.9169.74
VPT0.09%82.4494.0282.98
AdaptFormer-641.46%85.9096.8987.61
AdaptFormer-7688.40%86.7397.0488.39
BiC-640.13%85.7497.0187.46
BiC-7680.35%86.6197.0888.31
", + "image_path": "239e867e4af015c31238c14cbbfa71328a5937afb149f04854bd522f5ac67f03.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 293, + 230, + 308 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 293, + 230, + 308 + ], + "spans": [ + { + "bbox": [ + 132, + 293, + 230, + 308 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 318, + 480, + 343 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 318, + 480, + 343 + ], + "spans": [ + { + "bbox": [ + 130, + 318, + 480, + 343 + ], + "type": "text", + "content": "In this section, we focus on the validation of the binary control (BiC), by comparing it with a series of efficient-tuning algorithms." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 358, + 221, + 372 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 358, + 221, + 372 + ], + "spans": [ + { + "bbox": [ + 132, + 358, + 221, + 372 + ], + "type": "text", + "content": "5.1 Preliminary" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 378, + 482, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 378, + 482, + 510 + ], + "spans": [ + { + "bbox": [ + 130, + 378, + 482, + 510 + ], + "type": "text", + "content": "Experiment Settings and Baseline Methods. For fair comparison, we mirror the experimental setting in [11]. For layer initialization, we set the scaling value " + }, + { + "bbox": [ + 130, + 378, + 482, + 510 + ], + "type": "inline_equation", + "content": "s_t = 0" + }, + { + "bbox": [ + 130, + 378, + 482, + 510 + ], + "type": "text", + "content": ", while retaining the rest as default in PyTorch. This resembles the general setting of LoRA, where the uppermost layer within each block is initialized with zeros. We compare our low-precision adaptation algorithm, denoted as BiC, with a few commonly used fine-tuning algorithms: 1) Full-tuning: all parameters are trainable; 2) Linear probing: appending an additional trainable linear layer on top of the pre-trained model while keeping the rest parameters fixed.; 3) Visual Prompt Tuning (VPT) [25]: concatenating a set of trainable tokens with existing image tokens; 4) AdaptFormer [11]: a vision specific LoRA algorithm by injecting full-precision trainable low-rank matrices to ViT systems." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 526, + 395, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 526, + 395, + 540 + ], + "spans": [ + { + "bbox": [ + 132, + 526, + 395, + 540 + ], + "type": "text", + "content": "5.2 Full-Precision and Binary Control Comparison" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 545, + 481, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 582 + ], + "type": "text", + "content": "We commence our investigations with series of experiments on the CIFAR-100 [30], SVHN [43] and Food-101 [7] datasets, and our primary goal is to compare the performance of various fine-tuning algorithms." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Our previous analysis in Sec 4.2 substantiates the possibilities of employing binary controls in ViT systems, and experimental observations corroborate such a theoretical analysis. In particular, the binary control strategy on ViT systems yields comparable performance levels to its full-precision counterpart across all datasets. Moreover, the BiC-64 algorithm, serving as a low-rank and low-precision algorithm, exhibits slightly inferior performance when compared to the full-precision AdaptFormer-64 on the CIFAR-100 and Food-101 datasets." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 187, + 135, + 430, + 210 + ], + "blocks": [ + { + "bbox": [ + 137, + 114, + 474, + 126 + ], + "lines": [ + { + "bbox": [ + 137, + 114, + 474, + 126 + ], + "spans": [ + { + "bbox": [ + 137, + 114, + 474, + 126 + ], + "type": "text", + "content": "Table 2: Comparison of algorithm performance under the same computation cost." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 187, + 135, + 430, + 210 + ], + "lines": [ + { + "bbox": [ + 187, + 135, + 430, + 210 + ], + "spans": [ + { + "bbox": [ + 187, + 135, + 430, + 210 + ], + "type": "table", + "html": "
AlgorithmCIFAR-100SVHNFood-101
AdaptFormer-183.5293.0483.64
BiC-3285.37 (+1.85)97.03 (+3.99)86.20 (+2.56)
AdaptFormer-484.8396.1985.42
BiC-12886.29 (+1.46)97.20 (+1.01)87.87 (+2.45)
", + "image_path": "3d366e4f5333e05464f018762fbefc291357f254790ff0dc0e6a50be4036ed5c.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 234, + 481, + 283 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 234, + 481, + 283 + ], + "spans": [ + { + "bbox": [ + 130, + 234, + 481, + 283 + ], + "type": "text", + "content": "Interestingly, it demonstrates a tendency to outperform the full-precision algorithm on the SVHN dataset. Such a phenomenon has also been observed in the previous quantization study [63], where authors attributed to the capabilities of preventing overfitting." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 304, + 306, + 316 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 304, + 306, + 316 + ], + "spans": [ + { + "bbox": [ + 131, + 304, + 306, + 316 + ], + "type": "text", + "content": "5.3 Low Rank or Low Precision?" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 329, + 480, + 425 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 329, + 480, + 425 + ], + "spans": [ + { + "bbox": [ + 130, + 329, + 480, + 425 + ], + "type": "text", + "content": "In practical applications, we often opt for light-weight controls. In pursuit of this objective, we have two orthogonal directions: reduce either rank or precision, as presented in Table 2. Unlike the seminal LoRA research [22] in NLP tasks, where authors have demonstrated that even a rank-1 matrix can serve as an effective adapter, vision downstream tasks are more sensitive to the reduction of rank. Specifically, the rank-1 AdaptFormer experiences significant accuracy degradation (e.g., a drop of " + }, + { + "bbox": [ + 130, + 329, + 480, + 425 + ], + "type": "inline_equation", + "content": "6.45\\%" + }, + { + "bbox": [ + 130, + 329, + 480, + 425 + ], + "type": "text", + "content": " on the Food-101 dataset) when compared to the results of full-tuning in Table 1." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 426, + 298, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 298, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 298, + 617 + ], + "type": "text", + "content": "Alternatively, a strategy may opt to maintain the high ranks but sacrifice its precision, as exemplified by the BiC algorithm. Empirical results consistently show that this approach yields superior performance when compared to the low-rank counterpart across all datasets. Notably, in the case of BiC-32, we observe a substantial margin of improvement (e.g., " + }, + { + "bbox": [ + 130, + 426, + 298, + 617 + ], + "type": "inline_equation", + "content": "+3.99\\%" + }, + { + "bbox": [ + 130, + 426, + 298, + 617 + ], + "type": "text", + "content": " ) when compared to the rank-1 LoRA algorithm on the SVHN dataset. Moreover, we explore the possibility of designing a high-rank binary control strategy in Figure 3. With a bit abuse of the concept" + } + ] + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 310, + 453, + 474, + 542 + ], + "blocks": [ + { + "bbox": [ + 310, + 453, + 474, + 542 + ], + "lines": [ + { + "bbox": [ + 310, + 453, + 474, + 542 + ], + "spans": [ + { + "bbox": [ + 310, + 453, + 474, + 542 + ], + "type": "image", + "image_path": "7ee759cac607ff30d354dd5a689d835fb19927122c4a98d6a76233d12a51d2d8.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 553, + 482, + 609 + ], + "lines": [ + { + "bbox": [ + 304, + 553, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 304, + 553, + 482, + 609 + ], + "type": "text", + "content": "Fig. 3: Compare full-tune MLP layers with the utilization of BiC on the CIFAR-100 dataset. Result indicates that BiC exhibits a performance that is marginally lower, with a difference of merely " + }, + { + "bbox": [ + 304, + 553, + 482, + 609 + ], + "type": "inline_equation", + "content": "0.11\\%" + }, + { + "bbox": [ + 304, + 553, + 482, + 609 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "\"rank\", we introduce a binary high-rank control (BiC-3072) for ViT systems and inserting additional activation function between the down and up projections. Results indicate that the bit-wise controls reach a performance level " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "(87.39\\%)" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " comparable to full-tune the MLP layers, and even surpass AdaptFormer-768 in" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 147, + 90, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 90, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 147, + 90, + 447, + 102 + ], + "type": "text", + "content": "An Optimal Control View of LoRA and Binary Controller Design for ViT" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "content": "Table 1. Note the conventional LoRA algorithm is not suitable for this scenario, as it incurs the same computational cost as full-tune the entire MLP layers." + } + ] + } + ], + "index": 2, + "type": "text" + }, + { + "bbox": [ + 132, + 155, + 369, + 167 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 155, + 369, + 167 + ], + "spans": [ + { + "bbox": [ + 132, + 155, + 369, + 167 + ], + "type": "text", + "content": "5.4 Communication-Efficient ViT Adaptation" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 172, + 479, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 172, + 479, + 255 + ], + "spans": [ + { + "bbox": [ + 130, + 172, + 479, + 255 + ], + "type": "text", + "content": "In addition to the low computational overhead, binary controls also find practical applications in the distributed optimization, such as Federated Learning [29,42,59]. In these cases, the server and client can download the pre-trained ViT models independently and only communicate the controllers. This also avoids the potential data leakage issues [57, 60] when transmitting the whole model. Owing to their inherently bit-wise nature, binary controllers typically result in a substantial reduction in communication costs." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 256, + 298, + 435 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 256, + 298, + 435 + ], + "spans": [ + { + "bbox": [ + 130, + 256, + 298, + 435 + ], + "type": "text", + "content": "To validate this property, we distribute the SVHN dataset to 5 nodes and measure the algorithm performance in Figure 4. Note LoRA can already effectively reduce the communication overhead by communicating only the adaptation matrices, and such a reduction can be further enhanced with binary controllers. Experiments demonstrate that, to achieve the same terminal test accuracy, binary controls incur only " + }, + { + "bbox": [ + 130, + 256, + 298, + 435 + ], + "type": "inline_equation", + "content": "3.5\\%" + }, + { + "bbox": [ + 130, + 256, + 298, + 435 + ], + "type": "text", + "content": " communication cost of its full-precision counterpart on SVHN, rendering BiC as a highly" + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 310, + 283, + 474, + 373 + ], + "blocks": [ + { + "bbox": [ + 310, + 283, + 474, + 373 + ], + "lines": [ + { + "bbox": [ + 310, + 283, + 474, + 373 + ], + "spans": [ + { + "bbox": [ + 310, + 283, + 474, + 373 + ], + "type": "image", + "image_path": "49fcfe4ad2d996b1544922e1eb5b14924286bd6bc5f9c8a1373b2c10378df52b.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 384, + 482, + 428 + ], + "lines": [ + { + "bbox": [ + 304, + 384, + 482, + 428 + ], + "spans": [ + { + "bbox": [ + 304, + 384, + 482, + 428 + ], + "type": "text", + "content": "Fig. 4: Distributed algorithm performance on the SVHN dataset. BiC requires " + }, + { + "bbox": [ + 304, + 384, + 482, + 428 + ], + "type": "inline_equation", + "content": "30\\mathrm{x}" + }, + { + "bbox": [ + 304, + 384, + 482, + 428 + ], + "type": "text", + "content": " less communication costs to reach the terminal accuracy on the SVHN dataset." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 436, + 405, + 448 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 436, + 405, + 448 + ], + "spans": [ + { + "bbox": [ + 132, + 436, + 405, + 448 + ], + "type": "text", + "content": "communication-efficient algorithm in distributed optimization." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 464, + 220, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 464, + 220, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 464, + 220, + 475 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 486, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 481, + 665 + ], + "type": "text", + "content": "In this paper, we establish a connection between recent studies on PEFT algorithms like LoRA and classical optimal control theory. A control-oriented framework is introduced for efficient tuning, wherein adaptation matrices are reconceptualized as controls to perturb pre-trained ViT systems. Such a new perspective motivates us to define a necessary condition based on the Pontryagin Maximum Principle, where the LoRA algorithm can be recast as a special case of linear control. Furthermore, by maximizing the Hamiltonian function in a non-conservative way, we introduce a control strategy involving bit-wise adaptation matrices. Theoretical analysis affirms that this binary control strategy yields similar reachable states as its continuous counterpart, which is later validated in the empirical studies. Moreover, in scenarios where simplicity in controls is essential, our investigations suggest that the rank of the adaptation matrices are more important than their precision. Consequently, opting for low-precision yet high-rank controls proves to be more favorable in practical applications like distributed optimization." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "Chi Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 141, + 479, + 166 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 141, + 479, + 166 + ], + "spans": [ + { + "bbox": [ + 132, + 141, + 479, + 166 + ], + "type": "text", + "content": "This research is supported by the National Research Foundation, Singapore, under the NRF fellowship (Project No. NRF-NRFF13-2021-0005)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 185, + 197, + 198 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 185, + 197, + 198 + ], + "spans": [ + { + "bbox": [ + 133, + 185, + 197, + 198 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 211, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 21, + "blocks": [ + { + "bbox": [ + 138, + 211, + 481, + 233 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 211, + 481, + 233 + ], + "spans": [ + { + "bbox": [ + 138, + 211, + 481, + 233 + ], + "type": "text", + "content": "1. 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A fundamental problem in the texturing of 3D meshes using pre-trained text-to-image models is to ensure multi-view consistency. State-of-the-art approaches typically use diffusion models to aggregate multi-view inputs, where common issues are the blurriness caused by the averaging operation in the aggregation step or inconsistencies in local features. This paper introduces an optimization framework that proceeds in four stages to achieve multi-view consistency. Specifically, the first stage generates an over-complete set of 2D textures from a predefined set of viewpoints using an MV-consistent diffusion process. The second stage selects a subset of views that are mutually consistent while covering the underlying 3D model. We show how to achieve this goal by solving semi-definite programs. The third stage performs non-rigid alignment to align the selected views across overlapping regions. The fourth stage solves an MRF problem to associate each mesh face with a selected view. In particular, the third and fourth stages are iterated, with the cuts obtained in the fourth stage encouraging non-rigid alignment in the third stage to focus on regions close to the cuts. Experimental results show that our approach significantly outperforms baseline approaches both qualitatively and quantitatively. Project page: https://aigc3d.github.io/ConsistenTex.", + "bbox": [ + 261, + 318, + 743, + 583 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: 3D texturing $\\cdot$ Multi-view consistency $\\cdot$ Optimization", + "bbox": [ + 261, + 594, + 705, + 609 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 633, + 375, + 648 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The performance of text-to-image models has reached a state where they can generate photorealistic 2D images of textured objects from a simple text prompt. This ability has stimulated a lot of interest in developing textured mesh models from a text prompt through multiple views of a 3D model. However, the idea of using 2D text-to-image models to synthesize 3D textures faces the fundamental challenge of achieving multi-view consistency among the 2D inputs.", + "bbox": [ + 212, + 665, + 787, + 755 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "There are two types of approaches towards achieving multi-view consistency. The first type [1,2,28,33,52] generates 3D textures purely based on 2D inputs and performs some type of averaging among overlapping regions of the 2D inputs. Although the goal is to retain high-quality details from the 2D inputs,", + "bbox": [ + 212, + 756, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† Corresponding authors: list.dzl@alibaba-inc.com, huangqx@utexas.edu.", + "bbox": [ + 202, + 824, + 689, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/191c82bcfce2a4e16bc4f5803f37f9e4b79092bd86bffe2dbfa69aeb635f7c2d.jpg", + "image_caption": [ + "Fig. 1: Given a 3D mesh and a text prompt, we propose an optimization framework to synthesize the multi-view consistent texture. Top: meshes from a 3D generation model. Bottom: artist-created meshes." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 772, + 276 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "the results among overlapping regions are usually blurry due to averaging. The second type [26, 38, 39, 45, 48-50] leverages 3D data to enhance multi-view consistency, e.g., by using attention modules trained from rendered images of 3D models. These methods improved multi-view consistency, but the results tend to overfit rendered images and lose realistic image details in synthetic 2D images.", + "bbox": [ + 212, + 376, + 787, + 452 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This paper presents a novel text-to-textured-mesh approach that achieves multi-view consistent results. Our approach makes contributions in both types of methods and combines their strength in a seamless way. While our approach also employs 3D data for training, we focus on promoting multi-view consistency in global style and shape that possess a minimal domain gap between rendered images and synthetic 2D images. On the other hand, we allow for global drifts in image details, which are the main source of overfitting. To achieve multiview consistency, we perform non-rigid alignments among overlapping regions of synthetic 2D images. Non-rigid alignments are performed among a subset of images selected from an over-complete of synthetic 2D images.", + "bbox": [ + 212, + 460, + 787, + 612 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Specifically, our approach proceeds in four stages. The first stage uses a pretrained text-to-image model to generate an overcomplete set of candidate textures from a predefined set of viewpoints. The second stage optimizes a subset of views that are mutually consistent. The third stage performs joint alignment among selected 2D textures to maximize consistency across overlapping regions. The fourth stage cuts and stitches the aligned texture images into a consistently textured mesh. The third and fourth stages are iterated in an alternating manner, where the cuts obtained in the fourth stage guide the non-rigid alignment procedure so that alignment focuses on regions near the optimized cuts.", + "bbox": [ + 212, + 619, + 787, + 757 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Experimental results show that our approach outperforms state-of-the-art text-to-texture approaches both qualitatively and quantitatively. Qualitatively, our approach is much more photorealistic and does not present discontinuous or blurry texture elements that are frequent among other approaches. Quantitatively, our approach achieves a better FID score than the existing methods.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 401, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 143, + 387, + 160 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Multi-View Representation. Multi-view representations are used in many 3D recognition approaches [13, 14, 16, 21, 42, 47], where the key idea is to take advantage of large-scale pre-trained 2D networks. Our approach is particularly related to methods that perform 3D object reconstruction by predicting depth images from given viewpoints [40, 44]. However, these approaches simply fuse the multi-view predictions and fail to enforce the multi-view consistency. Therefore, the reconstruction is blurry and unrealistic.", + "bbox": [ + 212, + 175, + 787, + 280 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Consistent Multi-View Generation. A challenge in text-to-textured-mesh models is ensuring the multi-view consistency among the text-to-image outputs. Dreamfusion [31] optimizes the geometry and color of a NeRF through SDS loss. Zero123 [25] successfully employs a camera transformation as condition to synthesize novel views from an image. TextMesh [45] leverages quartet canonical views for mesh rendering, yet it tent to yield blurry results. Several methods [26, 38, 39, 48–50, 55] are trained on 3D rendered datasets [7] to enhance consistency but tend to lose realistic details in generated images. Moreover, most of them are agnostic to depth condition, which is crucial for alignment between 2D images and 3D meshes.", + "bbox": [ + 212, + 281, + 787, + 431 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Text-to-Texture Models. Several pioneers [4,29,30] are trained on a semantic CLIP loss, but still struggle to generate high quality textures with text condition. Trained with a large dataset [35], diffusion models [34] can generate high-quality images with rich details from text prompts. On this basis, additional conditions are added to provide 3D structure-aware through rendering of meshes, such as depth maps and inpainting masks [54]. Some methods [2,33] generate single view 2D images on these conditions and incrementally merge them into one mesh texture. However, these approaches can easily lead to suboptimal results due to accumulated errors and the lack of global perception. Using a latent UV map [1,12,19,27,28] as a unified representation has demonstrated its effectiveness of increasing global consistency. Since latent pixels compress a patch in RGB images, the decoded RGB pixels cannot guarantee 3D consistency, which leads to the blurriness or inconsistent details in the textures. The other methods [52,53] finetune a diffusion model on latent UV space to avoid projection, but also generate artifacts with poor UV expansions. Besides, generating PRB materials is also considered as a focus in some work [3,8,51]. In contrast, our approach performs alternating optimization of non-rigid alignment among the selected images, as well as joint optimization of the best cuts to guide the non-rigid alignment.", + "bbox": [ + 212, + 431, + 787, + 718 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "View Selection. The quality of a multi-view representation is highly dependent on the distribution of source 2D views. View selection is related to the view saliency problem, which has been extensively studied in the existing literature [5, 10, 18, 22, 23, 36, 41]. Closely related to our work, Sun et al. [43] present an approach to optimize camera poses to maximize the coverage of an input scene. Wei et al. [47] optimize viewpoints to maximize the quality of fusion of the learned 2D features. We introduce a view selection approach that selects a subset of consistent views. Driven by the goal of enforcing multi-view consistency, we", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 390, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "propose a novel formulation that optimizes a view-consistent score among the chosen images, while constraining that the selected images provide complete coverage of the underlying 3D model.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Texture Cutting and Stitching. Cutting and stitching overlapping images is a fundamental approach to texture synthesis. The pioneering work of Efros and Freeman [11] optimizes cuts between pairs of overlapping patches for texture synthesis. Our method formulates cut optimization and texture stitching as a second-order MRF problem on the mesh faces, where the second-order term models view consistency across different images. This MRF formulation is introduced by Waechter et al. [46], and our contribution lies in the jointly aligned images as input. In particular, we find it essential to alternate between solving the MRF problem and using the MRF output to refine its inputs.", + "bbox": [ + 212, + 191, + 784, + 328 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Overview", + "text_level": 1, + "bbox": [ + 215, + 352, + 344, + 368 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Problem Statement", + "text_level": 1, + "bbox": [ + 215, + 385, + 423, + 400 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Suppose that we have a 3D model represented as a triangular mesh $\\mathcal{M} = (\\mathcal{V},\\mathcal{F})$ where $\\mathcal{V}$ and $\\mathcal{F}$ denote the vertex and face sets, respectively. Given a text prompt as input, our goal is to convert $\\mathcal{M}$ into a textured mesh.", + "bbox": [ + 212, + 411, + 784, + 455 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.2 Approach Overview", + "text_level": 1, + "bbox": [ + 215, + 479, + 426, + 496 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "View generation. The first stage takes an overcomplete set of $n$ views of the 3D model $\\mathcal{M}$ and the associated depth images as input and outputs the corresponding RGB-D images using a text-to-image model. Consistent with TexFusion [1], we exploit a depth conditioning image generation model. At this stage, the output RGB-D images are generated in isolation, and inconsistencies across views are expected.", + "bbox": [ + 212, + 507, + 784, + 595 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "View selection. The second stage selects a subset of RGB-D images that are consistent with each other. This is formulated as a solution to a quadratic assignment problem in which the objective function models the consistency scores between pairs of RGB-D images, under the constraint that the selected images provide a complete coverage of $\\mathcal{M}$ . We introduce a novel sequential semidefinite programming approach to solve this problem accurately and efficiently.", + "bbox": [ + 212, + 598, + 784, + 686 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "View alignment. The third stage performs joint non-rigid warping of the selected images so that the pixel colors after warping agree with each other. We first solve a joint optimization problem to alleviate illumination changes in the selected images. We then use SIFTFlow [24] to precompute dense correspondences between overlapping views. The resulting correspondences are fed into another joint optimization problem to optimize the deformation of each view so that the deformed images are view-consistent.", + "bbox": [ + 212, + 688, + 784, + 792 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "View cutting and stitching. The final stage outputs a cut of each aligned image so that they form a seamless textured output. We formulate this as solving a second-order MRF problem to optimize the label of each mesh face, where the", + "bbox": [ + 212, + 794, + 784, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 401, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/e4e2d155a118bc2f53886fc29fe0c7b12bba930480072e7312d44eeb4fb974f6.jpg", + "image_caption": [ + "Fig. 2: The overall pipeline of our approach, which consists of four stages. The first stage (view generation) uses a pre-trained text-to-image model to generate an overcomplete set of RGB-D images of the input model. The second stage (view selection) selects a subset of consistent RGB-D images from the view generation output. The third stage (view alignment) performs non-rigid warping to further improve the multi-view consistency among the selected images. The last stage (texture stitching) produces cuts between pairs of overlapping images by solving a second-order MRF problem." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 782, + 239 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "pairwise terms model view consistency. The output is a textured mesh with aligned images as the texture source.", + "bbox": [ + 212, + 378, + 782, + 407 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The output provides cuts between pairs of overlapping images along which the pixel colors of the deformed images agree. We then use these cuts to guide the view alignment to focus on regions near these cuts to make the input to the MRF more consistent. Empirically, we find 2 to 3 iterations of view alignment and view cutting and stitching sufficient.", + "bbox": [ + 212, + 407, + 784, + 484 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Approach", + "text_level": 1, + "bbox": [ + 215, + 506, + 346, + 523 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "As illustrated in Fig. 2, our approach consists of four stages. We first describe view generation and view selection in Sec. 4.1 and Sec. 4.2, respectively. We then elaborate on view alignment in Sec. 4.3. Finally, we introduce texture cutting and stitching and discuss how to alternate between this stage and view alignment in Sec. 4.4.", + "bbox": [ + 212, + 537, + 784, + 612 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 Stage I: View Generation", + "text_level": 1, + "bbox": [ + 215, + 633, + 472, + 648 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The purpose of this stage is to generate initial multi-view images from the input text prompt. Directly generating high-quality images that are also consistent using state-of-the-art diffusion-based techniques is extremely difficult. Existing approaches typically explore a trade-off between single-image quality and multiview consistency. The difference in our approach is that we have a post-processing step that combines view selection, view alignment, and view stitching. This offers us freedom to design the view generation procedure to maximize the performance of the final output.", + "bbox": [ + 212, + 657, + 784, + 779 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Specifically, our post-processing step allows drifted image details as it performs alignment. However, it cannot create image details. Therefore, the multiview outputs should contain texture details of the final output. Moreover, view alignment is most effective when the absolute displacements are local, meaning", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 388, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/764485deb1105c018af811117af8107e5c911cae432e5a0d49127afe092f652c.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 222, + 143, + 411, + 242 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/6d542df39f415aa651a2972cb4886e2b61f5e977f781d63568ec667552eb975e.jpg", + "image_caption": [ + "(b)", + "Fig. 3: Three types of multi-view inconsistencies from pre-trained text-to-image models. (a) The appearance of the image content may change significantly, even with slight perturbations in the camera pose (see the bottom row). (b) There are variations in illumination among overlapping regions of different views. (c) There are drifts in the detail of the image between overlapping regions of different views. (The left column images in (b) and (c) are warped with each other.)" + ], + "image_footnote": [], + "bbox": [ + 416, + 143, + 607, + 242 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/c57b2d8e9b17d1d2c9567ac0a3640892f5b4d42b19e18046d1b78751cc35a45d.jpg", + "image_caption": [ + "(c)", + "" + ], + "image_footnote": [], + "bbox": [ + 612, + 143, + 738, + 242 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/96617705ca6fb82b226cbfb1b56edaf3c7934b9033faca76f9d08a7b5eafb61e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 741, + 148, + 787, + 241 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "some global consistency among the output multi-views is also important. To this end, we introduce a three-phase diffusion procedure to generate the multi-view outputs.", + "bbox": [ + 212, + 383, + 784, + 429 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Similar to Zero123++ [38], the first phase leverages 3D priors to guide the diffusion procedure. We first utilize a multi-view consistent model (see supp. material) finetuned on the GObjaverse [32] dataset to provide 3D prior. Note that this model is applied only at the initial diffusion step 800. It ensures the global consistency of the image outputs, yet it has minimal influence on later diffusion steps that are responsible for recovering image details.", + "bbox": [ + 212, + 430, + 784, + 520 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The second phase, which runs between diffusion steps 800-200, adopts latent UV mapping [28], a popular data-free approach to enforce multi-view consistency. The key idea is to aggregate multiple views in a shared latent map that is then mapped back to individual views. Although improved consistency is achieved, image details can still be dropped during the aggregation step, which performs some type of averaging (see supp. material). Therefore, similar to SyncMVD [27], we do not perform latent UV mapping to generate the final output.", + "bbox": [ + 212, + 520, + 784, + 641 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The final phase performs diffusion on each view independently to generate texture details.", + "bbox": [ + 212, + 641, + 784, + 670 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As shown in Fig. 3, the multi-view image generation results are consistent in global style and shape. However, local shapes and styles may differ and there are also drifts. Another important idea is to generate an over-complete set of images and operate on a subset of more consistent images to generate the output. This approach nicely mitigates inconsistency introduced in the third phase, which is performed on each view independently.", + "bbox": [ + 212, + 671, + 784, + 762 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.2 Stage II: View Selection", + "text_level": 1, + "bbox": [ + 214, + 784, + 460, + 799 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "With $\\mathcal{I} = \\{I_1, \\dots, I_n\\}$ , we denote the result of stage I. The goal of the second stage is to select a subset of images $\\mathcal{I}^{\\star} \\subset \\mathcal{I}$ such that 1) the quality of each", + "bbox": [ + 212, + 809, + 784, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 403, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "image is high, 2) the images are mutually consistent, and 3) the images cover the underlying 3D object. In the following, we first introduce a general optimization formulation that takes as input a single image scoring function $s(I_i)$ and a consistency scoring function $s(I_i, I_j)$ . We then discuss how to define $s(I_i)$ and $s(I_i, I_j)$ in our setting.", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "**Optimization formulation.** Given $s(I_i)$ and $s(I_i, I_j)$ , we solve a constrained optimization problem to select consistent images. We introduce an indicator variable $z_i \\in \\{0, 1\\}$ for each $I_i$ , where $z_i = 1$ indicates that $I_i$ is selected and vice versa. Let vector $\\mathbf{z}$ collect all indicators, while vector $\\mathbf{s} = (s(I_i)) \\in \\mathbb{R}^n$ and matrix $S = (s(I_i, I_j)) \\in \\mathbb{R}^{n \\times n}$ collect image quality and consistency scores.", + "bbox": [ + 212, + 220, + 782, + 297 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our goal is to optimize $\\mathbf{z}$ to minimize $s^T\\mathbf{z} + \\lambda \\mathbf{z}^T S\\mathbf{z}$ while ensuring that the selected images cover the underlying model. To this end, we model the coverage constraint as $C\\mathbf{z} \\geq \\mathbf{1}$ , that is, each row of $C$ constrains that one face on the underlying mesh is covered by at least one selected image. This leads to the following optimization problem:", + "bbox": [ + 212, + 297, + 782, + 372 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\underset {\\boldsymbol {z} \\in \\{0, 1 \\} ^ {n}} {\\text {m i n i m i z e}} \\boldsymbol {s} ^ {T} \\boldsymbol {z} + \\lambda \\boldsymbol {z} ^ {T} S \\boldsymbol {z} \\quad \\text {s u b j e c t t o} C \\boldsymbol {z} \\geq \\mathbf {1}. \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 381, + 782, + 406 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Equation (1) is hard to optimize, due to non-convexity and integer variables. We introduce two relaxations. The first relaxes $z_{i}$ so that they can take real values between 0 and 1, and the second uses the semidefinite programming relaxation to $z^{T}Sz$ . More precisely, we introduce an additional matrix variable $Y = zz^{T}$ and apply the standard relaxation approach as $Y \\succeq zz^{T}$ and $\\mathrm{diag}(Y) = z$ . Furthermore, we maintain an index set $\\mathcal{I}_f$ that specifies all currently selected images. Initially, we $\\mathcal{I}_f = \\emptyset$ . This leads to the following semidefinite program:", + "bbox": [ + 212, + 416, + 784, + 521 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\underset {\\boldsymbol {z} \\in \\mathbb {R} ^ {n}, Y \\in \\mathbb {R} ^ {n \\times n}} {\\text {m i n i m i z e}} \\quad \\langle \\boldsymbol {s}, \\boldsymbol {z} \\rangle + \\lambda \\langle S, Y \\rangle\n$$\n", + "text_format": "latex", + "bbox": [ + 287, + 547, + 500, + 568 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "subject to $C\\mathbf{z}\\geq \\mathbf{1},\\quad 0\\leq \\mathbf{z}\\leq 1,\\quad 0\\leq Y,\\quad \\mathrm{diag}(Y) = \\mathbf{z},$", + "bbox": [ + 303, + 575, + 715, + 589 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nz _ {i} = 1, \\quad \\forall i \\in \\mathcal {I} _ {f}, \\quad \\left( \\begin{array}{c c} Y & z \\\\ z ^ {T} & 1 \\end{array} \\right) \\succeq 0, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 392, + 594, + 782, + 626 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $Y \\succeq \\mathbf{z} \\mathbf{z}^T$ is identical to Eq. (2). We then augment $\\mathcal{I}_f$ with $i^\\star = \\operatorname{argmax}_{i \\notin \\mathcal{I}_f} z_i$ . This procedure is iterated until $C\\mathbf{z} \\geq 1$ is satisfied. For simplicity, we assume that the selected views are the first $k < n$ images $I_i, 1 \\leq i \\leq k$ .", + "bbox": [ + 212, + 635, + 800, + 680 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Image score $s(I)$ . Our key observation is that if the quality of an image $I$ is high, then the pixel colors tend to repeat among other input images. This motivates us to build a probabilistic color model for each vertex $v \\in \\mathcal{V}$ (cf., Fig. 4 (Left)). Specifically, denote $\\mathcal{I}_v \\subset \\mathcal{I}$ as the subset of images in which $v$ is visible. Let $c(v, I)$ be the color of $v$ in $I$ . We first perform mean shift clustering [6] to extract the largest cluster of $\\{c(v, I) | I \\in \\mathcal{I}_v\\}$ , which represents the most represented color. With $c_v$ and $\\sigma_v$ we denote the center and variance of this cluster. We then define", + "bbox": [ + 212, + 681, + 784, + 800 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\np (v, \\boldsymbol {c}) = \\frac {1}{(2 \\pi) ^ {\\frac {3}{2}}} \\frac {1}{\\sigma_ {v} ^ {3}} \\exp \\left(- \\frac {\\| \\boldsymbol {c} - \\boldsymbol {c} _ {v} \\| ^ {2}}{2 \\sigma_ {v} ^ {2}}\\right). \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 370, + 809, + 782, + 842 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 388, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/3343347ae84ceeceaab8bbe04e5d8293a197c84479dfb53a085b3bff8621c826.jpg", + "image_caption": [ + "Fig. 4: Illustration of view selection. (Left) The input images ranked in the increasing order of $S(I_i)$ . (Right) The selected images that consider the image scores $S(I_i)$ , the consistency scores $S(I_i, I_j)$ and the covering constraint." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 475, + 268 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/3b56de95012c4ad78348e0e98fdd5eb085128e526a16ab3650db43bd4ea774cc.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 478, + 143, + 787, + 267 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Given an image $I$ , let $\\mathcal{V}_I \\subset \\mathcal{V}$ collect all visible vertices in $I$ . We sort the values $\\{p(v, \\boldsymbol{c}(v, I)) | v \\in \\mathcal{V}_I\\}$ in increasing order and set the score $s'(I)$ of $I$ as the $t\\%$ percentile ( $t = 20$ ) of $p(v, \\boldsymbol{c}(v, I))$ . The final score is given by $s(I) = (s_{\\max} - s'(I)) / (s_{\\max} - s_{\\min})$ where $s_{\\max}(s_{\\min}) = \\max_I(\\min_I)s'(I)$ . As shown in Fig. 4 (Left), high-quality images tend to have small values in $s(I)$ .", + "bbox": [ + 212, + 349, + 787, + 426 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Consistency score $s(I_i, I_j)$ . For the purpose of view selection, we find that defining $s(I_i, I_j)$ based on mean color differences without alignments is sufficient.", + "bbox": [ + 212, + 426, + 785, + 455 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We set $s(I_i, I_j) = 0$ if $I_i$ and $I_j$ do not overlap. Figure 4 (Right) shows that the consistency score is critical to selecting consistent images.", + "bbox": [ + 212, + 455, + 785, + 486 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Stage III: View Alignment", + "text_level": 1, + "bbox": [ + 215, + 510, + 480, + 525 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The third stage of our approach performs non-rigid alignment among the selected RGB-D images, making them consistent among their overlapping regions. As illustrated by Fig. 5, we achieve this goal in two steps. The first step adjusts the pixel colors together to reduce the illumination variations in the selected images. The second step performs joint image warping to align image features across the selected images. In both steps, we parameterize the deformation of each image using the free-form deformation (FFD) [37] on a regular $L \\times L$ lattice (we choose $L = 20$ for color adjustment and $L = 40$ for image warping). Note that it is possible to avoid illumination variations by training text-to-image models from rendered 3D shapes. However, our goal is to use photorealistic images from pre-trained text-to-image models. Therefore, we chose to solve an optimization problem to consistently reduce color variations.", + "bbox": [ + 212, + 536, + 787, + 715 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Color adjustment. With $I_i^x \\in \\mathbb{R}^{m \\times m}$ , where $x \\in \\{r, g, b\\}$ denote the color channel the image $I_i$ , we parameterize the adjusted image $\\hat{I}_i^x$ as:", + "bbox": [ + 212, + 717, + 785, + 750 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {I} _ {i} ^ {x} (\\boldsymbol {p}) = B (\\boldsymbol {p}) \\boldsymbol {c} _ {i, x} ^ {1} + I _ {i} ^ {x} (\\boldsymbol {p}) B (\\boldsymbol {p}) \\left(\\boldsymbol {1} - \\boldsymbol {c} _ {i, x} ^ {0} - \\boldsymbol {c} _ {i, x} ^ {1}\\right), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 328, + 761, + 785, + 780 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $B(\\pmb{p}) \\in \\mathbb{R}^{1 \\times L^2}$ is a sparse vector that encodes the FFD coefficients of pixel $\\pmb{p}$ ; $\\pmb{c}_{i,x}^0$ and $\\pmb{c}_{i,x}^1$ are control weights that correspond to all black and white pixels. Let $M_i$ be the diagonal matrix that specifies the inactive control weights", + "bbox": [ + 212, + 792, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 403, + 128 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/9a9122cb4542d76933fad3c1fb5e9a5e91bc61a1127afe47682298f4e6c4776f.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 222, + 143, + 300, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/fcb5de2d3dbe4d5312c10658b8fc5a967ae93d9ca5bdfa9e1ff86cf04dcd78d1.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 305, + 143, + 385, + 266 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/8771b49bc5d591e8fa57f64bd9a454a720e0ee26321526a24b9bcf8e7a743da4.jpg", + "image_caption": [ + "" + ], + "image_footnote": [], + "bbox": [ + 392, + 143, + 470, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/c8dbf930723260a174abab4f92b8853b5dbe77ac1eedd8e1502b790983fb79bf.jpg", + "image_caption": [ + "Fig. 5: Illustration of the view alignment stage. We show the result of two overlapping images through the joint view alignment procedure. (a) Two input images. (b) After adjustment of the global illumination. (c) From left to right: overlapping regions of each input image, warped images using ground-truth maps between the overlapping regions, overlaid results of the first two columns, and overlaid after SIFTFlow alignment. (d) Overlaid alignments after joint alignment. The pairwise SIFTFlow alignments are preserved." + ], + "image_footnote": [], + "bbox": [ + 472, + 143, + 496, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/4bc2a2627dc15d89817ae1525199ae642d5bc2f8b9a92ebe910068d5baaa0a14.jpg", + "image_caption": [ + "" + ], + "image_footnote": [], + "bbox": [ + 500, + 143, + 547, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/f912f5d9742793dca2cbe1defce104485c8e0eeb6fe2fd9d6ac6c74f0a3aac55.jpg", + "image_caption": [ + "c)" + ], + "image_footnote": [], + "bbox": [ + 549, + 143, + 599, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/0245a45172c3c05ab02a41d629f7f1f755b4e03ac7bb7badb3765cd5c20a53e4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 599, + 143, + 707, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/173322a82dd95a087c8c98490e4ec341aa1dce36c26da72aaaac2deb28e93f95.jpg", + "image_caption": [ + "(d)" + ], + "image_footnote": [], + "bbox": [ + 712, + 143, + 792, + 265 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "(i.e., those that correspond to the background pixels). The control weights are restricted by $0 \\leq \\pmb{c}_{i,x}^{0}$ , $0 \\leq \\pmb{c}_{i,x}^{1}$ , $\\pmb{c}_{i,x}^{0} + \\pmb{c}_{i,x}^{1} \\leq \\mathbf{1}$ , and $M_{i}\\pmb{c}_{i,x}^{0} = M_{i}\\pmb{c}_{i,x}^{1} = \\mathbf{0}$ , which ensure that $\\hat{I}_i^x \\in [0,1]^{m \\times m}$ .", + "bbox": [ + 212, + 420, + 784, + 468 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We use $(I_{ij} \\subset I_i, I_{ji} \\subset I_j)$ to denote the regions that overlap between $I_i$ and $I_j$ . Let $g_{ij}: I_{ji} \\to I_{ij}$ and $g_{ji}: I_{ij} \\to I_{ji}$ be the ground-truth correspondence maps between them. We solve the following quadratic program with linear constraints to determine $\\pmb{c}_{i,x}^{0}$ and $\\pmb{c}_{i,x}^{1}$ :", + "bbox": [ + 212, + 468, + 784, + 531 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\left\\{\\boldsymbol {c} _ {i, x} ^ {l} \\right\\}} \\sum_ {x \\in \\{r, g, b \\}} \\left(\\sum_ {i \\neq j} \\sum_ {\\boldsymbol {p} \\in I _ {i j}} \\| \\hat {I} _ {i} ^ {x} (\\boldsymbol {p}) - \\hat {I} _ {j} ^ {x} (g _ {i j} (\\boldsymbol {p})) \\| ^ {2} + \\mu \\sum_ {i = 1} ^ {k} \\sum_ {l = 0} ^ {1} \\boldsymbol {c} _ {i, x} ^ {l} ^ {T} L \\boldsymbol {c} _ {i, x} ^ {l}\\right)\n$$\n", + "text_format": "latex", + "bbox": [ + 253, + 540, + 746, + 583 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\ns. t. \\quad \\mathbf {0} \\leq \\boldsymbol {c} _ {i, x} ^ {0}, \\mathbf {0} \\leq \\boldsymbol {c} _ {i, x} ^ {1}, \\boldsymbol {c} _ {i, x} ^ {0} + \\boldsymbol {c} _ {i, x} ^ {1} \\leq \\mathbf {1}, \\quad M _ {i} \\boldsymbol {c} _ {i, x} ^ {0} = M _ {i} \\boldsymbol {c} _ {i, x} ^ {1} = \\mathbf {0}, \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 266, + 585, + 784, + 604 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $L$ is a Laplacian matrix of the control lattice. Figure 5 (b) shows that this step can effectively reduce the variation of illumination between overlapping images.", + "bbox": [ + 212, + 611, + 784, + 655 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Image warping. Let $(O_{ij} \\subset I_{ij}, O_{ji} \\subset I_{ji})$ be the focused overlapping subsets between $I_i$ and $I_j$ . Our goal is to deform each $I_i$ so that $O_{ij}$ and $O_{ji}$ are aligned among the deformed images. Initially, $O_{ij} = I_{ij}$ and $O_{ji} = I_{ji}$ . After determining the optimal cut between $I_i$ and $I_j$ , we recompute $O_{ij}$ and $O_{ji}$ as the dilated regions along the cuts. This allows us to focus on alignments among potentially more consistent regions to improve alignment results.", + "bbox": [ + 212, + 656, + 784, + 747 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Let $f_{ij}: g_{ij}(O_{ji}) \\to O_{ij}$ and $f_{ji}: g_{ji}(O_{ij}) \\to O_{ji}$ be dense pixel-wise alignments between the focused overlapping regions under the view of each image. In our experiments, we compute $f_{ij}$ and $f_{ji}$ using SIFTFlow [24], a state-of-the-art method that establishes high-fidelity dense correspondences (Fig. 5 (c)).", + "bbox": [ + 212, + 747, + 784, + 808 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Let $\\pmb{c}_i \\in \\mathbb{R}^{2 \\times L^2}$ be the grid of control points that determine the deformation $\\mathcal{D}_i$ of the image $I_i$ . The deformed position of $\\pmb{p}$ is given by $\\mathcal{D}_i(\\pmb{p}) = \\pmb{c}_i\\pmb{b}(\\pmb{p})$ .", + "bbox": [ + 214, + 808, + 784, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 388, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Let $\\pmb{c}_i^{(0)}$ be the initial control grid of $\\mathcal{D}_i$ , we model the following optimization problem to optimize $\\{\\pmb{c}_i\\}$ jointly:", + "bbox": [ + 212, + 143, + 782, + 178 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\min _ {\\left\\{\\boldsymbol {c} _ {i} \\right\\}} \\sum_ {i \\neq j} \\sum_ {\\boldsymbol {p} \\in O _ {i j}} \\left\\| \\boldsymbol {c} _ {i} \\boldsymbol {b} (\\boldsymbol {p}) - g _ {i j} \\left(\\boldsymbol {c} _ {j} \\boldsymbol {b} \\left(g _ {j i} (\\boldsymbol {p})\\right)\\right) - f _ {i j} (\\boldsymbol {p}) \\right\\| ^ {2} \\\\ + \\sum_ {i = 1} ^ {k} \\left(\\mu_ {1} \\| \\boldsymbol {c} _ {i} - \\boldsymbol {c} _ {i} ^ {(0)} \\| ^ {2} + \\mu_ {2} \\operatorname {T r} \\left(\\boldsymbol {c} _ {i} L \\boldsymbol {c} _ {i} ^ {T}\\right)\\right), \\tag {6} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 188, + 785, + 267 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mu_1 = 2$ and $\\mu_2 = 200$ in all our experiments. Since Eq. (6) consists of non-linear least squares, we apply the Gauss-Newton method for optimization.", + "bbox": [ + 212, + 279, + 785, + 308 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Figure 5 (d) shows that joint view alignment offers deformations of each image that preserve the alignments provided by pairwise SIFT flows.", + "bbox": [ + 212, + 309, + 782, + 339 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.4 Stage IV: Texture Stitching", + "text_level": 1, + "bbox": [ + 214, + 362, + 491, + 378 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The final stage of our approach takes the aligned RGB-D images $I_{i}^{\\star} = \\mathcal{D}_{i}^{\\star}(I_{i}), 1 \\leq i \\leq k$ as input and outputs a complete textured 3D model. This is formulated as decomposing the mesh faces $\\mathcal{F}$ of the input mesh $\\mathcal{M}$ into sets $k$ : $\\mathcal{F} = \\mathcal{F}_1 \\cup \\dots \\mathcal{F}_k$ where $\\mathcal{F}_i$ is associated with $I_{i}^{\\star}$ . We formulate this procedure as a joint labeling problem. Specifically, we associate each face $f \\in \\mathcal{F}$ with a random variable $z_{f} \\in \\{1, \\dots, k\\}$ that specifies the set of faces $\\mathcal{F}_{z_f}$ to which it belongs.", + "bbox": [ + 212, + 388, + 488, + 584 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Let $\\mathcal{E} = \\{(f, f')\\}$ collect all pairs of adjacent faces. We optimize $z_{f}$ by min", + "bbox": [ + 212, + 585, + 488, + 614 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/4b64f1b6590e98bc698ed944f01132805cd71cff8416fd8df4e134805794b27b.jpg", + "image_caption": [ + "Fig.6: (Left) Optimized cut among two overlapping images showing mis-alignment along the seams of different images. (Right) Overlaid SIFTFlow alignment results among the masked regions, where the seams are aligned." + ], + "image_footnote": [], + "bbox": [ + 500, + 419, + 575, + 479 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/5035f7c61536ff9bdf84d633513e7741c2026343bf46e5f34cdce7addc4eb668.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 576, + 426, + 630, + 473 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/f53628ef0d402dd8ce18f0d47a04a8a0333e26371dd27678778aea0c60d2da5a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 642, + 419, + 720, + 479 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/8087443812a9107ad70cb2404a756b9e06aaeafdd6d9a9d722833e059baee793.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 720, + 429, + 772, + 470 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\min _ {\\{z _ {f} \\}} \\sum_ {f \\in \\mathcal {F}} \\phi_ {f} \\left(z _ {f}\\right) + \\mu \\sum_ {\\left(f, f ^ {\\prime}\\right) \\in \\mathcal {E}} \\phi_ {f f ^ {\\prime}} \\left(z _ {f}, z _ {f ^ {\\prime}}\\right) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 627, + 785, + 661 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\phi_f(z_f)$ is the cost of label $z_{f}$ , and $\\phi_{ff^{\\prime}}(z_{f},z_{f^{\\prime}})$ is the consistency between $z_{f}$ and $z_{f^{\\prime}}$ . In this paper, we define $\\phi_f(z_f)$ using a variant of Eq. (3), that is, a label has a small cost if it is more consistent with other images. Furthermore, $\\phi_{ff^{\\prime}}(z_f,z_{f^{\\prime}}) = 0$ if $z_{f} = z_{f^{\\prime}}$ . Otherwise, its value depends on the color difference between $z_{f}$ and $z_{f^{\\prime}}$ . Details are deferred to the supp. material.", + "bbox": [ + 212, + 672, + 785, + 748 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We solve Eq. (7) using the OPENGM2 [17] implementation of TRWS [20]. Figure 6 (Left) shows an example of optimized cuts between aligned images.", + "bbox": [ + 212, + 750, + 782, + 777 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "After obtaining $\\mathcal{F}_i, 1 \\leq i \\leq k$ , we use the corresponding cut between each pair of overlapping images $I_i$ and $I_j$ to recompute $O_{ij}$ and $O_{ji}$ . This is achieved by dilating the cut in each $I_i$ by $l$ pixels ( $l = 20$ ) and taking the union of the dilated regions to define $O_{ij}$ and $O_{ji}$ . After that, we rerun the view alignment to", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 401, + 128 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/756d0410b500b3ecb42eb7a5dcbc2753e84a1847479330d91b913aafc7b0443d.jpg", + "image_caption": [ + "Fig. 7: Qualitative visualization. From top to bottom: Input 3D mesh; Latent-NeRF; TEXTure; Text2Tex; Ours." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 782, + 377 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "generate the inputs for texture stitching. This alternating procedure is iterated until the final output becomes steady (typically 2-3 iterations). Figure 6 (Right) shows that this alternate procedure can enhance visual consistency along the cuts.", + "bbox": [ + 212, + 444, + 784, + 503 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5 Experimental Results", + "text_level": 1, + "bbox": [ + 215, + 525, + 460, + 542 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We begin with the experimental setup in Sec. 5.1. We then present the experimental results in Sec. 5.2. Finally, we describe an ablation study in Sec. 5.3.", + "bbox": [ + 212, + 555, + 784, + 585 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 606, + 426, + 622 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Dataset. We collect 300 models from different categories in Objaverse [7]. We also collect 20 models used in other text-to-texture-mesh methods and models from generation approaches [9,32] for qualitative comparison.", + "bbox": [ + 212, + 628, + 784, + 672 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Baseline approaches. We evaluate our method against Latent-NeRF [28], TEXTure [33], Text2Tex [2], SyncMVD [27], and Zero123++ [38] the state-of-the-art text-to-textured-mesh approaches with open source implementations. We also compare with a popular multi-view texturing method (MVS-Texturing) [46] to show the superiority of our global optimization framework.", + "bbox": [ + 212, + 672, + 784, + 748 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Quantitative Comparisons. Qualitative evaluation of generative models is always a difficult problem. We follow TexFusion [1] and use the same qualitative evaluation metric (i.e., using the generated image based on the depth condition as an upper bound to calculate the FID [15]). In addition, a user study is designed in which human participants are asked to assign a numerical score between 1 and 10 for the generated result.", + "bbox": [ + 212, + 750, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 388, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/68ec8492adc8b6943016dedbc40279d7d9114e1eec7b6b1cc579b0fec747c882.jpg", + "image_caption": [ + "Fig. 8: Global consistency and local consistency comparisons between SyncMVD and Ours." + ], + "image_footnote": [], + "bbox": [ + 217, + 141, + 784, + 281 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.2 Analysis of Results", + "text_level": 1, + "bbox": [ + 215, + 351, + 419, + 367 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Figure 7 compares our approach to the baseline approaches in five models with text prompts. Visually, our approach preserves the appearance among the individual images while ensuring a globally consistent texture output. In contrast, the results of Latent-NeRF are blurry. This is due to the averaging operation performed on the inconsistent outputs from pretrained text-to-image models. TEX-Ture and Text2Tex demonstrate some qualitative improvement over Latent-NeRF. However, the results of TEX-Ture and Text2Tex still exhibit noticeable visual artifacts due to accumulated errors in the sequential procedure.", + "bbox": [ + 212, + 382, + 488, + 652 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/62123c054fd306345b6eadc051966b37135c91ae689c70553397ba1fa66d0b2a.jpg", + "image_caption": [ + "Fig.9: The left part: comparison between $\\mathrm{Zero123 + + }$ , MVS-Texturing and Ours. The right part: intermediate results of $\\mathrm{Zero123 + + }$ ." + ], + "image_footnote": [], + "bbox": [ + 496, + 412, + 779, + 547 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Figure 8 compares our approach to SyncMVD [27]. Our approach reduces some of the global inconsistencies due to the 3D prior. The details are also clearer thanks to our optimization in rgb space.", + "bbox": [ + 212, + 654, + 787, + 700 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Figure 9 compares our approach to Zero123++ [38] and MVS-Texturing [46]. We generate the reference view image for Zero123++ via a control-net [54] and use MVS-Texturing to generate a texture map. It can be observed that our approach is better in detail and global consistency than Zero123++. We compare MVS-Texturing with our optimization under the same dataset generated from stage I. Both MVS-Texturing and our approach solve an MRF problem to obtain a textured output. However, our approach yields more visually appealing results, due to view selection and the alternating optimization between view alignment and view stitching.", + "bbox": [ + 212, + 700, + 787, + 838 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 401, + 128 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "As shown in Tab. 1, the quantitative results are consistent with the relative improvement in visual performance. The blue numbers mean the second best performance. This result quantitatively justifies our design that combines view generation, selection, alignment, and view stitching.", + "bbox": [ + 215, + 146, + 379, + 372 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/e26ed38d60909964802528a362347dd6a8f6ab3afc116907fbc83ec6caf4daab.jpg", + "table_caption": [ + "Table 1: FID is computed w.r.t. the set of images synthesized by control-net. User study: numerical scores in four aspects assigned between 1 and 10 (higher is better)." + ], + "table_footnote": [], + "table_body": "
MethodFID(↓)Natural Color (↑)User study
More Details (↑)Less Artifacts (↑)Align with Prompt (↑)
Latent-NeRF59.715.434.384.845.56
TEXTure44.707.297.926.768.45
Text2Tex39.357.567.336.917.68
SynvMVD33.928.657.217.978.32
Zero123++53.936.805.835.448.09
MVS-Texturing37.477.366.465.518.34
Ours29.268.927.498.238.35
Ablation StudyNo view selectionNo view alignmentNo alternating optimizationOurs
FID(↓)41.5935.2431.5529.26
", + "bbox": [ + 388, + 204, + 776, + 347 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In the user study, 87 participants participated in the comparison according to four metrics, including the naturalness of the coloring (\"natural color\"), the details of textures (\"more details\"), the artifacts (\"less artifacts\"), and the alignment with the input prompt (\"align with prompt\"), with each participant undertaking 3 tests.", + "bbox": [ + 212, + 375, + 782, + 448 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Our approach takes 10 to 15 minutes to texturize each model. On average, stage I takes 2 to 6 minutes, stage II takes 2.3 minutes, stage III takes 5.2 minutes, and stage IV takes 2 minutes. A desktop with a CPU of $3.2\\mathrm{GHz}$ and NVIDIA 4090 GPU (only for stage I) is used in our experiments. The post-processing stages (stages II-IV) take approximately twice the running time of stage I, which is comparable to baseline approaches. Increasing the efficiency of stages II to IV, possibly using neural networks, GPU-based parallelism, or a combination of the two, is subject to future research.", + "bbox": [ + 212, + 450, + 787, + 571 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 597, + 388, + 613 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "This section describes an ablation study of our approach. Quantitative results are given in and Tab. 1 and a qualitative result is available in supp. material.", + "bbox": [ + 212, + 626, + 785, + 657 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "No view selection. View alignment is a critical component of our approach. Without view selection, the FID score increases by $42\\%$ . Our observation is that without view selection, the textured mesh has appearance artifacts from erroneously selected images. There are also regions where the texture appearance is discontinuous. The latter issue is caused by inconsistent image alignment, where input affects output, despite the fact that robust alignment is used.", + "bbox": [ + 212, + 657, + 785, + 747 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "No view alignment. View alignment is another critical component of our approach. Without view alignment, the FID score increases by $20\\%$ . In this case, there are discontinuities across the textured mesh. These effects are caused by local multiview inconsistencies among the selected views. This issue cannot be easily addressed by solving an MRF problem to identify the cuts across the most consistent regions.", + "bbox": [ + 212, + 750, + 785, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 388, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "No alternating optimization. Without alternating optimization, the performance of our approach drops both qualitatively and quantitatively. The FID score increases by $8\\%$ . As shown in Fig. 6(a), we see some discontinuities across the cut. These are caused by the view alignment, in which pairwise alignments take into account all overlapping regions, even though some regions disagree. With alternating optimization, view alignments tend to be more consistent along the cuts, leading to improved results after cutting.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Limitations", + "text_level": 1, + "bbox": [ + 215, + 284, + 362, + 300 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "One limitation of our approach is that we solve an optimization problem to adjust the colors of the generated images to make them consistent across different views. This procedure does not understand the latent factors of the illumination changes. In the future, we plan to learn a network to adjust the color of each image conditioned on a latent parameter, where the latent parameters are optimized together to ensure view consistency among the adjusted images.", + "bbox": [ + 212, + 324, + 785, + 414 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Another limitation is that pairwise image alignment and joint image alignment are decoupled, and we observed that the joint alignment stage does not perfectly fit the pairwise alignment results. This issue can be addressed by performing joint alignment to match the features of the pixels.", + "bbox": [ + 212, + 417, + 785, + 477 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "The third limitation is the computational cost, where stages II to IV take 10 to 15 minutes on a standard desktop. This is about two times the cost of stage I. In the future, we plan to accelerate view alignment using neural networks.", + "bbox": [ + 212, + 479, + 785, + 523 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Conclusions", + "text_level": 1, + "bbox": [ + 215, + 556, + 369, + 571 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper introduces an optimization procedure to generate a textured 3D mesh from pre-trained text-to-image models. We study three types of multi-view inconsistency patterns among text-to-image output, which are used to develop our four-step optimization procedure. We show the design of view generation, view selection, view alignment, and view stitching. In particular, alternating between view alignment and view stitching demonstrates significant quality enhancement. The experimental results show that our approach outperforms state-of-the-art text-to-textured-mesh approaches both qualitatively and quantitatively.", + "bbox": [ + 212, + 595, + 785, + 717 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "There are ample venues for future research. First, unlike many existing approaches that are trained end-to-end, our approach can be considered as a post-processing step. A natural question is whether it is possible to integrate different stages together into a single neural network to optimize its performance. Another direction is to combine pre-trained text-to-image models with training data offered by textured 3D models. Finally, controlling the textured mesh using latent parameters is another promising direction to reduce the uncertainties in text prompt specifications.", + "bbox": [ + 212, + 719, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 401, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 323, + 160 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Cao, T., Kreis, K., Fidler, S., Sharp, N., Yin, K.: Texfusion: Synthesizing 3d textures with text-guided image diffusion models. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV). pp. 4169-4181 (October 2023)", + "2. 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Waechter, M., Moehrle, N., Goesele, M.: Let there be color! large-scale texturing of 3d reconstructions. In: Fleet, D.J., Pajdla, T., Schiele, B., Tuytelaars, T. (eds.) Computer Vision - ECCV 2014 - 13th European Conference, Zurich, Switzerland, September 6-12, 2014, Proceedings, Part V. Lecture Notes in Computer Science, vol. 8693, pp. 836-850. Springer (2014). https://doi.org/10.1007/978-3-319-10602-1_54, https://doi.org/10.1007/978-3-319-10602-1_54", + "47. Wei, X., Yu, R., Sun, J.: View-gcn: View-based graph convolutional network for 3d shape analysis. In: 2020 IEEE/CVF Conference on Computer Vision and Pattern Recognition, CVPR 2020, Seattle, WA, USA, June 13-19, 2020. pp. 1847-1856. Computer Vision Foundation / IEEE (2020). https://doi.org/10.1109/CVPR42600.2020.00192, https://openaccess.thecvf.com/content_CVPR_2020/html/Wei(View-GCN(View-Based_Graph_Convolutional_Network_for_3D_Shape_Analysis_CVPR_2020_paper.html", + "48. Weng, H., Yang, T., Wang, J., Li, Y., Zhang, T., Chen, C.L.P., Zhang, L.: Consistent123: Improve consistency for one image to 3d object synthesis. CoRR abs/2310.08092 (2023). https://doi.org/10.48550/ARXIV.2310.08092, https://doi.org/10.48550/arXiv.2310.08092", + "49. Xu, Y., Tan, H., Luan, F., Bi, S., Wang, P., Li, J., Shi, Z., Sunkavalli, K., Wetzstein, G., Xu, Z., Zhang, K.: Dmv3d: Denoising multi-view diffusion using 3d large reconstruction model (2023)" + ], + "bbox": [ + 215, + 146, + 785, + 839 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Zhengyi Zhao et al.", + "bbox": [ + 271, + 114, + 401, + 128 + ], + "page_idx": 17 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "50. Ye, J., Wang, P., Li, K., Shi, Y., Wang, H.: Consistent-1-to-3: Consistent image to 3d view synthesis via geometry-aware diffusion models (2023)", + "51. Youwang, K., Oh, T.H., Pons-Moll, G.: Paint-it: Text-to-texture synthesis via deep convolutional texture map optimization and physically-based rendering. In: IEEE Conference on Computer Vision and Pattern Recognition (CVPR) (June 2024)", + "52. Yu, X., Dai, P., Li, W., Ma, L., Liu, Z., Qi, X.: Texture generation on 3d meshes with point-uv diffusion. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV). pp. 4206-4216 (October 2023)", + "53. Zeng, X., Chen, X., Qi, Z., Liu, W., Zhao, Z., Wang, Z., FU, B., Liu, Y., Yu, G.: Paint3d: Paint anything 3d with lighting-less texture diffusion models (2023)", + "54. Zhang, L., Rao, A., Agrawala, M.: Adding conditional control to text-to-image diffusion models. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV). pp. 3836-3847 (October 2023)", + "55. Zuo, Q., Gu, X., Qiu, L., Dong, Y., Zhao, Z., Yuan, W., Peng, R., Zhu, S., Dong, Z., Bo, L., Huang, Q.: Videomv: Consistent multi-view generation based on large video generative model (2024)" + ], + "bbox": [ + 212, + 146, + 787, + 369 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Texturing 3D Meshes with Multi-View Consistency", + "bbox": [ + 388, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/14c21026-dd75-4859-974f-9ec50a9fee46_model.json b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/14c21026-dd75-4859-974f-9ec50a9fee46_model.json new file mode 100644 index 0000000000000000000000000000000000000000..c3af715f799af331e4d515d8be4fe353e159e31a --- /dev/null +++ b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/14c21026-dd75-4859-974f-9ec50a9fee46_model.json @@ -0,0 +1,2757 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.218, + 0.142, + 0.784, + 0.186 + ], + "angle": 0, + "content": "An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes" + }, + { + "type": "text", + "bbox": [ + 0.259, + 0.212, + 0.744, + 0.245 + ], + "angle": 0, + "content": "Zhengyi Zhao\\(^{1}\\), Chen Song\\(^{2}\\), Xiaodong Gu\\(^{1}\\), Yuan Dong\\(^{1}\\), Qi Zuo\\(^{1}\\), Weihao Yuan\\(^{1}\\), Liefeng Bo\\(^{1}\\), Zilong Dong\\(^{1\\dagger}\\), and Qixing Huang\\(^{2\\dagger}\\)" + }, + { + "type": "text", + "bbox": [ + 0.323, + 0.255, + 0.68, + 0.283 + ], + "angle": 0, + "content": "\\(^{1}\\) Institute for Intelligent Computing, Alibaba Group \\(^{2}\\) The University of Texas at Austin" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.319, + 0.744, + 0.584 + ], + "angle": 0, + "content": "Abstract. A fundamental problem in the texturing of 3D meshes using pre-trained text-to-image models is to ensure multi-view consistency. State-of-the-art approaches typically use diffusion models to aggregate multi-view inputs, where common issues are the blurriness caused by the averaging operation in the aggregation step or inconsistencies in local features. This paper introduces an optimization framework that proceeds in four stages to achieve multi-view consistency. Specifically, the first stage generates an over-complete set of 2D textures from a predefined set of viewpoints using an MV-consistent diffusion process. The second stage selects a subset of views that are mutually consistent while covering the underlying 3D model. We show how to achieve this goal by solving semi-definite programs. The third stage performs non-rigid alignment to align the selected views across overlapping regions. The fourth stage solves an MRF problem to associate each mesh face with a selected view. In particular, the third and fourth stages are iterated, with the cuts obtained in the fourth stage encouraging non-rigid alignment in the third stage to focus on regions close to the cuts. Experimental results show that our approach significantly outperforms baseline approaches both qualitatively and quantitatively. Project page: https://aigc3d.github.io/ConsistenTex." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.595, + 0.706, + 0.61 + ], + "angle": 0, + "content": "Keywords: 3D texturing \\(\\cdot\\) Multi-view consistency \\(\\cdot\\) Optimization" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.635, + 0.377, + 0.65 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.666, + 0.788, + 0.756 + ], + "angle": 0, + "content": "The performance of text-to-image models has reached a state where they can generate photorealistic 2D images of textured objects from a simple text prompt. This ability has stimulated a lot of interest in developing textured mesh models from a text prompt through multiple views of a 3D model. However, the idea of using 2D text-to-image models to synthesize 3D textures faces the fundamental challenge of achieving multi-view consistency among the 2D inputs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.757, + 0.788, + 0.817 + ], + "angle": 0, + "content": "There are two types of approaches towards achieving multi-view consistency. The first type [1,2,28,33,52] generates 3D textures purely based on 2D inputs and performs some type of averaging among overlapping regions of the 2D inputs. Although the goal is to retain high-quality details from the 2D inputs," + }, + { + "type": "page_footnote", + "bbox": [ + 0.203, + 0.825, + 0.691, + 0.84 + ], + "angle": 0, + "content": "† Corresponding authors: list.dzl@alibaba-inc.com, huangqx@utexas.edu." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.403, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.774, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.288, + 0.788, + 0.331 + ], + "angle": 0, + "content": "Fig. 1: Given a 3D mesh and a text prompt, we propose an optimization framework to synthesize the multi-view consistent texture. Top: meshes from a 3D generation model. Bottom: artist-created meshes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.377, + 0.788, + 0.453 + ], + "angle": 0, + "content": "the results among overlapping regions are usually blurry due to averaging. The second type [26, 38, 39, 45, 48-50] leverages 3D data to enhance multi-view consistency, e.g., by using attention modules trained from rendered images of 3D models. These methods improved multi-view consistency, but the results tend to overfit rendered images and lose realistic image details in synthetic 2D images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.461, + 0.788, + 0.613 + ], + "angle": 0, + "content": "This paper presents a novel text-to-textured-mesh approach that achieves multi-view consistent results. Our approach makes contributions in both types of methods and combines their strength in a seamless way. While our approach also employs 3D data for training, we focus on promoting multi-view consistency in global style and shape that possess a minimal domain gap between rendered images and synthetic 2D images. On the other hand, we allow for global drifts in image details, which are the main source of overfitting. To achieve multiview consistency, we perform non-rigid alignments among overlapping regions of synthetic 2D images. Non-rigid alignments are performed among a subset of images selected from an over-complete of synthetic 2D images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.621, + 0.788, + 0.758 + ], + "angle": 0, + "content": "Specifically, our approach proceeds in four stages. The first stage uses a pretrained text-to-image model to generate an overcomplete set of candidate textures from a predefined set of viewpoints. The second stage optimizes a subset of views that are mutually consistent. The third stage performs joint alignment among selected 2D textures to maximize consistency across overlapping regions. The fourth stage cuts and stitches the aligned texture images into a consistently textured mesh. The third and fourth stages are iterated in an alternating manner, where the cuts obtained in the fourth stage guide the non-rigid alignment procedure so that alignment focuses on regions near the optimized cuts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Experimental results show that our approach outperforms state-of-the-art text-to-texture approaches both qualitatively and quantitatively. Qualitatively, our approach is much more photorealistic and does not present discontinuous or blurry texture elements that are frequent among other approaches. Quantitatively, our approach achieves a better FID score than the existing methods." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.391, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.388, + 0.161 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.788, + 0.281 + ], + "angle": 0, + "content": "Multi-View Representation. Multi-view representations are used in many 3D recognition approaches [13, 14, 16, 21, 42, 47], where the key idea is to take advantage of large-scale pre-trained 2D networks. Our approach is particularly related to methods that perform 3D object reconstruction by predicting depth images from given viewpoints [40, 44]. However, these approaches simply fuse the multi-view predictions and fail to enforce the multi-view consistency. Therefore, the reconstruction is blurry and unrealistic." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.282, + 0.788, + 0.432 + ], + "angle": 0, + "content": "Consistent Multi-View Generation. A challenge in text-to-textured-mesh models is ensuring the multi-view consistency among the text-to-image outputs. Dreamfusion [31] optimizes the geometry and color of a NeRF through SDS loss. Zero123 [25] successfully employs a camera transformation as condition to synthesize novel views from an image. TextMesh [45] leverages quartet canonical views for mesh rendering, yet it tent to yield blurry results. Several methods [26, 38, 39, 48–50, 55] are trained on 3D rendered datasets [7] to enhance consistency but tend to lose realistic details in generated images. Moreover, most of them are agnostic to depth condition, which is crucial for alignment between 2D images and 3D meshes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Text-to-Texture Models. Several pioneers [4,29,30] are trained on a semantic CLIP loss, but still struggle to generate high quality textures with text condition. Trained with a large dataset [35], diffusion models [34] can generate high-quality images with rich details from text prompts. On this basis, additional conditions are added to provide 3D structure-aware through rendering of meshes, such as depth maps and inpainting masks [54]. Some methods [2,33] generate single view 2D images on these conditions and incrementally merge them into one mesh texture. However, these approaches can easily lead to suboptimal results due to accumulated errors and the lack of global perception. Using a latent UV map [1,12,19,27,28] as a unified representation has demonstrated its effectiveness of increasing global consistency. Since latent pixels compress a patch in RGB images, the decoded RGB pixels cannot guarantee 3D consistency, which leads to the blurriness or inconsistent details in the textures. The other methods [52,53] finetune a diffusion model on latent UV space to avoid projection, but also generate artifacts with poor UV expansions. Besides, generating PRB materials is also considered as a focus in some work [3,8,51]. In contrast, our approach performs alternating optimization of non-rigid alignment among the selected images, as well as joint optimization of the best cuts to guide the non-rigid alignment." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "View Selection. The quality of a multi-view representation is highly dependent on the distribution of source 2D views. View selection is related to the view saliency problem, which has been extensively studied in the existing literature [5, 10, 18, 22, 23, 36, 41]. Closely related to our work, Sun et al. [43] present an approach to optimize camera poses to maximize the coverage of an input scene. Wei et al. [47] optimize viewpoints to maximize the quality of fusion of the learned 2D features. We introduce a view selection approach that selects a subset of consistent views. Driven by the goal of enforcing multi-view consistency, we" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.403, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "propose a novel formulation that optimizes a view-consistent score among the chosen images, while constraining that the selected images provide complete coverage of the underlying 3D model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.329 + ], + "angle": 0, + "content": "Texture Cutting and Stitching. Cutting and stitching overlapping images is a fundamental approach to texture synthesis. The pioneering work of Efros and Freeman [11] optimizes cuts between pairs of overlapping patches for texture synthesis. Our method formulates cut optimization and texture stitching as a second-order MRF problem on the mesh faces, where the second-order term models view consistency across different images. This MRF formulation is introduced by Waechter et al. [46], and our contribution lies in the jointly aligned images as input. In particular, we find it essential to alternate between solving the MRF problem and using the MRF output to refine its inputs." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.353, + 0.345, + 0.369 + ], + "angle": 0, + "content": "3 Overview" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.386, + 0.424, + 0.401 + ], + "angle": 0, + "content": "3.1 Problem Statement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.412, + 0.785, + 0.457 + ], + "angle": 0, + "content": "Suppose that we have a 3D model represented as a triangular mesh \\(\\mathcal{M} = (\\mathcal{V},\\mathcal{F})\\) where \\(\\mathcal{V}\\) and \\(\\mathcal{F}\\) denote the vertex and face sets, respectively. Given a text prompt as input, our goal is to convert \\(\\mathcal{M}\\) into a textured mesh." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.481, + 0.427, + 0.497 + ], + "angle": 0, + "content": "3.2 Approach Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.785, + 0.597 + ], + "angle": 0, + "content": "View generation. The first stage takes an overcomplete set of \\( n \\) views of the 3D model \\( \\mathcal{M} \\) and the associated depth images as input and outputs the corresponding RGB-D images using a text-to-image model. Consistent with TexFusion [1], we exploit a depth conditioning image generation model. At this stage, the output RGB-D images are generated in isolation, and inconsistencies across views are expected." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.785, + 0.688 + ], + "angle": 0, + "content": "View selection. The second stage selects a subset of RGB-D images that are consistent with each other. This is formulated as a solution to a quadratic assignment problem in which the objective function models the consistency scores between pairs of RGB-D images, under the constraint that the selected images provide a complete coverage of \\(\\mathcal{M}\\). We introduce a novel sequential semidefinite programming approach to solve this problem accurately and efficiently." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.785, + 0.794 + ], + "angle": 0, + "content": "View alignment. The third stage performs joint non-rigid warping of the selected images so that the pixel colors after warping agree with each other. We first solve a joint optimization problem to alleviate illumination changes in the selected images. We then use SIFTFlow [24] to precompute dense correspondences between overlapping views. The resulting correspondences are fed into another joint optimization problem to optimize the deformation of each view so that the deformed images are view-consistent." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.785, + 0.84 + ], + "angle": 0, + "content": "View cutting and stitching. The final stage outputs a cut of each aligned image so that they form a seamless textured output. We formulate this as solving a second-order MRF problem to optimize the label of each mesh face, where the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.39, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.784, + 0.24 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.252, + 0.788, + 0.351 + ], + "angle": 0, + "content": "Fig. 2: The overall pipeline of our approach, which consists of four stages. The first stage (view generation) uses a pre-trained text-to-image model to generate an overcomplete set of RGB-D images of the input model. The second stage (view selection) selects a subset of consistent RGB-D images from the view generation output. The third stage (view alignment) performs non-rigid warping to further improve the multi-view consistency among the selected images. The last stage (texture stitching) produces cuts between pairs of overlapping images by solving a second-order MRF problem." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.379, + 0.784, + 0.408 + ], + "angle": 0, + "content": "pairwise terms model view consistency. The output is a textured mesh with aligned images as the texture source." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.409, + 0.785, + 0.485 + ], + "angle": 0, + "content": "The output provides cuts between pairs of overlapping images along which the pixel colors of the deformed images agree. We then use these cuts to guide the view alignment to focus on regions near these cuts to make the input to the MRF more consistent. Empirically, we find 2 to 3 iterations of view alignment and view cutting and stitching sufficient." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.507, + 0.347, + 0.525 + ], + "angle": 0, + "content": "4 Approach" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.785, + 0.613 + ], + "angle": 0, + "content": "As illustrated in Fig. 2, our approach consists of four stages. We first describe view generation and view selection in Sec. 4.1 and Sec. 4.2, respectively. We then elaborate on view alignment in Sec. 4.3. Finally, we introduce texture cutting and stitching and discuss how to alternate between this stage and view alignment in Sec. 4.4." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.635, + 0.473, + 0.65 + ], + "angle": 0, + "content": "4.1 Stage I: View Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.785, + 0.78 + ], + "angle": 0, + "content": "The purpose of this stage is to generate initial multi-view images from the input text prompt. Directly generating high-quality images that are also consistent using state-of-the-art diffusion-based techniques is extremely difficult. Existing approaches typically explore a trade-off between single-image quality and multiview consistency. The difference in our approach is that we have a post-processing step that combines view selection, view alignment, and view stitching. This offers us freedom to design the view generation procedure to maximize the performance of the final output." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Specifically, our post-processing step allows drifted image details as it performs alignment. However, it cannot create image details. Therefore, the multiview outputs should contain texture details of the final output. Moreover, view alignment is most effective when the absolute displacements are local, meaning" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.404, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.144, + 0.412, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.307, + 0.246, + 0.328, + 0.26 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.417, + 0.144, + 0.608, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.502, + 0.246, + 0.523, + 0.26 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.613, + 0.144, + 0.74, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.691, + 0.246, + 0.71, + 0.26 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.742, + 0.149, + 0.788, + 0.242 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.71, + 0.246, + 0.743, + 0.26 + ], + "angle": 0, + "content": "" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.271, + 0.785, + 0.355 + ], + "angle": 0, + "content": "Fig. 3: Three types of multi-view inconsistencies from pre-trained text-to-image models. (a) The appearance of the image content may change significantly, even with slight perturbations in the camera pose (see the bottom row). (b) There are variations in illumination among overlapping regions of different views. (c) There are drifts in the detail of the image between overlapping regions of different views. (The left column images in (b) and (c) are warped with each other.)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.385, + 0.785, + 0.43 + ], + "angle": 0, + "content": "some global consistency among the output multi-views is also important. To this end, we introduce a three-phase diffusion procedure to generate the multi-view outputs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.431, + 0.785, + 0.521 + ], + "angle": 0, + "content": "Similar to Zero123++ [38], the first phase leverages 3D priors to guide the diffusion procedure. We first utilize a multi-view consistent model (see supp. material) finetuned on the GObjaverse [32] dataset to provide 3D prior. Note that this model is applied only at the initial diffusion step 800. It ensures the global consistency of the image outputs, yet it has minimal influence on later diffusion steps that are responsible for recovering image details." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.785, + 0.642 + ], + "angle": 0, + "content": "The second phase, which runs between diffusion steps 800-200, adopts latent UV mapping [28], a popular data-free approach to enforce multi-view consistency. The key idea is to aggregate multiple views in a shared latent map that is then mapped back to individual views. Although improved consistency is achieved, image details can still be dropped during the aggregation step, which performs some type of averaging (see supp. material). Therefore, similar to SyncMVD [27], we do not perform latent UV mapping to generate the final output." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.785, + 0.671 + ], + "angle": 0, + "content": "The final phase performs diffusion on each view independently to generate texture details." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.785, + 0.763 + ], + "angle": 0, + "content": "As shown in Fig. 3, the multi-view image generation results are consistent in global style and shape. However, local shapes and styles may differ and there are also drifts. Another important idea is to generate an over-complete set of images and operate on a subset of more consistent images to generate the output. This approach nicely mitigates inconsistency introduced in the third phase, which is performed on each view independently." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.785, + 0.462, + 0.8 + ], + "angle": 0, + "content": "4.2 Stage II: View Selection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "With \\(\\mathcal{I} = \\{I_1, \\dots, I_n\\}\\), we denote the result of stage I. The goal of the second stage is to select a subset of images \\(\\mathcal{I}^{\\star} \\subset \\mathcal{I}\\) such that 1) the quality of each" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.39, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "image is high, 2) the images are mutually consistent, and 3) the images cover the underlying 3D object. In the following, we first introduce a general optimization formulation that takes as input a single image scoring function \\( s(I_i) \\) and a consistency scoring function \\( s(I_i, I_j) \\). We then discuss how to define \\( s(I_i) \\) and \\( s(I_i, I_j) \\) in our setting." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.222, + 0.784, + 0.299 + ], + "angle": 0, + "content": "**Optimization formulation.** Given \\( s(I_i) \\) and \\( s(I_i, I_j) \\), we solve a constrained optimization problem to select consistent images. We introduce an indicator variable \\( z_i \\in \\{0, 1\\} \\) for each \\( I_i \\), where \\( z_i = 1 \\) indicates that \\( I_i \\) is selected and vice versa. Let vector \\( \\mathbf{z} \\) collect all indicators, while vector \\( \\mathbf{s} = (s(I_i)) \\in \\mathbb{R}^n \\) and matrix \\( S = (s(I_i, I_j)) \\in \\mathbb{R}^{n \\times n} \\) collect image quality and consistency scores." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.298, + 0.784, + 0.373 + ], + "angle": 0, + "content": "Our goal is to optimize \\( \\mathbf{z} \\) to minimize \\( s^T\\mathbf{z} + \\lambda \\mathbf{z}^T S\\mathbf{z} \\) while ensuring that the selected images cover the underlying model. To this end, we model the coverage constraint as \\( C\\mathbf{z} \\geq \\mathbf{1} \\), that is, each row of \\( C \\) constrains that one face on the underlying mesh is covered by at least one selected image. This leads to the following optimization problem:" + }, + { + "type": "equation", + "bbox": [ + 0.323, + 0.382, + 0.784, + 0.407 + ], + "angle": 0, + "content": "\\[\n\\underset {\\boldsymbol {z} \\in \\{0, 1 \\} ^ {n}} {\\text {m i n i m i z e}} \\boldsymbol {s} ^ {T} \\boldsymbol {z} + \\lambda \\boldsymbol {z} ^ {T} S \\boldsymbol {z} \\quad \\text {s u b j e c t t o} C \\boldsymbol {z} \\geq \\mathbf {1}. \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.417, + 0.785, + 0.522 + ], + "angle": 0, + "content": "Equation (1) is hard to optimize, due to non-convexity and integer variables. We introduce two relaxations. The first relaxes \\( z_{i} \\) so that they can take real values between 0 and 1, and the second uses the semidefinite programming relaxation to \\( z^{T}Sz \\). More precisely, we introduce an additional matrix variable \\( Y = zz^{T} \\) and apply the standard relaxation approach as \\( Y \\succeq zz^{T} \\) and \\( \\mathrm{diag}(Y) = z \\). Furthermore, we maintain an index set \\( \\mathcal{I}_f \\) that specifies all currently selected images. Initially, we \\( \\mathcal{I}_f = \\emptyset \\). This leads to the following semidefinite program:" + }, + { + "type": "equation", + "bbox": [ + 0.288, + 0.549, + 0.501, + 0.569 + ], + "angle": 0, + "content": "\\[\n\\underset {\\boldsymbol {z} \\in \\mathbb {R} ^ {n}, Y \\in \\mathbb {R} ^ {n \\times n}} {\\text {m i n i m i z e}} \\quad \\langle \\boldsymbol {s}, \\boldsymbol {z} \\rangle + \\lambda \\langle S, Y \\rangle\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.304, + 0.576, + 0.717, + 0.59 + ], + "angle": 0, + "content": "subject to \\(C\\mathbf{z}\\geq \\mathbf{1},\\quad 0\\leq \\mathbf{z}\\leq 1,\\quad 0\\leq Y,\\quad \\mathrm{diag}(Y) = \\mathbf{z},\\)" + }, + { + "type": "equation", + "bbox": [ + 0.393, + 0.595, + 0.784, + 0.627 + ], + "angle": 0, + "content": "\\[\nz _ {i} = 1, \\quad \\forall i \\in \\mathcal {I} _ {f}, \\quad \\left( \\begin{array}{c c} Y & z \\\\ z ^ {T} & 1 \\end{array} \\right) \\succeq 0, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.636, + 0.801, + 0.681 + ], + "angle": 0, + "content": "where \\( Y \\succeq \\mathbf{z} \\mathbf{z}^T \\) is identical to Eq. (2). We then augment \\( \\mathcal{I}_f \\) with \\( i^\\star = \\operatorname{argmax}_{i \\notin \\mathcal{I}_f} z_i \\). This procedure is iterated until \\( C\\mathbf{z} \\geq 1 \\) is satisfied. For simplicity, we assume that the selected views are the first \\( k < n \\) images \\( I_i, 1 \\leq i \\leq k \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.682, + 0.785, + 0.801 + ], + "angle": 0, + "content": "Image score \\( s(I) \\). Our key observation is that if the quality of an image \\( I \\) is high, then the pixel colors tend to repeat among other input images. This motivates us to build a probabilistic color model for each vertex \\( v \\in \\mathcal{V} \\) (cf., Fig. 4 (Left)). Specifically, denote \\( \\mathcal{I}_v \\subset \\mathcal{I} \\) as the subset of images in which \\( v \\) is visible. Let \\( c(v, I) \\) be the color of \\( v \\) in \\( I \\). We first perform mean shift clustering [6] to extract the largest cluster of \\( \\{c(v, I) | I \\in \\mathcal{I}_v\\} \\), which represents the most represented color. With \\( c_v \\) and \\( \\sigma_v \\) we denote the center and variance of this cluster. We then define" + }, + { + "type": "equation", + "bbox": [ + 0.371, + 0.81, + 0.784, + 0.843 + ], + "angle": 0, + "content": "\\[\np (v, \\boldsymbol {c}) = \\frac {1}{(2 \\pi) ^ {\\frac {3}{2}}} \\frac {1}{\\sigma_ {v} ^ {3}} \\exp \\left(- \\frac {\\| \\boldsymbol {c} - \\boldsymbol {c} _ {v} \\| ^ {2}}{2 \\sigma_ {v} ^ {2}}\\right). \\tag {3}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.404, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.477, + 0.269 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.48, + 0.145, + 0.788, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.279, + 0.788, + 0.322 + ], + "angle": 0, + "content": "Fig. 4: Illustration of view selection. (Left) The input images ranked in the increasing order of \\( S(I_i) \\). (Right) The selected images that consider the image scores \\( S(I_i) \\), the consistency scores \\( S(I_i, I_j) \\) and the covering constraint." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.351, + 0.788, + 0.427 + ], + "angle": 0, + "content": "Given an image \\(I\\), let \\(\\mathcal{V}_I \\subset \\mathcal{V}\\) collect all visible vertices in \\(I\\). We sort the values \\(\\{p(v, \\boldsymbol{c}(v, I)) | v \\in \\mathcal{V}_I\\}\\) in increasing order and set the score \\(s'(I)\\) of \\(I\\) as the \\(t\\%\\) percentile (\\(t = 20\\)) of \\(p(v, \\boldsymbol{c}(v, I))\\). The final score is given by \\(s(I) = (s_{\\max} - s'(I)) / (s_{\\max} - s_{\\min})\\) where \\(s_{\\max}(s_{\\min}) = \\max_I(\\min_I)s'(I)\\). As shown in Fig. 4 (Left), high-quality images tend to have small values in \\(s(I)\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.428, + 0.787, + 0.457 + ], + "angle": 0, + "content": "Consistency score \\( s(I_i, I_j) \\). For the purpose of view selection, we find that defining \\( s(I_i, I_j) \\) based on mean color differences without alignments is sufficient." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.457, + 0.787, + 0.487 + ], + "angle": 0, + "content": "We set \\( s(I_i, I_j) = 0 \\) if \\( I_i \\) and \\( I_j \\) do not overlap. Figure 4 (Right) shows that the consistency score is critical to selecting consistent images." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.511, + 0.482, + 0.526 + ], + "angle": 0, + "content": "4.3 Stage III: View Alignment" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.537, + 0.788, + 0.717 + ], + "angle": 0, + "content": "The third stage of our approach performs non-rigid alignment among the selected RGB-D images, making them consistent among their overlapping regions. As illustrated by Fig. 5, we achieve this goal in two steps. The first step adjusts the pixel colors together to reduce the illumination variations in the selected images. The second step performs joint image warping to align image features across the selected images. In both steps, we parameterize the deformation of each image using the free-form deformation (FFD) [37] on a regular \\( L \\times L \\) lattice (we choose \\( L = 20 \\) for color adjustment and \\( L = 40 \\) for image warping). Note that it is possible to avoid illumination variations by training text-to-image models from rendered 3D shapes. However, our goal is to use photorealistic images from pre-trained text-to-image models. Therefore, we chose to solve an optimization problem to consistently reduce color variations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.718, + 0.787, + 0.751 + ], + "angle": 0, + "content": "Color adjustment. With \\( I_i^x \\in \\mathbb{R}^{m \\times m} \\), where \\( x \\in \\{r, g, b\\} \\) denote the color channel the image \\( I_i \\), we parameterize the adjusted image \\( \\hat{I}_i^x \\) as:" + }, + { + "type": "equation", + "bbox": [ + 0.33, + 0.762, + 0.787, + 0.781 + ], + "angle": 0, + "content": "\\[\n\\hat {I} _ {i} ^ {x} (\\boldsymbol {p}) = B (\\boldsymbol {p}) \\boldsymbol {c} _ {i, x} ^ {1} + I _ {i} ^ {x} (\\boldsymbol {p}) B (\\boldsymbol {p}) \\left(\\boldsymbol {1} - \\boldsymbol {c} _ {i, x} ^ {0} - \\boldsymbol {c} _ {i, x} ^ {1}\\right), \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.794, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\( B(\\pmb{p}) \\in \\mathbb{R}^{1 \\times L^2} \\) is a sparse vector that encodes the FFD coefficients of pixel \\( \\pmb{p} \\); \\( \\pmb{c}_{i,x}^0 \\) and \\( \\pmb{c}_{i,x}^1 \\) are control weights that correspond to all black and white pixels. Let \\( M_i \\) be the diagonal matrix that specifies the inactive control weights" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.39, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.144, + 0.302, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.252, + 0.269, + 0.272, + 0.283 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.306, + 0.144, + 0.387, + 0.267 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.338, + 0.269, + 0.358, + 0.283 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.393, + 0.144, + 0.472, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.473, + 0.144, + 0.498, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.472, + 0.269, + 0.498, + 0.283 + ], + "angle": 0, + "content": "" + }, + { + "type": "image", + "bbox": [ + 0.5, + 0.144, + 0.549, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.5, + 0.269, + 0.533, + 0.283 + ], + "angle": 0, + "content": "" + }, + { + "type": "image", + "bbox": [ + 0.55, + 0.144, + 0.601, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.55, + 0.269, + 0.56, + 0.283 + ], + "angle": 0, + "content": "c)" + }, + { + "type": "image", + "bbox": [ + 0.601, + 0.144, + 0.708, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.713, + 0.144, + 0.793, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.743, + 0.269, + 0.762, + 0.283 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.295, + 0.788, + 0.392 + ], + "angle": 0, + "content": "Fig. 5: Illustration of the view alignment stage. We show the result of two overlapping images through the joint view alignment procedure. (a) Two input images. (b) After adjustment of the global illumination. (c) From left to right: overlapping regions of each input image, warped images using ground-truth maps between the overlapping regions, overlaid results of the first two columns, and overlaid after SIFTFlow alignment. (d) Overlaid alignments after joint alignment. The pairwise SIFTFlow alignments are preserved." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.421, + 0.785, + 0.469 + ], + "angle": 0, + "content": "(i.e., those that correspond to the background pixels). The control weights are restricted by \\(0 \\leq \\pmb{c}_{i,x}^{0}\\), \\(0 \\leq \\pmb{c}_{i,x}^{1}\\), \\(\\pmb{c}_{i,x}^{0} + \\pmb{c}_{i,x}^{1} \\leq \\mathbf{1}\\), and \\(M_{i}\\pmb{c}_{i,x}^{0} = M_{i}\\pmb{c}_{i,x}^{1} = \\mathbf{0}\\), which ensure that \\(\\hat{I}_i^x \\in [0,1]^{m \\times m}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.469, + 0.785, + 0.532 + ], + "angle": 0, + "content": "We use \\((I_{ij} \\subset I_i, I_{ji} \\subset I_j)\\) to denote the regions that overlap between \\(I_i\\) and \\(I_j\\). Let \\(g_{ij}: I_{ji} \\to I_{ij}\\) and \\(g_{ji}: I_{ij} \\to I_{ji}\\) be the ground-truth correspondence maps between them. We solve the following quadratic program with linear constraints to determine \\(\\pmb{c}_{i,x}^{0}\\) and \\(\\pmb{c}_{i,x}^{1}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.254, + 0.541, + 0.747, + 0.584 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\left\\{\\boldsymbol {c} _ {i, x} ^ {l} \\right\\}} \\sum_ {x \\in \\{r, g, b \\}} \\left(\\sum_ {i \\neq j} \\sum_ {\\boldsymbol {p} \\in I _ {i j}} \\| \\hat {I} _ {i} ^ {x} (\\boldsymbol {p}) - \\hat {I} _ {j} ^ {x} (g _ {i j} (\\boldsymbol {p})) \\| ^ {2} + \\mu \\sum_ {i = 1} ^ {k} \\sum_ {l = 0} ^ {1} \\boldsymbol {c} _ {i, x} ^ {l} ^ {T} L \\boldsymbol {c} _ {i, x} ^ {l}\\right)\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.267, + 0.586, + 0.785, + 0.605 + ], + "angle": 0, + "content": "\\[\ns. t. \\quad \\mathbf {0} \\leq \\boldsymbol {c} _ {i, x} ^ {0}, \\mathbf {0} \\leq \\boldsymbol {c} _ {i, x} ^ {1}, \\boldsymbol {c} _ {i, x} ^ {0} + \\boldsymbol {c} _ {i, x} ^ {1} \\leq \\mathbf {1}, \\quad M _ {i} \\boldsymbol {c} _ {i, x} ^ {0} = M _ {i} \\boldsymbol {c} _ {i, x} ^ {1} = \\mathbf {0}, \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.612, + 0.785, + 0.656 + ], + "angle": 0, + "content": "where \\( L \\) is a Laplacian matrix of the control lattice. Figure 5 (b) shows that this step can effectively reduce the variation of illumination between overlapping images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.785, + 0.748 + ], + "angle": 0, + "content": "Image warping. Let \\((O_{ij} \\subset I_{ij}, O_{ji} \\subset I_{ji})\\) be the focused overlapping subsets between \\(I_i\\) and \\(I_j\\). Our goal is to deform each \\(I_i\\) so that \\(O_{ij}\\) and \\(O_{ji}\\) are aligned among the deformed images. Initially, \\(O_{ij} = I_{ij}\\) and \\(O_{ji} = I_{ji}\\). After determining the optimal cut between \\(I_i\\) and \\(I_j\\), we recompute \\(O_{ij}\\) and \\(O_{ji}\\) as the dilated regions along the cuts. This allows us to focus on alignments among potentially more consistent regions to improve alignment results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.748, + 0.785, + 0.809 + ], + "angle": 0, + "content": "Let \\( f_{ij}: g_{ij}(O_{ji}) \\to O_{ij} \\) and \\( f_{ji}: g_{ji}(O_{ij}) \\to O_{ji} \\) be dense pixel-wise alignments between the focused overlapping regions under the view of each image. In our experiments, we compute \\( f_{ij} \\) and \\( f_{ji} \\) using SIFTFlow [24], a state-of-the-art method that establishes high-fidelity dense correspondences (Fig. 5 (c))." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.809, + 0.785, + 0.842 + ], + "angle": 0, + "content": "Let \\( \\pmb{c}_i \\in \\mathbb{R}^{2 \\times L^2} \\) be the grid of control points that determine the deformation \\( \\mathcal{D}_i \\) of the image \\( I_i \\). The deformed position of \\( \\pmb{p} \\) is given by \\( \\mathcal{D}_i(\\pmb{p}) = \\pmb{c}_i\\pmb{b}(\\pmb{p}) \\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.403, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.145, + 0.784, + 0.179 + ], + "angle": 0, + "content": "Let \\( \\pmb{c}_i^{(0)} \\) be the initial control grid of \\( \\mathcal{D}_i \\), we model the following optimization problem to optimize \\( \\{\\pmb{c}_i\\} \\) jointly:" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.189, + 0.786, + 0.268 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\min _ {\\left\\{\\boldsymbol {c} _ {i} \\right\\}} \\sum_ {i \\neq j} \\sum_ {\\boldsymbol {p} \\in O _ {i j}} \\left\\| \\boldsymbol {c} _ {i} \\boldsymbol {b} (\\boldsymbol {p}) - g _ {i j} \\left(\\boldsymbol {c} _ {j} \\boldsymbol {b} \\left(g _ {j i} (\\boldsymbol {p})\\right)\\right) - f _ {i j} (\\boldsymbol {p}) \\right\\| ^ {2} \\\\ + \\sum_ {i = 1} ^ {k} \\left(\\mu_ {1} \\| \\boldsymbol {c} _ {i} - \\boldsymbol {c} _ {i} ^ {(0)} \\| ^ {2} + \\mu_ {2} \\operatorname {T r} \\left(\\boldsymbol {c} _ {i} L \\boldsymbol {c} _ {i} ^ {T}\\right)\\right), \\tag {6} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.28, + 0.786, + 0.309 + ], + "angle": 0, + "content": "where \\(\\mu_1 = 2\\) and \\(\\mu_2 = 200\\) in all our experiments. Since Eq. (6) consists of non-linear least squares, we apply the Gauss-Newton method for optimization." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.31, + 0.784, + 0.34 + ], + "angle": 0, + "content": "Figure 5 (d) shows that joint view alignment offers deformations of each image that preserve the alignments provided by pairwise SIFT flows." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.363, + 0.492, + 0.379 + ], + "angle": 0, + "content": "4.4 Stage IV: Texture Stitching" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.389, + 0.49, + 0.585 + ], + "angle": 0, + "content": "The final stage of our approach takes the aligned RGB-D images \\(I_{i}^{\\star} = \\mathcal{D}_{i}^{\\star}(I_{i}), 1 \\leq i \\leq k\\) as input and outputs a complete textured 3D model. This is formulated as decomposing the mesh faces \\(\\mathcal{F}\\) of the input mesh \\(\\mathcal{M}\\) into sets \\(k\\): \\(\\mathcal{F} = \\mathcal{F}_1 \\cup \\dots \\mathcal{F}_k\\) where \\(\\mathcal{F}_i\\) is associated with \\(I_{i}^{\\star}\\). We formulate this procedure as a joint labeling problem. Specifically, we associate each face \\(f \\in \\mathcal{F}\\) with a random variable \\(z_{f} \\in \\{1, \\dots, k\\}\\) that specifies the set of faces \\(\\mathcal{F}_{z_f}\\) to which it belongs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.586, + 0.49, + 0.616 + ], + "angle": 0, + "content": "Let \\(\\mathcal{E} = \\{(f, f')\\}\\) collect all pairs of adjacent faces. We optimize \\(z_{f}\\) by min" + }, + { + "type": "image", + "bbox": [ + 0.5, + 0.42, + 0.576, + 0.48 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.578, + 0.428, + 0.631, + 0.474 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.42, + 0.721, + 0.48 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.722, + 0.43, + 0.774, + 0.472 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.49, + 0.788, + 0.574 + ], + "angle": 0, + "content": "Fig.6: (Left) Optimized cut among two overlapping images showing mis-alignment along the seams of different images. (Right) Overlaid SIFTFlow alignment results among the masked regions, where the seams are aligned." + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.628, + 0.786, + 0.662 + ], + "angle": 0, + "content": "\\[\n\\min _ {\\{z _ {f} \\}} \\sum_ {f \\in \\mathcal {F}} \\phi_ {f} \\left(z _ {f}\\right) + \\mu \\sum_ {\\left(f, f ^ {\\prime}\\right) \\in \\mathcal {E}} \\phi_ {f f ^ {\\prime}} \\left(z _ {f}, z _ {f ^ {\\prime}}\\right) \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.786, + 0.749 + ], + "angle": 0, + "content": "where \\(\\phi_f(z_f)\\) is the cost of label \\(z_{f}\\), and \\(\\phi_{ff^{\\prime}}(z_{f},z_{f^{\\prime}})\\) is the consistency between \\(z_{f}\\) and \\(z_{f^{\\prime}}\\). In this paper, we define \\(\\phi_f(z_f)\\) using a variant of Eq. (3), that is, a label has a small cost if it is more consistent with other images. Furthermore, \\(\\phi_{ff^{\\prime}}(z_f,z_{f^{\\prime}}) = 0\\) if \\(z_{f} = z_{f^{\\prime}}\\). Otherwise, its value depends on the color difference between \\(z_{f}\\) and \\(z_{f^{\\prime}}\\). Details are deferred to the supp. material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.784, + 0.779 + ], + "angle": 0, + "content": "We solve Eq. (7) using the OPENGM2 [17] implementation of TRWS [20]. Figure 6 (Left) shows an example of optimized cuts between aligned images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.786, + 0.841 + ], + "angle": 0, + "content": "After obtaining \\(\\mathcal{F}_i, 1 \\leq i \\leq k\\), we use the corresponding cut between each pair of overlapping images \\(I_i\\) and \\(I_j\\) to recompute \\(O_{ij}\\) and \\(O_{ji}\\). This is achieved by dilating the cut in each \\(I_i\\) by \\(l\\) pixels (\\(l = 20\\)) and taking the union of the dilated regions to define \\(O_{ij}\\) and \\(O_{ji}\\). After that, we rerun the view alignment to" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.39, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.144, + 0.784, + 0.378 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.389, + 0.785, + 0.417 + ], + "angle": 0, + "content": "Fig. 7: Qualitative visualization. From top to bottom: Input 3D mesh; Latent-NeRF; TEXTure; Text2Tex; Ours." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.785, + 0.504 + ], + "angle": 0, + "content": "generate the inputs for texture stitching. This alternating procedure is iterated until the final output becomes steady (typically 2-3 iterations). Figure 6 (Right) shows that this alternate procedure can enhance visual consistency along the cuts." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.526, + 0.461, + 0.544 + ], + "angle": 0, + "content": "5 Experimental Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.556, + 0.785, + 0.587 + ], + "angle": 0, + "content": "We begin with the experimental setup in Sec. 5.1. We then present the experimental results in Sec. 5.2. Finally, we describe an ablation study in Sec. 5.3." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.607, + 0.427, + 0.623 + ], + "angle": 0, + "content": "5.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.785, + 0.674 + ], + "angle": 0, + "content": "Dataset. We collect 300 models from different categories in Objaverse [7]. We also collect 20 models used in other text-to-texture-mesh methods and models from generation approaches [9,32] for qualitative comparison." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.785, + 0.749 + ], + "angle": 0, + "content": "Baseline approaches. We evaluate our method against Latent-NeRF [28], TEXTure [33], Text2Tex [2], SyncMVD [27], and Zero123++ [38] the state-of-the-art text-to-textured-mesh approaches with open source implementations. We also compare with a popular multi-view texturing method (MVS-Texturing) [46] to show the superiority of our global optimization framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Quantitative Comparisons. Qualitative evaluation of generative models is always a difficult problem. We follow TexFusion [1] and use the same qualitative evaluation metric (i.e., using the generated image based on the depth condition as an upper bound to calculate the FID [15]). In addition, a user study is designed in which human participants are asked to assign a numerical score between 1 and 10 for the generated result." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.403, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.142, + 0.785, + 0.282 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.292, + 0.785, + 0.319 + ], + "angle": 0, + "content": "Fig. 8: Global consistency and local consistency comparisons between SyncMVD and Ours." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.352, + 0.42, + 0.368 + ], + "angle": 0, + "content": "5.2 Analysis of Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.383, + 0.489, + 0.653 + ], + "angle": 0, + "content": "Figure 7 compares our approach to the baseline approaches in five models with text prompts. Visually, our approach preserves the appearance among the individual images while ensuring a globally consistent texture output. In contrast, the results of Latent-NeRF are blurry. This is due to the averaging operation performed on the inconsistent outputs from pretrained text-to-image models. TEX-Ture and Text2Tex demonstrate some qualitative improvement over Latent-NeRF. However, the results of TEX-Ture and Text2Tex still exhibit noticeable visual artifacts due to accumulated errors in the sequential procedure." + }, + { + "type": "image", + "bbox": [ + 0.498, + 0.413, + 0.781, + 0.548 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.559, + 0.788, + 0.616 + ], + "angle": 0, + "content": "Fig.9: The left part: comparison between \\( \\mathrm{Zero123 + + } \\), MVS-Texturing and Ours. The right part: intermediate results of \\( \\mathrm{Zero123 + + } \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.655, + 0.788, + 0.701 + ], + "angle": 0, + "content": "Figure 8 compares our approach to SyncMVD [27]. Our approach reduces some of the global inconsistencies due to the 3D prior. The details are also clearer thanks to our optimization in rgb space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.702, + 0.788, + 0.839 + ], + "angle": 0, + "content": "Figure 9 compares our approach to Zero123++ [38] and MVS-Texturing [46]. We generate the reference view image for Zero123++ via a control-net [54] and use MVS-Texturing to generate a texture map. It can be observed that our approach is better in detail and global consistency than Zero123++. We compare MVS-Texturing with our optimization under the same dataset generated from stage I. Both MVS-Texturing and our approach solve an MRF problem to obtain a textured output. However, our approach yields more visually appealing results, due to view selection and the alternating optimization between view alignment and view stitching." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.39, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.38, + 0.373 + ], + "angle": 0, + "content": "As shown in Tab. 1, the quantitative results are consistent with the relative improvement in visual performance. The blue numbers mean the second best performance. This result quantitatively justifies our design that combines view generation, selection, alignment, and view stitching." + }, + { + "type": "table_caption", + "bbox": [ + 0.385, + 0.163, + 0.787, + 0.204 + ], + "angle": 0, + "content": "Table 1: FID is computed w.r.t. the set of images synthesized by control-net. User study: numerical scores in four aspects assigned between 1 and 10 (higher is better)." + }, + { + "type": "table", + "bbox": [ + 0.389, + 0.205, + 0.777, + 0.348 + ], + "angle": 0, + "content": "
MethodFID(↓)Natural Color (↑)User study
More Details (↑)Less Artifacts (↑)Align with Prompt (↑)
Latent-NeRF59.715.434.384.845.56
TEXTure44.707.297.926.768.45
Text2Tex39.357.567.336.917.68
SynvMVD33.928.657.217.978.32
Zero123++53.936.805.835.448.09
MVS-Texturing37.477.366.465.518.34
Ours29.268.927.498.238.35
Ablation StudyNo view selectionNo view alignmentNo alternating optimizationOurs
FID(↓)41.5935.2431.5529.26
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.375, + 0.784, + 0.449 + ], + "angle": 0, + "content": "In the user study, 87 participants participated in the comparison according to four metrics, including the naturalness of the coloring (\"natural color\"), the details of textures (\"more details\"), the artifacts (\"less artifacts\"), and the alignment with the input prompt (\"align with prompt\"), with each participant undertaking 3 tests." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.451, + 0.788, + 0.572 + ], + "angle": 0, + "content": "Our approach takes 10 to 15 minutes to texturize each model. On average, stage I takes 2 to 6 minutes, stage II takes 2.3 minutes, stage III takes 5.2 minutes, and stage IV takes 2 minutes. A desktop with a CPU of \\(3.2\\mathrm{GHz}\\) and NVIDIA 4090 GPU (only for stage I) is used in our experiments. The post-processing stages (stages II-IV) take approximately twice the running time of stage I, which is comparable to baseline approaches. Increasing the efficiency of stages II to IV, possibly using neural networks, GPU-based parallelism, or a combination of the two, is subject to future research." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.598, + 0.389, + 0.614 + ], + "angle": 0, + "content": "5.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.787, + 0.658 + ], + "angle": 0, + "content": "This section describes an ablation study of our approach. Quantitative results are given in and Tab. 1 and a qualitative result is available in supp. material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.787, + 0.748 + ], + "angle": 0, + "content": "No view selection. View alignment is a critical component of our approach. Without view selection, the FID score increases by \\(42\\%\\). Our observation is that without view selection, the textured mesh has appearance artifacts from erroneously selected images. There are also regions where the texture appearance is discontinuous. The latter issue is caused by inconsistent image alignment, where input affects output, despite the fact that robust alignment is used." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.787, + 0.84 + ], + "angle": 0, + "content": "No view alignment. View alignment is another critical component of our approach. Without view alignment, the FID score increases by \\(20\\%\\). In this case, there are discontinuities across the textured mesh. These effects are caused by local multiview inconsistencies among the selected views. This issue cannot be easily addressed by solving an MRF problem to identify the cuts across the most consistent regions." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.403, + 0.129 + ], + "angle": 0, + "content": "Zhengyi Zhao et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "No alternating optimization. Without alternating optimization, the performance of our approach drops both qualitatively and quantitatively. The FID score increases by \\(8\\%\\). As shown in Fig. 6(a), we see some discontinuities across the cut. These are caused by the view alignment, in which pairwise alignments take into account all overlapping regions, even though some regions disagree. With alternating optimization, view alignments tend to be more consistent along the cuts, leading to improved results after cutting." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.285, + 0.364, + 0.301 + ], + "angle": 0, + "content": "6 Limitations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.325, + 0.787, + 0.415 + ], + "angle": 0, + "content": "One limitation of our approach is that we solve an optimization problem to adjust the colors of the generated images to make them consistent across different views. This procedure does not understand the latent factors of the illumination changes. In the future, we plan to learn a network to adjust the color of each image conditioned on a latent parameter, where the latent parameters are optimized together to ensure view consistency among the adjusted images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.418, + 0.787, + 0.478 + ], + "angle": 0, + "content": "Another limitation is that pairwise image alignment and joint image alignment are decoupled, and we observed that the joint alignment stage does not perfectly fit the pairwise alignment results. This issue can be addressed by performing joint alignment to match the features of the pixels." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.48, + 0.787, + 0.525 + ], + "angle": 0, + "content": "The third limitation is the computational cost, where stages II to IV take 10 to 15 minutes on a standard desktop. This is about two times the cost of stage I. In the future, we plan to accelerate view alignment using neural networks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.557, + 0.37, + 0.573 + ], + "angle": 0, + "content": "7 Conclusions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.787, + 0.718 + ], + "angle": 0, + "content": "This paper introduces an optimization procedure to generate a textured 3D mesh from pre-trained text-to-image models. We study three types of multi-view inconsistency patterns among text-to-image output, which are used to develop our four-step optimization procedure. We show the design of view generation, view selection, view alignment, and view stitching. In particular, alternating between view alignment and view stitching demonstrates significant quality enhancement. The experimental results show that our approach outperforms state-of-the-art text-to-textured-mesh approaches both qualitatively and quantitatively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.84 + ], + "angle": 0, + "content": "There are ample venues for future research. First, unlike many existing approaches that are trained end-to-end, our approach can be considered as a post-processing step. A natural question is whether it is possible to integrate different stages together into a single neural network to optimize its performance. Another direction is to combine pre-trained text-to-image models with training data offered by textured 3D models. Finally, controlling the textured mesh using latent parameters is another promising direction to reduce the uncertainties in text prompt specifications." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.39, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Texturing 3D Meshes with Multi-View Consistency" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.176, + 0.786, + 0.232 + ], + "angle": 0, + "content": "1. Cao, T., Kreis, K., Fidler, S., Sharp, N., Yin, K.: Texfusion: Synthesizing 3d textures with text-guided image diffusion models. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV). pp. 4169-4181 (October 2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.233, + 0.787, + 0.274 + ], + "angle": 0, + "content": "2. Chen, D.Z., Siddiqui, Y., Lee, H.Y., Tulyakov, S., Nießner, M.: Text2tex: Text-driven texture synthesis via diffusion models. arXiv preprint arXiv:2303.11396 (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.274, + 0.787, + 0.315 + ], + "angle": 0, + "content": "3. Chen, R., Chen, Y., Jiao, N., Jia, K.: Fantasia3d: Disentangling geometry and appearance for high-quality text-to-3d content creation. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV) (October 2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.316, + 0.787, + 0.343 + ], + "angle": 0, + "content": "4. 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Zuo, Q., Gu, X., Qiu, L., Dong, Y., Zhao, Z., Yuan, W., Peng, R., Zhu, S., Dong, Z., Bo, L., Huang, Q.: Videomv: Consistent multi-view generation based on large video generative model (2024)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.37 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/14c21026-dd75-4859-974f-9ec50a9fee46_origin.pdf b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/14c21026-dd75-4859-974f-9ec50a9fee46_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..332db4fb3022b459095571ec186c47e513a80fcf --- /dev/null +++ b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/14c21026-dd75-4859-974f-9ec50a9fee46_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:ac211c43c96fd17bcc8ebb7b379ee925b6bdaff3241b51dd2a8af410b6f893d4 +size 7980389 diff --git a/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/full.md b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/full.md new file mode 100644 index 0000000000000000000000000000000000000000..a6563bc15c4a9a62978860ad2cd94fe9fc88a0fe --- /dev/null +++ b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/full.md @@ -0,0 +1,355 @@ +# An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes + +Zhengyi Zhao $^{1}$ , Chen Song $^{2}$ , Xiaodong Gu $^{1}$ , Yuan Dong $^{1}$ , Qi Zuo $^{1}$ , Weihao Yuan $^{1}$ , Liefeng Bo $^{1}$ , Zilong Dong $^{1\dagger}$ , and Qixing Huang $^{2\dagger}$ + +$^{1}$ Institute for Intelligent Computing, Alibaba Group $^{2}$ The University of Texas at Austin + +Abstract. A fundamental problem in the texturing of 3D meshes using pre-trained text-to-image models is to ensure multi-view consistency. State-of-the-art approaches typically use diffusion models to aggregate multi-view inputs, where common issues are the blurriness caused by the averaging operation in the aggregation step or inconsistencies in local features. This paper introduces an optimization framework that proceeds in four stages to achieve multi-view consistency. Specifically, the first stage generates an over-complete set of 2D textures from a predefined set of viewpoints using an MV-consistent diffusion process. The second stage selects a subset of views that are mutually consistent while covering the underlying 3D model. We show how to achieve this goal by solving semi-definite programs. The third stage performs non-rigid alignment to align the selected views across overlapping regions. The fourth stage solves an MRF problem to associate each mesh face with a selected view. In particular, the third and fourth stages are iterated, with the cuts obtained in the fourth stage encouraging non-rigid alignment in the third stage to focus on regions close to the cuts. Experimental results show that our approach significantly outperforms baseline approaches both qualitatively and quantitatively. Project page: https://aigc3d.github.io/ConsistenTex. + +Keywords: 3D texturing $\cdot$ Multi-view consistency $\cdot$ Optimization + +# 1 Introduction + +The performance of text-to-image models has reached a state where they can generate photorealistic 2D images of textured objects from a simple text prompt. This ability has stimulated a lot of interest in developing textured mesh models from a text prompt through multiple views of a 3D model. However, the idea of using 2D text-to-image models to synthesize 3D textures faces the fundamental challenge of achieving multi-view consistency among the 2D inputs. + +There are two types of approaches towards achieving multi-view consistency. The first type [1,2,28,33,52] generates 3D textures purely based on 2D inputs and performs some type of averaging among overlapping regions of the 2D inputs. Although the goal is to retain high-quality details from the 2D inputs, + +![](images/191c82bcfce2a4e16bc4f5803f37f9e4b79092bd86bffe2dbfa69aeb635f7c2d.jpg) +Fig. 1: Given a 3D mesh and a text prompt, we propose an optimization framework to synthesize the multi-view consistent texture. Top: meshes from a 3D generation model. Bottom: artist-created meshes. + +the results among overlapping regions are usually blurry due to averaging. The second type [26, 38, 39, 45, 48-50] leverages 3D data to enhance multi-view consistency, e.g., by using attention modules trained from rendered images of 3D models. These methods improved multi-view consistency, but the results tend to overfit rendered images and lose realistic image details in synthetic 2D images. + +This paper presents a novel text-to-textured-mesh approach that achieves multi-view consistent results. Our approach makes contributions in both types of methods and combines their strength in a seamless way. While our approach also employs 3D data for training, we focus on promoting multi-view consistency in global style and shape that possess a minimal domain gap between rendered images and synthetic 2D images. On the other hand, we allow for global drifts in image details, which are the main source of overfitting. To achieve multiview consistency, we perform non-rigid alignments among overlapping regions of synthetic 2D images. Non-rigid alignments are performed among a subset of images selected from an over-complete of synthetic 2D images. + +Specifically, our approach proceeds in four stages. The first stage uses a pretrained text-to-image model to generate an overcomplete set of candidate textures from a predefined set of viewpoints. The second stage optimizes a subset of views that are mutually consistent. The third stage performs joint alignment among selected 2D textures to maximize consistency across overlapping regions. The fourth stage cuts and stitches the aligned texture images into a consistently textured mesh. The third and fourth stages are iterated in an alternating manner, where the cuts obtained in the fourth stage guide the non-rigid alignment procedure so that alignment focuses on regions near the optimized cuts. + +Experimental results show that our approach outperforms state-of-the-art text-to-texture approaches both qualitatively and quantitatively. Qualitatively, our approach is much more photorealistic and does not present discontinuous or blurry texture elements that are frequent among other approaches. Quantitatively, our approach achieves a better FID score than the existing methods. + +# 2 Related Work + +Multi-View Representation. Multi-view representations are used in many 3D recognition approaches [13, 14, 16, 21, 42, 47], where the key idea is to take advantage of large-scale pre-trained 2D networks. Our approach is particularly related to methods that perform 3D object reconstruction by predicting depth images from given viewpoints [40, 44]. However, these approaches simply fuse the multi-view predictions and fail to enforce the multi-view consistency. Therefore, the reconstruction is blurry and unrealistic. + +Consistent Multi-View Generation. A challenge in text-to-textured-mesh models is ensuring the multi-view consistency among the text-to-image outputs. Dreamfusion [31] optimizes the geometry and color of a NeRF through SDS loss. Zero123 [25] successfully employs a camera transformation as condition to synthesize novel views from an image. TextMesh [45] leverages quartet canonical views for mesh rendering, yet it tent to yield blurry results. Several methods [26, 38, 39, 48–50, 55] are trained on 3D rendered datasets [7] to enhance consistency but tend to lose realistic details in generated images. Moreover, most of them are agnostic to depth condition, which is crucial for alignment between 2D images and 3D meshes. + +Text-to-Texture Models. Several pioneers [4,29,30] are trained on a semantic CLIP loss, but still struggle to generate high quality textures with text condition. Trained with a large dataset [35], diffusion models [34] can generate high-quality images with rich details from text prompts. On this basis, additional conditions are added to provide 3D structure-aware through rendering of meshes, such as depth maps and inpainting masks [54]. Some methods [2,33] generate single view 2D images on these conditions and incrementally merge them into one mesh texture. However, these approaches can easily lead to suboptimal results due to accumulated errors and the lack of global perception. Using a latent UV map [1,12,19,27,28] as a unified representation has demonstrated its effectiveness of increasing global consistency. Since latent pixels compress a patch in RGB images, the decoded RGB pixels cannot guarantee 3D consistency, which leads to the blurriness or inconsistent details in the textures. The other methods [52,53] finetune a diffusion model on latent UV space to avoid projection, but also generate artifacts with poor UV expansions. Besides, generating PRB materials is also considered as a focus in some work [3,8,51]. In contrast, our approach performs alternating optimization of non-rigid alignment among the selected images, as well as joint optimization of the best cuts to guide the non-rigid alignment. + +View Selection. The quality of a multi-view representation is highly dependent on the distribution of source 2D views. View selection is related to the view saliency problem, which has been extensively studied in the existing literature [5, 10, 18, 22, 23, 36, 41]. Closely related to our work, Sun et al. [43] present an approach to optimize camera poses to maximize the coverage of an input scene. Wei et al. [47] optimize viewpoints to maximize the quality of fusion of the learned 2D features. We introduce a view selection approach that selects a subset of consistent views. Driven by the goal of enforcing multi-view consistency, we + +propose a novel formulation that optimizes a view-consistent score among the chosen images, while constraining that the selected images provide complete coverage of the underlying 3D model. + +Texture Cutting and Stitching. Cutting and stitching overlapping images is a fundamental approach to texture synthesis. The pioneering work of Efros and Freeman [11] optimizes cuts between pairs of overlapping patches for texture synthesis. Our method formulates cut optimization and texture stitching as a second-order MRF problem on the mesh faces, where the second-order term models view consistency across different images. This MRF formulation is introduced by Waechter et al. [46], and our contribution lies in the jointly aligned images as input. In particular, we find it essential to alternate between solving the MRF problem and using the MRF output to refine its inputs. + +# 3 Overview + +# 3.1 Problem Statement + +Suppose that we have a 3D model represented as a triangular mesh $\mathcal{M} = (\mathcal{V},\mathcal{F})$ where $\mathcal{V}$ and $\mathcal{F}$ denote the vertex and face sets, respectively. Given a text prompt as input, our goal is to convert $\mathcal{M}$ into a textured mesh. + +# 3.2 Approach Overview + +View generation. The first stage takes an overcomplete set of $n$ views of the 3D model $\mathcal{M}$ and the associated depth images as input and outputs the corresponding RGB-D images using a text-to-image model. Consistent with TexFusion [1], we exploit a depth conditioning image generation model. At this stage, the output RGB-D images are generated in isolation, and inconsistencies across views are expected. + +View selection. The second stage selects a subset of RGB-D images that are consistent with each other. This is formulated as a solution to a quadratic assignment problem in which the objective function models the consistency scores between pairs of RGB-D images, under the constraint that the selected images provide a complete coverage of $\mathcal{M}$ . We introduce a novel sequential semidefinite programming approach to solve this problem accurately and efficiently. + +View alignment. The third stage performs joint non-rigid warping of the selected images so that the pixel colors after warping agree with each other. We first solve a joint optimization problem to alleviate illumination changes in the selected images. We then use SIFTFlow [24] to precompute dense correspondences between overlapping views. The resulting correspondences are fed into another joint optimization problem to optimize the deformation of each view so that the deformed images are view-consistent. + +View cutting and stitching. The final stage outputs a cut of each aligned image so that they form a seamless textured output. We formulate this as solving a second-order MRF problem to optimize the label of each mesh face, where the + +![](images/e4e2d155a118bc2f53886fc29fe0c7b12bba930480072e7312d44eeb4fb974f6.jpg) +Fig. 2: The overall pipeline of our approach, which consists of four stages. The first stage (view generation) uses a pre-trained text-to-image model to generate an overcomplete set of RGB-D images of the input model. The second stage (view selection) selects a subset of consistent RGB-D images from the view generation output. The third stage (view alignment) performs non-rigid warping to further improve the multi-view consistency among the selected images. The last stage (texture stitching) produces cuts between pairs of overlapping images by solving a second-order MRF problem. + +pairwise terms model view consistency. The output is a textured mesh with aligned images as the texture source. + +The output provides cuts between pairs of overlapping images along which the pixel colors of the deformed images agree. We then use these cuts to guide the view alignment to focus on regions near these cuts to make the input to the MRF more consistent. Empirically, we find 2 to 3 iterations of view alignment and view cutting and stitching sufficient. + +# 4 Approach + +As illustrated in Fig. 2, our approach consists of four stages. We first describe view generation and view selection in Sec. 4.1 and Sec. 4.2, respectively. We then elaborate on view alignment in Sec. 4.3. Finally, we introduce texture cutting and stitching and discuss how to alternate between this stage and view alignment in Sec. 4.4. + +# 4.1 Stage I: View Generation + +The purpose of this stage is to generate initial multi-view images from the input text prompt. Directly generating high-quality images that are also consistent using state-of-the-art diffusion-based techniques is extremely difficult. Existing approaches typically explore a trade-off between single-image quality and multiview consistency. The difference in our approach is that we have a post-processing step that combines view selection, view alignment, and view stitching. This offers us freedom to design the view generation procedure to maximize the performance of the final output. + +Specifically, our post-processing step allows drifted image details as it performs alignment. However, it cannot create image details. Therefore, the multiview outputs should contain texture details of the final output. Moreover, view alignment is most effective when the absolute displacements are local, meaning + +![](images/764485deb1105c018af811117af8107e5c911cae432e5a0d49127afe092f652c.jpg) +(a) + +![](images/6d542df39f415aa651a2972cb4886e2b61f5e977f781d63568ec667552eb975e.jpg) +(b) +Fig. 3: Three types of multi-view inconsistencies from pre-trained text-to-image models. (a) The appearance of the image content may change significantly, even with slight perturbations in the camera pose (see the bottom row). (b) There are variations in illumination among overlapping regions of different views. (c) There are drifts in the detail of the image between overlapping regions of different views. (The left column images in (b) and (c) are warped with each other.) + +![](images/c57b2d8e9b17d1d2c9567ac0a3640892f5b4d42b19e18046d1b78751cc35a45d.jpg) +(c) + +![](images/96617705ca6fb82b226cbfb1b56edaf3c7934b9033faca76f9d08a7b5eafb61e.jpg) + +some global consistency among the output multi-views is also important. To this end, we introduce a three-phase diffusion procedure to generate the multi-view outputs. + +Similar to Zero123++ [38], the first phase leverages 3D priors to guide the diffusion procedure. We first utilize a multi-view consistent model (see supp. material) finetuned on the GObjaverse [32] dataset to provide 3D prior. Note that this model is applied only at the initial diffusion step 800. It ensures the global consistency of the image outputs, yet it has minimal influence on later diffusion steps that are responsible for recovering image details. + +The second phase, which runs between diffusion steps 800-200, adopts latent UV mapping [28], a popular data-free approach to enforce multi-view consistency. The key idea is to aggregate multiple views in a shared latent map that is then mapped back to individual views. Although improved consistency is achieved, image details can still be dropped during the aggregation step, which performs some type of averaging (see supp. material). Therefore, similar to SyncMVD [27], we do not perform latent UV mapping to generate the final output. + +The final phase performs diffusion on each view independently to generate texture details. + +As shown in Fig. 3, the multi-view image generation results are consistent in global style and shape. However, local shapes and styles may differ and there are also drifts. Another important idea is to generate an over-complete set of images and operate on a subset of more consistent images to generate the output. This approach nicely mitigates inconsistency introduced in the third phase, which is performed on each view independently. + +# 4.2 Stage II: View Selection + +With $\mathcal{I} = \{I_1, \dots, I_n\}$ , we denote the result of stage I. The goal of the second stage is to select a subset of images $\mathcal{I}^{\star} \subset \mathcal{I}$ such that 1) the quality of each + +image is high, 2) the images are mutually consistent, and 3) the images cover the underlying 3D object. In the following, we first introduce a general optimization formulation that takes as input a single image scoring function $s(I_i)$ and a consistency scoring function $s(I_i, I_j)$ . We then discuss how to define $s(I_i)$ and $s(I_i, I_j)$ in our setting. + +**Optimization formulation.** Given $s(I_i)$ and $s(I_i, I_j)$ , we solve a constrained optimization problem to select consistent images. We introduce an indicator variable $z_i \in \{0, 1\}$ for each $I_i$ , where $z_i = 1$ indicates that $I_i$ is selected and vice versa. Let vector $\mathbf{z}$ collect all indicators, while vector $\mathbf{s} = (s(I_i)) \in \mathbb{R}^n$ and matrix $S = (s(I_i, I_j)) \in \mathbb{R}^{n \times n}$ collect image quality and consistency scores. + +Our goal is to optimize $\mathbf{z}$ to minimize $s^T\mathbf{z} + \lambda \mathbf{z}^T S\mathbf{z}$ while ensuring that the selected images cover the underlying model. To this end, we model the coverage constraint as $C\mathbf{z} \geq \mathbf{1}$ , that is, each row of $C$ constrains that one face on the underlying mesh is covered by at least one selected image. This leads to the following optimization problem: + +$$ +\underset {\boldsymbol {z} \in \{0, 1 \} ^ {n}} {\text {m i n i m i z e}} \boldsymbol {s} ^ {T} \boldsymbol {z} + \lambda \boldsymbol {z} ^ {T} S \boldsymbol {z} \quad \text {s u b j e c t t o} C \boldsymbol {z} \geq \mathbf {1}. \tag {1} +$$ + +Equation (1) is hard to optimize, due to non-convexity and integer variables. We introduce two relaxations. The first relaxes $z_{i}$ so that they can take real values between 0 and 1, and the second uses the semidefinite programming relaxation to $z^{T}Sz$ . More precisely, we introduce an additional matrix variable $Y = zz^{T}$ and apply the standard relaxation approach as $Y \succeq zz^{T}$ and $\mathrm{diag}(Y) = z$ . Furthermore, we maintain an index set $\mathcal{I}_f$ that specifies all currently selected images. Initially, we $\mathcal{I}_f = \emptyset$ . This leads to the following semidefinite program: + +$$ +\underset {\boldsymbol {z} \in \mathbb {R} ^ {n}, Y \in \mathbb {R} ^ {n \times n}} {\text {m i n i m i z e}} \quad \langle \boldsymbol {s}, \boldsymbol {z} \rangle + \lambda \langle S, Y \rangle +$$ + +subject to $C\mathbf{z}\geq \mathbf{1},\quad 0\leq \mathbf{z}\leq 1,\quad 0\leq Y,\quad \mathrm{diag}(Y) = \mathbf{z},$ + +$$ +z _ {i} = 1, \quad \forall i \in \mathcal {I} _ {f}, \quad \left( \begin{array}{c c} Y & z \\ z ^ {T} & 1 \end{array} \right) \succeq 0, \tag {2} +$$ + +where $Y \succeq \mathbf{z} \mathbf{z}^T$ is identical to Eq. (2). We then augment $\mathcal{I}_f$ with $i^\star = \operatorname{argmax}_{i \notin \mathcal{I}_f} z_i$ . This procedure is iterated until $C\mathbf{z} \geq 1$ is satisfied. For simplicity, we assume that the selected views are the first $k < n$ images $I_i, 1 \leq i \leq k$ . + +Image score $s(I)$ . Our key observation is that if the quality of an image $I$ is high, then the pixel colors tend to repeat among other input images. This motivates us to build a probabilistic color model for each vertex $v \in \mathcal{V}$ (cf., Fig. 4 (Left)). Specifically, denote $\mathcal{I}_v \subset \mathcal{I}$ as the subset of images in which $v$ is visible. Let $c(v, I)$ be the color of $v$ in $I$ . We first perform mean shift clustering [6] to extract the largest cluster of $\{c(v, I) | I \in \mathcal{I}_v\}$ , which represents the most represented color. With $c_v$ and $\sigma_v$ we denote the center and variance of this cluster. We then define + +$$ +p (v, \boldsymbol {c}) = \frac {1}{(2 \pi) ^ {\frac {3}{2}}} \frac {1}{\sigma_ {v} ^ {3}} \exp \left(- \frac {\| \boldsymbol {c} - \boldsymbol {c} _ {v} \| ^ {2}}{2 \sigma_ {v} ^ {2}}\right). \tag {3} +$$ + +![](images/3343347ae84ceeceaab8bbe04e5d8293a197c84479dfb53a085b3bff8621c826.jpg) +Fig. 4: Illustration of view selection. (Left) The input images ranked in the increasing order of $S(I_i)$ . (Right) The selected images that consider the image scores $S(I_i)$ , the consistency scores $S(I_i, I_j)$ and the covering constraint. + +![](images/3b56de95012c4ad78348e0e98fdd5eb085128e526a16ab3650db43bd4ea774cc.jpg) + +Given an image $I$ , let $\mathcal{V}_I \subset \mathcal{V}$ collect all visible vertices in $I$ . We sort the values $\{p(v, \boldsymbol{c}(v, I)) | v \in \mathcal{V}_I\}$ in increasing order and set the score $s'(I)$ of $I$ as the $t\%$ percentile ( $t = 20$ ) of $p(v, \boldsymbol{c}(v, I))$ . The final score is given by $s(I) = (s_{\max} - s'(I)) / (s_{\max} - s_{\min})$ where $s_{\max}(s_{\min}) = \max_I(\min_I)s'(I)$ . As shown in Fig. 4 (Left), high-quality images tend to have small values in $s(I)$ . + +Consistency score $s(I_i, I_j)$ . For the purpose of view selection, we find that defining $s(I_i, I_j)$ based on mean color differences without alignments is sufficient. + +We set $s(I_i, I_j) = 0$ if $I_i$ and $I_j$ do not overlap. Figure 4 (Right) shows that the consistency score is critical to selecting consistent images. + +# 4.3 Stage III: View Alignment + +The third stage of our approach performs non-rigid alignment among the selected RGB-D images, making them consistent among their overlapping regions. As illustrated by Fig. 5, we achieve this goal in two steps. The first step adjusts the pixel colors together to reduce the illumination variations in the selected images. The second step performs joint image warping to align image features across the selected images. In both steps, we parameterize the deformation of each image using the free-form deformation (FFD) [37] on a regular $L \times L$ lattice (we choose $L = 20$ for color adjustment and $L = 40$ for image warping). Note that it is possible to avoid illumination variations by training text-to-image models from rendered 3D shapes. However, our goal is to use photorealistic images from pre-trained text-to-image models. Therefore, we chose to solve an optimization problem to consistently reduce color variations. + +Color adjustment. With $I_i^x \in \mathbb{R}^{m \times m}$ , where $x \in \{r, g, b\}$ denote the color channel the image $I_i$ , we parameterize the adjusted image $\hat{I}_i^x$ as: + +$$ +\hat {I} _ {i} ^ {x} (\boldsymbol {p}) = B (\boldsymbol {p}) \boldsymbol {c} _ {i, x} ^ {1} + I _ {i} ^ {x} (\boldsymbol {p}) B (\boldsymbol {p}) \left(\boldsymbol {1} - \boldsymbol {c} _ {i, x} ^ {0} - \boldsymbol {c} _ {i, x} ^ {1}\right), \tag {4} +$$ + +where $B(\pmb{p}) \in \mathbb{R}^{1 \times L^2}$ is a sparse vector that encodes the FFD coefficients of pixel $\pmb{p}$ ; $\pmb{c}_{i,x}^0$ and $\pmb{c}_{i,x}^1$ are control weights that correspond to all black and white pixels. Let $M_i$ be the diagonal matrix that specifies the inactive control weights + +![](images/9a9122cb4542d76933fad3c1fb5e9a5e91bc61a1127afe47682298f4e6c4776f.jpg) +(a) + +![](images/fcb5de2d3dbe4d5312c10658b8fc5a967ae93d9ca5bdfa9e1ff86cf04dcd78d1.jpg) +(b) + +![](images/8771b49bc5d591e8fa57f64bd9a454a720e0ee26321526a24b9bcf8e7a743da4.jpg) + +![](images/c8dbf930723260a174abab4f92b8853b5dbe77ac1eedd8e1502b790983fb79bf.jpg) +Fig. 5: Illustration of the view alignment stage. We show the result of two overlapping images through the joint view alignment procedure. (a) Two input images. (b) After adjustment of the global illumination. (c) From left to right: overlapping regions of each input image, warped images using ground-truth maps between the overlapping regions, overlaid results of the first two columns, and overlaid after SIFTFlow alignment. (d) Overlaid alignments after joint alignment. The pairwise SIFTFlow alignments are preserved. + +![](images/4bc2a2627dc15d89817ae1525199ae642d5bc2f8b9a92ebe910068d5baaa0a14.jpg) + +![](images/f912f5d9742793dca2cbe1defce104485c8e0eeb6fe2fd9d6ac6c74f0a3aac55.jpg) +c) + +![](images/0245a45172c3c05ab02a41d629f7f1f755b4e03ac7bb7badb3765cd5c20a53e4.jpg) + +![](images/173322a82dd95a087c8c98490e4ec341aa1dce36c26da72aaaac2deb28e93f95.jpg) +(d) + +(i.e., those that correspond to the background pixels). The control weights are restricted by $0 \leq \pmb{c}_{i,x}^{0}$ , $0 \leq \pmb{c}_{i,x}^{1}$ , $\pmb{c}_{i,x}^{0} + \pmb{c}_{i,x}^{1} \leq \mathbf{1}$ , and $M_{i}\pmb{c}_{i,x}^{0} = M_{i}\pmb{c}_{i,x}^{1} = \mathbf{0}$ , which ensure that $\hat{I}_i^x \in [0,1]^{m \times m}$ . + +We use $(I_{ij} \subset I_i, I_{ji} \subset I_j)$ to denote the regions that overlap between $I_i$ and $I_j$ . Let $g_{ij}: I_{ji} \to I_{ij}$ and $g_{ji}: I_{ij} \to I_{ji}$ be the ground-truth correspondence maps between them. We solve the following quadratic program with linear constraints to determine $\pmb{c}_{i,x}^{0}$ and $\pmb{c}_{i,x}^{1}$ : + +$$ +\min _ {\left\{\boldsymbol {c} _ {i, x} ^ {l} \right\}} \sum_ {x \in \{r, g, b \}} \left(\sum_ {i \neq j} \sum_ {\boldsymbol {p} \in I _ {i j}} \| \hat {I} _ {i} ^ {x} (\boldsymbol {p}) - \hat {I} _ {j} ^ {x} (g _ {i j} (\boldsymbol {p})) \| ^ {2} + \mu \sum_ {i = 1} ^ {k} \sum_ {l = 0} ^ {1} \boldsymbol {c} _ {i, x} ^ {l} ^ {T} L \boldsymbol {c} _ {i, x} ^ {l}\right) +$$ + +$$ +s. t. \quad \mathbf {0} \leq \boldsymbol {c} _ {i, x} ^ {0}, \mathbf {0} \leq \boldsymbol {c} _ {i, x} ^ {1}, \boldsymbol {c} _ {i, x} ^ {0} + \boldsymbol {c} _ {i, x} ^ {1} \leq \mathbf {1}, \quad M _ {i} \boldsymbol {c} _ {i, x} ^ {0} = M _ {i} \boldsymbol {c} _ {i, x} ^ {1} = \mathbf {0}, \tag {5} +$$ + +where $L$ is a Laplacian matrix of the control lattice. Figure 5 (b) shows that this step can effectively reduce the variation of illumination between overlapping images. + +Image warping. Let $(O_{ij} \subset I_{ij}, O_{ji} \subset I_{ji})$ be the focused overlapping subsets between $I_i$ and $I_j$ . Our goal is to deform each $I_i$ so that $O_{ij}$ and $O_{ji}$ are aligned among the deformed images. Initially, $O_{ij} = I_{ij}$ and $O_{ji} = I_{ji}$ . After determining the optimal cut between $I_i$ and $I_j$ , we recompute $O_{ij}$ and $O_{ji}$ as the dilated regions along the cuts. This allows us to focus on alignments among potentially more consistent regions to improve alignment results. + +Let $f_{ij}: g_{ij}(O_{ji}) \to O_{ij}$ and $f_{ji}: g_{ji}(O_{ij}) \to O_{ji}$ be dense pixel-wise alignments between the focused overlapping regions under the view of each image. In our experiments, we compute $f_{ij}$ and $f_{ji}$ using SIFTFlow [24], a state-of-the-art method that establishes high-fidelity dense correspondences (Fig. 5 (c)). + +Let $\pmb{c}_i \in \mathbb{R}^{2 \times L^2}$ be the grid of control points that determine the deformation $\mathcal{D}_i$ of the image $I_i$ . The deformed position of $\pmb{p}$ is given by $\mathcal{D}_i(\pmb{p}) = \pmb{c}_i\pmb{b}(\pmb{p})$ . + +Let $\pmb{c}_i^{(0)}$ be the initial control grid of $\mathcal{D}_i$ , we model the following optimization problem to optimize $\{\pmb{c}_i\}$ jointly: + +$$ +\begin{array}{l} \min _ {\left\{\boldsymbol {c} _ {i} \right\}} \sum_ {i \neq j} \sum_ {\boldsymbol {p} \in O _ {i j}} \left\| \boldsymbol {c} _ {i} \boldsymbol {b} (\boldsymbol {p}) - g _ {i j} \left(\boldsymbol {c} _ {j} \boldsymbol {b} \left(g _ {j i} (\boldsymbol {p})\right)\right) - f _ {i j} (\boldsymbol {p}) \right\| ^ {2} \\ + \sum_ {i = 1} ^ {k} \left(\mu_ {1} \| \boldsymbol {c} _ {i} - \boldsymbol {c} _ {i} ^ {(0)} \| ^ {2} + \mu_ {2} \operatorname {T r} \left(\boldsymbol {c} _ {i} L \boldsymbol {c} _ {i} ^ {T}\right)\right), \tag {6} \\ \end{array} +$$ + +where $\mu_1 = 2$ and $\mu_2 = 200$ in all our experiments. Since Eq. (6) consists of non-linear least squares, we apply the Gauss-Newton method for optimization. + +Figure 5 (d) shows that joint view alignment offers deformations of each image that preserve the alignments provided by pairwise SIFT flows. + +# 4.4 Stage IV: Texture Stitching + +The final stage of our approach takes the aligned RGB-D images $I_{i}^{\star} = \mathcal{D}_{i}^{\star}(I_{i}), 1 \leq i \leq k$ as input and outputs a complete textured 3D model. This is formulated as decomposing the mesh faces $\mathcal{F}$ of the input mesh $\mathcal{M}$ into sets $k$ : $\mathcal{F} = \mathcal{F}_1 \cup \dots \mathcal{F}_k$ where $\mathcal{F}_i$ is associated with $I_{i}^{\star}$ . We formulate this procedure as a joint labeling problem. Specifically, we associate each face $f \in \mathcal{F}$ with a random variable $z_{f} \in \{1, \dots, k\}$ that specifies the set of faces $\mathcal{F}_{z_f}$ to which it belongs. + +Let $\mathcal{E} = \{(f, f')\}$ collect all pairs of adjacent faces. We optimize $z_{f}$ by min + +![](images/4b64f1b6590e98bc698ed944f01132805cd71cff8416fd8df4e134805794b27b.jpg) +Fig.6: (Left) Optimized cut among two overlapping images showing mis-alignment along the seams of different images. (Right) Overlaid SIFTFlow alignment results among the masked regions, where the seams are aligned. + +![](images/5035f7c61536ff9bdf84d633513e7741c2026343bf46e5f34cdce7addc4eb668.jpg) + +![](images/f53628ef0d402dd8ce18f0d47a04a8a0333e26371dd27678778aea0c60d2da5a.jpg) + +![](images/8087443812a9107ad70cb2404a756b9e06aaeafdd6d9a9d722833e059baee793.jpg) + +$$ +\min _ {\{z _ {f} \}} \sum_ {f \in \mathcal {F}} \phi_ {f} \left(z _ {f}\right) + \mu \sum_ {\left(f, f ^ {\prime}\right) \in \mathcal {E}} \phi_ {f f ^ {\prime}} \left(z _ {f}, z _ {f ^ {\prime}}\right) \tag {7} +$$ + +where $\phi_f(z_f)$ is the cost of label $z_{f}$ , and $\phi_{ff^{\prime}}(z_{f},z_{f^{\prime}})$ is the consistency between $z_{f}$ and $z_{f^{\prime}}$ . In this paper, we define $\phi_f(z_f)$ using a variant of Eq. (3), that is, a label has a small cost if it is more consistent with other images. Furthermore, $\phi_{ff^{\prime}}(z_f,z_{f^{\prime}}) = 0$ if $z_{f} = z_{f^{\prime}}$ . Otherwise, its value depends on the color difference between $z_{f}$ and $z_{f^{\prime}}$ . Details are deferred to the supp. material. + +We solve Eq. (7) using the OPENGM2 [17] implementation of TRWS [20]. Figure 6 (Left) shows an example of optimized cuts between aligned images. + +After obtaining $\mathcal{F}_i, 1 \leq i \leq k$ , we use the corresponding cut between each pair of overlapping images $I_i$ and $I_j$ to recompute $O_{ij}$ and $O_{ji}$ . This is achieved by dilating the cut in each $I_i$ by $l$ pixels ( $l = 20$ ) and taking the union of the dilated regions to define $O_{ij}$ and $O_{ji}$ . After that, we rerun the view alignment to + +![](images/756d0410b500b3ecb42eb7a5dcbc2753e84a1847479330d91b913aafc7b0443d.jpg) +Fig. 7: Qualitative visualization. From top to bottom: Input 3D mesh; Latent-NeRF; TEXTure; Text2Tex; Ours. + +generate the inputs for texture stitching. This alternating procedure is iterated until the final output becomes steady (typically 2-3 iterations). Figure 6 (Right) shows that this alternate procedure can enhance visual consistency along the cuts. + +# 5 Experimental Results + +We begin with the experimental setup in Sec. 5.1. We then present the experimental results in Sec. 5.2. Finally, we describe an ablation study in Sec. 5.3. + +# 5.1 Experimental Setup + +Dataset. We collect 300 models from different categories in Objaverse [7]. We also collect 20 models used in other text-to-texture-mesh methods and models from generation approaches [9,32] for qualitative comparison. + +Baseline approaches. We evaluate our method against Latent-NeRF [28], TEXTure [33], Text2Tex [2], SyncMVD [27], and Zero123++ [38] the state-of-the-art text-to-textured-mesh approaches with open source implementations. We also compare with a popular multi-view texturing method (MVS-Texturing) [46] to show the superiority of our global optimization framework. + +Quantitative Comparisons. Qualitative evaluation of generative models is always a difficult problem. We follow TexFusion [1] and use the same qualitative evaluation metric (i.e., using the generated image based on the depth condition as an upper bound to calculate the FID [15]). In addition, a user study is designed in which human participants are asked to assign a numerical score between 1 and 10 for the generated result. + +![](images/68ec8492adc8b6943016dedbc40279d7d9114e1eec7b6b1cc579b0fec747c882.jpg) +Fig. 8: Global consistency and local consistency comparisons between SyncMVD and Ours. + +# 5.2 Analysis of Results + +Figure 7 compares our approach to the baseline approaches in five models with text prompts. Visually, our approach preserves the appearance among the individual images while ensuring a globally consistent texture output. In contrast, the results of Latent-NeRF are blurry. This is due to the averaging operation performed on the inconsistent outputs from pretrained text-to-image models. TEX-Ture and Text2Tex demonstrate some qualitative improvement over Latent-NeRF. However, the results of TEX-Ture and Text2Tex still exhibit noticeable visual artifacts due to accumulated errors in the sequential procedure. + +![](images/62123c054fd306345b6eadc051966b37135c91ae689c70553397ba1fa66d0b2a.jpg) +Fig.9: The left part: comparison between $\mathrm{Zero123 + + }$ , MVS-Texturing and Ours. The right part: intermediate results of $\mathrm{Zero123 + + }$ . + +Figure 8 compares our approach to SyncMVD [27]. Our approach reduces some of the global inconsistencies due to the 3D prior. The details are also clearer thanks to our optimization in rgb space. + +Figure 9 compares our approach to Zero123++ [38] and MVS-Texturing [46]. We generate the reference view image for Zero123++ via a control-net [54] and use MVS-Texturing to generate a texture map. It can be observed that our approach is better in detail and global consistency than Zero123++. We compare MVS-Texturing with our optimization under the same dataset generated from stage I. Both MVS-Texturing and our approach solve an MRF problem to obtain a textured output. However, our approach yields more visually appealing results, due to view selection and the alternating optimization between view alignment and view stitching. + +As shown in Tab. 1, the quantitative results are consistent with the relative improvement in visual performance. The blue numbers mean the second best performance. This result quantitatively justifies our design that combines view generation, selection, alignment, and view stitching. + +Table 1: FID is computed w.r.t. the set of images synthesized by control-net. User study: numerical scores in four aspects assigned between 1 and 10 (higher is better). + +
MethodFID(↓)Natural Color (↑)User study
More Details (↑)Less Artifacts (↑)Align with Prompt (↑)
Latent-NeRF59.715.434.384.845.56
TEXTure44.707.297.926.768.45
Text2Tex39.357.567.336.917.68
SynvMVD33.928.657.217.978.32
Zero123++53.936.805.835.448.09
MVS-Texturing37.477.366.465.518.34
Ours29.268.927.498.238.35
Ablation StudyNo view selectionNo view alignmentNo alternating optimizationOurs
FID(↓)41.5935.2431.5529.26
+ +In the user study, 87 participants participated in the comparison according to four metrics, including the naturalness of the coloring ("natural color"), the details of textures ("more details"), the artifacts ("less artifacts"), and the alignment with the input prompt ("align with prompt"), with each participant undertaking 3 tests. + +Our approach takes 10 to 15 minutes to texturize each model. On average, stage I takes 2 to 6 minutes, stage II takes 2.3 minutes, stage III takes 5.2 minutes, and stage IV takes 2 minutes. A desktop with a CPU of $3.2\mathrm{GHz}$ and NVIDIA 4090 GPU (only for stage I) is used in our experiments. The post-processing stages (stages II-IV) take approximately twice the running time of stage I, which is comparable to baseline approaches. Increasing the efficiency of stages II to IV, possibly using neural networks, GPU-based parallelism, or a combination of the two, is subject to future research. + +# 5.3 Ablation Study + +This section describes an ablation study of our approach. Quantitative results are given in and Tab. 1 and a qualitative result is available in supp. material. + +No view selection. View alignment is a critical component of our approach. Without view selection, the FID score increases by $42\%$ . Our observation is that without view selection, the textured mesh has appearance artifacts from erroneously selected images. There are also regions where the texture appearance is discontinuous. The latter issue is caused by inconsistent image alignment, where input affects output, despite the fact that robust alignment is used. + +No view alignment. View alignment is another critical component of our approach. Without view alignment, the FID score increases by $20\%$ . In this case, there are discontinuities across the textured mesh. These effects are caused by local multiview inconsistencies among the selected views. This issue cannot be easily addressed by solving an MRF problem to identify the cuts across the most consistent regions. + +No alternating optimization. Without alternating optimization, the performance of our approach drops both qualitatively and quantitatively. The FID score increases by $8\%$ . As shown in Fig. 6(a), we see some discontinuities across the cut. These are caused by the view alignment, in which pairwise alignments take into account all overlapping regions, even though some regions disagree. With alternating optimization, view alignments tend to be more consistent along the cuts, leading to improved results after cutting. + +# 6 Limitations + +One limitation of our approach is that we solve an optimization problem to adjust the colors of the generated images to make them consistent across different views. This procedure does not understand the latent factors of the illumination changes. In the future, we plan to learn a network to adjust the color of each image conditioned on a latent parameter, where the latent parameters are optimized together to ensure view consistency among the adjusted images. + +Another limitation is that pairwise image alignment and joint image alignment are decoupled, and we observed that the joint alignment stage does not perfectly fit the pairwise alignment results. This issue can be addressed by performing joint alignment to match the features of the pixels. + +The third limitation is the computational cost, where stages II to IV take 10 to 15 minutes on a standard desktop. This is about two times the cost of stage I. In the future, we plan to accelerate view alignment using neural networks. + +# 7 Conclusions + +This paper introduces an optimization procedure to generate a textured 3D mesh from pre-trained text-to-image models. We study three types of multi-view inconsistency patterns among text-to-image output, which are used to develop our four-step optimization procedure. We show the design of view generation, view selection, view alignment, and view stitching. In particular, alternating between view alignment and view stitching demonstrates significant quality enhancement. The experimental results show that our approach outperforms state-of-the-art text-to-textured-mesh approaches both qualitatively and quantitatively. + +There are ample venues for future research. First, unlike many existing approaches that are trained end-to-end, our approach can be considered as a post-processing step. A natural question is whether it is possible to integrate different stages together into a single neural network to optimize its performance. Another direction is to combine pre-trained text-to-image models with training data offered by textured 3D models. 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Zuo, Q., Gu, X., Qiu, L., Dong, Y., Zhao, Z., Yuan, W., Peng, R., Zhu, S., Dong, Z., Bo, L., Huang, Q.: Videomv: Consistent multi-view generation based on large video generative model (2024) \ No newline at end of file diff --git a/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/images.zip b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..46e90a9db42ca7b5ef27531496bb0284de49cf0d --- /dev/null +++ b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:ca86bd8962fbe4171710ff29c68d6f5f66d81433d5e6ac3529c50a1d6f95c55a +size 474022 diff --git a/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/layout.json b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..d4e53ec5527b942418c5863eada719cee3141d00 --- /dev/null +++ b/2024/An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes/layout.json @@ -0,0 +1,11999 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 133, + 112, + 479, + 147 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 112, + 479, + 147 + ], + "spans": [ + { + "bbox": [ + 133, + 112, + 479, + 147 + ], + "type": "text", + "content": "An Optimization Framework to Enforce Multi-View Consistency for Texturing 3D Meshes" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "spans": [ + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": "Zhengyi Zhao" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Chen Song" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Xiaodong Gu" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Yuan Dong" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Qi Zuo" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Weihao Yuan" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Liefeng Bo" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", Zilong Dong" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{1\\dagger}" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "text", + "content": ", and Qixing Huang" + }, + { + "bbox": [ + 158, + 167, + 455, + 194 + ], + "type": "inline_equation", + "content": "^{2\\dagger}" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 197, + 201, + 416, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 201, + 416, + 224 + ], + "spans": [ + { + "bbox": [ + 197, + 201, + 416, + 224 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 197, + 201, + 416, + 224 + ], + "type": "text", + "content": " Institute for Intelligent Computing, Alibaba Group " + }, + { + "bbox": [ + 197, + 201, + 416, + 224 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 197, + 201, + 416, + 224 + ], + "type": "text", + "content": " The University of Texas at Austin" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 252, + 455, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 252, + 455, + 462 + ], + "spans": [ + { + "bbox": [ + 160, + 252, + 455, + 462 + ], + "type": "text", + "content": "Abstract. A fundamental problem in the texturing of 3D meshes using pre-trained text-to-image models is to ensure multi-view consistency. State-of-the-art approaches typically use diffusion models to aggregate multi-view inputs, where common issues are the blurriness caused by the averaging operation in the aggregation step or inconsistencies in local features. This paper introduces an optimization framework that proceeds in four stages to achieve multi-view consistency. Specifically, the first stage generates an over-complete set of 2D textures from a predefined set of viewpoints using an MV-consistent diffusion process. The second stage selects a subset of views that are mutually consistent while covering the underlying 3D model. We show how to achieve this goal by solving semi-definite programs. The third stage performs non-rigid alignment to align the selected views across overlapping regions. The fourth stage solves an MRF problem to associate each mesh face with a selected view. In particular, the third and fourth stages are iterated, with the cuts obtained in the fourth stage encouraging non-rigid alignment in the third stage to focus on regions close to the cuts. Experimental results show that our approach significantly outperforms baseline approaches both qualitatively and quantitatively. Project page: https://aigc3d.github.io/ConsistenTex." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "spans": [ + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "type": "text", + "content": "Keywords: 3D texturing " + }, + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "type": "text", + "content": " Multi-view consistency " + }, + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 471, + 432, + 483 + ], + "type": "text", + "content": " Optimization" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 502, + 230, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 502, + 230, + 514 + ], + "spans": [ + { + "bbox": [ + 132, + 502, + 230, + 514 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 527, + 482, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 527, + 482, + 598 + ], + "spans": [ + { + "bbox": [ + 130, + 527, + 482, + 598 + ], + "type": "text", + "content": "The performance of text-to-image models has reached a state where they can generate photorealistic 2D images of textured objects from a simple text prompt. This ability has stimulated a lot of interest in developing textured mesh models from a text prompt through multiple views of a 3D model. However, the idea of using 2D text-to-image models to synthesize 3D textures faces the fundamental challenge of achieving multi-view consistency among the 2D inputs." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 599, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 599, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 599, + 482, + 647 + ], + "type": "text", + "content": "There are two types of approaches towards achieving multi-view consistency. The first type [1,2,28,33,52] generates 3D textures purely based on 2D inputs and performs some type of averaging among overlapping regions of the 2D inputs. Although the goal is to retain high-quality details from the 2D inputs," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 124, + 653, + 422, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 124, + 653, + 422, + 665 + ], + "spans": [ + { + "bbox": [ + 124, + 653, + 422, + 665 + ], + "type": "text", + "content": "† Corresponding authors: list.dzl@alibaba-inc.com, huangqx@utexas.edu." + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 473, + 219 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 473, + 219 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 473, + 219 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 473, + 219 + ], + "type": "image", + "image_path": "191c82bcfce2a4e16bc4f5803f37f9e4b79092bd86bffe2dbfa69aeb635f7c2d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 228, + 482, + 262 + ], + "lines": [ + { + "bbox": [ + 130, + 228, + 482, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 228, + 482, + 262 + ], + "type": "text", + "content": "Fig. 1: Given a 3D mesh and a text prompt, we propose an optimization framework to synthesize the multi-view consistent texture. Top: meshes from a 3D generation model. Bottom: artist-created meshes." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 298, + 482, + 358 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 298, + 482, + 358 + ], + "spans": [ + { + "bbox": [ + 130, + 298, + 482, + 358 + ], + "type": "text", + "content": "the results among overlapping regions are usually blurry due to averaging. The second type [26, 38, 39, 45, 48-50] leverages 3D data to enhance multi-view consistency, e.g., by using attention modules trained from rendered images of 3D models. These methods improved multi-view consistency, but the results tend to overfit rendered images and lose realistic image details in synthetic 2D images." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 365, + 482, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 485 + ], + "type": "text", + "content": "This paper presents a novel text-to-textured-mesh approach that achieves multi-view consistent results. Our approach makes contributions in both types of methods and combines their strength in a seamless way. While our approach also employs 3D data for training, we focus on promoting multi-view consistency in global style and shape that possess a minimal domain gap between rendered images and synthetic 2D images. On the other hand, we allow for global drifts in image details, which are the main source of overfitting. To achieve multiview consistency, we perform non-rigid alignments among overlapping regions of synthetic 2D images. Non-rigid alignments are performed among a subset of images selected from an over-complete of synthetic 2D images." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 491, + 482, + 600 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 491, + 482, + 600 + ], + "spans": [ + { + "bbox": [ + 130, + 491, + 482, + 600 + ], + "type": "text", + "content": "Specifically, our approach proceeds in four stages. The first stage uses a pretrained text-to-image model to generate an overcomplete set of candidate textures from a predefined set of viewpoints. The second stage optimizes a subset of views that are mutually consistent. The third stage performs joint alignment among selected 2D textures to maximize consistency across overlapping regions. The fourth stage cuts and stitches the aligned texture images into a consistently textured mesh. The third and fourth stages are iterated in an alternating manner, where the cuts obtained in the fourth stage guide the non-rigid alignment procedure so that alignment focuses on regions near the optimized cuts." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Experimental results show that our approach outperforms state-of-the-art text-to-texture approaches both qualitatively and quantitatively. Qualitatively, our approach is much more photorealistic and does not present discontinuous or blurry texture elements that are frequent among other approaches. Quantitatively, our approach achieves a better FID score than the existing methods." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 482, + 222 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 482, + 222 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 482, + 222 + ], + "type": "text", + "content": "Multi-View Representation. Multi-view representations are used in many 3D recognition approaches [13, 14, 16, 21, 42, 47], where the key idea is to take advantage of large-scale pre-trained 2D networks. Our approach is particularly related to methods that perform 3D object reconstruction by predicting depth images from given viewpoints [40, 44]. However, these approaches simply fuse the multi-view predictions and fail to enforce the multi-view consistency. Therefore, the reconstruction is blurry and unrealistic." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 223, + 482, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 223, + 482, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 482, + 342 + ], + "type": "text", + "content": "Consistent Multi-View Generation. A challenge in text-to-textured-mesh models is ensuring the multi-view consistency among the text-to-image outputs. Dreamfusion [31] optimizes the geometry and color of a NeRF through SDS loss. Zero123 [25] successfully employs a camera transformation as condition to synthesize novel views from an image. TextMesh [45] leverages quartet canonical views for mesh rendering, yet it tent to yield blurry results. Several methods [26, 38, 39, 48–50, 55] are trained on 3D rendered datasets [7] to enhance consistency but tend to lose realistic details in generated images. Moreover, most of them are agnostic to depth condition, which is crucial for alignment between 2D images and 3D meshes." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 342, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 482, + 569 + ], + "type": "text", + "content": "Text-to-Texture Models. Several pioneers [4,29,30] are trained on a semantic CLIP loss, but still struggle to generate high quality textures with text condition. Trained with a large dataset [35], diffusion models [34] can generate high-quality images with rich details from text prompts. On this basis, additional conditions are added to provide 3D structure-aware through rendering of meshes, such as depth maps and inpainting masks [54]. Some methods [2,33] generate single view 2D images on these conditions and incrementally merge them into one mesh texture. However, these approaches can easily lead to suboptimal results due to accumulated errors and the lack of global perception. Using a latent UV map [1,12,19,27,28] as a unified representation has demonstrated its effectiveness of increasing global consistency. Since latent pixels compress a patch in RGB images, the decoded RGB pixels cannot guarantee 3D consistency, which leads to the blurriness or inconsistent details in the textures. The other methods [52,53] finetune a diffusion model on latent UV space to avoid projection, but also generate artifacts with poor UV expansions. Besides, generating PRB materials is also considered as a focus in some work [3,8,51]. In contrast, our approach performs alternating optimization of non-rigid alignment among the selected images, as well as joint optimization of the best cuts to guide the non-rigid alignment." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "View Selection. The quality of a multi-view representation is highly dependent on the distribution of source 2D views. View selection is related to the view saliency problem, which has been extensively studied in the existing literature [5, 10, 18, 22, 23, 36, 41]. Closely related to our work, Sun et al. [43] present an approach to optimize camera poses to maximize the coverage of an input scene. Wei et al. [47] optimize viewpoints to maximize the quality of fusion of the learned 2D features. We introduce a view selection approach that selects a subset of consistent views. Driven by the goal of enforcing multi-view consistency, we" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 239, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 239, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 239, + 91, + 447, + 102 + ], + "type": "text", + "content": "Texturing 3D Meshes with Multi-View Consistency" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "propose a novel formulation that optimizes a view-consistent score among the chosen images, while constraining that the selected images provide complete coverage of the underlying 3D model." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 260 + ], + "type": "text", + "content": "Texture Cutting and Stitching. Cutting and stitching overlapping images is a fundamental approach to texture synthesis. The pioneering work of Efros and Freeman [11] optimizes cuts between pairs of overlapping patches for texture synthesis. Our method formulates cut optimization and texture stitching as a second-order MRF problem on the mesh faces, where the second-order term models view consistency across different images. This MRF formulation is introduced by Waechter et al. [46], and our contribution lies in the jointly aligned images as input. In particular, we find it essential to alternate between solving the MRF problem and using the MRF output to refine its inputs." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 279, + 211, + 292 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 279, + 211, + 292 + ], + "spans": [ + { + "bbox": [ + 132, + 279, + 211, + 292 + ], + "type": "text", + "content": "3 Overview" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 305, + 259, + 317 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 305, + 259, + 317 + ], + "spans": [ + { + "bbox": [ + 132, + 305, + 259, + 317 + ], + "type": "text", + "content": "3.1 Problem Statement" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "text", + "content": "Suppose that we have a 3D model represented as a triangular mesh " + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "inline_equation", + "content": "\\mathcal{M} = (\\mathcal{V},\\mathcal{F})" + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "inline_equation", + "content": "\\mathcal{V}" + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "inline_equation", + "content": "\\mathcal{F}" + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "text", + "content": " denote the vertex and face sets, respectively. Given a text prompt as input, our goal is to convert " + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 326, + 480, + 361 + ], + "type": "text", + "content": " into a textured mesh." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 380, + 261, + 393 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 380, + 261, + 393 + ], + "spans": [ + { + "bbox": [ + 132, + 380, + 261, + 393 + ], + "type": "text", + "content": "3.2 Approach Overview" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "type": "text", + "content": "View generation. The first stage takes an overcomplete set of " + }, + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "type": "text", + "content": " views of the 3D model " + }, + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 402, + 480, + 472 + ], + "type": "text", + "content": " and the associated depth images as input and outputs the corresponding RGB-D images using a text-to-image model. Consistent with TexFusion [1], we exploit a depth conditioning image generation model. At this stage, the output RGB-D images are generated in isolation, and inconsistencies across views are expected." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 474, + 480, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 480, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 480, + 544 + ], + "type": "text", + "content": "View selection. The second stage selects a subset of RGB-D images that are consistent with each other. This is formulated as a solution to a quadratic assignment problem in which the objective function models the consistency scores between pairs of RGB-D images, under the constraint that the selected images provide a complete coverage of " + }, + { + "bbox": [ + 130, + 474, + 480, + 544 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 474, + 480, + 544 + ], + "type": "text", + "content": ". We introduce a novel sequential semidefinite programming approach to solve this problem accurately and efficiently." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 545, + 480, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 480, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 480, + 628 + ], + "type": "text", + "content": "View alignment. The third stage performs joint non-rigid warping of the selected images so that the pixel colors after warping agree with each other. We first solve a joint optimization problem to alleviate illumination changes in the selected images. We then use SIFTFlow [24] to precompute dense correspondences between overlapping views. The resulting correspondences are fed into another joint optimization problem to optimize the deformation of each view so that the deformed images are view-consistent." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 629, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 480, + 665 + ], + "type": "text", + "content": "View cutting and stitching. The final stage outputs a cut of each aligned image so that they form a seamless textured output. We formulate this as solving a second-order MRF problem to optimize the label of each mesh face, where the" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 479, + 190 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 479, + 190 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 479, + 190 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 479, + 190 + ], + "type": "image", + "image_path": "e4e2d155a118bc2f53886fc29fe0c7b12bba930480072e7312d44eeb4fb974f6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 199, + 482, + 277 + ], + "lines": [ + { + "bbox": [ + 130, + 199, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 130, + 199, + 482, + 277 + ], + "type": "text", + "content": "Fig. 2: The overall pipeline of our approach, which consists of four stages. The first stage (view generation) uses a pre-trained text-to-image model to generate an overcomplete set of RGB-D images of the input model. The second stage (view selection) selects a subset of consistent RGB-D images from the view generation output. The third stage (view alignment) performs non-rigid warping to further improve the multi-view consistency among the selected images. The last stage (texture stitching) produces cuts between pairs of overlapping images by solving a second-order MRF problem." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 300, + 479, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 479, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 479, + 323 + ], + "type": "text", + "content": "pairwise terms model view consistency. The output is a textured mesh with aligned images as the texture source." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 323, + 480, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 323, + 480, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 323, + 480, + 384 + ], + "type": "text", + "content": "The output provides cuts between pairs of overlapping images along which the pixel colors of the deformed images agree. We then use these cuts to guide the view alignment to focus on regions near these cuts to make the input to the MRF more consistent. Empirically, we find 2 to 3 iterations of view alignment and view cutting and stitching sufficient." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 401, + 212, + 415 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 401, + 212, + 415 + ], + "spans": [ + { + "bbox": [ + 132, + 401, + 212, + 415 + ], + "type": "text", + "content": "4 Approach" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 426, + 480, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 480, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 480, + 485 + ], + "type": "text", + "content": "As illustrated in Fig. 2, our approach consists of four stages. We first describe view generation and view selection in Sec. 4.1 and Sec. 4.2, respectively. We then elaborate on view alignment in Sec. 4.3. Finally, we introduce texture cutting and stitching and discuss how to alternate between this stage and view alignment in Sec. 4.4." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 502, + 289, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 502, + 289, + 514 + ], + "spans": [ + { + "bbox": [ + 132, + 502, + 289, + 514 + ], + "type": "text", + "content": "4.1 Stage I: View Generation" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 521, + 480, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 480, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 480, + 617 + ], + "type": "text", + "content": "The purpose of this stage is to generate initial multi-view images from the input text prompt. Directly generating high-quality images that are also consistent using state-of-the-art diffusion-based techniques is extremely difficult. Existing approaches typically explore a trade-off between single-image quality and multiview consistency. The difference in our approach is that we have a post-processing step that combines view selection, view alignment, and view stitching. This offers us freedom to design the view generation procedure to maximize the performance of the final output." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "Specifically, our post-processing step allows drifted image details as it performs alignment. However, it cannot create image details. Therefore, the multiview outputs should contain texture details of the final output. Moreover, view alignment is most effective when the absolute displacements are local, meaning" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 238, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 238, + 91, + 448, + 102 + ], + "type": "text", + "content": "Texturing 3D Meshes with Multi-View Consistency" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 114, + 252, + 192 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 252, + 192 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 252, + 192 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 252, + 192 + ], + "type": "image", + "image_path": "764485deb1105c018af811117af8107e5c911cae432e5a0d49127afe092f652c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 187, + 194, + 200, + 205 + ], + "lines": [ + { + "bbox": [ + 187, + 194, + 200, + 205 + ], + "spans": [ + { + "bbox": [ + 187, + 194, + 200, + 205 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 255, + 114, + 372, + 192 + ], + "blocks": [ + { + "bbox": [ + 255, + 114, + 372, + 192 + ], + "lines": [ + { + "bbox": [ + 255, + 114, + 372, + 192 + ], + "spans": [ + { + "bbox": [ + 255, + 114, + 372, + 192 + ], + "type": "image", + "image_path": "6d542df39f415aa651a2972cb4886e2b61f5e977f781d63568ec667552eb975e.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 307, + 194, + 320, + 205 + ], + "lines": [ + { + "bbox": [ + 307, + 194, + 320, + 205 + ], + "spans": [ + { + "bbox": [ + 307, + 194, + 320, + 205 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 214, + 480, + 281 + ], + "lines": [ + { + "bbox": [ + 130, + 214, + 480, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 214, + 480, + 281 + ], + "type": "text", + "content": "Fig. 3: Three types of multi-view inconsistencies from pre-trained text-to-image models. (a) The appearance of the image content may change significantly, even with slight perturbations in the camera pose (see the bottom row). (b) There are variations in illumination among overlapping regions of different views. (c) There are drifts in the detail of the image between overlapping regions of different views. (The left column images in (b) and (c) are warped with each other.)" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 375, + 114, + 452, + 192 + ], + "blocks": [ + { + "bbox": [ + 375, + 114, + 452, + 192 + ], + "lines": [ + { + "bbox": [ + 375, + 114, + 452, + 192 + ], + "spans": [ + { + "bbox": [ + 375, + 114, + 452, + 192 + ], + "type": "image", + "image_path": "c57b2d8e9b17d1d2c9567ac0a3640892f5b4d42b19e18046d1b78751cc35a45d.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 422, + 194, + 434, + 205 + ], + "lines": [ + { + "bbox": [ + 422, + 194, + 434, + 205 + ], + "spans": [ + { + "bbox": [ + 422, + 194, + 434, + 205 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 434, + 194, + 454, + 205 + ], + "lines": [ + { + "bbox": [ + 434, + 194, + 454, + 205 + ], + "spans": [ + { + "bbox": [ + 434, + 194, + 454, + 205 + ], + "type": "text", + "content": "" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 454, + 118, + 482, + 191 + ], + "blocks": [ + { + "bbox": [ + 454, + 118, + 482, + 191 + ], + "lines": [ + { + "bbox": [ + 454, + 118, + 482, + 191 + ], + "spans": [ + { + "bbox": [ + 454, + 118, + 482, + 191 + ], + "type": "image", + "image_path": "96617705ca6fb82b226cbfb1b56edaf3c7934b9033faca76f9d08a7b5eafb61e.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 304, + 480, + 340 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 480, + 340 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 480, + 340 + ], + "type": "text", + "content": "some global consistency among the output multi-views is also important. To this end, we introduce a three-phase diffusion procedure to generate the multi-view outputs." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 341, + 480, + 412 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 341, + 480, + 412 + ], + "spans": [ + { + "bbox": [ + 130, + 341, + 480, + 412 + ], + "type": "text", + "content": "Similar to Zero123++ [38], the first phase leverages 3D priors to guide the diffusion procedure. We first utilize a multi-view consistent model (see supp. material) finetuned on the GObjaverse [32] dataset to provide 3D prior. Note that this model is applied only at the initial diffusion step 800. It ensures the global consistency of the image outputs, yet it has minimal influence on later diffusion steps that are responsible for recovering image details." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 412, + 480, + 508 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 412, + 480, + 508 + ], + "spans": [ + { + "bbox": [ + 130, + 412, + 480, + 508 + ], + "type": "text", + "content": "The second phase, which runs between diffusion steps 800-200, adopts latent UV mapping [28], a popular data-free approach to enforce multi-view consistency. The key idea is to aggregate multiple views in a shared latent map that is then mapped back to individual views. Although improved consistency is achieved, image details can still be dropped during the aggregation step, which performs some type of averaging (see supp. material). Therefore, similar to SyncMVD [27], we do not perform latent UV mapping to generate the final output." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 508, + 480, + 531 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 480, + 531 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 480, + 531 + ], + "type": "text", + "content": "The final phase performs diffusion on each view independently to generate texture details." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 532, + 480, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 532, + 480, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 532, + 480, + 604 + ], + "type": "text", + "content": "As shown in Fig. 3, the multi-view image generation results are consistent in global style and shape. However, local shapes and styles may differ and there are also drifts. Another important idea is to generate an over-complete set of images and operate on a subset of more consistent images to generate the output. This approach nicely mitigates inconsistency introduced in the third phase, which is performed on each view independently." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 621, + 282, + 633 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 621, + 282, + 633 + ], + "spans": [ + { + "bbox": [ + 131, + 621, + 282, + 633 + ], + "type": "text", + "content": "4.2 Stage II: View Selection" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": "With " + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{I} = \\{I_1, \\dots, I_n\\}" + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": ", we denote the result of stage I. The goal of the second stage is to select a subset of images " + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{I}^{\\star} \\subset \\mathcal{I}" + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": " such that 1) the quality of each" + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "image is high, 2) the images are mutually consistent, and 3) the images cover the underlying 3D object. In the following, we first introduce a general optimization formulation that takes as input a single image scoring function " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "s(I_i)" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " and a consistency scoring function " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "s(I_i, I_j)" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": ". We then discuss how to define " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "s(I_i)" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "s(I_i, I_j)" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " in our setting." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": "**Optimization formulation.** Given " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "s(I_i)" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "s(I_i, I_j)" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": ", we solve a constrained optimization problem to select consistent images. We introduce an indicator variable " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "z_i \\in \\{0, 1\\}" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " for each " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "z_i = 1" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " indicates that " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " is selected and vice versa. Let vector " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " collect all indicators, while vector " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "\\mathbf{s} = (s(I_i)) \\in \\mathbb{R}^n" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " and matrix " + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "inline_equation", + "content": "S = (s(I_i, I_j)) \\in \\mathbb{R}^{n \\times n}" + }, + { + "bbox": [ + 130, + 175, + 479, + 236 + ], + "type": "text", + "content": " collect image quality and consistency scores." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "text", + "content": "Our goal is to optimize " + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "text", + "content": " to minimize " + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "inline_equation", + "content": "s^T\\mathbf{z} + \\lambda \\mathbf{z}^T S\\mathbf{z}" + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "text", + "content": " while ensuring that the selected images cover the underlying model. To this end, we model the coverage constraint as " + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "inline_equation", + "content": "C\\mathbf{z} \\geq \\mathbf{1}" + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "text", + "content": ", that is, each row of " + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 236, + 479, + 295 + ], + "type": "text", + "content": " constrains that one face on the underlying mesh is covered by at least one selected image. This leads to the following optimization problem:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 197, + 302, + 479, + 322 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 302, + 479, + 322 + ], + "spans": [ + { + "bbox": [ + 197, + 302, + 479, + 322 + ], + "type": "interline_equation", + "content": "\\underset {\\boldsymbol {z} \\in \\{0, 1 \\} ^ {n}} {\\text {m i n i m i z e}} \\boldsymbol {s} ^ {T} \\boldsymbol {z} + \\lambda \\boldsymbol {z} ^ {T} S \\boldsymbol {z} \\quad \\text {s u b j e c t t o} C \\boldsymbol {z} \\geq \\mathbf {1}. \\tag {1}", + "image_path": "1669c28d7830c17bbc064b8ed48be2cf8ac4d47f5effc9a417d83c219885c94c.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": "Equation (1) is hard to optimize, due to non-convexity and integer variables. We introduce two relaxations. The first relaxes " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "z_{i}" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": " so that they can take real values between 0 and 1, and the second uses the semidefinite programming relaxation to " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "z^{T}Sz" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": ". More precisely, we introduce an additional matrix variable " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "Y = zz^{T}" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": " and apply the standard relaxation approach as " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "Y \\succeq zz^{T}" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "\\mathrm{diag}(Y) = z" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": ". Furthermore, we maintain an index set " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_f" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": " that specifies all currently selected images. Initially, we " + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_f = \\emptyset" + }, + { + "bbox": [ + 130, + 330, + 480, + 413 + ], + "type": "text", + "content": ". This leads to the following semidefinite program:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 176, + 434, + 306, + 450 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 176, + 434, + 306, + 450 + ], + "spans": [ + { + "bbox": [ + 176, + 434, + 306, + 450 + ], + "type": "interline_equation", + "content": "\\underset {\\boldsymbol {z} \\in \\mathbb {R} ^ {n}, Y \\in \\mathbb {R} ^ {n \\times n}} {\\text {m i n i m i z e}} \\quad \\langle \\boldsymbol {s}, \\boldsymbol {z} \\rangle + \\lambda \\langle S, Y \\rangle", + "image_path": "12f567bd5f262c40b66e3aafd0e04bd1795641db672b3bf14a4bbc1b7a69b3b7.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 186, + 456, + 438, + 467 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 456, + 438, + 467 + ], + "spans": [ + { + "bbox": [ + 186, + 456, + 438, + 467 + ], + "type": "text", + "content": "subject to " + }, + { + "bbox": [ + 186, + 456, + 438, + 467 + ], + "type": "inline_equation", + "content": "C\\mathbf{z}\\geq \\mathbf{1},\\quad 0\\leq \\mathbf{z}\\leq 1,\\quad 0\\leq Y,\\quad \\mathrm{diag}(Y) = \\mathbf{z}," + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 240, + 471, + 479, + 496 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 240, + 471, + 479, + 496 + ], + "spans": [ + { + "bbox": [ + 240, + 471, + 479, + 496 + ], + "type": "interline_equation", + "content": "z _ {i} = 1, \\quad \\forall i \\in \\mathcal {I} _ {f}, \\quad \\left( \\begin{array}{c c} Y & z \\\\ z ^ {T} & 1 \\end{array} \\right) \\succeq 0, \\tag {2}", + "image_path": "3a38bf33980f41402b14b423c8817aff7ad8c748ae6c12cbf0a9bc064c413f33.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "spans": [ + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "inline_equation", + "content": "Y \\succeq \\mathbf{z} \\mathbf{z}^T" + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": " is identical to Eq. (2). We then augment " + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_f" + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "inline_equation", + "content": "i^\\star = \\operatorname{argmax}_{i \\notin \\mathcal{I}_f} z_i" + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": ". This procedure is iterated until " + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "inline_equation", + "content": "C\\mathbf{z} \\geq 1" + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": " is satisfied. For simplicity, we assume that the selected views are the first " + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "inline_equation", + "content": "k < n" + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": " images " + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "inline_equation", + "content": "I_i, 1 \\leq i \\leq k" + }, + { + "bbox": [ + 130, + 503, + 490, + 539 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "spans": [ + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": "Image score " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "s(I)" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": ". Our key observation is that if the quality of an image " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " is high, then the pixel colors tend to repeat among other input images. This motivates us to build a probabilistic color model for each vertex " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "v \\in \\mathcal{V}" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " (cf., Fig. 4 (Left)). Specifically, denote " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_v \\subset \\mathcal{I}" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " as the subset of images in which " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " is visible. Let " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "c(v, I)" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " be the color of " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": ". We first perform mean shift clustering [6] to extract the largest cluster of " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "\\{c(v, I) | I \\in \\mathcal{I}_v\\}" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": ", which represents the most represented color. With " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "c_v" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "inline_equation", + "content": "\\sigma_v" + }, + { + "bbox": [ + 130, + 540, + 480, + 634 + ], + "type": "text", + "content": " we denote the center and variance of this cluster. We then define" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 227, + 641, + 479, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 227, + 641, + 479, + 667 + ], + "spans": [ + { + "bbox": [ + 227, + 641, + 479, + 667 + ], + "type": "interline_equation", + "content": "p (v, \\boldsymbol {c}) = \\frac {1}{(2 \\pi) ^ {\\frac {3}{2}}} \\frac {1}{\\sigma_ {v} ^ {3}} \\exp \\left(- \\frac {\\| \\boldsymbol {c} - \\boldsymbol {c} _ {v} \\| ^ {2}}{2 \\sigma_ {v} ^ {2}}\\right). \\tag {3}", + "image_path": "fe0a631b1321bf5e64dce85d0acf42aae23c911dd2153e69827506c88b0f52b2.jpg" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "type": "text", + "content": "Texturing 3D Meshes with Multi-View Consistency" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 291, + 213 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 291, + 213 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 291, + 213 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 291, + 213 + ], + "type": "image", + "image_path": "3343347ae84ceeceaab8bbe04e5d8293a197c84479dfb53a085b3bff8621c826.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "lines": [ + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "spans": [ + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "text", + "content": "Fig. 4: Illustration of view selection. (Left) The input images ranked in the increasing order of " + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "inline_equation", + "content": "S(I_i)" + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "text", + "content": ". (Right) The selected images that consider the image scores " + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "inline_equation", + "content": "S(I_i)" + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "text", + "content": ", the consistency scores " + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "inline_equation", + "content": "S(I_i, I_j)" + }, + { + "bbox": [ + 130, + 220, + 482, + 255 + ], + "type": "text", + "content": " and the covering constraint." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 293, + 114, + 482, + 212 + ], + "blocks": [ + { + "bbox": [ + 293, + 114, + 482, + 212 + ], + "lines": [ + { + "bbox": [ + 293, + 114, + 482, + 212 + ], + "spans": [ + { + "bbox": [ + 293, + 114, + 482, + 212 + ], + "type": "image", + "image_path": "3b56de95012c4ad78348e0e98fdd5eb085128e526a16ab3650db43bd4ea774cc.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": "Given an image " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": ", let " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_I \\subset \\mathcal{V}" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": " collect all visible vertices in " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": ". We sort the values " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\{p(v, \\boldsymbol{c}(v, I)) | v \\in \\mathcal{V}_I\\}" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": " in increasing order and set the score " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "s'(I)" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": " as the " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "t\\%" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": " percentile (" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "t = 20" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": ") of " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "p(v, \\boldsymbol{c}(v, I))" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": ". The final score is given by " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "s(I) = (s_{\\max} - s'(I)) / (s_{\\max} - s_{\\min})" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "s_{\\max}(s_{\\min}) = \\max_I(\\min_I)s'(I)" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": ". As shown in Fig. 4 (Left), high-quality images tend to have small values in " + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "inline_equation", + "content": "s(I)" + }, + { + "bbox": [ + 130, + 277, + 482, + 338 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "type": "text", + "content": "Consistency score " + }, + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "type": "inline_equation", + "content": "s(I_i, I_j)" + }, + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "type": "text", + "content": ". For the purpose of view selection, we find that defining " + }, + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "type": "inline_equation", + "content": "s(I_i, I_j)" + }, + { + "bbox": [ + 130, + 338, + 481, + 361 + ], + "type": "text", + "content": " based on mean color differences without alignments is sufficient." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "text", + "content": "We set " + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "inline_equation", + "content": "s(I_i, I_j) = 0" + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "text", + "content": " if " + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "inline_equation", + "content": "I_j" + }, + { + "bbox": [ + 130, + 361, + 481, + 385 + ], + "type": "text", + "content": " do not overlap. Figure 4 (Right) shows that the consistency score is critical to selecting consistent images." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 404, + 294, + 416 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 404, + 294, + 416 + ], + "spans": [ + { + "bbox": [ + 132, + 404, + 294, + 416 + ], + "type": "text", + "content": "4.3 Stage III: View Alignment" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "text", + "content": "The third stage of our approach performs non-rigid alignment among the selected RGB-D images, making them consistent among their overlapping regions. As illustrated by Fig. 5, we achieve this goal in two steps. The first step adjusts the pixel colors together to reduce the illumination variations in the selected images. The second step performs joint image warping to align image features across the selected images. In both steps, we parameterize the deformation of each image using the free-form deformation (FFD) [37] on a regular " + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "inline_equation", + "content": "L \\times L" + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "text", + "content": " lattice (we choose " + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "inline_equation", + "content": "L = 20" + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "text", + "content": " for color adjustment and " + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "inline_equation", + "content": "L = 40" + }, + { + "bbox": [ + 130, + 425, + 482, + 567 + ], + "type": "text", + "content": " for image warping). Note that it is possible to avoid illumination variations by training text-to-image models from rendered 3D shapes. However, our goal is to use photorealistic images from pre-trained text-to-image models. Therefore, we chose to solve an optimization problem to consistently reduce color variations." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "text", + "content": "Color adjustment. With " + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "inline_equation", + "content": "I_i^x \\in \\mathbb{R}^{m \\times m}" + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "inline_equation", + "content": "x \\in \\{r, g, b\\}" + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "text", + "content": " denote the color channel the image " + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "text", + "content": ", we parameterize the adjusted image " + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "inline_equation", + "content": "\\hat{I}_i^x" + }, + { + "bbox": [ + 130, + 568, + 481, + 594 + ], + "type": "text", + "content": " as:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 201, + 603, + 481, + 618 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 201, + 603, + 481, + 618 + ], + "spans": [ + { + "bbox": [ + 201, + 603, + 481, + 618 + ], + "type": "interline_equation", + "content": "\\hat {I} _ {i} ^ {x} (\\boldsymbol {p}) = B (\\boldsymbol {p}) \\boldsymbol {c} _ {i, x} ^ {1} + I _ {i} ^ {x} (\\boldsymbol {p}) B (\\boldsymbol {p}) \\left(\\boldsymbol {1} - \\boldsymbol {c} _ {i, x} ^ {0} - \\boldsymbol {c} _ {i, x} ^ {1}\\right), \\tag {4}", + "image_path": "97d0cebe37a1d90c032cb7aea369cd1e3e287a7d2c6a931d8ff60ad1c293e598.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "B(\\pmb{p}) \\in \\mathbb{R}^{1 \\times L^2}" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " is a sparse vector that encodes the FFD coefficients of pixel " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{p}" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{c}_{i,x}^0" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{c}_{i,x}^1" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " are control weights that correspond to all black and white pixels. Let " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_i" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " be the diagonal matrix that specifies the inactive control weights" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 247, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 247, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 247, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 114, + 184, + 210 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 184, + 210 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 184, + 210 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 184, + 210 + ], + "type": "image", + "image_path": "9a9122cb4542d76933fad3c1fb5e9a5e91bc61a1127afe47682298f4e6c4776f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 154, + 213, + 166, + 224 + ], + "lines": [ + { + "bbox": [ + 154, + 213, + 166, + 224 + ], + "spans": [ + { + "bbox": [ + 154, + 213, + 166, + 224 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 187, + 114, + 236, + 211 + ], + "blocks": [ + { + "bbox": [ + 187, + 114, + 236, + 211 + ], + "lines": [ + { + "bbox": [ + 187, + 114, + 236, + 211 + ], + "spans": [ + { + "bbox": [ + 187, + 114, + 236, + 211 + ], + "type": "image", + "image_path": "fcb5de2d3dbe4d5312c10658b8fc5a967ae93d9ca5bdfa9e1ff86cf04dcd78d1.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 206, + 213, + 219, + 224 + ], + "lines": [ + { + "bbox": [ + 206, + 213, + 219, + 224 + ], + "spans": [ + { + "bbox": [ + 206, + 213, + 219, + 224 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 240, + 114, + 288, + 210 + ], + "blocks": [ + { + "bbox": [ + 240, + 114, + 288, + 210 + ], + "lines": [ + { + "bbox": [ + 240, + 114, + 288, + 210 + ], + "spans": [ + { + "bbox": [ + 240, + 114, + 288, + 210 + ], + "type": "image", + "image_path": "8771b49bc5d591e8fa57f64bd9a454a720e0ee26321526a24b9bcf8e7a743da4.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 288, + 213, + 304, + 224 + ], + "lines": [ + { + "bbox": [ + 288, + 213, + 304, + 224 + ], + "spans": [ + { + "bbox": [ + 288, + 213, + 304, + 224 + ], + "type": "text", + "content": "" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 289, + 114, + 304, + 210 + ], + "blocks": [ + { + "bbox": [ + 289, + 114, + 304, + 210 + ], + "lines": [ + { + "bbox": [ + 289, + 114, + 304, + 210 + ], + "spans": [ + { + "bbox": [ + 289, + 114, + 304, + 210 + ], + "type": "image", + "image_path": "c8dbf930723260a174abab4f92b8853b5dbe77ac1eedd8e1502b790983fb79bf.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 233, + 482, + 310 + ], + "lines": [ + { + "bbox": [ + 130, + 233, + 482, + 310 + ], + "spans": [ + { + "bbox": [ + 130, + 233, + 482, + 310 + ], + "type": "text", + "content": "Fig. 5: Illustration of the view alignment stage. We show the result of two overlapping images through the joint view alignment procedure. (a) Two input images. (b) After adjustment of the global illumination. (c) From left to right: overlapping regions of each input image, warped images using ground-truth maps between the overlapping regions, overlaid results of the first two columns, and overlaid after SIFTFlow alignment. (d) Overlaid alignments after joint alignment. 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The control weights are restricted by " + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "inline_equation", + "content": "0 \\leq \\pmb{c}_{i,x}^{0}" + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "inline_equation", + "content": "0 \\leq \\pmb{c}_{i,x}^{1}" + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "inline_equation", + "content": "\\pmb{c}_{i,x}^{0} + \\pmb{c}_{i,x}^{1} \\leq \\mathbf{1}" + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "inline_equation", + "content": "M_{i}\\pmb{c}_{i,x}^{0} = M_{i}\\pmb{c}_{i,x}^{1} = \\mathbf{0}" + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "text", + "content": ", which ensure that " + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "inline_equation", + "content": "\\hat{I}_i^x \\in [0,1]^{m \\times m}" + }, + { + "bbox": [ + 130, + 333, + 480, + 371 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "spans": [ + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": "We use " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "(I_{ij} \\subset I_i, I_{ji} \\subset I_j)" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": " to denote the regions that overlap between " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "I_j" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": ". Let " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "g_{ij}: I_{ji} \\to I_{ij}" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "g_{ji}: I_{ij} \\to I_{ji}" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": " be the ground-truth correspondence maps between them. We solve the following quadratic program with linear constraints to determine " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "\\pmb{c}_{i,x}^{0}" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "inline_equation", + "content": "\\pmb{c}_{i,x}^{1}" + }, + { + "bbox": [ + 130, + 371, + 480, + 421 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 155, + 428, + 457, + 462 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 155, + 428, + 457, + 462 + ], + "spans": [ + { + "bbox": [ + 155, + 428, + 457, + 462 + ], + "type": "interline_equation", + "content": "\\min _ {\\left\\{\\boldsymbol {c} _ {i, x} ^ {l} \\right\\}} \\sum_ {x \\in \\{r, g, b \\}} \\left(\\sum_ {i \\neq j} \\sum_ {\\boldsymbol {p} \\in I _ {i j}} \\| \\hat {I} _ {i} ^ {x} (\\boldsymbol {p}) - \\hat {I} _ {j} ^ {x} (g _ {i j} (\\boldsymbol {p})) \\| ^ {2} + \\mu \\sum_ {i = 1} ^ {k} \\sum_ {l = 0} ^ {1} \\boldsymbol {c} _ {i, x} ^ {l} ^ {T} L \\boldsymbol {c} _ {i, x} ^ {l}\\right)", + "image_path": "cdf2c0460b87d262cfa51d715c078459cb96b293fc03dc834b1d6d020714e18a.jpg" + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 163, + 464, + 480, + 479 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 163, + 464, + 480, + 479 + ], + "spans": [ + { + "bbox": [ + 163, + 464, + 480, + 479 + ], + "type": "interline_equation", + "content": "s. t. \\quad \\mathbf {0} \\leq \\boldsymbol {c} _ {i, x} ^ {0}, \\mathbf {0} \\leq \\boldsymbol {c} _ {i, x} ^ {1}, \\boldsymbol {c} _ {i, x} ^ {0} + \\boldsymbol {c} _ {i, x} ^ {1} \\leq \\mathbf {1}, \\quad M _ {i} \\boldsymbol {c} _ {i, x} ^ {0} = M _ {i} \\boldsymbol {c} _ {i, x} ^ {1} = \\mathbf {0}, \\tag {5}", + "image_path": "fd5f1f6bcf38561395b11cbbe8419e53318b2c9b452501bcec57162d67518f68.jpg" + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 484, + 480, + 519 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 484, + 480, + 519 + ], + "spans": [ + { + "bbox": [ + 130, + 484, + 480, + 519 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 484, + 480, + 519 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 484, + 480, + 519 + ], + "type": "text", + "content": " is a Laplacian matrix of the control lattice. Figure 5 (b) shows that this step can effectively reduce the variation of illumination between overlapping images." + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": "Image warping. Let " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "(O_{ij} \\subset I_{ij}, O_{ji} \\subset I_{ji})" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " be the focused overlapping subsets between " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "I_j" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": ". Our goal is to deform each " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " so that " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "O_{ij}" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "O_{ji}" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " are aligned among the deformed images. Initially, " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "O_{ij} = I_{ij}" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "O_{ji} = I_{ji}" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": ". After determining the optimal cut between " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "I_j" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": ", we recompute " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "O_{ij}" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "inline_equation", + "content": "O_{ji}" + }, + { + "bbox": [ + 130, + 520, + 480, + 592 + ], + "type": "text", + "content": " as the dilated regions along the cuts. This allows us to focus on alignments among potentially more consistent regions to improve alignment results." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "inline_equation", + "content": "f_{ij}: g_{ij}(O_{ji}) \\to O_{ij}" + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "inline_equation", + "content": "f_{ji}: g_{ji}(O_{ij}) \\to O_{ji}" + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "text", + "content": " be dense pixel-wise alignments between the focused overlapping regions under the view of each image. In our experiments, we compute " + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "inline_equation", + "content": "f_{ij}" + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "inline_equation", + "content": "f_{ji}" + }, + { + "bbox": [ + 130, + 592, + 480, + 640 + ], + "type": "text", + "content": " using SIFTFlow [24], a state-of-the-art method that establishes high-fidelity dense correspondences (Fig. 5 (c))." + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{c}_i \\in \\mathbb{R}^{2 \\times L^2}" + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "text", + "content": " be the grid of control points that determine the deformation " + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{D}_i" + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "text", + "content": " of the image " + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 131, + 640, + 480, + 666 + ], + "type": "text", + "content": ". 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Since Eq. (6) consists of non-linear least squares, we apply the Gauss-Newton method for optimization." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 245, + 479, + 269 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 245, + 479, + 269 + ], + "spans": [ + { + "bbox": [ + 130, + 245, + 479, + 269 + ], + "type": "text", + "content": "Figure 5 (d) shows that joint view alignment offers deformations of each image that preserve the alignments provided by pairwise SIFT flows." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 287, + 301, + 300 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 287, + 301, + 300 + ], + "spans": [ + { + "bbox": [ + 131, + 287, + 301, + 300 + ], + "type": "text", + "content": "4.4 Stage IV: Texture Stitching" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": "The final stage of our approach takes the aligned RGB-D images " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "I_{i}^{\\star} = \\mathcal{D}_{i}^{\\star}(I_{i}), 1 \\leq i \\leq k" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " as input and outputs a complete textured 3D model. This is formulated as decomposing the mesh faces " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "\\mathcal{F}" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " of the input mesh " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " into sets " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": ": " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "\\mathcal{F} = \\mathcal{F}_1 \\cup \\dots \\mathcal{F}_k" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_i" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " is associated with " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "I_{i}^{\\star}" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": ". We formulate this procedure as a joint labeling problem. Specifically, we associate each face " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "f \\in \\mathcal{F}" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " with a random variable " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "z_{f} \\in \\{1, \\dots, k\\}" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " that specifies the set of faces " + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_{z_f}" + }, + { + "bbox": [ + 130, + 308, + 299, + 463 + ], + "type": "text", + "content": " to which it belongs." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "type": "inline_equation", + "content": "\\mathcal{E} = \\{(f, f')\\}" + }, + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "type": "text", + "content": " collect all pairs of adjacent faces. We optimize " + }, + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "type": "inline_equation", + "content": "z_{f}" + }, + { + "bbox": [ + 130, + 464, + 299, + 487 + ], + "type": "text", + "content": " by min" + } + ] + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 306, + 332, + 352, + 380 + ], + "blocks": [ + { + "bbox": [ + 306, + 332, + 352, + 380 + ], + "lines": [ + { + "bbox": [ + 306, + 332, + 352, + 380 + ], + "spans": [ + { + "bbox": [ + 306, + 332, + 352, + 380 + ], + "type": "image", + "image_path": "4b64f1b6590e98bc698ed944f01132805cd71cff8416fd8df4e134805794b27b.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 388, + 482, + 454 + ], + "lines": [ + { + "bbox": [ + 304, + 388, + 482, + 454 + ], + "spans": [ + { + "bbox": [ + 304, + 388, + 482, + 454 + ], + "type": "text", + "content": "Fig.6: (Left) Optimized cut among two overlapping images showing mis-alignment along the seams of different images. (Right) Overlaid SIFTFlow alignment results among the masked regions, where the seams are aligned." + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 353, + 338, + 386, + 375 + ], + "blocks": [ + { + "bbox": [ + 353, + 338, + 386, + 375 + ], + "lines": [ + { + "bbox": [ + 353, + 338, + 386, + 375 + ], + "spans": [ + { + "bbox": [ + 353, + 338, + 386, + 375 + ], + "type": "image", + "image_path": "5035f7c61536ff9bdf84d633513e7741c2026343bf46e5f34cdce7addc4eb668.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 393, + 332, + 441, + 380 + ], + "blocks": [ + { + "bbox": [ + 393, + 332, + 441, + 380 + ], + "lines": [ + { + "bbox": [ + 393, + 332, + 441, + 380 + ], + "spans": [ + { + "bbox": [ + 393, + 332, + 441, + 380 + ], + "type": "image", + "image_path": "f53628ef0d402dd8ce18f0d47a04a8a0333e26371dd27678778aea0c60d2da5a.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 441, + 340, + 473, + 373 + ], + "blocks": [ + { + "bbox": [ + 441, + 340, + 473, + 373 + ], + "lines": [ + { + "bbox": [ + 441, + 340, + 473, + 373 + ], + "spans": [ + { + "bbox": [ + 441, + 340, + 473, + 373 + ], + "type": "image", + "image_path": "8087443812a9107ad70cb2404a756b9e06aaeafdd6d9a9d722833e059baee793.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + } + ], + "index": 12 + }, + { + "bbox": [ + 219, + 497, + 481, + 524 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 497, + 481, + 524 + ], + "spans": [ + { + "bbox": [ + 219, + 497, + 481, + 524 + ], + "type": "interline_equation", + "content": "\\min _ {\\{z _ {f} \\}} \\sum_ {f \\in \\mathcal {F}} \\phi_ {f} \\left(z _ {f}\\right) + \\mu \\sum_ {\\left(f, f ^ {\\prime}\\right) \\in \\mathcal {E}} \\phi_ {f f ^ {\\prime}} \\left(z _ {f}, z _ {f ^ {\\prime}}\\right) \\tag {7}", + "image_path": "eb22be53d708a1506f88525eaf91c40462854a99ed8bb987e5fcac507ce01792.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "\\phi_f(z_f)" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": " is the cost of label " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "z_{f}" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "\\phi_{ff^{\\prime}}(z_{f},z_{f^{\\prime}})" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": " is the consistency between " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "z_{f}" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "z_{f^{\\prime}}" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": ". In this paper, we define " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "\\phi_f(z_f)" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": " using a variant of Eq. (3), that is, a label has a small cost if it is more consistent with other images. Furthermore, " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "\\phi_{ff^{\\prime}}(z_f,z_{f^{\\prime}}) = 0" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": " if " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "z_{f} = z_{f^{\\prime}}" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": ". Otherwise, its value depends on the color difference between " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "z_{f}" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "inline_equation", + "content": "z_{f^{\\prime}}" + }, + { + "bbox": [ + 130, + 533, + 481, + 593 + ], + "type": "text", + "content": ". Details are deferred to the supp. material." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 594, + 479, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 479, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 479, + 616 + ], + "type": "text", + "content": "We solve Eq. (7) using the OPENGM2 [17] implementation of TRWS [20]. Figure 6 (Left) shows an example of optimized cuts between aligned images." + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "After obtaining " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_i, 1 \\leq i \\leq k" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": ", we use the corresponding cut between each pair of overlapping images " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_j" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": " to recompute " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "O_{ij}" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "O_{ji}" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": ". This is achieved by dilating the cut in each " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_i" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": " by " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": " pixels (" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "l = 20" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": ") and taking the union of the dilated regions to define " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "O_{ij}" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "inline_equation", + "content": "O_{ji}" + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": ". After that, we rerun the view alignment to" + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 479, + 299 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 479, + 299 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 479, + 299 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 479, + 299 + ], + "type": "image", + "image_path": "756d0410b500b3ecb42eb7a5dcbc2753e84a1847479330d91b913aafc7b0443d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 308, + 480, + 330 + ], + "lines": [ + { + "bbox": [ + 132, + 308, + 480, + 330 + ], + "spans": [ + { + "bbox": [ + 132, + 308, + 480, + 330 + ], + "type": "text", + "content": "Fig. 7: Qualitative visualization. From top to bottom: Input 3D mesh; Latent-NeRF; TEXTure; Text2Tex; Ours." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 352, + 480, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 480, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 480, + 399 + ], + "type": "text", + "content": "generate the inputs for texture stitching. This alternating procedure is iterated until the final output becomes steady (typically 2-3 iterations). Figure 6 (Right) shows that this alternate procedure can enhance visual consistency along the cuts." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 416, + 282, + 430 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 416, + 282, + 430 + ], + "spans": [ + { + "bbox": [ + 132, + 416, + 282, + 430 + ], + "type": "text", + "content": "5 Experimental Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 440, + 480, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 440, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 440, + 480, + 464 + ], + "type": "text", + "content": "We begin with the experimental setup in Sec. 5.1. We then present the experimental results in Sec. 5.2. Finally, we describe an ablation study in Sec. 5.3." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 480, + 261, + 493 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 480, + 261, + 493 + ], + "spans": [ + { + "bbox": [ + 132, + 480, + 261, + 493 + ], + "type": "text", + "content": "5.1 Experimental Setup" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 498, + 480, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 480, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 480, + 533 + ], + "type": "text", + "content": "Dataset. We collect 300 models from different categories in Objaverse [7]. We also collect 20 models used in other text-to-texture-mesh methods and models from generation approaches [9,32] for qualitative comparison." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 533, + 480, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 480, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 480, + 593 + ], + "type": "text", + "content": "Baseline approaches. We evaluate our method against Latent-NeRF [28], TEXTure [33], Text2Tex [2], SyncMVD [27], and Zero123++ [38] the state-of-the-art text-to-textured-mesh approaches with open source implementations. We also compare with a popular multi-view texturing method (MVS-Texturing) [46] to show the superiority of our global optimization framework." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "content": "Quantitative Comparisons. Qualitative evaluation of generative models is always a difficult problem. We follow TexFusion [1] and use the same qualitative evaluation metric (i.e., using the generated image based on the depth condition as an upper bound to calculate the FID [15]). In addition, a user study is designed in which human participants are asked to assign a numerical score between 1 and 10 for the generated result." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "type": "text", + "content": "Texturing 3D Meshes with Multi-View Consistency" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 112, + 480, + 223 + ], + "blocks": [ + { + "bbox": [ + 133, + 112, + 480, + 223 + ], + "lines": [ + { + "bbox": [ + 133, + 112, + 480, + 223 + ], + "spans": [ + { + "bbox": [ + 133, + 112, + 480, + 223 + ], + "type": "image", + "image_path": "68ec8492adc8b6943016dedbc40279d7d9114e1eec7b6b1cc579b0fec747c882.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 231, + 480, + 252 + ], + "lines": [ + { + "bbox": [ + 130, + 231, + 480, + 252 + ], + "spans": [ + { + "bbox": [ + 130, + 231, + 480, + 252 + ], + "type": "text", + "content": "Fig. 8: Global consistency and local consistency comparisons between SyncMVD and Ours." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 278, + 257, + 291 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 278, + 257, + 291 + ], + "spans": [ + { + "bbox": [ + 132, + 278, + 257, + 291 + ], + "type": "text", + "content": "5.2 Analysis of Results" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 303, + 299, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 303, + 299, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 303, + 299, + 517 + ], + "type": "text", + "content": "Figure 7 compares our approach to the baseline approaches in five models with text prompts. Visually, our approach preserves the appearance among the individual images while ensuring a globally consistent texture output. In contrast, the results of Latent-NeRF are blurry. This is due to the averaging operation performed on the inconsistent outputs from pretrained text-to-image models. TEX-Ture and Text2Tex demonstrate some qualitative improvement over Latent-NeRF. However, the results of TEX-Ture and Text2Tex still exhibit noticeable visual artifacts due to accumulated errors in the sequential procedure." + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 304, + 327, + 477, + 434 + ], + "blocks": [ + { + "bbox": [ + 304, + 327, + 477, + 434 + ], + "lines": [ + { + "bbox": [ + 304, + 327, + 477, + 434 + ], + "spans": [ + { + "bbox": [ + 304, + 327, + 477, + 434 + ], + "type": "image", + "image_path": "62123c054fd306345b6eadc051966b37135c91ae689c70553397ba1fa66d0b2a.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "lines": [ + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "spans": [ + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "type": "text", + "content": "Fig.9: The left part: comparison between " + }, + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "type": "inline_equation", + "content": "\\mathrm{Zero123 + + }" + }, + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "type": "text", + "content": ", MVS-Texturing and Ours. The right part: intermediate results of " + }, + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "type": "inline_equation", + "content": "\\mathrm{Zero123 + + }" + }, + { + "bbox": [ + 304, + 442, + 482, + 487 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 518, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 518, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 518, + 482, + 555 + ], + "type": "text", + "content": "Figure 8 compares our approach to SyncMVD [27]. Our approach reduces some of the global inconsistencies due to the 3D prior. The details are also clearer thanks to our optimization in rgb space." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 555, + 482, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 555, + 482, + 664 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 482, + 664 + ], + "type": "text", + "content": "Figure 9 compares our approach to Zero123++ [38] and MVS-Texturing [46]. We generate the reference view image for Zero123++ via a control-net [54] and use MVS-Texturing to generate a texture map. It can be observed that our approach is better in detail and global consistency than Zero123++. We compare MVS-Texturing with our optimization under the same dataset generated from stage I. Both MVS-Texturing and our approach solve an MRF problem to obtain a textured output. However, our approach yields more visually appealing results, due to view selection and the alternating optimization between view alignment and view stitching." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 232, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 232, + 295 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 232, + 295 + ], + "type": "text", + "content": "As shown in Tab. 1, the quantitative results are consistent with the relative improvement in visual performance. The blue numbers mean the second best performance. This result quantitatively justifies our design that combines view generation, selection, alignment, and view stitching." + } + ] + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 238, + 162, + 475, + 275 + ], + "blocks": [ + { + "bbox": [ + 235, + 129, + 481, + 161 + ], + "lines": [ + { + "bbox": [ + 235, + 129, + 481, + 161 + ], + "spans": [ + { + "bbox": [ + 235, + 129, + 481, + 161 + ], + "type": "text", + "content": "Table 1: FID is computed w.r.t. the set of images synthesized by control-net. User study: numerical scores in four aspects assigned between 1 and 10 (higher is better)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 238, + 162, + 475, + 275 + ], + "lines": [ + { + "bbox": [ + 238, + 162, + 475, + 275 + ], + "spans": [ + { + "bbox": [ + 238, + 162, + 475, + 275 + ], + "type": "table", + "html": "
MethodFID(↓)Natural Color (↑)User study
More Details (↑)Less Artifacts (↑)Align with Prompt (↑)
Latent-NeRF59.715.434.384.845.56
TEXTure44.707.297.926.768.45
Text2Tex39.357.567.336.917.68
SynvMVD33.928.657.217.978.32
Zero123++53.936.805.835.448.09
MVS-Texturing37.477.366.465.518.34
Ours29.268.927.498.238.35
Ablation StudyNo view selectionNo view alignmentNo alternating optimizationOurs
FID(↓)41.5935.2431.5529.26
", + "image_path": "e26ed38d60909964802528a362347dd6a8f6ab3afc116907fbc83ec6caf4daab.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 297, + 479, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 479, + 355 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 479, + 355 + ], + "type": "text", + "content": "In the user study, 87 participants participated in the comparison according to four metrics, including the naturalness of the coloring (\"natural color\"), the details of textures (\"more details\"), the artifacts (\"less artifacts\"), and the alignment with the input prompt (\"align with prompt\"), with each participant undertaking 3 tests." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 357, + 482, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 357, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 482, + 453 + ], + "type": "text", + "content": "Our approach takes 10 to 15 minutes to texturize each model. On average, stage I takes 2 to 6 minutes, stage II takes 2.3 minutes, stage III takes 5.2 minutes, and stage IV takes 2 minutes. A desktop with a CPU of " + }, + { + "bbox": [ + 130, + 357, + 482, + 453 + ], + "type": "inline_equation", + "content": "3.2\\mathrm{GHz}" + }, + { + "bbox": [ + 130, + 357, + 482, + 453 + ], + "type": "text", + "content": " and NVIDIA 4090 GPU (only for stage I) is used in our experiments. The post-processing stages (stages II-IV) take approximately twice the running time of stage I, which is comparable to baseline approaches. Increasing the efficiency of stages II to IV, possibly using neural networks, GPU-based parallelism, or a combination of the two, is subject to future research." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 473, + 238, + 486 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 473, + 238, + 486 + ], + "spans": [ + { + "bbox": [ + 132, + 473, + 238, + 486 + ], + "type": "text", + "content": "5.3 Ablation Study" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 496, + 481, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 481, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 481, + 521 + ], + "type": "text", + "content": "This section describes an ablation study of our approach. Quantitative results are given in and Tab. 1 and a qualitative result is available in supp. material." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 521, + 481, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 481, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 481, + 592 + ], + "type": "text", + "content": "No view selection. View alignment is a critical component of our approach. Without view selection, the FID score increases by " + }, + { + "bbox": [ + 130, + 521, + 481, + 592 + ], + "type": "inline_equation", + "content": "42\\%" + }, + { + "bbox": [ + 130, + 521, + 481, + 592 + ], + "type": "text", + "content": ". Our observation is that without view selection, the textured mesh has appearance artifacts from erroneously selected images. There are also regions where the texture appearance is discontinuous. The latter issue is caused by inconsistent image alignment, where input affects output, despite the fact that robust alignment is used." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "content": "No view alignment. View alignment is another critical component of our approach. Without view alignment, the FID score increases by " + }, + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "content": ". In this case, there are discontinuities across the textured mesh. These effects are caused by local multiview inconsistencies among the selected views. This issue cannot be easily addressed by solving an MRF problem to identify the cuts across the most consistent regions." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 238, + 91, + 447, + 102 + ], + "type": "text", + "content": "Texturing 3D Meshes with Multi-View Consistency" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "No alternating optimization. Without alternating optimization, the performance of our approach drops both qualitatively and quantitatively. The FID score increases by " + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "inline_equation", + "content": "8\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": ". As shown in Fig. 6(a), we see some discontinuities across the cut. These are caused by the view alignment, in which pairwise alignments take into account all overlapping regions, even though some regions disagree. With alternating optimization, view alignments tend to be more consistent along the cuts, leading to improved results after cutting." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 225, + 222, + 238 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 225, + 222, + 238 + ], + "spans": [ + { + "bbox": [ + 132, + 225, + 222, + 238 + ], + "type": "text", + "content": "6 Limitations" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 257, + 481, + 328 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 257, + 481, + 328 + ], + "spans": [ + { + "bbox": [ + 130, + 257, + 481, + 328 + ], + "type": "text", + "content": "One limitation of our approach is that we solve an optimization problem to adjust the colors of the generated images to make them consistent across different views. This procedure does not understand the latent factors of the illumination changes. In the future, we plan to learn a network to adjust the color of each image conditioned on a latent parameter, where the latent parameters are optimized together to ensure view consistency among the adjusted images." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 331, + 481, + 378 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 481, + 378 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 481, + 378 + ], + "type": "text", + "content": "Another limitation is that pairwise image alignment and joint image alignment are decoupled, and we observed that the joint alignment stage does not perfectly fit the pairwise alignment results. This issue can be addressed by performing joint alignment to match the features of the pixels." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 380, + 481, + 415 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 481, + 415 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 481, + 415 + ], + "type": "text", + "content": "The third limitation is the computational cost, where stages II to IV take 10 to 15 minutes on a standard desktop. This is about two times the cost of stage I. In the future, we plan to accelerate view alignment using neural networks." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 441, + 226, + 453 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 441, + 226, + 453 + ], + "spans": [ + { + "bbox": [ + 132, + 441, + 226, + 453 + ], + "type": "text", + "content": "7 Conclusions" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 472, + 481, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 481, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 481, + 568 + ], + "type": "text", + "content": "This paper introduces an optimization procedure to generate a textured 3D mesh from pre-trained text-to-image models. We study three types of multi-view inconsistency patterns among text-to-image output, which are used to develop our four-step optimization procedure. We show the design of view generation, view selection, view alignment, and view stitching. In particular, alternating between view alignment and view stitching demonstrates significant quality enhancement. The experimental results show that our approach outperforms state-of-the-art text-to-textured-mesh approaches both qualitatively and quantitatively." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 665 + ], + "type": "text", + "content": "There are ample venues for future research. First, unlike many existing approaches that are trained end-to-end, our approach can be considered as a post-processing step. A natural question is whether it is possible to integrate different stages together into a single neural network to optimize its performance. Another direction is to combine pre-trained text-to-image models with training data offered by textured 3D models. Finally, controlling the textured mesh using latent parameters is another promising direction to reduce the uncertainties in text prompt specifications." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 246, + 102 + ], + "type": "text", + "content": "Zhengyi Zhao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 139, + 481, + 666 + ], + "type": "list", + "angle": 0, + "index": 17, + "blocks": [ + { + "bbox": [ + 138, + 139, + 481, + 183 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 139, + 481, + 183 + ], + "spans": [ + { + "bbox": [ + 138, + 139, + 481, + 183 + ], + "type": "text", + "content": "1. 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O'Connor3, Kevin McGuinness3", + "bbox": [ + 281, + 210, + 720, + 243 + ], + "page_idx": 0 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "$^{1}$ Australian Institute for Machine Learning, University of Adelaide", + "$^{2}$ CeADAR: Ireland's Centre for Applied Artificial Intelligence", + "3 Insight Centre for Data Analytics, Dublin City University paul.albert@adelaide.edu.au" + ], + "bbox": [ + 274, + 253, + 725, + 310 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Training a classifier on web-crawled data demands learning algorithms that are robust to annotation errors and irrelevant examples. This paper builds upon the recent empirical observation that applying unsupervised contrastive learning to noisy, web-crawled datasets yields a feature representation under which the in-distribution (ID) and out-of-distribution (OOD) samples are linearly separable [2]. We show that direct estimation of the separating hyperplane can indeed offer an accurate detection of OOD samples, and yet, surprisingly, this detection does not translate into gains in classification accuracy. Digging deeper into this phenomenon, we discover that the near-perfect detection misses a type of clean examples that are valuable for supervised learning. These examples often represent visually simple images, which are relatively easy to identify as clean examples using standard loss- or distance-based methods despite being poorly separated from the OOD distribution using unsupervised learning. Because we further observe a low correlation with SOTA metrics, this urges us to propose a hybrid solution that alternates between noise detection using linear separation and a state-of-the-art (SOTA) small-loss approach. When combined with the SOTA algorithm PLS, we substantially improve SOTA results for real-world image classification in the presence of web noise https://github.com/PaulAlbert31/LSA", + "bbox": [ + 261, + 343, + 738, + 633 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 659, + 374, + 674 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Developing learning algorithms that are robust to label noise promises to enable the use of deep learning for a variety of tasks where automatic but imperfect annotation is available. This paper studies the specific case of web-noisy datasets for image classification. A web-noisy dataset [25,33] is in fact the starting point for most generic image classification datasets, before human curation and label correction is conducted. To create a web-noisy dataset, the only required human intervention is the definition of a set of classes to be learned. Once the classes are defined, examples are recovered by text-to-image search engines, sometimes aided by query expansion and image-to-image search. Since the text surrounding an image on a web-page may not be an accurate description of the semantic content", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "of the image, some training examples will incorrectly represent the target class, leading to a degradation of both the model's internal representation and its final decision. Research has identified that, in the case of web-noisy datasets, out-of-distribution (OOD) images are by far the most dominant form of noise [3].", + "bbox": [ + 212, + 146, + 782, + 207 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We propose to build upon the observations made in SNCF [2], who observed that representations learned by unsupervised contrastive algorithms on OOD-noisy datasets displayed linear separability between in-distribution (ID) and OOD images. We extend this observation to web-noisy datasets containing OOD images where we notice that the separation is not as good as SNCF observed on synthetically corrupted datasets. Upon further investigation, we however notice that the separation is recovered when evaluating intermediate representations, computed earlier in the network. Another limitation of SNCF we aim to address is the reliance on clustering to retrieve the noisy samples so we propose to directly estimate the linear separator. We compute an approximated linear separation using SOTA noise-robust algorithms [1, 24] to obtain an imperfect clean/noisy detection, which we then use to train a logistic regression on the unsupervised contrastive features. This produces an accurate web-noise detection.", + "bbox": [ + 212, + 210, + 784, + 407 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Interestingly, when substituting our more accurate noise detection for the original detection metric in naive ignore-the-noise algorithms and subsequently the noise robust algorithm PLS [1], we observe a decrease in classification accuracy. In fact, we identify that few simple yet important clean examples are missed by our linear separation although they are correctly retrieved by SOTA noise detection [1,24]. Because we find that our linear separation is decorrelated these SOTA noise detectors, we propose a detection strategy that combines linear separation (which achieves high specificity and sensitivity) and SOTA noise-detection approaches (which correctly retrieve those few important samples) by alternating each every epochs. We combine this noise detection with PLS to create PLS-LSA which we find to be superior to existing noise-robust algorithms on a variety of classification tasks in the presence of web-noise. We contribute:", + "bbox": [ + 212, + 414, + 785, + 595 + ], + "page_idx": 1 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. A novel noise detection approach that extends the work of SNCF [2] to web-noisy datasets where we improve the detection of OOD samples present in web-noise datasets by explicitly estimating the linear separation between ID and OOD samples. We demonstrate that this detection strategy is weakly correlated to existing small-loss and distance-based approaches.", + "2. An investigation into the disparity between noise retrieval performance and classification accuracy of noise-robust algorithms.", + "3. A novel noise correction approach, Linear Separation Alternating (LSA), that combines linear separation with uncorrelated SOTA noise detection.", + "4. A series of experiments and ablation studies, including a voting co-training strategy PLS-LSA+ that concurrently trains two models. We conduct these experiments on controlled and real-world web-noisy datasets to demonstrate the efficacy of our algorithm PLS-LSA." + ], + "bbox": [ + 220, + 627, + 784, + 837 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 377, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Related work", + "text_level": 1, + "bbox": [ + 215, + 143, + 382, + 160 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Detection and correction of incorrect labels The most popular approach to tackle label noise is to explicitly detect ID samples with incorrect labels, either because they are harder to learn than their clean counterparts or because they are distant from same-class training samples in the feature space. Noise detection strategies include evaluating the training loss [5,10,23,28], the Kullback-Leibler or Jensen-Shannon divergence between prediction and label [40], the entropy or the confidence of the prediction [3,18] or the consistency of the prediction across epochs [35]. An alternative is to measure the distance between noisy and clean samples in the feature space: RRL [24] detects noisy samples as having many neighbors from different classes and NCR [16] regularizes training samples with similar feature representations to have similar predictions, reducing noisy label overfitting. We also note here that all recent label noise algorithms utilize the mixup [43] regularization which has proven to be highly robust to label noise [5].", + "bbox": [ + 212, + 174, + 787, + 371 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "While many noise-robust algorithms have proposed loss-based or distance-based noise detection metrics, the distinct advantages and biases of each strategy remain unexplored. Furthermore, considering that loss-based and distance-based detections are sufficiently decorrelated, combining the strengths of these distinct metrics is appealing, yet has not been previously explored. This paper observes the decorrelation of some noise detection metrics and proposes a non-trivial combination that improves generalization noise-robust algorithms over either metric taken independently.", + "bbox": [ + 212, + 371, + 787, + 492 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Out-of-distribution noise in web-noisy datasets In web-noisy datasets, OOD (or open-world) noise is the dominant type [3]. Since ID noise is still present in small amounts in web-noisy datasets, algorithms propose concurrently detect ID and OOD noise. EvidentialMix [29] and DSOS [3] use specialised losses that exhibit three modes when evaluated over all training samples. Each of the modes are observed to mostly contain clean, OOD and ID noisy samples. A mixture of gaussians is then used to retrieve each noise type. SNCF [2] observed that unsupervised contrastive learning trained on a web-noisy dataset learns representations that are linearly separated between ID and OOD samples and use a clustering strategy based on OPTICS [4] to retrieve each noise type. The linear separability of in-distribution (ID) and out-of-distribution (OOD) representations noted in SNCF holds promise but has yet to be transitioned from synthetically corrupted to web-noisy data. This paper aims to address this gap.", + "bbox": [ + 212, + 500, + 787, + 696 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Unsupervised learning and label noise Optimizing a noise robust (un)-supervised contrastive objective together with the classification loss can help improve the representation quality as well as detect OOD samples in the feature space. ScanMix learns SimCLR representations as a starting point for noise-robust contrastive clustering [30] and SNCF [2] observes linear separability on unsupervised iMix features [22]. Unsupervised contrastive features have also been used to initialize networks prior to noise-robust training in PropMix [10] and C2D [46] or used as a regularization to the supervised objective in RRL [24]. While unsupervised initialization or regularization has been employed to enhance", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "the generalization accuracy of networks trained under label noise, our primary focus lies in its ability to detect noisy samples before starting the supervised learning phase. We aim to enhance the linear separation observed in SNCF, particularly by extending it from synthetically corrupted to web-noisy datasets and by eliminating the requirement for clustering.", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this review, we find that unsupervised learning shows promise in identifying OOD images even before noise-robust supervised training begins. While many algorithms demonstrate an effective identification of OOD images in synthetically corrupted datasets, their generalization to web-noisy datasets is nonevident. Furthermore, although we observe a high correlation between loss-based and distance-based metrics, neither correlates directly with the linear detection observed in SNCF. We propose to evaluate the disparities between these metrics and to explore potential combinations to enhance noise detection, surpassing the capabilities of each metric taken independently.", + "bbox": [ + 212, + 222, + 787, + 358 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Linear Separation Alternating (LSA)", + "text_level": 1, + "bbox": [ + 215, + 381, + 609, + 398 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This section details the contributions of this paper and the alternating noise detection strategy we use to combat label noise. We consider in this paper the case of a noisy web-noisy image dataset $\\mathcal{D} = \\{\\mathbf{x}_i, \\mathbf{y}_i\\}_{i=1}^N$ of size $N$ where the images $\\mathcal{X} = \\{\\mathbf{x}_i\\}_{i=1}^N$ are associated with a classification label $\\{\\mathbf{y}_i\\}_{i=1}^N \\in \\{1, \\dots, C\\}$ . We denote vectors with bold letters. The classification labels are expected to be possibly mis-assigned, i.e. incorrectly characterize the target object in the image they are assigned to (label noise). The clean or noisy nature of the training samples is unknown. Our goal is to learn an accurate classifier $\\varPhi(\\mathbf{x})$ that performs an accurate classification despite the label noise present in $\\mathcal{X}$ . In our case, we consider that $\\varPhi$ is a neural network.", + "bbox": [ + 212, + 414, + 787, + 566 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Identifying OOD images in web-noisy datasets", + "text_level": 1, + "bbox": [ + 214, + 587, + 645, + 603 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "This section proposes to detect OOD images in web-noisy datasets by building on the detection of SNCF [2]. SNCF observes that an unsupervised algorithm trained on a web-noisy dataset containing OOD images will learn linearly separable representations for the ID and OOD samples in the dataset. While this is primarily an empirical observation, it was hypothesized to be a consequence of the uniformity and alignment principles of contrastive learning [38]. The alignment principle in contrastive learning encourages samples with similar visual features to cluster together while the uniformity principle encourages training samples to be uniformly distributed in the feature space. OOD images cannot satisfy the alignment principle since they are visually different from all other images in the dataset and are pushed by all ID samples on one side on hypersphere, becoming linearly separable from the ID samples [2]. As an aside, this hypothesis implies that the linear separation may not occur when training on visually similar out-of-sample images, a problem which we will revisit in the following sections. Importantly, the separability of ID and OOD samples only occurs for", + "bbox": [ + 212, + 613, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 230, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 379, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/47df6a1b9763cad7ccaef3485b5b4c6789e9272a1743ac1690df8627e90366fe.jpg", + "image_caption": [ + "Fig. 1: Extending the work of [2] we observe that for web noise (CNWL), ID and OOD samples become more separable in earlier representations in the network" + ], + "image_footnote": [], + "bbox": [ + 299, + 142, + 702, + 431 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "samples the unsupervised algorithm is trained on and cannot generalize to new unseen OOD images.", + "bbox": [ + 212, + 500, + 784, + 529 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Although SNCF [2] observed the ID/OOD separation on synthetically corrupted datasets, i.e CIFAR-100 [20] corrupted by ImageNet32 [9], Figure 1 further described below shows that we do not observe as good a separation when moving to the web-noisy CNWL [18] but that the separability improves when looking at earlier representations. The weaker separability of OOD/ID images in web-noisy datasets compared to artificially corrupted datasets is explained by OOD images in web-noise datasets retaining weak semantic similarities with ID images. This is particularly true at the text level, which exhibited relevant similarities for the search engine during dataset creation. We propose that stronger separation occurs in low-level representations because they are more generic. Earlier representations easily align ID images of the same class due to shared low-level semantics, while OOD samples only become overfit in deeper layers, thus making separation increasingly more difficult. A lesser corruption of earlier representations by label noise has for example been observed in [28].", + "bbox": [ + 212, + 530, + 787, + 743 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Linear separation improves in deeper layers Our first contribution is then to observe that although the linear separation between ID and OOD is less evident in web-noisy datasets, it improves again when using earlier representations. Figure 1 gives an overview of the linear separability of ID and OOD images in the CNWL dataset [18] (web-noise) compared to the CIFAR-100 dataset [20] artificially corrupted with OOD images from ImageNet32 [9] using the unsu", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "pervised algorithm SimCLR [8] to pre-train a PreActivation ResNet18 [15]. To compute the lower level features, we average-pool then L2 normalize representations at the end of each ResNet block. To compute the linear separability, we utilize the clean-noisy oracle to train a non-penalized logistic regressor to predict noise from the unsupervised features. The linear regressor is then evaluated on a held-out noisy test set previously unseen by the regressor. We report the area under the ROC curve (AUROC) for the logistic regressor to identify correct/incorrect training samples. Our train/test split for evaluation of the linear classifier comprises 45,000 training and 5,000 testing images, and is constructed from the full 50,000 training images available for the overall classification task, all of which were used in unsupervised representation learning.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Estimating the linear separator A straight-forward approach to estimating the linear separation is to task human annotators to label randomly selected samples as ID or OOD, thus fulfilling the oracle role in Section 3.1. This strategy is usually referred to as learning to combat label noise with a trusted subset $\\hat{\\mathcal{T}} = \\{\\mathbf{x}_i,\\hat{z}_i\\}_{i = 1}^K$ where $\\hat{z}_i = 1$ means that the image $\\mathbf{x}_i$ is OOD ( $\\hat{z}_i = 0$ for ID). Although we will show in the supplementary material that a good approximation for the linear separator can be achieved even given a small human-labeled subset of 100 images, most state-of-the-art noise robust algorithms do not rely on ID/OOD human annotations. We thus propose to estimate $\\hat{\\mathcal{T}}$ in an unsupervised manner. The unsupervised strategy of SNCF [2] is to use a clustering approach based on OPTICS [4]. We propose in this paper to avoid clustering and instead to train the linear separation using an unsupervised ID/OOD subset $\\hat{\\mathcal{T}}$ .", + "bbox": [ + 212, + 318, + 787, + 500 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We propose to build $\\hat{T}$ using unsupervised noise detection metrics $z(\\mathbf{x}_i,\\mathbf{y}_i) = \\hat{z}_i$ [1,23,24,26,27]. We will examine recent examples of loss-based and distance-based noise detections later in the paper. Given $\\hat{T}$ estimated from $Z = \\{z_{i}\\}_{i = 1}^{N}$ , we can train the linear regressor to effectively refine the estimated noisiness of a training sample $(\\mathbf{x}_i)$ to $\\mathcal{L}_r(\\mathbf{x}_i,z_i) = w_i$ where $\\mathcal{L}_r$ is a linear classification algorithm. Effectively, given the initial noise detection $Z$ and the unsupervised contrastive features, we produce an improved one $W = \\{w_{i}\\}_{i = 1}^{N}$ , the linear-separation detection.", + "bbox": [ + 212, + 500, + 787, + 619 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We find that, although an unsupervised $\\hat{\\mathcal{T}}$ contains detection errors, we still accurately estimate the linear separation due to the natural outlier robustness of linear classifiers. We additionally attempted to construct $\\hat{\\mathcal{T}}$ by selecting only the $M$ most confidently clean/incorrect samples according to the metric $z$ but found that it lead to a less accurate $W$ .", + "bbox": [ + 212, + 621, + 787, + 696 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Does better noise detection imply better classification?", + "text_level": 1, + "bbox": [ + 214, + 720, + 718, + 738 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We aim to quantify the accuracy benefits of $W$ over loss-based or distance-based noise detection strategies. We select PLS [1] for the loss-based approach (small loss strategy as in [5, 10, 23, 40]) and RRL [24] for the distance-based approach (similar to [16, 27, 30]). To avoid interacting with complex noise-robust mechanisms, we employ an ignore-the-noise algorithm whereby we train on the detected clean samples only using a cross-entropy loss. To obtain the RRL and", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 377, + 128 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/3ae50101d926abdbe1ece7c27beeccb96bd72133eadd21359554ebaed1f65d44.jpg", + "table_caption": [ + "Table 1: Using multiple noise detection metrics to train a naive noise-ignoring algorithm on the CNWL dataset. We report noise retrieval performance and classification accuracy. None signifies training without noise removal. We bold the best results and underline the worst, higher is better. Results averaged over 3 random seeds ± std" + ], + "table_footnote": [], + "table_body": "
Noise ratio ↓Metric →NonePLSRRL\\(W_{PLS}\\)\\(W_{RRL}\\)Oracle
0.2AUROC-66.4±0.258.4±0.284.9±0.284.9±0.0100
Clean recall-81.9±0.194.6±0.489.3±0.189.3±0.1100
Noise recall-50.9±0.422.3±0.480.5±0.480.5±0.1100
Accuracy56.9±0.159.5±0.158.9±0.258.6±0.258.0±0.160.2±0.2
0.8AUROC-58.1±0.154.8±0.263.4±0.262.3±0.1100
Clean recall-86.7±0.290.8±0.195.1±0.493.4±0.0100
Noise recall-29.5±0.118.8±0.331.7±0.131.2±0.1100
Accuracy38.5±0.145.1±0.243.1±0.241.3±0.241.7±0.146.2±0.2
", + "bbox": [ + 250, + 212, + 759, + 354 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "PLS detection, we train the algorithms using the official code and utilize the noise detection at the end of training. We then estimate $W_{PLS}$ and $W_{RRL}$ as detailed in Section 3.1 using unsupervised SimCLR features. Table 1 reports the results on the CNWL under $20\\%$ and $80\\%$ web noise where we report noise detection performance by computing an AUROC curve and the clean or noisy recall as well as the classification accuracy of the ignore-the-noise algorithm.", + "bbox": [ + 212, + 382, + 782, + 473 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Surprisingly, we observe that although $W_{RRL/PLS}$ improves the noise metrics in terms of AUROC and noise recall, using it to detect the noise decreases the classification accuracy of $\\varPhi$ . This implies that $W$ mis-identifies important samples needed to achieve high accuracy classification.", + "bbox": [ + 212, + 474, + 784, + 534 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Clean samples missed by the linear separation", + "text_level": 1, + "bbox": [ + 214, + 556, + 640, + 573 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Following the observation of missing important samples in the previous section, we take a look at the clean images missed by $W$ . We observe that missed clean samples predominantly represent the target object on a uniform background (typically black or white). In the context of ID and OOD separation through the alignment and uniformity of unsupervised contrastive learning presented in Section 3.1, this observation suggests that the unsupervised contrastive algorithm aligns uniformly colored background using this simple visual cue and independently of the ID or OOD class depicted. This problem is similar to the case where the OOD noise is structured, i.e. contains subsets of highly similar OOD images (humans holding OOD objects would be a common example).", + "bbox": [ + 212, + 583, + 784, + 733 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Although $W$ misses important examples, because these depict the target object with no distractors in the background, we suggest that they will easily be detected by the original SOTA noise detection metrics, biased toward detecting simple to fit or highly representative samples. In fact, we show in Figure 2 randomly selected clean examples missed by $W_{PLS}$ most of which are correctly retrieved by PLS. Examples for the opposite scenario can be found in the supplementary material.", + "bbox": [ + 212, + 734, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/744230693e246fefca2d396c63c6a1d94bbe6225e33cfe18a24fa133e62a4ece.jpg", + "image_caption": [ + "Fig. 2: Examples of clean samples missed by our linear separation $W_{PLS}$ but correctly recovered (green) by a small loss approach, here PLS. $20\\%$ noise CNWL." + ], + "image_footnote": [], + "bbox": [ + 299, + 142, + 702, + 441 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 Linear Separation Alternating", + "text_level": 1, + "bbox": [ + 214, + 488, + 511, + 503 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Because PLS and RRL retrieve samples that $W$ misses, we aim to quantify the correlation between these noise detection metrics to justify their complementarity. We observe in Figure 3 that while the noise detection of RRL and PLS remain correlated during training ( $>0.8$ Pearson correlation) our linear separation $W$ is much more decorrelated with either RRL or PLS ( $< 0.5$ ). This low correlation further motivates the complementarity of $W$ with SOTA noise detection approaches. We also notice that using either PLS or RRL for the trusted subset $\\hat{\\mathcal{T}}$ leads to very similar linear separation as $W_{PLS}$ and $W_{RRL}$ are highly correlated, explained by RRL and PLS being highly correlated to begin with.", + "bbox": [ + 212, + 510, + 787, + 647 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To combine $W$ and $Z$ (PLS or RRL), we experiment with multiple combination strategies including voting or successive use (see Section 4.2). We find that alternating every epoch between $W$ and PLS or RRL to be the better strategy. One dominant advantage of the alternating strategy is that it prevents forgetting one noise-detection over the other, effectively avoiding a form of confirmation bias [6] where mis-detections become hard to correct. We name this alternating noise detection strategy Linear Separation Alternating or LSA. Results comparing combination strategies are available in the experiments, Section 4.2.", + "bbox": [ + 212, + 646, + 787, + 768 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.5 PLS-LSA", + "text_level": 1, + "bbox": [ + 214, + 787, + 339, + 801 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "LSA is independent from the noise-robust algorithm used whether it performs distance-based or loss-based noise detection. We choose to build on PLS [1], a", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 377, + 127 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/cb9d1cb88b67243519721d4762305706f41adc2aa81d0d84a0d43887774ba105.jpg", + "image_caption": [ + "Fig. 3: Low correlation of our linear separation with the PLS and RRL metrics trained on CNWL with $20\\%$ web noise. $W_{PLS / RRL}$ denotes using PLS or RRL for $\\tilde{\\mathcal{T}}$ ." + ], + "image_footnote": [], + "bbox": [ + 271, + 142, + 733, + 262 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/0b3ea0d2f41173905ad2b6b39ff95fafd8e541af379953e3a5ab5f49fe8d3f6c.jpg", + "image_caption": [ + "Fig. 4: Illustration of the noise detection of PLS with LSA (PLS-LSA). We use $Z$ to estimate the linear separation $W$ on even epochs." + ], + "image_footnote": [], + "bbox": [ + 218, + 314, + 787, + 458 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "semi-supervised strong baseline in web-noise robust algorithms. The following is a quick overview of the PLS algorithm [1]. In PLS, the network predicts two noisiness estimation metrics: a general noisiness $z(\\mathbf{x}_i,\\mathbf{y}_i) = z_i$ that estimates if a sample is clean $z_{i} = 1$ or noisy $z_{i} = 0$ (small loss based, using a two mode gaussian mixture [5, 23]) and the pseudo-loss prediction $p(\\mathbf{x}_i,\\tilde{\\mathbf{y}}_i,z_i) = p_i$ that estimates whether a semi-supervised imputation $\\tilde{\\mathbf{y}}_i$ is a trustworthy correction for a noisy sample ( $p_i = 1$ ). PLS optimizes 3 losses:", + "bbox": [ + 212, + 527, + 787, + 633 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\sup } \\left(\\mathbf {x} _ {i}, \\mathbf {y} _ {i}, z _ {i}\\right) = - z _ {i} \\times \\mathbf {y} _ {i} \\times \\log (\\operatorname {s o f t m a x} (\\Phi (\\mathbf {x} _ {i}))), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 320, + 646, + 784, + 662 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\mathbf {s s l}} \\left(\\mathbf {x} _ {i}, \\tilde {\\mathbf {y}} _ {i}, p _ {i}\\right) = - p _ {i} \\times \\tilde {\\mathbf {y}} _ {i} \\times \\log (\\operatorname {s o f t m a x} (\\Phi \\left(\\mathbf {x} _ {i}\\right))) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 325, + 665, + 784, + 681 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "and $L_{cont}$ a supervised contrastive objective [22] that uses a SimCLR augmented view $\\mathbf{x}_i^{\\prime}$ and is sensitive to $p_i$ whose definition we refer to the original paper [1]. The final training loss in PLS without subscripts is", + "bbox": [ + 214, + 693, + 787, + 739 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\mathrm {P L S}} (\\mathbf {x}, \\mathbf {x} ^ {\\prime}, \\mathbf {y}, z, p) = \\mathrm {L} _ {\\sup } (\\mathbf {x}, \\mathbf {y}, z) + \\mathrm {L} _ {\\mathrm {s s l}} (\\mathbf {x}, \\tilde {\\mathbf {y}}, z, p) + \\mathrm {L} _ {\\text {c o n t}} (\\mathbf {x}, \\mathbf {x} ^ {\\prime}, \\mathbf {y}, p) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 256, + 750, + 784, + 768 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We call our version of PLS using LSA, PLS-LSA where we pretrain $\\varPhi$ using SimCLR and replace $Z$ with $W$ on even epochs, i.e. on even epochs we compute $p_i = p(\\mathbf{x}_i,\\tilde{\\mathbf{y}}_i,w_i)$ and $L_{sup}(\\mathbf{x}_i,\\mathbf{y}_i,w_i)$ . For $W$ we use features extracted in the second ResNet block, an ablation can be found in the supplementary material.", + "bbox": [ + 214, + 779, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.6 Semi-supervised imputation and Co-training", + "text_level": 1, + "bbox": [ + 215, + 146, + 630, + 162 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Because PLS-LSA lacks some common additions to the recent noise-robust literature, we propose to use a stronger data augmentation for semi-supervised imputation and introduce an optional voting co-training strategy. We modify the PLS label imputation strategy as follows: given $\\mathbf{x}_i^{\\prime \\prime}$ augmented using RandAugment [12], we modify the semi-supervised loss of PLS to", + "bbox": [ + 212, + 169, + 787, + 247 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathrm {L} _ {\\mathrm {s s l}} \\left(\\mathbf {x} _ {i}, \\mathbf {x} _ {i} ^ {\\prime \\prime}, \\tilde {\\mathbf {y}} _ {i}, p _ {i}\\right) = - p _ {i} \\times \\operatorname {s g} \\left(\\operatorname {s o f t m a x} \\left(\\Phi \\left(\\mathbf {x} _ {i}\\right)\\right)\\right) \\times \\log \\left(\\operatorname {s o f t m a x} \\left(\\Phi \\left(\\mathbf {x} _ {i} ^ {\\prime \\prime}\\right)\\right)\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 238, + 256, + 785, + 272 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mathbf{sg}(.)$ is the stop gradient operation. This imputation strategy is in line with recent semi-supervised classification research [31, 42].", + "bbox": [ + 212, + 281, + 785, + 311 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "PLS-LSA+ is a co-training strategy for PLS-LSA that uses two co-trained networks. We use a voting approach where the two networks vote for noisy samples detection $z_{i}$ , $w_{i}$ and $p_{i}$ as well as for classification at test time. Our voting noise detection is different from previous approaches [14, 23, 30] where networks predict noisiness for each other. Additionally, before voting on $p_{i}$ we introduce a co-guessing strategy where a semi-supervised prediction $\\tilde{\\mathbf{y}}_i$ of network 1 is evaluated as correct by network 2. The naive strategy would be each network evaluating if their own guess is correct which introduces more confirmation bias.", + "bbox": [ + 212, + 311, + 787, + 434 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 454, + 375, + 470 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Structure of the experiments section", + "text_level": 1, + "bbox": [ + 215, + 484, + 565, + 500 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We structure the experiment section as follows. First we study different combination strategies for PLS and $W_{PLS}$ . We then conduct an ablation study of PLS-LSA to highlight the importance of each of our proposed addition over PLS. We finally compare PLS-LSA with SOTA algorithms on the Controlled Noisy Web Labels (CNWL) dataset [17] and real world datasets mini-Webvision [25] and Webly-fg [33]. The CNWL dataset corrupts miniImageNet [37] with human curated web-noisy examples. The dataset proposes noise ratios ranging from 20 to $80\\%$ . Following previous research, we train on the CNWL at a resolution of $32^2$ using a PreActivation ResNet18 [15]. mini-WebVision is a subset of the first 50 classes of Webvision [25] which mimic ImageNet [21] classes. We train on mini-WebVision at a resolution of $224^2$ using an InceptionResNetV2 [34]. The Webly-fg datasets are noisy datasets that target fined-grained classification of aircrafts, birds or cars. We train at a resolution of $448^2$ using a ResNet50 initialized either on ImageNet as done in previous research or using SimCLR. All datasets contain unidentified web-noisy samples, which are either OOD or ID noisy (mislabeled). We compare the performance of noise-robust algorithms trained on web-noisy datasets by their ability to accurately classify a clean validation set. More detailed experimental settings are available in the supplementary material.", + "bbox": [ + 212, + 507, + 787, + 794 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our experimental settings are the same as used in PLS [1] and comparable to evaluation settings used in the algorithms we compare with. Unless otherwise specified, we initialize our networks using SimCLR [8] and solo-learn [36].", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 377, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/8eba2a7ce1827235ff196cc3cead7b4a0165af53dac38f2584dc2db45ec22ba0.jpg", + "table_caption": [ + "Table 2: Best strategy to combine PLS and ${W}_{PLS}$ on the CNWL." + ], + "table_footnote": [], + "table_body": "
Noise ratio0.20.40.60.8
PLS62.30±0.2459.11±0.2854.26±0.2048.71±0.36
WPLS62.97±0.2360.41±0.0552.18±0.1247.11±0.08
AND62.66±0.3458.80±0.4154.82±0.1548.19±0.11
OR58.79±0.4058.27±0.3450.57±1.1145.93±0.69
WPLS→PLS62.88±0.4659.89±0.1452.34±0.1248.88±0.23
PLS→WPLS63.49±0.1260.21±0.1255.36±0.8449.23±0.21
LSA64.20±0.1660.98±0.2455.64±0.3049.73±0.13
Oracle64.10±0.1061.45±0.2256.04±0.3950.19±0.48
", + "bbox": [ + 333, + 170, + 674, + 289 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/7978e80c51364f813da5d098e71023cb14858d289ea60782bd25b77e914c764f.jpg", + "table_caption": [ + "Table 3: Ablation study CNWL" + ], + "table_footnote": [], + "table_body": "
Datasetmini 20%mini 80%
Baselines
mixup57.27±0.3938.48±0.24
mixup + SimCLR57.03±0.1039.62±0.28
PLS62.83±0.3945.80±0.72
PLS + SimCLR62.39±0.1447.21±0.63
PLS ours63.25±0.2448.03±0.38
PLS-LSA ablation
PLS-LSA64.61±0.5148.20±0.16
PLS-LSA no SimCLR64.04±0.2747.29±0.27
PLS-LSA no DA63.25±0.2143.55±0.45
PLS-LSA no SimCLR DA61.83±0.5543.75±0.35
PLS-LSA+ ablation
PLS-LSA+66.52±0.1052.03±0.32
PLS-LSA+ no SimCLR DA66.34±0.2747.68±0.59
", + "bbox": [ + 215, + 332, + 531, + 551 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/8c01506ab4f37dc41a5ec48a146ae216ae6f412aabcab7a4b483e05cf00cef1d.jpg", + "table_caption": [ + "Table 4: Ablation study Webvision" + ], + "table_footnote": [], + "table_body": "
AlgorithmWebvision
mixup77.99
mixup + SimCLR78.88
PLS79.01
PLS-LSA81.36
PLS-LSA no SimCLR78.68
PLS-LSA no DA79.00
PLS-LSA no SimCLR DA76.80
", + "bbox": [ + 578, + 402, + 779, + 497 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Combining PLS and $W_{PLS}$", + "text_level": 1, + "bbox": [ + 215, + 573, + 483, + 589 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We investigate here multiple strategies for PLS-LSA combining the decorrelated $W$ and PLS so that we can maximize classification accuracy on the held out validation set. We propose to use AND or OR logic operators (clean is false and noisy true), successive noise detection where we train using either metric for the first half of training and then switch to the other for the remainder $(W_{PLS} \\rightarrow \\mathrm{PLS}$ and $\\mathrm{PLS} \\rightarrow W_{PLS})$ or our alternating approach (LSA) where either metric is alternatively used every epoch. Table 2 displays our results.", + "bbox": [ + 212, + 609, + 787, + 715 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We find that two strategies are superior to the PLS baseline: the second best strategy is $\\mathrm{PLS} \\rightarrow W_{PLS}$ , explained because the simple samples $W_{PLS}$ misses are less important to get right in later training steps when the network has already learned strong base features for each class. The LSA strategy is the best approach overall, we believe this is because training the algorithm on both detection regularly allows to learn from the clean training examples provided by both metrics while avoiding over-fitting either metric's defects. These results solidify LSA as the better alternative for combining $W$ and PLS.", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/3a358852a63e3bec3030edc457c474322b112cfda8195e495c9956a3f920cf85.jpg", + "table_caption": [ + "Table 5: CNWL [18] $(32 \\times 32)$ . We run PLS and PLS-LSA; other results are from [1]. We report top-1 best accuracy and bold the best results with and without co-training. Accuracy results averaged over 3 random seeds $\\pm$ one std." + ], + "table_footnote": [], + "table_body": "
Noise levelNo co-trainingCo-training
MMMFaMUSSNCFPLSPLS-LSADMSMPMLRMMDMPLS-LSA+
2049.1051.0251.4261.5663.25±0.2464.43±0.2150.9659.0661.2456.03±0.564.4066.52±0.10
4046.4047.1448.0359.9460.42±0.2361.14±0.3546.7254.5456.2250.69±0.361.4063.42±0.42
6040.5843.8045.1054.9255.34±0.3857.18±0.3043.1452.3652.8446.81±0.356.2059.41±0.30
8033.5833.4635.5045.6248.03±0.2049.53±0.4634.5040.0043.4238.24±0.247.8052.03±0.32
", + "bbox": [ + 215, + 198, + 785, + 280 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablation study", + "text_level": 1, + "bbox": [ + 215, + 306, + 385, + 324 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We conduct an ablation study to evaluate the importance of each of our design choices in Table 3. We first ablate on the CNWL dataset under $20\\%$ and $80\\%$ noise. We evaluate the improvements of SimCLR when added to a simple noise robust training using Mixup or the original PLS algorithm. Interestingly we observe that unsupervised initialization has little effect on validation accuracy for lower noise ratios. We also report PLS (ours) which denotes our improved version of PLS (PLS-LSA without LSA) which uses SimCLR initialization and improved data augmentations. Our version performs slightly better when compared to the original PLS. The second part of the table ablates elements from PLS-LSA: SimCLR initialization, stronger data augmentation (DA) or both (nothing). Strong data augmentations appear to be an important element of PLS-LSA. This is explained by our semi-supervised imputation strategy being largely dependent on stronger data augmentations whereas another SSL imputation strategy (i.e. MixMatch [7] used in PLS) would be better suited when not having access to stronger DA. Interestingly, PLS-LSA does not catastrophically fail when we remove the SimCLR initialization. This hints towards observing the linear separation without self-supervised pre-training and shows that the alternating strategy provides stability though to the original PLS detection. We finally observe that PLS-LSA+ nothing manages to use co-training to maintain a high accuracy in the lower noise scenario even if we remove SimCLR initialization and strong DA.", + "bbox": [ + 212, + 334, + 787, + 636 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We additionally run ablations experiments on mini-Webvision to measure impacts in the real world. Results are available in Table 4. In this context, SimCLR initialization appears to play a more important role than on the CNWL and is important to maintain a good classification accuracy with PLS-LSA.", + "bbox": [ + 212, + 637, + 787, + 698 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 SOTA comparison on the CNWL dataset", + "text_level": 1, + "bbox": [ + 215, + 720, + 602, + 738 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We compare with related SOTA on the CNWL dataset corrupted with 20, 40, 60, $80\\%$ web noise in Table 5. We report the accuracy results of both PLS-LSA and PLS $\\mathsf{L}\\mathsf{SA}+$ . The noise-robust algorithms we compare with are Mixup [43] a noise robust regularization, FaMUS [39] a meta learning approach and sample correction algorithms: DivideMix (DM) [23], MentorMix (MM) [18], ScanMix [30], PropMix (PM) [10], SNCF [2], LongReMix (LRM) [11], Manifold DivideMix", + "bbox": [ + 212, + 748, + 812, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 377, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/8e7006f70b3e480e4f6ce0b5f64c26263546c7f38a683edded156fa54fb0b676.jpg", + "table_caption": [ + "Table 6: Classification accuracy for training on mini-Webvision using InceptionResNetV2. We denote with $\\dagger$ algorithms using unsupervised initialization. We test on the mini-Webvision valset and ImageNet 1k test set (ILSVRC12). We run PLS and PLS-LSA, other results are from SNCF [2]. We bold the best results. Accuracy results averaged over 3 random seeds $\\pm$ one std." + ], + "table_footnote": [], + "table_body": "
TestsetNo co-trainingCo-training
MMMRRLFaMUSPLSFLY†PLS-LSADMELR+DSOS†SMRMSNCF+†PLS-LSA+
mini-WebVisiontop-175.4476.077.8079.4079.01±0.3380.9681.28±0.1177.3277.7878.7680.0479.9180.2482.08±0.28
top-590.1290.291.3092.8092.05±0.4693.5694.12±0.0991.6491.6892.3293.0493.6193.4494.16±0.10
ILSVRC12top-171.4472.974.4077.0076.15±0.35---78.32±0.7475.2070.2975.8875.7677.3977.1279.19±0.52
top-589.4091.1090.9092.7692.53±0.23---94.64±0.2090.8489.7692.3692.6094.2694.3294.84±0.25
", + "bbox": [ + 215, + 224, + 787, + 292 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "(MDM) [13] and PLS [1]. We find that PLS-LSA improves over existing approaches even when these use a co-training strategy (PLS-LSA only uses one network). PLS-LSA+ further improves the classification accuracy by 2 to 5 absolute points across noise levels.", + "bbox": [ + 212, + 320, + 787, + 380 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Real world datasets", + "text_level": 1, + "bbox": [ + 214, + 402, + 426, + 417 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We now evaluate PLS-LSA on real world datasets. For mini-Webvision we add to the comparison a robust loss algorithm Early Learning Regularization (ELR) [26], as well as additional sample correction algorithms: Robust Representation Learning (RRL) [24], DSOS [3], RankMatch (RM) [45] and LNL-Flywheel (FLY) [19]. We also report our results on the webly fine-grained datasets as well as for Co-teaching [14], PENCIL [41], SELFIE [32], Peer-learning [33] and Progressive Label Correction (PLC) [44] which are all sample correction algorithms.", + "bbox": [ + 212, + 428, + 787, + 532 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "mini-Webvision We train PLS-LSA on mini-Webvision and report test results on the validation set of mini-Webvision and well as on the validation set of ImageNet2012 [21] in Table 6. We outperform co-training methods with PLS-LSA using only one network and PLS-LSA+ sets a new state-of-the-art by improving over PLS-LSA in terms of top-1 accuracy but we notice no significant improvements for top-5 accuracy. We report additional results when training a ResNet50 on mini-Webvision in the supplementary material where we observe similar improvements of PLS-LSA and PLS-LSA+ when compared to related works.", + "bbox": [ + 212, + 542, + 787, + 664 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Webly-fg datasets We train PLS-LSA on the Webly-fg datasets [33] that present the added challenge of fine-grained classification over mini-Webvision. We report results on the bird, car and aircraft subsets in Table 7. Because other methods use ImageNet weights for pre-training, we report results using either ImageNet or SimCLR pretraining to exhibit the linear separation between ID and OOD noise. We find that PLS-LSA only marginally improves over PLS even in the case where we use self-supervised features. We found that learning strong SimCLR features for Webly-fg datasets is challenging due to the fine grained nature of the dataset. It could be the case that using a different set of data augmentations or a different self-supervised algorithm would help improve our performance further. PLS-LSA+ improves 0.7 to 0.8 points over PLS-LSA.", + "bbox": [ + 212, + 672, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/97d4f67337e1439bd854616c290516a21b68669d81d9f2bcf63583146ef534bc.jpg", + "table_caption": [ + "Table 7: Comparison against state-of-the-art algorithms on the fine grained web datasets, we run PLS-LSA and bold the best results. Results for other algorithms from [1]. Top-1 best accuracy." + ], + "table_footnote": [], + "table_body": "
InitializationAlgorithmWeb-AircraftWeb-birdWeb-car
ImageNetCE60.8064.4060.60
Co-teaching79.5476.6884.95
PENCIL78.8275.0981.68
SELFIE79.2777.2082.90
DivideMix82.4874.4084.27
Peer-learning78.6475.3782.48
PLC79.2476.2281.87
PLS87.5879.0086.27
PLS-LSA87.7079.2086.58
PLS-LSA+88.4279.7787.24
SimCLRPLS-LSA87.8279.4786.76
PLS-LSA+88.5180.0387.50
", + "bbox": [ + 312, + 198, + 687, + 356 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 366, + 359, + 383 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper builds on the previously observed linear separation of ID and OOD images in unsupervised contrastive feature spaces in the context of label noise datasets. We observe that the linear separation of ID and OOD features is not as evident as previously observed when moving to real-world data yet becomes apparent again when looking at lower level features. Instead of relying on clustering as done in previous research, we propose to compute the linear separation using an approximate ID/OOD detection using state-of-the-art noise-robust metrics. Although we find our noise detector to be highly accurate, we do not observe classification accuracy gains when compared to less accurate SOTA noise detectors. We evidence that the few samples we mis-identify are crucial to train a strong classifier. We combine our detection together with PLS by alternating the noise detection approach every epoch to create PLS-LSA. We further develop a co-train schedule using two networks to produce PLS-LSA+. Our results improve the SOTA classification accuracy on real-world web noise datasets. Because we only empirically observe the linear separation in earlier layers, we stress the need for further theoretical analysis of the phenomenon and encourage further research in this direction. Other future work we recommend is to study if intelligent alternating strategies could be developed to combine both detection approaches based on the current noise detection bias in the network. We also suggest that further attention be given to whether the linear separation can be enforced from a random initialization and as training progresses to remove the need for pretraining.", + "bbox": [ + 212, + 393, + 787, + 728 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments This publication has emanated from research conducted with the joint financial support of the Center for Augmented Reasoning (CAR) and Science Foundation Ireland (SFI) under grant number SFI/12/RC/2289_P2. The authors additionally acknowledge the Irish Centre for High-End Computing (ICHEC) for the provision of computational facilities and support. The authors would like to issue special remembrance to our dearly missed friend and colleague Kevin McGuinness for his invaluable contributions to our research.", + "bbox": [ + 212, + 734, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Albert, P. et al.", + "bbox": [ + 271, + 114, + 377, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Albert, P., Arazo, E., Krishna, T., O'Connor, N.E., McGuinness, K.: Is your noise correction noisy? PLS: Robustness to label noise with two stage detection. In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2023)", + "2. 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In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2022)" + ], + "bbox": [ + 212, + 146, + 787, + 618 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "PLS-LSA", + "bbox": [ + 665, + 114, + 730, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/3fa4e22d-b8b1-42d7-aa29-68d73290ad08_model.json b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/3fa4e22d-b8b1-42d7-aa29-68d73290ad08_model.json new file mode 100644 index 0000000000000000000000000000000000000000..80bf958b4fd3f2f288df98a60168917ee6f2754b --- /dev/null +++ b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/3fa4e22d-b8b1-42d7-aa29-68d73290ad08_model.json @@ -0,0 +1,2038 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.255, + 0.142, + 0.75, + 0.186 + ], + "angle": 0, + "content": "An accurate detection is not all you need to combat label noise in web-noisy datasets" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.212, + 0.721, + 0.244 + ], + "angle": 0, + "content": "Paul Albert1, Jack Valmadre1, Eric Arazo2, Tarun Krishna3, Noel E. O'Connor3, Kevin McGuinness3" + }, + { + "type": "text", + "bbox": [ + 0.275, + 0.255, + 0.726, + 0.269 + ], + "angle": 0, + "content": "\\(^{1}\\) Australian Institute for Machine Learning, University of Adelaide" + }, + { + "type": "text", + "bbox": [ + 0.295, + 0.269, + 0.71, + 0.283 + ], + "angle": 0, + "content": "\\(^{2}\\) CeADAR: Ireland's Centre for Applied Artificial Intelligence" + }, + { + "type": "text", + "bbox": [ + 0.302, + 0.283, + 0.702, + 0.311 + ], + "angle": 0, + "content": "3 Insight Centre for Data Analytics, Dublin City University paul.albert@adelaide.edu.au" + }, + { + "type": "list", + "bbox": [ + 0.275, + 0.255, + 0.726, + 0.311 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.344, + 0.74, + 0.635 + ], + "angle": 0, + "content": "Abstract. Training a classifier on web-crawled data demands learning algorithms that are robust to annotation errors and irrelevant examples. This paper builds upon the recent empirical observation that applying unsupervised contrastive learning to noisy, web-crawled datasets yields a feature representation under which the in-distribution (ID) and out-of-distribution (OOD) samples are linearly separable [2]. We show that direct estimation of the separating hyperplane can indeed offer an accurate detection of OOD samples, and yet, surprisingly, this detection does not translate into gains in classification accuracy. Digging deeper into this phenomenon, we discover that the near-perfect detection misses a type of clean examples that are valuable for supervised learning. These examples often represent visually simple images, which are relatively easy to identify as clean examples using standard loss- or distance-based methods despite being poorly separated from the OOD distribution using unsupervised learning. Because we further observe a low correlation with SOTA metrics, this urges us to propose a hybrid solution that alternates between noise detection using linear separation and a state-of-the-art (SOTA) small-loss approach. When combined with the SOTA algorithm PLS, we substantially improve SOTA results for real-world image classification in the presence of web noise https://github.com/PaulAlbert31/LSA" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.66, + 0.375, + 0.675 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Developing learning algorithms that are robust to label noise promises to enable the use of deep learning for a variety of tasks where automatic but imperfect annotation is available. This paper studies the specific case of web-noisy datasets for image classification. A web-noisy dataset [25,33] is in fact the starting point for most generic image classification datasets, before human curation and label correction is conducted. To create a web-noisy dataset, the only required human intervention is the definition of a set of classes to be learned. Once the classes are defined, examples are recovered by text-to-image search engines, sometimes aided by query expansion and image-to-image search. Since the text surrounding an image on a web-page may not be an accurate description of the semantic content" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.378, + 0.129 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.208 + ], + "angle": 0, + "content": "of the image, some training examples will incorrectly represent the target class, leading to a degradation of both the model's internal representation and its final decision. Research has identified that, in the case of web-noisy datasets, out-of-distribution (OOD) images are by far the most dominant form of noise [3]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.212, + 0.785, + 0.409 + ], + "angle": 0, + "content": "We propose to build upon the observations made in SNCF [2], who observed that representations learned by unsupervised contrastive algorithms on OOD-noisy datasets displayed linear separability between in-distribution (ID) and OOD images. We extend this observation to web-noisy datasets containing OOD images where we notice that the separation is not as good as SNCF observed on synthetically corrupted datasets. Upon further investigation, we however notice that the separation is recovered when evaluating intermediate representations, computed earlier in the network. Another limitation of SNCF we aim to address is the reliance on clustering to retrieve the noisy samples so we propose to directly estimate the linear separator. We compute an approximated linear separation using SOTA noise-robust algorithms [1, 24] to obtain an imperfect clean/noisy detection, which we then use to train a logistic regression on the unsupervised contrastive features. This produces an accurate web-noise detection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.415, + 0.787, + 0.596 + ], + "angle": 0, + "content": "Interestingly, when substituting our more accurate noise detection for the original detection metric in naive ignore-the-noise algorithms and subsequently the noise robust algorithm PLS [1], we observe a decrease in classification accuracy. In fact, we identify that few simple yet important clean examples are missed by our linear separation although they are correctly retrieved by SOTA noise detection [1,24]. Because we find that our linear separation is decorrelated these SOTA noise detectors, we propose a detection strategy that combines linear separation (which achieves high specificity and sensitivity) and SOTA noise-detection approaches (which correctly retrieve those few important samples) by alternating each every epochs. We combine this noise detection with PLS to create PLS-LSA which we find to be superior to existing noise-robust algorithms on a variety of classification tasks in the presence of web-noise. We contribute:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.628, + 0.784, + 0.702 + ], + "angle": 0, + "content": "1. A novel noise detection approach that extends the work of SNCF [2] to web-noisy datasets where we improve the detection of OOD samples present in web-noise datasets by explicitly estimating the linear separation between ID and OOD samples. We demonstrate that this detection strategy is weakly correlated to existing small-loss and distance-based approaches." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.709, + 0.785, + 0.737 + ], + "angle": 0, + "content": "2. An investigation into the disparity between noise retrieval performance and classification accuracy of noise-robust algorithms." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.744, + 0.784, + 0.772 + ], + "angle": 0, + "content": "3. A novel noise correction approach, Linear Separation Alternating (LSA), that combines linear separation with uncorrelated SOTA noise detection." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.78, + 0.785, + 0.838 + ], + "angle": 0, + "content": "4. A series of experiments and ablation studies, including a voting co-training strategy PLS-LSA+ that concurrently trains two models. We conduct these experiments on controlled and real-world web-noisy datasets to demonstrate the efficacy of our algorithm PLS-LSA." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.628, + 0.785, + 0.838 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.383, + 0.161 + ], + "angle": 0, + "content": "2 Related work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.372 + ], + "angle": 0, + "content": "Detection and correction of incorrect labels The most popular approach to tackle label noise is to explicitly detect ID samples with incorrect labels, either because they are harder to learn than their clean counterparts or because they are distant from same-class training samples in the feature space. Noise detection strategies include evaluating the training loss [5,10,23,28], the Kullback-Leibler or Jensen-Shannon divergence between prediction and label [40], the entropy or the confidence of the prediction [3,18] or the consistency of the prediction across epochs [35]. An alternative is to measure the distance between noisy and clean samples in the feature space: RRL [24] detects noisy samples as having many neighbors from different classes and NCR [16] regularizes training samples with similar feature representations to have similar predictions, reducing noisy label overfitting. We also note here that all recent label noise algorithms utilize the mixup [43] regularization which has proven to be highly robust to label noise [5]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.372, + 0.788, + 0.493 + ], + "angle": 0, + "content": "While many noise-robust algorithms have proposed loss-based or distance-based noise detection metrics, the distinct advantages and biases of each strategy remain unexplored. Furthermore, considering that loss-based and distance-based detections are sufficiently decorrelated, combining the strengths of these distinct metrics is appealing, yet has not been previously explored. This paper observes the decorrelation of some noise detection metrics and proposes a non-trivial combination that improves generalization noise-robust algorithms over either metric taken independently." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.5, + 0.788, + 0.698 + ], + "angle": 0, + "content": "Out-of-distribution noise in web-noisy datasets In web-noisy datasets, OOD (or open-world) noise is the dominant type [3]. Since ID noise is still present in small amounts in web-noisy datasets, algorithms propose concurrently detect ID and OOD noise. EvidentialMix [29] and DSOS [3] use specialised losses that exhibit three modes when evaluated over all training samples. Each of the modes are observed to mostly contain clean, OOD and ID noisy samples. A mixture of gaussians is then used to retrieve each noise type. SNCF [2] observed that unsupervised contrastive learning trained on a web-noisy dataset learns representations that are linearly separated between ID and OOD samples and use a clustering strategy based on OPTICS [4] to retrieve each noise type. The linear separability of in-distribution (ID) and out-of-distribution (OOD) representations noted in SNCF holds promise but has yet to be transitioned from synthetically corrupted to web-noisy data. This paper aims to address this gap." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Unsupervised learning and label noise Optimizing a noise robust (un)-supervised contrastive objective together with the classification loss can help improve the representation quality as well as detect OOD samples in the feature space. ScanMix learns SimCLR representations as a starting point for noise-robust contrastive clustering [30] and SNCF [2] observes linear separability on unsupervised iMix features [22]. Unsupervised contrastive features have also been used to initialize networks prior to noise-robust training in PropMix [10] and C2D [46] or used as a regularization to the supervised objective in RRL [24]. While unsupervised initialization or regularization has been employed to enhance" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.232, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.38, + 0.129 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "the generalization accuracy of networks trained under label noise, our primary focus lies in its ability to detect noisy samples before starting the supervised learning phase. We aim to enhance the linear separation observed in SNCF, particularly by extending it from synthetically corrupted to web-noisy datasets and by eliminating the requirement for clustering." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.788, + 0.359 + ], + "angle": 0, + "content": "In this review, we find that unsupervised learning shows promise in identifying OOD images even before noise-robust supervised training begins. While many algorithms demonstrate an effective identification of OOD images in synthetically corrupted datasets, their generalization to web-noisy datasets is nonevident. Furthermore, although we observe a high correlation between loss-based and distance-based metrics, neither correlates directly with the linear detection observed in SNCF. We propose to evaluate the disparities between these metrics and to explore potential combinations to enhance noise detection, surpassing the capabilities of each metric taken independently." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.382, + 0.611, + 0.4 + ], + "angle": 0, + "content": "3 Linear Separation Alternating (LSA)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.415, + 0.788, + 0.568 + ], + "angle": 0, + "content": "This section details the contributions of this paper and the alternating noise detection strategy we use to combat label noise. We consider in this paper the case of a noisy web-noisy image dataset \\(\\mathcal{D} = \\{\\mathbf{x}_i, \\mathbf{y}_i\\}_{i=1}^N\\) of size \\(N\\) where the images \\(\\mathcal{X} = \\{\\mathbf{x}_i\\}_{i=1}^N\\) are associated with a classification label \\(\\{\\mathbf{y}_i\\}_{i=1}^N \\in \\{1, \\dots, C\\}\\). We denote vectors with bold letters. The classification labels are expected to be possibly mis-assigned, i.e. incorrectly characterize the target object in the image they are assigned to (label noise). The clean or noisy nature of the training samples is unknown. Our goal is to learn an accurate classifier \\(\\varPhi(\\mathbf{x})\\) that performs an accurate classification despite the label noise present in \\(\\mathcal{X}\\). In our case, we consider that \\(\\varPhi\\) is a neural network." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.588, + 0.646, + 0.604 + ], + "angle": 0, + "content": "3.1 Identifying OOD images in web-noisy datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.842 + ], + "angle": 0, + "content": "This section proposes to detect OOD images in web-noisy datasets by building on the detection of SNCF [2]. SNCF observes that an unsupervised algorithm trained on a web-noisy dataset containing OOD images will learn linearly separable representations for the ID and OOD samples in the dataset. While this is primarily an empirical observation, it was hypothesized to be a consequence of the uniformity and alignment principles of contrastive learning [38]. The alignment principle in contrastive learning encourages samples with similar visual features to cluster together while the uniformity principle encourages training samples to be uniformly distributed in the feature space. OOD images cannot satisfy the alignment principle since they are visually different from all other images in the dataset and are pushed by all ID samples on one side on hypersphere, becoming linearly separable from the ID samples [2]. As an aside, this hypothesis implies that the linear separation may not occur when training on visually similar out-of-sample images, a problem which we will revisit in the following sections. Importantly, the separability of ID and OOD samples only occurs for" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.3, + 0.143, + 0.703, + 0.432 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.441, + 0.788, + 0.47 + ], + "angle": 0, + "content": "Fig. 1: Extending the work of [2] we observe that for web noise (CNWL), ID and OOD samples become more separable in earlier representations in the network" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.501, + 0.785, + 0.53 + ], + "angle": 0, + "content": "samples the unsupervised algorithm is trained on and cannot generalize to new unseen OOD images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.531, + 0.788, + 0.744 + ], + "angle": 0, + "content": "Although SNCF [2] observed the ID/OOD separation on synthetically corrupted datasets, i.e CIFAR-100 [20] corrupted by ImageNet32 [9], Figure 1 further described below shows that we do not observe as good a separation when moving to the web-noisy CNWL [18] but that the separability improves when looking at earlier representations. The weaker separability of OOD/ID images in web-noisy datasets compared to artificially corrupted datasets is explained by OOD images in web-noise datasets retaining weak semantic similarities with ID images. This is particularly true at the text level, which exhibited relevant similarities for the search engine during dataset creation. We propose that stronger separation occurs in low-level representations because they are more generic. Earlier representations easily align ID images of the same class due to shared low-level semantics, while OOD samples only become overfit in deeper layers, thus making separation increasingly more difficult. A lesser corruption of earlier representations by label noise has for example been observed in [28]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Linear separation improves in deeper layers Our first contribution is then to observe that although the linear separation between ID and OOD is less evident in web-noisy datasets, it improves again when using earlier representations. Figure 1 gives an overview of the linear separability of ID and OOD images in the CNWL dataset [18] (web-noise) compared to the CIFAR-100 dataset [20] artificially corrupted with OOD images from ImageNet32 [9] using the unsu" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.378, + 0.129 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "pervised algorithm SimCLR [8] to pre-train a PreActivation ResNet18 [15]. To compute the lower level features, we average-pool then L2 normalize representations at the end of each ResNet block. To compute the linear separability, we utilize the clean-noisy oracle to train a non-penalized logistic regressor to predict noise from the unsupervised features. The linear regressor is then evaluated on a held-out noisy test set previously unseen by the regressor. We report the area under the ROC curve (AUROC) for the logistic regressor to identify correct/incorrect training samples. Our train/test split for evaluation of the linear classifier comprises 45,000 training and 5,000 testing images, and is constructed from the full 50,000 training images available for the overall classification task, all of which were used in unsupervised representation learning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.319, + 0.788, + 0.501 + ], + "angle": 0, + "content": "Estimating the linear separator A straight-forward approach to estimating the linear separation is to task human annotators to label randomly selected samples as ID or OOD, thus fulfilling the oracle role in Section 3.1. This strategy is usually referred to as learning to combat label noise with a trusted subset \\(\\hat{\\mathcal{T}} = \\{\\mathbf{x}_i,\\hat{z}_i\\}_{i = 1}^K\\) where \\(\\hat{z}_i = 1\\) means that the image \\(\\mathbf{x}_i\\) is OOD (\\(\\hat{z}_i = 0\\) for ID). Although we will show in the supplementary material that a good approximation for the linear separator can be achieved even given a small human-labeled subset of 100 images, most state-of-the-art noise robust algorithms do not rely on ID/OOD human annotations. We thus propose to estimate \\(\\hat{\\mathcal{T}}\\) in an unsupervised manner. The unsupervised strategy of SNCF [2] is to use a clustering approach based on OPTICS [4]. We propose in this paper to avoid clustering and instead to train the linear separation using an unsupervised ID/OOD subset \\(\\hat{\\mathcal{T}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.501, + 0.788, + 0.621 + ], + "angle": 0, + "content": "We propose to build \\(\\hat{T}\\) using unsupervised noise detection metrics \\(z(\\mathbf{x}_i,\\mathbf{y}_i) = \\hat{z}_i\\) [1,23,24,26,27]. We will examine recent examples of loss-based and distance-based noise detections later in the paper. Given \\(\\hat{T}\\) estimated from \\(Z = \\{z_{i}\\}_{i = 1}^{N}\\), we can train the linear regressor to effectively refine the estimated noisiness of a training sample \\((\\mathbf{x}_i)\\) to \\(\\mathcal{L}_r(\\mathbf{x}_i,z_i) = w_i\\) where \\(\\mathcal{L}_r\\) is a linear classification algorithm. Effectively, given the initial noise detection \\(Z\\) and the unsupervised contrastive features, we produce an improved one \\(W = \\{w_{i}\\}_{i = 1}^{N}\\), the linear-separation detection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.622, + 0.788, + 0.698 + ], + "angle": 0, + "content": "We find that, although an unsupervised \\(\\hat{\\mathcal{T}}\\) contains detection errors, we still accurately estimate the linear separation due to the natural outlier robustness of linear classifiers. We additionally attempted to construct \\(\\hat{\\mathcal{T}}\\) by selecting only the \\(M\\) most confidently clean/incorrect samples according to the metric \\(z\\) but found that it lead to a less accurate \\(W\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.722, + 0.719, + 0.739 + ], + "angle": 0, + "content": "3.2 Does better noise detection imply better classification?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We aim to quantify the accuracy benefits of \\( W \\) over loss-based or distance-based noise detection strategies. We select PLS [1] for the loss-based approach (small loss strategy as in [5, 10, 23, 40]) and RRL [24] for the distance-based approach (similar to [16, 27, 30]). To avoid interacting with complex noise-robust mechanisms, we employ an ignore-the-noise algorithm whereby we train on the detected clean samples only using a cross-entropy loss. To obtain the RRL and" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "7" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 1: Using multiple noise detection metrics to train a naive noise-ignoring algorithm on the CNWL dataset. We report noise retrieval performance and classification accuracy. None signifies training without noise removal. We bold the best results and underline the worst, higher is better. Results averaged over 3 random seeds ± std" + }, + { + "type": "table", + "bbox": [ + 0.25, + 0.213, + 0.761, + 0.356 + ], + "angle": 0, + "content": "
Noise ratio ↓Metric →NonePLSRRL\\(W_{PLS}\\)\\(W_{RRL}\\)Oracle
0.2AUROC-66.4±0.258.4±0.284.9±0.284.9±0.0100
Clean recall-81.9±0.194.6±0.489.3±0.189.3±0.1100
Noise recall-50.9±0.422.3±0.480.5±0.480.5±0.1100
Accuracy56.9±0.159.5±0.158.9±0.258.6±0.258.0±0.160.2±0.2
0.8AUROC-58.1±0.154.8±0.263.4±0.262.3±0.1100
Clean recall-86.7±0.290.8±0.195.1±0.493.4±0.0100
Noise recall-29.5±0.118.8±0.331.7±0.131.2±0.1100
Accuracy38.5±0.145.1±0.243.1±0.241.3±0.241.7±0.146.2±0.2
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.383, + 0.784, + 0.474 + ], + "angle": 0, + "content": "PLS detection, we train the algorithms using the official code and utilize the noise detection at the end of training. We then estimate \\( W_{PLS} \\) and \\( W_{RRL} \\) as detailed in Section 3.1 using unsupervised SimCLR features. Table 1 reports the results on the CNWL under \\( 20\\% \\) and \\( 80\\% \\) web noise where we report noise detection performance by computing an AUROC curve and the clean or noisy recall as well as the classification accuracy of the ignore-the-noise algorithm." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.475, + 0.785, + 0.535 + ], + "angle": 0, + "content": "Surprisingly, we observe that although \\( W_{RRL/PLS} \\) improves the noise metrics in terms of AUROC and noise recall, using it to detect the noise decreases the classification accuracy of \\( \\varPhi \\). This implies that \\( W \\) mis-identifies important samples needed to achieve high accuracy classification." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.558, + 0.642, + 0.574 + ], + "angle": 0, + "content": "3.3 Clean samples missed by the linear separation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.785, + 0.734 + ], + "angle": 0, + "content": "Following the observation of missing important samples in the previous section, we take a look at the clean images missed by \\( W \\). We observe that missed clean samples predominantly represent the target object on a uniform background (typically black or white). In the context of ID and OOD separation through the alignment and uniformity of unsupervised contrastive learning presented in Section 3.1, this observation suggests that the unsupervised contrastive algorithm aligns uniformly colored background using this simple visual cue and independently of the ID or OOD class depicted. This problem is similar to the case where the OOD noise is structured, i.e. contains subsets of highly similar OOD images (humans holding OOD objects would be a common example)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Although \\( W \\) misses important examples, because these depict the target object with no distractors in the background, we suggest that they will easily be detected by the original SOTA noise detection metrics, biased toward detecting simple to fit or highly representative samples. In fact, we show in Figure 2 randomly selected clean examples missed by \\( W_{PLS} \\) most of which are correctly retrieved by PLS. Examples for the opposite scenario can be found in the supplementary material." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.378, + 0.128 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "image", + "bbox": [ + 0.3, + 0.143, + 0.703, + 0.442 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.451, + 0.788, + 0.482 + ], + "angle": 0, + "content": "Fig. 2: Examples of clean samples missed by our linear separation \\( W_{PLS} \\) but correctly recovered (green) by a small loss approach, here PLS. \\( 20\\% \\) noise CNWL." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.489, + 0.513, + 0.505 + ], + "angle": 0, + "content": "3.4 Linear Separation Alternating" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.511, + 0.788, + 0.648 + ], + "angle": 0, + "content": "Because PLS and RRL retrieve samples that \\( W \\) misses, we aim to quantify the correlation between these noise detection metrics to justify their complementarity. We observe in Figure 3 that while the noise detection of RRL and PLS remain correlated during training (\\( >0.8 \\) Pearson correlation) our linear separation \\( W \\) is much more decorrelated with either RRL or PLS (\\( < 0.5 \\)). This low correlation further motivates the complementarity of \\( W \\) with SOTA noise detection approaches. We also notice that using either PLS or RRL for the trusted subset \\( \\hat{\\mathcal{T}} \\) leads to very similar linear separation as \\( W_{PLS} \\) and \\( W_{RRL} \\) are highly correlated, explained by RRL and PLS being highly correlated to begin with." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.647, + 0.788, + 0.769 + ], + "angle": 0, + "content": "To combine \\( W \\) and \\( Z \\) (PLS or RRL), we experiment with multiple combination strategies including voting or successive use (see Section 4.2). We find that alternating every epoch between \\( W \\) and PLS or RRL to be the better strategy. One dominant advantage of the alternating strategy is that it prevents forgetting one noise-detection over the other, effectively avoiding a form of confirmation bias [6] where mis-detections become hard to correct. We name this alternating noise detection strategy Linear Separation Alternating or LSA. Results comparing combination strategies are available in the experiments, Section 4.2." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.341, + 0.802 + ], + "angle": 0, + "content": "3.5 PLS-LSA" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "LSA is independent from the noise-robust algorithm used whether it performs distance-based or loss-based noise detection. We choose to build on PLS [1], a" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.272, + 0.143, + 0.734, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.273, + 0.785, + 0.302 + ], + "angle": 0, + "content": "Fig. 3: Low correlation of our linear separation with the PLS and RRL metrics trained on CNWL with \\(20\\%\\) web noise. \\(W_{PLS / RRL}\\) denotes using PLS or RRL for \\(\\tilde{\\mathcal{T}}\\)." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.315, + 0.789, + 0.459 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.47, + 0.788, + 0.498 + ], + "angle": 0, + "content": "Fig. 4: Illustration of the noise detection of PLS with LSA (PLS-LSA). We use \\( Z \\) to estimate the linear separation \\( W \\) on even epochs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.529, + 0.788, + 0.634 + ], + "angle": 0, + "content": "semi-supervised strong baseline in web-noise robust algorithms. The following is a quick overview of the PLS algorithm [1]. In PLS, the network predicts two noisiness estimation metrics: a general noisiness \\( z(\\mathbf{x}_i,\\mathbf{y}_i) = z_i \\) that estimates if a sample is clean \\( z_{i} = 1 \\) or noisy \\( z_{i} = 0 \\) (small loss based, using a two mode gaussian mixture [5, 23]) and the pseudo-loss prediction \\( p(\\mathbf{x}_i,\\tilde{\\mathbf{y}}_i,z_i) = p_i \\) that estimates whether a semi-supervised imputation \\( \\tilde{\\mathbf{y}}_i \\) is a trustworthy correction for a noisy sample (\\( p_i = 1 \\)). PLS optimizes 3 losses:" + }, + { + "type": "equation", + "bbox": [ + 0.321, + 0.647, + 0.785, + 0.663 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\sup } \\left(\\mathbf {x} _ {i}, \\mathbf {y} _ {i}, z _ {i}\\right) = - z _ {i} \\times \\mathbf {y} _ {i} \\times \\log (\\operatorname {s o f t m a x} (\\Phi (\\mathbf {x} _ {i}))), \\tag {1}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.326, + 0.666, + 0.785, + 0.682 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\mathbf {s s l}} \\left(\\mathbf {x} _ {i}, \\tilde {\\mathbf {y}} _ {i}, p _ {i}\\right) = - p _ {i} \\times \\tilde {\\mathbf {y}} _ {i} \\times \\log (\\operatorname {s o f t m a x} (\\Phi \\left(\\mathbf {x} _ {i}\\right))) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.694, + 0.788, + 0.74 + ], + "angle": 0, + "content": "and \\(L_{cont}\\) a supervised contrastive objective [22] that uses a SimCLR augmented view \\(\\mathbf{x}_i^{\\prime}\\) and is sensitive to \\(p_i\\) whose definition we refer to the original paper [1]. The final training loss in PLS without subscripts is" + }, + { + "type": "equation", + "bbox": [ + 0.258, + 0.751, + 0.785, + 0.769 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\mathrm {P L S}} (\\mathbf {x}, \\mathbf {x} ^ {\\prime}, \\mathbf {y}, z, p) = \\mathrm {L} _ {\\sup } (\\mathbf {x}, \\mathbf {y}, z) + \\mathrm {L} _ {\\mathrm {s s l}} (\\mathbf {x}, \\tilde {\\mathbf {y}}, z, p) + \\mathrm {L} _ {\\text {c o n t}} (\\mathbf {x}, \\mathbf {x} ^ {\\prime}, \\mathbf {y}, p) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We call our version of PLS using LSA, PLS-LSA where we pretrain \\(\\varPhi\\) using SimCLR and replace \\(Z\\) with \\(W\\) on even epochs, i.e. on even epochs we compute \\(p_i = p(\\mathbf{x}_i,\\tilde{\\mathbf{y}}_i,w_i)\\) and \\(L_{sup}(\\mathbf{x}_i,\\mathbf{y}_i,w_i)\\). For \\(W\\) we use features extracted in the second ResNet block, an ablation can be found in the supplementary material." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.378, + 0.129 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.631, + 0.163 + ], + "angle": 0, + "content": "3.6 Semi-supervised imputation and Co-training" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.17, + 0.788, + 0.248 + ], + "angle": 0, + "content": "Because PLS-LSA lacks some common additions to the recent noise-robust literature, we propose to use a stronger data augmentation for semi-supervised imputation and introduce an optional voting co-training strategy. We modify the PLS label imputation strategy as follows: given \\(\\mathbf{x}_i^{\\prime \\prime}\\) augmented using RandAugment [12], we modify the semi-supervised loss of PLS to" + }, + { + "type": "equation", + "bbox": [ + 0.24, + 0.257, + 0.786, + 0.273 + ], + "angle": 0, + "content": "\\[\n\\mathrm {L} _ {\\mathrm {s s l}} \\left(\\mathbf {x} _ {i}, \\mathbf {x} _ {i} ^ {\\prime \\prime}, \\tilde {\\mathbf {y}} _ {i}, p _ {i}\\right) = - p _ {i} \\times \\operatorname {s g} \\left(\\operatorname {s o f t m a x} \\left(\\Phi \\left(\\mathbf {x} _ {i}\\right)\\right)\\right) \\times \\log \\left(\\operatorname {s o f t m a x} \\left(\\Phi \\left(\\mathbf {x} _ {i} ^ {\\prime \\prime}\\right)\\right)\\right) \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.282, + 0.786, + 0.312 + ], + "angle": 0, + "content": "where \\(\\mathbf{sg}(.)\\) is the stop gradient operation. This imputation strategy is in line with recent semi-supervised classification research [31, 42]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.313, + 0.788, + 0.435 + ], + "angle": 0, + "content": "PLS-LSA+ is a co-training strategy for PLS-LSA that uses two co-trained networks. We use a voting approach where the two networks vote for noisy samples detection \\( z_{i} \\), \\( w_{i} \\) and \\( p_{i} \\) as well as for classification at test time. Our voting noise detection is different from previous approaches [14, 23, 30] where networks predict noisiness for each other. Additionally, before voting on \\( p_{i} \\) we introduce a co-guessing strategy where a semi-supervised prediction \\( \\tilde{\\mathbf{y}}_i \\) of network 1 is evaluated as correct by network 2. The naive strategy would be each network evaluating if their own guess is correct which introduces more confirmation bias." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.455, + 0.377, + 0.472 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.485, + 0.566, + 0.5 + ], + "angle": 0, + "content": "4.1 Structure of the experiments section" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.789, + 0.795 + ], + "angle": 0, + "content": "We structure the experiment section as follows. First we study different combination strategies for PLS and \\( W_{PLS} \\). We then conduct an ablation study of PLS-LSA to highlight the importance of each of our proposed addition over PLS. We finally compare PLS-LSA with SOTA algorithms on the Controlled Noisy Web Labels (CNWL) dataset [17] and real world datasets mini-Webvision [25] and Webly-fg [33]. The CNWL dataset corrupts miniImageNet [37] with human curated web-noisy examples. The dataset proposes noise ratios ranging from 20 to \\( 80\\% \\). Following previous research, we train on the CNWL at a resolution of \\( 32^2 \\) using a PreActivation ResNet18 [15]. mini-WebVision is a subset of the first 50 classes of Webvision [25] which mimic ImageNet [21] classes. We train on mini-WebVision at a resolution of \\( 224^2 \\) using an InceptionResNetV2 [34]. The Webly-fg datasets are noisy datasets that target fined-grained classification of aircrafts, birds or cars. We train at a resolution of \\( 448^2 \\) using a ResNet50 initialized either on ImageNet as done in previous research or using SimCLR. All datasets contain unidentified web-noisy samples, which are either OOD or ID noisy (mislabeled). We compare the performance of noise-robust algorithms trained on web-noisy datasets by their ability to accurately classify a clean validation set. More detailed experimental settings are available in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Our experimental settings are the same as used in PLS [1] and comparable to evaluation settings used in the algorithms we compare with. Unless otherwise specified, we initialize our networks using SimCLR [8] and solo-learn [36]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.278, + 0.145, + 0.725, + 0.159 + ], + "angle": 0, + "content": "Table 2: Best strategy to combine PLS and \\( {W}_{PLS} \\) on the CNWL." + }, + { + "type": "table", + "bbox": [ + 0.334, + 0.171, + 0.675, + 0.29 + ], + "angle": 0, + "content": "
Noise ratio0.20.40.60.8
PLS62.30±0.2459.11±0.2854.26±0.2048.71±0.36
WPLS62.97±0.2360.41±0.0552.18±0.1247.11±0.08
AND62.66±0.3458.80±0.4154.82±0.1548.19±0.11
OR58.79±0.4058.27±0.3450.57±1.1145.93±0.69
WPLS→PLS62.88±0.4659.89±0.1452.34±0.1248.88±0.23
PLS→WPLS63.49±0.1260.21±0.1255.36±0.8449.23±0.21
LSA64.20±0.1660.98±0.2455.64±0.3049.73±0.13
Oracle64.10±0.1061.45±0.2256.04±0.3950.19±0.48
" + }, + { + "type": "table_caption", + "bbox": [ + 0.261, + 0.306, + 0.483, + 0.321 + ], + "angle": 0, + "content": "Table 3: Ablation study CNWL" + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.333, + 0.532, + 0.553 + ], + "angle": 0, + "content": "
Datasetmini 20%mini 80%
Baselines
mixup57.27±0.3938.48±0.24
mixup + SimCLR57.03±0.1039.62±0.28
PLS62.83±0.3945.80±0.72
PLS + SimCLR62.39±0.1447.21±0.63
PLS ours63.25±0.2448.03±0.38
PLS-LSA ablation
PLS-LSA64.61±0.5148.20±0.16
PLS-LSA no SimCLR64.04±0.2747.29±0.27
PLS-LSA no DA63.25±0.2143.55±0.45
PLS-LSA no SimCLR DA61.83±0.5543.75±0.35
PLS-LSA+ ablation
PLS-LSA+66.52±0.1052.03±0.32
PLS-LSA+ no SimCLR DA66.34±0.2747.68±0.59
" + }, + { + "type": "table_caption", + "bbox": [ + 0.578, + 0.363, + 0.781, + 0.389 + ], + "angle": 0, + "content": "Table 4: Ablation study Webvision" + }, + { + "type": "table", + "bbox": [ + 0.579, + 0.403, + 0.781, + 0.498 + ], + "angle": 0, + "content": "
AlgorithmWebvision
mixup77.99
mixup + SimCLR78.88
PLS79.01
PLS-LSA81.36
PLS-LSA no SimCLR78.68
PLS-LSA no DA79.00
PLS-LSA no SimCLR DA76.80
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.574, + 0.485, + 0.59 + ], + "angle": 0, + "content": "4.2 Combining PLS and \\(W_{PLS}\\)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.611, + 0.788, + 0.717 + ], + "angle": 0, + "content": "We investigate here multiple strategies for PLS-LSA combining the decorrelated \\(W\\) and PLS so that we can maximize classification accuracy on the held out validation set. We propose to use AND or OR logic operators (clean is false and noisy true), successive noise detection where we train using either metric for the first half of training and then switch to the other for the remainder \\((W_{PLS} \\rightarrow \\mathrm{PLS}\\) and \\(\\mathrm{PLS} \\rightarrow W_{PLS})\\) or our alternating approach (LSA) where either metric is alternatively used every epoch. Table 2 displays our results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We find that two strategies are superior to the PLS baseline: the second best strategy is \\(\\mathrm{PLS} \\rightarrow W_{PLS}\\), explained because the simple samples \\(W_{PLS}\\) misses are less important to get right in later training steps when the network has already learned strong base features for each class. The LSA strategy is the best approach overall, we believe this is because training the algorithm on both detection regularly allows to learn from the clean training examples provided by both metrics while avoiding over-fitting either metric's defects. These results solidify LSA as the better alternative for combining \\(W\\) and PLS." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.378, + 0.129 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.144, + 0.785, + 0.187 + ], + "angle": 0, + "content": "Table 5: CNWL [18] \\((32 \\times 32)\\). We run PLS and PLS-LSA; other results are from [1]. We report top-1 best accuracy and bold the best results with and without co-training. Accuracy results averaged over 3 random seeds \\(\\pm\\) one std." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.199, + 0.787, + 0.281 + ], + "angle": 0, + "content": "
Noise levelNo co-trainingCo-training
MMMFaMUSSNCFPLSPLS-LSADMSMPMLRMMDMPLS-LSA+
2049.1051.0251.4261.5663.25±0.2464.43±0.2150.9659.0661.2456.03±0.564.4066.52±0.10
4046.4047.1448.0359.9460.42±0.2361.14±0.3546.7254.5456.2250.69±0.361.4063.42±0.42
6040.5843.8045.1054.9255.34±0.3857.18±0.3043.1452.3652.8446.81±0.356.2059.41±0.30
8033.5833.4635.5045.6248.03±0.2049.53±0.4634.5040.0043.4238.24±0.247.8052.03±0.32
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.308, + 0.386, + 0.325 + ], + "angle": 0, + "content": "4.3 Ablation study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.335, + 0.788, + 0.637 + ], + "angle": 0, + "content": "We conduct an ablation study to evaluate the importance of each of our design choices in Table 3. We first ablate on the CNWL dataset under \\(20\\%\\) and \\(80\\%\\) noise. We evaluate the improvements of SimCLR when added to a simple noise robust training using Mixup or the original PLS algorithm. Interestingly we observe that unsupervised initialization has little effect on validation accuracy for lower noise ratios. We also report PLS (ours) which denotes our improved version of PLS (PLS-LSA without LSA) which uses SimCLR initialization and improved data augmentations. Our version performs slightly better when compared to the original PLS. The second part of the table ablates elements from PLS-LSA: SimCLR initialization, stronger data augmentation (DA) or both (nothing). Strong data augmentations appear to be an important element of PLS-LSA. This is explained by our semi-supervised imputation strategy being largely dependent on stronger data augmentations whereas another SSL imputation strategy (i.e. MixMatch [7] used in PLS) would be better suited when not having access to stronger DA. Interestingly, PLS-LSA does not catastrophically fail when we remove the SimCLR initialization. This hints towards observing the linear separation without self-supervised pre-training and shows that the alternating strategy provides stability though to the original PLS detection. We finally observe that PLS-LSA+ nothing manages to use co-training to maintain a high accuracy in the lower noise scenario even if we remove SimCLR initialization and strong DA." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.638, + 0.788, + 0.699 + ], + "angle": 0, + "content": "We additionally run ablations experiments on mini-Webvision to measure impacts in the real world. Results are available in Table 4. In this context, SimCLR initialization appears to play a more important role than on the CNWL and is important to maintain a good classification accuracy with PLS-LSA." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.722, + 0.603, + 0.739 + ], + "angle": 0, + "content": "4.4 SOTA comparison on the CNWL dataset" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.813, + 0.843 + ], + "angle": 0, + "content": "We compare with related SOTA on the CNWL dataset corrupted with 20, 40, 60, \\(80\\%\\) web noise in Table 5. We report the accuracy results of both PLS-LSA and PLS\\(\\mathsf{L}\\mathsf{SA}+\\). The noise-robust algorithms we compare with are Mixup [43] a noise robust regularization, FaMUS [39] a meta learning approach and sample correction algorithms: DivideMix (DM) [23], MentorMix (MM) [18], ScanMix [30], PropMix (PM) [10], SNCF [2], LongReMix (LRM) [11], Manifold DivideMix" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.214 + ], + "angle": 0, + "content": "Table 6: Classification accuracy for training on mini-Webvision using InceptionResNetV2. We denote with \\(\\dagger\\) algorithms using unsupervised initialization. We test on the mini-Webvision valset and ImageNet 1k test set (ILSVRC12). We run PLS and PLS-LSA, other results are from SNCF [2]. We bold the best results. Accuracy results averaged over 3 random seeds \\(\\pm\\) one std." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.226, + 0.788, + 0.294 + ], + "angle": 0, + "content": "
TestsetNo co-trainingCo-training
MMMRRLFaMUSPLSFLY†PLS-LSADMELR+DSOS†SMRMSNCF+†PLS-LSA+
mini-WebVisiontop-175.4476.077.8079.4079.01±0.3380.9681.28±0.1177.3277.7878.7680.0479.9180.2482.08±0.28
top-590.1290.291.3092.8092.05±0.4693.5694.12±0.0991.6491.6892.3293.0493.6193.4494.16±0.10
ILSVRC12top-171.4472.974.4077.0076.15±0.35---78.32±0.7475.2070.2975.8875.7677.3977.1279.19±0.52
top-589.4091.1090.9092.7692.53±0.23---94.64±0.2090.8489.7692.3692.6094.2694.3294.84±0.25
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.321, + 0.788, + 0.381 + ], + "angle": 0, + "content": "(MDM) [13] and PLS [1]. We find that PLS-LSA improves over existing approaches even when these use a co-training strategy (PLS-LSA only uses one network). PLS-LSA+ further improves the classification accuracy by 2 to 5 absolute points across noise levels." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.403, + 0.427, + 0.418 + ], + "angle": 0, + "content": "4.5 Real world datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.429, + 0.788, + 0.534 + ], + "angle": 0, + "content": "We now evaluate PLS-LSA on real world datasets. For mini-Webvision we add to the comparison a robust loss algorithm Early Learning Regularization (ELR) [26], as well as additional sample correction algorithms: Robust Representation Learning (RRL) [24], DSOS [3], RankMatch (RM) [45] and LNL-Flywheel (FLY) [19]. We also report our results on the webly fine-grained datasets as well as for Co-teaching [14], PENCIL [41], SELFIE [32], Peer-learning [33] and Progressive Label Correction (PLC) [44] which are all sample correction algorithms." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.543, + 0.788, + 0.665 + ], + "angle": 0, + "content": "mini-Webvision We train PLS-LSA on mini-Webvision and report test results on the validation set of mini-Webvision and well as on the validation set of ImageNet2012 [21] in Table 6. We outperform co-training methods with PLS-LSA using only one network and PLS-LSA+ sets a new state-of-the-art by improving over PLS-LSA in terms of top-1 accuracy but we notice no significant improvements for top-5 accuracy. We report additional results when training a ResNet50 on mini-Webvision in the supplementary material where we observe similar improvements of PLS-LSA and PLS-LSA+ when compared to related works." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.673, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Webly-fg datasets We train PLS-LSA on the Webly-fg datasets [33] that present the added challenge of fine-grained classification over mini-Webvision. We report results on the bird, car and aircraft subsets in Table 7. Because other methods use ImageNet weights for pre-training, we report results using either ImageNet or SimCLR pretraining to exhibit the linear separation between ID and OOD noise. We find that PLS-LSA only marginally improves over PLS even in the case where we use self-supervised features. We found that learning strong SimCLR features for Webly-fg datasets is challenging due to the fine grained nature of the dataset. It could be the case that using a different set of data augmentations or a different self-supervised algorithm would help improve our performance further. PLS-LSA+ improves 0.7 to 0.8 points over PLS-LSA." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.378, + 0.129 + ], + "angle": 0, + "content": "Albert, P. et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.189 + ], + "angle": 0, + "content": "Table 7: Comparison against state-of-the-art algorithms on the fine grained web datasets, we run PLS-LSA and bold the best results. Results for other algorithms from [1]. Top-1 best accuracy." + }, + { + "type": "table", + "bbox": [ + 0.313, + 0.199, + 0.688, + 0.357 + ], + "angle": 0, + "content": "
InitializationAlgorithmWeb-AircraftWeb-birdWeb-car
ImageNetCE60.8064.4060.60
Co-teaching79.5476.6884.95
PENCIL78.8275.0981.68
SELFIE79.2777.2082.90
DivideMix82.4874.4084.27
Peer-learning78.6475.3782.48
PLC79.2476.2281.87
PLS87.5879.0086.27
PLS-LSA87.7079.2086.58
PLS-LSA+88.4279.7787.24
SimCLRPLS-LSA87.8279.4786.76
PLS-LSA+88.5180.0387.50
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.367, + 0.36, + 0.384 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.395, + 0.789, + 0.729 + ], + "angle": 0, + "content": "This paper builds on the previously observed linear separation of ID and OOD images in unsupervised contrastive feature spaces in the context of label noise datasets. We observe that the linear separation of ID and OOD features is not as evident as previously observed when moving to real-world data yet becomes apparent again when looking at lower level features. Instead of relying on clustering as done in previous research, we propose to compute the linear separation using an approximate ID/OOD detection using state-of-the-art noise-robust metrics. Although we find our noise detector to be highly accurate, we do not observe classification accuracy gains when compared to less accurate SOTA noise detectors. We evidence that the few samples we mis-identify are crucial to train a strong classifier. We combine our detection together with PLS by alternating the noise detection approach every epoch to create PLS-LSA. We further develop a co-train schedule using two networks to produce PLS-LSA+. Our results improve the SOTA classification accuracy on real-world web noise datasets. Because we only empirically observe the linear separation in earlier layers, we stress the need for further theoretical analysis of the phenomenon and encourage further research in this direction. Other future work we recommend is to study if intelligent alternating strategies could be developed to combine both detection approaches based on the current noise detection bias in the network. We also suggest that further attention be given to whether the linear separation can be enforced from a random initialization and as training progresses to remove the need for pretraining." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Acknowledgments This publication has emanated from research conducted with the joint financial support of the Center for Augmented Reasoning (CAR) and Science Foundation Ireland (SFI) under grant number SFI/12/RC/2289_P2. The authors additionally acknowledge the Irish Centre for High-End Computing (ICHEC) for the provision of computational facilities and support. The authors would like to issue special remembrance to our dearly missed friend and colleague Kevin McGuinness for his invaluable contributions to our research." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.666, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "PLS-LSA" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.173, + 0.786, + 0.228 + ], + "angle": 0, + "content": "1. Albert, P., Arazo, E., Krishna, T., O'Connor, N.E., McGuinness, K.: Is your noise correction noisy? PLS: Robustness to label noise with two stage detection. In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.229, + 0.786, + 0.269 + ], + "angle": 0, + "content": "2. 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In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2022)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.619 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/3fa4e22d-b8b1-42d7-aa29-68d73290ad08_origin.pdf b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/3fa4e22d-b8b1-42d7-aa29-68d73290ad08_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..b2c3b756a7c2eb77fd00ad2c20040b4531c0bd05 --- /dev/null +++ b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/3fa4e22d-b8b1-42d7-aa29-68d73290ad08_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:b96dd3555577b9149cb99dc6aa6d0addc2e571c31ca4162a4089642e77086b11 +size 1202618 diff --git a/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/full.md b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/full.md new file mode 100644 index 0000000000000000000000000000000000000000..820b3c114b5b1302dce5d92560ec853a6fd84410 --- /dev/null +++ b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/full.md @@ -0,0 +1,245 @@ +# An accurate detection is not all you need to combat label noise in web-noisy datasets + +Paul Albert1, Jack Valmadre1, Eric Arazo2, Tarun Krishna3, Noel E. O'Connor3, Kevin McGuinness3 + +$^{1}$ Australian Institute for Machine Learning, University of Adelaide +$^{2}$ CeADAR: Ireland's Centre for Applied Artificial Intelligence +3 Insight Centre for Data Analytics, Dublin City University paul.albert@adelaide.edu.au + +Abstract. Training a classifier on web-crawled data demands learning algorithms that are robust to annotation errors and irrelevant examples. This paper builds upon the recent empirical observation that applying unsupervised contrastive learning to noisy, web-crawled datasets yields a feature representation under which the in-distribution (ID) and out-of-distribution (OOD) samples are linearly separable [2]. We show that direct estimation of the separating hyperplane can indeed offer an accurate detection of OOD samples, and yet, surprisingly, this detection does not translate into gains in classification accuracy. Digging deeper into this phenomenon, we discover that the near-perfect detection misses a type of clean examples that are valuable for supervised learning. These examples often represent visually simple images, which are relatively easy to identify as clean examples using standard loss- or distance-based methods despite being poorly separated from the OOD distribution using unsupervised learning. Because we further observe a low correlation with SOTA metrics, this urges us to propose a hybrid solution that alternates between noise detection using linear separation and a state-of-the-art (SOTA) small-loss approach. When combined with the SOTA algorithm PLS, we substantially improve SOTA results for real-world image classification in the presence of web noise https://github.com/PaulAlbert31/LSA + +# 1 Introduction + +Developing learning algorithms that are robust to label noise promises to enable the use of deep learning for a variety of tasks where automatic but imperfect annotation is available. This paper studies the specific case of web-noisy datasets for image classification. A web-noisy dataset [25,33] is in fact the starting point for most generic image classification datasets, before human curation and label correction is conducted. To create a web-noisy dataset, the only required human intervention is the definition of a set of classes to be learned. Once the classes are defined, examples are recovered by text-to-image search engines, sometimes aided by query expansion and image-to-image search. Since the text surrounding an image on a web-page may not be an accurate description of the semantic content + +of the image, some training examples will incorrectly represent the target class, leading to a degradation of both the model's internal representation and its final decision. Research has identified that, in the case of web-noisy datasets, out-of-distribution (OOD) images are by far the most dominant form of noise [3]. + +We propose to build upon the observations made in SNCF [2], who observed that representations learned by unsupervised contrastive algorithms on OOD-noisy datasets displayed linear separability between in-distribution (ID) and OOD images. We extend this observation to web-noisy datasets containing OOD images where we notice that the separation is not as good as SNCF observed on synthetically corrupted datasets. Upon further investigation, we however notice that the separation is recovered when evaluating intermediate representations, computed earlier in the network. Another limitation of SNCF we aim to address is the reliance on clustering to retrieve the noisy samples so we propose to directly estimate the linear separator. We compute an approximated linear separation using SOTA noise-robust algorithms [1, 24] to obtain an imperfect clean/noisy detection, which we then use to train a logistic regression on the unsupervised contrastive features. This produces an accurate web-noise detection. + +Interestingly, when substituting our more accurate noise detection for the original detection metric in naive ignore-the-noise algorithms and subsequently the noise robust algorithm PLS [1], we observe a decrease in classification accuracy. In fact, we identify that few simple yet important clean examples are missed by our linear separation although they are correctly retrieved by SOTA noise detection [1,24]. Because we find that our linear separation is decorrelated these SOTA noise detectors, we propose a detection strategy that combines linear separation (which achieves high specificity and sensitivity) and SOTA noise-detection approaches (which correctly retrieve those few important samples) by alternating each every epochs. We combine this noise detection with PLS to create PLS-LSA which we find to be superior to existing noise-robust algorithms on a variety of classification tasks in the presence of web-noise. We contribute: + +1. A novel noise detection approach that extends the work of SNCF [2] to web-noisy datasets where we improve the detection of OOD samples present in web-noise datasets by explicitly estimating the linear separation between ID and OOD samples. We demonstrate that this detection strategy is weakly correlated to existing small-loss and distance-based approaches. +2. An investigation into the disparity between noise retrieval performance and classification accuracy of noise-robust algorithms. +3. A novel noise correction approach, Linear Separation Alternating (LSA), that combines linear separation with uncorrelated SOTA noise detection. +4. A series of experiments and ablation studies, including a voting co-training strategy PLS-LSA+ that concurrently trains two models. We conduct these experiments on controlled and real-world web-noisy datasets to demonstrate the efficacy of our algorithm PLS-LSA. + +# 2 Related work + +Detection and correction of incorrect labels The most popular approach to tackle label noise is to explicitly detect ID samples with incorrect labels, either because they are harder to learn than their clean counterparts or because they are distant from same-class training samples in the feature space. Noise detection strategies include evaluating the training loss [5,10,23,28], the Kullback-Leibler or Jensen-Shannon divergence between prediction and label [40], the entropy or the confidence of the prediction [3,18] or the consistency of the prediction across epochs [35]. An alternative is to measure the distance between noisy and clean samples in the feature space: RRL [24] detects noisy samples as having many neighbors from different classes and NCR [16] regularizes training samples with similar feature representations to have similar predictions, reducing noisy label overfitting. We also note here that all recent label noise algorithms utilize the mixup [43] regularization which has proven to be highly robust to label noise [5]. + +While many noise-robust algorithms have proposed loss-based or distance-based noise detection metrics, the distinct advantages and biases of each strategy remain unexplored. Furthermore, considering that loss-based and distance-based detections are sufficiently decorrelated, combining the strengths of these distinct metrics is appealing, yet has not been previously explored. This paper observes the decorrelation of some noise detection metrics and proposes a non-trivial combination that improves generalization noise-robust algorithms over either metric taken independently. + +Out-of-distribution noise in web-noisy datasets In web-noisy datasets, OOD (or open-world) noise is the dominant type [3]. Since ID noise is still present in small amounts in web-noisy datasets, algorithms propose concurrently detect ID and OOD noise. EvidentialMix [29] and DSOS [3] use specialised losses that exhibit three modes when evaluated over all training samples. Each of the modes are observed to mostly contain clean, OOD and ID noisy samples. A mixture of gaussians is then used to retrieve each noise type. SNCF [2] observed that unsupervised contrastive learning trained on a web-noisy dataset learns representations that are linearly separated between ID and OOD samples and use a clustering strategy based on OPTICS [4] to retrieve each noise type. The linear separability of in-distribution (ID) and out-of-distribution (OOD) representations noted in SNCF holds promise but has yet to be transitioned from synthetically corrupted to web-noisy data. This paper aims to address this gap. + +Unsupervised learning and label noise Optimizing a noise robust (un)-supervised contrastive objective together with the classification loss can help improve the representation quality as well as detect OOD samples in the feature space. ScanMix learns SimCLR representations as a starting point for noise-robust contrastive clustering [30] and SNCF [2] observes linear separability on unsupervised iMix features [22]. Unsupervised contrastive features have also been used to initialize networks prior to noise-robust training in PropMix [10] and C2D [46] or used as a regularization to the supervised objective in RRL [24]. While unsupervised initialization or regularization has been employed to enhance + +the generalization accuracy of networks trained under label noise, our primary focus lies in its ability to detect noisy samples before starting the supervised learning phase. We aim to enhance the linear separation observed in SNCF, particularly by extending it from synthetically corrupted to web-noisy datasets and by eliminating the requirement for clustering. + +In this review, we find that unsupervised learning shows promise in identifying OOD images even before noise-robust supervised training begins. While many algorithms demonstrate an effective identification of OOD images in synthetically corrupted datasets, their generalization to web-noisy datasets is nonevident. Furthermore, although we observe a high correlation between loss-based and distance-based metrics, neither correlates directly with the linear detection observed in SNCF. We propose to evaluate the disparities between these metrics and to explore potential combinations to enhance noise detection, surpassing the capabilities of each metric taken independently. + +# 3 Linear Separation Alternating (LSA) + +This section details the contributions of this paper and the alternating noise detection strategy we use to combat label noise. We consider in this paper the case of a noisy web-noisy image dataset $\mathcal{D} = \{\mathbf{x}_i, \mathbf{y}_i\}_{i=1}^N$ of size $N$ where the images $\mathcal{X} = \{\mathbf{x}_i\}_{i=1}^N$ are associated with a classification label $\{\mathbf{y}_i\}_{i=1}^N \in \{1, \dots, C\}$ . We denote vectors with bold letters. The classification labels are expected to be possibly mis-assigned, i.e. incorrectly characterize the target object in the image they are assigned to (label noise). The clean or noisy nature of the training samples is unknown. Our goal is to learn an accurate classifier $\varPhi(\mathbf{x})$ that performs an accurate classification despite the label noise present in $\mathcal{X}$ . In our case, we consider that $\varPhi$ is a neural network. + +# 3.1 Identifying OOD images in web-noisy datasets + +This section proposes to detect OOD images in web-noisy datasets by building on the detection of SNCF [2]. SNCF observes that an unsupervised algorithm trained on a web-noisy dataset containing OOD images will learn linearly separable representations for the ID and OOD samples in the dataset. While this is primarily an empirical observation, it was hypothesized to be a consequence of the uniformity and alignment principles of contrastive learning [38]. The alignment principle in contrastive learning encourages samples with similar visual features to cluster together while the uniformity principle encourages training samples to be uniformly distributed in the feature space. OOD images cannot satisfy the alignment principle since they are visually different from all other images in the dataset and are pushed by all ID samples on one side on hypersphere, becoming linearly separable from the ID samples [2]. As an aside, this hypothesis implies that the linear separation may not occur when training on visually similar out-of-sample images, a problem which we will revisit in the following sections. Importantly, the separability of ID and OOD samples only occurs for + +![](images/47df6a1b9763cad7ccaef3485b5b4c6789e9272a1743ac1690df8627e90366fe.jpg) +Fig. 1: Extending the work of [2] we observe that for web noise (CNWL), ID and OOD samples become more separable in earlier representations in the network + +samples the unsupervised algorithm is trained on and cannot generalize to new unseen OOD images. + +Although SNCF [2] observed the ID/OOD separation on synthetically corrupted datasets, i.e CIFAR-100 [20] corrupted by ImageNet32 [9], Figure 1 further described below shows that we do not observe as good a separation when moving to the web-noisy CNWL [18] but that the separability improves when looking at earlier representations. The weaker separability of OOD/ID images in web-noisy datasets compared to artificially corrupted datasets is explained by OOD images in web-noise datasets retaining weak semantic similarities with ID images. This is particularly true at the text level, which exhibited relevant similarities for the search engine during dataset creation. We propose that stronger separation occurs in low-level representations because they are more generic. Earlier representations easily align ID images of the same class due to shared low-level semantics, while OOD samples only become overfit in deeper layers, thus making separation increasingly more difficult. A lesser corruption of earlier representations by label noise has for example been observed in [28]. + +Linear separation improves in deeper layers Our first contribution is then to observe that although the linear separation between ID and OOD is less evident in web-noisy datasets, it improves again when using earlier representations. Figure 1 gives an overview of the linear separability of ID and OOD images in the CNWL dataset [18] (web-noise) compared to the CIFAR-100 dataset [20] artificially corrupted with OOD images from ImageNet32 [9] using the unsu + +pervised algorithm SimCLR [8] to pre-train a PreActivation ResNet18 [15]. To compute the lower level features, we average-pool then L2 normalize representations at the end of each ResNet block. To compute the linear separability, we utilize the clean-noisy oracle to train a non-penalized logistic regressor to predict noise from the unsupervised features. The linear regressor is then evaluated on a held-out noisy test set previously unseen by the regressor. We report the area under the ROC curve (AUROC) for the logistic regressor to identify correct/incorrect training samples. Our train/test split for evaluation of the linear classifier comprises 45,000 training and 5,000 testing images, and is constructed from the full 50,000 training images available for the overall classification task, all of which were used in unsupervised representation learning. + +Estimating the linear separator A straight-forward approach to estimating the linear separation is to task human annotators to label randomly selected samples as ID or OOD, thus fulfilling the oracle role in Section 3.1. This strategy is usually referred to as learning to combat label noise with a trusted subset $\hat{\mathcal{T}} = \{\mathbf{x}_i,\hat{z}_i\}_{i = 1}^K$ where $\hat{z}_i = 1$ means that the image $\mathbf{x}_i$ is OOD ( $\hat{z}_i = 0$ for ID). Although we will show in the supplementary material that a good approximation for the linear separator can be achieved even given a small human-labeled subset of 100 images, most state-of-the-art noise robust algorithms do not rely on ID/OOD human annotations. We thus propose to estimate $\hat{\mathcal{T}}$ in an unsupervised manner. The unsupervised strategy of SNCF [2] is to use a clustering approach based on OPTICS [4]. We propose in this paper to avoid clustering and instead to train the linear separation using an unsupervised ID/OOD subset $\hat{\mathcal{T}}$ . + +We propose to build $\hat{T}$ using unsupervised noise detection metrics $z(\mathbf{x}_i,\mathbf{y}_i) = \hat{z}_i$ [1,23,24,26,27]. We will examine recent examples of loss-based and distance-based noise detections later in the paper. Given $\hat{T}$ estimated from $Z = \{z_{i}\}_{i = 1}^{N}$ , we can train the linear regressor to effectively refine the estimated noisiness of a training sample $(\mathbf{x}_i)$ to $\mathcal{L}_r(\mathbf{x}_i,z_i) = w_i$ where $\mathcal{L}_r$ is a linear classification algorithm. Effectively, given the initial noise detection $Z$ and the unsupervised contrastive features, we produce an improved one $W = \{w_{i}\}_{i = 1}^{N}$ , the linear-separation detection. + +We find that, although an unsupervised $\hat{\mathcal{T}}$ contains detection errors, we still accurately estimate the linear separation due to the natural outlier robustness of linear classifiers. We additionally attempted to construct $\hat{\mathcal{T}}$ by selecting only the $M$ most confidently clean/incorrect samples according to the metric $z$ but found that it lead to a less accurate $W$ . + +# 3.2 Does better noise detection imply better classification? + +We aim to quantify the accuracy benefits of $W$ over loss-based or distance-based noise detection strategies. We select PLS [1] for the loss-based approach (small loss strategy as in [5, 10, 23, 40]) and RRL [24] for the distance-based approach (similar to [16, 27, 30]). To avoid interacting with complex noise-robust mechanisms, we employ an ignore-the-noise algorithm whereby we train on the detected clean samples only using a cross-entropy loss. To obtain the RRL and + +Table 1: Using multiple noise detection metrics to train a naive noise-ignoring algorithm on the CNWL dataset. We report noise retrieval performance and classification accuracy. None signifies training without noise removal. We bold the best results and underline the worst, higher is better. Results averaged over 3 random seeds ± std + +
Noise ratio ↓Metric →NonePLSRRL\(W_{PLS}\)\(W_{RRL}\)Oracle
0.2AUROC-66.4±0.258.4±0.284.9±0.284.9±0.0100
Clean recall-81.9±0.194.6±0.489.3±0.189.3±0.1100
Noise recall-50.9±0.422.3±0.480.5±0.480.5±0.1100
Accuracy56.9±0.159.5±0.158.9±0.258.6±0.258.0±0.160.2±0.2
0.8AUROC-58.1±0.154.8±0.263.4±0.262.3±0.1100
Clean recall-86.7±0.290.8±0.195.1±0.493.4±0.0100
Noise recall-29.5±0.118.8±0.331.7±0.131.2±0.1100
Accuracy38.5±0.145.1±0.243.1±0.241.3±0.241.7±0.146.2±0.2
+ +PLS detection, we train the algorithms using the official code and utilize the noise detection at the end of training. We then estimate $W_{PLS}$ and $W_{RRL}$ as detailed in Section 3.1 using unsupervised SimCLR features. Table 1 reports the results on the CNWL under $20\%$ and $80\%$ web noise where we report noise detection performance by computing an AUROC curve and the clean or noisy recall as well as the classification accuracy of the ignore-the-noise algorithm. + +Surprisingly, we observe that although $W_{RRL/PLS}$ improves the noise metrics in terms of AUROC and noise recall, using it to detect the noise decreases the classification accuracy of $\varPhi$ . This implies that $W$ mis-identifies important samples needed to achieve high accuracy classification. + +# 3.3 Clean samples missed by the linear separation + +Following the observation of missing important samples in the previous section, we take a look at the clean images missed by $W$ . We observe that missed clean samples predominantly represent the target object on a uniform background (typically black or white). In the context of ID and OOD separation through the alignment and uniformity of unsupervised contrastive learning presented in Section 3.1, this observation suggests that the unsupervised contrastive algorithm aligns uniformly colored background using this simple visual cue and independently of the ID or OOD class depicted. This problem is similar to the case where the OOD noise is structured, i.e. contains subsets of highly similar OOD images (humans holding OOD objects would be a common example). + +Although $W$ misses important examples, because these depict the target object with no distractors in the background, we suggest that they will easily be detected by the original SOTA noise detection metrics, biased toward detecting simple to fit or highly representative samples. In fact, we show in Figure 2 randomly selected clean examples missed by $W_{PLS}$ most of which are correctly retrieved by PLS. Examples for the opposite scenario can be found in the supplementary material. + +![](images/744230693e246fefca2d396c63c6a1d94bbe6225e33cfe18a24fa133e62a4ece.jpg) +Fig. 2: Examples of clean samples missed by our linear separation $W_{PLS}$ but correctly recovered (green) by a small loss approach, here PLS. $20\%$ noise CNWL. + +# 3.4 Linear Separation Alternating + +Because PLS and RRL retrieve samples that $W$ misses, we aim to quantify the correlation between these noise detection metrics to justify their complementarity. We observe in Figure 3 that while the noise detection of RRL and PLS remain correlated during training ( $>0.8$ Pearson correlation) our linear separation $W$ is much more decorrelated with either RRL or PLS ( $< 0.5$ ). This low correlation further motivates the complementarity of $W$ with SOTA noise detection approaches. We also notice that using either PLS or RRL for the trusted subset $\hat{\mathcal{T}}$ leads to very similar linear separation as $W_{PLS}$ and $W_{RRL}$ are highly correlated, explained by RRL and PLS being highly correlated to begin with. + +To combine $W$ and $Z$ (PLS or RRL), we experiment with multiple combination strategies including voting or successive use (see Section 4.2). We find that alternating every epoch between $W$ and PLS or RRL to be the better strategy. One dominant advantage of the alternating strategy is that it prevents forgetting one noise-detection over the other, effectively avoiding a form of confirmation bias [6] where mis-detections become hard to correct. We name this alternating noise detection strategy Linear Separation Alternating or LSA. Results comparing combination strategies are available in the experiments, Section 4.2. + +# 3.5 PLS-LSA + +LSA is independent from the noise-robust algorithm used whether it performs distance-based or loss-based noise detection. We choose to build on PLS [1], a + +![](images/cb9d1cb88b67243519721d4762305706f41adc2aa81d0d84a0d43887774ba105.jpg) +Fig. 3: Low correlation of our linear separation with the PLS and RRL metrics trained on CNWL with $20\%$ web noise. $W_{PLS / RRL}$ denotes using PLS or RRL for $\tilde{\mathcal{T}}$ . + +![](images/0b3ea0d2f41173905ad2b6b39ff95fafd8e541af379953e3a5ab5f49fe8d3f6c.jpg) +Fig. 4: Illustration of the noise detection of PLS with LSA (PLS-LSA). We use $Z$ to estimate the linear separation $W$ on even epochs. + +semi-supervised strong baseline in web-noise robust algorithms. The following is a quick overview of the PLS algorithm [1]. In PLS, the network predicts two noisiness estimation metrics: a general noisiness $z(\mathbf{x}_i,\mathbf{y}_i) = z_i$ that estimates if a sample is clean $z_{i} = 1$ or noisy $z_{i} = 0$ (small loss based, using a two mode gaussian mixture [5, 23]) and the pseudo-loss prediction $p(\mathbf{x}_i,\tilde{\mathbf{y}}_i,z_i) = p_i$ that estimates whether a semi-supervised imputation $\tilde{\mathbf{y}}_i$ is a trustworthy correction for a noisy sample ( $p_i = 1$ ). PLS optimizes 3 losses: + +$$ +\mathrm {L} _ {\sup } \left(\mathbf {x} _ {i}, \mathbf {y} _ {i}, z _ {i}\right) = - z _ {i} \times \mathbf {y} _ {i} \times \log (\operatorname {s o f t m a x} (\Phi (\mathbf {x} _ {i}))), \tag {1} +$$ + +$$ +\mathrm {L} _ {\mathbf {s s l}} \left(\mathbf {x} _ {i}, \tilde {\mathbf {y}} _ {i}, p _ {i}\right) = - p _ {i} \times \tilde {\mathbf {y}} _ {i} \times \log (\operatorname {s o f t m a x} (\Phi \left(\mathbf {x} _ {i}\right))) \tag {2} +$$ + +and $L_{cont}$ a supervised contrastive objective [22] that uses a SimCLR augmented view $\mathbf{x}_i^{\prime}$ and is sensitive to $p_i$ whose definition we refer to the original paper [1]. The final training loss in PLS without subscripts is + +$$ +\mathrm {L} _ {\mathrm {P L S}} (\mathbf {x}, \mathbf {x} ^ {\prime}, \mathbf {y}, z, p) = \mathrm {L} _ {\sup } (\mathbf {x}, \mathbf {y}, z) + \mathrm {L} _ {\mathrm {s s l}} (\mathbf {x}, \tilde {\mathbf {y}}, z, p) + \mathrm {L} _ {\text {c o n t}} (\mathbf {x}, \mathbf {x} ^ {\prime}, \mathbf {y}, p) \tag {3} +$$ + +We call our version of PLS using LSA, PLS-LSA where we pretrain $\varPhi$ using SimCLR and replace $Z$ with $W$ on even epochs, i.e. on even epochs we compute $p_i = p(\mathbf{x}_i,\tilde{\mathbf{y}}_i,w_i)$ and $L_{sup}(\mathbf{x}_i,\mathbf{y}_i,w_i)$ . For $W$ we use features extracted in the second ResNet block, an ablation can be found in the supplementary material. + +# 3.6 Semi-supervised imputation and Co-training + +Because PLS-LSA lacks some common additions to the recent noise-robust literature, we propose to use a stronger data augmentation for semi-supervised imputation and introduce an optional voting co-training strategy. We modify the PLS label imputation strategy as follows: given $\mathbf{x}_i^{\prime \prime}$ augmented using RandAugment [12], we modify the semi-supervised loss of PLS to + +$$ +\mathrm {L} _ {\mathrm {s s l}} \left(\mathbf {x} _ {i}, \mathbf {x} _ {i} ^ {\prime \prime}, \tilde {\mathbf {y}} _ {i}, p _ {i}\right) = - p _ {i} \times \operatorname {s g} \left(\operatorname {s o f t m a x} \left(\Phi \left(\mathbf {x} _ {i}\right)\right)\right) \times \log \left(\operatorname {s o f t m a x} \left(\Phi \left(\mathbf {x} _ {i} ^ {\prime \prime}\right)\right)\right) \tag {4} +$$ + +where $\mathbf{sg}(.)$ is the stop gradient operation. This imputation strategy is in line with recent semi-supervised classification research [31, 42]. + +PLS-LSA+ is a co-training strategy for PLS-LSA that uses two co-trained networks. We use a voting approach where the two networks vote for noisy samples detection $z_{i}$ , $w_{i}$ and $p_{i}$ as well as for classification at test time. Our voting noise detection is different from previous approaches [14, 23, 30] where networks predict noisiness for each other. Additionally, before voting on $p_{i}$ we introduce a co-guessing strategy where a semi-supervised prediction $\tilde{\mathbf{y}}_i$ of network 1 is evaluated as correct by network 2. The naive strategy would be each network evaluating if their own guess is correct which introduces more confirmation bias. + +# 4 Experiments + +# 4.1 Structure of the experiments section + +We structure the experiment section as follows. First we study different combination strategies for PLS and $W_{PLS}$ . We then conduct an ablation study of PLS-LSA to highlight the importance of each of our proposed addition over PLS. We finally compare PLS-LSA with SOTA algorithms on the Controlled Noisy Web Labels (CNWL) dataset [17] and real world datasets mini-Webvision [25] and Webly-fg [33]. The CNWL dataset corrupts miniImageNet [37] with human curated web-noisy examples. The dataset proposes noise ratios ranging from 20 to $80\%$ . Following previous research, we train on the CNWL at a resolution of $32^2$ using a PreActivation ResNet18 [15]. mini-WebVision is a subset of the first 50 classes of Webvision [25] which mimic ImageNet [21] classes. We train on mini-WebVision at a resolution of $224^2$ using an InceptionResNetV2 [34]. The Webly-fg datasets are noisy datasets that target fined-grained classification of aircrafts, birds or cars. We train at a resolution of $448^2$ using a ResNet50 initialized either on ImageNet as done in previous research or using SimCLR. All datasets contain unidentified web-noisy samples, which are either OOD or ID noisy (mislabeled). We compare the performance of noise-robust algorithms trained on web-noisy datasets by their ability to accurately classify a clean validation set. More detailed experimental settings are available in the supplementary material. + +Our experimental settings are the same as used in PLS [1] and comparable to evaluation settings used in the algorithms we compare with. Unless otherwise specified, we initialize our networks using SimCLR [8] and solo-learn [36]. + +Table 2: Best strategy to combine PLS and ${W}_{PLS}$ on the CNWL. + +
Noise ratio0.20.40.60.8
PLS62.30±0.2459.11±0.2854.26±0.2048.71±0.36
WPLS62.97±0.2360.41±0.0552.18±0.1247.11±0.08
AND62.66±0.3458.80±0.4154.82±0.1548.19±0.11
OR58.79±0.4058.27±0.3450.57±1.1145.93±0.69
WPLS→PLS62.88±0.4659.89±0.1452.34±0.1248.88±0.23
PLS→WPLS63.49±0.1260.21±0.1255.36±0.8449.23±0.21
LSA64.20±0.1660.98±0.2455.64±0.3049.73±0.13
Oracle64.10±0.1061.45±0.2256.04±0.3950.19±0.48
+ +Table 3: Ablation study CNWL + +
Datasetmini 20%mini 80%
Baselines
mixup57.27±0.3938.48±0.24
mixup + SimCLR57.03±0.1039.62±0.28
PLS62.83±0.3945.80±0.72
PLS + SimCLR62.39±0.1447.21±0.63
PLS ours63.25±0.2448.03±0.38
PLS-LSA ablation
PLS-LSA64.61±0.5148.20±0.16
PLS-LSA no SimCLR64.04±0.2747.29±0.27
PLS-LSA no DA63.25±0.2143.55±0.45
PLS-LSA no SimCLR DA61.83±0.5543.75±0.35
PLS-LSA+ ablation
PLS-LSA+66.52±0.1052.03±0.32
PLS-LSA+ no SimCLR DA66.34±0.2747.68±0.59
+ +Table 4: Ablation study Webvision + +
AlgorithmWebvision
mixup77.99
mixup + SimCLR78.88
PLS79.01
PLS-LSA81.36
PLS-LSA no SimCLR78.68
PLS-LSA no DA79.00
PLS-LSA no SimCLR DA76.80
+ +# 4.2 Combining PLS and $W_{PLS}$ + +We investigate here multiple strategies for PLS-LSA combining the decorrelated $W$ and PLS so that we can maximize classification accuracy on the held out validation set. We propose to use AND or OR logic operators (clean is false and noisy true), successive noise detection where we train using either metric for the first half of training and then switch to the other for the remainder $(W_{PLS} \rightarrow \mathrm{PLS}$ and $\mathrm{PLS} \rightarrow W_{PLS})$ or our alternating approach (LSA) where either metric is alternatively used every epoch. Table 2 displays our results. + +We find that two strategies are superior to the PLS baseline: the second best strategy is $\mathrm{PLS} \rightarrow W_{PLS}$ , explained because the simple samples $W_{PLS}$ misses are less important to get right in later training steps when the network has already learned strong base features for each class. The LSA strategy is the best approach overall, we believe this is because training the algorithm on both detection regularly allows to learn from the clean training examples provided by both metrics while avoiding over-fitting either metric's defects. These results solidify LSA as the better alternative for combining $W$ and PLS. + +Table 5: CNWL [18] $(32 \times 32)$ . We run PLS and PLS-LSA; other results are from [1]. We report top-1 best accuracy and bold the best results with and without co-training. Accuracy results averaged over 3 random seeds $\pm$ one std. + +
Noise levelNo co-trainingCo-training
MMMFaMUSSNCFPLSPLS-LSADMSMPMLRMMDMPLS-LSA+
2049.1051.0251.4261.5663.25±0.2464.43±0.2150.9659.0661.2456.03±0.564.4066.52±0.10
4046.4047.1448.0359.9460.42±0.2361.14±0.3546.7254.5456.2250.69±0.361.4063.42±0.42
6040.5843.8045.1054.9255.34±0.3857.18±0.3043.1452.3652.8446.81±0.356.2059.41±0.30
8033.5833.4635.5045.6248.03±0.2049.53±0.4634.5040.0043.4238.24±0.247.8052.03±0.32
+ +# 4.3 Ablation study + +We conduct an ablation study to evaluate the importance of each of our design choices in Table 3. We first ablate on the CNWL dataset under $20\%$ and $80\%$ noise. We evaluate the improvements of SimCLR when added to a simple noise robust training using Mixup or the original PLS algorithm. Interestingly we observe that unsupervised initialization has little effect on validation accuracy for lower noise ratios. We also report PLS (ours) which denotes our improved version of PLS (PLS-LSA without LSA) which uses SimCLR initialization and improved data augmentations. Our version performs slightly better when compared to the original PLS. The second part of the table ablates elements from PLS-LSA: SimCLR initialization, stronger data augmentation (DA) or both (nothing). Strong data augmentations appear to be an important element of PLS-LSA. This is explained by our semi-supervised imputation strategy being largely dependent on stronger data augmentations whereas another SSL imputation strategy (i.e. MixMatch [7] used in PLS) would be better suited when not having access to stronger DA. Interestingly, PLS-LSA does not catastrophically fail when we remove the SimCLR initialization. This hints towards observing the linear separation without self-supervised pre-training and shows that the alternating strategy provides stability though to the original PLS detection. We finally observe that PLS-LSA+ nothing manages to use co-training to maintain a high accuracy in the lower noise scenario even if we remove SimCLR initialization and strong DA. + +We additionally run ablations experiments on mini-Webvision to measure impacts in the real world. Results are available in Table 4. In this context, SimCLR initialization appears to play a more important role than on the CNWL and is important to maintain a good classification accuracy with PLS-LSA. + +# 4.4 SOTA comparison on the CNWL dataset + +We compare with related SOTA on the CNWL dataset corrupted with 20, 40, 60, $80\%$ web noise in Table 5. We report the accuracy results of both PLS-LSA and PLS $\mathsf{L}\mathsf{SA}+$ . The noise-robust algorithms we compare with are Mixup [43] a noise robust regularization, FaMUS [39] a meta learning approach and sample correction algorithms: DivideMix (DM) [23], MentorMix (MM) [18], ScanMix [30], PropMix (PM) [10], SNCF [2], LongReMix (LRM) [11], Manifold DivideMix + +Table 6: Classification accuracy for training on mini-Webvision using InceptionResNetV2. We denote with $\dagger$ algorithms using unsupervised initialization. We test on the mini-Webvision valset and ImageNet 1k test set (ILSVRC12). We run PLS and PLS-LSA, other results are from SNCF [2]. We bold the best results. Accuracy results averaged over 3 random seeds $\pm$ one std. + +
TestsetNo co-trainingCo-training
MMMRRLFaMUSPLSFLY†PLS-LSADMELR+DSOS†SMRMSNCF+†PLS-LSA+
mini-WebVisiontop-175.4476.077.8079.4079.01±0.3380.9681.28±0.1177.3277.7878.7680.0479.9180.2482.08±0.28
top-590.1290.291.3092.8092.05±0.4693.5694.12±0.0991.6491.6892.3293.0493.6193.4494.16±0.10
ILSVRC12top-171.4472.974.4077.0076.15±0.35---78.32±0.7475.2070.2975.8875.7677.3977.1279.19±0.52
top-589.4091.1090.9092.7692.53±0.23---94.64±0.2090.8489.7692.3692.6094.2694.3294.84±0.25
+ +(MDM) [13] and PLS [1]. We find that PLS-LSA improves over existing approaches even when these use a co-training strategy (PLS-LSA only uses one network). PLS-LSA+ further improves the classification accuracy by 2 to 5 absolute points across noise levels. + +# 4.5 Real world datasets + +We now evaluate PLS-LSA on real world datasets. For mini-Webvision we add to the comparison a robust loss algorithm Early Learning Regularization (ELR) [26], as well as additional sample correction algorithms: Robust Representation Learning (RRL) [24], DSOS [3], RankMatch (RM) [45] and LNL-Flywheel (FLY) [19]. We also report our results on the webly fine-grained datasets as well as for Co-teaching [14], PENCIL [41], SELFIE [32], Peer-learning [33] and Progressive Label Correction (PLC) [44] which are all sample correction algorithms. + +mini-Webvision We train PLS-LSA on mini-Webvision and report test results on the validation set of mini-Webvision and well as on the validation set of ImageNet2012 [21] in Table 6. We outperform co-training methods with PLS-LSA using only one network and PLS-LSA+ sets a new state-of-the-art by improving over PLS-LSA in terms of top-1 accuracy but we notice no significant improvements for top-5 accuracy. We report additional results when training a ResNet50 on mini-Webvision in the supplementary material where we observe similar improvements of PLS-LSA and PLS-LSA+ when compared to related works. + +Webly-fg datasets We train PLS-LSA on the Webly-fg datasets [33] that present the added challenge of fine-grained classification over mini-Webvision. We report results on the bird, car and aircraft subsets in Table 7. Because other methods use ImageNet weights for pre-training, we report results using either ImageNet or SimCLR pretraining to exhibit the linear separation between ID and OOD noise. We find that PLS-LSA only marginally improves over PLS even in the case where we use self-supervised features. We found that learning strong SimCLR features for Webly-fg datasets is challenging due to the fine grained nature of the dataset. It could be the case that using a different set of data augmentations or a different self-supervised algorithm would help improve our performance further. PLS-LSA+ improves 0.7 to 0.8 points over PLS-LSA. + +Table 7: Comparison against state-of-the-art algorithms on the fine grained web datasets, we run PLS-LSA and bold the best results. Results for other algorithms from [1]. Top-1 best accuracy. + +
InitializationAlgorithmWeb-AircraftWeb-birdWeb-car
ImageNetCE60.8064.4060.60
Co-teaching79.5476.6884.95
PENCIL78.8275.0981.68
SELFIE79.2777.2082.90
DivideMix82.4874.4084.27
Peer-learning78.6475.3782.48
PLC79.2476.2281.87
PLS87.5879.0086.27
PLS-LSA87.7079.2086.58
PLS-LSA+88.4279.7787.24
SimCLRPLS-LSA87.8279.4786.76
PLS-LSA+88.5180.0387.50
+ +# 5 Conclusion + +This paper builds on the previously observed linear separation of ID and OOD images in unsupervised contrastive feature spaces in the context of label noise datasets. We observe that the linear separation of ID and OOD features is not as evident as previously observed when moving to real-world data yet becomes apparent again when looking at lower level features. Instead of relying on clustering as done in previous research, we propose to compute the linear separation using an approximate ID/OOD detection using state-of-the-art noise-robust metrics. Although we find our noise detector to be highly accurate, we do not observe classification accuracy gains when compared to less accurate SOTA noise detectors. We evidence that the few samples we mis-identify are crucial to train a strong classifier. We combine our detection together with PLS by alternating the noise detection approach every epoch to create PLS-LSA. We further develop a co-train schedule using two networks to produce PLS-LSA+. Our results improve the SOTA classification accuracy on real-world web noise datasets. Because we only empirically observe the linear separation in earlier layers, we stress the need for further theoretical analysis of the phenomenon and encourage further research in this direction. Other future work we recommend is to study if intelligent alternating strategies could be developed to combine both detection approaches based on the current noise detection bias in the network. We also suggest that further attention be given to whether the linear separation can be enforced from a random initialization and as training progresses to remove the need for pretraining. + +Acknowledgments This publication has emanated from research conducted with the joint financial support of the Center for Augmented Reasoning (CAR) and Science Foundation Ireland (SFI) under grant number SFI/12/RC/2289_P2. The authors additionally acknowledge the Irish Centre for High-End Computing (ICHEC) for the provision of computational facilities and support. The authors would like to issue special remembrance to our dearly missed friend and colleague Kevin McGuinness for his invaluable contributions to our research. + +# References + +1. Albert, P., Arazo, E., Krishna, T., O'Connor, N.E., McGuinness, K.: Is your noise correction noisy? PLS: Robustness to label noise with two stage detection. In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2023) +2. Albert, P., Arazo, E., O'Connor, N.E., McGuinness, K.: Embedding contrastive unsupervised features to cluster in-and out-of-distribution noise in corrupted image datasets. In: European Conference on Computer Vision (ECCV) (2022) +3. Albert, P., Ortego, D., Arazo, E., O'Connor, N., McGuinness, K.: Addressing out-of-distribution label noise in webly-labelled data. 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In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2022) \ No newline at end of file diff --git a/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/images.zip b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..4b035911f85ddad498e6f1f634045cfd1b470b7e --- /dev/null +++ b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:8f012cc6a022ed0150ec01f26107c5b572de7ca9fe4b21778529d08207d65480 +size 518189 diff --git a/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/layout.json b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..a7cf70115579707a5042a6d176d4b9a79e29ebf3 --- /dev/null +++ b/2024/An accurate detection is not all you need to combat label noise in web-noisy datasets/layout.json @@ -0,0 +1,8236 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 156, + 112, + 459, + 147 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 156, + 112, + 459, + 147 + ], + "spans": [ + { + "bbox": [ + 156, + 112, + 459, + 147 + ], + "type": "text", + "content": "An accurate detection is not all you need to combat label noise in web-noisy datasets" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 172, + 167, + 441, + 193 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 172, + 167, + 441, + 193 + ], + "spans": [ + { + "bbox": [ + 172, + 167, + 441, + 193 + ], + "type": "text", + "content": "Paul Albert1, Jack Valmadre1, Eric Arazo2, Tarun Krishna3, Noel E. O'Connor3, Kevin McGuinness3" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 168, + 201, + 444, + 246 + ], + "type": "list", + "angle": 0, + "index": 5, + "blocks": [ + { + "bbox": [ + 168, + 201, + 444, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 168, + 201, + 444, + 213 + ], + "spans": [ + { + "bbox": [ + 168, + 201, + 444, + 213 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 168, + 201, + 444, + 213 + ], + "type": "text", + "content": " Australian Institute for Machine Learning, University of Adelaide" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 180, + 213, + 434, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 213, + 434, + 224 + ], + "spans": [ + { + "bbox": [ + 180, + 213, + 434, + 224 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 180, + 213, + 434, + 224 + ], + "type": "text", + "content": " CeADAR: Ireland's Centre for Applied Artificial Intelligence" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 184, + 224, + 429, + 246 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 184, + 224, + 429, + 246 + ], + "spans": [ + { + "bbox": [ + 184, + 224, + 429, + 246 + ], + "type": "text", + "content": "3 Insight Centre for Data Analytics, Dublin City University paul.albert@adelaide.edu.au" + } + ] + } + ], + "index": 4 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 160, + 272, + 452, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 272, + 452, + 502 + ], + "spans": [ + { + "bbox": [ + 160, + 272, + 452, + 502 + ], + "type": "text", + "content": "Abstract. Training a classifier on web-crawled data demands learning algorithms that are robust to annotation errors and irrelevant examples. This paper builds upon the recent empirical observation that applying unsupervised contrastive learning to noisy, web-crawled datasets yields a feature representation under which the in-distribution (ID) and out-of-distribution (OOD) samples are linearly separable [2]. We show that direct estimation of the separating hyperplane can indeed offer an accurate detection of OOD samples, and yet, surprisingly, this detection does not translate into gains in classification accuracy. Digging deeper into this phenomenon, we discover that the near-perfect detection misses a type of clean examples that are valuable for supervised learning. These examples often represent visually simple images, which are relatively easy to identify as clean examples using standard loss- or distance-based methods despite being poorly separated from the OOD distribution using unsupervised learning. Because we further observe a low correlation with SOTA metrics, this urges us to propose a hybrid solution that alternates between noise detection using linear separation and a state-of-the-art (SOTA) small-loss approach. When combined with the SOTA algorithm PLS, we substantially improve SOTA results for real-world image classification in the presence of web noise https://github.com/PaulAlbert31/LSA" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 133, + 522, + 229, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 522, + 229, + 534 + ], + "spans": [ + { + "bbox": [ + 133, + 522, + 229, + 534 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Developing learning algorithms that are robust to label noise promises to enable the use of deep learning for a variety of tasks where automatic but imperfect annotation is available. This paper studies the specific case of web-noisy datasets for image classification. A web-noisy dataset [25,33] is in fact the starting point for most generic image classification datasets, before human curation and label correction is conducted. To create a web-noisy dataset, the only required human intervention is the definition of a set of classes to be learned. Once the classes are defined, examples are recovered by text-to-image search engines, sometimes aided by query expansion and image-to-image search. Since the text surrounding an image on a web-page may not be an accurate description of the semantic content" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 164 + ], + "type": "text", + "content": "of the image, some training examples will incorrectly represent the target class, leading to a degradation of both the model's internal representation and its final decision. Research has identified that, in the case of web-noisy datasets, out-of-distribution (OOD) images are by far the most dominant form of noise [3]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 167, + 480, + 323 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 167, + 480, + 323 + ], + "spans": [ + { + "bbox": [ + 130, + 167, + 480, + 323 + ], + "type": "text", + "content": "We propose to build upon the observations made in SNCF [2], who observed that representations learned by unsupervised contrastive algorithms on OOD-noisy datasets displayed linear separability between in-distribution (ID) and OOD images. We extend this observation to web-noisy datasets containing OOD images where we notice that the separation is not as good as SNCF observed on synthetically corrupted datasets. Upon further investigation, we however notice that the separation is recovered when evaluating intermediate representations, computed earlier in the network. Another limitation of SNCF we aim to address is the reliance on clustering to retrieve the noisy samples so we propose to directly estimate the linear separator. We compute an approximated linear separation using SOTA noise-robust algorithms [1, 24] to obtain an imperfect clean/noisy detection, which we then use to train a logistic regression on the unsupervised contrastive features. This produces an accurate web-noise detection." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 328, + 481, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 328, + 481, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 328, + 481, + 472 + ], + "type": "text", + "content": "Interestingly, when substituting our more accurate noise detection for the original detection metric in naive ignore-the-noise algorithms and subsequently the noise robust algorithm PLS [1], we observe a decrease in classification accuracy. In fact, we identify that few simple yet important clean examples are missed by our linear separation although they are correctly retrieved by SOTA noise detection [1,24]. Because we find that our linear separation is decorrelated these SOTA noise detectors, we propose a detection strategy that combines linear separation (which achieves high specificity and sensitivity) and SOTA noise-detection approaches (which correctly retrieve those few important samples) by alternating each every epochs. We combine this noise detection with PLS to create PLS-LSA which we find to be superior to existing noise-robust algorithms on a variety of classification tasks in the presence of web-noise. We contribute:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 135, + 497, + 480, + 663 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 136, + 497, + 479, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 497, + 479, + 555 + ], + "spans": [ + { + "bbox": [ + 136, + 497, + 479, + 555 + ], + "type": "text", + "content": "1. A novel noise detection approach that extends the work of SNCF [2] to web-noisy datasets where we improve the detection of OOD samples present in web-noise datasets by explicitly estimating the linear separation between ID and OOD samples. We demonstrate that this detection strategy is weakly correlated to existing small-loss and distance-based approaches." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 135, + 561, + 480, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 561, + 480, + 583 + ], + "spans": [ + { + "bbox": [ + 135, + 561, + 480, + 583 + ], + "type": "text", + "content": "2. An investigation into the disparity between noise retrieval performance and classification accuracy of noise-robust algorithms." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 589, + 479, + 611 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 589, + 479, + 611 + ], + "spans": [ + { + "bbox": [ + 135, + 589, + 479, + 611 + ], + "type": "text", + "content": "3. A novel noise correction approach, Linear Separation Alternating (LSA), that combines linear separation with uncorrelated SOTA noise detection." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 136, + 617, + 480, + 663 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 617, + 480, + 663 + ], + "spans": [ + { + "bbox": [ + 136, + 617, + 480, + 663 + ], + "type": "text", + "content": "4. A series of experiments and ablation studies, including a voting co-training strategy PLS-LSA+ that concurrently trains two models. We conduct these experiments on controlled and real-world web-noisy datasets to demonstrate the efficacy of our algorithm PLS-LSA." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 234, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 234, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 234, + 127 + ], + "type": "text", + "content": "2 Related work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 294 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 294 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 294 + ], + "type": "text", + "content": "Detection and correction of incorrect labels The most popular approach to tackle label noise is to explicitly detect ID samples with incorrect labels, either because they are harder to learn than their clean counterparts or because they are distant from same-class training samples in the feature space. Noise detection strategies include evaluating the training loss [5,10,23,28], the Kullback-Leibler or Jensen-Shannon divergence between prediction and label [40], the entropy or the confidence of the prediction [3,18] or the consistency of the prediction across epochs [35]. An alternative is to measure the distance between noisy and clean samples in the feature space: RRL [24] detects noisy samples as having many neighbors from different classes and NCR [16] regularizes training samples with similar feature representations to have similar predictions, reducing noisy label overfitting. We also note here that all recent label noise algorithms utilize the mixup [43] regularization which has proven to be highly robust to label noise [5]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 294, + 482, + 390 + ], + "type": "text", + "content": "While many noise-robust algorithms have proposed loss-based or distance-based noise detection metrics, the distinct advantages and biases of each strategy remain unexplored. Furthermore, considering that loss-based and distance-based detections are sufficiently decorrelated, combining the strengths of these distinct metrics is appealing, yet has not been previously explored. This paper observes the decorrelation of some noise detection metrics and proposes a non-trivial combination that improves generalization noise-robust algorithms over either metric taken independently." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 396, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 482, + 552 + ], + "type": "text", + "content": "Out-of-distribution noise in web-noisy datasets In web-noisy datasets, OOD (or open-world) noise is the dominant type [3]. Since ID noise is still present in small amounts in web-noisy datasets, algorithms propose concurrently detect ID and OOD noise. EvidentialMix [29] and DSOS [3] use specialised losses that exhibit three modes when evaluated over all training samples. Each of the modes are observed to mostly contain clean, OOD and ID noisy samples. A mixture of gaussians is then used to retrieve each noise type. SNCF [2] observed that unsupervised contrastive learning trained on a web-noisy dataset learns representations that are linearly separated between ID and OOD samples and use a clustering strategy based on OPTICS [4] to retrieve each noise type. The linear separability of in-distribution (ID) and out-of-distribution (OOD) representations noted in SNCF holds promise but has yet to be transitioned from synthetically corrupted to web-noisy data. This paper aims to address this gap." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Unsupervised learning and label noise Optimizing a noise robust (un)-supervised contrastive objective together with the classification loss can help improve the representation quality as well as detect OOD samples in the feature space. ScanMix learns SimCLR representations as a starting point for noise-robust contrastive clustering [30] and SNCF [2] observes linear separability on unsupervised iMix features [22]. Unsupervised contrastive features have also been used to initialize networks prior to noise-robust training in PropMix [10] and C2D [46] or used as a regularization to the supervised objective in RRL [24]. While unsupervised initialization or regularization has been employed to enhance" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "the generalization accuracy of networks trained under label noise, our primary focus lies in its ability to detect noisy samples before starting the supervised learning phase. We aim to enhance the linear separation observed in SNCF, particularly by extending it from synthetically corrupted to web-noisy datasets and by eliminating the requirement for clustering." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 482, + 284 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 482, + 284 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 482, + 284 + ], + "type": "text", + "content": "In this review, we find that unsupervised learning shows promise in identifying OOD images even before noise-robust supervised training begins. While many algorithms demonstrate an effective identification of OOD images in synthetically corrupted datasets, their generalization to web-noisy datasets is nonevident. Furthermore, although we observe a high correlation between loss-based and distance-based metrics, neither correlates directly with the linear detection observed in SNCF. We propose to evaluate the disparities between these metrics and to explore potential combinations to enhance noise detection, surpassing the capabilities of each metric taken independently." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 302, + 373, + 316 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 302, + 373, + 316 + ], + "spans": [ + { + "bbox": [ + 132, + 302, + 373, + 316 + ], + "type": "text", + "content": "3 Linear Separation Alternating (LSA)" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": "This section details the contributions of this paper and the alternating noise detection strategy we use to combat label noise. We consider in this paper the case of a noisy web-noisy image dataset " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{D} = \\{\\mathbf{x}_i, \\mathbf{y}_i\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": " of size " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": " where the images " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{X} = \\{\\mathbf{x}_i\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": " are associated with a classification label " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{y}_i\\}_{i=1}^N \\in \\{1, \\dots, C\\}" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": ". We denote vectors with bold letters. The classification labels are expected to be possibly mis-assigned, i.e. incorrectly characterize the target object in the image they are assigned to (label noise). The clean or noisy nature of the training samples is unknown. Our goal is to learn an accurate classifier " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\varPhi(\\mathbf{x})" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": " that performs an accurate classification despite the label noise present in " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": ". In our case, we consider that " + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 130, + 328, + 482, + 449 + ], + "type": "text", + "content": " is a neural network." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 465, + 395, + 478 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 465, + 395, + 478 + ], + "spans": [ + { + "bbox": [ + 131, + 465, + 395, + 478 + ], + "type": "text", + "content": "3.1 Identifying OOD images in web-noisy datasets" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": "This section proposes to detect OOD images in web-noisy datasets by building on the detection of SNCF [2]. SNCF observes that an unsupervised algorithm trained on a web-noisy dataset containing OOD images will learn linearly separable representations for the ID and OOD samples in the dataset. While this is primarily an empirical observation, it was hypothesized to be a consequence of the uniformity and alignment principles of contrastive learning [38]. The alignment principle in contrastive learning encourages samples with similar visual features to cluster together while the uniformity principle encourages training samples to be uniformly distributed in the feature space. OOD images cannot satisfy the alignment principle since they are visually different from all other images in the dataset and are pushed by all ID samples on one side on hypersphere, becoming linearly separable from the ID samples [2]. As an aside, this hypothesis implies that the linear separation may not occur when training on visually similar out-of-sample images, a problem which we will revisit in the following sections. Importantly, the separability of ID and OOD samples only occurs for" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 183, + 113, + 430, + 342 + ], + "blocks": [ + { + "bbox": [ + 183, + 113, + 430, + 342 + ], + "lines": [ + { + "bbox": [ + 183, + 113, + 430, + 342 + ], + "spans": [ + { + "bbox": [ + 183, + 113, + 430, + 342 + ], + "type": "image", + "image_path": "47df6a1b9763cad7ccaef3485b5b4c6789e9272a1743ac1690df8627e90366fe.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 349, + 482, + 372 + ], + "lines": [ + { + "bbox": [ + 131, + 349, + 482, + 372 + ], + "spans": [ + { + "bbox": [ + 131, + 349, + 482, + 372 + ], + "type": "text", + "content": "Fig. 1: Extending the work of [2] we observe that for web noise (CNWL), ID and OOD samples become more separable in earlier representations in the network" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 396, + 480, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 480, + 419 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 480, + 419 + ], + "type": "text", + "content": "samples the unsupervised algorithm is trained on and cannot generalize to new unseen OOD images." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 420, + 482, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 420, + 482, + 589 + ], + "spans": [ + { + "bbox": [ + 130, + 420, + 482, + 589 + ], + "type": "text", + "content": "Although SNCF [2] observed the ID/OOD separation on synthetically corrupted datasets, i.e CIFAR-100 [20] corrupted by ImageNet32 [9], Figure 1 further described below shows that we do not observe as good a separation when moving to the web-noisy CNWL [18] but that the separability improves when looking at earlier representations. The weaker separability of OOD/ID images in web-noisy datasets compared to artificially corrupted datasets is explained by OOD images in web-noise datasets retaining weak semantic similarities with ID images. This is particularly true at the text level, which exhibited relevant similarities for the search engine during dataset creation. We propose that stronger separation occurs in low-level representations because they are more generic. Earlier representations easily align ID images of the same class due to shared low-level semantics, while OOD samples only become overfit in deeper layers, thus making separation increasingly more difficult. A lesser corruption of earlier representations by label noise has for example been observed in [28]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Linear separation improves in deeper layers Our first contribution is then to observe that although the linear separation between ID and OOD is less evident in web-noisy datasets, it improves again when using earlier representations. Figure 1 gives an overview of the linear separability of ID and OOD images in the CNWL dataset [18] (web-noise) compared to the CIFAR-100 dataset [20] artificially corrupted with OOD images from ImageNet32 [9] using the unsu" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "pervised algorithm SimCLR [8] to pre-train a PreActivation ResNet18 [15]. To compute the lower level features, we average-pool then L2 normalize representations at the end of each ResNet block. To compute the linear separability, we utilize the clean-noisy oracle to train a non-penalized logistic regressor to predict noise from the unsupervised features. The linear regressor is then evaluated on a held-out noisy test set previously unseen by the regressor. We report the area under the ROC curve (AUROC) for the logistic regressor to identify correct/incorrect training samples. Our train/test split for evaluation of the linear classifier comprises 45,000 training and 5,000 testing images, and is constructed from the full 50,000 training images available for the overall classification task, all of which were used in unsupervised representation learning." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": "Estimating the linear separator A straight-forward approach to estimating the linear separation is to task human annotators to label randomly selected samples as ID or OOD, thus fulfilling the oracle role in Section 3.1. This strategy is usually referred to as learning to combat label noise with a trusted subset " + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{T}} = \\{\\mathbf{x}_i,\\hat{z}_i\\}_{i = 1}^K" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "inline_equation", + "content": "\\hat{z}_i = 1" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": " means that the image " + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "inline_equation", + "content": "\\mathbf{x}_i" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": " is OOD (" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "inline_equation", + "content": "\\hat{z}_i = 0" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": " for ID). Although we will show in the supplementary material that a good approximation for the linear separator can be achieved even given a small human-labeled subset of 100 images, most state-of-the-art noise robust algorithms do not rely on ID/OOD human annotations. We thus propose to estimate " + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": " in an unsupervised manner. The unsupervised strategy of SNCF [2] is to use a clustering approach based on OPTICS [4]. We propose in this paper to avoid clustering and instead to train the linear separation using an unsupervised ID/OOD subset " + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 252, + 482, + 396 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": "We propose to build " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " using unsupervised noise detection metrics " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "z(\\mathbf{x}_i,\\mathbf{y}_i) = \\hat{z}_i" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " [1,23,24,26,27]. We will examine recent examples of loss-based and distance-based noise detections later in the paper. Given " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " estimated from " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "Z = \\{z_{i}\\}_{i = 1}^{N}" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": ", we can train the linear regressor to effectively refine the estimated noisiness of a training sample " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "(\\mathbf{x}_i)" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_r(\\mathbf{x}_i,z_i) = w_i" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_r" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " is a linear classification algorithm. Effectively, given the initial noise detection " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": " and the unsupervised contrastive features, we produce an improved one " + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "inline_equation", + "content": "W = \\{w_{i}\\}_{i = 1}^{N}" + }, + { + "bbox": [ + 130, + 396, + 482, + 491 + ], + "type": "text", + "content": ", the linear-separation detection." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "content": "We find that, although an unsupervised " + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "content": " contains detection errors, we still accurately estimate the linear separation due to the natural outlier robustness of linear classifiers. We additionally attempted to construct " + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "content": " by selecting only the " + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "content": " most confidently clean/incorrect samples according to the metric " + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "content": " but found that it lead to a less accurate " + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 492, + 482, + 552 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 571, + 440, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 571, + 440, + 585 + ], + "spans": [ + { + "bbox": [ + 131, + 571, + 440, + 585 + ], + "type": "text", + "content": "3.2 Does better noise detection imply better classification?" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "We aim to quantify the accuracy benefits of " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " over loss-based or distance-based noise detection strategies. We select PLS [1] for the loss-based approach (small loss strategy as in [5, 10, 23, 40]) and RRL [24] for the distance-based approach (similar to [16, 27, 30]). To avoid interacting with complex noise-robust mechanisms, we employ an ignore-the-noise algorithm whereby we train on the detected clean samples only using a cross-entropy loss. To obtain the RRL and" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 153, + 168, + 465, + 281 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 1: Using multiple noise detection metrics to train a naive noise-ignoring algorithm on the CNWL dataset. We report noise retrieval performance and classification accuracy. None signifies training without noise removal. We bold the best results and underline the worst, higher is better. Results averaged over 3 random seeds ± std" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 168, + 465, + 281 + ], + "lines": [ + { + "bbox": [ + 153, + 168, + 465, + 281 + ], + "spans": [ + { + "bbox": [ + 153, + 168, + 465, + 281 + ], + "type": "table", + "html": "
Noise ratio ↓Metric →NonePLSRRL\\(W_{PLS}\\)\\(W_{RRL}\\)Oracle
0.2AUROC-66.4±0.258.4±0.284.9±0.284.9±0.0100
Clean recall-81.9±0.194.6±0.489.3±0.189.3±0.1100
Noise recall-50.9±0.422.3±0.480.5±0.480.5±0.1100
Accuracy56.9±0.159.5±0.158.9±0.258.6±0.258.0±0.160.2±0.2
0.8AUROC-58.1±0.154.8±0.263.4±0.262.3±0.1100
Clean recall-86.7±0.290.8±0.195.1±0.493.4±0.0100
Noise recall-29.5±0.118.8±0.331.7±0.131.2±0.1100
Accuracy38.5±0.145.1±0.243.1±0.241.3±0.241.7±0.146.2±0.2
", + "image_path": "3ae50101d926abdbe1ece7c27beeccb96bd72133eadd21359554ebaed1f65d44.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "spans": [ + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "text", + "content": "PLS detection, we train the algorithms using the official code and utilize the noise detection at the end of training. We then estimate " + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "inline_equation", + "content": "W_{PLS}" + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "inline_equation", + "content": "W_{RRL}" + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "text", + "content": " as detailed in Section 3.1 using unsupervised SimCLR features. Table 1 reports the results on the CNWL under " + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 303, + 479, + 375 + ], + "type": "text", + "content": " web noise where we report noise detection performance by computing an AUROC curve and the clean or noisy recall as well as the classification accuracy of the ignore-the-noise algorithm." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "text", + "content": "Surprisingly, we observe that although " + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "inline_equation", + "content": "W_{RRL/PLS}" + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "text", + "content": " improves the noise metrics in terms of AUROC and noise recall, using it to detect the noise decreases the classification accuracy of " + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "text", + "content": ". This implies that " + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 376, + 480, + 423 + ], + "type": "text", + "content": " mis-identifies important samples needed to achieve high accuracy classification." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 441, + 392, + 454 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 441, + 392, + 454 + ], + "spans": [ + { + "bbox": [ + 131, + 441, + 392, + 454 + ], + "type": "text", + "content": "3.3 Clean samples missed by the linear separation" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "content": "Following the observation of missing important samples in the previous section, we take a look at the clean images missed by " + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "content": ". We observe that missed clean samples predominantly represent the target object on a uniform background (typically black or white). In the context of ID and OOD separation through the alignment and uniformity of unsupervised contrastive learning presented in Section 3.1, this observation suggests that the unsupervised contrastive algorithm aligns uniformly colored background using this simple visual cue and independently of the ID or OOD class depicted. This problem is similar to the case where the OOD noise is structured, i.e. contains subsets of highly similar OOD images (humans holding OOD objects would be a common example)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "type": "text", + "content": "Although " + }, + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "type": "text", + "content": " misses important examples, because these depict the target object with no distractors in the background, we suggest that they will easily be detected by the original SOTA noise detection metrics, biased toward detecting simple to fit or highly representative samples. In fact, we show in Figure 2 randomly selected clean examples missed by " + }, + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "type": "inline_equation", + "content": "W_{PLS}" + }, + { + "bbox": [ + 130, + 582, + 481, + 665 + ], + "type": "text", + "content": " most of which are correctly retrieved by PLS. Examples for the opposite scenario can be found in the supplementary material." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 183, + 113, + 430, + 350 + ], + "blocks": [ + { + "bbox": [ + 183, + 113, + 430, + 350 + ], + "lines": [ + { + "bbox": [ + 183, + 113, + 430, + 350 + ], + "spans": [ + { + "bbox": [ + 183, + 113, + 430, + 350 + ], + "type": "image", + "image_path": "744230693e246fefca2d396c63c6a1d94bbe6225e33cfe18a24fa133e62a4ece.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "lines": [ + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "type": "text", + "content": "Fig. 2: Examples of clean samples missed by our linear separation " + }, + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "type": "inline_equation", + "content": "W_{PLS}" + }, + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "type": "text", + "content": " but correctly recovered (green) by a small loss approach, here PLS. " + }, + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 357, + 482, + 381 + ], + "type": "text", + "content": " noise CNWL." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 387, + 313, + 399 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 387, + 313, + 399 + ], + "spans": [ + { + "bbox": [ + 131, + 387, + 313, + 399 + ], + "type": "text", + "content": "3.4 Linear Separation Alternating" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": "Because PLS and RRL retrieve samples that " + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " misses, we aim to quantify the correlation between these noise detection metrics to justify their complementarity. We observe in Figure 3 that while the noise detection of RRL and PLS remain correlated during training (" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": ">0.8" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " Pearson correlation) our linear separation " + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " is much more decorrelated with either RRL or PLS (" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "< 0.5" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": "). This low correlation further motivates the complementarity of " + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " with SOTA noise detection approaches. We also notice that using either PLS or RRL for the trusted subset " + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{T}}" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " leads to very similar linear separation as " + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "W_{PLS}" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "inline_equation", + "content": "W_{RRL}" + }, + { + "bbox": [ + 130, + 404, + 482, + 513 + ], + "type": "text", + "content": " are highly correlated, explained by RRL and PLS being highly correlated to begin with." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": "To combine " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " (PLS or RRL), we experiment with multiple combination strategies including voting or successive use (see Section 4.2). We find that alternating every epoch between " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " and PLS or RRL to be the better strategy. One dominant advantage of the alternating strategy is that it prevents forgetting one noise-detection over the other, effectively avoiding a form of confirmation bias [6] where mis-detections become hard to correct. We name this alternating noise detection strategy Linear Separation Alternating or LSA. Results comparing combination strategies are available in the experiments, Section 4.2." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 624, + 208, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 208, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 208, + 635 + ], + "type": "text", + "content": "3.5 PLS-LSA" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "LSA is independent from the noise-robust algorithm used whether it performs distance-based or loss-based noise detection. We choose to build on PLS [1], a" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 231, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 231, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 231, + 101 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 166, + 113, + 449, + 208 + ], + "blocks": [ + { + "bbox": [ + 166, + 113, + 449, + 208 + ], + "lines": [ + { + "bbox": [ + 166, + 113, + 449, + 208 + ], + "spans": [ + { + "bbox": [ + 166, + 113, + 449, + 208 + ], + "type": "image", + "image_path": "cb9d1cb88b67243519721d4762305706f41adc2aa81d0d84a0d43887774ba105.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "lines": [ + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "spans": [ + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "text", + "content": "Fig. 3: Low correlation of our linear separation with the PLS and RRL metrics trained on CNWL with " + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "text", + "content": " web noise. " + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "inline_equation", + "content": "W_{PLS / RRL}" + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "text", + "content": " denotes using PLS or RRL for " + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{T}}" + }, + { + "bbox": [ + 131, + 216, + 480, + 239 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 134, + 249, + 482, + 363 + ], + "blocks": [ + { + "bbox": [ + 134, + 249, + 482, + 363 + ], + "lines": [ + { + "bbox": [ + 134, + 249, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 134, + 249, + 482, + 363 + ], + "type": "image", + "image_path": "0b3ea0d2f41173905ad2b6b39ff95fafd8e541af379953e3a5ab5f49fe8d3f6c.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "lines": [ + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "spans": [ + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "type": "text", + "content": "Fig. 4: Illustration of the noise detection of PLS with LSA (PLS-LSA). We use " + }, + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "type": "text", + "content": " to estimate the linear separation " + }, + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 131, + 372, + 482, + 394 + ], + "type": "text", + "content": " on even epochs." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": "semi-supervised strong baseline in web-noise robust algorithms. The following is a quick overview of the PLS algorithm [1]. In PLS, the network predicts two noisiness estimation metrics: a general noisiness " + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "inline_equation", + "content": "z(\\mathbf{x}_i,\\mathbf{y}_i) = z_i" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": " that estimates if a sample is clean " + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "inline_equation", + "content": "z_{i} = 1" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": " or noisy " + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "inline_equation", + "content": "z_{i} = 0" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": " (small loss based, using a two mode gaussian mixture [5, 23]) and the pseudo-loss prediction " + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "inline_equation", + "content": "p(\\mathbf{x}_i,\\tilde{\\mathbf{y}}_i,z_i) = p_i" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": " that estimates whether a semi-supervised imputation " + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathbf{y}}_i" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": " is a trustworthy correction for a noisy sample (" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "inline_equation", + "content": "p_i = 1" + }, + { + "bbox": [ + 130, + 418, + 482, + 502 + ], + "type": "text", + "content": "). PLS optimizes 3 losses:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 196, + 512, + 480, + 525 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 196, + 512, + 480, + 525 + ], + "spans": [ + { + "bbox": [ + 196, + 512, + 480, + 525 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\sup } \\left(\\mathbf {x} _ {i}, \\mathbf {y} _ {i}, z _ {i}\\right) = - z _ {i} \\times \\mathbf {y} _ {i} \\times \\log (\\operatorname {s o f t m a x} (\\Phi (\\mathbf {x} _ {i}))), \\tag {1}", + "image_path": "08653dbcdd8f026e9ee394a73710c3f226318e2bd6c44c34be63e349b4f0ae70.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 199, + 527, + 480, + 540 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 527, + 480, + 540 + ], + "spans": [ + { + "bbox": [ + 199, + 527, + 480, + 540 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\mathbf {s s l}} \\left(\\mathbf {x} _ {i}, \\tilde {\\mathbf {y}} _ {i}, p _ {i}\\right) = - p _ {i} \\times \\tilde {\\mathbf {y}} _ {i} \\times \\log (\\operatorname {s o f t m a x} (\\Phi \\left(\\mathbf {x} _ {i}\\right))) \\tag {2}", + "image_path": "68d31213e04a714373024e0f873eaa420f9b86a488cafd857d6d4716bb3f5362.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "spans": [ + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "text", + "content": "and " + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "inline_equation", + "content": "L_{cont}" + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "text", + "content": " a supervised contrastive objective [22] that uses a SimCLR augmented view " + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "inline_equation", + "content": "\\mathbf{x}_i^{\\prime}" + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "text", + "content": " and is sensitive to " + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "inline_equation", + "content": "p_i" + }, + { + "bbox": [ + 131, + 549, + 482, + 586 + ], + "type": "text", + "content": " whose definition we refer to the original paper [1]. The final training loss in PLS without subscripts is" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 157, + 594, + 480, + 609 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 594, + 480, + 609 + ], + "spans": [ + { + "bbox": [ + 157, + 594, + 480, + 609 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\mathrm {P L S}} (\\mathbf {x}, \\mathbf {x} ^ {\\prime}, \\mathbf {y}, z, p) = \\mathrm {L} _ {\\sup } (\\mathbf {x}, \\mathbf {y}, z) + \\mathrm {L} _ {\\mathrm {s s l}} (\\mathbf {x}, \\tilde {\\mathbf {y}}, z, p) + \\mathrm {L} _ {\\text {c o n t}} (\\mathbf {x}, \\mathbf {x} ^ {\\prime}, \\mathbf {y}, p) \\tag {3}", + "image_path": "ad277a645dd2922a630db152531e3acdba616b591c28cff97fa86b3dbd8c0e34.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": "We call our version of PLS using LSA, PLS-LSA where we pretrain " + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": " using SimCLR and replace " + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": " on even epochs, i.e. on even epochs we compute " + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "p_i = p(\\mathbf{x}_i,\\tilde{\\mathbf{y}}_i,w_i)" + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "L_{sup}(\\mathbf{x}_i,\\mathbf{y}_i,w_i)" + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": ". For " + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": " we use features extracted in the second ResNet block, an ablation can be found in the supplementary material." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 386, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 386, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 386, + 129 + ], + "type": "text", + "content": "3.6 Semi-supervised imputation and Co-training" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 134, + 482, + 196 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 134, + 482, + 196 + ], + "spans": [ + { + "bbox": [ + 130, + 134, + 482, + 196 + ], + "type": "text", + "content": "Because PLS-LSA lacks some common additions to the recent noise-robust literature, we propose to use a stronger data augmentation for semi-supervised imputation and introduce an optional voting co-training strategy. We modify the PLS label imputation strategy as follows: given " + }, + { + "bbox": [ + 130, + 134, + 482, + 196 + ], + "type": "inline_equation", + "content": "\\mathbf{x}_i^{\\prime \\prime}" + }, + { + "bbox": [ + 130, + 134, + 482, + 196 + ], + "type": "text", + "content": " augmented using RandAugment [12], we modify the semi-supervised loss of PLS to" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 203, + 481, + 216 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 203, + 481, + 216 + ], + "spans": [ + { + "bbox": [ + 146, + 203, + 481, + 216 + ], + "type": "interline_equation", + "content": "\\mathrm {L} _ {\\mathrm {s s l}} \\left(\\mathbf {x} _ {i}, \\mathbf {x} _ {i} ^ {\\prime \\prime}, \\tilde {\\mathbf {y}} _ {i}, p _ {i}\\right) = - p _ {i} \\times \\operatorname {s g} \\left(\\operatorname {s o f t m a x} \\left(\\Phi \\left(\\mathbf {x} _ {i}\\right)\\right)\\right) \\times \\log \\left(\\operatorname {s o f t m a x} \\left(\\Phi \\left(\\mathbf {x} _ {i} ^ {\\prime \\prime}\\right)\\right)\\right) \\tag {4}", + "image_path": "664545fbb95885656e449d7321f944f9970197703be70785aa53b65d5682abe5.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 223, + 481, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 223, + 481, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 223, + 481, + 247 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 223, + 481, + 247 + ], + "type": "inline_equation", + "content": "\\mathbf{sg}(.)" + }, + { + "bbox": [ + 130, + 223, + 481, + 247 + ], + "type": "text", + "content": " is the stop gradient operation. This imputation strategy is in line with recent semi-supervised classification research [31, 42]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "content": "PLS-LSA+ is a co-training strategy for PLS-LSA that uses two co-trained networks. We use a voting approach where the two networks vote for noisy samples detection " + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "inline_equation", + "content": "z_{i}" + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "inline_equation", + "content": "w_{i}" + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "inline_equation", + "content": "p_{i}" + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "content": " as well as for classification at test time. Our voting noise detection is different from previous approaches [14, 23, 30] where networks predict noisiness for each other. Additionally, before voting on " + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "inline_equation", + "content": "p_{i}" + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "content": " we introduce a co-guessing strategy where a semi-supervised prediction " + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathbf{y}}_i" + }, + { + "bbox": [ + 130, + 247, + 482, + 344 + ], + "type": "text", + "content": " of network 1 is evaluated as correct by network 2. The naive strategy would be each network evaluating if their own guess is correct which introduces more confirmation bias." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 360, + 230, + 373 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 360, + 230, + 373 + ], + "spans": [ + { + "bbox": [ + 132, + 360, + 230, + 373 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 384, + 346, + 396 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 384, + 346, + 396 + ], + "spans": [ + { + "bbox": [ + 132, + 384, + 346, + 396 + ], + "type": "text", + "content": "4.1 Structure of the experiments section" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "content": "We structure the experiment section as follows. First we study different combination strategies for PLS and " + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "inline_equation", + "content": "W_{PLS}" + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "content": ". We then conduct an ablation study of PLS-LSA to highlight the importance of each of our proposed addition over PLS. We finally compare PLS-LSA with SOTA algorithms on the Controlled Noisy Web Labels (CNWL) dataset [17] and real world datasets mini-Webvision [25] and Webly-fg [33]. The CNWL dataset corrupts miniImageNet [37] with human curated web-noisy examples. The dataset proposes noise ratios ranging from 20 to " + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "content": ". Following previous research, we train on the CNWL at a resolution of " + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "inline_equation", + "content": "32^2" + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "content": " using a PreActivation ResNet18 [15]. mini-WebVision is a subset of the first 50 classes of Webvision [25] which mimic ImageNet [21] classes. We train on mini-WebVision at a resolution of " + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "inline_equation", + "content": "224^2" + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "content": " using an InceptionResNetV2 [34]. The Webly-fg datasets are noisy datasets that target fined-grained classification of aircrafts, birds or cars. We train at a resolution of " + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "inline_equation", + "content": "448^2" + }, + { + "bbox": [ + 130, + 402, + 482, + 629 + ], + "type": "text", + "content": " using a ResNet50 initialized either on ImageNet as done in previous research or using SimCLR. All datasets contain unidentified web-noisy samples, which are either OOD or ID noisy (mislabeled). We compare the performance of noise-robust algorithms trained on web-noisy datasets by their ability to accurately classify a clean validation set. More detailed experimental settings are available in the supplementary material." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Our experimental settings are the same as used in PLS [1] and comparable to evaluation settings used in the algorithms we compare with. Unless otherwise specified, we initialize our networks using SimCLR [8] and solo-learn [36]." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 204, + 135, + 413, + 229 + ], + "blocks": [ + { + "bbox": [ + 170, + 114, + 443, + 125 + ], + "lines": [ + { + "bbox": [ + 170, + 114, + 443, + 125 + ], + "spans": [ + { + "bbox": [ + 170, + 114, + 443, + 125 + ], + "type": "text", + "content": "Table 2: Best strategy to combine PLS and " + }, + { + "bbox": [ + 170, + 114, + 443, + 125 + ], + "type": "inline_equation", + "content": "{W}_{PLS}" + }, + { + "bbox": [ + 170, + 114, + 443, + 125 + ], + "type": "text", + "content": " on the CNWL." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 204, + 135, + 413, + 229 + ], + "lines": [ + { + "bbox": [ + 204, + 135, + 413, + 229 + ], + "spans": [ + { + "bbox": [ + 204, + 135, + 413, + 229 + ], + "type": "table", + "html": "
Noise ratio0.20.40.60.8
PLS62.30±0.2459.11±0.2854.26±0.2048.71±0.36
WPLS62.97±0.2360.41±0.0552.18±0.1247.11±0.08
AND62.66±0.3458.80±0.4154.82±0.1548.19±0.11
OR58.79±0.4058.27±0.3450.57±1.1145.93±0.69
WPLS→PLS62.88±0.4659.89±0.1452.34±0.1248.88±0.23
PLS→WPLS63.49±0.1260.21±0.1255.36±0.8449.23±0.21
LSA64.20±0.1660.98±0.2455.64±0.3049.73±0.13
Oracle64.10±0.1061.45±0.2256.04±0.3950.19±0.48
", + "image_path": "8eba2a7ce1827235ff196cc3cead7b4a0165af53dac38f2584dc2db45ec22ba0.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 132, + 263, + 325, + 437 + ], + "blocks": [ + { + "bbox": [ + 159, + 242, + 295, + 254 + ], + "lines": [ + { + "bbox": [ + 159, + 242, + 295, + 254 + ], + "spans": [ + { + "bbox": [ + 159, + 242, + 295, + 254 + ], + "type": "text", + "content": "Table 3: Ablation study CNWL" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 263, + 325, + 437 + ], + "lines": [ + { + "bbox": [ + 132, + 263, + 325, + 437 + ], + "spans": [ + { + "bbox": [ + 132, + 263, + 325, + 437 + ], + "type": "table", + "html": "
Datasetmini 20%mini 80%
Baselines
mixup57.27±0.3938.48±0.24
mixup + SimCLR57.03±0.1039.62±0.28
PLS62.83±0.3945.80±0.72
PLS + SimCLR62.39±0.1447.21±0.63
PLS ours63.25±0.2448.03±0.38
PLS-LSA ablation
PLS-LSA64.61±0.5148.20±0.16
PLS-LSA no SimCLR64.04±0.2747.29±0.27
PLS-LSA no DA63.25±0.2143.55±0.45
PLS-LSA no SimCLR DA61.83±0.5543.75±0.35
PLS-LSA+ ablation
PLS-LSA+66.52±0.1052.03±0.32
PLS-LSA+ no SimCLR DA66.34±0.2747.68±0.59
", + "image_path": "7978e80c51364f813da5d098e71023cb14858d289ea60782bd25b77e914c764f.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 354, + 319, + 477, + 394 + ], + "blocks": [ + { + "bbox": [ + 353, + 287, + 477, + 308 + ], + "lines": [ + { + "bbox": [ + 353, + 287, + 477, + 308 + ], + "spans": [ + { + "bbox": [ + 353, + 287, + 477, + 308 + ], + "type": "text", + "content": "Table 4: Ablation study Webvision" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 354, + 319, + 477, + 394 + ], + "lines": [ + { + "bbox": [ + 354, + 319, + 477, + 394 + ], + "spans": [ + { + "bbox": [ + 354, + 319, + 477, + 394 + ], + "type": "table", + "html": "
AlgorithmWebvision
mixup77.99
mixup + SimCLR78.88
PLS79.01
PLS-LSA81.36
PLS-LSA no SimCLR78.68
PLS-LSA no DA79.00
PLS-LSA no SimCLR DA76.80
", + "image_path": "8c01506ab4f37dc41a5ec48a146ae216ae6f412aabcab7a4b483e05cf00cef1d.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 454, + 296, + 467 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 454, + 296, + 467 + ], + "spans": [ + { + "bbox": [ + 132, + 454, + 296, + 467 + ], + "type": "text", + "content": "4.2 Combining PLS and " + }, + { + "bbox": [ + 132, + 454, + 296, + 467 + ], + "type": "inline_equation", + "content": "W_{PLS}" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": "We investigate here multiple strategies for PLS-LSA combining the decorrelated " + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": " and PLS so that we can maximize classification accuracy on the held out validation set. We propose to use AND or OR logic operators (clean is false and noisy true), successive noise detection where we train using either metric for the first half of training and then switch to the other for the remainder " + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "inline_equation", + "content": "(W_{PLS} \\rightarrow \\mathrm{PLS}" + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "inline_equation", + "content": "\\mathrm{PLS} \\rightarrow W_{PLS})" + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": " or our alternating approach (LSA) where either metric is alternatively used every epoch. Table 2 displays our results." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "We find that two strategies are superior to the PLS baseline: the second best strategy is " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{PLS} \\rightarrow W_{PLS}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": ", explained because the simple samples " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "W_{PLS}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": " misses are less important to get right in later training steps when the network has already learned strong base features for each class. The LSA strategy is the best approach overall, we believe this is because training the algorithm on both detection regularly allows to learn from the clean training examples provided by both metrics while avoiding over-fitting either metric's defects. These results solidify LSA as the better alternative for combining " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": " and PLS." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 157, + 481, + 222 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "text", + "content": "Table 5: CNWL [18] " + }, + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "inline_equation", + "content": "(32 \\times 32)" + }, + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "text", + "content": ". We run PLS and PLS-LSA; other results are from [1]. We report top-1 best accuracy and bold the best results with and without co-training. Accuracy results averaged over 3 random seeds " + }, + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "inline_equation", + "content": "\\pm" + }, + { + "bbox": [ + 132, + 114, + 480, + 148 + ], + "type": "text", + "content": " one std." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 157, + 481, + 222 + ], + "lines": [ + { + "bbox": [ + 132, + 157, + 481, + 222 + ], + "spans": [ + { + "bbox": [ + 132, + 157, + 481, + 222 + ], + "type": "table", + "html": "
Noise levelNo co-trainingCo-training
MMMFaMUSSNCFPLSPLS-LSADMSMPMLRMMDMPLS-LSA+
2049.1051.0251.4261.5663.25±0.2464.43±0.2150.9659.0661.2456.03±0.564.4066.52±0.10
4046.4047.1448.0359.9460.42±0.2361.14±0.3546.7254.5456.2250.69±0.361.4063.42±0.42
6040.5843.8045.1054.9255.34±0.3857.18±0.3043.1452.3652.8446.81±0.356.2059.41±0.30
8033.5833.4635.5045.6248.03±0.2049.53±0.4634.5040.0043.4238.24±0.247.8052.03±0.32
", + "image_path": "3a358852a63e3bec3030edc457c474322b112cfda8195e495c9956a3f920cf85.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 243, + 236, + 257 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 243, + 236, + 257 + ], + "spans": [ + { + "bbox": [ + 132, + 243, + 236, + 257 + ], + "type": "text", + "content": "4.3 Ablation study" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "spans": [ + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "type": "text", + "content": "We conduct an ablation study to evaluate the importance of each of our design choices in Table 3. We first ablate on the CNWL dataset under " + }, + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 265, + 482, + 504 + ], + "type": "text", + "content": " noise. We evaluate the improvements of SimCLR when added to a simple noise robust training using Mixup or the original PLS algorithm. Interestingly we observe that unsupervised initialization has little effect on validation accuracy for lower noise ratios. We also report PLS (ours) which denotes our improved version of PLS (PLS-LSA without LSA) which uses SimCLR initialization and improved data augmentations. Our version performs slightly better when compared to the original PLS. The second part of the table ablates elements from PLS-LSA: SimCLR initialization, stronger data augmentation (DA) or both (nothing). Strong data augmentations appear to be an important element of PLS-LSA. This is explained by our semi-supervised imputation strategy being largely dependent on stronger data augmentations whereas another SSL imputation strategy (i.e. MixMatch [7] used in PLS) would be better suited when not having access to stronger DA. Interestingly, PLS-LSA does not catastrophically fail when we remove the SimCLR initialization. This hints towards observing the linear separation without self-supervised pre-training and shows that the alternating strategy provides stability though to the original PLS detection. We finally observe that PLS-LSA+ nothing manages to use co-training to maintain a high accuracy in the lower noise scenario even if we remove SimCLR initialization and strong DA." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 505, + 482, + 553 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 505, + 482, + 553 + ], + "spans": [ + { + "bbox": [ + 130, + 505, + 482, + 553 + ], + "type": "text", + "content": "We additionally run ablations experiments on mini-Webvision to measure impacts in the real world. Results are available in Table 4. In this context, SimCLR initialization appears to play a more important role than on the CNWL and is important to maintain a good classification accuracy with PLS-LSA." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 571, + 369, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 571, + 369, + 585 + ], + "spans": [ + { + "bbox": [ + 132, + 571, + 369, + 585 + ], + "type": "text", + "content": "4.4 SOTA comparison on the CNWL dataset" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "type": "text", + "content": "We compare with related SOTA on the CNWL dataset corrupted with 20, 40, 60, " + }, + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "type": "inline_equation", + "content": "80\\%" + }, + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "type": "text", + "content": " web noise in Table 5. We report the accuracy results of both PLS-LSA and PLS" + }, + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "type": "inline_equation", + "content": "\\mathsf{L}\\mathsf{SA}+" + }, + { + "bbox": [ + 130, + 593, + 497, + 667 + ], + "type": "text", + "content": ". The noise-robust algorithms we compare with are Mixup [43] a noise robust regularization, FaMUS [39] a meta learning approach and sample correction algorithms: DivideMix (DM) [23], MentorMix (MM) [18], ScanMix [30], PropMix (PM) [10], SNCF [2], LongReMix (LRM) [11], Manifold DivideMix" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 178, + 482, + 232 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": "Table 6: Classification accuracy for training on mini-Webvision using InceptionResNetV2. We denote with " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "\\dagger" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " algorithms using unsupervised initialization. We test on the mini-Webvision valset and ImageNet 1k test set (ILSVRC12). We run PLS and PLS-LSA, other results are from SNCF [2]. We bold the best results. Accuracy results averaged over 3 random seeds " + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "inline_equation", + "content": "\\pm" + }, + { + "bbox": [ + 130, + 114, + 482, + 169 + ], + "type": "text", + "content": " one std." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 178, + 482, + 232 + ], + "lines": [ + { + "bbox": [ + 132, + 178, + 482, + 232 + ], + "spans": [ + { + "bbox": [ + 132, + 178, + 482, + 232 + ], + "type": "table", + "html": "
TestsetNo co-trainingCo-training
MMMRRLFaMUSPLSFLY†PLS-LSADMELR+DSOS†SMRMSNCF+†PLS-LSA+
mini-WebVisiontop-175.4476.077.8079.4079.01±0.3380.9681.28±0.1177.3277.7878.7680.0479.9180.2482.08±0.28
top-590.1290.291.3092.8092.05±0.4693.5694.12±0.0991.6491.6892.3293.0493.6193.4494.16±0.10
ILSVRC12top-171.4472.974.4077.0076.15±0.35---78.32±0.7475.2070.2975.8875.7677.3977.1279.19±0.52
top-589.4091.1090.9092.7692.53±0.23---94.64±0.2090.8489.7692.3692.6094.2694.3294.84±0.25
", + "image_path": "8e7006f70b3e480e4f6ce0b5f64c26263546c7f38a683edded156fa54fb0b676.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 254, + 482, + 301 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 254, + 482, + 301 + ], + "spans": [ + { + "bbox": [ + 130, + 254, + 482, + 301 + ], + "type": "text", + "content": "(MDM) [13] and PLS [1]. We find that PLS-LSA improves over existing approaches even when these use a co-training strategy (PLS-LSA only uses one network). PLS-LSA+ further improves the classification accuracy by 2 to 5 absolute points across noise levels." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 319, + 261, + 331 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 319, + 261, + 331 + ], + "spans": [ + { + "bbox": [ + 131, + 319, + 261, + 331 + ], + "type": "text", + "content": "4.5 Real world datasets" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 339, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 339, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 339, + 482, + 422 + ], + "type": "text", + "content": "We now evaluate PLS-LSA on real world datasets. For mini-Webvision we add to the comparison a robust loss algorithm Early Learning Regularization (ELR) [26], as well as additional sample correction algorithms: Robust Representation Learning (RRL) [24], DSOS [3], RankMatch (RM) [45] and LNL-Flywheel (FLY) [19]. We also report our results on the webly fine-grained datasets as well as for Co-teaching [14], PENCIL [41], SELFIE [32], Peer-learning [33] and Progressive Label Correction (PLC) [44] which are all sample correction algorithms." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 430, + 482, + 526 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 430, + 482, + 526 + ], + "spans": [ + { + "bbox": [ + 130, + 430, + 482, + 526 + ], + "type": "text", + "content": "mini-Webvision We train PLS-LSA on mini-Webvision and report test results on the validation set of mini-Webvision and well as on the validation set of ImageNet2012 [21] in Table 6. We outperform co-training methods with PLS-LSA using only one network and PLS-LSA+ sets a new state-of-the-art by improving over PLS-LSA in terms of top-1 accuracy but we notice no significant improvements for top-5 accuracy. We report additional results when training a ResNet50 on mini-Webvision in the supplementary material where we observe similar improvements of PLS-LSA and PLS-LSA+ when compared to related works." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 665 + ], + "type": "text", + "content": "Webly-fg datasets We train PLS-LSA on the Webly-fg datasets [33] that present the added challenge of fine-grained classification over mini-Webvision. We report results on the bird, car and aircraft subsets in Table 7. Because other methods use ImageNet weights for pre-training, we report results using either ImageNet or SimCLR pretraining to exhibit the linear separation between ID and OOD noise. We find that PLS-LSA only marginally improves over PLS even in the case where we use self-supervised features. We found that learning strong SimCLR features for Webly-fg datasets is challenging due to the fine grained nature of the dataset. It could be the case that using a different set of data augmentations or a different self-supervised algorithm would help improve our performance further. PLS-LSA+ improves 0.7 to 0.8 points over PLS-LSA." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 191, + 157, + 421, + 282 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "type": "text", + "content": "Table 7: Comparison against state-of-the-art algorithms on the fine grained web datasets, we run PLS-LSA and bold the best results. Results for other algorithms from [1]. Top-1 best accuracy." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 191, + 157, + 421, + 282 + ], + "lines": [ + { + "bbox": [ + 191, + 157, + 421, + 282 + ], + "spans": [ + { + "bbox": [ + 191, + 157, + 421, + 282 + ], + "type": "table", + "html": "
InitializationAlgorithmWeb-AircraftWeb-birdWeb-car
ImageNetCE60.8064.4060.60
Co-teaching79.5476.6884.95
PENCIL78.8275.0981.68
SELFIE79.2777.2082.90
DivideMix82.4874.4084.27
Peer-learning78.6475.3782.48
PLC79.2476.2281.87
PLS87.5879.0086.27
PLS-LSA87.7079.2086.58
PLS-LSA+88.4279.7787.24
SimCLRPLS-LSA87.8279.4786.76
PLS-LSA+88.5180.0387.50
", + "image_path": "97d4f67337e1439bd854616c290516a21b68669d81d9f2bcf63583146ef534bc.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 290, + 220, + 304 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 290, + 220, + 304 + ], + "spans": [ + { + "bbox": [ + 132, + 290, + 220, + 304 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 312, + 482, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 577 + ], + "type": "text", + "content": "This paper builds on the previously observed linear separation of ID and OOD images in unsupervised contrastive feature spaces in the context of label noise datasets. We observe that the linear separation of ID and OOD features is not as evident as previously observed when moving to real-world data yet becomes apparent again when looking at lower level features. Instead of relying on clustering as done in previous research, we propose to compute the linear separation using an approximate ID/OOD detection using state-of-the-art noise-robust metrics. Although we find our noise detector to be highly accurate, we do not observe classification accuracy gains when compared to less accurate SOTA noise detectors. We evidence that the few samples we mis-identify are crucial to train a strong classifier. We combine our detection together with PLS by alternating the noise detection approach every epoch to create PLS-LSA. We further develop a co-train schedule using two networks to produce PLS-LSA+. Our results improve the SOTA classification accuracy on real-world web noise datasets. Because we only empirically observe the linear separation in earlier layers, we stress the need for further theoretical analysis of the phenomenon and encourage further research in this direction. Other future work we recommend is to study if intelligent alternating strategies could be developed to combine both detection approaches based on the current noise detection bias in the network. We also suggest that further attention be given to whether the linear separation can be enforced from a random initialization and as training progresses to remove the need for pretraining." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "content": "Acknowledgments This publication has emanated from research conducted with the joint financial support of the Center for Augmented Reasoning (CAR) and Science Foundation Ireland (SFI) under grant number SFI/12/RC/2289_P2. The authors additionally acknowledge the Irish Centre for High-End Computing (ICHEC) for the provision of computational facilities and support. The authors would like to issue special remembrance to our dearly missed friend and colleague Kevin McGuinness for his invaluable contributions to our research." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 231, + 102 + ], + "type": "text", + "content": "Albert, P. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 197, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 137, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 20, + "blocks": [ + { + "bbox": [ + 138, + 137, + 481, + 180 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 137, + 481, + 180 + ], + "spans": [ + { + "bbox": [ + 138, + 137, + 481, + 180 + ], + "type": "text", + "content": "1. 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Zheltonozhskii, E., Baskin, C., Mendelson, A., Bronstein, A.M., Litany, O.: Contrast to divide: Self-supervised pre-training for learning with noisy labels. In: IEEE/CVF Winter Conference on Applications of Computer Vision (WACV) (2022)" + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 407, + 91, + 447, + 100 + ], + "type": "text", + "content": "PLS-LSA" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction/5c62f320-c054-41f8-8ead-9c63500eda49_content_list.json b/2024/Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction/5c62f320-c054-41f8-8ead-9c63500eda49_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..89134fd0ef5cfceadd516fcc6510c10fed207bda --- /dev/null +++ b/2024/Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction/5c62f320-c054-41f8-8ead-9c63500eda49_content_list.json @@ -0,0 +1,1775 @@ +[ + { + "type": "text", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "text_level": 1, + "bbox": [ + 284, + 140, + 718, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Dian Jia $^{1}$ , Xiaogian Ruan $^{1}$ , Kun Xia $^{1,2}$ , Zhiming Zou $^{1}$ , Le Wang $^{2}$ , and Wei Tang $^{1}$", + "bbox": [ + 228, + 210, + 772, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 University of Illinois Chicago, Chicago, IL, USA {djia7, xruan9, ZZou6, tangw}@uic.edu", + "bbox": [ + 333, + 253, + 669, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Xi'an Jiaotong University, Xi'an, Shaanxi, P.R. China \nxiakun@stu.xjtu.edu.cn \nlewang@xjtu.edu.cn", + "bbox": [ + 313, + 282, + 687, + 324 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Deep learning approaches have made significant success in single-view 3D reconstruction, but they often rely on expensive 3D annotations for training. Recent efforts tackle this challenge by adopting an analysis-by-synthesis paradigm to learn 3D reconstruction with only 2D annotations. However, existing methods face limitations in both shape reconstruction and texture generation. This paper introduces an innovative Analysis-by-Synthesis Transformer that addresses these limitations in a unified framework by effectively modeling pixel-to-shape and pixel-to-texture relationships. It consists of a Shape Transformer and a Texture Transformer. The Shape Transformer employs learnable shape queries to fetch pixel-level features from the image, thereby achieving high-quality mesh reconstruction and recovering occluded vertices. The Texture Transformer employs texture queries for non-local gathering of texture information and thus eliminates the incorrect inductive bias. Experimental results on CUB-200-2011 and ShapeNet datasets demonstrate superior performance in shape reconstruction and texture generation compared to previous methods. The code is available at https://github.com/DianJJ/AST.", + "bbox": [ + 259, + 358, + 743, + 607 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Single-view 3D reconstruction $\\cdot$ Shape Transformer $\\cdot$ Texture Transformer", + "bbox": [ + 259, + 619, + 740, + 648 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 672, + 375, + 690 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Reconstructing the 3D shape of objects from images or videos is a long-standing task in computer vision. It holds significant promise for a variety of applications, such as virtual and augmented reality, robotics, and autonomous driving. In the past few years, data-driven approaches, in particular, deep neural networks, have shown the capability to achieve high-quality 3D reconstruction from a single-view image [8,19,24,42,46]. However, the practical utility of these approaches in real-world applications is significantly restricted because they rely on large-scale 3D annotations (shapes and/or poses) for training [9,12,16,19,46,50,66], which are expensive and often unobtainable.", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/aa29d94ad0882022b7d65f47d2c6c441bde4688660a27e7ee9518a96b42b56e4.jpg", + "image_caption": [ + "Fig. 1: Current 3D reconstruction methods from 2D annotations have limitations: shape models often lack pixel-level details, and texture models typically produce blurry UV map textures. For example, the reconstruction in (a) from [47] exhibits an unnatural neck shape and a blurry texture. This paper introduces the Analysis-by-Synthesis Transformer, which addresses these issues within a unified framework, enhancing both shape and texture modeling, as shown in (b)." + ], + "image_footnote": [], + "bbox": [ + 233, + 147, + 733, + 276 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Some recent works have attempted to learn 3D reconstruction from a collection of images with only 2D annotations [7, 18, 22, 25, 29, 39, 47, 48], such as keypoints and silhouette masks. They follow the analysis-by-synthesis paradigm. In this framework, a convolutional neural network (ConvNet) takes as input an image and predicts the object's mesh, texture, and pose. These predictions are then used to synthesize the input image and its 2D annotations through differentiable rendering [31, 43]. The network is trained by minimizing the synthesis error, along with some regularizations.", + "bbox": [ + 212, + 409, + 787, + 529 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Despite the promising results demonstrated by the analysis-by-synthesis paradigm, the exploration is still in its early stages. Existing methods suffer from limitations in both shape reconstruction and texture generation, as illustrated in Fig. 1 and described below.", + "bbox": [ + 212, + 532, + 787, + 593 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Limitation in Shape Reconstruction. Current shape reconstruction models rely on a single global shape code extracted from the entire image to predict mesh vertices, lacking access to pixel-level features and struggling with fine details. Prior research in supervised mesh reconstruction, exemplified by Pixel2Mesh [66], highlights the importance of modeling pixel-level features that are related to the vertices for achieving high-quality mesh reconstruction. Specifically, this approach involves projecting each coarse vertex into the image space and then pooling local features from the projected pixel location to refine the mesh progressively. Regrettably, this operation, known as perceptual feature pooling, is not applicable to the analysis-by-synthesis paradigm as it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as ground truth shape to guide coarse mesh generation. Moreover, there is no mechanism to handle vertices that are invisible in the image, which disrupts the perceptual feature pooling process.", + "bbox": [ + 212, + 595, + 787, + 806 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Limitation in Texture Generation. To render an image from 3D reconstruction, current models employ a ConvNet to predict the mesh texture in the", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "D. Jia et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "form of a UV map. ConvNets are well-suited for dense prediction tasks such as semantic segmentation [44, 57], image enhancement [6, 14, 36], and depth estimation [11, 17] due to their translation equivariance property, where the output shifts by the same amount as the input. As a result, there is a one-to-one correspondence between input and output pixels at the same location. However, unlike segmentation maps, enhanced images, or depth maps, the UV map is not translation equivariant w.r.t. the input image. Each pixel in the UV map corresponds to a vertex on the mesh rather than to a pixel at the same location in the input image. Therefore, employing a ConvNet for UV map prediction is inferior and often results in blurry texture. This issue is especially crucial within the analysis-by-synthesis paradigm, as texture quality directly impacts the rendered image and thus the image synthesis loss.", + "bbox": [ + 212, + 146, + 787, + 327 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "This paper introduces the Analysis-by-Synthesis Transformer (AST), a novel unified Transformer architecture specially designed to tackle the two aforementioned limitations of the analysis-by-synthesis paradigm through effective pixel-to-shape and pixel-to-texture modeling. It consists of two core components: the Shape Transformer and the Texture Transformer. The Shape Transformer models a set of learnable shape queries, each corresponding to a vertex of the object mesh. On one hand, each shape query automatically fetches pixel-level features related to its corresponding vertex for high-quality shape reconstruction. On the other hand, these shape queries interact with each other to recover vertices occluded in the image. The Texture Transformer models a set of learnable texture queries, each corresponding to a pixel in the UV map. Each texture query gathers texture information relevant to the corresponding UV map pixel from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. By unifying the Shape and Texture Transformers, our proposed approach offers clear advantages over previous methods in terms of both shape reconstruction and texture generation, making it highly suitable for learning single-view 3D reconstruction within the analysis-by-synthesis paradigm.", + "bbox": [ + 212, + 330, + 787, + 604 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "It is worth noting that our approach is obviously different from the Mesh Transformer (METRO) [41] for human pose and shape reconstruction. First, each query of METRO is a concatenation of a constant vertex coordinate from a fixed human mesh template and a global shape code extracted from the entire image. METRO only models self-attention between these queries, which fails to capture pixel-level features relevant to the vertices. Therefore, it cannot address the limitation in shape reconstruction. Second, METRO does not predict mesh texture, and is trained in a fully supervised manner. Therefore, it cannot address the limitation in texture generation.", + "bbox": [ + 212, + 608, + 787, + 744 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The contributions of this paper are as follows. (1) Shape reconstruction and texture generation are two core aspects of the analysis-by-synthesis paradigm for learning textured mesh reconstruction. To our knowledge, this work is the first of its kind that identifies critical limitations in both aspects of existing methods. It introduces a novel Analysis-by-Synthesis Transformer to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture", + "bbox": [ + 212, + 750, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 266, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "modeling. (2) We propose the Shape Transformer. Different from existing Transformers, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex from the image and models the interactions among these queries, which is essential to achieving high-quality mesh reconstruction and effectively recovering vertices occluded in the image. (3) We propose the Texture Transformer. Unlike existing methods, which employ a ConvNet for texture prediction, it utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, which eliminates the incorrect inductive bias of translation equivariance. (4) Experimental results on the CUB-200-2011 and ShapeNet datasets demonstrate that our proposed approach significantly outperforms previous methods in terms of both shape reconstruction and texture generation.", + "bbox": [ + 212, + 146, + 787, + 328 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 352, + 387, + 368 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Supervised Single-view 3D Reconstruction", + "text_level": 1, + "bbox": [ + 215, + 385, + 609, + 400 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In the past few years, deep learning approaches have drastically advanced the area of single-view 3D reconstruction. Early efforts [8, 15, 20, 62, 70, 74, 78, 80] employ voxel-based shape representations, but suffer from the cubic growth in complexity [15]. To overcome this limitation, point cloud [27, 40, 45, 54, 55] and mesh-based representations [16, 19, 43, 49, 66, 69] emerge as alternatives, offering a better balance between efficiency and accuracy. Recent implicit methods, such as the occupancy network [46] and DeepSDF [50], represent the shape as a neural network, mapping a continuous 3D coordinate to an occupancy value or a signed distance to the surface. Therefore, they can model shapes with arbitrary topology at any resolution. Despite these significant advancements, current methods rely on large-scale 3D shape annotations for training, which are expensive and often unobtainable.", + "bbox": [ + 212, + 412, + 787, + 592 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Single-view 3D Reconstruction without 3D Supervision", + "text_level": 1, + "bbox": [ + 215, + 617, + 718, + 633 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Thanks to the development of differentiable rendering [31, 43], recent research has attempted to learn single-view 3D reconstruction without 3D supervision [18,21,26,29,33,34,38,39,71,72]. State-of-the-art methods follow the analysis-by-synthesis paradigm. CMR [29] trains a ConvNet to predict the object mesh, pose, and texture from a single input image by exploiting the silhouette and keypoint annotations available in 2D image datasets. UCMR [18] infers the 3D shape of objects from a collection of images without using keypoint annotations. UMR [39] enforces semantic consistency across different views in a self-supervised learning framework. SMR [25] models interpolated consistency and landmark consistency to better learn the 3D mesh. UNICORN [47] gets rid of the silhouette mask annotations and common shape assumptions through a neighbor reconstruction loss and background modeling. MagicPony [71] and ShapeClipper [26] fuse features from pre-trained external models, such as CLIP [56] and DINO [4], to improve the", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "D. Jia et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "consistency of model predictions. Other related works [10, 13, 23, 30, 51, 52, 75, 77] leverage in addition generative adversarial techniques for improved performance, but they rely on a powerful 2D generative model and a more complex training procedure. This paper follows the analysis-by-synthesis paradigm for learning 3D reconstruction with only silhouette mask annotations. Previous methods in this paradigm suffer from critical limitations in both shape reconstruction and texture generation, as described in Sec. 1. This paper introduces the Analysis-by-Synthesis Transformer, a novel Transformer architecture specially designed to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture modeling.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 Transformers for 3D Reconstruction", + "text_level": 1, + "bbox": [ + 214, + 324, + 562, + 339 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Transformers [63] have shown promise in various computer vision tasks including object detection [3], image enhancement [76], semantic segmentation [65,79], and vision-language modeling [37, 60]. Recent works have adapted Transformer architectures for 3D reconstruction. Wang et al. [64] treat multi-view 3D reconstruction as a sequence prediction problem using a Transformer for view relationship modeling. Shi et al. [58] employ a Transformer encoder for feature extraction and a decoder for voxel prediction. Peng et al. [53] combine a 3D ConvNet with a Transformer decoder for voxel-based reconstruction. Bozic et al. [2] use a Transformer to fuse multi-view data into a volumetric grid, which is decoded into a 3D scene. Unlike these approaches that use Transformers as an alternative to ConvNets, our method specifically overcomes limitations in pixel-to-shape and pixel-to-texture modeling in the analysis-by-synthesis paradigm for self-supervised 3D reconstruction.", + "bbox": [ + 212, + 353, + 787, + 549 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 214, + 575, + 330, + 593 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This paper introduces the Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It is a novel Transformer architecture specially designed to address the limitations in shape reconstruction and texture generation of the analysis-by-synthesis paradigm (Sec. 1) through effective pixel-to-shape and pixel-to-texture modeling. We focus on a problem setting commonly used in this paradigm. During training, we have an image dataset that covers the object category of interest, e.g., cars, chairs, and tables. The only annotations are the 2D silhouette masks. During inference, the input is a new image of an object instance; the output includes a textured mesh and the camera pose.", + "bbox": [ + 212, + 612, + 787, + 747 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our proposed network architecture is illustrated in Fig. 2. The input is a single-view image $\\pmb{I}$ . Following the camera multiplex [18], the network generates multiple hypotheses of the object pose (including scale, translation, and rotation) and their probability distribution. The Shape Transformer and the Texture Transformer reconstruct the object mesh and texture, respectively. The network also predicts an object saliency map. On one hand, it will be used to guide the", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 264, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/07929222f66e542b931de191583650a6026111a569c43b3cdd0d48996d739ae5.jpg", + "image_caption": [ + "Fig. 2: An overview of our proposed Analysis-by-Synthesis Transformer. The Shape Transformer employs a set of learnable shape queries to fetch pixel-level features related to each vertex from the image for high-quality mesh reconstruction. The Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. Both the Shape and Texture Transformers are guided by a saliency map, focusing on object pixels, and they predict the shape and texture from coarse to fine." + ], + "image_footnote": [], + "bbox": [ + 222, + 154, + 759, + 324 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "attention mechanism in the Transformers. On the other hand, learning it under silhouette mask supervision helps the backbone acquire more discriminative features, thereby benefiting 3D reconstruction.", + "bbox": [ + 212, + 500, + 784, + 545 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In the rest of this section, we describe the Shape Transformer and the Texture Transformer in Sec. 3.1 and Sec. 3.2, respectively, and describe the learning method in Sec. 3.3. The detailed network architecture can be found in the supplementary material.", + "bbox": [ + 212, + 546, + 785, + 606 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Shape Transformer", + "text_level": 1, + "bbox": [ + 214, + 631, + 419, + 645 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Following the previous analysis-by-synthesis paradigm [25, 29, 39, 47], the Shape Transformer reconstructs the object mesh by deforming a predefined ellipsoid mesh. But different from previous methods, the Shape Transformer models the deformation as two complementary processes. First, it utilizes a global shape code inferred from the entire image to capture the overall object shape. Second, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex for high-quality mesh reconstruction.", + "bbox": [ + 212, + 657, + 787, + 763 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Global Shape Modeling. Let $\\{\\pmb{v}_i\\in \\mathbb{R}^3:i = 1,\\dots ,N\\}$ be the vertices of a predefined ellipsoid mesh, where $N$ is the number of vertices. An encoder network first extracts a global shape code $\\pmb{z}^{\\mathrm{global - sh}}\\in \\mathbb{R}^{D}$ from the image, where $D$ is the code dimension. Then, the overall object shape is modeled as a neural parametric surface as below:", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "D. Jia et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\boldsymbol {v}} _ {i} = \\operatorname {M L P} \\left(\\boldsymbol {v} _ {i}, \\boldsymbol {z} ^ {\\text {g l o b a l - s h}}; \\Theta^ {\\text {g l o b a l - s h}}\\right), i = 1, \\dots , N \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 334, + 171, + 785, + 189 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\hat{\\pmb{v}}_i\\in \\mathbb{R}^3$ is a new vertex, and $\\Theta^{\\mathrm{global - sh}}$ is the parameters.", + "bbox": [ + 238, + 200, + 696, + 217 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Local Shape Modeling. We model a set of learnable shape queries: $\\bar{Q}^{\\mathrm{sh}} = [\\bar{q}_i^{\\mathrm{sh}}\\in \\mathbb{R}^D:i = 1,\\dots ,N]$ , each corresponding to a mesh vertex. We extract a feature map $F^{\\mathrm{im}}\\in \\mathbb{R}^{H\\times W\\times D}$ from the image through a ConvNet, where $H$ , $W$ , and $D$ denote the height, width, and feature dimension, respectively. For convenience, we reshape the image feature map as $\\bar{F}^{\\mathrm{im}}\\in \\mathbb{R}^{HW\\times D}$ . The shape queries and the image feature map are fed into a Transformer decoder including two multi-head attention (MHA) units:", + "bbox": [ + 212, + 217, + 787, + 325 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\boldsymbol {Q}} ^ {\\mathrm {s h}} = \\operatorname {M H A} (\\boldsymbol {Q} = \\bar {\\boldsymbol {Q}} ^ {\\mathrm {s h}}, \\boldsymbol {K} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {V} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {M} = \\boldsymbol {S}; \\Theta^ {\\mathrm {s h - i m}}) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 294, + 338, + 785, + 358 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nQ ^ {\\mathrm {s h}} = \\mathrm {M H A} (Q = \\hat {Q} ^ {\\mathrm {s h}}, K = \\hat {Q} ^ {\\mathrm {s h}}, V = \\hat {Q} ^ {\\mathrm {s h}}, M = 1; \\Theta^ {\\mathrm {s h - s h}}) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 362, + 785, + 383 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $Q$ , $K$ , and $V$ denote the query, key, and value matrices, respectively, $M$ denotes the attention mask, $S$ is the predicted object saliency map, $1$ is an all-one matrix, and $\\Theta^{\\mathrm{sh - im}}$ and $\\Theta^{\\mathrm{sh - sh}}$ are parameters. Following the standard Transformer [63], we use the scaled dot product attention and augment the image feature map with pixel-wise positional embeddings. Using the saliency map as the attention mask in Eq. (2) guides the vertex queries to focus on the object pixels. The detailed formulation of MHA can be found in the supplementary material.", + "bbox": [ + 212, + 393, + 787, + 513 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The updated shape queries $\\mathbf{Q}^{\\mathrm{sh}} = [\\pmb{q}_i^{\\mathrm{sh}}\\in \\mathbb{R}^D:i = 1,\\dots ,N]$ deform their corresponding mesh vertices through:", + "bbox": [ + 212, + 513, + 785, + 545 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {v} _ {i} = \\hat {\\boldsymbol {v}} _ {i} + \\operatorname {M L P} \\left(\\hat {\\boldsymbol {v}} _ {i}, \\boldsymbol {q} _ {i} ^ {\\mathrm {s h}}; \\Theta^ {\\mathrm {l o c a l - s h}}\\right), i = 1, \\dots , N \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 555, + 785, + 571 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\pmb{v}_i\\in \\mathbb{R}^3$ is a vertex of the reconstructed object mesh by our model, and $\\Theta^{\\mathrm{local - sh}}$ is parameters.", + "bbox": [ + 212, + 582, + 785, + 612 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Discussion. Eq. (1) uses a single global shape code summarized from the entire image to deform all vertices jointly. Therefore, the global shape model is suitable for capturing the overall object shape. In contrast, Eq. (4) deforms each vertex separately using a specific local shape code, i.e., $q_{i}^{\\mathrm{sh}}$ . Therefore, the local shape model will be able to characterize more subtle deformations. The global and local shape models are complementary.", + "bbox": [ + 212, + 613, + 787, + 704 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Modeling these local shape codes necessitates extraction of pixel-level features related to each vertex from the image. This is, however, challenging as which image pixels correspond to each vertex is unknown and a large portion of vertices are invisible in the image. Pixel2Mesh [66] projects each vertex to the image space to pool vertex-relevant local features, but it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as shape supervision to guide coarse mesh generation. Additionally, this perceptual feature pooling process is easily disrupted by occluded vertices. In contrast, by taking the vertex queries as the query, and the image feature map as the key and value in an MHA,", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 264, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Eq. (2) automatically fetches pixel-level features related to each vertex from the image feature map without explicit projection. Furthermore, Eq. (3) models the relational interactions among the vertex queries through self-attention, which helps infer occluded vertices.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Existing methods in the analysis-by-synthesis paradigm typically only set a few hundred vertices, which we also follow in the experiments. To be scalable to a significantly larger number of vertices, we can divide the template mesh into small patches and use a shape query to deform vertices within a patch instead of a single vertex.", + "bbox": [ + 212, + 207, + 784, + 282 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.2 Texture Transformer", + "text_level": 1, + "bbox": [ + 215, + 303, + 433, + 316 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Texture reconstruction is an essential aspect of the analysis-by-synthesis paradigm. Previous methods employ a ConvNet to predict a UV map from an input image. This is inferior as the ConvNet is equivariant to the translation transformation but the UV map is not translation equivariant w.r.t. the input image. As a result, these methods often produce blurry texture. To close this gap, the Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance. Inspired by the Shape Transformer, the Texture Transformer generates the UV map in a coarse-to-fine manner through global and refined texture modeling. Though the global model generates inferior texture, we find it beneficial to the training process.", + "bbox": [ + 212, + 325, + 792, + 505 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Global Texture Modeling. The mesh texture is represented as a UV map of height $H'$ and width $W' \\colon T \\in \\mathbb{R}^{H' \\times W' \\times 3}$ . An encoder network first extracts a global texture code $z^{\\mathrm{global - tx}}$ from the image. Then, the coarse UV map $\\hat{T}$ is generated by:", + "bbox": [ + 212, + 506, + 785, + 568 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\boldsymbol {T}} = \\mathrm {M L P} \\left(\\boldsymbol {z} ^ {\\text {g l o b a l - t x}}; \\Theta^ {\\text {g l o b a l - t x}}\\right) \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 398, + 589, + 785, + 608 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\Theta^{\\mathrm{global - tx}}$ is the parameters.", + "bbox": [ + 214, + 616, + 464, + 633 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Refined Texture Modeling. We model a set of learnable texture queries: $\\bar{\\boldsymbol{Q}}^{\\mathrm{tx}} = [\\bar{\\boldsymbol{q}}_i^{\\mathrm{tx}}\\in \\mathbb{R}^D:i = 1,\\ldots ,H'W']$ , each corresponding to a pixel in the UV map. These texture queries are fed into a Transformer decoder including two multi-head attention units:", + "bbox": [ + 212, + 633, + 782, + 694 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\boldsymbol {Q}} ^ {\\mathrm {t x}} = \\operatorname {M H A} (\\boldsymbol {Q} = \\bar {\\boldsymbol {Q}} ^ {\\mathrm {t x}}, \\boldsymbol {K} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {V} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {M} = \\boldsymbol {S}; \\Theta^ {\\mathrm {t x - i m}}) \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 702, + 784, + 720 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nQ ^ {\\mathrm {t x}} = \\operatorname {M H A} \\left(Q = \\hat {Q} ^ {\\mathrm {t x}}, K = \\hat {Q} ^ {\\mathrm {t x}}, V = \\hat {Q} ^ {\\mathrm {t x}}, M = 1; \\Theta^ {\\mathrm {t x} - \\mathrm {t x}}\\right) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 724, + 784, + 744 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\pmb{Q}^{\\mathrm{tx}} = [\\pmb{q}_i^{\\mathrm{tx}}\\in \\mathbb{R}^D:i = 1,\\dots ,H'W']$ is the updated texture queries and also the texture codes of UV map pixels, and $\\Theta^{\\mathrm{tx - im}}$ and $\\Theta^{\\mathrm{tx - tx}}$ are parameters.", + "bbox": [ + 212, + 753, + 782, + 784 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Then, each texture code is used to predict the RGB values of the corresponding pixel in the UV map:", + "bbox": [ + 212, + 785, + 782, + 815 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {t} _ {i} = \\hat {\\boldsymbol {t}} _ {i} + \\operatorname {M L P} \\left(\\boldsymbol {q} _ {i} ^ {\\mathrm {t x}}; \\Theta^ {\\text {l o c a l - t x}}\\right), i = 1, \\dots , H ^ {\\prime} W ^ {\\prime} \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 343, + 824, + 784, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "D. Jia et al.", + "bbox": [ + 271, + 114, + 352, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/3eb0c60e27c78e418d301d79f0aaad15b344289b601448b26e13370db4150c0f.jpg", + "table_caption": [ + "Table 1: Quantitative results on CUB-200-2011. MeshInv [77] and HybridInv [52] are test-time optimization methods that optimize the shape for $N$ steps at test time by inverting a generator; they are significantly slower than direct prediction methods. CMR and DIB-R use camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling." + ], + "table_footnote": [], + "table_body": "
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
MeshInv (N=200) [77]75.2--
HybridInv (N=0) [52]73.9--
HybridInv (N=30) [52]84.4--
CMR [29]73.844.628.5
CSM [35]--48.0
DIB-R [7]75.7--
UMR [39]73.471.358.2
IMR [61]--53.5
UCMR [18]63.7--
SMR [25]80.683.262.2
Unicorn [47]71.463.549.0
MagicPony [71]--55.5
AST (Ours)81.686.064.7
", + "bbox": [ + 300, + 226, + 697, + 415 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\pmb{t}_i\\in \\mathbb{R}^3$ and $\\hat{\\pmb{t}}_i\\in \\mathbb{R}^3$ are the $i$ th pixel in the refined UV map and coarse UV map, respectively, and $\\Theta^{\\mathrm{local - tx}}$ is parameters. Eq. (8) can be implemented efficiently using convolutional layers.", + "bbox": [ + 212, + 443, + 784, + 489 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The Shape and Texture Transformers share similar Transformer decoders but differ in the shape/texture query modeling and mesh/UV map reconstruction. Eq. (6) enables texture queries to gather texture features from the image in a non-local manner. Eq. (7) allows those texture queries to exchange information with each other to effectively recover occluded texture. Altogether, the Texture Transformer will be more suitable for UV map prediction than a ConvNet.", + "bbox": [ + 212, + 489, + 787, + 580 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.3 Learning", + "text_level": 1, + "bbox": [ + 214, + 604, + 336, + 619 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Our learning objective largely follows previous methods in the analysis-by-synthesis paradigm [18, 25, 29, 39, 43, 47]. It includes a rendering loss, a saliency loss, and a regularization loss.", + "bbox": [ + 212, + 631, + 799, + 675 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We employ a differentiable renderer [43] to render an image $\\tilde{I}$ and a silhouette mask $\\tilde{S}$ from the predicted pose, mesh, and UV map. The pose corresponds to the camera-multiplex hypothesis with the highest probability. The rendering loss is formulated as:", + "bbox": [ + 212, + 676, + 787, + 736 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\ell^ {\\text {R E N}} = \\| \\boldsymbol {I} - \\tilde {\\boldsymbol {I}} \\| _ {2} ^ {2} + \\lambda^ {\\text {P E R}} \\| \\phi (\\boldsymbol {I}) - \\phi (\\tilde {\\boldsymbol {I}}) \\| _ {2} ^ {2}, \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 356, + 748, + 785, + 767 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\phi$ is the relu3_3 [28] layer of a pre-trained VGG16 [59], and $\\lambda^{\\mathrm{PER}}$ is a scalar hyperparameter set to 10.", + "bbox": [ + 212, + 777, + 785, + 808 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We compare the predicted object saliency map $S$ and the annotated silhouette mask $S^{\\mathrm{gt}}$ through a binary cross entropy loss and a mask intersection-over-", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 264, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/435f19395431fd9d194cc20df72e80ca5175f362029b64948b4f57dda4f094c1.jpg", + "image_caption": [ + "Fig. 3: Qualitative results on CUB-200-2011." + ], + "image_footnote": [], + "bbox": [ + 225, + 142, + 751, + 390 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "union (IoU) loss. The saliency loss is formulated as:", + "bbox": [ + 215, + 441, + 589, + 458 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\ell^ {\\mathrm {S A L}} = \\ell^ {\\mathrm {B C E}} \\left(\\boldsymbol {S} ^ {\\mathrm {g t}}, \\boldsymbol {S}\\right) + \\ell^ {\\mathrm {I O U}} \\left(\\boldsymbol {S} ^ {\\mathrm {g t}}, \\boldsymbol {S}\\right), \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 367, + 462, + 785, + 481 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Following prior works [18, 43, 47], we adopt a regularization loss $\\ell^{\\mathrm{REG}}$ which consists of a normal consistency loss [7], a Laplacian smoothing loss [7], a cross-instance consistency loss [47], and a uniformity regularization [21] on the multiplex pose hypotheses. The final objective is formulated as:", + "bbox": [ + 212, + 486, + 787, + 547 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\ell = \\ell^ {\\text {R E N}} + \\lambda^ {\\text {S A L}} \\ell^ {\\text {S A L}} + \\lambda^ {\\text {R E G}} \\ell^ {\\text {R E G}} \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 374, + 551, + 785, + 570 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\lambda^{\\mathrm{SAL}}$ and $\\lambda^{\\mathrm{REG}}$ are balancing weights. Our learning objective supervises both global and local shape/texture predictions. The detailed formulations of our loss function can be found in the supplementary material.", + "bbox": [ + 212, + 575, + 787, + 623 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 640, + 375, + 657 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Datasets", + "text_level": 1, + "bbox": [ + 215, + 667, + 334, + 681 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We evaluate our single-view 3D reconstruction method on CUB-200-2011 and ShapeNet datasets.", + "bbox": [ + 212, + 688, + 785, + 718 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "CUB-200-2011 [68] is one of the most widely used datasets for 3D reconstruction, featuring approximately 11,788 images across 200 bird species categories. We follow the community guideline to divide the dataset into 5,994 training images and 5,794 testing images.", + "bbox": [ + 212, + 719, + 785, + 779 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "ShapeNet [5] is a collaborative, large-scale dataset of richly-annotated synthetic 3D shape. We render each 3D object from ShapeNet into $64 \\times 64$ images from 24 distinct angles and split the images into a training set, validation set and test set following the community guideline.", + "bbox": [ + 212, + 779, + 785, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "D. Jia et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/9a5bee92c1e5413a07acc02a6fca4dcf1e2a7ccf1c418e222c8bbcb606badf38.jpg", + "image_caption": [ + "Fig. 4: Shape reconstruction obtained by our approach on CUB-200-2011 from 6 different viewpoints." + ], + "image_footnote": [], + "bbox": [ + 254, + 152, + 750, + 381 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Evaluation Metrics", + "text_level": 1, + "bbox": [ + 215, + 460, + 419, + 474 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "On CUB-200-2011, we use Mask IoU and PCK to measure the accuracy of 3D reconstruction, and SSIM for assessing texture synthesis quality. For ShapeNet, we measure the Chamfer-L1 distance (with ICP alignment) between reconstructed and ground truth meshes. Mask IoU calculates the intersection over union between generated and actual silhouette masks, assessing the accuracy of 2D projections. Percent of Correct Keypoints (PCK) [35] evaluates the precision of keypoint localization, with higher PCK reflecting better 3D reconstruction accuracy. The Structural Similarity Index (SSIM) [67] measures the similarity between two images by considering structural information, texture, luminance, and contrast. Chamfer-L1 distance [46] combines accuracy (average distance from points on the generated mesh to nearest points on the ground truth) and completeness (average distance from points on the ground truth to nearest points on the generated mesh). Following [47], we use Iterative Closest Point (ICP) [1] to align predicted shapes for fair comparisons.", + "bbox": [ + 212, + 487, + 787, + 700 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Implementation Details", + "text_level": 1, + "bbox": [ + 215, + 723, + 455, + 738 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Following prior studies [25, 29, 39, 47], we start with a spherical mesh of 642 vertices and 1280 faces, scaling it into an ellipsoid with a fixed anisotropic factor of 0.6. Our setup uses $64 \\times 64$ resolution for both image and texture maps across the ShapeNet and CUB-200-2011 datasets. We utilize the Soft Rasterizer [43] for differentiable rendering and a U-Net architecture [57] with six encoder and four decoder layers with channels of [16, 16, 32, 64, 128, 256] and [256, 256,", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 266, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4a16c34a68f50c8752df85eacbba2ff0dec2a17806ad3a5c796d886b6fddb5fd.jpg", + "image_caption": [ + "Fig.5: Qualitative results on ShapeNet." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 787, + 320 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/b68c5c9a941653a8101fac83683b90bbc3ef45c2c9a7b78c3ae714c5fd84c51b.jpg", + "table_caption": [ + "Table 2: Chamfer-L1 distance and Structural Similarity (SSIM) evaluation on ShapeNet. DVR uses camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling." + ], + "table_footnote": [], + "table_body": "
Chamfer-L1 ↓TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
DVR [48]0.3030.2030.3710.1140.2550.2540.2570.3630.1910.1300.3210.3120.180
Unicorn [47]0.2430.1680.2530.1100.1590.1540.2200.5230.1270.0970.2030.2350.173
AST (Ours)0.2180.1590.2450.1090.1640.1320.2170.3560.0960.0890.1930.2440.160
SSIM (%,↑)TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
Unicorn [47]82.387.280.487.283.183.880.479.888.590.780.976.589.5
AST (Ours)87.089.286.494.188.187.987.690.692.489.685.583.792.0
", + "bbox": [ + 218, + 417, + 787, + 510 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "128, 128], respectively. The feature map output is $64 \\times 64 \\times 128$ . A Resnet-18 extracts pose and global shape/texture codes, with six pose hypotheses. Each Transformer (Shape and Texture) operates with a single decoder layer. We apply various loss weights: rendering and cross-instance consistency at 1, and saliency, normal consistency, Laplacian smoothing, and uniformity regularization at 0.01, 0.01, 0.01, and 0.05, respectively. The Shape Transformer uses 642 queries, while the Texture Transformer employs 1024 to create a $32 \\times 32$ texture map, upscaled to $64 \\times 64$ . Training occurs on a Nvidia V100 GPU using Adam [32] at a learning rate of $1 \\times 10^{-4}$ .", + "bbox": [ + 212, + 536, + 787, + 672 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Evaluation on CUB", + "text_level": 1, + "bbox": [ + 214, + 694, + 423, + 709 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We present a quantitative comparison on the CUB-200-2011 dataset using metrics like Mask IoU, PCK for shape reconstruction, and SSIM for texture quality, as shown in Tab. 1. Our method surpasses previous state-of-the-art models in all metrics, demonstrating superior shape accuracy and texture realism. Qualitatively, as shown in Fig. 3, our approach outperforms methods like Unicorn [47], which compromises results due to its background modeling approach. UMR [39] and SMR [25] miss finer shape details and realistic textures, respectively, while HybridInv [52] offers competitive results but requires inefficient test-time opti", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "D. Jia et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "mization. The input image size is $64 \\times 64$ . For better visual appeal, we display the original size as $256 \\times 256$ . Overall, our method effectively handles the inherent variability in natural images, producing precise and realistic 3D reconstructions, more reconstruction results are provided in the supplementary material.", + "bbox": [ + 212, + 146, + 787, + 208 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Evaluation on ShapeNet", + "text_level": 1, + "bbox": [ + 214, + 229, + 464, + 247 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We compare our approach with DVR [48], and Unicorn [47]. DVR relies on additional annotations like camera and keypoints along with silhouette masks for supervision, whereas Unicorn operates unsupervised, avoiding mask annotations through background modeling. In our quantitative evaluation (Tab. 2), we use Chamfer-L1 distance to assess shape dissimilarity and SSIM to evaluate texture quality. Results show our model outperforming Unicorn, particularly in complex shapes such as tables, and surpassing DVR which utilize extensive annotations. We excluded SMR from our comparison due to irreproducible results, also observed by Monnier et al. [47]; Similarly, we were unable to fully reproduce the Unicorn results in the cabinet, sofa, speaker, and vessel categories, so we have replaced them with our own reproduced results. Our model significantly excels in texture realism, evidenced by superior SSIM scores over Unicorn. Qualitative comparisons in Fig. 5 reveal our model's enhanced handling of subtle texture details, like the gray roof of the car and table legs, showcasing greater realism than Unicorn. Overall, our method provides more accurate shapes and realistic textures compared to previous models.", + "bbox": [ + 212, + 255, + 789, + 500 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.6 Additional Results", + "text_level": 1, + "bbox": [ + 214, + 536, + 418, + 550 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We also conducted experiments on a new large-scale real-world dataset, OmniObject3D [73]. We selected the banana category and evaluated the Chamfer-L1 distance and SSIM, comparing our method with Unicorn [47]. As shown in Tab. 3, the experimental results show that our method maintains superior performance on this latest dataset.", + "bbox": [ + 212, + 561, + 517, + 696 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/d233815339b5fd4adfd82cbc020980a04866b01f28dc0dbc30b70eb3a2eb1d56.jpg", + "table_caption": [ + "Table 3: Evaluation on OmniObject3D using Chamfer-L1 and SSIM." + ], + "table_footnote": [], + "table_body": "
MethodsBanana
Chamfer-L1 ↓ SSIM (%,↑)
Unicorn [47]0.37581.7
Ours0.27285.8
", + "bbox": [ + 526, + 583, + 794, + 656 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.7 Ablation Study", + "text_level": 1, + "bbox": [ + 214, + 720, + 390, + 736 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We conducted an ablation study to assess the impact of each module by separately removing the Shape Transformer (ST) and Texture Transformer (TT) and measuring Mask IoU, SSIM, and PCK on the CUB-200-2011 dataset. The results, detailed in Tab. 4, confirm that both ST and TT are crucial. The study shows that improvements in shape accuracy and texture quality are interdependent, facilitated by enhanced texture maps aiding accurate shape learning through image", + "bbox": [ + 212, + 746, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 264, + 113, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/82f61772eb9041df14da0b89317a6b31eb0440b4c6f91f3b37dcae48a640ff89.jpg", + "table_caption": [ + "Table 4: Ablation study on CUB-200-2011." + ], + "table_footnote": [], + "table_body": "
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
Ours w/o ST74.677.859.2
Ours w/o TT75.365.355.5
Ours81.686.064.7
", + "bbox": [ + 302, + 170, + 702, + 244 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "rendering loss backpropagation. Visual results in Fig. 3 demonstrate degraded performance when either ST or TT is removed. For ShapeNet, removing ST results in a notable decrease in Chamfer-L1 distance performance, particularly for complex objects like chairs and tables, highlighting ST's role in refining shape. While removing TT has a lesser impact on shape metrics, it significantly deteriorates texture quality, as shown in Tab. 5 with further visual ablation results available in the supplementary material.", + "bbox": [ + 212, + 272, + 472, + 513 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/94400edb057202a853bbe60c40592326e1bde88676eec47e774dc633f7709b44.jpg", + "table_caption": [ + "Table 5: Ablation study on ShapeNet using Chamfer-L1 and SSIM." + ], + "table_footnote": [], + "table_body": "
MethodsTableCar Chamfer-L1 ↓
Ours w/o ST0.3140.1720.2820.111
Ours w/o TT0.2400.1610.2620.109
Ours0.2180.1590.2450.109
MethodsTableCar SSIM (%,↑)
Ours w/o ST86.688.985.992.4
Ours w/o TT83.486.383.191.9
Ours87.089.286.494.1
", + "bbox": [ + 480, + 329, + 785, + 496 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 537, + 359, + 553 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper introduces a novel Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It addresses the limitations of existing analysis-by-synthesis methods in shape reconstruction and texture generation through effective pixel-to-shape and pixel-to-texture modeling. Extensive experiments on the CUB200-2011 and ShapeNet datasets demonstrate that our approach enhances reconstruction accuracy and texture quality, surpassing previous state-of-the-art methods.", + "bbox": [ + 212, + 568, + 785, + 672 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations: A limitation of our method is that it can only reconstruct meshes of a fixed topology that is homeomorphic to a sphere and cannot handle concave shapes. This is a common limitation shared by all analysis-by-synthesis methods that perform shape reconstruction by deforming a sphere mesh, including CMR [29], UCMR [18], SMR [25], and Unicorn [47]. In future work, we will integrate the proposed Analysis-by-Synthesis Transformer and the mesh topology modification network [49] for more flexible 3D reconstruction.", + "bbox": [ + 212, + 674, + 787, + 781 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements. This work was supported in part by the National Science Foundation (NSF) grants ECCS-2400900 and CNS-1828265.", + "bbox": [ + 214, + 795, + 785, + 825 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "D. 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Zheng, S., Lu, J., Zhao, H., Zhu, X., Luo, Z., Wang, Y., Fu, Y., Feng, J., Xiang, T., Torr, P.H., et al.: Rethinking semantic segmentation from a sequence-to-sequence perspective with transformers. In: Proceedings of the IEEE/CVF conference on computer vision and pattern recognition. pp. 6881-6890 (2021)", + "80. Zhu, R., Kiani Galoogahi, H., Wang, C., Lucey, S.: Rethinking reprojection: Closing the loop for pose-aware shape reconstruction from a single image. In: Proceedings of the IEEE International Conference on Computer Vision. pp. 57-65 (2017)" + ], + "bbox": [ + 215, + 146, + 784, + 830 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction", + "bbox": [ + 266, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction/5c62f320-c054-41f8-8ead-9c63500eda49_model.json b/2024/Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction/5c62f320-c054-41f8-8ead-9c63500eda49_model.json new file mode 100644 index 0000000000000000000000000000000000000000..bbfdb0e764f63a8cd66742bc7efba05c507ff94e --- /dev/null +++ b/2024/Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction/5c62f320-c054-41f8-8ead-9c63500eda49_model.json @@ -0,0 +1,2647 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.285, + 0.141, + 0.72, + 0.187 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.212, + 0.774, + 0.245 + ], + "angle": 0, + "content": "Dian Jia\\(^{1}\\), Xiaogian Ruan\\(^{1}\\), Kun Xia\\(^{1,2}\\), Zhiming Zou\\(^{1}\\), Le Wang\\(^{2}\\), and Wei Tang\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.334, + 0.255, + 0.671, + 0.282 + ], + "angle": 0, + "content": "1 University of Illinois Chicago, Chicago, IL, USA {djia7, xruan9, ZZou6, tangw}@uic.edu" + }, + { + "type": "text", + "bbox": [ + 0.315, + 0.283, + 0.689, + 0.325 + ], + "angle": 0, + "content": "\\(^{2}\\) Xi'an Jiaotong University, Xi'an, Shaanxi, P.R. China \nxiakun@stu.xjtu.edu.cn \nlewang@xjtu.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.359, + 0.744, + 0.608 + ], + "angle": 0, + "content": "Abstract. Deep learning approaches have made significant success in single-view 3D reconstruction, but they often rely on expensive 3D annotations for training. Recent efforts tackle this challenge by adopting an analysis-by-synthesis paradigm to learn 3D reconstruction with only 2D annotations. However, existing methods face limitations in both shape reconstruction and texture generation. This paper introduces an innovative Analysis-by-Synthesis Transformer that addresses these limitations in a unified framework by effectively modeling pixel-to-shape and pixel-to-texture relationships. It consists of a Shape Transformer and a Texture Transformer. The Shape Transformer employs learnable shape queries to fetch pixel-level features from the image, thereby achieving high-quality mesh reconstruction and recovering occluded vertices. The Texture Transformer employs texture queries for non-local gathering of texture information and thus eliminates the incorrect inductive bias. Experimental results on CUB-200-2011 and ShapeNet datasets demonstrate superior performance in shape reconstruction and texture generation compared to previous methods. The code is available at https://github.com/DianJJ/AST." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.621, + 0.741, + 0.649 + ], + "angle": 0, + "content": "Keywords: Single-view 3D reconstruction \\(\\cdot\\) Shape Transformer \\(\\cdot\\) Texture Transformer" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.674, + 0.377, + 0.691 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Reconstructing the 3D shape of objects from images or videos is a long-standing task in computer vision. It holds significant promise for a variety of applications, such as virtual and augmented reality, robotics, and autonomous driving. In the past few years, data-driven approaches, in particular, deep neural networks, have shown the capability to achieve high-quality 3D reconstruction from a single-view image [8,19,24,42,46]. However, the practical utility of these approaches in real-world applications is significantly restricted because they rely on large-scale 3D annotations (shapes and/or poses) for training [9,12,16,19,46,50,66], which are expensive and often unobtainable." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "image", + "bbox": [ + 0.234, + 0.148, + 0.734, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.289, + 0.788, + 0.374 + ], + "angle": 0, + "content": "Fig. 1: Current 3D reconstruction methods from 2D annotations have limitations: shape models often lack pixel-level details, and texture models typically produce blurry UV map textures. For example, the reconstruction in (a) from [47] exhibits an unnatural neck shape and a blurry texture. This paper introduces the Analysis-by-Synthesis Transformer, which addresses these issues within a unified framework, enhancing both shape and texture modeling, as shown in (b)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.788, + 0.53 + ], + "angle": 0, + "content": "Some recent works have attempted to learn 3D reconstruction from a collection of images with only 2D annotations [7, 18, 22, 25, 29, 39, 47, 48], such as keypoints and silhouette masks. They follow the analysis-by-synthesis paradigm. In this framework, a convolutional neural network (ConvNet) takes as input an image and predicts the object's mesh, texture, and pose. These predictions are then used to synthesize the input image and its 2D annotations through differentiable rendering [31, 43]. The network is trained by minimizing the synthesis error, along with some regularizations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.533, + 0.788, + 0.594 + ], + "angle": 0, + "content": "Despite the promising results demonstrated by the analysis-by-synthesis paradigm, the exploration is still in its early stages. Existing methods suffer from limitations in both shape reconstruction and texture generation, as illustrated in Fig. 1 and described below." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.788, + 0.808 + ], + "angle": 0, + "content": "Limitation in Shape Reconstruction. Current shape reconstruction models rely on a single global shape code extracted from the entire image to predict mesh vertices, lacking access to pixel-level features and struggling with fine details. Prior research in supervised mesh reconstruction, exemplified by Pixel2Mesh [66], highlights the importance of modeling pixel-level features that are related to the vertices for achieving high-quality mesh reconstruction. Specifically, this approach involves projecting each coarse vertex into the image space and then pooling local features from the projected pixel location to refine the mesh progressively. Regrettably, this operation, known as perceptual feature pooling, is not applicable to the analysis-by-synthesis paradigm as it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as ground truth shape to guide coarse mesh generation. Moreover, there is no mechanism to handle vertices that are invisible in the image, which disrupts the perceptual feature pooling process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Limitation in Texture Generation. To render an image from 3D reconstruction, current models employ a ConvNet to predict the mesh texture in the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.267, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.328 + ], + "angle": 0, + "content": "form of a UV map. ConvNets are well-suited for dense prediction tasks such as semantic segmentation [44, 57], image enhancement [6, 14, 36], and depth estimation [11, 17] due to their translation equivariance property, where the output shifts by the same amount as the input. As a result, there is a one-to-one correspondence between input and output pixels at the same location. However, unlike segmentation maps, enhanced images, or depth maps, the UV map is not translation equivariant w.r.t. the input image. Each pixel in the UV map corresponds to a vertex on the mesh rather than to a pixel at the same location in the input image. Therefore, employing a ConvNet for UV map prediction is inferior and often results in blurry texture. This issue is especially crucial within the analysis-by-synthesis paradigm, as texture quality directly impacts the rendered image and thus the image synthesis loss." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.332, + 0.788, + 0.605 + ], + "angle": 0, + "content": "This paper introduces the Analysis-by-Synthesis Transformer (AST), a novel unified Transformer architecture specially designed to tackle the two aforementioned limitations of the analysis-by-synthesis paradigm through effective pixel-to-shape and pixel-to-texture modeling. It consists of two core components: the Shape Transformer and the Texture Transformer. The Shape Transformer models a set of learnable shape queries, each corresponding to a vertex of the object mesh. On one hand, each shape query automatically fetches pixel-level features related to its corresponding vertex for high-quality shape reconstruction. On the other hand, these shape queries interact with each other to recover vertices occluded in the image. The Texture Transformer models a set of learnable texture queries, each corresponding to a pixel in the UV map. Each texture query gathers texture information relevant to the corresponding UV map pixel from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. By unifying the Shape and Texture Transformers, our proposed approach offers clear advantages over previous methods in terms of both shape reconstruction and texture generation, making it highly suitable for learning single-view 3D reconstruction within the analysis-by-synthesis paradigm." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.788, + 0.746 + ], + "angle": 0, + "content": "It is worth noting that our approach is obviously different from the Mesh Transformer (METRO) [41] for human pose and shape reconstruction. First, each query of METRO is a concatenation of a constant vertex coordinate from a fixed human mesh template and a global shape code extracted from the entire image. METRO only models self-attention between these queries, which fails to capture pixel-level features relevant to the vertices. Therefore, it cannot address the limitation in shape reconstruction. Second, METRO does not predict mesh texture, and is trained in a fully supervised manner. Therefore, it cannot address the limitation in texture generation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.84 + ], + "angle": 0, + "content": "The contributions of this paper are as follows. (1) Shape reconstruction and texture generation are two core aspects of the analysis-by-synthesis paradigm for learning textured mesh reconstruction. To our knowledge, this work is the first of its kind that identifies critical limitations in both aspects of existing methods. It introduces a novel Analysis-by-Synthesis Transformer to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.329 + ], + "angle": 0, + "content": "modeling. (2) We propose the Shape Transformer. Different from existing Transformers, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex from the image and models the interactions among these queries, which is essential to achieving high-quality mesh reconstruction and effectively recovering vertices occluded in the image. (3) We propose the Texture Transformer. Unlike existing methods, which employ a ConvNet for texture prediction, it utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, which eliminates the incorrect inductive bias of translation equivariance. (4) Experimental results on the CUB-200-2011 and ShapeNet datasets demonstrate that our proposed approach significantly outperforms previous methods in terms of both shape reconstruction and texture generation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.353, + 0.388, + 0.369 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.386, + 0.611, + 0.401 + ], + "angle": 0, + "content": "2.1 Supervised Single-view 3D Reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.413, + 0.788, + 0.593 + ], + "angle": 0, + "content": "In the past few years, deep learning approaches have drastically advanced the area of single-view 3D reconstruction. Early efforts [8, 15, 20, 62, 70, 74, 78, 80] employ voxel-based shape representations, but suffer from the cubic growth in complexity [15]. To overcome this limitation, point cloud [27, 40, 45, 54, 55] and mesh-based representations [16, 19, 43, 49, 66, 69] emerge as alternatives, offering a better balance between efficiency and accuracy. Recent implicit methods, such as the occupancy network [46] and DeepSDF [50], represent the shape as a neural network, mapping a continuous 3D coordinate to an occupancy value or a signed distance to the surface. Therefore, they can model shapes with arbitrary topology at any resolution. Despite these significant advancements, current methods rely on large-scale 3D shape annotations for training, which are expensive and often unobtainable." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.618, + 0.719, + 0.634 + ], + "angle": 0, + "content": "2.2 Single-view 3D Reconstruction without 3D Supervision" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Thanks to the development of differentiable rendering [31, 43], recent research has attempted to learn single-view 3D reconstruction without 3D supervision [18,21,26,29,33,34,38,39,71,72]. State-of-the-art methods follow the analysis-by-synthesis paradigm. CMR [29] trains a ConvNet to predict the object mesh, pose, and texture from a single input image by exploiting the silhouette and keypoint annotations available in 2D image datasets. UCMR [18] infers the 3D shape of objects from a collection of images without using keypoint annotations. UMR [39] enforces semantic consistency across different views in a self-supervised learning framework. SMR [25] models interpolated consistency and landmark consistency to better learn the 3D mesh. UNICORN [47] gets rid of the silhouette mask annotations and common shape assumptions through a neighbor reconstruction loss and background modeling. MagicPony [71] and ShapeClipper [26] fuse features from pre-trained external models, such as CLIP [56] and DINO [4], to improve the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.266, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.298 + ], + "angle": 0, + "content": "consistency of model predictions. Other related works [10, 13, 23, 30, 51, 52, 75, 77] leverage in addition generative adversarial techniques for improved performance, but they rely on a powerful 2D generative model and a more complex training procedure. This paper follows the analysis-by-synthesis paradigm for learning 3D reconstruction with only silhouette mask annotations. Previous methods in this paradigm suffer from critical limitations in both shape reconstruction and texture generation, as described in Sec. 1. This paper introduces the Analysis-by-Synthesis Transformer, a novel Transformer architecture specially designed to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture modeling." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.325, + 0.563, + 0.34 + ], + "angle": 0, + "content": "2.3 Transformers for 3D Reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.354, + 0.789, + 0.55 + ], + "angle": 0, + "content": "Transformers [63] have shown promise in various computer vision tasks including object detection [3], image enhancement [76], semantic segmentation [65,79], and vision-language modeling [37, 60]. Recent works have adapted Transformer architectures for 3D reconstruction. Wang et al. [64] treat multi-view 3D reconstruction as a sequence prediction problem using a Transformer for view relationship modeling. Shi et al. [58] employ a Transformer encoder for feature extraction and a decoder for voxel prediction. Peng et al. [53] combine a 3D ConvNet with a Transformer decoder for voxel-based reconstruction. Bozic et al. [2] use a Transformer to fuse multi-view data into a volumetric grid, which is decoded into a 3D scene. Unlike these approaches that use Transformers as an alternative to ConvNets, our method specifically overcomes limitations in pixel-to-shape and pixel-to-texture modeling in the analysis-by-synthesis paradigm for self-supervised 3D reconstruction." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.577, + 0.331, + 0.594 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.613, + 0.788, + 0.748 + ], + "angle": 0, + "content": "This paper introduces the Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It is a novel Transformer architecture specially designed to address the limitations in shape reconstruction and texture generation of the analysis-by-synthesis paradigm (Sec. 1) through effective pixel-to-shape and pixel-to-texture modeling. We focus on a problem setting commonly used in this paradigm. During training, we have an image dataset that covers the object category of interest, e.g., cars, chairs, and tables. The only annotations are the 2D silhouette masks. During inference, the input is a new image of an object instance; the output includes a textured mesh and the camera pose." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Our proposed network architecture is illustrated in Fig. 2. The input is a single-view image \\( \\pmb{I} \\). Following the camera multiplex [18], the network generates multiple hypotheses of the object pose (including scale, translation, and rotation) and their probability distribution. The Shape Transformer and the Texture Transformer reconstruct the object mesh and texture, respectively. The network also predicts an object saliency map. On one hand, it will be used to guide the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.155, + 0.761, + 0.325 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.335, + 0.788, + 0.459 + ], + "angle": 0, + "content": "Fig. 2: An overview of our proposed Analysis-by-Synthesis Transformer. The Shape Transformer employs a set of learnable shape queries to fetch pixel-level features related to each vertex from the image for high-quality mesh reconstruction. The Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. Both the Shape and Texture Transformers are guided by a saliency map, focusing on object pixels, and they predict the shape and texture from coarse to fine." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.501, + 0.785, + 0.546 + ], + "angle": 0, + "content": "attention mechanism in the Transformers. On the other hand, learning it under silhouette mask supervision helps the backbone acquire more discriminative features, thereby benefiting 3D reconstruction." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.547, + 0.787, + 0.607 + ], + "angle": 0, + "content": "In the rest of this section, we describe the Shape Transformer and the Texture Transformer in Sec. 3.1 and Sec. 3.2, respectively, and describe the learning method in Sec. 3.3. The detailed network architecture can be found in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.632, + 0.421, + 0.646 + ], + "angle": 0, + "content": "3.1 Shape Transformer" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.788, + 0.764 + ], + "angle": 0, + "content": "Following the previous analysis-by-synthesis paradigm [25, 29, 39, 47], the Shape Transformer reconstructs the object mesh by deforming a predefined ellipsoid mesh. But different from previous methods, the Shape Transformer models the deformation as two complementary processes. First, it utilizes a global shape code inferred from the entire image to capture the overall object shape. Second, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex for high-quality mesh reconstruction." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Global Shape Modeling. Let \\(\\{\\pmb{v}_i\\in \\mathbb{R}^3:i = 1,\\dots ,N\\}\\) be the vertices of a predefined ellipsoid mesh, where \\(N\\) is the number of vertices. An encoder network first extracts a global shape code \\(\\pmb{z}^{\\mathrm{global - sh}}\\in \\mathbb{R}^{D}\\) from the image, where \\(D\\) is the code dimension. Then, the overall object shape is modeled as a neural parametric surface as below:" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.266, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "equation", + "bbox": [ + 0.335, + 0.172, + 0.786, + 0.19 + ], + "angle": 0, + "content": "\\[\n\\hat {\\boldsymbol {v}} _ {i} = \\operatorname {M L P} \\left(\\boldsymbol {v} _ {i}, \\boldsymbol {z} ^ {\\text {g l o b a l - s h}}; \\Theta^ {\\text {g l o b a l - s h}}\\right), i = 1, \\dots , N \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.202, + 0.697, + 0.218 + ], + "angle": 0, + "content": "where \\(\\hat{\\pmb{v}}_i\\in \\mathbb{R}^3\\) is a new vertex, and \\(\\Theta^{\\mathrm{global - sh}}\\) is the parameters." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.218, + 0.788, + 0.327 + ], + "angle": 0, + "content": "Local Shape Modeling. We model a set of learnable shape queries: \\(\\bar{Q}^{\\mathrm{sh}} = [\\bar{q}_i^{\\mathrm{sh}}\\in \\mathbb{R}^D:i = 1,\\dots ,N]\\), each corresponding to a mesh vertex. We extract a feature map \\(F^{\\mathrm{im}}\\in \\mathbb{R}^{H\\times W\\times D}\\) from the image through a ConvNet, where \\(H\\), \\(W\\), and \\(D\\) denote the height, width, and feature dimension, respectively. For convenience, we reshape the image feature map as \\(\\bar{F}^{\\mathrm{im}}\\in \\mathbb{R}^{HW\\times D}\\). The shape queries and the image feature map are fed into a Transformer decoder including two multi-head attention (MHA) units:" + }, + { + "type": "equation", + "bbox": [ + 0.295, + 0.339, + 0.786, + 0.359 + ], + "angle": 0, + "content": "\\[\n\\hat {\\boldsymbol {Q}} ^ {\\mathrm {s h}} = \\operatorname {M H A} (\\boldsymbol {Q} = \\bar {\\boldsymbol {Q}} ^ {\\mathrm {s h}}, \\boldsymbol {K} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {V} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {M} = \\boldsymbol {S}; \\Theta^ {\\mathrm {s h - i m}}) \\tag {2}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.363, + 0.786, + 0.384 + ], + "angle": 0, + "content": "\\[\nQ ^ {\\mathrm {s h}} = \\mathrm {M H A} (Q = \\hat {Q} ^ {\\mathrm {s h}}, K = \\hat {Q} ^ {\\mathrm {s h}}, V = \\hat {Q} ^ {\\mathrm {s h}}, M = 1; \\Theta^ {\\mathrm {s h - s h}}) \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.394, + 0.788, + 0.514 + ], + "angle": 0, + "content": "where \\( Q \\), \\( K \\), and \\( V \\) denote the query, key, and value matrices, respectively, \\( M \\) denotes the attention mask, \\( S \\) is the predicted object saliency map, \\( 1 \\) is an all-one matrix, and \\( \\Theta^{\\mathrm{sh - im}} \\) and \\( \\Theta^{\\mathrm{sh - sh}} \\) are parameters. Following the standard Transformer [63], we use the scaled dot product attention and augment the image feature map with pixel-wise positional embeddings. Using the saliency map as the attention mask in Eq. (2) guides the vertex queries to focus on the object pixels. The detailed formulation of MHA can be found in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.787, + 0.546 + ], + "angle": 0, + "content": "The updated shape queries \\(\\mathbf{Q}^{\\mathrm{sh}} = [\\pmb{q}_i^{\\mathrm{sh}}\\in \\mathbb{R}^D:i = 1,\\dots ,N]\\) deform their corresponding mesh vertices through:" + }, + { + "type": "equation", + "bbox": [ + 0.342, + 0.556, + 0.786, + 0.573 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {v} _ {i} = \\hat {\\boldsymbol {v}} _ {i} + \\operatorname {M L P} \\left(\\hat {\\boldsymbol {v}} _ {i}, \\boldsymbol {q} _ {i} ^ {\\mathrm {s h}}; \\Theta^ {\\mathrm {l o c a l - s h}}\\right), i = 1, \\dots , N \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.583, + 0.787, + 0.613 + ], + "angle": 0, + "content": "where \\(\\pmb{v}_i\\in \\mathbb{R}^3\\) is a vertex of the reconstructed object mesh by our model, and \\(\\Theta^{\\mathrm{local - sh}}\\) is parameters." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.788, + 0.705 + ], + "angle": 0, + "content": "Discussion. Eq. (1) uses a single global shape code summarized from the entire image to deform all vertices jointly. Therefore, the global shape model is suitable for capturing the overall object shape. In contrast, Eq. (4) deforms each vertex separately using a specific local shape code, i.e., \\( q_{i}^{\\mathrm{sh}} \\). Therefore, the local shape model will be able to characterize more subtle deformations. The global and local shape models are complementary." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Modeling these local shape codes necessitates extraction of pixel-level features related to each vertex from the image. This is, however, challenging as which image pixels correspond to each vertex is unknown and a large portion of vertices are invisible in the image. Pixel2Mesh [66] projects each vertex to the image space to pool vertex-relevant local features, but it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as shape supervision to guide coarse mesh generation. Additionally, this perceptual feature pooling process is easily disrupted by occluded vertices. In contrast, by taking the vertex queries as the query, and the image feature map as the key and value in an MHA," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.128 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "Eq. (2) automatically fetches pixel-level features related to each vertex from the image feature map without explicit projection. Furthermore, Eq. (3) models the relational interactions among the vertex queries through self-attention, which helps infer occluded vertices." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.283 + ], + "angle": 0, + "content": "Existing methods in the analysis-by-synthesis paradigm typically only set a few hundred vertices, which we also follow in the experiments. To be scalable to a significantly larger number of vertices, we can divide the template mesh into small patches and use a shape query to deform vertices within a patch instead of a single vertex." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.304, + 0.434, + 0.318 + ], + "angle": 0, + "content": "3.2 Texture Transformer" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.326, + 0.794, + 0.506 + ], + "angle": 0, + "content": "Texture reconstruction is an essential aspect of the analysis-by-synthesis paradigm. Previous methods employ a ConvNet to predict a UV map from an input image. This is inferior as the ConvNet is equivariant to the translation transformation but the UV map is not translation equivariant w.r.t. the input image. As a result, these methods often produce blurry texture. To close this gap, the Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance. Inspired by the Shape Transformer, the Texture Transformer generates the UV map in a coarse-to-fine manner through global and refined texture modeling. Though the global model generates inferior texture, we find it beneficial to the training process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.507, + 0.787, + 0.569 + ], + "angle": 0, + "content": "Global Texture Modeling. The mesh texture is represented as a UV map of height \\( H' \\) and width \\( W' \\colon T \\in \\mathbb{R}^{H' \\times W' \\times 3} \\). An encoder network first extracts a global texture code \\( z^{\\mathrm{global - tx}} \\) from the image. Then, the coarse UV map \\( \\hat{T} \\) is generated by:" + }, + { + "type": "equation", + "bbox": [ + 0.399, + 0.59, + 0.786, + 0.609 + ], + "angle": 0, + "content": "\\[\n\\hat {\\boldsymbol {T}} = \\mathrm {M L P} \\left(\\boldsymbol {z} ^ {\\text {g l o b a l - t x}}; \\Theta^ {\\text {g l o b a l - t x}}\\right) \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.617, + 0.465, + 0.634 + ], + "angle": 0, + "content": "where \\(\\Theta^{\\mathrm{global - tx}}\\) is the parameters." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.634, + 0.784, + 0.695 + ], + "angle": 0, + "content": "Refined Texture Modeling. We model a set of learnable texture queries: \\(\\bar{\\boldsymbol{Q}}^{\\mathrm{tx}} = [\\bar{\\boldsymbol{q}}_i^{\\mathrm{tx}}\\in \\mathbb{R}^D:i = 1,\\ldots ,H'W']\\), each corresponding to a pixel in the UV map. These texture queries are fed into a Transformer decoder including two multi-head attention units:" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.703, + 0.785, + 0.721 + ], + "angle": 0, + "content": "\\[\n\\hat {\\boldsymbol {Q}} ^ {\\mathrm {t x}} = \\operatorname {M H A} (\\boldsymbol {Q} = \\bar {\\boldsymbol {Q}} ^ {\\mathrm {t x}}, \\boldsymbol {K} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {V} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {M} = \\boldsymbol {S}; \\Theta^ {\\mathrm {t x - i m}}) \\tag {6}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.726, + 0.785, + 0.745 + ], + "angle": 0, + "content": "\\[\nQ ^ {\\mathrm {t x}} = \\operatorname {M H A} \\left(Q = \\hat {Q} ^ {\\mathrm {t x}}, K = \\hat {Q} ^ {\\mathrm {t x}}, V = \\hat {Q} ^ {\\mathrm {t x}}, M = 1; \\Theta^ {\\mathrm {t x} - \\mathrm {t x}}\\right) \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.754, + 0.784, + 0.785 + ], + "angle": 0, + "content": "where \\(\\pmb{Q}^{\\mathrm{tx}} = [\\pmb{q}_i^{\\mathrm{tx}}\\in \\mathbb{R}^D:i = 1,\\dots ,H'W']\\) is the updated texture queries and also the texture codes of UV map pixels, and \\(\\Theta^{\\mathrm{tx - im}}\\) and \\(\\Theta^{\\mathrm{tx - tx}}\\) are parameters." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.786, + 0.784, + 0.816 + ], + "angle": 0, + "content": "Then, each texture code is used to predict the RGB values of the corresponding pixel in the UV map:" + }, + { + "type": "equation", + "bbox": [ + 0.344, + 0.825, + 0.785, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {t} _ {i} = \\hat {\\boldsymbol {t}} _ {i} + \\operatorname {M L P} \\left(\\boldsymbol {q} _ {i} ^ {\\mathrm {t x}}; \\Theta^ {\\text {l o c a l - t x}}\\right), i = 1, \\dots , H ^ {\\prime} W ^ {\\prime} \\tag {8}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.266, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.144, + 0.788, + 0.215 + ], + "angle": 0, + "content": "Table 1: Quantitative results on CUB-200-2011. MeshInv [77] and HybridInv [52] are test-time optimization methods that optimize the shape for \\( N \\) steps at test time by inverting a generator; they are significantly slower than direct prediction methods. CMR and DIB-R use camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling." + }, + { + "type": "table", + "bbox": [ + 0.302, + 0.227, + 0.699, + 0.416 + ], + "angle": 0, + "content": "
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
MeshInv (N=200) [77]75.2--
HybridInv (N=0) [52]73.9--
HybridInv (N=30) [52]84.4--
CMR [29]73.844.628.5
CSM [35]--48.0
DIB-R [7]75.7--
UMR [39]73.471.358.2
IMR [61]--53.5
UCMR [18]63.7--
SMR [25]80.683.262.2
Unicorn [47]71.463.549.0
MagicPony [71]--55.5
AST (Ours)81.686.064.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.444, + 0.785, + 0.49 + ], + "angle": 0, + "content": "where \\(\\pmb{t}_i\\in \\mathbb{R}^3\\) and \\(\\hat{\\pmb{t}}_i\\in \\mathbb{R}^3\\) are the \\(i\\)th pixel in the refined UV map and coarse UV map, respectively, and \\(\\Theta^{\\mathrm{local - tx}}\\) is parameters. Eq. (8) can be implemented efficiently using convolutional layers." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.49, + 0.788, + 0.581 + ], + "angle": 0, + "content": "The Shape and Texture Transformers share similar Transformer decoders but differ in the shape/texture query modeling and mesh/UV map reconstruction. Eq. (6) enables texture queries to gather texture features from the image in a non-local manner. Eq. (7) allows those texture queries to exchange information with each other to effectively recover occluded texture. Altogether, the Texture Transformer will be more suitable for UV map prediction than a ConvNet." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.605, + 0.338, + 0.621 + ], + "angle": 0, + "content": "3.3 Learning" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.632, + 0.8, + 0.676 + ], + "angle": 0, + "content": "Our learning objective largely follows previous methods in the analysis-by-synthesis paradigm [18, 25, 29, 39, 43, 47]. It includes a rendering loss, a saliency loss, and a regularization loss." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.678, + 0.788, + 0.737 + ], + "angle": 0, + "content": "We employ a differentiable renderer [43] to render an image \\(\\tilde{I}\\) and a silhouette mask \\(\\tilde{S}\\) from the predicted pose, mesh, and UV map. The pose corresponds to the camera-multiplex hypothesis with the highest probability. The rendering loss is formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.357, + 0.749, + 0.786, + 0.768 + ], + "angle": 0, + "content": "\\[\n\\ell^ {\\text {R E N}} = \\| \\boldsymbol {I} - \\tilde {\\boldsymbol {I}} \\| _ {2} ^ {2} + \\lambda^ {\\text {P E R}} \\| \\phi (\\boldsymbol {I}) - \\phi (\\tilde {\\boldsymbol {I}}) \\| _ {2} ^ {2}, \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.779, + 0.787, + 0.809 + ], + "angle": 0, + "content": "where \\(\\phi\\) is the relu3_3 [28] layer of a pre-trained VGG16 [59], and \\(\\lambda^{\\mathrm{PER}}\\) is a scalar hyperparameter set to 10." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "We compare the predicted object saliency map \\( S \\) and the annotated silhouette mask \\( S^{\\mathrm{gt}} \\) through a binary cross entropy loss and a mask intersection-over-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "image", + "bbox": [ + 0.226, + 0.143, + 0.753, + 0.391 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.349, + 0.403, + 0.653, + 0.418 + ], + "angle": 0, + "content": "Fig. 3: Qualitative results on CUB-200-2011." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.443, + 0.591, + 0.459 + ], + "angle": 0, + "content": "union (IoU) loss. The saliency loss is formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.369, + 0.463, + 0.786, + 0.482 + ], + "angle": 0, + "content": "\\[\n\\ell^ {\\mathrm {S A L}} = \\ell^ {\\mathrm {B C E}} \\left(\\boldsymbol {S} ^ {\\mathrm {g t}}, \\boldsymbol {S}\\right) + \\ell^ {\\mathrm {I O U}} \\left(\\boldsymbol {S} ^ {\\mathrm {g t}}, \\boldsymbol {S}\\right), \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.788, + 0.548 + ], + "angle": 0, + "content": "Following prior works [18, 43, 47], we adopt a regularization loss \\(\\ell^{\\mathrm{REG}}\\) which consists of a normal consistency loss [7], a Laplacian smoothing loss [7], a cross-instance consistency loss [47], and a uniformity regularization [21] on the multiplex pose hypotheses. The final objective is formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.375, + 0.552, + 0.786, + 0.571 + ], + "angle": 0, + "content": "\\[\n\\ell = \\ell^ {\\text {R E N}} + \\lambda^ {\\text {S A L}} \\ell^ {\\text {S A L}} + \\lambda^ {\\text {R E G}} \\ell^ {\\text {R E G}} \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.576, + 0.788, + 0.624 + ], + "angle": 0, + "content": "where \\(\\lambda^{\\mathrm{SAL}}\\) and \\(\\lambda^{\\mathrm{REG}}\\) are balancing weights. Our learning objective supervises both global and local shape/texture predictions. The detailed formulations of our loss function can be found in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.641, + 0.376, + 0.658 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.669, + 0.335, + 0.682 + ], + "angle": 0, + "content": "4.1 Datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.719 + ], + "angle": 0, + "content": "We evaluate our single-view 3D reconstruction method on CUB-200-2011 and ShapeNet datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.78 + ], + "angle": 0, + "content": "CUB-200-2011 [68] is one of the most widely used datasets for 3D reconstruction, featuring approximately 11,788 images across 200 bird species categories. We follow the community guideline to divide the dataset into 5,994 training images and 5,794 testing images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.84 + ], + "angle": 0, + "content": "ShapeNet [5] is a collaborative, large-scale dataset of richly-annotated synthetic 3D shape. We render each 3D object from ShapeNet into \\(64 \\times 64\\) images from 24 distinct angles and split the images into a training set, validation set and test set following the community guideline." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.267, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.255, + 0.154, + 0.75, + 0.382 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.403, + 0.785, + 0.431 + ], + "angle": 0, + "content": "Fig. 4: Shape reconstruction obtained by our approach on CUB-200-2011 from 6 different viewpoints." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.462, + 0.42, + 0.476 + ], + "angle": 0, + "content": "4.2 Evaluation Metrics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.488, + 0.788, + 0.701 + ], + "angle": 0, + "content": "On CUB-200-2011, we use Mask IoU and PCK to measure the accuracy of 3D reconstruction, and SSIM for assessing texture synthesis quality. For ShapeNet, we measure the Chamfer-L1 distance (with ICP alignment) between reconstructed and ground truth meshes. Mask IoU calculates the intersection over union between generated and actual silhouette masks, assessing the accuracy of 2D projections. Percent of Correct Keypoints (PCK) [35] evaluates the precision of keypoint localization, with higher PCK reflecting better 3D reconstruction accuracy. The Structural Similarity Index (SSIM) [67] measures the similarity between two images by considering structural information, texture, luminance, and contrast. Chamfer-L1 distance [46] combines accuracy (average distance from points on the generated mesh to nearest points on the ground truth) and completeness (average distance from points on the ground truth to nearest points on the generated mesh). Following [47], we use Iterative Closest Point (ICP) [1] to align predicted shapes for fair comparisons." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.724, + 0.457, + 0.739 + ], + "angle": 0, + "content": "4.3 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Following prior studies [25, 29, 39, 47], we start with a spherical mesh of 642 vertices and 1280 faces, scaling it into an ellipsoid with a fixed anisotropic factor of 0.6. Our setup uses \\(64 \\times 64\\) resolution for both image and texture maps across the ShapeNet and CUB-200-2011 datasets. We utilize the Soft Rasterizer [43] for differentiable rendering and a U-Net architecture [57] with six encoder and four decoder layers with channels of [16, 16, 32, 64, 128, 256] and [256, 256," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.788, + 0.321 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.365, + 0.335, + 0.637, + 0.35 + ], + "angle": 0, + "content": "Fig.5: Qualitative results on ShapeNet." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.364, + 0.788, + 0.406 + ], + "angle": 0, + "content": "Table 2: Chamfer-L1 distance and Structural Similarity (SSIM) evaluation on ShapeNet. DVR uses camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.419, + 0.789, + 0.511 + ], + "angle": 0, + "content": "
Chamfer-L1 ↓TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
DVR [48]0.3030.2030.3710.1140.2550.2540.2570.3630.1910.1300.3210.3120.180
Unicorn [47]0.2430.1680.2530.1100.1590.1540.2200.5230.1270.0970.2030.2350.173
AST (Ours)0.2180.1590.2450.1090.1640.1320.2170.3560.0960.0890.1930.2440.160
SSIM (%,↑)TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
Unicorn [47]82.387.280.487.283.183.880.479.888.590.780.976.589.5
AST (Ours)87.089.286.494.188.187.987.690.692.489.685.583.792.0
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.537, + 0.788, + 0.673 + ], + "angle": 0, + "content": "128, 128], respectively. The feature map output is \\(64 \\times 64 \\times 128\\). A Resnet-18 extracts pose and global shape/texture codes, with six pose hypotheses. Each Transformer (Shape and Texture) operates with a single decoder layer. We apply various loss weights: rendering and cross-instance consistency at 1, and saliency, normal consistency, Laplacian smoothing, and uniformity regularization at 0.01, 0.01, 0.01, and 0.05, respectively. The Shape Transformer uses 642 queries, while the Texture Transformer employs 1024 to create a \\(32 \\times 32\\) texture map, upscaled to \\(64 \\times 64\\). Training occurs on a Nvidia V100 GPU using Adam [32] at a learning rate of \\(1 \\times 10^{-4}\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.695, + 0.424, + 0.71 + ], + "angle": 0, + "content": "4.4 Evaluation on CUB" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We present a quantitative comparison on the CUB-200-2011 dataset using metrics like Mask IoU, PCK for shape reconstruction, and SSIM for texture quality, as shown in Tab. 1. Our method surpasses previous state-of-the-art models in all metrics, demonstrating superior shape accuracy and texture realism. Qualitatively, as shown in Fig. 3, our approach outperforms methods like Unicorn [47], which compromises results due to its background modeling approach. UMR [39] and SMR [25] miss finer shape details and realistic textures, respectively, while HybridInv [52] offers competitive results but requires inefficient test-time opti" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.266, + 0.114, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.209 + ], + "angle": 0, + "content": "mization. The input image size is \\(64 \\times 64\\). For better visual appeal, we display the original size as \\(256 \\times 256\\). Overall, our method effectively handles the inherent variability in natural images, producing precise and realistic 3D reconstructions, more reconstruction results are provided in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.231, + 0.465, + 0.248 + ], + "angle": 0, + "content": "4.5 Evaluation on ShapeNet" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.256, + 0.79, + 0.501 + ], + "angle": 0, + "content": "We compare our approach with DVR [48], and Unicorn [47]. DVR relies on additional annotations like camera and keypoints along with silhouette masks for supervision, whereas Unicorn operates unsupervised, avoiding mask annotations through background modeling. In our quantitative evaluation (Tab. 2), we use Chamfer-L1 distance to assess shape dissimilarity and SSIM to evaluate texture quality. Results show our model outperforming Unicorn, particularly in complex shapes such as tables, and surpassing DVR which utilize extensive annotations. We excluded SMR from our comparison due to irreproducible results, also observed by Monnier et al. [47]; Similarly, we were unable to fully reproduce the Unicorn results in the cabinet, sofa, speaker, and vessel categories, so we have replaced them with our own reproduced results. Our model significantly excels in texture realism, evidenced by superior SSIM scores over Unicorn. Qualitative comparisons in Fig. 5 reveal our model's enhanced handling of subtle texture details, like the gray roof of the car and table legs, showcasing greater realism than Unicorn. Overall, our method provides more accurate shapes and realistic textures compared to previous models." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.537, + 0.419, + 0.551 + ], + "angle": 0, + "content": "4.6 Additional Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.518, + 0.698 + ], + "angle": 0, + "content": "We also conducted experiments on a new large-scale real-world dataset, OmniObject3D [73]. We selected the banana category and evaluated the Chamfer-L1 distance and SSIM, comparing our method with Unicorn [47]. As shown in Tab. 3, the experimental results show that our method maintains superior performance on this latest dataset." + }, + { + "type": "table_caption", + "bbox": [ + 0.526, + 0.542, + 0.788, + 0.571 + ], + "angle": 0, + "content": "Table 3: Evaluation on OmniObject3D using Chamfer-L1 and SSIM." + }, + { + "type": "table", + "bbox": [ + 0.527, + 0.584, + 0.795, + 0.657 + ], + "angle": 0, + "content": "
MethodsBanana
Chamfer-L1 ↓ SSIM (%,↑)
Unicorn [47]0.37581.7
Ours0.27285.8
" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.721, + 0.391, + 0.737 + ], + "angle": 0, + "content": "4.7 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.747, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We conducted an ablation study to assess the impact of each module by separately removing the Shape Transformer (ST) and Texture Transformer (TT) and measuring Mask IoU, SSIM, and PCK on the CUB-200-2011 dataset. The results, detailed in Tab. 4, confirm that both ST and TT are crucial. The study shows that improvements in shape accuracy and texture quality are interdependent, facilitated by enhanced texture maps aiding accurate shape learning through image" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "D. Jia et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.354, + 0.145, + 0.648, + 0.159 + ], + "angle": 0, + "content": "Table 4: Ablation study on CUB-200-2011." + }, + { + "type": "table", + "bbox": [ + 0.303, + 0.171, + 0.703, + 0.245 + ], + "angle": 0, + "content": "
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
Ours w/o ST74.677.859.2
Ours w/o TT75.365.355.5
Ours81.686.064.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.273, + 0.473, + 0.514 + ], + "angle": 0, + "content": "rendering loss backpropagation. Visual results in Fig. 3 demonstrate degraded performance when either ST or TT is removed. For ShapeNet, removing ST results in a notable decrease in Chamfer-L1 distance performance, particularly for complex objects like chairs and tables, highlighting ST's role in refining shape. While removing TT has a lesser impact on shape metrics, it significantly deteriorates texture quality, as shown in Tab. 5 with further visual ablation results available in the supplementary material." + }, + { + "type": "table_caption", + "bbox": [ + 0.481, + 0.288, + 0.788, + 0.316 + ], + "angle": 0, + "content": "Table 5: Ablation study on ShapeNet using Chamfer-L1 and SSIM." + }, + { + "type": "table", + "bbox": [ + 0.482, + 0.33, + 0.787, + 0.497 + ], + "angle": 0, + "content": "
MethodsTableCar Chamfer-L1 ↓
Ours w/o ST0.3140.1720.2820.111
Ours w/o TT0.2400.1610.2620.109
Ours0.2180.1590.2450.109
MethodsTableCar SSIM (%,↑)
Ours w/o ST86.688.985.992.4
Ours w/o TT83.486.383.191.9
Ours87.089.286.494.1
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.538, + 0.36, + 0.554 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.787, + 0.674 + ], + "angle": 0, + "content": "This paper introduces a novel Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It addresses the limitations of existing analysis-by-synthesis methods in shape reconstruction and texture generation through effective pixel-to-shape and pixel-to-texture modeling. Extensive experiments on the CUB200-2011 and ShapeNet datasets demonstrate that our approach enhances reconstruction accuracy and texture quality, surpassing previous state-of-the-art methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.675, + 0.788, + 0.782 + ], + "angle": 0, + "content": "Limitations: A limitation of our method is that it can only reconstruct meshes of a fixed topology that is homeomorphic to a sphere and cannot handle concave shapes. This is a common limitation shared by all analysis-by-synthesis methods that perform shape reconstruction by deforming a sphere mesh, including CMR [29], UCMR [18], SMR [25], and Unicorn [47]. In future work, we will integrate the proposed Analysis-by-Synthesis Transformer and the mesh topology modification network [49] for more flexible 3D reconstruction." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.796, + 0.787, + 0.827 + ], + "angle": 0, + "content": "Acknowledgements. This work was supported in part by the National Science Foundation (NSF) grants ECCS-2400900 and CNS-1828265." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.267, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.785, + 0.208 + ], + "angle": 0, + "content": "1. Besl, P.J., McKay, N.D.: Method for registration of 3-d shapes. In: Sensor fusion IV: control paradigms and data structures. vol. 1611, pp. 586-606. Spie (1992)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.209, + 0.785, + 0.25 + ], + "angle": 0, + "content": "2. 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China +xiakun@stu.xjtu.edu.cn +lewang@xjtu.edu.cn + +Abstract. Deep learning approaches have made significant success in single-view 3D reconstruction, but they often rely on expensive 3D annotations for training. Recent efforts tackle this challenge by adopting an analysis-by-synthesis paradigm to learn 3D reconstruction with only 2D annotations. However, existing methods face limitations in both shape reconstruction and texture generation. This paper introduces an innovative Analysis-by-Synthesis Transformer that addresses these limitations in a unified framework by effectively modeling pixel-to-shape and pixel-to-texture relationships. It consists of a Shape Transformer and a Texture Transformer. The Shape Transformer employs learnable shape queries to fetch pixel-level features from the image, thereby achieving high-quality mesh reconstruction and recovering occluded vertices. The Texture Transformer employs texture queries for non-local gathering of texture information and thus eliminates the incorrect inductive bias. Experimental results on CUB-200-2011 and ShapeNet datasets demonstrate superior performance in shape reconstruction and texture generation compared to previous methods. The code is available at https://github.com/DianJJ/AST. + +Keywords: Single-view 3D reconstruction $\cdot$ Shape Transformer $\cdot$ Texture Transformer + +# 1 Introduction + +Reconstructing the 3D shape of objects from images or videos is a long-standing task in computer vision. It holds significant promise for a variety of applications, such as virtual and augmented reality, robotics, and autonomous driving. In the past few years, data-driven approaches, in particular, deep neural networks, have shown the capability to achieve high-quality 3D reconstruction from a single-view image [8,19,24,42,46]. However, the practical utility of these approaches in real-world applications is significantly restricted because they rely on large-scale 3D annotations (shapes and/or poses) for training [9,12,16,19,46,50,66], which are expensive and often unobtainable. + +![](images/aa29d94ad0882022b7d65f47d2c6c441bde4688660a27e7ee9518a96b42b56e4.jpg) +Fig. 1: Current 3D reconstruction methods from 2D annotations have limitations: shape models often lack pixel-level details, and texture models typically produce blurry UV map textures. For example, the reconstruction in (a) from [47] exhibits an unnatural neck shape and a blurry texture. This paper introduces the Analysis-by-Synthesis Transformer, which addresses these issues within a unified framework, enhancing both shape and texture modeling, as shown in (b). + +Some recent works have attempted to learn 3D reconstruction from a collection of images with only 2D annotations [7, 18, 22, 25, 29, 39, 47, 48], such as keypoints and silhouette masks. They follow the analysis-by-synthesis paradigm. In this framework, a convolutional neural network (ConvNet) takes as input an image and predicts the object's mesh, texture, and pose. These predictions are then used to synthesize the input image and its 2D annotations through differentiable rendering [31, 43]. The network is trained by minimizing the synthesis error, along with some regularizations. + +Despite the promising results demonstrated by the analysis-by-synthesis paradigm, the exploration is still in its early stages. Existing methods suffer from limitations in both shape reconstruction and texture generation, as illustrated in Fig. 1 and described below. + +Limitation in Shape Reconstruction. Current shape reconstruction models rely on a single global shape code extracted from the entire image to predict mesh vertices, lacking access to pixel-level features and struggling with fine details. Prior research in supervised mesh reconstruction, exemplified by Pixel2Mesh [66], highlights the importance of modeling pixel-level features that are related to the vertices for achieving high-quality mesh reconstruction. Specifically, this approach involves projecting each coarse vertex into the image space and then pooling local features from the projected pixel location to refine the mesh progressively. Regrettably, this operation, known as perceptual feature pooling, is not applicable to the analysis-by-synthesis paradigm as it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as ground truth shape to guide coarse mesh generation. Moreover, there is no mechanism to handle vertices that are invisible in the image, which disrupts the perceptual feature pooling process. + +Limitation in Texture Generation. To render an image from 3D reconstruction, current models employ a ConvNet to predict the mesh texture in the + +form of a UV map. ConvNets are well-suited for dense prediction tasks such as semantic segmentation [44, 57], image enhancement [6, 14, 36], and depth estimation [11, 17] due to their translation equivariance property, where the output shifts by the same amount as the input. As a result, there is a one-to-one correspondence between input and output pixels at the same location. However, unlike segmentation maps, enhanced images, or depth maps, the UV map is not translation equivariant w.r.t. the input image. Each pixel in the UV map corresponds to a vertex on the mesh rather than to a pixel at the same location in the input image. Therefore, employing a ConvNet for UV map prediction is inferior and often results in blurry texture. This issue is especially crucial within the analysis-by-synthesis paradigm, as texture quality directly impacts the rendered image and thus the image synthesis loss. + +This paper introduces the Analysis-by-Synthesis Transformer (AST), a novel unified Transformer architecture specially designed to tackle the two aforementioned limitations of the analysis-by-synthesis paradigm through effective pixel-to-shape and pixel-to-texture modeling. It consists of two core components: the Shape Transformer and the Texture Transformer. The Shape Transformer models a set of learnable shape queries, each corresponding to a vertex of the object mesh. On one hand, each shape query automatically fetches pixel-level features related to its corresponding vertex for high-quality shape reconstruction. On the other hand, these shape queries interact with each other to recover vertices occluded in the image. The Texture Transformer models a set of learnable texture queries, each corresponding to a pixel in the UV map. Each texture query gathers texture information relevant to the corresponding UV map pixel from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. By unifying the Shape and Texture Transformers, our proposed approach offers clear advantages over previous methods in terms of both shape reconstruction and texture generation, making it highly suitable for learning single-view 3D reconstruction within the analysis-by-synthesis paradigm. + +It is worth noting that our approach is obviously different from the Mesh Transformer (METRO) [41] for human pose and shape reconstruction. First, each query of METRO is a concatenation of a constant vertex coordinate from a fixed human mesh template and a global shape code extracted from the entire image. METRO only models self-attention between these queries, which fails to capture pixel-level features relevant to the vertices. Therefore, it cannot address the limitation in shape reconstruction. Second, METRO does not predict mesh texture, and is trained in a fully supervised manner. Therefore, it cannot address the limitation in texture generation. + +The contributions of this paper are as follows. (1) Shape reconstruction and texture generation are two core aspects of the analysis-by-synthesis paradigm for learning textured mesh reconstruction. To our knowledge, this work is the first of its kind that identifies critical limitations in both aspects of existing methods. It introduces a novel Analysis-by-Synthesis Transformer to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture + +modeling. (2) We propose the Shape Transformer. Different from existing Transformers, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex from the image and models the interactions among these queries, which is essential to achieving high-quality mesh reconstruction and effectively recovering vertices occluded in the image. (3) We propose the Texture Transformer. Unlike existing methods, which employ a ConvNet for texture prediction, it utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, which eliminates the incorrect inductive bias of translation equivariance. (4) Experimental results on the CUB-200-2011 and ShapeNet datasets demonstrate that our proposed approach significantly outperforms previous methods in terms of both shape reconstruction and texture generation. + +# 2 Related Work + +# 2.1 Supervised Single-view 3D Reconstruction + +In the past few years, deep learning approaches have drastically advanced the area of single-view 3D reconstruction. Early efforts [8, 15, 20, 62, 70, 74, 78, 80] employ voxel-based shape representations, but suffer from the cubic growth in complexity [15]. To overcome this limitation, point cloud [27, 40, 45, 54, 55] and mesh-based representations [16, 19, 43, 49, 66, 69] emerge as alternatives, offering a better balance between efficiency and accuracy. Recent implicit methods, such as the occupancy network [46] and DeepSDF [50], represent the shape as a neural network, mapping a continuous 3D coordinate to an occupancy value or a signed distance to the surface. Therefore, they can model shapes with arbitrary topology at any resolution. Despite these significant advancements, current methods rely on large-scale 3D shape annotations for training, which are expensive and often unobtainable. + +# 2.2 Single-view 3D Reconstruction without 3D Supervision + +Thanks to the development of differentiable rendering [31, 43], recent research has attempted to learn single-view 3D reconstruction without 3D supervision [18,21,26,29,33,34,38,39,71,72]. State-of-the-art methods follow the analysis-by-synthesis paradigm. CMR [29] trains a ConvNet to predict the object mesh, pose, and texture from a single input image by exploiting the silhouette and keypoint annotations available in 2D image datasets. UCMR [18] infers the 3D shape of objects from a collection of images without using keypoint annotations. UMR [39] enforces semantic consistency across different views in a self-supervised learning framework. SMR [25] models interpolated consistency and landmark consistency to better learn the 3D mesh. UNICORN [47] gets rid of the silhouette mask annotations and common shape assumptions through a neighbor reconstruction loss and background modeling. MagicPony [71] and ShapeClipper [26] fuse features from pre-trained external models, such as CLIP [56] and DINO [4], to improve the + +consistency of model predictions. Other related works [10, 13, 23, 30, 51, 52, 75, 77] leverage in addition generative adversarial techniques for improved performance, but they rely on a powerful 2D generative model and a more complex training procedure. This paper follows the analysis-by-synthesis paradigm for learning 3D reconstruction with only silhouette mask annotations. Previous methods in this paradigm suffer from critical limitations in both shape reconstruction and texture generation, as described in Sec. 1. This paper introduces the Analysis-by-Synthesis Transformer, a novel Transformer architecture specially designed to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture modeling. + +# 2.3 Transformers for 3D Reconstruction + +Transformers [63] have shown promise in various computer vision tasks including object detection [3], image enhancement [76], semantic segmentation [65,79], and vision-language modeling [37, 60]. Recent works have adapted Transformer architectures for 3D reconstruction. Wang et al. [64] treat multi-view 3D reconstruction as a sequence prediction problem using a Transformer for view relationship modeling. Shi et al. [58] employ a Transformer encoder for feature extraction and a decoder for voxel prediction. Peng et al. [53] combine a 3D ConvNet with a Transformer decoder for voxel-based reconstruction. Bozic et al. [2] use a Transformer to fuse multi-view data into a volumetric grid, which is decoded into a 3D scene. Unlike these approaches that use Transformers as an alternative to ConvNets, our method specifically overcomes limitations in pixel-to-shape and pixel-to-texture modeling in the analysis-by-synthesis paradigm for self-supervised 3D reconstruction. + +# 3 Method + +This paper introduces the Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It is a novel Transformer architecture specially designed to address the limitations in shape reconstruction and texture generation of the analysis-by-synthesis paradigm (Sec. 1) through effective pixel-to-shape and pixel-to-texture modeling. We focus on a problem setting commonly used in this paradigm. During training, we have an image dataset that covers the object category of interest, e.g., cars, chairs, and tables. The only annotations are the 2D silhouette masks. During inference, the input is a new image of an object instance; the output includes a textured mesh and the camera pose. + +Our proposed network architecture is illustrated in Fig. 2. The input is a single-view image $\pmb{I}$ . Following the camera multiplex [18], the network generates multiple hypotheses of the object pose (including scale, translation, and rotation) and their probability distribution. The Shape Transformer and the Texture Transformer reconstruct the object mesh and texture, respectively. The network also predicts an object saliency map. On one hand, it will be used to guide the + +![](images/07929222f66e542b931de191583650a6026111a569c43b3cdd0d48996d739ae5.jpg) +Fig. 2: An overview of our proposed Analysis-by-Synthesis Transformer. The Shape Transformer employs a set of learnable shape queries to fetch pixel-level features related to each vertex from the image for high-quality mesh reconstruction. The Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. Both the Shape and Texture Transformers are guided by a saliency map, focusing on object pixels, and they predict the shape and texture from coarse to fine. + +attention mechanism in the Transformers. On the other hand, learning it under silhouette mask supervision helps the backbone acquire more discriminative features, thereby benefiting 3D reconstruction. + +In the rest of this section, we describe the Shape Transformer and the Texture Transformer in Sec. 3.1 and Sec. 3.2, respectively, and describe the learning method in Sec. 3.3. The detailed network architecture can be found in the supplementary material. + +# 3.1 Shape Transformer + +Following the previous analysis-by-synthesis paradigm [25, 29, 39, 47], the Shape Transformer reconstructs the object mesh by deforming a predefined ellipsoid mesh. But different from previous methods, the Shape Transformer models the deformation as two complementary processes. First, it utilizes a global shape code inferred from the entire image to capture the overall object shape. Second, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex for high-quality mesh reconstruction. + +Global Shape Modeling. Let $\{\pmb{v}_i\in \mathbb{R}^3:i = 1,\dots ,N\}$ be the vertices of a predefined ellipsoid mesh, where $N$ is the number of vertices. An encoder network first extracts a global shape code $\pmb{z}^{\mathrm{global - sh}}\in \mathbb{R}^{D}$ from the image, where $D$ is the code dimension. Then, the overall object shape is modeled as a neural parametric surface as below: + +$$ +\hat {\boldsymbol {v}} _ {i} = \operatorname {M L P} \left(\boldsymbol {v} _ {i}, \boldsymbol {z} ^ {\text {g l o b a l - s h}}; \Theta^ {\text {g l o b a l - s h}}\right), i = 1, \dots , N \tag {1} +$$ + +where $\hat{\pmb{v}}_i\in \mathbb{R}^3$ is a new vertex, and $\Theta^{\mathrm{global - sh}}$ is the parameters. + +Local Shape Modeling. We model a set of learnable shape queries: $\bar{Q}^{\mathrm{sh}} = [\bar{q}_i^{\mathrm{sh}}\in \mathbb{R}^D:i = 1,\dots ,N]$ , each corresponding to a mesh vertex. We extract a feature map $F^{\mathrm{im}}\in \mathbb{R}^{H\times W\times D}$ from the image through a ConvNet, where $H$ , $W$ , and $D$ denote the height, width, and feature dimension, respectively. For convenience, we reshape the image feature map as $\bar{F}^{\mathrm{im}}\in \mathbb{R}^{HW\times D}$ . The shape queries and the image feature map are fed into a Transformer decoder including two multi-head attention (MHA) units: + +$$ +\hat {\boldsymbol {Q}} ^ {\mathrm {s h}} = \operatorname {M H A} (\boldsymbol {Q} = \bar {\boldsymbol {Q}} ^ {\mathrm {s h}}, \boldsymbol {K} = \bar {\boldsymbol {F}} ^ {\mathrm {i m}}, \boldsymbol {V} = \bar {\boldsymbol {F}} ^ {\mathrm {i m}}, \boldsymbol {M} = \boldsymbol {S}; \Theta^ {\mathrm {s h - i m}}) \tag {2} +$$ + +$$ +Q ^ {\mathrm {s h}} = \mathrm {M H A} (Q = \hat {Q} ^ {\mathrm {s h}}, K = \hat {Q} ^ {\mathrm {s h}}, V = \hat {Q} ^ {\mathrm {s h}}, M = 1; \Theta^ {\mathrm {s h - s h}}) \tag {3} +$$ + +where $Q$ , $K$ , and $V$ denote the query, key, and value matrices, respectively, $M$ denotes the attention mask, $S$ is the predicted object saliency map, $1$ is an all-one matrix, and $\Theta^{\mathrm{sh - im}}$ and $\Theta^{\mathrm{sh - sh}}$ are parameters. Following the standard Transformer [63], we use the scaled dot product attention and augment the image feature map with pixel-wise positional embeddings. Using the saliency map as the attention mask in Eq. (2) guides the vertex queries to focus on the object pixels. The detailed formulation of MHA can be found in the supplementary material. + +The updated shape queries $\mathbf{Q}^{\mathrm{sh}} = [\pmb{q}_i^{\mathrm{sh}}\in \mathbb{R}^D:i = 1,\dots ,N]$ deform their corresponding mesh vertices through: + +$$ +\boldsymbol {v} _ {i} = \hat {\boldsymbol {v}} _ {i} + \operatorname {M L P} \left(\hat {\boldsymbol {v}} _ {i}, \boldsymbol {q} _ {i} ^ {\mathrm {s h}}; \Theta^ {\mathrm {l o c a l - s h}}\right), i = 1, \dots , N \tag {4} +$$ + +where $\pmb{v}_i\in \mathbb{R}^3$ is a vertex of the reconstructed object mesh by our model, and $\Theta^{\mathrm{local - sh}}$ is parameters. + +Discussion. Eq. (1) uses a single global shape code summarized from the entire image to deform all vertices jointly. Therefore, the global shape model is suitable for capturing the overall object shape. In contrast, Eq. (4) deforms each vertex separately using a specific local shape code, i.e., $q_{i}^{\mathrm{sh}}$ . Therefore, the local shape model will be able to characterize more subtle deformations. The global and local shape models are complementary. + +Modeling these local shape codes necessitates extraction of pixel-level features related to each vertex from the image. This is, however, challenging as which image pixels correspond to each vertex is unknown and a large portion of vertices are invisible in the image. Pixel2Mesh [66] projects each vertex to the image space to pool vertex-relevant local features, but it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as shape supervision to guide coarse mesh generation. Additionally, this perceptual feature pooling process is easily disrupted by occluded vertices. In contrast, by taking the vertex queries as the query, and the image feature map as the key and value in an MHA, + +Eq. (2) automatically fetches pixel-level features related to each vertex from the image feature map without explicit projection. Furthermore, Eq. (3) models the relational interactions among the vertex queries through self-attention, which helps infer occluded vertices. + +Existing methods in the analysis-by-synthesis paradigm typically only set a few hundred vertices, which we also follow in the experiments. To be scalable to a significantly larger number of vertices, we can divide the template mesh into small patches and use a shape query to deform vertices within a patch instead of a single vertex. + +# 3.2 Texture Transformer + +Texture reconstruction is an essential aspect of the analysis-by-synthesis paradigm. Previous methods employ a ConvNet to predict a UV map from an input image. This is inferior as the ConvNet is equivariant to the translation transformation but the UV map is not translation equivariant w.r.t. the input image. As a result, these methods often produce blurry texture. To close this gap, the Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance. Inspired by the Shape Transformer, the Texture Transformer generates the UV map in a coarse-to-fine manner through global and refined texture modeling. Though the global model generates inferior texture, we find it beneficial to the training process. + +Global Texture Modeling. The mesh texture is represented as a UV map of height $H'$ and width $W' \colon T \in \mathbb{R}^{H' \times W' \times 3}$ . An encoder network first extracts a global texture code $z^{\mathrm{global - tx}}$ from the image. Then, the coarse UV map $\hat{T}$ is generated by: + +$$ +\hat {\boldsymbol {T}} = \mathrm {M L P} \left(\boldsymbol {z} ^ {\text {g l o b a l - t x}}; \Theta^ {\text {g l o b a l - t x}}\right) \tag {5} +$$ + +where $\Theta^{\mathrm{global - tx}}$ is the parameters. + +Refined Texture Modeling. We model a set of learnable texture queries: $\bar{\boldsymbol{Q}}^{\mathrm{tx}} = [\bar{\boldsymbol{q}}_i^{\mathrm{tx}}\in \mathbb{R}^D:i = 1,\ldots ,H'W']$ , each corresponding to a pixel in the UV map. These texture queries are fed into a Transformer decoder including two multi-head attention units: + +$$ +\hat {\boldsymbol {Q}} ^ {\mathrm {t x}} = \operatorname {M H A} (\boldsymbol {Q} = \bar {\boldsymbol {Q}} ^ {\mathrm {t x}}, \boldsymbol {K} = \bar {\boldsymbol {F}} ^ {\mathrm {i m}}, \boldsymbol {V} = \bar {\boldsymbol {F}} ^ {\mathrm {i m}}, \boldsymbol {M} = \boldsymbol {S}; \Theta^ {\mathrm {t x - i m}}) \tag {6} +$$ + +$$ +Q ^ {\mathrm {t x}} = \operatorname {M H A} \left(Q = \hat {Q} ^ {\mathrm {t x}}, K = \hat {Q} ^ {\mathrm {t x}}, V = \hat {Q} ^ {\mathrm {t x}}, M = 1; \Theta^ {\mathrm {t x} - \mathrm {t x}}\right) \tag {7} +$$ + +where $\pmb{Q}^{\mathrm{tx}} = [\pmb{q}_i^{\mathrm{tx}}\in \mathbb{R}^D:i = 1,\dots ,H'W']$ is the updated texture queries and also the texture codes of UV map pixels, and $\Theta^{\mathrm{tx - im}}$ and $\Theta^{\mathrm{tx - tx}}$ are parameters. + +Then, each texture code is used to predict the RGB values of the corresponding pixel in the UV map: + +$$ +\boldsymbol {t} _ {i} = \hat {\boldsymbol {t}} _ {i} + \operatorname {M L P} \left(\boldsymbol {q} _ {i} ^ {\mathrm {t x}}; \Theta^ {\text {l o c a l - t x}}\right), i = 1, \dots , H ^ {\prime} W ^ {\prime} \tag {8} +$$ + +Table 1: Quantitative results on CUB-200-2011. MeshInv [77] and HybridInv [52] are test-time optimization methods that optimize the shape for $N$ steps at test time by inverting a generator; they are significantly slower than direct prediction methods. CMR and DIB-R use camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling. + +
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
MeshInv (N=200) [77]75.2--
HybridInv (N=0) [52]73.9--
HybridInv (N=30) [52]84.4--
CMR [29]73.844.628.5
CSM [35]--48.0
DIB-R [7]75.7--
UMR [39]73.471.358.2
IMR [61]--53.5
UCMR [18]63.7--
SMR [25]80.683.262.2
Unicorn [47]71.463.549.0
MagicPony [71]--55.5
AST (Ours)81.686.064.7
+ +where $\pmb{t}_i\in \mathbb{R}^3$ and $\hat{\pmb{t}}_i\in \mathbb{R}^3$ are the $i$ th pixel in the refined UV map and coarse UV map, respectively, and $\Theta^{\mathrm{local - tx}}$ is parameters. Eq. (8) can be implemented efficiently using convolutional layers. + +The Shape and Texture Transformers share similar Transformer decoders but differ in the shape/texture query modeling and mesh/UV map reconstruction. Eq. (6) enables texture queries to gather texture features from the image in a non-local manner. Eq. (7) allows those texture queries to exchange information with each other to effectively recover occluded texture. Altogether, the Texture Transformer will be more suitable for UV map prediction than a ConvNet. + +# 3.3 Learning + +Our learning objective largely follows previous methods in the analysis-by-synthesis paradigm [18, 25, 29, 39, 43, 47]. It includes a rendering loss, a saliency loss, and a regularization loss. + +We employ a differentiable renderer [43] to render an image $\tilde{I}$ and a silhouette mask $\tilde{S}$ from the predicted pose, mesh, and UV map. The pose corresponds to the camera-multiplex hypothesis with the highest probability. The rendering loss is formulated as: + +$$ +\ell^ {\text {R E N}} = \| \boldsymbol {I} - \tilde {\boldsymbol {I}} \| _ {2} ^ {2} + \lambda^ {\text {P E R}} \| \phi (\boldsymbol {I}) - \phi (\tilde {\boldsymbol {I}}) \| _ {2} ^ {2}, \tag {9} +$$ + +where $\phi$ is the relu3_3 [28] layer of a pre-trained VGG16 [59], and $\lambda^{\mathrm{PER}}$ is a scalar hyperparameter set to 10. + +We compare the predicted object saliency map $S$ and the annotated silhouette mask $S^{\mathrm{gt}}$ through a binary cross entropy loss and a mask intersection-over- + +![](images/435f19395431fd9d194cc20df72e80ca5175f362029b64948b4f57dda4f094c1.jpg) +Fig. 3: Qualitative results on CUB-200-2011. + +union (IoU) loss. The saliency loss is formulated as: + +$$ +\ell^ {\mathrm {S A L}} = \ell^ {\mathrm {B C E}} \left(\boldsymbol {S} ^ {\mathrm {g t}}, \boldsymbol {S}\right) + \ell^ {\mathrm {I O U}} \left(\boldsymbol {S} ^ {\mathrm {g t}}, \boldsymbol {S}\right), \tag {10} +$$ + +Following prior works [18, 43, 47], we adopt a regularization loss $\ell^{\mathrm{REG}}$ which consists of a normal consistency loss [7], a Laplacian smoothing loss [7], a cross-instance consistency loss [47], and a uniformity regularization [21] on the multiplex pose hypotheses. The final objective is formulated as: + +$$ +\ell = \ell^ {\text {R E N}} + \lambda^ {\text {S A L}} \ell^ {\text {S A L}} + \lambda^ {\text {R E G}} \ell^ {\text {R E G}} \tag {11} +$$ + +where $\lambda^{\mathrm{SAL}}$ and $\lambda^{\mathrm{REG}}$ are balancing weights. Our learning objective supervises both global and local shape/texture predictions. The detailed formulations of our loss function can be found in the supplementary material. + +# 4 Experiments + +# 4.1 Datasets + +We evaluate our single-view 3D reconstruction method on CUB-200-2011 and ShapeNet datasets. + +CUB-200-2011 [68] is one of the most widely used datasets for 3D reconstruction, featuring approximately 11,788 images across 200 bird species categories. We follow the community guideline to divide the dataset into 5,994 training images and 5,794 testing images. + +ShapeNet [5] is a collaborative, large-scale dataset of richly-annotated synthetic 3D shape. We render each 3D object from ShapeNet into $64 \times 64$ images from 24 distinct angles and split the images into a training set, validation set and test set following the community guideline. + +![](images/9a5bee92c1e5413a07acc02a6fca4dcf1e2a7ccf1c418e222c8bbcb606badf38.jpg) +Fig. 4: Shape reconstruction obtained by our approach on CUB-200-2011 from 6 different viewpoints. + +# 4.2 Evaluation Metrics + +On CUB-200-2011, we use Mask IoU and PCK to measure the accuracy of 3D reconstruction, and SSIM for assessing texture synthesis quality. For ShapeNet, we measure the Chamfer-L1 distance (with ICP alignment) between reconstructed and ground truth meshes. Mask IoU calculates the intersection over union between generated and actual silhouette masks, assessing the accuracy of 2D projections. Percent of Correct Keypoints (PCK) [35] evaluates the precision of keypoint localization, with higher PCK reflecting better 3D reconstruction accuracy. The Structural Similarity Index (SSIM) [67] measures the similarity between two images by considering structural information, texture, luminance, and contrast. Chamfer-L1 distance [46] combines accuracy (average distance from points on the generated mesh to nearest points on the ground truth) and completeness (average distance from points on the ground truth to nearest points on the generated mesh). Following [47], we use Iterative Closest Point (ICP) [1] to align predicted shapes for fair comparisons. + +# 4.3 Implementation Details + +Following prior studies [25, 29, 39, 47], we start with a spherical mesh of 642 vertices and 1280 faces, scaling it into an ellipsoid with a fixed anisotropic factor of 0.6. Our setup uses $64 \times 64$ resolution for both image and texture maps across the ShapeNet and CUB-200-2011 datasets. We utilize the Soft Rasterizer [43] for differentiable rendering and a U-Net architecture [57] with six encoder and four decoder layers with channels of [16, 16, 32, 64, 128, 256] and [256, 256, + +![](images/4a16c34a68f50c8752df85eacbba2ff0dec2a17806ad3a5c796d886b6fddb5fd.jpg) +Fig.5: Qualitative results on ShapeNet. + +Table 2: Chamfer-L1 distance and Structural Similarity (SSIM) evaluation on ShapeNet. DVR uses camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling. + +
Chamfer-L1 ↓TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
DVR [48]0.3030.2030.3710.1140.2550.2540.2570.3630.1910.1300.3210.3120.180
Unicorn [47]0.2430.1680.2530.1100.1590.1540.2200.5230.1270.0970.2030.2350.173
AST (Ours)0.2180.1590.2450.1090.1640.1320.2170.3560.0960.0890.1930.2440.160
SSIM (%,↑)TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
Unicorn [47]82.387.280.487.283.183.880.479.888.590.780.976.589.5
AST (Ours)87.089.286.494.188.187.987.690.692.489.685.583.792.0
+ +128, 128], respectively. The feature map output is $64 \times 64 \times 128$ . A Resnet-18 extracts pose and global shape/texture codes, with six pose hypotheses. Each Transformer (Shape and Texture) operates with a single decoder layer. We apply various loss weights: rendering and cross-instance consistency at 1, and saliency, normal consistency, Laplacian smoothing, and uniformity regularization at 0.01, 0.01, 0.01, and 0.05, respectively. The Shape Transformer uses 642 queries, while the Texture Transformer employs 1024 to create a $32 \times 32$ texture map, upscaled to $64 \times 64$ . Training occurs on a Nvidia V100 GPU using Adam [32] at a learning rate of $1 \times 10^{-4}$ . + +# 4.4 Evaluation on CUB + +We present a quantitative comparison on the CUB-200-2011 dataset using metrics like Mask IoU, PCK for shape reconstruction, and SSIM for texture quality, as shown in Tab. 1. Our method surpasses previous state-of-the-art models in all metrics, demonstrating superior shape accuracy and texture realism. Qualitatively, as shown in Fig. 3, our approach outperforms methods like Unicorn [47], which compromises results due to its background modeling approach. UMR [39] and SMR [25] miss finer shape details and realistic textures, respectively, while HybridInv [52] offers competitive results but requires inefficient test-time opti + +mization. The input image size is $64 \times 64$ . For better visual appeal, we display the original size as $256 \times 256$ . Overall, our method effectively handles the inherent variability in natural images, producing precise and realistic 3D reconstructions, more reconstruction results are provided in the supplementary material. + +# 4.5 Evaluation on ShapeNet + +We compare our approach with DVR [48], and Unicorn [47]. DVR relies on additional annotations like camera and keypoints along with silhouette masks for supervision, whereas Unicorn operates unsupervised, avoiding mask annotations through background modeling. In our quantitative evaluation (Tab. 2), we use Chamfer-L1 distance to assess shape dissimilarity and SSIM to evaluate texture quality. Results show our model outperforming Unicorn, particularly in complex shapes such as tables, and surpassing DVR which utilize extensive annotations. We excluded SMR from our comparison due to irreproducible results, also observed by Monnier et al. [47]; Similarly, we were unable to fully reproduce the Unicorn results in the cabinet, sofa, speaker, and vessel categories, so we have replaced them with our own reproduced results. Our model significantly excels in texture realism, evidenced by superior SSIM scores over Unicorn. Qualitative comparisons in Fig. 5 reveal our model's enhanced handling of subtle texture details, like the gray roof of the car and table legs, showcasing greater realism than Unicorn. Overall, our method provides more accurate shapes and realistic textures compared to previous models. + +# 4.6 Additional Results + +We also conducted experiments on a new large-scale real-world dataset, OmniObject3D [73]. We selected the banana category and evaluated the Chamfer-L1 distance and SSIM, comparing our method with Unicorn [47]. As shown in Tab. 3, the experimental results show that our method maintains superior performance on this latest dataset. + +Table 3: Evaluation on OmniObject3D using Chamfer-L1 and SSIM. + +
MethodsBanana
Chamfer-L1 ↓ SSIM (%,↑)
Unicorn [47]0.37581.7
Ours0.27285.8
+ +# 4.7 Ablation Study + +We conducted an ablation study to assess the impact of each module by separately removing the Shape Transformer (ST) and Texture Transformer (TT) and measuring Mask IoU, SSIM, and PCK on the CUB-200-2011 dataset. The results, detailed in Tab. 4, confirm that both ST and TT are crucial. The study shows that improvements in shape accuracy and texture quality are interdependent, facilitated by enhanced texture maps aiding accurate shape learning through image + +Table 4: Ablation study on CUB-200-2011. + +
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
Ours w/o ST74.677.859.2
Ours w/o TT75.365.355.5
Ours81.686.064.7
+ +rendering loss backpropagation. Visual results in Fig. 3 demonstrate degraded performance when either ST or TT is removed. For ShapeNet, removing ST results in a notable decrease in Chamfer-L1 distance performance, particularly for complex objects like chairs and tables, highlighting ST's role in refining shape. While removing TT has a lesser impact on shape metrics, it significantly deteriorates texture quality, as shown in Tab. 5 with further visual ablation results available in the supplementary material. + +Table 5: Ablation study on ShapeNet using Chamfer-L1 and SSIM. + +
MethodsTableCar Chamfer-L1 ↓
Ours w/o ST0.3140.1720.2820.111
Ours w/o TT0.2400.1610.2620.109
Ours0.2180.1590.2450.109
MethodsTableCar SSIM (%,↑)
Ours w/o ST86.688.985.992.4
Ours w/o TT83.486.383.191.9
Ours87.089.286.494.1
+ +# 5 Conclusion + +This paper introduces a novel Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It addresses the limitations of existing analysis-by-synthesis methods in shape reconstruction and texture generation through effective pixel-to-shape and pixel-to-texture modeling. Extensive experiments on the CUB200-2011 and ShapeNet datasets demonstrate that our approach enhances reconstruction accuracy and texture quality, surpassing previous state-of-the-art methods. + +Limitations: A limitation of our method is that it can only reconstruct meshes of a fixed topology that is homeomorphic to a sphere and cannot handle concave shapes. This is a common limitation shared by all analysis-by-synthesis methods that perform shape reconstruction by deforming a sphere mesh, including CMR [29], UCMR [18], SMR [25], and Unicorn [47]. In future work, we will integrate the proposed Analysis-by-Synthesis Transformer and the mesh topology modification network [49] for more flexible 3D reconstruction. + +Acknowledgements. This work was supported in part by the National Science Foundation (NSF) grants ECCS-2400900 and CNS-1828265. + +# References + +1. Besl, P.J., McKay, N.D.: Method for registration of 3-d shapes. In: Sensor fusion IV: control paradigms and data structures. vol. 1611, pp. 586-606. Spie (1992) +2. Bozic, A., Palafox, P., Thies, J., Dai, A., Nießner, M.: Transformerfusion: Monocular rgb scene reconstruction using transformers. Advances in Neural Information Processing Systems 34, 1403-1414 (2021) +3. Carion, N., Massa, F., Synnaeve, G., Usunier, N., Kirillov, A., Zagoruyko, S.: End-to-end object detection with transformers. In: European conference on computer vision. pp. 213-229. Springer (2020) +4. 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China \nxiakun@stu.xjtu.edu.cn \nlewang@xjtu.edu.cn" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 159, + 284, + 455, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 284, + 455, + 481 + ], + "spans": [ + { + "bbox": [ + 159, + 284, + 455, + 481 + ], + "type": "text", + "content": "Abstract. Deep learning approaches have made significant success in single-view 3D reconstruction, but they often rely on expensive 3D annotations for training. Recent efforts tackle this challenge by adopting an analysis-by-synthesis paradigm to learn 3D reconstruction with only 2D annotations. However, existing methods face limitations in both shape reconstruction and texture generation. This paper introduces an innovative Analysis-by-Synthesis Transformer that addresses these limitations in a unified framework by effectively modeling pixel-to-shape and pixel-to-texture relationships. It consists of a Shape Transformer and a Texture Transformer. The Shape Transformer employs learnable shape queries to fetch pixel-level features from the image, thereby achieving high-quality mesh reconstruction and recovering occluded vertices. The Texture Transformer employs texture queries for non-local gathering of texture information and thus eliminates the incorrect inductive bias. Experimental results on CUB-200-2011 and ShapeNet datasets demonstrate superior performance in shape reconstruction and texture generation compared to previous methods. The code is available at https://github.com/DianJJ/AST." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "spans": [ + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "type": "text", + "content": "Keywords: Single-view 3D reconstruction " + }, + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "type": "text", + "content": " Shape Transformer " + }, + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 491, + 453, + 514 + ], + "type": "text", + "content": " Texture Transformer" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "Reconstructing the 3D shape of objects from images or videos is a long-standing task in computer vision. It holds significant promise for a variety of applications, such as virtual and augmented reality, robotics, and autonomous driving. In the past few years, data-driven approaches, in particular, deep neural networks, have shown the capability to achieve high-quality 3D reconstruction from a single-view image [8,19,24,42,46]. However, the practical utility of these approaches in real-world applications is significantly restricted because they rely on large-scale 3D annotations (shapes and/or poses) for training [9,12,16,19,46,50,66], which are expensive and often unobtainable." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 143, + 117, + 449, + 219 + ], + "blocks": [ + { + "bbox": [ + 143, + 117, + 449, + 219 + ], + "lines": [ + { + "bbox": [ + 143, + 117, + 449, + 219 + ], + "spans": [ + { + "bbox": [ + 143, + 117, + 449, + 219 + ], + "type": "image", + "image_path": "aa29d94ad0882022b7d65f47d2c6c441bde4688660a27e7ee9518a96b42b56e4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 228, + 482, + 296 + ], + "lines": [ + { + "bbox": [ + 130, + 228, + 482, + 296 + ], + "spans": [ + { + "bbox": [ + 130, + 228, + 482, + 296 + ], + "type": "text", + "content": "Fig. 1: Current 3D reconstruction methods from 2D annotations have limitations: shape models often lack pixel-level details, and texture models typically produce blurry UV map textures. For example, the reconstruction in (a) from [47] exhibits an unnatural neck shape and a blurry texture. This paper introduces the Analysis-by-Synthesis Transformer, which addresses these issues within a unified framework, enhancing both shape and texture modeling, as shown in (b)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 324, + 482, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 482, + 419 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 482, + 419 + ], + "type": "text", + "content": "Some recent works have attempted to learn 3D reconstruction from a collection of images with only 2D annotations [7, 18, 22, 25, 29, 39, 47, 48], such as keypoints and silhouette masks. They follow the analysis-by-synthesis paradigm. In this framework, a convolutional neural network (ConvNet) takes as input an image and predicts the object's mesh, texture, and pose. These predictions are then used to synthesize the input image and its 2D annotations through differentiable rendering [31, 43]. The network is trained by minimizing the synthesis error, along with some regularizations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 422, + 482, + 470 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 470 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 470 + ], + "type": "text", + "content": "Despite the promising results demonstrated by the analysis-by-synthesis paradigm, the exploration is still in its early stages. Existing methods suffer from limitations in both shape reconstruction and texture generation, as illustrated in Fig. 1 and described below." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 472, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 639 + ], + "type": "text", + "content": "Limitation in Shape Reconstruction. Current shape reconstruction models rely on a single global shape code extracted from the entire image to predict mesh vertices, lacking access to pixel-level features and struggling with fine details. Prior research in supervised mesh reconstruction, exemplified by Pixel2Mesh [66], highlights the importance of modeling pixel-level features that are related to the vertices for achieving high-quality mesh reconstruction. Specifically, this approach involves projecting each coarse vertex into the image space and then pooling local features from the projected pixel location to refine the mesh progressively. Regrettably, this operation, known as perceptual feature pooling, is not applicable to the analysis-by-synthesis paradigm as it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as ground truth shape to guide coarse mesh generation. Moreover, there is no mechanism to handle vertices that are invisible in the image, which disrupts the perceptual feature pooling process." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "Limitation in Texture Generation. To render an image from 3D reconstruction, current models employ a ConvNet to predict the mesh texture in the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "D. Jia et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 259 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 259 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 259 + ], + "type": "text", + "content": "form of a UV map. ConvNets are well-suited for dense prediction tasks such as semantic segmentation [44, 57], image enhancement [6, 14, 36], and depth estimation [11, 17] due to their translation equivariance property, where the output shifts by the same amount as the input. As a result, there is a one-to-one correspondence between input and output pixels at the same location. However, unlike segmentation maps, enhanced images, or depth maps, the UV map is not translation equivariant w.r.t. the input image. Each pixel in the UV map corresponds to a vertex on the mesh rather than to a pixel at the same location in the input image. Therefore, employing a ConvNet for UV map prediction is inferior and often results in blurry texture. This issue is especially crucial within the analysis-by-synthesis paradigm, as texture quality directly impacts the rendered image and thus the image synthesis loss." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 262, + 482, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 479 + ], + "type": "text", + "content": "This paper introduces the Analysis-by-Synthesis Transformer (AST), a novel unified Transformer architecture specially designed to tackle the two aforementioned limitations of the analysis-by-synthesis paradigm through effective pixel-to-shape and pixel-to-texture modeling. It consists of two core components: the Shape Transformer and the Texture Transformer. The Shape Transformer models a set of learnable shape queries, each corresponding to a vertex of the object mesh. On one hand, each shape query automatically fetches pixel-level features related to its corresponding vertex for high-quality shape reconstruction. On the other hand, these shape queries interact with each other to recover vertices occluded in the image. The Texture Transformer models a set of learnable texture queries, each corresponding to a pixel in the UV map. Each texture query gathers texture information relevant to the corresponding UV map pixel from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. By unifying the Shape and Texture Transformers, our proposed approach offers clear advantages over previous methods in terms of both shape reconstruction and texture generation, making it highly suitable for learning single-view 3D reconstruction within the analysis-by-synthesis paradigm." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 482, + 590 + ], + "type": "text", + "content": "It is worth noting that our approach is obviously different from the Mesh Transformer (METRO) [41] for human pose and shape reconstruction. First, each query of METRO is a concatenation of a constant vertex coordinate from a fixed human mesh template and a global shape code extracted from the entire image. METRO only models self-attention between these queries, which fails to capture pixel-level features relevant to the vertices. Therefore, it cannot address the limitation in shape reconstruction. Second, METRO does not predict mesh texture, and is trained in a fully supervised manner. Therefore, it cannot address the limitation in texture generation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "type": "text", + "content": "The contributions of this paper are as follows. (1) Shape reconstruction and texture generation are two core aspects of the analysis-by-synthesis paradigm for learning textured mesh reconstruction. To our knowledge, this work is the first of its kind that identifies critical limitations in both aspects of existing methods. It introduces a novel Analysis-by-Synthesis Transformer to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": "modeling. (2) We propose the Shape Transformer. Different from existing Transformers, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex from the image and models the interactions among these queries, which is essential to achieving high-quality mesh reconstruction and effectively recovering vertices occluded in the image. (3) We propose the Texture Transformer. Unlike existing methods, which employ a ConvNet for texture prediction, it utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, which eliminates the incorrect inductive bias of translation equivariance. (4) Experimental results on the CUB-200-2011 and ShapeNet datasets demonstrate that our proposed approach significantly outperforms previous methods in terms of both shape reconstruction and texture generation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 279, + 237, + 292 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 279, + 237, + 292 + ], + "spans": [ + { + "bbox": [ + 132, + 279, + 237, + 292 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 305, + 373, + 317 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 305, + 373, + 317 + ], + "spans": [ + { + "bbox": [ + 132, + 305, + 373, + 317 + ], + "type": "text", + "content": "2.1 Supervised Single-view 3D Reconstruction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 327, + 482, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 469 + ], + "type": "text", + "content": "In the past few years, deep learning approaches have drastically advanced the area of single-view 3D reconstruction. Early efforts [8, 15, 20, 62, 70, 74, 78, 80] employ voxel-based shape representations, but suffer from the cubic growth in complexity [15]. To overcome this limitation, point cloud [27, 40, 45, 54, 55] and mesh-based representations [16, 19, 43, 49, 66, 69] emerge as alternatives, offering a better balance between efficiency and accuracy. Recent implicit methods, such as the occupancy network [46] and DeepSDF [50], represent the shape as a neural network, mapping a continuous 3D coordinate to an occupancy value or a signed distance to the surface. Therefore, they can model shapes with arbitrary topology at any resolution. Despite these significant advancements, current methods rely on large-scale 3D shape annotations for training, which are expensive and often unobtainable." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 489, + 440, + 502 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 489, + 440, + 502 + ], + "spans": [ + { + "bbox": [ + 132, + 489, + 440, + 502 + ], + "type": "text", + "content": "2.2 Single-view 3D Reconstruction without 3D Supervision" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "Thanks to the development of differentiable rendering [31, 43], recent research has attempted to learn single-view 3D reconstruction without 3D supervision [18,21,26,29,33,34,38,39,71,72]. State-of-the-art methods follow the analysis-by-synthesis paradigm. CMR [29] trains a ConvNet to predict the object mesh, pose, and texture from a single input image by exploiting the silhouette and keypoint annotations available in 2D image datasets. UCMR [18] infers the 3D shape of objects from a collection of images without using keypoint annotations. UMR [39] enforces semantic consistency across different views in a self-supervised learning framework. SMR [25] models interpolated consistency and landmark consistency to better learn the 3D mesh. UNICORN [47] gets rid of the silhouette mask annotations and common shape assumptions through a neighbor reconstruction loss and background modeling. MagicPony [71] and ShapeClipper [26] fuse features from pre-trained external models, such as CLIP [56] and DINO [4], to improve the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "D. Jia et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "consistency of model predictions. Other related works [10, 13, 23, 30, 51, 52, 75, 77] leverage in addition generative adversarial techniques for improved performance, but they rely on a powerful 2D generative model and a more complex training procedure. This paper follows the analysis-by-synthesis paradigm for learning 3D reconstruction with only silhouette mask annotations. Previous methods in this paradigm suffer from critical limitations in both shape reconstruction and texture generation, as described in Sec. 1. This paper introduces the Analysis-by-Synthesis Transformer, a novel Transformer architecture specially designed to address these limitations in a unified framework through effective pixel-to-shape and pixel-to-texture modeling." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 257, + 344, + 269 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 257, + 344, + 269 + ], + "spans": [ + { + "bbox": [ + 131, + 257, + 344, + 269 + ], + "type": "text", + "content": "2.3 Transformers for 3D Reconstruction" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 280, + 482, + 435 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 280, + 482, + 435 + ], + "spans": [ + { + "bbox": [ + 130, + 280, + 482, + 435 + ], + "type": "text", + "content": "Transformers [63] have shown promise in various computer vision tasks including object detection [3], image enhancement [76], semantic segmentation [65,79], and vision-language modeling [37, 60]. Recent works have adapted Transformer architectures for 3D reconstruction. Wang et al. [64] treat multi-view 3D reconstruction as a sequence prediction problem using a Transformer for view relationship modeling. Shi et al. [58] employ a Transformer encoder for feature extraction and a decoder for voxel prediction. Peng et al. [53] combine a 3D ConvNet with a Transformer decoder for voxel-based reconstruction. Bozic et al. [2] use a Transformer to fuse multi-view data into a volumetric grid, which is decoded into a 3D scene. Unlike these approaches that use Transformers as an alternative to ConvNets, our method specifically overcomes limitations in pixel-to-shape and pixel-to-texture modeling in the analysis-by-synthesis paradigm for self-supervised 3D reconstruction." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 456, + 202, + 470 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 456, + 202, + 470 + ], + "spans": [ + { + "bbox": [ + 131, + 456, + 202, + 470 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 485, + 482, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 485, + 482, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 485, + 482, + 592 + ], + "type": "text", + "content": "This paper introduces the Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It is a novel Transformer architecture specially designed to address the limitations in shape reconstruction and texture generation of the analysis-by-synthesis paradigm (Sec. 1) through effective pixel-to-shape and pixel-to-texture modeling. We focus on a problem setting commonly used in this paradigm. During training, we have an image dataset that covers the object category of interest, e.g., cars, chairs, and tables. The only annotations are the 2D silhouette masks. During inference, the input is a new image of an object instance; the output includes a textured mesh and the camera pose." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Our proposed network architecture is illustrated in Fig. 2. The input is a single-view image " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{I}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ". Following the camera multiplex [18], the network generates multiple hypotheses of the object pose (including scale, translation, and rotation) and their probability distribution. The Shape Transformer and the Texture Transformer reconstruct the object mesh and texture, respectively. The network also predicts an object saliency map. On one hand, it will be used to guide the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 122, + 465, + 257 + ], + "blocks": [ + { + "bbox": [ + 136, + 122, + 465, + 257 + ], + "lines": [ + { + "bbox": [ + 136, + 122, + 465, + 257 + ], + "spans": [ + { + "bbox": [ + 136, + 122, + 465, + 257 + ], + "type": "image", + "image_path": "07929222f66e542b931de191583650a6026111a569c43b3cdd0d48996d739ae5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 265, + 482, + 363 + ], + "lines": [ + { + "bbox": [ + 130, + 265, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 265, + 482, + 363 + ], + "type": "text", + "content": "Fig. 2: An overview of our proposed Analysis-by-Synthesis Transformer. The Shape Transformer employs a set of learnable shape queries to fetch pixel-level features related to each vertex from the image for high-quality mesh reconstruction. The Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance from texture generation. Both the Shape and Texture Transformers are guided by a saliency map, focusing on object pixels, and they predict the shape and texture from coarse to fine." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 396, + 480, + 432 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 480, + 432 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 480, + 432 + ], + "type": "text", + "content": "attention mechanism in the Transformers. On the other hand, learning it under silhouette mask supervision helps the backbone acquire more discriminative features, thereby benefiting 3D reconstruction." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 433, + 481, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 433, + 481, + 480 + ], + "spans": [ + { + "bbox": [ + 130, + 433, + 481, + 480 + ], + "type": "text", + "content": "In the rest of this section, we describe the Shape Transformer and the Texture Transformer in Sec. 3.1 and Sec. 3.2, respectively, and describe the learning method in Sec. 3.3. The detailed network architecture can be found in the supplementary material." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 500, + 257, + 511 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 500, + 257, + 511 + ], + "spans": [ + { + "bbox": [ + 131, + 500, + 257, + 511 + ], + "type": "text", + "content": "3.1 Shape Transformer" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "content": "Following the previous analysis-by-synthesis paradigm [25, 29, 39, 47], the Shape Transformer reconstructs the object mesh by deforming a predefined ellipsoid mesh. But different from previous methods, the Shape Transformer models the deformation as two complementary processes. First, it utilizes a global shape code inferred from the entire image to capture the overall object shape. Second, it utilizes a set of learnable shape queries to fetch pixel-level features related to each vertex for high-quality mesh reconstruction." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Global Shape Modeling. Let " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\{\\pmb{v}_i\\in \\mathbb{R}^3:i = 1,\\dots ,N\\}" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " be the vertices of a predefined ellipsoid mesh, where " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " is the number of vertices. An encoder network first extracts a global shape code " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\pmb{z}^{\\mathrm{global - sh}}\\in \\mathbb{R}^{D}" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " from the image, where " + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": " is the code dimension. Then, the overall object shape is modeled as a neural parametric surface as below:" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "D. Jia et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 205, + 136, + 481, + 150 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 205, + 136, + 481, + 150 + ], + "spans": [ + { + "bbox": [ + 205, + 136, + 481, + 150 + ], + "type": "interline_equation", + "content": "\\hat {\\boldsymbol {v}} _ {i} = \\operatorname {M L P} \\left(\\boldsymbol {v} _ {i}, \\boldsymbol {z} ^ {\\text {g l o b a l - s h}}; \\Theta^ {\\text {g l o b a l - s h}}\\right), i = 1, \\dots , N \\tag {1}", + "image_path": "73a223286b60ba7fe7f63f819eefa3a07a29ca32d126619c4d1317694721bb2b.jpg" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "spans": [ + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{v}}_i\\in \\mathbb{R}^3" + }, + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "type": "text", + "content": " is a new vertex, and " + }, + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{global - sh}}" + }, + { + "bbox": [ + 146, + 159, + 426, + 172 + ], + "type": "text", + "content": " is the parameters." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "spans": [ + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": "Local Shape Modeling. We model a set of learnable shape queries: " + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "inline_equation", + "content": "\\bar{Q}^{\\mathrm{sh}} = [\\bar{q}_i^{\\mathrm{sh}}\\in \\mathbb{R}^D:i = 1,\\dots ,N]" + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": ", each corresponding to a mesh vertex. We extract a feature map " + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "inline_equation", + "content": "F^{\\mathrm{im}}\\in \\mathbb{R}^{H\\times W\\times D}" + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": " from the image through a ConvNet, where " + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": " denote the height, width, and feature dimension, respectively. For convenience, we reshape the image feature map as " + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "inline_equation", + "content": "\\bar{F}^{\\mathrm{im}}\\in \\mathbb{R}^{HW\\times D}" + }, + { + "bbox": [ + 130, + 172, + 482, + 258 + ], + "type": "text", + "content": ". The shape queries and the image feature map are fed into a Transformer decoder including two multi-head attention (MHA) units:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 180, + 268, + 481, + 284 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 268, + 481, + 284 + ], + "spans": [ + { + "bbox": [ + 180, + 268, + 481, + 284 + ], + "type": "interline_equation", + "content": "\\hat {\\boldsymbol {Q}} ^ {\\mathrm {s h}} = \\operatorname {M H A} (\\boldsymbol {Q} = \\bar {\\boldsymbol {Q}} ^ {\\mathrm {s h}}, \\boldsymbol {K} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {V} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {M} = \\boldsymbol {S}; \\Theta^ {\\mathrm {s h - i m}}) \\tag {2}", + "image_path": "cacd7292a16c95c8379fe6dbe3cdd90cbbb94ac27393e42eeabe0671435186d9.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 181, + 287, + 481, + 304 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 287, + 481, + 304 + ], + "spans": [ + { + "bbox": [ + 181, + 287, + 481, + 304 + ], + "type": "interline_equation", + "content": "Q ^ {\\mathrm {s h}} = \\mathrm {M H A} (Q = \\hat {Q} ^ {\\mathrm {s h}}, K = \\hat {Q} ^ {\\mathrm {s h}}, V = \\hat {Q} ^ {\\mathrm {s h}}, M = 1; \\Theta^ {\\mathrm {s h - s h}}) \\tag {3}", + "image_path": "8a3e7e7f8c545039111078c4db75643303a4b68f8639bc64239282fd293bc6a3.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": " denote the query, key, and value matrices, respectively, " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": " denotes the attention mask, " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": " is the predicted object saliency map, " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "1" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": " is an all-one matrix, and " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{sh - im}}" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{sh - sh}}" + }, + { + "bbox": [ + 130, + 312, + 482, + 407 + ], + "type": "text", + "content": " are parameters. Following the standard Transformer [63], we use the scaled dot product attention and augment the image feature map with pixel-wise positional embeddings. Using the saliency map as the attention mask in Eq. (2) guides the vertex queries to focus on the object pixels. The detailed formulation of MHA can be found in the supplementary material." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 407, + 481, + 432 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 481, + 432 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 481, + 432 + ], + "type": "text", + "content": "The updated shape queries " + }, + { + "bbox": [ + 130, + 407, + 481, + 432 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}^{\\mathrm{sh}} = [\\pmb{q}_i^{\\mathrm{sh}}\\in \\mathbb{R}^D:i = 1,\\dots ,N]" + }, + { + "bbox": [ + 130, + 407, + 481, + 432 + ], + "type": "text", + "content": " deform their corresponding mesh vertices through:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 209, + 440, + 481, + 453 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 440, + 481, + 453 + ], + "spans": [ + { + "bbox": [ + 209, + 440, + 481, + 453 + ], + "type": "interline_equation", + "content": "\\boldsymbol {v} _ {i} = \\hat {\\boldsymbol {v}} _ {i} + \\operatorname {M L P} \\left(\\hat {\\boldsymbol {v}} _ {i}, \\boldsymbol {q} _ {i} ^ {\\mathrm {s h}}; \\Theta^ {\\mathrm {l o c a l - s h}}\\right), i = 1, \\dots , N \\tag {4}", + "image_path": "8b0a630bd0259eb278aec06ce6166dfd71e0fd9fb95988a0286079cd15218c2c.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "type": "inline_equation", + "content": "\\pmb{v}_i\\in \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "type": "text", + "content": " is a vertex of the reconstructed object mesh by our model, and " + }, + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{local - sh}}" + }, + { + "bbox": [ + 130, + 461, + 481, + 485 + ], + "type": "text", + "content": " is parameters." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 486, + 482, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 558 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 558 + ], + "type": "text", + "content": "Discussion. Eq. (1) uses a single global shape code summarized from the entire image to deform all vertices jointly. Therefore, the global shape model is suitable for capturing the overall object shape. In contrast, Eq. (4) deforms each vertex separately using a specific local shape code, i.e., " + }, + { + "bbox": [ + 130, + 486, + 482, + 558 + ], + "type": "inline_equation", + "content": "q_{i}^{\\mathrm{sh}}" + }, + { + "bbox": [ + 130, + 486, + 482, + 558 + ], + "type": "text", + "content": ". Therefore, the local shape model will be able to characterize more subtle deformations. The global and local shape models are complementary." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Modeling these local shape codes necessitates extraction of pixel-level features related to each vertex from the image. This is, however, challenging as which image pixels correspond to each vertex is unknown and a large portion of vertices are invisible in the image. Pixel2Mesh [66] projects each vertex to the image space to pool vertex-relevant local features, but it necessitates an accurate camera pose to ensure correct 3D-to-2D projection, as well as shape supervision to guide coarse mesh generation. Additionally, this perceptual feature pooling process is easily disrupted by occluded vertices. In contrast, by taking the vertex queries as the query, and the image feature map as the key and value in an MHA," + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "Eq. (2) automatically fetches pixel-level features related to each vertex from the image feature map without explicit projection. Furthermore, Eq. (3) models the relational interactions among the vertex queries through self-attention, which helps infer occluded vertices." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 224 + ], + "type": "text", + "content": "Existing methods in the analysis-by-synthesis paradigm typically only set a few hundred vertices, which we also follow in the experiments. To be scalable to a significantly larger number of vertices, we can divide the template mesh into small patches and use a shape query to deform vertices within a patch instead of a single vertex." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 240, + 265, + 251 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 240, + 265, + 251 + ], + "spans": [ + { + "bbox": [ + 132, + 240, + 265, + 251 + ], + "type": "text", + "content": "3.2 Texture Transformer" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 258, + 485, + 400 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 485, + 400 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 485, + 400 + ], + "type": "text", + "content": "Texture reconstruction is an essential aspect of the analysis-by-synthesis paradigm. Previous methods employ a ConvNet to predict a UV map from an input image. This is inferior as the ConvNet is equivariant to the translation transformation but the UV map is not translation equivariant w.r.t. the input image. As a result, these methods often produce blurry texture. To close this gap, the Texture Transformer utilizes a set of learnable texture queries to gather texture information relevant to the corresponding UV map pixels from the image in a non-local manner, thereby eliminating the incorrect inductive bias of translation equivariance. Inspired by the Shape Transformer, the Texture Transformer generates the UV map in a coarse-to-fine manner through global and refined texture modeling. Though the global model generates inferior texture, we find it beneficial to the training process." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "text", + "content": "Global Texture Modeling. The mesh texture is represented as a UV map of height " + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "inline_equation", + "content": "H'" + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "text", + "content": " and width " + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "inline_equation", + "content": "W' \\colon T \\in \\mathbb{R}^{H' \\times W' \\times 3}" + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "text", + "content": ". An encoder network first extracts a global texture code " + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "inline_equation", + "content": "z^{\\mathrm{global - tx}}" + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "text", + "content": " from the image. Then, the coarse UV map " + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 401, + 481, + 450 + ], + "type": "text", + "content": " is generated by:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 244, + 467, + 481, + 482 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 467, + 481, + 482 + ], + "spans": [ + { + "bbox": [ + 244, + 467, + 481, + 482 + ], + "type": "interline_equation", + "content": "\\hat {\\boldsymbol {T}} = \\mathrm {M L P} \\left(\\boldsymbol {z} ^ {\\text {g l o b a l - t x}}; \\Theta^ {\\text {g l o b a l - t x}}\\right) \\tag {5}", + "image_path": "996b909968c7e0f215fb0d19acec32b2e3fbe867fe71cb59777fb855e4d78efb.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 488, + 284, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 488, + 284, + 502 + ], + "spans": [ + { + "bbox": [ + 131, + 488, + 284, + 502 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 488, + 284, + 502 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{global - tx}}" + }, + { + "bbox": [ + 131, + 488, + 284, + 502 + ], + "type": "text", + "content": " is the parameters." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 502, + 479, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 479, + 550 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 479, + 550 + ], + "type": "text", + "content": "Refined Texture Modeling. We model a set of learnable texture queries: " + }, + { + "bbox": [ + 130, + 502, + 479, + 550 + ], + "type": "inline_equation", + "content": "\\bar{\\boldsymbol{Q}}^{\\mathrm{tx}} = [\\bar{\\boldsymbol{q}}_i^{\\mathrm{tx}}\\in \\mathbb{R}^D:i = 1,\\ldots ,H'W']" + }, + { + "bbox": [ + 130, + 502, + 479, + 550 + ], + "type": "text", + "content": ", each corresponding to a pixel in the UV map. These texture queries are fed into a Transformer decoder including two multi-head attention units:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 181, + 556, + 480, + 571 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 556, + 480, + 571 + ], + "spans": [ + { + "bbox": [ + 181, + 556, + 480, + 571 + ], + "type": "interline_equation", + "content": "\\hat {\\boldsymbol {Q}} ^ {\\mathrm {t x}} = \\operatorname {M H A} (\\boldsymbol {Q} = \\bar {\\boldsymbol {Q}} ^ {\\mathrm {t x}}, \\boldsymbol {K} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {V} = \\bar {\\boldsymbol {F}} ^ {\\mathrm {i m}}, \\boldsymbol {M} = \\boldsymbol {S}; \\Theta^ {\\mathrm {t x - i m}}) \\tag {6}", + "image_path": "8e69a95c17f0ed3d4518521fb4bc5330907c03aee66cd6c18b3c28943cdaa37e.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 181, + 574, + 480, + 590 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 574, + 480, + 590 + ], + "spans": [ + { + "bbox": [ + 181, + 574, + 480, + 590 + ], + "type": "interline_equation", + "content": "Q ^ {\\mathrm {t x}} = \\operatorname {M H A} \\left(Q = \\hat {Q} ^ {\\mathrm {t x}}, K = \\hat {Q} ^ {\\mathrm {t x}}, V = \\hat {Q} ^ {\\mathrm {t x}}, M = 1; \\Theta^ {\\mathrm {t x} - \\mathrm {t x}}\\right) \\tag {7}", + "image_path": "590c0941d6d72159967aad2a8bdd53246e0a774fef5ee5c6aa6bbcb2552b1943.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "spans": [ + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "inline_equation", + "content": "\\pmb{Q}^{\\mathrm{tx}} = [\\pmb{q}_i^{\\mathrm{tx}}\\in \\mathbb{R}^D:i = 1,\\dots ,H'W']" + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "text", + "content": " is the updated texture queries and also the texture codes of UV map pixels, and " + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{tx - im}}" + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "inline_equation", + "content": "\\Theta^{\\mathrm{tx - tx}}" + }, + { + "bbox": [ + 130, + 597, + 479, + 621 + ], + "type": "text", + "content": " are parameters." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 622, + 479, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 622, + 479, + 646 + ], + "spans": [ + { + "bbox": [ + 130, + 622, + 479, + 646 + ], + "type": "text", + "content": "Then, each texture code is used to predict the RGB values of the corresponding pixel in the UV map:" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 210, + 653, + 480, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 653, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 210, + 653, + 480, + 666 + ], + "type": "interline_equation", + "content": "\\boldsymbol {t} _ {i} = \\hat {\\boldsymbol {t}} _ {i} + \\operatorname {M L P} \\left(\\boldsymbol {q} _ {i} ^ {\\mathrm {t x}}; \\Theta^ {\\text {l o c a l - t x}}\\right), i = 1, \\dots , H ^ {\\prime} W ^ {\\prime} \\tag {8}", + "image_path": "e13f472bc264719d87a7bcfe579786cb464515c71937637f123b726b3b3e349d.jpg" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 101 + ], + "type": "text", + "content": "D. Jia et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 184, + 179, + 427, + 329 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "text", + "content": "Table 1: Quantitative results on CUB-200-2011. MeshInv [77] and HybridInv [52] are test-time optimization methods that optimize the shape for " + }, + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 114, + 482, + 170 + ], + "type": "text", + "content": " steps at test time by inverting a generator; they are significantly slower than direct prediction methods. CMR and DIB-R use camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 184, + 179, + 427, + 329 + ], + "lines": [ + { + "bbox": [ + 184, + 179, + 427, + 329 + ], + "spans": [ + { + "bbox": [ + 184, + 179, + 427, + 329 + ], + "type": "table", + "html": "
MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
MeshInv (N=200) [77]75.2--
HybridInv (N=0) [52]73.9--
HybridInv (N=30) [52]84.4--
CMR [29]73.844.628.5
CSM [35]--48.0
DIB-R [7]75.7--
UMR [39]73.471.358.2
IMR [61]--53.5
UCMR [18]63.7--
SMR [25]80.683.262.2
Unicorn [47]71.463.549.0
MagicPony [71]--55.5
AST (Ours)81.686.064.7
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Eq. (8) can be implemented efficiently using convolutional layers." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 388, + 482, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 482, + 460 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 482, + 460 + ], + "type": "text", + "content": "The Shape and Texture Transformers share similar Transformer decoders but differ in the shape/texture query modeling and mesh/UV map reconstruction. Eq. (6) enables texture queries to gather texture features from the image in a non-local manner. Eq. (7) allows those texture queries to exchange information with each other to effectively recover occluded texture. Altogether, the Texture Transformer will be more suitable for UV map prediction than a ConvNet." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 479, + 206, + 491 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 479, + 206, + 491 + ], + "spans": [ + { + "bbox": [ + 131, + 479, + 206, + 491 + ], + "type": "text", + "content": "3.3 Learning" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 500, + 489, + 535 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 500, + 489, + 535 + ], + "spans": [ + { + "bbox": [ + 130, + 500, + 489, + 535 + ], + "type": "text", + "content": "Our learning objective largely follows previous methods in the analysis-by-synthesis paradigm [18, 25, 29, 39, 43, 47]. It includes a rendering loss, a saliency loss, and a regularization loss." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "type": "text", + "content": "We employ a differentiable renderer [43] to render an image " + }, + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "type": "inline_equation", + "content": "\\tilde{I}" + }, + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "type": "text", + "content": " and a silhouette mask " + }, + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "type": "inline_equation", + "content": "\\tilde{S}" + }, + { + "bbox": [ + 130, + 536, + 482, + 583 + ], + "type": "text", + "content": " from the predicted pose, mesh, and UV map. The pose corresponds to the camera-multiplex hypothesis with the highest probability. The rendering loss is formulated as:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 218, + 593, + 481, + 608 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 593, + 481, + 608 + ], + "spans": [ + { + "bbox": [ + 218, + 593, + 481, + 608 + ], + "type": "interline_equation", + "content": "\\ell^ {\\text {R E N}} = \\| \\boldsymbol {I} - \\tilde {\\boldsymbol {I}} \\| _ {2} ^ {2} + \\lambda^ {\\text {P E R}} \\| \\phi (\\boldsymbol {I}) - \\phi (\\tilde {\\boldsymbol {I}}) \\| _ {2} ^ {2}, \\tag {9}", + "image_path": "f5372ad8dd80bf9291d1d0b44a64d4e9fdc7745cfcf2bc83a69571bc2e5aec64.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "text", + "content": " is the relu3_3 [28] layer of a pre-trained VGG16 [59], and " + }, + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "inline_equation", + "content": "\\lambda^{\\mathrm{PER}}" + }, + { + "bbox": [ + 130, + 616, + 481, + 640 + ], + "type": "text", + "content": " is a scalar hyperparameter set to 10." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "We compare the predicted object saliency map " + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": " and the annotated silhouette mask " + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "S^{\\mathrm{gt}}" + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": " through a binary cross entropy loss and a mask intersection-over-" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 162, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 138, + 113, + 460, + 309 + ], + "blocks": [ + { + "bbox": [ + 138, + 113, + 460, + 309 + ], + "lines": [ + { + "bbox": [ + 138, + 113, + 460, + 309 + ], + "spans": [ + { + "bbox": [ + 138, + 113, + 460, + 309 + ], + "type": "image", + "image_path": "435f19395431fd9d194cc20df72e80ca5175f362029b64948b4f57dda4f094c1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 213, + 319, + 399, + 331 + ], + "lines": [ + { + "bbox": [ + 213, + 319, + 399, + 331 + ], + "spans": [ + { + "bbox": [ + 213, + 319, + 399, + 331 + ], + "type": "text", + "content": "Fig. 3: Qualitative results on CUB-200-2011." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 350, + 361, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 350, + 361, + 363 + ], + "spans": [ + { + "bbox": [ + 132, + 350, + 361, + 363 + ], + "type": "text", + "content": "union (IoU) loss. The saliency loss is formulated as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 225, + 366, + 481, + 381 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 225, + 366, + 481, + 381 + ], + "spans": [ + { + "bbox": [ + 225, + 366, + 481, + 381 + ], + "type": "interline_equation", + "content": "\\ell^ {\\mathrm {S A L}} = \\ell^ {\\mathrm {B C E}} \\left(\\boldsymbol {S} ^ {\\mathrm {g t}}, \\boldsymbol {S}\\right) + \\ell^ {\\mathrm {I O U}} \\left(\\boldsymbol {S} ^ {\\mathrm {g t}}, \\boldsymbol {S}\\right), \\tag {10}", + "image_path": "50132151153cfb46ff262f250abb8293158b7925ed59a8d2835bb2814e739fa6.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 385, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 482, + 434 + ], + "type": "text", + "content": "Following prior works [18, 43, 47], we adopt a regularization loss " + }, + { + "bbox": [ + 130, + 385, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\ell^{\\mathrm{REG}}" + }, + { + "bbox": [ + 130, + 385, + 482, + 434 + ], + "type": "text", + "content": " which consists of a normal consistency loss [7], a Laplacian smoothing loss [7], a cross-instance consistency loss [47], and a uniformity regularization [21] on the multiplex pose hypotheses. The final objective is formulated as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 229, + 437, + 481, + 452 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 229, + 437, + 481, + 452 + ], + "spans": [ + { + "bbox": [ + 229, + 437, + 481, + 452 + ], + "type": "interline_equation", + "content": "\\ell = \\ell^ {\\text {R E N}} + \\lambda^ {\\text {S A L}} \\ell^ {\\text {S A L}} + \\lambda^ {\\text {R E G}} \\ell^ {\\text {R E G}} \\tag {11}", + "image_path": "15716075340627ca57ecbb53ce03e6b0131d5c49d5855683d0491435467a7b64.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "spans": [ + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "type": "inline_equation", + "content": "\\lambda^{\\mathrm{SAL}}" + }, + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "type": "inline_equation", + "content": "\\lambda^{\\mathrm{REG}}" + }, + { + "bbox": [ + 130, + 456, + 482, + 494 + ], + "type": "text", + "content": " are balancing weights. Our learning objective supervises both global and local shape/texture predictions. The detailed formulations of our loss function can be found in the supplementary material." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 507, + 230, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 507, + 230, + 521 + ], + "spans": [ + { + "bbox": [ + 132, + 507, + 230, + 521 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 529, + 205, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 529, + 205, + 540 + ], + "spans": [ + { + "bbox": [ + 132, + 529, + 205, + 540 + ], + "type": "text", + "content": "4.1 Datasets" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 545, + 481, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 569 + ], + "type": "text", + "content": "We evaluate our single-view 3D reconstruction method on CUB-200-2011 and ShapeNet datasets." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 570, + 481, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 617 + ], + "type": "text", + "content": "CUB-200-2011 [68] is one of the most widely used datasets for 3D reconstruction, featuring approximately 11,788 images across 200 bird species categories. We follow the community guideline to divide the dataset into 5,994 training images and 5,794 testing images." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "content": "ShapeNet [5] is a collaborative, large-scale dataset of richly-annotated synthetic 3D shape. We render each 3D object from ShapeNet into " + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "inline_equation", + "content": "64 \\times 64" + }, + { + "bbox": [ + 130, + 617, + 481, + 665 + ], + "type": "text", + "content": " images from 24 distinct angles and split the images into a training set, validation set and test set following the community guideline." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "D. Jia et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 156, + 121, + 459, + 302 + ], + "blocks": [ + { + "bbox": [ + 156, + 121, + 459, + 302 + ], + "lines": [ + { + "bbox": [ + 156, + 121, + 459, + 302 + ], + "spans": [ + { + "bbox": [ + 156, + 121, + 459, + 302 + ], + "type": "image", + "image_path": "9a5bee92c1e5413a07acc02a6fca4dcf1e2a7ccf1c418e222c8bbcb606badf38.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 319, + 480, + 341 + ], + "lines": [ + { + "bbox": [ + 131, + 319, + 480, + 341 + ], + "spans": [ + { + "bbox": [ + 131, + 319, + 480, + 341 + ], + "type": "text", + "content": "Fig. 4: Shape reconstruction obtained by our approach on CUB-200-2011 from 6 different viewpoints." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 365, + 257, + 376 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 365, + 257, + 376 + ], + "spans": [ + { + "bbox": [ + 132, + 365, + 257, + 376 + ], + "type": "text", + "content": "4.2 Evaluation Metrics" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 386, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 386, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 386, + 482, + 555 + ], + "type": "text", + "content": "On CUB-200-2011, we use Mask IoU and PCK to measure the accuracy of 3D reconstruction, and SSIM for assessing texture synthesis quality. For ShapeNet, we measure the Chamfer-L1 distance (with ICP alignment) between reconstructed and ground truth meshes. Mask IoU calculates the intersection over union between generated and actual silhouette masks, assessing the accuracy of 2D projections. Percent of Correct Keypoints (PCK) [35] evaluates the precision of keypoint localization, with higher PCK reflecting better 3D reconstruction accuracy. The Structural Similarity Index (SSIM) [67] measures the similarity between two images by considering structural information, texture, luminance, and contrast. Chamfer-L1 distance [46] combines accuracy (average distance from points on the generated mesh to nearest points on the ground truth) and completeness (average distance from points on the ground truth to nearest points on the generated mesh). Following [47], we use Iterative Closest Point (ICP) [1] to align predicted shapes for fair comparisons." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 573, + 279, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 573, + 279, + 585 + ], + "spans": [ + { + "bbox": [ + 132, + 573, + 279, + 585 + ], + "type": "text", + "content": "4.3 Implementation Details" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Following prior studies [25, 29, 39, 47], we start with a spherical mesh of 642 vertices and 1280 faces, scaling it into an ellipsoid with a fixed anisotropic factor of 0.6. Our setup uses " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "64 \\times 64" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " resolution for both image and texture maps across the ShapeNet and CUB-200-2011 datasets. We utilize the Soft Rasterizer [43] for differentiable rendering and a U-Net architecture [57] with six encoder and four decoder layers with channels of [16, 16, 32, 64, 128, 256] and [256, 256," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 482, + 254 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 482, + 254 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 482, + 254 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 482, + 254 + ], + "type": "image", + "image_path": "4a16c34a68f50c8752df85eacbba2ff0dec2a17806ad3a5c796d886b6fddb5fd.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 223, + 265, + 389, + 277 + ], + "lines": [ + { + "bbox": [ + 223, + 265, + 389, + 277 + ], + "spans": [ + { + "bbox": [ + 223, + 265, + 389, + 277 + ], + "type": "text", + "content": "Fig.5: Qualitative results on ShapeNet." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 134, + 331, + 482, + 404 + ], + "blocks": [ + { + "bbox": [ + 130, + 288, + 482, + 321 + ], + "lines": [ + { + "bbox": [ + 130, + 288, + 482, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 288, + 482, + 321 + ], + "type": "text", + "content": "Table 2: Chamfer-L1 distance and Structural Similarity (SSIM) evaluation on ShapeNet. DVR uses camera pose annotations in addition to silhouette masks; Unicorn eliminates mask supervision through background modeling." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 331, + 482, + 404 + ], + "lines": [ + { + "bbox": [ + 134, + 331, + 482, + 404 + ], + "spans": [ + { + "bbox": [ + 134, + 331, + 482, + 404 + ], + "type": "table", + "html": "
Chamfer-L1 ↓TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
DVR [48]0.3030.2030.3710.1140.2550.2540.2570.3630.1910.1300.3210.3120.180
Unicorn [47]0.2430.1680.2530.1100.1590.1540.2200.5230.1270.0970.2030.2350.173
AST (Ours)0.2180.1590.2450.1090.1640.1320.2170.3560.0960.0890.1930.2440.160
SSIM (%,↑)TableCarChairAirplaneBenchCabinetDisplayLampPhoneRifleSofaSpeakerVessel
Unicorn [47]82.387.280.487.283.183.880.479.888.590.780.976.589.5
AST (Ours)87.089.286.494.188.187.987.690.692.489.685.583.792.0
", + "image_path": "b68c5c9a941653a8101fac83683b90bbc3ef45c2c9a7b78c3ae714c5fd84c51b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "text", + "content": "128, 128], respectively. The feature map output is " + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "inline_equation", + "content": "64 \\times 64 \\times 128" + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "text", + "content": ". A Resnet-18 extracts pose and global shape/texture codes, with six pose hypotheses. Each Transformer (Shape and Texture) operates with a single decoder layer. We apply various loss weights: rendering and cross-instance consistency at 1, and saliency, normal consistency, Laplacian smoothing, and uniformity regularization at 0.01, 0.01, 0.01, and 0.05, respectively. The Shape Transformer uses 642 queries, while the Texture Transformer employs 1024 to create a " + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "inline_equation", + "content": "32 \\times 32" + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "text", + "content": " texture map, upscaled to " + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "inline_equation", + "content": "64 \\times 64" + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "text", + "content": ". Training occurs on a Nvidia V100 GPU using Adam [32] at a learning rate of " + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "inline_equation", + "content": "1 \\times 10^{-4}" + }, + { + "bbox": [ + 130, + 425, + 482, + 533 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 550, + 259, + 562 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 550, + 259, + 562 + ], + "spans": [ + { + "bbox": [ + 131, + 550, + 259, + 562 + ], + "type": "text", + "content": "4.4 Evaluation on CUB" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "We present a quantitative comparison on the CUB-200-2011 dataset using metrics like Mask IoU, PCK for shape reconstruction, and SSIM for texture quality, as shown in Tab. 1. Our method surpasses previous state-of-the-art models in all metrics, demonstrating superior shape accuracy and texture realism. Qualitatively, as shown in Fig. 3, our approach outperforms methods like Unicorn [47], which compromises results due to its background modeling approach. UMR [39] and SMR [25] miss finer shape details and realistic textures, respectively, while HybridInv [52] offers competitive results but requires inefficient test-time opti" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "D. Jia et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": "mization. The input image size is " + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "inline_equation", + "content": "64 \\times 64" + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": ". For better visual appeal, we display the original size as " + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 130, + 116, + 482, + 165 + ], + "type": "text", + "content": ". Overall, our method effectively handles the inherent variability in natural images, producing precise and realistic 3D reconstructions, more reconstruction results are provided in the supplementary material." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 182, + 284, + 196 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 182, + 284, + 196 + ], + "spans": [ + { + "bbox": [ + 131, + 182, + 284, + 196 + ], + "type": "text", + "content": "4.5 Evaluation on ShapeNet" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 202, + 483, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 202, + 483, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 202, + 483, + 396 + ], + "type": "text", + "content": "We compare our approach with DVR [48], and Unicorn [47]. DVR relies on additional annotations like camera and keypoints along with silhouette masks for supervision, whereas Unicorn operates unsupervised, avoiding mask annotations through background modeling. In our quantitative evaluation (Tab. 2), we use Chamfer-L1 distance to assess shape dissimilarity and SSIM to evaluate texture quality. Results show our model outperforming Unicorn, particularly in complex shapes such as tables, and surpassing DVR which utilize extensive annotations. We excluded SMR from our comparison due to irreproducible results, also observed by Monnier et al. [47]; Similarly, we were unable to fully reproduce the Unicorn results in the cabinet, sofa, speaker, and vessel categories, so we have replaced them with our own reproduced results. Our model significantly excels in texture realism, evidenced by superior SSIM scores over Unicorn. Qualitative comparisons in Fig. 5 reveal our model's enhanced handling of subtle texture details, like the gray roof of the car and table legs, showcasing greater realism than Unicorn. Overall, our method provides more accurate shapes and realistic textures compared to previous models." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 425, + 256, + 436 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 425, + 256, + 436 + ], + "spans": [ + { + "bbox": [ + 131, + 425, + 256, + 436 + ], + "type": "text", + "content": "4.6 Additional Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 445, + 317, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 317, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 317, + 552 + ], + "type": "text", + "content": "We also conducted experiments on a new large-scale real-world dataset, OmniObject3D [73]. We selected the banana category and evaluated the Chamfer-L1 distance and SSIM, comparing our method with Unicorn [47]. As shown in Tab. 3, the experimental results show that our method maintains superior performance on this latest dataset." + } + ] + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 322, + 462, + 486, + 520 + ], + "blocks": [ + { + "bbox": [ + 321, + 429, + 482, + 452 + ], + "lines": [ + { + "bbox": [ + 321, + 429, + 482, + 452 + ], + "spans": [ + { + "bbox": [ + 321, + 429, + 482, + 452 + ], + "type": "text", + "content": "Table 3: Evaluation on OmniObject3D using Chamfer-L1 and SSIM." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 322, + 462, + 486, + 520 + ], + "lines": [ + { + "bbox": [ + 322, + 462, + 486, + 520 + ], + "spans": [ + { + "bbox": [ + 322, + 462, + 486, + 520 + ], + "type": "table", + "html": "
MethodsBanana
Chamfer-L1 ↓ SSIM (%,↑)
Unicorn [47]0.37581.7
Ours0.27285.8
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MethodsMask IoU (%,↑)SSIM (%,↑)PCK (%,↑)
Ours w/o ST74.677.859.2
Ours w/o TT75.365.355.5
Ours81.686.064.7
", + "image_path": "82f61772eb9041df14da0b89317a6b31eb0440b4c6f91f3b37dcae48a640ff89.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 216, + 289, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 216, + 289, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 216, + 289, + 407 + ], + "type": "text", + "content": "rendering loss backpropagation. Visual results in Fig. 3 demonstrate degraded performance when either ST or TT is removed. For ShapeNet, removing ST results in a notable decrease in Chamfer-L1 distance performance, particularly for complex objects like chairs and tables, highlighting ST's role in refining shape. While removing TT has a lesser impact on shape metrics, it significantly deteriorates texture quality, as shown in Tab. 5 with further visual ablation results available in the supplementary material." + } + ] + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 294, + 261, + 481, + 393 + ], + "blocks": [ + { + "bbox": [ + 294, + 228, + 482, + 250 + ], + "lines": [ + { + "bbox": [ + 294, + 228, + 482, + 250 + ], + "spans": [ + { + "bbox": [ + 294, + 228, + 482, + 250 + ], + "type": "text", + "content": "Table 5: Ablation study on ShapeNet using Chamfer-L1 and SSIM." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 294, + 261, + 481, + 393 + ], + "lines": [ + { + "bbox": [ + 294, + 261, + 481, + 393 + ], + "spans": [ + { + "bbox": [ + 294, + 261, + 481, + 393 + ], + "type": "table", + "html": "
MethodsTableCar Chamfer-L1 ↓
Ours w/o ST0.3140.1720.2820.111
Ours w/o TT0.2400.1610.2620.109
Ours0.2180.1590.2450.109
MethodsTableCar SSIM (%,↑)
Ours w/o ST86.688.985.992.4
Ours w/o TT83.486.383.191.9
Ours87.089.286.494.1
", + "image_path": "94400edb057202a853bbe60c40592326e1bde88676eec47e774dc633f7709b44.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 426, + 220, + 438 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 426, + 220, + 438 + ], + "spans": [ + { + "bbox": [ + 132, + 426, + 220, + 438 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 450, + 481, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 481, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 481, + 533 + ], + "type": "text", + "content": "This paper introduces a novel Analysis-by-Synthesis Transformer for single-view 3D reconstruction. It addresses the limitations of existing analysis-by-synthesis methods in shape reconstruction and texture generation through effective pixel-to-shape and pixel-to-texture modeling. Extensive experiments on the CUB200-2011 and ShapeNet datasets demonstrate that our approach enhances reconstruction accuracy and texture quality, surpassing previous state-of-the-art methods." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 534, + 482, + 619 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 534, + 482, + 619 + ], + "spans": [ + { + "bbox": [ + 130, + 534, + 482, + 619 + ], + "type": "text", + "content": "Limitations: A limitation of our method is that it can only reconstruct meshes of a fixed topology that is homeomorphic to a sphere and cannot handle concave shapes. This is a common limitation shared by all analysis-by-synthesis methods that perform shape reconstruction by deforming a sphere mesh, including CMR [29], UCMR [18], SMR [25], and Unicorn [47]. In future work, we will integrate the proposed Analysis-by-Synthesis Transformer and the mesh topology modification network [49] for more flexible 3D reconstruction." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 630, + 481, + 654 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 630, + 481, + 654 + ], + "spans": [ + { + "bbox": [ + 131, + 630, + 481, + 654 + ], + "type": "text", + "content": "Acknowledgements. This work was supported in part by the National Science Foundation (NSF) grants ECCS-2400900 and CNS-1828265." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "D. 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In: Proceedings of the IEEE International Conference on Computer Vision. pp. 57-65 (2017)" + } + ] + } + ], + "index": 17 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 163, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analysis-by-Synthesis Transformer for Single-View 3D Reconstruction" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_content_list.json b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..8a396ba79696af4989b8771ad592fcd7f7fd5053 --- /dev/null +++ b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_content_list.json @@ -0,0 +1,1955 @@ +[ + { + "type": "text", + "text": "Analytic-Splatting: Anti-Aliased 3D Gaussian Splatting via Analytic Integration", + "text_level": 1, + "bbox": [ + 241, + 140, + 759, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Zhihao Liang $^{1,*}$ , Qi Zhang $^{2,\\dagger}$ , Wenbo Hu $^{2}$ , Lei Zhu $^{3}$ , Ying Feng $^{2}$ , and Kui Jia $^{4,\\dagger}$", + "bbox": [ + 328, + 210, + 671, + 243 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ South China University of Technology", + "bbox": [ + 369, + 253, + 632, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Tencent AI Lab $^{3}$ City University of Hong Kong", + "bbox": [ + 331, + 268, + 671, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{4}$ School of Data Science, The Chinese University of Hong Kong, Shenzhen", + "bbox": [ + 256, + 282, + 746, + 297 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "https://lzhnb.github.io/project-pages/analytic-splatting/", + "bbox": [ + 310, + 297, + 691, + 311 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. 3D Gaussian Splatting (3DGS) recently gained popularity by combining the advantages of both primitive-based and volumetric 3D representations, resulting in improved quality and efficiency for 3D scene rendering. However, 3DGS is not alias-free and still produces severe blurring or jaggies when rendered at varying resolutions because the discrete sampling scheme used treats each pixel as an isolated single point, which is insensitive to changes in the footprints of pixels and is restricted in sampling bandwidth. In this paper, we use a conditioned logistic function as the analytic approximation of the cumulative distribution function (CDF) of the Gaussian signal and calculate the integral by subtracting the CDFs. We introduce this approximation to two-dimensional pixel shading and present Analytic-Splatting, which analytically approximates the Gaussian integral within the 2D-pixel window area to better capture the intensity response of each pixel. Then, we use the approximated response of the pixel window integral area to participate in the transmittance calculation of volume rendering, making Analytic-Splatting sensitive to the changes in pixel footprint at different resolutions. Extensive experiments on various datasets validate that our approach has better anti-aliasing capability that gives more details and better fidelity.", + "bbox": [ + 259, + 349, + 743, + 614 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: 3D Gaussian Splatting $\\cdot$ Anti-Aliasing $\\cdot$ View Synthesis $\\cdot$ Cumulative Distribution Function (CDF) $\\cdot$ Analytic Approximation", + "bbox": [ + 259, + 627, + 740, + 656 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 705, + 375, + 722 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Novel view synthesis of a scene captured from multiple images has achieved great progress due to the rapid advancements of neural rendering. As a prominent representative, Neural Radiance Field (NeRF) [25] models the scene using a neural volumetric representation, enabling photorealistic rendering of novel", + "bbox": [ + 212, + 739, + 787, + 801 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Work was done during an internship at Tencent AI Lab.", + "bbox": [ + 215, + 810, + 607, + 824 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† Corresponding authors.", + "bbox": [ + 222, + 824, + 390, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/711f94658df6110409d0dd9558a24d809df432f7f4d0a799dfebe5499ccee808.jpg", + "image_caption": [ + "Fig. 1: For shading a pixel by a Gaussian signal, 3DGS (a) only treats the Gaussian signal value corresponding to the pixel center as the intensity response. Analytic-Splatting (b) instead considers an analytic approximation of the integral over the pixel window area as the intensity response. Compared to 3DGS, Analytic-Splatting has anti-aliasing capability and better detail fidelity." + ], + "image_footnote": [], + "bbox": [ + 222, + 143, + 781, + 364 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "views via ray casting. Ray casting trades off efficiency with quality, and subsequent works [9, 26, 34] are proposed to have a better quality-efficiency balance. Recently, 3D Gaussian Splatting (3DGS) [18] proposes a GPU-friendly differentiable rasterization that incorporates explicit primitives, achieving high-quality and real-time renderings for novel view synthesis. In contrast to the ray casting in NeRF, which renders a pixel by accumulating the radiance of samples along the ray that intersects the image plane at the pixel, 3DGS employs a rasterization-based technique that can be rasterized very efficiently. Specifically, 3DGS represents the scene as a set of anisotropic 3D Gaussians with scene properties; when rendering a pixel, 3DGS orders and projects these 3D Gaussians onto the image plane as 2D Gaussians, and then queries values and scene properties associated with the Gaussians that have overlaps with the pixel, and finally shades the pixel by cumulatively compositing these queried values and properties.", + "bbox": [ + 212, + 486, + 787, + 683 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "3DGS works for scene representation learning and novel view synthesis at constant resolutions; however, its performance degrades greatly either when the multi-view images are captured at varying distances, or when the novel view to be rendered has a resolution different from those of the captured images. The main reason is that the footprint of the pixel changes at different resolutions. Specifically, footprint denotes the ratio between the pixel window area in screen space and its covered Gaussian signals region in the world space. Besides, 3DGS is insensitive to such changes since it treats each pixel as an isolated point (i.e. merely pixel center) when retrieving the corresponding Gaussian values; Fig. 1a gives an illustration. As a result, 3DGS could produce significant artifacts", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "(e.g. blurry or jaggies) especially when pixel footprints change drastically (e.g. synthesizing novel views with zooming-in and zooming-out effects).", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In 3DGS, a continuous signal in the image space is represented as a set of $\\alpha$ -blended 2D Gaussians, and the pixel shading is a process of integrating the signal response within each pixel area; artifacts in 3DGS are caused by the limited sampling bandwidth for the Gaussians that retrieves erroneous responses, especially when the pixel footprint changes drastically [2, 37]. It is possible to increase sampling bandwidth (i.e. via super sampling) or use prefiltering techniques to alleviate this problem; for example, Mip-Splatting [37] employs the prefiltering technique and presents a hybrid filtering mechanism to regularize the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. While Mip-Splatting overcomes most aliasing in 3DGS, it is limited in capturing details and synthesizes over-smoothed results. Consequently, solving the integral of Gaussian signals within the pixel window area as intensity responses is crucial for both anti-aliasing and capturing details.", + "bbox": [ + 212, + 178, + 785, + 375 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this paper, we revisit pixel shading in 3DGS and introduce an analytic approximation of the window integral response of Gaussian signals for anti-aliasing. Rather than discrete sampling in 3DGS and prefiltering in Mip-Splatting, we analytically approximate the integral within each pixel area as shown in Fig. 1b. We term our method as Analytic-Splatting. Compared with Mip-Splatting, which approximates the pixel window as a 2D Gaussian low-pass filter, our proposed method does not suppress the high-frequency components in Gaussian signals and can better preserve high-quality details. Experiments show that our method removes the aliasing existing in 3DGS and other methods while synthesizing more details with better fidelity. We summarize our contributions as follows.", + "bbox": [ + 212, + 375, + 787, + 525 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We revisit the causes of aliasing in 3D Gaussian Splatting from the perspective of signal window response and derive an analytic approximation of the window response for Gaussian signals;", + "- Based on the derivation, we present Analytic-Splatting that improves the pixel shading in 3D Gaussian Splatting to achieve anti-aliasing and better detail fidelity, achieving state-of-the-art results on challenging datasets." + ], + "bbox": [ + 225, + 537, + 782, + 625 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 654, + 395, + 669 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Neural Rendering. Recently, neural rendering techniques exemplified by Neural Radiance Field (NeRF) [25] have achieved impressive results in novel view synthesis, and further enhanced several advanced tasks [15, 16, 23, 24, 27, 31, 35]. Nevertheless, the ray-tracing volume rendering used in NeRF hinders the real-time rendering performance, restricting the application prospects of NeRF. While several NeRF variants adopt efficient sampling strategies [21, 26, 36] or use explicit/hybrid representations [6,9,10,30] with higher capacities, their sampling schemes are still costly and difficult to achieve real-time rendering. To overcome these limitations, 3DGS [18] employs forward mapping volume rendering technology and implements GPU-friendly tile-based rasterization to achieve", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 607, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "real-time rendering and impressive rendering results. Due to its real-time rendering capability and impressive rendering performance, 3DGS has been widely used in advanced tasks such as Human/Avatar modeling [13,28,39,41], surface reconstruction [7,11], inverse rendering [17,22,29], physical simulation [8,33], etc. Although rasterization makes 3DGS avoid tough sampling problems along rays and achieve promising results, it also introduces aliasing caused by restricted sampling bandwidth when shading pixels using 2D Gaussians. And the aliasing will be noticeable when the pixel footprint changes drastically (e.g. zooming in and out). In this paper, we study the errors introduced by the discrete sampling scheme used in 3DGS and introduce our advanced solution.", + "bbox": [ + 212, + 146, + 787, + 296 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Anti-Aliasing. Aliasing is the phenomenon of overlapping frequency components when the discrete sampling rate is below the Nyquist rate. Anti-aliasing is critical for rendering high-fidelity results, which has been extensively explored in the computer graphics and vision community [1, 20, 32]. In the context of NeRFs, MipNeRF [2] and Zip-NeRF [4] pioneer the use of prefiltering and multisampling to address the aliasing issue in neural radiance fields (NeRF). Recent works also explored the anti-aliased NeRF for unbounded scenes [3], efficient reconstruction [14], and surface reconstruction [40]. All these works are built upon the ray-tracing volume rendering to consider the pixel footprint, by replacing the original ray-casting with cone-casting. However, the ray-tracing volume rendering is too computationally expensive to achieve real-time rendering. On the other hand, 3DGS [18] introduced real-time rasterization-based volume rendering but suffers from aliasing artifacts due to the discrete sampling during shading pixels using projected Gaussians. To this end, Mip-Splatting [37] presents a hybrid filtering mechanism to restrict the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. Nevertheless, this low-pass filtering strategy hinders the capability to preserve high-quality details. In contrast, our approach introduces an analytic approximation of the integral within the pixel area to better capture the intensity response of each pixel, harvesting both aliasing-free and detail-preserving rendering results.", + "bbox": [ + 212, + 297, + 787, + 599 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 618, + 382, + 633 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we give the technical background necessary for the presentation of our proposed method.", + "bbox": [ + 212, + 645, + 785, + 672 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3D Gaussian Splatting (3DGS) [18] explicitly represents 3D scene as a set of primitives $\\{\\pmb{p}_i\\}_{i=1}^N$ . Given any primitive $\\pmb{p} \\in \\{\\pmb{p}_i\\}_{i=1}^N$ , 3DGS models it as a 3D Gaussian signal with mean vector $\\pmb{\\mu} \\in \\mathbb{R}^3$ (i.e. the position of primitive $\\pmb{p}$ ) and covariance matrix $\\pmb{\\Sigma} \\in \\mathbb{R}^{3 \\times 3}$ . Note that $\\pmb{\\Sigma}$ is factorized into a scaling matrix $\\pmb{S}$ and a rotation matrix $\\pmb{R}$ as $\\pmb{\\Sigma} = \\pmb{R}\\pmb{S}\\pmb{S}^\\top\\pmb{R}^\\top$ .", + "bbox": [ + 212, + 675, + 787, + 750 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Given an extrinsic matrix $\\pmb{T}$ and a projection matrix $\\pmb{K}$ , we get the projected position $\\hat{\\pmb{\\mu}}$ and covariance matrix $\\hat{\\pmb{\\Sigma}}$ in 2D screen space as:", + "bbox": [ + 212, + 750, + 787, + 781 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\boldsymbol {\\mu}} = K T [ \\boldsymbol {\\mu}, 1 ] ^ {\\top}, \\quad \\hat {\\boldsymbol {\\Sigma}} = J T \\boldsymbol {\\Sigma} T ^ {\\top} J ^ {\\top}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 369, + 785, + 785, + 804 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\pmb{J}$ is the Jacobian matrix of the affine approximation of the perspective projection [42-44]. Note that 3DGS only retains the second-order values of $\\hat{\\pmb{\\mu}}$", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "and $\\hat{\\pmb{\\Sigma}}$ as $\\hat{\\pmb{\\mu}}\\in \\mathbb{R}^2$ and $\\hat{\\pmb{\\Sigma}}\\in \\mathbb{R}^{2\\times 2}$ respectively. The projected 2D Gaussian signal for the pixel $\\pmb{u}$ is given:", + "bbox": [ + 212, + 143, + 782, + 176 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\ng ^ {2 \\mathrm {D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}}, \\hat {\\boldsymbol {\\Sigma}}) = \\exp \\left(- \\frac {1}{2} (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}}) ^ {\\top} \\hat {\\boldsymbol {\\Sigma}} ^ {- 1} (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}})\\right), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 326, + 185, + 785, + 218 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Using the projected 2D Gaussian signal, 3DGS derives the volume transmittance and shades the color of pixel $\\pmb{u}$ through:", + "bbox": [ + 214, + 224, + 782, + 255 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {C} (\\boldsymbol {u}) = \\sum_ {i = 1} ^ {N} T _ {i} g _ {i} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {i}, \\hat {\\boldsymbol {\\Sigma}} _ {i}) \\alpha_ {i} \\boldsymbol {c} _ {i}, \\quad T _ {i} = \\prod_ {j = 1} ^ {i - 1} (1 - g _ {j} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {j}, \\hat {\\boldsymbol {\\Sigma}} _ {j}) \\alpha_ {j}), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 263, + 265, + 785, + 306 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where the symbols with the subscript $i$ indicate the attributes related to the primitive $\\pmb{p}_i$ . Specifically, $\\alpha_{i}$ and $\\pmb{c}_i$ respectively denote the opacity and view-dependent color of primitive $\\pmb{p}_i$ .", + "bbox": [ + 212, + 315, + 782, + 359 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For better understanding, we further formulate the 2D Gaussian signal $g^{2\\mathrm{D}}$ in Eq. (2) as a flattened expression. Considering $\\hat{\\pmb{\\Sigma}}$ is a real-symmetric $2\\times 2$ matrix, we numerically express $\\hat{\\pmb{\\Sigma}}$ and $\\hat{\\pmb{\\Sigma}}^{-1}$ as:", + "bbox": [ + 212, + 359, + 784, + 405 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\hat {\\boldsymbol {\\Sigma}} = \\left[ \\begin{array}{l l} \\hat {\\Sigma} _ {1 1} & \\hat {\\Sigma} _ {1 2} \\\\ \\hat {\\Sigma} _ {1 2} & \\hat {\\Sigma} _ {2 2} \\end{array} \\right], \\quad \\hat {\\boldsymbol {\\Sigma}} ^ {- 1} = \\frac {1}{| \\hat {\\boldsymbol {\\Sigma}} |} \\left[ \\begin{array}{c c} \\hat {\\Sigma} _ {2 2} & - \\hat {\\Sigma} _ {1 2} \\\\ - \\hat {\\Sigma} _ {1 2} & \\hat {\\Sigma} _ {1 1} \\end{array} \\right] = \\left[ \\begin{array}{c c} a & b \\\\ b & c \\end{array} \\right], \\tag {4} \\\\ a = \\frac {\\hat {\\Sigma} _ {2 2}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\quad b = - \\frac {\\hat {\\Sigma} _ {1 2}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\quad c = \\frac {\\hat {\\Sigma} _ {1 1}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 300, + 415, + 785, + 489 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "given the pixel $\\pmb{u} = [u_x, u_y]^\\top$ and the projected position $\\hat{\\pmb{\\mu}} = [\\hat{\\mu}_x, \\hat{\\mu}_y]^\\top$ in 2D screen space, Eq. (2) can be rewritten as:", + "bbox": [ + 212, + 498, + 782, + 530 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} g ^ {2 \\mathrm {D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}}, \\hat {\\boldsymbol {\\Sigma}}) = \\exp \\left(- \\frac {a}{2} \\hat {u} _ {x} ^ {2} - \\frac {c}{2} \\hat {u} _ {y} ^ {2} - b \\hat {u} _ {x} \\hat {u} _ {y}\\right), \\tag {5} \\\\ \\hat {u} _ {x} = u _ {x} - \\hat {\\mu} _ {x}, \\quad \\hat {u} _ {y} = u _ {y} - \\hat {\\mu} _ {y}. \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 341, + 539, + 784, + 584 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Remark. It is worth noting that 3DGS treats each pixel as an isolated, single point when calculating its corresponding Gaussian value, as shown in Eq. (5). This approximating scheme functions effectively when training and testing images to capture the scene content from a relatively consistent distance. However, when the pixel footprint changes due to focal length or camera distance adjustments, 3DGS renderings exhibit considerable artifacts, such as thin Gaussians observed during zooming in. As a result, it is crucial to define the pixel as a window area and calculate the corresponding intensity response by integrating the Gaussian signal within this domain. Rather than using the intuitive but time-consuming super sampling, it would be better to tackle the problem more analytically, given that the Gaussian signal is a continuous function.", + "bbox": [ + 212, + 592, + 784, + 758 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Methods", + "text_level": 1, + "bbox": [ + 215, + 779, + 336, + 794 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In Sec. 3, we observe that 3DGS ignores the window area of each pixel, and only considers the Gaussian value corresponding to the pixel center as its intensity", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 606, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/2f9154cfe7418dc324c5a6b2492641e7f7db80d2d956ab32170b9c2bd3306df9.jpg", + "image_caption": [ + "(a) Integration (Ground-truth)" + ], + "image_footnote": [], + "bbox": [ + 223, + 150, + 405, + 200 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/943f75e53827daa4d177f062ca4c8e691866686379dad3d1c2267659023c0a75.jpg", + "image_caption": [ + "(b) Baseline (3DGS)" + ], + "image_footnote": [], + "bbox": [ + 413, + 151, + 589, + 200 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/a2dc861524b1ea246d02a8b5018a66b2b7e887e600e25cdb92efe30820fa4edc.jpg", + "image_caption": [ + "(c) Super Sampling (3DGS-SS)" + ], + "image_footnote": [], + "bbox": [ + 598, + 151, + 777, + 200 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/c2a7a7adfa8ee6a4bf2d9e7c53ee59a4978e0d23468d7cf4bf91fd3b3b0b7c98.jpg", + "image_caption": [ + "(d) Filtering (Mip-Splatting)" + ], + "image_footnote": [], + "bbox": [ + 263, + 224, + 442, + 279 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/9caf91b87b290894dc7e21b8a251b098c3040a4ed24f0c1f315e4de2f5c01177.jpg", + "image_caption": [ + "(e) Analytic Approximation (Ours)", + "Fig. 2: Example diagram of the signal integration within window area and the approximation schemes used in different methods." + ], + "image_footnote": [], + "bbox": [ + 486, + 222, + 740, + 280 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "response. This approach would inevitably produce artifacts due to fluctuations of the pixel footprint under different resolutions. To address this problem, we are motivated to derive an analytical approximation of a 2D Gaussian signal within the pixel window area to accurately describe the intensity response of the imaging pixel. Subsequently, we plan to apply this derived integration to replace $g^{2\\mathrm{D}}$ in the 3DGS framework.", + "bbox": [ + 212, + 364, + 787, + 455 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Revisiting One-dimensional Gaussian Signal Response", + "text_level": 1, + "bbox": [ + 214, + 482, + 705, + 498 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Before describing our proposed method, we first revisit the example of the integrated response of a one-dimensional Gaussian signal within a window area for better understanding. Given a signal $g(x)$ and a window area $[x_1, x_2]$ , we aim to get the response by integrating the signal $\\mathcal{I}_g = \\int_{x_1}^{x_2} g(x) \\, \\mathrm{d}x$ within this domain as shown in Fig. 2a. For an unknown signal, Monte Carlo sampling within the window area is a feasible approach to approximate the integral as demonstrated in Fig. 2b and Fig. 2c, and the approximation result $\\mathcal{I}_g \\approx \\frac{x_2 - x_1}{N} \\sum_{i=1}^{N} g(x_i)$ , $x_i \\in [x_1, x_2]$ will be more accurate as the number of samples $N$ increases. Nonetheless, increasing the number of samples (i.e., super-sampling) increases the computational burden significantly.", + "bbox": [ + 212, + 511, + 787, + 662 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Fortunately, our goal in the 3DGS framework is to obtain the intensity response of the Gaussian signal within the window area $[x_1, x_2]$ . Given that the Gaussian signal is a continuous real-valued function, it is natural to derive an analytical approximation to the Gaussian definite integral (Fig. 2a) which is more accurate compared to the numerical integration (Fig. 2b and Fig. 2c). For instance, in Mip-Splatting, the window area is treated as a Gaussian kernel $g_{\\mathrm{w}}$ and the integral is approximated as the result of sampling after convolving the Gaussian signal with the Gaussian kernel $\\mathcal{I}_g \\approx g \\circledast g_{\\mathrm{w}}^1$ as shown in Fig. 2d. While this prefiltering approximates the integral well in most cases, it still intro-", + "bbox": [ + 212, + 662, + 787, + 800 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 5 + }, + { + "type": "page_footnote", + "text": "1 the standard deviation $\\sigma$ in $g_{\\mathrm{w}}$ is set to 0.1. Note that the result of convolving a Gaussian signal with a Gaussian kernel is still a Gaussian signal.", + "bbox": [ + 215, + 810, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "duces a large gap when the Gaussian signal $g$ mainly consists of high-frequency components (i.e., with small standard deviation $\\sigma$ ).", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To overcome these shortcomings, we are motivated to calculate the integral within the window area analytically. Specifically, the problem of evaluating the definite integral within $[x_1,x_2]$ can be simplified to the subtraction of two improper integrals by applying the first part of the fundamental theorem of calculus. Let $G(x)$ be the cumulative distribution function (CDF) of the standard Gaussian distribution $g(x)$ defined by,", + "bbox": [ + 212, + 176, + 784, + 267 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nG (x) = \\int_ {- \\infty} ^ {x} g (u) \\mathrm {d} u, \\quad g (x) = \\frac {1}{\\sqrt {2 \\pi}} \\exp \\left(- \\frac {x ^ {2}}{2}\\right), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 320, + 273, + 782, + 306 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "and the definite integral of $g(x)$ within $[x_1, x_2]$ can be expressed as,", + "bbox": [ + 214, + 313, + 702, + 329 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {I} _ {g} = G \\left(x _ {2}\\right) - G \\left(x _ {1}\\right). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 426, + 335, + 784, + 352 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "However, this CDF of the Gaussian function (defined using the error function erf) is not closed-form. We start by approximating the CDF $G(x)$ and find an important corollary, i.e.,", + "bbox": [ + 212, + 358, + 782, + 402 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Definition 1. The logistic function $S(x)$ is an analytic approximation of the CDF $G(x)$ with standard deviation $\\sigma = 1$ , which is defined as [5],", + "bbox": [ + 214, + 407, + 784, + 439 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nS (x) = \\frac {1}{1 + \\exp (- 1 . 6 \\cdot x - 0 . 0 7 \\cdot x ^ {3})}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 369, + 446, + 782, + 476 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This analytic approximation also shares properties of the CDF $G(x)$ :", + "bbox": [ + 215, + 494, + 712, + 508 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "1. $S(x)$ is non-decreasing and right-continuous, satisfying", + "bbox": [ + 220, + 513, + 638, + 529 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\lim _ {x \\to - \\infty} G (x) = \\lim _ {x \\to - \\infty} S (x) = 0 \\quad \\text {a n d} \\quad \\lim _ {x \\to + \\infty} G (x) = \\lim _ {x \\to + \\infty} S (x) = 1.\n$$\n", + "text_format": "latex", + "bbox": [ + 269, + 537, + 759, + 556 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "2. The curve of $S(x)$ has 2-fold rotational symmetry around the point $(0,1/2)$ ,", + "bbox": [ + 220, + 563, + 782, + 579 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nG (x) + G (- x) = S (x) + S (- x) = 1, \\forall x \\in \\mathbb {R}.\n$$\n", + "text_format": "latex", + "bbox": [ + 354, + 587, + 674, + 601 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "For any Gaussian signals with different standard deviations, we can approximate their CDFs by scaling $x$ in Eq. (8) by the reciprocals of their standard deviations. Once $x$ in $S(x)$ scales by the reciprocal of $\\sigma$ , we express it as $S_{\\sigma}(x)$ . For more details, please refer to the supplementary material.", + "bbox": [ + 212, + 607, + 784, + 667 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In summary, given the sample $u$ and setting the window area as 1, the integral $\\mathcal{I}_g(u)$ of Gaussian signal $g(x)$ within the area $[u - \\frac{1}{2}, u + \\frac{1}{2}]$ is defined as:", + "bbox": [ + 214, + 667, + 782, + 700 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {I} _ {g} (u) = \\int_ {u - \\frac {1}{2}} ^ {u + \\frac {1}{2}} g (x) \\mathrm {d} x = G \\left(u + \\frac {1}{2}\\right) - G \\left(u - \\frac {1}{2}\\right). \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 333, + 707, + 782, + 744 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Now, according to Definition 1, we apply Eq. (8) and approximate the integral of Eq. (9) as:", + "bbox": [ + 212, + 750, + 782, + 779 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {I} _ {g} (u) \\approx S \\left(u + \\frac {1}{2}\\right) - S \\left(u - \\frac {1}{2}\\right). \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 393, + 780, + 782, + 806 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In the following section, we will discuss how to employ the above approximation to 2D-pixel shading in Analytic-Splatting.", + "bbox": [ + 214, + 809, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 607, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/7af80b5a2222779272b2c2b677e04d56f25201c57ddf79228d7f23ec8b1c98d7.jpg", + "image_caption": [ + "(a) Integral over the original pixel area." + ], + "image_footnote": [], + "bbox": [ + 217, + 142, + 475, + 311 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/b12c5bf7af74dea528ddbd48e0a725c226435c0c8364300a6097dfe3f0771562.jpg", + "image_caption": [ + "(b) Integral over the rotated pixel area.", + "Fig. 3: Example diagram of the pixel integration domain in Eq. (11) and the domain after rotation in Eq. (13). The yellow lines in Fig. 3a are the coordinate axes of 2D screen space; And the yellow lines in Fig. 3b are the eigenvectors scaled by the eigenvalues." + ], + "image_footnote": [], + "bbox": [ + 526, + 142, + 785, + 311 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Analytic-Splatting", + "text_level": 1, + "bbox": [ + 215, + 417, + 415, + 434 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "After revisiting the one-dimensional Gaussian signal integration, we proceed with applying the analytic approximation to the integral of projected 2D Gaussians over pixel window areas, which we call Analytic-Splatting. Mathematically, we replace the sampled $g^{2\\mathrm{D}}(\\pmb{u})$ in Eq. (3) with the approximated integral $\\mathcal{I}_g^{2\\mathrm{D}}(\\pmb{u})$ . For the pixel $\\pmb{u} = [u_x,u_y]^\\top$ in 2D screen space, which corresponds to the window area $\\varOmega_{\\pmb{u}}$ as shown in Fig. 3a, the integration of Gaussian signal in Eq. (2) is represented as:", + "bbox": [ + 212, + 463, + 787, + 571 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) = \\int_ {u _ {x} - \\frac {1}{2}} ^ {u _ {x} + \\frac {1}{2}} \\int_ {u _ {y} - \\frac {1}{2}} ^ {u _ {y} + \\frac {1}{2}} e ^ {\\left(- \\frac {a}{2} (x - \\hat {\\mu} _ {x}) ^ {2} - \\frac {c}{2} (y - \\hat {\\mu} _ {y}) ^ {2} - \\underbrace {b (x - \\hat {\\mu} _ {x}) (y - \\hat {\\mu} _ {y})} _ {\\text {c o r r e l a t i o n t e r m}}\\right)} d x d y. \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 233, + 590, + 784, + 665 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Notably, handling the correlation term in this integral is intractable. To unravel the correlation term and thus feasibly solve the integral, we diagonalize the covariance matrix $\\hat{\\Sigma}$ of the 2D Gaussian $g^{2\\mathrm{D}}$ and slightly rotate the integration area as shown in Fig. 3b, thus approximating the integral by multiplying two independent 1D Gaussian integrals.", + "bbox": [ + 212, + 669, + 787, + 744 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In detail, we first perform eigenvalue decomposition on the covariance matrix $\\hat{\\pmb{\\Sigma}}$ (refer to Eq. (4)) to obtain eigenvalues $\\{\\lambda_1,\\lambda_2\\}$ and the corresponding eigenvectors $\\{\\pmb{v}_1,\\pmb{v}_2\\}$ . After diagonalization, for better description, we take $\\hat{\\pmb{\\mu}} = [\\hat{\\mu}_x,\\hat{\\mu}_y]^\\top$ (the mean vector of $g^{2\\mathrm{D}}$ ) as the origin and the eigenvectors $\\{\\pmb{v}_1,\\pmb{v}_2\\}$ as the axis to construct a new coordinate system. In this coordinate system, given a pixel $\\pmb{u} = [u_x,u_v]^\\top$ , we rewrite the $g^{2\\mathrm{D}}$ in Eq. (5) as the multiplication of two", + "bbox": [ + 212, + 750, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "independent 1D Gaussians:", + "bbox": [ + 215, + 146, + 413, + 161 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\ng ^ {2 \\mathrm {D}} (\\boldsymbol {u}) = \\exp \\left(- \\frac {\\tilde {u} _ {x} ^ {2}}{2 \\lambda_ {1}} - \\frac {\\tilde {u} _ {y} ^ {2}}{2 \\lambda_ {2}}\\right) = \\exp \\left(- \\frac {\\tilde {u} _ {x} ^ {2}}{2 \\lambda_ {1}}\\right) \\exp \\left(- \\frac {\\tilde {u} _ {y} ^ {2}}{2 \\lambda_ {2}}\\right), \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 284, + 171, + 784, + 214 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\tilde {\\boldsymbol {u}} = \\left[ \\begin{array}{c} \\tilde {u} _ {x} \\\\ \\tilde {u} _ {y} \\end{array} \\right] = \\left[ \\begin{array}{c} - \\boldsymbol {v} _ {1} - \\\\ - \\boldsymbol {v} _ {2} - \\end{array} \\right] (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}}) = \\left[ \\begin{array}{c} - \\boldsymbol {v} _ {1} - \\\\ - \\boldsymbol {v} _ {2} - \\end{array} \\right] \\left[ \\begin{array}{c} u _ {x} - \\hat {\\mu} _ {x} \\\\ u _ {y} - \\hat {\\mu} _ {y} \\end{array} \\right],\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 213, + 710, + 246 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\tilde{\\boldsymbol{u}} = [\\tilde{u}_x,\\tilde{u}_y]^\\top$ denotes the diagonalized coordinate of the pixel center. After diagonalization, we further rotate the pixel integration area $\\varOmega_{\\pmb{u}}$ along the pixel center to align it with the eigenvectors and get $\\tilde{\\varOmega}_{\\pmb{u}}$ for approximating the integral. Thus the integral in Eq. (11) can be approximated as:", + "bbox": [ + 215, + 255, + 785, + 316 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) \\approx \\int_ {\\tilde {\\Omega} _ {\\boldsymbol {u}}} g ^ {\\mathrm {2 D}} (\\boldsymbol {u}) \\mathrm {d} \\boldsymbol {u} = \\int_ {\\tilde {u} _ {x} - \\frac {1}{2}} ^ {\\tilde {u} _ {x} + \\frac {1}{2}} e ^ {\\left(- \\frac {x ^ {2}}{2 \\lambda_ {1}}\\right)} \\mathrm {d} x \\int_ {\\tilde {u} _ {y} - \\frac {1}{2}} ^ {\\tilde {u} _ {y} + \\frac {1}{2}} e ^ {\\left(- \\frac {y ^ {2}}{2 \\lambda_ {2}}\\right)} \\mathrm {d} y \\\\ = 2 \\pi \\sqrt {\\lambda_ {1} \\lambda_ {2}} \\int_ {\\tilde {u} _ {x} - \\frac {1}{2}} ^ {\\tilde {u} _ {x} + \\frac {1}{2}} \\frac {1}{\\sqrt {2 \\pi \\lambda_ {1}}} e ^ {\\left(- \\frac {x ^ {2}}{2 \\lambda_ {1}}\\right)} \\mathrm {d} x \\int_ {\\tilde {u} _ {y} - \\frac {1}{2}} ^ {\\tilde {u} _ {y} + \\frac {1}{2}} \\frac {1}{\\sqrt {2 \\pi \\lambda_ {2}}} e ^ {\\left(- \\frac {y ^ {2}}{2 \\lambda_ {2}}\\right)} \\mathrm {d} y \\\\ \\approx 2 \\pi \\sigma_ {1} \\sigma_ {2} \\left[ S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} + \\frac {1}{2}\\right) - S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} - \\frac {1}{2}\\right) \\right] \\left[ S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} + \\frac {1}{2}\\right) - S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} - \\frac {1}{2}\\right) \\right], \\tag {13} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 222, + 339, + 784, + 465 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\sigma_{*}$ subscripts of $G$ and $S$ respectively correspond to Gaussian signals with the standard deviation $\\sigma_{*}$ . $\\sigma_{1} = \\sqrt{\\lambda_{1}}$ and $\\sigma_{2} = \\sqrt{\\lambda_{2}}$ denote the standard derivations of the independent Gaussian signals along two eigenvectors respectively. In summary, the volume shading in Analytic-Splatting is given by:", + "bbox": [ + 215, + 467, + 785, + 527 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {C} (\\boldsymbol {u}) = \\sum_ {i = 1} ^ {N} T _ {i} \\mathcal {I} _ {g - i} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {i}, \\hat {\\boldsymbol {\\Sigma}} _ {i}) \\alpha_ {i} \\boldsymbol {c} _ {i}, \\quad T _ {i} = \\prod_ {j = 1} ^ {i - 1} (1 - \\mathcal {I} _ {g - j} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {j}, \\hat {\\boldsymbol {\\Sigma}} _ {j}) \\alpha_ {j}),\n$$\n", + "text_format": "latex", + "bbox": [ + 235, + 537, + 723, + 578 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) = 2 \\pi \\sigma_ {1} \\sigma_ {2} \\left[ S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} + \\frac {1}{2}\\right) - S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} - \\frac {1}{2}\\right) \\right] \\left[ S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} + \\frac {1}{2}\\right) - S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} - \\frac {1}{2}\\right) \\right]. \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 222, + 582, + 784, + 628 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 650, + 375, + 667 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.1 Approximation Error Analysis", + "text_level": 1, + "bbox": [ + 215, + 680, + 511, + 696 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we first comprehensively explore the approximation errors in our scheme and then conduct an elaborate comparison against other schemes. It is worth noting that during training, the pruning and densification schemes proposed in 3DGS tend to maintain the standard deviations of Gaussian signals within an appropriate range (i.e. $\\sigma \\in [0.3, 6.6]$ ), and each Gaussian signal only responds to pixels within the $99\\%$ confidence interval (i.e. $|x| < 3\\sigma$ ) for shading. Therefore, we only consider the Gaussian signals with standard deviations in [0.3, 6.6], and merely discuss the approximation error of pixels within the $99\\%$ confidence interval.", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 606, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/d70720a973eea6e164e8fc50102d03843e4600df26cbf0c7493b960074dcd9a8.jpg", + "image_caption": [ + "(a) Approximation errors of our conditioned logistic function Eq. (8) to the CDF Eq. (6) referring to different standard deviations." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 472, + 273 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/951dcf3cc5a80f56b87e7661fda7228b13e88b8eea866014f7f97877ffe9f268.jpg", + "image_caption": [ + "(b) Approximation errors of our approximated window integral Eq. (10) to the ground-truth Eq. (9) referring to different standard deviations.", + "Fig. 4: Error Analysis of using our conditioned logistic function Eq. (8) to approximate CDF of Gaussian signals Eq. (6) and window integration Eq. (9). Note that the scaling factor of the error is $1e^{-4}$ ." + ], + "image_footnote": [], + "bbox": [ + 532, + 143, + 785, + 273 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Referring to Eq. (6) and Eq. (8), we get the approximation error function about the CDF of the Gaussian function:", + "bbox": [ + 212, + 402, + 785, + 433 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {E} _ {\\mathrm {C D F}} (x) = | S (x) - G (x) |, \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 448, + 785, + 465 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "and referring to Eq. (9) and Eq. (10), the approximation error function regarding the 1-width window area integral response is:", + "bbox": [ + 212, + 479, + 785, + 508 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\left. \\mathcal {E} _ {\\text {I n t}} (x) = \\left| \\left(S \\left(x + \\frac {1}{2}\\right) - S \\left(x + \\frac {1}{2}\\right)\\right) - \\left(G \\left(x + \\frac {1}{2}\\right) - G \\left(x + \\frac {1}{2}\\right)\\right) \\right|, \\right. \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 251, + 521, + 785, + 556 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "the approximation error $\\mathcal{E}_{\\mathrm{CDF}}$ and $\\mathcal{E}_{\\mathrm{Int}}$ referring to different standard deviations are shown in Fig. 4a and Fig. 4b respectively. $^2$ Please note that the errors shown in Fig. 4 are scaled by a tiny factor of $1\\mathrm{e} - 4$ .", + "bbox": [ + 212, + 568, + 785, + 613 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "For approximating the integral response over the 1-width window area, our scheme significantly outperforms other schemes. Fig. 5a and Fig. 5b respectively show that one-dimensional approximation error with different standard deviations and values. Our scheme is robust to these two conditions, especially when the standard deviations of Gaussian signals become smaller, our advantage becomes more obvious, which means that our scheme is better at capturing the high-frequency signals (i.e. details) of the scene, and our subsequent experimental results also verify this.", + "bbox": [ + 212, + 614, + 785, + 734 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Last but not least, we employ this scheme to approximate the window integral responses of two-dimensional Gaussian signals, which requires rotating the integration domain from $\\varOmega_{\\pmb{u}}$ to $\\tilde{\\varOmega}_{\\pmb{u}}$ as shown in Fig. 3 and inevitably introduces additional errors. To study this error, we record the approximation errors caused", + "bbox": [ + 212, + 737, + 785, + 797 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 9 + }, + { + "type": "page_footnote", + "text": "2 Since Eq. (15) and Eq. (16) are even functions, we show the results for the positive semi-axis over $0 \\leq x \\leq 6$ in Fig. 4.", + "bbox": [ + 215, + 810, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/a47450c82c6a6afd87188f8e0fad4617c5af1c8e186d68c9db9f70e7ade3d635.jpg", + "image_caption": [ + "(a) Approximation errors referring to different standard deviations." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 401, + 282 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/10f81d21632bee5fb2c23d645e53cc824b2f574bc71cbce2f7fd9daa5d343765.jpg", + "image_caption": [ + "(b) Approximation errors for different values." + ], + "image_footnote": [], + "bbox": [ + 410, + 143, + 594, + 284 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/2af003ab8ad7ae66dea1153c2577c43c432c516bdd2cdc547660b68226dec0f2.jpg", + "image_caption": [ + "(c) Approximation errors of rotating the integral domain by different angles in Fig. 3.", + "Fig. 5: Error Analysis of approximating the window integral Eq. (9) using different schemes in Fig. 2." + ], + "image_footnote": [], + "bbox": [ + 602, + 143, + 785, + 284 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/2366e8f242f6421d87d8c863b1938f162c22d07d2fd9a2e631903ea04a50e498.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
PSNR ↑SSIM ↑LPIPS ↓
Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.
NeRF w/o Larea31.2030.6526.2522.5327.660.9500.9560.9300.8710.9270.0550.0340.0430.0750.052
NeRF [25]29.9032.1333.4029.4731.230.9380.9590.9730.9620.9580.0740.0400.0240.0390.044
MipNeRF [2]32.6334.3435.4735.6034.510.9580.9700.9790.9830.9730.0470.0260.0170.0120.026
Plenoxels [9]31.6032.8530.2626.6330.340.9560.9670.9610.9360.9550.0520.0320.0450.0770.051
TensoRF [6]32.1133.0330.4526.8030.600.9560.9660.9620.9390.9560.0560.0380.0470.0760.054
Instant-NGP [26]30.0032.1533.3129.3531.200.9390.9610.9740.9630.9590.0790.0430.0260.0400.047
Tri-MipRF [14]32.6534.2435.0235.5334.360.9580.9710.9800.9870.9740.0470.0270.0180.0120.026
3DGS [18]28.7930.6631.6427.9829.770.9430.9620.9720.9600.9600.0650.0380.0250.0310.040
3DGS-SS [18]32.0533.7833.9231.1232.710.9640.9750.9800.9770.9740.0390.0210.0160.0200.024
Mip-Splatting [37]32.8134.4935.4535.5034.560.9670.9770.9830.9880.9790.0350.0190.0130.0100.019
Ours33.2234.9235.9836.0035.030.9670.9770.9840.9890.9790.0330.0190.0120.0100.018
", + "bbox": [ + 222, + 371, + 781, + 481 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 1: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Blender Synthetic dataset [2]. These methods conduct multi-scale training and testing.", + "bbox": [ + 212, + 482, + 787, + 523 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "by rotating the integration domain from $0^{\\circ}$ to $45^{\\circ 3}$ under different standard deviations of Gaussian signals and distributions, as shown in Fig. 5c. Although the approximation error of our scheme slightly increases as the rotation angle becomes larger, our scheme still surpasses other schemes.", + "bbox": [ + 212, + 563, + 787, + 625 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Comparison", + "text_level": 1, + "bbox": [ + 214, + 643, + 362, + 659 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To verify the anti-aliasing capability and versatility of Analytic-Splatting, we conduct experiments against state-of-the-art methods under the multi-scale training & multi-scale testing (MTMT) setting on Blender Synthetic [2, 25] and MipNeRF 360 [3] datasets. We further evaluate our methods against cutting-edge methods on several scene datasets [3, 12, 19] under the widely used single-scale training & single-scale testing (STST) setting.", + "bbox": [ + 212, + 666, + 787, + 757 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Dataset & Metric. For the MTMT setting, we conduct experiments using benchmark datasets of multi-scale Blender Synthetic [2,25] and multi-scale MipNeRF 360 [3]. They respectively contain 8 objects and 9 scenes, each object and", + "bbox": [ + 212, + 757, + 787, + 804 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 607, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_footnote", + "text": "3 Since we always hold $\\sigma_{1} \\geq \\sigma_{2}$ in practice, thus we only consider the approximation error caused by the rotation angle from $0^{\\circ}$ to $45^{\\circ}$ .", + "bbox": [ + 215, + 809, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c2f73076ed8607d9712f3c81b67db5d0c57b9ff5c86487967158acfd766ec825.jpg", + "image_caption": [ + "Fig. 6: Qualitative comparison of full-resolution and low-resolution $(1/8)$ on Multi-Scale Blender [2]. All methods are trained on images with downsampling rates covering $[1, 2, 4, 8]$ . Our method can better overcome the artifacts in 3DGS with better fidelity of details." + ], + "image_footnote": [], + "bbox": [ + 232, + 143, + 774, + 520 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "scene is compiled by downscaling the original dataset with a factor of 2, 4, and 8, and combining. For the Blender Synthetic dataset, each object contains 100 images for training and 200 images for testing. For the Mip-NeRF 360 dataset, we select 1 image from every 8 images for testing and the remaining images for training. For the STST setting, we follow 3DGS [18] and evaluate three real scene datasets [3, 12, 19]. To verify the efficacy of our method, we evaluate the synthesized novel view on these datasets in terms of Peak Signal-to-Noise Ratio (PSNR), Structural Similarity Index Measure (SSIM), and Learned Perceptual Image Patch Similarity (LPIPS) [38].", + "bbox": [ + 212, + 625, + 787, + 762 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Implementation. We implement Analytic-Splatting upon 3DGS [18] and customize our shading module with CUDA extensions. Following 3DGS, we train Analytic-Splatting using the same parameters, training schedule, and loss functions, ensuring the efficacy of our scheme. To achieve super sampling of Gaussian signals, we implement 3DGS-SS, which first renders an image at twice the target", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/0ac3be95c0953e4fc0ed5bb106ebe56e4293121ab4be5c22b3b00e9d196bdc33.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
PSNR ↑SSIM ↑LPIPS ↓
Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.
Mip-NeRF 360 [3]27.5029.1930.4530.8629.500.7780.8640.9120.9310.8710.2540.1360.0770.0580.131
Zip-NeRF [4]28.2530.0131.5632.5230.580.8220.8910.9330.9550.9000.1980.0990.0560.0380.098
3DGS [18]26.5528.0028.5127.4527.630.7790.8540.8910.8880.8530.2740.1620.1020.0870.156
3DGS-SS [18]27.2028.7529.8929.7128.890.8000.8710.9140.9280.8780.2460.1380.0810.0610.131
Mip-Splatting [37]27.2028.7429.9030.6629.120.8020.8700.9150.9440.8830.2440.1460.0900.0560.134
Ours27.5028.9930.3531.2129.510.8080.8740.9190.9450.8870.2310.1320.0770.0510.123
", + "bbox": [ + 222, + 143, + 781, + 212 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 2: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Mip-NeRF 360 dataset [3,4]. These methods conduct multi-scale training and testing.", + "bbox": [ + 215, + 213, + 785, + 253 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/ff122e5e2511d4b735f6af305c81a5b4942e83dfc274545f88baf6c4e193186d.jpg", + "image_caption": [ + "Fig.7: Qualitative comparisons of full-resolution and low-resolution on Multi-Scale Mip-NeRF 360 [3,4]. All methods are trained on images with down-sampling rates covering [1, 2, 4, 8]. Our method can better overcome the artifacts with better fidelity of details. Please note that the artifacts of 3DGS/3DGS-SS become obvious at low resolutions, especially on elongated shapes (e.g. wheels and flower stems), while Mip-Splating produces over-smoothed results (e.g. lobes)." + ], + "image_footnote": [], + "bbox": [ + 232, + 284, + 772, + 479 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "resolution and obtains the final image at the target resolution through average pooling. For the MTMT setting, we follow previous works [2,14,37] and tend to select more full-resolution images as supervision samples during training. Please refer to the supplementary material for more details on the backpropagation implementation of rendering.", + "bbox": [ + 212, + 609, + 787, + 684 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Evaluation on Blender Synthetic Dataset. We compare our method with several state-of-the-art methods i.e. NeRF [25], MipNeRF [2], Plenoxels [9], TensorRF [6], Instant-NGP [26], Tri-MipRF [14], 3DGS [18] and its variants (i.e. 3DGS-SS, Mip-Splatting [37]) on the Blender Synthetic dataset. The quantitative results in Tab. 1 show that Analytic-Splatting outperforms other methods in all aspects. The qualitative results in Fig. 6 demonstrate that Analytic-Splatting can better capture high-frequency details while being anti-aliased. More results can be found in the supplementary material.", + "bbox": [ + 212, + 686, + 787, + 808 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Evaluation on Mip-NeRF 360 Dataset. We compare our method with several cutting-edge methods i.e. Mip-NeRF 360 [3], Zip-NeRF [4], 3DGS [18] and", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 607, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "its variants (i.e. 3DGS-SS, Mip-Splating [37]) on the challenging Mip-NeRF 360 dataset. The results of Zip-NeRF are reported from the available official implementation4. Please note that Mip-NeRF 360 and Zip-NeRF struggle with real-time rendering, especially Zip-NeRF performs super sampling techniques in the rendering phase. The quantitative results in Tab. 2 show that our method is second only to Zip-NeRF, and we outperform other methods with real-time rendering capability (i.e. 3DGS and its variants). The qualitative comparisons in Fig. 7 demonstrate that our method has better anti-aliasing capability and detail fidelity despite facing complex scenes. More results can be found in the supplementary material.", + "bbox": [ + 212, + 145, + 787, + 297 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Single-Scale Evaluation on Scene Datasets We evaluate our method against other methods on complex scene datasets (i.e. Mip-NeRF 360 [3], Tanks & Temples [19], and Deep Blending [12]) under the single-scale training and testing setting, which is the most widely used setting. The overall results are shown in Tab. 3, our method shows great generalization across different datasets and almost outperforms other methods.", + "bbox": [ + 212, + 297, + 787, + 388 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/b81978f2eebca22ee85866ba5f4aaa8b212d09a871198bdfb730adc4ba359709.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
Mip-NeRF 360Tanks&TemplesDeep Blending
PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓
Plenoxels [9]23.080.6250.46321.070.7210.37923.060.7950.510
INGP-Base [26]25.300.6710.37121.720.7340.33023.620.7970.423
INGP-Big [26]25.590.6990.33121.920.7520.30524.960.8170.390
Mip-NeRF 360 [3]27.690.7920.23722.220.8000.25729.400.9010.245
3DGS [18]27.210.8150.21423.140.8440.18329.410.9030.243
Mip-Splatting [37]27.570.8170.21823.780.8510.17829.690.9040.248
Ours27.580.8160.21723.840.8510.17729.750.9050.248
", + "bbox": [ + 225, + 415, + 777, + 523 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Table 3: Quantitative comparison of our method against previous methods over three datasets [3, 12, 19]. All methods are trained on full-resolution images and tested on the same-resolution images.", + "bbox": [ + 212, + 523, + 787, + 566 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 609, + 359, + 625 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we first revisit the window response of 1D Gaussian signals and reason about an analytical and accurate approximation using a conditioned logistic function. We then apply this approximation in the 2D-pixel shading and present Analytic-Splatting, which approximates the pixel area integral response to achieve anti-aliasing capability and better detail fidelity. Our extensive experiments demonstrate the efficacy of Analytic-Splatting in achieving state-of-the-art novel view synthesis results under the multi-scale setting.", + "bbox": [ + 212, + 645, + 787, + 751 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations. Compared with 3DGS and Mip-Splatting, our shading implementation introduces more root and exponential operations, which inevitably increases the computational burden and reduces the frame rate. Despite this, our frame rate is only $10\\%$ lower than Mip-Splatting in a few cases.", + "bbox": [ + 212, + 752, + 787, + 813 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Z. Liang et al.", + "bbox": [ + 271, + 114, + 367, + 128 + ], + "page_idx": 13 + }, + { + "type": "page_footnote", + "text": "4 https://github.com/jonbarron/camp_zipnerf", + "bbox": [ + 215, + 824, + 535, + 840 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported by the Guangdong Provincial Key Laboratory of Human Digital Twin (2022B1212010004).", + "bbox": [ + 215, + 176, + 782, + 205 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 229, + 321, + 244 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Akeley, K.: Reality engine graphics. In: Conference on Computer graphics and interactive techniques (1993)", + "2. 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Zwicker, M., Pfister, H., Van Baar, J., Gross, M.: Ewa splatting. IEEE Transactions on Visualization and Computer Graphics 8(3), 223-238 (2002)" + ], + "bbox": [ + 212, + 146, + 787, + 575 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Analytic-Splatting", + "bbox": [ + 607, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_model.json b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_model.json new file mode 100644 index 0000000000000000000000000000000000000000..43a59dec13b16029713a0bbf0c443acc30798765 --- /dev/null +++ b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_model.json @@ -0,0 +1,2544 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.243, + 0.141, + 0.761, + 0.187 + ], + "angle": 0, + "content": "Analytic-Splatting: Anti-Aliased 3D Gaussian Splatting via Analytic Integration" + }, + { + "type": "text", + "bbox": [ + 0.33, + 0.212, + 0.672, + 0.244 + ], + "angle": 0, + "content": "Zhihao Liang\\(^{1,*}\\), Qi Zhang\\(^{2,\\dagger}\\), Wenbo Hu\\(^{2}\\), Lei Zhu\\(^{3}\\), Ying Feng\\(^{2}\\), and Kui Jia\\(^{4,\\dagger}\\)" + }, + { + "type": "text", + "bbox": [ + 0.37, + 0.255, + 0.633, + 0.269 + ], + "angle": 0, + "content": "\\(^{1}\\)South China University of Technology" + }, + { + "type": "text", + "bbox": [ + 0.332, + 0.269, + 0.672, + 0.284 + ], + "angle": 0, + "content": "\\(^{2}\\)Tencent AI Lab \\(^{3}\\)City University of Hong Kong" + }, + { + "type": "text", + "bbox": [ + 0.257, + 0.284, + 0.747, + 0.298 + ], + "angle": 0, + "content": "\\(^{4}\\)School of Data Science, The Chinese University of Hong Kong, Shenzhen" + }, + { + "type": "text", + "bbox": [ + 0.312, + 0.298, + 0.692, + 0.312 + ], + "angle": 0, + "content": "https://lzhnb.github.io/project-pages/analytic-splatting/" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.351, + 0.744, + 0.616 + ], + "angle": 0, + "content": "Abstract. 3D Gaussian Splatting (3DGS) recently gained popularity by combining the advantages of both primitive-based and volumetric 3D representations, resulting in improved quality and efficiency for 3D scene rendering. However, 3DGS is not alias-free and still produces severe blurring or jaggies when rendered at varying resolutions because the discrete sampling scheme used treats each pixel as an isolated single point, which is insensitive to changes in the footprints of pixels and is restricted in sampling bandwidth. In this paper, we use a conditioned logistic function as the analytic approximation of the cumulative distribution function (CDF) of the Gaussian signal and calculate the integral by subtracting the CDFs. We introduce this approximation to two-dimensional pixel shading and present Analytic-Splatting, which analytically approximates the Gaussian integral within the 2D-pixel window area to better capture the intensity response of each pixel. Then, we use the approximated response of the pixel window integral area to participate in the transmittance calculation of volume rendering, making Analytic-Splatting sensitive to the changes in pixel footprint at different resolutions. Extensive experiments on various datasets validate that our approach has better anti-aliasing capability that gives more details and better fidelity." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.628, + 0.741, + 0.657 + ], + "angle": 0, + "content": "Keywords: 3D Gaussian Splatting \\(\\cdot\\) Anti-Aliasing \\(\\cdot\\) View Synthesis \\(\\cdot\\) Cumulative Distribution Function (CDF) \\(\\cdot\\) Analytic Approximation" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.707, + 0.376, + 0.723 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.74, + 0.788, + 0.802 + ], + "angle": 0, + "content": "Novel view synthesis of a scene captured from multiple images has achieved great progress due to the rapid advancements of neural rendering. As a prominent representative, Neural Radiance Field (NeRF) [25] models the scene using a neural volumetric representation, enabling photorealistic rendering of novel" + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.811, + 0.608, + 0.825 + ], + "angle": 0, + "content": "* Work was done during an internship at Tencent AI Lab." + }, + { + "type": "page_footnote", + "bbox": [ + 0.223, + 0.825, + 0.392, + 0.84 + ], + "angle": 0, + "content": "† Corresponding authors." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.145, + 0.782, + 0.365 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.376, + 0.788, + 0.447 + ], + "angle": 0, + "content": "Fig. 1: For shading a pixel by a Gaussian signal, 3DGS (a) only treats the Gaussian signal value corresponding to the pixel center as the intensity response. Analytic-Splatting (b) instead considers an analytic approximation of the integral over the pixel window area as the intensity response. Compared to 3DGS, Analytic-Splatting has anti-aliasing capability and better detail fidelity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.788, + 0.684 + ], + "angle": 0, + "content": "views via ray casting. Ray casting trades off efficiency with quality, and subsequent works [9, 26, 34] are proposed to have a better quality-efficiency balance. Recently, 3D Gaussian Splatting (3DGS) [18] proposes a GPU-friendly differentiable rasterization that incorporates explicit primitives, achieving high-quality and real-time renderings for novel view synthesis. In contrast to the ray casting in NeRF, which renders a pixel by accumulating the radiance of samples along the ray that intersects the image plane at the pixel, 3DGS employs a rasterization-based technique that can be rasterized very efficiently. Specifically, 3DGS represents the scene as a set of anisotropic 3D Gaussians with scene properties; when rendering a pixel, 3DGS orders and projects these 3D Gaussians onto the image plane as 2D Gaussians, and then queries values and scene properties associated with the Gaussians that have overlaps with the pixel, and finally shades the pixel by cumulatively compositing these queried values and properties." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.841 + ], + "angle": 0, + "content": "3DGS works for scene representation learning and novel view synthesis at constant resolutions; however, its performance degrades greatly either when the multi-view images are captured at varying distances, or when the novel view to be rendered has a resolution different from those of the captured images. The main reason is that the footprint of the pixel changes at different resolutions. Specifically, footprint denotes the ratio between the pixel window area in screen space and its covered Gaussian signals region in the world space. Besides, 3DGS is insensitive to such changes since it treats each pixel as an isolated point (i.e. merely pixel center) when retrieving the corresponding Gaussian values; Fig. 1a gives an illustration. As a result, 3DGS could produce significant artifacts" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.608, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "(e.g. blurry or jaggies) especially when pixel footprints change drastically (e.g. synthesizing novel views with zooming-in and zooming-out effects)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.179, + 0.787, + 0.375 + ], + "angle": 0, + "content": "In 3DGS, a continuous signal in the image space is represented as a set of \\(\\alpha\\)-blended 2D Gaussians, and the pixel shading is a process of integrating the signal response within each pixel area; artifacts in 3DGS are caused by the limited sampling bandwidth for the Gaussians that retrieves erroneous responses, especially when the pixel footprint changes drastically [2, 37]. It is possible to increase sampling bandwidth (i.e. via super sampling) or use prefiltering techniques to alleviate this problem; for example, Mip-Splatting [37] employs the prefiltering technique and presents a hybrid filtering mechanism to regularize the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. While Mip-Splatting overcomes most aliasing in 3DGS, it is limited in capturing details and synthesizes over-smoothed results. Consequently, solving the integral of Gaussian signals within the pixel window area as intensity responses is crucial for both anti-aliasing and capturing details." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.376, + 0.788, + 0.526 + ], + "angle": 0, + "content": "In this paper, we revisit pixel shading in 3DGS and introduce an analytic approximation of the window integral response of Gaussian signals for anti-aliasing. Rather than discrete sampling in 3DGS and prefiltering in Mip-Splatting, we analytically approximate the integral within each pixel area as shown in Fig. 1b. We term our method as Analytic-Splatting. Compared with Mip-Splatting, which approximates the pixel window as a 2D Gaussian low-pass filter, our proposed method does not suppress the high-frequency components in Gaussian signals and can better preserve high-quality details. Experiments show that our method removes the aliasing existing in 3DGS and other methods while synthesizing more details with better fidelity. We summarize our contributions as follows." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.538, + 0.784, + 0.58 + ], + "angle": 0, + "content": "- We revisit the causes of aliasing in 3D Gaussian Splatting from the perspective of signal window response and derive an analytic approximation of the window response for Gaussian signals;" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.584, + 0.784, + 0.626 + ], + "angle": 0, + "content": "- Based on the derivation, we present Analytic-Splatting that improves the pixel shading in 3D Gaussian Splatting to achieve anti-aliasing and better detail fidelity, achieving state-of-the-art results on challenging datasets." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.538, + 0.784, + 0.626 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.655, + 0.396, + 0.67 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Neural Rendering. Recently, neural rendering techniques exemplified by Neural Radiance Field (NeRF) [25] have achieved impressive results in novel view synthesis, and further enhanced several advanced tasks [15, 16, 23, 24, 27, 31, 35]. Nevertheless, the ray-tracing volume rendering used in NeRF hinders the real-time rendering performance, restricting the application prospects of NeRF. While several NeRF variants adopt efficient sampling strategies [21, 26, 36] or use explicit/hybrid representations [6,9,10,30] with higher capacities, their sampling schemes are still costly and difficult to achieve real-time rendering. To overcome these limitations, 3DGS [18] employs forward mapping volume rendering technology and implements GPU-friendly tile-based rasterization to achieve" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.297 + ], + "angle": 0, + "content": "real-time rendering and impressive rendering results. Due to its real-time rendering capability and impressive rendering performance, 3DGS has been widely used in advanced tasks such as Human/Avatar modeling [13,28,39,41], surface reconstruction [7,11], inverse rendering [17,22,29], physical simulation [8,33], etc. Although rasterization makes 3DGS avoid tough sampling problems along rays and achieve promising results, it also introduces aliasing caused by restricted sampling bandwidth when shading pixels using 2D Gaussians. And the aliasing will be noticeable when the pixel footprint changes drastically (e.g. zooming in and out). In this paper, we study the errors introduced by the discrete sampling scheme used in 3DGS and introduce our advanced solution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.298, + 0.789, + 0.601 + ], + "angle": 0, + "content": "Anti-Aliasing. Aliasing is the phenomenon of overlapping frequency components when the discrete sampling rate is below the Nyquist rate. Anti-aliasing is critical for rendering high-fidelity results, which has been extensively explored in the computer graphics and vision community [1, 20, 32]. In the context of NeRFs, MipNeRF [2] and Zip-NeRF [4] pioneer the use of prefiltering and multisampling to address the aliasing issue in neural radiance fields (NeRF). Recent works also explored the anti-aliased NeRF for unbounded scenes [3], efficient reconstruction [14], and surface reconstruction [40]. All these works are built upon the ray-tracing volume rendering to consider the pixel footprint, by replacing the original ray-casting with cone-casting. However, the ray-tracing volume rendering is too computationally expensive to achieve real-time rendering. On the other hand, 3DGS [18] introduced real-time rasterization-based volume rendering but suffers from aliasing artifacts due to the discrete sampling during shading pixels using projected Gaussians. To this end, Mip-Splatting [37] presents a hybrid filtering mechanism to restrict the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. Nevertheless, this low-pass filtering strategy hinders the capability to preserve high-quality details. In contrast, our approach introduces an analytic approximation of the integral within the pixel area to better capture the intensity response of each pixel, harvesting both aliasing-free and detail-preserving rendering results." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.619, + 0.383, + 0.635 + ], + "angle": 0, + "content": "3 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.646, + 0.787, + 0.674 + ], + "angle": 0, + "content": "In this section, we give the technical background necessary for the presentation of our proposed method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.676, + 0.788, + 0.75 + ], + "angle": 0, + "content": "3D Gaussian Splatting (3DGS) [18] explicitly represents 3D scene as a set of primitives \\(\\{\\pmb{p}_i\\}_{i=1}^N\\). Given any primitive \\(\\pmb{p} \\in \\{\\pmb{p}_i\\}_{i=1}^N\\), 3DGS models it as a 3D Gaussian signal with mean vector \\(\\pmb{\\mu} \\in \\mathbb{R}^3\\) (i.e. the position of primitive \\(\\pmb{p}\\)) and covariance matrix \\(\\pmb{\\Sigma} \\in \\mathbb{R}^{3 \\times 3}\\). Note that \\(\\pmb{\\Sigma}\\) is factorized into a scaling matrix \\(\\pmb{S}\\) and a rotation matrix \\(\\pmb{R}\\) as \\(\\pmb{\\Sigma} = \\pmb{R}\\pmb{S}\\pmb{S}^\\top\\pmb{R}^\\top\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.751, + 0.788, + 0.782 + ], + "angle": 0, + "content": "Given an extrinsic matrix \\(\\pmb{T}\\) and a projection matrix \\(\\pmb{K}\\), we get the projected position \\(\\hat{\\pmb{\\mu}}\\) and covariance matrix \\(\\hat{\\pmb{\\Sigma}}\\) in 2D screen space as:" + }, + { + "type": "equation", + "bbox": [ + 0.37, + 0.786, + 0.787, + 0.805 + ], + "angle": 0, + "content": "\\[\n\\hat {\\boldsymbol {\\mu}} = K T [ \\boldsymbol {\\mu}, 1 ] ^ {\\top}, \\quad \\hat {\\boldsymbol {\\Sigma}} = J T \\boldsymbol {\\Sigma} T ^ {\\top} J ^ {\\top}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "where \\(\\pmb{J}\\) is the Jacobian matrix of the affine approximation of the perspective projection [42-44]. Note that 3DGS only retains the second-order values of \\(\\hat{\\pmb{\\mu}}\\)" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.607, + 0.115, + 0.732, + 0.13 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.145, + 0.784, + 0.178 + ], + "angle": 0, + "content": "and \\(\\hat{\\pmb{\\Sigma}}\\) as \\(\\hat{\\pmb{\\mu}}\\in \\mathbb{R}^2\\) and \\(\\hat{\\pmb{\\Sigma}}\\in \\mathbb{R}^{2\\times 2}\\) respectively. The projected 2D Gaussian signal for the pixel \\(\\pmb{u}\\) is given:" + }, + { + "type": "equation", + "bbox": [ + 0.327, + 0.186, + 0.786, + 0.219 + ], + "angle": 0, + "content": "\\[\ng ^ {2 \\mathrm {D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}}, \\hat {\\boldsymbol {\\Sigma}}) = \\exp \\left(- \\frac {1}{2} (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}}) ^ {\\top} \\hat {\\boldsymbol {\\Sigma}} ^ {- 1} (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}})\\right), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.226, + 0.784, + 0.256 + ], + "angle": 0, + "content": "Using the projected 2D Gaussian signal, 3DGS derives the volume transmittance and shades the color of pixel \\(\\pmb{u}\\) through:" + }, + { + "type": "equation", + "bbox": [ + 0.264, + 0.266, + 0.786, + 0.307 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {C} (\\boldsymbol {u}) = \\sum_ {i = 1} ^ {N} T _ {i} g _ {i} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {i}, \\hat {\\boldsymbol {\\Sigma}} _ {i}) \\alpha_ {i} \\boldsymbol {c} _ {i}, \\quad T _ {i} = \\prod_ {j = 1} ^ {i - 1} (1 - g _ {j} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {j}, \\hat {\\boldsymbol {\\Sigma}} _ {j}) \\alpha_ {j}), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.316, + 0.784, + 0.361 + ], + "angle": 0, + "content": "where the symbols with the subscript \\(i\\) indicate the attributes related to the primitive \\(\\pmb{p}_i\\). Specifically, \\(\\alpha_{i}\\) and \\(\\pmb{c}_i\\) respectively denote the opacity and view-dependent color of primitive \\(\\pmb{p}_i\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.361, + 0.785, + 0.406 + ], + "angle": 0, + "content": "For better understanding, we further formulate the 2D Gaussian signal \\( g^{2\\mathrm{D}} \\) in Eq. (2) as a flattened expression. Considering \\( \\hat{\\pmb{\\Sigma}} \\) is a real-symmetric \\( 2\\times 2 \\) matrix, we numerically express \\( \\hat{\\pmb{\\Sigma}} \\) and \\( \\hat{\\pmb{\\Sigma}}^{-1} \\) as:" + }, + { + "type": "equation", + "bbox": [ + 0.301, + 0.416, + 0.786, + 0.491 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\hat {\\boldsymbol {\\Sigma}} = \\left[ \\begin{array}{l l} \\hat {\\Sigma} _ {1 1} & \\hat {\\Sigma} _ {1 2} \\\\ \\hat {\\Sigma} _ {1 2} & \\hat {\\Sigma} _ {2 2} \\end{array} \\right], \\quad \\hat {\\boldsymbol {\\Sigma}} ^ {- 1} = \\frac {1}{| \\hat {\\boldsymbol {\\Sigma}} |} \\left[ \\begin{array}{c c} \\hat {\\Sigma} _ {2 2} & - \\hat {\\Sigma} _ {1 2} \\\\ - \\hat {\\Sigma} _ {1 2} & \\hat {\\Sigma} _ {1 1} \\end{array} \\right] = \\left[ \\begin{array}{c c} a & b \\\\ b & c \\end{array} \\right], \\tag {4} \\\\ a = \\frac {\\hat {\\Sigma} _ {2 2}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\quad b = - \\frac {\\hat {\\Sigma} _ {1 2}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\quad c = \\frac {\\hat {\\Sigma} _ {1 1}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.499, + 0.784, + 0.531 + ], + "angle": 0, + "content": "given the pixel \\(\\pmb{u} = [u_x, u_y]^\\top\\) and the projected position \\(\\hat{\\pmb{\\mu}} = [\\hat{\\mu}_x, \\hat{\\mu}_y]^\\top\\) in 2D screen space, Eq. (2) can be rewritten as:" + }, + { + "type": "equation", + "bbox": [ + 0.343, + 0.54, + 0.785, + 0.585 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} g ^ {2 \\mathrm {D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}}, \\hat {\\boldsymbol {\\Sigma}}) = \\exp \\left(- \\frac {a}{2} \\hat {u} _ {x} ^ {2} - \\frac {c}{2} \\hat {u} _ {y} ^ {2} - b \\hat {u} _ {x} \\hat {u} _ {y}\\right), \\tag {5} \\\\ \\hat {u} _ {x} = u _ {x} - \\hat {\\mu} _ {x}, \\quad \\hat {u} _ {y} = u _ {y} - \\hat {\\mu} _ {y}. \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.593, + 0.785, + 0.759 + ], + "angle": 0, + "content": "Remark. It is worth noting that 3DGS treats each pixel as an isolated, single point when calculating its corresponding Gaussian value, as shown in Eq. (5). This approximating scheme functions effectively when training and testing images to capture the scene content from a relatively consistent distance. However, when the pixel footprint changes due to focal length or camera distance adjustments, 3DGS renderings exhibit considerable artifacts, such as thin Gaussians observed during zooming in. As a result, it is crucial to define the pixel as a window area and calculate the corresponding intensity response by integrating the Gaussian signal within this domain. Rather than using the intuitive but time-consuming super sampling, it would be better to tackle the problem more analytically, given that the Gaussian signal is a continuous function." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.78, + 0.338, + 0.795 + ], + "angle": 0, + "content": "4 Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "In Sec. 3, we observe that 3DGS ignores the window area of each pixel, and only considers the Gaussian value corresponding to the pixel center as its intensity" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.151, + 0.406, + 0.202 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.226, + 0.204, + 0.406, + 0.217 + ], + "angle": 0, + "content": "(a) Integration (Ground-truth)" + }, + { + "type": "image", + "bbox": [ + 0.414, + 0.152, + 0.591, + 0.202 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.442, + 0.204, + 0.562, + 0.216 + ], + "angle": 0, + "content": "(b) Baseline (3DGS)" + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.152, + 0.779, + 0.202 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.598, + 0.204, + 0.779, + 0.216 + ], + "angle": 0, + "content": "(c) Super Sampling (3DGS-SS)" + }, + { + "type": "image", + "bbox": [ + 0.264, + 0.226, + 0.443, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.269, + 0.282, + 0.438, + 0.295 + ], + "angle": 0, + "content": "(d) Filtering (Mip-Splatting)" + }, + { + "type": "image", + "bbox": [ + 0.487, + 0.223, + 0.741, + 0.281 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.512, + 0.283, + 0.717, + 0.295 + ], + "angle": 0, + "content": "(e) Analytic Approximation (Ours)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.306, + 0.785, + 0.333 + ], + "angle": 0, + "content": "Fig. 2: Example diagram of the signal integration within window area and the approximation schemes used in different methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.366, + 0.788, + 0.457 + ], + "angle": 0, + "content": "response. This approach would inevitably produce artifacts due to fluctuations of the pixel footprint under different resolutions. To address this problem, we are motivated to derive an analytical approximation of a 2D Gaussian signal within the pixel window area to accurately describe the intensity response of the imaging pixel. Subsequently, we plan to apply this derived integration to replace \\( g^{2\\mathrm{D}} \\) in the 3DGS framework." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.483, + 0.707, + 0.499 + ], + "angle": 0, + "content": "4.1 Revisiting One-dimensional Gaussian Signal Response" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.512, + 0.788, + 0.663 + ], + "angle": 0, + "content": "Before describing our proposed method, we first revisit the example of the integrated response of a one-dimensional Gaussian signal within a window area for better understanding. Given a signal \\( g(x) \\) and a window area \\([x_1, x_2]\\), we aim to get the response by integrating the signal \\(\\mathcal{I}_g = \\int_{x_1}^{x_2} g(x) \\, \\mathrm{d}x\\) within this domain as shown in Fig. 2a. For an unknown signal, Monte Carlo sampling within the window area is a feasible approach to approximate the integral as demonstrated in Fig. 2b and Fig. 2c, and the approximation result \\(\\mathcal{I}_g \\approx \\frac{x_2 - x_1}{N} \\sum_{i=1}^{N} g(x_i)\\), \\(x_i \\in [x_1, x_2]\\) will be more accurate as the number of samples \\(N\\) increases. Nonetheless, increasing the number of samples (i.e., super-sampling) increases the computational burden significantly." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.664, + 0.788, + 0.801 + ], + "angle": 0, + "content": "Fortunately, our goal in the 3DGS framework is to obtain the intensity response of the Gaussian signal within the window area \\([x_1, x_2]\\). Given that the Gaussian signal is a continuous real-valued function, it is natural to derive an analytical approximation to the Gaussian definite integral (Fig. 2a) which is more accurate compared to the numerical integration (Fig. 2b and Fig. 2c). For instance, in Mip-Splatting, the window area is treated as a Gaussian kernel \\(g_{\\mathrm{w}}\\) and the integral is approximated as the result of sampling after convolving the Gaussian signal with the Gaussian kernel \\(\\mathcal{I}_g \\approx g \\circledast g_{\\mathrm{w}}^1\\) as shown in Fig. 2d. While this prefiltering approximates the integral well in most cases, it still intro-" + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.811, + 0.787, + 0.841 + ], + "angle": 0, + "content": "1 the standard deviation \\(\\sigma\\) in \\(g_{\\mathrm{w}}\\) is set to 0.1. Note that the result of convolving a Gaussian signal with a Gaussian kernel is still a Gaussian signal." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.608, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "duces a large gap when the Gaussian signal \\( g \\) mainly consists of high-frequency components (i.e., with small standard deviation \\( \\sigma \\))." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.785, + 0.268 + ], + "angle": 0, + "content": "To overcome these shortcomings, we are motivated to calculate the integral within the window area analytically. Specifically, the problem of evaluating the definite integral within \\([x_1,x_2]\\) can be simplified to the subtraction of two improper integrals by applying the first part of the fundamental theorem of calculus. Let \\(G(x)\\) be the cumulative distribution function (CDF) of the standard Gaussian distribution \\(g(x)\\) defined by," + }, + { + "type": "equation", + "bbox": [ + 0.321, + 0.275, + 0.784, + 0.308 + ], + "angle": 0, + "content": "\\[\nG (x) = \\int_ {- \\infty} ^ {x} g (u) \\mathrm {d} u, \\quad g (x) = \\frac {1}{\\sqrt {2 \\pi}} \\exp \\left(- \\frac {x ^ {2}}{2}\\right), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.314, + 0.704, + 0.33 + ], + "angle": 0, + "content": "and the definite integral of \\( g(x) \\) within \\( [x_1, x_2] \\) can be expressed as," + }, + { + "type": "equation", + "bbox": [ + 0.428, + 0.337, + 0.785, + 0.353 + ], + "angle": 0, + "content": "\\[\n\\mathcal {I} _ {g} = G \\left(x _ {2}\\right) - G \\left(x _ {1}\\right). \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.359, + 0.784, + 0.404 + ], + "angle": 0, + "content": "However, this CDF of the Gaussian function (defined using the error function erf) is not closed-form. We start by approximating the CDF \\( G(x) \\) and find an important corollary, i.e.," + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.409, + 0.785, + 0.44 + ], + "angle": 0, + "content": "Definition 1. The logistic function \\( S(x) \\) is an analytic approximation of the CDF \\( G(x) \\) with standard deviation \\( \\sigma = 1 \\), which is defined as [5]," + }, + { + "type": "equation", + "bbox": [ + 0.37, + 0.447, + 0.784, + 0.477 + ], + "angle": 0, + "content": "\\[\nS (x) = \\frac {1}{1 + \\exp (- 1 . 6 \\cdot x - 0 . 0 7 \\cdot x ^ {3})}, \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.495, + 0.713, + 0.51 + ], + "angle": 0, + "content": "This analytic approximation also shares properties of the CDF \\( G(x) \\):" + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.515, + 0.64, + 0.53 + ], + "angle": 0, + "content": "1. \\( S(x) \\) is non-decreasing and right-continuous, satisfying" + }, + { + "type": "equation", + "bbox": [ + 0.271, + 0.538, + 0.761, + 0.558 + ], + "angle": 0, + "content": "\\[\n\\lim _ {x \\to - \\infty} G (x) = \\lim _ {x \\to - \\infty} S (x) = 0 \\quad \\text {a n d} \\quad \\lim _ {x \\to + \\infty} G (x) = \\lim _ {x \\to + \\infty} S (x) = 1.\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.221, + 0.564, + 0.783, + 0.58 + ], + "angle": 0, + "content": "2. The curve of \\( S(x) \\) has 2-fold rotational symmetry around the point \\( (0,1/2) \\)," + }, + { + "type": "equation", + "bbox": [ + 0.356, + 0.588, + 0.676, + 0.602 + ], + "angle": 0, + "content": "\\[\nG (x) + G (- x) = S (x) + S (- x) = 1, \\forall x \\in \\mathbb {R}.\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.608, + 0.785, + 0.668 + ], + "angle": 0, + "content": "For any Gaussian signals with different standard deviations, we can approximate their CDFs by scaling \\( x \\) in Eq. (8) by the reciprocals of their standard deviations. Once \\( x \\) in \\( S(x) \\) scales by the reciprocal of \\( \\sigma \\), we express it as \\( S_{\\sigma}(x) \\). For more details, please refer to the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.669, + 0.784, + 0.701 + ], + "angle": 0, + "content": "In summary, given the sample \\( u \\) and setting the window area as 1, the integral \\( \\mathcal{I}_g(u) \\) of Gaussian signal \\( g(x) \\) within the area \\( [u - \\frac{1}{2}, u + \\frac{1}{2}] \\) is defined as:" + }, + { + "type": "equation", + "bbox": [ + 0.334, + 0.708, + 0.784, + 0.745 + ], + "angle": 0, + "content": "\\[\n\\mathcal {I} _ {g} (u) = \\int_ {u - \\frac {1}{2}} ^ {u + \\frac {1}{2}} g (x) \\mathrm {d} x = G \\left(u + \\frac {1}{2}\\right) - G \\left(u - \\frac {1}{2}\\right). \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.751, + 0.784, + 0.78 + ], + "angle": 0, + "content": "Now, according to Definition 1, we apply Eq. (8) and approximate the integral of Eq. (9) as:" + }, + { + "type": "equation", + "bbox": [ + 0.394, + 0.781, + 0.784, + 0.808 + ], + "angle": 0, + "content": "\\[\n\\mathcal {I} _ {g} (u) \\approx S \\left(u + \\frac {1}{2}\\right) - S \\left(u - \\frac {1}{2}\\right). \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "In the following section, we will discuss how to employ the above approximation to 2D-pixel shading in Analytic-Splatting." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.143, + 0.476, + 0.312 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.23, + 0.314, + 0.462, + 0.326 + ], + "angle": 0, + "content": "(a) Integral over the original pixel area." + }, + { + "type": "image", + "bbox": [ + 0.527, + 0.143, + 0.787, + 0.313 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.541, + 0.314, + 0.771, + 0.326 + ], + "angle": 0, + "content": "(b) Integral over the rotated pixel area." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.337, + 0.788, + 0.38 + ], + "angle": 0, + "content": "Fig. 3: Example diagram of the pixel integration domain in Eq. (11) and the domain after rotation in Eq. (13). The yellow lines in Fig. 3a are the coordinate axes of 2D screen space; And the yellow lines in Fig. 3b are the eigenvectors scaled by the eigenvalues." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.418, + 0.416, + 0.435 + ], + "angle": 0, + "content": "4.2 Analytic-Splatting" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.464, + 0.788, + 0.572 + ], + "angle": 0, + "content": "After revisiting the one-dimensional Gaussian signal integration, we proceed with applying the analytic approximation to the integral of projected 2D Gaussians over pixel window areas, which we call Analytic-Splatting. Mathematically, we replace the sampled \\( g^{2\\mathrm{D}}(\\pmb{u}) \\) in Eq. (3) with the approximated integral \\( \\mathcal{I}_g^{2\\mathrm{D}}(\\pmb{u}) \\). For the pixel \\( \\pmb{u} = [u_x,u_y]^\\top \\) in 2D screen space, which corresponds to the window area \\( \\varOmega_{\\pmb{u}} \\) as shown in Fig. 3a, the integration of Gaussian signal in Eq. (2) is represented as:" + }, + { + "type": "equation", + "bbox": [ + 0.234, + 0.591, + 0.785, + 0.666 + ], + "angle": 0, + "content": "\\[\n\\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) = \\int_ {u _ {x} - \\frac {1}{2}} ^ {u _ {x} + \\frac {1}{2}} \\int_ {u _ {y} - \\frac {1}{2}} ^ {u _ {y} + \\frac {1}{2}} e ^ {\\left(- \\frac {a}{2} (x - \\hat {\\mu} _ {x}) ^ {2} - \\frac {c}{2} (y - \\hat {\\mu} _ {y}) ^ {2} - \\underbrace {b (x - \\hat {\\mu} _ {x}) (y - \\hat {\\mu} _ {y})} _ {\\text {c o r r e l a t i o n t e r m}}\\right)} d x d y. \\tag {11}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.67, + 0.788, + 0.746 + ], + "angle": 0, + "content": "Notably, handling the correlation term in this integral is intractable. To unravel the correlation term and thus feasibly solve the integral, we diagonalize the covariance matrix \\(\\hat{\\Sigma}\\) of the 2D Gaussian \\(g^{2\\mathrm{D}}\\) and slightly rotate the integration area as shown in Fig. 3b, thus approximating the integral by multiplying two independent 1D Gaussian integrals." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.843 + ], + "angle": 0, + "content": "In detail, we first perform eigenvalue decomposition on the covariance matrix \\(\\hat{\\pmb{\\Sigma}}\\) (refer to Eq. (4)) to obtain eigenvalues \\(\\{\\lambda_1,\\lambda_2\\}\\) and the corresponding eigenvectors \\(\\{\\pmb{v}_1,\\pmb{v}_2\\}\\). After diagonalization, for better description, we take \\(\\hat{\\pmb{\\mu}} = [\\hat{\\mu}_x,\\hat{\\mu}_y]^\\top\\) (the mean vector of \\(g^{2\\mathrm{D}}\\)) as the origin and the eigenvectors \\(\\{\\pmb{v}_1,\\pmb{v}_2\\}\\) as the axis to construct a new coordinate system. In this coordinate system, given a pixel \\(\\pmb{u} = [u_x,u_v]^\\top\\), we rewrite the \\(g^{2\\mathrm{D}}\\) in Eq. (5) as the multiplication of two" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.607, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.414, + 0.162 + ], + "angle": 0, + "content": "independent 1D Gaussians:" + }, + { + "type": "equation", + "bbox": [ + 0.285, + 0.172, + 0.785, + 0.215 + ], + "angle": 0, + "content": "\\[\ng ^ {2 \\mathrm {D}} (\\boldsymbol {u}) = \\exp \\left(- \\frac {\\tilde {u} _ {x} ^ {2}}{2 \\lambda_ {1}} - \\frac {\\tilde {u} _ {y} ^ {2}}{2 \\lambda_ {2}}\\right) = \\exp \\left(- \\frac {\\tilde {u} _ {x} ^ {2}}{2 \\lambda_ {1}}\\right) \\exp \\left(- \\frac {\\tilde {u} _ {y} ^ {2}}{2 \\lambda_ {2}}\\right), \\tag {12}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.323, + 0.214, + 0.712, + 0.247 + ], + "angle": 0, + "content": "\\[\n\\tilde {\\boldsymbol {u}} = \\left[ \\begin{array}{c} \\tilde {u} _ {x} \\\\ \\tilde {u} _ {y} \\end{array} \\right] = \\left[ \\begin{array}{c} - \\boldsymbol {v} _ {1} - \\\\ - \\boldsymbol {v} _ {2} - \\end{array} \\right] (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}}) = \\left[ \\begin{array}{c} - \\boldsymbol {v} _ {1} - \\\\ - \\boldsymbol {v} _ {2} - \\end{array} \\right] \\left[ \\begin{array}{c} u _ {x} - \\hat {\\mu} _ {x} \\\\ u _ {y} - \\hat {\\mu} _ {y} \\end{array} \\right],\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.256, + 0.787, + 0.318 + ], + "angle": 0, + "content": "where \\(\\tilde{\\boldsymbol{u}} = [\\tilde{u}_x,\\tilde{u}_y]^\\top\\) denotes the diagonalized coordinate of the pixel center. After diagonalization, we further rotate the pixel integration area \\(\\varOmega_{\\pmb{u}}\\) along the pixel center to align it with the eigenvectors and get \\(\\tilde{\\varOmega}_{\\pmb{u}}\\) for approximating the integral. Thus the integral in Eq. (11) can be approximated as:" + }, + { + "type": "equation", + "bbox": [ + 0.223, + 0.34, + 0.785, + 0.467 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) \\approx \\int_ {\\tilde {\\Omega} _ {\\boldsymbol {u}}} g ^ {\\mathrm {2 D}} (\\boldsymbol {u}) \\mathrm {d} \\boldsymbol {u} = \\int_ {\\tilde {u} _ {x} - \\frac {1}{2}} ^ {\\tilde {u} _ {x} + \\frac {1}{2}} e ^ {\\left(- \\frac {x ^ {2}}{2 \\lambda_ {1}}\\right)} \\mathrm {d} x \\int_ {\\tilde {u} _ {y} - \\frac {1}{2}} ^ {\\tilde {u} _ {y} + \\frac {1}{2}} e ^ {\\left(- \\frac {y ^ {2}}{2 \\lambda_ {2}}\\right)} \\mathrm {d} y \\\\ = 2 \\pi \\sqrt {\\lambda_ {1} \\lambda_ {2}} \\int_ {\\tilde {u} _ {x} - \\frac {1}{2}} ^ {\\tilde {u} _ {x} + \\frac {1}{2}} \\frac {1}{\\sqrt {2 \\pi \\lambda_ {1}}} e ^ {\\left(- \\frac {x ^ {2}}{2 \\lambda_ {1}}\\right)} \\mathrm {d} x \\int_ {\\tilde {u} _ {y} - \\frac {1}{2}} ^ {\\tilde {u} _ {y} + \\frac {1}{2}} \\frac {1}{\\sqrt {2 \\pi \\lambda_ {2}}} e ^ {\\left(- \\frac {y ^ {2}}{2 \\lambda_ {2}}\\right)} \\mathrm {d} y \\\\ \\approx 2 \\pi \\sigma_ {1} \\sigma_ {2} \\left[ S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} + \\frac {1}{2}\\right) - S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} - \\frac {1}{2}\\right) \\right] \\left[ S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} + \\frac {1}{2}\\right) - S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} - \\frac {1}{2}\\right) \\right], \\tag {13} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.468, + 0.787, + 0.528 + ], + "angle": 0, + "content": "where \\(\\sigma_{*}\\) subscripts of \\(G\\) and \\(S\\) respectively correspond to Gaussian signals with the standard deviation \\(\\sigma_{*}\\). \\(\\sigma_{1} = \\sqrt{\\lambda_{1}}\\) and \\(\\sigma_{2} = \\sqrt{\\lambda_{2}}\\) denote the standard derivations of the independent Gaussian signals along two eigenvectors respectively. In summary, the volume shading in Analytic-Splatting is given by:" + }, + { + "type": "equation", + "bbox": [ + 0.236, + 0.538, + 0.725, + 0.579 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {C} (\\boldsymbol {u}) = \\sum_ {i = 1} ^ {N} T _ {i} \\mathcal {I} _ {g - i} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {i}, \\hat {\\boldsymbol {\\Sigma}} _ {i}) \\alpha_ {i} \\boldsymbol {c} _ {i}, \\quad T _ {i} = \\prod_ {j = 1} ^ {i - 1} (1 - \\mathcal {I} _ {g - j} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {j}, \\hat {\\boldsymbol {\\Sigma}} _ {j}) \\alpha_ {j}),\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.223, + 0.583, + 0.785, + 0.629 + ], + "angle": 0, + "content": "\\[\n\\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) = 2 \\pi \\sigma_ {1} \\sigma_ {2} \\left[ S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} + \\frac {1}{2}\\right) - S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} - \\frac {1}{2}\\right) \\right] \\left[ S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} + \\frac {1}{2}\\right) - S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} - \\frac {1}{2}\\right) \\right]. \\tag {14}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.651, + 0.376, + 0.668 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.681, + 0.513, + 0.697 + ], + "angle": 0, + "content": "5.1 Approximation Error Analysis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.84 + ], + "angle": 0, + "content": "In this section, we first comprehensively explore the approximation errors in our scheme and then conduct an elaborate comparison against other schemes. It is worth noting that during training, the pruning and densification schemes proposed in 3DGS tend to maintain the standard deviations of Gaussian signals within an appropriate range (i.e. \\(\\sigma \\in [0.3, 6.6]\\)), and each Gaussian signal only responds to pixels within the \\(99\\%\\) confidence interval (i.e. \\(|x| < 3\\sigma\\)) for shading. Therefore, we only consider the Gaussian signals with standard deviations in [0.3, 6.6], and merely discuss the approximation error of pixels within the \\(99\\%\\) confidence interval." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.473, + 0.274 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.217, + 0.276, + 0.47, + 0.308 + ], + "angle": 0, + "content": "(a) Approximation errors of our conditioned logistic function Eq. (8) to the CDF Eq. (6) referring to different standard deviations." + }, + { + "type": "image", + "bbox": [ + 0.534, + 0.145, + 0.787, + 0.274 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.532, + 0.276, + 0.787, + 0.318 + ], + "angle": 0, + "content": "(b) Approximation errors of our approximated window integral Eq. (10) to the ground-truth Eq. (9) referring to different standard deviations." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.329, + 0.788, + 0.371 + ], + "angle": 0, + "content": "Fig. 4: Error Analysis of using our conditioned logistic function Eq. (8) to approximate CDF of Gaussian signals Eq. (6) and window integration Eq. (9). Note that the scaling factor of the error is \\(1e^{-4}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.404, + 0.786, + 0.434 + ], + "angle": 0, + "content": "Referring to Eq. (6) and Eq. (8), we get the approximation error function about the CDF of the Gaussian function:" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.449, + 0.786, + 0.466 + ], + "angle": 0, + "content": "\\[\n\\mathcal {E} _ {\\mathrm {C D F}} (x) = | S (x) - G (x) |, \\tag {15}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.48, + 0.786, + 0.51 + ], + "angle": 0, + "content": "and referring to Eq. (9) and Eq. (10), the approximation error function regarding the 1-width window area integral response is:" + }, + { + "type": "equation", + "bbox": [ + 0.253, + 0.522, + 0.787, + 0.557 + ], + "angle": 0, + "content": "\\[\n\\left. \\mathcal {E} _ {\\text {I n t}} (x) = \\left| \\left(S \\left(x + \\frac {1}{2}\\right) - S \\left(x + \\frac {1}{2}\\right)\\right) - \\left(G \\left(x + \\frac {1}{2}\\right) - G \\left(x + \\frac {1}{2}\\right)\\right) \\right|, \\right. \\tag {16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.786, + 0.614 + ], + "angle": 0, + "content": "the approximation error \\(\\mathcal{E}_{\\mathrm{CDF}}\\) and \\(\\mathcal{E}_{\\mathrm{Int}}\\) referring to different standard deviations are shown in Fig. 4a and Fig. 4b respectively.\\(^2\\) Please note that the errors shown in Fig. 4 are scaled by a tiny factor of \\(1\\mathrm{e} - 4\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.616, + 0.787, + 0.736 + ], + "angle": 0, + "content": "For approximating the integral response over the 1-width window area, our scheme significantly outperforms other schemes. Fig. 5a and Fig. 5b respectively show that one-dimensional approximation error with different standard deviations and values. Our scheme is robust to these two conditions, especially when the standard deviations of Gaussian signals become smaller, our advantage becomes more obvious, which means that our scheme is better at capturing the high-frequency signals (i.e. details) of the scene, and our subsequent experimental results also verify this." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.738, + 0.787, + 0.799 + ], + "angle": 0, + "content": "Last but not least, we employ this scheme to approximate the window integral responses of two-dimensional Gaussian signals, which requires rotating the integration domain from \\(\\varOmega_{\\pmb{u}}\\) to \\(\\tilde{\\varOmega}_{\\pmb{u}}\\) as shown in Fig. 3 and inevitably introduces additional errors. To study this error, we record the approximation errors caused" + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.811, + 0.787, + 0.841 + ], + "angle": 0, + "content": "2 Since Eq. (15) and Eq. (16) are even functions, we show the results for the positive semi-axis over \\(0 \\leq x \\leq 6\\) in Fig. 4." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.608, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.402, + 0.284 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.217, + 0.288, + 0.402, + 0.318 + ], + "angle": 0, + "content": "(a) Approximation errors referring to different standard deviations." + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.144, + 0.596, + 0.285 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.411, + 0.288, + 0.594, + 0.31 + ], + "angle": 0, + "content": "(b) Approximation errors for different values." + }, + { + "type": "image", + "bbox": [ + 0.604, + 0.144, + 0.787, + 0.285 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.602, + 0.288, + 0.786, + 0.319 + ], + "angle": 0, + "content": "(c) Approximation errors of rotating the integral domain by different angles in Fig. 3." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.331, + 0.784, + 0.359 + ], + "angle": 0, + "content": "Fig. 5: Error Analysis of approximating the window integral Eq. (9) using different schemes in Fig. 2." + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.372, + 0.782, + 0.482 + ], + "angle": 0, + "content": "
PSNR ↑SSIM ↑LPIPS ↓
Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.
NeRF w/o Larea31.2030.6526.2522.5327.660.9500.9560.9300.8710.9270.0550.0340.0430.0750.052
NeRF [25]29.9032.1333.4029.4731.230.9380.9590.9730.9620.9580.0740.0400.0240.0390.044
MipNeRF [2]32.6334.3435.4735.6034.510.9580.9700.9790.9830.9730.0470.0260.0170.0120.026
Plenoxels [9]31.6032.8530.2626.6330.340.9560.9670.9610.9360.9550.0520.0320.0450.0770.051
TensoRF [6]32.1133.0330.4526.8030.600.9560.9660.9620.9390.9560.0560.0380.0470.0760.054
Instant-NGP [26]30.0032.1533.3129.3531.200.9390.9610.9740.9630.9590.0790.0430.0260.0400.047
Tri-MipRF [14]32.6534.2435.0235.5334.360.9580.9710.9800.9870.9740.0470.0270.0180.0120.026
3DGS [18]28.7930.6631.6427.9829.770.9430.9620.9720.9600.9600.0650.0380.0250.0310.040
3DGS-SS [18]32.0533.7833.9231.1232.710.9640.9750.9800.9770.9740.0390.0210.0160.0200.024
Mip-Splatting [37]32.8134.4935.4535.5034.560.9670.9770.9830.9880.9790.0350.0190.0130.0100.019
Ours33.2234.9235.9836.0035.030.9670.9770.9840.9890.9790.0330.0190.0120.0100.018
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.483, + 0.788, + 0.525 + ], + "angle": 0, + "content": "Table 1: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Blender Synthetic dataset [2]. These methods conduct multi-scale training and testing." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.564, + 0.788, + 0.626 + ], + "angle": 0, + "content": "by rotating the integration domain from \\(0^{\\circ}\\) to \\(45^{\\circ 3}\\) under different standard deviations of Gaussian signals and distributions, as shown in Fig. 5c. Although the approximation error of our scheme slightly increases as the rotation angle becomes larger, our scheme still surpasses other schemes." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.645, + 0.363, + 0.66 + ], + "angle": 0, + "content": "5.2 Comparison" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.667, + 0.788, + 0.758 + ], + "angle": 0, + "content": "To verify the anti-aliasing capability and versatility of Analytic-Splatting, we conduct experiments against state-of-the-art methods under the multi-scale training & multi-scale testing (MTMT) setting on Blender Synthetic [2, 25] and MipNeRF 360 [3] datasets. We further evaluate our methods against cutting-edge methods on several scene datasets [3, 12, 19] under the widely used single-scale training & single-scale testing (STST) setting." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.758, + 0.788, + 0.805 + ], + "angle": 0, + "content": "Dataset & Metric. For the MTMT setting, we conduct experiments using benchmark datasets of multi-scale Blender Synthetic [2,25] and multi-scale MipNeRF 360 [3]. They respectively contain 8 objects and 9 scenes, each object and" + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "3 Since we always hold \\(\\sigma_{1} \\geq \\sigma_{2}\\) in practice, thus we only consider the approximation error caused by the rotation angle from \\(0^{\\circ}\\) to \\(45^{\\circ}\\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "image", + "bbox": [ + 0.233, + 0.144, + 0.775, + 0.521 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.531, + 0.788, + 0.588 + ], + "angle": 0, + "content": "Fig. 6: Qualitative comparison of full-resolution and low-resolution \\((1/8)\\) on Multi-Scale Blender [2]. All methods are trained on images with downsampling rates covering \\([1, 2, 4, 8]\\). Our method can better overcome the artifacts in 3DGS with better fidelity of details." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.625, + 0.788, + 0.763 + ], + "angle": 0, + "content": "scene is compiled by downscaling the original dataset with a factor of 2, 4, and 8, and combining. For the Blender Synthetic dataset, each object contains 100 images for training and 200 images for testing. For the Mip-NeRF 360 dataset, we select 1 image from every 8 images for testing and the remaining images for training. For the STST setting, we follow 3DGS [18] and evaluate three real scene datasets [3, 12, 19]. To verify the efficacy of our method, we evaluate the synthesized novel view on these datasets in terms of Peak Signal-to-Noise Ratio (PSNR), Structural Similarity Index Measure (SSIM), and Learned Perceptual Image Patch Similarity (LPIPS) [38]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Implementation. We implement Analytic-Splatting upon 3DGS [18] and customize our shading module with CUDA extensions. Following 3DGS, we train Analytic-Splatting using the same parameters, training schedule, and loss functions, ensuring the efficacy of our scheme. To achieve super sampling of Gaussian signals, we implement 3DGS-SS, which first renders an image at twice the target" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.608, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.144, + 0.782, + 0.213 + ], + "angle": 0, + "content": "
PSNR ↑SSIM ↑LPIPS ↓
Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.
Mip-NeRF 360 [3]27.5029.1930.4530.8629.500.7780.8640.9120.9310.8710.2540.1360.0770.0580.131
Zip-NeRF [4]28.2530.0131.5632.5230.580.8220.8910.9330.9550.9000.1980.0990.0560.0380.098
3DGS [18]26.5528.0028.5127.4527.630.7790.8540.8910.8880.8530.2740.1620.1020.0870.156
3DGS-SS [18]27.2028.7529.8929.7128.890.8000.8710.9140.9280.8780.2460.1380.0810.0610.131
Mip-Splatting [37]27.2028.7429.9030.6629.120.8020.8700.9150.9440.8830.2440.1460.0900.0560.134
Ours27.5028.9930.3531.2129.510.8080.8740.9190.9450.8870.2310.1320.0770.0510.123
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.214, + 0.787, + 0.255 + ], + "angle": 0, + "content": "Table 2: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Mip-NeRF 360 dataset [3,4]. These methods conduct multi-scale training and testing." + }, + { + "type": "image", + "bbox": [ + 0.233, + 0.285, + 0.773, + 0.481 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.492, + 0.788, + 0.577 + ], + "angle": 0, + "content": "Fig.7: Qualitative comparisons of full-resolution and low-resolution on Multi-Scale Mip-NeRF 360 [3,4]. All methods are trained on images with down-sampling rates covering [1, 2, 4, 8]. Our method can better overcome the artifacts with better fidelity of details. Please note that the artifacts of 3DGS/3DGS-SS become obvious at low resolutions, especially on elongated shapes (e.g. wheels and flower stems), while Mip-Splating produces over-smoothed results (e.g. lobes)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.61, + 0.788, + 0.685 + ], + "angle": 0, + "content": "resolution and obtains the final image at the target resolution through average pooling. For the MTMT setting, we follow previous works [2,14,37] and tend to select more full-resolution images as supervision samples during training. Please refer to the supplementary material for more details on the backpropagation implementation of rendering." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.687, + 0.788, + 0.809 + ], + "angle": 0, + "content": "Evaluation on Blender Synthetic Dataset. We compare our method with several state-of-the-art methods i.e. NeRF [25], MipNeRF [2], Plenoxels [9], TensorRF [6], Instant-NGP [26], Tri-MipRF [14], 3DGS [18] and its variants (i.e. 3DGS-SS, Mip-Splatting [37]) on the Blender Synthetic dataset. The quantitative results in Tab. 1 show that Analytic-Splatting outperforms other methods in all aspects. The qualitative results in Fig. 6 demonstrate that Analytic-Splatting can better capture high-frequency details while being anti-aliased. More results can be found in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Evaluation on Mip-NeRF 360 Dataset. We compare our method with several cutting-edge methods i.e. Mip-NeRF 360 [3], Zip-NeRF [4], 3DGS [18] and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.129 + ], + "angle": 0, + "content": "Z. Liang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.298 + ], + "angle": 0, + "content": "its variants (i.e. 3DGS-SS, Mip-Splating [37]) on the challenging Mip-NeRF 360 dataset. The results of Zip-NeRF are reported from the available official implementation4. Please note that Mip-NeRF 360 and Zip-NeRF struggle with real-time rendering, especially Zip-NeRF performs super sampling techniques in the rendering phase. The quantitative results in Tab. 2 show that our method is second only to Zip-NeRF, and we outperform other methods with real-time rendering capability (i.e. 3DGS and its variants). The qualitative comparisons in Fig. 7 demonstrate that our method has better anti-aliasing capability and detail fidelity despite facing complex scenes. More results can be found in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.299, + 0.788, + 0.39 + ], + "angle": 0, + "content": "Single-Scale Evaluation on Scene Datasets We evaluate our method against other methods on complex scene datasets (i.e. Mip-NeRF 360 [3], Tanks & Temples [19], and Deep Blending [12]) under the single-scale training and testing setting, which is the most widely used setting. The overall results are shown in Tab. 3, our method shows great generalization across different datasets and almost outperforms other methods." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.416, + 0.779, + 0.525 + ], + "angle": 0, + "content": "
Mip-NeRF 360Tanks&TemplesDeep Blending
PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓
Plenoxels [9]23.080.6250.46321.070.7210.37923.060.7950.510
INGP-Base [26]25.300.6710.37121.720.7340.33023.620.7970.423
INGP-Big [26]25.590.6990.33121.920.7520.30524.960.8170.390
Mip-NeRF 360 [3]27.690.7920.23722.220.8000.25729.400.9010.245
3DGS [18]27.210.8150.21423.140.8440.18329.410.9030.243
Mip-Splatting [37]27.570.8170.21823.780.8510.17829.690.9040.248
Ours27.580.8160.21723.840.8510.17729.750.9050.248
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.525, + 0.788, + 0.568 + ], + "angle": 0, + "content": "Table 3: Quantitative comparison of our method against previous methods over three datasets [3, 12, 19]. All methods are trained on full-resolution images and tested on the same-resolution images." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.61, + 0.36, + 0.626 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.646, + 0.788, + 0.752 + ], + "angle": 0, + "content": "In this paper, we first revisit the window response of 1D Gaussian signals and reason about an analytical and accurate approximation using a conditioned logistic function. We then apply this approximation in the 2D-pixel shading and present Analytic-Splatting, which approximates the pixel area integral response to achieve anti-aliasing capability and better detail fidelity. Our extensive experiments demonstrate the efficacy of Analytic-Splatting in achieving state-of-the-art novel view synthesis results under the multi-scale setting." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.753, + 0.788, + 0.814 + ], + "angle": 0, + "content": "Limitations. Compared with 3DGS and Mip-Splatting, our shading implementation introduces more root and exponential operations, which inevitably increases the computational burden and reduces the frame rate. Despite this, our frame rate is only \\(10\\%\\) lower than Mip-Splatting in a few cases." + }, + { + "type": "page_footnote", + "bbox": [ + 0.216, + 0.825, + 0.537, + 0.842 + ], + "angle": 0, + "content": "4 https://github.com/jonbarron/camp_zipnerf" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.608, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Analytic-Splatting" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.177, + 0.784, + 0.207 + ], + "angle": 0, + "content": "This work is supported by the Guangdong Provincial Key Laboratory of Human Digital Twin (2022B1212010004)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.23, + 0.323, + 0.245 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.26, + 0.785, + 0.288 + ], + "angle": 0, + "content": "1. 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IEEE Transactions on Visualization and Computer Graphics 8(3), 223-238 (2002)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.577 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_origin.pdf b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..90462564e41654caafeac1276b6a213ba3648352 --- /dev/null +++ b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/976df7c8-0be2-4a2f-ad54-33544e36cc42_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:ca48e2053e80495d722bf4009615052cb51d744f36bd63319e9cf780da872a4d +size 5362418 diff --git a/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/full.md b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/full.md new file mode 100644 index 0000000000000000000000000000000000000000..0dfe873345354c7434e56b4091448d7eedc13165 --- /dev/null +++ b/2024/Analytic-Splatting_ Anti-Aliased 3D Gaussian Splatting via Analytic Integration/full.md @@ -0,0 +1,350 @@ +# Analytic-Splatting: Anti-Aliased 3D Gaussian Splatting via Analytic Integration + +Zhihao Liang $^{1,*}$ , Qi Zhang $^{2,\dagger}$ , Wenbo Hu $^{2}$ , Lei Zhu $^{3}$ , Ying Feng $^{2}$ , and Kui Jia $^{4,\dagger}$ + +$^{1}$ South China University of Technology + +$^{2}$ Tencent AI Lab $^{3}$ City University of Hong Kong + +$^{4}$ School of Data Science, The Chinese University of Hong Kong, Shenzhen + +https://lzhnb.github.io/project-pages/analytic-splatting/ + +Abstract. 3D Gaussian Splatting (3DGS) recently gained popularity by combining the advantages of both primitive-based and volumetric 3D representations, resulting in improved quality and efficiency for 3D scene rendering. However, 3DGS is not alias-free and still produces severe blurring or jaggies when rendered at varying resolutions because the discrete sampling scheme used treats each pixel as an isolated single point, which is insensitive to changes in the footprints of pixels and is restricted in sampling bandwidth. In this paper, we use a conditioned logistic function as the analytic approximation of the cumulative distribution function (CDF) of the Gaussian signal and calculate the integral by subtracting the CDFs. We introduce this approximation to two-dimensional pixel shading and present Analytic-Splatting, which analytically approximates the Gaussian integral within the 2D-pixel window area to better capture the intensity response of each pixel. Then, we use the approximated response of the pixel window integral area to participate in the transmittance calculation of volume rendering, making Analytic-Splatting sensitive to the changes in pixel footprint at different resolutions. Extensive experiments on various datasets validate that our approach has better anti-aliasing capability that gives more details and better fidelity. + +Keywords: 3D Gaussian Splatting $\cdot$ Anti-Aliasing $\cdot$ View Synthesis $\cdot$ Cumulative Distribution Function (CDF) $\cdot$ Analytic Approximation + +# 1 Introduction + +Novel view synthesis of a scene captured from multiple images has achieved great progress due to the rapid advancements of neural rendering. As a prominent representative, Neural Radiance Field (NeRF) [25] models the scene using a neural volumetric representation, enabling photorealistic rendering of novel + +![](images/711f94658df6110409d0dd9558a24d809df432f7f4d0a799dfebe5499ccee808.jpg) +Fig. 1: For shading a pixel by a Gaussian signal, 3DGS (a) only treats the Gaussian signal value corresponding to the pixel center as the intensity response. Analytic-Splatting (b) instead considers an analytic approximation of the integral over the pixel window area as the intensity response. Compared to 3DGS, Analytic-Splatting has anti-aliasing capability and better detail fidelity. + +views via ray casting. Ray casting trades off efficiency with quality, and subsequent works [9, 26, 34] are proposed to have a better quality-efficiency balance. Recently, 3D Gaussian Splatting (3DGS) [18] proposes a GPU-friendly differentiable rasterization that incorporates explicit primitives, achieving high-quality and real-time renderings for novel view synthesis. In contrast to the ray casting in NeRF, which renders a pixel by accumulating the radiance of samples along the ray that intersects the image plane at the pixel, 3DGS employs a rasterization-based technique that can be rasterized very efficiently. Specifically, 3DGS represents the scene as a set of anisotropic 3D Gaussians with scene properties; when rendering a pixel, 3DGS orders and projects these 3D Gaussians onto the image plane as 2D Gaussians, and then queries values and scene properties associated with the Gaussians that have overlaps with the pixel, and finally shades the pixel by cumulatively compositing these queried values and properties. + +3DGS works for scene representation learning and novel view synthesis at constant resolutions; however, its performance degrades greatly either when the multi-view images are captured at varying distances, or when the novel view to be rendered has a resolution different from those of the captured images. The main reason is that the footprint of the pixel changes at different resolutions. Specifically, footprint denotes the ratio between the pixel window area in screen space and its covered Gaussian signals region in the world space. Besides, 3DGS is insensitive to such changes since it treats each pixel as an isolated point (i.e. merely pixel center) when retrieving the corresponding Gaussian values; Fig. 1a gives an illustration. As a result, 3DGS could produce significant artifacts + +(e.g. blurry or jaggies) especially when pixel footprints change drastically (e.g. synthesizing novel views with zooming-in and zooming-out effects). + +In 3DGS, a continuous signal in the image space is represented as a set of $\alpha$ -blended 2D Gaussians, and the pixel shading is a process of integrating the signal response within each pixel area; artifacts in 3DGS are caused by the limited sampling bandwidth for the Gaussians that retrieves erroneous responses, especially when the pixel footprint changes drastically [2, 37]. It is possible to increase sampling bandwidth (i.e. via super sampling) or use prefiltering techniques to alleviate this problem; for example, Mip-Splatting [37] employs the prefiltering technique and presents a hybrid filtering mechanism to regularize the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. While Mip-Splatting overcomes most aliasing in 3DGS, it is limited in capturing details and synthesizes over-smoothed results. Consequently, solving the integral of Gaussian signals within the pixel window area as intensity responses is crucial for both anti-aliasing and capturing details. + +In this paper, we revisit pixel shading in 3DGS and introduce an analytic approximation of the window integral response of Gaussian signals for anti-aliasing. Rather than discrete sampling in 3DGS and prefiltering in Mip-Splatting, we analytically approximate the integral within each pixel area as shown in Fig. 1b. We term our method as Analytic-Splatting. Compared with Mip-Splatting, which approximates the pixel window as a 2D Gaussian low-pass filter, our proposed method does not suppress the high-frequency components in Gaussian signals and can better preserve high-quality details. Experiments show that our method removes the aliasing existing in 3DGS and other methods while synthesizing more details with better fidelity. We summarize our contributions as follows. + +- We revisit the causes of aliasing in 3D Gaussian Splatting from the perspective of signal window response and derive an analytic approximation of the window response for Gaussian signals; +- Based on the derivation, we present Analytic-Splatting that improves the pixel shading in 3D Gaussian Splatting to achieve anti-aliasing and better detail fidelity, achieving state-of-the-art results on challenging datasets. + +# 2 Related Works + +Neural Rendering. Recently, neural rendering techniques exemplified by Neural Radiance Field (NeRF) [25] have achieved impressive results in novel view synthesis, and further enhanced several advanced tasks [15, 16, 23, 24, 27, 31, 35]. Nevertheless, the ray-tracing volume rendering used in NeRF hinders the real-time rendering performance, restricting the application prospects of NeRF. While several NeRF variants adopt efficient sampling strategies [21, 26, 36] or use explicit/hybrid representations [6,9,10,30] with higher capacities, their sampling schemes are still costly and difficult to achieve real-time rendering. To overcome these limitations, 3DGS [18] employs forward mapping volume rendering technology and implements GPU-friendly tile-based rasterization to achieve + +real-time rendering and impressive rendering results. Due to its real-time rendering capability and impressive rendering performance, 3DGS has been widely used in advanced tasks such as Human/Avatar modeling [13,28,39,41], surface reconstruction [7,11], inverse rendering [17,22,29], physical simulation [8,33], etc. Although rasterization makes 3DGS avoid tough sampling problems along rays and achieve promising results, it also introduces aliasing caused by restricted sampling bandwidth when shading pixels using 2D Gaussians. And the aliasing will be noticeable when the pixel footprint changes drastically (e.g. zooming in and out). In this paper, we study the errors introduced by the discrete sampling scheme used in 3DGS and introduce our advanced solution. + +Anti-Aliasing. Aliasing is the phenomenon of overlapping frequency components when the discrete sampling rate is below the Nyquist rate. Anti-aliasing is critical for rendering high-fidelity results, which has been extensively explored in the computer graphics and vision community [1, 20, 32]. In the context of NeRFs, MipNeRF [2] and Zip-NeRF [4] pioneer the use of prefiltering and multisampling to address the aliasing issue in neural radiance fields (NeRF). Recent works also explored the anti-aliased NeRF for unbounded scenes [3], efficient reconstruction [14], and surface reconstruction [40]. All these works are built upon the ray-tracing volume rendering to consider the pixel footprint, by replacing the original ray-casting with cone-casting. However, the ray-tracing volume rendering is too computationally expensive to achieve real-time rendering. On the other hand, 3DGS [18] introduced real-time rasterization-based volume rendering but suffers from aliasing artifacts due to the discrete sampling during shading pixels using projected Gaussians. To this end, Mip-Splatting [37] presents a hybrid filtering mechanism to restrict the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. Nevertheless, this low-pass filtering strategy hinders the capability to preserve high-quality details. In contrast, our approach introduces an analytic approximation of the integral within the pixel area to better capture the intensity response of each pixel, harvesting both aliasing-free and detail-preserving rendering results. + +# 3 Preliminaries + +In this section, we give the technical background necessary for the presentation of our proposed method. + +3D Gaussian Splatting (3DGS) [18] explicitly represents 3D scene as a set of primitives $\{\pmb{p}_i\}_{i=1}^N$ . Given any primitive $\pmb{p} \in \{\pmb{p}_i\}_{i=1}^N$ , 3DGS models it as a 3D Gaussian signal with mean vector $\pmb{\mu} \in \mathbb{R}^3$ (i.e. the position of primitive $\pmb{p}$ ) and covariance matrix $\pmb{\Sigma} \in \mathbb{R}^{3 \times 3}$ . Note that $\pmb{\Sigma}$ is factorized into a scaling matrix $\pmb{S}$ and a rotation matrix $\pmb{R}$ as $\pmb{\Sigma} = \pmb{R}\pmb{S}\pmb{S}^\top\pmb{R}^\top$ . + +Given an extrinsic matrix $\pmb{T}$ and a projection matrix $\pmb{K}$ , we get the projected position $\hat{\pmb{\mu}}$ and covariance matrix $\hat{\pmb{\Sigma}}$ in 2D screen space as: + +$$ +\hat {\boldsymbol {\mu}} = K T [ \boldsymbol {\mu}, 1 ] ^ {\top}, \quad \hat {\boldsymbol {\Sigma}} = J T \boldsymbol {\Sigma} T ^ {\top} J ^ {\top}, \tag {1} +$$ + +where $\pmb{J}$ is the Jacobian matrix of the affine approximation of the perspective projection [42-44]. Note that 3DGS only retains the second-order values of $\hat{\pmb{\mu}}$ + +and $\hat{\pmb{\Sigma}}$ as $\hat{\pmb{\mu}}\in \mathbb{R}^2$ and $\hat{\pmb{\Sigma}}\in \mathbb{R}^{2\times 2}$ respectively. The projected 2D Gaussian signal for the pixel $\pmb{u}$ is given: + +$$ +g ^ {2 \mathrm {D}} (\boldsymbol {u} | \hat {\boldsymbol {\mu}}, \hat {\boldsymbol {\Sigma}}) = \exp \left(- \frac {1}{2} (\boldsymbol {u} - \hat {\boldsymbol {\mu}}) ^ {\top} \hat {\boldsymbol {\Sigma}} ^ {- 1} (\boldsymbol {u} - \hat {\boldsymbol {\mu}})\right), \tag {2} +$$ + +Using the projected 2D Gaussian signal, 3DGS derives the volume transmittance and shades the color of pixel $\pmb{u}$ through: + +$$ +\boldsymbol {C} (\boldsymbol {u}) = \sum_ {i = 1} ^ {N} T _ {i} g _ {i} ^ {\mathrm {2 D}} (\boldsymbol {u} | \hat {\boldsymbol {\mu}} _ {i}, \hat {\boldsymbol {\Sigma}} _ {i}) \alpha_ {i} \boldsymbol {c} _ {i}, \quad T _ {i} = \prod_ {j = 1} ^ {i - 1} (1 - g _ {j} ^ {\mathrm {2 D}} (\boldsymbol {u} | \hat {\boldsymbol {\mu}} _ {j}, \hat {\boldsymbol {\Sigma}} _ {j}) \alpha_ {j}), \tag {3} +$$ + +where the symbols with the subscript $i$ indicate the attributes related to the primitive $\pmb{p}_i$ . Specifically, $\alpha_{i}$ and $\pmb{c}_i$ respectively denote the opacity and view-dependent color of primitive $\pmb{p}_i$ . + +For better understanding, we further formulate the 2D Gaussian signal $g^{2\mathrm{D}}$ in Eq. (2) as a flattened expression. Considering $\hat{\pmb{\Sigma}}$ is a real-symmetric $2\times 2$ matrix, we numerically express $\hat{\pmb{\Sigma}}$ and $\hat{\pmb{\Sigma}}^{-1}$ as: + +$$ +\begin{array}{l} \hat {\boldsymbol {\Sigma}} = \left[ \begin{array}{l l} \hat {\Sigma} _ {1 1} & \hat {\Sigma} _ {1 2} \\ \hat {\Sigma} _ {1 2} & \hat {\Sigma} _ {2 2} \end{array} \right], \quad \hat {\boldsymbol {\Sigma}} ^ {- 1} = \frac {1}{| \hat {\boldsymbol {\Sigma}} |} \left[ \begin{array}{c c} \hat {\Sigma} _ {2 2} & - \hat {\Sigma} _ {1 2} \\ - \hat {\Sigma} _ {1 2} & \hat {\Sigma} _ {1 1} \end{array} \right] = \left[ \begin{array}{c c} a & b \\ b & c \end{array} \right], \tag {4} \\ a = \frac {\hat {\Sigma} _ {2 2}}{| \hat {\boldsymbol {\Sigma}} |}, \quad b = - \frac {\hat {\Sigma} _ {1 2}}{| \hat {\boldsymbol {\Sigma}} |}, \quad c = \frac {\hat {\Sigma} _ {1 1}}{| \hat {\boldsymbol {\Sigma}} |}, \\ \end{array} +$$ + +given the pixel $\pmb{u} = [u_x, u_y]^\top$ and the projected position $\hat{\pmb{\mu}} = [\hat{\mu}_x, \hat{\mu}_y]^\top$ in 2D screen space, Eq. (2) can be rewritten as: + +$$ +\begin{array}{l} g ^ {2 \mathrm {D}} (\boldsymbol {u} | \hat {\boldsymbol {\mu}}, \hat {\boldsymbol {\Sigma}}) = \exp \left(- \frac {a}{2} \hat {u} _ {x} ^ {2} - \frac {c}{2} \hat {u} _ {y} ^ {2} - b \hat {u} _ {x} \hat {u} _ {y}\right), \tag {5} \\ \hat {u} _ {x} = u _ {x} - \hat {\mu} _ {x}, \quad \hat {u} _ {y} = u _ {y} - \hat {\mu} _ {y}. \\ \end{array} +$$ + +Remark. It is worth noting that 3DGS treats each pixel as an isolated, single point when calculating its corresponding Gaussian value, as shown in Eq. (5). This approximating scheme functions effectively when training and testing images to capture the scene content from a relatively consistent distance. However, when the pixel footprint changes due to focal length or camera distance adjustments, 3DGS renderings exhibit considerable artifacts, such as thin Gaussians observed during zooming in. As a result, it is crucial to define the pixel as a window area and calculate the corresponding intensity response by integrating the Gaussian signal within this domain. Rather than using the intuitive but time-consuming super sampling, it would be better to tackle the problem more analytically, given that the Gaussian signal is a continuous function. + +# 4 Methods + +In Sec. 3, we observe that 3DGS ignores the window area of each pixel, and only considers the Gaussian value corresponding to the pixel center as its intensity + +![](images/2f9154cfe7418dc324c5a6b2492641e7f7db80d2d956ab32170b9c2bd3306df9.jpg) +(a) Integration (Ground-truth) + +![](images/943f75e53827daa4d177f062ca4c8e691866686379dad3d1c2267659023c0a75.jpg) +(b) Baseline (3DGS) + +![](images/a2dc861524b1ea246d02a8b5018a66b2b7e887e600e25cdb92efe30820fa4edc.jpg) +(c) Super Sampling (3DGS-SS) + +![](images/c2a7a7adfa8ee6a4bf2d9e7c53ee59a4978e0d23468d7cf4bf91fd3b3b0b7c98.jpg) +(d) Filtering (Mip-Splatting) + +![](images/9caf91b87b290894dc7e21b8a251b098c3040a4ed24f0c1f315e4de2f5c01177.jpg) +(e) Analytic Approximation (Ours) +Fig. 2: Example diagram of the signal integration within window area and the approximation schemes used in different methods. + +response. This approach would inevitably produce artifacts due to fluctuations of the pixel footprint under different resolutions. To address this problem, we are motivated to derive an analytical approximation of a 2D Gaussian signal within the pixel window area to accurately describe the intensity response of the imaging pixel. Subsequently, we plan to apply this derived integration to replace $g^{2\mathrm{D}}$ in the 3DGS framework. + +# 4.1 Revisiting One-dimensional Gaussian Signal Response + +Before describing our proposed method, we first revisit the example of the integrated response of a one-dimensional Gaussian signal within a window area for better understanding. Given a signal $g(x)$ and a window area $[x_1, x_2]$ , we aim to get the response by integrating the signal $\mathcal{I}_g = \int_{x_1}^{x_2} g(x) \, \mathrm{d}x$ within this domain as shown in Fig. 2a. For an unknown signal, Monte Carlo sampling within the window area is a feasible approach to approximate the integral as demonstrated in Fig. 2b and Fig. 2c, and the approximation result $\mathcal{I}_g \approx \frac{x_2 - x_1}{N} \sum_{i=1}^{N} g(x_i)$ , $x_i \in [x_1, x_2]$ will be more accurate as the number of samples $N$ increases. Nonetheless, increasing the number of samples (i.e., super-sampling) increases the computational burden significantly. + +Fortunately, our goal in the 3DGS framework is to obtain the intensity response of the Gaussian signal within the window area $[x_1, x_2]$ . Given that the Gaussian signal is a continuous real-valued function, it is natural to derive an analytical approximation to the Gaussian definite integral (Fig. 2a) which is more accurate compared to the numerical integration (Fig. 2b and Fig. 2c). For instance, in Mip-Splatting, the window area is treated as a Gaussian kernel $g_{\mathrm{w}}$ and the integral is approximated as the result of sampling after convolving the Gaussian signal with the Gaussian kernel $\mathcal{I}_g \approx g \circledast g_{\mathrm{w}}^1$ as shown in Fig. 2d. While this prefiltering approximates the integral well in most cases, it still intro- + +duces a large gap when the Gaussian signal $g$ mainly consists of high-frequency components (i.e., with small standard deviation $\sigma$ ). + +To overcome these shortcomings, we are motivated to calculate the integral within the window area analytically. Specifically, the problem of evaluating the definite integral within $[x_1,x_2]$ can be simplified to the subtraction of two improper integrals by applying the first part of the fundamental theorem of calculus. Let $G(x)$ be the cumulative distribution function (CDF) of the standard Gaussian distribution $g(x)$ defined by, + +$$ +G (x) = \int_ {- \infty} ^ {x} g (u) \mathrm {d} u, \quad g (x) = \frac {1}{\sqrt {2 \pi}} \exp \left(- \frac {x ^ {2}}{2}\right), \tag {6} +$$ + +and the definite integral of $g(x)$ within $[x_1, x_2]$ can be expressed as, + +$$ +\mathcal {I} _ {g} = G \left(x _ {2}\right) - G \left(x _ {1}\right). \tag {7} +$$ + +However, this CDF of the Gaussian function (defined using the error function erf) is not closed-form. We start by approximating the CDF $G(x)$ and find an important corollary, i.e., + +Definition 1. The logistic function $S(x)$ is an analytic approximation of the CDF $G(x)$ with standard deviation $\sigma = 1$ , which is defined as [5], + +$$ +S (x) = \frac {1}{1 + \exp (- 1 . 6 \cdot x - 0 . 0 7 \cdot x ^ {3})}, \tag {8} +$$ + +This analytic approximation also shares properties of the CDF $G(x)$ : + +1. $S(x)$ is non-decreasing and right-continuous, satisfying + +$$ +\lim _ {x \to - \infty} G (x) = \lim _ {x \to - \infty} S (x) = 0 \quad \text {a n d} \quad \lim _ {x \to + \infty} G (x) = \lim _ {x \to + \infty} S (x) = 1. +$$ + +2. The curve of $S(x)$ has 2-fold rotational symmetry around the point $(0,1/2)$ , + +$$ +G (x) + G (- x) = S (x) + S (- x) = 1, \forall x \in \mathbb {R}. +$$ + +For any Gaussian signals with different standard deviations, we can approximate their CDFs by scaling $x$ in Eq. (8) by the reciprocals of their standard deviations. Once $x$ in $S(x)$ scales by the reciprocal of $\sigma$ , we express it as $S_{\sigma}(x)$ . For more details, please refer to the supplementary material. + +In summary, given the sample $u$ and setting the window area as 1, the integral $\mathcal{I}_g(u)$ of Gaussian signal $g(x)$ within the area $[u - \frac{1}{2}, u + \frac{1}{2}]$ is defined as: + +$$ +\mathcal {I} _ {g} (u) = \int_ {u - \frac {1}{2}} ^ {u + \frac {1}{2}} g (x) \mathrm {d} x = G \left(u + \frac {1}{2}\right) - G \left(u - \frac {1}{2}\right). \tag {9} +$$ + +Now, according to Definition 1, we apply Eq. (8) and approximate the integral of Eq. (9) as: + +$$ +\mathcal {I} _ {g} (u) \approx S \left(u + \frac {1}{2}\right) - S \left(u - \frac {1}{2}\right). \tag {10} +$$ + +In the following section, we will discuss how to employ the above approximation to 2D-pixel shading in Analytic-Splatting. + +![](images/7af80b5a2222779272b2c2b677e04d56f25201c57ddf79228d7f23ec8b1c98d7.jpg) +(a) Integral over the original pixel area. + +![](images/b12c5bf7af74dea528ddbd48e0a725c226435c0c8364300a6097dfe3f0771562.jpg) +(b) Integral over the rotated pixel area. +Fig. 3: Example diagram of the pixel integration domain in Eq. (11) and the domain after rotation in Eq. (13). The yellow lines in Fig. 3a are the coordinate axes of 2D screen space; And the yellow lines in Fig. 3b are the eigenvectors scaled by the eigenvalues. + +# 4.2 Analytic-Splatting + +After revisiting the one-dimensional Gaussian signal integration, we proceed with applying the analytic approximation to the integral of projected 2D Gaussians over pixel window areas, which we call Analytic-Splatting. Mathematically, we replace the sampled $g^{2\mathrm{D}}(\pmb{u})$ in Eq. (3) with the approximated integral $\mathcal{I}_g^{2\mathrm{D}}(\pmb{u})$ . For the pixel $\pmb{u} = [u_x,u_y]^\top$ in 2D screen space, which corresponds to the window area $\varOmega_{\pmb{u}}$ as shown in Fig. 3a, the integration of Gaussian signal in Eq. (2) is represented as: + +$$ +\mathcal {I} _ {g} ^ {\mathrm {2 D}} (\boldsymbol {u}) = \int_ {u _ {x} - \frac {1}{2}} ^ {u _ {x} + \frac {1}{2}} \int_ {u _ {y} - \frac {1}{2}} ^ {u _ {y} + \frac {1}{2}} e ^ {\left(- \frac {a}{2} (x - \hat {\mu} _ {x}) ^ {2} - \frac {c}{2} (y - \hat {\mu} _ {y}) ^ {2} - \underbrace {b (x - \hat {\mu} _ {x}) (y - \hat {\mu} _ {y})} _ {\text {c o r r e l a t i o n t e r m}}\right)} d x d y. \tag {11} +$$ + +Notably, handling the correlation term in this integral is intractable. To unravel the correlation term and thus feasibly solve the integral, we diagonalize the covariance matrix $\hat{\Sigma}$ of the 2D Gaussian $g^{2\mathrm{D}}$ and slightly rotate the integration area as shown in Fig. 3b, thus approximating the integral by multiplying two independent 1D Gaussian integrals. + +In detail, we first perform eigenvalue decomposition on the covariance matrix $\hat{\pmb{\Sigma}}$ (refer to Eq. (4)) to obtain eigenvalues $\{\lambda_1,\lambda_2\}$ and the corresponding eigenvectors $\{\pmb{v}_1,\pmb{v}_2\}$ . After diagonalization, for better description, we take $\hat{\pmb{\mu}} = [\hat{\mu}_x,\hat{\mu}_y]^\top$ (the mean vector of $g^{2\mathrm{D}}$ ) as the origin and the eigenvectors $\{\pmb{v}_1,\pmb{v}_2\}$ as the axis to construct a new coordinate system. In this coordinate system, given a pixel $\pmb{u} = [u_x,u_v]^\top$ , we rewrite the $g^{2\mathrm{D}}$ in Eq. (5) as the multiplication of two + +independent 1D Gaussians: + +$$ +g ^ {2 \mathrm {D}} (\boldsymbol {u}) = \exp \left(- \frac {\tilde {u} _ {x} ^ {2}}{2 \lambda_ {1}} - \frac {\tilde {u} _ {y} ^ {2}}{2 \lambda_ {2}}\right) = \exp \left(- \frac {\tilde {u} _ {x} ^ {2}}{2 \lambda_ {1}}\right) \exp \left(- \frac {\tilde {u} _ {y} ^ {2}}{2 \lambda_ {2}}\right), \tag {12} +$$ + +$$ +\tilde {\boldsymbol {u}} = \left[ \begin{array}{c} \tilde {u} _ {x} \\ \tilde {u} _ {y} \end{array} \right] = \left[ \begin{array}{c} - \boldsymbol {v} _ {1} - \\ - \boldsymbol {v} _ {2} - \end{array} \right] (\boldsymbol {u} - \hat {\boldsymbol {\mu}}) = \left[ \begin{array}{c} - \boldsymbol {v} _ {1} - \\ - \boldsymbol {v} _ {2} - \end{array} \right] \left[ \begin{array}{c} u _ {x} - \hat {\mu} _ {x} \\ u _ {y} - \hat {\mu} _ {y} \end{array} \right], +$$ + +where $\tilde{\boldsymbol{u}} = [\tilde{u}_x,\tilde{u}_y]^\top$ denotes the diagonalized coordinate of the pixel center. After diagonalization, we further rotate the pixel integration area $\varOmega_{\pmb{u}}$ along the pixel center to align it with the eigenvectors and get $\tilde{\varOmega}_{\pmb{u}}$ for approximating the integral. Thus the integral in Eq. (11) can be approximated as: + +$$ +\begin{array}{l} \mathcal {I} _ {g} ^ {\mathrm {2 D}} (\boldsymbol {u}) \approx \int_ {\tilde {\Omega} _ {\boldsymbol {u}}} g ^ {\mathrm {2 D}} (\boldsymbol {u}) \mathrm {d} \boldsymbol {u} = \int_ {\tilde {u} _ {x} - \frac {1}{2}} ^ {\tilde {u} _ {x} + \frac {1}{2}} e ^ {\left(- \frac {x ^ {2}}{2 \lambda_ {1}}\right)} \mathrm {d} x \int_ {\tilde {u} _ {y} - \frac {1}{2}} ^ {\tilde {u} _ {y} + \frac {1}{2}} e ^ {\left(- \frac {y ^ {2}}{2 \lambda_ {2}}\right)} \mathrm {d} y \\ = 2 \pi \sqrt {\lambda_ {1} \lambda_ {2}} \int_ {\tilde {u} _ {x} - \frac {1}{2}} ^ {\tilde {u} _ {x} + \frac {1}{2}} \frac {1}{\sqrt {2 \pi \lambda_ {1}}} e ^ {\left(- \frac {x ^ {2}}{2 \lambda_ {1}}\right)} \mathrm {d} x \int_ {\tilde {u} _ {y} - \frac {1}{2}} ^ {\tilde {u} _ {y} + \frac {1}{2}} \frac {1}{\sqrt {2 \pi \lambda_ {2}}} e ^ {\left(- \frac {y ^ {2}}{2 \lambda_ {2}}\right)} \mathrm {d} y \\ \approx 2 \pi \sigma_ {1} \sigma_ {2} \left[ S _ {\sigma_ {1}} \left(\tilde {u} _ {x} + \frac {1}{2}\right) - S _ {\sigma_ {1}} \left(\tilde {u} _ {x} - \frac {1}{2}\right) \right] \left[ S _ {\sigma_ {2}} \left(\tilde {u} _ {y} + \frac {1}{2}\right) - S _ {\sigma_ {2}} \left(\tilde {u} _ {y} - \frac {1}{2}\right) \right], \tag {13} \\ \end{array} +$$ + +where $\sigma_{*}$ subscripts of $G$ and $S$ respectively correspond to Gaussian signals with the standard deviation $\sigma_{*}$ . $\sigma_{1} = \sqrt{\lambda_{1}}$ and $\sigma_{2} = \sqrt{\lambda_{2}}$ denote the standard derivations of the independent Gaussian signals along two eigenvectors respectively. In summary, the volume shading in Analytic-Splatting is given by: + +$$ +\boldsymbol {C} (\boldsymbol {u}) = \sum_ {i = 1} ^ {N} T _ {i} \mathcal {I} _ {g - i} ^ {\mathrm {2 D}} (\boldsymbol {u} | \hat {\boldsymbol {\mu}} _ {i}, \hat {\boldsymbol {\Sigma}} _ {i}) \alpha_ {i} \boldsymbol {c} _ {i}, \quad T _ {i} = \prod_ {j = 1} ^ {i - 1} (1 - \mathcal {I} _ {g - j} ^ {\mathrm {2 D}} (\boldsymbol {u} | \hat {\boldsymbol {\mu}} _ {j}, \hat {\boldsymbol {\Sigma}} _ {j}) \alpha_ {j}), +$$ + +$$ +\mathcal {I} _ {g} ^ {\mathrm {2 D}} (\boldsymbol {u}) = 2 \pi \sigma_ {1} \sigma_ {2} \left[ S _ {\sigma_ {1}} \left(\tilde {u} _ {x} + \frac {1}{2}\right) - S _ {\sigma_ {1}} \left(\tilde {u} _ {x} - \frac {1}{2}\right) \right] \left[ S _ {\sigma_ {2}} \left(\tilde {u} _ {y} + \frac {1}{2}\right) - S _ {\sigma_ {2}} \left(\tilde {u} _ {y} - \frac {1}{2}\right) \right]. \tag {14} +$$ + +# 5 Experiments + +# 5.1 Approximation Error Analysis + +In this section, we first comprehensively explore the approximation errors in our scheme and then conduct an elaborate comparison against other schemes. It is worth noting that during training, the pruning and densification schemes proposed in 3DGS tend to maintain the standard deviations of Gaussian signals within an appropriate range (i.e. $\sigma \in [0.3, 6.6]$ ), and each Gaussian signal only responds to pixels within the $99\%$ confidence interval (i.e. $|x| < 3\sigma$ ) for shading. Therefore, we only consider the Gaussian signals with standard deviations in [0.3, 6.6], and merely discuss the approximation error of pixels within the $99\%$ confidence interval. + +![](images/d70720a973eea6e164e8fc50102d03843e4600df26cbf0c7493b960074dcd9a8.jpg) +(a) Approximation errors of our conditioned logistic function Eq. (8) to the CDF Eq. (6) referring to different standard deviations. + +![](images/951dcf3cc5a80f56b87e7661fda7228b13e88b8eea866014f7f97877ffe9f268.jpg) +(b) Approximation errors of our approximated window integral Eq. (10) to the ground-truth Eq. (9) referring to different standard deviations. +Fig. 4: Error Analysis of using our conditioned logistic function Eq. (8) to approximate CDF of Gaussian signals Eq. (6) and window integration Eq. (9). Note that the scaling factor of the error is $1e^{-4}$ . + +Referring to Eq. (6) and Eq. (8), we get the approximation error function about the CDF of the Gaussian function: + +$$ +\mathcal {E} _ {\mathrm {C D F}} (x) = | S (x) - G (x) |, \tag {15} +$$ + +and referring to Eq. (9) and Eq. (10), the approximation error function regarding the 1-width window area integral response is: + +$$ +\left. \mathcal {E} _ {\text {I n t}} (x) = \left| \left(S \left(x + \frac {1}{2}\right) - S \left(x + \frac {1}{2}\right)\right) - \left(G \left(x + \frac {1}{2}\right) - G \left(x + \frac {1}{2}\right)\right) \right|, \right. \tag {16} +$$ + +the approximation error $\mathcal{E}_{\mathrm{CDF}}$ and $\mathcal{E}_{\mathrm{Int}}$ referring to different standard deviations are shown in Fig. 4a and Fig. 4b respectively. $^2$ Please note that the errors shown in Fig. 4 are scaled by a tiny factor of $1\mathrm{e} - 4$ . + +For approximating the integral response over the 1-width window area, our scheme significantly outperforms other schemes. Fig. 5a and Fig. 5b respectively show that one-dimensional approximation error with different standard deviations and values. Our scheme is robust to these two conditions, especially when the standard deviations of Gaussian signals become smaller, our advantage becomes more obvious, which means that our scheme is better at capturing the high-frequency signals (i.e. details) of the scene, and our subsequent experimental results also verify this. + +Last but not least, we employ this scheme to approximate the window integral responses of two-dimensional Gaussian signals, which requires rotating the integration domain from $\varOmega_{\pmb{u}}$ to $\tilde{\varOmega}_{\pmb{u}}$ as shown in Fig. 3 and inevitably introduces additional errors. To study this error, we record the approximation errors caused + +![](images/a47450c82c6a6afd87188f8e0fad4617c5af1c8e186d68c9db9f70e7ade3d635.jpg) +(a) Approximation errors referring to different standard deviations. + +![](images/10f81d21632bee5fb2c23d645e53cc824b2f574bc71cbce2f7fd9daa5d343765.jpg) +(b) Approximation errors for different values. + +![](images/2af003ab8ad7ae66dea1153c2577c43c432c516bdd2cdc547660b68226dec0f2.jpg) +(c) Approximation errors of rotating the integral domain by different angles in Fig. 3. +Fig. 5: Error Analysis of approximating the window integral Eq. (9) using different schemes in Fig. 2. + +
PSNR ↑SSIM ↑LPIPS ↓
Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.
NeRF w/o Larea31.2030.6526.2522.5327.660.9500.9560.9300.8710.9270.0550.0340.0430.0750.052
NeRF [25]29.9032.1333.4029.4731.230.9380.9590.9730.9620.9580.0740.0400.0240.0390.044
MipNeRF [2]32.6334.3435.4735.6034.510.9580.9700.9790.9830.9730.0470.0260.0170.0120.026
Plenoxels [9]31.6032.8530.2626.6330.340.9560.9670.9610.9360.9550.0520.0320.0450.0770.051
TensoRF [6]32.1133.0330.4526.8030.600.9560.9660.9620.9390.9560.0560.0380.0470.0760.054
Instant-NGP [26]30.0032.1533.3129.3531.200.9390.9610.9740.9630.9590.0790.0430.0260.0400.047
Tri-MipRF [14]32.6534.2435.0235.5334.360.9580.9710.9800.9870.9740.0470.0270.0180.0120.026
3DGS [18]28.7930.6631.6427.9829.770.9430.9620.9720.9600.9600.0650.0380.0250.0310.040
3DGS-SS [18]32.0533.7833.9231.1232.710.9640.9750.9800.9770.9740.0390.0210.0160.0200.024
Mip-Splatting [37]32.8134.4935.4535.5034.560.9670.9770.9830.9880.9790.0350.0190.0130.0100.019
Ours33.2234.9235.9836.0035.030.9670.9770.9840.9890.9790.0330.0190.0120.0100.018
+ +Table 1: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Blender Synthetic dataset [2]. These methods conduct multi-scale training and testing. + +by rotating the integration domain from $0^{\circ}$ to $45^{\circ 3}$ under different standard deviations of Gaussian signals and distributions, as shown in Fig. 5c. Although the approximation error of our scheme slightly increases as the rotation angle becomes larger, our scheme still surpasses other schemes. + +# 5.2 Comparison + +To verify the anti-aliasing capability and versatility of Analytic-Splatting, we conduct experiments against state-of-the-art methods under the multi-scale training & multi-scale testing (MTMT) setting on Blender Synthetic [2, 25] and MipNeRF 360 [3] datasets. We further evaluate our methods against cutting-edge methods on several scene datasets [3, 12, 19] under the widely used single-scale training & single-scale testing (STST) setting. + +Dataset & Metric. For the MTMT setting, we conduct experiments using benchmark datasets of multi-scale Blender Synthetic [2,25] and multi-scale MipNeRF 360 [3]. They respectively contain 8 objects and 9 scenes, each object and + +![](images/c2f73076ed8607d9712f3c81b67db5d0c57b9ff5c86487967158acfd766ec825.jpg) +Fig. 6: Qualitative comparison of full-resolution and low-resolution $(1/8)$ on Multi-Scale Blender [2]. All methods are trained on images with downsampling rates covering $[1, 2, 4, 8]$ . Our method can better overcome the artifacts in 3DGS with better fidelity of details. + +scene is compiled by downscaling the original dataset with a factor of 2, 4, and 8, and combining. For the Blender Synthetic dataset, each object contains 100 images for training and 200 images for testing. For the Mip-NeRF 360 dataset, we select 1 image from every 8 images for testing and the remaining images for training. For the STST setting, we follow 3DGS [18] and evaluate three real scene datasets [3, 12, 19]. To verify the efficacy of our method, we evaluate the synthesized novel view on these datasets in terms of Peak Signal-to-Noise Ratio (PSNR), Structural Similarity Index Measure (SSIM), and Learned Perceptual Image Patch Similarity (LPIPS) [38]. + +Implementation. We implement Analytic-Splatting upon 3DGS [18] and customize our shading module with CUDA extensions. Following 3DGS, we train Analytic-Splatting using the same parameters, training schedule, and loss functions, ensuring the efficacy of our scheme. To achieve super sampling of Gaussian signals, we implement 3DGS-SS, which first renders an image at twice the target + +
PSNR ↑SSIM ↑LPIPS ↓
Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.
Mip-NeRF 360 [3]27.5029.1930.4530.8629.500.7780.8640.9120.9310.8710.2540.1360.0770.0580.131
Zip-NeRF [4]28.2530.0131.5632.5230.580.8220.8910.9330.9550.9000.1980.0990.0560.0380.098
3DGS [18]26.5528.0028.5127.4527.630.7790.8540.8910.8880.8530.2740.1620.1020.0870.156
3DGS-SS [18]27.2028.7529.8929.7128.890.8000.8710.9140.9280.8780.2460.1380.0810.0610.131
Mip-Splatting [37]27.2028.7429.9030.6629.120.8020.8700.9150.9440.8830.2440.1460.0900.0560.134
Ours27.5028.9930.3531.2129.510.8080.8740.9190.9450.8870.2310.1320.0770.0510.123
+ +Table 2: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Mip-NeRF 360 dataset [3,4]. These methods conduct multi-scale training and testing. + +![](images/ff122e5e2511d4b735f6af305c81a5b4942e83dfc274545f88baf6c4e193186d.jpg) +Fig.7: Qualitative comparisons of full-resolution and low-resolution on Multi-Scale Mip-NeRF 360 [3,4]. All methods are trained on images with down-sampling rates covering [1, 2, 4, 8]. Our method can better overcome the artifacts with better fidelity of details. Please note that the artifacts of 3DGS/3DGS-SS become obvious at low resolutions, especially on elongated shapes (e.g. wheels and flower stems), while Mip-Splating produces over-smoothed results (e.g. lobes). + +resolution and obtains the final image at the target resolution through average pooling. For the MTMT setting, we follow previous works [2,14,37] and tend to select more full-resolution images as supervision samples during training. Please refer to the supplementary material for more details on the backpropagation implementation of rendering. + +Evaluation on Blender Synthetic Dataset. We compare our method with several state-of-the-art methods i.e. NeRF [25], MipNeRF [2], Plenoxels [9], TensorRF [6], Instant-NGP [26], Tri-MipRF [14], 3DGS [18] and its variants (i.e. 3DGS-SS, Mip-Splatting [37]) on the Blender Synthetic dataset. The quantitative results in Tab. 1 show that Analytic-Splatting outperforms other methods in all aspects. The qualitative results in Fig. 6 demonstrate that Analytic-Splatting can better capture high-frequency details while being anti-aliased. More results can be found in the supplementary material. + +Evaluation on Mip-NeRF 360 Dataset. We compare our method with several cutting-edge methods i.e. Mip-NeRF 360 [3], Zip-NeRF [4], 3DGS [18] and + +its variants (i.e. 3DGS-SS, Mip-Splating [37]) on the challenging Mip-NeRF 360 dataset. The results of Zip-NeRF are reported from the available official implementation4. Please note that Mip-NeRF 360 and Zip-NeRF struggle with real-time rendering, especially Zip-NeRF performs super sampling techniques in the rendering phase. The quantitative results in Tab. 2 show that our method is second only to Zip-NeRF, and we outperform other methods with real-time rendering capability (i.e. 3DGS and its variants). The qualitative comparisons in Fig. 7 demonstrate that our method has better anti-aliasing capability and detail fidelity despite facing complex scenes. More results can be found in the supplementary material. + +Single-Scale Evaluation on Scene Datasets We evaluate our method against other methods on complex scene datasets (i.e. Mip-NeRF 360 [3], Tanks & Temples [19], and Deep Blending [12]) under the single-scale training and testing setting, which is the most widely used setting. The overall results are shown in Tab. 3, our method shows great generalization across different datasets and almost outperforms other methods. + +
Mip-NeRF 360Tanks&TemplesDeep Blending
PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓
Plenoxels [9]23.080.6250.46321.070.7210.37923.060.7950.510
INGP-Base [26]25.300.6710.37121.720.7340.33023.620.7970.423
INGP-Big [26]25.590.6990.33121.920.7520.30524.960.8170.390
Mip-NeRF 360 [3]27.690.7920.23722.220.8000.25729.400.9010.245
3DGS [18]27.210.8150.21423.140.8440.18329.410.9030.243
Mip-Splatting [37]27.570.8170.21823.780.8510.17829.690.9040.248
Ours27.580.8160.21723.840.8510.17729.750.9050.248
+ +Table 3: Quantitative comparison of our method against previous methods over three datasets [3, 12, 19]. All methods are trained on full-resolution images and tested on the same-resolution images. + +# 6 Conclusion + +In this paper, we first revisit the window response of 1D Gaussian signals and reason about an analytical and accurate approximation using a conditioned logistic function. We then apply this approximation in the 2D-pixel shading and present Analytic-Splatting, which approximates the pixel area integral response to achieve anti-aliasing capability and better detail fidelity. Our extensive experiments demonstrate the efficacy of Analytic-Splatting in achieving state-of-the-art novel view synthesis results under the multi-scale setting. + +Limitations. Compared with 3DGS and Mip-Splatting, our shading implementation introduces more root and exponential operations, which inevitably increases the computational burden and reduces the frame rate. 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Zwicker, M., Pfister, H., Van Baar, J., Gross, M.: Surface splatting. In: Proceedings of the 28th annual conference on Computer graphics and interactive techniques. pp. 371-378 (2001) +44. Zwicker, M., Pfister, H., Van Baar, J., Gross, M.: Ewa splatting. 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+ "type": "text", + "content": "Abstract. 3D Gaussian Splatting (3DGS) recently gained popularity by combining the advantages of both primitive-based and volumetric 3D representations, resulting in improved quality and efficiency for 3D scene rendering. 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As a prominent representative, Neural Radiance Field (NeRF) [25] models the scene using a neural volumetric representation, enabling photorealistic rendering of novel" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 132, + 642, + 372, + 653 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 642, + 372, + 653 + ], + "spans": [ + { + "bbox": [ + 132, + 642, + 372, + 653 + ], + "type": "text", + "content": "* Work was done during an internship at Tencent AI Lab." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 136, + 653, + 239, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 653, + 239, + 665 + ], + "spans": [ + { + "bbox": [ + 136, + 653, + 239, + 665 + ], + "type": "text", + "content": "† Corresponding authors." + } + ] + } + ], + "index": 11 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 114, + 478, + 289 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 478, + 289 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 478, + 289 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 478, + 289 + ], + "type": "image", + "image_path": "711f94658df6110409d0dd9558a24d809df432f7f4d0a799dfebe5499ccee808.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 297, + 482, + 354 + ], + "lines": [ + { + "bbox": [ + 130, + 297, + 482, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 482, + 354 + ], + "type": "text", + "content": "Fig. 1: For shading a pixel by a Gaussian signal, 3DGS (a) only treats the Gaussian signal value corresponding to the pixel center as the intensity response. Analytic-Splatting (b) instead considers an analytic approximation of the integral over the pixel window area as the intensity response. Compared to 3DGS, Analytic-Splatting has anti-aliasing capability and better detail fidelity." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 385, + 482, + 541 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 482, + 541 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 482, + 541 + ], + "type": "text", + "content": "views via ray casting. Ray casting trades off efficiency with quality, and subsequent works [9, 26, 34] are proposed to have a better quality-efficiency balance. Recently, 3D Gaussian Splatting (3DGS) [18] proposes a GPU-friendly differentiable rasterization that incorporates explicit primitives, achieving high-quality and real-time renderings for novel view synthesis. In contrast to the ray casting in NeRF, which renders a pixel by accumulating the radiance of samples along the ray that intersects the image plane at the pixel, 3DGS employs a rasterization-based technique that can be rasterized very efficiently. Specifically, 3DGS represents the scene as a set of anisotropic 3D Gaussians with scene properties; when rendering a pixel, 3DGS orders and projects these 3D Gaussians onto the image plane as 2D Gaussians, and then queries values and scene properties associated with the Gaussians that have overlaps with the pixel, and finally shades the pixel by cumulatively compositing these queried values and properties." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "3DGS works for scene representation learning and novel view synthesis at constant resolutions; however, its performance degrades greatly either when the multi-view images are captured at varying distances, or when the novel view to be rendered has a resolution different from those of the captured images. The main reason is that the footprint of the pixel changes at different resolutions. Specifically, footprint denotes the ratio between the pixel window area in screen space and its covered Gaussian signals region in the world space. Besides, 3DGS is insensitive to such changes since it treats each pixel as an isolated point (i.e. merely pixel center) when retrieving the corresponding Gaussian values; Fig. 1a gives an illustration. As a result, 3DGS could produce significant artifacts" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "(e.g. blurry or jaggies) especially when pixel footprints change drastically (e.g. synthesizing novel views with zooming-in and zooming-out effects)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 141, + 481, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 141, + 481, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 141, + 481, + 297 + ], + "type": "text", + "content": "In 3DGS, a continuous signal in the image space is represented as a set of " + }, + { + "bbox": [ + 130, + 141, + 481, + 297 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 141, + 481, + 297 + ], + "type": "text", + "content": "-blended 2D Gaussians, and the pixel shading is a process of integrating the signal response within each pixel area; artifacts in 3DGS are caused by the limited sampling bandwidth for the Gaussians that retrieves erroneous responses, especially when the pixel footprint changes drastically [2, 37]. It is possible to increase sampling bandwidth (i.e. via super sampling) or use prefiltering techniques to alleviate this problem; for example, Mip-Splatting [37] employs the prefiltering technique and presents a hybrid filtering mechanism to regularize the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. While Mip-Splatting overcomes most aliasing in 3DGS, it is limited in capturing details and synthesizes over-smoothed results. Consequently, solving the integral of Gaussian signals within the pixel window area as intensity responses is crucial for both anti-aliasing and capturing details." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 297, + 482, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 482, + 416 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 482, + 416 + ], + "type": "text", + "content": "In this paper, we revisit pixel shading in 3DGS and introduce an analytic approximation of the window integral response of Gaussian signals for anti-aliasing. Rather than discrete sampling in 3DGS and prefiltering in Mip-Splatting, we analytically approximate the integral within each pixel area as shown in Fig. 1b. We term our method as Analytic-Splatting. Compared with Mip-Splatting, which approximates the pixel window as a 2D Gaussian low-pass filter, our proposed method does not suppress the high-frequency components in Gaussian signals and can better preserve high-quality details. Experiments show that our method removes the aliasing existing in 3DGS and other methods while synthesizing more details with better fidelity. We summarize our contributions as follows." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 426, + 479, + 495 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 426, + 479, + 459 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 426, + 479, + 459 + ], + "spans": [ + { + "bbox": [ + 138, + 426, + 479, + 459 + ], + "type": "text", + "content": "- We revisit the causes of aliasing in 3D Gaussian Splatting from the perspective of signal window response and derive an analytic approximation of the window response for Gaussian signals;" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 462, + 479, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 462, + 479, + 495 + ], + "spans": [ + { + "bbox": [ + 138, + 462, + 479, + 495 + ], + "type": "text", + "content": "- Based on the derivation, we present Analytic-Splatting that improves the pixel shading in 3D Gaussian Splatting to achieve anti-aliasing and better detail fidelity, achieving state-of-the-art results on challenging datasets." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 518, + 242, + 530 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 518, + 242, + 530 + ], + "spans": [ + { + "bbox": [ + 132, + 518, + 242, + 530 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Neural Rendering. Recently, neural rendering techniques exemplified by Neural Radiance Field (NeRF) [25] have achieved impressive results in novel view synthesis, and further enhanced several advanced tasks [15, 16, 23, 24, 27, 31, 35]. Nevertheless, the ray-tracing volume rendering used in NeRF hinders the real-time rendering performance, restricting the application prospects of NeRF. While several NeRF variants adopt efficient sampling strategies [21, 26, 36] or use explicit/hybrid representations [6,9,10,30] with higher capacities, their sampling schemes are still costly and difficult to achieve real-time rendering. To overcome these limitations, 3DGS [18] employs forward mapping volume rendering technology and implements GPU-friendly tile-based rasterization to achieve" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analytic-Splatting" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 235 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 235 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 235 + ], + "type": "text", + "content": "real-time rendering and impressive rendering results. Due to its real-time rendering capability and impressive rendering performance, 3DGS has been widely used in advanced tasks such as Human/Avatar modeling [13,28,39,41], surface reconstruction [7,11], inverse rendering [17,22,29], physical simulation [8,33], etc. Although rasterization makes 3DGS avoid tough sampling problems along rays and achieve promising results, it also introduces aliasing caused by restricted sampling bandwidth when shading pixels using 2D Gaussians. And the aliasing will be noticeable when the pixel footprint changes drastically (e.g. zooming in and out). In this paper, we study the errors introduced by the discrete sampling scheme used in 3DGS and introduce our advanced solution." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 236, + 482, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 236, + 482, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 482, + 475 + ], + "type": "text", + "content": "Anti-Aliasing. Aliasing is the phenomenon of overlapping frequency components when the discrete sampling rate is below the Nyquist rate. Anti-aliasing is critical for rendering high-fidelity results, which has been extensively explored in the computer graphics and vision community [1, 20, 32]. In the context of NeRFs, MipNeRF [2] and Zip-NeRF [4] pioneer the use of prefiltering and multisampling to address the aliasing issue in neural radiance fields (NeRF). Recent works also explored the anti-aliased NeRF for unbounded scenes [3], efficient reconstruction [14], and surface reconstruction [40]. All these works are built upon the ray-tracing volume rendering to consider the pixel footprint, by replacing the original ray-casting with cone-casting. However, the ray-tracing volume rendering is too computationally expensive to achieve real-time rendering. On the other hand, 3DGS [18] introduced real-time rasterization-based volume rendering but suffers from aliasing artifacts due to the discrete sampling during shading pixels using projected Gaussians. To this end, Mip-Splatting [37] presents a hybrid filtering mechanism to restrict the high-frequency components of 2D and 3D Gaussians to achieve anti-aliasing. Nevertheless, this low-pass filtering strategy hinders the capability to preserve high-quality details. In contrast, our approach introduces an analytic approximation of the integral within the pixel area to better capture the intensity response of each pixel, harvesting both aliasing-free and detail-preserving rendering results." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 490, + 234, + 502 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 490, + 234, + 502 + ], + "spans": [ + { + "bbox": [ + 132, + 490, + 234, + 502 + ], + "type": "text", + "content": "3 Preliminaries" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 511, + 481, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 511, + 481, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 511, + 481, + 533 + ], + "type": "text", + "content": "In this section, we give the technical background necessary for the presentation of our proposed method." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": "3D Gaussian Splatting (3DGS) [18] explicitly represents 3D scene as a set of primitives " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\{\\pmb{p}_i\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": ". Given any primitive " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{p} \\in \\{\\pmb{p}_i\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": ", 3DGS models it as a 3D Gaussian signal with mean vector " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{\\mu} \\in \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": " (i.e. the position of primitive " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{p}" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": ") and covariance matrix " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma} \\in \\mathbb{R}^{3 \\times 3}" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": ". Note that " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma}" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": " is factorized into a scaling matrix " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{S}" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": " and a rotation matrix " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{R}" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "inline_equation", + "content": "\\pmb{\\Sigma} = \\pmb{R}\\pmb{S}\\pmb{S}^\\top\\pmb{R}^\\top" + }, + { + "bbox": [ + 130, + 535, + 482, + 594 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "text", + "content": "Given an extrinsic matrix " + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "inline_equation", + "content": "\\pmb{T}" + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "text", + "content": " and a projection matrix " + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "inline_equation", + "content": "\\pmb{K}" + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "text", + "content": ", we get the projected position " + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\mu}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "text", + "content": " and covariance matrix " + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 619 + ], + "type": "text", + "content": " in 2D screen space as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 226, + 622, + 481, + 637 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 226, + 622, + 481, + 637 + ], + "spans": [ + { + "bbox": [ + 226, + 622, + 481, + 637 + ], + "type": "interline_equation", + "content": "\\hat {\\boldsymbol {\\mu}} = K T [ \\boldsymbol {\\mu}, 1 ] ^ {\\top}, \\quad \\hat {\\boldsymbol {\\Sigma}} = J T \\boldsymbol {\\Sigma} T ^ {\\top} J ^ {\\top}, \\tag {1}", + "image_path": "71c1364445f76900374616962a6ce50453b4c12e89bb0a0ec195b1fa5e6ab621.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{J}" + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the Jacobian matrix of the affine approximation of the perspective projection [42-44]. Note that 3DGS only retains the second-order values of " + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\mu}}" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "text", + "content": "and " + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}" + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "text", + "content": " as " + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\mu}}\\in \\mathbb{R}^2" + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}\\in \\mathbb{R}^{2\\times 2}" + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "text", + "content": " respectively. The projected 2D Gaussian signal for the pixel " + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\pmb{u}" + }, + { + "bbox": [ + 130, + 114, + 479, + 140 + ], + "type": "text", + "content": " is given:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 200, + 147, + 481, + 173 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 147, + 481, + 173 + ], + "spans": [ + { + "bbox": [ + 200, + 147, + 481, + 173 + ], + "type": "interline_equation", + "content": "g ^ {2 \\mathrm {D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}}, \\hat {\\boldsymbol {\\Sigma}}) = \\exp \\left(- \\frac {1}{2} (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}}) ^ {\\top} \\hat {\\boldsymbol {\\Sigma}} ^ {- 1} (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}})\\right), \\tag {2}", + "image_path": "844be469bb0fe536c0d538ad3d574d29b6e82f7287b2e919f29f3d1951360042.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 178, + 479, + 202 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 178, + 479, + 202 + ], + "spans": [ + { + "bbox": [ + 131, + 178, + 479, + 202 + ], + "type": "text", + "content": "Using the projected 2D Gaussian signal, 3DGS derives the volume transmittance and shades the color of pixel " + }, + { + "bbox": [ + 131, + 178, + 479, + 202 + ], + "type": "inline_equation", + "content": "\\pmb{u}" + }, + { + "bbox": [ + 131, + 178, + 479, + 202 + ], + "type": "text", + "content": " through:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 161, + 210, + 481, + 243 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 161, + 210, + 481, + 243 + ], + "spans": [ + { + "bbox": [ + 161, + 210, + 481, + 243 + ], + "type": "interline_equation", + "content": "\\boldsymbol {C} (\\boldsymbol {u}) = \\sum_ {i = 1} ^ {N} T _ {i} g _ {i} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {i}, \\hat {\\boldsymbol {\\Sigma}} _ {i}) \\alpha_ {i} \\boldsymbol {c} _ {i}, \\quad T _ {i} = \\prod_ {j = 1} ^ {i - 1} (1 - g _ {j} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {j}, \\hat {\\boldsymbol {\\Sigma}} _ {j}) \\alpha_ {j}), \\tag {3}", + "image_path": "68380ce27d035328f3f29180aa9b5c84fb973416a665872e23f8883cbde11dfd.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "spans": [ + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "content": "where the symbols with the subscript " + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "content": " indicate the attributes related to the primitive " + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "inline_equation", + "content": "\\pmb{p}_i" + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "content": ". Specifically, " + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "inline_equation", + "content": "\\alpha_{i}" + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "inline_equation", + "content": "\\pmb{c}_i" + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "content": " respectively denote the opacity and view-dependent color of primitive " + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "inline_equation", + "content": "\\pmb{p}_i" + }, + { + "bbox": [ + 130, + 250, + 479, + 285 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": "For better understanding, we further formulate the 2D Gaussian signal " + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "inline_equation", + "content": "g^{2\\mathrm{D}}" + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": " in Eq. (2) as a flattened expression. Considering " + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}" + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": " is a real-symmetric " + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "inline_equation", + "content": "2\\times 2" + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": " matrix, we numerically express " + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}" + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}^{-1}" + }, + { + "bbox": [ + 130, + 285, + 480, + 321 + ], + "type": "text", + "content": " as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 184, + 329, + 481, + 388 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 184, + 329, + 481, + 388 + ], + "spans": [ + { + "bbox": [ + 184, + 329, + 481, + 388 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\hat {\\boldsymbol {\\Sigma}} = \\left[ \\begin{array}{l l} \\hat {\\Sigma} _ {1 1} & \\hat {\\Sigma} _ {1 2} \\\\ \\hat {\\Sigma} _ {1 2} & \\hat {\\Sigma} _ {2 2} \\end{array} \\right], \\quad \\hat {\\boldsymbol {\\Sigma}} ^ {- 1} = \\frac {1}{| \\hat {\\boldsymbol {\\Sigma}} |} \\left[ \\begin{array}{c c} \\hat {\\Sigma} _ {2 2} & - \\hat {\\Sigma} _ {1 2} \\\\ - \\hat {\\Sigma} _ {1 2} & \\hat {\\Sigma} _ {1 1} \\end{array} \\right] = \\left[ \\begin{array}{c c} a & b \\\\ b & c \\end{array} \\right], \\tag {4} \\\\ a = \\frac {\\hat {\\Sigma} _ {2 2}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\quad b = - \\frac {\\hat {\\Sigma} _ {1 2}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\quad c = \\frac {\\hat {\\Sigma} _ {1 1}}{| \\hat {\\boldsymbol {\\Sigma}} |}, \\\\ \\end{array}", + "image_path": "47cc64f914c5aeb6f74ca83a2221ed26db5effcaf013616a0d3048d717becde6.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "spans": [ + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "type": "text", + "content": "given the pixel " + }, + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "type": "inline_equation", + "content": "\\pmb{u} = [u_x, u_y]^\\top" + }, + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "type": "text", + "content": " and the projected position " + }, + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\mu}} = [\\hat{\\mu}_x, \\hat{\\mu}_y]^\\top" + }, + { + "bbox": [ + 130, + 395, + 479, + 420 + ], + "type": "text", + "content": " in 2D screen space, Eq. (2) can be rewritten as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 209, + 427, + 480, + 463 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 427, + 480, + 463 + ], + "spans": [ + { + "bbox": [ + 209, + 427, + 480, + 463 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} g ^ {2 \\mathrm {D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}}, \\hat {\\boldsymbol {\\Sigma}}) = \\exp \\left(- \\frac {a}{2} \\hat {u} _ {x} ^ {2} - \\frac {c}{2} \\hat {u} _ {y} ^ {2} - b \\hat {u} _ {x} \\hat {u} _ {y}\\right), \\tag {5} \\\\ \\hat {u} _ {x} = u _ {x} - \\hat {\\mu} _ {x}, \\quad \\hat {u} _ {y} = u _ {y} - \\hat {\\mu} _ {y}. \\\\ \\end{array}", + "image_path": "f9a0e011c21e82a1c03d041b39579a3a1ae5d962c088adcb250efae56c878dfb.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 469, + 480, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 469, + 480, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 469, + 480, + 601 + ], + "type": "text", + "content": "Remark. It is worth noting that 3DGS treats each pixel as an isolated, single point when calculating its corresponding Gaussian value, as shown in Eq. (5). This approximating scheme functions effectively when training and testing images to capture the scene content from a relatively consistent distance. However, when the pixel footprint changes due to focal length or camera distance adjustments, 3DGS renderings exhibit considerable artifacts, such as thin Gaussians observed during zooming in. As a result, it is crucial to define the pixel as a window area and calculate the corresponding intensity response by integrating the Gaussian signal within this domain. Rather than using the intuitive but time-consuming super sampling, it would be better to tackle the problem more analytically, given that the Gaussian signal is a continuous function." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 617, + 206, + 629 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 617, + 206, + 629 + ], + "spans": [ + { + "bbox": [ + 132, + 617, + 206, + 629 + ], + "type": "text", + "content": "4 Methods" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "In Sec. 3, we observe that 3DGS ignores the window area of each pixel, and only considers the Gaussian value corresponding to the pixel center as its intensity" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 371, + 91, + 447, + 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130, + 289, + 482, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 289, + 482, + 361 + ], + "type": "text", + "content": "response. This approach would inevitably produce artifacts due to fluctuations of the pixel footprint under different resolutions. To address this problem, we are motivated to derive an analytical approximation of a 2D Gaussian signal within the pixel window area to accurately describe the intensity response of the imaging pixel. Subsequently, we plan to apply this derived integration to replace " + }, + { + "bbox": [ + 130, + 289, + 482, + 361 + ], + "type": "inline_equation", + "content": "g^{2\\mathrm{D}}" + }, + { + "bbox": [ + 130, + 289, + 482, + 361 + ], + "type": "text", + "content": " in the 3DGS framework." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 382, + 432, + 395 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 382, + 432, + 395 + ], + "spans": [ + { + "bbox": [ + 131, + 382, + 432, + 395 + ], + "type": "text", + "content": "4.1 Revisiting One-dimensional Gaussian Signal Response" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": "Before describing our proposed method, we first revisit the example of the integrated response of a one-dimensional Gaussian signal within a window area for better understanding. Given a signal " + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "inline_equation", + "content": "g(x)" + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": " and a window area " + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "inline_equation", + "content": "[x_1, x_2]" + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": ", we aim to get the response by integrating the signal " + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_g = \\int_{x_1}^{x_2} g(x) \\, \\mathrm{d}x" + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": " within this domain as shown in Fig. 2a. For an unknown signal, Monte Carlo sampling within the window area is a feasible approach to approximate the integral as demonstrated in Fig. 2b and Fig. 2c, and the approximation result " + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_g \\approx \\frac{x_2 - x_1}{N} \\sum_{i=1}^{N} g(x_i)" + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "inline_equation", + "content": "x_i \\in [x_1, x_2]" + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": " will be more accurate as the number of samples " + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 405, + 482, + 525 + ], + "type": "text", + "content": " increases. Nonetheless, increasing the number of samples (i.e., super-sampling) increases the computational burden significantly." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "spans": [ + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "text", + "content": "Fortunately, our goal in the 3DGS framework is to obtain the intensity response of the Gaussian signal within the window area " + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "inline_equation", + "content": "[x_1, x_2]" + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "text", + "content": ". Given that the Gaussian signal is a continuous real-valued function, it is natural to derive an analytical approximation to the Gaussian definite integral (Fig. 2a) which is more accurate compared to the numerical integration (Fig. 2b and Fig. 2c). For instance, in Mip-Splatting, the window area is treated as a Gaussian kernel " + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "inline_equation", + "content": "g_{\\mathrm{w}}" + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "text", + "content": " and the integral is approximated as the result of sampling after convolving the Gaussian signal with the Gaussian kernel " + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_g \\approx g \\circledast g_{\\mathrm{w}}^1" + }, + { + "bbox": [ + 130, + 525, + 482, + 634 + ], + "type": "text", + "content": " as shown in Fig. 2d. While this prefiltering approximates the integral well in most cases, it still intro-" + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "text", + "content": "1 the standard deviation " + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "inline_equation", + "content": "g_{\\mathrm{w}}" + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "text", + "content": " is set to 0.1. Note that the result of convolving a Gaussian signal with a Gaussian kernel is still a Gaussian signal." + } + ] + } + ], + "index": 17 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "duces a large gap when the Gaussian signal " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " mainly consists of high-frequency components (i.e., with small standard deviation " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": ")." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "text", + "content": "To overcome these shortcomings, we are motivated to calculate the integral within the window area analytically. Specifically, the problem of evaluating the definite integral within " + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "inline_equation", + "content": "[x_1,x_2]" + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "text", + "content": " can be simplified to the subtraction of two improper integrals by applying the first part of the fundamental theorem of calculus. Let " + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "inline_equation", + "content": "G(x)" + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "text", + "content": " be the cumulative distribution function (CDF) of the standard Gaussian distribution " + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "inline_equation", + "content": "g(x)" + }, + { + "bbox": [ + 130, + 140, + 480, + 212 + ], + "type": "text", + "content": " defined by," + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 196, + 217, + 479, + 243 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 196, + 217, + 479, + 243 + ], + "spans": [ + { + "bbox": [ + 196, + 217, + 479, + 243 + ], + "type": "interline_equation", + "content": "G (x) = \\int_ {- \\infty} ^ {x} g (u) \\mathrm {d} u, \\quad g (x) = \\frac {1}{\\sqrt {2 \\pi}} \\exp \\left(- \\frac {x ^ {2}}{2}\\right), \\tag {6}", + "image_path": "7f3311cbb6dab01daa8404a560af6cd870299dd0a8584911a914bf66655d70a3.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "spans": [ + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "type": "text", + "content": "and the definite integral of " + }, + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "type": "inline_equation", + "content": "g(x)" + }, + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "type": "text", + "content": " within " + }, + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "type": "inline_equation", + "content": "[x_1, x_2]" + }, + { + "bbox": [ + 131, + 248, + 430, + 261 + ], + "type": "text", + "content": " can be expressed as," + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 261, + 266, + 480, + 279 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 261, + 266, + 480, + 279 + ], + "spans": [ + { + "bbox": [ + 261, + 266, + 480, + 279 + ], + "type": "interline_equation", + "content": "\\mathcal {I} _ {g} = G \\left(x _ {2}\\right) - G \\left(x _ {1}\\right). \\tag {7}", + "image_path": "7d05b06b306d0b77132e9ce78f6fafac2dd50715d9dbd8a82d26cb09fcde68de.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 284, + 479, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 284, + 479, + 319 + ], + "spans": [ + { + "bbox": [ + 130, + 284, + 479, + 319 + ], + "type": "text", + "content": "However, this CDF of the Gaussian function (defined using the error function erf) is not closed-form. We start by approximating the CDF " + }, + { + "bbox": [ + 130, + 284, + 479, + 319 + ], + "type": "inline_equation", + "content": "G(x)" + }, + { + "bbox": [ + 130, + 284, + 479, + 319 + ], + "type": "text", + "content": " and find an important corollary, i.e.," + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "spans": [ + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "text", + "content": "Definition 1. The logistic function " + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "inline_equation", + "content": "S(x)" + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "text", + "content": " is an analytic approximation of the CDF " + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "inline_equation", + "content": "G(x)" + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "text", + "content": " with standard deviation " + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "inline_equation", + "content": "\\sigma = 1" + }, + { + "bbox": [ + 131, + 323, + 480, + 348 + ], + "type": "text", + "content": ", which is defined as [5]," + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 226, + 354, + 479, + 377 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 226, + 354, + 479, + 377 + ], + "spans": [ + { + "bbox": [ + 226, + 354, + 479, + 377 + ], + "type": "interline_equation", + "content": "S (x) = \\frac {1}{1 + \\exp (- 1 . 6 \\cdot x - 0 . 0 7 \\cdot x ^ {3})}, \\tag {8}", + "image_path": "66667abdd1066df7a1102fe319a967feb3e2f0479d5538ec5e7ec7a375cb86eb.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 392, + 436, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 392, + 436, + 403 + ], + "spans": [ + { + "bbox": [ + 132, + 392, + 436, + 403 + ], + "type": "text", + "content": "This analytic approximation also shares properties of the CDF " + }, + { + "bbox": [ + 132, + 392, + 436, + 403 + ], + "type": "inline_equation", + "content": "G(x)" + }, + { + "bbox": [ + 132, + 392, + 436, + 403 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 135, + 407, + 391, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 407, + 391, + 419 + ], + "spans": [ + { + "bbox": [ + 135, + 407, + 391, + 419 + ], + "type": "text", + "content": "1. " + }, + { + "bbox": [ + 135, + 407, + 391, + 419 + ], + "type": "inline_equation", + "content": "S(x)" + }, + { + "bbox": [ + 135, + 407, + 391, + 419 + ], + "type": "text", + "content": " is non-decreasing and right-continuous, satisfying" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 165, + 426, + 465, + 441 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 426, + 465, + 441 + ], + "spans": [ + { + "bbox": [ + 165, + 426, + 465, + 441 + ], + "type": "interline_equation", + "content": "\\lim _ {x \\to - \\infty} G (x) = \\lim _ {x \\to - \\infty} S (x) = 0 \\quad \\text {a n d} \\quad \\lim _ {x \\to + \\infty} G (x) = \\lim _ {x \\to + \\infty} S (x) = 1.", + "image_path": "a0904c60b958859e25ba95c42d9f0882518ef88c98b0bfbf18d6bc7796131137.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "spans": [ + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "type": "text", + "content": "2. The curve of " + }, + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "type": "inline_equation", + "content": "S(x)" + }, + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "type": "text", + "content": " has 2-fold rotational symmetry around the point " + }, + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "type": "inline_equation", + "content": "(0,1/2)" + }, + { + "bbox": [ + 135, + 446, + 479, + 459 + ], + "type": "text", + "content": "," + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 217, + 465, + 413, + 476 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 217, + 465, + 413, + 476 + ], + "spans": [ + { + "bbox": [ + 217, + 465, + 413, + 476 + ], + "type": "interline_equation", + "content": "G (x) + G (- x) = S (x) + S (- x) = 1, \\forall x \\in \\mathbb {R}.", + "image_path": "f66e393cb40c4f7537cfc21fd3ab045d25daa52355adba85073b2cab369d01f3.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "content": "For any Gaussian signals with different standard deviations, we can approximate their CDFs by scaling " + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "content": " in Eq. (8) by the reciprocals of their standard deviations. Once " + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "inline_equation", + "content": "S(x)" + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "content": " scales by the reciprocal of " + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "content": ", we express it as " + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "inline_equation", + "content": "S_{\\sigma}(x)" + }, + { + "bbox": [ + 130, + 481, + 480, + 529 + ], + "type": "text", + "content": ". For more details, please refer to the supplementary material." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "spans": [ + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "text", + "content": "In summary, given the sample " + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "inline_equation", + "content": "u" + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "text", + "content": " and setting the window area as 1, the integral " + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_g(u)" + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "text", + "content": " of Gaussian signal " + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "inline_equation", + "content": "g(x)" + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "text", + "content": " within the area " + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "inline_equation", + "content": "[u - \\frac{1}{2}, u + \\frac{1}{2}]" + }, + { + "bbox": [ + 131, + 529, + 479, + 555 + ], + "type": "text", + "content": " is defined as:" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 204, + 560, + 479, + 590 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 204, + 560, + 479, + 590 + ], + "spans": [ + { + "bbox": [ + 204, + 560, + 479, + 590 + ], + "type": "interline_equation", + "content": "\\mathcal {I} _ {g} (u) = \\int_ {u - \\frac {1}{2}} ^ {u + \\frac {1}{2}} g (x) \\mathrm {d} x = G \\left(u + \\frac {1}{2}\\right) - G \\left(u - \\frac {1}{2}\\right). \\tag {9}", + "image_path": "52322b28b6bfb41f75b5b6942e756f9786e2c8557e12cc198cd84575acf498d1.jpg" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 130, + 594, + 479, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 479, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 479, + 617 + ], + "type": "text", + "content": "Now, according to Definition 1, we apply Eq. (8) and approximate the integral of Eq. (9) as:" + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 241, + 618, + 479, + 639 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 241, + 618, + 479, + 639 + ], + "spans": [ + { + "bbox": [ + 241, + 618, + 479, + 639 + ], + "type": "interline_equation", + "content": "\\mathcal {I} _ {g} (u) \\approx S \\left(u + \\frac {1}{2}\\right) - S \\left(u - \\frac {1}{2}\\right). \\tag {10}", + "image_path": "5c392602583da76638899b4966bac122ed7b093ab6cb5f47917d991d9ba0959d.jpg" + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": "In the following section, we will discuss how to employ the above approximation to 2D-pixel shading in Analytic-Splatting." + } + ] + } + ], + "index": 20 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analytic-Splatting" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 113, + 291, + 247 + ], + "blocks": [ + { + "bbox": [ + 133, + 113, + 291, + 247 + ], + "lines": [ + { + "bbox": [ + 133, + 113, + 291, + 247 + ], + "spans": [ + { + "bbox": [ + 133, + 113, + 291, + 247 + ], + "type": "image", + "image_path": "7af80b5a2222779272b2c2b677e04d56f25201c57ddf79228d7f23ec8b1c98d7.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 140, + 248, + 282, + 258 + ], + "lines": [ + { + "bbox": [ + 140, + 248, + 282, + 258 + ], + "spans": [ + { + "bbox": [ + 140, + 248, + 282, + 258 + ], + "type": "text", + "content": "(a) Integral over the original pixel area." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 322, + 113, + 481, + 247 + ], + "blocks": [ + { + "bbox": [ + 322, + 113, + 481, + 247 + ], + "lines": [ + { + "bbox": [ + 322, + 113, + 481, + 247 + ], + "spans": [ + { + "bbox": [ + 322, + 113, + 481, + 247 + ], + "type": "image", + "image_path": "b12c5bf7af74dea528ddbd48e0a725c226435c0c8364300a6097dfe3f0771562.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 331, + 248, + 471, + 258 + ], + "lines": [ + { + "bbox": [ + 331, + 248, + 471, + 258 + ], + "spans": [ + { + "bbox": [ + 331, + 248, + 471, + 258 + ], + "type": "text", + "content": "(b) Integral over the rotated pixel area." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 266, + 482, + 300 + ], + "lines": [ + { + "bbox": [ + 130, + 266, + 482, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 266, + 482, + 300 + ], + "type": "text", + "content": "Fig. 3: Example diagram of the pixel integration domain in Eq. (11) and the domain after rotation in Eq. (13). The yellow lines in Fig. 3a are the coordinate axes of 2D screen space; And the yellow lines in Fig. 3b are the eigenvectors scaled by the eigenvalues." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 331, + 254, + 344 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 331, + 254, + 344 + ], + "spans": [ + { + "bbox": [ + 132, + 331, + 254, + 344 + ], + "type": "text", + "content": "4.2 Analytic-Splatting" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "text", + "content": "After revisiting the one-dimensional Gaussian signal integration, we proceed with applying the analytic approximation to the integral of projected 2D Gaussians over pixel window areas, which we call Analytic-Splatting. Mathematically, we replace the sampled " + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "inline_equation", + "content": "g^{2\\mathrm{D}}(\\pmb{u})" + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "text", + "content": " in Eq. (3) with the approximated integral " + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "inline_equation", + "content": "\\mathcal{I}_g^{2\\mathrm{D}}(\\pmb{u})" + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "text", + "content": ". For the pixel " + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "inline_equation", + "content": "\\pmb{u} = [u_x,u_y]^\\top" + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "text", + "content": " in 2D screen space, which corresponds to the window area " + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "inline_equation", + "content": "\\varOmega_{\\pmb{u}}" + }, + { + "bbox": [ + 130, + 367, + 482, + 453 + ], + "type": "text", + "content": " as shown in Fig. 3a, the integration of Gaussian signal in Eq. (2) is represented as:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 143, + 468, + 480, + 527 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 468, + 480, + 527 + ], + "spans": [ + { + "bbox": [ + 143, + 468, + 480, + 527 + ], + "type": "interline_equation", + "content": "\\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) = \\int_ {u _ {x} - \\frac {1}{2}} ^ {u _ {x} + \\frac {1}{2}} \\int_ {u _ {y} - \\frac {1}{2}} ^ {u _ {y} + \\frac {1}{2}} e ^ {\\left(- \\frac {a}{2} (x - \\hat {\\mu} _ {x}) ^ {2} - \\frac {c}{2} (y - \\hat {\\mu} _ {y}) ^ {2} - \\underbrace {b (x - \\hat {\\mu} _ {x}) (y - \\hat {\\mu} _ {y})} _ {\\text {c o r r e l a t i o n t e r m}}\\right)} d x d y. \\tag {11}", + "image_path": "dcb2c2cfe9313f0929f7ac7724b6769f013b253b7287376d24d1c081cb676a39.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "type": "text", + "content": "Notably, handling the correlation term in this integral is intractable. To unravel the correlation term and thus feasibly solve the integral, we diagonalize the covariance matrix " + }, + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "type": "inline_equation", + "content": "\\hat{\\Sigma}" + }, + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "type": "text", + "content": " of the 2D Gaussian " + }, + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "type": "inline_equation", + "content": "g^{2\\mathrm{D}}" + }, + { + "bbox": [ + 130, + 530, + 482, + 590 + ], + "type": "text", + "content": " and slightly rotate the integration area as shown in Fig. 3b, thus approximating the integral by multiplying two independent 1D Gaussian integrals." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": "In detail, we first perform eigenvalue decomposition on the covariance matrix " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\Sigma}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " (refer to Eq. (4)) to obtain eigenvalues " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\{\\lambda_1,\\lambda_2\\}" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " and the corresponding eigenvectors " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\{\\pmb{v}_1,\\pmb{v}_2\\}" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": ". After diagonalization, for better description, we take " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{\\mu}} = [\\hat{\\mu}_x,\\hat{\\mu}_y]^\\top" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " (the mean vector of " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "g^{2\\mathrm{D}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": ") as the origin and the eigenvectors " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\{\\pmb{v}_1,\\pmb{v}_2\\}" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " as the axis to construct a new coordinate system. In this coordinate system, given a pixel " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\pmb{u} = [u_x,u_v]^\\top" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": ", we rewrite the " + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "inline_equation", + "content": "g^{2\\mathrm{D}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 667 + ], + "type": "text", + "content": " in Eq. (5) as the multiplication of two" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 253, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 253, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 253, + 128 + ], + "type": "text", + "content": "independent 1D Gaussians:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 174, + 136, + 480, + 170 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 174, + 136, + 480, + 170 + ], + "spans": [ + { + "bbox": [ + 174, + 136, + 480, + 170 + ], + "type": "interline_equation", + "content": "g ^ {2 \\mathrm {D}} (\\boldsymbol {u}) = \\exp \\left(- \\frac {\\tilde {u} _ {x} ^ {2}}{2 \\lambda_ {1}} - \\frac {\\tilde {u} _ {y} ^ {2}}{2 \\lambda_ {2}}\\right) = \\exp \\left(- \\frac {\\tilde {u} _ {x} ^ {2}}{2 \\lambda_ {1}}\\right) \\exp \\left(- \\frac {\\tilde {u} _ {y} ^ {2}}{2 \\lambda_ {2}}\\right), \\tag {12}", + "image_path": "c158e1dc13c897c92c304506e3eb04a13c969c34041446b1be9d5cca0e6ca928.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 197, + 169, + 435, + 195 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 169, + 435, + 195 + ], + "spans": [ + { + "bbox": [ + 197, + 169, + 435, + 195 + ], + "type": "interline_equation", + "content": "\\tilde {\\boldsymbol {u}} = \\left[ \\begin{array}{c} \\tilde {u} _ {x} \\\\ \\tilde {u} _ {y} \\end{array} \\right] = \\left[ \\begin{array}{c} - \\boldsymbol {v} _ {1} - \\\\ - \\boldsymbol {v} _ {2} - \\end{array} \\right] (\\boldsymbol {u} - \\hat {\\boldsymbol {\\mu}}) = \\left[ \\begin{array}{c} - \\boldsymbol {v} _ {1} - \\\\ - \\boldsymbol {v} _ {2} - \\end{array} \\right] \\left[ \\begin{array}{c} u _ {x} - \\hat {\\mu} _ {x} \\\\ u _ {y} - \\hat {\\mu} _ {y} \\end{array} \\right],", + "image_path": "dadb10520faa5c525ed3fdf0c027113f4f16a9dd7d5f98a58fbfd514349941a6.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "spans": [ + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "inline_equation", + "content": "\\tilde{\\boldsymbol{u}} = [\\tilde{u}_x,\\tilde{u}_y]^\\top" + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "text", + "content": " denotes the diagonalized coordinate of the pixel center. After diagonalization, we further rotate the pixel integration area " + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "inline_equation", + "content": "\\varOmega_{\\pmb{u}}" + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "text", + "content": " along the pixel center to align it with the eigenvectors and get " + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "inline_equation", + "content": "\\tilde{\\varOmega}_{\\pmb{u}}" + }, + { + "bbox": [ + 132, + 202, + 481, + 251 + ], + "type": "text", + "content": " for approximating the integral. Thus the integral in Eq. (11) can be approximated as:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 269, + 480, + 369 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 269, + 480, + 369 + ], + "spans": [ + { + "bbox": [ + 136, + 269, + 480, + 369 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) \\approx \\int_ {\\tilde {\\Omega} _ {\\boldsymbol {u}}} g ^ {\\mathrm {2 D}} (\\boldsymbol {u}) \\mathrm {d} \\boldsymbol {u} = \\int_ {\\tilde {u} _ {x} - \\frac {1}{2}} ^ {\\tilde {u} _ {x} + \\frac {1}{2}} e ^ {\\left(- \\frac {x ^ {2}}{2 \\lambda_ {1}}\\right)} \\mathrm {d} x \\int_ {\\tilde {u} _ {y} - \\frac {1}{2}} ^ {\\tilde {u} _ {y} + \\frac {1}{2}} e ^ {\\left(- \\frac {y ^ {2}}{2 \\lambda_ {2}}\\right)} \\mathrm {d} y \\\\ = 2 \\pi \\sqrt {\\lambda_ {1} \\lambda_ {2}} \\int_ {\\tilde {u} _ {x} - \\frac {1}{2}} ^ {\\tilde {u} _ {x} + \\frac {1}{2}} \\frac {1}{\\sqrt {2 \\pi \\lambda_ {1}}} e ^ {\\left(- \\frac {x ^ {2}}{2 \\lambda_ {1}}\\right)} \\mathrm {d} x \\int_ {\\tilde {u} _ {y} - \\frac {1}{2}} ^ {\\tilde {u} _ {y} + \\frac {1}{2}} \\frac {1}{\\sqrt {2 \\pi \\lambda_ {2}}} e ^ {\\left(- \\frac {y ^ {2}}{2 \\lambda_ {2}}\\right)} \\mathrm {d} y \\\\ \\approx 2 \\pi \\sigma_ {1} \\sigma_ {2} \\left[ S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} + \\frac {1}{2}\\right) - S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} - \\frac {1}{2}\\right) \\right] \\left[ S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} + \\frac {1}{2}\\right) - S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} - \\frac {1}{2}\\right) \\right], \\tag {13} \\\\ \\end{array}", + "image_path": "608af43dfcb98aec76ae5a22cdc8d3edcc55879192bfeb6458f63c2133b5978b.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "spans": [ + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "inline_equation", + "content": "\\sigma_{*}" + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": " subscripts of " + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "inline_equation", + "content": "G" + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": " respectively correspond to Gaussian signals with the standard deviation " + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "inline_equation", + "content": "\\sigma_{*}" + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": ". " + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "inline_equation", + "content": "\\sigma_{1} = \\sqrt{\\lambda_{1}}" + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "inline_equation", + "content": "\\sigma_{2} = \\sqrt{\\lambda_{2}}" + }, + { + "bbox": [ + 132, + 370, + 481, + 418 + ], + "type": "text", + "content": " denote the standard derivations of the independent Gaussian signals along two eigenvectors respectively. In summary, the volume shading in Analytic-Splatting is given by:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 144, + 426, + 443, + 458 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 144, + 426, + 443, + 458 + ], + "spans": [ + { + "bbox": [ + 144, + 426, + 443, + 458 + ], + "type": "interline_equation", + "content": "\\boldsymbol {C} (\\boldsymbol {u}) = \\sum_ {i = 1} ^ {N} T _ {i} \\mathcal {I} _ {g - i} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {i}, \\hat {\\boldsymbol {\\Sigma}} _ {i}) \\alpha_ {i} \\boldsymbol {c} _ {i}, \\quad T _ {i} = \\prod_ {j = 1} ^ {i - 1} (1 - \\mathcal {I} _ {g - j} ^ {\\mathrm {2 D}} (\\boldsymbol {u} | \\hat {\\boldsymbol {\\mu}} _ {j}, \\hat {\\boldsymbol {\\Sigma}} _ {j}) \\alpha_ {j}),", + "image_path": "62bc973d611db95756d4ff9cea01ea2489a525f90103d6bede3109528d470f9e.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 136, + 461, + 480, + 498 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 461, + 480, + 498 + ], + "spans": [ + { + "bbox": [ + 136, + 461, + 480, + 498 + ], + "type": "interline_equation", + "content": "\\mathcal {I} _ {g} ^ {\\mathrm {2 D}} (\\boldsymbol {u}) = 2 \\pi \\sigma_ {1} \\sigma_ {2} \\left[ S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} + \\frac {1}{2}\\right) - S _ {\\sigma_ {1}} \\left(\\tilde {u} _ {x} - \\frac {1}{2}\\right) \\right] \\left[ S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} + \\frac {1}{2}\\right) - S _ {\\sigma_ {2}} \\left(\\tilde {u} _ {y} - \\frac {1}{2}\\right) \\right]. \\tag {14}", + "image_path": "4df64e6efba842abd08dbcca4d85204848d0a62eee9c5ab808c150f6f767f048.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 515, + 230, + 529 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 515, + 230, + 529 + ], + "spans": [ + { + "bbox": [ + 132, + 515, + 230, + 529 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 539, + 313, + 552 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 539, + 313, + 552 + ], + "spans": [ + { + "bbox": [ + 132, + 539, + 313, + 552 + ], + "type": "text", + "content": "5.1 Approximation Error Analysis" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "In this section, we first comprehensively explore the approximation errors in our scheme and then conduct an elaborate comparison against other schemes. It is worth noting that during training, the pruning and densification schemes proposed in 3DGS tend to maintain the standard deviations of Gaussian signals within an appropriate range (i.e. " + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\sigma \\in [0.3, 6.6]" + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "), and each Gaussian signal only responds to pixels within the " + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "inline_equation", + "content": "99\\%" + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": " confidence interval (i.e. " + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "inline_equation", + "content": "|x| < 3\\sigma" + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": ") for shading. Therefore, we only consider the Gaussian signals with standard deviations in [0.3, 6.6], and merely discuss the approximation error of pixels within the " + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "inline_equation", + "content": "99\\%" + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": " confidence interval." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 371, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 371, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 371, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analytic-Splatting" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 289, + 217 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 289, + 217 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 289, + 217 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 289, + 217 + ], + "type": "image", + "image_path": "d70720a973eea6e164e8fc50102d03843e4600df26cbf0c7493b960074dcd9a8.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 218, + 287, + 243 + ], + "lines": [ + { + "bbox": [ + 132, + 218, + 287, + 243 + ], + "spans": [ + { + "bbox": [ + 132, + 218, + 287, + 243 + ], + "type": "text", + "content": "(a) Approximation errors of our conditioned logistic function Eq. (8) to the CDF Eq. (6) referring to different standard deviations." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 326, + 114, + 481, + 217 + ], + "blocks": [ + { + "bbox": [ + 326, + 114, + 481, + 217 + ], + "lines": [ + { + "bbox": [ + 326, + 114, + 481, + 217 + ], + "spans": [ + { + "bbox": [ + 326, + 114, + 481, + 217 + ], + "type": "image", + "image_path": "951dcf3cc5a80f56b87e7661fda7228b13e88b8eea866014f7f97877ffe9f268.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 325, + 218, + 481, + 251 + ], + "lines": [ + { + "bbox": [ + 325, + 218, + 481, + 251 + ], + "spans": [ + { + "bbox": [ + 325, + 218, + 481, + 251 + ], + "type": "text", + "content": "(b) Approximation errors of our approximated window integral Eq. (10) to the ground-truth Eq. (9) referring to different standard deviations." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 260, + 482, + 293 + ], + "lines": [ + { + "bbox": [ + 130, + 260, + 482, + 293 + ], + "spans": [ + { + "bbox": [ + 130, + 260, + 482, + 293 + ], + "type": "text", + "content": "Fig. 4: Error Analysis of using our conditioned logistic function Eq. (8) to approximate CDF of Gaussian signals Eq. (6) and window integration Eq. (9). Note that the scaling factor of the error is " + }, + { + "bbox": [ + 130, + 260, + 482, + 293 + ], + "type": "inline_equation", + "content": "1e^{-4}" + }, + { + "bbox": [ + 130, + 260, + 482, + 293 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 319, + 481, + 343 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 481, + 343 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 481, + 343 + ], + "type": "text", + "content": "Referring to Eq. (6) and Eq. (8), we get the approximation error function about the CDF of the Gaussian function:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 247, + 355, + 481, + 369 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 355, + 481, + 369 + ], + "spans": [ + { + "bbox": [ + 247, + 355, + 481, + 369 + ], + "type": "interline_equation", + "content": "\\mathcal {E} _ {\\mathrm {C D F}} (x) = | S (x) - G (x) |, \\tag {15}", + "image_path": "b5530910b775517ec500b4161c53d58df2dfbe7a8ae722c0ad256d270f5167fb.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 380, + 481, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 481, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 481, + 403 + ], + "type": "text", + "content": "and referring to Eq. (9) and Eq. (10), the approximation error function regarding the 1-width window area integral response is:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 154, + 413, + 481, + 441 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 154, + 413, + 481, + 441 + ], + "spans": [ + { + "bbox": [ + 154, + 413, + 481, + 441 + ], + "type": "interline_equation", + "content": "\\left. \\mathcal {E} _ {\\text {I n t}} (x) = \\left| \\left(S \\left(x + \\frac {1}{2}\\right) - S \\left(x + \\frac {1}{2}\\right)\\right) - \\left(G \\left(x + \\frac {1}{2}\\right) - G \\left(x + \\frac {1}{2}\\right)\\right) \\right|, \\right. \\tag {16}", + "image_path": "1bd0a8c69e9868dd54f22c41c42aad32d69b4b06cbfdb0a68269d6b929a60a34.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "text", + "content": "the approximation error " + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_{\\mathrm{CDF}}" + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_{\\mathrm{Int}}" + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "text", + "content": " referring to different standard deviations are shown in Fig. 4a and Fig. 4b respectively." + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "inline_equation", + "content": "^2" + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "text", + "content": " Please note that the errors shown in Fig. 4 are scaled by a tiny factor of " + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "inline_equation", + "content": "1\\mathrm{e} - 4" + }, + { + "bbox": [ + 130, + 450, + 481, + 486 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 487, + 481, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 481, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 481, + 582 + ], + "type": "text", + "content": "For approximating the integral response over the 1-width window area, our scheme significantly outperforms other schemes. Fig. 5a and Fig. 5b respectively show that one-dimensional approximation error with different standard deviations and values. Our scheme is robust to these two conditions, especially when the standard deviations of Gaussian signals become smaller, our advantage becomes more obvious, which means that our scheme is better at capturing the high-frequency signals (i.e. details) of the scene, and our subsequent experimental results also verify this." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "spans": [ + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "type": "text", + "content": "Last but not least, we employ this scheme to approximate the window integral responses of two-dimensional Gaussian signals, which requires rotating the integration domain from " + }, + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "type": "inline_equation", + "content": "\\varOmega_{\\pmb{u}}" + }, + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "type": "inline_equation", + "content": "\\tilde{\\varOmega}_{\\pmb{u}}" + }, + { + "bbox": [ + 130, + 584, + 481, + 632 + ], + "type": "text", + "content": " as shown in Fig. 3 and inevitably introduces additional errors. To study this error, we record the approximation errors caused" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "text", + "content": "2 Since Eq. (15) and Eq. (16) are even functions, we show the results for the positive semi-axis over " + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "inline_equation", + "content": "0 \\leq x \\leq 6" + }, + { + "bbox": [ + 132, + 642, + 481, + 666 + ], + "type": "text", + "content": " in Fig. 4." + } + ] + } + ], + "index": 14 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 246, + 224 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 224 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 224 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 224 + ], + "type": "image", + "image_path": "a47450c82c6a6afd87188f8e0fad4617c5af1c8e186d68c9db9f70e7ade3d635.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 228, + 246, + 251 + ], + "lines": [ + { + "bbox": [ + 132, + 228, + 246, + 251 + ], + "spans": [ + { + "bbox": [ + 132, + 228, + 246, + 251 + ], + "type": "text", + "content": "(a) Approximation errors referring to different standard deviations." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 251, + 114, + 364, + 225 + ], + "blocks": [ + { + "bbox": [ + 251, + 114, + 364, + 225 + ], + "lines": [ + { + "bbox": [ + 251, + 114, + 364, + 225 + ], + "spans": [ + { + "bbox": [ + 251, + 114, + 364, + 225 + ], + "type": "image", + "image_path": "10f81d21632bee5fb2c23d645e53cc824b2f574bc71cbce2f7fd9daa5d343765.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 251, + 228, + 363, + 245 + ], + "lines": [ + { + "bbox": [ + 251, + 228, + 363, + 245 + ], + "spans": [ + { + "bbox": [ + 251, + 228, + 363, + 245 + ], + "type": "text", + "content": "(b) Approximation errors for different values." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 369, + 114, + 481, + 225 + ], + "blocks": [ + { + "bbox": [ + 369, + 114, + 481, + 225 + ], + "lines": [ + { + "bbox": [ + 369, + 114, + 481, + 225 + ], + "spans": [ + { + "bbox": [ + 369, + 114, + 481, + 225 + ], + "type": "image", + "image_path": "2af003ab8ad7ae66dea1153c2577c43c432c516bdd2cdc547660b68226dec0f2.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 368, + 228, + 481, + 252 + ], + "lines": [ + { + "bbox": [ + 368, + 228, + 481, + 252 + ], + "spans": [ + { + "bbox": [ + 368, + 228, + 481, + 252 + ], + "type": "text", + "content": "(c) Approximation errors of rotating the integral domain by different angles in Fig. 3." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 262, + 479, + 284 + ], + "lines": [ + { + "bbox": [ + 130, + 262, + 479, + 284 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 479, + 284 + ], + "type": "text", + "content": "Fig. 5: Error Analysis of approximating the window integral Eq. (9) using different schemes in Fig. 2." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 136, + 294, + 478, + 381 + ], + "blocks": [ + { + "bbox": [ + 136, + 294, + 478, + 381 + ], + "lines": [ + { + "bbox": [ + 136, + 294, + 478, + 381 + ], + "spans": [ + { + "bbox": [ + 136, + 294, + 478, + 381 + ], + "type": "table", + "html": "
PSNR ↑SSIM ↑LPIPS ↓
Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.Full Res.1/2 Res.1/4 Res.1/s Res.Avg.
NeRF w/o Larea31.2030.6526.2522.5327.660.9500.9560.9300.8710.9270.0550.0340.0430.0750.052
NeRF [25]29.9032.1333.4029.4731.230.9380.9590.9730.9620.9580.0740.0400.0240.0390.044
MipNeRF [2]32.6334.3435.4735.6034.510.9580.9700.9790.9830.9730.0470.0260.0170.0120.026
Plenoxels [9]31.6032.8530.2626.6330.340.9560.9670.9610.9360.9550.0520.0320.0450.0770.051
TensoRF [6]32.1133.0330.4526.8030.600.9560.9660.9620.9390.9560.0560.0380.0470.0760.054
Instant-NGP [26]30.0032.1533.3129.3531.200.9390.9610.9740.9630.9590.0790.0430.0260.0400.047
Tri-MipRF [14]32.6534.2435.0235.5334.360.9580.9710.9800.9870.9740.0470.0270.0180.0120.026
3DGS [18]28.7930.6631.6427.9829.770.9430.9620.9720.9600.9600.0650.0380.0250.0310.040
3DGS-SS [18]32.0533.7833.9231.1232.710.9640.9750.9800.9770.9740.0390.0210.0160.0200.024
Mip-Splatting [37]32.8134.4935.4535.5034.560.9670.9770.9830.9880.9790.0350.0190.0130.0100.019
Ours33.2234.9235.9836.0035.030.9670.9770.9840.9890.9790.0330.0190.0120.0100.018
", + "image_path": "2366e8f242f6421d87d8c863b1938f162c22d07d2fd9a2e631903ea04a50e498.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "table_body" + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 382, + 482, + 415 + ], + "lines": [ + { + "bbox": [ + 130, + 382, + 482, + 415 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 482, + 415 + ], + "type": "text", + "content": "Table 1: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Blender Synthetic dataset [2]. These methods conduct multi-scale training and testing." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "content": "by rotating the integration domain from " + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "inline_equation", + "content": "0^{\\circ}" + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "inline_equation", + "content": "45^{\\circ 3}" + }, + { + "bbox": [ + 130, + 446, + 482, + 495 + ], + "type": "text", + "content": " under different standard deviations of Gaussian signals and distributions, as shown in Fig. 5c. Although the approximation error of our scheme slightly increases as the rotation angle becomes larger, our scheme still surpasses other schemes." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 510, + 222, + 522 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 510, + 222, + 522 + ], + "spans": [ + { + "bbox": [ + 131, + 510, + 222, + 522 + ], + "type": "text", + "content": "5.2 Comparison" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 528, + 482, + 600 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 528, + 482, + 600 + ], + "spans": [ + { + "bbox": [ + 130, + 528, + 482, + 600 + ], + "type": "text", + "content": "To verify the anti-aliasing capability and versatility of Analytic-Splatting, we conduct experiments against state-of-the-art methods under the multi-scale training & multi-scale testing (MTMT) setting on Blender Synthetic [2, 25] and MipNeRF 360 [3] datasets. We further evaluate our methods against cutting-edge methods on several scene datasets [3, 12, 19] under the widely used single-scale training & single-scale testing (STST) setting." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 600, + 482, + 637 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 600, + 482, + 637 + ], + "spans": [ + { + "bbox": [ + 130, + 600, + 482, + 637 + ], + "type": "text", + "content": "Dataset & Metric. For the MTMT setting, we conduct experiments using benchmark datasets of multi-scale Blender Synthetic [2,25] and multi-scale MipNeRF 360 [3]. They respectively contain 8 objects and 9 scenes, each object and" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analytic-Splatting" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "3 Since we always hold " + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\sigma_{1} \\geq \\sigma_{2}" + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": " in practice, thus we only consider the approximation error caused by the rotation angle from " + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "0^{\\circ}" + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "45^{\\circ}" + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 15 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 142, + 114, + 474, + 412 + ], + "blocks": [ + { + "bbox": [ + 142, + 114, + 474, + 412 + ], + "lines": [ + { + "bbox": [ + 142, + 114, + 474, + 412 + ], + "spans": [ + { + "bbox": [ + 142, + 114, + 474, + 412 + ], + "type": "image", + "image_path": "c2f73076ed8607d9712f3c81b67db5d0c57b9ff5c86487967158acfd766ec825.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "lines": [ + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "spans": [ + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "type": "text", + "content": "Fig. 6: Qualitative comparison of full-resolution and low-resolution " + }, + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "type": "inline_equation", + "content": "(1/8)" + }, + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "type": "text", + "content": " on Multi-Scale Blender [2]. All methods are trained on images with downsampling rates covering " + }, + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "type": "inline_equation", + "content": "[1, 2, 4, 8]" + }, + { + "bbox": [ + 130, + 420, + 482, + 465 + ], + "type": "text", + "content": ". Our method can better overcome the artifacts in 3DGS with better fidelity of details." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 495, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 495, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 495, + 482, + 604 + ], + "type": "text", + "content": "scene is compiled by downscaling the original dataset with a factor of 2, 4, and 8, and combining. For the Blender Synthetic dataset, each object contains 100 images for training and 200 images for testing. For the Mip-NeRF 360 dataset, we select 1 image from every 8 images for testing and the remaining images for training. For the STST setting, we follow 3DGS [18] and evaluate three real scene datasets [3, 12, 19]. To verify the efficacy of our method, we evaluate the synthesized novel view on these datasets in terms of Peak Signal-to-Noise Ratio (PSNR), Structural Similarity Index Measure (SSIM), and Learned Perceptual Image Patch Similarity (LPIPS) [38]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Implementation. We implement Analytic-Splatting upon 3DGS [18] and customize our shading module with CUDA extensions. Following 3DGS, we train Analytic-Splatting using the same parameters, training schedule, and loss functions, ensuring the efficacy of our scheme. To achieve super sampling of Gaussian signals, we implement 3DGS-SS, which first renders an image at twice the target" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 114, + 478, + 168 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 478, + 168 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 478, + 168 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 478, + 168 + ], + "type": "table", + "html": "
PSNR ↑SSIM ↑LPIPS ↓
Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.Full Res. 1/2Res. 1/4Res. 1/8Avg.
Mip-NeRF 360 [3]27.5029.1930.4530.8629.500.7780.8640.9120.9310.8710.2540.1360.0770.0580.131
Zip-NeRF [4]28.2530.0131.5632.5230.580.8220.8910.9330.9550.9000.1980.0990.0560.0380.098
3DGS [18]26.5528.0028.5127.4527.630.7790.8540.8910.8880.8530.2740.1620.1020.0870.156
3DGS-SS [18]27.2028.7529.8929.7128.890.8000.8710.9140.9280.8780.2460.1380.0810.0610.131
Mip-Splatting [37]27.2028.7429.9030.6629.120.8020.8700.9150.9440.8830.2440.1460.0900.0560.134
Ours27.5028.9930.3531.2129.510.8080.8740.9190.9450.8870.2310.1320.0770.0510.123
", + "image_path": "0ac3be95c0953e4fc0ed5bb106ebe56e4293121ab4be5c22b3b00e9d196bdc33.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 169, + 481, + 201 + ], + "lines": [ + { + "bbox": [ + 132, + 169, + 481, + 201 + ], + "spans": [ + { + "bbox": [ + 132, + 169, + 481, + 201 + ], + "type": "text", + "content": "Table 2: Quantitative Comparison of Analytic-Splatting against several cutting-edge methods on the multi-scale Mip-NeRF 360 dataset [3,4]. These methods conduct multi-scale training and testing." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "type": "image", + "bbox": [ + 142, + 225, + 473, + 380 + ], + "blocks": [ + { + "bbox": [ + 142, + 225, + 473, + 380 + ], + "lines": [ + { + "bbox": [ + 142, + 225, + 473, + 380 + ], + "spans": [ + { + "bbox": [ + 142, + 225, + 473, + 380 + ], + "type": "image", + "image_path": "ff122e5e2511d4b735f6af305c81a5b4942e83dfc274545f88baf6c4e193186d.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 389, + 482, + 456 + ], + "lines": [ + { + "bbox": [ + 130, + 389, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 389, + 482, + 456 + ], + "type": "text", + "content": "Fig.7: Qualitative comparisons of full-resolution and low-resolution on Multi-Scale Mip-NeRF 360 [3,4]. All methods are trained on images with down-sampling rates covering [1, 2, 4, 8]. Our method can better overcome the artifacts with better fidelity of details. Please note that the artifacts of 3DGS/3DGS-SS become obvious at low resolutions, especially on elongated shapes (e.g. wheels and flower stems), while Mip-Splating produces over-smoothed results (e.g. lobes)." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 483, + 482, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 482, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 482, + 542 + ], + "type": "text", + "content": "resolution and obtains the final image at the target resolution through average pooling. For the MTMT setting, we follow previous works [2,14,37] and tend to select more full-resolution images as supervision samples during training. Please refer to the supplementary material for more details on the backpropagation implementation of rendering." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 544, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 640 + ], + "type": "text", + "content": "Evaluation on Blender Synthetic Dataset. We compare our method with several state-of-the-art methods i.e. NeRF [25], MipNeRF [2], Plenoxels [9], TensorRF [6], Instant-NGP [26], Tri-MipRF [14], 3DGS [18] and its variants (i.e. 3DGS-SS, Mip-Splatting [37]) on the Blender Synthetic dataset. The quantitative results in Tab. 1 show that Analytic-Splatting outperforms other methods in all aspects. The qualitative results in Fig. 6 demonstrate that Analytic-Splatting can better capture high-frequency details while being anti-aliased. More results can be found in the supplementary material." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "Evaluation on Mip-NeRF 360 Dataset. We compare our method with several cutting-edge methods i.e. Mip-NeRF 360 [3], Zip-NeRF [4], 3DGS [18] and" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analytic-Splatting" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 236 + ], + "type": "text", + "content": "its variants (i.e. 3DGS-SS, Mip-Splating [37]) on the challenging Mip-NeRF 360 dataset. The results of Zip-NeRF are reported from the available official implementation4. Please note that Mip-NeRF 360 and Zip-NeRF struggle with real-time rendering, especially Zip-NeRF performs super sampling techniques in the rendering phase. The quantitative results in Tab. 2 show that our method is second only to Zip-NeRF, and we outperform other methods with real-time rendering capability (i.e. 3DGS and its variants). The qualitative comparisons in Fig. 7 demonstrate that our method has better anti-aliasing capability and detail fidelity despite facing complex scenes. More results can be found in the supplementary material." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 236, + 482, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 236, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 482, + 308 + ], + "type": "text", + "content": "Single-Scale Evaluation on Scene Datasets We evaluate our method against other methods on complex scene datasets (i.e. Mip-NeRF 360 [3], Tanks & Temples [19], and Deep Blending [12]) under the single-scale training and testing setting, which is the most widely used setting. The overall results are shown in Tab. 3, our method shows great generalization across different datasets and almost outperforms other methods." + } + ] + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 138, + 329, + 476, + 415 + ], + "blocks": [ + { + "bbox": [ + 138, + 329, + 476, + 415 + ], + "lines": [ + { + "bbox": [ + 138, + 329, + 476, + 415 + ], + "spans": [ + { + "bbox": [ + 138, + 329, + 476, + 415 + ], + "type": "table", + "html": "
Mip-NeRF 360Tanks&TemplesDeep Blending
PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓PSNR ↑SSIM ↑LPIPS ↓
Plenoxels [9]23.080.6250.46321.070.7210.37923.060.7950.510
INGP-Base [26]25.300.6710.37121.720.7340.33023.620.7970.423
INGP-Big [26]25.590.6990.33121.920.7520.30524.960.8170.390
Mip-NeRF 360 [3]27.690.7920.23722.220.8000.25729.400.9010.245
3DGS [18]27.210.8150.21423.140.8440.18329.410.9030.243
Mip-Splatting [37]27.570.8170.21823.780.8510.17829.690.9040.248
Ours27.580.8160.21723.840.8510.17729.750.9050.248
", + "image_path": "b81978f2eebca22ee85866ba5f4aaa8b212d09a871198bdfb730adc4ba359709.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 415, + 482, + 449 + ], + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 449 + ], + "type": "text", + "content": "Table 3: Quantitative comparison of our method against previous methods over three datasets [3, 12, 19]. All methods are trained on full-resolution images and tested on the same-resolution images." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 131, + 483, + 220, + 495 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 483, + 220, + 495 + ], + "spans": [ + { + "bbox": [ + 131, + 483, + 220, + 495 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 511, + 482, + 595 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 511, + 482, + 595 + ], + "spans": [ + { + "bbox": [ + 130, + 511, + 482, + 595 + ], + "type": "text", + "content": "In this paper, we first revisit the window response of 1D Gaussian signals and reason about an analytical and accurate approximation using a conditioned logistic function. We then apply this approximation in the 2D-pixel shading and present Analytic-Splatting, which approximates the pixel area integral response to achieve anti-aliasing capability and better detail fidelity. Our extensive experiments demonstrate the efficacy of Analytic-Splatting in achieving state-of-the-art novel view synthesis results under the multi-scale setting." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 596, + 482, + 644 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 596, + 482, + 644 + ], + "spans": [ + { + "bbox": [ + 130, + 596, + 482, + 644 + ], + "type": "text", + "content": "Limitations. Compared with 3DGS and Mip-Splatting, our shading implementation introduces more root and exponential operations, which inevitably increases the computational burden and reduces the frame rate. Despite this, our frame rate is only " + }, + { + "bbox": [ + 130, + 596, + 482, + 644 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 596, + 482, + 644 + ], + "type": "text", + "content": " lower than Mip-Splatting in a few cases." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 102 + ], + "type": "text", + "content": "Z. Liang et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 132, + 653, + 328, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 653, + 328, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 653, + 328, + 666 + ], + "type": "text", + "content": "4 https://github.com/jonbarron/camp_zipnerf" + } + ] + } + ], + "index": 9 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 479, + 163 + ], + "type": "text", + "content": "This work is supported by the Guangdong Provincial Key Laboratory of Human Digital Twin (2022B1212010004)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "spans": [ + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 205, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 19, + "blocks": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "type": "text", + "content": "1. 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IEEE Transactions on Visualization and Computer Graphics 8(3), 223-238 (2002)" + } + ] + } + ], + "index": 13 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 372, + 91, + 447, + 102 + ], + "type": "text", + "content": "Analytic-Splatting" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AnatoMask_ Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking/2898919c-2b59-4f0b-b9b4-a97c43f277e6_content_list.json b/2024/AnatoMask_ Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking/2898919c-2b59-4f0b-b9b4-a97c43f277e6_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..166bc3ef867baf93bad4b9b4d352d2fe122d82eb --- /dev/null +++ b/2024/AnatoMask_ Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking/2898919c-2b59-4f0b-b9b4-a97c43f277e6_content_list.json @@ -0,0 +1,1497 @@ +[ + { + "type": "text", + "text": "AnatoMask: Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking", + "text_level": 1, + "bbox": [ + 261, + 140, + 738, + 209 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Yuheng Li $^{1,2}$ , Tianyu Luan $^{3}$ , Yizhou Wu $^{2}$ , Shaoyan Pan $^{1}$ , Yenho Chen $^{2}$ , and Xiaofeng Yang $^{1,2}$", + "bbox": [ + 227, + 233, + 774, + 265 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Emory University, Atlanta GA 30322, USA", + "bbox": [ + 349, + 276, + 651, + 291 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Georgia Institute of Technology, Atlanta GA 30332, USA", + "bbox": [ + 303, + 291, + 697, + 305 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 State University of New York at Buffalo, Buffalo, NY, 14260", + "bbox": [ + 292, + 305, + 709, + 318 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "xiaofeng.yang@emory.edu", + "bbox": [ + 411, + 320, + 591, + 333 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Due to the scarcity of labeled data, self-supervised learning (SSL) has gained much attention in 3D medical image segmentation, by extracting semantic representations from unlabeled data. Among SSL strategies, Masked image modeling (MIM) has shown effectiveness by reconstructing randomly masked images to learn detailed representations. However, conventional MIM methods require extensive training data to achieve good performance, which still poses a challenge for medical imaging. Since random masking uniformly samples all regions within medical images, it may overlook crucial anatomical regions and thus degrade the pretraining efficiency. We propose AnatoMask, a novel MIM method that leverages reconstruction loss to dynamically identify and mask out anatomically significant regions to improve pretraining efficacy. AnatoMask takes a self-distillation approach, where the model learns both how to find more significant regions to mask and how to reconstruct these masked regions. To avoid suboptimal learning, Anatomask adjusts the pretraining difficulty progressively using a masking dynamics function. We have evaluated our method on 4 public datasets with multiple imaging modalities (CT, MRI, and PET). AnatoMask demonstrates superior performance and scalability compared to existing SSL methods. The code is available at https://github.com/ricklisz/AnatoMask.", + "bbox": [ + 261, + 371, + 743, + 650 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Medical image segmentation $\\cdot$ Self-supervised learning $\\cdot$ Masked image modeling", + "bbox": [ + 259, + 662, + 764, + 691 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 717, + 375, + 732 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "While supervised learning shows great promise in 3D medical image segmentation, its potential in clinical settings is hindered by a lack of labeled data. As an alternative, self-supervised learning has shown great promise in medical image analysis by extracting semantic representations from unlabeled data [23,35,48,50]. Among various SSL methods, masked image modeling has achieved promising results in natural images [16] and has been applied in medical image", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "analysis [8, 9, 49]. MIM utilizes a simple task in which the model is asked to reconstruct parts of the masked image, thereby learning detailed representations of the image [16, 45].", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, MIM's success in natural images is heavily dependent on large-scale training data [46], which poses a significant challenge in medical imaging. While many MIM methods utilize random masking strategy and achieved success in natural images [3, 16], we argue that this strategy does not utilize the inherent properties of anatomical regions within medical images and leads to less effective pretraining. In medical images, anatomical regions such as organs and tumors, are deemed more important than the less relevant air-filled and fluid-filled regions. Since anatomical regions are characterized by varying shapes and contrasts, these regions are intuitively more difficult to reconstruct when masked out, requiring more guidance during pretraining. Thus, the previous methods require more training data to achieve the expected results, which greatly limits their application in medical-related tasks. Therefore, to design an effective MIM framework for medical images, it is crucial to identify these complex anatomical regions and create a more challenging task.", + "bbox": [ + 212, + 198, + 787, + 411 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address these challenges, we propose AnatoMask, a reconstruction-guided MIM framework where the model learns from more informative masks to enhance pretraining efficacy. Observing that anatomical regions often featured higher reconstruction losses (Fig. 1 a and b), if we can increase the probability of masking these regions, it would also encourage the network to extract information from these regions more efficiently. Hence, we propose to identify anatomically-significant regions by reconstruction losses. Instead of using a pretrained model to identify these regions, we propose a self-distillation approach where the model can first act as a teacher to generate anatomically-significant masks, and then act as a student to learn from these masks. To ensure that the teacher is adaptive to the student's performance, we update the teacher model with the student's exponential moving average (EMA) weights. In this way, we not only encourage the model to learn how to reconstruct these regions but also where to find such important regions. This dual-learning approach is crucial in developing a deeper anatomical understanding, especially in data-constrained scenarios. Finally, we propose an easy-to-hard masking strategy, where the teacher continuously increases the difficulty of the MIM task as the student progresses, avoiding the model overly focusing on difficult regions at first. We conduct self-supervised learning on TotalSegmentator [40], a comprehensive CT dataset for volumetric medical image segmentation. We adopt a previous SOTA architecture STU-Net [20] and evaluate the pretraining efficacy by finetuning on TotalSegmentator [40], FLARE22 [26], AMOS22 [22] and AutoPETII [11]. We first compare the differences between random masking and our AnatoMask in (Fig. 1 c and d). We then compare the training efficiency of AnatoMask vs random masking (SparK [37]) in (Fig. 1 e). Our method consistently improves the training efficiency, outperforming random masking. We also compare our method with previous state-of-the-art (SOTA) SSL approaches. We find that our method demonstrates superior performance and scaling capabilities.", + "bbox": [ + 212, + 417, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/40338b9eff8dd5751f88cda449adc0d3d0883746624d129af19efd3f61f379c8.jpg", + "image_caption": [ + "a). Image with GT", + "c). Random Mask" + ], + "image_footnote": [], + "bbox": [ + 223, + 159, + 338, + 244 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/17d0ca1583afa75a857fe039356df8c4fa7104a4ea691169496a20d8310d5cff.jpg", + "image_caption": [ + "b). Reconstruction Loss", + "d). AnatoMask (ours)" + ], + "image_footnote": [], + "bbox": [ + 344, + 159, + 460, + 244 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/bd21cea489b2c18823493ec9bb7ffe750be0b1c3d3db0e81a5a0c87eb2786fed.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 223, + 257, + 338, + 340 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/0d61f7eab1954b87d0e5f947d5d6981c7bcf082fa3bfdadfef5bb0fd9b4f05e8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 344, + 257, + 460, + 340 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/f9364a28365263c84f16d1ff0ba44a0dcb8bb20c809b0bbd5efd8bae2490cca5.jpg", + "image_caption": [ + "e). Training efficiency", + "Fig. 1: Comparison of random masking (SparK) vs AnatoMask. We visualize: a). input with anatomical ground truth (GT); b). reconstruction losses obtained by averaging over 2 random masks; c). a random mask ; d). our AnatoMask generated from b. In e), we also compared the training efficiency of AnatoMask and SparK. Transparent areas indicate unmasked regions." + ], + "image_footnote": [], + "bbox": [ + 473, + 161, + 785, + 363 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We summarize our contribution as follows: 1). We propose a reconstruction-guided masking strategy, in which the model learns the anatomically significant regions through reconstruction losses and dynamically adjusts the masking to formulate a more challenging and specific MIM objective, thereby improving pretraining efficacy. 2). We propose to leverage self-distillation to perform self-masking. The teacher network first identifies important regions to mask and generates a more difficult mask for the student to solve. The student will then update the teacher with EMA weights. 3). To prevent the network from converging to a suboptimal solution early during training, we propose a masking dynamics function controlling the difficulty of the MIM objective, facilitating an easy-to-hard strategy", + "bbox": [ + 212, + 470, + 787, + 638 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 214, + 657, + 397, + 674 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Contrastive learning. Self-supervised learning leverages unlabeled data to learn meaningful representations without explicit supervision, demonstrating significant advancements in pattern recognition [2, 10, 12, 28, 29, 39, 43, 47]. In this paradigm, contrastive learning first gains much attention in computer vision [6, 13, 14, 17, 18, 27] and medical imaging [1, 4, 33, 35]. Contrastive learning extracts powerful semantic representation by minimizing the distance of similar image pairs while maximizing dissimilar ones. However, contrastive learning relies on tailored data augmentations to create such image pairs [7]. Inappropriate augmentations could distort important clinical semantics leading to misrepresentations in the learned features. Also, since segmentation tasks require precise", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AnatoMask for medical image segmentation", + "bbox": [ + 437, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "pixel-level embeddings, contrastive methods could overlook the nuanced features critical for detecting small organs or anomalies.", + "bbox": [ + 212, + 146, + 782, + 175 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Masked image modeling for ViTs, ConvNets. Motivated by the success of masked language modeling in natural language processing, masked image modeling has attracted much attention in computer vision. MIM learns image representations by reconstructing their masked parts, a concept that resembles early techniques like context encoders [30]. Naturally, MIM is first applied to vision transformers due to its sequence-to-sequence modeling. Both He et al. [16] and Xie et al. [45] propose to mask random image patches and regress the RGB pixels. More recent advancements in MIM focus on new reconstruction targets [3, 19, 31, 36, 41] or masking strategies [24, 25, 32, 38]. For ConvNets, recent works such as SparK [37] and ConvNeXt V2 [42] propose to leverage sparse convolution to address the information leakage during pretraining. However, novel MIM strategies for medical image segmentation remain largely unexplored.", + "bbox": [ + 212, + 176, + 785, + 356 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "SSL for medical image segmentation. Previous works propose various pretext tasks to solve medical image segmentation with promising performance. Similar to the context encoder, image inpainting has been applied to various ConvNet backbones to generalize the anatomical contents of medical images [5]. Taleb et al. explore a variety of pretext tasks such as rotation, solving Rubik's cube, and predicting patch locations [34]. Tang et al. propose a combination of pretext tasks and contrastive learning for self-supervising transformer [35]. Fateh et al. combine discriminative, restorative, and adversarial learning strategies to extract rich semantic information from medical images [15]. More recent works aim at developing a universal SSL framework for medical images without tailoring pretext tasks. Xie et al. propose a universal pretraining method UniMiSS, leveraging transformer's sequence-to-sequence modeling to pretrain on both 2D and 3D medical images [44]. As another universal framework, MIM also gains attention in medical image analysis. Chen et al. first explore using SimMIM and MAE for 3D medical image segmentation [8]. However, MIM still remains data-intensive and requires large datasets for scaling up model parameters [46]. Furthermore, the success of MIM heavily relies on the mask strategies due to the spatial information redundancy in images [16]. Intuitively, a universal medical MIM task should guide the model to focus on anatomically rich areas for reconstruction. Consequently, the model gains a deeper understanding of the anatomical information to generate masks for more effective learning.", + "bbox": [ + 212, + 357, + 787, + 676 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 696, + 330, + 712 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Overview", + "text_level": 1, + "bbox": [ + 215, + 726, + 339, + 739 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Figure 2 illustrates the overall pipeline of AnatoMask, which is composed of a student network and a teacher network sharing the same underlying architecture. Each module has an image encoder and an image decoder. Given an input CT volume at epoch $t$ , we first generate a random mask with masking ratio $\\gamma$ similar to SimMIM [45]. Then, we feed the randomly masked input into the teacher network, whose encoder $E_{T}$ abstracts the input into embeddings and", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 326, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/9db83a58e726e2ef155f8c2331cdc9ea24e9e248065c68b1a8d46a1d33a6d3ed.jpg", + "image_caption": [ + "Fig. 2: Overview of proposed AnatoMask. During SSL pretraining at epoch $t$ , the teacher network receives randomly masked inputs and computes the patch-level reconstruction loss $L_{rec}^{t}$ . The top $r_t$ regions with the highest reconstruction losses are selected to form a binary mask $M_{top}^{t}$ . Then, the remaining $(1 - r_t)\\gamma$ areas are randomly filled with binary values to form our final mask $M_{final}^{t}$ . The student network is trained to reconstruct input masked by $M_{final}^{t}$ ." + ], + "image_footnote": [], + "bbox": [ + 215, + 146, + 787, + 345 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "its decoder $D_{T}$ generates the reconstruction. We then compute the reconstruction loss $L_{rec}^{t}$ on the masked regions by subtracting with input. Next, we sort $L_{rec}^{t}$ in descending order and use a masking dynamics function $r_t$ to select top anatomical regions with high losses to form a binary mask $M_{top}^{t}$ . Then, we generate $M_{final}^{t}$ by randomly masking the remaining regions to maintain an overall masking ratio $\\gamma$ . Finally, we apply the newly generated mask to the input and train the student network on reconstruction loss. To ensure a consistent mask generation between student and teacher, we update the teacher network with an exponential moving average of the student's network weights:", + "bbox": [ + 212, + 468, + 787, + 604 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\theta_ {T} ^ {t + 1} = m \\theta_ {T} ^ {t} + (1 - m) \\theta_ {S} ^ {t + 1}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 398, + 613, + 785, + 633 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $m$ represents the weight decay, $\\theta_T^t$ and $\\theta_T^{t + 1}$ represent the teacher's parameters at time $t$ and $t + 1$ respectively and $\\theta_S^t$ represents the student's parameter at time $t$ .", + "bbox": [ + 212, + 642, + 787, + 688 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Hierarchical Image Encoder-decoder", + "text_level": 1, + "bbox": [ + 214, + 709, + 563, + 724 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Conventional ViT-based MIM backbones such as MAE or SimMIM utilize a simple decoder design with a few linear layers. However, Tian et al. propose that a hierarchical encoder-decoder design performed better when pretraining on CNNs [37]. To this end, we also adopt a multi-scale encoder-decoder backbone for our AnatoMask, which is well-suited to spatially aggregate feature maps. We find that this approach enables the progressive reconstruction of the masked image, effectively incorporating both local and global features. Given an input", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AnatoMask for medical image segmentation", + "bbox": [ + 437, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/b9a8bcb578b1adde5dc9d0a3de0fa52197915395a91db70751ce2f1440e21e91.jpg", + "image_caption": [ + "Fig. 3: Visual comparison between segmentation ground truths and reconstruction losses. For each row, we show a). an image with organ ground truths, b). reconstruction losses by averaging over 2 masks, c). a random mask (60%), and d). our AnatoMask obtained from b). Red means higher loss values while blue indicates lower ones. Red areas tend to overlap with organ regions. Transparent areas indicate unmasked regions." + ], + "image_footnote": [], + "bbox": [ + 318, + 148, + 684, + 539 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "volume $V$ of $H\\times W\\times D$ , we first divide $V$ input patches of $\\frac{H}{16}\\times \\frac{W}{16}\\times \\frac{D}{16}$ and randomly masked $60\\%$ . Then, we utilize STU-Net to downsample the masked input into 4 scales: $\\frac{H}{2}\\times \\frac{W}{2}\\times \\frac{D}{2}$ , $\\frac{H}{4}\\times \\frac{W}{4}\\times \\frac{D}{4}$ , $\\frac{H}{8}\\times \\frac{W}{8}\\times \\frac{D}{8}$ , $\\frac{H}{16}\\times \\frac{W}{16}\\times \\frac{D}{16}$ . Similar to SparK [37], we adopt the sparse submanifold convolution for our encoder to generate the multi-scale feature maps of the input. A hierarchical decoder is used to densify and upscale the feature maps for reconstruction. Concretely, let $M_{final}^{t}$ denote the newly generated mask, the reconstruction loss can be formulated as:", + "bbox": [ + 212, + 651, + 787, + 758 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {r e c} ^ {t} = \\frac {1}{H W D} \\sum \\left(D _ {S} \\left(E _ {S} \\left(M _ {f i n a l} ^ {t} \\odot V\\right)\\right) - \\left(1 - M _ {f i n a l} ^ {t}\\right) \\odot V\\right) ^ {2}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 279, + 782, + 785, + 813 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $E_{S}$ and $D_{S}$ represent the student network's encoder and decoder.", + "bbox": [ + 212, + 824, + 736, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 326, + 126 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Reconstruction-guided Self-masking", + "text_level": 1, + "bbox": [ + 215, + 146, + 555, + 161 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "While recent studies in MIM have demonstrated remarkable successes in natural images [16, 45], its effectiveness in medical imaging is worth further exploration due to the large domain gap between natural images and medical images. Conventional MIM takes a random masking approach, which ignores the anatomical region's heterogeneity by uniformly sampling all areas. Given the significant feature variations of human organs, a uniform random masking approach may not be an effective pretraining task for subsequent segmentation tasks. Thus, an effective MIM strategy should prioritize these complex anatomical regions to enhance diagnostic accuracy and efficacy. Intuitively, these complex regions are more difficult to reconstruct than background regions. We then take the regions with high reconstruction losses as the highly informative areas to guide the masking process. As demonstrated in Fig. 3, we find that anatomical regions often demonstrate high reconstruction losses, indicative of rich semantic information for the network to learn.", + "bbox": [ + 212, + 170, + 787, + 381 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To identify such regions, a naive approach is to use a pretrained model as a teacher to extract high-loss areas from its predictions, which remains resource-intensive. Nevertheless, this frozen teacher cannot adaptively refine the representations of masked regions, which could hinder the student from learning more diverse features. Alternatively, we propose a self-distillation approach where the model first serves as a teacher to generate anatomically-significant masks and then acts as a student to perform self-supervised learning. In this way, we can train the model to self-mask anatomically informative regions, subsequently guiding the MIM toward more efficient pretraining.", + "bbox": [ + 212, + 382, + 787, + 518 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Given an initial mask, our AnatoMask teacher can generate an initial reconstruction loss $L_{rec}^{t}$ , from which we can employ anatomical priors in its masking process to enhance pretraining. We perform an argsort operation on $L_{rec}^{t}$ to rank the masked regions in descending reconstruction losses. This ranking guides the model to focus on more challenging regions for reconstruction, which are more valuable for mining anatomical information. In the initial stages of training, high reconstruction loss may not always correlate with anatomical importance, as the model is still learning to reconstruct the image effectively. We propose a dynamic mask generation strategy, where the portion of anatomically significant regions in the masked regions gradually increases, providing some reasonable hints that guide the model to reconstruct anatomical regions step by step. By incrementally guiding the model, we ensure it learns effective representations, aligning more closely with anatomical significance as it advances in the training process. Concretely, we define a masking dynamics function based on current epoch $t$ (with total epoch $T$ ):", + "bbox": [ + 212, + 518, + 787, + 744 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nr _ {t} = r _ {0} + \\frac {t}{T} \\left(r _ {T} - r _ {0}\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 423, + 756, + 784, + 782 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $r_t$ represents anatomical-significance ratio of $M_{final}^t$ . To retain the original masking ratio $\\gamma$ , the remaining $(1 - r_t)$ of the masked regions in $M_{final}^t$ are \"filled\" by a newly generated random mask. $r_T$ , and $r_0$ are two hyperparameters which", + "bbox": [ + 212, + 792, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AnatoMask for medical image segmentation", + "bbox": [ + 437, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "we empirically set to 0.5 and 0 respectively. Given input volume $V$ , masking ratio $\\gamma$ , and $M_{initial}^{t}$ being the initial mask fed into the teacher model, we select $r_t \\cdot \\gamma V$ voxels with the highest $L_{rec}^{t}$ from $M_{initial}^{t}$ and then randomly generate $(1 - r_t) \\cdot \\gamma V$ voxels from $V - r_t \\cdot \\gamma V$ to form the final mask $M_{final}^{t}$", + "bbox": [ + 212, + 146, + 787, + 209 + ], + "page_idx": 7 + }, + { + "type": "code", + "sub_type": "algorithm", + "code_caption": [ + "Algorithm 1 Algorithm for AnatoMask $M_{\\mathrm{final}}^t$" + ], + "code_body": "input: $G = (g_{1},g_{2},\\dots ,g_{n})$ : All regions in the image. $L_{rec} = (l_{g_1},l_{g_2},\\ldots ,l_{g_n})$ : Reconstruction losses from the initial mask. $\\gamma$ : Masking ratio. $r_t$ : Anatomical-significance ratio. \noutput: $M_{\\mathrm{final}}^t$ : Mask with anatomically-significant regions. \n $i\\gets 1$ \nfor $k$ in $\\operatorname {argsort}(L_{\\mathrm{rec}})$ .. Sort regions based on loss $g_i^\\prime \\leftarrow g_k$ $i\\gets i + 1$ \nendfor \n $p\\gets \\lceil r_t\\times n\\rceil$ $\\triangleright$ Compute selection threshold $p$ $M_{\\mathrm{top}}\\gets \\{\\}$ \nfor $i$ in $\\{1,\\dots ,p\\}$ . $\\triangleright$ Select top $p$ regions \n $M_{\\mathrm{top}}\\gets M_{\\mathrm{top}}\\cup g_i'$ \nendfor \n $n_{random}\\gets \\lceil (\\gamma -r_t)\\times n\\rceil$ $\\triangleright$ Compute how many regions to randomly select. \n $M_{\\mathrm{random}}\\gets \\{\\}$ \nfor $i$ in $\\{1,\\dots ,n_{\\mathrm{random}}\\}$ .. $\\triangleright$ Randomly sample $n_{random}$ regions \n $M_{\\mathrm{random}}\\gets M_{\\mathrm{random}}\\cup \\mathrm{sample}$ ( $G\\setminus (M_{\\mathrm{top}}\\cup M_{\\mathrm{random}})$ ) \nendfor \n $M_{\\mathrm{final}}^t\\gets M_{\\mathrm{top}}\\cup M_{\\mathrm{random}}$ \nReturn $M_{\\mathrm{final}}^t$", + "bbox": [ + 225, + 258, + 787, + 568 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Result", + "text_level": 1, + "bbox": [ + 215, + 617, + 316, + 633 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Dataset and Evaluation", + "text_level": 1, + "bbox": [ + 215, + 648, + 455, + 662 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We conduct self-supervised pretraining for all methods on TotalSegmentator [40] dataset containing 1204 CT images with 104 anatomical structures (27 organs, 59 bones, 10 muscles, and 8 vessels). For preprocessing, all the images are resampled to $1.5 \\times 1.5 \\times 1.5 \\, \\text{mm}^3$ and z-score normalization is used to rescale image intensity to zero mean and unit variance. Image patch size is set to $112 \\times 112 \\times 128$ . We first use the following ratio to randomly split the dataset: $70\\%$ train, $10\\%$ validation, and $20\\%$ test. The training set is used for SSL pretraining. We then finetune the pretrained networks on the training set and use the validation set for early stops.", + "bbox": [ + 212, + 672, + 787, + 808 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We further conduct extensive evaluations by finetuning on 3 public datasets to test the transferability of our models. We select FLARE22 (50 CT cases", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 326, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/1b853eb2b435e0b8980d60d06e2acb12d819288551b0d45f7f150fb9d80f6013.jpg", + "table_caption": [ + "Table 1: Ablation on the encoder-decoder design of AnatoMask." + ], + "table_footnote": [], + "table_body": "
ArchitectureMaskingDSC (%)
Simple DecoderRandom82.9
Simple DecoderAnatoMask83.4
Hierarchical DecoderRandom83.6
Hierarchical DecoderAnatoMask84.3
", + "bbox": [ + 321, + 170, + 683, + 258 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "of 13 organs) [26], AMOS22 (240 CT cases and 120 MR cases with 15 organ annotations) [22] and AutoPETII (398 PET/CT cases with lesion annotations) [11]. For each dataset, we utilize $70\\%$ train, $10\\%$ validation, and $20\\%$ test for evaluation.", + "bbox": [ + 212, + 285, + 782, + 345 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "For evaluation metrics, we calculated the Dice Coefficient (DSC) and Normalized Surface Dice (NSD) based on segmentation results.", + "bbox": [ + 212, + 347, + 782, + 378 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Implementation Details", + "text_level": 1, + "bbox": [ + 214, + 400, + 455, + 416 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "All experiments in this study are conducted based on Python 3.9, Ubuntu 22.04.3, Pytorch 2.0.1, and nnU-Net 2.2 [21]. For finetuning on TotalSegmentator, we utilize default data pre-processing and data augmentations in nnU-Net. For SSL pretraining, we follow the same data pre-processing as in TotalSegmentator but do not use additional data augmentations other than random cropping and random flipping. For finetuning on FLARE22, AMOS22, and AutoPETII, we use the nnUNet's default data pre-processing and data augmentation pipelines for each dataset. However, we use the same network configuration as in TotalSegmentator and in SSL pretraining. A more detailed description of hyperparameters is shown in the supplementary material. Models are trained on NVIDIA Tesla A100 cards with 80 GB VRAM.", + "bbox": [ + 212, + 426, + 787, + 592 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.3 Ablation Study", + "text_level": 1, + "bbox": [ + 214, + 616, + 390, + 633 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we investigate the decoder design, different masking strategies, and masking ratios of AnatoMask. We use STU-Net-B as the backbone with 1000 epochs for pretraining and finetuning on TotalSegmentator.", + "bbox": [ + 212, + 643, + 782, + 686 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Decoder design. First, we verify the effectiveness of using a hierarchical decoder for AnatoMask. We compare the U-Net style architecture with a simple decoder architecture, which only uses two convolution blocks and does not receive hierarchical feature maps from the encoder. As shown in Tab. 1, a U-Net style encoder-decoder performed better than a simple decoder for MIM. Nevertheless, our AnatoMask still improves finetuning performance on a simple decoder design compared to random masking.", + "bbox": [ + 212, + 688, + 785, + 792 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Effectiveness of Self-distillation. Then, we verify the importance of using self-distillation to maintain consistent mask generations between teacher and student. In our proposed approach, the teacher network is updated with student's", + "bbox": [ + 212, + 794, + 785, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AnatoMask for medical image segmentation", + "bbox": [ + 437, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/b4f75a8372443319575c9a21e90413c807af7b4edd61550c472f3bfa52dc8bb1.jpg", + "table_caption": [ + "Table 2: Ablation study on the masking strategies of AnatoMask. We study the importance of our easy-to-hard masking dynamics, and self-distillation scheme and select the highest or lowest anatomically significant regions." + ], + "table_footnote": [], + "table_body": "
Self-distillationAnatomical SignificanceMasking DynamicsDSC (%)
×--83.6
×Higheasy-to-hard83.7
✓Higheasy-to-hard84.3
✓Loweasy-to-hard83.6
✓Highhard-to-easy84.0
", + "bbox": [ + 241, + 198, + 761, + 299 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "EMA weights at the end of each iteration. Without this, the teacher is simply a randomly initialized model without explicit knowledge on where to mask. As shown in Tab. 2 rows 2 and 3, self-distillation ensures that the teacher consistently generates meaningful MIM tasks for the student to solve.", + "bbox": [ + 212, + 325, + 782, + 385 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Incorporating anatomically-significant regions. We study the effectiveness of reconstruction guidance to incorporate anatomically-significant regions. To obtain regions of high significance for masking, we apply argsort operations on the reconstruction losses in descending order to obtain the top $r_t$ regions. Conversely, if we sort the reconstruction losses in ascending order, we then obtain regions with low significance, possibly making the final mask easier than a random mask to restore. As shown in Tab. 2 rows 3 and 4, we find that models did not benefit from learning low-significance regions, demonstrating the importance of incorporating anatomically rich regions.", + "bbox": [ + 212, + 387, + 784, + 521 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Effectiveness of masking dynamics function. Additionally, we study the importance of our proposed masking dynamics function which controls the MIM difficulties over time. Specifically, the relationship between $r_0$ and $r_T$ determines whether the pretraining difficulties increase or decrease with time. When $r_0 > r_T$ , more anatomically complex components are included in the final mask, and fewer components are generated from random masking. This leads to an easy-to-hard objective which is more intuitive. Conversely, if $r_0 < r_T$ , we obtain a hard-to-easy MIM objective. As shown in Tab. 2, we observe that an easy-to-hard masking strategy leads to better finetuning performance. This aligns with our hypothesis that starting with a low masking difficulty can offer valuable cues to the model and prevent training collapse.", + "bbox": [ + 212, + 523, + 784, + 686 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Masking ratio $\\gamma$ . As shown in Tab. 3, we find that a lower masking ratio outperformed a higher masking ratio, different from traditional MIM methods. We hypothesize that a lower masking ratio leads to better preservation of the original anatomical information, resulting in more effective pretaining.", + "bbox": [ + 212, + 688, + 782, + 750 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.4 Comparison with previous SSL methods", + "text_level": 1, + "bbox": [ + 214, + 770, + 591, + 786 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We compare the finetuning performances of our method against previous SOTA SSL methods: 1). Tang et al. propose a combination of pretext tasks to self-supervise a transformer model SwinUNETR [35]; 2). Zhou et al. propose Self", + "bbox": [ + 212, + 794, + 782, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/4029dbd239d4731650963b4802174d1686a4460fc82f664438d5d2690e68bced.jpg", + "table_caption": [ + "Table 3: Ablation study on masking ratio $\\gamma$ ." + ], + "table_footnote": [], + "table_body": "
Masking ratio γDSC (%)
0.684.3
0.884.1
0.984.2
", + "bbox": [ + 403, + 170, + 599, + 244 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/21792a33d08c51fdd4e7fa0ff113d4a2c143068a40ae536c1a866e9608b603c0.jpg", + "table_caption": [ + "Table 4: Comparison of AnatoMask and existing SSL methods on TotalSegmentator. Data is shown as patient-wise mean $\\pm$ SD. Bold means best method" + ], + "table_footnote": [], + "table_body": "
MethodsBackboneDSC (%)NSD (%)
Tang et al. [35]SwinUNETR79.2 ± 11.275.3 ± 12.8
SelfMedMAE [49]UNETR78.8 ± 12.574.0 ± 15.0
UniMiSS [44]MiTnet82.2 ± 10.486.4 ± 13.0
MoCov2 [7]STU-Net-B81.8 ± 10.685.6 ± 12.3
BYOL [13]STU-Net-B78.8 ± 11.182.8 ± 12.7
SparK [37]STU-Net-B83.6 ± 10.586.7 ± 12.8
AnatoMaskSTU-Net-B84.3 ± 9.987.8 ± 11.8
AnatoMaskSTU-Net-L87.8 ± 9.890.3 ± 10.7
AnatoMaskSTU-Net-H89.0 ± 10.391.9 ± 10.0
", + "bbox": [ + 279, + 299, + 725, + 460 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "MedMAE, a masked autoencoder method to pretrain transformer models [49]; 3). Xie et al. propose UniMiSS to extract 2D information from 3D volumes using self-distillation pretraining [44]; 4). He et al. propose MoCov2, a momentum contrastive method that overcomes the limitations of large batch size [7]; 5). Grill et al. propose BYOL, a contrastive method with dual-network to learn bootstrapped representations [13]; 6). Spark, a U-Net design for BERT-style pretraining of CNNs [37]. For network backbones, since certain methods are built on specific transformer networks, we maintain their backbones for fair comparison. For MoCov2 and BYOL, we use STU-Net-B as the backbone. For all methods, we fix pretraining epochs to 1000. The input patch size for SwinUNETR, UNETR, and MiTnet is set to (128, 128, 128) and the batch size is set to 4. As shown in Tab. 4, AnatoMask with STU-Net-B as backbone significantly outperforms all previous SSL methods. With 1000 epochs for pretraining, AnatoMask is able to achieve $84.3\\%$ DSC and $87.8\\%$ SDC, surpassing the best method (UniMiSS) by $2.1\\%$ and $1.4\\%$ respectively. Notably, UniMiSS extracts both 2D information and 3D information from medical images, whereas our AnatoMask focuses only on 3D information. This further demonstrates AnatoMask's superior efficiency and effectiveness in leveraging 3D data for segmentation tasks. We visualize segmentation results on TotalSegmentator CT images in Fig. 4. Our Anatomask demonstrates promising segmentation results compared with other SSL methods. To demonstrate the scalability of AnatoMask, we further test it on large segmentation backbones such as STU-Net-L and STU-Net-H (with 440 million and 1.5 billion parameters respectively) which improve performance to $87.8\\%$", + "bbox": [ + 212, + 492, + 787, + 843 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AnatoMask for medical image segmentation", + "bbox": [ + 437, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/e6f66af80fafc95af6423ccf34c4f05028014d93ed236b76a58eaf234eb68d78.jpg", + "image_caption": [ + "Fig. 4: Visualization of multi-organ CT segmentation results on TotalSegmentator. Yellow arrows indicate improvements in segmentation." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 785, + 334 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/000980f225e6c96824bdb3796cfada68c9c8d6b0cecf871cb2649f27344358d9.jpg", + "image_caption": [ + "Fig. 5: Visualization of multi-organ CT segmentation results on FLARE22. Yellow arrows indicate improvements in segmentation." + ], + "image_footnote": [], + "bbox": [ + 217, + 393, + 785, + 569 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "DSC and $89.0\\%$ DSC. Our results indicate that AnatoMask is also beneficial for network parameter scaling, paving the way for self-supervising large foundation models for medical image segmentation.", + "bbox": [ + 212, + 641, + 784, + 686 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Finally, we conduct transfer learning on three additional datasets by finetuning each model trained on TotalSegmentator. To demonstrate the transferability of our method, we choose three segmentation tasks: 1). multi-organ segmentation on CT (FLARE22); 2). cross-modality segmentation on MRI and CT (AMOS22 Task 2); 3). tumor segmentation on PET/CT (AutoPETII). We initialized all models with weights trained from TotalSegmentator and finetuned for 1000 epochs. As shown in Tab. 5 and Tab. 6, AnatoMask with STU-Net-B as backbone consistently outperforms comparable methods. We also visualize multi-organ segmentation results on CT in Fig. 5, cross-modality segmentation results (CT and MRI) in Fig. 6, and PET lesion segmentation results in Fig. 7.", + "bbox": [ + 212, + 689, + 785, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/2b2f5db2d99b07555c54e448a35ea46dcc4c225070581c40b1b258b1aecbb017.jpg", + "image_caption": [ + "Fig.6: Visualization of cross-modality organ segmentation on MRI (first row) and CT (second and third rows) from AMOS22. Yellow arrows indicate improvements in segmentation." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 785, + 323 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/ad9d94c863fdab3dbfd09d9c6ded3263786203c4ad8e3f8285267bb480702390.jpg", + "image_caption": [ + "Fig. 7: Visualization of PET lesion segmentation results on AutoPETII. Yellow arrows indicate improvements in segmentation." + ], + "image_footnote": [], + "bbox": [ + 215, + 391, + 785, + 561 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "These results further demonstrate that our SSL strategy possesses promising transferability to other modalities, such as MRI and PET. When using larger backbones STU-Net-L and STU-Net-H, AnatoMask further improves segmentation performance on each task, demonstrating the scalability of our method.", + "bbox": [ + 212, + 630, + 787, + 691 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5 Conclusion and Discussion", + "text_level": 1, + "bbox": [ + 215, + 715, + 509, + 732 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this paper, we propose AnatoMask, a novel SSL approach to augment the existing MIM workflow for enhancing medical image segmentation. Compared to conventional random masking techniques, AnatoMask aims at mining anatomical information through an iterative masking process, guided by the reconstruction loss which signifies the anatomically significant regions. We find that AnatoMask not only augments the quality of representations learned but also", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AnatoMask for medical image segmentation", + "bbox": [ + 437, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/5c2aab9eefb784805436d03f9ce671e443d03dc4415099db92dab4b80d1ffbbe.jpg", + "table_caption": [ + "Table 5: Comparison of AnatoMask and existing SSL methods when transferring to FLARE22 and AMOS22. Data is shown as patient-wise mean ± SD. Bold means best method." + ], + "table_footnote": [], + "table_body": "
MethodsBackboneFLARE22AMOS22
DSCNSDDSCNSD
Tang et al. [35]SwinUNETR91.2 ± 2.194.1 ± 2.685.4 ± 5.891.3 ± 6.1
SelfMedMAE [49]UNETR91.0 ± 3.493.7 ± 3.276.1 ± 7.786.7 ± 6.0
UniMiSS [44]MiTnet91.7 ± 2.295.2 ± 2.287.7 ± 5.693.7 ± 5.5
MoCov2 [7]STU-Net-B93.6 ± 1.397.0 ± 1.688.3 ± 5.394.1 ± 4.9
BYOL [13]STU-Net-B93.7 ± 1.297.0 ± 1.488.3 ± 5.494.1 ± 4.7
SparK [37]STU-Net-B93.8 ± 1.297.1 ± 1.288.5 ± 5.394.2 ± 4.8
AnatoMaskSTU-Net-B94.0 ± 1.397.3 ± 1.589.1 ± 5.094.8 ± 4.5
AnatoMaskSTU-Net-L94.2 ± 1.197.3 ± 1.389.9 ± 5.495.6 ± 4.7
AnatoMaskSTU-Net-H94.3 ± 1.597.3 ± 1.589.9 ± 5.295.7 ± 5.0
", + "bbox": [ + 222, + 198, + 776, + 380 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/7a709a99c9ec03d2175e8fc643acdefb964bff4910057f5caaa3bdc12f07a3fb.jpg", + "table_caption": [ + "Table 6: Comparison of AnatoMask and existing SSL methods when transferring to AutoPETII. Data is shown as patient-wise mean ± SD. Bold means best method." + ], + "table_footnote": [], + "table_body": "
MethodsBackboneAutoPETII
DSCNSD
Tang et al. [35]SwinUNETR72.3 ± 23.780.5 ± 22.8
SelfMedMAE [49]UNETR67.0 ± 23.974.8 ± 24.3
UniMiSS [44]MiTnet64.0 ± 23.775.0 ± 23.0
MoCov2 [7]STU-Net-B72.9 ± 21.381.2 ± 21.6
BYOL [13]STU-Net-B74.1 ± 21.182.2 ± 21.7
SparK [37]STU-Net-B75.3 ± 21.184.5 ± 21.4
AnatoMaskSTU-Net-B75.8 ± 19.785.3 ± 19.7
AnatoMaskSTU-Net-L77.5 ± 19.085.9 ± 18.7
AnatoMaskSTU-Net-H78.1 ± 19.787.0 ± 19.8
", + "bbox": [ + 295, + 434, + 702, + 616 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "boosts data efficiency in the subsequent finetuning phase. Our experiments on 4 public datasets demonstrate that AnatoMask consistently improves the segmentation performance of different organs and imaging modalities. Our results also show strong scalability with larger segmentation backbones.", + "bbox": [ + 212, + 643, + 785, + 704 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "However, our study still has some limitations. We only conduct SSL pretraining on CT images. Given the availability of a vast array of unlabeled MR images, we plan to expand our SSL approach to this modality. Also, our evaluation focuses on organ segmentation in this paper. However, given the encouraging transferability observed in PET lesion segmentation, our future study will explore the development of foundational models for more comprehensive tumor segmentation tasks in CT and MR images.", + "bbox": [ + 212, + 704, + 787, + 811 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 326, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research is supported in part by the National Institutes of Health under Award Number R01CA272991, R56EB033332 and R01EB032680.", + "bbox": [ + 215, + 181, + 784, + 210 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 239, + 321, + 253 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Medical image analysis 64, 101746 (2020) 1" + ], + "bbox": [ + 215, + 146, + 785, + 438 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/AnatoMask_ Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking/2898919c-2b59-4f0b-b9b4-a97c43f277e6_model.json b/2024/AnatoMask_ Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking/2898919c-2b59-4f0b-b9b4-a97c43f277e6_model.json new file mode 100644 index 0000000000000000000000000000000000000000..5ed1ba873733a0e4cd1c6cde958b787693a340b5 --- /dev/null +++ b/2024/AnatoMask_ Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking/2898919c-2b59-4f0b-b9b4-a97c43f277e6_model.json @@ -0,0 +1,2139 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.263, + 0.141, + 0.74, + 0.21 + ], + "angle": 0, + "content": "AnatoMask: Enhancing Medical Image Segmentation with Reconstruction-guided Self-masking" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.234, + 0.776, + 0.266 + ], + "angle": 0, + "content": "Yuheng Li\\(^{1,2}\\), Tianyu Luan\\(^{3}\\), Yizhou Wu\\(^{2}\\), Shaoyan Pan\\(^{1}\\), Yenho Chen\\(^{2}\\), and Xiaofeng Yang\\(^{1,2}\\)" + }, + { + "type": "text", + "bbox": [ + 0.35, + 0.277, + 0.653, + 0.292 + ], + "angle": 0, + "content": "1 Emory University, Atlanta GA 30322, USA" + }, + { + "type": "text", + "bbox": [ + 0.304, + 0.292, + 0.699, + 0.306 + ], + "angle": 0, + "content": "2 Georgia Institute of Technology, Atlanta GA 30332, USA" + }, + { + "type": "text", + "bbox": [ + 0.294, + 0.306, + 0.71, + 0.319 + ], + "angle": 0, + "content": "3 State University of New York at Buffalo, Buffalo, NY, 14260" + }, + { + "type": "text", + "bbox": [ + 0.412, + 0.321, + 0.592, + 0.334 + ], + "angle": 0, + "content": "xiaofeng.yang@emory.edu" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.372, + 0.744, + 0.651 + ], + "angle": 0, + "content": "Abstract. Due to the scarcity of labeled data, self-supervised learning (SSL) has gained much attention in 3D medical image segmentation, by extracting semantic representations from unlabeled data. Among SSL strategies, Masked image modeling (MIM) has shown effectiveness by reconstructing randomly masked images to learn detailed representations. However, conventional MIM methods require extensive training data to achieve good performance, which still poses a challenge for medical imaging. Since random masking uniformly samples all regions within medical images, it may overlook crucial anatomical regions and thus degrade the pretraining efficiency. We propose AnatoMask, a novel MIM method that leverages reconstruction loss to dynamically identify and mask out anatomically significant regions to improve pretraining efficacy. AnatoMask takes a self-distillation approach, where the model learns both how to find more significant regions to mask and how to reconstruct these masked regions. To avoid suboptimal learning, Anatomask adjusts the pretraining difficulty progressively using a masking dynamics function. We have evaluated our method on 4 public datasets with multiple imaging modalities (CT, MRI, and PET). AnatoMask demonstrates superior performance and scalability compared to existing SSL methods. The code is available at https://github.com/ricklisz/AnatoMask." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.663, + 0.765, + 0.692 + ], + "angle": 0, + "content": "Keywords: Medical image segmentation \\(\\cdot\\) Self-supervised learning \\(\\cdot\\) Masked image modeling" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.718, + 0.376, + 0.733 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.842 + ], + "angle": 0, + "content": "While supervised learning shows great promise in 3D medical image segmentation, its potential in clinical settings is hindered by a lack of labeled data. As an alternative, self-supervised learning has shown great promise in medical image analysis by extracting semantic representations from unlabeled data [23,35,48,50]. Among various SSL methods, masked image modeling has achieved promising results in natural images [16] and has been applied in medical image" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "analysis [8, 9, 49]. MIM utilizes a simple task in which the model is asked to reconstruct parts of the masked image, thereby learning detailed representations of the image [16, 45]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.199, + 0.788, + 0.412 + ], + "angle": 0, + "content": "However, MIM's success in natural images is heavily dependent on large-scale training data [46], which poses a significant challenge in medical imaging. While many MIM methods utilize random masking strategy and achieved success in natural images [3, 16], we argue that this strategy does not utilize the inherent properties of anatomical regions within medical images and leads to less effective pretraining. In medical images, anatomical regions such as organs and tumors, are deemed more important than the less relevant air-filled and fluid-filled regions. Since anatomical regions are characterized by varying shapes and contrasts, these regions are intuitively more difficult to reconstruct when masked out, requiring more guidance during pretraining. Thus, the previous methods require more training data to achieve the expected results, which greatly limits their application in medical-related tasks. Therefore, to design an effective MIM framework for medical images, it is crucial to identify these complex anatomical regions and create a more challenging task." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.418, + 0.788, + 0.842 + ], + "angle": 0, + "content": "To address these challenges, we propose AnatoMask, a reconstruction-guided MIM framework where the model learns from more informative masks to enhance pretraining efficacy. Observing that anatomical regions often featured higher reconstruction losses (Fig. 1 a and b), if we can increase the probability of masking these regions, it would also encourage the network to extract information from these regions more efficiently. Hence, we propose to identify anatomically-significant regions by reconstruction losses. Instead of using a pretrained model to identify these regions, we propose a self-distillation approach where the model can first act as a teacher to generate anatomically-significant masks, and then act as a student to learn from these masks. To ensure that the teacher is adaptive to the student's performance, we update the teacher model with the student's exponential moving average (EMA) weights. In this way, we not only encourage the model to learn how to reconstruct these regions but also where to find such important regions. This dual-learning approach is crucial in developing a deeper anatomical understanding, especially in data-constrained scenarios. Finally, we propose an easy-to-hard masking strategy, where the teacher continuously increases the difficulty of the MIM task as the student progresses, avoiding the model overly focusing on difficult regions at first. We conduct self-supervised learning on TotalSegmentator [40], a comprehensive CT dataset for volumetric medical image segmentation. We adopt a previous SOTA architecture STU-Net [20] and evaluate the pretraining efficacy by finetuning on TotalSegmentator [40], FLARE22 [26], AMOS22 [22] and AutoPETII [11]. We first compare the differences between random masking and our AnatoMask in (Fig. 1 c and d). We then compare the training efficiency of AnatoMask vs random masking (SparK [37]) in (Fig. 1 e). Our method consistently improves the training efficiency, outperforming random masking. We also compare our method with previous state-of-the-art (SOTA) SSL approaches. We find that our method demonstrates superior performance and scaling capabilities." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image_caption", + "bbox": [ + 0.225, + 0.149, + 0.316, + 0.16 + ], + "angle": 0, + "content": "a). Image with GT" + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.16, + 0.339, + 0.245 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.346, + 0.149, + 0.462, + 0.159 + ], + "angle": 0, + "content": "b). Reconstruction Loss" + }, + { + "type": "image", + "bbox": [ + 0.346, + 0.16, + 0.462, + 0.245 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.225, + 0.247, + 0.312, + 0.257 + ], + "angle": 0, + "content": "c). Random Mask" + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.258, + 0.339, + 0.342 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.346, + 0.247, + 0.459, + 0.257 + ], + "angle": 0, + "content": "d). AnatoMask (ours)" + }, + { + "type": "image", + "bbox": [ + 0.346, + 0.258, + 0.462, + 0.342 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.57, + 0.15, + 0.68, + 0.162 + ], + "angle": 0, + "content": "e). Training efficiency" + }, + { + "type": "image", + "bbox": [ + 0.475, + 0.162, + 0.787, + 0.364 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.374, + 0.788, + 0.445 + ], + "angle": 0, + "content": "Fig. 1: Comparison of random masking (SparK) vs AnatoMask. We visualize: a). input with anatomical ground truth (GT); b). reconstruction losses obtained by averaging over 2 random masks; c). a random mask ; d). our AnatoMask generated from b. In e), we also compared the training efficiency of AnatoMask and SparK. Transparent areas indicate unmasked regions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.472, + 0.789, + 0.64 + ], + "angle": 0, + "content": "We summarize our contribution as follows: 1). We propose a reconstruction-guided masking strategy, in which the model learns the anatomically significant regions through reconstruction losses and dynamically adjusts the masking to formulate a more challenging and specific MIM objective, thereby improving pretraining efficacy. 2). We propose to leverage self-distillation to perform self-masking. The teacher network first identifies important regions to mask and generates a more difficult mask for the student to solve. The student will then update the teacher with EMA weights. 3). To prevent the network from converging to a suboptimal solution early during training, we propose a masking dynamics function controlling the difficulty of the MIM objective, facilitating an easy-to-hard strategy" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.659, + 0.398, + 0.675 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Contrastive learning. Self-supervised learning leverages unlabeled data to learn meaningful representations without explicit supervision, demonstrating significant advancements in pattern recognition [2, 10, 12, 28, 29, 39, 43, 47]. In this paradigm, contrastive learning first gains much attention in computer vision [6, 13, 14, 17, 18, 27] and medical imaging [1, 4, 33, 35]. Contrastive learning extracts powerful semantic representation by minimizing the distance of similar image pairs while maximizing dissimilar ones. However, contrastive learning relies on tailored data augmentations to create such image pairs [7]. Inappropriate augmentations could distort important clinical semantics leading to misrepresentations in the learned features. Also, since segmentation tasks require precise" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.328, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.176 + ], + "angle": 0, + "content": "pixel-level embeddings, contrastive methods could overlook the nuanced features critical for detecting small organs or anomalies." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.787, + 0.357 + ], + "angle": 0, + "content": "Masked image modeling for ViTs, ConvNets. Motivated by the success of masked language modeling in natural language processing, masked image modeling has attracted much attention in computer vision. MIM learns image representations by reconstructing their masked parts, a concept that resembles early techniques like context encoders [30]. Naturally, MIM is first applied to vision transformers due to its sequence-to-sequence modeling. Both He et al. [16] and Xie et al. [45] propose to mask random image patches and regress the RGB pixels. More recent advancements in MIM focus on new reconstruction targets [3, 19, 31, 36, 41] or masking strategies [24, 25, 32, 38]. For ConvNets, recent works such as SparK [37] and ConvNeXt V2 [42] propose to leverage sparse convolution to address the information leakage during pretraining. However, novel MIM strategies for medical image segmentation remain largely unexplored." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.358, + 0.788, + 0.678 + ], + "angle": 0, + "content": "SSL for medical image segmentation. Previous works propose various pretext tasks to solve medical image segmentation with promising performance. Similar to the context encoder, image inpainting has been applied to various ConvNet backbones to generalize the anatomical contents of medical images [5]. Taleb et al. explore a variety of pretext tasks such as rotation, solving Rubik's cube, and predicting patch locations [34]. Tang et al. propose a combination of pretext tasks and contrastive learning for self-supervising transformer [35]. Fateh et al. combine discriminative, restorative, and adversarial learning strategies to extract rich semantic information from medical images [15]. More recent works aim at developing a universal SSL framework for medical images without tailoring pretext tasks. Xie et al. propose a universal pretraining method UniMiSS, leveraging transformer's sequence-to-sequence modeling to pretrain on both 2D and 3D medical images [44]. As another universal framework, MIM also gains attention in medical image analysis. Chen et al. first explore using SimMIM and MAE for 3D medical image segmentation [8]. However, MIM still remains data-intensive and requires large datasets for scaling up model parameters [46]. Furthermore, the success of MIM heavily relies on the mask strategies due to the spatial information redundancy in images [16]. Intuitively, a universal medical MIM task should guide the model to focus on anatomically rich areas for reconstruction. Consequently, the model gains a deeper understanding of the anatomical information to generate masks for more effective learning." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.697, + 0.331, + 0.713 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.727, + 0.341, + 0.741 + ], + "angle": 0, + "content": "3.1 Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Figure 2 illustrates the overall pipeline of AnatoMask, which is composed of a student network and a teacher network sharing the same underlying architecture. Each module has an image encoder and an image decoder. Given an input CT volume at epoch \\( t \\), we first generate a random mask with masking ratio \\( \\gamma \\) similar to SimMIM [45]. Then, we feed the randomly masked input into the teacher network, whose encoder \\( E_{T} \\) abstracts the input into embeddings and" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.147, + 0.789, + 0.346 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.356, + 0.788, + 0.442 + ], + "angle": 0, + "content": "Fig. 2: Overview of proposed AnatoMask. During SSL pretraining at epoch \\( t \\), the teacher network receives randomly masked inputs and computes the patch-level reconstruction loss \\( L_{rec}^{t} \\). The top \\( r_t \\) regions with the highest reconstruction losses are selected to form a binary mask \\( M_{top}^{t} \\). Then, the remaining \\( (1 - r_t)\\gamma \\) areas are randomly filled with binary values to form our final mask \\( M_{final}^{t} \\). The student network is trained to reconstruct input masked by \\( M_{final}^{t} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.469, + 0.788, + 0.606 + ], + "angle": 0, + "content": "its decoder \\( D_{T} \\) generates the reconstruction. We then compute the reconstruction loss \\( L_{rec}^{t} \\) on the masked regions by subtracting with input. Next, we sort \\( L_{rec}^{t} \\) in descending order and use a masking dynamics function \\( r_t \\) to select top anatomical regions with high losses to form a binary mask \\( M_{top}^{t} \\). Then, we generate \\( M_{final}^{t} \\) by randomly masking the remaining regions to maintain an overall masking ratio \\( \\gamma \\). Finally, we apply the newly generated mask to the input and train the student network on reconstruction loss. To ensure a consistent mask generation between student and teacher, we update the teacher network with an exponential moving average of the student's network weights:" + }, + { + "type": "equation", + "bbox": [ + 0.4, + 0.614, + 0.787, + 0.634 + ], + "angle": 0, + "content": "\\[\n\\theta_ {T} ^ {t + 1} = m \\theta_ {T} ^ {t} + (1 - m) \\theta_ {S} ^ {t + 1}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.788, + 0.689 + ], + "angle": 0, + "content": "where \\( m \\) represents the weight decay, \\( \\theta_T^t \\) and \\( \\theta_T^{t + 1} \\) represent the teacher's parameters at time \\( t \\) and \\( t + 1 \\) respectively and \\( \\theta_S^t \\) represents the student's parameter at time \\( t \\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.71, + 0.564, + 0.726 + ], + "angle": 0, + "content": "3.2 Hierarchical Image Encoder-decoder" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Conventional ViT-based MIM backbones such as MAE or SimMIM utilize a simple decoder design with a few linear layers. However, Tian et al. propose that a hierarchical encoder-decoder design performed better when pretraining on CNNs [37]. To this end, we also adopt a multi-scale encoder-decoder backbone for our AnatoMask, which is well-suited to spatially aggregate feature maps. We find that this approach enables the progressive reconstruction of the masked image, effectively incorporating both local and global features. Given an input" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.327, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "image", + "bbox": [ + 0.32, + 0.149, + 0.686, + 0.54 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.551, + 0.788, + 0.622 + ], + "angle": 0, + "content": "Fig. 3: Visual comparison between segmentation ground truths and reconstruction losses. For each row, we show a). an image with organ ground truths, b). reconstruction losses by averaging over 2 masks, c). a random mask (60%), and d). our AnatoMask obtained from b). Red means higher loss values while blue indicates lower ones. Red areas tend to overlap with organ regions. Transparent areas indicate unmasked regions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.652, + 0.788, + 0.76 + ], + "angle": 0, + "content": "volume \\(V\\) of \\(H\\times W\\times D\\), we first divide \\(V\\) input patches of \\(\\frac{H}{16}\\times \\frac{W}{16}\\times \\frac{D}{16}\\) and randomly masked \\(60\\%\\). Then, we utilize STU-Net to downsample the masked input into 4 scales: \\(\\frac{H}{2}\\times \\frac{W}{2}\\times \\frac{D}{2}\\), \\(\\frac{H}{4}\\times \\frac{W}{4}\\times \\frac{D}{4}\\), \\(\\frac{H}{8}\\times \\frac{W}{8}\\times \\frac{D}{8}\\), \\(\\frac{H}{16}\\times \\frac{W}{16}\\times \\frac{D}{16}\\). Similar to SparK [37], we adopt the sparse submanifold convolution for our encoder to generate the multi-scale feature maps of the input. A hierarchical decoder is used to densify and upscale the feature maps for reconstruction. Concretely, let \\(M_{final}^{t}\\) denote the newly generated mask, the reconstruction loss can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.28, + 0.784, + 0.787, + 0.814 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {r e c} ^ {t} = \\frac {1}{H W D} \\sum \\left(D _ {S} \\left(E _ {S} \\left(M _ {f i n a l} ^ {t} \\odot V\\right)\\right) - \\left(1 - M _ {f i n a l} ^ {t}\\right) \\odot V\\right) ^ {2}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.825, + 0.737, + 0.841 + ], + "angle": 0, + "content": "where \\(E_{S}\\) and \\(D_{S}\\) represent the student network's encoder and decoder." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.557, + 0.162 + ], + "angle": 0, + "content": "3.3 Reconstruction-guided Self-masking" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.171, + 0.788, + 0.382 + ], + "angle": 0, + "content": "While recent studies in MIM have demonstrated remarkable successes in natural images [16, 45], its effectiveness in medical imaging is worth further exploration due to the large domain gap between natural images and medical images. Conventional MIM takes a random masking approach, which ignores the anatomical region's heterogeneity by uniformly sampling all areas. Given the significant feature variations of human organs, a uniform random masking approach may not be an effective pretraining task for subsequent segmentation tasks. Thus, an effective MIM strategy should prioritize these complex anatomical regions to enhance diagnostic accuracy and efficacy. Intuitively, these complex regions are more difficult to reconstruct than background regions. We then take the regions with high reconstruction losses as the highly informative areas to guide the masking process. As demonstrated in Fig. 3, we find that anatomical regions often demonstrate high reconstruction losses, indicative of rich semantic information for the network to learn." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.383, + 0.788, + 0.519 + ], + "angle": 0, + "content": "To identify such regions, a naive approach is to use a pretrained model as a teacher to extract high-loss areas from its predictions, which remains resource-intensive. Nevertheless, this frozen teacher cannot adaptively refine the representations of masked regions, which could hinder the student from learning more diverse features. Alternatively, we propose a self-distillation approach where the model first serves as a teacher to generate anatomically-significant masks and then acts as a student to perform self-supervised learning. In this way, we can train the model to self-mask anatomically informative regions, subsequently guiding the MIM toward more efficient pretraining." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.519, + 0.789, + 0.746 + ], + "angle": 0, + "content": "Given an initial mask, our AnatoMask teacher can generate an initial reconstruction loss \\( L_{rec}^{t} \\), from which we can employ anatomical priors in its masking process to enhance pretraining. We perform an argsort operation on \\( L_{rec}^{t} \\) to rank the masked regions in descending reconstruction losses. This ranking guides the model to focus on more challenging regions for reconstruction, which are more valuable for mining anatomical information. In the initial stages of training, high reconstruction loss may not always correlate with anatomical importance, as the model is still learning to reconstruct the image effectively. We propose a dynamic mask generation strategy, where the portion of anatomically significant regions in the masked regions gradually increases, providing some reasonable hints that guide the model to reconstruct anatomical regions step by step. By incrementally guiding the model, we ensure it learns effective representations, aligning more closely with anatomical significance as it advances in the training process. Concretely, we define a masking dynamics function based on current epoch \\( t \\) (with total epoch \\( T \\)):" + }, + { + "type": "equation", + "bbox": [ + 0.424, + 0.757, + 0.785, + 0.784 + ], + "angle": 0, + "content": "\\[\nr _ {t} = r _ {0} + \\frac {t}{T} \\left(r _ {T} - r _ {0}\\right), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.794, + 0.788, + 0.842 + ], + "angle": 0, + "content": "where \\( r_t \\) represents anatomical-significance ratio of \\( M_{final}^t \\). To retain the original masking ratio \\( \\gamma \\), the remaining \\( (1 - r_t) \\) of the masked regions in \\( M_{final}^t \\) are \"filled\" by a newly generated random mask. \\( r_T \\), and \\( r_0 \\) are two hyperparameters which" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.327, + 0.128 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.21 + ], + "angle": 0, + "content": "we empirically set to 0.5 and 0 respectively. Given input volume \\(V\\), masking ratio \\(\\gamma\\), and \\(M_{initial}^{t}\\) being the initial mask fed into the teacher model, we select \\(r_t \\cdot \\gamma V\\) voxels with the highest \\(L_{rec}^{t}\\) from \\(M_{initial}^{t}\\) and then randomly generate \\((1 - r_t) \\cdot \\gamma V\\) voxels from \\(V - r_t \\cdot \\gamma V\\) to form the final mask \\(M_{final}^{t}\\)" + }, + { + "type": "code_caption", + "bbox": [ + 0.217, + 0.238, + 0.56, + 0.257 + ], + "angle": 0, + "content": "Algorithm 1 Algorithm for AnatoMask \\(M_{\\mathrm{final}}^t\\)" + }, + { + "type": "algorithm", + "bbox": [ + 0.226, + 0.259, + 0.788, + 0.569 + ], + "angle": 0, + "content": "input: \\(G = (g_{1},g_{2},\\dots ,g_{n})\\) : All regions in the image. \\(L_{rec} = (l_{g_1},l_{g_2},\\ldots ,l_{g_n})\\) : Reconstruction losses from the initial mask. \\(\\gamma\\) : Masking ratio. \\(r_t\\) : Anatomical-significance ratio. \noutput: \\(M_{\\mathrm{final}}^t\\) : Mask with anatomically-significant regions. \n\\(i\\gets 1\\) \nfor \\(k\\) in \\(\\operatorname {argsort}(L_{\\mathrm{rec}})\\) .. Sort regions based on loss \\(g_i^\\prime \\leftarrow g_k\\) \n\\(i\\gets i + 1\\) \nendfor \n\\(p\\gets \\lceil r_t\\times n\\rceil\\) \\(\\triangleright\\) Compute selection threshold \\(p\\) \n\\(M_{\\mathrm{top}}\\gets \\{\\}\\) \nfor \\(i\\) in \\(\\{1,\\dots ,p\\}\\) . \\(\\triangleright\\) Select top \\(p\\) regions \n\\(M_{\\mathrm{top}}\\gets M_{\\mathrm{top}}\\cup g_i'\\) \nendfor \n\\(n_{random}\\gets \\lceil (\\gamma -r_t)\\times n\\rceil\\) \\(\\triangleright\\) Compute how many regions to randomly select. \n\\(M_{\\mathrm{random}}\\gets \\{\\}\\) \nfor \\(i\\) in \\(\\{1,\\dots ,n_{\\mathrm{random}}\\}\\) .. \\(\\triangleright\\) Randomly sample \\(n_{random}\\) regions \n\\(M_{\\mathrm{random}}\\gets M_{\\mathrm{random}}\\cup \\mathrm{sample}\\) (\\(G\\setminus (M_{\\mathrm{top}}\\cup M_{\\mathrm{random}})\\)) \nendfor \n\\(M_{\\mathrm{final}}^t\\gets M_{\\mathrm{top}}\\cup M_{\\mathrm{random}}\\) \nReturn \\(M_{\\mathrm{final}}^t\\)" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.618, + 0.317, + 0.634 + ], + "angle": 0, + "content": "4 Result" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.65, + 0.457, + 0.663 + ], + "angle": 0, + "content": "4.1 Dataset and Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.809 + ], + "angle": 0, + "content": "We conduct self-supervised pretraining for all methods on TotalSegmentator [40] dataset containing 1204 CT images with 104 anatomical structures (27 organs, 59 bones, 10 muscles, and 8 vessels). For preprocessing, all the images are resampled to \\(1.5 \\times 1.5 \\times 1.5 \\, \\text{mm}^3\\) and z-score normalization is used to rescale image intensity to zero mean and unit variance. Image patch size is set to \\(112 \\times 112 \\times 128\\). We first use the following ratio to randomly split the dataset: \\(70\\%\\) train, \\(10\\%\\) validation, and \\(20\\%\\) test. The training set is used for SSL pretraining. We then finetune the pretrained networks on the training set and use the validation set for early stops." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "We further conduct extensive evaluations by finetuning on 3 public datasets to test the transferability of our models. We select FLARE22 (50 CT cases" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.284, + 0.145, + 0.719, + 0.159 + ], + "angle": 0, + "content": "Table 1: Ablation on the encoder-decoder design of AnatoMask." + }, + { + "type": "table", + "bbox": [ + 0.322, + 0.171, + 0.684, + 0.259 + ], + "angle": 0, + "content": "
ArchitectureMaskingDSC (%)
Simple DecoderRandom82.9
Simple DecoderAnatoMask83.4
Hierarchical DecoderRandom83.6
Hierarchical DecoderAnatoMask84.3
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.286, + 0.784, + 0.346 + ], + "angle": 0, + "content": "of 13 organs) [26], AMOS22 (240 CT cases and 120 MR cases with 15 organ annotations) [22] and AutoPETII (398 PET/CT cases with lesion annotations) [11]. For each dataset, we utilize \\(70\\%\\) train, \\(10\\%\\) validation, and \\(20\\%\\) test for evaluation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.784, + 0.379 + ], + "angle": 0, + "content": "For evaluation metrics, we calculated the Dice Coefficient (DSC) and Normalized Surface Dice (NSD) based on segmentation results." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.401, + 0.457, + 0.417 + ], + "angle": 0, + "content": "4.2 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.428, + 0.788, + 0.593 + ], + "angle": 0, + "content": "All experiments in this study are conducted based on Python 3.9, Ubuntu 22.04.3, Pytorch 2.0.1, and nnU-Net 2.2 [21]. For finetuning on TotalSegmentator, we utilize default data pre-processing and data augmentations in nnU-Net. For SSL pretraining, we follow the same data pre-processing as in TotalSegmentator but do not use additional data augmentations other than random cropping and random flipping. For finetuning on FLARE22, AMOS22, and AutoPETII, we use the nnUNet's default data pre-processing and data augmentation pipelines for each dataset. However, we use the same network configuration as in TotalSegmentator and in SSL pretraining. A more detailed description of hyperparameters is shown in the supplementary material. Models are trained on NVIDIA Tesla A100 cards with 80 GB VRAM." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.617, + 0.391, + 0.634 + ], + "angle": 0, + "content": "4.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.784, + 0.688 + ], + "angle": 0, + "content": "In this section, we investigate the decoder design, different masking strategies, and masking ratios of AnatoMask. We use STU-Net-B as the backbone with 1000 epochs for pretraining and finetuning on TotalSegmentator." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.786, + 0.794 + ], + "angle": 0, + "content": "Decoder design. First, we verify the effectiveness of using a hierarchical decoder for AnatoMask. We compare the U-Net style architecture with a simple decoder architecture, which only uses two convolution blocks and does not receive hierarchical feature maps from the encoder. As shown in Tab. 1, a U-Net style encoder-decoder performed better than a simple decoder for MIM. Nevertheless, our AnatoMask still improves finetuning performance on a simple decoder design compared to random masking." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Effectiveness of Self-distillation. Then, we verify the importance of using self-distillation to maintain consistent mask generations between teacher and student. In our proposed approach, the teacher network is updated with student's" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.784, + 0.187 + ], + "angle": 0, + "content": "Table 2: Ablation study on the masking strategies of AnatoMask. We study the importance of our easy-to-hard masking dynamics, and self-distillation scheme and select the highest or lowest anatomically significant regions." + }, + { + "type": "table", + "bbox": [ + 0.242, + 0.199, + 0.763, + 0.3 + ], + "angle": 0, + "content": "
Self-distillationAnatomical SignificanceMasking DynamicsDSC (%)
×--83.6
×Higheasy-to-hard83.7
✓Higheasy-to-hard84.3
✓Loweasy-to-hard83.6
✓Highhard-to-easy84.0
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.327, + 0.784, + 0.386 + ], + "angle": 0, + "content": "EMA weights at the end of each iteration. Without this, the teacher is simply a randomly initialized model without explicit knowledge on where to mask. As shown in Tab. 2 rows 2 and 3, self-distillation ensures that the teacher consistently generates meaningful MIM tasks for the student to solve." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.388, + 0.785, + 0.522 + ], + "angle": 0, + "content": "Incorporating anatomically-significant regions. We study the effectiveness of reconstruction guidance to incorporate anatomically-significant regions. To obtain regions of high significance for masking, we apply argsort operations on the reconstruction losses in descending order to obtain the top \\( r_t \\) regions. Conversely, if we sort the reconstruction losses in ascending order, we then obtain regions with low significance, possibly making the final mask easier than a random mask to restore. As shown in Tab. 2 rows 3 and 4, we find that models did not benefit from learning low-significance regions, demonstrating the importance of incorporating anatomically rich regions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.785, + 0.688 + ], + "angle": 0, + "content": "Effectiveness of masking dynamics function. Additionally, we study the importance of our proposed masking dynamics function which controls the MIM difficulties over time. Specifically, the relationship between \\( r_0 \\) and \\( r_T \\) determines whether the pretraining difficulties increase or decrease with time. When \\( r_0 > r_T \\), more anatomically complex components are included in the final mask, and fewer components are generated from random masking. This leads to an easy-to-hard objective which is more intuitive. Conversely, if \\( r_0 < r_T \\), we obtain a hard-to-easy MIM objective. As shown in Tab. 2, we observe that an easy-to-hard masking strategy leads to better finetuning performance. This aligns with our hypothesis that starting with a low masking difficulty can offer valuable cues to the model and prevent training collapse." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.784, + 0.75 + ], + "angle": 0, + "content": "Masking ratio \\(\\gamma\\). As shown in Tab. 3, we find that a lower masking ratio outperformed a higher masking ratio, different from traditional MIM methods. We hypothesize that a lower masking ratio leads to better preservation of the original anatomical information, resulting in more effective pretaining." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.771, + 0.593, + 0.787 + ], + "angle": 0, + "content": "4.4 Comparison with previous SSL methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.784, + 0.84 + ], + "angle": 0, + "content": "We compare the finetuning performances of our method against previous SOTA SSL methods: 1). Tang et al. propose a combination of pretext tasks to self-supervise a transformer model SwinUNETR [35]; 2). Zhou et al. propose Self" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.349, + 0.145, + 0.654, + 0.16 + ], + "angle": 0, + "content": "Table 3: Ablation study on masking ratio \\( \\gamma \\) ." + }, + { + "type": "table", + "bbox": [ + 0.405, + 0.171, + 0.601, + 0.245 + ], + "angle": 0, + "content": "
Masking ratio γDSC (%)
0.684.3
0.884.1
0.984.2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.259, + 0.784, + 0.288 + ], + "angle": 0, + "content": "Table 4: Comparison of AnatoMask and existing SSL methods on TotalSegmentator. Data is shown as patient-wise mean \\(\\pm\\) SD. Bold means best method" + }, + { + "type": "table", + "bbox": [ + 0.28, + 0.3, + 0.726, + 0.462 + ], + "angle": 0, + "content": "
MethodsBackboneDSC (%)NSD (%)
Tang et al. [35]SwinUNETR79.2 ± 11.275.3 ± 12.8
SelfMedMAE [49]UNETR78.8 ± 12.574.0 ± 15.0
UniMiSS [44]MiTnet82.2 ± 10.486.4 ± 13.0
MoCov2 [7]STU-Net-B81.8 ± 10.685.6 ± 12.3
BYOL [13]STU-Net-B78.8 ± 11.182.8 ± 12.7
SparK [37]STU-Net-B83.6 ± 10.586.7 ± 12.8
AnatoMaskSTU-Net-B84.3 ± 9.987.8 ± 11.8
AnatoMaskSTU-Net-L87.8 ± 9.890.3 ± 10.7
AnatoMaskSTU-Net-H89.0 ± 10.391.9 ± 10.0
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.789, + 0.844 + ], + "angle": 0, + "content": "MedMAE, a masked autoencoder method to pretrain transformer models [49]; 3). Xie et al. propose UniMiSS to extract 2D information from 3D volumes using self-distillation pretraining [44]; 4). He et al. propose MoCov2, a momentum contrastive method that overcomes the limitations of large batch size [7]; 5). Grill et al. propose BYOL, a contrastive method with dual-network to learn bootstrapped representations [13]; 6). Spark, a U-Net design for BERT-style pretraining of CNNs [37]. For network backbones, since certain methods are built on specific transformer networks, we maintain their backbones for fair comparison. For MoCov2 and BYOL, we use STU-Net-B as the backbone. For all methods, we fix pretraining epochs to 1000. The input patch size for SwinUNETR, UNETR, and MiTnet is set to (128, 128, 128) and the batch size is set to 4. As shown in Tab. 4, AnatoMask with STU-Net-B as backbone significantly outperforms all previous SSL methods. With 1000 epochs for pretraining, AnatoMask is able to achieve \\(84.3\\%\\) DSC and \\(87.8\\%\\) SDC, surpassing the best method (UniMiSS) by \\(2.1\\%\\) and \\(1.4\\%\\) respectively. Notably, UniMiSS extracts both 2D information and 3D information from medical images, whereas our AnatoMask focuses only on 3D information. This further demonstrates AnatoMask's superior efficiency and effectiveness in leveraging 3D data for segmentation tasks. We visualize segmentation results on TotalSegmentator CT images in Fig. 4. Our Anatomask demonstrates promising segmentation results compared with other SSL methods. To demonstrate the scalability of AnatoMask, we further test it on large segmentation backbones such as STU-Net-L and STU-Net-H (with 440 million and 1.5 billion parameters respectively) which improve performance to \\(87.8\\%\\)" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.787, + 0.335 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.345, + 0.785, + 0.374 + ], + "angle": 0, + "content": "Fig. 4: Visualization of multi-organ CT segmentation results on TotalSegmentator. Yellow arrows indicate improvements in segmentation." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.394, + 0.787, + 0.57 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.579, + 0.785, + 0.608 + ], + "angle": 0, + "content": "Fig. 5: Visualization of multi-organ CT segmentation results on FLARE22. Yellow arrows indicate improvements in segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.785, + 0.687 + ], + "angle": 0, + "content": "DSC and \\(89.0\\%\\) DSC. Our results indicate that AnatoMask is also beneficial for network parameter scaling, paving the way for self-supervising large foundation models for medical image segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Finally, we conduct transfer learning on three additional datasets by finetuning each model trained on TotalSegmentator. To demonstrate the transferability of our method, we choose three segmentation tasks: 1). multi-organ segmentation on CT (FLARE22); 2). cross-modality segmentation on MRI and CT (AMOS22 Task 2); 3). tumor segmentation on PET/CT (AutoPETII). We initialized all models with weights trained from TotalSegmentator and finetuned for 1000 epochs. As shown in Tab. 5 and Tab. 6, AnatoMask with STU-Net-B as backbone consistently outperforms comparable methods. We also visualize multi-organ segmentation results on CT in Fig. 5, cross-modality segmentation results (CT and MRI) in Fig. 6, and PET lesion segmentation results in Fig. 7." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.787, + 0.324 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.333, + 0.788, + 0.375 + ], + "angle": 0, + "content": "Fig.6: Visualization of cross-modality organ segmentation on MRI (first row) and CT (second and third rows) from AMOS22. Yellow arrows indicate improvements in segmentation." + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.392, + 0.787, + 0.562 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.571, + 0.788, + 0.601 + ], + "angle": 0, + "content": "Fig. 7: Visualization of PET lesion segmentation results on AutoPETII. Yellow arrows indicate improvements in segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.631, + 0.788, + 0.693 + ], + "angle": 0, + "content": "These results further demonstrate that our SSL strategy possesses promising transferability to other modalities, such as MRI and PET. When using larger backbones STU-Net-L and STU-Net-H, AnatoMask further improves segmentation performance on each task, demonstrating the scalability of our method." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.717, + 0.51, + 0.733 + ], + "angle": 0, + "content": "5 Conclusion and Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In this paper, we propose AnatoMask, a novel SSL approach to augment the existing MIM workflow for enhancing medical image segmentation. Compared to conventional random masking techniques, AnatoMask aims at mining anatomical information through an iterative masking process, guided by the reconstruction loss which signifies the anatomically significant regions. We find that AnatoMask not only augments the quality of representations learned but also" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.328, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.186 + ], + "angle": 0, + "content": "Table 5: Comparison of AnatoMask and existing SSL methods when transferring to FLARE22 and AMOS22. Data is shown as patient-wise mean ± SD. Bold means best method." + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.199, + 0.777, + 0.381 + ], + "angle": 0, + "content": "
MethodsBackboneFLARE22AMOS22
DSCNSDDSCNSD
Tang et al. [35]SwinUNETR91.2 ± 2.194.1 ± 2.685.4 ± 5.891.3 ± 6.1
SelfMedMAE [49]UNETR91.0 ± 3.493.7 ± 3.276.1 ± 7.786.7 ± 6.0
UniMiSS [44]MiTnet91.7 ± 2.295.2 ± 2.287.7 ± 5.693.7 ± 5.5
MoCov2 [7]STU-Net-B93.6 ± 1.397.0 ± 1.688.3 ± 5.394.1 ± 4.9
BYOL [13]STU-Net-B93.7 ± 1.297.0 ± 1.488.3 ± 5.494.1 ± 4.7
SparK [37]STU-Net-B93.8 ± 1.297.1 ± 1.288.5 ± 5.394.2 ± 4.8
AnatoMaskSTU-Net-B94.0 ± 1.397.3 ± 1.589.1 ± 5.094.8 ± 4.5
AnatoMaskSTU-Net-L94.2 ± 1.197.3 ± 1.389.9 ± 5.495.6 ± 4.7
AnatoMaskSTU-Net-H94.3 ± 1.597.3 ± 1.589.9 ± 5.295.7 ± 5.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.394, + 0.788, + 0.422 + ], + "angle": 0, + "content": "Table 6: Comparison of AnatoMask and existing SSL methods when transferring to AutoPETII. Data is shown as patient-wise mean ± SD. Bold means best method." + }, + { + "type": "table", + "bbox": [ + 0.297, + 0.435, + 0.703, + 0.617 + ], + "angle": 0, + "content": "
MethodsBackboneAutoPETII
DSCNSD
Tang et al. [35]SwinUNETR72.3 ± 23.780.5 ± 22.8
SelfMedMAE [49]UNETR67.0 ± 23.974.8 ± 24.3
UniMiSS [44]MiTnet64.0 ± 23.775.0 ± 23.0
MoCov2 [7]STU-Net-B72.9 ± 21.381.2 ± 21.6
BYOL [13]STU-Net-B74.1 ± 21.182.2 ± 21.7
SparK [37]STU-Net-B75.3 ± 21.184.5 ± 21.4
AnatoMaskSTU-Net-B75.8 ± 19.785.3 ± 19.7
AnatoMaskSTU-Net-L77.5 ± 19.085.9 ± 18.7
AnatoMaskSTU-Net-H78.1 ± 19.787.0 ± 19.8
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.645, + 0.787, + 0.705 + ], + "angle": 0, + "content": "boosts data efficiency in the subsequent finetuning phase. Our experiments on 4 public datasets demonstrate that AnatoMask consistently improves the segmentation performance of different organs and imaging modalities. Our results also show strong scalability with larger segmentation backbones." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.812 + ], + "angle": 0, + "content": "However, our study still has some limitations. We only conduct SSL pretraining on CT images. Given the availability of a vast array of unlabeled MR images, we plan to expand our SSL approach to this modality. Also, our evaluation focuses on organ segmentation in this paper. However, given the encouraging transferability observed in PET lesion segmentation, our future study will explore the development of foundational models for more comprehensive tumor segmentation tasks in CT and MR images." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.439, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnatoMask for medical image segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.182, + 0.785, + 0.211 + ], + "angle": 0, + "content": "This research is supported in part by the National Institutes of Health under Award Number R01CA272991, R56EB033332 and R01EB032680." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.24, + 0.323, + 0.255 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.276, + 0.786, + 0.331 + ], + "angle": 0, + "content": "1. 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Due to the scarcity of labeled data, self-supervised learning (SSL) has gained much attention in 3D medical image segmentation, by extracting semantic representations from unlabeled data. Among SSL strategies, Masked image modeling (MIM) has shown effectiveness by reconstructing randomly masked images to learn detailed representations. However, conventional MIM methods require extensive training data to achieve good performance, which still poses a challenge for medical imaging. Since random masking uniformly samples all regions within medical images, it may overlook crucial anatomical regions and thus degrade the pretraining efficiency. We propose AnatoMask, a novel MIM method that leverages reconstruction loss to dynamically identify and mask out anatomically significant regions to improve pretraining efficacy. AnatoMask takes a self-distillation approach, where the model learns both how to find more significant regions to mask and how to reconstruct these masked regions. To avoid suboptimal learning, Anatomask adjusts the pretraining difficulty progressively using a masking dynamics function. We have evaluated our method on 4 public datasets with multiple imaging modalities (CT, MRI, and PET). AnatoMask demonstrates superior performance and scalability compared to existing SSL methods. The code is available at https://github.com/ricklisz/AnatoMask. + +Keywords: Medical image segmentation $\cdot$ Self-supervised learning $\cdot$ Masked image modeling + +# 1 Introduction + +While supervised learning shows great promise in 3D medical image segmentation, its potential in clinical settings is hindered by a lack of labeled data. As an alternative, self-supervised learning has shown great promise in medical image analysis by extracting semantic representations from unlabeled data [23,35,48,50]. Among various SSL methods, masked image modeling has achieved promising results in natural images [16] and has been applied in medical image + +analysis [8, 9, 49]. MIM utilizes a simple task in which the model is asked to reconstruct parts of the masked image, thereby learning detailed representations of the image [16, 45]. + +However, MIM's success in natural images is heavily dependent on large-scale training data [46], which poses a significant challenge in medical imaging. While many MIM methods utilize random masking strategy and achieved success in natural images [3, 16], we argue that this strategy does not utilize the inherent properties of anatomical regions within medical images and leads to less effective pretraining. In medical images, anatomical regions such as organs and tumors, are deemed more important than the less relevant air-filled and fluid-filled regions. Since anatomical regions are characterized by varying shapes and contrasts, these regions are intuitively more difficult to reconstruct when masked out, requiring more guidance during pretraining. Thus, the previous methods require more training data to achieve the expected results, which greatly limits their application in medical-related tasks. Therefore, to design an effective MIM framework for medical images, it is crucial to identify these complex anatomical regions and create a more challenging task. + +To address these challenges, we propose AnatoMask, a reconstruction-guided MIM framework where the model learns from more informative masks to enhance pretraining efficacy. Observing that anatomical regions often featured higher reconstruction losses (Fig. 1 a and b), if we can increase the probability of masking these regions, it would also encourage the network to extract information from these regions more efficiently. Hence, we propose to identify anatomically-significant regions by reconstruction losses. Instead of using a pretrained model to identify these regions, we propose a self-distillation approach where the model can first act as a teacher to generate anatomically-significant masks, and then act as a student to learn from these masks. To ensure that the teacher is adaptive to the student's performance, we update the teacher model with the student's exponential moving average (EMA) weights. In this way, we not only encourage the model to learn how to reconstruct these regions but also where to find such important regions. This dual-learning approach is crucial in developing a deeper anatomical understanding, especially in data-constrained scenarios. Finally, we propose an easy-to-hard masking strategy, where the teacher continuously increases the difficulty of the MIM task as the student progresses, avoiding the model overly focusing on difficult regions at first. We conduct self-supervised learning on TotalSegmentator [40], a comprehensive CT dataset for volumetric medical image segmentation. We adopt a previous SOTA architecture STU-Net [20] and evaluate the pretraining efficacy by finetuning on TotalSegmentator [40], FLARE22 [26], AMOS22 [22] and AutoPETII [11]. We first compare the differences between random masking and our AnatoMask in (Fig. 1 c and d). We then compare the training efficiency of AnatoMask vs random masking (SparK [37]) in (Fig. 1 e). Our method consistently improves the training efficiency, outperforming random masking. We also compare our method with previous state-of-the-art (SOTA) SSL approaches. We find that our method demonstrates superior performance and scaling capabilities. + +![](images/40338b9eff8dd5751f88cda449adc0d3d0883746624d129af19efd3f61f379c8.jpg) +a). Image with GT +c). Random Mask + +![](images/17d0ca1583afa75a857fe039356df8c4fa7104a4ea691169496a20d8310d5cff.jpg) +b). Reconstruction Loss +d). AnatoMask (ours) + +![](images/bd21cea489b2c18823493ec9bb7ffe750be0b1c3d3db0e81a5a0c87eb2786fed.jpg) + +![](images/0d61f7eab1954b87d0e5f947d5d6981c7bcf082fa3bfdadfef5bb0fd9b4f05e8.jpg) + +![](images/f9364a28365263c84f16d1ff0ba44a0dcb8bb20c809b0bbd5efd8bae2490cca5.jpg) +e). Training efficiency +Fig. 1: Comparison of random masking (SparK) vs AnatoMask. We visualize: a). input with anatomical ground truth (GT); b). reconstruction losses obtained by averaging over 2 random masks; c). a random mask ; d). our AnatoMask generated from b. In e), we also compared the training efficiency of AnatoMask and SparK. Transparent areas indicate unmasked regions. + +We summarize our contribution as follows: 1). We propose a reconstruction-guided masking strategy, in which the model learns the anatomically significant regions through reconstruction losses and dynamically adjusts the masking to formulate a more challenging and specific MIM objective, thereby improving pretraining efficacy. 2). We propose to leverage self-distillation to perform self-masking. The teacher network first identifies important regions to mask and generates a more difficult mask for the student to solve. The student will then update the teacher with EMA weights. 3). To prevent the network from converging to a suboptimal solution early during training, we propose a masking dynamics function controlling the difficulty of the MIM objective, facilitating an easy-to-hard strategy + +# 2 Related Works + +Contrastive learning. Self-supervised learning leverages unlabeled data to learn meaningful representations without explicit supervision, demonstrating significant advancements in pattern recognition [2, 10, 12, 28, 29, 39, 43, 47]. In this paradigm, contrastive learning first gains much attention in computer vision [6, 13, 14, 17, 18, 27] and medical imaging [1, 4, 33, 35]. Contrastive learning extracts powerful semantic representation by minimizing the distance of similar image pairs while maximizing dissimilar ones. However, contrastive learning relies on tailored data augmentations to create such image pairs [7]. Inappropriate augmentations could distort important clinical semantics leading to misrepresentations in the learned features. Also, since segmentation tasks require precise + +pixel-level embeddings, contrastive methods could overlook the nuanced features critical for detecting small organs or anomalies. + +Masked image modeling for ViTs, ConvNets. Motivated by the success of masked language modeling in natural language processing, masked image modeling has attracted much attention in computer vision. MIM learns image representations by reconstructing their masked parts, a concept that resembles early techniques like context encoders [30]. Naturally, MIM is first applied to vision transformers due to its sequence-to-sequence modeling. Both He et al. [16] and Xie et al. [45] propose to mask random image patches and regress the RGB pixels. More recent advancements in MIM focus on new reconstruction targets [3, 19, 31, 36, 41] or masking strategies [24, 25, 32, 38]. For ConvNets, recent works such as SparK [37] and ConvNeXt V2 [42] propose to leverage sparse convolution to address the information leakage during pretraining. However, novel MIM strategies for medical image segmentation remain largely unexplored. + +SSL for medical image segmentation. Previous works propose various pretext tasks to solve medical image segmentation with promising performance. Similar to the context encoder, image inpainting has been applied to various ConvNet backbones to generalize the anatomical contents of medical images [5]. Taleb et al. explore a variety of pretext tasks such as rotation, solving Rubik's cube, and predicting patch locations [34]. Tang et al. propose a combination of pretext tasks and contrastive learning for self-supervising transformer [35]. Fateh et al. combine discriminative, restorative, and adversarial learning strategies to extract rich semantic information from medical images [15]. More recent works aim at developing a universal SSL framework for medical images without tailoring pretext tasks. Xie et al. propose a universal pretraining method UniMiSS, leveraging transformer's sequence-to-sequence modeling to pretrain on both 2D and 3D medical images [44]. As another universal framework, MIM also gains attention in medical image analysis. Chen et al. first explore using SimMIM and MAE for 3D medical image segmentation [8]. However, MIM still remains data-intensive and requires large datasets for scaling up model parameters [46]. Furthermore, the success of MIM heavily relies on the mask strategies due to the spatial information redundancy in images [16]. Intuitively, a universal medical MIM task should guide the model to focus on anatomically rich areas for reconstruction. Consequently, the model gains a deeper understanding of the anatomical information to generate masks for more effective learning. + +# 3 Method + +# 3.1 Overview + +Figure 2 illustrates the overall pipeline of AnatoMask, which is composed of a student network and a teacher network sharing the same underlying architecture. Each module has an image encoder and an image decoder. Given an input CT volume at epoch $t$ , we first generate a random mask with masking ratio $\gamma$ similar to SimMIM [45]. Then, we feed the randomly masked input into the teacher network, whose encoder $E_{T}$ abstracts the input into embeddings and + +![](images/9db83a58e726e2ef155f8c2331cdc9ea24e9e248065c68b1a8d46a1d33a6d3ed.jpg) +Fig. 2: Overview of proposed AnatoMask. During SSL pretraining at epoch $t$ , the teacher network receives randomly masked inputs and computes the patch-level reconstruction loss $L_{rec}^{t}$ . The top $r_t$ regions with the highest reconstruction losses are selected to form a binary mask $M_{top}^{t}$ . Then, the remaining $(1 - r_t)\gamma$ areas are randomly filled with binary values to form our final mask $M_{final}^{t}$ . The student network is trained to reconstruct input masked by $M_{final}^{t}$ . + +its decoder $D_{T}$ generates the reconstruction. We then compute the reconstruction loss $L_{rec}^{t}$ on the masked regions by subtracting with input. Next, we sort $L_{rec}^{t}$ in descending order and use a masking dynamics function $r_t$ to select top anatomical regions with high losses to form a binary mask $M_{top}^{t}$ . Then, we generate $M_{final}^{t}$ by randomly masking the remaining regions to maintain an overall masking ratio $\gamma$ . Finally, we apply the newly generated mask to the input and train the student network on reconstruction loss. To ensure a consistent mask generation between student and teacher, we update the teacher network with an exponential moving average of the student's network weights: + +$$ +\theta_ {T} ^ {t + 1} = m \theta_ {T} ^ {t} + (1 - m) \theta_ {S} ^ {t + 1}, \tag {1} +$$ + +where $m$ represents the weight decay, $\theta_T^t$ and $\theta_T^{t + 1}$ represent the teacher's parameters at time $t$ and $t + 1$ respectively and $\theta_S^t$ represents the student's parameter at time $t$ . + +# 3.2 Hierarchical Image Encoder-decoder + +Conventional ViT-based MIM backbones such as MAE or SimMIM utilize a simple decoder design with a few linear layers. However, Tian et al. propose that a hierarchical encoder-decoder design performed better when pretraining on CNNs [37]. To this end, we also adopt a multi-scale encoder-decoder backbone for our AnatoMask, which is well-suited to spatially aggregate feature maps. We find that this approach enables the progressive reconstruction of the masked image, effectively incorporating both local and global features. Given an input + +![](images/b9a8bcb578b1adde5dc9d0a3de0fa52197915395a91db70751ce2f1440e21e91.jpg) +Fig. 3: Visual comparison between segmentation ground truths and reconstruction losses. For each row, we show a). an image with organ ground truths, b). reconstruction losses by averaging over 2 masks, c). a random mask (60%), and d). our AnatoMask obtained from b). Red means higher loss values while blue indicates lower ones. Red areas tend to overlap with organ regions. Transparent areas indicate unmasked regions. + +volume $V$ of $H\times W\times D$ , we first divide $V$ input patches of $\frac{H}{16}\times \frac{W}{16}\times \frac{D}{16}$ and randomly masked $60\%$ . Then, we utilize STU-Net to downsample the masked input into 4 scales: $\frac{H}{2}\times \frac{W}{2}\times \frac{D}{2}$ , $\frac{H}{4}\times \frac{W}{4}\times \frac{D}{4}$ , $\frac{H}{8}\times \frac{W}{8}\times \frac{D}{8}$ , $\frac{H}{16}\times \frac{W}{16}\times \frac{D}{16}$ . Similar to SparK [37], we adopt the sparse submanifold convolution for our encoder to generate the multi-scale feature maps of the input. A hierarchical decoder is used to densify and upscale the feature maps for reconstruction. Concretely, let $M_{final}^{t}$ denote the newly generated mask, the reconstruction loss can be formulated as: + +$$ +\mathcal {L} _ {r e c} ^ {t} = \frac {1}{H W D} \sum \left(D _ {S} \left(E _ {S} \left(M _ {f i n a l} ^ {t} \odot V\right)\right) - \left(1 - M _ {f i n a l} ^ {t}\right) \odot V\right) ^ {2}, \tag {2} +$$ + +where $E_{S}$ and $D_{S}$ represent the student network's encoder and decoder. + +# 3.3 Reconstruction-guided Self-masking + +While recent studies in MIM have demonstrated remarkable successes in natural images [16, 45], its effectiveness in medical imaging is worth further exploration due to the large domain gap between natural images and medical images. Conventional MIM takes a random masking approach, which ignores the anatomical region's heterogeneity by uniformly sampling all areas. Given the significant feature variations of human organs, a uniform random masking approach may not be an effective pretraining task for subsequent segmentation tasks. Thus, an effective MIM strategy should prioritize these complex anatomical regions to enhance diagnostic accuracy and efficacy. Intuitively, these complex regions are more difficult to reconstruct than background regions. We then take the regions with high reconstruction losses as the highly informative areas to guide the masking process. As demonstrated in Fig. 3, we find that anatomical regions often demonstrate high reconstruction losses, indicative of rich semantic information for the network to learn. + +To identify such regions, a naive approach is to use a pretrained model as a teacher to extract high-loss areas from its predictions, which remains resource-intensive. Nevertheless, this frozen teacher cannot adaptively refine the representations of masked regions, which could hinder the student from learning more diverse features. Alternatively, we propose a self-distillation approach where the model first serves as a teacher to generate anatomically-significant masks and then acts as a student to perform self-supervised learning. In this way, we can train the model to self-mask anatomically informative regions, subsequently guiding the MIM toward more efficient pretraining. + +Given an initial mask, our AnatoMask teacher can generate an initial reconstruction loss $L_{rec}^{t}$ , from which we can employ anatomical priors in its masking process to enhance pretraining. We perform an argsort operation on $L_{rec}^{t}$ to rank the masked regions in descending reconstruction losses. This ranking guides the model to focus on more challenging regions for reconstruction, which are more valuable for mining anatomical information. In the initial stages of training, high reconstruction loss may not always correlate with anatomical importance, as the model is still learning to reconstruct the image effectively. We propose a dynamic mask generation strategy, where the portion of anatomically significant regions in the masked regions gradually increases, providing some reasonable hints that guide the model to reconstruct anatomical regions step by step. By incrementally guiding the model, we ensure it learns effective representations, aligning more closely with anatomical significance as it advances in the training process. Concretely, we define a masking dynamics function based on current epoch $t$ (with total epoch $T$ ): + +$$ +r _ {t} = r _ {0} + \frac {t}{T} \left(r _ {T} - r _ {0}\right), \tag {3} +$$ + +where $r_t$ represents anatomical-significance ratio of $M_{final}^t$ . To retain the original masking ratio $\gamma$ , the remaining $(1 - r_t)$ of the masked regions in $M_{final}^t$ are "filled" by a newly generated random mask. $r_T$ , and $r_0$ are two hyperparameters which + +we empirically set to 0.5 and 0 respectively. Given input volume $V$ , masking ratio $\gamma$ , and $M_{initial}^{t}$ being the initial mask fed into the teacher model, we select $r_t \cdot \gamma V$ voxels with the highest $L_{rec}^{t}$ from $M_{initial}^{t}$ and then randomly generate $(1 - r_t) \cdot \gamma V$ voxels from $V - r_t \cdot \gamma V$ to form the final mask $M_{final}^{t}$ + +Algorithm 1 Algorithm for AnatoMask $M_{\mathrm{final}}^t$ +input: $G = (g_{1},g_{2},\dots ,g_{n})$ : All regions in the image. $L_{rec} = (l_{g_1},l_{g_2},\ldots ,l_{g_n})$ : Reconstruction losses from the initial mask. $\gamma$ : Masking ratio. $r_t$ : Anatomical-significance ratio. +output: $M_{\mathrm{final}}^t$ : Mask with anatomically-significant regions. + $i\gets 1$ +for $k$ in $\operatorname {argsort}(L_{\mathrm{rec}})$ .. Sort regions based on loss $g_i^\prime \leftarrow g_k$ $i\gets i + 1$ +endfor + $p\gets \lceil r_t\times n\rceil$ $\triangleright$ Compute selection threshold $p$ $M_{\mathrm{top}}\gets \{\}$ +for $i$ in $\{1,\dots ,p\}$ . $\triangleright$ Select top $p$ regions + $M_{\mathrm{top}}\gets M_{\mathrm{top}}\cup g_i'$ +endfor + $n_{random}\gets \lceil (\gamma -r_t)\times n\rceil$ $\triangleright$ Compute how many regions to randomly select. + $M_{\mathrm{random}}\gets \{\}$ +for $i$ in $\{1,\dots ,n_{\mathrm{random}}\}$ .. $\triangleright$ Randomly sample $n_{random}$ regions + $M_{\mathrm{random}}\gets M_{\mathrm{random}}\cup \mathrm{sample}$ ( $G\setminus (M_{\mathrm{top}}\cup M_{\mathrm{random}})$ ) +endfor + $M_{\mathrm{final}}^t\gets M_{\mathrm{top}}\cup M_{\mathrm{random}}$ +Return $M_{\mathrm{final}}^t$ + +# 4 Result + +# 4.1 Dataset and Evaluation + +We conduct self-supervised pretraining for all methods on TotalSegmentator [40] dataset containing 1204 CT images with 104 anatomical structures (27 organs, 59 bones, 10 muscles, and 8 vessels). For preprocessing, all the images are resampled to $1.5 \times 1.5 \times 1.5 \, \text{mm}^3$ and z-score normalization is used to rescale image intensity to zero mean and unit variance. Image patch size is set to $112 \times 112 \times 128$ . We first use the following ratio to randomly split the dataset: $70\%$ train, $10\%$ validation, and $20\%$ test. The training set is used for SSL pretraining. We then finetune the pretrained networks on the training set and use the validation set for early stops. + +We further conduct extensive evaluations by finetuning on 3 public datasets to test the transferability of our models. We select FLARE22 (50 CT cases + +Table 1: Ablation on the encoder-decoder design of AnatoMask. + +
ArchitectureMaskingDSC (%)
Simple DecoderRandom82.9
Simple DecoderAnatoMask83.4
Hierarchical DecoderRandom83.6
Hierarchical DecoderAnatoMask84.3
+ +of 13 organs) [26], AMOS22 (240 CT cases and 120 MR cases with 15 organ annotations) [22] and AutoPETII (398 PET/CT cases with lesion annotations) [11]. For each dataset, we utilize $70\%$ train, $10\%$ validation, and $20\%$ test for evaluation. + +For evaluation metrics, we calculated the Dice Coefficient (DSC) and Normalized Surface Dice (NSD) based on segmentation results. + +# 4.2 Implementation Details + +All experiments in this study are conducted based on Python 3.9, Ubuntu 22.04.3, Pytorch 2.0.1, and nnU-Net 2.2 [21]. For finetuning on TotalSegmentator, we utilize default data pre-processing and data augmentations in nnU-Net. For SSL pretraining, we follow the same data pre-processing as in TotalSegmentator but do not use additional data augmentations other than random cropping and random flipping. For finetuning on FLARE22, AMOS22, and AutoPETII, we use the nnUNet's default data pre-processing and data augmentation pipelines for each dataset. However, we use the same network configuration as in TotalSegmentator and in SSL pretraining. A more detailed description of hyperparameters is shown in the supplementary material. Models are trained on NVIDIA Tesla A100 cards with 80 GB VRAM. + +# 4.3 Ablation Study + +In this section, we investigate the decoder design, different masking strategies, and masking ratios of AnatoMask. We use STU-Net-B as the backbone with 1000 epochs for pretraining and finetuning on TotalSegmentator. + +Decoder design. First, we verify the effectiveness of using a hierarchical decoder for AnatoMask. We compare the U-Net style architecture with a simple decoder architecture, which only uses two convolution blocks and does not receive hierarchical feature maps from the encoder. As shown in Tab. 1, a U-Net style encoder-decoder performed better than a simple decoder for MIM. Nevertheless, our AnatoMask still improves finetuning performance on a simple decoder design compared to random masking. + +Effectiveness of Self-distillation. Then, we verify the importance of using self-distillation to maintain consistent mask generations between teacher and student. In our proposed approach, the teacher network is updated with student's + +Table 2: Ablation study on the masking strategies of AnatoMask. We study the importance of our easy-to-hard masking dynamics, and self-distillation scheme and select the highest or lowest anatomically significant regions. + +
Self-distillationAnatomical SignificanceMasking DynamicsDSC (%)
×--83.6
×Higheasy-to-hard83.7
✓Higheasy-to-hard84.3
✓Loweasy-to-hard83.6
✓Highhard-to-easy84.0
+ +EMA weights at the end of each iteration. Without this, the teacher is simply a randomly initialized model without explicit knowledge on where to mask. As shown in Tab. 2 rows 2 and 3, self-distillation ensures that the teacher consistently generates meaningful MIM tasks for the student to solve. + +Incorporating anatomically-significant regions. We study the effectiveness of reconstruction guidance to incorporate anatomically-significant regions. To obtain regions of high significance for masking, we apply argsort operations on the reconstruction losses in descending order to obtain the top $r_t$ regions. Conversely, if we sort the reconstruction losses in ascending order, we then obtain regions with low significance, possibly making the final mask easier than a random mask to restore. As shown in Tab. 2 rows 3 and 4, we find that models did not benefit from learning low-significance regions, demonstrating the importance of incorporating anatomically rich regions. + +Effectiveness of masking dynamics function. Additionally, we study the importance of our proposed masking dynamics function which controls the MIM difficulties over time. Specifically, the relationship between $r_0$ and $r_T$ determines whether the pretraining difficulties increase or decrease with time. When $r_0 > r_T$ , more anatomically complex components are included in the final mask, and fewer components are generated from random masking. This leads to an easy-to-hard objective which is more intuitive. Conversely, if $r_0 < r_T$ , we obtain a hard-to-easy MIM objective. As shown in Tab. 2, we observe that an easy-to-hard masking strategy leads to better finetuning performance. This aligns with our hypothesis that starting with a low masking difficulty can offer valuable cues to the model and prevent training collapse. + +Masking ratio $\gamma$ . As shown in Tab. 3, we find that a lower masking ratio outperformed a higher masking ratio, different from traditional MIM methods. We hypothesize that a lower masking ratio leads to better preservation of the original anatomical information, resulting in more effective pretaining. + +# 4.4 Comparison with previous SSL methods + +We compare the finetuning performances of our method against previous SOTA SSL methods: 1). Tang et al. propose a combination of pretext tasks to self-supervise a transformer model SwinUNETR [35]; 2). Zhou et al. propose Self + +Table 3: Ablation study on masking ratio $\gamma$ . + +
Masking ratio γDSC (%)
0.684.3
0.884.1
0.984.2
+ +Table 4: Comparison of AnatoMask and existing SSL methods on TotalSegmentator. Data is shown as patient-wise mean $\pm$ SD. Bold means best method + +
MethodsBackboneDSC (%)NSD (%)
Tang et al. [35]SwinUNETR79.2 ± 11.275.3 ± 12.8
SelfMedMAE [49]UNETR78.8 ± 12.574.0 ± 15.0
UniMiSS [44]MiTnet82.2 ± 10.486.4 ± 13.0
MoCov2 [7]STU-Net-B81.8 ± 10.685.6 ± 12.3
BYOL [13]STU-Net-B78.8 ± 11.182.8 ± 12.7
SparK [37]STU-Net-B83.6 ± 10.586.7 ± 12.8
AnatoMaskSTU-Net-B84.3 ± 9.987.8 ± 11.8
AnatoMaskSTU-Net-L87.8 ± 9.890.3 ± 10.7
AnatoMaskSTU-Net-H89.0 ± 10.391.9 ± 10.0
+ +MedMAE, a masked autoencoder method to pretrain transformer models [49]; 3). Xie et al. propose UniMiSS to extract 2D information from 3D volumes using self-distillation pretraining [44]; 4). He et al. propose MoCov2, a momentum contrastive method that overcomes the limitations of large batch size [7]; 5). Grill et al. propose BYOL, a contrastive method with dual-network to learn bootstrapped representations [13]; 6). Spark, a U-Net design for BERT-style pretraining of CNNs [37]. For network backbones, since certain methods are built on specific transformer networks, we maintain their backbones for fair comparison. For MoCov2 and BYOL, we use STU-Net-B as the backbone. For all methods, we fix pretraining epochs to 1000. The input patch size for SwinUNETR, UNETR, and MiTnet is set to (128, 128, 128) and the batch size is set to 4. As shown in Tab. 4, AnatoMask with STU-Net-B as backbone significantly outperforms all previous SSL methods. With 1000 epochs for pretraining, AnatoMask is able to achieve $84.3\%$ DSC and $87.8\%$ SDC, surpassing the best method (UniMiSS) by $2.1\%$ and $1.4\%$ respectively. Notably, UniMiSS extracts both 2D information and 3D information from medical images, whereas our AnatoMask focuses only on 3D information. This further demonstrates AnatoMask's superior efficiency and effectiveness in leveraging 3D data for segmentation tasks. We visualize segmentation results on TotalSegmentator CT images in Fig. 4. Our Anatomask demonstrates promising segmentation results compared with other SSL methods. To demonstrate the scalability of AnatoMask, we further test it on large segmentation backbones such as STU-Net-L and STU-Net-H (with 440 million and 1.5 billion parameters respectively) which improve performance to $87.8\%$ + +![](images/e6f66af80fafc95af6423ccf34c4f05028014d93ed236b76a58eaf234eb68d78.jpg) +Fig. 4: Visualization of multi-organ CT segmentation results on TotalSegmentator. Yellow arrows indicate improvements in segmentation. + +![](images/000980f225e6c96824bdb3796cfada68c9c8d6b0cecf871cb2649f27344358d9.jpg) +Fig. 5: Visualization of multi-organ CT segmentation results on FLARE22. Yellow arrows indicate improvements in segmentation. + +DSC and $89.0\%$ DSC. Our results indicate that AnatoMask is also beneficial for network parameter scaling, paving the way for self-supervising large foundation models for medical image segmentation. + +Finally, we conduct transfer learning on three additional datasets by finetuning each model trained on TotalSegmentator. To demonstrate the transferability of our method, we choose three segmentation tasks: 1). multi-organ segmentation on CT (FLARE22); 2). cross-modality segmentation on MRI and CT (AMOS22 Task 2); 3). tumor segmentation on PET/CT (AutoPETII). We initialized all models with weights trained from TotalSegmentator and finetuned for 1000 epochs. As shown in Tab. 5 and Tab. 6, AnatoMask with STU-Net-B as backbone consistently outperforms comparable methods. We also visualize multi-organ segmentation results on CT in Fig. 5, cross-modality segmentation results (CT and MRI) in Fig. 6, and PET lesion segmentation results in Fig. 7. + +![](images/2b2f5db2d99b07555c54e448a35ea46dcc4c225070581c40b1b258b1aecbb017.jpg) +Fig.6: Visualization of cross-modality organ segmentation on MRI (first row) and CT (second and third rows) from AMOS22. Yellow arrows indicate improvements in segmentation. + +![](images/ad9d94c863fdab3dbfd09d9c6ded3263786203c4ad8e3f8285267bb480702390.jpg) +Fig. 7: Visualization of PET lesion segmentation results on AutoPETII. Yellow arrows indicate improvements in segmentation. + +These results further demonstrate that our SSL strategy possesses promising transferability to other modalities, such as MRI and PET. When using larger backbones STU-Net-L and STU-Net-H, AnatoMask further improves segmentation performance on each task, demonstrating the scalability of our method. + +# 5 Conclusion and Discussion + +In this paper, we propose AnatoMask, a novel SSL approach to augment the existing MIM workflow for enhancing medical image segmentation. Compared to conventional random masking techniques, AnatoMask aims at mining anatomical information through an iterative masking process, guided by the reconstruction loss which signifies the anatomically significant regions. We find that AnatoMask not only augments the quality of representations learned but also + +Table 5: Comparison of AnatoMask and existing SSL methods when transferring to FLARE22 and AMOS22. Data is shown as patient-wise mean ± SD. Bold means best method. + +
MethodsBackboneFLARE22AMOS22
DSCNSDDSCNSD
Tang et al. [35]SwinUNETR91.2 ± 2.194.1 ± 2.685.4 ± 5.891.3 ± 6.1
SelfMedMAE [49]UNETR91.0 ± 3.493.7 ± 3.276.1 ± 7.786.7 ± 6.0
UniMiSS [44]MiTnet91.7 ± 2.295.2 ± 2.287.7 ± 5.693.7 ± 5.5
MoCov2 [7]STU-Net-B93.6 ± 1.397.0 ± 1.688.3 ± 5.394.1 ± 4.9
BYOL [13]STU-Net-B93.7 ± 1.297.0 ± 1.488.3 ± 5.494.1 ± 4.7
SparK [37]STU-Net-B93.8 ± 1.297.1 ± 1.288.5 ± 5.394.2 ± 4.8
AnatoMaskSTU-Net-B94.0 ± 1.397.3 ± 1.589.1 ± 5.094.8 ± 4.5
AnatoMaskSTU-Net-L94.2 ± 1.197.3 ± 1.389.9 ± 5.495.6 ± 4.7
AnatoMaskSTU-Net-H94.3 ± 1.597.3 ± 1.589.9 ± 5.295.7 ± 5.0
+ +Table 6: Comparison of AnatoMask and existing SSL methods when transferring to AutoPETII. Data is shown as patient-wise mean ± SD. Bold means best method. + +
MethodsBackboneAutoPETII
DSCNSD
Tang et al. [35]SwinUNETR72.3 ± 23.780.5 ± 22.8
SelfMedMAE [49]UNETR67.0 ± 23.974.8 ± 24.3
UniMiSS [44]MiTnet64.0 ± 23.775.0 ± 23.0
MoCov2 [7]STU-Net-B72.9 ± 21.381.2 ± 21.6
BYOL [13]STU-Net-B74.1 ± 21.182.2 ± 21.7
SparK [37]STU-Net-B75.3 ± 21.184.5 ± 21.4
AnatoMaskSTU-Net-B75.8 ± 19.785.3 ± 19.7
AnatoMaskSTU-Net-L77.5 ± 19.085.9 ± 18.7
AnatoMaskSTU-Net-H78.1 ± 19.787.0 ± 19.8
+ +boosts data efficiency in the subsequent finetuning phase. Our experiments on 4 public datasets demonstrate that AnatoMask consistently improves the segmentation performance of different organs and imaging modalities. Our results also show strong scalability with larger segmentation backbones. + +However, our study still has some limitations. We only conduct SSL pretraining on CT images. Given the availability of a vast array of unlabeled MR images, we plan to expand our SSL approach to this modality. Also, our evaluation focuses on organ segmentation in this paper. However, given the encouraging transferability observed in PET lesion segmentation, our future study will explore the development of foundational models for more comprehensive tumor segmentation tasks in CT and MR images. + +# Acknowledgements + +This research is supported in part by the National Institutes of Health under Award Number R01CA272991, R56EB033332 and R01EB032680. + +# References + +1. 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Due to the scarcity of labeled data, self-supervised learning (SSL) has gained much attention in 3D medical image segmentation, by extracting semantic representations from unlabeled data. Among SSL strategies, Masked image modeling (MIM) has shown effectiveness by reconstructing randomly masked images to learn detailed representations. However, conventional MIM methods require extensive training data to achieve good performance, which still poses a challenge for medical imaging. Since random masking uniformly samples all regions within medical images, it may overlook crucial anatomical regions and thus degrade the pretraining efficiency. We propose AnatoMask, a novel MIM method that leverages reconstruction loss to dynamically identify and mask out anatomically significant regions to improve pretraining efficacy. AnatoMask takes a self-distillation approach, where the model learns both how to find more significant regions to mask and how to reconstruct these masked regions. To avoid suboptimal learning, Anatomask adjusts the pretraining difficulty progressively using a masking dynamics function. We have evaluated our method on 4 public datasets with multiple imaging modalities (CT, MRI, and PET). AnatoMask demonstrates superior performance and scalability compared to existing SSL methods. The code is available at https://github.com/ricklisz/AnatoMask." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "spans": [ + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "type": "text", + "content": "Keywords: Medical image segmentation " + }, + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "type": "text", + "content": " Self-supervised learning " + }, + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 525, + 468, + 548 + ], + "type": "text", + "content": " Masked image modeling" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 568, + 230, + 580 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 568, + 230, + 580 + ], + "spans": [ + { + "bbox": [ + 132, + 568, + 230, + 580 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "While supervised learning shows great promise in 3D medical image segmentation, its potential in clinical settings is hindered by a lack of labeled data. As an alternative, self-supervised learning has shown great promise in medical image analysis by extracting semantic representations from unlabeled data [23,35,48,50]. Among various SSL methods, masked image modeling has achieved promising results in natural images [16] and has been applied in medical image" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "analysis [8, 9, 49]. MIM utilizes a simple task in which the model is asked to reconstruct parts of the masked image, thereby learning detailed representations of the image [16, 45]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 157, + 482, + 326 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 157, + 482, + 326 + ], + "spans": [ + { + "bbox": [ + 130, + 157, + 482, + 326 + ], + "type": "text", + "content": "However, MIM's success in natural images is heavily dependent on large-scale training data [46], which poses a significant challenge in medical imaging. While many MIM methods utilize random masking strategy and achieved success in natural images [3, 16], we argue that this strategy does not utilize the inherent properties of anatomical regions within medical images and leads to less effective pretraining. In medical images, anatomical regions such as organs and tumors, are deemed more important than the less relevant air-filled and fluid-filled regions. Since anatomical regions are characterized by varying shapes and contrasts, these regions are intuitively more difficult to reconstruct when masked out, requiring more guidance during pretraining. Thus, the previous methods require more training data to achieve the expected results, which greatly limits their application in medical-related tasks. Therefore, to design an effective MIM framework for medical images, it is crucial to identify these complex anatomical regions and create a more challenging task." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 331, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 482, + 666 + ], + "type": "text", + "content": "To address these challenges, we propose AnatoMask, a reconstruction-guided MIM framework where the model learns from more informative masks to enhance pretraining efficacy. Observing that anatomical regions often featured higher reconstruction losses (Fig. 1 a and b), if we can increase the probability of masking these regions, it would also encourage the network to extract information from these regions more efficiently. Hence, we propose to identify anatomically-significant regions by reconstruction losses. Instead of using a pretrained model to identify these regions, we propose a self-distillation approach where the model can first act as a teacher to generate anatomically-significant masks, and then act as a student to learn from these masks. To ensure that the teacher is adaptive to the student's performance, we update the teacher model with the student's exponential moving average (EMA) weights. In this way, we not only encourage the model to learn how to reconstruct these regions but also where to find such important regions. This dual-learning approach is crucial in developing a deeper anatomical understanding, especially in data-constrained scenarios. Finally, we propose an easy-to-hard masking strategy, where the teacher continuously increases the difficulty of the MIM task as the student progresses, avoiding the model overly focusing on difficult regions at first. We conduct self-supervised learning on TotalSegmentator [40], a comprehensive CT dataset for volumetric medical image segmentation. We adopt a previous SOTA architecture STU-Net [20] and evaluate the pretraining efficacy by finetuning on TotalSegmentator [40], FLARE22 [26], AMOS22 [22] and AutoPETII [11]. We first compare the differences between random masking and our AnatoMask in (Fig. 1 c and d). We then compare the training efficiency of AnatoMask vs random masking (SparK [37]) in (Fig. 1 e). Our method consistently improves the training efficiency, outperforming random masking. We also compare our method with previous state-of-the-art (SOTA) SSL approaches. We find that our method demonstrates superior performance and scaling capabilities." + } + ] + } + ], + "index": 4 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 126, + 207, + 194 + ], + "blocks": [ + { + "bbox": [ + 137, + 118, + 193, + 126 + ], + "lines": [ + { + "bbox": [ + 137, + 118, + 193, + 126 + ], + "spans": [ + { + "bbox": [ + 137, + 118, + 193, + 126 + ], + "type": "text", + "content": "a). Image with GT" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 137, + 126, + 207, + 194 + ], + "lines": [ + { + "bbox": [ + 137, + 126, + 207, + 194 + ], + "spans": [ + { + "bbox": [ + 137, + 126, + 207, + 194 + ], + "type": "image", + "image_path": "40338b9eff8dd5751f88cda449adc0d3d0883746624d129af19efd3f61f379c8.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 137, + 195, + 190, + 203 + ], + "lines": [ + { + "bbox": [ + 137, + 195, + 190, + 203 + ], + "spans": [ + { + "bbox": [ + 137, + 195, + 190, + 203 + ], + "type": "text", + "content": "c). Random Mask" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 211, + 126, + 282, + 194 + ], + "blocks": [ + { + "bbox": [ + 211, + 118, + 282, + 125 + ], + "lines": [ + { + "bbox": [ + 211, + 118, + 282, + 125 + ], + "spans": [ + { + "bbox": [ + 211, + 118, + 282, + 125 + ], + "type": "text", + "content": "b). Reconstruction Loss" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 211, + 126, + 282, + 194 + ], + "lines": [ + { + "bbox": [ + 211, + 126, + 282, + 194 + ], + "spans": [ + { + "bbox": [ + 211, + 126, + 282, + 194 + ], + "type": "image", + "image_path": "17d0ca1583afa75a857fe039356df8c4fa7104a4ea691169496a20d8310d5cff.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 211, + 195, + 280, + 203 + ], + "lines": [ + { + "bbox": [ + 211, + 195, + 280, + 203 + ], + "spans": [ + { + "bbox": [ + 211, + 195, + 280, + 203 + ], + "type": "text", + "content": "d). AnatoMask (ours)" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 137, + 204, + 207, + 270 + ], + "blocks": [ + { + "bbox": [ + 137, + 204, + 207, + 270 + ], + "lines": [ + { + "bbox": [ + 137, + 204, + 207, + 270 + ], + "spans": [ + { + "bbox": [ + 137, + 204, + 207, + 270 + ], + "type": "image", + "image_path": "bd21cea489b2c18823493ec9bb7ffe750be0b1c3d3db0e81a5a0c87eb2786fed.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 211, + 204, + 282, + 270 + ], + "blocks": [ + { + "bbox": [ + 211, + 204, + 282, + 270 + ], + "lines": [ + { + "bbox": [ + 211, + 204, + 282, + 270 + ], + "spans": [ + { + "bbox": [ + 211, + 204, + 282, + 270 + ], + "type": "image", + "image_path": "0d61f7eab1954b87d0e5f947d5d6981c7bcf082fa3bfdadfef5bb0fd9b4f05e8.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 290, + 128, + 481, + 288 + ], + "blocks": [ + { + "bbox": [ + 348, + 118, + 416, + 128 + ], + "lines": [ + { + "bbox": [ + 348, + 118, + 416, + 128 + ], + "spans": [ + { + "bbox": [ + 348, + 118, + 416, + 128 + ], + "type": "text", + "content": "e). Training efficiency" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 290, + 128, + 481, + 288 + ], + "lines": [ + { + "bbox": [ + 290, + 128, + 481, + 288 + ], + "spans": [ + { + "bbox": [ + 290, + 128, + 481, + 288 + ], + "type": "image", + "image_path": "f9364a28365263c84f16d1ff0ba44a0dcb8bb20c809b0bbd5efd8bae2490cca5.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 296, + 482, + 352 + ], + "lines": [ + { + "bbox": [ + 130, + 296, + 482, + 352 + ], + "spans": [ + { + "bbox": [ + 130, + 296, + 482, + 352 + ], + "type": "text", + "content": "Fig. 1: Comparison of random masking (SparK) vs AnatoMask. We visualize: a). input with anatomical ground truth (GT); b). reconstruction losses obtained by averaging over 2 random masks; c). a random mask ; d). our AnatoMask generated from b. In e), we also compared the training efficiency of AnatoMask and SparK. Transparent areas indicate unmasked regions." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 373, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 482, + 506 + ], + "type": "text", + "content": "We summarize our contribution as follows: 1). We propose a reconstruction-guided masking strategy, in which the model learns the anatomically significant regions through reconstruction losses and dynamically adjusts the masking to formulate a more challenging and specific MIM objective, thereby improving pretraining efficacy. 2). We propose to leverage self-distillation to perform self-masking. The teacher network first identifies important regions to mask and generates a more difficult mask for the student to solve. The student will then update the teacher with EMA weights. 3). To prevent the network from converging to a suboptimal solution early during training, we propose a masking dynamics function controlling the difficulty of the MIM objective, facilitating an easy-to-hard strategy" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 521, + 243, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 521, + 243, + 534 + ], + "spans": [ + { + "bbox": [ + 131, + 521, + 243, + 534 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Contrastive learning. Self-supervised learning leverages unlabeled data to learn meaningful representations without explicit supervision, demonstrating significant advancements in pattern recognition [2, 10, 12, 28, 29, 39, 43, 47]. In this paradigm, contrastive learning first gains much attention in computer vision [6, 13, 14, 17, 18, 27] and medical imaging [1, 4, 33, 35]. Contrastive learning extracts powerful semantic representation by minimizing the distance of similar image pairs while maximizing dissimilar ones. However, contrastive learning relies on tailored data augmentations to create such image pairs [7]. Inappropriate augmentations could distort important clinical semantics leading to misrepresentations in the learned features. Also, since segmentation tasks require precise" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnatoMask for medical image segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "content": "pixel-level embeddings, contrastive methods could overlook the nuanced features critical for detecting small organs or anomalies." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 282 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 282 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 282 + ], + "type": "text", + "content": "Masked image modeling for ViTs, ConvNets. Motivated by the success of masked language modeling in natural language processing, masked image modeling has attracted much attention in computer vision. MIM learns image representations by reconstructing their masked parts, a concept that resembles early techniques like context encoders [30]. Naturally, MIM is first applied to vision transformers due to its sequence-to-sequence modeling. Both He et al. [16] and Xie et al. [45] propose to mask random image patches and regress the RGB pixels. More recent advancements in MIM focus on new reconstruction targets [3, 19, 31, 36, 41] or masking strategies [24, 25, 32, 38]. For ConvNets, recent works such as SparK [37] and ConvNeXt V2 [42] propose to leverage sparse convolution to address the information leakage during pretraining. However, novel MIM strategies for medical image segmentation remain largely unexplored." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 283, + 482, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 283, + 482, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 283, + 482, + 536 + ], + "type": "text", + "content": "SSL for medical image segmentation. Previous works propose various pretext tasks to solve medical image segmentation with promising performance. Similar to the context encoder, image inpainting has been applied to various ConvNet backbones to generalize the anatomical contents of medical images [5]. Taleb et al. explore a variety of pretext tasks such as rotation, solving Rubik's cube, and predicting patch locations [34]. Tang et al. propose a combination of pretext tasks and contrastive learning for self-supervising transformer [35]. Fateh et al. combine discriminative, restorative, and adversarial learning strategies to extract rich semantic information from medical images [15]. More recent works aim at developing a universal SSL framework for medical images without tailoring pretext tasks. Xie et al. propose a universal pretraining method UniMiSS, leveraging transformer's sequence-to-sequence modeling to pretrain on both 2D and 3D medical images [44]. As another universal framework, MIM also gains attention in medical image analysis. Chen et al. first explore using SimMIM and MAE for 3D medical image segmentation [8]. However, MIM still remains data-intensive and requires large datasets for scaling up model parameters [46]. Furthermore, the success of MIM heavily relies on the mask strategies due to the spatial information redundancy in images [16]. Intuitively, a universal medical MIM task should guide the model to focus on anatomically rich areas for reconstruction. Consequently, the model gains a deeper understanding of the anatomical information to generate masks for more effective learning." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 552, + 202, + 564 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 552, + 202, + 564 + ], + "spans": [ + { + "bbox": [ + 132, + 552, + 202, + 564 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 575, + 208, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 575, + 208, + 586 + ], + "spans": [ + { + "bbox": [ + 132, + 575, + 208, + 586 + ], + "type": "text", + "content": "3.1 Overview" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Figure 2 illustrates the overall pipeline of AnatoMask, which is composed of a student network and a teacher network sharing the same underlying architecture. Each module has an image encoder and an image decoder. Given an input CT volume at epoch " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": ", we first generate a random mask with masking ratio " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " similar to SimMIM [45]. Then, we feed the randomly masked input into the teacher network, whose encoder " + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "E_{T}" + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": " abstracts the input into embeddings and" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 116, + 482, + 274 + ], + "blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 274 + ], + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 274 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 274 + ], + "type": "image", + "image_path": "9db83a58e726e2ef155f8c2331cdc9ea24e9e248065c68b1a8d46a1d33a6d3ed.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "lines": [ + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": "Fig. 2: Overview of proposed AnatoMask. During SSL pretraining at epoch " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": ", the teacher network receives randomly masked inputs and computes the patch-level reconstruction loss " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "L_{rec}^{t}" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": ". The top " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": " regions with the highest reconstruction losses are selected to form a binary mask " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "M_{top}^{t}" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": ". Then, the remaining " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "(1 - r_t)\\gamma" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": " areas are randomly filled with binary values to form our final mask " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "M_{final}^{t}" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": ". The student network is trained to reconstruct input masked by " + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "inline_equation", + "content": "M_{final}^{t}" + }, + { + "bbox": [ + 130, + 281, + 482, + 350 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": "its decoder " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "D_{T}" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": " generates the reconstruction. We then compute the reconstruction loss " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "L_{rec}^{t}" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": " on the masked regions by subtracting with input. Next, we sort " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "L_{rec}^{t}" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": " in descending order and use a masking dynamics function " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": " to select top anatomical regions with high losses to form a binary mask " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "M_{top}^{t}" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": ". Then, we generate " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "M_{final}^{t}" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": " by randomly masking the remaining regions to maintain an overall masking ratio " + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 371, + 482, + 479 + ], + "type": "text", + "content": ". Finally, we apply the newly generated mask to the input and train the student network on reconstruction loss. To ensure a consistent mask generation between student and teacher, we update the teacher network with an exponential moving average of the student's network weights:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 244, + 486, + 481, + 502 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 244, + 486, + 481, + 502 + ], + "spans": [ + { + "bbox": [ + 244, + 486, + 481, + 502 + ], + "type": "interline_equation", + "content": "\\theta_ {T} ^ {t + 1} = m \\theta_ {T} ^ {t} + (1 - m) \\theta_ {S} ^ {t + 1}, \\tag {1}", + "image_path": "1f13855f81308352aa53f3c7ecec4e1d592043c062dd55346ba5191cd5e6f8c0.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": " represents the weight decay, " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\theta_T^t" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\theta_T^{t + 1}" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": " represent the teacher's parameters at time " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "t + 1" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": " respectively and " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "\\theta_S^t" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": " represents the student's parameter at time " + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 509, + 482, + 545 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 562, + 345, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 562, + 345, + 574 + ], + "spans": [ + { + "bbox": [ + 131, + 562, + 345, + 574 + ], + "type": "text", + "content": "3.2 Hierarchical Image Encoder-decoder" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Conventional ViT-based MIM backbones such as MAE or SimMIM utilize a simple decoder design with a few linear layers. However, Tian et al. propose that a hierarchical encoder-decoder design performed better when pretraining on CNNs [37]. To this end, we also adopt a multi-scale encoder-decoder backbone for our AnatoMask, which is well-suited to spatially aggregate feature maps. We find that this approach enables the progressive reconstruction of the masked image, effectively incorporating both local and global features. Given an input" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnatoMask for medical image segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 195, + 118, + 419, + 427 + ], + "blocks": [ + { + "bbox": [ + 195, + 118, + 419, + 427 + ], + "lines": [ + { + "bbox": [ + 195, + 118, + 419, + 427 + ], + "spans": [ + { + "bbox": [ + 195, + 118, + 419, + 427 + ], + "type": "image", + "image_path": "b9a8bcb578b1adde5dc9d0a3de0fa52197915395a91db70751ce2f1440e21e91.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 436, + 482, + 492 + ], + "lines": [ + { + "bbox": [ + 130, + 436, + 482, + 492 + ], + "spans": [ + { + "bbox": [ + 130, + 436, + 482, + 492 + ], + "type": "text", + "content": "Fig. 3: Visual comparison between segmentation ground truths and reconstruction losses. For each row, we show a). an image with organ ground truths, b). reconstruction losses by averaging over 2 masks, c). a random mask (60%), and d). our AnatoMask obtained from b). Red means higher loss values while blue indicates lower ones. Red areas tend to overlap with organ regions. Transparent areas indicate unmasked regions." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": "volume " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "H\\times W\\times D" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": ", we first divide " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": " input patches of " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "\\frac{H}{16}\\times \\frac{W}{16}\\times \\frac{D}{16}" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": " and randomly masked " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "60\\%" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": ". Then, we utilize STU-Net to downsample the masked input into 4 scales: " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "\\frac{H}{2}\\times \\frac{W}{2}\\times \\frac{D}{2}" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "\\frac{H}{4}\\times \\frac{W}{4}\\times \\frac{D}{4}" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "\\frac{H}{8}\\times \\frac{W}{8}\\times \\frac{D}{8}" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "\\frac{H}{16}\\times \\frac{W}{16}\\times \\frac{D}{16}" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": ". Similar to SparK [37], we adopt the sparse submanifold convolution for our encoder to generate the multi-scale feature maps of the input. A hierarchical decoder is used to densify and upscale the feature maps for reconstruction. Concretely, let " + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "inline_equation", + "content": "M_{final}^{t}" + }, + { + "bbox": [ + 130, + 516, + 482, + 601 + ], + "type": "text", + "content": " denote the newly generated mask, the reconstruction loss can be formulated as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 171, + 620, + 481, + 644 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 171, + 620, + 481, + 644 + ], + "spans": [ + { + "bbox": [ + 171, + 620, + 481, + 644 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {r e c} ^ {t} = \\frac {1}{H W D} \\sum \\left(D _ {S} \\left(E _ {S} \\left(M _ {f i n a l} ^ {t} \\odot V\\right)\\right) - \\left(1 - M _ {f i n a l} ^ {t}\\right) \\odot V\\right) ^ {2}, \\tag {2}", + "image_path": "8213b1d612b17ed2792ba5889936e97065ba323e99057100218c6217591a5057.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "type": "inline_equation", + "content": "E_{S}" + }, + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "type": "inline_equation", + "content": "D_{S}" + }, + { + "bbox": [ + 130, + 653, + 451, + 666 + ], + "type": "text", + "content": " represent the student network's encoder and decoder." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 340, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 340, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 340, + 128 + ], + "type": "text", + "content": "3.3 Reconstruction-guided Self-masking" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 135, + 482, + 302 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 135, + 482, + 302 + ], + "spans": [ + { + "bbox": [ + 130, + 135, + 482, + 302 + ], + "type": "text", + "content": "While recent studies in MIM have demonstrated remarkable successes in natural images [16, 45], its effectiveness in medical imaging is worth further exploration due to the large domain gap between natural images and medical images. Conventional MIM takes a random masking approach, which ignores the anatomical region's heterogeneity by uniformly sampling all areas. Given the significant feature variations of human organs, a uniform random masking approach may not be an effective pretraining task for subsequent segmentation tasks. Thus, an effective MIM strategy should prioritize these complex anatomical regions to enhance diagnostic accuracy and efficacy. Intuitively, these complex regions are more difficult to reconstruct than background regions. We then take the regions with high reconstruction losses as the highly informative areas to guide the masking process. As demonstrated in Fig. 3, we find that anatomical regions often demonstrate high reconstruction losses, indicative of rich semantic information for the network to learn." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 303, + 482, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 303, + 482, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 303, + 482, + 411 + ], + "type": "text", + "content": "To identify such regions, a naive approach is to use a pretrained model as a teacher to extract high-loss areas from its predictions, which remains resource-intensive. Nevertheless, this frozen teacher cannot adaptively refine the representations of masked regions, which could hinder the student from learning more diverse features. Alternatively, we propose a self-distillation approach where the model first serves as a teacher to generate anatomically-significant masks and then acts as a student to perform self-supervised learning. In this way, we can train the model to self-mask anatomically informative regions, subsequently guiding the MIM toward more efficient pretraining." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "text", + "content": "Given an initial mask, our AnatoMask teacher can generate an initial reconstruction loss " + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "inline_equation", + "content": "L_{rec}^{t}" + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "text", + "content": ", from which we can employ anatomical priors in its masking process to enhance pretraining. We perform an argsort operation on " + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "inline_equation", + "content": "L_{rec}^{t}" + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "text", + "content": " to rank the masked regions in descending reconstruction losses. This ranking guides the model to focus on more challenging regions for reconstruction, which are more valuable for mining anatomical information. In the initial stages of training, high reconstruction loss may not always correlate with anatomical importance, as the model is still learning to reconstruct the image effectively. We propose a dynamic mask generation strategy, where the portion of anatomically significant regions in the masked regions gradually increases, providing some reasonable hints that guide the model to reconstruct anatomical regions step by step. By incrementally guiding the model, we ensure it learns effective representations, aligning more closely with anatomical significance as it advances in the training process. Concretely, we define a masking dynamics function based on current epoch " + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "text", + "content": " (with total epoch " + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 411, + 482, + 590 + ], + "type": "text", + "content": "):" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 259, + 599, + 480, + 620 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 259, + 599, + 480, + 620 + ], + "spans": [ + { + "bbox": [ + 259, + 599, + 480, + 620 + ], + "type": "interline_equation", + "content": "r _ {t} = r _ {0} + \\frac {t}{T} \\left(r _ {T} - r _ {0}\\right), \\tag {3}", + "image_path": "76217d32b4339963d8549254cce275af388be7e9b7629227ef7570e80ea07203.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " represents anatomical-significance ratio of " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{final}^t" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": ". To retain the original masking ratio " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": ", the remaining " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "(1 - r_t)" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " of the masked regions in " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{final}^t" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " are \"filled\" by a newly generated random mask. " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "r_T" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "inline_equation", + "content": "r_0" + }, + { + "bbox": [ + 130, + 628, + 482, + 666 + ], + "type": "text", + "content": " are two hyperparameters which" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnatoMask for medical image segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": "we empirically set to 0.5 and 0 respectively. Given input volume " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": ", masking ratio " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "M_{initial}^{t}" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": " being the initial mask fed into the teacher model, we select " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "r_t \\cdot \\gamma V" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": " voxels with the highest " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "L_{rec}^{t}" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "M_{initial}^{t}" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": " and then randomly generate " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "(1 - r_t) \\cdot \\gamma V" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": " voxels from " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "V - r_t \\cdot \\gamma V" + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "text", + "content": " to form the final mask " + }, + { + "bbox": [ + 130, + 116, + 482, + 166 + ], + "type": "inline_equation", + "content": "M_{final}^{t}" + } + ] + } + ], + "index": 2 + }, + { + "type": "code", + "bbox": [ + 138, + 205, + 482, + 450 + ], + "blocks": [ + { + "bbox": [ + 132, + 188, + 342, + 203 + ], + "lines": [ + { + "bbox": [ + 132, + 188, + 342, + 203 + ], + "spans": [ + { + "bbox": [ + 132, + 188, + 342, + 203 + ], + "type": "text", + "content": "Algorithm 1 Algorithm for AnatoMask " + }, + { + "bbox": [ + 132, + 188, + 342, + 203 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{final}}^t" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "code_caption" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "lines": [ + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": "input: " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "G = (g_{1},g_{2},\\dots ,g_{n})" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " : All regions in the image. " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "L_{rec} = (l_{g_1},l_{g_2},\\ldots ,l_{g_n})" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " : Reconstruction losses from the initial mask. " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " : Masking ratio. " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " : Anatomical-significance ratio. \noutput: " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{final}}^t" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " : Mask with anatomically-significant regions. \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "i\\gets 1" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " \nfor " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\operatorname {argsort}(L_{\\mathrm{rec}})" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " .. Sort regions based on loss " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "g_i^\\prime \\leftarrow g_k" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "i\\gets i + 1" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " \nendfor \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "p\\gets \\lceil r_t\\times n\\rceil" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\triangleright" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " Compute selection threshold " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{top}}\\gets \\{\\}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " \nfor " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\{1,\\dots ,p\\}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " . " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\triangleright" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " Select top " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " regions \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{top}}\\gets M_{\\mathrm{top}}\\cup g_i'" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " \nendfor \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "n_{random}\\gets \\lceil (\\gamma -r_t)\\times n\\rceil" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\triangleright" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " Compute how many regions to randomly select. \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{random}}\\gets \\{\\}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " \nfor " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\{1,\\dots ,n_{\\mathrm{random}}\\}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " .. " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "\\triangleright" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " Randomly sample " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "n_{random}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " regions \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{random}}\\gets M_{\\mathrm{random}}\\cup \\mathrm{sample}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "G\\setminus (M_{\\mathrm{top}}\\cup M_{\\mathrm{random}})" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": ") \nendfor \n" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{final}}^t\\gets M_{\\mathrm{top}}\\cup M_{\\mathrm{random}}" + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "text", + "content": " \nReturn " + }, + { + "bbox": [ + 138, + 205, + 482, + 450 + ], + "type": "inline_equation", + "content": "M_{\\mathrm{final}}^t" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "code_body" + } + ], + "index": 4, + "sub_type": "algorithm" + }, + { + "bbox": [ + 132, + 489, + 194, + 502 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 489, + 194, + 502 + ], + "spans": [ + { + "bbox": [ + 132, + 489, + 194, + 502 + ], + "type": "text", + "content": "4 Result" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 514, + 279, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 279, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 279, + 525 + ], + "type": "text", + "content": "4.1 Dataset and Evaluation" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "content": "We conduct self-supervised pretraining for all methods on TotalSegmentator [40] dataset containing 1204 CT images with 104 anatomical structures (27 organs, 59 bones, 10 muscles, and 8 vessels). For preprocessing, all the images are resampled to " + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "inline_equation", + "content": "1.5 \\times 1.5 \\times 1.5 \\, \\text{mm}^3" + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "content": " and z-score normalization is used to rescale image intensity to zero mean and unit variance. Image patch size is set to " + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "inline_equation", + "content": "112 \\times 112 \\times 128" + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "content": ". We first use the following ratio to randomly split the dataset: " + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "inline_equation", + "content": "70\\%" + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "content": " train, " + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "content": " validation, and " + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 533, + 482, + 640 + ], + "type": "text", + "content": " test. The training set is used for SSL pretraining. We then finetune the pretrained networks on the training set and use the validation set for early stops." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "We further conduct extensive evaluations by finetuning on 3 public datasets to test the transferability of our models. We select FLARE22 (50 CT cases" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 200, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 200, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 200, + 101 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 197, + 135, + 418, + 205 + ], + "blocks": [ + { + "bbox": [ + 173, + 114, + 440, + 125 + ], + "lines": [ + { + "bbox": [ + 173, + 114, + 440, + 125 + ], + "spans": [ + { + "bbox": [ + 173, + 114, + 440, + 125 + ], + "type": "text", + "content": "Table 1: Ablation on the encoder-decoder design of AnatoMask." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 197, + 135, + 418, + 205 + ], + "lines": [ + { + "bbox": [ + 197, + 135, + 418, + 205 + ], + "spans": [ + { + "bbox": [ + 197, + 135, + 418, + 205 + ], + "type": "table", + "html": "
ArchitectureMaskingDSC (%)
Simple DecoderRandom82.9
Simple DecoderAnatoMask83.4
Hierarchical DecoderRandom83.6
Hierarchical DecoderAnatoMask84.3
", + "image_path": "1b853eb2b435e0b8980d60d06e2acb12d819288551b0d45f7f150fb9d80f6013.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "spans": [ + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "text", + "content": "of 13 organs) [26], AMOS22 (240 CT cases and 120 MR cases with 15 organ annotations) [22] and AutoPETII (398 PET/CT cases with lesion annotations) [11]. For each dataset, we utilize " + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "inline_equation", + "content": "70\\%" + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "text", + "content": " train, " + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "text", + "content": " validation, and " + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "inline_equation", + "content": "20\\%" + }, + { + "bbox": [ + 130, + 226, + 479, + 274 + ], + "type": "text", + "content": " test for evaluation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 275, + 479, + 300 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 479, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 479, + 300 + ], + "type": "text", + "content": "For evaluation metrics, we calculated the Dice Coefficient (DSC) and Normalized Surface Dice (NSD) based on segmentation results." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 317, + 279, + 330 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 317, + 279, + 330 + ], + "spans": [ + { + "bbox": [ + 131, + 317, + 279, + 330 + ], + "type": "text", + "content": "4.2 Implementation Details" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 338, + 482, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 482, + 469 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 482, + 469 + ], + "type": "text", + "content": "All experiments in this study are conducted based on Python 3.9, Ubuntu 22.04.3, Pytorch 2.0.1, and nnU-Net 2.2 [21]. For finetuning on TotalSegmentator, we utilize default data pre-processing and data augmentations in nnU-Net. For SSL pretraining, we follow the same data pre-processing as in TotalSegmentator but do not use additional data augmentations other than random cropping and random flipping. For finetuning on FLARE22, AMOS22, and AutoPETII, we use the nnUNet's default data pre-processing and data augmentation pipelines for each dataset. However, we use the same network configuration as in TotalSegmentator and in SSL pretraining. A more detailed description of hyperparameters is shown in the supplementary material. Models are trained on NVIDIA Tesla A100 cards with 80 GB VRAM." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 488, + 239, + 502 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 488, + 239, + 502 + ], + "spans": [ + { + "bbox": [ + 131, + 488, + 239, + 502 + ], + "type": "text", + "content": "4.3 Ablation Study" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 510, + 479, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 479, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 479, + 544 + ], + "type": "text", + "content": "In this section, we investigate the decoder design, different masking strategies, and masking ratios of AnatoMask. We use STU-Net-B as the backbone with 1000 epochs for pretraining and finetuning on TotalSegmentator." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 545, + 481, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 628 + ], + "type": "text", + "content": "Decoder design. First, we verify the effectiveness of using a hierarchical decoder for AnatoMask. We compare the U-Net style architecture with a simple decoder architecture, which only uses two convolution blocks and does not receive hierarchical feature maps from the encoder. As shown in Tab. 1, a U-Net style encoder-decoder performed better than a simple decoder for MIM. Nevertheless, our AnatoMask still improves finetuning performance on a simple decoder design compared to random masking." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "content": "Effectiveness of Self-distillation. Then, we verify the importance of using self-distillation to maintain consistent mask generations between teacher and student. In our proposed approach, the teacher network is updated with student's" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnatoMask for medical image segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 148, + 157, + 466, + 237 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 148 + ], + "type": "text", + "content": "Table 2: Ablation study on the masking strategies of AnatoMask. We study the importance of our easy-to-hard masking dynamics, and self-distillation scheme and select the highest or lowest anatomically significant regions." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 148, + 157, + 466, + 237 + ], + "lines": [ + { + "bbox": [ + 148, + 157, + 466, + 237 + ], + "spans": [ + { + "bbox": [ + 148, + 157, + 466, + 237 + ], + "type": "table", + "html": "
Self-distillationAnatomical SignificanceMasking DynamicsDSC (%)
×--83.6
×Higheasy-to-hard83.7
✓Higheasy-to-hard84.3
✓Loweasy-to-hard83.6
✓Highhard-to-easy84.0
", + "image_path": "b4f75a8372443319575c9a21e90413c807af7b4edd61550c472f3bfa52dc8bb1.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 258, + 479, + 305 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 479, + 305 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 479, + 305 + ], + "type": "text", + "content": "EMA weights at the end of each iteration. Without this, the teacher is simply a randomly initialized model without explicit knowledge on where to mask. As shown in Tab. 2 rows 2 and 3, self-distillation ensures that the teacher consistently generates meaningful MIM tasks for the student to solve." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 307, + 480, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 307, + 480, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 307, + 480, + 413 + ], + "type": "text", + "content": "Incorporating anatomically-significant regions. We study the effectiveness of reconstruction guidance to incorporate anatomically-significant regions. To obtain regions of high significance for masking, we apply argsort operations on the reconstruction losses in descending order to obtain the top " + }, + { + "bbox": [ + 130, + 307, + 480, + 413 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 307, + 480, + 413 + ], + "type": "text", + "content": " regions. Conversely, if we sort the reconstruction losses in ascending order, we then obtain regions with low significance, possibly making the final mask easier than a random mask to restore. As shown in Tab. 2 rows 3 and 4, we find that models did not benefit from learning low-significance regions, demonstrating the importance of incorporating anatomically rich regions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "text", + "content": "Effectiveness of masking dynamics function. Additionally, we study the importance of our proposed masking dynamics function which controls the MIM difficulties over time. Specifically, the relationship between " + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "inline_equation", + "content": "r_0" + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "inline_equation", + "content": "r_T" + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "text", + "content": " determines whether the pretraining difficulties increase or decrease with time. When " + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "inline_equation", + "content": "r_0 > r_T" + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "text", + "content": ", more anatomically complex components are included in the final mask, and fewer components are generated from random masking. This leads to an easy-to-hard objective which is more intuitive. Conversely, if " + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "inline_equation", + "content": "r_0 < r_T" + }, + { + "bbox": [ + 130, + 415, + 480, + 544 + ], + "type": "text", + "content": ", we obtain a hard-to-easy MIM objective. As shown in Tab. 2, we observe that an easy-to-hard masking strategy leads to better finetuning performance. This aligns with our hypothesis that starting with a low masking difficulty can offer valuable cues to the model and prevent training collapse." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 545, + 479, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 479, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 479, + 594 + ], + "type": "text", + "content": "Masking ratio " + }, + { + "bbox": [ + 130, + 545, + 479, + 594 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 545, + 479, + 594 + ], + "type": "text", + "content": ". As shown in Tab. 3, we find that a lower masking ratio outperformed a higher masking ratio, different from traditional MIM methods. We hypothesize that a lower masking ratio leads to better preservation of the original anatomical information, resulting in more effective pretaining." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 610, + 362, + 623 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 610, + 362, + 623 + ], + "spans": [ + { + "bbox": [ + 131, + 610, + 362, + 623 + ], + "type": "text", + "content": "4.4 Comparison with previous SSL methods" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 479, + 665 + ], + "type": "text", + "content": "We compare the finetuning performances of our method against previous SOTA SSL methods: 1). Tang et al. propose a combination of pretext tasks to self-supervise a transformer model SwinUNETR [35]; 2). Zhou et al. propose Self" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 247, + 135, + 367, + 194 + ], + "blocks": [ + { + "bbox": [ + 213, + 114, + 400, + 126 + ], + "lines": [ + { + "bbox": [ + 213, + 114, + 400, + 126 + ], + "spans": [ + { + "bbox": [ + 213, + 114, + 400, + 126 + ], + "type": "text", + "content": "Table 3: Ablation study on masking ratio " + }, + { + "bbox": [ + 213, + 114, + 400, + 126 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 213, + 114, + 400, + 126 + ], + "type": "text", + "content": " ." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 247, + 135, + 367, + 194 + ], + "lines": [ + { + "bbox": [ + 247, + 135, + 367, + 194 + ], + "spans": [ + { + "bbox": [ + 247, + 135, + 367, + 194 + ], + "type": "table", + "html": "
Masking ratio γDSC (%)
0.684.3
0.884.1
0.984.2
", + "image_path": "4029dbd239d4731650963b4802174d1686a4460fc82f664438d5d2690e68bced.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 171, + 237, + 444, + 365 + ], + "blocks": [ + { + "bbox": [ + 132, + 205, + 479, + 228 + ], + "lines": [ + { + "bbox": [ + 132, + 205, + 479, + 228 + ], + "spans": [ + { + "bbox": [ + 132, + 205, + 479, + 228 + ], + "type": "text", + "content": "Table 4: Comparison of AnatoMask and existing SSL methods on TotalSegmentator. Data is shown as patient-wise mean " + }, + { + "bbox": [ + 132, + 205, + 479, + 228 + ], + "type": "inline_equation", + "content": "\\pm" + }, + { + "bbox": [ + 132, + 205, + 479, + 228 + ], + "type": "text", + "content": " SD. Bold means best method" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 171, + 237, + 444, + 365 + ], + "lines": [ + { + "bbox": [ + 171, + 237, + 444, + 365 + ], + "spans": [ + { + "bbox": [ + 171, + 237, + 444, + 365 + ], + "type": "table", + "html": "
MethodsBackboneDSC (%)NSD (%)
Tang et al. [35]SwinUNETR79.2 ± 11.275.3 ± 12.8
SelfMedMAE [49]UNETR78.8 ± 12.574.0 ± 15.0
UniMiSS [44]MiTnet82.2 ± 10.486.4 ± 13.0
MoCov2 [7]STU-Net-B81.8 ± 10.685.6 ± 12.3
BYOL [13]STU-Net-B78.8 ± 11.182.8 ± 12.7
SparK [37]STU-Net-B83.6 ± 10.586.7 ± 12.8
AnatoMaskSTU-Net-B84.3 ± 9.987.8 ± 11.8
AnatoMaskSTU-Net-L87.8 ± 9.890.3 ± 10.7
AnatoMaskSTU-Net-H89.0 ± 10.391.9 ± 10.0
", + "image_path": "21792a33d08c51fdd4e7fa0ff113d4a2c143068a40ae536c1a866e9608b603c0.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "text", + "content": "MedMAE, a masked autoencoder method to pretrain transformer models [49]; 3). Xie et al. propose UniMiSS to extract 2D information from 3D volumes using self-distillation pretraining [44]; 4). He et al. propose MoCov2, a momentum contrastive method that overcomes the limitations of large batch size [7]; 5). Grill et al. propose BYOL, a contrastive method with dual-network to learn bootstrapped representations [13]; 6). Spark, a U-Net design for BERT-style pretraining of CNNs [37]. For network backbones, since certain methods are built on specific transformer networks, we maintain their backbones for fair comparison. For MoCov2 and BYOL, we use STU-Net-B as the backbone. For all methods, we fix pretraining epochs to 1000. The input patch size for SwinUNETR, UNETR, and MiTnet is set to (128, 128, 128) and the batch size is set to 4. As shown in Tab. 4, AnatoMask with STU-Net-B as backbone significantly outperforms all previous SSL methods. With 1000 epochs for pretraining, AnatoMask is able to achieve " + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "inline_equation", + "content": "84.3\\%" + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "text", + "content": " DSC and " + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "inline_equation", + "content": "87.8\\%" + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "text", + "content": " SDC, surpassing the best method (UniMiSS) by " + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "inline_equation", + "content": "2.1\\%" + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "inline_equation", + "content": "1.4\\%" + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "text", + "content": " respectively. Notably, UniMiSS extracts both 2D information and 3D information from medical images, whereas our AnatoMask focuses only on 3D information. This further demonstrates AnatoMask's superior efficiency and effectiveness in leveraging 3D data for segmentation tasks. We visualize segmentation results on TotalSegmentator CT images in Fig. 4. Our Anatomask demonstrates promising segmentation results compared with other SSL methods. To demonstrate the scalability of AnatoMask, we further test it on large segmentation backbones such as STU-Net-L and STU-Net-H (with 440 million and 1.5 billion parameters respectively) which improve performance to " + }, + { + "bbox": [ + 130, + 390, + 482, + 668 + ], + "type": "inline_equation", + "content": "87.8\\%" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnatoMask for medical image segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 481, + 265 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 481, + 265 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 481, + 265 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 481, + 265 + ], + "type": "image", + "image_path": "e6f66af80fafc95af6423ccf34c4f05028014d93ed236b76a58eaf234eb68d78.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 273, + 480, + 296 + ], + "lines": [ + { + "bbox": [ + 132, + 273, + 480, + 296 + ], + "spans": [ + { + "bbox": [ + 132, + 273, + 480, + 296 + ], + "type": "text", + "content": "Fig. 4: Visualization of multi-organ CT segmentation results on TotalSegmentator. Yellow arrows indicate improvements in segmentation." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 133, + 312, + 481, + 451 + ], + "blocks": [ + { + "bbox": [ + 133, + 312, + 481, + 451 + ], + "lines": [ + { + "bbox": [ + 133, + 312, + 481, + 451 + ], + "spans": [ + { + "bbox": [ + 133, + 312, + 481, + 451 + ], + "type": "image", + "image_path": "000980f225e6c96824bdb3796cfada68c9c8d6b0cecf871cb2649f27344358d9.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 458, + 480, + 481 + ], + "lines": [ + { + "bbox": [ + 132, + 458, + 480, + 481 + ], + "spans": [ + { + "bbox": [ + 132, + 458, + 480, + 481 + ], + "type": "text", + "content": "Fig. 5: Visualization of multi-organ CT segmentation results on FLARE22. Yellow arrows indicate improvements in segmentation." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 508, + 480, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 480, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 480, + 544 + ], + "type": "text", + "content": "DSC and " + }, + { + "bbox": [ + 130, + 508, + 480, + 544 + ], + "type": "inline_equation", + "content": "89.0\\%" + }, + { + "bbox": [ + 130, + 508, + 480, + 544 + ], + "type": "text", + "content": " DSC. Our results indicate that AnatoMask is also beneficial for network parameter scaling, paving the way for self-supervising large foundation models for medical image segmentation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 481, + 666 + ], + "type": "text", + "content": "Finally, we conduct transfer learning on three additional datasets by finetuning each model trained on TotalSegmentator. To demonstrate the transferability of our method, we choose three segmentation tasks: 1). multi-organ segmentation on CT (FLARE22); 2). cross-modality segmentation on MRI and CT (AMOS22 Task 2); 3). tumor segmentation on PET/CT (AutoPETII). We initialized all models with weights trained from TotalSegmentator and finetuned for 1000 epochs. As shown in Tab. 5 and Tab. 6, AnatoMask with STU-Net-B as backbone consistently outperforms comparable methods. We also visualize multi-organ segmentation results on CT in Fig. 5, cross-modality segmentation results (CT and MRI) in Fig. 6, and PET lesion segmentation results in Fig. 7." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 481, + 256 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 481, + 256 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 481, + 256 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 481, + 256 + ], + "type": "image", + "image_path": "2b2f5db2d99b07555c54e448a35ea46dcc4c225070581c40b1b258b1aecbb017.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 263, + 482, + 297 + ], + "lines": [ + { + "bbox": [ + 130, + 263, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 263, + 482, + 297 + ], + "type": "text", + "content": "Fig.6: Visualization of cross-modality organ segmentation on MRI (first row) and CT (second and third rows) from AMOS22. Yellow arrows indicate improvements in segmentation." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 132, + 310, + 481, + 445 + ], + "blocks": [ + { + "bbox": [ + 132, + 310, + 481, + 445 + ], + "lines": [ + { + "bbox": [ + 132, + 310, + 481, + 445 + ], + "spans": [ + { + "bbox": [ + 132, + 310, + 481, + 445 + ], + "type": "image", + "image_path": "ad9d94c863fdab3dbfd09d9c6ded3263786203c4ad8e3f8285267bb480702390.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 452, + 482, + 475 + ], + "lines": [ + { + "bbox": [ + 130, + 452, + 482, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 452, + 482, + 475 + ], + "type": "text", + "content": "Fig. 7: Visualization of PET lesion segmentation results on AutoPETII. Yellow arrows indicate improvements in segmentation." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 499, + 482, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 499, + 482, + 548 + ], + "spans": [ + { + "bbox": [ + 130, + 499, + 482, + 548 + ], + "type": "text", + "content": "These results further demonstrate that our SSL strategy possesses promising transferability to other modalities, such as MRI and PET. When using larger backbones STU-Net-L and STU-Net-H, AnatoMask further improves segmentation performance on each task, demonstrating the scalability of our method." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 567, + 312, + 580 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 567, + 312, + 580 + ], + "spans": [ + { + "bbox": [ + 132, + 567, + 312, + 580 + ], + "type": "text", + "content": "5 Conclusion and Discussion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "In this paper, we propose AnatoMask, a novel SSL approach to augment the existing MIM workflow for enhancing medical image segmentation. Compared to conventional random masking techniques, AnatoMask aims at mining anatomical information through an iterative masking process, guided by the reconstruction loss which signifies the anatomically significant regions. We find that AnatoMask not only augments the quality of representations learned but also" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 268, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnatoMask for medical image segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 157, + 475, + 301 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 147 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 147 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 147 + ], + "type": "text", + "content": "Table 5: Comparison of AnatoMask and existing SSL methods when transferring to FLARE22 and AMOS22. Data is shown as patient-wise mean ± SD. Bold means best method." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 136, + 157, + 475, + 301 + ], + "lines": [ + { + "bbox": [ + 136, + 157, + 475, + 301 + ], + "spans": [ + { + "bbox": [ + 136, + 157, + 475, + 301 + ], + "type": "table", + "html": "
MethodsBackboneFLARE22AMOS22
DSCNSDDSCNSD
Tang et al. [35]SwinUNETR91.2 ± 2.194.1 ± 2.685.4 ± 5.891.3 ± 6.1
SelfMedMAE [49]UNETR91.0 ± 3.493.7 ± 3.276.1 ± 7.786.7 ± 6.0
UniMiSS [44]MiTnet91.7 ± 2.295.2 ± 2.287.7 ± 5.693.7 ± 5.5
MoCov2 [7]STU-Net-B93.6 ± 1.397.0 ± 1.688.3 ± 5.394.1 ± 4.9
BYOL [13]STU-Net-B93.7 ± 1.297.0 ± 1.488.3 ± 5.494.1 ± 4.7
SparK [37]STU-Net-B93.8 ± 1.297.1 ± 1.288.5 ± 5.394.2 ± 4.8
AnatoMaskSTU-Net-B94.0 ± 1.397.3 ± 1.589.1 ± 5.094.8 ± 4.5
AnatoMaskSTU-Net-L94.2 ± 1.197.3 ± 1.389.9 ± 5.495.6 ± 4.7
AnatoMaskSTU-Net-H94.3 ± 1.597.3 ± 1.589.9 ± 5.295.7 ± 5.0
", + "image_path": "5c2aab9eefb784805436d03f9ce671e443d03dc4415099db92dab4b80d1ffbbe.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 181, + 344, + 430, + 488 + ], + "blocks": [ + { + "bbox": [ + 132, + 312, + 482, + 334 + ], + "lines": [ + { + "bbox": [ + 132, + 312, + 482, + 334 + ], + "spans": [ + { + "bbox": [ + 132, + 312, + 482, + 334 + ], + "type": "text", + "content": "Table 6: Comparison of AnatoMask and existing SSL methods when transferring to AutoPETII. Data is shown as patient-wise mean ± SD. Bold means best method." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 181, + 344, + 430, + 488 + ], + "lines": [ + { + "bbox": [ + 181, + 344, + 430, + 488 + ], + "spans": [ + { + "bbox": [ + 181, + 344, + 430, + 488 + ], + "type": "table", + "html": "
MethodsBackboneAutoPETII
DSCNSD
Tang et al. [35]SwinUNETR72.3 ± 23.780.5 ± 22.8
SelfMedMAE [49]UNETR67.0 ± 23.974.8 ± 24.3
UniMiSS [44]MiTnet64.0 ± 23.775.0 ± 23.0
MoCov2 [7]STU-Net-B72.9 ± 21.381.2 ± 21.6
BYOL [13]STU-Net-B74.1 ± 21.182.2 ± 21.7
SparK [37]STU-Net-B75.3 ± 21.184.5 ± 21.4
AnatoMaskSTU-Net-B75.8 ± 19.785.3 ± 19.7
AnatoMaskSTU-Net-L77.5 ± 19.085.9 ± 18.7
AnatoMaskSTU-Net-H78.1 ± 19.787.0 ± 19.8
", + "image_path": "7a709a99c9ec03d2175e8fc643acdefb964bff4910057f5caaa3bdc12f07a3fb.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 510, + 481, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 481, + 558 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 481, + 558 + ], + "type": "text", + "content": "boosts data efficiency in the subsequent finetuning phase. Our experiments on 4 public datasets demonstrate that AnatoMask consistently improves the segmentation performance of different organs and imaging modalities. Our results also show strong scalability with larger segmentation backbones." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 558, + 482, + 643 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 643 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 643 + ], + "type": "text", + "content": "However, our study still has some limitations. We only conduct SSL pretraining on CT images. Given the availability of a vast array of unlabeled MR images, we plan to expand our SSL approach to this modality. Also, our evaluation focuses on organ segmentation in this paper. However, given the encouraging transferability observed in PET lesion segmentation, our future study will explore the development of foundational models for more comprehensive tumor segmentation tasks in CT and MR images." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 200, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 144, + 480, + 167 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 144, + 480, + 167 + ], + "spans": [ + { + "bbox": [ + 132, + 144, + 480, + 167 + ], + "type": "text", + "content": "This research is supported in part by the National Institutes of Health under Award Number R01CA272991, R56EB033332 and R01EB032680." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 190, + 197, + 201 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 190, + 197, + 201 + ], + "spans": [ + { + "bbox": [ + 133, + 190, + 197, + 201 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 218, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 218, + 481, + 262 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 218, + 481, + 262 + ], + "spans": [ + { + "bbox": [ + 138, + 218, + 481, + 262 + ], + "type": "text", + "content": "1. 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Mitra $^{2}$ , and David Novotny $^{1}$", + "bbox": [ + 277, + 210, + 725, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Meta, London, United-Kingdom", + "bbox": [ + 385, + 239, + 614, + 253 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{rsabathier,dnovotny}@meta.com", + "bbox": [ + 385, + 255, + 617, + 267 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ University College London (UCL), London, United-Kingdom", + "bbox": [ + 292, + 268, + 709, + 280 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "n.mitra@ucl.ac.uk", + "bbox": [ + 434, + 282, + 566, + 294 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. We present a method to build animatable dog avatars from monocular videos. This is challenging as animals display a range of (unpredictable) non-rigid movements and have a variety of appearance details (e.g., fur, spots, tails). We develop an approach that links the video frames via a 4D solution that jointly solves for animal's pose variation, and its appearance (in a canonical pose). To this end, we significantly improve the quality of template-based shape fitting by endowing the SMAL parametric model with Continuous Surface Embeddings (CSE), which brings image-to-mesh reprojection constraints that are denser, and thus stronger, than the previously used sparse semantic keypoint correspondences. To model appearance, we propose a novel implicit duplex-mesh texture that is defined in the canonical pose, but can be deformed using SMAL pose coefficients and later rendered to enforce a photometric compatibility with the input video frames. On the challenging CoP3D and APTv2 datasets, we demonstrate superior results (both in terms of pose estimates and predicted appearance) over existing template-free (RAC) and template-based approaches (BARC, BITE). Video results and additional information accessible on the project page: https://remysabathier.github.io/animalavatar.github.io.", + "bbox": [ + 261, + 327, + 743, + 590 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 613, + 375, + 628 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Building poseable reconstructions of animals captured by consumer imaging devices is a valuable technology with numerous applications in augmented and virtual reality. Among many possible animal species, the reconstruction of canines is of particular interest primarily due to their important role in the lives of their two-legged friends.", + "bbox": [ + 212, + 643, + 787, + 718 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "While it is nowadays possible to reliably reconstruct rigid scenes captured from a moving vantage point [41], the reconstruction of non-rigid shapes is significantly less constrained and, as such, a more challenging problem. Here, many recent works focused on generic animal reconstruction from multi-view (videos) [19,52,54] or single-view 2D image supervision [49] without prior knowledge of the animal shape. While the latter demonstrated impressive progress, the challenging nature of the problem limits the applicability to scenarios with simple deformations and good multi-view test-time coverage.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/ead973918df1494a0ce951c2cfe50a16d4da2356874683e12c9538519d4b43c4.jpg", + "image_caption": [ + "Fig. 1: Animal Avatars. Given a monocular video of a dog, we propose a template-based method to reconstruct the shape $\\beta$ , motion $\\theta_t$ and texture $\\psi$ . We address the challenge of insufficient supervision for unconventional views by integrating Continuous Surface Embeddings with an articulated mesh. We introduce a novel implicit duplex-mesh texture model, jointly optimized alongside motion parameters." + ], + "image_footnote": [], + "bbox": [ + 223, + 142, + 777, + 296 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To better constrain the non-rigid 3D reconstruction, inspired by state-of-the-art methods for Human 3D reconstruction [7,27], we leverage a known category template. Specifically, we use the SMAL template introduced by Zuffi et al. [62] - a quadruped-equivalent of the seminal SMPL parametric human model [27]. The template has been used to enable single-view 3D dog reconstruction trained on an extensive collection of dog images semi-manually annotated with SMAL poses [8,39,40]. While this approach provides a clear state-of-the-art in monocular 3D dog-shape reconstruction, the inherent ambiguity of single-view reconstruction provides many challenges.", + "bbox": [ + 212, + 419, + 787, + 556 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To further increase our chances of successful reconstruction, besides leveraging the SMAL model, we turn our attention towards reconstructing casual video captures of dogs, which was first explored in [3]. Indeed, videos provide a stronger multi-view supervision which significantly simplifies the 3D shape fitting problem. However, regardless of monocular [39,40] or multi-view conditioning [3], we observed a common failure mode in existing methods when animals are viewed from non-frontal views. This issue arises because fitting relies on sparse joint-reprojection constraints that mainly cover front-facing parts, offering limited supervision for rear and side views.", + "bbox": [ + 212, + 561, + 787, + 696 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Hence, our first contribution is to replace the sparse keypoint supervision with a denser alternative. Specifically, we exploit Continuous Surface Embeddings [31] (CSE), which annotate each vertex of the CSE dog mesh with a unique descriptor. Furthermore, CSE provides a pre-trained deep image-to-CSE predictor, that labels image pixels with their corresponding CSE descriptor and transitively with the matching mesh vertex. In this work, in an one-time process, we first transform CSE descriptors to the SMAL mesh by means of a semimanual non-rigid alignment. This then enables a stronger keypoint loss providing reprojection constraints for all points on the animal's body, even in rear views.", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 449, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Secondly, we enhance fits by exploiting the inherent smoothness of animal movements over time. Previous attempts incorporated this knowledge by enforcing temporal smoothness on the deformation coefficients of the SMAL template. However, we found this approach flawed because the coefficients have to represent both the smooth animal motion and the camera motion, which is often non-smooth due to the unstable camera operator. Instead, we propose to represent the SMAL deformation as a combination of accurate Structure-from-Motion camera and optimized animal motion, allowing for proper temporal regularization. Importantly, SfM also provides intrinsic parameters of each camera (focal length), which facilitates more accurate shape fitting through loss terms that require rendering.", + "bbox": [ + 212, + 146, + 787, + 311 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Finally, we are the first to enable texturing of the SMAL mesh by leveraging it as a scaffold for a novel implicit duplex-mesh neural radiance field, which can be rendered while accounting for body deformations. Our approach involves defining implicit shape and color functions on a subset of the 3D domain bounded by enlarged and downsized versions of the mesh template. This allows for articulation of the corresponding implicit surface by posing the boundary meshes similarly to the original mesh.", + "bbox": [ + 212, + 313, + 787, + 419 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We evaluate the color and 3D shape-fitting accuracy on the CoP3D dataset [42], containing crowd-sourced \"turntable\" videos of dogs captured by smartphone cameras, achieving performance superior to template-based [39, 40] and template-free [55] baselines. We also compare our pose estimation quality on the recent APTv2 dataset [56] and report results superior compared to video-based methods dog-specific [55].", + "bbox": [ + 212, + 420, + 787, + 512 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 541, + 387, + 556 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Video reconstruction on humans. Recent works in 3D human pose reconstruction show impressive results on videos, representing detailed motions and robustness to occlusions [10,59]. Several factors support the progress in this area.", + "bbox": [ + 212, + 579, + 785, + 625 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The majority of methods rely on the parametric SMPL model introduced in [27] and refined in [33, 34, 38]. Unlike the existing animal models, it is learned from a large collection of real 3D scans of humans, which entails stronger expressiveness. The model provides parametric handles to both shape and pose variations. Additionally, human-centric models benefit from large real datasets with keypoint annotations [24, 28, 48] as well as synthetic 3D datasets [13].", + "bbox": [ + 212, + 626, + 787, + 715 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We also note the availability of off-the-shelf models for related tasks such as human key-point identification [51]. Such models can guide training of 3D reconstruction or provide soft annotation on large unlabelled datasets [11]. These factors explain why 3D animal reconstruction cannot directly benefit from breakthroughs in the human domain.", + "bbox": [ + 212, + 717, + 787, + 792 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Additionally, there are several works [6, 12, 15, 35] targeting human reconstruction with texture from monocular and multi-view sources achieving high rendering quality by leveraging off-the-shelf human pose estimation models.", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos", + "bbox": [ + 217, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Template-based animal reconstruction. Based on the success of template-based human reconstruction using SMPL, [62] introduced SMAL, a parametric model for quadruped animals. Unlike the SMPL model, which is supervised by scans of real humans, and due to the many challenges of scanning live quadruped animals, the SMAL model is only trained with scans of toy animal models.", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To add to the challenge, datasets with 3D annotations for dog reconstruction are very limited [17,50] and does not adequately represent the diversity of dog breeds and poses. The most relevant image dataset is StanfordExtra [8,18], a collection of dog images with silhouette and joint annotations. Despite being diverse, spanning different dog breeds and environments, the dataset is biased towards front-facing views. This motivates our choice of the CoP3D dataset [42], an extensive collection of pet videos with high view-point variability in each video.", + "bbox": [ + 212, + 223, + 784, + 343 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Similar to human reconstruction research, multiple works estimate shape attributes $\\beta$ and pose attributes $\\theta$ for the SMAL model from a single image, relying on 2D reprojection constraints. [3] predicts skeleton joints to find an initial solution, which is then refined to match keypoints estimated from the animal silhouette. [22] propose a coarse-to-fine strategy, where an initial solution is refined through a graph-convolutional network. BARC [39] enforces similar shape attributes for dogs of the same breed, which is predicted by a deep network. BITE [40], an extension of BARC, improve prediction plausibility with ground-contact and ground-plane losses, and improve accuracy with an iterative refinement loop. We compare ours against BARC and BITE to show how multi-view supervision and CSE embeddings significantly improve performance, especially on the challenging videos from the COP3D dataset. We note some additional template-based related works [1,2,46,57,61].", + "bbox": [ + 212, + 345, + 785, + 542 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Template-free animal reconstruction. The template-free setup enabling reconstruction of a wider range of animals has also been considered. These approaches build a 3D representation by analyzing a collection of images, or frames of a single video, or videos of the same species.", + "bbox": [ + 212, + 547, + 784, + 608 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Progress made in differentiable rendering [25,37,47] supported the analysis-by-synthesis method for animal reconstruction from a single video. Recent works [19,32,52,53] propose to minimize silhouette and photometric losses in order to jointly learn camera parameters and a textured frame-independent linear deformation 3D model.", + "bbox": [ + 212, + 609, + 784, + 684 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We are inspired by Viser [53] that recovered articulated humans from monocular videos. They learn long-range 2D point tracks using object masks and optical flow, and a video-specific embedding linking pixel appearance to surface points on a canonical deformable mesh. However, such approaches are vulnerable to (self-)occlusions, especially in significantly dynamic scenes.", + "bbox": [ + 212, + 686, + 784, + 762 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "To overcome these issues, several works train on a set of videos. BANMo [54] leverages multiple videos of the same subject to build an implicit canonical representation, posed via a differentiable neural blend skinning method. Similar to our work, they use pixel $CSE$ predictions on the different images to link it with a 3D embedding defined in the canonical space. As such, satisfactory", + "bbox": [ + 212, + 763, + 785, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/2f031dd1fa4447e74e57aded18cc75bc3b4ab165d8d445c4afd3875eb175dc5a.jpg", + "image_caption": [ + "Fig. 2: Method overview. Two stage process: First, we initialize root pose $g_{t}^{0}$ via PnP-RANSAC, utilizing CSE mesh-pixel correspondences. Then, we jointly optimize shape $\\beta$ , time-varying pose $\\theta_{t}$ and implicit texture $\\psi$ through an analysis-by-synthesis approach, leveraging mask $\\mathcal{L}^{mask}$ , dense correspondence $\\mathcal{L}^{cse}$ (optimized models in orange), and photometric $\\mathcal{L}^{photo}$ signals." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 782, + 296 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "new views are generated only when positioned relatively close to the training views. Recently, RAC [55] extended BANMo to learn a general and instance-specific model from a set of videos from the same category of deformable objects, including the dog category analyzed here. TrackeRF [42] extends PixelNeRF [58] to time-deforming shapes but it only predicts novel views without a full-scale 3D animal-body model. Note that the method additionally needs to be initialized with a basic hierarchical joint skeleton. We compare with RAC in Sec. 4 and omit comparison to TrackeRF because its source code is not available.", + "bbox": [ + 212, + 402, + 787, + 523 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Also note [14, 23] both propose innovative methods for reconstructing 3D models from 2D data, with the former developing a deformable 3D model for various species using unlabelled images, and the latter creating category-specific reconstructors through supervision from a diffusion image generator.", + "bbox": [ + 212, + 523, + 787, + 585 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 604, + 328, + 619 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our goal is to reconstruct the 3D shape and appearance of a dog captured in a monocular video, i.e., given a tuple $(I_{t})_{t = 1}^{T}$ of $T\\in \\mathbb{N}$ video frames we output a tuple $(S_{t})_{t = 1}^{T}$ of colored 3D shapes $S_{t}$ of the animal in each frame $I_{t}\\in \\mathbb{R}^{3\\times H\\times W}$ .", + "bbox": [ + 212, + 632, + 787, + 678 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In Sec. 3.1, we detail the shape representation $S$ , while Secs. 3.2 and 3.3 describe the optimization process recovering the shape $S$ given input images $I$ .", + "bbox": [ + 212, + 678, + 787, + 709 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Shape and Appearance Representation", + "text_level": 1, + "bbox": [ + 214, + 726, + 584, + 742 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our method defines the colored shape representation $S_{t}$ at time $t$ as a 3-tuple", + "bbox": [ + 214, + 748, + 777, + 763 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nS _ {t} := (\\beta , \\theta_ {t}, \\psi), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 442, + 770, + 785, + 787 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\beta$ and $\\psi$ define the intrinsic (i.e., time-invariant) deformation and the texture of the dog body respectively, and $\\theta_{t}$ is the time-dependent pose of its skeleton. In what follows, we detail these three sets of parameters.", + "bbox": [ + 212, + 794, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos", + "bbox": [ + 217, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3D shape representation $\\beta, \\theta_t$ . There is a plethora of articulated 3D shape representations ranging from universal less-constrained 3D-flow functions [9, 36] to category-specific Linear-Blend-Skinning (LBS) models attached to a fixed surface-mesh template [21, 27, 62]. Since we focus on a certain animal category (i.e., dog) with a well-defined space of plausible articulations and body deformations, we opt for the latter, i.e., a template-based shape model.", + "bbox": [ + 212, + 146, + 782, + 236 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Specifically, we represent the 3D geometry (i.e., the parameters $\\theta_t, \\beta$ in Eq. (1)) of each dog with the SMAL model [62]. The latter comprises a deformable template mesh $(\\hat{\\mathcal{V}}, \\mathcal{F})$ with vertices $\\hat{\\mathcal{V}} \\in \\mathbb{R}^{3889 \\times 3}$ and a list of triangular faces $\\mathcal{F} \\in \\mathbb{N}^{7774 \\times 3}$ . The deformation of $\\hat{\\mathcal{V}}$ is defined as a function", + "bbox": [ + 212, + 237, + 784, + 297 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nF (\\hat {\\mathcal {V}}, \\beta , \\theta_ {t}) := \\mathcal {V} \\in \\mathbb {R} ^ {3 8 8 9 \\times 3}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 406, + 308, + 784, + 327 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "conditioned on shape parameters (PCA coefficients and bone lengths) $\\beta \\in \\mathbb{R}^{d_{\\beta}}$ controlling the non-rigid deformation of the animal shape in its canonical pose, and pose parameters $\\theta_t \\coloneqq (g^0, \\theta^J)$ . The latter has two components: (i) a root transformation $g^0 \\in \\mathbb{SE}(3)$ that represents the overall rigid transformation of the dog body; and (ii) angles $\\theta^J \\in \\mathbb{R}^{d_J}$ of the animal joints that control the deformation of its limbs.", + "bbox": [ + 212, + 335, + 784, + 426 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Time-deforming SMAL. To represent the time-varying deformation of a dog, we estimate a tuple $(\\theta_t)_{t=1}^T$ comprising SMAL pose coefficients $\\theta_t$ for each of the $T$ video frames, and a single vector $\\beta$ because, typically, the intrinsic deformation is time-invariant. Since the animals often move smoothly in time, the pose $\\theta_t$ is defined as a function $\\theta^{\\mathrm{MLP}}(t)$ of a smooth temporal basis $\\gamma(\\tau(t))$ as follows:", + "bbox": [ + 212, + 431, + 784, + 508 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\theta_ {t} := \\theta^ {\\mathrm {M L P}} (\\tau (t)), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 439, + 518, + 784, + 537 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "implemented by a shallow multi-layer perceptron $\\theta^{\\mathrm{MLP}}$ accepting positional encoding $\\gamma$ [44] applied to the timestamp $\\tau(t) \\in \\mathbb{R}^{+}$ of frame $I_{t}$ .", + "bbox": [ + 212, + 547, + 782, + 578 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Continuous SMAL Embeddings. Besides the deformation parameters $(\\theta, \\beta)$ , SMAL also defines joint locations $\\hat{\\mathcal{I}} \\in \\mathbb{R}^{N_J \\times 3}$ as a sparse subset of 3D points (not necessarily localized on the surface of the parametric shape), which are linearly regressed from the vertex locations. Since the joints correspond to semantic parts of the animal body (paws, ear tips), they can improve shape-fitting accuracy via establishing correspondences between the SMAL mesh and the detections of the body parts in the images. However, while these keypoints improve performance in [39,40], where most animals are photographed from their side or frontal views, they are inadequate for our video fly-arounds containing rear views with little-to-no visible keypoints (see Fig. 3 and Sec. 4).", + "bbox": [ + 212, + 583, + 784, + 733 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Hence, instead of sparse landmarks, we exploit Continuous Surface Embeddings (CSE) [31], which attach a unique embedding vector $e_k \\in \\mathbb{R}^{d_e}$ to each vertex $X_k \\in \\hat{\\mathcal{V}}$ of the (canonical) SMAL template such that the dimensions of $e$ vary smoothly over the mesh surface. CSE also provides a deep predictor that annotates each image pixel with its corresponding mesh coordinate $e_k$ . Thus, unlike sparse keypoints, the latter densely annotates images of animals from arbitrary viewpoints, including rear views.", + "bbox": [ + 212, + 734, + 784, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "CSE template [31]", + "bbox": [ + 243, + 142, + 370, + 157 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/97ba94fe1f1c3be4e52e63d32faf257edf09b24902058929509e9d1f9f852478.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 267, + 157, + 361, + 243 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "$\\downarrow$ Meshalignment $\\downarrow$", + "bbox": [ + 243, + 247, + 380, + 260 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "SMAL template [62]", + "bbox": [ + 240, + 263, + 377, + 279 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/b4a2632c25d7aa68b7fc32fe0b3c029a7efb61faecdba16a84e6c5d31c2a86b0.jpg", + "image_caption": [ + "Fig. 3: SMAL CSE. We align the CSE mesh template (top left) with the SMAL template (top right) in order to setup the CSE coordinate frame over the surface of the SMAL mesh. In combination with a pretrained image-to-CSE predictor, this allows establishing dense correspondences between surface points of the SMAL template and the corresponding image pixels. Note that the image CSE detections (rows labelled \"CSE\") provide dense correspondence covering all parts of the dog body, which is not the case of sparse keypoints (\"Keypoints\" rows)." + ], + "image_footnote": [], + "bbox": [ + 277, + 279, + 354, + 364 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/8c84bb3d187a51b8cd1fbe92deac9d8b3fefca17e203a3b80f830e7c10f64908.jpg", + "image_caption": [ + "Keypoints CSE Keypoints CSE" + ], + "image_footnote": [], + "bbox": [ + 385, + 145, + 743, + 363 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Because the original template mesh of CSE [31] is different from the SMAL template, following [31], we transform the CSE coordinate map to SMAL using a customized variant of the Zoom-Out method [29]. The latter results in the final set of SMAL-CSE vertex coordinates $e_k$ (alignment visualized in Fig. 3).", + "bbox": [ + 212, + 497, + 784, + 559 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Dual-mesh implicit texture $\\psi$ . Besides reconstructing 3D animal shapes, we also aim to recover the texture of the animal body. We require an exact supporting 3D shape to learn an accurate texture model. However, due to the low expressivity of the SMAL deformation space, the posed mesh can only represent the surface of a dog up to a certain error. Thus, following recent advances in new-view synthesis of humans [26], we leverage the template mesh as a scaffold supporting a more accurate implicit radiance field [30], which we describe next.", + "bbox": [ + 212, + 564, + 787, + 671 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our method is inspired by duplex radiance fields [45], originally proposed for speeding up rendering of neural radiance fields [30]. Specifically, we first extrude the 2-manifold canonical surface to a 3D volume by defining an $\\epsilon$ -neighborhood $\\hat{\\mathcal{N}}^{\\epsilon} \\subset \\mathbb{R}^{3}$ as a 3D subspace bounded by an outer mesh with vertices $\\hat{\\mathcal{V}}^{\\uparrow} = (1 + \\epsilon)\\hat{\\mathcal{V}}$ , and an inner mesh $\\hat{\\mathcal{V}}^{\\downarrow} = (1 - \\epsilon)\\hat{\\mathcal{V}}$ , both sharing the same faces $\\mathcal{F}$ . In practice, we obtain the offset meshes by moving along directions of vertex normals. Similar to the template mesh itself, both $\\hat{\\mathcal{V}}^{\\uparrow}$ and $\\hat{\\mathcal{V}}^{\\downarrow}$ can be deformed with $\\theta, \\beta$ resulting in the posed neighborhood $\\mathcal{N}^{\\epsilon}$ bounded by $F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)$ and $F(\\hat{\\mathcal{V}}^{\\downarrow}, \\beta, \\theta)$ .", + "bbox": [ + 212, + 671, + 787, + 792 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Within this neighborhood, we then define an opacity function $\\psi_{\\sigma}:\\mathcal{N}^{\\epsilon}\\mapsto \\mathbb{R}^{+}$ , annotating 3D locations $\\hat{\\mathbf{x}}$ in the mid-space with presence $(\\psi_{\\sigma}(\\hat{\\mathbf{x}}) > 0)$ or absence $(\\psi_{\\sigma}(\\hat{\\mathbf{x}})\\approx 0)$ of the surface, and the radiance function $\\psi_c:\\mathcal{N}^\\epsilon \\times \\mathbb{S}^2\\mapsto [0,1]^3$", + "bbox": [ + 214, + 794, + 787, + 842 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos", + "bbox": [ + 217, + 113, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/ea4908390b968085737595c568ec686ac3cd3a74183148c25aed2cf8f6d553ad.jpg", + "image_caption": [ + "Fig. 4: Implicit duplex-mesh model. We propose a novel deformable implicit shape model. Using the radiance and opacity functions $\\psi_{c}$ and $\\psi_{\\sigma}$ defined over an $\\mathbb{R}^3$ subspace bounded by a canonical duplex mesh with vertices $\\hat{\\mathcal{V}}^{\\uparrow}$ and $\\hat{\\mathcal{V}}^{\\downarrow}$ , we render a color of the posed duplex mesh via EA ray marching over a canonical ray $\\hat{\\mathbf{r}}_{\\mathbf{u}}$ . The latter is obtained by transforming into the canonical space the intersections of the view-space ray $\\mathbf{r}_{\\mathbf{u}}$ with the posed duplex mesh $F(\\hat{\\mathcal{V}}^{\\uparrow},\\beta ,\\theta),F(\\hat{\\mathcal{V}}^{\\downarrow},\\beta ,\\theta)$ ." + ], + "image_footnote": [], + "bbox": [ + 245, + 143, + 759, + 276 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "which colors the space depending on the direction $\\mathbf{r} \\in \\mathbb{S}^2$ from which the input point $\\hat{\\mathbf{x}}$ is observed. The coloring and opacity functions are implemented as in [5], i.e., using a shallow MLP decoding a learnable triplane feature grid. Please refer to the supplementary material for details.", + "bbox": [ + 212, + 395, + 787, + 457 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Dual-mesh rendering. Having defined the animal shape $(\\mathcal{V},\\mathcal{F})$ and the implicit texture $\\psi$ , we image the latter from an arbitrary camera viewpoint $P$ using a differentiable rendering function $\\mathcal{R}$ :", + "bbox": [ + 212, + 460, + 789, + 506 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {R} (P, \\mathcal {V}, \\mathcal {F}, \\psi) := \\bar {I}, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 429, + 513, + 785, + 532 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "which outputs the render $\\bar{I} \\in [0,1]^{3 \\times H \\times W}$ as observed from the camera with projection matrix $P \\subset \\mathbb{R}^{3 \\times 4}$ .", + "bbox": [ + 212, + 539, + 787, + 570 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To obtain $\\bar{I}$ , we iterate over all its pixels $\\mathbf{u} \\in [1..H] \\times [1..W]$ and march with Emission-Absorption (EA) over the canonical ray $\\hat{\\mathbf{r}}_{\\mathbf{u}}$ defined as the camera-space ray $\\mathbf{r}_{\\mathbf{u}} = P^{-1}\\mathbf{u}$ in the rest-pose coordinates. Specifically, $\\mathbf{r}_{\\mathbf{u}}$ is first intersected with the posed outer boundary mesh $F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)$ , and then the intersection's barycentric coordinates are applied to the corresponding canonical mesh $\\hat{\\mathcal{V}}^{\\uparrow}$ yielding a 3D point $\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow} \\in \\hat{\\mathcal{N}}^{\\epsilon}$ in the canonical neighborhood $\\hat{\\mathcal{N}}^{\\epsilon}$ . Repeating the same for the inner mesh $F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)$ yields a second 3D point $\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow} \\in \\hat{\\mathcal{N}}^{\\epsilon}$ . The two points $\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow}$ and $\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow}$ then define the canonical ray $\\hat{\\mathbf{r}}_{\\mathbf{u}}$ , over which we march with EA, accumulating the outputs of the radiance functions $\\psi_c$ and $\\psi_\\sigma$ in the process, to render the final color of pixel $\\mathbf{u}$ (details in the supplementary).", + "bbox": [ + 212, + 570, + 787, + 720 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Note that our EA rendering differs from the duplex radiance fields [45], which instead leverage an MLP to directly map positional encodings of the two intersection points $\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow}$ , $\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow}$ to a surface color.", + "bbox": [ + 212, + 720, + 787, + 767 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.2 Pose Initialization", + "text_level": 1, + "bbox": [ + 214, + 787, + 413, + 801 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Fitting a non-rigid shape to a monocular video is a challenging task and, as such, a trivial random initialization of the shape parameters (the weights of", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "MLPs $\\psi, \\chi)$ inevitably leads to a failure. We thus employ two fitting stages, where the first initializes parameters to ensure convergence of the second stage.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Root pose estimation. We observed that a suitable initialization of the root pose $g^0$ , while initializing the rest of the parameters (limb angles $\\theta^J$ , intrinsic deformation $\\beta$ , implicit MLP $\\psi$ ) randomly, is sufficient to avoid the most common local minima, such as flipping of the dog body along its symmetry axes.", + "bbox": [ + 212, + 181, + 784, + 241 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The goal of the initial fitting stage is thus to recover the root rigid transformations $g_{t}^{0}$ for $t\\in [1,T]$ so that the perspective projection of the unposed canonical template $\\hat{\\mathcal{V}}$ into each camera $P_{t}$ matches the depicted dog in frame $t$ .", + "bbox": [ + 212, + 242, + 784, + 287 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "PnP with CSE. To this end, we leverage the CSE coordinate map of the SMAL mesh (Sec. 3.1). First, for each image $I_{t}$ , a pre-trained CSE convolutional network annotates pixels $\\mathbf{u}_t\\in [1..H]\\times [1..W]$ with their CSE embedding $e(\\mathbf{u}_t)$ . Then, we establish correspondences between each pixel $\\mathbf{u}_t$ and the vertices $\\hat{X}_{\\mathrm{NN}^{\\epsilon}(\\mathbf{u}_t)}\\in \\hat{\\mathcal{V}}$ on the template mesh $\\hat{\\mathcal{V}}$ by recovering the nearest neighbors $\\mathrm{NN}^e (\\mathbf{u}_t)\\coloneqq \\arg \\min_{1\\leq k\\leq |\\mathcal{V}|}\\| e(\\mathbf{u}_t) - e_k\\|$ in the CSE embedding space. Given the set $\\{(\\mathbf{u}_t,\\hat{X}_{\\mathrm{NN}^{\\epsilon}(\\mathbf{u}_t)})\\}$ of pixel-to-vertex correspondences, PnP-RANSAC [20] estimates the best camera $P_{t}^{\\mathrm{PnP}}$ aligning the projections of the vertex points with their corresponding pixels.", + "bbox": [ + 212, + 292, + 785, + 431 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In order to increase robustness to occasional failures of PnP caused by inaccurate CSE predictions, we employ a collective pose refinement that finds a single global rigid transformation $g^{\\mathrm{PnP}} \\in \\mathbb{S}\\mathbb{E}(3)$ aligning the sequence of PnP-estimated cameras $(P_t^{\\mathrm{PnP}})_{t=1}^T$ with the scene SfM cameras $(P_t^{\\mathrm{SfM}})_{t=1}^T$ (the SfM cameras are detailed in the next section). The latter then initializes the root-rigid transformation of each frame, i.e., $\\forall t : g_t^0 = g^{\\mathrm{PnP}}$ .", + "bbox": [ + 212, + 433, + 785, + 525 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.3 Shape Fitting", + "text_level": 1, + "bbox": [ + 214, + 547, + 375, + 561 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We now detail the second fine-fitting stage, which optimizes all shape parameters $(\\beta, \\theta_t, \\psi)$ given the initial poses $g^0$ .", + "bbox": [ + 214, + 571, + 784, + 603 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Factoring the rigid pose. Even with near-perfect initialization of the root rigid pose, it is challenging to converge to a good solution when, as done in previous works [39,40], the rigid component $g_{t} = g_{t}^{0} \\in \\mathbb{S}\\mathbb{E}(3)$ of the rendering camera $P_{t}$ is solely represented with the root transformation $g_{t}^{0}$ . Such optimization is challenging because $g_{t}^{0}$ has to represent the animal pose and also compensate for complex camera motions such as the jitter caused by unstable handling.", + "bbox": [ + 212, + 608, + 784, + 698 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Instead, we factor the extrinsics $g_{t} = g_{t}^{\\mathrm{cam}} \\cdot g_{t}^{0}$ of each rendering camera $P_{t}$ as a composition of the camera motion $g_{t}^{\\mathrm{cam}} \\in \\mathbb{S}\\mathbb{E}(3)$ w.r.t. the rigid scene background and the motion $g_{t}^{0} \\in \\mathbb{S}\\mathbb{E}(3)$ of the dog w.r.t. the background. Here, $g_{t}^{\\mathrm{cam}} := g_{t}^{\\mathrm{SfM}}$ is fixed to the SfM camera $g_{t}^{\\mathrm{SfM}}$ estimated by COLMAP [41] which we empirically found to be very accurate. Offloading the camera estimate to SfM, we are then left with the simpler task of regressing the temporally-smooth rigid animal motion $g_{t}^{0}$ .", + "bbox": [ + 212, + 699, + 785, + 806 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "CSE-guided fine shape fitting. The second fine fitting stage outputs all parameters $(\\beta, \\theta_t, \\psi)$ by optimizing the shape predictor $\\theta^{\\mathrm{MLP}}$ and the implicit shape", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos", + "bbox": [ + 217, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "$\\psi$ using the following loss function:", + "bbox": [ + 215, + 146, + 470, + 161 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\sum_ {t = 1} ^ {T} \\left(\\mathcal {L} _ {t} ^ {\\mathrm {c s e}} + \\mathcal {L} _ {t} ^ {\\mathrm {k p}} + \\mathcal {L} _ {t} ^ {\\mathrm {p h o t o}} + \\mathcal {L} _ {t} ^ {\\mathrm {m a s k}} + \\mathcal {L} _ {t} ^ {\\mathrm {r e g}}\\right). \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 356, + 172, + 785, + 213 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The latter calculates frame-specific losses $\\mathcal{L}_t$ and sums them over all $T$ training images. The next paragraphs detail each loss term.", + "bbox": [ + 214, + 223, + 785, + 253 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(i) CSE-keypoint loss. Besides leveraging CSE for the pose initialization, we also guide the fitting process with the following CSE keypoint loss:", + "bbox": [ + 214, + 258, + 785, + 289 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {t} ^ {\\mathrm {c s e}} = \\sum_ {\\mathbf {u} _ {t} \\in M _ {t}} \\| \\mathbf {u} _ {t} - P _ {t} F (\\mathcal {V}, \\beta , \\theta_ {t}) _ {\\mathrm {N N} ^ {e} \\left(\\mathbf {u} _ {t}\\right)} \\|, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 356, + 300, + 785, + 332 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "integrating the reprojection distances between each foreground pixel $\\mathbf{u}_t \\in M_t$ and the corresponding 2D projections $P_t F(\\mathcal{V}, \\beta, \\theta_t)_{\\mathrm{NN}^e(\\mathbf{u}_t)}$ of $\\mathbf{u}_t$ 's CSE correspondence $\\mathrm{NN}^e(\\mathbf{u}_t)$ on the mesh $F(\\mathcal{V}, \\theta_t, \\beta)_{\\mathrm{NN}^e(\\mathbf{u}_t)}$ . The mesh is deformed with parameters $\\theta_t = \\theta^{\\mathrm{MLP}}(\\tau(t))$ given by the pose predictor $\\theta^{\\mathrm{MLP}}$ for time-stamp $\\tau(t)$ of the frame $t$ . Here, $M_t \\in \\{0,1\\}^{H \\times W}$ corresponds to the foreground segmentation extracted with a pre-trained segmenter [4].", + "bbox": [ + 214, + 342, + 785, + 434 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(ii) Sparse-keypoint loss. We complement the main CSE-keypoint training signal with the standard sparse-keypoint loss $\\mathcal{L}_t^{\\mathrm{kp}} = \\sum_{k=1}^{N_J} \\| h(I_t)_k - P_tJ_k \\|$ , minimizing the distance between the projection $P_tJ_k$ and the detection $h(I_t)_k$ of the $j$ -th SMAL joint $J_k = F(\\hat{\\mathcal{I}}, \\beta, \\theta_t)_k$ in the articulation of the image $I_t$ . Here $h(I_t) \\in \\mathbb{R}^{N_J \\times 2}$ denotes the 2D keypoint detections from BARC's sparse dog keypoint detector [39]. We discovered that sparse keypoints improve fitting on thin body structures, such as paws, where the CSE detections are less accurate.", + "bbox": [ + 214, + 439, + 787, + 547 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(iii) Photometric loss. To train the appearance predictor, and to provide an additional supervision for fine 3D fitting, we minimize the photometric loss:", + "bbox": [ + 215, + 551, + 785, + 582 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {t} ^ {\\mathrm {p h o t o}} = \\operatorname {L P I P S} \\left(M _ {t} \\odot I _ {t}, \\mathcal {R} \\left(P _ {t}, F \\left(\\mathcal {V}, \\theta_ {t}, \\beta\\right), \\mathcal {F}, \\psi^ {\\mathrm {M L P}}\\right)\\right), \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 308, + 592, + 785, + 611 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "comprising the Learned Perceptual Image Patch Similarity [60] (LPIPS) between the masked ground-truth image $M_{t} \\odot I_{t}$ and the RGB render of the posed mesh $F(\\mathcal{V},\\theta_t,\\beta)$ colored by the implicit duplex-mesh MLP $\\psi^{\\mathrm{MLP}}$ .", + "bbox": [ + 214, + 619, + 785, + 666 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(iv) Chamfer mask loss. Similar to [3, 39, 40], we minimize a silhouette loss $\\mathcal{L}_t^{\\mathrm{mask}}$ :", + "bbox": [ + 214, + 671, + 785, + 702 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {t} ^ {\\text {m a s k}} = d _ {\\text {C h a m f e r}} \\left(\\left\\{\\mathbf {u} _ {t} \\mid \\mathbf {u} _ {t} \\in M _ {t} \\right\\}, \\left\\{P _ {t} X _ {k} \\mid X _ {k} \\in F (\\mathcal {V}, \\theta_ {t}, \\beta) \\right\\}\\right), \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 714, + 785, + 729 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "evaluating Chamfer distance between the set of occupied 2D pixels $\\mathbf{u}_t \\in M_t$ of the g. t. mask $M_t$ , and the 2D projections of the posed-mesh vertices $F(\\mathcal{V}, \\theta_t, \\beta)$ .", + "bbox": [ + 214, + 741, + 787, + 772 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "(v) Shape regularizers. To avoid implausible mesh articulations, we also employ shape regularization loss $\\mathcal{L}_t^{\\mathrm{reg}} = \\mathcal{L}_t^{\\mathrm{arap}} + \\mathcal{L}_t^{\\mathrm{edge}}$ , comprising the As-Rigid-As-Possible (ARAP) regularizer $\\mathcal{L}_t^{\\mathrm{arap}}$ [43], and the edge-length penalty $\\mathcal{L}_t^{\\mathrm{edge}}$ [16] enforcing local rigidity of the posed template. See supplementary for details.", + "bbox": [ + 214, + 776, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/655532a1f3dd8a47db713b9370d3576a0c1f433cf24cc1aca5bc5da577fbe8f7.jpg", + "image_caption": [ + "Fig. 5: Qualitative comparison. We note that, unlike template-based approaches, the reconstructed meshes from RAC are very far from the actual shape of a dog. To evaluate temporal consistency, please refer to the result videos." + ], + "image_footnote": [], + "bbox": [ + 215, + 141, + 787, + 785 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos", + "bbox": [ + 218, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/34db251058161288d9eb7f00d5326dce3c806d9fd34e20bb1fa605e3c2f72a5a.jpg", + "table_caption": [ + "Table 1: Average results on 50 sequences from COP3D and 39 sequences from APTv2. Quality of pose estimates is measured by IoU, IoUw5, errtrack; appearance quality is measured by PSNR, PSNRw5, LPIPS. Note that BARC and BITE only estimate pose and hence we cannot evaluate appearance quality, indicated by $\\times$ ." + ], + "table_footnote": [], + "table_body": "
DatasetCoP3D [42]APTv2 [56]
IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓errtrack ↓
BARC [39]0.750.47×××0.047
BITE [40]0.810.59×××0.047
RAC [55]0.760.5221.8617.510.1640.093
Ours0.840.7922.1219.400.0410.035
", + "bbox": [ + 272, + 212, + 725, + 320 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 343, + 375, + 361 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Datasets. We evaluate all models on COP3D [42], an open-source dataset containing fly-around videos of pets annotated with cameras and segmentation masks. We select a subset of 50 dog videos with a variety of poses, movements and textures. Each test video contains 200 frames, which we split to the training and test sets by considering contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test (we evaluate the impact of this protocol in Tab. 3). We evaluate all models at $256 \\times 256$ resolution.", + "bbox": [ + 212, + 390, + 785, + 494 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We also propose a tracking evaluation using APTv2 [56], a comprehensive dataset that includes videos featuring 30 distinct animal species in motion. Each video frame is annotated with 17 keypoints, which we use as ground-truth for quantitative evaluation. All videos in the dataset have a consistent length of 15 frames. We restrict to a subset of 39 sequences, where the video contains a single-instance of a dog.", + "bbox": [ + 212, + 500, + 785, + 589 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Metrics. On COP3D [42], we report three evaluation metrics assessing the quality of the predicted shape and texture: (i) IoU reports the average over the intersection-over-union between the silhouette render of the posed shape $S_{t}$ and the ground truth mask $M_{t}$ computed for each frame $t$ ; (ii) PSNR computes the average peak-signal-to-noise ratio between the renders $\\bar{I}_{t}$ of the fitted shape at time $t$ , and the ground truth image $I_{t}$ ; and (iii) LPIPS [60] is a perceptual metric that measures the average visual similarity between the rendered images $\\bar{I}_{t}$ of the fitted shape at time $t$ , and the ground truth images $I_{t}$ . This metric is particularly useful as it takes into account human visual perception and the structural information of the images, providing a more accurate measure of visual similarity compared to PSNR. Additionally, we report worst 5% variant PSNRw5, IoUw5. On APTv2 [56], we evaluate errtrack measuring the tracking error of the annotated keypoints via the following protocol: (i) On the first frame, we pair each ground-truth keypoint $kp_{i}^{0}$ with a vertex $v_{i} \\in \\mathbb{R}^{3}$ on the mesh via the predicted pose. (ii) On the remaining frames, we compute L2 distance between ground-truth keypoints and the projection of paired vertices.", + "bbox": [ + 212, + 598, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/43b067d014e1075b9cb4c788d7f7252ea9462e3685825bbf859f013170785db4.jpg", + "image_caption": [ + "Fig. 6: Texture transfer. Models optimized on a scene can be re-animated via the template articulations. We demonstrate shape and motion projection from one optimized scene to other textures." + ], + "image_footnote": [], + "bbox": [ + 246, + 143, + 759, + 263 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Baselines. First, we compare to template-based reconstructors BARC [39] and BITE [40] which, similar to us, predict parameters of the SMAL model, but take as input only a single image (frame). Here, BITE extends BARC with a test-time iterative refinement. Secondly we compare to RAC [55], which is a template-free reconstructor with deformable shape and texture priors learned by observing various animals in videos. For fair comparison, we execute their shape/texture training pipeline on the original training set extended with our CoP3D videos. The quality of our textures can only be directly compared to RAC's model, which also includes texture, but we cannot compare them to BITE or BARC because they only output 3D shapes.", + "bbox": [ + 212, + 330, + 787, + 482 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Results. Table 1 contains the results of our experiments on COP3D and APTv2. On COP3D, our method outperforms BARC,BITE and RAC in the quality of the predicted texture (LPIPS). In terms of IoU, we outperform BARC and RAC, and achieve similar performance to BITE. However, since our method is temporally-consistent, we significantly outperform BITE on worst $5\\%$ IoU. On APTv2 [56], our method outperforms BARC, BITE and RAC on the tracking evaluation. We note that RAC achieves significantly worst than all the other methods. We argue that this is caused by the poor quality of the rendered shape. We provide qualitative comparison in Fig. 5 and videos for visual evaluation.", + "bbox": [ + 212, + 488, + 787, + 625 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation study. To validate our design choices, we ablate individual components of our model and record the incurred changes in performance. (i) Loss ablation. In Tab. 2, we remove each loss term of Equation 5 and report the resulting PSNR/LPIPS/IoU. The results indicate a performance drop when any loss is removed, which confirms the merit of each loss. (ii) Motion factorization. We also demonstrate the benefits of our factorization of measured rigid motion", + "bbox": [ + 214, + 631, + 787, + 723 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/656e602c3473a6534ae2fd9ab85400565d2d3303390175e715c3b397daf855f9.jpg", + "table_caption": [ + "Table 2: Ablation on CoP3D reporting performance with various loss terms removed and without camera motion factorization ( $g_{t}^{\\mathrm{cam}} = g_{t}^{0}$ )." + ], + "table_footnote": [], + "table_body": "
w/oLchamferLcseLkeypointLcolorLarapLedgegtcam=gt0Ours
IoU ↑0.700.810.800.810.810.830.720.84
PSNR ↑20.6520.8921.5421.6221.6121.8819.1222.40
LPIPS ↓0.0600.0510.0480.0470.0470.0450.0670.038
", + "bbox": [ + 267, + 782, + 723, + 856 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos", + "bbox": [ + 217, + 113, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "to the motion of the camera and the motion of the shape (Sec. 3.3). Specifically, we design an experiment where the rigid motion $g_{t}$ of each rendering camera $P_{t}$ is represented with the root rigid component $g_{t}^{0}$ of the SMAL deformation coefficients $\\theta_{t}$ , i.e., $\\forall t \\in [1..T] g_{t}^{\\mathrm{cam}} = g_{t}^{0}$ , ignoring the SfM estimate $g_{t}^{\\mathrm{SfM}}$ . Results in Tab. 2 indicate that this leads to a significant decrease in performance across all metrics justifying our rigid motion factorization.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Varying frame-split difficulty. For COP3D evaluations [42], we follow the original train/test split protocol (contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test). Removing excessive visible frames would render the problem unsolvable (e.g. it is impossible to guess the exact motion of a dog's legs given two boundary frames that are too far apart). Regardless, in Tab. 3 we evaluate the impact of reducing the supervision with two additional splits. Our method outperforms RAC on all splits, thus showing stronger robustness to weaker supervision.", + "bbox": [ + 212, + 241, + 787, + 363 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/c3fd7714ad9a4b15059688e586165a3cad469e4b002ce3c389f5963cfccf1026.jpg", + "table_caption": [ + "Table 3: Evaluation with a varying train/test frame split on COP3D. Note that our method consistently beats RAC across a range of train/test splits." + ], + "table_footnote": [], + "table_body": "
Split Train/Test|IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓
15/5RAC [55]0.760.5221.8617.510.164
Ours0.840.7922.1219.400.041
15/10RAC [55]0.710.421.5416.460.175
Ours0.820.6922.0718.540.048
15/15RAC [55]0.660.3720.6715.380.196
Ours0.810.6321.6217.810.056
", + "bbox": [ + 290, + 410, + 710, + 511 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Discussion and Conclusions", + "text_level": 1, + "bbox": [ + 214, + 549, + 517, + 565 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations. Our method, based on the CSE-SMAL template, is currently limited to reconstructing quadrupeds. Qualitative evaluations using COP3D show that thin body structures, particularly ears, are inaccurately reconstructed due to limitations in CSE predictions. Additionally, the expressiveness of the SMAL template restricts our reconstruction capabilities. For texture reconstruction, we rely solely on the input signal and do not inpaint unobserved areas, resulting in partial texturing from short videos where the animal is not fully visible.", + "bbox": [ + 212, + 577, + 787, + 683 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Conclusion. In this paper, we proposed a novel method for generating textured animatable 3D mesh models from a casually captured monocular video of a dog. Our method augments the animatable SMAL mesh template with Continuous Surface Embeddings to setup a surface coordinate system which, in combination with a pretrained image-to-CSE predictor, allows to estimate accurate image-to-mesh correspondences that eventually lead to significantly more accurate fits. The better shape fitting then enables us to optimize an implicit opacity-color texture supported by a scaffold defined by the mesh in its rest pose. Our experiments reveal performance superior to existing template-free and template-based approaches on the challenging CoP3D dataset.", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. An, L., Ren, J., Yu, T., Hai, T., Jia, Y., Liu, Y.: Three-dimensional surface motion capture of multiple freely moving pigs using MAMMAL. Nature Communications (2023)", + "2. 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(2016)" + ], + "bbox": [ + 215, + 146, + 784, + 328 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Sabathier, Mitra, Novotny", + "bbox": [ + 271, + 114, + 447, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/f78766cd-95b1-4229-b36f-c45da2f5c517_model.json b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/f78766cd-95b1-4229-b36f-c45da2f5c517_model.json new file mode 100644 index 0000000000000000000000000000000000000000..40879098b80bfff114b3f288f9837fe89414b1f2 --- /dev/null +++ b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/f78766cd-95b1-4229-b36f-c45da2f5c517_model.json @@ -0,0 +1,2447 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.229, + 0.141, + 0.776, + 0.185 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "text", + "bbox": [ + 0.279, + 0.212, + 0.726, + 0.228 + ], + "angle": 0, + "content": "Remy Sabathier\\(^{1,2}\\), Niloy J. Mitra\\(^{2}\\), and David Novotny\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.386, + 0.24, + 0.616, + 0.254 + ], + "angle": 0, + "content": "1 Meta, London, United-Kingdom" + }, + { + "type": "text", + "bbox": [ + 0.386, + 0.256, + 0.619, + 0.268 + ], + "angle": 0, + "content": "{rsabathier,dnovotny}@meta.com" + }, + { + "type": "text", + "bbox": [ + 0.293, + 0.269, + 0.71, + 0.281 + ], + "angle": 0, + "content": "\\(^{2}\\) University College London (UCL), London, United-Kingdom" + }, + { + "type": "text", + "bbox": [ + 0.435, + 0.284, + 0.568, + 0.295 + ], + "angle": 0, + "content": "n.mitra@ucl.ac.uk" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.328, + 0.744, + 0.592 + ], + "angle": 0, + "content": "Abstract. We present a method to build animatable dog avatars from monocular videos. This is challenging as animals display a range of (unpredictable) non-rigid movements and have a variety of appearance details (e.g., fur, spots, tails). We develop an approach that links the video frames via a 4D solution that jointly solves for animal's pose variation, and its appearance (in a canonical pose). To this end, we significantly improve the quality of template-based shape fitting by endowing the SMAL parametric model with Continuous Surface Embeddings (CSE), which brings image-to-mesh reprojection constraints that are denser, and thus stronger, than the previously used sparse semantic keypoint correspondences. To model appearance, we propose a novel implicit duplex-mesh texture that is defined in the canonical pose, but can be deformed using SMAL pose coefficients and later rendered to enforce a photometric compatibility with the input video frames. On the challenging CoP3D and APTv2 datasets, we demonstrate superior results (both in terms of pose estimates and predicted appearance) over existing template-free (RAC) and template-based approaches (BARC, BITE). Video results and additional information accessible on the project page: https://remysabathier.github.io/animalavatar.github.io." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.614, + 0.377, + 0.63 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Building poseable reconstructions of animals captured by consumer imaging devices is a valuable technology with numerous applications in augmented and virtual reality. Among many possible animal species, the reconstruction of canines is of particular interest primarily due to their important role in the lives of their two-legged friends." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "While it is nowadays possible to reliably reconstruct rigid scenes captured from a moving vantage point [41], the reconstruction of non-rigid shapes is significantly less constrained and, as such, a more challenging problem. Here, many recent works focused on generic animal reconstruction from multi-view (videos) [19,52,54] or single-view 2D image supervision [49] without prior knowledge of the animal shape. While the latter demonstrated impressive progress, the challenging nature of the problem limits the applicability to scenarios with simple deformations and good multi-view test-time coverage." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.45, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.143, + 0.779, + 0.297 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.307, + 0.788, + 0.378 + ], + "angle": 0, + "content": "Fig. 1: Animal Avatars. Given a monocular video of a dog, we propose a template-based method to reconstruct the shape \\(\\beta\\), motion \\(\\theta_t\\) and texture \\(\\psi\\). We address the challenge of insufficient supervision for unconventional views by integrating Continuous Surface Embeddings with an articulated mesh. We introduce a novel implicit duplex-mesh texture model, jointly optimized alongside motion parameters." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.42, + 0.788, + 0.557 + ], + "angle": 0, + "content": "To better constrain the non-rigid 3D reconstruction, inspired by state-of-the-art methods for Human 3D reconstruction [7,27], we leverage a known category template. Specifically, we use the SMAL template introduced by Zuffi et al. [62] - a quadruped-equivalent of the seminal SMPL parametric human model [27]. The template has been used to enable single-view 3D dog reconstruction trained on an extensive collection of dog images semi-manually annotated with SMAL poses [8,39,40]. While this approach provides a clear state-of-the-art in monocular 3D dog-shape reconstruction, the inherent ambiguity of single-view reconstruction provides many challenges." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.788, + 0.698 + ], + "angle": 0, + "content": "To further increase our chances of successful reconstruction, besides leveraging the SMAL model, we turn our attention towards reconstructing casual video captures of dogs, which was first explored in [3]. Indeed, videos provide a stronger multi-view supervision which significantly simplifies the 3D shape fitting problem. However, regardless of monocular [39,40] or multi-view conditioning [3], we observed a common failure mode in existing methods when animals are viewed from non-frontal views. This issue arises because fitting relies on sparse joint-reprojection constraints that mainly cover front-facing parts, offering limited supervision for rear and side views." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Hence, our first contribution is to replace the sparse keypoint supervision with a denser alternative. Specifically, we exploit Continuous Surface Embeddings [31] (CSE), which annotate each vertex of the CSE dog mesh with a unique descriptor. Furthermore, CSE provides a pre-trained deep image-to-CSE predictor, that labels image pixels with their corresponding CSE descriptor and transitively with the matching mesh vertex. In this work, in an one-time process, we first transform CSE descriptors to the SMAL mesh by means of a semimanual non-rigid alignment. This then enables a stronger keypoint loss providing reprojection constraints for all points on the animal's body, even in rear views." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.218, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.313 + ], + "angle": 0, + "content": "Secondly, we enhance fits by exploiting the inherent smoothness of animal movements over time. Previous attempts incorporated this knowledge by enforcing temporal smoothness on the deformation coefficients of the SMAL template. However, we found this approach flawed because the coefficients have to represent both the smooth animal motion and the camera motion, which is often non-smooth due to the unstable camera operator. Instead, we propose to represent the SMAL deformation as a combination of accurate Structure-from-Motion camera and optimized animal motion, allowing for proper temporal regularization. Importantly, SfM also provides intrinsic parameters of each camera (focal length), which facilitates more accurate shape fitting through loss terms that require rendering." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.788, + 0.42 + ], + "angle": 0, + "content": "Finally, we are the first to enable texturing of the SMAL mesh by leveraging it as a scaffold for a novel implicit duplex-mesh neural radiance field, which can be rendered while accounting for body deformations. Our approach involves defining implicit shape and color functions on a subset of the 3D domain bounded by enlarged and downsized versions of the mesh template. This allows for articulation of the corresponding implicit surface by posing the boundary meshes similarly to the original mesh." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.421, + 0.788, + 0.513 + ], + "angle": 0, + "content": "We evaluate the color and 3D shape-fitting accuracy on the CoP3D dataset [42], containing crowd-sourced \"turntable\" videos of dogs captured by smartphone cameras, achieving performance superior to template-based [39, 40] and template-free [55] baselines. We also compare our pose estimation quality on the recent APTv2 dataset [56] and report results superior compared to video-based methods dog-specific [55]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.542, + 0.388, + 0.558 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.58, + 0.787, + 0.625 + ], + "angle": 0, + "content": "Video reconstruction on humans. Recent works in 3D human pose reconstruction show impressive results on videos, representing detailed motions and robustness to occlusions [10,59]. Several factors support the progress in this area." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.788, + 0.717 + ], + "angle": 0, + "content": "The majority of methods rely on the parametric SMPL model introduced in [27] and refined in [33, 34, 38]. Unlike the existing animal models, it is learned from a large collection of real 3D scans of humans, which entails stronger expressiveness. The model provides parametric handles to both shape and pose variations. Additionally, human-centric models benefit from large real datasets with keypoint annotations [24, 28, 48] as well as synthetic 3D datasets [13]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.718, + 0.788, + 0.793 + ], + "angle": 0, + "content": "We also note the availability of off-the-shelf models for related tasks such as human key-point identification [51]. Such models can guide training of 3D reconstruction or provide soft annotation on large unlabelled datasets [11]. These factors explain why 3D animal reconstruction cannot directly benefit from breakthroughs in the human domain." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Additionally, there are several works [6, 12, 15, 35] targeting human reconstruction with texture from monocular and multi-view sources achieving high rendering quality by leveraging off-the-shelf human pose estimation models." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.449, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "Template-based animal reconstruction. Based on the success of template-based human reconstruction using SMPL, [62] introduced SMAL, a parametric model for quadruped animals. Unlike the SMPL model, which is supervised by scans of real humans, and due to the many challenges of scanning live quadruped animals, the SMAL model is only trained with scans of toy animal models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.224, + 0.785, + 0.344 + ], + "angle": 0, + "content": "To add to the challenge, datasets with 3D annotations for dog reconstruction are very limited [17,50] and does not adequately represent the diversity of dog breeds and poses. The most relevant image dataset is StanfordExtra [8,18], a collection of dog images with silhouette and joint annotations. Despite being diverse, spanning different dog breeds and environments, the dataset is biased towards front-facing views. This motivates our choice of the CoP3D dataset [42], an extensive collection of pet videos with high view-point variability in each video." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.347, + 0.787, + 0.543 + ], + "angle": 0, + "content": "Similar to human reconstruction research, multiple works estimate shape attributes \\(\\beta\\) and pose attributes \\(\\theta\\) for the SMAL model from a single image, relying on 2D reprojection constraints. [3] predicts skeleton joints to find an initial solution, which is then refined to match keypoints estimated from the animal silhouette. [22] propose a coarse-to-fine strategy, where an initial solution is refined through a graph-convolutional network. BARC [39] enforces similar shape attributes for dogs of the same breed, which is predicted by a deep network. BITE [40], an extension of BARC, improve prediction plausibility with ground-contact and ground-plane losses, and improve accuracy with an iterative refinement loop. We compare ours against BARC and BITE to show how multi-view supervision and CSE embeddings significantly improve performance, especially on the challenging videos from the COP3D dataset. We note some additional template-based related works [1,2,46,57,61]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.549, + 0.785, + 0.609 + ], + "angle": 0, + "content": "Template-free animal reconstruction. The template-free setup enabling reconstruction of a wider range of animals has also been considered. These approaches build a 3D representation by analyzing a collection of images, or frames of a single video, or videos of the same species." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.611, + 0.785, + 0.685 + ], + "angle": 0, + "content": "Progress made in differentiable rendering [25,37,47] supported the analysis-by-synthesis method for animal reconstruction from a single video. Recent works [19,32,52,53] propose to minimize silhouette and photometric losses in order to jointly learn camera parameters and a textured frame-independent linear deformation 3D model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.688, + 0.785, + 0.763 + ], + "angle": 0, + "content": "We are inspired by Viser [53] that recovered articulated humans from monocular videos. They learn long-range 2D point tracks using object masks and optical flow, and a video-specific embedding linking pixel appearance to surface points on a canonical deformable mesh. However, such approaches are vulnerable to (self-)occlusions, especially in significantly dynamic scenes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.84 + ], + "angle": 0, + "content": "To overcome these issues, several works train on a set of videos. BANMo [54] leverages multiple videos of the same subject to build an implicit canonical representation, posed via a differentiable neural blend skinning method. Similar to our work, they use pixel \\(CSE\\) predictions on the different images to link it with a 3D embedding defined in the canonical space. As such, satisfactory" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.218, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.784, + 0.297 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.307, + 0.788, + 0.378 + ], + "angle": 0, + "content": "Fig. 2: Method overview. Two stage process: First, we initialize root pose \\( g_{t}^{0} \\) via PnP-RANSAC, utilizing CSE mesh-pixel correspondences. Then, we jointly optimize shape \\( \\beta \\), time-varying pose \\( \\theta_{t} \\) and implicit texture \\( \\psi \\) through an analysis-by-synthesis approach, leveraging mask \\( \\mathcal{L}^{mask} \\), dense correspondence \\( \\mathcal{L}^{cse} \\) (optimized models in orange), and photometric \\( \\mathcal{L}^{photo} \\) signals." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.404, + 0.788, + 0.524 + ], + "angle": 0, + "content": "new views are generated only when positioned relatively close to the training views. Recently, RAC [55] extended BANMo to learn a general and instance-specific model from a set of videos from the same category of deformable objects, including the dog category analyzed here. TrackeRF [42] extends PixelNeRF [58] to time-deforming shapes but it only predicts novel views without a full-scale 3D animal-body model. Note that the method additionally needs to be initialized with a basic hierarchical joint skeleton. We compare with RAC in Sec. 4 and omit comparison to TrackeRF because its source code is not available." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.525, + 0.788, + 0.587 + ], + "angle": 0, + "content": "Also note [14, 23] both propose innovative methods for reconstructing 3D models from 2D data, with the former developing a deformable 3D model for various species using unlabelled images, and the latter creating category-specific reconstructors through supervision from a diffusion image generator." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.605, + 0.33, + 0.62 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.633, + 0.788, + 0.679 + ], + "angle": 0, + "content": "Our goal is to reconstruct the 3D shape and appearance of a dog captured in a monocular video, i.e., given a tuple \\((I_{t})_{t = 1}^{T}\\) of \\(T\\in \\mathbb{N}\\) video frames we output a tuple \\((S_{t})_{t = 1}^{T}\\) of colored 3D shapes \\(S_{t}\\) of the animal in each frame \\(I_{t}\\in \\mathbb{R}^{3\\times H\\times W}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.679, + 0.788, + 0.71 + ], + "angle": 0, + "content": "In Sec. 3.1, we detail the shape representation \\( S \\), while Secs. 3.2 and 3.3 describe the optimization process recovering the shape \\( S \\) given input images \\( I \\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.727, + 0.585, + 0.743 + ], + "angle": 0, + "content": "3.1 Shape and Appearance Representation" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.749, + 0.778, + 0.765 + ], + "angle": 0, + "content": "Our method defines the colored shape representation \\( S_{t} \\) at time \\( t \\) as a 3-tuple" + }, + { + "type": "equation", + "bbox": [ + 0.444, + 0.771, + 0.786, + 0.789 + ], + "angle": 0, + "content": "\\[\nS _ {t} := (\\beta , \\theta_ {t}, \\psi), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\(\\beta\\) and \\(\\psi\\) define the intrinsic (i.e., time-invariant) deformation and the texture of the dog body respectively, and \\(\\theta_{t}\\) is the time-dependent pose of its skeleton. In what follows, we detail these three sets of parameters." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.449, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.237 + ], + "angle": 0, + "content": "3D shape representation \\(\\beta, \\theta_t\\). There is a plethora of articulated 3D shape representations ranging from universal less-constrained 3D-flow functions [9, 36] to category-specific Linear-Blend-Skinning (LBS) models attached to a fixed surface-mesh template [21, 27, 62]. Since we focus on a certain animal category (i.e., dog) with a well-defined space of plausible articulations and body deformations, we opt for the latter, i.e., a template-based shape model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.238, + 0.785, + 0.298 + ], + "angle": 0, + "content": "Specifically, we represent the 3D geometry (i.e., the parameters \\(\\theta_t, \\beta\\) in Eq. (1)) of each dog with the SMAL model [62]. The latter comprises a deformable template mesh \\((\\hat{\\mathcal{V}}, \\mathcal{F})\\) with vertices \\(\\hat{\\mathcal{V}} \\in \\mathbb{R}^{3889 \\times 3}\\) and a list of triangular faces \\(\\mathcal{F} \\in \\mathbb{N}^{7774 \\times 3}\\). The deformation of \\(\\hat{\\mathcal{V}}\\) is defined as a function" + }, + { + "type": "equation", + "bbox": [ + 0.407, + 0.309, + 0.785, + 0.328 + ], + "angle": 0, + "content": "\\[\nF (\\hat {\\mathcal {V}}, \\beta , \\theta_ {t}) := \\mathcal {V} \\in \\mathbb {R} ^ {3 8 8 9 \\times 3}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.337, + 0.785, + 0.428 + ], + "angle": 0, + "content": "conditioned on shape parameters (PCA coefficients and bone lengths) \\(\\beta \\in \\mathbb{R}^{d_{\\beta}}\\) controlling the non-rigid deformation of the animal shape in its canonical pose, and pose parameters \\(\\theta_t \\coloneqq (g^0, \\theta^J)\\). The latter has two components: (i) a root transformation \\(g^0 \\in \\mathbb{SE}(3)\\) that represents the overall rigid transformation of the dog body; and (ii) angles \\(\\theta^J \\in \\mathbb{R}^{d_J}\\) of the animal joints that control the deformation of its limbs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.785, + 0.509 + ], + "angle": 0, + "content": "Time-deforming SMAL. To represent the time-varying deformation of a dog, we estimate a tuple \\((\\theta_t)_{t=1}^T\\) comprising SMAL pose coefficients \\(\\theta_t\\) for each of the \\(T\\) video frames, and a single vector \\(\\beta\\) because, typically, the intrinsic deformation is time-invariant. Since the animals often move smoothly in time, the pose \\(\\theta_t\\) is defined as a function \\(\\theta^{\\mathrm{MLP}}(t)\\) of a smooth temporal basis \\(\\gamma(\\tau(t))\\) as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.441, + 0.52, + 0.785, + 0.538 + ], + "angle": 0, + "content": "\\[\n\\theta_ {t} := \\theta^ {\\mathrm {M L P}} (\\tau (t)), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.548, + 0.784, + 0.579 + ], + "angle": 0, + "content": "implemented by a shallow multi-layer perceptron \\(\\theta^{\\mathrm{MLP}}\\) accepting positional encoding \\(\\gamma\\) [44] applied to the timestamp \\(\\tau(t) \\in \\mathbb{R}^{+}\\) of frame \\(I_{t}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.584, + 0.785, + 0.734 + ], + "angle": 0, + "content": "Continuous SMAL Embeddings. Besides the deformation parameters \\((\\theta, \\beta)\\), SMAL also defines joint locations \\(\\hat{\\mathcal{I}} \\in \\mathbb{R}^{N_J \\times 3}\\) as a sparse subset of 3D points (not necessarily localized on the surface of the parametric shape), which are linearly regressed from the vertex locations. Since the joints correspond to semantic parts of the animal body (paws, ear tips), they can improve shape-fitting accuracy via establishing correspondences between the SMAL mesh and the detections of the body parts in the images. However, while these keypoints improve performance in [39,40], where most animals are photographed from their side or frontal views, they are inadequate for our video fly-arounds containing rear views with little-to-no visible keypoints (see Fig. 3 and Sec. 4)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Hence, instead of sparse landmarks, we exploit Continuous Surface Embeddings (CSE) [31], which attach a unique embedding vector \\( e_k \\in \\mathbb{R}^{d_e} \\) to each vertex \\( X_k \\in \\hat{\\mathcal{V}} \\) of the (canonical) SMAL template such that the dimensions of \\( e \\) vary smoothly over the mesh surface. CSE also provides a deep predictor that annotates each image pixel with its corresponding mesh coordinate \\( e_k \\). Thus, unlike sparse keypoints, the latter densely annotates images of animals from arbitrary viewpoints, including rear views." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.218, + 0.114, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.143, + 0.371, + 0.158 + ], + "angle": 0, + "content": "CSE template [31]" + }, + { + "type": "image", + "bbox": [ + 0.268, + 0.159, + 0.362, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.248, + 0.382, + 0.261 + ], + "angle": 0, + "content": "\\(\\downarrow\\) Meshalignment \\(\\downarrow\\)" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.265, + 0.379, + 0.28 + ], + "angle": 0, + "content": "SMAL template [62]" + }, + { + "type": "image", + "bbox": [ + 0.278, + 0.28, + 0.355, + 0.365 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.387, + 0.146, + 0.744, + 0.364 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.745, + 0.156, + 0.764, + 0.362 + ], + "angle": 270, + "content": "Keypoints CSE Keypoints CSE" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.376, + 0.788, + 0.474 + ], + "angle": 0, + "content": "Fig. 3: SMAL CSE. We align the CSE mesh template (top left) with the SMAL template (top right) in order to setup the CSE coordinate frame over the surface of the SMAL mesh. In combination with a pretrained image-to-CSE predictor, this allows establishing dense correspondences between surface points of the SMAL template and the corresponding image pixels. Note that the image CSE detections (rows labelled \"CSE\") provide dense correspondence covering all parts of the dog body, which is not the case of sparse keypoints (\"Keypoints\" rows)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.498, + 0.785, + 0.56 + ], + "angle": 0, + "content": "Because the original template mesh of CSE [31] is different from the SMAL template, following [31], we transform the CSE coordinate map to SMAL using a customized variant of the Zoom-Out method [29]. The latter results in the final set of SMAL-CSE vertex coordinates \\( e_k \\) (alignment visualized in Fig. 3)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.565, + 0.788, + 0.672 + ], + "angle": 0, + "content": "Dual-mesh implicit texture \\(\\psi\\). Besides reconstructing 3D animal shapes, we also aim to recover the texture of the animal body. We require an exact supporting 3D shape to learn an accurate texture model. However, due to the low expressivity of the SMAL deformation space, the posed mesh can only represent the surface of a dog up to a certain error. Thus, following recent advances in new-view synthesis of humans [26], we leverage the template mesh as a scaffold supporting a more accurate implicit radiance field [30], which we describe next." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.788, + 0.794 + ], + "angle": 0, + "content": "Our method is inspired by duplex radiance fields [45], originally proposed for speeding up rendering of neural radiance fields [30]. Specifically, we first extrude the 2-manifold canonical surface to a 3D volume by defining an \\(\\epsilon\\)-neighborhood \\(\\hat{\\mathcal{N}}^{\\epsilon} \\subset \\mathbb{R}^{3}\\) as a 3D subspace bounded by an outer mesh with vertices \\(\\hat{\\mathcal{V}}^{\\uparrow} = (1 + \\epsilon)\\hat{\\mathcal{V}}\\), and an inner mesh \\(\\hat{\\mathcal{V}}^{\\downarrow} = (1 - \\epsilon)\\hat{\\mathcal{V}}\\), both sharing the same faces \\(\\mathcal{F}\\). In practice, we obtain the offset meshes by moving along directions of vertex normals. Similar to the template mesh itself, both \\(\\hat{\\mathcal{V}}^{\\uparrow}\\) and \\(\\hat{\\mathcal{V}}^{\\downarrow}\\) can be deformed with \\(\\theta, \\beta\\) resulting in the posed neighborhood \\(\\mathcal{N}^{\\epsilon}\\) bounded by \\(F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)\\) and \\(F(\\hat{\\mathcal{V}}^{\\downarrow}, \\beta, \\theta)\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Within this neighborhood, we then define an opacity function \\(\\psi_{\\sigma}:\\mathcal{N}^{\\epsilon}\\mapsto \\mathbb{R}^{+}\\), annotating 3D locations \\(\\hat{\\mathbf{x}}\\) in the mid-space with presence \\((\\psi_{\\sigma}(\\hat{\\mathbf{x}}) > 0)\\) or absence \\((\\psi_{\\sigma}(\\hat{\\mathbf{x}})\\approx 0)\\) of the surface, and the radiance function \\(\\psi_c:\\mathcal{N}^\\epsilon \\times \\mathbb{S}^2\\mapsto [0,1]^3\\)" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.449, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "image", + "bbox": [ + 0.246, + 0.144, + 0.761, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.285, + 0.789, + 0.37 + ], + "angle": 0, + "content": "Fig. 4: Implicit duplex-mesh model. We propose a novel deformable implicit shape model. Using the radiance and opacity functions \\(\\psi_{c}\\) and \\(\\psi_{\\sigma}\\) defined over an \\(\\mathbb{R}^3\\) subspace bounded by a canonical duplex mesh with vertices \\(\\hat{\\mathcal{V}}^{\\uparrow}\\) and \\(\\hat{\\mathcal{V}}^{\\downarrow}\\), we render a color of the posed duplex mesh via EA ray marching over a canonical ray \\(\\hat{\\mathbf{r}}_{\\mathbf{u}}\\). The latter is obtained by transforming into the canonical space the intersections of the view-space ray \\(\\mathbf{r}_{\\mathbf{u}}\\) with the posed duplex mesh \\(F(\\hat{\\mathcal{V}}^{\\uparrow},\\beta ,\\theta),F(\\hat{\\mathcal{V}}^{\\downarrow},\\beta ,\\theta)\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.396, + 0.789, + 0.458 + ], + "angle": 0, + "content": "which colors the space depending on the direction \\(\\mathbf{r} \\in \\mathbb{S}^2\\) from which the input point \\(\\hat{\\mathbf{x}}\\) is observed. The coloring and opacity functions are implemented as in [5], i.e., using a shallow MLP decoding a learnable triplane feature grid. Please refer to the supplementary material for details." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.461, + 0.79, + 0.507 + ], + "angle": 0, + "content": "Dual-mesh rendering. Having defined the animal shape \\((\\mathcal{V},\\mathcal{F})\\) and the implicit texture \\(\\psi\\), we image the latter from an arbitrary camera viewpoint \\(P\\) using a differentiable rendering function \\(\\mathcal{R}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.431, + 0.515, + 0.787, + 0.534 + ], + "angle": 0, + "content": "\\[\n\\mathcal {R} (P, \\mathcal {V}, \\mathcal {F}, \\psi) := \\bar {I}, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.54, + 0.789, + 0.571 + ], + "angle": 0, + "content": "which outputs the render \\(\\bar{I} \\in [0,1]^{3 \\times H \\times W}\\) as observed from the camera with projection matrix \\(P \\subset \\mathbb{R}^{3 \\times 4}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.571, + 0.789, + 0.722 + ], + "angle": 0, + "content": "To obtain \\(\\bar{I}\\), we iterate over all its pixels \\(\\mathbf{u} \\in [1..H] \\times [1..W]\\) and march with Emission-Absorption (EA) over the canonical ray \\(\\hat{\\mathbf{r}}_{\\mathbf{u}}\\) defined as the camera-space ray \\(\\mathbf{r}_{\\mathbf{u}} = P^{-1}\\mathbf{u}\\) in the rest-pose coordinates. Specifically, \\(\\mathbf{r}_{\\mathbf{u}}\\) is first intersected with the posed outer boundary mesh \\(F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)\\), and then the intersection's barycentric coordinates are applied to the corresponding canonical mesh \\(\\hat{\\mathcal{V}}^{\\uparrow}\\) yielding a 3D point \\(\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow} \\in \\hat{\\mathcal{N}}^{\\epsilon}\\) in the canonical neighborhood \\(\\hat{\\mathcal{N}}^{\\epsilon}\\). Repeating the same for the inner mesh \\(F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)\\) yields a second 3D point \\(\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow} \\in \\hat{\\mathcal{N}}^{\\epsilon}\\). The two points \\(\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow}\\) and \\(\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow}\\) then define the canonical ray \\(\\hat{\\mathbf{r}}_{\\mathbf{u}}\\), over which we march with EA, accumulating the outputs of the radiance functions \\(\\psi_c\\) and \\(\\psi_\\sigma\\) in the process, to render the final color of pixel \\(\\mathbf{u}\\) (details in the supplementary)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.722, + 0.789, + 0.768 + ], + "angle": 0, + "content": "Note that our EA rendering differs from the duplex radiance fields [45], which instead leverage an MLP to directly map positional encodings of the two intersection points \\(\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow}\\), \\(\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow}\\) to a surface color." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.414, + 0.802 + ], + "angle": 0, + "content": "3.2 Pose Initialization" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Fitting a non-rigid shape to a monocular video is a challenging task and, as such, a trivial random initialization of the shape parameters (the weights of" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.218, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "MLPs \\(\\psi, \\chi)\\) inevitably leads to a failure. We thus employ two fitting stages, where the first initializes parameters to ensure convergence of the second stage." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.182, + 0.785, + 0.242 + ], + "angle": 0, + "content": "Root pose estimation. We observed that a suitable initialization of the root pose \\( g^0 \\), while initializing the rest of the parameters (limb angles \\( \\theta^J \\), intrinsic deformation \\( \\beta \\), implicit MLP \\( \\psi \\)) randomly, is sufficient to avoid the most common local minima, such as flipping of the dog body along its symmetry axes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.243, + 0.785, + 0.289 + ], + "angle": 0, + "content": "The goal of the initial fitting stage is thus to recover the root rigid transformations \\( g_{t}^{0} \\) for \\( t\\in [1,T] \\) so that the perspective projection of the unposed canonical template \\( \\hat{\\mathcal{V}} \\) into each camera \\( P_{t} \\) matches the depicted dog in frame \\( t \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.293, + 0.787, + 0.433 + ], + "angle": 0, + "content": "PnP with CSE. To this end, we leverage the CSE coordinate map of the SMAL mesh (Sec. 3.1). First, for each image \\(I_{t}\\), a pre-trained CSE convolutional network annotates pixels \\(\\mathbf{u}_t\\in [1..H]\\times [1..W]\\) with their CSE embedding \\(e(\\mathbf{u}_t)\\). Then, we establish correspondences between each pixel \\(\\mathbf{u}_t\\) and the vertices \\(\\hat{X}_{\\mathrm{NN}^{\\epsilon}(\\mathbf{u}_t)}\\in \\hat{\\mathcal{V}}\\) on the template mesh \\(\\hat{\\mathcal{V}}\\) by recovering the nearest neighbors \\(\\mathrm{NN}^e (\\mathbf{u}_t)\\coloneqq \\arg \\min_{1\\leq k\\leq |\\mathcal{V}|}\\| e(\\mathbf{u}_t) - e_k\\|\\) in the CSE embedding space. Given the set \\(\\{(\\mathbf{u}_t,\\hat{X}_{\\mathrm{NN}^{\\epsilon}(\\mathbf{u}_t)})\\}\\) of pixel-to-vertex correspondences, PnP-RANSAC [20] estimates the best camera \\(P_{t}^{\\mathrm{PnP}}\\) aligning the projections of the vertex points with their corresponding pixels." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.434, + 0.787, + 0.526 + ], + "angle": 0, + "content": "In order to increase robustness to occasional failures of PnP caused by inaccurate CSE predictions, we employ a collective pose refinement that finds a single global rigid transformation \\( g^{\\mathrm{PnP}} \\in \\mathbb{S}\\mathbb{E}(3) \\) aligning the sequence of PnP-estimated cameras \\( (P_t^{\\mathrm{PnP}})_{t=1}^T \\) with the scene SfM cameras \\( (P_t^{\\mathrm{SfM}})_{t=1}^T \\) (the SfM cameras are detailed in the next section). The latter then initializes the root-rigid transformation of each frame, i.e., \\( \\forall t : g_t^0 = g^{\\mathrm{PnP}} \\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.548, + 0.377, + 0.563 + ], + "angle": 0, + "content": "3.3 Shape Fitting" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.573, + 0.785, + 0.604 + ], + "angle": 0, + "content": "We now detail the second fine-fitting stage, which optimizes all shape parameters \\((\\beta, \\theta_t, \\psi)\\) given the initial poses \\(g^0\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.785, + 0.699 + ], + "angle": 0, + "content": "Factoring the rigid pose. Even with near-perfect initialization of the root rigid pose, it is challenging to converge to a good solution when, as done in previous works [39,40], the rigid component \\( g_{t} = g_{t}^{0} \\in \\mathbb{S}\\mathbb{E}(3) \\) of the rendering camera \\( P_{t} \\) is solely represented with the root transformation \\( g_{t}^{0} \\). Such optimization is challenging because \\( g_{t}^{0} \\) has to represent the animal pose and also compensate for complex camera motions such as the jitter caused by unstable handling." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.7, + 0.786, + 0.807 + ], + "angle": 0, + "content": "Instead, we factor the extrinsics \\( g_{t} = g_{t}^{\\mathrm{cam}} \\cdot g_{t}^{0} \\) of each rendering camera \\( P_{t} \\) as a composition of the camera motion \\( g_{t}^{\\mathrm{cam}} \\in \\mathbb{S}\\mathbb{E}(3) \\) w.r.t. the rigid scene background and the motion \\( g_{t}^{0} \\in \\mathbb{S}\\mathbb{E}(3) \\) of the dog w.r.t. the background. Here, \\( g_{t}^{\\mathrm{cam}} := g_{t}^{\\mathrm{SfM}} \\) is fixed to the SfM camera \\( g_{t}^{\\mathrm{SfM}} \\) estimated by COLMAP [41] which we empirically found to be very accurate. Offloading the camera estimate to SfM, we are then left with the simpler task of regressing the temporally-smooth rigid animal motion \\( g_{t}^{0} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "CSE-guided fine shape fitting. The second fine fitting stage outputs all parameters \\((\\beta, \\theta_t, \\psi)\\) by optimizing the shape predictor \\(\\theta^{\\mathrm{MLP}}\\) and the implicit shape" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.449, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.471, + 0.162 + ], + "angle": 0, + "content": "\\(\\psi\\) using the following loss function:" + }, + { + "type": "equation", + "bbox": [ + 0.357, + 0.174, + 0.786, + 0.214 + ], + "angle": 0, + "content": "\\[\n\\sum_ {t = 1} ^ {T} \\left(\\mathcal {L} _ {t} ^ {\\mathrm {c s e}} + \\mathcal {L} _ {t} ^ {\\mathrm {k p}} + \\mathcal {L} _ {t} ^ {\\mathrm {p h o t o}} + \\mathcal {L} _ {t} ^ {\\mathrm {m a s k}} + \\mathcal {L} _ {t} ^ {\\mathrm {r e g}}\\right). \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.224, + 0.786, + 0.254 + ], + "angle": 0, + "content": "The latter calculates frame-specific losses \\(\\mathcal{L}_t\\) and sums them over all \\(T\\) training images. The next paragraphs detail each loss term." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.259, + 0.787, + 0.29 + ], + "angle": 0, + "content": "(i) CSE-keypoint loss. Besides leveraging CSE for the pose initialization, we also guide the fitting process with the following CSE keypoint loss:" + }, + { + "type": "equation", + "bbox": [ + 0.357, + 0.301, + 0.786, + 0.333 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {t} ^ {\\mathrm {c s e}} = \\sum_ {\\mathbf {u} _ {t} \\in M _ {t}} \\| \\mathbf {u} _ {t} - P _ {t} F (\\mathcal {V}, \\beta , \\theta_ {t}) _ {\\mathrm {N N} ^ {e} \\left(\\mathbf {u} _ {t}\\right)} \\|, \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.343, + 0.787, + 0.435 + ], + "angle": 0, + "content": "integrating the reprojection distances between each foreground pixel \\(\\mathbf{u}_t \\in M_t\\) and the corresponding 2D projections \\(P_t F(\\mathcal{V}, \\beta, \\theta_t)_{\\mathrm{NN}^e(\\mathbf{u}_t)}\\) of \\(\\mathbf{u}_t\\)'s CSE correspondence \\(\\mathrm{NN}^e(\\mathbf{u}_t)\\) on the mesh \\(F(\\mathcal{V}, \\theta_t, \\beta)_{\\mathrm{NN}^e(\\mathbf{u}_t)}\\). The mesh is deformed with parameters \\(\\theta_t = \\theta^{\\mathrm{MLP}}(\\tau(t))\\) given by the pose predictor \\(\\theta^{\\mathrm{MLP}}\\) for time-stamp \\(\\tau(t)\\) of the frame \\(t\\). Here, \\(M_t \\in \\{0,1\\}^{H \\times W}\\) corresponds to the foreground segmentation extracted with a pre-trained segmenter [4]." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.44, + 0.788, + 0.548 + ], + "angle": 0, + "content": "(ii) Sparse-keypoint loss. We complement the main CSE-keypoint training signal with the standard sparse-keypoint loss \\(\\mathcal{L}_t^{\\mathrm{kp}} = \\sum_{k=1}^{N_J} \\| h(I_t)_k - P_tJ_k \\|\\), minimizing the distance between the projection \\(P_tJ_k\\) and the detection \\(h(I_t)_k\\) of the \\(j\\)-th SMAL joint \\(J_k = F(\\hat{\\mathcal{I}}, \\beta, \\theta_t)_k\\) in the articulation of the image \\(I_t\\). Here \\(h(I_t) \\in \\mathbb{R}^{N_J \\times 2}\\) denotes the 2D keypoint detections from BARC's sparse dog keypoint detector [39]. We discovered that sparse keypoints improve fitting on thin body structures, such as paws, where the CSE detections are less accurate." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.552, + 0.787, + 0.583 + ], + "angle": 0, + "content": "(iii) Photometric loss. To train the appearance predictor, and to provide an additional supervision for fine 3D fitting, we minimize the photometric loss:" + }, + { + "type": "equation", + "bbox": [ + 0.31, + 0.593, + 0.786, + 0.612 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {t} ^ {\\mathrm {p h o t o}} = \\operatorname {L P I P S} \\left(M _ {t} \\odot I _ {t}, \\mathcal {R} \\left(P _ {t}, F \\left(\\mathcal {V}, \\theta_ {t}, \\beta\\right), \\mathcal {F}, \\psi^ {\\mathrm {M L P}}\\right)\\right), \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.621, + 0.786, + 0.667 + ], + "angle": 0, + "content": "comprising the Learned Perceptual Image Patch Similarity [60] (LPIPS) between the masked ground-truth image \\( M_{t} \\odot I_{t} \\) and the RGB render of the posed mesh \\( F(\\mathcal{V},\\theta_t,\\beta) \\) colored by the implicit duplex-mesh MLP \\( \\psi^{\\mathrm{MLP}} \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.672, + 0.787, + 0.703 + ], + "angle": 0, + "content": "(iv) Chamfer mask loss. Similar to [3, 39, 40], we minimize a silhouette loss \\(\\mathcal{L}_t^{\\mathrm{mask}}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.715, + 0.786, + 0.731 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {t} ^ {\\text {m a s k}} = d _ {\\text {C h a m f e r}} \\left(\\left\\{\\mathbf {u} _ {t} \\mid \\mathbf {u} _ {t} \\in M _ {t} \\right\\}, \\left\\{P _ {t} X _ {k} \\mid X _ {k} \\in F (\\mathcal {V}, \\theta_ {t}, \\beta) \\right\\}\\right), \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.742, + 0.788, + 0.773 + ], + "angle": 0, + "content": "evaluating Chamfer distance between the set of occupied 2D pixels \\(\\mathbf{u}_t \\in M_t\\) of the g. t. mask \\(M_t\\), and the 2D projections of the posed-mesh vertices \\(F(\\mathcal{V}, \\theta_t, \\beta)\\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.777, + 0.787, + 0.841 + ], + "angle": 0, + "content": "(v) Shape regularizers. To avoid implausible mesh articulations, we also employ shape regularization loss \\(\\mathcal{L}_t^{\\mathrm{reg}} = \\mathcal{L}_t^{\\mathrm{arap}} + \\mathcal{L}_t^{\\mathrm{edge}}\\), comprising the As-Rigid-As-Possible (ARAP) regularizer \\(\\mathcal{L}_t^{\\mathrm{arap}}\\) [43], and the edge-length penalty \\(\\mathcal{L}_t^{\\mathrm{edge}}\\) [16] enforcing local rigidity of the posed template. See supplementary for details." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.219, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.142, + 0.789, + 0.786 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.794, + 0.788, + 0.837 + ], + "angle": 0, + "content": "Fig. 5: Qualitative comparison. We note that, unlike template-based approaches, the reconstructed meshes from RAC are very far from the actual shape of a dog. To evaluate temporal consistency, please refer to the result videos." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.449, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 1: Average results on 50 sequences from COP3D and 39 sequences from APTv2. Quality of pose estimates is measured by IoU, IoUw5, errtrack; appearance quality is measured by PSNR, PSNRw5, LPIPS. Note that BARC and BITE only estimate pose and hence we cannot evaluate appearance quality, indicated by \\( \\times \\)." + }, + { + "type": "table", + "bbox": [ + 0.274, + 0.213, + 0.726, + 0.321 + ], + "angle": 0, + "content": "
DatasetCoP3D [42]APTv2 [56]
IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓errtrack ↓
BARC [39]0.750.47×××0.047
BITE [40]0.810.59×××0.047
RAC [55]0.760.5221.8617.510.1640.093
Ours0.840.7922.1219.400.0410.035
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.344, + 0.377, + 0.362 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.391, + 0.787, + 0.496 + ], + "angle": 0, + "content": "Datasets. We evaluate all models on COP3D [42], an open-source dataset containing fly-around videos of pets annotated with cameras and segmentation masks. We select a subset of 50 dog videos with a variety of poses, movements and textures. Each test video contains 200 frames, which we split to the training and test sets by considering contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test (we evaluate the impact of this protocol in Tab. 3). We evaluate all models at \\(256 \\times 256\\) resolution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.5, + 0.787, + 0.59 + ], + "angle": 0, + "content": "We also propose a tracking evaluation using APTv2 [56], a comprehensive dataset that includes videos featuring 30 distinct animal species in motion. Each video frame is annotated with 17 keypoints, which we use as ground-truth for quantitative evaluation. All videos in the dataset have a consistent length of 15 frames. We restrict to a subset of 39 sequences, where the video contains a single-instance of a dog." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Metrics. On COP3D [42], we report three evaluation metrics assessing the quality of the predicted shape and texture: (i) IoU reports the average over the intersection-over-union between the silhouette render of the posed shape \\( S_{t} \\) and the ground truth mask \\( M_{t} \\) computed for each frame \\( t \\); (ii) PSNR computes the average peak-signal-to-noise ratio between the renders \\( \\bar{I}_{t} \\) of the fitted shape at time \\( t \\), and the ground truth image \\( I_{t} \\); and (iii) LPIPS [60] is a perceptual metric that measures the average visual similarity between the rendered images \\( \\bar{I}_{t} \\) of the fitted shape at time \\( t \\), and the ground truth images \\( I_{t} \\). This metric is particularly useful as it takes into account human visual perception and the structural information of the images, providing a more accurate measure of visual similarity compared to PSNR. Additionally, we report worst 5% variant PSNRw5, IoUw5. On APTv2 [56], we evaluate errtrack measuring the tracking error of the annotated keypoints via the following protocol: (i) On the first frame, we pair each ground-truth keypoint \\( kp_{i}^{0} \\) with a vertex \\( v_{i} \\in \\mathbb{R}^{3} \\) on the mesh via the predicted pose. (ii) On the remaining frames, we compute L2 distance between ground-truth keypoints and the projection of paired vertices." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.218, + 0.114, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.247, + 0.144, + 0.76, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.275, + 0.788, + 0.318 + ], + "angle": 0, + "content": "Fig. 6: Texture transfer. Models optimized on a scene can be re-animated via the template articulations. We demonstrate shape and motion projection from one optimized scene to other textures." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.332, + 0.789, + 0.483 + ], + "angle": 0, + "content": "Baselines. First, we compare to template-based reconstructors BARC [39] and BITE [40] which, similar to us, predict parameters of the SMAL model, but take as input only a single image (frame). Here, BITE extends BARC with a test-time iterative refinement. Secondly we compare to RAC [55], which is a template-free reconstructor with deformable shape and texture priors learned by observing various animals in videos. For fair comparison, we execute their shape/texture training pipeline on the original training set extended with our CoP3D videos. The quality of our textures can only be directly compared to RAC's model, which also includes texture, but we cannot compare them to BITE or BARC because they only output 3D shapes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.789, + 0.626 + ], + "angle": 0, + "content": "Results. Table 1 contains the results of our experiments on COP3D and APTv2. On COP3D, our method outperforms BARC,BITE and RAC in the quality of the predicted texture (LPIPS). In terms of IoU, we outperform BARC and RAC, and achieve similar performance to BITE. However, since our method is temporally-consistent, we significantly outperform BITE on worst \\(5\\%\\) IoU. On APTv2 [56], our method outperforms BARC, BITE and RAC on the tracking evaluation. We note that RAC achieves significantly worst than all the other methods. We argue that this is caused by the poor quality of the rendered shape. We provide qualitative comparison in Fig. 5 and videos for visual evaluation." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.632, + 0.789, + 0.724 + ], + "angle": 0, + "content": "Ablation study. To validate our design choices, we ablate individual components of our model and record the incurred changes in performance. (i) Loss ablation. In Tab. 2, we remove each loss term of Equation 5 and report the resulting PSNR/LPIPS/IoU. The results indicate a performance drop when any loss is removed, which confirms the merit of each loss. (ii) Motion factorization. We also demonstrate the benefits of our factorization of measured rigid motion" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.742, + 0.788, + 0.772 + ], + "angle": 0, + "content": "Table 2: Ablation on CoP3D reporting performance with various loss terms removed and without camera motion factorization (\\( g_{t}^{\\mathrm{cam}} = g_{t}^{0} \\))." + }, + { + "type": "table", + "bbox": [ + 0.269, + 0.783, + 0.725, + 0.857 + ], + "angle": 0, + "content": "
w/oLchamferLcseLkeypointLcolorLarapLedgegtcam=gt0Ours
IoU ↑0.700.810.800.810.810.830.720.84
PSNR ↑20.6520.8921.5421.6221.6121.8819.1222.40
LPIPS ↓0.0600.0510.0480.0470.0470.0450.0670.038
" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.449, + 0.129 + ], + "angle": 0, + "content": "Sabathier, Mitra, Novotny" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "to the motion of the camera and the motion of the shape (Sec. 3.3). Specifically, we design an experiment where the rigid motion \\( g_{t} \\) of each rendering camera \\( P_{t} \\) is represented with the root rigid component \\( g_{t}^{0} \\) of the SMAL deformation coefficients \\( \\theta_{t} \\), i.e., \\( \\forall t \\in [1..T] g_{t}^{\\mathrm{cam}} = g_{t}^{0} \\), ignoring the SfM estimate \\( g_{t}^{\\mathrm{SfM}} \\). Results in Tab. 2 indicate that this leads to a significant decrease in performance across all metrics justifying our rigid motion factorization." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.242, + 0.788, + 0.364 + ], + "angle": 0, + "content": "Varying frame-split difficulty. For COP3D evaluations [42], we follow the original train/test split protocol (contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test). Removing excessive visible frames would render the problem unsolvable (e.g. it is impossible to guess the exact motion of a dog's legs given two boundary frames that are too far apart). Regardless, in Tab. 3 we evaluate the impact of reducing the supervision with two additional splits. Our method outperforms RAC on all splits, thus showing stronger robustness to weaker supervision." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.37, + 0.79, + 0.4 + ], + "angle": 0, + "content": "Table 3: Evaluation with a varying train/test frame split on COP3D. Note that our method consistently beats RAC across a range of train/test splits." + }, + { + "type": "table", + "bbox": [ + 0.292, + 0.411, + 0.712, + 0.512 + ], + "angle": 0, + "content": "
Split Train/Test|IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓
15/5RAC [55]0.760.5221.8617.510.164
Ours0.840.7922.1219.400.041
15/10RAC [55]0.710.421.5416.460.175
Ours0.820.6922.0718.540.048
15/15RAC [55]0.660.3720.6715.380.196
Ours0.810.6321.6217.810.056
" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.55, + 0.519, + 0.566 + ], + "angle": 0, + "content": "5 Discussion and Conclusions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.578, + 0.788, + 0.684 + ], + "angle": 0, + "content": "Limitations. Our method, based on the CSE-SMAL template, is currently limited to reconstructing quadrupeds. Qualitative evaluations using COP3D show that thin body structures, particularly ears, are inaccurately reconstructed due to limitations in CSE predictions. Additionally, the expressiveness of the SMAL template restricts our reconstruction capabilities. For texture reconstruction, we rely solely on the input signal and do not inpaint unobserved areas, resulting in partial texturing from short videos where the animal is not fully visible." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Conclusion. In this paper, we proposed a novel method for generating textured animatable 3D mesh models from a casually captured monocular video of a dog. Our method augments the animatable SMAL mesh template with Continuous Surface Embeddings to setup a surface coordinate system which, in combination with a pretrained image-to-CSE predictor, allows to estimate accurate image-to-mesh correspondences that eventually lead to significantly more accurate fits. The better shape fitting then enables us to optimize an implicit opacity-color texture supported by a scaffold defined by the mesh in its rest pose. Our experiments reveal performance superior to existing template-free and template-based approaches on the challenging CoP3D dataset." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.218, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.177, + 0.785, + 0.218 + ], + "angle": 0, + "content": "1. An, L., Ren, J., Yu, T., Hai, T., Jia, Y., Liu, Y.: Three-dimensional surface motion capture of multiple freely moving pigs using MAMMAL. Nature Communications (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.219, + 0.785, + 0.259 + ], + "angle": 0, + "content": "2. 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(2016)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.329 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/f78766cd-95b1-4229-b36f-c45da2f5c517_origin.pdf b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/f78766cd-95b1-4229-b36f-c45da2f5c517_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..27f4a12328f2d67dfb5f3ae94c7cdb3516af17ae --- /dev/null +++ b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/f78766cd-95b1-4229-b36f-c45da2f5c517_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:cb1182928d14518562353dc026b4da758890a39340d75f913e0a9d986dd4eaac +size 7889407 diff --git a/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/full.md b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/full.md new file mode 100644 index 0000000000000000000000000000000000000000..0bf4428028b8098533dd27dfdec37b4e1b394909 --- /dev/null +++ b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/full.md @@ -0,0 +1,312 @@ +# Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos + +Remy Sabathier $^{1,2}$ , Niloy J. Mitra $^{2}$ , and David Novotny $^{1}$ + +1 Meta, London, United-Kingdom + +{rsabathier,dnovotny}@meta.com + +$^{2}$ University College London (UCL), London, United-Kingdom + +n.mitra@ucl.ac.uk + +Abstract. We present a method to build animatable dog avatars from monocular videos. This is challenging as animals display a range of (unpredictable) non-rigid movements and have a variety of appearance details (e.g., fur, spots, tails). We develop an approach that links the video frames via a 4D solution that jointly solves for animal's pose variation, and its appearance (in a canonical pose). To this end, we significantly improve the quality of template-based shape fitting by endowing the SMAL parametric model with Continuous Surface Embeddings (CSE), which brings image-to-mesh reprojection constraints that are denser, and thus stronger, than the previously used sparse semantic keypoint correspondences. To model appearance, we propose a novel implicit duplex-mesh texture that is defined in the canonical pose, but can be deformed using SMAL pose coefficients and later rendered to enforce a photometric compatibility with the input video frames. On the challenging CoP3D and APTv2 datasets, we demonstrate superior results (both in terms of pose estimates and predicted appearance) over existing template-free (RAC) and template-based approaches (BARC, BITE). Video results and additional information accessible on the project page: https://remysabathier.github.io/animalavatar.github.io. + +# 1 Introduction + +Building poseable reconstructions of animals captured by consumer imaging devices is a valuable technology with numerous applications in augmented and virtual reality. Among many possible animal species, the reconstruction of canines is of particular interest primarily due to their important role in the lives of their two-legged friends. + +While it is nowadays possible to reliably reconstruct rigid scenes captured from a moving vantage point [41], the reconstruction of non-rigid shapes is significantly less constrained and, as such, a more challenging problem. Here, many recent works focused on generic animal reconstruction from multi-view (videos) [19,52,54] or single-view 2D image supervision [49] without prior knowledge of the animal shape. While the latter demonstrated impressive progress, the challenging nature of the problem limits the applicability to scenarios with simple deformations and good multi-view test-time coverage. + +![](images/ead973918df1494a0ce951c2cfe50a16d4da2356874683e12c9538519d4b43c4.jpg) +Fig. 1: Animal Avatars. Given a monocular video of a dog, we propose a template-based method to reconstruct the shape $\beta$ , motion $\theta_t$ and texture $\psi$ . We address the challenge of insufficient supervision for unconventional views by integrating Continuous Surface Embeddings with an articulated mesh. We introduce a novel implicit duplex-mesh texture model, jointly optimized alongside motion parameters. + +To better constrain the non-rigid 3D reconstruction, inspired by state-of-the-art methods for Human 3D reconstruction [7,27], we leverage a known category template. Specifically, we use the SMAL template introduced by Zuffi et al. [62] - a quadruped-equivalent of the seminal SMPL parametric human model [27]. The template has been used to enable single-view 3D dog reconstruction trained on an extensive collection of dog images semi-manually annotated with SMAL poses [8,39,40]. While this approach provides a clear state-of-the-art in monocular 3D dog-shape reconstruction, the inherent ambiguity of single-view reconstruction provides many challenges. + +To further increase our chances of successful reconstruction, besides leveraging the SMAL model, we turn our attention towards reconstructing casual video captures of dogs, which was first explored in [3]. Indeed, videos provide a stronger multi-view supervision which significantly simplifies the 3D shape fitting problem. However, regardless of monocular [39,40] or multi-view conditioning [3], we observed a common failure mode in existing methods when animals are viewed from non-frontal views. This issue arises because fitting relies on sparse joint-reprojection constraints that mainly cover front-facing parts, offering limited supervision for rear and side views. + +Hence, our first contribution is to replace the sparse keypoint supervision with a denser alternative. Specifically, we exploit Continuous Surface Embeddings [31] (CSE), which annotate each vertex of the CSE dog mesh with a unique descriptor. Furthermore, CSE provides a pre-trained deep image-to-CSE predictor, that labels image pixels with their corresponding CSE descriptor and transitively with the matching mesh vertex. In this work, in an one-time process, we first transform CSE descriptors to the SMAL mesh by means of a semimanual non-rigid alignment. This then enables a stronger keypoint loss providing reprojection constraints for all points on the animal's body, even in rear views. + +Secondly, we enhance fits by exploiting the inherent smoothness of animal movements over time. Previous attempts incorporated this knowledge by enforcing temporal smoothness on the deformation coefficients of the SMAL template. However, we found this approach flawed because the coefficients have to represent both the smooth animal motion and the camera motion, which is often non-smooth due to the unstable camera operator. Instead, we propose to represent the SMAL deformation as a combination of accurate Structure-from-Motion camera and optimized animal motion, allowing for proper temporal regularization. Importantly, SfM also provides intrinsic parameters of each camera (focal length), which facilitates more accurate shape fitting through loss terms that require rendering. + +Finally, we are the first to enable texturing of the SMAL mesh by leveraging it as a scaffold for a novel implicit duplex-mesh neural radiance field, which can be rendered while accounting for body deformations. Our approach involves defining implicit shape and color functions on a subset of the 3D domain bounded by enlarged and downsized versions of the mesh template. This allows for articulation of the corresponding implicit surface by posing the boundary meshes similarly to the original mesh. + +We evaluate the color and 3D shape-fitting accuracy on the CoP3D dataset [42], containing crowd-sourced "turntable" videos of dogs captured by smartphone cameras, achieving performance superior to template-based [39, 40] and template-free [55] baselines. We also compare our pose estimation quality on the recent APTv2 dataset [56] and report results superior compared to video-based methods dog-specific [55]. + +# 2 Related Work + +Video reconstruction on humans. Recent works in 3D human pose reconstruction show impressive results on videos, representing detailed motions and robustness to occlusions [10,59]. Several factors support the progress in this area. + +The majority of methods rely on the parametric SMPL model introduced in [27] and refined in [33, 34, 38]. Unlike the existing animal models, it is learned from a large collection of real 3D scans of humans, which entails stronger expressiveness. The model provides parametric handles to both shape and pose variations. Additionally, human-centric models benefit from large real datasets with keypoint annotations [24, 28, 48] as well as synthetic 3D datasets [13]. + +We also note the availability of off-the-shelf models for related tasks such as human key-point identification [51]. Such models can guide training of 3D reconstruction or provide soft annotation on large unlabelled datasets [11]. These factors explain why 3D animal reconstruction cannot directly benefit from breakthroughs in the human domain. + +Additionally, there are several works [6, 12, 15, 35] targeting human reconstruction with texture from monocular and multi-view sources achieving high rendering quality by leveraging off-the-shelf human pose estimation models. + +Template-based animal reconstruction. Based on the success of template-based human reconstruction using SMPL, [62] introduced SMAL, a parametric model for quadruped animals. Unlike the SMPL model, which is supervised by scans of real humans, and due to the many challenges of scanning live quadruped animals, the SMAL model is only trained with scans of toy animal models. + +To add to the challenge, datasets with 3D annotations for dog reconstruction are very limited [17,50] and does not adequately represent the diversity of dog breeds and poses. The most relevant image dataset is StanfordExtra [8,18], a collection of dog images with silhouette and joint annotations. Despite being diverse, spanning different dog breeds and environments, the dataset is biased towards front-facing views. This motivates our choice of the CoP3D dataset [42], an extensive collection of pet videos with high view-point variability in each video. + +Similar to human reconstruction research, multiple works estimate shape attributes $\beta$ and pose attributes $\theta$ for the SMAL model from a single image, relying on 2D reprojection constraints. [3] predicts skeleton joints to find an initial solution, which is then refined to match keypoints estimated from the animal silhouette. [22] propose a coarse-to-fine strategy, where an initial solution is refined through a graph-convolutional network. BARC [39] enforces similar shape attributes for dogs of the same breed, which is predicted by a deep network. BITE [40], an extension of BARC, improve prediction plausibility with ground-contact and ground-plane losses, and improve accuracy with an iterative refinement loop. We compare ours against BARC and BITE to show how multi-view supervision and CSE embeddings significantly improve performance, especially on the challenging videos from the COP3D dataset. We note some additional template-based related works [1,2,46,57,61]. + +Template-free animal reconstruction. The template-free setup enabling reconstruction of a wider range of animals has also been considered. These approaches build a 3D representation by analyzing a collection of images, or frames of a single video, or videos of the same species. + +Progress made in differentiable rendering [25,37,47] supported the analysis-by-synthesis method for animal reconstruction from a single video. Recent works [19,32,52,53] propose to minimize silhouette and photometric losses in order to jointly learn camera parameters and a textured frame-independent linear deformation 3D model. + +We are inspired by Viser [53] that recovered articulated humans from monocular videos. They learn long-range 2D point tracks using object masks and optical flow, and a video-specific embedding linking pixel appearance to surface points on a canonical deformable mesh. However, such approaches are vulnerable to (self-)occlusions, especially in significantly dynamic scenes. + +To overcome these issues, several works train on a set of videos. BANMo [54] leverages multiple videos of the same subject to build an implicit canonical representation, posed via a differentiable neural blend skinning method. Similar to our work, they use pixel $CSE$ predictions on the different images to link it with a 3D embedding defined in the canonical space. As such, satisfactory + +![](images/2f031dd1fa4447e74e57aded18cc75bc3b4ab165d8d445c4afd3875eb175dc5a.jpg) +Fig. 2: Method overview. Two stage process: First, we initialize root pose $g_{t}^{0}$ via PnP-RANSAC, utilizing CSE mesh-pixel correspondences. Then, we jointly optimize shape $\beta$ , time-varying pose $\theta_{t}$ and implicit texture $\psi$ through an analysis-by-synthesis approach, leveraging mask $\mathcal{L}^{mask}$ , dense correspondence $\mathcal{L}^{cse}$ (optimized models in orange), and photometric $\mathcal{L}^{photo}$ signals. + +new views are generated only when positioned relatively close to the training views. Recently, RAC [55] extended BANMo to learn a general and instance-specific model from a set of videos from the same category of deformable objects, including the dog category analyzed here. TrackeRF [42] extends PixelNeRF [58] to time-deforming shapes but it only predicts novel views without a full-scale 3D animal-body model. Note that the method additionally needs to be initialized with a basic hierarchical joint skeleton. We compare with RAC in Sec. 4 and omit comparison to TrackeRF because its source code is not available. + +Also note [14, 23] both propose innovative methods for reconstructing 3D models from 2D data, with the former developing a deformable 3D model for various species using unlabelled images, and the latter creating category-specific reconstructors through supervision from a diffusion image generator. + +# 3 Method + +Our goal is to reconstruct the 3D shape and appearance of a dog captured in a monocular video, i.e., given a tuple $(I_{t})_{t = 1}^{T}$ of $T\in \mathbb{N}$ video frames we output a tuple $(S_{t})_{t = 1}^{T}$ of colored 3D shapes $S_{t}$ of the animal in each frame $I_{t}\in \mathbb{R}^{3\times H\times W}$ . + +In Sec. 3.1, we detail the shape representation $S$ , while Secs. 3.2 and 3.3 describe the optimization process recovering the shape $S$ given input images $I$ . + +# 3.1 Shape and Appearance Representation + +Our method defines the colored shape representation $S_{t}$ at time $t$ as a 3-tuple + +$$ +S _ {t} := (\beta , \theta_ {t}, \psi), \tag {1} +$$ + +where $\beta$ and $\psi$ define the intrinsic (i.e., time-invariant) deformation and the texture of the dog body respectively, and $\theta_{t}$ is the time-dependent pose of its skeleton. In what follows, we detail these three sets of parameters. + +3D shape representation $\beta, \theta_t$ . There is a plethora of articulated 3D shape representations ranging from universal less-constrained 3D-flow functions [9, 36] to category-specific Linear-Blend-Skinning (LBS) models attached to a fixed surface-mesh template [21, 27, 62]. Since we focus on a certain animal category (i.e., dog) with a well-defined space of plausible articulations and body deformations, we opt for the latter, i.e., a template-based shape model. + +Specifically, we represent the 3D geometry (i.e., the parameters $\theta_t, \beta$ in Eq. (1)) of each dog with the SMAL model [62]. The latter comprises a deformable template mesh $(\hat{\mathcal{V}}, \mathcal{F})$ with vertices $\hat{\mathcal{V}} \in \mathbb{R}^{3889 \times 3}$ and a list of triangular faces $\mathcal{F} \in \mathbb{N}^{7774 \times 3}$ . The deformation of $\hat{\mathcal{V}}$ is defined as a function + +$$ +F (\hat {\mathcal {V}}, \beta , \theta_ {t}) := \mathcal {V} \in \mathbb {R} ^ {3 8 8 9 \times 3}, \tag {2} +$$ + +conditioned on shape parameters (PCA coefficients and bone lengths) $\beta \in \mathbb{R}^{d_{\beta}}$ controlling the non-rigid deformation of the animal shape in its canonical pose, and pose parameters $\theta_t \coloneqq (g^0, \theta^J)$ . The latter has two components: (i) a root transformation $g^0 \in \mathbb{SE}(3)$ that represents the overall rigid transformation of the dog body; and (ii) angles $\theta^J \in \mathbb{R}^{d_J}$ of the animal joints that control the deformation of its limbs. + +Time-deforming SMAL. To represent the time-varying deformation of a dog, we estimate a tuple $(\theta_t)_{t=1}^T$ comprising SMAL pose coefficients $\theta_t$ for each of the $T$ video frames, and a single vector $\beta$ because, typically, the intrinsic deformation is time-invariant. Since the animals often move smoothly in time, the pose $\theta_t$ is defined as a function $\theta^{\mathrm{MLP}}(t)$ of a smooth temporal basis $\gamma(\tau(t))$ as follows: + +$$ +\theta_ {t} := \theta^ {\mathrm {M L P}} (\tau (t)), \tag {3} +$$ + +implemented by a shallow multi-layer perceptron $\theta^{\mathrm{MLP}}$ accepting positional encoding $\gamma$ [44] applied to the timestamp $\tau(t) \in \mathbb{R}^{+}$ of frame $I_{t}$ . + +Continuous SMAL Embeddings. Besides the deformation parameters $(\theta, \beta)$ , SMAL also defines joint locations $\hat{\mathcal{I}} \in \mathbb{R}^{N_J \times 3}$ as a sparse subset of 3D points (not necessarily localized on the surface of the parametric shape), which are linearly regressed from the vertex locations. Since the joints correspond to semantic parts of the animal body (paws, ear tips), they can improve shape-fitting accuracy via establishing correspondences between the SMAL mesh and the detections of the body parts in the images. However, while these keypoints improve performance in [39,40], where most animals are photographed from their side or frontal views, they are inadequate for our video fly-arounds containing rear views with little-to-no visible keypoints (see Fig. 3 and Sec. 4). + +Hence, instead of sparse landmarks, we exploit Continuous Surface Embeddings (CSE) [31], which attach a unique embedding vector $e_k \in \mathbb{R}^{d_e}$ to each vertex $X_k \in \hat{\mathcal{V}}$ of the (canonical) SMAL template such that the dimensions of $e$ vary smoothly over the mesh surface. CSE also provides a deep predictor that annotates each image pixel with its corresponding mesh coordinate $e_k$ . Thus, unlike sparse keypoints, the latter densely annotates images of animals from arbitrary viewpoints, including rear views. + +CSE template [31] + +![](images/97ba94fe1f1c3be4e52e63d32faf257edf09b24902058929509e9d1f9f852478.jpg) + +$\downarrow$ Meshalignment $\downarrow$ + +SMAL template [62] + +![](images/b4a2632c25d7aa68b7fc32fe0b3c029a7efb61faecdba16a84e6c5d31c2a86b0.jpg) +Fig. 3: SMAL CSE. We align the CSE mesh template (top left) with the SMAL template (top right) in order to setup the CSE coordinate frame over the surface of the SMAL mesh. In combination with a pretrained image-to-CSE predictor, this allows establishing dense correspondences between surface points of the SMAL template and the corresponding image pixels. Note that the image CSE detections (rows labelled "CSE") provide dense correspondence covering all parts of the dog body, which is not the case of sparse keypoints ("Keypoints" rows). + +![](images/8c84bb3d187a51b8cd1fbe92deac9d8b3fefca17e203a3b80f830e7c10f64908.jpg) +Keypoints CSE Keypoints CSE + +Because the original template mesh of CSE [31] is different from the SMAL template, following [31], we transform the CSE coordinate map to SMAL using a customized variant of the Zoom-Out method [29]. The latter results in the final set of SMAL-CSE vertex coordinates $e_k$ (alignment visualized in Fig. 3). + +Dual-mesh implicit texture $\psi$ . Besides reconstructing 3D animal shapes, we also aim to recover the texture of the animal body. We require an exact supporting 3D shape to learn an accurate texture model. However, due to the low expressivity of the SMAL deformation space, the posed mesh can only represent the surface of a dog up to a certain error. Thus, following recent advances in new-view synthesis of humans [26], we leverage the template mesh as a scaffold supporting a more accurate implicit radiance field [30], which we describe next. + +Our method is inspired by duplex radiance fields [45], originally proposed for speeding up rendering of neural radiance fields [30]. Specifically, we first extrude the 2-manifold canonical surface to a 3D volume by defining an $\epsilon$ -neighborhood $\hat{\mathcal{N}}^{\epsilon} \subset \mathbb{R}^{3}$ as a 3D subspace bounded by an outer mesh with vertices $\hat{\mathcal{V}}^{\uparrow} = (1 + \epsilon)\hat{\mathcal{V}}$ , and an inner mesh $\hat{\mathcal{V}}^{\downarrow} = (1 - \epsilon)\hat{\mathcal{V}}$ , both sharing the same faces $\mathcal{F}$ . In practice, we obtain the offset meshes by moving along directions of vertex normals. Similar to the template mesh itself, both $\hat{\mathcal{V}}^{\uparrow}$ and $\hat{\mathcal{V}}^{\downarrow}$ can be deformed with $\theta, \beta$ resulting in the posed neighborhood $\mathcal{N}^{\epsilon}$ bounded by $F(\hat{\mathcal{V}}^{\uparrow}, \beta, \theta)$ and $F(\hat{\mathcal{V}}^{\downarrow}, \beta, \theta)$ . + +Within this neighborhood, we then define an opacity function $\psi_{\sigma}:\mathcal{N}^{\epsilon}\mapsto \mathbb{R}^{+}$ , annotating 3D locations $\hat{\mathbf{x}}$ in the mid-space with presence $(\psi_{\sigma}(\hat{\mathbf{x}}) > 0)$ or absence $(\psi_{\sigma}(\hat{\mathbf{x}})\approx 0)$ of the surface, and the radiance function $\psi_c:\mathcal{N}^\epsilon \times \mathbb{S}^2\mapsto [0,1]^3$ + +![](images/ea4908390b968085737595c568ec686ac3cd3a74183148c25aed2cf8f6d553ad.jpg) +Fig. 4: Implicit duplex-mesh model. We propose a novel deformable implicit shape model. Using the radiance and opacity functions $\psi_{c}$ and $\psi_{\sigma}$ defined over an $\mathbb{R}^3$ subspace bounded by a canonical duplex mesh with vertices $\hat{\mathcal{V}}^{\uparrow}$ and $\hat{\mathcal{V}}^{\downarrow}$ , we render a color of the posed duplex mesh via EA ray marching over a canonical ray $\hat{\mathbf{r}}_{\mathbf{u}}$ . The latter is obtained by transforming into the canonical space the intersections of the view-space ray $\mathbf{r}_{\mathbf{u}}$ with the posed duplex mesh $F(\hat{\mathcal{V}}^{\uparrow},\beta ,\theta),F(\hat{\mathcal{V}}^{\downarrow},\beta ,\theta)$ . + +which colors the space depending on the direction $\mathbf{r} \in \mathbb{S}^2$ from which the input point $\hat{\mathbf{x}}$ is observed. The coloring and opacity functions are implemented as in [5], i.e., using a shallow MLP decoding a learnable triplane feature grid. Please refer to the supplementary material for details. + +Dual-mesh rendering. Having defined the animal shape $(\mathcal{V},\mathcal{F})$ and the implicit texture $\psi$ , we image the latter from an arbitrary camera viewpoint $P$ using a differentiable rendering function $\mathcal{R}$ : + +$$ +\mathcal {R} (P, \mathcal {V}, \mathcal {F}, \psi) := \bar {I}, \tag {4} +$$ + +which outputs the render $\bar{I} \in [0,1]^{3 \times H \times W}$ as observed from the camera with projection matrix $P \subset \mathbb{R}^{3 \times 4}$ . + +To obtain $\bar{I}$ , we iterate over all its pixels $\mathbf{u} \in [1..H] \times [1..W]$ and march with Emission-Absorption (EA) over the canonical ray $\hat{\mathbf{r}}_{\mathbf{u}}$ defined as the camera-space ray $\mathbf{r}_{\mathbf{u}} = P^{-1}\mathbf{u}$ in the rest-pose coordinates. Specifically, $\mathbf{r}_{\mathbf{u}}$ is first intersected with the posed outer boundary mesh $F(\hat{\mathcal{V}}^{\uparrow}, \beta, \theta)$ , and then the intersection's barycentric coordinates are applied to the corresponding canonical mesh $\hat{\mathcal{V}}^{\uparrow}$ yielding a 3D point $\hat{\mathbf{x}}_{\mathbf{u}}^{\uparrow} \in \hat{\mathcal{N}}^{\epsilon}$ in the canonical neighborhood $\hat{\mathcal{N}}^{\epsilon}$ . Repeating the same for the inner mesh $F(\hat{\mathcal{V}}^{\uparrow}, \beta, \theta)$ yields a second 3D point $\hat{\mathbf{x}}_{\mathbf{u}}^{\downarrow} \in \hat{\mathcal{N}}^{\epsilon}$ . The two points $\hat{\mathbf{x}}_{\mathbf{u}}^{\uparrow}$ and $\hat{\mathbf{x}}_{\mathbf{u}}^{\downarrow}$ then define the canonical ray $\hat{\mathbf{r}}_{\mathbf{u}}$ , over which we march with EA, accumulating the outputs of the radiance functions $\psi_c$ and $\psi_\sigma$ in the process, to render the final color of pixel $\mathbf{u}$ (details in the supplementary). + +Note that our EA rendering differs from the duplex radiance fields [45], which instead leverage an MLP to directly map positional encodings of the two intersection points $\hat{\mathbf{x}}_{\mathbf{u}}^{\downarrow}$ , $\hat{\mathbf{x}}_{\mathbf{u}}^{\uparrow}$ to a surface color. + +# 3.2 Pose Initialization + +Fitting a non-rigid shape to a monocular video is a challenging task and, as such, a trivial random initialization of the shape parameters (the weights of + +MLPs $\psi, \chi)$ inevitably leads to a failure. We thus employ two fitting stages, where the first initializes parameters to ensure convergence of the second stage. + +Root pose estimation. We observed that a suitable initialization of the root pose $g^0$ , while initializing the rest of the parameters (limb angles $\theta^J$ , intrinsic deformation $\beta$ , implicit MLP $\psi$ ) randomly, is sufficient to avoid the most common local minima, such as flipping of the dog body along its symmetry axes. + +The goal of the initial fitting stage is thus to recover the root rigid transformations $g_{t}^{0}$ for $t\in [1,T]$ so that the perspective projection of the unposed canonical template $\hat{\mathcal{V}}$ into each camera $P_{t}$ matches the depicted dog in frame $t$ . + +PnP with CSE. To this end, we leverage the CSE coordinate map of the SMAL mesh (Sec. 3.1). First, for each image $I_{t}$ , a pre-trained CSE convolutional network annotates pixels $\mathbf{u}_t\in [1..H]\times [1..W]$ with their CSE embedding $e(\mathbf{u}_t)$ . Then, we establish correspondences between each pixel $\mathbf{u}_t$ and the vertices $\hat{X}_{\mathrm{NN}^{\epsilon}(\mathbf{u}_t)}\in \hat{\mathcal{V}}$ on the template mesh $\hat{\mathcal{V}}$ by recovering the nearest neighbors $\mathrm{NN}^e (\mathbf{u}_t)\coloneqq \arg \min_{1\leq k\leq |\mathcal{V}|}\| e(\mathbf{u}_t) - e_k\|$ in the CSE embedding space. Given the set $\{(\mathbf{u}_t,\hat{X}_{\mathrm{NN}^{\epsilon}(\mathbf{u}_t)})\}$ of pixel-to-vertex correspondences, PnP-RANSAC [20] estimates the best camera $P_{t}^{\mathrm{PnP}}$ aligning the projections of the vertex points with their corresponding pixels. + +In order to increase robustness to occasional failures of PnP caused by inaccurate CSE predictions, we employ a collective pose refinement that finds a single global rigid transformation $g^{\mathrm{PnP}} \in \mathbb{S}\mathbb{E}(3)$ aligning the sequence of PnP-estimated cameras $(P_t^{\mathrm{PnP}})_{t=1}^T$ with the scene SfM cameras $(P_t^{\mathrm{SfM}})_{t=1}^T$ (the SfM cameras are detailed in the next section). The latter then initializes the root-rigid transformation of each frame, i.e., $\forall t : g_t^0 = g^{\mathrm{PnP}}$ . + +# 3.3 Shape Fitting + +We now detail the second fine-fitting stage, which optimizes all shape parameters $(\beta, \theta_t, \psi)$ given the initial poses $g^0$ . + +Factoring the rigid pose. Even with near-perfect initialization of the root rigid pose, it is challenging to converge to a good solution when, as done in previous works [39,40], the rigid component $g_{t} = g_{t}^{0} \in \mathbb{S}\mathbb{E}(3)$ of the rendering camera $P_{t}$ is solely represented with the root transformation $g_{t}^{0}$ . Such optimization is challenging because $g_{t}^{0}$ has to represent the animal pose and also compensate for complex camera motions such as the jitter caused by unstable handling. + +Instead, we factor the extrinsics $g_{t} = g_{t}^{\mathrm{cam}} \cdot g_{t}^{0}$ of each rendering camera $P_{t}$ as a composition of the camera motion $g_{t}^{\mathrm{cam}} \in \mathbb{S}\mathbb{E}(3)$ w.r.t. the rigid scene background and the motion $g_{t}^{0} \in \mathbb{S}\mathbb{E}(3)$ of the dog w.r.t. the background. Here, $g_{t}^{\mathrm{cam}} := g_{t}^{\mathrm{SfM}}$ is fixed to the SfM camera $g_{t}^{\mathrm{SfM}}$ estimated by COLMAP [41] which we empirically found to be very accurate. Offloading the camera estimate to SfM, we are then left with the simpler task of regressing the temporally-smooth rigid animal motion $g_{t}^{0}$ . + +CSE-guided fine shape fitting. The second fine fitting stage outputs all parameters $(\beta, \theta_t, \psi)$ by optimizing the shape predictor $\theta^{\mathrm{MLP}}$ and the implicit shape + +$\psi$ using the following loss function: + +$$ +\sum_ {t = 1} ^ {T} \left(\mathcal {L} _ {t} ^ {\mathrm {c s e}} + \mathcal {L} _ {t} ^ {\mathrm {k p}} + \mathcal {L} _ {t} ^ {\mathrm {p h o t o}} + \mathcal {L} _ {t} ^ {\mathrm {m a s k}} + \mathcal {L} _ {t} ^ {\mathrm {r e g}}\right). \tag {5} +$$ + +The latter calculates frame-specific losses $\mathcal{L}_t$ and sums them over all $T$ training images. The next paragraphs detail each loss term. + +(i) CSE-keypoint loss. Besides leveraging CSE for the pose initialization, we also guide the fitting process with the following CSE keypoint loss: + +$$ +\mathcal {L} _ {t} ^ {\mathrm {c s e}} = \sum_ {\mathbf {u} _ {t} \in M _ {t}} \| \mathbf {u} _ {t} - P _ {t} F (\mathcal {V}, \beta , \theta_ {t}) _ {\mathrm {N N} ^ {e} \left(\mathbf {u} _ {t}\right)} \|, \tag {6} +$$ + +integrating the reprojection distances between each foreground pixel $\mathbf{u}_t \in M_t$ and the corresponding 2D projections $P_t F(\mathcal{V}, \beta, \theta_t)_{\mathrm{NN}^e(\mathbf{u}_t)}$ of $\mathbf{u}_t$ 's CSE correspondence $\mathrm{NN}^e(\mathbf{u}_t)$ on the mesh $F(\mathcal{V}, \theta_t, \beta)_{\mathrm{NN}^e(\mathbf{u}_t)}$ . The mesh is deformed with parameters $\theta_t = \theta^{\mathrm{MLP}}(\tau(t))$ given by the pose predictor $\theta^{\mathrm{MLP}}$ for time-stamp $\tau(t)$ of the frame $t$ . Here, $M_t \in \{0,1\}^{H \times W}$ corresponds to the foreground segmentation extracted with a pre-trained segmenter [4]. + +(ii) Sparse-keypoint loss. We complement the main CSE-keypoint training signal with the standard sparse-keypoint loss $\mathcal{L}_t^{\mathrm{kp}} = \sum_{k=1}^{N_J} \| h(I_t)_k - P_tJ_k \|$ , minimizing the distance between the projection $P_tJ_k$ and the detection $h(I_t)_k$ of the $j$ -th SMAL joint $J_k = F(\hat{\mathcal{I}}, \beta, \theta_t)_k$ in the articulation of the image $I_t$ . Here $h(I_t) \in \mathbb{R}^{N_J \times 2}$ denotes the 2D keypoint detections from BARC's sparse dog keypoint detector [39]. We discovered that sparse keypoints improve fitting on thin body structures, such as paws, where the CSE detections are less accurate. + +(iii) Photometric loss. To train the appearance predictor, and to provide an additional supervision for fine 3D fitting, we minimize the photometric loss: + +$$ +\mathcal {L} _ {t} ^ {\mathrm {p h o t o}} = \operatorname {L P I P S} \left(M _ {t} \odot I _ {t}, \mathcal {R} \left(P _ {t}, F \left(\mathcal {V}, \theta_ {t}, \beta\right), \mathcal {F}, \psi^ {\mathrm {M L P}}\right)\right), \tag {7} +$$ + +comprising the Learned Perceptual Image Patch Similarity [60] (LPIPS) between the masked ground-truth image $M_{t} \odot I_{t}$ and the RGB render of the posed mesh $F(\mathcal{V},\theta_t,\beta)$ colored by the implicit duplex-mesh MLP $\psi^{\mathrm{MLP}}$ . + +(iv) Chamfer mask loss. Similar to [3, 39, 40], we minimize a silhouette loss $\mathcal{L}_t^{\mathrm{mask}}$ : + +$$ +\mathcal {L} _ {t} ^ {\text {m a s k}} = d _ {\text {C h a m f e r}} \left(\left\{\mathbf {u} _ {t} \mid \mathbf {u} _ {t} \in M _ {t} \right\}, \left\{P _ {t} X _ {k} \mid X _ {k} \in F (\mathcal {V}, \theta_ {t}, \beta) \right\}\right), \tag {8} +$$ + +evaluating Chamfer distance between the set of occupied 2D pixels $\mathbf{u}_t \in M_t$ of the g. t. mask $M_t$ , and the 2D projections of the posed-mesh vertices $F(\mathcal{V}, \theta_t, \beta)$ . + +(v) Shape regularizers. To avoid implausible mesh articulations, we also employ shape regularization loss $\mathcal{L}_t^{\mathrm{reg}} = \mathcal{L}_t^{\mathrm{arap}} + \mathcal{L}_t^{\mathrm{edge}}$ , comprising the As-Rigid-As-Possible (ARAP) regularizer $\mathcal{L}_t^{\mathrm{arap}}$ [43], and the edge-length penalty $\mathcal{L}_t^{\mathrm{edge}}$ [16] enforcing local rigidity of the posed template. See supplementary for details. + +![](images/655532a1f3dd8a47db713b9370d3576a0c1f433cf24cc1aca5bc5da577fbe8f7.jpg) +Fig. 5: Qualitative comparison. We note that, unlike template-based approaches, the reconstructed meshes from RAC are very far from the actual shape of a dog. To evaluate temporal consistency, please refer to the result videos. + +Table 1: Average results on 50 sequences from COP3D and 39 sequences from APTv2. Quality of pose estimates is measured by IoU, IoUw5, errtrack; appearance quality is measured by PSNR, PSNRw5, LPIPS. Note that BARC and BITE only estimate pose and hence we cannot evaluate appearance quality, indicated by $\times$ . + +
DatasetCoP3D [42]APTv2 [56]
IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓errtrack ↓
BARC [39]0.750.47×××0.047
BITE [40]0.810.59×××0.047
RAC [55]0.760.5221.8617.510.1640.093
Ours0.840.7922.1219.400.0410.035
+ +# 4 Experiments + +Datasets. We evaluate all models on COP3D [42], an open-source dataset containing fly-around videos of pets annotated with cameras and segmentation masks. We select a subset of 50 dog videos with a variety of poses, movements and textures. Each test video contains 200 frames, which we split to the training and test sets by considering contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test (we evaluate the impact of this protocol in Tab. 3). We evaluate all models at $256 \times 256$ resolution. + +We also propose a tracking evaluation using APTv2 [56], a comprehensive dataset that includes videos featuring 30 distinct animal species in motion. Each video frame is annotated with 17 keypoints, which we use as ground-truth for quantitative evaluation. All videos in the dataset have a consistent length of 15 frames. We restrict to a subset of 39 sequences, where the video contains a single-instance of a dog. + +Metrics. On COP3D [42], we report three evaluation metrics assessing the quality of the predicted shape and texture: (i) IoU reports the average over the intersection-over-union between the silhouette render of the posed shape $S_{t}$ and the ground truth mask $M_{t}$ computed for each frame $t$ ; (ii) PSNR computes the average peak-signal-to-noise ratio between the renders $\bar{I}_{t}$ of the fitted shape at time $t$ , and the ground truth image $I_{t}$ ; and (iii) LPIPS [60] is a perceptual metric that measures the average visual similarity between the rendered images $\bar{I}_{t}$ of the fitted shape at time $t$ , and the ground truth images $I_{t}$ . This metric is particularly useful as it takes into account human visual perception and the structural information of the images, providing a more accurate measure of visual similarity compared to PSNR. Additionally, we report worst 5% variant PSNRw5, IoUw5. On APTv2 [56], we evaluate errtrack measuring the tracking error of the annotated keypoints via the following protocol: (i) On the first frame, we pair each ground-truth keypoint $kp_{i}^{0}$ with a vertex $v_{i} \in \mathbb{R}^{3}$ on the mesh via the predicted pose. (ii) On the remaining frames, we compute L2 distance between ground-truth keypoints and the projection of paired vertices. + +![](images/43b067d014e1075b9cb4c788d7f7252ea9462e3685825bbf859f013170785db4.jpg) +Fig. 6: Texture transfer. Models optimized on a scene can be re-animated via the template articulations. We demonstrate shape and motion projection from one optimized scene to other textures. + +Baselines. First, we compare to template-based reconstructors BARC [39] and BITE [40] which, similar to us, predict parameters of the SMAL model, but take as input only a single image (frame). Here, BITE extends BARC with a test-time iterative refinement. Secondly we compare to RAC [55], which is a template-free reconstructor with deformable shape and texture priors learned by observing various animals in videos. For fair comparison, we execute their shape/texture training pipeline on the original training set extended with our CoP3D videos. The quality of our textures can only be directly compared to RAC's model, which also includes texture, but we cannot compare them to BITE or BARC because they only output 3D shapes. + +Results. Table 1 contains the results of our experiments on COP3D and APTv2. On COP3D, our method outperforms BARC,BITE and RAC in the quality of the predicted texture (LPIPS). In terms of IoU, we outperform BARC and RAC, and achieve similar performance to BITE. However, since our method is temporally-consistent, we significantly outperform BITE on worst $5\%$ IoU. On APTv2 [56], our method outperforms BARC, BITE and RAC on the tracking evaluation. We note that RAC achieves significantly worst than all the other methods. We argue that this is caused by the poor quality of the rendered shape. We provide qualitative comparison in Fig. 5 and videos for visual evaluation. + +Ablation study. To validate our design choices, we ablate individual components of our model and record the incurred changes in performance. (i) Loss ablation. In Tab. 2, we remove each loss term of Equation 5 and report the resulting PSNR/LPIPS/IoU. The results indicate a performance drop when any loss is removed, which confirms the merit of each loss. (ii) Motion factorization. We also demonstrate the benefits of our factorization of measured rigid motion + +Table 2: Ablation on CoP3D reporting performance with various loss terms removed and without camera motion factorization ( $g_{t}^{\mathrm{cam}} = g_{t}^{0}$ ). + +
w/oLchamferLcseLkeypointLcolorLarapLedgegtcam=gt0Ours
IoU ↑0.700.810.800.810.810.830.720.84
PSNR ↑20.6520.8921.5421.6221.6121.8819.1222.40
LPIPS ↓0.0600.0510.0480.0470.0470.0450.0670.038
+ +to the motion of the camera and the motion of the shape (Sec. 3.3). Specifically, we design an experiment where the rigid motion $g_{t}$ of each rendering camera $P_{t}$ is represented with the root rigid component $g_{t}^{0}$ of the SMAL deformation coefficients $\theta_{t}$ , i.e., $\forall t \in [1..T] g_{t}^{\mathrm{cam}} = g_{t}^{0}$ , ignoring the SfM estimate $g_{t}^{\mathrm{SfM}}$ . Results in Tab. 2 indicate that this leads to a significant decrease in performance across all metrics justifying our rigid motion factorization. + +Varying frame-split difficulty. For COP3D evaluations [42], we follow the original train/test split protocol (contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test). Removing excessive visible frames would render the problem unsolvable (e.g. it is impossible to guess the exact motion of a dog's legs given two boundary frames that are too far apart). Regardless, in Tab. 3 we evaluate the impact of reducing the supervision with two additional splits. Our method outperforms RAC on all splits, thus showing stronger robustness to weaker supervision. + +Table 3: Evaluation with a varying train/test frame split on COP3D. Note that our method consistently beats RAC across a range of train/test splits. + +
Split Train/Test|IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓
15/5RAC [55]0.760.5221.8617.510.164
Ours0.840.7922.1219.400.041
15/10RAC [55]0.710.421.5416.460.175
Ours0.820.6922.0718.540.048
15/15RAC [55]0.660.3720.6715.380.196
Ours0.810.6321.6217.810.056
+ +# 5 Discussion and Conclusions + +Limitations. Our method, based on the CSE-SMAL template, is currently limited to reconstructing quadrupeds. Qualitative evaluations using COP3D show that thin body structures, particularly ears, are inaccurately reconstructed due to limitations in CSE predictions. Additionally, the expressiveness of the SMAL template restricts our reconstruction capabilities. For texture reconstruction, we rely solely on the input signal and do not inpaint unobserved areas, resulting in partial texturing from short videos where the animal is not fully visible. + +Conclusion. In this paper, we proposed a novel method for generating textured animatable 3D mesh models from a casually captured monocular video of a dog. 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(2016) \ No newline at end of file diff --git a/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/images.zip b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..7e9e536dce6894a1d3f0812bc96aabfc9bd84a9a --- /dev/null +++ b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:14e55a2fdc691110ebf8e5e5603eaaae79a5982340faa2914e9ac8e5f9763b67 +size 569187 diff --git a/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/layout.json b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..4108f7bb7ea04c4d156098453e3de5457a77141e --- /dev/null +++ b/2024/Animal Avatars_ Reconstructing Animatable 3D Animals from Casual Videos/layout.json @@ -0,0 +1,11457 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 140, + 111, + 474, + 146 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 111, + 474, + 146 + ], + "spans": [ + { + "bbox": [ + 140, + 111, + 474, + 146 + ], + "type": "text", + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 170, + 167, + 444, + 180 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 167, + 444, + 180 + ], + "spans": [ + { + "bbox": [ + 170, + 167, + 444, + 180 + ], + "type": "text", + "content": "Remy Sabathier" + }, + { + "bbox": [ + 170, + 167, + 444, + 180 + ], + "type": "inline_equation", + "content": "^{1,2}" + }, + { + "bbox": [ + 170, + 167, + 444, + 180 + ], + "type": "text", + "content": ", Niloy J. 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We present a method to build animatable dog avatars from monocular videos. This is challenging as animals display a range of (unpredictable) non-rigid movements and have a variety of appearance details (e.g., fur, spots, tails). We develop an approach that links the video frames via a 4D solution that jointly solves for animal's pose variation, and its appearance (in a canonical pose). To this end, we significantly improve the quality of template-based shape fitting by endowing the SMAL parametric model with Continuous Surface Embeddings (CSE), which brings image-to-mesh reprojection constraints that are denser, and thus stronger, than the previously used sparse semantic keypoint correspondences. To model appearance, we propose a novel implicit duplex-mesh texture that is defined in the canonical pose, but can be deformed using SMAL pose coefficients and later rendered to enforce a photometric compatibility with the input video frames. On the challenging CoP3D and APTv2 datasets, we demonstrate superior results (both in terms of pose estimates and predicted appearance) over existing template-free (RAC) and template-based approaches (BARC, BITE). Video results and additional information accessible on the project page: https://remysabathier.github.io/animalavatar.github.io." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 486, + 230, + 498 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 486, + 230, + 498 + ], + "spans": [ + { + "bbox": [ + 132, + 486, + 230, + 498 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 510, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 569 + ], + "type": "text", + "content": "Building poseable reconstructions of animals captured by consumer imaging devices is a valuable technology with numerous applications in augmented and virtual reality. Among many possible animal species, the reconstruction of canines is of particular interest primarily due to their important role in the lives of their two-legged friends." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "While it is nowadays possible to reliably reconstruct rigid scenes captured from a moving vantage point [41], the reconstruction of non-rigid shapes is significantly less constrained and, as such, a more challenging problem. Here, many recent works focused on generic animal reconstruction from multi-view (videos) [19,52,54] or single-view 2D image supervision [49] without prior knowledge of the animal shape. While the latter demonstrated impressive progress, the challenging nature of the problem limits the applicability to scenarios with simple deformations and good multi-view test-time coverage." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 113, + 476, + 235 + ], + "blocks": [ + { + "bbox": [ + 137, + 113, + 476, + 235 + ], + "lines": [ + { + "bbox": [ + 137, + 113, + 476, + 235 + ], + "spans": [ + { + "bbox": [ + 137, + 113, + 476, + 235 + ], + "type": "image", + "image_path": "ead973918df1494a0ce951c2cfe50a16d4da2356874683e12c9538519d4b43c4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "lines": [ + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": "Fig. 1: Animal Avatars. Given a monocular video of a dog, we propose a template-based method to reconstruct the shape " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": ", motion " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\theta_t" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": " and texture " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": ". We address the challenge of insufficient supervision for unconventional views by integrating Continuous Surface Embeddings with an articulated mesh. We introduce a novel implicit duplex-mesh texture model, jointly optimized alongside motion parameters." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 332, + 482, + 441 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 332, + 482, + 441 + ], + "spans": [ + { + "bbox": [ + 130, + 332, + 482, + 441 + ], + "type": "text", + "content": "To better constrain the non-rigid 3D reconstruction, inspired by state-of-the-art methods for Human 3D reconstruction [7,27], we leverage a known category template. Specifically, we use the SMAL template introduced by Zuffi et al. [62] - a quadruped-equivalent of the seminal SMPL parametric human model [27]. The template has been used to enable single-view 3D dog reconstruction trained on an extensive collection of dog images semi-manually annotated with SMAL poses [8,39,40]. While this approach provides a clear state-of-the-art in monocular 3D dog-shape reconstruction, the inherent ambiguity of single-view reconstruction provides many challenges." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 445, + 482, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 552 + ], + "type": "text", + "content": "To further increase our chances of successful reconstruction, besides leveraging the SMAL model, we turn our attention towards reconstructing casual video captures of dogs, which was first explored in [3]. Indeed, videos provide a stronger multi-view supervision which significantly simplifies the 3D shape fitting problem. However, regardless of monocular [39,40] or multi-view conditioning [3], we observed a common failure mode in existing methods when animals are viewed from non-frontal views. This issue arises because fitting relies on sparse joint-reprojection constraints that mainly cover front-facing parts, offering limited supervision for rear and side views." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "Hence, our first contribution is to replace the sparse keypoint supervision with a denser alternative. Specifically, we exploit Continuous Surface Embeddings [31] (CSE), which annotate each vertex of the CSE dog mesh with a unique descriptor. Furthermore, CSE provides a pre-trained deep image-to-CSE predictor, that labels image pixels with their corresponding CSE descriptor and transitively with the matching mesh vertex. In this work, in an one-time process, we first transform CSE descriptors to the SMAL mesh by means of a semimanual non-rigid alignment. This then enables a stronger keypoint loss providing reprojection constraints for all points on the animal's body, even in rear views." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 275, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 275, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 275, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "content": "Secondly, we enhance fits by exploiting the inherent smoothness of animal movements over time. Previous attempts incorporated this knowledge by enforcing temporal smoothness on the deformation coefficients of the SMAL template. However, we found this approach flawed because the coefficients have to represent both the smooth animal motion and the camera motion, which is often non-smooth due to the unstable camera operator. Instead, we propose to represent the SMAL deformation as a combination of accurate Structure-from-Motion camera and optimized animal motion, allowing for proper temporal regularization. Importantly, SfM also provides intrinsic parameters of each camera (focal length), which facilitates more accurate shape fitting through loss terms that require rendering." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 248, + 482, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 482, + 332 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 482, + 332 + ], + "type": "text", + "content": "Finally, we are the first to enable texturing of the SMAL mesh by leveraging it as a scaffold for a novel implicit duplex-mesh neural radiance field, which can be rendered while accounting for body deformations. Our approach involves defining implicit shape and color functions on a subset of the 3D domain bounded by enlarged and downsized versions of the mesh template. This allows for articulation of the corresponding implicit surface by posing the boundary meshes similarly to the original mesh." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 333, + 482, + 406 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 333, + 482, + 406 + ], + "spans": [ + { + "bbox": [ + 130, + 333, + 482, + 406 + ], + "type": "text", + "content": "We evaluate the color and 3D shape-fitting accuracy on the CoP3D dataset [42], containing crowd-sourced \"turntable\" videos of dogs captured by smartphone cameras, achieving performance superior to template-based [39, 40] and template-free [55] baselines. We also compare our pose estimation quality on the recent APTv2 dataset [56] and report results superior compared to video-based methods dog-specific [55]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 429, + 237, + 441 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 429, + 237, + 441 + ], + "spans": [ + { + "bbox": [ + 132, + 429, + 237, + 441 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 459, + 481, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 459, + 481, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 459, + 481, + 495 + ], + "type": "text", + "content": "Video reconstruction on humans. Recent works in 3D human pose reconstruction show impressive results on videos, representing detailed motions and robustness to occlusions [10,59]. Several factors support the progress in this area." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 496, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 482, + 567 + ], + "type": "text", + "content": "The majority of methods rely on the parametric SMPL model introduced in [27] and refined in [33, 34, 38]. Unlike the existing animal models, it is learned from a large collection of real 3D scans of humans, which entails stronger expressiveness. The model provides parametric handles to both shape and pose variations. Additionally, human-centric models benefit from large real datasets with keypoint annotations [24, 28, 48] as well as synthetic 3D datasets [13]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 568, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 568, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 568, + 482, + 628 + ], + "type": "text", + "content": "We also note the availability of off-the-shelf models for related tasks such as human key-point identification [51]. Such models can guide training of 3D reconstruction or provide soft annotation on large unlabelled datasets [11]. These factors explain why 3D animal reconstruction cannot directly benefit from breakthroughs in the human domain." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "Additionally, there are several works [6, 12, 15, 35] targeting human reconstruction with texture from monocular and multi-view sources achieving high rendering quality by leveraging off-the-shelf human pose estimation models." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "type": "text", + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "Template-based animal reconstruction. Based on the success of template-based human reconstruction using SMPL, [62] introduced SMAL, a parametric model for quadruped animals. Unlike the SMPL model, which is supervised by scans of real humans, and due to the many challenges of scanning live quadruped animals, the SMAL model is only trained with scans of toy animal models." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 177, + 480, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 177, + 480, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 177, + 480, + 272 + ], + "type": "text", + "content": "To add to the challenge, datasets with 3D annotations for dog reconstruction are very limited [17,50] and does not adequately represent the diversity of dog breeds and poses. The most relevant image dataset is StanfordExtra [8,18], a collection of dog images with silhouette and joint annotations. Despite being diverse, spanning different dog breeds and environments, the dataset is biased towards front-facing views. This motivates our choice of the CoP3D dataset [42], an extensive collection of pet videos with high view-point variability in each video." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "type": "text", + "content": "Similar to human reconstruction research, multiple works estimate shape attributes " + }, + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "type": "text", + "content": " and pose attributes " + }, + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 274, + 481, + 430 + ], + "type": "text", + "content": " for the SMAL model from a single image, relying on 2D reprojection constraints. [3] predicts skeleton joints to find an initial solution, which is then refined to match keypoints estimated from the animal silhouette. [22] propose a coarse-to-fine strategy, where an initial solution is refined through a graph-convolutional network. BARC [39] enforces similar shape attributes for dogs of the same breed, which is predicted by a deep network. BITE [40], an extension of BARC, improve prediction plausibility with ground-contact and ground-plane losses, and improve accuracy with an iterative refinement loop. We compare ours against BARC and BITE to show how multi-view supervision and CSE embeddings significantly improve performance, especially on the challenging videos from the COP3D dataset. We note some additional template-based related works [1,2,46,57,61]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 434, + 480, + 482 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 480, + 482 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 480, + 482 + ], + "type": "text", + "content": "Template-free animal reconstruction. The template-free setup enabling reconstruction of a wider range of animals has also been considered. These approaches build a 3D representation by analyzing a collection of images, or frames of a single video, or videos of the same species." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 483, + 480, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 480, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 480, + 542 + ], + "type": "text", + "content": "Progress made in differentiable rendering [25,37,47] supported the analysis-by-synthesis method for animal reconstruction from a single video. Recent works [19,32,52,53] propose to minimize silhouette and photometric losses in order to jointly learn camera parameters and a textured frame-independent linear deformation 3D model." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 544, + 480, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 480, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 480, + 604 + ], + "type": "text", + "content": "We are inspired by Viser [53] that recovered articulated humans from monocular videos. They learn long-range 2D point tracks using object masks and optical flow, and a video-specific embedding linking pixel appearance to surface points on a canonical deformable mesh. However, such approaches are vulnerable to (self-)occlusions, especially in significantly dynamic scenes." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "type": "text", + "content": "To overcome these issues, several works train on a set of videos. BANMo [54] leverages multiple videos of the same subject to build an implicit canonical representation, posed via a differentiable neural blend skinning method. Similar to our work, they use pixel " + }, + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "type": "inline_equation", + "content": "CSE" + }, + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "type": "text", + "content": " predictions on the different images to link it with a 3D embedding defined in the canonical space. As such, satisfactory" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 479, + 235 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 479, + 235 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 479, + 235 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 479, + 235 + ], + "type": "image", + "image_path": "2f031dd1fa4447e74e57aded18cc75bc3b4ab165d8d445c4afd3875eb175dc5a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "lines": [ + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": "Fig. 2: Method overview. Two stage process: First, we initialize root pose " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "g_{t}^{0}" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": " via PnP-RANSAC, utilizing CSE mesh-pixel correspondences. Then, we jointly optimize shape " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": ", time-varying pose " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\theta_{t}" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": " and implicit texture " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": " through an analysis-by-synthesis approach, leveraging mask " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathcal{L}^{mask}" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": ", dense correspondence " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathcal{L}^{cse}" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": " (optimized models in orange), and photometric " + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "inline_equation", + "content": "\\mathcal{L}^{photo}" + }, + { + "bbox": [ + 130, + 243, + 482, + 299 + ], + "type": "text", + "content": " signals." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 319, + 482, + 415 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 482, + 415 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 482, + 415 + ], + "type": "text", + "content": "new views are generated only when positioned relatively close to the training views. Recently, RAC [55] extended BANMo to learn a general and instance-specific model from a set of videos from the same category of deformable objects, including the dog category analyzed here. TrackeRF [42] extends PixelNeRF [58] to time-deforming shapes but it only predicts novel views without a full-scale 3D animal-body model. Note that the method additionally needs to be initialized with a basic hierarchical joint skeleton. We compare with RAC in Sec. 4 and omit comparison to TrackeRF because its source code is not available." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 415, + 482, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 464 + ], + "type": "text", + "content": "Also note [14, 23] both propose innovative methods for reconstructing 3D models from 2D data, with the former developing a deformable 3D model for various species using unlabelled images, and the latter creating category-specific reconstructors through supervision from a diffusion image generator." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 479, + 201, + 491 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 479, + 201, + 491 + ], + "spans": [ + { + "bbox": [ + 132, + 479, + 201, + 491 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + 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3D shapes " + }, + { + "bbox": [ + 130, + 501, + 482, + 537 + ], + "type": "inline_equation", + "content": "S_{t}" + }, + { + "bbox": [ + 130, + 501, + 482, + 537 + ], + "type": "text", + "content": " of the animal in each frame " + }, + { + "bbox": [ + 130, + 501, + 482, + 537 + ], + "type": "inline_equation", + "content": "I_{t}\\in \\mathbb{R}^{3\\times H\\times W}" + }, + { + "bbox": [ + 130, + 501, + 482, + 537 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "spans": [ + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "text", + "content": "In Sec. 3.1, we detail the shape representation " + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "text", + "content": ", while Secs. 3.2 and 3.3 describe the optimization process recovering the shape " + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "text", + "content": " given input images " + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 537, + 482, + 562 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 575, + 358, + 588 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 575, + 358, + 588 + ], + "spans": [ + { + "bbox": [ + 131, + 575, + 358, + 588 + ], + "type": "text", + "content": "3.1 Shape and Appearance Representation" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "spans": [ + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "type": "text", + "content": "Our method defines the colored shape representation " + }, + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "type": "inline_equation", + "content": "S_{t}" + }, + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "type": "text", + "content": " at time " + }, + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 593, + 476, + 605 + ], + "type": "text", + "content": " as a 3-tuple" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 271, + 610, + 481, + 624 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 610, + 481, + 624 + ], + "spans": [ + { + "bbox": [ + 271, + 610, + 481, + 624 + ], + "type": "interline_equation", + "content": "S _ {t} := (\\beta , \\theta_ {t}, \\psi), \\tag {1}", + "image_path": "d5718635cb14cbe3ffbb2f14793beb19584b7cca060aea42f8a6243ff75a190d.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": " define the intrinsic (i.e., time-invariant) deformation and the texture of the dog body respectively, and " + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\theta_{t}" + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": " is the time-dependent pose of its skeleton. In what follows, we detail these three sets of parameters." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "type": "text", + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": "3D shape representation " + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "inline_equation", + "content": "\\beta, \\theta_t" + }, + { + "bbox": [ + 130, + 116, + 479, + 187 + ], + "type": "text", + "content": ". There is a plethora of articulated 3D shape representations ranging from universal less-constrained 3D-flow functions [9, 36] to category-specific Linear-Blend-Skinning (LBS) models attached to a fixed surface-mesh template [21, 27, 62]. Since we focus on a certain animal category (i.e., dog) with a well-defined space of plausible articulations and body deformations, we opt for the latter, i.e., a template-based shape model." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "content": "Specifically, we represent the 3D geometry (i.e., the parameters " + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "inline_equation", + "content": "\\theta_t, \\beta" + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "content": " in Eq. (1)) of each dog with the SMAL model [62]. The latter comprises a deformable template mesh " + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "inline_equation", + "content": "(\\hat{\\mathcal{V}}, \\mathcal{F})" + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "content": " with vertices " + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}} \\in \\mathbb{R}^{3889 \\times 3}" + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "content": " and a list of triangular faces " + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "inline_equation", + "content": "\\mathcal{F} \\in \\mathbb{N}^{7774 \\times 3}" + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "content": ". The deformation of " + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 188, + 480, + 236 + ], + "type": "text", + "content": " is defined as a function" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 249, + 244, + 480, + 259 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 249, + 244, + 480, + 259 + ], + "spans": [ + { + "bbox": [ + 249, + 244, + 480, + 259 + ], + "type": "interline_equation", + "content": "F (\\hat {\\mathcal {V}}, \\beta , \\theta_ {t}) := \\mathcal {V} \\in \\mathbb {R} ^ {3 8 8 9 \\times 3}, \\tag {2}", + "image_path": "26fb76b32bc5c2fa31ae7b4d0f0eafc7faa1510583438437bea7ae7122d5f276.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "text", + "content": "conditioned on shape parameters (PCA coefficients and bone lengths) " + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "inline_equation", + "content": "\\beta \\in \\mathbb{R}^{d_{\\beta}}" + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "text", + "content": " controlling the non-rigid deformation of the animal shape in its canonical pose, and pose parameters " + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "inline_equation", + "content": "\\theta_t \\coloneqq (g^0, \\theta^J)" + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "text", + "content": ". The latter has two components: (i) a root transformation " + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "inline_equation", + "content": "g^0 \\in \\mathbb{SE}(3)" + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "text", + "content": " that represents the overall rigid transformation of the dog body; and (ii) angles " + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "inline_equation", + "content": "\\theta^J \\in \\mathbb{R}^{d_J}" + }, + { + "bbox": [ + 130, + 266, + 480, + 338 + ], + "type": "text", + "content": " of the animal joints that control the deformation of its limbs." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": "Time-deforming SMAL. To represent the time-varying deformation of a dog, we estimate a tuple " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "(\\theta_t)_{t=1}^T" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " comprising SMAL pose coefficients " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "\\theta_t" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " for each of the " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " video frames, and a single vector " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " because, typically, the intrinsic deformation is time-invariant. Since the animals often move smoothly in time, the pose " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "\\theta_t" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " is defined as a function " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "\\theta^{\\mathrm{MLP}}(t)" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " of a smooth temporal basis " + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "inline_equation", + "content": "\\gamma(\\tau(t))" + }, + { + "bbox": [ + 130, + 342, + 480, + 403 + ], + "type": "text", + "content": " as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 269, + 411, + 480, + 426 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 269, + 411, + 480, + 426 + ], + "spans": [ + { + "bbox": [ + 269, + 411, + 480, + 426 + ], + "type": "interline_equation", + "content": "\\theta_ {t} := \\theta^ {\\mathrm {M L P}} (\\tau (t)), \\tag {3}", + "image_path": "0be04ca4951b9c24bf9b714e25afcadf9099f5a62556efd3a64f9e5fe54c7048.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "text", + "content": "implemented by a shallow multi-layer perceptron " + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "inline_equation", + "content": "\\theta^{\\mathrm{MLP}}" + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "text", + "content": " accepting positional encoding " + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "text", + "content": " [44] applied to the timestamp " + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "inline_equation", + "content": "\\tau(t) \\in \\mathbb{R}^{+}" + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "text", + "content": " of frame " + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "inline_equation", + "content": "I_{t}" + }, + { + "bbox": [ + 130, + 434, + 479, + 458 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "content": "Continuous SMAL Embeddings. Besides the deformation parameters " + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "inline_equation", + "content": "(\\theta, \\beta)" + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "content": ", SMAL also defines joint locations " + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{I}} \\in \\mathbb{R}^{N_J \\times 3}" + }, + { + "bbox": [ + 130, + 462, + 480, + 581 + ], + "type": "text", + "content": " as a sparse subset of 3D points (not necessarily localized on the surface of the parametric shape), which are linearly regressed from the vertex locations. Since the joints correspond to semantic parts of the animal body (paws, ear tips), they can improve shape-fitting accuracy via establishing correspondences between the SMAL mesh and the detections of the body parts in the images. However, while these keypoints improve performance in [39,40], where most animals are photographed from their side or frontal views, they are inadequate for our video fly-arounds containing rear views with little-to-no visible keypoints (see Fig. 3 and Sec. 4)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": "Hence, instead of sparse landmarks, we exploit Continuous Surface Embeddings (CSE) [31], which attach a unique embedding vector " + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "inline_equation", + "content": "e_k \\in \\mathbb{R}^{d_e}" + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": " to each vertex " + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "inline_equation", + "content": "X_k \\in \\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": " of the (canonical) SMAL template such that the dimensions of " + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "inline_equation", + "content": "e" + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": " vary smoothly over the mesh surface. CSE also provides a deep predictor that annotates each image pixel with its corresponding mesh coordinate " + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "inline_equation", + "content": "e_k" + }, + { + "bbox": [ + 130, + 582, + 480, + 665 + ], + "type": "text", + "content": ". Thus, unlike sparse keypoints, the latter densely annotates images of animals from arbitrary viewpoints, including rear views." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 149, + 113, + 227, + 125 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 113, + 227, + 125 + ], + "spans": [ + { + "bbox": [ + 149, + 113, + 227, + 125 + ], + "type": "text", + "content": "CSE template [31]" + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 164, + 125, + 221, + 193 + ], + "blocks": [ + { + "bbox": [ + 164, + 125, + 221, + 193 + ], + "lines": [ + { + "bbox": [ + 164, + 125, + 221, + 193 + ], + "spans": [ + { + "bbox": [ + 164, + 125, + 221, + 193 + ], + "type": "image", + "image_path": "97ba94fe1f1c3be4e52e63d32faf257edf09b24902058929509e9d1f9f852478.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 149, + 196, + 233, + 206 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 196, + 233, + 206 + ], + "spans": [ + { + "bbox": [ + 149, + 196, + 233, + 206 + ], + "type": "inline_equation", + "content": "\\downarrow" + }, + { + "bbox": [ + 149, + 196, + 233, + 206 + ], + "type": "text", + "content": " Meshalignment " + }, + { + "bbox": [ + 149, + 196, + 233, + 206 + ], + "type": "inline_equation", + "content": "\\downarrow" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 147, + 209, + 231, + 221 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 209, + 231, + 221 + ], + "spans": [ + { + "bbox": [ + 147, + 209, + 231, + 221 + ], + "type": "text", + "content": "SMAL template [62]" + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 170, + 221, + 217, + 289 + ], + "blocks": [ + { + "bbox": [ + 170, + 221, + 217, + 289 + ], + "lines": [ + { + "bbox": [ + 170, + 221, + 217, + 289 + ], + "spans": [ + { + "bbox": [ + 170, + 221, + 217, + 289 + ], + "type": "image", + "image_path": "b4a2632c25d7aa68b7fc32fe0b3c029a7efb61faecdba16a84e6c5d31c2a86b0.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 297, + 482, + 375 + ], + "lines": [ + { + "bbox": [ + 130, + 297, + 482, + 375 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 482, + 375 + ], + "type": "text", + "content": "Fig. 3: SMAL CSE. We align the CSE mesh template (top left) with the SMAL template (top right) in order to setup the CSE coordinate frame over the surface of the SMAL mesh. In combination with a pretrained image-to-CSE predictor, this allows establishing dense correspondences between surface points of the SMAL template and the corresponding image pixels. Note that the image CSE detections (rows labelled \"CSE\") provide dense correspondence covering all parts of the dog body, which is not the case of sparse keypoints (\"Keypoints\" rows)." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 236, + 115, + 455, + 288 + ], + "blocks": [ + { + "bbox": [ + 236, + 115, + 455, + 288 + ], + "lines": [ + { + "bbox": [ + 236, + 115, + 455, + 288 + ], + "spans": [ + { + "bbox": [ + 236, + 115, + 455, + 288 + ], + "type": "image", + "image_path": "8c84bb3d187a51b8cd1fbe92deac9d8b3fefca17e203a3b80f830e7c10f64908.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 455, + 123, + 467, + 286 + ], + "lines": [ + { + "bbox": [ + 455, + 123, + 467, + 286 + ], + "spans": [ + { + "bbox": [ + 455, + 123, + 467, + 286 + ], + "type": "text", + "content": "Keypoints CSE Keypoints CSE" + } + ] + } + ], + "index": 8, + "angle": 270, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 394, + 480, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 394, + 480, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 394, + 480, + 443 + ], + "type": "text", + "content": "Because the original template mesh of CSE [31] is different from the SMAL template, following [31], we transform the CSE coordinate map to SMAL using a customized variant of the Zoom-Out method [29]. The latter results in the final set of SMAL-CSE vertex coordinates " + }, + { + "bbox": [ + 130, + 394, + 480, + 443 + ], + "type": "inline_equation", + "content": "e_k" + }, + { + "bbox": [ + 130, + 394, + 480, + 443 + ], + "type": "text", + "content": " (alignment visualized in Fig. 3)." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 447, + 482, + 532 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 447, + 482, + 532 + ], + "spans": [ + { + "bbox": [ + 130, + 447, + 482, + 532 + ], + "type": "text", + "content": "Dual-mesh implicit texture " + }, + { + "bbox": [ + 130, + 447, + 482, + 532 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 447, + 482, + 532 + ], + "type": "text", + "content": ". Besides reconstructing 3D animal shapes, we also aim to recover the texture of the animal body. We require an exact supporting 3D shape to learn an accurate texture model. However, due to the low expressivity of the SMAL deformation space, the posed mesh can only represent the surface of a dog up to a certain error. Thus, following recent advances in new-view synthesis of humans [26], we leverage the template mesh as a scaffold supporting a more accurate implicit radiance field [30], which we describe next." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": "Our method is inspired by duplex radiance fields [45], originally proposed for speeding up rendering of neural radiance fields [30]. Specifically, we first extrude the 2-manifold canonical surface to a 3D volume by defining an " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": "-neighborhood " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{N}}^{\\epsilon} \\subset \\mathbb{R}^{3}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": " as a 3D subspace bounded by an outer mesh with vertices " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\uparrow} = (1 + \\epsilon)\\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": ", and an inner mesh " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\downarrow} = (1 - \\epsilon)\\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": ", both sharing the same faces " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\mathcal{F}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": ". In practice, we obtain the offset meshes by moving along directions of vertex normals. Similar to the template mesh itself, both " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\uparrow}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\downarrow}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": " can be deformed with " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\theta, \\beta" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": " resulting in the posed neighborhood " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\mathcal{N}^{\\epsilon}" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": " bounded by " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "inline_equation", + "content": "F(\\hat{\\mathcal{V}}^{\\downarrow}, \\beta, \\theta)" + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": "Within this neighborhood, we then define an opacity function " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\psi_{\\sigma}:\\mathcal{N}^{\\epsilon}\\mapsto \\mathbb{R}^{+}" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": ", annotating 3D locations " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " in the mid-space with presence " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "(\\psi_{\\sigma}(\\hat{\\mathbf{x}}) > 0)" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " or absence " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "(\\psi_{\\sigma}(\\hat{\\mathbf{x}})\\approx 0)" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " of the surface, and the radiance function " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\psi_c:\\mathcal{N}^\\epsilon \\times \\mathbb{S}^2\\mapsto [0,1]^3" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 90, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 90, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 133, + 90, + 448, + 102 + ], + "type": "text", + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 150, + 114, + 465, + 219 + ], + "blocks": [ + { + "bbox": [ + 150, + 114, + 465, + 219 + ], + "lines": [ + { + "bbox": [ + 150, + 114, + 465, + 219 + ], + "spans": [ + { + "bbox": [ + 150, + 114, + 465, + 219 + ], + "type": "image", + "image_path": "ea4908390b968085737595c568ec686ac3cd3a74183148c25aed2cf8f6d553ad.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "lines": [ + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "spans": [ + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": "Fig. 4: Implicit duplex-mesh model. We propose a novel deformable implicit shape model. Using the radiance and opacity functions " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\psi_{c}" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\psi_{\\sigma}" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": " defined over an " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": " subspace bounded by a canonical duplex mesh with vertices " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\uparrow}" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\downarrow}" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": ", we render a color of the posed duplex mesh via EA ray marching over a canonical ray " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{r}}_{\\mathbf{u}}" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": ". The latter is obtained by transforming into the canonical space the intersections of the view-space ray " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "\\mathbf{r}_{\\mathbf{u}}" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": " with the posed duplex mesh " + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "inline_equation", + "content": "F(\\hat{\\mathcal{V}}^{\\uparrow},\\beta ,\\theta),F(\\hat{\\mathcal{V}}^{\\downarrow},\\beta ,\\theta)" + }, + { + "bbox": [ + 130, + 225, + 482, + 293 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "spans": [ + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "type": "text", + "content": "which colors the space depending on the direction " + }, + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "type": "inline_equation", + "content": "\\mathbf{r} \\in \\mathbb{S}^2" + }, + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "type": "text", + "content": " from which the input point " + }, + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}" + }, + { + "bbox": [ + 130, + 313, + 482, + 362 + ], + "type": "text", + "content": " is observed. The coloring and opacity functions are implemented as in [5], i.e., using a shallow MLP decoding a learnable triplane feature grid. Please refer to the supplementary material for details." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "text", + "content": "Dual-mesh rendering. Having defined the animal shape " + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "inline_equation", + "content": "(\\mathcal{V},\\mathcal{F})" + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "text", + "content": " and the implicit texture " + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "text", + "content": ", we image the latter from an arbitrary camera viewpoint " + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "text", + "content": " using a differentiable rendering function " + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "inline_equation", + "content": "\\mathcal{R}" + }, + { + "bbox": [ + 130, + 365, + 483, + 401 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 263, + 407, + 481, + 422 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 263, + 407, + 481, + 422 + ], + "spans": [ + { + "bbox": [ + 263, + 407, + 481, + 422 + ], + "type": "interline_equation", + "content": "\\mathcal {R} (P, \\mathcal {V}, \\mathcal {F}, \\psi) := \\bar {I}, \\tag {4}", + "image_path": "5013f7bcf1ab8a487f5d4d00eb92770491e9f6e8d92370bb3aa735aeb7a51e12.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "spans": [ + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "type": "text", + "content": "which outputs the render " + }, + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "type": "inline_equation", + "content": "\\bar{I} \\in [0,1]^{3 \\times H \\times W}" + }, + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "type": "text", + "content": " as observed from the camera with projection matrix " + }, + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "type": "inline_equation", + "content": "P \\subset \\mathbb{R}^{3 \\times 4}" + }, + { + "bbox": [ + 130, + 427, + 482, + 452 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": "To obtain " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\bar{I}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": ", we iterate over all its pixels " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\mathbf{u} \\in [1..H] \\times [1..W]" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " and march with Emission-Absorption (EA) over the canonical ray " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{r}}_{\\mathbf{u}}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " defined as the camera-space ray " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\mathbf{r}_{\\mathbf{u}} = P^{-1}\\mathbf{u}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " in the rest-pose coordinates. Specifically, " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\mathbf{r}_{\\mathbf{u}}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " is first intersected with the posed outer boundary mesh " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": ", and then the intersection's barycentric coordinates are applied to the corresponding canonical mesh " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}^{\\uparrow}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " yielding a 3D point " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow} \\in \\hat{\\mathcal{N}}^{\\epsilon}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " in the canonical neighborhood " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{N}}^{\\epsilon}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": ". Repeating the same for the inner mesh " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "F(\\hat{\\mathcal{V}}^{\\uparrow}, \\beta, \\theta)" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " yields a second 3D point " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow} \\in \\hat{\\mathcal{N}}^{\\epsilon}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": ". The two points " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " then define the canonical ray " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{r}}_{\\mathbf{u}}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": ", over which we march with EA, accumulating the outputs of the radiance functions " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\psi_c" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\psi_\\sigma" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " in the process, to render the final color of pixel " + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "inline_equation", + "content": "\\mathbf{u}" + }, + { + "bbox": [ + 130, + 452, + 482, + 571 + ], + "type": "text", + "content": " (details in the supplementary)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "spans": [ + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "content": "Note that our EA rendering differs from the duplex radiance fields [45], which instead leverage an MLP to directly map positional encodings of the two intersection points " + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\downarrow}" + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{x}}_{\\mathbf{u}}^{\\uparrow}" + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "content": " to a surface color." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 624, + 253, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 253, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 253, + 635 + ], + "type": "text", + "content": "3.2 Pose Initialization" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Fitting a non-rigid shape to a monocular video is a challenging task and, as such, a trivial random initialization of the shape parameters (the weights of" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "MLPs " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\psi, \\chi)" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " inevitably leads to a failure. We thus employ two fitting stages, where the first initializes parameters to ensure convergence of the second stage." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "spans": [ + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "text", + "content": "Root pose estimation. We observed that a suitable initialization of the root pose " + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "inline_equation", + "content": "g^0" + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "text", + "content": ", while initializing the rest of the parameters (limb angles " + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "inline_equation", + "content": "\\theta^J" + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "text", + "content": ", intrinsic deformation " + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "text", + "content": ", implicit MLP " + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 144, + 480, + 191 + ], + "type": "text", + "content": ") randomly, is sufficient to avoid the most common local minima, such as flipping of the dog body along its symmetry axes." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "spans": [ + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "content": "The goal of the initial fitting stage is thus to recover the root rigid transformations " + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "inline_equation", + "content": "g_{t}^{0}" + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "content": " for " + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "inline_equation", + "content": "t\\in [1,T]" + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "content": " so that the perspective projection of the unposed canonical template " + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "content": " into each camera " + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "content": " matches the depicted dog in frame " + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 192, + 480, + 228 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": "PnP with CSE. To this end, we leverage the CSE coordinate map of the SMAL mesh (Sec. 3.1). First, for each image " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "I_{t}" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": ", a pre-trained CSE convolutional network annotates pixels " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "\\mathbf{u}_t\\in [1..H]\\times [1..W]" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " with their CSE embedding " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "e(\\mathbf{u}_t)" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": ". Then, we establish correspondences between each pixel " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "\\mathbf{u}_t" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " and the vertices " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "\\hat{X}_{\\mathrm{NN}^{\\epsilon}(\\mathbf{u}_t)}\\in \\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " on the template mesh " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{V}}" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " by recovering the nearest neighbors " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "\\mathrm{NN}^e (\\mathbf{u}_t)\\coloneqq \\arg \\min_{1\\leq k\\leq |\\mathcal{V}|}\\| e(\\mathbf{u}_t) - e_k\\|" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " in the CSE embedding space. Given the set " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "\\{(\\mathbf{u}_t,\\hat{X}_{\\mathrm{NN}^{\\epsilon}(\\mathbf{u}_t)})\\}" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " of pixel-to-vertex correspondences, PnP-RANSAC [20] estimates the best camera " + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "inline_equation", + "content": "P_{t}^{\\mathrm{PnP}}" + }, + { + "bbox": [ + 130, + 232, + 481, + 342 + ], + "type": "text", + "content": " aligning the projections of the vertex points with their corresponding pixels." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "spans": [ + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "text", + "content": "In order to increase robustness to occasional failures of PnP caused by inaccurate CSE predictions, we employ a collective pose refinement that finds a single global rigid transformation " + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "inline_equation", + "content": "g^{\\mathrm{PnP}} \\in \\mathbb{S}\\mathbb{E}(3)" + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "text", + "content": " aligning the sequence of PnP-estimated cameras " + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "inline_equation", + "content": "(P_t^{\\mathrm{PnP}})_{t=1}^T" + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "text", + "content": " with the scene SfM cameras " + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "inline_equation", + "content": "(P_t^{\\mathrm{SfM}})_{t=1}^T" + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "text", + "content": " (the SfM cameras are detailed in the next section). The latter then initializes the root-rigid transformation of each frame, i.e., " + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "inline_equation", + "content": "\\forall t : g_t^0 = g^{\\mathrm{PnP}}" + }, + { + "bbox": [ + 130, + 343, + 481, + 416 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 434, + 230, + 445 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 434, + 230, + 445 + ], + "spans": [ + { + "bbox": [ + 131, + 434, + 230, + 445 + ], + "type": "text", + "content": "3.3 Shape Fitting" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "spans": [ + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "type": "text", + "content": "We now detail the second fine-fitting stage, which optimizes all shape parameters " + }, + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "type": "inline_equation", + "content": "(\\beta, \\theta_t, \\psi)" + }, + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "type": "text", + "content": " given the initial poses " + }, + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "type": "inline_equation", + "content": "g^0" + }, + { + "bbox": [ + 131, + 453, + 480, + 478 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "text", + "content": "Factoring the rigid pose. Even with near-perfect initialization of the root rigid pose, it is challenging to converge to a good solution when, as done in previous works [39,40], the rigid component " + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "inline_equation", + "content": "g_{t} = g_{t}^{0} \\in \\mathbb{S}\\mathbb{E}(3)" + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "text", + "content": " of the rendering camera " + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "text", + "content": " is solely represented with the root transformation " + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "inline_equation", + "content": "g_{t}^{0}" + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "text", + "content": ". Such optimization is challenging because " + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "inline_equation", + "content": "g_{t}^{0}" + }, + { + "bbox": [ + 130, + 482, + 480, + 553 + ], + "type": "text", + "content": " has to represent the animal pose and also compensate for complex camera motions such as the jitter caused by unstable handling." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": "Instead, we factor the extrinsics " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "g_{t} = g_{t}^{\\mathrm{cam}} \\cdot g_{t}^{0}" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": " of each rendering camera " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "P_{t}" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": " as a composition of the camera motion " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "g_{t}^{\\mathrm{cam}} \\in \\mathbb{S}\\mathbb{E}(3)" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": " w.r.t. the rigid scene background and the motion " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "g_{t}^{0} \\in \\mathbb{S}\\mathbb{E}(3)" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": " of the dog w.r.t. the background. Here, " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "g_{t}^{\\mathrm{cam}} := g_{t}^{\\mathrm{SfM}}" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": " is fixed to the SfM camera " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "g_{t}^{\\mathrm{SfM}}" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": " estimated by COLMAP [41] which we empirically found to be very accurate. Offloading the camera estimate to SfM, we are then left with the simpler task of regressing the temporally-smooth rigid animal motion " + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "inline_equation", + "content": "g_{t}^{0}" + }, + { + "bbox": [ + 130, + 554, + 481, + 639 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "CSE-guided fine shape fitting. The second fine fitting stage outputs all parameters " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "(\\beta, \\theta_t, \\psi)" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " by optimizing the shape predictor " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\theta^{\\mathrm{MLP}}" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " and the implicit shape" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 447, + 102 + ], + "type": "text", + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 288, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 288, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 288, + 128 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 132, + 116, + 288, + 128 + ], + "type": "text", + "content": " using the following loss function:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 218, + 137, + 481, + 169 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 137, + 481, + 169 + ], + "spans": [ + { + "bbox": [ + 218, + 137, + 481, + 169 + ], + "type": "interline_equation", + "content": "\\sum_ {t = 1} ^ {T} \\left(\\mathcal {L} _ {t} ^ {\\mathrm {c s e}} + \\mathcal {L} _ {t} ^ {\\mathrm {k p}} + \\mathcal {L} _ {t} ^ {\\mathrm {p h o t o}} + \\mathcal {L} _ {t} ^ {\\mathrm {m a s k}} + \\mathcal {L} _ {t} ^ {\\mathrm {r e g}}\\right). \\tag {5}", + "image_path": "7c12452cb48cc20c60b9194230adecc7bc6944aa221db245ecdd29ee137ed801.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "spans": [ + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "type": "text", + "content": "The latter calculates frame-specific losses " + }, + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t" + }, + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "type": "text", + "content": " and sums them over all " + }, + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 131, + 177, + 481, + 201 + ], + "type": "text", + "content": " training images. The next paragraphs detail each loss term." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 205, + 481, + 229 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 205, + 481, + 229 + ], + "spans": [ + { + "bbox": [ + 131, + 205, + 481, + 229 + ], + "type": "text", + "content": "(i) CSE-keypoint loss. Besides leveraging CSE for the pose initialization, we also guide the fitting process with the following CSE keypoint loss:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 218, + 238, + 481, + 263 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 238, + 481, + 263 + ], + "spans": [ + { + "bbox": [ + 218, + 238, + 481, + 263 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {t} ^ {\\mathrm {c s e}} = \\sum_ {\\mathbf {u} _ {t} \\in M _ {t}} \\| \\mathbf {u} _ {t} - P _ {t} F (\\mathcal {V}, \\beta , \\theta_ {t}) _ {\\mathrm {N N} ^ {e} \\left(\\mathbf {u} _ {t}\\right)} \\|, \\tag {6}", + "image_path": "ec94c7cca68f73b6d08041bd1c5408463d0404392106cc435288654890deafff.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "spans": [ + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": "integrating the reprojection distances between each foreground pixel " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "\\mathbf{u}_t \\in M_t" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " and the corresponding 2D projections " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "P_t F(\\mathcal{V}, \\beta, \\theta_t)_{\\mathrm{NN}^e(\\mathbf{u}_t)}" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "\\mathbf{u}_t" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": "'s CSE correspondence " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "\\mathrm{NN}^e(\\mathbf{u}_t)" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " on the mesh " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "F(\\mathcal{V}, \\theta_t, \\beta)_{\\mathrm{NN}^e(\\mathbf{u}_t)}" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": ". The mesh is deformed with parameters " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "\\theta_t = \\theta^{\\mathrm{MLP}}(\\tau(t))" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " given by the pose predictor " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "\\theta^{\\mathrm{MLP}}" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " for time-stamp " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "\\tau(t)" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " of the frame " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": ". Here, " + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "inline_equation", + "content": "M_t \\in \\{0,1\\}^{H \\times W}" + }, + { + "bbox": [ + 131, + 271, + 481, + 344 + ], + "type": "text", + "content": " corresponds to the foreground segmentation extracted with a pre-trained segmenter [4]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": "(ii) Sparse-keypoint loss. We complement the main CSE-keypoint training signal with the standard sparse-keypoint loss " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t^{\\mathrm{kp}} = \\sum_{k=1}^{N_J} \\| h(I_t)_k - P_tJ_k \\|" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": ", minimizing the distance between the projection " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "P_tJ_k" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": " and the detection " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "h(I_t)_k" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": " of the " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": "-th SMAL joint " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "J_k = F(\\hat{\\mathcal{I}}, \\beta, \\theta_t)_k" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": " in the articulation of the image " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "I_t" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": ". Here " + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "inline_equation", + "content": "h(I_t) \\in \\mathbb{R}^{N_J \\times 2}" + }, + { + "bbox": [ + 131, + 348, + 482, + 434 + ], + "type": "text", + "content": " denotes the 2D keypoint detections from BARC's sparse dog keypoint detector [39]. We discovered that sparse keypoints improve fitting on thin body structures, such as paws, where the CSE detections are less accurate." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 437, + 481, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 437, + 481, + 461 + ], + "spans": [ + { + "bbox": [ + 132, + 437, + 481, + 461 + ], + "type": "text", + "content": "(iii) Photometric loss. To train the appearance predictor, and to provide an additional supervision for fine 3D fitting, we minimize the photometric loss:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 189, + 469, + 481, + 484 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 469, + 481, + 484 + ], + "spans": [ + { + "bbox": [ + 189, + 469, + 481, + 484 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {t} ^ {\\mathrm {p h o t o}} = \\operatorname {L P I P S} \\left(M _ {t} \\odot I _ {t}, \\mathcal {R} \\left(P _ {t}, F \\left(\\mathcal {V}, \\theta_ {t}, \\beta\\right), \\mathcal {F}, \\psi^ {\\mathrm {M L P}}\\right)\\right), \\tag {7}", + "image_path": "42b67d112e5bbfdbe54f1595551afb80ba2c640033b67a008eb18c29dda0d5a1.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "spans": [ + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "text", + "content": "comprising the Learned Perceptual Image Patch Similarity [60] (LPIPS) between the masked ground-truth image " + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "inline_equation", + "content": "M_{t} \\odot I_{t}" + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "text", + "content": " and the RGB render of the posed mesh " + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "inline_equation", + "content": "F(\\mathcal{V},\\theta_t,\\beta)" + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "text", + "content": " colored by the implicit duplex-mesh MLP " + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "inline_equation", + "content": "\\psi^{\\mathrm{MLP}}" + }, + { + "bbox": [ + 131, + 491, + 481, + 528 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 532, + 481, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 532, + 481, + 556 + ], + "spans": [ + { + "bbox": [ + 131, + 532, + 481, + 556 + ], + "type": "text", + "content": "(iv) Chamfer mask loss. Similar to [3, 39, 40], we minimize a silhouette loss " + }, + { + "bbox": [ + 131, + 532, + 481, + 556 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t^{\\mathrm{mask}}" + }, + { + "bbox": [ + 131, + 532, + 481, + 556 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 181, + 566, + 481, + 578 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 566, + 481, + 578 + ], + "spans": [ + { + "bbox": [ + 181, + 566, + 481, + 578 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {t} ^ {\\text {m a s k}} = d _ {\\text {C h a m f e r}} \\left(\\left\\{\\mathbf {u} _ {t} \\mid \\mathbf {u} _ {t} \\in M _ {t} \\right\\}, \\left\\{P _ {t} X _ {k} \\mid X _ {k} \\in F (\\mathcal {V}, \\theta_ {t}, \\beta) \\right\\}\\right), \\tag {8}", + "image_path": "bf24dec22d92c14cc12139b9c8cfe723443d4c76fa24ffb67a7d0b74eefbdb46.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "spans": [ + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "text", + "content": "evaluating Chamfer distance between the set of occupied 2D pixels " + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "inline_equation", + "content": "\\mathbf{u}_t \\in M_t" + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "text", + "content": " of the g. t. mask " + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "inline_equation", + "content": "M_t" + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "text", + "content": ", and the 2D projections of the posed-mesh vertices " + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "inline_equation", + "content": "F(\\mathcal{V}, \\theta_t, \\beta)" + }, + { + "bbox": [ + 131, + 587, + 482, + 612 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "text", + "content": "(v) Shape regularizers. To avoid implausible mesh articulations, we also employ shape regularization loss " + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t^{\\mathrm{reg}} = \\mathcal{L}_t^{\\mathrm{arap}} + \\mathcal{L}_t^{\\mathrm{edge}}" + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "text", + "content": ", comprising the As-Rigid-As-Possible (ARAP) regularizer " + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t^{\\mathrm{arap}}" + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "text", + "content": " [43], and the edge-length penalty " + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t^{\\mathrm{edge}}" + }, + { + "bbox": [ + 131, + 615, + 481, + 666 + ], + "type": "text", + "content": " [16] enforcing local rigidity of the posed template. See supplementary for details." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 112, + 482, + 622 + ], + "blocks": [ + { + "bbox": [ + 132, + 112, + 482, + 622 + ], + "lines": [ + { + "bbox": [ + 132, + 112, + 482, + 622 + ], + "spans": [ + { + "bbox": [ + 132, + 112, + 482, + 622 + ], + "type": "image", + "image_path": "655532a1f3dd8a47db713b9370d3576a0c1f433cf24cc1aca5bc5da577fbe8f7.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 628, + 482, + 662 + ], + "lines": [ + { + "bbox": [ + 130, + 628, + 482, + 662 + ], + "spans": [ + { + "bbox": [ + 130, + 628, + 482, + 662 + ], + "type": "text", + "content": "Fig. 5: Qualitative comparison. We note that, unlike template-based approaches, the reconstructed meshes from RAC are very far from the actual shape of a dog. To evaluate temporal consistency, please refer to the result videos." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 134, + 91, + 447, + 102 + ], + "type": "text", + "content": "Animal Avatars: Reconstructing Animatable 3D Animals from Casual Videos" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 167, + 168, + 444, + 254 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 1: Average results on 50 sequences from COP3D and 39 sequences from APTv2. Quality of pose estimates is measured by IoU, IoUw5, errtrack; appearance quality is measured by PSNR, PSNRw5, LPIPS. Note that BARC and BITE only estimate pose and hence we cannot evaluate appearance quality, indicated by " + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "inline_equation", + "content": "\\times" + }, + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 167, + 168, + 444, + 254 + ], + "lines": [ + { + "bbox": [ + 167, + 168, + 444, + 254 + ], + "spans": [ + { + "bbox": [ + 167, + 168, + 444, + 254 + ], + "type": "table", + "html": "
DatasetCoP3D [42]APTv2 [56]
IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓errtrack ↓
BARC [39]0.750.47×××0.047
BITE [40]0.810.59×××0.047
RAC [55]0.760.5221.8617.510.1640.093
Ours0.840.7922.1219.400.0410.035
", + "image_path": "34db251058161288d9eb7f00d5326dce3c806d9fd34e20bb1fa605e3c2f72a5a.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 272, + 230, + 286 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 272, + 230, + 286 + ], + "spans": [ + { + "bbox": [ + 132, + 272, + 230, + 286 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 309, + 481, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 309, + 481, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 309, + 481, + 392 + ], + "type": "text", + "content": "Datasets. We evaluate all models on COP3D [42], an open-source dataset containing fly-around videos of pets annotated with cameras and segmentation masks. We select a subset of 50 dog videos with a variety of poses, movements and textures. Each test video contains 200 frames, which we split to the training and test sets by considering contiguous blocks of 15 frames as train, interleaved by blocks of 5 frames as test (we evaluate the impact of this protocol in Tab. 3). We evaluate all models at " + }, + { + "bbox": [ + 130, + 309, + 481, + 392 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 130, + 309, + 481, + 392 + ], + "type": "text", + "content": " resolution." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 396, + 481, + 467 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 396, + 481, + 467 + ], + "spans": [ + { + "bbox": [ + 130, + 396, + 481, + 467 + ], + "type": "text", + "content": "We also propose a tracking evaluation using APTv2 [56], a comprehensive dataset that includes videos featuring 30 distinct animal species in motion. Each video frame is annotated with 17 keypoints, which we use as ground-truth for quantitative evaluation. All videos in the dataset have a consistent length of 15 frames. We restrict to a subset of 39 sequences, where the video contains a single-instance of a dog." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": "Metrics. On COP3D [42], we report three evaluation metrics assessing the quality of the predicted shape and texture: (i) IoU reports the average over the intersection-over-union between the silhouette render of the posed shape " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "S_{t}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": " and the ground truth mask " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "M_{t}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": " computed for each frame " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": "; (ii) PSNR computes the average peak-signal-to-noise ratio between the renders " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\bar{I}_{t}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": " of the fitted shape at time " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": ", and the ground truth image " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "I_{t}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": "; and (iii) LPIPS [60] is a perceptual metric that measures the average visual similarity between the rendered images " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\bar{I}_{t}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": " of the fitted shape at time " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": ", and the ground truth images " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "I_{t}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": ". This metric is particularly useful as it takes into account human visual perception and the structural information of the images, providing a more accurate measure of visual similarity compared to PSNR. Additionally, we report worst 5% variant PSNRw5, IoUw5. On APTv2 [56], we evaluate errtrack measuring the tracking error of the annotated keypoints via the following protocol: (i) On the first frame, we pair each ground-truth keypoint " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "kp_{i}^{0}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": " with a vertex " + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "inline_equation", + "content": "v_{i} \\in \\mathbb{R}^{3}" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": " on the mesh via the predicted pose. (ii) On the remaining frames, we compute L2 distance between ground-truth keypoints and the projection of paired vertices." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 151, + 114, + 465, + 209 + ], + "blocks": [ + { + "bbox": [ + 151, + 114, + 465, + 209 + ], + "lines": [ + { + "bbox": [ + 151, + 114, + 465, + 209 + ], + "spans": [ + { + "bbox": [ + 151, + 114, + 465, + 209 + ], + "type": "image", + "image_path": "43b067d014e1075b9cb4c788d7f7252ea9462e3685825bbf859f013170785db4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 217, + 482, + 251 + ], + "lines": [ + { + "bbox": [ + 131, + 217, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 131, + 217, + 482, + 251 + ], + "type": "text", + "content": "Fig. 6: Texture transfer. Models optimized on a scene can be re-animated via the template articulations. We demonstrate shape and motion projection from one optimized scene to other textures." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 382 + ], + "type": "text", + "content": "Baselines. First, we compare to template-based reconstructors BARC [39] and BITE [40] which, similar to us, predict parameters of the SMAL model, but take as input only a single image (frame). Here, BITE extends BARC with a test-time iterative refinement. Secondly we compare to RAC [55], which is a template-free reconstructor with deformable shape and texture priors learned by observing various animals in videos. For fair comparison, we execute their shape/texture training pipeline on the original training set extended with our CoP3D videos. The quality of our textures can only be directly compared to RAC's model, which also includes texture, but we cannot compare them to BITE or BARC because they only output 3D shapes." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 387, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 495 + ], + "type": "text", + "content": "Results. Table 1 contains the results of our experiments on COP3D and APTv2. On COP3D, our method outperforms BARC,BITE and RAC in the quality of the predicted texture (LPIPS). In terms of IoU, we outperform BARC and RAC, and achieve similar performance to BITE. However, since our method is temporally-consistent, we significantly outperform BITE on worst " + }, + { + "bbox": [ + 130, + 387, + 482, + 495 + ], + "type": "inline_equation", + "content": "5\\%" + }, + { + "bbox": [ + 130, + 387, + 482, + 495 + ], + "type": "text", + "content": " IoU. On APTv2 [56], our method outperforms BARC, BITE and RAC on the tracking evaluation. We note that RAC achieves significantly worst than all the other methods. We argue that this is caused by the poor quality of the rendered shape. We provide qualitative comparison in Fig. 5 and videos for visual evaluation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 500, + 482, + 573 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 500, + 482, + 573 + ], + "spans": [ + { + "bbox": [ + 131, + 500, + 482, + 573 + ], + "type": "text", + "content": "Ablation study. To validate our design choices, we ablate individual components of our model and record the incurred changes in performance. (i) Loss ablation. In Tab. 2, we remove each loss term of Equation 5 and report the resulting PSNR/LPIPS/IoU. The results indicate a performance drop when any loss is removed, which confirms the merit of each loss. (ii) Motion factorization. We also demonstrate the benefits of our factorization of measured rigid motion" + } + ] + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 164, + 620, + 443, + 678 + ], + "blocks": [ + { + "bbox": [ + 131, + 587, + 482, + 611 + ], + "lines": [ + { + "bbox": [ + 131, + 587, + 482, + 611 + ], + "spans": [ + { + "bbox": [ + 131, + 587, + 482, + 611 + ], + "type": "text", + "content": "Table 2: Ablation on CoP3D reporting performance with various loss terms removed and without camera motion factorization (" + }, + { + "bbox": [ + 131, + 587, + 482, + 611 + ], + "type": "inline_equation", + "content": "g_{t}^{\\mathrm{cam}} = g_{t}^{0}" + }, + { + "bbox": [ + 131, + 587, + 482, + 611 + ], + "type": "text", + "content": ")." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 164, + 620, + 443, + 678 + ], + "lines": [ + { + "bbox": [ + 164, + 620, + 443, + 678 + ], + "spans": [ + { + "bbox": [ + 164, + 620, + 443, + 678 + ], + "type": "table", + "html": "
w/oLchamferLcseLkeypointLcolorLarapLedgegtcam=gt0Ours
IoU ↑0.700.810.800.810.810.830.720.84
PSNR ↑20.6520.8921.5421.6221.6121.8819.1222.40
LPIPS ↓0.0600.0510.0480.0470.0470.0450.0670.038
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Split Train/Test|IoU ↑IoUw5 ↑PSNR ↑PSNRw5 ↑LPIPS ↓
15/5RAC [55]0.760.5221.8617.510.164
Ours0.840.7922.1219.400.041
15/10RAC [55]0.710.421.5416.460.175
Ours0.820.6922.0718.540.048
15/15RAC [55]0.660.3720.6715.380.196
Ours0.810.6321.6217.810.056
", + "image_path": "c3fd7714ad9a4b15059688e586165a3cad469e4b002ce3c389f5963cfccf1026.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 435, + 317, + 448 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 435, + 317, + 448 + ], + "spans": [ + { + "bbox": [ + 131, + 435, + 317, + 448 + ], + "type": "text", + "content": "5 Discussion and Conclusions" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 457, + 482, + 541 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 457, + 482, + 541 + ], + "spans": [ + { + "bbox": [ + 130, + 457, + 482, + 541 + ], + "type": "text", + "content": "Limitations. Our method, based on the CSE-SMAL template, is currently limited to reconstructing quadrupeds. Qualitative evaluations using COP3D show that thin body structures, particularly ears, are inaccurately reconstructed due to limitations in CSE predictions. Additionally, the expressiveness of the SMAL template restricts our reconstruction capabilities. For texture reconstruction, we rely solely on the input signal and do not inpaint unobserved areas, resulting in partial texturing from short videos where the animal is not fully visible." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "Conclusion. In this paper, we proposed a novel method for generating textured animatable 3D mesh models from a casually captured monocular video of a dog. Our method augments the animatable SMAL mesh template with Continuous Surface Embeddings to setup a surface coordinate system which, in combination with a pretrained image-to-CSE predictor, allows to estimate accurate image-to-mesh correspondences that eventually lead to significantly more accurate fits. The better shape fitting then enables us to optimize an implicit opacity-color texture supported by a scaffold defined by the mesh in its rest pose. Our experiments reveal performance superior to existing template-free and template-based approaches on the challenging CoP3D dataset." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 140, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 21, + "blocks": [ + { + "bbox": [ + 138, + 140, + 480, + 172 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 140, + 480, + 172 + ], + "spans": [ + { + "bbox": [ + 138, + 140, + 480, + 172 + ], + "type": "text", + "content": "1. 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(2016)" + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 274, + 102 + ], + "type": "text", + "content": "Sabathier, Mitra, Novotny" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_content_list.json b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..cd5c0cdd4f5ff5eda1216bbae25661cc6eb35ced --- /dev/null +++ b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_content_list.json @@ -0,0 +1,1808 @@ +[ + { + "type": "text", + "text": "AnimatableDreamer: Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation", + "text_level": 1, + "bbox": [ + 228, + 140, + 776, + 205 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Xinzhou Wang $^{1,2,3,4}$ , Yikai Wang $^{2\\dagger}$ , Junliang Ye $^{2}$ , Fuchun Sun $^{2\\dagger}$ , Zhengyi Wang $^{2,3}$ , Ling Wang $^{2,6}$ , Pengkun Liu $^{2,7}$ , Kai Sun $^{2}$ , Xintong Wang $^{8}$ , Wende Xie $^{5}$ , Fangfu Liu $^{2}$ , and Bin He $^{1}$", + "bbox": [ + 228, + 233, + 771, + 280 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Tongji University $^{2}$ Tsinghua University $^{3}$ ShengShu $^{4}$ Tencent $^{5}$ Didi $^{6}$ Xi'an Research Institute of High-Tech $^{7}$ Fudan University $^{8}$ Zhejiang University", + "bbox": [ + 215, + 291, + 785, + 321 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Advances in 3D generation have facilitated sequential 3D model generation (a.k.a 4D generation), yet its application for animatable objects with large motion remains scarce. Our work proposes AnimatableDreamer, a text-to-4D generation framework capable of generating diverse categories of non-rigid objects on skeletons extracted from a monocular video. At its core, AnimatableDreamer is equipped with our novel optimization design dubbed Canonical Score Distillation (CSD), which lifts 2D diffusion for temporal consistent 4D generation. CSD, designed from a score gradient perspective, generates a canonical model with warp-robustness across different articulations. Notably, it also enhances the authenticity of bones and skinning by integrating inductive priors from a diffusion model. Furthermore, with multi-view distillation, CSD infers invisible regions, thereby improving the fidelity of monocular non-rigid reconstruction. Extensive experiments demonstrate the capability of our method in generating high-flexibility text-guided 3D models from the monocular video, while also showing improved reconstruction performance over existing non-rigid reconstruction methods.", + "bbox": [ + 261, + 356, + 738, + 590 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Project page https://zz7379.github.io/AnimatableDreamer/.", + "bbox": [ + 261, + 590, + 702, + 604 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: 4D generation $\\cdot$ Diffusion model $\\cdot$ Non-rigid reconstruction", + "bbox": [ + 261, + 618, + 738, + 632 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 679, + 375, + 695 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Automatically building animatable 3D models with non-rigid deformations and motions plays a crucial role in broad fields such as gaming, virtual reality, film special effects, etc. With the remarkable success of deep generative models, generating various 2D images through text prompts comes to reality [27,28,58], and this success is expanding beyond 2D generation. The application of Score Distillation Sampling (SDS) [25] has elevated 2D text-to-image diffusion models to generate high-quality 3D models. Numerous subsequent works have emerged in", + "bbox": [ + 212, + 710, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† Corresponding authors.", + "bbox": [ + 230, + 824, + 401, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/02c882f9fc29d6561b809312c6bf7debd761f0174632b90fc6c43d3b8af6576c.jpg", + "image_caption": [ + "Fig. 1: Given a monocular generic category video, AnimatabaleDreamer initially extracts the skeleton with skinning and motions assisted by prior from a diffusion model. Subsequently, through our canonical score distillation, AnimatabaleDreamer generates novel animatable 3D models from the extracted skeleton and a text prompt with temporal consistency and warping robustness." + ], + "image_footnote": [], + "bbox": [ + 220, + 147, + 787, + 292 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "this domain [15,32,36,44]. However, generating deformable objects remains challenging due to their inherent unconstrained and ill-conditioned nature [22,23,39].", + "bbox": [ + 212, + 412, + 782, + 443 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Intuitively, bones and motions extracted by implicit animatable models could serve as geometry constraints for deformable object generation. Recent efforts have been devoted to reconstructing animatable 3D models with pre-defined or learned skeletons [10, 34, 46, 52, 55]. Nevertheless, these methods are mostly category-specific with limited diversity or largely rest on the captured multi-view data [6, 35, 51]. We believe this problem can be greatly alleviated by distilling 2D priors from the diffusion model to hallucinate plausible geometry of invisible regions and avoid short-cut solutions [18].", + "bbox": [ + 212, + 445, + 787, + 566 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address these challenges, we propose AnimatableDreamer, a two-stage framework designed to extract skeletons from monocular videos and generate generic categories of non-rigid 3D models on these skeletons. Initially, the non-rigid object in the monocular video is disentangled into a canonical implicit field [4,17] with a skeleton-based structure consisting of bones and neural skinning. AnimatableDreamer extracts bones and skinning from a monocular video, leveraging multi-view diffusion priors to refine the warping, geometry, and texture of unseen regions. Skeletons are generated based on the skinning weights of vertices and further constrain the pairwise relationship between bones of the generated model. Subsequently, under the constraint of the extracted skeleton and a specific text prompt, AnimatableDreamer generates 4D content with a diffusion model. Considering that directly employing SDS [25] or Variational Score Distillation (VSD) [44] will make the canonical model detach from the extracted motions and harm the plausibility of the warped model, we propose Canonical Score Distillation (CSD) to generate novel non-rigid 3D models. CSD is a novel distilling strategy designed to simultaneously generate a canonical model aligned with motions and refine the skeletons and skinning. CSD denoises multiple warped models through invertible warping functions while consistently", + "bbox": [ + 212, + 568, + 787, + 843 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "optimizing a static canonical space shared by all animation frames. This novel approach simplifies 4D generation into a more manageable 3D process, yet maintains comprehensive supervision throughout the 4D space and ensures the morphological plausibility of the model under various object poses. Furthermore, CSD refines the motions and skinning weights to ensure consistency with the canonical model.", + "bbox": [ + 212, + 146, + 787, + 234 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To summarise, we make the following contributions:", + "bbox": [ + 240, + 237, + 614, + 252 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- AnimatableDreamer: A novel framework that extracts skeletons with motions from a monocular video and generates generic categories of non-rigid 3D models based on these skeletons. This is the first implementation of generating text-guided non-rigid 4D content leveraging video-based skeletons.", + "- Canonical Score Distillation: A new distillation method enhances the generation and reconstruction of non-rigid 3D models. By back-propagating gradients from multiple camera spaces to a static canonical space, CSD ensures the morphological plausibility of models after warping. Besides, CSD refines bones and skinning weights through a specifically tailored gradient term. With these designs, CSD improves the reconstruction quality of unseen regions with diffusion prior and is capable of generating 4D models with time consistency and warping robustness.", + "- Skeleton-based Generation: An innovative approach for 4D generation taking skeletons, bones, skinning weights, and motions as prior. With constructed skeletons, a constraint with $SE(3)$ is utilized to guide the transformations of bone pairs, thereby preventing motion detaching and ensuring convergence. Furthermore, the density of Gaussian bones is considered as an indicator for the generation of surfaces with warping robustness." + ], + "bbox": [ + 225, + 261, + 787, + 534 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 556, + 387, + 571 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Neural Reconstruction for 3D Non-rigid Object", + "text_level": 1, + "bbox": [ + 215, + 588, + 653, + 604 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Neural Radiance Field (NeRF) has been a groundbreaking advancement in representing static scenes, enabling the generation of photorealistic novel views and detailed geometry reconstruction [1,2,13,17]. Adapting NeRF for dynamic scenarios has involved augmenting the field into higher dimensions to accommodate objects with changing topologies [23]. An alternative strategy in dynamic object reconstruction employs an additional warping field to deform the NeRF [22, 26]. Nonetheless, these dynamic NeRF adaptations often encounter performance degradation, primarily due to the complexities introduced by the added temporal dimension. This could be alleviated by applying alternative representations including tesnors [30], Gaussian Splatting [45] and explicit representation [3,9,16]. Despite these innovations, synthesizing space-time views from monocular perspectives remains a significant hurdle. Implementing spatiotemporal regularization methods, including depth and flow regularization, has shown potential in overcoming this issue [8,48]. Furthermore, exploring category-specific or articulate priors offers promising avenues for reconstructing non-rigid", + "bbox": [ + 212, + 613, + 787, + 843 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 127 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "objects [6,24,41,51-53]. These approaches offer novel opportunities and insights for advancing the field of 3D non-rigid object reconstruction. However, they often overlook the application of generic priors, which could reduce the reliance on domain-specific priors and manually designed templates. Contrarily, our method leverages model training on extensive, generic datasets to distill such priors, thereby enhancing the reconstruction process.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Distillation-based 3D Generation from Diffusion Model", + "text_level": 1, + "bbox": [ + 214, + 258, + 718, + 273 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "SDS [25] has gained prominence for its capability to elevate pre-trained 2D diffusion models to the realm of 3D generation. By distillate 2D prior learned from large-scale datasets and optimizing implicit field [17], SDS is able to generate high-quality 3D models based on text-prompt [5,38,44,56,59,60]. The integration of differentiable marching tetrahedra [31] further enhances the combination of explicit meshes and SDS [15]. However, semantic consistency challenges arise in distillation-based 3D generation methods due to their disconnection from the 3D dataset during training. Addressing this concern, MVDream [32] introduces a multi-view diffusion model for panoramicas with homography-guided attention, improving semantic consistency by incorporating cross-view attention and camera conditions. Further, 2D diffusion model trained can be lifted to 4D via a temporal score distillation sampling [33], which integrates world knowledge into 3D temporal representations. In contrast, our method aims to produce a time-consistent and warp-robust 4D model by initially generating a non-rigid model based on a skeleton extracted from the video. By applying this model across various animations, we ensure morphological plausibility even when the skeletons exhibit differing articulations.", + "bbox": [ + 212, + 284, + 787, + 541 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 214, + 564, + 330, + 580 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Given a monocular video $V = \\{(I_i, t_i)\\}_{i=1}^n$ , our objective is two-fold: first, to generate an object related to a specified prompt $\\mathbf{y}$ on the skeletons and rigging extracted from the provided video; second, to reconstruct the original object with diffusion prior. The proposed framework, AnimatableDreamer, as illustrated in Fig. 2, comprises two distinct stages: skeletons extraction (Sec. 3.1) and skeletons-based generation (Sec. 3.2). Both stages employ CSD for content generation and warping refinement (Sec. 3.3). These workflows supervise the deformed model in camera space (articulated poses) and optimize the model in canonical space (rest pose) through differentiable warping.", + "bbox": [ + 212, + 595, + 787, + 733 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Implicit Articulate Model", + "text_level": 1, + "bbox": [ + 214, + 753, + 477, + 768 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Canonical Model. We utilize the NeuS model [40] as our canonical representation to accurately reconstruct surface geometries, in conjunction with rendering an additional feature descriptor [50] to incorporate priors from off-the-shelf methods [14, 20] for self-supervised 3D registration. This approach facilitates", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/a3b89d2dc680a369d3668e58327d627b1ea1114ab48864011138f543723df252.jpg", + "image_caption": [ + "Fig. 2: Framework overview. Top: The AnimatableDreamer framework extracts the skeletons, skinning, and animation from monocular generic category videos with CSD to enhance the invisible regions. Subsequently, through our canonical distillation strategy, AnimatabaleDreamer generates text-guided novel animatable 3D models on the extracted skeleton. Bottom: We decompose the articulated model into a static neural field and time-varying neural skinning. During training, we optimized the model in camera space across different frames. The canonical generation term in CSD enhances the morphological plausibility of warped models, while the warping refinement term further refines the bone motions and skinning." + ], + "image_footnote": [], + "bbox": [ + 263, + 145, + 738, + 435 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "the articulation extraction and 3D reconstruction of objects across various categories from monocular video. In our representation, each 3D point $\\mathbf{X} \\in \\mathbb{R}^3$ on the canonical model is characterized by a color vector $\\mathbf{c} \\in \\mathbb{R}^3$ , a Signed Distance Field (SDF) value $\\mathbf{d} \\in \\mathbb{R}$ , and a feature descriptor $\\psi \\in \\mathbb{R}^{16}$ :", + "bbox": [ + 212, + 582, + 787, + 643 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n(\\mathbf {c}, \\mathbf {d}) = \\mathbf {M L P} _ {*} (\\mathbf {X}, \\mathbf {v}), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 416, + 655, + 784, + 671 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\psi = \\mathbf {M L P} _ {\\psi} (\\mathbf {X}), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 444, + 674, + 784, + 690 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\mathbf{v} \\in SO(3)$ is view direction. Through the cumulative function of an unimodal distribution $\\Gamma_{\\beta}(\\cdot)$ , the Signed Distance Function (SDF) is transformed into a density representation [40, 43]. The feature descriptor $\\psi$ is learned based on 2D features extracted from the self-supervised vision model, DINOV2 [20]. Considering that CSD supervises a point along the time axis without strong texture continuity constraints, we employ a time-invariant canonical model to prevent texture flickering.", + "bbox": [ + 212, + 703, + 787, + 808 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Warping Field. In contrast to dense motion fields [3, 22, 23], we disentangle non-rigid objects into a canonical model and a compact motion field [19, 51].", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/567210ee60d3fd3266acdd0c419a92c65514b560f0e61eb1c50ab82944f4adab.jpg", + "image_caption": [ + "Fig.3: Skeleton Construction. (a) Pipeline of skeleton construction. We extract mesh from canonical space and construct skeletons using both semantic correlation and morphological correlation. (b) Constructed skeletons for cat, penguin, and hand." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 781, + 321 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Such disentanglement mitigates the challenges associated with the ill-conditioned nature inherent to 4D generation and enables the application of distillation-based 3D generators. To warp the field from camera space to canonical space, we build the mapping between the 3D point in canonical space $\\mathbf{X}^*$ and 3D point in camera space $\\mathbf{X}^t$ through a blend skinning deformation defined on $B$ rigid bones:", + "bbox": [ + 212, + 402, + 787, + 481 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {X} ^ {*} = W _ {\\phi_ {w}} \\left(\\mathbf {X} ^ {t}\\right) = \\sum_ {b = 1} ^ {B} S _ {b, t} \\left(\\mathbf {X} ^ {t}\\right) \\mathbf {Q} _ {b} ^ {t} \\mathbf {X} ^ {t}, \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 491, + 785, + 534 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $W(\\cdot)$ is warping field, $\\phi_w$ are warping-related parameters, and transformations of the $b$ -th bone $\\mathbf{Q}_b^t \\in SE(3)$ is dual quaternion blend skinning (DQB) [11] learned from $\\mathbf{MLP}_{\\mathbf{Q}}(t)$ . Here we applied the Fourier function for time embedding [17]. $S_t(X^t)$ is skinning weight of the bones related to $X^t$ :", + "bbox": [ + 214, + 544, + 787, + 606 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nS _ {t} \\left(\\mathbf {X} ^ {t}\\right) = \\operatorname {s o f t m a x} \\left(\\mathcal {M} \\left(\\mathbf {Q} ^ {t}, \\sigma , \\mathbf {X} ^ {t}\\right) + \\Delta S _ {t}\\right). \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 352, + 617, + 785, + 636 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Here $\\mathcal{M}$ is the Mahalanobis distance between $\\mathbf{X}^t$ and the $b$ -th bone at time $t$ . Each Gaussian bone is assigned with a learnable scaling parameter $\\sigma_{b}$ . The term $\\Delta S_{t}$ represents the delta skinning weights derived from $\\mathbf{MLP}_{\\Delta}$ . It is important to note that the global motion of the object is integrated into the camera poses to enhance clarity. The warping-related parameters $\\phi_w$ includes $\\mathbf{MLP}_Q, \\sigma_b$ , and $\\mathbf{MLP}_{\\Delta}$ . To render a pixel $\\mathbf{c}$ in camera space for a given time $t$ , we warp camera space sampling points $\\mathbf{X}_{\\mathbf{i}}^{\\mathbf{t}} \\in \\mathbb{R}^{3}$ to canonical space with warping function and apply volume rendering:", + "bbox": [ + 212, + 646, + 787, + 768 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {c} \\left(\\mathbf {x} ^ {t}\\right) = \\mathcal {R} _ {\\phi_ {*}} \\left(\\mathbf {X} ^ {*} \\left(\\mathbf {X} ^ {t}\\right)\\right), \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 415, + 779, + 785, + 799 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\phi_*$ are parameters of $\\mathbf{MLP}_*$ defined in Eq. (2). $\\mathcal{R}(\\cdot)$ is pixel-level volume rendering function [17].", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Skeleton-based Generation", + "text_level": 1, + "bbox": [ + 215, + 146, + 483, + 160 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "With a deformable model with the bone motions extracted from the reference video, a vanilla way to generate a new text-guided model is to directly modify the canonical model using SDS. However, this raises two problems: first, considering that SDS is an incremental process without a target function, brutally applying SDS to a well-reconstructed model will limit the generated model's diversity. Secondly, the distribution of rendered images from the reconstructed model is different from that of the diffusion model's training set. The reconstructed model may hurt the performance instead. In this context, we proposed skeleton-based generation, which generates from a new start while being constrained by previously extracted motion.", + "bbox": [ + 212, + 172, + 787, + 321 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Skeleton Construction. We pass model irrelevant parameters including the position embedding and time embedding from the reconstructed model to the generated model. Subsequently, we initialize the density field of canonical space of the generated model through bones and skeletons. To extract the skeletons from the reconstructed model, we first extract canonical mesh with edges $E = \\{\\mathbf{e}_i = \\{\\mathbf{v}_m,\\mathbf{v}_n\\} \\}$ and vertices $V = \\{\\mathbf{v}_i\\in \\mathbb{R}^3\\}$ using marching cube. Then we estimate the relation of each pair of bones based on the skinning weights and feature descriptor $\\psi$ of vertices. The feature descriptor of each bone $b$ is defined as the weighted sum of related vertices in Eq. (6):", + "bbox": [ + 212, + 323, + 787, + 460 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\psi_ {b} = \\frac {\\sum_ {i = 1} ^ {N} S _ {b , *} (\\mathbf {v} _ {i}) \\left(\\mathbf {M L P} _ {\\psi} (\\mathbf {v} _ {i})\\right)}{\\sum_ {i = 1} ^ {N} S _ {b , *} (\\mathbf {v} _ {i})}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 472, + 785, + 510 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "and the semantic correlation of two bones $\\mathbf{G}_{j,k}$ is calculated as:", + "bbox": [ + 215, + 520, + 674, + 536 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {G} _ {j, k} = \\operatorname {s o f t m a x} \\left(\\left\\langle \\psi_ {j}, \\psi_ {k} \\right\\rangle\\right), \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 406, + 547, + 785, + 566 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\langle \\cdot \\rangle$ is the cosine similarity score. Though bones with similar features are intended to be connected, it may fail when multiple instances share one semantic feature (e.g. arms of a squirrel). To address this issue, we further explore the morphological correlation matrix $\\mathbf{M} \\in \\mathbb{R}^{B \\cdot B}$ of each bone pair. For each edge connecting a pair of vertices, we calculate the $\\mathbf{M}$ as defined in Eq. (8):", + "bbox": [ + 212, + 575, + 787, + 652 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathbf {M} = \\frac {\\sqrt {\\sum_ {e _ {i} = \\left\\{\\mathbf {v} _ {m} , \\mathbf {v} _ {n} \\right\\}} ^ {L} \\mathbf {S} _ {*} (\\mathbf {v} _ {m}) \\mathbf {S} _ {*} (\\mathbf {v} _ {n}) ^ {T}}}{L}, \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 664, + 785, + 704 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $L$ is the number of edges, $\\mathbf{S}_*(\\cdot) \\in \\mathbb{R}^B$ is the skinning weight matrix in canonical space. The higher the value of $\\mathbf{M}$ , the greater the degree to which two bones jointly influence the control over the same surface regions. We balance the semantic correlation and morphological correlation of a pair of bones and define the strength of the skeleton $\\mathcal{T}_{j,k}$ as:", + "bbox": [ + 212, + 714, + 787, + 792 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {T} _ {j, k} = \\left\\{ \\begin{array}{l l} \\mathbf {G} _ {j, k} + \\alpha \\mathbf {M} _ {j, k} & \\mathbf {M} _ {j, k} \\geq \\xi \\\\ 0 & \\mathbf {M} _ {j, k} < \\xi \\end{array} , \\right. \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 377, + 804, + 785, + 844 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 127 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where weighting scalar $\\alpha$ and threshold $\\xi$ are learned in a hierarchical manner. The constructed skeletons are shown in Fig. 3.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Constrain with Skeletons and Bones. Given that we have retained only motion-related parameters and discarded the canonical space model, our goal is to ensure that generated objects remain aligned with the motion, and to prevent model collapse during subsequent optimization of the motion. To achieve this, we employ skeletons and bones as constraints in the generation process. We convert $\\mathbf{Q}_b^t$ into a rotation quaternion $\\mathbf{R}_b^t \\in SO(3)$ and a translation vector $\\mathbf{T}_b^t$ . For $j$ -th bone and $k$ -th bone share a skeleton, we iterate over all time $t$ , and compute the range of relative position $\\mathbf{T}_{jk}^t = \\| \\mathbf{T}_j^t - \\mathbf{T}_k^t \\|_2$ and the range of quaternion angle $\\mathbf{A}_{jk}^t = \\angle (\\mathbf{R}_j^t, \\mathbf{R}_k^t)$ . With this setting, constraints can be applied to the motion of bones, thus preventing motion divergence when generative loss is applied:", + "bbox": [ + 212, + 176, + 787, + 330 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {s k e l} = \\lambda_ {T} \\mathcal {L} _ {s k e l, T} + \\lambda_ {A} \\mathcal {A} _ {s k e l, T}, \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 316, + 340, + 784, + 356 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {s k e l, T} = \\sum_ {j, k} \\mathcal {T} _ {j, k} \\max \\left(\\mathbf {T} _ {j k} - \\mathbf {T} _ {m a x}, \\mathbf {T} _ {m i n} - \\mathbf {T} _ {j k}, 0\\right) ^ {2}, \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 303, + 361, + 784, + 383 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {s k e l, A} = \\sum_ {j, k} \\mathcal {T} _ {j, k} \\max \\left(\\mathbf {A} _ {j k} - \\mathbf {A} _ {\\text {m a x}}, \\mathbf {A} _ {\\text {m i n}} - \\mathbf {A} _ {j k}, 0\\right) ^ {2}, \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 303, + 388, + 784, + 412 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathbf{T}_{\\mathrm{max}}$ and $\\mathbf{T}_{\\mathrm{min}}$ denote the maximum and minimum values of $\\mathbf{T}_{jk}^t$ across time $t$ , respectively, while $\\mathbf{T}_{\\mathrm{max}}$ and $\\mathbf{T}_{\\mathrm{min}}$ represent the maximum and minimum values of $\\mathbf{A}_{jk}^t$ across time $t$ , respectively.", + "bbox": [ + 212, + 421, + 782, + 467 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Besides, we also use bones to constrain the generated surface as well as skinning weights:", + "bbox": [ + 212, + 467, + 782, + 498 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {b o n e}} = \\sum_ {\\mathbf {X}} \\mathbf {H} (d (\\mathbf {X}), d _ {g} (\\mathbf {X})) + \\sum_ {t, \\mathbf {X} ^ {t}} \\mathbf {S} _ {t} \\left(\\mathbf {X} ^ {t}\\right) \\log \\left(\\frac {1}{\\mathbf {S} _ {t} \\left(\\mathbf {X} ^ {t}\\right)}\\right), \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 507, + 784, + 542 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathbf{H}$ denotes the binary cross entropy, and $d$ and $d_{g}$ represent the density from the Signed Distance Function (SDF) value of the canonical model and Gaussian bones, respectively. The first term aims to ensure that the surface is closely aligned with the Gaussian bones, taking into account their covariance matrix. It also seeks to maintain consistency with the neural skinning weights, thereby enhancing the convergence of generation. The second term is designed to encourage the sparsity of the skinning weights in order to mitigate potential degradation resulting from the first term as well as the generative loss.", + "bbox": [ + 212, + 551, + 787, + 676 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Canonical Score Distillation", + "text_level": 1, + "bbox": [ + 214, + 694, + 493, + 709 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We distillate prior from the diffusion model for bot reconstruction and generation. This 2D supervision is sufficient for static object generation [25, 44]. However, in 4D reconstructing, supervising a single view at a single time point $t$ becomes insufficient. The supervision from the reference video forms a hyperplane in the 4D space, resulting in lower quality for unobserved viewpoints. When denoising an image rendered from a viewpoint far away from reference with a large guidance scale, SDS tends to sample a new instance from its own distribution, due to the lack of sufficient information about the original instance.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Here we incorporate multi-view consistent diffusion model MVDream [32], which is trained on a large 2D and 3D dataset [7, 29], to generate multi-view consistent images. Cross-view attention spreads the known information to unobserved views. Please refer to Supplementary for more detailed analysis.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Design of CSD. A straightforward way for temporal consistent articulate object generation is to supervise the model in canonical space. However, the canonical model is merely a \"time-slice\" of the 4D object. Roughly supervising the canonical model without considering articulations will result in the degradation of the morphological plausibility of the model in camera spaces. Additionally, unreachable points in canonical space will not be optimized (e.g., occluded body parts at canonical pose), even though they will be rendered in camera space.", + "bbox": [ + 212, + 207, + 784, + 311 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To mitigate these issues, we employ a multi-view consistent diffusion model and propose a novel Canonical Score Distillation (CSD) to generate a 4D articulate model with both time consistency and warp robustness across different articulations. We elaborately design CSD to utilize the warping field as a bridge between diffusion prior and canonical model. Conversely, the warp is also refined by diffusion prior, especially in contexts of significant motion and in regions lacking ground-truth images. Distinct from SDS [25], CSD traverses all frames and replaces the image gradient with two terms: canonical generation and warping refinement, as defined in Eq. (14):", + "bbox": [ + 212, + 313, + 785, + 448 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\nabla_ {\\phi} \\mathcal {L} _ {C S D} = \\mathbb {E} [ \\underbrace {w (T) (\\epsilon_ {\\theta} (I _ {t , T} ; y , \\mathbf {p} , T) - \\epsilon)} _ {\\text {D i f f u s i o n P r i o r}} \\underbrace {\\frac {\\partial \\mathcal {R} _ {\\phi_ {*}} (\\mathbf {X} _ {*})}{\\partial \\mathbf {X} _ {*}}} _ {\\text {C a n o n i c a l}} \\underbrace {\\frac {\\partial W _ {\\phi_ {w}} (\\mathbf {X} _ {t})}{\\partial \\phi_ {w}}} _ {\\text {W a r p i n g}} ]. \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 256, + 455, + 785, + 526 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To distinguish from the previous time $t$ of the articulate model, we refer to the time step of diffusion as $T$ . $w(T)$ is hyper-parameter controlling the weight of $T$ , $y$ is text prompt, $I_{t}$ are four images rendered in the camera space of time $t$ from four orthogonal view-points $\\mathbf{p}$ , $I_{t,T}$ are sampled noisy images relative to frame time $t$ and diffusion time step $T$ , $\\epsilon_{\\theta}(I_{t,T};y,\\mathbf{p},T)$ is noise predicted by diffusion model conditioned on prompt and camera poses.", + "bbox": [ + 212, + 539, + 782, + 628 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Canonical Generation. The first term is the gradient of the canonical rendering with respect to the sampling point. It is designed to simplify the generation process from a 4D time-varying model to static 3D models warped from a shared canonical model. Although we traverse all camera spaces, the distillation process is consistently conducted with respect to the canonical model parameters $\\phi_{*}$ .", + "bbox": [ + 212, + 630, + 782, + 705 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Warping Refinement. Regarding the second term, it signifies that the warping parameters $\\phi_w$ are optimized to better collaborate with the canonical model in different poses. As depicted in Fig. 4(a), CSD corrects faulty skinning weights $S_{b,t}(\\mathbf{X}^t)$ and misplaced bone transformations $\\mathbf{Q}_b^t$ .", + "bbox": [ + 212, + 705, + 782, + 767 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Optimization", + "text_level": 1, + "bbox": [ + 214, + 786, + 370, + 801 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We optimize all learnable parameters during the reconstruction phase. Following the extraction of skeletons from the reference video, we optimize a new implicit", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "articulate model with $\\mathbf{MLP}_{\\phi}$ and camera-related parameters discarded. The total loss for skeleton extraction and model generation is defined as Eq. (15) and Eq. (16), respectively:", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {E x t} = \\mathcal {L} _ {r e c o n} + \\mathcal {L} _ {C S D} + \\mathcal {L} _ {r e g}, \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 392, + 205, + 785, + 220 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {G e n}} = \\mathcal {L} _ {\\text {s k e l}} + \\mathcal {L} _ {\\text {b o n e}} + \\mathcal {L} _ {\\text {C S D}} + \\mathcal {L} _ {\\text {r e g}}. \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 367, + 263, + 785, + 279 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The reconstruction loss, denoted as $\\mathcal{L}_{\\text{recon}}$ , comprises the photometric Mean-Square Error (MSE) $\\mathcal{L}_{rgb}$ , silhouette reconstruction MSE $\\mathcal{L}_{sil}$ , and flow loss $\\mathcal{L}_{\\mathrm{OF}}$ [51], as defined in Eq. (17):", + "bbox": [ + 214, + 290, + 787, + 337 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {r e c o n}} = \\lambda_ {r g b} \\mathcal {L} _ {r g b} + \\lambda_ {\\text {g e o}} \\left(\\mathcal {L} _ {\\text {s i l}} + \\mathcal {L} _ {\\text {O F}}\\right), \\tag {17}\n$$\n", + "text_format": "latex", + "bbox": [ + 364, + 349, + 785, + 366 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where silhouette and optical flow are pre-computed with an off-the-shelf model [54]. $\\lambda_{rgb}$ and $\\lambda_{geo}$ are balancing weights. The registration loss $\\mathcal{L}_{reg}$ is defined in Eq. (18):", + "bbox": [ + 214, + 377, + 787, + 422 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {r e g}} = \\mathcal {L} _ {\\text {m a t c h}} + \\mathcal {L} _ {2 D - c y c} + \\mathcal {L} _ {3 D - c y c}, \\tag {18}\n$$\n", + "text_format": "latex", + "bbox": [ + 370, + 425, + 784, + 441 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "where $\\mathcal{L}_{\\mathrm{match}}$ , $\\mathcal{L}_{2\\mathrm{D - cyc}}$ , and $\\mathcal{L}_{3\\mathrm{D - cyc}}$ represent the loss functions for 3D point feature matching [51], 2D cycle consistency [50], and 3D cycle consistency [14], respectively.", + "bbox": [ + 212, + 448, + 782, + 492 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Here, we have designed a two-stage schedule with balanced weights for generation. During the articulation extraction stage, the model is primarily supervised by images, with pre-computed mask, flow, and features. Concurrently, the weight of $\\mathcal{L}_{CSD}$ is configured to be low for the complementation of unseen regions, thereby ensuring a gentle adjustment without overpowering the original data. For the generation stage, the position embedding bandwidth is set to max value to guarantee the detail of the generated model.", + "bbox": [ + 212, + 494, + 787, + 602 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 625, + 375, + 643 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We conducted experiments on generation (Sec. 4.2) and reconstruction (Sec. 4.3) tasks using the Casual Videos dataset and Animated Objects dataset [51]. The experiments conducted spanned a diverse array of species, such as squirrels, cats, finches, eagles, humans, hands, and manipulators, among others, to convincingly showcase the capability of our method across generic categories. In the context of the generation task, our method excels in creating spatiotemporally consistent, animatable 3D models with text prompts and a template video. With the proposed CSD method, the generated 4D model exhibits superior performance over existing distillation strategies in terms of temporal consistency and warp robustness, as demonstrated in Table 2. For the reconstruction task, our approach significantly outperforms previous methods, particularly when the number of viewpoints and videos is limited, as shown in Table 3.", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/1da22257806daf113a7f442075f04b3b8327a3d48c5be62781fd236ae03ca39c.jpg", + "image_caption": [ + "(a) Bones optimized by CSD", + "Fig. 4: Canonical score distillation results. (a) Through the warping refinement term, bones are optimized by the diffusion prior and warped surfaces. (b) Compared with VSD and MVDream, our method generates a more detailed result" + ], + "image_footnote": [], + "bbox": [ + 274, + 143, + 377, + 263 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/dcdd53c0c7f42e482f9550a13f12db70d871a7fd144c131f3b3c6ac1d107577c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 379, + 145, + 450, + 263 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/42746515a74e7f06b95215345f0df0153dfa72f129862114d29bb380d14bc559.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 452, + 145, + 552, + 262 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/7d42616a94b2d9b68a4a92a9473a3b3beca520142baf760bbb2d77ddd5259b03.jpg", + "image_caption": [ + "(b) Generation Comparison" + ], + "image_footnote": [], + "bbox": [ + 553, + 145, + 643, + 263 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/06c93410d2991c4b0f7af1d6dcc39dbcae18cd3ddc44a6afd613804bec97aa6a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 643, + 146, + 725, + 263 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/c33e23142827ad2cf146089415189aaa9be8c8c38a45350ddd7a9ff76dc9adf2.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodPromptCategoryGeneration3D ModelMotionArticulation
ProlificDreamer [44]TextGenericShape+TextureNeRF--
Text2Video-Zero [12]TextGeneric--Learned-
BANMo [51]-Generic-NeRFLearnedLearned
Farm3D [10]ImageSpecificTextureMeshManualPre-defined
OursVideo+TextGenericShape+TextureNeRFLearnedLearned
", + "bbox": [ + 218, + 340, + 782, + 416 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 1: Related work overview on non-rigid 3D model reconstruction and generation. Distinguishing from previous work, our method, AnimatableDreamer, generates text-guided animatable models across generic categories without the need for pre-defined templates. This attribute establishes AnimatableDreamer as a versatile and user-friendly 4D generation tool.", + "bbox": [ + 212, + 417, + 784, + 484 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.1 Technical Details", + "text_level": 1, + "bbox": [ + 215, + 527, + 401, + 541 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To enlarge the Casual Videos dataset [51], we collect videos containing a single complete instance with large kinesis from the internet. We utilize off-the-shelf models [20, 49, 54] to extract mask, optical flow, and features. We modify the camera distance and near-far plane calculation to avoid the articulated model out of frustum or obstructing the camera. Considering that viewpoints are fixed for reconstruction and randomly selected for generation, we alternate the loss calculation of reconstruction and generation in practice. On a single Nvidia A800 GPU, we sampled 128 pixels from 32 images in reconstruction and rendered four $200 \\times 200$ images for generation. The complete training takes 5 hours for 12000 iterations. Here we adopted a gradient cache technology for saving memories [57].", + "bbox": [ + 212, + 551, + 787, + 704 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Animatable 3D Model Generation", + "text_level": 1, + "bbox": [ + 215, + 724, + 542, + 738 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Qualitative Comparisons. We present our generated results alongside the input videos in Fig. 5. By disentangling the deformation and canonical model, our generated models demonstrate time consistency, even in cases where the video duration is extensive. Through optimization across all frames, our approach effectively eliminates issues such as disconnected shapes, flickering, and shape inconsistency. Notably, our method is capable of generating various species", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/1f196cbdf4e9ffff8675f8f715eb795a6ba6b630c979a9690e2eb36926e88a11.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodsCLIP↑CLIP-T↑R-Precision@10↑GPT Eval3D elo ↑
ProlificDreamer [44]33.195.956.3959
MVDream [32]34.894.431.2979
w/o Lbone/skel27.194.235.6954
w/o Lskel28.494.040.1960
w/o Lbone37.896.181.71070
Our CSD38.296.687.51098
", + "bbox": [ + 305, + 143, + 702, + 231 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/4a4d43656935942d6ed29982774ed88d2789349e885b62c4a6537bfcf52916dc.jpg", + "table_caption": [ + "Table 2: Quantitative results for generation. We use CLIP ViT-B/32 for evaluation. CLIP-T is the average CLIP between frames, CLIP R-Precision@10 evaluates text-image consistency. GPT Eval3D [47] is an evaluator for Text-to-3D generation." + ], + "table_footnote": [], + "table_body": "
MethodsNumber of videosCat-CocoCat-PikachuPenguinShiba
CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑
BANMo [51]110.715.33.7157.36.4743.96.8136.6
BANMo [51]44.6651.64.5152.73.7560.34.6651.9
RAC [52]16.2542.23.6060.24.6853.77.9430.1
RAC [52]44.4855.83.3968.18.7726.96.8641.9
w/o L_CSD18.3432.63.8859.66.9442.35.8335.2
Ours13.6563.32.088.93.764.04.5453.9
", + "bbox": [ + 220, + 301, + 782, + 402 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 3: Quantitative results of monocular reconstruction on Casual Videos and Animated Objects. We calculate the Chamfer distance $(\\mathrm{cm}, \\downarrow)$ and F-score $(\\% , \\uparrow)$ , averaging the results over all frames and videos. Leveraging prior from diffusion, our method outperforms existing methods, despite the absence of multiple videos or templates.", + "bbox": [ + 215, + 404, + 787, + 472 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "including quadruped, squirrel, eagle, bird, penguin and so on, and goes beyond mere texture generation with modifying the model's geometry. We employ VSD [44] and MVDream [32] as baselines and qualitative comparisons are shown in Fig. 4(b). Also, we conducted a comparative analysis with several notable 3D generation and 4D reconstruction methods: ProlificDreamer [44], 3D reconstructor BANMo [51], texture-swap articulated representation Farm3D [10] and text to video generator Text2Video-Zero [12] and summarize our strengths in Tab. 1. Quantitative Comparisons. We perform a quantitative evaluation of the generation quality and the consistency between text and images by utilizing the CLIP-score [21] and the GPT-4 Eval3D [47] methodologies. A video is rendered employing the camera trajectory specified in Eval3D [47], which navigates around the scene at a constant elevation angle while varying the azimuth. Each video frame is then assessed using the CLIP ViT-B/32 model, and the scores are aggregated across all frames and text prompts to compute the overall CLIP score. Additionally, we assess the temporal consistency of CLIP-T by calculating the CLIP similarity between consecutive frames. We employ VSD [44] and MVDream [32] as baselines, as presented in Tab. 2. Please refer to Supplementary for more ablation analysis.", + "bbox": [ + 212, + 491, + 787, + 763 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Animatable 3D Model Reconstruction", + "text_level": 1, + "bbox": [ + 215, + 785, + 578, + 800 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative Comparisons. As depicted in Fig. 6, we outperform the existing animatable object reconstruction method on Casual Videos dataset and Anima-", + "bbox": [ + 215, + 809, + 785, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/98fb6e8d6f2f4ffcdc2ead0087ba2e70cf037801a0a75de8d3dd0ef5af8ac867.jpg", + "image_caption": [ + "Fig. 5: Text-to-4D Generation. We generate animatable 3D models by leveraging a text prompt and a template video, achieving diverse outcomes that encompass both texture and geometry while maintaining temporal consistency and morphological plausibility across different poses. See the Appendix for more results." + ], + "image_footnote": [], + "bbox": [ + 272, + 146, + 733, + 484 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "tion Objects dataset (Sec. 4). A notable observation is that our approach goes beyond merely refining the canonical model. It also encompasses modifications to the bones and warping fields, as stated in Eq. (14). This comprehensive modification is especially effective in scenarios where the initial bone structures are implausible. In such cases, our method adeptly repositions the bones, accompanied by corresponding adjustments to the warping function, which is clearly evidenced in Fig. 4(a). While BANMo delivers good results at the input views, its performance significantly diminishes in unobserved spaces. This discrepancy in quality can be attributed to the model's tendency to overfit on the reference views, especially when there is a lack of supervision from other viewpoints.", + "bbox": [ + 212, + 593, + 787, + 744 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Quantitative Comparisons. Our evaluation utilizes both Chamfer distances [37] and F-scores using a threshold set to $2\\%$ of the bounding box size. Considering that Casual Videos has no ground truth, we employ BANMo on multiple video sequences and extract meshes to serve as pseudo ground truth. The result in Tab. 3 suggests we significantly outperforms BANMo, even when the pseudo ground truth is derived from BANMo itself. With CSD, our framework effic", + "bbox": [ + 212, + 748, + 795, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/b8322b7b1a38c9dc0f49bba3f2905f045d98e9f381fd29dadb9eba776fcac36a.jpg", + "image_caption": [ + "Fig. 6: Monocular reconstruction result on Casual videos dataset. Our method is visibly superior to BANMo, particularly in frames with large motion (squirrel) or in regions not present in the reference image (cat and penguin). Each experiment is performed based on a single monocular video." + ], + "image_footnote": [], + "bbox": [ + 264, + 146, + 738, + 393 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "tively supplements the missing information, surpassing the need for additional video data. Please refer to Supplementary for more ablation analysis.", + "bbox": [ + 212, + 488, + 787, + 518 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 539, + 359, + 555 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we present AnimatableDreamer, a pioneering framework for the generation and reconstruction of generic-category non-rigid 3D models. With the proposed Canonical Score Distillation (CSD), AnimatableDreamer addresses the challenges of unconstrained deformable object generation by simplifying the 4D generation problem into 3D space. Our method excels in generating diverse spatial-temporally consistent non-rigid 3D models based on textual prompts. With articulations extracted from monocular video, users can manipulate and animate these models by controlling the rigid transformations of bones. We demonstrate improved performance compared with existing monocular non-rigid body reconstruction methods, especially in scenarios with limited viewpoints and substantial motion.", + "bbox": [ + 212, + 568, + 787, + 733 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations. Our method requires large VRAM to render high-resolution images for CSD during training, due to the long gradient chain from camera space to canonical space, posing constraints on the optimization process. Future research could focus on enhancing the fidelity of both textures and geometric structures [42]. The requirement to feed four images into MVDream also poses a computational burden. Addressing these issues could enhance the overall performance and versatility.", + "bbox": [ + 212, + 734, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "X. Wang et al.", + "bbox": [ + 271, + 114, + 370, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Acknowledgement", + "text_level": 1, + "bbox": [ + 215, + 143, + 426, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was done at Tsinghua University. The research in the paper is jointly funded by the National Science and Technology Major Project of the Ministry of Science and Technology of China (No.2018AAA0102900), Youth Fund of the National Natural Science Foundation of China (No.62306163), and China Postdoctoral Science Foundation (No.2023M741951), New Generation Artificial Intelligence Key Field Research and Development Plan of Guangdong Province (No.2021B0101410002), the Sino-German Collaborative Research Project Cross-modal Learning (NSFC 62061136-001, DFG TRR169), and National Science Foundation (No.81973683).", + "bbox": [ + 212, + 179, + 787, + 316 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 342, + 325, + 358 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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In: Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers). pp. 12135-12148 (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 356 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "AnimatableDreamer", + "bbox": [ + 594, + 114, + 730, + 126 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_model.json b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_model.json new file mode 100644 index 0000000000000000000000000000000000000000..8a408e1ee821744f0faccb1cdeb8562ead75ea50 --- /dev/null +++ b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_model.json @@ -0,0 +1,2482 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.229, + 0.141, + 0.777, + 0.207 + ], + "angle": 0, + "content": "AnimatableDreamer: Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation" + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.234, + 0.772, + 0.281 + ], + "angle": 0, + "content": "Xinzhou Wang\\(^{1,2,3,4}\\), Yikai Wang\\(^{2\\dagger}\\), Junliang Ye\\(^{2}\\), Fuchun Sun\\(^{2\\dagger}\\), Zhengyi Wang\\(^{2,3}\\), Ling Wang\\(^{2,6}\\), Pengkun Liu\\(^{2,7}\\), Kai Sun\\(^{2}\\), Xintong Wang\\(^{8}\\), Wende Xie\\(^{5}\\), Fangfu Liu\\(^{2}\\), and Bin He\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.292, + 0.786, + 0.322 + ], + "angle": 0, + "content": "\\(^{1}\\) Tongji University \\(^{2}\\) Tsinghua University \\(^{3}\\) ShengShu \\(^{4}\\) Tencent \\(^{5}\\) Didi \\(^{6}\\) Xi'an Research Institute of High-Tech \\(^{7}\\) Fudan University \\(^{8}\\) Zhejiang University" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.357, + 0.74, + 0.591 + ], + "angle": 0, + "content": "Abstract. Advances in 3D generation have facilitated sequential 3D model generation (a.k.a 4D generation), yet its application for animatable objects with large motion remains scarce. Our work proposes AnimatableDreamer, a text-to-4D generation framework capable of generating diverse categories of non-rigid objects on skeletons extracted from a monocular video. At its core, AnimatableDreamer is equipped with our novel optimization design dubbed Canonical Score Distillation (CSD), which lifts 2D diffusion for temporal consistent 4D generation. CSD, designed from a score gradient perspective, generates a canonical model with warp-robustness across different articulations. Notably, it also enhances the authenticity of bones and skinning by integrating inductive priors from a diffusion model. Furthermore, with multi-view distillation, CSD infers invisible regions, thereby improving the fidelity of monocular non-rigid reconstruction. Extensive experiments demonstrate the capability of our method in generating high-flexibility text-guided 3D models from the monocular video, while also showing improved reconstruction performance over existing non-rigid reconstruction methods." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.592, + 0.703, + 0.606 + ], + "angle": 0, + "content": "Project page https://zz7379.github.io/AnimatableDreamer/." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.619, + 0.739, + 0.633 + ], + "angle": 0, + "content": "Keywords: 4D generation \\(\\cdot\\) Diffusion model \\(\\cdot\\) Non-rigid reconstruction" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.68, + 0.377, + 0.696 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.711, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Automatically building animatable 3D models with non-rigid deformations and motions plays a crucial role in broad fields such as gaming, virtual reality, film special effects, etc. With the remarkable success of deep generative models, generating various 2D images through text prompts comes to reality [27,28,58], and this success is expanding beyond 2D generation. The application of Score Distillation Sampling (SDS) [25] has elevated 2D text-to-image diffusion models to generate high-quality 3D models. Numerous subsequent works have emerged in" + }, + { + "type": "page_footnote", + "bbox": [ + 0.232, + 0.825, + 0.403, + 0.84 + ], + "angle": 0, + "content": "† Corresponding authors." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "image", + "bbox": [ + 0.222, + 0.148, + 0.788, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.308, + 0.788, + 0.379 + ], + "angle": 0, + "content": "Fig. 1: Given a monocular generic category video, AnimatabaleDreamer initially extracts the skeleton with skinning and motions assisted by prior from a diffusion model. Subsequently, through our canonical score distillation, AnimatabaleDreamer generates novel animatable 3D models from the extracted skeleton and a text prompt with temporal consistency and warping robustness." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.413, + 0.784, + 0.444 + ], + "angle": 0, + "content": "this domain [15,32,36,44]. However, generating deformable objects remains challenging due to their inherent unconstrained and ill-conditioned nature [22,23,39]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.446, + 0.788, + 0.567 + ], + "angle": 0, + "content": "Intuitively, bones and motions extracted by implicit animatable models could serve as geometry constraints for deformable object generation. Recent efforts have been devoted to reconstructing animatable 3D models with pre-defined or learned skeletons [10, 34, 46, 52, 55]. Nevertheless, these methods are mostly category-specific with limited diversity or largely rest on the captured multi-view data [6, 35, 51]. We believe this problem can be greatly alleviated by distilling 2D priors from the diffusion model to hallucinate plausible geometry of invisible regions and avoid short-cut solutions [18]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.789, + 0.844 + ], + "angle": 0, + "content": "To address these challenges, we propose AnimatableDreamer, a two-stage framework designed to extract skeletons from monocular videos and generate generic categories of non-rigid 3D models on these skeletons. Initially, the non-rigid object in the monocular video is disentangled into a canonical implicit field [4,17] with a skeleton-based structure consisting of bones and neural skinning. AnimatableDreamer extracts bones and skinning from a monocular video, leveraging multi-view diffusion priors to refine the warping, geometry, and texture of unseen regions. Skeletons are generated based on the skinning weights of vertices and further constrain the pairwise relationship between bones of the generated model. Subsequently, under the constraint of the extracted skeleton and a specific text prompt, AnimatableDreamer generates 4D content with a diffusion model. Considering that directly employing SDS [25] or Variational Score Distillation (VSD) [44] will make the canonical model detach from the extracted motions and harm the plausibility of the warped model, we propose Canonical Score Distillation (CSD) to generate novel non-rigid 3D models. CSD is a novel distilling strategy designed to simultaneously generate a canonical model aligned with motions and refine the skeletons and skinning. CSD denoises multiple warped models through invertible warping functions while consistently" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.236 + ], + "angle": 0, + "content": "optimizing a static canonical space shared by all animation frames. This novel approach simplifies 4D generation into a more manageable 3D process, yet maintains comprehensive supervision throughout the 4D space and ensures the morphological plausibility of the model under various object poses. Furthermore, CSD refines the motions and skinning weights to ensure consistency with the canonical model." + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.238, + 0.615, + 0.253 + ], + "angle": 0, + "content": "To summarise, we make the following contributions:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.262, + 0.787, + 0.323 + ], + "angle": 0, + "content": "- AnimatableDreamer: A novel framework that extracts skeletons with motions from a monocular video and generates generic categories of non-rigid 3D models based on these skeletons. This is the first implementation of generating text-guided non-rigid 4D content leveraging video-based skeletons." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.323, + 0.789, + 0.444 + ], + "angle": 0, + "content": "- Canonical Score Distillation: A new distillation method enhances the generation and reconstruction of non-rigid 3D models. By back-propagating gradients from multiple camera spaces to a static canonical space, CSD ensures the morphological plausibility of models after warping. Besides, CSD refines bones and skinning weights through a specifically tailored gradient term. With these designs, CSD improves the reconstruction quality of unseen regions with diffusion prior and is capable of generating 4D models with time consistency and warping robustness." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.444, + 0.788, + 0.535 + ], + "angle": 0, + "content": "- Skeleton-based Generation: An innovative approach for 4D generation taking skeletons, bones, skinning weights, and motions as prior. With constructed skeletons, a constraint with \\(SE(3)\\) is utilized to guide the transformations of bone pairs, thereby preventing motion detaching and ensuring convergence. Furthermore, the density of Gaussian bones is considered as an indicator for the generation of surfaces with warping robustness." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.262, + 0.789, + 0.535 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.557, + 0.388, + 0.573 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.589, + 0.655, + 0.605 + ], + "angle": 0, + "content": "2.1 Neural Reconstruction for 3D Non-rigid Object" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.844 + ], + "angle": 0, + "content": "Neural Radiance Field (NeRF) has been a groundbreaking advancement in representing static scenes, enabling the generation of photorealistic novel views and detailed geometry reconstruction [1,2,13,17]. Adapting NeRF for dynamic scenarios has involved augmenting the field into higher dimensions to accommodate objects with changing topologies [23]. An alternative strategy in dynamic object reconstruction employs an additional warping field to deform the NeRF [22, 26]. Nonetheless, these dynamic NeRF adaptations often encounter performance degradation, primarily due to the complexities introduced by the added temporal dimension. This could be alleviated by applying alternative representations including tesnors [30], Gaussian Splatting [45] and explicit representation [3,9,16]. Despite these innovations, synthesizing space-time views from monocular perspectives remains a significant hurdle. Implementing spatiotemporal regularization methods, including depth and flow regularization, has shown potential in overcoming this issue [8,48]. Furthermore, exploring category-specific or articulate priors offers promising avenues for reconstructing non-rigid" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "objects [6,24,41,51-53]. These approaches offer novel opportunities and insights for advancing the field of 3D non-rigid object reconstruction. However, they often overlook the application of generic priors, which could reduce the reliance on domain-specific priors and manually designed templates. Contrarily, our method leverages model training on extensive, generic datasets to distill such priors, thereby enhancing the reconstruction process." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.26, + 0.719, + 0.275 + ], + "angle": 0, + "content": "2.2 Distillation-based 3D Generation from Diffusion Model" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.285, + 0.789, + 0.542 + ], + "angle": 0, + "content": "SDS [25] has gained prominence for its capability to elevate pre-trained 2D diffusion models to the realm of 3D generation. By distillate 2D prior learned from large-scale datasets and optimizing implicit field [17], SDS is able to generate high-quality 3D models based on text-prompt [5,38,44,56,59,60]. The integration of differentiable marching tetrahedra [31] further enhances the combination of explicit meshes and SDS [15]. However, semantic consistency challenges arise in distillation-based 3D generation methods due to their disconnection from the 3D dataset during training. Addressing this concern, MVDream [32] introduces a multi-view diffusion model for panoramicas with homography-guided attention, improving semantic consistency by incorporating cross-view attention and camera conditions. Further, 2D diffusion model trained can be lifted to 4D via a temporal score distillation sampling [33], which integrates world knowledge into 3D temporal representations. In contrast, our method aims to produce a time-consistent and warp-robust 4D model by initially generating a non-rigid model based on a skeleton extracted from the video. By applying this model across various animations, we ensure morphological plausibility even when the skeletons exhibit differing articulations." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.565, + 0.331, + 0.581 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.597, + 0.788, + 0.734 + ], + "angle": 0, + "content": "Given a monocular video \\( V = \\{(I_i, t_i)\\}_{i=1}^n \\), our objective is two-fold: first, to generate an object related to a specified prompt \\( \\mathbf{y} \\) on the skeletons and rigging extracted from the provided video; second, to reconstruct the original object with diffusion prior. The proposed framework, AnimatableDreamer, as illustrated in Fig. 2, comprises two distinct stages: skeletons extraction (Sec. 3.1) and skeletons-based generation (Sec. 3.2). Both stages employ CSD for content generation and warping refinement (Sec. 3.3). These workflows supervise the deformed model in camera space (articulated poses) and optimize the model in canonical space (rest pose) through differentiable warping." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.755, + 0.478, + 0.77 + ], + "angle": 0, + "content": "3.1 Implicit Articulate Model" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Canonical Model. We utilize the NeuS model [40] as our canonical representation to accurately reconstruct surface geometries, in conjunction with rendering an additional feature descriptor [50] to incorporate priors from off-the-shelf methods [14, 20] for self-supervised 3D registration. This approach facilitates" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.264, + 0.146, + 0.74, + 0.436 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.449, + 0.788, + 0.573 + ], + "angle": 0, + "content": "Fig. 2: Framework overview. Top: The AnimatableDreamer framework extracts the skeletons, skinning, and animation from monocular generic category videos with CSD to enhance the invisible regions. Subsequently, through our canonical distillation strategy, AnimatabaleDreamer generates text-guided novel animatable 3D models on the extracted skeleton. Bottom: We decompose the articulated model into a static neural field and time-varying neural skinning. During training, we optimized the model in camera space across different frames. The canonical generation term in CSD enhances the morphological plausibility of warped models, while the warping refinement term further refines the bone motions and skinning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.583, + 0.788, + 0.645 + ], + "angle": 0, + "content": "the articulation extraction and 3D reconstruction of objects across various categories from monocular video. In our representation, each 3D point \\(\\mathbf{X} \\in \\mathbb{R}^3\\) on the canonical model is characterized by a color vector \\(\\mathbf{c} \\in \\mathbb{R}^3\\), a Signed Distance Field (SDF) value \\(\\mathbf{d} \\in \\mathbb{R}\\), and a feature descriptor \\(\\psi \\in \\mathbb{R}^{16}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.417, + 0.656, + 0.785, + 0.672 + ], + "angle": 0, + "content": "\\[\n(\\mathbf {c}, \\mathbf {d}) = \\mathbf {M L P} _ {*} (\\mathbf {X}, \\mathbf {v}), \\tag {1}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.445, + 0.675, + 0.785, + 0.691 + ], + "angle": 0, + "content": "\\[\n\\psi = \\mathbf {M L P} _ {\\psi} (\\mathbf {X}), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.809 + ], + "angle": 0, + "content": "where \\(\\mathbf{v} \\in SO(3)\\) is view direction. Through the cumulative function of an unimodal distribution \\(\\Gamma_{\\beta}(\\cdot)\\), the Signed Distance Function (SDF) is transformed into a density representation [40, 43]. The feature descriptor \\(\\psi\\) is learned based on 2D features extracted from the self-supervised vision model, DINOV2 [20]. Considering that CSD supervises a point along the time axis without strong texture continuity constraints, we employ a time-invariant canonical model to prevent texture flickering." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Warping Field. In contrast to dense motion fields [3, 22, 23], we disentangle non-rigid objects into a canonical model and a compact motion field [19, 51]." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.372, + 0.129 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.782, + 0.322 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.332, + 0.788, + 0.375 + ], + "angle": 0, + "content": "Fig.3: Skeleton Construction. (a) Pipeline of skeleton construction. We extract mesh from canonical space and construct skeletons using both semantic correlation and morphological correlation. (b) Constructed skeletons for cat, penguin, and hand." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.404, + 0.788, + 0.482 + ], + "angle": 0, + "content": "Such disentanglement mitigates the challenges associated with the ill-conditioned nature inherent to 4D generation and enables the application of distillation-based 3D generators. To warp the field from camera space to canonical space, we build the mapping between the 3D point in canonical space \\(\\mathbf{X}^*\\) and 3D point in camera space \\(\\mathbf{X}^t\\) through a blend skinning deformation defined on \\(B\\) rigid bones:" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.492, + 0.787, + 0.535 + ], + "angle": 0, + "content": "\\[\n\\mathbf {X} ^ {*} = W _ {\\phi_ {w}} \\left(\\mathbf {X} ^ {t}\\right) = \\sum_ {b = 1} ^ {B} S _ {b, t} \\left(\\mathbf {X} ^ {t}\\right) \\mathbf {Q} _ {b} ^ {t} \\mathbf {X} ^ {t}, \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.545, + 0.788, + 0.607 + ], + "angle": 0, + "content": "where \\( W(\\cdot) \\) is warping field, \\( \\phi_w \\) are warping-related parameters, and transformations of the \\( b \\)-th bone \\( \\mathbf{Q}_b^t \\in SE(3) \\) is dual quaternion blend skinning (DQB) [11] learned from \\( \\mathbf{MLP}_{\\mathbf{Q}}(t) \\). Here we applied the Fourier function for time embedding [17]. \\( S_t(X^t) \\) is skinning weight of the bones related to \\( X^t \\):" + }, + { + "type": "equation", + "bbox": [ + 0.354, + 0.618, + 0.787, + 0.637 + ], + "angle": 0, + "content": "\\[\nS _ {t} \\left(\\mathbf {X} ^ {t}\\right) = \\operatorname {s o f t m a x} \\left(\\mathcal {M} \\left(\\mathbf {Q} ^ {t}, \\sigma , \\mathbf {X} ^ {t}\\right) + \\Delta S _ {t}\\right). \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.647, + 0.788, + 0.769 + ], + "angle": 0, + "content": "Here \\(\\mathcal{M}\\) is the Mahalanobis distance between \\(\\mathbf{X}^t\\) and the \\(b\\)-th bone at time \\(t\\). Each Gaussian bone is assigned with a learnable scaling parameter \\(\\sigma_{b}\\). The term \\(\\Delta S_{t}\\) represents the delta skinning weights derived from \\(\\mathbf{MLP}_{\\Delta}\\). It is important to note that the global motion of the object is integrated into the camera poses to enhance clarity. The warping-related parameters \\(\\phi_w\\) includes \\(\\mathbf{MLP}_Q, \\sigma_b\\), and \\(\\mathbf{MLP}_{\\Delta}\\). To render a pixel \\(\\mathbf{c}\\) in camera space for a given time \\(t\\), we warp camera space sampling points \\(\\mathbf{X}_{\\mathbf{i}}^{\\mathbf{t}} \\in \\mathbb{R}^{3}\\) to canonical space with warping function and apply volume rendering:" + }, + { + "type": "equation", + "bbox": [ + 0.416, + 0.78, + 0.787, + 0.8 + ], + "angle": 0, + "content": "\\[\n\\mathbf {c} \\left(\\mathbf {x} ^ {t}\\right) = \\mathcal {R} _ {\\phi_ {*}} \\left(\\mathbf {X} ^ {*} \\left(\\mathbf {X} ^ {t}\\right)\\right), \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "where \\(\\phi_*\\) are parameters of \\(\\mathbf{MLP}_*\\) defined in Eq. (2). \\(\\mathcal{R}(\\cdot)\\) is pixel-level volume rendering function [17]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.484, + 0.161 + ], + "angle": 0, + "content": "3.2 Skeleton-based Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.173, + 0.788, + 0.323 + ], + "angle": 0, + "content": "With a deformable model with the bone motions extracted from the reference video, a vanilla way to generate a new text-guided model is to directly modify the canonical model using SDS. However, this raises two problems: first, considering that SDS is an incremental process without a target function, brutally applying SDS to a well-reconstructed model will limit the generated model's diversity. Secondly, the distribution of rendered images from the reconstructed model is different from that of the diffusion model's training set. The reconstructed model may hurt the performance instead. In this context, we proposed skeleton-based generation, which generates from a new start while being constrained by previously extracted motion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.324, + 0.788, + 0.462 + ], + "angle": 0, + "content": "Skeleton Construction. We pass model irrelevant parameters including the position embedding and time embedding from the reconstructed model to the generated model. Subsequently, we initialize the density field of canonical space of the generated model through bones and skeletons. To extract the skeletons from the reconstructed model, we first extract canonical mesh with edges \\( E = \\{\\mathbf{e}_i = \\{\\mathbf{v}_m,\\mathbf{v}_n\\} \\} \\) and vertices \\( V = \\{\\mathbf{v}_i\\in \\mathbb{R}^3\\} \\) using marching cube. Then we estimate the relation of each pair of bones based on the skinning weights and feature descriptor \\( \\psi \\) of vertices. The feature descriptor of each bone \\( b \\) is defined as the weighted sum of related vertices in Eq. (6):" + }, + { + "type": "equation", + "bbox": [ + 0.382, + 0.473, + 0.786, + 0.511 + ], + "angle": 0, + "content": "\\[\n\\psi_ {b} = \\frac {\\sum_ {i = 1} ^ {N} S _ {b , *} (\\mathbf {v} _ {i}) \\left(\\mathbf {M L P} _ {\\psi} (\\mathbf {v} _ {i})\\right)}{\\sum_ {i = 1} ^ {N} S _ {b , *} (\\mathbf {v} _ {i})}, \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.521, + 0.675, + 0.537 + ], + "angle": 0, + "content": "and the semantic correlation of two bones \\(\\mathbf{G}_{j,k}\\) is calculated as:" + }, + { + "type": "equation", + "bbox": [ + 0.408, + 0.549, + 0.786, + 0.567 + ], + "angle": 0, + "content": "\\[\n\\mathbf {G} _ {j, k} = \\operatorname {s o f t m a x} \\left(\\left\\langle \\psi_ {j}, \\psi_ {k} \\right\\rangle\\right), \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.576, + 0.788, + 0.653 + ], + "angle": 0, + "content": "where \\(\\langle \\cdot \\rangle\\) is the cosine similarity score. Though bones with similar features are intended to be connected, it may fail when multiple instances share one semantic feature (e.g. arms of a squirrel). To address this issue, we further explore the morphological correlation matrix \\(\\mathbf{M} \\in \\mathbb{R}^{B \\cdot B}\\) of each bone pair. For each edge connecting a pair of vertices, we calculate the \\(\\mathbf{M}\\) as defined in Eq. (8):" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.665, + 0.787, + 0.705 + ], + "angle": 0, + "content": "\\[\n\\mathbf {M} = \\frac {\\sqrt {\\sum_ {e _ {i} = \\left\\{\\mathbf {v} _ {m} , \\mathbf {v} _ {n} \\right\\}} ^ {L} \\mathbf {S} _ {*} (\\mathbf {v} _ {m}) \\mathbf {S} _ {*} (\\mathbf {v} _ {n}) ^ {T}}}{L}, \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.715, + 0.788, + 0.793 + ], + "angle": 0, + "content": "where \\(L\\) is the number of edges, \\(\\mathbf{S}_*(\\cdot) \\in \\mathbb{R}^B\\) is the skinning weight matrix in canonical space. The higher the value of \\(\\mathbf{M}\\), the greater the degree to which two bones jointly influence the control over the same surface regions. We balance the semantic correlation and morphological correlation of a pair of bones and define the strength of the skeleton \\(\\mathcal{T}_{j,k}\\) as:" + }, + { + "type": "equation", + "bbox": [ + 0.378, + 0.805, + 0.787, + 0.845 + ], + "angle": 0, + "content": "\\[\n\\mathcal {T} _ {j, k} = \\left\\{ \\begin{array}{l l} \\mathbf {G} _ {j, k} + \\alpha \\mathbf {M} _ {j, k} & \\mathbf {M} _ {j, k} \\geq \\xi \\\\ 0 & \\mathbf {M} _ {j, k} < \\xi \\end{array} , \\right. \\tag {9}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.372, + 0.129 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "where weighting scalar \\(\\alpha\\) and threshold \\(\\xi\\) are learned in a hierarchical manner. The constructed skeletons are shown in Fig. 3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.788, + 0.332 + ], + "angle": 0, + "content": "Constrain with Skeletons and Bones. Given that we have retained only motion-related parameters and discarded the canonical space model, our goal is to ensure that generated objects remain aligned with the motion, and to prevent model collapse during subsequent optimization of the motion. To achieve this, we employ skeletons and bones as constraints in the generation process. We convert \\(\\mathbf{Q}_b^t\\) into a rotation quaternion \\(\\mathbf{R}_b^t \\in SO(3)\\) and a translation vector \\(\\mathbf{T}_b^t\\). For \\(j\\)-th bone and \\(k\\)-th bone share a skeleton, we iterate over all time \\(t\\), and compute the range of relative position \\(\\mathbf{T}_{jk}^t = \\| \\mathbf{T}_j^t - \\mathbf{T}_k^t \\|_2\\) and the range of quaternion angle \\(\\mathbf{A}_{jk}^t = \\angle (\\mathbf{R}_j^t, \\mathbf{R}_k^t)\\). With this setting, constraints can be applied to the motion of bones, thus preventing motion divergence when generative loss is applied:" + }, + { + "type": "equation", + "bbox": [ + 0.318, + 0.342, + 0.785, + 0.357 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {s k e l} = \\lambda_ {T} \\mathcal {L} _ {s k e l, T} + \\lambda_ {A} \\mathcal {A} _ {s k e l, T}, \\tag {10}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.304, + 0.362, + 0.785, + 0.385 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {s k e l, T} = \\sum_ {j, k} \\mathcal {T} _ {j, k} \\max \\left(\\mathbf {T} _ {j k} - \\mathbf {T} _ {m a x}, \\mathbf {T} _ {m i n} - \\mathbf {T} _ {j k}, 0\\right) ^ {2}, \\tag {11}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.304, + 0.39, + 0.785, + 0.413 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {s k e l, A} = \\sum_ {j, k} \\mathcal {T} _ {j, k} \\max \\left(\\mathbf {A} _ {j k} - \\mathbf {A} _ {\\text {m a x}}, \\mathbf {A} _ {\\text {m i n}} - \\mathbf {A} _ {j k}, 0\\right) ^ {2}, \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.422, + 0.784, + 0.468 + ], + "angle": 0, + "content": "where \\(\\mathbf{T}_{\\mathrm{max}}\\) and \\(\\mathbf{T}_{\\mathrm{min}}\\) denote the maximum and minimum values of \\(\\mathbf{T}_{jk}^t\\) across time \\(t\\), respectively, while \\(\\mathbf{T}_{\\mathrm{max}}\\) and \\(\\mathbf{T}_{\\mathrm{min}}\\) represent the maximum and minimum values of \\(\\mathbf{A}_{jk}^t\\) across time \\(t\\), respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.468, + 0.784, + 0.499 + ], + "angle": 0, + "content": "Besides, we also use bones to constrain the generated surface as well as skinning weights:" + }, + { + "type": "equation", + "bbox": [ + 0.307, + 0.508, + 0.785, + 0.543 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {b o n e}} = \\sum_ {\\mathbf {X}} \\mathbf {H} (d (\\mathbf {X}), d _ {g} (\\mathbf {X})) + \\sum_ {t, \\mathbf {X} ^ {t}} \\mathbf {S} _ {t} \\left(\\mathbf {X} ^ {t}\\right) \\log \\left(\\frac {1}{\\mathbf {S} _ {t} \\left(\\mathbf {X} ^ {t}\\right)}\\right), \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.678 + ], + "angle": 0, + "content": "where \\(\\mathbf{H}\\) denotes the binary cross entropy, and \\(d\\) and \\(d_{g}\\) represent the density from the Signed Distance Function (SDF) value of the canonical model and Gaussian bones, respectively. The first term aims to ensure that the surface is closely aligned with the Gaussian bones, taking into account their covariance matrix. It also seeks to maintain consistency with the neural skinning weights, thereby enhancing the convergence of generation. The second term is designed to encourage the sparsity of the skinning weights in order to mitigate potential degradation resulting from the first term as well as the generative loss." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.695, + 0.494, + 0.71 + ], + "angle": 0, + "content": "3.3 Canonical Score Distillation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We distillate prior from the diffusion model for bot reconstruction and generation. This 2D supervision is sufficient for static object generation [25, 44]. However, in 4D reconstructing, supervising a single view at a single time point \\( t \\) becomes insufficient. The supervision from the reference video forms a hyperplane in the 4D space, resulting in lower quality for unobserved viewpoints. When denoising an image rendered from a viewpoint far away from reference with a large guidance scale, SDS tends to sample a new instance from its own distribution, due to the lack of sufficient information about the original instance." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "Here we incorporate multi-view consistent diffusion model MVDream [32], which is trained on a large 2D and 3D dataset [7, 29], to generate multi-view consistent images. Cross-view attention spreads the known information to unobserved views. Please refer to Supplementary for more detailed analysis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.313 + ], + "angle": 0, + "content": "Design of CSD. A straightforward way for temporal consistent articulate object generation is to supervise the model in canonical space. However, the canonical model is merely a \"time-slice\" of the 4D object. Roughly supervising the canonical model without considering articulations will result in the degradation of the morphological plausibility of the model in camera spaces. Additionally, unreachable points in canonical space will not be optimized (e.g., occluded body parts at canonical pose), even though they will be rendered in camera space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.787, + 0.449 + ], + "angle": 0, + "content": "To mitigate these issues, we employ a multi-view consistent diffusion model and propose a novel Canonical Score Distillation (CSD) to generate a 4D articulate model with both time consistency and warp robustness across different articulations. We elaborately design CSD to utilize the warping field as a bridge between diffusion prior and canonical model. Conversely, the warp is also refined by diffusion prior, especially in contexts of significant motion and in regions lacking ground-truth images. Distinct from SDS [25], CSD traverses all frames and replaces the image gradient with two terms: canonical generation and warping refinement, as defined in Eq. (14):" + }, + { + "type": "equation", + "bbox": [ + 0.258, + 0.457, + 0.786, + 0.527 + ], + "angle": 0, + "content": "\\[\n\\nabla_ {\\phi} \\mathcal {L} _ {C S D} = \\mathbb {E} [ \\underbrace {w (T) (\\epsilon_ {\\theta} (I _ {t , T} ; y , \\mathbf {p} , T) - \\epsilon)} _ {\\text {D i f f u s i o n P r i o r}} \\underbrace {\\frac {\\partial \\mathcal {R} _ {\\phi_ {*}} (\\mathbf {X} _ {*})}{\\partial \\mathbf {X} _ {*}}} _ {\\text {C a n o n i c a l}} \\underbrace {\\frac {\\partial W _ {\\phi_ {w}} (\\mathbf {X} _ {t})}{\\partial \\phi_ {w}}} _ {\\text {W a r p i n g}} ]. \\tag {14}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.54, + 0.784, + 0.63 + ], + "angle": 0, + "content": "To distinguish from the previous time \\( t \\) of the articulate model, we refer to the time step of diffusion as \\( T \\). \\( w(T) \\) is hyper-parameter controlling the weight of \\( T \\), \\( y \\) is text prompt, \\( I_{t} \\) are four images rendered in the camera space of time \\( t \\) from four orthogonal view-points \\( \\mathbf{p} \\), \\( I_{t,T} \\) are sampled noisy images relative to frame time \\( t \\) and diffusion time step \\( T \\), \\( \\epsilon_{\\theta}(I_{t,T};y,\\mathbf{p},T) \\) is noise predicted by diffusion model conditioned on prompt and camera poses." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.631, + 0.784, + 0.706 + ], + "angle": 0, + "content": "Canonical Generation. The first term is the gradient of the canonical rendering with respect to the sampling point. It is designed to simplify the generation process from a 4D time-varying model to static 3D models warped from a shared canonical model. Although we traverse all camera spaces, the distillation process is consistently conducted with respect to the canonical model parameters \\(\\phi_{*}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.707, + 0.784, + 0.768 + ], + "angle": 0, + "content": "Warping Refinement. Regarding the second term, it signifies that the warping parameters \\(\\phi_w\\) are optimized to better collaborate with the canonical model in different poses. As depicted in Fig. 4(a), CSD corrects faulty skinning weights \\(S_{b,t}(\\mathbf{X}^t)\\) and misplaced bone transformations \\(\\mathbf{Q}_b^t\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.787, + 0.371, + 0.802 + ], + "angle": 0, + "content": "3.4 Optimization" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "We optimize all learnable parameters during the reconstruction phase. Following the extraction of skeletons from the reference video, we optimize a new implicit" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "articulate model with \\(\\mathbf{MLP}_{\\phi}\\) and camera-related parameters discarded. The total loss for skeleton extraction and model generation is defined as Eq. (15) and Eq. (16), respectively:" + }, + { + "type": "equation", + "bbox": [ + 0.393, + 0.207, + 0.786, + 0.222 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {E x t} = \\mathcal {L} _ {r e c o n} + \\mathcal {L} _ {C S D} + \\mathcal {L} _ {r e g}, \\tag {15}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.368, + 0.264, + 0.786, + 0.28 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {G e n}} = \\mathcal {L} _ {\\text {s k e l}} + \\mathcal {L} _ {\\text {b o n e}} + \\mathcal {L} _ {\\text {C S D}} + \\mathcal {L} _ {\\text {r e g}}. \\tag {16}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.291, + 0.789, + 0.338 + ], + "angle": 0, + "content": "The reconstruction loss, denoted as \\(\\mathcal{L}_{\\text{recon}}\\), comprises the photometric Mean-Square Error (MSE) \\(\\mathcal{L}_{rgb}\\), silhouette reconstruction MSE \\(\\mathcal{L}_{sil}\\), and flow loss \\(\\mathcal{L}_{\\mathrm{OF}}\\) [51], as defined in Eq. (17):" + }, + { + "type": "equation", + "bbox": [ + 0.365, + 0.351, + 0.786, + 0.367 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {r e c o n}} = \\lambda_ {r g b} \\mathcal {L} _ {r g b} + \\lambda_ {\\text {g e o}} \\left(\\mathcal {L} _ {\\text {s i l}} + \\mathcal {L} _ {\\text {O F}}\\right), \\tag {17}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.378, + 0.789, + 0.424 + ], + "angle": 0, + "content": "where silhouette and optical flow are pre-computed with an off-the-shelf model [54]. \\(\\lambda_{rgb}\\) and \\(\\lambda_{geo}\\) are balancing weights. The registration loss \\(\\mathcal{L}_{reg}\\) is defined in Eq. (18):" + }, + { + "type": "equation", + "bbox": [ + 0.371, + 0.426, + 0.785, + 0.442 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {r e g}} = \\mathcal {L} _ {\\text {m a t c h}} + \\mathcal {L} _ {2 D - c y c} + \\mathcal {L} _ {3 D - c y c}, \\tag {18}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.784, + 0.493 + ], + "angle": 0, + "content": "where \\(\\mathcal{L}_{\\mathrm{match}}\\), \\(\\mathcal{L}_{2\\mathrm{D - cyc}}\\), and \\(\\mathcal{L}_{3\\mathrm{D - cyc}}\\) represent the loss functions for 3D point feature matching [51], 2D cycle consistency [50], and 3D cycle consistency [14], respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.495, + 0.788, + 0.603 + ], + "angle": 0, + "content": "Here, we have designed a two-stage schedule with balanced weights for generation. During the articulation extraction stage, the model is primarily supervised by images, with pre-computed mask, flow, and features. Concurrently, the weight of \\(\\mathcal{L}_{CSD}\\) is configured to be low for the complementation of unseen regions, thereby ensuring a gentle adjustment without overpowering the original data. For the generation stage, the position embedding bandwidth is set to max value to guarantee the detail of the generated model." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.625, + 0.376, + 0.644 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.789, + 0.842 + ], + "angle": 0, + "content": "We conducted experiments on generation (Sec. 4.2) and reconstruction (Sec. 4.3) tasks using the Casual Videos dataset and Animated Objects dataset [51]. The experiments conducted spanned a diverse array of species, such as squirrels, cats, finches, eagles, humans, hands, and manipulators, among others, to convincingly showcase the capability of our method across generic categories. In the context of the generation task, our method excels in creating spatiotemporally consistent, animatable 3D models with text prompts and a template video. With the proposed CSD method, the generated 4D model exhibits superior performance over existing distillation strategies in terms of temporal consistency and warp robustness, as demonstrated in Table 2. For the reconstruction task, our approach significantly outperforms previous methods, particularly when the number of viewpoints and videos is limited, as shown in Table 3." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.276, + 0.145, + 0.379, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.297, + 0.264, + 0.441, + 0.276 + ], + "angle": 0, + "content": "(a) Bones optimized by CSD" + }, + { + "type": "image", + "bbox": [ + 0.38, + 0.146, + 0.452, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.453, + 0.146, + 0.553, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.554, + 0.146, + 0.644, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.644, + 0.147, + 0.726, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.539, + 0.265, + 0.681, + 0.276 + ], + "angle": 0, + "content": "(b) Generation Comparison" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.287, + 0.785, + 0.329 + ], + "angle": 0, + "content": "Fig. 4: Canonical score distillation results. (a) Through the warping refinement term, bones are optimized by the diffusion prior and warped surfaces. (b) Compared with VSD and MVDream, our method generates a more detailed result" + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.342, + 0.784, + 0.417 + ], + "angle": 0, + "content": "
MethodPromptCategoryGeneration3D ModelMotionArticulation
ProlificDreamer [44]TextGenericShape+TextureNeRF--
Text2Video-Zero [12]TextGeneric--Learned-
BANMo [51]-Generic-NeRFLearnedLearned
Farm3D [10]ImageSpecificTextureMeshManualPre-defined
OursVideo+TextGenericShape+TextureNeRFLearnedLearned
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.418, + 0.785, + 0.486 + ], + "angle": 0, + "content": "Table 1: Related work overview on non-rigid 3D model reconstruction and generation. Distinguishing from previous work, our method, AnimatableDreamer, generates text-guided animatable models across generic categories without the need for pre-defined templates. This attribute establishes AnimatableDreamer as a versatile and user-friendly 4D generation tool." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.529, + 0.403, + 0.542 + ], + "angle": 0, + "content": "4.1 Technical Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.705 + ], + "angle": 0, + "content": "To enlarge the Casual Videos dataset [51], we collect videos containing a single complete instance with large kinesis from the internet. We utilize off-the-shelf models [20, 49, 54] to extract mask, optical flow, and features. We modify the camera distance and near-far plane calculation to avoid the articulated model out of frustum or obstructing the camera. Considering that viewpoints are fixed for reconstruction and randomly selected for generation, we alternate the loss calculation of reconstruction and generation in practice. On a single Nvidia A800 GPU, we sampled 128 pixels from 32 images in reconstruction and rendered four \\(200 \\times 200\\) images for generation. The complete training takes 5 hours for 12000 iterations. Here we adopted a gradient cache technology for saving memories [57]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.726, + 0.544, + 0.739 + ], + "angle": 0, + "content": "4.2 Animatable 3D Model Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Qualitative Comparisons. We present our generated results alongside the input videos in Fig. 5. By disentangling the deformation and canonical model, our generated models demonstrate time consistency, even in cases where the video duration is extensive. Through optimization across all frames, our approach effectively eliminates issues such as disconnected shapes, flickering, and shape inconsistency. Notably, our method is capable of generating various species" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.129 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "table", + "bbox": [ + 0.306, + 0.144, + 0.703, + 0.232 + ], + "angle": 0, + "content": "
MethodsCLIP↑CLIP-T↑R-Precision@10↑GPT Eval3D elo ↑
ProlificDreamer [44]33.195.956.3959
MVDream [32]34.894.431.2979
w/o Lbone/skel27.194.235.6954
w/o Lskel28.494.040.1960
w/o Lbone37.896.181.71070
Our CSD38.296.687.51098
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.234, + 0.788, + 0.276 + ], + "angle": 0, + "content": "Table 2: Quantitative results for generation. We use CLIP ViT-B/32 for evaluation. CLIP-T is the average CLIP between frames, CLIP R-Precision@10 evaluates text-image consistency. GPT Eval3D [47] is an evaluator for Text-to-3D generation." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.302, + 0.784, + 0.404 + ], + "angle": 0, + "content": "
MethodsNumber of videosCat-CocoCat-PikachuPenguinShiba
CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑
BANMo [51]110.715.33.7157.36.4743.96.8136.6
BANMo [51]44.6651.64.5152.73.7560.34.6651.9
RAC [52]16.2542.23.6060.24.6853.77.9430.1
RAC [52]44.4855.83.3968.18.7726.96.8641.9
w/o L_CSD18.3432.63.8859.66.9442.35.8335.2
Ours13.6563.32.088.93.764.04.5453.9
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.405, + 0.788, + 0.473 + ], + "angle": 0, + "content": "Table 3: Quantitative results of monocular reconstruction on Casual Videos and Animated Objects. We calculate the Chamfer distance \\((\\mathrm{cm}, \\downarrow)\\) and F-score \\((\\% , \\uparrow)\\), averaging the results over all frames and videos. Leveraging prior from diffusion, our method outperforms existing methods, despite the absence of multiple videos or templates." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.492, + 0.789, + 0.765 + ], + "angle": 0, + "content": "including quadruped, squirrel, eagle, bird, penguin and so on, and goes beyond mere texture generation with modifying the model's geometry. We employ VSD [44] and MVDream [32] as baselines and qualitative comparisons are shown in Fig. 4(b). Also, we conducted a comparative analysis with several notable 3D generation and 4D reconstruction methods: ProlificDreamer [44], 3D reconstructor BANMo [51], texture-swap articulated representation Farm3D [10] and text to video generator Text2Video-Zero [12] and summarize our strengths in Tab. 1. Quantitative Comparisons. We perform a quantitative evaluation of the generation quality and the consistency between text and images by utilizing the CLIP-score [21] and the GPT-4 Eval3D [47] methodologies. A video is rendered employing the camera trajectory specified in Eval3D [47], which navigates around the scene at a constant elevation angle while varying the azimuth. Each video frame is then assessed using the CLIP ViT-B/32 model, and the scores are aggregated across all frames and text prompts to compute the overall CLIP score. Additionally, we assess the temporal consistency of CLIP-T by calculating the CLIP similarity between consecutive frames. We employ VSD [44] and MVDream [32] as baselines, as presented in Tab. 2. Please refer to Supplementary for more ablation analysis." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.786, + 0.579, + 0.801 + ], + "angle": 0, + "content": "4.3 Animatable 3D Model Reconstruction" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Qualitative Comparisons. As depicted in Fig. 6, we outperform the existing animatable object reconstruction method on Casual Videos dataset and Anima-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.273, + 0.147, + 0.734, + 0.486 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.497, + 0.788, + 0.555 + ], + "angle": 0, + "content": "Fig. 5: Text-to-4D Generation. We generate animatable 3D models by leveraging a text prompt and a template video, achieving diverse outcomes that encompass both texture and geometry while maintaining temporal consistency and morphological plausibility across different poses. See the Appendix for more results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.594, + 0.788, + 0.746 + ], + "angle": 0, + "content": "tion Objects dataset (Sec. 4). A notable observation is that our approach goes beyond merely refining the canonical model. It also encompasses modifications to the bones and warping fields, as stated in Eq. (14). This comprehensive modification is especially effective in scenarios where the initial bone structures are implausible. In such cases, our method adeptly repositions the bones, accompanied by corresponding adjustments to the warping function, which is clearly evidenced in Fig. 4(a). While BANMo delivers good results at the input views, its performance significantly diminishes in unobserved spaces. This discrepancy in quality can be attributed to the model's tendency to overfit on the reference views, especially when there is a lack of supervision from other viewpoints." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.797, + 0.841 + ], + "angle": 0, + "content": "Quantitative Comparisons. Our evaluation utilizes both Chamfer distances [37] and F-scores using a threshold set to \\(2\\%\\) of the bounding box size. Considering that Casual Videos has no ground truth, we employ BANMo on multiple video sequences and extract meshes to serve as pseudo ground truth. The result in Tab. 3 suggests we significantly outperforms BANMo, even when the pseudo ground truth is derived from BANMo itself. With CSD, our framework effic" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.371, + 0.128 + ], + "angle": 0, + "content": "X. Wang et al." + }, + { + "type": "image", + "bbox": [ + 0.266, + 0.147, + 0.74, + 0.394 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.406, + 0.788, + 0.462 + ], + "angle": 0, + "content": "Fig. 6: Monocular reconstruction result on Casual videos dataset. Our method is visibly superior to BANMo, particularly in frames with large motion (squirrel) or in regions not present in the reference image (cat and penguin). Each experiment is performed based on a single monocular video." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.788, + 0.52 + ], + "angle": 0, + "content": "tively supplements the missing information, surpassing the need for additional video data. Please refer to Supplementary for more ablation analysis." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.54, + 0.36, + 0.556 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.788, + 0.734 + ], + "angle": 0, + "content": "In this work, we present AnimatableDreamer, a pioneering framework for the generation and reconstruction of generic-category non-rigid 3D models. With the proposed Canonical Score Distillation (CSD), AnimatableDreamer addresses the challenges of unconstrained deformable object generation by simplifying the 4D generation problem into 3D space. Our method excels in generating diverse spatial-temporally consistent non-rigid 3D models based on textual prompts. With articulations extracted from monocular video, users can manipulate and animate these models by controlling the rigid transformations of bones. We demonstrate improved performance compared with existing monocular non-rigid body reconstruction methods, especially in scenarios with limited viewpoints and substantial motion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Limitations. Our method requires large VRAM to render high-resolution images for CSD during training, due to the long gradient chain from camera space to canonical space, posing constraints on the optimization process. Future research could focus on enhancing the fidelity of both textures and geometric structures [42]. The requirement to feed four images into MVDream also poses a computational burden. Addressing these issues could enhance the overall performance and versatility." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.595, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AnimatableDreamer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.427, + 0.163 + ], + "angle": 0, + "content": "6 Acknowledgement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.18, + 0.788, + 0.317 + ], + "angle": 0, + "content": "This work was done at Tsinghua University. The research in the paper is jointly funded by the National Science and Technology Major Project of the Ministry of Science and Technology of China (No.2018AAA0102900), Youth Fund of the National Natural Science Foundation of China (No.62306163), and China Postdoctoral Science Foundation (No.2023M741951), New Generation Artificial Intelligence Key Field Research and Development Plan of Guangdong Province (No.2021B0101410002), the Sino-German Collaborative Research Project Cross-modal Learning (NSFC 62061136-001, DFG TRR169), and National Science Foundation (No.81973683)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.343, + 0.326, + 0.359 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.377, + 0.787, + 0.434 + ], + "angle": 0, + "content": "1. Barron, J.T., Mildenhall, B., Tancik, M., Hedman, P., Martin-Brualla, R., Srinivasan, P.P.: Mip-nerf: A multiscale representation for anti-aliasing neural radiance fields. 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In: Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers). pp. 12135-12148 (2023)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.357 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_origin.pdf b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..b3f6d3d4d30005a7a013cb29b99f3d9e1a458924 --- /dev/null +++ b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/8280e150-1e2d-4e34-a726-245f328f9ee7_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:9b609cc5fa75436532e6cd1f05e917e8c04b070e231e7609641b877ec536d49c +size 22669313 diff --git a/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/full.md b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..d34c52c3a64a729e130ce11f78be96d54f2545b0 --- /dev/null +++ b/2024/AnimatableDreamer_ Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation/full.md @@ -0,0 +1,328 @@ +# AnimatableDreamer: Text-Guided Non-rigid 3D Model Generation and Reconstruction with Canonical Score Distillation + +Xinzhou Wang $^{1,2,3,4}$ , Yikai Wang $^{2\dagger}$ , Junliang Ye $^{2}$ , Fuchun Sun $^{2\dagger}$ , Zhengyi Wang $^{2,3}$ , Ling Wang $^{2,6}$ , Pengkun Liu $^{2,7}$ , Kai Sun $^{2}$ , Xintong Wang $^{8}$ , Wende Xie $^{5}$ , Fangfu Liu $^{2}$ , and Bin He $^{1}$ + +$^{1}$ Tongji University $^{2}$ Tsinghua University $^{3}$ ShengShu $^{4}$ Tencent $^{5}$ Didi $^{6}$ Xi'an Research Institute of High-Tech $^{7}$ Fudan University $^{8}$ Zhejiang University + +Abstract. Advances in 3D generation have facilitated sequential 3D model generation (a.k.a 4D generation), yet its application for animatable objects with large motion remains scarce. Our work proposes AnimatableDreamer, a text-to-4D generation framework capable of generating diverse categories of non-rigid objects on skeletons extracted from a monocular video. At its core, AnimatableDreamer is equipped with our novel optimization design dubbed Canonical Score Distillation (CSD), which lifts 2D diffusion for temporal consistent 4D generation. CSD, designed from a score gradient perspective, generates a canonical model with warp-robustness across different articulations. Notably, it also enhances the authenticity of bones and skinning by integrating inductive priors from a diffusion model. Furthermore, with multi-view distillation, CSD infers invisible regions, thereby improving the fidelity of monocular non-rigid reconstruction. Extensive experiments demonstrate the capability of our method in generating high-flexibility text-guided 3D models from the monocular video, while also showing improved reconstruction performance over existing non-rigid reconstruction methods. + +Project page https://zz7379.github.io/AnimatableDreamer/. + +Keywords: 4D generation $\cdot$ Diffusion model $\cdot$ Non-rigid reconstruction + +# 1 Introduction + +Automatically building animatable 3D models with non-rigid deformations and motions plays a crucial role in broad fields such as gaming, virtual reality, film special effects, etc. With the remarkable success of deep generative models, generating various 2D images through text prompts comes to reality [27,28,58], and this success is expanding beyond 2D generation. The application of Score Distillation Sampling (SDS) [25] has elevated 2D text-to-image diffusion models to generate high-quality 3D models. Numerous subsequent works have emerged in + +![](images/02c882f9fc29d6561b809312c6bf7debd761f0174632b90fc6c43d3b8af6576c.jpg) +Fig. 1: Given a monocular generic category video, AnimatabaleDreamer initially extracts the skeleton with skinning and motions assisted by prior from a diffusion model. Subsequently, through our canonical score distillation, AnimatabaleDreamer generates novel animatable 3D models from the extracted skeleton and a text prompt with temporal consistency and warping robustness. + +this domain [15,32,36,44]. However, generating deformable objects remains challenging due to their inherent unconstrained and ill-conditioned nature [22,23,39]. + +Intuitively, bones and motions extracted by implicit animatable models could serve as geometry constraints for deformable object generation. Recent efforts have been devoted to reconstructing animatable 3D models with pre-defined or learned skeletons [10, 34, 46, 52, 55]. Nevertheless, these methods are mostly category-specific with limited diversity or largely rest on the captured multi-view data [6, 35, 51]. We believe this problem can be greatly alleviated by distilling 2D priors from the diffusion model to hallucinate plausible geometry of invisible regions and avoid short-cut solutions [18]. + +To address these challenges, we propose AnimatableDreamer, a two-stage framework designed to extract skeletons from monocular videos and generate generic categories of non-rigid 3D models on these skeletons. Initially, the non-rigid object in the monocular video is disentangled into a canonical implicit field [4,17] with a skeleton-based structure consisting of bones and neural skinning. AnimatableDreamer extracts bones and skinning from a monocular video, leveraging multi-view diffusion priors to refine the warping, geometry, and texture of unseen regions. Skeletons are generated based on the skinning weights of vertices and further constrain the pairwise relationship between bones of the generated model. Subsequently, under the constraint of the extracted skeleton and a specific text prompt, AnimatableDreamer generates 4D content with a diffusion model. Considering that directly employing SDS [25] or Variational Score Distillation (VSD) [44] will make the canonical model detach from the extracted motions and harm the plausibility of the warped model, we propose Canonical Score Distillation (CSD) to generate novel non-rigid 3D models. CSD is a novel distilling strategy designed to simultaneously generate a canonical model aligned with motions and refine the skeletons and skinning. CSD denoises multiple warped models through invertible warping functions while consistently + +optimizing a static canonical space shared by all animation frames. This novel approach simplifies 4D generation into a more manageable 3D process, yet maintains comprehensive supervision throughout the 4D space and ensures the morphological plausibility of the model under various object poses. Furthermore, CSD refines the motions and skinning weights to ensure consistency with the canonical model. + +To summarise, we make the following contributions: + +- AnimatableDreamer: A novel framework that extracts skeletons with motions from a monocular video and generates generic categories of non-rigid 3D models based on these skeletons. This is the first implementation of generating text-guided non-rigid 4D content leveraging video-based skeletons. +- Canonical Score Distillation: A new distillation method enhances the generation and reconstruction of non-rigid 3D models. By back-propagating gradients from multiple camera spaces to a static canonical space, CSD ensures the morphological plausibility of models after warping. Besides, CSD refines bones and skinning weights through a specifically tailored gradient term. With these designs, CSD improves the reconstruction quality of unseen regions with diffusion prior and is capable of generating 4D models with time consistency and warping robustness. +- Skeleton-based Generation: An innovative approach for 4D generation taking skeletons, bones, skinning weights, and motions as prior. With constructed skeletons, a constraint with $SE(3)$ is utilized to guide the transformations of bone pairs, thereby preventing motion detaching and ensuring convergence. Furthermore, the density of Gaussian bones is considered as an indicator for the generation of surfaces with warping robustness. + +# 2 Related Work + +# 2.1 Neural Reconstruction for 3D Non-rigid Object + +Neural Radiance Field (NeRF) has been a groundbreaking advancement in representing static scenes, enabling the generation of photorealistic novel views and detailed geometry reconstruction [1,2,13,17]. Adapting NeRF for dynamic scenarios has involved augmenting the field into higher dimensions to accommodate objects with changing topologies [23]. An alternative strategy in dynamic object reconstruction employs an additional warping field to deform the NeRF [22, 26]. Nonetheless, these dynamic NeRF adaptations often encounter performance degradation, primarily due to the complexities introduced by the added temporal dimension. This could be alleviated by applying alternative representations including tesnors [30], Gaussian Splatting [45] and explicit representation [3,9,16]. Despite these innovations, synthesizing space-time views from monocular perspectives remains a significant hurdle. Implementing spatiotemporal regularization methods, including depth and flow regularization, has shown potential in overcoming this issue [8,48]. Furthermore, exploring category-specific or articulate priors offers promising avenues for reconstructing non-rigid + +objects [6,24,41,51-53]. These approaches offer novel opportunities and insights for advancing the field of 3D non-rigid object reconstruction. However, they often overlook the application of generic priors, which could reduce the reliance on domain-specific priors and manually designed templates. Contrarily, our method leverages model training on extensive, generic datasets to distill such priors, thereby enhancing the reconstruction process. + +# 2.2 Distillation-based 3D Generation from Diffusion Model + +SDS [25] has gained prominence for its capability to elevate pre-trained 2D diffusion models to the realm of 3D generation. By distillate 2D prior learned from large-scale datasets and optimizing implicit field [17], SDS is able to generate high-quality 3D models based on text-prompt [5,38,44,56,59,60]. The integration of differentiable marching tetrahedra [31] further enhances the combination of explicit meshes and SDS [15]. However, semantic consistency challenges arise in distillation-based 3D generation methods due to their disconnection from the 3D dataset during training. Addressing this concern, MVDream [32] introduces a multi-view diffusion model for panoramicas with homography-guided attention, improving semantic consistency by incorporating cross-view attention and camera conditions. Further, 2D diffusion model trained can be lifted to 4D via a temporal score distillation sampling [33], which integrates world knowledge into 3D temporal representations. In contrast, our method aims to produce a time-consistent and warp-robust 4D model by initially generating a non-rigid model based on a skeleton extracted from the video. By applying this model across various animations, we ensure morphological plausibility even when the skeletons exhibit differing articulations. + +# 3 Method + +Given a monocular video $V = \{(I_i, t_i)\}_{i=1}^n$ , our objective is two-fold: first, to generate an object related to a specified prompt $\mathbf{y}$ on the skeletons and rigging extracted from the provided video; second, to reconstruct the original object with diffusion prior. The proposed framework, AnimatableDreamer, as illustrated in Fig. 2, comprises two distinct stages: skeletons extraction (Sec. 3.1) and skeletons-based generation (Sec. 3.2). Both stages employ CSD for content generation and warping refinement (Sec. 3.3). These workflows supervise the deformed model in camera space (articulated poses) and optimize the model in canonical space (rest pose) through differentiable warping. + +# 3.1 Implicit Articulate Model + +Canonical Model. We utilize the NeuS model [40] as our canonical representation to accurately reconstruct surface geometries, in conjunction with rendering an additional feature descriptor [50] to incorporate priors from off-the-shelf methods [14, 20] for self-supervised 3D registration. This approach facilitates + +![](images/a3b89d2dc680a369d3668e58327d627b1ea1114ab48864011138f543723df252.jpg) +Fig. 2: Framework overview. Top: The AnimatableDreamer framework extracts the skeletons, skinning, and animation from monocular generic category videos with CSD to enhance the invisible regions. Subsequently, through our canonical distillation strategy, AnimatabaleDreamer generates text-guided novel animatable 3D models on the extracted skeleton. Bottom: We decompose the articulated model into a static neural field and time-varying neural skinning. During training, we optimized the model in camera space across different frames. The canonical generation term in CSD enhances the morphological plausibility of warped models, while the warping refinement term further refines the bone motions and skinning. + +the articulation extraction and 3D reconstruction of objects across various categories from monocular video. In our representation, each 3D point $\mathbf{X} \in \mathbb{R}^3$ on the canonical model is characterized by a color vector $\mathbf{c} \in \mathbb{R}^3$ , a Signed Distance Field (SDF) value $\mathbf{d} \in \mathbb{R}$ , and a feature descriptor $\psi \in \mathbb{R}^{16}$ : + +$$ +(\mathbf {c}, \mathbf {d}) = \mathbf {M L P} _ {*} (\mathbf {X}, \mathbf {v}), \tag {1} +$$ + +$$ +\psi = \mathbf {M L P} _ {\psi} (\mathbf {X}), \tag {2} +$$ + +where $\mathbf{v} \in SO(3)$ is view direction. Through the cumulative function of an unimodal distribution $\Gamma_{\beta}(\cdot)$ , the Signed Distance Function (SDF) is transformed into a density representation [40, 43]. The feature descriptor $\psi$ is learned based on 2D features extracted from the self-supervised vision model, DINOV2 [20]. Considering that CSD supervises a point along the time axis without strong texture continuity constraints, we employ a time-invariant canonical model to prevent texture flickering. + +Warping Field. In contrast to dense motion fields [3, 22, 23], we disentangle non-rigid objects into a canonical model and a compact motion field [19, 51]. + +![](images/567210ee60d3fd3266acdd0c419a92c65514b560f0e61eb1c50ab82944f4adab.jpg) +Fig.3: Skeleton Construction. (a) Pipeline of skeleton construction. We extract mesh from canonical space and construct skeletons using both semantic correlation and morphological correlation. (b) Constructed skeletons for cat, penguin, and hand. + +Such disentanglement mitigates the challenges associated with the ill-conditioned nature inherent to 4D generation and enables the application of distillation-based 3D generators. To warp the field from camera space to canonical space, we build the mapping between the 3D point in canonical space $\mathbf{X}^*$ and 3D point in camera space $\mathbf{X}^t$ through a blend skinning deformation defined on $B$ rigid bones: + +$$ +\mathbf {X} ^ {*} = W _ {\phi_ {w}} \left(\mathbf {X} ^ {t}\right) = \sum_ {b = 1} ^ {B} S _ {b, t} \left(\mathbf {X} ^ {t}\right) \mathbf {Q} _ {b} ^ {t} \mathbf {X} ^ {t}, \tag {3} +$$ + +where $W(\cdot)$ is warping field, $\phi_w$ are warping-related parameters, and transformations of the $b$ -th bone $\mathbf{Q}_b^t \in SE(3)$ is dual quaternion blend skinning (DQB) [11] learned from $\mathbf{MLP}_{\mathbf{Q}}(t)$ . Here we applied the Fourier function for time embedding [17]. $S_t(X^t)$ is skinning weight of the bones related to $X^t$ : + +$$ +S _ {t} \left(\mathbf {X} ^ {t}\right) = \operatorname {s o f t m a x} \left(\mathcal {M} \left(\mathbf {Q} ^ {t}, \sigma , \mathbf {X} ^ {t}\right) + \Delta S _ {t}\right). \tag {4} +$$ + +Here $\mathcal{M}$ is the Mahalanobis distance between $\mathbf{X}^t$ and the $b$ -th bone at time $t$ . Each Gaussian bone is assigned with a learnable scaling parameter $\sigma_{b}$ . The term $\Delta S_{t}$ represents the delta skinning weights derived from $\mathbf{MLP}_{\Delta}$ . It is important to note that the global motion of the object is integrated into the camera poses to enhance clarity. The warping-related parameters $\phi_w$ includes $\mathbf{MLP}_Q, \sigma_b$ , and $\mathbf{MLP}_{\Delta}$ . To render a pixel $\mathbf{c}$ in camera space for a given time $t$ , we warp camera space sampling points $\mathbf{X}_{\mathbf{i}}^{\mathbf{t}} \in \mathbb{R}^{3}$ to canonical space with warping function and apply volume rendering: + +$$ +\mathbf {c} \left(\mathbf {x} ^ {t}\right) = \mathcal {R} _ {\phi_ {*}} \left(\mathbf {X} ^ {*} \left(\mathbf {X} ^ {t}\right)\right), \tag {5} +$$ + +where $\phi_*$ are parameters of $\mathbf{MLP}_*$ defined in Eq. (2). $\mathcal{R}(\cdot)$ is pixel-level volume rendering function [17]. + +# 3.2 Skeleton-based Generation + +With a deformable model with the bone motions extracted from the reference video, a vanilla way to generate a new text-guided model is to directly modify the canonical model using SDS. However, this raises two problems: first, considering that SDS is an incremental process without a target function, brutally applying SDS to a well-reconstructed model will limit the generated model's diversity. Secondly, the distribution of rendered images from the reconstructed model is different from that of the diffusion model's training set. The reconstructed model may hurt the performance instead. In this context, we proposed skeleton-based generation, which generates from a new start while being constrained by previously extracted motion. + +Skeleton Construction. We pass model irrelevant parameters including the position embedding and time embedding from the reconstructed model to the generated model. Subsequently, we initialize the density field of canonical space of the generated model through bones and skeletons. To extract the skeletons from the reconstructed model, we first extract canonical mesh with edges $E = \{\mathbf{e}_i = \{\mathbf{v}_m,\mathbf{v}_n\} \}$ and vertices $V = \{\mathbf{v}_i\in \mathbb{R}^3\}$ using marching cube. Then we estimate the relation of each pair of bones based on the skinning weights and feature descriptor $\psi$ of vertices. The feature descriptor of each bone $b$ is defined as the weighted sum of related vertices in Eq. (6): + +$$ +\psi_ {b} = \frac {\sum_ {i = 1} ^ {N} S _ {b , *} (\mathbf {v} _ {i}) \left(\mathbf {M L P} _ {\psi} (\mathbf {v} _ {i})\right)}{\sum_ {i = 1} ^ {N} S _ {b , *} (\mathbf {v} _ {i})}, \tag {6} +$$ + +and the semantic correlation of two bones $\mathbf{G}_{j,k}$ is calculated as: + +$$ +\mathbf {G} _ {j, k} = \operatorname {s o f t m a x} \left(\left\langle \psi_ {j}, \psi_ {k} \right\rangle\right), \tag {7} +$$ + +where $\langle \cdot \rangle$ is the cosine similarity score. Though bones with similar features are intended to be connected, it may fail when multiple instances share one semantic feature (e.g. arms of a squirrel). To address this issue, we further explore the morphological correlation matrix $\mathbf{M} \in \mathbb{R}^{B \cdot B}$ of each bone pair. For each edge connecting a pair of vertices, we calculate the $\mathbf{M}$ as defined in Eq. (8): + +$$ +\mathbf {M} = \frac {\sqrt {\sum_ {e _ {i} = \left\{\mathbf {v} _ {m} , \mathbf {v} _ {n} \right\}} ^ {L} \mathbf {S} _ {*} (\mathbf {v} _ {m}) \mathbf {S} _ {*} (\mathbf {v} _ {n}) ^ {T}}}{L}, \tag {8} +$$ + +where $L$ is the number of edges, $\mathbf{S}_*(\cdot) \in \mathbb{R}^B$ is the skinning weight matrix in canonical space. The higher the value of $\mathbf{M}$ , the greater the degree to which two bones jointly influence the control over the same surface regions. We balance the semantic correlation and morphological correlation of a pair of bones and define the strength of the skeleton $\mathcal{T}_{j,k}$ as: + +$$ +\mathcal {T} _ {j, k} = \left\{ \begin{array}{l l} \mathbf {G} _ {j, k} + \alpha \mathbf {M} _ {j, k} & \mathbf {M} _ {j, k} \geq \xi \\ 0 & \mathbf {M} _ {j, k} < \xi \end{array} , \right. \tag {9} +$$ + +where weighting scalar $\alpha$ and threshold $\xi$ are learned in a hierarchical manner. The constructed skeletons are shown in Fig. 3. + +Constrain with Skeletons and Bones. Given that we have retained only motion-related parameters and discarded the canonical space model, our goal is to ensure that generated objects remain aligned with the motion, and to prevent model collapse during subsequent optimization of the motion. To achieve this, we employ skeletons and bones as constraints in the generation process. We convert $\mathbf{Q}_b^t$ into a rotation quaternion $\mathbf{R}_b^t \in SO(3)$ and a translation vector $\mathbf{T}_b^t$ . For $j$ -th bone and $k$ -th bone share a skeleton, we iterate over all time $t$ , and compute the range of relative position $\mathbf{T}_{jk}^t = \| \mathbf{T}_j^t - \mathbf{T}_k^t \|_2$ and the range of quaternion angle $\mathbf{A}_{jk}^t = \angle (\mathbf{R}_j^t, \mathbf{R}_k^t)$ . With this setting, constraints can be applied to the motion of bones, thus preventing motion divergence when generative loss is applied: + +$$ +\mathcal {L} _ {s k e l} = \lambda_ {T} \mathcal {L} _ {s k e l, T} + \lambda_ {A} \mathcal {A} _ {s k e l, T}, \tag {10} +$$ + +$$ +\mathcal {L} _ {s k e l, T} = \sum_ {j, k} \mathcal {T} _ {j, k} \max \left(\mathbf {T} _ {j k} - \mathbf {T} _ {m a x}, \mathbf {T} _ {m i n} - \mathbf {T} _ {j k}, 0\right) ^ {2}, \tag {11} +$$ + +$$ +\mathcal {L} _ {s k e l, A} = \sum_ {j, k} \mathcal {T} _ {j, k} \max \left(\mathbf {A} _ {j k} - \mathbf {A} _ {\text {m a x}}, \mathbf {A} _ {\text {m i n}} - \mathbf {A} _ {j k}, 0\right) ^ {2}, \tag {12} +$$ + +where $\mathbf{T}_{\mathrm{max}}$ and $\mathbf{T}_{\mathrm{min}}$ denote the maximum and minimum values of $\mathbf{T}_{jk}^t$ across time $t$ , respectively, while $\mathbf{T}_{\mathrm{max}}$ and $\mathbf{T}_{\mathrm{min}}$ represent the maximum and minimum values of $\mathbf{A}_{jk}^t$ across time $t$ , respectively. + +Besides, we also use bones to constrain the generated surface as well as skinning weights: + +$$ +\mathcal {L} _ {\text {b o n e}} = \sum_ {\mathbf {X}} \mathbf {H} (d (\mathbf {X}), d _ {g} (\mathbf {X})) + \sum_ {t, \mathbf {X} ^ {t}} \mathbf {S} _ {t} \left(\mathbf {X} ^ {t}\right) \log \left(\frac {1}{\mathbf {S} _ {t} \left(\mathbf {X} ^ {t}\right)}\right), \tag {13} +$$ + +where $\mathbf{H}$ denotes the binary cross entropy, and $d$ and $d_{g}$ represent the density from the Signed Distance Function (SDF) value of the canonical model and Gaussian bones, respectively. The first term aims to ensure that the surface is closely aligned with the Gaussian bones, taking into account their covariance matrix. It also seeks to maintain consistency with the neural skinning weights, thereby enhancing the convergence of generation. The second term is designed to encourage the sparsity of the skinning weights in order to mitigate potential degradation resulting from the first term as well as the generative loss. + +# 3.3 Canonical Score Distillation + +We distillate prior from the diffusion model for bot reconstruction and generation. This 2D supervision is sufficient for static object generation [25, 44]. However, in 4D reconstructing, supervising a single view at a single time point $t$ becomes insufficient. The supervision from the reference video forms a hyperplane in the 4D space, resulting in lower quality for unobserved viewpoints. When denoising an image rendered from a viewpoint far away from reference with a large guidance scale, SDS tends to sample a new instance from its own distribution, due to the lack of sufficient information about the original instance. + +Here we incorporate multi-view consistent diffusion model MVDream [32], which is trained on a large 2D and 3D dataset [7, 29], to generate multi-view consistent images. Cross-view attention spreads the known information to unobserved views. Please refer to Supplementary for more detailed analysis. + +Design of CSD. A straightforward way for temporal consistent articulate object generation is to supervise the model in canonical space. However, the canonical model is merely a "time-slice" of the 4D object. Roughly supervising the canonical model without considering articulations will result in the degradation of the morphological plausibility of the model in camera spaces. Additionally, unreachable points in canonical space will not be optimized (e.g., occluded body parts at canonical pose), even though they will be rendered in camera space. + +To mitigate these issues, we employ a multi-view consistent diffusion model and propose a novel Canonical Score Distillation (CSD) to generate a 4D articulate model with both time consistency and warp robustness across different articulations. We elaborately design CSD to utilize the warping field as a bridge between diffusion prior and canonical model. Conversely, the warp is also refined by diffusion prior, especially in contexts of significant motion and in regions lacking ground-truth images. Distinct from SDS [25], CSD traverses all frames and replaces the image gradient with two terms: canonical generation and warping refinement, as defined in Eq. (14): + +$$ +\nabla_ {\phi} \mathcal {L} _ {C S D} = \mathbb {E} [ \underbrace {w (T) (\epsilon_ {\theta} (I _ {t , T} ; y , \mathbf {p} , T) - \epsilon)} _ {\text {D i f f u s i o n P r i o r}} \underbrace {\frac {\partial \mathcal {R} _ {\phi_ {*}} (\mathbf {X} _ {*})}{\partial \mathbf {X} _ {*}}} _ {\text {C a n o n i c a l}} \underbrace {\frac {\partial W _ {\phi_ {w}} (\mathbf {X} _ {t})}{\partial \phi_ {w}}} _ {\text {W a r p i n g}} ]. \tag {14} +$$ + +To distinguish from the previous time $t$ of the articulate model, we refer to the time step of diffusion as $T$ . $w(T)$ is hyper-parameter controlling the weight of $T$ , $y$ is text prompt, $I_{t}$ are four images rendered in the camera space of time $t$ from four orthogonal view-points $\mathbf{p}$ , $I_{t,T}$ are sampled noisy images relative to frame time $t$ and diffusion time step $T$ , $\epsilon_{\theta}(I_{t,T};y,\mathbf{p},T)$ is noise predicted by diffusion model conditioned on prompt and camera poses. + +Canonical Generation. The first term is the gradient of the canonical rendering with respect to the sampling point. It is designed to simplify the generation process from a 4D time-varying model to static 3D models warped from a shared canonical model. Although we traverse all camera spaces, the distillation process is consistently conducted with respect to the canonical model parameters $\phi_{*}$ . + +Warping Refinement. Regarding the second term, it signifies that the warping parameters $\phi_w$ are optimized to better collaborate with the canonical model in different poses. As depicted in Fig. 4(a), CSD corrects faulty skinning weights $S_{b,t}(\mathbf{X}^t)$ and misplaced bone transformations $\mathbf{Q}_b^t$ . + +# 3.4 Optimization + +We optimize all learnable parameters during the reconstruction phase. Following the extraction of skeletons from the reference video, we optimize a new implicit + +articulate model with $\mathbf{MLP}_{\phi}$ and camera-related parameters discarded. The total loss for skeleton extraction and model generation is defined as Eq. (15) and Eq. (16), respectively: + +$$ +\mathcal {L} _ {E x t} = \mathcal {L} _ {r e c o n} + \mathcal {L} _ {C S D} + \mathcal {L} _ {r e g}, \tag {15} +$$ + +$$ +\mathcal {L} _ {\text {G e n}} = \mathcal {L} _ {\text {s k e l}} + \mathcal {L} _ {\text {b o n e}} + \mathcal {L} _ {\text {C S D}} + \mathcal {L} _ {\text {r e g}}. \tag {16} +$$ + +The reconstruction loss, denoted as $\mathcal{L}_{\text{recon}}$ , comprises the photometric Mean-Square Error (MSE) $\mathcal{L}_{rgb}$ , silhouette reconstruction MSE $\mathcal{L}_{sil}$ , and flow loss $\mathcal{L}_{\mathrm{OF}}$ [51], as defined in Eq. (17): + +$$ +\mathcal {L} _ {\text {r e c o n}} = \lambda_ {r g b} \mathcal {L} _ {r g b} + \lambda_ {\text {g e o}} \left(\mathcal {L} _ {\text {s i l}} + \mathcal {L} _ {\text {O F}}\right), \tag {17} +$$ + +where silhouette and optical flow are pre-computed with an off-the-shelf model [54]. $\lambda_{rgb}$ and $\lambda_{geo}$ are balancing weights. The registration loss $\mathcal{L}_{reg}$ is defined in Eq. (18): + +$$ +\mathcal {L} _ {\text {r e g}} = \mathcal {L} _ {\text {m a t c h}} + \mathcal {L} _ {2 D - c y c} + \mathcal {L} _ {3 D - c y c}, \tag {18} +$$ + +where $\mathcal{L}_{\mathrm{match}}$ , $\mathcal{L}_{2\mathrm{D - cyc}}$ , and $\mathcal{L}_{3\mathrm{D - cyc}}$ represent the loss functions for 3D point feature matching [51], 2D cycle consistency [50], and 3D cycle consistency [14], respectively. + +Here, we have designed a two-stage schedule with balanced weights for generation. During the articulation extraction stage, the model is primarily supervised by images, with pre-computed mask, flow, and features. Concurrently, the weight of $\mathcal{L}_{CSD}$ is configured to be low for the complementation of unseen regions, thereby ensuring a gentle adjustment without overpowering the original data. For the generation stage, the position embedding bandwidth is set to max value to guarantee the detail of the generated model. + +# 4 Experiments + +We conducted experiments on generation (Sec. 4.2) and reconstruction (Sec. 4.3) tasks using the Casual Videos dataset and Animated Objects dataset [51]. The experiments conducted spanned a diverse array of species, such as squirrels, cats, finches, eagles, humans, hands, and manipulators, among others, to convincingly showcase the capability of our method across generic categories. In the context of the generation task, our method excels in creating spatiotemporally consistent, animatable 3D models with text prompts and a template video. With the proposed CSD method, the generated 4D model exhibits superior performance over existing distillation strategies in terms of temporal consistency and warp robustness, as demonstrated in Table 2. For the reconstruction task, our approach significantly outperforms previous methods, particularly when the number of viewpoints and videos is limited, as shown in Table 3. + +![](images/1da22257806daf113a7f442075f04b3b8327a3d48c5be62781fd236ae03ca39c.jpg) +(a) Bones optimized by CSD +Fig. 4: Canonical score distillation results. (a) Through the warping refinement term, bones are optimized by the diffusion prior and warped surfaces. (b) Compared with VSD and MVDream, our method generates a more detailed result + +![](images/dcdd53c0c7f42e482f9550a13f12db70d871a7fd144c131f3b3c6ac1d107577c.jpg) + +![](images/42746515a74e7f06b95215345f0df0153dfa72f129862114d29bb380d14bc559.jpg) + +![](images/7d42616a94b2d9b68a4a92a9473a3b3beca520142baf760bbb2d77ddd5259b03.jpg) +(b) Generation Comparison + +![](images/06c93410d2991c4b0f7af1d6dcc39dbcae18cd3ddc44a6afd613804bec97aa6a.jpg) + +
MethodPromptCategoryGeneration3D ModelMotionArticulation
ProlificDreamer [44]TextGenericShape+TextureNeRF--
Text2Video-Zero [12]TextGeneric--Learned-
BANMo [51]-Generic-NeRFLearnedLearned
Farm3D [10]ImageSpecificTextureMeshManualPre-defined
OursVideo+TextGenericShape+TextureNeRFLearnedLearned
+ +Table 1: Related work overview on non-rigid 3D model reconstruction and generation. Distinguishing from previous work, our method, AnimatableDreamer, generates text-guided animatable models across generic categories without the need for pre-defined templates. This attribute establishes AnimatableDreamer as a versatile and user-friendly 4D generation tool. + +# 4.1 Technical Details + +To enlarge the Casual Videos dataset [51], we collect videos containing a single complete instance with large kinesis from the internet. We utilize off-the-shelf models [20, 49, 54] to extract mask, optical flow, and features. We modify the camera distance and near-far plane calculation to avoid the articulated model out of frustum or obstructing the camera. Considering that viewpoints are fixed for reconstruction and randomly selected for generation, we alternate the loss calculation of reconstruction and generation in practice. On a single Nvidia A800 GPU, we sampled 128 pixels from 32 images in reconstruction and rendered four $200 \times 200$ images for generation. The complete training takes 5 hours for 12000 iterations. Here we adopted a gradient cache technology for saving memories [57]. + +# 4.2 Animatable 3D Model Generation + +Qualitative Comparisons. We present our generated results alongside the input videos in Fig. 5. By disentangling the deformation and canonical model, our generated models demonstrate time consistency, even in cases where the video duration is extensive. Through optimization across all frames, our approach effectively eliminates issues such as disconnected shapes, flickering, and shape inconsistency. Notably, our method is capable of generating various species + +
MethodsCLIP↑CLIP-T↑R-Precision@10↑GPT Eval3D elo ↑
ProlificDreamer [44]33.195.956.3959
MVDream [32]34.894.431.2979
w/o Lbone/skel27.194.235.6954
w/o Lskel28.494.040.1960
w/o Lbone37.896.181.71070
Our CSD38.296.687.51098
+ +Table 2: Quantitative results for generation. We use CLIP ViT-B/32 for evaluation. CLIP-T is the average CLIP between frames, CLIP R-Precision@10 evaluates text-image consistency. GPT Eval3D [47] is an evaluator for Text-to-3D generation. + +
MethodsNumber of videosCat-CocoCat-PikachuPenguinShiba
CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑
BANMo [51]110.715.33.7157.36.4743.96.8136.6
BANMo [51]44.6651.64.5152.73.7560.34.6651.9
RAC [52]16.2542.23.6060.24.6853.77.9430.1
RAC [52]44.4855.83.3968.18.7726.96.8641.9
w/o L_CSD18.3432.63.8859.66.9442.35.8335.2
Ours13.6563.32.088.93.764.04.5453.9
+ +Table 3: Quantitative results of monocular reconstruction on Casual Videos and Animated Objects. We calculate the Chamfer distance $(\mathrm{cm}, \downarrow)$ and F-score $(\% , \uparrow)$ , averaging the results over all frames and videos. Leveraging prior from diffusion, our method outperforms existing methods, despite the absence of multiple videos or templates. + +including quadruped, squirrel, eagle, bird, penguin and so on, and goes beyond mere texture generation with modifying the model's geometry. We employ VSD [44] and MVDream [32] as baselines and qualitative comparisons are shown in Fig. 4(b). Also, we conducted a comparative analysis with several notable 3D generation and 4D reconstruction methods: ProlificDreamer [44], 3D reconstructor BANMo [51], texture-swap articulated representation Farm3D [10] and text to video generator Text2Video-Zero [12] and summarize our strengths in Tab. 1. Quantitative Comparisons. We perform a quantitative evaluation of the generation quality and the consistency between text and images by utilizing the CLIP-score [21] and the GPT-4 Eval3D [47] methodologies. A video is rendered employing the camera trajectory specified in Eval3D [47], which navigates around the scene at a constant elevation angle while varying the azimuth. Each video frame is then assessed using the CLIP ViT-B/32 model, and the scores are aggregated across all frames and text prompts to compute the overall CLIP score. Additionally, we assess the temporal consistency of CLIP-T by calculating the CLIP similarity between consecutive frames. We employ VSD [44] and MVDream [32] as baselines, as presented in Tab. 2. Please refer to Supplementary for more ablation analysis. + +# 4.3 Animatable 3D Model Reconstruction + +Qualitative Comparisons. As depicted in Fig. 6, we outperform the existing animatable object reconstruction method on Casual Videos dataset and Anima- + +![](images/98fb6e8d6f2f4ffcdc2ead0087ba2e70cf037801a0a75de8d3dd0ef5af8ac867.jpg) +Fig. 5: Text-to-4D Generation. We generate animatable 3D models by leveraging a text prompt and a template video, achieving diverse outcomes that encompass both texture and geometry while maintaining temporal consistency and morphological plausibility across different poses. See the Appendix for more results. + +tion Objects dataset (Sec. 4). A notable observation is that our approach goes beyond merely refining the canonical model. It also encompasses modifications to the bones and warping fields, as stated in Eq. (14). This comprehensive modification is especially effective in scenarios where the initial bone structures are implausible. In such cases, our method adeptly repositions the bones, accompanied by corresponding adjustments to the warping function, which is clearly evidenced in Fig. 4(a). While BANMo delivers good results at the input views, its performance significantly diminishes in unobserved spaces. This discrepancy in quality can be attributed to the model's tendency to overfit on the reference views, especially when there is a lack of supervision from other viewpoints. + +Quantitative Comparisons. Our evaluation utilizes both Chamfer distances [37] and F-scores using a threshold set to $2\%$ of the bounding box size. Considering that Casual Videos has no ground truth, we employ BANMo on multiple video sequences and extract meshes to serve as pseudo ground truth. The result in Tab. 3 suggests we significantly outperforms BANMo, even when the pseudo ground truth is derived from BANMo itself. With CSD, our framework effic + +![](images/b8322b7b1a38c9dc0f49bba3f2905f045d98e9f381fd29dadb9eba776fcac36a.jpg) +Fig. 6: Monocular reconstruction result on Casual videos dataset. Our method is visibly superior to BANMo, particularly in frames with large motion (squirrel) or in regions not present in the reference image (cat and penguin). Each experiment is performed based on a single monocular video. + +tively supplements the missing information, surpassing the need for additional video data. Please refer to Supplementary for more ablation analysis. + +# 5 Conclusion + +In this work, we present AnimatableDreamer, a pioneering framework for the generation and reconstruction of generic-category non-rigid 3D models. With the proposed Canonical Score Distillation (CSD), AnimatableDreamer addresses the challenges of unconstrained deformable object generation by simplifying the 4D generation problem into 3D space. Our method excels in generating diverse spatial-temporally consistent non-rigid 3D models based on textual prompts. With articulations extracted from monocular video, users can manipulate and animate these models by controlling the rigid transformations of bones. We demonstrate improved performance compared with existing monocular non-rigid body reconstruction methods, especially in scenarios with limited viewpoints and substantial motion. + +Limitations. Our method requires large VRAM to render high-resolution images for CSD during training, due to the long gradient chain from camera space to canonical space, posing constraints on the optimization process. Future research could focus on enhancing the fidelity of both textures and geometric structures [42]. The requirement to feed four images into MVDream also poses a computational burden. Addressing these issues could enhance the overall performance and versatility. + +# 6 Acknowledgement + +This work was done at Tsinghua University. The research in the paper is jointly funded by the National Science and Technology Major Project of the Ministry of Science and Technology of China (No.2018AAA0102900), Youth Fund of the National Natural Science Foundation of China (No.62306163), and China Postdoctoral Science Foundation (No.2023M741951), New Generation Artificial Intelligence Key Field Research and Development Plan of Guangdong Province (No.2021B0101410002), the Sino-German Collaborative Research Project Cross-modal Learning (NSFC 62061136-001, DFG TRR169), and National Science Foundation (No.81973683). + +# References + +1. Barron, J.T., Mildenhall, B., Tancik, M., Hedman, P., Martin-Brualla, R., Srinivasan, P.P.: Mip-nerf: A multiscale representation for anti-aliasing neural radiance fields. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV) (2021) +2. Barron, J.T., Mildenhall, B., Verbin, D., Srinivasan, P.P., Hedman, P.: Mip-nerf 360: Unbounded anti-aliased neural radiance fields. 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Advances in 3D generation have facilitated sequential 3D model generation (a.k.a 4D generation), yet its application for animatable objects with large motion remains scarce. Our work proposes AnimatableDreamer, a text-to-4D generation framework capable of generating diverse categories of non-rigid objects on skeletons extracted from a monocular video. At its core, AnimatableDreamer is equipped with our novel optimization design dubbed Canonical Score Distillation (CSD), which lifts 2D diffusion for temporal consistent 4D generation. CSD, designed from a score gradient perspective, generates a canonical model with warp-robustness across different articulations. Notably, it also enhances the authenticity of bones and skinning by integrating inductive priors from a diffusion model. Furthermore, with multi-view distillation, CSD infers invisible regions, thereby improving the fidelity of monocular non-rigid reconstruction. Extensive experiments demonstrate the capability of our method in generating high-flexibility text-guided 3D models from the monocular video, while also showing improved reconstruction performance over existing non-rigid reconstruction methods." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 468, + 430, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 468, + 430, + 479 + ], + "spans": [ + { + "bbox": [ + 160, + 468, + 430, + 479 + ], + "type": "text", + "content": "Project page https://zz7379.github.io/AnimatableDreamer/." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "spans": [ + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "type": "text", + "content": "Keywords: 4D generation " + }, + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "type": "text", + "content": " Diffusion model " + }, + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 490, + 452, + 501 + ], + "type": "text", + "content": " Non-rigid reconstruction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 538, + 230, + 551 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 538, + 230, + 551 + ], + "spans": [ + { + "bbox": [ + 132, + 538, + 230, + 551 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 563, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 563, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 563, + 482, + 647 + ], + "type": "text", + "content": "Automatically building animatable 3D models with non-rigid deformations and motions plays a crucial role in broad fields such as gaming, virtual reality, film special effects, etc. With the remarkable success of deep generative models, generating various 2D images through text prompts comes to reality [27,28,58], and this success is expanding beyond 2D generation. The application of Score Distillation Sampling (SDS) [25] has elevated 2D text-to-image diffusion models to generate high-quality 3D models. Numerous subsequent works have emerged in" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 141, + 653, + 246, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 653, + 246, + 665 + ], + "spans": [ + { + "bbox": [ + 141, + 653, + 246, + 665 + ], + "type": "text", + "content": "† Corresponding authors." + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 117, + 482, + 232 + ], + "blocks": [ + { + "bbox": [ + 135, + 117, + 482, + 232 + ], + "lines": [ + { + "bbox": [ + 135, + 117, + 482, + 232 + ], + "spans": [ + { + "bbox": [ + 135, + 117, + 482, + 232 + ], + "type": "image", + "image_path": "02c882f9fc29d6561b809312c6bf7debd761f0174632b90fc6c43d3b8af6576c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 243, + 482, + 300 + ], + "lines": [ + { + "bbox": [ + 130, + 243, + 482, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 482, + 300 + ], + "type": "text", + "content": "Fig. 1: Given a monocular generic category video, AnimatabaleDreamer initially extracts the skeleton with skinning and motions assisted by prior from a diffusion model. Subsequently, through our canonical score distillation, AnimatabaleDreamer generates novel animatable 3D models from the extracted skeleton and a text prompt with temporal consistency and warping robustness." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 327, + 479, + 351 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 479, + 351 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 479, + 351 + ], + "type": "text", + "content": "this domain [15,32,36,44]. However, generating deformable objects remains challenging due to their inherent unconstrained and ill-conditioned nature [22,23,39]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 353, + 482, + 449 + ], + "type": "text", + "content": "Intuitively, bones and motions extracted by implicit animatable models could serve as geometry constraints for deformable object generation. Recent efforts have been devoted to reconstructing animatable 3D models with pre-defined or learned skeletons [10, 34, 46, 52, 55]. Nevertheless, these methods are mostly category-specific with limited diversity or largely rest on the captured multi-view data [6, 35, 51]. We believe this problem can be greatly alleviated by distilling 2D priors from the diffusion model to hallucinate plausible geometry of invisible regions and avoid short-cut solutions [18]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 450, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 482, + 668 + ], + "type": "text", + "content": "To address these challenges, we propose AnimatableDreamer, a two-stage framework designed to extract skeletons from monocular videos and generate generic categories of non-rigid 3D models on these skeletons. Initially, the non-rigid object in the monocular video is disentangled into a canonical implicit field [4,17] with a skeleton-based structure consisting of bones and neural skinning. AnimatableDreamer extracts bones and skinning from a monocular video, leveraging multi-view diffusion priors to refine the warping, geometry, and texture of unseen regions. Skeletons are generated based on the skinning weights of vertices and further constrain the pairwise relationship between bones of the generated model. Subsequently, under the constraint of the extracted skeleton and a specific text prompt, AnimatableDreamer generates 4D content with a diffusion model. Considering that directly employing SDS [25] or Variational Score Distillation (VSD) [44] will make the canonical model detach from the extracted motions and harm the plausibility of the warped model, we propose Canonical Score Distillation (CSD) to generate novel non-rigid 3D models. CSD is a novel distilling strategy designed to simultaneously generate a canonical model aligned with motions and refine the skeletons and skinning. CSD denoises multiple warped models through invertible warping functions while consistently" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "X. Wang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 186 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 186 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 186 + ], + "type": "text", + "content": "optimizing a static canonical space shared by all animation frames. This novel approach simplifies 4D generation into a more manageable 3D process, yet maintains comprehensive supervision throughout the 4D space and ensures the morphological plausibility of the model under various object poses. Furthermore, CSD refines the motions and skinning weights to ensure consistency with the canonical model." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 147, + 188, + 376, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 188, + 376, + 200 + ], + "spans": [ + { + "bbox": [ + 147, + 188, + 376, + 200 + ], + "type": "text", + "content": "To summarise, we make the following contributions:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 207, + 482, + 423 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 207, + 481, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 207, + 481, + 255 + ], + "spans": [ + { + "bbox": [ + 138, + 207, + 481, + 255 + ], + "type": "text", + "content": "- AnimatableDreamer: A novel framework that extracts skeletons with motions from a monocular video and generates generic categories of non-rigid 3D models based on these skeletons. This is the first implementation of generating text-guided non-rigid 4D content leveraging video-based skeletons." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 255, + 482, + 351 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 255, + 482, + 351 + ], + "spans": [ + { + "bbox": [ + 138, + 255, + 482, + 351 + ], + "type": "text", + "content": "- Canonical Score Distillation: A new distillation method enhances the generation and reconstruction of non-rigid 3D models. By back-propagating gradients from multiple camera spaces to a static canonical space, CSD ensures the morphological plausibility of models after warping. Besides, CSD refines bones and skinning weights through a specifically tailored gradient term. With these designs, CSD improves the reconstruction quality of unseen regions with diffusion prior and is capable of generating 4D models with time consistency and warping robustness." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 351, + 482, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 351, + 482, + 423 + ], + "spans": [ + { + "bbox": [ + 138, + 351, + 482, + 423 + ], + "type": "text", + "content": "- Skeleton-based Generation: An innovative approach for 4D generation taking skeletons, bones, skinning weights, and motions as prior. With constructed skeletons, a constraint with " + }, + { + "bbox": [ + 138, + 351, + 482, + 423 + ], + "type": "inline_equation", + "content": "SE(3)" + }, + { + "bbox": [ + 138, + 351, + 482, + 423 + ], + "type": "text", + "content": " is utilized to guide the transformations of bone pairs, thereby preventing motion detaching and ensuring convergence. Furthermore, the density of Gaussian bones is considered as an indicator for the generation of surfaces with warping robustness." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 441, + 237, + 453 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 441, + 237, + 453 + ], + "spans": [ + { + "bbox": [ + 132, + 441, + 237, + 453 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 466, + 400, + 479 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 466, + 400, + 479 + ], + "spans": [ + { + "bbox": [ + 132, + 466, + 400, + 479 + ], + "type": "text", + "content": "2.1 Neural Reconstruction for 3D Non-rigid Object" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": "Neural Radiance Field (NeRF) has been a groundbreaking advancement in representing static scenes, enabling the generation of photorealistic novel views and detailed geometry reconstruction [1,2,13,17]. Adapting NeRF for dynamic scenarios has involved augmenting the field into higher dimensions to accommodate objects with changing topologies [23]. An alternative strategy in dynamic object reconstruction employs an additional warping field to deform the NeRF [22, 26]. Nonetheless, these dynamic NeRF adaptations often encounter performance degradation, primarily due to the complexities introduced by the added temporal dimension. This could be alleviated by applying alternative representations including tesnors [30], Gaussian Splatting [45] and explicit representation [3,9,16]. Despite these innovations, synthesizing space-time views from monocular perspectives remains a significant hurdle. Implementing spatiotemporal regularization methods, including depth and flow regularization, has shown potential in overcoming this issue [8,48]. Furthermore, exploring category-specific or articulate priors offers promising avenues for reconstructing non-rigid" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 364, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 364, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 364, + 91, + 447, + 101 + ], + "type": "text", + "content": "AnimatableDreamer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "objects [6,24,41,51-53]. These approaches offer novel opportunities and insights for advancing the field of 3D non-rigid object reconstruction. However, they often overlook the application of generic priors, which could reduce the reliance on domain-specific priors and manually designed templates. Contrarily, our method leverages model training on extensive, generic datasets to distill such priors, thereby enhancing the reconstruction process." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 205, + 440, + 217 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 205, + 440, + 217 + ], + "spans": [ + { + "bbox": [ + 131, + 205, + 440, + 217 + ], + "type": "text", + "content": "2.2 Distillation-based 3D Generation from Diffusion Model" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 225, + 482, + 429 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 225, + 482, + 429 + ], + "spans": [ + { + "bbox": [ + 130, + 225, + 482, + 429 + ], + "type": "text", + "content": "SDS [25] has gained prominence for its capability to elevate pre-trained 2D diffusion models to the realm of 3D generation. By distillate 2D prior learned from large-scale datasets and optimizing implicit field [17], SDS is able to generate high-quality 3D models based on text-prompt [5,38,44,56,59,60]. The integration of differentiable marching tetrahedra [31] further enhances the combination of explicit meshes and SDS [15]. However, semantic consistency challenges arise in distillation-based 3D generation methods due to their disconnection from the 3D dataset during training. Addressing this concern, MVDream [32] introduces a multi-view diffusion model for panoramicas with homography-guided attention, improving semantic consistency by incorporating cross-view attention and camera conditions. Further, 2D diffusion model trained can be lifted to 4D via a temporal score distillation sampling [33], which integrates world knowledge into 3D temporal representations. In contrast, our method aims to produce a time-consistent and warp-robust 4D model by initially generating a non-rigid model based on a skeleton extracted from the video. By applying this model across various animations, we ensure morphological plausibility even when the skeletons exhibit differing articulations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 447, + 202, + 460 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 447, + 202, + 460 + ], + "spans": [ + { + "bbox": [ + 131, + 447, + 202, + 460 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "type": "text", + "content": "Given a monocular video " + }, + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "type": "inline_equation", + "content": "V = \\{(I_i, t_i)\\}_{i=1}^n" + }, + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "type": "text", + "content": ", our objective is two-fold: first, to generate an object related to a specified prompt " + }, + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "type": "inline_equation", + "content": "\\mathbf{y}" + }, + { + "bbox": [ + 130, + 472, + 482, + 581 + ], + "type": "text", + "content": " on the skeletons and rigging extracted from the provided video; second, to reconstruct the original object with diffusion prior. The proposed framework, AnimatableDreamer, as illustrated in Fig. 2, comprises two distinct stages: skeletons extraction (Sec. 3.1) and skeletons-based generation (Sec. 3.2). Both stages employ CSD for content generation and warping refinement (Sec. 3.3). These workflows supervise the deformed model in camera space (articulated poses) and optimize the model in canonical space (rest pose) through differentiable warping." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 597, + 292, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 597, + 292, + 609 + ], + "spans": [ + { + "bbox": [ + 131, + 597, + 292, + 609 + ], + "type": "text", + "content": "3.1 Implicit Articulate Model" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Canonical Model. We utilize the NeuS model [40] as our canonical representation to accurately reconstruct surface geometries, in conjunction with rendering an additional feature descriptor [50] to incorporate priors from off-the-shelf methods [14, 20] for self-supervised 3D registration. This approach facilitates" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "X. Wang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 161, + 115, + 452, + 345 + ], + "blocks": [ + { + "bbox": [ + 161, + 115, + 452, + 345 + ], + "lines": [ + { + "bbox": [ + 161, + 115, + 452, + 345 + ], + "spans": [ + { + "bbox": [ + 161, + 115, + 452, + 345 + ], + "type": "image", + "image_path": "a3b89d2dc680a369d3668e58327d627b1ea1114ab48864011138f543723df252.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 355, + 482, + 453 + ], + "lines": [ + { + "bbox": [ + 130, + 355, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 482, + 453 + ], + "type": "text", + "content": "Fig. 2: Framework overview. Top: The AnimatableDreamer framework extracts the skeletons, skinning, and animation from monocular generic category videos with CSD to enhance the invisible regions. Subsequently, through our canonical distillation strategy, AnimatabaleDreamer generates text-guided novel animatable 3D models on the extracted skeleton. Bottom: We decompose the articulated model into a static neural field and time-varying neural skinning. During training, we optimized the model in camera space across different frames. The canonical generation term in CSD enhances the morphological plausibility of warped models, while the warping refinement term further refines the bone motions and skinning." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "spans": [ + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "text", + "content": "the articulation extraction and 3D reconstruction of objects across various categories from monocular video. In our representation, each 3D point " + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "inline_equation", + "content": "\\mathbf{X} \\in \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "text", + "content": " on the canonical model is characterized by a color vector " + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "inline_equation", + "content": "\\mathbf{c} \\in \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "text", + "content": ", a Signed Distance Field (SDF) value " + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "inline_equation", + "content": "\\mathbf{d} \\in \\mathbb{R}" + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "text", + "content": ", and a feature descriptor " + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "inline_equation", + "content": "\\psi \\in \\mathbb{R}^{16}" + }, + { + "bbox": [ + 130, + 461, + 482, + 510 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 255, + 519, + 480, + 532 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 255, + 519, + 480, + 532 + ], + "spans": [ + { + "bbox": [ + 255, + 519, + 480, + 532 + ], + "type": "interline_equation", + "content": "(\\mathbf {c}, \\mathbf {d}) = \\mathbf {M L P} _ {*} (\\mathbf {X}, \\mathbf {v}), \\tag {1}", + "image_path": "1131ebc1ea219164fd12333f110fc66ce6ff420036f482354d00b981addc0fa4.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 272, + 534, + 480, + 547 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 272, + 534, + 480, + 547 + ], + "spans": [ + { + "bbox": [ + 272, + 534, + 480, + 547 + ], + "type": "interline_equation", + "content": "\\psi = \\mathbf {M L P} _ {\\psi} (\\mathbf {X}), \\tag {2}", + "image_path": "55bbec2e2927c17c44c0104a016aa4c38d8c946fddc99405b6272c2dc0718f95.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\mathbf{v} \\in SO(3)" + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "text", + "content": " is view direction. Through the cumulative function of an unimodal distribution " + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\Gamma_{\\beta}(\\cdot)" + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "text", + "content": ", the Signed Distance Function (SDF) is transformed into a density representation [40, 43]. The feature descriptor " + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 557, + 482, + 640 + ], + "type": "text", + "content": " is learned based on 2D features extracted from the self-supervised vision model, DINOV2 [20]. Considering that CSD supervises a point along the time axis without strong texture continuity constraints, we employ a time-invariant canonical model to prevent texture flickering." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "Warping Field. In contrast to dense motion fields [3, 22, 23], we disentangle non-rigid objects into a canonical model and a compact motion field [19, 51]." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "type": "text", + "content": "AnimatableDreamer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 478, + 255 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 478, + 255 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 478, + 255 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 478, + 255 + ], + "type": "image", + "image_path": "567210ee60d3fd3266acdd0c419a92c65514b560f0e61eb1c50ab82944f4adab.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 262, + 482, + 297 + ], + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 297 + ], + "type": "text", + "content": "Fig.3: Skeleton Construction. (a) Pipeline of skeleton construction. We extract mesh from canonical space and construct skeletons using both semantic correlation and morphological correlation. (b) Constructed skeletons for cat, penguin, and hand." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "text", + "content": "Such disentanglement mitigates the challenges associated with the ill-conditioned nature inherent to 4D generation and enables the application of distillation-based 3D generators. To warp the field from camera space to canonical space, we build the mapping between the 3D point in canonical space " + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\mathbf{X}^*" + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "text", + "content": " and 3D point in camera space " + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\mathbf{X}^t" + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "text", + "content": " through a blend skinning deformation defined on " + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 319, + 482, + 381 + ], + "type": "text", + "content": " rigid bones:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 224, + 389, + 481, + 423 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 389, + 481, + 423 + ], + "spans": [ + { + "bbox": [ + 224, + 389, + 481, + 423 + ], + "type": "interline_equation", + "content": "\\mathbf {X} ^ {*} = W _ {\\phi_ {w}} \\left(\\mathbf {X} ^ {t}\\right) = \\sum_ {b = 1} ^ {B} S _ {b, t} \\left(\\mathbf {X} ^ {t}\\right) \\mathbf {Q} _ {b} ^ {t} \\mathbf {X} ^ {t}, \\tag {3}", + "image_path": "7f9b851db9fb0e8f4089369cc4f024f48d9078ec9cb4cdb774719d6cb9bd4a23.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "spans": [ + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "W(\\cdot)" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": " is warping field, " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\phi_w" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": " are warping-related parameters, and transformations of the " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": "-th bone " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_b^t \\in SE(3)" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": " is dual quaternion blend skinning (DQB) [11] learned from " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\mathbf{MLP}_{\\mathbf{Q}}(t)" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": ". Here we applied the Fourier function for time embedding [17]. " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "S_t(X^t)" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": " is skinning weight of the bones related to " + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "inline_equation", + "content": "X^t" + }, + { + "bbox": [ + 131, + 431, + 482, + 480 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 216, + 489, + 481, + 504 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 216, + 489, + 481, + 504 + ], + "spans": [ + { + "bbox": [ + 216, + 489, + 481, + 504 + ], + "type": "interline_equation", + "content": "S _ {t} \\left(\\mathbf {X} ^ {t}\\right) = \\operatorname {s o f t m a x} \\left(\\mathcal {M} \\left(\\mathbf {Q} ^ {t}, \\sigma , \\mathbf {X} ^ {t}\\right) + \\Delta S _ {t}\\right). \\tag {4}", + "image_path": "b4644b5888085a09772b61bf0b33e048cb428cffb09f044d652f6be19663da34.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": "Here " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathcal{M}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " is the Mahalanobis distance between " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathbf{X}^t" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " and the " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": "-th bone at time " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": ". Each Gaussian bone is assigned with a learnable scaling parameter " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\sigma_{b}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": ". The term " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\Delta S_{t}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " represents the delta skinning weights derived from " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathbf{MLP}_{\\Delta}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": ". It is important to note that the global motion of the object is integrated into the camera poses to enhance clarity. The warping-related parameters " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\phi_w" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " includes " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathbf{MLP}_Q, \\sigma_b" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathbf{MLP}_{\\Delta}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": ". To render a pixel " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathbf{c}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " in camera space for a given time " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": ", we warp camera space sampling points " + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "inline_equation", + "content": "\\mathbf{X}_{\\mathbf{i}}^{\\mathbf{t}} \\in \\mathbb{R}^{3}" + }, + { + "bbox": [ + 130, + 512, + 482, + 609 + ], + "type": "text", + "content": " to canonical space with warping function and apply volume rendering:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 254, + 617, + 481, + 633 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 254, + 617, + 481, + 633 + ], + "spans": [ + { + "bbox": [ + 254, + 617, + 481, + 633 + ], + "type": "interline_equation", + "content": "\\mathbf {c} \\left(\\mathbf {x} ^ {t}\\right) = \\mathcal {R} _ {\\phi_ {*}} \\left(\\mathbf {X} ^ {*} \\left(\\mathbf {X} ^ {t}\\right)\\right), \\tag {5}", + "image_path": "776b84815555b67af619f591aa2bc49377007dc92df7664bed0d86d5f7d33f54.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\phi_*" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " are parameters of " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{MLP}_*" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " defined in Eq. (2). " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{R}(\\cdot)" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " is pixel-level volume rendering function [17]." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "X. Wang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 296, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 296, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 296, + 127 + ], + "type": "text", + "content": "3.2 Skeleton-based Generation" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 482, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 482, + 255 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 482, + 255 + ], + "type": "text", + "content": "With a deformable model with the bone motions extracted from the reference video, a vanilla way to generate a new text-guided model is to directly modify the canonical model using SDS. However, this raises two problems: first, considering that SDS is an incremental process without a target function, brutally applying SDS to a well-reconstructed model will limit the generated model's diversity. Secondly, the distribution of rendered images from the reconstructed model is different from that of the diffusion model's training set. The reconstructed model may hurt the performance instead. In this context, we proposed skeleton-based generation, which generates from a new start while being constrained by previously extracted motion." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "text", + "content": "Skeleton Construction. We pass model irrelevant parameters including the position embedding and time embedding from the reconstructed model to the generated model. Subsequently, we initialize the density field of canonical space of the generated model through bones and skeletons. To extract the skeletons from the reconstructed model, we first extract canonical mesh with edges " + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "inline_equation", + "content": "E = \\{\\mathbf{e}_i = \\{\\mathbf{v}_m,\\mathbf{v}_n\\} \\}" + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "text", + "content": " and vertices " + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "inline_equation", + "content": "V = \\{\\mathbf{v}_i\\in \\mathbb{R}^3\\}" + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "text", + "content": " using marching cube. Then we estimate the relation of each pair of bones based on the skinning weights and feature descriptor " + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "text", + "content": " of vertices. The feature descriptor of each bone " + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "inline_equation", + "content": "b" + }, + { + "bbox": [ + 130, + 256, + 482, + 365 + ], + "type": "text", + "content": " is defined as the weighted sum of related vertices in Eq. (6):" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 233, + 374, + 481, + 404 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 374, + 481, + 404 + ], + "spans": [ + { + "bbox": [ + 233, + 374, + 481, + 404 + ], + "type": "interline_equation", + "content": "\\psi_ {b} = \\frac {\\sum_ {i = 1} ^ {N} S _ {b , *} (\\mathbf {v} _ {i}) \\left(\\mathbf {M L P} _ {\\psi} (\\mathbf {v} _ {i})\\right)}{\\sum_ {i = 1} ^ {N} S _ {b , *} (\\mathbf {v} _ {i})}, \\tag {6}", + "image_path": "1fa69119378b941f77f3b1d19353669106a1d37bf2d41ff1c78c38ec6f66b2ea.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 412, + 413, + 425 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 412, + 413, + 425 + ], + "spans": [ + { + "bbox": [ + 132, + 412, + 413, + 425 + ], + "type": "text", + "content": "and the semantic correlation of two bones " + }, + { + "bbox": [ + 132, + 412, + 413, + 425 + ], + "type": "inline_equation", + "content": "\\mathbf{G}_{j,k}" + }, + { + "bbox": [ + 132, + 412, + 413, + 425 + ], + "type": "text", + "content": " is calculated as:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 249, + 434, + 481, + 449 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 249, + 434, + 481, + 449 + ], + "spans": [ + { + "bbox": [ + 249, + 434, + 481, + 449 + ], + "type": "interline_equation", + "content": "\\mathbf {G} _ {j, k} = \\operatorname {s o f t m a x} \\left(\\left\\langle \\psi_ {j}, \\psi_ {k} \\right\\rangle\\right), \\tag {7}", + "image_path": "4353e09ac749a0f7b211bffa30d996983804322863437547d5344578997ac31a.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\langle \\cdot \\rangle" + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "text", + "content": " is the cosine similarity score. Though bones with similar features are intended to be connected, it may fail when multiple instances share one semantic feature (e.g. arms of a squirrel). To address this issue, we further explore the morphological correlation matrix " + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{M} \\in \\mathbb{R}^{B \\cdot B}" + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "text", + "content": " of each bone pair. For each edge connecting a pair of vertices, we calculate the " + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathbf{M}" + }, + { + "bbox": [ + 130, + 456, + 482, + 517 + ], + "type": "text", + "content": " as defined in Eq. (8):" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 224, + 526, + 481, + 558 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 526, + 481, + 558 + ], + "spans": [ + { + "bbox": [ + 224, + 526, + 481, + 558 + ], + "type": "interline_equation", + "content": "\\mathbf {M} = \\frac {\\sqrt {\\sum_ {e _ {i} = \\left\\{\\mathbf {v} _ {m} , \\mathbf {v} _ {n} \\right\\}} ^ {L} \\mathbf {S} _ {*} (\\mathbf {v} _ {m}) \\mathbf {S} _ {*} (\\mathbf {v} _ {n}) ^ {T}}}{L}, \\tag {8}", + "image_path": "cd992f38c7fc3ff164a4df7c5e80eb11b1a35f9bedbb6e639f379686d23acbe3.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "text", + "content": " is the number of edges, " + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\mathbf{S}_*(\\cdot) \\in \\mathbb{R}^B" + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "text", + "content": " is the skinning weight matrix in canonical space. The higher the value of " + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\mathbf{M}" + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "text", + "content": ", the greater the degree to which two bones jointly influence the control over the same surface regions. We balance the semantic correlation and morphological correlation of a pair of bones and define the strength of the skeleton " + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\mathcal{T}_{j,k}" + }, + { + "bbox": [ + 130, + 566, + 482, + 628 + ], + "type": "text", + "content": " as:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 231, + 637, + 481, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 637, + 481, + 669 + ], + "spans": [ + { + "bbox": [ + 231, + 637, + 481, + 669 + ], + "type": "interline_equation", + "content": "\\mathcal {T} _ {j, k} = \\left\\{ \\begin{array}{l l} \\mathbf {G} _ {j, k} + \\alpha \\mathbf {M} _ {j, k} & \\mathbf {M} _ {j, k} \\geq \\xi \\\\ 0 & \\mathbf {M} _ {j, k} < \\xi \\end{array} , \\right. \\tag {9}", + "image_path": "299a726400077f633d98ba18ab341f5aa9dc24a7c3f6fec10c986e6e210632bc.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 364, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 364, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 364, + 91, + 447, + 101 + ], + "type": "text", + "content": "AnimatableDreamer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "where weighting scalar " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " and threshold " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\xi" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " are learned in a hierarchical manner. The constructed skeletons are shown in Fig. 3." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": "Constrain with Skeletons and Bones. Given that we have retained only motion-related parameters and discarded the canonical space model, our goal is to ensure that generated objects remain aligned with the motion, and to prevent model collapse during subsequent optimization of the motion. To achieve this, we employ skeletons and bones as constraints in the generation process. We convert " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_b^t" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": " into a rotation quaternion " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\mathbf{R}_b^t \\in SO(3)" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": " and a translation vector " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_b^t" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": ". For " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": "-th bone and " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": "-th bone share a skeleton, we iterate over all time " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": ", and compute the range of relative position " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_{jk}^t = \\| \\mathbf{T}_j^t - \\mathbf{T}_k^t \\|_2" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": " and the range of quaternion angle " + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "inline_equation", + "content": "\\mathbf{A}_{jk}^t = \\angle (\\mathbf{R}_j^t, \\mathbf{R}_k^t)" + }, + { + "bbox": [ + 130, + 140, + 482, + 262 + ], + "type": "text", + "content": ". With this setting, constraints can be applied to the motion of bones, thus preventing motion divergence when generative loss is applied:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 194, + 270, + 480, + 282 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 270, + 480, + 282 + ], + "spans": [ + { + "bbox": [ + 194, + 270, + 480, + 282 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {s k e l} = \\lambda_ {T} \\mathcal {L} _ {s k e l, T} + \\lambda_ {A} \\mathcal {A} _ {s k e l, T}, \\tag {10}", + "image_path": "7e93e6093a3afd581e4a066374593f900f57a72fe952407e7a04ae69825b9fb2.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 186, + 286, + 480, + 304 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 286, + 480, + 304 + ], + "spans": [ + { + "bbox": [ + 186, + 286, + 480, + 304 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {s k e l, T} = \\sum_ {j, k} \\mathcal {T} _ {j, k} \\max \\left(\\mathbf {T} _ {j k} - \\mathbf {T} _ {m a x}, \\mathbf {T} _ {m i n} - \\mathbf {T} _ {j k}, 0\\right) ^ {2}, \\tag {11}", + "image_path": "861fb6704859a3ce8d660e47684bc4018cb709db8786f6849a2d5c1bb4935a1b.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 186, + 308, + 480, + 327 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 308, + 480, + 327 + ], + "spans": [ + { + "bbox": [ + 186, + 308, + 480, + 327 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {s k e l, A} = \\sum_ {j, k} \\mathcal {T} _ {j, k} \\max \\left(\\mathbf {A} _ {j k} - \\mathbf {A} _ {\\text {m a x}}, \\mathbf {A} _ {\\text {m i n}} - \\mathbf {A} _ {j k}, 0\\right) ^ {2}, \\tag {12}", + "image_path": "1022c55dc4b2b67ae0a71261c3c1cc37dd34ee88afb58ef1133a8205ff03b54b.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "spans": [ + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_{\\mathrm{max}}" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_{\\mathrm{min}}" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": " denote the maximum and minimum values of " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_{jk}^t" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": " across time " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": ", respectively, while " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_{\\mathrm{max}}" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "\\mathbf{T}_{\\mathrm{min}}" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": " represent the maximum and minimum values of " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "\\mathbf{A}_{jk}^t" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": " across time " + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 334, + 479, + 370 + ], + "type": "text", + "content": ", respectively." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 370, + 479, + 395 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 370, + 479, + 395 + ], + "spans": [ + { + "bbox": [ + 130, + 370, + 479, + 395 + ], + "type": "text", + "content": "Besides, we also use bones to constrain the generated surface as well as skinning weights:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 187, + 402, + 480, + 430 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 402, + 480, + 430 + ], + "spans": [ + { + "bbox": [ + 187, + 402, + 480, + 430 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {b o n e}} = \\sum_ {\\mathbf {X}} \\mathbf {H} (d (\\mathbf {X}), d _ {g} (\\mathbf {X})) + \\sum_ {t, \\mathbf {X} ^ {t}} \\mathbf {S} _ {t} \\left(\\mathbf {X} ^ {t}\\right) \\log \\left(\\frac {1}{\\mathbf {S} _ {t} \\left(\\mathbf {X} ^ {t}\\right)}\\right), \\tag {13}", + "image_path": "d3b25df57aad27ff8147a31caec4e02402c726ed414b1c29aa1e2d3bbcb6f445.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "inline_equation", + "content": "\\mathbf{H}" + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "text", + "content": " denotes the binary cross entropy, and " + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "inline_equation", + "content": "d_{g}" + }, + { + "bbox": [ + 130, + 437, + 482, + 536 + ], + "type": "text", + "content": " represent the density from the Signed Distance Function (SDF) value of the canonical model and Gaussian bones, respectively. The first term aims to ensure that the surface is closely aligned with the Gaussian bones, taking into account their covariance matrix. It also seeks to maintain consistency with the neural skinning weights, thereby enhancing the convergence of generation. The second term is designed to encourage the sparsity of the skinning weights in order to mitigate potential degradation resulting from the first term as well as the generative loss." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 550, + 302, + 562 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 550, + 302, + 562 + ], + "spans": [ + { + "bbox": [ + 131, + 550, + 302, + 562 + ], + "type": "text", + "content": "3.3 Canonical Score Distillation" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "We distillate prior from the diffusion model for bot reconstruction and generation. This 2D supervision is sufficient for static object generation [25, 44]. However, in 4D reconstructing, supervising a single view at a single time point " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " becomes insufficient. The supervision from the reference video forms a hyperplane in the 4D space, resulting in lower quality for unobserved viewpoints. When denoising an image rendered from a viewpoint far away from reference with a large guidance scale, SDS tends to sample a new instance from its own distribution, due to the lack of sufficient information about the original instance." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "X. Wang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "Here we incorporate multi-view consistent diffusion model MVDream [32], which is trained on a large 2D and 3D dataset [7, 29], to generate multi-view consistent images. Cross-view attention spreads the known information to unobserved views. Please refer to Supplementary for more detailed analysis." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 247 + ], + "type": "text", + "content": "Design of CSD. A straightforward way for temporal consistent articulate object generation is to supervise the model in canonical space. However, the canonical model is merely a \"time-slice\" of the 4D object. Roughly supervising the canonical model without considering articulations will result in the degradation of the morphological plausibility of the model in camera spaces. Additionally, unreachable points in canonical space will not be optimized (e.g., occluded body parts at canonical pose), even though they will be rendered in camera space." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 248, + 481, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 481, + 355 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 481, + 355 + ], + "type": "text", + "content": "To mitigate these issues, we employ a multi-view consistent diffusion model and propose a novel Canonical Score Distillation (CSD) to generate a 4D articulate model with both time consistency and warp robustness across different articulations. We elaborately design CSD to utilize the warping field as a bridge between diffusion prior and canonical model. Conversely, the warp is also refined by diffusion prior, especially in contexts of significant motion and in regions lacking ground-truth images. Distinct from SDS [25], CSD traverses all frames and replaces the image gradient with two terms: canonical generation and warping refinement, as defined in Eq. (14):" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 157, + 361, + 481, + 417 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 361, + 481, + 417 + ], + "spans": [ + { + "bbox": [ + 157, + 361, + 481, + 417 + ], + "type": "interline_equation", + "content": "\\nabla_ {\\phi} \\mathcal {L} _ {C S D} = \\mathbb {E} [ \\underbrace {w (T) (\\epsilon_ {\\theta} (I _ {t , T} ; y , \\mathbf {p} , T) - \\epsilon)} _ {\\text {D i f f u s i o n P r i o r}} \\underbrace {\\frac {\\partial \\mathcal {R} _ {\\phi_ {*}} (\\mathbf {X} _ {*})}{\\partial \\mathbf {X} _ {*}}} _ {\\text {C a n o n i c a l}} \\underbrace {\\frac {\\partial W _ {\\phi_ {w}} (\\mathbf {X} _ {t})}{\\partial \\phi_ {w}}} _ {\\text {W a r p i n g}} ]. \\tag {14}", + "image_path": "7caf920c72bc4bd0d41fca12b59e2b5e763db446ac6e195ae365ffad668731ed.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "spans": [ + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "type": "text", + "content": "To distinguish from the previous time " + }, + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "type": "text", + "content": " of the articulate model, we refer to the time step of diffusion as " + }, + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 427, + 479, + 498 + ], + "type": "text", + "content": ". 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Regarding the second term, it signifies that the warping parameters " + }, + { + "bbox": [ + 130, + 559, + 479, + 608 + ], + "type": "inline_equation", + "content": "\\phi_w" + }, + { + "bbox": [ + 130, + 559, + 479, + 608 + ], + "type": "text", + "content": " are optimized to better collaborate with the canonical model in different poses. As depicted in Fig. 4(a), CSD corrects faulty skinning weights " + }, + { + "bbox": [ + 130, + 559, + 479, + 608 + ], + "type": "inline_equation", + "content": "S_{b,t}(\\mathbf{X}^t)" + }, + { + "bbox": [ + 130, + 559, + 479, + 608 + ], + "type": "text", + "content": " and misplaced bone transformations " + }, + { + "bbox": [ + 130, + 559, + 479, + 608 + ], + "type": "inline_equation", + "content": "\\mathbf{Q}_b^t" + }, + { + "bbox": [ + 130, + 559, + 479, + 608 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 623, + 227, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 623, + 227, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 623, + 227, + 635 + ], + "type": "text", + "content": "3.4 Optimization" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "We optimize all learnable parameters during the reconstruction phase. 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The total loss for skeleton extraction and model generation is defined as Eq. (15) and Eq. (16), respectively:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 240, + 163, + 481, + 175 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 240, + 163, + 481, + 175 + ], + "spans": [ + { + "bbox": [ + 240, + 163, + 481, + 175 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {E x t} = \\mathcal {L} _ {r e c o n} + \\mathcal {L} _ {C S D} + \\mathcal {L} _ {r e g}, \\tag {15}", + "image_path": "3f6545db232a3ba614cf4b113de4922f29e7f7f54ea5971bccca804ae7a3c618.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 225, + 209, + 481, + 221 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 225, + 209, + 481, + 221 + ], + "spans": [ + { + "bbox": [ + 225, + 209, + 481, + 221 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {G e n}} = \\mathcal {L} _ {\\text {s k e l}} + \\mathcal {L} _ {\\text {b o n e}} + \\mathcal {L} _ {\\text {C S D}} + \\mathcal {L} _ {\\text {r e g}}. \\tag {16}", + "image_path": "271d2ee58c3ca0c095edd6b8091a91509f982a23bdf865ba7a484b2fcc06e097.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "spans": [ + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "text", + "content": "The reconstruction loss, denoted as " + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\text{recon}}" + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "text", + "content": ", comprises the photometric Mean-Square Error (MSE) " + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{rgb}" + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "text", + "content": ", silhouette reconstruction MSE " + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{sil}" + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "text", + "content": ", and flow loss " + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{OF}}" + }, + { + "bbox": [ + 131, + 230, + 482, + 267 + ], + "type": "text", + "content": " [51], as defined in Eq. 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(18):" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 227, + 337, + 480, + 350 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 227, + 337, + 480, + 350 + ], + "spans": [ + { + "bbox": [ + 227, + 337, + 480, + 350 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {r e g}} = \\mathcal {L} _ {\\text {m a t c h}} + \\mathcal {L} _ {2 D - c y c} + \\mathcal {L} _ {3 D - c y c}, \\tag {18}", + "image_path": "b7a055a625bed195415f79c8e498800be5419d7e4e5ab6c7790b711bb2d0f088.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{match}}" + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{2\\mathrm{D - cyc}}" + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{3\\mathrm{D - cyc}}" + }, + { + "bbox": [ + 130, + 355, + 479, + 390 + ], + "type": "text", + "content": " represent the loss functions for 3D point feature matching [51], 2D cycle consistency [50], and 3D cycle consistency [14], respectively." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": "Here, we have designed a two-stage schedule with balanced weights for generation. During the articulation extraction stage, the model is primarily supervised by images, with pre-computed mask, flow, and features. Concurrently, the weight of " + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{CSD}" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": " is configured to be low for the complementation of unseen regions, thereby ensuring a gentle adjustment without overpowering the original data. For the generation stage, the position embedding bandwidth is set to max value to guarantee the detail of the generated model." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 495, + 230, + 510 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 495, + 230, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 495, + 230, + 510 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "We conducted experiments on generation (Sec. 4.2) and reconstruction (Sec. 4.3) tasks using the Casual Videos dataset and Animated Objects dataset [51]. The experiments conducted spanned a diverse array of species, such as squirrels, cats, finches, eagles, humans, hands, and manipulators, among others, to convincingly showcase the capability of our method across generic categories. In the context of the generation task, our method excels in creating spatiotemporally consistent, animatable 3D models with text prompts and a template video. With the proposed CSD method, the generated 4D model exhibits superior performance over existing distillation strategies in terms of temporal consistency and warp robustness, as demonstrated in Table 2. For the reconstruction task, our approach significantly outperforms previous methods, particularly when the number of viewpoints and videos is limited, as shown in Table 3." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "X. 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(a) Through the warping refinement term, bones are optimized by the diffusion prior and warped surfaces. (b) Compared with VSD and MVDream, our method generates a more detailed result" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 232, + 115, + 276, + 209 + ], + "blocks": [ + { + "bbox": [ + 232, + 115, + 276, + 209 + ], + "lines": [ + { + "bbox": [ + 232, + 115, + 276, + 209 + ], + "spans": [ + { + "bbox": [ + 232, + 115, + 276, + 209 + ], + "type": "image", + "image_path": "dcdd53c0c7f42e482f9550a13f12db70d871a7fd144c131f3b3c6ac1d107577c.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 277, + 115, + 338, + 208 + ], + "blocks": [ + { + "bbox": [ + 277, + 115, + 338, + 208 + ], + "lines": [ + { + "bbox": [ + 277, + 115, + 338, + 208 + ], + "spans": [ + { + "bbox": [ + 277, + 115, + 338, + 208 + ], + "type": "image", + "image_path": "42746515a74e7f06b95215345f0df0153dfa72f129862114d29bb380d14bc559.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 339, + 115, + 394, + 209 + ], + "blocks": [ + { + "bbox": [ + 339, + 115, + 394, + 209 + ], + "lines": [ + { + "bbox": [ + 339, + 115, + 394, + 209 + ], + "spans": [ + { + "bbox": [ + 339, + 115, + 394, + 209 + ], + "type": "image", + "image_path": "7d42616a94b2d9b68a4a92a9473a3b3beca520142baf760bbb2d77ddd5259b03.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 329, + 209, + 416, + 218 + ], + "lines": [ + { + "bbox": [ + 329, + 209, + 416, + 218 + ], + "spans": [ + { + "bbox": [ + 329, + 209, + 416, + 218 + ], + "type": "text", + "content": "(b) Generation Comparison" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 394, + 116, + 444, + 209 + ], + "blocks": [ + { + "bbox": [ + 394, + 116, + 444, + 209 + ], + "lines": [ + { + "bbox": [ + 394, + 116, + 444, + 209 + ], + "spans": [ + { + "bbox": [ + 394, + 116, + 444, + 209 + ], + "type": "image", + "image_path": "06c93410d2991c4b0f7af1d6dcc39dbcae18cd3ddc44a6afd613804bec97aa6a.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 134, + 270, + 479, + 330 + ], + "blocks": [ + { + "bbox": [ + 134, + 270, + 479, + 330 + ], + "lines": [ + { + "bbox": [ + 134, + 270, + 479, + 330 + ], + "spans": [ + { + "bbox": [ + 134, + 270, + 479, + 330 + ], + "type": "table", + "html": "
MethodPromptCategoryGeneration3D ModelMotionArticulation
ProlificDreamer [44]TextGenericShape+TextureNeRF--
Text2Video-Zero [12]TextGeneric--Learned-
BANMo [51]-Generic-NeRFLearnedLearned
Farm3D [10]ImageSpecificTextureMeshManualPre-defined
OursVideo+TextGenericShape+TextureNeRFLearnedLearned
", + "image_path": "c33e23142827ad2cf146089415189aaa9be8c8c38a45350ddd7a9ff76dc9adf2.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_body" + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 331, + 480, + 384 + ], + "lines": [ + { + "bbox": [ + 130, + 331, + 480, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 480, + 384 + ], + "type": "text", + "content": "Table 1: Related work overview on non-rigid 3D model reconstruction and generation. Distinguishing from previous work, our method, AnimatableDreamer, generates text-guided animatable models across generic categories without the need for pre-defined templates. This attribute establishes AnimatableDreamer as a versatile and user-friendly 4D generation tool." + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 132, + 418, + 246, + 429 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 418, + 246, + 429 + ], + "spans": [ + { + "bbox": [ + 132, + 418, + 246, + 429 + ], + "type": "text", + "content": "4.1 Technical Details" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 437, + 482, + 558 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 558 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 558 + ], + "type": "text", + "content": "To enlarge the Casual Videos dataset [51], we collect videos containing a single complete instance with large kinesis from the internet. We utilize off-the-shelf models [20, 49, 54] to extract mask, optical flow, and features. We modify the camera distance and near-far plane calculation to avoid the articulated model out of frustum or obstructing the camera. Considering that viewpoints are fixed for reconstruction and randomly selected for generation, we alternate the loss calculation of reconstruction and generation in practice. On a single Nvidia A800 GPU, we sampled 128 pixels from 32 images in reconstruction and rendered four " + }, + { + "bbox": [ + 130, + 437, + 482, + 558 + ], + "type": "inline_equation", + "content": "200 \\times 200" + }, + { + "bbox": [ + 130, + 437, + 482, + 558 + ], + "type": "text", + "content": " images for generation. The complete training takes 5 hours for 12000 iterations. Here we adopted a gradient cache technology for saving memories [57]." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 132, + 574, + 332, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 574, + 332, + 585 + ], + "spans": [ + { + "bbox": [ + 132, + 574, + 332, + 585 + ], + "type": "text", + "content": "4.2 Animatable 3D Model Generation" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Qualitative Comparisons. We present our generated results alongside the input videos in Fig. 5. By disentangling the deformation and canonical model, our generated models demonstrate time consistency, even in cases where the video duration is extensive. Through optimization across all frames, our approach effectively eliminates issues such as disconnected shapes, flickering, and shape inconsistency. Notably, our method is capable of generating various species" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "type": "text", + "content": "AnimatableDreamer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 187, + 114, + 430, + 183 + ], + "blocks": [ + { + "bbox": [ + 187, + 114, + 430, + 183 + ], + "lines": [ + { + "bbox": [ + 187, + 114, + 430, + 183 + ], + "spans": [ + { + "bbox": [ + 187, + 114, + 430, + 183 + ], + "type": "table", + "html": "
MethodsCLIP↑CLIP-T↑R-Precision@10↑GPT Eval3D elo ↑
ProlificDreamer [44]33.195.956.3959
MVDream [32]34.894.431.2979
w/o Lbone/skel27.194.235.6954
w/o Lskel28.494.040.1960
w/o Lbone37.896.181.71070
Our CSD38.296.687.51098
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MethodsNumber of videosCat-CocoCat-PikachuPenguinShiba
CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑CD↓F@%2↑
BANMo [51]110.715.33.7157.36.4743.96.8136.6
BANMo [51]44.6651.64.5152.73.7560.34.6651.9
RAC [52]16.2542.23.6060.24.6853.77.9430.1
RAC [52]44.4855.83.3968.18.7726.96.8641.9
w/o L_CSD18.3432.63.8859.66.9442.35.8335.2
Ours13.6563.32.088.93.764.04.5453.9
", + "image_path": "4a4d43656935942d6ed29982774ed88d2789349e885b62c4a6537bfcf52916dc.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "lines": [ + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "spans": [ + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "type": "text", + "content": "Table 3: Quantitative results of monocular reconstruction on Casual Videos and Animated Objects. We calculate the Chamfer distance " + }, + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "type": "inline_equation", + "content": "(\\mathrm{cm}, \\downarrow)" + }, + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "type": "text", + "content": " and F-score " + }, + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "type": "inline_equation", + "content": "(\\% , \\uparrow)" + }, + { + "bbox": [ + 132, + 320, + 482, + 374 + ], + "type": "text", + "content": ", averaging the results over all frames and videos. Leveraging prior from diffusion, our method outperforms existing methods, despite the absence of multiple videos or templates." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 389, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 389, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 389, + 482, + 605 + ], + "type": "text", + "content": "including quadruped, squirrel, eagle, bird, penguin and so on, and goes beyond mere texture generation with modifying the model's geometry. We employ VSD [44] and MVDream [32] as baselines and qualitative comparisons are shown in Fig. 4(b). Also, we conducted a comparative analysis with several notable 3D generation and 4D reconstruction methods: ProlificDreamer [44], 3D reconstructor BANMo [51], texture-swap articulated representation Farm3D [10] and text to video generator Text2Video-Zero [12] and summarize our strengths in Tab. 1. Quantitative Comparisons. We perform a quantitative evaluation of the generation quality and the consistency between text and images by utilizing the CLIP-score [21] and the GPT-4 Eval3D [47] methodologies. A video is rendered employing the camera trajectory specified in Eval3D [47], which navigates around the scene at a constant elevation angle while varying the azimuth. Each video frame is then assessed using the CLIP ViT-B/32 model, and the scores are aggregated across all frames and text prompts to compute the overall CLIP score. Additionally, we assess the temporal consistency of CLIP-T by calculating the CLIP similarity between consecutive frames. We employ VSD [44] and MVDream [32] as baselines, as presented in Tab. 2. Please refer to Supplementary for more ablation analysis." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 622, + 354, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 354, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 354, + 634 + ], + "type": "text", + "content": "4.3 Animatable 3D Model Reconstruction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 481, + 665 + ], + "type": "text", + "content": "Qualitative Comparisons. As depicted in Fig. 6, we outperform the existing animatable object reconstruction method on Casual Videos dataset and Anima-" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 102 + ], + "type": "text", + "content": "X. Wang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 167, + 116, + 449, + 384 + ], + "blocks": [ + { + "bbox": [ + 167, + 116, + 449, + 384 + ], + "lines": [ + { + "bbox": [ + 167, + 116, + 449, + 384 + ], + "spans": [ + { + "bbox": [ + 167, + 116, + 449, + 384 + ], + "type": "image", + "image_path": "98fb6e8d6f2f4ffcdc2ead0087ba2e70cf037801a0a75de8d3dd0ef5af8ac867.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 393, + 482, + 439 + ], + "lines": [ + { + "bbox": [ + 130, + 393, + 482, + 439 + ], + "spans": [ + { + "bbox": [ + 130, + 393, + 482, + 439 + ], + "type": "text", + "content": "Fig. 5: Text-to-4D Generation. We generate animatable 3D models by leveraging a text prompt and a template video, achieving diverse outcomes that encompass both texture and geometry while maintaining temporal consistency and morphological plausibility across different poses. See the Appendix for more results." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 470, + 482, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 470, + 482, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 470, + 482, + 590 + ], + "type": "text", + "content": "tion Objects dataset (Sec. 4). A notable observation is that our approach goes beyond merely refining the canonical model. It also encompasses modifications to the bones and warping fields, as stated in Eq. (14). This comprehensive modification is especially effective in scenarios where the initial bone structures are implausible. In such cases, our method adeptly repositions the bones, accompanied by corresponding adjustments to the warping function, which is clearly evidenced in Fig. 4(a). While BANMo delivers good results at the input views, its performance significantly diminishes in unobserved spaces. This discrepancy in quality can be attributed to the model's tendency to overfit on the reference views, especially when there is a lack of supervision from other viewpoints." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 593, + 487, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 487, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 487, + 666 + ], + "type": "text", + "content": "Quantitative Comparisons. Our evaluation utilizes both Chamfer distances [37] and F-scores using a threshold set to " + }, + { + "bbox": [ + 130, + 593, + 487, + 666 + ], + "type": "inline_equation", + "content": "2\\%" + }, + { + "bbox": [ + 130, + 593, + 487, + 666 + ], + "type": "text", + "content": " of the bounding box size. Considering that Casual Videos has no ground truth, we employ BANMo on multiple video sequences and extract meshes to serve as pseudo ground truth. The result in Tab. 3 suggests we significantly outperforms BANMo, even when the pseudo ground truth is derived from BANMo itself. With CSD, our framework effic" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 364, + 91, + 447, + 100 + ], + "type": "text", + "content": "AnimatableDreamer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 162, + 116, + 452, + 312 + ], + "blocks": [ + { + "bbox": [ + 162, + 116, + 452, + 312 + ], + "lines": [ + { + "bbox": [ + 162, + 116, + 452, + 312 + ], + "spans": [ + { + "bbox": [ + 162, + 116, + 452, + 312 + ], + "type": "image", + "image_path": "b8322b7b1a38c9dc0f49bba3f2905f045d98e9f381fd29dadb9eba776fcac36a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 321, + 482, + 365 + ], + "lines": [ + { + "bbox": [ + 130, + 321, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 321, + 482, + 365 + ], + "type": "text", + "content": "Fig. 6: Monocular reconstruction result on Casual videos dataset. Our method is visibly superior to BANMo, particularly in frames with large motion (squirrel) or in regions not present in the reference image (cat and penguin). Each experiment is performed based on a single monocular video." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 387, + 482, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 411 + ], + "type": "text", + "content": "tively supplements the missing information, surpassing the need for additional video data. Please refer to Supplementary for more ablation analysis." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 427, + 220, + 440 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 427, + 220, + 440 + ], + "spans": [ + { + "bbox": [ + 132, + 427, + 220, + 440 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 450, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 482, + 581 + ], + "type": "text", + "content": "In this work, we present AnimatableDreamer, a pioneering framework for the generation and reconstruction of generic-category non-rigid 3D models. With the proposed Canonical Score Distillation (CSD), AnimatableDreamer addresses the challenges of unconstrained deformable object generation by simplifying the 4D generation problem into 3D space. Our method excels in generating diverse spatial-temporally consistent non-rigid 3D models based on textual prompts. With articulations extracted from monocular video, users can manipulate and animate these models by controlling the rigid transformations of bones. We demonstrate improved performance compared with existing monocular non-rigid body reconstruction methods, especially in scenarios with limited viewpoints and substantial motion." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 665 + ], + "type": "text", + "content": "Limitations. Our method requires large VRAM to render high-resolution images for CSD during training, due to the long gradient chain from camera space to canonical space, posing constraints on the optimization process. Future research could focus on enhancing the fidelity of both textures and geometric structures [42]. The requirement to feed four images into MVDream also poses a computational burden. Addressing these issues could enhance the overall performance and versatility." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 227, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 227, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 227, + 101 + ], + "type": "text", + "content": "X. Wang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 261, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 261, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 261, + 129 + ], + "type": "text", + "content": "6 Acknowledgement" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 142, + 482, + 251 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 142, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 130, + 142, + 482, + 251 + ], + "type": "text", + "content": "This work was done at Tsinghua University. The research in the paper is jointly funded by the National Science and Technology Major Project of the Ministry of Science and Technology of China (No.2018AAA0102900), Youth Fund of the National Natural Science Foundation of China (No.62306163), and China Postdoctoral Science Foundation (No.2023M741951), New Generation Artificial Intelligence Key Field Research and Development Plan of Guangdong Province (No.2021B0101410002), the Sino-German Collaborative Research Project Cross-modal Learning (NSFC 62061136-001, DFG TRR169), and National Science Foundation (No.81973683)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 271, + 199, + 284 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 271, + 199, + 284 + ], + "spans": [ + { + "bbox": [ + 132, + 271, + 199, + 284 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 298, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 15, + "blocks": [ + { + "bbox": [ + 138, + 298, + 481, + 343 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 298, + 481, + 343 + ], + "spans": [ + { + "bbox": [ + 138, + 298, + 481, + 343 + ], + "type": "text", + "content": "1. 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Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_content_list.json b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..0509ce0c07d2a561f18e09582ec2b3123ed865ae --- /dev/null +++ b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_content_list.json @@ -0,0 +1,1747 @@ +[ + { + "type": "text", + "text": "Animate Your Motion: Turning Still Images into Dynamic Videos", + "text_level": 1, + "bbox": [ + 223, + 140, + 779, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Mingxiao Li\\*1, Bo Wan\\*2, Marie-Francine Moens1, and Tinne Tuytelaars2", + "bbox": [ + 232, + 210, + 771, + 228 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Department of Computer Science, KU Leuven {mingxiao.li, sien.moens}@kuleuven.be", + "bbox": [ + 339, + 239, + 661, + 267 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ Department of Electrical Engineering, KU Leuven {bo.wan,Tinne.Tuytelaars}@esat.kuleuven.be", + "bbox": [ + 326, + 267, + 674, + 295 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/f05e6bf5535124e682fd6ca2041b649955fc714b2815733e5c052d6f1b3a6b2d.jpg", + "image_caption": [ + "A fireboat that is running." + ], + "image_footnote": [], + "bbox": [ + 218, + 333, + 401, + 405 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/8e509661f1a410016caf6d29ecb1294441c11a9f3f3b7d85b47315c8e039e62f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 411, + 333, + 500, + 402 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/b91de18a4d1d3b2fb70459c067eb8e5a312558d2177126b388517908e54c2063.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 506, + 334, + 596, + 402 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": 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"images/c2c550756ae2f450cec6d6aa1a9500d951696ce96075ecb2735a5a8752f90dcf.jpg", + "image_caption": [ + "Fig.1: Scene motion customized video generation results of our proposed model. Our model accepts an initial frame image, a sequence of bounding boxes, and text as inputs to generate the desired videos that comply with the given constraints. The red arrows in the image indicate the moving directions of the objects." + ], + "image_footnote": [], + "bbox": [ + 411, + 508, + 501, + 578 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/aa328745e06a41c317fdd0ae7b2b40d20a6606fabc63bae4ca2acd4c0113b0d0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 506, + 508, + 596, + 578 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/8475e61143cf5e33ff47359239e3e907ff16ce1e57f2343999a3ee76d33123aa.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 601, + 508, + 689, + 578 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/bb3dc42d49f888ad65b4db8c2dfb96bda0ae0b7118764cbb4a030afcbe995e11.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 694, + 508, + 784, + 578 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. In recent years, diffusion models have made remarkable strides in text-to-video generation, sparking a quest for enhanced control over video outputs to more accurately reflect user intentions. Traditional efforts predominantly focus on employing either semantic cues, like images or depth maps, or motion-based conditions, like moving sketches or object bounding boxes. Semantic inputs offer a rich scene context but lack detailed motion specificity; conversely, motion inputs provide", + "bbox": [ + 259, + 718, + 743, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal Contribution. Project page: https://mingxiao-li.github.io/smcd/", + "bbox": [ + 218, + 824, + 702, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "precise trajectory information but miss the broader semantic narrative. For the first time, we integrate both semantic and motion cues within a diffusion model for video generation, as demonstrated in Fig. 1. To this end, we introduce the Scene and Motion Conditional Diffusion (SMCD), a novel methodology for managing multimodal inputs. It incorporates a recognized motion conditioning module [18] and investigates various approaches to integrate scene conditions, promoting synergy between different modalities. For model training, we separate the conditions for the two modalities, introducing a two-stage training pipeline. Experimental results demonstrate that our design significantly enhances video quality, motion precision, and semantic coherence.", + "bbox": [ + 259, + 147, + 743, + 299 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Keywords: Video Generation $\\cdot$ Motion Control $\\cdot$ Diffusion Models", + "bbox": [ + 261, + 313, + 712, + 327 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 354, + 375, + 369 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Diffusion models have ushered in a new era of high-quality text-to-image (T2I) generation, providing a robust and scalable framework for training. These models, celebrated for their ability to generate detailed and coherent images from textual descriptions, have significantly advanced the field of generative models. Inspired by the success in T2I generation, researchers have begun to explore the extension of these models' capabilities to video content. This has led to the development of innovative approaches in text-to-video (T2V) generation [34,42,50] and editing [5,13,17], which promise to revolutionize how dynamic visual content is created and manipulated.", + "bbox": [ + 212, + 386, + 787, + 521 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Among the groundbreaking contributions to this field, one particularly notable work is Sora [21], which leverages the diffusion transformer structure. This structure is renowned for its exceptional scalability across diverse domains, enabling it to generate up to a minute of high-fidelity video. Despite these advances, T2V generation is confronted with a fundamental challenge: the output space for videos is exponentially larger than that for images, making accurate generation more complex. This complexity necessitates additional constraints to ensure that the generated content aligns more closely with user expectations. Addressing this challenge, recent studies have introduced various forms of conditional inputs to refine video generation. These enhancements include semantic conditions, such as incorporating static images [7] and depth information [43], as well as motion-based conditions, like moving sketches and object bounding boxes [45], to guide the generation process more effectively.", + "bbox": [ + 212, + 523, + 787, + 718 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "While the aforementioned studies have made significant strides in enhancing T2V generation, they predominantly focus on leveraging either semantic or motion conditions in isolation. This singular approach misses the opportunity to combine the strength of both semantic and motion cues for a more controlled and customized video generation. Recognizing this gap, our work introduces an innovative framework that integrates both semantic imagery and motion trajectories as inputs. As illustrated in Fig. 1, our objective is to generate videos where objects not only exhibit motion but do so in a manner that is semantically", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "consistent with the provided image. To our knowledge, this represents the first attempt to synergize control signals from these two distinct domains, thereby offering a novel way to animate static images with custom motions. This dual-input approach promises a stronger regularization for video generation, opening new avenues for creating highly customized and dynamic visual content.", + "bbox": [ + 212, + 146, + 782, + 220 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this task, we start with an image containing multiple objects and their movement trajectories, each depicted as a sequence of bounding boxes and its semantic category. Our goal is to generate the subsequent video frames that align with these trajectories, thereby animating the image in a way that is both flexible and interactive. Despite the compelling nature of our objective, we encounter several practical challenges. Firstly, integrating diverse signals as conditional inputs into video generation is a complex task that requires careful consideration of various strategies. We delve into this issue in our ablation studies, where we explore and compare different methods of signal integration. Second, ensuring consistency between the moving objects and the static background across frames is challenging but crucial for realism. Lastly, given that these signals originate from fundamentally different domains, finding a balance that accommodates their respective requirements without compromising the overall quality of the generated video is a delicate task.", + "bbox": [ + 212, + 227, + 784, + 436 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To address the aforementioned challenges, we introduce a novel Scene and Motion Conditional Diffusion model (SMCD), which innovates on top of a pretrained T2V diffusion model, typically based on a UNet or DiT architecture. To this foundation, we add two specialized modules designed to process conditional image and motion inputs separately. Specifically, the core of SMCD is a parallel video generation pipeline that predicts all video frames simultaneously. Drawing inspiration from [18], SMCD includes a motion integration module (MIM) that utilizes a gated self-attention layer within each UNet block to encode the box locations to the visual tokens. Additionally, SMCD adopts a dual image integration module (DIIM) comprising a zero-convolutional layer, as used in ControlNet [48], and a gated cross-attention layer. The zero-convolutional layer is incorporated with the image features to progressively modulate the video content, complemented by a gated cross-attention layer designed to balance the influence of the image condition across each UNet block. This dual approach allows SMCD to impose image conditions across the entire generation process, enhancing the coherence and consistency of the generated frames. Interestingly, we find that simultaneously training these two signal integration modules can lead to competitive interference, resulting in outputs of inferior quality. To mitigate this, we propose a two-stage training strategy. We first train the motion integration module and then, with this module frozen, proceed to train the dual image integration module. This sequential approach prevents the competition between signals, leading to the generation of cleaner and more focused videos.", + "bbox": [ + 212, + 441, + 785, + 773 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We summarize our contributions as follows: (i) We introduce a novel task in the realm of video generation, focused on conditioning the process with both imagery and motion, enhancing user interactivity and customization; (ii) We propose SMCD, which innovatively integrates diverse input signals to guide the", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 581, + 114, + 730, + 127 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "generation process; (iii) We demonstrate SMCD's ability to produce videos in which objects not only exhibit a predefined motion but do so in a manner that is semantically consistent with the provided image.", + "bbox": [ + 215, + 146, + 784, + 191 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 215, + 395, + 233 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Diffusion Models Diffusion Models, as introduced by [10] and inspired by nonequilibrium thermodynamics, are probabilistic frameworks capable of transforming data into Gaussian noise through a forward process and subsequently reverting Gaussian noise back to the data distribution in a reverse process. These models have demonstrated superior performance in content generation tasks, including text-to-image conversion [32], 3D object creation [30], and audio production [3]. The inherent iterative process of these models, which typically requires hundreds of steps to generate content, has seen significant efficiency improvements. [35] introduced the Denoising Diffusion Implicit Model (DDIM), which decreases the number of necessary steps for generating high-quality outputs. Further advancements such as the application of ordinary differential equation solvers [20, 23, 24], optimization of variance [1], reduction of exposure bias [15, 28, 29], and enhancements in noise scheduling [27] have all contributed to faster inference and enhanced generative performance.", + "bbox": [ + 215, + 248, + 784, + 460 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Video Generation with Diffusion Models The initial progress in generating videos with Diffusion Models can largely be credited to the pioneering work of [11], who introduced the concept of a 3D diffusion UNet. This was followed by an innovative approach by [9], which combined a cascading sampling framework with super-resolution techniques to produce high-quality videos. Further advancements were made with the introduction of a temporal attention mechanism [34], enhancing frame-by-frame coherence. Additionally, MagicVideo [50] and LVDM [8] integrated this mechanism into latent Diffusion Models for video generation. In our research, we employ the ModelScope text-to-video generation model [42] as our backbone.", + "bbox": [ + 215, + 483, + 784, + 635 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Customized Generation Customized generation, in contrast to general generation tasks, is more adept at aligning with user preferences. The majority of research focuses on customized image generation. This involves creating images based on various controls, including edges, depth, brain activity, etc., as demonstrated in studies by [18,36-38,48]. Additionally, there is a significant interest in subject personalized image generation, as explored by [6,33]. Recent studies, including [4, 49], have expanded the scope of conditional image generation models to include video generation, which is conditioned on various sequences like edges, depth, and segmentation. Concurrently, another body of research [2, 25, 41, 43] has been dedicated to developing video generation models that allow for motion control. Our work diverges significantly from these existing studies by introducing, for the first time, a model for scene, motion and text conditional video", + "bbox": [ + 215, + 657, + 784, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/9751163c9a29b04436f4aa600a40e6ce453e78adb49aa0657438648064534de3.jpg", + "image_caption": [ + "Fig. 2: Model Illustration: SMCD handles three control signals including images, bounding box sequences, and text. It builds on a pre-trained T2V model, enriched with an object-gated self-attention layer, image-gated cross-attention layer, and a zero initialized convolution layer. These enhancements allow it to adapt to bounding box and image conditions." + ], + "image_footnote": [], + "bbox": [ + 218, + 146, + 591, + 335 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/34c0feff099d832de1a74279e486922832baac1c446b75a16d8afbec1aeb7521.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 594, + 146, + 785, + 337 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "generation. Our model is unique in its ability to generate videos based on a combination of a user-provided image, a motion sequence, and a textual description. The image contributes detailed semantics; the motion sequence accurately describes object dynamics; and the text specifies the precise motion state. Utilizing these three control signals, our model is capable of producing videos that are more closely aligned with user preferences.", + "bbox": [ + 212, + 452, + 787, + 542 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 569, + 328, + 584 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Before we introduce our Scene and Motion Conditional Diffusion Model in section 3.3, we first give a precise definition of the task we are addressing in this work (section 3.1) and recap the working of the baseline model (section 3.2).", + "bbox": [ + 212, + 604, + 785, + 650 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Task Definition", + "text_level": 1, + "bbox": [ + 215, + 675, + 388, + 689 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this work, our goal is to transform still images into dynamic videos with customized object movements. Formally, given an image frame $v_{0}$ and a set of object trajectories $O = \\{o_{1}, o_{2}, \\dots, o_{N}\\}$ , where $o_{i} = \\{(b_{i,1}, b_{i,2}, \\dots, b_{i,F}), c_{i}\\}$ represents the trajectory and category of the $i$ -th object across $F$ frames, with $N$ representing the total number of objects. Here $b_{i,f}$ denotes the bounding box coordinates of the $i$ -th instance in $f$ -th frame, and $c_{i}$ is its textual label. Our objective is to generate a video sequence $V = \\{v_{1}, v_{2}, \\dots, v_{F}\\}$ , which should accurately reflect the motion as delineated by the object trajectories $O$ , while maintaining semantic integrity and the details of the given image condition $v_{0}$ .", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 581, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Base model", + "text_level": 1, + "bbox": [ + 215, + 146, + 357, + 159 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Image generation with Latent Diffusion Models Latent Diffusion Models (LDMs) [32] have demonstrated exceptional performance in generating images from text prompts. The forward training process for LDMs begins by encoding an image $x$ into a latent representation $z_0 = \\mathcal{E}(x)$ using a pretrained VAE encoder. This latent representation is progressively transformed into Gaussian noise through the process $z_t = \\sqrt{\\bar{\\alpha}_t} z_0 + \\sqrt{1 - \\bar{\\alpha}_t} \\epsilon$ , where $\\epsilon$ is noise sampled from a standard normal distribution ( $\\epsilon \\sim \\mathcal{N}(0,1)$ ), and $\\bar{\\alpha}_t$ represents a predetermined noise schedule. The training objective is to precisely predict the noise added at each timestep, with a loss function defined as $\\mathcal{L}^{simple} = \\mathbb{E}_{t,\\epsilon_t \\sim \\mathcal{N}(0,1)}[|\\epsilon_t - \\epsilon_\\theta(z_t,c)|_2^2]$ , where $t$ denotes the diffusion timestep, and $c$ is the conditioning text prompt. In the reverse generation phase, LDMs gradually reconstruct the image features in alignment with the text prompt from Gaussian noise. The denoised output is then passed through the VAE decoder to recreate the full-color image.", + "bbox": [ + 212, + 167, + 787, + 364 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Video generation with ModelScope Recent advancements have extended LDMs to video generation, applying a similar approach but with modifications to accommodate video inputs. Many of these developments build on the ModelScope [42] architecture, which utilizes a 3D diffusion UNet designed to process temporal information, as explained below.", + "bbox": [ + 212, + 383, + 785, + 458 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Given a video data sample $V$ , we follow the LDM [32] and leverage a pretrained VAE [14] to project each frame $v_{f}$ in video $V$ from pixel space to latent space: $x_{f} = \\mathcal{E}(v_{f})$ , where $x_{f} \\in \\mathbb{R}^{C \\times H \\times W}$ represents the latent representation of the $f$ -th frame, with $C, H, W$ indicating the channel, height, and width dimensions, respectively. The collective latent representations of the video frames are represented as $Z_{0} = \\{x_{1}, x_{2}, \\dots, x_{F}\\}$ , where $Z_{0} \\in \\mathbb{R}^{F \\times C \\times H \\times W}$ encapsulates the entire video's latent space. Further, the given image caption $c$ and the object labels $\\{c_{i}\\}$ are preprocessed using a pretrained CLIP textual encoder $f_{\\mathrm{text}}$ .", + "bbox": [ + 212, + 459, + 787, + 580 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The diffusion process gradually introduces Gaussian noise to the video features $Z_{0}$ , resulting in a series of noised video features $\\{Z_{t}\\}_{t = 1}^{T}$ . Video diffusion models (VDMs) are then tasked with reversing this process, aiming to recover the original video features $Z_{0}$ from the terminal Gaussian noise state $Z_{T}$ . For simplification, when discussing the denoising process, we will consider a single timestep $t$ as a representative example and momentarily disregard the timestep subscript for the noised video features $Z_{t}$ . Consequently, the input for a VDM is denoted as $Z\\in \\mathbb{R}^{F\\times C\\times H\\times W}$ .", + "bbox": [ + 212, + 580, + 787, + 700 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "A 3D diffusion UNet [42], recognized for its effectiveness in VDMs, consists of three critical components: a spatial attention layer, a text cross-attention layer, and a temporal attention layer. The process begins with a spatial-wise self-attention employed on the visual tokens within each frame to enhance the encoding of visual context:", + "bbox": [ + 212, + 700, + 787, + 777 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nz _ {f} = z _ {f} + \\operatorname {S e l f A t t n} \\left(z _ {f}\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 419, + 787, + 785, + 801 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $z_{f}\\in \\mathbb{R}^{C\\times H\\times W}$ represents the noised image features of the $f$ -th frame in $Z$ . Following this, a cross-attention layer integrates textual semantics from the", + "bbox": [ + 214, + 808, + 785, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "image caption for each frame:", + "bbox": [ + 215, + 146, + 433, + 161 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nz _ {f} = z _ {f} + \\operatorname {C r o s s A t t n} \\left(z _ {f}, f _ {\\text {t e x t}} (c)\\right) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 385, + 178, + 785, + 193 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Finally, the temporal attention layer consolidates context across different frames, ensuring coherent temporal progression throughout the video sequence:", + "bbox": [ + 214, + 205, + 784, + 237 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nZ = Z + \\operatorname {T e m p A t t n} (Z) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 419, + 253, + 785, + 268 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 SMCD", + "text_level": 1, + "bbox": [ + 215, + 295, + 318, + 309 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Our proposed model, the Scene and Motion Conditional Diffusion Model (SMCD), evolves from ModelScope [42] and extends it by incorporating both object trajectories and the initial image frame as pivotal conditional inputs. This advancement is facilitated through the introduction of two specialized modules: a motion integration module (MIM) and a dual image integration module (DIIM), as showcased in Fig 2. The motion integration module is designed to precisely capture and interpret the dynamic trajectories of objects, while the dual image integration module focuses on retaining the intricate semantic details inherent in the initial image frame. Together, these modules form a comprehensive system that adeptly marries dynamic motion information with static semantic imagery.", + "bbox": [ + 214, + 325, + 789, + 479 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Motion Integration Module Inspired by GLIGEN [18], we enhance SMCD by freezing the pretrained 3D diffusion UNet from ModelScope and introducing a motion integration module to encode object trajectories. Specifically, within each frame, we start by generating box location tokens $s_{i,f}$ through a multi-layer perceptron (MLP), which involves encoding the bounding box coordinates $b_{i,f}$ and their associated labels $c_i$ :", + "bbox": [ + 214, + 506, + 787, + 597 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\ns _ {i, f} = \\operatorname {M L P} \\left(\\text {F o u r i e r} \\left(b _ {i, f}\\right), f _ {\\text {t e x t}} \\left(c _ {i}\\right)\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 379, + 613, + 784, + 628 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "here Fourier embedding [39] is employed to process box coordinates $b_{i,f}$ and the object category label $c_i$ is preprocessed by the same pretrained CLIP textual encoder used for encoding the image caption.", + "bbox": [ + 212, + 642, + 785, + 686 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Subsequently, a gated self-attention layer is integrated in each UNet block, positioned between the spatial attention layer (Eq. 1) and the text cross-attention layer (Eq. 2). It enables the model to concentrate on the moving objects by performing self-attention over the concatenation of visual and location tokens:", + "bbox": [ + 214, + 688, + 785, + 750 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nz _ {f} = z _ {f} + \\tanh (\\gamma) \\cdot T S (\\text {S e l f A t t n} ([ z _ {f}, s _ {1, f}, \\dots , s _ {N, f} ])) \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 765, + 785, + 781 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathrm{TS}(\\cdot)$ is a token selection operation that filters for visual tokens, and $\\gamma$ is a trainable scalar. Initially set to zero, $\\gamma$ is tuned to calibrate the influence of location cues. For further details, we refer to [18].", + "bbox": [ + 214, + 794, + 787, + 842 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 581, + 114, + 730, + 127 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Dual Image Integration Module To enhance the video generation process with image conditions, we introduce a dual image integration module that enriches the video features with image context via zero-conv (ZC) and further enhances this through a gated cross-attention (GCA) mechanism.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Firstly, given the conditional image $v_{0}$ , a convolutional network is adopted to process its latent feature $x_{0} = \\mathcal{E}(v_{0})$ , with parameters initialized to zero. This is inspired by [48], which allows $x_{0}$ to gradually influence the video content as the model learns. The processed image feature is combined with the video features before they are input into the 3D UNet:", + "bbox": [ + 212, + 207, + 784, + 281 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nz _ {f} = z _ {f} + \\operatorname {Z e r o C o n v} \\left(x _ {0}\\right) \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 416, + 294, + 784, + 311 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Additionally a gated cross-attention is applied to further amplify the image condition's impact across each UNet block. Here, $x_0$ acts as both the key and value, with the video frame features $z_f$ serving as the query:", + "bbox": [ + 212, + 320, + 782, + 367 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {x} _ {0} = \\operatorname {R e s N e t} \\left(x _ {0}\\right); \\quad z _ {f} = z _ {f} + \\tanh (\\beta) \\cdot \\operatorname {C r o s s A t t n} \\left(q \\left(z _ {f}\\right), k \\left(\\hat {x} _ {0}\\right), v \\left(\\hat {x} _ {0}\\right)\\right) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 243, + 378, + 784, + 393 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where an extra ResNet layer adapts $x_0$ into the feature space $z_f$ , and $\\beta$ is a trainable scalar initialized as zero to control the influence of image signals.", + "bbox": [ + 214, + 404, + 784, + 434 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 Model Training", + "text_level": 1, + "bbox": [ + 214, + 455, + 390, + 470 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "SMCD is initialized from pretrained Modelscope. During model training, we freeze the spatial attention layers and text cross-attention layers to preserve the integrity of the model's initial capabilities, and train the remaining parts in a two-stage pipeline. In the first stage, the primary objective is to refine the model's proficiency in managing object locations within a single image. To achieve this, we train the motion integration module on image frames without considering any temporal information. In the second stage, we enhance the model with the capability to consider the image condition as well as temporal coherence. During this phase, we train the parameters of the dual image integration module along with the temporal attention layer of the 3D UNet. This training is conducted on the video dataset. For both stages, we adopt classifier-free guidance training. Specifically, in the first stage of training, box information was randomly omitted with a probability of $p_b$ . In the subsequent stage, both the image and box sequence were randomly excluded, with probabilities $p_i$ and $p_b$ , respectively. This strategy introduces an element of unpredictability that encourages the model to learn robust feature representations. Inspired by [10], we optimize the parameters $\\theta$ in SMCD with a similar training objective:", + "bbox": [ + 212, + 479, + 787, + 737 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathbb {E} _ {t, \\epsilon_ {t} \\sim \\mathcal {N} (0, 1)} [ | \\epsilon_ {t} - \\epsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) | _ {2} ^ {2} ] \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 364, + 748, + 784, + 766 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.5 Inference", + "text_level": 1, + "bbox": [ + 214, + 785, + 339, + 800 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In the inference stage, we sample a Gaussian noise $Z_{T}$ and run the denoising process to generate the clean video latent representation $Z_{0}$ . Following this, the", + "bbox": [ + 212, + 809, + 784, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 326, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "latent representation is transformed into an RGB video using the VAE decoder. Our model is designed to create videos based on three specific conditions: text prompt $c$ , the conditional image $v_{0}$ , and a sequence of box trajectories $O$ . To enhance its capability, we apply the classifier-free guidance approach during inference, which can be formulated as follows with a guidance scalar $\\alpha$ :", + "bbox": [ + 212, + 146, + 787, + 223 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {\\varepsilon} = \\varepsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) + \\alpha \\cdot \\left(\\varepsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) - \\varepsilon_ {\\theta} \\left(Z _ {t}, \\emptyset , v _ {0}, O\\right)\\right) \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 234, + 785, + 252 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 273, + 375, + 291 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 306, + 428, + 321 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Dataset Our research utilizes the publicly available GOT10K [12] and YTVIS 2021 [46] datasets, both of which feature sequences of object bounding box annotations. The GOT10K dataset is widely used in single object tracking research, comprising more than 10,000 video segments dedicated to tracking real-world moving objects. Conversely, the YTVIS2021 dataset is a foundational resource for video instance segmentation and multi-object tracking research. It contains 2,985 training videos annotated with high-quality bounding boxes across 40 semantic categories. We divided YTVIS into 2,852 train and 160 test videos, following the split in [46]. For GOT10K, we used the standard split, resulting in 9,335 train and 180 validation videos. Similar to the work of [16], we employ the LLaVA [19] model to generate captions for both datasets.", + "bbox": [ + 212, + 330, + 787, + 500 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Training details We adopt a two-stage training pipeline. In the first phase of training, we extract frames from the videos in GOT10K and YTVIS2021 datasets and create data samples composed of images along with object boxes. The model is trained for approximately 50k steps with a batch size of 32. In the second phase, we continue to fine-tune the model on the videos, extending the training for an additional 80k steps with a reduced batch size of 8. The probabilities for randomly excluding images and bounding boxes are set at $p_i = 0.25$ and $p_b = 0.1$ , respectively. We use AdamW optimizer [22] with a learning rate of $5e^{-5}$ . All our experiments are conducted using a single NVIDIA A100 GPU. Each experiment needs three days to finish training.", + "bbox": [ + 212, + 521, + 789, + 674 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Model details We generate videos with a resolution of $256^2$ pixels, producing $F = 8$ frames simultaneously. Given that the VAE encoder reduces the image resolution by a factor of 8, the width $W$ and height $H$ of the latent feature in our method are set to 32. For further information on the CLIP text encoder, VAE models, and the 3D diffusion UNet, please refer to ModelScope [42].", + "bbox": [ + 212, + 695, + 787, + 773 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Evaluation Metrics In our analysis, we evaluate SMCD on the validation sets of the GOT10K and YTVIS2021 datasets. Following the previous work, we use FVD [40] to evaluate video quality. Additionally, we leverage the pretrained", + "bbox": [ + 212, + 794, + 787, + 842 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 581, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/6235ecac3cc25bd50a28c4b69e74b0c557d3d82ebbf811defd056dfa88949eaa.jpg", + "table_caption": [ + "Table 1: Comparison with current methods on the validation split of GOT10K." + ], + "table_footnote": [], + "table_body": "
MethodsFVD(↓)FFF_DINO(↑)SR50(↑)
MS [42]6350.68-
TrackDiff [45]563-0.783
SMCD3350.850.783
", + "bbox": [ + 348, + 170, + 651, + 231 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "CLIP model [31] to compute the CLIP text-image similarity score (CLIP-SIM) for individual frames in each video. To evaluate the First Frame Fidelity (FFF), a metric that measures the similarity between the condition frame and the synthesized videos, we employ the DINO [47] visual encoders to extract the visual feature of the given image and of the generated video frames. We then compute the cosine similarity between them to obtain the DINO First Frame Fidelity Score $(\\mathrm{FFF}_{DINO})$ . Regarding the grounding accuracy, which assesses whether the object in the generated video adheres to the specified bounding box sequence, we utilize metrics that are widely used in the context of object tracking [26, 44], including the Area Overlap (AO) and Success Rate (SR). This process involves employing a pretrained object tracking model, for which we use ARTrack [44].", + "bbox": [ + 212, + 257, + 787, + 426 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Image integration strategies In this work we adhere to the principles of the original ModelScope and GLIGEN, which introduce text and bounding box conditioning through cross-attention and gated self-attention layers, respectively. Our focus is to explore different ways of integrating the condition of the image condition without compromising the effectiveness of the other conditions. We compare with three alternative approaches for integrating the image conditions, including (i) Processing the conditional image through a zero-convolution layer (ZC) and combining it with the noisy latent before inputting to a 3D diffusion UNet, as illustrated in Eq. 6; (ii) Using a similar architecture as ControlNet (CtrlNet) [48], with a UNet encoder to process the image condition and then inject this information into the corresponding blocks of the UNet decoder; and (iii) incorporating the image feature into the 3D diffusion UNet via a newly proposed gated cross-attention layer (GCA), as described in Eq. 7. A detailed analysis of these approaches is provided in the following section.", + "bbox": [ + 212, + 446, + 787, + 657 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Quantitative Results", + "text_level": 1, + "bbox": [ + 215, + 679, + 433, + 695 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Comparison with current methods To the best of our understanding, our model represents the pioneering effort in enabling video generation based on a combination of image, text, and object motions. Given the absence of prior work that integrates these three signals for video generation, we have opted to benchmark our approach against various methods that incorporate these control signals in distinct manners.", + "bbox": [ + 212, + 703, + 787, + 794 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Due to computing limitations, we selected the standard text-to-video model, ModelScope (MS), and TrackDiff, which generates videos based on text and object trajectories, for our benchmarking. Our evaluations are conducted on the", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/21d363135c4b225fd9cce78eda1470aba305965224c330b0d593030be2705d99.jpg", + "table_caption": [ + "Table 2: Comparison between different image integration strategies on video quality, the results are reported on the validation splits of GOT10K and YTVIS2021." + ], + "table_footnote": [], + "table_body": "
MethodsGOT10KYTVIS2021
CLIP-SIM↑FFFDINO↑FVD↓CLIP-SIM↑FFFDINO↑FVD↓
GT-video29.1640.963-31.4910.950-
ZC28.6640.85141130.9310.849413
CtrlNet28.5750.84338731.0800.851368
GCA30.7570.73144232.2740.798498
ZC+CtrlNet28.2320.85242130.7440.847439
ZC+GCA(SMCD)29.1610.85133530.7670.850329
", + "bbox": [ + 215, + 183, + 785, + 321 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/b0d434da785b12189359909c1c1acad53bc4fae12bb8fb9c84ba530a3214b3e5.jpg", + "table_caption": [ + "Table 3: Comparison between different image integration strategies on grounding accuracy." + ], + "table_footnote": [], + "table_body": "
MethodsGOT10KYTVIS2021
SR50↑SR75↑AO↑SR50↑SR75↑AO↑
GT-video0.8100.7640.8190.7030.6240.744
ZC0.7310.6600.7850.6570.5550.716
GCA0.7020.6360.7770.6440.5830.726
CtrlNet0.7450.7020.7980.6660.5920.732
ZC+CtrlNet0.7880.7240.6790.6660.5690.727
ZC+GCA (SMCD)0.7800.7280.6730.6460.5930.744
", + "bbox": [ + 215, + 375, + 785, + 496 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "validation set of GOT10K. As demonstrated in Table 1, SMCD markedly surpasses both referenced methods in FVD, highlighting the benefits of integrating image conditions. Furthermore, SMCD not only significantly improves upon MS in terms of $\\mathrm{FFF}_{DINO}$ scores but also achieves results on $\\mathrm{SR}_{50}$ that are on par with those of TrackDiff. This underscores our model's robust ability to effectively incorporate multiple input modalities.", + "bbox": [ + 212, + 523, + 782, + 614 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Image integration strategies In this section, we study the performance of different image integration strategies described above, including ZC, CtrlNet and GCA, as well as their combinations. It is worth noting that SMCD adopts the combination of ZC and GCA.", + "bbox": [ + 212, + 637, + 784, + 696 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In Table 2, we present the evaluation metrics assessing video quality across the validation splits of GOT10K and YTVIS2021 datasets. Notably, the scores for CLIP-SIM and $\\mathrm{FFF}_{DINO}$ are consistently high across the various methods evaluated, nearing or even surpassing those of the ground-truth videos (GT-video) $^3$ . However, the FVD scores exhibit significant discrepancies, underlining notable differences in video quality among the various approaches. Furthermore,", + "bbox": [ + 212, + 698, + 784, + 789 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 581, + 114, + 730, + 127 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_footnote", + "text": "3 GT-video serves as a reference rather than the upper bound for these metrics. Since CLIP-SIM evaluates the semantic similarities between texts and videos, achieving a higher score than GT videos is possible.", + "bbox": [ + 217, + 796, + 784, + 839 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/3a2c1ff313ea0a6cdce9620898a3d35b62639deabc554025a0333499b3320450.jpg", + "table_caption": [ + "Table 4: Ablation on the impact of each component in SMCD on GOT10K val. set." + ], + "table_footnote": [], + "table_body": "
MethodsTxtImgBoxFVD(↓)CLIP-SIM(↑)FFF_DINO(↑)SR50(↑)
MS✓--63529.100.68-
MS+MIM✓-✓42528.010.710.62
MS+DIIM✓✓-38828.910.840.57
SMCD✓✓✓33529.160.850.78
", + "bbox": [ + 267, + 171, + 730, + 258 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 3 introduces the evaluation metrics for grounding accuracy. This assessment aims to determine the compatibility of these methods with the pretrained motion integration module, evaluating their effectiveness in accurately generating objects with location guidance.", + "bbox": [ + 212, + 284, + 782, + 345 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Interestingly, employing a single CtrlNet module yields better FVD compared to both ZC and GCA individually. However, when ZC is combined with CtrlNet, the performance on FVD deteriorates for both datasets. This decline could be attributed to the methodological overlap where ZC and CtrlNet: both enhance image conditions through zero-convolutional layers and feature addition. Specifically, ZC integrates the conditional image with a noised image for the encoder, while CtrlNet introduces the encoded clean image to the decoder. This dual approach to processing the conditional image might lead to conflicts, adversely affecting the outcome.", + "bbox": [ + 212, + 345, + 784, + 479 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Conversely, integrating ZC and GCA within SMCD framework leads to significant enhancements. It achieves the best results in video quality and secures superior outcomes in grounding accuracy, which is even close to that of ground-truth videos. This synergy, driven by a flexible gate function that modulates the intensity of image signals, ensures that these two components work in harmony, resulting in a performance that surpasses that of other strategies explored.", + "bbox": [ + 212, + 479, + 784, + 571 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablative Studies", + "text_level": 1, + "bbox": [ + 215, + 590, + 398, + 604 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In this section, we delve into the significance of each component within the SMCD framework, where we incrementally introduce the motion integration module (MIM) and the dual image integration module (DIIM) to the foundational MS model. The performance enhancements brought about by these additions are detailed in Table 4.", + "bbox": [ + 212, + 613, + 784, + 686 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Integrating MIM alone was observed to detrimentally affect the FVD and CLIP-SIM scores. This decline can be attributed to the motion control counteracting MS's original generative intent, compelling the model to localize objects in specific regions, as evidenced by Fig. 3. Furthermore, incorporating DIIM alone leads to significant improvements in video quality including FVD and $\\mathrm{FFF}_{DINO}$ . Interestingly, it yields reasonable grounding metrics, attributable to the conditional image furnishing a prior for object locations. However, in the absence of motion guidance, these metrics remain on the lower side. The combination of both modules within SMCD leads to optimal outcomes, significantly boosting both semantic consistency and motion control.", + "bbox": [ + 212, + 688, + 785, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/7d7e5c99a10d2fd3206137db050ae0966a0ab7f106cc298a65f9d9664d7a9a0b.jpg", + "image_caption": [ + "Fig. 3: Qualitative comparison of videos generated by different models. The given caption is: A hippopotamus that is walking. Our dual image integration module, labeled ZC+GCA, excels in maintaining the complex semantics of the initial frame while precisely conforming to the motion dynamics defined by the sequence of provided bounding boxes. Additionally, it ensures the retention of high video quality." + ], + "image_footnote": [], + "bbox": [ + 225, + 155, + 787, + 743 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 583, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.4 Qualitative Results", + "text_level": 1, + "bbox": [ + 215, + 146, + 419, + 161 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We present some qualitative results for an intuitive comparison between different methods. As shown in Figure 3, the inputs are the conditional image, the moving trajectory, and the text prompt \"A hippopotamus that is walking\". The ModelScope model (MS) generates a video aligned with the text but without considering any motion or image conditions. Equipped with MIM, it can generate a hippopotamus in the corresponding region but in a different scene. Various image integration methods enable models to replicate the condition image's frames closely. However, the GCA focuses on high-level semantic similarities, missing finer details. CtrlNet induces rapid movements, exemplified by a hippopotamus's head shifting swiftly from right to left. The ZC method effectively maintains semantic integrity and adheres to the motion trajectory but falls short in preserving subject consistency, as illustrated by the color change of the small hippopotamus, which turns white in the final frame. Similar to the ZC, the combination of ZC and CtrlNet generates a video that accurately captures the given conditions, but fails at keeping background consistency. Finally, our SMCD method $(\\mathrm{ZC} + \\mathrm{GCA})$ generates a video that not only meets the specified conditions but also maintains consistency across frames. For more qualitative results, we refer to supplemental material.", + "bbox": [ + 212, + 174, + 787, + 446 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 472, + 357, + 488 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this study, we propose augmenting a text-to-video generation model with additional control signals, thereby generating videos that better align with human intentions. To this end, we investigate various methods for incorporating diverse control signals into the diffusion UNet framework and introduce the SMCD (Scene and Motion Conditional Diffusion Model). At the heart of our design are the MIM (Motion Integration Module) and DIIM (Dual Image Integration Module) modules, which are meticulously crafted to seamlessly integrate image and bounding box sequences, into the diffusion U-Net. Experimental results indicate that our method effectively integrates control signals into a diffusion UNet, generating high-quality videos that align closely with the provided control signals.", + "bbox": [ + 212, + 507, + 787, + 657 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitation and Future Works While our method successfully generates high-quality videos that meet three specified conditions, we find that relying solely on box sequence conditions is insufficient for controlling object dynamics, as similar changes can result from camera movement. For comprehensive control, incorporating camera constraints is crucial, which we plan to explore in future research. Additionally, we have observed that some videos exhibit shaking, likely due to significant camera movement in the training data and a reduced frame rate during training. Potential solutions include training with a higher sampling rate and incorporating camera pose to distinguish between camera and object movements, which will be considered in future research. Lastly, using the pretrained ModelScope model as our backbone inherits its constraints, including difficulties in generating high-quality videos of humans.", + "bbox": [ + 212, + 659, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is funded by the European Research Council under the European Union's Horizon 2020 research and innovation program (projects CALCULUS, H2020-ERC-2017-ADG 788506 and KeepOnLearning, H2020-ERC-2021-ADG 101021347) and the Flanders AI Research Program. We also acknowledge the valuable discussion with Pengxiang Li.", + "bbox": [ + 212, + 180, + 787, + 256 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 282, + 321, + 297 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bao, F., Li, C., Zhu, J., Zhang, B.: Analytic-dpm: an analytic estimate of the optimal reverse variance in diffusion probabilistic models (2022)", + "2. Chen, C., Shu, J., Chen, L., He, G., Wang, C., Li, Y.: Motion-zero: Zero-shot moving object control framework for diffusion-based video generation. arXiv preprint arXiv:2401.10150 (2024)", + "3. Chen, N., Zhang, Y., Zen, H., Weiss, R.J., Norouzi, M., Chan, W.: Wavegrad: Estimating gradients for waveform generation. arXiv preprint arXiv:2009.00713 (2020)", + "4. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 22500-22510 (2023)" + ], + "bbox": [ + 217, + 146, + 785, + 839 + ], + "page_idx": 15 + }, + { + "type": "page_number", + "text": "16", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 15 + }, + { + "type": "header", + "text": "Li et al.", + "bbox": [ + 271, + 114, + 325, + 126 + ], + "page_idx": 15 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "34. Singer, U., Polyak, A., Hayes, T., Yin, X., An, J., Zhang, S., Hu, Q., Yang, H., Ashual, O., Gafni, O., et al.: Make-a-video: Text-to-video generation without text-video data. arXiv preprint arXiv:2209.14792 (2022)", + "35. Song, J., Meng, C., Ermon, S.: Denoising diffusion implicit models. arXiv:2010.02502 (October 2020), https://arxiv.org/abs/2010.02502", + "36. 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Zhou, D., Wang, W., Yan, H., Lv, W., Zhu, Y., Feng, J.: Magicvideo: Efficient video generation with latent diffusion models. arXiv preprint arXiv:2211.11018 (2022)" + ], + "bbox": [ + 212, + 146, + 787, + 756 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Animate Your Motion", + "bbox": [ + 581, + 114, + 730, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_model.json b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_model.json new file mode 100644 index 0000000000000000000000000000000000000000..f2901642fbdf8030ed0a245bec557a650651328d --- /dev/null +++ b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_model.json @@ -0,0 +1,2291 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.225, + 0.141, + 0.78, + 0.187 + ], + "angle": 0, + "content": "Animate Your Motion: Turning Still Images into Dynamic Videos" + }, + { + "type": "text", + "bbox": [ + 0.233, + 0.212, + 0.772, + 0.229 + ], + "angle": 0, + "content": "Mingxiao Li\\*1, Bo Wan\\*2, Marie-Francine Moens1, and Tinne Tuytelaars2" + }, + { + "type": "text", + "bbox": [ + 0.34, + 0.24, + 0.663, + 0.268 + ], + "angle": 0, + "content": "1 Department of Computer Science, KU Leuven {mingxiao.li, sien.moens}@kuleuven.be" + }, + { + "type": "text", + "bbox": [ + 0.327, + 0.268, + 0.676, + 0.296 + ], + "angle": 0, + "content": "\\(^{2}\\) Department of Electrical Engineering, KU Leuven {bo.wan,Tinne.Tuytelaars}@esat.kuleuven.be" + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.334, + 0.403, + 0.406 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.254, + 0.408, + 0.351, + 0.416 + ], + "angle": 0, + "content": "A fireboat that is running." + }, + { + "type": "image", + "bbox": [ + 0.412, + 0.334, + 0.501, + 0.404 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.507, + 0.335, + 0.597, + 0.404 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.335, + 0.69, + 0.405 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.696, + 0.335, + 0.786, + 0.405 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.42, + 0.402, + 0.491 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.225, + 0.496, + 0.381, + 0.505 + ], + "angle": 0, + "content": "A white car with a smoke coming out of it." + }, + { + "type": "image", + "bbox": [ + 0.412, + 0.42, + 0.502, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.42, + 0.597, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.42, + 0.691, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.697, + 0.42, + 0.785, + 0.49 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.509, + 0.402, + 0.58 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.229, + 0.584, + 0.382, + 0.593 + ], + "angle": 0, + "content": "two figure skaters are performing on the ice" + }, + { + "type": "image", + "bbox": [ + 0.412, + 0.509, + 0.503, + 0.579 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.509, + 0.597, + 0.579 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.509, + 0.69, + 0.579 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.696, + 0.509, + 0.785, + 0.579 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.608, + 0.788, + 0.664 + ], + "angle": 0, + "content": "Fig.1: Scene motion customized video generation results of our proposed model. Our model accepts an initial frame image, a sequence of bounding boxes, and text as inputs to generate the desired videos that comply with the given constraints. The red arrows in the image indicate the moving directions of the objects." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.719, + 0.745, + 0.817 + ], + "angle": 0, + "content": "Abstract. In recent years, diffusion models have made remarkable strides in text-to-video generation, sparking a quest for enhanced control over video outputs to more accurately reflect user intentions. Traditional efforts predominantly focus on employing either semantic cues, like images or depth maps, or motion-based conditions, like moving sketches or object bounding boxes. Semantic inputs offer a rich scene context but lack detailed motion specificity; conversely, motion inputs provide" + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.825, + 0.704, + 0.841 + ], + "angle": 0, + "content": "* Equal Contribution. Project page: https://mingxiao-li.github.io/smcd/" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.148, + 0.744, + 0.3 + ], + "angle": 0, + "content": "precise trajectory information but miss the broader semantic narrative. For the first time, we integrate both semantic and motion cues within a diffusion model for video generation, as demonstrated in Fig. 1. To this end, we introduce the Scene and Motion Conditional Diffusion (SMCD), a novel methodology for managing multimodal inputs. It incorporates a recognized motion conditioning module [18] and investigates various approaches to integrate scene conditions, promoting synergy between different modalities. For model training, we separate the conditions for the two modalities, introducing a two-stage training pipeline. Experimental results demonstrate that our design significantly enhances video quality, motion precision, and semantic coherence." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.314, + 0.714, + 0.328 + ], + "angle": 0, + "content": "Keywords: Video Generation \\(\\cdot\\) Motion Control \\(\\cdot\\) Diffusion Models" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.355, + 0.376, + 0.371 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.387, + 0.788, + 0.522 + ], + "angle": 0, + "content": "Diffusion models have ushered in a new era of high-quality text-to-image (T2I) generation, providing a robust and scalable framework for training. These models, celebrated for their ability to generate detailed and coherent images from textual descriptions, have significantly advanced the field of generative models. Inspired by the success in T2I generation, researchers have begun to explore the extension of these models' capabilities to video content. This has led to the development of innovative approaches in text-to-video (T2V) generation [34,42,50] and editing [5,13,17], which promise to revolutionize how dynamic visual content is created and manipulated." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Among the groundbreaking contributions to this field, one particularly notable work is Sora [21], which leverages the diffusion transformer structure. This structure is renowned for its exceptional scalability across diverse domains, enabling it to generate up to a minute of high-fidelity video. Despite these advances, T2V generation is confronted with a fundamental challenge: the output space for videos is exponentially larger than that for images, making accurate generation more complex. This complexity necessitates additional constraints to ensure that the generated content aligns more closely with user expectations. Addressing this challenge, recent studies have introduced various forms of conditional inputs to refine video generation. These enhancements include semantic conditions, such as incorporating static images [7] and depth information [43], as well as motion-based conditions, like moving sketches and object bounding boxes [45], to guide the generation process more effectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "While the aforementioned studies have made significant strides in enhancing T2V generation, they predominantly focus on leveraging either semantic or motion conditions in isolation. This singular approach misses the opportunity to combine the strength of both semantic and motion cues for a more controlled and customized video generation. Recognizing this gap, our work introduces an innovative framework that integrates both semantic imagery and motion trajectories as inputs. As illustrated in Fig. 1, our objective is to generate videos where objects not only exhibit motion but do so in a manner that is semantically" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.583, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.222 + ], + "angle": 0, + "content": "consistent with the provided image. To our knowledge, this represents the first attempt to synergize control signals from these two distinct domains, thereby offering a novel way to animate static images with custom motions. This dual-input approach promises a stronger regularization for video generation, opening new avenues for creating highly customized and dynamic visual content." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.228, + 0.785, + 0.438 + ], + "angle": 0, + "content": "In this task, we start with an image containing multiple objects and their movement trajectories, each depicted as a sequence of bounding boxes and its semantic category. Our goal is to generate the subsequent video frames that align with these trajectories, thereby animating the image in a way that is both flexible and interactive. Despite the compelling nature of our objective, we encounter several practical challenges. Firstly, integrating diverse signals as conditional inputs into video generation is a complex task that requires careful consideration of various strategies. We delve into this issue in our ablation studies, where we explore and compare different methods of signal integration. Second, ensuring consistency between the moving objects and the static background across frames is challenging but crucial for realism. Lastly, given that these signals originate from fundamentally different domains, finding a balance that accommodates their respective requirements without compromising the overall quality of the generated video is a delicate task." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.443, + 0.787, + 0.775 + ], + "angle": 0, + "content": "To address the aforementioned challenges, we introduce a novel Scene and Motion Conditional Diffusion model (SMCD), which innovates on top of a pretrained T2V diffusion model, typically based on a UNet or DiT architecture. To this foundation, we add two specialized modules designed to process conditional image and motion inputs separately. Specifically, the core of SMCD is a parallel video generation pipeline that predicts all video frames simultaneously. Drawing inspiration from [18], SMCD includes a motion integration module (MIM) that utilizes a gated self-attention layer within each UNet block to encode the box locations to the visual tokens. Additionally, SMCD adopts a dual image integration module (DIIM) comprising a zero-convolutional layer, as used in ControlNet [48], and a gated cross-attention layer. The zero-convolutional layer is incorporated with the image features to progressively modulate the video content, complemented by a gated cross-attention layer designed to balance the influence of the image condition across each UNet block. This dual approach allows SMCD to impose image conditions across the entire generation process, enhancing the coherence and consistency of the generated frames. Interestingly, we find that simultaneously training these two signal integration modules can lead to competitive interference, resulting in outputs of inferior quality. To mitigate this, we propose a two-stage training strategy. We first train the motion integration module and then, with this module frozen, proceed to train the dual image integration module. This sequential approach prevents the competition between signals, leading to the generation of cleaner and more focused videos." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We summarize our contributions as follows: (i) We introduce a novel task in the realm of video generation, focused on conditioning the process with both imagery and motion, enhancing user interactivity and customization; (ii) We propose SMCD, which innovatively integrates diverse input signals to guide the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.193 + ], + "angle": 0, + "content": "generation process; (iii) We demonstrate SMCD's ability to produce videos in which objects not only exhibit a predefined motion but do so in a manner that is semantically consistent with the provided image." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.217, + 0.396, + 0.234 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.249, + 0.785, + 0.461 + ], + "angle": 0, + "content": "Diffusion Models Diffusion Models, as introduced by [10] and inspired by nonequilibrium thermodynamics, are probabilistic frameworks capable of transforming data into Gaussian noise through a forward process and subsequently reverting Gaussian noise back to the data distribution in a reverse process. These models have demonstrated superior performance in content generation tasks, including text-to-image conversion [32], 3D object creation [30], and audio production [3]. The inherent iterative process of these models, which typically requires hundreds of steps to generate content, has seen significant efficiency improvements. [35] introduced the Denoising Diffusion Implicit Model (DDIM), which decreases the number of necessary steps for generating high-quality outputs. Further advancements such as the application of ordinary differential equation solvers [20, 23, 24], optimization of variance [1], reduction of exposure bias [15, 28, 29], and enhancements in noise scheduling [27] have all contributed to faster inference and enhanced generative performance." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.484, + 0.785, + 0.636 + ], + "angle": 0, + "content": "Video Generation with Diffusion Models The initial progress in generating videos with Diffusion Models can largely be credited to the pioneering work of [11], who introduced the concept of a 3D diffusion UNet. This was followed by an innovative approach by [9], which combined a cascading sampling framework with super-resolution techniques to produce high-quality videos. Further advancements were made with the introduction of a temporal attention mechanism [34], enhancing frame-by-frame coherence. Additionally, MagicVideo [50] and LVDM [8] integrated this mechanism into latent Diffusion Models for video generation. In our research, we employ the ModelScope text-to-video generation model [42] as our backbone." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.659, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Customized Generation Customized generation, in contrast to general generation tasks, is more adept at aligning with user preferences. The majority of research focuses on customized image generation. This involves creating images based on various controls, including edges, depth, brain activity, etc., as demonstrated in studies by [18,36-38,48]. Additionally, there is a significant interest in subject personalized image generation, as explored by [6,33]. Recent studies, including [4, 49], have expanded the scope of conditional image generation models to include video generation, which is conditioned on various sequences like edges, depth, and segmentation. Concurrently, another body of research [2, 25, 41, 43] has been dedicated to developing video generation models that allow for motion control. Our work diverges significantly from these existing studies by introducing, for the first time, a model for scene, motion and text conditional video" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.583, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.147, + 0.593, + 0.337 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.595, + 0.147, + 0.787, + 0.338 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.351, + 0.788, + 0.421 + ], + "angle": 0, + "content": "Fig. 2: Model Illustration: SMCD handles three control signals including images, bounding box sequences, and text. It builds on a pre-trained T2V model, enriched with an object-gated self-attention layer, image-gated cross-attention layer, and a zero initialized convolution layer. These enhancements allow it to adapt to bounding box and image conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.453, + 0.788, + 0.543 + ], + "angle": 0, + "content": "generation. Our model is unique in its ability to generate videos based on a combination of a user-provided image, a motion sequence, and a textual description. The image contributes detailed semantics; the motion sequence accurately describes object dynamics; and the text specifies the precise motion state. Utilizing these three control signals, our model is capable of producing videos that are more closely aligned with user preferences." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.57, + 0.33, + 0.585 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.605, + 0.787, + 0.651 + ], + "angle": 0, + "content": "Before we introduce our Scene and Motion Conditional Diffusion Model in section 3.3, we first give a precise definition of the task we are addressing in this work (section 3.1) and recap the working of the baseline model (section 3.2)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.676, + 0.389, + 0.69 + ], + "angle": 0, + "content": "3.1 Task Definition" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In this work, our goal is to transform still images into dynamic videos with customized object movements. Formally, given an image frame \\( v_{0} \\) and a set of object trajectories \\( O = \\{o_{1}, o_{2}, \\dots, o_{N}\\} \\), where \\( o_{i} = \\{(b_{i,1}, b_{i,2}, \\dots, b_{i,F}), c_{i}\\} \\) represents the trajectory and category of the \\( i \\)-th object across \\( F \\) frames, with \\( N \\) representing the total number of objects. Here \\( b_{i,f} \\) denotes the bounding box coordinates of the \\( i \\)-th instance in \\( f \\)-th frame, and \\( c_{i} \\) is its textual label. Our objective is to generate a video sequence \\( V = \\{v_{1}, v_{2}, \\dots, v_{F}\\} \\), which should accurately reflect the motion as delineated by the object trajectories \\( O \\), while maintaining semantic integrity and the details of the given image condition \\( v_{0} \\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.358, + 0.16 + ], + "angle": 0, + "content": "3.2 Base model" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.169, + 0.788, + 0.366 + ], + "angle": 0, + "content": "Image generation with Latent Diffusion Models Latent Diffusion Models (LDMs) [32] have demonstrated exceptional performance in generating images from text prompts. The forward training process for LDMs begins by encoding an image \\( x \\) into a latent representation \\( z_0 = \\mathcal{E}(x) \\) using a pretrained VAE encoder. This latent representation is progressively transformed into Gaussian noise through the process \\( z_t = \\sqrt{\\bar{\\alpha}_t} z_0 + \\sqrt{1 - \\bar{\\alpha}_t} \\epsilon \\), where \\( \\epsilon \\) is noise sampled from a standard normal distribution (\\( \\epsilon \\sim \\mathcal{N}(0,1) \\)), and \\( \\bar{\\alpha}_t \\) represents a predetermined noise schedule. The training objective is to precisely predict the noise added at each timestep, with a loss function defined as \\( \\mathcal{L}^{simple} = \\mathbb{E}_{t,\\epsilon_t \\sim \\mathcal{N}(0,1)}[|\\epsilon_t - \\epsilon_\\theta(z_t,c)|_2^2] \\), where \\( t \\) denotes the diffusion timestep, and \\( c \\) is the conditioning text prompt. In the reverse generation phase, LDMs gradually reconstruct the image features in alignment with the text prompt from Gaussian noise. The denoised output is then passed through the VAE decoder to recreate the full-color image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.385, + 0.787, + 0.459 + ], + "angle": 0, + "content": "Video generation with ModelScope Recent advancements have extended LDMs to video generation, applying a similar approach but with modifications to accommodate video inputs. Many of these developments build on the ModelScope [42] architecture, which utilizes a 3D diffusion UNet designed to process temporal information, as explained below." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.46, + 0.788, + 0.581 + ], + "angle": 0, + "content": "Given a video data sample \\(V\\), we follow the LDM [32] and leverage a pretrained VAE [14] to project each frame \\(v_{f}\\) in video \\(V\\) from pixel space to latent space: \\(x_{f} = \\mathcal{E}(v_{f})\\), where \\(x_{f} \\in \\mathbb{R}^{C \\times H \\times W}\\) represents the latent representation of the \\(f\\)-th frame, with \\(C, H, W\\) indicating the channel, height, and width dimensions, respectively. The collective latent representations of the video frames are represented as \\(Z_{0} = \\{x_{1}, x_{2}, \\dots, x_{F}\\}\\), where \\(Z_{0} \\in \\mathbb{R}^{F \\times C \\times H \\times W}\\) encapsulates the entire video's latent space. Further, the given image caption \\(c\\) and the object labels \\(\\{c_{i}\\}\\) are preprocessed using a pretrained CLIP textual encoder \\(f_{\\mathrm{text}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.582, + 0.788, + 0.701 + ], + "angle": 0, + "content": "The diffusion process gradually introduces Gaussian noise to the video features \\( Z_{0} \\), resulting in a series of noised video features \\( \\{Z_{t}\\}_{t = 1}^{T} \\). Video diffusion models (VDMs) are then tasked with reversing this process, aiming to recover the original video features \\( Z_{0} \\) from the terminal Gaussian noise state \\( Z_{T} \\). For simplification, when discussing the denoising process, we will consider a single timestep \\( t \\) as a representative example and momentarily disregard the timestep subscript for the noised video features \\( Z_{t} \\). Consequently, the input for a VDM is denoted as \\( Z\\in \\mathbb{R}^{F\\times C\\times H\\times W} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.702, + 0.788, + 0.778 + ], + "angle": 0, + "content": "A 3D diffusion UNet [42], recognized for its effectiveness in VDMs, consists of three critical components: a spatial attention layer, a text cross-attention layer, and a temporal attention layer. The process begins with a spatial-wise self-attention employed on the visual tokens within each frame to enhance the encoding of visual context:" + }, + { + "type": "equation", + "bbox": [ + 0.421, + 0.788, + 0.786, + 0.803 + ], + "angle": 0, + "content": "\\[\nz _ {f} = z _ {f} + \\operatorname {S e l f A t t n} \\left(z _ {f}\\right) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.809, + 0.787, + 0.84 + ], + "angle": 0, + "content": "where \\(z_{f}\\in \\mathbb{R}^{C\\times H\\times W}\\) represents the noised image features of the \\(f\\)-th frame in \\(Z\\). Following this, a cross-attention layer integrates textual semantics from the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.583, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.434, + 0.162 + ], + "angle": 0, + "content": "image caption for each frame:" + }, + { + "type": "equation", + "bbox": [ + 0.386, + 0.179, + 0.786, + 0.194 + ], + "angle": 0, + "content": "\\[\nz _ {f} = z _ {f} + \\operatorname {C r o s s A t t n} \\left(z _ {f}, f _ {\\text {t e x t}} (c)\\right) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.207, + 0.785, + 0.238 + ], + "angle": 0, + "content": "Finally, the temporal attention layer consolidates context across different frames, ensuring coherent temporal progression throughout the video sequence:" + }, + { + "type": "equation", + "bbox": [ + 0.42, + 0.254, + 0.786, + 0.269 + ], + "angle": 0, + "content": "\\[\nZ = Z + \\operatorname {T e m p A t t n} (Z) \\tag {3}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.296, + 0.32, + 0.31 + ], + "angle": 0, + "content": "3.3 SMCD" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.327, + 0.79, + 0.48 + ], + "angle": 0, + "content": "Our proposed model, the Scene and Motion Conditional Diffusion Model (SMCD), evolves from ModelScope [42] and extends it by incorporating both object trajectories and the initial image frame as pivotal conditional inputs. This advancement is facilitated through the introduction of two specialized modules: a motion integration module (MIM) and a dual image integration module (DIIM), as showcased in Fig 2. The motion integration module is designed to precisely capture and interpret the dynamic trajectories of objects, while the dual image integration module focuses on retaining the intricate semantic details inherent in the initial image frame. Together, these modules form a comprehensive system that adeptly marries dynamic motion information with static semantic imagery." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.507, + 0.788, + 0.598 + ], + "angle": 0, + "content": "Motion Integration Module Inspired by GLIGEN [18], we enhance SMCD by freezing the pretrained 3D diffusion UNet from ModelScope and introducing a motion integration module to encode object trajectories. Specifically, within each frame, we start by generating box location tokens \\( s_{i,f} \\) through a multi-layer perceptron (MLP), which involves encoding the bounding box coordinates \\( b_{i,f} \\) and their associated labels \\( c_i \\):" + }, + { + "type": "equation", + "bbox": [ + 0.38, + 0.614, + 0.785, + 0.629 + ], + "angle": 0, + "content": "\\[\ns _ {i, f} = \\operatorname {M L P} \\left(\\text {F o u r i e r} \\left(b _ {i, f}\\right), f _ {\\text {t e x t}} \\left(c _ {i}\\right)\\right) \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.787, + 0.688 + ], + "angle": 0, + "content": "here Fourier embedding [39] is employed to process box coordinates \\( b_{i,f} \\) and the object category label \\( c_i \\) is preprocessed by the same pretrained CLIP textual encoder used for encoding the image caption." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.689, + 0.787, + 0.751 + ], + "angle": 0, + "content": "Subsequently, a gated self-attention layer is integrated in each UNet block, positioned between the spatial attention layer (Eq. 1) and the text cross-attention layer (Eq. 2). It enables the model to concentrate on the moving objects by performing self-attention over the concatenation of visual and location tokens:" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.766, + 0.786, + 0.782 + ], + "angle": 0, + "content": "\\[\nz _ {f} = z _ {f} + \\tanh (\\gamma) \\cdot T S (\\text {S e l f A t t n} ([ z _ {f}, s _ {1, f}, \\dots , s _ {N, f} ])) \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "where \\(\\mathrm{TS}(\\cdot)\\) is a token selection operation that filters for visual tokens, and \\(\\gamma\\) is a trainable scalar. Initially set to zero, \\(\\gamma\\) is tuned to calibrate the influence of location cues. For further details, we refer to [18]." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.327, + 0.128 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "Dual Image Integration Module To enhance the video generation process with image conditions, we introduce a dual image integration module that enriches the video features with image context via zero-conv (ZC) and further enhances this through a gated cross-attention (GCA) mechanism." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.282 + ], + "angle": 0, + "content": "Firstly, given the conditional image \\( v_{0} \\), a convolutional network is adopted to process its latent feature \\( x_{0} = \\mathcal{E}(v_{0}) \\), with parameters initialized to zero. This is inspired by [48], which allows \\( x_{0} \\) to gradually influence the video content as the model learns. The processed image feature is combined with the video features before they are input into the 3D UNet:" + }, + { + "type": "equation", + "bbox": [ + 0.417, + 0.295, + 0.785, + 0.312 + ], + "angle": 0, + "content": "\\[\nz _ {f} = z _ {f} + \\operatorname {Z e r o C o n v} \\left(x _ {0}\\right) \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.321, + 0.784, + 0.368 + ], + "angle": 0, + "content": "Additionally a gated cross-attention is applied to further amplify the image condition's impact across each UNet block. Here, \\( x_0 \\) acts as both the key and value, with the video frame features \\( z_f \\) serving as the query:" + }, + { + "type": "equation", + "bbox": [ + 0.244, + 0.379, + 0.785, + 0.394 + ], + "angle": 0, + "content": "\\[\n\\hat {x} _ {0} = \\operatorname {R e s N e t} \\left(x _ {0}\\right); \\quad z _ {f} = z _ {f} + \\tanh (\\beta) \\cdot \\operatorname {C r o s s A t t n} \\left(q \\left(z _ {f}\\right), k \\left(\\hat {x} _ {0}\\right), v \\left(\\hat {x} _ {0}\\right)\\right) \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.405, + 0.785, + 0.435 + ], + "angle": 0, + "content": "where an extra ResNet layer adapts \\( x_0 \\) into the feature space \\( z_f \\), and \\( \\beta \\) is a trainable scalar initialized as zero to control the influence of image signals." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.456, + 0.391, + 0.472 + ], + "angle": 0, + "content": "3.4 Model Training" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.481, + 0.788, + 0.738 + ], + "angle": 0, + "content": "SMCD is initialized from pretrained Modelscope. During model training, we freeze the spatial attention layers and text cross-attention layers to preserve the integrity of the model's initial capabilities, and train the remaining parts in a two-stage pipeline. In the first stage, the primary objective is to refine the model's proficiency in managing object locations within a single image. To achieve this, we train the motion integration module on image frames without considering any temporal information. In the second stage, we enhance the model with the capability to consider the image condition as well as temporal coherence. During this phase, we train the parameters of the dual image integration module along with the temporal attention layer of the 3D UNet. This training is conducted on the video dataset. For both stages, we adopt classifier-free guidance training. Specifically, in the first stage of training, box information was randomly omitted with a probability of \\( p_b \\). In the subsequent stage, both the image and box sequence were randomly excluded, with probabilities \\( p_i \\) and \\( p_b \\), respectively. This strategy introduces an element of unpredictability that encourages the model to learn robust feature representations. Inspired by [10], we optimize the parameters \\( \\theta \\) in SMCD with a similar training objective:" + }, + { + "type": "equation", + "bbox": [ + 0.366, + 0.749, + 0.785, + 0.767 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathbb {E} _ {t, \\epsilon_ {t} \\sim \\mathcal {N} (0, 1)} [ | \\epsilon_ {t} - \\epsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) | _ {2} ^ {2} ] \\tag {8}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.786, + 0.341, + 0.801 + ], + "angle": 0, + "content": "3.5 Inference" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.841 + ], + "angle": 0, + "content": "In the inference stage, we sample a Gaussian noise \\( Z_{T} \\) and run the denoising process to generate the clean video latent representation \\( Z_{0} \\). Following this, the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.583, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "latent representation is transformed into an RGB video using the VAE decoder. Our model is designed to create videos based on three specific conditions: text prompt \\( c \\), the conditional image \\( v_{0} \\), and a sequence of box trajectories \\( O \\). To enhance its capability, we apply the classifier-free guidance approach during inference, which can be formulated as follows with a guidance scalar \\( \\alpha \\):" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.236, + 0.786, + 0.253 + ], + "angle": 0, + "content": "\\[\n\\hat {\\varepsilon} = \\varepsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) + \\alpha \\cdot \\left(\\varepsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) - \\varepsilon_ {\\theta} \\left(Z _ {t}, \\emptyset , v _ {0}, O\\right)\\right) \\tag {9}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.275, + 0.377, + 0.292 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.307, + 0.429, + 0.323 + ], + "angle": 0, + "content": "4.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.332, + 0.789, + 0.501 + ], + "angle": 0, + "content": "Dataset Our research utilizes the publicly available GOT10K [12] and YTVIS 2021 [46] datasets, both of which feature sequences of object bounding box annotations. The GOT10K dataset is widely used in single object tracking research, comprising more than 10,000 video segments dedicated to tracking real-world moving objects. Conversely, the YTVIS2021 dataset is a foundational resource for video instance segmentation and multi-object tracking research. It contains 2,985 training videos annotated with high-quality bounding boxes across 40 semantic categories. We divided YTVIS into 2,852 train and 160 test videos, following the split in [46]. For GOT10K, we used the standard split, resulting in 9,335 train and 180 validation videos. Similar to the work of [16], we employ the LLaVA [19] model to generate captions for both datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.79, + 0.675 + ], + "angle": 0, + "content": "Training details We adopt a two-stage training pipeline. In the first phase of training, we extract frames from the videos in GOT10K and YTVIS2021 datasets and create data samples composed of images along with object boxes. The model is trained for approximately 50k steps with a batch size of 32. In the second phase, we continue to fine-tune the model on the videos, extending the training for an additional 80k steps with a reduced batch size of 8. The probabilities for randomly excluding images and bounding boxes are set at \\( p_i = 0.25 \\) and \\( p_b = 0.1 \\), respectively. We use AdamW optimizer [22] with a learning rate of \\( 5e^{-5} \\). All our experiments are conducted using a single NVIDIA A100 GPU. Each experiment needs three days to finish training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.696, + 0.789, + 0.775 + ], + "angle": 0, + "content": "Model details We generate videos with a resolution of \\(256^2\\) pixels, producing \\(F = 8\\) frames simultaneously. Given that the VAE encoder reduces the image resolution by a factor of 8, the width \\(W\\) and height \\(H\\) of the latent feature in our method are set to 32. For further information on the CLIP text encoder, VAE models, and the 3D diffusion UNet, please refer to ModelScope [42]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Evaluation Metrics In our analysis, we evaluate SMCD on the validation sets of the GOT10K and YTVIS2021 datasets. Following the previous work, we use FVD [40] to evaluate video quality. Additionally, we leverage the pretrained" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.234, + 0.145, + 0.768, + 0.16 + ], + "angle": 0, + "content": "Table 1: Comparison with current methods on the validation split of GOT10K." + }, + { + "type": "table", + "bbox": [ + 0.349, + 0.171, + 0.652, + 0.232 + ], + "angle": 0, + "content": "
MethodsFVD(↓)FFF_DINO(↑)SR50(↑)
MS [42]6350.68-
TrackDiff [45]563-0.783
SMCD3350.850.783
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.258, + 0.788, + 0.427 + ], + "angle": 0, + "content": "CLIP model [31] to compute the CLIP text-image similarity score (CLIP-SIM) for individual frames in each video. To evaluate the First Frame Fidelity (FFF), a metric that measures the similarity between the condition frame and the synthesized videos, we employ the DINO [47] visual encoders to extract the visual feature of the given image and of the generated video frames. We then compute the cosine similarity between them to obtain the DINO First Frame Fidelity Score \\((\\mathrm{FFF}_{DINO})\\). Regarding the grounding accuracy, which assesses whether the object in the generated video adheres to the specified bounding box sequence, we utilize metrics that are widely used in the context of object tracking [26, 44], including the Area Overlap (AO) and Success Rate (SR). This process involves employing a pretrained object tracking model, for which we use ARTrack [44]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.789, + 0.659 + ], + "angle": 0, + "content": "Image integration strategies In this work we adhere to the principles of the original ModelScope and GLIGEN, which introduce text and bounding box conditioning through cross-attention and gated self-attention layers, respectively. Our focus is to explore different ways of integrating the condition of the image condition without compromising the effectiveness of the other conditions. We compare with three alternative approaches for integrating the image conditions, including (i) Processing the conditional image through a zero-convolution layer (ZC) and combining it with the noisy latent before inputting to a 3D diffusion UNet, as illustrated in Eq. 6; (ii) Using a similar architecture as ControlNet (CtrlNet) [48], with a UNet encoder to process the image condition and then inject this information into the corresponding blocks of the UNet decoder; and (iii) incorporating the image feature into the 3D diffusion UNet via a newly proposed gated cross-attention layer (GCA), as described in Eq. 7. A detailed analysis of these approaches is provided in the following section." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.68, + 0.434, + 0.696 + ], + "angle": 0, + "content": "4.2 Quantitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.795 + ], + "angle": 0, + "content": "Comparison with current methods To the best of our understanding, our model represents the pioneering effort in enabling video generation based on a combination of image, text, and object motions. Given the absence of prior work that integrates these three signals for video generation, we have opted to benchmark our approach against various methods that incorporate these control signals in distinct manners." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Due to computing limitations, we selected the standard text-to-video model, ModelScope (MS), and TrackDiff, which generates videos based on text and object trajectories, for our benchmarking. Our evaluations are conducted on the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.583, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.784, + 0.174 + ], + "angle": 0, + "content": "Table 2: Comparison between different image integration strategies on video quality, the results are reported on the validation splits of GOT10K and YTVIS2021." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.184, + 0.787, + 0.322 + ], + "angle": 0, + "content": "
MethodsGOT10KYTVIS2021
CLIP-SIM↑FFFDINO↑FVD↓CLIP-SIM↑FFFDINO↑FVD↓
GT-video29.1640.963-31.4910.950-
ZC28.6640.85141130.9310.849413
CtrlNet28.5750.84338731.0800.851368
GCA30.7570.73144232.2740.798498
ZC+CtrlNet28.2320.85242130.7440.847439
ZC+GCA(SMCD)29.1610.85133530.7670.850329
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.335, + 0.784, + 0.362 + ], + "angle": 0, + "content": "Table 3: Comparison between different image integration strategies on grounding accuracy." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.375, + 0.787, + 0.497 + ], + "angle": 0, + "content": "
MethodsGOT10KYTVIS2021
SR50↑SR75↑AO↑SR50↑SR75↑AO↑
GT-video0.8100.7640.8190.7030.6240.744
ZC0.7310.6600.7850.6570.5550.716
GCA0.7020.6360.7770.6440.5830.726
CtrlNet0.7450.7020.7980.6660.5920.732
ZC+CtrlNet0.7880.7240.6790.6660.5690.727
ZC+GCA (SMCD)0.7800.7280.6730.6460.5930.744
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.525, + 0.784, + 0.616 + ], + "angle": 0, + "content": "validation set of GOT10K. As demonstrated in Table 1, SMCD markedly surpasses both referenced methods in FVD, highlighting the benefits of integrating image conditions. Furthermore, SMCD not only significantly improves upon MS in terms of \\(\\mathrm{FFF}_{DINO}\\) scores but also achieves results on \\(\\mathrm{SR}_{50}\\) that are on par with those of TrackDiff. This underscores our model's robust ability to effectively incorporate multiple input modalities." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.638, + 0.785, + 0.698 + ], + "angle": 0, + "content": "Image integration strategies In this section, we study the performance of different image integration strategies described above, including ZC, CtrlNet and GCA, as well as their combinations. It is worth noting that SMCD adopts the combination of ZC and GCA." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.699, + 0.785, + 0.79 + ], + "angle": 0, + "content": "In Table 2, we present the evaluation metrics assessing video quality across the validation splits of GOT10K and YTVIS2021 datasets. Notably, the scores for CLIP-SIM and \\(\\mathrm{FFF}_{DINO}\\) are consistently high across the various methods evaluated, nearing or even surpassing those of the ground-truth videos (GT-video)\\(^3\\). However, the FVD scores exhibit significant discrepancies, underlining notable differences in video quality among the various approaches. Furthermore," + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.797, + 0.785, + 0.84 + ], + "angle": 0, + "content": "3 GT-video serves as a reference rather than the upper bound for these metrics. Since CLIP-SIM evaluates the semantic similarities between texts and videos, achieving a higher score than GT videos is possible." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.22, + 0.145, + 0.782, + 0.159 + ], + "angle": 0, + "content": "Table 4: Ablation on the impact of each component in SMCD on GOT10K val. set." + }, + { + "type": "table", + "bbox": [ + 0.268, + 0.172, + 0.732, + 0.26 + ], + "angle": 0, + "content": "
MethodsTxtImgBoxFVD(↓)CLIP-SIM(↑)FFF_DINO(↑)SR50(↑)
MS✓--63529.100.68-
MS+MIM✓-✓42528.010.710.62
MS+DIIM✓✓-38828.910.840.57
SMCD✓✓✓33529.160.850.78
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.285, + 0.784, + 0.346 + ], + "angle": 0, + "content": "Table 3 introduces the evaluation metrics for grounding accuracy. This assessment aims to determine the compatibility of these methods with the pretrained motion integration module, evaluating their effectiveness in accurately generating objects with location guidance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.346, + 0.785, + 0.48 + ], + "angle": 0, + "content": "Interestingly, employing a single CtrlNet module yields better FVD compared to both ZC and GCA individually. However, when ZC is combined with CtrlNet, the performance on FVD deteriorates for both datasets. This decline could be attributed to the methodological overlap where ZC and CtrlNet: both enhance image conditions through zero-convolutional layers and feature addition. Specifically, ZC integrates the conditional image with a noised image for the encoder, while CtrlNet introduces the encoded clean image to the decoder. This dual approach to processing the conditional image might lead to conflicts, adversely affecting the outcome." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.481, + 0.785, + 0.572 + ], + "angle": 0, + "content": "Conversely, integrating ZC and GCA within SMCD framework leads to significant enhancements. It achieves the best results in video quality and secures superior outcomes in grounding accuracy, which is even close to that of ground-truth videos. This synergy, driven by a flexible gate function that modulates the intensity of image signals, ensures that these two components work in harmony, resulting in a performance that surpasses that of other strategies explored." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.591, + 0.4, + 0.606 + ], + "angle": 0, + "content": "4.3 Ablative Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.785, + 0.688 + ], + "angle": 0, + "content": "In this section, we delve into the significance of each component within the SMCD framework, where we incrementally introduce the motion integration module (MIM) and the dual image integration module (DIIM) to the foundational MS model. The performance enhancements brought about by these additions are detailed in Table 4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Integrating MIM alone was observed to detrimentally affect the FVD and CLIP-SIM scores. This decline can be attributed to the motion control counteracting MS's original generative intent, compelling the model to localize objects in specific regions, as evidenced by Fig. 3. Furthermore, incorporating DIIM alone leads to significant improvements in video quality including FVD and \\(\\mathrm{FFF}_{DINO}\\). Interestingly, it yields reasonable grounding metrics, attributable to the conditional image furnishing a prior for object locations. However, in the absence of motion guidance, these metrics remain on the lower side. The combination of both modules within SMCD leads to optimal outcomes, significantly boosting both semantic consistency and motion control." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.584, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.156, + 0.788, + 0.744 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.753, + 0.788, + 0.825 + ], + "angle": 0, + "content": "Fig. 3: Qualitative comparison of videos generated by different models. The given caption is: A hippopotamus that is walking. Our dual image integration module, labeled ZC+GCA, excels in maintaining the complex semantics of the initial frame while precisely conforming to the motion dynamics defined by the sequence of provided bounding boxes. Additionally, it ensures the retention of high video quality." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.326, + 0.127 + ], + "angle": 0, + "content": "Li et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.147, + 0.421, + 0.162 + ], + "angle": 0, + "content": "4.4 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.175, + 0.788, + 0.448 + ], + "angle": 0, + "content": "We present some qualitative results for an intuitive comparison between different methods. As shown in Figure 3, the inputs are the conditional image, the moving trajectory, and the text prompt \"A hippopotamus that is walking\". The ModelScope model (MS) generates a video aligned with the text but without considering any motion or image conditions. Equipped with MIM, it can generate a hippopotamus in the corresponding region but in a different scene. Various image integration methods enable models to replicate the condition image's frames closely. However, the GCA focuses on high-level semantic similarities, missing finer details. CtrlNet induces rapid movements, exemplified by a hippopotamus's head shifting swiftly from right to left. The ZC method effectively maintains semantic integrity and adheres to the motion trajectory but falls short in preserving subject consistency, as illustrated by the color change of the small hippopotamus, which turns white in the final frame. Similar to the ZC, the combination of ZC and CtrlNet generates a video that accurately captures the given conditions, but fails at keeping background consistency. Finally, our SMCD method \\((\\mathrm{ZC} + \\mathrm{GCA})\\) generates a video that not only meets the specified conditions but also maintains consistency across frames. For more qualitative results, we refer to supplemental material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.473, + 0.359, + 0.489 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.788, + 0.658 + ], + "angle": 0, + "content": "In this study, we propose augmenting a text-to-video generation model with additional control signals, thereby generating videos that better align with human intentions. To this end, we investigate various methods for incorporating diverse control signals into the diffusion UNet framework and introduce the SMCD (Scene and Motion Conditional Diffusion Model). At the heart of our design are the MIM (Motion Integration Module) and DIIM (Dual Image Integration Module) modules, which are meticulously crafted to seamlessly integrate image and bounding box sequences, into the diffusion U-Net. Experimental results indicate that our method effectively integrates control signals into a diffusion UNet, generating high-quality videos that align closely with the provided control signals." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Limitation and Future Works While our method successfully generates high-quality videos that meet three specified conditions, we find that relying solely on box sequence conditions is insufficient for controlling object dynamics, as similar changes can result from camera movement. For comprehensive control, incorporating camera constraints is crucial, which we plan to explore in future research. Additionally, we have observed that some videos exhibit shaking, likely due to significant camera movement in the training data and a reduced frame rate during training. Potential solutions include training with a higher sampling rate and incorporating camera pose to distinguish between camera and object movements, which will be considered in future research. Lastly, using the pretrained ModelScope model as our backbone inherits its constraints, including difficulties in generating high-quality videos of humans." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.583, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Animate Your Motion" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.181, + 0.788, + 0.257 + ], + "angle": 0, + "content": "This work is funded by the European Research Council under the European Union's Horizon 2020 research and innovation program (projects CALCULUS, H2020-ERC-2017-ADG 788506 and KeepOnLearning, H2020-ERC-2021-ADG 101021347) and the Flanders AI Research Program. 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Zhou, D., Wang, W., Yan, H., Lv, W., Zhu, Y., Feng, J.: Magicvideo: Efficient video generation with latent diffusion models. arXiv preprint arXiv:2211.11018 (2022)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.757 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_origin.pdf b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..20279e521b385693a4bbb36c7516303f1e28a850 --- /dev/null +++ b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/bf4fe259-0d5f-4bef-a746-4642efa30d51_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:07d1233b23c4315f9c94ab53862940c612eb804c66a1375137e59acc9fa2ef21 +size 48129505 diff --git a/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/full.md b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/full.md new file mode 100644 index 0000000000000000000000000000000000000000..385cfaab19a859bdf8a8f75313cafced32784201 --- /dev/null +++ b/2024/Animate Your Motion_ Turning Still Images into Dynamic Videos/full.md @@ -0,0 +1,300 @@ +# Animate Your Motion: Turning Still Images into Dynamic Videos + +Mingxiao Li\*1, Bo Wan\*2, Marie-Francine Moens1, and Tinne Tuytelaars2 + +1 Department of Computer Science, KU Leuven {mingxiao.li, sien.moens}@kuleuven.be + +$^{2}$ Department of Electrical Engineering, KU Leuven {bo.wan,Tinne.Tuytelaars}@esat.kuleuven.be + +![](images/f05e6bf5535124e682fd6ca2041b649955fc714b2815733e5c052d6f1b3a6b2d.jpg) +A fireboat that is running. + +![](images/8e509661f1a410016caf6d29ecb1294441c11a9f3f3b7d85b47315c8e039e62f.jpg) + +![](images/b91de18a4d1d3b2fb70459c067eb8e5a312558d2177126b388517908e54c2063.jpg) + +![](images/339ab64604ff116fd6ff549fe9142b603034503da010e9dad526e9e38acc8272.jpg) + +![](images/26dda11b5f09dad1b0d9e5c789d088a758aee4d08c8ba31b9392c4ed8f84ad49.jpg) + +![](images/b8abd1b76b31b0ae023aad122e666b9edf06906f68c29125e3b559b3c10a0ff8.jpg) +A white car with a smoke coming out of it. + +![](images/c58bb817162512b5bd2eb24b2650e57ce2696b3fe610134475eb7e8307966ad3.jpg) + +![](images/78ca1be879e5d49075ffb525952f8e993e2cb5372b81778a7b4c9f01c109259e.jpg) + +![](images/7775c6f67b8115913aa3a5d8f414c1effa5097abcfb324ad4c79c28186df0dfb.jpg) + +![](images/799c6d2c0ff27c995170c9353cb8944e01f82a74e8047c1644581e07c532b2f1.jpg) + +![](images/f9800885dd298adebc3ac303ba2cb2b63260372113747879961f790513110670.jpg) +two figure skaters are performing on the ice + +![](images/c2c550756ae2f450cec6d6aa1a9500d951696ce96075ecb2735a5a8752f90dcf.jpg) +Fig.1: Scene motion customized video generation results of our proposed model. Our model accepts an initial frame image, a sequence of bounding boxes, and text as inputs to generate the desired videos that comply with the given constraints. The red arrows in the image indicate the moving directions of the objects. + +![](images/aa328745e06a41c317fdd0ae7b2b40d20a6606fabc63bae4ca2acd4c0113b0d0.jpg) + +![](images/8475e61143cf5e33ff47359239e3e907ff16ce1e57f2343999a3ee76d33123aa.jpg) + +![](images/bb3dc42d49f888ad65b4db8c2dfb96bda0ae0b7118764cbb4a030afcbe995e11.jpg) + +Abstract. In recent years, diffusion models have made remarkable strides in text-to-video generation, sparking a quest for enhanced control over video outputs to more accurately reflect user intentions. Traditional efforts predominantly focus on employing either semantic cues, like images or depth maps, or motion-based conditions, like moving sketches or object bounding boxes. Semantic inputs offer a rich scene context but lack detailed motion specificity; conversely, motion inputs provide + +precise trajectory information but miss the broader semantic narrative. For the first time, we integrate both semantic and motion cues within a diffusion model for video generation, as demonstrated in Fig. 1. To this end, we introduce the Scene and Motion Conditional Diffusion (SMCD), a novel methodology for managing multimodal inputs. It incorporates a recognized motion conditioning module [18] and investigates various approaches to integrate scene conditions, promoting synergy between different modalities. For model training, we separate the conditions for the two modalities, introducing a two-stage training pipeline. Experimental results demonstrate that our design significantly enhances video quality, motion precision, and semantic coherence. + +Keywords: Video Generation $\cdot$ Motion Control $\cdot$ Diffusion Models + +# 1 Introduction + +Diffusion models have ushered in a new era of high-quality text-to-image (T2I) generation, providing a robust and scalable framework for training. These models, celebrated for their ability to generate detailed and coherent images from textual descriptions, have significantly advanced the field of generative models. Inspired by the success in T2I generation, researchers have begun to explore the extension of these models' capabilities to video content. This has led to the development of innovative approaches in text-to-video (T2V) generation [34,42,50] and editing [5,13,17], which promise to revolutionize how dynamic visual content is created and manipulated. + +Among the groundbreaking contributions to this field, one particularly notable work is Sora [21], which leverages the diffusion transformer structure. This structure is renowned for its exceptional scalability across diverse domains, enabling it to generate up to a minute of high-fidelity video. Despite these advances, T2V generation is confronted with a fundamental challenge: the output space for videos is exponentially larger than that for images, making accurate generation more complex. This complexity necessitates additional constraints to ensure that the generated content aligns more closely with user expectations. Addressing this challenge, recent studies have introduced various forms of conditional inputs to refine video generation. These enhancements include semantic conditions, such as incorporating static images [7] and depth information [43], as well as motion-based conditions, like moving sketches and object bounding boxes [45], to guide the generation process more effectively. + +While the aforementioned studies have made significant strides in enhancing T2V generation, they predominantly focus on leveraging either semantic or motion conditions in isolation. This singular approach misses the opportunity to combine the strength of both semantic and motion cues for a more controlled and customized video generation. Recognizing this gap, our work introduces an innovative framework that integrates both semantic imagery and motion trajectories as inputs. As illustrated in Fig. 1, our objective is to generate videos where objects not only exhibit motion but do so in a manner that is semantically + +consistent with the provided image. To our knowledge, this represents the first attempt to synergize control signals from these two distinct domains, thereby offering a novel way to animate static images with custom motions. This dual-input approach promises a stronger regularization for video generation, opening new avenues for creating highly customized and dynamic visual content. + +In this task, we start with an image containing multiple objects and their movement trajectories, each depicted as a sequence of bounding boxes and its semantic category. Our goal is to generate the subsequent video frames that align with these trajectories, thereby animating the image in a way that is both flexible and interactive. Despite the compelling nature of our objective, we encounter several practical challenges. Firstly, integrating diverse signals as conditional inputs into video generation is a complex task that requires careful consideration of various strategies. We delve into this issue in our ablation studies, where we explore and compare different methods of signal integration. Second, ensuring consistency between the moving objects and the static background across frames is challenging but crucial for realism. Lastly, given that these signals originate from fundamentally different domains, finding a balance that accommodates their respective requirements without compromising the overall quality of the generated video is a delicate task. + +To address the aforementioned challenges, we introduce a novel Scene and Motion Conditional Diffusion model (SMCD), which innovates on top of a pretrained T2V diffusion model, typically based on a UNet or DiT architecture. To this foundation, we add two specialized modules designed to process conditional image and motion inputs separately. Specifically, the core of SMCD is a parallel video generation pipeline that predicts all video frames simultaneously. Drawing inspiration from [18], SMCD includes a motion integration module (MIM) that utilizes a gated self-attention layer within each UNet block to encode the box locations to the visual tokens. Additionally, SMCD adopts a dual image integration module (DIIM) comprising a zero-convolutional layer, as used in ControlNet [48], and a gated cross-attention layer. The zero-convolutional layer is incorporated with the image features to progressively modulate the video content, complemented by a gated cross-attention layer designed to balance the influence of the image condition across each UNet block. This dual approach allows SMCD to impose image conditions across the entire generation process, enhancing the coherence and consistency of the generated frames. Interestingly, we find that simultaneously training these two signal integration modules can lead to competitive interference, resulting in outputs of inferior quality. To mitigate this, we propose a two-stage training strategy. We first train the motion integration module and then, with this module frozen, proceed to train the dual image integration module. This sequential approach prevents the competition between signals, leading to the generation of cleaner and more focused videos. + +We summarize our contributions as follows: (i) We introduce a novel task in the realm of video generation, focused on conditioning the process with both imagery and motion, enhancing user interactivity and customization; (ii) We propose SMCD, which innovatively integrates diverse input signals to guide the + +generation process; (iii) We demonstrate SMCD's ability to produce videos in which objects not only exhibit a predefined motion but do so in a manner that is semantically consistent with the provided image. + +# 2 Related Works + +Diffusion Models Diffusion Models, as introduced by [10] and inspired by nonequilibrium thermodynamics, are probabilistic frameworks capable of transforming data into Gaussian noise through a forward process and subsequently reverting Gaussian noise back to the data distribution in a reverse process. These models have demonstrated superior performance in content generation tasks, including text-to-image conversion [32], 3D object creation [30], and audio production [3]. The inherent iterative process of these models, which typically requires hundreds of steps to generate content, has seen significant efficiency improvements. [35] introduced the Denoising Diffusion Implicit Model (DDIM), which decreases the number of necessary steps for generating high-quality outputs. Further advancements such as the application of ordinary differential equation solvers [20, 23, 24], optimization of variance [1], reduction of exposure bias [15, 28, 29], and enhancements in noise scheduling [27] have all contributed to faster inference and enhanced generative performance. + +Video Generation with Diffusion Models The initial progress in generating videos with Diffusion Models can largely be credited to the pioneering work of [11], who introduced the concept of a 3D diffusion UNet. This was followed by an innovative approach by [9], which combined a cascading sampling framework with super-resolution techniques to produce high-quality videos. Further advancements were made with the introduction of a temporal attention mechanism [34], enhancing frame-by-frame coherence. Additionally, MagicVideo [50] and LVDM [8] integrated this mechanism into latent Diffusion Models for video generation. In our research, we employ the ModelScope text-to-video generation model [42] as our backbone. + +Customized Generation Customized generation, in contrast to general generation tasks, is more adept at aligning with user preferences. The majority of research focuses on customized image generation. This involves creating images based on various controls, including edges, depth, brain activity, etc., as demonstrated in studies by [18,36-38,48]. Additionally, there is a significant interest in subject personalized image generation, as explored by [6,33]. Recent studies, including [4, 49], have expanded the scope of conditional image generation models to include video generation, which is conditioned on various sequences like edges, depth, and segmentation. Concurrently, another body of research [2, 25, 41, 43] has been dedicated to developing video generation models that allow for motion control. Our work diverges significantly from these existing studies by introducing, for the first time, a model for scene, motion and text conditional video + +![](images/9751163c9a29b04436f4aa600a40e6ce453e78adb49aa0657438648064534de3.jpg) +Fig. 2: Model Illustration: SMCD handles three control signals including images, bounding box sequences, and text. It builds on a pre-trained T2V model, enriched with an object-gated self-attention layer, image-gated cross-attention layer, and a zero initialized convolution layer. These enhancements allow it to adapt to bounding box and image conditions. + +![](images/34c0feff099d832de1a74279e486922832baac1c446b75a16d8afbec1aeb7521.jpg) + +generation. Our model is unique in its ability to generate videos based on a combination of a user-provided image, a motion sequence, and a textual description. The image contributes detailed semantics; the motion sequence accurately describes object dynamics; and the text specifies the precise motion state. Utilizing these three control signals, our model is capable of producing videos that are more closely aligned with user preferences. + +# 3 Method + +Before we introduce our Scene and Motion Conditional Diffusion Model in section 3.3, we first give a precise definition of the task we are addressing in this work (section 3.1) and recap the working of the baseline model (section 3.2). + +# 3.1 Task Definition + +In this work, our goal is to transform still images into dynamic videos with customized object movements. Formally, given an image frame $v_{0}$ and a set of object trajectories $O = \{o_{1}, o_{2}, \dots, o_{N}\}$ , where $o_{i} = \{(b_{i,1}, b_{i,2}, \dots, b_{i,F}), c_{i}\}$ represents the trajectory and category of the $i$ -th object across $F$ frames, with $N$ representing the total number of objects. Here $b_{i,f}$ denotes the bounding box coordinates of the $i$ -th instance in $f$ -th frame, and $c_{i}$ is its textual label. Our objective is to generate a video sequence $V = \{v_{1}, v_{2}, \dots, v_{F}\}$ , which should accurately reflect the motion as delineated by the object trajectories $O$ , while maintaining semantic integrity and the details of the given image condition $v_{0}$ . + +# 3.2 Base model + +Image generation with Latent Diffusion Models Latent Diffusion Models (LDMs) [32] have demonstrated exceptional performance in generating images from text prompts. The forward training process for LDMs begins by encoding an image $x$ into a latent representation $z_0 = \mathcal{E}(x)$ using a pretrained VAE encoder. This latent representation is progressively transformed into Gaussian noise through the process $z_t = \sqrt{\bar{\alpha}_t} z_0 + \sqrt{1 - \bar{\alpha}_t} \epsilon$ , where $\epsilon$ is noise sampled from a standard normal distribution ( $\epsilon \sim \mathcal{N}(0,1)$ ), and $\bar{\alpha}_t$ represents a predetermined noise schedule. The training objective is to precisely predict the noise added at each timestep, with a loss function defined as $\mathcal{L}^{simple} = \mathbb{E}_{t,\epsilon_t \sim \mathcal{N}(0,1)}[|\epsilon_t - \epsilon_\theta(z_t,c)|_2^2]$ , where $t$ denotes the diffusion timestep, and $c$ is the conditioning text prompt. In the reverse generation phase, LDMs gradually reconstruct the image features in alignment with the text prompt from Gaussian noise. The denoised output is then passed through the VAE decoder to recreate the full-color image. + +Video generation with ModelScope Recent advancements have extended LDMs to video generation, applying a similar approach but with modifications to accommodate video inputs. Many of these developments build on the ModelScope [42] architecture, which utilizes a 3D diffusion UNet designed to process temporal information, as explained below. + +Given a video data sample $V$ , we follow the LDM [32] and leverage a pretrained VAE [14] to project each frame $v_{f}$ in video $V$ from pixel space to latent space: $x_{f} = \mathcal{E}(v_{f})$ , where $x_{f} \in \mathbb{R}^{C \times H \times W}$ represents the latent representation of the $f$ -th frame, with $C, H, W$ indicating the channel, height, and width dimensions, respectively. The collective latent representations of the video frames are represented as $Z_{0} = \{x_{1}, x_{2}, \dots, x_{F}\}$ , where $Z_{0} \in \mathbb{R}^{F \times C \times H \times W}$ encapsulates the entire video's latent space. Further, the given image caption $c$ and the object labels $\{c_{i}\}$ are preprocessed using a pretrained CLIP textual encoder $f_{\mathrm{text}}$ . + +The diffusion process gradually introduces Gaussian noise to the video features $Z_{0}$ , resulting in a series of noised video features $\{Z_{t}\}_{t = 1}^{T}$ . Video diffusion models (VDMs) are then tasked with reversing this process, aiming to recover the original video features $Z_{0}$ from the terminal Gaussian noise state $Z_{T}$ . For simplification, when discussing the denoising process, we will consider a single timestep $t$ as a representative example and momentarily disregard the timestep subscript for the noised video features $Z_{t}$ . Consequently, the input for a VDM is denoted as $Z\in \mathbb{R}^{F\times C\times H\times W}$ . + +A 3D diffusion UNet [42], recognized for its effectiveness in VDMs, consists of three critical components: a spatial attention layer, a text cross-attention layer, and a temporal attention layer. The process begins with a spatial-wise self-attention employed on the visual tokens within each frame to enhance the encoding of visual context: + +$$ +z _ {f} = z _ {f} + \operatorname {S e l f A t t n} \left(z _ {f}\right) \tag {1} +$$ + +where $z_{f}\in \mathbb{R}^{C\times H\times W}$ represents the noised image features of the $f$ -th frame in $Z$ . Following this, a cross-attention layer integrates textual semantics from the + +image caption for each frame: + +$$ +z _ {f} = z _ {f} + \operatorname {C r o s s A t t n} \left(z _ {f}, f _ {\text {t e x t}} (c)\right) \tag {2} +$$ + +Finally, the temporal attention layer consolidates context across different frames, ensuring coherent temporal progression throughout the video sequence: + +$$ +Z = Z + \operatorname {T e m p A t t n} (Z) \tag {3} +$$ + +# 3.3 SMCD + +Our proposed model, the Scene and Motion Conditional Diffusion Model (SMCD), evolves from ModelScope [42] and extends it by incorporating both object trajectories and the initial image frame as pivotal conditional inputs. This advancement is facilitated through the introduction of two specialized modules: a motion integration module (MIM) and a dual image integration module (DIIM), as showcased in Fig 2. The motion integration module is designed to precisely capture and interpret the dynamic trajectories of objects, while the dual image integration module focuses on retaining the intricate semantic details inherent in the initial image frame. Together, these modules form a comprehensive system that adeptly marries dynamic motion information with static semantic imagery. + +Motion Integration Module Inspired by GLIGEN [18], we enhance SMCD by freezing the pretrained 3D diffusion UNet from ModelScope and introducing a motion integration module to encode object trajectories. Specifically, within each frame, we start by generating box location tokens $s_{i,f}$ through a multi-layer perceptron (MLP), which involves encoding the bounding box coordinates $b_{i,f}$ and their associated labels $c_i$ : + +$$ +s _ {i, f} = \operatorname {M L P} \left(\text {F o u r i e r} \left(b _ {i, f}\right), f _ {\text {t e x t}} \left(c _ {i}\right)\right) \tag {4} +$$ + +here Fourier embedding [39] is employed to process box coordinates $b_{i,f}$ and the object category label $c_i$ is preprocessed by the same pretrained CLIP textual encoder used for encoding the image caption. + +Subsequently, a gated self-attention layer is integrated in each UNet block, positioned between the spatial attention layer (Eq. 1) and the text cross-attention layer (Eq. 2). It enables the model to concentrate on the moving objects by performing self-attention over the concatenation of visual and location tokens: + +$$ +z _ {f} = z _ {f} + \tanh (\gamma) \cdot T S (\text {S e l f A t t n} ([ z _ {f}, s _ {1, f}, \dots , s _ {N, f} ])) \tag {5} +$$ + +where $\mathrm{TS}(\cdot)$ is a token selection operation that filters for visual tokens, and $\gamma$ is a trainable scalar. Initially set to zero, $\gamma$ is tuned to calibrate the influence of location cues. For further details, we refer to [18]. + +Dual Image Integration Module To enhance the video generation process with image conditions, we introduce a dual image integration module that enriches the video features with image context via zero-conv (ZC) and further enhances this through a gated cross-attention (GCA) mechanism. + +Firstly, given the conditional image $v_{0}$ , a convolutional network is adopted to process its latent feature $x_{0} = \mathcal{E}(v_{0})$ , with parameters initialized to zero. This is inspired by [48], which allows $x_{0}$ to gradually influence the video content as the model learns. The processed image feature is combined with the video features before they are input into the 3D UNet: + +$$ +z _ {f} = z _ {f} + \operatorname {Z e r o C o n v} \left(x _ {0}\right) \tag {6} +$$ + +Additionally a gated cross-attention is applied to further amplify the image condition's impact across each UNet block. Here, $x_0$ acts as both the key and value, with the video frame features $z_f$ serving as the query: + +$$ +\hat {x} _ {0} = \operatorname {R e s N e t} \left(x _ {0}\right); \quad z _ {f} = z _ {f} + \tanh (\beta) \cdot \operatorname {C r o s s A t t n} \left(q \left(z _ {f}\right), k \left(\hat {x} _ {0}\right), v \left(\hat {x} _ {0}\right)\right) \tag {7} +$$ + +where an extra ResNet layer adapts $x_0$ into the feature space $z_f$ , and $\beta$ is a trainable scalar initialized as zero to control the influence of image signals. + +# 3.4 Model Training + +SMCD is initialized from pretrained Modelscope. During model training, we freeze the spatial attention layers and text cross-attention layers to preserve the integrity of the model's initial capabilities, and train the remaining parts in a two-stage pipeline. In the first stage, the primary objective is to refine the model's proficiency in managing object locations within a single image. To achieve this, we train the motion integration module on image frames without considering any temporal information. In the second stage, we enhance the model with the capability to consider the image condition as well as temporal coherence. During this phase, we train the parameters of the dual image integration module along with the temporal attention layer of the 3D UNet. This training is conducted on the video dataset. For both stages, we adopt classifier-free guidance training. Specifically, in the first stage of training, box information was randomly omitted with a probability of $p_b$ . In the subsequent stage, both the image and box sequence were randomly excluded, with probabilities $p_i$ and $p_b$ , respectively. This strategy introduces an element of unpredictability that encourages the model to learn robust feature representations. Inspired by [10], we optimize the parameters $\theta$ in SMCD with a similar training objective: + +$$ +\mathcal {L} = \mathbb {E} _ {t, \epsilon_ {t} \sim \mathcal {N} (0, 1)} [ | \epsilon_ {t} - \epsilon_ {\theta} \left(Z _ {t}, c, v _ {0}, O\right) | _ {2} ^ {2} ] \tag {8} +$$ + +# 3.5 Inference + +In the inference stage, we sample a Gaussian noise $Z_{T}$ and run the denoising process to generate the clean video latent representation $Z_{0}$ . Following this, the + +latent representation is transformed into an RGB video using the VAE decoder. Our model is designed to create videos based on three specific conditions: text prompt $c$ , the conditional image $v_{0}$ , and a sequence of box trajectories $O$ . To enhance its capability, we apply the classifier-free guidance approach during inference, which can be formulated as follows with a guidance scalar $\alpha$ : + +$$ +\hat {\varepsilon} = \varepsilon_ {\theta} \left(Z _ {t}, c, v _ {0}, O\right) + \alpha \cdot \left(\varepsilon_ {\theta} \left(Z _ {t}, c, v _ {0}, O\right) - \varepsilon_ {\theta} \left(Z _ {t}, \emptyset , v _ {0}, O\right)\right) \tag {9} +$$ + +# 4 Experiments + +# 4.1 Experimental Setup + +Dataset Our research utilizes the publicly available GOT10K [12] and YTVIS 2021 [46] datasets, both of which feature sequences of object bounding box annotations. The GOT10K dataset is widely used in single object tracking research, comprising more than 10,000 video segments dedicated to tracking real-world moving objects. Conversely, the YTVIS2021 dataset is a foundational resource for video instance segmentation and multi-object tracking research. It contains 2,985 training videos annotated with high-quality bounding boxes across 40 semantic categories. We divided YTVIS into 2,852 train and 160 test videos, following the split in [46]. For GOT10K, we used the standard split, resulting in 9,335 train and 180 validation videos. Similar to the work of [16], we employ the LLaVA [19] model to generate captions for both datasets. + +Training details We adopt a two-stage training pipeline. In the first phase of training, we extract frames from the videos in GOT10K and YTVIS2021 datasets and create data samples composed of images along with object boxes. The model is trained for approximately 50k steps with a batch size of 32. In the second phase, we continue to fine-tune the model on the videos, extending the training for an additional 80k steps with a reduced batch size of 8. The probabilities for randomly excluding images and bounding boxes are set at $p_i = 0.25$ and $p_b = 0.1$ , respectively. We use AdamW optimizer [22] with a learning rate of $5e^{-5}$ . All our experiments are conducted using a single NVIDIA A100 GPU. Each experiment needs three days to finish training. + +Model details We generate videos with a resolution of $256^2$ pixels, producing $F = 8$ frames simultaneously. Given that the VAE encoder reduces the image resolution by a factor of 8, the width $W$ and height $H$ of the latent feature in our method are set to 32. For further information on the CLIP text encoder, VAE models, and the 3D diffusion UNet, please refer to ModelScope [42]. + +Evaluation Metrics In our analysis, we evaluate SMCD on the validation sets of the GOT10K and YTVIS2021 datasets. Following the previous work, we use FVD [40] to evaluate video quality. Additionally, we leverage the pretrained + +Table 1: Comparison with current methods on the validation split of GOT10K. + +
MethodsFVD(↓)FFF_DINO(↑)SR50(↑)
MS [42]6350.68-
TrackDiff [45]563-0.783
SMCD3350.850.783
+ +CLIP model [31] to compute the CLIP text-image similarity score (CLIP-SIM) for individual frames in each video. To evaluate the First Frame Fidelity (FFF), a metric that measures the similarity between the condition frame and the synthesized videos, we employ the DINO [47] visual encoders to extract the visual feature of the given image and of the generated video frames. We then compute the cosine similarity between them to obtain the DINO First Frame Fidelity Score $(\mathrm{FFF}_{DINO})$ . Regarding the grounding accuracy, which assesses whether the object in the generated video adheres to the specified bounding box sequence, we utilize metrics that are widely used in the context of object tracking [26, 44], including the Area Overlap (AO) and Success Rate (SR). This process involves employing a pretrained object tracking model, for which we use ARTrack [44]. + +Image integration strategies In this work we adhere to the principles of the original ModelScope and GLIGEN, which introduce text and bounding box conditioning through cross-attention and gated self-attention layers, respectively. Our focus is to explore different ways of integrating the condition of the image condition without compromising the effectiveness of the other conditions. We compare with three alternative approaches for integrating the image conditions, including (i) Processing the conditional image through a zero-convolution layer (ZC) and combining it with the noisy latent before inputting to a 3D diffusion UNet, as illustrated in Eq. 6; (ii) Using a similar architecture as ControlNet (CtrlNet) [48], with a UNet encoder to process the image condition and then inject this information into the corresponding blocks of the UNet decoder; and (iii) incorporating the image feature into the 3D diffusion UNet via a newly proposed gated cross-attention layer (GCA), as described in Eq. 7. A detailed analysis of these approaches is provided in the following section. + +# 4.2 Quantitative Results + +Comparison with current methods To the best of our understanding, our model represents the pioneering effort in enabling video generation based on a combination of image, text, and object motions. Given the absence of prior work that integrates these three signals for video generation, we have opted to benchmark our approach against various methods that incorporate these control signals in distinct manners. + +Due to computing limitations, we selected the standard text-to-video model, ModelScope (MS), and TrackDiff, which generates videos based on text and object trajectories, for our benchmarking. Our evaluations are conducted on the + +Table 2: Comparison between different image integration strategies on video quality, the results are reported on the validation splits of GOT10K and YTVIS2021. + +
MethodsGOT10KYTVIS2021
CLIP-SIM↑FFFDINO↑FVD↓CLIP-SIM↑FFFDINO↑FVD↓
GT-video29.1640.963-31.4910.950-
ZC28.6640.85141130.9310.849413
CtrlNet28.5750.84338731.0800.851368
GCA30.7570.73144232.2740.798498
ZC+CtrlNet28.2320.85242130.7440.847439
ZC+GCA(SMCD)29.1610.85133530.7670.850329
+ +Table 3: Comparison between different image integration strategies on grounding accuracy. + +
MethodsGOT10KYTVIS2021
SR50↑SR75↑AO↑SR50↑SR75↑AO↑
GT-video0.8100.7640.8190.7030.6240.744
ZC0.7310.6600.7850.6570.5550.716
GCA0.7020.6360.7770.6440.5830.726
CtrlNet0.7450.7020.7980.6660.5920.732
ZC+CtrlNet0.7880.7240.6790.6660.5690.727
ZC+GCA (SMCD)0.7800.7280.6730.6460.5930.744
+ +validation set of GOT10K. As demonstrated in Table 1, SMCD markedly surpasses both referenced methods in FVD, highlighting the benefits of integrating image conditions. Furthermore, SMCD not only significantly improves upon MS in terms of $\mathrm{FFF}_{DINO}$ scores but also achieves results on $\mathrm{SR}_{50}$ that are on par with those of TrackDiff. This underscores our model's robust ability to effectively incorporate multiple input modalities. + +Image integration strategies In this section, we study the performance of different image integration strategies described above, including ZC, CtrlNet and GCA, as well as their combinations. It is worth noting that SMCD adopts the combination of ZC and GCA. + +In Table 2, we present the evaluation metrics assessing video quality across the validation splits of GOT10K and YTVIS2021 datasets. Notably, the scores for CLIP-SIM and $\mathrm{FFF}_{DINO}$ are consistently high across the various methods evaluated, nearing or even surpassing those of the ground-truth videos (GT-video) $^3$ . However, the FVD scores exhibit significant discrepancies, underlining notable differences in video quality among the various approaches. Furthermore, + +Table 4: Ablation on the impact of each component in SMCD on GOT10K val. set. + +
MethodsTxtImgBoxFVD(↓)CLIP-SIM(↑)FFF_DINO(↑)SR50(↑)
MS✓--63529.100.68-
MS+MIM✓-✓42528.010.710.62
MS+DIIM✓✓-38828.910.840.57
SMCD✓✓✓33529.160.850.78
+ +Table 3 introduces the evaluation metrics for grounding accuracy. This assessment aims to determine the compatibility of these methods with the pretrained motion integration module, evaluating their effectiveness in accurately generating objects with location guidance. + +Interestingly, employing a single CtrlNet module yields better FVD compared to both ZC and GCA individually. However, when ZC is combined with CtrlNet, the performance on FVD deteriorates for both datasets. This decline could be attributed to the methodological overlap where ZC and CtrlNet: both enhance image conditions through zero-convolutional layers and feature addition. Specifically, ZC integrates the conditional image with a noised image for the encoder, while CtrlNet introduces the encoded clean image to the decoder. This dual approach to processing the conditional image might lead to conflicts, adversely affecting the outcome. + +Conversely, integrating ZC and GCA within SMCD framework leads to significant enhancements. It achieves the best results in video quality and secures superior outcomes in grounding accuracy, which is even close to that of ground-truth videos. This synergy, driven by a flexible gate function that modulates the intensity of image signals, ensures that these two components work in harmony, resulting in a performance that surpasses that of other strategies explored. + +# 4.3 Ablative Studies + +In this section, we delve into the significance of each component within the SMCD framework, where we incrementally introduce the motion integration module (MIM) and the dual image integration module (DIIM) to the foundational MS model. The performance enhancements brought about by these additions are detailed in Table 4. + +Integrating MIM alone was observed to detrimentally affect the FVD and CLIP-SIM scores. This decline can be attributed to the motion control counteracting MS's original generative intent, compelling the model to localize objects in specific regions, as evidenced by Fig. 3. Furthermore, incorporating DIIM alone leads to significant improvements in video quality including FVD and $\mathrm{FFF}_{DINO}$ . Interestingly, it yields reasonable grounding metrics, attributable to the conditional image furnishing a prior for object locations. However, in the absence of motion guidance, these metrics remain on the lower side. The combination of both modules within SMCD leads to optimal outcomes, significantly boosting both semantic consistency and motion control. + +![](images/7d7e5c99a10d2fd3206137db050ae0966a0ab7f106cc298a65f9d9664d7a9a0b.jpg) +Fig. 3: Qualitative comparison of videos generated by different models. The given caption is: A hippopotamus that is walking. Our dual image integration module, labeled ZC+GCA, excels in maintaining the complex semantics of the initial frame while precisely conforming to the motion dynamics defined by the sequence of provided bounding boxes. Additionally, it ensures the retention of high video quality. + +# 4.4 Qualitative Results + +We present some qualitative results for an intuitive comparison between different methods. As shown in Figure 3, the inputs are the conditional image, the moving trajectory, and the text prompt "A hippopotamus that is walking". The ModelScope model (MS) generates a video aligned with the text but without considering any motion or image conditions. Equipped with MIM, it can generate a hippopotamus in the corresponding region but in a different scene. Various image integration methods enable models to replicate the condition image's frames closely. However, the GCA focuses on high-level semantic similarities, missing finer details. CtrlNet induces rapid movements, exemplified by a hippopotamus's head shifting swiftly from right to left. The ZC method effectively maintains semantic integrity and adheres to the motion trajectory but falls short in preserving subject consistency, as illustrated by the color change of the small hippopotamus, which turns white in the final frame. Similar to the ZC, the combination of ZC and CtrlNet generates a video that accurately captures the given conditions, but fails at keeping background consistency. Finally, our SMCD method $(\mathrm{ZC} + \mathrm{GCA})$ generates a video that not only meets the specified conditions but also maintains consistency across frames. For more qualitative results, we refer to supplemental material. + +# 5 Conclusion + +In this study, we propose augmenting a text-to-video generation model with additional control signals, thereby generating videos that better align with human intentions. To this end, we investigate various methods for incorporating diverse control signals into the diffusion UNet framework and introduce the SMCD (Scene and Motion Conditional Diffusion Model). At the heart of our design are the MIM (Motion Integration Module) and DIIM (Dual Image Integration Module) modules, which are meticulously crafted to seamlessly integrate image and bounding box sequences, into the diffusion U-Net. Experimental results indicate that our method effectively integrates control signals into a diffusion UNet, generating high-quality videos that align closely with the provided control signals. + +Limitation and Future Works While our method successfully generates high-quality videos that meet three specified conditions, we find that relying solely on box sequence conditions is insufficient for controlling object dynamics, as similar changes can result from camera movement. For comprehensive control, incorporating camera constraints is crucial, which we plan to explore in future research. Additionally, we have observed that some videos exhibit shaking, likely due to significant camera movement in the training data and a reduced frame rate during training. Potential solutions include training with a higher sampling rate and incorporating camera pose to distinguish between camera and object movements, which will be considered in future research. 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"c2c550756ae2f450cec6d6aa1a9500d951696ce96075ecb2735a5a8752f90dcf.jpg" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 481, + 482, + 525 + ], + "lines": [ + { + "bbox": [ + 130, + 481, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 481, + 482, + 525 + ], + "type": "text", + "content": "Fig.1: Scene motion customized video generation results of our proposed model. Our model accepts an initial frame image, a sequence of bounding boxes, and text as inputs to generate the desired videos that comply with the given constraints. The red arrows in the image indicate the moving directions of the objects." + } + ] + } + ], + "index": 22, + "angle": 0, + "type": "image_caption" + } + ], + "index": 18 + }, + { + "type": "image", + "bbox": [ + 310, + 403, + 365, + 458 + ], + "blocks": [ + { + "bbox": [ + 310, + 403, + 365, + 458 + ], + "lines": [ + { + "bbox": [ + 310, + 403, + 365, + 458 + ], + "spans": [ + { + "bbox": [ + 310, + 403, + 365, + 458 + ], + "type": "image", + "image_path": "aa328745e06a41c317fdd0ae7b2b40d20a6606fabc63bae4ca2acd4c0113b0d0.jpg" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_body" + } + ], + "index": 19 + }, + { + "type": "image", + "bbox": [ + 368, + 403, + 422, + 458 + ], + "blocks": [ + { + "bbox": [ + 368, + 403, + 422, + 458 + ], + "lines": [ + { + "bbox": [ + 368, + 403, + 422, + 458 + ], + "spans": [ + { + "bbox": [ + 368, + 403, + 422, + 458 + ], + "type": "image", + "image_path": "8475e61143cf5e33ff47359239e3e907ff16ce1e57f2343999a3ee76d33123aa.jpg" + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_body" + } + ], + "index": 20 + }, + { + "type": "image", + "bbox": [ + 425, + 403, + 480, + 458 + ], + "blocks": [ + { + "bbox": [ + 425, + 403, + 480, + 458 + ], + "lines": [ + { + "bbox": [ + 425, + 403, + 480, + 458 + ], + "spans": [ + { + "bbox": [ + 425, + 403, + 480, + 458 + ], + "type": "image", + "image_path": "bb3dc42d49f888ad65b4db8c2dfb96bda0ae0b7118764cbb4a030afcbe995e11.jpg" + } + ] + } + ], + "index": 21, + "angle": 0, + "type": "image_body" + } + ], + "index": 21 + }, + { + "bbox": [ + 159, + 569, + 455, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 569, + 455, + 647 + ], + "spans": [ + { + "bbox": [ + 159, + 569, + 455, + 647 + ], + "type": "text", + "content": "Abstract. In recent years, diffusion models have made remarkable strides in text-to-video generation, sparking a quest for enhanced control over video outputs to more accurately reflect user intentions. Traditional efforts predominantly focus on employing either semantic cues, like images or depth maps, or motion-based conditions, like moving sketches or object bounding boxes. Semantic inputs offer a rich scene context but lack detailed motion specificity; conversely, motion inputs provide" + } + ] + } + ], + "index": 23 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 653, + 430, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 653, + 430, + 666 + ], + "spans": [ + { + "bbox": [ + 134, + 653, + 430, + 666 + ], + "type": "text", + "content": "* Equal Contribution. Project page: https://mingxiao-li.github.io/smcd/" + } + ] + } + ], + "index": 24 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 159, + 117, + 455, + 237 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 117, + 455, + 237 + ], + "spans": [ + { + "bbox": [ + 159, + 117, + 455, + 237 + ], + "type": "text", + "content": "precise trajectory information but miss the broader semantic narrative. For the first time, we integrate both semantic and motion cues within a diffusion model for video generation, as demonstrated in Fig. 1. To this end, we introduce the Scene and Motion Conditional Diffusion (SMCD), a novel methodology for managing multimodal inputs. It incorporates a recognized motion conditioning module [18] and investigates various approaches to integrate scene conditions, promoting synergy between different modalities. For model training, we separate the conditions for the two modalities, introducing a two-stage training pipeline. Experimental results demonstrate that our design significantly enhances video quality, motion precision, and semantic coherence." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "spans": [ + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "type": "text", + "content": "Keywords: Video Generation " + }, + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "type": "text", + "content": " Motion Control " + }, + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 248, + 436, + 259 + ], + "type": "text", + "content": " Diffusion Models" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 281, + 230, + 293 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 281, + 230, + 293 + ], + "spans": [ + { + "bbox": [ + 132, + 281, + 230, + 293 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 306, + 482, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 306, + 482, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 306, + 482, + 413 + ], + "type": "text", + "content": "Diffusion models have ushered in a new era of high-quality text-to-image (T2I) generation, providing a robust and scalable framework for training. These models, celebrated for their ability to generate detailed and coherent images from textual descriptions, have significantly advanced the field of generative models. Inspired by the success in T2I generation, researchers have begun to explore the extension of these models' capabilities to video content. This has led to the development of innovative approaches in text-to-video (T2V) generation [34,42,50] and editing [5,13,17], which promise to revolutionize how dynamic visual content is created and manipulated." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 415, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 569 + ], + "type": "text", + "content": "Among the groundbreaking contributions to this field, one particularly notable work is Sora [21], which leverages the diffusion transformer structure. This structure is renowned for its exceptional scalability across diverse domains, enabling it to generate up to a minute of high-fidelity video. Despite these advances, T2V generation is confronted with a fundamental challenge: the output space for videos is exponentially larger than that for images, making accurate generation more complex. This complexity necessitates additional constraints to ensure that the generated content aligns more closely with user expectations. Addressing this challenge, recent studies have introduced various forms of conditional inputs to refine video generation. These enhancements include semantic conditions, such as incorporating static images [7] and depth information [43], as well as motion-based conditions, like moving sketches and object bounding boxes [45], to guide the generation process more effectively." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "While the aforementioned studies have made significant strides in enhancing T2V generation, they predominantly focus on leveraging either semantic or motion conditions in isolation. This singular approach misses the opportunity to combine the strength of both semantic and motion cues for a more controlled and customized video generation. Recognizing this gap, our work introduces an innovative framework that integrates both semantic imagery and motion trajectories as inputs. As illustrated in Fig. 1, our objective is to generate videos where objects not only exhibit motion but do so in a manner that is semantically" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "consistent with the provided image. To our knowledge, this represents the first attempt to synergize control signals from these two distinct domains, thereby offering a novel way to animate static images with custom motions. This dual-input approach promises a stronger regularization for video generation, opening new avenues for creating highly customized and dynamic visual content." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 180, + 480, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 180, + 480, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 180, + 480, + 346 + ], + "type": "text", + "content": "In this task, we start with an image containing multiple objects and their movement trajectories, each depicted as a sequence of bounding boxes and its semantic category. Our goal is to generate the subsequent video frames that align with these trajectories, thereby animating the image in a way that is both flexible and interactive. Despite the compelling nature of our objective, we encounter several practical challenges. Firstly, integrating diverse signals as conditional inputs into video generation is a complex task that requires careful consideration of various strategies. We delve into this issue in our ablation studies, where we explore and compare different methods of signal integration. Second, ensuring consistency between the moving objects and the static background across frames is challenging but crucial for realism. Lastly, given that these signals originate from fundamentally different domains, finding a balance that accommodates their respective requirements without compromising the overall quality of the generated video is a delicate task." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 350, + 481, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 481, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 481, + 613 + ], + "type": "text", + "content": "To address the aforementioned challenges, we introduce a novel Scene and Motion Conditional Diffusion model (SMCD), which innovates on top of a pretrained T2V diffusion model, typically based on a UNet or DiT architecture. To this foundation, we add two specialized modules designed to process conditional image and motion inputs separately. Specifically, the core of SMCD is a parallel video generation pipeline that predicts all video frames simultaneously. Drawing inspiration from [18], SMCD includes a motion integration module (MIM) that utilizes a gated self-attention layer within each UNet block to encode the box locations to the visual tokens. Additionally, SMCD adopts a dual image integration module (DIIM) comprising a zero-convolutional layer, as used in ControlNet [48], and a gated cross-attention layer. The zero-convolutional layer is incorporated with the image features to progressively modulate the video content, complemented by a gated cross-attention layer designed to balance the influence of the image condition across each UNet block. This dual approach allows SMCD to impose image conditions across the entire generation process, enhancing the coherence and consistency of the generated frames. Interestingly, we find that simultaneously training these two signal integration modules can lead to competitive interference, resulting in outputs of inferior quality. To mitigate this, we propose a two-stage training strategy. We first train the motion integration module and then, with this module frozen, proceed to train the dual image integration module. This sequential approach prevents the competition between signals, leading to the generation of cleaner and more focused videos." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "We summarize our contributions as follows: (i) We introduce a novel task in the realm of video generation, focused on conditioning the process with both imagery and motion, enhancing user interactivity and customization; (ii) We propose SMCD, which innovatively integrates diverse input signals to guide the" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "type": "text", + "content": "Animate Your Motion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 480, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 480, + 152 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 480, + 152 + ], + "type": "text", + "content": "generation process; (iii) We demonstrate SMCD's ability to produce videos in which objects not only exhibit a predefined motion but do so in a manner that is semantically consistent with the provided image." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 171, + 242, + 185 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 171, + 242, + 185 + ], + "spans": [ + { + "bbox": [ + 132, + 171, + 242, + 185 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 197, + 480, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 197, + 480, + 365 + ], + "spans": [ + { + "bbox": [ + 132, + 197, + 480, + 365 + ], + "type": "text", + "content": "Diffusion Models Diffusion Models, as introduced by [10] and inspired by nonequilibrium thermodynamics, are probabilistic frameworks capable of transforming data into Gaussian noise through a forward process and subsequently reverting Gaussian noise back to the data distribution in a reverse process. These models have demonstrated superior performance in content generation tasks, including text-to-image conversion [32], 3D object creation [30], and audio production [3]. The inherent iterative process of these models, which typically requires hundreds of steps to generate content, has seen significant efficiency improvements. [35] introduced the Denoising Diffusion Implicit Model (DDIM), which decreases the number of necessary steps for generating high-quality outputs. Further advancements such as the application of ordinary differential equation solvers [20, 23, 24], optimization of variance [1], reduction of exposure bias [15, 28, 29], and enhancements in noise scheduling [27] have all contributed to faster inference and enhanced generative performance." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 383, + 480, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 383, + 480, + 503 + ], + "spans": [ + { + "bbox": [ + 132, + 383, + 480, + 503 + ], + "type": "text", + "content": "Video Generation with Diffusion Models The initial progress in generating videos with Diffusion Models can largely be credited to the pioneering work of [11], who introduced the concept of a 3D diffusion UNet. This was followed by an innovative approach by [9], which combined a cascading sampling framework with super-resolution techniques to produce high-quality videos. Further advancements were made with the introduction of a temporal attention mechanism [34], enhancing frame-by-frame coherence. Additionally, MagicVideo [50] and LVDM [8] integrated this mechanism into latent Diffusion Models for video generation. In our research, we employ the ModelScope text-to-video generation model [42] as our backbone." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 521, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 521, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 521, + 480, + 665 + ], + "type": "text", + "content": "Customized Generation Customized generation, in contrast to general generation tasks, is more adept at aligning with user preferences. The majority of research focuses on customized image generation. This involves creating images based on various controls, including edges, depth, brain activity, etc., as demonstrated in studies by [18,36-38,48]. Additionally, there is a significant interest in subject personalized image generation, as explored by [6,33]. Recent studies, including [4, 49], have expanded the scope of conditional image generation models to include video generation, which is conditioned on various sequences like edges, depth, and segmentation. Concurrently, another body of research [2, 25, 41, 43] has been dedicated to developing video generation models that allow for motion control. Our work diverges significantly from these existing studies by introducing, for the first time, a model for scene, motion and text conditional video" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 116, + 362, + 266 + ], + "blocks": [ + { + "bbox": [ + 134, + 116, + 362, + 266 + ], + "lines": [ + { + "bbox": [ + 134, + 116, + 362, + 266 + ], + "spans": [ + { + "bbox": [ + 134, + 116, + 362, + 266 + ], + "type": "image", + "image_path": "9751163c9a29b04436f4aa600a40e6ce453e78adb49aa0657438648064534de3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 277, + 482, + 333 + ], + "lines": [ + { + "bbox": [ + 130, + 277, + 482, + 333 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 482, + 333 + ], + "type": "text", + "content": "Fig. 2: Model Illustration: SMCD handles three control signals including images, bounding box sequences, and text. It builds on a pre-trained T2V model, enriched with an object-gated self-attention layer, image-gated cross-attention layer, and a zero initialized convolution layer. These enhancements allow it to adapt to bounding box and image conditions." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 364, + 116, + 481, + 267 + ], + "blocks": [ + { + "bbox": [ + 364, + 116, + 481, + 267 + ], + "lines": [ + { + "bbox": [ + 364, + 116, + 481, + 267 + ], + "spans": [ + { + "bbox": [ + 364, + 116, + 481, + 267 + ], + "type": "image", + "image_path": "34c0feff099d832de1a74279e486922832baac1c446b75a16d8afbec1aeb7521.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 358, + 482, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 358, + 482, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 358, + 482, + 430 + ], + "type": "text", + "content": "generation. Our model is unique in its ability to generate videos based on a combination of a user-provided image, a motion sequence, and a textual description. The image contributes detailed semantics; the motion sequence accurately describes object dynamics; and the text specifies the precise motion state. Utilizing these three control signals, our model is capable of producing videos that are more closely aligned with user preferences." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 451, + 201, + 463 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 451, + 201, + 463 + ], + "spans": [ + { + "bbox": [ + 132, + 451, + 201, + 463 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 479, + 481, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 481, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 481, + 515 + ], + "type": "text", + "content": "Before we introduce our Scene and Motion Conditional Diffusion Model in section 3.3, we first give a precise definition of the task we are addressing in this work (section 3.1) and recap the working of the baseline model (section 3.2)." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 535, + 238, + 546 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 535, + 238, + 546 + ], + "spans": [ + { + "bbox": [ + 132, + 535, + 238, + 546 + ], + "type": "text", + "content": "3.1 Task Definition" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "In this work, our goal is to transform still images into dynamic videos with customized object movements. Formally, given an image frame " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "v_{0}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " and a set of object trajectories " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "O = \\{o_{1}, o_{2}, \\dots, o_{N}\\}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "o_{i} = \\{(b_{i,1}, b_{i,2}, \\dots, b_{i,F}), c_{i}\\}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " represents the trajectory and category of the " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "-th object across " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "F" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " frames, with " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " representing the total number of objects. Here " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "b_{i,f}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " denotes the bounding box coordinates of the " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "-th instance in " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "-th frame, and " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "c_{i}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " is its textual label. Our objective is to generate a video sequence " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "V = \\{v_{1}, v_{2}, \\dots, v_{F}\\}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": ", which should accurately reflect the motion as delineated by the object trajectories " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "O" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": ", while maintaining semantic integrity and the details of the given image condition " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "v_{0}" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 356, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 356, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 356, + 91, + 447, + 100 + ], + "type": "text", + "content": "Animate Your Motion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 219, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 219, + 126 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 219, + 126 + ], + "type": "text", + "content": "3.2 Base model" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "spans": [ + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": "Image generation with Latent Diffusion Models Latent Diffusion Models (LDMs) [32] have demonstrated exceptional performance in generating images from text prompts. The forward training process for LDMs begins by encoding an image " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": " into a latent representation " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "z_0 = \\mathcal{E}(x)" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": " using a pretrained VAE encoder. This latent representation is progressively transformed into Gaussian noise through the process " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "z_t = \\sqrt{\\bar{\\alpha}_t} z_0 + \\sqrt{1 - \\bar{\\alpha}_t} \\epsilon" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": " is noise sampled from a standard normal distribution (" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "\\epsilon \\sim \\mathcal{N}(0,1)" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": "), and " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "\\bar{\\alpha}_t" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": " represents a predetermined noise schedule. The training objective is to precisely predict the noise added at each timestep, with a loss function defined as " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "\\mathcal{L}^{simple} = \\mathbb{E}_{t,\\epsilon_t \\sim \\mathcal{N}(0,1)}[|\\epsilon_t - \\epsilon_\\theta(z_t,c)|_2^2]" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": " denotes the diffusion timestep, and " + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 133, + 482, + 289 + ], + "type": "text", + "content": " is the conditioning text prompt. In the reverse generation phase, LDMs gradually reconstruct the image features in alignment with the text prompt from Gaussian noise. The denoised output is then passed through the VAE decoder to recreate the full-color image." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 304, + 481, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 481, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 481, + 363 + ], + "type": "text", + "content": "Video generation with ModelScope Recent advancements have extended LDMs to video generation, applying a similar approach but with modifications to accommodate video inputs. Many of these developments build on the ModelScope [42] architecture, which utilizes a 3D diffusion UNet designed to process temporal information, as explained below." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "spans": [ + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": "Given a video data sample " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": ", we follow the LDM [32] and leverage a pretrained VAE [14] to project each frame " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "v_{f}" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " in video " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " from pixel space to latent space: " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "x_{f} = \\mathcal{E}(v_{f})" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "x_{f} \\in \\mathbb{R}^{C \\times H \\times W}" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " represents the latent representation of the " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": "-th frame, with " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "C, H, W" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " indicating the channel, height, and width dimensions, respectively. The collective latent representations of the video frames are represented as " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "Z_{0} = \\{x_{1}, x_{2}, \\dots, x_{F}\\}" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "Z_{0} \\in \\mathbb{R}^{F \\times C \\times H \\times W}" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " encapsulates the entire video's latent space. Further, the given image caption " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " and the object labels " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "\\{c_{i}\\}" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": " are preprocessed using a pretrained CLIP textual encoder " + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "inline_equation", + "content": "f_{\\mathrm{text}}" + }, + { + "bbox": [ + 130, + 364, + 482, + 460 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": "The diffusion process gradually introduces Gaussian noise to the video features " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "Z_{0}" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": ", resulting in a series of noised video features " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "\\{Z_{t}\\}_{t = 1}^{T}" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": ". Video diffusion models (VDMs) are then tasked with reversing this process, aiming to recover the original video features " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "Z_{0}" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": " from the terminal Gaussian noise state " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "Z_{T}" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": ". For simplification, when discussing the denoising process, we will consider a single timestep " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": " as a representative example and momentarily disregard the timestep subscript for the noised video features " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "Z_{t}" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": ". Consequently, the input for a VDM is denoted as " + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "inline_equation", + "content": "Z\\in \\mathbb{R}^{F\\times C\\times H\\times W}" + }, + { + "bbox": [ + 130, + 460, + 482, + 555 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 555, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 555, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 482, + 616 + ], + "type": "text", + "content": "A 3D diffusion UNet [42], recognized for its effectiveness in VDMs, consists of three critical components: a spatial attention layer, a text cross-attention layer, and a temporal attention layer. The process begins with a spatial-wise self-attention employed on the visual tokens within each frame to enhance the encoding of visual context:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 257, + 624, + 481, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 257, + 624, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 257, + 624, + 481, + 635 + ], + "type": "interline_equation", + "content": "z _ {f} = z _ {f} + \\operatorname {S e l f A t t n} \\left(z _ {f}\\right) \\tag {1}", + "image_path": "6eaa082c9d3b6ccaf080786bd066cf86825b2b03c532f995f592968bb9341530.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "z_{f}\\in \\mathbb{R}^{C\\times H\\times W}" + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "text", + "content": " represents the noised image features of the " + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "text", + "content": "-th frame in " + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 131, + 640, + 481, + 665 + ], + "type": "text", + "content": ". Following this, a cross-attention layer integrates textual semantics from the" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 265, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 265, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 265, + 128 + ], + "type": "text", + "content": "image caption for each frame:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 236, + 141, + 481, + 153 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 236, + 141, + 481, + 153 + ], + "spans": [ + { + "bbox": [ + 236, + 141, + 481, + 153 + ], + "type": "interline_equation", + "content": "z _ {f} = z _ {f} + \\operatorname {C r o s s A t t n} \\left(z _ {f}, f _ {\\text {t e x t}} (c)\\right) \\tag {2}", + "image_path": "b3dc23a7794ad9369f7a92248a0bd38194b56cc3e30a1fa120550fbe09d813bf.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 163, + 480, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 163, + 480, + 188 + ], + "spans": [ + { + "bbox": [ + 131, + 163, + 480, + 188 + ], + "type": "text", + "content": "Finally, the temporal attention layer consolidates context across different frames, ensuring coherent temporal progression throughout the video sequence:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 257, + 201, + 481, + 213 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 257, + 201, + 481, + 213 + ], + "spans": [ + { + "bbox": [ + 257, + 201, + 481, + 213 + ], + "type": "interline_equation", + "content": "Z = Z + \\operatorname {T e m p A t t n} (Z) \\tag {3}", + "image_path": "48e1bd13633348f4d0901eaee053fb44a53575ebef0d7c224e1b97b6318e645d.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 234, + 195, + 245 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 234, + 195, + 245 + ], + "spans": [ + { + "bbox": [ + 132, + 234, + 195, + 245 + ], + "type": "text", + "content": "3.3 SMCD" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 258, + 483, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 258, + 483, + 380 + ], + "spans": [ + { + "bbox": [ + 131, + 258, + 483, + 380 + ], + "type": "text", + "content": "Our proposed model, the Scene and Motion Conditional Diffusion Model (SMCD), evolves from ModelScope [42] and extends it by incorporating both object trajectories and the initial image frame as pivotal conditional inputs. This advancement is facilitated through the introduction of two specialized modules: a motion integration module (MIM) and a dual image integration module (DIIM), as showcased in Fig 2. The motion integration module is designed to precisely capture and interpret the dynamic trajectories of objects, while the dual image integration module focuses on retaining the intricate semantic details inherent in the initial image frame. Together, these modules form a comprehensive system that adeptly marries dynamic motion information with static semantic imagery." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "spans": [ + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "text", + "content": "Motion Integration Module Inspired by GLIGEN [18], we enhance SMCD by freezing the pretrained 3D diffusion UNet from ModelScope and introducing a motion integration module to encode object trajectories. Specifically, within each frame, we start by generating box location tokens " + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "inline_equation", + "content": "s_{i,f}" + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "text", + "content": " through a multi-layer perceptron (MLP), which involves encoding the bounding box coordinates " + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "inline_equation", + "content": "b_{i,f}" + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "text", + "content": " and their associated labels " + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "inline_equation", + "content": "c_i" + }, + { + "bbox": [ + 131, + 401, + 482, + 473 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 232, + 486, + 480, + 498 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 232, + 486, + 480, + 498 + ], + "spans": [ + { + "bbox": [ + 232, + 486, + 480, + 498 + ], + "type": "interline_equation", + "content": "s _ {i, f} = \\operatorname {M L P} \\left(\\text {F o u r i e r} \\left(b _ {i, f}\\right), f _ {\\text {t e x t}} \\left(c _ {i}\\right)\\right) \\tag {4}", + "image_path": "ecf53ee37c513e7c0b407d716d91dad896cd2be611dde34c5568a319dc09e9f6.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "type": "text", + "content": "here Fourier embedding [39] is employed to process box coordinates " + }, + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "type": "inline_equation", + "content": "b_{i,f}" + }, + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "type": "text", + "content": " and the object category label " + }, + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "type": "inline_equation", + "content": "c_i" + }, + { + "bbox": [ + 130, + 509, + 481, + 544 + ], + "type": "text", + "content": " is preprocessed by the same pretrained CLIP textual encoder used for encoding the image caption." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 545, + 481, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 545, + 481, + 594 + ], + "spans": [ + { + "bbox": [ + 131, + 545, + 481, + 594 + ], + "type": "text", + "content": "Subsequently, a gated self-attention layer is integrated in each UNet block, positioned between the spatial attention layer (Eq. 1) and the text cross-attention layer (Eq. 2). It enables the model to concentrate on the moving objects by performing self-attention over the concatenation of visual and location tokens:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 195, + 606, + 481, + 619 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 606, + 481, + 619 + ], + "spans": [ + { + "bbox": [ + 195, + 606, + 481, + 619 + ], + "type": "interline_equation", + "content": "z _ {f} = z _ {f} + \\tanh (\\gamma) \\cdot T S (\\text {S e l f A t t n} ([ z _ {f}, s _ {1, f}, \\dots , s _ {N, f} ])) \\tag {5}", + "image_path": "7663065908c11cc4cdba1fcbbcd2f6d098abc9a782b789153b5dedb38d58ea93.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathrm{TS}(\\cdot)" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " is a token selection operation that filters for visual tokens, and " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " is a trainable scalar. Initially set to zero, " + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": " is tuned to calibrate the influence of location cues. For further details, we refer to [18]." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "type": "text", + "content": "Animate Your Motion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "Dual Image Integration Module To enhance the video generation process with image conditions, we introduce a dual image integration module that enriches the video features with image context via zero-conv (ZC) and further enhances this through a gated cross-attention (GCA) mechanism." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "text", + "content": "Firstly, given the conditional image " + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "inline_equation", + "content": "v_{0}" + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "text", + "content": ", a convolutional network is adopted to process its latent feature " + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "inline_equation", + "content": "x_{0} = \\mathcal{E}(v_{0})" + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "text", + "content": ", with parameters initialized to zero. This is inspired by [48], which allows " + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "inline_equation", + "content": "x_{0}" + }, + { + "bbox": [ + 130, + 164, + 480, + 223 + ], + "type": "text", + "content": " to gradually influence the video content as the model learns. The processed image feature is combined with the video features before they are input into the 3D UNet:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 255, + 233, + 480, + 247 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 255, + 233, + 480, + 247 + ], + "spans": [ + { + "bbox": [ + 255, + 233, + 480, + 247 + ], + "type": "interline_equation", + "content": "z _ {f} = z _ {f} + \\operatorname {Z e r o C o n v} \\left(x _ {0}\\right) \\tag {6}", + "image_path": "81105856a298743e6fd62abdb77b248b4242e09084c382c9c6a2a280ec15eee5.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "spans": [ + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "type": "text", + "content": "Additionally a gated cross-attention is applied to further amplify the image condition's impact across each UNet block. Here, " + }, + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "type": "text", + "content": " acts as both the key and value, with the video frame features " + }, + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "type": "inline_equation", + "content": "z_f" + }, + { + "bbox": [ + 130, + 254, + 479, + 291 + ], + "type": "text", + "content": " serving as the query:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 149, + 300, + 480, + 312 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 300, + 480, + 312 + ], + "spans": [ + { + "bbox": [ + 149, + 300, + 480, + 312 + ], + "type": "interline_equation", + "content": "\\hat {x} _ {0} = \\operatorname {R e s N e t} \\left(x _ {0}\\right); \\quad z _ {f} = z _ {f} + \\tanh (\\beta) \\cdot \\operatorname {C r o s s A t t n} \\left(q \\left(z _ {f}\\right), k \\left(\\hat {x} _ {0}\\right), v \\left(\\hat {x} _ {0}\\right)\\right) \\tag {7}", + "image_path": "3329950ac6258f2adeb31698acea6e0ae4ccc2191fcc0c619330ed22adaede5c.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "spans": [ + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "text", + "content": "where an extra ResNet layer adapts " + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "inline_equation", + "content": "x_0" + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "text", + "content": " into the feature space " + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "inline_equation", + "content": "z_f" + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 131, + 320, + 480, + 344 + ], + "type": "text", + "content": " is a trainable scalar initialized as zero to control the influence of image signals." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 361, + 239, + 373 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 361, + 239, + 373 + ], + "spans": [ + { + "bbox": [ + 131, + 361, + 239, + 373 + ], + "type": "text", + "content": "3.4 Model Training" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "text", + "content": "SMCD is initialized from pretrained Modelscope. During model training, we freeze the spatial attention layers and text cross-attention layers to preserve the integrity of the model's initial capabilities, and train the remaining parts in a two-stage pipeline. In the first stage, the primary objective is to refine the model's proficiency in managing object locations within a single image. To achieve this, we train the motion integration module on image frames without considering any temporal information. In the second stage, we enhance the model with the capability to consider the image condition as well as temporal coherence. During this phase, we train the parameters of the dual image integration module along with the temporal attention layer of the 3D UNet. This training is conducted on the video dataset. For both stages, we adopt classifier-free guidance training. Specifically, in the first stage of training, box information was randomly omitted with a probability of " + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "inline_equation", + "content": "p_b" + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "text", + "content": ". In the subsequent stage, both the image and box sequence were randomly excluded, with probabilities " + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "inline_equation", + "content": "p_i" + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "inline_equation", + "content": "p_b" + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "text", + "content": ", respectively. This strategy introduces an element of unpredictability that encourages the model to learn robust feature representations. Inspired by [10], we optimize the parameters " + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 380, + 482, + 584 + ], + "type": "text", + "content": " in SMCD with a similar training objective:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 223, + 593, + 480, + 607 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 223, + 593, + 480, + 607 + ], + "spans": [ + { + "bbox": [ + 223, + 593, + 480, + 607 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathbb {E} _ {t, \\epsilon_ {t} \\sim \\mathcal {N} (0, 1)} [ | \\epsilon_ {t} - \\epsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) | _ {2} ^ {2} ] \\tag {8}", + "image_path": "4c5ce6d674742517beda54adc442e5031346d1e4e5bb36081da6de186d8c9f55.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 622, + 208, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 622, + 208, + 634 + ], + "spans": [ + { + "bbox": [ + 131, + 622, + 208, + 634 + ], + "type": "text", + "content": "3.5 Inference" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "content": "In the inference stage, we sample a Gaussian noise " + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "inline_equation", + "content": "Z_{T}" + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "content": " and run the denoising process to generate the clean video latent representation " + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "inline_equation", + "content": "Z_{0}" + }, + { + "bbox": [ + 130, + 641, + 480, + 666 + ], + "type": "text", + "content": ". Following this, the" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 200, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 200, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 200, + 101 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "latent representation is transformed into an RGB video using the VAE decoder. Our model is designed to create videos based on three specific conditions: text prompt " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ", the conditional image " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "v_{0}" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ", and a sequence of box trajectories " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "O" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ". To enhance its capability, we apply the classifier-free guidance approach during inference, which can be formulated as follows with a guidance scalar " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 181, + 186, + 481, + 200 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 186, + 481, + 200 + ], + "spans": [ + { + "bbox": [ + 181, + 186, + 481, + 200 + ], + "type": "interline_equation", + "content": "\\hat {\\varepsilon} = \\varepsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) + \\alpha \\cdot \\left(\\varepsilon_ {\\theta} \\left(Z _ {t}, c, v _ {0}, O\\right) - \\varepsilon_ {\\theta} \\left(Z _ {t}, \\emptyset , v _ {0}, O\\right)\\right) \\tag {9}", + "image_path": "9ee42ccb5239dc69065d1fcd7adb4bb7e5441bebb06ee9b427352c0d4e194ccc.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 217, + 230, + 231 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 217, + 230, + 231 + ], + "spans": [ + { + "bbox": [ + 132, + 217, + 230, + 231 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 243, + 262, + 255 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 243, + 262, + 255 + ], + "spans": [ + { + "bbox": [ + 132, + 243, + 262, + 255 + ], + "type": "text", + "content": "4.1 Experimental Setup" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 262, + 482, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 262, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 262, + 482, + 396 + ], + "type": "text", + "content": "Dataset Our research utilizes the publicly available GOT10K [12] and YTVIS 2021 [46] datasets, both of which feature sequences of object bounding box annotations. The GOT10K dataset is widely used in single object tracking research, comprising more than 10,000 video segments dedicated to tracking real-world moving objects. Conversely, the YTVIS2021 dataset is a foundational resource for video instance segmentation and multi-object tracking research. It contains 2,985 training videos annotated with high-quality bounding boxes across 40 semantic categories. We divided YTVIS into 2,852 train and 160 test videos, following the split in [46]. For GOT10K, we used the standard split, resulting in 9,335 train and 180 validation videos. Similar to the work of [16], we employ the LLaVA [19] model to generate captions for both datasets." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "text", + "content": "Training details We adopt a two-stage training pipeline. In the first phase of training, we extract frames from the videos in GOT10K and YTVIS2021 datasets and create data samples composed of images along with object boxes. The model is trained for approximately 50k steps with a batch size of 32. In the second phase, we continue to fine-tune the model on the videos, extending the training for an additional 80k steps with a reduced batch size of 8. The probabilities for randomly excluding images and bounding boxes are set at " + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "inline_equation", + "content": "p_i = 0.25" + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "inline_equation", + "content": "p_b = 0.1" + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "text", + "content": ", respectively. We use AdamW optimizer [22] with a learning rate of " + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "inline_equation", + "content": "5e^{-5}" + }, + { + "bbox": [ + 130, + 413, + 483, + 534 + ], + "type": "text", + "content": ". All our experiments are conducted using a single NVIDIA A100 GPU. Each experiment needs three days to finish training." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "text", + "content": "Model details We generate videos with a resolution of " + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "inline_equation", + "content": "256^2" + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "text", + "content": " pixels, producing " + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "inline_equation", + "content": "F = 8" + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "text", + "content": " frames simultaneously. Given that the VAE encoder reduces the image resolution by a factor of 8, the width " + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "text", + "content": " and height " + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 551, + 482, + 613 + ], + "type": "text", + "content": " of the latent feature in our method are set to 32. For further information on the CLIP text encoder, VAE models, and the 3D diffusion UNet, please refer to ModelScope [42]." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": "Evaluation Metrics In our analysis, we evaluate SMCD on the validation sets of the GOT10K and YTVIS2021 datasets. Following the previous work, we use FVD [40] to evaluate video quality. Additionally, we leverage the pretrained" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 356, + 91, + 447, + 101 + ], + "type": "text", + "content": "Animate Your Motion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 213, + 135, + 399, + 183 + ], + "blocks": [ + { + "bbox": [ + 143, + 114, + 470, + 126 + ], + "lines": [ + { + "bbox": [ + 143, + 114, + 470, + 126 + ], + "spans": [ + { + "bbox": [ + 143, + 114, + 470, + 126 + ], + "type": "text", + "content": "Table 1: Comparison with current methods on the validation split of GOT10K." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 213, + 135, + 399, + 183 + ], + "lines": [ + { + "bbox": [ + 213, + 135, + 399, + 183 + ], + "spans": [ + { + "bbox": [ + 213, + 135, + 399, + 183 + ], + "type": "table", + "html": "
MethodsFVD(↓)FFF_DINO(↑)SR50(↑)
MS [42]6350.68-
TrackDiff [45]563-0.783
SMCD3350.850.783
", + "image_path": "6235ecac3cc25bd50a28c4b69e74b0c557d3d82ebbf811defd056dfa88949eaa.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 204, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 204, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 204, + 482, + 338 + ], + "type": "text", + "content": "CLIP model [31] to compute the CLIP text-image similarity score (CLIP-SIM) for individual frames in each video. To evaluate the First Frame Fidelity (FFF), a metric that measures the similarity between the condition frame and the synthesized videos, we employ the DINO [47] visual encoders to extract the visual feature of the given image and of the generated video frames. We then compute the cosine similarity between them to obtain the DINO First Frame Fidelity Score " + }, + { + "bbox": [ + 130, + 204, + 482, + 338 + ], + "type": "inline_equation", + "content": "(\\mathrm{FFF}_{DINO})" + }, + { + "bbox": [ + 130, + 204, + 482, + 338 + ], + "type": "text", + "content": ". Regarding the grounding accuracy, which assesses whether the object in the generated video adheres to the specified bounding box sequence, we utilize metrics that are widely used in the context of object tracking [26, 44], including the Area Overlap (AO) and Success Rate (SR). This process involves employing a pretrained object tracking model, for which we use ARTrack [44]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 354, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 521 + ], + "type": "text", + "content": "Image integration strategies In this work we adhere to the principles of the original ModelScope and GLIGEN, which introduce text and bounding box conditioning through cross-attention and gated self-attention layers, respectively. Our focus is to explore different ways of integrating the condition of the image condition without compromising the effectiveness of the other conditions. We compare with three alternative approaches for integrating the image conditions, including (i) Processing the conditional image through a zero-convolution layer (ZC) and combining it with the noisy latent before inputting to a 3D diffusion UNet, as illustrated in Eq. 6; (ii) Using a similar architecture as ControlNet (CtrlNet) [48], with a UNet encoder to process the image condition and then inject this information into the corresponding blocks of the UNet decoder; and (iii) incorporating the image feature into the 3D diffusion UNet via a newly proposed gated cross-attention layer (GCA), as described in Eq. 7. A detailed analysis of these approaches is provided in the following section." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 538, + 265, + 551 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 538, + 265, + 551 + ], + "spans": [ + { + "bbox": [ + 132, + 538, + 265, + 551 + ], + "type": "text", + "content": "4.2 Quantitative Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 629 + ], + "type": "text", + "content": "Comparison with current methods To the best of our understanding, our model represents the pioneering effort in enabling video generation based on a combination of image, text, and object motions. Given the absence of prior work that integrates these three signals for video generation, we have opted to benchmark our approach against various methods that incorporate these control signals in distinct manners." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "Due to computing limitations, we selected the standard text-to-video model, ModelScope (MS), and TrackDiff, which generates videos based on text and object trajectories, for our benchmarking. Our evaluations are conducted on the" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 145, + 481, + 255 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "type": "text", + "content": "Table 2: Comparison between different image integration strategies on video quality, the results are reported on the validation splits of GOT10K and YTVIS2021." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 145, + 481, + 255 + ], + "lines": [ + { + "bbox": [ + 132, + 145, + 481, + 255 + ], + "spans": [ + { + "bbox": [ + 132, + 145, + 481, + 255 + ], + "type": "table", + "html": "
MethodsGOT10KYTVIS2021
CLIP-SIM↑FFFDINO↑FVD↓CLIP-SIM↑FFFDINO↑FVD↓
GT-video29.1640.963-31.4910.950-
ZC28.6640.85141130.9310.849413
CtrlNet28.5750.84338731.0800.851368
GCA30.7570.73144232.2740.798498
ZC+CtrlNet28.2320.85242130.7440.847439
ZC+GCA(SMCD)29.1610.85133530.7670.850329
", + "image_path": "21d363135c4b225fd9cce78eda1470aba305965224c330b0d593030be2705d99.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 132, + 297, + 481, + 393 + ], + "blocks": [ + { + "bbox": [ + 132, + 265, + 479, + 286 + ], + "lines": [ + { + "bbox": [ + 132, + 265, + 479, + 286 + ], + "spans": [ + { + "bbox": [ + 132, + 265, + 479, + 286 + ], + "type": "text", + "content": "Table 3: Comparison between different image integration strategies on grounding accuracy." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 297, + 481, + 393 + ], + "lines": [ + { + "bbox": [ + 132, + 297, + 481, + 393 + ], + "spans": [ + { + "bbox": [ + 132, + 297, + 481, + 393 + ], + "type": "table", + "html": "
MethodsGOT10KYTVIS2021
SR50↑SR75↑AO↑SR50↑SR75↑AO↑
GT-video0.8100.7640.8190.7030.6240.744
ZC0.7310.6600.7850.6570.5550.716
GCA0.7020.6360.7770.6440.5830.726
CtrlNet0.7450.7020.7980.6660.5920.732
ZC+CtrlNet0.7880.7240.6790.6660.5690.727
ZC+GCA (SMCD)0.7800.7280.6730.6460.5930.744
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MethodsTxtImgBoxFVD(↓)CLIP-SIM(↑)FFF_DINO(↑)SR50(↑)
MS✓--63529.100.68-
MS+MIM✓-✓42528.010.710.62
MS+DIIM✓✓-38828.910.840.57
SMCD✓✓✓33529.160.850.78
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This assessment aims to determine the compatibility of these methods with the pretrained motion integration module, evaluating their effectiveness in accurately generating objects with location guidance." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 274, + 480, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 480, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 480, + 380 + ], + "type": "text", + "content": "Interestingly, employing a single CtrlNet module yields better FVD compared to both ZC and GCA individually. However, when ZC is combined with CtrlNet, the performance on FVD deteriorates for both datasets. This decline could be attributed to the methodological overlap where ZC and CtrlNet: both enhance image conditions through zero-convolutional layers and feature addition. Specifically, ZC integrates the conditional image with a noised image for the encoder, while CtrlNet introduces the encoded clean image to the decoder. This dual approach to processing the conditional image might lead to conflicts, adversely affecting the outcome." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 380, + 480, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 480, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 480, + 453 + ], + "type": "text", + "content": "Conversely, integrating ZC and GCA within SMCD framework leads to significant enhancements. It achieves the best results in video quality and secures superior outcomes in grounding accuracy, which is even close to that of ground-truth videos. This synergy, driven by a flexible gate function that modulates the intensity of image signals, ensures that these two components work in harmony, resulting in a performance that surpasses that of other strategies explored." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 468, + 244, + 479 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 468, + 244, + 479 + ], + "spans": [ + { + "bbox": [ + 132, + 468, + 244, + 479 + ], + "type": "text", + "content": "4.3 Ablative Studies" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 486, + 480, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 480, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 480, + 544 + ], + "type": "text", + "content": "In this section, we delve into the significance of each component within the SMCD framework, where we incrementally introduce the motion integration module (MIM) and the dual image integration module (DIIM) to the foundational MS model. The performance enhancements brought about by these additions are detailed in Table 4." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "type": "text", + "content": "Integrating MIM alone was observed to detrimentally affect the FVD and CLIP-SIM scores. This decline can be attributed to the motion control counteracting MS's original generative intent, compelling the model to localize objects in specific regions, as evidenced by Fig. 3. Furthermore, incorporating DIIM alone leads to significant improvements in video quality including FVD and " + }, + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathrm{FFF}_{DINO}" + }, + { + "bbox": [ + 130, + 545, + 481, + 665 + ], + "type": "text", + "content": ". Interestingly, it yields reasonable grounding metrics, attributable to the conditional image furnishing a prior for object locations. However, in the absence of motion guidance, these metrics remain on the lower side. The combination of both modules within SMCD leads to optimal outcomes, significantly boosting both semantic consistency and motion control." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 138, + 123, + 482, + 589 + ], + "blocks": [ + { + "bbox": [ + 138, + 123, + 482, + 589 + ], + "lines": [ + { + "bbox": [ + 138, + 123, + 482, + 589 + ], + "spans": [ + { + "bbox": [ + 138, + 123, + 482, + 589 + ], + "type": "image", + "image_path": "7d7e5c99a10d2fd3206137db050ae0966a0ab7f106cc298a65f9d9664d7a9a0b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 596, + 482, + 653 + ], + "lines": [ + { + "bbox": [ + 130, + 596, + 482, + 653 + ], + "spans": [ + { + "bbox": [ + 130, + 596, + 482, + 653 + ], + "type": "text", + "content": "Fig. 3: Qualitative comparison of videos generated by different models. The given caption is: A hippopotamus that is walking. Our dual image integration module, labeled ZC+GCA, excels in maintaining the complex semantics of the initial frame while precisely conforming to the motion dynamics defined by the sequence of provided bounding boxes. Additionally, it ensures the retention of high video quality." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 357, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 357, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 357, + 91, + 447, + 100 + ], + "type": "text", + "content": "Animate Your Motion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 257, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 257, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 257, + 128 + ], + "type": "text", + "content": "4.4 Qualitative Results" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 138, + 482, + 354 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 138, + 482, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 138, + 482, + 354 + ], + "type": "text", + "content": "We present some qualitative results for an intuitive comparison between different methods. As shown in Figure 3, the inputs are the conditional image, the moving trajectory, and the text prompt \"A hippopotamus that is walking\". The ModelScope model (MS) generates a video aligned with the text but without considering any motion or image conditions. Equipped with MIM, it can generate a hippopotamus in the corresponding region but in a different scene. Various image integration methods enable models to replicate the condition image's frames closely. However, the GCA focuses on high-level semantic similarities, missing finer details. CtrlNet induces rapid movements, exemplified by a hippopotamus's head shifting swiftly from right to left. The ZC method effectively maintains semantic integrity and adheres to the motion trajectory but falls short in preserving subject consistency, as illustrated by the color change of the small hippopotamus, which turns white in the final frame. Similar to the ZC, the combination of ZC and CtrlNet generates a video that accurately captures the given conditions, but fails at keeping background consistency. Finally, our SMCD method " + }, + { + "bbox": [ + 130, + 138, + 482, + 354 + ], + "type": "inline_equation", + "content": "(\\mathrm{ZC} + \\mathrm{GCA})" + }, + { + "bbox": [ + 130, + 138, + 482, + 354 + ], + "type": "text", + "content": " generates a video that not only meets the specified conditions but also maintains consistency across frames. For more qualitative results, we refer to supplemental material." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 374, + 219, + 387 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 374, + 219, + 387 + ], + "spans": [ + { + "bbox": [ + 132, + 374, + 219, + 387 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 402, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 521 + ], + "type": "text", + "content": "In this study, we propose augmenting a text-to-video generation model with additional control signals, thereby generating videos that better align with human intentions. To this end, we investigate various methods for incorporating diverse control signals into the diffusion UNet framework and introduce the SMCD (Scene and Motion Conditional Diffusion Model). At the heart of our design are the MIM (Motion Integration Module) and DIIM (Dual Image Integration Module) modules, which are meticulously crafted to seamlessly integrate image and bounding box sequences, into the diffusion U-Net. Experimental results indicate that our method effectively integrates control signals into a diffusion UNet, generating high-quality videos that align closely with the provided control signals." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "content": "Limitation and Future Works While our method successfully generates high-quality videos that meet three specified conditions, we find that relying solely on box sequence conditions is insufficient for controlling object dynamics, as similar changes can result from camera movement. For comprehensive control, incorporating camera constraints is crucial, which we plan to explore in future research. Additionally, we have observed that some videos exhibit shaking, likely due to significant camera movement in the training data and a reduced frame rate during training. Potential solutions include training with a higher sampling rate and incorporating camera pose to distinguish between camera and object movements, which will be considered in future research. Lastly, using the pretrained ModelScope model as our backbone inherits its constraints, including difficulties in generating high-quality videos of humans." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 199, + 100 + ], + "type": "text", + "content": "Li et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 143, + 482, + 203 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 143, + 482, + 203 + ], + "spans": [ + { + "bbox": [ + 130, + 143, + 482, + 203 + ], + "type": "text", + "content": "This work is funded by the European Research Council under the European Union's Horizon 2020 research and innovation program (projects CALCULUS, H2020-ERC-2017-ADG 788506 and KeepOnLearning, H2020-ERC-2021-ADG 101021347) and the Flanders AI Research Program. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 3836-3847 (2023)" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 133, + 545, + 481, + 578 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 545, + 481, + 578 + ], + "spans": [ + { + "bbox": [ + 133, + 545, + 481, + 578 + ], + "type": "text", + "content": "49. Zhang, Y., Wei, Y., Jiang, D., Zhang, X., Zuo, W., Tian, Q.: Controlvideo: Training-free controllable text-to-video generation. arXiv preprint arXiv:2305.13077 (2023)" + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 133, + 578, + 481, + 599 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 578, + 481, + 599 + ], + "spans": [ + { + "bbox": [ + 133, + 578, + 481, + 599 + ], + "type": "text", + "content": "50. Zhou, D., Wang, W., Yan, H., Lv, W., Zhu, Y., Feng, J.: Magicvideo: Efficient video generation with latent diffusion models. arXiv preprint arXiv:2211.11018 (2022)" + } + ] + } + ], + "index": 18 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 356, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 356, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 356, + 91, + 447, + 100 + ], + "type": "text", + "content": "Animate Your Motion" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/6a400dcf-6426-4562-a0b2-a793298ef12d_content_list.json b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/6a400dcf-6426-4562-a0b2-a793298ef12d_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..a9e4c004730f2b23017bd267f9114a1525a86a86 --- /dev/null +++ b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/6a400dcf-6426-4562-a0b2-a793298ef12d_content_list.json @@ -0,0 +1,1430 @@ +[ + { + "type": "text", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "text_level": 1, + "bbox": [ + 225, + 140, + 779, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Dimitrios Gerogiannis, Foivos Paraperas Papantoniou, Rolandas Alexandros Potamias, Alexandros Lattas, Stylianos Moschoglou, Stylianos Ploumpis, and Stefanos Zafeiriou", + "bbox": [ + 243, + 212, + 759, + 258 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Imperial College London, UK \n{d.gerogiannis22, f.paraperas, r.potamias, a.lattas, s.moschoglou, s.ploumpis, s.zafeirioui}@imperial.ac.uk", + "bbox": [ + 243, + 270, + 754, + 313 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. The field of photorealistic 3D avatar reconstruction and generation has garnered significant attention in recent years; however, animating such avatars remains challenging. Recent advances in diffusion models have notably enhanced the capabilities of generative models in 2D animation. In this work, we directly utilize these models within the 3D domain to achieve controllable and high-fidelity 4D facial animation. By integrating the strengths of diffusion processes and geometric deep learning, we employ Graph Neural Networks (GNNs) as denoising diffusion models in a novel approach, formulating the diffusion process directly on the mesh space and enabling the generation of 3D facial expressions. This facilitates the generation of facial deformations through a mesh-diffusion-based model. Additionally, to ensure temporal coherence in our animations, we propose a consistent noise sampling method. Under a series of both quantitative and qualitative experiments, we showcase that the proposed method outperforms prior work in 4D facial expression synthesis by generating high-fidelity extreme expressions. Furthermore, we applied our method to textured 4D facial expression generation, implementing a straightforward extension that involves training on a large-scale textured 4D facial expression database.", + "bbox": [ + 261, + 344, + 743, + 608 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: 4D Expression $\\cdot$ Diffusion Models $\\cdot$ Graph Neural Networks", + "bbox": [ + 261, + 619, + 740, + 635 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 659, + 375, + 674 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "In the field of computer graphics and human-computer interaction, 3D face modeling [4,5,7,38,39,51] and animation are becoming increasingly crucial. With the evolution of digital interactions, there is a rising demand for realistic 3D avatars that can generate emotions with high fidelity. While controllable and dynamic 2D facial expression generation is well-studied [9,18,32,52,55,57], its 3D counterpart remains unexplored due to its inherent complexity. This lack of research emphasizes the need for advancements in 4D facial expression generation. While much of the 3D face animation domain focuses on speech animation [1,13,19,25,31,35-37,42,47,49,50,53,58], research on expression animation [33,40] is limited. Although diffusion models have been sparingly applied to", + "bbox": [ + 212, + 688, + 787, + 843 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "facial speech animation techniques [1,31,35,47,49], the results have shown considerable promise. In contrast, these models have been extensively and successfully employed in the field of 3D human motion, demonstrating their effectiveness and versatility [2, 11, 14, 44, 48, 60]. Despite the proven success of diffusion models in 3D animation, their application in 4D facial expression remains unexplored. This gap in the literature inspired us to develop our method, aiming to investigate their potential in this domain.", + "bbox": [ + 212, + 146, + 787, + 251 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, typical diffusion model architectures are challenging to apply directly to 3D structures. Using meshes as our 3D face representation, we introduce the first 3D diffusion process tailored to operate directly within the mesh space, enabling the application of diffusion models for 4D facial expression generation. Our method achieves this by employing Graph Neural Networks (GNNs) as denoising diffusion models. This novel approach paves the way for broader utilization of GNNs in diffusion processes for mesh generation. Moreover, regarding temporal coherence in animations, our method diverges from the traditional diffusion models methods. Conventional video approaches [6, 21, 22, 24, 45, 61] typically handle temporal dependencies via architectural adjustments incorporating temporal modules, generating frames collectively. In contrast, inspired by ideas presented in [26, 29, 56], our approach modifies the traditional DDPM algorithm by introducing a straightforward yet effective sampling strategy tailored to our specific challenge, termed consistent noise sampling. This intuitive sampling strategy not only solidifies temporal coherence but also significantly improves the generation time.", + "bbox": [ + 212, + 252, + 787, + 492 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our method capitalizes on diffusion models, presenting a marked divergence from the competition. Although some methods have been explored for 4D facial expression generation [33,40], they often fall short in producing high-fidelity extreme expressions, while our method successfully accomplishes it. This advantage is primarily attributed to the diffusion models' capability to handle complex distributions, such as the extreme deformations accompanying intense facial expressions. The strength of our model is further enhanced by utilizing the entirety of the mesh space. This offers superior capturing capabilities compared to traditional blendshapes [10] and landmarks [33].", + "bbox": [ + 212, + 493, + 787, + 630 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In summary, our work offers the following key contributions:", + "bbox": [ + 238, + 630, + 674, + 643 + ], + "page_idx": 1 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- The first, to the best of our knowledge, diffusion process formulation operating directly on the mesh space with GNNs proposed as denoising models.", + "- The first, to the best of our knowledge, fully data-driven approach to customizable 4D facial expressions, utilizing diffusion models.", + "- A dynamic diffusion models sampling strategy for 3D facial animation, that is extended to both geometry and texture generation." + ], + "bbox": [ + 225, + 650, + 782, + 737 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 758, + 387, + 773 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "2.1 3D Facial Animation Generation", + "text_level": 1, + "bbox": [ + 215, + 787, + 532, + 801 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Since the introduction of the seminal 3DMMs [4, 5], multiple methods have been proposed to model facial animation using expression blendshapes [10, 12].", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Nonetheless, they train on static 3D meshes, and can only rely on unrealistic linear interpolation to represent 3D facial motion.", + "bbox": [ + 212, + 146, + 782, + 175 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Several methods have tried to tackle the limitations of 3D facial motion synthesis by utilizing either audio or speech features. In an early attempt to model speech features along with facial motion, the authors of [25] presented a subject-specific model to produce facial motion from audio but faced limitations in adapting to varied speakers. A similar method was proposed in [13] where a static neutral mesh of a given identity was fed to the network for animation based on speech input features showcasing flexibility across diverse speakers. Several other approaches were built on top, that utilize RNNs along with facial action units [37] and LSTMs [53]. Following studies significantly improved the realism of 3D speech animation by disentangling emotion from speech [36, 42], while Transformer-based approaches [19,50,58] have demonstrated promising results as well. Only very recently, a few works have focused on animating a 3D facial mesh via a diffusion process coupled with a voice input signal [1,31,35,47,49]. Most of these works deal with denoising and generating animations based on input speech that is later mapped into blendshape expression parameters [35, 47]. Only [49] works directly on the mesh domain utilizing a motion decoder. Even though this line of work is promising for facial animation based on speech input, none of the aforementioned methods deal with labeled (guided) expression generation.", + "bbox": [ + 212, + 176, + 787, + 448 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Guided 4D expression generation is an understudied problem with only a few methods able to achieve satisfactory results. The work proposed in [40] first attempted guided 4D expression generation on the 4DFAB dataset [12], combining LSTMs with GNNs. It notably addressed the challenge of animating extreme expressions for the first time. While this work utilizes a GNN architecture as a decoder, similar to our method, our approach differentiates itself by adopting a mesh diffusion process, thereby enhancing the expression capturing capabilities. Similar to this research direction, the authors in [33] proposed a two-stage framework employing a sparse-to-dense decoder mapping sparse 3D facial landmark displacements to dense ones for motion generation, complemented by a GAN architecture for landmark sequence creation driven by expression labels. Although effective, this method falls short of capturing extreme expressions and detailed facial features as efficiently as our approach, as demonstrated in our experiments section. This discrepancy is likely due to the superiority of diffusion models over GANs [15], and our comprehensive use of the entire mesh rather than just landmarks.", + "bbox": [ + 212, + 449, + 787, + 690 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 Diffusion Models for Animation", + "text_level": 1, + "bbox": [ + 214, + 710, + 524, + 724 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Since the introduction of diffusion models in the 2D image domain [23, 46], the computer vision literature witnessed staggering advancements in image and video synthesis when compared to previous GAN-based approaches [15, 43]. Regarding 2D animation, [24] was the first work to extend diffusion models to video synthesis by adapting the traditional denoising architecture to accommodate 3D data. Following this pioneering work, many studies focused on maintaining temporal coherence in animation, while achieving high resolution and frame", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 356, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "rate through a variety of methods. These include integrating temporal modules, refining denoising architectures for video data, implementing cascaded super-resolution techniques, extending text-to-image models to videos, extending the latent diffusion model paradigm to video diffusion models, or even combinations of these approaches, often leveraging the strengths of each to achieve superior outcomes [6, 21, 22, 45, 61]. The unique approaches of [29] and [26] diverge from the typical approaches to handling temporal coherence. The authors of [29] innovated by treating video frames as non-independent instances by refining the DDPM paradigm to introduce a shared base noise and a time-variant residual noise across frames. Similarly, [26] departs from traditional random sampling by enforcing motion dynamics between the latent codes. Together, these two approaches emphasize the benefits of using consistent noise patterns across frames serving as inspiration for our work.", + "bbox": [ + 212, + 146, + 787, + 343 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Extending diffusion models to generate animation in the 3D domain is an ambitious task given the vast amounts of 3D data required over time and the inherently greater complexity of 3D structures compared to images. Recent efforts have leveraged these models to generate motion for 3D models. Apart from the few diffusion-based 3D speech animation methods referenced in the previous subsection, the vast majority of such endeavors are focused on generating 3D human motion, which is a well-studied research area. Numerous diffusion based methods ranging from body motion [2,11,14,44,48,60] to hand gestures motions [3,59], have emerged in the literature. While most of these methods are text-conditioned, others utilize different mechanisms such as 3D landmarks [16] and 3D object points [27]. Nevertheless, none of the aforementioned methods tackles the problem of labeled expression animation which is an understudied problem due to the scarcity of 4D facial expression data, unlike speech and human motion data.", + "bbox": [ + 212, + 345, + 787, + 555 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.3 Diffusion Models on the 3D Space", + "text_level": 1, + "bbox": [ + 215, + 590, + 542, + 606 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Although 2D diffusion models have been extensively explored and understood, particularly in terms of denoising model architectures and their applications, the exploration in the 3D domain lags behind because of the complexities involved in 3D modeling. Only a handful of studies have explored diffusion processes directly on 3D structures, and these primarily work on point clouds. The pioneering work of [28] adapted traditional diffusion models for point clouds introducing a probabilistic approach rooted in thermodynamic diffusion processes. Similarly, another approach [62] combined diffusion models with point-voxel representations for shape generation. Recent methods have followed more sophisticated approaches by operating on the 3D latent space [30,54] taking inspiration from [43]. The last two methods can also generate meshes, but they achieve this by reconstructing surfaces from the generated point clouds and lack detail [30,54]. To the best of our knowledge, no existing diffusion model directly operates on mesh points while preserving their inherent connectivity to generate meshes.", + "bbox": [ + 212, + 628, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 143, + 330, + 159 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our method learns to animate a mesh of neutral expression towards a target expression, guided by a signal that indicates both the progression and intensity of the resulting expression animation, enabling extensive customization.", + "bbox": [ + 212, + 172, + 782, + 217 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To implement the animation mechanism, our framework introduces a novel mesh diffusion process tailored for fixed topology meshes. The frames of each animation used for training are processed by expressing them as deformations from the neutral mesh. Interestingly, while our method is dynamic, our diffusion model is trained in a conventional static manner. A key feature is our intuitive consistent noise sampling strategy, designed specifically for our problem. This not only ensures temporal coherence, resulting in smooth animations but also accelerates the generation process. Fig. 1 provides an overview of our frame generation method, while Fig. 2 depicts our consistent noise sampling strategy. In the following subsections, we detail each component and explain the innovations of our method.", + "bbox": [ + 212, + 218, + 784, + 383 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/950ecf4a216ed469c935ffa2ae8e448ab19f3344efbf1131853eca6990903f4c.jpg", + "image_caption": [ + "Fig. 1: Overview of the proposed frame generation method: Our method generates frames by integrating a point cloud DDPM with an SCN denoising model, conditioned on a concatenated expression and timestep conditioning. It employs spiral convolutional layers, modulating output features with a simple gating and bias mechanism tailored to the conditions. Throughout this process, noise is predicted and systematically subtracted at each timestep until the frame is completely denoised and thus generated. While the method operates on deformations, for visualization, we apply them to the neutral mesh for all timesteps, to show the temporal evolution of the diffusion process." + ], + "image_footnote": [], + "bbox": [ + 264, + 407, + 738, + 612 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Formulating Diffusion Processes on the Mesh Space", + "text_level": 1, + "bbox": [ + 212, + 787, + 687, + 803 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our mesh diffusion formulation builds upon [28]. The core idea of this work is to tailor the diffusion process specifically for point clouds. The objective is to", + "bbox": [ + 212, + 809, + 784, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 356, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "reconstruct a point cloud $\\mathbf{X}^{(0)}$ of a desired shape, defined by a shape latent $\\mathbf{z} \\in \\mathbb{R}^{N \\times 1}$ . This latent is derived from an encoder $\\mathbf{z} = E_{\\phi}(\\mathbf{X}^{(0)})$ , and the reverse diffusion process is conditioned on it. Starting from pure noise, the method progresses to generate the point cloud.", + "bbox": [ + 212, + 145, + 782, + 205 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Consistent with traditional DDPMs, the training objective is to maximize the data's log-likelihood, $\\mathbb{E}[\\log p_{\\pmb{\\theta}}(\\mathbf{X}^{(0)})]$ . By leveraging the variational lower bound (ELBO) and further derivations, a simplified training objective is formulated, akin to the approach presented in [23]:", + "bbox": [ + 212, + 207, + 784, + 267 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nL (\\boldsymbol {\\theta}, \\phi) = \\sum_ {i = 1} ^ {N} \\left\\| \\boldsymbol {\\epsilon} - \\boldsymbol {\\epsilon} _ {\\theta} \\left(\\sqrt {\\bar {a} _ {t}} \\mathbf {x} _ {\\mathbf {i}} ^ {(0)} + \\sqrt {1 - \\bar {a} _ {t}} \\boldsymbol {\\epsilon}, t, E _ {\\phi} \\left(\\mathbf {X} ^ {(0)}\\right)\\right) \\right\\| ^ {2} \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 280, + 785, + 319 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Fixed topology meshes are the dominant representation of human faces [17]. Hence, our objective is to adapt the point cloud diffusion process to operate directly on such meshes. However, challenges arise when examining the original point cloud diffusion process for mesh generation. The primary issue arises from the integration of the loss function, which is focused on denoising at a point level, with the denoising model $\\epsilon_{\\theta}(\\mathbf{x}_{\\mathbf{i}}^{(t)}, t, \\mathbf{z})$ , characterized by its point cloud MLP architecture. The latter treats point clouds as unordered sets due to their inherent permutation invariance. Recognizing that meshes essentially represent strongly structured point clouds defined by their connectivity, such a property becomes a problem, since order and structure are crucial for them. Moreover, point cloud MLPs initially process individual points independently and only aggregate this data in subsequent layers, leading to challenges in accurately capturing the finer local details found in meshes.", + "bbox": [ + 212, + 325, + 784, + 518 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To facilitate mesh generation, we employ GNNs as denoising diffusion models in a novel manner. This adaptation leads to a structure-aware, sophisticated diffusion process that not only effectively denoises, but also preserves the connectivity. More specifically, we replace the point cloud MLP denoising model with a Spiral Convolutional Network (SCN) [8,20]. This replacement is denoted by $s_{\\theta}(\\mathbf{x}_{\\mathbf{i}}^{(t)}, t, \\mathbf{c})$ where $\\mathbf{c}$ represents the conditioning of the model, serving a role similar to the shape latent $\\mathbf{z}$ in the original method.", + "bbox": [ + 212, + 521, + 784, + 626 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Training in Line with Static Diffusion Models", + "text_level": 1, + "bbox": [ + 215, + 648, + 635, + 662 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Typically, dynamic diffusion models that generate modalities, such as videos, train on the entire sequence of animation frames, operating in a whole-animation fashion. In contrast, our approach to training is one frame at a time. Specifically, for a given animation $\\mathbf{X} = \\{\\mathbf{x_i}:i = 0,\\dots ,K - 1\\}$ , we select a single frame $\\mathbf{x_i}\\in$ $\\mathbb{R}^{N\\times 3}$ . We then extract the expression stage information for this frame, denoted as $\\mathbf{e_i}\\in \\mathbb{R}^{1\\times M}$ , where $M$ represents the number of possible expression categories. This vector $\\mathbf{e_i}$ encodes both the category and intensity of the expression, derived from the animation's expression signal $\\mathbf{E} = \\{\\mathbf{e_i}:i = 0,\\ldots ,K - 1\\}$ . Additionally, we obtain the neutral mesh associated with the animation, denoted as $\\mathbf{x_0}$ . We use it to express the current frame $\\mathbf{x_i}$ as deformations relative to it, yielding $\\mathbf{d_i} = \\mathbf{x_i} - \\mathbf{x_0}$ with $\\mathbf{d_i}\\in \\mathbb{R}^{N\\times 3}$ . From there, training follows the paradigm of", + "bbox": [ + 212, + 672, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "static diffusion models with the denoising model conditioned on the expression stage and timestep, using the following loss function:", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nL (\\pmb {\\theta}) = \\sum_ {i = 1} ^ {N} \\left\\| \\pmb {\\epsilon} - \\pmb {s} _ {\\theta} (\\sqrt {\\bar {a} _ {t}} \\mathbf {d _ {i}} ^ {(0)} + \\sqrt {1 - \\bar {a} _ {t}} \\pmb {\\epsilon}, t, \\mathbf {e _ {i}}) \\right\\| ^ {2} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 330, + 189, + 785, + 231 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "A significant advantage of our approach is its computational efficiency. Traditional methods require loading entire animation sequences for training, which is computationally demanding, especially with large meshes. Our frame-by-frame approach avoids this, enabling high-resolution mesh training without performance limitations.", + "bbox": [ + 212, + 241, + 782, + 316 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Using the Entire Mesh versus Relying on Landmarks", + "text_level": 1, + "bbox": [ + 214, + 339, + 699, + 357 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We train on the entire mesh, capturing the complex dynamics of facial expressions, including the finest details, drawing inspiration from [40]. This holistic approach, utilizing the comprehensive deformation mesh $\\mathbf{d_i} = \\mathbf{x_i} - \\mathbf{x_0}$ for each frame $i$ , surpasses both traditional blendshape-based techniques [10,12] and landmarks based methods [33]. Traditional techniques often fail to represent extreme deformations due to their linear limitations. In contrast, while landmark-based methods capture a significant portion of facial motions through a set of landmarks, they may overlook the fine details of facial dynamics. It is worth noting that even though the methodologies presented in [33] yield mesh displacements, their core training still relies on sparse landmarks.", + "bbox": [ + 212, + 366, + 787, + 518 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.4 Consistent Noise Sampling", + "text_level": 1, + "bbox": [ + 214, + 541, + 483, + 558 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "While the conditioning of the diffusion process on the expression stage might impose some sort of temporal coherence, it is by no means enough for the smoothness required for expression animation. To bridge this gap, building on the ideas presented in [26, 29, 56], we propose a modification of the original DDPM sampling algorithm for our problem, named consistent noise sampling, rooted in two primary observations.", + "bbox": [ + 212, + 566, + 782, + 657 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Firstly, within the diffusion process, noise drives sample diversity. However, in facial expression animation, maintaining temporal coherence requires careful management of this diversity, as it can otherwise hinder it. To tackle this issue, we propose employing a consistent noise strategy across all animation frames to ensure smooth transitions, acknowledging the minimal differences typically present between consecutive frames. This approach involves applying consistent noise both at the start of denoising and throughout the following denoising steps, ensuring that each frame within an animation maintains coherence. By sampling and maintaining a consistent initial noise implementation $\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})$ and noise sequence for denoising $\\mathbf{z} = \\mathbf{z}_t \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I}), t = T - 1,\\dots,1$ with $\\mathbf{z}_0 = \\mathbf{0}$ across frames, our model effectively differentiates its output based on the specific expression stage information, ensuring smooth animations.", + "bbox": [ + 212, + 659, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 354, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Secondly, in diffusion models, generation progresses step-wise in a hierarchical manner: earlier timesteps address broader structures, while later steps refine details, such as expression dynamics. Therefore, our method applies the full range of denoising steps $t = T - 1,\\ldots ,0$ for the generation of the first frame of an animation and then reduces steps for the following frames. To implement our approach, we first apply the full range of denoising steps, $t = T - 1,\\dots ,0$ , for generating the initial frame of an animation. Once we reach a late-stage denoised version at timestep $t_s$ for the first frame, denoted as $\\hat{\\mathbf{d_0}}^{\\mathbf{t_s}}$ , we then initiate the generation of subsequent frames from this advanced denoised state utilizing only the remaining range of timesteps $t = t_{s},\\ldots ,0$ . This means that the initial noise prediction for the first frame is given by $\\hat{\\epsilon_0}^{\\mathbf{T} - \\mathbf{1}} = s_\\theta (\\epsilon ,T - 1,\\mathbf{e}_0)$ . For subsequent frames, however, the initial noise prediction adjusts to $\\hat{c}_{\\mathrm{i}}^{\\mathrm{t_s}} = s_{\\theta}(\\hat{\\mathbf{d_0}}^{\\mathrm{t_s}},t_s,\\mathbf{e_i})$ , with $t_s$ effectively serving as the new starting point $(T^{\\prime} - 1 = t_{s})$ for these frames. This strategic adjustment allows for a more efficient generation process by reducing the number of required timesteps while maintaining high fidelity.", + "bbox": [ + 212, + 146, + 787, + 380 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "To generate diverse animations for the same expression with our sampling strategy, one simply samples different noise implementations and applies them consistently across all frames. A final advantage of our sampling, which might not be evident at the start, is that once the initial frame is generated, all subsequent frames can be produced concurrently, further improving generation speed.", + "bbox": [ + 212, + 385, + 787, + 463 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/59be3126cc395443cd28b0e1003b7f4831127db501f63790a4546adda170b65f.jpg", + "image_caption": [ + "Fig. 2: Animation generation via consistent noise sampling: The process initiates by sampling the initial noise $\\epsilon$ and the denoising noise sequence $\\mathbf{z}$ over $T - 1$ timesteps. The diffusion process begins with the first frame using the full range of timesteps. Upon reaching a late denoised stage at $t_s$ , the generation for subsequent frames starts in parallel from this denoised state, utilizing only the remaining $t_s$ timesteps. All frames share the same denoising sequence $\\mathbf{z}$ , with differences arising from the expression intensity." + ], + "image_footnote": [], + "bbox": [ + 248, + 502, + 754, + 726 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 143, + 375, + 162 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "To demonstrate the superiority of our approach over existing methods, we undertook both quantitative and qualitative experiments focused on 4D facial expression animation using the CoMA [41] dataset. This dataset features 12 unique identities, each with 12 varied expressions that are extreme and diverse, making it an ideal benchmark for evaluating 4D facial expression generation methods.", + "bbox": [ + 212, + 181, + 782, + 256 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Additionally, we applied our approach to the generation of textured 4D facial expressions by training on the MimicMe [34] dataset, a large-scale database that provides both geometry and textures. We followed the same training protocol used with CoMA for the geometric data and employed a texture animation method using a latent diffusion model. This allowed us to effectively combine the geometry with texture sequences, producing realistic textured 4D facial expressions.", + "bbox": [ + 212, + 257, + 787, + 363 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 4D Facial Expression Evaluation", + "text_level": 1, + "bbox": [ + 215, + 390, + 529, + 405 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Preprocessing. To ensure meaningful comparisons and address the limitations of [33] which is limited to a fixed frame count per animation, all methods are standardized to produce 40 frames. Following the logic of [33], we select subsequences that transition from a neutral to an extreme expression and using interpolation or selection, we ensure consistent length for all. Our preprocessing then quantifies the expression progression by calculating deformations from the neutral mesh for each frame of an animation and smoothing it appropriately. Furthermore, we use global scaling for intensity via an animation extremeness factor, which is necessary for customizable approaches such as ours and [40] to grasp expression intensity information. This factor is normalized across animations of the same expression, providing a consistent framework of assessing expression intensity. Our preprocessing pipeline, designed to equip the model with both progression and intensity information is versatile enough to be applied to any dataset. For more details, we refer the reader to the supplementary material.", + "bbox": [ + 212, + 420, + 787, + 645 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Training Setup. To accurately evaluate the generalization of our method, we opted to split the CoMA expression animations subject-wise, excluding all animations of the test subjects from training. For the experiments, we follow the settings outlined in [33] and modify the approach described in [40] to accommodate the CoMA dataset. Our diffusion model's noise schedule uses 1000 steps, starting from $t_1 = 1e - 4$ to $t_T = 0.02$ . The late denoising strategy is configured with $t_s = 400$ , meaning that for subsequent frames beyond the first, we employ only 400 timesteps, initiating from the late denoised version of the first frame, 400 steps before concluding the diffusion process. Our model was trained for 5600 epochs with a batch size of 32, using the Adam optimizer with an initial learning rate of 0.001 and a learning rate scheduler to finally reduce to $1e - 4$ .", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 356, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Quantitative Evaluation. Given that our training animations transition from neutral to extreme states, we expect [33] to inherently learn to generate extreme expressions. To ensure fairness with [33], which isn't designed for customizable intensity levels, we demonstrate the adaptability of our model. We generate expression animations at maximum intensity through our global intensity scaling strategy (Ours-Extreme) and, to mitigate bias, also produce animations across a spectrum of intensities (Ours-Varying), highlighting our method's adaptability. Further enhancing comparison fairness, we apply local intensity scaling (Ours-Local), training our model exclusively on expression progression values. This approach simulates a non-customizable framework, closely mirroring [33], even though it limits the potential of our method. Considering the customizable aspect and significantly worse relative performance of [40], we pair it with global scaling to achieve the best results, ensuring a truly fair comparison between all methods.", + "bbox": [ + 212, + 146, + 787, + 343 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "To quantitatively assess the generated expression animations across all methods, we employ the standard metrics. Expression classification is a key benchmark for evaluating 4D facial expression methods. Combining the classifier solutions presented in [33, 40], we adopt a similar approach. Our classifier involves a two-stage process. Initially, we use Principal Component Analysis (PCA) to capture the core variations of facial expressions by encoding deformations from the neutral state. This encoding is applied to all animations used to train the models, resulting in a PCA encoder that effectively reduces the dimensionality of the meshes while preserving their expressive spatial features. Following this, we deploy an LSTM-based classifier that operates on these PCA-encoded animations. By processing the temporal sequence of PCA-encoded mesh deformations, our LSTM model effectively captures the dynamic nature of facial expressions. The LSTM output is then sequentially fed through two fully connected layers, with the final layer responsible for class prediction. The second metric utilized for evaluation is the specificity measure, defined as the per-frame average Euclidean distance between the generated animations and the ground truth. This metric serves as an estimate of how closely the generated animations resemble the actual ones, thus acting as a direct indicator of generation quality. Additionally, we employ the Fréchet Inception Distance (FID) metric to evaluate the quality of the generations. For our method, we employ this metric only for the version that mimics the non-customizable framework (Ours-Local) because this provides the fairest comparison for FID. When combined with classification accuracy and specificity measure, these metrics together provide a comprehensive framework for the quantitative analysis of 4D facial expressions.", + "bbox": [ + 212, + 347, + 787, + 709 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "For all subsequent experiments involving our method and MO3DGAN [33], we generate 50 animations per subject and expression due to their stochastic nature. In contrast, for the deterministic LSTM approach [40], only a single animation is produced for each subject and expression.", + "bbox": [ + 212, + 714, + 785, + 773 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "As can be seen in Tab. 1, our method surpasses the other two methods across all metrics, demonstrating its superiority. Remarkably, it achieves a similar classification performance with the ground truth, underscoring the quality of our generated expressions. In more detail, the specificity error increases for the final", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/afa9afb0eac275bcf3381d8e99b8b3552f8b691efd3fbffb11a671b26c5f23c2.jpg", + "table_caption": [ + "Table 1: Classification accuracy, average specificity error (mm) and FID." + ], + "table_footnote": [], + "table_body": "
MethodAccuracy (%)Specificity (mm)FID
GT77.77029.15
MO3DGAN [33]67.222.1852.21
LSTM [40]45.123.259.14
Ours-Extreme75.941.78—
Ours-Local72.881.7443.01
Ours-Varying78.901.61—
", + "bbox": [ + 321, + 171, + 679, + 285 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "frames, as shown in Fig. 3, because these frames correspond to the most extreme expressions. Despite this, every version of our method consistently shows lower error, particularly in these challenging later frames, highlighting our method's capability to accurately generate complex and extreme expressions. To further reinforce our argument about our method's effectiveness in capturing extreme expressions, we include heatmaps in Fig. 4, clearly showcasing our method's preeminence.", + "bbox": [ + 212, + 315, + 787, + 421 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/40f20d18745a219894065757d3f6c288fcdf1bc737443eff1013a0312108d16e.jpg", + "image_caption": [ + "Fig. 3: Average per frame specificity error (mm) between the proposed and the baseline methods LSTM [40] and MO3DGAN [33]." + ], + "image_footnote": [], + "bbox": [ + 357, + 446, + 643, + 563 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/0ddd1765a0703a3ea27b3c0f767bc9759aad1d49c446132cde21731f846cf652.jpg", + "image_caption": [ + "Fig. 4: Comparison of final frame generations with their respective ground truths, between ours and MO3DGAN [33]. LSTM [40] results are omitted for brevity and due to significantly worse performance." + ], + "image_footnote": [], + "bbox": [ + 359, + 660, + 643, + 752 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 356, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Qualitative Evaluation. Beyond quantitative analysis, we offer qualitative results for a deeper, subjective evaluation. Due to space constraints, we qualitatively compare with the best-performing method. Fig. 5 showcases generations of extreme expression animations from both methods for a visual comparison. Our method excels by producing more extreme and expressive animations, highlighting our capability to generate high-fidelity expressions. Additionally, as illustrated in Fig. 6, our method produces animations of high smoothness. Finally, our model excels in creating highly diverse expression animations, with Fig. 7 showcasing examples from the expression categories with the greatest inherent diversity.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/08ba13a96bf4ab47572a937c904d933fa110c121cb5150ff7f0278a48f3d92ce.jpg", + "image_caption": [ + "Fig.5: Qualitative comparison of extreme expression generations between ours and MO3DGAN [33]. Final expressions are illustrated in the main paper. For full-length dynamic 4D expressions, please refer to the supplementary material." + ], + "image_footnote": [], + "bbox": [ + 218, + 330, + 784, + 523 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/d2f6b4d77bff74624d38d82a832e2e722401215a7be018b07ad6dacfe54fd10f.jpg", + "image_caption": [ + "Fig. 6: Progression of 4D expressions for three different identities and expressions." + ], + "image_footnote": [], + "bbox": [ + 289, + 643, + 712, + 806 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/8953181281d83789b27575d5909af2d19f41a763037fc126c748ac2f1e224151.jpg", + "image_caption": [ + "Fig. 7: Diversity of generated expressions." + ], + "image_footnote": [], + "bbox": [ + 292, + 146, + 709, + 200 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.2 Textured 4D Animation on Large Scale Datasets", + "text_level": 1, + "bbox": [ + 215, + 276, + 663, + 291 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In our final experiment, we implemented a simple extension of our method to generate textured 4D facial expressions using the diverse MimicMe [34] dataset, which includes 4,700 subjects, each performing the same expressions. Despite the dataset's variety, it poses challenges such as low frame rates and non-uniform expression initiation points, with some animations transitioning directly between expressions without starting from a neutral state. To overcome these issues, we manually annotated and curated a subset of subjects and their expression animations. By interpolating between frames, we increased the frame count for both texture and geometry. Consequently, we created a refined dataset of 345 subjects, each demonstrating the six fundamental expressions with 40 frames per expression, ensuring a close match between geometry and texture.", + "bbox": [ + 212, + 296, + 787, + 462 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Building on the principles of our geometry diffusion model, we implemented a latent diffusion model (LDM) [43] to generate sequences of textures. This approach enhances the standard LDM architecture by conditioning it on the neutral latent (i.e., the neutral texture encoded using the LDM's encoder), expression intensity, and label of the generated frame. The conditioning mechanisms include channel-wise concatenation for the neutral latent and cross-attention for the expression intensity and label signals. To ensure a meaningful and representative latent space, we trained the autoencoder component of the LDM with all textures from the MimicMe [34] dataset.", + "bbox": [ + 212, + 462, + 787, + 598 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Our training methodology mirrors that of the geometry model, focusing on one frame at a time. This parallel training process ensures a unified learning strategy across both geometry and texture models. For inference, we employ the same consistent noise sampling strategy as used in the geometry model, which has also proven effective for animating textures in our context. Additionally, by utilizing a dataset significantly larger than CoMA's [41] 12 subjects, we have equipped the geometry diffusion model with identity information. This is achieved by encoding the neutral mesh using a spiral convolutional encoder [8,20] that is trained jointly with the diffusion model. The resulting encoding, concatenated with the other conditioning inputs, guides the reverse diffusion process, effectively integrating identity into the generative process.", + "bbox": [ + 212, + 598, + 787, + 763 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The resulting framework generates textured 4D facial expressions given expression information, a neutral mesh and texture. It achieves this through the application of the geometry model to generate the geometry of the frames and the texture model to create the corresponding textures for each frame. Qualitative results of our method are showcased in Fig. 8 for subjective evaluation.", + "bbox": [ + 212, + 765, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 356, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/5ea04eb6c2d6ac11d00a5c541596027bc77863e14b4665e00d57ab723abc265e.jpg", + "image_caption": [ + "Fig. 8: Generated textured 4d facial expressions using our framework. Notably, while our framework doesn't generate texture on top of geometry, it consistently produces texture sequences that qualitatively align with the corresponding geometries. Expressions progress from left (neutral) to right (apex)." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 781, + 506 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 604, + 359, + 621 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we introduceAnimateMe, a novel diffusion-based model for fully customizable 4D facial expression generation. Leveraging our novel mesh diffusion process with the GNN serving as the denoising model, we facilitate expression generations of high fidelity, significantly surpassing the existing state-of-the-art. Paired with our consistent noise sampling strategy, our model ensures the production of smooth animation sequences. We demonstrated the adaptability of our model by extending it to textured animation. This extension signifies our method's potential for application in large-scale databases, offering a unified framework for both geometry and texture modeling.AnimateMe introduces a 4D method for modeling extreme expressions, effectively addressing a challenge that has not been solved as effectively as possible in the existing literature. To the best of our knowledge, it also proposes the first diffusion model to utilize a GNN as a denoising model.", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "D. Gerogiannis et al.", + "bbox": [ + 271, + 114, + 410, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "S. Zafeiriou and part of the research were funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1).", + "bbox": [ + 215, + 176, + 784, + 205 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 229, + 321, + 244 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Aneja, S., Thies, J., Dai, A., Nießner, M.: Facetalk: Audio-driven motion diffusion for neural parametric head models (2023)", + "2. Azadi, S., Shah, A., Hayes, T., Parikh, D., Gupta, S.: Make-an-animation: Large-scale text-conditional 3d human motion generation. arXiv preprint arXiv:2305.09662 (2023)", + "3. Baltatzis, V., Potamias, R.A., Ververas, E., Sun, G., Deng, J., Zafeiriou, S.: Neural sign actors: A diffusion model for 3d sign language production from text. arXiv preprint arXiv:2312.02702 (2023)", + "4. Blanz, V., Vetter, T.: A morphable model for the synthesis of 3d faces. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 5826-5835 (2021)", + "bbox": [ + 217, + 147, + 784, + 189 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "AnimateMe: 4D Facial Expressions via Diffusion Models", + "bbox": [ + 356, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/6a400dcf-6426-4562-a0b2-a793298ef12d_model.json b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/6a400dcf-6426-4562-a0b2-a793298ef12d_model.json new file mode 100644 index 0000000000000000000000000000000000000000..d3b0a9129f9266bae511eb39da2578e60669f5fd --- /dev/null +++ b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/6a400dcf-6426-4562-a0b2-a793298ef12d_model.json @@ -0,0 +1,2141 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.227, + 0.141, + 0.78, + 0.187 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.213, + 0.761, + 0.26 + ], + "angle": 0, + "content": "Dimitrios Gerogiannis, Foivos Paraperas Papantoniou, Rolandas Alexandros Potamias, Alexandros Lattas, Stylianos Moschoglou, Stylianos Ploumpis, and Stefanos Zafeiriou" + }, + { + "type": "text", + "bbox": [ + 0.245, + 0.271, + 0.756, + 0.314 + ], + "angle": 0, + "content": "Imperial College London, UK \n{d.gerogiannis22, f.paraperas, r.potamias, a.lattas, s.moschoglou, s.ploumpis, s.zafeirioui}@imperial.ac.uk" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.345, + 0.744, + 0.609 + ], + "angle": 0, + "content": "Abstract. The field of photorealistic 3D avatar reconstruction and generation has garnered significant attention in recent years; however, animating such avatars remains challenging. Recent advances in diffusion models have notably enhanced the capabilities of generative models in 2D animation. In this work, we directly utilize these models within the 3D domain to achieve controllable and high-fidelity 4D facial animation. By integrating the strengths of diffusion processes and geometric deep learning, we employ Graph Neural Networks (GNNs) as denoising diffusion models in a novel approach, formulating the diffusion process directly on the mesh space and enabling the generation of 3D facial expressions. This facilitates the generation of facial deformations through a mesh-diffusion-based model. Additionally, to ensure temporal coherence in our animations, we propose a consistent noise sampling method. Under a series of both quantitative and qualitative experiments, we showcase that the proposed method outperforms prior work in 4D facial expression synthesis by generating high-fidelity extreme expressions. Furthermore, we applied our method to textured 4D facial expression generation, implementing a straightforward extension that involves training on a large-scale textured 4D facial expression database." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.621, + 0.741, + 0.636 + ], + "angle": 0, + "content": "Keywords: 4D Expression \\(\\cdot\\) Diffusion Models \\(\\cdot\\) Graph Neural Networks" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.66, + 0.377, + 0.675 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.844 + ], + "angle": 0, + "content": "In the field of computer graphics and human-computer interaction, 3D face modeling [4,5,7,38,39,51] and animation are becoming increasingly crucial. With the evolution of digital interactions, there is a rising demand for realistic 3D avatars that can generate emotions with high fidelity. While controllable and dynamic 2D facial expression generation is well-studied [9,18,32,52,55,57], its 3D counterpart remains unexplored due to its inherent complexity. This lack of research emphasizes the need for advancements in 4D facial expression generation. While much of the 3D face animation domain focuses on speech animation [1,13,19,25,31,35-37,42,47,49,50,53,58], research on expression animation [33,40] is limited. Although diffusion models have been sparingly applied to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.252 + ], + "angle": 0, + "content": "facial speech animation techniques [1,31,35,47,49], the results have shown considerable promise. In contrast, these models have been extensively and successfully employed in the field of 3D human motion, demonstrating their effectiveness and versatility [2, 11, 14, 44, 48, 60]. Despite the proven success of diffusion models in 3D animation, their application in 4D facial expression remains unexplored. This gap in the literature inspired us to develop our method, aiming to investigate their potential in this domain." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.788, + 0.493 + ], + "angle": 0, + "content": "However, typical diffusion model architectures are challenging to apply directly to 3D structures. Using meshes as our 3D face representation, we introduce the first 3D diffusion process tailored to operate directly within the mesh space, enabling the application of diffusion models for 4D facial expression generation. Our method achieves this by employing Graph Neural Networks (GNNs) as denoising diffusion models. This novel approach paves the way for broader utilization of GNNs in diffusion processes for mesh generation. Moreover, regarding temporal coherence in animations, our method diverges from the traditional diffusion models methods. Conventional video approaches [6, 21, 22, 24, 45, 61] typically handle temporal dependencies via architectural adjustments incorporating temporal modules, generating frames collectively. In contrast, inspired by ideas presented in [26, 29, 56], our approach modifies the traditional DDPM algorithm by introducing a straightforward yet effective sampling strategy tailored to our specific challenge, termed consistent noise sampling. This intuitive sampling strategy not only solidifies temporal coherence but also significantly improves the generation time." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.494, + 0.788, + 0.631 + ], + "angle": 0, + "content": "Our method capitalizes on diffusion models, presenting a marked divergence from the competition. Although some methods have been explored for 4D facial expression generation [33,40], they often fall short in producing high-fidelity extreme expressions, while our method successfully accomplishes it. This advantage is primarily attributed to the diffusion models' capability to handle complex distributions, such as the extreme deformations accompanying intense facial expressions. The strength of our model is further enhanced by utilizing the entirety of the mesh space. This offers superior capturing capabilities compared to traditional blendshapes [10] and landmarks [33]." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.631, + 0.675, + 0.645 + ], + "angle": 0, + "content": "In summary, our work offers the following key contributions:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.651, + 0.784, + 0.679 + ], + "angle": 0, + "content": "- The first, to the best of our knowledge, diffusion process formulation operating directly on the mesh space with GNNs proposed as denoising models." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.681, + 0.784, + 0.708 + ], + "angle": 0, + "content": "- The first, to the best of our knowledge, fully data-driven approach to customizable 4D facial expressions, utilizing diffusion models." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.71, + 0.784, + 0.738 + ], + "angle": 0, + "content": "- A dynamic diffusion models sampling strategy for 3D facial animation, that is extended to both geometry and texture generation." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.651, + 0.784, + 0.738 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.759, + 0.388, + 0.775 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.788, + 0.533, + 0.803 + ], + "angle": 0, + "content": "2.1 3D Facial Animation Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Since the introduction of the seminal 3DMMs [4, 5], multiple methods have been proposed to model facial animation using expression blendshapes [10, 12]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.176 + ], + "angle": 0, + "content": "Nonetheless, they train on static 3D meshes, and can only rely on unrealistic linear interpolation to represent 3D facial motion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.788, + 0.449 + ], + "angle": 0, + "content": "Several methods have tried to tackle the limitations of 3D facial motion synthesis by utilizing either audio or speech features. In an early attempt to model speech features along with facial motion, the authors of [25] presented a subject-specific model to produce facial motion from audio but faced limitations in adapting to varied speakers. A similar method was proposed in [13] where a static neutral mesh of a given identity was fed to the network for animation based on speech input features showcasing flexibility across diverse speakers. Several other approaches were built on top, that utilize RNNs along with facial action units [37] and LSTMs [53]. Following studies significantly improved the realism of 3D speech animation by disentangling emotion from speech [36, 42], while Transformer-based approaches [19,50,58] have demonstrated promising results as well. Only very recently, a few works have focused on animating a 3D facial mesh via a diffusion process coupled with a voice input signal [1,31,35,47,49]. Most of these works deal with denoising and generating animations based on input speech that is later mapped into blendshape expression parameters [35, 47]. Only [49] works directly on the mesh domain utilizing a motion decoder. Even though this line of work is promising for facial animation based on speech input, none of the aforementioned methods deal with labeled (guided) expression generation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.788, + 0.691 + ], + "angle": 0, + "content": "Guided 4D expression generation is an understudied problem with only a few methods able to achieve satisfactory results. The work proposed in [40] first attempted guided 4D expression generation on the 4DFAB dataset [12], combining LSTMs with GNNs. It notably addressed the challenge of animating extreme expressions for the first time. While this work utilizes a GNN architecture as a decoder, similar to our method, our approach differentiates itself by adopting a mesh diffusion process, thereby enhancing the expression capturing capabilities. Similar to this research direction, the authors in [33] proposed a two-stage framework employing a sparse-to-dense decoder mapping sparse 3D facial landmark displacements to dense ones for motion generation, complemented by a GAN architecture for landmark sequence creation driven by expression labels. Although effective, this method falls short of capturing extreme expressions and detailed facial features as efficiently as our approach, as demonstrated in our experiments section. This discrepancy is likely due to the superiority of diffusion models over GANs [15], and our comprehensive use of the entire mesh rather than just landmarks." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.711, + 0.525, + 0.726 + ], + "angle": 0, + "content": "2.2 Diffusion Models for Animation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Since the introduction of diffusion models in the 2D image domain [23, 46], the computer vision literature witnessed staggering advancements in image and video synthesis when compared to previous GAN-based approaches [15, 43]. Regarding 2D animation, [24] was the first work to extend diffusion models to video synthesis by adapting the traditional denoising architecture to accommodate 3D data. Following this pioneering work, many studies focused on maintaining temporal coherence in animation, while achieving high resolution and frame" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.344 + ], + "angle": 0, + "content": "rate through a variety of methods. These include integrating temporal modules, refining denoising architectures for video data, implementing cascaded super-resolution techniques, extending text-to-image models to videos, extending the latent diffusion model paradigm to video diffusion models, or even combinations of these approaches, often leveraging the strengths of each to achieve superior outcomes [6, 21, 22, 45, 61]. The unique approaches of [29] and [26] diverge from the typical approaches to handling temporal coherence. The authors of [29] innovated by treating video frames as non-independent instances by refining the DDPM paradigm to introduce a shared base noise and a time-variant residual noise across frames. Similarly, [26] departs from traditional random sampling by enforcing motion dynamics between the latent codes. Together, these two approaches emphasize the benefits of using consistent noise patterns across frames serving as inspiration for our work." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.346, + 0.788, + 0.556 + ], + "angle": 0, + "content": "Extending diffusion models to generate animation in the 3D domain is an ambitious task given the vast amounts of 3D data required over time and the inherently greater complexity of 3D structures compared to images. Recent efforts have leveraged these models to generate motion for 3D models. Apart from the few diffusion-based 3D speech animation methods referenced in the previous subsection, the vast majority of such endeavors are focused on generating 3D human motion, which is a well-studied research area. Numerous diffusion based methods ranging from body motion [2,11,14,44,48,60] to hand gestures motions [3,59], have emerged in the literature. While most of these methods are text-conditioned, others utilize different mechanisms such as 3D landmarks [16] and 3D object points [27]. Nevertheless, none of the aforementioned methods tackles the problem of labeled expression animation which is an understudied problem due to the scarcity of 4D facial expression data, unlike speech and human motion data." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.592, + 0.544, + 0.607 + ], + "angle": 0, + "content": "2.3 Diffusion Models on the 3D Space" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Although 2D diffusion models have been extensively explored and understood, particularly in terms of denoising model architectures and their applications, the exploration in the 3D domain lags behind because of the complexities involved in 3D modeling. Only a handful of studies have explored diffusion processes directly on 3D structures, and these primarily work on point clouds. The pioneering work of [28] adapted traditional diffusion models for point clouds introducing a probabilistic approach rooted in thermodynamic diffusion processes. Similarly, another approach [62] combined diffusion models with point-voxel representations for shape generation. Recent methods have followed more sophisticated approaches by operating on the 3D latent space [30,54] taking inspiration from [43]. The last two methods can also generate meshes, but they achieve this by reconstructing surfaces from the generated point clouds and lack detail [30,54]. To the best of our knowledge, no existing diffusion model directly operates on mesh points while preserving their inherent connectivity to generate meshes." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.331, + 0.16 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.173, + 0.784, + 0.218 + ], + "angle": 0, + "content": "Our method learns to animate a mesh of neutral expression towards a target expression, guided by a signal that indicates both the progression and intensity of the resulting expression animation, enabling extensive customization." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.219, + 0.785, + 0.384 + ], + "angle": 0, + "content": "To implement the animation mechanism, our framework introduces a novel mesh diffusion process tailored for fixed topology meshes. The frames of each animation used for training are processed by expressing them as deformations from the neutral mesh. Interestingly, while our method is dynamic, our diffusion model is trained in a conventional static manner. A key feature is our intuitive consistent noise sampling strategy, designed specifically for our problem. This not only ensures temporal coherence, resulting in smooth animations but also accelerates the generation process. Fig. 1 provides an overview of our frame generation method, while Fig. 2 depicts our consistent noise sampling strategy. In the following subsections, we detail each component and explain the innovations of our method." + }, + { + "type": "image", + "bbox": [ + 0.265, + 0.409, + 0.74, + 0.613 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.628, + 0.788, + 0.74 + ], + "angle": 0, + "content": "Fig. 1: Overview of the proposed frame generation method: Our method generates frames by integrating a point cloud DDPM with an SCN denoising model, conditioned on a concatenated expression and timestep conditioning. It employs spiral convolutional layers, modulating output features with a simple gating and bias mechanism tailored to the conditions. Throughout this process, noise is predicted and systematically subtracted at each timestep until the frame is completely denoised and thus generated. While the method operates on deformations, for visualization, we apply them to the neutral mesh for all timesteps, to show the temporal evolution of the diffusion process." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.788, + 0.689, + 0.804 + ], + "angle": 0, + "content": "3.1 Formulating Diffusion Processes on the Mesh Space" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Our mesh diffusion formulation builds upon [28]. The core idea of this work is to tailor the diffusion process specifically for point clouds. The objective is to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.207 + ], + "angle": 0, + "content": "reconstruct a point cloud \\(\\mathbf{X}^{(0)}\\) of a desired shape, defined by a shape latent \\(\\mathbf{z} \\in \\mathbb{R}^{N \\times 1}\\). This latent is derived from an encoder \\(\\mathbf{z} = E_{\\phi}(\\mathbf{X}^{(0)})\\), and the reverse diffusion process is conditioned on it. Starting from pure noise, the method progresses to generate the point cloud." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.268 + ], + "angle": 0, + "content": "Consistent with traditional DDPMs, the training objective is to maximize the data's log-likelihood, \\(\\mathbb{E}[\\log p_{\\pmb{\\theta}}(\\mathbf{X}^{(0)})]\\). By leveraging the variational lower bound (ELBO) and further derivations, a simplified training objective is formulated, akin to the approach presented in [23]:" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.281, + 0.786, + 0.32 + ], + "angle": 0, + "content": "\\[\nL (\\boldsymbol {\\theta}, \\phi) = \\sum_ {i = 1} ^ {N} \\left\\| \\boldsymbol {\\epsilon} - \\boldsymbol {\\epsilon} _ {\\theta} \\left(\\sqrt {\\bar {a} _ {t}} \\mathbf {x} _ {\\mathbf {i}} ^ {(0)} + \\sqrt {1 - \\bar {a} _ {t}} \\boldsymbol {\\epsilon}, t, E _ {\\phi} \\left(\\mathbf {X} ^ {(0)}\\right)\\right) \\right\\| ^ {2} \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.326, + 0.785, + 0.52 + ], + "angle": 0, + "content": "Fixed topology meshes are the dominant representation of human faces [17]. Hence, our objective is to adapt the point cloud diffusion process to operate directly on such meshes. However, challenges arise when examining the original point cloud diffusion process for mesh generation. The primary issue arises from the integration of the loss function, which is focused on denoising at a point level, with the denoising model \\(\\epsilon_{\\theta}(\\mathbf{x}_{\\mathbf{i}}^{(t)}, t, \\mathbf{z})\\), characterized by its point cloud MLP architecture. The latter treats point clouds as unordered sets due to their inherent permutation invariance. Recognizing that meshes essentially represent strongly structured point clouds defined by their connectivity, such a property becomes a problem, since order and structure are crucial for them. Moreover, point cloud MLPs initially process individual points independently and only aggregate this data in subsequent layers, leading to challenges in accurately capturing the finer local details found in meshes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.785, + 0.627 + ], + "angle": 0, + "content": "To facilitate mesh generation, we employ GNNs as denoising diffusion models in a novel manner. This adaptation leads to a structure-aware, sophisticated diffusion process that not only effectively denoises, but also preserves the connectivity. More specifically, we replace the point cloud MLP denoising model with a Spiral Convolutional Network (SCN) [8,20]. This replacement is denoted by \\( s_{\\theta}(\\mathbf{x}_{\\mathbf{i}}^{(t)}, t, \\mathbf{c}) \\) where \\( \\mathbf{c} \\) represents the conditioning of the model, serving a role similar to the shape latent \\( \\mathbf{z} \\) in the original method." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.65, + 0.637, + 0.664 + ], + "angle": 0, + "content": "3.2 Training in Line with Static Diffusion Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Typically, dynamic diffusion models that generate modalities, such as videos, train on the entire sequence of animation frames, operating in a whole-animation fashion. In contrast, our approach to training is one frame at a time. Specifically, for a given animation \\(\\mathbf{X} = \\{\\mathbf{x_i}:i = 0,\\dots ,K - 1\\}\\), we select a single frame \\(\\mathbf{x_i}\\in\\) \\(\\mathbb{R}^{N\\times 3}\\). We then extract the expression stage information for this frame, denoted as \\(\\mathbf{e_i}\\in \\mathbb{R}^{1\\times M}\\), where \\(M\\) represents the number of possible expression categories. This vector \\(\\mathbf{e_i}\\) encodes both the category and intensity of the expression, derived from the animation's expression signal \\(\\mathbf{E} = \\{\\mathbf{e_i}:i = 0,\\ldots ,K - 1\\}\\). Additionally, we obtain the neutral mesh associated with the animation, denoted as \\(\\mathbf{x_0}\\). We use it to express the current frame \\(\\mathbf{x_i}\\) as deformations relative to it, yielding \\(\\mathbf{d_i} = \\mathbf{x_i} - \\mathbf{x_0}\\) with \\(\\mathbf{d_i}\\in \\mathbb{R}^{N\\times 3}\\). From there, training follows the paradigm of" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.356, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "static diffusion models with the denoising model conditioned on the expression stage and timestep, using the following loss function:" + }, + { + "type": "equation", + "bbox": [ + 0.331, + 0.19, + 0.786, + 0.232 + ], + "angle": 0, + "content": "\\[\nL (\\pmb {\\theta}) = \\sum_ {i = 1} ^ {N} \\left\\| \\pmb {\\epsilon} - \\pmb {s} _ {\\theta} (\\sqrt {\\bar {a} _ {t}} \\mathbf {d _ {i}} ^ {(0)} + \\sqrt {1 - \\bar {a} _ {t}} \\pmb {\\epsilon}, t, \\mathbf {e _ {i}}) \\right\\| ^ {2} \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.242, + 0.784, + 0.318 + ], + "angle": 0, + "content": "A significant advantage of our approach is its computational efficiency. Traditional methods require loading entire animation sequences for training, which is computationally demanding, especially with large meshes. Our frame-by-frame approach avoids this, enabling high-resolution mesh training without performance limitations." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.34, + 0.7, + 0.358 + ], + "angle": 0, + "content": "3.3 Using the Entire Mesh versus Relying on Landmarks" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.367, + 0.788, + 0.519 + ], + "angle": 0, + "content": "We train on the entire mesh, capturing the complex dynamics of facial expressions, including the finest details, drawing inspiration from [40]. This holistic approach, utilizing the comprehensive deformation mesh \\(\\mathbf{d_i} = \\mathbf{x_i} - \\mathbf{x_0}\\) for each frame \\(i\\), surpasses both traditional blendshape-based techniques [10,12] and landmarks based methods [33]. Traditional techniques often fail to represent extreme deformations due to their linear limitations. In contrast, while landmark-based methods capture a significant portion of facial motions through a set of landmarks, they may overlook the fine details of facial dynamics. It is worth noting that even though the methodologies presented in [33] yield mesh displacements, their core training still relies on sparse landmarks." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.542, + 0.484, + 0.559 + ], + "angle": 0, + "content": "3.4 Consistent Noise Sampling" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.568, + 0.784, + 0.658 + ], + "angle": 0, + "content": "While the conditioning of the diffusion process on the expression stage might impose some sort of temporal coherence, it is by no means enough for the smoothness required for expression animation. To bridge this gap, building on the ideas presented in [26, 29, 56], we propose a modification of the original DDPM sampling algorithm for our problem, named consistent noise sampling, rooted in two primary observations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Firstly, within the diffusion process, noise drives sample diversity. However, in facial expression animation, maintaining temporal coherence requires careful management of this diversity, as it can otherwise hinder it. To tackle this issue, we propose employing a consistent noise strategy across all animation frames to ensure smooth transitions, acknowledging the minimal differences typically present between consecutive frames. This approach involves applying consistent noise both at the start of denoising and throughout the following denoising steps, ensuring that each frame within an animation maintains coherence. By sampling and maintaining a consistent initial noise implementation \\(\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})\\) and noise sequence for denoising \\(\\mathbf{z} = \\mathbf{z}_t \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I}), t = T - 1,\\dots,1\\) with \\(\\mathbf{z}_0 = \\mathbf{0}\\) across frames, our model effectively differentiates its output based on the specific expression stage information, ensuring smooth animations." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.381 + ], + "angle": 0, + "content": "Secondly, in diffusion models, generation progresses step-wise in a hierarchical manner: earlier timesteps address broader structures, while later steps refine details, such as expression dynamics. Therefore, our method applies the full range of denoising steps \\(t = T - 1,\\ldots ,0\\) for the generation of the first frame of an animation and then reduces steps for the following frames. To implement our approach, we first apply the full range of denoising steps, \\(t = T - 1,\\dots ,0\\), for generating the initial frame of an animation. Once we reach a late-stage denoised version at timestep \\(t_s\\) for the first frame, denoted as \\(\\hat{\\mathbf{d_0}}^{\\mathbf{t_s}}\\), we then initiate the generation of subsequent frames from this advanced denoised state utilizing only the remaining range of timesteps \\(t = t_{s},\\ldots ,0\\). This means that the initial noise prediction for the first frame is given by \\(\\hat{\\epsilon_0}^{\\mathbf{T} - \\mathbf{1}} = s_\\theta (\\epsilon ,T - 1,\\mathbf{e}_0)\\). For subsequent frames, however, the initial noise prediction adjusts to \\(\\hat{c}_{\\mathrm{i}}^{\\mathrm{t_s}} = s_{\\theta}(\\hat{\\mathbf{d_0}}^{\\mathrm{t_s}},t_s,\\mathbf{e_i})\\), with \\(t_s\\) effectively serving as the new starting point \\((T^{\\prime} - 1 = t_{s})\\) for these frames. This strategic adjustment allows for a more efficient generation process by reducing the number of required timesteps while maintaining high fidelity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.386, + 0.788, + 0.464 + ], + "angle": 0, + "content": "To generate diverse animations for the same expression with our sampling strategy, one simply samples different noise implementations and applies them consistently across all frames. A final advantage of our sampling, which might not be evident at the start, is that once the initial frame is generated, all subsequent frames can be produced concurrently, further improving generation speed." + }, + { + "type": "image", + "bbox": [ + 0.249, + 0.503, + 0.756, + 0.727 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.739, + 0.788, + 0.838 + ], + "angle": 0, + "content": "Fig. 2: Animation generation via consistent noise sampling: The process initiates by sampling the initial noise \\(\\epsilon\\) and the denoising noise sequence \\(\\mathbf{z}\\) over \\(T - 1\\) timesteps. The diffusion process begins with the first frame using the full range of timesteps. Upon reaching a late denoised stage at \\(t_s\\), the generation for subsequent frames starts in parallel from this denoised state, utilizing only the remaining \\(t_s\\) timesteps. All frames share the same denoising sequence \\(\\mathbf{z}\\), with differences arising from the expression intensity." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.377, + 0.163 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.182, + 0.784, + 0.257 + ], + "angle": 0, + "content": "To demonstrate the superiority of our approach over existing methods, we undertook both quantitative and qualitative experiments focused on 4D facial expression animation using the CoMA [41] dataset. This dataset features 12 unique identities, each with 12 varied expressions that are extreme and diverse, making it an ideal benchmark for evaluating 4D facial expression generation methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.258, + 0.788, + 0.364 + ], + "angle": 0, + "content": "Additionally, we applied our approach to the generation of textured 4D facial expressions by training on the MimicMe [34] dataset, a large-scale database that provides both geometry and textures. We followed the same training protocol used with CoMA for the geometric data and employed a texture animation method using a latent diffusion model. This allowed us to effectively combine the geometry with texture sequences, producing realistic textured 4D facial expressions." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.391, + 0.53, + 0.406 + ], + "angle": 0, + "content": "4.1 4D Facial Expression Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.421, + 0.788, + 0.646 + ], + "angle": 0, + "content": "Preprocessing. To ensure meaningful comparisons and address the limitations of [33] which is limited to a fixed frame count per animation, all methods are standardized to produce 40 frames. Following the logic of [33], we select subsequences that transition from a neutral to an extreme expression and using interpolation or selection, we ensure consistent length for all. Our preprocessing then quantifies the expression progression by calculating deformations from the neutral mesh for each frame of an animation and smoothing it appropriately. Furthermore, we use global scaling for intensity via an animation extremeness factor, which is necessary for customizable approaches such as ours and [40] to grasp expression intensity information. This factor is normalized across animations of the same expression, providing a consistent framework of assessing expression intensity. Our preprocessing pipeline, designed to equip the model with both progression and intensity information is versatile enough to be applied to any dataset. For more details, we refer the reader to the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Training Setup. To accurately evaluate the generalization of our method, we opted to split the CoMA expression animations subject-wise, excluding all animations of the test subjects from training. For the experiments, we follow the settings outlined in [33] and modify the approach described in [40] to accommodate the CoMA dataset. Our diffusion model's noise schedule uses 1000 steps, starting from \\( t_1 = 1e - 4 \\) to \\( t_T = 0.02 \\). The late denoising strategy is configured with \\( t_s = 400 \\), meaning that for subsequent frames beyond the first, we employ only 400 timesteps, initiating from the late denoised version of the first frame, 400 steps before concluding the diffusion process. Our model was trained for 5600 epochs with a batch size of 32, using the Adam optimizer with an initial learning rate of 0.001 and a learning rate scheduler to finally reduce to \\( 1e - 4 \\)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.344 + ], + "angle": 0, + "content": "Quantitative Evaluation. Given that our training animations transition from neutral to extreme states, we expect [33] to inherently learn to generate extreme expressions. To ensure fairness with [33], which isn't designed for customizable intensity levels, we demonstrate the adaptability of our model. We generate expression animations at maximum intensity through our global intensity scaling strategy (Ours-Extreme) and, to mitigate bias, also produce animations across a spectrum of intensities (Ours-Varying), highlighting our method's adaptability. Further enhancing comparison fairness, we apply local intensity scaling (Ours-Local), training our model exclusively on expression progression values. This approach simulates a non-customizable framework, closely mirroring [33], even though it limits the potential of our method. Considering the customizable aspect and significantly worse relative performance of [40], we pair it with global scaling to achieve the best results, ensuring a truly fair comparison between all methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.788, + 0.71 + ], + "angle": 0, + "content": "To quantitatively assess the generated expression animations across all methods, we employ the standard metrics. Expression classification is a key benchmark for evaluating 4D facial expression methods. Combining the classifier solutions presented in [33, 40], we adopt a similar approach. Our classifier involves a two-stage process. Initially, we use Principal Component Analysis (PCA) to capture the core variations of facial expressions by encoding deformations from the neutral state. This encoding is applied to all animations used to train the models, resulting in a PCA encoder that effectively reduces the dimensionality of the meshes while preserving their expressive spatial features. Following this, we deploy an LSTM-based classifier that operates on these PCA-encoded animations. By processing the temporal sequence of PCA-encoded mesh deformations, our LSTM model effectively captures the dynamic nature of facial expressions. The LSTM output is then sequentially fed through two fully connected layers, with the final layer responsible for class prediction. The second metric utilized for evaluation is the specificity measure, defined as the per-frame average Euclidean distance between the generated animations and the ground truth. This metric serves as an estimate of how closely the generated animations resemble the actual ones, thus acting as a direct indicator of generation quality. Additionally, we employ the Fréchet Inception Distance (FID) metric to evaluate the quality of the generations. For our method, we employ this metric only for the version that mimics the non-customizable framework (Ours-Local) because this provides the fairest comparison for FID. When combined with classification accuracy and specificity measure, these metrics together provide a comprehensive framework for the quantitative analysis of 4D facial expressions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.715, + 0.787, + 0.775 + ], + "angle": 0, + "content": "For all subsequent experiments involving our method and MO3DGAN [33], we generate 50 animations per subject and expression due to their stochastic nature. In contrast, for the deterministic LSTM approach [40], only a single animation is produced for each subject and expression." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.842 + ], + "angle": 0, + "content": "As can be seen in Tab. 1, our method surpasses the other two methods across all metrics, demonstrating its superiority. Remarkably, it achieves a similar classification performance with the ground truth, underscoring the quality of our generated expressions. In more detail, the specificity error increases for the final" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.255, + 0.145, + 0.746, + 0.16 + ], + "angle": 0, + "content": "Table 1: Classification accuracy, average specificity error (mm) and FID." + }, + { + "type": "table", + "bbox": [ + 0.322, + 0.172, + 0.681, + 0.286 + ], + "angle": 0, + "content": "
MethodAccuracy (%)Specificity (mm)FID
GT77.77029.15
MO3DGAN [33]67.222.1852.21
LSTM [40]45.123.259.14
Ours-Extreme75.941.78—
Ours-Local72.881.7443.01
Ours-Varying78.901.61—
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.316, + 0.788, + 0.422 + ], + "angle": 0, + "content": "frames, as shown in Fig. 3, because these frames correspond to the most extreme expressions. Despite this, every version of our method consistently shows lower error, particularly in these challenging later frames, highlighting our method's capability to accurately generate complex and extreme expressions. To further reinforce our argument about our method's effectiveness in capturing extreme expressions, we include heatmaps in Fig. 4, clearly showcasing our method's preeminence." + }, + { + "type": "image", + "bbox": [ + 0.359, + 0.447, + 0.645, + 0.564 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.574, + 0.788, + 0.604 + ], + "angle": 0, + "content": "Fig. 3: Average per frame specificity error (mm) between the proposed and the baseline methods LSTM [40] and MO3DGAN [33]." + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.661, + 0.645, + 0.753 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.809 + ], + "angle": 0, + "content": "Fig. 4: Comparison of final frame generations with their respective ground truths, between ours and MO3DGAN [33]. LSTM [40] results are omitted for brevity and due to significantly worse performance." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.298 + ], + "angle": 0, + "content": "Qualitative Evaluation. Beyond quantitative analysis, we offer qualitative results for a deeper, subjective evaluation. Due to space constraints, we qualitatively compare with the best-performing method. Fig. 5 showcases generations of extreme expression animations from both methods for a visual comparison. Our method excels by producing more extreme and expressive animations, highlighting our capability to generate high-fidelity expressions. Additionally, as illustrated in Fig. 6, our method produces animations of high smoothness. Finally, our model excels in creating highly diverse expression animations, with Fig. 7 showcasing examples from the expression categories with the greatest inherent diversity." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.332, + 0.785, + 0.525 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.536, + 0.788, + 0.58 + ], + "angle": 0, + "content": "Fig.5: Qualitative comparison of extreme expression generations between ours and MO3DGAN [33]. Final expressions are illustrated in the main paper. For full-length dynamic 4D expressions, please refer to the supplementary material." + }, + { + "type": "image", + "bbox": [ + 0.29, + 0.645, + 0.713, + 0.807 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.226, + 0.822, + 0.777, + 0.837 + ], + "angle": 0, + "content": "Fig. 6: Progression of 4D expressions for three different identities and expressions." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.293, + 0.147, + 0.71, + 0.202 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.358, + 0.217, + 0.644, + 0.232 + ], + "angle": 0, + "content": "Fig. 7: Diversity of generated expressions." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.277, + 0.664, + 0.292 + ], + "angle": 0, + "content": "4.2 Textured 4D Animation on Large Scale Datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.297, + 0.788, + 0.463 + ], + "angle": 0, + "content": "In our final experiment, we implemented a simple extension of our method to generate textured 4D facial expressions using the diverse MimicMe [34] dataset, which includes 4,700 subjects, each performing the same expressions. Despite the dataset's variety, it poses challenges such as low frame rates and non-uniform expression initiation points, with some animations transitioning directly between expressions without starting from a neutral state. To overcome these issues, we manually annotated and curated a subset of subjects and their expression animations. By interpolating between frames, we increased the frame count for both texture and geometry. Consequently, we created a refined dataset of 345 subjects, each demonstrating the six fundamental expressions with 40 frames per expression, ensuring a close match between geometry and texture." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.599 + ], + "angle": 0, + "content": "Building on the principles of our geometry diffusion model, we implemented a latent diffusion model (LDM) [43] to generate sequences of textures. This approach enhances the standard LDM architecture by conditioning it on the neutral latent (i.e., the neutral texture encoded using the LDM's encoder), expression intensity, and label of the generated frame. The conditioning mechanisms include channel-wise concatenation for the neutral latent and cross-attention for the expression intensity and label signals. To ensure a meaningful and representative latent space, we trained the autoencoder component of the LDM with all textures from the MimicMe [34] dataset." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Our training methodology mirrors that of the geometry model, focusing on one frame at a time. This parallel training process ensures a unified learning strategy across both geometry and texture models. For inference, we employ the same consistent noise sampling strategy as used in the geometry model, which has also proven effective for animating textures in our context. Additionally, by utilizing a dataset significantly larger than CoMA's [41] 12 subjects, we have equipped the geometry diffusion model with identity information. This is achieved by encoding the neutral mesh using a spiral convolutional encoder [8,20] that is trained jointly with the diffusion model. The resulting encoding, concatenated with the other conditioning inputs, guides the reverse diffusion process, effectively integrating identity into the generative process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.84 + ], + "angle": 0, + "content": "The resulting framework generates textured 4D facial expressions given expression information, a neutral mesh and texture. It achieves this through the application of the geometry model to generate the geometry of the frames and the texture model to create the corresponding textures for each frame. Qualitative results of our method are showcased in Fig. 8 for subjective evaluation." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.411, + 0.129 + ], + "angle": 0, + "content": "D. Gerogiannis et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.782, + 0.507 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.519, + 0.788, + 0.577 + ], + "angle": 0, + "content": "Fig. 8: Generated textured 4d facial expressions using our framework. Notably, while our framework doesn't generate texture on top of geometry, it consistently produces texture sequences that qualitatively align with the corresponding geometries. Expressions progress from left (neutral) to right (apex)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.606, + 0.36, + 0.622 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In this work, we introduceAnimateMe, a novel diffusion-based model for fully customizable 4D facial expression generation. Leveraging our novel mesh diffusion process with the GNN serving as the denoising model, we facilitate expression generations of high fidelity, significantly surpassing the existing state-of-the-art. Paired with our consistent noise sampling strategy, our model ensures the production of smooth animation sequences. We demonstrated the adaptability of our model by extending it to textured animation. This extension signifies our method's potential for application in large-scale databases, offering a unified framework for both geometry and texture modeling.AnimateMe introduces a 4D method for modeling extreme expressions, effectively addressing a challenge that has not been solved as effectively as possible in the existing literature. To the best of our knowledge, it also proposes the first diffusion model to utilize a GNN as a denoising model." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.357, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.177, + 0.785, + 0.207 + ], + "angle": 0, + "content": "S. Zafeiriou and part of the research were funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.23, + 0.323, + 0.245 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.26, + 0.785, + 0.288 + ], + "angle": 0, + "content": "1. Aneja, S., Thies, J., Dai, A., Nießner, M.: Facetalk: Audio-driven motion diffusion for neural parametric head models (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.289, + 0.785, + 0.328 + ], + "angle": 0, + "content": "2. Azadi, S., Shah, A., Hayes, T., Parikh, D., Gupta, S.: Make-an-animation: Large-scale text-conditional 3d human motion generation. arXiv preprint arXiv:2305.09662 (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.33, + 0.785, + 0.371 + ], + "angle": 0, + "content": "3. 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The field of photorealistic 3D avatar reconstruction and generation has garnered significant attention in recent years; however, animating such avatars remains challenging. Recent advances in diffusion models have notably enhanced the capabilities of generative models in 2D animation. In this work, we directly utilize these models within the 3D domain to achieve controllable and high-fidelity 4D facial animation. By integrating the strengths of diffusion processes and geometric deep learning, we employ Graph Neural Networks (GNNs) as denoising diffusion models in a novel approach, formulating the diffusion process directly on the mesh space and enabling the generation of 3D facial expressions. This facilitates the generation of facial deformations through a mesh-diffusion-based model. Additionally, to ensure temporal coherence in our animations, we propose a consistent noise sampling method. Under a series of both quantitative and qualitative experiments, we showcase that the proposed method outperforms prior work in 4D facial expression synthesis by generating high-fidelity extreme expressions. Furthermore, we applied our method to textured 4D facial expression generation, implementing a straightforward extension that involves training on a large-scale textured 4D facial expression database. + +Keywords: 4D Expression $\cdot$ Diffusion Models $\cdot$ Graph Neural Networks + +# 1 Introduction + +In the field of computer graphics and human-computer interaction, 3D face modeling [4,5,7,38,39,51] and animation are becoming increasingly crucial. With the evolution of digital interactions, there is a rising demand for realistic 3D avatars that can generate emotions with high fidelity. While controllable and dynamic 2D facial expression generation is well-studied [9,18,32,52,55,57], its 3D counterpart remains unexplored due to its inherent complexity. This lack of research emphasizes the need for advancements in 4D facial expression generation. While much of the 3D face animation domain focuses on speech animation [1,13,19,25,31,35-37,42,47,49,50,53,58], research on expression animation [33,40] is limited. Although diffusion models have been sparingly applied to + +facial speech animation techniques [1,31,35,47,49], the results have shown considerable promise. In contrast, these models have been extensively and successfully employed in the field of 3D human motion, demonstrating their effectiveness and versatility [2, 11, 14, 44, 48, 60]. Despite the proven success of diffusion models in 3D animation, their application in 4D facial expression remains unexplored. This gap in the literature inspired us to develop our method, aiming to investigate their potential in this domain. + +However, typical diffusion model architectures are challenging to apply directly to 3D structures. Using meshes as our 3D face representation, we introduce the first 3D diffusion process tailored to operate directly within the mesh space, enabling the application of diffusion models for 4D facial expression generation. Our method achieves this by employing Graph Neural Networks (GNNs) as denoising diffusion models. This novel approach paves the way for broader utilization of GNNs in diffusion processes for mesh generation. Moreover, regarding temporal coherence in animations, our method diverges from the traditional diffusion models methods. Conventional video approaches [6, 21, 22, 24, 45, 61] typically handle temporal dependencies via architectural adjustments incorporating temporal modules, generating frames collectively. In contrast, inspired by ideas presented in [26, 29, 56], our approach modifies the traditional DDPM algorithm by introducing a straightforward yet effective sampling strategy tailored to our specific challenge, termed consistent noise sampling. This intuitive sampling strategy not only solidifies temporal coherence but also significantly improves the generation time. + +Our method capitalizes on diffusion models, presenting a marked divergence from the competition. Although some methods have been explored for 4D facial expression generation [33,40], they often fall short in producing high-fidelity extreme expressions, while our method successfully accomplishes it. This advantage is primarily attributed to the diffusion models' capability to handle complex distributions, such as the extreme deformations accompanying intense facial expressions. The strength of our model is further enhanced by utilizing the entirety of the mesh space. This offers superior capturing capabilities compared to traditional blendshapes [10] and landmarks [33]. + +In summary, our work offers the following key contributions: + +- The first, to the best of our knowledge, diffusion process formulation operating directly on the mesh space with GNNs proposed as denoising models. +- The first, to the best of our knowledge, fully data-driven approach to customizable 4D facial expressions, utilizing diffusion models. +- A dynamic diffusion models sampling strategy for 3D facial animation, that is extended to both geometry and texture generation. + +# 2 Related Work + +# 2.1 3D Facial Animation Generation + +Since the introduction of the seminal 3DMMs [4, 5], multiple methods have been proposed to model facial animation using expression blendshapes [10, 12]. + +Nonetheless, they train on static 3D meshes, and can only rely on unrealistic linear interpolation to represent 3D facial motion. + +Several methods have tried to tackle the limitations of 3D facial motion synthesis by utilizing either audio or speech features. In an early attempt to model speech features along with facial motion, the authors of [25] presented a subject-specific model to produce facial motion from audio but faced limitations in adapting to varied speakers. A similar method was proposed in [13] where a static neutral mesh of a given identity was fed to the network for animation based on speech input features showcasing flexibility across diverse speakers. Several other approaches were built on top, that utilize RNNs along with facial action units [37] and LSTMs [53]. Following studies significantly improved the realism of 3D speech animation by disentangling emotion from speech [36, 42], while Transformer-based approaches [19,50,58] have demonstrated promising results as well. Only very recently, a few works have focused on animating a 3D facial mesh via a diffusion process coupled with a voice input signal [1,31,35,47,49]. Most of these works deal with denoising and generating animations based on input speech that is later mapped into blendshape expression parameters [35, 47]. Only [49] works directly on the mesh domain utilizing a motion decoder. Even though this line of work is promising for facial animation based on speech input, none of the aforementioned methods deal with labeled (guided) expression generation. + +Guided 4D expression generation is an understudied problem with only a few methods able to achieve satisfactory results. The work proposed in [40] first attempted guided 4D expression generation on the 4DFAB dataset [12], combining LSTMs with GNNs. It notably addressed the challenge of animating extreme expressions for the first time. While this work utilizes a GNN architecture as a decoder, similar to our method, our approach differentiates itself by adopting a mesh diffusion process, thereby enhancing the expression capturing capabilities. Similar to this research direction, the authors in [33] proposed a two-stage framework employing a sparse-to-dense decoder mapping sparse 3D facial landmark displacements to dense ones for motion generation, complemented by a GAN architecture for landmark sequence creation driven by expression labels. Although effective, this method falls short of capturing extreme expressions and detailed facial features as efficiently as our approach, as demonstrated in our experiments section. This discrepancy is likely due to the superiority of diffusion models over GANs [15], and our comprehensive use of the entire mesh rather than just landmarks. + +# 2.2 Diffusion Models for Animation + +Since the introduction of diffusion models in the 2D image domain [23, 46], the computer vision literature witnessed staggering advancements in image and video synthesis when compared to previous GAN-based approaches [15, 43]. Regarding 2D animation, [24] was the first work to extend diffusion models to video synthesis by adapting the traditional denoising architecture to accommodate 3D data. Following this pioneering work, many studies focused on maintaining temporal coherence in animation, while achieving high resolution and frame + +rate through a variety of methods. These include integrating temporal modules, refining denoising architectures for video data, implementing cascaded super-resolution techniques, extending text-to-image models to videos, extending the latent diffusion model paradigm to video diffusion models, or even combinations of these approaches, often leveraging the strengths of each to achieve superior outcomes [6, 21, 22, 45, 61]. The unique approaches of [29] and [26] diverge from the typical approaches to handling temporal coherence. The authors of [29] innovated by treating video frames as non-independent instances by refining the DDPM paradigm to introduce a shared base noise and a time-variant residual noise across frames. Similarly, [26] departs from traditional random sampling by enforcing motion dynamics between the latent codes. Together, these two approaches emphasize the benefits of using consistent noise patterns across frames serving as inspiration for our work. + +Extending diffusion models to generate animation in the 3D domain is an ambitious task given the vast amounts of 3D data required over time and the inherently greater complexity of 3D structures compared to images. Recent efforts have leveraged these models to generate motion for 3D models. Apart from the few diffusion-based 3D speech animation methods referenced in the previous subsection, the vast majority of such endeavors are focused on generating 3D human motion, which is a well-studied research area. Numerous diffusion based methods ranging from body motion [2,11,14,44,48,60] to hand gestures motions [3,59], have emerged in the literature. While most of these methods are text-conditioned, others utilize different mechanisms such as 3D landmarks [16] and 3D object points [27]. Nevertheless, none of the aforementioned methods tackles the problem of labeled expression animation which is an understudied problem due to the scarcity of 4D facial expression data, unlike speech and human motion data. + +# 2.3 Diffusion Models on the 3D Space + +Although 2D diffusion models have been extensively explored and understood, particularly in terms of denoising model architectures and their applications, the exploration in the 3D domain lags behind because of the complexities involved in 3D modeling. Only a handful of studies have explored diffusion processes directly on 3D structures, and these primarily work on point clouds. The pioneering work of [28] adapted traditional diffusion models for point clouds introducing a probabilistic approach rooted in thermodynamic diffusion processes. Similarly, another approach [62] combined diffusion models with point-voxel representations for shape generation. Recent methods have followed more sophisticated approaches by operating on the 3D latent space [30,54] taking inspiration from [43]. The last two methods can also generate meshes, but they achieve this by reconstructing surfaces from the generated point clouds and lack detail [30,54]. To the best of our knowledge, no existing diffusion model directly operates on mesh points while preserving their inherent connectivity to generate meshes. + +# 3 Method + +Our method learns to animate a mesh of neutral expression towards a target expression, guided by a signal that indicates both the progression and intensity of the resulting expression animation, enabling extensive customization. + +To implement the animation mechanism, our framework introduces a novel mesh diffusion process tailored for fixed topology meshes. The frames of each animation used for training are processed by expressing them as deformations from the neutral mesh. Interestingly, while our method is dynamic, our diffusion model is trained in a conventional static manner. A key feature is our intuitive consistent noise sampling strategy, designed specifically for our problem. This not only ensures temporal coherence, resulting in smooth animations but also accelerates the generation process. Fig. 1 provides an overview of our frame generation method, while Fig. 2 depicts our consistent noise sampling strategy. In the following subsections, we detail each component and explain the innovations of our method. + +![](images/950ecf4a216ed469c935ffa2ae8e448ab19f3344efbf1131853eca6990903f4c.jpg) +Fig. 1: Overview of the proposed frame generation method: Our method generates frames by integrating a point cloud DDPM with an SCN denoising model, conditioned on a concatenated expression and timestep conditioning. It employs spiral convolutional layers, modulating output features with a simple gating and bias mechanism tailored to the conditions. Throughout this process, noise is predicted and systematically subtracted at each timestep until the frame is completely denoised and thus generated. While the method operates on deformations, for visualization, we apply them to the neutral mesh for all timesteps, to show the temporal evolution of the diffusion process. + +# 3.1 Formulating Diffusion Processes on the Mesh Space + +Our mesh diffusion formulation builds upon [28]. The core idea of this work is to tailor the diffusion process specifically for point clouds. The objective is to + +reconstruct a point cloud $\mathbf{X}^{(0)}$ of a desired shape, defined by a shape latent $\mathbf{z} \in \mathbb{R}^{N \times 1}$ . This latent is derived from an encoder $\mathbf{z} = E_{\phi}(\mathbf{X}^{(0)})$ , and the reverse diffusion process is conditioned on it. Starting from pure noise, the method progresses to generate the point cloud. + +Consistent with traditional DDPMs, the training objective is to maximize the data's log-likelihood, $\mathbb{E}[\log p_{\pmb{\theta}}(\mathbf{X}^{(0)})]$ . By leveraging the variational lower bound (ELBO) and further derivations, a simplified training objective is formulated, akin to the approach presented in [23]: + +$$ +L (\boldsymbol {\theta}, \phi) = \sum_ {i = 1} ^ {N} \left\| \boldsymbol {\epsilon} - \boldsymbol {\epsilon} _ {\theta} \left(\sqrt {\bar {a} _ {t}} \mathbf {x} _ {\mathbf {i}} ^ {(0)} + \sqrt {1 - \bar {a} _ {t}} \boldsymbol {\epsilon}, t, E _ {\phi} \left(\mathbf {X} ^ {(0)}\right)\right) \right\| ^ {2} \tag {1} +$$ + +Fixed topology meshes are the dominant representation of human faces [17]. Hence, our objective is to adapt the point cloud diffusion process to operate directly on such meshes. However, challenges arise when examining the original point cloud diffusion process for mesh generation. The primary issue arises from the integration of the loss function, which is focused on denoising at a point level, with the denoising model $\epsilon_{\theta}(\mathbf{x}_{\mathbf{i}}^{(t)}, t, \mathbf{z})$ , characterized by its point cloud MLP architecture. The latter treats point clouds as unordered sets due to their inherent permutation invariance. Recognizing that meshes essentially represent strongly structured point clouds defined by their connectivity, such a property becomes a problem, since order and structure are crucial for them. Moreover, point cloud MLPs initially process individual points independently and only aggregate this data in subsequent layers, leading to challenges in accurately capturing the finer local details found in meshes. + +To facilitate mesh generation, we employ GNNs as denoising diffusion models in a novel manner. This adaptation leads to a structure-aware, sophisticated diffusion process that not only effectively denoises, but also preserves the connectivity. More specifically, we replace the point cloud MLP denoising model with a Spiral Convolutional Network (SCN) [8,20]. This replacement is denoted by $s_{\theta}(\mathbf{x}_{\mathbf{i}}^{(t)}, t, \mathbf{c})$ where $\mathbf{c}$ represents the conditioning of the model, serving a role similar to the shape latent $\mathbf{z}$ in the original method. + +# 3.2 Training in Line with Static Diffusion Models + +Typically, dynamic diffusion models that generate modalities, such as videos, train on the entire sequence of animation frames, operating in a whole-animation fashion. In contrast, our approach to training is one frame at a time. Specifically, for a given animation $\mathbf{X} = \{\mathbf{x_i}:i = 0,\dots ,K - 1\}$ , we select a single frame $\mathbf{x_i}\in$ $\mathbb{R}^{N\times 3}$ . We then extract the expression stage information for this frame, denoted as $\mathbf{e_i}\in \mathbb{R}^{1\times M}$ , where $M$ represents the number of possible expression categories. This vector $\mathbf{e_i}$ encodes both the category and intensity of the expression, derived from the animation's expression signal $\mathbf{E} = \{\mathbf{e_i}:i = 0,\ldots ,K - 1\}$ . Additionally, we obtain the neutral mesh associated with the animation, denoted as $\mathbf{x_0}$ . We use it to express the current frame $\mathbf{x_i}$ as deformations relative to it, yielding $\mathbf{d_i} = \mathbf{x_i} - \mathbf{x_0}$ with $\mathbf{d_i}\in \mathbb{R}^{N\times 3}$ . From there, training follows the paradigm of + +static diffusion models with the denoising model conditioned on the expression stage and timestep, using the following loss function: + +$$ +L (\pmb {\theta}) = \sum_ {i = 1} ^ {N} \left\| \pmb {\epsilon} - \pmb {s} _ {\theta} (\sqrt {\bar {a} _ {t}} \mathbf {d _ {i}} ^ {(0)} + \sqrt {1 - \bar {a} _ {t}} \pmb {\epsilon}, t, \mathbf {e _ {i}}) \right\| ^ {2} \tag {2} +$$ + +A significant advantage of our approach is its computational efficiency. Traditional methods require loading entire animation sequences for training, which is computationally demanding, especially with large meshes. Our frame-by-frame approach avoids this, enabling high-resolution mesh training without performance limitations. + +# 3.3 Using the Entire Mesh versus Relying on Landmarks + +We train on the entire mesh, capturing the complex dynamics of facial expressions, including the finest details, drawing inspiration from [40]. This holistic approach, utilizing the comprehensive deformation mesh $\mathbf{d_i} = \mathbf{x_i} - \mathbf{x_0}$ for each frame $i$ , surpasses both traditional blendshape-based techniques [10,12] and landmarks based methods [33]. Traditional techniques often fail to represent extreme deformations due to their linear limitations. In contrast, while landmark-based methods capture a significant portion of facial motions through a set of landmarks, they may overlook the fine details of facial dynamics. It is worth noting that even though the methodologies presented in [33] yield mesh displacements, their core training still relies on sparse landmarks. + +# 3.4 Consistent Noise Sampling + +While the conditioning of the diffusion process on the expression stage might impose some sort of temporal coherence, it is by no means enough for the smoothness required for expression animation. To bridge this gap, building on the ideas presented in [26, 29, 56], we propose a modification of the original DDPM sampling algorithm for our problem, named consistent noise sampling, rooted in two primary observations. + +Firstly, within the diffusion process, noise drives sample diversity. However, in facial expression animation, maintaining temporal coherence requires careful management of this diversity, as it can otherwise hinder it. To tackle this issue, we propose employing a consistent noise strategy across all animation frames to ensure smooth transitions, acknowledging the minimal differences typically present between consecutive frames. This approach involves applying consistent noise both at the start of denoising and throughout the following denoising steps, ensuring that each frame within an animation maintains coherence. By sampling and maintaining a consistent initial noise implementation $\epsilon \sim \mathcal{N}(\mathbf{0},\mathbf{I})$ and noise sequence for denoising $\mathbf{z} = \mathbf{z}_t \sim \mathcal{N}(\mathbf{0},\mathbf{I}), t = T - 1,\dots,1$ with $\mathbf{z}_0 = \mathbf{0}$ across frames, our model effectively differentiates its output based on the specific expression stage information, ensuring smooth animations. + +Secondly, in diffusion models, generation progresses step-wise in a hierarchical manner: earlier timesteps address broader structures, while later steps refine details, such as expression dynamics. Therefore, our method applies the full range of denoising steps $t = T - 1,\ldots ,0$ for the generation of the first frame of an animation and then reduces steps for the following frames. To implement our approach, we first apply the full range of denoising steps, $t = T - 1,\dots ,0$ , for generating the initial frame of an animation. Once we reach a late-stage denoised version at timestep $t_s$ for the first frame, denoted as $\hat{\mathbf{d_0}}^{\mathbf{t_s}}$ , we then initiate the generation of subsequent frames from this advanced denoised state utilizing only the remaining range of timesteps $t = t_{s},\ldots ,0$ . This means that the initial noise prediction for the first frame is given by $\hat{\epsilon_0}^{\mathbf{T} - \mathbf{1}} = s_\theta (\epsilon ,T - 1,\mathbf{e}_0)$ . For subsequent frames, however, the initial noise prediction adjusts to $\hat{c}_{\mathrm{i}}^{\mathrm{t_s}} = s_{\theta}(\hat{\mathbf{d_0}}^{\mathrm{t_s}},t_s,\mathbf{e_i})$ , with $t_s$ effectively serving as the new starting point $(T^{\prime} - 1 = t_{s})$ for these frames. This strategic adjustment allows for a more efficient generation process by reducing the number of required timesteps while maintaining high fidelity. + +To generate diverse animations for the same expression with our sampling strategy, one simply samples different noise implementations and applies them consistently across all frames. A final advantage of our sampling, which might not be evident at the start, is that once the initial frame is generated, all subsequent frames can be produced concurrently, further improving generation speed. + +![](images/59be3126cc395443cd28b0e1003b7f4831127db501f63790a4546adda170b65f.jpg) +Fig. 2: Animation generation via consistent noise sampling: The process initiates by sampling the initial noise $\epsilon$ and the denoising noise sequence $\mathbf{z}$ over $T - 1$ timesteps. The diffusion process begins with the first frame using the full range of timesteps. Upon reaching a late denoised stage at $t_s$ , the generation for subsequent frames starts in parallel from this denoised state, utilizing only the remaining $t_s$ timesteps. All frames share the same denoising sequence $\mathbf{z}$ , with differences arising from the expression intensity. + +# 4 Experiments + +To demonstrate the superiority of our approach over existing methods, we undertook both quantitative and qualitative experiments focused on 4D facial expression animation using the CoMA [41] dataset. This dataset features 12 unique identities, each with 12 varied expressions that are extreme and diverse, making it an ideal benchmark for evaluating 4D facial expression generation methods. + +Additionally, we applied our approach to the generation of textured 4D facial expressions by training on the MimicMe [34] dataset, a large-scale database that provides both geometry and textures. We followed the same training protocol used with CoMA for the geometric data and employed a texture animation method using a latent diffusion model. This allowed us to effectively combine the geometry with texture sequences, producing realistic textured 4D facial expressions. + +# 4.1 4D Facial Expression Evaluation + +Preprocessing. To ensure meaningful comparisons and address the limitations of [33] which is limited to a fixed frame count per animation, all methods are standardized to produce 40 frames. Following the logic of [33], we select subsequences that transition from a neutral to an extreme expression and using interpolation or selection, we ensure consistent length for all. Our preprocessing then quantifies the expression progression by calculating deformations from the neutral mesh for each frame of an animation and smoothing it appropriately. Furthermore, we use global scaling for intensity via an animation extremeness factor, which is necessary for customizable approaches such as ours and [40] to grasp expression intensity information. This factor is normalized across animations of the same expression, providing a consistent framework of assessing expression intensity. Our preprocessing pipeline, designed to equip the model with both progression and intensity information is versatile enough to be applied to any dataset. For more details, we refer the reader to the supplementary material. + +Training Setup. To accurately evaluate the generalization of our method, we opted to split the CoMA expression animations subject-wise, excluding all animations of the test subjects from training. For the experiments, we follow the settings outlined in [33] and modify the approach described in [40] to accommodate the CoMA dataset. Our diffusion model's noise schedule uses 1000 steps, starting from $t_1 = 1e - 4$ to $t_T = 0.02$ . The late denoising strategy is configured with $t_s = 400$ , meaning that for subsequent frames beyond the first, we employ only 400 timesteps, initiating from the late denoised version of the first frame, 400 steps before concluding the diffusion process. Our model was trained for 5600 epochs with a batch size of 32, using the Adam optimizer with an initial learning rate of 0.001 and a learning rate scheduler to finally reduce to $1e - 4$ . + +Quantitative Evaluation. Given that our training animations transition from neutral to extreme states, we expect [33] to inherently learn to generate extreme expressions. To ensure fairness with [33], which isn't designed for customizable intensity levels, we demonstrate the adaptability of our model. We generate expression animations at maximum intensity through our global intensity scaling strategy (Ours-Extreme) and, to mitigate bias, also produce animations across a spectrum of intensities (Ours-Varying), highlighting our method's adaptability. Further enhancing comparison fairness, we apply local intensity scaling (Ours-Local), training our model exclusively on expression progression values. This approach simulates a non-customizable framework, closely mirroring [33], even though it limits the potential of our method. Considering the customizable aspect and significantly worse relative performance of [40], we pair it with global scaling to achieve the best results, ensuring a truly fair comparison between all methods. + +To quantitatively assess the generated expression animations across all methods, we employ the standard metrics. Expression classification is a key benchmark for evaluating 4D facial expression methods. Combining the classifier solutions presented in [33, 40], we adopt a similar approach. Our classifier involves a two-stage process. Initially, we use Principal Component Analysis (PCA) to capture the core variations of facial expressions by encoding deformations from the neutral state. This encoding is applied to all animations used to train the models, resulting in a PCA encoder that effectively reduces the dimensionality of the meshes while preserving their expressive spatial features. Following this, we deploy an LSTM-based classifier that operates on these PCA-encoded animations. By processing the temporal sequence of PCA-encoded mesh deformations, our LSTM model effectively captures the dynamic nature of facial expressions. The LSTM output is then sequentially fed through two fully connected layers, with the final layer responsible for class prediction. The second metric utilized for evaluation is the specificity measure, defined as the per-frame average Euclidean distance between the generated animations and the ground truth. This metric serves as an estimate of how closely the generated animations resemble the actual ones, thus acting as a direct indicator of generation quality. Additionally, we employ the Fréchet Inception Distance (FID) metric to evaluate the quality of the generations. For our method, we employ this metric only for the version that mimics the non-customizable framework (Ours-Local) because this provides the fairest comparison for FID. When combined with classification accuracy and specificity measure, these metrics together provide a comprehensive framework for the quantitative analysis of 4D facial expressions. + +For all subsequent experiments involving our method and MO3DGAN [33], we generate 50 animations per subject and expression due to their stochastic nature. In contrast, for the deterministic LSTM approach [40], only a single animation is produced for each subject and expression. + +As can be seen in Tab. 1, our method surpasses the other two methods across all metrics, demonstrating its superiority. Remarkably, it achieves a similar classification performance with the ground truth, underscoring the quality of our generated expressions. In more detail, the specificity error increases for the final + +Table 1: Classification accuracy, average specificity error (mm) and FID. + +
MethodAccuracy (%)Specificity (mm)FID
GT77.77029.15
MO3DGAN [33]67.222.1852.21
LSTM [40]45.123.259.14
Ours-Extreme75.941.78—
Ours-Local72.881.7443.01
Ours-Varying78.901.61—
+ +frames, as shown in Fig. 3, because these frames correspond to the most extreme expressions. Despite this, every version of our method consistently shows lower error, particularly in these challenging later frames, highlighting our method's capability to accurately generate complex and extreme expressions. To further reinforce our argument about our method's effectiveness in capturing extreme expressions, we include heatmaps in Fig. 4, clearly showcasing our method's preeminence. + +![](images/40f20d18745a219894065757d3f6c288fcdf1bc737443eff1013a0312108d16e.jpg) +Fig. 3: Average per frame specificity error (mm) between the proposed and the baseline methods LSTM [40] and MO3DGAN [33]. + +![](images/0ddd1765a0703a3ea27b3c0f767bc9759aad1d49c446132cde21731f846cf652.jpg) +Fig. 4: Comparison of final frame generations with their respective ground truths, between ours and MO3DGAN [33]. LSTM [40] results are omitted for brevity and due to significantly worse performance. + +Qualitative Evaluation. Beyond quantitative analysis, we offer qualitative results for a deeper, subjective evaluation. Due to space constraints, we qualitatively compare with the best-performing method. Fig. 5 showcases generations of extreme expression animations from both methods for a visual comparison. Our method excels by producing more extreme and expressive animations, highlighting our capability to generate high-fidelity expressions. Additionally, as illustrated in Fig. 6, our method produces animations of high smoothness. Finally, our model excels in creating highly diverse expression animations, with Fig. 7 showcasing examples from the expression categories with the greatest inherent diversity. + +![](images/08ba13a96bf4ab47572a937c904d933fa110c121cb5150ff7f0278a48f3d92ce.jpg) +Fig.5: Qualitative comparison of extreme expression generations between ours and MO3DGAN [33]. Final expressions are illustrated in the main paper. For full-length dynamic 4D expressions, please refer to the supplementary material. + +![](images/d2f6b4d77bff74624d38d82a832e2e722401215a7be018b07ad6dacfe54fd10f.jpg) +Fig. 6: Progression of 4D expressions for three different identities and expressions. + +![](images/8953181281d83789b27575d5909af2d19f41a763037fc126c748ac2f1e224151.jpg) +Fig. 7: Diversity of generated expressions. + +# 4.2 Textured 4D Animation on Large Scale Datasets + +In our final experiment, we implemented a simple extension of our method to generate textured 4D facial expressions using the diverse MimicMe [34] dataset, which includes 4,700 subjects, each performing the same expressions. Despite the dataset's variety, it poses challenges such as low frame rates and non-uniform expression initiation points, with some animations transitioning directly between expressions without starting from a neutral state. To overcome these issues, we manually annotated and curated a subset of subjects and their expression animations. By interpolating between frames, we increased the frame count for both texture and geometry. Consequently, we created a refined dataset of 345 subjects, each demonstrating the six fundamental expressions with 40 frames per expression, ensuring a close match between geometry and texture. + +Building on the principles of our geometry diffusion model, we implemented a latent diffusion model (LDM) [43] to generate sequences of textures. This approach enhances the standard LDM architecture by conditioning it on the neutral latent (i.e., the neutral texture encoded using the LDM's encoder), expression intensity, and label of the generated frame. The conditioning mechanisms include channel-wise concatenation for the neutral latent and cross-attention for the expression intensity and label signals. To ensure a meaningful and representative latent space, we trained the autoencoder component of the LDM with all textures from the MimicMe [34] dataset. + +Our training methodology mirrors that of the geometry model, focusing on one frame at a time. This parallel training process ensures a unified learning strategy across both geometry and texture models. For inference, we employ the same consistent noise sampling strategy as used in the geometry model, which has also proven effective for animating textures in our context. Additionally, by utilizing a dataset significantly larger than CoMA's [41] 12 subjects, we have equipped the geometry diffusion model with identity information. This is achieved by encoding the neutral mesh using a spiral convolutional encoder [8,20] that is trained jointly with the diffusion model. The resulting encoding, concatenated with the other conditioning inputs, guides the reverse diffusion process, effectively integrating identity into the generative process. + +The resulting framework generates textured 4D facial expressions given expression information, a neutral mesh and texture. It achieves this through the application of the geometry model to generate the geometry of the frames and the texture model to create the corresponding textures for each frame. Qualitative results of our method are showcased in Fig. 8 for subjective evaluation. + +![](images/5ea04eb6c2d6ac11d00a5c541596027bc77863e14b4665e00d57ab723abc265e.jpg) +Fig. 8: Generated textured 4d facial expressions using our framework. Notably, while our framework doesn't generate texture on top of geometry, it consistently produces texture sequences that qualitatively align with the corresponding geometries. Expressions progress from left (neutral) to right (apex). + +# 5 Conclusion + +In this work, we introduceAnimateMe, a novel diffusion-based model for fully customizable 4D facial expression generation. Leveraging our novel mesh diffusion process with the GNN serving as the denoising model, we facilitate expression generations of high fidelity, significantly surpassing the existing state-of-the-art. Paired with our consistent noise sampling strategy, our model ensures the production of smooth animation sequences. We demonstrated the adaptability of our model by extending it to textured animation. This extension signifies our method's potential for application in large-scale databases, offering a unified framework for both geometry and texture modeling.AnimateMe introduces a 4D method for modeling extreme expressions, effectively addressing a challenge that has not been solved as effectively as possible in the existing literature. 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In: 2020 IEEE/CVF Conference on Computer Vision and Pattern Recognition (CVPR). pp. 5263-5272 (2020). https://doi.org/10.1109/CVPR42600.2020.00531 +56. Wu, C.H., De la Torre, F.: A latent space of stochastic diffusion models for zero-shot image editing and guidance. In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 7378-7387 (2023) +57. Wu, X., Zhang, Q., Wu, Y., Wang, H., Li, S., Sun, L., Li, X.: F $^3$ a-gan: Facial flow for face animation with generative adversarial networks. IEEE Transactions on Image Processing 30, 8658-8670 (2021). https://doi.org/10.1109/tip.2021.3112059, http://dx.doi.org/10.1109/TIP.2021.3112059 +58. Xing, J., Xia, M., Zhang, Y., Cun, X., Wang, J., Wong, T.T.: Codetalker: Speechdriven 3d facial animation with discrete motion prior. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 12780-12790 (2023) +59. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 5826-5835 (2021) \ No newline at end of file diff --git a/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/images.zip b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..977bb340fbd9dd1160d2b3183e19195e75c0c3fa --- /dev/null +++ b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:3d918e156e9bb5fcc35d441caac9c070a8f92b344b6aebf6d8896f9d8c5f131b +size 443538 diff --git a/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/layout.json b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..90432bafc252b3b198a3cd1afdc49824d39fc16b --- /dev/null +++ b/2024/AnimateMe_ 4D Facial Expressions via Diffusion Models/layout.json @@ -0,0 +1,7443 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 138, + 111, + 477, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 111, + 477, + 148 + ], + "spans": [ + { + "bbox": [ + 138, + 111, + 477, + 148 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 149, + 168, + 465, + 205 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 168, + 465, + 205 + ], + "spans": [ + { + "bbox": [ + 149, + 168, + 465, + 205 + ], + "type": "text", + "content": "Dimitrios Gerogiannis, Foivos Paraperas Papantoniou, Rolandas Alexandros Potamias, Alexandros Lattas, Stylianos Moschoglou, Stylianos Ploumpis, and Stefanos Zafeiriou" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 149, + 214, + 462, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 214, + 462, + 248 + ], + "spans": [ + { + "bbox": [ + 149, + 214, + 462, + 248 + ], + "type": "text", + "content": "Imperial College London, UK \n{d.gerogiannis22, f.paraperas, r.potamias, a.lattas, s.moschoglou, s.ploumpis, s.zafeirioui}@imperial.ac.uk" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 273, + 455, + 482 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 273, + 455, + 482 + ], + "spans": [ + { + "bbox": [ + 160, + 273, + 455, + 482 + ], + "type": "text", + "content": "Abstract. The field of photorealistic 3D avatar reconstruction and generation has garnered significant attention in recent years; however, animating such avatars remains challenging. Recent advances in diffusion models have notably enhanced the capabilities of generative models in 2D animation. In this work, we directly utilize these models within the 3D domain to achieve controllable and high-fidelity 4D facial animation. By integrating the strengths of diffusion processes and geometric deep learning, we employ Graph Neural Networks (GNNs) as denoising diffusion models in a novel approach, formulating the diffusion process directly on the mesh space and enabling the generation of 3D facial expressions. This facilitates the generation of facial deformations through a mesh-diffusion-based model. Additionally, to ensure temporal coherence in our animations, we propose a consistent noise sampling method. Under a series of both quantitative and qualitative experiments, we showcase that the proposed method outperforms prior work in 4D facial expression synthesis by generating high-fidelity extreme expressions. Furthermore, we applied our method to textured 4D facial expression generation, implementing a straightforward extension that involves training on a large-scale textured 4D facial expression database." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "spans": [ + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "type": "text", + "content": "Keywords: 4D Expression " + }, + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "type": "text", + "content": " Diffusion Models " + }, + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 491, + 453, + 503 + ], + "type": "text", + "content": " Graph Neural Networks" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 522, + 230, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 522, + 230, + 534 + ], + "spans": [ + { + "bbox": [ + 132, + 522, + 230, + 534 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 668 + ], + "type": "text", + "content": "In the field of computer graphics and human-computer interaction, 3D face modeling [4,5,7,38,39,51] and animation are becoming increasingly crucial. With the evolution of digital interactions, there is a rising demand for realistic 3D avatars that can generate emotions with high fidelity. While controllable and dynamic 2D facial expression generation is well-studied [9,18,32,52,55,57], its 3D counterpart remains unexplored due to its inherent complexity. This lack of research emphasizes the need for advancements in 4D facial expression generation. While much of the 3D face animation domain focuses on speech animation [1,13,19,25,31,35-37,42,47,49,50,53,58], research on expression animation [33,40] is limited. Although diffusion models have been sparingly applied to" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 199 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 199 + ], + "type": "text", + "content": "facial speech animation techniques [1,31,35,47,49], the results have shown considerable promise. In contrast, these models have been extensively and successfully employed in the field of 3D human motion, demonstrating their effectiveness and versatility [2, 11, 14, 44, 48, 60]. Despite the proven success of diffusion models in 3D animation, their application in 4D facial expression remains unexplored. This gap in the literature inspired us to develop our method, aiming to investigate their potential in this domain." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 482, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 482, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 482, + 390 + ], + "type": "text", + "content": "However, typical diffusion model architectures are challenging to apply directly to 3D structures. Using meshes as our 3D face representation, we introduce the first 3D diffusion process tailored to operate directly within the mesh space, enabling the application of diffusion models for 4D facial expression generation. Our method achieves this by employing Graph Neural Networks (GNNs) as denoising diffusion models. This novel approach paves the way for broader utilization of GNNs in diffusion processes for mesh generation. Moreover, regarding temporal coherence in animations, our method diverges from the traditional diffusion models methods. Conventional video approaches [6, 21, 22, 24, 45, 61] typically handle temporal dependencies via architectural adjustments incorporating temporal modules, generating frames collectively. In contrast, inspired by ideas presented in [26, 29, 56], our approach modifies the traditional DDPM algorithm by introducing a straightforward yet effective sampling strategy tailored to our specific challenge, termed consistent noise sampling. This intuitive sampling strategy not only solidifies temporal coherence but also significantly improves the generation time." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 391, + 482, + 499 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 391, + 482, + 499 + ], + "spans": [ + { + "bbox": [ + 130, + 391, + 482, + 499 + ], + "type": "text", + "content": "Our method capitalizes on diffusion models, presenting a marked divergence from the competition. Although some methods have been explored for 4D facial expression generation [33,40], they often fall short in producing high-fidelity extreme expressions, while our method successfully accomplishes it. This advantage is primarily attributed to the diffusion models' capability to handle complex distributions, such as the extreme deformations accompanying intense facial expressions. The strength of our model is further enhanced by utilizing the entirety of the mesh space. This offers superior capturing capabilities compared to traditional blendshapes [10] and landmarks [33]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 499, + 413, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 499, + 413, + 510 + ], + "spans": [ + { + "bbox": [ + 146, + 499, + 413, + 510 + ], + "type": "text", + "content": "In summary, our work offers the following key contributions:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 515, + 479, + 584 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 138, + 515, + 479, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 515, + 479, + 537 + ], + "spans": [ + { + "bbox": [ + 138, + 515, + 479, + 537 + ], + "type": "text", + "content": "- The first, to the best of our knowledge, diffusion process formulation operating directly on the mesh space with GNNs proposed as denoising models." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 539, + 479, + 560 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 539, + 479, + 560 + ], + "spans": [ + { + "bbox": [ + 138, + 539, + 479, + 560 + ], + "type": "text", + "content": "- The first, to the best of our knowledge, fully data-driven approach to customizable 4D facial expressions, utilizing diffusion models." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 562, + 479, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 562, + 479, + 584 + ], + "spans": [ + { + "bbox": [ + 138, + 562, + 479, + 584 + ], + "type": "text", + "content": "- A dynamic diffusion models sampling strategy for 3D facial animation, that is extended to both geometry and texture generation." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 601, + 237, + 613 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 601, + 237, + 613 + ], + "spans": [ + { + "bbox": [ + 132, + 601, + 237, + 613 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 624, + 326, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 624, + 326, + 635 + ], + "spans": [ + { + "bbox": [ + 132, + 624, + 326, + 635 + ], + "type": "text", + "content": "2.1 3D Facial Animation Generation" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Since the introduction of the seminal 3DMMs [4, 5], multiple methods have been proposed to model facial animation using expression blendshapes [10, 12]." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "content": "Nonetheless, they train on static 3D meshes, and can only rely on unrealistic linear interpolation to represent 3D facial motion." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 355 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 355 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 355 + ], + "type": "text", + "content": "Several methods have tried to tackle the limitations of 3D facial motion synthesis by utilizing either audio or speech features. In an early attempt to model speech features along with facial motion, the authors of [25] presented a subject-specific model to produce facial motion from audio but faced limitations in adapting to varied speakers. A similar method was proposed in [13] where a static neutral mesh of a given identity was fed to the network for animation based on speech input features showcasing flexibility across diverse speakers. Several other approaches were built on top, that utilize RNNs along with facial action units [37] and LSTMs [53]. Following studies significantly improved the realism of 3D speech animation by disentangling emotion from speech [36, 42], while Transformer-based approaches [19,50,58] have demonstrated promising results as well. Only very recently, a few works have focused on animating a 3D facial mesh via a diffusion process coupled with a voice input signal [1,31,35,47,49]. Most of these works deal with denoising and generating animations based on input speech that is later mapped into blendshape expression parameters [35, 47]. Only [49] works directly on the mesh domain utilizing a motion decoder. Even though this line of work is promising for facial animation based on speech input, none of the aforementioned methods deal with labeled (guided) expression generation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 356, + 482, + 547 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 482, + 547 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 482, + 547 + ], + "type": "text", + "content": "Guided 4D expression generation is an understudied problem with only a few methods able to achieve satisfactory results. The work proposed in [40] first attempted guided 4D expression generation on the 4DFAB dataset [12], combining LSTMs with GNNs. It notably addressed the challenge of animating extreme expressions for the first time. While this work utilizes a GNN architecture as a decoder, similar to our method, our approach differentiates itself by adopting a mesh diffusion process, thereby enhancing the expression capturing capabilities. Similar to this research direction, the authors in [33] proposed a two-stage framework employing a sparse-to-dense decoder mapping sparse 3D facial landmark displacements to dense ones for motion generation, complemented by a GAN architecture for landmark sequence creation driven by expression labels. Although effective, this method falls short of capturing extreme expressions and detailed facial features as efficiently as our approach, as demonstrated in our experiments section. This discrepancy is likely due to the superiority of diffusion models over GANs [15], and our comprehensive use of the entire mesh rather than just landmarks." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 563, + 321, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 563, + 321, + 574 + ], + "spans": [ + { + "bbox": [ + 131, + 563, + 321, + 574 + ], + "type": "text", + "content": "2.2 Diffusion Models for Animation" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Since the introduction of diffusion models in the 2D image domain [23, 46], the computer vision literature witnessed staggering advancements in image and video synthesis when compared to previous GAN-based approaches [15, 43]. Regarding 2D animation, [24] was the first work to extend diffusion models to video synthesis by adapting the traditional denoising architecture to accommodate 3D data. Following this pioneering work, many studies focused on maintaining temporal coherence in animation, while achieving high resolution and frame" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "type": "text", + "content": "rate through a variety of methods. These include integrating temporal modules, refining denoising architectures for video data, implementing cascaded super-resolution techniques, extending text-to-image models to videos, extending the latent diffusion model paradigm to video diffusion models, or even combinations of these approaches, often leveraging the strengths of each to achieve superior outcomes [6, 21, 22, 45, 61]. The unique approaches of [29] and [26] diverge from the typical approaches to handling temporal coherence. The authors of [29] innovated by treating video frames as non-independent instances by refining the DDPM paradigm to introduce a shared base noise and a time-variant residual noise across frames. Similarly, [26] departs from traditional random sampling by enforcing motion dynamics between the latent codes. Together, these two approaches emphasize the benefits of using consistent noise patterns across frames serving as inspiration for our work." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 274, + 482, + 440 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 482, + 440 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 482, + 440 + ], + "type": "text", + "content": "Extending diffusion models to generate animation in the 3D domain is an ambitious task given the vast amounts of 3D data required over time and the inherently greater complexity of 3D structures compared to images. Recent efforts have leveraged these models to generate motion for 3D models. Apart from the few diffusion-based 3D speech animation methods referenced in the previous subsection, the vast majority of such endeavors are focused on generating 3D human motion, which is a well-studied research area. Numerous diffusion based methods ranging from body motion [2,11,14,44,48,60] to hand gestures motions [3,59], have emerged in the literature. While most of these methods are text-conditioned, others utilize different mechanisms such as 3D landmarks [16] and 3D object points [27]. Nevertheless, none of the aforementioned methods tackles the problem of labeled expression animation which is an understudied problem due to the scarcity of 4D facial expression data, unlike speech and human motion data." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 468, + 332, + 480 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 468, + 332, + 480 + ], + "spans": [ + { + "bbox": [ + 132, + 468, + 332, + 480 + ], + "type": "text", + "content": "2.3 Diffusion Models on the 3D Space" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 498, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 665 + ], + "type": "text", + "content": "Although 2D diffusion models have been extensively explored and understood, particularly in terms of denoising model architectures and their applications, the exploration in the 3D domain lags behind because of the complexities involved in 3D modeling. Only a handful of studies have explored diffusion processes directly on 3D structures, and these primarily work on point clouds. The pioneering work of [28] adapted traditional diffusion models for point clouds introducing a probabilistic approach rooted in thermodynamic diffusion processes. Similarly, another approach [62] combined diffusion models with point-voxel representations for shape generation. Recent methods have followed more sophisticated approaches by operating on the 3D latent space [30,54] taking inspiration from [43]. The last two methods can also generate meshes, but they achieve this by reconstructing surfaces from the generated point clouds and lack detail [30,54]. To the best of our knowledge, no existing diffusion model directly operates on mesh points while preserving their inherent connectivity to generate meshes." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 202, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 202, + 126 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 202, + 126 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 479, + 172 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 479, + 172 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 479, + 172 + ], + "type": "text", + "content": "Our method learns to animate a mesh of neutral expression towards a target expression, guided by a signal that indicates both the progression and intensity of the resulting expression animation, enabling extensive customization." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 173, + 480, + 304 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 173, + 480, + 304 + ], + "spans": [ + { + "bbox": [ + 130, + 173, + 480, + 304 + ], + "type": "text", + "content": "To implement the animation mechanism, our framework introduces a novel mesh diffusion process tailored for fixed topology meshes. The frames of each animation used for training are processed by expressing them as deformations from the neutral mesh. Interestingly, while our method is dynamic, our diffusion model is trained in a conventional static manner. A key feature is our intuitive consistent noise sampling strategy, designed specifically for our problem. This not only ensures temporal coherence, resulting in smooth animations but also accelerates the generation process. Fig. 1 provides an overview of our frame generation method, while Fig. 2 depicts our consistent noise sampling strategy. In the following subsections, we detail each component and explain the innovations of our method." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 162, + 323, + 452, + 485 + ], + "blocks": [ + { + "bbox": [ + 162, + 323, + 452, + 485 + ], + "lines": [ + { + "bbox": [ + 162, + 323, + 452, + 485 + ], + "spans": [ + { + "bbox": [ + 162, + 323, + 452, + 485 + ], + "type": "image", + "image_path": "950ecf4a216ed469c935ffa2ae8e448ab19f3344efbf1131853eca6990903f4c.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 497, + 482, + 586 + ], + "lines": [ + { + "bbox": [ + 130, + 497, + 482, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 497, + 482, + 586 + ], + "type": "text", + "content": "Fig. 1: Overview of the proposed frame generation method: Our method generates frames by integrating a point cloud DDPM with an SCN denoising model, conditioned on a concatenated expression and timestep conditioning. It employs spiral convolutional layers, modulating output features with a simple gating and bias mechanism tailored to the conditions. Throughout this process, noise is predicted and systematically subtracted at each timestep until the frame is completely denoised and thus generated. While the method operates on deformations, for visualization, we apply them to the neutral mesh for all timesteps, to show the temporal evolution of the diffusion process." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 624, + 421, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 624, + 421, + 636 + ], + "spans": [ + { + "bbox": [ + 130, + 624, + 421, + 636 + ], + "type": "text", + "content": "3.1 Formulating Diffusion Processes on the Mesh Space" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": "Our mesh diffusion formulation builds upon [28]. The core idea of this work is to tailor the diffusion process specifically for point clouds. The objective is to" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "content": "reconstruct a point cloud " + }, + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathbf{X}^{(0)}" + }, + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "content": " of a desired shape, defined by a shape latent " + }, + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathbf{z} \\in \\mathbb{R}^{N \\times 1}" + }, + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "content": ". This latent is derived from an encoder " + }, + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "inline_equation", + "content": "\\mathbf{z} = E_{\\phi}(\\mathbf{X}^{(0)})" + }, + { + "bbox": [ + 130, + 115, + 479, + 163 + ], + "type": "text", + "content": ", and the reverse diffusion process is conditioned on it. Starting from pure noise, the method progresses to generate the point cloud." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "type": "text", + "content": "Consistent with traditional DDPMs, the training objective is to maximize the data's log-likelihood, " + }, + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "type": "inline_equation", + "content": "\\mathbb{E}[\\log p_{\\pmb{\\theta}}(\\mathbf{X}^{(0)})]" + }, + { + "bbox": [ + 130, + 164, + 480, + 212 + ], + "type": "text", + "content": ". By leveraging the variational lower bound (ELBO) and further derivations, a simplified training objective is formulated, akin to the approach presented in [23]:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 181, + 222, + 481, + 253 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 222, + 481, + 253 + ], + "spans": [ + { + "bbox": [ + 181, + 222, + 481, + 253 + ], + "type": "interline_equation", + "content": "L (\\boldsymbol {\\theta}, \\phi) = \\sum_ {i = 1} ^ {N} \\left\\| \\boldsymbol {\\epsilon} - \\boldsymbol {\\epsilon} _ {\\theta} \\left(\\sqrt {\\bar {a} _ {t}} \\mathbf {x} _ {\\mathbf {i}} ^ {(0)} + \\sqrt {1 - \\bar {a} _ {t}} \\boldsymbol {\\epsilon}, t, E _ {\\phi} \\left(\\mathbf {X} ^ {(0)}\\right)\\right) \\right\\| ^ {2} \\tag {1}", + "image_path": "520198ba6ebedf635e9925263c5fbfcdd9e37fedd7c034d643cb1b732bd509ce.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 258, + 480, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 480, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 480, + 411 + ], + "type": "text", + "content": "Fixed topology meshes are the dominant representation of human faces [17]. Hence, our objective is to adapt the point cloud diffusion process to operate directly on such meshes. However, challenges arise when examining the original point cloud diffusion process for mesh generation. The primary issue arises from the integration of the loss function, which is focused on denoising at a point level, with the denoising model " + }, + { + "bbox": [ + 130, + 258, + 480, + 411 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(\\mathbf{x}_{\\mathbf{i}}^{(t)}, t, \\mathbf{z})" + }, + { + "bbox": [ + 130, + 258, + 480, + 411 + ], + "type": "text", + "content": ", characterized by its point cloud MLP architecture. The latter treats point clouds as unordered sets due to their inherent permutation invariance. Recognizing that meshes essentially represent strongly structured point clouds defined by their connectivity, such a property becomes a problem, since order and structure are crucial for them. Moreover, point cloud MLPs initially process individual points independently and only aggregate this data in subsequent layers, leading to challenges in accurately capturing the finer local details found in meshes." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "text", + "content": "To facilitate mesh generation, we employ GNNs as denoising diffusion models in a novel manner. This adaptation leads to a structure-aware, sophisticated diffusion process that not only effectively denoises, but also preserves the connectivity. More specifically, we replace the point cloud MLP denoising model with a Spiral Convolutional Network (SCN) [8,20]. This replacement is denoted by " + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "inline_equation", + "content": "s_{\\theta}(\\mathbf{x}_{\\mathbf{i}}^{(t)}, t, \\mathbf{c})" + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "text", + "content": " where " + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "inline_equation", + "content": "\\mathbf{c}" + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "text", + "content": " represents the conditioning of the model, serving a role similar to the shape latent " + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 130, + 413, + 480, + 496 + ], + "type": "text", + "content": " in the original method." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 514, + 389, + 525 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 389, + 525 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 389, + 525 + ], + "type": "text", + "content": "3.2 Training in Line with Static Diffusion Models" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": "Typically, dynamic diffusion models that generate modalities, such as videos, train on the entire sequence of animation frames, operating in a whole-animation fashion. In contrast, our approach to training is one frame at a time. Specifically, for a given animation " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{X} = \\{\\mathbf{x_i}:i = 0,\\dots ,K - 1\\}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": ", we select a single frame " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{x_i}\\in" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbb{R}^{N\\times 3}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": ". We then extract the expression stage information for this frame, denoted as " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{e_i}\\in \\mathbb{R}^{1\\times M}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": " represents the number of possible expression categories. This vector " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{e_i}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": " encodes both the category and intensity of the expression, derived from the animation's expression signal " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{E} = \\{\\mathbf{e_i}:i = 0,\\ldots ,K - 1\\}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": ". Additionally, we obtain the neutral mesh associated with the animation, denoted as " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{x_0}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": ". We use it to express the current frame " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{x_i}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": " as deformations relative to it, yielding " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{d_i} = \\mathbf{x_i} - \\mathbf{x_0}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{d_i}\\in \\mathbb{R}^{N\\times 3}" + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": ". From there, training follows the paradigm of" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "static diffusion models with the denoising model conditioned on the expression stage and timestep, using the following loss function:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 202, + 150, + 481, + 183 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 150, + 481, + 183 + ], + "spans": [ + { + "bbox": [ + 202, + 150, + 481, + 183 + ], + "type": "interline_equation", + "content": "L (\\pmb {\\theta}) = \\sum_ {i = 1} ^ {N} \\left\\| \\pmb {\\epsilon} - \\pmb {s} _ {\\theta} (\\sqrt {\\bar {a} _ {t}} \\mathbf {d _ {i}} ^ {(0)} + \\sqrt {1 - \\bar {a} _ {t}} \\pmb {\\epsilon}, t, \\mathbf {e _ {i}}) \\right\\| ^ {2} \\tag {2}", + "image_path": "7b57896f0a2eb50f65f617ac80cac90b22cb7e117d0420fce9874029300052e7.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 191, + 479, + 251 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 191, + 479, + 251 + ], + "spans": [ + { + "bbox": [ + 130, + 191, + 479, + 251 + ], + "type": "text", + "content": "A significant advantage of our approach is its computational efficiency. Traditional methods require loading entire animation sequences for training, which is computationally demanding, especially with large meshes. Our frame-by-frame approach avoids this, enabling high-resolution mesh training without performance limitations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 269, + 428, + 283 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 269, + 428, + 283 + ], + "spans": [ + { + "bbox": [ + 131, + 269, + 428, + 283 + ], + "type": "text", + "content": "3.3 Using the Entire Mesh versus Relying on Landmarks" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "type": "text", + "content": "We train on the entire mesh, capturing the complex dynamics of facial expressions, including the finest details, drawing inspiration from [40]. This holistic approach, utilizing the comprehensive deformation mesh " + }, + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "type": "inline_equation", + "content": "\\mathbf{d_i} = \\mathbf{x_i} - \\mathbf{x_0}" + }, + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "type": "text", + "content": " for each frame " + }, + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 290, + 482, + 411 + ], + "type": "text", + "content": ", surpasses both traditional blendshape-based techniques [10,12] and landmarks based methods [33]. Traditional techniques often fail to represent extreme deformations due to their linear limitations. In contrast, while landmark-based methods capture a significant portion of facial motions through a set of landmarks, they may overlook the fine details of facial dynamics. It is worth noting that even though the methodologies presented in [33] yield mesh displacements, their core training still relies on sparse landmarks." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 429, + 296, + 442 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 429, + 296, + 442 + ], + "spans": [ + { + "bbox": [ + 131, + 429, + 296, + 442 + ], + "type": "text", + "content": "3.4 Consistent Noise Sampling" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 449, + 479, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 479, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 479, + 521 + ], + "type": "text", + "content": "While the conditioning of the diffusion process on the expression stage might impose some sort of temporal coherence, it is by no means enough for the smoothness required for expression animation. To bridge this gap, building on the ideas presented in [26, 29, 56], we propose a modification of the original DDPM sampling algorithm for our problem, named consistent noise sampling, rooted in two primary observations." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "content": "Firstly, within the diffusion process, noise drives sample diversity. However, in facial expression animation, maintaining temporal coherence requires careful management of this diversity, as it can otherwise hinder it. To tackle this issue, we propose employing a consistent noise strategy across all animation frames to ensure smooth transitions, acknowledging the minimal differences typically present between consecutive frames. This approach involves applying consistent noise both at the start of denoising and throughout the following denoising steps, ensuring that each frame within an animation maintains coherence. By sampling and maintaining a consistent initial noise implementation " + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})" + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "content": " and noise sequence for denoising " + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{z} = \\mathbf{z}_t \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I}), t = T - 1,\\dots,1" + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{z}_0 = \\mathbf{0}" + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "content": " across frames, our model effectively differentiates its output based on the specific expression stage information, ensuring smooth animations." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 217, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 217, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 217, + 91, + 448, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": "Secondly, in diffusion models, generation progresses step-wise in a hierarchical manner: earlier timesteps address broader structures, while later steps refine details, such as expression dynamics. Therefore, our method applies the full range of denoising steps " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "t = T - 1,\\ldots ,0" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": " for the generation of the first frame of an animation and then reduces steps for the following frames. To implement our approach, we first apply the full range of denoising steps, " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "t = T - 1,\\dots ,0" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": ", for generating the initial frame of an animation. Once we reach a late-stage denoised version at timestep " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "t_s" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": " for the first frame, denoted as " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{d_0}}^{\\mathbf{t_s}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": ", we then initiate the generation of subsequent frames from this advanced denoised state utilizing only the remaining range of timesteps " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "t = t_{s},\\ldots ,0" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": ". This means that the initial noise prediction for the first frame is given by " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon_0}^{\\mathbf{T} - \\mathbf{1}} = s_\\theta (\\epsilon ,T - 1,\\mathbf{e}_0)" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": ". For subsequent frames, however, the initial noise prediction adjusts to " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "\\hat{c}_{\\mathrm{i}}^{\\mathrm{t_s}} = s_{\\theta}(\\hat{\\mathbf{d_0}}^{\\mathrm{t_s}},t_s,\\mathbf{e_i})" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "t_s" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": " effectively serving as the new starting point " + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "inline_equation", + "content": "(T^{\\prime} - 1 = t_{s})" + }, + { + "bbox": [ + 130, + 116, + 482, + 301 + ], + "type": "text", + "content": " for these frames. This strategic adjustment allows for a more efficient generation process by reducing the number of required timesteps while maintaining high fidelity." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 305, + 482, + 367 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 305, + 482, + 367 + ], + "spans": [ + { + "bbox": [ + 130, + 305, + 482, + 367 + ], + "type": "text", + "content": "To generate diverse animations for the same expression with our sampling strategy, one simply samples different noise implementations and applies them consistently across all frames. A final advantage of our sampling, which might not be evident at the start, is that once the initial frame is generated, all subsequent frames can be produced concurrently, further improving generation speed." + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 152, + 398, + 462, + 575 + ], + "blocks": [ + { + "bbox": [ + 152, + 398, + 462, + 575 + ], + "lines": [ + { + "bbox": [ + 152, + 398, + 462, + 575 + ], + "spans": [ + { + "bbox": [ + 152, + 398, + 462, + 575 + ], + "type": "image", + "image_path": "59be3126cc395443cd28b0e1003b7f4831127db501f63790a4546adda170b65f.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "lines": [ + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "spans": [ + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": "Fig. 2: Animation generation via consistent noise sampling: The process initiates by sampling the initial noise " + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": " and the denoising noise sequence " + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": " over " + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "inline_equation", + "content": "T - 1" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": " timesteps. The diffusion process begins with the first frame using the full range of timesteps. Upon reaching a late denoised stage at " + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "inline_equation", + "content": "t_s" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": ", the generation for subsequent frames starts in parallel from this denoised state, utilizing only the remaining " + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "inline_equation", + "content": "t_s" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": " timesteps. All frames share the same denoising sequence " + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "inline_equation", + "content": "\\mathbf{z}" + }, + { + "bbox": [ + 130, + 585, + 482, + 663 + ], + "type": "text", + "content": ", with differences arising from the expression intensity." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 230, + 129 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 144, + 479, + 203 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 144, + 479, + 203 + ], + "spans": [ + { + "bbox": [ + 130, + 144, + 479, + 203 + ], + "type": "text", + "content": "To demonstrate the superiority of our approach over existing methods, we undertook both quantitative and qualitative experiments focused on 4D facial expression animation using the CoMA [41] dataset. This dataset features 12 unique identities, each with 12 varied expressions that are extreme and diverse, making it an ideal benchmark for evaluating 4D facial expression generation methods." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 204, + 482, + 288 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 204, + 482, + 288 + ], + "spans": [ + { + "bbox": [ + 130, + 204, + 482, + 288 + ], + "type": "text", + "content": "Additionally, we applied our approach to the generation of textured 4D facial expressions by training on the MimicMe [34] dataset, a large-scale database that provides both geometry and textures. We followed the same training protocol used with CoMA for the geometric data and employed a texture animation method using a latent diffusion model. This allowed us to effectively combine the geometry with texture sequences, producing realistic textured 4D facial expressions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 309, + 324, + 321 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 309, + 324, + 321 + ], + "spans": [ + { + "bbox": [ + 132, + 309, + 324, + 321 + ], + "type": "text", + "content": "4.1 4D Facial Expression Evaluation" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 333, + 482, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 333, + 482, + 511 + ], + "spans": [ + { + "bbox": [ + 130, + 333, + 482, + 511 + ], + "type": "text", + "content": "Preprocessing. To ensure meaningful comparisons and address the limitations of [33] which is limited to a fixed frame count per animation, all methods are standardized to produce 40 frames. Following the logic of [33], we select subsequences that transition from a neutral to an extreme expression and using interpolation or selection, we ensure consistent length for all. Our preprocessing then quantifies the expression progression by calculating deformations from the neutral mesh for each frame of an animation and smoothing it appropriately. Furthermore, we use global scaling for intensity via an animation extremeness factor, which is necessary for customizable approaches such as ours and [40] to grasp expression intensity information. This factor is normalized across animations of the same expression, providing a consistent framework of assessing expression intensity. Our preprocessing pipeline, designed to equip the model with both progression and intensity information is versatile enough to be applied to any dataset. For more details, we refer the reader to the supplementary material." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "Training Setup. To accurately evaluate the generalization of our method, we opted to split the CoMA expression animations subject-wise, excluding all animations of the test subjects from training. For the experiments, we follow the settings outlined in [33] and modify the approach described in [40] to accommodate the CoMA dataset. Our diffusion model's noise schedule uses 1000 steps, starting from " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "t_1 = 1e - 4" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "t_T = 0.02" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ". The late denoising strategy is configured with " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "t_s = 400" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ", meaning that for subsequent frames beyond the first, we employ only 400 timesteps, initiating from the late denoised version of the first frame, 400 steps before concluding the diffusion process. Our model was trained for 5600 epochs with a batch size of 32, using the Adam optimizer with an initial learning rate of 0.001 and a learning rate scheduler to finally reduce to " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "1e - 4" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 272 + ], + "type": "text", + "content": "Quantitative Evaluation. Given that our training animations transition from neutral to extreme states, we expect [33] to inherently learn to generate extreme expressions. To ensure fairness with [33], which isn't designed for customizable intensity levels, we demonstrate the adaptability of our model. We generate expression animations at maximum intensity through our global intensity scaling strategy (Ours-Extreme) and, to mitigate bias, also produce animations across a spectrum of intensities (Ours-Varying), highlighting our method's adaptability. Further enhancing comparison fairness, we apply local intensity scaling (Ours-Local), training our model exclusively on expression progression values. This approach simulates a non-customizable framework, closely mirroring [33], even though it limits the potential of our method. Considering the customizable aspect and significantly worse relative performance of [40], we pair it with global scaling to achieve the best results, ensuring a truly fair comparison between all methods." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 275, + 482, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 275, + 482, + 562 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 482, + 562 + ], + "type": "text", + "content": "To quantitatively assess the generated expression animations across all methods, we employ the standard metrics. Expression classification is a key benchmark for evaluating 4D facial expression methods. Combining the classifier solutions presented in [33, 40], we adopt a similar approach. Our classifier involves a two-stage process. Initially, we use Principal Component Analysis (PCA) to capture the core variations of facial expressions by encoding deformations from the neutral state. This encoding is applied to all animations used to train the models, resulting in a PCA encoder that effectively reduces the dimensionality of the meshes while preserving their expressive spatial features. Following this, we deploy an LSTM-based classifier that operates on these PCA-encoded animations. By processing the temporal sequence of PCA-encoded mesh deformations, our LSTM model effectively captures the dynamic nature of facial expressions. The LSTM output is then sequentially fed through two fully connected layers, with the final layer responsible for class prediction. The second metric utilized for evaluation is the specificity measure, defined as the per-frame average Euclidean distance between the generated animations and the ground truth. This metric serves as an estimate of how closely the generated animations resemble the actual ones, thus acting as a direct indicator of generation quality. Additionally, we employ the Fréchet Inception Distance (FID) metric to evaluate the quality of the generations. For our method, we employ this metric only for the version that mimics the non-customizable framework (Ours-Local) because this provides the fairest comparison for FID. When combined with classification accuracy and specificity measure, these metrics together provide a comprehensive framework for the quantitative analysis of 4D facial expressions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 566, + 481, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 566, + 481, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 566, + 481, + 613 + ], + "type": "text", + "content": "For all subsequent experiments involving our method and MO3DGAN [33], we generate 50 animations per subject and expression due to their stochastic nature. In contrast, for the deterministic LSTM approach [40], only a single animation is produced for each subject and expression." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "As can be seen in Tab. 1, our method surpasses the other two methods across all metrics, demonstrating its superiority. Remarkably, it achieves a similar classification performance with the ground truth, underscoring the quality of our generated expressions. In more detail, the specificity error increases for the final" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 197, + 136, + 416, + 226 + ], + "blocks": [ + { + "bbox": [ + 156, + 114, + 456, + 126 + ], + "lines": [ + { + "bbox": [ + 156, + 114, + 456, + 126 + ], + "spans": [ + { + "bbox": [ + 156, + 114, + 456, + 126 + ], + "type": "text", + "content": "Table 1: Classification accuracy, average specificity error (mm) and FID." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 197, + 136, + 416, + 226 + ], + "lines": [ + { + "bbox": [ + 197, + 136, + 416, + 226 + ], + "spans": [ + { + "bbox": [ + 197, + 136, + 416, + 226 + ], + "type": "table", + "html": "
MethodAccuracy (%)Specificity (mm)FID
GT77.77029.15
MO3DGAN [33]67.222.1852.21
LSTM [40]45.123.259.14
Ours-Extreme75.941.78—
Ours-Local72.881.7443.01
Ours-Varying78.901.61—
", + "image_path": "afa9afb0eac275bcf3381d8e99b8b3552f8b691efd3fbffb11a671b26c5f23c2.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 250, + 482, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 250, + 482, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 250, + 482, + 334 + ], + "type": "text", + "content": "frames, as shown in Fig. 3, because these frames correspond to the most extreme expressions. Despite this, every version of our method consistently shows lower error, particularly in these challenging later frames, highlighting our method's capability to accurately generate complex and extreme expressions. To further reinforce our argument about our method's effectiveness in capturing extreme expressions, we include heatmaps in Fig. 4, clearly showcasing our method's preeminence." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 219, + 354, + 394, + 446 + ], + "blocks": [ + { + "bbox": [ + 219, + 354, + 394, + 446 + ], + "lines": [ + { + "bbox": [ + 219, + 354, + 394, + 446 + ], + "spans": [ + { + "bbox": [ + 219, + 354, + 394, + 446 + ], + "type": "image", + "image_path": "40f20d18745a219894065757d3f6c288fcdf1bc737443eff1013a0312108d16e.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 454, + 482, + 478 + ], + "lines": [ + { + "bbox": [ + 131, + 454, + 482, + 478 + ], + "spans": [ + { + "bbox": [ + 131, + 454, + 482, + 478 + ], + "type": "text", + "content": "Fig. 3: Average per frame specificity error (mm) between the proposed and the baseline methods LSTM [40] and MO3DGAN [33]." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 220, + 523, + 394, + 596 + ], + "blocks": [ + { + "bbox": [ + 220, + 523, + 394, + 596 + ], + "lines": [ + { + "bbox": [ + 220, + 523, + 394, + 596 + ], + "spans": [ + { + "bbox": [ + 220, + 523, + 394, + 596 + ], + "type": "image", + "image_path": "0ddd1765a0703a3ea27b3c0f767bc9759aad1d49c446132cde21731f846cf652.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 640 + ], + "type": "text", + "content": "Fig. 4: Comparison of final frame generations with their respective ground truths, between ours and MO3DGAN [33]. LSTM [40] results are omitted for brevity and due to significantly worse performance." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "Qualitative Evaluation. Beyond quantitative analysis, we offer qualitative results for a deeper, subjective evaluation. Due to space constraints, we qualitatively compare with the best-performing method. Fig. 5 showcases generations of extreme expression animations from both methods for a visual comparison. Our method excels by producing more extreme and expressive animations, highlighting our capability to generate high-fidelity expressions. Additionally, as illustrated in Fig. 6, our method produces animations of high smoothness. Finally, our model excels in creating highly diverse expression animations, with Fig. 7 showcasing examples from the expression categories with the greatest inherent diversity." + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 134, + 262, + 480, + 415 + ], + "blocks": [ + { + "bbox": [ + 134, + 262, + 480, + 415 + ], + "lines": [ + { + "bbox": [ + 134, + 262, + 480, + 415 + ], + "spans": [ + { + "bbox": [ + 134, + 262, + 480, + 415 + ], + "type": "image", + "image_path": "08ba13a96bf4ab47572a937c904d933fa110c121cb5150ff7f0278a48f3d92ce.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 424, + 482, + 459 + ], + "lines": [ + { + "bbox": [ + 130, + 424, + 482, + 459 + ], + "spans": [ + { + "bbox": [ + 130, + 424, + 482, + 459 + ], + "type": "text", + "content": "Fig.5: Qualitative comparison of extreme expression generations between ours and MO3DGAN [33]. Final expressions are illustrated in the main paper. For full-length dynamic 4D expressions, please refer to the supplementary material." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 177, + 510, + 436, + 639 + ], + "blocks": [ + { + "bbox": [ + 177, + 510, + 436, + 639 + ], + "lines": [ + { + "bbox": [ + 177, + 510, + 436, + 639 + ], + "spans": [ + { + "bbox": [ + 177, + 510, + 436, + 639 + ], + "type": "image", + "image_path": "d2f6b4d77bff74624d38d82a832e2e722401215a7be018b07ad6dacfe54fd10f.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 138, + 651, + 475, + 662 + ], + "lines": [ + { + "bbox": [ + 138, + 651, + 475, + 662 + ], + "spans": [ + { + "bbox": [ + 138, + 651, + 475, + 662 + ], + "type": "text", + "content": "Fig. 6: Progression of 4D expressions for three different identities and expressions." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 179, + 116, + 434, + 159 + ], + "blocks": [ + { + "bbox": [ + 179, + 116, + 434, + 159 + ], + "lines": [ + { + "bbox": [ + 179, + 116, + 434, + 159 + ], + "spans": [ + { + "bbox": [ + 179, + 116, + 434, + 159 + ], + "type": "image", + "image_path": "8953181281d83789b27575d5909af2d19f41a763037fc126c748ac2f1e224151.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 219, + 171, + 394, + 183 + ], + "lines": [ + { + "bbox": [ + 219, + 171, + 394, + 183 + ], + "spans": [ + { + "bbox": [ + 219, + 171, + 394, + 183 + ], + "type": "text", + "content": "Fig. 7: Diversity of generated expressions." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 219, + 406, + 231 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 219, + 406, + 231 + ], + "spans": [ + { + "bbox": [ + 132, + 219, + 406, + 231 + ], + "type": "text", + "content": "4.2 Textured 4D Animation on Large Scale Datasets" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 235, + 482, + 366 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 235, + 482, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 235, + 482, + 366 + ], + "type": "text", + "content": "In our final experiment, we implemented a simple extension of our method to generate textured 4D facial expressions using the diverse MimicMe [34] dataset, which includes 4,700 subjects, each performing the same expressions. Despite the dataset's variety, it poses challenges such as low frame rates and non-uniform expression initiation points, with some animations transitioning directly between expressions without starting from a neutral state. To overcome these issues, we manually annotated and curated a subset of subjects and their expression animations. By interpolating between frames, we increased the frame count for both texture and geometry. Consequently, we created a refined dataset of 345 subjects, each demonstrating the six fundamental expressions with 40 frames per expression, ensuring a close match between geometry and texture." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 474 + ], + "type": "text", + "content": "Building on the principles of our geometry diffusion model, we implemented a latent diffusion model (LDM) [43] to generate sequences of textures. This approach enhances the standard LDM architecture by conditioning it on the neutral latent (i.e., the neutral texture encoded using the LDM's encoder), expression intensity, and label of the generated frame. The conditioning mechanisms include channel-wise concatenation for the neutral latent and cross-attention for the expression intensity and label signals. To ensure a meaningful and representative latent space, we trained the autoencoder component of the LDM with all textures from the MimicMe [34] dataset." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 605 + ], + "type": "text", + "content": "Our training methodology mirrors that of the geometry model, focusing on one frame at a time. This parallel training process ensures a unified learning strategy across both geometry and texture models. For inference, we employ the same consistent noise sampling strategy as used in the geometry model, which has also proven effective for animating textures in our context. Additionally, by utilizing a dataset significantly larger than CoMA's [41] 12 subjects, we have equipped the geometry diffusion model with identity information. This is achieved by encoding the neutral mesh using a spiral convolutional encoder [8,20] that is trained jointly with the diffusion model. The resulting encoding, concatenated with the other conditioning inputs, guides the reverse diffusion process, effectively integrating identity into the generative process." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "content": "The resulting framework generates textured 4D facial expressions given expression information, a neutral mesh and texture. It achieves this through the application of the geometry model to generate the geometry of the frames and the texture model to create the corresponding textures for each frame. Qualitative results of our method are showcased in Fig. 8 for subjective evaluation." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 448, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 478, + 401 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 478, + 401 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 478, + 401 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 478, + 401 + ], + "type": "image", + "image_path": "5ea04eb6c2d6ac11d00a5c541596027bc77863e14b4665e00d57ab723abc265e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 411, + 482, + 456 + ], + "lines": [ + { + "bbox": [ + 130, + 411, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 482, + 456 + ], + "type": "text", + "content": "Fig. 8: Generated textured 4d facial expressions using our framework. Notably, while our framework doesn't generate texture on top of geometry, it consistently produces texture sequences that qualitatively align with the corresponding geometries. Expressions progress from left (neutral) to right (apex)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 479, + 220, + 492 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 479, + 220, + 492 + ], + "spans": [ + { + "bbox": [ + 132, + 479, + 220, + 492 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "In this work, we introduceAnimateMe, a novel diffusion-based model for fully customizable 4D facial expression generation. Leveraging our novel mesh diffusion process with the GNN serving as the denoising model, we facilitate expression generations of high fidelity, significantly surpassing the existing state-of-the-art. Paired with our consistent noise sampling strategy, our model ensures the production of smooth animation sequences. We demonstrated the adaptability of our model by extending it to textured animation. This extension signifies our method's potential for application in large-scale databases, offering a unified framework for both geometry and texture modeling.AnimateMe introduces a 4D method for modeling extreme expressions, effectively addressing a challenge that has not been solved as effectively as possible in the existing literature. To the best of our knowledge, it also proposes the first diffusion model to utilize a GNN as a denoising model." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 251, + 102 + ], + "type": "text", + "content": "D. Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 480, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 480, + 163 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 480, + 163 + ], + "type": "text", + "content": "S. Zafeiriou and part of the research were funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "spans": [ + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 205, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "type": "text", + "content": "1. 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Gerogiannis et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 117, + 480, + 150 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 117, + 480, + 150 + ], + "spans": [ + { + "bbox": [ + 133, + 117, + 480, + 150 + ], + "type": "text", + "content": "62. Zhou, L., Du, Y., Wu, J.: 3d shape generation and completion through point-voxel diffusion. In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 5826-5835 (2021)" + } + ] + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 218, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnimateMe: 4D Facial Expressions via Diffusion Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_content_list.json b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..b466559b337f59596919e1d7f4fd3c3e3692d58f --- /dev/null +++ b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_content_list.json @@ -0,0 +1,1663 @@ +[ + { + "type": "text", + "text": "Any Target Can be Offense: Adversarial Example Generation via Generalized Latent Infection", + "text_level": 1, + "bbox": [ + 218, + 140, + 782, + 184 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Youheng Sun1*, Shengming Yuan1*, Xuanhan Wang2*, Lianli Gao1, and Jingkuan Song1", + "bbox": [ + 228, + 212, + 772, + 243 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Center for Future Media, University of Electronic Science and Technology of China", + "bbox": [ + 217, + 253, + 782, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Shenzhen Institute for Advanced Study, University of Electronic Science and", + "bbox": [ + 236, + 268, + 761, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Technology of China", + "bbox": [ + 431, + 282, + 570, + 296 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "youheng.sun@std.uestc.edu.cn, shengming.yuan@outlook.com,", + "bbox": [ + 279, + 297, + 720, + 310 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "wxuanhan@hotmail.com, lianli.gao@uestc.edu.cn, jingkuan.song@gmail.com", + "bbox": [ + 228, + 311, + 771, + 325 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Targeted adversarial attack, which aims to mislead a model to recognize any image as a target object by imperceptible perturbations, has become a mainstream tool for vulnerability assessment of deep neural networks (DNNs). Since existing targeted attackers only learn to attack known target classes, they cannot generalize well to unknown classes. To tackle this issue, we propose Generalized Adversarial AttacKER (GAKer), which is able to construct adversarial examples to any target class. The core idea behind GAKer is to craft a latently infected representation during adversarial example generation. To this end, the extracted latent representations of the target object are first injected into intermediate features of an input image in an adversarial generator. Then, the generator is optimized to ensure visual consistency with the input image while being close to the target object in the feature space. Since the GAKer is class-agnostic yet model-agnostic, it can be regarded as a general tool that not only reveals the vulnerability of more DNNs but also identifies deficiencies of DNNs in a wider range of classes. Extensive experiments have demonstrated the effectiveness of our proposed method in generating adversarial examples for both known and unknown classes. Notably, compared with other generative methods, our method achieves an approximately $14.13\\%$ higher attack success rate for unknown classes and an approximately $4.23\\%$ higher success rate for known classes. Our code is available in https://github.com/VL-Group/GAKer.", + "bbox": [ + 259, + 364, + 738, + 669 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Targeted Adversarial Attack $\\cdot$ Generator-based Attack $\\cdot$ Black-box attack $\\cdot$ Unknown Classes", + "bbox": [ + 259, + 683, + 738, + 709 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 738, + 374, + 753 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Deep neural networks (DNNs) have significantly advanced the field of artificial intelligence, achieving remarkable success in various domains, including image", + "bbox": [ + 212, + 771, + 785, + 801 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contribution.", + "bbox": [ + 217, + 811, + 364, + 824 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "\\*\\* Corresponding author", + "bbox": [ + 215, + 825, + 380, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "recognition [11], natural language processing [34,36], and AIGC [12,29]. Despite great success, DNNs have been shown to be significantly vulnerable to adversarial attacks [7,8,23,31], which misleads DNNs to fail by using adversarial examples, i.e., adding human-imperceptible perturbations into clean images. Thus, it is of great importance to understand the mechanism behind DNNs and design effective assessment methods [7, 8, 23, 31, 45] to identify deficiencies of DNNs before deploying them in security-sensitive applications.", + "bbox": [ + 212, + 146, + 787, + 253 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In terms of the way of attacking, adversarial attacks generally can be divided into two categories. The first one is the untargeted attack [3, 4, 7, 15, 43, 45], where the goal of attackers is to fail DNNs. The second one is the targeted attack [5, 21, 44, 46], where attackers not only fail DNNs but also mislead them to recognize an image as the pre-specific target. Since the targeted attack with high flexibility poses a severe threat to security-sensitive applications, it has become a mainstream tool for vulnerability assessment of DNNs. Therefore, in this work, we focus on the study of targeted attacks.", + "bbox": [ + 212, + 257, + 787, + 378 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Among the target attack methods, two technical branches exist for adversarial example generation. The first one is the iteration-based framework, which produces an adversarial example of each clean image in an iterative manner. This framework has shown to be susceptible to overfitting white-box models, and iteration-based strategy leads to a heavy computational overhead [5, 10, 44, 46]. In a different line of this, the second branch is the generator-based framework, which constructs an adversarial example by using a trained generative model and shows a great potential of transferability [5, 10, 44, 46]. However, the generator used in existing methods [21, 24, 25, 39, 46] is trained to adapt adversarial examples to known target classes only. As depicted in Fig. 1a and Fig. 1b, the trained generator is responsible for either only one class or a set of known classes. When it comes to an unknown target class (i.e., the class not seen during training), previous methods are not capable of generating relatively adversarial examples unless retraining the generator, thus limiting the comprehensive assessment of DNNs. To tackle this, one straightforward solution is to train a generator to adapt a vast number of target classes with a large-scale dataset (e.g., ImageNet-21k). However, as demonstrated in [44], the attack success rate of an adversarial example significantly degrades as the number of known classes increases. Hence, one question arises: how to design a generalized yet efficient assessment in which vulnerability of DNNs can be evaluated by any target classes?", + "bbox": [ + 212, + 382, + 787, + 684 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To answer the above question, we study a more practical paradigm. As shown in Fig. 1c, any target object could be a good offense, and an adversarial example can be constructed from any target regardless of whether it is a known class or not. To achieve such generalization capability, we argue that extracting the major component of an object is the key to adversarial example generation. Motivated by this, we propose Generalized Adversarial AttacKER, termed (GAKer). The core idea behind the GAKer is to contaminate the latent representation of a clean image with the major component of the target object. To equip GAKer with the capability of latent infection, it jointly utilizes the latent representation of a clean image and the major component of the target object to", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "generate the adversarial example. Then, the adversarial example generated from GAKer is optimized to remain visually consistent with the clean image, but the corresponding major component is dominated by the target object. Once trained, the GAKer has the ability to replace major components between two images without depending on specific class or targeted DNN, thus improving the generalization capability of DNN assessment. Comprehensive evaluations across diverse DNNs, encompassing standard models, adversially trained models, and vision-language foundation models, reveal that the proposed GAKer can effectively generate high-quality adversarial examples regardless of target classes. This demonstrates GAKer's generalization ability, making it a valuable tool for the adversarial robustness assessment of DNNs. In summary, three contributions are highlighted:", + "bbox": [ + 212, + 146, + 787, + 328 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "- We propose a novel Generalized Adversarial AttacKER, which is a general assessment tool since it can generate adversarial examples from any object. Without satisfying the visual appearance of an image, it can mislead any DNNs by latently changing the major components of an image.", + "bbox": [ + 225, + 338, + 782, + 396 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "- To our knowledge, this work, for the first time, explores the problem of generalized target adversarial attack. Our study reveals that changing the major components of an object is the key to the generalized assessment of DNNs.", + "bbox": [ + 225, + 398, + 784, + 454 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "- Extensive experiments conducted on a wide range of DNNs demonstrate the generalizability of our proposed method for vulnerability assessment, especially under the setting of any targeted class. Particularly, our method has increased the targeted attack success rate by approximately $14.13\\%$ for unknown classes and by approximately $4.23\\%$ for known classes compared with other generator-based approaches.", + "bbox": [ + 225, + 459, + 782, + 547 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 584, + 387, + 599 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Iterative Methods", + "text_level": 1, + "bbox": [ + 215, + 617, + 413, + 632 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Since the discovery of adversarial examples, most iterative methods are proposed, which utilize model gradients to iteratively add adversarial perturbations to specified images. These methods are mainly categorized as gradient-based optimization and input transformation. The gradient-based optimization aims to circumvent poor local optima by employing optimization techniques. MI-FGSM [3] and NI-FGSM [17] introduce momentum and Nesterov accelerated gradient into the iterative attack process to enhance black-box transferability, respectively. PI-FGSM [6] introduces patch-wise perturbations to better cover the discriminative region. VMI-FGSM [37] tunes the current gradient with the gradient variance from the neighborhood. RAP [26] advocates injecting worst-case perturbations at each step of the optimization procedure rather than minimizing the loss of individual adversarial points. The input transformation methods also increase adversarial transferability by preventing overfitting to the surrogate", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Adversarial Example Generation via Generalized Latent Infection", + "bbox": [ + 294, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/18a1053d1c77ebeac753088ba5ebcfcbb5367a3e4f943be1ac21ae2116f9a08d.jpg", + "image_caption": [ + "(a) Single-target attack" + ], + "image_footnote": [], + "bbox": [ + 236, + 147, + 390, + 279 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/9eb6fdf638dbd5c35b5e2082da7ac7de13abd5ad8cf1986634016fa19dca25c9.jpg", + "image_caption": [ + "(b) Multiple-target attack", + "Fig. 1: The inference process of different generator-based targeted attacks. In the center of each scenario is the generator $\\mathcal{G}$ that takes the model inputs at the top and aims to produce adversarial examples $\\pmb{x}^{\\prime}$ at the bottom. The classes indicated within $\\mathcal{G}$ (cat, dog, fish, bird) are the training classes. Blue lines denote known classes that are encountered during inference, and yellow lines denote unknown classes that were not present in the training data. Sub-figure (a) depicts a single-target attack where each generator is specialized for one class, thus can only attack that specific class. Sub-figure (b) demonstrates a multiple-target attack where the generator $\\mathcal{G}$ takes a source image $\\pmb{x}$ and known target labels (e.g., cat, dog) to create their adversarial examples $\\pmb{x}^{\\prime}$ , but it fails to attack labels unknown to the training (e.g., fish, bird). Sub-figure (c) represents an arbitrary-target attack where $\\mathcal{G}$ can utilize target images to craft adversarial examples capable of misleading the classifier into known and unknown classes (e.g., fish, bird), highlighting the generalization capability of this approach." + ], + "image_footnote": [], + "bbox": [ + 424, + 147, + 578, + 279 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/98abddcf6a8627b8b4bbe110d683aa41d780e9e5c90a990e1f4cd5f329fd96ed.jpg", + "image_caption": [ + "(c) Arbitrary-target attack" + ], + "image_footnote": [], + "bbox": [ + 620, + 146, + 779, + 279 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "model. DI-FGSM [43] applies various input transformations to the clean images. SIT [38] applies a random image transformation onto each image block to generate a diverse set of images for gradient calculation. SU [40] introduces a feature similarity loss to encourage universal learned perturbations by maximizing the similarity between the global adversarial perturbation and randomly cropped local regions.", + "bbox": [ + 212, + 515, + 787, + 607 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Generative Methods", + "text_level": 1, + "bbox": [ + 214, + 631, + 431, + 645 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Another branch of targeted attacks utilizes generators to craft adversarial examples. Compared with iterative-based attacks, generator-based attacks have several characteristics [8]: high efficiency with just a single model-forward pass at test time and superior generalizability through learning the target distribution rather than class-boundary information [21]. Thus, many generator-based targeted attack methods are proposed, which can divided into single-target and multi-target generator attacks. Notably, this work focuses on scenarios where black-box models are entirely inaccessible, so query-based generator attacks which requiring extensive querying are not within the scope of discussion.", + "bbox": [ + 212, + 657, + 787, + 792 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Single-target Generative Methods: Early generative targeted attacks employed a single generator to attack a specific target, primarily aiming to enhance transferability across various models. Pourseed [25] proposes a gen-", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "erator capable of producing image diagnostic and image-dependent perturbations for targeted attacks. Naseer [22] introduced a relativistic training objective to mislead networks trained on completely different domains. Furthermore, Naseer [21] matches the perturbed image distribution with that of the target class. TTAA [39] captures the distribution information of the target class from both label-wise and feature-wise perspectives to generate highly transferable targeted adversarial examples.", + "bbox": [ + 212, + 146, + 782, + 252 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Multi-target Generative Methods: However, generator-based methods are confined to single-target attacks, which require training a generative model for each target class, resulting in considerable computational costs and inefficiency. Recently, exemplified by the introduction of the Multi-target Adversarial Network (MAN) framework [10], have revolutionized this landscape. MAN represents a paradigm shift by enabling the generation of adversarial examples across multiple target classes through a unified training process. Yang et al. [44] introduce a significant contribution by leveraging a hierarchical generative network. Through this design, they are able to train 20 generators, each trained for 50 target classes, thereby covering all 1000 classes in the ImageNet dataset. Gao et al. [5] proposes a generative targeted attack strategy named Easy Sample Matching Attack (ESMA), which exhibits a higher success rate for targeted attacks through generating perturbations towards High-Sample-Density-Regions of the target class.", + "bbox": [ + 212, + 252, + 787, + 464 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 Adversarial Defenses", + "text_level": 1, + "bbox": [ + 215, + 487, + 433, + 501 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "A primary class of defense methods processes adversarial images to break the perturbations. For instance, Guo et al. [9] introduces several techniques for input transformation, such as JPEG compression [9], to mitigate adversarial perturbations. R&P [41] employs random resizing and padding to reduce adversarial effects. HGD [16] develops a high-level representation guided denoiser to diminish the impact of adversarial disturbances. ComDefend [14] proposes an end-to-end image compression model to defend against adversarial examples. NRP [20] trains a neural representation purifier model that removes adversarial perturbations using automatically derived supervision. Another approach enhances resilience to attacks by incorporating adversarial examples into the training phase. For instance, Tramér et al. [35] bolster black-box robustness by utilizing adversarial examples generated from unrelated models. Similarly, Xie et al. [42] integrate feature denoising modules trained on adversarial examples to develop robustness in the white-box model.", + "bbox": [ + 212, + 513, + 787, + 724 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Methodology", + "text_level": 1, + "bbox": [ + 215, + 750, + 380, + 767 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Problem Formulation", + "text_level": 1, + "bbox": [ + 215, + 782, + 439, + 797 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Formally, let $\\pmb{x}_s$ denote a clean image, and $y$ is the corresponding label. $\\mathcal{F}_{\\phi}(\\cdot)$ is the classifier with parameters $\\phi$ . The targeted attack aims to mislead the classifier", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Adversarial Example Generation via Generalized Latent Infection", + "bbox": [ + 294, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/118ca03751f99e9827e6ef398565e908bad0af165ed0d067c26eda601e169696.jpg", + "image_caption": [ + "Fig. 2: The pipeline of our GAKer. We propose a generator-based method, GAKer, that can achieve attacks even when targeting classes unseen during training. During the training phase, we extract target features $f_{t}$ through a frozen $\\mathcal{F}_{\\psi}$ and inject them into the generator $\\mathcal{G}_{\\theta}$ , then use $\\text{Clip}(\\cdot)$ to constrain $x_{s}'$ within the perturbation budget. $\\mathcal{G}_{\\theta}$ aims to minimize the cosine similarity between $f_{s}'$ and $f_{t}$ , as well as between $f_{\\delta}$ and $f_{t}$ . Due to our training strategy built on the feature distribution independent of the training classes, our generator can generate adversarial examples $x_{s}'$ for unknown classes to attack the victim model." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 785, + 381 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "to output a specific target class from an adversarial example $\\boldsymbol{x}_s'$ corresponding to the clean image $\\boldsymbol{x}_s$ , as formulated as Eq. 1.", + "bbox": [ + 212, + 531, + 787, + 561 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {F} _ {\\phi} \\left(\\boldsymbol {x} _ {s} ^ {\\prime}\\right) = y ^ {t}, \\quad \\text {s . t .} \\| \\boldsymbol {x} _ {s} ^ {\\prime} - \\boldsymbol {x} _ {s} \\| _ {\\infty} \\leq \\epsilon \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 569, + 785, + 588 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $y^{t}$ represents a specific target class and it is often constrained as one of known classes, $\\epsilon$ is the perturbation constraint.", + "bbox": [ + 212, + 595, + 787, + 625 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In terms of arbitrary-target attack, it releases the constraint of the specific target class and aims to construct adversarial examples from any target regardless of whether it is from known classes or not. Given an arbitrary target image $\\pmb{x}_t$ , the adversarial example generation is formulated as Eq. 2:", + "bbox": [ + 212, + 626, + 787, + 686 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {x} _ {s} ^ {\\prime} = \\min (\\boldsymbol {x} _ {s} + \\epsilon , \\max (\\mathcal {G} (\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}), \\boldsymbol {x} _ {s} - \\epsilon)), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 349, + 695, + 785, + 714 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\mathcal{G}_i$ denotes a trained adversarial generator. Compared with the conventional targeted attack, the arbitrary-target attack is more challenging since it requires a generator with a strong generalization capability.", + "bbox": [ + 212, + 720, + 787, + 767 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Generalized Adversarial Attacker", + "text_level": 1, + "bbox": [ + 214, + 786, + 537, + 801 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this section, we introduce the details of the proposed Generalized Adversarial Attacker (GAKer). The overall pipeline is depicted in Fig. 2. Given a", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 116, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "target object, the GAKer intends to contaminate latent representations of the clean image by utilizing major components of the target. It is worth noting that the target object can be either a one-hot class label or an image with the visual appearance of the object. Existing methods [5,10,44] use the label index or the one-hot label as the condition for targeted adversarial example generation. However, the one-hot label lacks visual characteristics, which leads a trained generator to memory class features, thus limiting the generalization capability. To incorporate richer target information, we use images of the target object as input for generating adversarial examples. Next, we divide classes into known classes and unknown classes $\\mathbf{y} = \\mathbf{y}_{\\mathrm{known}} \\cup \\mathbf{y}_{\\mathrm{unknown}}$ . Then we select known classes as the training set ( $t \\sim \\mathbf{y}_{\\mathrm{known}}$ ) and generate an adversarial example using relevant image $\\mathbf{x}_t$ of the target. The objective function is represented as Eq. 3:", + "bbox": [ + 212, + 146, + 787, + 342 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\underset {\\theta} {\\min } \\mathbb {E} _ {\\left(\\boldsymbol {x} _ {s} \\sim \\mathcal {X} _ {s}, t \\sim \\mathcal {Y} _ {\\text {k n o w n}}\\right)} \\left[ \\mathcal {L} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) \\right], \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 385, + 345, + 785, + 366 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathcal{L}$ is the loss function, $\\mathcal{F}_{\\psi}(\\cdot)$ is the pretrained feature extractor, and $\\mathcal{G}_{\\theta}$ is our arbitrary-target generator (see Sec. 3.3 for detailed architecture). To generalize to unknown target classes during the inference phase, we use cosine distance as the loss function instead of cross-entropy:", + "bbox": [ + 214, + 376, + 787, + 436 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {D} _ {\\text {c o s}} \\left(f _ {s} ^ {\\prime}, f _ {t}\\right) = 1 - \\frac {f _ {s} ^ {\\prime} \\cdot f _ {t}}{\\| f _ {s} ^ {\\prime} \\| _ {2} \\cdot \\| f _ {t} \\| _ {2}}, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 450, + 785, + 483 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $f_{s}^{\\prime} = \\mathcal{F}_{\\psi}(\\pmb{x}_{s}^{\\prime})$ , $f_{t} = \\mathcal{F}_{\\psi}(\\pmb{x}_{t})$ . In addition, an identical learning objective is used to constraint the feature of adversarial perturbation $\\delta = \\pmb{x}_{s}^{\\prime} - \\pmb{x}_{s}$ and the feature of the target object:", + "bbox": [ + 214, + 494, + 787, + 541 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\mathcal {L} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) = \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right)\\right), \\mathcal {F} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right) \\\\ + \\alpha \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right), \\boldsymbol {x} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right) + \\alpha \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) - \\boldsymbol {x} _ {s}\\right), \\mathcal {F} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right), \\right. \\tag {5} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 320, + 554, + 784, + 588 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $f_{\\delta} = \\mathcal{F}_{\\psi}(\\delta)$ , $\\alpha$ denotes the hyper-parameter (see Appendix C for the effect of $\\alpha$ ). The entire training process is independent of specific target classes, enabling adaptation to unknown classes, including those from different datasets.", + "bbox": [ + 214, + 601, + 787, + 648 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Latent Infection", + "text_level": 1, + "bbox": [ + 215, + 674, + 395, + 688 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "This section describes how to inject target features into the source image in the latent feature space. There are two major modules in GAKer: the Feature Extractor $\\mathcal{F}_{\\psi}$ and the Generator $\\mathcal{G}_{\\theta}$ , as shown in the Fig. 2. The Feature Extractor is adapted from a pretrained model by removing the classification head. It is specialized for extracting feature vectors from input images. During the training, the weights of this module are frozen. We employ a UNet [5] as the basic architecture of the generator. It is designed to generate adversarial examples by using clean images with features of the target object obtained from the Feature Extractor.", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Adversarial Example Generation via Generalized Latent Infection", + "bbox": [ + 294, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "As depicted in Fig. 3, the latent infection involves a two-step process. First, features of the target object are processed through the Feature Transform Module (FTM), which adopts a Linear-GELU-Linear sequence to enhance their representational capacity. Second, these enhanced features are combined with the features of the clean image. Particularly, the Dimension Matching Module (DMM), which consists of a Linear-GELU layer, is used to align dimensions for two features. With the designed architecture, the generator is optimized to extract major components from the target object, and learns to replace the major components of the clean image with that of the target object.", + "bbox": [ + 212, + 146, + 488, + 434 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiment", + "text_level": 1, + "bbox": [ + 215, + 459, + 366, + 476 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Experimental Settings", + "text_level": 1, + "bbox": [ + 215, + 493, + 444, + 508 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Datasets. We train our models on the ImageNet training set [2]. Correspondingly, we evaluate the performance on the ImageNet val set.", + "bbox": [ + 212, + 521, + 785, + 550 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Networks. We consider several models, including DenseNet-121 (Dense-121) [13], ResNet-50 (Res-50) [11] and VGG-19 as surrogate models. We select various black-box models, i.e., ResNet-152 (Res-152) [11], VGG-19 [28], Inception-v3 (Inc-v3) [30], ViT [32], DeiT [33] and CLIP [27], for testing the transferability of attacks. Additionally, we evaluate the proposed method on defense models, including Inc-v3adv, Inc-v3ens3, Inc-v3ens4, IncRes-v2ens [35], and Large Vision-Language Models (LVLM) such as LLaVA [18, 19] and Qwen-VL [1].", + "bbox": [ + 212, + 551, + 787, + 657 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Baselines. For iterative attacks, we compare our method with MI [3] and the advanced method SU [40], which is competitive in target settings. For single-target generative attacks, we choose TTP [21] as the method for comparison with our approach. Specifically, we train multiple TTP models to accomplish multi-target attacks. For multi-target generative attacks, we choose HGN [44] and ESMA [5]. Both of these methods, along with ours, only require training a single generator to perform attacks on multiple targets.", + "bbox": [ + 212, + 657, + 787, + 763 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Implementation details. In all experiments, the perturbation constraint $\\epsilon$ is set to 16, the number of known classes $N$ is set to 200, the $\\alpha$ is set to 0.5 and the number of samples in each known class $M$ is 325. We train the generator with an AdamW optimizer for 20 epochs. For the MI method, we set the decay factor $\\mu$ to 1. For the SU method, we perform the combinational attack of DTMI [3,43]", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/c2c3243664c558f417d95fee1e223b74cce405a8864096b121605c5de11b1370.jpg", + "image_caption": [ + "Fig.3: Schematic diagram of feature insertion into each ResBlock of a UNet. The features are first transformed by the Feature Transform Module (FTM), followed by dimension matching through the Dimension Matching Module (DMM) layers before being integrated into each ResBlock of the UNet." + ], + "image_footnote": [], + "bbox": [ + 529, + 148, + 759, + 273 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/ff7158713e45f5a619f4300b436a8945292743ba8963460e8334bbf579efcf11.jpg", + "table_caption": [ + "Table 1: Targeted Attack Success Rates on Unknown Classes. We report targeted attack success rates (\\%) of each method and the leftmost model column denotes the substitute model (\"*\") means white-box attack results)." + ], + "table_footnote": [], + "table_body": "
ModelAttacks CleanRes-50 0.03Res-152 0.01VGG-19 0.00Dense-121 0.03Inc-v3 0.05ViT 0.00DeiT 0.00CLIP 0.02Avg 0.02
Res-50HGN0.05*0.140.150.060.040.050.060.100.08
GAKer (Ours)41.69*23.0526.0223.805.851.444.994.3616.40
VGG-19HGN0.080.100.08*0.100.040.040.040.100.07
GAKer (Ours)11.055.4143.25*13.333.200.512.552.2810.20
Dense-121HGN0.060.050.090.05*0.000.030.010.050.04
GAKer (Ours)23.1017.2825.1740.31*7.232.607.564.4915.97
", + "bbox": [ + 220, + 198, + 784, + 319 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "and SU [40]. For both iterative methods, we employ the logit loss and set the number of iterations to 300 steps. For multi-target generative attacks, such as HGN and ESMA, and our method, only one model needs to be trained to achieve attacks on multiple target classes. Detailed training costs and implementation specifics are provided in Appendix A and Appendix B, respectively.", + "bbox": [ + 212, + 344, + 787, + 421 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Main Results", + "text_level": 1, + "bbox": [ + 214, + 439, + 372, + 454 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Results on Unknown Classes. Compared with existing generator-based attacks, the best innovation of our method is the ability to attack unknown classes. We select 200 classes as known classes and the remaining 800 classes as unknown classes from ImageNet. Then we train the generator with the known classes and evaluate the targeted attack success rate on unknown classes. Notably, only HGN and our method can be evaluated on unknown classes.", + "bbox": [ + 212, + 462, + 787, + 551 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As shown in Tab. 1, our method significantly outperforms HGN, highlighting the superior transferability of our approach. For instance, with a substitute model of ResNet-50 and a black-box model of VGG-19, our method achieves a success rate of $41.69\\%$ on unknown classes, while HGN only achieves $0.05\\%$ . This result underscores the limitation of existing methods in generating targeted adversarial examples for unknown classes, while our method demonstrates effective generalization to such classes. Separate average results on all unknown classes can be found in Appendix D.", + "bbox": [ + 212, + 551, + 787, + 672 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Results on Known Classes. For evaluation on known classes, we compare our method with state-of-the-art iterative-based method (SU), single-target generator-based attacks (TTP), and multi-target generator-based attacks (HGN, ESMA). All multi-target generator-based attacks (HGN, ESMA, and our method) are trained on the same 200 classes. Due to the TTP method requiring training a model for each target class, the cost of training 200 models is prohibitively high. Therefore, we randomly select 10 classes from the 200 classes and train 10 TTP models separately for each substitute model (TTP-10). We then test our method on the same 10 classes (GAKer-10).", + "bbox": [ + 212, + 672, + 795, + 809 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Table 2 shows the targeted attack success rates on known classes for each method. Compared with the iterative-based method SU, our method achieves", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Adversarial Example Generation via Generalized Latent Infection", + "bbox": [ + 294, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/6864218e1ac80c2d49d63b1bfe76712d84c8c5b964a9893a5c32dc5530b74d70.jpg", + "table_caption": [ + "Table 2: Targeted Transfer Success Rates on Known Classes. We report targeted attack success rates (\\%) of each method and the leftmost model column denotes the substitute model (\"*\") means white-box attack results)." + ], + "table_footnote": [], + "table_body": "
ModelAttacksRes-50Res-152VGG-19Dense-121Inc-v3ViTDeiTCLIPAvg
Clean0.020.020.010.030.030.020.020.010.02
Res-50MI99.35*16.554.1012.100.650.600.650.1516.77
SU99.45*83.1575.6081.1514.958.1521.806.9048.89
HGN87.06*55.6852.0964.5924.0916.3629.356.7141.99
ESMA95.60*83.2281.9882.5440.1428.0155.4524.0861.37
GAKer (Ours)96.61*83.3682.2081.9534.2720.8450.3120.1358.71
TTP-1097.80*77.8073.0079.0044.0033.1044.0019.4058.51
GAKer-10 (Ours)98.10*88.2090.6086.0045.2028.7062.0024.5065.41
VGG-19MI3.101.4096.85*3.600.300.200.550.3513.29
SU26.3514.2996.90*26.054.102.205.894.6022.55
HGN28.5016.6590.15*33.056.956.0013.502.9524.72
ESMA27.3017.8595.39*35.804.855.3516.706.1226.17
GAKer (Ours)30.0018.0297.61*33.3810.763.3611.654.7526.22
TTP-1050.1037.5098.20*48.8017.2013.4020.0010.6036.98
GAKer-10 (Ours)32.0016.5093.80*32.7012.003.0510.054.0025.51
Dense-121MI10.255.855.1599.55*1.000.651.200.5015.52
SU65.2049.7059.9099.55*14.907.6519.356.0040.28
HGN53.4840.1550.6790.11*23.3213.9222.355.0037.38
ESMA43.0134.7442.6181.52*11.749.8923.476.2431.65
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", + "bbox": [ + 220, + 198, + 782, + 467 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "higher targeted attack success rates on black-box models. For example, if the substitute model is Dense-121, our method performs $10.38\\%$ better than SU on average across different models. For generator-based attacks, our GAKer also achieves a similar attack success rate to the ESMA method, outperforming the HGN method. Notably, our method improves performance on several models by an average of $10.5\\%$ and $5.47\\%$ over HGN and ESMA, respectively.", + "bbox": [ + 212, + 498, + 787, + 590 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Results on Other Models", + "text_level": 1, + "bbox": [ + 215, + 614, + 470, + 628 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "To further evaluate the generalization ability of our method, we also test our method on defense models and Large Vision-Language Models (LVLM).", + "bbox": [ + 212, + 643, + 785, + 672 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Results on Defense Models. In addition to attacking normally trained models, we evaluate the attack performance of various methods on adversarially trained models when using ResNet50 as the white-box model. As shown in Tab. 3, our method surpasses the HGN method in attacking targets in unknown and known classes. For example, with the defense model as Inc-v3adv, we outperform HGN by $6.46\\%$ in terms of target success rate on the known classes. On the unknown classes, HGN cannot achieve an attack at all, similar to the performance of the clean samples, whereas our GAKer still exhibits an attack success rate of $5.95\\%$ . This result indicates that our generator has discovered more common model vulnerabilities, regardless of whether the model has been specifically trained for defense.", + "bbox": [ + 212, + 674, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/41abda78ab71fceb015ff753879bd2deb9b7dfaa214898580f138deb6cc30595.jpg", + "table_caption": [ + "Table 3: Targeted Transfer Success Rates on Defense Models. Targeted success rates (\\%) for each attack method using Res-50 as the substitute model (known classes / unknown classes)." + ], + "table_footnote": [], + "table_body": "
AttacksInc-v3advInc-v3ens3Inc-v3ens4IncRes-v2ens
Clean0.03/0.040.04/0.030.02/0.010.03/0.03
HGN29.22/0.0626.24/0.0624.88/0.0721.69/0.04
GAKer (Ours)35.68/5.9529.60/4.1023.66/3.3825.25/3.21
", + "bbox": [ + 238, + 198, + 759, + 272 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/54aef6fe4d43ad4e6b1c22a94246d46f6a60f984d38cdbf8db6e066664743f07.jpg", + "table_caption": [ + "Table 4: Attack Success Rates for Unknown Classes on LVLM. We report attack success rates (\\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates)" + ], + "table_footnote": [], + "table_body": "
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.77/8.159.03/7.025.77/8.159.03/7.025.77/8.159.03/7.02
SU20.16/35.3618.77/42.7319.59/28.7617.83/32.7320.40/33.3518.13/46.80
HGN24.98/12.5020.76/13.8522.12/12.2720.76/13.8523.65/12.7920.23/14.34
GAKer (Ours)33.82/52.6023.41/56.4536.71/54.4327.54/60.4139.86/36.3124.50/41.61
", + "bbox": [ + 220, + 339, + 782, + 428 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Results on Large Vision-Language Models. The growing importance of Large Vision-Language Models (LVLM), including LLaVA [18, 19] and Qwen-VL [1], has been noted in recent times. Our research examines how well our method can be adapted for use with these LVLMs. Specifically, we test multiple templates on LVLMs to reduce the impact of prompt bias:", + "bbox": [ + 212, + 455, + 787, + 532 + ], + "page_idx": 10 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Is there any (origin class / target class) in this image? Please begin answer with 'Yes,' or 'No.'", + "- Does this image contain any (origin class / target class)? Please begin answer with 'Yes,' or 'No.'", + "- In this image, is there a (origin class / target class) present? Please begin answer with 'Yes,' or 'No.'" + ], + "bbox": [ + 225, + 542, + 784, + 631 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We then assessed the effectiveness of our approach by calculating both the untargeted and targeted attack success rates against LVLMs. We define the untargeted attack success rate as the percentage of adversarial examples that mislead the model into failing to recognize the original class. The targeted attack success rate is defined as the percentage of adversarial examples that are misclassified into the target class. As shown in Tab. 4 and Tab. 5, our method achieves higher targeted attack success rates on LVLM than HGN. For example, when the substitute model is Res-50 and the target is unknown classes, our method achieves $52.60\\%$ and $56.45\\%$ targeted attack success rates on LLaVA and Qwen-VL, respectively, while HGN only achieves $12.50\\%$ and $13.85\\%$ . This result demonstrates that even when using a \"small\" substitute model like Res-50, our method can successfully attack \"large\" models such as Qwen-VL and LLaVA. We also show some cases on GPT-4V, which can be found in Appendix E.", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Adversarial Example Generation via Generalized Latent Infection", + "bbox": [ + 294, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/9974b30e9edc1cdb6a8df06b4270d484baeaf3bf7c223845baaeaeb1de955c7e.jpg", + "table_caption": [ + "Table 5: Attack Success Rates for Known Classes on LVLM. We report attack success rates (\\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates)" + ], + "table_footnote": [], + "table_body": "
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.15/10.338.43/7.425.15/10.338.43/7.425.15/10.338.43/7.42
SU20.10/42.2818.78/46.0219.70/35.6717.13/37.2820.53/38.7718.38/48.88
HGN22.95/36.5718.67/34.3521.70/31.1318.22/29.7822.80/28.8716.15/30.95
ESMA50.07/70.5333.67/66.0540.60/41.7328.97/31.1238.68/54.0223.48/45.75
GAKer (Ours)35.20/73.6224.32/73.3747.60/63.1027.30/72.0045.00/42.5026.95/44.90
", + "bbox": [ + 220, + 198, + 784, + 299 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 330, + 388, + 347 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "This section discusses how different parameter selections in training dataset construction impact the generator's attack capability.", + "bbox": [ + 212, + 366, + 782, + 396 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Numbers of Known Classes. Figure 4 demonstrates the impact of the number $N$ of known classes on the generator's performance. Specifically, to mitigate", + "bbox": [ + 212, + 398, + 784, + 428 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "the impact of adding new classes as the number of known classes increases, we evaluate targeted attack success rate on a common set of 10 known classes and 500 common unknown classes. When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches $49.45\\%$ on 500 unknown classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and training cost.", + "bbox": [ + 212, + 429, + 486, + 669 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches $49.45\\%$ on 500 un", + "bbox": [ + 212, + 671, + 486, + 744 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "known classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and cost.", + "bbox": [ + 212, + 747, + 782, + 792 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Strategies for Choosing Known Classes. Previous work [44] on multi-target generators has highlighted the importance of not only determining the number of target classes but also selecting which target classes to attack. When there", + "bbox": [ + 212, + 794, + 785, + 839 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/320be9e2b79cf3dcab174c382d949ec0f1564647712bd8c7eaf1e45004e69edb.jpg", + "image_caption": [ + "Fig. 4: Comparison of targeted attack success rates across a range of known classes. The Res-50 serves as the substitute model, while the performance of black-box models, including Res-152, VGG-19, and Dense-121, is evaluated for both known (K) and unknown (U) classes." + ], + "image_footnote": [], + "bbox": [ + 516, + 460, + 769, + 597 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 127 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "are significant differences between the selected target classes, the generator can achieve a better targeted attack success rate.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We introduce a similarity greedy algorithm to select a set of classes with the largest feature differences. To simplify, we represent each target class using the average of its image features and measure the similarity using cosine similarity. Specifically, the algorithm starts by randomly selecting an initial feature vector as the first class and adds it to the selected group. It then iteratively selects a vector from the remaining pool that has the lowest average cosine similarity to the vectors in the selected group. We add this selected class to the selected group and repeat the process until achieve the specified number of target classes.", + "bbox": [ + 212, + 191, + 787, + 313 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We conduct multiple experiments to eliminate the randomness introduced by the initial selection. To validate our selection method's effectiveness, we compare it with randomly selecting strategy. Figure 5 illustrates that our method significantly outperforms random selection on known classes. Compared with the random strategy, we achieve a success rate increase of $16.52\\%$ on black-box model Res-152 when the substitute model is Res-50. This demonstrates the necessity of selecting known classes and the effectiveness of our selecting method.", + "bbox": [ + 212, + 342, + 486, + 568 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/39364a8231d51aa4ea5015c5b1dc58798ed26658dc4057a1b2123452301b5305.jpg", + "image_caption": [ + "Fig.5: Comparison of targeted attack transfer success rates under different known classes selection strategies." + ], + "image_footnote": [], + "bbox": [ + 498, + 358, + 759, + 502 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Numbers of Sample in Each Known Class. We observe that", + "text_level": 1, + "bbox": [ + 214, + 583, + 486, + 612 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "noisy images, such as those with occlusion or blurring, can decrease performance. To validate this, we employ three selection methods to form groups, each comprising 325 images: low quality (largest classification loss), high quality (lowest loss), and random. Figure 6(a) demonstrates that image quality significantly impacts the attack success rate. Consequently, we prioritize training images by their classification loss, favoring those with the lowest losses. Specifically, we experiment with different numbers of images ( $M \\in \\{1, 130, 325, 650, 1300\\}$ ) for each known class, as illustrated in Figure 6(b). When the number of images (M) is less than 325, the performance is lower, likely because the generator could not capture the full breadth of class characteristics. Conversely, when M exceeds 325, the attack success rate slightly decreased, potentially due to the inclusion of more noisy images. Thus, we ultimately select 325 as the optimal number of samples for each known class. This choice yields a maximum attack success rate of $41.69\\%$ for the unknown class in the ResNet-50 model. This finding underscores the equal importance of both the quantity and quality of training samples.", + "bbox": [ + 212, + 613, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Adversarial Example Generation via Generalized Latent Infection", + "bbox": [ + 294, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/15a7af9fb4c20fc6d55d016aa60de5f6cb4ff0cdb6db9f0234ffee29726fc041.jpg", + "image_caption": [ + "(a) Sample quality" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 444, + 255 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/af2a387c0048ec3f02aed2cc780ef3fc681df0c921359e9f68e360a91f1984f3.jpg", + "image_caption": [ + "(b) Number of Samples", + "Fig. 6: Comparisons of targeted attack success rates at sample quality and different numbers of targeted images per known class." + ], + "image_footnote": [], + "bbox": [ + 444, + 143, + 784, + 256 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 330, + 359, + 347 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Generator-based targeted attacks are able to mislead DNNs to any target they have been trained on, showing their dangers. For the first time, we find that the attack also extends to untrained unknown classes, and the extent of its potential harm is revealed. We propose the Generalized Adversarial attacker, which injects target feature into adversarial examples to attack unknown classes. Through comprehensive experiments across standard, defense, and large vision-language models, we demonstrate that our method can effectively attack unknown and known classes across models. We hope our work will draw attention to the potential dangers of generator-based targeted attacks and inspire future research in this area.", + "bbox": [ + 212, + 361, + 787, + 511 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Societal Impacts & Limitation.", + "text_level": 1, + "bbox": [ + 215, + 532, + 552, + 551 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Societal Impacts. Previous research on generator-based target attacks requires the attacker to know the target class. Our proposed algorithm allows successful targeted attacks without this information, highlighting the risk of relying solely on dataset and model confidentiality for security. Moreover, our method's success on unknown classes reveals inherent model vulnerabilities, offering new insights for advancing security.", + "bbox": [ + 212, + 561, + 787, + 652 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitation. While our method validates the possibility of attacking unknown classes using generator-based methods, the gap in target attack success rates between known and unknown classes still exists. In the future, we will focus on analyzing the reasons for this difference.", + "bbox": [ + 212, + 652, + 787, + 714 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 215, + 734, + 403, + 752 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This study is supported by grants from the National Natural Science Foundation of China (Grant No. 62122018, No. 62020106008, No. U22A2097, No. U23A20315), Kuaishou, and SongShan Laboratory YYJC012022019. It is also supported by the Postdoctoral Fellowship Program of CPSF under Grant Number GZB20240114.", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 354, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 323, + 160 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Bai, J., Bai, S., Yang, S., Wang, S., Tan, S., Wang, P., Lin, J., Zhou, C., Zhou, J.: Qwen-vl: A versatile vision-language model for understanding, localization, text reading, and beyond. CoRR (2023)", + "2. Deng, J., Dong, W., Socher, R., Li, L., Li, K., Fei-Fei, L.: Imagenet: A large-scale hierarchical image database. In: CVPR (2009)", + "3. 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In: CVPR (2023)" + ], + "bbox": [ + 215, + 146, + 784, + 825 + ], + "page_idx": 15 + }, + { + "type": "page_number", + "text": "16", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 15 + }, + { + "type": "header", + "text": "Y.Sun et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 15 + } +] \ No newline at end of file diff --git a/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_model.json b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_model.json new file mode 100644 index 0000000000000000000000000000000000000000..99a59ba78736b2293515e67da329d8e3421393cf --- /dev/null +++ b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_model.json @@ -0,0 +1,2267 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.22, + 0.141, + 0.784, + 0.185 + ], + "angle": 0, + "content": "Any Target Can be Offense: Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.213, + 0.773, + 0.244 + ], + "angle": 0, + "content": "Youheng Sun1*, Shengming Yuan1*, Xuanhan Wang2*, Lianli Gao1, and Jingkuan Song1" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.255, + 0.784, + 0.269 + ], + "angle": 0, + "content": "1 Center for Future Media, University of Electronic Science and Technology of China" + }, + { + "type": "text", + "bbox": [ + 0.238, + 0.269, + 0.763, + 0.283 + ], + "angle": 0, + "content": "2 Shenzhen Institute for Advanced Study, University of Electronic Science and" + }, + { + "type": "text", + "bbox": [ + 0.432, + 0.284, + 0.571, + 0.297 + ], + "angle": 0, + "content": "Technology of China" + }, + { + "type": "text", + "bbox": [ + 0.28, + 0.299, + 0.721, + 0.311 + ], + "angle": 0, + "content": "youheng.sun@std.uestc.edu.cn, shengming.yuan@outlook.com," + }, + { + "type": "text", + "bbox": [ + 0.23, + 0.313, + 0.772, + 0.326 + ], + "angle": 0, + "content": "wxuanhan@hotmail.com, lianli.gao@uestc.edu.cn, jingkuan.song@gmail.com" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.365, + 0.74, + 0.67 + ], + "angle": 0, + "content": "Abstract. Targeted adversarial attack, which aims to mislead a model to recognize any image as a target object by imperceptible perturbations, has become a mainstream tool for vulnerability assessment of deep neural networks (DNNs). Since existing targeted attackers only learn to attack known target classes, they cannot generalize well to unknown classes. To tackle this issue, we propose Generalized Adversarial AttacKER (GAKer), which is able to construct adversarial examples to any target class. The core idea behind GAKer is to craft a latently infected representation during adversarial example generation. To this end, the extracted latent representations of the target object are first injected into intermediate features of an input image in an adversarial generator. Then, the generator is optimized to ensure visual consistency with the input image while being close to the target object in the feature space. Since the GAKer is class-agnostic yet model-agnostic, it can be regarded as a general tool that not only reveals the vulnerability of more DNNs but also identifies deficiencies of DNNs in a wider range of classes. Extensive experiments have demonstrated the effectiveness of our proposed method in generating adversarial examples for both known and unknown classes. Notably, compared with other generative methods, our method achieves an approximately \\(14.13\\%\\) higher attack success rate for unknown classes and an approximately \\(4.23\\%\\) higher success rate for known classes. Our code is available in https://github.com/VL-Group/GAKer." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.684, + 0.74, + 0.71 + ], + "angle": 0, + "content": "Keywords: Targeted Adversarial Attack \\(\\cdot\\) Generator-based Attack \\(\\cdot\\) Black-box attack \\(\\cdot\\) Unknown Classes" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.739, + 0.375, + 0.755 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.772, + 0.787, + 0.803 + ], + "angle": 0, + "content": "Deep neural networks (DNNs) have significantly advanced the field of artificial intelligence, achieving remarkable success in various domains, including image" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.812, + 0.365, + 0.825 + ], + "angle": 0, + "content": "* Equal contribution." + }, + { + "type": "page_footnote", + "bbox": [ + 0.217, + 0.827, + 0.382, + 0.84 + ], + "angle": 0, + "content": "\\*\\* Corresponding author" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.129 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.254 + ], + "angle": 0, + "content": "recognition [11], natural language processing [34,36], and AIGC [12,29]. Despite great success, DNNs have been shown to be significantly vulnerable to adversarial attacks [7,8,23,31], which misleads DNNs to fail by using adversarial examples, i.e., adding human-imperceptible perturbations into clean images. Thus, it is of great importance to understand the mechanism behind DNNs and design effective assessment methods [7, 8, 23, 31, 45] to identify deficiencies of DNNs before deploying them in security-sensitive applications." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.258, + 0.788, + 0.379 + ], + "angle": 0, + "content": "In terms of the way of attacking, adversarial attacks generally can be divided into two categories. The first one is the untargeted attack [3, 4, 7, 15, 43, 45], where the goal of attackers is to fail DNNs. The second one is the targeted attack [5, 21, 44, 46], where attackers not only fail DNNs but also mislead them to recognize an image as the pre-specific target. Since the targeted attack with high flexibility poses a severe threat to security-sensitive applications, it has become a mainstream tool for vulnerability assessment of DNNs. Therefore, in this work, we focus on the study of targeted attacks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.383, + 0.788, + 0.685 + ], + "angle": 0, + "content": "Among the target attack methods, two technical branches exist for adversarial example generation. The first one is the iteration-based framework, which produces an adversarial example of each clean image in an iterative manner. This framework has shown to be susceptible to overfitting white-box models, and iteration-based strategy leads to a heavy computational overhead [5, 10, 44, 46]. In a different line of this, the second branch is the generator-based framework, which constructs an adversarial example by using a trained generative model and shows a great potential of transferability [5, 10, 44, 46]. However, the generator used in existing methods [21, 24, 25, 39, 46] is trained to adapt adversarial examples to known target classes only. As depicted in Fig. 1a and Fig. 1b, the trained generator is responsible for either only one class or a set of known classes. When it comes to an unknown target class (i.e., the class not seen during training), previous methods are not capable of generating relatively adversarial examples unless retraining the generator, thus limiting the comprehensive assessment of DNNs. To tackle this, one straightforward solution is to train a generator to adapt a vast number of target classes with a large-scale dataset (e.g., ImageNet-21k). However, as demonstrated in [44], the attack success rate of an adversarial example significantly degrades as the number of known classes increases. Hence, one question arises: how to design a generalized yet efficient assessment in which vulnerability of DNNs can be evaluated by any target classes?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.842 + ], + "angle": 0, + "content": "To answer the above question, we study a more practical paradigm. As shown in Fig. 1c, any target object could be a good offense, and an adversarial example can be constructed from any target regardless of whether it is a known class or not. To achieve such generalization capability, we argue that extracting the major component of an object is the key to adversarial example generation. Motivated by this, we propose Generalized Adversarial AttacKER, termed (GAKer). The core idea behind the GAKer is to contaminate the latent representation of a clean image with the major component of the target object. To equip GAKer with the capability of latent infection, it jointly utilizes the latent representation of a clean image and the major component of the target object to" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.329 + ], + "angle": 0, + "content": "generate the adversarial example. Then, the adversarial example generated from GAKer is optimized to remain visually consistent with the clean image, but the corresponding major component is dominated by the target object. Once trained, the GAKer has the ability to replace major components between two images without depending on specific class or targeted DNN, thus improving the generalization capability of DNN assessment. Comprehensive evaluations across diverse DNNs, encompassing standard models, adversially trained models, and vision-language foundation models, reveal that the proposed GAKer can effectively generate high-quality adversarial examples regardless of target classes. This demonstrates GAKer's generalization ability, making it a valuable tool for the adversarial robustness assessment of DNNs. In summary, three contributions are highlighted:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.339, + 0.784, + 0.397 + ], + "angle": 0, + "content": "- We propose a novel Generalized Adversarial AttacKER, which is a general assessment tool since it can generate adversarial examples from any object. Without satisfying the visual appearance of an image, it can mislead any DNNs by latently changing the major components of an image." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.4, + 0.785, + 0.455 + ], + "angle": 0, + "content": "- To our knowledge, this work, for the first time, explores the problem of generalized target adversarial attack. Our study reveals that changing the major components of an object is the key to the generalized assessment of DNNs." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.46, + 0.784, + 0.549 + ], + "angle": 0, + "content": "- Extensive experiments conducted on a wide range of DNNs demonstrate the generalizability of our proposed method for vulnerability assessment, especially under the setting of any targeted class. Particularly, our method has increased the targeted attack success rate by approximately \\(14.13\\%\\) for unknown classes and by approximately \\(4.23\\%\\) for known classes compared with other generator-based approaches." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.585, + 0.388, + 0.601 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.618, + 0.414, + 0.633 + ], + "angle": 0, + "content": "2.1 Iterative Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Since the discovery of adversarial examples, most iterative methods are proposed, which utilize model gradients to iteratively add adversarial perturbations to specified images. These methods are mainly categorized as gradient-based optimization and input transformation. The gradient-based optimization aims to circumvent poor local optima by employing optimization techniques. MI-FGSM [3] and NI-FGSM [17] introduce momentum and Nesterov accelerated gradient into the iterative attack process to enhance black-box transferability, respectively. PI-FGSM [6] introduces patch-wise perturbations to better cover the discriminative region. VMI-FGSM [37] tunes the current gradient with the gradient variance from the neighborhood. RAP [26] advocates injecting worst-case perturbations at each step of the optimization procedure rather than minimizing the loss of individual adversarial points. The input transformation methods also increase adversarial transferability by preventing overfitting to the surrogate" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "image", + "bbox": [ + 0.237, + 0.148, + 0.391, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.282, + 0.375, + 0.295 + ], + "angle": 0, + "content": "(a) Single-target attack" + }, + { + "type": "image", + "bbox": [ + 0.425, + 0.148, + 0.58, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.425, + 0.282, + 0.581, + 0.295 + ], + "angle": 0, + "content": "(b) Multiple-target attack" + }, + { + "type": "image", + "bbox": [ + 0.621, + 0.147, + 0.78, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.621, + 0.282, + 0.78, + 0.295 + ], + "angle": 0, + "content": "(c) Arbitrary-target attack" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.305, + 0.789, + 0.487 + ], + "angle": 0, + "content": "Fig. 1: The inference process of different generator-based targeted attacks. In the center of each scenario is the generator \\(\\mathcal{G}\\) that takes the model inputs at the top and aims to produce adversarial examples \\(\\pmb{x}^{\\prime}\\) at the bottom. The classes indicated within \\(\\mathcal{G}\\) (cat, dog, fish, bird) are the training classes. Blue lines denote known classes that are encountered during inference, and yellow lines denote unknown classes that were not present in the training data. Sub-figure (a) depicts a single-target attack where each generator is specialized for one class, thus can only attack that specific class. Sub-figure (b) demonstrates a multiple-target attack where the generator \\(\\mathcal{G}\\) takes a source image \\(\\pmb{x}\\) and known target labels (e.g., cat, dog) to create their adversarial examples \\(\\pmb{x}^{\\prime}\\), but it fails to attack labels unknown to the training (e.g., fish, bird). Sub-figure (c) represents an arbitrary-target attack where \\(\\mathcal{G}\\) can utilize target images to craft adversarial examples capable of misleading the classifier into known and unknown classes (e.g., fish, bird), highlighting the generalization capability of this approach." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.516, + 0.789, + 0.608 + ], + "angle": 0, + "content": "model. DI-FGSM [43] applies various input transformations to the clean images. SIT [38] applies a random image transformation onto each image block to generate a diverse set of images for gradient calculation. SU [40] introduces a feature similarity loss to encourage universal learned perturbations by maximizing the similarity between the global adversarial perturbation and randomly cropped local regions." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.632, + 0.433, + 0.646 + ], + "angle": 0, + "content": "2.2 Generative Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.794 + ], + "angle": 0, + "content": "Another branch of targeted attacks utilizes generators to craft adversarial examples. Compared with iterative-based attacks, generator-based attacks have several characteristics [8]: high efficiency with just a single model-forward pass at test time and superior generalizability through learning the target distribution rather than class-boundary information [21]. Thus, many generator-based targeted attack methods are proposed, which can divided into single-target and multi-target generator attacks. Notably, this work focuses on scenarios where black-box models are entirely inaccessible, so query-based generator attacks which requiring extensive querying are not within the scope of discussion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Single-target Generative Methods: Early generative targeted attacks employed a single generator to attack a specific target, primarily aiming to enhance transferability across various models. Pourseed [25] proposes a gen-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.253 + ], + "angle": 0, + "content": "erator capable of producing image diagnostic and image-dependent perturbations for targeted attacks. Naseer [22] introduced a relativistic training objective to mislead networks trained on completely different domains. Furthermore, Naseer [21] matches the perturbed image distribution with that of the target class. TTAA [39] captures the distribution information of the target class from both label-wise and feature-wise perspectives to generate highly transferable targeted adversarial examples." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.788, + 0.465 + ], + "angle": 0, + "content": "Multi-target Generative Methods: However, generator-based methods are confined to single-target attacks, which require training a generative model for each target class, resulting in considerable computational costs and inefficiency. Recently, exemplified by the introduction of the Multi-target Adversarial Network (MAN) framework [10], have revolutionized this landscape. MAN represents a paradigm shift by enabling the generation of adversarial examples across multiple target classes through a unified training process. Yang et al. [44] introduce a significant contribution by leveraging a hierarchical generative network. Through this design, they are able to train 20 generators, each trained for 50 target classes, thereby covering all 1000 classes in the ImageNet dataset. Gao et al. [5] proposes a generative targeted attack strategy named Easy Sample Matching Attack (ESMA), which exhibits a higher success rate for targeted attacks through generating perturbations towards High-Sample-Density-Regions of the target class." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.488, + 0.434, + 0.502 + ], + "angle": 0, + "content": "2.3 Adversarial Defenses" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.515, + 0.788, + 0.726 + ], + "angle": 0, + "content": "A primary class of defense methods processes adversarial images to break the perturbations. For instance, Guo et al. [9] introduces several techniques for input transformation, such as JPEG compression [9], to mitigate adversarial perturbations. R&P [41] employs random resizing and padding to reduce adversarial effects. HGD [16] develops a high-level representation guided denoiser to diminish the impact of adversarial disturbances. ComDefend [14] proposes an end-to-end image compression model to defend against adversarial examples. NRP [20] trains a neural representation purifier model that removes adversarial perturbations using automatically derived supervision. Another approach enhances resilience to attacks by incorporating adversarial examples into the training phase. For instance, Tramér et al. [35] bolster black-box robustness by utilizing adversarial examples generated from unrelated models. Similarly, Xie et al. [42] integrate feature denoising modules trained on adversarial examples to develop robustness in the white-box model." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.751, + 0.381, + 0.768 + ], + "angle": 0, + "content": "3 Methodology" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.784, + 0.44, + 0.798 + ], + "angle": 0, + "content": "3.1 Problem Formulation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Formally, let \\( \\pmb{x}_s \\) denote a clean image, and \\( y \\) is the corresponding label. \\( \\mathcal{F}_{\\phi}(\\cdot) \\) is the classifier with parameters \\( \\phi \\). The targeted attack aims to mislead the classifier" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.117, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.787, + 0.382 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.393, + 0.789, + 0.504 + ], + "angle": 0, + "content": "Fig. 2: The pipeline of our GAKer. We propose a generator-based method, GAKer, that can achieve attacks even when targeting classes unseen during training. During the training phase, we extract target features \\( f_{t} \\) through a frozen \\( \\mathcal{F}_{\\psi} \\) and inject them into the generator \\( \\mathcal{G}_{\\theta} \\), then use \\( \\text{Clip}(\\cdot) \\) to constrain \\( x_{s}' \\) within the perturbation budget. \\( \\mathcal{G}_{\\theta} \\) aims to minimize the cosine similarity between \\( f_{s}' \\) and \\( f_{t} \\), as well as between \\( f_{\\delta} \\) and \\( f_{t} \\). Due to our training strategy built on the feature distribution independent of the training classes, our generator can generate adversarial examples \\( x_{s}' \\) for unknown classes to attack the victim model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.532, + 0.788, + 0.562 + ], + "angle": 0, + "content": "to output a specific target class from an adversarial example \\( \\boldsymbol{x}_s' \\) corresponding to the clean image \\( \\boldsymbol{x}_s \\), as formulated as Eq. 1." + }, + { + "type": "equation", + "bbox": [ + 0.359, + 0.57, + 0.787, + 0.589 + ], + "angle": 0, + "content": "\\[\n\\mathcal {F} _ {\\phi} \\left(\\boldsymbol {x} _ {s} ^ {\\prime}\\right) = y ^ {t}, \\quad \\text {s . t .} \\| \\boldsymbol {x} _ {s} ^ {\\prime} - \\boldsymbol {x} _ {s} \\| _ {\\infty} \\leq \\epsilon \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.596, + 0.789, + 0.626 + ], + "angle": 0, + "content": "where \\( y^{t} \\) represents a specific target class and it is often constrained as one of known classes, \\( \\epsilon \\) is the perturbation constraint." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.627, + 0.788, + 0.687 + ], + "angle": 0, + "content": "In terms of arbitrary-target attack, it releases the constraint of the specific target class and aims to construct adversarial examples from any target regardless of whether it is from known classes or not. Given an arbitrary target image \\(\\pmb{x}_t\\), the adversarial example generation is formulated as Eq. 2:" + }, + { + "type": "equation", + "bbox": [ + 0.35, + 0.696, + 0.787, + 0.715 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {x} _ {s} ^ {\\prime} = \\min (\\boldsymbol {x} _ {s} + \\epsilon , \\max (\\mathcal {G} (\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}), \\boldsymbol {x} _ {s} - \\epsilon)), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.722, + 0.788, + 0.768 + ], + "angle": 0, + "content": "where \\(\\mathcal{G}_i\\) denotes a trained adversarial generator. Compared with the conventional targeted attack, the arbitrary-target attack is more challenging since it requires a generator with a strong generalization capability." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.787, + 0.538, + 0.802 + ], + "angle": 0, + "content": "3.2 Generalized Adversarial Attacker" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.842 + ], + "angle": 0, + "content": "In this section, we introduce the details of the proposed Generalized Adversarial Attacker (GAKer). The overall pipeline is depicted in Fig. 2. Given a" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.343 + ], + "angle": 0, + "content": "target object, the GAKer intends to contaminate latent representations of the clean image by utilizing major components of the target. It is worth noting that the target object can be either a one-hot class label or an image with the visual appearance of the object. Existing methods [5,10,44] use the label index or the one-hot label as the condition for targeted adversarial example generation. However, the one-hot label lacks visual characteristics, which leads a trained generator to memory class features, thus limiting the generalization capability. To incorporate richer target information, we use images of the target object as input for generating adversarial examples. Next, we divide classes into known classes and unknown classes \\(\\mathbf{y} = \\mathbf{y}_{\\mathrm{known}} \\cup \\mathbf{y}_{\\mathrm{unknown}}\\). Then we select known classes as the training set (\\(t \\sim \\mathbf{y}_{\\mathrm{known}}\\)) and generate an adversarial example using relevant image \\(\\mathbf{x}_t\\) of the target. The objective function is represented as Eq. 3:" + }, + { + "type": "equation", + "bbox": [ + 0.386, + 0.346, + 0.786, + 0.367 + ], + "angle": 0, + "content": "\\[\n\\underset {\\theta} {\\min } \\mathbb {E} _ {\\left(\\boldsymbol {x} _ {s} \\sim \\mathcal {X} _ {s}, t \\sim \\mathcal {Y} _ {\\text {k n o w n}}\\right)} \\left[ \\mathcal {L} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) \\right], \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.377, + 0.788, + 0.438 + ], + "angle": 0, + "content": "where \\(\\mathcal{L}\\) is the loss function, \\(\\mathcal{F}_{\\psi}(\\cdot)\\) is the pretrained feature extractor, and \\(\\mathcal{G}_{\\theta}\\) is our arbitrary-target generator (see Sec. 3.3 for detailed architecture). To generalize to unknown target classes during the inference phase, we use cosine distance as the loss function instead of cross-entropy:" + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.451, + 0.786, + 0.484 + ], + "angle": 0, + "content": "\\[\n\\mathcal {D} _ {\\text {c o s}} \\left(f _ {s} ^ {\\prime}, f _ {t}\\right) = 1 - \\frac {f _ {s} ^ {\\prime} \\cdot f _ {t}}{\\| f _ {s} ^ {\\prime} \\| _ {2} \\cdot \\| f _ {t} \\| _ {2}}, \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.495, + 0.788, + 0.542 + ], + "angle": 0, + "content": "where \\( f_{s}^{\\prime} = \\mathcal{F}_{\\psi}(\\pmb{x}_{s}^{\\prime}) \\), \\( f_{t} = \\mathcal{F}_{\\psi}(\\pmb{x}_{t}) \\). In addition, an identical learning objective is used to constraint the feature of adversarial perturbation \\( \\delta = \\pmb{x}_{s}^{\\prime} - \\pmb{x}_{s} \\) and the feature of the target object:" + }, + { + "type": "equation", + "bbox": [ + 0.321, + 0.555, + 0.785, + 0.589 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\mathcal {L} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) = \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right)\\right), \\mathcal {F} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right) \\\\ + \\alpha \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right), \\boldsymbol {x} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right) + \\alpha \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) - \\boldsymbol {x} _ {s}\\right), \\mathcal {F} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right), \\right. \\tag {5} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.602, + 0.788, + 0.649 + ], + "angle": 0, + "content": "where \\( f_{\\delta} = \\mathcal{F}_{\\psi}(\\delta) \\), \\( \\alpha \\) denotes the hyper-parameter (see Appendix C for the effect of \\( \\alpha \\)). The entire training process is independent of specific target classes, enabling adaptation to unknown classes, including those from different datasets." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.675, + 0.396, + 0.689 + ], + "angle": 0, + "content": "3.3 Latent Infection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.84 + ], + "angle": 0, + "content": "This section describes how to inject target features into the source image in the latent feature space. There are two major modules in GAKer: the Feature Extractor \\(\\mathcal{F}_{\\psi}\\) and the Generator \\(\\mathcal{G}_{\\theta}\\), as shown in the Fig. 2. The Feature Extractor is adapted from a pretrained model by removing the classification head. It is specialized for extracting feature vectors from input images. During the training, the weights of this module are frozen. We employ a UNet [5] as the basic architecture of the generator. It is designed to generate adversarial examples by using clean images with features of the target object obtained from the Feature Extractor." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.49, + 0.435 + ], + "angle": 0, + "content": "As depicted in Fig. 3, the latent infection involves a two-step process. First, features of the target object are processed through the Feature Transform Module (FTM), which adopts a Linear-GELU-Linear sequence to enhance their representational capacity. Second, these enhanced features are combined with the features of the clean image. Particularly, the Dimension Matching Module (DMM), which consists of a Linear-GELU layer, is used to align dimensions for two features. With the designed architecture, the generator is optimized to extract major components from the target object, and learns to replace the major components of the clean image with that of the target object." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.46, + 0.367, + 0.477 + ], + "angle": 0, + "content": "4 Experiment" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.494, + 0.446, + 0.51 + ], + "angle": 0, + "content": "4.1 Experimental Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.786, + 0.551 + ], + "angle": 0, + "content": "Datasets. We train our models on the ImageNet training set [2]. Correspondingly, we evaluate the performance on the ImageNet val set." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.552, + 0.788, + 0.658 + ], + "angle": 0, + "content": "Networks. We consider several models, including DenseNet-121 (Dense-121) [13], ResNet-50 (Res-50) [11] and VGG-19 as surrogate models. We select various black-box models, i.e., ResNet-152 (Res-152) [11], VGG-19 [28], Inception-v3 (Inc-v3) [30], ViT [32], DeiT [33] and CLIP [27], for testing the transferability of attacks. Additionally, we evaluate the proposed method on defense models, including Inc-v3adv, Inc-v3ens3, Inc-v3ens4, IncRes-v2ens [35], and Large Vision-Language Models (LVLM) such as LLaVA [18, 19] and Qwen-VL [1]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.764 + ], + "angle": 0, + "content": "Baselines. For iterative attacks, we compare our method with MI [3] and the advanced method SU [40], which is competitive in target settings. For single-target generative attacks, we choose TTP [21] as the method for comparison with our approach. Specifically, we train multiple TTP models to accomplish multi-target attacks. For multi-target generative attacks, we choose HGN [44] and ESMA [5]. Both of these methods, along with ours, only require training a single generator to perform attacks on multiple targets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Implementation details. In all experiments, the perturbation constraint \\(\\epsilon\\) is set to 16, the number of known classes \\(N\\) is set to 200, the \\(\\alpha\\) is set to 0.5 and the number of samples in each known class \\(M\\) is 325. We train the generator with an AdamW optimizer for 20 epochs. For the MI method, we set the decay factor \\(\\mu\\) to 1. For the SU method, we perform the combinational attack of DTMI [3,43]" + }, + { + "type": "image", + "bbox": [ + 0.53, + 0.149, + 0.761, + 0.274 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.285, + 0.788, + 0.396 + ], + "angle": 0, + "content": "Fig.3: Schematic diagram of feature insertion into each ResBlock of a UNet. The features are first transformed by the Feature Transform Module (FTM), followed by dimension matching through the Dimension Matching Module (DMM) layers before being integrated into each ResBlock of the UNet." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Targeted Attack Success Rates on Unknown Classes. We report targeted attack success rates (\\%) of each method and the leftmost model column denotes the substitute model (\"*\") means white-box attack results)." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.199, + 0.785, + 0.32 + ], + "angle": 0, + "content": "
ModelAttacks CleanRes-50 0.03Res-152 0.01VGG-19 0.00Dense-121 0.03Inc-v3 0.05ViT 0.00DeiT 0.00CLIP 0.02Avg 0.02
Res-50HGN0.05*0.140.150.060.040.050.060.100.08
GAKer (Ours)41.69*23.0526.0223.805.851.444.994.3616.40
VGG-19HGN0.080.100.08*0.100.040.040.040.100.07
GAKer (Ours)11.055.4143.25*13.333.200.512.552.2810.20
Dense-121HGN0.060.050.090.05*0.000.030.010.050.04
GAKer (Ours)23.1017.2825.1740.31*7.232.607.564.4915.97
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.345, + 0.788, + 0.422 + ], + "angle": 0, + "content": "and SU [40]. For both iterative methods, we employ the logit loss and set the number of iterations to 300 steps. For multi-target generative attacks, such as HGN and ESMA, and our method, only one model needs to be trained to achieve attacks on multiple target classes. Detailed training costs and implementation specifics are provided in Appendix A and Appendix B, respectively." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.44, + 0.373, + 0.455 + ], + "angle": 0, + "content": "4.2 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.788, + 0.553 + ], + "angle": 0, + "content": "Results on Unknown Classes. Compared with existing generator-based attacks, the best innovation of our method is the ability to attack unknown classes. We select 200 classes as known classes and the remaining 800 classes as unknown classes from ImageNet. Then we train the generator with the known classes and evaluate the targeted attack success rate on unknown classes. Notably, only HGN and our method can be evaluated on unknown classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.674 + ], + "angle": 0, + "content": "As shown in Tab. 1, our method significantly outperforms HGN, highlighting the superior transferability of our approach. For instance, with a substitute model of ResNet-50 and a black-box model of VGG-19, our method achieves a success rate of \\(41.69\\%\\) on unknown classes, while HGN only achieves \\(0.05\\%\\). This result underscores the limitation of existing methods in generating targeted adversarial examples for unknown classes, while our method demonstrates effective generalization to such classes. Separate average results on all unknown classes can be found in Appendix D." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.796, + 0.81 + ], + "angle": 0, + "content": "Results on Known Classes. For evaluation on known classes, we compare our method with state-of-the-art iterative-based method (SU), single-target generator-based attacks (TTP), and multi-target generator-based attacks (HGN, ESMA). All multi-target generator-based attacks (HGN, ESMA, and our method) are trained on the same 200 classes. Due to the TTP method requiring training a model for each target class, the cost of training 200 models is prohibitively high. Therefore, we randomly select 10 classes from the 200 classes and train 10 TTP models separately for each substitute model (TTP-10). We then test our method on the same 10 classes (GAKer-10)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Table 2 shows the targeted attack success rates on known classes for each method. Compared with the iterative-based method SU, our method achieves" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 2: Targeted Transfer Success Rates on Known Classes. We report targeted attack success rates (\\%) of each method and the leftmost model column denotes the substitute model (\"*\") means white-box attack results)." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.199, + 0.784, + 0.468 + ], + "angle": 0, + "content": "
ModelAttacksRes-50Res-152VGG-19Dense-121Inc-v3ViTDeiTCLIPAvg
Clean0.020.020.010.030.030.020.020.010.02
Res-50MI99.35*16.554.1012.100.650.600.650.1516.77
SU99.45*83.1575.6081.1514.958.1521.806.9048.89
HGN87.06*55.6852.0964.5924.0916.3629.356.7141.99
ESMA95.60*83.2281.9882.5440.1428.0155.4524.0861.37
GAKer (Ours)96.61*83.3682.2081.9534.2720.8450.3120.1358.71
TTP-1097.80*77.8073.0079.0044.0033.1044.0019.4058.51
GAKer-10 (Ours)98.10*88.2090.6086.0045.2028.7062.0024.5065.41
VGG-19MI3.101.4096.85*3.600.300.200.550.3513.29
SU26.3514.2996.90*26.054.102.205.894.6022.55
HGN28.5016.6590.15*33.056.956.0013.502.9524.72
ESMA27.3017.8595.39*35.804.855.3516.706.1226.17
GAKer (Ours)30.0018.0297.61*33.3810.763.3611.654.7526.22
TTP-1050.1037.5098.20*48.8017.2013.4020.0010.6036.98
GAKer-10 (Ours)32.0016.5093.80*32.7012.003.0510.054.0025.51
Dense-121MI10.255.855.1599.55*1.000.651.200.5015.52
SU65.2049.7059.9099.55*14.907.6519.356.0040.28
HGN53.4840.1550.6790.11*23.3213.9222.355.0037.38
ESMA43.0134.7442.6181.52*11.749.8923.476.2431.65
GAKer (Ours)70.2661.1269.8390.91*30.8122.1543.8116.4150.66
TTP-1086.7076.5082.8097.90*49.2044.1057.0024.6064.85
GAKer-10 (Ours)74.4070.2082.8993.20*42.8028.9960.0023.1059.45
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.499, + 0.788, + 0.592 + ], + "angle": 0, + "content": "higher targeted attack success rates on black-box models. For example, if the substitute model is Dense-121, our method performs \\(10.38\\%\\) better than SU on average across different models. For generator-based attacks, our GAKer also achieves a similar attack success rate to the ESMA method, outperforming the HGN method. Notably, our method improves performance on several models by an average of \\(10.5\\%\\) and \\(5.47\\%\\) over HGN and ESMA, respectively." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.615, + 0.471, + 0.63 + ], + "angle": 0, + "content": "4.3 Results on Other Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.787, + 0.674 + ], + "angle": 0, + "content": "To further evaluate the generalization ability of our method, we also test our method on defense models and Large Vision-Language Models (LVLM)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.675, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Results on Defense Models. In addition to attacking normally trained models, we evaluate the attack performance of various methods on adversarially trained models when using ResNet50 as the white-box model. As shown in Tab. 3, our method surpasses the HGN method in attacking targets in unknown and known classes. For example, with the defense model as Inc-v3adv, we outperform HGN by \\(6.46\\%\\) in terms of target success rate on the known classes. On the unknown classes, HGN cannot achieve an attack at all, similar to the performance of the clean samples, whereas our GAKer still exhibits an attack success rate of \\(5.95\\%\\). This result indicates that our generator has discovered more common model vulnerabilities, regardless of whether the model has been specifically trained for defense." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.189 + ], + "angle": 0, + "content": "Table 3: Targeted Transfer Success Rates on Defense Models. Targeted success rates (\\%) for each attack method using Res-50 as the substitute model (known classes / unknown classes)." + }, + { + "type": "table", + "bbox": [ + 0.24, + 0.199, + 0.761, + 0.273 + ], + "angle": 0, + "content": "
AttacksInc-v3advInc-v3ens3Inc-v3ens4IncRes-v2ens
Clean0.03/0.040.04/0.030.02/0.010.03/0.03
HGN29.22/0.0626.24/0.0624.88/0.0721.69/0.04
GAKer (Ours)35.68/5.9529.60/4.1023.66/3.3825.25/3.21
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.285, + 0.789, + 0.328 + ], + "angle": 0, + "content": "Table 4: Attack Success Rates for Unknown Classes on LVLM. We report attack success rates (\\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates)" + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.34, + 0.784, + 0.429 + ], + "angle": 0, + "content": "
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.77/8.159.03/7.025.77/8.159.03/7.025.77/8.159.03/7.02
SU20.16/35.3618.77/42.7319.59/28.7617.83/32.7320.40/33.3518.13/46.80
HGN24.98/12.5020.76/13.8522.12/12.2720.76/13.8523.65/12.7920.23/14.34
GAKer (Ours)33.82/52.6023.41/56.4536.71/54.4327.54/60.4139.86/36.3124.50/41.61
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.457, + 0.789, + 0.534 + ], + "angle": 0, + "content": "Results on Large Vision-Language Models. The growing importance of Large Vision-Language Models (LVLM), including LLaVA [18, 19] and Qwen-VL [1], has been noted in recent times. Our research examines how well our method can be adapted for use with these LVLMs. Specifically, we test multiple templates on LVLMs to reduce the impact of prompt bias:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.543, + 0.785, + 0.571 + ], + "angle": 0, + "content": "- Is there any (origin class / target class) in this image? Please begin answer with 'Yes,' or 'No.'" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.573, + 0.785, + 0.601 + ], + "angle": 0, + "content": "- Does this image contain any (origin class / target class)? Please begin answer with 'Yes,' or 'No.'" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.604, + 0.785, + 0.632 + ], + "angle": 0, + "content": "- In this image, is there a (origin class / target class) present? Please begin answer with 'Yes,' or 'No.'" + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.543, + 0.785, + 0.632 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.789, + 0.841 + ], + "angle": 0, + "content": "We then assessed the effectiveness of our approach by calculating both the untargeted and targeted attack success rates against LVLMs. We define the untargeted attack success rate as the percentage of adversarial examples that mislead the model into failing to recognize the original class. The targeted attack success rate is defined as the percentage of adversarial examples that are misclassified into the target class. As shown in Tab. 4 and Tab. 5, our method achieves higher targeted attack success rates on LVLM than HGN. For example, when the substitute model is Res-50 and the target is unknown classes, our method achieves \\(52.60\\%\\) and \\(56.45\\%\\) targeted attack success rates on LLaVA and Qwen-VL, respectively, while HGN only achieves \\(12.50\\%\\) and \\(13.85\\%\\). This result demonstrates that even when using a \"small\" substitute model like Res-50, our method can successfully attack \"large\" models such as Qwen-VL and LLaVA. We also show some cases on GPT-4V, which can be found in Appendix E." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.128 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.788, + 0.189 + ], + "angle": 0, + "content": "Table 5: Attack Success Rates for Known Classes on LVLM. We report attack success rates (\\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates)" + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.199, + 0.785, + 0.3 + ], + "angle": 0, + "content": "
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.15/10.338.43/7.425.15/10.338.43/7.425.15/10.338.43/7.42
SU20.10/42.2818.78/46.0219.70/35.6717.13/37.2820.53/38.7718.38/48.88
HGN22.95/36.5718.67/34.3521.70/31.1318.22/29.7822.80/28.8716.15/30.95
ESMA50.07/70.5333.67/66.0540.60/41.7328.97/31.1238.68/54.0223.48/45.75
GAKer (Ours)35.20/73.6224.32/73.3747.60/63.1027.30/72.0045.00/42.5026.95/44.90
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.332, + 0.39, + 0.348 + ], + "angle": 0, + "content": "4.4 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.367, + 0.784, + 0.397 + ], + "angle": 0, + "content": "This section discusses how different parameter selections in training dataset construction impact the generator's attack capability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.399, + 0.785, + 0.429 + ], + "angle": 0, + "content": "Numbers of Known Classes. Figure 4 demonstrates the impact of the number \\( N \\) of known classes on the generator's performance. Specifically, to mitigate" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.487, + 0.67 + ], + "angle": 0, + "content": "the impact of adding new classes as the number of known classes increases, we evaluate targeted attack success rate on a common set of 10 known classes and 500 common unknown classes. When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches \\(49.45\\%\\) on 500 unknown classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and training cost." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.487, + 0.746 + ], + "angle": 0, + "content": "When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches \\(49.45\\%\\) on 500 un" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.748, + 0.784, + 0.793 + ], + "angle": 0, + "content": "known classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and cost." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Strategies for Choosing Known Classes. Previous work [44] on multi-target generators has highlighted the importance of not only determining the number of target classes but also selecting which target classes to attack. When there" + }, + { + "type": "image", + "bbox": [ + 0.517, + 0.462, + 0.771, + 0.598 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.612, + 0.788, + 0.71 + ], + "angle": 0, + "content": "Fig. 4: Comparison of targeted attack success rates across a range of known classes. The Res-50 serves as the substitute model, while the performance of black-box models, including Res-152, VGG-19, and Dense-121, is evaluated for both known (K) and unknown (U) classes." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "are significant differences between the selected target classes, the generator can achieve a better targeted attack success rate." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.192, + 0.788, + 0.314 + ], + "angle": 0, + "content": "We introduce a similarity greedy algorithm to select a set of classes with the largest feature differences. To simplify, we represent each target class using the average of its image features and measure the similarity using cosine similarity. Specifically, the algorithm starts by randomly selecting an initial feature vector as the first class and adds it to the selected group. It then iteratively selects a vector from the remaining pool that has the lowest average cosine similarity to the vectors in the selected group. We add this selected class to the selected group and repeat the process until achieve the specified number of target classes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.488, + 0.569 + ], + "angle": 0, + "content": "We conduct multiple experiments to eliminate the randomness introduced by the initial selection. To validate our selection method's effectiveness, we compare it with randomly selecting strategy. Figure 5 illustrates that our method significantly outperforms random selection on known classes. Compared with the random strategy, we achieve a success rate increase of \\(16.52\\%\\) on black-box model Res-152 when the substitute model is Res-50. This demonstrates the necessity of selecting known classes and the effectiveness of our selecting method." + }, + { + "type": "image", + "bbox": [ + 0.499, + 0.359, + 0.761, + 0.503 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.513, + 0.788, + 0.556 + ], + "angle": 0, + "content": "Fig.5: Comparison of targeted attack transfer success rates under different known classes selection strategies." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.584, + 0.488, + 0.613 + ], + "angle": 0, + "content": "Numbers of Sample in Each Known Class. We observe that" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.842 + ], + "angle": 0, + "content": "noisy images, such as those with occlusion or blurring, can decrease performance. To validate this, we employ three selection methods to form groups, each comprising 325 images: low quality (largest classification loss), high quality (lowest loss), and random. Figure 6(a) demonstrates that image quality significantly impacts the attack success rate. Consequently, we prioritize training images by their classification loss, favoring those with the lowest losses. Specifically, we experiment with different numbers of images (\\(M \\in \\{1, 130, 325, 650, 1300\\}\\)) for each known class, as illustrated in Figure 6(b). When the number of images (M) is less than 325, the performance is lower, likely because the generator could not capture the full breadth of class characteristics. Conversely, when M exceeds 325, the attack success rate slightly decreased, potentially due to the inclusion of more noisy images. Thus, we ultimately select 325 as the optimal number of samples for each known class. This choice yields a maximum attack success rate of \\(41.69\\%\\) for the unknown class in the ResNet-50 model. This finding underscores the equal importance of both the quantity and quality of training samples." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.355, + 0.127 + ], + "angle": 0, + "content": "Y.Sun et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.445, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.299, + 0.256, + 0.392, + 0.266 + ], + "angle": 0, + "content": "(a) Sample quality" + }, + { + "type": "image", + "bbox": [ + 0.445, + 0.145, + 0.785, + 0.257 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.521, + 0.257, + 0.629, + 0.267 + ], + "angle": 0, + "content": "(b) Number of Samples" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.278, + 0.785, + 0.307 + ], + "angle": 0, + "content": "Fig. 6: Comparisons of targeted attack success rates at sample quality and different numbers of targeted images per known class." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.332, + 0.36, + 0.348 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.362, + 0.788, + 0.512 + ], + "angle": 0, + "content": "Generator-based targeted attacks are able to mislead DNNs to any target they have been trained on, showing their dangers. For the first time, we find that the attack also extends to untrained unknown classes, and the extent of its potential harm is revealed. We propose the Generalized Adversarial attacker, which injects target feature into adversarial examples to attack unknown classes. Through comprehensive experiments across standard, defense, and large vision-language models, we demonstrate that our method can effectively attack unknown and known classes across models. We hope our work will draw attention to the potential dangers of generator-based targeted attacks and inspire future research in this area." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.534, + 0.553, + 0.552 + ], + "angle": 0, + "content": "6 Societal Impacts & Limitation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.563, + 0.788, + 0.653 + ], + "angle": 0, + "content": "Societal Impacts. Previous research on generator-based target attacks requires the attacker to know the target class. Our proposed algorithm allows successful targeted attacks without this information, highlighting the risk of relying solely on dataset and model confidentiality for security. Moreover, our method's success on unknown classes reveals inherent model vulnerabilities, offering new insights for advancing security." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.654, + 0.788, + 0.715 + ], + "angle": 0, + "content": "Limitation. While our method validates the possibility of attacking unknown classes using generator-based methods, the gap in target attack success rates between known and unknown classes still exists. In the future, we will focus on analyzing the reasons for this difference." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.735, + 0.405, + 0.753 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "This study is supported by grants from the National Natural Science Foundation of China (Grant No. 62122018, No. 62020106008, No. U22A2097, No. U23A20315), Kuaishou, and SongShan Laboratory YYJC012022019. It is also supported by the Postdoctoral Fellowship Program of CPSF under Grant Number GZB20240114." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.295, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Adversarial Example Generation via Generalized Latent Infection" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.177, + 0.786, + 0.218 + ], + "angle": 0, + "content": "1. Bai, J., Bai, S., Yang, S., Wang, S., Tan, S., Wang, P., Lin, J., Zhou, C., Zhou, J.: Qwen-vl: A versatile vision-language model for understanding, localization, text reading, and beyond. CoRR (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.219, + 0.786, + 0.245 + ], + "angle": 0, + "content": "2. 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In: CVPR (2023)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.827 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_origin.pdf b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..acefe4263892bae4a661ab68051e5a499959488d --- /dev/null +++ b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/77e2bcce-af0d-418e-9345-2d1a15c0e337_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:f548e6d6081c16f91622006480d68bd865cb9b592758b991ba42dd177051abdc +size 2219811 diff --git a/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/full.md b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/full.md new file mode 100644 index 0000000000000000000000000000000000000000..3269944f86ac70168df87c25f1078b9ac296db12 --- /dev/null +++ b/2024/Any Target Can be Offense_ Adversarial Example Generation via Generalized Latent Infection/full.md @@ -0,0 +1,288 @@ +# Any Target Can be Offense: Adversarial Example Generation via Generalized Latent Infection + +Youheng Sun1*, Shengming Yuan1*, Xuanhan Wang2*, Lianli Gao1, and Jingkuan Song1 + +1 Center for Future Media, University of Electronic Science and Technology of China + +2 Shenzhen Institute for Advanced Study, University of Electronic Science and + +Technology of China + +youheng.sun@std.uestc.edu.cn, shengming.yuan@outlook.com, + +wxuanhan@hotmail.com, lianli.gao@uestc.edu.cn, jingkuan.song@gmail.com + +Abstract. Targeted adversarial attack, which aims to mislead a model to recognize any image as a target object by imperceptible perturbations, has become a mainstream tool for vulnerability assessment of deep neural networks (DNNs). Since existing targeted attackers only learn to attack known target classes, they cannot generalize well to unknown classes. To tackle this issue, we propose Generalized Adversarial AttacKER (GAKer), which is able to construct adversarial examples to any target class. The core idea behind GAKer is to craft a latently infected representation during adversarial example generation. To this end, the extracted latent representations of the target object are first injected into intermediate features of an input image in an adversarial generator. Then, the generator is optimized to ensure visual consistency with the input image while being close to the target object in the feature space. Since the GAKer is class-agnostic yet model-agnostic, it can be regarded as a general tool that not only reveals the vulnerability of more DNNs but also identifies deficiencies of DNNs in a wider range of classes. Extensive experiments have demonstrated the effectiveness of our proposed method in generating adversarial examples for both known and unknown classes. Notably, compared with other generative methods, our method achieves an approximately $14.13\%$ higher attack success rate for unknown classes and an approximately $4.23\%$ higher success rate for known classes. Our code is available in https://github.com/VL-Group/GAKer. + +Keywords: Targeted Adversarial Attack $\cdot$ Generator-based Attack $\cdot$ Black-box attack $\cdot$ Unknown Classes + +# 1 Introduction + +Deep neural networks (DNNs) have significantly advanced the field of artificial intelligence, achieving remarkable success in various domains, including image + +recognition [11], natural language processing [34,36], and AIGC [12,29]. Despite great success, DNNs have been shown to be significantly vulnerable to adversarial attacks [7,8,23,31], which misleads DNNs to fail by using adversarial examples, i.e., adding human-imperceptible perturbations into clean images. Thus, it is of great importance to understand the mechanism behind DNNs and design effective assessment methods [7, 8, 23, 31, 45] to identify deficiencies of DNNs before deploying them in security-sensitive applications. + +In terms of the way of attacking, adversarial attacks generally can be divided into two categories. The first one is the untargeted attack [3, 4, 7, 15, 43, 45], where the goal of attackers is to fail DNNs. The second one is the targeted attack [5, 21, 44, 46], where attackers not only fail DNNs but also mislead them to recognize an image as the pre-specific target. Since the targeted attack with high flexibility poses a severe threat to security-sensitive applications, it has become a mainstream tool for vulnerability assessment of DNNs. Therefore, in this work, we focus on the study of targeted attacks. + +Among the target attack methods, two technical branches exist for adversarial example generation. The first one is the iteration-based framework, which produces an adversarial example of each clean image in an iterative manner. This framework has shown to be susceptible to overfitting white-box models, and iteration-based strategy leads to a heavy computational overhead [5, 10, 44, 46]. In a different line of this, the second branch is the generator-based framework, which constructs an adversarial example by using a trained generative model and shows a great potential of transferability [5, 10, 44, 46]. However, the generator used in existing methods [21, 24, 25, 39, 46] is trained to adapt adversarial examples to known target classes only. As depicted in Fig. 1a and Fig. 1b, the trained generator is responsible for either only one class or a set of known classes. When it comes to an unknown target class (i.e., the class not seen during training), previous methods are not capable of generating relatively adversarial examples unless retraining the generator, thus limiting the comprehensive assessment of DNNs. To tackle this, one straightforward solution is to train a generator to adapt a vast number of target classes with a large-scale dataset (e.g., ImageNet-21k). However, as demonstrated in [44], the attack success rate of an adversarial example significantly degrades as the number of known classes increases. Hence, one question arises: how to design a generalized yet efficient assessment in which vulnerability of DNNs can be evaluated by any target classes? + +To answer the above question, we study a more practical paradigm. As shown in Fig. 1c, any target object could be a good offense, and an adversarial example can be constructed from any target regardless of whether it is a known class or not. To achieve such generalization capability, we argue that extracting the major component of an object is the key to adversarial example generation. Motivated by this, we propose Generalized Adversarial AttacKER, termed (GAKer). The core idea behind the GAKer is to contaminate the latent representation of a clean image with the major component of the target object. To equip GAKer with the capability of latent infection, it jointly utilizes the latent representation of a clean image and the major component of the target object to + +generate the adversarial example. Then, the adversarial example generated from GAKer is optimized to remain visually consistent with the clean image, but the corresponding major component is dominated by the target object. Once trained, the GAKer has the ability to replace major components between two images without depending on specific class or targeted DNN, thus improving the generalization capability of DNN assessment. Comprehensive evaluations across diverse DNNs, encompassing standard models, adversially trained models, and vision-language foundation models, reveal that the proposed GAKer can effectively generate high-quality adversarial examples regardless of target classes. This demonstrates GAKer's generalization ability, making it a valuable tool for the adversarial robustness assessment of DNNs. In summary, three contributions are highlighted: + +- We propose a novel Generalized Adversarial AttacKER, which is a general assessment tool since it can generate adversarial examples from any object. Without satisfying the visual appearance of an image, it can mislead any DNNs by latently changing the major components of an image. + +- To our knowledge, this work, for the first time, explores the problem of generalized target adversarial attack. Our study reveals that changing the major components of an object is the key to the generalized assessment of DNNs. + +- Extensive experiments conducted on a wide range of DNNs demonstrate the generalizability of our proposed method for vulnerability assessment, especially under the setting of any targeted class. Particularly, our method has increased the targeted attack success rate by approximately $14.13\%$ for unknown classes and by approximately $4.23\%$ for known classes compared with other generator-based approaches. + +# 2 Related Work + +# 2.1 Iterative Methods + +Since the discovery of adversarial examples, most iterative methods are proposed, which utilize model gradients to iteratively add adversarial perturbations to specified images. These methods are mainly categorized as gradient-based optimization and input transformation. The gradient-based optimization aims to circumvent poor local optima by employing optimization techniques. MI-FGSM [3] and NI-FGSM [17] introduce momentum and Nesterov accelerated gradient into the iterative attack process to enhance black-box transferability, respectively. PI-FGSM [6] introduces patch-wise perturbations to better cover the discriminative region. VMI-FGSM [37] tunes the current gradient with the gradient variance from the neighborhood. RAP [26] advocates injecting worst-case perturbations at each step of the optimization procedure rather than minimizing the loss of individual adversarial points. The input transformation methods also increase adversarial transferability by preventing overfitting to the surrogate + +![](images/18a1053d1c77ebeac753088ba5ebcfcbb5367a3e4f943be1ac21ae2116f9a08d.jpg) +(a) Single-target attack + +![](images/9eb6fdf638dbd5c35b5e2082da7ac7de13abd5ad8cf1986634016fa19dca25c9.jpg) +(b) Multiple-target attack +Fig. 1: The inference process of different generator-based targeted attacks. In the center of each scenario is the generator $\mathcal{G}$ that takes the model inputs at the top and aims to produce adversarial examples $\pmb{x}^{\prime}$ at the bottom. The classes indicated within $\mathcal{G}$ (cat, dog, fish, bird) are the training classes. Blue lines denote known classes that are encountered during inference, and yellow lines denote unknown classes that were not present in the training data. Sub-figure (a) depicts a single-target attack where each generator is specialized for one class, thus can only attack that specific class. Sub-figure (b) demonstrates a multiple-target attack where the generator $\mathcal{G}$ takes a source image $\pmb{x}$ and known target labels (e.g., cat, dog) to create their adversarial examples $\pmb{x}^{\prime}$ , but it fails to attack labels unknown to the training (e.g., fish, bird). Sub-figure (c) represents an arbitrary-target attack where $\mathcal{G}$ can utilize target images to craft adversarial examples capable of misleading the classifier into known and unknown classes (e.g., fish, bird), highlighting the generalization capability of this approach. + +![](images/98abddcf6a8627b8b4bbe110d683aa41d780e9e5c90a990e1f4cd5f329fd96ed.jpg) +(c) Arbitrary-target attack + +model. DI-FGSM [43] applies various input transformations to the clean images. SIT [38] applies a random image transformation onto each image block to generate a diverse set of images for gradient calculation. SU [40] introduces a feature similarity loss to encourage universal learned perturbations by maximizing the similarity between the global adversarial perturbation and randomly cropped local regions. + +# 2.2 Generative Methods + +Another branch of targeted attacks utilizes generators to craft adversarial examples. Compared with iterative-based attacks, generator-based attacks have several characteristics [8]: high efficiency with just a single model-forward pass at test time and superior generalizability through learning the target distribution rather than class-boundary information [21]. Thus, many generator-based targeted attack methods are proposed, which can divided into single-target and multi-target generator attacks. Notably, this work focuses on scenarios where black-box models are entirely inaccessible, so query-based generator attacks which requiring extensive querying are not within the scope of discussion. + +Single-target Generative Methods: Early generative targeted attacks employed a single generator to attack a specific target, primarily aiming to enhance transferability across various models. Pourseed [25] proposes a gen- + +erator capable of producing image diagnostic and image-dependent perturbations for targeted attacks. Naseer [22] introduced a relativistic training objective to mislead networks trained on completely different domains. Furthermore, Naseer [21] matches the perturbed image distribution with that of the target class. TTAA [39] captures the distribution information of the target class from both label-wise and feature-wise perspectives to generate highly transferable targeted adversarial examples. + +Multi-target Generative Methods: However, generator-based methods are confined to single-target attacks, which require training a generative model for each target class, resulting in considerable computational costs and inefficiency. Recently, exemplified by the introduction of the Multi-target Adversarial Network (MAN) framework [10], have revolutionized this landscape. MAN represents a paradigm shift by enabling the generation of adversarial examples across multiple target classes through a unified training process. Yang et al. [44] introduce a significant contribution by leveraging a hierarchical generative network. Through this design, they are able to train 20 generators, each trained for 50 target classes, thereby covering all 1000 classes in the ImageNet dataset. Gao et al. [5] proposes a generative targeted attack strategy named Easy Sample Matching Attack (ESMA), which exhibits a higher success rate for targeted attacks through generating perturbations towards High-Sample-Density-Regions of the target class. + +# 2.3 Adversarial Defenses + +A primary class of defense methods processes adversarial images to break the perturbations. For instance, Guo et al. [9] introduces several techniques for input transformation, such as JPEG compression [9], to mitigate adversarial perturbations. R&P [41] employs random resizing and padding to reduce adversarial effects. HGD [16] develops a high-level representation guided denoiser to diminish the impact of adversarial disturbances. ComDefend [14] proposes an end-to-end image compression model to defend against adversarial examples. NRP [20] trains a neural representation purifier model that removes adversarial perturbations using automatically derived supervision. Another approach enhances resilience to attacks by incorporating adversarial examples into the training phase. For instance, Tramér et al. [35] bolster black-box robustness by utilizing adversarial examples generated from unrelated models. Similarly, Xie et al. [42] integrate feature denoising modules trained on adversarial examples to develop robustness in the white-box model. + +# 3 Methodology + +# 3.1 Problem Formulation + +Formally, let $\pmb{x}_s$ denote a clean image, and $y$ is the corresponding label. $\mathcal{F}_{\phi}(\cdot)$ is the classifier with parameters $\phi$ . The targeted attack aims to mislead the classifier + +![](images/118ca03751f99e9827e6ef398565e908bad0af165ed0d067c26eda601e169696.jpg) +Fig. 2: The pipeline of our GAKer. We propose a generator-based method, GAKer, that can achieve attacks even when targeting classes unseen during training. During the training phase, we extract target features $f_{t}$ through a frozen $\mathcal{F}_{\psi}$ and inject them into the generator $\mathcal{G}_{\theta}$ , then use $\text{Clip}(\cdot)$ to constrain $x_{s}'$ within the perturbation budget. $\mathcal{G}_{\theta}$ aims to minimize the cosine similarity between $f_{s}'$ and $f_{t}$ , as well as between $f_{\delta}$ and $f_{t}$ . Due to our training strategy built on the feature distribution independent of the training classes, our generator can generate adversarial examples $x_{s}'$ for unknown classes to attack the victim model. + +to output a specific target class from an adversarial example $\boldsymbol{x}_s'$ corresponding to the clean image $\boldsymbol{x}_s$ , as formulated as Eq. 1. + +$$ +\mathcal {F} _ {\phi} \left(\boldsymbol {x} _ {s} ^ {\prime}\right) = y ^ {t}, \quad \text {s . t .} \| \boldsymbol {x} _ {s} ^ {\prime} - \boldsymbol {x} _ {s} \| _ {\infty} \leq \epsilon \tag {1} +$$ + +where $y^{t}$ represents a specific target class and it is often constrained as one of known classes, $\epsilon$ is the perturbation constraint. + +In terms of arbitrary-target attack, it releases the constraint of the specific target class and aims to construct adversarial examples from any target regardless of whether it is from known classes or not. Given an arbitrary target image $\pmb{x}_t$ , the adversarial example generation is formulated as Eq. 2: + +$$ +\boldsymbol {x} _ {s} ^ {\prime} = \min (\boldsymbol {x} _ {s} + \epsilon , \max (\mathcal {G} (\boldsymbol {x} _ {s}, \boldsymbol {x} _ {t}), \boldsymbol {x} _ {s} - \epsilon)), \tag {2} +$$ + +where $\mathcal{G}_i$ denotes a trained adversarial generator. Compared with the conventional targeted attack, the arbitrary-target attack is more challenging since it requires a generator with a strong generalization capability. + +# 3.2 Generalized Adversarial Attacker + +In this section, we introduce the details of the proposed Generalized Adversarial Attacker (GAKer). The overall pipeline is depicted in Fig. 2. Given a + +target object, the GAKer intends to contaminate latent representations of the clean image by utilizing major components of the target. It is worth noting that the target object can be either a one-hot class label or an image with the visual appearance of the object. Existing methods [5,10,44] use the label index or the one-hot label as the condition for targeted adversarial example generation. However, the one-hot label lacks visual characteristics, which leads a trained generator to memory class features, thus limiting the generalization capability. To incorporate richer target information, we use images of the target object as input for generating adversarial examples. Next, we divide classes into known classes and unknown classes $\mathbf{y} = \mathbf{y}_{\mathrm{known}} \cup \mathbf{y}_{\mathrm{unknown}}$ . Then we select known classes as the training set ( $t \sim \mathbf{y}_{\mathrm{known}}$ ) and generate an adversarial example using relevant image $\mathbf{x}_t$ of the target. The objective function is represented as Eq. 3: + +$$ +\underset {\theta} {\min } \mathbb {E} _ {\left(\boldsymbol {x} _ {s} \sim \mathcal {X} _ {s}, t \sim \mathcal {Y} _ {\text {k n o w n}}\right)} \left[ \mathcal {L} \left(\boldsymbol {x} _ {s}, \boldsymbol {x} _ {t}\right) \right], \tag {3} +$$ + +where $\mathcal{L}$ is the loss function, $\mathcal{F}_{\psi}(\cdot)$ is the pretrained feature extractor, and $\mathcal{G}_{\theta}$ is our arbitrary-target generator (see Sec. 3.3 for detailed architecture). To generalize to unknown target classes during the inference phase, we use cosine distance as the loss function instead of cross-entropy: + +$$ +\mathcal {D} _ {\text {c o s}} \left(f _ {s} ^ {\prime}, f _ {t}\right) = 1 - \frac {f _ {s} ^ {\prime} \cdot f _ {t}}{\| f _ {s} ^ {\prime} \| _ {2} \cdot \| f _ {t} \| _ {2}}, \tag {4} +$$ + +where $f_{s}^{\prime} = \mathcal{F}_{\psi}(\pmb{x}_{s}^{\prime})$ , $f_{t} = \mathcal{F}_{\psi}(\pmb{x}_{t})$ . In addition, an identical learning objective is used to constraint the feature of adversarial perturbation $\delta = \pmb{x}_{s}^{\prime} - \pmb{x}_{s}$ and the feature of the target object: + +$$ +\begin{array}{l} \mathcal {L} \left(\boldsymbol {x} _ {s}, \boldsymbol {x} _ {t}\right) = \mathcal {D} _ {\cos} \left(\mathcal {F} _ {\psi} \left(\mathcal {G} _ {\theta} \left(\boldsymbol {x} _ {s}, \boldsymbol {x} _ {t}\right)\right), \mathcal {F} _ {\psi} \left(\boldsymbol {x} _ {t}\right)\right) \\ + \alpha \mathcal {D} _ {\cos} \left(\mathcal {F} _ {\psi} \left(\mathcal {G} _ {\theta} \left(\boldsymbol {x} _ {s}, \boldsymbol {x} _ {t}\right), \boldsymbol {x} _ {\psi} \left(\boldsymbol {x} _ {t}\right)\right) + \alpha \mathcal {D} _ {\cos} \left(\mathcal {F} _ {\psi} \left(\mathcal {G} _ {\theta} \left(\boldsymbol {x} _ {s}, \boldsymbol {x} _ {t}\right) - \boldsymbol {x} _ {s}\right), \mathcal {F} _ {\psi} \left(\boldsymbol {x} _ {t}\right)\right), \right. \tag {5} \\ \end{array} +$$ + +where $f_{\delta} = \mathcal{F}_{\psi}(\delta)$ , $\alpha$ denotes the hyper-parameter (see Appendix C for the effect of $\alpha$ ). The entire training process is independent of specific target classes, enabling adaptation to unknown classes, including those from different datasets. + +# 3.3 Latent Infection + +This section describes how to inject target features into the source image in the latent feature space. There are two major modules in GAKer: the Feature Extractor $\mathcal{F}_{\psi}$ and the Generator $\mathcal{G}_{\theta}$ , as shown in the Fig. 2. The Feature Extractor is adapted from a pretrained model by removing the classification head. It is specialized for extracting feature vectors from input images. During the training, the weights of this module are frozen. We employ a UNet [5] as the basic architecture of the generator. It is designed to generate adversarial examples by using clean images with features of the target object obtained from the Feature Extractor. + +As depicted in Fig. 3, the latent infection involves a two-step process. First, features of the target object are processed through the Feature Transform Module (FTM), which adopts a Linear-GELU-Linear sequence to enhance their representational capacity. Second, these enhanced features are combined with the features of the clean image. Particularly, the Dimension Matching Module (DMM), which consists of a Linear-GELU layer, is used to align dimensions for two features. With the designed architecture, the generator is optimized to extract major components from the target object, and learns to replace the major components of the clean image with that of the target object. + +# 4 Experiment + +# 4.1 Experimental Settings + +Datasets. We train our models on the ImageNet training set [2]. Correspondingly, we evaluate the performance on the ImageNet val set. + +Networks. We consider several models, including DenseNet-121 (Dense-121) [13], ResNet-50 (Res-50) [11] and VGG-19 as surrogate models. We select various black-box models, i.e., ResNet-152 (Res-152) [11], VGG-19 [28], Inception-v3 (Inc-v3) [30], ViT [32], DeiT [33] and CLIP [27], for testing the transferability of attacks. Additionally, we evaluate the proposed method on defense models, including Inc-v3adv, Inc-v3ens3, Inc-v3ens4, IncRes-v2ens [35], and Large Vision-Language Models (LVLM) such as LLaVA [18, 19] and Qwen-VL [1]. + +Baselines. For iterative attacks, we compare our method with MI [3] and the advanced method SU [40], which is competitive in target settings. For single-target generative attacks, we choose TTP [21] as the method for comparison with our approach. Specifically, we train multiple TTP models to accomplish multi-target attacks. For multi-target generative attacks, we choose HGN [44] and ESMA [5]. Both of these methods, along with ours, only require training a single generator to perform attacks on multiple targets. + +Implementation details. In all experiments, the perturbation constraint $\epsilon$ is set to 16, the number of known classes $N$ is set to 200, the $\alpha$ is set to 0.5 and the number of samples in each known class $M$ is 325. We train the generator with an AdamW optimizer for 20 epochs. For the MI method, we set the decay factor $\mu$ to 1. For the SU method, we perform the combinational attack of DTMI [3,43] + +![](images/c2c3243664c558f417d95fee1e223b74cce405a8864096b121605c5de11b1370.jpg) +Fig.3: Schematic diagram of feature insertion into each ResBlock of a UNet. The features are first transformed by the Feature Transform Module (FTM), followed by dimension matching through the Dimension Matching Module (DMM) layers before being integrated into each ResBlock of the UNet. + +Table 1: Targeted Attack Success Rates on Unknown Classes. We report targeted attack success rates (\%) of each method and the leftmost model column denotes the substitute model ("*") means white-box attack results). + +
ModelAttacks CleanRes-50 0.03Res-152 0.01VGG-19 0.00Dense-121 0.03Inc-v3 0.05ViT 0.00DeiT 0.00CLIP 0.02Avg 0.02
Res-50HGN0.05*0.140.150.060.040.050.060.100.08
GAKer (Ours)41.69*23.0526.0223.805.851.444.994.3616.40
VGG-19HGN0.080.100.08*0.100.040.040.040.100.07
GAKer (Ours)11.055.4143.25*13.333.200.512.552.2810.20
Dense-121HGN0.060.050.090.05*0.000.030.010.050.04
GAKer (Ours)23.1017.2825.1740.31*7.232.607.564.4915.97
+ +and SU [40]. For both iterative methods, we employ the logit loss and set the number of iterations to 300 steps. For multi-target generative attacks, such as HGN and ESMA, and our method, only one model needs to be trained to achieve attacks on multiple target classes. Detailed training costs and implementation specifics are provided in Appendix A and Appendix B, respectively. + +# 4.2 Main Results + +Results on Unknown Classes. Compared with existing generator-based attacks, the best innovation of our method is the ability to attack unknown classes. We select 200 classes as known classes and the remaining 800 classes as unknown classes from ImageNet. Then we train the generator with the known classes and evaluate the targeted attack success rate on unknown classes. Notably, only HGN and our method can be evaluated on unknown classes. + +As shown in Tab. 1, our method significantly outperforms HGN, highlighting the superior transferability of our approach. For instance, with a substitute model of ResNet-50 and a black-box model of VGG-19, our method achieves a success rate of $41.69\%$ on unknown classes, while HGN only achieves $0.05\%$ . This result underscores the limitation of existing methods in generating targeted adversarial examples for unknown classes, while our method demonstrates effective generalization to such classes. Separate average results on all unknown classes can be found in Appendix D. + +Results on Known Classes. For evaluation on known classes, we compare our method with state-of-the-art iterative-based method (SU), single-target generator-based attacks (TTP), and multi-target generator-based attacks (HGN, ESMA). All multi-target generator-based attacks (HGN, ESMA, and our method) are trained on the same 200 classes. Due to the TTP method requiring training a model for each target class, the cost of training 200 models is prohibitively high. Therefore, we randomly select 10 classes from the 200 classes and train 10 TTP models separately for each substitute model (TTP-10). We then test our method on the same 10 classes (GAKer-10). + +Table 2 shows the targeted attack success rates on known classes for each method. Compared with the iterative-based method SU, our method achieves + +Table 2: Targeted Transfer Success Rates on Known Classes. We report targeted attack success rates (\%) of each method and the leftmost model column denotes the substitute model ("*") means white-box attack results). + +
ModelAttacksRes-50Res-152VGG-19Dense-121Inc-v3ViTDeiTCLIPAvg
Clean0.020.020.010.030.030.020.020.010.02
Res-50MI99.35*16.554.1012.100.650.600.650.1516.77
SU99.45*83.1575.6081.1514.958.1521.806.9048.89
HGN87.06*55.6852.0964.5924.0916.3629.356.7141.99
ESMA95.60*83.2281.9882.5440.1428.0155.4524.0861.37
GAKer (Ours)96.61*83.3682.2081.9534.2720.8450.3120.1358.71
TTP-1097.80*77.8073.0079.0044.0033.1044.0019.4058.51
GAKer-10 (Ours)98.10*88.2090.6086.0045.2028.7062.0024.5065.41
VGG-19MI3.101.4096.85*3.600.300.200.550.3513.29
SU26.3514.2996.90*26.054.102.205.894.6022.55
HGN28.5016.6590.15*33.056.956.0013.502.9524.72
ESMA27.3017.8595.39*35.804.855.3516.706.1226.17
GAKer (Ours)30.0018.0297.61*33.3810.763.3611.654.7526.22
TTP-1050.1037.5098.20*48.8017.2013.4020.0010.6036.98
GAKer-10 (Ours)32.0016.5093.80*32.7012.003.0510.054.0025.51
Dense-121MI10.255.855.1599.55*1.000.651.200.5015.52
SU65.2049.7059.9099.55*14.907.6519.356.0040.28
HGN53.4840.1550.6790.11*23.3213.9222.355.0037.38
ESMA43.0134.7442.6181.52*11.749.8923.476.2431.65
GAKer (Ours)70.2661.1269.8390.91*30.8122.1543.8116.4150.66
TTP-1086.7076.5082.8097.90*49.2044.1057.0024.6064.85
GAKer-10 (Ours)74.4070.2082.8993.20*42.8028.9960.0023.1059.45
+ +higher targeted attack success rates on black-box models. For example, if the substitute model is Dense-121, our method performs $10.38\%$ better than SU on average across different models. For generator-based attacks, our GAKer also achieves a similar attack success rate to the ESMA method, outperforming the HGN method. Notably, our method improves performance on several models by an average of $10.5\%$ and $5.47\%$ over HGN and ESMA, respectively. + +# 4.3 Results on Other Models + +To further evaluate the generalization ability of our method, we also test our method on defense models and Large Vision-Language Models (LVLM). + +Results on Defense Models. In addition to attacking normally trained models, we evaluate the attack performance of various methods on adversarially trained models when using ResNet50 as the white-box model. As shown in Tab. 3, our method surpasses the HGN method in attacking targets in unknown and known classes. For example, with the defense model as Inc-v3adv, we outperform HGN by $6.46\%$ in terms of target success rate on the known classes. On the unknown classes, HGN cannot achieve an attack at all, similar to the performance of the clean samples, whereas our GAKer still exhibits an attack success rate of $5.95\%$ . This result indicates that our generator has discovered more common model vulnerabilities, regardless of whether the model has been specifically trained for defense. + +Table 3: Targeted Transfer Success Rates on Defense Models. Targeted success rates (\%) for each attack method using Res-50 as the substitute model (known classes / unknown classes). + +
AttacksInc-v3advInc-v3ens3Inc-v3ens4IncRes-v2ens
Clean0.03/0.040.04/0.030.02/0.010.03/0.03
HGN29.22/0.0626.24/0.0624.88/0.0721.69/0.04
GAKer (Ours)35.68/5.9529.60/4.1023.66/3.3825.25/3.21
+ +Table 4: Attack Success Rates for Unknown Classes on LVLM. We report attack success rates (\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates) + +
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.77/8.159.03/7.025.77/8.159.03/7.025.77/8.159.03/7.02
SU20.16/35.3618.77/42.7319.59/28.7617.83/32.7320.40/33.3518.13/46.80
HGN24.98/12.5020.76/13.8522.12/12.2720.76/13.8523.65/12.7920.23/14.34
GAKer (Ours)33.82/52.6023.41/56.4536.71/54.4327.54/60.4139.86/36.3124.50/41.61
+ +Results on Large Vision-Language Models. The growing importance of Large Vision-Language Models (LVLM), including LLaVA [18, 19] and Qwen-VL [1], has been noted in recent times. Our research examines how well our method can be adapted for use with these LVLMs. Specifically, we test multiple templates on LVLMs to reduce the impact of prompt bias: + +- Is there any (origin class / target class) in this image? Please begin answer with 'Yes,' or 'No.' +- Does this image contain any (origin class / target class)? Please begin answer with 'Yes,' or 'No.' +- In this image, is there a (origin class / target class) present? Please begin answer with 'Yes,' or 'No.' + +We then assessed the effectiveness of our approach by calculating both the untargeted and targeted attack success rates against LVLMs. We define the untargeted attack success rate as the percentage of adversarial examples that mislead the model into failing to recognize the original class. The targeted attack success rate is defined as the percentage of adversarial examples that are misclassified into the target class. As shown in Tab. 4 and Tab. 5, our method achieves higher targeted attack success rates on LVLM than HGN. For example, when the substitute model is Res-50 and the target is unknown classes, our method achieves $52.60\%$ and $56.45\%$ targeted attack success rates on LLaVA and Qwen-VL, respectively, while HGN only achieves $12.50\%$ and $13.85\%$ . This result demonstrates that even when using a "small" substitute model like Res-50, our method can successfully attack "large" models such as Qwen-VL and LLaVA. We also show some cases on GPT-4V, which can be found in Appendix E. + +Table 5: Attack Success Rates for Known Classes on LVLM. We report attack success rates (\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates) + +
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.15/10.338.43/7.425.15/10.338.43/7.425.15/10.338.43/7.42
SU20.10/42.2818.78/46.0219.70/35.6717.13/37.2820.53/38.7718.38/48.88
HGN22.95/36.5718.67/34.3521.70/31.1318.22/29.7822.80/28.8716.15/30.95
ESMA50.07/70.5333.67/66.0540.60/41.7328.97/31.1238.68/54.0223.48/45.75
GAKer (Ours)35.20/73.6224.32/73.3747.60/63.1027.30/72.0045.00/42.5026.95/44.90
+ +# 4.4 Ablation Study + +This section discusses how different parameter selections in training dataset construction impact the generator's attack capability. + +Numbers of Known Classes. Figure 4 demonstrates the impact of the number $N$ of known classes on the generator's performance. Specifically, to mitigate + +the impact of adding new classes as the number of known classes increases, we evaluate targeted attack success rate on a common set of 10 known classes and 500 common unknown classes. When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches $49.45\%$ on 500 unknown classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and training cost. + +When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches $49.45\%$ on 500 un + +known classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and cost. + +Strategies for Choosing Known Classes. Previous work [44] on multi-target generators has highlighted the importance of not only determining the number of target classes but also selecting which target classes to attack. When there + +![](images/320be9e2b79cf3dcab174c382d949ec0f1564647712bd8c7eaf1e45004e69edb.jpg) +Fig. 4: Comparison of targeted attack success rates across a range of known classes. The Res-50 serves as the substitute model, while the performance of black-box models, including Res-152, VGG-19, and Dense-121, is evaluated for both known (K) and unknown (U) classes. + +are significant differences between the selected target classes, the generator can achieve a better targeted attack success rate. + +We introduce a similarity greedy algorithm to select a set of classes with the largest feature differences. To simplify, we represent each target class using the average of its image features and measure the similarity using cosine similarity. Specifically, the algorithm starts by randomly selecting an initial feature vector as the first class and adds it to the selected group. It then iteratively selects a vector from the remaining pool that has the lowest average cosine similarity to the vectors in the selected group. We add this selected class to the selected group and repeat the process until achieve the specified number of target classes. + +We conduct multiple experiments to eliminate the randomness introduced by the initial selection. To validate our selection method's effectiveness, we compare it with randomly selecting strategy. Figure 5 illustrates that our method significantly outperforms random selection on known classes. Compared with the random strategy, we achieve a success rate increase of $16.52\%$ on black-box model Res-152 when the substitute model is Res-50. This demonstrates the necessity of selecting known classes and the effectiveness of our selecting method. + +![](images/39364a8231d51aa4ea5015c5b1dc58798ed26658dc4057a1b2123452301b5305.jpg) +Fig.5: Comparison of targeted attack transfer success rates under different known classes selection strategies. + +# Numbers of Sample in Each Known Class. We observe that + +noisy images, such as those with occlusion or blurring, can decrease performance. To validate this, we employ three selection methods to form groups, each comprising 325 images: low quality (largest classification loss), high quality (lowest loss), and random. Figure 6(a) demonstrates that image quality significantly impacts the attack success rate. Consequently, we prioritize training images by their classification loss, favoring those with the lowest losses. Specifically, we experiment with different numbers of images ( $M \in \{1, 130, 325, 650, 1300\}$ ) for each known class, as illustrated in Figure 6(b). When the number of images (M) is less than 325, the performance is lower, likely because the generator could not capture the full breadth of class characteristics. Conversely, when M exceeds 325, the attack success rate slightly decreased, potentially due to the inclusion of more noisy images. Thus, we ultimately select 325 as the optimal number of samples for each known class. This choice yields a maximum attack success rate of $41.69\%$ for the unknown class in the ResNet-50 model. This finding underscores the equal importance of both the quantity and quality of training samples. + +![](images/15a7af9fb4c20fc6d55d016aa60de5f6cb4ff0cdb6db9f0234ffee29726fc041.jpg) +(a) Sample quality + +![](images/af2a387c0048ec3f02aed2cc780ef3fc681df0c921359e9f68e360a91f1984f3.jpg) +(b) Number of Samples +Fig. 6: Comparisons of targeted attack success rates at sample quality and different numbers of targeted images per known class. + +# 5 Conclusion + +Generator-based targeted attacks are able to mislead DNNs to any target they have been trained on, showing their dangers. For the first time, we find that the attack also extends to untrained unknown classes, and the extent of its potential harm is revealed. We propose the Generalized Adversarial attacker, which injects target feature into adversarial examples to attack unknown classes. Through comprehensive experiments across standard, defense, and large vision-language models, we demonstrate that our method can effectively attack unknown and known classes across models. We hope our work will draw attention to the potential dangers of generator-based targeted attacks and inspire future research in this area. + +# 6 Societal Impacts & Limitation. + +Societal Impacts. Previous research on generator-based target attacks requires the attacker to know the target class. Our proposed algorithm allows successful targeted attacks without this information, highlighting the risk of relying solely on dataset and model confidentiality for security. Moreover, our method's success on unknown classes reveals inherent model vulnerabilities, offering new insights for advancing security. + +Limitation. While our method validates the possibility of attacking unknown classes using generator-based methods, the gap in target attack success rates between known and unknown classes still exists. In the future, we will focus on analyzing the reasons for this difference. + +# Acknowledgements + +This study is supported by grants from the National Natural Science Foundation of China (Grant No. 62122018, No. 62020106008, No. U22A2097, No. U23A20315), Kuaishou, and SongShan Laboratory YYJC012022019. It is also supported by the Postdoctoral Fellowship Program of CPSF under Grant Number GZB20240114. + +# References + +1. Bai, J., Bai, S., Yang, S., Wang, S., Tan, S., Wang, P., Lin, J., Zhou, C., Zhou, J.: Qwen-vl: A versatile vision-language model for understanding, localization, text reading, and beyond. CoRR (2023) +2. Deng, J., Dong, W., Socher, R., Li, L., Li, K., Fei-Fei, L.: Imagenet: A large-scale hierarchical image database. In: CVPR (2009) +3. 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Targeted adversarial attack, which aims to mislead a model to recognize any image as a target object by imperceptible perturbations, has become a mainstream tool for vulnerability assessment of deep neural networks (DNNs). Since existing targeted attackers only learn to attack known target classes, they cannot generalize well to unknown classes. To tackle this issue, we propose Generalized Adversarial AttacKER (GAKer), which is able to construct adversarial examples to any target class. The core idea behind GAKer is to craft a latently infected representation during adversarial example generation. To this end, the extracted latent representations of the target object are first injected into intermediate features of an input image in an adversarial generator. Then, the generator is optimized to ensure visual consistency with the input image while being close to the target object in the feature space. Since the GAKer is class-agnostic yet model-agnostic, it can be regarded as a general tool that not only reveals the vulnerability of more DNNs but also identifies deficiencies of DNNs in a wider range of classes. Extensive experiments have demonstrated the effectiveness of our proposed method in generating adversarial examples for both known and unknown classes. Notably, compared with other generative methods, our method achieves an approximately " + }, + { + "bbox": [ + 159, + 289, + 452, + 530 + ], + "type": "inline_equation", + "content": "14.13\\%" + }, + { + "bbox": [ + 159, + 289, + 452, + 530 + ], + "type": "text", + "content": " higher attack success rate for unknown classes and an approximately " + }, + { + "bbox": [ + 159, + 289, + 452, + 530 + ], + "type": "inline_equation", + "content": "4.23\\%" + }, + { + "bbox": [ + 159, + 289, + 452, + 530 + ], + "type": "text", + "content": " higher success rate for known classes. Our code is available in https://github.com/VL-Group/GAKer." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "spans": [ + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "text", + "content": "Keywords: Targeted Adversarial Attack " + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "text", + "content": " Generator-based Attack " + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "text", + "content": " Black-box attack " + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 541, + 452, + 562 + ], + "type": "text", + "content": " Unknown Classes" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 585, + 229, + 597 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 585, + 229, + 597 + ], + "spans": [ + { + "bbox": [ + 132, + 585, + 229, + 597 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 611, + 481, + 635 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 611, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 130, + 611, + 481, + 635 + ], + "type": "text", + "content": "Deep neural networks (DNNs) have significantly advanced the field of artificial intelligence, achieving remarkable success in various domains, including image" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 643, + 223, + 653 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 643, + 223, + 653 + ], + "spans": [ + { + "bbox": [ + 133, + 643, + 223, + 653 + ], + "type": "text", + "content": "* Equal contribution." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 654, + 233, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 654, + 233, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 654, + 233, + 665 + ], + "type": "text", + "content": "\\*\\* Corresponding author" + } + ] + } + ], + "index": 12 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": "recognition [11], natural language processing [34,36], and AIGC [12,29]. Despite great success, DNNs have been shown to be significantly vulnerable to adversarial attacks [7,8,23,31], which misleads DNNs to fail by using adversarial examples, i.e., adding human-imperceptible perturbations into clean images. Thus, it is of great importance to understand the mechanism behind DNNs and design effective assessment methods [7, 8, 23, 31, 45] to identify deficiencies of DNNs before deploying them in security-sensitive applications." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 204, + 482, + 300 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 204, + 482, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 204, + 482, + 300 + ], + "type": "text", + "content": "In terms of the way of attacking, adversarial attacks generally can be divided into two categories. The first one is the untargeted attack [3, 4, 7, 15, 43, 45], where the goal of attackers is to fail DNNs. The second one is the targeted attack [5, 21, 44, 46], where attackers not only fail DNNs but also mislead them to recognize an image as the pre-specific target. Since the targeted attack with high flexibility poses a severe threat to security-sensitive applications, it has become a mainstream tool for vulnerability assessment of DNNs. Therefore, in this work, we focus on the study of targeted attacks." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 303, + 482, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 303, + 482, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 303, + 482, + 542 + ], + "type": "text", + "content": "Among the target attack methods, two technical branches exist for adversarial example generation. The first one is the iteration-based framework, which produces an adversarial example of each clean image in an iterative manner. This framework has shown to be susceptible to overfitting white-box models, and iteration-based strategy leads to a heavy computational overhead [5, 10, 44, 46]. In a different line of this, the second branch is the generator-based framework, which constructs an adversarial example by using a trained generative model and shows a great potential of transferability [5, 10, 44, 46]. However, the generator used in existing methods [21, 24, 25, 39, 46] is trained to adapt adversarial examples to known target classes only. As depicted in Fig. 1a and Fig. 1b, the trained generator is responsible for either only one class or a set of known classes. When it comes to an unknown target class (i.e., the class not seen during training), previous methods are not capable of generating relatively adversarial examples unless retraining the generator, thus limiting the comprehensive assessment of DNNs. To tackle this, one straightforward solution is to train a generator to adapt a vast number of target classes with a large-scale dataset (e.g., ImageNet-21k). However, as demonstrated in [44], the attack success rate of an adversarial example significantly degrades as the number of known classes increases. Hence, one question arises: how to design a generalized yet efficient assessment in which vulnerability of DNNs can be evaluated by any target classes?" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "To answer the above question, we study a more practical paradigm. As shown in Fig. 1c, any target object could be a good offense, and an adversarial example can be constructed from any target regardless of whether it is a known class or not. To achieve such generalization capability, we argue that extracting the major component of an object is the key to adversarial example generation. Motivated by this, we propose Generalized Adversarial AttacKER, termed (GAKer). The core idea behind the GAKer is to contaminate the latent representation of a clean image with the major component of the target object. To equip GAKer with the capability of latent infection, it jointly utilizes the latent representation of a clean image and the major component of the target object to" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 102 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": "generate the adversarial example. Then, the adversarial example generated from GAKer is optimized to remain visually consistent with the clean image, but the corresponding major component is dominated by the target object. Once trained, the GAKer has the ability to replace major components between two images without depending on specific class or targeted DNN, thus improving the generalization capability of DNN assessment. Comprehensive evaluations across diverse DNNs, encompassing standard models, adversially trained models, and vision-language foundation models, reveal that the proposed GAKer can effectively generate high-quality adversarial examples regardless of target classes. This demonstrates GAKer's generalization ability, making it a valuable tool for the adversarial robustness assessment of DNNs. In summary, three contributions are highlighted:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 268, + 479, + 314 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 268, + 479, + 314 + ], + "spans": [ + { + "bbox": [ + 138, + 268, + 479, + 314 + ], + "type": "text", + "content": "- We propose a novel Generalized Adversarial AttacKER, which is a general assessment tool since it can generate adversarial examples from any object. Without satisfying the visual appearance of an image, it can mislead any DNNs by latently changing the major components of an image." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 316, + 480, + 360 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 316, + 480, + 360 + ], + "spans": [ + { + "bbox": [ + 138, + 316, + 480, + 360 + ], + "type": "text", + "content": "- To our knowledge, this work, for the first time, explores the problem of generalized target adversarial attack. Our study reveals that changing the major components of an object is the key to the generalized assessment of DNNs." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "spans": [ + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "type": "text", + "content": "- Extensive experiments conducted on a wide range of DNNs demonstrate the generalizability of our proposed method for vulnerability assessment, especially under the setting of any targeted class. Particularly, our method has increased the targeted attack success rate by approximately " + }, + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "type": "inline_equation", + "content": "14.13\\%" + }, + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "type": "text", + "content": " for unknown classes and by approximately " + }, + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "type": "inline_equation", + "content": "4.23\\%" + }, + { + "bbox": [ + 138, + 364, + 479, + 434 + ], + "type": "text", + "content": " for known classes compared with other generator-based approaches." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 463, + 237, + 475 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 463, + 237, + 475 + ], + "spans": [ + { + "bbox": [ + 132, + 463, + 237, + 475 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 489, + 253, + 501 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 489, + 253, + 501 + ], + "spans": [ + { + "bbox": [ + 132, + 489, + 253, + 501 + ], + "type": "text", + "content": "2.1 Iterative Methods" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "Since the discovery of adversarial examples, most iterative methods are proposed, which utilize model gradients to iteratively add adversarial perturbations to specified images. These methods are mainly categorized as gradient-based optimization and input transformation. The gradient-based optimization aims to circumvent poor local optima by employing optimization techniques. MI-FGSM [3] and NI-FGSM [17] introduce momentum and Nesterov accelerated gradient into the iterative attack process to enhance black-box transferability, respectively. PI-FGSM [6] introduces patch-wise perturbations to better cover the discriminative region. VMI-FGSM [37] tunes the current gradient with the gradient variance from the neighborhood. RAP [26] advocates injecting worst-case perturbations at each step of the optimization procedure rather than minimizing the loss of individual adversarial points. The input transformation methods also increase adversarial transferability by preventing overfitting to the surrogate" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Example Generation via Generalized Latent Infection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 145, + 117, + 239, + 221 + ], + "blocks": [ + { + "bbox": [ + 145, + 117, + 239, + 221 + ], + "lines": [ + { + "bbox": [ + 145, + 117, + 239, + 221 + ], + "spans": [ + { + "bbox": [ + 145, + 117, + 239, + 221 + ], + "type": "image", + "image_path": "18a1053d1c77ebeac753088ba5ebcfcbb5367a3e4f943be1ac21ae2116f9a08d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 143, + 223, + 229, + 233 + ], + "lines": [ + { + "bbox": [ + 143, + 223, + 229, + 233 + ], + "spans": [ + { + "bbox": [ + 143, + 223, + 229, + 233 + ], + "type": "text", + "content": "(a) Single-target attack" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 260, + 117, + 354, + 221 + ], + "blocks": [ + { + "bbox": [ + 260, + 117, + 354, + 221 + ], + "lines": [ + { + "bbox": [ + 260, + 117, + 354, + 221 + ], + "spans": [ + { + "bbox": [ + 260, + 117, + 354, + 221 + ], + "type": "image", + "image_path": "9eb6fdf638dbd5c35b5e2082da7ac7de13abd5ad8cf1986634016fa19dca25c9.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 260, + 223, + 355, + 233 + ], + "lines": [ + { + "bbox": [ + 260, + 223, + 355, + 233 + ], + "spans": [ + { + "bbox": [ + 260, + 223, + 355, + 233 + ], + "type": "text", + "content": "(b) Multiple-target attack" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "lines": [ + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "spans": [ + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": "Fig. 1: The inference process of different generator-based targeted attacks. In the center of each scenario is the generator " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\mathcal{G}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": " that takes the model inputs at the top and aims to produce adversarial examples " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\pmb{x}^{\\prime}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": " at the bottom. The classes indicated within " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\mathcal{G}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": " (cat, dog, fish, bird) are the training classes. Blue lines denote known classes that are encountered during inference, and yellow lines denote unknown classes that were not present in the training data. Sub-figure (a) depicts a single-target attack where each generator is specialized for one class, thus can only attack that specific class. Sub-figure (b) demonstrates a multiple-target attack where the generator " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\mathcal{G}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": " takes a source image " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\pmb{x}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": " and known target labels (e.g., cat, dog) to create their adversarial examples " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\pmb{x}^{\\prime}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": ", but it fails to attack labels unknown to the training (e.g., fish, bird). Sub-figure (c) represents an arbitrary-target attack where " + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "inline_equation", + "content": "\\mathcal{G}" + }, + { + "bbox": [ + 130, + 241, + 482, + 385 + ], + "type": "text", + "content": " can utilize target images to craft adversarial examples capable of misleading the classifier into known and unknown classes (e.g., fish, bird), highlighting the generalization capability of this approach." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 380, + 116, + 477, + 221 + ], + "blocks": [ + { + "bbox": [ + 380, + 116, + 477, + 221 + ], + "lines": [ + { + "bbox": [ + 380, + 116, + 477, + 221 + ], + "spans": [ + { + "bbox": [ + 380, + 116, + 477, + 221 + ], + "type": "image", + "image_path": "98abddcf6a8627b8b4bbe110d683aa41d780e9e5c90a990e1f4cd5f329fd96ed.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 380, + 223, + 477, + 233 + ], + "lines": [ + { + "bbox": [ + 380, + 223, + 477, + 233 + ], + "spans": [ + { + "bbox": [ + 380, + 223, + 477, + 233 + ], + "type": "text", + "content": "(c) Arbitrary-target attack" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 408, + 482, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 408, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 408, + 482, + 481 + ], + "type": "text", + "content": "model. DI-FGSM [43] applies various input transformations to the clean images. SIT [38] applies a random image transformation onto each image block to generate a diverse set of images for gradient calculation. SU [40] introduces a feature similarity loss to encourage universal learned perturbations by maximizing the similarity between the global adversarial perturbation and randomly cropped local regions." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 500, + 264, + 511 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 500, + 264, + 511 + ], + "spans": [ + { + "bbox": [ + 131, + 500, + 264, + 511 + ], + "type": "text", + "content": "2.2 Generative Methods" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "type": "text", + "content": "Another branch of targeted attacks utilizes generators to craft adversarial examples. Compared with iterative-based attacks, generator-based attacks have several characteristics [8]: high efficiency with just a single model-forward pass at test time and superior generalizability through learning the target distribution rather than class-boundary information [21]. Thus, many generator-based targeted attack methods are proposed, which can divided into single-target and multi-target generator attacks. Notably, this work focuses on scenarios where black-box models are entirely inaccessible, so query-based generator attacks which requiring extensive querying are not within the scope of discussion." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Single-target Generative Methods: Early generative targeted attacks employed a single generator to attack a specific target, primarily aiming to enhance transferability across various models. Pourseed [25] proposes a gen-" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": "erator capable of producing image diagnostic and image-dependent perturbations for targeted attacks. Naseer [22] introduced a relativistic training objective to mislead networks trained on completely different domains. Furthermore, Naseer [21] matches the perturbed image distribution with that of the target class. TTAA [39] captures the distribution information of the target class from both label-wise and feature-wise perspectives to generate highly transferable targeted adversarial examples." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 482, + 368 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 482, + 368 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 482, + 368 + ], + "type": "text", + "content": "Multi-target Generative Methods: However, generator-based methods are confined to single-target attacks, which require training a generative model for each target class, resulting in considerable computational costs and inefficiency. Recently, exemplified by the introduction of the Multi-target Adversarial Network (MAN) framework [10], have revolutionized this landscape. MAN represents a paradigm shift by enabling the generation of adversarial examples across multiple target classes through a unified training process. Yang et al. [44] introduce a significant contribution by leveraging a hierarchical generative network. Through this design, they are able to train 20 generators, each trained for 50 target classes, thereby covering all 1000 classes in the ImageNet dataset. Gao et al. [5] proposes a generative targeted attack strategy named Easy Sample Matching Attack (ESMA), which exhibits a higher success rate for targeted attacks through generating perturbations towards High-Sample-Density-Regions of the target class." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 386, + 265, + 397 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 386, + 265, + 397 + ], + "spans": [ + { + "bbox": [ + 132, + 386, + 265, + 397 + ], + "type": "text", + "content": "2.3 Adversarial Defenses" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 407, + 482, + 574 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 574 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 574 + ], + "type": "text", + "content": "A primary class of defense methods processes adversarial images to break the perturbations. For instance, Guo et al. [9] introduces several techniques for input transformation, such as JPEG compression [9], to mitigate adversarial perturbations. R&P [41] employs random resizing and padding to reduce adversarial effects. HGD [16] develops a high-level representation guided denoiser to diminish the impact of adversarial disturbances. ComDefend [14] proposes an end-to-end image compression model to defend against adversarial examples. NRP [20] trains a neural representation purifier model that removes adversarial perturbations using automatically derived supervision. Another approach enhances resilience to attacks by incorporating adversarial examples into the training phase. For instance, Tramér et al. [35] bolster black-box robustness by utilizing adversarial examples generated from unrelated models. Similarly, Xie et al. [42] integrate feature denoising modules trained on adversarial examples to develop robustness in the white-box model." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 594, + 233, + 608 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 594, + 233, + 608 + ], + "spans": [ + { + "bbox": [ + 132, + 594, + 233, + 608 + ], + "type": "text", + "content": "3 Methodology" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 620, + 269, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 620, + 269, + 632 + ], + "spans": [ + { + "bbox": [ + 132, + 620, + 269, + 632 + ], + "type": "text", + "content": "3.1 Problem Formulation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Formally, let " + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\pmb{x}_s" + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": " denote a clean image, and " + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": " is the corresponding label. " + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_{\\phi}(\\cdot)" + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": " is the classifier with parameters " + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": ". The targeted attack aims to mislead the classifier" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Example Generation via Generalized Latent Infection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 481, + 302 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 481, + 302 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 481, + 302 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 481, + 302 + ], + "type": "image", + "image_path": "118ca03751f99e9827e6ef398565e908bad0af165ed0d067c26eda601e169696.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "lines": [ + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": "Fig. 2: The pipeline of our GAKer. We propose a generator-based method, GAKer, that can achieve attacks even when targeting classes unseen during training. During the training phase, we extract target features " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "f_{t}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " through a frozen " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_{\\psi}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " and inject them into the generator " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "\\mathcal{G}_{\\theta}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": ", then use " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "\\text{Clip}(\\cdot)" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " to constrain " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "x_{s}'" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " within the perturbation budget. " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "\\mathcal{G}_{\\theta}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " aims to minimize the cosine similarity between " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "f_{s}'" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "f_{t}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": ", as well as between " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "f_{\\delta}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "f_{t}" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": ". Due to our training strategy built on the feature distribution independent of the training classes, our generator can generate adversarial examples " + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "inline_equation", + "content": "x_{s}'" + }, + { + "bbox": [ + 130, + 311, + 482, + 399 + ], + "type": "text", + "content": " for unknown classes to attack the victim model." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "spans": [ + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "type": "text", + "content": "to output a specific target class from an adversarial example " + }, + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_s'" + }, + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "type": "text", + "content": " corresponding to the clean image " + }, + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_s" + }, + { + "bbox": [ + 130, + 421, + 482, + 445 + ], + "type": "text", + "content": ", as formulated as Eq. 1." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 219, + 451, + 481, + 466 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 451, + 481, + 466 + ], + "spans": [ + { + "bbox": [ + 219, + 451, + 481, + 466 + ], + "type": "interline_equation", + "content": "\\mathcal {F} _ {\\phi} \\left(\\boldsymbol {x} _ {s} ^ {\\prime}\\right) = y ^ {t}, \\quad \\text {s . t .} \\| \\boldsymbol {x} _ {s} ^ {\\prime} - \\boldsymbol {x} _ {s} \\| _ {\\infty} \\leq \\epsilon \\tag {1}", + "image_path": "06935ea1f8780a59a4b6e2662d09b72e0890e8b827b4216e42cd31c7b379afc6.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "type": "inline_equation", + "content": "y^{t}" + }, + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "type": "text", + "content": " represents a specific target class and it is often constrained as one of known classes, " + }, + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 472, + 482, + 495 + ], + "type": "text", + "content": " is the perturbation constraint." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 496, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 496, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 496, + 482, + 544 + ], + "type": "text", + "content": "In terms of arbitrary-target attack, it releases the constraint of the specific target class and aims to construct adversarial examples from any target regardless of whether it is from known classes or not. Given an arbitrary target image " + }, + { + "bbox": [ + 130, + 496, + 482, + 544 + ], + "type": "inline_equation", + "content": "\\pmb{x}_t" + }, + { + "bbox": [ + 130, + 496, + 482, + 544 + ], + "type": "text", + "content": ", the adversarial example generation is formulated as Eq. 2:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 214, + 551, + 481, + 566 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 214, + 551, + 481, + 566 + ], + "spans": [ + { + "bbox": [ + 214, + 551, + 481, + 566 + ], + "type": "interline_equation", + "content": "\\boldsymbol {x} _ {s} ^ {\\prime} = \\min (\\boldsymbol {x} _ {s} + \\epsilon , \\max (\\mathcal {G} (\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}), \\boldsymbol {x} _ {s} - \\epsilon)), \\tag {2}", + "image_path": "b06d85c4d5ed05856401e3e2737790914b49a2475461c339f59f0807481f22b2.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "spans": [ + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "inline_equation", + "content": "\\mathcal{G}_i" + }, + { + "bbox": [ + 130, + 571, + 482, + 608 + ], + "type": "text", + "content": " denotes a trained adversarial generator. Compared with the conventional targeted attack, the arbitrary-target attack is more challenging since it requires a generator with a strong generalization capability." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 623, + 329, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 623, + 329, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 623, + 329, + 635 + ], + "type": "text", + "content": "3.2 Generalized Adversarial Attacker" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "In this section, we introduce the details of the proposed Generalized Adversarial Attacker (GAKer). The overall pipeline is depicted in Fig. 2. Given a" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 92, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 92, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 92, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "content": "target object, the GAKer intends to contaminate latent representations of the clean image by utilizing major components of the target. It is worth noting that the target object can be either a one-hot class label or an image with the visual appearance of the object. Existing methods [5,10,44] use the label index or the one-hot label as the condition for targeted adversarial example generation. However, the one-hot label lacks visual characteristics, which leads a trained generator to memory class features, thus limiting the generalization capability. To incorporate richer target information, we use images of the target object as input for generating adversarial examples. Next, we divide classes into known classes and unknown classes " + }, + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "inline_equation", + "content": "\\mathbf{y} = \\mathbf{y}_{\\mathrm{known}} \\cup \\mathbf{y}_{\\mathrm{unknown}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "content": ". Then we select known classes as the training set (" + }, + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "inline_equation", + "content": "t \\sim \\mathbf{y}_{\\mathrm{known}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "content": ") and generate an adversarial example using relevant image " + }, + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "inline_equation", + "content": "\\mathbf{x}_t" + }, + { + "bbox": [ + 130, + 116, + 482, + 271 + ], + "type": "text", + "content": " of the target. The objective function is represented as Eq. 3:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 236, + 274, + 481, + 290 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 236, + 274, + 481, + 290 + ], + "spans": [ + { + "bbox": [ + 236, + 274, + 481, + 290 + ], + "type": "interline_equation", + "content": "\\underset {\\theta} {\\min } \\mathbb {E} _ {\\left(\\boldsymbol {x} _ {s} \\sim \\mathcal {X} _ {s}, t \\sim \\mathcal {Y} _ {\\text {k n o w n}}\\right)} \\left[ \\mathcal {L} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) \\right], \\tag {3}", + "image_path": "4f16ebdeef1669cd5f2cffd336afe2896eb9a361bda46200f10a522f1d4f6224.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathcal{L}" + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "text", + "content": " is the loss function, " + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_{\\psi}(\\cdot)" + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "text", + "content": " is the pretrained feature extractor, and " + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathcal{G}_{\\theta}" + }, + { + "bbox": [ + 131, + 298, + 482, + 346 + ], + "type": "text", + "content": " is our arbitrary-target generator (see Sec. 3.3 for detailed architecture). To generalize to unknown target classes during the inference phase, we use cosine distance as the loss function instead of cross-entropy:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 238, + 357, + 481, + 383 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 357, + 481, + 383 + ], + "spans": [ + { + "bbox": [ + 238, + 357, + 481, + 383 + ], + "type": "interline_equation", + "content": "\\mathcal {D} _ {\\text {c o s}} \\left(f _ {s} ^ {\\prime}, f _ {t}\\right) = 1 - \\frac {f _ {s} ^ {\\prime} \\cdot f _ {t}}{\\| f _ {s} ^ {\\prime} \\| _ {2} \\cdot \\| f _ {t} \\| _ {2}}, \\tag {4}", + "image_path": "a7520ee9b08c3ff261556deb527626699bde056a68115ce20f9377a7829f5d03.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "spans": [ + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "inline_equation", + "content": "f_{s}^{\\prime} = \\mathcal{F}_{\\psi}(\\pmb{x}_{s}^{\\prime})" + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "inline_equation", + "content": "f_{t} = \\mathcal{F}_{\\psi}(\\pmb{x}_{t})" + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "text", + "content": ". In addition, an identical learning objective is used to constraint the feature of adversarial perturbation " + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\delta = \\pmb{x}_{s}^{\\prime} - \\pmb{x}_{s}" + }, + { + "bbox": [ + 131, + 392, + 482, + 429 + ], + "type": "text", + "content": " and the feature of the target object:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 196, + 439, + 480, + 466 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 196, + 439, + 480, + 466 + ], + "spans": [ + { + "bbox": [ + 196, + 439, + 480, + 466 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\mathcal {L} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) = \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right)\\right), \\mathcal {F} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right) \\\\ + \\alpha \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right), \\boldsymbol {x} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right) + \\alpha \\mathcal {D} _ {\\cos} \\left(\\mathcal {F} _ {\\psi} \\left(\\mathcal {G} _ {\\theta} \\left(\\boldsymbol {x} _ {s}, \\boldsymbol {x} _ {t}\\right) - \\boldsymbol {x} _ {s}\\right), \\mathcal {F} _ {\\psi} \\left(\\boldsymbol {x} _ {t}\\right)\\right), \\right. \\tag {5} \\\\ \\end{array}", + "image_path": "1422a4f82c9d5a5389d4041dce2e076386847790e2dab838d00c3a70890d1347.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "spans": [ + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "inline_equation", + "content": "f_{\\delta} = \\mathcal{F}_{\\psi}(\\delta)" + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "text", + "content": " denotes the hyper-parameter (see Appendix C for the effect of " + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 476, + 482, + 514 + ], + "type": "text", + "content": "). The entire training process is independent of specific target classes, enabling adaptation to unknown classes, including those from different datasets." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 534, + 242, + 545 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 534, + 242, + 545 + ], + "spans": [ + { + "bbox": [ + 132, + 534, + 242, + 545 + ], + "type": "text", + "content": "3.3 Latent Infection" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "This section describes how to inject target features into the source image in the latent feature space. There are two major modules in GAKer: the Feature Extractor " + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{F}_{\\psi}" + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": " and the Generator " + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{G}_{\\theta}" + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": ", as shown in the Fig. 2. The Feature Extractor is adapted from a pretrained model by removing the classification head. It is specialized for extracting feature vectors from input images. During the training, the weights of this module are frozen. We employ a UNet [5] as the basic architecture of the generator. It is designed to generate adversarial examples by using clean images with features of the target object obtained from the Feature Extractor." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Example Generation via Generalized Latent Infection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 299, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 299, + 344 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 299, + 344 + ], + "type": "text", + "content": "As depicted in Fig. 3, the latent infection involves a two-step process. First, features of the target object are processed through the Feature Transform Module (FTM), which adopts a Linear-GELU-Linear sequence to enhance their representational capacity. Second, these enhanced features are combined with the features of the clean image. Particularly, the Dimension Matching Module (DMM), which consists of a Linear-GELU layer, is used to align dimensions for two features. With the designed architecture, the generator is optimized to extract major components from the target object, and learns to replace the major components of the clean image with that of the target object." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 364, + 224, + 377 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 364, + 224, + 377 + ], + "spans": [ + { + "bbox": [ + 132, + 364, + 224, + 377 + ], + "type": "text", + "content": "4 Experiment" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 391, + 272, + 403 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 391, + 272, + 403 + ], + "spans": [ + { + "bbox": [ + 132, + 391, + 272, + 403 + ], + "type": "text", + "content": "4.1 Experimental Settings" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 413, + 481, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 481, + 436 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 481, + 436 + ], + "type": "text", + "content": "Datasets. We train our models on the ImageNet training set [2]. Correspondingly, we evaluate the performance on the ImageNet val set." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 521 + ], + "type": "text", + "content": "Networks. We consider several models, including DenseNet-121 (Dense-121) [13], ResNet-50 (Res-50) [11] and VGG-19 as surrogate models. We select various black-box models, i.e., ResNet-152 (Res-152) [11], VGG-19 [28], Inception-v3 (Inc-v3) [30], ViT [32], DeiT [33] and CLIP [27], for testing the transferability of attacks. Additionally, we evaluate the proposed method on defense models, including Inc-v3adv, Inc-v3ens3, Inc-v3ens4, IncRes-v2ens [35], and Large Vision-Language Models (LVLM) such as LLaVA [18, 19] and Qwen-VL [1]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 605 + ], + "type": "text", + "content": "Baselines. For iterative attacks, we compare our method with MI [3] and the advanced method SU [40], which is competitive in target settings. For single-target generative attacks, we choose TTP [21] as the method for comparison with our approach. Specifically, we train multiple TTP models to accomplish multi-target attacks. For multi-target generative attacks, we choose HGN [44] and ESMA [5]. Both of these methods, along with ours, only require training a single generator to perform attacks on multiple targets." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Implementation details. In all experiments, the perturbation constraint " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is set to 16, the number of known classes " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is set to 200, the " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is set to 0.5 and the number of samples in each known class " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " is 325. We train the generator with an AdamW optimizer for 20 epochs. For the MI method, we set the decay factor " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mu" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " to 1. For the SU method, we perform the combinational attack of DTMI [3,43]" + } + ] + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 324, + 118, + 465, + 217 + ], + "blocks": [ + { + "bbox": [ + 324, + 118, + 465, + 217 + ], + "lines": [ + { + "bbox": [ + 324, + 118, + 465, + 217 + ], + "spans": [ + { + "bbox": [ + 324, + 118, + 465, + 217 + ], + "type": "image", + "image_path": "c2c3243664c558f417d95fee1e223b74cce405a8864096b121605c5de11b1370.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 225, + 482, + 313 + ], + "lines": [ + { + "bbox": [ + 304, + 225, + 482, + 313 + ], + "spans": [ + { + "bbox": [ + 304, + 225, + 482, + 313 + ], + "type": "text", + "content": "Fig.3: Schematic diagram of feature insertion into each ResBlock of a UNet. The features are first transformed by the Feature Transform Module (FTM), followed by dimension matching through the Dimension Matching Module (DMM) layers before being integrated into each ResBlock of the UNet." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 157, + 480, + 253 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Targeted Attack Success Rates on Unknown Classes. We report targeted attack success rates (\\%) of each method and the leftmost model column denotes the substitute model (\"*\") means white-box attack results)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 157, + 480, + 253 + ], + "lines": [ + { + "bbox": [ + 135, + 157, + 480, + 253 + ], + "spans": [ + { + "bbox": [ + 135, + 157, + 480, + 253 + ], + "type": "table", + "html": "
ModelAttacks CleanRes-50 0.03Res-152 0.01VGG-19 0.00Dense-121 0.03Inc-v3 0.05ViT 0.00DeiT 0.00CLIP 0.02Avg 0.02
Res-50HGN0.05*0.140.150.060.040.050.060.100.08
GAKer (Ours)41.69*23.0526.0223.805.851.444.994.3616.40
VGG-19HGN0.080.100.08*0.100.040.040.040.100.07
GAKer (Ours)11.055.4143.25*13.333.200.512.552.2810.20
Dense-121HGN0.060.050.090.05*0.000.030.010.050.04
GAKer (Ours)23.1017.2825.1740.31*7.232.607.564.4915.97
", + "image_path": "ff7158713e45f5a619f4300b436a8945292743ba8963460e8334bbf579efcf11.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 273, + 482, + 334 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 273, + 482, + 334 + ], + "spans": [ + { + "bbox": [ + 130, + 273, + 482, + 334 + ], + "type": "text", + "content": "and SU [40]. For both iterative methods, we employ the logit loss and set the number of iterations to 300 steps. For multi-target generative attacks, such as HGN and ESMA, and our method, only one model needs to be trained to achieve attacks on multiple target classes. Detailed training costs and implementation specifics are provided in Appendix A and Appendix B, respectively." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 348, + 228, + 360 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 348, + 228, + 360 + ], + "spans": [ + { + "bbox": [ + 131, + 348, + 228, + 360 + ], + "type": "text", + "content": "4.2 Main Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 366, + 482, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 437 + ], + "type": "text", + "content": "Results on Unknown Classes. Compared with existing generator-based attacks, the best innovation of our method is the ability to attack unknown classes. We select 200 classes as known classes and the remaining 800 classes as unknown classes from ImageNet. Then we train the generator with the known classes and evaluate the targeted attack success rate on unknown classes. Notably, only HGN and our method can be evaluated on unknown classes." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "type": "text", + "content": "As shown in Tab. 1, our method significantly outperforms HGN, highlighting the superior transferability of our approach. For instance, with a substitute model of ResNet-50 and a black-box model of VGG-19, our method achieves a success rate of " + }, + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "type": "inline_equation", + "content": "41.69\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "type": "text", + "content": " on unknown classes, while HGN only achieves " + }, + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "type": "inline_equation", + "content": "0.05\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 533 + ], + "type": "text", + "content": ". This result underscores the limitation of existing methods in generating targeted adversarial examples for unknown classes, while our method demonstrates effective generalization to such classes. Separate average results on all unknown classes can be found in Appendix D." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 487, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 487, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 487, + 641 + ], + "type": "text", + "content": "Results on Known Classes. For evaluation on known classes, we compare our method with state-of-the-art iterative-based method (SU), single-target generator-based attacks (TTP), and multi-target generator-based attacks (HGN, ESMA). All multi-target generator-based attacks (HGN, ESMA, and our method) are trained on the same 200 classes. Due to the TTP method requiring training a model for each target class, the cost of training 200 models is prohibitively high. Therefore, we randomly select 10 classes from the 200 classes and train 10 TTP models separately for each substitute model (TTP-10). We then test our method on the same 10 classes (GAKer-10)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Table 2 shows the targeted attack success rates on known classes for each method. Compared with the iterative-based method SU, our method achieves" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Example Generation via Generalized Latent Infection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 157, + 479, + 370 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 2: Targeted Transfer Success Rates on Known Classes. We report targeted attack success rates (\\%) of each method and the leftmost model column denotes the substitute model (\"*\") means white-box attack results)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 157, + 479, + 370 + ], + "lines": [ + { + "bbox": [ + 135, + 157, + 479, + 370 + ], + "spans": [ + { + "bbox": [ + 135, + 157, + 479, + 370 + ], + "type": "table", + "html": "
ModelAttacksRes-50Res-152VGG-19Dense-121Inc-v3ViTDeiTCLIPAvg
Clean0.020.020.010.030.030.020.020.010.02
Res-50MI99.35*16.554.1012.100.650.600.650.1516.77
SU99.45*83.1575.6081.1514.958.1521.806.9048.89
HGN87.06*55.6852.0964.5924.0916.3629.356.7141.99
ESMA95.60*83.2281.9882.5440.1428.0155.4524.0861.37
GAKer (Ours)96.61*83.3682.2081.9534.2720.8450.3120.1358.71
TTP-1097.80*77.8073.0079.0044.0033.1044.0019.4058.51
GAKer-10 (Ours)98.10*88.2090.6086.0045.2028.7062.0024.5065.41
VGG-19MI3.101.4096.85*3.600.300.200.550.3513.29
SU26.3514.2996.90*26.054.102.205.894.6022.55
HGN28.5016.6590.15*33.056.956.0013.502.9524.72
ESMA27.3017.8595.39*35.804.855.3516.706.1226.17
GAKer (Ours)30.0018.0297.61*33.3810.763.3611.654.7526.22
TTP-1050.1037.5098.20*48.8017.2013.4020.0010.6036.98
GAKer-10 (Ours)32.0016.5093.80*32.7012.003.0510.054.0025.51
Dense-121MI10.255.855.1599.55*1.000.651.200.5015.52
SU65.2049.7059.9099.55*14.907.6519.356.0040.28
HGN53.4840.1550.6790.11*23.3213.9222.355.0037.38
ESMA43.0134.7442.6181.52*11.749.8923.476.2431.65
GAKer (Ours)70.2661.1269.8390.91*30.8122.1543.8116.4150.66
TTP-1086.7076.5082.8097.90*49.2044.1057.0024.6064.85
GAKer-10 (Ours)74.4070.2082.8993.20*42.8028.9960.0023.1059.45
", + "image_path": "6864218e1ac80c2d49d63b1bfe76712d84c8c5b964a9893a5c32dc5530b74d70.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "content": "higher targeted attack success rates on black-box models. For example, if the substitute model is Dense-121, our method performs " + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "inline_equation", + "content": "10.38\\%" + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "content": " better than SU on average across different models. For generator-based attacks, our GAKer also achieves a similar attack success rate to the ESMA method, outperforming the HGN method. Notably, our method improves performance on several models by an average of " + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "inline_equation", + "content": "10.5\\%" + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "inline_equation", + "content": "5.47\\%" + }, + { + "bbox": [ + 130, + 395, + 482, + 468 + ], + "type": "text", + "content": " over HGN and ESMA, respectively." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 487, + 288, + 498 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 487, + 288, + 498 + ], + "spans": [ + { + "bbox": [ + 132, + 487, + 288, + 498 + ], + "type": "text", + "content": "4.3 Results on Other Models" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 510, + 481, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 481, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 481, + 533 + ], + "type": "text", + "content": "To further evaluate the generalization ability of our method, we also test our method on defense models and Large Vision-Language Models (LVLM)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": "Results on Defense Models. In addition to attacking normally trained models, we evaluate the attack performance of various methods on adversarially trained models when using ResNet50 as the white-box model. As shown in Tab. 3, our method surpasses the HGN method in attacking targets in unknown and known classes. For example, with the defense model as Inc-v3adv, we outperform HGN by " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "6.46\\%" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": " in terms of target success rate on the known classes. On the unknown classes, HGN cannot achieve an attack at all, similar to the performance of the clean samples, whereas our GAKer still exhibits an attack success rate of " + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "inline_equation", + "content": "5.95\\%" + }, + { + "bbox": [ + 130, + 534, + 482, + 666 + ], + "type": "text", + "content": ". This result indicates that our generator has discovered more common model vulnerabilities, regardless of whether the model has been specifically trained for defense." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 146, + 157, + 465, + 216 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "type": "text", + "content": "Table 3: Targeted Transfer Success Rates on Defense Models. Targeted success rates (\\%) for each attack method using Res-50 as the substitute model (known classes / unknown classes)." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 146, + 157, + 465, + 216 + ], + "lines": [ + { + "bbox": [ + 146, + 157, + 465, + 216 + ], + "spans": [ + { + "bbox": [ + 146, + 157, + 465, + 216 + ], + "type": "table", + "html": "
AttacksInc-v3advInc-v3ens3Inc-v3ens4IncRes-v2ens
Clean0.03/0.040.04/0.030.02/0.010.03/0.03
HGN29.22/0.0626.24/0.0624.88/0.0721.69/0.04
GAKer (Ours)35.68/5.9529.60/4.1023.66/3.3825.25/3.21
", + "image_path": "41abda78ab71fceb015ff753879bd2deb9b7dfaa214898580f138deb6cc30595.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 135, + 269, + 479, + 339 + ], + "blocks": [ + { + "bbox": [ + 130, + 225, + 482, + 259 + ], + "lines": [ + { + "bbox": [ + 130, + 225, + 482, + 259 + ], + "spans": [ + { + "bbox": [ + 130, + 225, + 482, + 259 + ], + "type": "text", + "content": "Table 4: Attack Success Rates for Unknown Classes on LVLM. We report attack success rates (\\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates)" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 269, + 479, + 339 + ], + "lines": [ + { + "bbox": [ + 135, + 269, + 479, + 339 + ], + "spans": [ + { + "bbox": [ + 135, + 269, + 479, + 339 + ], + "type": "table", + "html": "
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.77/8.159.03/7.025.77/8.159.03/7.025.77/8.159.03/7.02
SU20.16/35.3618.77/42.7319.59/28.7617.83/32.7320.40/33.3518.13/46.80
HGN24.98/12.5020.76/13.8522.12/12.2720.76/13.8523.65/12.7920.23/14.34
GAKer (Ours)33.82/52.6023.41/56.4536.71/54.4327.54/60.4139.86/36.3124.50/41.61
", + "image_path": "54aef6fe4d43ad4e6b1c22a94246d46f6a60f984d38cdbf8db6e066664743f07.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 361, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 482, + 422 + ], + "type": "text", + "content": "Results on Large Vision-Language Models. The growing importance of Large Vision-Language Models (LVLM), including LLaVA [18, 19] and Qwen-VL [1], has been noted in recent times. Our research examines how well our method can be adapted for use with these LVLMs. Specifically, we test multiple templates on LVLMs to reduce the impact of prompt bias:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 430, + 480, + 500 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 138, + 430, + 480, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 430, + 480, + 452 + ], + "spans": [ + { + "bbox": [ + 138, + 430, + 480, + 452 + ], + "type": "text", + "content": "- Is there any (origin class / target class) in this image? Please begin answer with 'Yes,' or 'No.'" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 453, + 480, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 453, + 480, + 475 + ], + "spans": [ + { + "bbox": [ + 138, + 453, + 480, + 475 + ], + "type": "text", + "content": "- Does this image contain any (origin class / target class)? Please begin answer with 'Yes,' or 'No.'" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 138, + 478, + 480, + 500 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 478, + 480, + 500 + ], + "spans": [ + { + "bbox": [ + 138, + 478, + 480, + 500 + ], + "type": "text", + "content": "- In this image, is there a (origin class / target class) present? Please begin answer with 'Yes,' or 'No.'" + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "We then assessed the effectiveness of our approach by calculating both the untargeted and targeted attack success rates against LVLMs. We define the untargeted attack success rate as the percentage of adversarial examples that mislead the model into failing to recognize the original class. The targeted attack success rate is defined as the percentage of adversarial examples that are misclassified into the target class. As shown in Tab. 4 and Tab. 5, our method achieves higher targeted attack success rates on LVLM than HGN. For example, when the substitute model is Res-50 and the target is unknown classes, our method achieves " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "52.60\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "56.45\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " targeted attack success rates on LLaVA and Qwen-VL, respectively, while HGN only achieves " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "12.50\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "13.85\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ". This result demonstrates that even when using a \"small\" substitute model like Res-50, our method can successfully attack \"large\" models such as Qwen-VL and LLaVA. We also show some cases on GPT-4V, which can be found in Appendix E." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Example Generation via Generalized Latent Infection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 157, + 480, + 237 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 149 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 149 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 149 + ], + "type": "text", + "content": "Table 5: Attack Success Rates for Known Classes on LVLM. We report attack success rates (\\%) of each method and the topmost row denotes the substitute model. (untargeted attack success rates / targeted attack success rates)" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 157, + 480, + 237 + ], + "lines": [ + { + "bbox": [ + 135, + 157, + 480, + 237 + ], + "spans": [ + { + "bbox": [ + 135, + 157, + 480, + 237 + ], + "type": "table", + "html": "
Substitute ModelsRes-50Dense-121VGG-19
Black-boxQwen-VLLLaVAQwen-VLLLaVAQwen-VLLLaVA
Clean5.15/10.338.43/7.425.15/10.338.43/7.425.15/10.338.43/7.42
SU20.10/42.2818.78/46.0219.70/35.6717.13/37.2820.53/38.7718.38/48.88
HGN22.95/36.5718.67/34.3521.70/31.1318.22/29.7822.80/28.8716.15/30.95
ESMA50.07/70.5333.67/66.0540.60/41.7328.97/31.1238.68/54.0223.48/45.75
GAKer (Ours)35.20/73.6224.32/73.3747.60/63.1027.30/72.0045.00/42.5026.95/44.90
", + "image_path": "9974b30e9edc1cdb6a8df06b4270d484baeaf3bf7c223845baaeaeb1de955c7e.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 262, + 238, + 275 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 262, + 238, + 275 + ], + "spans": [ + { + "bbox": [ + 132, + 262, + 238, + 275 + ], + "type": "text", + "content": "4.4 Ablation Study" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 290, + 479, + 314 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 290, + 479, + 314 + ], + "spans": [ + { + "bbox": [ + 130, + 290, + 479, + 314 + ], + "type": "text", + "content": "This section discusses how different parameter selections in training dataset construction impact the generator's attack capability." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 316, + 480, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 480, + 339 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 480, + 339 + ], + "type": "text", + "content": "Numbers of Known Classes. Figure 4 demonstrates the impact of the number " + }, + { + "bbox": [ + 130, + 316, + 480, + 339 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 316, + 480, + 339 + ], + "type": "text", + "content": " of known classes on the generator's performance. Specifically, to mitigate" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 340, + 298, + 530 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 298, + 530 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 298, + 530 + ], + "type": "text", + "content": "the impact of adding new classes as the number of known classes increases, we evaluate targeted attack success rate on a common set of 10 known classes and 500 common unknown classes. When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches " + }, + { + "bbox": [ + 130, + 340, + 298, + 530 + ], + "type": "inline_equation", + "content": "49.45\\%" + }, + { + "bbox": [ + 130, + 340, + 298, + 530 + ], + "type": "text", + "content": " on 500 unknown classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and training cost." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 532, + 298, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 532, + 298, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 532, + 298, + 590 + ], + "type": "text", + "content": "When N is 10 or 50, the attack success rate on unknown classes is low due to limited training data. With N increased to 500, the white-box success rate reaches " + }, + { + "bbox": [ + 130, + 532, + 298, + 590 + ], + "type": "inline_equation", + "content": "49.45\\%" + }, + { + "bbox": [ + 130, + 532, + 298, + 590 + ], + "type": "text", + "content": " on 500 un" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 592, + 479, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 592, + 479, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 592, + 479, + 628 + ], + "type": "text", + "content": "known classes. Despite higher training costs, performance does not significantly improve with more known classes. Therefore, N is set to 200 to balance performance and cost." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "content": "Strategies for Choosing Known Classes. Previous work [44] on multi-target generators has highlighted the importance of not only determining the number of target classes but also selecting which target classes to attack. When there" + } + ] + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 316, + 365, + 471, + 473 + ], + "blocks": [ + { + "bbox": [ + 316, + 365, + 471, + 473 + ], + "lines": [ + { + "bbox": [ + 316, + 365, + 471, + 473 + ], + "spans": [ + { + "bbox": [ + 316, + 365, + 471, + 473 + ], + "type": "image", + "image_path": "320be9e2b79cf3dcab174c382d949ec0f1564647712bd8c7eaf1e45004e69edb.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 484, + 482, + 562 + ], + "lines": [ + { + "bbox": [ + 304, + 484, + 482, + 562 + ], + "spans": [ + { + "bbox": [ + 304, + 484, + 482, + 562 + ], + "type": "text", + "content": "Fig. 4: Comparison of targeted attack success rates across a range of known classes. The Res-50 serves as the substitute model, while the performance of black-box models, including Res-152, VGG-19, and Dense-121, is evaluated for both known (K) and unknown (U) classes." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 101 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "are significant differences between the selected target classes, the generator can achieve a better targeted attack success rate." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": "We introduce a similarity greedy algorithm to select a set of classes with the largest feature differences. To simplify, we represent each target class using the average of its image features and measure the similarity using cosine similarity. Specifically, the algorithm starts by randomly selecting an initial feature vector as the first class and adds it to the selected group. It then iteratively selects a vector from the remaining pool that has the lowest average cosine similarity to the vectors in the selected group. We add this selected class to the selected group and repeat the process until achieve the specified number of target classes." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 271, + 298, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 298, + 450 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 298, + 450 + ], + "type": "text", + "content": "We conduct multiple experiments to eliminate the randomness introduced by the initial selection. To validate our selection method's effectiveness, we compare it with randomly selecting strategy. Figure 5 illustrates that our method significantly outperforms random selection on known classes. Compared with the random strategy, we achieve a success rate increase of " + }, + { + "bbox": [ + 130, + 271, + 298, + 450 + ], + "type": "inline_equation", + "content": "16.52\\%" + }, + { + "bbox": [ + 130, + 271, + 298, + 450 + ], + "type": "text", + "content": " on black-box model Res-152 when the substitute model is Res-50. This demonstrates the necessity of selecting known classes and the effectiveness of our selecting method." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 305, + 284, + 465, + 398 + ], + "blocks": [ + { + "bbox": [ + 305, + 284, + 465, + 398 + ], + "lines": [ + { + "bbox": [ + 305, + 284, + 465, + 398 + ], + "spans": [ + { + "bbox": [ + 305, + 284, + 465, + 398 + ], + "type": "image", + "image_path": "39364a8231d51aa4ea5015c5b1dc58798ed26658dc4057a1b2123452301b5305.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 406, + 482, + 440 + ], + "lines": [ + { + "bbox": [ + 304, + 406, + 482, + 440 + ], + "spans": [ + { + "bbox": [ + 304, + 406, + 482, + 440 + ], + "type": "text", + "content": "Fig.5: Comparison of targeted attack transfer success rates under different known classes selection strategies." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 462, + 298, + 485 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 462, + 298, + 485 + ], + "spans": [ + { + "bbox": [ + 131, + 462, + 298, + 485 + ], + "type": "text", + "content": "Numbers of Sample in Each Known Class. We observe that" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": "noisy images, such as those with occlusion or blurring, can decrease performance. To validate this, we employ three selection methods to form groups, each comprising 325 images: low quality (largest classification loss), high quality (lowest loss), and random. Figure 6(a) demonstrates that image quality significantly impacts the attack success rate. Consequently, we prioritize training images by their classification loss, favoring those with the lowest losses. Specifically, we experiment with different numbers of images (" + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "inline_equation", + "content": "M \\in \\{1, 130, 325, 650, 1300\\}" + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": ") for each known class, as illustrated in Figure 6(b). When the number of images (M) is less than 325, the performance is lower, likely because the generator could not capture the full breadth of class characteristics. Conversely, when M exceeds 325, the attack success rate slightly decreased, potentially due to the inclusion of more noisy images. Thus, we ultimately select 325 as the optimal number of samples for each known class. This choice yields a maximum attack success rate of " + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "inline_equation", + "content": "41.69\\%" + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": " for the unknown class in the ResNet-50 model. This finding underscores the equal importance of both the quantity and quality of training samples." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 180, + 91, + 448, + 102 + ], + "type": "text", + "content": "Adversarial Example Generation via Generalized Latent Infection" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 272, + 202 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 272, + 202 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 272, + 202 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 272, + 202 + ], + "type": "image", + "image_path": "15a7af9fb4c20fc6d55d016aa60de5f6cb4ff0cdb6db9f0234ffee29726fc041.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 182, + 202, + 239, + 210 + ], + "lines": [ + { + "bbox": [ + 182, + 202, + 239, + 210 + ], + "spans": [ + { + "bbox": [ + 182, + 202, + 239, + 210 + ], + "type": "text", + "content": "(a) Sample quality" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 272, + 114, + 480, + 203 + ], + "blocks": [ + { + "bbox": [ + 272, + 114, + 480, + 203 + ], + "lines": [ + { + "bbox": [ + 272, + 114, + 480, + 203 + ], + "spans": [ + { + "bbox": [ + 272, + 114, + 480, + 203 + ], + "type": "image", + "image_path": "af2a387c0048ec3f02aed2cc780ef3fc681df0c921359e9f68e360a91f1984f3.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 318, + 203, + 384, + 211 + ], + "lines": [ + { + "bbox": [ + 318, + 203, + 384, + 211 + ], + "spans": [ + { + "bbox": [ + 318, + 203, + 384, + 211 + ], + "type": "text", + "content": "(b) Number of Samples" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 220, + 480, + 243 + ], + "lines": [ + { + "bbox": [ + 131, + 220, + 480, + 243 + ], + "spans": [ + { + "bbox": [ + 131, + 220, + 480, + 243 + ], + "type": "text", + "content": "Fig. 6: Comparisons of targeted attack success rates at sample quality and different numbers of targeted images per known class." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 262, + 220, + 275 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 262, + 220, + 275 + ], + "spans": [ + { + "bbox": [ + 132, + 262, + 220, + 275 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 286, + 482, + 405 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 286, + 482, + 405 + ], + "spans": [ + { + "bbox": [ + 130, + 286, + 482, + 405 + ], + "type": "text", + "content": "Generator-based targeted attacks are able to mislead DNNs to any target they have been trained on, showing their dangers. For the first time, we find that the attack also extends to untrained unknown classes, and the extent of its potential harm is revealed. We propose the Generalized Adversarial attacker, which injects target feature into adversarial examples to attack unknown classes. Through comprehensive experiments across standard, defense, and large vision-language models, we demonstrate that our method can effectively attack unknown and known classes across models. We hope our work will draw attention to the potential dangers of generator-based targeted attacks and inspire future research in this area." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 422, + 338, + 437 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 422, + 338, + 437 + ], + "spans": [ + { + "bbox": [ + 132, + 422, + 338, + 437 + ], + "type": "text", + "content": "6 Societal Impacts & Limitation." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 445, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 517 + ], + "type": "text", + "content": "Societal Impacts. Previous research on generator-based target attacks requires the attacker to know the target class. Our proposed algorithm allows successful targeted attacks without this information, highlighting the risk of relying solely on dataset and model confidentiality for security. Moreover, our method's success on unknown classes reveals inherent model vulnerabilities, offering new insights for advancing security." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 517, + 482, + 566 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 517, + 482, + 566 + ], + "spans": [ + { + "bbox": [ + 130, + 517, + 482, + 566 + ], + "type": "text", + "content": "Limitation. While our method validates the possibility of attacking unknown classes using generator-based methods, the gap in target attack success rates between known and unknown classes still exists. In the future, we will focus on analyzing the reasons for this difference." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 582, + 247, + 596 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 582, + 247, + 596 + ], + "spans": [ + { + "bbox": [ + 132, + 582, + 247, + 596 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "This study is supported by grants from the National Natural Science Foundation of China (Grant No. 62122018, No. 62020106008, No. U22A2097, No. U23A20315), Kuaishou, and SongShan Laboratory YYJC012022019. It is also supported by the Postdoctoral Fellowship Program of CPSF under Grant Number GZB20240114." + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 217, + 100 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 198, + 127 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 140, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 26, + "blocks": [ + { + "bbox": [ + 138, + 140, + 481, + 172 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 140, + 481, + 172 + ], + "spans": [ + { + "bbox": [ + 138, + 140, + 481, + 172 + ], + "type": "text", + "content": "1. 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In: CVPR (2023)" + } + ] + } + ], + "index": 24 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "16" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "Y.Sun et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 15 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_content_list.json b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..0a536191316f0cab6f6a240fe7a3b5020b9b3e91 --- /dev/null +++ b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_content_list.json @@ -0,0 +1,1501 @@ +[ + { + "type": "text", + "text": "Any2Point: Empowering Any-modality Large Models for Efficient 3D Understanding", + "text_level": 1, + "bbox": [ + 243, + 141, + 759, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Yiwen Tang $^{1,2*}$ , Ray Zhang $^{3*}$ , Jiaming Liu $^{4*}$ , Zoey Guo $^{3*}$ , Bin Zhao $^{1,2\\dagger}$ , Zhigang Wang $^{1}$ , Peng Gao $^{1}$ , Hongsheng Li $^{3}$ , Dong Wang $^{1\\dagger}$ , and Xuelong Li $^{5}$", + "bbox": [ + 287, + 210, + 715, + 258 + ], + "page_idx": 0 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "$^{1}$ Shanghai AI Laboratory $^{2}$ Northwestern Polytechnical University", + "3The Chinese University of Hong Kong 4Peking University 5TeleAI" + ], + "bbox": [ + 267, + 268, + 715, + 297 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Large foundation models have recently emerged as a prominent focus of interest, attaining superior performance in widespread scenarios. Due to the scarcity of 3D data, many efforts have been made to adapt pre-trained transformers from vision to 3D domains. However, such 2D-to-3D approaches are still limited, due to the potential loss of spatial geometries and high computation cost. More importantly, their frameworks are mainly designed for 2D models, lacking a general any-to-3D paradigm. In this paper, we introduce Any2Point, a parameter-efficient method to empower any-modality large models (vision, language, audio) for 3D understanding. Given a frozen transformer from any source modality, we propose a 3D-to-any (1D or 2D) virtual projection strategy that correlates the input 3D points to the original 1D or 2D positions within the source modality. This mechanism enables us to assign each 3D token with a positional encoding paired with the pre-trained model, which avoids 3D geometry loss caused by the true projection and better motivates the transformer for 3D learning with 1D/2D positional priors. Then, within each transformer block, we insert an any-to-3D guided adapter module for parameter-efficient fine-tuning. The adapter incorporates prior spatial knowledge from the source modality to guide the local feature aggregation of 3D tokens, compelling the semantic adaption of any-modality transformers. We conduct extensive experiments to showcase the effectiveness and efficiency of our method. The code is released at https://github.com/Ivan-Tang-3D/Any2Point.", + "bbox": [ + 261, + 335, + 743, + 656 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Large Foundation Model $\\cdot$ Cross-modality Transfer $\\cdot$ Parameter Efficient Fine-Tuning", + "bbox": [ + 259, + 667, + 740, + 696 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 723, + 375, + 739 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Driven by the growing volume of model parameters and training data, large foundation models have gained unprecedented attention in a diverse array of domains and tasks. Numerous large models have been pre-trained for natural language", + "bbox": [ + 212, + 756, + 787, + 801 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal Contribution.", + "bbox": [ + 232, + 811, + 380, + 824 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† Corresponding author.", + "bbox": [ + 232, + 824, + 395, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/291e50655803cc0628751a4ceb51aa51778c717e9d5ab6578b28f5a5d79a1dde.jpg", + "image_caption": [ + "Fig. 1: Overview of Any2Point. We propose a general framework for any-to-3D learning, which is shared for any modalities with parameter-efficient fine-tuning." + ], + "image_footnote": [], + "bbox": [ + 233, + 146, + 767, + 329 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "process, including BERT [4], T5 [33], GPT series [6, 23], and LLaMA [16, 49], as well as visual understanding like DINOV2 [24], MAE [11, 39, 41], and ViT-22B [3]. Existing works [1, 13, 14, 18, 50] also explore efficient fine-tuning techniques to transfer pre-trained large models to a variety of downstream tasks, consistently achieving excellent performance. Meanwhile, 3D visual understanding [2, 10, 26, 46, 48, 53] is also a significant topic, with its rich geometric representation contributing to the development of many applications (e.g., robotics [17, 21, 30] and autonomous driving [15, 31, 43]). Unfortunately, due to a lack of large-scale 3D data, the efforts towards 3D foundational model are significantly lagging compared to language and 2D vision. Specifically, the acquisition and annotation of high-quality 3D data requires expensive resources and human labor, while synthetic 3D data training falls short of distribution diversity and real-world applications.", + "bbox": [ + 212, + 401, + 787, + 598 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Therefore, some previous works have transferred pre-trained models from other modalities (mainly 2D vision) to 3D modality, leveraging sufficient pretrained knowledge from diverse sources. We categorize existing 2D-to-3D works into two groups. 1) Data modality transformation. This type of approach involves projecting 3D point clouds into 2D images [38,48,54], which are subsequently fed into 2D pre-trained models. Despite the promising performance on downstream tasks, the process of modality transformation inevitably causes the loss of spatial information in 3D data, hindering the full potential for 3D understanding. 2) Cross-modality knowledge distillation. These approaches involve the pre-training knowledge transfer from 2D or vision-language models to a newly trained 3D model [5,42,51]. They are not only required to forward propagate both the 2D and 3D models during training, but also highly rely on the large-scale paired 2D-3D data. This leads to substantial computation costs and data engineering, limiting their ability for efficient implementation. Besides the aforementioned issues, more importantly, current methods mostly focus on the model adaption from 2D vision to 3D point clouds, rather than a shared", + "bbox": [ + 212, + 598, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 392, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "methodology for other modalities. Therefore, we pose a question: can we develop a general any-to-3D paradigm that empowers any-modality large models for efficient and effective point cloud understanding?", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To address this issue, we propose Any2Point, a unified any-to-3D framework that transfers any 1D (language) or 2D (image/audio) large models to 3D domains with Parameter-Efficient Fine-Tuning (PEFT), as shown in Fig. 1. Different from prior methods, our Any2Point avoids the point cloud projection, thereby mitigating the 3D information loss, and directly fine-tunes pre-trained models from source modalities, which saves resources by knowledge distillation. Specifically, given an any-modality pre-trained transformer, we first introduce a 3D-to-any (1D or 2D) virtual projection mechanism. This mechanism establishes a positional mapping between the input 3D points and their virtually projected 1D lines or 2D planes. This enables us to encode 3D coordinates using the original positional embeddings of the source modality of pre-trained large models. In this way, we no longer need to conduct a true projection losing 3D geometries, while better promoting the pre-trained transformer to acquire 3D features with their original 1D/2D positional priors. Then, for each transformer block, we insert an any-to-3D guided adapter module for PEFT. This adapter leverages the 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, facilitating fine-grained feature interaction. Afterward, we perform an adaptive ensemble for the 3D features guided by different 1D/2D priors, which attains superior 3D representations.", + "bbox": [ + 212, + 196, + 787, + 484 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Extensive experiments across various tasks demonstrate that our Any2Point framework achieves superior performance compared to current 3D pre-trained models, while utilizing only $1.0\\%$ of the trainable parameters. Using the pretrained CLIP Text Encoder [32], Any2Point fine-tunes only 0.8M parameters and attains $91.9\\%$ on ScanObjectNN [36], outperforming the previous state-of-the-art (SOTA) 3D pre-trained model by $+1.3\\%$ , and $94.3\\%$ on ModelNet40 [40]. Furthermore, Any2Point also achieves comparable results and efficiency by utilizing other pre-trained models [7,8,19,24,35] of different modalities, including 2D vision, language, and audio, validating the robustness of our approach. The contributions of our paper are as follows:", + "bbox": [ + 212, + 491, + 789, + 642 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- To enable a general any-to-3D transferring framework, we propose Any2Point, which empowers any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding.", + "- We introduce two techniques, i.e., 3D-to-any virtual projection and any-to-3D guided adapter, to effectively overcome the issues within current methods, such as 3D geometry loss and excessive resource cost.", + "- Any2Point achieves superior performance compared to previous SOTA 3D pre-trained models across various tasks. Notably, these competitive results remain consistent regardless of leveraging pre-trained models from different modalities, such as 2D vision, language, and audio." + ], + "bbox": [ + 223, + 676, + 790, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/b25470727e1912ce81476f6f8543585e05e49f0d73e1377f75a01fe9c6c4804d.jpg", + "image_caption": [ + "Fig. 2: Overall Pipeline of Any2Point. For efficiently fine-tuning Any-modality pre-trained models, our Any2Point framework contains two components: a 3D-to-any Virtual Projection, which pairs the pre-trained positional encodings with 3D tokens to avoid the 3D geometric information loss, and a Any-to-3D Guided Adapter to effectively grasp local structures." + ], + "image_footnote": [], + "bbox": [ + 233, + 147, + 774, + 276 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Any2Point", + "text_level": 1, + "bbox": [ + 215, + 387, + 356, + 405 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In Sec. 2.1, we first provide a paradigm overview of Any2Point, including the problem definition and network architecture. Then, in Sec. 2.2 and Sec. 2.3, we respectively elaborate on the methodologies of our proposed two techniques for adapting any-modality large models for 3D domains.", + "bbox": [ + 212, + 417, + 787, + 479 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Method Overview", + "text_level": 1, + "bbox": [ + 215, + 500, + 410, + 513 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Problem Definition. Given a pre-trained transformer from any modality, e.g., vision, language, and audio, our objective is to empower it with 3D understanding capabilities in an effective and efficient manner. Instead of employing full fine-tuning on 3D data, we seek a parameter-efficient solution with the source transformers frozen, since their large-scale parameters might cause high computation cost and over-fitting issues on the limited 3D dataset. We generally divide the source models into two categories according to their pre-training data dimension, denoted as 1D and 2D transformers. The 1D transformers are specialized in processing sequential data, exemplified by language models like RoBERTa [19], T5 [33], and CLIP's text encoder [32]. The 2D transformers are expert at 2D spatial data, including vision models, e.g., DINOv2 [24] and DeiT [35], and audio models, e.g., ImageBind Audio Encoder [7] and SSAST [8].", + "bbox": [ + 212, + 523, + 787, + 705 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Model Pipeline. The overall paradigm of Any2Point is depicted in Fig. 2. To encode the input point cloud, we discard the original embedding modules in source transformers, e.g., tokenizers in 1D language models and convolutions in 2D vision/audio models, and employ a 3D mini-network for point cloud tokenization. On top of this, the encoded 3D tokens are fed first into a 3D-to-any virtual projection module for positional encoding, and then into the frozen 1D/2D transformer with any-to-3D guided adapters. The former mechanism aims to assign each 3D token with positional information within the source modality, and the", + "bbox": [ + 212, + 718, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 392, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/5fa5049dedee5914829131364defb74c0f36b4c0bddbe651e9608f4e732f0e58.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 238, + 148, + 763, + 243 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/f04526780875d16c8d0c730f6d7b689ab2c62d3dcc3db5dc04f153f8b14a6621.jpg", + "image_caption": [ + "Fig.3: 3D-to-any Virtual Projection. To prevent the loss of 3D geometric information, the module assigns 3D tokens with the positional encodings that are paired with the pre-trained model." + ], + "image_footnote": [], + "bbox": [ + 238, + 244, + 763, + 340 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "latter is designed for adaptive 1D/2D-guided 3D representation learning, which we will detail in the following sections. Note that, as the source transformers are kept frozen, only the initial tokenization network and the inserted adapters are learnable for parameter-efficient fine-tuning.", + "bbox": [ + 212, + 424, + 787, + 486 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.2 3D-to-any Virtual Projection", + "text_level": 1, + "bbox": [ + 214, + 505, + 503, + 520 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Many current 2D-to-3D methods [38,48,54] project 3D point clouds into multiview images to meet the input modality of pre-trained 2D models. This dimension reduction process potentially leads to the information loss of 3D geometries and deep measurements, enabling insufficient 3D feature encoding. In addition, these approaches are merely validated on the large models within 2D images, without considering other modalities like language and audio. Therefore, we propose a 3D-to-any virtual projection strategy that mitigates the geometric loss, and is generalizable to any 1D/2D pre-trained models, as shown in Fig. 3.", + "bbox": [ + 212, + 527, + 787, + 650 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Tokenization in 3D Space. To avoid any information degradation, we directly tokenize the input point cloud within the 3D space for the subsequent 1D/2D transformer. Specifically, we employ a 3D mini-network containing small-scale parameters, which is a lighter-weight variant of Point-PN [52, 53]. The tokenization process involves Farthest Point Sampling (FPS) [26] for point number downsampling, $k$ -Nearest Neighbor ( $k$ -NN) algorithm for local aggregation, and learnable linear layers for feature encoding. After this, we transform the raw point clouds into high-dimensional vectors, obtaining $N$ 3D tokens as $\\{T_i\\}_{i=1}^N$ , with $\\{p_i^{3D}\\}_{i=1}^N$ denoting their 3D coordinates.", + "bbox": [ + 212, + 661, + 787, + 799 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Motivations for Virtual Projection. Positional encodings (PEs) serve as the only indicator for positional information to the transformer model, since", + "bbox": [ + 214, + 809, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "the inner attention mechanism is permutation-invariant, treating every token at different orders all the same. Therefore, a straightforward way for 1D/2D transformers to comprehend 3D positional information is to integrate new 3D PEs with 3D tokens. However, the source transformers are pre-trained paired with their original PEs in 1D/2D space, which leads to semantic discrepancy between the frozen 1D/2D weights and newly learned 3D PEs. To address this issue, we virtually project 3D tokens into the source modality, and obtain the corresponding 1D/2D PEs for better aligning with the transformers.", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3D-to-2D Virtual Projection. For 2D transformers in 2D vision and audio modalities, we virtually project each 3D coordinate, e.g., $p_i^{3D}$ , into $M$ views, deriving the corresponding 2D coordinates as $\\{p_{ij}^{2D}\\}_{j=1}^M$ . The $M$ different perspectives are capable of providing diverse positional relations within 2D space. We adopt a simple projection in PointCLIP [48] without learnable parameters. Importantly, we do not truly produce the projected multi-view images, but only aim to obtain the virtual 2D positions. Then, according to the original 2D PEs within pre-trained transformers, we assign each 3D token, e.g., $T_i$ , with $M$ different PEs, denoted as $\\{\\mathrm{PE}^{2D}(p_{ij}^{2D})\\}_{j=1}^M$ .", + "bbox": [ + 212, + 280, + 787, + 419 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3D-to-1D Virtual Projection. Similarly, for 1D transformers in language modality, we virtually project the 3D coordinates into different 1D lines. To align the number with 2D modality, we also select $M$ lines passing through the center of the point cloud with $M$ uniform rotation angles. For simplicity, we suppose the point cloud center as the origin, the unit direction vectors of $M$ lines as $\\{\\pmb{v}_j^{1D}\\}_{j=1}^M$ , and the point coordinate, $p_i^{3D}$ , vectorized as $\\pmb{p}_i^{3D}$ . Then, the 1D coordinate of point $i$ in line $j$ is formulated by the dot production of", + "bbox": [ + 212, + 429, + 787, + 536 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\np _ {i j} ^ {1 D} = \\boldsymbol {v} _ {j} ^ {1 D} \\cdot \\boldsymbol {p} _ {i} ^ {3 D}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 439, + 544, + 784, + 564 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "denoting the projected length. In this way, we refer to the original 1D PEs, and assign each 3D token, e.g., $T_{i}$ , with $M$ different PEs as $\\{\\mathrm{PE}^{1D}(p_{ij}^{1D})\\}_{j = 1}^{M}$ .", + "bbox": [ + 212, + 571, + 785, + 604 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Encoding 3D Positions in $1D / 2D$ PEs. After acquiring the corresponding 1D/2D PEs, we average them as an overall positional indicator, and incorporate it with the 3D token, e.g., $T_{i}$ , by", + "bbox": [ + 214, + 614, + 787, + 661 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nT _ {i} ^ {i n} = T _ {i} + \\frac {1}{M} \\sum_ {j = 1} ^ {M} \\mathrm {P E} ^ {1 D / 2 D} \\left(p _ {i j} ^ {1 D / 2 D}\\right). \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 367, + 670, + 785, + 710 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "With this approach, we inject sufficient positional information of the source modality into 3D tokens to better collaborate with the frozen transformer, while mitigating the information loss of the true projection.", + "bbox": [ + 212, + 719, + 785, + 766 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "2.3 Any-to-3D Guided Adapter", + "text_level": 1, + "bbox": [ + 214, + 786, + 491, + 801 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Different from existing distillation-based methods [9, 51] training a new 3D network, we directly feed the encoded 3D tokens $\\{T_{ij}^{in}\\}_{i = 1}^{N}$ to the pre-trained", + "bbox": [ + 212, + 809, + 785, + 842 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 392, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/462dd3de01e02687d2208c0365d4d1c36519b2b5b42890657d20f96fe2dd93d1.jpg", + "image_caption": [ + "Fig. 4: Any-to-3D Guided Adapter. Inserted into every transformer block, the adapter leverages the 1D/2D-guided Local Aggregation module to capture 3D local semantics and utilizes the Adaptive Any-to-3D Ensemble to obtain high-quality features." + ], + "image_footnote": [], + "bbox": [ + 259, + 147, + 743, + 373 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "1D/2D transformer. Although the PEs of 3D tokens have been aligned with the source model, the entirely frozen weights pre-trained by other modalities are still restricted to learning superior 3D representations. Considering this, we introduce a learnable any-to-3D guided adapter within each transformer block, as shown in Fig. 4. The adapters are inserted after the Feed-Forward Networks (FFNs), and further incorporate 1D/2D-prior knowledge for parameter-efficient fine-tuning.", + "bbox": [ + 212, + 463, + 787, + 570 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Motivations for Inserting Adapters. The self-attention mechanisms within source transformers normally focus on long-range token interaction in global contexts, which lacks local feature extraction. However, the detailed spatial geometries are also significant for the fine-grained understanding of 3D shapes. To complement the gap, we utilize the proposed adapter layers for specifically capturing 3D semantics within local neighborhoods. In addition, as the source transformers are powered by 1D/2D PEs as discussed above, the naive FPS and $k$ -NN for 3D local grouping might cause positional discrepancy. Therefore, we further design a 1D/2D-guided aggregation strategy and an adaptive any-to-3D ensemble approach for robust 3D fine-grained encoding.", + "bbox": [ + 212, + 584, + 787, + 736 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "1D/2D-guided Local Aggregation. Within the adapter, we first group 3D tokens into different local neighborhoods guided by 1D/2D positional priors, which better align the adopted 1D/2D PEs. For $M$ different views/lines, we conduct $M$ concurrent local aggregation process to make the best of different projection perspectives. Specifically, for 2D transformers, we divide each virtually projected image, e.g., the $j$ -th view, into uniform local 2D patches, and group the 3D to-", + "bbox": [ + 214, + 750, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "kens within the same patch into a neighborhood, according to their 2D positions $\\{p_{ij}^{2D}\\}_{i=1}^N$ . For 1D transformers, we similarly divide each virtually projected line, e.g., the $j$ -th direction, into uniform local 1D segments, and group the 3D tokens within different segments referring to their 1D positions $\\{p_{ij}^{1D}\\}_{i=1}^N$ . On top of this, we adopt a self-attention layer for 3D tokens within each 1D/2D neighborhoods, performing local feature interaction guided by 1D/2D priors. Then we employ the operations of pooling and propagation to propagate the local aggregated feature to every points within the same neighborhood.", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Adaptive Any-to-3D Ensemble. After the parallel local aggregation, we obtain $M$ sets of 3D tokens, each representing a 2D view or 1D line. As different projection perspectives normally showcase different significance for 3D representations, we propose an adaptive any-to-3D ensemble approach to aggregate the $M$ features for each token. We denote the $i$ -th 3D token with $M$ sets of features at this stage as $\\{F_{ij}\\}_{j=1}^{M}$ . To properly indicate the relative importance of each view/line, we additionally employ a 3D feature transformation branch independent of the $M$ 2D-guided local aggregation. This non-parametric branch only contains the local grouping in 3D space, feature average pooling within local groups, and propagation operations, converting the 3D token before the adapter into a feature baseline for adaptive ensemble, denoted as $B_i$ . Then, we calculate the relative weights for different views/lines by the cosine similarity, and finally aggregate their features to obtain the final output as", + "bbox": [ + 212, + 280, + 789, + 477 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nT _ {i} ^ {\\text {o u t}} = \\frac {1}{M} \\sum_ {j = 1} ^ {M} \\operatorname {S i m} \\left(B _ {i}, F _ {i j}\\right). \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 488, + 787, + 530 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "With the ensemble strategy, we integrate $M$ different features with dynamic weights, enabling the adapter to adaptively determine which view/line is more critical, contributing to high-quality adapted features.", + "bbox": [ + 212, + 537, + 787, + 583 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3 Experiments", + "text_level": 1, + "bbox": [ + 214, + 604, + 375, + 622 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.1 Experimental Settings", + "text_level": 1, + "bbox": [ + 214, + 633, + 447, + 651 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "ScanObjectNN. The ScanObjectNN dataset [36] consists of real-world 3D object scans, categorized into 15 distinct classes. We select the most challenging PB-T50-RS split to test the performance of the Any2Point framework without the voting strategy. For all models, we employ the AdamW optimizer [20] and the CosineAnnealing scheduler. The initial learning rate is set to 5e-4, with a weight decay factor of 0.05. We fine-tune the model for 300 epochs with a batch size of 32. For data augmentation, we use Random scaling, translation, and rotation. For language, 2D vision, and audio modalities, we respectively select the CLIP Text Encoder [32], DINO V2 [24], and ImageBind Audio Encoder [7] as pre-trained models. For these three models, the transformer architecture is the same: a 12-block encoder with 768 feature channels and 1,024 input point number. The hyperparameter M in the 3D-to-any Virtual Projection is set to 6 with", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 392, + 128 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/1957ddc731f333ff3d2a3a8eca9219b9ea0763ea7c674c790e2bc319f47e05a5.jpg", + "table_caption": [ + "Table 1: Comparisons on accuracy with previous methods on 3D classification datasets. We report the pre-training modality (Pre-train), the number of learnable parameters (#Param) on the \"PB-T50-RS\" split of ScanObjectNN (SCAN.) and ModelNet40 (MN.).† indicates utilizing the voting strategy." + ], + "table_footnote": [], + "table_body": "
MethodPre-train#Param(M)SCAN.(%)MN.(%)
Point-NN [52]N/A0.064.981.8
PointNet [26]N/A3.568.089.2
PointNet++ [27]N/A1.577.990.7
DGCNN [37]N/A1.878.192.9
PointMLP [22]N/A12.685.494.1
Point-PN [52]N/A0.887.193.8
PointNeXt [29]N/A1.487.794.0
Point-BERT [44]3D22.183.192.7
w/ Point-PEFT [34]3D0.685.093.4
Point-MAE [25]3D22.185.293.2
Point-M2AE [47]3D15.386.493.4
P2P-HorNet [38]2D1.289.394.0†
ACT [5]3D+2D22.188.293.7
w/ IDPT [45]3D+2D1.787.794.0†
I2P-MAE [51]3D+2D12.990.193.7
ReCon [28]3D+2D+Language43.690.694.1
Audio0.887.092.7
Any2Point2D0.887.793.2
Language0.991.994.3
", + "bbox": [ + 267, + 212, + 736, + 459 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "identical angles for the Any-Modality Transformers. To match the shape of the original PEs within pre-trained models, we virtually project 3D points into a 1D line segment of length 77 with a line size of 2 in the language modality; a 2D plane measuring $512 \\times 512$ with a patch size of 26 in the 2D vision modality; and a 2D plane sized $192 \\times 304$ with a patch size of 16 in the audio modality.", + "bbox": [ + 215, + 487, + 784, + 564 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "ModelNet40. The ModelNet40 dataset [40] consists of 40 categories of synthesized 3D CAD models, with 9,843 training samples and 2,468 test samples. In our experiments on ModelNet40, we adopt the same fine-tuning settings and the same pre-trained models as in ScanObjectNN. For data augmentation, we utilize default random scaling and translation. Notably, during the testing process, we do not employ the voting strategy.", + "bbox": [ + 215, + 579, + 784, + 669 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we conduct extensive experiments on the ScanObjectNN [36] and ModelNet40 [40] datasets. We first introduce the fine-tuning settings and implementation details in Sec. 3.1. Then, in Sec. 3.2, we present the main experiment of transferring any-modality large models (language, 2D image and audio) to 3D classification tasks. Finally, in Sec. 3.3, we conduct ablation studies to evaluate each component within our proposed Any2Point framework.", + "bbox": [ + 215, + 670, + 784, + 760 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.2 Quantitative Analysis", + "text_level": 1, + "bbox": [ + 217, + 784, + 439, + 799 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The results are shown in Tab. 1. It is observed that: (i) On the 3D real-world object dataset ScanObjectNN, the Any2Point framework achieves $91.9\\%$ , $87.7\\%$ ,", + "bbox": [ + 215, + 809, + 784, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/8d650a5f1c1934058f5ba5616757395a03f144af13a8fd7e2dead2882d553f70.jpg", + "table_caption": [ + "Table 2: Ablation Study on Different PEFT Methods. We report the number of learnable parameters (#P) and classification accuracy(%) of CLIP-Text (1D.) and DINO V2 (2D.) on the \"PB-T50-RS\" split of the ScanObjectNN dataset." + ], + "table_footnote": [], + "table_body": "
Method#P(M)1D.(%)2D.(%)
Full Fine-Tuning86.379.985.3
Prompt Tuning [14]0.489.186.4
Adapter Tuning [12]0.489.685.9
LoRA [13]0.986.385.1
Any2Point0.891.987.7
", + "bbox": [ + 361, + 198, + 643, + 296 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/001cb00c54583bf46c4895a9cd04c3473e0d18bb4d57170c3fe896c77410e705.jpg", + "table_caption": [ + "Table 3: Ablation Study on Main Components. To validate the effectiveness of 3D-to-any Virtual Projection (V.P.) and Any-to-3D Guided Adapter (G.A.)." + ], + "table_footnote": [], + "table_body": "
3D-to-any V.P.Any-to-3D G.A.#P(M)1D.(%)2D.(%)
--0.388.786.1
✓-0.389.386.6
-✓0.890.987.6
✓✓0.891.987.7
", + "bbox": [ + 328, + 348, + 674, + 422 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "and $87.0\\%$ accuracy based on Language (CLIP-Text), 2D Vision (DINO V2-B), and Audio (ImageBind-Audio) modalities, respectively. Compared to the previous SOTA method (ReCon), 1D language pre-trained Any2Point achieves a $1.3\\%$ improvement with only 0.9M learnable parameters. For the 2D (Vision/Audio) modalities, Any2Point significantly outperforms Point-M2AE, which is the SOTA method pre-trained only on 3D datasets, by $0.6\\%$ and $1.3\\%$ , respectively. This reveals that our framework is capable of fully exploiting pre-trained knowledge from other modalities to solve 3D recognition tasks. (ii) On the 3D synthetic object dataset ModelNet40, across the Language, 2D Vision, and Audio modalities, our Any2Point framework attains $94.3\\%$ , $93.2\\%$ , and $92.7\\%$ . Our framework exclusively utilizes one pre-trained model in the 1D language modality, achieving a $0.2\\%$ improvement over the previous SOTA method (ReCon), and reducing 42.7M learnable parameters. For 2D modalities, Any2Point demonstrates performance on par with models pre-trained exclusively on 3D datasets. (iii) Surprisingly, whether on the ScanObjectNN or the ModelNet40 dataset, the Any2Point framework maintains a performance trend where 1D modality (language) outperforms 2D modalities (image and audio). Large language models provide abundant spatial and semantic information in low-dimensional spaces to assist in 3D learning. This trend is further validated in the upcoming Sec. 3.3.", + "bbox": [ + 212, + 448, + 787, + 737 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "3.3 Ablation Study", + "text_level": 1, + "bbox": [ + 214, + 756, + 390, + 772 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "In this section, we conduct extensive ablation studies to explore the effectiveness of different components within our Any2Point framework. We adopt CLIP-Text (1D) and DINO V2 (2D) as the pre-trained transformer, and report the classification accuracy (\\%) on the \"PB-T50-RS\" split of the ScanObjectNN dataset.", + "bbox": [ + 212, + 779, + 785, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 392, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/7b41d1a6c32965e2be929affc81e420f473b9c31e8e9f656f23030fb4e891dbb.jpg", + "table_caption": [ + "Table 4: Ablation Study on 3D-to-any Virtual Projection. Sinusoidal, Learnable and 3D-to-any V.P. refer to sinusoidal positional encoding, learnable positional encoding and 3D-to-any Virtual Projection." + ], + "table_footnote": [], + "table_body": "
SinusoidalLearnable3D-to-any V.P.1D.(%)2D.(%)
---90.987.6
✓--87.486.0
-✓-90.586.5
--✓91.987.7
", + "bbox": [ + 339, + 198, + 663, + 273 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/0e47e5640de88d742269a5d1d25d1f202687c18c8cde3f82348e8d07060a416a.jpg", + "table_caption": [ + "Table 5: Ablation Study on Any-to-3D Guided Adapter. To validate the effectiveness of 1D/2D-guided Local Aggregation (L.A.) and Adaptive (Ada.) Any-to-3D Ensemble (Ens.)." + ], + "table_footnote": [], + "table_body": "
1D/2D-guided L.A.Ada. Any-to-3D Ens.#P(M)1D.(%)2D.(%)
--0.2589.386.6
✓-0.890.286.8
✓✓0.891.987.7
", + "bbox": [ + 302, + 340, + 702, + 405 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/e835cc707de002d035705804b9e118792bbeb2542343670f6d7326e3ace0a914.jpg", + "table_caption": [ + "Table 6: More Results on ScanObjectNN." + ], + "table_footnote": [], + "table_body": "
MethodPre-trainModel#Param(M)SCAN.(%)
Any2PointAudioSSAST [8]0.887.1
2DDeiT [35]0.887.3
LanguageRoBERTa [19]0.989.7
", + "bbox": [ + 310, + 445, + 692, + 510 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison with traditional PEFT methods. As demonstrated in Tab. 2, our Any-to-3D Guided Adapter significantly outperforms traditional PEFT techniques when utilizing pre-trained models from 1D or 2D modalities. In comparison to Prompt Tuning [14], it achieves improvements of $2.8\\%$ and $1.3\\%$ ; compared to Adapter Tuning [12], it achieves improvements of $2.3\\%$ and $1.8\\%$ ; and in contrast to Low-Rank Adaptation (LoRA) [13], it achieves improvements of $5.6\\%$ and $2.6\\%$ , respectively. The experimental results demonstrate that our Any-to-3D Guided Adapter can efficiently mine and integrate pre-trained knowledge from other modalities to understand the semantics of 3D objects. Unlike other methods, our framework leverages 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, capturing the local fine-grained information of 3D objects.", + "bbox": [ + 212, + 537, + 787, + 719 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Effectiveness of Main Components. As shown in Tab. 3, to substantiate the efficacy of our proposed methods, we conducted ablation experiments by progressively incorporating each component into the baseline. The first row indicates the baseline configuration, which consists of the 3D tokenizer, the pre-trained transformer, and the task head, with updates applied only to the tokenizer and head. Introducing the 3D-to-any Virtual Projection resulted in performance improvements to $89.3\\%$ in the 1D modality and $86.6\\%$ in the 2D modality. This", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "suggests that using virtual projection, rather than true projection, helps mitigate the loss of 3D spatial information caused by modality conversion. Following the inclusion of the Any-to-3D Guided Adapter, performance in the 1D modality surged to $90.9\\%$ , while in the 2D modality, it rose to $87.6\\%$ , with a focus on local structures leading to greater improvements. Introducing both aforementioned methods simultaneously led to a surge in performance to $91.9\\%$ in the 1D modality and a rise to $87.7\\%$ in the 2D modality, effectively showcasing the effectiveness of our comprehensive framework.", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Effects of 3D-to-any Virtual Projection. In Tab. 4, we investigated the effects of employing different positional encoding methods on the Any2Point framework. The first row indicates the absence of any positional encoding. Introducing sinusoidal positional encoding or learnable positional encoding led to a certain degree of performance degradation. This is due to the conflict between the newly introduced positional information and the inherent semantics within the source modality transformer. On the other hand, employing 3D-to-any Virtual Projection resulted in respective improvements of $1.0\\%$ and $0.1\\%$ accuracy. The results demonstrate that using original 1D/2D positional priors can promote the pre-trained transformer to acquire 3D features.", + "bbox": [ + 212, + 287, + 789, + 439 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Components of Any-to-3D Guided Adapter. As shown in Tab. 5, we conduct ablation experiments by incrementally adding components to the Any-to-3D Guided Adapter. The first row signifies the baseline adapter, consisting of only an MLP with bottleneck layers. By incorporating 1D/2D-guided Local Aggregation, composed of local aggregation in 1D/2D spaces, self-attention interactions, pooling, and propagation, our approach achieves performance gains of $0.9\\%$ and $0.2\\%$ . Leveraging the positional priors from the pre-trained model facilitates mining fine-grained 3D structural information from different perspectives. The Adaptive Any-to-3D Ensemble brings further improvements of $1.7\\%$ and $0.9\\%$ for 1D and 2D modalities, effectively integrating parallel features in accordance with 3D structural features. The experiments demonstrate the effectiveness of each component in our Any-to-3D Guided Adapter to gather 3D local geometric information, complementing the global attention in the pre-trained model.", + "bbox": [ + 212, + 457, + 789, + 670 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "More Results on Performance Trend. To further validate our previous findings that the Any2Point framework, based on 1D Language pre-trained models, significantly outperforms those based on 2D modalities (Vision/Audio) in the 3D object recognition task, we conduct additional experiments in Tab. 6. On the \"PB-T50-RS\" split of ScanObjectNN dataset, we select RoBERTa (1D), DeiT (2D Vision), and SSAST (Audio) as the pre-trained models, with fine-tuning settings consistent with our previous experiments. These models achieve performance of $89.7\\%$ , $87.3\\%$ , and $87.1\\%$ , respectively. The performance trend across modalities is observed: 1D language $>2$ D Vision $>2$ D Audio. We suspect that due to the pre-training data, large language models possess stronger semantic", + "bbox": [ + 212, + 688, + 789, + 843 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 390, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/5daa72a6175a21df565bec62d1cce16456a2b02ccaa958454e0c0ea1a42bd3f7.jpg", + "image_caption": [ + "Fig. 5: Visualization of Different Positional Encoding Methods. For the 1D/2D modalities, we visualize the attention scores of the [CLS] token to other point cloud tokens, utilizing sinusoidal positional encoding, learnable positional encoding, and 3D-to-any Virtual Projection. The red color indicates higher values." + ], + "image_footnote": [], + "bbox": [ + 232, + 147, + 769, + 294 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "information compared to other modalities, which is beneficial for the deep understanding of different 3D objects.", + "bbox": [ + 212, + 393, + 784, + 422 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4 Visualization", + "text_level": 1, + "bbox": [ + 215, + 443, + 377, + 458 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this section, we opt to validate the efficacy of the proposed 3D-to-any Virtual Projection and the Any-to-3D Guided Adapter by visualizing on the ScanObjectNN test set, utilizing the CLIP-Text Encoder (1D) [32] and DINO V2 (2D) [24].", + "bbox": [ + 212, + 470, + 795, + 517 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.1 Different Positional Encoding Methods", + "text_level": 1, + "bbox": [ + 214, + 535, + 584, + 551 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Our 3D-to-any Virtual Projection fully exploits the positional encoding paired with the pre-trained model, injecting the source modality spatial knowledge into the 3D tokens during fine-tuning. In Fig. 5, when using sinusoidal positional encodings, learnable positional encodings, and our 3D-to-any Virtual Projection respectively, we visualize the attention scores of the [CLS] token to other point cloud tokens. As illustrated, for the 1D language modality, learnable positional encodings grasp useless information. After applying the commonly used sinusoidal positional encodings in Large Language Models, they fail to capture the critical 3D semantics. However, our method focuses more on the salient object parts, such as the armrests and wheels of chairs, and the legs of tables. For the 2D visual modality, learnable encodings are slightly better than sinusoidal positional encodings, as 2D pre-trained models mainly adopt the learnable encoding method. Meanwhile, our method directly recognizes the whole object and its key parts, for example, giving high weights to the chair's backrest.", + "bbox": [ + 212, + 556, + 787, + 770 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.2 Effects of Any-to-3D Guided Adapter", + "text_level": 1, + "bbox": [ + 214, + 787, + 571, + 803 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The Any-to-3D Guided Adapter captures the 3D fine-grained information through interactions within the local regions of the source modality. In Fig. 6, we visualize", + "bbox": [ + 212, + 809, + 790, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/da4602db7fa5070c42aa6e433d9cd1ba632f5eb4c35079ac36281ac58055419f.jpg", + "image_caption": [ + "Fig.6: Visualization of Effects of Any-to-3D Guided Adapter. For 1D/2D modalities, we visualize the clusters of the similarities between the [CLS] token and other point features, with the number of clusters set to 3. It is conducted for the complete Any-to-3D Guided Adapter, for replacing the Adaptive Any-to-3D Ensemble with maxmean pooling (Maxmean Pool.), and for performing local aggregation solely based on 3D positions (3D-guided L.A.)." + ], + "image_footnote": [], + "bbox": [ + 223, + 148, + 776, + 284 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "the clustering results of the similarities between the [CLS] token and other point token features, utilizing the complete Any-to-3D Guided Adapter, replacing the Adaptive Any-to-3D Ensemble with maxmean pooling, and further only using 3D positional information. As shown, for simple objects like chairs ( $1^{st}$ row), our method effectively distinguishes between the chair's backrest, armrests, seat, and wheels, whereas removing components fails to capture the differences between key parts. For more challenging objects like shelves ( $2^{nd}$ row), removing any components leads to semantic confusion of the object, while our approach clearly differentiates the shelf's base, middle layer, and backrest. These experiments indicate that each component within the Adapter effectively utilizes the positional information from different modalities to promote the 3D structure extraction.", + "bbox": [ + 212, + 420, + 787, + 587 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 633, + 359, + 648 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In conclusion, our paper proposes Any2Point to enable a general any-to-3D transferring framework, empowering any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding. Within Any2Point framework, we introduce two techniques, named 3D-to-any virtual projection and any-to-3D guided adapter, to extract 3D structure knowledge while efficiently fine-tuning pre-trained models. This enables us to overcome issues within current methods, such as 3D geometry loss and excessive resource cost. Our extensive experiments across various tasks demonstrate the superior performance and efficiency of Any2Point compared to previous SOTA 3D pre-trained models, achieving remarkable results with only a fraction of the trainable parameters.", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 392, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is partially supported by the Shanghai AI Laboratory, National Key R&D Program of China (2022ZD0160101), the National Natural Science Foundation of China (62376222), and Young Elite Scientists Sponsorship Program by CAST (2023QNRC001).", + "bbox": [ + 212, + 176, + 785, + 239 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 263, + 321, + 277 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV) (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 839 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Any2Point", + "bbox": [ + 658, + 114, + 730, + 127 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "46. Zhang, D., Li, C., Zhang, R., Xie, S., Xue, W., Xie, X., Zhang, S.: Fm-ov3d: Foundation model-based cross-modal knowledge blending for open-vocabulary 3d detection. In: Proceedings of the AAAI Conference on Artificial Intelligence. vol. 38, pp. 16723-16731 (2024)", + "47. Zhang, R., Guo, Z., Gao, P., Fang, R., Zhao, B., Wang, D., Qiao, Y., Li, H.: Point-m2ae: multi-scale masked autoencoders for hierarchical point cloud pre-training. Advances in neural information processing systems 35, 27061-27074 (2022)", + "48. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 2639-2650 (2023)" + ], + "bbox": [ + 215, + 146, + 785, + 563 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Yiwen Tang et al.", + "bbox": [ + 271, + 114, + 390, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_model.json b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_model.json new file mode 100644 index 0000000000000000000000000000000000000000..5dcd32460e789c59c830d9f0ac14b66cfa6075f6 --- /dev/null +++ b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_model.json @@ -0,0 +1,2183 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.244, + 0.142, + 0.761, + 0.187 + ], + "angle": 0, + "content": "Any2Point: Empowering Any-modality Large Models for Efficient 3D Understanding" + }, + { + "type": "text", + "bbox": [ + 0.288, + 0.212, + 0.717, + 0.26 + ], + "angle": 0, + "content": "Yiwen Tang\\(^{1,2*}\\), Ray Zhang\\(^{3*}\\), Jiaming Liu\\(^{4*}\\), Zoey Guo\\(^{3*}\\), Bin Zhao\\(^{1,2\\dagger}\\), Zhigang Wang\\(^{1}\\), Peng Gao\\(^{1}\\), Hongsheng Li\\(^{3}\\), Dong Wang\\(^{1\\dagger}\\), and Xuelong Li\\(^{5}\\)" + }, + { + "type": "text", + "bbox": [ + 0.268, + 0.269, + 0.717, + 0.283 + ], + "angle": 0, + "content": "\\(^{1}\\)Shanghai AI Laboratory \\(^{2}\\)Northwestern Polytechnical University" + }, + { + "type": "text", + "bbox": [ + 0.268, + 0.283, + 0.717, + 0.298 + ], + "angle": 0, + "content": "3The Chinese University of Hong Kong 4Peking University 5TeleAI" + }, + { + "type": "list", + "bbox": [ + 0.268, + 0.269, + 0.717, + 0.298 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.337, + 0.744, + 0.657 + ], + "angle": 0, + "content": "Abstract. Large foundation models have recently emerged as a prominent focus of interest, attaining superior performance in widespread scenarios. Due to the scarcity of 3D data, many efforts have been made to adapt pre-trained transformers from vision to 3D domains. However, such 2D-to-3D approaches are still limited, due to the potential loss of spatial geometries and high computation cost. More importantly, their frameworks are mainly designed for 2D models, lacking a general any-to-3D paradigm. In this paper, we introduce Any2Point, a parameter-efficient method to empower any-modality large models (vision, language, audio) for 3D understanding. Given a frozen transformer from any source modality, we propose a 3D-to-any (1D or 2D) virtual projection strategy that correlates the input 3D points to the original 1D or 2D positions within the source modality. This mechanism enables us to assign each 3D token with a positional encoding paired with the pre-trained model, which avoids 3D geometry loss caused by the true projection and better motivates the transformer for 3D learning with 1D/2D positional priors. Then, within each transformer block, we insert an any-to-3D guided adapter module for parameter-efficient fine-tuning. The adapter incorporates prior spatial knowledge from the source modality to guide the local feature aggregation of 3D tokens, compelling the semantic adaption of any-modality transformers. We conduct extensive experiments to showcase the effectiveness and efficiency of our method. The code is released at https://github.com/Ivan-Tang-3D/Any2Point." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.669, + 0.741, + 0.698 + ], + "angle": 0, + "content": "Keywords: Large Foundation Model \\(\\cdot\\) Cross-modality Transfer \\(\\cdot\\) Parameter Efficient Fine-Tuning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.724, + 0.377, + 0.74 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.757, + 0.788, + 0.803 + ], + "angle": 0, + "content": "Driven by the growing volume of model parameters and training data, large foundation models have gained unprecedented attention in a diverse array of domains and tasks. Numerous large models have been pre-trained for natural language" + }, + { + "type": "page_footnote", + "bbox": [ + 0.233, + 0.812, + 0.382, + 0.825 + ], + "angle": 0, + "content": "* Equal Contribution." + }, + { + "type": "page_footnote", + "bbox": [ + 0.233, + 0.825, + 0.396, + 0.84 + ], + "angle": 0, + "content": "† Corresponding author." + }, + { + "type": "list", + "bbox": [ + 0.233, + 0.812, + 0.396, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "image", + "bbox": [ + 0.235, + 0.147, + 0.768, + 0.33 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.343, + 0.788, + 0.374 + ], + "angle": 0, + "content": "Fig. 1: Overview of Any2Point. We propose a general framework for any-to-3D learning, which is shared for any modalities with parameter-efficient fine-tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.402, + 0.789, + 0.599 + ], + "angle": 0, + "content": "process, including BERT [4], T5 [33], GPT series [6, 23], and LLaMA [16, 49], as well as visual understanding like DINOV2 [24], MAE [11, 39, 41], and ViT-22B [3]. Existing works [1, 13, 14, 18, 50] also explore efficient fine-tuning techniques to transfer pre-trained large models to a variety of downstream tasks, consistently achieving excellent performance. Meanwhile, 3D visual understanding [2, 10, 26, 46, 48, 53] is also a significant topic, with its rich geometric representation contributing to the development of many applications (e.g., robotics [17, 21, 30] and autonomous driving [15, 31, 43]). Unfortunately, due to a lack of large-scale 3D data, the efforts towards 3D foundational model are significantly lagging compared to language and 2D vision. Specifically, the acquisition and annotation of high-quality 3D data requires expensive resources and human labor, while synthetic 3D data training falls short of distribution diversity and real-world applications." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Therefore, some previous works have transferred pre-trained models from other modalities (mainly 2D vision) to 3D modality, leveraging sufficient pretrained knowledge from diverse sources. We categorize existing 2D-to-3D works into two groups. 1) Data modality transformation. This type of approach involves projecting 3D point clouds into 2D images [38,48,54], which are subsequently fed into 2D pre-trained models. Despite the promising performance on downstream tasks, the process of modality transformation inevitably causes the loss of spatial information in 3D data, hindering the full potential for 3D understanding. 2) Cross-modality knowledge distillation. These approaches involve the pre-training knowledge transfer from 2D or vision-language models to a newly trained 3D model [5,42,51]. They are not only required to forward propagate both the 2D and 3D models during training, but also highly rely on the large-scale paired 2D-3D data. This leads to substantial computation costs and data engineering, limiting their ability for efficient implementation. Besides the aforementioned issues, more importantly, current methods mostly focus on the model adaption from 2D vision to 3D point clouds, rather than a shared" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.659, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "methodology for other modalities. Therefore, we pose a question: can we develop a general any-to-3D paradigm that empowers any-modality large models for efficient and effective point cloud understanding?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.198, + 0.789, + 0.485 + ], + "angle": 0, + "content": "To address this issue, we propose Any2Point, a unified any-to-3D framework that transfers any 1D (language) or 2D (image/audio) large models to 3D domains with Parameter-Efficient Fine-Tuning (PEFT), as shown in Fig. 1. Different from prior methods, our Any2Point avoids the point cloud projection, thereby mitigating the 3D information loss, and directly fine-tunes pre-trained models from source modalities, which saves resources by knowledge distillation. Specifically, given an any-modality pre-trained transformer, we first introduce a 3D-to-any (1D or 2D) virtual projection mechanism. This mechanism establishes a positional mapping between the input 3D points and their virtually projected 1D lines or 2D planes. This enables us to encode 3D coordinates using the original positional embeddings of the source modality of pre-trained large models. In this way, we no longer need to conduct a true projection losing 3D geometries, while better promoting the pre-trained transformer to acquire 3D features with their original 1D/2D positional priors. Then, for each transformer block, we insert an any-to-3D guided adapter module for PEFT. This adapter leverages the 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, facilitating fine-grained feature interaction. Afterward, we perform an adaptive ensemble for the 3D features guided by different 1D/2D priors, which attains superior 3D representations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.492, + 0.79, + 0.643 + ], + "angle": 0, + "content": "Extensive experiments across various tasks demonstrate that our Any2Point framework achieves superior performance compared to current 3D pre-trained models, while utilizing only \\(1.0\\%\\) of the trainable parameters. Using the pretrained CLIP Text Encoder [32], Any2Point fine-tunes only 0.8M parameters and attains \\(91.9\\%\\) on ScanObjectNN [36], outperforming the previous state-of-the-art (SOTA) 3D pre-trained model by \\(+1.3\\%\\), and \\(94.3\\%\\) on ModelNet40 [40]. Furthermore, Any2Point also achieves comparable results and efficiency by utilizing other pre-trained models [7,8,19,24,35] of different modalities, including 2D vision, language, and audio, validating the robustness of our approach. The contributions of our paper are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.677, + 0.791, + 0.724 + ], + "angle": 0, + "content": "- To enable a general any-to-3D transferring framework, we propose Any2Point, which empowers any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.728, + 0.789, + 0.774 + ], + "angle": 0, + "content": "- We introduce two techniques, i.e., 3D-to-any virtual projection and any-to-3D guided adapter, to effectively overcome the issues within current methods, such as 3D geometry loss and excessive resource cost." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.78, + 0.789, + 0.84 + ], + "angle": 0, + "content": "- Any2Point achieves superior performance compared to previous SOTA 3D pre-trained models across various tasks. Notably, these competitive results remain consistent regardless of leveraging pre-trained models from different modalities, such as 2D vision, language, and audio." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.677, + 0.791, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "image", + "bbox": [ + 0.234, + 0.148, + 0.775, + 0.277 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.291, + 0.788, + 0.361 + ], + "angle": 0, + "content": "Fig. 2: Overall Pipeline of Any2Point. For efficiently fine-tuning Any-modality pre-trained models, our Any2Point framework contains two components: a 3D-to-any Virtual Projection, which pairs the pre-trained positional encodings with 3D tokens to avoid the 3D geometric information loss, and a Any-to-3D Guided Adapter to effectively grasp local structures." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.388, + 0.357, + 0.406 + ], + "angle": 0, + "content": "2 Any2Point" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.419, + 0.788, + 0.48 + ], + "angle": 0, + "content": "In Sec. 2.1, we first provide a paradigm overview of Any2Point, including the problem definition and network architecture. Then, in Sec. 2.2 and Sec. 2.3, we respectively elaborate on the methodologies of our proposed two techniques for adapting any-modality large models for 3D domains." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.501, + 0.411, + 0.515 + ], + "angle": 0, + "content": "2.1 Method Overview" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.789, + 0.707 + ], + "angle": 0, + "content": "Problem Definition. Given a pre-trained transformer from any modality, e.g., vision, language, and audio, our objective is to empower it with 3D understanding capabilities in an effective and efficient manner. Instead of employing full fine-tuning on 3D data, we seek a parameter-efficient solution with the source transformers frozen, since their large-scale parameters might cause high computation cost and over-fitting issues on the limited 3D dataset. We generally divide the source models into two categories according to their pre-training data dimension, denoted as 1D and 2D transformers. The 1D transformers are specialized in processing sequential data, exemplified by language models like RoBERTa [19], T5 [33], and CLIP's text encoder [32]. The 2D transformers are expert at 2D spatial data, including vision models, e.g., DINOv2 [24] and DeiT [35], and audio models, e.g., ImageBind Audio Encoder [7] and SSAST [8]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Model Pipeline. The overall paradigm of Any2Point is depicted in Fig. 2. To encode the input point cloud, we discard the original embedding modules in source transformers, e.g., tokenizers in 1D language models and convolutions in 2D vision/audio models, and employ a 3D mini-network for point cloud tokenization. On top of this, the encoded 3D tokens are fed first into a 3D-to-any virtual projection module for positional encoding, and then into the frozen 1D/2D transformer with any-to-3D guided adapters. The former mechanism aims to assign each 3D token with positional information within the source modality, and the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.24, + 0.15, + 0.764, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.24, + 0.246, + 0.764, + 0.342 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.356, + 0.788, + 0.398 + ], + "angle": 0, + "content": "Fig.3: 3D-to-any Virtual Projection. To prevent the loss of 3D geometric information, the module assigns 3D tokens with the positional encodings that are paired with the pre-trained model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.788, + 0.487 + ], + "angle": 0, + "content": "latter is designed for adaptive 1D/2D-guided 3D representation learning, which we will detail in the following sections. Note that, as the source transformers are kept frozen, only the initial tokenization network and the inserted adapters are learnable for parameter-efficient fine-tuning." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.506, + 0.504, + 0.521 + ], + "angle": 0, + "content": "2.2 3D-to-any Virtual Projection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.528, + 0.788, + 0.651 + ], + "angle": 0, + "content": "Many current 2D-to-3D methods [38,48,54] project 3D point clouds into multiview images to meet the input modality of pre-trained 2D models. This dimension reduction process potentially leads to the information loss of 3D geometries and deep measurements, enabling insufficient 3D feature encoding. In addition, these approaches are merely validated on the large models within 2D images, without considering other modalities like language and audio. Therefore, we propose a 3D-to-any virtual projection strategy that mitigates the geometric loss, and is generalizable to any 1D/2D pre-trained models, as shown in Fig. 3." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.662, + 0.788, + 0.8 + ], + "angle": 0, + "content": "Tokenization in 3D Space. To avoid any information degradation, we directly tokenize the input point cloud within the 3D space for the subsequent 1D/2D transformer. Specifically, we employ a 3D mini-network containing small-scale parameters, which is a lighter-weight variant of Point-PN [52, 53]. The tokenization process involves Farthest Point Sampling (FPS) [26] for point number downsampling, \\( k \\)-Nearest Neighbor (\\( k \\)-NN) algorithm for local aggregation, and learnable linear layers for feature encoding. After this, we transform the raw point clouds into high-dimensional vectors, obtaining \\( N \\) 3D tokens as \\( \\{T_i\\}_{i=1}^N \\), with \\( \\{p_i^{3D}\\}_{i=1}^N \\) denoting their 3D coordinates." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Motivations for Virtual Projection. Positional encodings (PEs) serve as the only indicator for positional information to the transformer model, since" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "the inner attention mechanism is permutation-invariant, treating every token at different orders all the same. Therefore, a straightforward way for 1D/2D transformers to comprehend 3D positional information is to integrate new 3D PEs with 3D tokens. However, the source transformers are pre-trained paired with their original PEs in 1D/2D space, which leads to semantic discrepancy between the frozen 1D/2D weights and newly learned 3D PEs. To address this issue, we virtually project 3D tokens into the source modality, and obtain the corresponding 1D/2D PEs for better aligning with the transformers." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.281, + 0.788, + 0.42 + ], + "angle": 0, + "content": "3D-to-2D Virtual Projection. For 2D transformers in 2D vision and audio modalities, we virtually project each 3D coordinate, e.g., \\( p_i^{3D} \\), into \\( M \\) views, deriving the corresponding 2D coordinates as \\( \\{p_{ij}^{2D}\\}_{j=1}^M \\). The \\( M \\) different perspectives are capable of providing diverse positional relations within 2D space. We adopt a simple projection in PointCLIP [48] without learnable parameters. Importantly, we do not truly produce the projected multi-view images, but only aim to obtain the virtual 2D positions. Then, according to the original 2D PEs within pre-trained transformers, we assign each 3D token, e.g., \\( T_i \\), with \\( M \\) different PEs, denoted as \\( \\{\\mathrm{PE}^{2D}(p_{ij}^{2D})\\}_{j=1}^M \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.788, + 0.537 + ], + "angle": 0, + "content": "3D-to-1D Virtual Projection. Similarly, for 1D transformers in language modality, we virtually project the 3D coordinates into different 1D lines. To align the number with 2D modality, we also select \\(M\\) lines passing through the center of the point cloud with \\(M\\) uniform rotation angles. For simplicity, we suppose the point cloud center as the origin, the unit direction vectors of \\(M\\) lines as \\(\\{\\pmb{v}_j^{1D}\\}_{j=1}^M\\), and the point coordinate, \\(p_i^{3D}\\), vectorized as \\(\\pmb{p}_i^{3D}\\). Then, the 1D coordinate of point \\(i\\) in line \\(j\\) is formulated by the dot production of" + }, + { + "type": "equation", + "bbox": [ + 0.441, + 0.545, + 0.785, + 0.565 + ], + "angle": 0, + "content": "\\[\np _ {i j} ^ {1 D} = \\boldsymbol {v} _ {j} ^ {1 D} \\cdot \\boldsymbol {p} _ {i} ^ {3 D}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.572, + 0.787, + 0.606 + ], + "angle": 0, + "content": "denoting the projected length. In this way, we refer to the original 1D PEs, and assign each 3D token, e.g., \\( T_{i} \\), with \\( M \\) different PEs as \\( \\{\\mathrm{PE}^{1D}(p_{ij}^{1D})\\}_{j = 1}^{M} \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.615, + 0.788, + 0.662 + ], + "angle": 0, + "content": "Encoding 3D Positions in \\(1D / 2D\\) PEs. After acquiring the corresponding 1D/2D PEs, we average them as an overall positional indicator, and incorporate it with the 3D token, e.g., \\(T_{i}\\), by" + }, + { + "type": "equation", + "bbox": [ + 0.369, + 0.671, + 0.786, + 0.711 + ], + "angle": 0, + "content": "\\[\nT _ {i} ^ {i n} = T _ {i} + \\frac {1}{M} \\sum_ {j = 1} ^ {M} \\mathrm {P E} ^ {1 D / 2 D} \\left(p _ {i j} ^ {1 D / 2 D}\\right). \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.767 + ], + "angle": 0, + "content": "With this approach, we inject sufficient positional information of the source modality into 3D tokens to better collaborate with the frozen transformer, while mitigating the information loss of the true projection." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.787, + 0.492, + 0.803 + ], + "angle": 0, + "content": "2.3 Any-to-3D Guided Adapter" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.843 + ], + "angle": 0, + "content": "Different from existing distillation-based methods [9, 51] training a new 3D network, we directly feed the encoded 3D tokens \\(\\{T_{ij}^{in}\\}_{i = 1}^{N}\\) to the pre-trained" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.26, + 0.148, + 0.745, + 0.374 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.393, + 0.788, + 0.437 + ], + "angle": 0, + "content": "Fig. 4: Any-to-3D Guided Adapter. Inserted into every transformer block, the adapter leverages the 1D/2D-guided Local Aggregation module to capture 3D local semantics and utilizes the Adaptive Any-to-3D Ensemble to obtain high-quality features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.464, + 0.788, + 0.571 + ], + "angle": 0, + "content": "1D/2D transformer. Although the PEs of 3D tokens have been aligned with the source model, the entirely frozen weights pre-trained by other modalities are still restricted to learning superior 3D representations. Considering this, we introduce a learnable any-to-3D guided adapter within each transformer block, as shown in Fig. 4. The adapters are inserted after the Feed-Forward Networks (FFNs), and further incorporate 1D/2D-prior knowledge for parameter-efficient fine-tuning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.585, + 0.788, + 0.737 + ], + "angle": 0, + "content": "Motivations for Inserting Adapters. The self-attention mechanisms within source transformers normally focus on long-range token interaction in global contexts, which lacks local feature extraction. However, the detailed spatial geometries are also significant for the fine-grained understanding of 3D shapes. To complement the gap, we utilize the proposed adapter layers for specifically capturing 3D semantics within local neighborhoods. In addition, as the source transformers are powered by 1D/2D PEs as discussed above, the naive FPS and \\( k \\)-NN for 3D local grouping might cause positional discrepancy. Therefore, we further design a 1D/2D-guided aggregation strategy and an adaptive any-to-3D ensemble approach for robust 3D fine-grained encoding." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "1D/2D-guided Local Aggregation. Within the adapter, we first group 3D tokens into different local neighborhoods guided by 1D/2D positional priors, which better align the adopted 1D/2D PEs. For \\( M \\) different views/lines, we conduct \\( M \\) concurrent local aggregation process to make the best of different projection perspectives. Specifically, for 2D transformers, we divide each virtually projected image, e.g., the \\( j \\)-th view, into uniform local 2D patches, and group the 3D to-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "kens within the same patch into a neighborhood, according to their 2D positions \\(\\{p_{ij}^{2D}\\}_{i=1}^N\\). For 1D transformers, we similarly divide each virtually projected line, e.g., the \\(j\\)-th direction, into uniform local 1D segments, and group the 3D tokens within different segments referring to their 1D positions \\(\\{p_{ij}^{1D}\\}_{i=1}^N\\). On top of this, we adopt a self-attention layer for 3D tokens within each 1D/2D neighborhoods, performing local feature interaction guided by 1D/2D priors. Then we employ the operations of pooling and propagation to propagate the local aggregated feature to every points within the same neighborhood." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.281, + 0.79, + 0.478 + ], + "angle": 0, + "content": "Adaptive Any-to-3D Ensemble. After the parallel local aggregation, we obtain \\( M \\) sets of 3D tokens, each representing a 2D view or 1D line. As different projection perspectives normally showcase different significance for 3D representations, we propose an adaptive any-to-3D ensemble approach to aggregate the \\( M \\) features for each token. We denote the \\( i \\)-th 3D token with \\( M \\) sets of features at this stage as \\( \\{F_{ij}\\}_{j=1}^{M} \\). To properly indicate the relative importance of each view/line, we additionally employ a 3D feature transformation branch independent of the \\( M \\) 2D-guided local aggregation. This non-parametric branch only contains the local grouping in 3D space, feature average pooling within local groups, and propagation operations, converting the 3D token before the adapter into a feature baseline for adaptive ensemble, denoted as \\( B_i \\). Then, we calculate the relative weights for different views/lines by the cosine similarity, and finally aggregate their features to obtain the final output as" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.489, + 0.788, + 0.531 + ], + "angle": 0, + "content": "\\[\nT _ {i} ^ {\\text {o u t}} = \\frac {1}{M} \\sum_ {j = 1} ^ {M} \\operatorname {S i m} \\left(B _ {i}, F _ {i j}\\right). \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.584 + ], + "angle": 0, + "content": "With the ensemble strategy, we integrate \\( M \\) different features with dynamic weights, enabling the adapter to adaptively determine which view/line is more critical, contributing to high-quality adapted features." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.605, + 0.377, + 0.623 + ], + "angle": 0, + "content": "3 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.635, + 0.448, + 0.652 + ], + "angle": 0, + "content": "3.1 Experimental Settings" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.841 + ], + "angle": 0, + "content": "ScanObjectNN. The ScanObjectNN dataset [36] consists of real-world 3D object scans, categorized into 15 distinct classes. We select the most challenging PB-T50-RS split to test the performance of the Any2Point framework without the voting strategy. For all models, we employ the AdamW optimizer [20] and the CosineAnnealing scheduler. The initial learning rate is set to 5e-4, with a weight decay factor of 0.05. We fine-tune the model for 300 epochs with a batch size of 32. For data augmentation, we use Random scaling, translation, and rotation. For language, 2D vision, and audio modalities, we respectively select the CLIP Text Encoder [32], DINO V2 [24], and ImageBind Audio Encoder [7] as pre-trained models. For these three models, the transformer architecture is the same: a 12-block encoder with 768 feature channels and 1,024 input point number. The hyperparameter M in the 3D-to-any Virtual Projection is set to 6 with" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.788, + 0.201 + ], + "angle": 0, + "content": "Table 1: Comparisons on accuracy with previous methods on 3D classification datasets. We report the pre-training modality (Pre-train), the number of learnable parameters (#Param) on the \"PB-T50-RS\" split of ScanObjectNN (SCAN.) and ModelNet40 (MN.).† indicates utilizing the voting strategy." + }, + { + "type": "table", + "bbox": [ + 0.269, + 0.213, + 0.737, + 0.46 + ], + "angle": 0, + "content": "
MethodPre-train#Param(M)SCAN.(%)MN.(%)
Point-NN [52]N/A0.064.981.8
PointNet [26]N/A3.568.089.2
PointNet++ [27]N/A1.577.990.7
DGCNN [37]N/A1.878.192.9
PointMLP [22]N/A12.685.494.1
Point-PN [52]N/A0.887.193.8
PointNeXt [29]N/A1.487.794.0
Point-BERT [44]3D22.183.192.7
w/ Point-PEFT [34]3D0.685.093.4
Point-MAE [25]3D22.185.293.2
Point-M2AE [47]3D15.386.493.4
P2P-HorNet [38]2D1.289.394.0†
ACT [5]3D+2D22.188.293.7
w/ IDPT [45]3D+2D1.787.794.0†
I2P-MAE [51]3D+2D12.990.193.7
ReCon [28]3D+2D+Language43.690.694.1
Audio0.887.092.7
Any2Point2D0.887.793.2
Language0.991.994.3
" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.488, + 0.785, + 0.565 + ], + "angle": 0, + "content": "identical angles for the Any-Modality Transformers. To match the shape of the original PEs within pre-trained models, we virtually project 3D points into a 1D line segment of length 77 with a line size of 2 in the language modality; a 2D plane measuring \\(512 \\times 512\\) with a patch size of 26 in the 2D vision modality; and a 2D plane sized \\(192 \\times 304\\) with a patch size of 16 in the audio modality." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.58, + 0.785, + 0.67 + ], + "angle": 0, + "content": "ModelNet40. The ModelNet40 dataset [40] consists of 40 categories of synthesized 3D CAD models, with 9,843 training samples and 2,468 test samples. In our experiments on ModelNet40, we adopt the same fine-tuning settings and the same pre-trained models as in ScanObjectNN. For data augmentation, we utilize default random scaling and translation. Notably, during the testing process, we do not employ the voting strategy." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.671, + 0.785, + 0.761 + ], + "angle": 0, + "content": "In this section, we conduct extensive experiments on the ScanObjectNN [36] and ModelNet40 [40] datasets. We first introduce the fine-tuning settings and implementation details in Sec. 3.1. Then, in Sec. 3.2, we present the main experiment of transferring any-modality large models (language, 2D image and audio) to 3D classification tasks. Finally, in Sec. 3.3, we conduct ablation studies to evaluate each component within our proposed Any2Point framework." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.785, + 0.441, + 0.8 + ], + "angle": 0, + "content": "3.2 Quantitative Analysis" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "The results are shown in Tab. 1. It is observed that: (i) On the 3D real-world object dataset ScanObjectNN, the Any2Point framework achieves \\(91.9\\%\\), \\(87.7\\%\\)," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.189 + ], + "angle": 0, + "content": "Table 2: Ablation Study on Different PEFT Methods. We report the number of learnable parameters (#P) and classification accuracy(%) of CLIP-Text (1D.) and DINO V2 (2D.) on the \"PB-T50-RS\" split of the ScanObjectNN dataset." + }, + { + "type": "table", + "bbox": [ + 0.362, + 0.199, + 0.645, + 0.297 + ], + "angle": 0, + "content": "
Method#P(M)1D.(%)2D.(%)
Full Fine-Tuning86.379.985.3
Prompt Tuning [14]0.489.186.4
Adapter Tuning [12]0.489.685.9
LoRA [13]0.986.385.1
Any2Point0.891.987.7
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.308, + 0.79, + 0.339 + ], + "angle": 0, + "content": "Table 3: Ablation Study on Main Components. To validate the effectiveness of 3D-to-any Virtual Projection (V.P.) and Any-to-3D Guided Adapter (G.A.)." + }, + { + "type": "table", + "bbox": [ + 0.329, + 0.349, + 0.676, + 0.424 + ], + "angle": 0, + "content": "
3D-to-any V.P.Any-to-3D G.A.#P(M)1D.(%)2D.(%)
--0.388.786.1
✓-0.389.386.6
-✓0.890.987.6
✓✓0.891.987.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.449, + 0.788, + 0.738 + ], + "angle": 0, + "content": "and \\(87.0\\%\\) accuracy based on Language (CLIP-Text), 2D Vision (DINO V2-B), and Audio (ImageBind-Audio) modalities, respectively. Compared to the previous SOTA method (ReCon), 1D language pre-trained Any2Point achieves a \\(1.3\\%\\) improvement with only 0.9M learnable parameters. For the 2D (Vision/Audio) modalities, Any2Point significantly outperforms Point-M2AE, which is the SOTA method pre-trained only on 3D datasets, by \\(0.6\\%\\) and \\(1.3\\%\\), respectively. This reveals that our framework is capable of fully exploiting pre-trained knowledge from other modalities to solve 3D recognition tasks. (ii) On the 3D synthetic object dataset ModelNet40, across the Language, 2D Vision, and Audio modalities, our Any2Point framework attains \\(94.3\\%\\), \\(93.2\\%\\), and \\(92.7\\%\\). Our framework exclusively utilizes one pre-trained model in the 1D language modality, achieving a \\(0.2\\%\\) improvement over the previous SOTA method (ReCon), and reducing 42.7M learnable parameters. For 2D modalities, Any2Point demonstrates performance on par with models pre-trained exclusively on 3D datasets. (iii) Surprisingly, whether on the ScanObjectNN or the ModelNet40 dataset, the Any2Point framework maintains a performance trend where 1D modality (language) outperforms 2D modalities (image and audio). Large language models provide abundant spatial and semantic information in low-dimensional spaces to assist in 3D learning. This trend is further validated in the upcoming Sec. 3.3." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.757, + 0.391, + 0.773 + ], + "angle": 0, + "content": "3.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.842 + ], + "angle": 0, + "content": "In this section, we conduct extensive ablation studies to explore the effectiveness of different components within our Any2Point framework. We adopt CLIP-Text (1D) and DINO V2 (2D) as the pre-trained transformer, and report the classification accuracy (\\%) on the \"PB-T50-RS\" split of the ScanObjectNN dataset." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 4: Ablation Study on 3D-to-any Virtual Projection. Sinusoidal, Learnable and 3D-to-any V.P. refer to sinusoidal positional encoding, learnable positional encoding and 3D-to-any Virtual Projection." + }, + { + "type": "table", + "bbox": [ + 0.341, + 0.199, + 0.664, + 0.274 + ], + "angle": 0, + "content": "
SinusoidalLearnable3D-to-any V.P.1D.(%)2D.(%)
---90.987.6
✓--87.486.0
-✓-90.586.5
--✓91.987.7
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.287, + 0.788, + 0.329 + ], + "angle": 0, + "content": "Table 5: Ablation Study on Any-to-3D Guided Adapter. To validate the effectiveness of 1D/2D-guided Local Aggregation (L.A.) and Adaptive (Ada.) Any-to-3D Ensemble (Ens.)." + }, + { + "type": "table", + "bbox": [ + 0.303, + 0.342, + 0.703, + 0.406 + ], + "angle": 0, + "content": "
1D/2D-guided L.A.Ada. Any-to-3D Ens.#P(M)1D.(%)2D.(%)
--0.2589.386.6
✓-0.890.286.8
✓✓0.891.987.7
" + }, + { + "type": "table_caption", + "bbox": [ + 0.341, + 0.419, + 0.663, + 0.433 + ], + "angle": 0, + "content": "Table 6: More Results on ScanObjectNN." + }, + { + "type": "table", + "bbox": [ + 0.312, + 0.446, + 0.693, + 0.511 + ], + "angle": 0, + "content": "
MethodPre-trainModel#Param(M)SCAN.(%)
Any2PointAudioSSAST [8]0.887.1
2DDeiT [35]0.887.3
LanguageRoBERTa [19]0.989.7
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.539, + 0.788, + 0.72 + ], + "angle": 0, + "content": "Comparison with traditional PEFT methods. As demonstrated in Tab. 2, our Any-to-3D Guided Adapter significantly outperforms traditional PEFT techniques when utilizing pre-trained models from 1D or 2D modalities. In comparison to Prompt Tuning [14], it achieves improvements of \\(2.8\\%\\) and \\(1.3\\%\\); compared to Adapter Tuning [12], it achieves improvements of \\(2.3\\%\\) and \\(1.8\\%\\); and in contrast to Low-Rank Adaptation (LoRA) [13], it achieves improvements of \\(5.6\\%\\) and \\(2.6\\%\\), respectively. The experimental results demonstrate that our Any-to-3D Guided Adapter can efficiently mine and integrate pre-trained knowledge from other modalities to understand the semantics of 3D objects. Unlike other methods, our framework leverages 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, capturing the local fine-grained information of 3D objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Effectiveness of Main Components. As shown in Tab. 3, to substantiate the efficacy of our proposed methods, we conducted ablation experiments by progressively incorporating each component into the baseline. The first row indicates the baseline configuration, which consists of the 3D tokenizer, the pre-trained transformer, and the task head, with updates applied only to the tokenizer and head. Introducing the 3D-to-any Virtual Projection resulted in performance improvements to \\(89.3\\%\\) in the 1D modality and \\(86.6\\%\\) in the 2D modality. This" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.392, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "suggests that using virtual projection, rather than true projection, helps mitigate the loss of 3D spatial information caused by modality conversion. Following the inclusion of the Any-to-3D Guided Adapter, performance in the 1D modality surged to \\(90.9\\%\\), while in the 2D modality, it rose to \\(87.6\\%\\), with a focus on local structures leading to greater improvements. Introducing both aforementioned methods simultaneously led to a surge in performance to \\(91.9\\%\\) in the 1D modality and a rise to \\(87.7\\%\\) in the 2D modality, effectively showcasing the effectiveness of our comprehensive framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.288, + 0.79, + 0.44 + ], + "angle": 0, + "content": "Effects of 3D-to-any Virtual Projection. In Tab. 4, we investigated the effects of employing different positional encoding methods on the Any2Point framework. The first row indicates the absence of any positional encoding. Introducing sinusoidal positional encoding or learnable positional encoding led to a certain degree of performance degradation. This is due to the conflict between the newly introduced positional information and the inherent semantics within the source modality transformer. On the other hand, employing 3D-to-any Virtual Projection resulted in respective improvements of \\(1.0\\%\\) and \\(0.1\\%\\) accuracy. The results demonstrate that using original 1D/2D positional priors can promote the pre-trained transformer to acquire 3D features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.458, + 0.79, + 0.671 + ], + "angle": 0, + "content": "Components of Any-to-3D Guided Adapter. As shown in Tab. 5, we conduct ablation experiments by incrementally adding components to the Any-to-3D Guided Adapter. The first row signifies the baseline adapter, consisting of only an MLP with bottleneck layers. By incorporating 1D/2D-guided Local Aggregation, composed of local aggregation in 1D/2D spaces, self-attention interactions, pooling, and propagation, our approach achieves performance gains of \\(0.9\\%\\) and \\(0.2\\%\\). Leveraging the positional priors from the pre-trained model facilitates mining fine-grained 3D structural information from different perspectives. The Adaptive Any-to-3D Ensemble brings further improvements of \\(1.7\\%\\) and \\(0.9\\%\\) for 1D and 2D modalities, effectively integrating parallel features in accordance with 3D structural features. The experiments demonstrate the effectiveness of each component in our Any-to-3D Guided Adapter to gather 3D local geometric information, complementing the global attention in the pre-trained model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.79, + 0.844 + ], + "angle": 0, + "content": "More Results on Performance Trend. To further validate our previous findings that the Any2Point framework, based on 1D Language pre-trained models, significantly outperforms those based on 2D modalities (Vision/Audio) in the 3D object recognition task, we conduct additional experiments in Tab. 6. On the \"PB-T50-RS\" split of ScanObjectNN dataset, we select RoBERTa (1D), DeiT (2D Vision), and SSAST (Audio) as the pre-trained models, with fine-tuning settings consistent with our previous experiments. These models achieve performance of \\(89.7\\%\\), \\(87.3\\%\\), and \\(87.1\\%\\), respectively. The performance trend across modalities is observed: 1D language \\(>2\\) D Vision \\(>2\\) D Audio. We suspect that due to the pre-training data, large language models possess stronger semantic" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.233, + 0.148, + 0.77, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.311, + 0.788, + 0.368 + ], + "angle": 0, + "content": "Fig. 5: Visualization of Different Positional Encoding Methods. For the 1D/2D modalities, we visualize the attention scores of the [CLS] token to other point cloud tokens, utilizing sinusoidal positional encoding, learnable positional encoding, and 3D-to-any Virtual Projection. The red color indicates higher values." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.394, + 0.785, + 0.424 + ], + "angle": 0, + "content": "information compared to other modalities, which is beneficial for the deep understanding of different 3D objects." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.444, + 0.379, + 0.459 + ], + "angle": 0, + "content": "4 Visualization" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.472, + 0.796, + 0.518 + ], + "angle": 0, + "content": "In this section, we opt to validate the efficacy of the proposed 3D-to-any Virtual Projection and the Any-to-3D Guided Adapter by visualizing on the ScanObjectNN test set, utilizing the CLIP-Text Encoder (1D) [32] and DINO V2 (2D) [24]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.536, + 0.585, + 0.552 + ], + "angle": 0, + "content": "4.1 Different Positional Encoding Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.558, + 0.788, + 0.771 + ], + "angle": 0, + "content": "Our 3D-to-any Virtual Projection fully exploits the positional encoding paired with the pre-trained model, injecting the source modality spatial knowledge into the 3D tokens during fine-tuning. In Fig. 5, when using sinusoidal positional encodings, learnable positional encodings, and our 3D-to-any Virtual Projection respectively, we visualize the attention scores of the [CLS] token to other point cloud tokens. As illustrated, for the 1D language modality, learnable positional encodings grasp useless information. After applying the commonly used sinusoidal positional encodings in Large Language Models, they fail to capture the critical 3D semantics. However, our method focuses more on the salient object parts, such as the armrests and wheels of chairs, and the legs of tables. For the 2D visual modality, learnable encodings are slightly better than sinusoidal positional encodings, as 2D pre-trained models mainly adopt the learnable encoding method. Meanwhile, our method directly recognizes the whole object and its key parts, for example, giving high weights to the chair's backrest." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.789, + 0.573, + 0.804 + ], + "angle": 0, + "content": "4.2 Effects of Any-to-3D Guided Adapter" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.792, + 0.84 + ], + "angle": 0, + "content": "The Any-to-3D Guided Adapter captures the 3D fine-grained information through interactions within the local regions of the source modality. In Fig. 6, we visualize" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.129 + ], + "angle": 0, + "content": "Yiwen Tang et al." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.149, + 0.777, + 0.285 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.297, + 0.788, + 0.382 + ], + "angle": 0, + "content": "Fig.6: Visualization of Effects of Any-to-3D Guided Adapter. For 1D/2D modalities, we visualize the clusters of the similarities between the [CLS] token and other point features, with the number of clusters set to 3. It is conducted for the complete Any-to-3D Guided Adapter, for replacing the Adaptive Any-to-3D Ensemble with maxmean pooling (Maxmean Pool.), and for performing local aggregation solely based on 3D positions (3D-guided L.A.)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.421, + 0.789, + 0.588 + ], + "angle": 0, + "content": "the clustering results of the similarities between the [CLS] token and other point token features, utilizing the complete Any-to-3D Guided Adapter, replacing the Adaptive Any-to-3D Ensemble with maxmean pooling, and further only using 3D positional information. As shown, for simple objects like chairs (\\(1^{st}\\) row), our method effectively distinguishes between the chair's backrest, armrests, seat, and wheels, whereas removing components fails to capture the differences between key parts. For more challenging objects like shelves (\\(2^{nd}\\) row), removing any components leads to semantic confusion of the object, while our approach clearly differentiates the shelf's base, middle layer, and backrest. These experiments indicate that each component within the Adapter effectively utilizes the positional information from different modalities to promote the 3D structure extraction." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.634, + 0.36, + 0.65 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In conclusion, our paper proposes Any2Point to enable a general any-to-3D transferring framework, empowering any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding. Within Any2Point framework, we introduce two techniques, named 3D-to-any virtual projection and any-to-3D guided adapter, to extract 3D structure knowledge while efficiently fine-tuning pre-trained models. This enables us to overcome issues within current methods, such as 3D geometry loss and excessive resource cost. Our extensive experiments across various tasks demonstrate the superior performance and efficiency of Any2Point compared to previous SOTA 3D pre-trained models, achieving remarkable results with only a fraction of the trainable parameters." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.659, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Any2Point" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.787, + 0.24 + ], + "angle": 0, + "content": "This work is partially supported by the Shanghai AI Laboratory, National Key R&D Program of China (2022ZD0160101), the National Natural Science Foundation of China (62376222), and Young Elite Scientists Sponsorship Program by CAST (2023QNRC001)." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.264, + 0.323, + 0.279 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.296, + 0.785, + 0.338 + ], + "angle": 0, + "content": "1. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 2639-2650 (2023)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.564 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_origin.pdf b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..599af6a2ea9ae6d8007cbb1b5c2423a31db83422 --- /dev/null +++ b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/9f5407e9-e39f-4851-9d28-194a42676116_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:d0377e74113e9eae5e77d36abdf11ddf2996d89e9121daae8a91171eb7c77de6 +size 1975028 diff --git a/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/full.md b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/full.md new file mode 100644 index 0000000000000000000000000000000000000000..ac9b9a60de57607d3e2db8cbe2ff6166b20c293a --- /dev/null +++ b/2024/Any2Point_ Empowering Any-modality Transformers for Efficient 3D Understanding/full.md @@ -0,0 +1,250 @@ +# Any2Point: Empowering Any-modality Large Models for Efficient 3D Understanding + +Yiwen Tang $^{1,2*}$ , Ray Zhang $^{3*}$ , Jiaming Liu $^{4*}$ , Zoey Guo $^{3*}$ , Bin Zhao $^{1,2\dagger}$ , Zhigang Wang $^{1}$ , Peng Gao $^{1}$ , Hongsheng Li $^{3}$ , Dong Wang $^{1\dagger}$ , and Xuelong Li $^{5}$ + +$^{1}$ Shanghai AI Laboratory $^{2}$ Northwestern Polytechnical University +3The Chinese University of Hong Kong 4Peking University 5TeleAI + +Abstract. Large foundation models have recently emerged as a prominent focus of interest, attaining superior performance in widespread scenarios. Due to the scarcity of 3D data, many efforts have been made to adapt pre-trained transformers from vision to 3D domains. However, such 2D-to-3D approaches are still limited, due to the potential loss of spatial geometries and high computation cost. More importantly, their frameworks are mainly designed for 2D models, lacking a general any-to-3D paradigm. In this paper, we introduce Any2Point, a parameter-efficient method to empower any-modality large models (vision, language, audio) for 3D understanding. Given a frozen transformer from any source modality, we propose a 3D-to-any (1D or 2D) virtual projection strategy that correlates the input 3D points to the original 1D or 2D positions within the source modality. This mechanism enables us to assign each 3D token with a positional encoding paired with the pre-trained model, which avoids 3D geometry loss caused by the true projection and better motivates the transformer for 3D learning with 1D/2D positional priors. Then, within each transformer block, we insert an any-to-3D guided adapter module for parameter-efficient fine-tuning. The adapter incorporates prior spatial knowledge from the source modality to guide the local feature aggregation of 3D tokens, compelling the semantic adaption of any-modality transformers. We conduct extensive experiments to showcase the effectiveness and efficiency of our method. The code is released at https://github.com/Ivan-Tang-3D/Any2Point. + +Keywords: Large Foundation Model $\cdot$ Cross-modality Transfer $\cdot$ Parameter Efficient Fine-Tuning + +# 1 Introduction + +Driven by the growing volume of model parameters and training data, large foundation models have gained unprecedented attention in a diverse array of domains and tasks. Numerous large models have been pre-trained for natural language + +![](images/291e50655803cc0628751a4ceb51aa51778c717e9d5ab6578b28f5a5d79a1dde.jpg) +Fig. 1: Overview of Any2Point. We propose a general framework for any-to-3D learning, which is shared for any modalities with parameter-efficient fine-tuning. + +process, including BERT [4], T5 [33], GPT series [6, 23], and LLaMA [16, 49], as well as visual understanding like DINOV2 [24], MAE [11, 39, 41], and ViT-22B [3]. Existing works [1, 13, 14, 18, 50] also explore efficient fine-tuning techniques to transfer pre-trained large models to a variety of downstream tasks, consistently achieving excellent performance. Meanwhile, 3D visual understanding [2, 10, 26, 46, 48, 53] is also a significant topic, with its rich geometric representation contributing to the development of many applications (e.g., robotics [17, 21, 30] and autonomous driving [15, 31, 43]). Unfortunately, due to a lack of large-scale 3D data, the efforts towards 3D foundational model are significantly lagging compared to language and 2D vision. Specifically, the acquisition and annotation of high-quality 3D data requires expensive resources and human labor, while synthetic 3D data training falls short of distribution diversity and real-world applications. + +Therefore, some previous works have transferred pre-trained models from other modalities (mainly 2D vision) to 3D modality, leveraging sufficient pretrained knowledge from diverse sources. We categorize existing 2D-to-3D works into two groups. 1) Data modality transformation. This type of approach involves projecting 3D point clouds into 2D images [38,48,54], which are subsequently fed into 2D pre-trained models. Despite the promising performance on downstream tasks, the process of modality transformation inevitably causes the loss of spatial information in 3D data, hindering the full potential for 3D understanding. 2) Cross-modality knowledge distillation. These approaches involve the pre-training knowledge transfer from 2D or vision-language models to a newly trained 3D model [5,42,51]. They are not only required to forward propagate both the 2D and 3D models during training, but also highly rely on the large-scale paired 2D-3D data. This leads to substantial computation costs and data engineering, limiting their ability for efficient implementation. Besides the aforementioned issues, more importantly, current methods mostly focus on the model adaption from 2D vision to 3D point clouds, rather than a shared + +methodology for other modalities. Therefore, we pose a question: can we develop a general any-to-3D paradigm that empowers any-modality large models for efficient and effective point cloud understanding? + +To address this issue, we propose Any2Point, a unified any-to-3D framework that transfers any 1D (language) or 2D (image/audio) large models to 3D domains with Parameter-Efficient Fine-Tuning (PEFT), as shown in Fig. 1. Different from prior methods, our Any2Point avoids the point cloud projection, thereby mitigating the 3D information loss, and directly fine-tunes pre-trained models from source modalities, which saves resources by knowledge distillation. Specifically, given an any-modality pre-trained transformer, we first introduce a 3D-to-any (1D or 2D) virtual projection mechanism. This mechanism establishes a positional mapping between the input 3D points and their virtually projected 1D lines or 2D planes. This enables us to encode 3D coordinates using the original positional embeddings of the source modality of pre-trained large models. In this way, we no longer need to conduct a true projection losing 3D geometries, while better promoting the pre-trained transformer to acquire 3D features with their original 1D/2D positional priors. Then, for each transformer block, we insert an any-to-3D guided adapter module for PEFT. This adapter leverages the 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, facilitating fine-grained feature interaction. Afterward, we perform an adaptive ensemble for the 3D features guided by different 1D/2D priors, which attains superior 3D representations. + +Extensive experiments across various tasks demonstrate that our Any2Point framework achieves superior performance compared to current 3D pre-trained models, while utilizing only $1.0\%$ of the trainable parameters. Using the pretrained CLIP Text Encoder [32], Any2Point fine-tunes only 0.8M parameters and attains $91.9\%$ on ScanObjectNN [36], outperforming the previous state-of-the-art (SOTA) 3D pre-trained model by $+1.3\%$ , and $94.3\%$ on ModelNet40 [40]. Furthermore, Any2Point also achieves comparable results and efficiency by utilizing other pre-trained models [7,8,19,24,35] of different modalities, including 2D vision, language, and audio, validating the robustness of our approach. The contributions of our paper are as follows: + +- To enable a general any-to-3D transferring framework, we propose Any2Point, which empowers any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding. +- We introduce two techniques, i.e., 3D-to-any virtual projection and any-to-3D guided adapter, to effectively overcome the issues within current methods, such as 3D geometry loss and excessive resource cost. +- Any2Point achieves superior performance compared to previous SOTA 3D pre-trained models across various tasks. Notably, these competitive results remain consistent regardless of leveraging pre-trained models from different modalities, such as 2D vision, language, and audio. + +![](images/b25470727e1912ce81476f6f8543585e05e49f0d73e1377f75a01fe9c6c4804d.jpg) +Fig. 2: Overall Pipeline of Any2Point. For efficiently fine-tuning Any-modality pre-trained models, our Any2Point framework contains two components: a 3D-to-any Virtual Projection, which pairs the pre-trained positional encodings with 3D tokens to avoid the 3D geometric information loss, and a Any-to-3D Guided Adapter to effectively grasp local structures. + +# 2 Any2Point + +In Sec. 2.1, we first provide a paradigm overview of Any2Point, including the problem definition and network architecture. Then, in Sec. 2.2 and Sec. 2.3, we respectively elaborate on the methodologies of our proposed two techniques for adapting any-modality large models for 3D domains. + +# 2.1 Method Overview + +Problem Definition. Given a pre-trained transformer from any modality, e.g., vision, language, and audio, our objective is to empower it with 3D understanding capabilities in an effective and efficient manner. Instead of employing full fine-tuning on 3D data, we seek a parameter-efficient solution with the source transformers frozen, since their large-scale parameters might cause high computation cost and over-fitting issues on the limited 3D dataset. We generally divide the source models into two categories according to their pre-training data dimension, denoted as 1D and 2D transformers. The 1D transformers are specialized in processing sequential data, exemplified by language models like RoBERTa [19], T5 [33], and CLIP's text encoder [32]. The 2D transformers are expert at 2D spatial data, including vision models, e.g., DINOv2 [24] and DeiT [35], and audio models, e.g., ImageBind Audio Encoder [7] and SSAST [8]. + +Model Pipeline. The overall paradigm of Any2Point is depicted in Fig. 2. To encode the input point cloud, we discard the original embedding modules in source transformers, e.g., tokenizers in 1D language models and convolutions in 2D vision/audio models, and employ a 3D mini-network for point cloud tokenization. On top of this, the encoded 3D tokens are fed first into a 3D-to-any virtual projection module for positional encoding, and then into the frozen 1D/2D transformer with any-to-3D guided adapters. The former mechanism aims to assign each 3D token with positional information within the source modality, and the + +![](images/5fa5049dedee5914829131364defb74c0f36b4c0bddbe651e9608f4e732f0e58.jpg) + +![](images/f04526780875d16c8d0c730f6d7b689ab2c62d3dcc3db5dc04f153f8b14a6621.jpg) +Fig.3: 3D-to-any Virtual Projection. To prevent the loss of 3D geometric information, the module assigns 3D tokens with the positional encodings that are paired with the pre-trained model. + +latter is designed for adaptive 1D/2D-guided 3D representation learning, which we will detail in the following sections. Note that, as the source transformers are kept frozen, only the initial tokenization network and the inserted adapters are learnable for parameter-efficient fine-tuning. + +# 2.2 3D-to-any Virtual Projection + +Many current 2D-to-3D methods [38,48,54] project 3D point clouds into multiview images to meet the input modality of pre-trained 2D models. This dimension reduction process potentially leads to the information loss of 3D geometries and deep measurements, enabling insufficient 3D feature encoding. In addition, these approaches are merely validated on the large models within 2D images, without considering other modalities like language and audio. Therefore, we propose a 3D-to-any virtual projection strategy that mitigates the geometric loss, and is generalizable to any 1D/2D pre-trained models, as shown in Fig. 3. + +Tokenization in 3D Space. To avoid any information degradation, we directly tokenize the input point cloud within the 3D space for the subsequent 1D/2D transformer. Specifically, we employ a 3D mini-network containing small-scale parameters, which is a lighter-weight variant of Point-PN [52, 53]. The tokenization process involves Farthest Point Sampling (FPS) [26] for point number downsampling, $k$ -Nearest Neighbor ( $k$ -NN) algorithm for local aggregation, and learnable linear layers for feature encoding. After this, we transform the raw point clouds into high-dimensional vectors, obtaining $N$ 3D tokens as $\{T_i\}_{i=1}^N$ , with $\{p_i^{3D}\}_{i=1}^N$ denoting their 3D coordinates. + +Motivations for Virtual Projection. Positional encodings (PEs) serve as the only indicator for positional information to the transformer model, since + +the inner attention mechanism is permutation-invariant, treating every token at different orders all the same. Therefore, a straightforward way for 1D/2D transformers to comprehend 3D positional information is to integrate new 3D PEs with 3D tokens. However, the source transformers are pre-trained paired with their original PEs in 1D/2D space, which leads to semantic discrepancy between the frozen 1D/2D weights and newly learned 3D PEs. To address this issue, we virtually project 3D tokens into the source modality, and obtain the corresponding 1D/2D PEs for better aligning with the transformers. + +3D-to-2D Virtual Projection. For 2D transformers in 2D vision and audio modalities, we virtually project each 3D coordinate, e.g., $p_i^{3D}$ , into $M$ views, deriving the corresponding 2D coordinates as $\{p_{ij}^{2D}\}_{j=1}^M$ . The $M$ different perspectives are capable of providing diverse positional relations within 2D space. We adopt a simple projection in PointCLIP [48] without learnable parameters. Importantly, we do not truly produce the projected multi-view images, but only aim to obtain the virtual 2D positions. Then, according to the original 2D PEs within pre-trained transformers, we assign each 3D token, e.g., $T_i$ , with $M$ different PEs, denoted as $\{\mathrm{PE}^{2D}(p_{ij}^{2D})\}_{j=1}^M$ . + +3D-to-1D Virtual Projection. Similarly, for 1D transformers in language modality, we virtually project the 3D coordinates into different 1D lines. To align the number with 2D modality, we also select $M$ lines passing through the center of the point cloud with $M$ uniform rotation angles. For simplicity, we suppose the point cloud center as the origin, the unit direction vectors of $M$ lines as $\{\pmb{v}_j^{1D}\}_{j=1}^M$ , and the point coordinate, $p_i^{3D}$ , vectorized as $\pmb{p}_i^{3D}$ . Then, the 1D coordinate of point $i$ in line $j$ is formulated by the dot production of + +$$ +p _ {i j} ^ {1 D} = \boldsymbol {v} _ {j} ^ {1 D} \cdot \boldsymbol {p} _ {i} ^ {3 D}, \tag {1} +$$ + +denoting the projected length. In this way, we refer to the original 1D PEs, and assign each 3D token, e.g., $T_{i}$ , with $M$ different PEs as $\{\mathrm{PE}^{1D}(p_{ij}^{1D})\}_{j = 1}^{M}$ . + +Encoding 3D Positions in $1D / 2D$ PEs. After acquiring the corresponding 1D/2D PEs, we average them as an overall positional indicator, and incorporate it with the 3D token, e.g., $T_{i}$ , by + +$$ +T _ {i} ^ {i n} = T _ {i} + \frac {1}{M} \sum_ {j = 1} ^ {M} \mathrm {P E} ^ {1 D / 2 D} \left(p _ {i j} ^ {1 D / 2 D}\right). \tag {2} +$$ + +With this approach, we inject sufficient positional information of the source modality into 3D tokens to better collaborate with the frozen transformer, while mitigating the information loss of the true projection. + +# 2.3 Any-to-3D Guided Adapter + +Different from existing distillation-based methods [9, 51] training a new 3D network, we directly feed the encoded 3D tokens $\{T_{ij}^{in}\}_{i = 1}^{N}$ to the pre-trained + +![](images/462dd3de01e02687d2208c0365d4d1c36519b2b5b42890657d20f96fe2dd93d1.jpg) +Fig. 4: Any-to-3D Guided Adapter. Inserted into every transformer block, the adapter leverages the 1D/2D-guided Local Aggregation module to capture 3D local semantics and utilizes the Adaptive Any-to-3D Ensemble to obtain high-quality features. + +1D/2D transformer. Although the PEs of 3D tokens have been aligned with the source model, the entirely frozen weights pre-trained by other modalities are still restricted to learning superior 3D representations. Considering this, we introduce a learnable any-to-3D guided adapter within each transformer block, as shown in Fig. 4. The adapters are inserted after the Feed-Forward Networks (FFNs), and further incorporate 1D/2D-prior knowledge for parameter-efficient fine-tuning. + +Motivations for Inserting Adapters. The self-attention mechanisms within source transformers normally focus on long-range token interaction in global contexts, which lacks local feature extraction. However, the detailed spatial geometries are also significant for the fine-grained understanding of 3D shapes. To complement the gap, we utilize the proposed adapter layers for specifically capturing 3D semantics within local neighborhoods. In addition, as the source transformers are powered by 1D/2D PEs as discussed above, the naive FPS and $k$ -NN for 3D local grouping might cause positional discrepancy. Therefore, we further design a 1D/2D-guided aggregation strategy and an adaptive any-to-3D ensemble approach for robust 3D fine-grained encoding. + +1D/2D-guided Local Aggregation. Within the adapter, we first group 3D tokens into different local neighborhoods guided by 1D/2D positional priors, which better align the adopted 1D/2D PEs. For $M$ different views/lines, we conduct $M$ concurrent local aggregation process to make the best of different projection perspectives. Specifically, for 2D transformers, we divide each virtually projected image, e.g., the $j$ -th view, into uniform local 2D patches, and group the 3D to- + +kens within the same patch into a neighborhood, according to their 2D positions $\{p_{ij}^{2D}\}_{i=1}^N$ . For 1D transformers, we similarly divide each virtually projected line, e.g., the $j$ -th direction, into uniform local 1D segments, and group the 3D tokens within different segments referring to their 1D positions $\{p_{ij}^{1D}\}_{i=1}^N$ . On top of this, we adopt a self-attention layer for 3D tokens within each 1D/2D neighborhoods, performing local feature interaction guided by 1D/2D priors. Then we employ the operations of pooling and propagation to propagate the local aggregated feature to every points within the same neighborhood. + +Adaptive Any-to-3D Ensemble. After the parallel local aggregation, we obtain $M$ sets of 3D tokens, each representing a 2D view or 1D line. As different projection perspectives normally showcase different significance for 3D representations, we propose an adaptive any-to-3D ensemble approach to aggregate the $M$ features for each token. We denote the $i$ -th 3D token with $M$ sets of features at this stage as $\{F_{ij}\}_{j=1}^{M}$ . To properly indicate the relative importance of each view/line, we additionally employ a 3D feature transformation branch independent of the $M$ 2D-guided local aggregation. This non-parametric branch only contains the local grouping in 3D space, feature average pooling within local groups, and propagation operations, converting the 3D token before the adapter into a feature baseline for adaptive ensemble, denoted as $B_i$ . Then, we calculate the relative weights for different views/lines by the cosine similarity, and finally aggregate their features to obtain the final output as + +$$ +T _ {i} ^ {\text {o u t}} = \frac {1}{M} \sum_ {j = 1} ^ {M} \operatorname {S i m} \left(B _ {i}, F _ {i j}\right). \tag {3} +$$ + +With the ensemble strategy, we integrate $M$ different features with dynamic weights, enabling the adapter to adaptively determine which view/line is more critical, contributing to high-quality adapted features. + +# 3 Experiments + +# 3.1 Experimental Settings + +ScanObjectNN. The ScanObjectNN dataset [36] consists of real-world 3D object scans, categorized into 15 distinct classes. We select the most challenging PB-T50-RS split to test the performance of the Any2Point framework without the voting strategy. For all models, we employ the AdamW optimizer [20] and the CosineAnnealing scheduler. The initial learning rate is set to 5e-4, with a weight decay factor of 0.05. We fine-tune the model for 300 epochs with a batch size of 32. For data augmentation, we use Random scaling, translation, and rotation. For language, 2D vision, and audio modalities, we respectively select the CLIP Text Encoder [32], DINO V2 [24], and ImageBind Audio Encoder [7] as pre-trained models. For these three models, the transformer architecture is the same: a 12-block encoder with 768 feature channels and 1,024 input point number. The hyperparameter M in the 3D-to-any Virtual Projection is set to 6 with + +Table 1: Comparisons on accuracy with previous methods on 3D classification datasets. We report the pre-training modality (Pre-train), the number of learnable parameters (#Param) on the "PB-T50-RS" split of ScanObjectNN (SCAN.) and ModelNet40 (MN.).† indicates utilizing the voting strategy. + +
MethodPre-train#Param(M)SCAN.(%)MN.(%)
Point-NN [52]N/A0.064.981.8
PointNet [26]N/A3.568.089.2
PointNet++ [27]N/A1.577.990.7
DGCNN [37]N/A1.878.192.9
PointMLP [22]N/A12.685.494.1
Point-PN [52]N/A0.887.193.8
PointNeXt [29]N/A1.487.794.0
Point-BERT [44]3D22.183.192.7
w/ Point-PEFT [34]3D0.685.093.4
Point-MAE [25]3D22.185.293.2
Point-M2AE [47]3D15.386.493.4
P2P-HorNet [38]2D1.289.394.0†
ACT [5]3D+2D22.188.293.7
w/ IDPT [45]3D+2D1.787.794.0†
I2P-MAE [51]3D+2D12.990.193.7
ReCon [28]3D+2D+Language43.690.694.1
Audio0.887.092.7
Any2Point2D0.887.793.2
Language0.991.994.3
+ +identical angles for the Any-Modality Transformers. To match the shape of the original PEs within pre-trained models, we virtually project 3D points into a 1D line segment of length 77 with a line size of 2 in the language modality; a 2D plane measuring $512 \times 512$ with a patch size of 26 in the 2D vision modality; and a 2D plane sized $192 \times 304$ with a patch size of 16 in the audio modality. + +ModelNet40. The ModelNet40 dataset [40] consists of 40 categories of synthesized 3D CAD models, with 9,843 training samples and 2,468 test samples. In our experiments on ModelNet40, we adopt the same fine-tuning settings and the same pre-trained models as in ScanObjectNN. For data augmentation, we utilize default random scaling and translation. Notably, during the testing process, we do not employ the voting strategy. + +In this section, we conduct extensive experiments on the ScanObjectNN [36] and ModelNet40 [40] datasets. We first introduce the fine-tuning settings and implementation details in Sec. 3.1. Then, in Sec. 3.2, we present the main experiment of transferring any-modality large models (language, 2D image and audio) to 3D classification tasks. Finally, in Sec. 3.3, we conduct ablation studies to evaluate each component within our proposed Any2Point framework. + +# 3.2 Quantitative Analysis + +The results are shown in Tab. 1. It is observed that: (i) On the 3D real-world object dataset ScanObjectNN, the Any2Point framework achieves $91.9\%$ , $87.7\%$ , + +Table 2: Ablation Study on Different PEFT Methods. We report the number of learnable parameters (#P) and classification accuracy(%) of CLIP-Text (1D.) and DINO V2 (2D.) on the "PB-T50-RS" split of the ScanObjectNN dataset. + +
Method#P(M)1D.(%)2D.(%)
Full Fine-Tuning86.379.985.3
Prompt Tuning [14]0.489.186.4
Adapter Tuning [12]0.489.685.9
LoRA [13]0.986.385.1
Any2Point0.891.987.7
+ +Table 3: Ablation Study on Main Components. To validate the effectiveness of 3D-to-any Virtual Projection (V.P.) and Any-to-3D Guided Adapter (G.A.). + +
3D-to-any V.P.Any-to-3D G.A.#P(M)1D.(%)2D.(%)
--0.388.786.1
✓-0.389.386.6
-✓0.890.987.6
✓✓0.891.987.7
+ +and $87.0\%$ accuracy based on Language (CLIP-Text), 2D Vision (DINO V2-B), and Audio (ImageBind-Audio) modalities, respectively. Compared to the previous SOTA method (ReCon), 1D language pre-trained Any2Point achieves a $1.3\%$ improvement with only 0.9M learnable parameters. For the 2D (Vision/Audio) modalities, Any2Point significantly outperforms Point-M2AE, which is the SOTA method pre-trained only on 3D datasets, by $0.6\%$ and $1.3\%$ , respectively. This reveals that our framework is capable of fully exploiting pre-trained knowledge from other modalities to solve 3D recognition tasks. (ii) On the 3D synthetic object dataset ModelNet40, across the Language, 2D Vision, and Audio modalities, our Any2Point framework attains $94.3\%$ , $93.2\%$ , and $92.7\%$ . Our framework exclusively utilizes one pre-trained model in the 1D language modality, achieving a $0.2\%$ improvement over the previous SOTA method (ReCon), and reducing 42.7M learnable parameters. For 2D modalities, Any2Point demonstrates performance on par with models pre-trained exclusively on 3D datasets. (iii) Surprisingly, whether on the ScanObjectNN or the ModelNet40 dataset, the Any2Point framework maintains a performance trend where 1D modality (language) outperforms 2D modalities (image and audio). Large language models provide abundant spatial and semantic information in low-dimensional spaces to assist in 3D learning. This trend is further validated in the upcoming Sec. 3.3. + +# 3.3 Ablation Study + +In this section, we conduct extensive ablation studies to explore the effectiveness of different components within our Any2Point framework. We adopt CLIP-Text (1D) and DINO V2 (2D) as the pre-trained transformer, and report the classification accuracy (\%) on the "PB-T50-RS" split of the ScanObjectNN dataset. + +Table 4: Ablation Study on 3D-to-any Virtual Projection. Sinusoidal, Learnable and 3D-to-any V.P. refer to sinusoidal positional encoding, learnable positional encoding and 3D-to-any Virtual Projection. + +
SinusoidalLearnable3D-to-any V.P.1D.(%)2D.(%)
---90.987.6
✓--87.486.0
-✓-90.586.5
--✓91.987.7
+ +Table 5: Ablation Study on Any-to-3D Guided Adapter. To validate the effectiveness of 1D/2D-guided Local Aggregation (L.A.) and Adaptive (Ada.) Any-to-3D Ensemble (Ens.). + +
1D/2D-guided L.A.Ada. Any-to-3D Ens.#P(M)1D.(%)2D.(%)
--0.2589.386.6
✓-0.890.286.8
✓✓0.891.987.7
+ +Table 6: More Results on ScanObjectNN. + +
MethodPre-trainModel#Param(M)SCAN.(%)
Any2PointAudioSSAST [8]0.887.1
2DDeiT [35]0.887.3
LanguageRoBERTa [19]0.989.7
+ +Comparison with traditional PEFT methods. As demonstrated in Tab. 2, our Any-to-3D Guided Adapter significantly outperforms traditional PEFT techniques when utilizing pre-trained models from 1D or 2D modalities. In comparison to Prompt Tuning [14], it achieves improvements of $2.8\%$ and $1.3\%$ ; compared to Adapter Tuning [12], it achieves improvements of $2.3\%$ and $1.8\%$ ; and in contrast to Low-Rank Adaptation (LoRA) [13], it achieves improvements of $5.6\%$ and $2.6\%$ , respectively. The experimental results demonstrate that our Any-to-3D Guided Adapter can efficiently mine and integrate pre-trained knowledge from other modalities to understand the semantics of 3D objects. Unlike other methods, our framework leverages 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, capturing the local fine-grained information of 3D objects. + +Effectiveness of Main Components. As shown in Tab. 3, to substantiate the efficacy of our proposed methods, we conducted ablation experiments by progressively incorporating each component into the baseline. The first row indicates the baseline configuration, which consists of the 3D tokenizer, the pre-trained transformer, and the task head, with updates applied only to the tokenizer and head. Introducing the 3D-to-any Virtual Projection resulted in performance improvements to $89.3\%$ in the 1D modality and $86.6\%$ in the 2D modality. This + +suggests that using virtual projection, rather than true projection, helps mitigate the loss of 3D spatial information caused by modality conversion. Following the inclusion of the Any-to-3D Guided Adapter, performance in the 1D modality surged to $90.9\%$ , while in the 2D modality, it rose to $87.6\%$ , with a focus on local structures leading to greater improvements. Introducing both aforementioned methods simultaneously led to a surge in performance to $91.9\%$ in the 1D modality and a rise to $87.7\%$ in the 2D modality, effectively showcasing the effectiveness of our comprehensive framework. + +Effects of 3D-to-any Virtual Projection. In Tab. 4, we investigated the effects of employing different positional encoding methods on the Any2Point framework. The first row indicates the absence of any positional encoding. Introducing sinusoidal positional encoding or learnable positional encoding led to a certain degree of performance degradation. This is due to the conflict between the newly introduced positional information and the inherent semantics within the source modality transformer. On the other hand, employing 3D-to-any Virtual Projection resulted in respective improvements of $1.0\%$ and $0.1\%$ accuracy. The results demonstrate that using original 1D/2D positional priors can promote the pre-trained transformer to acquire 3D features. + +Components of Any-to-3D Guided Adapter. As shown in Tab. 5, we conduct ablation experiments by incrementally adding components to the Any-to-3D Guided Adapter. The first row signifies the baseline adapter, consisting of only an MLP with bottleneck layers. By incorporating 1D/2D-guided Local Aggregation, composed of local aggregation in 1D/2D spaces, self-attention interactions, pooling, and propagation, our approach achieves performance gains of $0.9\%$ and $0.2\%$ . Leveraging the positional priors from the pre-trained model facilitates mining fine-grained 3D structural information from different perspectives. The Adaptive Any-to-3D Ensemble brings further improvements of $1.7\%$ and $0.9\%$ for 1D and 2D modalities, effectively integrating parallel features in accordance with 3D structural features. The experiments demonstrate the effectiveness of each component in our Any-to-3D Guided Adapter to gather 3D local geometric information, complementing the global attention in the pre-trained model. + +More Results on Performance Trend. To further validate our previous findings that the Any2Point framework, based on 1D Language pre-trained models, significantly outperforms those based on 2D modalities (Vision/Audio) in the 3D object recognition task, we conduct additional experiments in Tab. 6. On the "PB-T50-RS" split of ScanObjectNN dataset, we select RoBERTa (1D), DeiT (2D Vision), and SSAST (Audio) as the pre-trained models, with fine-tuning settings consistent with our previous experiments. These models achieve performance of $89.7\%$ , $87.3\%$ , and $87.1\%$ , respectively. The performance trend across modalities is observed: 1D language $>2$ D Vision $>2$ D Audio. We suspect that due to the pre-training data, large language models possess stronger semantic + +![](images/5daa72a6175a21df565bec62d1cce16456a2b02ccaa958454e0c0ea1a42bd3f7.jpg) +Fig. 5: Visualization of Different Positional Encoding Methods. For the 1D/2D modalities, we visualize the attention scores of the [CLS] token to other point cloud tokens, utilizing sinusoidal positional encoding, learnable positional encoding, and 3D-to-any Virtual Projection. The red color indicates higher values. + +information compared to other modalities, which is beneficial for the deep understanding of different 3D objects. + +# 4 Visualization + +In this section, we opt to validate the efficacy of the proposed 3D-to-any Virtual Projection and the Any-to-3D Guided Adapter by visualizing on the ScanObjectNN test set, utilizing the CLIP-Text Encoder (1D) [32] and DINO V2 (2D) [24]. + +# 4.1 Different Positional Encoding Methods + +Our 3D-to-any Virtual Projection fully exploits the positional encoding paired with the pre-trained model, injecting the source modality spatial knowledge into the 3D tokens during fine-tuning. In Fig. 5, when using sinusoidal positional encodings, learnable positional encodings, and our 3D-to-any Virtual Projection respectively, we visualize the attention scores of the [CLS] token to other point cloud tokens. As illustrated, for the 1D language modality, learnable positional encodings grasp useless information. After applying the commonly used sinusoidal positional encodings in Large Language Models, they fail to capture the critical 3D semantics. However, our method focuses more on the salient object parts, such as the armrests and wheels of chairs, and the legs of tables. For the 2D visual modality, learnable encodings are slightly better than sinusoidal positional encodings, as 2D pre-trained models mainly adopt the learnable encoding method. Meanwhile, our method directly recognizes the whole object and its key parts, for example, giving high weights to the chair's backrest. + +# 4.2 Effects of Any-to-3D Guided Adapter + +The Any-to-3D Guided Adapter captures the 3D fine-grained information through interactions within the local regions of the source modality. In Fig. 6, we visualize + +![](images/da4602db7fa5070c42aa6e433d9cd1ba632f5eb4c35079ac36281ac58055419f.jpg) +Fig.6: Visualization of Effects of Any-to-3D Guided Adapter. For 1D/2D modalities, we visualize the clusters of the similarities between the [CLS] token and other point features, with the number of clusters set to 3. It is conducted for the complete Any-to-3D Guided Adapter, for replacing the Adaptive Any-to-3D Ensemble with maxmean pooling (Maxmean Pool.), and for performing local aggregation solely based on 3D positions (3D-guided L.A.). + +the clustering results of the similarities between the [CLS] token and other point token features, utilizing the complete Any-to-3D Guided Adapter, replacing the Adaptive Any-to-3D Ensemble with maxmean pooling, and further only using 3D positional information. As shown, for simple objects like chairs ( $1^{st}$ row), our method effectively distinguishes between the chair's backrest, armrests, seat, and wheels, whereas removing components fails to capture the differences between key parts. For more challenging objects like shelves ( $2^{nd}$ row), removing any components leads to semantic confusion of the object, while our approach clearly differentiates the shelf's base, middle layer, and backrest. These experiments indicate that each component within the Adapter effectively utilizes the positional information from different modalities to promote the 3D structure extraction. + +# 5 Conclusion + +In conclusion, our paper proposes Any2Point to enable a general any-to-3D transferring framework, empowering any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding. Within Any2Point framework, we introduce two techniques, named 3D-to-any virtual projection and any-to-3D guided adapter, to extract 3D structure knowledge while efficiently fine-tuning pre-trained models. This enables us to overcome issues within current methods, such as 3D geometry loss and excessive resource cost. 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Zhang, R., Han, J., Liu, C., Gao, P., Zhou, A., Hu, X., Yan, S., Lu, P., Li, H., Qiao, Y.: Llama-adapter: Efficient fine-tuning of language models with zero-init attention. arXiv preprint arXiv:2303.16199 (2023) +50. Zhang, R., Jiang, Z., Guo, Z., Yan, S., Pan, J., Ma, X., Dong, H., Gao, P., Li, H.: Personalize segment anything model with one shot. arXiv preprint arXiv:2305.03048 (2023) +51. Zhang, R., Wang, L., Qiao, Y., Gao, P., Li, H.: Learning 3d representations from 2d pre-trained models via image-to-point masked autoencoders. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 21769-21780 (2023) +52. Zhang, R., Wang, L., Wang, Y., Gao, P., Li, H., Shi, J.: Starting from nonparametric networks for 3d point cloud analysis. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 5344-5353 (2023) +53. Zhu, X., Zhang, R., He, B., Guo, Z., Liu, J., Xiao, H., Fu, C., Dong, H., Gao, P.: No time to train: Empowering non-parametric networks for few-shot 3d scene segmentation. arXiv preprint arXiv:2404.04050 (2024) +54. Zhu, X., Zhang, R., He, B., Guo, Z., Zeng, Z., Qin, Z., Zhang, S., Gao, P.: Pointclip v2: Prompting clip and gpt for powerful 3d open-world learning. 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Large foundation models have recently emerged as a prominent focus of interest, attaining superior performance in widespread scenarios. Due to the scarcity of 3D data, many efforts have been made to adapt pre-trained transformers from vision to 3D domains. However, such 2D-to-3D approaches are still limited, due to the potential loss of spatial geometries and high computation cost. More importantly, their frameworks are mainly designed for 2D models, lacking a general any-to-3D paradigm. In this paper, we introduce Any2Point, a parameter-efficient method to empower any-modality large models (vision, language, audio) for 3D understanding. Given a frozen transformer from any source modality, we propose a 3D-to-any (1D or 2D) virtual projection strategy that correlates the input 3D points to the original 1D or 2D positions within the source modality. This mechanism enables us to assign each 3D token with a positional encoding paired with the pre-trained model, which avoids 3D geometry loss caused by the true projection and better motivates the transformer for 3D learning with 1D/2D positional priors. Then, within each transformer block, we insert an any-to-3D guided adapter module for parameter-efficient fine-tuning. The adapter incorporates prior spatial knowledge from the source modality to guide the local feature aggregation of 3D tokens, compelling the semantic adaption of any-modality transformers. We conduct extensive experiments to showcase the effectiveness and efficiency of our method. The code is released at https://github.com/Ivan-Tang-3D/Any2Point." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "spans": [ + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "content": "Keywords: Large Foundation Model " + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "content": " Cross-modality Transfer " + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "content": " Parameter Efficient Fine-Tuning" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 573, + 230, + 586 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 573, + 230, + 586 + ], + "spans": [ + { + "bbox": [ + 132, + 573, + 230, + 586 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "spans": [ + { + "bbox": [ + 130, + 599, + 482, + 635 + ], + "type": "text", + "content": "Driven by the growing volume of model parameters and training data, large foundation models have gained unprecedented attention in a diverse array of domains and tasks. Numerous large models have been pre-trained for natural language" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 142, + 643, + 233, + 653 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 643, + 233, + 653 + ], + "spans": [ + { + "bbox": [ + 142, + 643, + 233, + 653 + ], + "type": "text", + "content": "* Equal Contribution." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 142, + 653, + 242, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 653, + 242, + 665 + ], + "spans": [ + { + "bbox": [ + 142, + 653, + 242, + 665 + ], + "type": "text", + "content": "† Corresponding author." + } + ] + } + ], + "index": 10 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 143, + 116, + 470, + 261 + ], + "blocks": [ + { + "bbox": [ + 143, + 116, + 470, + 261 + ], + "lines": [ + { + "bbox": [ + 143, + 116, + 470, + 261 + ], + "spans": [ + { + "bbox": [ + 143, + 116, + 470, + 261 + ], + "type": "image", + "image_path": "291e50655803cc0628751a4ceb51aa51778c717e9d5ab6578b28f5a5d79a1dde.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 271, + 482, + 296 + ], + "lines": [ + { + "bbox": [ + 131, + 271, + 482, + 296 + ], + "spans": [ + { + "bbox": [ + 131, + 271, + 482, + 296 + ], + "type": "text", + "content": "Fig. 1: Overview of Any2Point. We propose a general framework for any-to-3D learning, which is shared for any modalities with parameter-efficient fine-tuning." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 318, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 318, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 318, + 482, + 474 + ], + "type": "text", + "content": "process, including BERT [4], T5 [33], GPT series [6, 23], and LLaMA [16, 49], as well as visual understanding like DINOV2 [24], MAE [11, 39, 41], and ViT-22B [3]. Existing works [1, 13, 14, 18, 50] also explore efficient fine-tuning techniques to transfer pre-trained large models to a variety of downstream tasks, consistently achieving excellent performance. Meanwhile, 3D visual understanding [2, 10, 26, 46, 48, 53] is also a significant topic, with its rich geometric representation contributing to the development of many applications (e.g., robotics [17, 21, 30] and autonomous driving [15, 31, 43]). Unfortunately, due to a lack of large-scale 3D data, the efforts towards 3D foundational model are significantly lagging compared to language and 2D vision. Specifically, the acquisition and annotation of high-quality 3D data requires expensive resources and human labor, while synthetic 3D data training falls short of distribution diversity and real-world applications." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": "Therefore, some previous works have transferred pre-trained models from other modalities (mainly 2D vision) to 3D modality, leveraging sufficient pretrained knowledge from diverse sources. We categorize existing 2D-to-3D works into two groups. 1) Data modality transformation. This type of approach involves projecting 3D point clouds into 2D images [38,48,54], which are subsequently fed into 2D pre-trained models. Despite the promising performance on downstream tasks, the process of modality transformation inevitably causes the loss of spatial information in 3D data, hindering the full potential for 3D understanding. 2) Cross-modality knowledge distillation. These approaches involve the pre-training knowledge transfer from 2D or vision-language models to a newly trained 3D model [5,42,51]. They are not only required to forward propagate both the 2D and 3D models during training, but also highly rely on the large-scale paired 2D-3D data. This leads to substantial computation costs and data engineering, limiting their ability for efficient implementation. Besides the aforementioned issues, more importantly, current methods mostly focus on the model adaption from 2D vision to 3D point clouds, rather than a shared" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "methodology for other modalities. Therefore, we pose a question: can we develop a general any-to-3D paradigm that empowers any-modality large models for efficient and effective point cloud understanding?" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 156, + 482, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 156, + 482, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 156, + 482, + 384 + ], + "type": "text", + "content": "To address this issue, we propose Any2Point, a unified any-to-3D framework that transfers any 1D (language) or 2D (image/audio) large models to 3D domains with Parameter-Efficient Fine-Tuning (PEFT), as shown in Fig. 1. Different from prior methods, our Any2Point avoids the point cloud projection, thereby mitigating the 3D information loss, and directly fine-tunes pre-trained models from source modalities, which saves resources by knowledge distillation. Specifically, given an any-modality pre-trained transformer, we first introduce a 3D-to-any (1D or 2D) virtual projection mechanism. This mechanism establishes a positional mapping between the input 3D points and their virtually projected 1D lines or 2D planes. This enables us to encode 3D coordinates using the original positional embeddings of the source modality of pre-trained large models. In this way, we no longer need to conduct a true projection losing 3D geometries, while better promoting the pre-trained transformer to acquire 3D features with their original 1D/2D positional priors. Then, for each transformer block, we insert an any-to-3D guided adapter module for PEFT. This adapter leverages the 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, facilitating fine-grained feature interaction. Afterward, we perform an adaptive ensemble for the 3D features guided by different 1D/2D priors, which attains superior 3D representations." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "text", + "content": "Extensive experiments across various tasks demonstrate that our Any2Point framework achieves superior performance compared to current 3D pre-trained models, while utilizing only " + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "inline_equation", + "content": "1.0\\%" + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "text", + "content": " of the trainable parameters. Using the pretrained CLIP Text Encoder [32], Any2Point fine-tunes only 0.8M parameters and attains " + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "inline_equation", + "content": "91.9\\%" + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "text", + "content": " on ScanObjectNN [36], outperforming the previous state-of-the-art (SOTA) 3D pre-trained model by " + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "inline_equation", + "content": "+1.3\\%" + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "inline_equation", + "content": "94.3\\%" + }, + { + "bbox": [ + 130, + 389, + 483, + 509 + ], + "type": "text", + "content": " on ModelNet40 [40]. Furthermore, Any2Point also achieves comparable results and efficiency by utilizing other pre-trained models [7,8,19,24,35] of different modalities, including 2D vision, language, and audio, validating the robustness of our approach. The contributions of our paper are as follows:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 137, + 536, + 484, + 665 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 138, + 536, + 484, + 573 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 536, + 484, + 573 + ], + "spans": [ + { + "bbox": [ + 138, + 536, + 484, + 573 + ], + "type": "text", + "content": "- To enable a general any-to-3D transferring framework, we propose Any2Point, which empowers any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 576, + 482, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 576, + 482, + 613 + ], + "spans": [ + { + "bbox": [ + 138, + 576, + 482, + 613 + ], + "type": "text", + "content": "- We introduce two techniques, i.e., 3D-to-any virtual projection and any-to-3D guided adapter, to effectively overcome the issues within current methods, such as 3D geometry loss and excessive resource cost." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 137, + 617, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 617, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 137, + 617, + 482, + 665 + ], + "type": "text", + "content": "- Any2Point achieves superior performance compared to previous SOTA 3D pre-trained models across various tasks. Notably, these competitive results remain consistent regardless of leveraging pre-trained models from different modalities, such as 2D vision, language, and audio." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "text", + "content": "Any2Point" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 143, + 117, + 474, + 219 + ], + "blocks": [ + { + "bbox": [ + 143, + 117, + 474, + 219 + ], + "lines": [ + { + "bbox": [ + 143, + 117, + 474, + 219 + ], + "spans": [ + { + "bbox": [ + 143, + 117, + 474, + 219 + ], + "type": "image", + "image_path": "b25470727e1912ce81476f6f8543585e05e49f0d73e1377f75a01fe9c6c4804d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 230, + 482, + 285 + ], + "lines": [ + { + "bbox": [ + 130, + 230, + 482, + 285 + ], + "spans": [ + { + "bbox": [ + 130, + 230, + 482, + 285 + ], + "type": "text", + "content": "Fig. 2: Overall Pipeline of Any2Point. For efficiently fine-tuning Any-modality pre-trained models, our Any2Point framework contains two components: a 3D-to-any Virtual Projection, which pairs the pre-trained positional encodings with 3D tokens to avoid the 3D geometric information loss, and a Any-to-3D Guided Adapter to effectively grasp local structures." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 307, + 218, + 321 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 307, + 218, + 321 + ], + "spans": [ + { + "bbox": [ + 132, + 307, + 218, + 321 + ], + "type": "text", + "content": "2 Any2Point" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 331, + 482, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 482, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 482, + 380 + ], + "type": "text", + "content": "In Sec. 2.1, we first provide a paradigm overview of Any2Point, including the problem definition and network architecture. Then, in Sec. 2.2 and Sec. 2.3, we respectively elaborate on the methodologies of our proposed two techniques for adapting any-modality large models for 3D domains." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 396, + 251, + 407 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 396, + 251, + 407 + ], + "spans": [ + { + "bbox": [ + 132, + 396, + 251, + 407 + ], + "type": "text", + "content": "2.1 Method Overview" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 415, + 482, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 559 + ], + "type": "text", + "content": "Problem Definition. Given a pre-trained transformer from any modality, e.g., vision, language, and audio, our objective is to empower it with 3D understanding capabilities in an effective and efficient manner. Instead of employing full fine-tuning on 3D data, we seek a parameter-efficient solution with the source transformers frozen, since their large-scale parameters might cause high computation cost and over-fitting issues on the limited 3D dataset. We generally divide the source models into two categories according to their pre-training data dimension, denoted as 1D and 2D transformers. The 1D transformers are specialized in processing sequential data, exemplified by language models like RoBERTa [19], T5 [33], and CLIP's text encoder [32]. The 2D transformers are expert at 2D spatial data, including vision models, e.g., DINOv2 [24] and DeiT [35], and audio models, e.g., ImageBind Audio Encoder [7] and SSAST [8]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "content": "Model Pipeline. The overall paradigm of Any2Point is depicted in Fig. 2. To encode the input point cloud, we discard the original embedding modules in source transformers, e.g., tokenizers in 1D language models and convolutions in 2D vision/audio models, and employ a 3D mini-network for point cloud tokenization. On top of this, the encoded 3D tokens are fed first into a 3D-to-any virtual projection module for positional encoding, and then into the frozen 1D/2D transformer with any-to-3D guided adapters. The former mechanism aims to assign each 3D token with positional information within the source modality, and the" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 146, + 118, + 467, + 193 + ], + "blocks": [ + { + "bbox": [ + 146, + 118, + 467, + 193 + ], + "lines": [ + { + "bbox": [ + 146, + 118, + 467, + 193 + ], + "spans": [ + { + "bbox": [ + 146, + 118, + 467, + 193 + ], + "type": "image", + "image_path": "5fa5049dedee5914829131364defb74c0f36b4c0bddbe651e9608f4e732f0e58.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 146, + 194, + 467, + 270 + ], + "blocks": [ + { + "bbox": [ + 146, + 194, + 467, + 270 + ], + "lines": [ + { + "bbox": [ + 146, + 194, + 467, + 270 + ], + "spans": [ + { + "bbox": [ + 146, + 194, + 467, + 270 + ], + "type": "image", + "image_path": "f04526780875d16c8d0c730f6d7b689ab2c62d3dcc3db5dc04f153f8b14a6621.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 281, + 482, + 315 + ], + "lines": [ + { + "bbox": [ + 130, + 281, + 482, + 315 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 482, + 315 + ], + "type": "text", + "content": "Fig.3: 3D-to-any Virtual Projection. To prevent the loss of 3D geometric information, the module assigns 3D tokens with the positional encodings that are paired with the pre-trained model." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 336, + 482, + 385 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 336, + 482, + 385 + ], + "spans": [ + { + "bbox": [ + 130, + 336, + 482, + 385 + ], + "type": "text", + "content": "latter is designed for adaptive 1D/2D-guided 3D representation learning, which we will detail in the following sections. Note that, as the source transformers are kept frozen, only the initial tokenization network and the inserted adapters are learnable for parameter-efficient fine-tuning." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 400, + 308, + 412 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 400, + 308, + 412 + ], + "spans": [ + { + "bbox": [ + 131, + 400, + 308, + 412 + ], + "type": "text", + "content": "2.2 3D-to-any Virtual Projection" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 418, + 482, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 482, + 515 + ], + "type": "text", + "content": "Many current 2D-to-3D methods [38,48,54] project 3D point clouds into multiview images to meet the input modality of pre-trained 2D models. This dimension reduction process potentially leads to the information loss of 3D geometries and deep measurements, enabling insufficient 3D feature encoding. In addition, these approaches are merely validated on the large models within 2D images, without considering other modalities like language and audio. Therefore, we propose a 3D-to-any virtual projection strategy that mitigates the geometric loss, and is generalizable to any 1D/2D pre-trained models, as shown in Fig. 3." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "spans": [ + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "content": "Tokenization in 3D Space. To avoid any information degradation, we directly tokenize the input point cloud within the 3D space for the subsequent 1D/2D transformer. Specifically, we employ a 3D mini-network containing small-scale parameters, which is a lighter-weight variant of Point-PN [52, 53]. The tokenization process involves Farthest Point Sampling (FPS) [26] for point number downsampling, " + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "content": "-Nearest Neighbor (" + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "content": "-NN) algorithm for local aggregation, and learnable linear layers for feature encoding. After this, we transform the raw point clouds into high-dimensional vectors, obtaining " + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "content": " 3D tokens as " + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "inline_equation", + "content": "\\{T_i\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "inline_equation", + "content": "\\{p_i^{3D}\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 524, + 482, + 633 + ], + "type": "text", + "content": " denoting their 3D coordinates." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": "Motivations for Virtual Projection. Positional encodings (PEs) serve as the only indicator for positional information to the transformer model, since" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "text", + "content": "Any2Point" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "the inner attention mechanism is permutation-invariant, treating every token at different orders all the same. Therefore, a straightforward way for 1D/2D transformers to comprehend 3D positional information is to integrate new 3D PEs with 3D tokens. However, the source transformers are pre-trained paired with their original PEs in 1D/2D space, which leads to semantic discrepancy between the frozen 1D/2D weights and newly learned 3D PEs. To address this issue, we virtually project 3D tokens into the source modality, and obtain the corresponding 1D/2D PEs for better aligning with the transformers." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "spans": [ + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": "3D-to-2D Virtual Projection. For 2D transformers in 2D vision and audio modalities, we virtually project each 3D coordinate, e.g., " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "p_i^{3D}" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": ", into " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": " views, deriving the corresponding 2D coordinates as " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\{p_{ij}^{2D}\\}_{j=1}^M" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": ". The " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": " different perspectives are capable of providing diverse positional relations within 2D space. We adopt a simple projection in PointCLIP [48] without learnable parameters. Importantly, we do not truly produce the projected multi-view images, but only aim to obtain the virtual 2D positions. Then, according to the original 2D PEs within pre-trained transformers, we assign each 3D token, e.g., " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "T_i" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": " different PEs, denoted as " + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\{\\mathrm{PE}^{2D}(p_{ij}^{2D})\\}_{j=1}^M" + }, + { + "bbox": [ + 130, + 222, + 482, + 332 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": "3D-to-1D Virtual Projection. Similarly, for 1D transformers in language modality, we virtually project the 3D coordinates into different 1D lines. To align the number with 2D modality, we also select " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": " lines passing through the center of the point cloud with " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": " uniform rotation angles. For simplicity, we suppose the point cloud center as the origin, the unit direction vectors of " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": " lines as " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "\\{\\pmb{v}_j^{1D}\\}_{j=1}^M" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": ", and the point coordinate, " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "p_i^{3D}" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": ", vectorized as " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "\\pmb{p}_i^{3D}" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": ". Then, the 1D coordinate of point " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": " in line " + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 340, + 482, + 425 + ], + "type": "text", + "content": " is formulated by the dot production of" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 269, + 431, + 480, + 447 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 269, + 431, + 480, + 447 + ], + "spans": [ + { + "bbox": [ + 269, + 431, + 480, + 447 + ], + "type": "interline_equation", + "content": "p _ {i j} ^ {1 D} = \\boldsymbol {v} _ {j} ^ {1 D} \\cdot \\boldsymbol {p} _ {i} ^ {3 D}, \\tag {1}", + "image_path": "1e9b3e3d35623a88bb321e9d5cde3ef4d92ca71b66338ee7283047a33e100e25.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "text", + "content": "denoting the projected length. In this way, we refer to the original 1D PEs, and assign each 3D token, e.g., " + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "inline_equation", + "content": "T_{i}" + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "text", + "content": " different PEs as " + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "inline_equation", + "content": "\\{\\mathrm{PE}^{1D}(p_{ij}^{1D})\\}_{j = 1}^{M}" + }, + { + "bbox": [ + 130, + 453, + 481, + 479 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "spans": [ + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "type": "text", + "content": "Encoding 3D Positions in " + }, + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "type": "inline_equation", + "content": "1D / 2D" + }, + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "type": "text", + "content": " PEs. After acquiring the corresponding 1D/2D PEs, we average them as an overall positional indicator, and incorporate it with the 3D token, e.g., " + }, + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "type": "inline_equation", + "content": "T_{i}" + }, + { + "bbox": [ + 131, + 487, + 482, + 524 + ], + "type": "text", + "content": ", by" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 225, + 531, + 481, + 563 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 225, + 531, + 481, + 563 + ], + "spans": [ + { + "bbox": [ + 225, + 531, + 481, + 563 + ], + "type": "interline_equation", + "content": "T _ {i} ^ {i n} = T _ {i} + \\frac {1}{M} \\sum_ {j = 1} ^ {M} \\mathrm {P E} ^ {1 D / 2 D} \\left(p _ {i j} ^ {1 D / 2 D}\\right). \\tag {2}", + "image_path": "8d4fb49c15e1a1f8989027df584a85255e8b1724f098899f55d4c556373d9323.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 570, + 481, + 607 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 607 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 607 + ], + "type": "text", + "content": "With this approach, we inject sufficient positional information of the source modality into 3D tokens to better collaborate with the frozen transformer, while mitigating the information loss of the true projection." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 623, + 301, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 623, + 301, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 623, + 301, + 635 + ], + "type": "text", + "content": "2.3 Any-to-3D Guided Adapter" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 481, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 667 + ], + "type": "text", + "content": "Different from existing distillation-based methods [9, 51] training a new 3D network, we directly feed the encoded 3D tokens " + }, + { + "bbox": [ + 130, + 641, + 481, + 667 + ], + "type": "inline_equation", + "content": "\\{T_{ij}^{in}\\}_{i = 1}^{N}" + }, + { + "bbox": [ + 130, + 641, + 481, + 667 + ], + "type": "text", + "content": " to the pre-trained" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 159, + 117, + 455, + 296 + ], + "blocks": [ + { + "bbox": [ + 159, + 117, + 455, + 296 + ], + "lines": [ + { + "bbox": [ + 159, + 117, + 455, + 296 + ], + "spans": [ + { + "bbox": [ + 159, + 117, + 455, + 296 + ], + "type": "image", + "image_path": "462dd3de01e02687d2208c0365d4d1c36519b2b5b42890657d20f96fe2dd93d1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 311, + 482, + 346 + ], + "lines": [ + { + "bbox": [ + 131, + 311, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 131, + 311, + 482, + 346 + ], + "type": "text", + "content": "Fig. 4: Any-to-3D Guided Adapter. Inserted into every transformer block, the adapter leverages the 1D/2D-guided Local Aggregation module to capture 3D local semantics and utilizes the Adaptive Any-to-3D Ensemble to obtain high-quality features." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 367, + 482, + 452 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 367, + 482, + 452 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 482, + 452 + ], + "type": "text", + "content": "1D/2D transformer. Although the PEs of 3D tokens have been aligned with the source model, the entirely frozen weights pre-trained by other modalities are still restricted to learning superior 3D representations. Considering this, we introduce a learnable any-to-3D guided adapter within each transformer block, as shown in Fig. 4. The adapters are inserted after the Feed-Forward Networks (FFNs), and further incorporate 1D/2D-prior knowledge for parameter-efficient fine-tuning." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 463, + 482, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 463, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 463, + 482, + 583 + ], + "type": "text", + "content": "Motivations for Inserting Adapters. The self-attention mechanisms within source transformers normally focus on long-range token interaction in global contexts, which lacks local feature extraction. However, the detailed spatial geometries are also significant for the fine-grained understanding of 3D shapes. To complement the gap, we utilize the proposed adapter layers for specifically capturing 3D semantics within local neighborhoods. In addition, as the source transformers are powered by 1D/2D PEs as discussed above, the naive FPS and " + }, + { + "bbox": [ + 130, + 463, + 482, + 583 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 463, + 482, + 583 + ], + "type": "text", + "content": "-NN for 3D local grouping might cause positional discrepancy. Therefore, we further design a 1D/2D-guided aggregation strategy and an adaptive any-to-3D ensemble approach for robust 3D fine-grained encoding." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "text", + "content": "1D/2D-guided Local Aggregation. Within the adapter, we first group 3D tokens into different local neighborhoods guided by 1D/2D positional priors, which better align the adopted 1D/2D PEs. For " + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "text", + "content": " different views/lines, we conduct " + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "text", + "content": " concurrent local aggregation process to make the best of different projection perspectives. Specifically, for 2D transformers, we divide each virtually projected image, e.g., the " + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 131, + 594, + 482, + 666 + ], + "type": "text", + "content": "-th view, into uniform local 2D patches, and group the 3D to-" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "text", + "content": "Any2Point" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "kens within the same patch into a neighborhood, according to their 2D positions " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "\\{p_{ij}^{2D}\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ". For 1D transformers, we similarly divide each virtually projected line, e.g., the " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "-th direction, into uniform local 1D segments, and group the 3D tokens within different segments referring to their 1D positions " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "\\{p_{ij}^{1D}\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ". On top of this, we adopt a self-attention layer for 3D tokens within each 1D/2D neighborhoods, performing local feature interaction guided by 1D/2D priors. Then we employ the operations of pooling and propagation to propagate the local aggregated feature to every points within the same neighborhood." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "spans": [ + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": "Adaptive Any-to-3D Ensemble. After the parallel local aggregation, we obtain " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": " sets of 3D tokens, each representing a 2D view or 1D line. As different projection perspectives normally showcase different significance for 3D representations, we propose an adaptive any-to-3D ensemble approach to aggregate the " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": " features for each token. We denote the " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": "-th 3D token with " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": " sets of features at this stage as " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "\\{F_{ij}\\}_{j=1}^{M}" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": ". To properly indicate the relative importance of each view/line, we additionally employ a 3D feature transformation branch independent of the " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": " 2D-guided local aggregation. This non-parametric branch only contains the local grouping in 3D space, feature average pooling within local groups, and propagation operations, converting the 3D token before the adapter into a feature baseline for adaptive ensemble, denoted as " + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "inline_equation", + "content": "B_i" + }, + { + "bbox": [ + 130, + 222, + 483, + 378 + ], + "type": "text", + "content": ". Then, we calculate the relative weights for different views/lines by the cosine similarity, and finally aggregate their features to obtain the final output as" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 247, + 387, + 482, + 420 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 387, + 482, + 420 + ], + "spans": [ + { + "bbox": [ + 247, + 387, + 482, + 420 + ], + "type": "interline_equation", + "content": "T _ {i} ^ {\\text {o u t}} = \\frac {1}{M} \\sum_ {j = 1} ^ {M} \\operatorname {S i m} \\left(B _ {i}, F _ {i j}\\right). \\tag {3}", + "image_path": "d209e5dcfbea2a171667945e96f52d1eb4672f05743e95246546a54038dfff3e.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 426, + 482, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 462 + ], + "type": "text", + "content": "With the ensemble strategy, we integrate " + }, + { + "bbox": [ + 130, + 426, + 482, + 462 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 426, + 482, + 462 + ], + "type": "text", + "content": " different features with dynamic weights, enabling the adapter to adaptively determine which view/line is more critical, contributing to high-quality adapted features." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 479, + 230, + 493 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 479, + 230, + 493 + ], + "spans": [ + { + "bbox": [ + 131, + 479, + 230, + 493 + ], + "type": "text", + "content": "3 Experiments" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 502, + 274, + 516 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 502, + 274, + 516 + ], + "spans": [ + { + "bbox": [ + 131, + 502, + 274, + 516 + ], + "type": "text", + "content": "3.1 Experimental Settings" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "ScanObjectNN. The ScanObjectNN dataset [36] consists of real-world 3D object scans, categorized into 15 distinct classes. We select the most challenging PB-T50-RS split to test the performance of the Any2Point framework without the voting strategy. For all models, we employ the AdamW optimizer [20] and the CosineAnnealing scheduler. The initial learning rate is set to 5e-4, with a weight decay factor of 0.05. We fine-tune the model for 300 epochs with a batch size of 32. For data augmentation, we use Random scaling, translation, and rotation. For language, 2D vision, and audio modalities, we respectively select the CLIP Text Encoder [32], DINO V2 [24], and ImageBind Audio Encoder [7] as pre-trained models. For these three models, the transformer architecture is the same: a 12-block encoder with 768 feature channels and 1,024 input point number. The hyperparameter M in the 3D-to-any Virtual Projection is set to 6 with" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 164, + 168, + 451, + 364 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 159 + ], + "type": "text", + "content": "Table 1: Comparisons on accuracy with previous methods on 3D classification datasets. We report the pre-training modality (Pre-train), the number of learnable parameters (#Param) on the \"PB-T50-RS\" split of ScanObjectNN (SCAN.) and ModelNet40 (MN.).† indicates utilizing the voting strategy." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 164, + 168, + 451, + 364 + ], + "lines": [ + { + "bbox": [ + 164, + 168, + 451, + 364 + ], + "spans": [ + { + "bbox": [ + 164, + 168, + 451, + 364 + ], + "type": "table", + "html": "
MethodPre-train#Param(M)SCAN.(%)MN.(%)
Point-NN [52]N/A0.064.981.8
PointNet [26]N/A3.568.089.2
PointNet++ [27]N/A1.577.990.7
DGCNN [37]N/A1.878.192.9
PointMLP [22]N/A12.685.494.1
Point-PN [52]N/A0.887.193.8
PointNeXt [29]N/A1.487.794.0
Point-BERT [44]3D22.183.192.7
w/ Point-PEFT [34]3D0.685.093.4
Point-MAE [25]3D22.185.293.2
Point-M2AE [47]3D15.386.493.4
P2P-HorNet [38]2D1.289.394.0†
ACT [5]3D+2D22.188.293.7
w/ IDPT [45]3D+2D1.787.794.0†
I2P-MAE [51]3D+2D12.990.193.7
ReCon [28]3D+2D+Language43.690.694.1
Audio0.887.092.7
Any2Point2D0.887.793.2
Language0.991.994.3
", + "image_path": "1957ddc731f333ff3d2a3a8eca9219b9ea0763ea7c674c790e2bc319f47e05a5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "spans": [ + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "type": "text", + "content": "identical angles for the Any-Modality Transformers. To match the shape of the original PEs within pre-trained models, we virtually project 3D points into a 1D line segment of length 77 with a line size of 2 in the language modality; a 2D plane measuring " + }, + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "type": "text", + "content": " with a patch size of 26 in the 2D vision modality; and a 2D plane sized " + }, + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "type": "inline_equation", + "content": "192 \\times 304" + }, + { + "bbox": [ + 132, + 386, + 480, + 447 + ], + "type": "text", + "content": " with a patch size of 16 in the audio modality." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 459, + 480, + 530 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 459, + 480, + 530 + ], + "spans": [ + { + "bbox": [ + 132, + 459, + 480, + 530 + ], + "type": "text", + "content": "ModelNet40. The ModelNet40 dataset [40] consists of 40 categories of synthesized 3D CAD models, with 9,843 training samples and 2,468 test samples. In our experiments on ModelNet40, we adopt the same fine-tuning settings and the same pre-trained models as in ScanObjectNN. For data augmentation, we utilize default random scaling and translation. Notably, during the testing process, we do not employ the voting strategy." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 531, + 480, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 531, + 480, + 602 + ], + "spans": [ + { + "bbox": [ + 132, + 531, + 480, + 602 + ], + "type": "text", + "content": "In this section, we conduct extensive experiments on the ScanObjectNN [36] and ModelNet40 [40] datasets. We first introduce the fine-tuning settings and implementation details in Sec. 3.1. Then, in Sec. 3.2, we present the main experiment of transferring any-modality large models (language, 2D image and audio) to 3D classification tasks. Finally, in Sec. 3.3, we conduct ablation studies to evaluate each component within our proposed Any2Point framework." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 133, + 621, + 269, + 633 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 621, + 269, + 633 + ], + "spans": [ + { + "bbox": [ + 133, + 621, + 269, + 633 + ], + "type": "text", + "content": "3.2 Quantitative Analysis" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "content": "The results are shown in Tab. 1. It is observed that: (i) On the 3D real-world object dataset ScanObjectNN, the Any2Point framework achieves " + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "inline_equation", + "content": "91.9\\%" + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "inline_equation", + "content": "87.7\\%" + }, + { + "bbox": [ + 132, + 641, + 480, + 665 + ], + "type": "text", + "content": "," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "text", + "content": "Any2Point" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 221, + 157, + 394, + 235 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 149 + ], + "type": "text", + "content": "Table 2: Ablation Study on Different PEFT Methods. We report the number of learnable parameters (#P) and classification accuracy(%) of CLIP-Text (1D.) and DINO V2 (2D.) on the \"PB-T50-RS\" split of the ScanObjectNN dataset." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 221, + 157, + 394, + 235 + ], + "lines": [ + { + "bbox": [ + 221, + 157, + 394, + 235 + ], + "spans": [ + { + "bbox": [ + 221, + 157, + 394, + 235 + ], + "type": "table", + "html": "
Method#P(M)1D.(%)2D.(%)
Full Fine-Tuning86.379.985.3
Prompt Tuning [14]0.489.186.4
Adapter Tuning [12]0.489.685.9
LoRA [13]0.986.385.1
Any2Point0.891.987.7
", + "image_path": "8d650a5f1c1934058f5ba5616757395a03f144af13a8fd7e2dead2882d553f70.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 201, + 276, + 413, + 335 + ], + "blocks": [ + { + "bbox": [ + 130, + 243, + 483, + 268 + ], + "lines": [ + { + "bbox": [ + 130, + 243, + 483, + 268 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 483, + 268 + ], + "type": "text", + "content": "Table 3: Ablation Study on Main Components. To validate the effectiveness of 3D-to-any Virtual Projection (V.P.) and Any-to-3D Guided Adapter (G.A.)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 201, + 276, + 413, + 335 + ], + "lines": [ + { + "bbox": [ + 201, + 276, + 413, + 335 + ], + "spans": [ + { + "bbox": [ + 201, + 276, + 413, + 335 + ], + "type": "table", + "html": "
3D-to-any V.P.Any-to-3D G.A.#P(M)1D.(%)2D.(%)
--0.388.786.1
✓-0.389.386.6
-✓0.890.987.6
✓✓0.891.987.7
", + "image_path": "001cb00c54583bf46c4895a9cd04c3473e0d18bb4d57170c3fe896c77410e705.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "spans": [ + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": "and " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "87.0\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": " accuracy based on Language (CLIP-Text), 2D Vision (DINO V2-B), and Audio (ImageBind-Audio) modalities, respectively. Compared to the previous SOTA method (ReCon), 1D language pre-trained Any2Point achieves a " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "1.3\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": " improvement with only 0.9M learnable parameters. For the 2D (Vision/Audio) modalities, Any2Point significantly outperforms Point-M2AE, which is the SOTA method pre-trained only on 3D datasets, by " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "0.6\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "1.3\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": ", respectively. This reveals that our framework is capable of fully exploiting pre-trained knowledge from other modalities to solve 3D recognition tasks. (ii) On the 3D synthetic object dataset ModelNet40, across the Language, 2D Vision, and Audio modalities, our Any2Point framework attains " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "94.3\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "93.2\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "92.7\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": ". Our framework exclusively utilizes one pre-trained model in the 1D language modality, achieving a " + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "inline_equation", + "content": "0.2\\%" + }, + { + "bbox": [ + 130, + 355, + 482, + 584 + ], + "type": "text", + "content": " improvement over the previous SOTA method (ReCon), and reducing 42.7M learnable parameters. For 2D modalities, Any2Point demonstrates performance on par with models pre-trained exclusively on 3D datasets. (iii) Surprisingly, whether on the ScanObjectNN or the ModelNet40 dataset, the Any2Point framework maintains a performance trend where 1D modality (language) outperforms 2D modalities (image and audio). Large language models provide abundant spatial and semantic information in low-dimensional spaces to assist in 3D learning. This trend is further validated in the upcoming Sec. 3.3." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 599, + 239, + 612 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 599, + 239, + 612 + ], + "spans": [ + { + "bbox": [ + 131, + 599, + 239, + 612 + ], + "type": "text", + "content": "3.3 Ablation Study" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "In this section, we conduct extensive ablation studies to explore the effectiveness of different components within our Any2Point framework. We adopt CLIP-Text (1D) and DINO V2 (2D) as the pre-trained transformer, and report the classification accuracy (\\%) on the \"PB-T50-RS\" split of the ScanObjectNN dataset." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 208, + 157, + 406, + 217 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 4: Ablation Study on 3D-to-any Virtual Projection. Sinusoidal, Learnable and 3D-to-any V.P. refer to sinusoidal positional encoding, learnable positional encoding and 3D-to-any Virtual Projection." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 208, + 157, + 406, + 217 + ], + "lines": [ + { + "bbox": [ + 208, + 157, + 406, + 217 + ], + "spans": [ + { + "bbox": [ + 208, + 157, + 406, + 217 + ], + "type": "table", + "html": "
SinusoidalLearnable3D-to-any V.P.1D.(%)2D.(%)
---90.987.6
✓--87.486.0
-✓-90.586.5
--✓91.987.7
", + "image_path": "7b41d1a6c32965e2be929affc81e420f473b9c31e8e9f656f23030fb4e891dbb.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 185, + 270, + 430, + 321 + ], + "blocks": [ + { + "bbox": [ + 130, + 227, + 482, + 260 + ], + "lines": [ + { + "bbox": [ + 130, + 227, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 227, + 482, + 260 + ], + "type": "text", + "content": "Table 5: Ablation Study on Any-to-3D Guided Adapter. To validate the effectiveness of 1D/2D-guided Local Aggregation (L.A.) and Adaptive (Ada.) Any-to-3D Ensemble (Ens.)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 185, + 270, + 430, + 321 + ], + "lines": [ + { + "bbox": [ + 185, + 270, + 430, + 321 + ], + "spans": [ + { + "bbox": [ + 185, + 270, + 430, + 321 + ], + "type": "table", + "html": "
1D/2D-guided L.A.Ada. Any-to-3D Ens.#P(M)1D.(%)2D.(%)
--0.2589.386.6
✓-0.890.286.8
✓✓0.891.987.7
", + "image_path": "0e47e5640de88d742269a5d1d25d1f202687c18c8cde3f82348e8d07060a416a.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "type": "table", + "bbox": [ + 190, + 353, + 424, + 404 + ], + "blocks": [ + { + "bbox": [ + 208, + 331, + 405, + 342 + ], + "lines": [ + { + "bbox": [ + 208, + 331, + 405, + 342 + ], + "spans": [ + { + "bbox": [ + 208, + 331, + 405, + 342 + ], + "type": "text", + "content": "Table 6: More Results on ScanObjectNN." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 190, + 353, + 424, + 404 + ], + "lines": [ + { + "bbox": [ + 190, + 353, + 424, + 404 + ], + "spans": [ + { + "bbox": [ + 190, + 353, + 424, + 404 + ], + "type": "table", + "html": "
MethodPre-trainModel#Param(M)SCAN.(%)
Any2PointAudioSSAST [8]0.887.1
2DDeiT [35]0.887.3
LanguageRoBERTa [19]0.989.7
", + "image_path": "e835cc707de002d035705804b9e118792bbeb2542343670f6d7326e3ace0a914.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": "Comparison with traditional PEFT methods. As demonstrated in Tab. 2, our Any-to-3D Guided Adapter significantly outperforms traditional PEFT techniques when utilizing pre-trained models from 1D or 2D modalities. In comparison to Prompt Tuning [14], it achieves improvements of " + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "inline_equation", + "content": "2.8\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "inline_equation", + "content": "1.3\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": "; compared to Adapter Tuning [12], it achieves improvements of " + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "inline_equation", + "content": "2.3\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "inline_equation", + "content": "1.8\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": "; and in contrast to Low-Rank Adaptation (LoRA) [13], it achieves improvements of " + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "inline_equation", + "content": "5.6\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "inline_equation", + "content": "2.6\\%" + }, + { + "bbox": [ + 130, + 426, + 482, + 570 + ], + "type": "text", + "content": ", respectively. The experimental results demonstrate that our Any-to-3D Guided Adapter can efficiently mine and integrate pre-trained knowledge from other modalities to understand the semantics of 3D objects. Unlike other methods, our framework leverages 1D/2D spatial guidance to aggregate the local semantics of 3D tokens, capturing the local fine-grained information of 3D objects." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Effectiveness of Main Components. As shown in Tab. 3, to substantiate the efficacy of our proposed methods, we conducted ablation experiments by progressively incorporating each component into the baseline. The first row indicates the baseline configuration, which consists of the 3D tokenizer, the pre-trained transformer, and the task head, with updates applied only to the tokenizer and head. Introducing the 3D-to-any Virtual Projection resulted in performance improvements to " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "89.3\\%" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " in the 1D modality and " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "86.6\\%" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": " in the 2D modality. This" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "text", + "content": "Any2Point" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "suggests that using virtual projection, rather than true projection, helps mitigate the loss of 3D spatial information caused by modality conversion. Following the inclusion of the Any-to-3D Guided Adapter, performance in the 1D modality surged to " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "90.9\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ", while in the 2D modality, it rose to " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "87.6\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ", with a focus on local structures leading to greater improvements. Introducing both aforementioned methods simultaneously led to a surge in performance to " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "91.9\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": " in the 1D modality and a rise to " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "87.7\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": " in the 2D modality, effectively showcasing the effectiveness of our comprehensive framework." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "spans": [ + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "type": "text", + "content": "Effects of 3D-to-any Virtual Projection. In Tab. 4, we investigated the effects of employing different positional encoding methods on the Any2Point framework. The first row indicates the absence of any positional encoding. Introducing sinusoidal positional encoding or learnable positional encoding led to a certain degree of performance degradation. This is due to the conflict between the newly introduced positional information and the inherent semantics within the source modality transformer. On the other hand, employing 3D-to-any Virtual Projection resulted in respective improvements of " + }, + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "type": "inline_equation", + "content": "1.0\\%" + }, + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "type": "inline_equation", + "content": "0.1\\%" + }, + { + "bbox": [ + 130, + 228, + 483, + 348 + ], + "type": "text", + "content": " accuracy. The results demonstrate that using original 1D/2D positional priors can promote the pre-trained transformer to acquire 3D features." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "spans": [ + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "text", + "content": "Components of Any-to-3D Guided Adapter. As shown in Tab. 5, we conduct ablation experiments by incrementally adding components to the Any-to-3D Guided Adapter. The first row signifies the baseline adapter, consisting of only an MLP with bottleneck layers. By incorporating 1D/2D-guided Local Aggregation, composed of local aggregation in 1D/2D spaces, self-attention interactions, pooling, and propagation, our approach achieves performance gains of " + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "inline_equation", + "content": "0.9\\%" + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "inline_equation", + "content": "0.2\\%" + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "text", + "content": ". Leveraging the positional priors from the pre-trained model facilitates mining fine-grained 3D structural information from different perspectives. The Adaptive Any-to-3D Ensemble brings further improvements of " + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "inline_equation", + "content": "1.7\\%" + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "inline_equation", + "content": "0.9\\%" + }, + { + "bbox": [ + 130, + 362, + 483, + 531 + ], + "type": "text", + "content": " for 1D and 2D modalities, effectively integrating parallel features in accordance with 3D structural features. The experiments demonstrate the effectiveness of each component in our Any-to-3D Guided Adapter to gather 3D local geometric information, complementing the global attention in the pre-trained model." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "content": "More Results on Performance Trend. To further validate our previous findings that the Any2Point framework, based on 1D Language pre-trained models, significantly outperforms those based on 2D modalities (Vision/Audio) in the 3D object recognition task, we conduct additional experiments in Tab. 6. On the \"PB-T50-RS\" split of ScanObjectNN dataset, we select RoBERTa (1D), DeiT (2D Vision), and SSAST (Audio) as the pre-trained models, with fine-tuning settings consistent with our previous experiments. These models achieve performance of " + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "inline_equation", + "content": "89.7\\%" + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "inline_equation", + "content": "87.3\\%" + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "inline_equation", + "content": "87.1\\%" + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "content": ", respectively. The performance trend across modalities is observed: 1D language " + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "inline_equation", + "content": ">2" + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "content": " D Vision " + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "inline_equation", + "content": ">2" + }, + { + "bbox": [ + 130, + 545, + 483, + 668 + ], + "type": "text", + "content": " D Audio. We suspect that due to the pre-training data, large language models possess stronger semantic" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 142, + 117, + 471, + 233 + ], + "blocks": [ + { + "bbox": [ + 142, + 117, + 471, + 233 + ], + "lines": [ + { + "bbox": [ + 142, + 117, + 471, + 233 + ], + "spans": [ + { + "bbox": [ + 142, + 117, + 471, + 233 + ], + "type": "image", + "image_path": "5daa72a6175a21df565bec62d1cce16456a2b02ccaa958454e0c0ea1a42bd3f7.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 246, + 482, + 291 + ], + "lines": [ + { + "bbox": [ + 131, + 246, + 482, + 291 + ], + "spans": [ + { + "bbox": [ + 131, + 246, + 482, + 291 + ], + "type": "text", + "content": "Fig. 5: Visualization of Different Positional Encoding Methods. For the 1D/2D modalities, we visualize the attention scores of the [CLS] token to other point cloud tokens, utilizing sinusoidal positional encoding, learnable positional encoding, and 3D-to-any Virtual Projection. The red color indicates higher values." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 312, + 480, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 480, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 480, + 335 + ], + "type": "text", + "content": "information compared to other modalities, which is beneficial for the deep understanding of different 3D objects." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 351, + 231, + 363 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 351, + 231, + 363 + ], + "spans": [ + { + "bbox": [ + 132, + 351, + 231, + 363 + ], + "type": "text", + "content": "4 Visualization" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 373, + 487, + 410 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 487, + 410 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 487, + 410 + ], + "type": "text", + "content": "In this section, we opt to validate the efficacy of the proposed 3D-to-any Virtual Projection and the Any-to-3D Guided Adapter by visualizing on the ScanObjectNN test set, utilizing the CLIP-Text Encoder (1D) [32] and DINO V2 (2D) [24]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 424, + 358, + 437 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 424, + 358, + 437 + ], + "spans": [ + { + "bbox": [ + 131, + 424, + 358, + 437 + ], + "type": "text", + "content": "4.1 Different Positional Encoding Methods" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 441, + 482, + 610 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 441, + 482, + 610 + ], + "spans": [ + { + "bbox": [ + 130, + 441, + 482, + 610 + ], + "type": "text", + "content": "Our 3D-to-any Virtual Projection fully exploits the positional encoding paired with the pre-trained model, injecting the source modality spatial knowledge into the 3D tokens during fine-tuning. In Fig. 5, when using sinusoidal positional encodings, learnable positional encodings, and our 3D-to-any Virtual Projection respectively, we visualize the attention scores of the [CLS] token to other point cloud tokens. As illustrated, for the 1D language modality, learnable positional encodings grasp useless information. After applying the commonly used sinusoidal positional encodings in Large Language Models, they fail to capture the critical 3D semantics. However, our method focuses more on the salient object parts, such as the armrests and wheels of chairs, and the legs of tables. For the 2D visual modality, learnable encodings are slightly better than sinusoidal positional encodings, as 2D pre-trained models mainly adopt the learnable encoding method. Meanwhile, our method directly recognizes the whole object and its key parts, for example, giving high weights to the chair's backrest." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 624, + 350, + 636 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 350, + 636 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 350, + 636 + ], + "type": "text", + "content": "4.2 Effects of Any-to-3D Guided Adapter" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 484, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 484, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 484, + 665 + ], + "type": "text", + "content": "The Any-to-3D Guided Adapter captures the 3D fine-grained information through interactions within the local regions of the source modality. In Fig. 6, we visualize" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 102 + ], + "type": "text", + "content": "Any2Point" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 118, + 475, + 225 + ], + "blocks": [ + { + "bbox": [ + 137, + 118, + 475, + 225 + ], + "lines": [ + { + "bbox": [ + 137, + 118, + 475, + 225 + ], + "spans": [ + { + "bbox": [ + 137, + 118, + 475, + 225 + ], + "type": "image", + "image_path": "da4602db7fa5070c42aa6e433d9cd1ba632f5eb4c35079ac36281ac58055419f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 235, + 482, + 302 + ], + "lines": [ + { + "bbox": [ + 130, + 235, + 482, + 302 + ], + "spans": [ + { + "bbox": [ + 130, + 235, + 482, + 302 + ], + "type": "text", + "content": "Fig.6: Visualization of Effects of Any-to-3D Guided Adapter. For 1D/2D modalities, we visualize the clusters of the similarities between the [CLS] token and other point features, with the number of clusters set to 3. It is conducted for the complete Any-to-3D Guided Adapter, for replacing the Adaptive Any-to-3D Ensemble with maxmean pooling (Maxmean Pool.), and for performing local aggregation solely based on 3D positions (3D-guided L.A.)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "spans": [ + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "type": "text", + "content": "the clustering results of the similarities between the [CLS] token and other point token features, utilizing the complete Any-to-3D Guided Adapter, replacing the Adaptive Any-to-3D Ensemble with maxmean pooling, and further only using 3D positional information. As shown, for simple objects like chairs (" + }, + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "type": "inline_equation", + "content": "1^{st}" + }, + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "type": "text", + "content": " row), our method effectively distinguishes between the chair's backrest, armrests, seat, and wheels, whereas removing components fails to capture the differences between key parts. For more challenging objects like shelves (" + }, + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "type": "inline_equation", + "content": "2^{nd}" + }, + { + "bbox": [ + 130, + 333, + 482, + 465 + ], + "type": "text", + "content": " row), removing any components leads to semantic confusion of the object, while our approach clearly differentiates the shelf's base, middle layer, and backrest. These experiments indicate that each component within the Adapter effectively utilizes the positional information from different modalities to promote the 3D structure extraction." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 502, + 220, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 502, + 220, + 514 + ], + "spans": [ + { + "bbox": [ + 132, + 502, + 220, + 514 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "In conclusion, our paper proposes Any2Point to enable a general any-to-3D transferring framework, empowering any-modality pre-trained large models (e.g., 2D vision, language, and audio) for efficient 3D understanding. Within Any2Point framework, we introduce two techniques, named 3D-to-any virtual projection and any-to-3D guided adapter, to extract 3D structure knowledge while efficiently fine-tuning pre-trained models. This enables us to overcome issues within current methods, such as 3D geometry loss and excessive resource cost. Our extensive experiments across various tasks demonstrate the superior performance and efficiency of Any2Point compared to previous SOTA 3D pre-trained models, achieving remarkable results with only a fraction of the trainable parameters." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 190 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 190 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 190 + ], + "type": "text", + "content": "This work is partially supported by the Shanghai AI Laboratory, National Key R&D Program of China (2022ZD0160101), the National Natural Science Foundation of China (62376222), and Young Elite Scientists Sponsorship Program by CAST (2023QNRC001)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 209, + 197, + 220 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 209, + 197, + 220 + ], + "spans": [ + { + "bbox": [ + 132, + 209, + 197, + 220 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 234, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 234, + 480, + 267 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 234, + 480, + 267 + ], + "spans": [ + { + "bbox": [ + 138, + 234, + 480, + 267 + ], + "type": "text", + "content": "1. 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In: Proceedings of the IEEE/CVF International Conference on Computer Vision. pp. 2639-2650 (2023)" + } + ] + } + ], + "index": 10 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 102 + ], + "type": "text", + "content": "Yiwen Tang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_content_list.json b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..f6f0dafb09d60b6f446fa69676b7d12631b6959a --- /dev/null +++ b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_content_list.json @@ -0,0 +1,2088 @@ +[ + { + "type": "text", + "text": "AnyControl: Create Your Artwork with Versatile Control on Text-to-Image Generation", + "text_level": 1, + "bbox": [ + 222, + 140, + 782, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Yanan Sun $^{1}$ , Yanchen Liu $^{1,2}$ , Yinhao Tang $^{1}$ , Wenjie Pei $^{2}$ , and Kai Chen $^{1*}$", + "bbox": [ + 233, + 210, + 767, + 228 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Shanghai AI Laboratory \n $^{2}$ Harbin Institute of Technology, Shenzhen now.syn@gmail.com \nwenjiecoder@outlook.com \n{liuyanchen, tangyinhao, chenkai}@pjlab.org.cn", + "bbox": [ + 321, + 238, + 679, + 310 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/d7b669699b24d88d9f6e3ad9aa44c50d75335b05481cf950dea2cc7582a95949.jpg", + "image_caption": [ + "Conditions (Edge + Segmentation)" + ], + "image_footnote": [], + "bbox": [ + 217, + 324, + 357, + 431 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/23f77b0387f17b8fac3c2afe3f64948fab489e38e2ae1effefcec7494f31f583.jpg", + "image_caption": [ + "\"a mechanical whale flying over the desert\"" + ], + "image_footnote": [], + "bbox": [ + 359, + 324, + 500, + 431 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/858afd6cd7f3c9dd326d8b6018ad642bc59bda0dc7396047234ceb8808a3a0f0.jpg", + "image_caption": [ + "\"a fish flying over the grassland prairie, oil painting\"" + ], + "image_footnote": [], + "bbox": [ + 501, + 324, + 640, + 431 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/5d26bb750fbcc9ecc42d47aed42d445b3847ed41c0b56782b24ca743dfb96713.jpg", + "image_caption": [ + "\" a bird flying over a field of rape flower, Makoto Shinkai style \"" + ], + "image_footnote": [], + "bbox": [ + 643, + 324, + 784, + 431 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/16f0e85aa344bb8630d17d140a907b260e9a7dee155c927cc85804b1166915a1.jpg", + "image_caption": [ + "Conditions (Edge + Depth + Pose)" + ], + "image_footnote": [], + "bbox": [ + 217, + 452, + 357, + 561 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/f5a2d5685133b7cf850e90463e1b2f5895040411c109f38584b07acaaa38fcd0.jpg", + "image_caption": [ + "\" a knight standing beneath a crescent moon in the sky, looking at the starry nights, with mountains in the distance" + ], + "image_footnote": [], + "bbox": [ + 361, + 452, + 500, + 560 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/cdf3711864b8320b587c313de0b375b6f2cd7a347b6db8fb7bf557585f4ca0e8.jpg", + "image_caption": [ + "Conditions (Depth + Depth + Style)" + ], + "image_footnote": [], + "bbox": [ + 501, + 452, + 640, + 560 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/68c911a2f7f1e8bf91e7fddb0c257d84f3545576a7095ca57569f6cff53cd8a5.jpg", + "image_caption": [ + "a majestic stag navigating the depths of the serene forest", + "Fig. 1: Multi-control image synthesis of AnyControl. Our model supports free combinations of multiple control signals and generates harmonious results that are well-aligned with each input. The input control signals fed into the model are shown in a combined image for better visualization." + ], + "image_footnote": [], + "bbox": [ + 643, + 452, + 784, + 561 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. The field of text-to-image (T2I) generation has made significant progress in recent years, largely driven by advancements in diffusion models. Linguistic control enables effective content creation, but struggles with fine-grained control over image generation. This challenge has been explored, to a great extent, by incorporating additional user-supplied spatial conditions, such as depth maps and edge maps, into pre-trained T2I models through extra encoding. However, multi-control image synthesis still faces several challenges. Specifically, current approaches are limited in handling free combinations of diverse input control signals, overlook the complex relationships among multiple spatial conditions, and often fail to maintain semantic alignment with provided", + "bbox": [ + 259, + 664, + 740, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 218, + 825, + 383, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "textual prompts. This can lead to suboptimal user experiences. To address these challenges, we propose **AnyControl**, a multi-control image synthesis framework that supports arbitrary combinations of diverse control signals. AnyControl develops a novel Multi-Control Encoder that extracts a unified multi-modal embedding to guide the generation process. This approach enables a holistic understanding of user inputs, and produces high-quality, faithful results under versatile control signals, as demonstrated by extensive quantitative and qualitative evaluations. Our project page is available in https://any-control.github.io.", + "bbox": [ + 259, + 147, + 743, + 272 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Keywords: Controllable Image Synthesis $\\cdot$ Multi-Control $\\cdot$ Text-to-image", + "bbox": [ + 261, + 275, + 750, + 289 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 306, + 375, + 321 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In recent years, the field of text-to-image (T2I) generation has experienced significant advancements, leading to unprecedented improvements in generated image quality and diversity, primarily attributed to the introduction of diffusion models [13,14,33,38]. While linguistic control allows for effective and engaging content creation, it also presents challenges in achieving fine-grained control over image generation. This challenge is explored in [25, 44], where an additional network is employed to encode and inject the user-supplied control signal into the pretrained T2I model such as Stable Diffusion [33], so that to exert influence over the image generation process. Built upon [44], subsequent approaches [15,28,45] presents unified architecture designs for managing multiple spatial conditions.", + "bbox": [ + 212, + 325, + 785, + 476 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, the task of multi-control image synthesis remains challenging in the following aspects: (1) accommodating free combinations of input conditions, (2) modeling complex relationships among multiple spatial conditions, and (3) maintaining compatibility with textual prompts. We refer to these challenges as input flexibility, spatial compatibility, and textual compatibility, respectively.", + "bbox": [ + 212, + 478, + 785, + 551 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Input flexibility. The first challenge comes from the any combination of available control signals based on user requirements. The amount and modality of control signals provided by users are varying, placing high demands on the input flexibility of the model. However, existing methods [15, 45] typically employ fixed-length input channels, limiting their ability to accommodate diverse inputs. Other approaches [25, 28, 44] adopt MoE design to solve varying-number conditions, which can result in unforeseen artifacts when processing unseen combinations of inputs.", + "bbox": [ + 212, + 553, + 787, + 672 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Spatial compatibility. Secondly, control signals are not isolated; instead, they collectively influence the composition of a complete image. It is crucial to consider the relationships among these control signals, especially when managing occlusions among multiple spatial conditions. Unfortunately, current algorithms commonly combine multiple conditions through weighted summation with handcrafted weights, easily leading to undesired blending results, or even causing low-response control signals to disappear when addressing occlusions.", + "bbox": [ + 212, + 672, + 787, + 779 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Textual compatibility. Ultimately, textual compatibility emerges as an important factor influencing user experience. Typically, the textual descriptions govern the content of images, whereas spatial conditions compensate the structural information. Nevertheless, a lack of communication between the textual", + "bbox": [ + 212, + 780, + 787, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "and spatial conditions often leads current algorithms to prioritize accommodating the spatial conditions, thereby disregarding the impact of textual prompts.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, generating comprehensive and harmonious results that satisfy both textual prompts and multiple spatial conditions presents a significant challenge for multi-control image synthesis. To tackle the challenges of input flexibility, spatial compatibility, and textual compatibility, we propose AnyControl, a controllable image synthesis framework that supports arbitrary combinations of diverse control signals.", + "bbox": [ + 212, + 178, + 784, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "At the core of AnyControl is the Multi-Control Encoder, which plays a crucial role in ensuring coherent, spatially and semantically aligned multimodal embeddings. This novel component allows AnyControl to extract a unified representation from various control signals, enabling a truly versatile and high-performing multi-control image synthesis framework.", + "bbox": [ + 212, + 268, + 784, + 343 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Specifically, Multi-Control Encoder is driven by multi-control fusion block and multi-control alignment block in turns, with a set of query tokens to unite the two seamlessly.", + "bbox": [ + 212, + 345, + 784, + 388 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Multi-control fusion block is employed to aggregate compatible information from multiple spatial conditions through the query tokens. A cross-attention transformer block is employed on the query tokens and the visual tokens of spatial conditions extracted from a pre-trained visual encoder. Therefore, the rich spatial controllable information is passed to the query tokens, which will be utilized in the multi-control alignment block.", + "bbox": [ + 212, + 391, + 784, + 479 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Multi-control alignment is used to guarantee the compatibility between all forms of control signals by aligning all other signals to the textual signal. A self-attention transformer block is employed on the query tokens and textual tokens. The query tokens contain spatial controllable information, while the textual tokens carry semantic information. Through information exchange between the query and textual tokens, both types of tokens are able to represent compatible multi-modal information.", + "bbox": [ + 212, + 482, + 784, + 585 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "With alternating multi-control fusion and alignment blocks in several turns, the query tokens achieve a comprehensive understanding with highly aligned and compatible information from versatile user inputs. This capability empowers our method to handle complex relationships among conditions and uphold strong compatibility with textual prompts. Consequently, this approach fosters a more smooth and harmonious control over the generated images. Furthermore, transformer blocks with attention mechanisms inherently excel in accommodating a variety of control signals, and thus enable free combinations of user inputs.", + "bbox": [ + 212, + 588, + 784, + 708 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our contributions are manifold in the following:", + "bbox": [ + 238, + 710, + 676, + 724 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. AnyControl proposes a novel Multi-Control Encoder comprising a sequence of alternative multi-control fusion and alignment blocks to achieve comprehensive understanding of complex multi-modal user inputs.", + "2. AnyControl supports flexible combinations of user inputs, regardless of the amount and modality of different control signals.", + "3. AnyControl produces more harmonious and natural high-quality outcomes, demonstrating state-of-the-art performance in multi-control image synthesis." + ], + "bbox": [ + 222, + 732, + 782, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 143, + 387, + 160 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Text-to-image Generation", + "text_level": 1, + "bbox": [ + 215, + 176, + 473, + 191 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "T2I diffusion models [26, 31, 33, 36] have emerged as a promising approach for generating high-quality images from textual prompts. Diffusion models [13, 38], originally developed for image generation, have been adapted to T2I domain, offering a novel perspective on the problem. These models leverage the concept of iterative denoising, where the generation process unfolds step-by-step, progressively refining the image quality. The diffusion process allows for better control over the generated images by conditioning on both the text input and intermediate representations at each diffusion step. Recent advances in T2I diffusion models have explored various techniques to enhance the generation process, such as introducing attention mechanisms to better align textual and visual features [33] and operating in latent space [31, 33] to achieve complexity reduction and detail preservation. While T2I diffusion models have shown promising results, there is still ongoing research to address challenges such as controllability, also the focus of this paper, in the context of diffusion-based T2I generation.", + "bbox": [ + 212, + 200, + 787, + 414 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Controllable Image Synthesis", + "text_level": 1, + "bbox": [ + 215, + 422, + 501, + 436 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Text descriptions guide the diffusion model to generate user-desired images but are insufficient in fine-grained control over the generated results. The fine-grained control signals are diverse in modality, for instance, layout constraint is introduced to arrange the location of the objects given; a bundle of works [6, 17, 22, 29, 40-42, 46] thoroughly explore to synthesis images with high layout alignment given the semantic-aware boxes. Besides, segmentation map [1, 2, 7, 8] is another popular control signal for controlling the layout and object shape of generated images. InstanceFusion [39] proposes a method to support location control in more free-form such as point, scribble, box and segmentation map. Highly detailed control can be achieved by structure signal such as sketch [3]. Depth map [20] can provide the control of the depth of field for the generated images. As layout, structure and depth control all outline the generated image in spatial alignment, content control [9, 35, 43] enables the personalization of the generated appearance in semantic level through an additional image input.", + "bbox": [ + 212, + 446, + 787, + 657 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Studies [24, 25, 44] propose general framework designs to process diverse spatial conditions instead of control-specific design, while both spatial and content control are jointly taken into consideration in works [16, 18]. Specifically, considering the powerful generation ability of T2I model, ControlNet [44] proposes to utilize the trainable copy of the UNet encoder in the T2I diffusion model to encode extra condition signals into latent representations and then apply zero convolution to inject into the backbone of the UNet in diffusion modal. The simple but effective design shows generalized and stable performance in spatial control, and thus are widely adopted in various downstream applications. However, ControlNet is a single-modality framework and requires separate model for each modality. To address this, unified ControlNet-like models [15, 28, 45] are proposed to handle diverse control signals with only one multi-modality", + "bbox": [ + 212, + 659, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 126 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/379e96d6bab5e7fe03ad6fa69cfadbebd55d75ffab3a18459a087ae76b6e42a9.jpg", + "image_caption": [ + "Fig. 2: AnyControl and Multi-Control Encoder. Left shows the overall framework of nyControl, which develops a Multi-Control Encoder for extracting comprehensive multi-control embeddings based on the textual prompts and multiple spatial conditions. The multi-control embeddings are then utilized to guide the generation process. Right shows the detailed design of Multi-Control Encoder driven by alternating multi-control fusion and alignment blocks, with query tokens defined to distill the compatible information from textual tokens and visual tokens of the spatial conditions." + ], + "image_footnote": [], + "bbox": [ + 222, + 141, + 488, + 333 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/cc0279667569c68a6d3fb9b4a7b5ae65adb154461a650d42cf83bbe04f0d93f7.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 140, + 782, + 333 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "model. Another advantage of these methods is that they can support multi-control image synthesis. They adopt fixed length input channels or MoE design with hand-crafted weighted summation to aggregate conditions. Nevertheless, these methods are short in handling conditions with complex relations and hard to generate harmonious, natural results under various control signals.", + "bbox": [ + 212, + 452, + 784, + 527 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 542, + 328, + 556 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we first give a preliminary overview of Stable Diffusion [33] and ControlNet [44]. Subsequently, we introduce AnyControl, featuring a pioneering Multi-Control Encoder crafted for extracting a unified representation with compatible information for multiple control signals. Finally, we expound on our training dataset and strategy. Figure 2 depicts the architecture of AnyControl and the Multi-Control Encoder.", + "bbox": [ + 212, + 574, + 784, + 662 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Preliminary", + "text_level": 1, + "bbox": [ + 215, + 678, + 359, + 694 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Stable Diffusion. T2I generation introduces text as conditions in diffusion models. In the forward pass, Gaussian noises are gradually added to the sample over a series of steps; while the backward process learns to recover the image by estimating and eliminating the noise with the text guidance. In this paper, we base Stable Diffusion [33], one of the most popular T2I diffusion model, to develop AnyControl for multi-control image synthesis.", + "bbox": [ + 212, + 703, + 784, + 794 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Stable Diffusion model operates the diffusion and denoising process in latent space rather than pixels to reduce computation cost. It adopts UNet-like [34] structure as its backbone, comprising downsampling blocks, middle block and", + "bbox": [ + 212, + 795, + 784, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "upsampling blocks. The text guidance are encoded through CLIP [30] text encoder and integrated into the UNet through a CrossAttention block after each ResBlock [10]. If we use $Z$ to denote the noise features derived from the last ResBlock and $Y$ to denote the embeddings encoded by the text encoder, the output noise features $\\tilde{Z}$ from CrossAttention block can be obtained by", + "bbox": [ + 212, + 146, + 787, + 223 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nQ = W _ {q} (Z), K = W _ {k} (Y), V = W _ {v} (Y), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 366, + 232, + 782, + 247 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\tilde {Z} = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d}}\\right) V, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 416, + 251, + 782, + 284 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $W_{q}$ , $W_{k}$ and $W_{v}$ are projection layer and $d$ is the dimension of the embedding space.", + "bbox": [ + 212, + 289, + 785, + 320 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "ControlNet. ControlNet [44] is developed to adapt Stable Diffusion model for spatial conditions. To be specific, it locks the parameters of Stable Diffusion, and makes a trainable copy of the encoding layers in the UNet. The two parts are connected by zero convolution layers with zero-initialized weights to progressively increase spatial control influence as the training goes. This design empowers ControlNet to achieve robust controllable image generation while preserve the quality and capabilities of Stable Diffusion model.", + "bbox": [ + 212, + 328, + 787, + 434 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 AnyControl", + "text_level": 1, + "bbox": [ + 215, + 454, + 359, + 469 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Multi-Control Encoder. Similar to ControlNet, in AnyControl, we also lock the pre-trained stable diffusion model, and instead design a Multi-Control Encoder for understanding complex control signals. We first obtain three types of tokens, i.e., textual tokens $\\mathcal{T}$ , visual tokens $\\mathcal{V}$ and query tokens $\\mathcal{Q}$ . Textual tokens are extracted from CLIP text encoder on textual prompts, while visual tokens are obtained from a pre-trained visual encoder (e.g., CLIP image encoder) on all of the user-provided spatial conditions in image form. The query tokens are defined as a set of learnable parameters. To address the three challenges discussed in the introduction, i.e., input flexibility, spatial compatibility and textual compatibility, we develop the multi-control encoder via alternating multi-control fusion blocks and multi-control alignment blocks united by the query tokens.", + "bbox": [ + 212, + 484, + 787, + 652 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Multi-Control Fusion. Multi-control fusion block aims to extract compatible information from various spatial conditions. This is accomplished by utilizing a cross-attention transformer block to facilitate interactions between the query tokens and the visual tokens of all spatial conditions.", + "bbox": [ + 212, + 660, + 787, + 719 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Specifically, suppose that there are $n$ spatial conditions in image form of various modalities including depth, segmentation, etc. We can obtain the visual tokens $\\mathcal{V}_{i,j}$ for condition $C_i$ from the $j$ -th block of the pre-trained visual encoder. Here, we use $[\\mathcal{V}_{1,j},\\mathcal{V}_{2,j},\\dots,\\mathcal{V}_{n,j}]$ to represent the visual tokens for all the spatial conditions from the $j$ -th block. Then the interactions in the multi-control fusion block can be formulated as", + "bbox": [ + 212, + 720, + 787, + 810 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {Q} _ {j} = \\operatorname {C r o s s A t t e n t i o n} \\left(\\mathcal {Q} _ {j}, \\left[ \\mathcal {V} _ {1, j} + P, \\mathcal {V} _ {2, j} + P, \\dots , \\mathcal {V} _ {n, j} + P \\right]\\right), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 287, + 821, + 784, + 837 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $P$ denotes a shared learnable positional embedding additive to each $\\mathcal{V}_{i,j}$ for better alignment between the query tokens and the visual tokens.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "After this process, the spatial controllable information encoded in the visual tokens is passed on to the query tokens.", + "bbox": [ + 212, + 176, + 784, + 208 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Multi-Control Alignment. Although the various controllable information is integrated into the query tokens, it is challenging to infer the priority of spatial control signals within the overlapping region due to the absence of a global condition that indicates the relationships among spatial conditions. Fortunately, textual prompts can serve as a global control that regulates the content of generated image. Therefore, in the multi-control alignment block, we facilitate the interactions between the query tokens and the textual tokens with a self-attention transformer block. Before we encode the textual prompts to tokens, we append a textual task prompt at the tail of the user-provided text to solve the modality discrepancy among diverse spatial conditions. Then we concatenate the query tokens $\\mathcal{Q}$ and textual tokens $\\mathcal{T}$ together and perform the self-attention as", + "bbox": [ + 212, + 217, + 787, + 383 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n[ \\mathcal {Q} _ {j + 1}, \\mathcal {T} _ {j + 1} ] = S e l f A t t e n t i o n ([ \\mathcal {Q} _ {j}, \\mathcal {T} _ {j} ]). \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 362, + 397, + 785, + 415 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "With self-attention, the query tokens, which carry the mixed controllable information, will exchange information with textual tokens and thus can achieve semantic alignment with user prompts.", + "bbox": [ + 212, + 426, + 782, + 472 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Alternating Fusion and Alignment. To ensure the information aligned and compatible of all the control signals, we employ the multi-control fusion and alignment blocks alternately for multiple turns. Notably, we utilize multi-level visual tokens for fine-grained spatial control. Specifically, in each turn, the visual tokens consumed in the cross-attention transformer block are extracted from different levels of the pre-trained visual encoder, considering the spatial conditions are diverse in controlling level, i.e., layout control such as segmentation map and structural control such as edge map. Therefore, multi-level visual tokens are necessary for multi-control fusion blocks in different depth.", + "bbox": [ + 212, + 481, + 787, + 618 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Advantages of AnyControl. The query tokens work as a bridge, uniting the two types of blocks seamlessly. After several turns, the query tokens retain well-aligned compositional information, served as a unified multi-modal representations for user inputs. This design empowers AnyControl in multi-control image synthesis even with occlusion, generating high-quality harmonious results with high spatial and textual compatibility. Our multi-control encoder shares a similar idea to Q-Former [21], however, AnyControl incorporates many dedicated design for the multi-control image synthesis such as the appended textual task prompt, additional shared position embeddings across all the conditions and the usage of multi-level visual tokens. In implementation, to save computation cost, we insert the cross-attention block after every two self-attention blocks.", + "bbox": [ + 212, + 627, + 787, + 792 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Another natural advantage of our AnyControl lies in the input flexibility. AnyControl, utilizing the transformer blocks with attention mechanism, has natural advantage in accommodating free combinations of user inputs. Previous", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/cae9b9c7798a04ec6bbfa3bec1fca971329c97165551a08e4f9f26c2a4b6f9d1.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 259, + 143, + 362, + 262 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/ee6c40f673b23462c7a453e7e3c63995dd4f839ff9d859f2b879b27d5a924388.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 370, + 143, + 586, + 263 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/b27c6928aaf3d960341087525abc51db79f77656c72760b01ee6131c2db2253e.jpg", + "image_caption": [ + "(c)", + "Fig. 3: Three types of multi-control methods. Square in different color denotes different condition type while dotted square denotes zero tensor. (a) Some methods [15, 45] adopt fixed-length channels of the input convolution layer followed by convolution blocks to serve as the Multi-Control Encoder. (b) Other methods [25, 28, 44] utilize MoE design, that is, construct separate encoder for each type of control signal and then obtain the embeddings through weighted sum. (c) Different from them, AnyControl adopts attention mechanism to accommodate varying-number and varying-modality of conditions. \"SAB\" and \"CAB\" denotes self- and cross-attention block, respectively." + ], + "image_footnote": [], + "bbox": [ + 594, + 143, + 740, + 263 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "methods either adopt the design of fixed-length input channels or MoE structure as illustrated in Figure 3. The former limits the freedom of user inputs, while the latter, MoE design, supports combining flexible inputs with hand-crafted weights, leading to laborious adjustments to the combination weights.", + "bbox": [ + 212, + 393, + 787, + 455 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Training", + "text_level": 1, + "bbox": [ + 214, + 467, + 333, + 483 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Datasets.", + "text_level": 1, + "bbox": [ + 214, + 493, + 295, + 505 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We adopt the training dataset, MultiGen, for multi-control image synthesis presented in [28]. This dataset is built from LAION [37] with aesthetics score above 6. Low-resolution images are removed and finally 2.8M images are kept. Different methods are utilized to extract the control signals. Unfortunately, there is a domain gap between", + "bbox": [ + 212, + 508, + 419, + 703 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "the combinations of the spatial conditions during training and inference time, i.e., during training, all the spatial conditions extracted from the same image are fully aligned while the multiple spatial conditions accepted from users are not the case. User-provided conditions usually have multiple image sources, thus the extracted spatial conditions are not always aligned and sometimes have occlusion in the overlapping region, which requires the model to handle the spatial conditions in right arrangement according to the depth of the target scene. To relieve the discrepancy, we collect a subset of unaligned data as shown in Figure 4. To be specific, we utilize the images in Open Images dataset [19] and MSCOCO [23]", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/09504f1422f0a45c00f92ab98eb22ff3f8a5d57f8af56c5ddda91ce568a18ccd.jpg", + "image_caption": [ + "Fig. 4: Visualization of aligned and unaligned conditions. The first row shows the aligned case where pixels at the same location of all the control signals describe the same object. Conditions in the second and third rows describe the foreground and background respectively, contributing to a complete image together, constructing the unaligned case." + ], + "image_footnote": [], + "bbox": [ + 426, + 493, + 779, + 604 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "dataset which are rich in objects to make the synthetic data. Given an image and the mask of a foreground object, we recover the background image with the masked region using the inpainting tool [47]. We discard images with too small or too large objects, and finally produce 0.44M images as supplementary unaligned training data.", + "bbox": [ + 212, + 146, + 787, + 223 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Training Strategy. When utilizing the unaligned data for training, we take the combination of spatial conditions for the foreground object and the inpainted background image together while treating the original image as target. During training, for the data with fully aligned spatial conditions, we randomly pick two conditions for each training sample; for the synthetic unaligned data, we randomly pick a condition for the foreground object and the background inpainted image respectively. We randomly drop all the conditions at a rate of 0.05 to enable classifier free guidance, and also randomly drop the textual prompts at a rate of 0.05 to let the model learn from pure spatial conditions only.", + "bbox": [ + 212, + 232, + 789, + 369 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 398, + 375, + 416 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We validate the effectiveness of AnyControl with Stable Diffusion [33] of version 1.5 on four types of conditions, including Edge [4], Depth [32], Segmentation [27], and Human Pose [5]. We compare our AnyControl with state-of-the-art methods including Multi-ControlNet and Multi-Adapter, the versions of ControlNet [44] and T2I-Adapter [25] which support multiple spatial conditions, as well as UniControlNet [45], Cocktail [15], UniControl [28], DiffBlender [18] and CnC [20] with extensive qualitative and quantitative results. Implementation details including network structure, hyper-parameters of training and inference can be found in the supplementary material.", + "bbox": [ + 212, + 436, + 787, + 575 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Qualitative Results", + "text_level": 1, + "bbox": [ + 215, + 603, + 421, + 618 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we analyze input flexibility, spatial compatibility, and also the compatibility with text, style and color control.", + "bbox": [ + 212, + 635, + 785, + 666 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Input Flexibility. There are three ways to process free combinations of spatial conditions from users: 1) MoE design (i.e., UniControl [28], Multi-ControlNet [44]); 2) Attention design (AnyControl); 3) Composition design, which merges spatial conditions of the same type into one image so that methods with fixed-length input channels can work smoothly. In MoE-based methods, the composition of different conditions is achieved by hand-crafted weighted summation. Instead, our AnyControl adopts attention mechanism to learn the composition weights dynamically, achieving superior performance on multi-control image synthesis as shown in Figure 5 and Figure 6. In addition, \"sticker\" artifact is observed in the results of Cocktail [15] with composition design.", + "bbox": [ + 212, + 676, + 799, + 829 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/dbe168be9fc84637fdb31acdc2a41b0adc68c312edbd12d05c9de1eca5a6fdaa.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
PromptConditionsAnyControl (Ours)Multi-ControlNetUni-ControlNetCocktail
"a car driving through the canyon, a fox is flying over the car"
"cartoon style, a car parking in the canyon, a lion walking pass the car"
"a Transformers robot gazing at a massive planet in the sky"
"a robot is playing football on the desert"
"two cars parked beside a lake with a scenic backdrop of mountain ranges"
Two abandoned cars parked in front of a cabin at foot of the mountain
In a playful cartoon setting, a little dinosaur following a boy on the sea beach ...
In a playful cartoon setting, a little elephant stands atop a large turtle, following a boy on the sea beach ...
", + "bbox": [ + 215, + 145, + 785, + 795 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Fig. 5: Comparison on multi-control image synthesis. Multi-ControlNet adopts MoE design to process diverse conditions while Cocktail adopts the composition design by combining multiple conditions of the same type into one.", + "bbox": [ + 215, + 805, + 785, + 848 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 218, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 126 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/b38c2366d6cdfe9166a995c9d6abb7b5fc8ad5ff254cb88acce2eabc3271c4a8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 218, + 143, + 326, + 231 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/2f51fc7e10ded5f6a5d37ae2e18ed2d9e0e06dc24fdf71d2cd5149165035b5e6.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 331, + 143, + 441, + 229 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4e44eaefccc6a59b3a1c93b9205e642e2fc11a3854c7ed0aeb2566222e8ff298.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 446, + 143, + 555, + 229 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/89c395182e60dc990636501fbc75350780765f84714f85513294600e9daeecc3.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 558, + 143, + 669, + 229 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c005d8a947d0a857abe4e2105fac9f6083cf26f528d0315bcc1bdd5ac5fe35c0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 674, + 143, + 784, + 229 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c7554d1eee9a36f89069d1296e327ed68c7a2ef9e74388fed008901de20f8de7.jpg", + "image_caption": [ + "Fig. 6: Varied-number and varied-type of input spatial conditions." + ], + "image_footnote": [], + "bbox": [ + 218, + 233, + 328, + 316 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/2a5716640ca52b6acf3c96628299339e47046842349e318bf8cf328a6f83ab01.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 331, + 233, + 441, + 316 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/6be0e30642cd0bca00727c17306a9718126ddfa301ca69a7709b7bd5e7bfd948.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 446, + 233, + 555, + 316 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/6dbe807fc78236078c3e507d194f5fd74e38c05a4ca94cbdab622e2e0088d66d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 558, + 233, + 669, + 316 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/1dcc2b8e9689fb802eb4168f18a353a5c272204d8a56fe47300cb22699ecd9ef.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 674, + 233, + 784, + 316 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Spatial Compatibility. In Figure 5, we provide comparisons given various conditions with occlusion, demonstrating the superiority of AnyControl in handling complex multi-control synthesis. Blending issues are difficult to avoid in previous methods [15, 44, 45] with trivial design on multi-control combination.", + "bbox": [ + 214, + 356, + 486, + 492 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Figure 7 further shows examples on AnyControl in dealing with relative spatial positions of two conditions, which generates high-quality results with correct spatial relation between conditions. For example, given different layouts, the generated cat and teddy bear from AnyControl are always positioned in a natural way, rather than mixed within the occluded region. Another notable thing is that AnyControl shows a surprising ability of dealing with the interaction of generated objects and the corresponding environment. When placed", + "bbox": [ + 212, + 496, + 486, + 720 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "at the same horizontal line, the cat and teddy bear are seated at the same plane, while the teddy bear sitting on a stage when its vertical position axis is raised up. These advantages contribute to the introduction of Multi-Control Encoder, which strengthens the interactions between all control signals and consequently achieves a comprehensive understanding of complex inputs.", + "bbox": [ + 212, + 722, + 785, + 799 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/d4ed25118343a253168b39b652548620424929f6980877310ed7216455b7e24f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 354, + 594, + 424 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/ce52438a0fcde760913f5b94ebeb6a04f18812b618f6b22f35c3404278de45ec.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 356, + 684, + 424 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/dea47b18d7b759c369a932d22e9953ffcd694195b456093a07b90ade738f9f38.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 684, + 356, + 774, + 425 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/6482083dc4a1f1e1d6c222641a08d45acb8b24d3f262d3b8ab2a26ddf4367a6d.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 426, + 594, + 494 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/d3bea583abdc035c9a3f4f4162aee76a187929692ad194bc7c84b5c1c8ea603a.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 426, + 684, + 494 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/5b3e43f412bfbb77e89f97e11b3fa32d0cc8bb352f622c24154fb8eac4523ac4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 684, + 426, + 774, + 494 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c96e897edddb95ceceb44f20e694aea0593df61a297156ad5d687ddc9452590c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 504, + 500, + 594, + 571 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/a1526386e08bac83796ccf568334939c33b5573676909f6775bcc73761b54406.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 500, + 684, + 570 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/a0366361064542c80de3ff1740c080e601180445b9f0e0c94ac00a5515495528.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 684, + 500, + 774, + 570 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/9b26695fdf2c9b0b5dab5825f0ef21ac9e22f655ac8525c7c4629037166ad4f7.jpg", + "image_caption": [ + "Conditions" + ], + "image_footnote": [], + "bbox": [ + 504, + 571, + 594, + 640 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4a166e0aa7c89e9b7412af922dee576d8d63ab7789449e925869f7d99bffe9f4.jpg", + "image_caption": [ + "Uni-ControlNet" + ], + "image_footnote": [], + "bbox": [ + 596, + 571, + 684, + 640 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/8eca8279b4f90f9b30b5bf721f943ea2df71719eabda1e23bb2d8a1ca7b80d4e.jpg", + "image_caption": [ + "AnyControl (Ours)", + "Fig.7: Spatial compatibility. AnyControl is capable of inferring the relationships not only between conditions but also between the generated objects and the environment." + ], + "image_footnote": [], + "bbox": [ + 684, + 571, + 774, + 640 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "A teddy bear are seated at the same plane, so when its vertical position axis is raised, the introduction of Multi-Control Encoder, between all control signals and consequently using of complex inputs.", + "bbox": [ + 496, + 724, + 785, + 797 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Text Compatibility. Textual prompts play an important role in controllable image synthesis as text is typically the primary communication means between", + "bbox": [ + 214, + 809, + 785, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "human and T2I models, while spatial conditions work as auxiliary roles in providing the fine-grained information. Therefore, while guided by spatial conditions, maintaining the compatibility with textual prompts is essential. However, existing methods commonly prioritize the response to spatial conditions and miss important message in textual prompts. For instance, in the third row of Figure 5, other methods either totally neglect the \"Transformers Robot\" information so that fail to bind the concept with the input human pose, or only partially respond to \"Robot\" but drop \"Transformers\" information. On the contrary, our method responds to all important information in multi-modality user inputs and produces harmonious results.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Compatibility with Style and Color Control. As a plug-and-play model,", + "bbox": [ + 212, + 306, + 784, + 323 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "AnyControl can be integrated with existing conditional generation methods in a convenient way. We take style and color controls as examples to demonstrate the effectiveness of AnyControl in the collaboration with other plug-and-play modules for wider applications. Specifically, we enhance AnyControl with decoupled cross-attention [43] in UNet to employ style and color controls. The compositional outcomes are visually depicted in Figure 8, revealing the generation of high-quality results that adhere to style, color and spatial constraints.", + "bbox": [ + 212, + 323, + 429, + 609 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ea7d377f62d5f0fb85b7a9c0d377f0fd70fe3b398161c17de7b12a1831b6a8ab.jpg", + "image_caption": [ + "Fig. 8: AnyControl with style and color controls. The first two cases take style, depth and edge controls, while the last further takes color control." + ], + "image_footnote": [], + "bbox": [ + 442, + 329, + 781, + 563 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.2 Multi-Control Benchmark: COCO-UM", + "text_level": 1, + "bbox": [ + 215, + 627, + 581, + 642 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Most existing methods evaluate multi-control image synthesis on MSCOCO validation set with totally spatio-aligned conditions extracted from different algorithms. However, we argue that evaluation on the dataset with well-aligned multi-control conditions cannot reflect the ability of methods to handle occluded multiple conditions in practical applications, given that the user provided conditions are typically collected from diverse sources which are not aligned.", + "bbox": [ + 212, + 657, + 787, + 747 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Therefore, we construct an Unaligned Multi-control benchmark based on MSCOCO validation set, short for COCO-UM, for a more effective evaluation on multi-control image synthesis. The construction pipeline is similar to that used in unaligned data synthesis described in Section 3.3. That is, we decompose an image into the background image and foreground image outlined by an object mask, and then recover the background image through inpainting tools [47].", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 127 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/4d7c5ff7ef7b88b6d42e1fd00256bcb4a75317b93d8d2f28a8e010ea31fbf7dc.jpg", + "table_caption": [ + "Table 1: Comparisons of multi-control image synthesis on COCO-UM with existing multi-control methods. Results with the best and the second best performance are highlighted in red and blue, respectively." + ], + "table_footnote": [], + "table_body": "
MethodsFID↓CLIP↑Depth (RMSE↓)Seg. (mPA↑)Edge (RMSE↓)Pose (mAP↑)
Multi-ControlNet [44]55.9524.8017.8142.7847.3515.69
Multi-Adapter [25]51.6725.7324.0832.6244.866.28
Uni-ControlNet [45]55.2824.4820.5741.1043.2818.40
UniControl [28]57.4624.7223.6934.5845.484.06
Cocktail [15]47.3925.33-31.74-12.16
AnyControl (Ours)44.2826.4118.0043.3445.2518.81
", + "bbox": [ + 222, + 191, + 785, + 271 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/9b69fdef408d736c29392a06dfccec1a4d33dfb1964ddd83b25b2d487ef293f8.jpg", + "table_caption": [ + "Table 2: Comparisons of single control with existing single- and multi-control methods on COCO-5K. Results with the best and the second best performance are highlighted in red and blue, respectively." + ], + "table_footnote": [], + "table_body": "
MethodsDepthSegmentationEdgePose
FID ↓CLIP ↑RMSE ↓FID ↓CLIP ↑mPA ↑FID ↓CLIP ↑FID ↓CLIP ↑
Single-Control Methods
ControlNet [44]19.8025.3013.8620.3925.4645.6816.1625.3426.1525.39
T2I-Adapter [25]20.0825.6715.6220.9524.9133.6718.7625.2524.9425.76
Multi-Control Methods
Uni-ControlNet [45]20.0925.2515.9322.9625.1135.5617.5125.1826.6124.86
UniControl [28]20.6725.5114.0719.7326.1145.7716.6925.1527.9025.27
Cocktail [15]---26.0225.2833.1015.7024.9128.3625.27
DiffBlender [18]21.3225.5918.07---21.4825.5730.3325.30
CnC [20]20.4226.9517.57-------
AnyControl (Ours)18.0425.9815.4818.8926.0248.7318.8925.8824.1225.99
", + "bbox": [ + 220, + 324, + 785, + 473 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Additionally, after obtaining the recovered background image, we remove the bad cases with low image quality, such as cases with new generated object within the hole region rather than filled by background scene. Finally, we construct an occluded multi-control dataset with 1480 samples.", + "bbox": [ + 212, + 486, + 785, + 546 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.3 Quantitative Evaluation", + "text_level": 1, + "bbox": [ + 214, + 556, + 459, + 571 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "For thorough quantitative evaluation, we employ various evaluation metrics, including FID [12] for the image quality, CLIP-Score [11] for the alignment with textual prompt. For the condition fidelity, we adopt RMSE for depth map and edge map, mPA and mAP for segmentation map and pose map, respectively.", + "bbox": [ + 212, + 580, + 785, + 641 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Multi-Control Synthesis Evaluation. We evaluate multi-control synthesis on COCO-UM. As depicted in Table 1, our method outperforms other multi-control methods on FID and CLIP-Score by a large margin. This remarkable achievement signifies that AnyControl is capable of processing complex combinations of multiple spatial conditions, and generates high-quality harmonious results well aligned with the textual prompts and spatial conditions.", + "bbox": [ + 212, + 648, + 785, + 739 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Single-Control Synthesis Evaluation. For comprehensive evaluation, we also conduct the comparisons on each single condition as tabulated in Table 2. To be specific, we evaluate the single control synthesis on the full validation set of MSCOCO, that is, COCO-5K since there is no occlusion in single control scenario. Overall, AnyControl outperforms existing single- and multi-control methods on most metrics, illustrating the superiority to existing methods.", + "bbox": [ + 212, + 750, + 785, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation Study on Unaligned Data. Unaligned data is provided to solve the gap between the alignment of input conditions during training and inference. That is, in training, conditions are totally aligned; while, in testing, the control", + "bbox": [ + 212, + 146, + 787, + 191 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "signals from users contributing to a whole image are almost not aligned at all. In Table 3, we provide comparisons on FID and CLIP-Score of AnyControl trained with and without unaligned data. As illustrated, a large improvement on FID and CLIP-Score is observed through the data expansion on occluded cases. The introduction of unaligned", + "bbox": [ + 212, + 193, + 544, + 311 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/e2924e4fe0bad36d9d0eb3d34dbb443a3e47fa9522126d3781be564e0438339b.jpg", + "table_caption": [ + "Table 3: Ablation study of training with and without unaligned data on COCO-UM." + ], + "table_footnote": [], + "table_body": "
MetricFID↓CLIP↑
w/o unaligned data52.1025.62
w unaligned data44.2826.40
", + "bbox": [ + 558, + 250, + 784, + 296 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "data during training strengthens AnyControl in modeling complex multi-control synthesis, especially the occluded cases.", + "bbox": [ + 212, + 313, + 785, + 344 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "4.4 Discussion", + "text_level": 1, + "bbox": [ + 214, + 361, + 349, + 375 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Although the input number of spatial conditions is not limited in AnyControl, we", + "bbox": [ + 212, + 383, + 785, + 398 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "observe the miss-blending issue as shown in Figure 9, when the number of spatial conditions is overlarge, such as 8 in this case. The possible reasons are as follows: 1) the limited ability of CLIP text encoder in understanding complex textual prompts with numerous concepts; 2) Too many visual tokens in cross-attention transformer block results in a decrease in the ac", + "bbox": [ + 212, + 400, + 486, + 547 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/980d301af04ac196d9a6ab096a2ad5a338ad16920b2b32ab6c632bfe4aeb196b.jpg", + "image_caption": [ + "Fig. 9: Miss-blending issue under too many spatial conditions." + ], + "image_footnote": [], + "bbox": [ + 500, + 406, + 638, + 513 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/7259439a9f5757748f21c95827335cc5345eb8857da3ad2f8f9726f45c1fb419.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 643, + 407, + 779, + 512 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "curacy of softmax, and thus weaken AnyControl in precise multi-control understanding. We leave this issue as future work.", + "bbox": [ + 212, + 550, + 785, + 580 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 214, + 599, + 359, + 616 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In conclusion, we propose a multi-control image synthesis framework based on the public T2I model to address the limitations of existing methods in accommodating diverse inputs, handling relationships among spatial conditions, and maintaining the compatibility with textual prompts. AnyControl supports free combination of versatile control signals, which develops a Multi-Control Encoder that enables holistic understanding of multi-modal user inputs. We achieve this through employing alternating multi-control fusion and alignment blocks united by a set of query tokens. This approach enables AnyControl model complex relationships among diverse control signals and extract a multi-control embedding with compatible information. Our method produces high-quality natural outcomes, positioning it as a state-of-the-art solution for multi-condition image generation. The advancements introduced by AnyControl contribute to the broader goal of enhancing controllable image synthesis and pushing the boundaries of T2I generation.", + "bbox": [ + 212, + 628, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Sun. et al.", + "bbox": [ + 271, + 114, + 341, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement. 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Sahara, C., Chan, W., Saxena, S., Li, L., Whang, J., Denton, E.L., Ghasemipour, K., Gontijo Lopes, R., Karagol Ayan, B., Salimans, T., et al.: Photorealistic text-to-image diffusion models with deep language understanding. NeurIPS 35, 36479-36494 (2022) 4", + "37. Schuhmann, C., Beaumont, R., Vencu, R., Gordon, C., Wightman, R., Cherti, M., Coombes, T., Katta, A., Mullis, C., Wortsman, M., et al.: Laion-5b: An open large-scale dataset for training next generation image-text models. NeurIPS 35, 25278-25294 (2022) 8", + "38. Song, J., Meng, C., Ermon, S.: Denoising diffusion implicit models. arXiv preprint arXiv:2010.02502 (2020) 2, 4", + "39. Wang, X., Darrell, T., Rambhatla, S.S., Girdhar, R., Misra, I.: Instancediffusion: Instance-level control for image generation (2024) 4", + "40. Xie, J., Li, Y., Huang, Y., Liu, H., Zhang, W., Zheng, Y., Shou, M.Z.: Boxdiff: Text-to-image synthesis with training-free box-constrained diffusion. In: ICCV (2023) 4", + "41. 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In: CVPR (2023) 4", + "47. Zhuang, J., Zeng, Y., Liu, W., Yuan, C., Chen, K.: A task is worth one word: Learning with task prompts for high-quality versatile image inpainting. arXiv preprint arXiv:2312.03594 (2023) 9, 12" + ], + "bbox": [ + 212, + 146, + 787, + 590 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Abbreviated paper title", + "bbox": [ + 571, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_model.json b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_model.json new file mode 100644 index 0000000000000000000000000000000000000000..bca3b40a45f7f74b87b93c78c7080a0f6b21f937 --- /dev/null +++ b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_model.json @@ -0,0 +1,2731 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.223, + 0.141, + 0.783, + 0.187 + ], + "angle": 0, + "content": "AnyControl: Create Your Artwork with Versatile Control on Text-to-Image Generation" + }, + { + "type": "text", + "bbox": [ + 0.235, + 0.212, + 0.768, + 0.229 + ], + "angle": 0, + "content": "Yanan Sun\\(^{1}\\), Yanchen Liu\\(^{1,2}\\), Yinhao Tang\\(^{1}\\), Wenjie Pei\\(^{2}\\), and Kai Chen\\(^{1*}\\)" + }, + { + "type": "text", + "bbox": [ + 0.323, + 0.239, + 0.681, + 0.311 + ], + "angle": 0, + "content": "\\(^{1}\\) Shanghai AI Laboratory \n\\(^{2}\\) Harbin Institute of Technology, Shenzhen now.syn@gmail.com \nwenjiecoder@outlook.com \n{liuyanchen, tangyinhao, chenkai}@pjlab.org.cn" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.325, + 0.359, + 0.433 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.232, + 0.435, + 0.347, + 0.444 + ], + "angle": 0, + "content": "Conditions (Edge + Segmentation)" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.325, + 0.501, + 0.433 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.372, + 0.434, + 0.491, + 0.448 + ], + "angle": 0, + "content": "\"a mechanical whale flying over the desert\"" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.325, + 0.642, + 0.433 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.508, + 0.434, + 0.64, + 0.449 + ], + "angle": 0, + "content": "\"a fish flying over the grassland prairie, oil painting\"" + }, + { + "type": "image", + "bbox": [ + 0.644, + 0.325, + 0.785, + 0.433 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.662, + 0.435, + 0.77, + 0.449 + ], + "angle": 0, + "content": "\" a bird flying over a field of rape flower, Makoto Shinkai style \"" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.453, + 0.359, + 0.562 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.232, + 0.564, + 0.346, + 0.572 + ], + "angle": 0, + "content": "Conditions (Edge + Depth + Pose)" + }, + { + "type": "image", + "bbox": [ + 0.362, + 0.453, + 0.501, + 0.561 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.365, + 0.563, + 0.493, + 0.585 + ], + "angle": 0, + "content": "\" a knight standing beneath a crescent moon in the sky, looking at the starry nights, with mountains in the distance" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.453, + 0.642, + 0.561 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.514, + 0.564, + 0.632, + 0.572 + ], + "angle": 0, + "content": "Conditions (Depth + Depth + Style)" + }, + { + "type": "image", + "bbox": [ + 0.645, + 0.453, + 0.785, + 0.562 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.655, + 0.563, + 0.778, + 0.578 + ], + "angle": 0, + "content": "a majestic stag navigating the depths of the serene forest" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.592, + 0.788, + 0.647 + ], + "angle": 0, + "content": "Fig. 1: Multi-control image synthesis of AnyControl. Our model supports free combinations of multiple control signals and generates harmonious results that are well-aligned with each input. The input control signals fed into the model are shown in a combined image for better visualization." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.665, + 0.741, + 0.817 + ], + "angle": 0, + "content": "Abstract. The field of text-to-image (T2I) generation has made significant progress in recent years, largely driven by advancements in diffusion models. Linguistic control enables effective content creation, but struggles with fine-grained control over image generation. This challenge has been explored, to a great extent, by incorporating additional user-supplied spatial conditions, such as depth maps and edge maps, into pre-trained T2I models through extra encoding. However, multi-control image synthesis still faces several challenges. Specifically, current approaches are limited in handling free combinations of diverse input control signals, overlook the complex relationships among multiple spatial conditions, and often fail to maintain semantic alignment with provided" + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.826, + 0.385, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.342, + 0.127 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.148, + 0.744, + 0.273 + ], + "angle": 0, + "content": "textual prompts. This can lead to suboptimal user experiences. To address these challenges, we propose **AnyControl**, a multi-control image synthesis framework that supports arbitrary combinations of diverse control signals. AnyControl develops a novel Multi-Control Encoder that extracts a unified multi-modal embedding to guide the generation process. This approach enables a holistic understanding of user inputs, and produces high-quality, faithful results under versatile control signals, as demonstrated by extensive quantitative and qualitative evaluations. Our project page is available in https://any-control.github.io." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.276, + 0.75, + 0.29 + ], + "angle": 0, + "content": "Keywords: Controllable Image Synthesis \\(\\cdot\\) Multi-Control \\(\\cdot\\) Text-to-image" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.308, + 0.376, + 0.323 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.327, + 0.787, + 0.477 + ], + "angle": 0, + "content": "In recent years, the field of text-to-image (T2I) generation has experienced significant advancements, leading to unprecedented improvements in generated image quality and diversity, primarily attributed to the introduction of diffusion models [13,14,33,38]. While linguistic control allows for effective and engaging content creation, it also presents challenges in achieving fine-grained control over image generation. This challenge is explored in [25, 44], where an additional network is employed to encode and inject the user-supplied control signal into the pretrained T2I model such as Stable Diffusion [33], so that to exert influence over the image generation process. Built upon [44], subsequent approaches [15,28,45] presents unified architecture designs for managing multiple spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.479, + 0.787, + 0.553 + ], + "angle": 0, + "content": "However, the task of multi-control image synthesis remains challenging in the following aspects: (1) accommodating free combinations of input conditions, (2) modeling complex relationships among multiple spatial conditions, and (3) maintaining compatibility with textual prompts. We refer to these challenges as input flexibility, spatial compatibility, and textual compatibility, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.554, + 0.788, + 0.674 + ], + "angle": 0, + "content": "Input flexibility. The first challenge comes from the any combination of available control signals based on user requirements. The amount and modality of control signals provided by users are varying, placing high demands on the input flexibility of the model. However, existing methods [15, 45] typically employ fixed-length input channels, limiting their ability to accommodate diverse inputs. Other approaches [25, 28, 44] adopt MoE design to solve varying-number conditions, which can result in unforeseen artifacts when processing unseen combinations of inputs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.78 + ], + "angle": 0, + "content": "Spatial compatibility. Secondly, control signals are not isolated; instead, they collectively influence the composition of a complete image. It is crucial to consider the relationships among these control signals, especially when managing occlusions among multiple spatial conditions. Unfortunately, current algorithms commonly combine multiple conditions through weighted summation with handcrafted weights, easily leading to undesired blending results, or even causing low-response control signals to disappear when addressing occlusions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.781, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Textual compatibility. Ultimately, textual compatibility emerges as an important factor influencing user experience. Typically, the textual descriptions govern the content of images, whereas spatial conditions compensate the structural information. Nevertheless, a lack of communication between the textual" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.573, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "and spatial conditions often leads current algorithms to prioritize accommodating the spatial conditions, thereby disregarding the impact of textual prompts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.179, + 0.785, + 0.268 + ], + "angle": 0, + "content": "In summary, generating comprehensive and harmonious results that satisfy both textual prompts and multiple spatial conditions presents a significant challenge for multi-control image synthesis. To tackle the challenges of input flexibility, spatial compatibility, and textual compatibility, we propose AnyControl, a controllable image synthesis framework that supports arbitrary combinations of diverse control signals." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.269, + 0.785, + 0.344 + ], + "angle": 0, + "content": "At the core of AnyControl is the Multi-Control Encoder, which plays a crucial role in ensuring coherent, spatially and semantically aligned multimodal embeddings. This novel component allows AnyControl to extract a unified representation from various control signals, enabling a truly versatile and high-performing multi-control image synthesis framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.346, + 0.785, + 0.39 + ], + "angle": 0, + "content": "Specifically, Multi-Control Encoder is driven by multi-control fusion block and multi-control alignment block in turns, with a set of query tokens to unite the two seamlessly." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.392, + 0.785, + 0.481 + ], + "angle": 0, + "content": "Multi-control fusion block is employed to aggregate compatible information from multiple spatial conditions through the query tokens. A cross-attention transformer block is employed on the query tokens and the visual tokens of spatial conditions extracted from a pre-trained visual encoder. Therefore, the rich spatial controllable information is passed to the query tokens, which will be utilized in the multi-control alignment block." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.483, + 0.785, + 0.587 + ], + "angle": 0, + "content": "Multi-control alignment is used to guarantee the compatibility between all forms of control signals by aligning all other signals to the textual signal. A self-attention transformer block is employed on the query tokens and textual tokens. The query tokens contain spatial controllable information, while the textual tokens carry semantic information. Through information exchange between the query and textual tokens, both types of tokens are able to represent compatible multi-modal information." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.589, + 0.785, + 0.709 + ], + "angle": 0, + "content": "With alternating multi-control fusion and alignment blocks in several turns, the query tokens achieve a comprehensive understanding with highly aligned and compatible information from versatile user inputs. This capability empowers our method to handle complex relationships among conditions and uphold strong compatibility with textual prompts. Consequently, this approach fosters a more smooth and harmonious control over the generated images. Furthermore, transformer blocks with attention mechanisms inherently excel in accommodating a variety of control signals, and thus enable free combinations of user inputs." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.711, + 0.678, + 0.725 + ], + "angle": 0, + "content": "In summary, our contributions are manifold in the following:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.733, + 0.784, + 0.778 + ], + "angle": 0, + "content": "1. AnyControl proposes a novel Multi-Control Encoder comprising a sequence of alternative multi-control fusion and alignment blocks to achieve comprehensive understanding of complex multi-modal user inputs." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.779, + 0.784, + 0.809 + ], + "angle": 0, + "content": "2. AnyControl supports flexible combinations of user inputs, regardless of the amount and modality of different control signals." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.811, + 0.784, + 0.84 + ], + "angle": 0, + "content": "3. AnyControl produces more harmonious and natural high-quality outcomes, demonstrating state-of-the-art performance in multi-control image synthesis." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.733, + 0.784, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.342, + 0.127 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.388, + 0.161 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.177, + 0.475, + 0.193 + ], + "angle": 0, + "content": "2.1 Text-to-image Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.202, + 0.788, + 0.415 + ], + "angle": 0, + "content": "T2I diffusion models [26, 31, 33, 36] have emerged as a promising approach for generating high-quality images from textual prompts. Diffusion models [13, 38], originally developed for image generation, have been adapted to T2I domain, offering a novel perspective on the problem. These models leverage the concept of iterative denoising, where the generation process unfolds step-by-step, progressively refining the image quality. The diffusion process allows for better control over the generated images by conditioning on both the text input and intermediate representations at each diffusion step. Recent advances in T2I diffusion models have explored various techniques to enhance the generation process, such as introducing attention mechanisms to better align textual and visual features [33] and operating in latent space [31, 33] to achieve complexity reduction and detail preservation. While T2I diffusion models have shown promising results, there is still ongoing research to address challenges such as controllability, also the focus of this paper, in the context of diffusion-based T2I generation." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.423, + 0.503, + 0.438 + ], + "angle": 0, + "content": "2.2 Controllable Image Synthesis" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.448, + 0.788, + 0.659 + ], + "angle": 0, + "content": "Text descriptions guide the diffusion model to generate user-desired images but are insufficient in fine-grained control over the generated results. The fine-grained control signals are diverse in modality, for instance, layout constraint is introduced to arrange the location of the objects given; a bundle of works [6, 17, 22, 29, 40-42, 46] thoroughly explore to synthesis images with high layout alignment given the semantic-aware boxes. Besides, segmentation map [1, 2, 7, 8] is another popular control signal for controlling the layout and object shape of generated images. InstanceFusion [39] proposes a method to support location control in more free-form such as point, scribble, box and segmentation map. Highly detailed control can be achieved by structure signal such as sketch [3]. Depth map [20] can provide the control of the depth of field for the generated images. As layout, structure and depth control all outline the generated image in spatial alignment, content control [9, 35, 43] enables the personalization of the generated appearance in semantic level through an additional image input." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Studies [24, 25, 44] propose general framework designs to process diverse spatial conditions instead of control-specific design, while both spatial and content control are jointly taken into consideration in works [16, 18]. Specifically, considering the powerful generation ability of T2I model, ControlNet [44] proposes to utilize the trainable copy of the UNet encoder in the T2I diffusion model to encode extra condition signals into latent representations and then apply zero convolution to inject into the backbone of the UNet in diffusion modal. The simple but effective design shows generalized and stable performance in spatial control, and thus are widely adopted in various downstream applications. However, ControlNet is a single-modality framework and requires separate model for each modality. To address this, unified ControlNet-like models [15, 28, 45] are proposed to handle diverse control signals with only one multi-modality" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.573, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.142, + 0.489, + 0.334 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.502, + 0.141, + 0.783, + 0.334 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.348, + 0.785, + 0.446 + ], + "angle": 0, + "content": "Fig. 2: AnyControl and Multi-Control Encoder. Left shows the overall framework of nyControl, which develops a Multi-Control Encoder for extracting comprehensive multi-control embeddings based on the textual prompts and multiple spatial conditions. The multi-control embeddings are then utilized to guide the generation process. Right shows the detailed design of Multi-Control Encoder driven by alternating multi-control fusion and alignment blocks, with query tokens defined to distill the compatible information from textual tokens and visual tokens of the spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.453, + 0.785, + 0.529 + ], + "angle": 0, + "content": "model. Another advantage of these methods is that they can support multi-control image synthesis. They adopt fixed length input channels or MoE design with hand-crafted weighted summation to aggregate conditions. Nevertheless, these methods are short in handling conditions with complex relations and hard to generate harmonious, natural results under various control signals." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.543, + 0.33, + 0.558 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.575, + 0.785, + 0.664 + ], + "angle": 0, + "content": "In this section, we first give a preliminary overview of Stable Diffusion [33] and ControlNet [44]. Subsequently, we introduce AnyControl, featuring a pioneering Multi-Control Encoder crafted for extracting a unified representation with compatible information for multiple control signals. Finally, we expound on our training dataset and strategy. Figure 2 depicts the architecture of AnyControl and the Multi-Control Encoder." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.679, + 0.361, + 0.695 + ], + "angle": 0, + "content": "3.1 Preliminary" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.785, + 0.795 + ], + "angle": 0, + "content": "Stable Diffusion. T2I generation introduces text as conditions in diffusion models. In the forward pass, Gaussian noises are gradually added to the sample over a series of steps; while the backward process learns to recover the image by estimating and eliminating the noise with the text guidance. In this paper, we base Stable Diffusion [33], one of the most popular T2I diffusion model, to develop AnyControl for multi-control image synthesis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Stable Diffusion model operates the diffusion and denoising process in latent space rather than pixels to reduce computation cost. It adopts UNet-like [34] structure as its backbone, comprising downsampling blocks, middle block and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.342, + 0.128 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "upsampling blocks. The text guidance are encoded through CLIP [30] text encoder and integrated into the UNet through a CrossAttention block after each ResBlock [10]. If we use \\( Z \\) to denote the noise features derived from the last ResBlock and \\( Y \\) to denote the embeddings encoded by the text encoder, the output noise features \\( \\tilde{Z} \\) from CrossAttention block can be obtained by" + }, + { + "type": "equation", + "bbox": [ + 0.367, + 0.233, + 0.784, + 0.248 + ], + "angle": 0, + "content": "\\[\nQ = W _ {q} (Z), K = W _ {k} (Y), V = W _ {v} (Y), \\tag {1}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.418, + 0.252, + 0.784, + 0.285 + ], + "angle": 0, + "content": "\\[\n\\tilde {Z} = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d}}\\right) V, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.29, + 0.786, + 0.321 + ], + "angle": 0, + "content": "where \\( W_{q} \\), \\( W_{k} \\) and \\( W_{v} \\) are projection layer and \\( d \\) is the dimension of the embedding space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.329, + 0.788, + 0.435 + ], + "angle": 0, + "content": "ControlNet. ControlNet [44] is developed to adapt Stable Diffusion model for spatial conditions. To be specific, it locks the parameters of Stable Diffusion, and makes a trainable copy of the encoding layers in the UNet. The two parts are connected by zero convolution layers with zero-initialized weights to progressively increase spatial control influence as the training goes. This design empowers ControlNet to achieve robust controllable image generation while preserve the quality and capabilities of Stable Diffusion model." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.455, + 0.361, + 0.47 + ], + "angle": 0, + "content": "3.2 AnyControl" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.486, + 0.789, + 0.653 + ], + "angle": 0, + "content": "Multi-Control Encoder. Similar to ControlNet, in AnyControl, we also lock the pre-trained stable diffusion model, and instead design a Multi-Control Encoder for understanding complex control signals. We first obtain three types of tokens, i.e., textual tokens \\(\\mathcal{T}\\), visual tokens \\(\\mathcal{V}\\) and query tokens \\(\\mathcal{Q}\\). Textual tokens are extracted from CLIP text encoder on textual prompts, while visual tokens are obtained from a pre-trained visual encoder (e.g., CLIP image encoder) on all of the user-provided spatial conditions in image form. The query tokens are defined as a set of learnable parameters. To address the three challenges discussed in the introduction, i.e., input flexibility, spatial compatibility and textual compatibility, we develop the multi-control encoder via alternating multi-control fusion blocks and multi-control alignment blocks united by the query tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.661, + 0.788, + 0.72 + ], + "angle": 0, + "content": "Multi-Control Fusion. Multi-control fusion block aims to extract compatible information from various spatial conditions. This is accomplished by utilizing a cross-attention transformer block to facilitate interactions between the query tokens and the visual tokens of all spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.722, + 0.788, + 0.811 + ], + "angle": 0, + "content": "Specifically, suppose that there are \\(n\\) spatial conditions in image form of various modalities including depth, segmentation, etc. We can obtain the visual tokens \\(\\mathcal{V}_{i,j}\\) for condition \\(C_i\\) from the \\(j\\)-th block of the pre-trained visual encoder. Here, we use \\([\\mathcal{V}_{1,j},\\mathcal{V}_{2,j},\\dots,\\mathcal{V}_{n,j}]\\) to represent the visual tokens for all the spatial conditions from the \\(j\\)-th block. Then the interactions in the multi-control fusion block can be formulated as" + }, + { + "type": "equation", + "bbox": [ + 0.288, + 0.822, + 0.785, + 0.838 + ], + "angle": 0, + "content": "\\[\n\\mathcal {Q} _ {j} = \\operatorname {C r o s s A t t e n t i o n} \\left(\\mathcal {Q} _ {j}, \\left[ \\mathcal {V} _ {1, j} + P, \\mathcal {V} _ {2, j} + P, \\dots , \\mathcal {V} _ {n, j} + P \\right]\\right), \\tag {3}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.572, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "where \\( P \\) denotes a shared learnable positional embedding additive to each \\( \\mathcal{V}_{i,j} \\) for better alignment between the query tokens and the visual tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.785, + 0.209 + ], + "angle": 0, + "content": "After this process, the spatial controllable information encoded in the visual tokens is passed on to the query tokens." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.218, + 0.788, + 0.385 + ], + "angle": 0, + "content": "Multi-Control Alignment. Although the various controllable information is integrated into the query tokens, it is challenging to infer the priority of spatial control signals within the overlapping region due to the absence of a global condition that indicates the relationships among spatial conditions. Fortunately, textual prompts can serve as a global control that regulates the content of generated image. Therefore, in the multi-control alignment block, we facilitate the interactions between the query tokens and the textual tokens with a self-attention transformer block. Before we encode the textual prompts to tokens, we append a textual task prompt at the tail of the user-provided text to solve the modality discrepancy among diverse spatial conditions. Then we concatenate the query tokens \\(\\mathcal{Q}\\) and textual tokens \\(\\mathcal{T}\\) together and perform the self-attention as" + }, + { + "type": "equation", + "bbox": [ + 0.363, + 0.398, + 0.786, + 0.416 + ], + "angle": 0, + "content": "\\[\n[ \\mathcal {Q} _ {j + 1}, \\mathcal {T} _ {j + 1} ] = S e l f A t t e n t i o n ([ \\mathcal {Q} _ {j}, \\mathcal {T} _ {j} ]). \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.427, + 0.784, + 0.473 + ], + "angle": 0, + "content": "With self-attention, the query tokens, which carry the mixed controllable information, will exchange information with textual tokens and thus can achieve semantic alignment with user prompts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.482, + 0.788, + 0.619 + ], + "angle": 0, + "content": "Alternating Fusion and Alignment. To ensure the information aligned and compatible of all the control signals, we employ the multi-control fusion and alignment blocks alternately for multiple turns. Notably, we utilize multi-level visual tokens for fine-grained spatial control. Specifically, in each turn, the visual tokens consumed in the cross-attention transformer block are extracted from different levels of the pre-trained visual encoder, considering the spatial conditions are diverse in controlling level, i.e., layout control such as segmentation map and structural control such as edge map. Therefore, multi-level visual tokens are necessary for multi-control fusion blocks in different depth." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.628, + 0.788, + 0.794 + ], + "angle": 0, + "content": "Advantages of AnyControl. The query tokens work as a bridge, uniting the two types of blocks seamlessly. After several turns, the query tokens retain well-aligned compositional information, served as a unified multi-modal representations for user inputs. This design empowers AnyControl in multi-control image synthesis even with occlusion, generating high-quality harmonious results with high spatial and textual compatibility. Our multi-control encoder shares a similar idea to Q-Former [21], however, AnyControl incorporates many dedicated design for the multi-control image synthesis such as the appended textual task prompt, additional shared position embeddings across all the conditions and the usage of multi-level visual tokens. In implementation, to save computation cost, we insert the cross-attention block after every two self-attention blocks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Another natural advantage of our AnyControl lies in the input flexibility. AnyControl, utilizing the transformer blocks with attention mechanism, has natural advantage in accommodating free combinations of user inputs. Previous" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.343, + 0.127 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "image", + "bbox": [ + 0.26, + 0.145, + 0.363, + 0.263 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.301, + 0.267, + 0.319, + 0.277 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.145, + 0.588, + 0.265 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.471, + 0.267, + 0.487, + 0.277 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.596, + 0.145, + 0.741, + 0.264 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.667, + 0.266, + 0.683, + 0.277 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.281, + 0.788, + 0.392 + ], + "angle": 0, + "content": "Fig. 3: Three types of multi-control methods. Square in different color denotes different condition type while dotted square denotes zero tensor. (a) Some methods [15, 45] adopt fixed-length channels of the input convolution layer followed by convolution blocks to serve as the Multi-Control Encoder. (b) Other methods [25, 28, 44] utilize MoE design, that is, construct separate encoder for each type of control signal and then obtain the embeddings through weighted sum. (c) Different from them, AnyControl adopts attention mechanism to accommodate varying-number and varying-modality of conditions. \"SAB\" and \"CAB\" denotes self- and cross-attention block, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.395, + 0.788, + 0.456 + ], + "angle": 0, + "content": "methods either adopt the design of fixed-length input channels or MoE structure as illustrated in Figure 3. The former limits the freedom of user inputs, while the latter, MoE design, supports combining flexible inputs with hand-crafted weights, leading to laborious adjustments to the combination weights." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.468, + 0.334, + 0.484 + ], + "angle": 0, + "content": "3.3 Training" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.494, + 0.296, + 0.506 + ], + "angle": 0, + "content": "Datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.509, + 0.421, + 0.704 + ], + "angle": 0, + "content": "We adopt the training dataset, MultiGen, for multi-control image synthesis presented in [28]. This dataset is built from LAION [37] with aesthetics score above 6. Low-resolution images are removed and finally 2.8M images are kept. Different methods are utilized to extract the control signals. Unfortunately, there is a domain gap between" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.842 + ], + "angle": 0, + "content": "the combinations of the spatial conditions during training and inference time, i.e., during training, all the spatial conditions extracted from the same image are fully aligned while the multiple spatial conditions accepted from users are not the case. User-provided conditions usually have multiple image sources, thus the extracted spatial conditions are not always aligned and sometimes have occlusion in the overlapping region, which requires the model to handle the spatial conditions in right arrangement according to the depth of the target scene. To relieve the discrepancy, we collect a subset of unaligned data as shown in Figure 4. To be specific, we utilize the images in Open Images dataset [19] and MSCOCO [23]" + }, + { + "type": "image", + "bbox": [ + 0.428, + 0.494, + 0.781, + 0.605 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.424, + 0.607, + 0.788, + 0.704 + ], + "angle": 0, + "content": "Fig. 4: Visualization of aligned and unaligned conditions. The first row shows the aligned case where pixels at the same location of all the control signals describe the same object. Conditions in the second and third rows describe the foreground and background respectively, contributing to a complete image together, constructing the unaligned case." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.572, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "dataset which are rich in objects to make the synthetic data. Given an image and the mask of a foreground object, we recover the background image with the masked region using the inpainting tool [47]. We discard images with too small or too large objects, and finally produce 0.44M images as supplementary unaligned training data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.233, + 0.79, + 0.37 + ], + "angle": 0, + "content": "Training Strategy. When utilizing the unaligned data for training, we take the combination of spatial conditions for the foreground object and the inpainted background image together while treating the original image as target. During training, for the data with fully aligned spatial conditions, we randomly pick two conditions for each training sample; for the synthetic unaligned data, we randomly pick a condition for the foreground object and the background inpainted image respectively. We randomly drop all the conditions at a rate of 0.05 to enable classifier free guidance, and also randomly drop the textual prompts at a rate of 0.05 to let the model learn from pure spatial conditions only." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.4, + 0.377, + 0.417 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.438, + 0.789, + 0.577 + ], + "angle": 0, + "content": "We validate the effectiveness of AnyControl with Stable Diffusion [33] of version 1.5 on four types of conditions, including Edge [4], Depth [32], Segmentation [27], and Human Pose [5]. We compare our AnyControl with state-of-the-art methods including Multi-ControlNet and Multi-Adapter, the versions of ControlNet [44] and T2I-Adapter [25] which support multiple spatial conditions, as well as UniControlNet [45], Cocktail [15], UniControl [28], DiffBlender [18] and CnC [20] with extensive qualitative and quantitative results. Implementation details including network structure, hyper-parameters of training and inference can be found in the supplementary material." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.604, + 0.422, + 0.619 + ], + "angle": 0, + "content": "4.1 Qualitative Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.636, + 0.787, + 0.667 + ], + "angle": 0, + "content": "In this section, we analyze input flexibility, spatial compatibility, and also the compatibility with text, style and color control." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.677, + 0.8, + 0.83 + ], + "angle": 0, + "content": "Input Flexibility. There are three ways to process free combinations of spatial conditions from users: 1) MoE design (i.e., UniControl [28], Multi-ControlNet [44]); 2) Attention design (AnyControl); 3) Composition design, which merges spatial conditions of the same type into one image so that methods with fixed-length input channels can work smoothly. In MoE-based methods, the composition of different conditions is achieved by hand-crafted weighted summation. Instead, our AnyControl adopts attention mechanism to learn the composition weights dynamically, achieving superior performance on multi-control image synthesis as shown in Figure 5 and Figure 6. In addition, \"sticker\" artifact is observed in the results of Cocktail [15] with composition design." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.219, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.342, + 0.127 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.146, + 0.787, + 0.796 + ], + "angle": 0, + "content": "
PromptConditionsAnyControl (Ours)Multi-ControlNetUni-ControlNetCocktail
"a car driving through the canyon, a fox is flying over the car"
"cartoon style, a car parking in the canyon, a lion walking pass the car"
"a Transformers robot gazing at a massive planet in the sky"
"a robot is playing football on the desert"
"two cars parked beside a lake with a scenic backdrop of mountain ranges"
Two abandoned cars parked in front of a cabin at foot of the mountain
In a playful cartoon setting, a little dinosaur following a boy on the sea beach ...
In a playful cartoon setting, a little elephant stands atop a large turtle, following a boy on the sea beach ...
" + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.806, + 0.787, + 0.849 + ], + "angle": 0, + "content": "Fig. 5: Comparison on multi-control image synthesis. Multi-ControlNet adopts MoE design to process diverse conditions while Cocktail adopts the composition design by combining multiple conditions of the same type into one." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.572, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.328, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.332, + 0.145, + 0.442, + 0.231 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.447, + 0.145, + 0.557, + 0.231 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.56, + 0.145, + 0.671, + 0.231 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.675, + 0.145, + 0.785, + 0.231 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.234, + 0.329, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.332, + 0.234, + 0.442, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.447, + 0.234, + 0.557, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.56, + 0.234, + 0.671, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.675, + 0.234, + 0.785, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.249, + 0.325, + 0.752, + 0.34 + ], + "angle": 0, + "content": "Fig. 6: Varied-number and varied-type of input spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.357, + 0.488, + 0.493 + ], + "angle": 0, + "content": "Spatial Compatibility. In Figure 5, we provide comparisons given various conditions with occlusion, demonstrating the superiority of AnyControl in handling complex multi-control synthesis. Blending issues are difficult to avoid in previous methods [15, 44, 45] with trivial design on multi-control combination." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.497, + 0.487, + 0.722 + ], + "angle": 0, + "content": "Figure 7 further shows examples on AnyControl in dealing with relative spatial positions of two conditions, which generates high-quality results with correct spatial relation between conditions. For example, given different layouts, the generated cat and teddy bear from AnyControl are always positioned in a natural way, rather than mixed within the occluded region. Another notable thing is that AnyControl shows a surprising ability of dealing with the interaction of generated objects and the corresponding environment. When placed" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.723, + 0.787, + 0.8 + ], + "angle": 0, + "content": "at the same horizontal line, the cat and teddy bear are seated at the same plane, while the teddy bear sitting on a stage when its vertical position axis is raised up. These advantages contribute to the introduction of Multi-Control Encoder, which strengthens the interactions between all control signals and consequently achieves a comprehensive understanding of complex inputs." + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.356, + 0.595, + 0.425 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.597, + 0.357, + 0.685, + 0.425 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.686, + 0.357, + 0.776, + 0.426 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.427, + 0.595, + 0.496 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.597, + 0.427, + 0.685, + 0.496 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.686, + 0.427, + 0.776, + 0.496 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.501, + 0.595, + 0.572 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.597, + 0.501, + 0.685, + 0.571 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.686, + 0.501, + 0.776, + 0.571 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.572, + 0.595, + 0.641 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.597, + 0.572, + 0.685, + 0.641 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.686, + 0.572, + 0.776, + 0.641 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.526, + 0.642, + 0.573, + 0.651 + ], + "angle": 0, + "content": "Conditions" + }, + { + "type": "image_caption", + "bbox": [ + 0.607, + 0.643, + 0.672, + 0.652 + ], + "angle": 0, + "content": "Uni-ControlNet" + }, + { + "type": "image_caption", + "bbox": [ + 0.692, + 0.643, + 0.77, + 0.653 + ], + "angle": 0, + "content": "AnyControl (Ours)" + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.658, + 0.787, + 0.725 + ], + "angle": 0, + "content": "Fig.7: Spatial compatibility. AnyControl is capable of inferring the relationships not only between conditions but also between the generated objects and the environment." + }, + { + "type": "text", + "bbox": [ + 0.497, + 0.725, + 0.786, + 0.799 + ], + "angle": 0, + "content": "A teddy bear are seated at the same plane, so when its vertical position axis is raised, the introduction of Multi-Control Encoder, between all control signals and consequently using of complex inputs." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Text Compatibility. Textual prompts play an important role in controllable image synthesis as text is typically the primary communication means between" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.342, + 0.128 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.298 + ], + "angle": 0, + "content": "human and T2I models, while spatial conditions work as auxiliary roles in providing the fine-grained information. Therefore, while guided by spatial conditions, maintaining the compatibility with textual prompts is essential. However, existing methods commonly prioritize the response to spatial conditions and miss important message in textual prompts. For instance, in the third row of Figure 5, other methods either totally neglect the \"Transformers Robot\" information so that fail to bind the concept with the input human pose, or only partially respond to \"Robot\" but drop \"Transformers\" information. On the contrary, our method responds to all important information in multi-modality user inputs and produces harmonious results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.308, + 0.785, + 0.324 + ], + "angle": 0, + "content": "Compatibility with Style and Color Control. As a plug-and-play model," + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.324, + 0.431, + 0.61 + ], + "angle": 0, + "content": "AnyControl can be integrated with existing conditional generation methods in a convenient way. We take style and color controls as examples to demonstrate the effectiveness of AnyControl in the collaboration with other plug-and-play modules for wider applications. Specifically, we enhance AnyControl with decoupled cross-attention [43] in UNet to employ style and color controls. The compositional outcomes are visually depicted in Figure 8, revealing the generation of high-quality results that adhere to style, color and spatial constraints." + }, + { + "type": "image", + "bbox": [ + 0.443, + 0.33, + 0.782, + 0.564 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.441, + 0.567, + 0.788, + 0.608 + ], + "angle": 0, + "content": "Fig. 8: AnyControl with style and color controls. The first two cases take style, depth and edge controls, while the last further takes color control." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.628, + 0.583, + 0.643 + ], + "angle": 0, + "content": "4.2 Multi-Control Benchmark: COCO-UM" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.788, + 0.748 + ], + "angle": 0, + "content": "Most existing methods evaluate multi-control image synthesis on MSCOCO validation set with totally spatio-aligned conditions extracted from different algorithms. However, we argue that evaluation on the dataset with well-aligned multi-control conditions cannot reflect the ability of methods to handle occluded multiple conditions in practical applications, given that the user provided conditions are typically collected from diverse sources which are not aligned." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Therefore, we construct an Unaligned Multi-control benchmark based on MSCOCO validation set, short for COCO-UM, for a more effective evaluation on multi-control image synthesis. The construction pipeline is similar to that used in unaligned data synthesis described in Section 3.3. That is, we decompose an image into the background image and foreground image outlined by an object mask, and then recover the background image through inpainting tools [47]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.573, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 1: Comparisons of multi-control image synthesis on COCO-UM with existing multi-control methods. Results with the best and the second best performance are highlighted in red and blue, respectively." + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.192, + 0.787, + 0.272 + ], + "angle": 0, + "content": "
MethodsFID↓CLIP↑Depth (RMSE↓)Seg. (mPA↑)Edge (RMSE↓)Pose (mAP↑)
Multi-ControlNet [44]55.9524.8017.8142.7847.3515.69
Multi-Adapter [25]51.6725.7324.0832.6244.866.28
Uni-ControlNet [45]55.2824.4820.5741.1043.2818.40
UniControl [28]57.4624.7223.6934.5845.484.06
Cocktail [15]47.3925.33-31.74-12.16
AnyControl (Ours)44.2826.4118.0043.3445.2518.81
" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.279, + 0.787, + 0.32 + ], + "angle": 0, + "content": "Table 2: Comparisons of single control with existing single- and multi-control methods on COCO-5K. Results with the best and the second best performance are highlighted in red and blue, respectively." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.325, + 0.787, + 0.474 + ], + "angle": 0, + "content": "
MethodsDepthSegmentationEdgePose
FID ↓CLIP ↑RMSE ↓FID ↓CLIP ↑mPA ↑FID ↓CLIP ↑FID ↓CLIP ↑
Single-Control Methods
ControlNet [44]19.8025.3013.8620.3925.4645.6816.1625.3426.1525.39
T2I-Adapter [25]20.0825.6715.6220.9524.9133.6718.7625.2524.9425.76
Multi-Control Methods
Uni-ControlNet [45]20.0925.2515.9322.9625.1135.5617.5125.1826.6124.86
UniControl [28]20.6725.5114.0719.7326.1145.7716.6925.1527.9025.27
Cocktail [15]---26.0225.2833.1015.7024.9128.3625.27
DiffBlender [18]21.3225.5918.07---21.4825.5730.3325.30
CnC [20]20.4226.9517.57-------
AnyControl (Ours)18.0425.9815.4818.8926.0248.7318.8925.8824.1225.99
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.787, + 0.547 + ], + "angle": 0, + "content": "Additionally, after obtaining the recovered background image, we remove the bad cases with low image quality, such as cases with new generated object within the hole region rather than filled by background scene. Finally, we construct an occluded multi-control dataset with 1480 samples." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.558, + 0.46, + 0.573 + ], + "angle": 0, + "content": "4.3 Quantitative Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.787, + 0.642 + ], + "angle": 0, + "content": "For thorough quantitative evaluation, we employ various evaluation metrics, including FID [12] for the image quality, CLIP-Score [11] for the alignment with textual prompt. For the condition fidelity, we adopt RMSE for depth map and edge map, mPA and mAP for segmentation map and pose map, respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.65, + 0.787, + 0.741 + ], + "angle": 0, + "content": "Multi-Control Synthesis Evaluation. We evaluate multi-control synthesis on COCO-UM. As depicted in Table 1, our method outperforms other multi-control methods on FID and CLIP-Score by a large margin. This remarkable achievement signifies that AnyControl is capable of processing complex combinations of multiple spatial conditions, and generates high-quality harmonious results well aligned with the textual prompts and spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Single-Control Synthesis Evaluation. For comprehensive evaluation, we also conduct the comparisons on each single condition as tabulated in Table 2. To be specific, we evaluate the single control synthesis on the full validation set of MSCOCO, that is, COCO-5K since there is no occlusion in single control scenario. Overall, AnyControl outperforms existing single- and multi-control methods on most metrics, illustrating the superiority to existing methods." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.342, + 0.128 + ], + "angle": 0, + "content": "Sun. et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "Ablation Study on Unaligned Data. Unaligned data is provided to solve the gap between the alignment of input conditions during training and inference. That is, in training, conditions are totally aligned; while, in testing, the control" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.194, + 0.545, + 0.313 + ], + "angle": 0, + "content": "signals from users contributing to a whole image are almost not aligned at all. In Table 3, we provide comparisons on FID and CLIP-Score of AnyControl trained with and without unaligned data. As illustrated, a large improvement on FID and CLIP-Score is observed through the data expansion on occluded cases. The introduction of unaligned" + }, + { + "type": "table_caption", + "bbox": [ + 0.554, + 0.199, + 0.789, + 0.242 + ], + "angle": 0, + "content": "Table 3: Ablation study of training with and without unaligned data on COCO-UM." + }, + { + "type": "table", + "bbox": [ + 0.56, + 0.251, + 0.785, + 0.297 + ], + "angle": 0, + "content": "
MetricFID↓CLIP↑
w/o unaligned data52.1025.62
w unaligned data44.2826.40
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.786, + 0.345 + ], + "angle": 0, + "content": "data during training strengthens AnyControl in modeling complex multi-control synthesis, especially the occluded cases." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.362, + 0.351, + 0.376 + ], + "angle": 0, + "content": "4.4 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.384, + 0.786, + 0.4 + ], + "angle": 0, + "content": "Although the input number of spatial conditions is not limited in AnyControl, we" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.401, + 0.488, + 0.549 + ], + "angle": 0, + "content": "observe the miss-blending issue as shown in Figure 9, when the number of spatial conditions is overlarge, such as 8 in this case. The possible reasons are as follows: 1) the limited ability of CLIP text encoder in understanding complex textual prompts with numerous concepts; 2) Too many visual tokens in cross-attention transformer block results in a decrease in the ac" + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.407, + 0.639, + 0.514 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.644, + 0.408, + 0.781, + 0.513 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.498, + 0.516, + 0.786, + 0.543 + ], + "angle": 0, + "content": "Fig. 9: Miss-blending issue under too many spatial conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.551, + 0.786, + 0.581 + ], + "angle": 0, + "content": "curacy of softmax, and thus weaken AnyControl in precise multi-control understanding. We leave this issue as future work." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.601, + 0.36, + 0.617 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In conclusion, we propose a multi-control image synthesis framework based on the public T2I model to address the limitations of existing methods in accommodating diverse inputs, handling relationships among spatial conditions, and maintaining the compatibility with textual prompts. AnyControl supports free combination of versatile control signals, which develops a Multi-Control Encoder that enables holistic understanding of multi-modal user inputs. We achieve this through employing alternating multi-control fusion and alignment blocks united by a set of query tokens. This approach enables AnyControl model complex relationships among diverse control signals and extract a multi-control embedding with compatible information. Our method produces high-quality natural outcomes, positioning it as a state-of-the-art solution for multi-condition image generation. The advancements introduced by AnyControl contribute to the broader goal of enhancing controllable image synthesis and pushing the boundaries of T2I generation." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.572, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Abbreviated paper title" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.178 + ], + "angle": 0, + "content": "Acknowledgement. This project is supported by the National Key R&D Program of China (No. 2022ZD0161600)" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.2, + 0.323, + 0.216 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.232, + 0.785, + 0.273 + ], + "angle": 0, + "content": "1. Avrahami, O., Hayes, T., Gafni, O., Gupta, S., Taigman, Y., Parikh, D., Lischinski, D., Fried, O., Yin, X.: Spatext: Spatio-textual representation for controllable image generation. In: CVPR (2023) 4" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.274, + 0.785, + 0.3 + ], + "angle": 0, + "content": "2. Bar-Tal, O., Yariv, L., Lipman, Y., Dekel, T.: Multidiffusion: Fusing diffusion paths for controlled image generation (2023) 4" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.301, + 0.785, + 0.328 + ], + "angle": 0, + "content": "3. Bashkirova, D., Lezama, J., Sohn, K., Saenko, K., Essa, I.: Masksketch: Unpaired structure-guided masked image generation. 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Zhuang, J., Zeng, Y., Liu, W., Yuan, C., Chen, K.: A task is worth one word: Learning with task prompts for high-quality versatile image inpainting. arXiv preprint arXiv:2312.03594 (2023) 9, 12" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.591 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_origin.pdf b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..760ffc00e819a1a6a357cecdfcdfc6a519ab4cb0 --- /dev/null +++ b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/8ffdcdcb-5b61-4dcc-937b-375d0a52e2b3_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:a17c137360288df997abb8abb7922e7debe5dd26f35643a738cb8b863ac4a4d9 +size 8242723 diff --git a/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/full.md b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..ccc4d4cbdc7080e69d5fec32acad4549fa99d455 --- /dev/null +++ b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/full.md @@ -0,0 +1,358 @@ +# AnyControl: Create Your Artwork with Versatile Control on Text-to-Image Generation + +Yanan Sun $^{1}$ , Yanchen Liu $^{1,2}$ , Yinhao Tang $^{1}$ , Wenjie Pei $^{2}$ , and Kai Chen $^{1*}$ + +$^{1}$ Shanghai AI Laboratory + $^{2}$ Harbin Institute of Technology, Shenzhen now.syn@gmail.com +wenjiecoder@outlook.com +{liuyanchen, tangyinhao, chenkai}@pjlab.org.cn + +![](images/d7b669699b24d88d9f6e3ad9aa44c50d75335b05481cf950dea2cc7582a95949.jpg) +Conditions (Edge + Segmentation) + +![](images/23f77b0387f17b8fac3c2afe3f64948fab489e38e2ae1effefcec7494f31f583.jpg) +"a mechanical whale flying over the desert" + +![](images/858afd6cd7f3c9dd326d8b6018ad642bc59bda0dc7396047234ceb8808a3a0f0.jpg) +"a fish flying over the grassland prairie, oil painting" + +![](images/5d26bb750fbcc9ecc42d47aed42d445b3847ed41c0b56782b24ca743dfb96713.jpg) +" a bird flying over a field of rape flower, Makoto Shinkai style " + +![](images/16f0e85aa344bb8630d17d140a907b260e9a7dee155c927cc85804b1166915a1.jpg) +Conditions (Edge + Depth + Pose) + +![](images/f5a2d5685133b7cf850e90463e1b2f5895040411c109f38584b07acaaa38fcd0.jpg) +" a knight standing beneath a crescent moon in the sky, looking at the starry nights, with mountains in the distance + +![](images/cdf3711864b8320b587c313de0b375b6f2cd7a347b6db8fb7bf557585f4ca0e8.jpg) +Conditions (Depth + Depth + Style) + +![](images/68c911a2f7f1e8bf91e7fddb0c257d84f3545576a7095ca57569f6cff53cd8a5.jpg) +a majestic stag navigating the depths of the serene forest +Fig. 1: Multi-control image synthesis of AnyControl. Our model supports free combinations of multiple control signals and generates harmonious results that are well-aligned with each input. The input control signals fed into the model are shown in a combined image for better visualization. + +Abstract. The field of text-to-image (T2I) generation has made significant progress in recent years, largely driven by advancements in diffusion models. Linguistic control enables effective content creation, but struggles with fine-grained control over image generation. This challenge has been explored, to a great extent, by incorporating additional user-supplied spatial conditions, such as depth maps and edge maps, into pre-trained T2I models through extra encoding. However, multi-control image synthesis still faces several challenges. Specifically, current approaches are limited in handling free combinations of diverse input control signals, overlook the complex relationships among multiple spatial conditions, and often fail to maintain semantic alignment with provided + +textual prompts. This can lead to suboptimal user experiences. To address these challenges, we propose **AnyControl**, a multi-control image synthesis framework that supports arbitrary combinations of diverse control signals. AnyControl develops a novel Multi-Control Encoder that extracts a unified multi-modal embedding to guide the generation process. This approach enables a holistic understanding of user inputs, and produces high-quality, faithful results under versatile control signals, as demonstrated by extensive quantitative and qualitative evaluations. Our project page is available in https://any-control.github.io. + +Keywords: Controllable Image Synthesis $\cdot$ Multi-Control $\cdot$ Text-to-image + +# 1 Introduction + +In recent years, the field of text-to-image (T2I) generation has experienced significant advancements, leading to unprecedented improvements in generated image quality and diversity, primarily attributed to the introduction of diffusion models [13,14,33,38]. While linguistic control allows for effective and engaging content creation, it also presents challenges in achieving fine-grained control over image generation. This challenge is explored in [25, 44], where an additional network is employed to encode and inject the user-supplied control signal into the pretrained T2I model such as Stable Diffusion [33], so that to exert influence over the image generation process. Built upon [44], subsequent approaches [15,28,45] presents unified architecture designs for managing multiple spatial conditions. + +However, the task of multi-control image synthesis remains challenging in the following aspects: (1) accommodating free combinations of input conditions, (2) modeling complex relationships among multiple spatial conditions, and (3) maintaining compatibility with textual prompts. We refer to these challenges as input flexibility, spatial compatibility, and textual compatibility, respectively. + +Input flexibility. The first challenge comes from the any combination of available control signals based on user requirements. The amount and modality of control signals provided by users are varying, placing high demands on the input flexibility of the model. However, existing methods [15, 45] typically employ fixed-length input channels, limiting their ability to accommodate diverse inputs. Other approaches [25, 28, 44] adopt MoE design to solve varying-number conditions, which can result in unforeseen artifacts when processing unseen combinations of inputs. + +Spatial compatibility. Secondly, control signals are not isolated; instead, they collectively influence the composition of a complete image. It is crucial to consider the relationships among these control signals, especially when managing occlusions among multiple spatial conditions. Unfortunately, current algorithms commonly combine multiple conditions through weighted summation with handcrafted weights, easily leading to undesired blending results, or even causing low-response control signals to disappear when addressing occlusions. + +Textual compatibility. Ultimately, textual compatibility emerges as an important factor influencing user experience. Typically, the textual descriptions govern the content of images, whereas spatial conditions compensate the structural information. Nevertheless, a lack of communication between the textual + +and spatial conditions often leads current algorithms to prioritize accommodating the spatial conditions, thereby disregarding the impact of textual prompts. + +In summary, generating comprehensive and harmonious results that satisfy both textual prompts and multiple spatial conditions presents a significant challenge for multi-control image synthesis. To tackle the challenges of input flexibility, spatial compatibility, and textual compatibility, we propose AnyControl, a controllable image synthesis framework that supports arbitrary combinations of diverse control signals. + +At the core of AnyControl is the Multi-Control Encoder, which plays a crucial role in ensuring coherent, spatially and semantically aligned multimodal embeddings. This novel component allows AnyControl to extract a unified representation from various control signals, enabling a truly versatile and high-performing multi-control image synthesis framework. + +Specifically, Multi-Control Encoder is driven by multi-control fusion block and multi-control alignment block in turns, with a set of query tokens to unite the two seamlessly. + +Multi-control fusion block is employed to aggregate compatible information from multiple spatial conditions through the query tokens. A cross-attention transformer block is employed on the query tokens and the visual tokens of spatial conditions extracted from a pre-trained visual encoder. Therefore, the rich spatial controllable information is passed to the query tokens, which will be utilized in the multi-control alignment block. + +Multi-control alignment is used to guarantee the compatibility between all forms of control signals by aligning all other signals to the textual signal. A self-attention transformer block is employed on the query tokens and textual tokens. The query tokens contain spatial controllable information, while the textual tokens carry semantic information. Through information exchange between the query and textual tokens, both types of tokens are able to represent compatible multi-modal information. + +With alternating multi-control fusion and alignment blocks in several turns, the query tokens achieve a comprehensive understanding with highly aligned and compatible information from versatile user inputs. This capability empowers our method to handle complex relationships among conditions and uphold strong compatibility with textual prompts. Consequently, this approach fosters a more smooth and harmonious control over the generated images. Furthermore, transformer blocks with attention mechanisms inherently excel in accommodating a variety of control signals, and thus enable free combinations of user inputs. + +In summary, our contributions are manifold in the following: + +1. AnyControl proposes a novel Multi-Control Encoder comprising a sequence of alternative multi-control fusion and alignment blocks to achieve comprehensive understanding of complex multi-modal user inputs. +2. AnyControl supports flexible combinations of user inputs, regardless of the amount and modality of different control signals. +3. AnyControl produces more harmonious and natural high-quality outcomes, demonstrating state-of-the-art performance in multi-control image synthesis. + +# 2 Related Work + +# 2.1 Text-to-image Generation + +T2I diffusion models [26, 31, 33, 36] have emerged as a promising approach for generating high-quality images from textual prompts. Diffusion models [13, 38], originally developed for image generation, have been adapted to T2I domain, offering a novel perspective on the problem. These models leverage the concept of iterative denoising, where the generation process unfolds step-by-step, progressively refining the image quality. The diffusion process allows for better control over the generated images by conditioning on both the text input and intermediate representations at each diffusion step. Recent advances in T2I diffusion models have explored various techniques to enhance the generation process, such as introducing attention mechanisms to better align textual and visual features [33] and operating in latent space [31, 33] to achieve complexity reduction and detail preservation. While T2I diffusion models have shown promising results, there is still ongoing research to address challenges such as controllability, also the focus of this paper, in the context of diffusion-based T2I generation. + +# 2.2 Controllable Image Synthesis + +Text descriptions guide the diffusion model to generate user-desired images but are insufficient in fine-grained control over the generated results. The fine-grained control signals are diverse in modality, for instance, layout constraint is introduced to arrange the location of the objects given; a bundle of works [6, 17, 22, 29, 40-42, 46] thoroughly explore to synthesis images with high layout alignment given the semantic-aware boxes. Besides, segmentation map [1, 2, 7, 8] is another popular control signal for controlling the layout and object shape of generated images. InstanceFusion [39] proposes a method to support location control in more free-form such as point, scribble, box and segmentation map. Highly detailed control can be achieved by structure signal such as sketch [3]. Depth map [20] can provide the control of the depth of field for the generated images. As layout, structure and depth control all outline the generated image in spatial alignment, content control [9, 35, 43] enables the personalization of the generated appearance in semantic level through an additional image input. + +Studies [24, 25, 44] propose general framework designs to process diverse spatial conditions instead of control-specific design, while both spatial and content control are jointly taken into consideration in works [16, 18]. Specifically, considering the powerful generation ability of T2I model, ControlNet [44] proposes to utilize the trainable copy of the UNet encoder in the T2I diffusion model to encode extra condition signals into latent representations and then apply zero convolution to inject into the backbone of the UNet in diffusion modal. The simple but effective design shows generalized and stable performance in spatial control, and thus are widely adopted in various downstream applications. However, ControlNet is a single-modality framework and requires separate model for each modality. To address this, unified ControlNet-like models [15, 28, 45] are proposed to handle diverse control signals with only one multi-modality + +![](images/379e96d6bab5e7fe03ad6fa69cfadbebd55d75ffab3a18459a087ae76b6e42a9.jpg) +Fig. 2: AnyControl and Multi-Control Encoder. Left shows the overall framework of nyControl, which develops a Multi-Control Encoder for extracting comprehensive multi-control embeddings based on the textual prompts and multiple spatial conditions. The multi-control embeddings are then utilized to guide the generation process. Right shows the detailed design of Multi-Control Encoder driven by alternating multi-control fusion and alignment blocks, with query tokens defined to distill the compatible information from textual tokens and visual tokens of the spatial conditions. + +![](images/cc0279667569c68a6d3fb9b4a7b5ae65adb154461a650d42cf83bbe04f0d93f7.jpg) + +model. Another advantage of these methods is that they can support multi-control image synthesis. They adopt fixed length input channels or MoE design with hand-crafted weighted summation to aggregate conditions. Nevertheless, these methods are short in handling conditions with complex relations and hard to generate harmonious, natural results under various control signals. + +# 3 Method + +In this section, we first give a preliminary overview of Stable Diffusion [33] and ControlNet [44]. Subsequently, we introduce AnyControl, featuring a pioneering Multi-Control Encoder crafted for extracting a unified representation with compatible information for multiple control signals. Finally, we expound on our training dataset and strategy. Figure 2 depicts the architecture of AnyControl and the Multi-Control Encoder. + +# 3.1 Preliminary + +Stable Diffusion. T2I generation introduces text as conditions in diffusion models. In the forward pass, Gaussian noises are gradually added to the sample over a series of steps; while the backward process learns to recover the image by estimating and eliminating the noise with the text guidance. In this paper, we base Stable Diffusion [33], one of the most popular T2I diffusion model, to develop AnyControl for multi-control image synthesis. + +Stable Diffusion model operates the diffusion and denoising process in latent space rather than pixels to reduce computation cost. It adopts UNet-like [34] structure as its backbone, comprising downsampling blocks, middle block and + +upsampling blocks. The text guidance are encoded through CLIP [30] text encoder and integrated into the UNet through a CrossAttention block after each ResBlock [10]. If we use $Z$ to denote the noise features derived from the last ResBlock and $Y$ to denote the embeddings encoded by the text encoder, the output noise features $\tilde{Z}$ from CrossAttention block can be obtained by + +$$ +Q = W _ {q} (Z), K = W _ {k} (Y), V = W _ {v} (Y), \tag {1} +$$ + +$$ +\tilde {Z} = \operatorname {S o f t m a x} \left(\frac {Q K ^ {T}}{\sqrt {d}}\right) V, \tag {2} +$$ + +where $W_{q}$ , $W_{k}$ and $W_{v}$ are projection layer and $d$ is the dimension of the embedding space. + +ControlNet. ControlNet [44] is developed to adapt Stable Diffusion model for spatial conditions. To be specific, it locks the parameters of Stable Diffusion, and makes a trainable copy of the encoding layers in the UNet. The two parts are connected by zero convolution layers with zero-initialized weights to progressively increase spatial control influence as the training goes. This design empowers ControlNet to achieve robust controllable image generation while preserve the quality and capabilities of Stable Diffusion model. + +# 3.2 AnyControl + +Multi-Control Encoder. Similar to ControlNet, in AnyControl, we also lock the pre-trained stable diffusion model, and instead design a Multi-Control Encoder for understanding complex control signals. We first obtain three types of tokens, i.e., textual tokens $\mathcal{T}$ , visual tokens $\mathcal{V}$ and query tokens $\mathcal{Q}$ . Textual tokens are extracted from CLIP text encoder on textual prompts, while visual tokens are obtained from a pre-trained visual encoder (e.g., CLIP image encoder) on all of the user-provided spatial conditions in image form. The query tokens are defined as a set of learnable parameters. To address the three challenges discussed in the introduction, i.e., input flexibility, spatial compatibility and textual compatibility, we develop the multi-control encoder via alternating multi-control fusion blocks and multi-control alignment blocks united by the query tokens. + +Multi-Control Fusion. Multi-control fusion block aims to extract compatible information from various spatial conditions. This is accomplished by utilizing a cross-attention transformer block to facilitate interactions between the query tokens and the visual tokens of all spatial conditions. + +Specifically, suppose that there are $n$ spatial conditions in image form of various modalities including depth, segmentation, etc. We can obtain the visual tokens $\mathcal{V}_{i,j}$ for condition $C_i$ from the $j$ -th block of the pre-trained visual encoder. Here, we use $[\mathcal{V}_{1,j},\mathcal{V}_{2,j},\dots,\mathcal{V}_{n,j}]$ to represent the visual tokens for all the spatial conditions from the $j$ -th block. Then the interactions in the multi-control fusion block can be formulated as + +$$ +\mathcal {Q} _ {j} = \operatorname {C r o s s A t t e n t i o n} \left(\mathcal {Q} _ {j}, \left[ \mathcal {V} _ {1, j} + P, \mathcal {V} _ {2, j} + P, \dots , \mathcal {V} _ {n, j} + P \right]\right), \tag {3} +$$ + +where $P$ denotes a shared learnable positional embedding additive to each $\mathcal{V}_{i,j}$ for better alignment between the query tokens and the visual tokens. + +After this process, the spatial controllable information encoded in the visual tokens is passed on to the query tokens. + +Multi-Control Alignment. Although the various controllable information is integrated into the query tokens, it is challenging to infer the priority of spatial control signals within the overlapping region due to the absence of a global condition that indicates the relationships among spatial conditions. Fortunately, textual prompts can serve as a global control that regulates the content of generated image. Therefore, in the multi-control alignment block, we facilitate the interactions between the query tokens and the textual tokens with a self-attention transformer block. Before we encode the textual prompts to tokens, we append a textual task prompt at the tail of the user-provided text to solve the modality discrepancy among diverse spatial conditions. Then we concatenate the query tokens $\mathcal{Q}$ and textual tokens $\mathcal{T}$ together and perform the self-attention as + +$$ +[ \mathcal {Q} _ {j + 1}, \mathcal {T} _ {j + 1} ] = S e l f A t t e n t i o n ([ \mathcal {Q} _ {j}, \mathcal {T} _ {j} ]). \tag {4} +$$ + +With self-attention, the query tokens, which carry the mixed controllable information, will exchange information with textual tokens and thus can achieve semantic alignment with user prompts. + +Alternating Fusion and Alignment. To ensure the information aligned and compatible of all the control signals, we employ the multi-control fusion and alignment blocks alternately for multiple turns. Notably, we utilize multi-level visual tokens for fine-grained spatial control. Specifically, in each turn, the visual tokens consumed in the cross-attention transformer block are extracted from different levels of the pre-trained visual encoder, considering the spatial conditions are diverse in controlling level, i.e., layout control such as segmentation map and structural control such as edge map. Therefore, multi-level visual tokens are necessary for multi-control fusion blocks in different depth. + +Advantages of AnyControl. The query tokens work as a bridge, uniting the two types of blocks seamlessly. After several turns, the query tokens retain well-aligned compositional information, served as a unified multi-modal representations for user inputs. This design empowers AnyControl in multi-control image synthesis even with occlusion, generating high-quality harmonious results with high spatial and textual compatibility. Our multi-control encoder shares a similar idea to Q-Former [21], however, AnyControl incorporates many dedicated design for the multi-control image synthesis such as the appended textual task prompt, additional shared position embeddings across all the conditions and the usage of multi-level visual tokens. In implementation, to save computation cost, we insert the cross-attention block after every two self-attention blocks. + +Another natural advantage of our AnyControl lies in the input flexibility. AnyControl, utilizing the transformer blocks with attention mechanism, has natural advantage in accommodating free combinations of user inputs. Previous + +![](images/cae9b9c7798a04ec6bbfa3bec1fca971329c97165551a08e4f9f26c2a4b6f9d1.jpg) +(a) + +![](images/ee6c40f673b23462c7a453e7e3c63995dd4f839ff9d859f2b879b27d5a924388.jpg) +(b) + +![](images/b27c6928aaf3d960341087525abc51db79f77656c72760b01ee6131c2db2253e.jpg) +(c) +Fig. 3: Three types of multi-control methods. Square in different color denotes different condition type while dotted square denotes zero tensor. (a) Some methods [15, 45] adopt fixed-length channels of the input convolution layer followed by convolution blocks to serve as the Multi-Control Encoder. (b) Other methods [25, 28, 44] utilize MoE design, that is, construct separate encoder for each type of control signal and then obtain the embeddings through weighted sum. (c) Different from them, AnyControl adopts attention mechanism to accommodate varying-number and varying-modality of conditions. "SAB" and "CAB" denotes self- and cross-attention block, respectively. + +methods either adopt the design of fixed-length input channels or MoE structure as illustrated in Figure 3. The former limits the freedom of user inputs, while the latter, MoE design, supports combining flexible inputs with hand-crafted weights, leading to laborious adjustments to the combination weights. + +# 3.3 Training + +# Datasets. + +We adopt the training dataset, MultiGen, for multi-control image synthesis presented in [28]. This dataset is built from LAION [37] with aesthetics score above 6. Low-resolution images are removed and finally 2.8M images are kept. Different methods are utilized to extract the control signals. Unfortunately, there is a domain gap between + +the combinations of the spatial conditions during training and inference time, i.e., during training, all the spatial conditions extracted from the same image are fully aligned while the multiple spatial conditions accepted from users are not the case. User-provided conditions usually have multiple image sources, thus the extracted spatial conditions are not always aligned and sometimes have occlusion in the overlapping region, which requires the model to handle the spatial conditions in right arrangement according to the depth of the target scene. To relieve the discrepancy, we collect a subset of unaligned data as shown in Figure 4. To be specific, we utilize the images in Open Images dataset [19] and MSCOCO [23] + +![](images/09504f1422f0a45c00f92ab98eb22ff3f8a5d57f8af56c5ddda91ce568a18ccd.jpg) +Fig. 4: Visualization of aligned and unaligned conditions. The first row shows the aligned case where pixels at the same location of all the control signals describe the same object. Conditions in the second and third rows describe the foreground and background respectively, contributing to a complete image together, constructing the unaligned case. + +dataset which are rich in objects to make the synthetic data. Given an image and the mask of a foreground object, we recover the background image with the masked region using the inpainting tool [47]. We discard images with too small or too large objects, and finally produce 0.44M images as supplementary unaligned training data. + +Training Strategy. When utilizing the unaligned data for training, we take the combination of spatial conditions for the foreground object and the inpainted background image together while treating the original image as target. During training, for the data with fully aligned spatial conditions, we randomly pick two conditions for each training sample; for the synthetic unaligned data, we randomly pick a condition for the foreground object and the background inpainted image respectively. We randomly drop all the conditions at a rate of 0.05 to enable classifier free guidance, and also randomly drop the textual prompts at a rate of 0.05 to let the model learn from pure spatial conditions only. + +# 4 Experiments + +We validate the effectiveness of AnyControl with Stable Diffusion [33] of version 1.5 on four types of conditions, including Edge [4], Depth [32], Segmentation [27], and Human Pose [5]. We compare our AnyControl with state-of-the-art methods including Multi-ControlNet and Multi-Adapter, the versions of ControlNet [44] and T2I-Adapter [25] which support multiple spatial conditions, as well as UniControlNet [45], Cocktail [15], UniControl [28], DiffBlender [18] and CnC [20] with extensive qualitative and quantitative results. Implementation details including network structure, hyper-parameters of training and inference can be found in the supplementary material. + +# 4.1 Qualitative Results + +In this section, we analyze input flexibility, spatial compatibility, and also the compatibility with text, style and color control. + +Input Flexibility. There are three ways to process free combinations of spatial conditions from users: 1) MoE design (i.e., UniControl [28], Multi-ControlNet [44]); 2) Attention design (AnyControl); 3) Composition design, which merges spatial conditions of the same type into one image so that methods with fixed-length input channels can work smoothly. In MoE-based methods, the composition of different conditions is achieved by hand-crafted weighted summation. Instead, our AnyControl adopts attention mechanism to learn the composition weights dynamically, achieving superior performance on multi-control image synthesis as shown in Figure 5 and Figure 6. In addition, "sticker" artifact is observed in the results of Cocktail [15] with composition design. + +
PromptConditionsAnyControl (Ours)Multi-ControlNetUni-ControlNetCocktail
"a car driving through the canyon, a fox is flying over the car"
"cartoon style, a car parking in the canyon, a lion walking pass the car"
"a Transformers robot gazing at a massive planet in the sky"
"a robot is playing football on the desert"
"two cars parked beside a lake with a scenic backdrop of mountain ranges"
Two abandoned cars parked in front of a cabin at foot of the mountain
In a playful cartoon setting, a little dinosaur following a boy on the sea beach ...
In a playful cartoon setting, a little elephant stands atop a large turtle, following a boy on the sea beach ...
+ +Fig. 5: Comparison on multi-control image synthesis. Multi-ControlNet adopts MoE design to process diverse conditions while Cocktail adopts the composition design by combining multiple conditions of the same type into one. + +![](images/b38c2366d6cdfe9166a995c9d6abb7b5fc8ad5ff254cb88acce2eabc3271c4a8.jpg) + +![](images/2f51fc7e10ded5f6a5d37ae2e18ed2d9e0e06dc24fdf71d2cd5149165035b5e6.jpg) + +![](images/4e44eaefccc6a59b3a1c93b9205e642e2fc11a3854c7ed0aeb2566222e8ff298.jpg) + +![](images/89c395182e60dc990636501fbc75350780765f84714f85513294600e9daeecc3.jpg) + +![](images/c005d8a947d0a857abe4e2105fac9f6083cf26f528d0315bcc1bdd5ac5fe35c0.jpg) + +![](images/c7554d1eee9a36f89069d1296e327ed68c7a2ef9e74388fed008901de20f8de7.jpg) +Fig. 6: Varied-number and varied-type of input spatial conditions. + +![](images/2a5716640ca52b6acf3c96628299339e47046842349e318bf8cf328a6f83ab01.jpg) + +![](images/6be0e30642cd0bca00727c17306a9718126ddfa301ca69a7709b7bd5e7bfd948.jpg) + +![](images/6dbe807fc78236078c3e507d194f5fd74e38c05a4ca94cbdab622e2e0088d66d.jpg) + +![](images/1dcc2b8e9689fb802eb4168f18a353a5c272204d8a56fe47300cb22699ecd9ef.jpg) + +Spatial Compatibility. In Figure 5, we provide comparisons given various conditions with occlusion, demonstrating the superiority of AnyControl in handling complex multi-control synthesis. Blending issues are difficult to avoid in previous methods [15, 44, 45] with trivial design on multi-control combination. + +Figure 7 further shows examples on AnyControl in dealing with relative spatial positions of two conditions, which generates high-quality results with correct spatial relation between conditions. For example, given different layouts, the generated cat and teddy bear from AnyControl are always positioned in a natural way, rather than mixed within the occluded region. Another notable thing is that AnyControl shows a surprising ability of dealing with the interaction of generated objects and the corresponding environment. When placed + +at the same horizontal line, the cat and teddy bear are seated at the same plane, while the teddy bear sitting on a stage when its vertical position axis is raised up. These advantages contribute to the introduction of Multi-Control Encoder, which strengthens the interactions between all control signals and consequently achieves a comprehensive understanding of complex inputs. + +![](images/d4ed25118343a253168b39b652548620424929f6980877310ed7216455b7e24f.jpg) + +![](images/ce52438a0fcde760913f5b94ebeb6a04f18812b618f6b22f35c3404278de45ec.jpg) + +![](images/dea47b18d7b759c369a932d22e9953ffcd694195b456093a07b90ade738f9f38.jpg) + +![](images/6482083dc4a1f1e1d6c222641a08d45acb8b24d3f262d3b8ab2a26ddf4367a6d.jpg) + +![](images/d3bea583abdc035c9a3f4f4162aee76a187929692ad194bc7c84b5c1c8ea603a.jpg) + +![](images/5b3e43f412bfbb77e89f97e11b3fa32d0cc8bb352f622c24154fb8eac4523ac4.jpg) + +![](images/c96e897edddb95ceceb44f20e694aea0593df61a297156ad5d687ddc9452590c.jpg) + +![](images/a1526386e08bac83796ccf568334939c33b5573676909f6775bcc73761b54406.jpg) + +![](images/a0366361064542c80de3ff1740c080e601180445b9f0e0c94ac00a5515495528.jpg) + +![](images/9b26695fdf2c9b0b5dab5825f0ef21ac9e22f655ac8525c7c4629037166ad4f7.jpg) +Conditions + +![](images/4a166e0aa7c89e9b7412af922dee576d8d63ab7789449e925869f7d99bffe9f4.jpg) +Uni-ControlNet + +![](images/8eca8279b4f90f9b30b5bf721f943ea2df71719eabda1e23bb2d8a1ca7b80d4e.jpg) +AnyControl (Ours) +Fig.7: Spatial compatibility. AnyControl is capable of inferring the relationships not only between conditions but also between the generated objects and the environment. + +A teddy bear are seated at the same plane, so when its vertical position axis is raised, the introduction of Multi-Control Encoder, between all control signals and consequently using of complex inputs. + +Text Compatibility. Textual prompts play an important role in controllable image synthesis as text is typically the primary communication means between + +human and T2I models, while spatial conditions work as auxiliary roles in providing the fine-grained information. Therefore, while guided by spatial conditions, maintaining the compatibility with textual prompts is essential. However, existing methods commonly prioritize the response to spatial conditions and miss important message in textual prompts. For instance, in the third row of Figure 5, other methods either totally neglect the "Transformers Robot" information so that fail to bind the concept with the input human pose, or only partially respond to "Robot" but drop "Transformers" information. On the contrary, our method responds to all important information in multi-modality user inputs and produces harmonious results. + +Compatibility with Style and Color Control. As a plug-and-play model, + +AnyControl can be integrated with existing conditional generation methods in a convenient way. We take style and color controls as examples to demonstrate the effectiveness of AnyControl in the collaboration with other plug-and-play modules for wider applications. Specifically, we enhance AnyControl with decoupled cross-attention [43] in UNet to employ style and color controls. The compositional outcomes are visually depicted in Figure 8, revealing the generation of high-quality results that adhere to style, color and spatial constraints. + +![](images/ea7d377f62d5f0fb85b7a9c0d377f0fd70fe3b398161c17de7b12a1831b6a8ab.jpg) +Fig. 8: AnyControl with style and color controls. The first two cases take style, depth and edge controls, while the last further takes color control. + +# 4.2 Multi-Control Benchmark: COCO-UM + +Most existing methods evaluate multi-control image synthesis on MSCOCO validation set with totally spatio-aligned conditions extracted from different algorithms. However, we argue that evaluation on the dataset with well-aligned multi-control conditions cannot reflect the ability of methods to handle occluded multiple conditions in practical applications, given that the user provided conditions are typically collected from diverse sources which are not aligned. + +Therefore, we construct an Unaligned Multi-control benchmark based on MSCOCO validation set, short for COCO-UM, for a more effective evaluation on multi-control image synthesis. The construction pipeline is similar to that used in unaligned data synthesis described in Section 3.3. That is, we decompose an image into the background image and foreground image outlined by an object mask, and then recover the background image through inpainting tools [47]. + +Table 1: Comparisons of multi-control image synthesis on COCO-UM with existing multi-control methods. Results with the best and the second best performance are highlighted in red and blue, respectively. + +
MethodsFID↓CLIP↑Depth (RMSE↓)Seg. (mPA↑)Edge (RMSE↓)Pose (mAP↑)
Multi-ControlNet [44]55.9524.8017.8142.7847.3515.69
Multi-Adapter [25]51.6725.7324.0832.6244.866.28
Uni-ControlNet [45]55.2824.4820.5741.1043.2818.40
UniControl [28]57.4624.7223.6934.5845.484.06
Cocktail [15]47.3925.33-31.74-12.16
AnyControl (Ours)44.2826.4118.0043.3445.2518.81
+ +Table 2: Comparisons of single control with existing single- and multi-control methods on COCO-5K. Results with the best and the second best performance are highlighted in red and blue, respectively. + +
MethodsDepthSegmentationEdgePose
FID ↓CLIP ↑RMSE ↓FID ↓CLIP ↑mPA ↑FID ↓CLIP ↑FID ↓CLIP ↑
Single-Control Methods
ControlNet [44]19.8025.3013.8620.3925.4645.6816.1625.3426.1525.39
T2I-Adapter [25]20.0825.6715.6220.9524.9133.6718.7625.2524.9425.76
Multi-Control Methods
Uni-ControlNet [45]20.0925.2515.9322.9625.1135.5617.5125.1826.6124.86
UniControl [28]20.6725.5114.0719.7326.1145.7716.6925.1527.9025.27
Cocktail [15]---26.0225.2833.1015.7024.9128.3625.27
DiffBlender [18]21.3225.5918.07---21.4825.5730.3325.30
CnC [20]20.4226.9517.57-------
AnyControl (Ours)18.0425.9815.4818.8926.0248.7318.8925.8824.1225.99
+ +Additionally, after obtaining the recovered background image, we remove the bad cases with low image quality, such as cases with new generated object within the hole region rather than filled by background scene. Finally, we construct an occluded multi-control dataset with 1480 samples. + +# 4.3 Quantitative Evaluation + +For thorough quantitative evaluation, we employ various evaluation metrics, including FID [12] for the image quality, CLIP-Score [11] for the alignment with textual prompt. For the condition fidelity, we adopt RMSE for depth map and edge map, mPA and mAP for segmentation map and pose map, respectively. + +Multi-Control Synthesis Evaluation. We evaluate multi-control synthesis on COCO-UM. As depicted in Table 1, our method outperforms other multi-control methods on FID and CLIP-Score by a large margin. This remarkable achievement signifies that AnyControl is capable of processing complex combinations of multiple spatial conditions, and generates high-quality harmonious results well aligned with the textual prompts and spatial conditions. + +Single-Control Synthesis Evaluation. For comprehensive evaluation, we also conduct the comparisons on each single condition as tabulated in Table 2. To be specific, we evaluate the single control synthesis on the full validation set of MSCOCO, that is, COCO-5K since there is no occlusion in single control scenario. Overall, AnyControl outperforms existing single- and multi-control methods on most metrics, illustrating the superiority to existing methods. + +Ablation Study on Unaligned Data. Unaligned data is provided to solve the gap between the alignment of input conditions during training and inference. That is, in training, conditions are totally aligned; while, in testing, the control + +signals from users contributing to a whole image are almost not aligned at all. In Table 3, we provide comparisons on FID and CLIP-Score of AnyControl trained with and without unaligned data. As illustrated, a large improvement on FID and CLIP-Score is observed through the data expansion on occluded cases. The introduction of unaligned + +Table 3: Ablation study of training with and without unaligned data on COCO-UM. + +
MetricFID↓CLIP↑
w/o unaligned data52.1025.62
w unaligned data44.2826.40
+ +data during training strengthens AnyControl in modeling complex multi-control synthesis, especially the occluded cases. + +# 4.4 Discussion + +Although the input number of spatial conditions is not limited in AnyControl, we + +observe the miss-blending issue as shown in Figure 9, when the number of spatial conditions is overlarge, such as 8 in this case. The possible reasons are as follows: 1) the limited ability of CLIP text encoder in understanding complex textual prompts with numerous concepts; 2) Too many visual tokens in cross-attention transformer block results in a decrease in the ac + +![](images/980d301af04ac196d9a6ab096a2ad5a338ad16920b2b32ab6c632bfe4aeb196b.jpg) +Fig. 9: Miss-blending issue under too many spatial conditions. + +![](images/7259439a9f5757748f21c95827335cc5345eb8857da3ad2f8f9726f45c1fb419.jpg) + +curacy of softmax, and thus weaken AnyControl in precise multi-control understanding. We leave this issue as future work. + +# 5 Conclusion + +In conclusion, we propose a multi-control image synthesis framework based on the public T2I model to address the limitations of existing methods in accommodating diverse inputs, handling relationships among spatial conditions, and maintaining the compatibility with textual prompts. AnyControl supports free combination of versatile control signals, which develops a Multi-Control Encoder that enables holistic understanding of multi-modal user inputs. We achieve this through employing alternating multi-control fusion and alignment blocks united by a set of query tokens. This approach enables AnyControl model complex relationships among diverse control signals and extract a multi-control embedding with compatible information. Our method produces high-quality natural outcomes, positioning it as a state-of-the-art solution for multi-condition image generation. 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Zhuang, J., Zeng, Y., Liu, W., Yuan, C., Chen, K.: A task is worth one word: Learning with task prompts for high-quality versatile image inpainting. arXiv preprint arXiv:2312.03594 (2023) 9, 12 \ No newline at end of file diff --git a/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/images.zip b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..099c213bcd3fcc0a6373880d2aa0d34c0a23fc60 --- /dev/null +++ b/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:16e1cf7aa47873f4084ead443f242d249848ad86dbcf56b9ccce8a712c5bec66 +size 743875 diff --git a/2024/AnyControl_ Create Your Artwork with Versatile Control on Text-to-Image Generation/layout.json b/2024/AnyControl_ Create Your Artwork with Versatile Control on 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130, + 468, + 482, + 512 + ], + "spans": [ + { + "bbox": [ + 130, + 468, + 482, + 512 + ], + "type": "text", + "content": "Fig. 1: Multi-control image synthesis of AnyControl. Our model supports free combinations of multiple control signals and generates harmonious results that are well-aligned with each input. The input control signals fed into the model are shown in a combined image for better visualization." + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 17 + }, + { + "bbox": [ + 159, + 526, + 453, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 526, + 453, + 647 + ], + "spans": [ + { + "bbox": [ + 159, + 526, + 453, + 647 + ], + "type": "text", + "content": "Abstract. The field of text-to-image (T2I) generation has made significant progress in recent years, largely driven by advancements in diffusion models. Linguistic control enables effective content creation, but struggles with fine-grained control over image generation. This challenge has been explored, to a great extent, by incorporating additional user-supplied spatial conditions, such as depth maps and edge maps, into pre-trained T2I models through extra encoding. However, multi-control image synthesis still faces several challenges. Specifically, current approaches are limited in handling free combinations of diverse input control signals, overlook the complex relationships among multiple spatial conditions, and often fail to maintain semantic alignment with provided" + } + ] + } + ], + "index": 20 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 654, + 235, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 654, + 235, + 665 + ], + "spans": [ + { + "bbox": [ + 134, + 654, + 235, + 665 + ], + "type": "text", + "content": "* Corresponding author." + } + ] + } + ], + "index": 21 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 159, + 117, + 455, + 216 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 117, + 455, + 216 + ], + "spans": [ + { + "bbox": [ + 159, + 117, + 455, + 216 + ], + "type": "text", + "content": "textual prompts. This can lead to suboptimal user experiences. To address these challenges, we propose **AnyControl**, a multi-control image synthesis framework that supports arbitrary combinations of diverse control signals. AnyControl develops a novel Multi-Control Encoder that extracts a unified multi-modal embedding to guide the generation process. This approach enables a holistic understanding of user inputs, and produces high-quality, faithful results under versatile control signals, as demonstrated by extensive quantitative and qualitative evaluations. Our project page is available in https://any-control.github.io." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "spans": [ + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "type": "text", + "content": "Keywords: Controllable Image Synthesis " + }, + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "type": "text", + "content": " Multi-Control " + }, + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 218, + 459, + 229 + ], + "type": "text", + "content": " Text-to-image" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 243, + 230, + 255 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 243, + 230, + 255 + ], + "spans": [ + { + "bbox": [ + 132, + 243, + 230, + 255 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 258, + 481, + 377 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 258, + 481, + 377 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 481, + 377 + ], + "type": "text", + "content": "In recent years, the field of text-to-image (T2I) generation has experienced significant advancements, leading to unprecedented improvements in generated image quality and diversity, primarily attributed to the introduction of diffusion models [13,14,33,38]. While linguistic control allows for effective and engaging content creation, it also presents challenges in achieving fine-grained control over image generation. This challenge is explored in [25, 44], where an additional network is employed to encode and inject the user-supplied control signal into the pretrained T2I model such as Stable Diffusion [33], so that to exert influence over the image generation process. Built upon [44], subsequent approaches [15,28,45] presents unified architecture designs for managing multiple spatial conditions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 379, + 481, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 379, + 481, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 379, + 481, + 437 + ], + "type": "text", + "content": "However, the task of multi-control image synthesis remains challenging in the following aspects: (1) accommodating free combinations of input conditions, (2) modeling complex relationships among multiple spatial conditions, and (3) maintaining compatibility with textual prompts. We refer to these challenges as input flexibility, spatial compatibility, and textual compatibility, respectively." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 438, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 438, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 438, + 482, + 533 + ], + "type": "text", + "content": "Input flexibility. The first challenge comes from the any combination of available control signals based on user requirements. The amount and modality of control signals provided by users are varying, placing high demands on the input flexibility of the model. However, existing methods [15, 45] typically employ fixed-length input channels, limiting their ability to accommodate diverse inputs. Other approaches [25, 28, 44] adopt MoE design to solve varying-number conditions, which can result in unforeseen artifacts when processing unseen combinations of inputs." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 617 + ], + "type": "text", + "content": "Spatial compatibility. Secondly, control signals are not isolated; instead, they collectively influence the composition of a complete image. It is crucial to consider the relationships among these control signals, especially when managing occlusions among multiple spatial conditions. Unfortunately, current algorithms commonly combine multiple conditions through weighted summation with handcrafted weights, easily leading to undesired blending results, or even causing low-response control signals to disappear when addressing occlusions." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 618, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 618, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 618, + 482, + 665 + ], + "type": "text", + "content": "Textual compatibility. Ultimately, textual compatibility emerges as an important factor influencing user experience. Typically, the textual descriptions govern the content of images, whereas spatial conditions compensate the structural information. Nevertheless, a lack of communication between the textual" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "and spatial conditions often leads current algorithms to prioritize accommodating the spatial conditions, thereby disregarding the impact of textual prompts." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 141, + 480, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 141, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 141, + 480, + 212 + ], + "type": "text", + "content": "In summary, generating comprehensive and harmonious results that satisfy both textual prompts and multiple spatial conditions presents a significant challenge for multi-control image synthesis. To tackle the challenges of input flexibility, spatial compatibility, and textual compatibility, we propose AnyControl, a controllable image synthesis framework that supports arbitrary combinations of diverse control signals." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 213, + 480, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 213, + 480, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 213, + 480, + 272 + ], + "type": "text", + "content": "At the core of AnyControl is the Multi-Control Encoder, which plays a crucial role in ensuring coherent, spatially and semantically aligned multimodal embeddings. This novel component allows AnyControl to extract a unified representation from various control signals, enabling a truly versatile and high-performing multi-control image synthesis framework." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 274, + 480, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 274, + 480, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 274, + 480, + 308 + ], + "type": "text", + "content": "Specifically, Multi-Control Encoder is driven by multi-control fusion block and multi-control alignment block in turns, with a set of query tokens to unite the two seamlessly." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 310, + 480, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 310, + 480, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 310, + 480, + 380 + ], + "type": "text", + "content": "Multi-control fusion block is employed to aggregate compatible information from multiple spatial conditions through the query tokens. A cross-attention transformer block is employed on the query tokens and the visual tokens of spatial conditions extracted from a pre-trained visual encoder. Therefore, the rich spatial controllable information is passed to the query tokens, which will be utilized in the multi-control alignment block." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 382, + 480, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 382, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 480, + 464 + ], + "type": "text", + "content": "Multi-control alignment is used to guarantee the compatibility between all forms of control signals by aligning all other signals to the textual signal. A self-attention transformer block is employed on the query tokens and textual tokens. The query tokens contain spatial controllable information, while the textual tokens carry semantic information. Through information exchange between the query and textual tokens, both types of tokens are able to represent compatible multi-modal information." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 466, + 480, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 466, + 480, + 561 + ], + "spans": [ + { + "bbox": [ + 130, + 466, + 480, + 561 + ], + "type": "text", + "content": "With alternating multi-control fusion and alignment blocks in several turns, the query tokens achieve a comprehensive understanding with highly aligned and compatible information from versatile user inputs. This capability empowers our method to handle complex relationships among conditions and uphold strong compatibility with textual prompts. Consequently, this approach fosters a more smooth and harmonious control over the generated images. Furthermore, transformer blocks with attention mechanisms inherently excel in accommodating a variety of control signals, and thus enable free combinations of user inputs." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 146, + 563, + 414, + 574 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 563, + 414, + 574 + ], + "spans": [ + { + "bbox": [ + 146, + 563, + 414, + 574 + ], + "type": "text", + "content": "In summary, our contributions are manifold in the following:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 136, + 580, + 479, + 665 + ], + "type": "list", + "angle": 0, + "index": 13, + "blocks": [ + { + "bbox": [ + 136, + 580, + 479, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 580, + 479, + 616 + ], + "spans": [ + { + "bbox": [ + 136, + 580, + 479, + 616 + ], + "type": "text", + "content": "1. AnyControl proposes a novel Multi-Control Encoder comprising a sequence of alternative multi-control fusion and alignment blocks to achieve comprehensive understanding of complex multi-modal user inputs." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 136, + 616, + 479, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 616, + 479, + 640 + ], + "spans": [ + { + "bbox": [ + 136, + 616, + 479, + 640 + ], + "type": "text", + "content": "2. AnyControl supports flexible combinations of user inputs, regardless of the amount and modality of different control signals." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 136, + 642, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 642, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 136, + 642, + 479, + 665 + ], + "type": "text", + "content": "3. AnyControl produces more harmonious and natural high-quality outcomes, demonstrating state-of-the-art performance in multi-control image synthesis." + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 290, + 152 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 290, + 152 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 290, + 152 + ], + "type": "text", + "content": "2.1 Text-to-image Generation" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 159, + 482, + 328 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 159, + 482, + 328 + ], + "spans": [ + { + "bbox": [ + 130, + 159, + 482, + 328 + ], + "type": "text", + "content": "T2I diffusion models [26, 31, 33, 36] have emerged as a promising approach for generating high-quality images from textual prompts. Diffusion models [13, 38], originally developed for image generation, have been adapted to T2I domain, offering a novel perspective on the problem. These models leverage the concept of iterative denoising, where the generation process unfolds step-by-step, progressively refining the image quality. The diffusion process allows for better control over the generated images by conditioning on both the text input and intermediate representations at each diffusion step. Recent advances in T2I diffusion models have explored various techniques to enhance the generation process, such as introducing attention mechanisms to better align textual and visual features [33] and operating in latent space [31, 33] to achieve complexity reduction and detail preservation. While T2I diffusion models have shown promising results, there is still ongoing research to address challenges such as controllability, also the focus of this paper, in the context of diffusion-based T2I generation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 335, + 307, + 346 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 335, + 307, + 346 + ], + "spans": [ + { + "bbox": [ + 132, + 335, + 307, + 346 + ], + "type": "text", + "content": "2.2 Controllable Image Synthesis" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 354, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 521 + ], + "type": "text", + "content": "Text descriptions guide the diffusion model to generate user-desired images but are insufficient in fine-grained control over the generated results. The fine-grained control signals are diverse in modality, for instance, layout constraint is introduced to arrange the location of the objects given; a bundle of works [6, 17, 22, 29, 40-42, 46] thoroughly explore to synthesis images with high layout alignment given the semantic-aware boxes. Besides, segmentation map [1, 2, 7, 8] is another popular control signal for controlling the layout and object shape of generated images. InstanceFusion [39] proposes a method to support location control in more free-form such as point, scribble, box and segmentation map. Highly detailed control can be achieved by structure signal such as sketch [3]. Depth map [20] can provide the control of the depth of field for the generated images. As layout, structure and depth control all outline the generated image in spatial alignment, content control [9, 35, 43] enables the personalization of the generated appearance in semantic level through an additional image input." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 482, + 666 + ], + "type": "text", + "content": "Studies [24, 25, 44] propose general framework designs to process diverse spatial conditions instead of control-specific design, while both spatial and content control are jointly taken into consideration in works [16, 18]. Specifically, considering the powerful generation ability of T2I model, ControlNet [44] proposes to utilize the trainable copy of the UNet encoder in the T2I diffusion model to encode extra condition signals into latent representations and then apply zero convolution to inject into the backbone of the UNet in diffusion modal. The simple but effective design shows generalized and stable performance in spatial control, and thus are widely adopted in various downstream applications. However, ControlNet is a single-modality framework and requires separate model for each modality. To address this, unified ControlNet-like models [15, 28, 45] are proposed to handle diverse control signals with only one multi-modality" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 112, + 299, + 264 + ], + "blocks": [ + { + "bbox": [ + 136, + 112, + 299, + 264 + ], + "lines": [ + { + "bbox": [ + 136, + 112, + 299, + 264 + ], + "spans": [ + { + "bbox": [ + 136, + 112, + 299, + 264 + ], + "type": "image", + "image_path": "379e96d6bab5e7fe03ad6fa69cfadbebd55d75ffab3a18459a087ae76b6e42a9.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 275, + 480, + 353 + ], + "lines": [ + { + "bbox": [ + 130, + 275, + 480, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 275, + 480, + 353 + ], + "type": "text", + "content": "Fig. 2: AnyControl and Multi-Control Encoder. Left shows the overall framework of nyControl, which develops a Multi-Control Encoder for extracting comprehensive multi-control embeddings based on the textual prompts and multiple spatial conditions. The multi-control embeddings are then utilized to guide the generation process. Right shows the detailed design of Multi-Control Encoder driven by alternating multi-control fusion and alignment blocks, with query tokens defined to distill the compatible information from textual tokens and visual tokens of the spatial conditions." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 307, + 111, + 479, + 264 + ], + "blocks": [ + { + "bbox": [ + 307, + 111, + 479, + 264 + ], + "lines": [ + { + "bbox": [ + 307, + 111, + 479, + 264 + ], + "spans": [ + { + "bbox": [ + 307, + 111, + 479, + 264 + ], + "type": "image", + "image_path": "cc0279667569c68a6d3fb9b4a7b5ae65adb154461a650d42cf83bbe04f0d93f7.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 358, + 480, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 358, + 480, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 358, + 480, + 418 + ], + "type": "text", + "content": "model. Another advantage of these methods is that they can support multi-control image synthesis. They adopt fixed length input channels or MoE design with hand-crafted weighted summation to aggregate conditions. Nevertheless, these methods are short in handling conditions with complex relations and hard to generate harmonious, natural results under various control signals." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 430, + 201, + 441 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 430, + 201, + 441 + ], + "spans": [ + { + "bbox": [ + 132, + 430, + 201, + 441 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 455, + 480, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 455, + 480, + 525 + ], + "spans": [ + { + "bbox": [ + 130, + 455, + 480, + 525 + ], + "type": "text", + "content": "In this section, we first give a preliminary overview of Stable Diffusion [33] and ControlNet [44]. Subsequently, we introduce AnyControl, featuring a pioneering Multi-Control Encoder crafted for extracting a unified representation with compatible information for multiple control signals. Finally, we expound on our training dataset and strategy. Figure 2 depicts the architecture of AnyControl and the Multi-Control Encoder." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 537, + 220, + 550 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 537, + 220, + 550 + ], + "spans": [ + { + "bbox": [ + 132, + 537, + 220, + 550 + ], + "type": "text", + "content": "3.1 Preliminary" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 557, + 480, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 480, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 480, + 629 + ], + "type": "text", + "content": "Stable Diffusion. T2I generation introduces text as conditions in diffusion models. In the forward pass, Gaussian noises are gradually added to the sample over a series of steps; while the backward process learns to recover the image by estimating and eliminating the noise with the text guidance. In this paper, we base Stable Diffusion [33], one of the most popular T2I diffusion model, to develop AnyControl for multi-control image synthesis." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 630, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 480, + 665 + ], + "type": "text", + "content": "Stable Diffusion model operates the diffusion and denoising process in latent space rather than pixels to reduce computation cost. It adopts UNet-like [34] structure as its backbone, comprising downsampling blocks, middle block and" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "upsampling blocks. The text guidance are encoded through CLIP [30] text encoder and integrated into the UNet through a CrossAttention block after each ResBlock [10]. If we use " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " to denote the noise features derived from the last ResBlock and " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "Y" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " to denote the embeddings encoded by the text encoder, the output noise features " + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "inline_equation", + "content": "\\tilde{Z}" + }, + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": " from CrossAttention block can be obtained by" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 224, + 184, + 479, + 196 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 224, + 184, + 479, + 196 + ], + "spans": [ + { + "bbox": [ + 224, + 184, + 479, + 196 + ], + "type": "interline_equation", + "content": "Q = W _ {q} (Z), K = W _ {k} (Y), V = W _ {v} (Y), \\tag {1}", + "image_path": "809702c6924b282b3bef63b2d08356e08f27cd438d0a309dc7a239d9c709cab4.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 255, + 199, + 479, + 225 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 255, + 199, + 479, + 225 + ], + "spans": [ + { + "bbox": [ + 255, + 199, + 479, + 225 + ], + "type": "interline_equation", + "content": "\\tilde {Z} = \\operatorname {S o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d}}\\right) V, \\tag {2}", + "image_path": "118cac11756a737980f3ff7b55d88d4e4b326c7b0af3cf8477e8fca453ba8318.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "spans": [ + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "inline_equation", + "content": "W_{q}" + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "inline_equation", + "content": "W_{k}" + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "inline_equation", + "content": "W_{v}" + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "text", + "content": " are projection layer and " + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 130, + 229, + 481, + 254 + ], + "type": "text", + "content": " is the dimension of the embedding space." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 260, + 482, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 260, + 482, + 344 + ], + "spans": [ + { + "bbox": [ + 130, + 260, + 482, + 344 + ], + "type": "text", + "content": "ControlNet. ControlNet [44] is developed to adapt Stable Diffusion model for spatial conditions. To be specific, it locks the parameters of Stable Diffusion, and makes a trainable copy of the encoding layers in the UNet. The two parts are connected by zero convolution layers with zero-initialized weights to progressively increase spatial control influence as the training goes. This design empowers ControlNet to achieve robust controllable image generation while preserve the quality and capabilities of Stable Diffusion model." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 360, + 220, + 372 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 360, + 220, + 372 + ], + "spans": [ + { + "bbox": [ + 132, + 360, + 220, + 372 + ], + "type": "text", + "content": "3.2 AnyControl" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "text", + "content": "Multi-Control Encoder. Similar to ControlNet, in AnyControl, we also lock the pre-trained stable diffusion model, and instead design a Multi-Control Encoder for understanding complex control signals. We first obtain three types of tokens, i.e., textual tokens " + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathcal{T}" + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "text", + "content": ", visual tokens " + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathcal{V}" + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "text", + "content": " and query tokens " + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\mathcal{Q}" + }, + { + "bbox": [ + 130, + 384, + 482, + 517 + ], + "type": "text", + "content": ". Textual tokens are extracted from CLIP text encoder on textual prompts, while visual tokens are obtained from a pre-trained visual encoder (e.g., CLIP image encoder) on all of the user-provided spatial conditions in image form. The query tokens are defined as a set of learnable parameters. To address the three challenges discussed in the introduction, i.e., input flexibility, spatial compatibility and textual compatibility, we develop the multi-control encoder via alternating multi-control fusion blocks and multi-control alignment blocks united by the query tokens." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 523, + 482, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 523, + 482, + 570 + ], + "spans": [ + { + "bbox": [ + 130, + 523, + 482, + 570 + ], + "type": "text", + "content": "Multi-Control Fusion. Multi-control fusion block aims to extract compatible information from various spatial conditions. This is accomplished by utilizing a cross-attention transformer block to facilitate interactions between the query tokens and the visual tokens of all spatial conditions." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "spans": [ + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": "Specifically, suppose that there are " + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "inline_equation", + "content": "n" + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": " spatial conditions in image form of various modalities including depth, segmentation, etc. We can obtain the visual tokens " + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_{i,j}" + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": " for condition " + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "inline_equation", + "content": "C_i" + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": " from the " + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": "-th block of the pre-trained visual encoder. Here, we use " + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "inline_equation", + "content": "[\\mathcal{V}_{1,j},\\mathcal{V}_{2,j},\\dots,\\mathcal{V}_{n,j}]" + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": " to represent the visual tokens for all the spatial conditions from the " + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 571, + 482, + 642 + ], + "type": "text", + "content": "-th block. Then the interactions in the multi-control fusion block can be formulated as" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 176, + 651, + 480, + 663 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 176, + 651, + 480, + 663 + ], + "spans": [ + { + "bbox": [ + 176, + 651, + 480, + 663 + ], + "type": "interline_equation", + "content": "\\mathcal {Q} _ {j} = \\operatorname {C r o s s A t t e n t i o n} \\left(\\mathcal {Q} _ {j}, \\left[ \\mathcal {V} _ {1, j} + P, \\mathcal {V} _ {2, j} + P, \\dots , \\mathcal {V} _ {n, j} + P \\right]\\right), \\tag {3}", + "image_path": "f44e2a436ba90458971e31b509fe76f41837563ea89100b3491a5cbf0739ede5.jpg" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " denotes a shared learnable positional embedding additive to each " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_{i,j}" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " for better alignment between the query tokens and the visual tokens." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 165 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 165 + ], + "type": "text", + "content": "After this process, the spatial controllable information encoded in the visual tokens is passed on to the query tokens." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "spans": [ + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "type": "text", + "content": "Multi-Control Alignment. Although the various controllable information is integrated into the query tokens, it is challenging to infer the priority of spatial control signals within the overlapping region due to the absence of a global condition that indicates the relationships among spatial conditions. Fortunately, textual prompts can serve as a global control that regulates the content of generated image. Therefore, in the multi-control alignment block, we facilitate the interactions between the query tokens and the textual tokens with a self-attention transformer block. Before we encode the textual prompts to tokens, we append a textual task prompt at the tail of the user-provided text to solve the modality discrepancy among diverse spatial conditions. Then we concatenate the query tokens " + }, + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "type": "inline_equation", + "content": "\\mathcal{Q}" + }, + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "type": "text", + "content": " and textual tokens " + }, + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "type": "inline_equation", + "content": "\\mathcal{T}" + }, + { + "bbox": [ + 130, + 172, + 482, + 304 + ], + "type": "text", + "content": " together and perform the self-attention as" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 222, + 315, + 481, + 329 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 315, + 481, + 329 + ], + "spans": [ + { + "bbox": [ + 222, + 315, + 481, + 329 + ], + "type": "interline_equation", + "content": "[ \\mathcal {Q} _ {j + 1}, \\mathcal {T} _ {j + 1} ] = S e l f A t t e n t i o n ([ \\mathcal {Q} _ {j}, \\mathcal {T} _ {j} ]). \\tag {4}", + "image_path": "94e8585946620eda4f100541820c6db389efe712e18e77f5c42018f534f5fa09.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 338, + 479, + 374 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 479, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 479, + 374 + ], + "type": "text", + "content": "With self-attention, the query tokens, which carry the mixed controllable information, will exchange information with textual tokens and thus can achieve semantic alignment with user prompts." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 381, + 482, + 490 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 381, + 482, + 490 + ], + "spans": [ + { + "bbox": [ + 130, + 381, + 482, + 490 + ], + "type": "text", + "content": "Alternating Fusion and Alignment. To ensure the information aligned and compatible of all the control signals, we employ the multi-control fusion and alignment blocks alternately for multiple turns. Notably, we utilize multi-level visual tokens for fine-grained spatial control. Specifically, in each turn, the visual tokens consumed in the cross-attention transformer block are extracted from different levels of the pre-trained visual encoder, considering the spatial conditions are diverse in controlling level, i.e., layout control such as segmentation map and structural control such as edge map. Therefore, multi-level visual tokens are necessary for multi-control fusion blocks in different depth." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 497, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 497, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 497, + 482, + 628 + ], + "type": "text", + "content": "Advantages of AnyControl. The query tokens work as a bridge, uniting the two types of blocks seamlessly. After several turns, the query tokens retain well-aligned compositional information, served as a unified multi-modal representations for user inputs. This design empowers AnyControl in multi-control image synthesis even with occlusion, generating high-quality harmonious results with high spatial and textual compatibility. Our multi-control encoder shares a similar idea to Q-Former [21], however, AnyControl incorporates many dedicated design for the multi-control image synthesis such as the appended textual task prompt, additional shared position embeddings across all the conditions and the usage of multi-level visual tokens. In implementation, to save computation cost, we insert the cross-attention block after every two self-attention blocks." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "Another natural advantage of our AnyControl lies in the input flexibility. AnyControl, utilizing the transformer blocks with attention mechanism, has natural advantage in accommodating free combinations of user inputs. Previous" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 159, + 114, + 222, + 208 + ], + "blocks": [ + { + "bbox": [ + 159, + 114, + 222, + 208 + ], + "lines": [ + { + "bbox": [ + 159, + 114, + 222, + 208 + ], + "spans": [ + { + "bbox": [ + 159, + 114, + 222, + 208 + ], + "type": "image", + "image_path": "cae9b9c7798a04ec6bbfa3bec1fca971329c97165551a08e4f9f26c2a4b6f9d1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 184, + 211, + 195, + 219 + ], + "lines": [ + { + "bbox": [ + 184, + 211, + 195, + 219 + ], + "spans": [ + { + "bbox": [ + 184, + 211, + 195, + 219 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 227, + 114, + 359, + 209 + ], + "blocks": [ + { + "bbox": [ + 227, + 114, + 359, + 209 + ], + "lines": [ + { + "bbox": [ + 227, + 114, + 359, + 209 + ], + "spans": [ + { + "bbox": [ + 227, + 114, + 359, + 209 + ], + "type": "image", + "image_path": "ee6c40f673b23462c7a453e7e3c63995dd4f839ff9d859f2b879b27d5a924388.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 288, + 211, + 298, + 219 + ], + "lines": [ + { + "bbox": [ + 288, + 211, + 298, + 219 + ], + "spans": [ + { + "bbox": [ + 288, + 211, + 298, + 219 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 364, + 114, + 453, + 209 + ], + "blocks": [ + { + "bbox": [ + 364, + 114, + 453, + 209 + ], + "lines": [ + { + "bbox": [ + 364, + 114, + 453, + 209 + ], + "spans": [ + { + "bbox": [ + 364, + 114, + 453, + 209 + ], + "type": "image", + "image_path": "b27c6928aaf3d960341087525abc51db79f77656c72760b01ee6131c2db2253e.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 408, + 210, + 417, + 219 + ], + "lines": [ + { + "bbox": [ + 408, + 210, + 417, + 219 + ], + "spans": [ + { + "bbox": [ + 408, + 210, + 417, + 219 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 222, + 482, + 310 + ], + "lines": [ + { + "bbox": [ + 130, + 222, + 482, + 310 + ], + "spans": [ + { + "bbox": [ + 130, + 222, + 482, + 310 + ], + "type": "text", + "content": "Fig. 3: Three types of multi-control methods. Square in different color denotes different condition type while dotted square denotes zero tensor. (a) Some methods [15, 45] adopt fixed-length channels of the input convolution layer followed by convolution blocks to serve as the Multi-Control Encoder. (b) Other methods [25, 28, 44] utilize MoE design, that is, construct separate encoder for each type of control signal and then obtain the embeddings through weighted sum. (c) Different from them, AnyControl adopts attention mechanism to accommodate varying-number and varying-modality of conditions. \"SAB\" and \"CAB\" denotes self- and cross-attention block, respectively." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 312, + 482, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 361 + ], + "type": "text", + "content": "methods either adopt the design of fixed-length input channels or MoE structure as illustrated in Figure 3. The former limits the freedom of user inputs, while the latter, MoE design, supports combining flexible inputs with hand-crafted weights, leading to laborious adjustments to the combination weights." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 370, + 204, + 383 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 370, + 204, + 383 + ], + "spans": [ + { + "bbox": [ + 131, + 370, + 204, + 383 + ], + "type": "text", + "content": "3.3 Training" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 391, + 181, + 400 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 391, + 181, + 400 + ], + "spans": [ + { + "bbox": [ + 131, + 391, + 181, + 400 + ], + "type": "text", + "content": "Datasets." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 403, + 257, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 403, + 257, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 403, + 257, + 557 + ], + "type": "text", + "content": "We adopt the training dataset, MultiGen, for multi-control image synthesis presented in [28]. This dataset is built from LAION [37] with aesthetics score above 6. Low-resolution images are removed and finally 2.8M images are kept. Different methods are utilized to extract the control signals. Unfortunately, there is a domain gap between" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "the combinations of the spatial conditions during training and inference time, i.e., during training, all the spatial conditions extracted from the same image are fully aligned while the multiple spatial conditions accepted from users are not the case. User-provided conditions usually have multiple image sources, thus the extracted spatial conditions are not always aligned and sometimes have occlusion in the overlapping region, which requires the model to handle the spatial conditions in right arrangement according to the depth of the target scene. To relieve the discrepancy, we collect a subset of unaligned data as shown in Figure 4. To be specific, we utilize the images in Open Images dataset [19] and MSCOCO [23]" + } + ] + } + ], + "index": 13 + }, + { + "type": "image", + "bbox": [ + 261, + 391, + 477, + 479 + ], + "blocks": [ + { + "bbox": [ + 261, + 391, + 477, + 479 + ], + "lines": [ + { + "bbox": [ + 261, + 391, + 477, + 479 + ], + "spans": [ + { + "bbox": [ + 261, + 391, + 477, + 479 + ], + "type": "image", + "image_path": "09504f1422f0a45c00f92ab98eb22ff3f8a5d57f8af56c5ddda91ce568a18ccd.jpg" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 259, + 480, + 482, + 557 + ], + "lines": [ + { + "bbox": [ + 259, + 480, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 259, + 480, + 482, + 557 + ], + "type": "text", + "content": "Fig. 4: Visualization of aligned and unaligned conditions. The first row shows the aligned case where pixels at the same location of all the control signals describe the same object. Conditions in the second and third rows describe the foreground and background respectively, contributing to a complete image together, constructing the unaligned case." + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "dataset which are rich in objects to make the synthetic data. Given an image and the mask of a foreground object, we recover the background image with the masked region using the inpainting tool [47]. We discard images with too small or too large objects, and finally produce 0.44M images as supplementary unaligned training data." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 184, + 483, + 293 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 184, + 483, + 293 + ], + "spans": [ + { + "bbox": [ + 130, + 184, + 483, + 293 + ], + "type": "text", + "content": "Training Strategy. When utilizing the unaligned data for training, we take the combination of spatial conditions for the foreground object and the inpainted background image together while treating the original image as target. During training, for the data with fully aligned spatial conditions, we randomly pick two conditions for each training sample; for the synthetic unaligned data, we randomly pick a condition for the foreground object and the background inpainted image respectively. We randomly drop all the conditions at a rate of 0.05 to enable classifier free guidance, and also randomly drop the textual prompts at a rate of 0.05 to let the model learn from pure spatial conditions only." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 316, + 230, + 330 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 316, + 230, + 330 + ], + "spans": [ + { + "bbox": [ + 132, + 316, + 230, + 330 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 346, + 482, + 456 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 482, + 456 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 482, + 456 + ], + "type": "text", + "content": "We validate the effectiveness of AnyControl with Stable Diffusion [33] of version 1.5 on four types of conditions, including Edge [4], Depth [32], Segmentation [27], and Human Pose [5]. We compare our AnyControl with state-of-the-art methods including Multi-ControlNet and Multi-Adapter, the versions of ControlNet [44] and T2I-Adapter [25] which support multiple spatial conditions, as well as UniControlNet [45], Cocktail [15], UniControl [28], DiffBlender [18] and CnC [20] with extensive qualitative and quantitative results. Implementation details including network structure, hyper-parameters of training and inference can be found in the supplementary material." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 478, + 258, + 490 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 478, + 258, + 490 + ], + "spans": [ + { + "bbox": [ + 132, + 478, + 258, + 490 + ], + "type": "text", + "content": "4.1 Qualitative Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 503, + 481, + 528 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 503, + 481, + 528 + ], + "spans": [ + { + "bbox": [ + 130, + 503, + 481, + 528 + ], + "type": "text", + "content": "In this section, we analyze input flexibility, spatial compatibility, and also the compatibility with text, style and color control." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 536, + 489, + 657 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 536, + 489, + 657 + ], + "spans": [ + { + "bbox": [ + 130, + 536, + 489, + 657 + ], + "type": "text", + "content": "Input Flexibility. There are three ways to process free combinations of spatial conditions from users: 1) MoE design (i.e., UniControl [28], Multi-ControlNet [44]); 2) Attention design (AnyControl); 3) Composition design, which merges spatial conditions of the same type into one image so that methods with fixed-length input channels can work smoothly. In MoE-based methods, the composition of different conditions is achieved by hand-crafted weighted summation. Instead, our AnyControl adopts attention mechanism to learn the composition weights dynamically, achieving superior performance on multi-control image synthesis as shown in Figure 5 and Figure 6. In addition, \"sticker\" artifact is observed in the results of Cocktail [15] with composition design." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 115, + 481, + 630 + ], + "blocks": [ + { + "bbox": [ + 132, + 115, + 481, + 630 + ], + "lines": [ + { + "bbox": [ + 132, + 115, + 481, + 630 + ], + "spans": [ + { + "bbox": [ + 132, + 115, + 481, + 630 + ], + "type": "table", + "html": "
PromptConditionsAnyControl (Ours)Multi-ControlNetUni-ControlNetCocktail
"a car driving through the canyon, a fox is flying over the car"
"cartoon style, a car parking in the canyon, a lion walking pass the car"
"a Transformers robot gazing at a massive planet in the sky"
"a robot is playing football on the desert"
"two cars parked beside a lake with a scenic backdrop of mountain ranges"
Two abandoned cars parked in front of a cabin at foot of the mountain
In a playful cartoon setting, a little dinosaur following a boy on the sea beach ...
In a playful cartoon setting, a little elephant stands atop a large turtle, following a boy on the sea beach ...
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Multi-ControlNet adopts MoE design to process diverse conditions while Cocktail adopts the composition design by combining multiple conditions of the same type into one." + } + ] + } + ], + "index": 3, + "type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 134, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 134, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 100 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 200, + 183 + ], + "blocks": [ + { + "bbox": [ + 134, + 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"content": "Spatial Compatibility. In Figure 5, we provide comparisons given various conditions with occlusion, demonstrating the superiority of AnyControl in handling complex multi-control synthesis. Blending issues are difficult to avoid in previous methods [15, 44, 45] with trivial design on multi-control combination." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 393, + 298, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 393, + 298, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 393, + 298, + 571 + ], + "type": "text", + "content": "Figure 7 further shows examples on AnyControl in dealing with relative spatial positions of two conditions, which generates high-quality results with correct spatial relation between conditions. For example, given different layouts, the generated cat and teddy bear from AnyControl are always positioned in a natural way, rather than mixed within the occluded region. Another notable thing is that AnyControl shows a surprising ability of dealing with the interaction of generated objects and the corresponding environment. When placed" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 572, + 481, + 633 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 572, + 481, + 633 + ], + "spans": [ + { + "bbox": [ + 130, + 572, + 481, + 633 + ], + "type": "text", + "content": "at the same horizontal line, the cat and teddy bear are seated at the same plane, while the teddy bear sitting on a stage when its vertical position axis is raised up. 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AnyControl is capable of inferring the relationships not only between conditions but also between the generated objects and the environment." + } + ] + } + ], + "index": 31, + "angle": 0, + "type": "image_caption" + } + ], + "index": 27 + }, + { + "bbox": [ + 304, + 574, + 481, + 632 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 304, + 574, + 481, + 632 + ], + "spans": [ + { + "bbox": [ + 304, + 574, + 481, + 632 + ], + "type": "text", + "content": "A teddy bear are seated at the same plane, so when its vertical position axis is raised, the introduction of Multi-Control Encoder, between all control signals and consequently using of complex inputs." + } + ] + } + ], + "index": 32 + }, + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 481, + 665 + ], + "type": "text", + "content": "Text Compatibility. Textual prompts play an important role in controllable image synthesis as text is typically the primary communication means between" + } + ] + } + ], + "index": 33 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "human and T2I models, while spatial conditions work as auxiliary roles in providing the fine-grained information. Therefore, while guided by spatial conditions, maintaining the compatibility with textual prompts is essential. However, existing methods commonly prioritize the response to spatial conditions and miss important message in textual prompts. For instance, in the third row of Figure 5, other methods either totally neglect the \"Transformers Robot\" information so that fail to bind the concept with the input human pose, or only partially respond to \"Robot\" but drop \"Transformers\" information. On the contrary, our method responds to all important information in multi-modality user inputs and produces harmonious results." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 243, + 480, + 256 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 243, + 480, + 256 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 480, + 256 + ], + "type": "text", + "content": "Compatibility with Style and Color Control. As a plug-and-play model," + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 256, + 263, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 256, + 263, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 256, + 263, + 483 + ], + "type": "text", + "content": "AnyControl can be integrated with existing conditional generation methods in a convenient way. We take style and color controls as examples to demonstrate the effectiveness of AnyControl in the collaboration with other plug-and-play modules for wider applications. Specifically, we enhance AnyControl with decoupled cross-attention [43] in UNet to employ style and color controls. The compositional outcomes are visually depicted in Figure 8, revealing the generation of high-quality results that adhere to style, color and spatial constraints." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 271, + 261, + 478, + 446 + ], + "blocks": [ + { + "bbox": [ + 271, + 261, + 478, + 446 + ], + "lines": [ + { + "bbox": [ + 271, + 261, + 478, + 446 + ], + "spans": [ + { + "bbox": [ + 271, + 261, + 478, + 446 + ], + "type": "image", + "image_path": "ea7d377f62d5f0fb85b7a9c0d377f0fd70fe3b398161c17de7b12a1831b6a8ab.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 269, + 449, + 482, + 481 + ], + "lines": [ + { + "bbox": [ + 269, + 449, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 269, + 449, + 482, + 481 + ], + "type": "text", + "content": "Fig. 8: AnyControl with style and color controls. The first two cases take style, depth and edge controls, while the last further takes color control." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 497, + 356, + 509 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 497, + 356, + 509 + ], + "spans": [ + { + "bbox": [ + 132, + 497, + 356, + 509 + ], + "type": "text", + "content": "4.2 Multi-Control Benchmark: COCO-UM" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 592 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 592 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 592 + ], + "type": "text", + "content": "Most existing methods evaluate multi-control image synthesis on MSCOCO validation set with totally spatio-aligned conditions extracted from different algorithms. However, we argue that evaluation on the dataset with well-aligned multi-control conditions cannot reflect the ability of methods to handle occluded multiple conditions in practical applications, given that the user provided conditions are typically collected from diverse sources which are not aligned." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Therefore, we construct an Unaligned Multi-control benchmark based on MSCOCO validation set, short for COCO-UM, for a more effective evaluation on multi-control image synthesis. The construction pipeline is similar to that used in unaligned data synthesis described in Section 3.3. That is, we decompose an image into the background image and foreground image outlined by an object mask, and then recover the background image through inpainting tools [47]." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 152, + 481, + 215 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 1: Comparisons of multi-control image synthesis on COCO-UM with existing multi-control methods. Results with the best and the second best performance are highlighted in red and blue, respectively." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 136, + 152, + 481, + 215 + ], + "lines": [ + { + "bbox": [ + 136, + 152, + 481, + 215 + ], + "spans": [ + { + "bbox": [ + 136, + 152, + 481, + 215 + ], + "type": "table", + "html": "
MethodsFID↓CLIP↑Depth (RMSE↓)Seg. (mPA↑)Edge (RMSE↓)Pose (mAP↑)
Multi-ControlNet [44]55.9524.8017.8142.7847.3515.69
Multi-Adapter [25]51.6725.7324.0832.6244.866.28
Uni-ControlNet [45]55.2824.4820.5741.1043.2818.40
UniControl [28]57.4624.7223.6934.5845.484.06
Cocktail [15]47.3925.33-31.74-12.16
AnyControl (Ours)44.2826.4118.0043.3445.2518.81
", + "image_path": "4d7c5ff7ef7b88b6d42e1fd00256bcb4a75317b93d8d2f28a8e010ea31fbf7dc.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 135, + 257, + 481, + 375 + ], + "blocks": [ + { + "bbox": [ + 131, + 220, + 481, + 253 + ], + "lines": [ + { + "bbox": [ + 131, + 220, + 481, + 253 + ], + "spans": [ + { + "bbox": [ + 131, + 220, + 481, + 253 + ], + "type": "text", + "content": "Table 2: Comparisons of single control with existing single- and multi-control methods on COCO-5K. Results with the best and the second best performance are highlighted in red and blue, respectively." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 257, + 481, + 375 + ], + "lines": [ + { + "bbox": [ + 135, + 257, + 481, + 375 + ], + "spans": [ + { + "bbox": [ + 135, + 257, + 481, + 375 + ], + "type": "table", + "html": "
MethodsDepthSegmentationEdgePose
FID ↓CLIP ↑RMSE ↓FID ↓CLIP ↑mPA ↑FID ↓CLIP ↑FID ↓CLIP ↑
Single-Control Methods
ControlNet [44]19.8025.3013.8620.3925.4645.6816.1625.3426.1525.39
T2I-Adapter [25]20.0825.6715.6220.9524.9133.6718.7625.2524.9425.76
Multi-Control Methods
Uni-ControlNet [45]20.0925.2515.9322.9625.1135.5617.5125.1826.6124.86
UniControl [28]20.6725.5114.0719.7326.1145.7716.6925.1527.9025.27
Cocktail [15]---26.0225.2833.1015.7024.9128.3625.27
DiffBlender [18]21.3225.5918.07---21.4825.5730.3325.30
CnC [20]20.4226.9517.57-------
AnyControl (Ours)18.0425.9815.4818.8926.0248.7318.8925.8824.1225.99
", + "image_path": "9b69fdef408d736c29392a06dfccec1a4d33dfb1964ddd83b25b2d487ef293f8.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 385, + 481, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 481, + 433 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 481, + 433 + ], + "type": "text", + "content": "Additionally, after obtaining the recovered background image, we remove the bad cases with low image quality, such as cases with new generated object within the hole region rather than filled by background scene. Finally, we construct an occluded multi-control dataset with 1480 samples." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 441, + 281, + 453 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 441, + 281, + 453 + ], + "spans": [ + { + "bbox": [ + 131, + 441, + 281, + 453 + ], + "type": "text", + "content": "4.3 Quantitative Evaluation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 460, + 481, + 508 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 481, + 508 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 481, + 508 + ], + "type": "text", + "content": "For thorough quantitative evaluation, we employ various evaluation metrics, including FID [12] for the image quality, CLIP-Score [11] for the alignment with textual prompt. For the condition fidelity, we adopt RMSE for depth map and edge map, mPA and mAP for segmentation map and pose map, respectively." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 514, + 481, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 481, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 481, + 586 + ], + "type": "text", + "content": "Multi-Control Synthesis Evaluation. We evaluate multi-control synthesis on COCO-UM. As depicted in Table 1, our method outperforms other multi-control methods on FID and CLIP-Score by a large margin. This remarkable achievement signifies that AnyControl is capable of processing complex combinations of multiple spatial conditions, and generates high-quality harmonious results well aligned with the textual prompts and spatial conditions." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 481, + 665 + ], + "type": "text", + "content": "Single-Control Synthesis Evaluation. For comprehensive evaluation, we also conduct the comparisons on each single condition as tabulated in Table 2. To be specific, we evaluate the single control synthesis on the full validation set of MSCOCO, that is, COCO-5K since there is no occlusion in single control scenario. Overall, AnyControl outperforms existing single- and multi-control methods on most metrics, illustrating the superiority to existing methods." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 152 + ], + "type": "text", + "content": "Ablation Study on Unaligned Data. Unaligned data is provided to solve the gap between the alignment of input conditions during training and inference. That is, in training, conditions are totally aligned; while, in testing, the control" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 153, + 333, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 153, + 333, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 153, + 333, + 247 + ], + "type": "text", + "content": "signals from users contributing to a whole image are almost not aligned at all. In Table 3, we provide comparisons on FID and CLIP-Score of AnyControl trained with and without unaligned data. As illustrated, a large improvement on FID and CLIP-Score is observed through the data expansion on occluded cases. The introduction of unaligned" + } + ] + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 342, + 198, + 480, + 235 + ], + "blocks": [ + { + "bbox": [ + 339, + 157, + 482, + 191 + ], + "lines": [ + { + "bbox": [ + 339, + 157, + 482, + 191 + ], + "spans": [ + { + "bbox": [ + 339, + 157, + 482, + 191 + ], + "type": "text", + "content": "Table 3: Ablation study of training with and without unaligned data on COCO-UM." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 342, + 198, + 480, + 235 + ], + "lines": [ + { + "bbox": [ + 342, + 198, + 480, + 235 + ], + "spans": [ + { + "bbox": [ + 342, + 198, + 480, + 235 + ], + "type": "table", + "html": "
MetricFID↓CLIP↑
w/o unaligned data52.1025.62
w unaligned data44.2826.40
", + "image_path": "e2924e4fe0bad36d9d0eb3d34dbb443a3e47fa9522126d3781be564e0438339b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 248, + 481, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 481, + 273 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 481, + 273 + ], + "type": "text", + "content": "data during training strengthens AnyControl in modeling complex multi-control synthesis, especially the occluded cases." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 286, + 214, + 297 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 286, + 214, + 297 + ], + "spans": [ + { + "bbox": [ + 131, + 286, + 214, + 297 + ], + "type": "text", + "content": "4.4 Discussion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 304, + 481, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 481, + 316 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 481, + 316 + ], + "type": "text", + "content": "Although the input number of spatial conditions is not limited in AnyControl, we" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 317, + 298, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 317, + 298, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 317, + 298, + 434 + ], + "type": "text", + "content": "observe the miss-blending issue as shown in Figure 9, when the number of spatial conditions is overlarge, such as 8 in this case. The possible reasons are as follows: 1) the limited ability of CLIP text encoder in understanding complex textual prompts with numerous concepts; 2) Too many visual tokens in cross-attention transformer block results in a decrease in the ac" + } + ] + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 306, + 322, + 391, + 407 + ], + "blocks": [ + { + "bbox": [ + 306, + 322, + 391, + 407 + ], + "lines": [ + { + "bbox": [ + 306, + 322, + 391, + 407 + ], + "spans": [ + { + "bbox": [ + 306, + 322, + 391, + 407 + ], + "type": "image", + "image_path": "980d301af04ac196d9a6ab096a2ad5a338ad16920b2b32ab6c632bfe4aeb196b.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 408, + 481, + 430 + ], + "lines": [ + { + "bbox": [ + 304, + 408, + 481, + 430 + ], + "spans": [ + { + "bbox": [ + 304, + 408, + 481, + 430 + ], + "type": "text", + "content": "Fig. 9: Miss-blending issue under too many spatial conditions." + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 394, + 323, + 477, + 406 + ], + "blocks": [ + { + "bbox": [ + 394, + 323, + 477, + 406 + ], + "lines": [ + { + "bbox": [ + 394, + 323, + 477, + 406 + ], + "spans": [ + { + "bbox": [ + 394, + 323, + 477, + 406 + ], + "type": "image", + "image_path": "7259439a9f5757748f21c95827335cc5345eb8857da3ad2f8f9726f45c1fb419.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 436, + 481, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 436, + 481, + 460 + ], + "spans": [ + { + "bbox": [ + 130, + 436, + 481, + 460 + ], + "type": "text", + "content": "curacy of softmax, and thus weaken AnyControl in precise multi-control understanding. We leave this issue as future work." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 475, + 220, + 488 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 475, + 220, + 488 + ], + "spans": [ + { + "bbox": [ + 131, + 475, + 220, + 488 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 666 + ], + "type": "text", + "content": "In conclusion, we propose a multi-control image synthesis framework based on the public T2I model to address the limitations of existing methods in accommodating diverse inputs, handling relationships among spatial conditions, and maintaining the compatibility with textual prompts. AnyControl supports free combination of versatile control signals, which develops a Multi-Control Encoder that enables holistic understanding of multi-modal user inputs. We achieve this through employing alternating multi-control fusion and alignment blocks united by a set of query tokens. This approach enables AnyControl model complex relationships among diverse control signals and extract a multi-control embedding with compatible information. Our method produces high-quality natural outcomes, positioning it as a state-of-the-art solution for multi-condition image generation. The advancements introduced by AnyControl contribute to the broader goal of enhancing controllable image synthesis and pushing the boundaries of T2I generation." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 209, + 101 + ], + "type": "text", + "content": "Sun. et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 482, + 140 + ], + "type": "text", + "content": "Acknowledgement. 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Ye, H., Zhang, J., Liu, S., Han, X., Yang, W.: Ip-adapter: Text compatible image prompt adapter for text-to-image diffusion models. arXiv preprint arXiv:2308.06721 (2023) 4, 12" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 358, + 481, + 379 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 358, + 481, + 379 + ], + "spans": [ + { + "bbox": [ + 132, + 358, + 481, + 379 + ], + "type": "text", + "content": "44. Zhang, L., Rao, A., Agrawala, M.: Adding conditional control to text-to-image diffusion models. In: ICCV (2023) 2, 4, 5, 6, 8, 9, 11, 13" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 380, + 481, + 412 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 380, + 481, + 412 + ], + "spans": [ + { + "bbox": [ + 132, + 380, + 481, + 412 + ], + "type": "text", + "content": "45. Zhao, S., Chen, D., Chen, Y.C., Bao, J., Hao, S., Yuan, L., Wong, K.Y.K.: Uni-controlnet: All-in-one control to text-to-image diffusion models. NeurIPS 36 (2024) 2, 4, 8, 9, 11, 13" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 413, + 481, + 435 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 413, + 481, + 435 + ], + "spans": [ + { + "bbox": [ + 132, + 413, + 481, + 435 + ], + "type": "text", + "content": "46. Zheng, G., Zhou, X., Li, X., Qi, Z., Shan, Y., Li, X.: Layoutdiffusion: Controllable diffusion model for layout-to-image generation. In: CVPR (2023) 4" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 435, + 481, + 468 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 435, + 481, + 468 + ], + "spans": [ + { + "bbox": [ + 132, + 435, + 481, + 468 + ], + "type": "text", + "content": "47. Zhuang, J., Zeng, Y., Liu, W., Yuan, C., Chen, K.: A task is worth one word: Learning with task prompts for high-quality versatile image inpainting. arXiv preprint arXiv:2312.03594 (2023) 9, 12" + } + ] + } + ], + "index": 13 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 350, + 91, + 447, + 102 + ], + "type": "text", + "content": "Abbreviated paper title" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_content_list.json b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..5238ba2f077a652d867829aca9eb2350a1160d4c --- /dev/null +++ b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_content_list.json @@ -0,0 +1,1876 @@ +[ + { + "type": "text", + "text": "AnyHome: Open-Vocabulary Generation of Structured and Textured 3D Homes", + "text_level": 1, + "bbox": [ + 256, + 140, + 751, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Rao Fu\\*1, Zehao Wen\\*2, Zichen Liu\\*2, and Srinath Sridhar", + "bbox": [ + 256, + 210, + 745, + 228 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Brown University", + "bbox": [ + 434, + 239, + 568, + 253 + ], + "page_idx": 0 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "2 Shenzhen College of International Education", + "*Equal Contribution. † Corresponding Author." + ], + "bbox": [ + 344, + 253, + 656, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "https://ivl.cs.brown.edu/research/anyhome", + "bbox": [ + 341, + 282, + 660, + 295 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Inspired by cognitive theories, we introduce AnyHome, a framework that translates any text into well-structured and textured indoor scenes at a house-scale. By prompting Large Language Models (LLMs) with designed templates, our approach converts provided textual narratives into amodal structured representations. These representations guarantee consistent and realistic spatial layouts by directing the synthesis of a geometry mesh within defined constraints. A Score Distillation Sampling process is then employed to refine the geometry, followed by an egocentric inpainting process that adds lifelike textures to it. AnyHome stands out with its editability, customizability, diversity, and realism. The structured representations for scenes allow for extensive editing at varying levels of granularity. Capable of interpreting texts ranging from simple labels to detailed narratives, AnyHome generates detailed geometries and textures that outperform existing methods in both quantitative and qualitative measures.", + "bbox": [ + 259, + 334, + 743, + 542 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Scene Generation $\\cdot$ 3D Synthesis $\\cdot$ Vision and Language", + "bbox": [ + 261, + 555, + 723, + 569 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 595, + 375, + 612 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Homes are pivotal to our existence. They are the silent witnesses to our routines and landmark moments, repositories of personal and collective memories that influence our well-being and behavior. Imagine the possibilities if we could articulate our ideal living spaces in natural language and see them come to life. AnyHome embodies this vision, offering a framework that transforms free-form, open-vocabulary textual narratives into diverse, house-scale 3D indoor scenes with realistic appearances. These scenes can be used in a variety of domains, including interior design, game development, augmented and virtual reality, as well as the training for embodied agents. They feature intricate structure layouts and naturalistic textures that are readily modifiable, bridging a crucial gap in contemporary digital design practices.", + "bbox": [ + 212, + 628, + 787, + 792 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Previous research in text-guided 3D scene generation [17,24,26,65] has made notable advances but often struggles with creating robust 3D structures, sometimes resulting in rooms with open ends or repetitive layouts. Studies focusing on", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/6a26d7656d0f296534022d4c450e5cdca5a16ee49476d4736c7d25d538171865.jpg", + "image_caption": [ + "\"A modern house featuring a minimalist design with blue marble accent. It includes a dedicated music room and a computer room.\"", + "(a) Open-vocabulary Generation" + ], + "image_footnote": [], + "bbox": [ + 230, + 186, + 470, + 327 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/02e3a504f9f5aa97758ce667417b29f03a594f3bbd38c95471830be99a5c4f4b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 473, + 150, + 558, + 196 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/c46b29a2cb23d571db52243f0098f139850d470402778c796a4b4da60ce3ca0c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 473, + 196, + 558, + 243 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/4ad1eb2d30b0cef5a16ba7ff1757f11fed1ad870ed606caf1e6f7199b11b0288.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 475, + 244, + 558, + 290 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/a0c047c83e44d1e83c1161e143bc8477a5c54e13441c04edb822b0c6e7af66cb.jpg", + "image_caption": [ + "(b) Zoom-in", + "Fig. 1: Example house-scale indoor scene generated by AnyHome. Users can input any textual description of an indoor scene, and the system is capable of generating house floorplans, room layouts, object placements, and stylistic appearances accordingly. The generated indoor scene is represented by structured and textured room and object meshes. AnyHome enables the synthesis of diverse indoor scenes, allowing users to control scene generation at any stage—from textual input and intermediate representation to the generated meshes." + ], + "image_footnote": [], + "bbox": [ + 475, + 292, + 558, + 335 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/b9ab51caa49f088fb5d224af778412063fa2b796d3171579d3a074739fc095a0.jpg", + "image_caption": [ + "\"There are three beds in the bedroom.\"" + ], + "image_footnote": [], + "bbox": [ + 576, + 178, + 656, + 234 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/95b7a0bc08340b1a63623e844ec401b3223efd907753a2a7358d949c0dfce9b5.jpg", + "image_caption": [ + "\"Place the lamp, which is currently next to the sofa, at the front.\"", + "(c) Text control" + ], + "image_footnote": [], + "bbox": [ + 575, + 277, + 661, + 335 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/30ba65ff08c3cbbeae29fefb7aba443b03d07c52b606d9682b37f7894a73cf42.jpg", + "image_caption": [ + "\"The trash can is placed next to the wardrobe.\"", + "中" + ], + "image_footnote": [], + "bbox": [ + 674, + 178, + 761, + 234 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/71e29b9309a763c140776c9cd16da0a81d96f00e33f019df698828612114503c.jpg", + "image_caption": [ + "(d) User control" + ], + "image_footnote": [], + "bbox": [ + 671, + 258, + 771, + 335 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "structured scene generation [44, 45, 48, 64, 72] are typically confined to predefined room and furniture types, lacking the flexibility to accommodate customization for various room types, furniture pieces, small objects, and their respective arrangements. At the same time, the generation of house-scale scenes with diverse structures is crucial, especially for applications requiring seamless navigation across different rooms, like video games or virtual training for embodied agents. Some studies have explored house-scale scene synthesis [13], but they often rely on predefined artificial textures, which may limit controllability and realism, hindering certain downstream tasks [30].", + "bbox": [ + 212, + 515, + 787, + 652 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In response to these limitations, AnyHome focuses on creating indoor scenes that are customizable through open-vocabulary text inputs, featuring structured representations, realistic texture, and are scalable to house-size. We draw inspiration from two key hypotheses in environmental cognition. The amodal spatial image hypothesis suggests that environment recognition transcends sensory modalities like vision or hearing, proposing that individuals apprehend their surroundings through an abstract, symbolic, map-like representation [23,35]. Conversely, the visual recording hypothesis posits that visual experiences function similarly to a video camera, perceiving the environment through continuous, egocentric, path-oriented exploration [22, 51]. Learning from both concepts, AnyHome maintains an amodal, hierarchical geometry representation during the generation process to conceptualize the environment's structure.", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To enhance visual realism, we adopt an egocentric exploration approach for inpainting, encouraging the model to detail the environment as it \"sees\".", + "bbox": [ + 215, + 146, + 782, + 176 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Specifically, the scene generation process in AnyHome unfolds in several stages: textual input modulation, hierarchical structured geometry generation, along with egocentric refinement and inpainting. This approach is markedly text-controllable. Users can design a scene through free-form text descriptions, which are subsequently converted into modular descriptions for aspects such as floor-plans, room layouts, object retrieval and placement, as well as scene appearances, all facilitated by querying Large Linguueg Models (LLMs) with specialized templates. These descriptions transformed to graph-based intermediate representations, which fosters customizability and solves the problem of insensible geometry generated directly from the LLMs. Following this, the scene's floor-plan is obtained through a generative model [44, 45], and room layouts together with object placements are determined according to LLM-dictated placement rules. We use databases for furniture [19] and objects [12] to populate these scenes. During the egocentric inpainting phase, a camera trajectory imitating first-person exploration is generated. Textures are painted along this trajectory using a depth-aware, text-conditioned inpainting model, which aligns the texture with existing geometry [65]. However, we note inaccuracies in furniture and object placements due to the inherent limitations in object canonicalization from the mesh datasets. To counter, we integrate a Score Distillation Sampling (SDS) process with a differentiable renderer to refine object placement, inspired by recent 3D generation advancements using SDS loss [52] for geometry optimization.", + "bbox": [ + 215, + 176, + 785, + 493 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our experiments demonstrate that AnyHome effectively generates house-scale scenes with compelling structures, visually appealing textures, and strong alignment with provided textual inputs. The language accessibility and structured representations enable users to control scene generation at various levels, from room types and layouts to object placements and appearances.", + "bbox": [ + 215, + 494, + 785, + 568 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To summarize, our key contributions include:", + "bbox": [ + 240, + 569, + 566, + 583 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. Developing a systematic and reliable approach for creating diverse, text-controlled, texture-realistic, and modifiable scenes at a house-scale, catering to a wide range of applications.", + "2. Utilizing LLMs to convert open-vocabulary textual input into structured representations, allowing detailed control using language-based customization while maintaining structure consistency.", + "3. Enhancing object placement using an SDS process, thus increasing the system's robustness and versatility in creating sensible scenes.", + "4. Innovating an egocentric inpainting process that follows a camera trajectory generated automatically to explore each object in the room." + ], + "bbox": [ + 222, + 592, + 784, + 741 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 763, + 387, + 780 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "House-scale Floorplan Generation. House floorplan generation has been well-studied through methods like shape grammars and iterative generation processes [37, 39, 43, 50]. With the advent of deep learning, the focus has shifted", + "bbox": [ + 215, + 794, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "towards using graph-constrained generative networks [4,25,36,44,45,60,62,63], accommodating a variety of user-defined constraints. As our work concentrates on the functionality of rooms, we utilize bubble diagrams as a constraint [45], which outline pre-defined room types and the functional connections between them. Our primary contribution lies in synthesizing bubble diagrams based on user textual input and expanding these diagrams to encompass any room type, beyond the predefined categories.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Room-scale Scene Generation. Room-scale scene generation involves creating 3D content, such as furniture and smaller objects, and determining their placement. Traditional methods typically start by constructing a set of 3D objects and then optimizing their placement using iterative methods [13, 16, 20], non-linear optimization [15, 54, 74, 78], or manual interaction [26, 40]. However, with the development of large-scale indoor scene datasets [18, 49, 77], recent approaches have shifted towards using generative networks, employing techniques like feed-forward networks [80], VAEs [53], GANs [75], autoregressive models [32, 66-68], and diffusion models [64, 72, 79]. These advanced methods can generate diverse and realistic 3D scenes but often struggle to place objects unpresented in the training dataset. Recent studies [14, 76] have attempted to overcome these limitations by using Large Language Models (LLMs) to generate style sheet languages for object placement. Our method generates room layouts in two steps. We initially create 3D layouts using LLMs in a few-shot manner and then employ a differentiable renderer to refine the placement of objects.", + "bbox": [ + 212, + 257, + 787, + 484 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Text-to-Shape Generation. Text-to-Shape Generation has seen considerable development, with many studies utilizing feed-forward methods [1, 8, 11, 21, 29, 34, 41, 46, 58, 59, 71] to train generators on 3D data. These methods generate 3D shapes efficiently but their ability to generalize is often limited by the size of the 3D data on which they are trained. Some recent approaches [28, 33, 42, 52, 69] leverage pre-trained visual-language knowledge to optimize 3D representations, showing promising generalization to open-vocabulary textual inputs. Rather than generating shapes from scratch, some research [5, 7, 27, 38, 57] focuses on texture generation, aiming to create textures represented as UV maps from a given mesh. However, optimizing camera views for a single shape is relatively straightforward and cannot directly translate to the complexity of scene geometry. Our paper introduces a novel method for generating camera trajectories specifically for texturing more complex and varied scene structures.", + "bbox": [ + 212, + 488, + 787, + 684 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Text-to-Scene Generation. Text-to-Scene Generation has followed two primary approaches. The first approach [6,64,68] directly uses 3D representations for generation. These methods begin by transforming user text inputs into graph-based representations or lists of shape codes, subsequently generating 3D scenes based on these intermediate representations. While effective in creating structured 3D representations, they often fail to generate realistic textures and unseen objects. The second approach addresses these issues through the image domain. Some studies [10] use panorama images for scene representation and develop end-to-end models that convert text to panorama for scene generation. Other research [2,3,17,24,61] explores scenes from first-person perspectives, employing", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/d28becc9935043819273781833356ea2b164eb489b56131f02e6318542ef934e.jpg", + "image_caption": [ + "Fig. 2: Two-stage Generation Process. AnyHome unfolds two primary steps: First, amodal representations are generated from user's text input, which involves constructing modular text descriptions, constrained graphs, and hierarchical structured base mesh. Following this, the method embarks on an egocentric exploration stage, where a navigation trajectory is generated, enabling the refinement and texturing of the base mesh from different viewpoints." + ], + "image_footnote": [], + "bbox": [ + 228, + 143, + 776, + 217 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "large-scale text-conditioned image generation models for appearance creation. Techniques like neural density fields or depth are used to ensure 3D consistency. This approach excels in generating diverse appearances but struggles with creating structured 3D representations and consistent shapes. Our method overcomes these challenges by adopting a two-stage generation process. We first generate spatial layouts in a few-shot manner and then inpaint textures using first-person viewpoints, which guarantees both structured outputs and diverse appearances.", + "bbox": [ + 212, + 351, + 787, + 458 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 AnyHome", + "text_level": 1, + "bbox": [ + 215, + 493, + 349, + 510 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Fig. 2 illustrates the two-stage generation process of AnyHome. Our approach incorporates insights from environmental cognition hypothesis. We adopt the amodal spatial image hypothesis [23, 35] to represent houses with an amodal hierarchical structured representation. Drawing on the visual recording hypothesis [22, 51], we further refine and enrich the visual details of houses using egocentric inpainting. Fig. 3 illustrates the main components of the pipeline. Our framework comprises three main components: First, we modulate the textual input using Large Language Models (LLMs) as detailed in Sec. 3.1, which involves comprehending and elaborating user input. Second, in Sec. 3.2, we focus on synthesizing graph-based structured representations that are important for controllability, and use them to generate the base geometry. Finally, Sec. 3.3 describes our process of refinement and inpainting through egocentric exploration, which refines object placements and adds texture, enhancing the realism of the generated scene.", + "bbox": [ + 212, + 523, + 787, + 736 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Textual Input Modulation.", + "text_level": 1, + "bbox": [ + 215, + 755, + 482, + 771 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "This initial component of our framework performs two key functions. First, it allows users to offer an unrestricted description of the scene to guide and control the generation of designs. Second, it utilizes the common-sense knowledge inherent within LLMs [70,81] to convert the provided input into modular descriptions", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/8872404e727ada748d28aea87379c83926ee4f256cad4d9957f64c6d443442f1.jpg", + "image_caption": [ + "Fig. 3: Pipeline. Taking a free-form textual input, our pipeline generates the house-scale scene by: (i) comprehending and elaborating on the user's textual input through querying an LLM with templated prompts; (ii) converting textual descriptions into base geometry using structured intermediate representations; (iii) employing an SDS process with a differentiable renderer to refine object placements; and (iv) applying depth-conditioned texture inpainting for egocentric texture generation." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 776, + 305 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "for house floorplans, room layouts, and appearances of furnishings and ornaments. Notably, LLMs are instructed to render graph-like structures that act as intermediate constraints for the generation of house floorplans and room layouts. We have designed three sets of prompts to guide the LLMs: for house floorplan generation ( $p_{\\text{floorplan}}, p_{\\text{map}}$ ), for room layout and object placement ( $p_{\\text{room}}$ ), and for room appearance ( $p_{\\text{appearance}}$ ). Fig. 3 (i) provides an example of using ( $p_{\\text{room}}$ ) to generate room layout descriptions. The design of these prompts bases on three principles: format compatibility with subsequent modules, adherence to user's textual specifications, and maximal detail elaboration by the LLM-agent, which is encouraged to adopt the perspective of an interior designer or navigator. Additionally, numerical data provided to LLMs is converted to a real-world scale (in meters) to fully utilize their knowledge base. Further details on these prompts can be found in the Supplementary Material.", + "bbox": [ + 212, + 439, + 787, + 636 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Hierarchical Structured Geometry Generation.", + "text_level": 1, + "bbox": [ + 214, + 657, + 648, + 672 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In this phase, we concentrate on converting modular descriptions into a detailed base geometry of the scene, covering elements like floors, walls, furniture, and smaller objects. For precise spatial control, we employ two graph-based intermediate representations: one dedicated to the floorplan and the other to room layouts. Fig. 3 (ii) illustrates this hierarchical generation process.", + "bbox": [ + 212, + 681, + 787, + 758 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "House Floorplan Generation. A floorplan is crucial as it outlines the spatial arrangement, dimensions, and functionalities of rooms. While zero-shot methods like LayoutGPT [14] can generate a variety of room types, they sometimes yield impractical configurations, as illustrated in Fig. 8. To address these challenges,", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "we initially create bubble diagrams, a graph-based representation similar to that in HouseGAN++ [45], and input them into pre-trained floorplan generation networks to facilitate text-controlled floorplan synthesis.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "In this approach, each floorplan is represented by a bubble-diagram $G(N,E)$ , where nodes $N$ symbolize room types and edges $E$ represent functional connections. We query an LLM with a specific floorplan generation prompt $p_{\\text{floorplan}}$ to convert user inputs into these diagrams. Utilizing the pre-trained, graph-conditioned floorplan generator $\\text{HouseGAN}++$ , we transform these diagrams into a set of masks $M$ that detail the spatial layout.", + "bbox": [ + 212, + 195, + 787, + 286 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Considering HouseGAN++'s limitations with its RPLAN training data, we introduce additional prompts $p_{\\mathrm{map}}$ to map unconventional room types to RPLAN's recognized categories. Upon defining $M$ , we construct the house's base mesh at a defined height $h$ . This method, combining LLMs with a specialized floorplan network, maintains variety while ensuring spatial realism.", + "bbox": [ + 212, + 289, + 799, + 364 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Room Layout and Object Placement Generation. With the house floor-plan established, we advance to generating room layouts and object placements. While existing methods have shown limitations with unique room types [48,72] and simplistic layouts [14] as evidenced in Fig. 8, our approach introduces a constrained layout graph $\\bar{G}_i(\\bar{N}_i,\\bar{E}_i)$ to enhance coherence and flexibility. This graph captures dimensions and descriptions of objects in its nodes $\\bar{N}_i$ and the relationships between objects in edges $\\bar{E}_i$ .", + "bbox": [ + 212, + 406, + 787, + 512 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Using LLMs, we generate a graph $\\bar{G}_i$ for each room based on its area and type, as well as the user input. LLMs struggle to envision a room with a diverse array of objects and to manage their complex interrelations simultaneously, and hence we prompt the LLM twice during this graph generation process. We employ two distinct prompt templates: $p_{\\mathrm{furniture}}$ for large furniture and $p_{\\mathrm{ornament}}$ for smaller ornaments, to address these elements separately.", + "bbox": [ + 212, + 515, + 787, + 606 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The features stored in the nodes and edges are generated in a step-by-step manner. For instance, in furniture placement, we initially generate a list of potential furniture items along with their dimensions. Subsequently, drawing on the concept of Semantic Asset Group (SAG) [13], the LLM is prompted to identify the sub-graphs $C_i$ within $\\bar{G}_i$ that represent groups of commonly associated items and designate an anchor piece within each group, such as a table in a set of a table and chairs.", + "bbox": [ + 212, + 609, + 787, + 715 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "With a predefined set of placement rules like place-corner(\\cdot), place_beside(\\cdot), and place_WALL(\\cdot), we direct the LLM to determine the placement rules between the anchor object and other items within the SAG. The corresponding placement algorithm for each rule then dictates the objects' locations, orientations, and adjustments in the event of obstructions, thus optimizing space usage. The Supplementary Material provides a detailed account of all placement rules, including their functions and parameters. This stage results in a series of bounding boxes $B_{i}$ outlining the final layout.", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Object Retrieval. To enhance the scene with appropriate furniture and decor, we utilize comprehensive mesh datasets [12,19], retrieving items that best match the LLM-generated descriptions. By employing CLIP [55] and Sentence Transformers [56], we ensure that the retrieved items align closely with the textual descriptions, seamlessly integrating them into the overall house mesh.", + "bbox": [ + 212, + 146, + 787, + 220 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Egocentric Refinement and Inpainting.", + "text_level": 1, + "bbox": [ + 214, + 244, + 581, + 260 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In this stage, we enhance the base geometry in an egocentric manner, refining its details and layouts as well as adding textures. This process is illustrated in Fig. 3 (iii) and (iv). We start by creating an egocentric trajectory, followed by layout refinement using Score Distillation Sampling (SDS) loss. The final step involves using a depth-conditioned inpainting model for texturing, ensuring coherence between the geometry and textures. Also, a differentiable renderer is employed to maintain texture consistency from multiple viewpoints.", + "bbox": [ + 212, + 270, + 787, + 377 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Generating Egocentric Trajectories. Our trajectory generation adheres to three principles: (1) ensuring complete coverage by guiding the camera along walls; (2) focusing on object-centric views, facilitated by our structured geometry; and (3) implementing double traversal to capture views both towards and away from the interior walls. Additionally, we include random camera samples to achieve comprehensive coverage. This process begins by creating an obstacle field based on the base geometry. By setting a specific threshold, we can identify key points within the field at certain magnitudes to define the trajectory, with the gradient indicating the camera's direction. For random sampling, we select from a set of closed-loop trajectories as feature points and employ a Bezier curve to smoothly interpolate the camera path. Detailed information on the algorithm and its visualizations can be found in the Supplementary Material.", + "bbox": [ + 212, + 398, + 789, + 580 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Refinement and Inpainting with Text-to-Image Models. With the egocentric camera trajectories set, we still face challenges: un-textured geometry and layout inaccuracies resulting from placement rules and inconsistent object coordinate systems from the mesh datasets. We address these by optimizing object placement and texture with image domain losses. In a given scene with $N$ meshes, denoted as $M = \\{m_i|i\\in [1,N]\\}$ , the position of each mesh $P = \\{p_i|i\\in [1,N]\\}$ is defined relative to its anchor mesh, parameterized as the relative translation and quaternion rotation. The corresponding vertex colors for these meshes are symbolized by $M^c = \\{m_i^c |i\\in [1,N]\\}$ . Following Fantasia3D [9], we divide the process into two distinct stages: placement refinement and mesh texturing.", + "bbox": [ + 212, + 603, + 787, + 753 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Structure Refinement. We render the mesh set's normal map $(n,o)$ and mask $(o)$ from camera views $(c)$ using a differentiable renderer $(\\Psi)$ . The position parameters $P$ are then refined using the SDS loss, calculated as follows:", + "bbox": [ + 212, + 753, + 787, + 800 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\nabla_ {P} \\mathcal {L} _ {\\mathrm {S D S}} (\\phi , \\Psi (M, c)) = \\mathbb {E} _ {t, \\epsilon} \\left[ w (t) \\left(\\hat {\\epsilon} _ {\\phi} \\left(\\tilde {n} _ {t}; y, t\\right) - \\epsilon\\right) \\frac {\\partial z}{\\partial P} \\right], \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 313, + 811, + 785, + 844 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/d6f22230cffe67eeb3b47e5c4a6b5a82b8225e2e7d6d148aa872cbb37a548a36.jpg", + "image_caption": [ + "Fig. 4: Open-Vocabulary Generation Results. Top: Input text prompt. Middle: Bird's-eye view of the scenes. Bottom: Egocentric view of the scenes. AnyHome interprets users' textual inputs and produces structured scenes with realistic textures. It can create a serene and culturally rich environment (Left - \"Japanese tea house\"), render a more dramatic and stylized ambiance (Middle - \"haunted house\"), and synthesize unique house types (Right - \"cat cafe\")." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 787, + 366 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\phi$ parameterizes the pre-trained stable diffusion model, and $\\hat{\\epsilon}_{\\phi}(z_t^{\\tilde{n}};y,t)$ represents the noisy function given the noisy image $\\tilde{n}_t$ , text embedding $y$ , and noise level $t$ , with $\\epsilon$ being the added noise. We utilize multi-view images with a batch size of 8 for optimization. This refinement improves object positioning, surface adherence, as well as penetration issues.", + "bbox": [ + 212, + 502, + 787, + 578 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Texturing with Depth-conditioned Inpainting. To ensure realistic generation and preservation of 3D geometry, depth maps $(\\mathrm{d}_i)$ are rendered from each viewpoint. The LLM transforms user textual input $(t)$ into an appearance diffusion prompt $(p_{\\mathrm{diffusion}})$ to the diffusion model, utilizing a predefined appearance prompt $(p_{\\mathrm{appearance}})$ . This diffusion prompt directs a depth-to-image inpainting model to produce textured images $(I_i = \\phi(p_{\\mathrm{diffusion}}, d_i))$ . These images are then back-projected into 3D space, iteratively refining the mesh texture as $M^{c_{i+1}} = \\varPsi(M^{c_i}, I_i)$ . This approach ensures the alignment of the textured mesh with the original 3D geometry and its detailed design elements, such as adding calligraphy to scrolls.", + "bbox": [ + 212, + 580, + 787, + 731 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Results", + "text_level": 1, + "bbox": [ + 215, + 758, + 323, + 773 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we present our results on open-vocabulary 3D house generation and editing. We also provide comparison with other methods both quantitatively and qualitatively.", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/f55a12c2be9fa1f80689dc81c0a4d3749b4c5c4902261c4394c50491ed6ebd10.jpg", + "image_caption": [ + "Paaee" + ], + "image_footnote": [], + "bbox": [ + 245, + 143, + 333, + 194 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/43d7d303dcf75744d2dc8ea09e8f14387fe48b2f6cf5490650b72be663e9b864.jpg", + "image_caption": [ + "\"Paint all furniture and objects in the kitchen to a Barbie pink color.\"" + ], + "image_footnote": [], + "bbox": [ + 421, + 143, + 491, + 198 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/07cf948f9ce967845174e8f89c531a32ffcefa36d21bfcfea245c8c814d43567.jpg", + "image_caption": [ + "Transform the reading zone into a movie zone with minimal effort." + ], + "image_footnote": [], + "bbox": [ + 599, + 143, + 666, + 198 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/8492c7ec7d1c41d97166cd2d5396209f78e83e582e0d366f20a2c4e3b0d10bd3.jpg", + "image_caption": [ + "\"Convert the kitchen into a study room equipped with a low table and a short bench. Position a white fan ...\"", + "图" + ], + "image_footnote": [], + "bbox": [ + 241, + 228, + 419, + 273 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/8ed081c71f6b975c47069c3f93304961119d27fba6093f633f512f98ec3c645b.jpg", + "image_caption": [ + "\"Switch out all the skull statues with strawman statues.\"" + ], + "image_footnote": [], + "bbox": [ + 421, + 228, + 598, + 273 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/bcc15472a89a8904cf1ad6e1489583312280fdb77670e6af83c95e55c47c6743.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 598, + 228, + 779, + 273 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/a27ba4bc9acab46f620993f0f011629102ee0d22c5bca07c2900e5e3ea8a6683.jpg", + "image_caption": [ + "国", + "before", + "Fig.5: Open-vocabulary Editing Results. Examples showcase AnyHome's capability to modify room types, layouts, object appearances, and overall design through free-form user input. AnyHome also supports comprehensive style alterations and sequential edits, all made possible by its hierarchical structured geometric representation and robust text controllability." + ], + "image_footnote": [], + "bbox": [ + 243, + 306, + 419, + 349 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/954ca2c2a57880fa822b640aa89509ff222ca84f023e27166432b56fd06019df.jpg", + "image_caption": [ + "\"Replace the corner tables and cushions with a Happy Buddha statue accompanied by a small green plant.\"", + "before" + ], + "image_footnote": [], + "bbox": [ + 421, + 305, + 596, + 349 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/082c858015ecce9f52ebf78cec2f3ae4ebe3f9f4291cbff5fca5f57edc5e8631.jpg", + "image_caption": [ + "\"Ensure all seating in the reading zone is upholstered in warm orange tones to create a cozy atmosphere.\"", + "before", + "after" + ], + "image_footnote": [], + "bbox": [ + 598, + 305, + 777, + 349 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Open-vocabulary Scene Generation.", + "text_level": 1, + "bbox": [ + 214, + 484, + 555, + 500 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Fig. 4 illustrates **AnyHome**'s ability to generate house-scale 3D scenes from open-vocabulary, free-form text. The framework interprets and elaborates on a wide array of styles, including both eastern and western designs. This allows for the creation of stylistically coherent rooms with appropriately placed objects. One notable aspect of **AnyHome** is its capacity to generate an extended range of room types, such as tea rooms, moving beyond the limitations of the standard RPLAN list [73]. The showcased examples are a testament to **AnyHome**'s proficiency in creating various stylistic scenes, each distinguished by their coherent floorplans, layouts, and the high-quality, consistent textures that resonate with the specified textual descriptions.", + "bbox": [ + 212, + 513, + 787, + 664 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Open-vocabulary Editing.", + "text_level": 1, + "bbox": [ + 214, + 690, + 473, + 705 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We present a series of detailed editing results to further illustrate the customizability of AnyHome in Fig. 5. These examples highlight the framework's text-controllability across various levels: from altering room types (left row 1 - from kitchen to study room), adjusting room layouts (left row 2 - from cushion set to a Buddha statue), modifying room styles (middle row 1 - from haunted to Barbie pink), to changing object appearances (right row 2 - from green seats to orange seats). Additionally, AnyHome supports free-form design modifications (right row 1 -from reading to movie area) and facilitates sequential editing (middle row", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "2). These functionalities are made possible by the system's modular text prompt design and its hierarchical, structured geometry representations.", + "bbox": [ + 214, + 146, + 782, + 176 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/68efb7814fcb9169dfd6caa8e28f6975f134b8c84839cc33653eeb5bfabe0cc9.jpg", + "image_caption": [ + "Fig.6: Diverse Scene Results. Four distinct scenes generated for the prompt \"A one-bedroom, one-bathroom haunted house featuring dark wood and antique furnishings.\" AnyHome produces houses with diverse floorplans, room types, room layouts, objects and textures." + ], + "image_footnote": [], + "bbox": [ + 217, + 200, + 782, + 397 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Diversity.", + "text_level": 1, + "bbox": [ + 215, + 513, + 339, + 529 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Fig. 6 showcases four unique scenes generated by AnyHome from a single text input, demonstrating its capability for diversity. AnyHome successfully generates varied floorplans (a five-room scene in a and a three-room scene in c), room types (a laboratory in b), room layouts (two parallel beds in b), room objects (a soldier in c), and appearances (different styles and colors), all while maintaining coherence with the same textual description. Fig. 7 highlights AnyHome's ability to create layouts beyond traditional \"home-like\" environments. The system can produce various room types such as offices, display rooms, conference rooms, and classrooms with neatly symmetrical patterns.", + "bbox": [ + 212, + 540, + 787, + 676 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 Comparison.", + "text_level": 1, + "bbox": [ + 215, + 700, + 366, + 715 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We feature quantitative and qualitative comparisons of AnyHome against other baseline methods in the following section. We provide comparisons with concurrent works in the Supplementary Material.", + "bbox": [ + 212, + 726, + 785, + 771 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Quantitative Comparison with Baselines To evaluate the effectiveness of AnyHome in scene layout generation and text-to-scene alignment, we conduct a comparative analysis using several key metrics. (1) Out of Bound Rates (OOB):", + "bbox": [ + 214, + 794, + 787, + 842 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/405812cd6d260763823faf51f493d082605bdcbbedaa4cbaa6a811009137ab33.jpg", + "image_caption": [ + "(a)", + "\"A display room with glass display cases and statues.\"", + "Fig. 7: Diverse Layout Results. AnyHome can generate diverse layouts beyond usual room types, showcasing its versatility to be used for different applications. The layouts synthesized can be neatly symmetrical and orderly, echoing to the specifics provided in the prompt." + ], + "image_footnote": [], + "bbox": [ + 217, + 145, + 370, + 330 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/6f792ca0f53ddef3be291b790020c49d22612ddb52bab52a5a6111bad6604fda.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 372, + 176, + 506, + 330 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/916403b5cfd9703b9de64758eabaa92915d08837fe87f5057e16c620140d4abb.jpg", + "image_caption": [ + "\"A minimalistic conference room with long tables.\"", + "(c)" + ], + "image_footnote": [], + "bbox": [ + 509, + 176, + 643, + 330 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/f2968b10d4da04baaa60e38230c083d049432ba637694703c257efc1503525cc.jpg", + "image_caption": [ + "\"A three-row, four-column classroom with tables and chairs\"", + "(d)" + ], + "image_footnote": [], + "bbox": [ + 650, + 176, + 782, + 330 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The quality of layouts is quantified by measuring the frequency of objects intersecting with each other and the walls, or extending beyond room boundaries, following the approach in LayoutGPT [14]. (2) Caption Similarity (Caption-sim): This metric assesses the alignment between text and scene content. It involves generating captions [31] for rendered frames and computing sentence similarity [56] with the diffusion model $p_{\\mathrm{diffusion}}$ . This is crucial for evaluating how well the layout and appearance match the user's input from an egocentric viewpoint. (3) CLIP Similarity (CLIP-sim): The correlation between text and scene content is also assessed using CLIP Similarity. This involves extracting image features via CLIP from rendered frames and calculating the CLIP-Score relative to the text features of the input using the CLIP/H-14 model. (4) CLIP Style Similarity (CLIP-style-sim): Similar to CLIP Similarity, this metric focuses on evaluating the correspondence between the scene's overall style and the user's original text input.", + "bbox": [ + 212, + 458, + 787, + 669 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We compare AnyHome against several baselines. LayoutGPT+Retrieval utilizes LayoutGPT [14], a method that employs a mix of few-shot and zero-shot methods for object placement, with objects subsequently retrieved from the 3D-Front [18] furniture and Objaverse [12] databases, retaining their original texture. CG+Retrieval employs our constrained graph-based furniture placement algorithm for layout, followed by object retrieval. CG+Inpainting combines our layout approach with MVDiffusion [65] for texturing. AnyHome enriches these with SDS-based layout refinement.", + "bbox": [ + 212, + 671, + 787, + 792 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tab. 1 presents the quantitative evaluation. Comparing the first and second rows, using our constrained graph-based representation (CG) significantly improves layout generation over the few-shot LLM-based method without in", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/3e026e26373e44c84d970e3c4aff8187fafbc264240e78251ead2e1ae11172bb.jpg", + "image_caption": [ + "(a) Text-conditioned floorplan generation \"A 40 square meters tearoom in a Chinese" + ], + "image_footnote": [], + "bbox": [ + 228, + 143, + 336, + 218 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/9aa20883ac428bc5bb68e889a4ac41d73f3c1dcc7a34eefb4864934aed5a4d43.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 346, + 143, + 496, + 219 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/58ce2e45703e876c83d8da58566f0596c1e7c057cdb8c97893fa615e8fa733e1.jpg", + "image_caption": [ + "(b) Text-conditioned layout generation" + ], + "image_footnote": [], + "bbox": [ + 233, + 250, + 488, + 297 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/a63eb31bac2ee0f491f4f979c09cd690232e247f8d55dcae159c3e7efa9c2344.jpg", + "image_caption": [ + "(c) Text-conditioned texture inpainting", + "Fig.8: Comparison of Structure Generation and Texture Inpainting. For structure generation, our method generates more complex and reasonable floorplans and layouts. For texture inpainting, our method generates view-consistent and text-content aligned texture." + ], + "image_footnote": [], + "bbox": [ + 500, + 156, + 779, + 295 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/c37fb02336cb92433a9435b2309887acc0428262e1612268608f64fadd2c67ec.jpg", + "table_caption": [ + "Table 1: Comparison of layout and content generation quality between AnyHome and other baselines using Out-of-Boundary Rate (OBB), Caption Similarity (Caption-sim), CLIP Similarity (CLIP-sim), and CLIP Style Similarity (CLIP-style-sim). Mean and variance from 10 runs with random viewpoints are reported. AnyHome outperforms all baseline methods." + ], + "table_footnote": [], + "table_body": "
MethodOOBCaption-simCLIP-simCLIP-style-sim
LayoutGPT+Retrieval69.49.78.36.4
CG+Retrieval34.211.211.57.0
CG+Inpainting34.215.927.917.5
AnyHome23.716.2±0.129.3±0.617.5±0.5
", + "bbox": [ + 230, + 472, + 766, + 547 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "intermediate representations (LayoutGPT), as evidenced by a lower OOB rate and higher content generation scores. Comparing the second and third rows, the egocentric inpainting process further improves text-content and text-style correspondences, elevating these scores (Caption-sim, CLIP-sim, CLIP-style-sim). Comparing the third and fourth rows, the refinement stage further enhances the quality of the layout by reducing overlaps and refining object placements, as indicated by improved scores across all metrics. We include random viewpoint perturbations in the evaluation, such as z-axis rotation and ground translation. The low variances demonstrate the minimal impact of viewpoints on the results.", + "bbox": [ + 212, + 575, + 787, + 710 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Qualitative Comparison for Structure Generation. In Fig. 8 panels (a) and (b), we compare our method with existing techniques for floorplan and room layout generation, including zero-shot LLM [47], few-shot LLM [14], and diffusion-based methods [72]. For house floorplan generation, LLM-based methods often produce rooms with intersecting walls, overly simplistic structures, or illogical configurations, such as a bedroom situated within a bathroom. Our method surpasses these direct LLM-generated plans, especially with abstract", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "prompts, by preserving room relationships and accommodating diverse shapes and sizes. This approach effectively addresses open-vocabulary input scenarios. For room layout generation, our SAG-based method demonstrates a clear advantage over traditional few-shot LLMs and diffusion methods. It results in more logically arranged furniture, avoiding common issues such as overlapping bounding boxes and spatial incoherence, particularly in open-vocabulary settings.", + "bbox": [ + 215, + 146, + 785, + 238 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Qualitative Comparison for Texture Inpainting. Fig. 8 (c) presents a qualitative analysis of our texture inpainting approach in comparison with other existing methods, guided by the text prompt \"A gothic living room with wooden furniture.\" In this assessment, we evaluate baseline methods such as Stable-Diffusion-2 with depth conditioning (SD images) and the results of back-propagating image pixel colors to mesh vertices using differentiable rendering (SD texture). Additionally, we examine images generated by MVDiffusion (MVD images) and their subsequent mesh vertex back-propagation (MVD texture). While SD images exhibit richly detailed textures, they often lead to inconsistencies across different views, which undermines the effectiveness of backpropagation. In contrast, MVD images demonstrate a higher level of view consistency. The back-propagation of MVD images (MVD texture) further enhances this consistency across various viewpoints. By integrating this method, which leverages the strengths of MVDiffusion and differentiable rendering, we achieve textures that are not only consistent but also smoothly transitioned, accurately reflecting the textual prompt provided.", + "bbox": [ + 215, + 272, + 787, + 515 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 550, + 359, + 566 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we present AnyHome, a novel framework designed to generate house-scale scenes from open-vocabulary textual inputs. Leveraging specific prompt templates, our system effectively interprets, follows, and enriches user-provided text to create detailed scenes. Utilizing a two-stage generation approach, which combines LLM-designated rules with SDS loss refinement, our method proficiently arranges a diverse array of objects in a realistic manner. The resulting houses feature a structured geometry representation, enhancing the ease of user editing and modification. We believe that AnyHome paves the way for a wide range of applications, including complex 3D interior design, immersive augmented and virtual reality experiences, dynamic gaming environments, and advanced training modules for embodied agents.", + "bbox": [ + 215, + 595, + 785, + 762 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Limitations and Future Work. Still, AnyHome faces limitations due to the current LLMs' understanding of 3D spaces and the challenges of maintaining consistency in multi-view inpainting using existing techniques. Future work will focus on overcoming these challenges to improve the system's capacity for generating detailed and coherent 3D environments from textual inputs.", + "bbox": [ + 215, + 763, + 785, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research was supported by AFOSR grant FA9550-21-1-0214. The authors thank Dylan Hu, Selena Ling, Kai Wang and Daniel Ritchie.", + "bbox": [ + 215, + 172, + 784, + 204 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 224, + 321, + 239 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Achlioptas, P., Diamanti, O., Mitliagkas, I., Guibas, L.: Learning representations and generative models for 3d point clouds. In: International conference on machine learning. pp. 40-49. PMLR (2018)", + "2. Bahmani, S., Park, J.J., Paschalidou, D., Yan, X., Wetzstein, G., Guibas, L., Tagliasacchi, A.: Cc3d: Layout-conditioned generation of compositional 3d scenes. arXiv preprint arXiv:2303.12074 (2023)", + "3. Bautista, M.A., Guo, P., Abnar, S., Talbott, W., Toshev, A., Chen, Z., Dinh, L., Zhai, S., Goh, H., Ulbricht, D., et al.: Gaudi: A neural architect for immersive 3d scene generation. 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Tang, S., Zhang, F., Chen, J., Wang, P., Furukawa, Y.: Mvdiffusion: Enabling holistic multi-view image generation with correspondence-aware diffusion. arXiv preprint arXiv:2307.01097 (2023)" + ], + "bbox": [ + 215, + 146, + 784, + 840 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 17 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "66. Wang, K., Lin, Y.A., Weissmann, B., Savva, M., Chang, A.X., Ritchie, D.: Planit: Planning and instantiating indoor scenes with relation graph and spatial prior networks. ACM Transactions on Graphics (TOG) 38(4), 1-15 (2019)", + "67. Wang, K., Savva, M., Chang, A.X., Ritchie, D.: Deep convolutional priors for indoor scene synthesis. ACM Transactions on Graphics (TOG) 37(4), 1-14 (2018)", + "68. 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Zhang, Z., Yang, Z., Ma, C., Luo, L., Huth, A., Vouga, E., Huang, Q.: Deep generative modeling for scene synthesis via hybrid representations. ACM Transactions on Graphics (TOG) 39(2), 1-21 (2020)" + ], + "bbox": [ + 212, + 146, + 787, + 840 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "AnyHome", + "bbox": [ + 651, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + }, + { + "type": "ref_text", + "text": "81. Zhao, W.X., Zhou, K., Li, J., Tang, T., Wang, X., Hou, Y., Min, Y., Zhang, B., Zhang, J., Dong, Z., et al.: A survey of large language models. arXiv preprint arXiv:2303.18223 (2023)", + "bbox": [ + 215, + 146, + 787, + 189 + ], + "page_idx": 19 + }, + { + "type": "page_number", + "text": "20", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 19 + }, + { + "type": "header", + "text": "R. Fu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 19 + } +] \ No newline at end of file diff --git a/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_model.json b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_model.json new file mode 100644 index 0000000000000000000000000000000000000000..1b9b207c78183b58821aae68b94921f69131825d --- /dev/null +++ b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_model.json @@ -0,0 +1,3067 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.257, + 0.141, + 0.753, + 0.187 + ], + "angle": 0, + "content": "AnyHome: Open-Vocabulary Generation of Structured and Textured 3D Homes" + }, + { + "type": "text", + "bbox": [ + 0.258, + 0.212, + 0.746, + 0.229 + ], + "angle": 0, + "content": "Rao Fu\\*1, Zehao Wen\\*2, Zichen Liu\\*2, and Srinath Sridhar" + }, + { + "type": "text", + "bbox": [ + 0.435, + 0.24, + 0.569, + 0.254 + ], + "angle": 0, + "content": "1 Brown University" + }, + { + "type": "text", + "bbox": [ + 0.345, + 0.255, + 0.657, + 0.268 + ], + "angle": 0, + "content": "2 Shenzhen College of International Education" + }, + { + "type": "text", + "bbox": [ + 0.345, + 0.268, + 0.657, + 0.282 + ], + "angle": 0, + "content": "*Equal Contribution. † Corresponding Author." + }, + { + "type": "list", + "bbox": [ + 0.345, + 0.255, + 0.657, + 0.282 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.343, + 0.283, + 0.661, + 0.296 + ], + "angle": 0, + "content": "https://ivl.cs.brown.edu/research/anyhome" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.335, + 0.744, + 0.543 + ], + "angle": 0, + "content": "Abstract. Inspired by cognitive theories, we introduce AnyHome, a framework that translates any text into well-structured and textured indoor scenes at a house-scale. By prompting Large Language Models (LLMs) with designed templates, our approach converts provided textual narratives into amodal structured representations. These representations guarantee consistent and realistic spatial layouts by directing the synthesis of a geometry mesh within defined constraints. A Score Distillation Sampling process is then employed to refine the geometry, followed by an egocentric inpainting process that adds lifelike textures to it. AnyHome stands out with its editability, customizability, diversity, and realism. The structured representations for scenes allow for extensive editing at varying levels of granularity. Capable of interpreting texts ranging from simple labels to detailed narratives, AnyHome generates detailed geometries and textures that outperform existing methods in both quantitative and qualitative measures." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.556, + 0.724, + 0.57 + ], + "angle": 0, + "content": "Keywords: Scene Generation \\(\\cdot\\) 3D Synthesis \\(\\cdot\\) Vision and Language" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.597, + 0.377, + 0.613 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.629, + 0.788, + 0.794 + ], + "angle": 0, + "content": "Homes are pivotal to our existence. They are the silent witnesses to our routines and landmark moments, repositories of personal and collective memories that influence our well-being and behavior. Imagine the possibilities if we could articulate our ideal living spaces in natural language and see them come to life. AnyHome embodies this vision, offering a framework that transforms free-form, open-vocabulary textual narratives into diverse, house-scale 3D indoor scenes with realistic appearances. These scenes can be used in a variety of domains, including interior design, game development, augmented and virtual reality, as well as the training for embodied agents. They feature intricate structure layouts and naturalistic textures that are readily modifiable, bridging a crucial gap in contemporary digital design practices." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Previous research in text-guided 3D scene generation [17,24,26,65] has made notable advances but often struggles with creating robust 3D structures, sometimes resulting in rooms with open ends or repetitive layouts. Studies focusing on" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "image_caption", + "bbox": [ + 0.235, + 0.149, + 0.461, + 0.183 + ], + "angle": 0, + "content": "\"A modern house featuring a minimalist design with blue marble accent. It includes a dedicated music room and a computer room.\"" + }, + { + "type": "image", + "bbox": [ + 0.232, + 0.187, + 0.472, + 0.328 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.268, + 0.337, + 0.431, + 0.35 + ], + "angle": 0, + "content": "(a) Open-vocabulary Generation" + }, + { + "type": "image", + "bbox": [ + 0.475, + 0.151, + 0.56, + 0.197 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.475, + 0.198, + 0.559, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.476, + 0.245, + 0.559, + 0.291 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.476, + 0.293, + 0.559, + 0.337 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.485, + 0.338, + 0.546, + 0.349 + ], + "angle": 0, + "content": "(b) Zoom-in" + }, + { + "type": "image_caption", + "bbox": [ + 0.574, + 0.148, + 0.661, + 0.178 + ], + "angle": 0, + "content": "\"There are three beds in the bedroom.\"" + }, + { + "type": "image", + "bbox": [ + 0.577, + 0.179, + 0.657, + 0.235 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.576, + 0.238, + 0.663, + 0.278 + ], + "angle": 0, + "content": "\"Place the lamp, which is currently next to the sofa, at the front.\"" + }, + { + "type": "image", + "bbox": [ + 0.576, + 0.279, + 0.662, + 0.337 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.578, + 0.338, + 0.659, + 0.349 + ], + "angle": 0, + "content": "(c) Text control" + }, + { + "type": "image_caption", + "bbox": [ + 0.673, + 0.148, + 0.764, + 0.178 + ], + "angle": 0, + "content": "\"The trash can is placed next to the wardrobe.\"" + }, + { + "type": "image", + "bbox": [ + 0.675, + 0.179, + 0.763, + 0.235 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.673, + 0.237, + 0.762, + 0.25 + ], + "angle": 0, + "content": "中" + }, + { + "type": "image", + "bbox": [ + 0.673, + 0.26, + 0.772, + 0.336 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.678, + 0.337, + 0.76, + 0.349 + ], + "angle": 0, + "content": "(d) User control" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.376, + 0.789, + 0.473 + ], + "angle": 0, + "content": "Fig. 1: Example house-scale indoor scene generated by AnyHome. Users can input any textual description of an indoor scene, and the system is capable of generating house floorplans, room layouts, object placements, and stylistic appearances accordingly. The generated indoor scene is represented by structured and textured room and object meshes. AnyHome enables the synthesis of diverse indoor scenes, allowing users to control scene generation at any stage—from textual input and intermediate representation to the generated meshes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.516, + 0.788, + 0.653 + ], + "angle": 0, + "content": "structured scene generation [44, 45, 48, 64, 72] are typically confined to predefined room and furniture types, lacking the flexibility to accommodate customization for various room types, furniture pieces, small objects, and their respective arrangements. At the same time, the generation of house-scale scenes with diverse structures is crucial, especially for applications requiring seamless navigation across different rooms, like video games or virtual training for embodied agents. Some studies have explored house-scale scene synthesis [13], but they often rely on predefined artificial textures, which may limit controllability and realism, hindering certain downstream tasks [30]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In response to these limitations, AnyHome focuses on creating indoor scenes that are customizable through open-vocabulary text inputs, featuring structured representations, realistic texture, and are scalable to house-size. We draw inspiration from two key hypotheses in environmental cognition. The amodal spatial image hypothesis suggests that environment recognition transcends sensory modalities like vision or hearing, proposing that individuals apprehend their surroundings through an abstract, symbolic, map-like representation [23,35]. Conversely, the visual recording hypothesis posits that visual experiences function similarly to a video camera, perceiving the environment through continuous, egocentric, path-oriented exploration [22, 51]. Learning from both concepts, AnyHome maintains an amodal, hierarchical geometry representation during the generation process to conceptualize the environment's structure." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "To enhance visual realism, we adopt an egocentric exploration approach for inpainting, encouraging the model to detail the environment as it \"sees\"." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.178, + 0.786, + 0.494 + ], + "angle": 0, + "content": "Specifically, the scene generation process in AnyHome unfolds in several stages: textual input modulation, hierarchical structured geometry generation, along with egocentric refinement and inpainting. This approach is markedly text-controllable. Users can design a scene through free-form text descriptions, which are subsequently converted into modular descriptions for aspects such as floor-plans, room layouts, object retrieval and placement, as well as scene appearances, all facilitated by querying Large Linguueg Models (LLMs) with specialized templates. These descriptions transformed to graph-based intermediate representations, which fosters customizability and solves the problem of insensible geometry generated directly from the LLMs. Following this, the scene's floor-plan is obtained through a generative model [44, 45], and room layouts together with object placements are determined according to LLM-dictated placement rules. We use databases for furniture [19] and objects [12] to populate these scenes. During the egocentric inpainting phase, a camera trajectory imitating first-person exploration is generated. Textures are painted along this trajectory using a depth-aware, text-conditioned inpainting model, which aligns the texture with existing geometry [65]. However, we note inaccuracies in furniture and object placements due to the inherent limitations in object canonicalization from the mesh datasets. To counter, we integrate a Score Distillation Sampling (SDS) process with a differentiable renderer to refine object placement, inspired by recent 3D generation advancements using SDS loss [52] for geometry optimization." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.495, + 0.786, + 0.569 + ], + "angle": 0, + "content": "Our experiments demonstrate that AnyHome effectively generates house-scale scenes with compelling structures, visually appealing textures, and strong alignment with provided textual inputs. The language accessibility and structured representations enable users to control scene generation at various levels, from room types and layouts to object placements and appearances." + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.57, + 0.568, + 0.584 + ], + "angle": 0, + "content": "To summarize, our key contributions include:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.593, + 0.785, + 0.637 + ], + "angle": 0, + "content": "1. Developing a systematic and reliable approach for creating diverse, text-controlled, texture-realistic, and modifiable scenes at a house-scale, catering to a wide range of applications." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.638, + 0.785, + 0.682 + ], + "angle": 0, + "content": "2. Utilizing LLMs to convert open-vocabulary textual input into structured representations, allowing detailed control using language-based customization while maintaining structure consistency." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.683, + 0.785, + 0.711 + ], + "angle": 0, + "content": "3. Enhancing object placement using an SDS process, thus increasing the system's robustness and versatility in creating sensible scenes." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.713, + 0.785, + 0.742 + ], + "angle": 0, + "content": "4. Innovating an egocentric inpainting process that follows a camera trajectory generated automatically to explore each object in the room." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.593, + 0.785, + 0.742 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.765, + 0.388, + 0.781 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.795, + 0.786, + 0.84 + ], + "angle": 0, + "content": "House-scale Floorplan Generation. House floorplan generation has been well-studied through methods like shape grammars and iterative generation processes [37, 39, 43, 50]. With the advent of deep learning, the focus has shifted" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "towards using graph-constrained generative networks [4,25,36,44,45,60,62,63], accommodating a variety of user-defined constraints. As our work concentrates on the functionality of rooms, we utilize bubble diagrams as a constraint [45], which outline pre-defined room types and the functional connections between them. Our primary contribution lies in synthesizing bubble diagrams based on user textual input and expanding these diagrams to encompass any room type, beyond the predefined categories." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.258, + 0.788, + 0.485 + ], + "angle": 0, + "content": "Room-scale Scene Generation. Room-scale scene generation involves creating 3D content, such as furniture and smaller objects, and determining their placement. Traditional methods typically start by constructing a set of 3D objects and then optimizing their placement using iterative methods [13, 16, 20], non-linear optimization [15, 54, 74, 78], or manual interaction [26, 40]. However, with the development of large-scale indoor scene datasets [18, 49, 77], recent approaches have shifted towards using generative networks, employing techniques like feed-forward networks [80], VAEs [53], GANs [75], autoregressive models [32, 66-68], and diffusion models [64, 72, 79]. These advanced methods can generate diverse and realistic 3D scenes but often struggle to place objects unpresented in the training dataset. Recent studies [14, 76] have attempted to overcome these limitations by using Large Language Models (LLMs) to generate style sheet languages for object placement. Our method generates room layouts in two steps. We initially create 3D layouts using LLMs in a few-shot manner and then employ a differentiable renderer to refine the placement of objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.788, + 0.685 + ], + "angle": 0, + "content": "Text-to-Shape Generation. Text-to-Shape Generation has seen considerable development, with many studies utilizing feed-forward methods [1, 8, 11, 21, 29, 34, 41, 46, 58, 59, 71] to train generators on 3D data. These methods generate 3D shapes efficiently but their ability to generalize is often limited by the size of the 3D data on which they are trained. Some recent approaches [28, 33, 42, 52, 69] leverage pre-trained visual-language knowledge to optimize 3D representations, showing promising generalization to open-vocabulary textual inputs. Rather than generating shapes from scratch, some research [5, 7, 27, 38, 57] focuses on texture generation, aiming to create textures represented as UV maps from a given mesh. However, optimizing camera views for a single shape is relatively straightforward and cannot directly translate to the complexity of scene geometry. Our paper introduces a novel method for generating camera trajectories specifically for texturing more complex and varied scene structures." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Text-to-Scene Generation. Text-to-Scene Generation has followed two primary approaches. The first approach [6,64,68] directly uses 3D representations for generation. These methods begin by transforming user text inputs into graph-based representations or lists of shape codes, subsequently generating 3D scenes based on these intermediate representations. While effective in creating structured 3D representations, they often fail to generate realistic textures and unseen objects. The second approach addresses these issues through the image domain. Some studies [10] use panorama images for scene representation and develop end-to-end models that convert text to panorama for scene generation. Other research [2,3,17,24,61] explores scenes from first-person perspectives, employing" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.144, + 0.777, + 0.218 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.24, + 0.788, + 0.325 + ], + "angle": 0, + "content": "Fig. 2: Two-stage Generation Process. AnyHome unfolds two primary steps: First, amodal representations are generated from user's text input, which involves constructing modular text descriptions, constrained graphs, and hierarchical structured base mesh. Following this, the method embarks on an egocentric exploration stage, where a navigation trajectory is generated, enabling the refinement and texturing of the base mesh from different viewpoints." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.352, + 0.788, + 0.459 + ], + "angle": 0, + "content": "large-scale text-conditioned image generation models for appearance creation. Techniques like neural density fields or depth are used to ensure 3D consistency. This approach excels in generating diverse appearances but struggles with creating structured 3D representations and consistent shapes. Our method overcomes these challenges by adopting a two-stage generation process. We first generate spatial layouts in a few-shot manner and then inpaint textures using first-person viewpoints, which guarantees both structured outputs and diverse appearances." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.494, + 0.351, + 0.511 + ], + "angle": 0, + "content": "3 AnyHome" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.789, + 0.737 + ], + "angle": 0, + "content": "Fig. 2 illustrates the two-stage generation process of AnyHome. Our approach incorporates insights from environmental cognition hypothesis. We adopt the amodal spatial image hypothesis [23, 35] to represent houses with an amodal hierarchical structured representation. Drawing on the visual recording hypothesis [22, 51], we further refine and enrich the visual details of houses using egocentric inpainting. Fig. 3 illustrates the main components of the pipeline. Our framework comprises three main components: First, we modulate the textual input using Large Language Models (LLMs) as detailed in Sec. 3.1, which involves comprehending and elaborating user input. Second, in Sec. 3.2, we focus on synthesizing graph-based structured representations that are important for controllability, and use them to generate the base geometry. Finally, Sec. 3.3 describes our process of refinement and inpainting through egocentric exploration, which refines object placements and adds texture, enhancing the realism of the generated scene." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.756, + 0.483, + 0.772 + ], + "angle": 0, + "content": "3.1 Textual Input Modulation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "This initial component of our framework performs two key functions. First, it allows users to offer an unrestricted description of the scene to guide and control the generation of designs. Second, it utilizes the common-sense knowledge inherent within LLMs [70,81] to convert the provided input into modular descriptions" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.777, + 0.306 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.327, + 0.788, + 0.412 + ], + "angle": 0, + "content": "Fig. 3: Pipeline. Taking a free-form textual input, our pipeline generates the house-scale scene by: (i) comprehending and elaborating on the user's textual input through querying an LLM with templated prompts; (ii) converting textual descriptions into base geometry using structured intermediate representations; (iii) employing an SDS process with a differentiable renderer to refine object placements; and (iv) applying depth-conditioned texture inpainting for egocentric texture generation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.44, + 0.789, + 0.637 + ], + "angle": 0, + "content": "for house floorplans, room layouts, and appearances of furnishings and ornaments. Notably, LLMs are instructed to render graph-like structures that act as intermediate constraints for the generation of house floorplans and room layouts. We have designed three sets of prompts to guide the LLMs: for house floorplan generation (\\( p_{\\text{floorplan}}, p_{\\text{map}} \\)), for room layout and object placement (\\( p_{\\text{room}} \\)), and for room appearance (\\( p_{\\text{appearance}} \\)). Fig. 3 (i) provides an example of using (\\( p_{\\text{room}} \\)) to generate room layout descriptions. The design of these prompts bases on three principles: format compatibility with subsequent modules, adherence to user's textual specifications, and maximal detail elaboration by the LLM-agent, which is encouraged to adopt the perspective of an interior designer or navigator. Additionally, numerical data provided to LLMs is converted to a real-world scale (in meters) to fully utilize their knowledge base. Further details on these prompts can be found in the Supplementary Material." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.658, + 0.649, + 0.674 + ], + "angle": 0, + "content": "3.2 Hierarchical Structured Geometry Generation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.683, + 0.788, + 0.759 + ], + "angle": 0, + "content": "In this phase, we concentrate on converting modular descriptions into a detailed base geometry of the scene, covering elements like floors, walls, furniture, and smaller objects. For precise spatial control, we employ two graph-based intermediate representations: one dedicated to the floorplan and the other to room layouts. Fig. 3 (ii) illustrates this hierarchical generation process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "House Floorplan Generation. A floorplan is crucial as it outlines the spatial arrangement, dimensions, and functionalities of rooms. While zero-shot methods like LayoutGPT [14] can generate a variety of room types, they sometimes yield impractical configurations, as illustrated in Fig. 8. To address these challenges," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "we initially create bubble diagrams, a graph-based representation similar to that in HouseGAN++ [45], and input them into pre-trained floorplan generation networks to facilitate text-controlled floorplan synthesis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.196, + 0.788, + 0.287 + ], + "angle": 0, + "content": "In this approach, each floorplan is represented by a bubble-diagram \\( G(N,E) \\), where nodes \\( N \\) symbolize room types and edges \\( E \\) represent functional connections. We query an LLM with a specific floorplan generation prompt \\( p_{\\text{floorplan}} \\) to convert user inputs into these diagrams. Utilizing the pre-trained, graph-conditioned floorplan generator \\( \\text{HouseGAN}++ \\), we transform these diagrams into a set of masks \\( M \\) that detail the spatial layout." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.29, + 0.8, + 0.366 + ], + "angle": 0, + "content": "Considering HouseGAN++'s limitations with its RPLAN training data, we introduce additional prompts \\( p_{\\mathrm{map}} \\) to map unconventional room types to RPLAN's recognized categories. Upon defining \\( M \\), we construct the house's base mesh at a defined height \\( h \\). This method, combining LLMs with a specialized floorplan network, maintains variety while ensuring spatial realism." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.407, + 0.788, + 0.513 + ], + "angle": 0, + "content": "Room Layout and Object Placement Generation. With the house floor-plan established, we advance to generating room layouts and object placements. While existing methods have shown limitations with unique room types [48,72] and simplistic layouts [14] as evidenced in Fig. 8, our approach introduces a constrained layout graph \\(\\bar{G}_i(\\bar{N}_i,\\bar{E}_i)\\) to enhance coherence and flexibility. This graph captures dimensions and descriptions of objects in its nodes \\(\\bar{N}_i\\) and the relationships between objects in edges \\(\\bar{E}_i\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.516, + 0.788, + 0.607 + ], + "angle": 0, + "content": "Using LLMs, we generate a graph \\(\\bar{G}_i\\) for each room based on its area and type, as well as the user input. LLMs struggle to envision a room with a diverse array of objects and to manage their complex interrelations simultaneously, and hence we prompt the LLM twice during this graph generation process. We employ two distinct prompt templates: \\(p_{\\mathrm{furniture}}\\) for large furniture and \\(p_{\\mathrm{ornament}}\\) for smaller ornaments, to address these elements separately." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.61, + 0.788, + 0.716 + ], + "angle": 0, + "content": "The features stored in the nodes and edges are generated in a step-by-step manner. For instance, in furniture placement, we initially generate a list of potential furniture items along with their dimensions. Subsequently, drawing on the concept of Semantic Asset Group (SAG) [13], the LLM is prompted to identify the sub-graphs \\( C_i \\) within \\( \\bar{G}_i \\) that represent groups of commonly associated items and designate an anchor piece within each group, such as a table in a set of a table and chairs." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "With a predefined set of placement rules like place-corner(\\cdot), place_beside(\\cdot), and place_WALL(\\cdot), we direct the LLM to determine the placement rules between the anchor object and other items within the SAG. The corresponding placement algorithm for each rule then dictates the objects' locations, orientations, and adjustments in the event of obstructions, thus optimizing space usage. The Supplementary Material provides a detailed account of all placement rules, including their functions and parameters. This stage results in a series of bounding boxes \\( B_{i} \\) outlining the final layout." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.222 + ], + "angle": 0, + "content": "Object Retrieval. To enhance the scene with appropriate furniture and decor, we utilize comprehensive mesh datasets [12,19], retrieving items that best match the LLM-generated descriptions. By employing CLIP [55] and Sentence Transformers [56], we ensure that the retrieved items align closely with the textual descriptions, seamlessly integrating them into the overall house mesh." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.246, + 0.583, + 0.261 + ], + "angle": 0, + "content": "3.3 Egocentric Refinement and Inpainting." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.271, + 0.789, + 0.378 + ], + "angle": 0, + "content": "In this stage, we enhance the base geometry in an egocentric manner, refining its details and layouts as well as adding textures. This process is illustrated in Fig. 3 (iii) and (iv). We start by creating an egocentric trajectory, followed by layout refinement using Score Distillation Sampling (SDS) loss. The final step involves using a depth-conditioned inpainting model for texturing, ensuring coherence between the geometry and textures. Also, a differentiable renderer is employed to maintain texture consistency from multiple viewpoints." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.399, + 0.79, + 0.581 + ], + "angle": 0, + "content": "Generating Egocentric Trajectories. Our trajectory generation adheres to three principles: (1) ensuring complete coverage by guiding the camera along walls; (2) focusing on object-centric views, facilitated by our structured geometry; and (3) implementing double traversal to capture views both towards and away from the interior walls. Additionally, we include random camera samples to achieve comprehensive coverage. This process begins by creating an obstacle field based on the base geometry. By setting a specific threshold, we can identify key points within the field at certain magnitudes to define the trajectory, with the gradient indicating the camera's direction. For random sampling, we select from a set of closed-loop trajectories as feature points and employ a Bezier curve to smoothly interpolate the camera path. Detailed information on the algorithm and its visualizations can be found in the Supplementary Material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.604, + 0.789, + 0.755 + ], + "angle": 0, + "content": "Refinement and Inpainting with Text-to-Image Models. With the egocentric camera trajectories set, we still face challenges: un-textured geometry and layout inaccuracies resulting from placement rules and inconsistent object coordinate systems from the mesh datasets. We address these by optimizing object placement and texture with image domain losses. In a given scene with \\(N\\) meshes, denoted as \\(M = \\{m_i|i\\in [1,N]\\}\\), the position of each mesh \\(P = \\{p_i|i\\in [1,N]\\}\\) is defined relative to its anchor mesh, parameterized as the relative translation and quaternion rotation. The corresponding vertex colors for these meshes are symbolized by \\(M^c = \\{m_i^c |i\\in [1,N]\\}\\). Following Fantasia3D [9], we divide the process into two distinct stages: placement refinement and mesh texturing." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.755, + 0.789, + 0.801 + ], + "angle": 0, + "content": "Structure Refinement. We render the mesh set's normal map \\((n,o)\\) and mask \\((o)\\) from camera views \\((c)\\) using a differentiable renderer \\((\\Psi)\\). The position parameters \\(P\\) are then refined using the SDS loss, calculated as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.315, + 0.812, + 0.786, + 0.845 + ], + "angle": 0, + "content": "\\[\n\\nabla_ {P} \\mathcal {L} _ {\\mathrm {S D S}} (\\phi , \\Psi (M, c)) = \\mathbb {E} _ {t, \\epsilon} \\left[ w (t) \\left(\\hat {\\epsilon} _ {\\phi} \\left(\\tilde {n} _ {t}; y, t\\right) - \\epsilon\\right) \\frac {\\partial z}{\\partial P} \\right], \\tag {1}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.788, + 0.367 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.389, + 0.788, + 0.473 + ], + "angle": 0, + "content": "Fig. 4: Open-Vocabulary Generation Results. Top: Input text prompt. Middle: Bird's-eye view of the scenes. Bottom: Egocentric view of the scenes. AnyHome interprets users' textual inputs and produces structured scenes with realistic textures. It can create a serene and culturally rich environment (Left - \"Japanese tea house\"), render a more dramatic and stylized ambiance (Middle - \"haunted house\"), and synthesize unique house types (Right - \"cat cafe\")." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.788, + 0.579 + ], + "angle": 0, + "content": "where \\(\\phi\\) parameterizes the pre-trained stable diffusion model, and \\(\\hat{\\epsilon}_{\\phi}(z_t^{\\tilde{n}};y,t)\\) represents the noisy function given the noisy image \\(\\tilde{n}_t\\), text embedding \\(y\\), and noise level \\(t\\), with \\(\\epsilon\\) being the added noise. We utilize multi-view images with a batch size of 8 for optimization. This refinement improves object positioning, surface adherence, as well as penetration issues." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.788, + 0.732 + ], + "angle": 0, + "content": "Texturing with Depth-conditioned Inpainting. To ensure realistic generation and preservation of 3D geometry, depth maps \\((\\mathrm{d}_i)\\) are rendered from each viewpoint. The LLM transforms user textual input \\((t)\\) into an appearance diffusion prompt \\((p_{\\mathrm{diffusion}})\\) to the diffusion model, utilizing a predefined appearance prompt \\((p_{\\mathrm{appearance}})\\). This diffusion prompt directs a depth-to-image inpainting model to produce textured images \\((I_i = \\phi(p_{\\mathrm{diffusion}}, d_i))\\). These images are then back-projected into 3D space, iteratively refining the mesh texture as \\(M^{c_{i+1}} = \\varPsi(M^{c_i}, I_i)\\). This approach ensures the alignment of the textured mesh with the original 3D geometry and its detailed design elements, such as adding calligraphy to scrolls." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.759, + 0.325, + 0.775 + ], + "angle": 0, + "content": "4 Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.841 + ], + "angle": 0, + "content": "In this section, we present our results on open-vocabulary 3D house generation and editing. We also provide comparison with other methods both quantitatively and qualitatively." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.127 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "image_caption", + "bbox": [ + 0.227, + 0.157, + 0.241, + 0.189 + ], + "angle": 0, + "content": "Paaee" + }, + { + "type": "image", + "bbox": [ + 0.246, + 0.144, + 0.334, + 0.195 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.249, + 0.2, + 0.417, + 0.23 + ], + "angle": 0, + "content": "\"Convert the kitchen into a study room equipped with a low table and a short bench. Position a white fan ...\"" + }, + { + "type": "image", + "bbox": [ + 0.422, + 0.145, + 0.493, + 0.199 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.421, + 0.2, + 0.596, + 0.221 + ], + "angle": 0, + "content": "\"Paint all furniture and objects in the kitchen to a Barbie pink color.\"" + }, + { + "type": "image", + "bbox": [ + 0.6, + 0.145, + 0.667, + 0.199 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.605, + 0.201, + 0.772, + 0.221 + ], + "angle": 0, + "content": "Transform the reading zone into a movie zone with minimal effort." + }, + { + "type": "image_caption", + "bbox": [ + 0.226, + 0.23, + 0.238, + 0.25 + ], + "angle": 0, + "content": "图" + }, + { + "type": "image", + "bbox": [ + 0.243, + 0.229, + 0.421, + 0.274 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.244, + 0.276, + 0.424, + 0.306 + ], + "angle": 0, + "content": "\"Replace the corner tables and cushions with a Happy Buddha statue accompanied by a small green plant.\"" + }, + { + "type": "image", + "bbox": [ + 0.422, + 0.229, + 0.599, + 0.274 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.429, + 0.277, + 0.584, + 0.298 + ], + "angle": 0, + "content": "\"Switch out all the skull statues with strawman statues.\"" + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.229, + 0.78, + 0.274 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.6, + 0.277, + 0.771, + 0.307 + ], + "angle": 0, + "content": "\"Ensure all seating in the reading zone is upholstered in warm orange tones to create a cozy atmosphere.\"" + }, + { + "type": "image_caption", + "bbox": [ + 0.226, + 0.307, + 0.238, + 0.324 + ], + "angle": 0, + "content": "国" + }, + { + "type": "image", + "bbox": [ + 0.244, + 0.307, + 0.421, + 0.35 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.269, + 0.351, + 0.3, + 0.359 + ], + "angle": 0, + "content": "before" + }, + { + "type": "image", + "bbox": [ + 0.422, + 0.306, + 0.598, + 0.35 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.452, + 0.351, + 0.482, + 0.359 + ], + "angle": 0, + "content": "before" + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.306, + 0.779, + 0.35 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.632, + 0.351, + 0.663, + 0.359 + ], + "angle": 0, + "content": "before" + }, + { + "type": "image_caption", + "bbox": [ + 0.724, + 0.351, + 0.747, + 0.359 + ], + "angle": 0, + "content": "after" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.384, + 0.788, + 0.454 + ], + "angle": 0, + "content": "Fig.5: Open-vocabulary Editing Results. Examples showcase AnyHome's capability to modify room types, layouts, object appearances, and overall design through free-form user input. AnyHome also supports comprehensive style alterations and sequential edits, all made possible by its hierarchical structured geometric representation and robust text controllability." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.485, + 0.557, + 0.501 + ], + "angle": 0, + "content": "4.1 Open-vocabulary Scene Generation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.788, + 0.665 + ], + "angle": 0, + "content": "Fig. 4 illustrates **AnyHome**'s ability to generate house-scale 3D scenes from open-vocabulary, free-form text. The framework interprets and elaborates on a wide array of styles, including both eastern and western designs. This allows for the creation of stylistically coherent rooms with appropriately placed objects. One notable aspect of **AnyHome** is its capacity to generate an extended range of room types, such as tea rooms, moving beyond the limitations of the standard RPLAN list [73]. The showcased examples are a testament to **AnyHome**'s proficiency in creating various stylistic scenes, each distinguished by their coherent floorplans, layouts, and the high-quality, consistent textures that resonate with the specified textual descriptions." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.691, + 0.475, + 0.707 + ], + "angle": 0, + "content": "4.2 Open-vocabulary Editing." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We present a series of detailed editing results to further illustrate the customizability of AnyHome in Fig. 5. These examples highlight the framework's text-controllability across various levels: from altering room types (left row 1 - from kitchen to study room), adjusting room layouts (left row 2 - from cushion set to a Buddha statue), modifying room styles (middle row 1 - from haunted to Barbie pink), to changing object appearances (right row 2 - from green seats to orange seats). Additionally, AnyHome supports free-form design modifications (right row 1 -from reading to movie area) and facilitates sequential editing (middle row" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "2). These functionalities are made possible by the system's modular text prompt design and its hierarchical, structured geometry representations." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.201, + 0.784, + 0.398 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.405, + 0.788, + 0.464 + ], + "angle": 0, + "content": "Fig.6: Diverse Scene Results. Four distinct scenes generated for the prompt \"A one-bedroom, one-bathroom haunted house featuring dark wood and antique furnishings.\" AnyHome produces houses with diverse floorplans, room types, room layouts, objects and textures." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.515, + 0.341, + 0.53 + ], + "angle": 0, + "content": "4.3 Diversity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.541, + 0.788, + 0.678 + ], + "angle": 0, + "content": "Fig. 6 showcases four unique scenes generated by AnyHome from a single text input, demonstrating its capability for diversity. AnyHome successfully generates varied floorplans (a five-room scene in a and a three-room scene in c), room types (a laboratory in b), room layouts (two parallel beds in b), room objects (a soldier in c), and appearances (different styles and colors), all while maintaining coherence with the same textual description. Fig. 7 highlights AnyHome's ability to create layouts beyond traditional \"home-like\" environments. The system can produce various room types such as offices, display rooms, conference rooms, and classrooms with neatly symmetrical patterns." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.701, + 0.367, + 0.716 + ], + "angle": 0, + "content": "4.4 Comparison." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.727, + 0.787, + 0.772 + ], + "angle": 0, + "content": "We feature quantitative and qualitative comparisons of AnyHome against other baseline methods in the following section. We provide comparisons with concurrent works in the Supplementary Material." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Quantitative Comparison with Baselines To evaluate the effectiveness of AnyHome in scene layout generation and text-to-scene alignment, we conduct a comparative analysis using several key metrics. (1) Out of Bound Rates (OOB):" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.127 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.371, + 0.332 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.293, + 0.334, + 0.309, + 0.346 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image_caption", + "bbox": [ + 0.374, + 0.152, + 0.507, + 0.173 + ], + "angle": 0, + "content": "\"A display room with glass display cases and statues.\"" + }, + { + "type": "image", + "bbox": [ + 0.374, + 0.177, + 0.508, + 0.332 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.434, + 0.334, + 0.451, + 0.346 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.511, + 0.152, + 0.638, + 0.173 + ], + "angle": 0, + "content": "\"A minimalistic conference room with long tables.\"" + }, + { + "type": "image", + "bbox": [ + 0.51, + 0.177, + 0.645, + 0.332 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.57, + 0.334, + 0.586, + 0.346 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image_caption", + "bbox": [ + 0.652, + 0.149, + 0.781, + 0.177 + ], + "angle": 0, + "content": "\"A three-row, four-column classroom with tables and chairs\"" + }, + { + "type": "image", + "bbox": [ + 0.651, + 0.178, + 0.784, + 0.332 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.71, + 0.334, + 0.726, + 0.346 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.369, + 0.788, + 0.426 + ], + "angle": 0, + "content": "Fig. 7: Diverse Layout Results. AnyHome can generate diverse layouts beyond usual room types, showcasing its versatility to be used for different applications. The layouts synthesized can be neatly symmetrical and orderly, echoing to the specifics provided in the prompt." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.459, + 0.789, + 0.67 + ], + "angle": 0, + "content": "The quality of layouts is quantified by measuring the frequency of objects intersecting with each other and the walls, or extending beyond room boundaries, following the approach in LayoutGPT [14]. (2) Caption Similarity (Caption-sim): This metric assesses the alignment between text and scene content. It involves generating captions [31] for rendered frames and computing sentence similarity [56] with the diffusion model \\( p_{\\mathrm{diffusion}} \\). This is crucial for evaluating how well the layout and appearance match the user's input from an egocentric viewpoint. (3) CLIP Similarity (CLIP-sim): The correlation between text and scene content is also assessed using CLIP Similarity. This involves extracting image features via CLIP from rendered frames and calculating the CLIP-Score relative to the text features of the input using the CLIP/H-14 model. (4) CLIP Style Similarity (CLIP-style-sim): Similar to CLIP Similarity, this metric focuses on evaluating the correspondence between the scene's overall style and the user's original text input." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.789, + 0.793 + ], + "angle": 0, + "content": "We compare AnyHome against several baselines. LayoutGPT+Retrieval utilizes LayoutGPT [14], a method that employs a mix of few-shot and zero-shot methods for object placement, with objects subsequently retrieved from the 3D-Front [18] furniture and Objaverse [12] databases, retaining their original texture. CG+Retrieval employs our constrained graph-based furniture placement algorithm for layout, followed by object retrieval. CG+Inpainting combines our layout approach with MVDiffusion [65] for texturing. AnyHome enriches these with SDS-based layout refinement." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Tab. 1 presents the quantitative evaluation. Comparing the first and second rows, using our constrained graph-based representation (CG) significantly improves layout generation over the few-shot LLM-based method without in" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.23, + 0.145, + 0.338, + 0.219 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.347, + 0.144, + 0.498, + 0.22 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.257, + 0.223, + 0.479, + 0.248 + ], + "angle": 0, + "content": "(a) Text-conditioned floorplan generation \"A 40 square meters tearoom in a Chinese" + }, + { + "type": "image", + "bbox": [ + 0.235, + 0.25, + 0.489, + 0.299 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.258, + 0.302, + 0.469, + 0.315 + ], + "angle": 0, + "content": "(b) Text-conditioned layout generation" + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.157, + 0.78, + 0.296 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.544, + 0.301, + 0.756, + 0.314 + ], + "angle": 0, + "content": "(c) Text-conditioned texture inpainting" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.32, + 0.785, + 0.377 + ], + "angle": 0, + "content": "Fig.8: Comparison of Structure Generation and Texture Inpainting. For structure generation, our method generates more complex and reasonable floorplans and layouts. For texture inpainting, our method generates view-consistent and text-content aligned texture." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.391, + 0.788, + 0.461 + ], + "angle": 0, + "content": "Table 1: Comparison of layout and content generation quality between AnyHome and other baselines using Out-of-Boundary Rate (OBB), Caption Similarity (Caption-sim), CLIP Similarity (CLIP-sim), and CLIP Style Similarity (CLIP-style-sim). Mean and variance from 10 runs with random viewpoints are reported. AnyHome outperforms all baseline methods." + }, + { + "type": "table", + "bbox": [ + 0.232, + 0.473, + 0.767, + 0.548 + ], + "angle": 0, + "content": "
MethodOOBCaption-simCLIP-simCLIP-style-sim
LayoutGPT+Retrieval69.49.78.36.4
CG+Retrieval34.211.211.57.0
CG+Inpainting34.215.927.917.5
AnyHome23.716.2±0.129.3±0.617.5±0.5
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.576, + 0.788, + 0.712 + ], + "angle": 0, + "content": "intermediate representations (LayoutGPT), as evidenced by a lower OOB rate and higher content generation scores. Comparing the second and third rows, the egocentric inpainting process further improves text-content and text-style correspondences, elevating these scores (Caption-sim, CLIP-sim, CLIP-style-sim). Comparing the third and fourth rows, the refinement stage further enhances the quality of the layout by reducing overlaps and refining object placements, as indicated by improved scores across all metrics. We include random viewpoint perturbations in the evaluation, such as z-axis rotation and ground translation. The low variances demonstrate the minimal impact of viewpoints on the results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Qualitative Comparison for Structure Generation. In Fig. 8 panels (a) and (b), we compare our method with existing techniques for floorplan and room layout generation, including zero-shot LLM [47], few-shot LLM [14], and diffusion-based methods [72]. For house floorplan generation, LLM-based methods often produce rooms with intersecting walls, overly simplistic structures, or illogical configurations, such as a bedroom situated within a bathroom. Our method surpasses these direct LLM-generated plans, especially with abstract" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "R. Fu et al." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.239 + ], + "angle": 0, + "content": "prompts, by preserving room relationships and accommodating diverse shapes and sizes. This approach effectively addresses open-vocabulary input scenarios. For room layout generation, our SAG-based method demonstrates a clear advantage over traditional few-shot LLMs and diffusion methods. It results in more logically arranged furniture, avoiding common issues such as overlapping bounding boxes and spatial incoherence, particularly in open-vocabulary settings." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.273, + 0.789, + 0.516 + ], + "angle": 0, + "content": "Qualitative Comparison for Texture Inpainting. Fig. 8 (c) presents a qualitative analysis of our texture inpainting approach in comparison with other existing methods, guided by the text prompt \"A gothic living room with wooden furniture.\" In this assessment, we evaluate baseline methods such as Stable-Diffusion-2 with depth conditioning (SD images) and the results of back-propagating image pixel colors to mesh vertices using differentiable rendering (SD texture). Additionally, we examine images generated by MVDiffusion (MVD images) and their subsequent mesh vertex back-propagation (MVD texture). While SD images exhibit richly detailed textures, they often lead to inconsistencies across different views, which undermines the effectiveness of backpropagation. In contrast, MVD images demonstrate a higher level of view consistency. The back-propagation of MVD images (MVD texture) further enhances this consistency across various viewpoints. By integrating this method, which leverages the strengths of MVDiffusion and differentiable rendering, we achieve textures that are not only consistent but also smoothly transitioned, accurately reflecting the textual prompt provided." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.551, + 0.36, + 0.568 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.597, + 0.787, + 0.763 + ], + "angle": 0, + "content": "In this paper, we present AnyHome, a novel framework designed to generate house-scale scenes from open-vocabulary textual inputs. Leveraging specific prompt templates, our system effectively interprets, follows, and enriches user-provided text to create detailed scenes. Utilizing a two-stage generation approach, which combines LLM-designated rules with SDS loss refinement, our method proficiently arranges a diverse array of objects in a realistic manner. The resulting houses feature a structured geometry representation, enhancing the ease of user editing and modification. We believe that AnyHome paves the way for a wide range of applications, including complex 3D interior design, immersive augmented and virtual reality experiences, dynamic gaming environments, and advanced training modules for embodied agents." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.765, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Limitations and Future Work. Still, AnyHome faces limitations due to the current LLMs' understanding of 3D spaces and the challenges of maintaining consistency in multi-view inpainting using existing techniques. Future work will focus on overcoming these challenges to improve the system's capacity for generating detailed and coherent 3D environments from textual inputs." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.653, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "AnyHome" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.174, + 0.785, + 0.205 + ], + "angle": 0, + "content": "This research was supported by AFOSR grant FA9550-21-1-0214. The authors thank Dylan Hu, Selena Ling, Kai Wang and Daniel Ritchie." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.225, + 0.323, + 0.241 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.253, + 0.785, + 0.295 + ], + "angle": 0, + "content": "1. Achlioptas, P., Diamanti, O., Mitliagkas, I., Guibas, L.: Learning representations and generative models for 3d point clouds. In: International conference on machine learning. pp. 40-49. PMLR (2018)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.295, + 0.785, + 0.336 + ], + "angle": 0, + "content": "2. Bahmani, S., Park, J.J., Paschalidou, D., Yan, X., Wetzstein, G., Guibas, L., Tagliasacchi, A.: Cc3d: Layout-conditioned generation of compositional 3d scenes. arXiv preprint arXiv:2303.12074 (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.336, + 0.785, + 0.39 + ], + "angle": 0, + "content": "3. 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Zhao, W.X., Zhou, K., Li, J., Tang, T., Wang, X., Hou, Y., Min, Y., Zhang, B., Zhang, J., Dong, Z., et al.: A survey of large language models. arXiv preprint arXiv:2303.18223 (2023)" + } + ] +] \ No newline at end of file diff --git a/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_origin.pdf b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..9f4b583802192e4d111efd487cd684923e164dfa --- /dev/null +++ b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/e89ebe58-7921-4fb4-9b1e-669d08906a2d_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:9f8de04425212ce55ece508c02ec8cd8240e48be0f130d0cf96cf655062cdc57 +size 4904095 diff --git a/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/full.md b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/full.md new file mode 100644 index 0000000000000000000000000000000000000000..0bc05df487bee9e59d2081216fc67bf52e6694b2 --- /dev/null +++ b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/full.md @@ -0,0 +1,342 @@ +# AnyHome: Open-Vocabulary Generation of Structured and Textured 3D Homes + +Rao Fu\*1, Zehao Wen\*2, Zichen Liu\*2, and Srinath Sridhar + +1 Brown University + +2 Shenzhen College of International Education +*Equal Contribution. † Corresponding Author. + +https://ivl.cs.brown.edu/research/anyhome + +Abstract. Inspired by cognitive theories, we introduce AnyHome, a framework that translates any text into well-structured and textured indoor scenes at a house-scale. By prompting Large Language Models (LLMs) with designed templates, our approach converts provided textual narratives into amodal structured representations. These representations guarantee consistent and realistic spatial layouts by directing the synthesis of a geometry mesh within defined constraints. A Score Distillation Sampling process is then employed to refine the geometry, followed by an egocentric inpainting process that adds lifelike textures to it. AnyHome stands out with its editability, customizability, diversity, and realism. The structured representations for scenes allow for extensive editing at varying levels of granularity. Capable of interpreting texts ranging from simple labels to detailed narratives, AnyHome generates detailed geometries and textures that outperform existing methods in both quantitative and qualitative measures. + +Keywords: Scene Generation $\cdot$ 3D Synthesis $\cdot$ Vision and Language + +# 1 Introduction + +Homes are pivotal to our existence. They are the silent witnesses to our routines and landmark moments, repositories of personal and collective memories that influence our well-being and behavior. Imagine the possibilities if we could articulate our ideal living spaces in natural language and see them come to life. AnyHome embodies this vision, offering a framework that transforms free-form, open-vocabulary textual narratives into diverse, house-scale 3D indoor scenes with realistic appearances. These scenes can be used in a variety of domains, including interior design, game development, augmented and virtual reality, as well as the training for embodied agents. They feature intricate structure layouts and naturalistic textures that are readily modifiable, bridging a crucial gap in contemporary digital design practices. + +Previous research in text-guided 3D scene generation [17,24,26,65] has made notable advances but often struggles with creating robust 3D structures, sometimes resulting in rooms with open ends or repetitive layouts. Studies focusing on + +![](images/6a26d7656d0f296534022d4c450e5cdca5a16ee49476d4736c7d25d538171865.jpg) +"A modern house featuring a minimalist design with blue marble accent. It includes a dedicated music room and a computer room." +(a) Open-vocabulary Generation + +![](images/02e3a504f9f5aa97758ce667417b29f03a594f3bbd38c95471830be99a5c4f4b.jpg) + +![](images/c46b29a2cb23d571db52243f0098f139850d470402778c796a4b4da60ce3ca0c.jpg) + +![](images/4ad1eb2d30b0cef5a16ba7ff1757f11fed1ad870ed606caf1e6f7199b11b0288.jpg) + +![](images/a0c047c83e44d1e83c1161e143bc8477a5c54e13441c04edb822b0c6e7af66cb.jpg) +(b) Zoom-in +Fig. 1: Example house-scale indoor scene generated by AnyHome. Users can input any textual description of an indoor scene, and the system is capable of generating house floorplans, room layouts, object placements, and stylistic appearances accordingly. The generated indoor scene is represented by structured and textured room and object meshes. AnyHome enables the synthesis of diverse indoor scenes, allowing users to control scene generation at any stage—from textual input and intermediate representation to the generated meshes. + +![](images/b9ab51caa49f088fb5d224af778412063fa2b796d3171579d3a074739fc095a0.jpg) +"There are three beds in the bedroom." + +![](images/95b7a0bc08340b1a63623e844ec401b3223efd907753a2a7358d949c0dfce9b5.jpg) +"Place the lamp, which is currently next to the sofa, at the front." +(c) Text control + +![](images/30ba65ff08c3cbbeae29fefb7aba443b03d07c52b606d9682b37f7894a73cf42.jpg) +"The trash can is placed next to the wardrobe." +中 + +![](images/71e29b9309a763c140776c9cd16da0a81d96f00e33f019df698828612114503c.jpg) +(d) User control + +structured scene generation [44, 45, 48, 64, 72] are typically confined to predefined room and furniture types, lacking the flexibility to accommodate customization for various room types, furniture pieces, small objects, and their respective arrangements. At the same time, the generation of house-scale scenes with diverse structures is crucial, especially for applications requiring seamless navigation across different rooms, like video games or virtual training for embodied agents. Some studies have explored house-scale scene synthesis [13], but they often rely on predefined artificial textures, which may limit controllability and realism, hindering certain downstream tasks [30]. + +In response to these limitations, AnyHome focuses on creating indoor scenes that are customizable through open-vocabulary text inputs, featuring structured representations, realistic texture, and are scalable to house-size. We draw inspiration from two key hypotheses in environmental cognition. The amodal spatial image hypothesis suggests that environment recognition transcends sensory modalities like vision or hearing, proposing that individuals apprehend their surroundings through an abstract, symbolic, map-like representation [23,35]. Conversely, the visual recording hypothesis posits that visual experiences function similarly to a video camera, perceiving the environment through continuous, egocentric, path-oriented exploration [22, 51]. Learning from both concepts, AnyHome maintains an amodal, hierarchical geometry representation during the generation process to conceptualize the environment's structure. + +To enhance visual realism, we adopt an egocentric exploration approach for inpainting, encouraging the model to detail the environment as it "sees". + +Specifically, the scene generation process in AnyHome unfolds in several stages: textual input modulation, hierarchical structured geometry generation, along with egocentric refinement and inpainting. This approach is markedly text-controllable. Users can design a scene through free-form text descriptions, which are subsequently converted into modular descriptions for aspects such as floor-plans, room layouts, object retrieval and placement, as well as scene appearances, all facilitated by querying Large Linguueg Models (LLMs) with specialized templates. These descriptions transformed to graph-based intermediate representations, which fosters customizability and solves the problem of insensible geometry generated directly from the LLMs. Following this, the scene's floor-plan is obtained through a generative model [44, 45], and room layouts together with object placements are determined according to LLM-dictated placement rules. We use databases for furniture [19] and objects [12] to populate these scenes. During the egocentric inpainting phase, a camera trajectory imitating first-person exploration is generated. Textures are painted along this trajectory using a depth-aware, text-conditioned inpainting model, which aligns the texture with existing geometry [65]. However, we note inaccuracies in furniture and object placements due to the inherent limitations in object canonicalization from the mesh datasets. To counter, we integrate a Score Distillation Sampling (SDS) process with a differentiable renderer to refine object placement, inspired by recent 3D generation advancements using SDS loss [52] for geometry optimization. + +Our experiments demonstrate that AnyHome effectively generates house-scale scenes with compelling structures, visually appealing textures, and strong alignment with provided textual inputs. The language accessibility and structured representations enable users to control scene generation at various levels, from room types and layouts to object placements and appearances. + +To summarize, our key contributions include: + +1. Developing a systematic and reliable approach for creating diverse, text-controlled, texture-realistic, and modifiable scenes at a house-scale, catering to a wide range of applications. +2. Utilizing LLMs to convert open-vocabulary textual input into structured representations, allowing detailed control using language-based customization while maintaining structure consistency. +3. Enhancing object placement using an SDS process, thus increasing the system's robustness and versatility in creating sensible scenes. +4. Innovating an egocentric inpainting process that follows a camera trajectory generated automatically to explore each object in the room. + +# 2 Related Work + +House-scale Floorplan Generation. House floorplan generation has been well-studied through methods like shape grammars and iterative generation processes [37, 39, 43, 50]. With the advent of deep learning, the focus has shifted + +towards using graph-constrained generative networks [4,25,36,44,45,60,62,63], accommodating a variety of user-defined constraints. As our work concentrates on the functionality of rooms, we utilize bubble diagrams as a constraint [45], which outline pre-defined room types and the functional connections between them. Our primary contribution lies in synthesizing bubble diagrams based on user textual input and expanding these diagrams to encompass any room type, beyond the predefined categories. + +Room-scale Scene Generation. Room-scale scene generation involves creating 3D content, such as furniture and smaller objects, and determining their placement. Traditional methods typically start by constructing a set of 3D objects and then optimizing their placement using iterative methods [13, 16, 20], non-linear optimization [15, 54, 74, 78], or manual interaction [26, 40]. However, with the development of large-scale indoor scene datasets [18, 49, 77], recent approaches have shifted towards using generative networks, employing techniques like feed-forward networks [80], VAEs [53], GANs [75], autoregressive models [32, 66-68], and diffusion models [64, 72, 79]. These advanced methods can generate diverse and realistic 3D scenes but often struggle to place objects unpresented in the training dataset. Recent studies [14, 76] have attempted to overcome these limitations by using Large Language Models (LLMs) to generate style sheet languages for object placement. Our method generates room layouts in two steps. We initially create 3D layouts using LLMs in a few-shot manner and then employ a differentiable renderer to refine the placement of objects. + +Text-to-Shape Generation. Text-to-Shape Generation has seen considerable development, with many studies utilizing feed-forward methods [1, 8, 11, 21, 29, 34, 41, 46, 58, 59, 71] to train generators on 3D data. These methods generate 3D shapes efficiently but their ability to generalize is often limited by the size of the 3D data on which they are trained. Some recent approaches [28, 33, 42, 52, 69] leverage pre-trained visual-language knowledge to optimize 3D representations, showing promising generalization to open-vocabulary textual inputs. Rather than generating shapes from scratch, some research [5, 7, 27, 38, 57] focuses on texture generation, aiming to create textures represented as UV maps from a given mesh. However, optimizing camera views for a single shape is relatively straightforward and cannot directly translate to the complexity of scene geometry. Our paper introduces a novel method for generating camera trajectories specifically for texturing more complex and varied scene structures. + +Text-to-Scene Generation. Text-to-Scene Generation has followed two primary approaches. The first approach [6,64,68] directly uses 3D representations for generation. These methods begin by transforming user text inputs into graph-based representations or lists of shape codes, subsequently generating 3D scenes based on these intermediate representations. While effective in creating structured 3D representations, they often fail to generate realistic textures and unseen objects. The second approach addresses these issues through the image domain. Some studies [10] use panorama images for scene representation and develop end-to-end models that convert text to panorama for scene generation. Other research [2,3,17,24,61] explores scenes from first-person perspectives, employing + +![](images/d28becc9935043819273781833356ea2b164eb489b56131f02e6318542ef934e.jpg) +Fig. 2: Two-stage Generation Process. AnyHome unfolds two primary steps: First, amodal representations are generated from user's text input, which involves constructing modular text descriptions, constrained graphs, and hierarchical structured base mesh. Following this, the method embarks on an egocentric exploration stage, where a navigation trajectory is generated, enabling the refinement and texturing of the base mesh from different viewpoints. + +large-scale text-conditioned image generation models for appearance creation. Techniques like neural density fields or depth are used to ensure 3D consistency. This approach excels in generating diverse appearances but struggles with creating structured 3D representations and consistent shapes. Our method overcomes these challenges by adopting a two-stage generation process. We first generate spatial layouts in a few-shot manner and then inpaint textures using first-person viewpoints, which guarantees both structured outputs and diverse appearances. + +# 3 AnyHome + +Fig. 2 illustrates the two-stage generation process of AnyHome. Our approach incorporates insights from environmental cognition hypothesis. We adopt the amodal spatial image hypothesis [23, 35] to represent houses with an amodal hierarchical structured representation. Drawing on the visual recording hypothesis [22, 51], we further refine and enrich the visual details of houses using egocentric inpainting. Fig. 3 illustrates the main components of the pipeline. Our framework comprises three main components: First, we modulate the textual input using Large Language Models (LLMs) as detailed in Sec. 3.1, which involves comprehending and elaborating user input. Second, in Sec. 3.2, we focus on synthesizing graph-based structured representations that are important for controllability, and use them to generate the base geometry. Finally, Sec. 3.3 describes our process of refinement and inpainting through egocentric exploration, which refines object placements and adds texture, enhancing the realism of the generated scene. + +# 3.1 Textual Input Modulation. + +This initial component of our framework performs two key functions. First, it allows users to offer an unrestricted description of the scene to guide and control the generation of designs. Second, it utilizes the common-sense knowledge inherent within LLMs [70,81] to convert the provided input into modular descriptions + +![](images/8872404e727ada748d28aea87379c83926ee4f256cad4d9957f64c6d443442f1.jpg) +Fig. 3: Pipeline. Taking a free-form textual input, our pipeline generates the house-scale scene by: (i) comprehending and elaborating on the user's textual input through querying an LLM with templated prompts; (ii) converting textual descriptions into base geometry using structured intermediate representations; (iii) employing an SDS process with a differentiable renderer to refine object placements; and (iv) applying depth-conditioned texture inpainting for egocentric texture generation. + +for house floorplans, room layouts, and appearances of furnishings and ornaments. Notably, LLMs are instructed to render graph-like structures that act as intermediate constraints for the generation of house floorplans and room layouts. We have designed three sets of prompts to guide the LLMs: for house floorplan generation ( $p_{\text{floorplan}}, p_{\text{map}}$ ), for room layout and object placement ( $p_{\text{room}}$ ), and for room appearance ( $p_{\text{appearance}}$ ). Fig. 3 (i) provides an example of using ( $p_{\text{room}}$ ) to generate room layout descriptions. The design of these prompts bases on three principles: format compatibility with subsequent modules, adherence to user's textual specifications, and maximal detail elaboration by the LLM-agent, which is encouraged to adopt the perspective of an interior designer or navigator. Additionally, numerical data provided to LLMs is converted to a real-world scale (in meters) to fully utilize their knowledge base. Further details on these prompts can be found in the Supplementary Material. + +# 3.2 Hierarchical Structured Geometry Generation. + +In this phase, we concentrate on converting modular descriptions into a detailed base geometry of the scene, covering elements like floors, walls, furniture, and smaller objects. For precise spatial control, we employ two graph-based intermediate representations: one dedicated to the floorplan and the other to room layouts. Fig. 3 (ii) illustrates this hierarchical generation process. + +House Floorplan Generation. A floorplan is crucial as it outlines the spatial arrangement, dimensions, and functionalities of rooms. While zero-shot methods like LayoutGPT [14] can generate a variety of room types, they sometimes yield impractical configurations, as illustrated in Fig. 8. To address these challenges, + +we initially create bubble diagrams, a graph-based representation similar to that in HouseGAN++ [45], and input them into pre-trained floorplan generation networks to facilitate text-controlled floorplan synthesis. + +In this approach, each floorplan is represented by a bubble-diagram $G(N,E)$ , where nodes $N$ symbolize room types and edges $E$ represent functional connections. We query an LLM with a specific floorplan generation prompt $p_{\text{floorplan}}$ to convert user inputs into these diagrams. Utilizing the pre-trained, graph-conditioned floorplan generator $\text{HouseGAN}++$ , we transform these diagrams into a set of masks $M$ that detail the spatial layout. + +Considering HouseGAN++'s limitations with its RPLAN training data, we introduce additional prompts $p_{\mathrm{map}}$ to map unconventional room types to RPLAN's recognized categories. Upon defining $M$ , we construct the house's base mesh at a defined height $h$ . This method, combining LLMs with a specialized floorplan network, maintains variety while ensuring spatial realism. + +Room Layout and Object Placement Generation. With the house floor-plan established, we advance to generating room layouts and object placements. While existing methods have shown limitations with unique room types [48,72] and simplistic layouts [14] as evidenced in Fig. 8, our approach introduces a constrained layout graph $\bar{G}_i(\bar{N}_i,\bar{E}_i)$ to enhance coherence and flexibility. This graph captures dimensions and descriptions of objects in its nodes $\bar{N}_i$ and the relationships between objects in edges $\bar{E}_i$ . + +Using LLMs, we generate a graph $\bar{G}_i$ for each room based on its area and type, as well as the user input. LLMs struggle to envision a room with a diverse array of objects and to manage their complex interrelations simultaneously, and hence we prompt the LLM twice during this graph generation process. We employ two distinct prompt templates: $p_{\mathrm{furniture}}$ for large furniture and $p_{\mathrm{ornament}}$ for smaller ornaments, to address these elements separately. + +The features stored in the nodes and edges are generated in a step-by-step manner. For instance, in furniture placement, we initially generate a list of potential furniture items along with their dimensions. Subsequently, drawing on the concept of Semantic Asset Group (SAG) [13], the LLM is prompted to identify the sub-graphs $C_i$ within $\bar{G}_i$ that represent groups of commonly associated items and designate an anchor piece within each group, such as a table in a set of a table and chairs. + +With a predefined set of placement rules like place-corner(\cdot), place_beside(\cdot), and place_WALL(\cdot), we direct the LLM to determine the placement rules between the anchor object and other items within the SAG. The corresponding placement algorithm for each rule then dictates the objects' locations, orientations, and adjustments in the event of obstructions, thus optimizing space usage. The Supplementary Material provides a detailed account of all placement rules, including their functions and parameters. This stage results in a series of bounding boxes $B_{i}$ outlining the final layout. + +Object Retrieval. To enhance the scene with appropriate furniture and decor, we utilize comprehensive mesh datasets [12,19], retrieving items that best match the LLM-generated descriptions. By employing CLIP [55] and Sentence Transformers [56], we ensure that the retrieved items align closely with the textual descriptions, seamlessly integrating them into the overall house mesh. + +# 3.3 Egocentric Refinement and Inpainting. + +In this stage, we enhance the base geometry in an egocentric manner, refining its details and layouts as well as adding textures. This process is illustrated in Fig. 3 (iii) and (iv). We start by creating an egocentric trajectory, followed by layout refinement using Score Distillation Sampling (SDS) loss. The final step involves using a depth-conditioned inpainting model for texturing, ensuring coherence between the geometry and textures. Also, a differentiable renderer is employed to maintain texture consistency from multiple viewpoints. + +Generating Egocentric Trajectories. Our trajectory generation adheres to three principles: (1) ensuring complete coverage by guiding the camera along walls; (2) focusing on object-centric views, facilitated by our structured geometry; and (3) implementing double traversal to capture views both towards and away from the interior walls. Additionally, we include random camera samples to achieve comprehensive coverage. This process begins by creating an obstacle field based on the base geometry. By setting a specific threshold, we can identify key points within the field at certain magnitudes to define the trajectory, with the gradient indicating the camera's direction. For random sampling, we select from a set of closed-loop trajectories as feature points and employ a Bezier curve to smoothly interpolate the camera path. Detailed information on the algorithm and its visualizations can be found in the Supplementary Material. + +Refinement and Inpainting with Text-to-Image Models. With the egocentric camera trajectories set, we still face challenges: un-textured geometry and layout inaccuracies resulting from placement rules and inconsistent object coordinate systems from the mesh datasets. We address these by optimizing object placement and texture with image domain losses. In a given scene with $N$ meshes, denoted as $M = \{m_i|i\in [1,N]\}$ , the position of each mesh $P = \{p_i|i\in [1,N]\}$ is defined relative to its anchor mesh, parameterized as the relative translation and quaternion rotation. The corresponding vertex colors for these meshes are symbolized by $M^c = \{m_i^c |i\in [1,N]\}$ . Following Fantasia3D [9], we divide the process into two distinct stages: placement refinement and mesh texturing. + +Structure Refinement. We render the mesh set's normal map $(n,o)$ and mask $(o)$ from camera views $(c)$ using a differentiable renderer $(\Psi)$ . The position parameters $P$ are then refined using the SDS loss, calculated as follows: + +$$ +\nabla_ {P} \mathcal {L} _ {\mathrm {S D S}} (\phi , \Psi (M, c)) = \mathbb {E} _ {t, \epsilon} \left[ w (t) \left(\hat {\epsilon} _ {\phi} \left(\tilde {n} _ {t}; y, t\right) - \epsilon\right) \frac {\partial z}{\partial P} \right], \tag {1} +$$ + +![](images/d6f22230cffe67eeb3b47e5c4a6b5a82b8225e2e7d6d148aa872cbb37a548a36.jpg) +Fig. 4: Open-Vocabulary Generation Results. Top: Input text prompt. Middle: Bird's-eye view of the scenes. Bottom: Egocentric view of the scenes. AnyHome interprets users' textual inputs and produces structured scenes with realistic textures. It can create a serene and culturally rich environment (Left - "Japanese tea house"), render a more dramatic and stylized ambiance (Middle - "haunted house"), and synthesize unique house types (Right - "cat cafe"). + +where $\phi$ parameterizes the pre-trained stable diffusion model, and $\hat{\epsilon}_{\phi}(z_t^{\tilde{n}};y,t)$ represents the noisy function given the noisy image $\tilde{n}_t$ , text embedding $y$ , and noise level $t$ , with $\epsilon$ being the added noise. We utilize multi-view images with a batch size of 8 for optimization. This refinement improves object positioning, surface adherence, as well as penetration issues. + +Texturing with Depth-conditioned Inpainting. To ensure realistic generation and preservation of 3D geometry, depth maps $(\mathrm{d}_i)$ are rendered from each viewpoint. The LLM transforms user textual input $(t)$ into an appearance diffusion prompt $(p_{\mathrm{diffusion}})$ to the diffusion model, utilizing a predefined appearance prompt $(p_{\mathrm{appearance}})$ . This diffusion prompt directs a depth-to-image inpainting model to produce textured images $(I_i = \phi(p_{\mathrm{diffusion}}, d_i))$ . These images are then back-projected into 3D space, iteratively refining the mesh texture as $M^{c_{i+1}} = \varPsi(M^{c_i}, I_i)$ . This approach ensures the alignment of the textured mesh with the original 3D geometry and its detailed design elements, such as adding calligraphy to scrolls. + +# 4 Results + +In this section, we present our results on open-vocabulary 3D house generation and editing. We also provide comparison with other methods both quantitatively and qualitatively. + +![](images/f55a12c2be9fa1f80689dc81c0a4d3749b4c5c4902261c4394c50491ed6ebd10.jpg) +Paaee + +![](images/43d7d303dcf75744d2dc8ea09e8f14387fe48b2f6cf5490650b72be663e9b864.jpg) +"Paint all furniture and objects in the kitchen to a Barbie pink color." + +![](images/07cf948f9ce967845174e8f89c531a32ffcefa36d21bfcfea245c8c814d43567.jpg) +Transform the reading zone into a movie zone with minimal effort. + +![](images/8492c7ec7d1c41d97166cd2d5396209f78e83e582e0d366f20a2c4e3b0d10bd3.jpg) +"Convert the kitchen into a study room equipped with a low table and a short bench. Position a white fan ..." +图 + +![](images/8ed081c71f6b975c47069c3f93304961119d27fba6093f633f512f98ec3c645b.jpg) +"Switch out all the skull statues with strawman statues." + +![](images/bcc15472a89a8904cf1ad6e1489583312280fdb77670e6af83c95e55c47c6743.jpg) + +![](images/a27ba4bc9acab46f620993f0f011629102ee0d22c5bca07c2900e5e3ea8a6683.jpg) +国 +before +Fig.5: Open-vocabulary Editing Results. Examples showcase AnyHome's capability to modify room types, layouts, object appearances, and overall design through free-form user input. AnyHome also supports comprehensive style alterations and sequential edits, all made possible by its hierarchical structured geometric representation and robust text controllability. + +![](images/954ca2c2a57880fa822b640aa89509ff222ca84f023e27166432b56fd06019df.jpg) +"Replace the corner tables and cushions with a Happy Buddha statue accompanied by a small green plant." +before + +![](images/082c858015ecce9f52ebf78cec2f3ae4ebe3f9f4291cbff5fca5f57edc5e8631.jpg) +"Ensure all seating in the reading zone is upholstered in warm orange tones to create a cozy atmosphere." +before +after + +# 4.1 Open-vocabulary Scene Generation. + +Fig. 4 illustrates **AnyHome**'s ability to generate house-scale 3D scenes from open-vocabulary, free-form text. The framework interprets and elaborates on a wide array of styles, including both eastern and western designs. This allows for the creation of stylistically coherent rooms with appropriately placed objects. One notable aspect of **AnyHome** is its capacity to generate an extended range of room types, such as tea rooms, moving beyond the limitations of the standard RPLAN list [73]. The showcased examples are a testament to **AnyHome**'s proficiency in creating various stylistic scenes, each distinguished by their coherent floorplans, layouts, and the high-quality, consistent textures that resonate with the specified textual descriptions. + +# 4.2 Open-vocabulary Editing. + +We present a series of detailed editing results to further illustrate the customizability of AnyHome in Fig. 5. These examples highlight the framework's text-controllability across various levels: from altering room types (left row 1 - from kitchen to study room), adjusting room layouts (left row 2 - from cushion set to a Buddha statue), modifying room styles (middle row 1 - from haunted to Barbie pink), to changing object appearances (right row 2 - from green seats to orange seats). Additionally, AnyHome supports free-form design modifications (right row 1 -from reading to movie area) and facilitates sequential editing (middle row + +2). These functionalities are made possible by the system's modular text prompt design and its hierarchical, structured geometry representations. + +![](images/68efb7814fcb9169dfd6caa8e28f6975f134b8c84839cc33653eeb5bfabe0cc9.jpg) +Fig.6: Diverse Scene Results. Four distinct scenes generated for the prompt "A one-bedroom, one-bathroom haunted house featuring dark wood and antique furnishings." AnyHome produces houses with diverse floorplans, room types, room layouts, objects and textures. + +# 4.3 Diversity. + +Fig. 6 showcases four unique scenes generated by AnyHome from a single text input, demonstrating its capability for diversity. AnyHome successfully generates varied floorplans (a five-room scene in a and a three-room scene in c), room types (a laboratory in b), room layouts (two parallel beds in b), room objects (a soldier in c), and appearances (different styles and colors), all while maintaining coherence with the same textual description. Fig. 7 highlights AnyHome's ability to create layouts beyond traditional "home-like" environments. The system can produce various room types such as offices, display rooms, conference rooms, and classrooms with neatly symmetrical patterns. + +# 4.4 Comparison. + +We feature quantitative and qualitative comparisons of AnyHome against other baseline methods in the following section. We provide comparisons with concurrent works in the Supplementary Material. + +Quantitative Comparison with Baselines To evaluate the effectiveness of AnyHome in scene layout generation and text-to-scene alignment, we conduct a comparative analysis using several key metrics. (1) Out of Bound Rates (OOB): + +![](images/405812cd6d260763823faf51f493d082605bdcbbedaa4cbaa6a811009137ab33.jpg) +(a) +"A display room with glass display cases and statues." +Fig. 7: Diverse Layout Results. AnyHome can generate diverse layouts beyond usual room types, showcasing its versatility to be used for different applications. The layouts synthesized can be neatly symmetrical and orderly, echoing to the specifics provided in the prompt. + +![](images/6f792ca0f53ddef3be291b790020c49d22612ddb52bab52a5a6111bad6604fda.jpg) +(b) + +![](images/916403b5cfd9703b9de64758eabaa92915d08837fe87f5057e16c620140d4abb.jpg) +"A minimalistic conference room with long tables." +(c) + +![](images/f2968b10d4da04baaa60e38230c083d049432ba637694703c257efc1503525cc.jpg) +"A three-row, four-column classroom with tables and chairs" +(d) + +The quality of layouts is quantified by measuring the frequency of objects intersecting with each other and the walls, or extending beyond room boundaries, following the approach in LayoutGPT [14]. (2) Caption Similarity (Caption-sim): This metric assesses the alignment between text and scene content. It involves generating captions [31] for rendered frames and computing sentence similarity [56] with the diffusion model $p_{\mathrm{diffusion}}$ . This is crucial for evaluating how well the layout and appearance match the user's input from an egocentric viewpoint. (3) CLIP Similarity (CLIP-sim): The correlation between text and scene content is also assessed using CLIP Similarity. This involves extracting image features via CLIP from rendered frames and calculating the CLIP-Score relative to the text features of the input using the CLIP/H-14 model. (4) CLIP Style Similarity (CLIP-style-sim): Similar to CLIP Similarity, this metric focuses on evaluating the correspondence between the scene's overall style and the user's original text input. + +We compare AnyHome against several baselines. LayoutGPT+Retrieval utilizes LayoutGPT [14], a method that employs a mix of few-shot and zero-shot methods for object placement, with objects subsequently retrieved from the 3D-Front [18] furniture and Objaverse [12] databases, retaining their original texture. CG+Retrieval employs our constrained graph-based furniture placement algorithm for layout, followed by object retrieval. CG+Inpainting combines our layout approach with MVDiffusion [65] for texturing. AnyHome enriches these with SDS-based layout refinement. + +Tab. 1 presents the quantitative evaluation. Comparing the first and second rows, using our constrained graph-based representation (CG) significantly improves layout generation over the few-shot LLM-based method without in + +![](images/3e026e26373e44c84d970e3c4aff8187fafbc264240e78251ead2e1ae11172bb.jpg) +(a) Text-conditioned floorplan generation "A 40 square meters tearoom in a Chinese + +![](images/9aa20883ac428bc5bb68e889a4ac41d73f3c1dcc7a34eefb4864934aed5a4d43.jpg) + +![](images/58ce2e45703e876c83d8da58566f0596c1e7c057cdb8c97893fa615e8fa733e1.jpg) +(b) Text-conditioned layout generation + +![](images/a63eb31bac2ee0f491f4f979c09cd690232e247f8d55dcae159c3e7efa9c2344.jpg) +(c) Text-conditioned texture inpainting +Fig.8: Comparison of Structure Generation and Texture Inpainting. For structure generation, our method generates more complex and reasonable floorplans and layouts. For texture inpainting, our method generates view-consistent and text-content aligned texture. + +Table 1: Comparison of layout and content generation quality between AnyHome and other baselines using Out-of-Boundary Rate (OBB), Caption Similarity (Caption-sim), CLIP Similarity (CLIP-sim), and CLIP Style Similarity (CLIP-style-sim). Mean and variance from 10 runs with random viewpoints are reported. AnyHome outperforms all baseline methods. + +
MethodOOBCaption-simCLIP-simCLIP-style-sim
LayoutGPT+Retrieval69.49.78.36.4
CG+Retrieval34.211.211.57.0
CG+Inpainting34.215.927.917.5
AnyHome23.716.2±0.129.3±0.617.5±0.5
+ +intermediate representations (LayoutGPT), as evidenced by a lower OOB rate and higher content generation scores. Comparing the second and third rows, the egocentric inpainting process further improves text-content and text-style correspondences, elevating these scores (Caption-sim, CLIP-sim, CLIP-style-sim). Comparing the third and fourth rows, the refinement stage further enhances the quality of the layout by reducing overlaps and refining object placements, as indicated by improved scores across all metrics. We include random viewpoint perturbations in the evaluation, such as z-axis rotation and ground translation. The low variances demonstrate the minimal impact of viewpoints on the results. + +Qualitative Comparison for Structure Generation. In Fig. 8 panels (a) and (b), we compare our method with existing techniques for floorplan and room layout generation, including zero-shot LLM [47], few-shot LLM [14], and diffusion-based methods [72]. For house floorplan generation, LLM-based methods often produce rooms with intersecting walls, overly simplistic structures, or illogical configurations, such as a bedroom situated within a bathroom. Our method surpasses these direct LLM-generated plans, especially with abstract + +prompts, by preserving room relationships and accommodating diverse shapes and sizes. This approach effectively addresses open-vocabulary input scenarios. For room layout generation, our SAG-based method demonstrates a clear advantage over traditional few-shot LLMs and diffusion methods. It results in more logically arranged furniture, avoiding common issues such as overlapping bounding boxes and spatial incoherence, particularly in open-vocabulary settings. + +Qualitative Comparison for Texture Inpainting. Fig. 8 (c) presents a qualitative analysis of our texture inpainting approach in comparison with other existing methods, guided by the text prompt "A gothic living room with wooden furniture." In this assessment, we evaluate baseline methods such as Stable-Diffusion-2 with depth conditioning (SD images) and the results of back-propagating image pixel colors to mesh vertices using differentiable rendering (SD texture). Additionally, we examine images generated by MVDiffusion (MVD images) and their subsequent mesh vertex back-propagation (MVD texture). While SD images exhibit richly detailed textures, they often lead to inconsistencies across different views, which undermines the effectiveness of backpropagation. In contrast, MVD images demonstrate a higher level of view consistency. The back-propagation of MVD images (MVD texture) further enhances this consistency across various viewpoints. By integrating this method, which leverages the strengths of MVDiffusion and differentiable rendering, we achieve textures that are not only consistent but also smoothly transitioned, accurately reflecting the textual prompt provided. + +# 5 Conclusion + +In this paper, we present AnyHome, a novel framework designed to generate house-scale scenes from open-vocabulary textual inputs. Leveraging specific prompt templates, our system effectively interprets, follows, and enriches user-provided text to create detailed scenes. Utilizing a two-stage generation approach, which combines LLM-designated rules with SDS loss refinement, our method proficiently arranges a diverse array of objects in a realistic manner. The resulting houses feature a structured geometry representation, enhancing the ease of user editing and modification. We believe that AnyHome paves the way for a wide range of applications, including complex 3D interior design, immersive augmented and virtual reality experiences, dynamic gaming environments, and advanced training modules for embodied agents. + +Limitations and Future Work. Still, AnyHome faces limitations due to the current LLMs' understanding of 3D spaces and the challenges of maintaining consistency in multi-view inpainting using existing techniques. Future work will focus on overcoming these challenges to improve the system's capacity for generating detailed and coherent 3D environments from textual inputs. + +# Acknowledgements + +This research was supported by AFOSR grant FA9550-21-1-0214. The authors thank Dylan Hu, Selena Ling, Kai Wang and Daniel Ritchie. + +# References + +1. Achlioptas, P., Diamanti, O., Mitliagkas, I., Guibas, L.: Learning representations and generative models for 3d point clouds. In: International conference on machine learning. pp. 40-49. PMLR (2018) +2. 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Zhao, W.X., Zhou, K., Li, J., Tang, T., Wang, X., Hou, Y., Min, Y., Zhang, B., Zhang, J., Dong, Z., et al.: A survey of large language models. arXiv preprint arXiv:2303.18223 (2023) \ No newline at end of file diff --git a/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/images.zip b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..88bf325bf9f99a6d0ab4e55668cfad8c97711adc --- /dev/null +++ b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:0f126ae892745bffbcce5f55545feb35df470a9de8f867e7ba4b07c186e4a7b5 +size 487802 diff --git a/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/layout.json b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..8e7be3f6109d2741d463e6d67f29cb7f9bda9613 --- /dev/null +++ b/2024/AnyHome_ Open-Vocabulary Large-Scale Indoor Scene Generation with First-Person View Exploration/layout.json @@ -0,0 +1,10461 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 157, + 111, + 460, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 111, + 460, + 148 + ], + "spans": [ + { + "bbox": [ + 157, + 111, + 460, + 148 + ], + "type": "text", + "content": "AnyHome: Open-Vocabulary Generation of Structured and Textured 3D Homes" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 157, + 167, + 456, + 181 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 167, + 456, + 181 + ], + "spans": [ + { + "bbox": [ + 157, + 167, + 456, + 181 + ], + "type": "text", + "content": "Rao Fu\\*1, Zehao Wen\\*2, Zichen Liu\\*2, and Srinath Sridhar" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 266, + 190, + 348, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 266, + 190, + 348, + 201 + ], + "spans": [ + { + "bbox": [ + 266, + 190, + 348, + 201 + ], + "type": "text", + "content": "1 Brown University" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 211, + 201, + 402, + 223 + ], + "type": "list", + "angle": 0, + "index": 5, + "blocks": [ + { + "bbox": [ + 211, + 201, + 402, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 201, + 402, + 212 + ], + "spans": [ + { + "bbox": [ + 211, + 201, + 402, + 212 + ], + "type": "text", + "content": "2 Shenzhen College of International Education" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 211, + 212, + 402, + 223 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 212, + 402, + 223 + ], + "spans": [ + { + "bbox": [ + 211, + 212, + 402, + 223 + ], + "type": "text", + "content": "*Equal Contribution. † Corresponding Author." + } + ] + } + ], + "index": 4 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 209, + 224, + 404, + 234 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 224, + 404, + 234 + ], + "spans": [ + { + "bbox": [ + 209, + 224, + 404, + 234 + ], + "type": "text", + "content": "https://ivl.cs.brown.edu/research/anyhome" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 159, + 265, + 455, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 265, + 455, + 430 + ], + "spans": [ + { + "bbox": [ + 159, + 265, + 455, + 430 + ], + "type": "text", + "content": "Abstract. Inspired by cognitive theories, we introduce AnyHome, a framework that translates any text into well-structured and textured indoor scenes at a house-scale. By prompting Large Language Models (LLMs) with designed templates, our approach converts provided textual narratives into amodal structured representations. These representations guarantee consistent and realistic spatial layouts by directing the synthesis of a geometry mesh within defined constraints. A Score Distillation Sampling process is then employed to refine the geometry, followed by an egocentric inpainting process that adds lifelike textures to it. AnyHome stands out with its editability, customizability, diversity, and realism. The structured representations for scenes allow for extensive editing at varying levels of granularity. Capable of interpreting texts ranging from simple labels to detailed narratives, AnyHome generates detailed geometries and textures that outperform existing methods in both quantitative and qualitative measures." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "spans": [ + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "type": "text", + "content": "Keywords: Scene Generation " + }, + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "type": "text", + "content": " 3D Synthesis " + }, + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 440, + 443, + 451 + ], + "type": "text", + "content": " Vision and Language" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 472, + 230, + 485 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 472, + 230, + 485 + ], + "spans": [ + { + "bbox": [ + 132, + 472, + 230, + 485 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 498, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 482, + 628 + ], + "type": "text", + "content": "Homes are pivotal to our existence. They are the silent witnesses to our routines and landmark moments, repositories of personal and collective memories that influence our well-being and behavior. Imagine the possibilities if we could articulate our ideal living spaces in natural language and see them come to life. AnyHome embodies this vision, offering a framework that transforms free-form, open-vocabulary textual narratives into diverse, house-scale 3D indoor scenes with realistic appearances. These scenes can be used in a variety of domains, including interior design, game development, augmented and virtual reality, as well as the training for embodied agents. They feature intricate structure layouts and naturalistic textures that are readily modifiable, bridging a crucial gap in contemporary digital design practices." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Previous research in text-guided 3D scene generation [17,24,26,65] has made notable advances but often struggles with creating robust 3D structures, sometimes resulting in rooms with open ends or repetitive layouts. 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Users can input any textual description of an indoor scene, and the system is capable of generating house floorplans, room layouts, object placements, and stylistic appearances accordingly. The generated indoor scene is represented by structured and textured room and object meshes. AnyHome enables the synthesis of diverse indoor scenes, allowing users to control scene generation at any stage—from textual input and intermediate representation to the generated meshes." + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 353, + 141, + 402, + 186 + ], + "blocks": [ + { + "bbox": [ + 351, + 117, + 404, + 140 + ], + "lines": [ + { + "bbox": [ + 351, + 117, + 404, + 140 + ], + "spans": [ + { + "bbox": [ + 351, + 117, + 404, + 140 + ], + "type": "text", + "content": "\"There are three beds in the bedroom.\"" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 353, + 141, + 402, + 186 + ], + "lines": [ + { + "bbox": [ + 353, + 141, + 402, + 186 + ], + "spans": [ + { + "bbox": [ + 353, + 141, + 402, + 186 + ], + "type": "image", + "image_path": "b9ab51caa49f088fb5d224af778412063fa2b796d3171579d3a074739fc095a0.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 352, + 220, + 405, + 266 + ], + "blocks": [ + { + "bbox": [ + 352, + 188, + 405, + 220 + ], + "lines": [ + { + "bbox": [ + 352, + 188, + 405, + 220 + ], + "spans": [ + { + "bbox": [ + 352, + 188, + 405, + 220 + ], + "type": "text", + "content": "\"Place the lamp, which is currently next to the sofa, at the front.\"" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 352, + 220, + 405, + 266 + ], + "lines": [ + { + "bbox": [ + 352, + 220, + 405, + 266 + ], + "spans": [ + { + "bbox": [ + 352, + 220, + 405, + 266 + ], + "type": "image", + "image_path": "95b7a0bc08340b1a63623e844ec401b3223efd907753a2a7358d949c0dfce9b5.jpg" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 353, + 267, + 403, + 276 + ], + "lines": [ + { + "bbox": [ + 353, + 267, + 403, + 276 + ], + "spans": [ + { + "bbox": [ + 353, + 267, + 403, + 276 + ], + "type": "text", + "content": "(c) Text control" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_caption" + } + ], + "index": 13 + }, + { + "type": "image", + "bbox": [ + 413, + 141, + 466, + 186 + ], + "blocks": [ + { + "bbox": [ + 411, + 117, + 467, + 140 + ], + "lines": [ + { + "bbox": [ + 411, + 117, + 467, + 140 + ], + "spans": [ + { + "bbox": [ + 411, + 117, + 467, + 140 + ], + "type": "text", + "content": "\"The trash can is placed next to the wardrobe.\"" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 413, + 141, + 466, + 186 + ], + "lines": [ + { + "bbox": [ + 413, + 141, + 466, + 186 + ], + "spans": [ + { + "bbox": [ + 413, + 141, + 466, + 186 + ], + "type": "image", + "image_path": "30ba65ff08c3cbbeae29fefb7aba443b03d07c52b606d9682b37f7894a73cf42.jpg" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 411, + 187, + 466, + 198 + ], + "lines": [ + { + "bbox": [ + 411, + 187, + 466, + 198 + ], + "spans": [ + { + "bbox": [ + 411, + 187, + 466, + 198 + ], + "type": "text", + "content": "中" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_caption" + } + ], + "index": 16 + }, + { + "type": "image", + "bbox": [ + 411, + 205, + 472, + 266 + ], + "blocks": [ + { + "bbox": [ + 411, + 205, + 472, + 266 + ], + "lines": [ + { + "bbox": [ + 411, + 205, + 472, + 266 + ], + "spans": [ + { + "bbox": [ + 411, + 205, + 472, + 266 + ], + "type": "image", + "image_path": "71e29b9309a763c140776c9cd16da0a81d96f00e33f019df698828612114503c.jpg" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 414, + 266, + 465, + 276 + ], + "lines": [ + { + "bbox": [ + 414, + 266, + 465, + 276 + ], + "spans": [ + { + "bbox": [ + 414, + 266, + 465, + 276 + ], + "type": "text", + "content": "(d) User control" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 18 + }, + { + "bbox": [ + 130, + 408, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 408, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 408, + 482, + 517 + ], + "type": "text", + "content": "structured scene generation [44, 45, 48, 64, 72] are typically confined to predefined room and furniture types, lacking the flexibility to accommodate customization for various room types, furniture pieces, small objects, and their respective arrangements. At the same time, the generation of house-scale scenes with diverse structures is crucial, especially for applications requiring seamless navigation across different rooms, like video games or virtual training for embodied agents. Some studies have explored house-scale scene synthesis [13], but they often rely on predefined artificial textures, which may limit controllability and realism, hindering certain downstream tasks [30]." + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "In response to these limitations, AnyHome focuses on creating indoor scenes that are customizable through open-vocabulary text inputs, featuring structured representations, realistic texture, and are scalable to house-size. We draw inspiration from two key hypotheses in environmental cognition. The amodal spatial image hypothesis suggests that environment recognition transcends sensory modalities like vision or hearing, proposing that individuals apprehend their surroundings through an abstract, symbolic, map-like representation [23,35]. Conversely, the visual recording hypothesis posits that visual experiences function similarly to a video camera, perceiving the environment through continuous, egocentric, path-oriented exploration [22, 51]. Learning from both concepts, AnyHome maintains an amodal, hierarchical geometry representation during the generation process to conceptualize the environment's structure." + } + ] + } + ], + "index": 22 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "content": "To enhance visual realism, we adopt an egocentric exploration approach for inpainting, encouraging the model to detail the environment as it \"sees\"." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 481, + 391 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 481, + 391 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 481, + 391 + ], + "type": "text", + "content": "Specifically, the scene generation process in AnyHome unfolds in several stages: textual input modulation, hierarchical structured geometry generation, along with egocentric refinement and inpainting. This approach is markedly text-controllable. Users can design a scene through free-form text descriptions, which are subsequently converted into modular descriptions for aspects such as floor-plans, room layouts, object retrieval and placement, as well as scene appearances, all facilitated by querying Large Linguueg Models (LLMs) with specialized templates. These descriptions transformed to graph-based intermediate representations, which fosters customizability and solves the problem of insensible geometry generated directly from the LLMs. Following this, the scene's floor-plan is obtained through a generative model [44, 45], and room layouts together with object placements are determined according to LLM-dictated placement rules. We use databases for furniture [19] and objects [12] to populate these scenes. During the egocentric inpainting phase, a camera trajectory imitating first-person exploration is generated. Textures are painted along this trajectory using a depth-aware, text-conditioned inpainting model, which aligns the texture with existing geometry [65]. However, we note inaccuracies in furniture and object placements due to the inherent limitations in object canonicalization from the mesh datasets. To counter, we integrate a Score Distillation Sampling (SDS) process with a differentiable renderer to refine object placement, inspired by recent 3D generation advancements using SDS loss [52] for geometry optimization." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 392, + 481, + 450 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 392, + 481, + 450 + ], + "spans": [ + { + "bbox": [ + 132, + 392, + 481, + 450 + ], + "type": "text", + "content": "Our experiments demonstrate that AnyHome effectively generates house-scale scenes with compelling structures, visually appealing textures, and strong alignment with provided textual inputs. The language accessibility and structured representations enable users to control scene generation at various levels, from room types and layouts to object placements and appearances." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 147, + 451, + 347, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 451, + 347, + 462 + ], + "spans": [ + { + "bbox": [ + 147, + 451, + 347, + 462 + ], + "type": "text", + "content": "To summarize, our key contributions include:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 469, + 480, + 587 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 136, + 469, + 480, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 469, + 480, + 504 + ], + "spans": [ + { + "bbox": [ + 136, + 469, + 480, + 504 + ], + "type": "text", + "content": "1. Developing a systematic and reliable approach for creating diverse, text-controlled, texture-realistic, and modifiable scenes at a house-scale, catering to a wide range of applications." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 136, + 505, + 480, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 505, + 480, + 540 + ], + "spans": [ + { + "bbox": [ + 136, + 505, + 480, + 540 + ], + "type": "text", + "content": "2. Utilizing LLMs to convert open-vocabulary textual input into structured representations, allowing detailed control using language-based customization while maintaining structure consistency." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 136, + 540, + 480, + 563 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 540, + 480, + 563 + ], + "spans": [ + { + "bbox": [ + 136, + 540, + 480, + 563 + ], + "type": "text", + "content": "3. Enhancing object placement using an SDS process, thus increasing the system's robustness and versatility in creating sensible scenes." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 136, + 564, + 480, + 587 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 564, + 480, + 587 + ], + "spans": [ + { + "bbox": [ + 136, + 564, + 480, + 587 + ], + "type": "text", + "content": "4. Innovating an egocentric inpainting process that follows a camera trajectory generated automatically to explore each object in the room." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 605, + 237, + 618 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 605, + 237, + 618 + ], + "spans": [ + { + "bbox": [ + 132, + 605, + 237, + 618 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 629, + 481, + 665 + ], + "type": "text", + "content": "House-scale Floorplan Generation. House floorplan generation has been well-studied through methods like shape grammars and iterative generation processes [37, 39, 43, 50]. With the advent of deep learning, the focus has shifted" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnyHome" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "towards using graph-constrained generative networks [4,25,36,44,45,60,62,63], accommodating a variety of user-defined constraints. As our work concentrates on the functionality of rooms, we utilize bubble diagrams as a constraint [45], which outline pre-defined room types and the functional connections between them. Our primary contribution lies in synthesizing bubble diagrams based on user textual input and expanding these diagrams to encompass any room type, beyond the predefined categories." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 204, + 482, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 204, + 482, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 204, + 482, + 384 + ], + "type": "text", + "content": "Room-scale Scene Generation. Room-scale scene generation involves creating 3D content, such as furniture and smaller objects, and determining their placement. Traditional methods typically start by constructing a set of 3D objects and then optimizing their placement using iterative methods [13, 16, 20], non-linear optimization [15, 54, 74, 78], or manual interaction [26, 40]. However, with the development of large-scale indoor scene datasets [18, 49, 77], recent approaches have shifted towards using generative networks, employing techniques like feed-forward networks [80], VAEs [53], GANs [75], autoregressive models [32, 66-68], and diffusion models [64, 72, 79]. These advanced methods can generate diverse and realistic 3D scenes but often struggle to place objects unpresented in the training dataset. Recent studies [14, 76] have attempted to overcome these limitations by using Large Language Models (LLMs) to generate style sheet languages for object placement. Our method generates room layouts in two steps. We initially create 3D layouts using LLMs in a few-shot manner and then employ a differentiable renderer to refine the placement of objects." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 387, + 482, + 542 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 542 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 542 + ], + "type": "text", + "content": "Text-to-Shape Generation. Text-to-Shape Generation has seen considerable development, with many studies utilizing feed-forward methods [1, 8, 11, 21, 29, 34, 41, 46, 58, 59, 71] to train generators on 3D data. These methods generate 3D shapes efficiently but their ability to generalize is often limited by the size of the 3D data on which they are trained. Some recent approaches [28, 33, 42, 52, 69] leverage pre-trained visual-language knowledge to optimize 3D representations, showing promising generalization to open-vocabulary textual inputs. Rather than generating shapes from scratch, some research [5, 7, 27, 38, 57] focuses on texture generation, aiming to create textures represented as UV maps from a given mesh. However, optimizing camera views for a single shape is relatively straightforward and cannot directly translate to the complexity of scene geometry. Our paper introduces a novel method for generating camera trajectories specifically for texturing more complex and varied scene structures." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "Text-to-Scene Generation. Text-to-Scene Generation has followed two primary approaches. The first approach [6,64,68] directly uses 3D representations for generation. These methods begin by transforming user text inputs into graph-based representations or lists of shape codes, subsequently generating 3D scenes based on these intermediate representations. While effective in creating structured 3D representations, they often fail to generate realistic textures and unseen objects. The second approach addresses these issues through the image domain. Some studies [10] use panorama images for scene representation and develop end-to-end models that convert text to panorama for scene generation. Other research [2,3,17,24,61] explores scenes from first-person perspectives, employing" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 114, + 475, + 172 + ], + "blocks": [ + { + "bbox": [ + 140, + 114, + 475, + 172 + ], + "lines": [ + { + "bbox": [ + 140, + 114, + 475, + 172 + ], + "spans": [ + { + "bbox": [ + 140, + 114, + 475, + 172 + ], + "type": "image", + "image_path": "d28becc9935043819273781833356ea2b164eb489b56131f02e6318542ef934e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 190, + 482, + 257 + ], + "lines": [ + { + "bbox": [ + 130, + 190, + 482, + 257 + ], + "spans": [ + { + "bbox": [ + 130, + 190, + 482, + 257 + ], + "type": "text", + "content": "Fig. 2: Two-stage Generation Process. AnyHome unfolds two primary steps: First, amodal representations are generated from user's text input, which involves constructing modular text descriptions, constrained graphs, and hierarchical structured base mesh. Following this, the method embarks on an egocentric exploration stage, where a navigation trajectory is generated, enabling the refinement and texturing of the base mesh from different viewpoints." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 278, + 482, + 363 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 278, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 278, + 482, + 363 + ], + "type": "text", + "content": "large-scale text-conditioned image generation models for appearance creation. Techniques like neural density fields or depth are used to ensure 3D consistency. This approach excels in generating diverse appearances but struggles with creating structured 3D representations and consistent shapes. Our method overcomes these challenges by adopting a two-stage generation process. We first generate spatial layouts in a few-shot manner and then inpaint textures using first-person viewpoints, which guarantees both structured outputs and diverse appearances." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 391, + 214, + 404 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 391, + 214, + 404 + ], + "spans": [ + { + "bbox": [ + 132, + 391, + 214, + 404 + ], + "type": "text", + "content": "3 AnyHome" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 415, + 482, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 583 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 583 + ], + "type": "text", + "content": "Fig. 2 illustrates the two-stage generation process of AnyHome. Our approach incorporates insights from environmental cognition hypothesis. We adopt the amodal spatial image hypothesis [23, 35] to represent houses with an amodal hierarchical structured representation. Drawing on the visual recording hypothesis [22, 51], we further refine and enrich the visual details of houses using egocentric inpainting. Fig. 3 illustrates the main components of the pipeline. Our framework comprises three main components: First, we modulate the textual input using Large Language Models (LLMs) as detailed in Sec. 3.1, which involves comprehending and elaborating user input. Second, in Sec. 3.2, we focus on synthesizing graph-based structured representations that are important for controllability, and use them to generate the base geometry. Finally, Sec. 3.3 describes our process of refinement and inpainting through egocentric exploration, which refines object placements and adds texture, enhancing the realism of the generated scene." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 598, + 295, + 611 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 598, + 295, + 611 + ], + "spans": [ + { + "bbox": [ + 132, + 598, + 295, + 611 + ], + "type": "text", + "content": "3.1 Textual Input Modulation." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "This initial component of our framework performs two key functions. First, it allows users to offer an unrestricted description of the scene to guide and control the generation of designs. Second, it utilizes the common-sense knowledge inherent within LLMs [70,81] to convert the provided input into modular descriptions" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnyHome" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 475, + 242 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 475, + 242 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 475, + 242 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 475, + 242 + ], + "type": "image", + "image_path": "8872404e727ada748d28aea87379c83926ee4f256cad4d9957f64c6d443442f1.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 258, + 482, + 326 + ], + "lines": [ + { + "bbox": [ + 130, + 258, + 482, + 326 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 482, + 326 + ], + "type": "text", + "content": "Fig. 3: Pipeline. Taking a free-form textual input, our pipeline generates the house-scale scene by: (i) comprehending and elaborating on the user's textual input through querying an LLM with templated prompts; (ii) converting textual descriptions into base geometry using structured intermediate representations; (iii) employing an SDS process with a differentiable renderer to refine object placements; and (iv) applying depth-conditioned texture inpainting for egocentric texture generation." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "spans": [ + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "text", + "content": "for house floorplans, room layouts, and appearances of furnishings and ornaments. Notably, LLMs are instructed to render graph-like structures that act as intermediate constraints for the generation of house floorplans and room layouts. We have designed three sets of prompts to guide the LLMs: for house floorplan generation (" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "inline_equation", + "content": "p_{\\text{floorplan}}, p_{\\text{map}}" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "text", + "content": "), for room layout and object placement (" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "inline_equation", + "content": "p_{\\text{room}}" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "text", + "content": "), and for room appearance (" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "inline_equation", + "content": "p_{\\text{appearance}}" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "text", + "content": "). Fig. 3 (i) provides an example of using (" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "inline_equation", + "content": "p_{\\text{room}}" + }, + { + "bbox": [ + 130, + 348, + 482, + 504 + ], + "type": "text", + "content": ") to generate room layout descriptions. The design of these prompts bases on three principles: format compatibility with subsequent modules, adherence to user's textual specifications, and maximal detail elaboration by the LLM-agent, which is encouraged to adopt the perspective of an interior designer or navigator. Additionally, numerical data provided to LLMs is converted to a real-world scale (in meters) to fully utilize their knowledge base. Further details on these prompts can be found in the Supplementary Material." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 521, + 397, + 533 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 521, + 397, + 533 + ], + "spans": [ + { + "bbox": [ + 131, + 521, + 397, + 533 + ], + "type": "text", + "content": "3.2 Hierarchical Structured Geometry Generation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 540, + 482, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 540, + 482, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 540, + 482, + 601 + ], + "type": "text", + "content": "In this phase, we concentrate on converting modular descriptions into a detailed base geometry of the scene, covering elements like floors, walls, furniture, and smaller objects. For precise spatial control, we employ two graph-based intermediate representations: one dedicated to the floorplan and the other to room layouts. Fig. 3 (ii) illustrates this hierarchical generation process." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "House Floorplan Generation. A floorplan is crucial as it outlines the spatial arrangement, dimensions, and functionalities of rooms. While zero-shot methods like LayoutGPT [14] can generate a variety of room types, they sometimes yield impractical configurations, as illustrated in Fig. 8. To address these challenges," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "we initially create bubble diagrams, a graph-based representation similar to that in HouseGAN++ [45], and input them into pre-trained floorplan generation networks to facilitate text-controlled floorplan synthesis." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "spans": [ + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": "In this approach, each floorplan is represented by a bubble-diagram " + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "inline_equation", + "content": "G(N,E)" + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": ", where nodes " + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": " symbolize room types and edges " + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "inline_equation", + "content": "E" + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": " represent functional connections. We query an LLM with a specific floorplan generation prompt " + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "inline_equation", + "content": "p_{\\text{floorplan}}" + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": " to convert user inputs into these diagrams. Utilizing the pre-trained, graph-conditioned floorplan generator " + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "inline_equation", + "content": "\\text{HouseGAN}++" + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": ", we transform these diagrams into a set of masks " + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 155, + 482, + 227 + ], + "type": "text", + "content": " that detail the spatial layout." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "spans": [ + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "text", + "content": "Considering HouseGAN++'s limitations with its RPLAN training data, we introduce additional prompts " + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{map}}" + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "text", + "content": " to map unconventional room types to RPLAN's recognized categories. Upon defining " + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "text", + "content": ", we construct the house's base mesh at a defined height " + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 229, + 489, + 289 + ], + "type": "text", + "content": ". This method, combining LLMs with a specialized floorplan network, maintains variety while ensuring spatial realism." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "spans": [ + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "text", + "content": "Room Layout and Object Placement Generation. With the house floor-plan established, we advance to generating room layouts and object placements. While existing methods have shown limitations with unique room types [48,72] and simplistic layouts [14] as evidenced in Fig. 8, our approach introduces a constrained layout graph " + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "inline_equation", + "content": "\\bar{G}_i(\\bar{N}_i,\\bar{E}_i)" + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "text", + "content": " to enhance coherence and flexibility. This graph captures dimensions and descriptions of objects in its nodes " + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "inline_equation", + "content": "\\bar{N}_i" + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "text", + "content": " and the relationships between objects in edges " + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "inline_equation", + "content": "\\bar{E}_i" + }, + { + "bbox": [ + 130, + 322, + 482, + 406 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "spans": [ + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "text", + "content": "Using LLMs, we generate a graph " + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "inline_equation", + "content": "\\bar{G}_i" + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "text", + "content": " for each room based on its area and type, as well as the user input. LLMs struggle to envision a room with a diverse array of objects and to manage their complex interrelations simultaneously, and hence we prompt the LLM twice during this graph generation process. We employ two distinct prompt templates: " + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{furniture}}" + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "text", + "content": " for large furniture and " + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{ornament}}" + }, + { + "bbox": [ + 130, + 408, + 482, + 480 + ], + "type": "text", + "content": " for smaller ornaments, to address these elements separately." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": "The features stored in the nodes and edges are generated in a step-by-step manner. For instance, in furniture placement, we initially generate a list of potential furniture items along with their dimensions. Subsequently, drawing on the concept of Semantic Asset Group (SAG) [13], the LLM is prompted to identify the sub-graphs " + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "inline_equation", + "content": "C_i" + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": " within " + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "inline_equation", + "content": "\\bar{G}_i" + }, + { + "bbox": [ + 130, + 483, + 482, + 567 + ], + "type": "text", + "content": " that represent groups of commonly associated items and designate an anchor piece within each group, such as a table in a set of a table and chairs." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "With a predefined set of placement rules like place-corner(\\cdot), place_beside(\\cdot), and place_WALL(\\cdot), we direct the LLM to determine the placement rules between the anchor object and other items within the SAG. The corresponding placement algorithm for each rule then dictates the objects' locations, orientations, and adjustments in the event of obstructions, thus optimizing space usage. The Supplementary Material provides a detailed account of all placement rules, including their functions and parameters. This stage results in a series of bounding boxes " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "B_{i}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": " outlining the final layout." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnyHome" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 175 + ], + "type": "text", + "content": "Object Retrieval. To enhance the scene with appropriate furniture and decor, we utilize comprehensive mesh datasets [12,19], retrieving items that best match the LLM-generated descriptions. By employing CLIP [55] and Sentence Transformers [56], we ensure that the retrieved items align closely with the textual descriptions, seamlessly integrating them into the overall house mesh." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 194, + 356, + 206 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 194, + 356, + 206 + ], + "spans": [ + { + "bbox": [ + 131, + 194, + 356, + 206 + ], + "type": "text", + "content": "3.3 Egocentric Refinement and Inpainting." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 214, + 482, + 299 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 214, + 482, + 299 + ], + "spans": [ + { + "bbox": [ + 130, + 214, + 482, + 299 + ], + "type": "text", + "content": "In this stage, we enhance the base geometry in an egocentric manner, refining its details and layouts as well as adding textures. This process is illustrated in Fig. 3 (iii) and (iv). We start by creating an egocentric trajectory, followed by layout refinement using Score Distillation Sampling (SDS) loss. The final step involves using a depth-conditioned inpainting model for texturing, ensuring coherence between the geometry and textures. Also, a differentiable renderer is employed to maintain texture consistency from multiple viewpoints." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 316, + 483, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 483, + 460 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 483, + 460 + ], + "type": "text", + "content": "Generating Egocentric Trajectories. Our trajectory generation adheres to three principles: (1) ensuring complete coverage by guiding the camera along walls; (2) focusing on object-centric views, facilitated by our structured geometry; and (3) implementing double traversal to capture views both towards and away from the interior walls. Additionally, we include random camera samples to achieve comprehensive coverage. This process begins by creating an obstacle field based on the base geometry. By setting a specific threshold, we can identify key points within the field at certain magnitudes to define the trajectory, with the gradient indicating the camera's direction. For random sampling, we select from a set of closed-loop trajectories as feature points and employ a Bezier curve to smoothly interpolate the camera path. Detailed information on the algorithm and its visualizations can be found in the Supplementary Material." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "spans": [ + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "text", + "content": "Refinement and Inpainting with Text-to-Image Models. With the egocentric camera trajectories set, we still face challenges: un-textured geometry and layout inaccuracies resulting from placement rules and inconsistent object coordinate systems from the mesh datasets. We address these by optimizing object placement and texture with image domain losses. In a given scene with " + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "text", + "content": " meshes, denoted as " + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "inline_equation", + "content": "M = \\{m_i|i\\in [1,N]\\}" + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "text", + "content": ", the position of each mesh " + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "inline_equation", + "content": "P = \\{p_i|i\\in [1,N]\\}" + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "text", + "content": " is defined relative to its anchor mesh, parameterized as the relative translation and quaternion rotation. The corresponding vertex colors for these meshes are symbolized by " + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "inline_equation", + "content": "M^c = \\{m_i^c |i\\in [1,N]\\}" + }, + { + "bbox": [ + 130, + 478, + 482, + 597 + ], + "type": "text", + "content": ". Following Fantasia3D [9], we divide the process into two distinct stages: placement refinement and mesh texturing." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "spans": [ + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "content": "Structure Refinement. We render the mesh set's normal map " + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "inline_equation", + "content": "(n,o)" + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "content": " and mask " + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "inline_equation", + "content": "(o)" + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "content": " from camera views " + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "inline_equation", + "content": "(c)" + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "content": " using a differentiable renderer " + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "inline_equation", + "content": "(\\Psi)" + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "content": ". The position parameters " + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "inline_equation", + "content": "P" + }, + { + "bbox": [ + 130, + 597, + 482, + 634 + ], + "type": "text", + "content": " are then refined using the SDS loss, calculated as follows:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 192, + 643, + 481, + 669 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 192, + 643, + 481, + 669 + ], + "spans": [ + { + "bbox": [ + 192, + 643, + 481, + 669 + ], + "type": "interline_equation", + "content": "\\nabla_ {P} \\mathcal {L} _ {\\mathrm {S D S}} (\\phi , \\Psi (M, c)) = \\mathbb {E} _ {t, \\epsilon} \\left[ w (t) \\left(\\hat {\\epsilon} _ {\\phi} \\left(\\tilde {n} _ {t}; y, t\\right) - \\epsilon\\right) \\frac {\\partial z}{\\partial P} \\right], \\tag {1}", + "image_path": "f388c09b9203e8f629a884b50d52ad4af9c515af71ea61814dc97715f6d6dda7.jpg" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 482, + 290 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 482, + 290 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 482, + 290 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 482, + 290 + ], + "type": "image", + "image_path": "d6f22230cffe67eeb3b47e5c4a6b5a82b8225e2e7d6d148aa872cbb37a548a36.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 308, + 482, + 374 + ], + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 374 + ], + "type": "text", + "content": "Fig. 4: Open-Vocabulary Generation Results. Top: Input text prompt. Middle: Bird's-eye view of the scenes. Bottom: Egocentric view of the scenes. AnyHome interprets users' textual inputs and produces structured scenes with realistic textures. It can create a serene and culturally rich environment (Left - \"Japanese tea house\"), render a more dramatic and stylized ambiance (Middle - \"haunted house\"), and synthesize unique house types (Right - \"cat cafe\")." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": " parameterizes the pre-trained stable diffusion model, and " + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\hat{\\epsilon}_{\\phi}(z_t^{\\tilde{n}};y,t)" + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": " represents the noisy function given the noisy image " + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\tilde{n}_t" + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": ", text embedding " + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": ", and noise level " + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": ", with " + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 398, + 482, + 458 + ], + "type": "text", + "content": " being the added noise. We utilize multi-view images with a batch size of 8 for optimization. This refinement improves object positioning, surface adherence, as well as penetration issues." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": "Texturing with Depth-conditioned Inpainting. To ensure realistic generation and preservation of 3D geometry, depth maps " + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "inline_equation", + "content": "(\\mathrm{d}_i)" + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": " are rendered from each viewpoint. The LLM transforms user textual input " + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "inline_equation", + "content": "(t)" + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": " into an appearance diffusion prompt " + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "inline_equation", + "content": "(p_{\\mathrm{diffusion}})" + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": " to the diffusion model, utilizing a predefined appearance prompt " + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "inline_equation", + "content": "(p_{\\mathrm{appearance}})" + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": ". This diffusion prompt directs a depth-to-image inpainting model to produce textured images " + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "inline_equation", + "content": "(I_i = \\phi(p_{\\mathrm{diffusion}}, d_i))" + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": ". These images are then back-projected into 3D space, iteratively refining the mesh texture as " + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "inline_equation", + "content": "M^{c_{i+1}} = \\varPsi(M^{c_i}, I_i)" + }, + { + "bbox": [ + 130, + 460, + 482, + 579 + ], + "type": "text", + "content": ". This approach ensures the alignment of the textured mesh with the original 3D geometry and its detailed design elements, such as adding calligraphy to scrolls." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 601, + 198, + 613 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 601, + 198, + 613 + ], + "spans": [ + { + "bbox": [ + 132, + 601, + 198, + 613 + ], + "type": "text", + "content": "4 Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "In this section, we present our results on open-vocabulary 3D house generation and editing. We also provide comparison with other methods both quantitatively and qualitatively." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 399, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 399, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 399, + 91, + 447, + 101 + ], + "type": "text", + "content": "AnyHome" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 150, + 114, + 204, + 154 + ], + "blocks": [ + { + "bbox": [ + 138, + 124, + 147, + 149 + ], + "lines": [ + { + "bbox": [ + 138, + 124, + 147, + 149 + ], + "spans": [ + { + "bbox": [ + 138, + 124, + 147, + 149 + ], + "type": "text", + "content": "Paaee" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 150, + 114, + 204, + 154 + ], + "lines": [ + { + "bbox": [ + 150, + 114, + 204, + 154 + ], + "spans": [ + { + "bbox": [ + 150, + 114, + 204, + 154 + ], + "type": "image", + "image_path": "f55a12c2be9fa1f80689dc81c0a4d3749b4c5c4902261c4394c50491ed6ebd10.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 258, + 114, + 301, + 157 + ], + "blocks": [ + { + "bbox": [ + 258, + 114, + 301, + 157 + ], + "lines": [ + { + "bbox": [ + 258, + 114, + 301, + 157 + ], + "spans": [ + { + "bbox": [ + 258, + 114, + 301, + 157 + ], + "type": "image", + "image_path": "43d7d303dcf75744d2dc8ea09e8f14387fe48b2f6cf5490650b72be663e9b864.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 257, + 158, + 364, + 175 + ], + "lines": [ + { + "bbox": [ + 257, + 158, + 364, + 175 + ], + "spans": [ + { + "bbox": [ + 257, + 158, + 364, + 175 + ], + "type": "text", + "content": "\"Paint all furniture and objects in the kitchen to a Barbie pink color.\"" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 367, + 114, + 408, + 157 + ], + "blocks": [ + { + "bbox": [ + 367, + 114, + 408, + 157 + ], + "lines": [ + { + "bbox": [ + 367, + 114, + 408, + 157 + ], + "spans": [ + { + "bbox": [ + 367, + 114, + 408, + 157 + ], + "type": "image", + "image_path": "07cf948f9ce967845174e8f89c531a32ffcefa36d21bfcfea245c8c814d43567.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 370, + 159, + 472, + 175 + ], + "lines": [ + { + "bbox": [ + 370, + 159, + 472, + 175 + ], + "spans": [ + { + "bbox": [ + 370, + 159, + 472, + 175 + ], + "type": "text", + "content": "Transform the reading zone into a movie zone with minimal effort." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 148, + 181, + 257, + 217 + ], + "blocks": [ + { + "bbox": [ + 152, + 158, + 255, + 182 + ], + "lines": [ + { + "bbox": [ + 152, + 158, + 255, + 182 + ], + "spans": [ + { + "bbox": [ + 152, + 158, + 255, + 182 + ], + "type": "text", + "content": "\"Convert the kitchen into a study room equipped with a low table and a short bench. Position a white fan ...\"" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 138, + 182, + 145, + 198 + ], + "lines": [ + { + "bbox": [ + 138, + 182, + 145, + 198 + ], + "spans": [ + { + "bbox": [ + 138, + 182, + 145, + 198 + ], + "type": "text", + "content": "图" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 148, + 181, + 257, + 217 + ], + "lines": [ + { + "bbox": [ + 148, + 181, + 257, + 217 + ], + "spans": [ + { + "bbox": [ + 148, + 181, + 257, + 217 + ], + "type": "image", + "image_path": "8492c7ec7d1c41d97166cd2d5396209f78e83e582e0d366f20a2c4e3b0d10bd3.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 258, + 181, + 366, + 217 + ], + "blocks": [ + { + "bbox": [ + 258, + 181, + 366, + 217 + ], + "lines": [ + { + "bbox": [ + 258, + 181, + 366, + 217 + ], + "spans": [ + { + "bbox": [ + 258, + 181, + 366, + 217 + ], + "type": "image", + "image_path": "8ed081c71f6b975c47069c3f93304961119d27fba6093f633f512f98ec3c645b.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 262, + 219, + 357, + 236 + ], + "lines": [ + { + "bbox": [ + 262, + 219, + 357, + 236 + ], + "spans": [ + { + "bbox": [ + 262, + 219, + 357, + 236 + ], + "type": "text", + "content": "\"Switch out all the skull statues with strawman statues.\"" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 12 + }, + { + "type": "image", + "bbox": [ + 366, + 181, + 477, + 217 + ], + "blocks": [ + { + "bbox": [ + 366, + 181, + 477, + 217 + ], + "lines": [ + { + "bbox": [ + 366, + 181, + 477, + 217 + ], + "spans": [ + { + "bbox": [ + 366, + 181, + 477, + 217 + ], + "type": "image", + "image_path": "bcc15472a89a8904cf1ad6e1489583312280fdb77670e6af83c95e55c47c6743.jpg" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_body" + } + ], + "index": 14 + }, + { + "type": "image", + "bbox": [ + 149, + 243, + 257, + 277 + ], + "blocks": [ + { + "bbox": [ + 138, + 243, + 145, + 256 + ], + "lines": [ + { + "bbox": [ + 138, + 243, + 145, + 256 + ], + "spans": [ + { + "bbox": [ + 138, + 243, + 145, + 256 + ], + "type": "text", + "content": "国" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 149, + 243, + 257, + 277 + ], + "lines": [ + { + "bbox": [ + 149, + 243, + 257, + 277 + ], + "spans": [ + { + "bbox": [ + 149, + 243, + 257, + 277 + ], + "type": "image", + "image_path": "a27ba4bc9acab46f620993f0f011629102ee0d22c5bca07c2900e5e3ea8a6683.jpg" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 164, + 277, + 183, + 284 + ], + "lines": [ + { + "bbox": [ + 164, + 277, + 183, + 284 + ], + "spans": [ + { + "bbox": [ + 164, + 277, + 183, + 284 + ], + "type": "text", + "content": "before" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 304, + 482, + 359 + ], + "lines": [ + { + "bbox": [ + 131, + 304, + 482, + 359 + ], + "spans": [ + { + "bbox": [ + 131, + 304, + 482, + 359 + ], + "type": "text", + "content": "Fig.5: Open-vocabulary Editing Results. Examples showcase AnyHome's capability to modify room types, layouts, object appearances, and overall design through free-form user input. AnyHome also supports comprehensive style alterations and sequential edits, all made possible by its hierarchical structured geometric representation and robust text controllability." + } + ] + } + ], + "index": 24, + "angle": 0, + "type": "image_caption" + } + ], + "index": 17 + }, + { + "type": "image", + "bbox": [ + 258, + 242, + 365, + 277 + ], + "blocks": [ + { + "bbox": [ + 149, + 218, + 259, + 242 + ], + "lines": [ + { + "bbox": [ + 149, + 218, + 259, + 242 + ], + "spans": [ + { + "bbox": [ + 149, + 218, + 259, + 242 + ], + "type": "text", + "content": "\"Replace the corner tables and cushions with a Happy Buddha statue accompanied by a small green plant.\"" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 258, + 242, + 365, + 277 + ], + "lines": [ + { + "bbox": [ + 258, + 242, + 365, + 277 + ], + "spans": [ + { + "bbox": [ + 258, + 242, + 365, + 277 + ], + "type": "image", + "image_path": "954ca2c2a57880fa822b640aa89509ff222ca84f023e27166432b56fd06019df.jpg" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 276, + 277, + 294, + 284 + ], + "lines": [ + { + "bbox": [ + 276, + 277, + 294, + 284 + ], + "spans": [ + { + "bbox": [ + 276, + 277, + 294, + 284 + ], + "type": "text", + "content": "before" + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_caption" + } + ], + "index": 19 + }, + { + "type": "image", + "bbox": [ + 366, + 242, + 476, + 277 + ], + "blocks": [ + { + "bbox": [ + 367, + 219, + 471, + 243 + ], + "lines": [ + { + "bbox": [ + 367, + 219, + 471, + 243 + ], + "spans": [ + { + "bbox": [ + 367, + 219, + 471, + 243 + ], + "type": "text", + "content": "\"Ensure all seating in the reading zone is upholstered in warm orange tones to create a cozy atmosphere.\"" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 366, + 242, + 476, + 277 + ], + "lines": [ + { + "bbox": [ + 366, + 242, + 476, + 277 + ], + "spans": [ + { + "bbox": [ + 366, + 242, + 476, + 277 + ], + "type": "image", + "image_path": "082c858015ecce9f52ebf78cec2f3ae4ebe3f9f4291cbff5fca5f57edc5e8631.jpg" + } + ] + } + ], + "index": 21, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 386, + 277, + 405, + 284 + ], + "lines": [ + { + "bbox": [ + 386, + 277, + 405, + 284 + ], + "spans": [ + { + "bbox": [ + 386, + 277, + 405, + 284 + ], + "type": "text", + "content": "before" + } + ] + } + ], + "index": 22, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 443, + 277, + 457, + 284 + ], + "lines": [ + { + "bbox": [ + 443, + 277, + 457, + 284 + ], + "spans": [ + { + "bbox": [ + 443, + 277, + 457, + 284 + ], + "type": "text", + "content": "after" + } + ] + } + ], + "index": 23, + "angle": 0, + "type": "image_caption" + } + ], + "index": 21 + }, + { + "bbox": [ + 131, + 384, + 340, + 396 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 384, + 340, + 396 + ], + "spans": [ + { + "bbox": [ + 131, + 384, + 340, + 396 + ], + "type": "text", + "content": "4.1 Open-vocabulary Scene Generation." + } + ] + } + ], + "index": 25 + }, + { + "bbox": [ + 130, + 407, + 482, + 526 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 526 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 526 + ], + "type": "text", + "content": "Fig. 4 illustrates **AnyHome**'s ability to generate house-scale 3D scenes from open-vocabulary, free-form text. The framework interprets and elaborates on a wide array of styles, including both eastern and western designs. This allows for the creation of stylistically coherent rooms with appropriately placed objects. One notable aspect of **AnyHome** is its capacity to generate an extended range of room types, such as tea rooms, moving beyond the limitations of the standard RPLAN list [73]. The showcased examples are a testament to **AnyHome**'s proficiency in creating various stylistic scenes, each distinguished by their coherent floorplans, layouts, and the high-quality, consistent textures that resonate with the specified textual descriptions." + } + ] + } + ], + "index": 26 + }, + { + "bbox": [ + 131, + 547, + 290, + 559 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 547, + 290, + 559 + ], + "spans": [ + { + "bbox": [ + 131, + 547, + 290, + 559 + ], + "type": "text", + "content": "4.2 Open-vocabulary Editing." + } + ] + } + ], + "index": 27 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "We present a series of detailed editing results to further illustrate the customizability of AnyHome in Fig. 5. These examples highlight the framework's text-controllability across various levels: from altering room types (left row 1 - from kitchen to study room), adjusting room layouts (left row 2 - from cushion set to a Buddha statue), modifying room styles (middle row 1 - from haunted to Barbie pink), to changing object appearances (right row 2 - from green seats to orange seats). Additionally, AnyHome supports free-form design modifications (right row 1 -from reading to movie area) and facilitates sequential editing (middle row" + } + ] + } + ], + "index": 28 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 479, + 140 + ], + "type": "text", + "content": "2). These functionalities are made possible by the system's modular text prompt design and its hierarchical, structured geometry representations." + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 133, + 159, + 479, + 315 + ], + "blocks": [ + { + "bbox": [ + 133, + 159, + 479, + 315 + ], + "lines": [ + { + "bbox": [ + 133, + 159, + 479, + 315 + ], + "spans": [ + { + "bbox": [ + 133, + 159, + 479, + 315 + ], + "type": "image", + "image_path": "68efb7814fcb9169dfd6caa8e28f6975f134b8c84839cc33653eeb5bfabe0cc9.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 320, + 482, + 367 + ], + "lines": [ + { + "bbox": [ + 130, + 320, + 482, + 367 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 482, + 367 + ], + "type": "text", + "content": "Fig.6: Diverse Scene Results. Four distinct scenes generated for the prompt \"A one-bedroom, one-bathroom haunted house featuring dark wood and antique furnishings.\" AnyHome produces houses with diverse floorplans, room types, room layouts, objects and textures." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 407, + 208, + 419 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 407, + 208, + 419 + ], + "spans": [ + { + "bbox": [ + 132, + 407, + 208, + 419 + ], + "type": "text", + "content": "4.3 Diversity." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 428, + 482, + 536 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 428, + 482, + 536 + ], + "spans": [ + { + "bbox": [ + 130, + 428, + 482, + 536 + ], + "type": "text", + "content": "Fig. 6 showcases four unique scenes generated by AnyHome from a single text input, demonstrating its capability for diversity. AnyHome successfully generates varied floorplans (a five-room scene in a and a three-room scene in c), room types (a laboratory in b), room layouts (two parallel beds in b), room objects (a soldier in c), and appearances (different styles and colors), all while maintaining coherence with the same textual description. Fig. 7 highlights AnyHome's ability to create layouts beyond traditional \"home-like\" environments. The system can produce various room types such as offices, display rooms, conference rooms, and classrooms with neatly symmetrical patterns." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 555, + 224, + 567 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 555, + 224, + 567 + ], + "spans": [ + { + "bbox": [ + 132, + 555, + 224, + 567 + ], + "type": "text", + "content": "4.4 Comparison." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 575, + 481, + 611 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 575, + 481, + 611 + ], + "spans": [ + { + "bbox": [ + 130, + 575, + 481, + 611 + ], + "type": "text", + "content": "We feature quantitative and qualitative comparisons of AnyHome against other baseline methods in the following section. We provide comparisons with concurrent works in the Supplementary Material." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": "Quantitative Comparison with Baselines To evaluate the effectiveness of AnyHome in scene layout generation and text-to-scene alignment, we conduct a comparative analysis using several key metrics. (1) Out of Bound Rates (OOB):" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnyHome" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 227, + 262 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 227, + 262 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 227, + 262 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 227, + 262 + ], + "type": "image", + "image_path": "405812cd6d260763823faf51f493d082605bdcbbedaa4cbaa6a811009137ab33.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 179, + 264, + 189, + 274 + ], + "lines": [ + { + "bbox": [ + 179, + 264, + 189, + 274 + ], + "spans": [ + { + "bbox": [ + 179, + 264, + 189, + 274 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 228, + 120, + 310, + 137 + ], + "lines": [ + { + "bbox": [ + 228, + 120, + 310, + 137 + ], + "spans": [ + { + "bbox": [ + 228, + 120, + 310, + 137 + ], + "type": "text", + "content": "\"A display room with glass display cases and statues.\"" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 292, + 482, + 337 + ], + "lines": [ + { + "bbox": [ + 130, + 292, + 482, + 337 + ], + "spans": [ + { + "bbox": [ + 130, + 292, + 482, + 337 + ], + "type": "text", + "content": "Fig. 7: Diverse Layout Results. AnyHome can generate diverse layouts beyond usual room types, showcasing its versatility to be used for different applications. The layouts synthesized can be neatly symmetrical and orderly, echoing to the specifics provided in the prompt." + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 228, + 140, + 310, + 262 + ], + "blocks": [ + { + "bbox": [ + 228, + 140, + 310, + 262 + ], + "lines": [ + { + "bbox": [ + 228, + 140, + 310, + 262 + ], + "spans": [ + { + "bbox": [ + 228, + 140, + 310, + 262 + ], + "type": "image", + "image_path": "6f792ca0f53ddef3be291b790020c49d22612ddb52bab52a5a6111bad6604fda.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 265, + 264, + 276, + 274 + ], + "lines": [ + { + "bbox": [ + 265, + 264, + 276, + 274 + ], + "spans": [ + { + "bbox": [ + 265, + 264, + 276, + 274 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 312, + 140, + 394, + 262 + ], + "blocks": [ + { + "bbox": [ + 312, + 120, + 390, + 137 + ], + "lines": [ + { + "bbox": [ + 312, + 120, + 390, + 137 + ], + "spans": [ + { + "bbox": [ + 312, + 120, + 390, + 137 + ], + "type": "text", + "content": "\"A minimalistic conference room with long tables.\"" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 312, + 140, + 394, + 262 + ], + "lines": [ + { + "bbox": [ + 312, + 140, + 394, + 262 + ], + "spans": [ + { + "bbox": [ + 312, + 140, + 394, + 262 + ], + "type": "image", + "image_path": "916403b5cfd9703b9de64758eabaa92915d08837fe87f5057e16c620140d4abb.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 348, + 264, + 358, + 274 + ], + "lines": [ + { + "bbox": [ + 348, + 264, + 358, + 274 + ], + "spans": [ + { + "bbox": [ + 348, + 264, + 358, + 274 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 398, + 140, + 479, + 262 + ], + "blocks": [ + { + "bbox": [ + 399, + 118, + 477, + 140 + ], + "lines": [ + { + "bbox": [ + 399, + 118, + 477, + 140 + ], + "spans": [ + { + "bbox": [ + 399, + 118, + 477, + 140 + ], + "type": "text", + "content": "\"A three-row, four-column classroom with tables and chairs\"" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 398, + 140, + 479, + 262 + ], + "lines": [ + { + "bbox": [ + 398, + 140, + 479, + 262 + ], + "spans": [ + { + "bbox": [ + 398, + 140, + 479, + 262 + ], + "type": "image", + "image_path": "f2968b10d4da04baaa60e38230c083d049432ba637694703c257efc1503525cc.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 434, + 264, + 444, + 274 + ], + "lines": [ + { + "bbox": [ + 434, + 264, + 444, + 274 + ], + "spans": [ + { + "bbox": [ + 434, + 264, + 444, + 274 + ], + "type": "text", + "content": "(d)" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 363, + 482, + 530 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 363, + 482, + 530 + ], + "spans": [ + { + "bbox": [ + 130, + 363, + 482, + 530 + ], + "type": "text", + "content": "The quality of layouts is quantified by measuring the frequency of objects intersecting with each other and the walls, or extending beyond room boundaries, following the approach in LayoutGPT [14]. (2) Caption Similarity (Caption-sim): This metric assesses the alignment between text and scene content. It involves generating captions [31] for rendered frames and computing sentence similarity [56] with the diffusion model " + }, + { + "bbox": [ + 130, + 363, + 482, + 530 + ], + "type": "inline_equation", + "content": "p_{\\mathrm{diffusion}}" + }, + { + "bbox": [ + 130, + 363, + 482, + 530 + ], + "type": "text", + "content": ". This is crucial for evaluating how well the layout and appearance match the user's input from an egocentric viewpoint. (3) CLIP Similarity (CLIP-sim): The correlation between text and scene content is also assessed using CLIP Similarity. This involves extracting image features via CLIP from rendered frames and calculating the CLIP-Score relative to the text features of the input using the CLIP/H-14 model. (4) CLIP Style Similarity (CLIP-style-sim): Similar to CLIP Similarity, this metric focuses on evaluating the correspondence between the scene's overall style and the user's original text input." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 532, + 482, + 628 + ], + "type": "text", + "content": "We compare AnyHome against several baselines. LayoutGPT+Retrieval utilizes LayoutGPT [14], a method that employs a mix of few-shot and zero-shot methods for object placement, with objects subsequently retrieved from the 3D-Front [18] furniture and Objaverse [12] databases, retaining their original texture. CG+Retrieval employs our constrained graph-based furniture placement algorithm for layout, followed by object retrieval. CG+Inpainting combines our layout approach with MVDiffusion [65] for texturing. AnyHome enriches these with SDS-based layout refinement." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "Tab. 1 presents the quantitative evaluation. Comparing the first and second rows, using our constrained graph-based representation (CG) significantly improves layout generation over the few-shot LLM-based method without in" + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 114, + 206, + 173 + ], + "blocks": [ + { + "bbox": [ + 140, + 114, + 206, + 173 + ], + "lines": [ + { + "bbox": [ + 140, + 114, + 206, + 173 + ], + "spans": [ + { + "bbox": [ + 140, + 114, + 206, + 173 + ], + "type": "image", + "image_path": "3e026e26373e44c84d970e3c4aff8187fafbc264240e78251ead2e1ae11172bb.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 157, + 176, + 293, + 196 + ], + "lines": [ + { + "bbox": [ + 157, + 176, + 293, + 196 + ], + "spans": [ + { + "bbox": [ + 157, + 176, + 293, + 196 + ], + "type": "text", + "content": "(a) Text-conditioned floorplan generation \"A 40 square meters tearoom in a Chinese" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 212, + 114, + 304, + 174 + ], + "blocks": [ + { + "bbox": [ + 212, + 114, + 304, + 174 + ], + "lines": [ + { + "bbox": [ + 212, + 114, + 304, + 174 + ], + "spans": [ + { + "bbox": [ + 212, + 114, + 304, + 174 + ], + "type": "image", + "image_path": "9aa20883ac428bc5bb68e889a4ac41d73f3c1dcc7a34eefb4864934aed5a4d43.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 143, + 198, + 299, + 236 + ], + "blocks": [ + { + "bbox": [ + 143, + 198, + 299, + 236 + ], + "lines": [ + { + "bbox": [ + 143, + 198, + 299, + 236 + ], + "spans": [ + { + "bbox": [ + 143, + 198, + 299, + 236 + ], + "type": "image", + "image_path": "58ce2e45703e876c83d8da58566f0596c1e7c057cdb8c97893fa615e8fa733e1.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 157, + 239, + 287, + 249 + ], + "lines": [ + { + "bbox": [ + 157, + 239, + 287, + 249 + ], + "spans": [ + { + "bbox": [ + 157, + 239, + 287, + 249 + ], + "type": "text", + "content": "(b) Text-conditioned layout generation" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 306, + 124, + 477, + 234 + ], + "blocks": [ + { + "bbox": [ + 306, + 124, + 477, + 234 + ], + "lines": [ + { + "bbox": [ + 306, + 124, + 477, + 234 + ], + "spans": [ + { + "bbox": [ + 306, + 124, + 477, + 234 + ], + "type": "image", + "image_path": "a63eb31bac2ee0f491f4f979c09cd690232e247f8d55dcae159c3e7efa9c2344.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 332, + 238, + 462, + 248 + ], + "lines": [ + { + "bbox": [ + 332, + 238, + 462, + 248 + ], + "spans": [ + { + "bbox": [ + 332, + 238, + 462, + 248 + ], + "type": "text", + "content": "(c) Text-conditioned texture inpainting" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 253, + 480, + 298 + ], + "lines": [ + { + "bbox": [ + 130, + 253, + 480, + 298 + ], + "spans": [ + { + "bbox": [ + 130, + 253, + 480, + 298 + ], + "type": "text", + "content": "Fig.8: Comparison of Structure Generation and Texture Inpainting. For structure generation, our method generates more complex and reasonable floorplans and layouts. For texture inpainting, our method generates view-consistent and text-content aligned texture." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "table", + "bbox": [ + 141, + 374, + 469, + 434 + ], + "blocks": [ + { + "bbox": [ + 130, + 309, + 482, + 365 + ], + "lines": [ + { + "bbox": [ + 130, + 309, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 309, + 482, + 365 + ], + "type": "text", + "content": "Table 1: Comparison of layout and content generation quality between AnyHome and other baselines using Out-of-Boundary Rate (OBB), Caption Similarity (Caption-sim), CLIP Similarity (CLIP-sim), and CLIP Style Similarity (CLIP-style-sim). Mean and variance from 10 runs with random viewpoints are reported. AnyHome outperforms all baseline methods." + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 141, + 374, + 469, + 434 + ], + "lines": [ + { + "bbox": [ + 141, + 374, + 469, + 434 + ], + "spans": [ + { + "bbox": [ + 141, + 374, + 469, + 434 + ], + "type": "table", + "html": "
MethodOOBCaption-simCLIP-simCLIP-style-sim
LayoutGPT+Retrieval69.49.78.36.4
CG+Retrieval34.211.211.57.0
CG+Inpainting34.215.927.917.5
AnyHome23.716.2±0.129.3±0.617.5±0.5
", + "image_path": "c37fb02336cb92433a9435b2309887acc0428262e1612268608f64fadd2c67ec.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "table_body" + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 456, + 482, + 563 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 456, + 482, + 563 + ], + "spans": [ + { + "bbox": [ + 130, + 456, + 482, + 563 + ], + "type": "text", + "content": "intermediate representations (LayoutGPT), as evidenced by a lower OOB rate and higher content generation scores. Comparing the second and third rows, the egocentric inpainting process further improves text-content and text-style correspondences, elevating these scores (Caption-sim, CLIP-sim, CLIP-style-sim). Comparing the third and fourth rows, the refinement stage further enhances the quality of the layout by reducing overlaps and refining object placements, as indicated by improved scores across all metrics. We include random viewpoint perturbations in the evaluation, such as z-axis rotation and ground translation. The low variances demonstrate the minimal impact of viewpoints on the results." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Qualitative Comparison for Structure Generation. In Fig. 8 panels (a) and (b), we compare our method with existing techniques for floorplan and room layout generation, including zero-shot LLM [47], few-shot LLM [14], and diffusion-based methods [72]. For house floorplan generation, LLM-based methods often produce rooms with intersecting walls, overly simplistic structures, or illogical configurations, such as a bedroom situated within a bathroom. Our method surpasses these direct LLM-generated plans, especially with abstract" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 399, + 91, + 447, + 102 + ], + "type": "text", + "content": "AnyHome" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 481, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 481, + 189 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 481, + 189 + ], + "type": "text", + "content": "prompts, by preserving room relationships and accommodating diverse shapes and sizes. This approach effectively addresses open-vocabulary input scenarios. For room layout generation, our SAG-based method demonstrates a clear advantage over traditional few-shot LLMs and diffusion methods. It results in more logically arranged furniture, avoiding common issues such as overlapping bounding boxes and spatial incoherence, particularly in open-vocabulary settings." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 216, + 482, + 408 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 216, + 482, + 408 + ], + "spans": [ + { + "bbox": [ + 132, + 216, + 482, + 408 + ], + "type": "text", + "content": "Qualitative Comparison for Texture Inpainting. Fig. 8 (c) presents a qualitative analysis of our texture inpainting approach in comparison with other existing methods, guided by the text prompt \"A gothic living room with wooden furniture.\" In this assessment, we evaluate baseline methods such as Stable-Diffusion-2 with depth conditioning (SD images) and the results of back-propagating image pixel colors to mesh vertices using differentiable rendering (SD texture). Additionally, we examine images generated by MVDiffusion (MVD images) and their subsequent mesh vertex back-propagation (MVD texture). While SD images exhibit richly detailed textures, they often lead to inconsistencies across different views, which undermines the effectiveness of backpropagation. In contrast, MVD images demonstrate a higher level of view consistency. The back-propagation of MVD images (MVD texture) further enhances this consistency across various viewpoints. By integrating this method, which leverages the strengths of MVDiffusion and differentiable rendering, we achieve textures that are not only consistent but also smoothly transitioned, accurately reflecting the textual prompt provided." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 436, + 220, + 449 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 436, + 220, + 449 + ], + "spans": [ + { + "bbox": [ + 132, + 436, + 220, + 449 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 472, + 481, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 472, + 481, + 604 + ], + "spans": [ + { + "bbox": [ + 132, + 472, + 481, + 604 + ], + "type": "text", + "content": "In this paper, we present AnyHome, a novel framework designed to generate house-scale scenes from open-vocabulary textual inputs. Leveraging specific prompt templates, our system effectively interprets, follows, and enriches user-provided text to create detailed scenes. Utilizing a two-stage generation approach, which combines LLM-designated rules with SDS loss refinement, our method proficiently arranges a diverse array of objects in a realistic manner. The resulting houses feature a structured geometry representation, enhancing the ease of user editing and modification. We believe that AnyHome paves the way for a wide range of applications, including complex 3D interior design, immersive augmented and virtual reality experiences, dynamic gaming environments, and advanced training modules for embodied agents." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 605, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 605, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 132, + 605, + 481, + 666 + ], + "type": "text", + "content": "Limitations and Future Work. Still, AnyHome faces limitations due to the current LLMs' understanding of 3D spaces and the challenges of maintaining consistency in multi-view inpainting using existing techniques. Future work will focus on overcoming these challenges to improve the system's capacity for generating detailed and coherent 3D environments from textual inputs." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 137, + 480, + 162 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 137, + 480, + 162 + ], + "spans": [ + { + "bbox": [ + 132, + 137, + 480, + 162 + ], + "type": "text", + "content": "This research was supported by AFOSR grant FA9550-21-1-0214. 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Zhao, W.X., Zhou, K., Li, J., Tang, T., Wang, X., Hou, Y., Min, Y., Zhang, B., Zhang, J., Dong, Z., et al.: A survey of large language models. arXiv preprint arXiv:2303.18223 (2023)" + } + ] + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "20" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "R. Fu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 19 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_content_list.json b/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..dd7c02b9174d401fd81f397736fd017b973c6b26 --- /dev/null +++ b/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_content_list.json @@ -0,0 +1,1817 @@ +[ + { + "type": "text", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "text_level": 1, + "bbox": [ + 284, + 140, + 718, + 185 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 330, + 213, + 673, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "University of Illinois at Urbana-Champaign {zhenzhu4,yimingg8,dhoiem}@illinois.edu", + "bbox": [ + 349, + 239, + 651, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. We propose an approach for anytime continual learning (AnytimeCL) for open vocabulary image classification. The AnytimeCL problem aims to break away from batch training and rigid models by requiring that a system can predict any set of labels at any time and efficiently update and improve when receiving one or more training samples at any time. Despite the challenging goal, we achieve substantial improvements over recent methods. We propose a dynamic weighting between predictions of a partially fine-tuned model and a fixed open vocabulary model that enables continual improvement when training samples are available for a subset of a task's labels. We also propose an attention-weighted PCA compression of training features that reduces storage and computation with little impact to model accuracy. Our methods are validated with experiments that test flexibility of learning and inference.", + "bbox": [ + 261, + 311, + 740, + 491 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Continual learning $\\cdot$ Anytime learning $\\cdot$ Open-vocabulary classification", + "bbox": [ + 261, + 506, + 740, + 532 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 561, + 375, + 578 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Continual learning aims to improve a system's capability as it incrementally receives new data and labels, which gains increasing importance with the expanding scale and applications of visual learning. Continual learning for classification is traditionally approached with discrete label spaces. Adding labels or tasks over time changes the problem landscape, thereby increasing the difficulty of learning. The open vocabulary setting, however, frames classification as comparing continuous feature and label embeddings. Any images and textual labels can be embedded, so learning in this setting involves only improving on the existing problem definition, which may be more amenable to continuous improvement. Although open vocabulary models can predict over arbitrary label sets, even models like CLIP [37] that are trained on internet-scale data have unsatisfactory performance on many tasks [47, 48].", + "bbox": [ + 217, + 597, + 785, + 777 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Our work aims to continually improve open vocabulary image classifiers as new labeled data is received. We call this \"anytime continual learning\" because the goal is to improve efficiently any time new examples are received and to maintain the ability to predict over arbitrary label sets at any time.", + "bbox": [ + 217, + 780, + 785, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Recent work by Zhu et al. [62] extends CLIP by training linear classifiers and combining their predictions with those of label vectors from the original text embedding. To enable efficient and distributed learning, linear classifiers are trained for each partition of the feature space defined by online hierarchical clustering. This approach requires storing all training examples, but a new example is efficiently incorporated by training only on the data from the example's nearest cluster. In experiments on their own benchmark designed for open vocabulary continual learning and existing benchmarks, Zhu et al. [62] outperform other recent approaches.", + "bbox": [ + 212, + 146, + 787, + 282 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our approach is to train online, fine-tuning the last transformer block while keeping the label embedding fixed. When a new training sample is received, we fill a class-balanced batch with stored samples and update the last transformer block in a single step. Our experiments show this performs better than retraining a classifier layer, and each new sample can be incorporated in milliseconds. Additionally, we introduce a modified loss, enabling the prediction of \"none of the above\" when the true label is absent from the candidate set, which improves overall performance.", + "bbox": [ + 212, + 292, + 488, + 534 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Whenever a new training example arrives, our method updates an estimate of the tuned and original model's accuracy for the given label. The tuned and original model's predictions are then weighted in proportion to their expected accuracy for each label. This weighting accounts for the growing effectiveness of the tuned model, and greatly outperforms Zhu et al. [62]'s AIM weighting based on whether an example's label is likely to have been seen in training.", + "bbox": [ + 212, + 542, + 488, + 739 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/43ccd9e2f619ba8e133e24e57d624bb8f5041232dd68f52e5af8b478195a7ab6.jpg", + "image_caption": [ + "Fig.1: Our AnytimeCL algorithm can be efficiently updated with each new example and continuously improve. By dynamically weighting predictions between a tunable model and a frozen open vocabulary model, our method can predict over any label set while gaining expertise. This figure shows our method outperforms previous SotA Zhu et al. [62] in every stage in the data incremental setting. Our method also outperforms in other settings like task-incremental and class-incremental." + ], + "image_footnote": [], + "bbox": [ + 501, + 323, + 782, + 536 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The partial fine-tuning approach", + "bbox": [ + 212, + 750, + 488, + 763 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "requires storing either full images that need to be re-encoded during training, or data-consuming patch-level features at intermediate layers. We apply a per-image weighted PCA, which provides a $30\\mathrm{x}$ reduction of data with little impact on prediction accuracy. Such compression could be especially beneficial in a large-scale federated learning setting.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 113, + 589, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In experiments on the open vocabulary continual learning benchmark proposed by Zhu et al. [62], our approach outperforms under all settings and stages, including data-incremental, class-incremental, and task-incremental learning, and zero shot prediction. Our ablations evaluate the effects of all key design parameters, including the partial fine-tuning, model prediction weighting, batch sampling, and the regularization loss term. We also show that our method can be applied to combine non-open vocabulary models like DINOv2 with CLIP to improve further while maintaining open vocabulary ability.", + "bbox": [ + 212, + 146, + 787, + 267 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our main contribution is an open vocabulary continual learning method that can quickly incorporate new training examples received in any order and continually improve while maintaining open vocabulary performance. Our experiments demonstrate that our system's accuracy and efficiency stem from multiple proposed innovations:", + "bbox": [ + 212, + 267, + 787, + 342 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Partial fine-tuning of features with a fixed label embedding;", + "- Online training with each batch composed of the new training sample and class-balanced stored samples;", + "- Online learning of per-label accuracy for effective combination of original and tuned model predictions;", + "- Loss modification to enable \"none of the above\" prediction, which also stabilizes open vocabulary training;", + "- Intermediate layer feature compression that reduces storage of training samples and improves speed without much loss to accuracy." + ], + "bbox": [ + 225, + 354, + 784, + 491 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related work", + "text_level": 1, + "bbox": [ + 215, + 515, + 382, + 531 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The goal of continual learning (CL) is to continually improve the performance when seeing more data, while online continual learning [1, 3, 8, 24, 34, 36] aims to achieve a good trade-off between performance and learning efficiency. Our problem setup and goals are distinguished by these important characteristics:", + "bbox": [ + 212, + 547, + 787, + 608 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Flexibly learn, receiving labeled examples in data-incremental (random order), class incremental (grouped by category), or task incremental (grouped by dataset);", + "- Efficiently update from a single example or a batch of examples;", + "- Retain training data, though potentially in compact, privacy-preserving forms;", + "- Cumulatively improve from new data without forgetting other classes or tasks;", + "- Flexibly infer, predicting over label sets defined at inference time, without rigid task boundaries." + ], + "bbox": [ + 225, + 618, + 790, + 753 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Continual learning approaches can be broadly categorized into regularization [19,23,59], replay/rehearsal methods [24,38,42,56], and parameter isolation or expansion [2,27,35,36,40,41,57,60]. Regularization techniques generally impose constraints on the learning process to alleviate forgetting. Rehearsal methods involve storing and replaying past data samples during training [5,35,36,42].", + "bbox": [ + 212, + 763, + 787, + 842 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "So far, when training data can be stored, simple replay methods tend to outperform others, whether limiting the number of stored examples [36] or training computation [35]. Parameter isolation methods maintain learning stability by fixing subsets of parameters [27, 41] or extending model with new parameters [40, 57, 60]. Recently, several works [16-18, 45, 51-53] adopt prompt tuning for continual learning, which can also fall into the parameter expansion category. These methods can be used for stage-wise incremental continual learning, but none demonstrates the efficacy on online incremental learning that is our focus. Prompt tuning provides an alternative to weight-based fine-tuning with less forgetting. We consider weight-tuning approaches here, but preliminary experiments indicate the same strategy is applicable to prompt tuning, with similar accuracy but slower training.", + "bbox": [ + 212, + 146, + 787, + 327 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We now focus on those most relevant and influential to our work; see Wang et al. [50] for a comprehensive survey of continual learning.", + "bbox": [ + 212, + 327, + 787, + 359 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 CL for open-vocabulary classification", + "text_level": 1, + "bbox": [ + 214, + 378, + 568, + 395 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "WiSE-FT [54] fine-tunes CLIP encoders on target tasks and averages fine-tuned weights with original weights for robustness to distribution shifts. PAINT [15] shares a similar idea as WiSE-FT but the weight mixing coefficient is found via a held-out set. With such approaches, generality degrades with each increment of continual learning. CLS-ER [4] exponentially averages model weights in different paces for its plastic and stable model to balance learning and forgetting. Closer to our work, ZSCL [61] fine-tunes CLIP encoders using a weight ensemble idea, similar to WiSE-FT, and applies a distillation loss with a large unsupervised dataset to reduce forgetting. Unlike these, we partially fine-tune CLIP with fixed label embeddings and use a dynamically weighted combination of the predictions from the tuned and original models, which enables improvement on target tasks without sacrificing the generality of the original model.", + "bbox": [ + 212, + 402, + 787, + 583 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Another class of methods [13,44] use attribute-based recognition [12,22], continually learning attributes and attribute-class relations as a way to generalize from seen to unseen categories. We use CLIP, which provides zero-shot ability by training to match image-text pairs on a large training corpus, instead of the attribute-based approach. In reported results [13,37,44] and our own tests, CLIP has much higher zero-shot accuracy (e.g. for the SUN and aPY datasets) than the continual attribute-based methods achieve even after training, supporting the idea of building on vision-language models for open vocabulary image classification.", + "bbox": [ + 212, + 584, + 787, + 720 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 CL with constrained computation", + "text_level": 1, + "bbox": [ + 214, + 739, + 540, + 757 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Prabhu et al. [35] evaluate a wide variety of continual learning techniques under a setting of retaining data but limiting compute. Compared to all other techniques, they find that simple replay strategies, such as fine-tuning with uniformly random or class-balanced batches, are most effective in this setting. They also provide some evidence that partial-fine tuning of a well-initialized network may", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "be an efficient and effective approach. In this direction, we find that fine-tuning only the last transformer block of CLIP by performing one mini-batch update per incoming sample works surprisingly well.", + "bbox": [ + 212, + 146, + 787, + 194 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 Biologically inspired CL", + "text_level": 1, + "bbox": [ + 214, + 218, + 460, + 234 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The complimentary learning systems theory [31] (CLS theory) posits that humans achieve continual learning through the interplay of sparse retrieval-based and dense consolidated memory systems. This has inspired many works in continual learning, e.g. [4,33,62]. The most closely related is Zhu et al. [62], as detailed in the introduction. Many works are also inspired by the idea of wake/sleep phases of learning, where faster updates are required during the wake stage. Recent studies of mammalian memory and learning indicate that consolidation occurs in similar ways via replay during wakefulness and sleep [7, 43, 49]. Our online learning method mixes use of individual examples and consolidated networks for continuous improvement for continuous improvement, reflecting the idea of wakeful consolidation through replay.", + "bbox": [ + 212, + 248, + 787, + 415 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.4 Memory compression", + "text_level": 1, + "bbox": [ + 214, + 440, + 439, + 457 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Other work has compressed training data [9], or distilled training data into a network [58], or learned prompts [16-18,45,51-53] instead of maintaining original examples. AQM [9] uses an online VQ-VAE [29] to compress training samples to reduce storage for continual learning. We instead compress intermediate features to improve both storage and computation of partial fine-tuning.", + "bbox": [ + 212, + 469, + 787, + 547 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 214, + 573, + 330, + 589 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/6522a5206e4da9c4bf446aa43a0f701248d146501588e35c3d4e1e1d46f30ec5.jpg", + "image_caption": [ + "Fig. 2: Overview. On receiving a new training sample, the batch is completed with stored samples, the prediction is made using a label embedding, the tuned decoder and confidence weights $(\\alpha_{o},\\alpha_{t})$ are updated in one step, and the new sample is stored. To save space and time, stored examples are encoded and compressed. In testing, the probability of each candidate label is determined by predictions from both decoders and their class-wise confidence weights. Our method enables constant-time updates from new samples while continually improving and maintaining open vocabulary performance. Green blocks are updated during training; blue blocks are not updated." + ], + "image_footnote": [], + "bbox": [ + 217, + 633, + 785, + 720 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 732, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our system receives training examples $(x, y, \\mathcal{Y})$ one by one to update its models, in order to continually improve in prediction of $y$ given $(x, \\mathcal{Y})$ , where $x$ is an input image, $y$ is its target label, and $\\mathcal{Y}$ is its set of candidate labels.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Fig. 2 offers a system overview aimed at enhancing open vocabulary image classifiers by integrating a tuned model for learning target tasks with a frozen original model. The tuned model uses the same encoder as the original but incorporates a trainable decoder. For an image $x$ , both the tuned model and the original model produce the probabilities for all candidate labels, denoted as $P_{t}(y|x)$ and $P_{o}(y|x)$ . The final probability for the image is weighted through our Online Class-wise Weighting (OCW, Sec. 3.2):", + "bbox": [ + 212, + 191, + 784, + 297 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nP (y | x) = \\alpha_ {o} (y) P _ {t} (y | x) + \\alpha_ {t} (y) P _ {o} (y | x), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 364, + 311, + 784, + 327 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\alpha_{o}(y)$ and $\\alpha_{t}(y)$ are the relative expected accuracies for the original and tuned models for label $y$ . During training, new samples are encoded to intermediate features (feature vectors for patches plus a CLS token), optionally compressed (Sec. 3.3), and stored, for reuse in future steps.", + "bbox": [ + 214, + 339, + 782, + 398 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Models", + "text_level": 1, + "bbox": [ + 215, + 422, + 321, + 436 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Original model. In our experiments, the original model is the publicly available CLIP [37] ViT model that has been trained contrastively on image-text pairs. In our experiments, the shared encoder is all but the last transformer block, and the original decoder is the last block. The CLIP model produces a probability for label $y$ for image $x$ given a set of candidate text labels $\\mathcal{V}$ based on the dot product of image embedding $e_x$ (CLS token) and text embedding $e_y$ :", + "bbox": [ + 212, + 449, + 782, + 541 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nP _ {o} (y | x) = \\frac {\\exp \\left(1 0 0 \\cdot \\cos \\left(e _ {x} , e _ {y}\\right)\\right)}{\\sum_ {y _ {k} \\in \\mathcal {Y}} \\exp \\left(1 0 0 \\cdot \\cos \\left(e _ {x} , e _ {y _ {k}}\\right)\\right)}. \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 357, + 553, + 784, + 588 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Tuned model. With each new sample, our goal is to efficiently update the tuned model to improve accuracy in received labels while maintaining general features that are effective for future learning. We tune only the last image transformer block while keeping the label embedding fixed, which helps the features to stay correlated with the text modality and reduces overfitting to received labels. Note that more blocks can be tuned, which could enable better performance but with increased computation. The tuned decoder is initialized with the weights of the original decoder.", + "bbox": [ + 212, + 598, + 784, + 717 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Given a new sample, we form a batch of that sample and a class-balanced sampling of stored training samples. Specifically, we first determine the class count for selection: for a batch size of $B$ and all seen labels $\\mathcal{Y}_t$ , we uniformly select $\\min(B - 1, |\\mathcal{Y}_t|)$ classes from $\\mathcal{Y}_t$ , where $|\\cdot|$ indicates the length of a set. Then we uniformly sample an equal number of instances from each chosen class to form the batch. This class-balanced sampling ensures continual retention and improvement of prediction of training labels. Then, the tuned model is updated with one iteration based on a cross-entropy loss.", + "bbox": [ + 212, + 719, + 784, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Additionally, we develop a regularization loss that helps with performance. The idea is that, if the true label is not in the label candidates, a low score should be predicted for every candidate label. We implement this with an \"other\" option within the candidate set, but since \"other\" does not have an appearance, we model it with just a learnable bias term. The combined loss for training the tuned model is therefore:", + "bbox": [ + 212, + 146, + 782, + 234 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} (x, y, \\mathcal {Y}) = \\mathcal {L} _ {\\mathrm {c e}} (x, y, \\mathcal {Y} \\cup \\text {o t h e r}) + \\beta \\mathcal {L} _ {\\mathrm {c e}} (x, \\text {o t h e r}, (\\mathcal {Y} \\cup \\text {o t h e r}) \\setminus y), \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 271, + 250, + 785, + 266 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\beta$ is a hyperparameter balancing the two loss terms, set to 0.1 based on validation experiments.", + "bbox": [ + 214, + 276, + 782, + 306 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2 Online Class-wise Weighting", + "text_level": 1, + "bbox": [ + 215, + 328, + 496, + 343 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We estimate the probability of each candidate label by weighted voting of the tuned and original models (Eq. 1). We would like to assign more weight to the model that is more likely to be correct for a given label. There are two big problems: 1) training samples would provide a highly biased estimate of correctness for the tuned model; 2) maintaining a held out set or performing cross-validation would either reduce available training samples or be impractically slow. Our solution is to use each training sample, before update, to update our estimate of the likelihood of correctness for its label based on the tuned and original predictions.", + "bbox": [ + 212, + 352, + 784, + 472 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Let $c_{t}(y)$ and $c_{o}(y)$ be the estimated accuracy of the tuned and original model for label $y$ . We apply an exponential moving average (EMA) updating method to estimate them online, ensuring the estimations are reliable when evaluated at any time, concurring with our anytime continual learning goals. Assuming the EMA decay is set to $\\eta$ ( $= 0.99$ in our experiments), the estimated accuracy of the tuned model at the current step is:", + "bbox": [ + 212, + 473, + 785, + 564 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nc _ {t} (y) = \\eta \\hat {c} _ {t} (y) + (1 - \\eta) \\mathbb {1} [ y _ {t} (x) = y ]. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 575, + 785, + 592 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Here, $\\hat{c}_t(y)$ is the estimated accuracy of label $y$ in the previous step; $y_{t}(x)$ denotes the predicted label of the tuned model for $x$ . Since the exponential moving average depends on past values, we compute $c_{t}(y)$ as the average accuracy for the first $\\lfloor \\frac{1}{1 - n} \\rfloor$ samples. $c_{o}(y)$ is updated in the same way.", + "bbox": [ + 214, + 602, + 782, + 662 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "After getting $c_{t}(y)$ and $c_{o}(y)$ , the weights of the two models are:", + "bbox": [ + 238, + 664, + 702, + 680 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\alpha_ {t} (y) = \\frac {c _ {t} (y)}{c _ {t} (y) + c _ {o} (y) + \\epsilon}, \\quad \\alpha_ {o} (y) = 1 - \\alpha_ {t} (y). \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 326, + 691, + 784, + 722 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Here, $\\epsilon$ is a very small number (1e-8) to prevent division by zero. For labels not seen by the tuned model, we set $\\alpha_{t}(y) = 0$ , so $\\alpha_{o}(y) = 1$ .", + "bbox": [ + 214, + 732, + 782, + 763 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Storage efficiency and privacy", + "text_level": 1, + "bbox": [ + 215, + 785, + 506, + 800 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Partial tuning of our model requires either storing each image or storing the features (or tokens) that feed into the tuned portion of the model. Storing images", + "bbox": [ + 214, + 809, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "has disadvantages of lack of privacy and inefficiency in space and computation, due to need to re-encode in training. Storing features alleviates some of these problems, but still uses much memory or storage. Therefore, we investigate how to compress the training features, aiming to increase storage and computational efficiency while maintaining training effectiveness. The compressed features also provide more privacy than storing original images, though we do not investigate how well the images can be recovered from compressed features.", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Well-trained networks learn data-efficient representations that are difficult to compress. Indeed, if we try to compress feature vectors with VQ-VAE [29] or PCA (principal component analysis) trained on a dataset, we are not able to achieve any meaningful compression without great loss in training performance. The features within each image, however, contain many redundancies. We, therefore, compute PCA vectors on the features in each image and store those vectors along with the coefficients of each feature vector. Further, not all tokens are equally important for prediction. Hence, we train a per-image attention-weighted PCA, weighted by attention between each token and the CLS token. Finally, we can compress further by storing min/max floating point values for each vector and for the coefficients and quantizing them to 8-bit or 16-bit unsigned integers. See the supplemental material for details. By storing only five PCA vectors and their coefficients this way, we can reduce the storage of fifty 768-dim tokens $(7\\times 7$ patch tokens $^+$ CLS token) from 153K bytes to 5K bytes with less than $1\\%$ difference in prediction accuracy.", + "bbox": [ + 212, + 252, + 789, + 479 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 500, + 375, + 517 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Using the setup from [62], we sequentially receive training samples for a target task in a data-incremental (random ordering) or class-incremental (class-sorted ordering). Or, in a task-incremental setting, we receive all examples for each task sequentially. Within each set, we incorporate new examples one by one in an online fashion. After receiving each set, the model is evaluated on the entire task (including classes not yet seen in training) for data- or class-incremental, or on all tasks (including tasks not yet seen in training) for task-incremental.", + "bbox": [ + 212, + 529, + 787, + 648 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our main experiments use the same setup as Zhu et al. [62], which are designed to test flexible learning and flexible inference. A target task contains a subset of seen labels while a novel task contains none of these labels. Target tasks are CIFAR100 [21], SUN397 [55], FGVCAircraft [26], EuroSAT [14], OxfordIIITPets [32], StanfordCars [20], Food101 [6], and Flowers102 [28]. Novel tasks are ImageNet [39], UCF101 [46], and DTD [10]. Training examples are received for target tasks, but not for novel tasks. Under this setup, we have 226,080 training samples and 1,034 classes in total.", + "bbox": [ + 212, + 650, + 787, + 772 + ], + "page_idx": 7 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Task Incremental Learning updates one model with each of the eight target tasks sequentially.", + "- Class Incremental Learning updates a per-task model with examples from a subset (one-fifth) of classes for a stage." + ], + "bbox": [ + 225, + 780, + 782, + 837 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "- Data Incremental Learning updates a per-task model with a random subset of the data in eight stages: $2\\%$ , $4\\%$ , $8\\%$ , $16\\%$ , $32\\%$ , $64\\%$ , $100\\%$ .", + "bbox": [ + 225, + 146, + 784, + 176 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "After each stage, accuracy is averaged across all tasks (including tasks/classes not yet seen).", + "bbox": [ + 212, + 188, + 782, + 218 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Additionally, we provide a union data incremental scenario where we mix all target tasks together and union all target labels, mainly for hyperparameter selection and ablation experiments. Flexible inference is evaluated after the task-incremental learning for prediction over novel tasks and sets of candidate labels $\\mathcal{V}$ : zero-shot, union of all target tasks/labels and zero-shot tasks/labels, and a mix of some target and zero-shot tasks/labels. See [62] for details. The union and mixed settings are most challenging because they require effective combined use of both the original and tuned models, without any task identifiers or indication whether an example's label is in the tuned model's domain.", + "bbox": [ + 212, + 219, + 784, + 353 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation details. We employ the ViT-B/32 model from CLIP as our network backbone. We use AdamW [25] as the optimizer with a weight decay of 0.05, and we adhere to CLIP's standard preprocessing without additional data augmentations. For offline training, following [11], we set the learning rate at 6e-4 and the batch size at 2048, employing a cosine annealing scheduler for the learning rate with a minimum rate of 1e-6. For online training, we use a batch size of 32 and a learning rate of $9.375e = \\frac{32\\times 6e - 4}{2048}$ , based on adjustments from the offline training hyperparameters. More method and training details are in the supplemental.", + "bbox": [ + 212, + 354, + 785, + 491 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Main result", + "text_level": 1, + "bbox": [ + 215, + 512, + 357, + 526 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this evaluation, we compare our method with the previous SotA Zhu et al. [62] (CLIP+LinProbe (AIM-Emb)) under the task-, class-, data-incremental scenarios, as well as flexible inference. From all plots in Fig. 3, our AnytimeCL method consistently outperforms CLIP+LinProbe (AIM). For task incremental, the improvement is mainly due to the partial finetuning with fixed label embeddings. To provide a more direct comparison with Zhu et al. [62], we train our approach only after receiving all data of a task (e.g., $100\\%$ CIFAR100) and term this as AnytimeCL (Offline), which also shows steady improvements over Zhu et al. [62]. For early stages in class incremental and data incremental, the performance improvement mainly comes from the advantage of our online class-wise weighting method over AIM, which only considers whether the testing sample is likely to be from a known class.", + "bbox": [ + 212, + 536, + 787, + 718 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.2 Comparison under MTIL task incremental learning [61]", + "text_level": 1, + "bbox": [ + 215, + 739, + 718, + 757 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We compare the performance of AnytimeCL with Zhu et al. [62] and ZSCL [61] under the task incremental learning setting as introduced in ZSCL. Results are summarized in Tab. 1, using the Transfer, Last, and Average metrics from [61] for comparison. Improvements over CLIP are denoted in green under the $\\Delta$ columns, while declines are marked in red. Our method consistently achieves", + "bbox": [ + 212, + 763, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 732, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/c6f2a5388c5b71a6adaa417e85c6821979304e652a3ca85ae0e8e568d212227f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 217, + 143, + 498, + 285 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/7adfd81f9fccafb3703a9dae2f6e2cc1fe6009657a739b63b6a31a19716f4909.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 143, + 784, + 286 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/91de8dc8f0a97b88dab241be014029ed735d17cf9916082449bdd5e51abdd1da.jpg", + "image_caption": [ + "Fig. 3: Performance comparison of CLIP, CLIP + Linear (AIM), and AnytimeCL variants in task incremental (a); class incremental (b); data incremental (c); and flexible inference (d) settings. In (a), the online approach is represented by a solid line, while offline methods are depicted with dashed lines, assessed when the online algorithms receive $25\\%$ , $50\\%$ , $75\\%$ , and $100\\%$ data of a task, labeling tasks at the $25\\%$ point." + ], + "image_footnote": [], + "bbox": [ + 215, + 287, + 498, + 429 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/504ddc21f6213c65ed8e2a6bad5db5b1922a32ff5feafb62eb7a9847df19c38b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 500, + 287, + 782, + 429 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "zero loss in Transfer in both experiments, indicating an absence of forgetting. On this benchmark, our method performs comparably to LinProbe (AIM) and outperforms other methods. This experimental setup does not fully capture our method's key advantages of online training, ability for data and class incremental learning, and open vocabulary prediction. Also, in this setting, a simple weighting method is effective — to use the tuned model's prediction for tasks with all candidate labels in the training set, or the original model's prediction otherwise.", + "bbox": [ + 212, + 534, + 787, + 642 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.3 Training features compression", + "text_level": 1, + "bbox": [ + 215, + 662, + 509, + 679 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We test our per-image attention-weighted PCA compression for training features (Table 2). We compare the data size, average full time to process one 32-sample batch (including data loading, uncompressed, and forward/backward training passes), and final accuracy after completing fine-tuning. This test is on CIFAR100. Compared to processing the full image or full features, using our compressed features saves $30\\mathrm{x}$ the storage while achieving nearly the same accuracy. We were not able to achieve good accuracy when compressing with VQ-VAE, even when using large vocabularies, nor when using PCA vectors computed over the entire dataset. Computing PCA vectors per instance (over the 50 tokens) and weighting the tokens by their CLS-attention each improve the tuned accu", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/2989d34c2c2da5d79f69f729bdb6ac7c7041dea22c77bb1a6a192e6741b94a7a.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodTransfer ΔAvg. ΔLast Δ
CLIP69.40.065.30.065.30.0
LwF [23]56.9-12.564.7-0.674.6+9.3
iCaRL [38]50.4-19.065.7+0.480.1+14.8
WiSE-FT [54]52.3-17.160.7-4.677.7+12.4
ZSCL [61]68.1-1.375.4+10.183.6+18.3
TreeProbe (AIM) (50k) [62]69.3-0.175.9+10.685.5+20.2
LinProbe (AIM) [62]69.3-0.177.1+11.886.0+20.7
AnytimeCL69.4077.0+11.785.8+20.5
AnytimeCL (Offline)69.4077.0+11.786.2+20.9
", + "bbox": [ + 263, + 143, + 738, + 291 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "racy. Quantizing the PCA vectors and coefficients further saves space at a small loss to accuracy. Using the compressed features also gives a nearly 2x speedup vs. using the full features (because the compressed features fit entirely in memory) and 6x vs. using the full image, though all times are fast. We provide more method details in the supplemental along with a comparison of using different per-instance PCA compression methods under the union data incremental scenario, to show how these compression methods influence the result at various timesteps.", + "bbox": [ + 212, + 398, + 787, + 521 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/9e97dbeee7b607197ac639ab1d46ca4b133dea456181fdc959637373cf6c1671.jpg", + "table_caption": [ + "Table 1: Comparison of different methods on MTIL in Order I from ZSCL [61]. CLIP is our tested zero-shot performance. All other results are taken Zhu et al. [62] and ZSCL [61]'s papers. \"Transfer\" evaluates the model's performance on zero-shot tasks; \"Last\" is the averaged accuracy on all target tasks after finishing the final task while \"Avg.\" computes the average task performance on all training stages." + ], + "table_footnote": [], + "table_body": "
CompressionKB/examplems/batchFTAccuracy
Full image150.543.977.8
Full features153.625.677.8
VQ0.24.564.8
Dataset-wide PCA (200 components)40.27.676.4
Per-instance PCA (5 components)19.47.774.6
+ CLS-weight (5 components)19.48.977.9
+ int-quantization (5 components)5.313.977.5
", + "bbox": [ + 240, + 544, + 763, + 656 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 2: Comparison of different compression methods in terms of memory usage, processing speed, and test accuracy on CIFAR100. See supplementary material for details on how to get ms/batch and FT Accuracy. We use the same seed for all methods.", + "bbox": [ + 212, + 656, + 787, + 696 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 Ablations", + "text_level": 1, + "bbox": [ + 215, + 757, + 341, + 771 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In the following, we ablate several important factors that contribute to our method. Additional ablations and results are provided in the supplemental.", + "bbox": [ + 212, + 779, + 785, + 809 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Weighting Strategies. Weighting is vital for our dual decoder approach. We compare several ways to compute the weights: 1) CLIP: namely $\\alpha_{t}(y) = 0$ for", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/64eb2e4b0295621bd097b0cf95f255e730eacd1dae1332af16015d1d2af71211.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 217, + 145, + 401, + 239 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/d64ec1916a23636eaa2700c34e4dbf2ef592f975b31da48728d60d22a9caf911.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 408, + 145, + 591, + 239 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/e4fd2309c49b397f51e9122daf12425778285c8b22ac96c3fe04f35c2af9ca70.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 601, + 145, + 784, + 239 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/173badfda9ddb2fa6cd32d3fd3a947ada0fc71c30a3e90eddfd1a4c249c6567c.jpg", + "image_caption": [ + "Fig. 4: Ablation results. Best viewed in color and zoomed-in." + ], + "image_footnote": [], + "bbox": [ + 215, + 244, + 401, + 339 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/794077b91863e1f43c434cd79e790f9f69b33a57230a97d215e4f849d04a2d6e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 408, + 244, + 593, + 339 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/d9db0879a4dba215d095c98a8cd989104fe45fd473e47e1f50be1d439430cc56.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 601, + 244, + 784, + 339 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "any images; 2) Tuned model only: $\\alpha_{t}(y) = 1$ for any images; 3) AIM [62]; 4) OCW (0/1): a variant of OCW where we round $\\alpha_{t}(y)$ to 0 or 1 to use either the original or tuned model; 5) Our proposed OCW. We partially finetune the decoder with fixed label embeddings and combine the tuned model with the original model using different weighting strategies. The results are shown in Fig. 4 (a), (b) and (c), under data-, class-incremental and flexible inference. OCW performs the best of all methods in every setting and stage. Notably, OCW enables improvements even in the early stages when limited data is available for a class or task and better handles tasks that mix novel and target labels.", + "bbox": [ + 212, + 393, + 787, + 529 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tuned parts. Our proposed method tunes the last transformer block while keeping the label encoder fixed. In Fig. 4 (d), we compare this approach to alternatives of tuning only the label encoder, both the block and the label encoder, or neither of them, under the flexible inference test. When only using the tuned model for comparison $(\\alpha_{t} = 1)$ , fine tuning only the last transformer best retains predictive ability for novel labels. Further analysis under the task incremental scenario is provided in the supplemental material.", + "bbox": [ + 212, + 532, + 787, + 638 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Sampling methods. We compare different methods for sampling from the stored samples. FIFO cycles through samples in order of first appearance, \"uniform\" randomly draws samples for each batch, class-balanced (which we use in all other experiments) samples classes, and frequency weighted sampling (FWS) samples based on how many times a given sample has been batched in training. Class-balanced and uniform are similar in practice, and perform best (Fig. 4 (e)). This result is consistent with Prabhu et al. [35]'s finding that simple sampling methods outperform complex ones under a computational budget. See supplemental for more details.", + "bbox": [ + 212, + 641, + 787, + 775 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The \"other\" logit regularization. The ablation experiments depicted in Fig. 4 (f) assess the impact of \"other\" logit regularization in the union data incremental scenario. The results demonstrate consistent enhancements when this regularization is applied, compared to its absence.", + "bbox": [ + 214, + 779, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.5 Scalability", + "text_level": 1, + "bbox": [ + 215, + 146, + 346, + 161 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/5893666ddaaf75297109dbc923016d39e539644953108cff6ce7f2545f3b40f3.jpg", + "image_caption": [ + "Fig. 5: (a) & (b): The \"CLIP\" method refers to the original model. For Tuned model: DINOv2, we use the ViT-B/14 checkpoint; (c): Infinite node size indicates only one tuned model regardless of the number of samples received." + ], + "image_footnote": [], + "bbox": [ + 217, + 196, + 405, + 295 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/b6910994ac84c417c9f42112b817aac68620847fdc143842fef18055e4aaf8a9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 406, + 196, + 593, + 294 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/1ebf375a24e0cc469ceadced47587211f25edda41241be16223287638fd6f21b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 596, + 196, + 782, + 294 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "DINOv2 as the Tuned Model. Using self-supervised DINOv2 [30] as our tuned model showcases our method's adaptability beyond the original CLIP model [62]. Our approach allows for tuning the feature embedding space while keeping label embeddings fixed, enabling the incorporation of diverse encoders through an additional linear layer for dimension matching. This layer is trained in joint with the tuned decoder. As illustrated in Fig. 5 (a), replacing the tuned model with DINOv2 results in consistent performance improvements at every stage, with a notably steeper improvement curve in later stages. Furthermore, Fig. 5 (b) demonstrates that this modification preserves Zero-shot performance while significantly boosting Union+Zero-shot and Mix+Zero-shot outcomes, attributed to DINOv2's enhanced performance on target tasks.", + "bbox": [ + 212, + 377, + 787, + 542 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Tree clustering models. Zhu et al. [62] propose tree-based clustering as a way to limit the training time needed to incorporate new examples. Our method can already incorporate an example much faster in a way that does not depend on the number of training samples, but the clustering idea is still intriguing as a path to scalability in storage, memory, and model capacity. In Fig. 5 (b), we evaluate different node capacities and find that moderate-sized partitions may slightly increase performance. In these experiments, each node stores a copy of the last CLIP transformer block and updates it based on data that it receives.", + "bbox": [ + 212, + 542, + 787, + 664 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5 Discussion", + "text_level": 1, + "bbox": [ + 215, + 686, + 354, + 702 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Our AnytimeCL approach shows promise of breaking free of staged train and deploy processes, with many benefits to applications that constantly or sporadically receive new data and have customizable or evolving label spaces.", + "bbox": [ + 212, + 719, + 785, + 763 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The anytime has three main parts: (1) being able to do a task even when training data do not fully cover the label space for that task; (2) being able to incorporate a new training example quickly; and (3) not losing the benefit of older training data. Our key to the first part is using complimentary models. For that we are motivated by CLS theory [31] and more specifically adopt the", + "bbox": [ + 212, + 765, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "framework of Zhu et al. [62], improving it with our prediction weighting method and by partially fine-tuning the encoder. Our key to the second part is that we do not need to incorporate one million examples quickly, just one. This reframes the computationally budgeted CL problem of Prabhu et al. [35], who aim to incorporate a new large batch of examples in time that allows visiting only a portion of the existing data. For some settings, our goal is more practical, as it enables an opportunistic approach that interleaves pure online learning during busy times and offline learning when time allows. While humans are often held up as excellent continual learners, they also learn one thing fast but many things slowly over time and make use of restful wake and sleep to continue learning. The effectiveness of our online learning is also due, in part, to leveraging a strong vision-language model, just recently possible. The key to the third goal is simple — do not throw out the data. If one cares about privacy and storage, then finding ways of compressing and preserving privacy, like our PCA-based approach, may be better than trying to retain the benefits of a large dataset without one.", + "bbox": [ + 212, + 146, + 787, + 372 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Potential directions for future work:", + "bbox": [ + 238, + 375, + 501, + 388 + ], + "page_idx": 13 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Beyond classification: Our partial fine-tuning approach is applicable to other tasks, such as semantic segmentation, visual question answering, and object detection. Our weighting method is applicable to open vocabulary detection and segmentation.", + "- Multi-model inference: Extending our approach to multiple models, including task-specific models, would further extend flexible learning and model re-use opportunities.", + "- Scalability: We expect that tree-based data clustering and training one model per cluster, as in [62], provides a good mechanism for scalability. Larger scale experiments, involving dozens of datasets and many millions of examples, are needed to fully test this.", + "- Federated learning: Combining tree-based clustering and feature compression, we can encode training examples in the client or central server and transmit to a node that stores and updates the tunable block and its data. This enables fully distributed training on inexpensive nodes." + ], + "bbox": [ + 227, + 405, + 784, + 633 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 665, + 359, + 681 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We propose an effective approach for anytime continual learning of open vocabulary image classification. The main innovation is dynamic class-sensitive weighting for combining predictions of open-vocabulary and example-based tuned models, and we also find that partial fine-tuning with sufficiently small learning rates enables a surprisingly effective online learner. We offer a per-image attention-weighted PCA approach to compress features, with benefits to storage, computation, and privacy. Our experiments show that our approach is very promising, and further exploration is merited to more fully understand its effective scope and limitations.", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement", + "text_level": 1, + "bbox": [ + 217, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported in part by ONR award N00014-21-1-2705, ONR award N00014-23-1-2383, and U.S. DARPA ECOLE Program No. #HR00112390060. The views and conclusions contained herein are those of the authors and should not be interpreted as necessarily representing the official policies, either expressed or implied, of DARPA, ONR, or the U.S. Government.", + "bbox": [ + 212, + 175, + 785, + 251 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 273, + 321, + 289 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Aljundi, R., Caccia, L., Belilovsky, E., Caccia, M., Lin, M., Charlin, L., Tuytelaars, T.: Online continual learning with maximally interfered retrieval. CoRR (2019)", + "2. Aljundi, R., Chakravarty, P., Tuytelaars, T.: Expert gate: Lifelong learning with a network of experts. In: CVPR (2017)", + "3. Aljundi, R., Lin, M., Goujaud, B., Bengio, Y.: Gradient based sample selection for online continual learning. In: NeurIPS (2019)", + "4. 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CoRR (2023)" + ], + "bbox": [ + 215, + 146, + 787, + 839 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Anytime Continual Learning for Open Vocabulary Classification", + "bbox": [ + 303, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + }, + { + "type": "ref_text", + "text": "62. Zhu, Z., Lyu, W., Xiao, Y., Hoiem, D.: Continual learning in open-vocabulary classification with complementary memory systems. CoRR (2023)", + "bbox": [ + 215, + 146, + 787, + 176 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Zhen Zhu, Yiming Gong, and Derek Hoiem", + "bbox": [ + 271, + 114, + 589, + 128 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_model.json b/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_model.json new file mode 100644 index 0000000000000000000000000000000000000000..63a1d7de84520bf638b64c9db924878f309b20e5 --- /dev/null +++ b/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_model.json @@ -0,0 +1,2601 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.285, + 0.141, + 0.72, + 0.186 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "text", + "bbox": [ + 0.331, + 0.214, + 0.674, + 0.228 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "text", + "bbox": [ + 0.35, + 0.241, + 0.653, + 0.269 + ], + "angle": 0, + "content": "University of Illinois at Urbana-Champaign {zhenzhu4,yimingg8,dhoiem}@illinois.edu" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.312, + 0.741, + 0.492 + ], + "angle": 0, + "content": "Abstract. We propose an approach for anytime continual learning (AnytimeCL) for open vocabulary image classification. The AnytimeCL problem aims to break away from batch training and rigid models by requiring that a system can predict any set of labels at any time and efficiently update and improve when receiving one or more training samples at any time. Despite the challenging goal, we achieve substantial improvements over recent methods. We propose a dynamic weighting between predictions of a partially fine-tuned model and a fixed open vocabulary model that enables continual improvement when training samples are available for a subset of a task's labels. We also propose an attention-weighted PCA compression of training features that reduces storage and computation with little impact to model accuracy. Our methods are validated with experiments that test flexibility of learning and inference." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.507, + 0.741, + 0.533 + ], + "angle": 0, + "content": "Keywords: Continual learning \\(\\cdot\\) Anytime learning \\(\\cdot\\) Open-vocabulary classification" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.563, + 0.377, + 0.579 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.598, + 0.786, + 0.779 + ], + "angle": 0, + "content": "Continual learning aims to improve a system's capability as it incrementally receives new data and labels, which gains increasing importance with the expanding scale and applications of visual learning. Continual learning for classification is traditionally approached with discrete label spaces. Adding labels or tasks over time changes the problem landscape, thereby increasing the difficulty of learning. The open vocabulary setting, however, frames classification as comparing continuous feature and label embeddings. Any images and textual labels can be embedded, so learning in this setting involves only improving on the existing problem definition, which may be more amenable to continuous improvement. Although open vocabulary models can predict over arbitrary label sets, even models like CLIP [37] that are trained on internet-scale data have unsatisfactory performance on many tasks [47, 48]." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.781, + 0.786, + 0.84 + ], + "angle": 0, + "content": "Our work aims to continually improve open vocabulary image classifiers as new labeled data is received. We call this \"anytime continual learning\" because the goal is to improve efficiently any time new examples are received and to maintain the ability to predict over arbitrary label sets at any time." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.114, + 0.59, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.284 + ], + "angle": 0, + "content": "Recent work by Zhu et al. [62] extends CLIP by training linear classifiers and combining their predictions with those of label vectors from the original text embedding. To enable efficient and distributed learning, linear classifiers are trained for each partition of the feature space defined by online hierarchical clustering. This approach requires storing all training examples, but a new example is efficiently incorporated by training only on the data from the example's nearest cluster. In experiments on their own benchmark designed for open vocabulary continual learning and existing benchmarks, Zhu et al. [62] outperform other recent approaches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.293, + 0.49, + 0.535 + ], + "angle": 0, + "content": "Our approach is to train online, fine-tuning the last transformer block while keeping the label embedding fixed. When a new training sample is received, we fill a class-balanced batch with stored samples and update the last transformer block in a single step. Our experiments show this performs better than retraining a classifier layer, and each new sample can be incorporated in milliseconds. Additionally, we introduce a modified loss, enabling the prediction of \"none of the above\" when the true label is absent from the candidate set, which improves overall performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.544, + 0.49, + 0.741 + ], + "angle": 0, + "content": "Whenever a new training example arrives, our method updates an estimate of the tuned and original model's accuracy for the given label. The tuned and original model's predictions are then weighted in proportion to their expected accuracy for each label. This weighting accounts for the growing effectiveness of the tuned model, and greatly outperforms Zhu et al. [62]'s AIM weighting based on whether an example's label is likely to have been seen in training." + }, + { + "type": "image", + "bbox": [ + 0.502, + 0.324, + 0.784, + 0.537 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.497, + 0.549, + 0.788, + 0.716 + ], + "angle": 0, + "content": "Fig.1: Our AnytimeCL algorithm can be efficiently updated with each new example and continuously improve. By dynamically weighting predictions between a tunable model and a frozen open vocabulary model, our method can predict over any label set while gaining expertise. This figure shows our method outperforms previous SotA Zhu et al. [62] in every stage in the data incremental setting. Our method also outperforms in other settings like task-incremental and class-incremental." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.49, + 0.765 + ], + "angle": 0, + "content": "The partial fine-tuning approach" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "requires storing either full images that need to be re-encoded during training, or data-consuming patch-level features at intermediate layers. We apply a per-image weighted PCA, which provides a \\(30\\mathrm{x}\\) reduction of data with little impact on prediction accuracy. Such compression could be especially beneficial in a large-scale federated learning setting." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.268 + ], + "angle": 0, + "content": "In experiments on the open vocabulary continual learning benchmark proposed by Zhu et al. [62], our approach outperforms under all settings and stages, including data-incremental, class-incremental, and task-incremental learning, and zero shot prediction. Our ablations evaluate the effects of all key design parameters, including the partial fine-tuning, model prediction weighting, batch sampling, and the regularization loss term. We also show that our method can be applied to combine non-open vocabulary models like DINOv2 with CLIP to improve further while maintaining open vocabulary ability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.268, + 0.788, + 0.343 + ], + "angle": 0, + "content": "In summary, our main contribution is an open vocabulary continual learning method that can quickly incorporate new training examples received in any order and continually improve while maintaining open vocabulary performance. Our experiments demonstrate that our system's accuracy and efficiency stem from multiple proposed innovations:" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.356, + 0.677, + 0.371 + ], + "angle": 0, + "content": "- Partial fine-tuning of features with a fixed label embedding;" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.372, + 0.785, + 0.401 + ], + "angle": 0, + "content": "- Online training with each batch composed of the new training sample and class-balanced stored samples;" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.402, + 0.785, + 0.431 + ], + "angle": 0, + "content": "- Online learning of per-label accuracy for effective combination of original and tuned model predictions;" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.432, + 0.785, + 0.462 + ], + "angle": 0, + "content": "- Loss modification to enable \"none of the above\" prediction, which also stabilizes open vocabulary training;" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.462, + 0.785, + 0.492 + ], + "angle": 0, + "content": "- Intermediate layer feature compression that reduces storage of training samples and improves speed without much loss to accuracy." + }, + { + "type": "list", + "bbox": [ + 0.227, + 0.356, + 0.785, + 0.492 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.516, + 0.383, + 0.532 + ], + "angle": 0, + "content": "2 Related work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.548, + 0.788, + 0.609 + ], + "angle": 0, + "content": "The goal of continual learning (CL) is to continually improve the performance when seeing more data, while online continual learning [1, 3, 8, 24, 34, 36] aims to achieve a good trade-off between performance and learning efficiency. Our problem setup and goals are distinguished by these important characteristics:" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.619, + 0.785, + 0.663 + ], + "angle": 0, + "content": "- Flexibly learn, receiving labeled examples in data-incremental (random order), class incremental (grouped by category), or task incremental (grouped by dataset);" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.665, + 0.704, + 0.679 + ], + "angle": 0, + "content": "- Efficiently update from a single example or a batch of examples;" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.68, + 0.791, + 0.694 + ], + "angle": 0, + "content": "- Retain training data, though potentially in compact, privacy-preserving forms;" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.695, + 0.785, + 0.723 + ], + "angle": 0, + "content": "- Cumulatively improve from new data without forgetting other classes or tasks;" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.725, + 0.785, + 0.754 + ], + "angle": 0, + "content": "- Flexibly infer, predicting over label sets defined at inference time, without rigid task boundaries." + }, + { + "type": "list", + "bbox": [ + 0.227, + 0.619, + 0.791, + 0.754 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Continual learning approaches can be broadly categorized into regularization [19,23,59], replay/rehearsal methods [24,38,42,56], and parameter isolation or expansion [2,27,35,36,40,41,57,60]. Regularization techniques generally impose constraints on the learning process to alleviate forgetting. Rehearsal methods involve storing and replaying past data samples during training [5,35,36,42]." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.591, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.328 + ], + "angle": 0, + "content": "So far, when training data can be stored, simple replay methods tend to outperform others, whether limiting the number of stored examples [36] or training computation [35]. Parameter isolation methods maintain learning stability by fixing subsets of parameters [27, 41] or extending model with new parameters [40, 57, 60]. Recently, several works [16-18, 45, 51-53] adopt prompt tuning for continual learning, which can also fall into the parameter expansion category. These methods can be used for stage-wise incremental continual learning, but none demonstrates the efficacy on online incremental learning that is our focus. Prompt tuning provides an alternative to weight-based fine-tuning with less forgetting. We consider weight-tuning approaches here, but preliminary experiments indicate the same strategy is applicable to prompt tuning, with similar accuracy but slower training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.328, + 0.788, + 0.36 + ], + "angle": 0, + "content": "We now focus on those most relevant and influential to our work; see Wang et al. [50] for a comprehensive survey of continual learning." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.38, + 0.569, + 0.396 + ], + "angle": 0, + "content": "2.1 CL for open-vocabulary classification" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.403, + 0.789, + 0.584 + ], + "angle": 0, + "content": "WiSE-FT [54] fine-tunes CLIP encoders on target tasks and averages fine-tuned weights with original weights for robustness to distribution shifts. PAINT [15] shares a similar idea as WiSE-FT but the weight mixing coefficient is found via a held-out set. With such approaches, generality degrades with each increment of continual learning. CLS-ER [4] exponentially averages model weights in different paces for its plastic and stable model to balance learning and forgetting. Closer to our work, ZSCL [61] fine-tunes CLIP encoders using a weight ensemble idea, similar to WiSE-FT, and applies a distillation loss with a large unsupervised dataset to reduce forgetting. Unlike these, we partially fine-tune CLIP with fixed label embeddings and use a dynamically weighted combination of the predictions from the tuned and original models, which enables improvement on target tasks without sacrificing the generality of the original model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.585, + 0.789, + 0.721 + ], + "angle": 0, + "content": "Another class of methods [13,44] use attribute-based recognition [12,22], continually learning attributes and attribute-class relations as a way to generalize from seen to unseen categories. We use CLIP, which provides zero-shot ability by training to match image-text pairs on a large training corpus, instead of the attribute-based approach. In reported results [13,37,44] and our own tests, CLIP has much higher zero-shot accuracy (e.g. for the SUN and aPY datasets) than the continual attribute-based methods achieve even after training, supporting the idea of building on vision-language models for open vocabulary image classification." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.741, + 0.542, + 0.758 + ], + "angle": 0, + "content": "2.2 CL with constrained computation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Prabhu et al. [35] evaluate a wide variety of continual learning techniques under a setting of retaining data but limiting compute. Compared to all other techniques, they find that simple replay strategies, such as fine-tuning with uniformly random or class-balanced batches, are most effective in this setting. They also provide some evidence that partial-fine tuning of a well-initialized network may" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.195 + ], + "angle": 0, + "content": "be an efficient and effective approach. In this direction, we find that fine-tuning only the last transformer block of CLIP by performing one mini-batch update per incoming sample works surprisingly well." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.219, + 0.461, + 0.235 + ], + "angle": 0, + "content": "2.3 Biologically inspired CL" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.249, + 0.789, + 0.416 + ], + "angle": 0, + "content": "The complimentary learning systems theory [31] (CLS theory) posits that humans achieve continual learning through the interplay of sparse retrieval-based and dense consolidated memory systems. This has inspired many works in continual learning, e.g. [4,33,62]. The most closely related is Zhu et al. [62], as detailed in the introduction. Many works are also inspired by the idea of wake/sleep phases of learning, where faster updates are required during the wake stage. Recent studies of mammalian memory and learning indicate that consolidation occurs in similar ways via replay during wakefulness and sleep [7, 43, 49]. Our online learning method mixes use of individual examples and consolidated networks for continuous improvement for continuous improvement, reflecting the idea of wakeful consolidation through replay." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.441, + 0.44, + 0.458 + ], + "angle": 0, + "content": "2.4 Memory compression" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.47, + 0.789, + 0.548 + ], + "angle": 0, + "content": "Other work has compressed training data [9], or distilled training data into a network [58], or learned prompts [16-18,45,51-53] instead of maintaining original examples. AQM [9] uses an online VQ-VAE [29] to compress training samples to reduce storage for continual learning. We instead compress intermediate features to improve both storage and computation of partial fine-tuning." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.574, + 0.331, + 0.59 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.634, + 0.787, + 0.721 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.731, + 0.788, + 0.844 + ], + "angle": 0, + "content": "Fig. 2: Overview. On receiving a new training sample, the batch is completed with stored samples, the prediction is made using a label embedding, the tuned decoder and confidence weights \\((\\alpha_{o},\\alpha_{t})\\) are updated in one step, and the new sample is stored. To save space and time, stored examples are encoded and compressed. In testing, the probability of each candidate label is determined by predictions from both decoders and their class-wise confidence weights. Our method enables constant-time updates from new samples while continually improving and maintaining open vocabulary performance. Green blocks are updated during training; blue blocks are not updated." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.59, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "Our system receives training examples \\((x, y, \\mathcal{Y})\\) one by one to update its models, in order to continually improve in prediction of \\(y\\) given \\((x, \\mathcal{Y})\\), where \\(x\\) is an input image, \\(y\\) is its target label, and \\(\\mathcal{Y}\\) is its set of candidate labels." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.299 + ], + "angle": 0, + "content": "Fig. 2 offers a system overview aimed at enhancing open vocabulary image classifiers by integrating a tuned model for learning target tasks with a frozen original model. The tuned model uses the same encoder as the original but incorporates a trainable decoder. For an image \\( x \\), both the tuned model and the original model produce the probabilities for all candidate labels, denoted as \\( P_{t}(y|x) \\) and \\( P_{o}(y|x) \\). The final probability for the image is weighted through our Online Class-wise Weighting (OCW, Sec. 3.2):" + }, + { + "type": "equation", + "bbox": [ + 0.366, + 0.313, + 0.785, + 0.328 + ], + "angle": 0, + "content": "\\[\nP (y | x) = \\alpha_ {o} (y) P _ {t} (y | x) + \\alpha_ {t} (y) P _ {o} (y | x), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.34, + 0.784, + 0.4 + ], + "angle": 0, + "content": "where \\(\\alpha_{o}(y)\\) and \\(\\alpha_{t}(y)\\) are the relative expected accuracies for the original and tuned models for label \\(y\\). During training, new samples are encoded to intermediate features (feature vectors for patches plus a CLS token), optionally compressed (Sec. 3.3), and stored, for reuse in future steps." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.424, + 0.323, + 0.437 + ], + "angle": 0, + "content": "3.1 Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.784, + 0.542 + ], + "angle": 0, + "content": "Original model. In our experiments, the original model is the publicly available CLIP [37] ViT model that has been trained contrastively on image-text pairs. In our experiments, the shared encoder is all but the last transformer block, and the original decoder is the last block. The CLIP model produces a probability for label \\( y \\) for image \\( x \\) given a set of candidate text labels \\( \\mathcal{V} \\) based on the dot product of image embedding \\( e_x \\) (CLS token) and text embedding \\( e_y \\):" + }, + { + "type": "equation", + "bbox": [ + 0.358, + 0.554, + 0.785, + 0.589 + ], + "angle": 0, + "content": "\\[\nP _ {o} (y | x) = \\frac {\\exp \\left(1 0 0 \\cdot \\cos \\left(e _ {x} , e _ {y}\\right)\\right)}{\\sum_ {y _ {k} \\in \\mathcal {Y}} \\exp \\left(1 0 0 \\cdot \\cos \\left(e _ {x} , e _ {y _ {k}}\\right)\\right)}. \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.785, + 0.718 + ], + "angle": 0, + "content": "Tuned model. With each new sample, our goal is to efficiently update the tuned model to improve accuracy in received labels while maintaining general features that are effective for future learning. We tune only the last image transformer block while keeping the label embedding fixed, which helps the features to stay correlated with the text modality and reduces overfitting to received labels. Note that more blocks can be tuned, which could enable better performance but with increased computation. The tuned decoder is initialized with the weights of the original decoder." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Given a new sample, we form a batch of that sample and a class-balanced sampling of stored training samples. Specifically, we first determine the class count for selection: for a batch size of \\( B \\) and all seen labels \\( \\mathcal{Y}_t \\), we uniformly select \\( \\min(B - 1, |\\mathcal{Y}_t|) \\) classes from \\( \\mathcal{Y}_t \\), where \\( |\\cdot| \\) indicates the length of a set. Then we uniformly sample an equal number of instances from each chosen class to form the batch. This class-balanced sampling ensures continual retention and improvement of prediction of training labels. Then, the tuned model is updated with one iteration based on a cross-entropy loss." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.236 + ], + "angle": 0, + "content": "Additionally, we develop a regularization loss that helps with performance. The idea is that, if the true label is not in the label candidates, a low score should be predicted for every candidate label. We implement this with an \"other\" option within the candidate set, but since \"other\" does not have an appearance, we model it with just a learnable bias term. The combined loss for training the tuned model is therefore:" + }, + { + "type": "equation", + "bbox": [ + 0.272, + 0.25, + 0.786, + 0.267 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} (x, y, \\mathcal {Y}) = \\mathcal {L} _ {\\mathrm {c e}} (x, y, \\mathcal {Y} \\cup \\text {o t h e r}) + \\beta \\mathcal {L} _ {\\mathrm {c e}} (x, \\text {o t h e r}, (\\mathcal {Y} \\cup \\text {o t h e r}) \\setminus y), \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.277, + 0.784, + 0.307 + ], + "angle": 0, + "content": "where \\(\\beta\\) is a hyperparameter balancing the two loss terms, set to 0.1 based on validation experiments." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.329, + 0.498, + 0.344 + ], + "angle": 0, + "content": "3.2 Online Class-wise Weighting" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.353, + 0.785, + 0.473 + ], + "angle": 0, + "content": "We estimate the probability of each candidate label by weighted voting of the tuned and original models (Eq. 1). We would like to assign more weight to the model that is more likely to be correct for a given label. There are two big problems: 1) training samples would provide a highly biased estimate of correctness for the tuned model; 2) maintaining a held out set or performing cross-validation would either reduce available training samples or be impractically slow. Our solution is to use each training sample, before update, to update our estimate of the likelihood of correctness for its label based on the tuned and original predictions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.474, + 0.787, + 0.565 + ], + "angle": 0, + "content": "Let \\( c_{t}(y) \\) and \\( c_{o}(y) \\) be the estimated accuracy of the tuned and original model for label \\( y \\). We apply an exponential moving average (EMA) updating method to estimate them online, ensuring the estimations are reliable when evaluated at any time, concurring with our anytime continual learning goals. Assuming the EMA decay is set to \\( \\eta \\) (\\( = 0.99 \\) in our experiments), the estimated accuracy of the tuned model at the current step is:" + }, + { + "type": "equation", + "bbox": [ + 0.374, + 0.577, + 0.786, + 0.593 + ], + "angle": 0, + "content": "\\[\nc _ {t} (y) = \\eta \\hat {c} _ {t} (y) + (1 - \\eta) \\mathbb {1} [ y _ {t} (x) = y ]. \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.603, + 0.784, + 0.664 + ], + "angle": 0, + "content": "Here, \\(\\hat{c}_t(y)\\) is the estimated accuracy of label \\(y\\) in the previous step; \\(y_{t}(x)\\) denotes the predicted label of the tuned model for \\(x\\). Since the exponential moving average depends on past values, we compute \\(c_{t}(y)\\) as the average accuracy for the first \\(\\lfloor \\frac{1}{1 - n} \\rfloor\\) samples. \\(c_{o}(y)\\) is updated in the same way." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.665, + 0.704, + 0.681 + ], + "angle": 0, + "content": "After getting \\( c_{t}(y) \\) and \\( c_{o}(y) \\), the weights of the two models are:" + }, + { + "type": "equation", + "bbox": [ + 0.327, + 0.693, + 0.785, + 0.723 + ], + "angle": 0, + "content": "\\[\n\\alpha_ {t} (y) = \\frac {c _ {t} (y)}{c _ {t} (y) + c _ {o} (y) + \\epsilon}, \\quad \\alpha_ {o} (y) = 1 - \\alpha_ {t} (y). \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.733, + 0.784, + 0.765 + ], + "angle": 0, + "content": "Here, \\(\\epsilon\\) is a very small number (1e-8) to prevent division by zero. For labels not seen by the tuned model, we set \\(\\alpha_{t}(y) = 0\\), so \\(\\alpha_{o}(y) = 1\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.786, + 0.507, + 0.801 + ], + "angle": 0, + "content": "3.3 Storage efficiency and privacy" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Partial tuning of our model requires either storing each image or storing the features (or tokens) that feed into the tuned portion of the model. Storing images" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.591, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "has disadvantages of lack of privacy and inefficiency in space and computation, due to need to re-encode in training. Storing features alleviates some of these problems, but still uses much memory or storage. Therefore, we investigate how to compress the training features, aiming to increase storage and computational efficiency while maintaining training effectiveness. The compressed features also provide more privacy than storing original images, though we do not investigate how well the images can be recovered from compressed features." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.79, + 0.481 + ], + "angle": 0, + "content": "Well-trained networks learn data-efficient representations that are difficult to compress. Indeed, if we try to compress feature vectors with VQ-VAE [29] or PCA (principal component analysis) trained on a dataset, we are not able to achieve any meaningful compression without great loss in training performance. The features within each image, however, contain many redundancies. We, therefore, compute PCA vectors on the features in each image and store those vectors along with the coefficients of each feature vector. Further, not all tokens are equally important for prediction. Hence, we train a per-image attention-weighted PCA, weighted by attention between each token and the CLS token. Finally, we can compress further by storing min/max floating point values for each vector and for the coefficients and quantizing them to 8-bit or 16-bit unsigned integers. See the supplemental material for details. By storing only five PCA vectors and their coefficients this way, we can reduce the storage of fifty 768-dim tokens \\((7\\times 7\\) patch tokens \\(^+\\) CLS token) from 153K bytes to 5K bytes with less than \\(1\\%\\) difference in prediction accuracy." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.501, + 0.377, + 0.518 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.53, + 0.788, + 0.65 + ], + "angle": 0, + "content": "Using the setup from [62], we sequentially receive training samples for a target task in a data-incremental (random ordering) or class-incremental (class-sorted ordering). Or, in a task-incremental setting, we receive all examples for each task sequentially. Within each set, we incorporate new examples one by one in an online fashion. After receiving each set, the model is evaluated on the entire task (including classes not yet seen in training) for data- or class-incremental, or on all tasks (including tasks not yet seen in training) for task-incremental." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.651, + 0.788, + 0.773 + ], + "angle": 0, + "content": "Our main experiments use the same setup as Zhu et al. [62], which are designed to test flexible learning and flexible inference. A target task contains a subset of seen labels while a novel task contains none of these labels. Target tasks are CIFAR100 [21], SUN397 [55], FGVCAircraft [26], EuroSAT [14], OxfordIIITPets [32], StanfordCars [20], Food101 [6], and Flowers102 [28]. Novel tasks are ImageNet [39], UCF101 [46], and DTD [10]. Training examples are received for target tasks, but not for novel tasks. Under this setup, we have 226,080 training samples and 1,034 classes in total." + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.781, + 0.784, + 0.809 + ], + "angle": 0, + "content": "- Task Incremental Learning updates one model with each of the eight target tasks sequentially." + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.81, + 0.784, + 0.838 + ], + "angle": 0, + "content": "- Class Incremental Learning updates a per-task model with examples from a subset (one-fifth) of classes for a stage." + }, + { + "type": "list", + "bbox": [ + 0.227, + 0.781, + 0.784, + 0.838 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.147, + 0.785, + 0.178 + ], + "angle": 0, + "content": "- Data Incremental Learning updates a per-task model with a random subset of the data in eight stages: \\(2\\%\\), \\(4\\%\\), \\(8\\%\\), \\(16\\%\\), \\(32\\%\\), \\(64\\%\\), \\(100\\%\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.189, + 0.784, + 0.219 + ], + "angle": 0, + "content": "After each stage, accuracy is averaged across all tasks (including tasks/classes not yet seen)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.22, + 0.785, + 0.354 + ], + "angle": 0, + "content": "Additionally, we provide a union data incremental scenario where we mix all target tasks together and union all target labels, mainly for hyperparameter selection and ablation experiments. Flexible inference is evaluated after the task-incremental learning for prediction over novel tasks and sets of candidate labels \\(\\mathcal{V}\\): zero-shot, union of all target tasks/labels and zero-shot tasks/labels, and a mix of some target and zero-shot tasks/labels. See [62] for details. The union and mixed settings are most challenging because they require effective combined use of both the original and tuned models, without any task identifiers or indication whether an example's label is in the tuned model's domain." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.355, + 0.787, + 0.492 + ], + "angle": 0, + "content": "Implementation details. We employ the ViT-B/32 model from CLIP as our network backbone. We use AdamW [25] as the optimizer with a weight decay of 0.05, and we adhere to CLIP's standard preprocessing without additional data augmentations. For offline training, following [11], we set the learning rate at 6e-4 and the batch size at 2048, employing a cosine annealing scheduler for the learning rate with a minimum rate of 1e-6. For online training, we use a batch size of 32 and a learning rate of \\(9.375e = \\frac{32\\times 6e - 4}{2048}\\), based on adjustments from the offline training hyperparameters. More method and training details are in the supplemental." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.513, + 0.358, + 0.527 + ], + "angle": 0, + "content": "4.1 Main result" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.537, + 0.788, + 0.719 + ], + "angle": 0, + "content": "In this evaluation, we compare our method with the previous SotA Zhu et al. [62] (CLIP+LinProbe (AIM-Emb)) under the task-, class-, data-incremental scenarios, as well as flexible inference. From all plots in Fig. 3, our AnytimeCL method consistently outperforms CLIP+LinProbe (AIM). For task incremental, the improvement is mainly due to the partial finetuning with fixed label embeddings. To provide a more direct comparison with Zhu et al. [62], we train our approach only after receiving all data of a task (e.g., \\(100\\%\\) CIFAR100) and term this as AnytimeCL (Offline), which also shows steady improvements over Zhu et al. [62]. For early stages in class incremental and data incremental, the performance improvement mainly comes from the advantage of our online class-wise weighting method over AIM, which only considers whether the testing sample is likely to be from a known class." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.74, + 0.72, + 0.758 + ], + "angle": 0, + "content": "4.2 Comparison under MTIL task incremental learning [61]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.841 + ], + "angle": 0, + "content": "We compare the performance of AnytimeCL with Zhu et al. [62] and ZSCL [61] under the task incremental learning setting as introduced in ZSCL. Results are summarized in Tab. 1, using the Transfer, Last, and Average metrics from [61] for comparison. Improvements over CLIP are denoted in green under the \\(\\Delta\\) columns, while declines are marked in red. Our method consistently achieves" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.59, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.144, + 0.499, + 0.286 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.502, + 0.144, + 0.785, + 0.287 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.289, + 0.499, + 0.43 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.501, + 0.289, + 0.784, + 0.43 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.441, + 0.788, + 0.512 + ], + "angle": 0, + "content": "Fig. 3: Performance comparison of CLIP, CLIP + Linear (AIM), and AnytimeCL variants in task incremental (a); class incremental (b); data incremental (c); and flexible inference (d) settings. In (a), the online approach is represented by a solid line, while offline methods are depicted with dashed lines, assessed when the online algorithms receive \\(25\\%\\), \\(50\\%\\), \\(75\\%\\), and \\(100\\%\\) data of a task, labeling tasks at the \\(25\\%\\) point." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.643 + ], + "angle": 0, + "content": "zero loss in Transfer in both experiments, indicating an absence of forgetting. On this benchmark, our method performs comparably to LinProbe (AIM) and outperforms other methods. This experimental setup does not fully capture our method's key advantages of online training, ability for data and class incremental learning, and open vocabulary prediction. Also, in this setting, a simple weighting method is effective — to use the tuned model's prediction for tasks with all candidate labels in the training set, or the original model's prediction otherwise." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.664, + 0.51, + 0.68 + ], + "angle": 0, + "content": "4.3 Training features compression" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.789, + 0.841 + ], + "angle": 0, + "content": "We test our per-image attention-weighted PCA compression for training features (Table 2). We compare the data size, average full time to process one 32-sample batch (including data loading, uncompressed, and forward/backward training passes), and final accuracy after completing fine-tuning. This test is on CIFAR100. Compared to processing the full image or full features, using our compressed features saves \\(30\\mathrm{x}\\) the storage while achieving nearly the same accuracy. We were not able to achieve good accuracy when compressing with VQ-VAE, even when using large vocabularies, nor when using PCA vectors computed over the entire dataset. Computing PCA vectors per instance (over the 50 tokens) and weighting the tokens by their CLS-attention each improve the tuned accu" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table", + "bbox": [ + 0.264, + 0.144, + 0.74, + 0.292 + ], + "angle": 0, + "content": "
MethodTransfer ΔAvg. ΔLast Δ
CLIP69.40.065.30.065.30.0
LwF [23]56.9-12.564.7-0.674.6+9.3
iCaRL [38]50.4-19.065.7+0.480.1+14.8
WiSE-FT [54]52.3-17.160.7-4.677.7+12.4
ZSCL [61]68.1-1.375.4+10.183.6+18.3
TreeProbe (AIM) (50k) [62]69.3-0.175.9+10.685.5+20.2
LinProbe (AIM) [62]69.3-0.177.1+11.886.0+20.7
AnytimeCL69.4077.0+11.785.8+20.5
AnytimeCL (Offline)69.4077.0+11.786.2+20.9
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.292, + 0.788, + 0.362 + ], + "angle": 0, + "content": "Table 1: Comparison of different methods on MTIL in Order I from ZSCL [61]. CLIP is our tested zero-shot performance. All other results are taken Zhu et al. [62] and ZSCL [61]'s papers. \"Transfer\" evaluates the model's performance on zero-shot tasks; \"Last\" is the averaged accuracy on all target tasks after finishing the final task while \"Avg.\" computes the average task performance on all training stages." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.4, + 0.788, + 0.522 + ], + "angle": 0, + "content": "racy. Quantizing the PCA vectors and coefficients further saves space at a small loss to accuracy. Using the compressed features also gives a nearly 2x speedup vs. using the full features (because the compressed features fit entirely in memory) and 6x vs. using the full image, though all times are fast. We provide more method details in the supplemental along with a comparison of using different per-instance PCA compression methods under the union data incremental scenario, to show how these compression methods influence the result at various timesteps." + }, + { + "type": "table", + "bbox": [ + 0.241, + 0.545, + 0.764, + 0.657 + ], + "angle": 0, + "content": "
CompressionKB/examplems/batchFTAccuracy
Full image150.543.977.8
Full features153.625.677.8
VQ0.24.564.8
Dataset-wide PCA (200 components)40.27.676.4
Per-instance PCA (5 components)19.47.774.6
+ CLS-weight (5 components)19.48.977.9
+ int-quantization (5 components)5.313.977.5
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.698 + ], + "angle": 0, + "content": "Table 2: Comparison of different compression methods in terms of memory usage, processing speed, and test accuracy on CIFAR100. See supplementary material for details on how to get ms/batch and FT Accuracy. We use the same seed for all methods." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.758, + 0.342, + 0.772 + ], + "angle": 0, + "content": "4.4 Ablations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.81 + ], + "angle": 0, + "content": "In the following, we ablate several important factors that contribute to our method. Additional ablations and results are provided in the supplemental." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Weighting Strategies. Weighting is vital for our dual decoder approach. We compare several ways to compute the weights: 1) CLIP: namely \\(\\alpha_{t}(y) = 0\\) for" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.591, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.146, + 0.402, + 0.241 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.41, + 0.146, + 0.593, + 0.24 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.146, + 0.785, + 0.24 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.246, + 0.402, + 0.34 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.41, + 0.246, + 0.594, + 0.34 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.246, + 0.785, + 0.34 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.293, + 0.351, + 0.704, + 0.365 + ], + "angle": 0, + "content": "Fig. 4: Ablation results. Best viewed in color and zoomed-in." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.394, + 0.788, + 0.53 + ], + "angle": 0, + "content": "any images; 2) Tuned model only: \\(\\alpha_{t}(y) = 1\\) for any images; 3) AIM [62]; 4) OCW (0/1): a variant of OCW where we round \\(\\alpha_{t}(y)\\) to 0 or 1 to use either the original or tuned model; 5) Our proposed OCW. We partially finetune the decoder with fixed label embeddings and combine the tuned model with the original model using different weighting strategies. The results are shown in Fig. 4 (a), (b) and (c), under data-, class-incremental and flexible inference. OCW performs the best of all methods in every setting and stage. Notably, OCW enables improvements even in the early stages when limited data is available for a class or task and better handles tasks that mix novel and target labels." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.533, + 0.788, + 0.639 + ], + "angle": 0, + "content": "Tuned parts. Our proposed method tunes the last transformer block while keeping the label encoder fixed. In Fig. 4 (d), we compare this approach to alternatives of tuning only the label encoder, both the block and the label encoder, or neither of them, under the flexible inference test. When only using the tuned model for comparison \\((\\alpha_{t} = 1)\\), fine tuning only the last transformer best retains predictive ability for novel labels. Further analysis under the task incremental scenario is provided in the supplemental material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.788, + 0.776 + ], + "angle": 0, + "content": "Sampling methods. We compare different methods for sampling from the stored samples. FIFO cycles through samples in order of first appearance, \"uniform\" randomly draws samples for each batch, class-balanced (which we use in all other experiments) samples classes, and frequency weighted sampling (FWS) samples based on how many times a given sample has been batched in training. Class-balanced and uniform are similar in practice, and perform best (Fig. 4 (e)). This result is consistent with Prabhu et al. [35]'s finding that simple sampling methods outperform complex ones under a computational budget. See supplemental for more details." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The \"other\" logit regularization. The ablation experiments depicted in Fig. 4 (f) assess the impact of \"other\" logit regularization in the union data incremental scenario. The results demonstrate consistent enhancements when this regularization is applied, compared to its absence." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.147, + 0.348, + 0.162 + ], + "angle": 0, + "content": "4.5 Scalability" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.197, + 0.406, + 0.296 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.408, + 0.198, + 0.594, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.597, + 0.198, + 0.784, + 0.295 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.312, + 0.788, + 0.355 + ], + "angle": 0, + "content": "Fig. 5: (a) & (b): The \"CLIP\" method refers to the original model. For Tuned model: DINOv2, we use the ViT-B/14 checkpoint; (c): Infinite node size indicates only one tuned model regardless of the number of samples received." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.378, + 0.788, + 0.543 + ], + "angle": 0, + "content": "DINOv2 as the Tuned Model. Using self-supervised DINOv2 [30] as our tuned model showcases our method's adaptability beyond the original CLIP model [62]. Our approach allows for tuning the feature embedding space while keeping label embeddings fixed, enabling the incorporation of diverse encoders through an additional linear layer for dimension matching. This layer is trained in joint with the tuned decoder. As illustrated in Fig. 5 (a), replacing the tuned model with DINOv2 results in consistent performance improvements at every stage, with a notably steeper improvement curve in later stages. Furthermore, Fig. 5 (b) demonstrates that this modification preserves Zero-shot performance while significantly boosting Union+Zero-shot and Mix+Zero-shot outcomes, attributed to DINOv2's enhanced performance on target tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.544, + 0.788, + 0.665 + ], + "angle": 0, + "content": "Tree clustering models. Zhu et al. [62] propose tree-based clustering as a way to limit the training time needed to incorporate new examples. Our method can already incorporate an example much faster in a way that does not depend on the number of training samples, but the clustering idea is still intriguing as a path to scalability in storage, memory, and model capacity. In Fig. 5 (b), we evaluate different node capacities and find that moderate-sized partitions may slightly increase performance. In these experiments, each node stores a copy of the last CLIP transformer block and updates it based on data that it receives." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.688, + 0.355, + 0.703 + ], + "angle": 0, + "content": "5 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.787, + 0.764 + ], + "angle": 0, + "content": "Our AnytimeCL approach shows promise of breaking free of staged train and deploy processes, with many benefits to applications that constantly or sporadically receive new data and have customizable or evolving label spaces." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.84 + ], + "angle": 0, + "content": "The anytime has three main parts: (1) being able to do a task even when training data do not fully cover the label space for that task; (2) being able to incorporate a new training example quickly; and (3) not losing the benefit of older training data. Our key to the first part is using complimentary models. For that we are motivated by CLS theory [31] and more specifically adopt the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.591, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.373 + ], + "angle": 0, + "content": "framework of Zhu et al. [62], improving it with our prediction weighting method and by partially fine-tuning the encoder. Our key to the second part is that we do not need to incorporate one million examples quickly, just one. This reframes the computationally budgeted CL problem of Prabhu et al. [35], who aim to incorporate a new large batch of examples in time that allows visiting only a portion of the existing data. For some settings, our goal is more practical, as it enables an opportunistic approach that interleaves pure online learning during busy times and offline learning when time allows. While humans are often held up as excellent continual learners, they also learn one thing fast but many things slowly over time and make use of restful wake and sleep to continue learning. The effectiveness of our online learning is also due, in part, to leveraging a strong vision-language model, just recently possible. The key to the third goal is simple — do not throw out the data. If one cares about privacy and storage, then finding ways of compressing and preserving privacy, like our PCA-based approach, may be better than trying to retain the benefits of a large dataset without one." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.375, + 0.502, + 0.389 + ], + "angle": 0, + "content": "Potential directions for future work:" + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.406, + 0.784, + 0.464 + ], + "angle": 0, + "content": "- Beyond classification: Our partial fine-tuning approach is applicable to other tasks, such as semantic segmentation, visual question answering, and object detection. Our weighting method is applicable to open vocabulary detection and segmentation." + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.467, + 0.785, + 0.51 + ], + "angle": 0, + "content": "- Multi-model inference: Extending our approach to multiple models, including task-specific models, would further extend flexible learning and model re-use opportunities." + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.514, + 0.785, + 0.572 + ], + "angle": 0, + "content": "- Scalability: We expect that tree-based data clustering and training one model per cluster, as in [62], provides a good mechanism for scalability. Larger scale experiments, involving dozens of datasets and many millions of examples, are needed to fully test this." + }, + { + "type": "text", + "bbox": [ + 0.228, + 0.576, + 0.785, + 0.634 + ], + "angle": 0, + "content": "- Federated learning: Combining tree-based clustering and feature compression, we can encode training examples in the client or central server and transmit to a node that stores and updates the tunable block and its data. This enables fully distributed training on inexpensive nodes." + }, + { + "type": "list", + "bbox": [ + 0.228, + 0.406, + 0.785, + 0.634 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.666, + 0.36, + 0.683 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We propose an effective approach for anytime continual learning of open vocabulary image classification. The main innovation is dynamic class-sensitive weighting for combining predictions of open-vocabulary and example-based tuned models, and we also find that partial fine-tuning with sufficiently small learning rates enables a surprisingly effective online learner. We offer a per-image attention-weighted PCA approach to compress features, with benefits to storage, computation, and privacy. Our experiments show that our approach is very promising, and further exploration is merited to more fully understand its effective scope and limitations." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.304, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Anytime Continual Learning for Open Vocabulary Classification" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.787, + 0.252 + ], + "angle": 0, + "content": "This work is supported in part by ONR award N00014-21-1-2705, ONR award N00014-23-1-2383, and U.S. DARPA ECOLE Program No. #HR00112390060. The views and conclusions contained herein are those of the authors and should not be interpreted as necessarily representing the official policies, either expressed or implied, of DARPA, ONR, or the U.S. Government." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.274, + 0.323, + 0.29 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.304, + 0.785, + 0.331 + ], + "angle": 0, + "content": "1. Aljundi, R., Caccia, L., Belilovsky, E., Caccia, M., Lin, M., Charlin, L., Tuytelaars, T.: Online continual learning with maximally interfered retrieval. CoRR (2019)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.333, + 0.785, + 0.359 + ], + "angle": 0, + "content": "2. Aljundi, R., Chakravarty, P., Tuytelaars, T.: Expert gate: Lifelong learning with a network of experts. In: CVPR (2017)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.36, + 0.785, + 0.387 + ], + "angle": 0, + "content": "3. 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CoRR (2023)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.788, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "18" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.591, + 0.129 + ], + "angle": 0, + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + }, + { + "type": "ref_text", + "bbox": [ + 0.217, + 0.147, + 0.788, + 0.177 + ], + "angle": 0, + "content": "62. Zhu, Z., Lyu, W., Xiao, Y., Hoiem, D.: Continual learning in open-vocabulary classification with complementary memory systems. CoRR (2023)" + } + ] +] \ No newline at end of file diff --git a/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_origin.pdf b/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..02fc925e8e2ced4c4379ca0245eb015755757672 --- /dev/null +++ b/2024/Anytime Continual Learning for Open Vocabulary Classification/ec8d7fe4-78cf-4423-b441-94aa7755f9ab_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:4f6414b41f30c399792af5371f5399cb194b9c84ff245db0864ee65b468ed48c +size 8444273 diff --git a/2024/Anytime Continual Learning for Open Vocabulary Classification/full.md b/2024/Anytime Continual Learning for Open Vocabulary Classification/full.md new file mode 100644 index 0000000000000000000000000000000000000000..bdcac36ad911b6277541eebc7d74490e40202f8b --- /dev/null +++ b/2024/Anytime Continual Learning for Open Vocabulary Classification/full.md @@ -0,0 +1,318 @@ +# Anytime Continual Learning for Open Vocabulary Classification + +Zhen Zhu, Yiming Gong, and Derek Hoiem + +University of Illinois at Urbana-Champaign {zhenzhu4,yimingg8,dhoiem}@illinois.edu + +Abstract. We propose an approach for anytime continual learning (AnytimeCL) for open vocabulary image classification. The AnytimeCL problem aims to break away from batch training and rigid models by requiring that a system can predict any set of labels at any time and efficiently update and improve when receiving one or more training samples at any time. Despite the challenging goal, we achieve substantial improvements over recent methods. We propose a dynamic weighting between predictions of a partially fine-tuned model and a fixed open vocabulary model that enables continual improvement when training samples are available for a subset of a task's labels. We also propose an attention-weighted PCA compression of training features that reduces storage and computation with little impact to model accuracy. Our methods are validated with experiments that test flexibility of learning and inference. + +Keywords: Continual learning $\cdot$ Anytime learning $\cdot$ Open-vocabulary classification + +# 1 Introduction + +Continual learning aims to improve a system's capability as it incrementally receives new data and labels, which gains increasing importance with the expanding scale and applications of visual learning. Continual learning for classification is traditionally approached with discrete label spaces. Adding labels or tasks over time changes the problem landscape, thereby increasing the difficulty of learning. The open vocabulary setting, however, frames classification as comparing continuous feature and label embeddings. Any images and textual labels can be embedded, so learning in this setting involves only improving on the existing problem definition, which may be more amenable to continuous improvement. Although open vocabulary models can predict over arbitrary label sets, even models like CLIP [37] that are trained on internet-scale data have unsatisfactory performance on many tasks [47, 48]. + +Our work aims to continually improve open vocabulary image classifiers as new labeled data is received. We call this "anytime continual learning" because the goal is to improve efficiently any time new examples are received and to maintain the ability to predict over arbitrary label sets at any time. + +Recent work by Zhu et al. [62] extends CLIP by training linear classifiers and combining their predictions with those of label vectors from the original text embedding. To enable efficient and distributed learning, linear classifiers are trained for each partition of the feature space defined by online hierarchical clustering. This approach requires storing all training examples, but a new example is efficiently incorporated by training only on the data from the example's nearest cluster. In experiments on their own benchmark designed for open vocabulary continual learning and existing benchmarks, Zhu et al. [62] outperform other recent approaches. + +Our approach is to train online, fine-tuning the last transformer block while keeping the label embedding fixed. When a new training sample is received, we fill a class-balanced batch with stored samples and update the last transformer block in a single step. Our experiments show this performs better than retraining a classifier layer, and each new sample can be incorporated in milliseconds. Additionally, we introduce a modified loss, enabling the prediction of "none of the above" when the true label is absent from the candidate set, which improves overall performance. + +Whenever a new training example arrives, our method updates an estimate of the tuned and original model's accuracy for the given label. The tuned and original model's predictions are then weighted in proportion to their expected accuracy for each label. This weighting accounts for the growing effectiveness of the tuned model, and greatly outperforms Zhu et al. [62]'s AIM weighting based on whether an example's label is likely to have been seen in training. + +![](images/43ccd9e2f619ba8e133e24e57d624bb8f5041232dd68f52e5af8b478195a7ab6.jpg) +Fig.1: Our AnytimeCL algorithm can be efficiently updated with each new example and continuously improve. By dynamically weighting predictions between a tunable model and a frozen open vocabulary model, our method can predict over any label set while gaining expertise. This figure shows our method outperforms previous SotA Zhu et al. [62] in every stage in the data incremental setting. Our method also outperforms in other settings like task-incremental and class-incremental. + +The partial fine-tuning approach + +requires storing either full images that need to be re-encoded during training, or data-consuming patch-level features at intermediate layers. We apply a per-image weighted PCA, which provides a $30\mathrm{x}$ reduction of data with little impact on prediction accuracy. Such compression could be especially beneficial in a large-scale federated learning setting. + +In experiments on the open vocabulary continual learning benchmark proposed by Zhu et al. [62], our approach outperforms under all settings and stages, including data-incremental, class-incremental, and task-incremental learning, and zero shot prediction. Our ablations evaluate the effects of all key design parameters, including the partial fine-tuning, model prediction weighting, batch sampling, and the regularization loss term. We also show that our method can be applied to combine non-open vocabulary models like DINOv2 with CLIP to improve further while maintaining open vocabulary ability. + +In summary, our main contribution is an open vocabulary continual learning method that can quickly incorporate new training examples received in any order and continually improve while maintaining open vocabulary performance. Our experiments demonstrate that our system's accuracy and efficiency stem from multiple proposed innovations: + +- Partial fine-tuning of features with a fixed label embedding; +- Online training with each batch composed of the new training sample and class-balanced stored samples; +- Online learning of per-label accuracy for effective combination of original and tuned model predictions; +- Loss modification to enable "none of the above" prediction, which also stabilizes open vocabulary training; +- Intermediate layer feature compression that reduces storage of training samples and improves speed without much loss to accuracy. + +# 2 Related work + +The goal of continual learning (CL) is to continually improve the performance when seeing more data, while online continual learning [1, 3, 8, 24, 34, 36] aims to achieve a good trade-off between performance and learning efficiency. Our problem setup and goals are distinguished by these important characteristics: + +- Flexibly learn, receiving labeled examples in data-incremental (random order), class incremental (grouped by category), or task incremental (grouped by dataset); +- Efficiently update from a single example or a batch of examples; +- Retain training data, though potentially in compact, privacy-preserving forms; +- Cumulatively improve from new data without forgetting other classes or tasks; +- Flexibly infer, predicting over label sets defined at inference time, without rigid task boundaries. + +Continual learning approaches can be broadly categorized into regularization [19,23,59], replay/rehearsal methods [24,38,42,56], and parameter isolation or expansion [2,27,35,36,40,41,57,60]. Regularization techniques generally impose constraints on the learning process to alleviate forgetting. Rehearsal methods involve storing and replaying past data samples during training [5,35,36,42]. + +So far, when training data can be stored, simple replay methods tend to outperform others, whether limiting the number of stored examples [36] or training computation [35]. Parameter isolation methods maintain learning stability by fixing subsets of parameters [27, 41] or extending model with new parameters [40, 57, 60]. Recently, several works [16-18, 45, 51-53] adopt prompt tuning for continual learning, which can also fall into the parameter expansion category. These methods can be used for stage-wise incremental continual learning, but none demonstrates the efficacy on online incremental learning that is our focus. Prompt tuning provides an alternative to weight-based fine-tuning with less forgetting. We consider weight-tuning approaches here, but preliminary experiments indicate the same strategy is applicable to prompt tuning, with similar accuracy but slower training. + +We now focus on those most relevant and influential to our work; see Wang et al. [50] for a comprehensive survey of continual learning. + +# 2.1 CL for open-vocabulary classification + +WiSE-FT [54] fine-tunes CLIP encoders on target tasks and averages fine-tuned weights with original weights for robustness to distribution shifts. PAINT [15] shares a similar idea as WiSE-FT but the weight mixing coefficient is found via a held-out set. With such approaches, generality degrades with each increment of continual learning. CLS-ER [4] exponentially averages model weights in different paces for its plastic and stable model to balance learning and forgetting. Closer to our work, ZSCL [61] fine-tunes CLIP encoders using a weight ensemble idea, similar to WiSE-FT, and applies a distillation loss with a large unsupervised dataset to reduce forgetting. Unlike these, we partially fine-tune CLIP with fixed label embeddings and use a dynamically weighted combination of the predictions from the tuned and original models, which enables improvement on target tasks without sacrificing the generality of the original model. + +Another class of methods [13,44] use attribute-based recognition [12,22], continually learning attributes and attribute-class relations as a way to generalize from seen to unseen categories. We use CLIP, which provides zero-shot ability by training to match image-text pairs on a large training corpus, instead of the attribute-based approach. In reported results [13,37,44] and our own tests, CLIP has much higher zero-shot accuracy (e.g. for the SUN and aPY datasets) than the continual attribute-based methods achieve even after training, supporting the idea of building on vision-language models for open vocabulary image classification. + +# 2.2 CL with constrained computation + +Prabhu et al. [35] evaluate a wide variety of continual learning techniques under a setting of retaining data but limiting compute. Compared to all other techniques, they find that simple replay strategies, such as fine-tuning with uniformly random or class-balanced batches, are most effective in this setting. They also provide some evidence that partial-fine tuning of a well-initialized network may + +be an efficient and effective approach. In this direction, we find that fine-tuning only the last transformer block of CLIP by performing one mini-batch update per incoming sample works surprisingly well. + +# 2.3 Biologically inspired CL + +The complimentary learning systems theory [31] (CLS theory) posits that humans achieve continual learning through the interplay of sparse retrieval-based and dense consolidated memory systems. This has inspired many works in continual learning, e.g. [4,33,62]. The most closely related is Zhu et al. [62], as detailed in the introduction. Many works are also inspired by the idea of wake/sleep phases of learning, where faster updates are required during the wake stage. Recent studies of mammalian memory and learning indicate that consolidation occurs in similar ways via replay during wakefulness and sleep [7, 43, 49]. Our online learning method mixes use of individual examples and consolidated networks for continuous improvement for continuous improvement, reflecting the idea of wakeful consolidation through replay. + +# 2.4 Memory compression + +Other work has compressed training data [9], or distilled training data into a network [58], or learned prompts [16-18,45,51-53] instead of maintaining original examples. AQM [9] uses an online VQ-VAE [29] to compress training samples to reduce storage for continual learning. We instead compress intermediate features to improve both storage and computation of partial fine-tuning. + +# 3 Method + +![](images/6522a5206e4da9c4bf446aa43a0f701248d146501588e35c3d4e1e1d46f30ec5.jpg) +Fig. 2: Overview. On receiving a new training sample, the batch is completed with stored samples, the prediction is made using a label embedding, the tuned decoder and confidence weights $(\alpha_{o},\alpha_{t})$ are updated in one step, and the new sample is stored. To save space and time, stored examples are encoded and compressed. In testing, the probability of each candidate label is determined by predictions from both decoders and their class-wise confidence weights. Our method enables constant-time updates from new samples while continually improving and maintaining open vocabulary performance. Green blocks are updated during training; blue blocks are not updated. + +Our system receives training examples $(x, y, \mathcal{Y})$ one by one to update its models, in order to continually improve in prediction of $y$ given $(x, \mathcal{Y})$ , where $x$ is an input image, $y$ is its target label, and $\mathcal{Y}$ is its set of candidate labels. + +Fig. 2 offers a system overview aimed at enhancing open vocabulary image classifiers by integrating a tuned model for learning target tasks with a frozen original model. The tuned model uses the same encoder as the original but incorporates a trainable decoder. For an image $x$ , both the tuned model and the original model produce the probabilities for all candidate labels, denoted as $P_{t}(y|x)$ and $P_{o}(y|x)$ . The final probability for the image is weighted through our Online Class-wise Weighting (OCW, Sec. 3.2): + +$$ +P (y | x) = \alpha_ {o} (y) P _ {t} (y | x) + \alpha_ {t} (y) P _ {o} (y | x), \tag {1} +$$ + +where $\alpha_{o}(y)$ and $\alpha_{t}(y)$ are the relative expected accuracies for the original and tuned models for label $y$ . During training, new samples are encoded to intermediate features (feature vectors for patches plus a CLS token), optionally compressed (Sec. 3.3), and stored, for reuse in future steps. + +# 3.1 Models + +Original model. In our experiments, the original model is the publicly available CLIP [37] ViT model that has been trained contrastively on image-text pairs. In our experiments, the shared encoder is all but the last transformer block, and the original decoder is the last block. The CLIP model produces a probability for label $y$ for image $x$ given a set of candidate text labels $\mathcal{V}$ based on the dot product of image embedding $e_x$ (CLS token) and text embedding $e_y$ : + +$$ +P _ {o} (y | x) = \frac {\exp \left(1 0 0 \cdot \cos \left(e _ {x} , e _ {y}\right)\right)}{\sum_ {y _ {k} \in \mathcal {Y}} \exp \left(1 0 0 \cdot \cos \left(e _ {x} , e _ {y _ {k}}\right)\right)}. \tag {2} +$$ + +Tuned model. With each new sample, our goal is to efficiently update the tuned model to improve accuracy in received labels while maintaining general features that are effective for future learning. We tune only the last image transformer block while keeping the label embedding fixed, which helps the features to stay correlated with the text modality and reduces overfitting to received labels. Note that more blocks can be tuned, which could enable better performance but with increased computation. The tuned decoder is initialized with the weights of the original decoder. + +Given a new sample, we form a batch of that sample and a class-balanced sampling of stored training samples. Specifically, we first determine the class count for selection: for a batch size of $B$ and all seen labels $\mathcal{Y}_t$ , we uniformly select $\min(B - 1, |\mathcal{Y}_t|)$ classes from $\mathcal{Y}_t$ , where $|\cdot|$ indicates the length of a set. Then we uniformly sample an equal number of instances from each chosen class to form the batch. This class-balanced sampling ensures continual retention and improvement of prediction of training labels. Then, the tuned model is updated with one iteration based on a cross-entropy loss. + +Additionally, we develop a regularization loss that helps with performance. The idea is that, if the true label is not in the label candidates, a low score should be predicted for every candidate label. We implement this with an "other" option within the candidate set, but since "other" does not have an appearance, we model it with just a learnable bias term. The combined loss for training the tuned model is therefore: + +$$ +\mathcal {L} (x, y, \mathcal {Y}) = \mathcal {L} _ {\mathrm {c e}} (x, y, \mathcal {Y} \cup \text {o t h e r}) + \beta \mathcal {L} _ {\mathrm {c e}} (x, \text {o t h e r}, (\mathcal {Y} \cup \text {o t h e r}) \setminus y), \tag {3} +$$ + +where $\beta$ is a hyperparameter balancing the two loss terms, set to 0.1 based on validation experiments. + +# 3.2 Online Class-wise Weighting + +We estimate the probability of each candidate label by weighted voting of the tuned and original models (Eq. 1). We would like to assign more weight to the model that is more likely to be correct for a given label. There are two big problems: 1) training samples would provide a highly biased estimate of correctness for the tuned model; 2) maintaining a held out set or performing cross-validation would either reduce available training samples or be impractically slow. Our solution is to use each training sample, before update, to update our estimate of the likelihood of correctness for its label based on the tuned and original predictions. + +Let $c_{t}(y)$ and $c_{o}(y)$ be the estimated accuracy of the tuned and original model for label $y$ . We apply an exponential moving average (EMA) updating method to estimate them online, ensuring the estimations are reliable when evaluated at any time, concurring with our anytime continual learning goals. Assuming the EMA decay is set to $\eta$ ( $= 0.99$ in our experiments), the estimated accuracy of the tuned model at the current step is: + +$$ +c _ {t} (y) = \eta \hat {c} _ {t} (y) + (1 - \eta) \mathbb {1} [ y _ {t} (x) = y ]. \tag {4} +$$ + +Here, $\hat{c}_t(y)$ is the estimated accuracy of label $y$ in the previous step; $y_{t}(x)$ denotes the predicted label of the tuned model for $x$ . Since the exponential moving average depends on past values, we compute $c_{t}(y)$ as the average accuracy for the first $\lfloor \frac{1}{1 - n} \rfloor$ samples. $c_{o}(y)$ is updated in the same way. + +After getting $c_{t}(y)$ and $c_{o}(y)$ , the weights of the two models are: + +$$ +\alpha_ {t} (y) = \frac {c _ {t} (y)}{c _ {t} (y) + c _ {o} (y) + \epsilon}, \quad \alpha_ {o} (y) = 1 - \alpha_ {t} (y). \tag {5} +$$ + +Here, $\epsilon$ is a very small number (1e-8) to prevent division by zero. For labels not seen by the tuned model, we set $\alpha_{t}(y) = 0$ , so $\alpha_{o}(y) = 1$ . + +# 3.3 Storage efficiency and privacy + +Partial tuning of our model requires either storing each image or storing the features (or tokens) that feed into the tuned portion of the model. Storing images + +has disadvantages of lack of privacy and inefficiency in space and computation, due to need to re-encode in training. Storing features alleviates some of these problems, but still uses much memory or storage. Therefore, we investigate how to compress the training features, aiming to increase storage and computational efficiency while maintaining training effectiveness. The compressed features also provide more privacy than storing original images, though we do not investigate how well the images can be recovered from compressed features. + +Well-trained networks learn data-efficient representations that are difficult to compress. Indeed, if we try to compress feature vectors with VQ-VAE [29] or PCA (principal component analysis) trained on a dataset, we are not able to achieve any meaningful compression without great loss in training performance. The features within each image, however, contain many redundancies. We, therefore, compute PCA vectors on the features in each image and store those vectors along with the coefficients of each feature vector. Further, not all tokens are equally important for prediction. Hence, we train a per-image attention-weighted PCA, weighted by attention between each token and the CLS token. Finally, we can compress further by storing min/max floating point values for each vector and for the coefficients and quantizing them to 8-bit or 16-bit unsigned integers. See the supplemental material for details. By storing only five PCA vectors and their coefficients this way, we can reduce the storage of fifty 768-dim tokens $(7\times 7$ patch tokens $^+$ CLS token) from 153K bytes to 5K bytes with less than $1\%$ difference in prediction accuracy. + +# 4 Experiments + +Using the setup from [62], we sequentially receive training samples for a target task in a data-incremental (random ordering) or class-incremental (class-sorted ordering). Or, in a task-incremental setting, we receive all examples for each task sequentially. Within each set, we incorporate new examples one by one in an online fashion. After receiving each set, the model is evaluated on the entire task (including classes not yet seen in training) for data- or class-incremental, or on all tasks (including tasks not yet seen in training) for task-incremental. + +Our main experiments use the same setup as Zhu et al. [62], which are designed to test flexible learning and flexible inference. A target task contains a subset of seen labels while a novel task contains none of these labels. Target tasks are CIFAR100 [21], SUN397 [55], FGVCAircraft [26], EuroSAT [14], OxfordIIITPets [32], StanfordCars [20], Food101 [6], and Flowers102 [28]. Novel tasks are ImageNet [39], UCF101 [46], and DTD [10]. Training examples are received for target tasks, but not for novel tasks. Under this setup, we have 226,080 training samples and 1,034 classes in total. + +- Task Incremental Learning updates one model with each of the eight target tasks sequentially. +- Class Incremental Learning updates a per-task model with examples from a subset (one-fifth) of classes for a stage. + +- Data Incremental Learning updates a per-task model with a random subset of the data in eight stages: $2\%$ , $4\%$ , $8\%$ , $16\%$ , $32\%$ , $64\%$ , $100\%$ . + +After each stage, accuracy is averaged across all tasks (including tasks/classes not yet seen). + +Additionally, we provide a union data incremental scenario where we mix all target tasks together and union all target labels, mainly for hyperparameter selection and ablation experiments. Flexible inference is evaluated after the task-incremental learning for prediction over novel tasks and sets of candidate labels $\mathcal{V}$ : zero-shot, union of all target tasks/labels and zero-shot tasks/labels, and a mix of some target and zero-shot tasks/labels. See [62] for details. The union and mixed settings are most challenging because they require effective combined use of both the original and tuned models, without any task identifiers or indication whether an example's label is in the tuned model's domain. + +Implementation details. We employ the ViT-B/32 model from CLIP as our network backbone. We use AdamW [25] as the optimizer with a weight decay of 0.05, and we adhere to CLIP's standard preprocessing without additional data augmentations. For offline training, following [11], we set the learning rate at 6e-4 and the batch size at 2048, employing a cosine annealing scheduler for the learning rate with a minimum rate of 1e-6. For online training, we use a batch size of 32 and a learning rate of $9.375e = \frac{32\times 6e - 4}{2048}$ , based on adjustments from the offline training hyperparameters. More method and training details are in the supplemental. + +# 4.1 Main result + +In this evaluation, we compare our method with the previous SotA Zhu et al. [62] (CLIP+LinProbe (AIM-Emb)) under the task-, class-, data-incremental scenarios, as well as flexible inference. From all plots in Fig. 3, our AnytimeCL method consistently outperforms CLIP+LinProbe (AIM). For task incremental, the improvement is mainly due to the partial finetuning with fixed label embeddings. To provide a more direct comparison with Zhu et al. [62], we train our approach only after receiving all data of a task (e.g., $100\%$ CIFAR100) and term this as AnytimeCL (Offline), which also shows steady improvements over Zhu et al. [62]. For early stages in class incremental and data incremental, the performance improvement mainly comes from the advantage of our online class-wise weighting method over AIM, which only considers whether the testing sample is likely to be from a known class. + +# 4.2 Comparison under MTIL task incremental learning [61] + +We compare the performance of AnytimeCL with Zhu et al. [62] and ZSCL [61] under the task incremental learning setting as introduced in ZSCL. Results are summarized in Tab. 1, using the Transfer, Last, and Average metrics from [61] for comparison. Improvements over CLIP are denoted in green under the $\Delta$ columns, while declines are marked in red. Our method consistently achieves + +![](images/c6f2a5388c5b71a6adaa417e85c6821979304e652a3ca85ae0e8e568d212227f.jpg) + +![](images/7adfd81f9fccafb3703a9dae2f6e2cc1fe6009657a739b63b6a31a19716f4909.jpg) + +![](images/91de8dc8f0a97b88dab241be014029ed735d17cf9916082449bdd5e51abdd1da.jpg) +Fig. 3: Performance comparison of CLIP, CLIP + Linear (AIM), and AnytimeCL variants in task incremental (a); class incremental (b); data incremental (c); and flexible inference (d) settings. In (a), the online approach is represented by a solid line, while offline methods are depicted with dashed lines, assessed when the online algorithms receive $25\%$ , $50\%$ , $75\%$ , and $100\%$ data of a task, labeling tasks at the $25\%$ point. + +![](images/504ddc21f6213c65ed8e2a6bad5db5b1922a32ff5feafb62eb7a9847df19c38b.jpg) + +zero loss in Transfer in both experiments, indicating an absence of forgetting. On this benchmark, our method performs comparably to LinProbe (AIM) and outperforms other methods. This experimental setup does not fully capture our method's key advantages of online training, ability for data and class incremental learning, and open vocabulary prediction. Also, in this setting, a simple weighting method is effective — to use the tuned model's prediction for tasks with all candidate labels in the training set, or the original model's prediction otherwise. + +# 4.3 Training features compression + +We test our per-image attention-weighted PCA compression for training features (Table 2). We compare the data size, average full time to process one 32-sample batch (including data loading, uncompressed, and forward/backward training passes), and final accuracy after completing fine-tuning. This test is on CIFAR100. Compared to processing the full image or full features, using our compressed features saves $30\mathrm{x}$ the storage while achieving nearly the same accuracy. We were not able to achieve good accuracy when compressing with VQ-VAE, even when using large vocabularies, nor when using PCA vectors computed over the entire dataset. Computing PCA vectors per instance (over the 50 tokens) and weighting the tokens by their CLS-attention each improve the tuned accu + +
MethodTransfer ΔAvg. ΔLast Δ
CLIP69.40.065.30.065.30.0
LwF [23]56.9-12.564.7-0.674.6+9.3
iCaRL [38]50.4-19.065.7+0.480.1+14.8
WiSE-FT [54]52.3-17.160.7-4.677.7+12.4
ZSCL [61]68.1-1.375.4+10.183.6+18.3
TreeProbe (AIM) (50k) [62]69.3-0.175.9+10.685.5+20.2
LinProbe (AIM) [62]69.3-0.177.1+11.886.0+20.7
AnytimeCL69.4077.0+11.785.8+20.5
AnytimeCL (Offline)69.4077.0+11.786.2+20.9
+ +racy. Quantizing the PCA vectors and coefficients further saves space at a small loss to accuracy. Using the compressed features also gives a nearly 2x speedup vs. using the full features (because the compressed features fit entirely in memory) and 6x vs. using the full image, though all times are fast. We provide more method details in the supplemental along with a comparison of using different per-instance PCA compression methods under the union data incremental scenario, to show how these compression methods influence the result at various timesteps. + +Table 1: Comparison of different methods on MTIL in Order I from ZSCL [61]. CLIP is our tested zero-shot performance. All other results are taken Zhu et al. [62] and ZSCL [61]'s papers. "Transfer" evaluates the model's performance on zero-shot tasks; "Last" is the averaged accuracy on all target tasks after finishing the final task while "Avg." computes the average task performance on all training stages. + +
CompressionKB/examplems/batchFTAccuracy
Full image150.543.977.8
Full features153.625.677.8
VQ0.24.564.8
Dataset-wide PCA (200 components)40.27.676.4
Per-instance PCA (5 components)19.47.774.6
+ CLS-weight (5 components)19.48.977.9
+ int-quantization (5 components)5.313.977.5
+ +Table 2: Comparison of different compression methods in terms of memory usage, processing speed, and test accuracy on CIFAR100. See supplementary material for details on how to get ms/batch and FT Accuracy. We use the same seed for all methods. + +# 4.4 Ablations + +In the following, we ablate several important factors that contribute to our method. Additional ablations and results are provided in the supplemental. + +Weighting Strategies. Weighting is vital for our dual decoder approach. We compare several ways to compute the weights: 1) CLIP: namely $\alpha_{t}(y) = 0$ for + +![](images/64eb2e4b0295621bd097b0cf95f255e730eacd1dae1332af16015d1d2af71211.jpg) + +![](images/d64ec1916a23636eaa2700c34e4dbf2ef592f975b31da48728d60d22a9caf911.jpg) + +![](images/e4fd2309c49b397f51e9122daf12425778285c8b22ac96c3fe04f35c2af9ca70.jpg) + +![](images/173badfda9ddb2fa6cd32d3fd3a947ada0fc71c30a3e90eddfd1a4c249c6567c.jpg) +Fig. 4: Ablation results. Best viewed in color and zoomed-in. + +![](images/794077b91863e1f43c434cd79e790f9f69b33a57230a97d215e4f849d04a2d6e.jpg) + +![](images/d9db0879a4dba215d095c98a8cd989104fe45fd473e47e1f50be1d439430cc56.jpg) + +any images; 2) Tuned model only: $\alpha_{t}(y) = 1$ for any images; 3) AIM [62]; 4) OCW (0/1): a variant of OCW where we round $\alpha_{t}(y)$ to 0 or 1 to use either the original or tuned model; 5) Our proposed OCW. We partially finetune the decoder with fixed label embeddings and combine the tuned model with the original model using different weighting strategies. The results are shown in Fig. 4 (a), (b) and (c), under data-, class-incremental and flexible inference. OCW performs the best of all methods in every setting and stage. Notably, OCW enables improvements even in the early stages when limited data is available for a class or task and better handles tasks that mix novel and target labels. + +Tuned parts. Our proposed method tunes the last transformer block while keeping the label encoder fixed. In Fig. 4 (d), we compare this approach to alternatives of tuning only the label encoder, both the block and the label encoder, or neither of them, under the flexible inference test. When only using the tuned model for comparison $(\alpha_{t} = 1)$ , fine tuning only the last transformer best retains predictive ability for novel labels. Further analysis under the task incremental scenario is provided in the supplemental material. + +Sampling methods. We compare different methods for sampling from the stored samples. FIFO cycles through samples in order of first appearance, "uniform" randomly draws samples for each batch, class-balanced (which we use in all other experiments) samples classes, and frequency weighted sampling (FWS) samples based on how many times a given sample has been batched in training. Class-balanced and uniform are similar in practice, and perform best (Fig. 4 (e)). This result is consistent with Prabhu et al. [35]'s finding that simple sampling methods outperform complex ones under a computational budget. See supplemental for more details. + +The "other" logit regularization. The ablation experiments depicted in Fig. 4 (f) assess the impact of "other" logit regularization in the union data incremental scenario. The results demonstrate consistent enhancements when this regularization is applied, compared to its absence. + +# 4.5 Scalability + +![](images/5893666ddaaf75297109dbc923016d39e539644953108cff6ce7f2545f3b40f3.jpg) +Fig. 5: (a) & (b): The "CLIP" method refers to the original model. For Tuned model: DINOv2, we use the ViT-B/14 checkpoint; (c): Infinite node size indicates only one tuned model regardless of the number of samples received. + +![](images/b6910994ac84c417c9f42112b817aac68620847fdc143842fef18055e4aaf8a9.jpg) + +![](images/1ebf375a24e0cc469ceadced47587211f25edda41241be16223287638fd6f21b.jpg) + +DINOv2 as the Tuned Model. Using self-supervised DINOv2 [30] as our tuned model showcases our method's adaptability beyond the original CLIP model [62]. Our approach allows for tuning the feature embedding space while keeping label embeddings fixed, enabling the incorporation of diverse encoders through an additional linear layer for dimension matching. This layer is trained in joint with the tuned decoder. As illustrated in Fig. 5 (a), replacing the tuned model with DINOv2 results in consistent performance improvements at every stage, with a notably steeper improvement curve in later stages. Furthermore, Fig. 5 (b) demonstrates that this modification preserves Zero-shot performance while significantly boosting Union+Zero-shot and Mix+Zero-shot outcomes, attributed to DINOv2's enhanced performance on target tasks. + +Tree clustering models. Zhu et al. [62] propose tree-based clustering as a way to limit the training time needed to incorporate new examples. Our method can already incorporate an example much faster in a way that does not depend on the number of training samples, but the clustering idea is still intriguing as a path to scalability in storage, memory, and model capacity. In Fig. 5 (b), we evaluate different node capacities and find that moderate-sized partitions may slightly increase performance. In these experiments, each node stores a copy of the last CLIP transformer block and updates it based on data that it receives. + +# 5 Discussion + +Our AnytimeCL approach shows promise of breaking free of staged train and deploy processes, with many benefits to applications that constantly or sporadically receive new data and have customizable or evolving label spaces. + +The anytime has three main parts: (1) being able to do a task even when training data do not fully cover the label space for that task; (2) being able to incorporate a new training example quickly; and (3) not losing the benefit of older training data. Our key to the first part is using complimentary models. For that we are motivated by CLS theory [31] and more specifically adopt the + +framework of Zhu et al. [62], improving it with our prediction weighting method and by partially fine-tuning the encoder. Our key to the second part is that we do not need to incorporate one million examples quickly, just one. This reframes the computationally budgeted CL problem of Prabhu et al. [35], who aim to incorporate a new large batch of examples in time that allows visiting only a portion of the existing data. For some settings, our goal is more practical, as it enables an opportunistic approach that interleaves pure online learning during busy times and offline learning when time allows. While humans are often held up as excellent continual learners, they also learn one thing fast but many things slowly over time and make use of restful wake and sleep to continue learning. The effectiveness of our online learning is also due, in part, to leveraging a strong vision-language model, just recently possible. The key to the third goal is simple — do not throw out the data. If one cares about privacy and storage, then finding ways of compressing and preserving privacy, like our PCA-based approach, may be better than trying to retain the benefits of a large dataset without one. + +Potential directions for future work: + +- Beyond classification: Our partial fine-tuning approach is applicable to other tasks, such as semantic segmentation, visual question answering, and object detection. Our weighting method is applicable to open vocabulary detection and segmentation. +- Multi-model inference: Extending our approach to multiple models, including task-specific models, would further extend flexible learning and model re-use opportunities. +- Scalability: We expect that tree-based data clustering and training one model per cluster, as in [62], provides a good mechanism for scalability. Larger scale experiments, involving dozens of datasets and many millions of examples, are needed to fully test this. +- Federated learning: Combining tree-based clustering and feature compression, we can encode training examples in the client or central server and transmit to a node that stores and updates the tunable block and its data. This enables fully distributed training on inexpensive nodes. + +# 6 Conclusion + +We propose an effective approach for anytime continual learning of open vocabulary image classification. The main innovation is dynamic class-sensitive weighting for combining predictions of open-vocabulary and example-based tuned models, and we also find that partial fine-tuning with sufficiently small learning rates enables a surprisingly effective online learner. We offer a per-image attention-weighted PCA approach to compress features, with benefits to storage, computation, and privacy. Our experiments show that our approach is very promising, and further exploration is merited to more fully understand its effective scope and limitations. + +# Acknowledgement + +This work is supported in part by ONR award N00014-21-1-2705, ONR award N00014-23-1-2383, and U.S. DARPA ECOLE Program No. #HR00112390060. The views and conclusions contained herein are those of the authors and should not be interpreted as necessarily representing the official policies, either expressed or implied, of DARPA, ONR, or the U.S. Government. + +# References + +1. 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CoRR (2023) \ No newline at end of file diff --git a/2024/Anytime Continual Learning for Open Vocabulary Classification/images.zip b/2024/Anytime Continual Learning for Open Vocabulary Classification/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..41509dd24aa76fc72ad0a1ef4336bc2a5f5c512e --- /dev/null +++ b/2024/Anytime Continual Learning for Open Vocabulary Classification/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:51840588c1b20f573e08e4c49d66b21195d961dfadbbfa5692250337b031cb43 +size 319704 diff --git a/2024/Anytime Continual Learning for Open Vocabulary Classification/layout.json b/2024/Anytime Continual Learning for Open Vocabulary Classification/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..6950f36560aab118be1b4a5b518744d5a57a06e1 --- /dev/null +++ b/2024/Anytime Continual Learning for Open Vocabulary Classification/layout.json @@ -0,0 +1,9330 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 174, + 111, + 440, + 147 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 174, + 111, + 440, + 147 + ], + "spans": [ + { + "bbox": [ + 174, + 111, + 440, + 147 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 202, + 169, + 412, + 180 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 169, + 412, + 180 + ], + "spans": [ + { + "bbox": [ + 202, + 169, + 412, + 180 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 214, + 190, + 399, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 214, + 190, + 399, + 213 + ], + "spans": [ + { + "bbox": [ + 214, + 190, + 399, + 213 + ], + "type": "text", + "content": "University of Illinois at Urbana-Champaign {zhenzhu4,yimingg8,dhoiem}@illinois.edu" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 247, + 453, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 247, + 453, + 389 + ], + "spans": [ + { + "bbox": [ + 160, + 247, + 453, + 389 + ], + "type": "text", + "content": "Abstract. We propose an approach for anytime continual learning (AnytimeCL) for open vocabulary image classification. The AnytimeCL problem aims to break away from batch training and rigid models by requiring that a system can predict any set of labels at any time and efficiently update and improve when receiving one or more training samples at any time. Despite the challenging goal, we achieve substantial improvements over recent methods. We propose a dynamic weighting between predictions of a partially fine-tuned model and a fixed open vocabulary model that enables continual improvement when training samples are available for a subset of a task's labels. We also propose an attention-weighted PCA compression of training features that reduces storage and computation with little impact to model accuracy. Our methods are validated with experiments that test flexibility of learning and inference." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "spans": [ + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "type": "text", + "content": "Keywords: Continual learning " + }, + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "type": "text", + "content": " Anytime learning " + }, + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 401, + 453, + 422 + ], + "type": "text", + "content": " Open-vocabulary classification" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 445, + 230, + 458 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 445, + 230, + 458 + ], + "spans": [ + { + "bbox": [ + 133, + 445, + 230, + 458 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 133, + 473, + 481, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 473, + 481, + 616 + ], + "spans": [ + { + "bbox": [ + 133, + 473, + 481, + 616 + ], + "type": "text", + "content": "Continual learning aims to improve a system's capability as it incrementally receives new data and labels, which gains increasing importance with the expanding scale and applications of visual learning. Continual learning for classification is traditionally approached with discrete label spaces. Adding labels or tasks over time changes the problem landscape, thereby increasing the difficulty of learning. The open vocabulary setting, however, frames classification as comparing continuous feature and label embeddings. Any images and textual labels can be embedded, so learning in this setting involves only improving on the existing problem definition, which may be more amenable to continuous improvement. Although open vocabulary models can predict over arbitrary label sets, even models like CLIP [37] that are trained on internet-scale data have unsatisfactory performance on many tasks [47, 48]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 133, + 618, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 618, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 618, + 481, + 665 + ], + "type": "text", + "content": "Our work aims to continually improve open vocabulary image classifiers as new labeled data is received. We call this \"anytime continual learning\" because the goal is to improve efficiently any time new examples are received and to maintain the ability to predict over arbitrary label sets at any time." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "Recent work by Zhu et al. [62] extends CLIP by training linear classifiers and combining their predictions with those of label vectors from the original text embedding. To enable efficient and distributed learning, linear classifiers are trained for each partition of the feature space defined by online hierarchical clustering. This approach requires storing all training examples, but a new example is efficiently incorporated by training only on the data from the example's nearest cluster. In experiments on their own benchmark designed for open vocabulary continual learning and existing benchmarks, Zhu et al. [62] outperform other recent approaches." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 232, + 299, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 232, + 299, + 423 + ], + "spans": [ + { + "bbox": [ + 130, + 232, + 299, + 423 + ], + "type": "text", + "content": "Our approach is to train online, fine-tuning the last transformer block while keeping the label embedding fixed. When a new training sample is received, we fill a class-balanced batch with stored samples and update the last transformer block in a single step. Our experiments show this performs better than retraining a classifier layer, and each new sample can be incorporated in milliseconds. Additionally, we introduce a modified loss, enabling the prediction of \"none of the above\" when the true label is absent from the candidate set, which improves overall performance." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 430, + 299, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 430, + 299, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 430, + 299, + 586 + ], + "type": "text", + "content": "Whenever a new training example arrives, our method updates an estimate of the tuned and original model's accuracy for the given label. The tuned and original model's predictions are then weighted in proportion to their expected accuracy for each label. This weighting accounts for the growing effectiveness of the tuned model, and greatly outperforms Zhu et al. [62]'s AIM weighting based on whether an example's label is likely to have been seen in training." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 307, + 256, + 479, + 425 + ], + "blocks": [ + { + "bbox": [ + 307, + 256, + 479, + 425 + ], + "lines": [ + { + "bbox": [ + 307, + 256, + 479, + 425 + ], + "spans": [ + { + "bbox": [ + 307, + 256, + 479, + 425 + ], + "type": "image", + "image_path": "43ccd9e2f619ba8e133e24e57d624bb8f5041232dd68f52e5af8b478195a7ab6.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 304, + 434, + 482, + 567 + ], + "lines": [ + { + "bbox": [ + 304, + 434, + 482, + 567 + ], + "spans": [ + { + "bbox": [ + 304, + 434, + 482, + 567 + ], + "type": "text", + "content": "Fig.1: Our AnytimeCL algorithm can be efficiently updated with each new example and continuously improve. By dynamically weighting predictions between a tunable model and a frozen open vocabulary model, our method can predict over any label set while gaining expertise. This figure shows our method outperforms previous SotA Zhu et al. [62] in every stage in the data incremental setting. Our method also outperforms in other settings like task-incremental and class-incremental." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 594, + 299, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 299, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 299, + 605 + ], + "type": "text", + "content": "The partial fine-tuning approach" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "requires storing either full images that need to be re-encoded during training, or data-consuming patch-level features at intermediate layers. We apply a per-image weighted PCA, which provides a " + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "inline_equation", + "content": "30\\mathrm{x}" + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": " reduction of data with little impact on prediction accuracy. 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[62], our approach outperforms under all settings and stages, including data-incremental, class-incremental, and task-incremental learning, and zero shot prediction. Our ablations evaluate the effects of all key design parameters, including the partial fine-tuning, model prediction weighting, batch sampling, and the regularization loss term. We also show that our method can be applied to combine non-open vocabulary models like DINOv2 with CLIP to improve further while maintaining open vocabulary ability." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 212, + 482, + 271 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 212, + 482, + 271 + ], + "spans": [ + { + "bbox": [ + 130, + 212, + 482, + 271 + ], + "type": "text", + "content": "In summary, our main contribution is an open vocabulary continual learning method that can quickly incorporate new training examples received in any order and continually improve while maintaining open vocabulary performance. Our experiments demonstrate that our system's accuracy and efficiency stem from multiple proposed innovations:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 281, + 480, + 389 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 138, + 281, + 414, + 293 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 281, + 414, + 293 + ], + "spans": [ + { + "bbox": [ + 138, + 281, + 414, + 293 + ], + "type": "text", + "content": "- Partial fine-tuning of features with a fixed label embedding;" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 139, + 294, + 480, + 317 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 294, + 480, + 317 + ], + "spans": [ + { + "bbox": [ + 139, + 294, + 480, + 317 + ], + "type": "text", + "content": "- Online training with each batch composed of the new training sample and class-balanced stored samples;" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 139, + 318, + 480, + 341 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 318, + 480, + 341 + ], + "spans": [ + { + "bbox": [ + 139, + 318, + 480, + 341 + ], + "type": "text", + "content": "- Online learning of per-label accuracy for effective combination of original and tuned model predictions;" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 139, + 342, + 480, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 342, + 480, + 365 + ], + "spans": [ + { + "bbox": [ + 139, + 342, + 480, + 365 + ], + "type": "text", + "content": "- Loss modification to enable \"none of the above\" prediction, which also stabilizes open vocabulary training;" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 139, + 365, + 480, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 365, + 480, + 389 + ], + "spans": [ + { + "bbox": [ + 139, + 365, + 480, + 389 + ], + "type": "text", + "content": "- Intermediate layer feature compression that reduces storage of training samples and improves speed without much loss to accuracy." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 408, + 234, + 421 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 408, + 234, + 421 + ], + "spans": [ + { + "bbox": [ + 132, + 408, + 234, + 421 + ], + "type": "text", + "content": "2 Related work" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 434, + 482, + 482 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 482, + 482 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 482, + 482 + ], + "type": "text", + "content": "The goal of continual learning (CL) is to continually improve the performance when seeing more data, while online continual learning [1, 3, 8, 24, 34, 36] aims to achieve a good trade-off between performance and learning efficiency. Our problem setup and goals are distinguished by these important characteristics:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 138, + 490, + 484, + 597 + ], + "type": "list", + "angle": 0, + "index": 17, + "blocks": [ + { + "bbox": [ + 138, + 490, + 480, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 490, + 480, + 525 + ], + "spans": [ + { + "bbox": [ + 138, + 490, + 480, + 525 + ], + "type": "text", + "content": "- Flexibly learn, receiving labeled examples in data-incremental (random order), class incremental (grouped by category), or task incremental (grouped by dataset);" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 138, + 526, + 430, + 537 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 526, + 430, + 537 + ], + "spans": [ + { + "bbox": [ + 138, + 526, + 430, + 537 + ], + "type": "text", + "content": "- Efficiently update from a single example or a batch of examples;" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 138, + 538, + 484, + 549 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 538, + 484, + 549 + ], + "spans": [ + { + "bbox": [ + 138, + 538, + 484, + 549 + ], + "type": "text", + "content": "- Retain training data, though potentially in compact, privacy-preserving forms;" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 139, + 550, + 480, + 572 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 550, + 480, + 572 + ], + "spans": [ + { + "bbox": [ + 139, + 550, + 480, + 572 + ], + "type": "text", + "content": "- Cumulatively improve from new data without forgetting other classes or tasks;" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 139, + 574, + 480, + 597 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 574, + 480, + 597 + ], + "spans": [ + { + "bbox": [ + 139, + 574, + 480, + 597 + ], + "type": "text", + "content": "- Flexibly infer, predicting over label sets defined at inference time, without rigid task boundaries." + } + ] + } + ], + "index": 16 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 667 + ], + "type": "text", + "content": "Continual learning approaches can be broadly categorized into regularization [19,23,59], replay/rehearsal methods [24,38,42,56], and parameter isolation or expansion [2,27,35,36,40,41,57,60]. Regularization techniques generally impose constraints on the learning process to alleviate forgetting. Rehearsal methods involve storing and replaying past data samples during training [5,35,36,42]." + } + ] + } + ], + "index": 18 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 259 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 259 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 259 + ], + "type": "text", + "content": "So far, when training data can be stored, simple replay methods tend to outperform others, whether limiting the number of stored examples [36] or training computation [35]. Parameter isolation methods maintain learning stability by fixing subsets of parameters [27, 41] or extending model with new parameters [40, 57, 60]. Recently, several works [16-18, 45, 51-53] adopt prompt tuning for continual learning, which can also fall into the parameter expansion category. These methods can be used for stage-wise incremental continual learning, but none demonstrates the efficacy on online incremental learning that is our focus. Prompt tuning provides an alternative to weight-based fine-tuning with less forgetting. We consider weight-tuning approaches here, but preliminary experiments indicate the same strategy is applicable to prompt tuning, with similar accuracy but slower training." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 259, + 482, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 259, + 482, + 285 + ], + "spans": [ + { + "bbox": [ + 130, + 259, + 482, + 285 + ], + "type": "text", + "content": "We now focus on those most relevant and influential to our work; see Wang et al. [50] for a comprehensive survey of continual learning." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 300, + 348, + 313 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 300, + 348, + 313 + ], + "spans": [ + { + "bbox": [ + 131, + 300, + 348, + 313 + ], + "type": "text", + "content": "2.1 CL for open-vocabulary classification" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 319, + 482, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 482, + 462 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 482, + 462 + ], + "type": "text", + "content": "WiSE-FT [54] fine-tunes CLIP encoders on target tasks and averages fine-tuned weights with original weights for robustness to distribution shifts. PAINT [15] shares a similar idea as WiSE-FT but the weight mixing coefficient is found via a held-out set. With such approaches, generality degrades with each increment of continual learning. CLS-ER [4] exponentially averages model weights in different paces for its plastic and stable model to balance learning and forgetting. Closer to our work, ZSCL [61] fine-tunes CLIP encoders using a weight ensemble idea, similar to WiSE-FT, and applies a distillation loss with a large unsupervised dataset to reduce forgetting. Unlike these, we partially fine-tune CLIP with fixed label embeddings and use a dynamically weighted combination of the predictions from the tuned and original models, which enables improvement on target tasks without sacrificing the generality of the original model." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 463, + 482, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 463, + 482, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 463, + 482, + 571 + ], + "type": "text", + "content": "Another class of methods [13,44] use attribute-based recognition [12,22], continually learning attributes and attribute-class relations as a way to generalize from seen to unseen categories. We use CLIP, which provides zero-shot ability by training to match image-text pairs on a large training corpus, instead of the attribute-based approach. In reported results [13,37,44] and our own tests, CLIP has much higher zero-shot accuracy (e.g. for the SUN and aPY datasets) than the continual attribute-based methods achieve even after training, supporting the idea of building on vision-language models for open vocabulary image classification." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 586, + 331, + 600 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 586, + 331, + 600 + ], + "spans": [ + { + "bbox": [ + 131, + 586, + 331, + 600 + ], + "type": "text", + "content": "2.2 CL with constrained computation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Prabhu et al. [35] evaluate a wide variety of continual learning techniques under a setting of retaining data but limiting compute. Compared to all other techniques, they find that simple replay strategies, such as fine-tuning with uniformly random or class-balanced batches, are most effective in this setting. They also provide some evidence that partial-fine tuning of a well-initialized network may" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": "be an efficient and effective approach. In this direction, we find that fine-tuning only the last transformer block of CLIP by performing one mini-batch update per incoming sample works surprisingly well." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 173, + 282, + 186 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 173, + 282, + 186 + ], + "spans": [ + { + "bbox": [ + 131, + 173, + 282, + 186 + ], + "type": "text", + "content": "2.3 Biologically inspired CL" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 197, + 482, + 329 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 197, + 482, + 329 + ], + "spans": [ + { + "bbox": [ + 130, + 197, + 482, + 329 + ], + "type": "text", + "content": "The complimentary learning systems theory [31] (CLS theory) posits that humans achieve continual learning through the interplay of sparse retrieval-based and dense consolidated memory systems. This has inspired many works in continual learning, e.g. [4,33,62]. The most closely related is Zhu et al. [62], as detailed in the introduction. Many works are also inspired by the idea of wake/sleep phases of learning, where faster updates are required during the wake stage. Recent studies of mammalian memory and learning indicate that consolidation occurs in similar ways via replay during wakefulness and sleep [7, 43, 49]. Our online learning method mixes use of individual examples and consolidated networks for continuous improvement for continuous improvement, reflecting the idea of wakeful consolidation through replay." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 349, + 269, + 362 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 349, + 269, + 362 + ], + "spans": [ + { + "bbox": [ + 131, + 349, + 269, + 362 + ], + "type": "text", + "content": "2.4 Memory compression" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 372, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 372, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 372, + 482, + 434 + ], + "type": "text", + "content": "Other work has compressed training data [9], or distilled training data into a network [58], or learned prompts [16-18,45,51-53] instead of maintaining original examples. AQM [9] uses an online VQ-VAE [29] to compress training samples to reduce storage for continual learning. We instead compress intermediate features to improve both storage and computation of partial fine-tuning." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 454, + 202, + 467 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 454, + 202, + 467 + ], + "spans": [ + { + "bbox": [ + 131, + 454, + 202, + 467 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 133, + 502, + 481, + 571 + ], + "blocks": [ + { + "bbox": [ + 133, + 502, + 481, + 571 + ], + "lines": [ + { + "bbox": [ + 133, + 502, + 481, + 571 + ], + "spans": [ + { + "bbox": [ + 133, + 502, + 481, + 571 + ], + "type": "image", + "image_path": "6522a5206e4da9c4bf446aa43a0f701248d146501588e35c3d4e1e1d46f30ec5.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 578, + 482, + 668 + ], + "lines": [ + { + "bbox": [ + 130, + 578, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 578, + 482, + 668 + ], + "type": "text", + "content": "Fig. 2: Overview. On receiving a new training sample, the batch is completed with stored samples, the prediction is made using a label embedding, the tuned decoder and confidence weights " + }, + { + "bbox": [ + 130, + 578, + 482, + 668 + ], + "type": "inline_equation", + "content": "(\\alpha_{o},\\alpha_{t})" + }, + { + "bbox": [ + 130, + 578, + 482, + 668 + ], + "type": "text", + "content": " are updated in one step, and the new sample is stored. To save space and time, stored examples are encoded and compressed. In testing, the probability of each candidate label is determined by predictions from both decoders and their class-wise confidence weights. Our method enables constant-time updates from new samples while continually improving and maintaining open vocabulary performance. Green blocks are updated during training; blue blocks are not updated." + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "Our system receives training examples " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "(x, y, \\mathcal{Y})" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " one by one to update its models, in order to continually improve in prediction of " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " given " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "(x, \\mathcal{Y})" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " is an input image, " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " is its target label, and " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "\\mathcal{Y}" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " is its set of candidate labels." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "text", + "content": "Fig. 2 offers a system overview aimed at enhancing open vocabulary image classifiers by integrating a tuned model for learning target tasks with a frozen original model. The tuned model uses the same encoder as the original but incorporates a trainable decoder. For an image " + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "text", + "content": ", both the tuned model and the original model produce the probabilities for all candidate labels, denoted as " + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "inline_equation", + "content": "P_{t}(y|x)" + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "inline_equation", + "content": "P_{o}(y|x)" + }, + { + "bbox": [ + 130, + 152, + 480, + 236 + ], + "type": "text", + "content": ". The final probability for the image is weighted through our Online Class-wise Weighting (OCW, Sec. 3.2):" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 223, + 247, + 480, + 259 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 223, + 247, + 480, + 259 + ], + "spans": [ + { + "bbox": [ + 223, + 247, + 480, + 259 + ], + "type": "interline_equation", + "content": "P (y | x) = \\alpha_ {o} (y) P _ {t} (y | x) + \\alpha_ {t} (y) P _ {o} (y | x), \\tag {1}", + "image_path": "ec09f7039723599987eb5a12434b02877a6e1f15ae6d82beeb1079573811c667.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\alpha_{o}(y)" + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "inline_equation", + "content": "\\alpha_{t}(y)" + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "text", + "content": " are the relative expected accuracies for the original and tuned models for label " + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 131, + 269, + 479, + 316 + ], + "type": "text", + "content": ". During training, new samples are encoded to intermediate features (feature vectors for patches plus a CLS token), optionally compressed (Sec. 3.3), and stored, for reuse in future steps." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 335, + 197, + 346 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 335, + 197, + 346 + ], + "spans": [ + { + "bbox": [ + 132, + 335, + 197, + 346 + ], + "type": "text", + "content": "3.1 Models" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "content": "Original model. In our experiments, the original model is the publicly available CLIP [37] ViT model that has been trained contrastively on image-text pairs. In our experiments, the shared encoder is all but the last transformer block, and the original decoder is the last block. The CLIP model produces a probability for label " + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "content": " for image " + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "content": " given a set of candidate text labels " + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{V}" + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "content": " based on the dot product of image embedding " + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "inline_equation", + "content": "e_x" + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "content": " (CLS token) and text embedding " + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "inline_equation", + "content": "e_y" + }, + { + "bbox": [ + 130, + 356, + 479, + 429 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 219, + 438, + 480, + 466 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 219, + 438, + 480, + 466 + ], + "spans": [ + { + "bbox": [ + 219, + 438, + 480, + 466 + ], + "type": "interline_equation", + "content": "P _ {o} (y | x) = \\frac {\\exp \\left(1 0 0 \\cdot \\cos \\left(e _ {x} , e _ {y}\\right)\\right)}{\\sum_ {y _ {k} \\in \\mathcal {Y}} \\exp \\left(1 0 0 \\cdot \\cos \\left(e _ {x} , e _ {y _ {k}}\\right)\\right)}. \\tag {2}", + "image_path": "782cc7aecfaca606cbe8cc60ffc3447d10eb03053f71fc4eb7cd4534cf65df50.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 480, + 568 + ], + "type": "text", + "content": "Tuned model. With each new sample, our goal is to efficiently update the tuned model to improve accuracy in received labels while maintaining general features that are effective for future learning. We tune only the last image transformer block while keeping the label embedding fixed, which helps the features to stay correlated with the text modality and reduces overfitting to received labels. Note that more blocks can be tuned, which could enable better performance but with increased computation. The tuned decoder is initialized with the weights of the original decoder." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "content": "Given a new sample, we form a batch of that sample and a class-balanced sampling of stored training samples. Specifically, we first determine the class count for selection: for a batch size of " + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "content": " and all seen labels " + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{Y}_t" + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "content": ", we uniformly select " + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\min(B - 1, |\\mathcal{Y}_t|)" + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "content": " classes from " + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "inline_equation", + "content": "\\mathcal{Y}_t" + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "inline_equation", + "content": "|\\cdot|" + }, + { + "bbox": [ + 130, + 570, + 480, + 665 + ], + "type": "text", + "content": " indicates the length of a set. Then we uniformly sample an equal number of instances from each chosen class to form the batch. This class-balanced sampling ensures continual retention and improvement of prediction of training labels. Then, the tuned model is updated with one iteration based on a cross-entropy loss." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 186 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 186 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 186 + ], + "type": "text", + "content": "Additionally, we develop a regularization loss that helps with performance. The idea is that, if the true label is not in the label candidates, a low score should be predicted for every candidate label. We implement this with an \"other\" option within the candidate set, but since \"other\" does not have an appearance, we model it with just a learnable bias term. The combined loss for training the tuned model is therefore:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 166, + 198, + 481, + 211 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 198, + 481, + 211 + ], + "spans": [ + { + "bbox": [ + 166, + 198, + 481, + 211 + ], + "type": "interline_equation", + "content": "\\mathcal {L} (x, y, \\mathcal {Y}) = \\mathcal {L} _ {\\mathrm {c e}} (x, y, \\mathcal {Y} \\cup \\text {o t h e r}) + \\beta \\mathcal {L} _ {\\mathrm {c e}} (x, \\text {o t h e r}, (\\mathcal {Y} \\cup \\text {o t h e r}) \\setminus y), \\tag {3}", + "image_path": "ff8d2b863d173b0b69e5b8179745e081e48182f60bddbeaee3875a3800599c47.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 219, + 479, + 243 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 219, + 479, + 243 + ], + "spans": [ + { + "bbox": [ + 131, + 219, + 479, + 243 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 219, + 479, + 243 + ], + "type": "inline_equation", + "content": "\\beta" + }, + { + "bbox": [ + 131, + 219, + 479, + 243 + ], + "type": "text", + "content": " is a hyperparameter balancing the two loss terms, set to 0.1 based on validation experiments." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 260, + 304, + 272 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 260, + 304, + 272 + ], + "spans": [ + { + "bbox": [ + 132, + 260, + 304, + 272 + ], + "type": "text", + "content": "3.2 Online Class-wise Weighting" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 279, + 480, + 374 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 279, + 480, + 374 + ], + "spans": [ + { + "bbox": [ + 130, + 279, + 480, + 374 + ], + "type": "text", + "content": "We estimate the probability of each candidate label by weighted voting of the tuned and original models (Eq. 1). We would like to assign more weight to the model that is more likely to be correct for a given label. There are two big problems: 1) training samples would provide a highly biased estimate of correctness for the tuned model; 2) maintaining a held out set or performing cross-validation would either reduce available training samples or be impractically slow. Our solution is to use each training sample, before update, to update our estimate of the likelihood of correctness for its label based on the tuned and original predictions." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "spans": [ + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "inline_equation", + "content": "c_{t}(y)" + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "inline_equation", + "content": "c_{o}(y)" + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "content": " be the estimated accuracy of the tuned and original model for label " + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "content": ". We apply an exponential moving average (EMA) updating method to estimate them online, ensuring the estimations are reliable when evaluated at any time, concurring with our anytime continual learning goals. Assuming the EMA decay is set to " + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "inline_equation", + "content": "= 0.99" + }, + { + "bbox": [ + 130, + 375, + 481, + 447 + ], + "type": "text", + "content": " in our experiments), the estimated accuracy of the tuned model at the current step is:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 228, + 456, + 481, + 469 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 456, + 481, + 469 + ], + "spans": [ + { + "bbox": [ + 228, + 456, + 481, + 469 + ], + "type": "interline_equation", + "content": "c _ {t} (y) = \\eta \\hat {c} _ {t} (y) + (1 - \\eta) \\mathbb {1} [ y _ {t} (x) = y ]. \\tag {4}", + "image_path": "b88f656e982af65cb80a6810b8fab6678666926af6b5dd23f87649094fcf15b9.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "spans": [ + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "\\hat{c}_t(y)" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": " is the estimated accuracy of label " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": " in the previous step; " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "y_{t}(x)" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": " denotes the predicted label of the tuned model for " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": ". Since the exponential moving average depends on past values, we compute " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "c_{t}(y)" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": " as the average accuracy for the first " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "\\lfloor \\frac{1}{1 - n} \\rfloor" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": " samples. " + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "inline_equation", + "content": "c_{o}(y)" + }, + { + "bbox": [ + 131, + 477, + 479, + 525 + ], + "type": "text", + "content": " is updated in the same way." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "spans": [ + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "type": "text", + "content": "After getting " + }, + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "type": "inline_equation", + "content": "c_{t}(y)" + }, + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "type": "inline_equation", + "content": "c_{o}(y)" + }, + { + "bbox": [ + 146, + 526, + 430, + 539 + ], + "type": "text", + "content": ", the weights of the two models are:" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 200, + 548, + 480, + 572 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 548, + 480, + 572 + ], + "spans": [ + { + "bbox": [ + 200, + 548, + 480, + 572 + ], + "type": "interline_equation", + "content": "\\alpha_ {t} (y) = \\frac {c _ {t} (y)}{c _ {t} (y) + c _ {o} (y) + \\epsilon}, \\quad \\alpha_ {o} (y) = 1 - \\alpha_ {t} (y). \\tag {5}", + "image_path": "70639a21ef2fe009655e777a67b621ce0f0b1a695a45c57f72296e196c7fdb2a.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "spans": [ + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "text", + "content": " is a very small number (1e-8) to prevent division by zero. For labels not seen by the tuned model, we set " + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "inline_equation", + "content": "\\alpha_{t}(y) = 0" + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "text", + "content": ", so " + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "inline_equation", + "content": "\\alpha_{o}(y) = 1" + }, + { + "bbox": [ + 131, + 580, + 479, + 605 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 622, + 310, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 310, + 634 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 310, + 634 + ], + "type": "text", + "content": "3.3 Storage efficiency and privacy" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": "Partial tuning of our model requires either storing each image or storing the features (or tokens) that feed into the tuned portion of the model. Storing images" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "has disadvantages of lack of privacy and inefficiency in space and computation, due to need to re-encode in training. Storing features alleviates some of these problems, but still uses much memory or storage. Therefore, we investigate how to compress the training features, aiming to increase storage and computational efficiency while maintaining training effectiveness. The compressed features also provide more privacy than storing original images, though we do not investigate how well the images can be recovered from compressed features." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "text", + "content": "Well-trained networks learn data-efficient representations that are difficult to compress. Indeed, if we try to compress feature vectors with VQ-VAE [29] or PCA (principal component analysis) trained on a dataset, we are not able to achieve any meaningful compression without great loss in training performance. The features within each image, however, contain many redundancies. We, therefore, compute PCA vectors on the features in each image and store those vectors along with the coefficients of each feature vector. Further, not all tokens are equally important for prediction. Hence, we train a per-image attention-weighted PCA, weighted by attention between each token and the CLS token. Finally, we can compress further by storing min/max floating point values for each vector and for the coefficients and quantizing them to 8-bit or 16-bit unsigned integers. See the supplemental material for details. By storing only five PCA vectors and their coefficients this way, we can reduce the storage of fifty 768-dim tokens " + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "inline_equation", + "content": "(7\\times 7" + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "text", + "content": " patch tokens " + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "inline_equation", + "content": "^+" + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "text", + "content": " CLS token) from 153K bytes to 5K bytes with less than " + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 200, + 483, + 380 + ], + "type": "text", + "content": " difference in prediction accuracy." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 396, + 230, + 410 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 396, + 230, + 410 + ], + "spans": [ + { + "bbox": [ + 132, + 396, + 230, + 410 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 419, + 482, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 419, + 482, + 514 + ], + "spans": [ + { + "bbox": [ + 130, + 419, + 482, + 514 + ], + "type": "text", + "content": "Using the setup from [62], we sequentially receive training samples for a target task in a data-incremental (random ordering) or class-incremental (class-sorted ordering). Or, in a task-incremental setting, we receive all examples for each task sequentially. Within each set, we incorporate new examples one by one in an online fashion. After receiving each set, the model is evaluated on the entire task (including classes not yet seen in training) for data- or class-incremental, or on all tasks (including tasks not yet seen in training) for task-incremental." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 515, + 482, + 612 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 515, + 482, + 612 + ], + "spans": [ + { + "bbox": [ + 130, + 515, + 482, + 612 + ], + "type": "text", + "content": "Our main experiments use the same setup as Zhu et al. [62], which are designed to test flexible learning and flexible inference. A target task contains a subset of seen labels while a novel task contains none of these labels. Target tasks are CIFAR100 [21], SUN397 [55], FGVCAircraft [26], EuroSAT [14], OxfordIIITPets [32], StanfordCars [20], Food101 [6], and Flowers102 [28]. Novel tasks are ImageNet [39], UCF101 [46], and DTD [10]. Training examples are received for target tasks, but not for novel tasks. Under this setup, we have 226,080 training samples and 1,034 classes in total." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 618, + 479, + 663 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 138, + 618, + 479, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 618, + 479, + 640 + ], + "spans": [ + { + "bbox": [ + 138, + 618, + 479, + 640 + ], + "type": "text", + "content": "- Task Incremental Learning updates one model with each of the eight target tasks sequentially." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 641, + 479, + 663 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 641, + 479, + 663 + ], + "spans": [ + { + "bbox": [ + 138, + 641, + 479, + 663 + ], + "type": "text", + "content": "- Class Incremental Learning updates a per-task model with examples from a subset (one-fifth) of classes for a stage." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": "- Data Incremental Learning updates a per-task model with a random subset of the data in eight stages: " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "2\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "4\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "8\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "16\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "32\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "64\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 138, + 116, + 480, + 140 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 149, + 479, + 173 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 149, + 479, + 173 + ], + "spans": [ + { + "bbox": [ + 130, + 149, + 479, + 173 + ], + "type": "text", + "content": "After each stage, accuracy is averaged across all tasks (including tasks/classes not yet seen)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 174, + 480, + 280 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 174, + 480, + 280 + ], + "spans": [ + { + "bbox": [ + 130, + 174, + 480, + 280 + ], + "type": "text", + "content": "Additionally, we provide a union data incremental scenario where we mix all target tasks together and union all target labels, mainly for hyperparameter selection and ablation experiments. Flexible inference is evaluated after the task-incremental learning for prediction over novel tasks and sets of candidate labels " + }, + { + "bbox": [ + 130, + 174, + 480, + 280 + ], + "type": "inline_equation", + "content": "\\mathcal{V}" + }, + { + "bbox": [ + 130, + 174, + 480, + 280 + ], + "type": "text", + "content": ": zero-shot, union of all target tasks/labels and zero-shot tasks/labels, and a mix of some target and zero-shot tasks/labels. See [62] for details. The union and mixed settings are most challenging because they require effective combined use of both the original and tuned models, without any task identifiers or indication whether an example's label is in the tuned model's domain." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 281, + 481, + 389 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 281, + 481, + 389 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 481, + 389 + ], + "type": "text", + "content": "Implementation details. We employ the ViT-B/32 model from CLIP as our network backbone. We use AdamW [25] as the optimizer with a weight decay of 0.05, and we adhere to CLIP's standard preprocessing without additional data augmentations. For offline training, following [11], we set the learning rate at 6e-4 and the batch size at 2048, employing a cosine annealing scheduler for the learning rate with a minimum rate of 1e-6. For online training, we use a batch size of 32 and a learning rate of " + }, + { + "bbox": [ + 130, + 281, + 481, + 389 + ], + "type": "inline_equation", + "content": "9.375e = \\frac{32\\times 6e - 4}{2048}" + }, + { + "bbox": [ + 130, + 281, + 481, + 389 + ], + "type": "text", + "content": ", based on adjustments from the offline training hyperparameters. More method and training details are in the supplemental." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 406, + 219, + 417 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 406, + 219, + 417 + ], + "spans": [ + { + "bbox": [ + 132, + 406, + 219, + 417 + ], + "type": "text", + "content": "4.1 Main result" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 425, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 425, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 425, + 482, + 569 + ], + "type": "text", + "content": "In this evaluation, we compare our method with the previous SotA Zhu et al. [62] (CLIP+LinProbe (AIM-Emb)) under the task-, class-, data-incremental scenarios, as well as flexible inference. From all plots in Fig. 3, our AnytimeCL method consistently outperforms CLIP+LinProbe (AIM). For task incremental, the improvement is mainly due to the partial finetuning with fixed label embeddings. To provide a more direct comparison with Zhu et al. [62], we train our approach only after receiving all data of a task (e.g., " + }, + { + "bbox": [ + 130, + 425, + 482, + 569 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 425, + 482, + 569 + ], + "type": "text", + "content": " CIFAR100) and term this as AnytimeCL (Offline), which also shows steady improvements over Zhu et al. [62]. For early stages in class incremental and data incremental, the performance improvement mainly comes from the advantage of our online class-wise weighting method over AIM, which only considers whether the testing sample is likely to be from a known class." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 586, + 440, + 600 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 586, + 440, + 600 + ], + "spans": [ + { + "bbox": [ + 132, + 586, + 440, + 600 + ], + "type": "text", + "content": "4.2 Comparison under MTIL task incremental learning [61]" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": "We compare the performance of AnytimeCL with Zhu et al. [62] and ZSCL [61] under the task incremental learning setting as introduced in ZSCL. Results are summarized in Tab. 1, using the Transfer, Last, and Average metrics from [61] for comparison. Improvements over CLIP are denoted in green under the " + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\Delta" + }, + { + "bbox": [ + 130, + 605, + 481, + 666 + ], + "type": "text", + "content": " columns, while declines are marked in red. Our method consistently achieves" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 186, + 91, + 448, + 103 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 305, + 226 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 305, + 226 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 305, + 226 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 305, + 226 + ], + "type": "image", + "image_path": "c6f2a5388c5b71a6adaa417e85c6821979304e652a3ca85ae0e8e568d212227f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 307, + 114, + 480, + 227 + ], + "blocks": [ + { + "bbox": [ + 307, + 114, + 480, + 227 + ], + "lines": [ + { + "bbox": [ + 307, + 114, + 480, + 227 + ], + "spans": [ + { + "bbox": [ + 307, + 114, + 480, + 227 + ], + "type": "image", + "image_path": "7adfd81f9fccafb3703a9dae2f6e2cc1fe6009657a739b63b6a31a19716f4909.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 132, + 228, + 305, + 340 + ], + "blocks": [ + { + "bbox": [ + 132, + 228, + 305, + 340 + ], + "lines": [ + { + "bbox": [ + 132, + 228, + 305, + 340 + ], + "spans": [ + { + "bbox": [ + 132, + 228, + 305, + 340 + ], + "type": "image", + "image_path": "91de8dc8f0a97b88dab241be014029ed735d17cf9916082449bdd5e51abdd1da.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "lines": [ + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "spans": [ + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "text", + "content": "Fig. 3: Performance comparison of CLIP, CLIP + Linear (AIM), and AnytimeCL variants in task incremental (a); class incremental (b); data incremental (c); and flexible inference (d) settings. In (a), the online approach is represented by a solid line, while offline methods are depicted with dashed lines, assessed when the online algorithms receive " + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "inline_equation", + "content": "75\\%" + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "text", + "content": " data of a task, labeling tasks at the " + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 349, + 482, + 405 + ], + "type": "text", + "content": " point." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 306, + 228, + 479, + 340 + ], + "blocks": [ + { + "bbox": [ + 306, + 228, + 479, + 340 + ], + "lines": [ + { + "bbox": [ + 306, + 228, + 479, + 340 + ], + "spans": [ + { + "bbox": [ + 306, + 228, + 479, + 340 + ], + "type": "image", + "image_path": "504ddc21f6213c65ed8e2a6bad5db5b1922a32ff5feafb62eb7a9847df19c38b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 423, + 482, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 423, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 423, + 482, + 509 + ], + "type": "text", + "content": "zero loss in Transfer in both experiments, indicating an absence of forgetting. On this benchmark, our method performs comparably to LinProbe (AIM) and outperforms other methods. This experimental setup does not fully capture our method's key advantages of online training, ability for data and class incremental learning, and open vocabulary prediction. Also, in this setting, a simple weighting method is effective — to use the tuned model's prediction for tasks with all candidate labels in the training set, or the original model's prediction otherwise." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 525, + 312, + 538 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 525, + 312, + 538 + ], + "spans": [ + { + "bbox": [ + 132, + 525, + 312, + 538 + ], + "type": "text", + "content": "4.3 Training features compression" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "We test our per-image attention-weighted PCA compression for training features (Table 2). We compare the data size, average full time to process one 32-sample batch (including data loading, uncompressed, and forward/backward training passes), and final accuracy after completing fine-tuning. This test is on CIFAR100. Compared to processing the full image or full features, using our compressed features saves " + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "inline_equation", + "content": "30\\mathrm{x}" + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": " the storage while achieving nearly the same accuracy. We were not able to achieve good accuracy when compressing with VQ-VAE, even when using large vocabularies, nor when using PCA vectors computed over the entire dataset. Computing PCA vectors per instance (over the 50 tokens) and weighting the tokens by their CLS-attention each improve the tuned accu" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 161, + 114, + 452, + 231 + ], + "blocks": [ + { + "bbox": [ + 161, + 114, + 452, + 231 + ], + "lines": [ + { + "bbox": [ + 161, + 114, + 452, + 231 + ], + "spans": [ + { + "bbox": [ + 161, + 114, + 452, + 231 + ], + "type": "table", + "html": "
MethodTransfer ΔAvg. ΔLast Δ
CLIP69.40.065.30.065.30.0
LwF [23]56.9-12.564.7-0.674.6+9.3
iCaRL [38]50.4-19.065.7+0.480.1+14.8
WiSE-FT [54]52.3-17.160.7-4.677.7+12.4
ZSCL [61]68.1-1.375.4+10.183.6+18.3
TreeProbe (AIM) (50k) [62]69.3-0.175.9+10.685.5+20.2
LinProbe (AIM) [62]69.3-0.177.1+11.886.0+20.7
AnytimeCL69.4077.0+11.785.8+20.5
AnytimeCL (Offline)69.4077.0+11.786.2+20.9
", + "image_path": "2989d34c2c2da5d79f69f729bdb6ac7c7041dea22c77bb1a6a192e6741b94a7a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 316, + 482, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 316, + 482, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 316, + 482, + 413 + ], + "type": "text", + "content": "racy. Quantizing the PCA vectors and coefficients further saves space at a small loss to accuracy. Using the compressed features also gives a nearly 2x speedup vs. using the full features (because the compressed features fit entirely in memory) and 6x vs. using the full image, though all times are fast. We provide more method details in the supplemental along with a comparison of using different per-instance PCA compression methods under the union data incremental scenario, to show how these compression methods influence the result at various timesteps." + } + ] + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 147, + 431, + 467, + 520 + ], + "blocks": [ + { + "bbox": [ + 130, + 231, + 482, + 286 + ], + "lines": [ + { + "bbox": [ + 130, + 231, + 482, + 286 + ], + "spans": [ + { + "bbox": [ + 130, + 231, + 482, + 286 + ], + "type": "text", + "content": "Table 1: Comparison of different methods on MTIL in Order I from ZSCL [61]. CLIP is our tested zero-shot performance. All other results are taken Zhu et al. [62] and ZSCL [61]'s papers. \"Transfer\" evaluates the model's performance on zero-shot tasks; \"Last\" is the averaged accuracy on all target tasks after finishing the final task while \"Avg.\" computes the average task performance on all training stages." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 147, + 431, + 467, + 520 + ], + "lines": [ + { + "bbox": [ + 147, + 431, + 467, + 520 + ], + "spans": [ + { + "bbox": [ + 147, + 431, + 467, + 520 + ], + "type": "table", + "html": "
CompressionKB/examplems/batchFTAccuracy
Full image150.543.977.8
Full features153.625.677.8
VQ0.24.564.8
Dataset-wide PCA (200 components)40.27.676.4
Per-instance PCA (5 components)19.47.774.6
+ CLS-weight (5 components)19.48.977.9
+ int-quantization (5 components)5.313.977.5
", + "image_path": "9e97dbeee7b607197ac639ab1d46ca4b133dea456181fdc959637373cf6c1671.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 520, + 482, + 552 + ], + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 552 + ], + "type": "text", + "content": "Table 2: Comparison of different compression methods in terms of memory usage, processing speed, and test accuracy on CIFAR100. See supplementary material for details on how to get ms/batch and FT Accuracy. We use the same seed for all methods." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 132, + 600, + 209, + 611 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 600, + 209, + 611 + ], + "spans": [ + { + "bbox": [ + 132, + 600, + 209, + 611 + ], + "type": "text", + "content": "4.4 Ablations" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 617, + 481, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 641 + ], + "type": "text", + "content": "In the following, we ablate several important factors that contribute to our method. Additional ablations and results are provided in the supplemental." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Weighting Strategies. Weighting is vital for our dual decoder approach. We compare several ways to compute the weights: 1) CLIP: namely " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\alpha_{t}(y) = 0" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " for" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 115, + 246, + 190 + ], + "blocks": [ + { + "bbox": [ + 133, + 115, + 246, + 190 + ], + "lines": [ + { + "bbox": [ + 133, + 115, + 246, + 190 + ], + "spans": [ + { + "bbox": [ + 133, + 115, + 246, + 190 + ], + "type": "image", + "image_path": "64eb2e4b0295621bd097b0cf95f255e730eacd1dae1332af16015d1d2af71211.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 250, + 115, + 362, + 190 + ], + "blocks": [ + { + "bbox": [ + 250, + 115, + 362, + 190 + ], + "lines": [ + { + "bbox": [ + 250, + 115, + 362, + 190 + ], + "spans": [ + { + "bbox": [ + 250, + 115, + 362, + 190 + ], + "type": "image", + "image_path": "d64ec1916a23636eaa2700c34e4dbf2ef592f975b31da48728d60d22a9caf911.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 368, + 115, + 480, + 190 + ], + "blocks": [ + { + "bbox": [ + 368, + 115, + 480, + 190 + ], + "lines": [ + { + "bbox": [ + 368, + 115, + 480, + 190 + ], + "spans": [ + { + "bbox": [ + 368, + 115, + 480, + 190 + ], + "type": "image", + "image_path": "e4fd2309c49b397f51e9122daf12425778285c8b22ac96c3fe04f35c2af9ca70.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 132, + 194, + 246, + 269 + ], + "blocks": [ + { + "bbox": [ + 132, + 194, + 246, + 269 + ], + "lines": [ + { + "bbox": [ + 132, + 194, + 246, + 269 + ], + "spans": [ + { + "bbox": [ + 132, + 194, + 246, + 269 + ], + "type": "image", + "image_path": "173badfda9ddb2fa6cd32d3fd3a947ada0fc71c30a3e90eddfd1a4c249c6567c.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 179, + 277, + 430, + 289 + ], + "lines": [ + { + "bbox": [ + 179, + 277, + 430, + 289 + ], + "spans": [ + { + "bbox": [ + 179, + 277, + 430, + 289 + ], + "type": "text", + "content": "Fig. 4: Ablation results. Best viewed in color and zoomed-in." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 250, + 194, + 363, + 269 + ], + "blocks": [ + { + "bbox": [ + 250, + 194, + 363, + 269 + ], + "lines": [ + { + "bbox": [ + 250, + 194, + 363, + 269 + ], + "spans": [ + { + "bbox": [ + 250, + 194, + 363, + 269 + ], + "type": "image", + "image_path": "794077b91863e1f43c434cd79e790f9f69b33a57230a97d215e4f849d04a2d6e.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 368, + 194, + 480, + 269 + ], + "blocks": [ + { + "bbox": [ + 368, + 194, + 480, + 269 + ], + "lines": [ + { + "bbox": [ + 368, + 194, + 480, + 269 + ], + "spans": [ + { + "bbox": [ + 368, + 194, + 480, + 269 + ], + "type": "image", + "image_path": "d9db0879a4dba215d095c98a8cd989104fe45fd473e47e1f50be1d439430cc56.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "type": "text", + "content": "any images; 2) Tuned model only: " + }, + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\alpha_{t}(y) = 1" + }, + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "type": "text", + "content": " for any images; 3) AIM [62]; 4) OCW (0/1): a variant of OCW where we round " + }, + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "type": "inline_equation", + "content": "\\alpha_{t}(y)" + }, + { + "bbox": [ + 130, + 312, + 482, + 419 + ], + "type": "text", + "content": " to 0 or 1 to use either the original or tuned model; 5) Our proposed OCW. We partially finetune the decoder with fixed label embeddings and combine the tuned model with the original model using different weighting strategies. The results are shown in Fig. 4 (a), (b) and (c), under data-, class-incremental and flexible inference. OCW performs the best of all methods in every setting and stage. Notably, OCW enables improvements even in the early stages when limited data is available for a class or task and better handles tasks that mix novel and target labels." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "content": "Tuned parts. Our proposed method tunes the last transformer block while keeping the label encoder fixed. In Fig. 4 (d), we compare this approach to alternatives of tuning only the label encoder, both the block and the label encoder, or neither of them, under the flexible inference test. When only using the tuned model for comparison " + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "inline_equation", + "content": "(\\alpha_{t} = 1)" + }, + { + "bbox": [ + 130, + 422, + 482, + 506 + ], + "type": "text", + "content": ", fine tuning only the last transformer best retains predictive ability for novel labels. Further analysis under the task incremental scenario is provided in the supplemental material." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 508, + 482, + 614 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 482, + 614 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 482, + 614 + ], + "type": "text", + "content": "Sampling methods. We compare different methods for sampling from the stored samples. FIFO cycles through samples in order of first appearance, \"uniform\" randomly draws samples for each batch, class-balanced (which we use in all other experiments) samples classes, and frequency weighted sampling (FWS) samples based on how many times a given sample has been batched in training. Class-balanced and uniform are similar in practice, and perform best (Fig. 4 (e)). This result is consistent with Prabhu et al. [35]'s finding that simple sampling methods outperform complex ones under a computational budget. See supplemental for more details." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": "The \"other\" logit regularization. The ablation experiments depicted in Fig. 4 (f) assess the impact of \"other\" logit regularization in the union data incremental scenario. The results demonstrate consistent enhancements when this regularization is applied, compared to its absence." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 212, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 212, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 212, + 128 + ], + "type": "text", + "content": "4.5 Scalability" + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 133, + 156, + 248, + 234 + ], + "blocks": [ + { + "bbox": [ + 133, + 156, + 248, + 234 + ], + "lines": [ + { + "bbox": [ + 133, + 156, + 248, + 234 + ], + "spans": [ + { + "bbox": [ + 133, + 156, + 248, + 234 + ], + "type": "image", + "image_path": "5893666ddaaf75297109dbc923016d39e539644953108cff6ce7f2545f3b40f3.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 247, + 482, + 281 + ], + "lines": [ + { + "bbox": [ + 130, + 247, + 482, + 281 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 482, + 281 + ], + "type": "text", + "content": "Fig. 5: (a) & (b): The \"CLIP\" method refers to the original model. For Tuned model: DINOv2, we use the ViT-B/14 checkpoint; (c): Infinite node size indicates only one tuned model regardless of the number of samples received." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 249, + 156, + 363, + 233 + ], + "blocks": [ + { + "bbox": [ + 249, + 156, + 363, + 233 + ], + "lines": [ + { + "bbox": [ + 249, + 156, + 363, + 233 + ], + "spans": [ + { + "bbox": [ + 249, + 156, + 363, + 233 + ], + "type": "image", + "image_path": "b6910994ac84c417c9f42112b817aac68620847fdc143842fef18055e4aaf8a9.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 365, + 156, + 479, + 233 + ], + "blocks": [ + { + "bbox": [ + 365, + 156, + 479, + 233 + ], + "lines": [ + { + "bbox": [ + 365, + 156, + 479, + 233 + ], + "spans": [ + { + "bbox": [ + 365, + 156, + 479, + 233 + ], + "type": "image", + "image_path": "1ebf375a24e0cc469ceadced47587211f25edda41241be16223287638fd6f21b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 299, + 482, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 299, + 482, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 299, + 482, + 430 + ], + "type": "text", + "content": "DINOv2 as the Tuned Model. Using self-supervised DINOv2 [30] as our tuned model showcases our method's adaptability beyond the original CLIP model [62]. Our approach allows for tuning the feature embedding space while keeping label embeddings fixed, enabling the incorporation of diverse encoders through an additional linear layer for dimension matching. This layer is trained in joint with the tuned decoder. As illustrated in Fig. 5 (a), replacing the tuned model with DINOv2 results in consistent performance improvements at every stage, with a notably steeper improvement curve in later stages. Furthermore, Fig. 5 (b) demonstrates that this modification preserves Zero-shot performance while significantly boosting Union+Zero-shot and Mix+Zero-shot outcomes, attributed to DINOv2's enhanced performance on target tasks." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 430, + 482, + 526 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 430, + 482, + 526 + ], + "spans": [ + { + "bbox": [ + 130, + 430, + 482, + 526 + ], + "type": "text", + "content": "Tree clustering models. Zhu et al. [62] propose tree-based clustering as a way to limit the training time needed to incorporate new examples. Our method can already incorporate an example much faster in a way that does not depend on the number of training samples, but the clustering idea is still intriguing as a path to scalability in storage, memory, and model capacity. In Fig. 5 (b), we evaluate different node capacities and find that moderate-sized partitions may slightly increase performance. In these experiments, each node stores a copy of the last CLIP transformer block and updates it based on data that it receives." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 544, + 217, + 556 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 544, + 217, + 556 + ], + "spans": [ + { + "bbox": [ + 132, + 544, + 217, + 556 + ], + "type": "text", + "content": "5 Discussion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 481, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 481, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 481, + 605 + ], + "type": "text", + "content": "Our AnytimeCL approach shows promise of breaking free of staged train and deploy processes, with many benefits to applications that constantly or sporadically receive new data and have customizable or evolving label spaces." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 665 + ], + "type": "text", + "content": "The anytime has three main parts: (1) being able to do a task even when training data do not fully cover the label space for that task; (2) being able to incorporate a new training example quickly; and (3) not losing the benefit of older training data. Our key to the first part is using complimentary models. For that we are motivated by CLS theory [31] and more specifically adopt the" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 186, + 91, + 447, + 102 + ], + "type": "text", + "content": "Anytime Continual Learning for Open Vocabulary Classification" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 295 + ], + "type": "text", + "content": "framework of Zhu et al. [62], improving it with our prediction weighting method and by partially fine-tuning the encoder. Our key to the second part is that we do not need to incorporate one million examples quickly, just one. This reframes the computationally budgeted CL problem of Prabhu et al. [35], who aim to incorporate a new large batch of examples in time that allows visiting only a portion of the existing data. For some settings, our goal is more practical, as it enables an opportunistic approach that interleaves pure online learning during busy times and offline learning when time allows. While humans are often held up as excellent continual learners, they also learn one thing fast but many things slowly over time and make use of restful wake and sleep to continue learning. The effectiveness of our online learning is also due, in part, to leveraging a strong vision-language model, just recently possible. The key to the third goal is simple — do not throw out the data. If one cares about privacy and storage, then finding ways of compressing and preserving privacy, like our PCA-based approach, may be better than trying to retain the benefits of a large dataset without one." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 146, + 297, + 307, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 297, + 307, + 308 + ], + "spans": [ + { + "bbox": [ + 146, + 297, + 307, + 308 + ], + "type": "text", + "content": "Potential directions for future work:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 139, + 321, + 480, + 502 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 139, + 321, + 479, + 367 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 321, + 479, + 367 + ], + "spans": [ + { + "bbox": [ + 139, + 321, + 479, + 367 + ], + "type": "text", + "content": "- Beyond classification: Our partial fine-tuning approach is applicable to other tasks, such as semantic segmentation, visual question answering, and object detection. Our weighting method is applicable to open vocabulary detection and segmentation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 139, + 369, + 480, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 369, + 480, + 403 + ], + "spans": [ + { + "bbox": [ + 139, + 369, + 480, + 403 + ], + "type": "text", + "content": "- Multi-model inference: Extending our approach to multiple models, including task-specific models, would further extend flexible learning and model re-use opportunities." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 139, + 407, + 480, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 407, + 480, + 453 + ], + "spans": [ + { + "bbox": [ + 139, + 407, + 480, + 453 + ], + "type": "text", + "content": "- Scalability: We expect that tree-based data clustering and training one model per cluster, as in [62], provides a good mechanism for scalability. Larger scale experiments, involving dozens of datasets and many millions of examples, are needed to fully test this." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 139, + 456, + 480, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 139, + 456, + 480, + 502 + ], + "spans": [ + { + "bbox": [ + 139, + 456, + 480, + 502 + ], + "type": "text", + "content": "- Federated learning: Combining tree-based clustering and feature compression, we can encode training examples in the client or central server and transmit to a node that stores and updates the tunable block and its data. This enables fully distributed training on inexpensive nodes." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 527, + 220, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 527, + 220, + 540 + ], + "spans": [ + { + "bbox": [ + 132, + 527, + 220, + 540 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "We propose an effective approach for anytime continual learning of open vocabulary image classification. The main innovation is dynamic class-sensitive weighting for combining predictions of open-vocabulary and example-based tuned models, and we also find that partial fine-tuning with sufficiently small learning rates enables a surprisingly effective online learner. We offer a per-image attention-weighted PCA approach to compress features, with benefits to storage, computation, and privacy. Our experiments show that our approach is very promising, and further exploration is merited to more fully understand its effective scope and limitations." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgement" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 481, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 481, + 199 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 481, + 199 + ], + "type": "text", + "content": "This work is supported in part by ONR award N00014-21-1-2705, ONR award N00014-23-1-2383, and U.S. DARPA ECOLE Program No. #HR00112390060. The views and conclusions contained herein are those of the authors and should not be interpreted as necessarily representing the official policies, either expressed or implied, of DARPA, ONR, or the U.S. Government." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 217, + 197, + 229 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 217, + 197, + 229 + ], + "spans": [ + { + "bbox": [ + 133, + 217, + 197, + 229 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 240, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 22, + "blocks": [ + { + "bbox": [ + 138, + 240, + 480, + 262 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 240, + 480, + 262 + ], + "spans": [ + { + "bbox": [ + 138, + 240, + 480, + 262 + ], + "type": "text", + "content": "1. 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CoRR (2023)" + } + ] + } + ], + "index": 2 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 361, + 102 + ], + "type": "text", + "content": "Zhen Zhu, Yiming Gong, and Derek Hoiem" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_content_list.json b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..511d7f06547ad82e6fc33ea591839a7b33461962 --- /dev/null +++ b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_content_list.json @@ -0,0 +1,1838 @@ +[ + { + "type": "text", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "text_level": 1, + "bbox": [ + 289, + 141, + 712, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Junyu Xie $^{1}$ , Weidi Xie $^{1,2}$ , and Andrew Zisserman $^{1}$", + "bbox": [ + 300, + 212, + 699, + 227 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Visual Geometry Group, Dept. of Engineering Science, University of Oxford \n2 CMIC, Shanghai Jiao Tong University \n{jyx, weidi, az}@robots.ox.ac.uk", + "bbox": [ + 240, + 239, + 759, + 282 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. The goal of this paper is to discover, segment, and track independently moving objects in complex visual scenes. Previous approaches have explored the use of optical flow for motion segmentation, leading to imperfect predictions due to partial motion, background distraction, and object articulations and interactions. To address this issue, we introduce an appearance-based refinement method that leverages temporal consistency in video streams to correct inaccurate flow-based proposals. Our approach involves a sequence-level selection mechanism that identifies accurate flow-predicted masks as exemplars, and an object-centric architecture that refines problematic masks based on exemplar information. The model is pre-trained on synthetic data and then adapted to real-world videos in a self-supervised manner, eliminating the need for human annotations. Its performance is evaluated on multiple video segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59. We achieve competitive performance on single-object segmentation, while significantly outperforming existing models on the more challenging problem of multi-object segmentation. Finally, we investigate the benefits of using our model as a prompt for the per-frame Segment Anything Model.", + "bbox": [ + 261, + 321, + 738, + 584 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Motion Segmentation $\\cdot$ Video Object Segmentation", + "bbox": [ + 261, + 599, + 692, + 613 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 640, + 375, + 656 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Given a video of a complex visual scene, we consider the task of discovering, segmenting and tracking the independently moving objects. Recent approaches for this task have built on two key advantages of optical flow inputs [40,82,84,86]. First, segmentation masks can be directly obtained from discontinuities in the flow field; Second, optical flow eliminates the domain gap between synthetic and real videos, making it possible to train models on synthetic sequences and apply them directly to real sequences without incurring a significant Sim2Real penalty.", + "bbox": [ + 212, + 672, + 787, + 779 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "While optical flow has these advantages, there are also some drawbacks to relying solely on flow. First, multi-object motion patterns in real-world videos are complex - they can include objects that have no motion relative to the camera in some frames (and so no discontinuities), and objects can be articulated, can", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/e08a2235041b9013c6f073d6d2163d445e5062431753ed65b1348df88bb6f8c4.jpg", + "image_caption": [ + "Fig. 1: Overview of our multi-object motion segmentation method. The method starts with proposing object masks based on optical flow inputs (i.e., flow-based proposals), followed by an appearance-based refinement of flow-predicted masks. The latter stage relies on a selection-correction procedure, where high-quality exemplar masks are selected to guide the correction of other masks. Mask selection involves picking high-quality proposal masks based on both temporal coherence across mask shapes and semantic consistency with object appearances. Mask correction involves using the selected masks (the exemplars) to guide an appearance-based mask correction process in an object-centric model. The success of the method can be seen in the bottom row where correct segmentation masks are predicted, overcoming the deficiencies of the flow-predicted masks in Stage 1." + ], + "image_footnote": [], + "bbox": [ + 267, + 147, + 733, + 375 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "interact with other objects, and be partly or entirely occluded. Additionally, the background can have distractor motions, which can lead to ambiguous groupings and segmentations. Second, unlike the appearance stream where there is a consistency of texture and colour over the video, video constancy is not guaranteed in flow fields. This makes it challenging to establish long-term correlations and build object permanence, which can be crucial in tracking objects over time.", + "bbox": [ + 212, + 577, + 787, + 667 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, to address the drawbacks of flow, we incorporate temporally-consistent appearance information by using a two-stream approach [20,23,66] for the task of object discovery, segmentation, and tracking in videos. The motion stream (flow) is used for object discovery, while the appearance stream is used for maintaining consistency in segmentation and tracking, leveraging long-term correlations that arise from the persistence of appearance.", + "bbox": [ + 212, + 671, + 787, + 762 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Our approach is depicted in Figure 1 and consists of two stages. In the first stage, we use an off-the-shelf flow-based motion segmentation model, OCLR [82]. As noted above, the flow can be used to discover moving objects (and has little Sim2Real gap), but this is as far as OCLR-flow can go - the model generates proposals for segmentation masks in each frame, but these vary in quality due to", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 269, + 114, + 351, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "indistinct and partially occluded object motion. Appearance can give stronger segmentations, yet faces a significant Sim2Real gap. The novelty in this paper lies in our solution to this problem - \"How can appearance information be used to improve flow-based segmentation?\" - with three distinct innovations that form the second stage of the approach: (i) we propose a sequence-level mask selection mechanism, with DINO features [10] employed for establishing temporal consistency; (ii) the selected masks (that we treat as exemplars) support mask correction, where we employ a combination of direct mask supervision and motion-initialised semantic reconstruction for each frame; (iii) a self-supervised adaptation technique is introduced to effectively address the Sim2Real gap (that has some similarities with [75]). This selection-correction procedure enables accurate mask predictions under complex motion scenarios, including partial object motion, background distraction, object articulation, and interaction, etc.", + "bbox": [ + 212, + 146, + 787, + 340 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, we make the following five contributions:", + "bbox": [ + 212, + 343, + 607, + 357 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. We introduce a sequence-level selection mechanism designed to globally identify exemplar object masks from flow-based segmentation predictions over a long temporal range.", + "2. We propose an object-centric mask correction network that incorporates both local (i.e., short-term) and global (i.e., exemplar) information into motion-initialised object queries. Additionally, we investigate a unique loss formulation that combines direct mask supervision with motion-aware semantic reconstruction.", + "3. We follow a Sim2Real training procedure that relies on zero human annotation: The framework is synthetically pre-trained, followed by a self-supervised training scheme designed for simple yet effective domain adaptation to real-world video sequences.", + "4. Our model is evaluated on multiple motion segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59, demonstrating competitive performance on single-object segmentation, while significantly outperforming existing approaches under challenging multi-object scenarios.", + "5. In further exploration, we use our video-level predictions as prompts for the Segment Anything Model (SAM) [35]. This reveals that the object-centric consistency surpasses direct per-frame segmentation, also highlighting the complementary improvements that SAM could bring to our results." + ], + "bbox": [ + 222, + 366, + 784, + 665 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 688, + 387, + 704 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Motion Segmentation aims to discover and segment objects from motion cues in videos. Many prior works [33,56,68,81] approach this problem by clustering pixels based on similar motion patterns; Other studies [5,6,49,52] apply different motion models to explain the composition of optical flows and yield segmentation predictions. Innovations in model architectures [15,70,71] and training strategies [86] also lead to significant progress in motion segmentation accuracy. Yang et al. [84] apply the Slot Attention mechanism [45] to reconstruct optical flows based on object slots. Lamdouar et al. [40] and Xie et al. [82] explore a Sim2Real", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 256, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "protocol to train a Transformer-based architecture that aggregates flow information in a temporally consistent manner.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Recent research [2, 20, 88] has also focused on incorporating appearance information with motion cues. Choudhury et al. [14] and Ponimatkin et al. [58] leverage spectral clustering on appearance features to improve segmentation accuracy. DyStaB [85] trains dynamic and static models via an iterative bootstrapping strategy. Our method follows a similar two-stream idea and targets a more challenging multi-object motion scenario.", + "bbox": [ + 212, + 178, + 785, + 268 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Video Object Segmentation (VOS) focuses on obtaining pixel-level masks of one or multiple salient objects in videos. As defined by several benchmark datasets [9, 57], video object segmentation tasks can be further divided into two main protocols, namely semi-supervised VOS [10, 29, 38, 39, 53, 74, 76] and unsupervised VOS [12, 42, 46, 47, 73]. The former provides first-frame ground-truth annotation and aims to recover segmentation masks for the remaining frames, while the latter automatically discovers and tracks salient objects from raw videos. Albeit referred to as \"unsupervised\", some previous studies rely on models that are pre-trained using manual labels, whereas our proposed method does not rely on any human annotations.", + "bbox": [ + 212, + 271, + 787, + 422 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Sequence-Level Frame Selection aims to pick the most informative frames from a video sequence, enhancing efficiency in downstream applications. This idea is widely explored across various computer vision domains, including action recognition [59, 60, 93], video retrieval [7, 91], etc. In video segmentation, BubbleNet [27] employs this mechanism to select a single RGB frame that initiates mask propagation for semi-supervised VOS, while Yin et al. [89] extends this idea to interactive VOS. Wu et al. [80] introduce a Memory Selection Network for memory-based mask propagation. Recent studies [4, 16, 37] also utilise temporal selection to propose key frames for efficient segmentation annotations. Unlike prior works that focus on RGB frame selections via confidence score estimations, our selection network regards error map predictions as a proxy task to guide the exemplar mask selection for each object.", + "bbox": [ + 212, + 425, + 787, + 607 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Two-Stream Approaches. The idea originates from the two-stream hypothesis in neuroscience [24,54,62], which suggests that the human visual cortex processes high temporal frequency motion information in the dorsal stream, and slower temporal frequency appearance information in the ventral stream. This two-stream (motion & appearance) approach has been successfully applied to tasks such as action recognition [22, 23, 48, 66] and VOS [20, 44, 53, 85, 87, 90, 92].", + "bbox": [ + 212, + 608, + 785, + 700 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Object-Centric Representation decomposes complex scenes as objects (and the background components) based on reconstruction cues. Recently, unsupervised object-centric representation learning for both static scenes [3, 8, 18, 19, 25, 26] and videos [28, 32, 36] has drawn increasing research interest. Slot Attention [45] proposes a fixed number of slots that compete for explaining parts of the input image through an iterative binding process. This idea is later widely adopted in video object representation learning [17, 31, 34, 72, 79].", + "bbox": [ + 212, + 700, + 785, + 808 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Early unsupervised object-centric learning research mainly focuses on synthetic datasets, while more recent works achieve object segmentation and track-", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 271, + 114, + 351, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "ing on real-world videos. Fan et al. [21] and Aydemir et al. [1] achieve an object-centric video representation by employing reconstruction of the self-supervised visual features, thereby extending the method of Seitzer et al. [63] from real-world images to videos.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Appearance-Based Selection and Correction", + "text_level": 1, + "bbox": [ + 214, + 229, + 676, + 247 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given an off-the-shelf multi-object motion segmentation model, we aim to refine the imperfect predictions from flow-only signals, by exploiting the temporal consistency in video appearance streams.", + "bbox": [ + 212, + 261, + 782, + 306 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Problem Scenario", + "text_level": 1, + "bbox": [ + 214, + 328, + 408, + 342 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We begin with a video sequence of $T$ frames and their corresponding optical flow, denoted as $\\mathcal{V}_{\\mathrm{rgb}} = \\{I_1,I_2,\\dots ,I_T\\}$ and $\\mathcal{V}_{\\mathrm{flow}} = \\{F_1,F_2,\\dots ,F_T\\}$ , respectively. We adopt OCLR-flow [82] as an off-the-shelf multi-object discovery model, that takes in optical flow as input and outputs multi-object segmentation across different frames. The model is defined as follows:", + "bbox": [ + 212, + 353, + 784, + 428 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\varPhi_ {\\mathrm {O C L R - f l o w}} (\\mathcal {V} _ {\\mathrm {f l o w}}) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 362, + 439, + 784, + 458 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "$\\hat{\\mathcal{M}}_i^k \\in \\mathbb{R}^{H \\times W \\times 1}$ represents the flow-predicted segmentation mask for the $k^{\\text{th}}$ object in frame $i$ , where $H$ and $W$ denote the height and width of the output mask. The masks with the same superscript either correspond to a unique object along the video sequence (i.e., tracking one object), or are empty.", + "bbox": [ + 212, + 465, + 782, + 527 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our goal is to refine motion segmentation by leveraging the video appearance stream, specifically, it involves selecting a set of high-quality exemplar segmentation masks and refining them by exploiting the temporal consistency in the appearance stream. To achieve this, we use the flow-predicted masks as a given prior and apply the following model:", + "bbox": [ + 212, + 527, + 782, + 603 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\{\\tilde {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\tilde {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\Phi_ {\\text {c o r r e c t o r}} \\circ \\Phi_ {\\text {s e l e c t o r}} \\left(\\mathcal {V} _ {\\text {R G B}}; \\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K}\\right) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 261, + 628, + 784, + 647 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\tilde{\\mathcal{M}}_i^k\\in \\mathbb{R}^{H\\times W\\times 1}$ denotes the refined mask output for the $k^{\\mathrm{th}}$ object in frame $i$ . The selection network $(\\varPhi_{\\mathrm{selection}})$ is applied to identify high-quality exemplar masks, followed by a correction network $(\\varPhi_{\\mathrm{corrector}})$ to conduct further mask refinements.", + "bbox": [ + 212, + 656, + 782, + 717 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Appearance-Based Mask Selection", + "text_level": 1, + "bbox": [ + 214, + 739, + 545, + 755 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We propose a mask selector that takes the flow-predicted masks and RGB frames as inputs, to identify a set of high-quality exemplar masks independently for each object $k$ . Formally,", + "bbox": [ + 212, + 765, + 782, + 810 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\left(\\hat {\\mathcal {E}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {E}} _ {T} ^ {k}\\right) = \\Phi_ {\\text {s e l e c t o r}} \\left(\\mathcal {V} _ {\\mathrm {R G B}}; \\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k}\\right) \\longrightarrow \\left(\\hat {\\mathcal {M}} _ {e 1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {e t} ^ {k}\\right) \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 269, + 821, + 782, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 254, + 114, + 730, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/c47d31661eb10bcf81349a3fc43327dfcba0ca93c9037083094132ed8d56d23b.jpg", + "image_caption": [ + "Fig. 2: Appearance-based mask selection. Left: The mask selector takes in RGB frames, DINO features, and flow-predicted masks, generating three-channel error maps for each object (in this case the standing person). The error maps are used to select the exemplar masks for each object. The false positive (FP) channel highlights the over-segmented areas (the dog), while the false negative (FN) channel predicts the missing masks (the lower body of the person). The remaining channel encompasses a combination of true positive and true negative $(\\mathrm{TP} + \\mathrm{TN})$ regions, where the flow-predicted masks align accurately with the groundtruth, as indicated by white regions. The groundtruth annotation boundaries (purple contours) are provided for illustration purposes only. Right: Two potential cues underlying the mask selection process: (i) temporal consistency of mask shapes across consecutive frames, and and (ii) the consistency of semantic content - the mask (including all its parts) should only correspond to one semantic class." + ], + "image_footnote": [], + "bbox": [ + 225, + 143, + 776, + 260 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\hat{\\mathcal{E}}_1^k,\\dots ,\\hat{\\mathcal{E}}_T^k$ are predicted error maps, from which a set of $t$ exemplar masks $\\hat{\\mathcal{M}}_{e1}^{k},\\ldots ,\\hat{\\mathcal{M}}_{et}^{k}$ can be determined for each object by comparing the size of predicted erroneous regions.", + "bbox": [ + 212, + 484, + 784, + 532 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "By considering multiple frames and their associated flow-based mask proposals, the selection procedure is able to employ two potential cues, as illustrated in Figure 2: (i) the temporal consistency between neighbouring masks - objects undergo smooth and continuous changes in position and shape, and the selector can filter out the frames with empty or incomplete masks due to stationary objects (i.e., no flow) or abrupt occlusions; (ii) the consistency of semantic content within each RGB frame - as a high-quality object mask normally corresponds to only one semantic class and this does not switch throughout the video.", + "bbox": [ + 212, + 534, + 787, + 654 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Architecture. Figure 2 illustrates a simple architecture for the mask selector that considers a joint input of RGB frames and flow-predicted masks at all time steps. To incorporate semantic priors, visual features from the frozen DINO ViT [10] are concatenated channel-wise with the CNN-encoded features in the model bottleneck. These DINO features have been shown to be effective for encoding frame-to-frame correspondence [51,64,65,78], and thus enable the transformer to use the two potential cues for the selection. Full-resolution error maps are obtained from a UNet-like upsampling process, where the original RGB frames help by providing sharp boundaries.", + "bbox": [ + 212, + 657, + 787, + 792 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Training Objective. In contrast to prior approaches [27, 89] that directly compute confidence scores, we task the selector to predict an error map, i.e., the difference map between the input flow-predicted mask and the groundtruth seg-", + "bbox": [ + 212, + 794, + 787, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/422ac0eda57d8e74adaa54c11fd847be10af9796462d1421cb27b333a8ae5db6.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 256, + 148, + 738, + 271 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/e421b5b65e97784e6244457f79ec752d99eed39d3c8fe048a16c6fd1cf1c7472.jpg", + "image_caption": [ + "Fig. 3: Appearance-based mask corrector. The object-centric architecture first utilises the exemplar mask information to initialise independent object queries. The transformer decoder module then refines the query vectors with two cross-attention layers using dense target frame features for one, and exemplar information for the other. There are two major outputs: (i) the refined queries are spatially broadcast and projected to recover DINO features in target frames, and (ii) the cross-attention maps between queries and target frame DINO features are extracted, followed by a CNN-based upsampling module to yield final refined masks. Note, \"Exemplar mask frames\" refer to frames from which the exemplar masks are selected. For illustration, we present exemplar masks for different objects in the same frame. However, in practice, different objects may have distinct sets of exemplar mask frames." + ], + "image_footnote": [], + "bbox": [ + 251, + 275, + 421, + 340 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/71be99374571c32e2944e26786287e457778383093efa4ba28f9cf5cb0f8c1f7.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 428, + 276, + 750, + 339 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "mentation, as an intermediate result. Specifically, for each frame $i$ , the prediction $\\hat{\\mathcal{E}}_i \\in \\mathbb{R}^{H \\times W \\times 3}$ consists of three channels corresponding to the false positive (FP), false negative (FN) and a combination of true positive and true negative (TP + TN) regions. We train the mask selector by applying a binary cross-entropy loss on each of the predicted regions:", + "bbox": [ + 212, + 534, + 787, + 609 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {s e l e c t o r}} = \\frac {1}{T} \\sum_ {i = 1} ^ {T} \\left(\\mathcal {L} _ {\\text {b c e}} \\left(\\hat {\\mathcal {E}} _ {i}, \\mathcal {E} _ {i}\\right)\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 387, + 619, + 785, + 661 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The groundtruth error map, $\\mathcal{E}_i$ , is derived from a synthetic video dataset (as will be detailed in Sec. 3.4), which serves as the training data for the model. By comparing the size of erroneous regions (i.e., FP and FN regions) across the sequence, we can compute a score that indicates the mask quality for each frame, and subsequently keep $t$ exemplar masks with high scores for each object.", + "bbox": [ + 212, + 671, + 787, + 748 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Appearance-Based Mask Correction", + "text_level": 1, + "bbox": [ + 214, + 768, + 558, + 784 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Given the high-quality exemplars from the selector, the object-centric corrector aims to refine the flow-predicted object masks across $T$ contiguous target frames of the sequence. This correction process essentially uses strong framewise", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 256, + 114, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "correlations to facilitate generalisation of the sparse exemplar mask information to other (target) frames. Additionally, it recovers the fine-grained details by leveraging the input appearance information and the sharp boundaries in RGB frames and flow-predicted masks. The correction can be written as:", + "bbox": [ + 212, + 146, + 787, + 207 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\{\\tilde {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\tilde {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\varPhi_ {\\mathrm {c o r r e c t o r}} (\\mathcal {V} _ {\\mathrm {R G B}}; \\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k}; \\hat {\\mathcal {M}} _ {e 1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {e t} ^ {k} \\} _ {k = 1} ^ {K}) (5)\n$$\n", + "text_format": "latex", + "bbox": [ + 232, + 229, + 785, + 250 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\tilde{\\mathcal{M}}_i^k$ refers to the refined mask for the $k^{\\mathrm{th}}$ object at frame $i$ .", + "bbox": [ + 214, + 268, + 692, + 285 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In overview, a variant of a transformer decoder is used, as illustrated in Figure 3. A query vector is provided for each object, initialised from the exemplar masks for that object, and subsequently the object query vectors are jointly processed, and attend to the target and exemplar mask frames to establish temporal correlations in the visual stream. Again, DINO features are used to enable semantic grouping and temporal correspondence. In the following, we give more details for each element of this architecture.", + "bbox": [ + 212, + 290, + 787, + 396 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Query Initialisation. Foreground object-wise query vectors $(q_{\\mathrm{obj}} \\in \\mathbb{R}^{K \\times D})$ are initialised from the visual features for the set of exemplar mask frames, by weighted pooling the dense feature maps with the exemplar masks along both spatial and temporal dimensions. An additional set of $K_{\\mathrm{bg}}$ learnable embedding vectors $(q_{\\mathrm{bg}} \\in \\mathbb{R}^{K_{\\mathrm{bg}} \\times D})$ models the background regions. As a result, there are a total of $K + K_{\\mathrm{bg}}$ query vectors to represent the entire video scene. To account for the temporal dimension in videos, we broadcast these query vectors to $T$ target frames, leading to a total of $(K + K_{\\mathrm{bg}}) \\times T$ initialised query vectors, i.e., $q \\in \\mathbb{R}^{(K + K_{\\mathrm{bg}}) \\times T \\times D}$ .", + "bbox": [ + 212, + 400, + 787, + 537 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Transformer Module. Once initialised, the queries $q$ undergo iterative refinements through a series of transformer-like layers, with two differences to the standard transformer decoder: (i) we insert an additional multi-head cross-attention layer; (ii) we apply a Slot-Attention-like mechanism [45] within each cross-attention module, encouraging competition between foreground objects and background regions.", + "bbox": [ + 212, + 542, + 787, + 633 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In the first cross-attention layer, the query vectors attend to the visual features of all adjacent target frames, whereas in the second cross-attention layer, the key and value entries are generated by combining exemplar masks with the visual features of corresponding frames. These layers enable the incorporation of short-term local information and global exemplar information, respectively.", + "bbox": [ + 212, + 638, + 787, + 714 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Refined Mask Outputs. Following a similar idea to [11, 82], we extract the cross-attention maps between query vectors and visual features of target frames from the last layer of the transformer module. Notably, we only retain the attention maps that are associated with $K$ foreground object queries. These filtered attention maps are then upsampled by a CNN decoder to yield refined masks $\\{\\tilde{\\mathcal{M}}_1^k,\\dots ,\\tilde{\\mathcal{M}}_T^k\\}_{k = 1}^K$ . During the upsampling process, information of flow-predicted masks and object appearances in target frames are passed through a lightweight CNN encoder, acting as skip layers for fine-grained feature compensation.", + "bbox": [ + 214, + 719, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 271, + 114, + 351, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Mask Prediction Loss. At training time, we apply both binary cross-entropy loss and boundary loss (adopted from [82]) on the resultant refined masks", + "bbox": [ + 215, + 146, + 782, + 176 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\text {m a s k}} = \\frac {1}{K T} \\sum_ {i = 1} ^ {T} \\sum_ {k = 1} ^ {K} \\left(\\lambda_ {\\text {b c e}} L _ {\\text {b c e}} \\left(\\tilde {\\mathcal {M}} _ {i} ^ {k}, \\mathcal {M} _ {i} ^ {k}\\right) + \\lambda_ {\\text {b o u n d}} L _ {\\text {b o u n d}} \\left(\\tilde {\\mathcal {M}} _ {i} ^ {k}, \\mathcal {M} _ {i} ^ {k}\\right)\\right) \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 245, + 186, + 784, + 224 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "with $\\lambda_{\\mathrm{bce}}$ , $\\lambda_{\\mathrm{bound}}$ denoting weight factors. The groundtruth segmentation masks $\\{\\mathcal{M}_i^k\\}$ are provided by synthetic video sequences, as will be detailed in Sec. 3.4.", + "bbox": [ + 215, + 232, + 782, + 261 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Feature Reconstruction Loss. In addition to direct supervision, we incorporate feature reconstruction as an auxiliary task. Specifically, the output query vectors from the transformer module are spatially broadcast and projected by MLP layers to reconstruct the DINO feature maps $d$ of input frames. This reconstruction process is inspired from [63, 84], where the feature predictions by each query $\\hat{d}^k$ are linearly combined, weighted by the predicted alpha channels $\\hat{\\alpha}^k$ , i.e., $\\hat{d} = \\sum_{k} \\hat{\\alpha}^k \\hat{d}^k$ .", + "bbox": [ + 215, + 263, + 784, + 367 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The overall loss for this feature reconstruction process is averaged over all target frames:", + "bbox": [ + 215, + 368, + 782, + 397 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\text {f e a t - r e c o n}} = \\frac {1}{T} \\sum_ {i = 1} ^ {T} \\left(\\lambda_ {\\text {r e c o n}} \\mathrm {M S E} \\left(\\hat {d} _ {i}, d _ {i}\\right) + \\frac {1}{K} \\sum_ {k = 1} ^ {K} \\lambda_ {\\text {a l p h a}} L _ {\\text {b c e}} \\left(\\hat {\\alpha} _ {i} ^ {k}, \\alpha_ {i} ^ {k}\\right)\\right) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 264, + 407, + 782, + 446 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where the first term (weighted by $\\lambda_{\\mathrm{recon}}$ ) denotes an unsupervised feature reconstruction loss, and the second term (weighted by $\\lambda_{\\mathrm{alpha}}$ ) corresponds to a supervised alpha channel prediction loss. This supervision signal is only applied to the alpha masks generated from foreground object queries, with the groundtruth $\\{\\alpha_i^k\\}$ obtained by downsampling the groundtruth segmentation masks $\\{\\mathcal{M}_i^k\\}$ .", + "bbox": [ + 215, + 454, + 782, + 529 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Sim2Real Training Procedure", + "text_level": 1, + "bbox": [ + 215, + 547, + 504, + 563 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Training proceeds in two steps: first, the selector and corrector are pre-trained with synthetic videos; and second, a self-supervised adaptation process is used to bridge the domain gap to real-world videos. Both steps are described below. Notably, this entire training process does not require any manual annotations.", + "bbox": [ + 215, + 570, + 782, + 630 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Pre-training on Synthetic Videos. We adopt the simple simulation engine proposed by [82] to generate synthetic training video sequences with RGB frames, optical flows and groundtruth annotations.", + "bbox": [ + 215, + 650, + 782, + 694 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Synthetic Training of Mask Selector. Given one synthetic video sequence, we feed its optical flows into the OCLR-flow multi-object motion segmentation model, to yield flow-predicted masks as the selector inputs. The groundtruth error maps for training (as introduced in Eq. 4) can be obtained by comparing the flow-predicted masks with groundtruth segmentation maps.", + "bbox": [ + 215, + 696, + 782, + 768 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Synthetic Training of Mask Corrector. By combining loss functions introduced in the refined mask prediction (Eq. 6) and feature reconstruction (Eq. 7) processes, the overall loss for training the mask corrector is", + "bbox": [ + 215, + 771, + 782, + 815 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\text {c o r r e c t o r}} = \\lambda_ {\\text {m a s k}} L _ {\\text {m a s k}} + \\lambda_ {\\text {f e a t - r e c o n}} L _ {\\text {f e a t - r e c o n}} \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 343, + 825, + 782, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 256, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\lambda_{\\mathrm{mask}}$ and $\\lambda_{\\mathrm{feat-recon}}$ are corresponding weight factors, and the supervision is provided by the groundtruth annotations in the synthetic sequences.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Both the selector and corrector models, trained on synthetic data, are able to generalise to real-world videos, as will be demonstrated in our ablation analysis.", + "bbox": [ + 212, + 176, + 784, + 207 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Self-Supervised Adaptation to Real-World Videos. The Sim2Real domain gap is mitigated by self-supervised training on target real-world datasets. Specifically, for each real-world video dataset, we first employ our synthetically-trained selection-correction model to generate segmentation masks starting from the OCLR-flow proposals. The resultant masks are then treated as pseudolabeling to fine-tune the mask corrector and the OCLR-flow segmentation model. We provide more details on each fine-tuning process below, and verify the effectiveness of each stage via ablation analysis in the Supp. Mat.", + "bbox": [ + 212, + 229, + 782, + 349 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Adapting the Mask Correction Model. The overall loss for fine-tuning remains the same as for synthetic training (Eq. 8). However, for adaptation, the refined masks generated by the synthetically-trained corrector (i.e., $\\{\\tilde{\\mathcal{M}}_i^k\\}$ ) are treated as pseudo-GT, and become the target masks in the loss. Note that, we only apply pseudo-labeling at the frames where exemplar masks present due to their high quality. Apart from the self-supervised training at the dataset level, we also employ a test-time per-sequence adaptation to further boost the performance. A detailed description is given in the Supp. Mat.", + "bbox": [ + 212, + 351, + 784, + 469 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Adapting the Flow Segmentation Model. Similarly, the OCLR-flow model (which is also originally trained only on synthetic data) is adapted to real-world videos by fine-tuning with the pseudo-GT provided by the refined segmentation masks $\\{\\tilde{\\mathcal{M}}_i^k\\}$ . This adapts the model to complex real-world flow inputs, consequently reducing Sim2Real domain gap.", + "bbox": [ + 212, + 470, + 784, + 545 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The updated flow-predicted masks can then form the basis for a further appearance-based selector-corrector refinement. In principle, it would be possible to repeat this refinement-adaptation process. However, in practice, we find that one round of adaptation is sufficient and there is little gain in iterating further.", + "bbox": [ + 212, + 547, + 784, + 606 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 214, + 631, + 375, + 648 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Datasets and Metrics", + "text_level": 1, + "bbox": [ + 214, + 662, + 437, + 676 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Training Dataset. To pre-train our models, we use a synthetic dataset generated by the simple pipeline introduced in [82], where motions of multiple object sprites (i.e., shapes with random textures) are simulated on a common moving background across time. Each sequence contains 1 to 3 moving sprites, with information such as RGB frames, optical flows, groundtruth modal and amodal annotations provided.", + "bbox": [ + 212, + 688, + 784, + 777 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Multi-Object Benchmark. We adopt the DAVIS2017-motion dataset (short form \"DAVIS17-m\") that is proposed in [82] with jointly moving objects reannotated. We further formulate a YouTubeVOS2018-motion dataset (short form \"YTVOS18-m\"), which is a subset of YTVOS18 [83], containing 120 sequences", + "bbox": [ + 212, + 779, + 784, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 271, + 114, + 351, + 126 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "with one or more dominant moving objects. Visualisations of multi-object sequences can be found in Figure 4. Additional information regarding this new benchmark is provided in the Supp. Mat.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Single-Object Benchmark. We report performance on popular single-object video segmentation benchmarks including DAVIS2016 [57], SegTrackv2 [41] and FBMS-59 [55]. Though some sequences in SegTrackv2 and FBMS-59 consist of multiple objects, we follow the common practice [30, 86] and group foreground objects as a whole for later evaluation.", + "bbox": [ + 212, + 191, + 785, + 267 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Evaluation Metrics. We benchmark our single object video segmentation performance using region similarity $(\\mathcal{I})$ . For multi-object video segmentation, we additionally report the contour similarity $(\\mathcal{F})$ [50].", + "bbox": [ + 214, + 267, + 785, + 313 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Implementation Details", + "text_level": 1, + "bbox": [ + 214, + 333, + 455, + 348 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "For pre-processing, we apply RAFT [69] to estimate optical flow with frame gaps $\\pm 1$ (except for FBMS and YTVOS18-m with frame gaps $\\pm 3$ owing to relatively slow video motions). All optical flows and RGB frame inputs are resized to $128 \\times 224$ . The motion segmentation model proposes $K = 3$ objects for each sequence, from which $t = 10$ exemplar masks are selected for each object. Also, we use self-supervised pre-trained DINO transformers [10], ViT-S/16 for mask selector, ViT-S/8 for corrector, resulting in DINO feature resolutions $8 \\times 14$ and $16 \\times 28$ , respectively. As a final post-processing step, we apply Conditional Random Field (CRF) segmentation to further refine the output masks. We refer the reader to the Supp. Mat. for more details regarding the model architecture, training settings, and inference time analysis.", + "bbox": [ + 212, + 357, + 787, + 523 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Multiple Object Video Segmentation", + "text_level": 1, + "bbox": [ + 214, + 544, + 565, + 559 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison to Unsupervised Models. Table 1 compares the performance of our motion segmentation model against several baselines on unsupervised video object segmentation benchmarks. Interestingly, most prior baseline methods exhibit degraded performance on the YTVOS18-m dataset compared to the DAVIS17-m dataset. This is understandable, as the former dataset involves more complicated motion patterns, posing difficulties for motion-based segmentation. However, our method effectively handles this problem and demonstrates superior performance on both benchmark datasets.", + "bbox": [ + 212, + 568, + 787, + 686 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Our findings are further supported by comprehensive ablation studies provided in the Supp. Mat. These studies verify our hyperparameter choices (e.g., the number of exemplar masks) and architectural designs (e.g., the choice of self-supervised features) during the synthetic training phase. Moreover, we detail how various self-supervised adaptation stages contribute to the overall performance.", + "bbox": [ + 212, + 689, + 787, + 763 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison to the Segment Anything Model (SAM) [35]. Recent studies highlight SAM as a robust general segmentor with diverse prompt options. To assess its efficacy for refining flow-based segmentation, we prompt SAM with masks predicted by the OCLR-flow model in a per-frame manner. As shown in Table 1, the resultant refinements (OCLR-flow + SAM) are not as effective", + "bbox": [ + 212, + 763, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 256, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/864f688c1abfe8bd558508e5a1acf2496cbde9479a0293b3b678646835a403fa.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ModelModel settingsYTVOS18-mDAVIS17-m
VOSH.A.RGBFlowInput Res.J&F↑J↑F↑J&F↑J↑F↑
\\( ^\\dagger \\)MG [84]un-sup.✘✘✓128 × 22433.337.029.635.838.433.2
OCLR-flow [82]un-sup.✘✘✓128 × 22445.346.544.155.154.555.7
Safadoust et al. [61]un-sup.✘✓✘128 × 224---59.259.359.2
OCLR-TTA [82]un-sup.✘✓✓480 × 85450.652.748.664.465.263.6
\\( ^\\dagger \\)VideoCutLER [77]un-sup.✘✓✘480 × 85457.059.055.157.357.457.2
Oursun-sup.✘✓✓128 × 22465.267.163.266.267.065.4
OCLR-flow [82] + SAM [35]un-sup.✓✓✓576 × 102458.557.060.064.262.066.4
Ours + SAM [35]un-sup.✓✓✓576 × 102470.671.170.271.570.972.1
\\( ^\\dagger \\)CorrFlow [39]semi-sup.✘✓✘480 × 85455.260.050.454.054.253.7
\\( ^\\dagger \\)UVC [43]semi-sup.✘✓✘480 × 85466.970.463.465.566.264.7
\\( ^\\dagger \\)CRW [29]semi-sup.✘✓✘480 × 85472.975.570.473.472.974.1
\\( ^\\dagger \\)DINO [10]semi-sup.✘✓✘480 × 85475.476.674.378.777.779.6
", + "bbox": [ + 225, + 143, + 782, + 303 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 1: Quantitative comparison on multi-object video segmentation benchmarks. \"H.A.\" indicates that human annotations are involved during training. $\\dagger$ denotes that we reproduce the results on the benchmark datasets using the official code released by the original authors. In the semi-supervised setting, the first-frame ground-truth annotation is provided.", + "bbox": [ + 212, + 303, + 787, + 375 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/906e009a98276a10b925ed76d77735e00bc6e003ce5bc629ab56773e21689c44.jpg", + "image_caption": [ + "Fig. 4: Qualitative comparison on multi-object video segmentation benchmarks, including YTVOS18-m (left) and DAVIS17-m (right)." + ], + "image_footnote": [], + "bbox": [ + 238, + 406, + 769, + 627 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "as the refinements provided by our selection-correction model (Ours), owing to the limited utilisation of temporal consistency in the former approach. On the other hand, prompting SAM with masks predicted by our model does lead to improvements (Ours + SAM). This demonstrates that the SAM-based refinement is complementary to our method built on the persistence of appearance streams. Visualisations of SAM-based refinements are given in the Supp. Mat.", + "bbox": [ + 212, + 700, + 787, + 792 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparison to Semi-Supervised Models. Table 1 also includes a list of existing semi-supervised methods that were re-run on motion segmentation benchmarks for reference. Interestingly, the issue of stationary frames in YTVOS18-", + "bbox": [ + 212, + 794, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 271, + 114, + 351, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/c96067f9117f7c7e0784248bf9f4dae22ca5f9c97236a9e4b058e8023eff6c8f.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ModelModel settingsDAVIS16J↑STv2J↑FBMS59J↑
H.A.RGBFlowInput Res.
MG [84]✘✘✓128 × 22468.358.653.1
\\( ^‡ \\)OCLR-flow [82]✘✘✓128 × 22472.167.670.0
DS [88]✘✓✓240 × 42679.172.171.8
DystaB [85]✘✓✓192 × 38480.074.273.2
GWM [14]✘✓✘128 × 22480.778.978.4
\\( ^‡ \\)OCLR-TTA [82]✘✓✓480 × 85480.972.372.7
LOCATE [67]✘✓✘480 × 84880.979.968.8
\\( ^‡ \\)Ours✘✓✓128 × 22481.176.681.9
OCLR-flow [82] + SAM [35]✓✓✓576 × 102480.671.579.2
MATNet [92]✓✓✓473 × 47382.450.476.1
DystaB [85]✓✓✓192 × 38482.874.275.8
Ours + SAM [35]✓✓✓576 × 102486.681.385.7
DPA [13]✓✓✓512 × 51287.1-81.0
", + "bbox": [ + 223, + 143, + 779, + 306 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 2: Quantitative comparison on single object video segmentation benchmarks. \"H.A.\" indicates that human annotations are involved during training. $\\ddagger$ corresponds to methods that rely on human-label-free supervision on synthetic data.", + "bbox": [ + 215, + 308, + 782, + 349 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "m actually benefits semi-supervised tasks, as objects that move infrequently are easier to track using first-frame ground truth. Despite this advantage, our unsupervised-VOS method still achieves competitive results compared to some semi-supervised-VOS baselines.", + "bbox": [ + 217, + 393, + 784, + 452 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Qualitative Results. Figure 4 presents visualisations of multi-object sequences with complex flow signals. It is evident that the method relying solely on flow inputs (i.e., OCLR-flow) sometimes fails to extract object shapes from static flow fields and articulated motion signals. OCLR-TTA addresses this issue by using RGB-based dense mask propagations, but still struggles with completing the shape of objects, such as the large white tiger in the first column. In contrast, our method accurately recovers object segmentation even under extreme motion scenarios, thanks to its object-centric representation and reconstruction-based scene clustering.", + "bbox": [ + 217, + 454, + 785, + 589 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.4 Single Object Video Segmentation", + "text_level": 1, + "bbox": [ + 217, + 614, + 542, + 630 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We also summarise our performance on various single-object segmentation benchmarks. These comparisons with other self-supervised approaches are considered reasonable since both setups rely on unsupervised learning schemes on targeted data distributions, and no manual annotations are used during the training process. While our method is not specialised for the task of single object segmentation, as demonstrated in Table 2, it still achieves the top performance on two out of three datasets among methods that do not use human annotations. It does less well on the SegTrack dataset since the low-quality sequences (that have watermarks and video compression artefacts) result in noisy flow estimates that compromise our performance.", + "bbox": [ + 217, + 643, + 785, + 792 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Furthermore, applying per-frame SAM to refine mask predictions, gives noticeable improvements, and leads to the top or matching performance among supervised methods. Figure 5 provides corresponding visualisations on single-", + "bbox": [ + 217, + 795, + 785, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 256, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/bd30df8c0447961840aa28868b830da391326b80fcbfc32cc45157c63b24373a.jpg", + "image_caption": [ + "Fig. 5: Qualitative comparison on single object video segmentation benchmarks, including DAVIS16 (left), SegTrackv2 (middle), and FBMS-59 (right)." + ], + "image_footnote": [], + "bbox": [ + 228, + 147, + 777, + 303 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "object benchmarks. Similar to the multi-object case, our method exhibits outstanding competence in handling challenging motion situations.", + "bbox": [ + 212, + 375, + 784, + 405 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Discussion", + "text_level": 1, + "bbox": [ + 215, + 428, + 354, + 444 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we introduce an appearance-based refinement method to address inaccuracies in flow-predicted masks. Our approach involves synthetic pretraining, followed by self-supervised adaptation to real-world videos, without relying on any human annotations. By formulating a new motion segmentation benchmark, we have demonstrated the efficacy of our method in handling complicated motion patterns such as moving objects that are motionless for a time, environment motions, multi-object interactions, etc.", + "bbox": [ + 212, + 460, + 784, + 566 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Instead of pursuing an end-to-end design, we have explored the potential of employing multiple stages: flow-based mask proposals, appearance-based mask selection, and appearance-based mask correction, with each stage utilising a lightweight interpretable model. More importantly, this approach allows us to efficiently harness the advantages of both flow and appearance modalities: the object discovery and accurate boundary information from optical flow; and the temporal consistency observed in appearance streams.", + "bbox": [ + 212, + 566, + 785, + 672 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Nevertheless, some limitations have also been revealed under extremely complex motion scenarios: First, when a significant majority of problematic flow-predicted masks are present (e.g., due to a large proportion of stationary frames in the sequence), selecting meaningful exemplar masks becomes challenging, consequently affecting the correction process. This problem could be potentially mitigated by incorporating additional appearance priors into the flow-based proposal stage. Second, the adopted frozen DINO ViT mainly encodes semantic-level information, which could result in difficulties in discerning entangled objects with similar appearances at the instance level. This highlights a possible research direction, aiming to develop instance-level appearance representations by leveraging flow-predicted information in complex multi-object scenes.", + "bbox": [ + 212, + 672, + 785, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. Xie et al.", + "bbox": [ + 271, + 114, + 352, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research is supported by a Clarendon Scholarship, the UK EPSRC Programme Grant VisualAI (EP/T028572/1), and a Royal Society Research Professorship RP\\R1\\191132.", + "bbox": [ + 212, + 176, + 785, + 223 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 247, + 321, + 263 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Aydemir, G., Xie, W., Güney, F.: Self-supervised object-centric learning for videos. In: NeurIPS (2023)", + "2. Bao, Z., Tokmakov, P., Jabri, A., Wang, Y.X., Gaidon, A., Hebert, M.: Discovering objects that can move. In: CVPR (2022)", + "3. 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In: CVPR (2016)" + ], + "bbox": [ + 215, + 146, + 784, + 479 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Appearance-based Refinement for Object-Centric Motion Segmentation", + "bbox": [ + 256, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_model.json b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_model.json new file mode 100644 index 0000000000000000000000000000000000000000..bb0a33d5a62ac3ca30b395091c64fbd547b046e6 --- /dev/null +++ b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_model.json @@ -0,0 +1,2845 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.29, + 0.142, + 0.713, + 0.187 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.302, + 0.213, + 0.7, + 0.228 + ], + "angle": 0, + "content": "Junyu Xie\\(^{1}\\), Weidi Xie\\(^{1,2}\\), and Andrew Zisserman\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.241, + 0.24, + 0.761, + 0.284 + ], + "angle": 0, + "content": "Visual Geometry Group, Dept. of Engineering Science, University of Oxford \n2 CMIC, Shanghai Jiao Tong University \n{jyx, weidi, az}@robots.ox.ac.uk" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.322, + 0.74, + 0.585 + ], + "angle": 0, + "content": "Abstract. The goal of this paper is to discover, segment, and track independently moving objects in complex visual scenes. Previous approaches have explored the use of optical flow for motion segmentation, leading to imperfect predictions due to partial motion, background distraction, and object articulations and interactions. To address this issue, we introduce an appearance-based refinement method that leverages temporal consistency in video streams to correct inaccurate flow-based proposals. Our approach involves a sequence-level selection mechanism that identifies accurate flow-predicted masks as exemplars, and an object-centric architecture that refines problematic masks based on exemplar information. The model is pre-trained on synthetic data and then adapted to real-world videos in a self-supervised manner, eliminating the need for human annotations. Its performance is evaluated on multiple video segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59. We achieve competitive performance on single-object segmentation, while significantly outperforming existing models on the more challenging problem of multi-object segmentation. Finally, we investigate the benefits of using our model as a prompt for the per-frame Segment Anything Model." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.6, + 0.694, + 0.614 + ], + "angle": 0, + "content": "Keywords: Motion Segmentation \\(\\cdot\\) Video Object Segmentation" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.641, + 0.377, + 0.657 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.78 + ], + "angle": 0, + "content": "Given a video of a complex visual scene, we consider the task of discovering, segmenting and tracking the independently moving objects. Recent approaches for this task have built on two key advantages of optical flow inputs [40,82,84,86]. First, segmentation masks can be directly obtained from discontinuities in the flow field; Second, optical flow eliminates the domain gap between synthetic and real videos, making it possible to train models on synthetic sequences and apply them directly to real sequences without incurring a significant Sim2Real penalty." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "While optical flow has these advantages, there are also some drawbacks to relying solely on flow. First, multi-object motion patterns in real-world videos are complex - they can include objects that have no motion relative to the camera in some frames (and so no discontinuities), and objects can be articulated, can" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "image", + "bbox": [ + 0.269, + 0.148, + 0.734, + 0.376 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.39, + 0.788, + 0.543 + ], + "angle": 0, + "content": "Fig. 1: Overview of our multi-object motion segmentation method. The method starts with proposing object masks based on optical flow inputs (i.e., flow-based proposals), followed by an appearance-based refinement of flow-predicted masks. The latter stage relies on a selection-correction procedure, where high-quality exemplar masks are selected to guide the correction of other masks. Mask selection involves picking high-quality proposal masks based on both temporal coherence across mask shapes and semantic consistency with object appearances. Mask correction involves using the selected masks (the exemplars) to guide an appearance-based mask correction process in an object-centric model. The success of the method can be seen in the bottom row where correct segmentation masks are predicted, overcoming the deficiencies of the flow-predicted masks in Stage 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.578, + 0.788, + 0.669 + ], + "angle": 0, + "content": "interact with other objects, and be partly or entirely occluded. Additionally, the background can have distractor motions, which can lead to ambiguous groupings and segmentations. Second, unlike the appearance stream where there is a consistency of texture and colour over the video, video constancy is not guaranteed in flow fields. This makes it challenging to establish long-term correlations and build object permanence, which can be crucial in tracking objects over time." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.788, + 0.763 + ], + "angle": 0, + "content": "In this paper, to address the drawbacks of flow, we incorporate temporally-consistent appearance information by using a two-stream approach [20,23,66] for the task of object discovery, segmentation, and tracking in videos. The motion stream (flow) is used for object discovery, while the appearance stream is used for maintaining consistency in segmentation and tracking, leveraging long-term correlations that arise from the persistence of appearance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Our approach is depicted in Figure 1 and consists of two stages. In the first stage, we use an off-the-shelf flow-based motion segmentation model, OCLR [82]. As noted above, the flow can be used to discover moving objects (and has little Sim2Real gap), but this is as far as OCLR-flow can go - the model generates proposals for segmentation masks in each frame, but these vary in quality due to" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.257, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.342 + ], + "angle": 0, + "content": "indistinct and partially occluded object motion. Appearance can give stronger segmentations, yet faces a significant Sim2Real gap. The novelty in this paper lies in our solution to this problem - \"How can appearance information be used to improve flow-based segmentation?\" - with three distinct innovations that form the second stage of the approach: (i) we propose a sequence-level mask selection mechanism, with DINO features [10] employed for establishing temporal consistency; (ii) the selected masks (that we treat as exemplars) support mask correction, where we employ a combination of direct mask supervision and motion-initialised semantic reconstruction for each frame; (iii) a self-supervised adaptation technique is introduced to effectively address the Sim2Real gap (that has some similarities with [75]). This selection-correction procedure enables accurate mask predictions under complex motion scenarios, including partial object motion, background distraction, object articulation, and interaction, etc." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.344, + 0.608, + 0.358 + ], + "angle": 0, + "content": "In summary, we make the following five contributions:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.367, + 0.785, + 0.41 + ], + "angle": 0, + "content": "1. We introduce a sequence-level selection mechanism designed to globally identify exemplar object masks from flow-based segmentation predictions over a long temporal range." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.412, + 0.785, + 0.484 + ], + "angle": 0, + "content": "2. We propose an object-centric mask correction network that incorporates both local (i.e., short-term) and global (i.e., exemplar) information into motion-initialised object queries. Additionally, we investigate a unique loss formulation that combines direct mask supervision with motion-aware semantic reconstruction." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.487, + 0.785, + 0.544 + ], + "angle": 0, + "content": "3. We follow a Sim2Real training procedure that relies on zero human annotation: The framework is synthetically pre-trained, followed by a self-supervised training scheme designed for simple yet effective domain adaptation to real-world video sequences." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.547, + 0.785, + 0.605 + ], + "angle": 0, + "content": "4. Our model is evaluated on multiple motion segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59, demonstrating competitive performance on single-object segmentation, while significantly outperforming existing approaches under challenging multi-object scenarios." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.607, + 0.785, + 0.666 + ], + "angle": 0, + "content": "5. In further exploration, we use our video-level predictions as prompts for the Segment Anything Model (SAM) [35]. This reveals that the object-centric consistency surpasses direct per-frame segmentation, also highlighting the complementary improvements that SAM could bring to our results." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.367, + 0.785, + 0.666 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.689, + 0.388, + 0.705 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Motion Segmentation aims to discover and segment objects from motion cues in videos. Many prior works [33,56,68,81] approach this problem by clustering pixels based on similar motion patterns; Other studies [5,6,49,52] apply different motion models to explain the composition of optical flows and yield segmentation predictions. Innovations in model architectures [15,70,71] and training strategies [86] also lead to significant progress in motion segmentation accuracy. Yang et al. [84] apply the Slot Attention mechanism [45] to reconstruct optical flows based on object slots. Lamdouar et al. [40] and Xie et al. [82] explore a Sim2Real" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "protocol to train a Transformer-based architecture that aggregates flow information in a temporally consistent manner." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.179, + 0.787, + 0.27 + ], + "angle": 0, + "content": "Recent research [2, 20, 88] has also focused on incorporating appearance information with motion cues. Choudhury et al. [14] and Ponimatkin et al. [58] leverage spectral clustering on appearance features to improve segmentation accuracy. DyStaB [85] trains dynamic and static models via an iterative bootstrapping strategy. Our method follows a similar two-stream idea and targets a more challenging multi-object motion scenario." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.272, + 0.788, + 0.424 + ], + "angle": 0, + "content": "Video Object Segmentation (VOS) focuses on obtaining pixel-level masks of one or multiple salient objects in videos. As defined by several benchmark datasets [9, 57], video object segmentation tasks can be further divided into two main protocols, namely semi-supervised VOS [10, 29, 38, 39, 53, 74, 76] and unsupervised VOS [12, 42, 46, 47, 73]. The former provides first-frame ground-truth annotation and aims to recover segmentation masks for the remaining frames, while the latter automatically discovers and tracks salient objects from raw videos. Albeit referred to as \"unsupervised\", some previous studies rely on models that are pre-trained using manual labels, whereas our proposed method does not rely on any human annotations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.426, + 0.788, + 0.608 + ], + "angle": 0, + "content": "Sequence-Level Frame Selection aims to pick the most informative frames from a video sequence, enhancing efficiency in downstream applications. This idea is widely explored across various computer vision domains, including action recognition [59, 60, 93], video retrieval [7, 91], etc. In video segmentation, BubbleNet [27] employs this mechanism to select a single RGB frame that initiates mask propagation for semi-supervised VOS, while Yin et al. [89] extends this idea to interactive VOS. Wu et al. [80] introduce a Memory Selection Network for memory-based mask propagation. Recent studies [4, 16, 37] also utilise temporal selection to propose key frames for efficient segmentation annotations. Unlike prior works that focus on RGB frame selections via confidence score estimations, our selection network regards error map predictions as a proxy task to guide the exemplar mask selection for each object." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.787, + 0.701 + ], + "angle": 0, + "content": "Two-Stream Approaches. The idea originates from the two-stream hypothesis in neuroscience [24,54,62], which suggests that the human visual cortex processes high temporal frequency motion information in the dorsal stream, and slower temporal frequency appearance information in the ventral stream. This two-stream (motion & appearance) approach has been successfully applied to tasks such as action recognition [22, 23, 48, 66] and VOS [20, 44, 53, 85, 87, 90, 92]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.702, + 0.787, + 0.809 + ], + "angle": 0, + "content": "Object-Centric Representation decomposes complex scenes as objects (and the background components) based on reconstruction cues. Recently, unsupervised object-centric representation learning for both static scenes [3, 8, 18, 19, 25, 26] and videos [28, 32, 36] has drawn increasing research interest. Slot Attention [45] proposes a fixed number of slots that compete for explaining parts of the input image through an iterative binding process. This idea is later widely adopted in video object representation learning [17, 31, 34, 72, 79]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Early unsupervised object-centric learning research mainly focuses on synthetic datasets, while more recent works achieve object segmentation and track-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.256, + 0.115, + 0.731, + 0.131 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "ing on real-world videos. Fan et al. [21] and Aydemir et al. [1] achieve an object-centric video representation by employing reconstruction of the self-supervised visual features, thereby extending the method of Seitzer et al. [63] from real-world images to videos." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.231, + 0.677, + 0.248 + ], + "angle": 0, + "content": "3 Appearance-Based Selection and Correction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.262, + 0.784, + 0.307 + ], + "angle": 0, + "content": "Given an off-the-shelf multi-object motion segmentation model, we aim to refine the imperfect predictions from flow-only signals, by exploiting the temporal consistency in video appearance streams." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.329, + 0.409, + 0.343 + ], + "angle": 0, + "content": "3.1 Problem Scenario" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.354, + 0.785, + 0.429 + ], + "angle": 0, + "content": "We begin with a video sequence of \\(T\\) frames and their corresponding optical flow, denoted as \\(\\mathcal{V}_{\\mathrm{rgb}} = \\{I_1,I_2,\\dots ,I_T\\}\\) and \\(\\mathcal{V}_{\\mathrm{flow}} = \\{F_1,F_2,\\dots ,F_T\\}\\), respectively. We adopt OCLR-flow [82] as an off-the-shelf multi-object discovery model, that takes in optical flow as input and outputs multi-object segmentation across different frames. The model is defined as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.364, + 0.44, + 0.785, + 0.459 + ], + "angle": 0, + "content": "\\[\n\\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\varPhi_ {\\mathrm {O C L R - f l o w}} (\\mathcal {V} _ {\\mathrm {f l o w}}) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.467, + 0.784, + 0.528 + ], + "angle": 0, + "content": "\\(\\hat{\\mathcal{M}}_i^k \\in \\mathbb{R}^{H \\times W \\times 1}\\) represents the flow-predicted segmentation mask for the \\(k^{\\text{th}}\\) object in frame \\(i\\), where \\(H\\) and \\(W\\) denote the height and width of the output mask. The masks with the same superscript either correspond to a unique object along the video sequence (i.e., tracking one object), or are empty." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.529, + 0.784, + 0.604 + ], + "angle": 0, + "content": "Our goal is to refine motion segmentation by leveraging the video appearance stream, specifically, it involves selecting a set of high-quality exemplar segmentation masks and refining them by exploiting the temporal consistency in the appearance stream. To achieve this, we use the flow-predicted masks as a given prior and apply the following model:" + }, + { + "type": "equation", + "bbox": [ + 0.262, + 0.63, + 0.785, + 0.648 + ], + "angle": 0, + "content": "\\[\n\\{\\tilde {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\tilde {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\Phi_ {\\text {c o r r e c t o r}} \\circ \\Phi_ {\\text {s e l e c t o r}} \\left(\\mathcal {V} _ {\\text {R G B}}; \\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K}\\right) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.784, + 0.718 + ], + "angle": 0, + "content": "where \\(\\tilde{\\mathcal{M}}_i^k\\in \\mathbb{R}^{H\\times W\\times 1}\\) denotes the refined mask output for the \\(k^{\\mathrm{th}}\\) object in frame \\(i\\). The selection network \\((\\varPhi_{\\mathrm{selection}})\\) is applied to identify high-quality exemplar masks, followed by a correction network \\((\\varPhi_{\\mathrm{corrector}})\\) to conduct further mask refinements." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.741, + 0.547, + 0.756 + ], + "angle": 0, + "content": "3.2 Appearance-Based Mask Selection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.784, + 0.811 + ], + "angle": 0, + "content": "We propose a mask selector that takes the flow-predicted masks and RGB frames as inputs, to identify a set of high-quality exemplar masks independently for each object \\( k \\). Formally," + }, + { + "type": "equation", + "bbox": [ + 0.271, + 0.823, + 0.784, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\left(\\hat {\\mathcal {E}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {E}} _ {T} ^ {k}\\right) = \\Phi_ {\\text {s e l e c t o r}} \\left(\\mathcal {V} _ {\\mathrm {R G B}}; \\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k}\\right) \\longrightarrow \\left(\\hat {\\mathcal {M}} _ {e 1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {e t} ^ {k}\\right) \\tag {3}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.145, + 0.777, + 0.261 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.272, + 0.788, + 0.452 + ], + "angle": 0, + "content": "Fig. 2: Appearance-based mask selection. Left: The mask selector takes in RGB frames, DINO features, and flow-predicted masks, generating three-channel error maps for each object (in this case the standing person). The error maps are used to select the exemplar masks for each object. The false positive (FP) channel highlights the over-segmented areas (the dog), while the false negative (FN) channel predicts the missing masks (the lower body of the person). The remaining channel encompasses a combination of true positive and true negative \\((\\mathrm{TP} + \\mathrm{TN})\\) regions, where the flow-predicted masks align accurately with the groundtruth, as indicated by white regions. The groundtruth annotation boundaries (purple contours) are provided for illustration purposes only. Right: Two potential cues underlying the mask selection process: (i) temporal consistency of mask shapes across consecutive frames, and and (ii) the consistency of semantic content - the mask (including all its parts) should only correspond to one semantic class." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.485, + 0.785, + 0.534 + ], + "angle": 0, + "content": "where \\(\\hat{\\mathcal{E}}_1^k,\\dots ,\\hat{\\mathcal{E}}_T^k\\) are predicted error maps, from which a set of \\(t\\) exemplar masks \\(\\hat{\\mathcal{M}}_{e1}^{k},\\ldots ,\\hat{\\mathcal{M}}_{et}^{k}\\) can be determined for each object by comparing the size of predicted erroneous regions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.655 + ], + "angle": 0, + "content": "By considering multiple frames and their associated flow-based mask proposals, the selection procedure is able to employ two potential cues, as illustrated in Figure 2: (i) the temporal consistency between neighbouring masks - objects undergo smooth and continuous changes in position and shape, and the selector can filter out the frames with empty or incomplete masks due to stationary objects (i.e., no flow) or abrupt occlusions; (ii) the consistency of semantic content within each RGB frame - as a high-quality object mask normally corresponds to only one semantic class and this does not switch throughout the video." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.788, + 0.793 + ], + "angle": 0, + "content": "Architecture. Figure 2 illustrates a simple architecture for the mask selector that considers a joint input of RGB frames and flow-predicted masks at all time steps. To incorporate semantic priors, visual features from the frozen DINO ViT [10] are concatenated channel-wise with the CNN-encoded features in the model bottleneck. These DINO features have been shown to be effective for encoding frame-to-frame correspondence [51,64,65,78], and thus enable the transformer to use the two potential cues for the selection. Full-resolution error maps are obtained from a UNet-like upsampling process, where the original RGB frames help by providing sharp boundaries." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Training Objective. In contrast to prior approaches [27, 89] that directly compute confidence scores, we task the selector to predict an error map, i.e., the difference map between the input flow-predicted mask and the groundtruth seg-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.257, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.257, + 0.15, + 0.74, + 0.272 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.253, + 0.276, + 0.422, + 0.341 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.429, + 0.277, + 0.751, + 0.34 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.352, + 0.788, + 0.504 + ], + "angle": 0, + "content": "Fig. 3: Appearance-based mask corrector. The object-centric architecture first utilises the exemplar mask information to initialise independent object queries. The transformer decoder module then refines the query vectors with two cross-attention layers using dense target frame features for one, and exemplar information for the other. There are two major outputs: (i) the refined queries are spatially broadcast and projected to recover DINO features in target frames, and (ii) the cross-attention maps between queries and target frame DINO features are extracted, followed by a CNN-based upsampling module to yield final refined masks. Note, \"Exemplar mask frames\" refer to frames from which the exemplar masks are selected. For illustration, we present exemplar masks for different objects in the same frame. However, in practice, different objects may have distinct sets of exemplar mask frames." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.788, + 0.61 + ], + "angle": 0, + "content": "mentation, as an intermediate result. Specifically, for each frame \\(i\\), the prediction \\(\\hat{\\mathcal{E}}_i \\in \\mathbb{R}^{H \\times W \\times 3}\\) consists of three channels corresponding to the false positive (FP), false negative (FN) and a combination of true positive and true negative (TP + TN) regions. We train the mask selector by applying a binary cross-entropy loss on each of the predicted regions:" + }, + { + "type": "equation", + "bbox": [ + 0.388, + 0.621, + 0.787, + 0.662 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {s e l e c t o r}} = \\frac {1}{T} \\sum_ {i = 1} ^ {T} \\left(\\mathcal {L} _ {\\text {b c e}} \\left(\\hat {\\mathcal {E}} _ {i}, \\mathcal {E} _ {i}\\right)\\right) \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.788, + 0.749 + ], + "angle": 0, + "content": "The groundtruth error map, \\(\\mathcal{E}_i\\), is derived from a synthetic video dataset (as will be detailed in Sec. 3.4), which serves as the training data for the model. By comparing the size of erroneous regions (i.e., FP and FN regions) across the sequence, we can compute a score that indicates the mask quality for each frame, and subsequently keep \\(t\\) exemplar masks with high scores for each object." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.77, + 0.56, + 0.785 + ], + "angle": 0, + "content": "3.3 Appearance-Based Mask Correction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Given the high-quality exemplars from the selector, the object-centric corrector aims to refine the flow-predicted object masks across \\( T \\) contiguous target frames of the sequence. This correction process essentially uses strong framewise" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.128 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "correlations to facilitate generalisation of the sparse exemplar mask information to other (target) frames. Additionally, it recovers the fine-grained details by leveraging the input appearance information and the sharp boundaries in RGB frames and flow-predicted masks. The correction can be written as:" + }, + { + "type": "equation", + "bbox": [ + 0.233, + 0.23, + 0.786, + 0.25 + ], + "angle": 0, + "content": "\\[\n\\{\\tilde {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\tilde {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\varPhi_ {\\mathrm {c o r r e c t o r}} (\\mathcal {V} _ {\\mathrm {R G B}}; \\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k}; \\hat {\\mathcal {M}} _ {e 1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {e t} ^ {k} \\} _ {k = 1} ^ {K}) (5)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.27, + 0.694, + 0.286 + ], + "angle": 0, + "content": "where \\(\\tilde{\\mathcal{M}}_i^k\\) refers to the refined mask for the \\(k^{\\mathrm{th}}\\) object at frame \\(i\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.291, + 0.789, + 0.397 + ], + "angle": 0, + "content": "In overview, a variant of a transformer decoder is used, as illustrated in Figure 3. A query vector is provided for each object, initialised from the exemplar masks for that object, and subsequently the object query vectors are jointly processed, and attend to the target and exemplar mask frames to establish temporal correlations in the visual stream. Again, DINO features are used to enable semantic grouping and temporal correspondence. In the following, we give more details for each element of this architecture." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.401, + 0.789, + 0.538 + ], + "angle": 0, + "content": "Query Initialisation. Foreground object-wise query vectors \\((q_{\\mathrm{obj}} \\in \\mathbb{R}^{K \\times D})\\) are initialised from the visual features for the set of exemplar mask frames, by weighted pooling the dense feature maps with the exemplar masks along both spatial and temporal dimensions. An additional set of \\(K_{\\mathrm{bg}}\\) learnable embedding vectors \\((q_{\\mathrm{bg}} \\in \\mathbb{R}^{K_{\\mathrm{bg}} \\times D})\\) models the background regions. As a result, there are a total of \\(K + K_{\\mathrm{bg}}\\) query vectors to represent the entire video scene. To account for the temporal dimension in videos, we broadcast these query vectors to \\(T\\) target frames, leading to a total of \\((K + K_{\\mathrm{bg}}) \\times T\\) initialised query vectors, i.e., \\(q \\in \\mathbb{R}^{(K + K_{\\mathrm{bg}}) \\times T \\times D}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.543, + 0.789, + 0.634 + ], + "angle": 0, + "content": "Transformer Module. Once initialised, the queries \\(q\\) undergo iterative refinements through a series of transformer-like layers, with two differences to the standard transformer decoder: (i) we insert an additional multi-head cross-attention layer; (ii) we apply a Slot-Attention-like mechanism [45] within each cross-attention module, encouraging competition between foreground objects and background regions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.639, + 0.789, + 0.715 + ], + "angle": 0, + "content": "In the first cross-attention layer, the query vectors attend to the visual features of all adjacent target frames, whereas in the second cross-attention layer, the key and value entries are generated by combining exemplar masks with the visual features of corresponding frames. These layers enable the incorporation of short-term local information and global exemplar information, respectively." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.72, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Refined Mask Outputs. Following a similar idea to [11, 82], we extract the cross-attention maps between query vectors and visual features of target frames from the last layer of the transformer module. Notably, we only retain the attention maps that are associated with \\(K\\) foreground object queries. These filtered attention maps are then upsampled by a CNN decoder to yield refined masks \\(\\{\\tilde{\\mathcal{M}}_1^k,\\dots ,\\tilde{\\mathcal{M}}_T^k\\}_{k = 1}^K\\). During the upsampling process, information of flow-predicted masks and object appearances in target frames are passed through a lightweight CNN encoder, acting as skip layers for fine-grained feature compensation." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.257, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "Mask Prediction Loss. At training time, we apply both binary cross-entropy loss and boundary loss (adopted from [82]) on the resultant refined masks" + }, + { + "type": "equation", + "bbox": [ + 0.246, + 0.187, + 0.785, + 0.226 + ], + "angle": 0, + "content": "\\[\nL _ {\\text {m a s k}} = \\frac {1}{K T} \\sum_ {i = 1} ^ {T} \\sum_ {k = 1} ^ {K} \\left(\\lambda_ {\\text {b c e}} L _ {\\text {b c e}} \\left(\\tilde {\\mathcal {M}} _ {i} ^ {k}, \\mathcal {M} _ {i} ^ {k}\\right) + \\lambda_ {\\text {b o u n d}} L _ {\\text {b o u n d}} \\left(\\tilde {\\mathcal {M}} _ {i} ^ {k}, \\mathcal {M} _ {i} ^ {k}\\right)\\right) \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.233, + 0.784, + 0.262 + ], + "angle": 0, + "content": "with \\(\\lambda_{\\mathrm{bce}}\\), \\(\\lambda_{\\mathrm{bound}}\\) denoting weight factors. The groundtruth segmentation masks \\(\\{\\mathcal{M}_i^k\\}\\) are provided by synthetic video sequences, as will be detailed in Sec. 3.4." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.264, + 0.785, + 0.368 + ], + "angle": 0, + "content": "Feature Reconstruction Loss. In addition to direct supervision, we incorporate feature reconstruction as an auxiliary task. Specifically, the output query vectors from the transformer module are spatially broadcast and projected by MLP layers to reconstruct the DINO feature maps \\(d\\) of input frames. This reconstruction process is inspired from [63, 84], where the feature predictions by each query \\(\\hat{d}^k\\) are linearly combined, weighted by the predicted alpha channels \\(\\hat{\\alpha}^k\\), i.e., \\(\\hat{d} = \\sum_{k} \\hat{\\alpha}^k \\hat{d}^k\\)." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.369, + 0.784, + 0.398 + ], + "angle": 0, + "content": "The overall loss for this feature reconstruction process is averaged over all target frames:" + }, + { + "type": "equation", + "bbox": [ + 0.266, + 0.408, + 0.784, + 0.447 + ], + "angle": 0, + "content": "\\[\nL _ {\\text {f e a t - r e c o n}} = \\frac {1}{T} \\sum_ {i = 1} ^ {T} \\left(\\lambda_ {\\text {r e c o n}} \\mathrm {M S E} \\left(\\hat {d} _ {i}, d _ {i}\\right) + \\frac {1}{K} \\sum_ {k = 1} ^ {K} \\lambda_ {\\text {a l p h a}} L _ {\\text {b c e}} \\left(\\hat {\\alpha} _ {i} ^ {k}, \\alpha_ {i} ^ {k}\\right)\\right) \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.455, + 0.784, + 0.53 + ], + "angle": 0, + "content": "where the first term (weighted by \\(\\lambda_{\\mathrm{recon}}\\)) denotes an unsupervised feature reconstruction loss, and the second term (weighted by \\(\\lambda_{\\mathrm{alpha}}\\)) corresponds to a supervised alpha channel prediction loss. This supervision signal is only applied to the alpha masks generated from foreground object queries, with the groundtruth \\(\\{\\alpha_i^k\\}\\) obtained by downsampling the groundtruth segmentation masks \\(\\{\\mathcal{M}_i^k\\}\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.549, + 0.506, + 0.564 + ], + "angle": 0, + "content": "3.4 Sim2Real Training Procedure" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.571, + 0.784, + 0.631 + ], + "angle": 0, + "content": "Training proceeds in two steps: first, the selector and corrector are pre-trained with synthetic videos; and second, a self-supervised adaptation process is used to bridge the domain gap to real-world videos. Both steps are described below. Notably, this entire training process does not require any manual annotations." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.651, + 0.784, + 0.695 + ], + "angle": 0, + "content": "Pre-training on Synthetic Videos. We adopt the simple simulation engine proposed by [82] to generate synthetic training video sequences with RGB frames, optical flows and groundtruth annotations." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.697, + 0.784, + 0.77 + ], + "angle": 0, + "content": "Synthetic Training of Mask Selector. Given one synthetic video sequence, we feed its optical flows into the OCLR-flow multi-object motion segmentation model, to yield flow-predicted masks as the selector inputs. The groundtruth error maps for training (as introduced in Eq. 4) can be obtained by comparing the flow-predicted masks with groundtruth segmentation maps." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.772, + 0.784, + 0.816 + ], + "angle": 0, + "content": "Synthetic Training of Mask Corrector. By combining loss functions introduced in the refined mask prediction (Eq. 6) and feature reconstruction (Eq. 7) processes, the overall loss for training the mask corrector is" + }, + { + "type": "equation", + "bbox": [ + 0.344, + 0.827, + 0.784, + 0.841 + ], + "angle": 0, + "content": "\\[\nL _ {\\text {c o r r e c t o r}} = \\lambda_ {\\text {m a s k}} L _ {\\text {m a s k}} + \\lambda_ {\\text {f e a t - r e c o n}} L _ {\\text {f e a t - r e c o n}} \\tag {8}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "where \\(\\lambda_{\\mathrm{mask}}\\) and \\(\\lambda_{\\mathrm{feat-recon}}\\) are corresponding weight factors, and the supervision is provided by the groundtruth annotations in the synthetic sequences." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.785, + 0.208 + ], + "angle": 0, + "content": "Both the selector and corrector models, trained on synthetic data, are able to generalise to real-world videos, as will be demonstrated in our ablation analysis." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.23, + 0.784, + 0.35 + ], + "angle": 0, + "content": "Self-Supervised Adaptation to Real-World Videos. The Sim2Real domain gap is mitigated by self-supervised training on target real-world datasets. Specifically, for each real-world video dataset, we first employ our synthetically-trained selection-correction model to generate segmentation masks starting from the OCLR-flow proposals. The resultant masks are then treated as pseudolabeling to fine-tune the mask corrector and the OCLR-flow segmentation model. We provide more details on each fine-tuning process below, and verify the effectiveness of each stage via ablation analysis in the Supp. Mat." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.352, + 0.785, + 0.47 + ], + "angle": 0, + "content": "Adapting the Mask Correction Model. The overall loss for fine-tuning remains the same as for synthetic training (Eq. 8). However, for adaptation, the refined masks generated by the synthetically-trained corrector (i.e., \\(\\{\\tilde{\\mathcal{M}}_i^k\\}\\)) are treated as pseudo-GT, and become the target masks in the loss. Note that, we only apply pseudo-labeling at the frames where exemplar masks present due to their high quality. Apart from the self-supervised training at the dataset level, we also employ a test-time per-sequence adaptation to further boost the performance. A detailed description is given in the Supp. Mat." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.472, + 0.785, + 0.546 + ], + "angle": 0, + "content": "Adapting the Flow Segmentation Model. Similarly, the OCLR-flow model (which is also originally trained only on synthetic data) is adapted to real-world videos by fine-tuning with the pseudo-GT provided by the refined segmentation masks \\(\\{\\tilde{\\mathcal{M}}_i^k\\}\\). This adapts the model to complex real-world flow inputs, consequently reducing Sim2Real domain gap." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.548, + 0.785, + 0.607 + ], + "angle": 0, + "content": "The updated flow-predicted masks can then form the basis for a further appearance-based selector-corrector refinement. In principle, it would be possible to repeat this refinement-adaptation process. However, in practice, we find that one round of adaptation is sufficient and there is little gain in iterating further." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.632, + 0.376, + 0.649 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.664, + 0.438, + 0.678 + ], + "angle": 0, + "content": "4.1 Datasets and Metrics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.785, + 0.779 + ], + "angle": 0, + "content": "Training Dataset. To pre-train our models, we use a synthetic dataset generated by the simple pipeline introduced in [82], where motions of multiple object sprites (i.e., shapes with random textures) are simulated on a common moving background across time. Each sequence contains 1 to 3 moving sprites, with information such as RGB frames, optical flows, groundtruth modal and amodal annotations provided." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Multi-Object Benchmark. We adopt the DAVIS2017-motion dataset (short form \"DAVIS17-m\") that is proposed in [82] with jointly moving objects reannotated. We further formulate a YouTubeVOS2018-motion dataset (short form \"YTVOS18-m\"), which is a subset of YTVOS18 [83], containing 120 sequences" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.257, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "with one or more dominant moving objects. Visualisations of multi-object sequences can be found in Figure 4. Additional information regarding this new benchmark is provided in the Supp. Mat." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.787, + 0.268 + ], + "angle": 0, + "content": "Single-Object Benchmark. We report performance on popular single-object video segmentation benchmarks including DAVIS2016 [57], SegTrackv2 [41] and FBMS-59 [55]. Though some sequences in SegTrackv2 and FBMS-59 consist of multiple objects, we follow the common practice [30, 86] and group foreground objects as a whole for later evaluation." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.268, + 0.787, + 0.314 + ], + "angle": 0, + "content": "Evaluation Metrics. We benchmark our single object video segmentation performance using region similarity \\((\\mathcal{I})\\). For multi-object video segmentation, we additionally report the contour similarity \\((\\mathcal{F})\\) [50]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.334, + 0.457, + 0.349 + ], + "angle": 0, + "content": "4.2 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.358, + 0.788, + 0.525 + ], + "angle": 0, + "content": "For pre-processing, we apply RAFT [69] to estimate optical flow with frame gaps \\(\\pm 1\\) (except for FBMS and YTVOS18-m with frame gaps \\(\\pm 3\\) owing to relatively slow video motions). All optical flows and RGB frame inputs are resized to \\(128 \\times 224\\). The motion segmentation model proposes \\(K = 3\\) objects for each sequence, from which \\(t = 10\\) exemplar masks are selected for each object. Also, we use self-supervised pre-trained DINO transformers [10], ViT-S/16 for mask selector, ViT-S/8 for corrector, resulting in DINO feature resolutions \\(8 \\times 14\\) and \\(16 \\times 28\\), respectively. As a final post-processing step, we apply Conditional Random Field (CRF) segmentation to further refine the output masks. We refer the reader to the Supp. Mat. for more details regarding the model architecture, training settings, and inference time analysis." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.545, + 0.566, + 0.56 + ], + "angle": 0, + "content": "4.3 Multiple Object Video Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.788, + 0.688 + ], + "angle": 0, + "content": "Comparison to Unsupervised Models. Table 1 compares the performance of our motion segmentation model against several baselines on unsupervised video object segmentation benchmarks. Interestingly, most prior baseline methods exhibit degraded performance on the YTVOS18-m dataset compared to the DAVIS17-m dataset. This is understandable, as the former dataset involves more complicated motion patterns, posing difficulties for motion-based segmentation. However, our method effectively handles this problem and demonstrates superior performance on both benchmark datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Our findings are further supported by comprehensive ablation studies provided in the Supp. Mat. These studies verify our hyperparameter choices (e.g., the number of exemplar masks) and architectural designs (e.g., the choice of self-supervised features) during the synthetic training phase. Moreover, we detail how various self-supervised adaptation stages contribute to the overall performance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Comparison to the Segment Anything Model (SAM) [35]. Recent studies highlight SAM as a robust general segmentor with diverse prompt options. To assess its efficacy for refining flow-based segmentation, we prompt SAM with masks predicted by the OCLR-flow model in a per-frame manner. As shown in Table 1, the resultant refinements (OCLR-flow + SAM) are not as effective" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.352, + 0.127 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.144, + 0.784, + 0.304 + ], + "angle": 0, + "content": "
ModelModel settingsYTVOS18-mDAVIS17-m
VOSH.A.RGBFlowInput Res.J&F↑J↑F↑J&F↑J↑F↑
\\( ^\\dagger \\)MG [84]un-sup.✘✘✓128 × 22433.337.029.635.838.433.2
OCLR-flow [82]un-sup.✘✘✓128 × 22445.346.544.155.154.555.7
Safadoust et al. [61]un-sup.✘✓✘128 × 224---59.259.359.2
OCLR-TTA [82]un-sup.✘✓✓480 × 85450.652.748.664.465.263.6
\\( ^\\dagger \\)VideoCutLER [77]un-sup.✘✓✘480 × 85457.059.055.157.357.457.2
Oursun-sup.✘✓✓128 × 22465.267.163.266.267.065.4
OCLR-flow [82] + SAM [35]un-sup.✓✓✓576 × 102458.557.060.064.262.066.4
Ours + SAM [35]un-sup.✓✓✓576 × 102470.671.170.271.570.972.1
\\( ^\\dagger \\)CorrFlow [39]semi-sup.✘✓✘480 × 85455.260.050.454.054.253.7
\\( ^\\dagger \\)UVC [43]semi-sup.✘✓✘480 × 85466.970.463.465.566.264.7
\\( ^\\dagger \\)CRW [29]semi-sup.✘✓✘480 × 85472.975.570.473.472.974.1
\\( ^\\dagger \\)DINO [10]semi-sup.✘✓✘480 × 85475.476.674.378.777.779.6
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.304, + 0.788, + 0.375 + ], + "angle": 0, + "content": "Table 1: Quantitative comparison on multi-object video segmentation benchmarks. \"H.A.\" indicates that human annotations are involved during training. \\(\\dagger\\) denotes that we reproduce the results on the benchmark datasets using the official code released by the original authors. In the semi-supervised setting, the first-frame ground-truth annotation is provided." + }, + { + "type": "image", + "bbox": [ + 0.24, + 0.407, + 0.771, + 0.628 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.64, + 0.788, + 0.671 + ], + "angle": 0, + "content": "Fig. 4: Qualitative comparison on multi-object video segmentation benchmarks, including YTVOS18-m (left) and DAVIS17-m (right)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.702, + 0.788, + 0.794 + ], + "angle": 0, + "content": "as the refinements provided by our selection-correction model (Ours), owing to the limited utilisation of temporal consistency in the former approach. On the other hand, prompting SAM with masks predicted by our model does lead to improvements (Ours + SAM). This demonstrates that the SAM-based refinement is complementary to our method built on the persistence of appearance streams. Visualisations of SAM-based refinements are given in the Supp. Mat." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Comparison to Semi-Supervised Models. Table 1 also includes a list of existing semi-supervised methods that were re-run on motion segmentation benchmarks for reference. Interestingly, the issue of stationary frames in YTVOS18-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.258, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table", + "bbox": [ + 0.225, + 0.144, + 0.781, + 0.308 + ], + "angle": 0, + "content": "
ModelModel settingsDAVIS16J↑STv2J↑FBMS59J↑
H.A.RGBFlowInput Res.
MG [84]✘✘✓128 × 22468.358.653.1
\\( ^‡ \\)OCLR-flow [82]✘✘✓128 × 22472.167.670.0
DS [88]✘✓✓240 × 42679.172.171.8
DystaB [85]✘✓✓192 × 38480.074.273.2
GWM [14]✘✓✘128 × 22480.778.978.4
\\( ^‡ \\)OCLR-TTA [82]✘✓✓480 × 85480.972.372.7
LOCATE [67]✘✓✘480 × 84880.979.968.8
\\( ^‡ \\)Ours✘✓✓128 × 22481.176.681.9
OCLR-flow [82] + SAM [35]✓✓✓576 × 102480.671.579.2
MATNet [92]✓✓✓473 × 47382.450.476.1
DystaB [85]✓✓✓192 × 38482.874.275.8
Ours + SAM [35]✓✓✓576 × 102486.681.385.7
DPA [13]✓✓✓512 × 51287.1-81.0
" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.309, + 0.784, + 0.351 + ], + "angle": 0, + "content": "Table 2: Quantitative comparison on single object video segmentation benchmarks. \"H.A.\" indicates that human annotations are involved during training. \\(\\ddagger\\) corresponds to methods that rely on human-label-free supervision on synthetic data." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.394, + 0.785, + 0.453 + ], + "angle": 0, + "content": "m actually benefits semi-supervised tasks, as objects that move infrequently are easier to track using first-frame ground truth. Despite this advantage, our unsupervised-VOS method still achieves competitive results compared to some semi-supervised-VOS baselines." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.455, + 0.786, + 0.59 + ], + "angle": 0, + "content": "Qualitative Results. Figure 4 presents visualisations of multi-object sequences with complex flow signals. It is evident that the method relying solely on flow inputs (i.e., OCLR-flow) sometimes fails to extract object shapes from static flow fields and articulated motion signals. OCLR-TTA addresses this issue by using RGB-based dense mask propagations, but still struggles with completing the shape of objects, such as the large white tiger in the first column. In contrast, our method accurately recovers object segmentation even under extreme motion scenarios, thanks to its object-centric representation and reconstruction-based scene clustering." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.616, + 0.544, + 0.631 + ], + "angle": 0, + "content": "4.4 Single Object Video Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.644, + 0.786, + 0.794 + ], + "angle": 0, + "content": "We also summarise our performance on various single-object segmentation benchmarks. These comparisons with other self-supervised approaches are considered reasonable since both setups rely on unsupervised learning schemes on targeted data distributions, and no manual annotations are used during the training process. While our method is not specialised for the task of single object segmentation, as demonstrated in Table 2, it still achieves the top performance on two out of three datasets among methods that do not use human annotations. It does less well on the SegTrack dataset since the low-quality sequences (that have watermarks and video compression artefacts) result in noisy flow estimates that compromise our performance." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.796, + 0.786, + 0.84 + ], + "angle": 0, + "content": "Furthermore, applying per-frame SAM to refine mask predictions, gives noticeable improvements, and leads to the top or matching performance among supervised methods. Figure 5 provides corresponding visualisations on single-" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.353, + 0.127 + ], + "angle": 0, + "content": "J. Xie et al." + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.148, + 0.779, + 0.304 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.316, + 0.785, + 0.345 + ], + "angle": 0, + "content": "Fig. 5: Qualitative comparison on single object video segmentation benchmarks, including DAVIS16 (left), SegTrackv2 (middle), and FBMS-59 (right)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.375, + 0.785, + 0.406 + ], + "angle": 0, + "content": "object benchmarks. Similar to the multi-object case, our method exhibits outstanding competence in handling challenging motion situations." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.429, + 0.356, + 0.445 + ], + "angle": 0, + "content": "5 Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.785, + 0.568 + ], + "angle": 0, + "content": "In this paper, we introduce an appearance-based refinement method to address inaccuracies in flow-predicted masks. Our approach involves synthetic pretraining, followed by self-supervised adaptation to real-world videos, without relying on any human annotations. By formulating a new motion segmentation benchmark, we have demonstrated the efficacy of our method in handling complicated motion patterns such as moving objects that are motionless for a time, environment motions, multi-object interactions, etc." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.568, + 0.787, + 0.674 + ], + "angle": 0, + "content": "Instead of pursuing an end-to-end design, we have explored the potential of employing multiple stages: flow-based mask proposals, appearance-based mask selection, and appearance-based mask correction, with each stage utilising a lightweight interpretable model. More importantly, this approach allows us to efficiently harness the advantages of both flow and appearance modalities: the object discovery and accurate boundary information from optical flow; and the temporal consistency observed in appearance streams." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.787, + 0.841 + ], + "angle": 0, + "content": "Nevertheless, some limitations have also been revealed under extremely complex motion scenarios: First, when a significant majority of problematic flow-predicted masks are present (e.g., due to a large proportion of stationary frames in the sequence), selecting meaningful exemplar masks becomes challenging, consequently affecting the correction process. This problem could be potentially mitigated by incorporating additional appearance priors into the flow-based proposal stage. Second, the adopted frozen DINO ViT mainly encodes semantic-level information, which could result in difficulties in discerning entangled objects with similar appearances at the instance level. This highlights a possible research direction, aiming to develop instance-level appearance representations by leveraging flow-predicted information in complex multi-object scenes." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.257, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.786, + 0.224 + ], + "angle": 0, + "content": "This research is supported by a Clarendon Scholarship, the UK EPSRC Programme Grant VisualAI (EP/T028572/1), and a Royal Society Research Professorship RP\\R1\\191132." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.248, + 0.323, + 0.264 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.281, + 0.785, + 0.309 + ], + "angle": 0, + "content": "1. 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In: CVPR (2016)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.481 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_origin.pdf b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..e8f7554cfbfb54f31c655e2451b7b6ac16acb13b --- /dev/null +++ b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/c02b7c68-980c-4ccc-a4e3-55654d414875_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:03f290d74f05e3bde1e7a6c60c6a6aebd6bb982128d18f0ebe42f2cb90a8dd31 +size 4240098 diff --git a/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/full.md b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..26323d269cd119f59174634c204fa02716bafc7f --- /dev/null +++ b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/full.md @@ -0,0 +1,346 @@ +# Appearance-based Refinement for Object-Centric Motion Segmentation + +Junyu Xie $^{1}$ , Weidi Xie $^{1,2}$ , and Andrew Zisserman $^{1}$ + +Visual Geometry Group, Dept. of Engineering Science, University of Oxford +2 CMIC, Shanghai Jiao Tong University +{jyx, weidi, az}@robots.ox.ac.uk + +Abstract. The goal of this paper is to discover, segment, and track independently moving objects in complex visual scenes. Previous approaches have explored the use of optical flow for motion segmentation, leading to imperfect predictions due to partial motion, background distraction, and object articulations and interactions. To address this issue, we introduce an appearance-based refinement method that leverages temporal consistency in video streams to correct inaccurate flow-based proposals. Our approach involves a sequence-level selection mechanism that identifies accurate flow-predicted masks as exemplars, and an object-centric architecture that refines problematic masks based on exemplar information. The model is pre-trained on synthetic data and then adapted to real-world videos in a self-supervised manner, eliminating the need for human annotations. Its performance is evaluated on multiple video segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59. We achieve competitive performance on single-object segmentation, while significantly outperforming existing models on the more challenging problem of multi-object segmentation. Finally, we investigate the benefits of using our model as a prompt for the per-frame Segment Anything Model. + +Keywords: Motion Segmentation $\cdot$ Video Object Segmentation + +# 1 Introduction + +Given a video of a complex visual scene, we consider the task of discovering, segmenting and tracking the independently moving objects. Recent approaches for this task have built on two key advantages of optical flow inputs [40,82,84,86]. First, segmentation masks can be directly obtained from discontinuities in the flow field; Second, optical flow eliminates the domain gap between synthetic and real videos, making it possible to train models on synthetic sequences and apply them directly to real sequences without incurring a significant Sim2Real penalty. + +While optical flow has these advantages, there are also some drawbacks to relying solely on flow. First, multi-object motion patterns in real-world videos are complex - they can include objects that have no motion relative to the camera in some frames (and so no discontinuities), and objects can be articulated, can + +![](images/e08a2235041b9013c6f073d6d2163d445e5062431753ed65b1348df88bb6f8c4.jpg) +Fig. 1: Overview of our multi-object motion segmentation method. The method starts with proposing object masks based on optical flow inputs (i.e., flow-based proposals), followed by an appearance-based refinement of flow-predicted masks. The latter stage relies on a selection-correction procedure, where high-quality exemplar masks are selected to guide the correction of other masks. Mask selection involves picking high-quality proposal masks based on both temporal coherence across mask shapes and semantic consistency with object appearances. Mask correction involves using the selected masks (the exemplars) to guide an appearance-based mask correction process in an object-centric model. The success of the method can be seen in the bottom row where correct segmentation masks are predicted, overcoming the deficiencies of the flow-predicted masks in Stage 1. + +interact with other objects, and be partly or entirely occluded. Additionally, the background can have distractor motions, which can lead to ambiguous groupings and segmentations. Second, unlike the appearance stream where there is a consistency of texture and colour over the video, video constancy is not guaranteed in flow fields. This makes it challenging to establish long-term correlations and build object permanence, which can be crucial in tracking objects over time. + +In this paper, to address the drawbacks of flow, we incorporate temporally-consistent appearance information by using a two-stream approach [20,23,66] for the task of object discovery, segmentation, and tracking in videos. The motion stream (flow) is used for object discovery, while the appearance stream is used for maintaining consistency in segmentation and tracking, leveraging long-term correlations that arise from the persistence of appearance. + +Our approach is depicted in Figure 1 and consists of two stages. In the first stage, we use an off-the-shelf flow-based motion segmentation model, OCLR [82]. As noted above, the flow can be used to discover moving objects (and has little Sim2Real gap), but this is as far as OCLR-flow can go - the model generates proposals for segmentation masks in each frame, but these vary in quality due to + +indistinct and partially occluded object motion. Appearance can give stronger segmentations, yet faces a significant Sim2Real gap. The novelty in this paper lies in our solution to this problem - "How can appearance information be used to improve flow-based segmentation?" - with three distinct innovations that form the second stage of the approach: (i) we propose a sequence-level mask selection mechanism, with DINO features [10] employed for establishing temporal consistency; (ii) the selected masks (that we treat as exemplars) support mask correction, where we employ a combination of direct mask supervision and motion-initialised semantic reconstruction for each frame; (iii) a self-supervised adaptation technique is introduced to effectively address the Sim2Real gap (that has some similarities with [75]). This selection-correction procedure enables accurate mask predictions under complex motion scenarios, including partial object motion, background distraction, object articulation, and interaction, etc. + +In summary, we make the following five contributions: + +1. We introduce a sequence-level selection mechanism designed to globally identify exemplar object masks from flow-based segmentation predictions over a long temporal range. +2. We propose an object-centric mask correction network that incorporates both local (i.e., short-term) and global (i.e., exemplar) information into motion-initialised object queries. Additionally, we investigate a unique loss formulation that combines direct mask supervision with motion-aware semantic reconstruction. +3. We follow a Sim2Real training procedure that relies on zero human annotation: The framework is synthetically pre-trained, followed by a self-supervised training scheme designed for simple yet effective domain adaptation to real-world video sequences. +4. Our model is evaluated on multiple motion segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59, demonstrating competitive performance on single-object segmentation, while significantly outperforming existing approaches under challenging multi-object scenarios. +5. In further exploration, we use our video-level predictions as prompts for the Segment Anything Model (SAM) [35]. This reveals that the object-centric consistency surpasses direct per-frame segmentation, also highlighting the complementary improvements that SAM could bring to our results. + +# 2 Related Work + +Motion Segmentation aims to discover and segment objects from motion cues in videos. Many prior works [33,56,68,81] approach this problem by clustering pixels based on similar motion patterns; Other studies [5,6,49,52] apply different motion models to explain the composition of optical flows and yield segmentation predictions. Innovations in model architectures [15,70,71] and training strategies [86] also lead to significant progress in motion segmentation accuracy. Yang et al. [84] apply the Slot Attention mechanism [45] to reconstruct optical flows based on object slots. Lamdouar et al. [40] and Xie et al. [82] explore a Sim2Real + +protocol to train a Transformer-based architecture that aggregates flow information in a temporally consistent manner. + +Recent research [2, 20, 88] has also focused on incorporating appearance information with motion cues. Choudhury et al. [14] and Ponimatkin et al. [58] leverage spectral clustering on appearance features to improve segmentation accuracy. DyStaB [85] trains dynamic and static models via an iterative bootstrapping strategy. Our method follows a similar two-stream idea and targets a more challenging multi-object motion scenario. + +Video Object Segmentation (VOS) focuses on obtaining pixel-level masks of one or multiple salient objects in videos. As defined by several benchmark datasets [9, 57], video object segmentation tasks can be further divided into two main protocols, namely semi-supervised VOS [10, 29, 38, 39, 53, 74, 76] and unsupervised VOS [12, 42, 46, 47, 73]. The former provides first-frame ground-truth annotation and aims to recover segmentation masks for the remaining frames, while the latter automatically discovers and tracks salient objects from raw videos. Albeit referred to as "unsupervised", some previous studies rely on models that are pre-trained using manual labels, whereas our proposed method does not rely on any human annotations. + +Sequence-Level Frame Selection aims to pick the most informative frames from a video sequence, enhancing efficiency in downstream applications. This idea is widely explored across various computer vision domains, including action recognition [59, 60, 93], video retrieval [7, 91], etc. In video segmentation, BubbleNet [27] employs this mechanism to select a single RGB frame that initiates mask propagation for semi-supervised VOS, while Yin et al. [89] extends this idea to interactive VOS. Wu et al. [80] introduce a Memory Selection Network for memory-based mask propagation. Recent studies [4, 16, 37] also utilise temporal selection to propose key frames for efficient segmentation annotations. Unlike prior works that focus on RGB frame selections via confidence score estimations, our selection network regards error map predictions as a proxy task to guide the exemplar mask selection for each object. + +Two-Stream Approaches. The idea originates from the two-stream hypothesis in neuroscience [24,54,62], which suggests that the human visual cortex processes high temporal frequency motion information in the dorsal stream, and slower temporal frequency appearance information in the ventral stream. This two-stream (motion & appearance) approach has been successfully applied to tasks such as action recognition [22, 23, 48, 66] and VOS [20, 44, 53, 85, 87, 90, 92]. + +Object-Centric Representation decomposes complex scenes as objects (and the background components) based on reconstruction cues. Recently, unsupervised object-centric representation learning for both static scenes [3, 8, 18, 19, 25, 26] and videos [28, 32, 36] has drawn increasing research interest. Slot Attention [45] proposes a fixed number of slots that compete for explaining parts of the input image through an iterative binding process. This idea is later widely adopted in video object representation learning [17, 31, 34, 72, 79]. + +Early unsupervised object-centric learning research mainly focuses on synthetic datasets, while more recent works achieve object segmentation and track- + +ing on real-world videos. Fan et al. [21] and Aydemir et al. [1] achieve an object-centric video representation by employing reconstruction of the self-supervised visual features, thereby extending the method of Seitzer et al. [63] from real-world images to videos. + +# 3 Appearance-Based Selection and Correction + +Given an off-the-shelf multi-object motion segmentation model, we aim to refine the imperfect predictions from flow-only signals, by exploiting the temporal consistency in video appearance streams. + +# 3.1 Problem Scenario + +We begin with a video sequence of $T$ frames and their corresponding optical flow, denoted as $\mathcal{V}_{\mathrm{rgb}} = \{I_1,I_2,\dots ,I_T\}$ and $\mathcal{V}_{\mathrm{flow}} = \{F_1,F_2,\dots ,F_T\}$ , respectively. We adopt OCLR-flow [82] as an off-the-shelf multi-object discovery model, that takes in optical flow as input and outputs multi-object segmentation across different frames. The model is defined as follows: + +$$ +\{\hat {\mathcal {M}} _ {1} ^ {k}, \dots , \hat {\mathcal {M}} _ {T} ^ {k} \} _ {k = 1} ^ {K} = \varPhi_ {\mathrm {O C L R - f l o w}} (\mathcal {V} _ {\mathrm {f l o w}}) \tag {1} +$$ + +$\hat{\mathcal{M}}_i^k \in \mathbb{R}^{H \times W \times 1}$ represents the flow-predicted segmentation mask for the $k^{\text{th}}$ object in frame $i$ , where $H$ and $W$ denote the height and width of the output mask. The masks with the same superscript either correspond to a unique object along the video sequence (i.e., tracking one object), or are empty. + +Our goal is to refine motion segmentation by leveraging the video appearance stream, specifically, it involves selecting a set of high-quality exemplar segmentation masks and refining them by exploiting the temporal consistency in the appearance stream. To achieve this, we use the flow-predicted masks as a given prior and apply the following model: + +$$ +\{\tilde {\mathcal {M}} _ {1} ^ {k}, \dots , \tilde {\mathcal {M}} _ {T} ^ {k} \} _ {k = 1} ^ {K} = \Phi_ {\text {c o r r e c t o r}} \circ \Phi_ {\text {s e l e c t o r}} \left(\mathcal {V} _ {\text {R G B}}; \{\hat {\mathcal {M}} _ {1} ^ {k}, \dots , \hat {\mathcal {M}} _ {T} ^ {k} \} _ {k = 1} ^ {K}\right) \tag {2} +$$ + +where $\tilde{\mathcal{M}}_i^k\in \mathbb{R}^{H\times W\times 1}$ denotes the refined mask output for the $k^{\mathrm{th}}$ object in frame $i$ . The selection network $(\varPhi_{\mathrm{selection}})$ is applied to identify high-quality exemplar masks, followed by a correction network $(\varPhi_{\mathrm{corrector}})$ to conduct further mask refinements. + +# 3.2 Appearance-Based Mask Selection + +We propose a mask selector that takes the flow-predicted masks and RGB frames as inputs, to identify a set of high-quality exemplar masks independently for each object $k$ . Formally, + +$$ +\left(\hat {\mathcal {E}} _ {1} ^ {k}, \dots , \hat {\mathcal {E}} _ {T} ^ {k}\right) = \Phi_ {\text {s e l e c t o r}} \left(\mathcal {V} _ {\mathrm {R G B}}; \hat {\mathcal {M}} _ {1} ^ {k}, \dots , \hat {\mathcal {M}} _ {T} ^ {k}\right) \longrightarrow \left(\hat {\mathcal {M}} _ {e 1} ^ {k}, \dots , \hat {\mathcal {M}} _ {e t} ^ {k}\right) \tag {3} +$$ + +![](images/c47d31661eb10bcf81349a3fc43327dfcba0ca93c9037083094132ed8d56d23b.jpg) +Fig. 2: Appearance-based mask selection. Left: The mask selector takes in RGB frames, DINO features, and flow-predicted masks, generating three-channel error maps for each object (in this case the standing person). The error maps are used to select the exemplar masks for each object. The false positive (FP) channel highlights the over-segmented areas (the dog), while the false negative (FN) channel predicts the missing masks (the lower body of the person). The remaining channel encompasses a combination of true positive and true negative $(\mathrm{TP} + \mathrm{TN})$ regions, where the flow-predicted masks align accurately with the groundtruth, as indicated by white regions. The groundtruth annotation boundaries (purple contours) are provided for illustration purposes only. Right: Two potential cues underlying the mask selection process: (i) temporal consistency of mask shapes across consecutive frames, and and (ii) the consistency of semantic content - the mask (including all its parts) should only correspond to one semantic class. + +where $\hat{\mathcal{E}}_1^k,\dots ,\hat{\mathcal{E}}_T^k$ are predicted error maps, from which a set of $t$ exemplar masks $\hat{\mathcal{M}}_{e1}^{k},\ldots ,\hat{\mathcal{M}}_{et}^{k}$ can be determined for each object by comparing the size of predicted erroneous regions. + +By considering multiple frames and their associated flow-based mask proposals, the selection procedure is able to employ two potential cues, as illustrated in Figure 2: (i) the temporal consistency between neighbouring masks - objects undergo smooth and continuous changes in position and shape, and the selector can filter out the frames with empty or incomplete masks due to stationary objects (i.e., no flow) or abrupt occlusions; (ii) the consistency of semantic content within each RGB frame - as a high-quality object mask normally corresponds to only one semantic class and this does not switch throughout the video. + +Architecture. Figure 2 illustrates a simple architecture for the mask selector that considers a joint input of RGB frames and flow-predicted masks at all time steps. To incorporate semantic priors, visual features from the frozen DINO ViT [10] are concatenated channel-wise with the CNN-encoded features in the model bottleneck. These DINO features have been shown to be effective for encoding frame-to-frame correspondence [51,64,65,78], and thus enable the transformer to use the two potential cues for the selection. Full-resolution error maps are obtained from a UNet-like upsampling process, where the original RGB frames help by providing sharp boundaries. + +Training Objective. In contrast to prior approaches [27, 89] that directly compute confidence scores, we task the selector to predict an error map, i.e., the difference map between the input flow-predicted mask and the groundtruth seg- + +![](images/422ac0eda57d8e74adaa54c11fd847be10af9796462d1421cb27b333a8ae5db6.jpg) + +![](images/e421b5b65e97784e6244457f79ec752d99eed39d3c8fe048a16c6fd1cf1c7472.jpg) +Fig. 3: Appearance-based mask corrector. The object-centric architecture first utilises the exemplar mask information to initialise independent object queries. The transformer decoder module then refines the query vectors with two cross-attention layers using dense target frame features for one, and exemplar information for the other. There are two major outputs: (i) the refined queries are spatially broadcast and projected to recover DINO features in target frames, and (ii) the cross-attention maps between queries and target frame DINO features are extracted, followed by a CNN-based upsampling module to yield final refined masks. Note, "Exemplar mask frames" refer to frames from which the exemplar masks are selected. For illustration, we present exemplar masks for different objects in the same frame. However, in practice, different objects may have distinct sets of exemplar mask frames. + +![](images/71be99374571c32e2944e26786287e457778383093efa4ba28f9cf5cb0f8c1f7.jpg) + +mentation, as an intermediate result. Specifically, for each frame $i$ , the prediction $\hat{\mathcal{E}}_i \in \mathbb{R}^{H \times W \times 3}$ consists of three channels corresponding to the false positive (FP), false negative (FN) and a combination of true positive and true negative (TP + TN) regions. We train the mask selector by applying a binary cross-entropy loss on each of the predicted regions: + +$$ +\mathcal {L} _ {\text {s e l e c t o r}} = \frac {1}{T} \sum_ {i = 1} ^ {T} \left(\mathcal {L} _ {\text {b c e}} \left(\hat {\mathcal {E}} _ {i}, \mathcal {E} _ {i}\right)\right) \tag {4} +$$ + +The groundtruth error map, $\mathcal{E}_i$ , is derived from a synthetic video dataset (as will be detailed in Sec. 3.4), which serves as the training data for the model. By comparing the size of erroneous regions (i.e., FP and FN regions) across the sequence, we can compute a score that indicates the mask quality for each frame, and subsequently keep $t$ exemplar masks with high scores for each object. + +# 3.3 Appearance-Based Mask Correction + +Given the high-quality exemplars from the selector, the object-centric corrector aims to refine the flow-predicted object masks across $T$ contiguous target frames of the sequence. This correction process essentially uses strong framewise + +correlations to facilitate generalisation of the sparse exemplar mask information to other (target) frames. Additionally, it recovers the fine-grained details by leveraging the input appearance information and the sharp boundaries in RGB frames and flow-predicted masks. The correction can be written as: + +$$ +\{\tilde {\mathcal {M}} _ {1} ^ {k}, \dots , \tilde {\mathcal {M}} _ {T} ^ {k} \} _ {k = 1} ^ {K} = \varPhi_ {\mathrm {c o r r e c t o r}} (\mathcal {V} _ {\mathrm {R G B}}; \{\hat {\mathcal {M}} _ {1} ^ {k}, \dots , \hat {\mathcal {M}} _ {T} ^ {k}; \hat {\mathcal {M}} _ {e 1} ^ {k}, \dots , \hat {\mathcal {M}} _ {e t} ^ {k} \} _ {k = 1} ^ {K}) (5) +$$ + +where $\tilde{\mathcal{M}}_i^k$ refers to the refined mask for the $k^{\mathrm{th}}$ object at frame $i$ . + +In overview, a variant of a transformer decoder is used, as illustrated in Figure 3. A query vector is provided for each object, initialised from the exemplar masks for that object, and subsequently the object query vectors are jointly processed, and attend to the target and exemplar mask frames to establish temporal correlations in the visual stream. Again, DINO features are used to enable semantic grouping and temporal correspondence. In the following, we give more details for each element of this architecture. + +Query Initialisation. Foreground object-wise query vectors $(q_{\mathrm{obj}} \in \mathbb{R}^{K \times D})$ are initialised from the visual features for the set of exemplar mask frames, by weighted pooling the dense feature maps with the exemplar masks along both spatial and temporal dimensions. An additional set of $K_{\mathrm{bg}}$ learnable embedding vectors $(q_{\mathrm{bg}} \in \mathbb{R}^{K_{\mathrm{bg}} \times D})$ models the background regions. As a result, there are a total of $K + K_{\mathrm{bg}}$ query vectors to represent the entire video scene. To account for the temporal dimension in videos, we broadcast these query vectors to $T$ target frames, leading to a total of $(K + K_{\mathrm{bg}}) \times T$ initialised query vectors, i.e., $q \in \mathbb{R}^{(K + K_{\mathrm{bg}}) \times T \times D}$ . + +Transformer Module. Once initialised, the queries $q$ undergo iterative refinements through a series of transformer-like layers, with two differences to the standard transformer decoder: (i) we insert an additional multi-head cross-attention layer; (ii) we apply a Slot-Attention-like mechanism [45] within each cross-attention module, encouraging competition between foreground objects and background regions. + +In the first cross-attention layer, the query vectors attend to the visual features of all adjacent target frames, whereas in the second cross-attention layer, the key and value entries are generated by combining exemplar masks with the visual features of corresponding frames. These layers enable the incorporation of short-term local information and global exemplar information, respectively. + +Refined Mask Outputs. Following a similar idea to [11, 82], we extract the cross-attention maps between query vectors and visual features of target frames from the last layer of the transformer module. Notably, we only retain the attention maps that are associated with $K$ foreground object queries. These filtered attention maps are then upsampled by a CNN decoder to yield refined masks $\{\tilde{\mathcal{M}}_1^k,\dots ,\tilde{\mathcal{M}}_T^k\}_{k = 1}^K$ . During the upsampling process, information of flow-predicted masks and object appearances in target frames are passed through a lightweight CNN encoder, acting as skip layers for fine-grained feature compensation. + +Mask Prediction Loss. At training time, we apply both binary cross-entropy loss and boundary loss (adopted from [82]) on the resultant refined masks + +$$ +L _ {\text {m a s k}} = \frac {1}{K T} \sum_ {i = 1} ^ {T} \sum_ {k = 1} ^ {K} \left(\lambda_ {\text {b c e}} L _ {\text {b c e}} \left(\tilde {\mathcal {M}} _ {i} ^ {k}, \mathcal {M} _ {i} ^ {k}\right) + \lambda_ {\text {b o u n d}} L _ {\text {b o u n d}} \left(\tilde {\mathcal {M}} _ {i} ^ {k}, \mathcal {M} _ {i} ^ {k}\right)\right) \tag {6} +$$ + +with $\lambda_{\mathrm{bce}}$ , $\lambda_{\mathrm{bound}}$ denoting weight factors. The groundtruth segmentation masks $\{\mathcal{M}_i^k\}$ are provided by synthetic video sequences, as will be detailed in Sec. 3.4. + +Feature Reconstruction Loss. In addition to direct supervision, we incorporate feature reconstruction as an auxiliary task. Specifically, the output query vectors from the transformer module are spatially broadcast and projected by MLP layers to reconstruct the DINO feature maps $d$ of input frames. This reconstruction process is inspired from [63, 84], where the feature predictions by each query $\hat{d}^k$ are linearly combined, weighted by the predicted alpha channels $\hat{\alpha}^k$ , i.e., $\hat{d} = \sum_{k} \hat{\alpha}^k \hat{d}^k$ . + +The overall loss for this feature reconstruction process is averaged over all target frames: + +$$ +L _ {\text {f e a t - r e c o n}} = \frac {1}{T} \sum_ {i = 1} ^ {T} \left(\lambda_ {\text {r e c o n}} \mathrm {M S E} \left(\hat {d} _ {i}, d _ {i}\right) + \frac {1}{K} \sum_ {k = 1} ^ {K} \lambda_ {\text {a l p h a}} L _ {\text {b c e}} \left(\hat {\alpha} _ {i} ^ {k}, \alpha_ {i} ^ {k}\right)\right) \tag {7} +$$ + +where the first term (weighted by $\lambda_{\mathrm{recon}}$ ) denotes an unsupervised feature reconstruction loss, and the second term (weighted by $\lambda_{\mathrm{alpha}}$ ) corresponds to a supervised alpha channel prediction loss. This supervision signal is only applied to the alpha masks generated from foreground object queries, with the groundtruth $\{\alpha_i^k\}$ obtained by downsampling the groundtruth segmentation masks $\{\mathcal{M}_i^k\}$ . + +# 3.4 Sim2Real Training Procedure + +Training proceeds in two steps: first, the selector and corrector are pre-trained with synthetic videos; and second, a self-supervised adaptation process is used to bridge the domain gap to real-world videos. Both steps are described below. Notably, this entire training process does not require any manual annotations. + +Pre-training on Synthetic Videos. We adopt the simple simulation engine proposed by [82] to generate synthetic training video sequences with RGB frames, optical flows and groundtruth annotations. + +Synthetic Training of Mask Selector. Given one synthetic video sequence, we feed its optical flows into the OCLR-flow multi-object motion segmentation model, to yield flow-predicted masks as the selector inputs. The groundtruth error maps for training (as introduced in Eq. 4) can be obtained by comparing the flow-predicted masks with groundtruth segmentation maps. + +Synthetic Training of Mask Corrector. By combining loss functions introduced in the refined mask prediction (Eq. 6) and feature reconstruction (Eq. 7) processes, the overall loss for training the mask corrector is + +$$ +L _ {\text {c o r r e c t o r}} = \lambda_ {\text {m a s k}} L _ {\text {m a s k}} + \lambda_ {\text {f e a t - r e c o n}} L _ {\text {f e a t - r e c o n}} \tag {8} +$$ + +where $\lambda_{\mathrm{mask}}$ and $\lambda_{\mathrm{feat-recon}}$ are corresponding weight factors, and the supervision is provided by the groundtruth annotations in the synthetic sequences. + +Both the selector and corrector models, trained on synthetic data, are able to generalise to real-world videos, as will be demonstrated in our ablation analysis. + +Self-Supervised Adaptation to Real-World Videos. The Sim2Real domain gap is mitigated by self-supervised training on target real-world datasets. Specifically, for each real-world video dataset, we first employ our synthetically-trained selection-correction model to generate segmentation masks starting from the OCLR-flow proposals. The resultant masks are then treated as pseudolabeling to fine-tune the mask corrector and the OCLR-flow segmentation model. We provide more details on each fine-tuning process below, and verify the effectiveness of each stage via ablation analysis in the Supp. Mat. + +Adapting the Mask Correction Model. The overall loss for fine-tuning remains the same as for synthetic training (Eq. 8). However, for adaptation, the refined masks generated by the synthetically-trained corrector (i.e., $\{\tilde{\mathcal{M}}_i^k\}$ ) are treated as pseudo-GT, and become the target masks in the loss. Note that, we only apply pseudo-labeling at the frames where exemplar masks present due to their high quality. Apart from the self-supervised training at the dataset level, we also employ a test-time per-sequence adaptation to further boost the performance. A detailed description is given in the Supp. Mat. + +Adapting the Flow Segmentation Model. Similarly, the OCLR-flow model (which is also originally trained only on synthetic data) is adapted to real-world videos by fine-tuning with the pseudo-GT provided by the refined segmentation masks $\{\tilde{\mathcal{M}}_i^k\}$ . This adapts the model to complex real-world flow inputs, consequently reducing Sim2Real domain gap. + +The updated flow-predicted masks can then form the basis for a further appearance-based selector-corrector refinement. In principle, it would be possible to repeat this refinement-adaptation process. However, in practice, we find that one round of adaptation is sufficient and there is little gain in iterating further. + +# 4 Experiments + +# 4.1 Datasets and Metrics + +Training Dataset. To pre-train our models, we use a synthetic dataset generated by the simple pipeline introduced in [82], where motions of multiple object sprites (i.e., shapes with random textures) are simulated on a common moving background across time. Each sequence contains 1 to 3 moving sprites, with information such as RGB frames, optical flows, groundtruth modal and amodal annotations provided. + +Multi-Object Benchmark. We adopt the DAVIS2017-motion dataset (short form "DAVIS17-m") that is proposed in [82] with jointly moving objects reannotated. We further formulate a YouTubeVOS2018-motion dataset (short form "YTVOS18-m"), which is a subset of YTVOS18 [83], containing 120 sequences + +with one or more dominant moving objects. Visualisations of multi-object sequences can be found in Figure 4. Additional information regarding this new benchmark is provided in the Supp. Mat. + +Single-Object Benchmark. We report performance on popular single-object video segmentation benchmarks including DAVIS2016 [57], SegTrackv2 [41] and FBMS-59 [55]. Though some sequences in SegTrackv2 and FBMS-59 consist of multiple objects, we follow the common practice [30, 86] and group foreground objects as a whole for later evaluation. + +Evaluation Metrics. We benchmark our single object video segmentation performance using region similarity $(\mathcal{I})$ . For multi-object video segmentation, we additionally report the contour similarity $(\mathcal{F})$ [50]. + +# 4.2 Implementation Details + +For pre-processing, we apply RAFT [69] to estimate optical flow with frame gaps $\pm 1$ (except for FBMS and YTVOS18-m with frame gaps $\pm 3$ owing to relatively slow video motions). All optical flows and RGB frame inputs are resized to $128 \times 224$ . The motion segmentation model proposes $K = 3$ objects for each sequence, from which $t = 10$ exemplar masks are selected for each object. Also, we use self-supervised pre-trained DINO transformers [10], ViT-S/16 for mask selector, ViT-S/8 for corrector, resulting in DINO feature resolutions $8 \times 14$ and $16 \times 28$ , respectively. As a final post-processing step, we apply Conditional Random Field (CRF) segmentation to further refine the output masks. We refer the reader to the Supp. Mat. for more details regarding the model architecture, training settings, and inference time analysis. + +# 4.3 Multiple Object Video Segmentation + +Comparison to Unsupervised Models. Table 1 compares the performance of our motion segmentation model against several baselines on unsupervised video object segmentation benchmarks. Interestingly, most prior baseline methods exhibit degraded performance on the YTVOS18-m dataset compared to the DAVIS17-m dataset. This is understandable, as the former dataset involves more complicated motion patterns, posing difficulties for motion-based segmentation. However, our method effectively handles this problem and demonstrates superior performance on both benchmark datasets. + +Our findings are further supported by comprehensive ablation studies provided in the Supp. Mat. These studies verify our hyperparameter choices (e.g., the number of exemplar masks) and architectural designs (e.g., the choice of self-supervised features) during the synthetic training phase. Moreover, we detail how various self-supervised adaptation stages contribute to the overall performance. + +Comparison to the Segment Anything Model (SAM) [35]. Recent studies highlight SAM as a robust general segmentor with diverse prompt options. To assess its efficacy for refining flow-based segmentation, we prompt SAM with masks predicted by the OCLR-flow model in a per-frame manner. As shown in Table 1, the resultant refinements (OCLR-flow + SAM) are not as effective + +
ModelModel settingsYTVOS18-mDAVIS17-m
VOSH.A.RGBFlowInput Res.J&F↑J↑F↑J&F↑J↑F↑
\( ^\dagger \)MG [84]un-sup.✘✘✓128 × 22433.337.029.635.838.433.2
OCLR-flow [82]un-sup.✘✘✓128 × 22445.346.544.155.154.555.7
Safadoust et al. [61]un-sup.✘✓✘128 × 224---59.259.359.2
OCLR-TTA [82]un-sup.✘✓✓480 × 85450.652.748.664.465.263.6
\( ^\dagger \)VideoCutLER [77]un-sup.✘✓✘480 × 85457.059.055.157.357.457.2
Oursun-sup.✘✓✓128 × 22465.267.163.266.267.065.4
OCLR-flow [82] + SAM [35]un-sup.✓✓✓576 × 102458.557.060.064.262.066.4
Ours + SAM [35]un-sup.✓✓✓576 × 102470.671.170.271.570.972.1
\( ^\dagger \)CorrFlow [39]semi-sup.✘✓✘480 × 85455.260.050.454.054.253.7
\( ^\dagger \)UVC [43]semi-sup.✘✓✘480 × 85466.970.463.465.566.264.7
\( ^\dagger \)CRW [29]semi-sup.✘✓✘480 × 85472.975.570.473.472.974.1
\( ^\dagger \)DINO [10]semi-sup.✘✓✘480 × 85475.476.674.378.777.779.6
+ +Table 1: Quantitative comparison on multi-object video segmentation benchmarks. "H.A." indicates that human annotations are involved during training. $\dagger$ denotes that we reproduce the results on the benchmark datasets using the official code released by the original authors. In the semi-supervised setting, the first-frame ground-truth annotation is provided. + +![](images/906e009a98276a10b925ed76d77735e00bc6e003ce5bc629ab56773e21689c44.jpg) +Fig. 4: Qualitative comparison on multi-object video segmentation benchmarks, including YTVOS18-m (left) and DAVIS17-m (right). + +as the refinements provided by our selection-correction model (Ours), owing to the limited utilisation of temporal consistency in the former approach. On the other hand, prompting SAM with masks predicted by our model does lead to improvements (Ours + SAM). This demonstrates that the SAM-based refinement is complementary to our method built on the persistence of appearance streams. Visualisations of SAM-based refinements are given in the Supp. Mat. + +Comparison to Semi-Supervised Models. Table 1 also includes a list of existing semi-supervised methods that were re-run on motion segmentation benchmarks for reference. Interestingly, the issue of stationary frames in YTVOS18- + +
ModelModel settingsDAVIS16J↑STv2J↑FBMS59J↑
H.A.RGBFlowInput Res.
MG [84]✘✘✓128 × 22468.358.653.1
\( ^‡ \)OCLR-flow [82]✘✘✓128 × 22472.167.670.0
DS [88]✘✓✓240 × 42679.172.171.8
DystaB [85]✘✓✓192 × 38480.074.273.2
GWM [14]✘✓✘128 × 22480.778.978.4
\( ^‡ \)OCLR-TTA [82]✘✓✓480 × 85480.972.372.7
LOCATE [67]✘✓✘480 × 84880.979.968.8
\( ^‡ \)Ours✘✓✓128 × 22481.176.681.9
OCLR-flow [82] + SAM [35]✓✓✓576 × 102480.671.579.2
MATNet [92]✓✓✓473 × 47382.450.476.1
DystaB [85]✓✓✓192 × 38482.874.275.8
Ours + SAM [35]✓✓✓576 × 102486.681.385.7
DPA [13]✓✓✓512 × 51287.1-81.0
+ +Table 2: Quantitative comparison on single object video segmentation benchmarks. "H.A." indicates that human annotations are involved during training. $\ddagger$ corresponds to methods that rely on human-label-free supervision on synthetic data. + +m actually benefits semi-supervised tasks, as objects that move infrequently are easier to track using first-frame ground truth. Despite this advantage, our unsupervised-VOS method still achieves competitive results compared to some semi-supervised-VOS baselines. + +Qualitative Results. Figure 4 presents visualisations of multi-object sequences with complex flow signals. It is evident that the method relying solely on flow inputs (i.e., OCLR-flow) sometimes fails to extract object shapes from static flow fields and articulated motion signals. OCLR-TTA addresses this issue by using RGB-based dense mask propagations, but still struggles with completing the shape of objects, such as the large white tiger in the first column. In contrast, our method accurately recovers object segmentation even under extreme motion scenarios, thanks to its object-centric representation and reconstruction-based scene clustering. + +# 4.4 Single Object Video Segmentation + +We also summarise our performance on various single-object segmentation benchmarks. These comparisons with other self-supervised approaches are considered reasonable since both setups rely on unsupervised learning schemes on targeted data distributions, and no manual annotations are used during the training process. While our method is not specialised for the task of single object segmentation, as demonstrated in Table 2, it still achieves the top performance on two out of three datasets among methods that do not use human annotations. It does less well on the SegTrack dataset since the low-quality sequences (that have watermarks and video compression artefacts) result in noisy flow estimates that compromise our performance. + +Furthermore, applying per-frame SAM to refine mask predictions, gives noticeable improvements, and leads to the top or matching performance among supervised methods. Figure 5 provides corresponding visualisations on single- + +![](images/bd30df8c0447961840aa28868b830da391326b80fcbfc32cc45157c63b24373a.jpg) +Fig. 5: Qualitative comparison on single object video segmentation benchmarks, including DAVIS16 (left), SegTrackv2 (middle), and FBMS-59 (right). + +object benchmarks. Similar to the multi-object case, our method exhibits outstanding competence in handling challenging motion situations. + +# 5 Discussion + +In this paper, we introduce an appearance-based refinement method to address inaccuracies in flow-predicted masks. Our approach involves synthetic pretraining, followed by self-supervised adaptation to real-world videos, without relying on any human annotations. By formulating a new motion segmentation benchmark, we have demonstrated the efficacy of our method in handling complicated motion patterns such as moving objects that are motionless for a time, environment motions, multi-object interactions, etc. + +Instead of pursuing an end-to-end design, we have explored the potential of employing multiple stages: flow-based mask proposals, appearance-based mask selection, and appearance-based mask correction, with each stage utilising a lightweight interpretable model. More importantly, this approach allows us to efficiently harness the advantages of both flow and appearance modalities: the object discovery and accurate boundary information from optical flow; and the temporal consistency observed in appearance streams. + +Nevertheless, some limitations have also been revealed under extremely complex motion scenarios: First, when a significant majority of problematic flow-predicted masks are present (e.g., due to a large proportion of stationary frames in the sequence), selecting meaningful exemplar masks becomes challenging, consequently affecting the correction process. This problem could be potentially mitigated by incorporating additional appearance priors into the flow-based proposal stage. Second, the adopted frozen DINO ViT mainly encodes semantic-level information, which could result in difficulties in discerning entangled objects with similar appearances at the instance level. 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In: CVPR (2016) \ No newline at end of file diff --git a/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/images.zip b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..ad5606a38c0a4521fef542009803afdaef1416a3 --- /dev/null +++ b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:2db74ce8a7c84c1aed62b6955495c17ca87f7827894c64be9cd80064c61ef99d +size 481132 diff --git a/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/layout.json b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..35069d75a9e82dcb8170765f65049be5a0043b03 --- /dev/null +++ b/2024/Appearance-based Refinement for Object-Centric Motion Segmentation/layout.json @@ -0,0 +1,9933 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 177, + 112, + 436, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 177, + 112, + 436, + 148 + ], + "spans": [ + { + "bbox": [ + 177, + 112, + 436, + 148 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "spans": [ + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "text", + "content": "Junyu Xie" + }, + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "text", + "content": ", Weidi Xie" + }, + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "inline_equation", + "content": "^{1,2}" + }, + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "text", + "content": ", and Andrew Zisserman" + }, + { + "bbox": [ + 184, + 168, + 428, + 180 + ], + "type": "inline_equation", + "content": "^{1}" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 147, + 190, + 465, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 147, + 190, + 465, + 224 + ], + "spans": [ + { + "bbox": [ + 147, + 190, + 465, + 224 + ], + "type": "text", + "content": "Visual Geometry Group, Dept. of Engineering Science, University of Oxford \n2 CMIC, Shanghai Jiao Tong University \n{jyx, weidi, az}@robots.ox.ac.uk" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 255, + 452, + 463 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 255, + 452, + 463 + ], + "spans": [ + { + "bbox": [ + 160, + 255, + 452, + 463 + ], + "type": "text", + "content": "Abstract. The goal of this paper is to discover, segment, and track independently moving objects in complex visual scenes. Previous approaches have explored the use of optical flow for motion segmentation, leading to imperfect predictions due to partial motion, background distraction, and object articulations and interactions. To address this issue, we introduce an appearance-based refinement method that leverages temporal consistency in video streams to correct inaccurate flow-based proposals. Our approach involves a sequence-level selection mechanism that identifies accurate flow-predicted masks as exemplars, and an object-centric architecture that refines problematic masks based on exemplar information. The model is pre-trained on synthetic data and then adapted to real-world videos in a self-supervised manner, eliminating the need for human annotations. Its performance is evaluated on multiple video segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59. We achieve competitive performance on single-object segmentation, while significantly outperforming existing models on the more challenging problem of multi-object segmentation. Finally, we investigate the benefits of using our model as a prompt for the per-frame Segment Anything Model." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 475, + 424, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 475, + 424, + 486 + ], + "spans": [ + { + "bbox": [ + 160, + 475, + 424, + 486 + ], + "type": "text", + "content": "Keywords: Motion Segmentation " + }, + { + "bbox": [ + 160, + 475, + 424, + 486 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 475, + 424, + 486 + ], + "type": "text", + "content": " Video Object Segmentation" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 507, + 230, + 520 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 507, + 230, + 520 + ], + "spans": [ + { + "bbox": [ + 132, + 507, + 230, + 520 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 533, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 617 + ], + "type": "text", + "content": "Given a video of a complex visual scene, we consider the task of discovering, segmenting and tracking the independently moving objects. Recent approaches for this task have built on two key advantages of optical flow inputs [40,82,84,86]. First, segmentation masks can be directly obtained from discontinuities in the flow field; Second, optical flow eliminates the domain gap between synthetic and real videos, making it possible to train models on synthetic sequences and apply them directly to real sequences without incurring a significant Sim2Real penalty." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "While optical flow has these advantages, there are also some drawbacks to relying solely on flow. First, multi-object motion patterns in real-world videos are complex - they can include objects that have no motion relative to the camera in some frames (and so no discontinuities), and objects can be articulated, can" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 164, + 117, + 449, + 297 + ], + "blocks": [ + { + "bbox": [ + 164, + 117, + 449, + 297 + ], + "lines": [ + { + "bbox": [ + 164, + 117, + 449, + 297 + ], + "spans": [ + { + "bbox": [ + 164, + 117, + 449, + 297 + ], + "type": "image", + "image_path": "e08a2235041b9013c6f073d6d2163d445e5062431753ed65b1348df88bb6f8c4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 308, + 482, + 430 + ], + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 430 + ], + "type": "text", + "content": "Fig. 1: Overview of our multi-object motion segmentation method. The method starts with proposing object masks based on optical flow inputs (i.e., flow-based proposals), followed by an appearance-based refinement of flow-predicted masks. The latter stage relies on a selection-correction procedure, where high-quality exemplar masks are selected to guide the correction of other masks. Mask selection involves picking high-quality proposal masks based on both temporal coherence across mask shapes and semantic consistency with object appearances. Mask correction involves using the selected masks (the exemplars) to guide an appearance-based mask correction process in an object-centric model. The success of the method can be seen in the bottom row where correct segmentation masks are predicted, overcoming the deficiencies of the flow-predicted masks in Stage 1." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 457, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 457, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 457, + 482, + 529 + ], + "type": "text", + "content": "interact with other objects, and be partly or entirely occluded. Additionally, the background can have distractor motions, which can lead to ambiguous groupings and segmentations. Second, unlike the appearance stream where there is a consistency of texture and colour over the video, video constancy is not guaranteed in flow fields. This makes it challenging to establish long-term correlations and build object permanence, which can be crucial in tracking objects over time." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 532, + 482, + 604 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 532, + 482, + 604 + ], + "spans": [ + { + "bbox": [ + 130, + 532, + 482, + 604 + ], + "type": "text", + "content": "In this paper, to address the drawbacks of flow, we incorporate temporally-consistent appearance information by using a two-stream approach [20,23,66] for the task of object discovery, segmentation, and tracking in videos. The motion stream (flow) is used for object discovery, while the appearance stream is used for maintaining consistency in segmentation and tracking, leveraging long-term correlations that arise from the persistence of appearance." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Our approach is depicted in Figure 1 and consists of two stages. In the first stage, we use an off-the-shelf flow-based motion segmentation model, OCLR [82]. As noted above, the flow can be used to discover moving objects (and has little Sim2Real gap), but this is as far as OCLR-flow can go - the model generates proposals for segmentation masks in each frame, but these vary in quality due to" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 270 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 270 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 270 + ], + "type": "text", + "content": "indistinct and partially occluded object motion. Appearance can give stronger segmentations, yet faces a significant Sim2Real gap. The novelty in this paper lies in our solution to this problem - \"How can appearance information be used to improve flow-based segmentation?\" - with three distinct innovations that form the second stage of the approach: (i) we propose a sequence-level mask selection mechanism, with DINO features [10] employed for establishing temporal consistency; (ii) the selected masks (that we treat as exemplars) support mask correction, where we employ a combination of direct mask supervision and motion-initialised semantic reconstruction for each frame; (iii) a self-supervised adaptation technique is introduced to effectively address the Sim2Real gap (that has some similarities with [75]). This selection-correction procedure enables accurate mask predictions under complex motion scenarios, including partial object motion, background distraction, object articulation, and interaction, etc." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 272, + 372, + 283 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 272, + 372, + 283 + ], + "spans": [ + { + "bbox": [ + 130, + 272, + 372, + 283 + ], + "type": "text", + "content": "In summary, we make the following five contributions:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 136, + 290, + 480, + 527 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 136, + 290, + 480, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 290, + 480, + 324 + ], + "spans": [ + { + "bbox": [ + 136, + 290, + 480, + 324 + ], + "type": "text", + "content": "1. We introduce a sequence-level selection mechanism designed to globally identify exemplar object masks from flow-based segmentation predictions over a long temporal range." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 136, + 326, + 480, + 383 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 326, + 480, + 383 + ], + "spans": [ + { + "bbox": [ + 136, + 326, + 480, + 383 + ], + "type": "text", + "content": "2. We propose an object-centric mask correction network that incorporates both local (i.e., short-term) and global (i.e., exemplar) information into motion-initialised object queries. Additionally, we investigate a unique loss formulation that combines direct mask supervision with motion-aware semantic reconstruction." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 385, + 480, + 430 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 385, + 480, + 430 + ], + "spans": [ + { + "bbox": [ + 136, + 385, + 480, + 430 + ], + "type": "text", + "content": "3. We follow a Sim2Real training procedure that relies on zero human annotation: The framework is synthetically pre-trained, followed by a self-supervised training scheme designed for simple yet effective domain adaptation to real-world video sequences." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 136, + 433, + 480, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 433, + 480, + 479 + ], + "spans": [ + { + "bbox": [ + 136, + 433, + 480, + 479 + ], + "type": "text", + "content": "4. Our model is evaluated on multiple motion segmentation benchmarks, including DAVIS, YouTubeVOS, SegTrackv2, and FBMS-59, demonstrating competitive performance on single-object segmentation, while significantly outperforming existing approaches under challenging multi-object scenarios." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 136, + 480, + 480, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 480, + 480, + 527 + ], + "spans": [ + { + "bbox": [ + 136, + 480, + 480, + 527 + ], + "type": "text", + "content": "5. In further exploration, we use our video-level predictions as prompts for the Segment Anything Model (SAM) [35]. This reveals that the object-centric consistency surpasses direct per-frame segmentation, also highlighting the complementary improvements that SAM could bring to our results." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 545, + 237, + 558 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 545, + 237, + 558 + ], + "spans": [ + { + "bbox": [ + 132, + 545, + 237, + 558 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Motion Segmentation aims to discover and segment objects from motion cues in videos. Many prior works [33,56,68,81] approach this problem by clustering pixels based on similar motion patterns; Other studies [5,6,49,52] apply different motion models to explain the composition of optical flows and yield segmentation predictions. Innovations in model architectures [15,70,71] and training strategies [86] also lead to significant progress in motion segmentation accuracy. Yang et al. [84] apply the Slot Attention mechanism [45] to reconstruct optical flows based on object slots. Lamdouar et al. [40] and Xie et al. [82] explore a Sim2Real" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "protocol to train a Transformer-based architecture that aggregates flow information in a temporally consistent manner." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 141, + 481, + 213 + ], + "type": "text", + "content": "Recent research [2, 20, 88] has also focused on incorporating appearance information with motion cues. Choudhury et al. [14] and Ponimatkin et al. [58] leverage spectral clustering on appearance features to improve segmentation accuracy. DyStaB [85] trains dynamic and static models via an iterative bootstrapping strategy. Our method follows a similar two-stream idea and targets a more challenging multi-object motion scenario." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 215, + 482, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 215, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 215, + 482, + 335 + ], + "type": "text", + "content": "Video Object Segmentation (VOS) focuses on obtaining pixel-level masks of one or multiple salient objects in videos. As defined by several benchmark datasets [9, 57], video object segmentation tasks can be further divided into two main protocols, namely semi-supervised VOS [10, 29, 38, 39, 53, 74, 76] and unsupervised VOS [12, 42, 46, 47, 73]. The former provides first-frame ground-truth annotation and aims to recover segmentation masks for the remaining frames, while the latter automatically discovers and tracks salient objects from raw videos. Albeit referred to as \"unsupervised\", some previous studies rely on models that are pre-trained using manual labels, whereas our proposed method does not rely on any human annotations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 337, + 482, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 337, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 337, + 482, + 481 + ], + "type": "text", + "content": "Sequence-Level Frame Selection aims to pick the most informative frames from a video sequence, enhancing efficiency in downstream applications. This idea is widely explored across various computer vision domains, including action recognition [59, 60, 93], video retrieval [7, 91], etc. In video segmentation, BubbleNet [27] employs this mechanism to select a single RGB frame that initiates mask propagation for semi-supervised VOS, while Yin et al. [89] extends this idea to interactive VOS. Wu et al. [80] introduce a Memory Selection Network for memory-based mask propagation. Recent studies [4, 16, 37] also utilise temporal selection to propose key frames for efficient segmentation annotations. Unlike prior works that focus on RGB frame selections via confidence score estimations, our selection network regards error map predictions as a proxy task to guide the exemplar mask selection for each object." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 482, + 481, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 481, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 481, + 555 + ], + "type": "text", + "content": "Two-Stream Approaches. The idea originates from the two-stream hypothesis in neuroscience [24,54,62], which suggests that the human visual cortex processes high temporal frequency motion information in the dorsal stream, and slower temporal frequency appearance information in the ventral stream. This two-stream (motion & appearance) approach has been successfully applied to tasks such as action recognition [22, 23, 48, 66] and VOS [20, 44, 53, 85, 87, 90, 92]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 555, + 481, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 555, + 481, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 481, + 640 + ], + "type": "text", + "content": "Object-Centric Representation decomposes complex scenes as objects (and the background components) based on reconstruction cues. Recently, unsupervised object-centric representation learning for both static scenes [3, 8, 18, 19, 25, 26] and videos [28, 32, 36] has drawn increasing research interest. Slot Attention [45] proposes a fixed number of slots that compete for explaining parts of the input image through an iterative binding process. This idea is later widely adopted in video object representation learning [17, 31, 34, 72, 79]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Early unsupervised object-centric learning research mainly focuses on synthetic datasets, while more recent works achieve object segmentation and track-" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "ing on real-world videos. Fan et al. [21] and Aydemir et al. [1] achieve an object-centric video representation by employing reconstruction of the self-supervised visual features, thereby extending the method of Seitzer et al. [63] from real-world images to videos." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 182, + 414, + 196 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 182, + 414, + 196 + ], + "spans": [ + { + "bbox": [ + 131, + 182, + 414, + 196 + ], + "type": "text", + "content": "3 Appearance-Based Selection and Correction" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 207, + 479, + 243 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 207, + 479, + 243 + ], + "spans": [ + { + "bbox": [ + 130, + 207, + 479, + 243 + ], + "type": "text", + "content": "Given an off-the-shelf multi-object motion segmentation model, we aim to refine the imperfect predictions from flow-only signals, by exploiting the temporal consistency in video appearance streams." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 260, + 250, + 271 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 260, + 250, + 271 + ], + "spans": [ + { + "bbox": [ + 131, + 260, + 250, + 271 + ], + "type": "text", + "content": "3.1 Problem Scenario" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "spans": [ + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "text", + "content": "We begin with a video sequence of " + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "text", + "content": " frames and their corresponding optical flow, denoted as " + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_{\\mathrm{rgb}} = \\{I_1,I_2,\\dots ,I_T\\}" + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "inline_equation", + "content": "\\mathcal{V}_{\\mathrm{flow}} = \\{F_1,F_2,\\dots ,F_T\\}" + }, + { + "bbox": [ + 130, + 280, + 480, + 339 + ], + "type": "text", + "content": ", respectively. We adopt OCLR-flow [82] as an off-the-shelf multi-object discovery model, that takes in optical flow as input and outputs multi-object segmentation across different frames. The model is defined as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 222, + 348, + 480, + 363 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 222, + 348, + 480, + 363 + ], + "spans": [ + { + "bbox": [ + 222, + 348, + 480, + 363 + ], + "type": "interline_equation", + "content": "\\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\varPhi_ {\\mathrm {O C L R - f l o w}} (\\mathcal {V} _ {\\mathrm {f l o w}}) \\tag {1}", + "image_path": "27460e77a5899a826948d6e07fbc01f2d6ce1ea767553fec8fbb66a5b6ec54f7.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{M}}_i^k \\in \\mathbb{R}^{H \\times W \\times 1}" + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "text", + "content": " represents the flow-predicted segmentation mask for the " + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "inline_equation", + "content": "k^{\\text{th}}" + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "text", + "content": " object in frame " + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 369, + 479, + 418 + ], + "type": "text", + "content": " denote the height and width of the output mask. The masks with the same superscript either correspond to a unique object along the video sequence (i.e., tracking one object), or are empty." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 418, + 479, + 478 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 479, + 478 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 479, + 478 + ], + "type": "text", + "content": "Our goal is to refine motion segmentation by leveraging the video appearance stream, specifically, it involves selecting a set of high-quality exemplar segmentation masks and refining them by exploiting the temporal consistency in the appearance stream. To achieve this, we use the flow-predicted masks as a given prior and apply the following model:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 160, + 498, + 480, + 513 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 498, + 480, + 513 + ], + "spans": [ + { + "bbox": [ + 160, + 498, + 480, + 513 + ], + "type": "interline_equation", + "content": "\\{\\tilde {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\tilde {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\Phi_ {\\text {c o r r e c t o r}} \\circ \\Phi_ {\\text {s e l e c t o r}} \\left(\\mathcal {V} _ {\\text {R G B}}; \\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K}\\right) \\tag {2}", + "image_path": "af6b42d3fb0d08e9bf6212c900067dc74f8969c5a983063d1ca253751789c55e.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{M}}_i^k\\in \\mathbb{R}^{H\\times W\\times 1}" + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "content": " denotes the refined mask output for the " + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "inline_equation", + "content": "k^{\\mathrm{th}}" + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "content": " object in frame " + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "content": ". The selection network " + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "inline_equation", + "content": "(\\varPhi_{\\mathrm{selection}})" + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "content": " is applied to identify high-quality exemplar masks, followed by a correction network " + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "inline_equation", + "content": "(\\varPhi_{\\mathrm{corrector}})" + }, + { + "bbox": [ + 130, + 520, + 479, + 568 + ], + "type": "text", + "content": " to conduct further mask refinements." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 586, + 334, + 598 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 586, + 334, + 598 + ], + "spans": [ + { + "bbox": [ + 131, + 586, + 334, + 598 + ], + "type": "text", + "content": "3.2 Appearance-Based Mask Selection" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 606, + 479, + 642 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 479, + 642 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 479, + 642 + ], + "type": "text", + "content": "We propose a mask selector that takes the flow-predicted masks and RGB frames as inputs, to identify a set of high-quality exemplar masks independently for each object " + }, + { + "bbox": [ + 130, + 606, + 479, + 642 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 606, + 479, + 642 + ], + "type": "text", + "content": ". Formally," + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 165, + 651, + 479, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 651, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 165, + 651, + 479, + 666 + ], + "type": "interline_equation", + "content": "\\left(\\hat {\\mathcal {E}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {E}} _ {T} ^ {k}\\right) = \\Phi_ {\\text {s e l e c t o r}} \\left(\\mathcal {V} _ {\\mathrm {R G B}}; \\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k}\\right) \\longrightarrow \\left(\\hat {\\mathcal {M}} _ {e 1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {e t} ^ {k}\\right) \\tag {3}", + "image_path": "8c9d60edcfce5e55e5c0453f1b525d2640f3987f79cf2007a5761b1910985afa.jpg" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 156, + 91, + 447, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 156, + 91, + 447, + 103 + ], + "spans": [ + { + "bbox": [ + 156, + 91, + 447, + 103 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 138, + 114, + 475, + 206 + ], + "blocks": [ + { + "bbox": [ + 138, + 114, + 475, + 206 + ], + "lines": [ + { + "bbox": [ + 138, + 114, + 475, + 206 + ], + "spans": [ + { + "bbox": [ + 138, + 114, + 475, + 206 + ], + "type": "image", + "image_path": "c47d31661eb10bcf81349a3fc43327dfcba0ca93c9037083094132ed8d56d23b.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 215, + 482, + 357 + ], + "lines": [ + { + "bbox": [ + 130, + 215, + 482, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 215, + 482, + 357 + ], + "type": "text", + "content": "Fig. 2: Appearance-based mask selection. Left: The mask selector takes in RGB frames, DINO features, and flow-predicted masks, generating three-channel error maps for each object (in this case the standing person). The error maps are used to select the exemplar masks for each object. The false positive (FP) channel highlights the over-segmented areas (the dog), while the false negative (FN) channel predicts the missing masks (the lower body of the person). The remaining channel encompasses a combination of true positive and true negative " + }, + { + "bbox": [ + 130, + 215, + 482, + 357 + ], + "type": "inline_equation", + "content": "(\\mathrm{TP} + \\mathrm{TN})" + }, + { + "bbox": [ + 130, + 215, + 482, + 357 + ], + "type": "text", + "content": " regions, where the flow-predicted masks align accurately with the groundtruth, as indicated by white regions. The groundtruth annotation boundaries (purple contours) are provided for illustration purposes only. Right: Two potential cues underlying the mask selection process: (i) temporal consistency of mask shapes across consecutive frames, and and (ii) the consistency of semantic content - the mask (including all its parts) should only correspond to one semantic class." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{E}}_1^k,\\dots ,\\hat{\\mathcal{E}}_T^k" + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "text", + "content": " are predicted error maps, from which a set of " + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "text", + "content": " exemplar masks " + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{M}}_{e1}^{k},\\ldots ,\\hat{\\mathcal{M}}_{et}^{k}" + }, + { + "bbox": [ + 130, + 384, + 480, + 422 + ], + "type": "text", + "content": " can be determined for each object by comparing the size of predicted erroneous regions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 423, + 482, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 423, + 482, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 423, + 482, + 518 + ], + "type": "text", + "content": "By considering multiple frames and their associated flow-based mask proposals, the selection procedure is able to employ two potential cues, as illustrated in Figure 2: (i) the temporal consistency between neighbouring masks - objects undergo smooth and continuous changes in position and shape, and the selector can filter out the frames with empty or incomplete masks due to stationary objects (i.e., no flow) or abrupt occlusions; (ii) the consistency of semantic content within each RGB frame - as a high-quality object mask normally corresponds to only one semantic class and this does not switch throughout the video." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 628 + ], + "type": "text", + "content": "Architecture. Figure 2 illustrates a simple architecture for the mask selector that considers a joint input of RGB frames and flow-predicted masks at all time steps. To incorporate semantic priors, visual features from the frozen DINO ViT [10] are concatenated channel-wise with the CNN-encoded features in the model bottleneck. These DINO features have been shown to be effective for encoding frame-to-frame correspondence [51,64,65,78], and thus enable the transformer to use the two potential cues for the selection. Full-resolution error maps are obtained from a UNet-like upsampling process, where the original RGB frames help by providing sharp boundaries." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 665 + ], + "type": "text", + "content": "Training Objective. In contrast to prior approaches [27, 89] that directly compute confidence scores, we task the selector to predict an error map, i.e., the difference map between the input flow-predicted mask and the groundtruth seg-" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 157, + 118, + 452, + 215 + ], + "blocks": [ + { + "bbox": [ + 157, + 118, + 452, + 215 + ], + "lines": [ + { + "bbox": [ + 157, + 118, + 452, + 215 + ], + "spans": [ + { + "bbox": [ + 157, + 118, + 452, + 215 + ], + "type": "image", + "image_path": "422ac0eda57d8e74adaa54c11fd847be10af9796462d1421cb27b333a8ae5db6.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 154, + 218, + 258, + 270 + ], + "blocks": [ + { + "bbox": [ + 154, + 218, + 258, + 270 + ], + "lines": [ + { + "bbox": [ + 154, + 218, + 258, + 270 + ], + "spans": [ + { + "bbox": [ + 154, + 218, + 258, + 270 + ], + "type": "image", + "image_path": "e421b5b65e97784e6244457f79ec752d99eed39d3c8fe048a16c6fd1cf1c7472.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 278, + 482, + 399 + ], + "lines": [ + { + "bbox": [ + 130, + 278, + 482, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 278, + 482, + 399 + ], + "type": "text", + "content": "Fig. 3: Appearance-based mask corrector. The object-centric architecture first utilises the exemplar mask information to initialise independent object queries. The transformer decoder module then refines the query vectors with two cross-attention layers using dense target frame features for one, and exemplar information for the other. There are two major outputs: (i) the refined queries are spatially broadcast and projected to recover DINO features in target frames, and (ii) the cross-attention maps between queries and target frame DINO features are extracted, followed by a CNN-based upsampling module to yield final refined masks. Note, \"Exemplar mask frames\" refer to frames from which the exemplar masks are selected. For illustration, we present exemplar masks for different objects in the same frame. However, in practice, different objects may have distinct sets of exemplar mask frames." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 262, + 219, + 459, + 269 + ], + "blocks": [ + { + "bbox": [ + 262, + 219, + 459, + 269 + ], + "lines": [ + { + "bbox": [ + 262, + 219, + 459, + 269 + ], + "spans": [ + { + "bbox": [ + 262, + 219, + 459, + 269 + ], + "type": "image", + "image_path": "71be99374571c32e2944e26786287e457778383093efa4ba28f9cf5cb0f8c1f7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "text", + "content": "mentation, as an intermediate result. Specifically, for each frame " + }, + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "text", + "content": ", the prediction " + }, + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "inline_equation", + "content": "\\hat{\\mathcal{E}}_i \\in \\mathbb{R}^{H \\times W \\times 3}" + }, + { + "bbox": [ + 130, + 423, + 482, + 483 + ], + "type": "text", + "content": " consists of three channels corresponding to the false positive (FP), false negative (FN) and a combination of true positive and true negative (TP + TN) regions. We train the mask selector by applying a binary cross-entropy loss on each of the predicted regions:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 237, + 491, + 481, + 524 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 237, + 491, + 481, + 524 + ], + "spans": [ + { + "bbox": [ + 237, + 491, + 481, + 524 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {s e l e c t o r}} = \\frac {1}{T} \\sum_ {i = 1} ^ {T} \\left(\\mathcal {L} _ {\\text {b c e}} \\left(\\hat {\\mathcal {E}} _ {i}, \\mathcal {E} _ {i}\\right)\\right) \\tag {4}", + "image_path": "dd1715b11269bea8042fd5bdc0f40a0a7589581ef811c645390ca7d5d246d43b.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "type": "text", + "content": "The groundtruth error map, " + }, + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\mathcal{E}_i" + }, + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "type": "text", + "content": ", is derived from a synthetic video dataset (as will be detailed in Sec. 3.4), which serves as the training data for the model. By comparing the size of erroneous regions (i.e., FP and FN regions) across the sequence, we can compute a score that indicates the mask quality for each frame, and subsequently keep " + }, + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 532, + 482, + 593 + ], + "type": "text", + "content": " exemplar masks with high scores for each object." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 609, + 342, + 621 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 342, + 621 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 342, + 621 + ], + "type": "text", + "content": "3.3 Appearance-Based Mask Correction" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Given the high-quality exemplars from the selector, the object-centric corrector aims to refine the flow-predicted object masks across " + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": " contiguous target frames of the sequence. This correction process essentially uses strong framewise" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 164 + ], + "type": "text", + "content": "correlations to facilitate generalisation of the sparse exemplar mask information to other (target) frames. Additionally, it recovers the fine-grained details by leveraging the input appearance information and the sharp boundaries in RGB frames and flow-predicted masks. The correction can be written as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 142, + 182, + 481, + 198 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 182, + 481, + 198 + ], + "spans": [ + { + "bbox": [ + 142, + 182, + 481, + 198 + ], + "type": "interline_equation", + "content": "\\{\\tilde {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\tilde {\\mathcal {M}} _ {T} ^ {k} \\} _ {k = 1} ^ {K} = \\varPhi_ {\\mathrm {c o r r e c t o r}} (\\mathcal {V} _ {\\mathrm {R G B}}; \\{\\hat {\\mathcal {M}} _ {1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {T} ^ {k}; \\hat {\\mathcal {M}} _ {e 1} ^ {k}, \\dots , \\hat {\\mathcal {M}} _ {e t} ^ {k} \\} _ {k = 1} ^ {K}) (5)", + "image_path": "898a6d02b8b0f7337fbff51fdcd46e2242c3c1440bfbe399501d6e34c98efa0e.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "spans": [ + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "inline_equation", + "content": "\\tilde{\\mathcal{M}}_i^k" + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "text", + "content": " refers to the refined mask for the " + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "inline_equation", + "content": "k^{\\mathrm{th}}" + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "text", + "content": " object at frame " + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 131, + 213, + 424, + 226 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 230, + 482, + 314 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 230, + 482, + 314 + ], + "spans": [ + { + "bbox": [ + 130, + 230, + 482, + 314 + ], + "type": "text", + "content": "In overview, a variant of a transformer decoder is used, as illustrated in Figure 3. A query vector is provided for each object, initialised from the exemplar masks for that object, and subsequently the object query vectors are jointly processed, and attend to the target and exemplar mask frames to establish temporal correlations in the visual stream. Again, DINO features are used to enable semantic grouping and temporal correspondence. In the following, we give more details for each element of this architecture." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": "Query Initialisation. Foreground object-wise query vectors " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "(q_{\\mathrm{obj}} \\in \\mathbb{R}^{K \\times D})" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": " are initialised from the visual features for the set of exemplar mask frames, by weighted pooling the dense feature maps with the exemplar masks along both spatial and temporal dimensions. An additional set of " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "K_{\\mathrm{bg}}" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": " learnable embedding vectors " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "(q_{\\mathrm{bg}} \\in \\mathbb{R}^{K_{\\mathrm{bg}} \\times D})" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": " models the background regions. As a result, there are a total of " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "K + K_{\\mathrm{bg}}" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": " query vectors to represent the entire video scene. To account for the temporal dimension in videos, we broadcast these query vectors to " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": " target frames, leading to a total of " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "(K + K_{\\mathrm{bg}}) \\times T" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": " initialised query vectors, i.e., " + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "inline_equation", + "content": "q \\in \\mathbb{R}^{(K + K_{\\mathrm{bg}}) \\times T \\times D}" + }, + { + "bbox": [ + 130, + 317, + 482, + 426 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 430, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 430, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 430, + 482, + 502 + ], + "type": "text", + "content": "Transformer Module. Once initialised, the queries " + }, + { + "bbox": [ + 130, + 430, + 482, + 502 + ], + "type": "inline_equation", + "content": "q" + }, + { + "bbox": [ + 130, + 430, + 482, + 502 + ], + "type": "text", + "content": " undergo iterative refinements through a series of transformer-like layers, with two differences to the standard transformer decoder: (i) we insert an additional multi-head cross-attention layer; (ii) we apply a Slot-Attention-like mechanism [45] within each cross-attention module, encouraging competition between foreground objects and background regions." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 506, + 482, + 566 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 566 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 566 + ], + "type": "text", + "content": "In the first cross-attention layer, the query vectors attend to the visual features of all adjacent target frames, whereas in the second cross-attention layer, the key and value entries are generated by combining exemplar masks with the visual features of corresponding frames. These layers enable the incorporation of short-term local information and global exemplar information, respectively." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "type": "text", + "content": "Refined Mask Outputs. Following a similar idea to [11, 82], we extract the cross-attention maps between query vectors and visual features of target frames from the last layer of the transformer module. Notably, we only retain the attention maps that are associated with " + }, + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "type": "text", + "content": " foreground object queries. These filtered attention maps are then upsampled by a CNN decoder to yield refined masks " + }, + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\{\\tilde{\\mathcal{M}}_1^k,\\dots ,\\tilde{\\mathcal{M}}_T^k\\}_{k = 1}^K" + }, + { + "bbox": [ + 131, + 570, + 482, + 666 + ], + "type": "text", + "content": ". During the upsampling process, information of flow-predicted masks and object appearances in target frames are passed through a lightweight CNN encoder, acting as skip layers for fine-grained feature compensation." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 101 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 479, + 140 + ], + "type": "text", + "content": "Mask Prediction Loss. At training time, we apply both binary cross-entropy loss and boundary loss (adopted from [82]) on the resultant refined masks" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 150, + 148, + 480, + 178 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 150, + 148, + 480, + 178 + ], + "spans": [ + { + "bbox": [ + 150, + 148, + 480, + 178 + ], + "type": "interline_equation", + "content": "L _ {\\text {m a s k}} = \\frac {1}{K T} \\sum_ {i = 1} ^ {T} \\sum_ {k = 1} ^ {K} \\left(\\lambda_ {\\text {b c e}} L _ {\\text {b c e}} \\left(\\tilde {\\mathcal {M}} _ {i} ^ {k}, \\mathcal {M} _ {i} ^ {k}\\right) + \\lambda_ {\\text {b o u n d}} L _ {\\text {b o u n d}} \\left(\\tilde {\\mathcal {M}} _ {i} ^ {k}, \\mathcal {M} _ {i} ^ {k}\\right)\\right) \\tag {6}", + "image_path": "1c09bca9dbcef73ac292bdedbbb0b12b90b73c961ffe1cdc5cc861760e5992c5.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "spans": [ + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "text", + "content": "with " + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{bce}}" + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{bound}}" + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "text", + "content": " denoting weight factors. The groundtruth segmentation masks " + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "inline_equation", + "content": "\\{\\mathcal{M}_i^k\\}" + }, + { + "bbox": [ + 132, + 184, + 479, + 207 + ], + "type": "text", + "content": " are provided by synthetic video sequences, as will be detailed in Sec. 3.4." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "spans": [ + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "text", + "content": "Feature Reconstruction Loss. In addition to direct supervision, we incorporate feature reconstruction as an auxiliary task. Specifically, the output query vectors from the transformer module are spatially broadcast and projected by MLP layers to reconstruct the DINO feature maps " + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "text", + "content": " of input frames. This reconstruction process is inspired from [63, 84], where the feature predictions by each query " + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "inline_equation", + "content": "\\hat{d}^k" + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "text", + "content": " are linearly combined, weighted by the predicted alpha channels " + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "inline_equation", + "content": "\\hat{\\alpha}^k" + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "text", + "content": ", i.e., " + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "inline_equation", + "content": "\\hat{d} = \\sum_{k} \\hat{\\alpha}^k \\hat{d}^k" + }, + { + "bbox": [ + 132, + 209, + 480, + 291 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 292, + 479, + 315 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 292, + 479, + 315 + ], + "spans": [ + { + "bbox": [ + 132, + 292, + 479, + 315 + ], + "type": "text", + "content": "The overall loss for this feature reconstruction process is averaged over all target frames:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 162, + 323, + 479, + 354 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 162, + 323, + 479, + 354 + ], + "spans": [ + { + "bbox": [ + 162, + 323, + 479, + 354 + ], + "type": "interline_equation", + "content": "L _ {\\text {f e a t - r e c o n}} = \\frac {1}{T} \\sum_ {i = 1} ^ {T} \\left(\\lambda_ {\\text {r e c o n}} \\mathrm {M S E} \\left(\\hat {d} _ {i}, d _ {i}\\right) + \\frac {1}{K} \\sum_ {k = 1} ^ {K} \\lambda_ {\\text {a l p h a}} L _ {\\text {b c e}} \\left(\\hat {\\alpha} _ {i} ^ {k}, \\alpha_ {i} ^ {k}\\right)\\right) \\tag {7}", + "image_path": "3670902386f2c8df33b463051bff31d2b2a8bc09b0828f9ab8a6306a4f4c14fa.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "spans": [ + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "text", + "content": "where the first term (weighted by " + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{recon}}" + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "text", + "content": ") denotes an unsupervised feature reconstruction loss, and the second term (weighted by " + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{alpha}}" + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "text", + "content": ") corresponds to a supervised alpha channel prediction loss. This supervision signal is only applied to the alpha masks generated from foreground object queries, with the groundtruth " + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "inline_equation", + "content": "\\{\\alpha_i^k\\}" + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "text", + "content": " obtained by downsampling the groundtruth segmentation masks " + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "inline_equation", + "content": "\\{\\mathcal{M}_i^k\\}" + }, + { + "bbox": [ + 132, + 360, + 479, + 419 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 434, + 309, + 446 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 434, + 309, + 446 + ], + "spans": [ + { + "bbox": [ + 132, + 434, + 309, + 446 + ], + "type": "text", + "content": "3.4 Sim2Real Training Procedure" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 452, + 479, + 499 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 452, + 479, + 499 + ], + "spans": [ + { + "bbox": [ + 132, + 452, + 479, + 499 + ], + "type": "text", + "content": "Training proceeds in two steps: first, the selector and corrector are pre-trained with synthetic videos; and second, a self-supervised adaptation process is used to bridge the domain gap to real-world videos. Both steps are described below. Notably, this entire training process does not require any manual annotations." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 515, + 479, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 515, + 479, + 550 + ], + "spans": [ + { + "bbox": [ + 132, + 515, + 479, + 550 + ], + "type": "text", + "content": "Pre-training on Synthetic Videos. We adopt the simple simulation engine proposed by [82] to generate synthetic training video sequences with RGB frames, optical flows and groundtruth annotations." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 552, + 479, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 552, + 479, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 552, + 479, + 609 + ], + "type": "text", + "content": "Synthetic Training of Mask Selector. Given one synthetic video sequence, we feed its optical flows into the OCLR-flow multi-object motion segmentation model, to yield flow-predicted masks as the selector inputs. The groundtruth error maps for training (as introduced in Eq. 4) can be obtained by comparing the flow-predicted masks with groundtruth segmentation maps." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 611, + 479, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 611, + 479, + 646 + ], + "spans": [ + { + "bbox": [ + 132, + 611, + 479, + 646 + ], + "type": "text", + "content": "Synthetic Training of Mask Corrector. By combining loss functions introduced in the refined mask prediction (Eq. 6) and feature reconstruction (Eq. 7) processes, the overall loss for training the mask corrector is" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 210, + 654, + 479, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 654, + 479, + 666 + ], + "spans": [ + { + "bbox": [ + 210, + 654, + 479, + 666 + ], + "type": "interline_equation", + "content": "L _ {\\text {c o r r e c t o r}} = \\lambda_ {\\text {m a s k}} L _ {\\text {m a s k}} + \\lambda_ {\\text {f e a t - r e c o n}} L _ {\\text {f e a t - r e c o n}} \\tag {8}", + "image_path": "8c3a7536cb6e8fb95a23b749834920adf8f2d1cfcb8e50b889a83d99670767b4.jpg" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{mask}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{feat-recon}}" + }, + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": " are corresponding weight factors, and the supervision is provided by the groundtruth annotations in the synthetic sequences." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 164 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 164 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 164 + ], + "type": "text", + "content": "Both the selector and corrector models, trained on synthetic data, are able to generalise to real-world videos, as will be demonstrated in our ablation analysis." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 182, + 479, + 277 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 182, + 479, + 277 + ], + "spans": [ + { + "bbox": [ + 130, + 182, + 479, + 277 + ], + "type": "text", + "content": "Self-Supervised Adaptation to Real-World Videos. The Sim2Real domain gap is mitigated by self-supervised training on target real-world datasets. Specifically, for each real-world video dataset, we first employ our synthetically-trained selection-correction model to generate segmentation masks starting from the OCLR-flow proposals. The resultant masks are then treated as pseudolabeling to fine-tune the mask corrector and the OCLR-flow segmentation model. We provide more details on each fine-tuning process below, and verify the effectiveness of each stage via ablation analysis in the Supp. Mat." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 278, + 480, + 372 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 278, + 480, + 372 + ], + "spans": [ + { + "bbox": [ + 130, + 278, + 480, + 372 + ], + "type": "text", + "content": "Adapting the Mask Correction Model. The overall loss for fine-tuning remains the same as for synthetic training (Eq. 8). However, for adaptation, the refined masks generated by the synthetically-trained corrector (i.e., " + }, + { + "bbox": [ + 130, + 278, + 480, + 372 + ], + "type": "inline_equation", + "content": "\\{\\tilde{\\mathcal{M}}_i^k\\}" + }, + { + "bbox": [ + 130, + 278, + 480, + 372 + ], + "type": "text", + "content": ") are treated as pseudo-GT, and become the target masks in the loss. Note that, we only apply pseudo-labeling at the frames where exemplar masks present due to their high quality. Apart from the self-supervised training at the dataset level, we also employ a test-time per-sequence adaptation to further boost the performance. A detailed description is given in the Supp. Mat." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 373, + 480, + 432 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 480, + 432 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 480, + 432 + ], + "type": "text", + "content": "Adapting the Flow Segmentation Model. Similarly, the OCLR-flow model (which is also originally trained only on synthetic data) is adapted to real-world videos by fine-tuning with the pseudo-GT provided by the refined segmentation masks " + }, + { + "bbox": [ + 130, + 373, + 480, + 432 + ], + "type": "inline_equation", + "content": "\\{\\tilde{\\mathcal{M}}_i^k\\}" + }, + { + "bbox": [ + 130, + 373, + 480, + 432 + ], + "type": "text", + "content": ". This adapts the model to complex real-world flow inputs, consequently reducing Sim2Real domain gap." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 434, + 480, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 480, + 480 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 480, + 480 + ], + "type": "text", + "content": "The updated flow-predicted masks can then form the basis for a further appearance-based selector-corrector refinement. In principle, it would be possible to repeat this refinement-adaptation process. However, in practice, we find that one round of adaptation is sufficient and there is little gain in iterating further." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 500, + 230, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 500, + 230, + 514 + ], + "spans": [ + { + "bbox": [ + 131, + 500, + 230, + 514 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 525, + 268, + 536 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 525, + 268, + 536 + ], + "spans": [ + { + "bbox": [ + 131, + 525, + 268, + 536 + ], + "type": "text", + "content": "4.1 Datasets and Metrics" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 545, + 480, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 480, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 480, + 616 + ], + "type": "text", + "content": "Training Dataset. To pre-train our models, we use a synthetic dataset generated by the simple pipeline introduced in [82], where motions of multiple object sprites (i.e., shapes with random textures) are simulated on a common moving background across time. Each sequence contains 1 to 3 moving sprites, with information such as RGB frames, optical flows, groundtruth modal and amodal annotations provided." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "content": "Multi-Object Benchmark. We adopt the DAVIS2017-motion dataset (short form \"DAVIS17-m\") that is proposed in [82] with jointly moving objects reannotated. We further formulate a YouTubeVOS2018-motion dataset (short form \"YTVOS18-m\"), which is a subset of YTVOS18 [83], containing 120 sequences" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "with one or more dominant moving objects. Visualisations of multi-object sequences can be found in Figure 4. Additional information regarding this new benchmark is provided in the Supp. Mat." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 481, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 481, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 481, + 212 + ], + "type": "text", + "content": "Single-Object Benchmark. We report performance on popular single-object video segmentation benchmarks including DAVIS2016 [57], SegTrackv2 [41] and FBMS-59 [55]. Though some sequences in SegTrackv2 and FBMS-59 consist of multiple objects, we follow the common practice [30, 86] and group foreground objects as a whole for later evaluation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "spans": [ + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "type": "text", + "content": "Evaluation Metrics. We benchmark our single object video segmentation performance using region similarity " + }, + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "type": "inline_equation", + "content": "(\\mathcal{I})" + }, + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "type": "text", + "content": ". For multi-object video segmentation, we additionally report the contour similarity " + }, + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "type": "inline_equation", + "content": "(\\mathcal{F})" + }, + { + "bbox": [ + 131, + 212, + 481, + 248 + ], + "type": "text", + "content": " [50]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 264, + 279, + 276 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 264, + 279, + 276 + ], + "spans": [ + { + "bbox": [ + 131, + 264, + 279, + 276 + ], + "type": "text", + "content": "4.2 Implementation Details" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "spans": [ + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": "For pre-processing, we apply RAFT [69] to estimate optical flow with frame gaps " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "\\pm 1" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": " (except for FBMS and YTVOS18-m with frame gaps " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "\\pm 3" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": " owing to relatively slow video motions). All optical flows and RGB frame inputs are resized to " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "128 \\times 224" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": ". The motion segmentation model proposes " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "K = 3" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": " objects for each sequence, from which " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "t = 10" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": " exemplar masks are selected for each object. Also, we use self-supervised pre-trained DINO transformers [10], ViT-S/16 for mask selector, ViT-S/8 for corrector, resulting in DINO feature resolutions " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "8 \\times 14" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "inline_equation", + "content": "16 \\times 28" + }, + { + "bbox": [ + 130, + 283, + 482, + 415 + ], + "type": "text", + "content": ", respectively. As a final post-processing step, we apply Conditional Random Field (CRF) segmentation to further refine the output masks. We refer the reader to the Supp. Mat. for more details regarding the model architecture, training settings, and inference time analysis." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 431, + 346, + 443 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 431, + 346, + 443 + ], + "spans": [ + { + "bbox": [ + 131, + 431, + 346, + 443 + ], + "type": "text", + "content": "4.3 Multiple Object Video Segmentation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 450, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 482, + 544 + ], + "type": "text", + "content": "Comparison to Unsupervised Models. Table 1 compares the performance of our motion segmentation model against several baselines on unsupervised video object segmentation benchmarks. Interestingly, most prior baseline methods exhibit degraded performance on the YTVOS18-m dataset compared to the DAVIS17-m dataset. This is understandable, as the former dataset involves more complicated motion patterns, posing difficulties for motion-based segmentation. However, our method effectively handles this problem and demonstrates superior performance on both benchmark datasets." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 546, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 605 + ], + "type": "text", + "content": "Our findings are further supported by comprehensive ablation studies provided in the Supp. Mat. These studies verify our hyperparameter choices (e.g., the number of exemplar masks) and architectural designs (e.g., the choice of self-supervised features) during the synthetic training phase. Moreover, we detail how various self-supervised adaptation stages contribute to the overall performance." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 665 + ], + "type": "text", + "content": "Comparison to the Segment Anything Model (SAM) [35]. Recent studies highlight SAM as a robust general segmentor with diverse prompt options. To assess its efficacy for refining flow-based segmentation, we prompt SAM with masks predicted by the OCLR-flow model in a per-frame manner. As shown in Table 1, the resultant refinements (OCLR-flow + SAM) are not as effective" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 138, + 114, + 479, + 240 + ], + "blocks": [ + { + "bbox": [ + 138, + 114, + 479, + 240 + ], + "lines": [ + { + "bbox": [ + 138, + 114, + 479, + 240 + ], + "spans": [ + { + "bbox": [ + 138, + 114, + 479, + 240 + ], + "type": "table", + "html": "
ModelModel settingsYTVOS18-mDAVIS17-m
VOSH.A.RGBFlowInput Res.J&F↑J↑F↑J&F↑J↑F↑
\\( ^\\dagger \\)MG [84]un-sup.✘✘✓128 × 22433.337.029.635.838.433.2
OCLR-flow [82]un-sup.✘✘✓128 × 22445.346.544.155.154.555.7
Safadoust et al. [61]un-sup.✘✓✘128 × 224---59.259.359.2
OCLR-TTA [82]un-sup.✘✓✓480 × 85450.652.748.664.465.263.6
\\( ^\\dagger \\)VideoCutLER [77]un-sup.✘✓✘480 × 85457.059.055.157.357.457.2
Oursun-sup.✘✓✓128 × 22465.267.163.266.267.065.4
OCLR-flow [82] + SAM [35]un-sup.✓✓✓576 × 102458.557.060.064.262.066.4
Ours + SAM [35]un-sup.✓✓✓576 × 102470.671.170.271.570.972.1
\\( ^\\dagger \\)CorrFlow [39]semi-sup.✘✓✘480 × 85455.260.050.454.054.253.7
\\( ^\\dagger \\)UVC [43]semi-sup.✘✓✘480 × 85466.970.463.465.566.264.7
\\( ^\\dagger \\)CRW [29]semi-sup.✘✓✘480 × 85472.975.570.473.472.974.1
\\( ^\\dagger \\)DINO [10]semi-sup.✘✓✘480 × 85475.476.674.378.777.779.6
", + "image_path": "864f688c1abfe8bd558508e5a1acf2496cbde9479a0293b3b678646835a403fa.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 240, + 482, + 297 + ], + "lines": [ + { + "bbox": [ + 130, + 240, + 482, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 240, + 482, + 297 + ], + "type": "text", + "content": "Table 1: Quantitative comparison on multi-object video segmentation benchmarks. \"H.A.\" indicates that human annotations are involved during training. " + }, + { + "bbox": [ + 130, + 240, + 482, + 297 + ], + "type": "inline_equation", + "content": "\\dagger" + }, + { + "bbox": [ + 130, + 240, + 482, + 297 + ], + "type": "text", + "content": " denotes that we reproduce the results on the benchmark datasets using the official code released by the original authors. In the semi-supervised setting, the first-frame ground-truth annotation is provided." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "type": "image", + "bbox": [ + 146, + 322, + 471, + 497 + ], + "blocks": [ + { + "bbox": [ + 146, + 322, + 471, + 497 + ], + "lines": [ + { + "bbox": [ + 146, + 322, + 471, + 497 + ], + "spans": [ + { + "bbox": [ + 146, + 322, + 471, + 497 + ], + "type": "image", + "image_path": "906e009a98276a10b925ed76d77735e00bc6e003ce5bc629ab56773e21689c44.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 506, + 482, + 531 + ], + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 531 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 531 + ], + "type": "text", + "content": "Fig. 4: Qualitative comparison on multi-object video segmentation benchmarks, including YTVOS18-m (left) and DAVIS17-m (right)." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 555, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 555, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 482, + 628 + ], + "type": "text", + "content": "as the refinements provided by our selection-correction model (Ours), owing to the limited utilisation of temporal consistency in the former approach. On the other hand, prompting SAM with masks predicted by our model does lead to improvements (Ours + SAM). This demonstrates that the SAM-based refinement is complementary to our method built on the persistence of appearance streams. Visualisations of SAM-based refinements are given in the Supp. Mat." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": "Comparison to Semi-Supervised Models. Table 1 also includes a list of existing semi-supervised methods that were re-run on motion segmentation benchmarks for reference. Interestingly, the issue of stationary frames in YTVOS18-" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 215, + 100 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 137, + 114, + 477, + 243 + ], + "blocks": [ + { + "bbox": [ + 137, + 114, + 477, + 243 + ], + "lines": [ + { + "bbox": [ + 137, + 114, + 477, + 243 + ], + "spans": [ + { + "bbox": [ + 137, + 114, + 477, + 243 + ], + "type": "table", + "html": "
ModelModel settingsDAVIS16J↑STv2J↑FBMS59J↑
H.A.RGBFlowInput Res.
MG [84]✘✘✓128 × 22468.358.653.1
\\( ^‡ \\)OCLR-flow [82]✘✘✓128 × 22472.167.670.0
DS [88]✘✓✓240 × 42679.172.171.8
DystaB [85]✘✓✓192 × 38480.074.273.2
GWM [14]✘✓✘128 × 22480.778.978.4
\\( ^‡ \\)OCLR-TTA [82]✘✓✓480 × 85480.972.372.7
LOCATE [67]✘✓✘480 × 84880.979.968.8
\\( ^‡ \\)Ours✘✓✓128 × 22481.176.681.9
OCLR-flow [82] + SAM [35]✓✓✓576 × 102480.671.579.2
MATNet [92]✓✓✓473 × 47382.450.476.1
DystaB [85]✓✓✓192 × 38482.874.275.8
Ours + SAM [35]✓✓✓576 × 102486.681.385.7
DPA [13]✓✓✓512 × 51287.1-81.0
", + "image_path": "c96067f9117f7c7e0784248bf9f4dae22ca5f9c97236a9e4b058e8023eff6c8f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 244, + 479, + 277 + ], + "lines": [ + { + "bbox": [ + 132, + 244, + 479, + 277 + ], + "spans": [ + { + "bbox": [ + 132, + 244, + 479, + 277 + ], + "type": "text", + "content": "Table 2: Quantitative comparison on single object video segmentation benchmarks. \"H.A.\" indicates that human annotations are involved during training. " + }, + { + "bbox": [ + 132, + 244, + 479, + 277 + ], + "type": "inline_equation", + "content": "\\ddagger" + }, + { + "bbox": [ + 132, + 244, + 479, + 277 + ], + "type": "text", + "content": " corresponds to methods that rely on human-label-free supervision on synthetic data." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 133, + 312, + 480, + 358 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 312, + 480, + 358 + ], + "spans": [ + { + "bbox": [ + 133, + 312, + 480, + 358 + ], + "type": "text", + "content": "m actually benefits semi-supervised tasks, as objects that move infrequently are easier to track using first-frame ground truth. Despite this advantage, our unsupervised-VOS method still achieves competitive results compared to some semi-supervised-VOS baselines." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 360, + 481, + 467 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 360, + 481, + 467 + ], + "spans": [ + { + "bbox": [ + 133, + 360, + 481, + 467 + ], + "type": "text", + "content": "Qualitative Results. Figure 4 presents visualisations of multi-object sequences with complex flow signals. It is evident that the method relying solely on flow inputs (i.e., OCLR-flow) sometimes fails to extract object shapes from static flow fields and articulated motion signals. OCLR-TTA addresses this issue by using RGB-based dense mask propagations, but still struggles with completing the shape of objects, such as the large white tiger in the first column. In contrast, our method accurately recovers object segmentation even under extreme motion scenarios, thanks to its object-centric representation and reconstruction-based scene clustering." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 133, + 487, + 332, + 499 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 487, + 332, + 499 + ], + "spans": [ + { + "bbox": [ + 133, + 487, + 332, + 499 + ], + "type": "text", + "content": "4.4 Single Object Video Segmentation" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 133, + 510, + 481, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 510, + 481, + 628 + ], + "spans": [ + { + "bbox": [ + 133, + 510, + 481, + 628 + ], + "type": "text", + "content": "We also summarise our performance on various single-object segmentation benchmarks. These comparisons with other self-supervised approaches are considered reasonable since both setups rely on unsupervised learning schemes on targeted data distributions, and no manual annotations are used during the training process. While our method is not specialised for the task of single object segmentation, as demonstrated in Table 2, it still achieves the top performance on two out of three datasets among methods that do not use human annotations. It does less well on the SegTrack dataset since the low-quality sequences (that have watermarks and video compression artefacts) result in noisy flow estimates that compromise our performance." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 133, + 630, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 630, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 630, + 481, + 665 + ], + "type": "text", + "content": "Furthermore, applying per-frame SAM to refine mask predictions, gives noticeable improvements, and leads to the top or matching performance among supervised methods. Figure 5 provides corresponding visualisations on single-" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 117, + 476, + 240 + ], + "blocks": [ + { + "bbox": [ + 140, + 117, + 476, + 240 + ], + "lines": [ + { + "bbox": [ + 140, + 117, + 476, + 240 + ], + "spans": [ + { + "bbox": [ + 140, + 117, + 476, + 240 + ], + "type": "image", + "image_path": "bd30df8c0447961840aa28868b830da391326b80fcbfc32cc45157c63b24373a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 250, + 480, + 273 + ], + "lines": [ + { + "bbox": [ + 132, + 250, + 480, + 273 + ], + "spans": [ + { + "bbox": [ + 132, + 250, + 480, + 273 + ], + "type": "text", + "content": "Fig. 5: Qualitative comparison on single object video segmentation benchmarks, including DAVIS16 (left), SegTrackv2 (middle), and FBMS-59 (right)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 297, + 480, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 480, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 480, + 321 + ], + "type": "text", + "content": "object benchmarks. Similar to the multi-object case, our method exhibits outstanding competence in handling challenging motion situations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 339, + 217, + 352 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 339, + 217, + 352 + ], + "spans": [ + { + "bbox": [ + 132, + 339, + 217, + 352 + ], + "type": "text", + "content": "5 Discussion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 365, + 480, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 480, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 480, + 449 + ], + "type": "text", + "content": "In this paper, we introduce an appearance-based refinement method to address inaccuracies in flow-predicted masks. Our approach involves synthetic pretraining, followed by self-supervised adaptation to real-world videos, without relying on any human annotations. By formulating a new motion segmentation benchmark, we have demonstrated the efficacy of our method in handling complicated motion patterns such as moving objects that are motionless for a time, environment motions, multi-object interactions, etc." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 449, + 481, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 481, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 481, + 533 + ], + "type": "text", + "content": "Instead of pursuing an end-to-end design, we have explored the potential of employing multiple stages: flow-based mask proposals, appearance-based mask selection, and appearance-based mask correction, with each stage utilising a lightweight interpretable model. More importantly, this approach allows us to efficiently harness the advantages of both flow and appearance modalities: the object discovery and accurate boundary information from optical flow; and the temporal consistency observed in appearance streams." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 481, + 666 + ], + "type": "text", + "content": "Nevertheless, some limitations have also been revealed under extremely complex motion scenarios: First, when a significant majority of problematic flow-predicted masks are present (e.g., due to a large proportion of stationary frames in the sequence), selecting meaningful exemplar masks becomes challenging, consequently affecting the correction process. This problem could be potentially mitigated by incorporating additional appearance priors into the flow-based proposal stage. Second, the adopted frozen DINO ViT mainly encodes semantic-level information, which could result in difficulties in discerning entangled objects with similar appearances at the instance level. This highlights a possible research direction, aiming to develop instance-level appearance representations by leveraging flow-predicted information in complex multi-object scenes." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 216, + 100 + ], + "type": "text", + "content": "J. Xie et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 177 + ], + "type": "text", + "content": "This research is supported by a Clarendon Scholarship, the UK EPSRC Programme Grant VisualAI (EP/T028572/1), and a Royal Society Research Professorship RP\\R1\\191132." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 196, + 197, + 209 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 196, + 197, + 209 + ], + "spans": [ + { + "bbox": [ + 133, + 196, + 197, + 209 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 222, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 22, + "blocks": [ + { + "bbox": [ + 138, + 222, + 480, + 244 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 222, + 480, + 244 + ], + "spans": [ + { + "bbox": [ + 138, + 222, + 480, + 244 + ], + "type": "text", + "content": "1. 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In: CVPR (2016)" + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 157, + 91, + 447, + 102 + ], + "type": "text", + "content": "Appearance-based Refinement for Object-Centric Motion Segmentation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "19" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 18 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/d0a3b577-7609-4154-b2cf-78d348fae46f_content_list.json b/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/d0a3b577-7609-4154-b2cf-78d348fae46f_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..f40c7b0f4a2eb6ce0aabc92ec338be20e55653f9 --- /dev/null +++ b/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/d0a3b577-7609-4154-b2cf-78d348fae46f_content_list.json @@ -0,0 +1,1531 @@ +[ + { + "type": "text", + "text": "Approaching Outside: Scaling Unsupervised 3D Object Detection from 2D Scene", + "text_level": 1, + "bbox": [ + 230, + 140, + 772, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Ruiyang Zhang $^{1}$ , Hu Zhang $^{2}$ , Hang Yu $^{3}$ , and Zhedong Zheng $^{1*}$", + "bbox": [ + 251, + 212, + 750, + 228 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ FST and ICI, University of Macau, China", + "bbox": [ + 354, + 239, + 648, + 253 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{2}$ CSIRO Data61, Australia", + "bbox": [ + 406, + 253, + 594, + 266 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "3 Shanghai University, China", + "bbox": [ + 403, + 266, + 599, + 281 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "ruiyang.061x@gmail.com, Hu1.Zhang@csiro.au, yuhang@shu.edu.cn,", + "bbox": [ + 259, + 282, + 738, + 296 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "zhedongzheng@um.edu.mo", + "bbox": [ + 415, + 297, + 586, + 309 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "https://github.com/Ruiyang-061X/LiSe", + "bbox": [ + 359, + 310, + 640, + 323 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. The unsupervised 3D object detection is to accurately detect objects in unstructured environments with no explicit supervisory signals. This task, given sparse LiDAR point clouds, often results in compromised performance for detecting distant or small objects due to the inherent sparsity and limited spatial resolution. In this paper, we are among the early attempts to integrate LiDAR data with 2D images for unsupervised 3D detection and introduce a new method, dubbed LiDAR-2D Self-paced Learning (LiSe). We argue that RGB images serve as a valuable complement to LiDAR data, offering precise 2D localization cues, particularly when scarce LiDAR points are available for certain objects. Considering the unique characteristics of both modalities, our framework devises a self-paced learning pipeline that incorporates adaptive sampling and weak model aggregation strategies. The adaptive sampling strategy dynamically tunes the distribution of pseudo labels during training, countering the tendency of models to overfit easily detected samples, such as nearby and large-sized objects. By doing so, it ensures a balanced learning trajectory across varying object scales and distances. The weak model aggregation component consolidates the strengths of models trained under different pseudo label distributions, culminating in a robust and powerful final model. Experimental evaluations validate the efficacy of our proposed LiSe method, manifesting significant improvements of $+7.1\\%$ $\\mathrm{AP}_{BEV}$ and $+3.4\\%$ $\\mathrm{AP}_{3D}$ on nuScenes, and $+8.3\\%$ $\\mathrm{AP}_{BEV}$ and $+7.4\\%$ $\\mathrm{AP}_{3D}$ on Lyft compared to existing techniques.", + "bbox": [ + 261, + 363, + 738, + 681 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Unsupervised 3D Object Detection $\\cdot$ 2D Scene Understanding $\\cdot$ Self-paced Learning $\\cdot$ Unsupervised Learning", + "bbox": [ + 259, + 695, + 740, + 724 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 751, + 375, + 767 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Unsupervised 3D object detection in the context of autonomous driving aims to discover potential 3D objects in an unsupervised manner [29, 49, 55]. The", + "bbox": [ + 212, + 784, + 787, + 815 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 217, + 824, + 385, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/4316461dea9760051ba8cc6baddcbe45ea3ea8f7641c398559851af8cebe9d4c.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 217, + 143, + 500, + 220 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/c4282a1b20e33ebe3ba9589c11995e027f4584268d33adf26175745eea7fb831.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 143, + 784, + 220 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/6a1af4196fe85976bd2c8be025d9b5999c4a2514e33e92a10e72665f9cb240d4.jpg", + "image_caption": [ + "LiDAR-based Method" + ], + "image_footnote": [], + "bbox": [ + 217, + 220, + 500, + 316 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/f17631a6592ef03f006acecbea8d57ab31826733e4ab82e5f874deed9d36c716.jpg", + "image_caption": [ + "LiSe (ours)", + "Fig. 1: We show typical limitations of LiDAR-based methods for unsupervised 3D object detection. Compared with the prevailing LiDAR-based method, i.e., MODEST [49] generally misses objects in the distance and small objects (left), our proposed method LiSe successfully recalls such objects (right). Best viewed in color: the green boxes are ground truth labels and the red boxes are predictions." + ], + "image_footnote": [], + "bbox": [ + 501, + 220, + 784, + 316 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "key underpinning unsupervised 3D detection is to develop intelligent algorithms that can effectively reason about and adapt to the vast array of potential object classes and their various manifestations in real-world scenarios without explicit prior knowledge or labeled data. The process involves not only accurately estimating the 3D position of objects but also learning to identify previously unseen object types and handle unpredictable environmental conditions, which remains challenging to 2D-based methods [6, 14]. This technology is crucial for ensuring the safety and efficiency of autonomous vehicles as they navigate through complex and unpredictable road environments. The ability to accurately detect 3D objects allows these systems to anticipate potential hazards, make informed decisions, and react accordingly. It can be widely applied to real-world applications, including pedestrian protection [9,12], auto-driving assistance systems [15,17-19] and traffic management [27,36]. The inherent challenge lies in designing models capable of extracting discriminative features from sparse and noisy sensor data, such as point clouds and images, while simultaneously overcoming issues related to class imbalance, scale variation, and partial occlusions.", + "bbox": [ + 212, + 446, + 787, + 688 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Most existing works usually focus on mining the LiDAR data to discover unlabeled 3D objects [29, 49, 55]. For instance, some works [49, 55] utilize the rule-based generation of pseudo boxes followed by a self-training process, and another line of works [29] harness the motion cues provided by LiDAR scene flow to identify potential dynamic objects. While LiDAR data provides accurate depth information and a comprehensive perception of the surrounding environment, it is limited by the inherent sparsity and spatial resolution. This sparsity challenge becomes particularly pronounced in scenarios involving long-range or small-scale objects (see Figure 1), where the dearth of LiDAR points returned significantly compromises the discriminative power required to accurately segre", + "bbox": [ + 212, + 689, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "gate foreground entities from their background context. Current methodologies often adopt an iterative training pipeline that commences with initial object proposals followed by pseudo-label refinement. However, overdependence on LiDAR alone can lead to a blind spot for detecting diminutive or distant objects, thus culminating in suboptimal overall detection capabilities.", + "bbox": [ + 212, + 146, + 784, + 220 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this paper, we thus propose a novel LiDAR-2D Self-paced Learning (LiSe) for unsupervised 3D detection, which integrates LiDAR data with 2D images. It aims to leverage the rich textual and RGB color information in 2D scenes to overcome the limitations of LiDAR in detecting distant and small objects. We adopt the off-the-self multi-traversal method for LiDAR-based 3D detection [49], while applying the 2D detection [28] and segmentation [20] with 3D lifting for image-based 3D detection. We observe that two modalities are complementary on the objects with different distances and resolution, and serve as good initialization seed. Then we apply the self-paced training strategy to propagate the object label and refine the box prediction. During training, we observe that the models tend to overfit to the common category, e.g., cars, and gradually lose the ability to detect relatively rare objects, e.g., bicycles. To alleviate the diminishing detection ability of such long-tail samples, we introduce an adaptive sampling strategy that dynamically adjusts the distribution of training data based on the feedback of the model. Therefore, we could obtain the snapshots trained with different data distributions during the training process, and thus the learned snapshots are inherently with complementary focuses. We further propose the weak model aggregation strategy to merge all snapshot weights along the self-paced learning process as the final model. We conduct extensive quantitative experiments and qualitative analyses to validate the effectiveness of our method. In conclusion, our contributions are summarized as follows:", + "bbox": [ + 212, + 222, + 785, + 537 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Considering the inherent sparsity of LiDAR data, we propose a new approach, called LiSe, jointly leveraging 2D images and 3D LiDAR to improve the pseudo label quality in all ranges. The rich texture in 2D images provides a straightforward discovery of small and distant objects.", + "- Considering the imbalanced object distribution in self-training, we propose an adaptive sampling strategy to explicitly emphasize the long-tailed objects, followed by the weak model aggregation, which iteratively fuses the strengths of different snapshots into a final stable model.", + "- Extensive experiments on nuScenes and Lyft verify the effectiveness of the proposed method, surpassing state-of-the-art by a clear margin on both $\\mathrm{AP}_{3D}$ and $\\mathrm{AP}_{BEV}$ . Especially, for long-range detection (50-80m), the $\\mathrm{AP}_{BEV}$ metric even exceeds that of fully supervised model." + ], + "bbox": [ + 225, + 547, + 784, + 726 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 750, + 387, + 763 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Unsupervised 3D Object Detection. Unsupervised 3D object detection is attracting increasing interest within the research community [10, 43, 47, 54]. Cen et al. [5] utilize a fully-supervised detector to generate proposals for unknown classes. However, this approach struggles with overconfidence issues and", + "bbox": [ + 212, + 779, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Scaling Unsupervised 3D Object Detection from 2D Scene", + "bbox": [ + 343, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "lacks the ability to generate proposals for semantically distinct classes. Studies like MODEST [49] and OYSTER [55] have explored a self-training pipeline to incrementally discover more objects from LiDAR data. Nevertheless, the inherent sparsity of LiDAR data hampers their ability to detect small objects. Najibi et al. [29] employ scene flow to identify objects in motion, training detection model with generated pseudo boxes. Najibi et al. [30] propose distilling VLM knowledge into 3D detection model, addressing detection task by initially segmenting based on text references, followed by 3D box fitting. Different from existing works, our work aims to leverage the information density in 2D scenes to enhance recognition of distant and small objects. We also develop adaptive sampling strategy to address data distribution imbalance problem during self-training process.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Open-vocabulary 2D Detection. Open-vocabulary 2D detection methods can be categorized into two groups: (1) Knowledge distillation methods [2,8,44] focus on transferring the extensive open-vocabulary knowledge from VLMs into closed-set 2D detectors. Therefore, the detection capability is limited by the scope of the teacher VLM. (2) Region-text pretraining methods [3,23,53] emphasize learning from region captions through pretraining at the region level, albeit with high computational costs due to the large scale of pretraining datasets. Similarly, our work leverages pretrained open-vocabulary detection models to recognize objects in 2D images. It helps us to instill 2D prior to the 3D detection. We also consider to eliminate the negative impact of the class imbalance and overfitting during the self-training process.", + "bbox": [ + 212, + 316, + 787, + 484 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Image and LiDAR Fusion. In the realm of closed-set object detection, recent works have begun to study image and LiDAR data fusion. These works can be divided into two categories, i.e., sequential fusion [33,45] and parallel fusion [7, 31]. (1) Sequential based approaches [33,45] use 2D base models to initiate the 3D detection pipeline. The drawback here is that failures in 2D models accumulate in the 3D detection model, which inevitably degrades the overall performance. (2) Parallel fusion approaches integrate two modalities at different stages of the pipeline, including early fusion at the input stage [46], deep fusion at the feature stage [7,13,21,26], and late fusion at the output stage [31,58]. A primary challenge in parallel fusion is to ensure semantic alignment, due to substantial gap between characteristics of images and point clouds. Different from existing works, our method fuses two modalities by combining box seeds from both. We introduce self-paced learning to progressively update the box labels, offering robustness where the failure of 2D models does not halt the pipeline.", + "bbox": [ + 212, + 488, + 787, + 700 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Self-paced Learning. Self-paced learning [22] describes a self-directed learning process where the distribution of training data is dynamically adjusted based on the model performance. This concept has seen broad application in computer vision field, including image classification [40, 48, 50], object detection and localization [37, 39, 51], scene segmentation [24, 34], and video processing [25, 52]. However, these strategies are predominantly focused on the image and video domains. Diverging from existing works, we have tailored a self-paced learning strategy specifically for the 3D unsupervised detection task, incorporating unique 3D attributes such as object distance and volume information.", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/d455bad91f5ed8618ac4bc022ee500a8450c4ce65bdf7bee590fff3c01d21679.jpg", + "image_caption": [ + "Fig. 2: Illustration of the pseudo label generation process in LiSe, which distinctively harnesses information density from 2D scenes to complement LiDAR data. Our approach involves a generation method tailored for each modality to obtain LiDAR-based and image-based 3D boxes. In the LiDAR branch, an off-the-shelf multi-traversal based method generates pseudo labels, primarily covering near-range objects. Concurrently, the image branch uses a pretrained open-vocabulary 2D detector and Segment-Anything-Model to generate 2D contours from images, which are then mapped into 3D space. Following this, a distance-aware 3D boxes integration process fuses boxes from both LiDAR and image modalities. Notably, image-based boxes at longer ranges $(e.g., >10\\mathrm{m})$ are merged with LiDAR-based 3D boxes. This integration addresses the limitations of LiDAR-based method in detecting long-range and small objects. The resulting pseudo labels are proficient in originally challenging samples (e.g., distant and small objects) for LiDAR-based methods, laying a solid foundation for enhancing detection model performance on these challenging cases." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 784, + 334 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 569, + 328, + 584 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We present a detailed description of our method in this section and structure it into three parts: (1) integration of LiDAR data with 2D scene (see Figure 2), (2) adaptive sampling strategy (see Figure 3), and (3) weak model aggregation (see Figure 3).", + "bbox": [ + 214, + 599, + 784, + 659 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Integration of LiDAR Data with 2D Scene", + "text_level": 1, + "bbox": [ + 214, + 680, + 609, + 695 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Pseudo-boxes from LiDAR. In our work, we apply a multi-traversal approach to extract significant objects from LiDAR data. Multi-traversal approach is based on the idea that when a vehicle traverses the same location multiple times, entities that remain unchanged in both position and state are likely static background elements, e.g. buildings. Conversely, items that shift in location are probable foreground objects, e.g. moving cars. Specifically, we first conduct the data processing for given LiDAR data. For locations visited more than once, the LiDAR scans collected at these locations are combined. We then use the GPS/INS data which provides accurate information on vehicle location and the", + "bbox": [ + 212, + 704, + 787, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Scaling Unsupervised 3D Object Detection from 2D Scene", + "bbox": [ + 343, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "rotation matrix to calibrate the data so that different LiDAR scans are aligned into same coordinate system. After the alignment, we calculate the point persistency score (ppScore) [49] of each point $\\tau(u)$ to quantify whether it belongs to unchanging or changing objects. The higher ppScore indicates a more static point and lower ppScore indicates a more dynamic one.", + "bbox": [ + 212, + 146, + 782, + 222 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "With the calculated ppScore, a clustering process that considers both the similarity of ppScore and the actual geometric distance between points is utilized to segment the entire point cloud into distinct clusters. A graph is constructed where points within radius threshold $r_t$ of each other are connected by an edge, and the weight of this edge is calculated as the absolute difference of their ppScores $|\\tau(u) - \\tau(v)|$ . Following graph construction, a variant of the DBSCAN [11] algorithm which is adapted for application on the graph is used on the constructed graph, resulting in numerous clusters of points with similar ppScores and proximate geometric distances. A filtering process that excludes clusters where the top $K$ percent of points with ppScore above threshold $\\alpha$ is applied, designating these as static clusters (e.g., large building walls). The remaining clusters are treated as foreground objects. Finally, an off-the-shelf bounding box fitting algorithm [56] is applied to each cluster to create a 3D box. Pseudo-boxes from Images. For 3D pseudo-boxes generation from images, we employ an off-the-shelf open-vocabulary 2D detector, e.g., GroundingDINO [28] to first identify discriminative objects within the images. To realize this purpose, we construct the detection prompt by concatenating discriminative class names together, feeding it into GroundingDINO, and obtaining a collection of 2D boxes. Usually, the detected 2D boxes often contain substantial background areas, which do not accurately reflect the shapes of real-world objects. Direct employment of these 2D boxes for subsequent processing can result in imprecise 3D box estimations. Fortunately, the 2D boxes naturally serve as initial prompts for the Segment-Anything-Model (SAM) [20]. By inputting these 2D boxes into SAM as prompts, we instead obtain refined 2D masks. These masks reflect the actual contours of the targeted objects, significantly mitigating the drawbacks inherent in utilizing 2D boxes directly. To estimate 3D boxes from images, a projection process from 3D to 2D is then applied and can be formulated as:", + "bbox": [ + 212, + 222, + 787, + 632 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {u} _ {i} = \\mathbf {K} \\cdot \\mathbf {E} \\cdot u _ {i}, (i = 1, \\dots , m), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 397, + 645, + 785, + 662 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $u_{i}$ is one LiDAR point in the 3D space, $\\mathbf{K}$ is the intrinsic matrix, $\\mathbf{E}$ is the extrinsic matrix, and $m$ is number of points in point cloud. For those projected 2D points lying in the masks, we reserve their corresponding 3D points. This process is equal to building a frustum extending from the ego center of the vehicle to 2D mask. This frustum is considered to contain the point cluster corresponding to the detected object. We then apply the region growth algorithm [1] to get the cluster with the most points. Subsequently, tight external 3D bounding box is estimated based on the cluster. All the generated 3D boxes are then consolidated to form the final pseudo labels for a single LiDAR point cloud. Ultimately, we achieve a comprehensive set of pseudo labels for the training dataset, entirely independent of any ground-truth 3D annotations.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/1f475482ad462762db6bb1859a6ee279d790f3dbe686a6a45b8ec39a7472bf2b.jpg", + "image_caption": [ + "Pseudo Labels-based Self-paced Learning", + "Fig. 3: Illustration of the self-paced learning process in LiSe. Initial distribution of objects and inference distribution after training are first calculated with the distance volume-based metric. Adaptive sampling strategy thus updates sampling rates for different objects based on changes in two distributions. We further consider weak model aggregation to combine newly trained model with previously aggregated model to obtain a stronger, more robust model for current round. Finally, we iteratively update distribution of pseudo labels and model weight for $T$ rounds to obtain the final model." + ], + "image_footnote": [], + "bbox": [ + 217, + 154, + 784, + 275 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "It is worth noting that due to the rich texture information in 2D images and the strong detection ability of the employed open-vocabulary 2D detector, many distant and small objects, which are usually challenging to identify in LiDAR data, can be recognized. The pseudo labels derived from images can thus serve as a robust complement to those obtained from LiDAR, potentially enhancing the overall quality and coverage of the training data.", + "bbox": [ + 212, + 414, + 782, + 503 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Integration between LiDAR and 2D scene. To enhance the integration of pseudo boxes from both LiDAR and images for training models, we employ a distance-aware strategy. This approach optimally leverages the complementary characteristics of two data sources. We begin by establishing a predefined range, and then we selectively include image-derived boxes that lie within this range, alongside LiDAR-generated boxes. Final bounding boxes can be derived from:", + "bbox": [ + 212, + 505, + 784, + 595 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {B} _ {\\text {f i n a l}} = \\mathcal {B} _ {\\text {L i D A R}} \\cup \\left\\{b _ {i} \\mid d \\left(b _ {i}\\right) \\geq d _ {\\min }, b _ {i} \\in \\mathcal {B} _ {\\text {i m g}} \\right\\}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 608, + 785, + 626 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathcal{B}_{img}$ denotes all image-derived boxes and $\\mathcal{B}_{LiDAR}$ denotes LiDAR-generated boxes. $b_{i}$ is one image-derived 3D box, $d(b_{i})$ is the distance between box $b_{i}$ and the ego car. $d_{min}$ is the determined range value. Considering that objects in close proximity typically exhibit a high density of LiDAR points, LiDAR data alone is often sufficient for precise estimations. Our distance-aware strategy allows for flexible exclusion of image-derived boxes in these near-range areas by adjusting range values. It helps to prevent possible conflicts with LiDAR-generated boxes.", + "bbox": [ + 212, + 637, + 792, + 743 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2 Adaptive Sampling Strategy", + "text_level": 1, + "bbox": [ + 214, + 767, + 493, + 782 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Despite integrating 2D scenes into 3D pseudo-boxes is able to recall the missed distant and small objects, the model tends to be biased toward easier samples, e.g., closer or larger objects in training. Such bias persists throughout all training", + "bbox": [ + 212, + 794, + 784, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Scaling Unsupervised 3D Object Detection from 2D Scene", + "bbox": [ + 343, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "rounds and the reason behind is attributed to the imbalanced data distribution. We thus propose an adaptive sampling strategy, dynamically balancing different objects throughout the training phases (see Figure 3).", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We first propose distance volume-based metric, which leverages general properties in 3D world, i.e., distance and volume to categorize objects. For distance-based categorization, we adopt the criteria in MODEST [49], dividing objects into near- and far-range ones: objects within $0 - 30\\mathrm{m}$ are considered as near objects and those beyond $30\\mathrm{m}$ are categorized as far objects. For volume-based categorization, we consult GPT-4 for general information on the volume and size of common categories. We then classify objects with a volume smaller than $5m^3$ as small objects, and those larger than $5m^3$ as large objects. For example, common categories such as pedestrians, cyclists will be categorized as small objects, and typical cars or other vehicles will be attributed to large ones.", + "bbox": [ + 212, + 191, + 784, + 343 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Based on the distance volume-based metric, we calculate the initial object distribution before training and inference distribution after training. We analyze the differences between two distributions: For object groups whose probability in inference distribution is significantly increased, we adaptively downsample these objects in the next round. Conversely, for object groups whose probabilities are decreased in the inference, we adaptively upsample these groups accordingly. Therefore, we introduce a sampling score, which can be formulated as:", + "bbox": [ + 212, + 344, + 785, + 450 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nR \\left(g _ {i}\\right) = \\left\\{ \\begin{array}{l l} 1 - \\left(Q \\left(g _ {i}\\right) - Q _ {\\text {i n i t}} \\left(g _ {i}\\right)\\right) & \\text {i f} Q \\left(g _ {i}\\right) > Q _ {\\text {i n i t}} \\left(g _ {i}\\right) \\\\ 1 + \\left(Q _ {\\text {i n i t}} \\left(g _ {i}\\right) - Q \\left(g _ {i}\\right)\\right) & \\text {i f} Q \\left(g _ {i}\\right) \\leq Q _ {\\text {i n i t}} \\left(g _ {i}\\right), \\end{array} \\right. \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 303, + 463, + 785, + 501 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $g_{i}$ is one type of objects grouped by distance volume-based metric. $Q(g_{i})$ is sampling probability in inference distribution and $Q_{init}(g_{i})$ is sampling probability in initial distribution. $R(g_{i})$ is new sampling score for objects in group $g_{i}$ in next round. Adaptive resampling can calibrate model towards harder samples and away from easier ones, thus resulting in self-paced learning process.", + "bbox": [ + 212, + 513, + 787, + 590 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.3 Weak Model Aggregation", + "text_level": 1, + "bbox": [ + 214, + 614, + 473, + 630 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The models obtained in different rounds tend to be proficient in different object groups, with the adaptive sampling strategy assigning varied sampling ratios. For example, while a model trained in the $t$ -th round excels at identifying large objects, the model in the $(t + 1)$ -th round takes more attention to detecting small objects with the increased sampling rate for small objects. The models obtained in different rounds have their unique bias and lack a comprehensive detection ability. Therefore, we refer to these models as \"weak models\", and introduce weak model aggregation, which combines these weak models to create a robust, stronger model (see Figure 3). We select a model as initialization starting from round $T_{s}$ . Similar to weight-average approaches [41, 57], we average each weak model in subsequent rounds with the previous aggregated strong model, and the obtained model serves as the strong one for the current round. An aggregation coefficient $\\lambda$ is utilized to balance the influence of the previous strong model and", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "the current weak model. The calculation process can be formulated as:", + "bbox": [ + 215, + 146, + 723, + 161 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\Theta_ {t} = \\left\\{ \\begin{array}{l l} \\theta_ {t} & \\text {i f} 1 \\leq t < T _ {s} \\\\ \\lambda \\cdot \\Theta_ {t - 1} + (1 - \\lambda) \\cdot \\theta_ {t} & \\text {i f} T _ {s} \\leq t \\leq T \\end{array} , \\right. \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 339, + 171, + 785, + 210 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $t$ is round number, $T_{s}$ is start round to perform weak model aggregation, and $T$ is total number of self-paced learning rounds. $\\lambda$ is aggregation coefficient. $\\theta_{t}$ is current weak model in $t$ -th round, $\\Theta_{t-1}$ is aggregated strong model obtained in $(t-1)$ -th round, and $\\Theta_{t}$ is the aggregated strong model in $t$ -th round.", + "bbox": [ + 214, + 217, + 784, + 279 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Pseudo Labels-based Self-paced Learning", + "text_level": 1, + "bbox": [ + 215, + 297, + 599, + 313 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We unify integrated pseudo labels, adaptive sampling strategy, and weak model aggregation into a self-paced learning process (see Fig. 3). Specifically, it consists of two stages: seed training and self-training. In seed training, integrated pseudo labels $\\mathcal{B}_{final}$ are used to train an initial detector $\\Theta_0$ . Self-training is an iterative process repeated for $T$ rounds. In $t$ -th round, detector trained from previous round $\\Theta_{t-1}$ first conducts inference on the training set to obtain pseudo training labels for the current round. The pseudo training labels are then redistributed with our proposed adaptive sampling strategy to counter the bias towards easier object groups, e.g., near-range and large objects. Then the updated pseudo labels are harnessed to train a new detector $\\theta_t$ . Weak model aggregation aggregates the weak model in current round $\\theta_t$ and strong model from previous round $\\Theta_{t-1}$ into a strong model for current round $\\Theta_t$ . Different from vanilla self-training, in our process, distribution of pseudo training labels is adjusted based on model feedback, which results in a self-paced learning process.", + "bbox": [ + 214, + 321, + 787, + 532 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiment", + "text_level": 1, + "bbox": [ + 215, + 554, + 366, + 570 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Dataset. We conduct unsupervised 3D detection experiments on nuScenes [4] and Lyft [16], two widely recognized benchmarks in autonomous driving. In our experiment, we follow the basic dataset configuration in MODEST [49]. Specifically, we only utilize LiDAR point clouds which are collected from locations with more than one sample in order to satisfy the multi-traversal requirement. For nuScenes, the final used data consists of 3,985 training keyframes and 2,412 testing ones. For Lyft, we use 11,873 training samples and 4,901 testing samples. We emphasize that the ground-truth 3D annotations are not used in our training and they are just involved in the testing to evaluate model performance.", + "bbox": [ + 214, + 582, + 787, + 718 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Metric. Two different metrics $\\mathrm{AP}_{BEV}$ and $\\mathrm{AP}_{3D}$ are considered. $\\mathrm{AP}_{BEV}$ focuses on accuracy from the Bird's Eye View (BEV), while $\\mathrm{AP}_{3D}$ considers additional height information and evaluates detection results in 3D space, thus offering more comprehensive assessment. Furthermore, we consider objects w.r.t. the distance and report evaluation results for objects in the near range (0-30m), middle range (30-50m), far range (50-80m), and the full range (0-80m).", + "bbox": [ + 214, + 719, + 787, + 809 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Implementation Details. In the training, we adopt PointRCNN [35] as the backbone. In each self-paced training round, we train the model for 80 epochs on", + "bbox": [ + 214, + 809, + 787, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Scaling Unsupervised 3D Object Detection from 2D Scene", + "bbox": [ + 341, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/d7fcb937ac19de8b847f3db0a6280d96222b20353efe887d8b6b696c52430fdb.jpg", + "table_caption": [ + "Table 1: Detection results on nuScenes. We report $\\mathrm{AP}_{BEV}$ and $\\mathrm{AP}_{3D}$ at $I_oU = 0.25$ for objects across various distances. The results are shown in $\\mathrm{AP}_{BEV} / \\mathrm{AP}_{3D}$ format. $T = 0$ is training from seed labels. $T = 2$ and $T = 10$ are the results for $2th$ and $10th$ round self-training, respectively. The supervised performance of model trained with ground-truth boxes is in the first row (Supervised). It is noticeable that the performance of LiSe significantly surpasses that of the state-of-the-art OYSTER [55] across all evaluated metrics. \\*: We present the results of our reimplementation, as official code for OYSTER is not available. Our reimplementation follows OYSTER settings, which conduct two rounds of self-training." + ], + "table_footnote": [], + "table_body": "
Method0-30m30-50m50-80m0-80m
Supervised39.8 / 34.512.9 / 10.04.4 / 2.922.2 / 18.2
MODEST-PP (T=0)0.7 / 0.10.0 / 0.00.0 / 0.00.2 / 0.1
MODEST-PP (T=10)----
MODEST (T=0)16.5 / 12.51.3 / 0.80.3 / 0.17.0 / 5.0
MODEST (T=10)24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
OYSTER (T=0)14.7 / 12.31.5 / 1.10.5 / 0.36.2 / 5.4
OYSTER (T=2)*26.6 / 19.34.4 / 1.81.7 / 0.412.7 / 8.0
LiSe (T=0)5.8 / 4.70.6 / 0.20.3 / 0.22.1 / 1.8
LiSe (T=10)35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
", + "bbox": [ + 217, + 281, + 785, + 450 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "nuScenes and 60 epochs on Lyft. We adopt AdamOneCycle [38] as the optimizer, with a default learning rate of 0.01, weight decay of 0.01, and momentum of 0.9. The learning rate is reduced at epochs 35 and 45 by a factor of 0.1, with a minimum learning rate clip of $1\\mathrm{e}^{-7}$ . The random seed is set as 0. The total batch size is set at 8, uniformly distributed among $4 \\times \\mathrm{A6000}$ (48G) GPUs. In pseudo label generation, we follow previous works [49] to set $\\alpha$ as 0.7 and $K$ as 20. Our code is based on OpenPCDet [42] and is implemented in PyTorch [32].", + "bbox": [ + 212, + 479, + 787, + 587 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Main Results", + "text_level": 1, + "bbox": [ + 215, + 613, + 372, + 627 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We present nuScenes results in Table 1 and observe that LiSe significantly outperforms all existing methods. In particular, compared to the state-of-the-art OYSTER, LiSe achieves an improvement of $+7.1\\%$ in $\\mathrm{AP}_{BEV}$ and $+3.4\\%$ in $\\mathrm{AP}_{3D}$ within the 0-80m range. In other distances, such as 0-30m, 30-50m, and 50-80m, LiSe consistently surpasses OYSTER, demonstrating a universally enhanced detection capability. The improvement validates the effectiveness of our proposed integration with 2D scenes, adaptive sampling strategy, and weak model aggregation in enhancing overall detection ability of model. It is also noteworthy that $\\mathrm{AP}_{BEV}$ of LiSe in the long range (50-80m) even exceeds that of fully supervised results. These results affirm that incorporating 2D scene understanding significantly augments the detection of distant and small objects.", + "bbox": [ + 212, + 642, + 787, + 808 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We further conduct experiments on Lyft, using the same hyper-parameters on nuScenes (see Table 2). We observe that the proposed LiSe surpasses the", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/f651044dde8e9f54b10d3a8815a69498e43e78b070e106ec1ca747d23b14302c.jpg", + "table_caption": [ + "Table 2: Comparison on Lyft. We observe that the proposed LiSe significantly surpasses MODEST across all evaluated metrics, especially in long range (50-80m). $T$ denotes self-training round." + ], + "table_footnote": [], + "table_body": "
Method0-30m30-50m50-80m0-80m
Supervised82.8 / 82.670.8 / 70.350.2 / 49.669.5 / 69.1
MODEST-PP (T=0)46.4 / 45.416.5 / 10.80.9 / 0.421.8 / 18.0
MODEST-PP (T=10)49.9 / 49.332.3 / 27.03.5 / 1.430.9 / 27.3
MODEST (T=0)65.7 / 63.041.4 / 36.08.9 / 5.742.5 / 37.9
MODEST (T=10)73.8 / 71.362.8 / 60.327.0 / 24.857.3 / 55.1
LiSe (T=0)54.5 / 54.024.2 / 22.81.4 / 1.229.2 / 27.5
LiSe (T=10)76.7 / 74.066.1 / 64.446.6 / 43.765.6 / 62.5
", + "bbox": [ + 222, + 198, + 781, + 339 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/507324068169d02bcd17a906dab3b54c08a49cd95900f0e3d6e09894732983e6.jpg", + "table_caption": [ + "Table 3: Ablation studies on the primary components of the proposed method, including integration with 2D scenes (3D and 2D), adaptive sampling strategy (ADS), and weak model aggregation (WMA)." + ], + "table_footnote": [], + "table_body": "
3D2DADSWMA0-30m30-50m50-80m0-80m
✓24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
✓31.8 / 14.03.8 / 0.80.6 / 0.012.4 / 4.7
✓✓31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
✓✓✓34.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
✓✓✓✓35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
", + "bbox": [ + 223, + 409, + 777, + 522 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "competitive MODEST across all evaluated metrics. More importantly, LiSe outperforms MODEST by $+19.4\\%$ in $\\mathrm{AP}_{BEV}$ and $+18.9\\%$ in $\\mathrm{AP}_{3D}$ in the long range (50-80m), which contributes most to overall improvement. These results validate the effectiveness and generalizability of our proposed method.", + "bbox": [ + 212, + 553, + 787, + 613 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Ablation Studies and Analyses", + "text_level": 1, + "bbox": [ + 214, + 642, + 516, + 657 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Effect of Integration with 2D Scenes. Comparing the first three rows in Table 3, we observe that integrating 2D scenes into 3D-based pseudo boxes yields the best overall performance across both $\\mathrm{AP}_{BEV}$ and $\\mathrm{AP}_{3D}$ . The significant improvement over LiDAR-based methods highlights the unique advantages of 2D scenes in detecting distant and small objects. We further examine the way to integrate 2D scenes (see Table 4). Specifically, we only incorporate 3D boxes from images with distance over $5\\mathrm{m}$ , $10\\mathrm{m}$ , and $15\\mathrm{m}$ . Table 4 indicates by integrating image-based boxes with distance over $10\\mathrm{m}$ achieves best performance. Such results also suggest that image-based boxes and LiDAR-based boxes conflict with each other in range 0-10 meters. Consideration of object distance in integration avoids such conflicts, and make two modalities complementary.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Scaling Unsupervised 3D Object Detection from 2D Scene", + "bbox": [ + 341, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/076b851bb2901e1176fdf88c0cc646ce648c019689cd7ba148a3c4f69a33a88f.jpg", + "table_caption": [ + "Table 4: Ablation studies on integrating image-based 3D boxes according to the distance. We incorporate image-based 3D boxes with a distance greater than 5, 10, and 15 meters ( $>5\\mathrm{m}$ , $>10\\mathrm{m}$ , $>15\\mathrm{m}$ ). The term \"All\" refers to the use of all image-based boxes. We find that $>10\\mathrm{m}$ yields the optimal results. This threshold balancedly integrates the advantage of 2D scenes and avoids conflict with LiDAR-based 3D boxes in near range." + ], + "table_footnote": [], + "table_body": "
3D2D0-30m30-50m50-80m0-80m
AllAll29.3 / 19.84.7 / 2.32.4 / 0.513.8 / 8.0
All>5m30.7 / 19.88.6 / 3.33.1 / 0.715.4 / 8.9
All>10m31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
All>15m30.2 / 20.65.7 / 2.82.1 / 0.414.3 / 8.9
", + "bbox": [ + 279, + 226, + 718, + 313 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/a52d4f693a9054a90b19733794e4a76ac810c49aa127c975eb9b814ae11d4811.jpg", + "table_caption": [ + "Table 5: Adaptive sampling strategy based on the volume of objects (Volume) or the distance of objects (Distance). We could observe that volume-based strategy facilitates the distant objects in $30 - 50\\mathrm{m}$ , while distance-focused sampling improves box detection, with remarkable improvement in median distance. After combining two factors into consideration, we arrive at a balanced strategy for all ranges." + ], + "table_footnote": [], + "table_body": "
VolumeDistance0-30m30-50m50-80m0-80m
31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓31.5 / 20.110.1 / 3.03.4 / 0.617.1 / 8.6
✓35.0 / 22.210.5 / 3.83.2 / 0.718.2 / 9.6
✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
", + "bbox": [ + 245, + 407, + 756, + 494 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Effect of Adaptive Sampling Strategy. Comparing rows 3 and 4 in Table 3, it shows that adaptive sampling further enhances model performance, particularly in the $30 - 50\\mathrm{m}$ and $50 - 80\\mathrm{m}$ ranges, validating its effectiveness in enhancing long-range detection capabilities. We also conduct a comprehensive ablation study to evaluate the design of adaptive sampling strategy. According to Table 5, the inclusion of a single metric, such as volume or distance, significantly enhances model performance. Notably, when incorporating a distance-based metric, both $\\mathrm{AP}_{BEV}$ and $\\mathrm{AP}_{3D}$ in the $30 - 50\\mathrm{m}$ range exceed the performance achieved with a volume-based metric alone. The improvement underscores the effectiveness of distance-based adaptive sampling in improving long-range detection capabilities. The combination of both volume-based and distance-based metrics yields the best performance, demonstrating that combined metric can more comprehensively addresses overlooking on long-tailed object groups. These two metrics work in a complementary manner, further enhancing overall model efficacy.", + "bbox": [ + 212, + 522, + 787, + 734 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Effect of Weak Model Aggregation. Comparing rows 3 and 5 in Table 3, we observe that weak model aggregation alone enhances model performance. This improvement demonstrates effectiveness of weak model aggregation in creating a more robust model. Furthermore, when comparing rows 4, 5, and 6 in Table 3, we find combination of adaptive sampling strategy and weak model aggregation yields the best performance. This validates crucial role of interaction between adaptive sampling strategy and weak model aggregation. We also examine im", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/19f13fcb41adc87391324c2d0ea5ec248f51f5c623882dc0cce59355326caf63.jpg", + "table_caption": [ + "Table 6: Ablation study of starting round $T_{s}$ and the aggregation coefficient $\\lambda$ selection during the weak model aggregation. (1) We fix $\\lambda$ and study $T_{s}$ . We observe that initiating the aggregation process at a later round, when the performance of model is higher and fluctuating, yields better results. (2) If we fix $T_{s}$ as 6, we can see the large $\\lambda$ with slow update speed has achieved the best results in all different ranges, which stabilizes the prediction result." + ], + "table_footnote": [], + "table_body": "
Tsλ0-30m30-50m50-80m0-80m
30.99931.7 / 21.58.7 / 4.22.7 / 0.716.3 / 10.2
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
80.99934.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
60.9931.9 / 20.78.8 / 3.12.9 / 0.516.5 / 9.0
60.931.4 / 21.07.4 / 3.32.3 / 0.516.0 / 9.5
", + "bbox": [ + 277, + 239, + 725, + 361 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/1904df160c938fb1a2a459972700f3becd2b4042596485bbdadc49d23dda9c5f.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 215, + 375, + 470, + 512 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/931bb9d13a50c912d674feeddab5323c2bc30d53722eb998d8e3cb7c25130038.jpg", + "image_caption": [ + "(b)", + "Fig. 4: Statistical analysis of performance of different models. (a) Visualization comparison of the performances of various methods. This comparison shows superiority of LiSe over purely LiDAR-based methods. (b) Visualization of performance changes throughout the training process. The trend shows combination of adaptive sampling strategy with weak model aggregation ensures a stable and effective training process." + ], + "image_footnote": [], + "bbox": [ + 475, + 380, + 785, + 518 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "pact of start round $T_{s}$ and aggregation coefficient $\\lambda$ in Table 6. Initially, we fix $\\lambda$ at 0.999 and vary start round in 3, 6, and 8. The findings suggest that initiating aggregation process at a later round, when performance of model is higher and fluctuating, yields better results. During this period, models generally exhibit good performance with distinct strengths, making it an opportune time for weak model aggregation. Additionally, we fix start round and vary aggregation coefficient $\\lambda$ in 0.999, 0.99, and 0.9. Observations indicate larger coefficients, such as 0.999, leads to best performance. The ablation implies aggregation process benefits from being smoother and progressing in smaller steps.", + "bbox": [ + 212, + 642, + 787, + 777 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Statistical analyses. We present statistical analyses of performance of different models in Figure 4. In Figure 4(a), LiSe significantly outperforms state-of-the-art model, OYSTER [55]. Notably, $\\mathrm{AP}_{BEV}$ of LiSe at long ranges (50-80m) surpasses that of fully-supervised results. It verifies our integration with 2D scenes effec", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Scaling Unsupervised 3D Object Detection from 2D Scene", + "bbox": [ + 341, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/f6777d4835a32eff7b8f743a9983aaf522f7a9ca2c44cd02a137161332a0a9da.jpg", + "image_caption": [ + "Fig. 5: Visualization comparison between MODEST [49], OYSTER [55], LiSe (ours), and ground truth boxes. The overall results indicate LiSe is superior in detecting distant and small objects. Green boxes represent ground truth labels, red boxes indicate predictions and blue circles highlight differences in predictions." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 782, + 406 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "tively enhances capability of model to detect distant objects. In Figure 4(b), we can observe LiSe starts at a low point in initial training round, yet consistently achieves improved performance during self-paced training process.", + "bbox": [ + 212, + 501, + 784, + 546 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Visualization. We present qualitative analysis in Figure 5. From rows 1 and 2, we observe LiSe excels at detecting distant objects, even when there are very limited points captured. Results in rows 3 and 4 indicate our LiSe framework performs significantly better than MODEST and OYSTER in detecting small objects. These results validate our obtained model is robust in detecting potentially existing objects, especially for challenging distant and small objects.", + "bbox": [ + 212, + 547, + 787, + 638 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 657, + 359, + 674 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we introduce a framework LiSe for unsupervised 3D detection. We propose integration with 2D scenes to improve detection ability in distant and small objects. In self-paced learning process, we further propose adaptive sampling strategy to continuously improve perception ability in challenging samples. Additionally, we introduce weak model aggregation, combining models trained under different distributions into a final, robust model. Extensive experiments affirm superior detection ability of our method. The comprehensive ablation studies and qualitative analyses also validate effectiveness of each proposed module. We hope our work will contribute to the fusion between 2D and 3D data for unsupervised 3D object detection and inspire future work in related fields.", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "R. Zhang et al.", + "bbox": [ + 271, + 114, + 374, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement", + "text_level": 1, + "bbox": [ + 217, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "The paper is supported by Start-up Research Grant at the University of Macau (SRG2024-00002-FST).", + "bbox": [ + 215, + 176, + 782, + 205 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 229, + 321, + 244 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Adams, R., Bischof, L.: Seeded region growing. IEEE Transactions on pattern analysis and machine intelligence 16(6), 641-647 (1994)", + "2. Bangalath, H., Maaz, M., Khattak, M.U., Khan, S.H., Shahbaz Khan, F.: Bridging the gap between object and image-level representations for open-vocabulary detection. 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The unsupervised 3D object detection is to accurately detect objects in unstructured environments with no explicit supervisory signals. This task, given sparse LiDAR point clouds, often results in compromised performance for detecting distant or small objects due to the inherent sparsity and limited spatial resolution. In this paper, we are among the early attempts to integrate LiDAR data with 2D images for unsupervised 3D detection and introduce a new method, dubbed LiDAR-2D Self-paced Learning (LiSe). We argue that RGB images serve as a valuable complement to LiDAR data, offering precise 2D localization cues, particularly when scarce LiDAR points are available for certain objects. Considering the unique characteristics of both modalities, our framework devises a self-paced learning pipeline that incorporates adaptive sampling and weak model aggregation strategies. The adaptive sampling strategy dynamically tunes the distribution of pseudo labels during training, countering the tendency of models to overfit easily detected samples, such as nearby and large-sized objects. By doing so, it ensures a balanced learning trajectory across varying object scales and distances. The weak model aggregation component consolidates the strengths of models trained under different pseudo label distributions, culminating in a robust and powerful final model. Experimental evaluations validate the efficacy of our proposed LiSe method, manifesting significant improvements of \\(+7.1\\%\\) \\(\\mathrm{AP}_{BEV}\\) and \\(+3.4\\%\\) \\(\\mathrm{AP}_{3D}\\) on nuScenes, and \\(+8.3\\%\\) \\(\\mathrm{AP}_{BEV}\\) and \\(+7.4\\%\\) \\(\\mathrm{AP}_{3D}\\) on Lyft compared to existing techniques." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.696, + 0.741, + 0.725 + ], + "angle": 0, + "content": "Keywords: Unsupervised 3D Object Detection \\(\\cdot\\) 2D Scene Understanding \\(\\cdot\\) Self-paced Learning \\(\\cdot\\) Unsupervised Learning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.752, + 0.377, + 0.768 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.785, + 0.788, + 0.816 + ], + "angle": 0, + "content": "Unsupervised 3D object detection in the context of autonomous driving aims to discover potential 3D objects in an unsupervised manner [29, 49, 55]. The" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.386, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.501, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.145, + 0.785, + 0.221 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.222, + 0.501, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.222, + 0.785, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.287, + 0.321, + 0.434, + 0.333 + ], + "angle": 0, + "content": "LiDAR-based Method" + }, + { + "type": "image_caption", + "bbox": [ + 0.606, + 0.321, + 0.681, + 0.334 + ], + "angle": 0, + "content": "LiSe (ours)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.346, + 0.788, + 0.417 + ], + "angle": 0, + "content": "Fig. 1: We show typical limitations of LiDAR-based methods for unsupervised 3D object detection. Compared with the prevailing LiDAR-based method, i.e., MODEST [49] generally misses objects in the distance and small objects (left), our proposed method LiSe successfully recalls such objects (right). Best viewed in color: the green boxes are ground truth labels and the red boxes are predictions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.447, + 0.788, + 0.689 + ], + "angle": 0, + "content": "key underpinning unsupervised 3D detection is to develop intelligent algorithms that can effectively reason about and adapt to the vast array of potential object classes and their various manifestations in real-world scenarios without explicit prior knowledge or labeled data. The process involves not only accurately estimating the 3D position of objects but also learning to identify previously unseen object types and handle unpredictable environmental conditions, which remains challenging to 2D-based methods [6, 14]. This technology is crucial for ensuring the safety and efficiency of autonomous vehicles as they navigate through complex and unpredictable road environments. The ability to accurately detect 3D objects allows these systems to anticipate potential hazards, make informed decisions, and react accordingly. It can be widely applied to real-world applications, including pedestrian protection [9,12], auto-driving assistance systems [15,17-19] and traffic management [27,36]. The inherent challenge lies in designing models capable of extracting discriminative features from sparse and noisy sensor data, such as point clouds and images, while simultaneously overcoming issues related to class imbalance, scale variation, and partial occlusions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.69, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Most existing works usually focus on mining the LiDAR data to discover unlabeled 3D objects [29, 49, 55]. For instance, some works [49, 55] utilize the rule-based generation of pseudo boxes followed by a self-training process, and another line of works [29] harness the motion cues provided by LiDAR scene flow to identify potential dynamic objects. While LiDAR data provides accurate depth information and a comprehensive perception of the surrounding environment, it is limited by the inherent sparsity and spatial resolution. This sparsity challenge becomes particularly pronounced in scenarios involving long-range or small-scale objects (see Figure 1), where the dearth of LiDAR points returned significantly compromises the discriminative power required to accurately segre" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.344, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.785, + 0.221 + ], + "angle": 0, + "content": "gate foreground entities from their background context. Current methodologies often adopt an iterative training pipeline that commences with initial object proposals followed by pseudo-label refinement. However, overdependence on LiDAR alone can lead to a blind spot for detecting diminutive or distant objects, thus culminating in suboptimal overall detection capabilities." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.786, + 0.538 + ], + "angle": 0, + "content": "In this paper, we thus propose a novel LiDAR-2D Self-paced Learning (LiSe) for unsupervised 3D detection, which integrates LiDAR data with 2D images. It aims to leverage the rich textual and RGB color information in 2D scenes to overcome the limitations of LiDAR in detecting distant and small objects. We adopt the off-the-self multi-traversal method for LiDAR-based 3D detection [49], while applying the 2D detection [28] and segmentation [20] with 3D lifting for image-based 3D detection. We observe that two modalities are complementary on the objects with different distances and resolution, and serve as good initialization seed. Then we apply the self-paced training strategy to propagate the object label and refine the box prediction. During training, we observe that the models tend to overfit to the common category, e.g., cars, and gradually lose the ability to detect relatively rare objects, e.g., bicycles. To alleviate the diminishing detection ability of such long-tail samples, we introduce an adaptive sampling strategy that dynamically adjusts the distribution of training data based on the feedback of the model. Therefore, we could obtain the snapshots trained with different data distributions during the training process, and thus the learned snapshots are inherently with complementary focuses. We further propose the weak model aggregation strategy to merge all snapshot weights along the self-paced learning process as the final model. We conduct extensive quantitative experiments and qualitative analyses to validate the effectiveness of our method. In conclusion, our contributions are summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.548, + 0.784, + 0.607 + ], + "angle": 0, + "content": "- Considering the inherent sparsity of LiDAR data, we propose a new approach, called LiSe, jointly leveraging 2D images and 3D LiDAR to improve the pseudo label quality in all ranges. The rich texture in 2D images provides a straightforward discovery of small and distant objects." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.608, + 0.785, + 0.667 + ], + "angle": 0, + "content": "- Considering the imbalanced object distribution in self-training, we propose an adaptive sampling strategy to explicitly emphasize the long-tailed objects, followed by the weak model aggregation, which iteratively fuses the strengths of different snapshots into a final stable model." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.668, + 0.785, + 0.727 + ], + "angle": 0, + "content": "- Extensive experiments on nuScenes and Lyft verify the effectiveness of the proposed method, surpassing state-of-the-art by a clear margin on both \\(\\mathrm{AP}_{3D}\\) and \\(\\mathrm{AP}_{BEV}\\). Especially, for long-range detection (50-80m), the \\(\\mathrm{AP}_{BEV}\\) metric even exceeds that of fully supervised model." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.548, + 0.785, + 0.727 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.75, + 0.388, + 0.765 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Unsupervised 3D Object Detection. Unsupervised 3D object detection is attracting increasing interest within the research community [10, 43, 47, 54]. Cen et al. [5] utilize a fully-supervised detector to generate proposals for unknown classes. However, this approach struggles with overconfidence issues and" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "lacks the ability to generate proposals for semantically distinct classes. Studies like MODEST [49] and OYSTER [55] have explored a self-training pipeline to incrementally discover more objects from LiDAR data. Nevertheless, the inherent sparsity of LiDAR data hampers their ability to detect small objects. Najibi et al. [29] employ scene flow to identify objects in motion, training detection model with generated pseudo boxes. Najibi et al. [30] propose distilling VLM knowledge into 3D detection model, addressing detection task by initially segmenting based on text references, followed by 3D box fitting. Different from existing works, our work aims to leverage the information density in 2D scenes to enhance recognition of distant and small objects. We also develop adaptive sampling strategy to address data distribution imbalance problem during self-training process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.318, + 0.788, + 0.485 + ], + "angle": 0, + "content": "Open-vocabulary 2D Detection. Open-vocabulary 2D detection methods can be categorized into two groups: (1) Knowledge distillation methods [2,8,44] focus on transferring the extensive open-vocabulary knowledge from VLMs into closed-set 2D detectors. Therefore, the detection capability is limited by the scope of the teacher VLM. (2) Region-text pretraining methods [3,23,53] emphasize learning from region captions through pretraining at the region level, albeit with high computational costs due to the large scale of pretraining datasets. Similarly, our work leverages pretrained open-vocabulary detection models to recognize objects in 2D images. It helps us to instill 2D prior to the 3D detection. We also consider to eliminate the negative impact of the class imbalance and overfitting during the self-training process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.489, + 0.788, + 0.701 + ], + "angle": 0, + "content": "Image and LiDAR Fusion. In the realm of closed-set object detection, recent works have begun to study image and LiDAR data fusion. These works can be divided into two categories, i.e., sequential fusion [33,45] and parallel fusion [7, 31]. (1) Sequential based approaches [33,45] use 2D base models to initiate the 3D detection pipeline. The drawback here is that failures in 2D models accumulate in the 3D detection model, which inevitably degrades the overall performance. (2) Parallel fusion approaches integrate two modalities at different stages of the pipeline, including early fusion at the input stage [46], deep fusion at the feature stage [7,13,21,26], and late fusion at the output stage [31,58]. A primary challenge in parallel fusion is to ensure semantic alignment, due to substantial gap between characteristics of images and point clouds. Different from existing works, our method fuses two modalities by combining box seeds from both. We introduce self-paced learning to progressively update the box labels, offering robustness where the failure of 2D models does not halt the pipeline." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Self-paced Learning. Self-paced learning [22] describes a self-directed learning process where the distribution of training data is dynamically adjusted based on the model performance. This concept has seen broad application in computer vision field, including image classification [40, 48, 50], object detection and localization [37, 39, 51], scene segmentation [24, 34], and video processing [25, 52]. However, these strategies are predominantly focused on the image and video domains. Diverging from existing works, we have tailored a self-paced learning strategy specifically for the 3D unsupervised detection task, incorporating unique 3D attributes such as object distance and volume information." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.344, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.785, + 0.335 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.349, + 0.788, + 0.543 + ], + "angle": 0, + "content": "Fig. 2: Illustration of the pseudo label generation process in LiSe, which distinctively harnesses information density from 2D scenes to complement LiDAR data. Our approach involves a generation method tailored for each modality to obtain LiDAR-based and image-based 3D boxes. In the LiDAR branch, an off-the-shelf multi-traversal based method generates pseudo labels, primarily covering near-range objects. Concurrently, the image branch uses a pretrained open-vocabulary 2D detector and Segment-Anything-Model to generate 2D contours from images, which are then mapped into 3D space. Following this, a distance-aware 3D boxes integration process fuses boxes from both LiDAR and image modalities. Notably, image-based boxes at longer ranges \\((e.g., >10\\mathrm{m})\\) are merged with LiDAR-based 3D boxes. This integration addresses the limitations of LiDAR-based method in detecting long-range and small objects. The resulting pseudo labels are proficient in originally challenging samples (e.g., distant and small objects) for LiDAR-based methods, laying a solid foundation for enhancing detection model performance on these challenging cases." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.57, + 0.33, + 0.585 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.6, + 0.785, + 0.66 + ], + "angle": 0, + "content": "We present a detailed description of our method in this section and structure it into three parts: (1) integration of LiDAR data with 2D scene (see Figure 2), (2) adaptive sampling strategy (see Figure 3), and (3) weak model aggregation (see Figure 3)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.681, + 0.611, + 0.696 + ], + "angle": 0, + "content": "3.1 Integration of LiDAR Data with 2D Scene" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Pseudo-boxes from LiDAR. In our work, we apply a multi-traversal approach to extract significant objects from LiDAR data. Multi-traversal approach is based on the idea that when a vehicle traverses the same location multiple times, entities that remain unchanged in both position and state are likely static background elements, e.g. buildings. Conversely, items that shift in location are probable foreground objects, e.g. moving cars. Specifically, we first conduct the data processing for given LiDAR data. For locations visited more than once, the LiDAR scans collected at these locations are combined. We then use the GPS/INS data which provides accurate information on vehicle location and the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.223 + ], + "angle": 0, + "content": "rotation matrix to calibrate the data so that different LiDAR scans are aligned into same coordinate system. After the alignment, we calculate the point persistency score (ppScore) [49] of each point \\(\\tau(u)\\) to quantify whether it belongs to unchanging or changing objects. The higher ppScore indicates a more static point and lower ppScore indicates a more dynamic one." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.788, + 0.633 + ], + "angle": 0, + "content": "With the calculated ppScore, a clustering process that considers both the similarity of ppScore and the actual geometric distance between points is utilized to segment the entire point cloud into distinct clusters. A graph is constructed where points within radius threshold \\( r_t \\) of each other are connected by an edge, and the weight of this edge is calculated as the absolute difference of their ppScores \\( |\\tau(u) - \\tau(v)| \\). Following graph construction, a variant of the DBSCAN [11] algorithm which is adapted for application on the graph is used on the constructed graph, resulting in numerous clusters of points with similar ppScores and proximate geometric distances. A filtering process that excludes clusters where the top \\( K \\) percent of points with ppScore above threshold \\( \\alpha \\) is applied, designating these as static clusters (e.g., large building walls). The remaining clusters are treated as foreground objects. Finally, an off-the-shelf bounding box fitting algorithm [56] is applied to each cluster to create a 3D box. Pseudo-boxes from Images. For 3D pseudo-boxes generation from images, we employ an off-the-shelf open-vocabulary 2D detector, e.g., GroundingDINO [28] to first identify discriminative objects within the images. To realize this purpose, we construct the detection prompt by concatenating discriminative class names together, feeding it into GroundingDINO, and obtaining a collection of 2D boxes. Usually, the detected 2D boxes often contain substantial background areas, which do not accurately reflect the shapes of real-world objects. Direct employment of these 2D boxes for subsequent processing can result in imprecise 3D box estimations. Fortunately, the 2D boxes naturally serve as initial prompts for the Segment-Anything-Model (SAM) [20]. By inputting these 2D boxes into SAM as prompts, we instead obtain refined 2D masks. These masks reflect the actual contours of the targeted objects, significantly mitigating the drawbacks inherent in utilizing 2D boxes directly. To estimate 3D boxes from images, a projection process from 3D to 2D is then applied and can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.398, + 0.646, + 0.786, + 0.663 + ], + "angle": 0, + "content": "\\[\n\\hat {u} _ {i} = \\mathbf {K} \\cdot \\mathbf {E} \\cdot u _ {i}, (i = 1, \\dots , m), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\( u_{i} \\) is one LiDAR point in the 3D space, \\( \\mathbf{K} \\) is the intrinsic matrix, \\( \\mathbf{E} \\) is the extrinsic matrix, and \\( m \\) is number of points in point cloud. For those projected 2D points lying in the masks, we reserve their corresponding 3D points. This process is equal to building a frustum extending from the ego center of the vehicle to 2D mask. This frustum is considered to contain the point cluster corresponding to the detected object. We then apply the region growth algorithm [1] to get the cluster with the most points. Subsequently, tight external 3D bounding box is estimated based on the cluster. All the generated 3D boxes are then consolidated to form the final pseudo labels for a single LiDAR point cloud. Ultimately, we achieve a comprehensive set of pseudo labels for the training dataset, entirely independent of any ground-truth 3D annotations." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.344, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image_caption", + "bbox": [ + 0.227, + 0.145, + 0.404, + 0.155 + ], + "angle": 0, + "content": "Pseudo Labels-based Self-paced Learning" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.155, + 0.785, + 0.276 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.287, + 0.788, + 0.384 + ], + "angle": 0, + "content": "Fig. 3: Illustration of the self-paced learning process in LiSe. Initial distribution of objects and inference distribution after training are first calculated with the distance volume-based metric. Adaptive sampling strategy thus updates sampling rates for different objects based on changes in two distributions. We further consider weak model aggregation to combine newly trained model with previously aggregated model to obtain a stronger, more robust model for current round. Finally, we iteratively update distribution of pseudo labels and model weight for \\( T \\) rounds to obtain the final model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.415, + 0.784, + 0.505 + ], + "angle": 0, + "content": "It is worth noting that due to the rich texture information in 2D images and the strong detection ability of the employed open-vocabulary 2D detector, many distant and small objects, which are usually challenging to identify in LiDAR data, can be recognized. The pseudo labels derived from images can thus serve as a robust complement to those obtained from LiDAR, potentially enhancing the overall quality and coverage of the training data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.785, + 0.596 + ], + "angle": 0, + "content": "Integration between LiDAR and 2D scene. To enhance the integration of pseudo boxes from both LiDAR and images for training models, we employ a distance-aware strategy. This approach optimally leverages the complementary characteristics of two data sources. We begin by establishing a predefined range, and then we selectively include image-derived boxes that lie within this range, alongside LiDAR-generated boxes. Final bounding boxes can be derived from:" + }, + { + "type": "equation", + "bbox": [ + 0.323, + 0.609, + 0.786, + 0.627 + ], + "angle": 0, + "content": "\\[\n\\mathcal {B} _ {\\text {f i n a l}} = \\mathcal {B} _ {\\text {L i D A R}} \\cup \\left\\{b _ {i} \\mid d \\left(b _ {i}\\right) \\geq d _ {\\min }, b _ {i} \\in \\mathcal {B} _ {\\text {i m g}} \\right\\}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.638, + 0.794, + 0.744 + ], + "angle": 0, + "content": "where \\(\\mathcal{B}_{img}\\) denotes all image-derived boxes and \\(\\mathcal{B}_{LiDAR}\\) denotes LiDAR-generated boxes. \\(b_{i}\\) is one image-derived 3D box, \\(d(b_{i})\\) is the distance between box \\(b_{i}\\) and the ego car. \\(d_{min}\\) is the determined range value. Considering that objects in close proximity typically exhibit a high density of LiDAR points, LiDAR data alone is often sufficient for precise estimations. Our distance-aware strategy allows for flexible exclusion of image-derived boxes in these near-range areas by adjusting range values. It helps to prevent possible conflicts with LiDAR-generated boxes." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.768, + 0.494, + 0.784 + ], + "angle": 0, + "content": "3.2 Adaptive Sampling Strategy" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.785, + 0.841 + ], + "angle": 0, + "content": "Despite integrating 2D scenes into 3D pseudo-boxes is able to recall the missed distant and small objects, the model tends to be biased toward easier samples, e.g., closer or larger objects in training. Such bias persists throughout all training" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.193 + ], + "angle": 0, + "content": "rounds and the reason behind is attributed to the imbalanced data distribution. We thus propose an adaptive sampling strategy, dynamically balancing different objects throughout the training phases (see Figure 3)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.344 + ], + "angle": 0, + "content": "We first propose distance volume-based metric, which leverages general properties in 3D world, i.e., distance and volume to categorize objects. For distance-based categorization, we adopt the criteria in MODEST [49], dividing objects into near- and far-range ones: objects within \\(0 - 30\\mathrm{m}\\) are considered as near objects and those beyond \\(30\\mathrm{m}\\) are categorized as far objects. For volume-based categorization, we consult GPT-4 for general information on the volume and size of common categories. We then classify objects with a volume smaller than \\(5m^3\\) as small objects, and those larger than \\(5m^3\\) as large objects. For example, common categories such as pedestrians, cyclists will be categorized as small objects, and typical cars or other vehicles will be attributed to large ones." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.345, + 0.787, + 0.451 + ], + "angle": 0, + "content": "Based on the distance volume-based metric, we calculate the initial object distribution before training and inference distribution after training. We analyze the differences between two distributions: For object groups whose probability in inference distribution is significantly increased, we adaptively downsample these objects in the next round. Conversely, for object groups whose probabilities are decreased in the inference, we adaptively upsample these groups accordingly. Therefore, we introduce a sampling score, which can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.304, + 0.464, + 0.786, + 0.502 + ], + "angle": 0, + "content": "\\[\nR \\left(g _ {i}\\right) = \\left\\{ \\begin{array}{l l} 1 - \\left(Q \\left(g _ {i}\\right) - Q _ {\\text {i n i t}} \\left(g _ {i}\\right)\\right) & \\text {i f} Q \\left(g _ {i}\\right) > Q _ {\\text {i n i t}} \\left(g _ {i}\\right) \\\\ 1 + \\left(Q _ {\\text {i n i t}} \\left(g _ {i}\\right) - Q \\left(g _ {i}\\right)\\right) & \\text {i f} Q \\left(g _ {i}\\right) \\leq Q _ {\\text {i n i t}} \\left(g _ {i}\\right), \\end{array} \\right. \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.788, + 0.592 + ], + "angle": 0, + "content": "where \\( g_{i} \\) is one type of objects grouped by distance volume-based metric. \\( Q(g_{i}) \\) is sampling probability in inference distribution and \\( Q_{init}(g_{i}) \\) is sampling probability in initial distribution. \\( R(g_{i}) \\) is new sampling score for objects in group \\( g_{i} \\) in next round. Adaptive resampling can calibrate model towards harder samples and away from easier ones, thus resulting in self-paced learning process." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.616, + 0.475, + 0.631 + ], + "angle": 0, + "content": "3.3 Weak Model Aggregation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The models obtained in different rounds tend to be proficient in different object groups, with the adaptive sampling strategy assigning varied sampling ratios. For example, while a model trained in the \\( t \\)-th round excels at identifying large objects, the model in the \\( (t + 1) \\)-th round takes more attention to detecting small objects with the increased sampling rate for small objects. The models obtained in different rounds have their unique bias and lack a comprehensive detection ability. Therefore, we refer to these models as \"weak models\", and introduce weak model aggregation, which combines these weak models to create a robust, stronger model (see Figure 3). We select a model as initialization starting from round \\( T_{s} \\). Similar to weight-average approaches [41, 57], we average each weak model in subsequent rounds with the previous aggregated strong model, and the obtained model serves as the strong one for the current round. An aggregation coefficient \\( \\lambda \\) is utilized to balance the influence of the previous strong model and" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.725, + 0.162 + ], + "angle": 0, + "content": "the current weak model. The calculation process can be formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.34, + 0.172, + 0.786, + 0.211 + ], + "angle": 0, + "content": "\\[\n\\Theta_ {t} = \\left\\{ \\begin{array}{l l} \\theta_ {t} & \\text {i f} 1 \\leq t < T _ {s} \\\\ \\lambda \\cdot \\Theta_ {t - 1} + (1 - \\lambda) \\cdot \\theta_ {t} & \\text {i f} T _ {s} \\leq t \\leq T \\end{array} , \\right. \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.218, + 0.785, + 0.28 + ], + "angle": 0, + "content": "where \\( t \\) is round number, \\( T_{s} \\) is start round to perform weak model aggregation, and \\( T \\) is total number of self-paced learning rounds. \\( \\lambda \\) is aggregation coefficient. \\( \\theta_{t} \\) is current weak model in \\( t \\)-th round, \\( \\Theta_{t-1} \\) is aggregated strong model obtained in \\( (t-1) \\)-th round, and \\( \\Theta_{t} \\) is the aggregated strong model in \\( t \\)-th round." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.299, + 0.601, + 0.314 + ], + "angle": 0, + "content": "3.4 Pseudo Labels-based Self-paced Learning" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.322, + 0.788, + 0.534 + ], + "angle": 0, + "content": "We unify integrated pseudo labels, adaptive sampling strategy, and weak model aggregation into a self-paced learning process (see Fig. 3). Specifically, it consists of two stages: seed training and self-training. In seed training, integrated pseudo labels \\(\\mathcal{B}_{final}\\) are used to train an initial detector \\(\\Theta_0\\). Self-training is an iterative process repeated for \\(T\\) rounds. In \\(t\\)-th round, detector trained from previous round \\(\\Theta_{t-1}\\) first conducts inference on the training set to obtain pseudo training labels for the current round. The pseudo training labels are then redistributed with our proposed adaptive sampling strategy to counter the bias towards easier object groups, e.g., near-range and large objects. Then the updated pseudo labels are harnessed to train a new detector \\(\\theta_t\\). Weak model aggregation aggregates the weak model in current round \\(\\theta_t\\) and strong model from previous round \\(\\Theta_{t-1}\\) into a strong model for current round \\(\\Theta_t\\). Different from vanilla self-training, in our process, distribution of pseudo training labels is adjusted based on model feedback, which results in a self-paced learning process." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.555, + 0.367, + 0.571 + ], + "angle": 0, + "content": "4 Experiment" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.583, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Dataset. We conduct unsupervised 3D detection experiments on nuScenes [4] and Lyft [16], two widely recognized benchmarks in autonomous driving. In our experiment, we follow the basic dataset configuration in MODEST [49]. Specifically, we only utilize LiDAR point clouds which are collected from locations with more than one sample in order to satisfy the multi-traversal requirement. For nuScenes, the final used data consists of 3,985 training keyframes and 2,412 testing ones. For Lyft, we use 11,873 training samples and 4,901 testing samples. We emphasize that the ground-truth 3D annotations are not used in our training and they are just involved in the testing to evaluate model performance." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.72, + 0.788, + 0.81 + ], + "angle": 0, + "content": "Metric. Two different metrics \\(\\mathrm{AP}_{BEV}\\) and \\(\\mathrm{AP}_{3D}\\) are considered. \\(\\mathrm{AP}_{BEV}\\) focuses on accuracy from the Bird's Eye View (BEV), while \\(\\mathrm{AP}_{3D}\\) considers additional height information and evaluates detection results in 3D space, thus offering more comprehensive assessment. Furthermore, we consider objects w.r.t. the distance and report evaluation results for objects in the near range (0-30m), middle range (30-50m), far range (50-80m), and the full range (0-80m)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Implementation Details. In the training, we adopt PointRCNN [35] as the backbone. In each self-paced training round, we train the model for 80 epochs on" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.271 + ], + "angle": 0, + "content": "Table 1: Detection results on nuScenes. We report \\(\\mathrm{AP}_{BEV}\\) and \\(\\mathrm{AP}_{3D}\\) at \\(I_oU = 0.25\\) for objects across various distances. The results are shown in \\(\\mathrm{AP}_{BEV} / \\mathrm{AP}_{3D}\\) format. \\(T = 0\\) is training from seed labels. \\(T = 2\\) and \\(T = 10\\) are the results for \\(2th\\) and \\(10th\\) round self-training, respectively. The supervised performance of model trained with ground-truth boxes is in the first row (Supervised). It is noticeable that the performance of LiSe significantly surpasses that of the state-of-the-art OYSTER [55] across all evaluated metrics. \\*: We present the results of our reimplementation, as official code for OYSTER is not available. Our reimplementation follows OYSTER settings, which conduct two rounds of self-training." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.282, + 0.787, + 0.451 + ], + "angle": 0, + "content": "
Method0-30m30-50m50-80m0-80m
Supervised39.8 / 34.512.9 / 10.04.4 / 2.922.2 / 18.2
MODEST-PP (T=0)0.7 / 0.10.0 / 0.00.0 / 0.00.2 / 0.1
MODEST-PP (T=10)----
MODEST (T=0)16.5 / 12.51.3 / 0.80.3 / 0.17.0 / 5.0
MODEST (T=10)24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
OYSTER (T=0)14.7 / 12.31.5 / 1.10.5 / 0.36.2 / 5.4
OYSTER (T=2)*26.6 / 19.34.4 / 1.81.7 / 0.412.7 / 8.0
LiSe (T=0)5.8 / 4.70.6 / 0.20.3 / 0.22.1 / 1.8
LiSe (T=10)35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.481, + 0.788, + 0.588 + ], + "angle": 0, + "content": "nuScenes and 60 epochs on Lyft. We adopt AdamOneCycle [38] as the optimizer, with a default learning rate of 0.01, weight decay of 0.01, and momentum of 0.9. The learning rate is reduced at epochs 35 and 45 by a factor of 0.1, with a minimum learning rate clip of \\(1\\mathrm{e}^{-7}\\). The random seed is set as 0. The total batch size is set at 8, uniformly distributed among \\(4 \\times \\mathrm{A6000}\\) (48G) GPUs. In pseudo label generation, we follow previous works [49] to set \\(\\alpha\\) as 0.7 and \\(K\\) as 20. Our code is based on OpenPCDet [42] and is implemented in PyTorch [32]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.614, + 0.373, + 0.628 + ], + "angle": 0, + "content": "4.1 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.788, + 0.809 + ], + "angle": 0, + "content": "We present nuScenes results in Table 1 and observe that LiSe significantly outperforms all existing methods. In particular, compared to the state-of-the-art OYSTER, LiSe achieves an improvement of \\(+7.1\\%\\) in \\(\\mathrm{AP}_{BEV}\\) and \\(+3.4\\%\\) in \\(\\mathrm{AP}_{3D}\\) within the 0-80m range. In other distances, such as 0-30m, 30-50m, and 50-80m, LiSe consistently surpasses OYSTER, demonstrating a universally enhanced detection capability. The improvement validates the effectiveness of our proposed integration with 2D scenes, adaptive sampling strategy, and weak model aggregation in enhancing overall detection ability of model. It is also noteworthy that \\(\\mathrm{AP}_{BEV}\\) of LiSe in the long range (50-80m) even exceeds that of fully supervised results. These results affirm that incorporating 2D scene understanding significantly augments the detection of distant and small objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "We further conduct experiments on Lyft, using the same hyper-parameters on nuScenes (see Table 2). We observe that the proposed LiSe surpasses the" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.187 + ], + "angle": 0, + "content": "Table 2: Comparison on Lyft. We observe that the proposed LiSe significantly surpasses MODEST across all evaluated metrics, especially in long range (50-80m). \\( T \\) denotes self-training round." + }, + { + "type": "table", + "bbox": [ + 0.223, + 0.199, + 0.782, + 0.34 + ], + "angle": 0, + "content": "
Method0-30m30-50m50-80m0-80m
Supervised82.8 / 82.670.8 / 70.350.2 / 49.669.5 / 69.1
MODEST-PP (T=0)46.4 / 45.416.5 / 10.80.9 / 0.421.8 / 18.0
MODEST-PP (T=10)49.9 / 49.332.3 / 27.03.5 / 1.430.9 / 27.3
MODEST (T=0)65.7 / 63.041.4 / 36.08.9 / 5.742.5 / 37.9
MODEST (T=10)73.8 / 71.362.8 / 60.327.0 / 24.857.3 / 55.1
LiSe (T=0)54.5 / 54.024.2 / 22.81.4 / 1.229.2 / 27.5
LiSe (T=10)76.7 / 74.066.1 / 64.446.6 / 43.765.6 / 62.5
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.355, + 0.785, + 0.397 + ], + "angle": 0, + "content": "Table 3: Ablation studies on the primary components of the proposed method, including integration with 2D scenes (3D and 2D), adaptive sampling strategy (ADS), and weak model aggregation (WMA)." + }, + { + "type": "table", + "bbox": [ + 0.225, + 0.41, + 0.779, + 0.523 + ], + "angle": 0, + "content": "
3D2DADSWMA0-30m30-50m50-80m0-80m
✓24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
✓31.8 / 14.03.8 / 0.80.6 / 0.012.4 / 4.7
✓✓31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
✓✓✓34.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
✓✓✓✓35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.554, + 0.788, + 0.614 + ], + "angle": 0, + "content": "competitive MODEST across all evaluated metrics. More importantly, LiSe outperforms MODEST by \\(+19.4\\%\\) in \\(\\mathrm{AP}_{BEV}\\) and \\(+18.9\\%\\) in \\(\\mathrm{AP}_{3D}\\) in the long range (50-80m), which contributes most to overall improvement. These results validate the effectiveness and generalizability of our proposed method." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.643, + 0.517, + 0.658 + ], + "angle": 0, + "content": "4.2 Ablation Studies and Analyses" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Effect of Integration with 2D Scenes. Comparing the first three rows in Table 3, we observe that integrating 2D scenes into 3D-based pseudo boxes yields the best overall performance across both \\(\\mathrm{AP}_{BEV}\\) and \\(\\mathrm{AP}_{3D}\\). The significant improvement over LiDAR-based methods highlights the unique advantages of 2D scenes in detecting distant and small objects. We further examine the way to integrate 2D scenes (see Table 4). Specifically, we only incorporate 3D boxes from images with distance over \\(5\\mathrm{m}\\), \\(10\\mathrm{m}\\), and \\(15\\mathrm{m}\\). Table 4 indicates by integrating image-based boxes with distance over \\(10\\mathrm{m}\\) achieves best performance. Such results also suggest that image-based boxes and LiDAR-based boxes conflict with each other in range 0-10 meters. Consideration of object distance in integration avoids such conflicts, and make two modalities complementary." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.216 + ], + "angle": 0, + "content": "Table 4: Ablation studies on integrating image-based 3D boxes according to the distance. We incorporate image-based 3D boxes with a distance greater than 5, 10, and 15 meters (\\(>5\\mathrm{m}\\), \\(>10\\mathrm{m}\\), \\(>15\\mathrm{m}\\)). The term \"All\" refers to the use of all image-based boxes. We find that \\(>10\\mathrm{m}\\) yields the optimal results. This threshold balancedly integrates the advantage of 2D scenes and avoids conflict with LiDAR-based 3D boxes in near range." + }, + { + "type": "table", + "bbox": [ + 0.281, + 0.227, + 0.719, + 0.314 + ], + "angle": 0, + "content": "
3D2D0-30m30-50m50-80m0-80m
AllAll29.3 / 19.84.7 / 2.32.4 / 0.513.8 / 8.0
All>5m30.7 / 19.88.6 / 3.33.1 / 0.715.4 / 8.9
All>10m31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
All>15m30.2 / 20.65.7 / 2.82.1 / 0.414.3 / 8.9
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.326, + 0.788, + 0.397 + ], + "angle": 0, + "content": "Table 5: Adaptive sampling strategy based on the volume of objects (Volume) or the distance of objects (Distance). We could observe that volume-based strategy facilitates the distant objects in \\(30 - 50\\mathrm{m}\\), while distance-focused sampling improves box detection, with remarkable improvement in median distance. After combining two factors into consideration, we arrive at a balanced strategy for all ranges." + }, + { + "type": "table", + "bbox": [ + 0.246, + 0.409, + 0.758, + 0.495 + ], + "angle": 0, + "content": "
VolumeDistance0-30m30-50m50-80m0-80m
31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓31.5 / 20.110.1 / 3.03.4 / 0.617.1 / 8.6
✓35.0 / 22.210.5 / 3.83.2 / 0.718.2 / 9.6
✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.788, + 0.735 + ], + "angle": 0, + "content": "Effect of Adaptive Sampling Strategy. Comparing rows 3 and 4 in Table 3, it shows that adaptive sampling further enhances model performance, particularly in the \\(30 - 50\\mathrm{m}\\) and \\(50 - 80\\mathrm{m}\\) ranges, validating its effectiveness in enhancing long-range detection capabilities. We also conduct a comprehensive ablation study to evaluate the design of adaptive sampling strategy. According to Table 5, the inclusion of a single metric, such as volume or distance, significantly enhances model performance. Notably, when incorporating a distance-based metric, both \\(\\mathrm{AP}_{BEV}\\) and \\(\\mathrm{AP}_{3D}\\) in the \\(30 - 50\\mathrm{m}\\) range exceed the performance achieved with a volume-based metric alone. The improvement underscores the effectiveness of distance-based adaptive sampling in improving long-range detection capabilities. The combination of both volume-based and distance-based metrics yields the best performance, demonstrating that combined metric can more comprehensively addresses overlooking on long-tailed object groups. These two metrics work in a complementary manner, further enhancing overall model efficacy." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Effect of Weak Model Aggregation. Comparing rows 3 and 5 in Table 3, we observe that weak model aggregation alone enhances model performance. This improvement demonstrates effectiveness of weak model aggregation in creating a more robust model. Furthermore, when comparing rows 4, 5, and 6 in Table 3, we find combination of adaptive sampling strategy and weak model aggregation yields the best performance. This validates crucial role of interaction between adaptive sampling strategy and weak model aggregation. We also examine im" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.343, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.228 + ], + "angle": 0, + "content": "Table 6: Ablation study of starting round \\( T_{s} \\) and the aggregation coefficient \\( \\lambda \\) selection during the weak model aggregation. (1) We fix \\( \\lambda \\) and study \\( T_{s} \\). We observe that initiating the aggregation process at a later round, when the performance of model is higher and fluctuating, yields better results. (2) If we fix \\( T_{s} \\) as 6, we can see the large \\( \\lambda \\) with slow update speed has achieved the best results in all different ranges, which stabilizes the prediction result." + }, + { + "type": "table", + "bbox": [ + 0.279, + 0.24, + 0.726, + 0.362 + ], + "angle": 0, + "content": "
Tsλ0-30m30-50m50-80m0-80m
30.99931.7 / 21.58.7 / 4.22.7 / 0.716.3 / 10.2
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
80.99934.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
60.9931.9 / 20.78.8 / 3.12.9 / 0.516.5 / 9.0
60.931.4 / 21.07.4 / 3.32.3 / 0.516.0 / 9.5
" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.375, + 0.471, + 0.513 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.346, + 0.519, + 0.361, + 0.53 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.476, + 0.381, + 0.787, + 0.519 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.631, + 0.52, + 0.646, + 0.53 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.542, + 0.788, + 0.613 + ], + "angle": 0, + "content": "Fig. 4: Statistical analysis of performance of different models. (a) Visualization comparison of the performances of various methods. This comparison shows superiority of LiSe over purely LiDAR-based methods. (b) Visualization of performance changes throughout the training process. The trend shows combination of adaptive sampling strategy with weak model aggregation ensures a stable and effective training process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.788, + 0.779 + ], + "angle": 0, + "content": "pact of start round \\( T_{s} \\) and aggregation coefficient \\( \\lambda \\) in Table 6. Initially, we fix \\( \\lambda \\) at 0.999 and vary start round in 3, 6, and 8. The findings suggest that initiating aggregation process at a later round, when performance of model is higher and fluctuating, yields better results. During this period, models generally exhibit good performance with distinct strengths, making it an opportune time for weak model aggregation. Additionally, we fix start round and vary aggregation coefficient \\( \\lambda \\) in 0.999, 0.99, and 0.9. Observations indicate larger coefficients, such as 0.999, leads to best performance. The ablation implies aggregation process benefits from being smoother and progressing in smaller steps." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Statistical analyses. We present statistical analyses of performance of different models in Figure 4. In Figure 4(a), LiSe significantly outperforms state-of-the-art model, OYSTER [55]. Notably, \\(\\mathrm{AP}_{BEV}\\) of LiSe at long ranges (50-80m) surpasses that of fully-supervised results. It verifies our integration with 2D scenes effec" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.375, + 0.129 + ], + "angle": 0, + "content": "R. Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.145, + 0.784, + 0.407 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.417, + 0.788, + 0.475 + ], + "angle": 0, + "content": "Fig. 5: Visualization comparison between MODEST [49], OYSTER [55], LiSe (ours), and ground truth boxes. The overall results indicate LiSe is superior in detecting distant and small objects. Green boxes represent ground truth labels, red boxes indicate predictions and blue circles highlight differences in predictions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.502, + 0.785, + 0.547 + ], + "angle": 0, + "content": "tively enhances capability of model to detect distant objects. In Figure 4(b), we can observe LiSe starts at a low point in initial training round, yet consistently achieves improved performance during self-paced training process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.548, + 0.788, + 0.639 + ], + "angle": 0, + "content": "Visualization. We present qualitative analysis in Figure 5. From rows 1 and 2, we observe LiSe excels at detecting distant objects, even when there are very limited points captured. Results in rows 3 and 4 indicate our LiSe framework performs significantly better than MODEST and OYSTER in detecting small objects. These results validate our obtained model is robust in detecting potentially existing objects, especially for challenging distant and small objects." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.659, + 0.36, + 0.675 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In this paper, we introduce a framework LiSe for unsupervised 3D detection. We propose integration with 2D scenes to improve detection ability in distant and small objects. In self-paced learning process, we further propose adaptive sampling strategy to continuously improve perception ability in challenging samples. Additionally, we introduce weak model aggregation, combining models trained under different distributions into a final, robust model. Extensive experiments affirm superior detection ability of our method. The comprehensive ablation studies and qualitative analyses also validate effectiveness of each proposed module. We hope our work will contribute to the fusion between 2D and 3D data for unsupervised 3D object detection and inspire future work in related fields." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.344, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgement" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.177, + 0.784, + 0.207 + ], + "angle": 0, + "content": "The paper is supported by Start-up Research Grant at the University of Macau (SRG2024-00002-FST)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.23, + 0.323, + 0.245 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.26, + 0.785, + 0.288 + ], + "angle": 0, + "content": "1. 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IEEE Transactions on Circuits and Systems for Video Technology 29(10), 3037-3045 (2018)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.148, + 0.787, + 0.66 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/d0a3b577-7609-4154-b2cf-78d348fae46f_origin.pdf b/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/d0a3b577-7609-4154-b2cf-78d348fae46f_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..f1416d2a2957d455927aa58beb8da935433398a4 --- /dev/null +++ b/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/d0a3b577-7609-4154-b2cf-78d348fae46f_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:2056eb216aa778ac4c49559595251f6dd5871dd0ddafeb34fc8c37976803ced1 +size 3720207 diff --git a/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/full.md b/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/full.md new file mode 100644 index 0000000000000000000000000000000000000000..eaf12b863117cc776e3a29eca8e5c333789884d6 --- /dev/null +++ b/2024/Approaching Outside_ Scaling Unsupervised 3D Object Detection from 2D Scene/full.md @@ -0,0 +1,265 @@ +# Approaching Outside: Scaling Unsupervised 3D Object Detection from 2D Scene + +Ruiyang Zhang $^{1}$ , Hu Zhang $^{2}$ , Hang Yu $^{3}$ , and Zhedong Zheng $^{1*}$ + +$^{1}$ FST and ICI, University of Macau, China + +$^{2}$ CSIRO Data61, Australia + +3 Shanghai University, China + +ruiyang.061x@gmail.com, Hu1.Zhang@csiro.au, yuhang@shu.edu.cn, + +zhedongzheng@um.edu.mo + +https://github.com/Ruiyang-061X/LiSe + +Abstract. The unsupervised 3D object detection is to accurately detect objects in unstructured environments with no explicit supervisory signals. This task, given sparse LiDAR point clouds, often results in compromised performance for detecting distant or small objects due to the inherent sparsity and limited spatial resolution. In this paper, we are among the early attempts to integrate LiDAR data with 2D images for unsupervised 3D detection and introduce a new method, dubbed LiDAR-2D Self-paced Learning (LiSe). We argue that RGB images serve as a valuable complement to LiDAR data, offering precise 2D localization cues, particularly when scarce LiDAR points are available for certain objects. Considering the unique characteristics of both modalities, our framework devises a self-paced learning pipeline that incorporates adaptive sampling and weak model aggregation strategies. The adaptive sampling strategy dynamically tunes the distribution of pseudo labels during training, countering the tendency of models to overfit easily detected samples, such as nearby and large-sized objects. By doing so, it ensures a balanced learning trajectory across varying object scales and distances. The weak model aggregation component consolidates the strengths of models trained under different pseudo label distributions, culminating in a robust and powerful final model. Experimental evaluations validate the efficacy of our proposed LiSe method, manifesting significant improvements of $+7.1\%$ $\mathrm{AP}_{BEV}$ and $+3.4\%$ $\mathrm{AP}_{3D}$ on nuScenes, and $+8.3\%$ $\mathrm{AP}_{BEV}$ and $+7.4\%$ $\mathrm{AP}_{3D}$ on Lyft compared to existing techniques. + +Keywords: Unsupervised 3D Object Detection $\cdot$ 2D Scene Understanding $\cdot$ Self-paced Learning $\cdot$ Unsupervised Learning + +# 1 Introduction + +Unsupervised 3D object detection in the context of autonomous driving aims to discover potential 3D objects in an unsupervised manner [29, 49, 55]. The + +![](images/4316461dea9760051ba8cc6baddcbe45ea3ea8f7641c398559851af8cebe9d4c.jpg) + +![](images/c4282a1b20e33ebe3ba9589c11995e027f4584268d33adf26175745eea7fb831.jpg) + +![](images/6a1af4196fe85976bd2c8be025d9b5999c4a2514e33e92a10e72665f9cb240d4.jpg) +LiDAR-based Method + +![](images/f17631a6592ef03f006acecbea8d57ab31826733e4ab82e5f874deed9d36c716.jpg) +LiSe (ours) +Fig. 1: We show typical limitations of LiDAR-based methods for unsupervised 3D object detection. Compared with the prevailing LiDAR-based method, i.e., MODEST [49] generally misses objects in the distance and small objects (left), our proposed method LiSe successfully recalls such objects (right). Best viewed in color: the green boxes are ground truth labels and the red boxes are predictions. + +key underpinning unsupervised 3D detection is to develop intelligent algorithms that can effectively reason about and adapt to the vast array of potential object classes and their various manifestations in real-world scenarios without explicit prior knowledge or labeled data. The process involves not only accurately estimating the 3D position of objects but also learning to identify previously unseen object types and handle unpredictable environmental conditions, which remains challenging to 2D-based methods [6, 14]. This technology is crucial for ensuring the safety and efficiency of autonomous vehicles as they navigate through complex and unpredictable road environments. The ability to accurately detect 3D objects allows these systems to anticipate potential hazards, make informed decisions, and react accordingly. It can be widely applied to real-world applications, including pedestrian protection [9,12], auto-driving assistance systems [15,17-19] and traffic management [27,36]. The inherent challenge lies in designing models capable of extracting discriminative features from sparse and noisy sensor data, such as point clouds and images, while simultaneously overcoming issues related to class imbalance, scale variation, and partial occlusions. + +Most existing works usually focus on mining the LiDAR data to discover unlabeled 3D objects [29, 49, 55]. For instance, some works [49, 55] utilize the rule-based generation of pseudo boxes followed by a self-training process, and another line of works [29] harness the motion cues provided by LiDAR scene flow to identify potential dynamic objects. While LiDAR data provides accurate depth information and a comprehensive perception of the surrounding environment, it is limited by the inherent sparsity and spatial resolution. This sparsity challenge becomes particularly pronounced in scenarios involving long-range or small-scale objects (see Figure 1), where the dearth of LiDAR points returned significantly compromises the discriminative power required to accurately segre + +gate foreground entities from their background context. Current methodologies often adopt an iterative training pipeline that commences with initial object proposals followed by pseudo-label refinement. However, overdependence on LiDAR alone can lead to a blind spot for detecting diminutive or distant objects, thus culminating in suboptimal overall detection capabilities. + +In this paper, we thus propose a novel LiDAR-2D Self-paced Learning (LiSe) for unsupervised 3D detection, which integrates LiDAR data with 2D images. It aims to leverage the rich textual and RGB color information in 2D scenes to overcome the limitations of LiDAR in detecting distant and small objects. We adopt the off-the-self multi-traversal method for LiDAR-based 3D detection [49], while applying the 2D detection [28] and segmentation [20] with 3D lifting for image-based 3D detection. We observe that two modalities are complementary on the objects with different distances and resolution, and serve as good initialization seed. Then we apply the self-paced training strategy to propagate the object label and refine the box prediction. During training, we observe that the models tend to overfit to the common category, e.g., cars, and gradually lose the ability to detect relatively rare objects, e.g., bicycles. To alleviate the diminishing detection ability of such long-tail samples, we introduce an adaptive sampling strategy that dynamically adjusts the distribution of training data based on the feedback of the model. Therefore, we could obtain the snapshots trained with different data distributions during the training process, and thus the learned snapshots are inherently with complementary focuses. We further propose the weak model aggregation strategy to merge all snapshot weights along the self-paced learning process as the final model. We conduct extensive quantitative experiments and qualitative analyses to validate the effectiveness of our method. In conclusion, our contributions are summarized as follows: + +- Considering the inherent sparsity of LiDAR data, we propose a new approach, called LiSe, jointly leveraging 2D images and 3D LiDAR to improve the pseudo label quality in all ranges. The rich texture in 2D images provides a straightforward discovery of small and distant objects. +- Considering the imbalanced object distribution in self-training, we propose an adaptive sampling strategy to explicitly emphasize the long-tailed objects, followed by the weak model aggregation, which iteratively fuses the strengths of different snapshots into a final stable model. +- Extensive experiments on nuScenes and Lyft verify the effectiveness of the proposed method, surpassing state-of-the-art by a clear margin on both $\mathrm{AP}_{3D}$ and $\mathrm{AP}_{BEV}$ . Especially, for long-range detection (50-80m), the $\mathrm{AP}_{BEV}$ metric even exceeds that of fully supervised model. + +# 2 Related Work + +Unsupervised 3D Object Detection. Unsupervised 3D object detection is attracting increasing interest within the research community [10, 43, 47, 54]. Cen et al. [5] utilize a fully-supervised detector to generate proposals for unknown classes. However, this approach struggles with overconfidence issues and + +lacks the ability to generate proposals for semantically distinct classes. Studies like MODEST [49] and OYSTER [55] have explored a self-training pipeline to incrementally discover more objects from LiDAR data. Nevertheless, the inherent sparsity of LiDAR data hampers their ability to detect small objects. Najibi et al. [29] employ scene flow to identify objects in motion, training detection model with generated pseudo boxes. Najibi et al. [30] propose distilling VLM knowledge into 3D detection model, addressing detection task by initially segmenting based on text references, followed by 3D box fitting. Different from existing works, our work aims to leverage the information density in 2D scenes to enhance recognition of distant and small objects. We also develop adaptive sampling strategy to address data distribution imbalance problem during self-training process. + +Open-vocabulary 2D Detection. Open-vocabulary 2D detection methods can be categorized into two groups: (1) Knowledge distillation methods [2,8,44] focus on transferring the extensive open-vocabulary knowledge from VLMs into closed-set 2D detectors. Therefore, the detection capability is limited by the scope of the teacher VLM. (2) Region-text pretraining methods [3,23,53] emphasize learning from region captions through pretraining at the region level, albeit with high computational costs due to the large scale of pretraining datasets. Similarly, our work leverages pretrained open-vocabulary detection models to recognize objects in 2D images. It helps us to instill 2D prior to the 3D detection. We also consider to eliminate the negative impact of the class imbalance and overfitting during the self-training process. + +Image and LiDAR Fusion. In the realm of closed-set object detection, recent works have begun to study image and LiDAR data fusion. These works can be divided into two categories, i.e., sequential fusion [33,45] and parallel fusion [7, 31]. (1) Sequential based approaches [33,45] use 2D base models to initiate the 3D detection pipeline. The drawback here is that failures in 2D models accumulate in the 3D detection model, which inevitably degrades the overall performance. (2) Parallel fusion approaches integrate two modalities at different stages of the pipeline, including early fusion at the input stage [46], deep fusion at the feature stage [7,13,21,26], and late fusion at the output stage [31,58]. A primary challenge in parallel fusion is to ensure semantic alignment, due to substantial gap between characteristics of images and point clouds. Different from existing works, our method fuses two modalities by combining box seeds from both. We introduce self-paced learning to progressively update the box labels, offering robustness where the failure of 2D models does not halt the pipeline. + +Self-paced Learning. Self-paced learning [22] describes a self-directed learning process where the distribution of training data is dynamically adjusted based on the model performance. This concept has seen broad application in computer vision field, including image classification [40, 48, 50], object detection and localization [37, 39, 51], scene segmentation [24, 34], and video processing [25, 52]. However, these strategies are predominantly focused on the image and video domains. Diverging from existing works, we have tailored a self-paced learning strategy specifically for the 3D unsupervised detection task, incorporating unique 3D attributes such as object distance and volume information. + +![](images/d455bad91f5ed8618ac4bc022ee500a8450c4ce65bdf7bee590fff3c01d21679.jpg) +Fig. 2: Illustration of the pseudo label generation process in LiSe, which distinctively harnesses information density from 2D scenes to complement LiDAR data. Our approach involves a generation method tailored for each modality to obtain LiDAR-based and image-based 3D boxes. In the LiDAR branch, an off-the-shelf multi-traversal based method generates pseudo labels, primarily covering near-range objects. Concurrently, the image branch uses a pretrained open-vocabulary 2D detector and Segment-Anything-Model to generate 2D contours from images, which are then mapped into 3D space. Following this, a distance-aware 3D boxes integration process fuses boxes from both LiDAR and image modalities. Notably, image-based boxes at longer ranges $(e.g., >10\mathrm{m})$ are merged with LiDAR-based 3D boxes. This integration addresses the limitations of LiDAR-based method in detecting long-range and small objects. The resulting pseudo labels are proficient in originally challenging samples (e.g., distant and small objects) for LiDAR-based methods, laying a solid foundation for enhancing detection model performance on these challenging cases. + +# 3 Method + +We present a detailed description of our method in this section and structure it into three parts: (1) integration of LiDAR data with 2D scene (see Figure 2), (2) adaptive sampling strategy (see Figure 3), and (3) weak model aggregation (see Figure 3). + +# 3.1 Integration of LiDAR Data with 2D Scene + +Pseudo-boxes from LiDAR. In our work, we apply a multi-traversal approach to extract significant objects from LiDAR data. Multi-traversal approach is based on the idea that when a vehicle traverses the same location multiple times, entities that remain unchanged in both position and state are likely static background elements, e.g. buildings. Conversely, items that shift in location are probable foreground objects, e.g. moving cars. Specifically, we first conduct the data processing for given LiDAR data. For locations visited more than once, the LiDAR scans collected at these locations are combined. We then use the GPS/INS data which provides accurate information on vehicle location and the + +rotation matrix to calibrate the data so that different LiDAR scans are aligned into same coordinate system. After the alignment, we calculate the point persistency score (ppScore) [49] of each point $\tau(u)$ to quantify whether it belongs to unchanging or changing objects. The higher ppScore indicates a more static point and lower ppScore indicates a more dynamic one. + +With the calculated ppScore, a clustering process that considers both the similarity of ppScore and the actual geometric distance between points is utilized to segment the entire point cloud into distinct clusters. A graph is constructed where points within radius threshold $r_t$ of each other are connected by an edge, and the weight of this edge is calculated as the absolute difference of their ppScores $|\tau(u) - \tau(v)|$ . Following graph construction, a variant of the DBSCAN [11] algorithm which is adapted for application on the graph is used on the constructed graph, resulting in numerous clusters of points with similar ppScores and proximate geometric distances. A filtering process that excludes clusters where the top $K$ percent of points with ppScore above threshold $\alpha$ is applied, designating these as static clusters (e.g., large building walls). The remaining clusters are treated as foreground objects. Finally, an off-the-shelf bounding box fitting algorithm [56] is applied to each cluster to create a 3D box. Pseudo-boxes from Images. For 3D pseudo-boxes generation from images, we employ an off-the-shelf open-vocabulary 2D detector, e.g., GroundingDINO [28] to first identify discriminative objects within the images. To realize this purpose, we construct the detection prompt by concatenating discriminative class names together, feeding it into GroundingDINO, and obtaining a collection of 2D boxes. Usually, the detected 2D boxes often contain substantial background areas, which do not accurately reflect the shapes of real-world objects. Direct employment of these 2D boxes for subsequent processing can result in imprecise 3D box estimations. Fortunately, the 2D boxes naturally serve as initial prompts for the Segment-Anything-Model (SAM) [20]. By inputting these 2D boxes into SAM as prompts, we instead obtain refined 2D masks. These masks reflect the actual contours of the targeted objects, significantly mitigating the drawbacks inherent in utilizing 2D boxes directly. To estimate 3D boxes from images, a projection process from 3D to 2D is then applied and can be formulated as: + +$$ +\hat {u} _ {i} = \mathbf {K} \cdot \mathbf {E} \cdot u _ {i}, (i = 1, \dots , m), \tag {1} +$$ + +where $u_{i}$ is one LiDAR point in the 3D space, $\mathbf{K}$ is the intrinsic matrix, $\mathbf{E}$ is the extrinsic matrix, and $m$ is number of points in point cloud. For those projected 2D points lying in the masks, we reserve their corresponding 3D points. This process is equal to building a frustum extending from the ego center of the vehicle to 2D mask. This frustum is considered to contain the point cluster corresponding to the detected object. We then apply the region growth algorithm [1] to get the cluster with the most points. Subsequently, tight external 3D bounding box is estimated based on the cluster. All the generated 3D boxes are then consolidated to form the final pseudo labels for a single LiDAR point cloud. Ultimately, we achieve a comprehensive set of pseudo labels for the training dataset, entirely independent of any ground-truth 3D annotations. + +![](images/1f475482ad462762db6bb1859a6ee279d790f3dbe686a6a45b8ec39a7472bf2b.jpg) +Pseudo Labels-based Self-paced Learning +Fig. 3: Illustration of the self-paced learning process in LiSe. Initial distribution of objects and inference distribution after training are first calculated with the distance volume-based metric. Adaptive sampling strategy thus updates sampling rates for different objects based on changes in two distributions. We further consider weak model aggregation to combine newly trained model with previously aggregated model to obtain a stronger, more robust model for current round. Finally, we iteratively update distribution of pseudo labels and model weight for $T$ rounds to obtain the final model. + +It is worth noting that due to the rich texture information in 2D images and the strong detection ability of the employed open-vocabulary 2D detector, many distant and small objects, which are usually challenging to identify in LiDAR data, can be recognized. The pseudo labels derived from images can thus serve as a robust complement to those obtained from LiDAR, potentially enhancing the overall quality and coverage of the training data. + +Integration between LiDAR and 2D scene. To enhance the integration of pseudo boxes from both LiDAR and images for training models, we employ a distance-aware strategy. This approach optimally leverages the complementary characteristics of two data sources. We begin by establishing a predefined range, and then we selectively include image-derived boxes that lie within this range, alongside LiDAR-generated boxes. Final bounding boxes can be derived from: + +$$ +\mathcal {B} _ {\text {f i n a l}} = \mathcal {B} _ {\text {L i D A R}} \cup \left\{b _ {i} \mid d \left(b _ {i}\right) \geq d _ {\min }, b _ {i} \in \mathcal {B} _ {\text {i m g}} \right\}, \tag {2} +$$ + +where $\mathcal{B}_{img}$ denotes all image-derived boxes and $\mathcal{B}_{LiDAR}$ denotes LiDAR-generated boxes. $b_{i}$ is one image-derived 3D box, $d(b_{i})$ is the distance between box $b_{i}$ and the ego car. $d_{min}$ is the determined range value. Considering that objects in close proximity typically exhibit a high density of LiDAR points, LiDAR data alone is often sufficient for precise estimations. Our distance-aware strategy allows for flexible exclusion of image-derived boxes in these near-range areas by adjusting range values. It helps to prevent possible conflicts with LiDAR-generated boxes. + +# 3.2 Adaptive Sampling Strategy + +Despite integrating 2D scenes into 3D pseudo-boxes is able to recall the missed distant and small objects, the model tends to be biased toward easier samples, e.g., closer or larger objects in training. Such bias persists throughout all training + +rounds and the reason behind is attributed to the imbalanced data distribution. We thus propose an adaptive sampling strategy, dynamically balancing different objects throughout the training phases (see Figure 3). + +We first propose distance volume-based metric, which leverages general properties in 3D world, i.e., distance and volume to categorize objects. For distance-based categorization, we adopt the criteria in MODEST [49], dividing objects into near- and far-range ones: objects within $0 - 30\mathrm{m}$ are considered as near objects and those beyond $30\mathrm{m}$ are categorized as far objects. For volume-based categorization, we consult GPT-4 for general information on the volume and size of common categories. We then classify objects with a volume smaller than $5m^3$ as small objects, and those larger than $5m^3$ as large objects. For example, common categories such as pedestrians, cyclists will be categorized as small objects, and typical cars or other vehicles will be attributed to large ones. + +Based on the distance volume-based metric, we calculate the initial object distribution before training and inference distribution after training. We analyze the differences between two distributions: For object groups whose probability in inference distribution is significantly increased, we adaptively downsample these objects in the next round. Conversely, for object groups whose probabilities are decreased in the inference, we adaptively upsample these groups accordingly. Therefore, we introduce a sampling score, which can be formulated as: + +$$ +R \left(g _ {i}\right) = \left\{ \begin{array}{l l} 1 - \left(Q \left(g _ {i}\right) - Q _ {\text {i n i t}} \left(g _ {i}\right)\right) & \text {i f} Q \left(g _ {i}\right) > Q _ {\text {i n i t}} \left(g _ {i}\right) \\ 1 + \left(Q _ {\text {i n i t}} \left(g _ {i}\right) - Q \left(g _ {i}\right)\right) & \text {i f} Q \left(g _ {i}\right) \leq Q _ {\text {i n i t}} \left(g _ {i}\right), \end{array} \right. \tag {3} +$$ + +where $g_{i}$ is one type of objects grouped by distance volume-based metric. $Q(g_{i})$ is sampling probability in inference distribution and $Q_{init}(g_{i})$ is sampling probability in initial distribution. $R(g_{i})$ is new sampling score for objects in group $g_{i}$ in next round. Adaptive resampling can calibrate model towards harder samples and away from easier ones, thus resulting in self-paced learning process. + +# 3.3 Weak Model Aggregation + +The models obtained in different rounds tend to be proficient in different object groups, with the adaptive sampling strategy assigning varied sampling ratios. For example, while a model trained in the $t$ -th round excels at identifying large objects, the model in the $(t + 1)$ -th round takes more attention to detecting small objects with the increased sampling rate for small objects. The models obtained in different rounds have their unique bias and lack a comprehensive detection ability. Therefore, we refer to these models as "weak models", and introduce weak model aggregation, which combines these weak models to create a robust, stronger model (see Figure 3). We select a model as initialization starting from round $T_{s}$ . Similar to weight-average approaches [41, 57], we average each weak model in subsequent rounds with the previous aggregated strong model, and the obtained model serves as the strong one for the current round. An aggregation coefficient $\lambda$ is utilized to balance the influence of the previous strong model and + +the current weak model. The calculation process can be formulated as: + +$$ +\Theta_ {t} = \left\{ \begin{array}{l l} \theta_ {t} & \text {i f} 1 \leq t < T _ {s} \\ \lambda \cdot \Theta_ {t - 1} + (1 - \lambda) \cdot \theta_ {t} & \text {i f} T _ {s} \leq t \leq T \end{array} , \right. \tag {4} +$$ + +where $t$ is round number, $T_{s}$ is start round to perform weak model aggregation, and $T$ is total number of self-paced learning rounds. $\lambda$ is aggregation coefficient. $\theta_{t}$ is current weak model in $t$ -th round, $\Theta_{t-1}$ is aggregated strong model obtained in $(t-1)$ -th round, and $\Theta_{t}$ is the aggregated strong model in $t$ -th round. + +# 3.4 Pseudo Labels-based Self-paced Learning + +We unify integrated pseudo labels, adaptive sampling strategy, and weak model aggregation into a self-paced learning process (see Fig. 3). Specifically, it consists of two stages: seed training and self-training. In seed training, integrated pseudo labels $\mathcal{B}_{final}$ are used to train an initial detector $\Theta_0$ . Self-training is an iterative process repeated for $T$ rounds. In $t$ -th round, detector trained from previous round $\Theta_{t-1}$ first conducts inference on the training set to obtain pseudo training labels for the current round. The pseudo training labels are then redistributed with our proposed adaptive sampling strategy to counter the bias towards easier object groups, e.g., near-range and large objects. Then the updated pseudo labels are harnessed to train a new detector $\theta_t$ . Weak model aggregation aggregates the weak model in current round $\theta_t$ and strong model from previous round $\Theta_{t-1}$ into a strong model for current round $\Theta_t$ . Different from vanilla self-training, in our process, distribution of pseudo training labels is adjusted based on model feedback, which results in a self-paced learning process. + +# 4 Experiment + +Dataset. We conduct unsupervised 3D detection experiments on nuScenes [4] and Lyft [16], two widely recognized benchmarks in autonomous driving. In our experiment, we follow the basic dataset configuration in MODEST [49]. Specifically, we only utilize LiDAR point clouds which are collected from locations with more than one sample in order to satisfy the multi-traversal requirement. For nuScenes, the final used data consists of 3,985 training keyframes and 2,412 testing ones. For Lyft, we use 11,873 training samples and 4,901 testing samples. We emphasize that the ground-truth 3D annotations are not used in our training and they are just involved in the testing to evaluate model performance. + +Metric. Two different metrics $\mathrm{AP}_{BEV}$ and $\mathrm{AP}_{3D}$ are considered. $\mathrm{AP}_{BEV}$ focuses on accuracy from the Bird's Eye View (BEV), while $\mathrm{AP}_{3D}$ considers additional height information and evaluates detection results in 3D space, thus offering more comprehensive assessment. Furthermore, we consider objects w.r.t. the distance and report evaluation results for objects in the near range (0-30m), middle range (30-50m), far range (50-80m), and the full range (0-80m). + +Implementation Details. In the training, we adopt PointRCNN [35] as the backbone. In each self-paced training round, we train the model for 80 epochs on + +Table 1: Detection results on nuScenes. We report $\mathrm{AP}_{BEV}$ and $\mathrm{AP}_{3D}$ at $I_oU = 0.25$ for objects across various distances. The results are shown in $\mathrm{AP}_{BEV} / \mathrm{AP}_{3D}$ format. $T = 0$ is training from seed labels. $T = 2$ and $T = 10$ are the results for $2th$ and $10th$ round self-training, respectively. The supervised performance of model trained with ground-truth boxes is in the first row (Supervised). It is noticeable that the performance of LiSe significantly surpasses that of the state-of-the-art OYSTER [55] across all evaluated metrics. \*: We present the results of our reimplementation, as official code for OYSTER is not available. Our reimplementation follows OYSTER settings, which conduct two rounds of self-training. + +
Method0-30m30-50m50-80m0-80m
Supervised39.8 / 34.512.9 / 10.04.4 / 2.922.2 / 18.2
MODEST-PP (T=0)0.7 / 0.10.0 / 0.00.0 / 0.00.2 / 0.1
MODEST-PP (T=10)----
MODEST (T=0)16.5 / 12.51.3 / 0.80.3 / 0.17.0 / 5.0
MODEST (T=10)24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
OYSTER (T=0)14.7 / 12.31.5 / 1.10.5 / 0.36.2 / 5.4
OYSTER (T=2)*26.6 / 19.34.4 / 1.81.7 / 0.412.7 / 8.0
LiSe (T=0)5.8 / 4.70.6 / 0.20.3 / 0.22.1 / 1.8
LiSe (T=10)35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
+ +nuScenes and 60 epochs on Lyft. We adopt AdamOneCycle [38] as the optimizer, with a default learning rate of 0.01, weight decay of 0.01, and momentum of 0.9. The learning rate is reduced at epochs 35 and 45 by a factor of 0.1, with a minimum learning rate clip of $1\mathrm{e}^{-7}$ . The random seed is set as 0. The total batch size is set at 8, uniformly distributed among $4 \times \mathrm{A6000}$ (48G) GPUs. In pseudo label generation, we follow previous works [49] to set $\alpha$ as 0.7 and $K$ as 20. Our code is based on OpenPCDet [42] and is implemented in PyTorch [32]. + +# 4.1 Main Results + +We present nuScenes results in Table 1 and observe that LiSe significantly outperforms all existing methods. In particular, compared to the state-of-the-art OYSTER, LiSe achieves an improvement of $+7.1\%$ in $\mathrm{AP}_{BEV}$ and $+3.4\%$ in $\mathrm{AP}_{3D}$ within the 0-80m range. In other distances, such as 0-30m, 30-50m, and 50-80m, LiSe consistently surpasses OYSTER, demonstrating a universally enhanced detection capability. The improvement validates the effectiveness of our proposed integration with 2D scenes, adaptive sampling strategy, and weak model aggregation in enhancing overall detection ability of model. It is also noteworthy that $\mathrm{AP}_{BEV}$ of LiSe in the long range (50-80m) even exceeds that of fully supervised results. These results affirm that incorporating 2D scene understanding significantly augments the detection of distant and small objects. + +We further conduct experiments on Lyft, using the same hyper-parameters on nuScenes (see Table 2). We observe that the proposed LiSe surpasses the + +Table 2: Comparison on Lyft. We observe that the proposed LiSe significantly surpasses MODEST across all evaluated metrics, especially in long range (50-80m). $T$ denotes self-training round. + +
Method0-30m30-50m50-80m0-80m
Supervised82.8 / 82.670.8 / 70.350.2 / 49.669.5 / 69.1
MODEST-PP (T=0)46.4 / 45.416.5 / 10.80.9 / 0.421.8 / 18.0
MODEST-PP (T=10)49.9 / 49.332.3 / 27.03.5 / 1.430.9 / 27.3
MODEST (T=0)65.7 / 63.041.4 / 36.08.9 / 5.742.5 / 37.9
MODEST (T=10)73.8 / 71.362.8 / 60.327.0 / 24.857.3 / 55.1
LiSe (T=0)54.5 / 54.024.2 / 22.81.4 / 1.229.2 / 27.5
LiSe (T=10)76.7 / 74.066.1 / 64.446.6 / 43.765.6 / 62.5
+ +Table 3: Ablation studies on the primary components of the proposed method, including integration with 2D scenes (3D and 2D), adaptive sampling strategy (ADS), and weak model aggregation (WMA). + +
3D2DADSWMA0-30m30-50m50-80m0-80m
✓24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
✓31.8 / 14.03.8 / 0.80.6 / 0.012.4 / 4.7
✓✓31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
✓✓✓34.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
✓✓✓✓35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
+ +competitive MODEST across all evaluated metrics. More importantly, LiSe outperforms MODEST by $+19.4\%$ in $\mathrm{AP}_{BEV}$ and $+18.9\%$ in $\mathrm{AP}_{3D}$ in the long range (50-80m), which contributes most to overall improvement. These results validate the effectiveness and generalizability of our proposed method. + +# 4.2 Ablation Studies and Analyses + +Effect of Integration with 2D Scenes. Comparing the first three rows in Table 3, we observe that integrating 2D scenes into 3D-based pseudo boxes yields the best overall performance across both $\mathrm{AP}_{BEV}$ and $\mathrm{AP}_{3D}$ . The significant improvement over LiDAR-based methods highlights the unique advantages of 2D scenes in detecting distant and small objects. We further examine the way to integrate 2D scenes (see Table 4). Specifically, we only incorporate 3D boxes from images with distance over $5\mathrm{m}$ , $10\mathrm{m}$ , and $15\mathrm{m}$ . Table 4 indicates by integrating image-based boxes with distance over $10\mathrm{m}$ achieves best performance. Such results also suggest that image-based boxes and LiDAR-based boxes conflict with each other in range 0-10 meters. Consideration of object distance in integration avoids such conflicts, and make two modalities complementary. + +Table 4: Ablation studies on integrating image-based 3D boxes according to the distance. We incorporate image-based 3D boxes with a distance greater than 5, 10, and 15 meters ( $>5\mathrm{m}$ , $>10\mathrm{m}$ , $>15\mathrm{m}$ ). The term "All" refers to the use of all image-based boxes. We find that $>10\mathrm{m}$ yields the optimal results. This threshold balancedly integrates the advantage of 2D scenes and avoids conflict with LiDAR-based 3D boxes in near range. + +
3D2D0-30m30-50m50-80m0-80m
AllAll29.3 / 19.84.7 / 2.32.4 / 0.513.8 / 8.0
All>5m30.7 / 19.88.6 / 3.33.1 / 0.715.4 / 8.9
All>10m31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
All>15m30.2 / 20.65.7 / 2.82.1 / 0.414.3 / 8.9
+ +Table 5: Adaptive sampling strategy based on the volume of objects (Volume) or the distance of objects (Distance). We could observe that volume-based strategy facilitates the distant objects in $30 - 50\mathrm{m}$ , while distance-focused sampling improves box detection, with remarkable improvement in median distance. After combining two factors into consideration, we arrive at a balanced strategy for all ranges. + +
VolumeDistance0-30m30-50m50-80m0-80m
31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓31.5 / 20.110.1 / 3.03.4 / 0.617.1 / 8.6
✓35.0 / 22.210.5 / 3.83.2 / 0.718.2 / 9.6
✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
+ +Effect of Adaptive Sampling Strategy. Comparing rows 3 and 4 in Table 3, it shows that adaptive sampling further enhances model performance, particularly in the $30 - 50\mathrm{m}$ and $50 - 80\mathrm{m}$ ranges, validating its effectiveness in enhancing long-range detection capabilities. We also conduct a comprehensive ablation study to evaluate the design of adaptive sampling strategy. According to Table 5, the inclusion of a single metric, such as volume or distance, significantly enhances model performance. Notably, when incorporating a distance-based metric, both $\mathrm{AP}_{BEV}$ and $\mathrm{AP}_{3D}$ in the $30 - 50\mathrm{m}$ range exceed the performance achieved with a volume-based metric alone. The improvement underscores the effectiveness of distance-based adaptive sampling in improving long-range detection capabilities. The combination of both volume-based and distance-based metrics yields the best performance, demonstrating that combined metric can more comprehensively addresses overlooking on long-tailed object groups. These two metrics work in a complementary manner, further enhancing overall model efficacy. + +Effect of Weak Model Aggregation. Comparing rows 3 and 5 in Table 3, we observe that weak model aggregation alone enhances model performance. This improvement demonstrates effectiveness of weak model aggregation in creating a more robust model. Furthermore, when comparing rows 4, 5, and 6 in Table 3, we find combination of adaptive sampling strategy and weak model aggregation yields the best performance. This validates crucial role of interaction between adaptive sampling strategy and weak model aggregation. We also examine im + +Table 6: Ablation study of starting round $T_{s}$ and the aggregation coefficient $\lambda$ selection during the weak model aggregation. (1) We fix $\lambda$ and study $T_{s}$ . We observe that initiating the aggregation process at a later round, when the performance of model is higher and fluctuating, yields better results. (2) If we fix $T_{s}$ as 6, we can see the large $\lambda$ with slow update speed has achieved the best results in all different ranges, which stabilizes the prediction result. + +
Tsλ0-30m30-50m50-80m0-80m
30.99931.7 / 21.58.7 / 4.22.7 / 0.716.3 / 10.2
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
80.99934.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
60.9931.9 / 20.78.8 / 3.12.9 / 0.516.5 / 9.0
60.931.4 / 21.07.4 / 3.32.3 / 0.516.0 / 9.5
+ +![](images/1904df160c938fb1a2a459972700f3becd2b4042596485bbdadc49d23dda9c5f.jpg) +(a) + +![](images/931bb9d13a50c912d674feeddab5323c2bc30d53722eb998d8e3cb7c25130038.jpg) +(b) +Fig. 4: Statistical analysis of performance of different models. (a) Visualization comparison of the performances of various methods. This comparison shows superiority of LiSe over purely LiDAR-based methods. (b) Visualization of performance changes throughout the training process. The trend shows combination of adaptive sampling strategy with weak model aggregation ensures a stable and effective training process. + +pact of start round $T_{s}$ and aggregation coefficient $\lambda$ in Table 6. Initially, we fix $\lambda$ at 0.999 and vary start round in 3, 6, and 8. The findings suggest that initiating aggregation process at a later round, when performance of model is higher and fluctuating, yields better results. During this period, models generally exhibit good performance with distinct strengths, making it an opportune time for weak model aggregation. Additionally, we fix start round and vary aggregation coefficient $\lambda$ in 0.999, 0.99, and 0.9. Observations indicate larger coefficients, such as 0.999, leads to best performance. The ablation implies aggregation process benefits from being smoother and progressing in smaller steps. + +Statistical analyses. We present statistical analyses of performance of different models in Figure 4. In Figure 4(a), LiSe significantly outperforms state-of-the-art model, OYSTER [55]. Notably, $\mathrm{AP}_{BEV}$ of LiSe at long ranges (50-80m) surpasses that of fully-supervised results. It verifies our integration with 2D scenes effec + +![](images/f6777d4835a32eff7b8f743a9983aaf522f7a9ca2c44cd02a137161332a0a9da.jpg) +Fig. 5: Visualization comparison between MODEST [49], OYSTER [55], LiSe (ours), and ground truth boxes. The overall results indicate LiSe is superior in detecting distant and small objects. Green boxes represent ground truth labels, red boxes indicate predictions and blue circles highlight differences in predictions. + +tively enhances capability of model to detect distant objects. In Figure 4(b), we can observe LiSe starts at a low point in initial training round, yet consistently achieves improved performance during self-paced training process. + +Visualization. We present qualitative analysis in Figure 5. From rows 1 and 2, we observe LiSe excels at detecting distant objects, even when there are very limited points captured. Results in rows 3 and 4 indicate our LiSe framework performs significantly better than MODEST and OYSTER in detecting small objects. These results validate our obtained model is robust in detecting potentially existing objects, especially for challenging distant and small objects. + +# 5 Conclusion + +In this paper, we introduce a framework LiSe for unsupervised 3D detection. We propose integration with 2D scenes to improve detection ability in distant and small objects. In self-paced learning process, we further propose adaptive sampling strategy to continuously improve perception ability in challenging samples. Additionally, we introduce weak model aggregation, combining models trained under different distributions into a final, robust model. Extensive experiments affirm superior detection ability of our method. The comprehensive ablation studies and qualitative analyses also validate effectiveness of each proposed module. 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The unsupervised 3D object detection is to accurately detect objects in unstructured environments with no explicit supervisory signals. This task, given sparse LiDAR point clouds, often results in compromised performance for detecting distant or small objects due to the inherent sparsity and limited spatial resolution. In this paper, we are among the early attempts to integrate LiDAR data with 2D images for unsupervised 3D detection and introduce a new method, dubbed LiDAR-2D Self-paced Learning (LiSe). We argue that RGB images serve as a valuable complement to LiDAR data, offering precise 2D localization cues, particularly when scarce LiDAR points are available for certain objects. Considering the unique characteristics of both modalities, our framework devises a self-paced learning pipeline that incorporates adaptive sampling and weak model aggregation strategies. 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Compared with the prevailing LiDAR-based method, i.e., MODEST [49] generally misses objects in the distance and small objects (left), our proposed method LiSe successfully recalls such objects (right). Best viewed in color: the green boxes are ground truth labels and the red boxes are predictions." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 354, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 354, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 354, + 482, + 545 + ], + "type": "text", + "content": "key underpinning unsupervised 3D detection is to develop intelligent algorithms that can effectively reason about and adapt to the vast array of potential object classes and their various manifestations in real-world scenarios without explicit prior knowledge or labeled data. The process involves not only accurately estimating the 3D position of objects but also learning to identify previously unseen object types and handle unpredictable environmental conditions, which remains challenging to 2D-based methods [6, 14]. This technology is crucial for ensuring the safety and efficiency of autonomous vehicles as they navigate through complex and unpredictable road environments. The ability to accurately detect 3D objects allows these systems to anticipate potential hazards, make informed decisions, and react accordingly. It can be widely applied to real-world applications, including pedestrian protection [9,12], auto-driving assistance systems [15,17-19] and traffic management [27,36]. The inherent challenge lies in designing models capable of extracting discriminative features from sparse and noisy sensor data, such as point clouds and images, while simultaneously overcoming issues related to class imbalance, scale variation, and partial occlusions." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 546, + 482, + 666 + ], + "type": "text", + "content": "Most existing works usually focus on mining the LiDAR data to discover unlabeled 3D objects [29, 49, 55]. For instance, some works [49, 55] utilize the rule-based generation of pseudo boxes followed by a self-training process, and another line of works [29] harness the motion cues provided by LiDAR scene flow to identify potential dynamic objects. While LiDAR data provides accurate depth information and a comprehensive perception of the surrounding environment, it is limited by the inherent sparsity and spatial resolution. This sparsity challenge becomes particularly pronounced in scenarios involving long-range or small-scale objects (see Figure 1), where the dearth of LiDAR points returned significantly compromises the discriminative power required to accurately segre" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 480, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 480, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 480, + 175 + ], + "type": "text", + "content": "gate foreground entities from their background context. Current methodologies often adopt an iterative training pipeline that commences with initial object proposals followed by pseudo-label refinement. However, overdependence on LiDAR alone can lead to a blind spot for detecting diminutive or distant objects, thus culminating in suboptimal overall detection capabilities." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 481, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 481, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 481, + 426 + ], + "type": "text", + "content": "In this paper, we thus propose a novel LiDAR-2D Self-paced Learning (LiSe) for unsupervised 3D detection, which integrates LiDAR data with 2D images. It aims to leverage the rich textual and RGB color information in 2D scenes to overcome the limitations of LiDAR in detecting distant and small objects. We adopt the off-the-self multi-traversal method for LiDAR-based 3D detection [49], while applying the 2D detection [28] and segmentation [20] with 3D lifting for image-based 3D detection. We observe that two modalities are complementary on the objects with different distances and resolution, and serve as good initialization seed. Then we apply the self-paced training strategy to propagate the object label and refine the box prediction. During training, we observe that the models tend to overfit to the common category, e.g., cars, and gradually lose the ability to detect relatively rare objects, e.g., bicycles. To alleviate the diminishing detection ability of such long-tail samples, we introduce an adaptive sampling strategy that dynamically adjusts the distribution of training data based on the feedback of the model. Therefore, we could obtain the snapshots trained with different data distributions during the training process, and thus the learned snapshots are inherently with complementary focuses. We further propose the weak model aggregation strategy to merge all snapshot weights along the self-paced learning process as the final model. We conduct extensive quantitative experiments and qualitative analyses to validate the effectiveness of our method. In conclusion, our contributions are summarized as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 434, + 480, + 575 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 434, + 479, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 434, + 479, + 480 + ], + "spans": [ + { + "bbox": [ + 138, + 434, + 479, + 480 + ], + "type": "text", + "content": "- Considering the inherent sparsity of LiDAR data, we propose a new approach, called LiSe, jointly leveraging 2D images and 3D LiDAR to improve the pseudo label quality in all ranges. The rich texture in 2D images provides a straightforward discovery of small and distant objects." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 481, + 480, + 528 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 481, + 480, + 528 + ], + "spans": [ + { + "bbox": [ + 138, + 481, + 480, + 528 + ], + "type": "text", + "content": "- Considering the imbalanced object distribution in self-training, we propose an adaptive sampling strategy to explicitly emphasize the long-tailed objects, followed by the weak model aggregation, which iteratively fuses the strengths of different snapshots into a final stable model." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "spans": [ + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "text", + "content": "- Extensive experiments on nuScenes and Lyft verify the effectiveness of the proposed method, surpassing state-of-the-art by a clear margin on both " + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "text", + "content": ". Especially, for long-range detection (50-80m), the " + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 138, + 529, + 480, + 575 + ], + "type": "text", + "content": " metric even exceeds that of fully supervised model." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 594, + 237, + 605 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 594, + 237, + 605 + ], + "spans": [ + { + "bbox": [ + 132, + 594, + 237, + 605 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "content": "Unsupervised 3D Object Detection. Unsupervised 3D object detection is attracting increasing interest within the research community [10, 43, 47, 54]. Cen et al. [5] utilize a fully-supervised detector to generate proposals for unknown classes. However, this approach struggles with overconfidence issues and" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "type": "text", + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "lacks the ability to generate proposals for semantically distinct classes. Studies like MODEST [49] and OYSTER [55] have explored a self-training pipeline to incrementally discover more objects from LiDAR data. Nevertheless, the inherent sparsity of LiDAR data hampers their ability to detect small objects. Najibi et al. [29] employ scene flow to identify objects in motion, training detection model with generated pseudo boxes. Najibi et al. [30] propose distilling VLM knowledge into 3D detection model, addressing detection task by initially segmenting based on text references, followed by 3D box fitting. Different from existing works, our work aims to leverage the information density in 2D scenes to enhance recognition of distant and small objects. We also develop adaptive sampling strategy to address data distribution imbalance problem during self-training process." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 251, + 482, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 251, + 482, + 384 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 482, + 384 + ], + "type": "text", + "content": "Open-vocabulary 2D Detection. Open-vocabulary 2D detection methods can be categorized into two groups: (1) Knowledge distillation methods [2,8,44] focus on transferring the extensive open-vocabulary knowledge from VLMs into closed-set 2D detectors. Therefore, the detection capability is limited by the scope of the teacher VLM. (2) Region-text pretraining methods [3,23,53] emphasize learning from region captions through pretraining at the region level, albeit with high computational costs due to the large scale of pretraining datasets. Similarly, our work leverages pretrained open-vocabulary detection models to recognize objects in 2D images. It helps us to instill 2D prior to the 3D detection. We also consider to eliminate the negative impact of the class imbalance and overfitting during the self-training process." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 387, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 387, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 387, + 482, + 555 + ], + "type": "text", + "content": "Image and LiDAR Fusion. In the realm of closed-set object detection, recent works have begun to study image and LiDAR data fusion. These works can be divided into two categories, i.e., sequential fusion [33,45] and parallel fusion [7, 31]. (1) Sequential based approaches [33,45] use 2D base models to initiate the 3D detection pipeline. The drawback here is that failures in 2D models accumulate in the 3D detection model, which inevitably degrades the overall performance. (2) Parallel fusion approaches integrate two modalities at different stages of the pipeline, including early fusion at the input stage [46], deep fusion at the feature stage [7,13,21,26], and late fusion at the output stage [31,58]. A primary challenge in parallel fusion is to ensure semantic alignment, due to substantial gap between characteristics of images and point clouds. Different from existing works, our method fuses two modalities by combining box seeds from both. We introduce self-paced learning to progressively update the box labels, offering robustness where the failure of 2D models does not halt the pipeline." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "Self-paced Learning. Self-paced learning [22] describes a self-directed learning process where the distribution of training data is dynamically adjusted based on the model performance. This concept has seen broad application in computer vision field, including image classification [40, 48, 50], object detection and localization [37, 39, 51], scene segmentation [24, 34], and video processing [25, 52]. However, these strategies are predominantly focused on the image and video domains. Diverging from existing works, we have tailored a self-paced learning strategy specifically for the 3D unsupervised detection task, incorporating unique 3D attributes such as object distance and volume information." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 480, + 265 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 480, + 265 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 480, + 265 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 480, + 265 + ], + "type": "image", + "image_path": "d455bad91f5ed8618ac4bc022ee500a8450c4ce65bdf7bee590fff3c01d21679.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 276, + 482, + 430 + ], + "lines": [ + { + "bbox": [ + 130, + 276, + 482, + 430 + ], + "spans": [ + { + "bbox": [ + 130, + 276, + 482, + 430 + ], + "type": "text", + "content": "Fig. 2: Illustration of the pseudo label generation process in LiSe, which distinctively harnesses information density from 2D scenes to complement LiDAR data. Our approach involves a generation method tailored for each modality to obtain LiDAR-based and image-based 3D boxes. In the LiDAR branch, an off-the-shelf multi-traversal based method generates pseudo labels, primarily covering near-range objects. Concurrently, the image branch uses a pretrained open-vocabulary 2D detector and Segment-Anything-Model to generate 2D contours from images, which are then mapped into 3D space. Following this, a distance-aware 3D boxes integration process fuses boxes from both LiDAR and image modalities. Notably, image-based boxes at longer ranges " + }, + { + "bbox": [ + 130, + 276, + 482, + 430 + ], + "type": "inline_equation", + "content": "(e.g., >10\\mathrm{m})" + }, + { + "bbox": [ + 130, + 276, + 482, + 430 + ], + "type": "text", + "content": " are merged with LiDAR-based 3D boxes. This integration addresses the limitations of LiDAR-based method in detecting long-range and small objects. The resulting pseudo labels are proficient in originally challenging samples (e.g., distant and small objects) for LiDAR-based methods, laying a solid foundation for enhancing detection model performance on these challenging cases." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 451, + 201, + 463 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 451, + 201, + 463 + ], + "spans": [ + { + "bbox": [ + 132, + 451, + 201, + 463 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 475, + 480, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 475, + 480, + 522 + ], + "spans": [ + { + "bbox": [ + 131, + 475, + 480, + 522 + ], + "type": "text", + "content": "We present a detailed description of our method in this section and structure it into three parts: (1) integration of LiDAR data with 2D scene (see Figure 2), (2) adaptive sampling strategy (see Figure 3), and (3) weak model aggregation (see Figure 3)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 539, + 373, + 551 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 539, + 373, + 551 + ], + "spans": [ + { + "bbox": [ + 131, + 539, + 373, + 551 + ], + "type": "text", + "content": "3.1 Integration of LiDAR Data with 2D Scene" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 665 + ], + "type": "text", + "content": "Pseudo-boxes from LiDAR. In our work, we apply a multi-traversal approach to extract significant objects from LiDAR data. Multi-traversal approach is based on the idea that when a vehicle traverses the same location multiple times, entities that remain unchanged in both position and state are likely static background elements, e.g. buildings. Conversely, items that shift in location are probable foreground objects, e.g. moving cars. Specifically, we first conduct the data processing for given LiDAR data. For locations visited more than once, the LiDAR scans collected at these locations are combined. We then use the GPS/INS data which provides accurate information on vehicle location and the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "type": "text", + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": "rotation matrix to calibrate the data so that different LiDAR scans are aligned into same coordinate system. After the alignment, we calculate the point persistency score (ppScore) [49] of each point " + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "inline_equation", + "content": "\\tau(u)" + }, + { + "bbox": [ + 130, + 116, + 479, + 176 + ], + "type": "text", + "content": " to quantify whether it belongs to unchanging or changing objects. The higher ppScore indicates a more static point and lower ppScore indicates a more dynamic one." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "text", + "content": "With the calculated ppScore, a clustering process that considers both the similarity of ppScore and the actual geometric distance between points is utilized to segment the entire point cloud into distinct clusters. A graph is constructed where points within radius threshold " + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "inline_equation", + "content": "r_t" + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "text", + "content": " of each other are connected by an edge, and the weight of this edge is calculated as the absolute difference of their ppScores " + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "inline_equation", + "content": "|\\tau(u) - \\tau(v)|" + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "text", + "content": ". Following graph construction, a variant of the DBSCAN [11] algorithm which is adapted for application on the graph is used on the constructed graph, resulting in numerous clusters of points with similar ppScores and proximate geometric distances. A filtering process that excludes clusters where the top " + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "text", + "content": " percent of points with ppScore above threshold " + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 176, + 482, + 501 + ], + "type": "text", + "content": " is applied, designating these as static clusters (e.g., large building walls). The remaining clusters are treated as foreground objects. Finally, an off-the-shelf bounding box fitting algorithm [56] is applied to each cluster to create a 3D box. Pseudo-boxes from Images. For 3D pseudo-boxes generation from images, we employ an off-the-shelf open-vocabulary 2D detector, e.g., GroundingDINO [28] to first identify discriminative objects within the images. To realize this purpose, we construct the detection prompt by concatenating discriminative class names together, feeding it into GroundingDINO, and obtaining a collection of 2D boxes. Usually, the detected 2D boxes often contain substantial background areas, which do not accurately reflect the shapes of real-world objects. Direct employment of these 2D boxes for subsequent processing can result in imprecise 3D box estimations. Fortunately, the 2D boxes naturally serve as initial prompts for the Segment-Anything-Model (SAM) [20]. By inputting these 2D boxes into SAM as prompts, we instead obtain refined 2D masks. These masks reflect the actual contours of the targeted objects, significantly mitigating the drawbacks inherent in utilizing 2D boxes directly. To estimate 3D boxes from images, a projection process from 3D to 2D is then applied and can be formulated as:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 243, + 511, + 481, + 525 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 243, + 511, + 481, + 525 + ], + "spans": [ + { + "bbox": [ + 243, + 511, + 481, + 525 + ], + "type": "interline_equation", + "content": "\\hat {u} _ {i} = \\mathbf {K} \\cdot \\mathbf {E} \\cdot u _ {i}, (i = 1, \\dots , m), \\tag {1}", + "image_path": "d180f7c29436724118abb4c63a1a63c6fb690ed1d220d1fa5536a2f6dd75da89.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "u_{i}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " is one LiDAR point in the 3D space, " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{K}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " is the intrinsic matrix, " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathbf{E}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " is the extrinsic matrix, and " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " is number of points in point cloud. For those projected 2D points lying in the masks, we reserve their corresponding 3D points. This process is equal to building a frustum extending from the ego center of the vehicle to 2D mask. This frustum is considered to contain the point cluster corresponding to the detected object. We then apply the region growth algorithm [1] to get the cluster with the most points. Subsequently, tight external 3D bounding box is estimated based on the cluster. All the generated 3D boxes are then consolidated to form the final pseudo labels for a single LiDAR point cloud. Ultimately, we achieve a comprehensive set of pseudo labels for the training dataset, entirely independent of any ground-truth 3D annotations." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 122, + 480, + 218 + ], + "blocks": [ + { + "bbox": [ + 138, + 114, + 247, + 122 + ], + "lines": [ + { + "bbox": [ + 138, + 114, + 247, + 122 + ], + "spans": [ + { + "bbox": [ + 138, + 114, + 247, + 122 + ], + "type": "text", + "content": "Pseudo Labels-based Self-paced Learning" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 133, + 122, + 480, + 218 + ], + "lines": [ + { + "bbox": [ + 133, + 122, + 480, + 218 + ], + "spans": [ + { + "bbox": [ + 133, + 122, + 480, + 218 + ], + "type": "image", + "image_path": "1f475482ad462762db6bb1859a6ee279d790f3dbe686a6a45b8ec39a7472bf2b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 227, + 482, + 304 + ], + "lines": [ + { + "bbox": [ + 130, + 227, + 482, + 304 + ], + "spans": [ + { + "bbox": [ + 130, + 227, + 482, + 304 + ], + "type": "text", + "content": "Fig. 3: Illustration of the self-paced learning process in LiSe. Initial distribution of objects and inference distribution after training are first calculated with the distance volume-based metric. Adaptive sampling strategy thus updates sampling rates for different objects based on changes in two distributions. We further consider weak model aggregation to combine newly trained model with previously aggregated model to obtain a stronger, more robust model for current round. Finally, we iteratively update distribution of pseudo labels and model weight for " + }, + { + "bbox": [ + 130, + 227, + 482, + 304 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 227, + 482, + 304 + ], + "type": "text", + "content": " rounds to obtain the final model." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 328, + 479, + 399 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 328, + 479, + 399 + ], + "spans": [ + { + "bbox": [ + 130, + 328, + 479, + 399 + ], + "type": "text", + "content": "It is worth noting that due to the rich texture information in 2D images and the strong detection ability of the employed open-vocabulary 2D detector, many distant and small objects, which are usually challenging to identify in LiDAR data, can be recognized. The pseudo labels derived from images can thus serve as a robust complement to those obtained from LiDAR, potentially enhancing the overall quality and coverage of the training data." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 400, + 480, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 480, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 480, + 472 + ], + "type": "text", + "content": "Integration between LiDAR and 2D scene. To enhance the integration of pseudo boxes from both LiDAR and images for training models, we employ a distance-aware strategy. This approach optimally leverages the complementary characteristics of two data sources. We begin by establishing a predefined range, and then we selectively include image-derived boxes that lie within this range, alongside LiDAR-generated boxes. Final bounding boxes can be derived from:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 197, + 482, + 481, + 496 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 197, + 482, + 481, + 496 + ], + "spans": [ + { + "bbox": [ + 197, + 482, + 481, + 496 + ], + "type": "interline_equation", + "content": "\\mathcal {B} _ {\\text {f i n a l}} = \\mathcal {B} _ {\\text {L i D A R}} \\cup \\left\\{b _ {i} \\mid d \\left(b _ {i}\\right) \\geq d _ {\\min }, b _ {i} \\in \\mathcal {B} _ {\\text {i m g}} \\right\\}, \\tag {2}", + "image_path": "6ef063ebc8d1dbafbd8f993ae2449d8a77df733460e7bb509396ab7bd7525a92.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "spans": [ + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{B}_{img}" + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": " denotes all image-derived boxes and " + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "inline_equation", + "content": "\\mathcal{B}_{LiDAR}" + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": " denotes LiDAR-generated boxes. " + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "inline_equation", + "content": "b_{i}" + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": " is one image-derived 3D box, " + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "inline_equation", + "content": "d(b_{i})" + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": " is the distance between box " + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "inline_equation", + "content": "b_{i}" + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": " and the ego car. " + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "inline_equation", + "content": "d_{min}" + }, + { + "bbox": [ + 130, + 505, + 485, + 589 + ], + "type": "text", + "content": " is the determined range value. Considering that objects in close proximity typically exhibit a high density of LiDAR points, LiDAR data alone is often sufficient for precise estimations. Our distance-aware strategy allows for flexible exclusion of image-derived boxes in these near-range areas by adjusting range values. It helps to prevent possible conflicts with LiDAR-generated boxes." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 608, + 302, + 620 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 608, + 302, + 620 + ], + "spans": [ + { + "bbox": [ + 131, + 608, + 302, + 620 + ], + "type": "text", + "content": "3.2 Adaptive Sampling Strategy" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 480, + 666 + ], + "type": "text", + "content": "Despite integrating 2D scenes into 3D pseudo-boxes is able to recall the missed distant and small objects, the model tends to be biased toward easier samples, e.g., closer or larger objects in training. Such bias persists throughout all training" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 210, + 91, + 448, + 102 + ], + "type": "text", + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "rounds and the reason behind is attributed to the imbalanced data distribution. We thus propose an adaptive sampling strategy, dynamically balancing different objects throughout the training phases (see Figure 3)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "text", + "content": "We first propose distance volume-based metric, which leverages general properties in 3D world, i.e., distance and volume to categorize objects. For distance-based categorization, we adopt the criteria in MODEST [49], dividing objects into near- and far-range ones: objects within " + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "inline_equation", + "content": "0 - 30\\mathrm{m}" + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "text", + "content": " are considered as near objects and those beyond " + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "inline_equation", + "content": "30\\mathrm{m}" + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "text", + "content": " are categorized as far objects. For volume-based categorization, we consult GPT-4 for general information on the volume and size of common categories. We then classify objects with a volume smaller than " + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "inline_equation", + "content": "5m^3" + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "text", + "content": " as small objects, and those larger than " + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "inline_equation", + "content": "5m^3" + }, + { + "bbox": [ + 130, + 152, + 480, + 272 + ], + "type": "text", + "content": " as large objects. For example, common categories such as pedestrians, cyclists will be categorized as small objects, and typical cars or other vehicles will be attributed to large ones." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 273, + 481, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 273, + 481, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 273, + 481, + 357 + ], + "type": "text", + "content": "Based on the distance volume-based metric, we calculate the initial object distribution before training and inference distribution after training. We analyze the differences between two distributions: For object groups whose probability in inference distribution is significantly increased, we adaptively downsample these objects in the next round. Conversely, for object groups whose probabilities are decreased in the inference, we adaptively upsample these groups accordingly. Therefore, we introduce a sampling score, which can be formulated as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 186, + 367, + 481, + 397 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 186, + 367, + 481, + 397 + ], + "spans": [ + { + "bbox": [ + 186, + 367, + 481, + 397 + ], + "type": "interline_equation", + "content": "R \\left(g _ {i}\\right) = \\left\\{ \\begin{array}{l l} 1 - \\left(Q \\left(g _ {i}\\right) - Q _ {\\text {i n i t}} \\left(g _ {i}\\right)\\right) & \\text {i f} Q \\left(g _ {i}\\right) > Q _ {\\text {i n i t}} \\left(g _ {i}\\right) \\\\ 1 + \\left(Q _ {\\text {i n i t}} \\left(g _ {i}\\right) - Q \\left(g _ {i}\\right)\\right) & \\text {i f} Q \\left(g _ {i}\\right) \\leq Q _ {\\text {i n i t}} \\left(g _ {i}\\right), \\end{array} \\right. \\tag {3}", + "image_path": "a6a13c71fbf1c690c7dc1dcc7fb5b6f6a6a4c2bb21e5811fe8c4ad67aa6b19f2.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "inline_equation", + "content": "g_{i}" + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "content": " is one type of objects grouped by distance volume-based metric. " + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "inline_equation", + "content": "Q(g_{i})" + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "content": " is sampling probability in inference distribution and " + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "inline_equation", + "content": "Q_{init}(g_{i})" + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "content": " is sampling probability in initial distribution. " + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "inline_equation", + "content": "R(g_{i})" + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "content": " is new sampling score for objects in group " + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "inline_equation", + "content": "g_{i}" + }, + { + "bbox": [ + 130, + 407, + 482, + 468 + ], + "type": "text", + "content": " in next round. Adaptive resampling can calibrate model towards harder samples and away from easier ones, thus resulting in self-paced learning process." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 487, + 290, + 499 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 487, + 290, + 499 + ], + "spans": [ + { + "bbox": [ + 131, + 487, + 290, + 499 + ], + "type": "text", + "content": "3.3 Weak Model Aggregation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "The models obtained in different rounds tend to be proficient in different object groups, with the adaptive sampling strategy assigning varied sampling ratios. For example, while a model trained in the " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "-th round excels at identifying large objects, the model in the " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "(t + 1)" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "-th round takes more attention to detecting small objects with the increased sampling rate for small objects. The models obtained in different rounds have their unique bias and lack a comprehensive detection ability. Therefore, we refer to these models as \"weak models\", and introduce weak model aggregation, which combines these weak models to create a robust, stronger model (see Figure 3). We select a model as initialization starting from round " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "T_{s}" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ". Similar to weight-average approaches [41, 57], we average each weak model in subsequent rounds with the previous aggregated strong model, and the obtained model serves as the strong one for the current round. An aggregation coefficient " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " is utilized to balance the influence of the previous strong model and" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 443, + 128 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 443, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 443, + 128 + ], + "type": "text", + "content": "the current weak model. The calculation process can be formulated as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 208, + 136, + 481, + 167 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 136, + 481, + 167 + ], + "spans": [ + { + "bbox": [ + 208, + 136, + 481, + 167 + ], + "type": "interline_equation", + "content": "\\Theta_ {t} = \\left\\{ \\begin{array}{l l} \\theta_ {t} & \\text {i f} 1 \\leq t < T _ {s} \\\\ \\lambda \\cdot \\Theta_ {t - 1} + (1 - \\lambda) \\cdot \\theta_ {t} & \\text {i f} T _ {s} \\leq t \\leq T \\end{array} , \\right. \\tag {4}", + "image_path": "98ff883176c8c17db24543adda877883e604ab6179fe36bcfe240cf7b9b8f50f.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "spans": [ + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is round number, " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "T_{s}" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is start round to perform weak model aggregation, and " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is total number of self-paced learning rounds. " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is aggregation coefficient. " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "\\theta_{t}" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is current weak model in " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": "-th round, " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "\\Theta_{t-1}" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is aggregated strong model obtained in " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "(t-1)" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": "-th round, and " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "\\Theta_{t}" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": " is the aggregated strong model in " + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 172, + 480, + 221 + ], + "type": "text", + "content": "-th round." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 236, + 367, + 248 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 236, + 367, + 248 + ], + "spans": [ + { + "bbox": [ + 132, + 236, + 367, + 248 + ], + "type": "text", + "content": "3.4 Pseudo Labels-based Self-paced Learning" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "spans": [ + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": "We unify integrated pseudo labels, adaptive sampling strategy, and weak model aggregation into a self-paced learning process (see Fig. 3). Specifically, it consists of two stages: seed training and self-training. In seed training, integrated pseudo labels " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\mathcal{B}_{final}" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": " are used to train an initial detector " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\Theta_0" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": ". Self-training is an iterative process repeated for " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": " rounds. In " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": "-th round, detector trained from previous round " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\Theta_{t-1}" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": " first conducts inference on the training set to obtain pseudo training labels for the current round. The pseudo training labels are then redistributed with our proposed adaptive sampling strategy to counter the bias towards easier object groups, e.g., near-range and large objects. Then the updated pseudo labels are harnessed to train a new detector " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\theta_t" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": ". Weak model aggregation aggregates the weak model in current round " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\theta_t" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": " and strong model from previous round " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\Theta_{t-1}" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": " into a strong model for current round " + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "inline_equation", + "content": "\\Theta_t" + }, + { + "bbox": [ + 131, + 255, + 482, + 422 + ], + "type": "text", + "content": ". Different from vanilla self-training, in our process, distribution of pseudo training labels is adjusted based on model feedback, which results in a self-paced learning process." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 439, + 224, + 452 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 439, + 224, + 452 + ], + "spans": [ + { + "bbox": [ + 132, + 439, + 224, + 452 + ], + "type": "text", + "content": "4 Experiment" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 461, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 461, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 131, + 461, + 482, + 569 + ], + "type": "text", + "content": "Dataset. We conduct unsupervised 3D detection experiments on nuScenes [4] and Lyft [16], two widely recognized benchmarks in autonomous driving. In our experiment, we follow the basic dataset configuration in MODEST [49]. Specifically, we only utilize LiDAR point clouds which are collected from locations with more than one sample in order to satisfy the multi-traversal requirement. For nuScenes, the final used data consists of 3,985 training keyframes and 2,412 testing ones. For Lyft, we use 11,873 training samples and 4,901 testing samples. We emphasize that the ground-truth 3D annotations are not used in our training and they are just involved in the testing to evaluate model performance." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "text", + "content": "Metric. Two different metrics " + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "text", + "content": " are considered. " + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "text", + "content": " focuses on accuracy from the Bird's Eye View (BEV), while " + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 131, + 570, + 482, + 641 + ], + "type": "text", + "content": " considers additional height information and evaluates detection results in 3D space, thus offering more comprehensive assessment. Furthermore, we consider objects w.r.t. the distance and report evaluation results for objects in the near range (0-30m), middle range (30-50m), far range (50-80m), and the full range (0-80m)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 482, + 665 + ], + "type": "text", + "content": "Implementation Details. In the training, we adopt PointRCNN [35] as the backbone. In each self-paced training round, we train the model for 80 epochs on" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "text", + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 223, + 481, + 357 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": "Table 1: Detection results on nuScenes. We report " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " at " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "I_oU = 0.25" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " for objects across various distances. The results are shown in " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV} / \\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " format. " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "T = 0" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " is training from seed labels. " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "T = 2" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "T = 10" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " are the results for " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "2th" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "inline_equation", + "content": "10th" + }, + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": " round self-training, respectively. The supervised performance of model trained with ground-truth boxes is in the first row (Supervised). It is noticeable that the performance of LiSe significantly surpasses that of the state-of-the-art OYSTER [55] across all evaluated metrics. \\*: We present the results of our reimplementation, as official code for OYSTER is not available. Our reimplementation follows OYSTER settings, which conduct two rounds of self-training." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 223, + 481, + 357 + ], + "lines": [ + { + "bbox": [ + 133, + 223, + 481, + 357 + ], + "spans": [ + { + "bbox": [ + 133, + 223, + 481, + 357 + ], + "type": "table", + "html": "
Method0-30m30-50m50-80m0-80m
Supervised39.8 / 34.512.9 / 10.04.4 / 2.922.2 / 18.2
MODEST-PP (T=0)0.7 / 0.10.0 / 0.00.0 / 0.00.2 / 0.1
MODEST-PP (T=10)----
MODEST (T=0)16.5 / 12.51.3 / 0.80.3 / 0.17.0 / 5.0
MODEST (T=10)24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
OYSTER (T=0)14.7 / 12.31.5 / 1.10.5 / 0.36.2 / 5.4
OYSTER (T=2)*26.6 / 19.34.4 / 1.81.7 / 0.412.7 / 8.0
LiSe (T=0)5.8 / 4.70.6 / 0.20.3 / 0.22.1 / 1.8
LiSe (T=10)35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
", + "image_path": "d7fcb937ac19de8b847f3db0a6280d96222b20353efe887d8b6b696c52430fdb.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "text", + "content": "nuScenes and 60 epochs on Lyft. We adopt AdamOneCycle [38] as the optimizer, with a default learning rate of 0.01, weight decay of 0.01, and momentum of 0.9. The learning rate is reduced at epochs 35 and 45 by a factor of 0.1, with a minimum learning rate clip of " + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "inline_equation", + "content": "1\\mathrm{e}^{-7}" + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "text", + "content": ". The random seed is set as 0. The total batch size is set at 8, uniformly distributed among " + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "inline_equation", + "content": "4 \\times \\mathrm{A6000}" + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "text", + "content": " (48G) GPUs. In pseudo label generation, we follow previous works [49] to set " + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "text", + "content": " as 0.7 and " + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 380, + 482, + 465 + ], + "type": "text", + "content": " as 20. Our code is based on OpenPCDet [42] and is implemented in PyTorch [32]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 486, + 228, + 497 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 486, + 228, + 497 + ], + "spans": [ + { + "bbox": [ + 132, + 486, + 228, + 497 + ], + "type": "text", + "content": "4.1 Main Results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": "We present nuScenes results in Table 1 and observe that LiSe significantly outperforms all existing methods. In particular, compared to the state-of-the-art OYSTER, LiSe achieves an improvement of " + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "inline_equation", + "content": "+7.1\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "inline_equation", + "content": "+3.4\\%" + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": " within the 0-80m range. In other distances, such as 0-30m, 30-50m, and 50-80m, LiSe consistently surpasses OYSTER, demonstrating a universally enhanced detection capability. The improvement validates the effectiveness of our proposed integration with 2D scenes, adaptive sampling strategy, and weak model aggregation in enhancing overall detection ability of model. It is also noteworthy that " + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 509, + 482, + 640 + ], + "type": "text", + "content": " of LiSe in the long range (50-80m) even exceeds that of fully supervised results. These results affirm that incorporating 2D scene understanding significantly augments the detection of distant and small objects." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "We further conduct experiments on Lyft, using the same hyper-parameters on nuScenes (see Table 2). We observe that the proposed LiSe surpasses the" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 136, + 157, + 478, + 269 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "text", + "content": "Table 2: Comparison on Lyft. We observe that the proposed LiSe significantly surpasses MODEST across all evaluated metrics, especially in long range (50-80m). " + }, + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 114, + 482, + 148 + ], + "type": "text", + "content": " denotes self-training round." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 136, + 157, + 478, + 269 + ], + "lines": [ + { + "bbox": [ + 136, + 157, + 478, + 269 + ], + "spans": [ + { + "bbox": [ + 136, + 157, + 478, + 269 + ], + "type": "table", + "html": "
Method0-30m30-50m50-80m0-80m
Supervised82.8 / 82.670.8 / 70.350.2 / 49.669.5 / 69.1
MODEST-PP (T=0)46.4 / 45.416.5 / 10.80.9 / 0.421.8 / 18.0
MODEST-PP (T=10)49.9 / 49.332.3 / 27.03.5 / 1.430.9 / 27.3
MODEST (T=0)65.7 / 63.041.4 / 36.08.9 / 5.742.5 / 37.9
MODEST (T=10)73.8 / 71.362.8 / 60.327.0 / 24.857.3 / 55.1
LiSe (T=0)54.5 / 54.024.2 / 22.81.4 / 1.229.2 / 27.5
LiSe (T=10)76.7 / 74.066.1 / 64.446.6 / 43.765.6 / 62.5
", + "image_path": "f651044dde8e9f54b10d3a8815a69498e43e78b070e106ec1ca747d23b14302c.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 137, + 324, + 476, + 414 + ], + "blocks": [ + { + "bbox": [ + 130, + 281, + 480, + 314 + ], + "lines": [ + { + "bbox": [ + 130, + 281, + 480, + 314 + ], + "spans": [ + { + "bbox": [ + 130, + 281, + 480, + 314 + ], + "type": "text", + "content": "Table 3: Ablation studies on the primary components of the proposed method, including integration with 2D scenes (3D and 2D), adaptive sampling strategy (ADS), and weak model aggregation (WMA)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 137, + 324, + 476, + 414 + ], + "lines": [ + { + "bbox": [ + 137, + 324, + 476, + 414 + ], + "spans": [ + { + "bbox": [ + 137, + 324, + 476, + 414 + ], + "type": "table", + "html": "
3D2DADSWMA0-30m30-50m50-80m0-80m
✓24.8 / 17.15.5 / 1.41.5 / 0.311.8 / 6.6
✓31.8 / 14.03.8 / 0.80.6 / 0.012.4 / 4.7
✓✓31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
✓✓✓34.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
✓✓✓✓35.0 / 24.011.4 / 4.44.8 / 1.319.8 / 11.4
", + "image_path": "507324068169d02bcd17a906dab3b54c08a49cd95900f0e3d6e09894732983e6.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "spans": [ + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "text", + "content": "competitive MODEST across all evaluated metrics. More importantly, LiSe outperforms MODEST by " + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "inline_equation", + "content": "+19.4\\%" + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "inline_equation", + "content": "+18.9\\%" + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "text", + "content": " in " + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 130, + 438, + 482, + 486 + ], + "type": "text", + "content": " in the long range (50-80m), which contributes most to overall improvement. These results validate the effectiveness and generalizability of our proposed method." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 509, + 316, + 521 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 509, + 316, + 521 + ], + "spans": [ + { + "bbox": [ + 131, + 509, + 316, + 521 + ], + "type": "text", + "content": "4.2 Ablation Studies and Analyses" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "Effect of Integration with 2D Scenes. Comparing the first three rows in Table 3, we observe that integrating 2D scenes into 3D-based pseudo boxes yields the best overall performance across both " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ". The significant improvement over LiDAR-based methods highlights the unique advantages of 2D scenes in detecting distant and small objects. We further examine the way to integrate 2D scenes (see Table 4). Specifically, we only incorporate 3D boxes from images with distance over " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "5\\mathrm{m}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "10\\mathrm{m}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "15\\mathrm{m}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": ". Table 4 indicates by integrating image-based boxes with distance over " + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "inline_equation", + "content": "10\\mathrm{m}" + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": " achieves best performance. Such results also suggest that image-based boxes and LiDAR-based boxes conflict with each other in range 0-10 meters. Consideration of object distance in integration avoids such conflicts, and make two modalities complementary." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 447, + 102 + ], + "type": "text", + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 171, + 179, + 440, + 248 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "text", + "content": "Table 4: Ablation studies on integrating image-based 3D boxes according to the distance. We incorporate image-based 3D boxes with a distance greater than 5, 10, and 15 meters (" + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "inline_equation", + "content": ">5\\mathrm{m}" + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "inline_equation", + "content": ">10\\mathrm{m}" + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "inline_equation", + "content": ">15\\mathrm{m}" + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "text", + "content": "). The term \"All\" refers to the use of all image-based boxes. We find that " + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "inline_equation", + "content": ">10\\mathrm{m}" + }, + { + "bbox": [ + 130, + 114, + 482, + 171 + ], + "type": "text", + "content": " yields the optimal results. This threshold balancedly integrates the advantage of 2D scenes and avoids conflict with LiDAR-based 3D boxes in near range." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 171, + 179, + 440, + 248 + ], + "lines": [ + { + "bbox": [ + 171, + 179, + 440, + 248 + ], + "spans": [ + { + "bbox": [ + 171, + 179, + 440, + 248 + ], + "type": "table", + "html": "
3D2D0-30m30-50m50-80m0-80m
AllAll29.3 / 19.84.7 / 2.32.4 / 0.513.8 / 8.0
All>5m30.7 / 19.88.6 / 3.33.1 / 0.715.4 / 8.9
All>10m31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
All>15m30.2 / 20.65.7 / 2.82.1 / 0.414.3 / 8.9
", + "image_path": "076b851bb2901e1176fdf88c0cc646ce648c019689cd7ba148a3c4f69a33a88f.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 150, + 323, + 463, + 392 + ], + "blocks": [ + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "lines": [ + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "spans": [ + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": "Table 5: Adaptive sampling strategy based on the volume of objects (Volume) or the distance of objects (Distance). We could observe that volume-based strategy facilitates the distant objects in " + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "inline_equation", + "content": "30 - 50\\mathrm{m}" + }, + { + "bbox": [ + 130, + 258, + 482, + 314 + ], + "type": "text", + "content": ", while distance-focused sampling improves box detection, with remarkable improvement in median distance. After combining two factors into consideration, we arrive at a balanced strategy for all ranges." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 150, + 323, + 463, + 392 + ], + "lines": [ + { + "bbox": [ + 150, + 323, + 463, + 392 + ], + "spans": [ + { + "bbox": [ + 150, + 323, + 463, + 392 + ], + "type": "table", + "html": "
VolumeDistance0-30m30-50m50-80m0-80m
31.4 / 19.98.3 / 3.13.4 / 0.916.2 / 9.1
✓31.5 / 20.110.1 / 3.03.4 / 0.617.1 / 8.6
✓35.0 / 22.210.5 / 3.83.2 / 0.718.2 / 9.6
✓✓32.8 / 22.311.1 / 3.83.9 / 0.918.4 / 10.2
", + "image_path": "a52d4f693a9054a90b19733794e4a76ac810c49aa127c975eb9b814ae11d4811.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "content": "Effect of Adaptive Sampling Strategy. Comparing rows 3 and 4 in Table 3, it shows that adaptive sampling further enhances model performance, particularly in the " + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "inline_equation", + "content": "30 - 50\\mathrm{m}" + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "inline_equation", + "content": "50 - 80\\mathrm{m}" + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "content": " ranges, validating its effectiveness in enhancing long-range detection capabilities. We also conduct a comprehensive ablation study to evaluate the design of adaptive sampling strategy. According to Table 5, the inclusion of a single metric, such as volume or distance, significantly enhances model performance. Notably, when incorporating a distance-based metric, both " + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{3D}" + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "content": " in the " + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "inline_equation", + "content": "30 - 50\\mathrm{m}" + }, + { + "bbox": [ + 130, + 414, + 482, + 582 + ], + "type": "text", + "content": " range exceed the performance achieved with a volume-based metric alone. The improvement underscores the effectiveness of distance-based adaptive sampling in improving long-range detection capabilities. The combination of both volume-based and distance-based metrics yields the best performance, demonstrating that combined metric can more comprehensively addresses overlooking on long-tailed object groups. These two metrics work in a complementary manner, further enhancing overall model efficacy." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Effect of Weak Model Aggregation. Comparing rows 3 and 5 in Table 3, we observe that weak model aggregation alone enhances model performance. This improvement demonstrates effectiveness of weak model aggregation in creating a more robust model. Furthermore, when comparing rows 4, 5, and 6 in Table 3, we find combination of adaptive sampling strategy and weak model aggregation yields the best performance. This validates crucial role of interaction between adaptive sampling strategy and weak model aggregation. We also examine im" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 170, + 190, + 444, + 286 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": "Table 6: Ablation study of starting round " + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "inline_equation", + "content": "T_{s}" + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": " and the aggregation coefficient " + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": " selection during the weak model aggregation. (1) We fix " + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": " and study " + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "inline_equation", + "content": "T_{s}" + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": ". We observe that initiating the aggregation process at a later round, when the performance of model is higher and fluctuating, yields better results. (2) If we fix " + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "inline_equation", + "content": "T_{s}" + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": " as 6, we can see the large " + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": " with slow update speed has achieved the best results in all different ranges, which stabilizes the prediction result." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 170, + 190, + 444, + 286 + ], + "lines": [ + { + "bbox": [ + 170, + 190, + 444, + 286 + ], + "spans": [ + { + "bbox": [ + 170, + 190, + 444, + 286 + ], + "type": "table", + "html": "
Tsλ0-30m30-50m50-80m0-80m
30.99931.7 / 21.58.7 / 4.22.7 / 0.716.3 / 10.2
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
80.99934.3 / 23.310.0 / 4.14.0 / 1.318.5 / 11.0
60.99935.4 / 21.310.0 / 4.03.2 / 0.618.5 / 10.1
60.9931.9 / 20.78.8 / 3.12.9 / 0.516.5 / 9.0
60.931.4 / 21.07.4 / 3.32.3 / 0.516.0 / 9.5
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(a) Visualization comparison of the performances of various methods. This comparison shows superiority of LiSe over purely LiDAR-based methods. (b) Visualization of performance changes throughout the training process. The trend shows combination of adaptive sampling strategy with weak model aggregation ensures a stable and effective training process." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "text", + "content": "pact of start round " + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "inline_equation", + "content": "T_{s}" + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "text", + "content": " and aggregation coefficient " + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "text", + "content": " in Table 6. Initially, we fix " + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "text", + "content": " at 0.999 and vary start round in 3, 6, and 8. The findings suggest that initiating aggregation process at a later round, when performance of model is higher and fluctuating, yields better results. During this period, models generally exhibit good performance with distinct strengths, making it an opportune time for weak model aggregation. Additionally, we fix start round and vary aggregation coefficient " + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 509, + 482, + 616 + ], + "type": "text", + "content": " in 0.999, 0.99, and 0.9. Observations indicate larger coefficients, such as 0.999, leads to best performance. The ablation implies aggregation process benefits from being smoother and progressing in smaller steps." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Statistical analyses. We present statistical analyses of performance of different models in Figure 4. In Figure 4(a), LiSe significantly outperforms state-of-the-art model, OYSTER [55]. Notably, " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathrm{AP}_{BEV}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " of LiSe at long ranges (50-80m) surpasses that of fully-supervised results. It verifies our integration with 2D scenes effec" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 209, + 91, + 448, + 102 + ], + "type": "text", + "content": "Scaling Unsupervised 3D Object Detection from 2D Scene" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 479, + 322 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 479, + 322 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 479, + 322 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 479, + 322 + ], + "type": "image", + "image_path": "f6777d4835a32eff7b8f743a9983aaf522f7a9ca2c44cd02a137161332a0a9da.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 330, + 482, + 376 + ], + "lines": [ + { + "bbox": [ + 130, + 330, + 482, + 376 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 482, + 376 + ], + "type": "text", + "content": "Fig. 5: Visualization comparison between MODEST [49], OYSTER [55], LiSe (ours), and ground truth boxes. The overall results indicate LiSe is superior in detecting distant and small objects. Green boxes represent ground truth labels, red boxes indicate predictions and blue circles highlight differences in predictions." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 397, + 480, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 397, + 480, + 433 + ], + "spans": [ + { + "bbox": [ + 130, + 397, + 480, + 433 + ], + "type": "text", + "content": "tively enhances capability of model to detect distant objects. In Figure 4(b), we can observe LiSe starts at a low point in initial training round, yet consistently achieves improved performance during self-paced training process." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 434, + 482, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 434, + 482, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 434, + 482, + 506 + ], + "type": "text", + "content": "Visualization. We present qualitative analysis in Figure 5. From rows 1 and 2, we observe LiSe excels at detecting distant objects, even when there are very limited points captured. Results in rows 3 and 4 indicate our LiSe framework performs significantly better than MODEST and OYSTER in detecting small objects. These results validate our obtained model is robust in detecting potentially existing objects, especially for challenging distant and small objects." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 521, + 220, + 534 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 521, + 220, + 534 + ], + "spans": [ + { + "bbox": [ + 132, + 521, + 220, + 534 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "In this paper, we introduce a framework LiSe for unsupervised 3D detection. We propose integration with 2D scenes to improve detection ability in distant and small objects. In self-paced learning process, we further propose adaptive sampling strategy to continuously improve perception ability in challenging samples. Additionally, we introduce weak model aggregation, combining models trained under different distributions into a final, robust model. Extensive experiments affirm superior detection ability of our method. The comprehensive ablation studies and qualitative analyses also validate effectiveness of each proposed module. We hope our work will contribute to the fusion between 2D and 3D data for unsupervised 3D object detection and inspire future work in related fields." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 229, + 102 + ], + "type": "text", + "content": "R. Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgement" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 140, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 140, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 132, + 140, + 479, + 163 + ], + "type": "text", + "content": "The paper is supported by Start-up Research Grant at the University of Macau (SRG2024-00002-FST)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "spans": [ + { + "bbox": [ + 133, + 182, + 197, + 194 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 205, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 20, + "blocks": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "spans": [ + { + "bbox": [ + 138, + 205, + 480, + 228 + ], + "type": "text", + "content": "1. 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Arbitrary-scale video super-resolution (AVSR) aims to enhance the resolution of video frames, potentially at various scaling factors, which presents several challenges regarding spatial detail reproduction, temporal consistency, and computational complexity. In this paper, we first describe a strong baseline for AVSR by putting together three variants of elementary building blocks: 1) a flow-guided recurrent unit that aggregates spatiotemporal information from previous frames, 2) a flow-refined cross-attention unit that selects spatiotemporal information from future frames, and 3) a hyper-upsampling unit that generates scale-aware and content-independent upsampling kernels. We then introduce ST-AVSR by equipping our baseline with a multi-scale structural and textural prior computed from the pre-trained VGG network. This prior has proven effective in discriminating structure and texture across different locations and scales, which is beneficial for AVSR. Comprehensive experiments show that ST-AVSR significantly improves super-resolution quality, generalization ability, and inference speed over the state-of-the-art. The code is available at https://github.com/shangwei5/ST-AVSR.", + "bbox": [ + 259, + 367, + 740, + 603 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Arbitrary-scale video super-resolution $\\cdot$ Structural and textural priors", + "bbox": [ + 259, + 617, + 740, + 643 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 672, + 375, + 690 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "The evolutionary and developmental processes of our visual systems have presumably been shaped by continuous visual data [54]. Yet, how to acquire and represent a natural scene as a continuous signal remains wide open. This difficulty stems from two main factors. The first is the physical limitations of digital imaging devices, including sensor size and density, optical diffraction, lens quality, electrical noise, and processing power. The second is the inherent complexities of natural scenes, characterized by their wide and deep frequencies, which pose", + "bbox": [ + 212, + 708, + 787, + 815 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 217, + 824, + 385, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "significant challenges for applying the Nyquist-Shannon sampling [42] and compressed sensing [15] theories to accurately reconstruct continuous signals from discrete samples. Consequently, natural scenes are predominantly represented as discrete pixel arrays, often with limited resolution.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Super-resolution (SR) provides an effective means of enhancing the resolution of low-resolution (LR) images and videos [24, 45]. Early deep learning-based SR methods [14, 33, 46, 60] focus on fixed integer scaling factors (e.g., $\\times 4$ and $\\times 8$ ), each corresponding to an independent convolutional neural network (CNN). This limits their applicability in real-world scenarios, where varying scaling requirements are common. From the human vision perspective, users may want to continuously zoom in on images and videos to arbitrary scales using the two-finger pinch-zoom feature on mobile devices as a natural form of human-computer interaction. From the machine vision perspective, different applications (such as computer-aided diagnosis, remote sensing, and video surveillance) may require different scaling factors to zoom in on different levels of detail for optimal analysis and decision-making.", + "bbox": [ + 212, + 210, + 784, + 391 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recently, arbitrary-scale image SR (AISR) [3,8,22,30,55,56] has gained significant attention due to its capability of upsampling LR images to arbitrary high-resolution (HR) using a single model. Contemporary AISR methods can be categorized into three classes based on how arbitrary-scale upsampling is performed: interpolation-based methods [1,26], learnable adaptive filter-based methods [22,55,56], and implicit neural representation-based methods [8,10,30]. These algorithms face several limitations, including quality degradation at high (and possibly integer) scales [10,22,55], high computational complexity [8,30], and difficulty in generalizing across unseen scales and degradation models [8,10,22,30], as well as temporal inconsistency in video SR.", + "bbox": [ + 212, + 393, + 785, + 546 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Compared to AISR, arbitrary-scale video SR (AVSR) is significantly more challenging due to the added time dimension. Existing AVSR methods [9, 11] rely primarily on conditional neural radiance fields [40] as continuous signal representations. Due to the high computational demands during training and inference, only two adjacent frames are used for spatiotemporal modeling, which is bound to be suboptimal.", + "bbox": [ + 212, + 549, + 785, + 641 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this work, we aim for AVSR with the goal of reproducing faithful spatial detail and maintaining coherent temporal consistency at low computational complexity. We first describe a strong baseline, which we name B-AVSR, by identifying and combining three variants of elementary building blocks [6,53,59]: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. The flow-guided recurrent unit captures long-term spatiotemporal dependencies from previous frames. The flow-refined cross-attention unit first rectifies the flow estimation inaccuracy. The refined features are then used to select beneficial spatiotemporal information from a local window of future frames via cross-attention, which complements the flow-guided recurrent unit. The hyper-upsampling unit trains a hyper-network [19] that takes scale-relevant parameters as input to generate content-independent upsampling kernels, enabling pre-computation to accelerate inference speed.", + "bbox": [ + 212, + 643, + 785, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/ce450da441c7d34a70569076ecfab13f6a3c4e95ea47fc4b12fb09c8cd62edf2.jpg", + "image_caption": [ + "Fig. 1: Visualization of our multi-scale structural and textural prior derived from the pre-trained VGG network. A warmer color indicates a higher probability that the local patch at a given scale will be perceived as visual texture. Image borrowed from [12] with permission." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 789, + 268 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Furthermore, we introduce our complete AVSR solution, ST-AVSR, which enhances B-AVSR by incorporating a multi-scale structural and textural prior. ST-AVSR is rooted in the scale-space theory [34] in computer vision and image processing, which suggests that human perception and interpretation of real-world structure and texture are scale-dependent. As shown in Fig. 1, the hay area (located at the bottom right of the image) can be perceived alternately as structure and texture at different scales. Precisely characterizing such structure-texture transition across scales would be immensely beneficial for AVSR. Inspired by [12], we derive the multi-scale structural and textural prior from the multistage feature maps of the pre-trained VGG network [47]. These feature maps have proven effective in discriminating structure and texture across scales and in capturing mid-level visual concepts related to image layout [16].", + "bbox": [ + 212, + 358, + 787, + 539 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In summary, our main technical contributions include", + "bbox": [ + 238, + 540, + 629, + 554 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- A strong baseline, B-AVSR, that is a nontrivial combination of three variants of elementary building blocks in literature [6, 53, 59],", + "- A high-performing AVSR algorithm, ST-AVSR, that leverages a powerful multi-scale structural and textural prior, and", + "- A comprehensive experimental demonstration, that ST-AVSR significantly surpasses competing methods in terms of SR quality on different test sets, generalization ability to unseen scales and degradation models, as well as inference speed." + ], + "bbox": [ + 225, + 561, + 784, + 680 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 704, + 387, + 719 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this section, we review key components of VSR, upsampling modules for AISR and AVSR, and natural scene priors employed in SR.", + "bbox": [ + 212, + 734, + 782, + 763 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Key Components of VSR", + "text_level": 1, + "bbox": [ + 214, + 785, + 470, + 800 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Kappeler et al. [25] pioneered CNN-based approaches for VSR, emphasizing two key components: feature alignment and aggregation. Subsequent studies have", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "ST-AVSR", + "bbox": [ + 663, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "focused on enhancing these components. EDVR [57] introduced pyramid deformable alignment and spatiotemporal attention for feature alignment and aggregation. BasicVSR [5] and BasicVSR++ [6] employ an optical flow-based module to estimate motion correspondence between neighboring frames for feature alignment and a bidirectional propagation module to aggregate spatiotemporal information from previous and future frames, which set the VSR performance record at that time. RVRT [32] enhanced VSR performance by utilizing a recurrent video restoration Transformer with guided deformable attention albeit at the expense of substantially increased computational complexity. Additionally, MoTIF [9] integrated VSR with video frame interpolation, which achieved limited success due to the ill-posedness of the task. In our work, we combine a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features from previous and future frames, while keeping computational complexity manageable.", + "bbox": [ + 212, + 146, + 787, + 359 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Upsampling Modules for AISR and AVSR", + "text_level": 1, + "bbox": [ + 215, + 378, + 609, + 393 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Compared to fixed-scale SR methods [14, 31, 33, 46, 60], upsampling plays a more crucial role in AISR and AVSR. Besides direct interpolation-based upsampling [1, 26], learnable adaptive filter-based upsampling and implicit neural representation-based upsampling are commonly used. Meta-SR [22] was the pioneer in AISR, dynamically predicting the upsampling kernels using a single model. ArbSR [55] introduced a scale-aware upsampling layer compatible with fixed-scale SR methods. EQSR [56] proposed a bilateral encoding of both scale-aware and content-dependent features during upsampling. Inspired by the success of implicit neural representations in computer graphics [39, 43], this approach has also been applied to AISR and AVSR. For instance, LIIF [10] predicts the RGB values of HR pixels using the coordinates of LR pixels along with their neighboring features as inputs. LTE [30] captures more fine detail with a local texture estimator, and CLIT [8] enhances representation expressiveness with cross-scale attention and multi-scale reconstruction. OPE [49] introduced orthogonal position encoding for efficient upsampling. CiaoSR [3] proposed an attention-based weight ensemble algorithm for feature aggregation in a large receptive field.", + "bbox": [ + 212, + 402, + 787, + 657 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Existing AVSR methods [9,11] also use implicit neural representations but are constrained to modeling spatiotemporal relationships between only two adjacent frames due to the high computational costs involved. The proposed ST-AVSR addresses this limitation by employing a lightweight hyper-upsampling unit to predict scale-aware and content-independent upsampling kernels, allowing for pre-computation to speed up inference.", + "bbox": [ + 212, + 659, + 787, + 750 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.3 Natural Scene Priors for SR", + "text_level": 1, + "bbox": [ + 215, + 770, + 495, + 784 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The history of SR, or more generally low-level vision, is closely tied to the development of natural scene priors. Commonly used priors in SR include the smoothness prior [4], sparsity prior [38], self-similarity prior [18], edge/gradient", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/1d322da49a37bebb99e116f3da1d2efab4cac004547205e7c08269400cd064c5.jpg", + "image_caption": [ + "Fig. 2: System diagram of B-AVSR, which reconstructs an arbitrary-scale HR video $\\hat{\\pmb{y}}$ from an LR video input $\\pmb{x}$ . B-AVSR is composed of three variants of elementary building blocks: 1) a flow-guided recurrent unit to aggregate features from previous frames, 2) a flow-refined cross-attention unit to select features from future frames (see also Fig. 3), and 3) a hyper-upsampling unit to prepare SR features and predict SR kernels for HR frame reconstruction. ST-AVSR is built on top of B-AVSR by replacing all instances of $\\pmb{x}$ with the multi-scale structural and textural prior $\\pmb{p}$ (see the detailed text description in Sec. 3.4)." + ], + "image_footnote": [], + "bbox": [ + 222, + 145, + 782, + 362 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "prior [20], deep architectural prior [52], temporal consistency prior [2], motion prior [44, 51], and perceptual prior [58]. In the subfield of AISR and AVSR, the scaling factor-based priors have exclusively been leveraged [17, 55, 56]. In this paper, we introduce a multi-scale structural and textural prior that effectively separates structure and texture at varying locations and scales, capturing their alternating and smooth transitions. We demonstrate its effectiveness in enhancing AVSR.", + "bbox": [ + 212, + 517, + 787, + 625 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Proposed Method: ST-AVSR", + "text_level": 1, + "bbox": [ + 215, + 667, + 532, + 684 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Given an LR video sequence $\\pmb{x} = \\{\\pmb{x}_i\\}_{i=0}^T$ , where $\\pmb{x}_i \\in \\mathbb{R}^{H \\times W}$ is the $i$ -th frame, and $H$ and $W$ are the frame height and width, respectively, the goal of the proposed B-AVSR and ST-AVSR is to reconstruct an HR video sequence $\\hat{\\pmb{y}} = \\{\\hat{\\pmb{y}}_i\\}_{i=0}^T$ with $\\hat{\\pmb{y}}_i \\in \\mathbb{R}^{(\\alpha H) \\times (\\beta W)}$ , where $\\alpha, \\beta \\geq 1$ are two user-specified scaling factors. Our baseline B-AVSR consists of three variants of basic building blocks: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. ST-AVSR enhances B-AVSR by incorporating a multiscale structural and textural prior. The system diagram is shown in Fig. 2.", + "bbox": [ + 212, + 717, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "ST-AVSR", + "bbox": [ + 663, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/167617768068497beb04bd34bca4d1e9316f656197806606b6dc4048a5e66691.jpg", + "image_caption": [ + "(a) Flow Refinement and Alignment" + ], + "image_footnote": [], + "bbox": [ + 333, + 148, + 681, + 224 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/87e96d57c0da520f77e99e7f0fc8a1d5c94ade62c60c8a5576afd217e50c916b.jpg", + "image_caption": [ + "(b) Feature Selection and Aggregation", + "Fig. 3: Computational structure of the flow-refined cross-attention unit." + ], + "image_footnote": [], + "bbox": [ + 290, + 238, + 710, + 386 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Flow-Guided Recurrent Unit", + "text_level": 1, + "bbox": [ + 215, + 449, + 500, + 463 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Given $\\pmb{x} = \\{\\pmb{x}_i\\}_{i=0}^T$ , the flow-guided recurrent unit computes a sequence of hidden states $\\{\\pmb{h}_i\\}_{i=1}^T$ to capture long-term spatiotemporal dependencies of previous frames. Initially, we estimate the optical flow between the current and previous frames [5]:", + "bbox": [ + 212, + 473, + 787, + 534 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {f} _ {i \\rightarrow i - 1} = \\operatorname {f l o w} \\left(\\boldsymbol {x} _ {i}, \\boldsymbol {x} _ {i - 1}\\right), \\quad i \\in \\{1, 2, \\dots , T \\}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 336, + 546, + 785, + 561 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\mathbf{flow}(\\cdot)$ denotes a state-of-the-art optical flow estimator [50]. $\\pmb{f}_{i\\rightarrow i - 1}$ is then used to align the hidden state $\\pmb{h}_{i - 1}$ backward:", + "bbox": [ + 214, + 573, + 787, + 603 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {h} _ {i - 1 \\rightarrow i} = \\operatorname {w a r p} \\left(\\boldsymbol {h} _ {i - 1}, \\boldsymbol {f} _ {i \\rightarrow i - 1}\\right), \\quad i \\in \\{1, 2, \\dots , T \\}, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 321, + 614, + 785, + 632 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\mathsf{warp}(\\cdot)$ denotes the standard image/feature warping operation using the bilinear kernel, and $\\pmb{h}_0 = \\pmb{0}$ . Subsequently, the aligned previous hidden state $\\pmb{h}_{i - 1\\rightarrow i}$ and the current frame $\\pmb{x}_i$ are concatenated along the channel dimension and processed through a ResNet with $N_{1}$ residual blocks to compute $\\pmb{h}_i$ . The flow-guided recurrent unit allows the proposed B-AVSR to incorporate long-term historical context while being flow-aware.", + "bbox": [ + 214, + 642, + 787, + 733 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Flow-Refined Cross-Attention Unit", + "text_level": 1, + "bbox": [ + 215, + 753, + 552, + 768 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The computation of $h_i$ in the flow-guided recurrent unit depends entirely on features extracted from previous frames. To benefit from future frames, similar to bidirectional recurrent networks, but without the need for computing and storing backward hidden states, we use a sliding window approach to selectively", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 379, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "aggregate spatiotemporal information from $L$ future frames. Specifically, given a local future window of frames $\\{\\pmb{x}_i\\}_{i=c}^{c+L}$ , we first compensate for the inaccuracy in optical flow estimation between $\\pmb{x}_c$ and $\\pmb{x}_{c+t}$ due to their potentially large temporal interval [6]. As shown in Fig. 3 (a), we adopt a lightweight CNN with three convolution layers and LeakyReLU activations in between to predict the flow offsets $\\Delta f_{c\\rightarrow c+t}$ and modulation scalars $m_{c\\rightarrow c+t}$ :", + "bbox": [ + 214, + 146, + 782, + 237 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\Delta \\boldsymbol {f} _ {c \\rightarrow c + t}, \\boldsymbol {m} _ {c \\rightarrow c + t} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {h} _ {c + t}\\right), \\quad t \\in \\mathcal {T} = \\{1, \\dots , L \\}, \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 290, + 250, + 784, + 265 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\mathsf{SConv}(\\cdot)$ denotes a generic CNN with standard convolutions. We then rectify the flow estimation as $f_{c\\to c + t} + \\Delta f_{c\\to c + t}$ , where $f_{c\\to c + t} = \\mathsf{flow}(x_c,x_{c + t})$ and use it together with $m_{c\\to c + t}$ to align $h_{c + t}$ :", + "bbox": [ + 214, + 276, + 782, + 321 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {h} _ {c + t \\rightarrow c} = \\mathrm {D C o n v} \\left(\\boldsymbol {h} _ {c + t}, \\boldsymbol {f} _ {c \\rightarrow c + t} + \\Delta \\boldsymbol {f} _ {c \\rightarrow c + t}, \\text {s i g m o i d} \\left(\\boldsymbol {m} _ {c \\rightarrow c + t}\\right)\\right), \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 281, + 334, + 782, + 349 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where we normalize the modulation scalars as sigmoid $(\\pmb{m}_{c\\rightarrow c + t})$ . DConv(·) denotes a generic CNN with modulated deformable convolutions [61]. Here DConv(·) is implemented by a single deformable convolutional layer.", + "bbox": [ + 214, + 359, + 782, + 404 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We selectively aggregate useful future information via local cross-attention. As shown in Fig. 3 (b), the query $\\mathbf{q}_c$ is derived from the current hidden state $\\mathbf{h}_c$ . The key $\\mathbf{k}_{c + t\\to c}$ and the value $\\mathbf{v}_{c + t\\rightarrow c}$ are generated from the $t$ -th aligned hidden state $\\mathbf{h}_{c + t\\rightarrow c}$ , where $t\\in \\mathcal{T} = \\{1,\\dots ,L\\}$ :", + "bbox": [ + 214, + 406, + 782, + 465 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {q} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}\\right), \\boldsymbol {k} _ {c + t \\rightarrow c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c + t \\rightarrow c}\\right), \\text {a n d} \\boldsymbol {v} _ {c + t \\rightarrow c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c + t \\rightarrow c}\\right). \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 232, + 478, + 782, + 493 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We measure the feature similarity between the query $\\pmb{q}_c(z)$ and the keys $\\{\\pmb{k}_{c + t\\rightarrow c}(z)\\}_{t\\in \\mathcal{T}}$ at spatial position $z$ using inner product $\\langle \\cdot ,\\cdot \\rangle$ :", + "bbox": [ + 214, + 503, + 782, + 535 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {a} _ {c + t \\rightarrow c} (z) = \\frac {\\exp \\left(\\langle \\boldsymbol {q} _ {c} (z) , \\boldsymbol {k} _ {c + t \\rightarrow c} (z) \\rangle\\right)}{\\sum_ {t ^ {\\prime} \\in \\mathcal {T}} \\exp \\left(\\langle \\boldsymbol {q} _ {c} (z) , \\boldsymbol {k} _ {c + t ^ {\\prime} \\rightarrow c} (z) \\rangle\\right)}, \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 339, + 546, + 782, + 579 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $\\pmb{a}_{c + t\\rightarrow c}$ is the $t$ -th attention map. The aggregated features from the $L$ future frames can be computed by a weighted summation:", + "bbox": [ + 214, + 589, + 782, + 618 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {b} _ {c} (z) = \\sum_ {t \\in \\mathcal {T}} \\boldsymbol {a} _ {c + t \\rightarrow c} (z) \\cdot \\boldsymbol {v} _ {c + t \\rightarrow c} (z). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 631, + 782, + 660 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To further enhance feature selection and aggregation, we implement a variant of the squeeze and excitation mechanism [21] as a form of global self-attention. It computes the enhanced features $\\pmb{d}_c$ from $\\pmb{b}_c$ with reference to $\\pmb{h}_c$ :", + "bbox": [ + 214, + 671, + 782, + 715 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {d} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {b} _ {c}\\right) + \\boldsymbol {b} _ {c} \\odot \\text {s i g m o i d} \\left(\\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {b} _ {c}\\right)\\right). \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 729, + 782, + 744 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Next, we merge the current hidden state $h_c$ with $d_c$ :", + "bbox": [ + 214, + 756, + 594, + 770 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\boldsymbol {e} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {d} _ {c}\\right), \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 431, + 784, + 782, + 797 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "and concatenate it with the current frame $\\pmb{x}_c$ along the channel dimension to compute the final output features $\\pmb{g}_c$ through a ResNet with $N_2$ residual blocks.", + "bbox": [ + 214, + 809, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "ST-AVSR", + "bbox": [ + 661, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Hyper-Upsampling Unit", + "text_level": 1, + "bbox": [ + 215, + 146, + 462, + 162 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Inspired by the neural kriging upsampler [56], our hyper-upsampling unit consists of two branches: SR feature preparation and SR kernel prediction, as shown in Fig. 2. For SR feature preparation, we concatenate the output features $\\pmb{g}_c$ from the flow-refined cross-attention unit with the current hidden state $\\pmb{h}_c$ , and pass them through a residual block to compute SR features. Next, we unfold a $K \\times K$ spatial neighborhood of $C$ -dimensional SR feature representations into $C \\times K^2$ channels (i.e., the tensor generalization of $\\mathrm{img2col}(\\cdot)$ in image processing). Finally, we upsample the unfolded features to the target resolution using bilinear interpolation, resulting in $s_c$ .", + "bbox": [ + 212, + 176, + 787, + 311 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "For SR kernel generation, we train a hyper-network, i.e., a multi-layer perceptron (MLP) with periodic activation functions [8], to predict the upsampling kernels $\\pmb{w}$ . Periodic activations have been shown to effectively address the spectral bias of MLPs, outperforming ReLU non-linearity [48]. The inputs to the MLP are carefully selected to be scale-aware and content-independent. These include 1) the scaling factors $(\\alpha, \\beta)$ , 2) the relative coordinates between the LR and HR frames $(\\delta_{\\alpha}, \\delta_{\\beta})$ , and 3) the spatial indices $(k_{1}, k_{2})$ of $\\pmb{w}$ . The first two inputs have been used in other continuous representation methods [10, 30]. To enhance the discriminability of scale-relevant inputs, we employ sinusoidal positional encoding as a pre-processing step. It is noteworthy that our upsampling kernels $\\pmb{w}$ can be pre-computed and stored for various target resolutions, which accelerates inference time.", + "bbox": [ + 212, + 313, + 787, + 492 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "After obtaining $\\pmb{w}$ , we perform Hadamard multiplication between $\\pmb{w}$ and $\\pmb{s}_c$ , followed by a folding operation (i.e., the inverse of the unfolding operation). Finally, we employ a $1 \\times 1$ convolution to blend information across the channel dimension, followed by a $3 \\times 3$ convolution for channel adjustment, with LeakyReLU in between. The output from the last $3 \\times 3$ convolution layer is then added to the upsampled LR frame to produce the final HR frame, $\\hat{\\pmb{y}}_c$ .", + "bbox": [ + 212, + 494, + 787, + 587 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 Multi-Scale Structural and Textural Priors for AVSR", + "text_level": 1, + "bbox": [ + 214, + 613, + 702, + 628 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Accurately characterizing image structure and texture at multiple scales is crucial for the task of AVSR. Fortunately, the scale-space theory in computer vision and image processing [28,34] provides an elegant theoretical framework for this purpose. The most common approach to creating a scale space is to convolve the original image with a linear Gaussian kernel of varying widths, using the standard deviation $\\sigma$ as the scale parameter [23]. Additionally, the Laplacian of Gaussian and the difference of Gaussians are also frequently employed as linear scale-space representations, such as in the development of the influential SIFT image descriptor [37]. With the rise of deep learning, non-linear scale-space representations have become more accessible thanks to the alternating convolution and subsampling operations in CNNs. A notable example is due to Ding et al. [12], who observed that the multi-stage feature maps computed from the pre-trained VGG network [47] effectively discriminate structure and texture at", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/abcd345bada5529e8f2646eaebf7d8cbc63982583c7472800e34e770b994a7cc.jpg", + "table_caption": [ + "Table 1: Quantitative comparison with state-of-the-art methods on the REDS validation set (PSNR↑ / SSIM↑ / LPIPS↓). The best results are highlighted in boldface." + ], + "table_footnote": [], + "table_body": "
MethodScale
BackboneUpsampling Unit×2×3×4×6×8
Bicubic31.51/0.911/0.16526.82/0.788/0.37724.92/0.713/0.48422.89/0.622/0.63121.69/0.574/0.699
EDVR [57]36.03/0.961/0.07232.59/0.904/0.10830.24/0.853/0.20227.02/0.733/0.34925.38/0.678/0.411
ArbSR [55]34.48/0.942/0.09630.51/0.862/0.20028.38/0.799/0.29526.32/0.710/0.42825.08/0.641/0.492
EQSR [56]34.71/0.943/0.08230.71/0.867/0.19428.75/0.804/0.28326.53/0.718/0.39125.23/0.645/0.459
RDN [60]LTE [30]34.63/0.942/0.09330.64/0.865/0.20428.65/0.801/0.28926.46/0.714/0.41025.15/0.660/0.488
CLIT [8]34.63/0.942/0.09230.63/0.865/0.20428.63/0.801/0.29026.43/0.714/0.40025.14/0.661/0.467
OPE [49]34.05/0.939/0.08230.52/0.864/0.19928.63/0.800/0.29326.37/0.711/0.42125.04/0.655/0.504
SwinIR [31]LTE [30]34.73/0.943/0.09130.73/0.866/0.20028.75/0.804/0.28426.56/0.718/0.40325.24/0.669/0.480
CLIT [8]34.63/0.942/0.09330.64/0.865/0.20528.64/0.802/0.29126.45/0.715/0.40025.15/0.662/0.466
OPE [49]33.39/0.935/0.08129.40/0.820/0.21728.49/0.785/0.29226.30/0.698/0.39825.01/0.648/0.487
VideoINR [11]31.59/0.900/0.14430.04/0.852/0.19728.13/0.791/0.26325.27/0.687/0.37423.46/0.619/0.470
MoTIF [9]31.03/0.898/0.10030.44/0.862/0.18628.77/0.807/0.26025.63/0.698/0.36925.12/0.664/0.467
ST-AVSR (Ours)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
", + "bbox": [ + 220, + 172, + 785, + 373 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "different locations and scales, as illustrated in Fig. 1. Motivates by these theoretical and computational studies, we also choose to work with the multi-stage VGG feature maps, upsampling and concatenating them along the channel dimension. Next, we apply a $1 \\times 1$ convolution to reduce the number of channels to $C$ and concatenate them with the current frame $\\boldsymbol{x}_c$ , which serves as the multiscale structural and textural prior, denoted by $\\boldsymbol{p}_c$ . Inserting these structural and textural priors into the baseline model B-AVSR is straightforward: we replace all instances of $\\boldsymbol{x}$ with $\\boldsymbol{p}$ (except for the last residual connection which produces the HR video $\\hat{\\boldsymbol{y}}$ ). This completes our ultimate AVSR model, ST-AVSR.", + "bbox": [ + 212, + 401, + 784, + 537 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 560, + 375, + 578 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we first describe the experimental setups and then compare the proposed ST-AVSR against state-of-the-art AISR and AVSR methods, followed by a series of ablation studies to justify the key design choices of ST-AVSR, especially the incorporation of the multi-scale structural and textural prior.", + "bbox": [ + 212, + 590, + 784, + 652 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Experimental Setups", + "text_level": 1, + "bbox": [ + 215, + 672, + 434, + 690 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. ST-AVSR is trained on the REDS dataset [41], which comprises 240 videos of resolution $720 \\times 1$ , 280 captured by GoPro. Each video consists of 100 HR frames. Following the settings in [8,9,11], we generate LR frames using the bicubic degradation model, with randomly sampled scaling factors $(\\alpha, \\beta)$ from a uniform distribution $\\mathcal{U}[1,4]$ . We test ST-AVSR on the validation set of REDS comprising 30 videos, and the Vid4 dataset [35] containing 4 videos.", + "bbox": [ + 212, + 696, + 784, + 787 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Data Pre-processing. To enable mini-batch training with varying LR/HR resolutions, we adapt the pre-processing method used for AISR in EQSR [56] to", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "ST-AVSR", + "bbox": [ + 663, + 114, + 730, + 126 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/5a466e72f858f70e229aad836d20bdcae19a39b1a9abef7187f3e731b8d98280.jpg", + "image_caption": [ + "Bicubic" + ], + "image_footnote": [], + "bbox": [ + 222, + 146, + 408, + 224 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/6114a9681302d0cb3a3d39cc4f0b4e3fef43a1027f9e90155dd622367753d522.jpg", + "image_caption": [ + "RDN+OPE" + ], + "image_footnote": [], + "bbox": [ + 410, + 143, + 503, + 184 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/8f74213ba57c15a260050479236fe8ccebe72be613bcb5de14ed975e74c582a2.jpg", + "image_caption": [ + "SwinIR+LTF" + ], + "image_footnote": [], + "bbox": [ + 504, + 143, + 596, + 184 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/ed3e3ac3fde1b0b77f366c5428a03391f2f6ddf5c43dc88e1ee87cbf450d5bcd.jpg", + "image_caption": [ + "SwinIR+CLIT" + ], + "image_footnote": [], + "bbox": [ + 599, + 143, + 692, + 184 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/80b90a1b0aaedfba49af124a8ae565e1ed23afd348d7ed5f4bd35ea93663aa15.jpg", + "image_caption": [ + "EOSR" + ], + "image_footnote": [], + "bbox": [ + 694, + 143, + 787, + 184 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "", + "bbox": [ + 222, + 242, + 408, + 321 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Bicubic", + "bbox": [ + 305, + 321, + 339, + 328 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/58992dd015a484d08450baf53b07c237bf388415c18e6c307f35c26cad41bd33.jpg", + "image_caption": [ + "VideoINR" + ], + "image_footnote": [], + "bbox": [ + 410, + 191, + 503, + 231 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/37383a73725126a86b0220549e91051ddf1d640a71842c19f59e7cd8dfc4a2c9.jpg", + "image_caption": [ + "MoTIF" + ], + "image_footnote": [], + "bbox": [ + 504, + 191, + 596, + 231 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/15e49d89f0c396e5bf5a6d6f63427b264ab34ebf0cb8193b212783faefdd66be.jpg", + "image_caption": [ + "Ours" + ], + "image_footnote": [], + "bbox": [ + 598, + 191, + 691, + 231 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/47a43815d9f0dab4e1c0f17eba1af9312853ef88c86322e0e65990d836d88be9.jpg", + "image_caption": [ + "GT" + ], + "image_footnote": [], + "bbox": [ + 694, + 191, + 785, + 231 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "", + "bbox": [ + 222, + 242, + 408, + 321 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Bicubic", + "bbox": [ + 305, + 321, + 339, + 328 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/4d417e73ebaa269cf027e08768e7d84604a25a022505c26591f8e3f33af15c24.jpg", + "image_caption": [ + "RDN+OPE" + ], + "image_footnote": [], + "bbox": [ + 410, + 238, + 503, + 279 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/875eb88c00ed1cfc62ef4c414348a7e84e440d58d01a2325d21b3fdf65705c0f.jpg", + "image_caption": [ + "SwinIR+LTE" + ], + "image_footnote": [], + "bbox": [ + 504, + 238, + 596, + 279 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/fa4b0a1f45bc80060c42e81f6590f1c42b14b6c17d108ea984ba0dcac5064572.jpg", + "image_caption": [ + "SwinIR+CLIT" + ], + "image_footnote": [], + "bbox": [ + 598, + 238, + 691, + 279 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/a7c266ade953637e269b9e8d942f3743a6c6d9e2604a60d7e5bc36f9cf452569.jpg", + "image_caption": [ + "EOSR" + ], + "image_footnote": [], + "bbox": [ + 694, + 238, + 785, + 279 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/50bad08d9737a486c97b93469e9eb93eb6f5c4afabcda4725d5ed62ae0890d2e.jpg", + "image_caption": [ + "Bicubic", + "Fig. 4: Visual comparison of different AVSR methods on the REDS dataset. Zoom in for better distortion visibility." + ], + "image_footnote": [], + "bbox": [ + 222, + 338, + 408, + 416 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/73e845a12f5d8cbaca92d276de923f14d088c1878519f7726da843152607960e.jpg", + "image_caption": [ + "VideoINR" + ], + "image_footnote": [], + "bbox": [ + 410, + 286, + 503, + 325 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/4dcf8dd03bf74743887de6c63f8d38e428eab1f4ba4ce4f28e857cb223d1d977.jpg", + "image_caption": [ + "MoTIF" + ], + "image_footnote": [], + "bbox": [ + 504, + 286, + 596, + 325 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/7fe3dfed97ac2b9eac407d3ffeb281524fecb979dcc4efa49d330a0750a4017e.jpg", + "image_caption": [ + "Ours" + ], + "image_footnote": [], + "bbox": [ + 598, + 286, + 691, + 325 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/1eedfc0524c17793d68ec150d83b07f9172f4daca8f9bb7f84453294dd3991f7.jpg", + "image_caption": [ + "GT" + ], + "image_footnote": [], + "bbox": [ + 694, + 286, + 785, + 325 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "AVSR. Specifically, from an HR video patch of size $\\alpha P\\times \\beta P\\times T$ , we generate the input LR video patch by resizing it to $P\\times P\\times T$ . We next crop a set of ground-truth patches of size $P\\times P\\times T$ from the same HR patch. The respective relative coordinates $(\\delta_{\\alpha},\\delta_{\\beta})$ are recorded for use in the hyper-upsampling unit to differentiate between different ground-truth patches for the same input (see also the data pre-processing pipeline in the Supplementary). Data augmentation techniques include random rotation (by $90^{\\circ}$ , $180^{\\circ}$ , or $270^{\\circ}$ ) and random horizontal and vertical flipping.", + "bbox": [ + 212, + 494, + 787, + 617 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Implementation Details. ST-AVSR is end-to-end optimized for 300K iterations. Adam [27] is chosen as the optimizer, with an initial learning rate $2 \\times 10^{-4}$ that is gradually lowered to $1 \\times 10^{-6}$ by cosine annealing [36]. We set the input patch size to $P = 80$ , the sequence length to $T = 15$ , the sliding window size to $L = 2$ , the number of ResBlocks to $N_{1} = N_{2} = 15$ , the unfolding neighborhood to $K = 3$ , and the SR feature dimension to $C = 64$ , respectively. The hidden dimensions of the MLP in the hyper-upsampling unit are 16, 16, 16, and 64, respectively. The parameters of PWC-Net [50] as the optical flow estimator and the pre-trained VGG network to derive the multi-scale structural and textural prior are frozen during training. We use the Charbonnier loss [29]:", + "bbox": [ + 212, + 638, + 787, + 790 + ], + "page_idx": 9 + }, + { + "type": "equation", + "text": "\n$$\n\\ell (\\hat {\\boldsymbol {y}}, \\boldsymbol {y}) = \\frac {1}{(T + 1) | \\mathcal {Z} |} \\sum_ {i = 0} ^ {T} \\sum_ {z \\in \\mathcal {Z}} \\sqrt {(\\hat {\\boldsymbol {y}} _ {i} (z) - \\boldsymbol {y} _ {i} (z)) ^ {2} + \\epsilon}, \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 315, + 801, + 785, + 842 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/485110e032a3c26b4d9bb6c1e946661d966b36845bed7a90a14c02b912f9a91b.jpg", + "table_caption": [ + "Table 2: Quantitative comparison with state-of-the-art methods for AVSR on the Vid4 dataset (PSNR↑ / SSIM↑ / LPIPS↓). The inference time is averaged over all frames from the four test videos for $\\times 4$ SR." + ], + "table_footnote": [], + "table_body": "
MethodScaleInference time (s)
BackboneUpsampling Unit×2.5/3.5×4/4×7.2/6
Bicubic23.00/0.728/0.39620.96/0.617/0.49818.73/0.463/0.691—
ArbSR [55]25.86/0.815/0.22424.01/0.721/0.31321.23/0.540/0.4780.2955
EQSR [56]26.24/0.826/0.21024.16/0.730/0.30021.72/0.573/0.4430.4181
LTD [30]25.98/0.818/0.22624.03/0.722/0.31221.64/0.565/0.4550.2363
RDN [60]CLIT [8]25.83/0.815/0.22323.94/0.721/0.31221.62/0.563/0.4580.7805
OPE [49]25.77/0.818/0.21723.98/0.719/0.31721.60/0.559/0.4830.1242
SwinIR [31]LTD [30]26.43/0.826/0.21724.09/0.727/0.30521.72/0.570/0.4480.3332
CLIT [8]25.89/0.818/0.22424.00/0.724/0.31421.65/0.565/0.4570.9016
OPE [49]25.55/0.801/0.22123.93/0.711/0.32021.58/0.551/0.4710.2008
VideoINR [11]23.02/0.715/0.20324.34/0.741/0.24920.80/0.536/0.4310.2364
MoTIF [9]23.55/0.734/0.20924.52/0.746/0.26120.94/0.546/0.4260.4053
ST-AVSR (Ours)29.09/0.913/0.06926.16/0.852/0.12721.60/0.668/0.3060.0495
", + "bbox": [ + 220, + 186, + 787, + 409 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/9c034dd7305209d1700d14253514429589ca041ea9544c44758e8504845e0ef7.jpg", + "image_caption": [ + "Fig. 5: PSNR and LPIPS variations for different scaling factors on Vid4." + ], + "image_footnote": [], + "bbox": [ + 233, + 422, + 496, + 551 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/c24b88ccaf07222e1ac6e2cad27bdcdc0eff05e9a613081084789ec45a4c5f95.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 496, + 425, + 767, + 551 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "where $z \\in \\mathcal{Z}$ denotes the spatial index, and $|\\mathcal{Z}|$ is the number of all spatial indices. $\\pmb{y}$ indicates the ground-truth HR video sequence and $\\epsilon$ is a smoothing parameter set to $1 \\times 10^{-9}$ in our experiments.", + "bbox": [ + 212, + 604, + 784, + 650 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Comparison with State-of-the-art Methods", + "text_level": 1, + "bbox": [ + 215, + 675, + 614, + 690 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We compare ST-AVSR with state-of-the-art AISR and AVSR methods. For AISR, we choose methods from two categories: 1) learnable adaptive filter-based upsampling, including ArbSR [55] and EQSR [56] and 2) implicit neural representation-based upsampling, including LTE [30], CLIT [8] and OPE [49]. For AVSR, we compare with VideoINR [11] and MoTIF [9]. Additionally, we include EDVR [57], a state-of-the-art VSR method for integer scaling factors. All competing methods have been finetuned on the REDS dataset for a fair comparison, and we evaluate their generalization ability on Vid4 [35] and using unseen degradation models.", + "bbox": [ + 212, + 703, + 787, + 839 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "ST-AVSR", + "bbox": [ + 663, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/133b9fa0d5c38d140980936caeca5ce9352735e9f0d90a5754ec9baf07575f69.jpg", + "image_caption": [ + "Fig. 6: Visual comparison of different AVSR methods on Vid4." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 787, + 452 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/4f86ceba1383fb128bf1bbc1c9f327e261c33c791a2166815b2d0ade44f28bd7.jpg", + "image_caption": [ + "Fig. 7: Temporal consistency comparison. We visualize the pixel variations in the row indicated by the pink dashed line along the temporal dimension." + ], + "image_footnote": [], + "bbox": [ + 222, + 488, + 789, + 612 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparison on REDS. Benefiting from the long-term spatiotemporal dependency modeling and the multi-scale structural and textural prior, ST-AVSR achieves the best results under all evaluation metrics and across all scaling factors, presented in Table 1. The dramatic visual quality improvements can also be clearly seen in Fig. 4, in which ST-AVSR recovers more faithful detail with less severe distortion across different scales.", + "bbox": [ + 212, + 679, + 787, + 770 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Generalization on Vid4. AVSR models trained on REDS are directly applicable to Vid4, which serves as a generalization test. The quantitative results, listed in Table 2, indicate that ST-AVSR surpasses all competing methods by", + "bbox": [ + 212, + 794, + 787, + 842 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 379, + 128 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/7b33a2eb36a10286d42442252e673ae0b1b6263ceea9b944ffe8da8713d1ea41.jpg", + "image_caption": [ + "Fig. 8: Qualitative and quantitative (PSNR↑ / SSIM↑ / LPIPS↓) comparison of different AVSR methods under an unseen degradation model." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 789, + 292 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "wide margins in terms of SSIM and LPIPS across varying scaling factors. A closer look is provided in Fig. 5, illustrating the PSNR and LPIPS variations for different scaling factors. It is evident that existing AVSR methods, particularly VideoINR and MoTIF, fail to achieve satisfactory SR performance for non-integer and asymmetric scales. This issue is mainly due to the pixel misalignment between the super-resolved and ground-truth frames, leading to oscillating PSNR values. Such oscillation is less pronounced in terms of LPIPS as it offers some degree of robustness to misalignment through the VGG feature hierarchy. As for ST-AVSR, it degrades gracefully with increasing scaling factors, including non-integer and asymmetric ones. Table 2 also presents the average inference time for each competing method, measured over all frames from Vid4 for $\\times 4$ SR using an NVIDIA RTX A6000 GPU. ST-AVSR runs nearly in real-time and is significantly faster than all competing methods, especially those based on implicit neural representations.", + "bbox": [ + 212, + 361, + 787, + 571 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Qualitative results are shown in Fig. 6, where we find that ST-AVSR consistently produces natural and visually pleasing SR outputs. It excels in reconstructing both non-structured and structured texture, which we believe arises from the incorporation of the multi-scale structural and textural prior, as also supported by previous studies [13]. Additionally, Fig. 7 compares temporal consistency by unfolding one row of pixels as indicated by the pink dashed line along the temporal dimension. The temporal profiles of the competing methods appear blurry and zigzagging, indicating temporal flickering artifacts. In contrast, the temporal profile of ST-AVSR is closer to the ground-truth, with a sharper and smoother visual appearance.", + "bbox": [ + 212, + 573, + 787, + 726 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Generalization to Unseen Degradation Models. A practical AVSR method must be effective under various, potentially unseen degradation models. To evaluate this, we generate test video sequences by incorporating more complex video degradations [7], such as noise contamination and video compression before bicubic downsampling, which are absent from the training data. Fig. 8 presents visual comparison of $\\times 4$ SR results. Given the degradation gap", + "bbox": [ + 212, + 748, + 787, + 843 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "ST-AVSR", + "bbox": [ + 663, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/c8572a711e4ffac885178a5624a1eb0ee00a0d8440ee267c73d6e6f808629174.jpg", + "table_caption": [ + "Table 3: Ablation analysis of ST-AVSR on REDS (PSNR↑ / SSIM↑ / LPIPS↓). See the text for the details of different variants." + ], + "table_footnote": [], + "table_body": "
Scale
×2×3×4×6×8
Variant 1)35.23/0.952/0.04831.56/0.907/0.11729.31/0.851/0.16826.63/0.770/0.27125.09/0.701/0.339
Variant 2)36.74/0.968/0.04333.02/0.932/0.07230.68/0.889/0.12427.57/0.801/0.23325.76/0.735/0.305
Variant 3)36.39/0.965/0.04332.65/0.927/0.08030.39/0.883/0.13327.43/0.796/0.24025.64/0.730/0.313
Variant 4)36.62/0.967/0.04032.75/0.928/0.07730.36/0.882/0.13127.29/0.790/0.23925.47/0.722/0.314
Variant 5)36.48/0.966/0.03932.78/0.928/0.07430.41/0.883/0.12727.37/0.793/0.23925.59/0.727/0.316
Variant 6)36.34/0.965/0.04432.64/0.927/0.07730.29/0.881/0.13127.28/0.792/0.24225.50/0.725/0.318
B-AVSR35.94/0.960/0.05831.86/0.910/0.11029.67/0.861/0.16826.83/0.771/0.26925.13/0.706/0.339
ST-AVSR (L=0)36.15/0.963/0.04732.42/0.924/0.08030.12/0.879/0.13527.18/0.790/0.24925.44/0.725/0.323
ST-AVSR (L=1)36.44/0.966/0.04532.93/0.929/0.07930.49/0.883/0.13127.39/0.796/0.23125.60/0.729/0.313
ST-AVSR (L=2)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
ST-AVSR (L=3)36.94/0.971/0.04033.48/0.939/0.06531.05/0.898/0.11427.88/0.809/0.22526.00/0.740/0.308
", + "bbox": [ + 220, + 174, + 785, + 316 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "between training and testing, all methods, including ST-AVSR, exhibit some form of artifacts. Nevertheless, the result by ST-AVSR appears more natural and less distorted, as also confirmed by higher objective quality values.", + "bbox": [ + 212, + 340, + 785, + 388 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "4.3 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 406, + 401, + 420 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We conduct a series of ablation experiments on the flow-refined cross-attention unit, investigating the following variants: 1) disabling the entire unit, 2) disabling flow rectification (Eqs. (3) and (4)), 3) disabling flow estimation (i.e., using only deformable convolution as a form of coarse flow estimation), 4) replacing local cross-attention and global self-attention (Eqs. (5) to (9)) with naïve feature concatenation, 5) disabling only local cross-attention (Eqs. (5) to (7)), 6) disabling only global self-attention (Eqs. (8) and (9)). We also compare B-AVSR (without the multi-scale structural and textural prior) to ST-AVSR, and vary the length of the local window $L$ in ST-AVSR. The results are shown in Table 3, where we find that all design choices contribute positively to AVSR. Notably, adding the multi-scale structural and textural prior significantly boosts performance by up to 1.5 dB. Additionally, ST-AVSR benefits from a larger window size to attend to more future frames. However, this also increases the computational complexity, and therefore, we set $L = 2$ as a reasonable compromise.", + "bbox": [ + 212, + 429, + 787, + 641 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 660, + 359, + 676 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We have introduced an arbitrary-scale video super-resolution method. Our baseline model, B-AVSR, adopts a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features, along with a hyper-upsampling unit for efficient arbitrary-scale upsampling. Furthermore, our complete model, ST-AVSR, integrates a multi-scale structural and textural prior derived from the pre-trained VGG network. Experimental results demonstrate that ST-AVSR outperforms state-of-the-art methods in terms of SR quality, generalization ability, and inference speed. In future work, we plan to augment our spatial structural and textural prior with temporal information, and extend ST-AVSR for space-time AVSR.", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "W. Shang et al.", + "bbox": [ + 271, + 114, + 380, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work was supported in part by the National Key Research and Development Program of China (2023YFE0210700), the Hong Kong ITC Innovation and Technology Fund (9440390), the National Natural Science Foundation of China(62172127, 62071407, U22B2035, 62311530101, 62132006), and the Natural Science Foundation of Heilongjiang Province (YQ2022F004).", + "bbox": [ + 212, + 176, + 787, + 253 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 277, + 321, + 292 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Arbitrary-scale video super-resolution (AVSR) aims to enhance the resolution of video frames, potentially at various scaling factors, which presents several challenges regarding spatial detail reproduction, temporal consistency, and computational complexity. In this paper, we first describe a strong baseline for AVSR by putting together three variants of elementary building blocks: 1) a flow-guided recurrent unit that aggregates spatiotemporal information from previous frames, 2) a flow-refined cross-attention unit that selects spatiotemporal information from future frames, and 3) a hyper-upsampling unit that generates scale-aware and content-independent upsampling kernels. We then introduce ST-AVSR by equipping our baseline with a multi-scale structural and textural prior computed from the pre-trained VGG network. This prior has proven effective in discriminating structure and texture across different locations and scales, which is beneficial for AVSR. Comprehensive experiments show that ST-AVSR significantly improves super-resolution quality, generalization ability, and inference speed over the state-of-the-art. The code is available at https://github.com/shangwei5/ST-AVSR." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.618, + 0.741, + 0.645 + ], + "angle": 0, + "content": "Keywords: Arbitrary-scale video super-resolution \\(\\cdot\\) Structural and textural priors" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.674, + 0.377, + 0.691 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.709, + 0.788, + 0.816 + ], + "angle": 0, + "content": "The evolutionary and developmental processes of our visual systems have presumably been shaped by continuous visual data [54]. Yet, how to acquire and represent a natural scene as a continuous signal remains wide open. This difficulty stems from two main factors. The first is the physical limitations of digital imaging devices, including sensor size and density, optical diffraction, lens quality, electrical noise, and processing power. The second is the inherent complexities of natural scenes, characterized by their wide and deep frequencies, which pose" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.386, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "significant challenges for applying the Nyquist-Shannon sampling [42] and compressed sensing [15] theories to accurately reconstruct continuous signals from discrete samples. Consequently, natural scenes are predominantly represented as discrete pixel arrays, often with limited resolution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.211, + 0.785, + 0.392 + ], + "angle": 0, + "content": "Super-resolution (SR) provides an effective means of enhancing the resolution of low-resolution (LR) images and videos [24, 45]. Early deep learning-based SR methods [14, 33, 46, 60] focus on fixed integer scaling factors (e.g., \\(\\times 4\\) and \\(\\times 8\\)), each corresponding to an independent convolutional neural network (CNN). This limits their applicability in real-world scenarios, where varying scaling requirements are common. From the human vision perspective, users may want to continuously zoom in on images and videos to arbitrary scales using the two-finger pinch-zoom feature on mobile devices as a natural form of human-computer interaction. From the machine vision perspective, different applications (such as computer-aided diagnosis, remote sensing, and video surveillance) may require different scaling factors to zoom in on different levels of detail for optimal analysis and decision-making." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.395, + 0.787, + 0.547 + ], + "angle": 0, + "content": "Recently, arbitrary-scale image SR (AISR) [3,8,22,30,55,56] has gained significant attention due to its capability of upsampling LR images to arbitrary high-resolution (HR) using a single model. Contemporary AISR methods can be categorized into three classes based on how arbitrary-scale upsampling is performed: interpolation-based methods [1,26], learnable adaptive filter-based methods [22,55,56], and implicit neural representation-based methods [8,10,30]. These algorithms face several limitations, including quality degradation at high (and possibly integer) scales [10,22,55], high computational complexity [8,30], and difficulty in generalizing across unseen scales and degradation models [8,10,22,30], as well as temporal inconsistency in video SR." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.55, + 0.787, + 0.642 + ], + "angle": 0, + "content": "Compared to AISR, arbitrary-scale video SR (AVSR) is significantly more challenging due to the added time dimension. Existing AVSR methods [9, 11] rely primarily on conditional neural radiance fields [40] as continuous signal representations. Due to the high computational demands during training and inference, only two adjacent frames are used for spatiotemporal modeling, which is bound to be suboptimal." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.787, + 0.841 + ], + "angle": 0, + "content": "In this work, we aim for AVSR with the goal of reproducing faithful spatial detail and maintaining coherent temporal consistency at low computational complexity. We first describe a strong baseline, which we name B-AVSR, by identifying and combining three variants of elementary building blocks [6,53,59]: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. The flow-guided recurrent unit captures long-term spatiotemporal dependencies from previous frames. The flow-refined cross-attention unit first rectifies the flow estimation inaccuracy. The refined features are then used to select beneficial spatiotemporal information from a local window of future frames via cross-attention, which complements the flow-guided recurrent unit. The hyper-upsampling unit trains a hyper-network [19] that takes scale-relevant parameters as input to generate content-independent upsampling kernels, enabling pre-computation to accelerate inference speed." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.664, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.145, + 0.79, + 0.269 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.274, + 0.788, + 0.331 + ], + "angle": 0, + "content": "Fig. 1: Visualization of our multi-scale structural and textural prior derived from the pre-trained VGG network. A warmer color indicates a higher probability that the local patch at a given scale will be perceived as visual texture. Image borrowed from [12] with permission." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.359, + 0.788, + 0.54 + ], + "angle": 0, + "content": "Furthermore, we introduce our complete AVSR solution, ST-AVSR, which enhances B-AVSR by incorporating a multi-scale structural and textural prior. ST-AVSR is rooted in the scale-space theory [34] in computer vision and image processing, which suggests that human perception and interpretation of real-world structure and texture are scale-dependent. As shown in Fig. 1, the hay area (located at the bottom right of the image) can be perceived alternately as structure and texture at different scales. Precisely characterizing such structure-texture transition across scales would be immensely beneficial for AVSR. Inspired by [12], we derive the multi-scale structural and textural prior from the multistage feature maps of the pre-trained VGG network [47]. These feature maps have proven effective in discriminating structure and texture across scales and in capturing mid-level visual concepts related to image layout [16]." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.541, + 0.63, + 0.555 + ], + "angle": 0, + "content": "In summary, our main technical contributions include" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.563, + 0.784, + 0.593 + ], + "angle": 0, + "content": "- A strong baseline, B-AVSR, that is a nontrivial combination of three variants of elementary building blocks in literature [6, 53, 59]," + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.593, + 0.785, + 0.621 + ], + "angle": 0, + "content": "- A high-performing AVSR algorithm, ST-AVSR, that leverages a powerful multi-scale structural and textural prior, and" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.623, + 0.785, + 0.681 + ], + "angle": 0, + "content": "- A comprehensive experimental demonstration, that ST-AVSR significantly surpasses competing methods in terms of SR quality on different test sets, generalization ability to unseen scales and degradation models, as well as inference speed." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.563, + 0.785, + 0.681 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.705, + 0.388, + 0.72 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.784, + 0.765 + ], + "angle": 0, + "content": "In this section, we review key components of VSR, upsampling modules for AISR and AVSR, and natural scene priors employed in SR." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.786, + 0.472, + 0.801 + ], + "angle": 0, + "content": "2.1 Key Components of VSR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.786, + 0.84 + ], + "angle": 0, + "content": "Kappeler et al. [25] pioneered CNN-based approaches for VSR, emphasizing two key components: feature alignment and aggregation. Subsequent studies have" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.36 + ], + "angle": 0, + "content": "focused on enhancing these components. EDVR [57] introduced pyramid deformable alignment and spatiotemporal attention for feature alignment and aggregation. BasicVSR [5] and BasicVSR++ [6] employ an optical flow-based module to estimate motion correspondence between neighboring frames for feature alignment and a bidirectional propagation module to aggregate spatiotemporal information from previous and future frames, which set the VSR performance record at that time. RVRT [32] enhanced VSR performance by utilizing a recurrent video restoration Transformer with guided deformable attention albeit at the expense of substantially increased computational complexity. Additionally, MoTIF [9] integrated VSR with video frame interpolation, which achieved limited success due to the ill-posedness of the task. In our work, we combine a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features from previous and future frames, while keeping computational complexity manageable." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.379, + 0.611, + 0.394 + ], + "angle": 0, + "content": "2.2 Upsampling Modules for AISR and AVSR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.403, + 0.788, + 0.658 + ], + "angle": 0, + "content": "Compared to fixed-scale SR methods [14, 31, 33, 46, 60], upsampling plays a more crucial role in AISR and AVSR. Besides direct interpolation-based upsampling [1, 26], learnable adaptive filter-based upsampling and implicit neural representation-based upsampling are commonly used. Meta-SR [22] was the pioneer in AISR, dynamically predicting the upsampling kernels using a single model. ArbSR [55] introduced a scale-aware upsampling layer compatible with fixed-scale SR methods. EQSR [56] proposed a bilateral encoding of both scale-aware and content-dependent features during upsampling. Inspired by the success of implicit neural representations in computer graphics [39, 43], this approach has also been applied to AISR and AVSR. For instance, LIIF [10] predicts the RGB values of HR pixels using the coordinates of LR pixels along with their neighboring features as inputs. LTE [30] captures more fine detail with a local texture estimator, and CLIT [8] enhances representation expressiveness with cross-scale attention and multi-scale reconstruction. OPE [49] introduced orthogonal position encoding for efficient upsampling. CiaoSR [3] proposed an attention-based weight ensemble algorithm for feature aggregation in a large receptive field." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.788, + 0.751 + ], + "angle": 0, + "content": "Existing AVSR methods [9,11] also use implicit neural representations but are constrained to modeling spatiotemporal relationships between only two adjacent frames due to the high computational costs involved. The proposed ST-AVSR addresses this limitation by employing a lightweight hyper-upsampling unit to predict scale-aware and content-independent upsampling kernels, allowing for pre-computation to speed up inference." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.771, + 0.496, + 0.785 + ], + "angle": 0, + "content": "2.3 Natural Scene Priors for SR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "The history of SR, or more generally low-level vision, is closely tied to the development of natural scene priors. Commonly used priors in SR include the smoothness prior [4], sparsity prior [38], self-similarity prior [18], edge/gradient" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.664, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.146, + 0.784, + 0.363 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.369, + 0.788, + 0.482 + ], + "angle": 0, + "content": "Fig. 2: System diagram of B-AVSR, which reconstructs an arbitrary-scale HR video \\(\\hat{\\pmb{y}}\\) from an LR video input \\(\\pmb{x}\\). B-AVSR is composed of three variants of elementary building blocks: 1) a flow-guided recurrent unit to aggregate features from previous frames, 2) a flow-refined cross-attention unit to select features from future frames (see also Fig. 3), and 3) a hyper-upsampling unit to prepare SR features and predict SR kernels for HR frame reconstruction. ST-AVSR is built on top of B-AVSR by replacing all instances of \\(\\pmb{x}\\) with the multi-scale structural and textural prior \\(\\pmb{p}\\) (see the detailed text description in Sec. 3.4)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.518, + 0.788, + 0.625 + ], + "angle": 0, + "content": "prior [20], deep architectural prior [52], temporal consistency prior [2], motion prior [44, 51], and perceptual prior [58]. In the subfield of AISR and AVSR, the scaling factor-based priors have exclusively been leveraged [17, 55, 56]. In this paper, we introduce a multi-scale structural and textural prior that effectively separates structure and texture at varying locations and scales, capturing their alternating and smooth transitions. We demonstrate its effectiveness in enhancing AVSR." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.668, + 0.534, + 0.685 + ], + "angle": 0, + "content": "3 Proposed Method: ST-AVSR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.718, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Given an LR video sequence \\(\\pmb{x} = \\{\\pmb{x}_i\\}_{i=0}^T\\), where \\(\\pmb{x}_i \\in \\mathbb{R}^{H \\times W}\\) is the \\(i\\)-th frame, and \\(H\\) and \\(W\\) are the frame height and width, respectively, the goal of the proposed B-AVSR and ST-AVSR is to reconstruct an HR video sequence \\(\\hat{\\pmb{y}} = \\{\\hat{\\pmb{y}}_i\\}_{i=0}^T\\) with \\(\\hat{\\pmb{y}}_i \\in \\mathbb{R}^{(\\alpha H) \\times (\\beta W)}\\), where \\(\\alpha, \\beta \\geq 1\\) are two user-specified scaling factors. Our baseline B-AVSR consists of three variants of basic building blocks: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. ST-AVSR enhances B-AVSR by incorporating a multiscale structural and textural prior. The system diagram is shown in Fig. 2." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.38, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "image", + "bbox": [ + 0.334, + 0.149, + 0.682, + 0.226 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.399, + 0.227, + 0.576, + 0.238 + ], + "angle": 0, + "content": "(a) Flow Refinement and Alignment" + }, + { + "type": "image", + "bbox": [ + 0.291, + 0.239, + 0.712, + 0.387 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.406, + 0.387, + 0.591, + 0.397 + ], + "angle": 0, + "content": "(b) Feature Selection and Aggregation" + }, + { + "type": "image_caption", + "bbox": [ + 0.26, + 0.406, + 0.741, + 0.421 + ], + "angle": 0, + "content": "Fig. 3: Computational structure of the flow-refined cross-attention unit." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.45, + 0.501, + 0.464 + ], + "angle": 0, + "content": "3.1 Flow-Guided Recurrent Unit" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.474, + 0.788, + 0.535 + ], + "angle": 0, + "content": "Given \\(\\pmb{x} = \\{\\pmb{x}_i\\}_{i=0}^T\\), the flow-guided recurrent unit computes a sequence of hidden states \\(\\{\\pmb{h}_i\\}_{i=1}^T\\) to capture long-term spatiotemporal dependencies of previous frames. Initially, we estimate the optical flow between the current and previous frames [5]:" + }, + { + "type": "equation", + "bbox": [ + 0.338, + 0.547, + 0.786, + 0.563 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {f} _ {i \\rightarrow i - 1} = \\operatorname {f l o w} \\left(\\boldsymbol {x} _ {i}, \\boldsymbol {x} _ {i - 1}\\right), \\quad i \\in \\{1, 2, \\dots , T \\}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.574, + 0.788, + 0.604 + ], + "angle": 0, + "content": "where \\( \\mathbf{flow}(\\cdot) \\) denotes a state-of-the-art optical flow estimator [50]. \\( \\pmb{f}_{i\\rightarrow i - 1} \\) is then used to align the hidden state \\( \\pmb{h}_{i - 1} \\) backward:" + }, + { + "type": "equation", + "bbox": [ + 0.322, + 0.616, + 0.786, + 0.633 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {h} _ {i - 1 \\rightarrow i} = \\operatorname {w a r p} \\left(\\boldsymbol {h} _ {i - 1}, \\boldsymbol {f} _ {i \\rightarrow i - 1}\\right), \\quad i \\in \\{1, 2, \\dots , T \\}, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.643, + 0.788, + 0.734 + ], + "angle": 0, + "content": "where \\( \\mathsf{warp}(\\cdot) \\) denotes the standard image/feature warping operation using the bilinear kernel, and \\( \\pmb{h}_0 = \\pmb{0} \\). Subsequently, the aligned previous hidden state \\( \\pmb{h}_{i - 1\\rightarrow i} \\) and the current frame \\( \\pmb{x}_i \\) are concatenated along the channel dimension and processed through a ResNet with \\( N_{1} \\) residual blocks to compute \\( \\pmb{h}_i \\). The flow-guided recurrent unit allows the proposed B-AVSR to incorporate long-term historical context while being flow-aware." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.755, + 0.553, + 0.77 + ], + "angle": 0, + "content": "3.2 Flow-Refined Cross-Attention Unit" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "The computation of \\( h_i \\) in the flow-guided recurrent unit depends entirely on features extracted from previous frames. To benefit from future frames, similar to bidirectional recurrent networks, but without the need for computing and storing backward hidden states, we use a sliding window approach to selectively" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.663, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.147, + 0.784, + 0.238 + ], + "angle": 0, + "content": "aggregate spatiotemporal information from \\( L \\) future frames. Specifically, given a local future window of frames \\( \\{\\pmb{x}_i\\}_{i=c}^{c+L} \\), we first compensate for the inaccuracy in optical flow estimation between \\( \\pmb{x}_c \\) and \\( \\pmb{x}_{c+t} \\) due to their potentially large temporal interval [6]. As shown in Fig. 3 (a), we adopt a lightweight CNN with three convolution layers and LeakyReLU activations in between to predict the flow offsets \\( \\Delta f_{c\\rightarrow c+t} \\) and modulation scalars \\( m_{c\\rightarrow c+t} \\):" + }, + { + "type": "equation", + "bbox": [ + 0.292, + 0.251, + 0.785, + 0.266 + ], + "angle": 0, + "content": "\\[\n\\Delta \\boldsymbol {f} _ {c \\rightarrow c + t}, \\boldsymbol {m} _ {c \\rightarrow c + t} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {h} _ {c + t}\\right), \\quad t \\in \\mathcal {T} = \\{1, \\dots , L \\}, \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.277, + 0.784, + 0.322 + ], + "angle": 0, + "content": "where \\(\\mathsf{SConv}(\\cdot)\\) denotes a generic CNN with standard convolutions. We then rectify the flow estimation as \\(f_{c\\to c + t} + \\Delta f_{c\\to c + t}\\), where \\(f_{c\\to c + t} = \\mathsf{flow}(x_c,x_{c + t})\\) and use it together with \\(m_{c\\to c + t}\\) to align \\(h_{c + t}\\):" + }, + { + "type": "equation", + "bbox": [ + 0.282, + 0.335, + 0.784, + 0.35 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {h} _ {c + t \\rightarrow c} = \\mathrm {D C o n v} \\left(\\boldsymbol {h} _ {c + t}, \\boldsymbol {f} _ {c \\rightarrow c + t} + \\Delta \\boldsymbol {f} _ {c \\rightarrow c + t}, \\text {s i g m o i d} \\left(\\boldsymbol {m} _ {c \\rightarrow c + t}\\right)\\right), \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.361, + 0.784, + 0.405 + ], + "angle": 0, + "content": "where we normalize the modulation scalars as sigmoid \\((\\pmb{m}_{c\\rightarrow c + t})\\) . DConv(·) denotes a generic CNN with modulated deformable convolutions [61]. Here DConv(·) is implemented by a single deformable convolutional layer." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.407, + 0.784, + 0.466 + ], + "angle": 0, + "content": "We selectively aggregate useful future information via local cross-attention. As shown in Fig. 3 (b), the query \\( \\mathbf{q}_c \\) is derived from the current hidden state \\( \\mathbf{h}_c \\). The key \\( \\mathbf{k}_{c + t\\to c} \\) and the value \\( \\mathbf{v}_{c + t\\rightarrow c} \\) are generated from the \\( t \\)-th aligned hidden state \\( \\mathbf{h}_{c + t\\rightarrow c} \\), where \\( t\\in \\mathcal{T} = \\{1,\\dots ,L\\} \\):" + }, + { + "type": "equation", + "bbox": [ + 0.233, + 0.479, + 0.784, + 0.494 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {q} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}\\right), \\boldsymbol {k} _ {c + t \\rightarrow c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c + t \\rightarrow c}\\right), \\text {a n d} \\boldsymbol {v} _ {c + t \\rightarrow c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c + t \\rightarrow c}\\right). \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.505, + 0.784, + 0.536 + ], + "angle": 0, + "content": "We measure the feature similarity between the query \\( \\pmb{q}_c(z) \\) and the keys \\( \\{\\pmb{k}_{c + t\\rightarrow c}(z)\\}_{t\\in \\mathcal{T}} \\) at spatial position \\( z \\) using inner product \\( \\langle \\cdot ,\\cdot \\rangle \\):" + }, + { + "type": "equation", + "bbox": [ + 0.341, + 0.547, + 0.784, + 0.58 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {a} _ {c + t \\rightarrow c} (z) = \\frac {\\exp \\left(\\langle \\boldsymbol {q} _ {c} (z) , \\boldsymbol {k} _ {c + t \\rightarrow c} (z) \\rangle\\right)}{\\sum_ {t ^ {\\prime} \\in \\mathcal {T}} \\exp \\left(\\langle \\boldsymbol {q} _ {c} (z) , \\boldsymbol {k} _ {c + t ^ {\\prime} \\rightarrow c} (z) \\rangle\\right)}, \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.59, + 0.784, + 0.619 + ], + "angle": 0, + "content": "where \\( \\pmb{a}_{c + t\\rightarrow c} \\) is the \\( t \\)-th attention map. The aggregated features from the \\( L \\) future frames can be computed by a weighted summation:" + }, + { + "type": "equation", + "bbox": [ + 0.381, + 0.632, + 0.784, + 0.661 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {b} _ {c} (z) = \\sum_ {t \\in \\mathcal {T}} \\boldsymbol {a} _ {c + t \\rightarrow c} (z) \\cdot \\boldsymbol {v} _ {c + t \\rightarrow c} (z). \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.672, + 0.784, + 0.717 + ], + "angle": 0, + "content": "To further enhance feature selection and aggregation, we implement a variant of the squeeze and excitation mechanism [21] as a form of global self-attention. It computes the enhanced features \\( \\pmb{d}_c \\) from \\( \\pmb{b}_c \\) with reference to \\( \\pmb{h}_c \\):" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.73, + 0.784, + 0.745 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {d} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {b} _ {c}\\right) + \\boldsymbol {b} _ {c} \\odot \\text {s i g m o i d} \\left(\\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {b} _ {c}\\right)\\right). \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.757, + 0.595, + 0.771 + ], + "angle": 0, + "content": "Next, we merge the current hidden state \\( h_c \\) with \\( d_c \\):" + }, + { + "type": "equation", + "bbox": [ + 0.433, + 0.785, + 0.784, + 0.799 + ], + "angle": 0, + "content": "\\[\n\\boldsymbol {e} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {d} _ {c}\\right), \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "and concatenate it with the current frame \\( \\pmb{x}_c \\) along the channel dimension to compute the final output features \\( \\pmb{g}_c \\) through a ResNet with \\( N_2 \\) residual blocks." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.463, + 0.163 + ], + "angle": 0, + "content": "3.3 Hyper-Upsampling Unit" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.788, + 0.313 + ], + "angle": 0, + "content": "Inspired by the neural kriging upsampler [56], our hyper-upsampling unit consists of two branches: SR feature preparation and SR kernel prediction, as shown in Fig. 2. For SR feature preparation, we concatenate the output features \\( \\pmb{g}_c \\) from the flow-refined cross-attention unit with the current hidden state \\( \\pmb{h}_c \\), and pass them through a residual block to compute SR features. Next, we unfold a \\( K \\times K \\) spatial neighborhood of \\( C \\)-dimensional SR feature representations into \\( C \\times K^2 \\) channels (i.e., the tensor generalization of \\( \\mathrm{img2col}(\\cdot) \\) in image processing). Finally, we upsample the unfolded features to the target resolution using bilinear interpolation, resulting in \\( s_c \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.789, + 0.493 + ], + "angle": 0, + "content": "For SR kernel generation, we train a hyper-network, i.e., a multi-layer perceptron (MLP) with periodic activation functions [8], to predict the upsampling kernels \\(\\pmb{w}\\). Periodic activations have been shown to effectively address the spectral bias of MLPs, outperforming ReLU non-linearity [48]. The inputs to the MLP are carefully selected to be scale-aware and content-independent. These include 1) the scaling factors \\((\\alpha, \\beta)\\), 2) the relative coordinates between the LR and HR frames \\((\\delta_{\\alpha}, \\delta_{\\beta})\\), and 3) the spatial indices \\((k_{1}, k_{2})\\) of \\(\\pmb{w}\\). The first two inputs have been used in other continuous representation methods [10, 30]. To enhance the discriminability of scale-relevant inputs, we employ sinusoidal positional encoding as a pre-processing step. It is noteworthy that our upsampling kernels \\(\\pmb{w}\\) can be pre-computed and stored for various target resolutions, which accelerates inference time." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.496, + 0.789, + 0.588 + ], + "angle": 0, + "content": "After obtaining \\(\\pmb{w}\\), we perform Hadamard multiplication between \\(\\pmb{w}\\) and \\(\\pmb{s}_c\\), followed by a folding operation (i.e., the inverse of the unfolding operation). Finally, we employ a \\(1 \\times 1\\) convolution to blend information across the channel dimension, followed by a \\(3 \\times 3\\) convolution for channel adjustment, with LeakyReLU in between. The output from the last \\(3 \\times 3\\) convolution layer is then added to the upsampled LR frame to produce the final HR frame, \\(\\hat{\\pmb{y}}_c\\)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.614, + 0.703, + 0.629 + ], + "angle": 0, + "content": "3.4 Multi-Scale Structural and Textural Priors for AVSR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Accurately characterizing image structure and texture at multiple scales is crucial for the task of AVSR. Fortunately, the scale-space theory in computer vision and image processing [28,34] provides an elegant theoretical framework for this purpose. The most common approach to creating a scale space is to convolve the original image with a linear Gaussian kernel of varying widths, using the standard deviation \\(\\sigma\\) as the scale parameter [23]. Additionally, the Laplacian of Gaussian and the difference of Gaussians are also frequently employed as linear scale-space representations, such as in the development of the influential SIFT image descriptor [37]. With the rise of deep learning, non-linear scale-space representations have become more accessible thanks to the alternating convolution and subsampling operations in CNNs. A notable example is due to Ding et al. [12], who observed that the multi-stage feature maps computed from the pre-trained VGG network [47] effectively discriminate structure and texture at" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.664, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.784, + 0.173 + ], + "angle": 0, + "content": "Table 1: Quantitative comparison with state-of-the-art methods on the REDS validation set (PSNR↑ / SSIM↑ / LPIPS↓). The best results are highlighted in boldface." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.174, + 0.787, + 0.374 + ], + "angle": 0, + "content": "
MethodScale
BackboneUpsampling Unit×2×3×4×6×8
Bicubic31.51/0.911/0.16526.82/0.788/0.37724.92/0.713/0.48422.89/0.622/0.63121.69/0.574/0.699
EDVR [57]36.03/0.961/0.07232.59/0.904/0.10830.24/0.853/0.20227.02/0.733/0.34925.38/0.678/0.411
ArbSR [55]34.48/0.942/0.09630.51/0.862/0.20028.38/0.799/0.29526.32/0.710/0.42825.08/0.641/0.492
EQSR [56]34.71/0.943/0.08230.71/0.867/0.19428.75/0.804/0.28326.53/0.718/0.39125.23/0.645/0.459
RDN [60]LTE [30]34.63/0.942/0.09330.64/0.865/0.20428.65/0.801/0.28926.46/0.714/0.41025.15/0.660/0.488
CLIT [8]34.63/0.942/0.09230.63/0.865/0.20428.63/0.801/0.29026.43/0.714/0.40025.14/0.661/0.467
OPE [49]34.05/0.939/0.08230.52/0.864/0.19928.63/0.800/0.29326.37/0.711/0.42125.04/0.655/0.504
SwinIR [31]LTE [30]34.73/0.943/0.09130.73/0.866/0.20028.75/0.804/0.28426.56/0.718/0.40325.24/0.669/0.480
CLIT [8]34.63/0.942/0.09330.64/0.865/0.20528.64/0.802/0.29126.45/0.715/0.40025.15/0.662/0.466
OPE [49]33.39/0.935/0.08129.40/0.820/0.21728.49/0.785/0.29226.30/0.698/0.39825.01/0.648/0.487
VideoINR [11]31.59/0.900/0.14430.04/0.852/0.19728.13/0.791/0.26325.27/0.687/0.37423.46/0.619/0.470
MoTIF [9]31.03/0.898/0.10030.44/0.862/0.18628.77/0.807/0.26025.63/0.698/0.36925.12/0.664/0.467
ST-AVSR (Ours)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.402, + 0.785, + 0.538 + ], + "angle": 0, + "content": "different locations and scales, as illustrated in Fig. 1. Motivates by these theoretical and computational studies, we also choose to work with the multi-stage VGG feature maps, upsampling and concatenating them along the channel dimension. Next, we apply a \\(1 \\times 1\\) convolution to reduce the number of channels to \\(C\\) and concatenate them with the current frame \\(\\boldsymbol{x}_c\\), which serves as the multiscale structural and textural prior, denoted by \\(\\boldsymbol{p}_c\\). Inserting these structural and textural priors into the baseline model B-AVSR is straightforward: we replace all instances of \\(\\boldsymbol{x}\\) with \\(\\boldsymbol{p}\\) (except for the last residual connection which produces the HR video \\(\\hat{\\boldsymbol{y}}\\)). This completes our ultimate AVSR model, ST-AVSR." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.561, + 0.377, + 0.579 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.592, + 0.785, + 0.653 + ], + "angle": 0, + "content": "In this section, we first describe the experimental setups and then compare the proposed ST-AVSR against state-of-the-art AISR and AVSR methods, followed by a series of ablation studies to justify the key design choices of ST-AVSR, especially the incorporation of the multi-scale structural and textural prior." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.674, + 0.436, + 0.691 + ], + "angle": 0, + "content": "4.1 Experimental Setups" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.698, + 0.785, + 0.789 + ], + "angle": 0, + "content": "Datasets. ST-AVSR is trained on the REDS dataset [41], which comprises 240 videos of resolution \\(720 \\times 1\\), 280 captured by GoPro. Each video consists of 100 HR frames. Following the settings in [8,9,11], we generate LR frames using the bicubic degradation model, with randomly sampled scaling factors \\((\\alpha, \\beta)\\) from a uniform distribution \\(\\mathcal{U}[1,4]\\). We test ST-AVSR on the validation set of REDS comprising 30 videos, and the Vid4 dataset [35] containing 4 videos." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Data Pre-processing. To enable mini-batch training with varying LR/HR resolutions, we adapt the pre-processing method used for AISR in EQSR [56] to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.147, + 0.409, + 0.226 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.307, + 0.225, + 0.341, + 0.232 + ], + "angle": 0, + "content": "Bicubic" + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.145, + 0.504, + 0.185 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.438, + 0.185, + 0.481, + 0.192 + ], + "angle": 0, + "content": "RDN+OPE" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.145, + 0.598, + 0.185 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.526, + 0.185, + 0.58, + 0.192 + ], + "angle": 0, + "content": "SwinIR+LTF" + }, + { + "type": "image", + "bbox": [ + 0.6, + 0.145, + 0.693, + 0.185 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.619, + 0.185, + 0.679, + 0.192 + ], + "angle": 0, + "content": "SwinIR+CLIT" + }, + { + "type": "image", + "bbox": [ + 0.696, + 0.145, + 0.788, + 0.185 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.731, + 0.185, + 0.756, + 0.192 + ], + "angle": 0, + "content": "EOSR" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.243, + 0.409, + 0.323 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.307, + 0.322, + 0.341, + 0.329 + ], + "angle": 0, + "content": "Bicubic" + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.192, + 0.504, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.438, + 0.232, + 0.48, + 0.239 + ], + "angle": 0, + "content": "VideoINR" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.192, + 0.598, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.538, + 0.232, + 0.568, + 0.239 + ], + "angle": 0, + "content": "MoTIF" + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.192, + 0.692, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.637, + 0.232, + 0.658, + 0.239 + ], + "angle": 0, + "content": "Ours" + }, + { + "type": "image", + "bbox": [ + 0.695, + 0.192, + 0.787, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.734, + 0.232, + 0.75, + 0.239 + ], + "angle": 0, + "content": "GT" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.243, + 0.409, + 0.323 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.307, + 0.322, + 0.341, + 0.329 + ], + "angle": 0, + "content": "Bicubic" + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.239, + 0.504, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.437, + 0.28, + 0.481, + 0.286 + ], + "angle": 0, + "content": "RDN+OPE" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.239, + 0.598, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.526, + 0.28, + 0.58, + 0.286 + ], + "angle": 0, + "content": "SwinIR+LTE" + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.239, + 0.692, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.619, + 0.28, + 0.679, + 0.286 + ], + "angle": 0, + "content": "SwinIR+CLIT" + }, + { + "type": "image", + "bbox": [ + 0.695, + 0.239, + 0.787, + 0.28 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.695, + 0.28, + 0.786, + 0.286 + ], + "angle": 0, + "content": "EOSR" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.339, + 0.409, + 0.417 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.308, + 0.417, + 0.341, + 0.424 + ], + "angle": 0, + "content": "Bicubic" + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.287, + 0.504, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.438, + 0.326, + 0.481, + 0.334 + ], + "angle": 0, + "content": "VideoINR" + }, + { + "type": "image", + "bbox": [ + 0.505, + 0.287, + 0.598, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.538, + 0.326, + 0.569, + 0.334 + ], + "angle": 0, + "content": "MoTIF" + }, + { + "type": "image", + "bbox": [ + 0.599, + 0.287, + 0.692, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.637, + 0.326, + 0.658, + 0.334 + ], + "angle": 0, + "content": "Ours" + }, + { + "type": "image", + "bbox": [ + 0.695, + 0.287, + 0.787, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.734, + 0.326, + 0.75, + 0.334 + ], + "angle": 0, + "content": "GT" + }, + { + "type": "image_caption", + "bbox": [ + 0.223, + 0.439, + 0.785, + 0.466 + ], + "angle": 0, + "content": "Fig. 4: Visual comparison of different AVSR methods on the REDS dataset. Zoom in for better distortion visibility." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.496, + 0.788, + 0.618 + ], + "angle": 0, + "content": "AVSR. Specifically, from an HR video patch of size \\(\\alpha P\\times \\beta P\\times T\\), we generate the input LR video patch by resizing it to \\(P\\times P\\times T\\). We next crop a set of ground-truth patches of size \\(P\\times P\\times T\\) from the same HR patch. The respective relative coordinates \\((\\delta_{\\alpha},\\delta_{\\beta})\\) are recorded for use in the hyper-upsampling unit to differentiate between different ground-truth patches for the same input (see also the data pre-processing pipeline in the Supplementary). Data augmentation techniques include random rotation (by \\(90^{\\circ}\\), \\(180^{\\circ}\\), or \\(270^{\\circ}\\)) and random horizontal and vertical flipping." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.639, + 0.788, + 0.791 + ], + "angle": 0, + "content": "Implementation Details. ST-AVSR is end-to-end optimized for 300K iterations. Adam [27] is chosen as the optimizer, with an initial learning rate \\( 2 \\times 10^{-4} \\) that is gradually lowered to \\( 1 \\times 10^{-6} \\) by cosine annealing [36]. We set the input patch size to \\( P = 80 \\), the sequence length to \\( T = 15 \\), the sliding window size to \\( L = 2 \\), the number of ResBlocks to \\( N_{1} = N_{2} = 15 \\), the unfolding neighborhood to \\( K = 3 \\), and the SR feature dimension to \\( C = 64 \\), respectively. The hidden dimensions of the MLP in the hyper-upsampling unit are 16, 16, 16, and 64, respectively. The parameters of PWC-Net [50] as the optical flow estimator and the pre-trained VGG network to derive the multi-scale structural and textural prior are frozen during training. We use the Charbonnier loss [29]:" + }, + { + "type": "equation", + "bbox": [ + 0.316, + 0.802, + 0.786, + 0.843 + ], + "angle": 0, + "content": "\\[\n\\ell (\\hat {\\boldsymbol {y}}, \\boldsymbol {y}) = \\frac {1}{(T + 1) | \\mathcal {Z} |} \\sum_ {i = 0} ^ {T} \\sum_ {z \\in \\mathcal {Z}} \\sqrt {(\\hat {\\boldsymbol {y}} _ {i} (z) - \\boldsymbol {y} _ {i} (z)) ^ {2} + \\epsilon}, \\tag {10}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.664, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.785, + 0.186 + ], + "angle": 0, + "content": "Table 2: Quantitative comparison with state-of-the-art methods for AVSR on the Vid4 dataset (PSNR↑ / SSIM↑ / LPIPS↓). The inference time is averaged over all frames from the four test videos for \\(\\times 4\\) SR." + }, + { + "type": "table", + "bbox": [ + 0.222, + 0.188, + 0.788, + 0.41 + ], + "angle": 0, + "content": "
MethodScaleInference time (s)
BackboneUpsampling Unit×2.5/3.5×4/4×7.2/6
Bicubic23.00/0.728/0.39620.96/0.617/0.49818.73/0.463/0.691—
ArbSR [55]25.86/0.815/0.22424.01/0.721/0.31321.23/0.540/0.4780.2955
EQSR [56]26.24/0.826/0.21024.16/0.730/0.30021.72/0.573/0.4430.4181
LTD [30]25.98/0.818/0.22624.03/0.722/0.31221.64/0.565/0.4550.2363
RDN [60]CLIT [8]25.83/0.815/0.22323.94/0.721/0.31221.62/0.563/0.4580.7805
OPE [49]25.77/0.818/0.21723.98/0.719/0.31721.60/0.559/0.4830.1242
SwinIR [31]LTD [30]26.43/0.826/0.21724.09/0.727/0.30521.72/0.570/0.4480.3332
CLIT [8]25.89/0.818/0.22424.00/0.724/0.31421.65/0.565/0.4570.9016
OPE [49]25.55/0.801/0.22123.93/0.711/0.32021.58/0.551/0.4710.2008
VideoINR [11]23.02/0.715/0.20324.34/0.741/0.24920.80/0.536/0.4310.2364
MoTIF [9]23.55/0.734/0.20924.52/0.746/0.26120.94/0.546/0.4260.4053
ST-AVSR (Ours)29.09/0.913/0.06926.16/0.852/0.12721.60/0.668/0.3060.0495
" + }, + { + "type": "image", + "bbox": [ + 0.234, + 0.424, + 0.498, + 0.552 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.498, + 0.426, + 0.768, + 0.553 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.258, + 0.56, + 0.744, + 0.575 + ], + "angle": 0, + "content": "Fig. 5: PSNR and LPIPS variations for different scaling factors on Vid4." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.606, + 0.785, + 0.651 + ], + "angle": 0, + "content": "where \\( z \\in \\mathcal{Z} \\) denotes the spatial index, and \\( |\\mathcal{Z}| \\) is the number of all spatial indices. \\( \\pmb{y} \\) indicates the ground-truth HR video sequence and \\( \\epsilon \\) is a smoothing parameter set to \\( 1 \\times 10^{-9} \\) in our experiments." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.676, + 0.616, + 0.691 + ], + "angle": 0, + "content": "4.2 Comparison with State-of-the-art Methods" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We compare ST-AVSR with state-of-the-art AISR and AVSR methods. For AISR, we choose methods from two categories: 1) learnable adaptive filter-based upsampling, including ArbSR [55] and EQSR [56] and 2) implicit neural representation-based upsampling, including LTE [30], CLIT [8] and OPE [49]. For AVSR, we compare with VideoINR [11] and MoTIF [9]. Additionally, we include EDVR [57], a state-of-the-art VSR method for integer scaling factors. All competing methods have been finetuned on the REDS dataset for a fair comparison, and we evaluate their generalization ability on Vid4 [35] and using unseen degradation models." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.38, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.144, + 0.789, + 0.453 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.29, + 0.46, + 0.713, + 0.474 + ], + "angle": 0, + "content": "Fig. 6: Visual comparison of different AVSR methods on Vid4." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.489, + 0.79, + 0.613 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.622, + 0.788, + 0.651 + ], + "angle": 0, + "content": "Fig. 7: Temporal consistency comparison. We visualize the pixel variations in the row indicated by the pink dashed line along the temporal dimension." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.68, + 0.788, + 0.771 + ], + "angle": 0, + "content": "Comparison on REDS. Benefiting from the long-term spatiotemporal dependency modeling and the multi-scale structural and textural prior, ST-AVSR achieves the best results under all evaluation metrics and across all scaling factors, presented in Table 1. The dramatic visual quality improvements can also be clearly seen in Fig. 4, in which ST-AVSR recovers more faithful detail with less severe distortion across different scales." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Generalization on Vid4. AVSR models trained on REDS are directly applicable to Vid4, which serves as a generalization test. The quantitative results, listed in Table 2, indicate that ST-AVSR surpasses all competing methods by" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.664, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.144, + 0.79, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.302, + 0.785, + 0.331 + ], + "angle": 0, + "content": "Fig. 8: Qualitative and quantitative (PSNR↑ / SSIM↑ / LPIPS↓) comparison of different AVSR methods under an unseen degradation model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.362, + 0.788, + 0.572 + ], + "angle": 0, + "content": "wide margins in terms of SSIM and LPIPS across varying scaling factors. A closer look is provided in Fig. 5, illustrating the PSNR and LPIPS variations for different scaling factors. It is evident that existing AVSR methods, particularly VideoINR and MoTIF, fail to achieve satisfactory SR performance for non-integer and asymmetric scales. This issue is mainly due to the pixel misalignment between the super-resolved and ground-truth frames, leading to oscillating PSNR values. Such oscillation is less pronounced in terms of LPIPS as it offers some degree of robustness to misalignment through the VGG feature hierarchy. As for ST-AVSR, it degrades gracefully with increasing scaling factors, including non-integer and asymmetric ones. Table 2 also presents the average inference time for each competing method, measured over all frames from Vid4 for \\(\\times 4\\) SR using an NVIDIA RTX A6000 GPU. ST-AVSR runs nearly in real-time and is significantly faster than all competing methods, especially those based on implicit neural representations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.574, + 0.788, + 0.727 + ], + "angle": 0, + "content": "Qualitative results are shown in Fig. 6, where we find that ST-AVSR consistently produces natural and visually pleasing SR outputs. It excels in reconstructing both non-structured and structured texture, which we believe arises from the incorporation of the multi-scale structural and textural prior, as also supported by previous studies [13]. Additionally, Fig. 7 compares temporal consistency by unfolding one row of pixels as indicated by the pink dashed line along the temporal dimension. The temporal profiles of the competing methods appear blurry and zigzagging, indicating temporal flickering artifacts. In contrast, the temporal profile of ST-AVSR is closer to the ground-truth, with a sharper and smoother visual appearance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.749, + 0.788, + 0.844 + ], + "angle": 0, + "content": "Generalization to Unseen Degradation Models. A practical AVSR method must be effective under various, potentially unseen degradation models. To evaluate this, we generate test video sequences by incorporating more complex video degradations [7], such as noise contamination and video compression before bicubic downsampling, which are absent from the training data. Fig. 8 presents visual comparison of \\(\\times 4\\) SR results. Given the degradation gap" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.381, + 0.129 + ], + "angle": 0, + "content": "W. Shang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.144, + 0.788, + 0.172 + ], + "angle": 0, + "content": "Table 3: Ablation analysis of ST-AVSR on REDS (PSNR↑ / SSIM↑ / LPIPS↓). See the text for the details of different variants." + }, + { + "type": "table", + "bbox": [ + 0.221, + 0.175, + 0.787, + 0.317 + ], + "angle": 0, + "content": "
Scale
×2×3×4×6×8
Variant 1)35.23/0.952/0.04831.56/0.907/0.11729.31/0.851/0.16826.63/0.770/0.27125.09/0.701/0.339
Variant 2)36.74/0.968/0.04333.02/0.932/0.07230.68/0.889/0.12427.57/0.801/0.23325.76/0.735/0.305
Variant 3)36.39/0.965/0.04332.65/0.927/0.08030.39/0.883/0.13327.43/0.796/0.24025.64/0.730/0.313
Variant 4)36.62/0.967/0.04032.75/0.928/0.07730.36/0.882/0.13127.29/0.790/0.23925.47/0.722/0.314
Variant 5)36.48/0.966/0.03932.78/0.928/0.07430.41/0.883/0.12727.37/0.793/0.23925.59/0.727/0.316
Variant 6)36.34/0.965/0.04432.64/0.927/0.07730.29/0.881/0.13127.28/0.792/0.24225.50/0.725/0.318
B-AVSR35.94/0.960/0.05831.86/0.910/0.11029.67/0.861/0.16826.83/0.771/0.26925.13/0.706/0.339
ST-AVSR (L=0)36.15/0.963/0.04732.42/0.924/0.08030.12/0.879/0.13527.18/0.790/0.24925.44/0.725/0.323
ST-AVSR (L=1)36.44/0.966/0.04532.93/0.929/0.07930.49/0.883/0.13127.39/0.796/0.23125.60/0.729/0.313
ST-AVSR (L=2)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
ST-AVSR (L=3)36.94/0.971/0.04033.48/0.939/0.06531.05/0.898/0.11427.88/0.809/0.22526.00/0.740/0.308
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.342, + 0.786, + 0.389 + ], + "angle": 0, + "content": "between training and testing, all methods, including ST-AVSR, exhibit some form of artifacts. Nevertheless, the result by ST-AVSR appears more natural and less distorted, as also confirmed by higher objective quality values." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.407, + 0.402, + 0.421 + ], + "angle": 0, + "content": "4.3 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.788, + 0.642 + ], + "angle": 0, + "content": "We conduct a series of ablation experiments on the flow-refined cross-attention unit, investigating the following variants: 1) disabling the entire unit, 2) disabling flow rectification (Eqs. (3) and (4)), 3) disabling flow estimation (i.e., using only deformable convolution as a form of coarse flow estimation), 4) replacing local cross-attention and global self-attention (Eqs. (5) to (9)) with naïve feature concatenation, 5) disabling only local cross-attention (Eqs. (5) to (7)), 6) disabling only global self-attention (Eqs. (8) and (9)). We also compare B-AVSR (without the multi-scale structural and textural prior) to ST-AVSR, and vary the length of the local window \\( L \\) in ST-AVSR. The results are shown in Table 3, where we find that all design choices contribute positively to AVSR. Notably, adding the multi-scale structural and textural prior significantly boosts performance by up to 1.5 dB. Additionally, ST-AVSR benefits from a larger window size to attend to more future frames. However, this also increases the computational complexity, and therefore, we set \\( L = 2 \\) as a reasonable compromise." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.661, + 0.36, + 0.677 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "We have introduced an arbitrary-scale video super-resolution method. Our baseline model, B-AVSR, adopts a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features, along with a hyper-upsampling unit for efficient arbitrary-scale upsampling. Furthermore, our complete model, ST-AVSR, integrates a multi-scale structural and textural prior derived from the pre-trained VGG network. Experimental results demonstrate that ST-AVSR outperforms state-of-the-art methods in terms of SR quality, generalization ability, and inference speed. In future work, we plan to augment our spatial structural and textural prior with temporal information, and extend ST-AVSR for space-time AVSR." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.664, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ST-AVSR" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.788, + 0.254 + ], + "angle": 0, + "content": "This work was supported in part by the National Key Research and Development Program of China (2023YFE0210700), the Hong Kong ITC Innovation and Technology Fund (9440390), the National Natural Science Foundation of China(62172127, 62071407, U22B2035, 62311530101, 62132006), and the Natural Science Foundation of Heilongjiang Province (YQ2022F004)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.278, + 0.323, + 0.294 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.31, + 0.785, + 0.351 + ], + "angle": 0, + "content": "1. 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In: CVPR. pp. 9308-9316 (2019)" + } + ] +] \ No newline at end of file diff --git a/2024/Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors/9869e38a-57d9-4090-8c36-9bc0d2b3a3ec_origin.pdf b/2024/Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors/9869e38a-57d9-4090-8c36-9bc0d2b3a3ec_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..c954d2db30b64513c45418451851b05f8860993e --- /dev/null +++ b/2024/Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors/9869e38a-57d9-4090-8c36-9bc0d2b3a3ec_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:ce876c62ff22333ad227ced7adf6376ebfeb6bef61e279c2fa851125c3a19d3f +size 7657684 diff --git a/2024/Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors/full.md b/2024/Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors/full.md new file mode 100644 index 0000000000000000000000000000000000000000..2efe768d0ec7b2072042f089ecd11db502e2d242 --- /dev/null +++ b/2024/Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors/full.md @@ -0,0 +1,358 @@ +# Arbitrary-Scale Video Super-Resolution with Structural and Textural Priors + +Wei Shang $^{1,2}$ , Dongwei Ren $^{1\star}$ , Wanying Zhang $^{1}$ , Yuming Fang $^{3}$ , Wangmeng Zuo $^{1}$ , and Kede Ma $^{2}$ + +1 School of Computer Science and Technology, Harbin Institute of Technology + +$^{2}$ Department of Computer Science, City University of Hong Kong + +3 Jiangxi University of Finance and Economics + +{csweishang,rendongweihit,swzwanying}@gmail.com + +leo.fangyuming@foxmail.com, wmzuo@hit.edu.cn, kede.ma@cityu.edu.hk + +Abstract. Arbitrary-scale video super-resolution (AVSR) aims to enhance the resolution of video frames, potentially at various scaling factors, which presents several challenges regarding spatial detail reproduction, temporal consistency, and computational complexity. In this paper, we first describe a strong baseline for AVSR by putting together three variants of elementary building blocks: 1) a flow-guided recurrent unit that aggregates spatiotemporal information from previous frames, 2) a flow-refined cross-attention unit that selects spatiotemporal information from future frames, and 3) a hyper-upsampling unit that generates scale-aware and content-independent upsampling kernels. We then introduce ST-AVSR by equipping our baseline with a multi-scale structural and textural prior computed from the pre-trained VGG network. This prior has proven effective in discriminating structure and texture across different locations and scales, which is beneficial for AVSR. Comprehensive experiments show that ST-AVSR significantly improves super-resolution quality, generalization ability, and inference speed over the state-of-the-art. The code is available at https://github.com/shangwei5/ST-AVSR. + +Keywords: Arbitrary-scale video super-resolution $\cdot$ Structural and textural priors + +# 1 Introduction + +The evolutionary and developmental processes of our visual systems have presumably been shaped by continuous visual data [54]. Yet, how to acquire and represent a natural scene as a continuous signal remains wide open. This difficulty stems from two main factors. The first is the physical limitations of digital imaging devices, including sensor size and density, optical diffraction, lens quality, electrical noise, and processing power. The second is the inherent complexities of natural scenes, characterized by their wide and deep frequencies, which pose + +significant challenges for applying the Nyquist-Shannon sampling [42] and compressed sensing [15] theories to accurately reconstruct continuous signals from discrete samples. Consequently, natural scenes are predominantly represented as discrete pixel arrays, often with limited resolution. + +Super-resolution (SR) provides an effective means of enhancing the resolution of low-resolution (LR) images and videos [24, 45]. Early deep learning-based SR methods [14, 33, 46, 60] focus on fixed integer scaling factors (e.g., $\times 4$ and $\times 8$ ), each corresponding to an independent convolutional neural network (CNN). This limits their applicability in real-world scenarios, where varying scaling requirements are common. From the human vision perspective, users may want to continuously zoom in on images and videos to arbitrary scales using the two-finger pinch-zoom feature on mobile devices as a natural form of human-computer interaction. From the machine vision perspective, different applications (such as computer-aided diagnosis, remote sensing, and video surveillance) may require different scaling factors to zoom in on different levels of detail for optimal analysis and decision-making. + +Recently, arbitrary-scale image SR (AISR) [3,8,22,30,55,56] has gained significant attention due to its capability of upsampling LR images to arbitrary high-resolution (HR) using a single model. Contemporary AISR methods can be categorized into three classes based on how arbitrary-scale upsampling is performed: interpolation-based methods [1,26], learnable adaptive filter-based methods [22,55,56], and implicit neural representation-based methods [8,10,30]. These algorithms face several limitations, including quality degradation at high (and possibly integer) scales [10,22,55], high computational complexity [8,30], and difficulty in generalizing across unseen scales and degradation models [8,10,22,30], as well as temporal inconsistency in video SR. + +Compared to AISR, arbitrary-scale video SR (AVSR) is significantly more challenging due to the added time dimension. Existing AVSR methods [9, 11] rely primarily on conditional neural radiance fields [40] as continuous signal representations. Due to the high computational demands during training and inference, only two adjacent frames are used for spatiotemporal modeling, which is bound to be suboptimal. + +In this work, we aim for AVSR with the goal of reproducing faithful spatial detail and maintaining coherent temporal consistency at low computational complexity. We first describe a strong baseline, which we name B-AVSR, by identifying and combining three variants of elementary building blocks [6,53,59]: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. The flow-guided recurrent unit captures long-term spatiotemporal dependencies from previous frames. The flow-refined cross-attention unit first rectifies the flow estimation inaccuracy. The refined features are then used to select beneficial spatiotemporal information from a local window of future frames via cross-attention, which complements the flow-guided recurrent unit. The hyper-upsampling unit trains a hyper-network [19] that takes scale-relevant parameters as input to generate content-independent upsampling kernels, enabling pre-computation to accelerate inference speed. + +![](images/ce450da441c7d34a70569076ecfab13f6a3c4e95ea47fc4b12fb09c8cd62edf2.jpg) +Fig. 1: Visualization of our multi-scale structural and textural prior derived from the pre-trained VGG network. A warmer color indicates a higher probability that the local patch at a given scale will be perceived as visual texture. Image borrowed from [12] with permission. + +Furthermore, we introduce our complete AVSR solution, ST-AVSR, which enhances B-AVSR by incorporating a multi-scale structural and textural prior. ST-AVSR is rooted in the scale-space theory [34] in computer vision and image processing, which suggests that human perception and interpretation of real-world structure and texture are scale-dependent. As shown in Fig. 1, the hay area (located at the bottom right of the image) can be perceived alternately as structure and texture at different scales. Precisely characterizing such structure-texture transition across scales would be immensely beneficial for AVSR. Inspired by [12], we derive the multi-scale structural and textural prior from the multistage feature maps of the pre-trained VGG network [47]. These feature maps have proven effective in discriminating structure and texture across scales and in capturing mid-level visual concepts related to image layout [16]. + +In summary, our main technical contributions include + +- A strong baseline, B-AVSR, that is a nontrivial combination of three variants of elementary building blocks in literature [6, 53, 59], +- A high-performing AVSR algorithm, ST-AVSR, that leverages a powerful multi-scale structural and textural prior, and +- A comprehensive experimental demonstration, that ST-AVSR significantly surpasses competing methods in terms of SR quality on different test sets, generalization ability to unseen scales and degradation models, as well as inference speed. + +# 2 Related Work + +In this section, we review key components of VSR, upsampling modules for AISR and AVSR, and natural scene priors employed in SR. + +# 2.1 Key Components of VSR + +Kappeler et al. [25] pioneered CNN-based approaches for VSR, emphasizing two key components: feature alignment and aggregation. Subsequent studies have + +focused on enhancing these components. EDVR [57] introduced pyramid deformable alignment and spatiotemporal attention for feature alignment and aggregation. BasicVSR [5] and BasicVSR++ [6] employ an optical flow-based module to estimate motion correspondence between neighboring frames for feature alignment and a bidirectional propagation module to aggregate spatiotemporal information from previous and future frames, which set the VSR performance record at that time. RVRT [32] enhanced VSR performance by utilizing a recurrent video restoration Transformer with guided deformable attention albeit at the expense of substantially increased computational complexity. Additionally, MoTIF [9] integrated VSR with video frame interpolation, which achieved limited success due to the ill-posedness of the task. In our work, we combine a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features from previous and future frames, while keeping computational complexity manageable. + +# 2.2 Upsampling Modules for AISR and AVSR + +Compared to fixed-scale SR methods [14, 31, 33, 46, 60], upsampling plays a more crucial role in AISR and AVSR. Besides direct interpolation-based upsampling [1, 26], learnable adaptive filter-based upsampling and implicit neural representation-based upsampling are commonly used. Meta-SR [22] was the pioneer in AISR, dynamically predicting the upsampling kernels using a single model. ArbSR [55] introduced a scale-aware upsampling layer compatible with fixed-scale SR methods. EQSR [56] proposed a bilateral encoding of both scale-aware and content-dependent features during upsampling. Inspired by the success of implicit neural representations in computer graphics [39, 43], this approach has also been applied to AISR and AVSR. For instance, LIIF [10] predicts the RGB values of HR pixels using the coordinates of LR pixels along with their neighboring features as inputs. LTE [30] captures more fine detail with a local texture estimator, and CLIT [8] enhances representation expressiveness with cross-scale attention and multi-scale reconstruction. OPE [49] introduced orthogonal position encoding for efficient upsampling. CiaoSR [3] proposed an attention-based weight ensemble algorithm for feature aggregation in a large receptive field. + +Existing AVSR methods [9,11] also use implicit neural representations but are constrained to modeling spatiotemporal relationships between only two adjacent frames due to the high computational costs involved. The proposed ST-AVSR addresses this limitation by employing a lightweight hyper-upsampling unit to predict scale-aware and content-independent upsampling kernels, allowing for pre-computation to speed up inference. + +# 2.3 Natural Scene Priors for SR + +The history of SR, or more generally low-level vision, is closely tied to the development of natural scene priors. Commonly used priors in SR include the smoothness prior [4], sparsity prior [38], self-similarity prior [18], edge/gradient + +![](images/1d322da49a37bebb99e116f3da1d2efab4cac004547205e7c08269400cd064c5.jpg) +Fig. 2: System diagram of B-AVSR, which reconstructs an arbitrary-scale HR video $\hat{\pmb{y}}$ from an LR video input $\pmb{x}$ . B-AVSR is composed of three variants of elementary building blocks: 1) a flow-guided recurrent unit to aggregate features from previous frames, 2) a flow-refined cross-attention unit to select features from future frames (see also Fig. 3), and 3) a hyper-upsampling unit to prepare SR features and predict SR kernels for HR frame reconstruction. ST-AVSR is built on top of B-AVSR by replacing all instances of $\pmb{x}$ with the multi-scale structural and textural prior $\pmb{p}$ (see the detailed text description in Sec. 3.4). + +prior [20], deep architectural prior [52], temporal consistency prior [2], motion prior [44, 51], and perceptual prior [58]. In the subfield of AISR and AVSR, the scaling factor-based priors have exclusively been leveraged [17, 55, 56]. In this paper, we introduce a multi-scale structural and textural prior that effectively separates structure and texture at varying locations and scales, capturing their alternating and smooth transitions. We demonstrate its effectiveness in enhancing AVSR. + +# 3 Proposed Method: ST-AVSR + +Given an LR video sequence $\pmb{x} = \{\pmb{x}_i\}_{i=0}^T$ , where $\pmb{x}_i \in \mathbb{R}^{H \times W}$ is the $i$ -th frame, and $H$ and $W$ are the frame height and width, respectively, the goal of the proposed B-AVSR and ST-AVSR is to reconstruct an HR video sequence $\hat{\pmb{y}} = \{\hat{\pmb{y}}_i\}_{i=0}^T$ with $\hat{\pmb{y}}_i \in \mathbb{R}^{(\alpha H) \times (\beta W)}$ , where $\alpha, \beta \geq 1$ are two user-specified scaling factors. Our baseline B-AVSR consists of three variants of basic building blocks: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. ST-AVSR enhances B-AVSR by incorporating a multiscale structural and textural prior. The system diagram is shown in Fig. 2. + +![](images/167617768068497beb04bd34bca4d1e9316f656197806606b6dc4048a5e66691.jpg) +(a) Flow Refinement and Alignment + +![](images/87e96d57c0da520f77e99e7f0fc8a1d5c94ade62c60c8a5576afd217e50c916b.jpg) +(b) Feature Selection and Aggregation +Fig. 3: Computational structure of the flow-refined cross-attention unit. + +# 3.1 Flow-Guided Recurrent Unit + +Given $\pmb{x} = \{\pmb{x}_i\}_{i=0}^T$ , the flow-guided recurrent unit computes a sequence of hidden states $\{\pmb{h}_i\}_{i=1}^T$ to capture long-term spatiotemporal dependencies of previous frames. Initially, we estimate the optical flow between the current and previous frames [5]: + +$$ +\boldsymbol {f} _ {i \rightarrow i - 1} = \operatorname {f l o w} \left(\boldsymbol {x} _ {i}, \boldsymbol {x} _ {i - 1}\right), \quad i \in \{1, 2, \dots , T \}, \tag {1} +$$ + +where $\mathbf{flow}(\cdot)$ denotes a state-of-the-art optical flow estimator [50]. $\pmb{f}_{i\rightarrow i - 1}$ is then used to align the hidden state $\pmb{h}_{i - 1}$ backward: + +$$ +\boldsymbol {h} _ {i - 1 \rightarrow i} = \operatorname {w a r p} \left(\boldsymbol {h} _ {i - 1}, \boldsymbol {f} _ {i \rightarrow i - 1}\right), \quad i \in \{1, 2, \dots , T \}, \tag {2} +$$ + +where $\mathsf{warp}(\cdot)$ denotes the standard image/feature warping operation using the bilinear kernel, and $\pmb{h}_0 = \pmb{0}$ . Subsequently, the aligned previous hidden state $\pmb{h}_{i - 1\rightarrow i}$ and the current frame $\pmb{x}_i$ are concatenated along the channel dimension and processed through a ResNet with $N_{1}$ residual blocks to compute $\pmb{h}_i$ . The flow-guided recurrent unit allows the proposed B-AVSR to incorporate long-term historical context while being flow-aware. + +# 3.2 Flow-Refined Cross-Attention Unit + +The computation of $h_i$ in the flow-guided recurrent unit depends entirely on features extracted from previous frames. To benefit from future frames, similar to bidirectional recurrent networks, but without the need for computing and storing backward hidden states, we use a sliding window approach to selectively + +aggregate spatiotemporal information from $L$ future frames. Specifically, given a local future window of frames $\{\pmb{x}_i\}_{i=c}^{c+L}$ , we first compensate for the inaccuracy in optical flow estimation between $\pmb{x}_c$ and $\pmb{x}_{c+t}$ due to their potentially large temporal interval [6]. As shown in Fig. 3 (a), we adopt a lightweight CNN with three convolution layers and LeakyReLU activations in between to predict the flow offsets $\Delta f_{c\rightarrow c+t}$ and modulation scalars $m_{c\rightarrow c+t}$ : + +$$ +\Delta \boldsymbol {f} _ {c \rightarrow c + t}, \boldsymbol {m} _ {c \rightarrow c + t} = \operatorname {S C o n v} \left(\boldsymbol {h} _ {c}, \boldsymbol {h} _ {c + t}\right), \quad t \in \mathcal {T} = \{1, \dots , L \}, \tag {3} +$$ + +where $\mathsf{SConv}(\cdot)$ denotes a generic CNN with standard convolutions. We then rectify the flow estimation as $f_{c\to c + t} + \Delta f_{c\to c + t}$ , where $f_{c\to c + t} = \mathsf{flow}(x_c,x_{c + t})$ and use it together with $m_{c\to c + t}$ to align $h_{c + t}$ : + +$$ +\boldsymbol {h} _ {c + t \rightarrow c} = \mathrm {D C o n v} \left(\boldsymbol {h} _ {c + t}, \boldsymbol {f} _ {c \rightarrow c + t} + \Delta \boldsymbol {f} _ {c \rightarrow c + t}, \text {s i g m o i d} \left(\boldsymbol {m} _ {c \rightarrow c + t}\right)\right), \tag {4} +$$ + +where we normalize the modulation scalars as sigmoid $(\pmb{m}_{c\rightarrow c + t})$ . DConv(·) denotes a generic CNN with modulated deformable convolutions [61]. Here DConv(·) is implemented by a single deformable convolutional layer. + +We selectively aggregate useful future information via local cross-attention. As shown in Fig. 3 (b), the query $\mathbf{q}_c$ is derived from the current hidden state $\mathbf{h}_c$ . The key $\mathbf{k}_{c + t\to c}$ and the value $\mathbf{v}_{c + t\rightarrow c}$ are generated from the $t$ -th aligned hidden state $\mathbf{h}_{c + t\rightarrow c}$ , where $t\in \mathcal{T} = \{1,\dots ,L\}$ : + +$$ +\boldsymbol {q} _ {c} = \operatorname {S C o n v} \left(\boldsymbol {h} _ {c}\right), \boldsymbol {k} _ {c + t \rightarrow c} = \operatorname {S C o n v} \left(\boldsymbol {h} _ {c + t \rightarrow c}\right), \text {a n d} \boldsymbol {v} _ {c + t \rightarrow c} = \operatorname {S C o n v} \left(\boldsymbol {h} _ {c + t \rightarrow c}\right). \tag {5} +$$ + +We measure the feature similarity between the query $\pmb{q}_c(z)$ and the keys $\{\pmb{k}_{c + t\rightarrow c}(z)\}_{t\in \mathcal{T}}$ at spatial position $z$ using inner product $\langle \cdot ,\cdot \rangle$ : + +$$ +\boldsymbol {a} _ {c + t \rightarrow c} (z) = \frac {\exp \left(\langle \boldsymbol {q} _ {c} (z) , \boldsymbol {k} _ {c + t \rightarrow c} (z) \rangle\right)}{\sum_ {t ^ {\prime} \in \mathcal {T}} \exp \left(\langle \boldsymbol {q} _ {c} (z) , \boldsymbol {k} _ {c + t ^ {\prime} \rightarrow c} (z) \rangle\right)}, \tag {6} +$$ + +where $\pmb{a}_{c + t\rightarrow c}$ is the $t$ -th attention map. The aggregated features from the $L$ future frames can be computed by a weighted summation: + +$$ +\boldsymbol {b} _ {c} (z) = \sum_ {t \in \mathcal {T}} \boldsymbol {a} _ {c + t \rightarrow c} (z) \cdot \boldsymbol {v} _ {c + t \rightarrow c} (z). \tag {7} +$$ + +To further enhance feature selection and aggregation, we implement a variant of the squeeze and excitation mechanism [21] as a form of global self-attention. It computes the enhanced features $\pmb{d}_c$ from $\pmb{b}_c$ with reference to $\pmb{h}_c$ : + +$$ +\boldsymbol {d} _ {c} = \operatorname {S C o n v} \left(\boldsymbol {h} _ {c}, \boldsymbol {b} _ {c}\right) + \boldsymbol {b} _ {c} \odot \text {s i g m o i d} \left(\operatorname {S C o n v} \left(\boldsymbol {h} _ {c}, \boldsymbol {b} _ {c}\right)\right). \tag {8} +$$ + +Next, we merge the current hidden state $h_c$ with $d_c$ : + +$$ +\boldsymbol {e} _ {c} = \operatorname {S C o n v} \left(\boldsymbol {h} _ {c}, \boldsymbol {d} _ {c}\right), \tag {9} +$$ + +and concatenate it with the current frame $\pmb{x}_c$ along the channel dimension to compute the final output features $\pmb{g}_c$ through a ResNet with $N_2$ residual blocks. + +# 3.3 Hyper-Upsampling Unit + +Inspired by the neural kriging upsampler [56], our hyper-upsampling unit consists of two branches: SR feature preparation and SR kernel prediction, as shown in Fig. 2. For SR feature preparation, we concatenate the output features $\pmb{g}_c$ from the flow-refined cross-attention unit with the current hidden state $\pmb{h}_c$ , and pass them through a residual block to compute SR features. Next, we unfold a $K \times K$ spatial neighborhood of $C$ -dimensional SR feature representations into $C \times K^2$ channels (i.e., the tensor generalization of $\mathrm{img2col}(\cdot)$ in image processing). Finally, we upsample the unfolded features to the target resolution using bilinear interpolation, resulting in $s_c$ . + +For SR kernel generation, we train a hyper-network, i.e., a multi-layer perceptron (MLP) with periodic activation functions [8], to predict the upsampling kernels $\pmb{w}$ . Periodic activations have been shown to effectively address the spectral bias of MLPs, outperforming ReLU non-linearity [48]. The inputs to the MLP are carefully selected to be scale-aware and content-independent. These include 1) the scaling factors $(\alpha, \beta)$ , 2) the relative coordinates between the LR and HR frames $(\delta_{\alpha}, \delta_{\beta})$ , and 3) the spatial indices $(k_{1}, k_{2})$ of $\pmb{w}$ . The first two inputs have been used in other continuous representation methods [10, 30]. To enhance the discriminability of scale-relevant inputs, we employ sinusoidal positional encoding as a pre-processing step. It is noteworthy that our upsampling kernels $\pmb{w}$ can be pre-computed and stored for various target resolutions, which accelerates inference time. + +After obtaining $\pmb{w}$ , we perform Hadamard multiplication between $\pmb{w}$ and $\pmb{s}_c$ , followed by a folding operation (i.e., the inverse of the unfolding operation). Finally, we employ a $1 \times 1$ convolution to blend information across the channel dimension, followed by a $3 \times 3$ convolution for channel adjustment, with LeakyReLU in between. The output from the last $3 \times 3$ convolution layer is then added to the upsampled LR frame to produce the final HR frame, $\hat{\pmb{y}}_c$ . + +# 3.4 Multi-Scale Structural and Textural Priors for AVSR + +Accurately characterizing image structure and texture at multiple scales is crucial for the task of AVSR. Fortunately, the scale-space theory in computer vision and image processing [28,34] provides an elegant theoretical framework for this purpose. The most common approach to creating a scale space is to convolve the original image with a linear Gaussian kernel of varying widths, using the standard deviation $\sigma$ as the scale parameter [23]. Additionally, the Laplacian of Gaussian and the difference of Gaussians are also frequently employed as linear scale-space representations, such as in the development of the influential SIFT image descriptor [37]. With the rise of deep learning, non-linear scale-space representations have become more accessible thanks to the alternating convolution and subsampling operations in CNNs. A notable example is due to Ding et al. [12], who observed that the multi-stage feature maps computed from the pre-trained VGG network [47] effectively discriminate structure and texture at + +Table 1: Quantitative comparison with state-of-the-art methods on the REDS validation set (PSNR↑ / SSIM↑ / LPIPS↓). The best results are highlighted in boldface. + +
MethodScale
BackboneUpsampling Unit×2×3×4×6×8
Bicubic31.51/0.911/0.16526.82/0.788/0.37724.92/0.713/0.48422.89/0.622/0.63121.69/0.574/0.699
EDVR [57]36.03/0.961/0.07232.59/0.904/0.10830.24/0.853/0.20227.02/0.733/0.34925.38/0.678/0.411
ArbSR [55]34.48/0.942/0.09630.51/0.862/0.20028.38/0.799/0.29526.32/0.710/0.42825.08/0.641/0.492
EQSR [56]34.71/0.943/0.08230.71/0.867/0.19428.75/0.804/0.28326.53/0.718/0.39125.23/0.645/0.459
RDN [60]LTE [30]34.63/0.942/0.09330.64/0.865/0.20428.65/0.801/0.28926.46/0.714/0.41025.15/0.660/0.488
CLIT [8]34.63/0.942/0.09230.63/0.865/0.20428.63/0.801/0.29026.43/0.714/0.40025.14/0.661/0.467
OPE [49]34.05/0.939/0.08230.52/0.864/0.19928.63/0.800/0.29326.37/0.711/0.42125.04/0.655/0.504
SwinIR [31]LTE [30]34.73/0.943/0.09130.73/0.866/0.20028.75/0.804/0.28426.56/0.718/0.40325.24/0.669/0.480
CLIT [8]34.63/0.942/0.09330.64/0.865/0.20528.64/0.802/0.29126.45/0.715/0.40025.15/0.662/0.466
OPE [49]33.39/0.935/0.08129.40/0.820/0.21728.49/0.785/0.29226.30/0.698/0.39825.01/0.648/0.487
VideoINR [11]31.59/0.900/0.14430.04/0.852/0.19728.13/0.791/0.26325.27/0.687/0.37423.46/0.619/0.470
MoTIF [9]31.03/0.898/0.10030.44/0.862/0.18628.77/0.807/0.26025.63/0.698/0.36925.12/0.664/0.467
ST-AVSR (Ours)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
+ +different locations and scales, as illustrated in Fig. 1. Motivates by these theoretical and computational studies, we also choose to work with the multi-stage VGG feature maps, upsampling and concatenating them along the channel dimension. Next, we apply a $1 \times 1$ convolution to reduce the number of channels to $C$ and concatenate them with the current frame $\boldsymbol{x}_c$ , which serves as the multiscale structural and textural prior, denoted by $\boldsymbol{p}_c$ . Inserting these structural and textural priors into the baseline model B-AVSR is straightforward: we replace all instances of $\boldsymbol{x}$ with $\boldsymbol{p}$ (except for the last residual connection which produces the HR video $\hat{\boldsymbol{y}}$ ). This completes our ultimate AVSR model, ST-AVSR. + +# 4 Experiments + +In this section, we first describe the experimental setups and then compare the proposed ST-AVSR against state-of-the-art AISR and AVSR methods, followed by a series of ablation studies to justify the key design choices of ST-AVSR, especially the incorporation of the multi-scale structural and textural prior. + +# 4.1 Experimental Setups + +Datasets. ST-AVSR is trained on the REDS dataset [41], which comprises 240 videos of resolution $720 \times 1$ , 280 captured by GoPro. Each video consists of 100 HR frames. Following the settings in [8,9,11], we generate LR frames using the bicubic degradation model, with randomly sampled scaling factors $(\alpha, \beta)$ from a uniform distribution $\mathcal{U}[1,4]$ . We test ST-AVSR on the validation set of REDS comprising 30 videos, and the Vid4 dataset [35] containing 4 videos. + +Data Pre-processing. To enable mini-batch training with varying LR/HR resolutions, we adapt the pre-processing method used for AISR in EQSR [56] to + +![](images/5a466e72f858f70e229aad836d20bdcae19a39b1a9abef7187f3e731b8d98280.jpg) +Bicubic + +![](images/6114a9681302d0cb3a3d39cc4f0b4e3fef43a1027f9e90155dd622367753d522.jpg) +RDN+OPE + +![](images/8f74213ba57c15a260050479236fe8ccebe72be613bcb5de14ed975e74c582a2.jpg) +SwinIR+LTF + +![](images/ed3e3ac3fde1b0b77f366c5428a03391f2f6ddf5c43dc88e1ee87cbf450d5bcd.jpg) +SwinIR+CLIT + +![](images/80b90a1b0aaedfba49af124a8ae565e1ed23afd348d7ed5f4bd35ea93663aa15.jpg) +EOSR + +Bicubic + +![](images/58992dd015a484d08450baf53b07c237bf388415c18e6c307f35c26cad41bd33.jpg) +VideoINR + +![](images/37383a73725126a86b0220549e91051ddf1d640a71842c19f59e7cd8dfc4a2c9.jpg) +MoTIF + +![](images/15e49d89f0c396e5bf5a6d6f63427b264ab34ebf0cb8193b212783faefdd66be.jpg) +Ours + +![](images/47a43815d9f0dab4e1c0f17eba1af9312853ef88c86322e0e65990d836d88be9.jpg) +GT + +Bicubic + +![](images/4d417e73ebaa269cf027e08768e7d84604a25a022505c26591f8e3f33af15c24.jpg) +RDN+OPE + +![](images/875eb88c00ed1cfc62ef4c414348a7e84e440d58d01a2325d21b3fdf65705c0f.jpg) +SwinIR+LTE + +![](images/fa4b0a1f45bc80060c42e81f6590f1c42b14b6c17d108ea984ba0dcac5064572.jpg) +SwinIR+CLIT + +![](images/a7c266ade953637e269b9e8d942f3743a6c6d9e2604a60d7e5bc36f9cf452569.jpg) +EOSR + +![](images/50bad08d9737a486c97b93469e9eb93eb6f5c4afabcda4725d5ed62ae0890d2e.jpg) +Bicubic +Fig. 4: Visual comparison of different AVSR methods on the REDS dataset. Zoom in for better distortion visibility. + +![](images/73e845a12f5d8cbaca92d276de923f14d088c1878519f7726da843152607960e.jpg) +VideoINR + +![](images/4dcf8dd03bf74743887de6c63f8d38e428eab1f4ba4ce4f28e857cb223d1d977.jpg) +MoTIF + +![](images/7fe3dfed97ac2b9eac407d3ffeb281524fecb979dcc4efa49d330a0750a4017e.jpg) +Ours + +![](images/1eedfc0524c17793d68ec150d83b07f9172f4daca8f9bb7f84453294dd3991f7.jpg) +GT + +AVSR. Specifically, from an HR video patch of size $\alpha P\times \beta P\times T$ , we generate the input LR video patch by resizing it to $P\times P\times T$ . We next crop a set of ground-truth patches of size $P\times P\times T$ from the same HR patch. The respective relative coordinates $(\delta_{\alpha},\delta_{\beta})$ are recorded for use in the hyper-upsampling unit to differentiate between different ground-truth patches for the same input (see also the data pre-processing pipeline in the Supplementary). Data augmentation techniques include random rotation (by $90^{\circ}$ , $180^{\circ}$ , or $270^{\circ}$ ) and random horizontal and vertical flipping. + +Implementation Details. ST-AVSR is end-to-end optimized for 300K iterations. Adam [27] is chosen as the optimizer, with an initial learning rate $2 \times 10^{-4}$ that is gradually lowered to $1 \times 10^{-6}$ by cosine annealing [36]. We set the input patch size to $P = 80$ , the sequence length to $T = 15$ , the sliding window size to $L = 2$ , the number of ResBlocks to $N_{1} = N_{2} = 15$ , the unfolding neighborhood to $K = 3$ , and the SR feature dimension to $C = 64$ , respectively. The hidden dimensions of the MLP in the hyper-upsampling unit are 16, 16, 16, and 64, respectively. The parameters of PWC-Net [50] as the optical flow estimator and the pre-trained VGG network to derive the multi-scale structural and textural prior are frozen during training. We use the Charbonnier loss [29]: + +$$ +\ell (\hat {\boldsymbol {y}}, \boldsymbol {y}) = \frac {1}{(T + 1) | \mathcal {Z} |} \sum_ {i = 0} ^ {T} \sum_ {z \in \mathcal {Z}} \sqrt {(\hat {\boldsymbol {y}} _ {i} (z) - \boldsymbol {y} _ {i} (z)) ^ {2} + \epsilon}, \tag {10} +$$ + +Table 2: Quantitative comparison with state-of-the-art methods for AVSR on the Vid4 dataset (PSNR↑ / SSIM↑ / LPIPS↓). The inference time is averaged over all frames from the four test videos for $\times 4$ SR. + +
MethodScaleInference time (s)
BackboneUpsampling Unit×2.5/3.5×4/4×7.2/6
Bicubic23.00/0.728/0.39620.96/0.617/0.49818.73/0.463/0.691—
ArbSR [55]25.86/0.815/0.22424.01/0.721/0.31321.23/0.540/0.4780.2955
EQSR [56]26.24/0.826/0.21024.16/0.730/0.30021.72/0.573/0.4430.4181
LTD [30]25.98/0.818/0.22624.03/0.722/0.31221.64/0.565/0.4550.2363
RDN [60]CLIT [8]25.83/0.815/0.22323.94/0.721/0.31221.62/0.563/0.4580.7805
OPE [49]25.77/0.818/0.21723.98/0.719/0.31721.60/0.559/0.4830.1242
SwinIR [31]LTD [30]26.43/0.826/0.21724.09/0.727/0.30521.72/0.570/0.4480.3332
CLIT [8]25.89/0.818/0.22424.00/0.724/0.31421.65/0.565/0.4570.9016
OPE [49]25.55/0.801/0.22123.93/0.711/0.32021.58/0.551/0.4710.2008
VideoINR [11]23.02/0.715/0.20324.34/0.741/0.24920.80/0.536/0.4310.2364
MoTIF [9]23.55/0.734/0.20924.52/0.746/0.26120.94/0.546/0.4260.4053
ST-AVSR (Ours)29.09/0.913/0.06926.16/0.852/0.12721.60/0.668/0.3060.0495
+ +![](images/9c034dd7305209d1700d14253514429589ca041ea9544c44758e8504845e0ef7.jpg) +Fig. 5: PSNR and LPIPS variations for different scaling factors on Vid4. + +![](images/c24b88ccaf07222e1ac6e2cad27bdcdc0eff05e9a613081084789ec45a4c5f95.jpg) + +where $z \in \mathcal{Z}$ denotes the spatial index, and $|\mathcal{Z}|$ is the number of all spatial indices. $\pmb{y}$ indicates the ground-truth HR video sequence and $\epsilon$ is a smoothing parameter set to $1 \times 10^{-9}$ in our experiments. + +# 4.2 Comparison with State-of-the-art Methods + +We compare ST-AVSR with state-of-the-art AISR and AVSR methods. For AISR, we choose methods from two categories: 1) learnable adaptive filter-based upsampling, including ArbSR [55] and EQSR [56] and 2) implicit neural representation-based upsampling, including LTE [30], CLIT [8] and OPE [49]. For AVSR, we compare with VideoINR [11] and MoTIF [9]. Additionally, we include EDVR [57], a state-of-the-art VSR method for integer scaling factors. All competing methods have been finetuned on the REDS dataset for a fair comparison, and we evaluate their generalization ability on Vid4 [35] and using unseen degradation models. + +![](images/133b9fa0d5c38d140980936caeca5ce9352735e9f0d90a5754ec9baf07575f69.jpg) +Fig. 6: Visual comparison of different AVSR methods on Vid4. + +![](images/4f86ceba1383fb128bf1bbc1c9f327e261c33c791a2166815b2d0ade44f28bd7.jpg) +Fig. 7: Temporal consistency comparison. We visualize the pixel variations in the row indicated by the pink dashed line along the temporal dimension. + +Comparison on REDS. Benefiting from the long-term spatiotemporal dependency modeling and the multi-scale structural and textural prior, ST-AVSR achieves the best results under all evaluation metrics and across all scaling factors, presented in Table 1. The dramatic visual quality improvements can also be clearly seen in Fig. 4, in which ST-AVSR recovers more faithful detail with less severe distortion across different scales. + +Generalization on Vid4. AVSR models trained on REDS are directly applicable to Vid4, which serves as a generalization test. The quantitative results, listed in Table 2, indicate that ST-AVSR surpasses all competing methods by + +![](images/7b33a2eb36a10286d42442252e673ae0b1b6263ceea9b944ffe8da8713d1ea41.jpg) +Fig. 8: Qualitative and quantitative (PSNR↑ / SSIM↑ / LPIPS↓) comparison of different AVSR methods under an unseen degradation model. + +wide margins in terms of SSIM and LPIPS across varying scaling factors. A closer look is provided in Fig. 5, illustrating the PSNR and LPIPS variations for different scaling factors. It is evident that existing AVSR methods, particularly VideoINR and MoTIF, fail to achieve satisfactory SR performance for non-integer and asymmetric scales. This issue is mainly due to the pixel misalignment between the super-resolved and ground-truth frames, leading to oscillating PSNR values. Such oscillation is less pronounced in terms of LPIPS as it offers some degree of robustness to misalignment through the VGG feature hierarchy. As for ST-AVSR, it degrades gracefully with increasing scaling factors, including non-integer and asymmetric ones. Table 2 also presents the average inference time for each competing method, measured over all frames from Vid4 for $\times 4$ SR using an NVIDIA RTX A6000 GPU. ST-AVSR runs nearly in real-time and is significantly faster than all competing methods, especially those based on implicit neural representations. + +Qualitative results are shown in Fig. 6, where we find that ST-AVSR consistently produces natural and visually pleasing SR outputs. It excels in reconstructing both non-structured and structured texture, which we believe arises from the incorporation of the multi-scale structural and textural prior, as also supported by previous studies [13]. Additionally, Fig. 7 compares temporal consistency by unfolding one row of pixels as indicated by the pink dashed line along the temporal dimension. The temporal profiles of the competing methods appear blurry and zigzagging, indicating temporal flickering artifacts. In contrast, the temporal profile of ST-AVSR is closer to the ground-truth, with a sharper and smoother visual appearance. + +Generalization to Unseen Degradation Models. A practical AVSR method must be effective under various, potentially unseen degradation models. To evaluate this, we generate test video sequences by incorporating more complex video degradations [7], such as noise contamination and video compression before bicubic downsampling, which are absent from the training data. Fig. 8 presents visual comparison of $\times 4$ SR results. Given the degradation gap + +Table 3: Ablation analysis of ST-AVSR on REDS (PSNR↑ / SSIM↑ / LPIPS↓). See the text for the details of different variants. + +
Scale
×2×3×4×6×8
Variant 1)35.23/0.952/0.04831.56/0.907/0.11729.31/0.851/0.16826.63/0.770/0.27125.09/0.701/0.339
Variant 2)36.74/0.968/0.04333.02/0.932/0.07230.68/0.889/0.12427.57/0.801/0.23325.76/0.735/0.305
Variant 3)36.39/0.965/0.04332.65/0.927/0.08030.39/0.883/0.13327.43/0.796/0.24025.64/0.730/0.313
Variant 4)36.62/0.967/0.04032.75/0.928/0.07730.36/0.882/0.13127.29/0.790/0.23925.47/0.722/0.314
Variant 5)36.48/0.966/0.03932.78/0.928/0.07430.41/0.883/0.12727.37/0.793/0.23925.59/0.727/0.316
Variant 6)36.34/0.965/0.04432.64/0.927/0.07730.29/0.881/0.13127.28/0.792/0.24225.50/0.725/0.318
B-AVSR35.94/0.960/0.05831.86/0.910/0.11029.67/0.861/0.16826.83/0.771/0.26925.13/0.706/0.339
ST-AVSR (L=0)36.15/0.963/0.04732.42/0.924/0.08030.12/0.879/0.13527.18/0.790/0.24925.44/0.725/0.323
ST-AVSR (L=1)36.44/0.966/0.04532.93/0.929/0.07930.49/0.883/0.13127.39/0.796/0.23125.60/0.729/0.313
ST-AVSR (L=2)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
ST-AVSR (L=3)36.94/0.971/0.04033.48/0.939/0.06531.05/0.898/0.11427.88/0.809/0.22526.00/0.740/0.308
+ +between training and testing, all methods, including ST-AVSR, exhibit some form of artifacts. Nevertheless, the result by ST-AVSR appears more natural and less distorted, as also confirmed by higher objective quality values. + +# 4.3 Ablation Studies + +We conduct a series of ablation experiments on the flow-refined cross-attention unit, investigating the following variants: 1) disabling the entire unit, 2) disabling flow rectification (Eqs. (3) and (4)), 3) disabling flow estimation (i.e., using only deformable convolution as a form of coarse flow estimation), 4) replacing local cross-attention and global self-attention (Eqs. (5) to (9)) with naïve feature concatenation, 5) disabling only local cross-attention (Eqs. (5) to (7)), 6) disabling only global self-attention (Eqs. (8) and (9)). We also compare B-AVSR (without the multi-scale structural and textural prior) to ST-AVSR, and vary the length of the local window $L$ in ST-AVSR. The results are shown in Table 3, where we find that all design choices contribute positively to AVSR. Notably, adding the multi-scale structural and textural prior significantly boosts performance by up to 1.5 dB. Additionally, ST-AVSR benefits from a larger window size to attend to more future frames. However, this also increases the computational complexity, and therefore, we set $L = 2$ as a reasonable compromise. + +# 5 Conclusion + +We have introduced an arbitrary-scale video super-resolution method. Our baseline model, B-AVSR, adopts a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features, along with a hyper-upsampling unit for efficient arbitrary-scale upsampling. Furthermore, our complete model, ST-AVSR, integrates a multi-scale structural and textural prior derived from the pre-trained VGG network. 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Arbitrary-scale video super-resolution (AVSR) aims to enhance the resolution of video frames, potentially at various scaling factors, which presents several challenges regarding spatial detail reproduction, temporal consistency, and computational complexity. In this paper, we first describe a strong baseline for AVSR by putting together three variants of elementary building blocks: 1) a flow-guided recurrent unit that aggregates spatiotemporal information from previous frames, 2) a flow-refined cross-attention unit that selects spatiotemporal information from future frames, and 3) a hyper-upsampling unit that generates scale-aware and content-independent upsampling kernels. We then introduce ST-AVSR by equipping our baseline with a multi-scale structural and textural prior computed from the pre-trained VGG network. This prior has proven effective in discriminating structure and texture across different locations and scales, which is beneficial for AVSR. Comprehensive experiments show that ST-AVSR significantly improves super-resolution quality, generalization ability, and inference speed over the state-of-the-art. The code is available at https://github.com/shangwei5/ST-AVSR." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 159, + 489, + 453, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 489, + 453, + 510 + ], + "spans": [ + { + "bbox": [ + 159, + 489, + 453, + 510 + ], + "type": "text", + "content": "Keywords: Arbitrary-scale video super-resolution " + }, + { + "bbox": [ + 159, + 489, + 453, + 510 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 489, + 453, + 510 + ], + "type": "text", + "content": " Structural and textural priors" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 561, + 482, + 646 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 561, + 482, + 646 + ], + "spans": [ + { + "bbox": [ + 130, + 561, + 482, + 646 + ], + "type": "text", + "content": "The evolutionary and developmental processes of our visual systems have presumably been shaped by continuous visual data [54]. Yet, how to acquire and represent a natural scene as a continuous signal remains wide open. This difficulty stems from two main factors. The first is the physical limitations of digital imaging devices, including sensor size and density, optical diffraction, lens quality, electrical noise, and processing power. The second is the inherent complexities of natural scenes, characterized by their wide and deep frequencies, which pose" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 653, + 236, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 236, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 236, + 665 + ], + "type": "text", + "content": "* Corresponding author." + } + ] + } + ], + "index": 11 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "significant challenges for applying the Nyquist-Shannon sampling [42] and compressed sensing [15] theories to accurately reconstruct continuous signals from discrete samples. Consequently, natural scenes are predominantly represented as discrete pixel arrays, often with limited resolution." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "spans": [ + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "type": "text", + "content": "Super-resolution (SR) provides an effective means of enhancing the resolution of low-resolution (LR) images and videos [24, 45]. Early deep learning-based SR methods [14, 33, 46, 60] focus on fixed integer scaling factors (e.g., " + }, + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "type": "inline_equation", + "content": "\\times 4" + }, + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "type": "inline_equation", + "content": "\\times 8" + }, + { + "bbox": [ + 130, + 167, + 480, + 310 + ], + "type": "text", + "content": "), each corresponding to an independent convolutional neural network (CNN). This limits their applicability in real-world scenarios, where varying scaling requirements are common. From the human vision perspective, users may want to continuously zoom in on images and videos to arbitrary scales using the two-finger pinch-zoom feature on mobile devices as a natural form of human-computer interaction. From the machine vision perspective, different applications (such as computer-aided diagnosis, remote sensing, and video surveillance) may require different scaling factors to zoom in on different levels of detail for optimal analysis and decision-making." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 312, + 481, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 481, + 433 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 481, + 433 + ], + "type": "text", + "content": "Recently, arbitrary-scale image SR (AISR) [3,8,22,30,55,56] has gained significant attention due to its capability of upsampling LR images to arbitrary high-resolution (HR) using a single model. Contemporary AISR methods can be categorized into three classes based on how arbitrary-scale upsampling is performed: interpolation-based methods [1,26], learnable adaptive filter-based methods [22,55,56], and implicit neural representation-based methods [8,10,30]. These algorithms face several limitations, including quality degradation at high (and possibly integer) scales [10,22,55], high computational complexity [8,30], and difficulty in generalizing across unseen scales and degradation models [8,10,22,30], as well as temporal inconsistency in video SR." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 435, + 481, + 508 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 435, + 481, + 508 + ], + "spans": [ + { + "bbox": [ + 130, + 435, + 481, + 508 + ], + "type": "text", + "content": "Compared to AISR, arbitrary-scale video SR (AVSR) is significantly more challenging due to the added time dimension. Existing AVSR methods [9, 11] rely primarily on conditional neural radiance fields [40] as continuous signal representations. Due to the high computational demands during training and inference, only two adjacent frames are used for spatiotemporal modeling, which is bound to be suboptimal." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 510, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 481, + 666 + ], + "type": "text", + "content": "In this work, we aim for AVSR with the goal of reproducing faithful spatial detail and maintaining coherent temporal consistency at low computational complexity. We first describe a strong baseline, which we name B-AVSR, by identifying and combining three variants of elementary building blocks [6,53,59]: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. The flow-guided recurrent unit captures long-term spatiotemporal dependencies from previous frames. The flow-refined cross-attention unit first rectifies the flow estimation inaccuracy. The refined features are then used to select beneficial spatiotemporal information from a local window of future frames via cross-attention, which complements the flow-guided recurrent unit. 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Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 483, + 213 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 483, + 213 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 483, + 213 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 483, + 213 + ], + "type": "image", + "image_path": "ce450da441c7d34a70569076ecfab13f6a3c4e95ea47fc4b12fb09c8cd62edf2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 217, + 482, + 262 + ], + "lines": [ + { + "bbox": [ + 130, + 217, + 482, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 217, + 482, + 262 + ], + "type": "text", + "content": "Fig. 1: Visualization of our multi-scale structural and textural prior derived from the pre-trained VGG network. A warmer color indicates a higher probability that the local patch at a given scale will be perceived as visual texture. Image borrowed from [12] with permission." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 284, + 482, + 427 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 284, + 482, + 427 + ], + "spans": [ + { + "bbox": [ + 130, + 284, + 482, + 427 + ], + "type": "text", + "content": "Furthermore, we introduce our complete AVSR solution, ST-AVSR, which enhances B-AVSR by incorporating a multi-scale structural and textural prior. ST-AVSR is rooted in the scale-space theory [34] in computer vision and image processing, which suggests that human perception and interpretation of real-world structure and texture are scale-dependent. As shown in Fig. 1, the hay area (located at the bottom right of the image) can be perceived alternately as structure and texture at different scales. Precisely characterizing such structure-texture transition across scales would be immensely beneficial for AVSR. Inspired by [12], we derive the multi-scale structural and textural prior from the multistage feature maps of the pre-trained VGG network [47]. These feature maps have proven effective in discriminating structure and texture across scales and in capturing mid-level visual concepts related to image layout [16]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 428, + 385, + 439 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 428, + 385, + 439 + ], + "spans": [ + { + "bbox": [ + 146, + 428, + 385, + 439 + ], + "type": "text", + "content": "In summary, our main technical contributions include" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 445, + 480, + 539 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 138, + 445, + 479, + 469 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 445, + 479, + 469 + ], + "spans": [ + { + "bbox": [ + 138, + 445, + 479, + 469 + ], + "type": "text", + "content": "- A strong baseline, B-AVSR, that is a nontrivial combination of three variants of elementary building blocks in literature [6, 53, 59]," + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 469, + 480, + 491 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 469, + 480, + 491 + ], + "spans": [ + { + "bbox": [ + 138, + 469, + 480, + 491 + ], + "type": "text", + "content": "- A high-performing AVSR algorithm, ST-AVSR, that leverages a powerful multi-scale structural and textural prior, and" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 493, + 480, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 493, + 480, + 539 + ], + "spans": [ + { + "bbox": [ + 138, + 493, + 480, + 539 + ], + "type": "text", + "content": "- A comprehensive experimental demonstration, that ST-AVSR significantly surpasses competing methods in terms of SR quality on different test sets, generalization ability to unseen scales and degradation models, as well as inference speed." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 558, + 237, + 570 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 558, + 237, + 570 + ], + "spans": [ + { + "bbox": [ + 132, + 558, + 237, + 570 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 582, + 479, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 479, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 479, + 605 + ], + "type": "text", + "content": "In this section, we review key components of VSR, upsampling modules for AISR and AVSR, and natural scene priors employed in SR." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 622, + 288, + 634 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 622, + 288, + 634 + ], + "spans": [ + { + "bbox": [ + 131, + 622, + 288, + 634 + ], + "type": "text", + "content": "2.1 Key Components of VSR" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Kappeler et al. [25] pioneered CNN-based approaches for VSR, emphasizing two key components: feature alignment and aggregation. Subsequent studies have" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "text", + "content": "ST-AVSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 285 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 285 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 285 + ], + "type": "text", + "content": "focused on enhancing these components. EDVR [57] introduced pyramid deformable alignment and spatiotemporal attention for feature alignment and aggregation. BasicVSR [5] and BasicVSR++ [6] employ an optical flow-based module to estimate motion correspondence between neighboring frames for feature alignment and a bidirectional propagation module to aggregate spatiotemporal information from previous and future frames, which set the VSR performance record at that time. RVRT [32] enhanced VSR performance by utilizing a recurrent video restoration Transformer with guided deformable attention albeit at the expense of substantially increased computational complexity. Additionally, MoTIF [9] integrated VSR with video frame interpolation, which achieved limited success due to the ill-posedness of the task. In our work, we combine a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features from previous and future frames, while keeping computational complexity manageable." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 300, + 373, + 312 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 300, + 373, + 312 + ], + "spans": [ + { + "bbox": [ + 132, + 300, + 373, + 312 + ], + "type": "text", + "content": "2.2 Upsampling Modules for AISR and AVSR" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 319, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 319, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 482, + 521 + ], + "type": "text", + "content": "Compared to fixed-scale SR methods [14, 31, 33, 46, 60], upsampling plays a more crucial role in AISR and AVSR. Besides direct interpolation-based upsampling [1, 26], learnable adaptive filter-based upsampling and implicit neural representation-based upsampling are commonly used. Meta-SR [22] was the pioneer in AISR, dynamically predicting the upsampling kernels using a single model. ArbSR [55] introduced a scale-aware upsampling layer compatible with fixed-scale SR methods. EQSR [56] proposed a bilateral encoding of both scale-aware and content-dependent features during upsampling. Inspired by the success of implicit neural representations in computer graphics [39, 43], this approach has also been applied to AISR and AVSR. For instance, LIIF [10] predicts the RGB values of HR pixels using the coordinates of LR pixels along with their neighboring features as inputs. LTE [30] captures more fine detail with a local texture estimator, and CLIT [8] enhances representation expressiveness with cross-scale attention and multi-scale reconstruction. OPE [49] introduced orthogonal position encoding for efficient upsampling. CiaoSR [3] proposed an attention-based weight ensemble algorithm for feature aggregation in a large receptive field." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 522, + 482, + 594 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 482, + 594 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 482, + 594 + ], + "type": "text", + "content": "Existing AVSR methods [9,11] also use implicit neural representations but are constrained to modeling spatiotemporal relationships between only two adjacent frames due to the high computational costs involved. The proposed ST-AVSR addresses this limitation by employing a lightweight hyper-upsampling unit to predict scale-aware and content-independent upsampling kernels, allowing for pre-computation to speed up inference." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 610, + 303, + 621 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 610, + 303, + 621 + ], + "spans": [ + { + "bbox": [ + 132, + 610, + 303, + 621 + ], + "type": "text", + "content": "2.3 Natural Scene Priors for SR" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "The history of SR, or more generally low-level vision, is closely tied to the development of natural scene priors. Commonly used priors in SR include the smoothness prior [4], sparsity prior [38], self-similarity prior [18], edge/gradient" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "W. Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 115, + 479, + 287 + ], + "blocks": [ + { + "bbox": [ + 136, + 115, + 479, + 287 + ], + "lines": [ + { + "bbox": [ + 136, + 115, + 479, + 287 + ], + "spans": [ + { + "bbox": [ + 136, + 115, + 479, + 287 + ], + "type": "image", + "image_path": "1d322da49a37bebb99e116f3da1d2efab4cac004547205e7c08269400cd064c5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "lines": [ + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "spans": [ + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "text", + "content": "Fig. 2: System diagram of B-AVSR, which reconstructs an arbitrary-scale HR video " + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{y}}" + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "text", + "content": " from an LR video input " + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\pmb{x}" + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "text", + "content": ". B-AVSR is composed of three variants of elementary building blocks: 1) a flow-guided recurrent unit to aggregate features from previous frames, 2) a flow-refined cross-attention unit to select features from future frames (see also Fig. 3), and 3) a hyper-upsampling unit to prepare SR features and predict SR kernels for HR frame reconstruction. ST-AVSR is built on top of B-AVSR by replacing all instances of " + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\pmb{x}" + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "text", + "content": " with the multi-scale structural and textural prior " + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "inline_equation", + "content": "\\pmb{p}" + }, + { + "bbox": [ + 130, + 292, + 482, + 381 + ], + "type": "text", + "content": " (see the detailed text description in Sec. 3.4)." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 410, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 410, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 410, + 482, + 495 + ], + "type": "text", + "content": "prior [20], deep architectural prior [52], temporal consistency prior [2], motion prior [44, 51], and perceptual prior [58]. In the subfield of AISR and AVSR, the scaling factor-based priors have exclusively been leveraged [17, 55, 56]. In this paper, we introduce a multi-scale structural and textural prior that effectively separates structure and texture at varying locations and scales, capturing their alternating and smooth transitions. We demonstrate its effectiveness in enhancing AVSR." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 529, + 326, + 542 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 529, + 326, + 542 + ], + "spans": [ + { + "bbox": [ + 132, + 529, + 326, + 542 + ], + "type": "text", + "content": "3 Proposed Method: ST-AVSR" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": "Given an LR video sequence " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{x} = \\{\\pmb{x}_i\\}_{i=0}^T" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\pmb{x}_i \\in \\mathbb{R}^{H \\times W}" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": "-th frame, and " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "W" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": " are the frame height and width, respectively, the goal of the proposed B-AVSR and ST-AVSR is to reconstruct an HR video sequence " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{y}} = \\{\\hat{\\pmb{y}}_i\\}_{i=0}^T" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{y}}_i \\in \\mathbb{R}^{(\\alpha H) \\times (\\beta W)}" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\alpha, \\beta \\geq 1" + }, + { + "bbox": [ + 130, + 568, + 482, + 666 + ], + "type": "text", + "content": " are two user-specified scaling factors. Our baseline B-AVSR consists of three variants of basic building blocks: 1) a flow-guided recurrent unit, 2) a flow-refined cross-attention unit, and 3) a hyper-upsampling unit. ST-AVSR enhances B-AVSR by incorporating a multiscale structural and textural prior. 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The flow-guided recurrent unit allows the proposed B-AVSR to incorporate long-term historical context while being flow-aware." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 132, + 597, + 338, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 597, + 338, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 597, + 338, + 609 + ], + "type": "text", + "content": "3.2 Flow-Refined Cross-Attention Unit" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "The computation of " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "h_i" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " in the flow-guided recurrent unit depends entirely on features extracted from previous frames. To benefit from future frames, similar to bidirectional recurrent networks, but without the need for computing and storing backward hidden states, we use a sliding window approach to selectively" + } + ] + } + ], + "index": 14 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "type": "text", + "content": "W. Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "spans": [ + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": "aggregate spatiotemporal information from " + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": " future frames. Specifically, given a local future window of frames " + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "inline_equation", + "content": "\\{\\pmb{x}_i\\}_{i=c}^{c+L}" + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": ", we first compensate for the inaccuracy in optical flow estimation between " + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "inline_equation", + "content": "\\pmb{x}_c" + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "inline_equation", + "content": "\\pmb{x}_{c+t}" + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": " due to their potentially large temporal interval [6]. As shown in Fig. 3 (a), we adopt a lightweight CNN with three convolution layers and LeakyReLU activations in between to predict the flow offsets " + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "inline_equation", + "content": "\\Delta f_{c\\rightarrow c+t}" + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": " and modulation scalars " + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "inline_equation", + "content": "m_{c\\rightarrow c+t}" + }, + { + "bbox": [ + 131, + 116, + 479, + 188 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 178, + 198, + 480, + 210 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 198, + 480, + 210 + ], + "spans": [ + { + "bbox": [ + 178, + 198, + 480, + 210 + ], + "type": "interline_equation", + "content": "\\Delta \\boldsymbol {f} _ {c \\rightarrow c + t}, \\boldsymbol {m} _ {c \\rightarrow c + t} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {h} _ {c + t}\\right), \\quad t \\in \\mathcal {T} = \\{1, \\dots , L \\}, \\tag {3}", + "image_path": "8fca4485cce14653d03c2b9adfbca8d98425589cb8dad06eb03d28ab31a533e5.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "spans": [ + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "inline_equation", + "content": "\\mathsf{SConv}(\\cdot)" + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "content": " denotes a generic CNN with standard convolutions. We then rectify the flow estimation as " + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "inline_equation", + "content": "f_{c\\to c + t} + \\Delta f_{c\\to c + t}" + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "inline_equation", + "content": "f_{c\\to c + t} = \\mathsf{flow}(x_c,x_{c + t})" + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "content": " and use it together with " + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "inline_equation", + "content": "m_{c\\to c + t}" + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "content": " to align " + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "inline_equation", + "content": "h_{c + t}" + }, + { + "bbox": [ + 131, + 219, + 479, + 255 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 172, + 265, + 479, + 277 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 172, + 265, + 479, + 277 + ], + "spans": [ + { + "bbox": [ + 172, + 265, + 479, + 277 + ], + "type": "interline_equation", + "content": "\\boldsymbol {h} _ {c + t \\rightarrow c} = \\mathrm {D C o n v} \\left(\\boldsymbol {h} _ {c + t}, \\boldsymbol {f} _ {c \\rightarrow c + t} + \\Delta \\boldsymbol {f} _ {c \\rightarrow c + t}, \\text {s i g m o i d} \\left(\\boldsymbol {m} _ {c \\rightarrow c + t}\\right)\\right), \\tag {4}", + "image_path": "467f170c7007f3068ed1054938d1bbb26c4ae14589457356171bb3b4b1fc873b.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 285, + 479, + 320 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 285, + 479, + 320 + ], + "spans": [ + { + "bbox": [ + 131, + 285, + 479, + 320 + ], + "type": "text", + "content": "where we normalize the modulation scalars as sigmoid " + }, + { + "bbox": [ + 131, + 285, + 479, + 320 + ], + "type": "inline_equation", + "content": "(\\pmb{m}_{c\\rightarrow c + t})" + }, + { + "bbox": [ + 131, + 285, + 479, + 320 + ], + "type": "text", + "content": " . DConv(·) denotes a generic CNN with modulated deformable convolutions [61]. Here DConv(·) is implemented by a single deformable convolutional layer." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "spans": [ + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": "We selectively aggregate useful future information via local cross-attention. As shown in Fig. 3 (b), the query " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "\\mathbf{q}_c" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": " is derived from the current hidden state " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "\\mathbf{h}_c" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": ". The key " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "\\mathbf{k}_{c + t\\to c}" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": " and the value " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "\\mathbf{v}_{c + t\\rightarrow c}" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": " are generated from the " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": "-th aligned hidden state " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "\\mathbf{h}_{c + t\\rightarrow c}" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "inline_equation", + "content": "t\\in \\mathcal{T} = \\{1,\\dots ,L\\}" + }, + { + "bbox": [ + 131, + 322, + 479, + 369 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 142, + 379, + 479, + 391 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 379, + 479, + 391 + ], + "spans": [ + { + "bbox": [ + 142, + 379, + 479, + 391 + ], + "type": "interline_equation", + "content": "\\boldsymbol {q} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}\\right), \\boldsymbol {k} _ {c + t \\rightarrow c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c + t \\rightarrow c}\\right), \\text {a n d} \\boldsymbol {v} _ {c + t \\rightarrow c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c + t \\rightarrow c}\\right). \\tag {5}", + "image_path": "72df4d9bbee30f99add79f5fcf425874b79ba52dedafc9b23e556f3e1540f44f.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "spans": [ + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "text", + "content": "We measure the feature similarity between the query " + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "inline_equation", + "content": "\\pmb{q}_c(z)" + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "text", + "content": " and the keys " + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "inline_equation", + "content": "\\{\\pmb{k}_{c + t\\rightarrow c}(z)\\}_{t\\in \\mathcal{T}}" + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "text", + "content": " at spatial position " + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "inline_equation", + "content": "z" + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "text", + "content": " using inner product " + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "inline_equation", + "content": "\\langle \\cdot ,\\cdot \\rangle" + }, + { + "bbox": [ + 131, + 399, + 479, + 424 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 208, + 433, + 479, + 459 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 433, + 479, + 459 + ], + "spans": [ + { + "bbox": [ + 208, + 433, + 479, + 459 + ], + "type": "interline_equation", + "content": "\\boldsymbol {a} _ {c + t \\rightarrow c} (z) = \\frac {\\exp \\left(\\langle \\boldsymbol {q} _ {c} (z) , \\boldsymbol {k} _ {c + t \\rightarrow c} (z) \\rangle\\right)}{\\sum_ {t ^ {\\prime} \\in \\mathcal {T}} \\exp \\left(\\langle \\boldsymbol {q} _ {c} (z) , \\boldsymbol {k} _ {c + t ^ {\\prime} \\rightarrow c} (z) \\rangle\\right)}, \\tag {6}", + "image_path": "0070d99398594afc3af6238c7509584ab47c0dc05d02cbbfd840addaa0adaeef.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "spans": [ + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "inline_equation", + "content": "\\pmb{a}_{c + t\\rightarrow c}" + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "text", + "content": "-th attention map. The aggregated features from the " + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 131, + 467, + 479, + 490 + ], + "type": "text", + "content": " future frames can be computed by a weighted summation:" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 233, + 500, + 479, + 523 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 500, + 479, + 523 + ], + "spans": [ + { + "bbox": [ + 233, + 500, + 479, + 523 + ], + "type": "interline_equation", + "content": "\\boldsymbol {b} _ {c} (z) = \\sum_ {t \\in \\mathcal {T}} \\boldsymbol {a} _ {c + t \\rightarrow c} (z) \\cdot \\boldsymbol {v} _ {c + t \\rightarrow c} (z). \\tag {7}", + "image_path": "db6c592e0ebd501130832a1badc9a7cbdd1b58912293b02f2d7555bef28a653b.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "spans": [ + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "text", + "content": "To further enhance feature selection and aggregation, we implement a variant of the squeeze and excitation mechanism [21] as a form of global self-attention. It computes the enhanced features " + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "inline_equation", + "content": "\\pmb{d}_c" + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "text", + "content": " from " + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "inline_equation", + "content": "\\pmb{b}_c" + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "text", + "content": " with reference to " + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "inline_equation", + "content": "\\pmb{h}_c" + }, + { + "bbox": [ + 131, + 532, + 479, + 567 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 195, + 578, + 479, + 590 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 578, + 479, + 590 + ], + "spans": [ + { + "bbox": [ + 195, + 578, + 479, + 590 + ], + "type": "interline_equation", + "content": "\\boldsymbol {d} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {b} _ {c}\\right) + \\boldsymbol {b} _ {c} \\odot \\text {s i g m o i d} \\left(\\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {b} _ {c}\\right)\\right). \\tag {8}", + "image_path": "a92915a261ba6d889d69f6fd453ce5a2f53f7a386ab4adbbaa32cedf00ba9fdf.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "spans": [ + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "type": "text", + "content": "Next, we merge the current hidden state " + }, + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "type": "inline_equation", + "content": "h_c" + }, + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "type": "inline_equation", + "content": "d_c" + }, + { + "bbox": [ + 131, + 599, + 364, + 610 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 264, + 621, + 479, + 632 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 264, + 621, + 479, + 632 + ], + "spans": [ + { + "bbox": [ + 264, + 621, + 479, + 632 + ], + "type": "interline_equation", + "content": "\\boldsymbol {e} _ {c} = \\operatorname {S C o n v} \\left(\\boldsymbol {h} _ {c}, \\boldsymbol {d} _ {c}\\right), \\tag {9}", + "image_path": "c437dfac72a475c83def6cc0f0bd9016f4562121daa694981b8cb1e3bdec3ce5.jpg" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": "and concatenate it with the current frame " + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "\\pmb{x}_c" + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": " along the channel dimension to compute the final output features " + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "\\pmb{g}_c" + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": " through a ResNet with " + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "inline_equation", + "content": "N_2" + }, + { + "bbox": [ + 131, + 641, + 479, + 665 + ], + "type": "text", + "content": " residual blocks." + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 405, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 405, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 405, + 91, + 447, + 100 + ], + "type": "text", + "content": "ST-AVSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 283, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 283, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 283, + 129 + ], + "type": "text", + "content": "3.3 Hyper-Upsampling Unit" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": "Inspired by the neural kriging upsampler [56], our hyper-upsampling unit consists of two branches: SR feature preparation and SR kernel prediction, as shown in Fig. 2. For SR feature preparation, we concatenate the output features " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "\\pmb{g}_c" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": " from the flow-refined cross-attention unit with the current hidden state " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "\\pmb{h}_c" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": ", and pass them through a residual block to compute SR features. Next, we unfold a " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "K \\times K" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": " spatial neighborhood of " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": "-dimensional SR feature representations into " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "C \\times K^2" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": " channels (i.e., the tensor generalization of " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "\\mathrm{img2col}(\\cdot)" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": " in image processing). Finally, we upsample the unfolded features to the target resolution using bilinear interpolation, resulting in " + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "inline_equation", + "content": "s_c" + }, + { + "bbox": [ + 130, + 140, + 482, + 247 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": "For SR kernel generation, we train a hyper-network, i.e., a multi-layer perceptron (MLP) with periodic activation functions [8], to predict the upsampling kernels " + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "inline_equation", + "content": "\\pmb{w}" + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": ". Periodic activations have been shown to effectively address the spectral bias of MLPs, outperforming ReLU non-linearity [48]. The inputs to the MLP are carefully selected to be scale-aware and content-independent. These include 1) the scaling factors " + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "inline_equation", + "content": "(\\alpha, \\beta)" + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": ", 2) the relative coordinates between the LR and HR frames " + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "inline_equation", + "content": "(\\delta_{\\alpha}, \\delta_{\\beta})" + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": ", and 3) the spatial indices " + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "inline_equation", + "content": "(k_{1}, k_{2})" + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": " of " + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "inline_equation", + "content": "\\pmb{w}" + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": ". The first two inputs have been used in other continuous representation methods [10, 30]. To enhance the discriminability of scale-relevant inputs, we employ sinusoidal positional encoding as a pre-processing step. It is noteworthy that our upsampling kernels " + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "inline_equation", + "content": "\\pmb{w}" + }, + { + "bbox": [ + 130, + 248, + 482, + 390 + ], + "type": "text", + "content": " can be pre-computed and stored for various target resolutions, which accelerates inference time." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": "After obtaining " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "\\pmb{w}" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": ", we perform Hadamard multiplication between " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "\\pmb{w}" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "\\pmb{s}_c" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": ", followed by a folding operation (i.e., the inverse of the unfolding operation). Finally, we employ a " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "1 \\times 1" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": " convolution to blend information across the channel dimension, followed by a " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "3 \\times 3" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": " convolution for channel adjustment, with LeakyReLU in between. The output from the last " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "3 \\times 3" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": " convolution layer is then added to the upsampled LR frame to produce the final HR frame, " + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "inline_equation", + "content": "\\hat{\\pmb{y}}_c" + }, + { + "bbox": [ + 130, + 392, + 482, + 465 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 486, + 430, + 498 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 486, + 430, + 498 + ], + "spans": [ + { + "bbox": [ + 131, + 486, + 430, + 498 + ], + "type": "text", + "content": "3.4 Multi-Scale Structural and Textural Priors for AVSR" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "Accurately characterizing image structure and texture at multiple scales is crucial for the task of AVSR. Fortunately, the scale-space theory in computer vision and image processing [28,34] provides an elegant theoretical framework for this purpose. The most common approach to creating a scale space is to convolve the original image with a linear Gaussian kernel of varying widths, using the standard deviation " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " as the scale parameter [23]. Additionally, the Laplacian of Gaussian and the difference of Gaussians are also frequently employed as linear scale-space representations, such as in the development of the influential SIFT image descriptor [37]. With the rise of deep learning, non-linear scale-space representations have become more accessible thanks to the alternating convolution and subsampling operations in CNNs. A notable example is due to Ding et al. [12], who observed that the multi-stage feature maps computed from the pre-trained VGG network [47] effectively discriminate structure and texture at" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "W. Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 137, + 481, + 296 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "type": "text", + "content": "Table 1: Quantitative comparison with state-of-the-art methods on the REDS validation set (PSNR↑ / SSIM↑ / LPIPS↓). The best results are highlighted in boldface." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 137, + 481, + 296 + ], + "lines": [ + { + "bbox": [ + 135, + 137, + 481, + 296 + ], + "spans": [ + { + "bbox": [ + 135, + 137, + 481, + 296 + ], + "type": "table", + "html": "
MethodScale
BackboneUpsampling Unit×2×3×4×6×8
Bicubic31.51/0.911/0.16526.82/0.788/0.37724.92/0.713/0.48422.89/0.622/0.63121.69/0.574/0.699
EDVR [57]36.03/0.961/0.07232.59/0.904/0.10830.24/0.853/0.20227.02/0.733/0.34925.38/0.678/0.411
ArbSR [55]34.48/0.942/0.09630.51/0.862/0.20028.38/0.799/0.29526.32/0.710/0.42825.08/0.641/0.492
EQSR [56]34.71/0.943/0.08230.71/0.867/0.19428.75/0.804/0.28326.53/0.718/0.39125.23/0.645/0.459
RDN [60]LTE [30]34.63/0.942/0.09330.64/0.865/0.20428.65/0.801/0.28926.46/0.714/0.41025.15/0.660/0.488
CLIT [8]34.63/0.942/0.09230.63/0.865/0.20428.63/0.801/0.29026.43/0.714/0.40025.14/0.661/0.467
OPE [49]34.05/0.939/0.08230.52/0.864/0.19928.63/0.800/0.29326.37/0.711/0.42125.04/0.655/0.504
SwinIR [31]LTE [30]34.73/0.943/0.09130.73/0.866/0.20028.75/0.804/0.28426.56/0.718/0.40325.24/0.669/0.480
CLIT [8]34.63/0.942/0.09330.64/0.865/0.20528.64/0.802/0.29126.45/0.715/0.40025.15/0.662/0.466
OPE [49]33.39/0.935/0.08129.40/0.820/0.21728.49/0.785/0.29226.30/0.698/0.39825.01/0.648/0.487
VideoINR [11]31.59/0.900/0.14430.04/0.852/0.19728.13/0.791/0.26325.27/0.687/0.37423.46/0.619/0.470
MoTIF [9]31.03/0.898/0.10030.44/0.862/0.18628.77/0.807/0.26025.63/0.698/0.36925.12/0.664/0.467
ST-AVSR (Ours)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
", + "image_path": "abcd345bada5529e8f2646eaebf7d8cbc63982583c7472800e34e770b994a7cc.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": "different locations and scales, as illustrated in Fig. 1. Motivates by these theoretical and computational studies, we also choose to work with the multi-stage VGG feature maps, upsampling and concatenating them along the channel dimension. Next, we apply a " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "1 \\times 1" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": " convolution to reduce the number of channels to " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": " and concatenate them with the current frame " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}_c" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": ", which serves as the multiscale structural and textural prior, denoted by " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\boldsymbol{p}_c" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": ". Inserting these structural and textural priors into the baseline model B-AVSR is straightforward: we replace all instances of " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\boldsymbol{x}" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\boldsymbol{p}" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": " (except for the last residual connection which produces the HR video " + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "inline_equation", + "content": "\\hat{\\boldsymbol{y}}" + }, + { + "bbox": [ + 130, + 318, + 480, + 426 + ], + "type": "text", + "content": "). This completes our ultimate AVSR model, ST-AVSR." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 444, + 230, + 458 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 444, + 230, + 458 + ], + "spans": [ + { + "bbox": [ + 132, + 444, + 230, + 458 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 468, + 480, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 468, + 480, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 468, + 480, + 517 + ], + "type": "text", + "content": "In this section, we first describe the experimental setups and then compare the proposed ST-AVSR against state-of-the-art AISR and AVSR methods, followed by a series of ablation studies to justify the key design choices of ST-AVSR, especially the incorporation of the multi-scale structural and textural prior." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 533, + 266, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 266, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 266, + 547 + ], + "type": "text", + "content": "4.1 Experimental Setups" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "spans": [ + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "text", + "content": "Datasets. ST-AVSR is trained on the REDS dataset [41], which comprises 240 videos of resolution " + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "inline_equation", + "content": "720 \\times 1" + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "text", + "content": ", 280 captured by GoPro. Each video consists of 100 HR frames. Following the settings in [8,9,11], we generate LR frames using the bicubic degradation model, with randomly sampled scaling factors " + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "inline_equation", + "content": "(\\alpha, \\beta)" + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "text", + "content": " from a uniform distribution " + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "inline_equation", + "content": "\\mathcal{U}[1,4]" + }, + { + "bbox": [ + 130, + 552, + 480, + 624 + ], + "type": "text", + "content": ". We test ST-AVSR on the validation set of REDS comprising 30 videos, and the Vid4 dataset [35] containing 4 videos." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Data Pre-processing. To enable mini-batch training with varying LR/HR resolutions, we adapt the pre-processing method used for AISR in EQSR [56] to" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "text", + "content": "ST-AVSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 116, + 250, + 178 + ], + "blocks": [ + { + "bbox": [ + 136, + 116, + 250, + 178 + ], + "lines": [ + { + "bbox": [ + 136, + 116, + 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Specifically, from an HR video patch of size " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "\\alpha P\\times \\beta P\\times T" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": ", we generate the input LR video patch by resizing it to " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "P\\times P\\times T" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": ". We next crop a set of ground-truth patches of size " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "P\\times P\\times T" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": " from the same HR patch. The respective relative coordinates " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "(\\delta_{\\alpha},\\delta_{\\beta})" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": " are recorded for use in the hyper-upsampling unit to differentiate between different ground-truth patches for the same input (see also the data pre-processing pipeline in the Supplementary). Data augmentation techniques include random rotation (by " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "90^{\\circ}" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "180^{\\circ}" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": ", or " + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "inline_equation", + "content": "270^{\\circ}" + }, + { + "bbox": [ + 130, + 392, + 482, + 489 + ], + "type": "text", + "content": ") and random horizontal and vertical flipping." + } + ] + } + ], + "index": 43 + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "spans": [ + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": "Implementation Details. ST-AVSR is end-to-end optimized for 300K iterations. Adam [27] is chosen as the optimizer, with an initial learning rate " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "2 \\times 10^{-4}" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": " that is gradually lowered to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "1 \\times 10^{-6}" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": " by cosine annealing [36]. We set the input patch size to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "P = 80" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": ", the sequence length to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "T = 15" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": ", the sliding window size to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "L = 2" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": ", the number of ResBlocks to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "N_{1} = N_{2} = 15" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": ", the unfolding neighborhood to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "K = 3" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": ", and the SR feature dimension to " + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "inline_equation", + "content": "C = 64" + }, + { + "bbox": [ + 130, + 506, + 482, + 626 + ], + "type": "text", + "content": ", respectively. The hidden dimensions of the MLP in the hyper-upsampling unit are 16, 16, 16, and 64, respectively. The parameters of PWC-Net [50] as the optical flow estimator and the pre-trained VGG network to derive the multi-scale structural and textural prior are frozen during training. We use the Charbonnier loss [29]:" + } + ] + } + ], + "index": 44 + }, + { + "bbox": [ + 193, + 635, + 481, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 193, + 635, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 193, + 635, + 481, + 667 + ], + "type": "interline_equation", + "content": "\\ell (\\hat {\\boldsymbol {y}}, \\boldsymbol {y}) = \\frac {1}{(T + 1) | \\mathcal {Z} |} \\sum_ {i = 0} ^ {T} \\sum_ {z \\in \\mathcal {Z}} \\sqrt {(\\hat {\\boldsymbol {y}} _ {i} (z) - \\boldsymbol {y} _ {i} (z)) ^ {2} + \\epsilon}, \\tag {10}", + "image_path": "29421dec2f1dbf68754fb07e5b71d65e5234d7579d051485792cc367108b4490.jpg" + } + ] + } + ], + "index": 45 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "W. Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 148, + 482, + 324 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 147 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 147 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 147 + ], + "type": "text", + "content": "Table 2: Quantitative comparison with state-of-the-art methods for AVSR on the Vid4 dataset (PSNR↑ / SSIM↑ / LPIPS↓). The inference time is averaged over all frames from the four test videos for " + }, + { + "bbox": [ + 132, + 114, + 480, + 147 + ], + "type": "inline_equation", + "content": "\\times 4" + }, + { + "bbox": [ + 132, + 114, + 480, + 147 + ], + "type": "text", + "content": " SR." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 148, + 482, + 324 + ], + "lines": [ + { + "bbox": [ + 135, + 148, + 482, + 324 + ], + "spans": [ + { + "bbox": [ + 135, + 148, + 482, + 324 + ], + "type": "table", + "html": "
MethodScaleInference time (s)
BackboneUpsampling Unit×2.5/3.5×4/4×7.2/6
Bicubic23.00/0.728/0.39620.96/0.617/0.49818.73/0.463/0.691—
ArbSR [55]25.86/0.815/0.22424.01/0.721/0.31321.23/0.540/0.4780.2955
EQSR [56]26.24/0.826/0.21024.16/0.730/0.30021.72/0.573/0.4430.4181
LTD [30]25.98/0.818/0.22624.03/0.722/0.31221.64/0.565/0.4550.2363
RDN [60]CLIT [8]25.83/0.815/0.22323.94/0.721/0.31221.62/0.563/0.4580.7805
OPE [49]25.77/0.818/0.21723.98/0.719/0.31721.60/0.559/0.4830.1242
SwinIR [31]LTD [30]26.43/0.826/0.21724.09/0.727/0.30521.72/0.570/0.4480.3332
CLIT [8]25.89/0.818/0.22424.00/0.724/0.31421.65/0.565/0.4570.9016
OPE [49]25.55/0.801/0.22123.93/0.711/0.32021.58/0.551/0.4710.2008
VideoINR [11]23.02/0.715/0.20324.34/0.741/0.24920.80/0.536/0.4310.2364
MoTIF [9]23.55/0.734/0.20924.52/0.746/0.26120.94/0.546/0.4260.4053
ST-AVSR (Ours)29.09/0.913/0.06926.16/0.852/0.12721.60/0.668/0.3060.0495
", + "image_path": "485110e032a3c26b4d9bb6c1e946661d966b36845bed7a90a14c02b912f9a91b.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 143, + 335, + 304, + 437 + ], + "blocks": [ + { + "bbox": [ + 143, + 335, + 304, + 437 + ], + "lines": [ + { + "bbox": [ + 143, + 335, + 304, + 437 + ], + "spans": [ + { + "bbox": [ + 143, + 335, + 304, + 437 + ], + "type": "image", + "image_path": "9c034dd7305209d1700d14253514429589ca041ea9544c44758e8504845e0ef7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 157, + 443, + 455, + 455 + ], + "lines": [ + { + "bbox": [ + 157, + 443, + 455, + 455 + ], + "spans": [ + { + "bbox": [ + 157, + 443, + 455, + 455 + ], + "type": "text", + "content": "Fig. 5: PSNR and LPIPS variations for different scaling factors on Vid4." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 304, + 337, + 470, + 437 + ], + "blocks": [ + { + "bbox": [ + 304, + 337, + 470, + 437 + ], + "lines": [ + { + "bbox": [ + 304, + 337, + 470, + 437 + ], + "spans": [ + { + "bbox": [ + 304, + 337, + 470, + 437 + ], + "type": "image", + "image_path": "c24b88ccaf07222e1ac6e2cad27bdcdc0eff05e9a613081084789ec45a4c5f95.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "inline_equation", + "content": "z \\in \\mathcal{Z}" + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "content": " denotes the spatial index, and " + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "inline_equation", + "content": "|\\mathcal{Z}|" + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "content": " is the number of all spatial indices. " + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "inline_equation", + "content": "\\pmb{y}" + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "content": " indicates the ground-truth HR video sequence and " + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "inline_equation", + "content": "\\epsilon" + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "content": " is a smoothing parameter set to " + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "inline_equation", + "content": "1 \\times 10^{-9}" + }, + { + "bbox": [ + 130, + 479, + 480, + 515 + ], + "type": "text", + "content": " in our experiments." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 535, + 376, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 535, + 376, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 535, + 376, + 547 + ], + "type": "text", + "content": "4.2 Comparison with State-of-the-art Methods" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 557, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 665 + ], + "type": "text", + "content": "We compare ST-AVSR with state-of-the-art AISR and AVSR methods. For AISR, we choose methods from two categories: 1) learnable adaptive filter-based upsampling, including ArbSR [55] and EQSR [56] and 2) implicit neural representation-based upsampling, including LTE [30], CLIT [8] and OPE [49]. For AVSR, we compare with VideoINR [11] and MoTIF [9]. Additionally, we include EDVR [57], a state-of-the-art VSR method for integer scaling factors. All competing methods have been finetuned on the REDS dataset for a fair comparison, and we evaluate their generalization ability on Vid4 [35] and using unseen degradation models." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "text", + "content": "ST-AVSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 482, + 358 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 482, + 358 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 482, + 358 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 482, + 358 + ], + "type": "image", + "image_path": "133b9fa0d5c38d140980936caeca5ce9352735e9f0d90a5754ec9baf07575f69.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 177, + 364, + 436, + 375 + ], + "lines": [ + { + "bbox": [ + 177, + 364, + 436, + 375 + ], + "spans": [ + { + "bbox": [ + 177, + 364, + 436, + 375 + ], + "type": "text", + "content": "Fig. 6: Visual comparison of different AVSR methods on Vid4." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 136, + 387, + 483, + 485 + ], + "blocks": [ + { + "bbox": [ + 136, + 387, + 483, + 485 + ], + "lines": [ + { + "bbox": [ + 136, + 387, + 483, + 485 + ], + "spans": [ + { + "bbox": [ + 136, + 387, + 483, + 485 + ], + "type": "image", + "image_path": "4f86ceba1383fb128bf1bbc1c9f327e261c33c791a2166815b2d0ade44f28bd7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 492, + 482, + 515 + ], + "lines": [ + { + "bbox": [ + 130, + 492, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 492, + 482, + 515 + ], + "type": "text", + "content": "Fig. 7: Temporal consistency comparison. We visualize the pixel variations in the row indicated by the pink dashed line along the temporal dimension." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 538, + 482, + 610 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 538, + 482, + 610 + ], + "spans": [ + { + "bbox": [ + 130, + 538, + 482, + 610 + ], + "type": "text", + "content": "Comparison on REDS. Benefiting from the long-term spatiotemporal dependency modeling and the multi-scale structural and textural prior, ST-AVSR achieves the best results under all evaluation metrics and across all scaling factors, presented in Table 1. The dramatic visual quality improvements can also be clearly seen in Fig. 4, in which ST-AVSR recovers more faithful detail with less severe distortion across different scales." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 667 + ], + "type": "text", + "content": "Generalization on Vid4. AVSR models trained on REDS are directly applicable to Vid4, which serves as a generalization test. The quantitative results, listed in Table 2, indicate that ST-AVSR surpasses all competing methods by" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 232, + 102 + ], + "type": "text", + "content": "W. Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 483, + 232 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 483, + 232 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 483, + 232 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 483, + 232 + ], + "type": "image", + "image_path": "7b33a2eb36a10286d42442252e673ae0b1b6263ceea9b944ffe8da8713d1ea41.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 239, + 480, + 262 + ], + "lines": [ + { + "bbox": [ + 131, + 239, + 480, + 262 + ], + "spans": [ + { + "bbox": [ + 131, + 239, + 480, + 262 + ], + "type": "text", + "content": "Fig. 8: Qualitative and quantitative (PSNR↑ / SSIM↑ / LPIPS↓) comparison of different AVSR methods under an unseen degradation model." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 286, + 482, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 286, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 286, + 482, + 453 + ], + "type": "text", + "content": "wide margins in terms of SSIM and LPIPS across varying scaling factors. A closer look is provided in Fig. 5, illustrating the PSNR and LPIPS variations for different scaling factors. It is evident that existing AVSR methods, particularly VideoINR and MoTIF, fail to achieve satisfactory SR performance for non-integer and asymmetric scales. This issue is mainly due to the pixel misalignment between the super-resolved and ground-truth frames, leading to oscillating PSNR values. Such oscillation is less pronounced in terms of LPIPS as it offers some degree of robustness to misalignment through the VGG feature hierarchy. As for ST-AVSR, it degrades gracefully with increasing scaling factors, including non-integer and asymmetric ones. Table 2 also presents the average inference time for each competing method, measured over all frames from Vid4 for " + }, + { + "bbox": [ + 130, + 286, + 482, + 453 + ], + "type": "inline_equation", + "content": "\\times 4" + }, + { + "bbox": [ + 130, + 286, + 482, + 453 + ], + "type": "text", + "content": " SR using an NVIDIA RTX A6000 GPU. ST-AVSR runs nearly in real-time and is significantly faster than all competing methods, especially those based on implicit neural representations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 454, + 482, + 575 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 454, + 482, + 575 + ], + "spans": [ + { + "bbox": [ + 130, + 454, + 482, + 575 + ], + "type": "text", + "content": "Qualitative results are shown in Fig. 6, where we find that ST-AVSR consistently produces natural and visually pleasing SR outputs. It excels in reconstructing both non-structured and structured texture, which we believe arises from the incorporation of the multi-scale structural and textural prior, as also supported by previous studies [13]. Additionally, Fig. 7 compares temporal consistency by unfolding one row of pixels as indicated by the pink dashed line along the temporal dimension. The temporal profiles of the competing methods appear blurry and zigzagging, indicating temporal flickering artifacts. In contrast, the temporal profile of ST-AVSR is closer to the ground-truth, with a sharper and smoother visual appearance." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 593, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 593, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 593, + 482, + 668 + ], + "type": "text", + "content": "Generalization to Unseen Degradation Models. A practical AVSR method must be effective under various, potentially unseen degradation models. To evaluate this, we generate test video sequences by incorporating more complex video degradations [7], such as noise contamination and video compression before bicubic downsampling, which are absent from the training data. Fig. 8 presents visual comparison of " + }, + { + "bbox": [ + 130, + 593, + 482, + 668 + ], + "type": "inline_equation", + "content": "\\times 4" + }, + { + "bbox": [ + 130, + 593, + 482, + 668 + ], + "type": "text", + "content": " SR results. Given the degradation gap" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 406, + 91, + 447, + 100 + ], + "type": "text", + "content": "ST-AVSR" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 135, + 138, + 481, + 251 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 482, + 136 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 482, + 136 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 482, + 136 + ], + "type": "text", + "content": "Table 3: Ablation analysis of ST-AVSR on REDS (PSNR↑ / SSIM↑ / LPIPS↓). See the text for the details of different variants." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 135, + 138, + 481, + 251 + ], + "lines": [ + { + "bbox": [ + 135, + 138, + 481, + 251 + ], + "spans": [ + { + "bbox": [ + 135, + 138, + 481, + 251 + ], + "type": "table", + "html": "
Scale
×2×3×4×6×8
Variant 1)35.23/0.952/0.04831.56/0.907/0.11729.31/0.851/0.16826.63/0.770/0.27125.09/0.701/0.339
Variant 2)36.74/0.968/0.04333.02/0.932/0.07230.68/0.889/0.12427.57/0.801/0.23325.76/0.735/0.305
Variant 3)36.39/0.965/0.04332.65/0.927/0.08030.39/0.883/0.13327.43/0.796/0.24025.64/0.730/0.313
Variant 4)36.62/0.967/0.04032.75/0.928/0.07730.36/0.882/0.13127.29/0.790/0.23925.47/0.722/0.314
Variant 5)36.48/0.966/0.03932.78/0.928/0.07430.41/0.883/0.12727.37/0.793/0.23925.59/0.727/0.316
Variant 6)36.34/0.965/0.04432.64/0.927/0.07730.29/0.881/0.13127.28/0.792/0.24225.50/0.725/0.318
B-AVSR35.94/0.960/0.05831.86/0.910/0.11029.67/0.861/0.16826.83/0.771/0.26925.13/0.706/0.339
ST-AVSR (L=0)36.15/0.963/0.04732.42/0.924/0.08030.12/0.879/0.13527.18/0.790/0.24925.44/0.725/0.323
ST-AVSR (L=1)36.44/0.966/0.04532.93/0.929/0.07930.49/0.883/0.13127.39/0.796/0.23125.60/0.729/0.313
ST-AVSR (L=2)36.91/0.969/0.04133.41/0.937/0.06631.03/0.897/0.11427.89/0.812/0.22226.04/0.746/0.298
ST-AVSR (L=3)36.94/0.971/0.04033.48/0.939/0.06531.05/0.898/0.11427.88/0.809/0.22526.00/0.740/0.308
", + "image_path": "c8572a711e4ffac885178a5624a1eb0ee00a0d8440ee267c73d6e6f808629174.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 270, + 481, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 270, + 481, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 270, + 481, + 308 + ], + "type": "text", + "content": "between training and testing, all methods, including ST-AVSR, exhibit some form of artifacts. Nevertheless, the result by ST-AVSR appears more natural and less distorted, as also confirmed by higher objective quality values." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 322, + 246, + 333 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 322, + 246, + 333 + ], + "spans": [ + { + "bbox": [ + 132, + 322, + 246, + 333 + ], + "type": "text", + "content": "4.3 Ablation Studies" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "type": "text", + "content": "We conduct a series of ablation experiments on the flow-refined cross-attention unit, investigating the following variants: 1) disabling the entire unit, 2) disabling flow rectification (Eqs. (3) and (4)), 3) disabling flow estimation (i.e., using only deformable convolution as a form of coarse flow estimation), 4) replacing local cross-attention and global self-attention (Eqs. (5) to (9)) with naïve feature concatenation, 5) disabling only local cross-attention (Eqs. (5) to (7)), 6) disabling only global self-attention (Eqs. (8) and (9)). We also compare B-AVSR (without the multi-scale structural and textural prior) to ST-AVSR, and vary the length of the local window " + }, + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "type": "text", + "content": " in ST-AVSR. The results are shown in Table 3, where we find that all design choices contribute positively to AVSR. Notably, adding the multi-scale structural and textural prior significantly boosts performance by up to 1.5 dB. Additionally, ST-AVSR benefits from a larger window size to attend to more future frames. However, this also increases the computational complexity, and therefore, we set " + }, + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "type": "inline_equation", + "content": "L = 2" + }, + { + "bbox": [ + 130, + 340, + 482, + 508 + ], + "type": "text", + "content": " as a reasonable compromise." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 523, + 220, + 536 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 523, + 220, + 536 + ], + "spans": [ + { + "bbox": [ + 132, + 523, + 220, + 536 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "We have introduced an arbitrary-scale video super-resolution method. Our baseline model, B-AVSR, adopts a flow-guided recurrent unit and a flow-refined cross-attention unit to extract, align, and aggregate spatiotemporal features, along with a hyper-upsampling unit for efficient arbitrary-scale upsampling. Furthermore, our complete model, ST-AVSR, integrates a multi-scale structural and textural prior derived from the pre-trained VGG network. Experimental results demonstrate that ST-AVSR outperforms state-of-the-art methods in terms of SR quality, generalization ability, and inference speed. In future work, we plan to augment our spatial structural and textural prior with temporal information, and extend ST-AVSR for space-time AVSR." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 102 + ], + "type": "text", + "content": "W. Shang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 201 + ], + "type": "text", + "content": "This work was supported in part by the National Key Research and Development Program of China (2023YFE0210700), the Hong Kong ITC Innovation and Technology Fund (9440390), the National Natural Science Foundation of China(62172127, 62071407, U22B2035, 62311530101, 62132006), and the Natural Science Foundation of Heilongjiang Province (YQ2022F004)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 220, + 197, + 232 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 220, + 197, + 232 + ], + "spans": [ + { + "bbox": [ + 133, + 220, + 197, + 232 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 245, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 20, + "blocks": [ + { + "bbox": [ + 138, + 245, + 480, + 277 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 245, + 480, + 277 + ], + "spans": [ + { + "bbox": [ + 138, + 245, + 480, + 277 + ], + "type": "text", + "content": "1. 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This paper presents Arc2Face, an identity-conditioned face foundation model, which, given the ArcFace embedding of a person, can generate diverse photo-realistic images with an unparalleled degree of face similarity than existing models. Despite previous attempts to decode face recognition features into detailed images, we find that common high-resolution datasets (e.g. FFHQ) lack sufficient identities to reconstruct any subject. To that end, we meticulously upsample a significant portion of the WebFace42M database, the largest public dataset for face recognition (FR). Arc2Face builds upon a pretrained Stable Diffusion model, yet adapts it to the task of ID-to-face generation, conditioned solely on ID vectors. Deviating from recent works that combine ID with text embeddings for zero-shot personalization of text-to-image models, we emphasize on the compactness of FR features, which can fully capture the essence of the human face, as opposed to hand-crafted prompts. Crucially, text-augmented models struggle to decouple identity and text, usually necessitating some description of the given face to achieve satisfactory similarity. Arc2Face, however, only needs the discriminative features of ArcFace to guide the generation, offering a robust prior for a plethora of tasks where ID consistency is of paramount importance. As an example, we train a FR model on synthetic images from our model and achieve superior performance to existing synthetic datasets.", + "bbox": [ + 261, + 349, + 738, + 640 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Face synthesis $\\cdot$ ID-embeddings $\\cdot$ Subject-driven generation", + "bbox": [ + 261, + 654, + 738, + 667 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 717, + 374, + 732 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Learning statistical priors from data to generate new facial images is a highly popular problem at the intersection of Computer Vision and Machine Learning. Arguably, the most well-known early method was the so-called Eigenfaces [78], which applies the Karhunen-Loeve expansion, also known as Principal Component Analysis (PCA), to a set of facial images. The success of Eigenfaces with well-aligned frontal facial images captured under controlled conditions spurred", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/ee8b0d47a960cda07b5ae1ae08c0d318c54915c7f22855ef15ba37980e18b3e5.jpg", + "image_caption": [ + "Fig. 1: Given the ID-embedding from [14], Arc2Face can generate high-quality images of any subject with compelling similarity. Using popular extensions, such as ControlNet [94], we can explicitly control facial attributes such as the pose or expression." + ], + "image_footnote": [], + "bbox": [ + 220, + 143, + 782, + 292 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "a significant line of research into linear and nonlinear component analysis over 25 years ago. Probably the pinnacle of PCA applications was in 3D Morphable Models (3DMMs) [6], where it was used to learn a prior for facial textures represented in a UV map. However, when directly applied to 2D images, PCA had many shortcomings, including the requirement for images to be perfectly pixel-aligned. Furthermore, it could not describe hair (facial or not) and also struggled with non-linearities introduced by facial expressions and lighting conditions.", + "bbox": [ + 212, + 390, + 787, + 496 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The recent evolution of deep neural networks (DNNs) has made it feasible to overcome many of the limitations inherent in simple linear statistical models, such as PCA, enabling the learning of statistical priors from large-scale facial data captured under varied recording conditions. Arguably, the most successful method, based on Generative Adversarial Networks (GANs) [25], is StyleGAN [38] and its variants [37,39]. StyleGAN learns a decoder governed by low-dimensional latent codes, which can be sampled to generate images. Moreover, StyleGAN can be used to fit images to its distributions (i.e., find the best latent code to generate a specific image) [84], proving highly useful as a prior for many tasks, including 3D face reconstruction for facial texture generation [24]. Additionally, several studies have discussed how StyleGAN's latent spaces can be utilized for controllable manipulations (i.e., changing the expressions or the pose of facial images) [27, 73, 100]. However, to date, identity drift remains a challenge in latent space manipulations using StyleGAN.", + "bbox": [ + 212, + 502, + 787, + 714 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "One of the first problems to find a robust solution with the advent of deep learning is face recognition (FR), generally approached by identifying features that represent facial identities (also known as ID-embeddings). These features are so powerful that they are used in smartphones for face verification, leading to a vast research field. Arguably, the most widely used ID-embeddings are those produced by the ArcFace [14] loss. ArcFace features have been utilized as perceptual features for 3D face reconstruction and generation. However, robustly controlling the identity within the StyleGAN framework remains challenging,", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "mainly due to the necessity of large high-resolution datasets with significant intra-class variability.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In the past couple of years, another revolution concerning generative methods has occurred in deep learning. The emergence of the so-called Diffusion Models [74] has demonstrated not only the possibility of modeling the distribution of images and sampling from it [17,29,76], but also the feasibility of guiding the generation process with features that correlate images with textual descriptions, such as CLIP [59,62]. Recently, it has been shown that other features, e.g., ID-embeddings, can be incorporated to steer the generation process for faces, to not only adhere to textual descriptions but also to the facial characteristics of a person's image [11,56,79,82,89].", + "bbox": [ + 212, + 176, + 785, + 311 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "A challenge arises when combining CLIP features with ID-embeddings because CLIP features contain ID-related information (otherwise, generating the image of a famous celebrity from a textual prompt would not be possible), as well as possess contradictory features to ID-embeddings (e.g., when requesting a photo of a \"Viking\" with the ID-embeddings of a Chinese person). Hence, although these models are useful for entertainment purposes and demonstrate the power of diffusion models, they are neither suitable for the controlled generation of facial images nor for sampling conditioned to the ID features of a specific subject.", + "bbox": [ + 212, + 313, + 787, + 446 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this paper, we meticulously study the problem of high-resolution facial image synthesis conditioned on ID-embeddings and propose a large-scale foundation model. Developing such a model poses a significant challenge due to the limited availability of high-quality facial image databases. Specifically:", + "bbox": [ + 212, + 449, + 787, + 508 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We show that smaller, single-image-per-person databases [38] are insufficient to train a robust foundation model, thus, we introduce a large dataset of high-resolution facial images with consistent identity and intra-class variability derived from WebFace42M.", + "- We adapt a large facial identity encoder trained solely on ID-embeddings, in contrast to text-based models where ID interferes with language.", + "- We introduce the first ID-conditioned face foundation model, which we make available to the public.", + "- We propose a robust benchmark for evaluating ID-conditioned models. Our experiments demonstrate superior performance compared to existing approaches." + ], + "bbox": [ + 225, + 518, + 782, + 681 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 707, + 387, + 724 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Generative Models for the Human Face", + "text_level": 1, + "bbox": [ + 214, + 739, + 588, + 753 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The task of facial image generation has witnessed great success in recent years, with the advent of style-based GANs [37-39,51], even for view-consistent synthesis [3,8,9,16,26,53,70]. Despite early attempts to condition GANs on modalities such as text [33,34,67], the recent Diffusion Models [17, 29, 76, 87] have shown tremendous progress. Trained on large-scale datasets, several prominent models,", + "bbox": [ + 212, + 763, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 307, + 114, + 732, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "including DALLE-2 [60], Imagen [66], or Stable Diffusion [62], have emerged, marking a breakthrough in creative image generation. Later models have enabled an even higher level of detail [57]. Nevertheless, dataset memorization remains an issue in such models [75]. Moreover, recent methods have achieved even 3D human generation using general [42,55] and text-guided diffusion models [32,93].", + "bbox": [ + 212, + 145, + 782, + 222 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In terms of controlling the generation output, adding images alongside text has been proposed. For example, ILVR [12] conditions sampling on a target image through iterative refinement, while SDEdit [50] adds noise to the input before editing it according to the target description. DiffusionRig [18] enables explicit face editing, using a crude 3DMM [20] rendering to condition generation on pose, illumination, and expression. Perhaps the most notable approach, ControlNet [94], first achieved accurate spatial control of text-to-image models, with the addition of trainable copies of network parts. In a different direction, universal guidance was introduced [5] to avoid re-training the model during conditioning. While the combined use of text and spatial control can enable manipulation of an input photo to some extent, it cannot accurately generate one's identity under any conditions, which is addressed by subject-driven generative models.", + "bbox": [ + 212, + 223, + 787, + 405 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Subject-Specific Facial Generation", + "text_level": 1, + "bbox": [ + 215, + 430, + 542, + 446 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "When considering subject-conditioned generation, face recognition (FR) models provide a powerful platform for identity features extraction from facial images, since they typically extract comprehensive facial embeddings in order to measure identity similarity (e.g. [7, 14, 15, 40]). Therefore, the inversion of such models in a black-box setting has been shown capable of producing facial images from an identity embedding [49, 61, 80, 88], even when using GAN and diffusion architectures for zero-shot generation [19, 35, 77]. However, current inversion methods are either trained on low-resolution datasets [19, 77] designed for face recognition or use high-quality but limited images [35], constraining their generalizability.", + "bbox": [ + 212, + 460, + 787, + 595 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The most impressive results have recently been shown as extensions of Stable Diffusion [62]. The main paradigm emerged from Textual Inversion [22] and especially DreamBooth [64], which fine-tunes a diffusion model on several images of a subject, to learn a subject-specific class identifier reproducing that specific subject. Follow-up works reduced the optimization time, such as HyperDream-Booth [65], which utilizes LoRA [30] and a hypernetwork to perform tuning on a single image. Similarly, E4T [23] and ProFusion [99] propose encoder-based approaches, while CustomDiffusion [43] optimizes only a subset of network's parameters. Moreover, Celeb-Basis [92] and StableIdentity [81] learn an embedding basis from a set of celebrities that can be used to condition the text-based model. In a generalized manner, Kosmos-G [54] introduced a multi-modal perception model that accepts various inputs, including facial images.", + "bbox": [ + 212, + 597, + 787, + 779 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Closest to ours lies a series of recent works that condition Diffusion Models directly on facial features for tuning-free personalization. Various approaches, including FastComposer [85], PhotoVerse [10] and PhotoMaker [45], employ features from the CLIP [59] image encoder to represent the input subject. However,", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/6c80d83237b48865576ac07f46c66fa2ce47f3d9eb67f4d459dbdb18b4a5f5a3.jpg", + "image_caption": [ + "Fig. 2: Overview of Arc2Face. We use a straightforward design to condition Stable Diffusion on ID features. The ArcFace embedding is processed by the text encoder using a frozen pseudo-prompt for compatibility, allowing projection into the CLIP latent space for cross-attention control. Both the encoder and UNet are optimized on a million-scale FR dataset [101] (after upsampling), followed by additional fine-tuning on high-quality datasets [36, 38], without any text annotations. The resulting model exclusively adheres to ID-embeddings, disregarding its initial language guidance." + ], + "image_footnote": [], + "bbox": [ + 220, + 152, + 782, + 250 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "this representation is constrained by the CLIP's facial encoding abilities. Methods such as Face0 [79], DreamIdentity [11], and PortraitBooth [56] condition the model additionally on FR embeddings for improved fidelity. Similarly, IP-Adapter [89] uses a decoupled cross-attention mechanism to separate text from subject conditioning and has released, post-publication, [90] an impressive model based on ID features. InstantID [82] extends [90] with an additional network for stronger ID guidance and facial landmarks conditioning. Finally, FaceStudio [86] learns combined CLIP and ID-embeddings, achieving impressive stylizations.", + "bbox": [ + 212, + 388, + 782, + 508 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "A common concept in prior works is to use subject embeddings as an additional conditioning mechanism on top of text. Therefore, they exhibit a deficiency in identity retention due to the ambiguous relation of text description and fine identity characteristics. In contrast, in this work, we introduce a model solely conditioned on robust identity features, achieving state-of-the-art control and identity retention, as shown in Fig. 1.", + "bbox": [ + 212, + 510, + 784, + 599 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 215, + 619, + 330, + 636 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our objective is to develop a foundation model that accurately generates images of any subject independent of pose, expression, or contextual scene information. To that end, we employ the ArcFace [14] network as our feature extractor, owing to its intrinsic ability to filter out such information. Our model extends a powerful Stable Diffusion [62] backbone, enabling efficient sampling of high-quality images. Specific details of our methodology are provided in the subsequent sections.", + "bbox": [ + 212, + 648, + 787, + 753 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Preliminaries", + "text_level": 1, + "bbox": [ + 215, + 773, + 372, + 787 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Face Recognition Features: The utilization of pre-trained FR networks to constrain face-related optimization or generation tasks has seen significant success in recent years. Typically, ID similarity is employed as an auxiliary loss,", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 308, + 114, + 732, + 127 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "often by extracting features from multiple layers of these networks. In this work, we aim to utilize these networks as frozen feature extractors in order to condition a generative model of facial images. In particular, let $\\phi$ denote the forward function of a pre-trained ArcFace [14] network. Given a cropped and aligned face image $x\\in \\mathbb{R}^{H\\times W\\times C}$ , $\\phi$ extracts a high-level embedding $\\mathbf{w} = \\phi (x)\\in \\mathbb{R}^{512}$ , designed to separate the face from other subjects. We rely only on this vector to recover novel images of the subject, without access to any intermediate layers of [14]. As shown by Kansy et al. [35], it is possible to learn this mapping via a conditional diffusion model without any ID-specific loss functions. Similarly, we employ $\\mathbf{w}$ to condition our model by projecting it onto the cross-attention layers of the generator, following the successful paradigm of Stable Diffusion.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Latent Diffusion Models: Diffusion models [17, 29, 76] employ a denoising mechanism to approximate the distribution of real images $x$ . During training, images undergo distortion through the addition of Gaussian noise via a predetermined diffusion schedule at different timesteps $t$ , given by $x_{t} = \\sqrt{\\bar{\\alpha}_{t}} x_{0} + (1 - \\bar{\\alpha} t)\\epsilon$ . At the same time, a denoising autoencoder $\\epsilon_{\\theta}(x_{t},t)$ is trained to recover the normally distributed noise $\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})$ by minimizing the prediction error:", + "bbox": [ + 212, + 333, + 787, + 426 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\mathbb {E} _ {x _ {t}, t, \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I})} \\left[ | | \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t) | | _ {2} ^ {2} \\right] \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 377, + 435, + 784, + 455 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The Latent Diffusion (LD) model [62] is a widely adopted architecture within the diffusion framework. Notably, a Variational Autoencoder (VAE), $\\mathcal{E}$ , is employed to compress images into a lower-dimensional latent space $z = \\mathcal{E}(x)$ for efficient training. Moreover, LD introduces a universal conditioning mechanism, using a UNet [63] as the backbone for $\\epsilon_{\\theta}$ , with cross-attention layers to map auxiliary features $C$ to its intermediate layers for conditional noise prediction $\\epsilon_{\\theta}(z_t,t,C)$ . Particularly, Stable Diffusion (SD) represents a text-conditioned LD model, which uses text embeddings $C$ , produced by a CLIP encoder [59], to enable stochastic text-to-image (T2I) generation. Trained on the LAION-5B database [68], SD stands as a foundation open-source T2I model which is commonly utilized by the research community as a powerful image prior for downstream tasks.", + "bbox": [ + 212, + 460, + 787, + 630 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Base Models", + "text_level": 1, + "bbox": [ + 215, + 648, + 369, + 664 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "To demonstrate the effectiveness of ID-embeddings in face reconstruction and highlight the necessity of extensive datasets, we conducted initial experiments training an ID-conditioned model from scratch on low-resolution images with varying data sizes. This initial model follows the conditional LD format [62], i.e. a perceptual autoencoder and a UNet denoiser equipped with cross-attention layers, and is trained on image-embedding pairs using the standard loss of Eq. 1.", + "bbox": [ + 212, + 672, + 787, + 763 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Fig. 3 compares the performance of the model when trained on three different datasets: FFHQ [38] (70K single-person images, downsampled to $256 \\times 256$ ), WebFace42M-10% (a subset with $\\sim$ 4M images from $\\sim$ 200K identities), and the complete WebFace42M [101] dataset. For each model, we generate images based on 400 real and 500 synthetic input faces (see Sec. 4.1 for the images used in", + "bbox": [ + 212, + 765, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "our experiments) and measure the ID similarity between the input and generations. Results reveal that a model trained on FFHQ [38] exhibits limited ID retention due to the relatively modest number of images and IDs. In contrast, WebFace42M [101], despite comprising low-resolution face images ( $112 \\times 112$ pixels) cropped around the facial region for FR training, proves particularly suitable for our task, even when reduced to $10\\%$ size. Notably, it constitutes the largest public FR dataset, consisting of approximately 42M images, and, in contrast to other facial datasets (e.g. [38,69,98]), it contains significant and consistent intra-class variation, which is crucial for diverse generations of the same ID.", + "bbox": [ + 212, + 146, + 787, + 282 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Expanding upon this finding, we then develop Arc2Face, which enables the synthesis of photo-realistic images at higher resolutions. This model is derived by fine-tuning SD on a restored version of WebFace42M [101], along with FFHQ [38] and CelebA-HQ [36] for enhanced quality, as detailed below.", + "bbox": [ + 212, + 282, + 787, + 345 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/ab12219cd682cb660f81da69a5dee050a28da324faa01152483b156241f020c7.jpg", + "image_caption": [ + "(a) Synth-500" + ], + "image_footnote": [], + "bbox": [ + 223, + 372, + 478, + 487 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/5302a28cbac94a016d514d24214372ff88820e11082f940081d36ef3f9396023.jpg", + "image_caption": [ + "(b) AgeDB", + "Fig. 3: ArcFace [14] similarity distributions between input and generated faces from LD models trained on the ID-to-image task. We use two different datasets of input IDs for evaluation (500 and 400 IDs respectively) and generate 5 images per ID. We compare models trained on three datasets: FFHQ, WebFace42M- $10\\%$ , and WebFace42M." + ], + "image_footnote": [], + "bbox": [ + 532, + 373, + 785, + 486 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Arc2Face", + "text_level": 1, + "bbox": [ + 215, + 622, + 339, + 636 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Motivated by the ID retention offered by large-scale databases, we structure our model in two ways: 1) we employ a pre-trained SD [62] as our prior, 2) we automatically generate a high-resolution dataset from [101], enabling efficient training of our backbone without compromising its superior quality priors.", + "bbox": [ + 212, + 648, + 787, + 710 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "ID-Conditioning: Our model is implemented with stable-diffusion-v1-5, which uses a CLIP text encoder [59] to guide image synthesis. Our goal is to condition it on ArcFace embeddings, while directly harnessing the generative power of its UNet. Thus, it is necessary to project ArcFace embeddings to the space of CLIP embeddings, used by the original model. We achieve this by feeding them into the same encoder and fine-tuning it to swiftly adapt itself to the ArcFace input. This approach offers a more seamless projection than replacing", + "bbox": [ + 212, + 733, + 787, + 842 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 307, + 113, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "CLIP with an MLP as in recent works [45,81,86] (see Sec. 4.4 for an ablation comparison). To ensure compatibility with CLIP, we employ a simple prompt, \"photo of a $<\\mathrm{id}>$ person\". Following tokenization, we substitute the placeholder $<\\mathrm{id}>$ token embedding with the ArcFace vector $\\mathbf{w}$ , yielding a sequence of token embeddings $s = \\{\\mathbf{e}_1,\\mathbf{e}_2,\\mathbf{e}_3,\\hat{\\mathbf{w}},\\mathbf{e}_5\\}$ . Here, $\\hat{\\mathbf{w}} \\in \\mathbb{R}^{768}$ corresponds to $\\mathbf{w} \\in \\mathbb{R}^{512}$ after zero-padding to match the dimension of $\\mathbf{e}_i \\in \\mathbb{R}^{768}$ . The resulting sequence is fed to the encoder $\\tau$ , which maps it to the CLIP output space $C = \\tau(s) \\in \\mathbb{R}^{N \\times 768}$ (with $N$ denoting the tokenizer's maximum sentence length). This process is illustrated in Fig. 2. Note that as a byproduct of this operation, the ID information is shared across multiple embeddings in the output of $\\tau$ , offering more detailed guidance to the UNet. This concept is also used in recent works [11,79]. During training, we consistently employ this default pseudo-prompt for all images. This intentional choice directs the encoder's attention solely to the ID vector, disregarding any irrelevant contextual information. Consequently, through extensive fine-tuning, we effectively transform the text encoder into a face encoder specifically tailored for projecting ArcFace embeddings into the CLIP latent space.", + "bbox": [ + 212, + 145, + 787, + 388 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Dataset: We retain WebFace42M [101] for its vast size and intra-class variability, which, however, suffers from low-resolution data and a tight facial crop. Even more, the pre-trained SD backbone is designed for a resolution of $512 \\times 512$ and a similar resolution is required to fine-tune Arc2Face. To alleviate this, we meticulously upsample them using GFPGAN (v1.4), a state-of-the-art blind face restoration network [83], denoted as $\\gamma$ . We perform degradation removal and $4 \\times$ upscaling to $448 \\times 448$ , so that $\\hat{x} = \\gamma(x)$ . GFPGAN is a GAN-based upsampling method, with a strong face prior using both adversarial and ID-preserving losses, achieving crisp and faithful restoration. We follow this process on a large portion of the original database, given our computational limits, acquiring approximately 21M images of 1M identities at $448 \\times 448$ pixels. Using the restored images $\\hat{x}$ , we train Arc2Face. Albeit of higher quality, this dataset is still limited to a tightly cropped facial area for FR training. While it allows to learn a robust ID prior, a complete face image is usually preferred. Thus, we further fine-tune it on FFHQ [38] and CelebA-HQ [36], which consist of less constrained face images. Our final model generates FFHQ-aligned images at $512 \\times 512$ pixels.", + "bbox": [ + 212, + 409, + 787, + 652 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 672, + 375, + 690 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 ID-Consistent Generation", + "text_level": 1, + "bbox": [ + 215, + 704, + 475, + 718 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We perform extensive quantitative comparisons to evaluate the performance of recent ID-conditioned models in generating both diverse and faithful images of a subject. Details about the methods and comparison process are provided below.", + "bbox": [ + 212, + 728, + 785, + 773 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Methods We compare against recent zero-shot methods that condition synthesis on identity information. Typically, these methods employ either CLIP image features or FR features to achieve tuning-free customization of SD on a given", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/2d818ff7c284ad97cfa8a30ae89d292882ca4d7161374bddae2faf0e6218f78a.jpg", + "image_caption": [ + "(a) Synth-500" + ], + "image_footnote": [], + "bbox": [ + 228, + 146, + 429, + 220 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/c129a57c951af2ed4affb3ab64ee23e7471db5da69a4ef52a19a9d966820383b.jpg", + "image_caption": [ + "(b) AgeDB", + "Fig. 4: Distribution of ArcFace similarity between input IDs, synthetic (a) or real (b), and generated images of them by different models. As all non-CLIP-based methods use [14] for conditioning, we evaluate them with [14]. For an evaluation with a different network, please refer to the Supp. Material, where similar observations can be made." + ], + "image_footnote": [], + "bbox": [ + 433, + 148, + 633, + 220 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/b6e88f119b09f8fab00cb385e4330dfca1c48fcdc483cdf7e98cf84847f2f475.jpg", + "image_caption": [ + "Fig.5: Percentage of user votes received by our method and InstantID re. ID fidelity." + ], + "image_footnote": [], + "bbox": [ + 676, + 143, + 779, + 231 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "face. In particular, we compare against the following open-source methods:", + "bbox": [ + 212, + 362, + 754, + 377 + ], + "page_idx": 8 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1) FastComposer [85], which combines text with features extracted from the CLIP image encoder. It further uses a localized attention mechanism and proposes delayed subject conditioning during sampling for improved text editability. It is trained on FFHQ-wild [38], automatically annotated with text prompts.", + "2) PhotoMaker [45], which extracts CLIP features from one or a few images of a subject and combines them with text to condition the model. It is trained on a custom dataset with 112K images from 13K celebrities collected from the web.", + "3) IP-Adapter-FaceID (IPA-FaceID) [89, 90], which uses a decoupled attention mechanism for ID features in addition to text. Subsequent versions (IPA-FaceID-Plus and Plusv2) also use a combination of ID with CLIP image embeddings.", + "4) InstantID [82], which extends IPA-FaceID with an IdentityNet, akin to ControlNet, conditioned on FR embeddings and sparse landmarks. It is trained on LAION-Face [98], plus 10M automatically annotated images from the web." + ], + "bbox": [ + 212, + 377, + 785, + 574 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Prompt Selection Since the aforementioned methods are tailored for text-driven synthesis, their ability to generate consistent IDs depends heavily on the input prompt. Although this allows creative stylizations, it demands prompt engineering and user inspection. To eliminate subjective bias, we suggest an automatic evaluation using a simple prompt, \"photo of a person\", for all samples. This enables us to assess ID-retention performance based on face features without elaborate text descriptions, ensuring a fair comparison across all methods.", + "bbox": [ + 212, + 601, + 787, + 708 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets and Metrics We construct two datasets for our comparison. The first, hereafter denoted as Synth-500, includes 500 images of never-before-seen identities, generated by [1]. The second is a selection of 400 real images from the public AgeDB [52] database, chosen based on higher resolution. For each image, we generate 5 samples using all methods and calculate the following metrics: 1) ID similarity: we compute the cosine similarity of ID features between the input and generated faces. The corresponding distributions are plotted in Fig. 4. 2)", + "bbox": [ + 212, + 734, + 787, + 842 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 308, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 127 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "LPIPS distance: similarly to [45], we assess the diversity of generation by calculating the pairwise perceptual distance (LPIPS) [95] between images of the same ID. The average distance for all pairs is reported in Tab 1. To focus on the actual facial diversity, we first detect and align all faces and remove the background using an off-the-shelf parser [2]. 3) Exp./Pose diversity: we predict the expression and pose (jaw/neck articulation) parameters of the FLAME model [44] for each sample using EMOCA v2 [13,21] and compute the average pairwise $\\ell_2$ expression and pose distances between images of the same ID. 4) FID: we use the FID [28,71] metric to assess the quality of samples (after face detection and alignment) with respect to the input images. Results are presented in Tab 1.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/6c5ff681a4d11aa5cab7b3e2aebe3e9acc5ca41f53baba17c815440632cddb02.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
LPIPS↑Exp. (l2)↑Pose (l2)↑FID↓
Synth-500AgeDBSynth-500AgeDBSynth-500AgeDBSynth-500AgeDB
FastComposer0.3890.4873.5974.6780.1630.22513.51731.736
Photomaker0.4100.4243.9204.2830.1670.16513.2958.410
InstantID0.3860.4373.7334.5690.0590.08222.85918.598
IPA-FaceID (SDXL)0.4020.4624.6485.8120.1810.1977.10424.105
IPA-FaceID-Plus0.3200.3842.7063.5180.1500.19414.88011.817
IPA-FaceID-Plusv20.3560.4293.1474.0920.1850.2369.75210.798
Arc2Face (Ours)0.5060.5086.3755.9660.3170.2735.6736.628
", + "bbox": [ + 217, + 353, + 787, + 460 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 1: Quantitative comparison between Arc2Face and [45,82,85,89] on 500 synthetic and 400 real IDs. We produce 5 samples per ID for all methods and assess the diversity of generated faces using perceptual and 3DMM-based distances, as well as their quality based on FID. Bold values denote the best results in each metric.", + "bbox": [ + 212, + 470, + 787, + 527 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "As depicted in Fig. 4, existing methods, particularly [45, 85] that rely on CLIP features, struggle to preserve the ID without detailed text descriptions of the subject. InstantID [82] attains the highest similarity, behind Arc2Face. However, this results in limited pose/exp. diversity as it further uses the input facial landmarks to constrain generation. Arc2Face does not require any text or spatial conditions and achieves the highest facial similarity as well as diversity and realism across both datasets. This particularly highlights the efficiency of ID-embeddings in the context of face generation against CLIP image or text features. A visual comparison with the above methods is provided in Fig. 6, whereas additional qualitative results and visualizations are provided in the Supp. Material. We further conducted a user study to compare with the second best-performing method in terms of ID similarity, i.e. InstantID [82]. In particular, we asked 50 users to choose the method whose result best resembles the input face, regardless of quality or realism, for a randomly selected set of 30 IDs from our datasets. The two methods were randomly presented side-by-side. Fig. 5 confirms a strong preference for Arc2Face in terms of ID resemblance.", + "bbox": [ + 212, + 598, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/7d443e010cde2f786e0e41895c13724ba250a9cc880e06ef52666c1ddf1f5ea4.jpg", + "image_caption": [ + "Fig. 6: Visual comparison of Arc2Face with state-of-the-art methods [45, 82, 85, 89] using the abstract prompt \"photo of a person\" to focus on their ID-conditioning ability." + ], + "image_footnote": [], + "bbox": [ + 258, + 146, + 743, + 439 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Face Recognition with Synthetic Data", + "text_level": 1, + "bbox": [ + 214, + 505, + 576, + 520 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To further demonstrate the potential of our model, we use it to create synthetic images for FR training. In particular, we sample novel ID vectors from the distribution of ArcFace embeddings learned by PCA on WebFace42M [101], while ensuring sufficient intra-class variance for the vectors of the same ID. To guarantee the uniqueness of generated subjects, we keep only those with ID similarity between them below 0.3. We compare against recent methods that train FR models on synthetic data, namely SynFace [58], DigiFace [4], and DCFace [41], following their training scheme with IR-SE-50 [14] as a backbone and the AdaFace [40] loss function. The trained models are evaluated on LFW [31], CFP-FP [72], CPLFW [96], AgeDB [52] and CALFW [97] datasets, ensuring large pose [72, 96] and age [52, 97] variation. In Tab. 2, we present results for 0.5M and 1.2M settings, corresponding to the size of CASIA-WebFace [91] and an increased size, respectively. Arc2Face surpasses DCFace in all five test datasets with an average improvement of $2.17\\%$ in the 0.5M regime and $1.93\\%$ in the 1.2M regime. Especially on the CFP-FP dataset, Arc2Face significantly outperforms DigiFace and DCFace, showing high ID-consistency under large pose variation.", + "bbox": [ + 212, + 527, + 787, + 770 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Pose/Expression Control", + "text_level": 1, + "bbox": [ + 214, + 787, + 468, + 801 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Our model can be trivially combined with ControlNet [94] for spatial control of the output. In particular, we use EMOCA v2 [13,21] to perform 3D reconstruc", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 308, + 114, + 732, + 127 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/8afb74e4435dc26df0a2ad010e10b94dacbc2969f6bf94b791463b87ad220a85.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodsVenue# images (# IDsx # ims/ID)LFWCFP-FPCPLFWAgeDBCALFWAvg
SynFaceICCV210.5M (10K × 50)91.9375.0370.4361.6374.7374.75
DigiFaceWACV230.5M (10K × 50)95.487.478.8776.9778.6283.45
DCFaceCVPR230.5M (10K × 50)98.5585.3382.6289.7091.6089.56
Arc2Face-0.5M (10K × 50)98.8191.8785.1690.1892.6391.73
DigiFaceWACV231.2M (10K × 72 + 100K × 5)96.1789.8182.2381.1082.5586.37
DCFaceCVPR231.2M (20K × 50 + 40K × 5)98.5888.6185.0790.9792.8291.21
Arc2Face-1.2M (20K × 50 + 40K × 5)98.9294.5886.4592.4593.3393.14
CASIA-WebFace (Real)0.49M (approx. 10.5K × 47)99.4296.5689.7394.0893.3294.62
", + "bbox": [ + 228, + 143, + 776, + 232 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 2: Verification accuracies of FR models trained with synthetic datasets. SynFace [58] is a GAN-based dataset with a latent space mixup technique. DigiFace [4] is a 3D model-based dataset with image augmentation. DCFace [41] is a diffusion-based dataset with separate ID and style as dual conditions.", + "bbox": [ + 215, + 243, + 787, + 299 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "tion on FFHQ [38], and train a ControlNet module, conditioned on the rendered face normals. During inference, we can render the 3D face normals of a source person under the expression and pose extracted from a reference image. This rendering is used to guide the synthesis of the source identity as shown in Fig. 7.", + "bbox": [ + 212, + 340, + 787, + 402 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/70a6e7d5cdcc8f9a3301b037604e83dfc3bff5e7348a2c2f9315071f83f368d5.jpg", + "image_caption": [ + "Fig. 7: Samples from Arc2Face, conditioned on a 3DMM [13,44] using ControlNet [94]." + ], + "image_footnote": [], + "bbox": [ + 284, + 426, + 720, + 584 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.4 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 662, + 401, + 676 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "ID-Conditioning via MLP To achieve ID-conditioning in SD, we map ArcFace [14] features to the CLIP embedding space by adapting the pre-trained text encoder [59] through extensive fine-tuning. Recent approaches combining text and ID-conditioning typically employ a simple MLP for subject embedding projection [11, 45, 56, 79, 81, 85, 86]. To validate our choice, we conducted an ablation study, replacing the CLIP encoder with a 4-layer MLP while maintaining the same training setting. Fig. 8 shows that our MLP-based model yields lower face similarity in generated images. Since SD is trained with CLIP embeddings, using the same encoder is a more natural choice than training an MLP to learn the CLIP latent space. Additionally, the former represents a well-established ar", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "chitecture, while the latter would necessitate a more extensive hyperparameter search, rather than a simple selection of a shallow MLP, as seen in most works. Principal Component Analysis To explore the intrinsic dimensionality of our facial ID representation, we conducted PCA on the ArcFace embeddings derived from WebFace42M images. Fig. 9a depicts the cumulative percentage of variance explained by the principal components. Notably, maintaining facial fidelity requires at least 300-400 components, as fewer components result in noticeable distortion, as shown in Fig. 9b. This reveals the challenge of compressing ArcFace embeddings significantly, emphasizing the inherent complexity of our facial ID representation.", + "bbox": [ + 212, + 146, + 787, + 297 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/4a1467de945cdcfd5a3288e738e28a110a9c5a582152d733fc2ba7479f843706.jpg", + "image_caption": [ + "Fig. 8: ID similarity [14] distributions between input and generated images from our model. We compare the proposed approach with that of using an MLP for the projection of ID vectors to the CLIP latent space." + ], + "image_footnote": [], + "bbox": [ + 230, + 323, + 356, + 422 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/a44dc3c58d2b560ddbf70759b8574158fb7b9bce717088e176a7a65d238dd1af.jpg", + "image_caption": [ + "Fig. 9: PCA on ID-embeddings: We show the cumulative percentage of variance across components (a) and samples from Arc2Face when projecting ID vectors to a varying number of components (b)." + ], + "image_footnote": [], + "bbox": [ + 367, + 323, + 495, + 422 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/d4fa4a1d71c024921367b68aa0cc2747e08161b2e85242067a90ef8ff586c0af.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 521, + 325, + 640, + 422 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/36eb031398d51326868336283475ac2c6a0725712f8d0da5126e87bff25bf4bc.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 648, + 329, + 779, + 422 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Generalization Ability By training on an extensive dataset with more than 1M IDs and significant intra-class variance, our model is capable of reproducing photos of any person with high fidelity. To further assess its capacity, we examine whether or not Arc2Face has learned to replicate its training IDs by exploring the output images for the 500 previously unseen identities from Synth-500. In particular, for each of the 2.5K samples (5 per ID), we identified the closest training image - defined as the one exhibiting the highest ID similarity within the combined set of restored WebFace42M, FFHQ, and CelebA-HQ. Fig. 10b shows some examples of generated images and their closest matches from the training data. We further plot the distribution of similarities in Fig. 10a. Notably, the generated images exhibit an average cosine similarity of 0.37 to their closest training sample and 0.74 to their (unseen) input features. This observation indicates that our model indeed does not memorize images from the training set, confirming its ability to faithfully reconstruct faces of novel identities.", + "bbox": [ + 212, + 534, + 787, + 748 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.5 Implementation Details", + "text_level": 1, + "bbox": [ + 214, + 768, + 457, + 784 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We start from stable-diffusion-v1-5 and fine-tune both the UNet and CLIP encoder with AdamW [46] and a learning rate of 1e-6, using 8 NVIDIA A100 GPUs and a batch size of 4 per GPU. First, we train on 21M restored images", + "bbox": [ + 212, + 794, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 307, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/83d0d0e6c7879ddea067f8652b53831dfe008013e61c105338c83c45817e71e4.jpg", + "image_caption": [ + "(a) ArcFace similarity distributions between input/output and output/closest-train-image." + ], + "image_footnote": [], + "bbox": [ + 222, + 146, + 485, + 241 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/10f18aa4f5a075d206bd2e562e1f030d352b0e7c66462822989d8374c6f9fa2f.jpg", + "image_caption": [ + "(b) Examples of generated faces (top) and their closest train samples (bottom).", + "Fig. 10: We show that Arc2Face does not replicate its training data. We generate images for 500 unseen IDs from Synth-500 and retrieve the train image with the highest ID similarity for each one. The average similarity between each output and its closest match is 0.37, whereas the similarity between the output and input features is 0.74." + ], + "image_footnote": [], + "bbox": [ + 516, + 151, + 785, + 236 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "from WebFace42M for 5 epochs with a resolution of $448 \\times 448$ , and then fine-tune on $512 \\times 512$ - sized FFHQ and CelebA-HQ images for another 15 epochs. All our results shown in this paper are generated using DPM-Solver [47, 48] with 25 inference steps and a classifier-free guidance scale of 3, which we empirically found to produce highly realistic images. For ID-embedding extraction, we use a frozen IR-100 ArcFace [14] trained on WebFace42M and normalize embeddings to unit magnitude. Regarding the methods we compare against, we use the official implementations and, in all cases, select the default hyper-parameters.", + "bbox": [ + 212, + 361, + 787, + 483 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Limitations", + "text_level": 1, + "bbox": [ + 215, + 503, + 362, + 518 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we introduce a model capable of generating high-quality facial images from facial embeddings. Our method is limited by the capacity of the face embeddings encoder [14], as well as the datasets used [101], both of which are fortunately state-of-the-art. Moreover, only one person per image can be generated. Despite these limitations, we provide a foundation model, that can be further fine-tuned to other datasets and modalities, aiding follow-up research.", + "bbox": [ + 212, + 532, + 787, + 625 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 643, + 359, + 660 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we explore the power of ID features derived from FR networks as a comprehensive representation for face generation in the context of large-scale diffusion models. We show that million-scale face recognition datasets are required to effectively train an ID-conditioned model. To that end, we fine-tune the pretrained SD on carefully restored images from WebFace42M. Our ID-conditioning mechanism transforms the model into an ArcFace-to-Image model, deliberately disregarding text information in the process. Our experiments demonstrate its ability to faithfully reproduce the facial ID of any individual, generating highly realistic images with a greater degree of similarity compared to any existing method, all while preserving diversity in the output. We hope our model encourages further research in ID-preserving generative AI for human faces.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "F. Paraperas Papantoniou et al.", + "bbox": [ + 271, + 114, + 485, + 128 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments. S. Zafeiriou and part of the research was funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1). B. Kainz received support from the ERC, project MIA-NORMAL 101083647, DFG 512819079, and by the State of Bavaria (HTA). HPC resources were provided by the Erlangen National High Performance Computing Center (NHR@FAU) of the Friedrich-Alexander-Universität Erlangen-Nürnberg (FAU) under the NHR project b180dc. NHR@FAU hardware is partially funded by the German Research Foundation (DFG) - 440719683.", + "bbox": [ + 212, + 146, + 802, + 268 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 291, + 325, + 308 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. https://thispersondoesnotexist.com/", + "2. https://github.com/zllr running/face-parsing.PyTorch", + "3. An, S., Xu, H., Shi, Y., Song, G., Ogras, U.Y., Luo, L.: Panohead: Geometry-aware 3d full-head synthesis in 360deg. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 20950-20959 (2023)", + "4. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 10492-10502 (2021)" + ], + "bbox": [ + 217, + 146, + 787, + 438 + ], + "page_idx": 20 + }, + { + "type": "header", + "text": "Arc2Face: A Foundation Model for ID-Consistent Human Faces", + "bbox": [ + 307, + 114, + 730, + 127 + ], + "page_idx": 20 + }, + { + "type": "page_number", + "text": "21", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 20 + } +] \ No newline at end of file diff --git a/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/6ba2ea8f-99d0-433f-846f-fec73d68a3a1_model.json b/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/6ba2ea8f-99d0-433f-846f-fec73d68a3a1_model.json new file mode 100644 index 0000000000000000000000000000000000000000..b1cde99785380d8fbe6e567f4c61ed79f3e34d4a --- /dev/null +++ b/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/6ba2ea8f-99d0-433f-846f-fec73d68a3a1_model.json @@ -0,0 +1,2937 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.221, + 0.141, + 0.783, + 0.185 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "text", + "bbox": [ + 0.255, + 0.213, + 0.747, + 0.258 + ], + "angle": 0, + "content": "Foivos Paraperas Papantoniou1, Alexandros Lattas1, Stylianos Moschoglou1, Jiankang Deng1, Bernhard Kainz1,2, and Stefanos Zafeiriou1" + }, + { + "type": "text", + "bbox": [ + 0.375, + 0.269, + 0.627, + 0.313 + ], + "angle": 0, + "content": "1 Imperial College London, UK \n2 FAU Erlangen-Nürnberg, Germany \nhttps://arc2face.github.io/" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.35, + 0.74, + 0.641 + ], + "angle": 0, + "content": "Abstract. This paper presents Arc2Face, an identity-conditioned face foundation model, which, given the ArcFace embedding of a person, can generate diverse photo-realistic images with an unparalleled degree of face similarity than existing models. Despite previous attempts to decode face recognition features into detailed images, we find that common high-resolution datasets (e.g. FFHQ) lack sufficient identities to reconstruct any subject. To that end, we meticulously upsample a significant portion of the WebFace42M database, the largest public dataset for face recognition (FR). Arc2Face builds upon a pretrained Stable Diffusion model, yet adapts it to the task of ID-to-face generation, conditioned solely on ID vectors. Deviating from recent works that combine ID with text embeddings for zero-shot personalization of text-to-image models, we emphasize on the compactness of FR features, which can fully capture the essence of the human face, as opposed to hand-crafted prompts. Crucially, text-augmented models struggle to decouple identity and text, usually necessitating some description of the given face to achieve satisfactory similarity. Arc2Face, however, only needs the discriminative features of ArcFace to guide the generation, offering a robust prior for a plethora of tasks where ID consistency is of paramount importance. As an example, we train a FR model on synthetic images from our model and achieve superior performance to existing synthetic datasets." + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.655, + 0.74, + 0.669 + ], + "angle": 0, + "content": "Keywords: Face synthesis \\(\\cdot\\) ID-embeddings \\(\\cdot\\) Subject-driven generation" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.718, + 0.375, + 0.733 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Learning statistical priors from data to generate new facial images is a highly popular problem at the intersection of Computer Vision and Machine Learning. Arguably, the most well-known early method was the so-called Eigenfaces [78], which applies the Karhunen-Loeve expansion, also known as Principal Component Analysis (PCA), to a set of facial images. The success of Eigenfaces with well-aligned frontal facial images captured under controlled conditions spurred" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.145, + 0.784, + 0.294 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.307, + 0.788, + 0.351 + ], + "angle": 0, + "content": "Fig. 1: Given the ID-embedding from [14], Arc2Face can generate high-quality images of any subject with compelling similarity. Using popular extensions, such as ControlNet [94], we can explicitly control facial attributes such as the pose or expression." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.391, + 0.788, + 0.497 + ], + "angle": 0, + "content": "a significant line of research into linear and nonlinear component analysis over 25 years ago. Probably the pinnacle of PCA applications was in 3D Morphable Models (3DMMs) [6], where it was used to learn a prior for facial textures represented in a UV map. However, when directly applied to 2D images, PCA had many shortcomings, including the requirement for images to be perfectly pixel-aligned. Furthermore, it could not describe hair (facial or not) and also struggled with non-linearities introduced by facial expressions and lighting conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.788, + 0.715 + ], + "angle": 0, + "content": "The recent evolution of deep neural networks (DNNs) has made it feasible to overcome many of the limitations inherent in simple linear statistical models, such as PCA, enabling the learning of statistical priors from large-scale facial data captured under varied recording conditions. Arguably, the most successful method, based on Generative Adversarial Networks (GANs) [25], is StyleGAN [38] and its variants [37,39]. StyleGAN learns a decoder governed by low-dimensional latent codes, which can be sampled to generate images. Moreover, StyleGAN can be used to fit images to its distributions (i.e., find the best latent code to generate a specific image) [84], proving highly useful as a prior for many tasks, including 3D face reconstruction for facial texture generation [24]. Additionally, several studies have discussed how StyleGAN's latent spaces can be utilized for controllable manipulations (i.e., changing the expressions or the pose of facial images) [27, 73, 100]. However, to date, identity drift remains a challenge in latent space manipulations using StyleGAN." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.842 + ], + "angle": 0, + "content": "One of the first problems to find a robust solution with the advent of deep learning is face recognition (FR), generally approached by identifying features that represent facial identities (also known as ID-embeddings). These features are so powerful that they are used in smartphones for face verification, leading to a vast research field. Arguably, the most widely used ID-embeddings are those produced by the ArcFace [14] loss. ArcFace features have been utilized as perceptual features for 3D face reconstruction and generation. However, robustly controlling the identity within the StyleGAN framework remains challenging," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "mainly due to the necessity of large high-resolution datasets with significant intra-class variability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.787, + 0.312 + ], + "angle": 0, + "content": "In the past couple of years, another revolution concerning generative methods has occurred in deep learning. The emergence of the so-called Diffusion Models [74] has demonstrated not only the possibility of modeling the distribution of images and sampling from it [17,29,76], but also the feasibility of guiding the generation process with features that correlate images with textual descriptions, such as CLIP [59,62]. Recently, it has been shown that other features, e.g., ID-embeddings, can be incorporated to steer the generation process for faces, to not only adhere to textual descriptions but also to the facial characteristics of a person's image [11,56,79,82,89]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.788, + 0.447 + ], + "angle": 0, + "content": "A challenge arises when combining CLIP features with ID-embeddings because CLIP features contain ID-related information (otherwise, generating the image of a famous celebrity from a textual prompt would not be possible), as well as possess contradictory features to ID-embeddings (e.g., when requesting a photo of a \"Viking\" with the ID-embeddings of a Chinese person). Hence, although these models are useful for entertainment purposes and demonstrate the power of diffusion models, they are neither suitable for the controlled generation of facial images nor for sampling conditioned to the ID features of a specific subject." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.45, + 0.788, + 0.51 + ], + "angle": 0, + "content": "In this paper, we meticulously study the problem of high-resolution facial image synthesis conditioned on ID-embeddings and propose a large-scale foundation model. Developing such a model poses a significant challenge due to the limited availability of high-quality facial image databases. Specifically:" + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.519, + 0.784, + 0.575 + ], + "angle": 0, + "content": "- We show that smaller, single-image-per-person databases [38] are insufficient to train a robust foundation model, thus, we introduce a large dataset of high-resolution facial images with consistent identity and intra-class variability derived from WebFace42M." + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.58, + 0.784, + 0.607 + ], + "angle": 0, + "content": "- We adapt a large facial identity encoder trained solely on ID-embeddings, in contrast to text-based models where ID interferes with language." + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.61, + 0.784, + 0.637 + ], + "angle": 0, + "content": "- We introduce the first ID-conditioned face foundation model, which we make available to the public." + }, + { + "type": "text", + "bbox": [ + 0.227, + 0.64, + 0.784, + 0.682 + ], + "angle": 0, + "content": "- We propose a robust benchmark for evaluating ID-conditioned models. Our experiments demonstrate superior performance compared to existing approaches." + }, + { + "type": "list", + "bbox": [ + 0.227, + 0.519, + 0.784, + 0.682 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.708, + 0.388, + 0.725 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.74, + 0.589, + 0.755 + ], + "angle": 0, + "content": "2.1 Generative Models for the Human Face" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.787, + 0.84 + ], + "angle": 0, + "content": "The task of facial image generation has witnessed great success in recent years, with the advent of style-based GANs [37-39,51], even for view-consistent synthesis [3,8,9,16,26,53,70]. Despite early attempts to condition GANs on modalities such as text [33,34,67], the recent Diffusion Models [17, 29, 76, 87] have shown tremendous progress. Trained on large-scale datasets, several prominent models," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.223 + ], + "angle": 0, + "content": "including DALLE-2 [60], Imagen [66], or Stable Diffusion [62], have emerged, marking a breakthrough in creative image generation. Later models have enabled an even higher level of detail [57]. Nevertheless, dataset memorization remains an issue in such models [75]. Moreover, recent methods have achieved even 3D human generation using general [42,55] and text-guided diffusion models [32,93]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.224, + 0.788, + 0.406 + ], + "angle": 0, + "content": "In terms of controlling the generation output, adding images alongside text has been proposed. For example, ILVR [12] conditions sampling on a target image through iterative refinement, while SDEdit [50] adds noise to the input before editing it according to the target description. DiffusionRig [18] enables explicit face editing, using a crude 3DMM [20] rendering to condition generation on pose, illumination, and expression. Perhaps the most notable approach, ControlNet [94], first achieved accurate spatial control of text-to-image models, with the addition of trainable copies of network parts. In a different direction, universal guidance was introduced [5] to avoid re-training the model during conditioning. While the combined use of text and spatial control can enable manipulation of an input photo to some extent, it cannot accurately generate one's identity under any conditions, which is addressed by subject-driven generative models." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.431, + 0.544, + 0.447 + ], + "angle": 0, + "content": "2.2 Subject-Specific Facial Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.461, + 0.788, + 0.597 + ], + "angle": 0, + "content": "When considering subject-conditioned generation, face recognition (FR) models provide a powerful platform for identity features extraction from facial images, since they typically extract comprehensive facial embeddings in order to measure identity similarity (e.g. [7, 14, 15, 40]). Therefore, the inversion of such models in a black-box setting has been shown capable of producing facial images from an identity embedding [49, 61, 80, 88], even when using GAN and diffusion architectures for zero-shot generation [19, 35, 77]. However, current inversion methods are either trained on low-resolution datasets [19, 77] designed for face recognition or use high-quality but limited images [35], constraining their generalizability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.598, + 0.788, + 0.78 + ], + "angle": 0, + "content": "The most impressive results have recently been shown as extensions of Stable Diffusion [62]. The main paradigm emerged from Textual Inversion [22] and especially DreamBooth [64], which fine-tunes a diffusion model on several images of a subject, to learn a subject-specific class identifier reproducing that specific subject. Follow-up works reduced the optimization time, such as HyperDream-Booth [65], which utilizes LoRA [30] and a hypernetwork to perform tuning on a single image. Similarly, E4T [23] and ProFusion [99] propose encoder-based approaches, while CustomDiffusion [43] optimizes only a subset of network's parameters. Moreover, Celeb-Basis [92] and StableIdentity [81] learn an embedding basis from a set of celebrities that can be used to condition the text-based model. In a generalized manner, Kosmos-G [54] introduced a multi-modal perception model that accepts various inputs, including facial images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Closest to ours lies a series of recent works that condition Diffusion Models directly on facial features for tuning-free personalization. Various approaches, including FastComposer [85], PhotoVerse [10] and PhotoMaker [45], employ features from the CLIP [59] image encoder to represent the input subject. However," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.309, + 0.115, + 0.733, + 0.128 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.153, + 0.784, + 0.251 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.265, + 0.788, + 0.364 + ], + "angle": 0, + "content": "Fig. 2: Overview of Arc2Face. We use a straightforward design to condition Stable Diffusion on ID features. The ArcFace embedding is processed by the text encoder using a frozen pseudo-prompt for compatibility, allowing projection into the CLIP latent space for cross-attention control. Both the encoder and UNet are optimized on a million-scale FR dataset [101] (after upsampling), followed by additional fine-tuning on high-quality datasets [36, 38], without any text annotations. The resulting model exclusively adheres to ID-embeddings, disregarding its initial language guidance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.389, + 0.784, + 0.51 + ], + "angle": 0, + "content": "this representation is constrained by the CLIP's facial encoding abilities. Methods such as Face0 [79], DreamIdentity [11], and PortraitBooth [56] condition the model additionally on FR embeddings for improved fidelity. Similarly, IP-Adapter [89] uses a decoupled cross-attention mechanism to separate text from subject conditioning and has released, post-publication, [90] an impressive model based on ID features. InstantID [82] extends [90] with an additional network for stronger ID guidance and facial landmarks conditioning. Finally, FaceStudio [86] learns combined CLIP and ID-embeddings, achieving impressive stylizations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.511, + 0.785, + 0.601 + ], + "angle": 0, + "content": "A common concept in prior works is to use subject embeddings as an additional conditioning mechanism on top of text. Therefore, they exhibit a deficiency in identity retention due to the ambiguous relation of text description and fine identity characteristics. In contrast, in this work, we introduce a model solely conditioned on robust identity features, achieving state-of-the-art control and identity retention, as shown in Fig. 1." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.621, + 0.331, + 0.637 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.649, + 0.788, + 0.754 + ], + "angle": 0, + "content": "Our objective is to develop a foundation model that accurately generates images of any subject independent of pose, expression, or contextual scene information. To that end, we employ the ArcFace [14] network as our feature extractor, owing to its intrinsic ability to filter out such information. Our model extends a powerful Stable Diffusion [62] backbone, enabling efficient sampling of high-quality images. Specific details of our methodology are provided in the subsequent sections." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.774, + 0.373, + 0.789 + ], + "angle": 0, + "content": "3.1 Preliminaries" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Face Recognition Features: The utilization of pre-trained FR networks to constrain face-related optimization or generation tasks has seen significant success in recent years. Typically, ID similarity is employed as an auxiliary loss," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "often by extracting features from multiple layers of these networks. In this work, we aim to utilize these networks as frozen feature extractors in order to condition a generative model of facial images. In particular, let \\(\\phi\\) denote the forward function of a pre-trained ArcFace [14] network. Given a cropped and aligned face image \\(x\\in \\mathbb{R}^{H\\times W\\times C}\\), \\(\\phi\\) extracts a high-level embedding \\(\\mathbf{w} = \\phi (x)\\in \\mathbb{R}^{512}\\), designed to separate the face from other subjects. We rely only on this vector to recover novel images of the subject, without access to any intermediate layers of [14]. As shown by Kansy et al. [35], it is possible to learn this mapping via a conditional diffusion model without any ID-specific loss functions. Similarly, we employ \\(\\mathbf{w}\\) to condition our model by projecting it onto the cross-attention layers of the generator, following the successful paradigm of Stable Diffusion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.334, + 0.788, + 0.427 + ], + "angle": 0, + "content": "Latent Diffusion Models: Diffusion models [17, 29, 76] employ a denoising mechanism to approximate the distribution of real images \\( x \\). During training, images undergo distortion through the addition of Gaussian noise via a predetermined diffusion schedule at different timesteps \\( t \\), given by \\( x_{t} = \\sqrt{\\bar{\\alpha}_{t}} x_{0} + (1 - \\bar{\\alpha} t)\\epsilon \\). At the same time, a denoising autoencoder \\( \\epsilon_{\\theta}(x_{t},t) \\) is trained to recover the normally distributed noise \\( \\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I}) \\) by minimizing the prediction error:" + }, + { + "type": "equation", + "bbox": [ + 0.379, + 0.436, + 0.785, + 0.457 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\mathbb {E} _ {x _ {t}, t, \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I})} \\left[ | | \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t) | | _ {2} ^ {2} \\right] \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.788, + 0.631 + ], + "angle": 0, + "content": "The Latent Diffusion (LD) model [62] is a widely adopted architecture within the diffusion framework. Notably, a Variational Autoencoder (VAE), \\(\\mathcal{E}\\), is employed to compress images into a lower-dimensional latent space \\(z = \\mathcal{E}(x)\\) for efficient training. Moreover, LD introduces a universal conditioning mechanism, using a UNet [63] as the backbone for \\(\\epsilon_{\\theta}\\), with cross-attention layers to map auxiliary features \\(C\\) to its intermediate layers for conditional noise prediction \\(\\epsilon_{\\theta}(z_t,t,C)\\). Particularly, Stable Diffusion (SD) represents a text-conditioned LD model, which uses text embeddings \\(C\\), produced by a CLIP encoder [59], to enable stochastic text-to-image (T2I) generation. Trained on the LAION-5B database [68], SD stands as a foundation open-source T2I model which is commonly utilized by the research community as a powerful image prior for downstream tasks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.65, + 0.37, + 0.665 + ], + "angle": 0, + "content": "3.2 Base Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.765 + ], + "angle": 0, + "content": "To demonstrate the effectiveness of ID-embeddings in face reconstruction and highlight the necessity of extensive datasets, we conducted initial experiments training an ID-conditioned model from scratch on low-resolution images with varying data sizes. This initial model follows the conditional LD format [62], i.e. a perceptual autoencoder and a UNet denoiser equipped with cross-attention layers, and is trained on image-embedding pairs using the standard loss of Eq. 1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Fig. 3 compares the performance of the model when trained on three different datasets: FFHQ [38] (70K single-person images, downsampled to \\(256 \\times 256\\)), WebFace42M-10% (a subset with \\(\\sim\\)4M images from \\(\\sim\\)200K identities), and the complete WebFace42M [101] dataset. For each model, we generate images based on 400 real and 500 synthetic input faces (see Sec. 4.1 for the images used in" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.114, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.283 + ], + "angle": 0, + "content": "our experiments) and measure the ID similarity between the input and generations. Results reveal that a model trained on FFHQ [38] exhibits limited ID retention due to the relatively modest number of images and IDs. In contrast, WebFace42M [101], despite comprising low-resolution face images (\\(112 \\times 112\\) pixels) cropped around the facial region for FR training, proves particularly suitable for our task, even when reduced to \\(10\\%\\) size. Notably, it constitutes the largest public FR dataset, consisting of approximately 42M images, and, in contrast to other facial datasets (e.g. [38,69,98]), it contains significant and consistent intra-class variation, which is crucial for diverse generations of the same ID." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.283, + 0.788, + 0.346 + ], + "angle": 0, + "content": "Expanding upon this finding, we then develop Arc2Face, which enables the synthesis of photo-realistic images at higher resolutions. This model is derived by fine-tuning SD on a restored version of WebFace42M [101], along with FFHQ [38] and CelebA-HQ [36] for enhanced quality, as detailed below." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.373, + 0.48, + 0.488 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.306, + 0.49, + 0.388, + 0.501 + ], + "angle": 0, + "content": "(a) Synth-500" + }, + { + "type": "image", + "bbox": [ + 0.534, + 0.374, + 0.787, + 0.487 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.624, + 0.49, + 0.692, + 0.501 + ], + "angle": 0, + "content": "(b) AgeDB" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.513, + 0.788, + 0.57 + ], + "angle": 0, + "content": "Fig. 3: ArcFace [14] similarity distributions between input and generated faces from LD models trained on the ID-to-image task. We use two different datasets of input IDs for evaluation (500 and 400 IDs respectively) and generate 5 images per ID. We compare models trained on three datasets: FFHQ, WebFace42M- \\(10\\%\\), and WebFace42M." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.623, + 0.341, + 0.637 + ], + "angle": 0, + "content": "3.3 Arc2Face" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.65, + 0.788, + 0.711 + ], + "angle": 0, + "content": "Motivated by the ID retention offered by large-scale databases, we structure our model in two ways: 1) we employ a pre-trained SD [62] as our prior, 2) we automatically generate a high-resolution dataset from [101], enabling efficient training of our backbone without compromising its superior quality priors." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.843 + ], + "angle": 0, + "content": "ID-Conditioning: Our model is implemented with stable-diffusion-v1-5, which uses a CLIP text encoder [59] to guide image synthesis. Our goal is to condition it on ArcFace embeddings, while directly harnessing the generative power of its UNet. Thus, it is necessary to project ArcFace embeddings to the space of CLIP embeddings, used by the original model. We achieve this by feeding them into the same encoder and fine-tuning it to swiftly adapt itself to the ArcFace input. This approach offers a more seamless projection than replacing" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.39 + ], + "angle": 0, + "content": "CLIP with an MLP as in recent works [45,81,86] (see Sec. 4.4 for an ablation comparison). To ensure compatibility with CLIP, we employ a simple prompt, \"photo of a \\(<\\mathrm{id}>\\) person\". Following tokenization, we substitute the placeholder \\(<\\mathrm{id}>\\) token embedding with the ArcFace vector \\(\\mathbf{w}\\), yielding a sequence of token embeddings \\(s = \\{\\mathbf{e}_1,\\mathbf{e}_2,\\mathbf{e}_3,\\hat{\\mathbf{w}},\\mathbf{e}_5\\}\\). Here, \\(\\hat{\\mathbf{w}} \\in \\mathbb{R}^{768}\\) corresponds to \\(\\mathbf{w} \\in \\mathbb{R}^{512}\\) after zero-padding to match the dimension of \\(\\mathbf{e}_i \\in \\mathbb{R}^{768}\\). The resulting sequence is fed to the encoder \\(\\tau\\), which maps it to the CLIP output space \\(C = \\tau(s) \\in \\mathbb{R}^{N \\times 768}\\) (with \\(N\\) denoting the tokenizer's maximum sentence length). This process is illustrated in Fig. 2. Note that as a byproduct of this operation, the ID information is shared across multiple embeddings in the output of \\(\\tau\\), offering more detailed guidance to the UNet. This concept is also used in recent works [11,79]. During training, we consistently employ this default pseudo-prompt for all images. This intentional choice directs the encoder's attention solely to the ID vector, disregarding any irrelevant contextual information. Consequently, through extensive fine-tuning, we effectively transform the text encoder into a face encoder specifically tailored for projecting ArcFace embeddings into the CLIP latent space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.788, + 0.653 + ], + "angle": 0, + "content": "Dataset: We retain WebFace42M [101] for its vast size and intra-class variability, which, however, suffers from low-resolution data and a tight facial crop. Even more, the pre-trained SD backbone is designed for a resolution of \\(512 \\times 512\\) and a similar resolution is required to fine-tune Arc2Face. To alleviate this, we meticulously upsample them using GFPGAN (v1.4), a state-of-the-art blind face restoration network [83], denoted as \\(\\gamma\\). We perform degradation removal and \\(4 \\times\\) upscaling to \\(448 \\times 448\\), so that \\(\\hat{x} = \\gamma(x)\\). GFPGAN is a GAN-based upsampling method, with a strong face prior using both adversarial and ID-preserving losses, achieving crisp and faithful restoration. We follow this process on a large portion of the original database, given our computational limits, acquiring approximately 21M images of 1M identities at \\(448 \\times 448\\) pixels. Using the restored images \\(\\hat{x}\\), we train Arc2Face. Albeit of higher quality, this dataset is still limited to a tightly cropped facial area for FR training. While it allows to learn a robust ID prior, a complete face image is usually preferred. Thus, we further fine-tune it on FFHQ [38] and CelebA-HQ [36], which consist of less constrained face images. Our final model generates FFHQ-aligned images at \\(512 \\times 512\\) pixels." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.674, + 0.377, + 0.691 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.705, + 0.476, + 0.719 + ], + "angle": 0, + "content": "4.1 ID-Consistent Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.729, + 0.787, + 0.775 + ], + "angle": 0, + "content": "We perform extensive quantitative comparisons to evaluate the performance of recent ID-conditioned models in generating both diverse and faithful images of a subject. Details about the methods and comparison process are provided below." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Methods We compare against recent zero-shot methods that condition synthesis on identity information. Typically, these methods employ either CLIP image features or FR features to achieve tuning-free customization of SD on a given" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.309, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.128 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.229, + 0.147, + 0.43, + 0.222 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.288, + 0.224, + 0.371, + 0.236 + ], + "angle": 0, + "content": "(a) Synth-500" + }, + { + "type": "image", + "bbox": [ + 0.434, + 0.149, + 0.635, + 0.222 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.5, + 0.224, + 0.567, + 0.236 + ], + "angle": 0, + "content": "(b) AgeDB" + }, + { + "type": "image", + "bbox": [ + 0.677, + 0.145, + 0.78, + 0.232 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.248, + 0.646, + 0.331 + ], + "angle": 0, + "content": "Fig. 4: Distribution of ArcFace similarity between input IDs, synthetic (a) or real (b), and generated images of them by different models. As all non-CLIP-based methods use [14] for conditioning, we evaluate them with [14]. For an evaluation with a different network, please refer to the Supp. Material, where similar observations can be made." + }, + { + "type": "image_caption", + "bbox": [ + 0.667, + 0.248, + 0.788, + 0.331 + ], + "angle": 0, + "content": "Fig.5: Percentage of user votes received by our method and InstantID re. ID fidelity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.363, + 0.755, + 0.378 + ], + "angle": 0, + "content": "face. In particular, we compare against the following open-source methods:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.378, + 0.786, + 0.439 + ], + "angle": 0, + "content": "1) FastComposer [85], which combines text with features extracted from the CLIP image encoder. It further uses a localized attention mechanism and proposes delayed subject conditioning during sampling for improved text editability. It is trained on FFHQ-wild [38], automatically annotated with text prompts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.786, + 0.484 + ], + "angle": 0, + "content": "2) PhotoMaker [45], which extracts CLIP features from one or a few images of a subject and combines them with text to condition the model. It is trained on a custom dataset with 112K images from 13K celebrities collected from the web." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.483, + 0.786, + 0.53 + ], + "angle": 0, + "content": "3) IP-Adapter-FaceID (IPA-FaceID) [89, 90], which uses a decoupled attention mechanism for ID features in addition to text. Subsequent versions (IPA-FaceID-Plus and Plusv2) also use a combination of ID with CLIP image embeddings." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.53, + 0.786, + 0.575 + ], + "angle": 0, + "content": "4) InstantID [82], which extends IPA-FaceID with an IdentityNet, akin to ControlNet, conditioned on FR embeddings and sparse landmarks. It is trained on LAION-Face [98], plus 10M automatically annotated images from the web." + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.378, + 0.786, + 0.575 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.602, + 0.788, + 0.709 + ], + "angle": 0, + "content": "Prompt Selection Since the aforementioned methods are tailored for text-driven synthesis, their ability to generate consistent IDs depends heavily on the input prompt. Although this allows creative stylizations, it demands prompt engineering and user inspection. To eliminate subjective bias, we suggest an automatic evaluation using a simple prompt, \"photo of a person\", for all samples. This enables us to assess ID-retention performance based on face features without elaborate text descriptions, ensuring a fair comparison across all methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Datasets and Metrics We construct two datasets for our comparison. The first, hereafter denoted as Synth-500, includes 500 images of never-before-seen identities, generated by [1]. The second is a selection of 400 real images from the public AgeDB [52] database, chosen based on higher resolution. For each image, we generate 5 samples using all methods and calculate the following metrics: 1) ID similarity: we compute the cosine similarity of ID features between the input and generated faces. The corresponding distributions are plotted in Fig. 4. 2)" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.299 + ], + "angle": 0, + "content": "LPIPS distance: similarly to [45], we assess the diversity of generation by calculating the pairwise perceptual distance (LPIPS) [95] between images of the same ID. The average distance for all pairs is reported in Tab 1. To focus on the actual facial diversity, we first detect and align all faces and remove the background using an off-the-shelf parser [2]. 3) Exp./Pose diversity: we predict the expression and pose (jaw/neck articulation) parameters of the FLAME model [44] for each sample using EMOCA v2 [13,21] and compute the average pairwise \\(\\ell_2\\) expression and pose distances between images of the same ID. 4) FID: we use the FID [28,71] metric to assess the quality of samples (after face detection and alignment) with respect to the input images. Results are presented in Tab 1." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.354, + 0.789, + 0.462 + ], + "angle": 0, + "content": "
LPIPS↑Exp. (l2)↑Pose (l2)↑FID↓
Synth-500AgeDBSynth-500AgeDBSynth-500AgeDBSynth-500AgeDB
FastComposer0.3890.4873.5974.6780.1630.22513.51731.736
Photomaker0.4100.4243.9204.2830.1670.16513.2958.410
InstantID0.3860.4373.7334.5690.0590.08222.85918.598
IPA-FaceID (SDXL)0.4020.4624.6485.8120.1810.1977.10424.105
IPA-FaceID-Plus0.3200.3842.7063.5180.1500.19414.88011.817
IPA-FaceID-Plusv20.3560.4293.1474.0920.1850.2369.75210.798
Arc2Face (Ours)0.5060.5086.3755.9660.3170.2735.6736.628
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.472, + 0.788, + 0.529 + ], + "angle": 0, + "content": "Table 1: Quantitative comparison between Arc2Face and [45,82,85,89] on 500 synthetic and 400 real IDs. We produce 5 samples per ID for all methods and assess the diversity of generated faces using perceptual and 3DMM-based distances, as well as their quality based on FID. Bold values denote the best results in each metric." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.789, + 0.841 + ], + "angle": 0, + "content": "As depicted in Fig. 4, existing methods, particularly [45, 85] that rely on CLIP features, struggle to preserve the ID without detailed text descriptions of the subject. InstantID [82] attains the highest similarity, behind Arc2Face. However, this results in limited pose/exp. diversity as it further uses the input facial landmarks to constrain generation. Arc2Face does not require any text or spatial conditions and achieves the highest facial similarity as well as diversity and realism across both datasets. This particularly highlights the efficiency of ID-embeddings in the context of face generation against CLIP image or text features. A visual comparison with the above methods is provided in Fig. 6, whereas additional qualitative results and visualizations are provided in the Supp. Material. We further conducted a user study to compare with the second best-performing method in terms of ID similarity, i.e. InstantID [82]. In particular, we asked 50 users to choose the method whose result best resembles the input face, regardless of quality or realism, for a randomly selected set of 30 IDs from our datasets. The two methods were randomly presented side-by-side. Fig. 5 confirms a strong preference for Arc2Face in terms of ID resemblance." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.309, + 0.115, + 0.733, + 0.128 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.259, + 0.147, + 0.744, + 0.44 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.45, + 0.788, + 0.481 + ], + "angle": 0, + "content": "Fig. 6: Visual comparison of Arc2Face with state-of-the-art methods [45, 82, 85, 89] using the abstract prompt \"photo of a person\" to focus on their ID-conditioning ability." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.506, + 0.578, + 0.521 + ], + "angle": 0, + "content": "4.2 Face Recognition with Synthetic Data" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.528, + 0.789, + 0.771 + ], + "angle": 0, + "content": "To further demonstrate the potential of our model, we use it to create synthetic images for FR training. In particular, we sample novel ID vectors from the distribution of ArcFace embeddings learned by PCA on WebFace42M [101], while ensuring sufficient intra-class variance for the vectors of the same ID. To guarantee the uniqueness of generated subjects, we keep only those with ID similarity between them below 0.3. We compare against recent methods that train FR models on synthetic data, namely SynFace [58], DigiFace [4], and DCFace [41], following their training scheme with IR-SE-50 [14] as a backbone and the AdaFace [40] loss function. The trained models are evaluated on LFW [31], CFP-FP [72], CPLFW [96], AgeDB [52] and CALFW [97] datasets, ensuring large pose [72, 96] and age [52, 97] variation. In Tab. 2, we present results for 0.5M and 1.2M settings, corresponding to the size of CASIA-WebFace [91] and an increased size, respectively. Arc2Face surpasses DCFace in all five test datasets with an average improvement of \\(2.17\\%\\) in the 0.5M regime and \\(1.93\\%\\) in the 1.2M regime. Especially on the CFP-FP dataset, Arc2Face significantly outperforms DigiFace and DCFace, showing high ID-consistency under large pose variation." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.469, + 0.803 + ], + "angle": 0, + "content": "4.3 Pose/Expression Control" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Our model can be trivially combined with ControlNet [94] for spatial control of the output. In particular, we use EMOCA v2 [13,21] to perform 3D reconstruc" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "table", + "bbox": [ + 0.229, + 0.144, + 0.777, + 0.233 + ], + "angle": 0, + "content": "
MethodsVenue# images (# IDsx # ims/ID)LFWCFP-FPCPLFWAgeDBCALFWAvg
SynFaceICCV210.5M (10K × 50)91.9375.0370.4361.6374.7374.75
DigiFaceWACV230.5M (10K × 50)95.487.478.8776.9778.6283.45
DCFaceCVPR230.5M (10K × 50)98.5585.3382.6289.7091.6089.56
Arc2Face-0.5M (10K × 50)98.8191.8785.1690.1892.6391.73
DigiFaceWACV231.2M (10K × 72 + 100K × 5)96.1789.8182.2381.1082.5586.37
DCFaceCVPR231.2M (20K × 50 + 40K × 5)98.5888.6185.0790.9792.8291.21
Arc2Face-1.2M (20K × 50 + 40K × 5)98.9294.5886.4592.4593.3393.14
CASIA-WebFace (Real)0.49M (approx. 10.5K × 47)99.4296.5689.7394.0893.3294.62
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.244, + 0.788, + 0.3 + ], + "angle": 0, + "content": "Table 2: Verification accuracies of FR models trained with synthetic datasets. SynFace [58] is a GAN-based dataset with a latent space mixup technique. DigiFace [4] is a 3D model-based dataset with image augmentation. DCFace [41] is a diffusion-based dataset with separate ID and style as dual conditions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.342, + 0.788, + 0.404 + ], + "angle": 0, + "content": "tion on FFHQ [38], and train a ControlNet module, conditioned on the rendered face normals. During inference, we can render the 3D face normals of a source person under the expression and pose extracted from a reference image. This rendering is used to guide the synthesis of the source identity as shown in Fig. 7." + }, + { + "type": "image", + "bbox": [ + 0.285, + 0.428, + 0.721, + 0.585 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.216, + 0.595, + 0.785, + 0.61 + ], + "angle": 0, + "content": "Fig. 7: Samples from Arc2Face, conditioned on a 3DMM [13,44] using ControlNet [94]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.663, + 0.403, + 0.677 + ], + "angle": 0, + "content": "4.4 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "ID-Conditioning via MLP To achieve ID-conditioning in SD, we map ArcFace [14] features to the CLIP embedding space by adapting the pre-trained text encoder [59] through extensive fine-tuning. Recent approaches combining text and ID-conditioning typically employ a simple MLP for subject embedding projection [11, 45, 56, 79, 81, 85, 86]. To validate our choice, we conducted an ablation study, replacing the CLIP encoder with a 4-layer MLP while maintaining the same training setting. Fig. 8 shows that our MLP-based model yields lower face similarity in generated images. Since SD is trained with CLIP embeddings, using the same encoder is a more natural choice than training an MLP to learn the CLIP latent space. Additionally, the former represents a well-established ar" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.298 + ], + "angle": 0, + "content": "chitecture, while the latter would necessitate a more extensive hyperparameter search, rather than a simple selection of a shallow MLP, as seen in most works. Principal Component Analysis To explore the intrinsic dimensionality of our facial ID representation, we conducted PCA on the ArcFace embeddings derived from WebFace42M images. Fig. 9a depicts the cumulative percentage of variance explained by the principal components. Notably, maintaining facial fidelity requires at least 300-400 components, as fewer components result in noticeable distortion, as shown in Fig. 9b. This reveals the challenge of compressing ArcFace embeddings significantly, emphasizing the inherent complexity of our facial ID representation." + }, + { + "type": "image", + "bbox": [ + 0.231, + 0.324, + 0.357, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.368, + 0.324, + 0.496, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.522, + 0.327, + 0.642, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.65, + 0.33, + 0.781, + 0.424 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.436, + 0.505, + 0.505 + ], + "angle": 0, + "content": "Fig. 8: ID similarity [14] distributions between input and generated images from our model. We compare the proposed approach with that of using an MLP for the projection of ID vectors to the CLIP latent space." + }, + { + "type": "image_caption", + "bbox": [ + 0.51, + 0.436, + 0.788, + 0.506 + ], + "angle": 0, + "content": "Fig. 9: PCA on ID-embeddings: We show the cumulative percentage of variance across components (a) and samples from Arc2Face when projecting ID vectors to a varying number of components (b)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.535, + 0.789, + 0.749 + ], + "angle": 0, + "content": "Generalization Ability By training on an extensive dataset with more than 1M IDs and significant intra-class variance, our model is capable of reproducing photos of any person with high fidelity. To further assess its capacity, we examine whether or not Arc2Face has learned to replicate its training IDs by exploring the output images for the 500 previously unseen identities from Synth-500. In particular, for each of the 2.5K samples (5 per ID), we identified the closest training image - defined as the one exhibiting the highest ID similarity within the combined set of restored WebFace42M, FFHQ, and CelebA-HQ. Fig. 10b shows some examples of generated images and their closest matches from the training data. We further plot the distribution of similarities in Fig. 10a. Notably, the generated images exhibit an average cosine similarity of 0.37 to their closest training sample and 0.74 to their (unseen) input features. This observation indicates that our model indeed does not memorize images from the training set, confirming its ability to faithfully reconstruct faces of novel identities." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.77, + 0.458, + 0.785 + ], + "angle": 0, + "content": "4.5 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.788, + 0.842 + ], + "angle": 0, + "content": "We start from stable-diffusion-v1-5 and fine-tune both the UNet and CLIP encoder with AdamW [46] and a learning rate of 1e-6, using 8 NVIDIA A100 GPUs and a batch size of 4 per GPU. First, we train on 21M restored images" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.486, + 0.129 + ], + "angle": 0, + "content": "F. Paraperas Papantoniou et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.147, + 0.486, + 0.242 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.218, + 0.245, + 0.486, + 0.267 + ], + "angle": 0, + "content": "(a) ArcFace similarity distributions between input/output and output/closest-train-image." + }, + { + "type": "image", + "bbox": [ + 0.517, + 0.152, + 0.787, + 0.237 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.516, + 0.245, + 0.785, + 0.268 + ], + "angle": 0, + "content": "(b) Examples of generated faces (top) and their closest train samples (bottom)." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.279, + 0.785, + 0.335 + ], + "angle": 0, + "content": "Fig. 10: We show that Arc2Face does not replicate its training data. We generate images for 500 unseen IDs from Synth-500 and retrieve the train image with the highest ID similarity for each one. The average similarity between each output and its closest match is 0.37, whereas the similarity between the output and input features is 0.74." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.362, + 0.788, + 0.484 + ], + "angle": 0, + "content": "from WebFace42M for 5 epochs with a resolution of \\(448 \\times 448\\), and then fine-tune on \\(512 \\times 512\\) - sized FFHQ and CelebA-HQ images for another 15 epochs. All our results shown in this paper are generated using DPM-Solver [47, 48] with 25 inference steps and a classifier-free guidance scale of 3, which we empirically found to produce highly realistic images. For ID-embedding extraction, we use a frozen IR-100 ArcFace [14] trained on WebFace42M and normalize embeddings to unit magnitude. Regarding the methods we compare against, we use the official implementations and, in all cases, select the default hyper-parameters." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.504, + 0.364, + 0.52 + ], + "angle": 0, + "content": "5 Limitations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.788, + 0.625 + ], + "angle": 0, + "content": "In this work, we introduce a model capable of generating high-quality facial images from facial embeddings. Our method is limited by the capacity of the face embeddings encoder [14], as well as the datasets used [101], both of which are fortunately state-of-the-art. Moreover, only one person per image can be generated. Despite these limitations, we provide a foundation model, that can be further fine-tuned to other datasets and modalities, aiding follow-up research." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.645, + 0.36, + 0.661 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In this work, we explore the power of ID features derived from FR networks as a comprehensive representation for face generation in the context of large-scale diffusion models. We show that million-scale face recognition datasets are required to effectively train an ID-conditioned model. To that end, we fine-tune the pretrained SD on carefully restored images from WebFace42M. Our ID-conditioning mechanism transforms the model into an ArcFace-to-Image model, deliberately disregarding text information in the process. Our experiments demonstrate its ability to faithfully reproduce the facial ID of any individual, generating highly realistic images with a greater degree of similarity compared to any existing method, all while preserving diversity in the output. We hope our model encourages further research in ID-preserving generative AI for human faces." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.308, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.803, + 0.269 + ], + "angle": 0, + "content": "Acknowledgments. S. Zafeiriou and part of the research was funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1). B. Kainz received support from the ERC, project MIA-NORMAL 101083647, DFG 512819079, and by the State of Bavaria (HTA). HPC resources were provided by the Erlangen National High Performance Computing Center (NHR@FAU) of the Friedrich-Alexander-Universität Erlangen-Nürnberg (FAU) under the NHR project b180dc. NHR@FAU hardware is partially funded by the German Research Foundation (DFG) - 440719683." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.292, + 0.326, + 0.309 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.231, + 0.326, + 0.528, + 0.339 + ], + "angle": 0, + "content": "1. https://thispersondoesnotexist.com/" + }, + { + "type": "ref_text", + "bbox": [ + 0.231, + 0.34, + 0.642, + 0.354 + ], + "angle": 0, + "content": "2. https://github.com/zllr running/face-parsing.PyTorch" + }, + { + "type": "ref_text", + "bbox": [ + 0.231, + 0.354, + 0.786, + 0.395 + ], + "angle": 0, + "content": "3. 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In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 10492-10502 (2021)" + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.147, + 0.788, + 0.439 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/6ba2ea8f-99d0-433f-846f-fec73d68a3a1_origin.pdf b/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/6ba2ea8f-99d0-433f-846f-fec73d68a3a1_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..06b46995224585c4b5465820f3bf0ed94365cb7d --- /dev/null +++ b/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/6ba2ea8f-99d0-433f-846f-fec73d68a3a1_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:e69e9017735980c8cb65cb43bcd7a5a04248d88b73455ef1a7d9ffe0c9696552 +size 5880851 diff --git a/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/full.md b/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/full.md new file mode 100644 index 0000000000000000000000000000000000000000..9843a46925bfa0a2402acace726a1dcc72e387a7 --- /dev/null +++ b/2024/Arc2Face_ A Foundation Model for ID-Consistent Human Faces/full.md @@ -0,0 +1,315 @@ +# Arc2Face: A Foundation Model for ID-Consistent Human Faces + +Foivos Paraperas Papantoniou1, Alexandros Lattas1, Stylianos Moschoglou1, Jiankang Deng1, Bernhard Kainz1,2, and Stefanos Zafeiriou1 + +1 Imperial College London, UK +2 FAU Erlangen-Nürnberg, Germany +https://arc2face.github.io/ + +Abstract. This paper presents Arc2Face, an identity-conditioned face foundation model, which, given the ArcFace embedding of a person, can generate diverse photo-realistic images with an unparalleled degree of face similarity than existing models. Despite previous attempts to decode face recognition features into detailed images, we find that common high-resolution datasets (e.g. FFHQ) lack sufficient identities to reconstruct any subject. To that end, we meticulously upsample a significant portion of the WebFace42M database, the largest public dataset for face recognition (FR). Arc2Face builds upon a pretrained Stable Diffusion model, yet adapts it to the task of ID-to-face generation, conditioned solely on ID vectors. Deviating from recent works that combine ID with text embeddings for zero-shot personalization of text-to-image models, we emphasize on the compactness of FR features, which can fully capture the essence of the human face, as opposed to hand-crafted prompts. Crucially, text-augmented models struggle to decouple identity and text, usually necessitating some description of the given face to achieve satisfactory similarity. Arc2Face, however, only needs the discriminative features of ArcFace to guide the generation, offering a robust prior for a plethora of tasks where ID consistency is of paramount importance. As an example, we train a FR model on synthetic images from our model and achieve superior performance to existing synthetic datasets. + +Keywords: Face synthesis $\cdot$ ID-embeddings $\cdot$ Subject-driven generation + +# 1 Introduction + +Learning statistical priors from data to generate new facial images is a highly popular problem at the intersection of Computer Vision and Machine Learning. Arguably, the most well-known early method was the so-called Eigenfaces [78], which applies the Karhunen-Loeve expansion, also known as Principal Component Analysis (PCA), to a set of facial images. The success of Eigenfaces with well-aligned frontal facial images captured under controlled conditions spurred + +![](images/ee8b0d47a960cda07b5ae1ae08c0d318c54915c7f22855ef15ba37980e18b3e5.jpg) +Fig. 1: Given the ID-embedding from [14], Arc2Face can generate high-quality images of any subject with compelling similarity. Using popular extensions, such as ControlNet [94], we can explicitly control facial attributes such as the pose or expression. + +a significant line of research into linear and nonlinear component analysis over 25 years ago. Probably the pinnacle of PCA applications was in 3D Morphable Models (3DMMs) [6], where it was used to learn a prior for facial textures represented in a UV map. However, when directly applied to 2D images, PCA had many shortcomings, including the requirement for images to be perfectly pixel-aligned. Furthermore, it could not describe hair (facial or not) and also struggled with non-linearities introduced by facial expressions and lighting conditions. + +The recent evolution of deep neural networks (DNNs) has made it feasible to overcome many of the limitations inherent in simple linear statistical models, such as PCA, enabling the learning of statistical priors from large-scale facial data captured under varied recording conditions. Arguably, the most successful method, based on Generative Adversarial Networks (GANs) [25], is StyleGAN [38] and its variants [37,39]. StyleGAN learns a decoder governed by low-dimensional latent codes, which can be sampled to generate images. Moreover, StyleGAN can be used to fit images to its distributions (i.e., find the best latent code to generate a specific image) [84], proving highly useful as a prior for many tasks, including 3D face reconstruction for facial texture generation [24]. Additionally, several studies have discussed how StyleGAN's latent spaces can be utilized for controllable manipulations (i.e., changing the expressions or the pose of facial images) [27, 73, 100]. However, to date, identity drift remains a challenge in latent space manipulations using StyleGAN. + +One of the first problems to find a robust solution with the advent of deep learning is face recognition (FR), generally approached by identifying features that represent facial identities (also known as ID-embeddings). These features are so powerful that they are used in smartphones for face verification, leading to a vast research field. Arguably, the most widely used ID-embeddings are those produced by the ArcFace [14] loss. ArcFace features have been utilized as perceptual features for 3D face reconstruction and generation. However, robustly controlling the identity within the StyleGAN framework remains challenging, + +mainly due to the necessity of large high-resolution datasets with significant intra-class variability. + +In the past couple of years, another revolution concerning generative methods has occurred in deep learning. The emergence of the so-called Diffusion Models [74] has demonstrated not only the possibility of modeling the distribution of images and sampling from it [17,29,76], but also the feasibility of guiding the generation process with features that correlate images with textual descriptions, such as CLIP [59,62]. Recently, it has been shown that other features, e.g., ID-embeddings, can be incorporated to steer the generation process for faces, to not only adhere to textual descriptions but also to the facial characteristics of a person's image [11,56,79,82,89]. + +A challenge arises when combining CLIP features with ID-embeddings because CLIP features contain ID-related information (otherwise, generating the image of a famous celebrity from a textual prompt would not be possible), as well as possess contradictory features to ID-embeddings (e.g., when requesting a photo of a "Viking" with the ID-embeddings of a Chinese person). Hence, although these models are useful for entertainment purposes and demonstrate the power of diffusion models, they are neither suitable for the controlled generation of facial images nor for sampling conditioned to the ID features of a specific subject. + +In this paper, we meticulously study the problem of high-resolution facial image synthesis conditioned on ID-embeddings and propose a large-scale foundation model. Developing such a model poses a significant challenge due to the limited availability of high-quality facial image databases. Specifically: + +- We show that smaller, single-image-per-person databases [38] are insufficient to train a robust foundation model, thus, we introduce a large dataset of high-resolution facial images with consistent identity and intra-class variability derived from WebFace42M. +- We adapt a large facial identity encoder trained solely on ID-embeddings, in contrast to text-based models where ID interferes with language. +- We introduce the first ID-conditioned face foundation model, which we make available to the public. +- We propose a robust benchmark for evaluating ID-conditioned models. Our experiments demonstrate superior performance compared to existing approaches. + +# 2 Related Work + +# 2.1 Generative Models for the Human Face + +The task of facial image generation has witnessed great success in recent years, with the advent of style-based GANs [37-39,51], even for view-consistent synthesis [3,8,9,16,26,53,70]. Despite early attempts to condition GANs on modalities such as text [33,34,67], the recent Diffusion Models [17, 29, 76, 87] have shown tremendous progress. Trained on large-scale datasets, several prominent models, + +including DALLE-2 [60], Imagen [66], or Stable Diffusion [62], have emerged, marking a breakthrough in creative image generation. Later models have enabled an even higher level of detail [57]. Nevertheless, dataset memorization remains an issue in such models [75]. Moreover, recent methods have achieved even 3D human generation using general [42,55] and text-guided diffusion models [32,93]. + +In terms of controlling the generation output, adding images alongside text has been proposed. For example, ILVR [12] conditions sampling on a target image through iterative refinement, while SDEdit [50] adds noise to the input before editing it according to the target description. DiffusionRig [18] enables explicit face editing, using a crude 3DMM [20] rendering to condition generation on pose, illumination, and expression. Perhaps the most notable approach, ControlNet [94], first achieved accurate spatial control of text-to-image models, with the addition of trainable copies of network parts. In a different direction, universal guidance was introduced [5] to avoid re-training the model during conditioning. While the combined use of text and spatial control can enable manipulation of an input photo to some extent, it cannot accurately generate one's identity under any conditions, which is addressed by subject-driven generative models. + +# 2.2 Subject-Specific Facial Generation + +When considering subject-conditioned generation, face recognition (FR) models provide a powerful platform for identity features extraction from facial images, since they typically extract comprehensive facial embeddings in order to measure identity similarity (e.g. [7, 14, 15, 40]). Therefore, the inversion of such models in a black-box setting has been shown capable of producing facial images from an identity embedding [49, 61, 80, 88], even when using GAN and diffusion architectures for zero-shot generation [19, 35, 77]. However, current inversion methods are either trained on low-resolution datasets [19, 77] designed for face recognition or use high-quality but limited images [35], constraining their generalizability. + +The most impressive results have recently been shown as extensions of Stable Diffusion [62]. The main paradigm emerged from Textual Inversion [22] and especially DreamBooth [64], which fine-tunes a diffusion model on several images of a subject, to learn a subject-specific class identifier reproducing that specific subject. Follow-up works reduced the optimization time, such as HyperDream-Booth [65], which utilizes LoRA [30] and a hypernetwork to perform tuning on a single image. Similarly, E4T [23] and ProFusion [99] propose encoder-based approaches, while CustomDiffusion [43] optimizes only a subset of network's parameters. Moreover, Celeb-Basis [92] and StableIdentity [81] learn an embedding basis from a set of celebrities that can be used to condition the text-based model. In a generalized manner, Kosmos-G [54] introduced a multi-modal perception model that accepts various inputs, including facial images. + +Closest to ours lies a series of recent works that condition Diffusion Models directly on facial features for tuning-free personalization. Various approaches, including FastComposer [85], PhotoVerse [10] and PhotoMaker [45], employ features from the CLIP [59] image encoder to represent the input subject. However, + +![](images/6c80d83237b48865576ac07f46c66fa2ce47f3d9eb67f4d459dbdb18b4a5f5a3.jpg) +Fig. 2: Overview of Arc2Face. We use a straightforward design to condition Stable Diffusion on ID features. The ArcFace embedding is processed by the text encoder using a frozen pseudo-prompt for compatibility, allowing projection into the CLIP latent space for cross-attention control. Both the encoder and UNet are optimized on a million-scale FR dataset [101] (after upsampling), followed by additional fine-tuning on high-quality datasets [36, 38], without any text annotations. The resulting model exclusively adheres to ID-embeddings, disregarding its initial language guidance. + +this representation is constrained by the CLIP's facial encoding abilities. Methods such as Face0 [79], DreamIdentity [11], and PortraitBooth [56] condition the model additionally on FR embeddings for improved fidelity. Similarly, IP-Adapter [89] uses a decoupled cross-attention mechanism to separate text from subject conditioning and has released, post-publication, [90] an impressive model based on ID features. InstantID [82] extends [90] with an additional network for stronger ID guidance and facial landmarks conditioning. Finally, FaceStudio [86] learns combined CLIP and ID-embeddings, achieving impressive stylizations. + +A common concept in prior works is to use subject embeddings as an additional conditioning mechanism on top of text. Therefore, they exhibit a deficiency in identity retention due to the ambiguous relation of text description and fine identity characteristics. In contrast, in this work, we introduce a model solely conditioned on robust identity features, achieving state-of-the-art control and identity retention, as shown in Fig. 1. + +# 3 Method + +Our objective is to develop a foundation model that accurately generates images of any subject independent of pose, expression, or contextual scene information. To that end, we employ the ArcFace [14] network as our feature extractor, owing to its intrinsic ability to filter out such information. Our model extends a powerful Stable Diffusion [62] backbone, enabling efficient sampling of high-quality images. Specific details of our methodology are provided in the subsequent sections. + +# 3.1 Preliminaries + +Face Recognition Features: The utilization of pre-trained FR networks to constrain face-related optimization or generation tasks has seen significant success in recent years. Typically, ID similarity is employed as an auxiliary loss, + +often by extracting features from multiple layers of these networks. In this work, we aim to utilize these networks as frozen feature extractors in order to condition a generative model of facial images. In particular, let $\phi$ denote the forward function of a pre-trained ArcFace [14] network. Given a cropped and aligned face image $x\in \mathbb{R}^{H\times W\times C}$ , $\phi$ extracts a high-level embedding $\mathbf{w} = \phi (x)\in \mathbb{R}^{512}$ , designed to separate the face from other subjects. We rely only on this vector to recover novel images of the subject, without access to any intermediate layers of [14]. As shown by Kansy et al. [35], it is possible to learn this mapping via a conditional diffusion model without any ID-specific loss functions. Similarly, we employ $\mathbf{w}$ to condition our model by projecting it onto the cross-attention layers of the generator, following the successful paradigm of Stable Diffusion. + +Latent Diffusion Models: Diffusion models [17, 29, 76] employ a denoising mechanism to approximate the distribution of real images $x$ . During training, images undergo distortion through the addition of Gaussian noise via a predetermined diffusion schedule at different timesteps $t$ , given by $x_{t} = \sqrt{\bar{\alpha}_{t}} x_{0} + (1 - \bar{\alpha} t)\epsilon$ . At the same time, a denoising autoencoder $\epsilon_{\theta}(x_{t},t)$ is trained to recover the normally distributed noise $\epsilon \sim \mathcal{N}(\mathbf{0},\mathbf{I})$ by minimizing the prediction error: + +$$ +\mathcal {L} = \mathbb {E} _ {x _ {t}, t, \epsilon \sim \mathcal {N} (\mathbf {0}, \mathbf {I})} \left[ | | \epsilon - \epsilon_ {\theta} (x _ {t}, t) | | _ {2} ^ {2} \right] \tag {1} +$$ + +The Latent Diffusion (LD) model [62] is a widely adopted architecture within the diffusion framework. Notably, a Variational Autoencoder (VAE), $\mathcal{E}$ , is employed to compress images into a lower-dimensional latent space $z = \mathcal{E}(x)$ for efficient training. Moreover, LD introduces a universal conditioning mechanism, using a UNet [63] as the backbone for $\epsilon_{\theta}$ , with cross-attention layers to map auxiliary features $C$ to its intermediate layers for conditional noise prediction $\epsilon_{\theta}(z_t,t,C)$ . Particularly, Stable Diffusion (SD) represents a text-conditioned LD model, which uses text embeddings $C$ , produced by a CLIP encoder [59], to enable stochastic text-to-image (T2I) generation. Trained on the LAION-5B database [68], SD stands as a foundation open-source T2I model which is commonly utilized by the research community as a powerful image prior for downstream tasks. + +# 3.2 Base Models + +To demonstrate the effectiveness of ID-embeddings in face reconstruction and highlight the necessity of extensive datasets, we conducted initial experiments training an ID-conditioned model from scratch on low-resolution images with varying data sizes. This initial model follows the conditional LD format [62], i.e. a perceptual autoencoder and a UNet denoiser equipped with cross-attention layers, and is trained on image-embedding pairs using the standard loss of Eq. 1. + +Fig. 3 compares the performance of the model when trained on three different datasets: FFHQ [38] (70K single-person images, downsampled to $256 \times 256$ ), WebFace42M-10% (a subset with $\sim$ 4M images from $\sim$ 200K identities), and the complete WebFace42M [101] dataset. For each model, we generate images based on 400 real and 500 synthetic input faces (see Sec. 4.1 for the images used in + +our experiments) and measure the ID similarity between the input and generations. Results reveal that a model trained on FFHQ [38] exhibits limited ID retention due to the relatively modest number of images and IDs. In contrast, WebFace42M [101], despite comprising low-resolution face images ( $112 \times 112$ pixels) cropped around the facial region for FR training, proves particularly suitable for our task, even when reduced to $10\%$ size. Notably, it constitutes the largest public FR dataset, consisting of approximately 42M images, and, in contrast to other facial datasets (e.g. [38,69,98]), it contains significant and consistent intra-class variation, which is crucial for diverse generations of the same ID. + +Expanding upon this finding, we then develop Arc2Face, which enables the synthesis of photo-realistic images at higher resolutions. This model is derived by fine-tuning SD on a restored version of WebFace42M [101], along with FFHQ [38] and CelebA-HQ [36] for enhanced quality, as detailed below. + +![](images/ab12219cd682cb660f81da69a5dee050a28da324faa01152483b156241f020c7.jpg) +(a) Synth-500 + +![](images/5302a28cbac94a016d514d24214372ff88820e11082f940081d36ef3f9396023.jpg) +(b) AgeDB +Fig. 3: ArcFace [14] similarity distributions between input and generated faces from LD models trained on the ID-to-image task. We use two different datasets of input IDs for evaluation (500 and 400 IDs respectively) and generate 5 images per ID. We compare models trained on three datasets: FFHQ, WebFace42M- $10\%$ , and WebFace42M. + +# 3.3 Arc2Face + +Motivated by the ID retention offered by large-scale databases, we structure our model in two ways: 1) we employ a pre-trained SD [62] as our prior, 2) we automatically generate a high-resolution dataset from [101], enabling efficient training of our backbone without compromising its superior quality priors. + +ID-Conditioning: Our model is implemented with stable-diffusion-v1-5, which uses a CLIP text encoder [59] to guide image synthesis. Our goal is to condition it on ArcFace embeddings, while directly harnessing the generative power of its UNet. Thus, it is necessary to project ArcFace embeddings to the space of CLIP embeddings, used by the original model. We achieve this by feeding them into the same encoder and fine-tuning it to swiftly adapt itself to the ArcFace input. This approach offers a more seamless projection than replacing + +CLIP with an MLP as in recent works [45,81,86] (see Sec. 4.4 for an ablation comparison). To ensure compatibility with CLIP, we employ a simple prompt, "photo of a $<\mathrm{id}>$ person". Following tokenization, we substitute the placeholder $<\mathrm{id}>$ token embedding with the ArcFace vector $\mathbf{w}$ , yielding a sequence of token embeddings $s = \{\mathbf{e}_1,\mathbf{e}_2,\mathbf{e}_3,\hat{\mathbf{w}},\mathbf{e}_5\}$ . Here, $\hat{\mathbf{w}} \in \mathbb{R}^{768}$ corresponds to $\mathbf{w} \in \mathbb{R}^{512}$ after zero-padding to match the dimension of $\mathbf{e}_i \in \mathbb{R}^{768}$ . The resulting sequence is fed to the encoder $\tau$ , which maps it to the CLIP output space $C = \tau(s) \in \mathbb{R}^{N \times 768}$ (with $N$ denoting the tokenizer's maximum sentence length). This process is illustrated in Fig. 2. Note that as a byproduct of this operation, the ID information is shared across multiple embeddings in the output of $\tau$ , offering more detailed guidance to the UNet. This concept is also used in recent works [11,79]. During training, we consistently employ this default pseudo-prompt for all images. This intentional choice directs the encoder's attention solely to the ID vector, disregarding any irrelevant contextual information. Consequently, through extensive fine-tuning, we effectively transform the text encoder into a face encoder specifically tailored for projecting ArcFace embeddings into the CLIP latent space. + +Dataset: We retain WebFace42M [101] for its vast size and intra-class variability, which, however, suffers from low-resolution data and a tight facial crop. Even more, the pre-trained SD backbone is designed for a resolution of $512 \times 512$ and a similar resolution is required to fine-tune Arc2Face. To alleviate this, we meticulously upsample them using GFPGAN (v1.4), a state-of-the-art blind face restoration network [83], denoted as $\gamma$ . We perform degradation removal and $4 \times$ upscaling to $448 \times 448$ , so that $\hat{x} = \gamma(x)$ . GFPGAN is a GAN-based upsampling method, with a strong face prior using both adversarial and ID-preserving losses, achieving crisp and faithful restoration. We follow this process on a large portion of the original database, given our computational limits, acquiring approximately 21M images of 1M identities at $448 \times 448$ pixels. Using the restored images $\hat{x}$ , we train Arc2Face. Albeit of higher quality, this dataset is still limited to a tightly cropped facial area for FR training. While it allows to learn a robust ID prior, a complete face image is usually preferred. Thus, we further fine-tune it on FFHQ [38] and CelebA-HQ [36], which consist of less constrained face images. Our final model generates FFHQ-aligned images at $512 \times 512$ pixels. + +# 4 Experiments + +# 4.1 ID-Consistent Generation + +We perform extensive quantitative comparisons to evaluate the performance of recent ID-conditioned models in generating both diverse and faithful images of a subject. Details about the methods and comparison process are provided below. + +Methods We compare against recent zero-shot methods that condition synthesis on identity information. Typically, these methods employ either CLIP image features or FR features to achieve tuning-free customization of SD on a given + +![](images/2d818ff7c284ad97cfa8a30ae89d292882ca4d7161374bddae2faf0e6218f78a.jpg) +(a) Synth-500 + +![](images/c129a57c951af2ed4affb3ab64ee23e7471db5da69a4ef52a19a9d966820383b.jpg) +(b) AgeDB +Fig. 4: Distribution of ArcFace similarity between input IDs, synthetic (a) or real (b), and generated images of them by different models. As all non-CLIP-based methods use [14] for conditioning, we evaluate them with [14]. For an evaluation with a different network, please refer to the Supp. Material, where similar observations can be made. + +![](images/b6e88f119b09f8fab00cb385e4330dfca1c48fcdc483cdf7e98cf84847f2f475.jpg) +Fig.5: Percentage of user votes received by our method and InstantID re. ID fidelity. + +face. In particular, we compare against the following open-source methods: + +1) FastComposer [85], which combines text with features extracted from the CLIP image encoder. It further uses a localized attention mechanism and proposes delayed subject conditioning during sampling for improved text editability. It is trained on FFHQ-wild [38], automatically annotated with text prompts. +2) PhotoMaker [45], which extracts CLIP features from one or a few images of a subject and combines them with text to condition the model. It is trained on a custom dataset with 112K images from 13K celebrities collected from the web. +3) IP-Adapter-FaceID (IPA-FaceID) [89, 90], which uses a decoupled attention mechanism for ID features in addition to text. Subsequent versions (IPA-FaceID-Plus and Plusv2) also use a combination of ID with CLIP image embeddings. +4) InstantID [82], which extends IPA-FaceID with an IdentityNet, akin to ControlNet, conditioned on FR embeddings and sparse landmarks. It is trained on LAION-Face [98], plus 10M automatically annotated images from the web. + +Prompt Selection Since the aforementioned methods are tailored for text-driven synthesis, their ability to generate consistent IDs depends heavily on the input prompt. Although this allows creative stylizations, it demands prompt engineering and user inspection. To eliminate subjective bias, we suggest an automatic evaluation using a simple prompt, "photo of a person", for all samples. This enables us to assess ID-retention performance based on face features without elaborate text descriptions, ensuring a fair comparison across all methods. + +Datasets and Metrics We construct two datasets for our comparison. The first, hereafter denoted as Synth-500, includes 500 images of never-before-seen identities, generated by [1]. The second is a selection of 400 real images from the public AgeDB [52] database, chosen based on higher resolution. For each image, we generate 5 samples using all methods and calculate the following metrics: 1) ID similarity: we compute the cosine similarity of ID features between the input and generated faces. The corresponding distributions are plotted in Fig. 4. 2) + +LPIPS distance: similarly to [45], we assess the diversity of generation by calculating the pairwise perceptual distance (LPIPS) [95] between images of the same ID. The average distance for all pairs is reported in Tab 1. To focus on the actual facial diversity, we first detect and align all faces and remove the background using an off-the-shelf parser [2]. 3) Exp./Pose diversity: we predict the expression and pose (jaw/neck articulation) parameters of the FLAME model [44] for each sample using EMOCA v2 [13,21] and compute the average pairwise $\ell_2$ expression and pose distances between images of the same ID. 4) FID: we use the FID [28,71] metric to assess the quality of samples (after face detection and alignment) with respect to the input images. Results are presented in Tab 1. + +
LPIPS↑Exp. (l2)↑Pose (l2)↑FID↓
Synth-500AgeDBSynth-500AgeDBSynth-500AgeDBSynth-500AgeDB
FastComposer0.3890.4873.5974.6780.1630.22513.51731.736
Photomaker0.4100.4243.9204.2830.1670.16513.2958.410
InstantID0.3860.4373.7334.5690.0590.08222.85918.598
IPA-FaceID (SDXL)0.4020.4624.6485.8120.1810.1977.10424.105
IPA-FaceID-Plus0.3200.3842.7063.5180.1500.19414.88011.817
IPA-FaceID-Plusv20.3560.4293.1474.0920.1850.2369.75210.798
Arc2Face (Ours)0.5060.5086.3755.9660.3170.2735.6736.628
+ +Table 1: Quantitative comparison between Arc2Face and [45,82,85,89] on 500 synthetic and 400 real IDs. We produce 5 samples per ID for all methods and assess the diversity of generated faces using perceptual and 3DMM-based distances, as well as their quality based on FID. Bold values denote the best results in each metric. + +As depicted in Fig. 4, existing methods, particularly [45, 85] that rely on CLIP features, struggle to preserve the ID without detailed text descriptions of the subject. InstantID [82] attains the highest similarity, behind Arc2Face. However, this results in limited pose/exp. diversity as it further uses the input facial landmarks to constrain generation. Arc2Face does not require any text or spatial conditions and achieves the highest facial similarity as well as diversity and realism across both datasets. This particularly highlights the efficiency of ID-embeddings in the context of face generation against CLIP image or text features. A visual comparison with the above methods is provided in Fig. 6, whereas additional qualitative results and visualizations are provided in the Supp. Material. We further conducted a user study to compare with the second best-performing method in terms of ID similarity, i.e. InstantID [82]. In particular, we asked 50 users to choose the method whose result best resembles the input face, regardless of quality or realism, for a randomly selected set of 30 IDs from our datasets. The two methods were randomly presented side-by-side. Fig. 5 confirms a strong preference for Arc2Face in terms of ID resemblance. + +![](images/7d443e010cde2f786e0e41895c13724ba250a9cc880e06ef52666c1ddf1f5ea4.jpg) +Fig. 6: Visual comparison of Arc2Face with state-of-the-art methods [45, 82, 85, 89] using the abstract prompt "photo of a person" to focus on their ID-conditioning ability. + +# 4.2 Face Recognition with Synthetic Data + +To further demonstrate the potential of our model, we use it to create synthetic images for FR training. In particular, we sample novel ID vectors from the distribution of ArcFace embeddings learned by PCA on WebFace42M [101], while ensuring sufficient intra-class variance for the vectors of the same ID. To guarantee the uniqueness of generated subjects, we keep only those with ID similarity between them below 0.3. We compare against recent methods that train FR models on synthetic data, namely SynFace [58], DigiFace [4], and DCFace [41], following their training scheme with IR-SE-50 [14] as a backbone and the AdaFace [40] loss function. The trained models are evaluated on LFW [31], CFP-FP [72], CPLFW [96], AgeDB [52] and CALFW [97] datasets, ensuring large pose [72, 96] and age [52, 97] variation. In Tab. 2, we present results for 0.5M and 1.2M settings, corresponding to the size of CASIA-WebFace [91] and an increased size, respectively. Arc2Face surpasses DCFace in all five test datasets with an average improvement of $2.17\%$ in the 0.5M regime and $1.93\%$ in the 1.2M regime. Especially on the CFP-FP dataset, Arc2Face significantly outperforms DigiFace and DCFace, showing high ID-consistency under large pose variation. + +# 4.3 Pose/Expression Control + +Our model can be trivially combined with ControlNet [94] for spatial control of the output. In particular, we use EMOCA v2 [13,21] to perform 3D reconstruc + +
MethodsVenue# images (# IDsx # ims/ID)LFWCFP-FPCPLFWAgeDBCALFWAvg
SynFaceICCV210.5M (10K × 50)91.9375.0370.4361.6374.7374.75
DigiFaceWACV230.5M (10K × 50)95.487.478.8776.9778.6283.45
DCFaceCVPR230.5M (10K × 50)98.5585.3382.6289.7091.6089.56
Arc2Face-0.5M (10K × 50)98.8191.8785.1690.1892.6391.73
DigiFaceWACV231.2M (10K × 72 + 100K × 5)96.1789.8182.2381.1082.5586.37
DCFaceCVPR231.2M (20K × 50 + 40K × 5)98.5888.6185.0790.9792.8291.21
Arc2Face-1.2M (20K × 50 + 40K × 5)98.9294.5886.4592.4593.3393.14
CASIA-WebFace (Real)0.49M (approx. 10.5K × 47)99.4296.5689.7394.0893.3294.62
+ +Table 2: Verification accuracies of FR models trained with synthetic datasets. SynFace [58] is a GAN-based dataset with a latent space mixup technique. DigiFace [4] is a 3D model-based dataset with image augmentation. DCFace [41] is a diffusion-based dataset with separate ID and style as dual conditions. + +tion on FFHQ [38], and train a ControlNet module, conditioned on the rendered face normals. During inference, we can render the 3D face normals of a source person under the expression and pose extracted from a reference image. This rendering is used to guide the synthesis of the source identity as shown in Fig. 7. + +![](images/70a6e7d5cdcc8f9a3301b037604e83dfc3bff5e7348a2c2f9315071f83f368d5.jpg) +Fig. 7: Samples from Arc2Face, conditioned on a 3DMM [13,44] using ControlNet [94]. + +# 4.4 Ablation Studies + +ID-Conditioning via MLP To achieve ID-conditioning in SD, we map ArcFace [14] features to the CLIP embedding space by adapting the pre-trained text encoder [59] through extensive fine-tuning. Recent approaches combining text and ID-conditioning typically employ a simple MLP for subject embedding projection [11, 45, 56, 79, 81, 85, 86]. To validate our choice, we conducted an ablation study, replacing the CLIP encoder with a 4-layer MLP while maintaining the same training setting. Fig. 8 shows that our MLP-based model yields lower face similarity in generated images. Since SD is trained with CLIP embeddings, using the same encoder is a more natural choice than training an MLP to learn the CLIP latent space. Additionally, the former represents a well-established ar + +chitecture, while the latter would necessitate a more extensive hyperparameter search, rather than a simple selection of a shallow MLP, as seen in most works. Principal Component Analysis To explore the intrinsic dimensionality of our facial ID representation, we conducted PCA on the ArcFace embeddings derived from WebFace42M images. Fig. 9a depicts the cumulative percentage of variance explained by the principal components. Notably, maintaining facial fidelity requires at least 300-400 components, as fewer components result in noticeable distortion, as shown in Fig. 9b. This reveals the challenge of compressing ArcFace embeddings significantly, emphasizing the inherent complexity of our facial ID representation. + +![](images/4a1467de945cdcfd5a3288e738e28a110a9c5a582152d733fc2ba7479f843706.jpg) +Fig. 8: ID similarity [14] distributions between input and generated images from our model. We compare the proposed approach with that of using an MLP for the projection of ID vectors to the CLIP latent space. + +![](images/a44dc3c58d2b560ddbf70759b8574158fb7b9bce717088e176a7a65d238dd1af.jpg) +Fig. 9: PCA on ID-embeddings: We show the cumulative percentage of variance across components (a) and samples from Arc2Face when projecting ID vectors to a varying number of components (b). + +![](images/d4fa4a1d71c024921367b68aa0cc2747e08161b2e85242067a90ef8ff586c0af.jpg) + +![](images/36eb031398d51326868336283475ac2c6a0725712f8d0da5126e87bff25bf4bc.jpg) + +Generalization Ability By training on an extensive dataset with more than 1M IDs and significant intra-class variance, our model is capable of reproducing photos of any person with high fidelity. To further assess its capacity, we examine whether or not Arc2Face has learned to replicate its training IDs by exploring the output images for the 500 previously unseen identities from Synth-500. In particular, for each of the 2.5K samples (5 per ID), we identified the closest training image - defined as the one exhibiting the highest ID similarity within the combined set of restored WebFace42M, FFHQ, and CelebA-HQ. Fig. 10b shows some examples of generated images and their closest matches from the training data. We further plot the distribution of similarities in Fig. 10a. Notably, the generated images exhibit an average cosine similarity of 0.37 to their closest training sample and 0.74 to their (unseen) input features. This observation indicates that our model indeed does not memorize images from the training set, confirming its ability to faithfully reconstruct faces of novel identities. + +# 4.5 Implementation Details + +We start from stable-diffusion-v1-5 and fine-tune both the UNet and CLIP encoder with AdamW [46] and a learning rate of 1e-6, using 8 NVIDIA A100 GPUs and a batch size of 4 per GPU. First, we train on 21M restored images + +![](images/83d0d0e6c7879ddea067f8652b53831dfe008013e61c105338c83c45817e71e4.jpg) +(a) ArcFace similarity distributions between input/output and output/closest-train-image. + +![](images/10f18aa4f5a075d206bd2e562e1f030d352b0e7c66462822989d8374c6f9fa2f.jpg) +(b) Examples of generated faces (top) and their closest train samples (bottom). +Fig. 10: We show that Arc2Face does not replicate its training data. We generate images for 500 unseen IDs from Synth-500 and retrieve the train image with the highest ID similarity for each one. The average similarity between each output and its closest match is 0.37, whereas the similarity between the output and input features is 0.74. + +from WebFace42M for 5 epochs with a resolution of $448 \times 448$ , and then fine-tune on $512 \times 512$ - sized FFHQ and CelebA-HQ images for another 15 epochs. All our results shown in this paper are generated using DPM-Solver [47, 48] with 25 inference steps and a classifier-free guidance scale of 3, which we empirically found to produce highly realistic images. For ID-embedding extraction, we use a frozen IR-100 ArcFace [14] trained on WebFace42M and normalize embeddings to unit magnitude. Regarding the methods we compare against, we use the official implementations and, in all cases, select the default hyper-parameters. + +# 5 Limitations + +In this work, we introduce a model capable of generating high-quality facial images from facial embeddings. Our method is limited by the capacity of the face embeddings encoder [14], as well as the datasets used [101], both of which are fortunately state-of-the-art. Moreover, only one person per image can be generated. Despite these limitations, we provide a foundation model, that can be further fine-tuned to other datasets and modalities, aiding follow-up research. + +# 6 Conclusion + +In this work, we explore the power of ID features derived from FR networks as a comprehensive representation for face generation in the context of large-scale diffusion models. We show that million-scale face recognition datasets are required to effectively train an ID-conditioned model. To that end, we fine-tune the pretrained SD on carefully restored images from WebFace42M. Our ID-conditioning mechanism transforms the model into an ArcFace-to-Image model, deliberately disregarding text information in the process. Our experiments demonstrate its ability to faithfully reproduce the facial ID of any individual, generating highly realistic images with a greater degree of similarity compared to any existing method, all while preserving diversity in the output. We hope our model encourages further research in ID-preserving generative AI for human faces. + +Acknowledgments. S. Zafeiriou and part of the research was funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1). B. Kainz received support from the ERC, project MIA-NORMAL 101083647, DFG 512819079, and by the State of Bavaria (HTA). HPC resources were provided by the Erlangen National High Performance Computing Center (NHR@FAU) of the Friedrich-Alexander-Universität Erlangen-Nürnberg (FAU) under the NHR project b180dc. NHR@FAU hardware is partially funded by the German Research Foundation (DFG) - 440719683. + +# References + +1. https://thispersondoesnotexist.com/ +2. https://github.com/zllr running/face-parsing.PyTorch +3. An, S., Xu, H., Shi, Y., Song, G., Ogras, U.Y., Luo, L.: Panohead: Geometry-aware 3d full-head synthesis in 360deg. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 20950-20959 (2023) +4. 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This paper presents Arc2Face, an identity-conditioned face foundation model, which, given the ArcFace embedding of a person, can generate diverse photo-realistic images with an unparalleled degree of face similarity than existing models. Despite previous attempts to decode face recognition features into detailed images, we find that common high-resolution datasets (e.g. FFHQ) lack sufficient identities to reconstruct any subject. To that end, we meticulously upsample a significant portion of the WebFace42M database, the largest public dataset for face recognition (FR). Arc2Face builds upon a pretrained Stable Diffusion model, yet adapts it to the task of ID-to-face generation, conditioned solely on ID vectors. Deviating from recent works that combine ID with text embeddings for zero-shot personalization of text-to-image models, we emphasize on the compactness of FR features, which can fully capture the essence of the human face, as opposed to hand-crafted prompts. Crucially, text-augmented models struggle to decouple identity and text, usually necessitating some description of the given face to achieve satisfactory similarity. Arc2Face, however, only needs the discriminative features of ArcFace to guide the generation, offering a robust prior for a plethora of tasks where ID consistency is of paramount importance. As an example, we train a FR model on synthetic images from our model and achieve superior performance to existing synthetic datasets." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "spans": [ + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "type": "text", + "content": "Keywords: Face synthesis " + }, + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "type": "text", + "content": " ID-embeddings " + }, + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 518, + 452, + 529 + ], + "type": "text", + "content": " Subject-driven generation" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 568, + 229, + 580 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 568, + 229, + 580 + ], + "spans": [ + { + "bbox": [ + 133, + 568, + 229, + 580 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Learning statistical priors from data to generate new facial images is a highly popular problem at the intersection of Computer Vision and Machine Learning. Arguably, the most well-known early method was the so-called Eigenfaces [78], which applies the Karhunen-Loeve expansion, also known as Principal Component Analysis (PCA), to a set of facial images. The success of Eigenfaces with well-aligned frontal facial images captured under controlled conditions spurred" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 114, + 479, + 232 + ], + "blocks": [ + { + "bbox": [ + 135, + 114, + 479, + 232 + ], + "lines": [ + { + "bbox": [ + 135, + 114, + 479, + 232 + ], + "spans": [ + { + "bbox": [ + 135, + 114, + 479, + 232 + ], + "type": "image", + "image_path": "ee8b0d47a960cda07b5ae1ae08c0d318c54915c7f22855ef15ba37980e18b3e5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 243, + 482, + 277 + ], + "lines": [ + { + "bbox": [ + 130, + 243, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 482, + 277 + ], + "type": "text", + "content": "Fig. 1: Given the ID-embedding from [14], Arc2Face can generate high-quality images of any subject with compelling similarity. Using popular extensions, such as ControlNet [94], we can explicitly control facial attributes such as the pose or expression." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 309, + 482, + 393 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 309, + 482, + 393 + ], + "spans": [ + { + "bbox": [ + 130, + 309, + 482, + 393 + ], + "type": "text", + "content": "a significant line of research into linear and nonlinear component analysis over 25 years ago. Probably the pinnacle of PCA applications was in 3D Morphable Models (3DMMs) [6], where it was used to learn a prior for facial textures represented in a UV map. However, when directly applied to 2D images, PCA had many shortcomings, including the requirement for images to be perfectly pixel-aligned. Furthermore, it could not describe hair (facial or not) and also struggled with non-linearities introduced by facial expressions and lighting conditions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 398, + 482, + 566 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 482, + 566 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 482, + 566 + ], + "type": "text", + "content": "The recent evolution of deep neural networks (DNNs) has made it feasible to overcome many of the limitations inherent in simple linear statistical models, such as PCA, enabling the learning of statistical priors from large-scale facial data captured under varied recording conditions. Arguably, the most successful method, based on Generative Adversarial Networks (GANs) [25], is StyleGAN [38] and its variants [37,39]. StyleGAN learns a decoder governed by low-dimensional latent codes, which can be sampled to generate images. Moreover, StyleGAN can be used to fit images to its distributions (i.e., find the best latent code to generate a specific image) [84], proving highly useful as a prior for many tasks, including 3D face reconstruction for facial texture generation [24]. Additionally, several studies have discussed how StyleGAN's latent spaces can be utilized for controllable manipulations (i.e., changing the expressions or the pose of facial images) [27, 73, 100]. However, to date, identity drift remains a challenge in latent space manipulations using StyleGAN." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "One of the first problems to find a robust solution with the advent of deep learning is face recognition (FR), generally approached by identifying features that represent facial identities (also known as ID-embeddings). These features are so powerful that they are used in smartphones for face verification, leading to a vast research field. Arguably, the most widely used ID-embeddings are those produced by the ArcFace [14] loss. ArcFace features have been utilized as perceptual features for 3D face reconstruction and generation. However, robustly controlling the identity within the StyleGAN framework remains challenging," + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "mainly due to the necessity of large high-resolution datasets with significant intra-class variability." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 481, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 481, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 481, + 247 + ], + "type": "text", + "content": "In the past couple of years, another revolution concerning generative methods has occurred in deep learning. The emergence of the so-called Diffusion Models [74] has demonstrated not only the possibility of modeling the distribution of images and sampling from it [17,29,76], but also the feasibility of guiding the generation process with features that correlate images with textual descriptions, such as CLIP [59,62]. Recently, it has been shown that other features, e.g., ID-embeddings, can be incorporated to steer the generation process for faces, to not only adhere to textual descriptions but also to the facial characteristics of a person's image [11,56,79,82,89]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 248, + 482, + 354 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 482, + 354 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 482, + 354 + ], + "type": "text", + "content": "A challenge arises when combining CLIP features with ID-embeddings because CLIP features contain ID-related information (otherwise, generating the image of a famous celebrity from a textual prompt would not be possible), as well as possess contradictory features to ID-embeddings (e.g., when requesting a photo of a \"Viking\" with the ID-embeddings of a Chinese person). Hence, although these models are useful for entertainment purposes and demonstrate the power of diffusion models, they are neither suitable for the controlled generation of facial images nor for sampling conditioned to the ID features of a specific subject." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 356, + 482, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 356, + 482, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 356, + 482, + 403 + ], + "type": "text", + "content": "In this paper, we meticulously study the problem of high-resolution facial image synthesis conditioned on ID-embeddings and propose a large-scale foundation model. Developing such a model poses a significant challenge due to the limited availability of high-quality facial image databases. Specifically:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 411, + 479, + 540 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 138, + 411, + 479, + 455 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 411, + 479, + 455 + ], + "spans": [ + { + "bbox": [ + 138, + 411, + 479, + 455 + ], + "type": "text", + "content": "- We show that smaller, single-image-per-person databases [38] are insufficient to train a robust foundation model, thus, we introduce a large dataset of high-resolution facial images with consistent identity and intra-class variability derived from WebFace42M." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 459, + 479, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 459, + 479, + 480 + ], + "spans": [ + { + "bbox": [ + 138, + 459, + 479, + 480 + ], + "type": "text", + "content": "- We adapt a large facial identity encoder trained solely on ID-embeddings, in contrast to text-based models where ID interferes with language." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 138, + 483, + 479, + 504 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 483, + 479, + 504 + ], + "spans": [ + { + "bbox": [ + 138, + 483, + 479, + 504 + ], + "type": "text", + "content": "- We introduce the first ID-conditioned face foundation model, which we make available to the public." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 138, + 506, + 479, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 506, + 479, + 540 + ], + "spans": [ + { + "bbox": [ + 138, + 506, + 479, + 540 + ], + "type": "text", + "content": "- We propose a robust benchmark for evaluating ID-conditioned models. Our experiments demonstrate superior performance compared to existing approaches." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 560, + 237, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 560, + 237, + 574 + ], + "spans": [ + { + "bbox": [ + 132, + 560, + 237, + 574 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 586, + 360, + 597 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 586, + 360, + 597 + ], + "spans": [ + { + "bbox": [ + 131, + 586, + 360, + 597 + ], + "type": "text", + "content": "2.1 Generative Models for the Human Face" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 481, + 665 + ], + "type": "text", + "content": "The task of facial image generation has witnessed great success in recent years, with the advent of style-based GANs [37-39,51], even for view-consistent synthesis [3,8,9,16,26,53,70]. Despite early attempts to condition GANs on modalities such as text [33,34,67], the recent Diffusion Models [17, 29, 76, 87] have shown tremendous progress. Trained on large-scale datasets, several prominent models," + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 102 + ], + "type": "text", + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 176 + ], + "type": "text", + "content": "including DALLE-2 [60], Imagen [66], or Stable Diffusion [62], have emerged, marking a breakthrough in creative image generation. Later models have enabled an even higher level of detail [57]. Nevertheless, dataset memorization remains an issue in such models [75]. Moreover, recent methods have achieved even 3D human generation using general [42,55] and text-guided diffusion models [32,93]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 177, + 482, + 321 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 177, + 482, + 321 + ], + "spans": [ + { + "bbox": [ + 130, + 177, + 482, + 321 + ], + "type": "text", + "content": "In terms of controlling the generation output, adding images alongside text has been proposed. For example, ILVR [12] conditions sampling on a target image through iterative refinement, while SDEdit [50] adds noise to the input before editing it according to the target description. DiffusionRig [18] enables explicit face editing, using a crude 3DMM [20] rendering to condition generation on pose, illumination, and expression. Perhaps the most notable approach, ControlNet [94], first achieved accurate spatial control of text-to-image models, with the addition of trainable copies of network parts. In a different direction, universal guidance was introduced [5] to avoid re-training the model during conditioning. While the combined use of text and spatial control can enable manipulation of an input photo to some extent, it cannot accurately generate one's identity under any conditions, which is addressed by subject-driven generative models." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 341, + 332, + 354 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 341, + 332, + 354 + ], + "spans": [ + { + "bbox": [ + 132, + 341, + 332, + 354 + ], + "type": "text", + "content": "2.2 Subject-Specific Facial Generation" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 365, + 482, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 472 + ], + "type": "text", + "content": "When considering subject-conditioned generation, face recognition (FR) models provide a powerful platform for identity features extraction from facial images, since they typically extract comprehensive facial embeddings in order to measure identity similarity (e.g. [7, 14, 15, 40]). Therefore, the inversion of such models in a black-box setting has been shown capable of producing facial images from an identity embedding [49, 61, 80, 88], even when using GAN and diffusion architectures for zero-shot generation [19, 35, 77]. However, current inversion methods are either trained on low-resolution datasets [19, 77] designed for face recognition or use high-quality but limited images [35], constraining their generalizability." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 473, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 473, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 473, + 482, + 617 + ], + "type": "text", + "content": "The most impressive results have recently been shown as extensions of Stable Diffusion [62]. The main paradigm emerged from Textual Inversion [22] and especially DreamBooth [64], which fine-tunes a diffusion model on several images of a subject, to learn a subject-specific class identifier reproducing that specific subject. Follow-up works reduced the optimization time, such as HyperDream-Booth [65], which utilizes LoRA [30] and a hypernetwork to perform tuning on a single image. Similarly, E4T [23] and ProFusion [99] propose encoder-based approaches, while CustomDiffusion [43] optimizes only a subset of network's parameters. Moreover, Celeb-Basis [92] and StableIdentity [81] learn an embedding basis from a set of celebrities that can be used to condition the text-based model. In a generalized manner, Kosmos-G [54] introduced a multi-modal perception model that accepts various inputs, including facial images." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Closest to ours lies a series of recent works that condition Diffusion Models directly on facial features for tuning-free personalization. Various approaches, including FastComposer [85], PhotoVerse [10] and PhotoMaker [45], employ features from the CLIP [59] image encoder to represent the input subject. However," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 121, + 479, + 198 + ], + "blocks": [ + { + "bbox": [ + 135, + 121, + 479, + 198 + ], + "lines": [ + { + "bbox": [ + 135, + 121, + 479, + 198 + ], + "spans": [ + { + "bbox": [ + 135, + 121, + 479, + 198 + ], + "type": "image", + "image_path": "6c80d83237b48865576ac07f46c66fa2ce47f3d9eb67f4d459dbdb18b4a5f5a3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 209, + 482, + 288 + ], + "lines": [ + { + "bbox": [ + 130, + 209, + 482, + 288 + ], + "spans": [ + { + "bbox": [ + 130, + 209, + 482, + 288 + ], + "type": "text", + "content": "Fig. 2: Overview of Arc2Face. We use a straightforward design to condition Stable Diffusion on ID features. The ArcFace embedding is processed by the text encoder using a frozen pseudo-prompt for compatibility, allowing projection into the CLIP latent space for cross-attention control. Both the encoder and UNet are optimized on a million-scale FR dataset [101] (after upsampling), followed by additional fine-tuning on high-quality datasets [36, 38], without any text annotations. The resulting model exclusively adheres to ID-embeddings, disregarding its initial language guidance." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 308, + 479, + 403 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 479, + 403 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 479, + 403 + ], + "type": "text", + "content": "this representation is constrained by the CLIP's facial encoding abilities. Methods such as Face0 [79], DreamIdentity [11], and PortraitBooth [56] condition the model additionally on FR embeddings for improved fidelity. Similarly, IP-Adapter [89] uses a decoupled cross-attention mechanism to separate text from subject conditioning and has released, post-publication, [90] an impressive model based on ID features. InstantID [82] extends [90] with an additional network for stronger ID guidance and facial landmarks conditioning. Finally, FaceStudio [86] learns combined CLIP and ID-embeddings, achieving impressive stylizations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 404, + 480, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 404, + 480, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 404, + 480, + 475 + ], + "type": "text", + "content": "A common concept in prior works is to use subject embeddings as an additional conditioning mechanism on top of text. Therefore, they exhibit a deficiency in identity retention due to the ambiguous relation of text description and fine identity characteristics. In contrast, in this work, we introduce a model solely conditioned on robust identity features, achieving state-of-the-art control and identity retention, as shown in Fig. 1." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 491, + 202, + 504 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 491, + 202, + 504 + ], + "spans": [ + { + "bbox": [ + 132, + 491, + 202, + 504 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 514, + 482, + 597 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 482, + 597 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 482, + 597 + ], + "type": "text", + "content": "Our objective is to develop a foundation model that accurately generates images of any subject independent of pose, expression, or contextual scene information. To that end, we employ the ArcFace [14] network as our feature extractor, owing to its intrinsic ability to filter out such information. Our model extends a powerful Stable Diffusion [62] backbone, enabling efficient sampling of high-quality images. Specific details of our methodology are provided in the subsequent sections." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 613, + 228, + 624 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 613, + 228, + 624 + ], + "spans": [ + { + "bbox": [ + 132, + 613, + 228, + 624 + ], + "type": "text", + "content": "3.1 Preliminaries" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Face Recognition Features: The utilization of pre-trained FR networks to constrain face-related optimization or generation tasks has seen significant success in recent years. Typically, ID similarity is employed as an auxiliary loss," + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 101 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 101 + ], + "type": "text", + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "often by extracting features from multiple layers of these networks. In this work, we aim to utilize these networks as frozen feature extractors in order to condition a generative model of facial images. In particular, let " + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": " denote the forward function of a pre-trained ArcFace [14] network. Given a cropped and aligned face image " + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "inline_equation", + "content": "x\\in \\mathbb{R}^{H\\times W\\times C}" + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "inline_equation", + "content": "\\phi" + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": " extracts a high-level embedding " + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "inline_equation", + "content": "\\mathbf{w} = \\phi (x)\\in \\mathbb{R}^{512}" + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": ", designed to separate the face from other subjects. We rely only on this vector to recover novel images of the subject, without access to any intermediate layers of [14]. As shown by Kansy et al. [35], it is possible to learn this mapping via a conditional diffusion model without any ID-specific loss functions. Similarly, we employ " + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "inline_equation", + "content": "\\mathbf{w}" + }, + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": " to condition our model by projecting it onto the cross-attention layers of the generator, following the successful paradigm of Stable Diffusion." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "content": "Latent Diffusion Models: Diffusion models [17, 29, 76] employ a denoising mechanism to approximate the distribution of real images " + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "content": ". During training, images undergo distortion through the addition of Gaussian noise via a predetermined diffusion schedule at different timesteps " + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "content": ", given by " + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "inline_equation", + "content": "x_{t} = \\sqrt{\\bar{\\alpha}_{t}} x_{0} + (1 - \\bar{\\alpha} t)\\epsilon" + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "content": ". At the same time, a denoising autoencoder " + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(x_{t},t)" + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "content": " is trained to recover the normally distributed noise " + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "inline_equation", + "content": "\\epsilon \\sim \\mathcal{N}(\\mathbf{0},\\mathbf{I})" + }, + { + "bbox": [ + 130, + 264, + 482, + 338 + ], + "type": "text", + "content": " by minimizing the prediction error:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 231, + 345, + 480, + 361 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 345, + 480, + 361 + ], + "spans": [ + { + "bbox": [ + 231, + 345, + 480, + 361 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\mathbb {E} _ {x _ {t}, t, \\epsilon \\sim \\mathcal {N} (\\mathbf {0}, \\mathbf {I})} \\left[ | | \\epsilon - \\epsilon_ {\\theta} (x _ {t}, t) | | _ {2} ^ {2} \\right] \\tag {1}", + "image_path": "984642ca9c17245c30464f5924d763c01dfd4eebb7414b6e0cd0e99654bf28d2.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": "The Latent Diffusion (LD) model [62] is a widely adopted architecture within the diffusion framework. Notably, a Variational Autoencoder (VAE), " + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "inline_equation", + "content": "\\mathcal{E}" + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": ", is employed to compress images into a lower-dimensional latent space " + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "inline_equation", + "content": "z = \\mathcal{E}(x)" + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": " for efficient training. Moreover, LD introduces a universal conditioning mechanism, using a UNet [63] as the backbone for " + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}" + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": ", with cross-attention layers to map auxiliary features " + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": " to its intermediate layers for conditional noise prediction " + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "inline_equation", + "content": "\\epsilon_{\\theta}(z_t,t,C)" + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": ". Particularly, Stable Diffusion (SD) represents a text-conditioned LD model, which uses text embeddings " + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 365, + 482, + 499 + ], + "type": "text", + "content": ", produced by a CLIP encoder [59], to enable stochastic text-to-image (T2I) generation. Trained on the LAION-5B database [68], SD stands as a foundation open-source T2I model which is commonly utilized by the research community as a powerful image prior for downstream tasks." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 514, + 226, + 526 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 514, + 226, + 526 + ], + "spans": [ + { + "bbox": [ + 132, + 514, + 226, + 526 + ], + "type": "text", + "content": "3.2 Base Models" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 605 + ], + "type": "text", + "content": "To demonstrate the effectiveness of ID-embeddings in face reconstruction and highlight the necessity of extensive datasets, we conducted initial experiments training an ID-conditioned model from scratch on low-resolution images with varying data sizes. This initial model follows the conditional LD format [62], i.e. a perceptual autoencoder and a UNet denoiser equipped with cross-attention layers, and is trained on image-embedding pairs using the standard loss of Eq. 1." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "Fig. 3 compares the performance of the model when trained on three different datasets: FFHQ [38] (70K single-person images, downsampled to " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "), WebFace42M-10% (a subset with " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sim" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "4M images from " + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sim" + }, + { + "bbox": [ + 130, + 606, + 482, + 666 + ], + "type": "text", + "content": "200K identities), and the complete WebFace42M [101] dataset. For each model, we generate images based on 400 real and 500 synthetic input faces (see Sec. 4.1 for the images used in" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "our experiments) and measure the ID similarity between the input and generations. Results reveal that a model trained on FFHQ [38] exhibits limited ID retention due to the relatively modest number of images and IDs. In contrast, WebFace42M [101], despite comprising low-resolution face images (" + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "inline_equation", + "content": "112 \\times 112" + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": " pixels) cropped around the facial region for FR training, proves particularly suitable for our task, even when reduced to " + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": " size. Notably, it constitutes the largest public FR dataset, consisting of approximately 42M images, and, in contrast to other facial datasets (e.g. [38,69,98]), it contains significant and consistent intra-class variation, which is crucial for diverse generations of the same ID." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "spans": [ + { + "bbox": [ + 130, + 224, + 482, + 274 + ], + "type": "text", + "content": "Expanding upon this finding, we then develop Arc2Face, which enables the synthesis of photo-realistic images at higher resolutions. This model is derived by fine-tuning SD on a restored version of WebFace42M [101], along with FFHQ [38] and CelebA-HQ [36] for enhanced quality, as detailed below." + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 137, + 295, + 293, + 386 + ], + "blocks": [ + { + "bbox": [ + 137, + 295, + 293, + 386 + ], + "lines": [ + { + "bbox": [ + 137, + 295, + 293, + 386 + ], + "spans": [ + { + "bbox": [ + 137, + 295, + 293, + 386 + ], + "type": "image", + "image_path": "ab12219cd682cb660f81da69a5dee050a28da324faa01152483b156241f020c7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 187, + 388, + 237, + 396 + ], + "lines": [ + { + "bbox": [ + 187, + 388, + 237, + 396 + ], + "spans": [ + { + "bbox": [ + 187, + 388, + 237, + 396 + ], + "type": "text", + "content": "(a) Synth-500" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 326, + 296, + 481, + 385 + ], + "blocks": [ + { + "bbox": [ + 326, + 296, + 481, + 385 + ], + "lines": [ + { + "bbox": [ + 326, + 296, + 481, + 385 + ], + "spans": [ + { + "bbox": [ + 326, + 296, + 481, + 385 + ], + "type": "image", + "image_path": "5302a28cbac94a016d514d24214372ff88820e11082f940081d36ef3f9396023.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 381, + 388, + 423, + 396 + ], + "lines": [ + { + "bbox": [ + 381, + 388, + 423, + 396 + ], + "spans": [ + { + "bbox": [ + 381, + 388, + 423, + 396 + ], + "type": "text", + "content": "(b) AgeDB" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 406, + 482, + 451 + ], + "lines": [ + { + "bbox": [ + 130, + 406, + 482, + 451 + ], + "spans": [ + { + "bbox": [ + 130, + 406, + 482, + 451 + ], + "type": "text", + "content": "Fig. 3: ArcFace [14] similarity distributions between input and generated faces from LD models trained on the ID-to-image task. We use two different datasets of input IDs for evaluation (500 and 400 IDs respectively) and generate 5 images per ID. We compare models trained on three datasets: FFHQ, WebFace42M- " + }, + { + "bbox": [ + 130, + 406, + 482, + 451 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 406, + 482, + 451 + ], + "type": "text", + "content": ", and WebFace42M." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 493, + 208, + 504 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 493, + 208, + 504 + ], + "spans": [ + { + "bbox": [ + 132, + 493, + 208, + 504 + ], + "type": "text", + "content": "3.3 Arc2Face" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 514, + 482, + 563 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 482, + 563 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 482, + 563 + ], + "type": "text", + "content": "Motivated by the ID retention offered by large-scale databases, we structure our model in two ways: 1) we employ a pre-trained SD [62] as our prior, 2) we automatically generate a high-resolution dataset from [101], enabling efficient training of our backbone without compromising its superior quality priors." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 581, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 667 + ], + "type": "text", + "content": "ID-Conditioning: Our model is implemented with stable-diffusion-v1-5, which uses a CLIP text encoder [59] to guide image synthesis. Our goal is to condition it on ArcFace embeddings, while directly harnessing the generative power of its UNet. Thus, it is necessary to project ArcFace embeddings to the space of CLIP embeddings, used by the original model. We achieve this by feeding them into the same encoder and fine-tuning it to swiftly adapt itself to the ArcFace input. This approach offers a more seamless projection than replacing" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 90, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 90, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 188, + 90, + 448, + 102 + ], + "type": "text", + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": "CLIP with an MLP as in recent works [45,81,86] (see Sec. 4.4 for an ablation comparison). To ensure compatibility with CLIP, we employ a simple prompt, \"photo of a " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "<\\mathrm{id}>" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": " person\". Following tokenization, we substitute the placeholder " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "<\\mathrm{id}>" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": " token embedding with the ArcFace vector " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "\\mathbf{w}" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": ", yielding a sequence of token embeddings " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "s = \\{\\mathbf{e}_1,\\mathbf{e}_2,\\mathbf{e}_3,\\hat{\\mathbf{w}},\\mathbf{e}_5\\}" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": ". Here, " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "\\hat{\\mathbf{w}} \\in \\mathbb{R}^{768}" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": " corresponds to " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "\\mathbf{w} \\in \\mathbb{R}^{512}" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": " after zero-padding to match the dimension of " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "\\mathbf{e}_i \\in \\mathbb{R}^{768}" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": ". The resulting sequence is fed to the encoder " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": ", which maps it to the CLIP output space " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "C = \\tau(s) \\in \\mathbb{R}^{N \\times 768}" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": " (with " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": " denoting the tokenizer's maximum sentence length). This process is illustrated in Fig. 2. Note that as a byproduct of this operation, the ID information is shared across multiple embeddings in the output of " + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "inline_equation", + "content": "\\tau" + }, + { + "bbox": [ + 130, + 115, + 482, + 308 + ], + "type": "text", + "content": ", offering more detailed guidance to the UNet. This concept is also used in recent works [11,79]. During training, we consistently employ this default pseudo-prompt for all images. This intentional choice directs the encoder's attention solely to the ID vector, disregarding any irrelevant contextual information. Consequently, through extensive fine-tuning, we effectively transform the text encoder into a face encoder specifically tailored for projecting ArcFace embeddings into the CLIP latent space." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": "Dataset: We retain WebFace42M [101] for its vast size and intra-class variability, which, however, suffers from low-resolution data and a tight facial crop. Even more, the pre-trained SD backbone is designed for a resolution of " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": " and a similar resolution is required to fine-tune Arc2Face. To alleviate this, we meticulously upsample them using GFPGAN (v1.4), a state-of-the-art blind face restoration network [83], denoted as " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\gamma" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": ". We perform degradation removal and " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "4 \\times" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": " upscaling to " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "448 \\times 448" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": ", so that " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\hat{x} = \\gamma(x)" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": ". GFPGAN is a GAN-based upsampling method, with a strong face prior using both adversarial and ID-preserving losses, achieving crisp and faithful restoration. We follow this process on a large portion of the original database, given our computational limits, acquiring approximately 21M images of 1M identities at " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "448 \\times 448" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": " pixels. Using the restored images " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "\\hat{x}" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": ", we train Arc2Face. Albeit of higher quality, this dataset is still limited to a tightly cropped facial area for FR training. While it allows to learn a robust ID prior, a complete face image is usually preferred. Thus, we further fine-tune it on FFHQ [38] and CelebA-HQ [36], which consist of less constrained face images. Our final model generates FFHQ-aligned images at " + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 324, + 482, + 517 + ], + "type": "text", + "content": " pixels." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 533, + 230, + 547 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 558, + 291, + 569 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 558, + 291, + 569 + ], + "spans": [ + { + "bbox": [ + 132, + 558, + 291, + 569 + ], + "type": "text", + "content": "4.1 ID-Consistent Generation" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 577, + 481, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 577, + 481, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 577, + 481, + 613 + ], + "type": "text", + "content": "We perform extensive quantitative comparisons to evaluate the performance of recent ID-conditioned models in generating both diverse and faithful images of a subject. Details about the methods and comparison process are provided below." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Methods We compare against recent zero-shot methods that condition synthesis on identity information. Typically, these methods employ either CLIP image features or FR features to achieve tuning-free customization of SD on a given" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 140, + 116, + 263, + 175 + ], + "blocks": [ + { + "bbox": [ + 140, + 116, + 263, + 175 + ], + "lines": [ + { + "bbox": [ + 140, + 116, + 263, + 175 + ], + "spans": [ + { + "bbox": [ + 140, + 116, + 263, + 175 + ], + "type": "image", + "image_path": "2d818ff7c284ad97cfa8a30ae89d292882ca4d7161374bddae2faf0e6218f78a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 176, + 177, + 227, + 186 + ], + "lines": [ + { + "bbox": [ + 176, + 177, + 227, + 186 + ], + "spans": [ + { + "bbox": [ + 176, + 177, + 227, + 186 + ], + "type": "text", + "content": "(a) Synth-500" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 265, + 118, + 388, + 175 + ], + "blocks": [ + { + "bbox": [ + 265, + 118, + 388, + 175 + ], + "lines": [ + { + "bbox": [ + 265, + 118, + 388, + 175 + ], + "spans": [ + { + "bbox": [ + 265, + 118, + 388, + 175 + ], + "type": "image", + "image_path": "c129a57c951af2ed4affb3ab64ee23e7471db5da69a4ef52a19a9d966820383b.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 306, + 177, + 347, + 186 + ], + "lines": [ + { + "bbox": [ + 306, + 177, + 347, + 186 + ], + "spans": [ + { + "bbox": [ + 306, + 177, + 347, + 186 + ], + "type": "text", + "content": "(b) AgeDB" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 196, + 395, + 262 + ], + "lines": [ + { + "bbox": [ + 131, + 196, + 395, + 262 + ], + "spans": [ + { + "bbox": [ + 131, + 196, + 395, + 262 + ], + "type": "text", + "content": "Fig. 4: Distribution of ArcFace similarity between input IDs, synthetic (a) or real (b), and generated images of them by different models. As all non-CLIP-based methods use [14] for conditioning, we evaluate them with [14]. For an evaluation with a different network, please refer to the Supp. Material, where similar observations can be made." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 414, + 114, + 477, + 183 + ], + "blocks": [ + { + "bbox": [ + 414, + 114, + 477, + 183 + ], + "lines": [ + { + "bbox": [ + 414, + 114, + 477, + 183 + ], + "spans": [ + { + "bbox": [ + 414, + 114, + 477, + 183 + ], + "type": "image", + "image_path": "b6e88f119b09f8fab00cb385e4330dfca1c48fcdc483cdf7e98cf84847f2f475.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 408, + 196, + 482, + 262 + ], + "lines": [ + { + "bbox": [ + 408, + 196, + 482, + 262 + ], + "spans": [ + { + "bbox": [ + 408, + 196, + 482, + 262 + ], + "type": "text", + "content": "Fig.5: Percentage of user votes received by our method and InstantID re. ID fidelity." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 287, + 462, + 299 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 287, + 462, + 299 + ], + "spans": [ + { + "bbox": [ + 130, + 287, + 462, + 299 + ], + "type": "text", + "content": "face. In particular, we compare against the following open-source methods:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 299, + 481, + 455 + ], + "type": "list", + "angle": 0, + "index": 14, + "blocks": [ + { + "bbox": [ + 130, + 299, + 481, + 347 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 299, + 481, + 347 + ], + "spans": [ + { + "bbox": [ + 130, + 299, + 481, + 347 + ], + "type": "text", + "content": "1) FastComposer [85], which combines text with features extracted from the CLIP image encoder. It further uses a localized attention mechanism and proposes delayed subject conditioning during sampling for improved text editability. It is trained on FFHQ-wild [38], automatically annotated with text prompts." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 347, + 481, + 383 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 481, + 383 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 481, + 383 + ], + "type": "text", + "content": "2) PhotoMaker [45], which extracts CLIP features from one or a few images of a subject and combines them with text to condition the model. It is trained on a custom dataset with 112K images from 13K celebrities collected from the web." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 382, + 481, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 382, + 481, + 419 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 481, + 419 + ], + "type": "text", + "content": "3) IP-Adapter-FaceID (IPA-FaceID) [89, 90], which uses a decoupled attention mechanism for ID features in addition to text. Subsequent versions (IPA-FaceID-Plus and Plusv2) also use a combination of ID with CLIP image embeddings." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 419, + 481, + 455 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 419, + 481, + 455 + ], + "spans": [ + { + "bbox": [ + 130, + 419, + 481, + 455 + ], + "type": "text", + "content": "4) InstantID [82], which extends IPA-FaceID with an IdentityNet, akin to ControlNet, conditioned on FR embeddings and sparse landmarks. It is trained on LAION-Face [98], plus 10M automatically annotated images from the web." + } + ] + } + ], + "index": 13 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 476, + 482, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 476, + 482, + 561 + ], + "spans": [ + { + "bbox": [ + 130, + 476, + 482, + 561 + ], + "type": "text", + "content": "Prompt Selection Since the aforementioned methods are tailored for text-driven synthesis, their ability to generate consistent IDs depends heavily on the input prompt. Although this allows creative stylizations, it demands prompt engineering and user inspection. To eliminate subjective bias, we suggest an automatic evaluation using a simple prompt, \"photo of a person\", for all samples. This enables us to assess ID-retention performance based on face features without elaborate text descriptions, ensuring a fair comparison across all methods." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 130, + 582, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 667 + ], + "type": "text", + "content": "Datasets and Metrics We construct two datasets for our comparison. The first, hereafter denoted as Synth-500, includes 500 images of never-before-seen identities, generated by [1]. The second is a selection of 400 real images from the public AgeDB [52] database, chosen based on higher resolution. For each image, we generate 5 samples using all methods and calculate the following metrics: 1) ID similarity: we compute the cosine similarity of ID features between the input and generated faces. The corresponding distributions are plotted in Fig. 4. 2)" + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 102 + ], + "type": "text", + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "LPIPS distance: similarly to [45], we assess the diversity of generation by calculating the pairwise perceptual distance (LPIPS) [95] between images of the same ID. The average distance for all pairs is reported in Tab 1. To focus on the actual facial diversity, we first detect and align all faces and remove the background using an off-the-shelf parser [2]. 3) Exp./Pose diversity: we predict the expression and pose (jaw/neck articulation) parameters of the FLAME model [44] for each sample using EMOCA v2 [13,21] and compute the average pairwise " + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "inline_equation", + "content": "\\ell_2" + }, + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": " expression and pose distances between images of the same ID. 4) FID: we use the FID [28,71] metric to assess the quality of samples (after face detection and alignment) with respect to the input images. Results are presented in Tab 1." + } + ] + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 133, + 280, + 482, + 365 + ], + "blocks": [ + { + "bbox": [ + 133, + 280, + 482, + 365 + ], + "lines": [ + { + "bbox": [ + 133, + 280, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 133, + 280, + 482, + 365 + ], + "type": "table", + "html": "
LPIPS↑Exp. (l2)↑Pose (l2)↑FID↓
Synth-500AgeDBSynth-500AgeDBSynth-500AgeDBSynth-500AgeDB
FastComposer0.3890.4873.5974.6780.1630.22513.51731.736
Photomaker0.4100.4243.9204.2830.1670.16513.2958.410
InstantID0.3860.4373.7334.5690.0590.08222.85918.598
IPA-FaceID (SDXL)0.4020.4624.6485.8120.1810.1977.10424.105
IPA-FaceID-Plus0.3200.3842.7063.5180.1500.19414.88011.817
IPA-FaceID-Plusv20.3560.4293.1474.0920.1850.2369.75210.798
Arc2Face (Ours)0.5060.5086.3755.9660.3170.2735.6736.628
", + "image_path": "6c5ff681a4d11aa5cab7b3e2aebe3e9acc5ca41f53baba17c815440632cddb02.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 373, + 482, + 418 + ], + "lines": [ + { + "bbox": [ + 130, + 373, + 482, + 418 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 482, + 418 + ], + "type": "text", + "content": "Table 1: Quantitative comparison between Arc2Face and [45,82,85,89] on 500 synthetic and 400 real IDs. We produce 5 samples per ID for all methods and assess the diversity of generated faces using perceptual and 3DMM-based distances, as well as their quality based on FID. Bold values denote the best results in each metric." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 666 + ], + "type": "text", + "content": "As depicted in Fig. 4, existing methods, particularly [45, 85] that rely on CLIP features, struggle to preserve the ID without detailed text descriptions of the subject. InstantID [82] attains the highest similarity, behind Arc2Face. However, this results in limited pose/exp. diversity as it further uses the input facial landmarks to constrain generation. Arc2Face does not require any text or spatial conditions and achieves the highest facial similarity as well as diversity and realism across both datasets. This particularly highlights the efficiency of ID-embeddings in the context of face generation against CLIP image or text features. A visual comparison with the above methods is provided in Fig. 6, whereas additional qualitative results and visualizations are provided in the Supp. Material. We further conducted a user study to compare with the second best-performing method in terms of ID similarity, i.e. InstantID [82]. In particular, we asked 50 users to choose the method whose result best resembles the input face, regardless of quality or realism, for a randomly selected set of 30 IDs from our datasets. The two methods were randomly presented side-by-side. Fig. 5 confirms a strong preference for Arc2Face in terms of ID resemblance." + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 158, + 116, + 455, + 348 + ], + "blocks": [ + { + "bbox": [ + 158, + 116, + 455, + 348 + ], + "lines": [ + { + "bbox": [ + 158, + 116, + 455, + 348 + ], + "spans": [ + { + "bbox": [ + 158, + 116, + 455, + 348 + ], + "type": "image", + "image_path": "7d443e010cde2f786e0e41895c13724ba250a9cc880e06ef52666c1ddf1f5ea4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 356, + 482, + 380 + ], + "lines": [ + { + "bbox": [ + 131, + 356, + 482, + 380 + ], + "spans": [ + { + "bbox": [ + 131, + 356, + 482, + 380 + ], + "type": "text", + "content": "Fig. 6: Visual comparison of Arc2Face with state-of-the-art methods [45, 82, 85, 89] using the abstract prompt \"photo of a person\" to focus on their ID-conditioning ability." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 400, + 353, + 412 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 400, + 353, + 412 + ], + "spans": [ + { + "bbox": [ + 131, + 400, + 353, + 412 + ], + "type": "text", + "content": "4.2 Face Recognition with Synthetic Data" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "spans": [ + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "type": "text", + "content": "To further demonstrate the potential of our model, we use it to create synthetic images for FR training. In particular, we sample novel ID vectors from the distribution of ArcFace embeddings learned by PCA on WebFace42M [101], while ensuring sufficient intra-class variance for the vectors of the same ID. To guarantee the uniqueness of generated subjects, we keep only those with ID similarity between them below 0.3. We compare against recent methods that train FR models on synthetic data, namely SynFace [58], DigiFace [4], and DCFace [41], following their training scheme with IR-SE-50 [14] as a backbone and the AdaFace [40] loss function. The trained models are evaluated on LFW [31], CFP-FP [72], CPLFW [96], AgeDB [52] and CALFW [97] datasets, ensuring large pose [72, 96] and age [52, 97] variation. In Tab. 2, we present results for 0.5M and 1.2M settings, corresponding to the size of CASIA-WebFace [91] and an increased size, respectively. Arc2Face surpasses DCFace in all five test datasets with an average improvement of " + }, + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "type": "inline_equation", + "content": "2.17\\%" + }, + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "type": "text", + "content": " in the 0.5M regime and " + }, + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "type": "inline_equation", + "content": "1.93\\%" + }, + { + "bbox": [ + 130, + 418, + 482, + 610 + ], + "type": "text", + "content": " in the 1.2M regime. Especially on the CFP-FP dataset, Arc2Face significantly outperforms DigiFace and DCFace, showing high ID-consistency under large pose variation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 624, + 287, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 287, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 287, + 635 + ], + "type": "text", + "content": "4.3 Pose/Expression Control" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "Our model can be trivially combined with ControlNet [94] for spatial control of the output. In particular, we use EMOCA v2 [13,21] to perform 3D reconstruc" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 189, + 91, + 448, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 91, + 448, + 101 + ], + "spans": [ + { + "bbox": [ + 189, + 91, + 448, + 101 + ], + "type": "text", + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 140, + 114, + 475, + 184 + ], + "blocks": [ + { + "bbox": [ + 140, + 114, + 475, + 184 + ], + "lines": [ + { + "bbox": [ + 140, + 114, + 475, + 184 + ], + "spans": [ + { + "bbox": [ + 140, + 114, + 475, + 184 + ], + "type": "table", + "html": "
MethodsVenue# images (# IDsx # ims/ID)LFWCFP-FPCPLFWAgeDBCALFWAvg
SynFaceICCV210.5M (10K × 50)91.9375.0370.4361.6374.7374.75
DigiFaceWACV230.5M (10K × 50)95.487.478.8776.9778.6283.45
DCFaceCVPR230.5M (10K × 50)98.5585.3382.6289.7091.6089.56
Arc2Face-0.5M (10K × 50)98.8191.8785.1690.1892.6391.73
DigiFaceWACV231.2M (10K × 72 + 100K × 5)96.1789.8182.2381.1082.5586.37
DCFaceCVPR231.2M (20K × 50 + 40K × 5)98.5888.6185.0790.9792.8291.21
Arc2Face-1.2M (20K × 50 + 40K × 5)98.9294.5886.4592.4593.3393.14
CASIA-WebFace (Real)0.49M (approx. 10.5K × 47)99.4296.5689.7394.0893.3294.62
", + "image_path": "8afb74e4435dc26df0a2ad010e10b94dacbc2969f6bf94b791463b87ad220a85.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 193, + 482, + 237 + ], + "lines": [ + { + "bbox": [ + 132, + 193, + 482, + 237 + ], + "spans": [ + { + "bbox": [ + 132, + 193, + 482, + 237 + ], + "type": "text", + "content": "Table 2: Verification accuracies of FR models trained with synthetic datasets. SynFace [58] is a GAN-based dataset with a latent space mixup technique. DigiFace [4] is a 3D model-based dataset with image augmentation. DCFace [41] is a diffusion-based dataset with separate ID and style as dual conditions." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 270, + 482, + 319 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 270, + 482, + 319 + ], + "spans": [ + { + "bbox": [ + 130, + 270, + 482, + 319 + ], + "type": "text", + "content": "tion on FFHQ [38], and train a ControlNet module, conditioned on the rendered face normals. During inference, we can render the 3D face normals of a source person under the expression and pose extracted from a reference image. This rendering is used to guide the synthesis of the source identity as shown in Fig. 7." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 174, + 338, + 441, + 463 + ], + "blocks": [ + { + "bbox": [ + 174, + 338, + 441, + 463 + ], + "lines": [ + { + "bbox": [ + 174, + 338, + 441, + 463 + ], + "spans": [ + { + "bbox": [ + 174, + 338, + 441, + 463 + ], + "type": "image", + "image_path": "70a6e7d5cdcc8f9a3301b037604e83dfc3bff5e7348a2c2f9315071f83f368d5.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 132, + 471, + 480, + 483 + ], + "lines": [ + { + "bbox": [ + 132, + 471, + 480, + 483 + ], + "spans": [ + { + "bbox": [ + 132, + 471, + 480, + 483 + ], + "type": "text", + "content": "Fig. 7: Samples from Arc2Face, conditioned on a 3DMM [13,44] using ControlNet [94]." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 525, + 246, + 536 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 525, + 246, + 536 + ], + "spans": [ + { + "bbox": [ + 132, + 525, + 246, + 536 + ], + "type": "text", + "content": "4.4 Ablation Studies" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "ID-Conditioning via MLP To achieve ID-conditioning in SD, we map ArcFace [14] features to the CLIP embedding space by adapting the pre-trained text encoder [59] through extensive fine-tuning. Recent approaches combining text and ID-conditioning typically employ a simple MLP for subject embedding projection [11, 45, 56, 79, 81, 85, 86]. To validate our choice, we conducted an ablation study, replacing the CLIP encoder with a 4-layer MLP while maintaining the same training setting. Fig. 8 shows that our MLP-based model yields lower face similarity in generated images. Since SD is trained with CLIP embeddings, using the same encoder is a more natural choice than training an MLP to learn the CLIP latent space. Additionally, the former represents a well-established ar" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 236 + ], + "type": "text", + "content": "chitecture, while the latter would necessitate a more extensive hyperparameter search, rather than a simple selection of a shallow MLP, as seen in most works. Principal Component Analysis To explore the intrinsic dimensionality of our facial ID representation, we conducted PCA on the ArcFace embeddings derived from WebFace42M images. Fig. 9a depicts the cumulative percentage of variance explained by the principal components. Notably, maintaining facial fidelity requires at least 300-400 components, as fewer components result in noticeable distortion, as shown in Fig. 9b. This reveals the challenge of compressing ArcFace embeddings significantly, emphasizing the inherent complexity of our facial ID representation." + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 141, + 256, + 218, + 335 + ], + "blocks": [ + { + "bbox": [ + 141, + 256, + 218, + 335 + ], + "lines": [ + { + "bbox": [ + 141, + 256, + 218, + 335 + ], + "spans": [ + { + "bbox": [ + 141, + 256, + 218, + 335 + ], + "type": "image", + "image_path": "4a1467de945cdcfd5a3288e738e28a110a9c5a582152d733fc2ba7479f843706.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 345, + 309, + 399 + ], + "lines": [ + { + "bbox": [ + 131, + 345, + 309, + 399 + ], + "spans": [ + { + "bbox": [ + 131, + 345, + 309, + 399 + ], + "type": "text", + "content": "Fig. 8: ID similarity [14] distributions between input and generated images from our model. We compare the proposed approach with that of using an MLP for the projection of ID vectors to the CLIP latent space." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 225, + 256, + 303, + 335 + ], + "blocks": [ + { + "bbox": [ + 225, + 256, + 303, + 335 + ], + "lines": [ + { + "bbox": [ + 225, + 256, + 303, + 335 + ], + "spans": [ + { + "bbox": [ + 225, + 256, + 303, + 335 + ], + "type": "image", + "image_path": "a44dc3c58d2b560ddbf70759b8574158fb7b9bce717088e176a7a65d238dd1af.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 312, + 345, + 482, + 400 + ], + "lines": [ + { + "bbox": [ + 312, + 345, + 482, + 400 + ], + "spans": [ + { + "bbox": [ + 312, + 345, + 482, + 400 + ], + "type": "text", + "content": "Fig. 9: PCA on ID-embeddings: We show the cumulative percentage of variance across components (a) and samples from Arc2Face when projecting ID vectors to a varying number of components (b)." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 319, + 258, + 392, + 335 + ], + "blocks": [ + { + "bbox": [ + 319, + 258, + 392, + 335 + ], + "lines": [ + { + "bbox": [ + 319, + 258, + 392, + 335 + ], + "spans": [ + { + "bbox": [ + 319, + 258, + 392, + 335 + ], + "type": "image", + "image_path": "d4fa4a1d71c024921367b68aa0cc2747e08161b2e85242067a90ef8ff586c0af.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 397, + 261, + 477, + 335 + ], + "blocks": [ + { + "bbox": [ + 397, + 261, + 477, + 335 + ], + "lines": [ + { + "bbox": [ + 397, + 261, + 477, + 335 + ], + "spans": [ + { + "bbox": [ + 397, + 261, + 477, + 335 + ], + "type": "image", + "image_path": "36eb031398d51326868336283475ac2c6a0725712f8d0da5126e87bff25bf4bc.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 423, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 423, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 423, + 482, + 593 + ], + "type": "text", + "content": "Generalization Ability By training on an extensive dataset with more than 1M IDs and significant intra-class variance, our model is capable of reproducing photos of any person with high fidelity. To further assess its capacity, we examine whether or not Arc2Face has learned to replicate its training IDs by exploring the output images for the 500 previously unseen identities from Synth-500. In particular, for each of the 2.5K samples (5 per ID), we identified the closest training image - defined as the one exhibiting the highest ID similarity within the combined set of restored WebFace42M, FFHQ, and CelebA-HQ. Fig. 10b shows some examples of generated images and their closest matches from the training data. We further plot the distribution of similarities in Fig. 10a. Notably, the generated images exhibit an average cosine similarity of 0.37 to their closest training sample and 0.74 to their (unseen) input features. This observation indicates that our model indeed does not memorize images from the training set, confirming its ability to faithfully reconstruct faces of novel identities." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 609, + 280, + 621 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 609, + 280, + 621 + ], + "spans": [ + { + "bbox": [ + 131, + 609, + 280, + 621 + ], + "type": "text", + "content": "4.5 Implementation Details" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 482, + 666 + ], + "type": "text", + "content": "We start from stable-diffusion-v1-5 and fine-tune both the UNet and CLIP encoder with AdamW [46] and a learning rate of 1e-6, using 8 NVIDIA A100 GPUs and a batch size of 4 per GPU. First, we train on 21M restored images" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 188, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 188, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 188, + 91, + 448, + 102 + ], + "type": "text", + "content": "Arc2Face: A Foundation Model for ID-Consistent Human Faces" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 116, + 297, + 191 + ], + "blocks": [ + { + "bbox": [ + 136, + 116, + 297, + 191 + ], + "lines": [ + { + "bbox": [ + 136, + 116, + 297, + 191 + ], + "spans": [ + { + "bbox": [ + 136, + 116, + 297, + 191 + ], + "type": "image", + "image_path": "83d0d0e6c7879ddea067f8652b53831dfe008013e61c105338c83c45817e71e4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 133, + 194, + 297, + 211 + ], + "lines": [ + { + "bbox": [ + 133, + 194, + 297, + 211 + ], + "spans": [ + { + "bbox": [ + 133, + 194, + 297, + 211 + ], + "type": "text", + "content": "(a) ArcFace similarity distributions between input/output and output/closest-train-image." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 316, + 120, + 481, + 187 + ], + "blocks": [ + { + "bbox": [ + 316, + 120, + 481, + 187 + ], + "lines": [ + { + "bbox": [ + 316, + 120, + 481, + 187 + ], + "spans": [ + { + "bbox": [ + 316, + 120, + 481, + 187 + ], + "type": "image", + "image_path": "10f18aa4f5a075d206bd2e562e1f030d352b0e7c66462822989d8374c6f9fa2f.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 315, + 194, + 480, + 212 + ], + "lines": [ + { + "bbox": [ + 315, + 194, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 315, + 194, + 480, + 212 + ], + "type": "text", + "content": "(b) Examples of generated faces (top) and their closest train samples (bottom)." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 220, + 480, + 265 + ], + "lines": [ + { + "bbox": [ + 130, + 220, + 480, + 265 + ], + "spans": [ + { + "bbox": [ + 130, + 220, + 480, + 265 + ], + "type": "text", + "content": "Fig. 10: We show that Arc2Face does not replicate its training data. We generate images for 500 unseen IDs from Synth-500 and retrieve the train image with the highest ID similarity for each one. The average similarity between each output and its closest match is 0.37, whereas the similarity between the output and input features is 0.74." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "spans": [ + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "type": "text", + "content": "from WebFace42M for 5 epochs with a resolution of " + }, + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "type": "inline_equation", + "content": "448 \\times 448" + }, + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "type": "text", + "content": ", and then fine-tune on " + }, + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 286, + 482, + 383 + ], + "type": "text", + "content": " - sized FFHQ and CelebA-HQ images for another 15 epochs. All our results shown in this paper are generated using DPM-Solver [47, 48] with 25 inference steps and a classifier-free guidance scale of 3, which we empirically found to produce highly realistic images. For ID-embedding extraction, we use a frozen IR-100 ArcFace [14] trained on WebFace42M and normalize embeddings to unit magnitude. Regarding the methods we compare against, we use the official implementations and, in all cases, select the default hyper-parameters." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 399, + 222, + 411 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 399, + 222, + 411 + ], + "spans": [ + { + "bbox": [ + 132, + 399, + 222, + 411 + ], + "type": "text", + "content": "5 Limitations" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 422, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 495 + ], + "type": "text", + "content": "In this work, we introduce a model capable of generating high-quality facial images from facial embeddings. Our method is limited by the capacity of the face embeddings encoder [14], as well as the datasets used [101], both of which are fortunately state-of-the-art. Moreover, only one person per image can be generated. Despite these limitations, we provide a foundation model, that can be further fine-tuned to other datasets and modalities, aiding follow-up research." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 510, + 220, + 523 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 510, + 220, + 523 + ], + "spans": [ + { + "bbox": [ + 132, + 510, + 220, + 523 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "In this work, we explore the power of ID features derived from FR networks as a comprehensive representation for face generation in the context of large-scale diffusion models. We show that million-scale face recognition datasets are required to effectively train an ID-conditioned model. To that end, we fine-tune the pretrained SD on carefully restored images from WebFace42M. Our ID-conditioning mechanism transforms the model into an ArcFace-to-Image model, deliberately disregarding text information in the process. Our experiments demonstrate its ability to faithfully reproduce the facial ID of any individual, generating highly realistic images with a greater degree of similarity compared to any existing method, all while preserving diversity in the output. We hope our model encourages further research in ID-preserving generative AI for human faces." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 297, + 102 + ], + "type": "text", + "content": "F. Paraperas Papantoniou et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 491, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 491, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 491, + 213 + ], + "type": "text", + "content": "Acknowledgments. S. Zafeiriou and part of the research was funded by the EPSRC Fellowship DEFORM (EP/S010203/1) and EPSRC Project GNOMON (EP/X011364/1). B. Kainz received support from the ERC, project MIA-NORMAL 101083647, DFG 512819079, and by the State of Bavaria (HTA). HPC resources were provided by the Erlangen National High Performance Computing Center (NHR@FAU) of the Friedrich-Alexander-Universität Erlangen-Nürnberg (FAU) under the NHR project b180dc. 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In this study, we investigate the effectiveness of synthetic data in enhancing egocentric hand-object interaction detection. Via extensive experiments and comparative analyses on three egocentric datasets, VISOR, EgoHOS, and ENIGMA-51, our findings reveal how to exploit synthetic data for the HOI detection task when real labeled data are scarce or unavailable. Specifically, by leveraging only $10\\%$ of real labeled data, we achieve improvements in Overall AP compared to baselines trained exclusively on real data of: $+5.67\\%$ on EPIC-KITCHENS VISOR, $+8.24\\%$ on EgoHOS, and $+11.69\\%$ on ENIGMA-51. Our analysis is supported by a novel data generation pipeline and the newly introduced HOI-Synth benchmark which augments existing datasets with synthetic images of hand-object interactions automatically labeled with hand-object contact states, bounding boxes, and pixel-wise segmentation masks. Data, code, and data generation tools to support future research are released at: https://fpv-iplab.github.io/HOI-Synth/.", + "bbox": [ + 261, + 311, + 750, + 521 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Synthetic Data $\\cdot$ Egocentric HOI $\\cdot$ Domain Adaptation", + "bbox": [ + 261, + 532, + 718, + 547 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 569, + 375, + 585 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Understanding how humans interact with the surrounding objects from egocentric images is a fundamental challenge in computer vision, with applications in diverse domains including collaborative robotics [4, 14], industrial behavior understanding [42, 47], human-computer interaction [32], and healthcare [1]. Previous works investigated the task of understanding human-object interactions from an egocentric perspective in different forms, including action recognition [8], object state-change detection [18], and hand-object interaction forecasting [29]. A line of work developed around the goal of identifying the actively manipulated object, the presence of hands, and the contact state between hands and objects [10, 24, 42, 49], which is generally referred to as Hand-Object Interaction (HOI) detection. Despite the progress in model design granted by the availability of egocentric benchmarks such as EPIC-KITCHENS [8, 9] and VISOR [10], performance in real application scenarios is closely tied to the availability of large amounts of annotated real-world and domain-specific data [42]. In addition, the need for spatial and interaction annotations makes acquiring and labeling such data an expensive and time-consuming process.", + "bbox": [ + 212, + 598, + 787, + 843 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/9ac18f47e44d0a623d1f383356ca7936d6ab8f9ade47b84a354d27492639c647.jpg", + "image_caption": [ + "Fig. 1: We study the impact of synthetic data in egocentric hand-object interaction detection. We generate and automatically label large sets of synthetic data (left) and study a set of domain adaptation scenarios in which models are trained on both synthetic and real unlabeled data, plus different amounts of labeled real data (right)." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 504, + 280 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/613901259f249b51957787cef23fcf8c24ed3d45bed4513b787d37be6fd24d21.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 506, + 143, + 785, + 280 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The use of synthetic data to reduce the dependence of prediction algorithms on labeled real data has been previously explored in different domains, including embodied AI [22,46,57] and autonomous driving [13,15]. However, the exploitation of synthetic data is currently under-explored in egocentric vision in general and hand-object interaction detection in particular, due to the challenges associated to generating accurate and photorealistic images of hand-object interactions, which requires the modeling of hands, objects and physical contact. As a result, many questions still remain unanswered: 1) Is there a gap between real and synthetic data? 2) Where does it originate? 3) How can it be reduced? 4) Can synthetic data entirely replace real data? 5) Can synthetic data enable training in the presence of unlabeled real data? 6) Can synthetic data increase efficiency when few real data are labeled? 7) What scale of synthetic data is needed? 8) Is in-domain synthetic data, aligned to the target real domain in terms of objects and environment, beneficial?", + "bbox": [ + 212, + 383, + 789, + 595 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "With the goal of advancing research in egocentric hand-object interaction detection and synthetic-to-real domain adaptation for egocentric vision, in this paper, we propose a systematic investigation to answer the questions above. To support our investigation, we propose a novel pipeline and develop a simulator able to generate synthetic images of realistic hand-object interactions in multiple environments, which are automatically labeled for the considered hand-object detection task (Figure 1-left). We generate three sets of synthetic data, paired with two popular domain-generic hand-object detection benchmarks, EPIC-KITCHENS VISOR [10], and EgoHOS [59], and a domain-specific dataset, ENIGMA-51 [43]. We hence study three different domain adaptation tasks: unsupervised domain adaptation, where models are trained with synthetic data and unlabeled real data, semi-supervised domain adaptation, where models are trained with synthetic data, unlabeled real data, and few labeled real data, and fully supervised domain adaptation, where models are trained with labeled synthetic and real data (Figure 1-right). Collectively, the real and generated egocentric data define a new benchmark dataset, which we term HOI-Synth.", + "bbox": [ + 212, + 598, + 789, + 843 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 392, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "We leverage HOI-Synth to benchmark different approaches to domain adaptation for hand-object interaction detection based on previous literature on domain adaptation for object detection [17, 27, 30, 52] and hand-object interaction detection [10] in multiple settings. Our analysis provides several insights into the advantages of using properly generated synthetic data for egocentric hand-object interaction detection: A) Despite the progress in realistic data generation, a domain gap between synthetic and real data still exists, with models trained only on synthetic data lagging behind models trained on real data by large margins (a gap of $\\sim 30\\% - 40\\%$ in AP), which we attribute to limits in photorealism, accuracy of grasping, and diversity of environments and objects; B) We show that performing domain adaptation allows to reduce the synth-real gap in the settings of unsupervised domain adaptation, where methods obtain large improvements of $\\sim 20\\% - 35\\%$ AP when exposed to unlabeled real data, semi-supervised domain adaptation, where models achieve performance comparable to approaches trained only on real data by using only $\\sim 10\\% - 25\\%$ of real data labels, and fully-supervised domain adaptation, where combining labeled real and synthetic data improves performance by $\\sim 1\\% - 4\\%$ AP; C) While most of the improvements comes from synthetic sets in the order of 10,000 images, methods still obtain benefits as the amount of synthetic data is increased up to 30,000; D) When available, in-domain synthetic data including objects and environments aligned to those of the target real domain, greatly improves performance in the unsupervised domain adaptation setting, with gains of up to $\\sim +20\\%$ AP, while advantages of in-domain synthetic data are limited if few real labeled data are available for semi-supervised adaptation.", + "bbox": [ + 217, + 146, + 785, + 507 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The contributions of this work are: 1) A systematic investigation of the egocentric hand-object interaction detection task assessing the effectiveness of properly generated synthetic data in three domain adaptation settings. Our investigation provides insights into the usefulness of synthetic data and will inform future model and experimental designs; 2) HOI-Synth, a novel benchmark for unsupervised, semi-supervised and fully-supervised domain adaptation which, for the first time, enables the study of synthetic-to-real domain adaptation for egocentric hand-object interaction detection. With the benchmark, we include several baseline results showcasing the potential of synthetic data in this domain and providing a basis for future comparisons and advances; 3) A novel data generation pipeline and a developed simulator, which will be able to support future investigations in the exploitation of synthetic data for egocentric vision. To enable future research on this topic, we publicly release the generated data, the simulator, and all the code required to reproduce the results.", + "bbox": [ + 217, + 508, + 785, + 719 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 217, + 744, + 385, + 761 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Hand-Object Interaction Detection The authors of [49] were among the first to frame hand-object interaction detection as the task of detecting hands, inferring contact states, and detecting manipulated objects, considered both egocentric and third-person vision images in which hands and objects are clearly", + "bbox": [ + 217, + 779, + 785, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Are Synthetic Data Useful for Egocentric HOI Detection?", + "bbox": [ + 346, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "visible. This task formulation was later extended in [5] adding object and hands segmentation, secondary objects, and grasp type prediction. Similar investigations have been also performed considering purely egocentric vision scenarios. The authors of [31] proposed an architecture leveraging specific egocentric cues such as hand poses and object masks. The authors of [42] defined Egocentric Human-Object Interaction (EHOI) detection as the task of identifying manipulated objects and predicting interaction verbs for each of them. Hand-object interaction detection has also been considered in an industrial scenario in which manipulated object classes are known beforehand [24, 43]. Other investigations considered different tasks related to hand-object interaction understanding such as State Change Object Interaction Detection [18] or active object detection [16]. Previous investigations assumed different task formulations, which makes it hard to compare methods and assess progress. Recently, the authors of [10] provided a task formulation termed Hand-Object Segmentation (HOS) together with the EPIC-KITCHENS VISOR dataset, thus setting a standard benchmark for hand-object interaction detection in egocentric vision. HOS consists in estimating the contact relation between the hands and the objects and segmenting them given a single RGB frame. A similar formulation was proposed in [59] together with the EgoHOS dataset. In this paper, we adopt the HOS formulation and the baseline model of [10] to perform experiments on three datasets designed for hand-object interaction detection: VISOR [10], EgoHOS [59], and ENIGMA-51 [43].", + "bbox": [ + 212, + 145, + 787, + 465 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Simulators for Synthetic Visual Data Generation Previous research introduced simulators to generate synthetic data that mimics the behavior of real-world agents, such as cars and robots. Some examples include CARLA [13], Gibson [25, 56], Habitat [33, 50], Omniverse [36], and Isaac Sim [37]. Additionally, with advancements in graphics, game engines have been exploited for synthetic data generation for tasks such as pedestrian detection and tracking in urban scenarios [12, 15], and safety monitoring in construction sites [41]. Other studies proposed simulators specifically crafted to represent human agents moving in the scene [38] and interacting with objects [23]. Specifically, [23] provides accurate modelling of the physics of the world and object manipulation actions, but it does not model hands, which are not visible in the scene. While these works advanced the understanding of synthetic data for computer vision tasks, no prior work studied the use of synthetic data for egocentric hand-object interaction detection, mainly due to the challenges associated with accurate modelling of environments, objects, and grasping. Based on recent advances in these fields [44, 55], we propose a novel data generation pipeline and develop a simulator allowing to obtain realistic and diverse images of hand-object interactions.", + "bbox": [ + 212, + 470, + 787, + 728 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Synthetic Data for Hand-Object Interaction Understanding Few previous efforts used synthetic data to address tasks related to understanding egocentric hand-object interactions. The authors of [19] introduced the ObMan dataset designed for the joint reconstruction of hands and manipulated objects. The authors of [20] introduced a dataset of hand-object interactions designed for hand-object affordance understanding. Recently, [58] exploited diffusion models for generating hand-object interactions synthetic datasets. These works did not", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 390, + 127 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/90284873b599a0e94d4feea83b3969502df8386f9f3ff2fbf2ed62e0d61c6a6f.jpg", + "image_caption": [ + "Fig. 2: The proposed data generation pipeline. (a) An object-grasp pair is selected from DexGraspNet [55] and integrated with a randomly generated human model. (b) The human + object model is placed in an environment randomly selected from the Habitat-Matterport 3D dataset [44]. (c) Egocentric data of hand-object interactions is generated and automatically labeled. Labels include bounding boxes and segmentation masks of hands and interacted objects, contact-state, and hand-object relations." + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 782, + 265 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "tackle hand-object interaction detection and did not consider the generation of data with fine-grained labels required to address the task. To enable the exploitation of synthetic data in this domain, we introduce a new benchmark comprising real images, paired with photorealistic labeled synthetic images annotated with labels useful for hand-object detection, such as 2D bounding boxes, semantic segmentation masks, depth maps, and hand-object relations.", + "bbox": [ + 212, + 390, + 787, + 479 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Domain Adaptation Domain Adaptation (DA) techniques have gained significant attention in recent years [2, 7, 45, 60]. These methods rely on different strategies to reduce the domain gap between a source and a target domain, such as adversarial training [17, 53], transfer learning [17, 53] and pseudolabeling [3, 11, 27, 30, 52]. While domain adaptation has been extensively studied in egocentric vision for different tasks, such as Action Recognition [34, 40], Person Re-identification [6], Video Retrieval [35], Ego-Exo Adaptation [26] and Object Detection [39], a study on DA for the HOI detection task is missing. Unlike standard object detection, HOI detection involves identifying hands and active objects and understanding the specific relations between them. Hand-object interactions can be significantly influenced by the variability in shapes and sizes of objects, the diverse poses of human hands as well as by different contexts, such as kitchens and industrial laboratories. We provide HOI-Synth, the first benchmark explicitly designed to support the study of domain adaptation for hand-object interaction detection.", + "bbox": [ + 212, + 481, + 787, + 708 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 The HOI-Synth Benchmark", + "text_level": 1, + "bbox": [ + 215, + 731, + 519, + 750 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we describe the HOI-Synth benchmark that we introduce to enable the study of synth-to-real domain adaptation for egocentric hand-object interaction detection. HOI-Synth is obtained by complementing three existing egocentric hand-object benchmarks with synthetic data, which is possible thanks to a novel data generation pipeline and a hand-object interaction simulator,", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Are Synthetic Data Useful for Egocentric HOI Detection?", + "bbox": [ + 346, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "which we release together with the benchmark to support future investigations on the use of synthetic data in egocentric vision.", + "bbox": [ + 215, + 146, + 784, + 176 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 HOI-Synth Data Generation Pipeline and Simulator", + "text_level": 1, + "bbox": [ + 215, + 196, + 691, + 212 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Figure 2 shows a scheme of the proposed data generation pipeline, which is composed of three main steps. Our pipeline relies on state-of-the-art datasets and components to enable an accurate generation of egocentric images of hand-object interactions [44, 48, 54, 55]. We first select a random hand-object grasp from the DexGraspNet dataset [55], which is fit to a randomly generated human model and integrated with the appropriate object mesh specified in the hand-object grasp [54] (Figure 2-a). We then select a random environment from the HM3D dataset [44] and place the human-object model in the environment (Figure 2-b). We finally place a virtual camera at human eye level to capture the scene from the first-person point of view. For each generated interaction, the simulator annotates the bounding boxes and the segmentation masks of the hands and interacted objects, the hand contact state, as well as the hand-object relations (see Figure 2-c). We developed the pipeline in the Unity3D framework and implemented a hand-object interaction simulator, which will be publicly released to support future research on synthetic data generation for egocentric vision. The supplementary material reports details on the generation pipeline and visual examples of the generated data.", + "bbox": [ + 215, + 220, + 785, + 477 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Datasets", + "text_level": 1, + "bbox": [ + 215, + 500, + 333, + 512 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The HOI-Synth benchmark extends three established datasets of egocentric images designed to study hand-object interaction detection, EPIC-KITCHENS VISOR [10], EgoHOS [59], and ENIGMA-51 [43], with automatically labeled synthetic data obtained through the proposed generation pipeline.", + "bbox": [ + 215, + 522, + 785, + 583 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "EPIC-KITCHENS VISOR [10] contains 36 hours of egocentric videos from EPIC-KITCHENS-100 [8], including 32,857 training images and pixel-wise annotations for 42,787 hand-object relations. We complement this dataset with 30,259 synthetic images including 45,353 HOIs.", + "bbox": [ + 215, + 583, + 785, + 643 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "EgoHOS [59] includes 8,107 egocentric training images of HOIs sparsely sampled from videos belonging to EGO4D [18], THU-READ [51], EPIC-KITCHENS [9], and other egocentric videos of people playing escape rooms. The dataset is labeled with pixel-wise annotations of 13,659 hand-object relations. We complement this dataset with 8,107 synthetic images including 12,129 HOIs.", + "bbox": [ + 215, + 643, + 803, + 718 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "ENIGMA-51 [43] is an egocentric dataset of subjects following instructions to repair electrical boards in an industrial laboratory. The dataset contains 3,479 training images with pixel-wise annotations of 13,659 hand-object interactions. The dataset also provides 3D models of the manipulated objects and the industrial laboratory. We complement this dataset with two sets of synthetic images: an in-domain set and an out-domain set. The in-domain set is generated using the 3D models of the environment and objects provided by the authors, thus obtaining synthetic images aligned to the real data. The out-domain set", + "bbox": [ + 215, + 718, + 785, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 390, + 127 + ], + "page_idx": 5 + }, + { + "type": "table", + "img_path": "images/9786649bc1a03d69b3367c0cbf760e40dd5b12712199119d71f09c9416fe9ab5.jpg", + "table_caption": [ + "Table 1: Statistics of the training sets considered in our HOI-Synth benchmark." + ], + "table_footnote": [], + "table_body": "
DatasetImagesHandsObjectsHOI
VISOR [10]32,85752,90642,78542,787
Synthetic30,25960,09845,21945,353
EgoHOS [59]8,10715,01511,39313,659
Synthetic8,10716,10112,17012,129
ENIGMA-51 [43]3,4795,0754,3434,344
Synthetic-In-Domain16,77325,44416,63716,773
Synthetic-out-domain20,32140,13527,49927,370
", + "bbox": [ + 330, + 170, + 666, + 277 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "contains images of hand-object interactions in generic environments and with generic objects, akin to those generated to complement VISOR and EgoHOS.3", + "bbox": [ + 212, + 306, + 782, + 335 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Table 1 reports statistics of the training section of the HOI-Synth benchmark dataset, including the number of real and synthetic images, annotated hands, objects and HOIs. We use the official validation and test sets of the respective datasets for evaluation.", + "bbox": [ + 212, + 338, + 784, + 397 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4 Experimental Analysis and Results", + "text_level": 1, + "bbox": [ + 214, + 426, + 591, + 445 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We use VISOR HOS [10] as a baseline for our experiments. This method is based on the PointRend [21] instance segmentation network with the addition of three modules to detect the hand side, contact state (\"contact\" or \"no contact\"), and an offset vector that links the hand to the interacted object3. We consider five different approaches to hand-object segmentation based on VISOR HOS:", + "bbox": [ + 212, + 463, + 784, + 537 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Synthetic-Only The VISOR HOS model is trained using only synthetic data and tested directly on real data. Experiments with this approach aim to assess whether synthetic data can entirely replace real data.", + "bbox": [ + 212, + 539, + 784, + 585 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Unsupervised Domain Adaptation (UDA) It replicates the VISOR HOS architecture within the Adaptive Teacher (AT) unsupervised domain adaptation framework proposed in [27]. While AT was originally designed to tackle cross-domain object detection, we adapted it to perform HOI detection by adding modules to estimate hand side, contact state, offset vector, and segmentation masks. The model is hence trained using labeled synthetic data and unlabeled real data following an unsupervised domain adaptation scheme. This approach aims to assess whether current domain adaptation techniques in conjunction with high-quality labeled synthetic data allow avoiding labeling real data.", + "bbox": [ + 212, + 585, + 784, + 720 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Real-Only It consists in training the VISOR HOS model on labeled real data only. We experiment with different amounts of labeled real data to assess how much performance depends on the scale of training data when synthetic images are not available. This method provides baseline performance and corresponds to the standard fully supervised setup.", + "bbox": [ + 212, + 722, + 784, + 799 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Are Synthetic Data Useful for Egocentric HOI Detection?", + "bbox": [ + 346, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_footnote", + "text": "3 See the supplementary material for examples of in-domain and out-domain generated images and for additional details about architectures and training setups.", + "bbox": [ + 217, + 810, + 784, + 839 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Synthetic + Real It consists in pre-training the VISOR HOS model on labeled synthetic data and fine-tuning it on labeled real data. Also in this case, we experiment with different amounts of labeled real data. These experiments aim to assess the potential of labeled synthetic data to reduce the amount of real data required for training, without any explicit synth-to-real adaptation.", + "bbox": [ + 212, + 146, + 787, + 222 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Semi-Supervised Domain Adaptation (SSDA) It consists in training the Adaptive Teacher model with labeled synthetic data, unlabeled real data, and a set of labeled real data. We experiment with different proportions of labeled real data (i.e., $10\\%$ , $25\\%$ , $50\\%$ ). To allow the Adaptive Teacher model to work in a semi-supervised regime, we merge the set of labeled synthetic data with the labeled real data. These experiments aim to assess whether synthetic data can improve results when only some real data are labeled.", + "bbox": [ + 212, + 222, + 787, + 327 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Fully-Supervised Domain Adaptation (FSDA) We train the AT model merging labeled synthetic and all real data, while also performing domain adaptation. This approach aims to assess whether synthetic data can improve state-of-the-art results, even in the presence of large quantities of real labeled data.", + "bbox": [ + 212, + 328, + 787, + 388 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Evaluation measures Following [10], we evaluate performance using COCO Mask AP [28]. In particular, we adopted the Hand + Object (Overall) AP which assesses the correctness of the predicted hands and object bounding boxes of hands, the hand-state (contact vs. no contact) and the offset vector representing the relation between the hand and the active object. We also break down performance using Mask APs measures evaluating specific aspects of the predictions: Hand (H), Hand + Side (H+S), Hand + Contact (H+C), and Object (O).", + "bbox": [ + 212, + 388, + 787, + 494 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Results on VISOR", + "text_level": 1, + "bbox": [ + 215, + 518, + 415, + 532 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Table 2 shows the results on the validation set of EPIC-KITCHENS VISOR [10].4 When no real labeled data are considered (Table 2-a), training the model only on synthetic data leads to poor performance, with an overall AP of $9.88\\%$ , which is not comparable to results achieved in fully supervised settings ( $45.33\\%$ when all real data are considered, as shown by Real-Only in Table 2-c). This highlights that, despite the photorealism of state-of-the-art data generation pipelines, there is still a consistent gap between synthetic and real data. Adopting the Unsupervised Domain Adaptation (UDA) settings significantly improves model performance across all the evaluation criteria compared to the Synthetic-Only approach. We observe an absolute improvement of $+23.45\\%$ for the Overall Mask AP. Improvements are noticeable also across the different breakdown Mask APs: $+51.75\\%$ , $+41.09\\%$ , $+24.83\\%$ for hand-dependent APs, and $+7.12\\%$ for Object AP. This confirms the usefulness of synthetic data when Unsupervised Domain Adaptation approaches are used to mitigate the synthetic-real domain gap. When different percentages of real labeled data (i.e., $10\\%$ , $25\\%$ and $50\\%$ ) are considered in the semi-supervised setting (Table 2-b), models trained on synthetic and real", + "bbox": [ + 212, + 544, + 787, + 787 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 392, + 127 + ], + "page_idx": 7 + }, + { + "type": "page_footnote", + "text": "Note that, in our implementation, the results of the HOS model differ from those reported in [10] because, for fair comparisons, we adopted a batch size of 4, the largest batch size achievable with domain adaptation models in our configuration.", + "bbox": [ + 217, + 796, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "table", + "img_path": "images/8614b43d50c35ae0cb3af9e95ca12004e6a5cfe1afef58ab72a1fe0fd6bd9505.jpg", + "table_caption": [ + "Table 2: Results on the EPIC-KITCHENS VISOR validation set considering different real data settings available in training. Yellow rows indicate baseline models in each configuration, while green rows highlight models trained with synthetic and real data. In each group, the best results are in bold, while the best results among the models trained with synthetic and real data are underlined. Overall enhancements are shown in blue, indicating improvements of the models trained with synthetic and real data over the baseline.", + "a) Unsupervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only09.8828.4124.8908.6401.23
UDA33.3380.1665.9833.478.35
Absolute Improvement+23.45+51.75+41.09+24.83+7.12
", + "bbox": [ + 250, + 267, + 753, + 323 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/230f72ff7fe73cb732b93f97029000fd27f475891e869a3468c84635189f8a74.jpg", + "table_caption": [ + "b) Semi-supervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachOverallHH+SH+CO
10% \n(3,286 images)Real-Only38.5587.4583.2751.9819.47
Synthetic+Real37.6286.3982.8552.2523.03
SSDA44.2289.0580.7746.8320.41
Absolute Improvement+5.67+1.60-0.42+0.27+3.56
25% \n(8,215 images)Real-Only37.9090.1485.6653.9917.85
Synthetic+Real38.1989.9884.6755.8818.49
SSDA45.5590.3784.4252.5922.15
Absolute Improvement+7.65+0.23-0.99+1.89+4.30
50% \n(16,429 images)Real-Only38.1591.1686.0552.2817.92
Synthetic+Real43.5291.3485.8554.0919.06
SSDA46.4790.9485.7358.0223.49
Absolute Improvement+8.32+0.18-0.20+5.74+5.57
", + "bbox": [ + 250, + 345, + 753, + 520 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/91b1a67edf156fcc903a6cdca16e19eb1f1853e2889d3bf17e35cfebf3ebb368.jpg", + "table_caption": [ + "c) Fully-supervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachOverallHH+SH+CO
100% \n(32,857 images)Real-Only45.3392.2588.5459.2424.23
Synthetic+Real44.5291.4588.9456.5527.77
FSDA46.4891.8387.6557.6324.03
Absolute Improvement+1.15-0.42+0.40-1.61+3.54
", + "bbox": [ + 246, + 542, + 750, + 611 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "data either via pre-training (Synthetic+Real) or semi-supervised domain adaptation (SSDA) achieve consistently higher performance with respect to baselines trained only with real data. In particular, the SSDA approach achieves improvements of $+5.67\\%$ , $+7.65\\%$ , and $+8.32\\%$ considering the Overall Mask AP metric when $10\\%$ , $25\\%$ , and $50\\%$ of labeled real data are considered respectively. Significant improvements are observed when considering Object Mask AP (O) $(+3.59\\%, +4.30\\%$ and $+5.57\\%$ ), and H+C Mask AP $(+0.27\\%, +1.89\\%$ and $+5.74\\%$ ), highlighting that synthetic data enhances the detection of active objects and improves the prediction of the hand contact state. Results are comparable with respect to the H and H+S measures, with improvements in the $[-0.99, +1.6]$ range, due to the fact that there is less room for improvement in these measures (all numbers in the $80\\% - 90\\%$ range) and that real-only tends to overfit to these sub-tasks, while reaching suboptimal overall results. When", + "bbox": [ + 212, + 643, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Are Synthetic Data Useful for Egocentric HOI Detection?", + "bbox": [ + 346, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/b71197e8847e2f77976cc99137cab8bd42d07fa9bce60b51b41560383cd5f998.jpg", + "table_caption": [ + "Table 3: Results of different semi-supervised adaptation approaches trained with synthetic data and $25\\%$ EPIC-KITCHENS VISOR labeled training data." + ], + "table_footnote": [], + "table_body": "
MethodOverallHH+SH+CO
Synthetic + Real38.1989.9884.6755.8818.49
MT [52]43.6988.7884.4060.9421.89
MT+GRL [17]43.9788.6484.2758.2121.82
UT [30]44.3290.6084.4952.5522.11
AT [27]45.5590.3784.4252.5922.15
", + "bbox": [ + 218, + 234, + 495, + 303 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/bbd8eec7327c3629e8df9543e60baea22d373e391d6c9d0396cd09be0202f00f.jpg", + "image_caption": [ + "Fig. 3: UDA Overall AP on VISOR for different amounts of synthetic data." + ], + "image_footnote": [], + "bbox": [ + 517, + 143, + 781, + 258 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "we consider a Fully-supervised configuration (Table 2-c), $FSDA$ improves the results over Real-Only by a $+1.15\\%$ in Overall Mask AP and by a $+3.54\\%$ in Object Mask AP, with comparable performance on H, H+S, and H+C, with improvements in the range $[-1.61, +0.4]$ . It is worth noting that with as little as $25\\%$ labeled real training data, which corresponds to only 8,215 images, SSDA achieves an Overall Mask AP value of $45.55\\%$ , i.e., a $+7.65\\%$ with respect to Real-Only and even a $+0.22\\%$ with respect to the fully supervised baseline trained with $100\\%$ of all labeled real data (32,857 images).", + "bbox": [ + 212, + 338, + 787, + 460 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Benchmark of Domain Adaptation Approaches In Table 3, we compare the performance of different choices of semi-supervised domain adaptation approaches on EPIC-KITCHENS VISOR when $25\\%$ of real labeled data are considered. We choose this setup as a challenging benchmark for semi-supervised domain adaptation when the amount of labeled real data is limited. We considered the following methods: Mean Teacher [52] (MT), Mean Teacher + Adversarial Loss [17] (MT+GRL), Unbiased Teacher [30] (UT), Adaptive Teacher [27] (AT). In all cases, we adapted the methods to perform HOS by including appropriate layers for the prediction of hand side, contact state, offset vector, and segmentation masks. Methods are compared to the Synthetic + Real baseline. MT and $MT+GRL$ obtained the worst and second-worst results in the Overall AP measure $(43.69\\%)$ and $43.97\\%$ , but achieved the best and second best results according to the AP Hand+Contact measure $(60.94\\%)$ and $58.21\\%$ . UT obtains the second best result in the Overall AP $(44.32\\%)$ , but also best result in the AP Hand metric $(90.60\\%)$ . It's worth noting that UT outperforms the second-best results of $AT$ by a thin margin $(+0.23\\%)$ considering the Hand AP, while $AT$ excels in other breakdown metrics. Finally, $AT$ outperforms competitors in terms of the Overall AP, surpassing UT by $+1.23\\%$ . Additionally, when considering the AP Object measure, $AT$ achieves the best result of $22.15\\%$ . Results confirm the superior performance of the selected $AT$ method according to the Overall AP performance measure with respect to the other domain adaptation strategies, despite not always achieving best results in breakdown metrics. This also suggests space for improvement in the proposed benchmark.", + "bbox": [ + 212, + 462, + 787, + 809 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Scale of Synthesized Data Given that synthesized images can be easily generated at low cost and in large quantities using the proposed tool, we endeavoured", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 390, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/530358f74de04a0e735e5663ccbf6d616f64216bcaf17c8b5c826d6d58c27959.jpg", + "table_caption": [ + "Table 4: Results on the EgoHOS [59] test set.", + "a) Unsupervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only07.1618.2515.9305.3301.24
UDA28.1670.3059.2120.8409.65
Absolute Improvement+21.00+52.05+43.28+15.51+8.41
", + "bbox": [ + 246, + 184, + 750, + 239 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/781b2cdbfd7e83419acd7b06b6d268c94fad71ddada30c99917081dc05a6a20f.jpg", + "table_caption": [ + "b) Semi-supervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachOverallHH+SH+CO
10% \n(857 images)Real-Only28.4476.2868.9235.8416.59
Synthetic+Real28.7477.1571.6439.2517.33
SSDA36.6883.2573.7247.2022.40
Absolute Improvement+8.24+6.97+4.80+11.36+5.81
25% \n(2,026 images)Real-Only33.7378.9470.6241.6721.83
Synthetic+Real33.7879.6071.6146.1119.87
SSDA37.1683.7974.2849.0023.82
Absolute Improvement+3.43+4.85+3.66+7.33+1.99
50% \n(4,379 images)Real-Only36.3081.8273.6347.2725.73
Synthetic+Real34.3082.5474.0347.9223.47
SSDA39.8585.1776.8052.5826.90
Absolute Improvement+3.55+3.97+3.17+5.31+1.17
", + "bbox": [ + 246, + 263, + 750, + 435 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/f9e3a71341eb56e4fa6c42ad515761f11130d5dc1b531c3ba2e86c465375b1c5.jpg", + "table_caption": [ + "c) Fully-supervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachOverallHH+SH+CO
100% (8,758 images)Real-Only36.1684.3976.2451.8126.46
Synthetic+Real34.6884.5671.5649.7223.16
FSDA39.6185.5876.8051.9927.05
Absolute Improvement+3.45+1.19+0.56+0.18+0.59
", + "bbox": [ + 246, + 459, + 750, + 527 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "to determine the scale of synthesized data required to maximize or plateau model performance. To address this issue, we trained our UDA approach on VISOR using different amounts of labelled synthetic data and $25\\%$ of real labeled data. Results reported in Figure 3 show how the model benefits from integrating additional quantities of synthetic data, approaching a plateau between 22k and 30k training images.", + "bbox": [ + 212, + 554, + 787, + 645 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Results on EgoHOS", + "text_level": 1, + "bbox": [ + 214, + 665, + 426, + 681 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 4 reports the results on the test set of EgoHOS [59]. Also in this case, using only synthetic data (Table 4-a) does not allow to achieve satisfactory performance, highlighting the existence of a domain gap between real and synthetic data. Indeed, synthetic-only achieves an Overall AP of $7.16\\%$ , a $\\sim 20\\%$ drop with respect to a fully supervised baseline trained on $100\\%$ labeled real data (Table 4-c). UDA significantly improves over Synthetic-Only, achieving $+21.00\\%$ on the Overall Mask AP, and improvements of $+52.05\\%$ , $+43.28\\%$ , $+15.51\\%$ , and $+8.41\\%$ across the breakdown metrics (H, H+S, H+C and O). In the semi-supervised settings (Table 4-b), both Synthetic+Real and SSDA improve over Real-Only, with major improvements obtained by SSDA, which obtains the best", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Are Synthetic Data Useful for Egocentric HOI Detection?", + "bbox": [ + 346, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/d2bcf73744121cc9861cd4015fbf3cabef00f9687da59e87e485567699f5c01d.jpg", + "table_caption": [ + "Table 5: Results on the ENIGMA-51 [43] test set.", + "a) Unsupervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
0%Synthetic-Only✓00.2101.0700.1100.0300.99
Synthetic-Only12.8556.0535.1415.244.79
UDA✓6.8742.8114.527.973.29
UDA34.7878.8370.9128.1425.84
Absolute Improvement+21.93+22.78+35.77+12.90+21.05
", + "bbox": [ + 250, + 184, + 753, + 253 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/66d0bc8fa953aee7e11f61cbb3248bddc9432f17815327574dbe33b9b388a9dc.jpg", + "table_caption": [ + "b) Semi-supervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
10% \n(347 images)Real-Only✓45.3981.2576.2237.9639.53
SSDA57.0885.4078.6243.5646.97
SSDA✓56.6984.5878.4241.1746.50
Absolute Improvement+11.69+4.15+2.40+5.60+7.44
25% \n(870 images)Real-Only✓51.8382.9578.7043.5245.25
SSDA58.1784.9980.4146.3149.34
SSDA✓59.4884.8580.3044.2449.37
Absolute Improvement+7.65+2.04+1.71+2.79+4.12
50% \n(1,739 images)Real-Only✓57.6284.6580.4347.4148.79
SSDA63.2585.6782.0052.2052.56
SSDA✓61.9385.1282.0148.9651.94
Absolute Improvement+5.63+1.02+1.58+4.79+3.77
", + "bbox": [ + 250, + 277, + 753, + 436 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/45dd5e9de4e1dc57266b0f0f006de8b5e5995fe46e0294804044deefd87466ed.jpg", + "table_caption": [ + "c) Fully-supervised Setting" + ], + "table_footnote": [], + "table_body": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
100% (3,479 images)Real-Only✓63.8485.0181.0552.3251.35
FSDA64.4185.9482.9154.1352.50
FSDA✓64.2085.3782.4551.6053.30
Absolute Improvement+0.57+0.93+1.86+1.81+1.95
", + "bbox": [ + 250, + 460, + 751, + 523 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Overall APs, surpassing Real-Only by $+8.24\\%$ , $+3.43\\%$ and $+3.55\\%$ when $10\\%$ , $25\\%$ and $50\\%$ amounts of real labeled data are considered. In the fully supervised settings (Table 4-c), FSDA consistently achieves best results across all measures, surpassing Real-Only by $+3.45\\%$ in Overall AP. Notably, SSDA trained with only $25\\%$ real labeled data, corresponding to 2,026 images, obtains an improvement of $+0.52\\%$ with respect to Real-Only trained with $100\\%$ real labeled data (8,758 images) according to the Overall AP measure. These results confirm the effectiveness of synthetic data in reducing the need for real labeled data, and as a way to improve performance over standard fully supervised methods.", + "bbox": [ + 212, + 551, + 787, + 688 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Results on ENIGMA-51", + "text_level": 1, + "bbox": [ + 215, + 709, + 460, + 724 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 5 reports the results on the test set of ENIGMA-51 [43]. In this case, we also compare performance when in-domain and out-domain synthetic data are used. In the unsupervised settings (Table 5-a), using only generic synthetic data leads to poor performances, confirming the domain gap between synthetic and real images also in this case. Using in-domain synthetic real data greatly reduces the gap, with the Overall AP passing from $0.21\\%$ to $12.85\\%$ . The UDA approach improves results both when paired with generic and in-domain data. In the last", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 390, + 127 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/46f6dd170a2956fb554783c988fd354f1cfbf1e902a43abc7db6965ef5e333d2.jpg", + "image_caption": [ + "Fig. 4: Qualitative examples of Real-Only and SSDA on the three datasets. SSDA achieves better object segmentation and detection performance across the datasets." + ], + "image_footnote": [], + "bbox": [ + 277, + 143, + 727, + 287 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "case, UDA achieves an improvement of $+21.93\\%$ in Overall AP, with improvements also in the breakdown APs: $+22.78\\%$ (H), $+35.77\\%$ (H+S), $+12.90\\%$ (H+C) and $+21.05\\%$ (O). The choice of the synthetic data source (in-domain vs. out-domain) is crucial, impacting the performance of models in this unsupervised setting. The UDA approach, trained with in-domain synthetic data, outperforms the same model trained with out-domain synthetic data by $27.91\\%$ (Overall AP). This result highlights that in-domain information contained in the generated images helps the detection of hand-object interactions when a specific domain is considered. In the semi-supervised setting (Table 5-b), SSDA systematically outperforms the baseline obtaining gains across Overall Mask AP of $+11.69\\%$ , $+7.65\\%$ and $+5.63\\%$ when $10\\%$ , $25\\%$ and $50\\%$ real labeled data are considered. Gains are also observed across all measures in the fully supervised setting (Table 5-c), e.g., with a $+0.57\\%$ in overall AP, and a $+1.95\\%$ in Object AP. Interestingly, the choice of in-domain vs. out-domain synthetic data in the semi- and fully-supervised settings is not as crucial as in the case of unsupervised domain adaptation, with both data sources achieving overall similar performance across the different AP measures, suggesting that even small quantities of real labeled can bridge the gap between out-domain synthetic and real data, hence making the generation of in-domain data less critical.", + "bbox": [ + 212, + 358, + 787, + 647 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.4 Qualitative results", + "text_level": 1, + "bbox": [ + 215, + 674, + 415, + 690 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Figure 4 reports qualitative examples comparing SSDA with respect to Real-Only when $25\\%$ real labeled data are considered. In the VISOR example (first column), SSDA (second row) obtains better object segmentation than Real-Only (first row). This behavior can also be observed in the EgoHOS example (second column), where SSDA better detects and segments the objects involved in the interaction. In the ENIGMA-51 example (third column), SSDA detects and segments the interacted object, that was not detected by the Real-Only approach. $^{5}$", + "bbox": [ + 212, + 705, + 787, + 811 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Are Synthetic Data Useful for Egocentric HOI Detection?", + "bbox": [ + 346, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_footnote", + "text": "5 Additional qualitative examples are reported in the supplementary material.", + "bbox": [ + 217, + 824, + 740, + 839 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5 Discussion and Conclusion", + "text_level": 1, + "bbox": [ + 215, + 143, + 509, + 160 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "With the proposed analysis we aimed to address several questions.", + "bbox": [ + 212, + 175, + 692, + 190 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Is there a gap between synthetic and real data? Where does it originate? How can it be reduced? Despite progress in realistic data generation, a gap remains between synthetic and real data. Our analysis offers insights into the extent of such gap, which is in the order of $30\\% - 40\\%$ depending on the dataset. In the context of VISOR, the estimated gap $(35.45\\%)$ is narrowed by unsupervised domain adaptation to $12.00\\%$ and further shrunk to $1.11\\%$ adopting semi-supervised domain adaptation strategies. Similar considerations can be made for the other datasets. We suggest this gap is caused by the photo-realism of generated synthetic data, the diversity of context-aware characteristics (as shown by results with in/out-domain synthetic data) and hand-object interactions.", + "bbox": [ + 212, + 191, + 787, + 340 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Can synthetic data entirely replace real data? Our study suggests that synthetic data cannot yet entirely replace real data for egocentric hand-object interaction detection, with synthetic-only baselines achieving poor results in all scenarios.", + "bbox": [ + 212, + 342, + 787, + 386 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Can synthetic data enable training in the presence of unlabeled real data? While synthetic data cannot entirely replace real data, we show that it greatly improves models' performance in the presence of unlabeled real data. Indeed, significant gains are obtained by UDA across all scenarios, when compared to a synthetic-only baseline, while the gap with respect to fully supervised baselines is narrowed. For instance, in the VISOR dataset, UDA obtained a $+23.45\\%$ improvement with respect to real-only in Overall AP, obtaining a score of $33.33\\%$ , about $10\\%$ smaller than the fully supervised baseline trained on real data.", + "bbox": [ + 212, + 387, + 787, + 507 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Can synthetic data increase efficiency when few real data are labeled? When different amounts of real labeled data are exploited together with synthetic data, SSDA and FSDA models obtain improvements in Overall AP over baselines trained on real data only in the considered benchmark. Notably, the performance gap diminishes as the quantity of real data increases: from $+23.45\\%$ (0% of real data) to $+1.15\\%$ (100% of real data) in VISOR, from $+21.00\\%$ (0% of real data) to $+3.45\\%$ (100% of real data) in EgoHOS and from $+21.93\\%$ (0% of real data) to $+2.33\\%$ (100% of real data) for ENIGMA-51. These results highlight the effectiveness of using synthetic data when real labeled data are scarce.", + "bbox": [ + 212, + 507, + 787, + 643 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "What scale of synthetic data is needed Our findings reveal that models benefit from large quantities of synthetic data. For instance, in the context of VISOR, a plateau is reached when 22K-30K synthetic images are included for training. Is in-domain synthetic data beneficial? Our analysis shows that in-domain data is highly beneficial in unsupervised settings, where it helps narrow down the domain gap. For instance, in the ENIGMA-51 dataset, using in-domain synthetic data only allows to obtain an overall AP of 12.85, about $+10\\%$ with respect to out-domain data. With UDA, performance jumps to $34.78\\%$ , a major increase. With few real labeled data, choice of in-domain data is less crucial, with models achieving comparable performance, regardless of the training data source.", + "bbox": [ + 212, + 643, + 787, + 792 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We hope that our analysis will inform future application and model developments and that the release of the HOI-Synth benchmark and data generation pipeline will support future research in this field.", + "bbox": [ + 212, + 795, + 787, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "R. Leonardi et al.", + "bbox": [ + 271, + 114, + 390, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgments", + "text_level": 1, + "bbox": [ + 217, + 143, + 392, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research has been supported by the project Future Artificial Intelligence Research (FAIR) - PNRR MUR Cod. PE0000013 - CUP: E63C22001940006. This research has been partially supported by the project EXTRA-EYE - PRIN 2022 - CUP E53D23008280006 - Finanziato dall'Unione Europea - Next Generation EU.", + "bbox": [ + 212, + 180, + 787, + 256 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 282, + 321, + 299 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Besari, A.R.A., Saputra, A.A., Chin, W.H., Kubota, N., et al.: Hand-object interaction recognition based on visual attention using multiscopic cyber-physical-social system. 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Proceedings of the IEEE 109(1), 43-76 (2020)" + ], + "bbox": [ + 215, + 146, + 785, + 797 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "R. 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In this study, we investigate the effectiveness of synthetic data in enhancing egocentric hand-object interaction detection. Via extensive experiments and comparative analyses on three egocentric datasets, VISOR, EgoHOS, and ENIGMA-51, our findings reveal how to exploit synthetic data for the HOI detection task when real labeled data are scarce or unavailable. Specifically, by leveraging only \\(10\\%\\) of real labeled data, we achieve improvements in Overall AP compared to baselines trained exclusively on real data of: \\(+5.67\\%\\) on EPIC-KITCHENS VISOR, \\(+8.24\\%\\) on EgoHOS, and \\(+11.69\\%\\) on ENIGMA-51. Our analysis is supported by a novel data generation pipeline and the newly introduced HOI-Synth benchmark which augments existing datasets with synthetic images of hand-object interactions automatically labeled with hand-object contact states, bounding boxes, and pixel-wise segmentation masks. Data, code, and data generation tools to support future research are released at: https://fpv-iplab.github.io/HOI-Synth/." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.534, + 0.719, + 0.548 + ], + "angle": 0, + "content": "Keywords: Synthetic Data \\(\\cdot\\) Egocentric HOI \\(\\cdot\\) Domain Adaptation" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.57, + 0.377, + 0.587 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.789, + 0.844 + ], + "angle": 0, + "content": "Understanding how humans interact with the surrounding objects from egocentric images is a fundamental challenge in computer vision, with applications in diverse domains including collaborative robotics [4, 14], industrial behavior understanding [42, 47], human-computer interaction [32], and healthcare [1]. Previous works investigated the task of understanding human-object interactions from an egocentric perspective in different forms, including action recognition [8], object state-change detection [18], and hand-object interaction forecasting [29]. A line of work developed around the goal of identifying the actively manipulated object, the presence of hands, and the contact state between hands and objects [10, 24, 42, 49], which is generally referred to as Hand-Object Interaction (HOI) detection. Despite the progress in model design granted by the availability of egocentric benchmarks such as EPIC-KITCHENS [8, 9] and VISOR [10], performance in real application scenarios is closely tied to the availability of large amounts of annotated real-world and domain-specific data [42]. In addition, the need for spatial and interaction annotations makes acquiring and labeling such data an expensive and time-consuming process." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.505, + 0.281 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.508, + 0.145, + 0.787, + 0.281 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.292, + 0.789, + 0.351 + ], + "angle": 0, + "content": "Fig. 1: We study the impact of synthetic data in egocentric hand-object interaction detection. We generate and automatically label large sets of synthetic data (left) and study a set of domain adaptation scenarios in which models are trained on both synthetic and real unlabeled data, plus different amounts of labeled real data (right)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.384, + 0.79, + 0.596 + ], + "angle": 0, + "content": "The use of synthetic data to reduce the dependence of prediction algorithms on labeled real data has been previously explored in different domains, including embodied AI [22,46,57] and autonomous driving [13,15]. However, the exploitation of synthetic data is currently under-explored in egocentric vision in general and hand-object interaction detection in particular, due to the challenges associated to generating accurate and photorealistic images of hand-object interactions, which requires the modeling of hands, objects and physical contact. As a result, many questions still remain unanswered: 1) Is there a gap between real and synthetic data? 2) Where does it originate? 3) How can it be reduced? 4) Can synthetic data entirely replace real data? 5) Can synthetic data enable training in the presence of unlabeled real data? 6) Can synthetic data increase efficiency when few real data are labeled? 7) What scale of synthetic data is needed? 8) Is in-domain synthetic data, aligned to the target real domain in terms of objects and environment, beneficial?" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.79, + 0.844 + ], + "angle": 0, + "content": "With the goal of advancing research in egocentric hand-object interaction detection and synthetic-to-real domain adaptation for egocentric vision, in this paper, we propose a systematic investigation to answer the questions above. To support our investigation, we propose a novel pipeline and develop a simulator able to generate synthetic images of realistic hand-object interactions in multiple environments, which are automatically labeled for the considered hand-object detection task (Figure 1-left). We generate three sets of synthetic data, paired with two popular domain-generic hand-object detection benchmarks, EPIC-KITCHENS VISOR [10], and EgoHOS [59], and a domain-specific dataset, ENIGMA-51 [43]. We hence study three different domain adaptation tasks: unsupervised domain adaptation, where models are trained with synthetic data and unlabeled real data, semi-supervised domain adaptation, where models are trained with synthetic data, unlabeled real data, and few labeled real data, and fully supervised domain adaptation, where models are trained with labeled synthetic and real data (Figure 1-right). Collectively, the real and generated egocentric data define a new benchmark dataset, which we term HOI-Synth." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.147, + 0.786, + 0.508 + ], + "angle": 0, + "content": "We leverage HOI-Synth to benchmark different approaches to domain adaptation for hand-object interaction detection based on previous literature on domain adaptation for object detection [17, 27, 30, 52] and hand-object interaction detection [10] in multiple settings. Our analysis provides several insights into the advantages of using properly generated synthetic data for egocentric hand-object interaction detection: A) Despite the progress in realistic data generation, a domain gap between synthetic and real data still exists, with models trained only on synthetic data lagging behind models trained on real data by large margins (a gap of \\(\\sim 30\\% - 40\\%\\) in AP), which we attribute to limits in photorealism, accuracy of grasping, and diversity of environments and objects; B) We show that performing domain adaptation allows to reduce the synth-real gap in the settings of unsupervised domain adaptation, where methods obtain large improvements of \\(\\sim 20\\% - 35\\%\\) AP when exposed to unlabeled real data, semi-supervised domain adaptation, where models achieve performance comparable to approaches trained only on real data by using only \\(\\sim 10\\% - 25\\%\\) of real data labels, and fully-supervised domain adaptation, where combining labeled real and synthetic data improves performance by \\(\\sim 1\\% - 4\\%\\) AP; C) While most of the improvements comes from synthetic sets in the order of 10,000 images, methods still obtain benefits as the amount of synthetic data is increased up to 30,000; D) When available, in-domain synthetic data including objects and environments aligned to those of the target real domain, greatly improves performance in the unsupervised domain adaptation setting, with gains of up to \\(\\sim +20\\%\\) AP, while advantages of in-domain synthetic data are limited if few real labeled data are available for semi-supervised adaptation." + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.51, + 0.786, + 0.72 + ], + "angle": 0, + "content": "The contributions of this work are: 1) A systematic investigation of the egocentric hand-object interaction detection task assessing the effectiveness of properly generated synthetic data in three domain adaptation settings. Our investigation provides insights into the usefulness of synthetic data and will inform future model and experimental designs; 2) HOI-Synth, a novel benchmark for unsupervised, semi-supervised and fully-supervised domain adaptation which, for the first time, enables the study of synthetic-to-real domain adaptation for egocentric hand-object interaction detection. With the benchmark, we include several baseline results showcasing the potential of synthetic data in this domain and providing a basis for future comparisons and advances; 3) A novel data generation pipeline and a developed simulator, which will be able to support future investigations in the exploitation of synthetic data for egocentric vision. To enable future research on this topic, we publicly release the generated data, the simulator, and all the code required to reproduce the results." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.746, + 0.386, + 0.762 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.78, + 0.786, + 0.84 + ], + "angle": 0, + "content": "Hand-Object Interaction Detection The authors of [49] were among the first to frame hand-object interaction detection as the task of detecting hands, inferring contact states, and detecting manipulated objects, considered both egocentric and third-person vision images in which hands and objects are clearly" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.392, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.466 + ], + "angle": 0, + "content": "visible. This task formulation was later extended in [5] adding object and hands segmentation, secondary objects, and grasp type prediction. Similar investigations have been also performed considering purely egocentric vision scenarios. The authors of [31] proposed an architecture leveraging specific egocentric cues such as hand poses and object masks. The authors of [42] defined Egocentric Human-Object Interaction (EHOI) detection as the task of identifying manipulated objects and predicting interaction verbs for each of them. Hand-object interaction detection has also been considered in an industrial scenario in which manipulated object classes are known beforehand [24, 43]. Other investigations considered different tasks related to hand-object interaction understanding such as State Change Object Interaction Detection [18] or active object detection [16]. Previous investigations assumed different task formulations, which makes it hard to compare methods and assess progress. Recently, the authors of [10] provided a task formulation termed Hand-Object Segmentation (HOS) together with the EPIC-KITCHENS VISOR dataset, thus setting a standard benchmark for hand-object interaction detection in egocentric vision. HOS consists in estimating the contact relation between the hands and the objects and segmenting them given a single RGB frame. A similar formulation was proposed in [59] together with the EgoHOS dataset. In this paper, we adopt the HOS formulation and the baseline model of [10] to perform experiments on three datasets designed for hand-object interaction detection: VISOR [10], EgoHOS [59], and ENIGMA-51 [43]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.471, + 0.788, + 0.729 + ], + "angle": 0, + "content": "Simulators for Synthetic Visual Data Generation Previous research introduced simulators to generate synthetic data that mimics the behavior of real-world agents, such as cars and robots. Some examples include CARLA [13], Gibson [25, 56], Habitat [33, 50], Omniverse [36], and Isaac Sim [37]. Additionally, with advancements in graphics, game engines have been exploited for synthetic data generation for tasks such as pedestrian detection and tracking in urban scenarios [12, 15], and safety monitoring in construction sites [41]. Other studies proposed simulators specifically crafted to represent human agents moving in the scene [38] and interacting with objects [23]. Specifically, [23] provides accurate modelling of the physics of the world and object manipulation actions, but it does not model hands, which are not visible in the scene. While these works advanced the understanding of synthetic data for computer vision tasks, no prior work studied the use of synthetic data for egocentric hand-object interaction detection, mainly due to the challenges associated with accurate modelling of environments, objects, and grasping. Based on recent advances in these fields [44, 55], we propose a novel data generation pipeline and develop a simulator allowing to obtain realistic and diverse images of hand-object interactions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Synthetic Data for Hand-Object Interaction Understanding Few previous efforts used synthetic data to address tasks related to understanding egocentric hand-object interactions. The authors of [19] introduced the ObMan dataset designed for the joint reconstruction of hands and manipulated objects. The authors of [20] introduced a dataset of hand-object interactions designed for hand-object affordance understanding. Recently, [58] exploited diffusion models for generating hand-object interactions synthetic datasets. These works did not" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.784, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.277, + 0.788, + 0.364 + ], + "angle": 0, + "content": "Fig. 2: The proposed data generation pipeline. (a) An object-grasp pair is selected from DexGraspNet [55] and integrated with a randomly generated human model. (b) The human + object model is placed in an environment randomly selected from the Habitat-Matterport 3D dataset [44]. (c) Egocentric data of hand-object interactions is generated and automatically labeled. Labels include bounding boxes and segmentation masks of hands and interacted objects, contact-state, and hand-object relations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.391, + 0.789, + 0.481 + ], + "angle": 0, + "content": "tackle hand-object interaction detection and did not consider the generation of data with fine-grained labels required to address the task. To enable the exploitation of synthetic data in this domain, we introduce a new benchmark comprising real images, paired with photorealistic labeled synthetic images annotated with labels useful for hand-object detection, such as 2D bounding boxes, semantic segmentation masks, depth maps, and hand-object relations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.482, + 0.789, + 0.709 + ], + "angle": 0, + "content": "Domain Adaptation Domain Adaptation (DA) techniques have gained significant attention in recent years [2, 7, 45, 60]. These methods rely on different strategies to reduce the domain gap between a source and a target domain, such as adversarial training [17, 53], transfer learning [17, 53] and pseudolabeling [3, 11, 27, 30, 52]. While domain adaptation has been extensively studied in egocentric vision for different tasks, such as Action Recognition [34, 40], Person Re-identification [6], Video Retrieval [35], Ego-Exo Adaptation [26] and Object Detection [39], a study on DA for the HOI detection task is missing. Unlike standard object detection, HOI detection involves identifying hands and active objects and understanding the specific relations between them. Hand-object interactions can be significantly influenced by the variability in shapes and sizes of objects, the diverse poses of human hands as well as by different contexts, such as kitchens and industrial laboratories. We provide HOI-Synth, the first benchmark explicitly designed to support the study of domain adaptation for hand-object interaction detection." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.732, + 0.521, + 0.75 + ], + "angle": 0, + "content": "3 The HOI-Synth Benchmark" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "In this section, we describe the HOI-Synth benchmark that we introduce to enable the study of synth-to-real domain adaptation for egocentric hand-object interaction detection. HOI-Synth is obtained by complementing three existing egocentric hand-object benchmarks with synthetic data, which is possible thanks to a novel data generation pipeline and a hand-object interaction simulator," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.392, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.177 + ], + "angle": 0, + "content": "which we release together with the benchmark to support future investigations on the use of synthetic data in egocentric vision." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.198, + 0.692, + 0.213 + ], + "angle": 0, + "content": "3.1 HOI-Synth Data Generation Pipeline and Simulator" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.222, + 0.786, + 0.478 + ], + "angle": 0, + "content": "Figure 2 shows a scheme of the proposed data generation pipeline, which is composed of three main steps. Our pipeline relies on state-of-the-art datasets and components to enable an accurate generation of egocentric images of hand-object interactions [44, 48, 54, 55]. We first select a random hand-object grasp from the DexGraspNet dataset [55], which is fit to a randomly generated human model and integrated with the appropriate object mesh specified in the hand-object grasp [54] (Figure 2-a). We then select a random environment from the HM3D dataset [44] and place the human-object model in the environment (Figure 2-b). We finally place a virtual camera at human eye level to capture the scene from the first-person point of view. For each generated interaction, the simulator annotates the bounding boxes and the segmentation masks of the hands and interacted objects, the hand contact state, as well as the hand-object relations (see Figure 2-c). We developed the pipeline in the Unity3D framework and implemented a hand-object interaction simulator, which will be publicly released to support future research on synthetic data generation for egocentric vision. The supplementary material reports details on the generation pipeline and visual examples of the generated data." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.5, + 0.334, + 0.513 + ], + "angle": 0, + "content": "3.2 Datasets" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.523, + 0.786, + 0.584 + ], + "angle": 0, + "content": "The HOI-Synth benchmark extends three established datasets of egocentric images designed to study hand-object interaction detection, EPIC-KITCHENS VISOR [10], EgoHOS [59], and ENIGMA-51 [43], with automatically labeled synthetic data obtained through the proposed generation pipeline." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.584, + 0.786, + 0.644 + ], + "angle": 0, + "content": "EPIC-KITCHENS VISOR [10] contains 36 hours of egocentric videos from EPIC-KITCHENS-100 [8], including 32,857 training images and pixel-wise annotations for 42,787 hand-object relations. We complement this dataset with 30,259 synthetic images including 45,353 HOIs." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.644, + 0.804, + 0.719 + ], + "angle": 0, + "content": "EgoHOS [59] includes 8,107 egocentric training images of HOIs sparsely sampled from videos belonging to EGO4D [18], THU-READ [51], EPIC-KITCHENS [9], and other egocentric videos of people playing escape rooms. The dataset is labeled with pixel-wise annotations of 13,659 hand-object relations. We complement this dataset with 8,107 synthetic images including 12,129 HOIs." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.719, + 0.786, + 0.84 + ], + "angle": 0, + "content": "ENIGMA-51 [43] is an egocentric dataset of subjects following instructions to repair electrical boards in an industrial laboratory. The dataset contains 3,479 training images with pixel-wise annotations of 13,659 hand-object interactions. The dataset also provides 3D models of the manipulated objects and the industrial laboratory. We complement this dataset with two sets of synthetic images: an in-domain set and an out-domain set. The in-domain set is generated using the 3D models of the environment and objects provided by the authors, thus obtaining synthetic images aligned to the real data. The out-domain set" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "table_caption", + "bbox": [ + 0.232, + 0.145, + 0.768, + 0.159 + ], + "angle": 0, + "content": "Table 1: Statistics of the training sets considered in our HOI-Synth benchmark." + }, + { + "type": "table", + "bbox": [ + 0.331, + 0.171, + 0.668, + 0.278 + ], + "angle": 0, + "content": "
DatasetImagesHandsObjectsHOI
VISOR [10]32,85752,90642,78542,787
Synthetic30,25960,09845,21945,353
EgoHOS [59]8,10715,01511,39313,659
Synthetic8,10716,10112,17012,129
ENIGMA-51 [43]3,4795,0754,3434,344
Synthetic-In-Domain16,77325,44416,63716,773
Synthetic-out-domain20,32140,13527,49927,370
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.308, + 0.784, + 0.337 + ], + "angle": 0, + "content": "contains images of hand-object interactions in generic environments and with generic objects, akin to those generated to complement VISOR and EgoHOS.3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.339, + 0.785, + 0.398 + ], + "angle": 0, + "content": "Table 1 reports statistics of the training section of the HOI-Synth benchmark dataset, including the number of real and synthetic images, annotated hands, objects and HOIs. We use the official validation and test sets of the respective datasets for evaluation." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.427, + 0.593, + 0.446 + ], + "angle": 0, + "content": "4 Experimental Analysis and Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.464, + 0.785, + 0.539 + ], + "angle": 0, + "content": "We use VISOR HOS [10] as a baseline for our experiments. This method is based on the PointRend [21] instance segmentation network with the addition of three modules to detect the hand side, contact state (\"contact\" or \"no contact\"), and an offset vector that links the hand to the interacted object3. We consider five different approaches to hand-object segmentation based on VISOR HOS:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.54, + 0.785, + 0.586 + ], + "angle": 0, + "content": "Synthetic-Only The VISOR HOS model is trained using only synthetic data and tested directly on real data. Experiments with this approach aim to assess whether synthetic data can entirely replace real data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.587, + 0.785, + 0.722 + ], + "angle": 0, + "content": "Unsupervised Domain Adaptation (UDA) It replicates the VISOR HOS architecture within the Adaptive Teacher (AT) unsupervised domain adaptation framework proposed in [27]. While AT was originally designed to tackle cross-domain object detection, we adapted it to perform HOI detection by adding modules to estimate hand side, contact state, offset vector, and segmentation masks. The model is hence trained using labeled synthetic data and unlabeled real data following an unsupervised domain adaptation scheme. This approach aims to assess whether current domain adaptation techniques in conjunction with high-quality labeled synthetic data allow avoiding labeling real data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.723, + 0.785, + 0.8 + ], + "angle": 0, + "content": "Real-Only It consists in training the VISOR HOS model on labeled real data only. We experiment with different amounts of labeled real data to assess how much performance depends on the scale of training data when synthetic images are not available. This method provides baseline performance and corresponds to the standard fully supervised setup." + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.811, + 0.785, + 0.84 + ], + "angle": 0, + "content": "3 See the supplementary material for examples of in-domain and out-domain generated images and for additional details about architectures and training setups." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.393, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.223 + ], + "angle": 0, + "content": "Synthetic + Real It consists in pre-training the VISOR HOS model on labeled synthetic data and fine-tuning it on labeled real data. Also in this case, we experiment with different amounts of labeled real data. These experiments aim to assess the potential of labeled synthetic data to reduce the amount of real data required for training, without any explicit synth-to-real adaptation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.223, + 0.788, + 0.328 + ], + "angle": 0, + "content": "Semi-Supervised Domain Adaptation (SSDA) It consists in training the Adaptive Teacher model with labeled synthetic data, unlabeled real data, and a set of labeled real data. We experiment with different proportions of labeled real data (i.e., \\(10\\%\\), \\(25\\%\\), \\(50\\%\\)). To allow the Adaptive Teacher model to work in a semi-supervised regime, we merge the set of labeled synthetic data with the labeled real data. These experiments aim to assess whether synthetic data can improve results when only some real data are labeled." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.329, + 0.788, + 0.389 + ], + "angle": 0, + "content": "Fully-Supervised Domain Adaptation (FSDA) We train the AT model merging labeled synthetic and all real data, while also performing domain adaptation. This approach aims to assess whether synthetic data can improve state-of-the-art results, even in the presence of large quantities of real labeled data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.39, + 0.789, + 0.496 + ], + "angle": 0, + "content": "Evaluation measures Following [10], we evaluate performance using COCO Mask AP [28]. In particular, we adopted the Hand + Object (Overall) AP which assesses the correctness of the predicted hands and object bounding boxes of hands, the hand-state (contact vs. no contact) and the offset vector representing the relation between the hand and the active object. We also break down performance using Mask APs measures evaluating specific aspects of the predictions: Hand (H), Hand + Side (H+S), Hand + Contact (H+C), and Object (O)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.519, + 0.416, + 0.533 + ], + "angle": 0, + "content": "4.1 Results on VISOR" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.545, + 0.789, + 0.789 + ], + "angle": 0, + "content": "Table 2 shows the results on the validation set of EPIC-KITCHENS VISOR [10].4 When no real labeled data are considered (Table 2-a), training the model only on synthetic data leads to poor performance, with an overall AP of \\(9.88\\%\\), which is not comparable to results achieved in fully supervised settings (\\(45.33\\%\\) when all real data are considered, as shown by Real-Only in Table 2-c). This highlights that, despite the photorealism of state-of-the-art data generation pipelines, there is still a consistent gap between synthetic and real data. Adopting the Unsupervised Domain Adaptation (UDA) settings significantly improves model performance across all the evaluation criteria compared to the Synthetic-Only approach. We observe an absolute improvement of \\(+23.45\\%\\) for the Overall Mask AP. Improvements are noticeable also across the different breakdown Mask APs: \\(+51.75\\%\\), \\(+41.09\\%\\), \\(+24.83\\%\\) for hand-dependent APs, and \\(+7.12\\%\\) for Object AP. This confirms the usefulness of synthetic data when Unsupervised Domain Adaptation approaches are used to mitigate the synthetic-real domain gap. When different percentages of real labeled data (i.e., \\(10\\%\\), \\(25\\%\\) and \\(50\\%\\)) are considered in the semi-supervised setting (Table 2-b), models trained on synthetic and real" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.797, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Note that, in our implementation, the results of the HOS model differ from those reported in [10] because, for fair comparisons, we adopted a batch size of 4, the largest batch size achievable with domain adaptation models in our configuration." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.242 + ], + "angle": 0, + "content": "Table 2: Results on the EPIC-KITCHENS VISOR validation set considering different real data settings available in training. Yellow rows indicate baseline models in each configuration, while green rows highlight models trained with synthetic and real data. In each group, the best results are in bold, while the best results among the models trained with synthetic and real data are underlined. Overall enhancements are shown in blue, indicating improvements of the models trained with synthetic and real data over the baseline." + }, + { + "type": "table_caption", + "bbox": [ + 0.408, + 0.255, + 0.596, + 0.268 + ], + "angle": 0, + "content": "a) Unsupervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.251, + 0.268, + 0.754, + 0.324 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only09.8828.4124.8908.6401.23
UDA33.3380.1665.9833.478.35
Absolute Improvement+23.45+51.75+41.09+24.83+7.12
" + }, + { + "type": "table_caption", + "bbox": [ + 0.398, + 0.334, + 0.606, + 0.347 + ], + "angle": 0, + "content": "b) Semi-supervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.25, + 0.347, + 0.754, + 0.521 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachOverallHH+SH+CO
10% \n(3,286 images)Real-Only38.5587.4583.2751.9819.47
Synthetic+Real37.6286.3982.8552.2523.03
SSDA44.2289.0580.7746.8320.41
Absolute Improvement+5.67+1.60-0.42+0.27+3.56
25% \n(8,215 images)Real-Only37.9090.1485.6653.9917.85
Synthetic+Real38.1989.9884.6755.8818.49
SSDA45.5590.3784.4252.5922.15
Absolute Improvement+7.65+0.23-0.99+1.89+4.30
50% \n(16,429 images)Real-Only38.1591.1686.0552.2817.92
Synthetic+Real43.5291.3485.8554.0919.06
SSDA46.4790.9485.7358.0223.49
Absolute Improvement+8.32+0.18-0.20+5.74+5.57
" + }, + { + "type": "table_caption", + "bbox": [ + 0.396, + 0.531, + 0.603, + 0.544 + ], + "angle": 0, + "content": "c) Fully-supervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.544, + 0.751, + 0.612 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachOverallHH+SH+CO
100% \n(32,857 images)Real-Only45.3392.2588.5459.2424.23
Synthetic+Real44.5291.4588.9456.5527.77
FSDA46.4891.8387.6557.6324.03
Absolute Improvement+1.15-0.42+0.40-1.61+3.54
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.841 + ], + "angle": 0, + "content": "data either via pre-training (Synthetic+Real) or semi-supervised domain adaptation (SSDA) achieve consistently higher performance with respect to baselines trained only with real data. In particular, the SSDA approach achieves improvements of \\( +5.67\\% \\), \\( +7.65\\% \\), and \\( +8.32\\% \\) considering the Overall Mask AP metric when \\( 10\\% \\), \\( 25\\% \\), and \\( 50\\% \\) of labeled real data are considered respectively. Significant improvements are observed when considering Object Mask AP (O) \\( (+3.59\\%, +4.30\\% \\) and \\( +5.57\\% \\)), and H+C Mask AP \\( (+0.27\\%, +1.89\\% \\) and \\( +5.74\\% \\)), highlighting that synthetic data enhances the detection of active objects and improves the prediction of the hand contact state. Results are comparable with respect to the H and H+S measures, with improvements in the \\( [-0.99, +1.6] \\) range, due to the fact that there is less room for improvement in these measures (all numbers in the \\( 80\\% - 90\\% \\) range) and that real-only tends to overfit to these sub-tasks, while reaching suboptimal overall results. When" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.392, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.168, + 0.499, + 0.224 + ], + "angle": 0, + "content": "Table 3: Results of different semi-supervised adaptation approaches trained with synthetic data and \\(25\\%\\) EPIC-KITCHENS VISOR labeled training data." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.236, + 0.496, + 0.304 + ], + "angle": 0, + "content": "
MethodOverallHH+SH+CO
Synthetic + Real38.1989.9884.6755.8818.49
MT [52]43.6988.7884.4060.9421.89
MT+GRL [17]43.9788.6484.2758.2121.82
UT [30]44.3290.6084.4952.5522.11
AT [27]45.5590.3784.4252.5922.15
" + }, + { + "type": "image", + "bbox": [ + 0.518, + 0.145, + 0.782, + 0.26 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.515, + 0.262, + 0.787, + 0.292 + ], + "angle": 0, + "content": "Fig. 3: UDA Overall AP on VISOR for different amounts of synthetic data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.339, + 0.788, + 0.461 + ], + "angle": 0, + "content": "we consider a Fully-supervised configuration (Table 2-c), \\( FSDA \\) improves the results over Real-Only by a \\( +1.15\\% \\) in Overall Mask AP and by a \\( +3.54\\% \\) in Object Mask AP, with comparable performance on H, H+S, and H+C, with improvements in the range \\( [-1.61, +0.4] \\). It is worth noting that with as little as \\( 25\\% \\) labeled real training data, which corresponds to only 8,215 images, SSDA achieves an Overall Mask AP value of \\( 45.55\\% \\), i.e., a \\( +7.65\\% \\) with respect to Real-Only and even a \\( +0.22\\% \\) with respect to the fully supervised baseline trained with \\( 100\\% \\) of all labeled real data (32,857 images)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.463, + 0.789, + 0.81 + ], + "angle": 0, + "content": "Benchmark of Domain Adaptation Approaches In Table 3, we compare the performance of different choices of semi-supervised domain adaptation approaches on EPIC-KITCHENS VISOR when \\(25\\%\\) of real labeled data are considered. We choose this setup as a challenging benchmark for semi-supervised domain adaptation when the amount of labeled real data is limited. We considered the following methods: Mean Teacher [52] (MT), Mean Teacher + Adversarial Loss [17] (MT+GRL), Unbiased Teacher [30] (UT), Adaptive Teacher [27] (AT). In all cases, we adapted the methods to perform HOS by including appropriate layers for the prediction of hand side, contact state, offset vector, and segmentation masks. Methods are compared to the Synthetic + Real baseline. MT and \\(MT+GRL\\) obtained the worst and second-worst results in the Overall AP measure \\((43.69\\%)\\) and \\(43.97\\%\\), but achieved the best and second best results according to the AP Hand+Contact measure \\((60.94\\%)\\) and \\(58.21\\%\\). UT obtains the second best result in the Overall AP \\((44.32\\%)\\), but also best result in the AP Hand metric \\((90.60\\%)\\). It's worth noting that UT outperforms the second-best results of \\(AT\\) by a thin margin \\((+0.23\\%)\\) considering the Hand AP, while \\(AT\\) excels in other breakdown metrics. Finally, \\(AT\\) outperforms competitors in terms of the Overall AP, surpassing UT by \\(+1.23\\%\\). Additionally, when considering the AP Object measure, \\(AT\\) achieves the best result of \\(22.15\\%\\). Results confirm the superior performance of the selected \\(AT\\) method according to the Overall AP performance measure with respect to the other domain adaptation strategies, despite not always achieving best results in breakdown metrics. This also suggests space for improvement in the proposed benchmark." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Scale of Synthesized Data Given that synthesized images can be easily generated at low cost and in large quantities using the proposed tool, we endeavoured" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.345, + 0.145, + 0.658, + 0.159 + ], + "angle": 0, + "content": "Table 4: Results on the EgoHOS [59] test set." + }, + { + "type": "table_caption", + "bbox": [ + 0.405, + 0.172, + 0.594, + 0.185 + ], + "angle": 0, + "content": "a) Unsupervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.185, + 0.751, + 0.24 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only07.1618.2515.9305.3301.24
UDA28.1670.3059.2120.8409.65
Absolute Improvement+21.00+52.05+43.28+15.51+8.41
" + }, + { + "type": "table_caption", + "bbox": [ + 0.395, + 0.251, + 0.604, + 0.264 + ], + "angle": 0, + "content": "b) Semi-supervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.264, + 0.751, + 0.436 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachOverallHH+SH+CO
10% \n(857 images)Real-Only28.4476.2868.9235.8416.59
Synthetic+Real28.7477.1571.6439.2517.33
SSDA36.6883.2573.7247.2022.40
Absolute Improvement+8.24+6.97+4.80+11.36+5.81
25% \n(2,026 images)Real-Only33.7378.9470.6241.6721.83
Synthetic+Real33.7879.6071.6146.1119.87
SSDA37.1683.7974.2849.0023.82
Absolute Improvement+3.43+4.85+3.66+7.33+1.99
50% \n(4,379 images)Real-Only36.3081.8273.6347.2725.73
Synthetic+Real34.3082.5474.0347.9223.47
SSDA39.8585.1776.8052.5826.90
Absolute Improvement+3.55+3.97+3.17+5.31+1.17
" + }, + { + "type": "table_caption", + "bbox": [ + 0.395, + 0.447, + 0.604, + 0.46 + ], + "angle": 0, + "content": "c) Fully-supervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.248, + 0.46, + 0.751, + 0.528 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachOverallHH+SH+CO
100% (8,758 images)Real-Only36.1684.3976.2451.8126.46
Synthetic+Real34.6884.5671.5649.7223.16
FSDA39.6185.5876.8051.9927.05
Absolute Improvement+3.45+1.19+0.56+0.18+0.59
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.555, + 0.788, + 0.646 + ], + "angle": 0, + "content": "to determine the scale of synthesized data required to maximize or plateau model performance. To address this issue, we trained our UDA approach on VISOR using different amounts of labelled synthetic data and \\(25\\%\\) of real labeled data. Results reported in Figure 3 show how the model benefits from integrating additional quantities of synthetic data, approaching a plateau between 22k and 30k training images." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.666, + 0.427, + 0.682 + ], + "angle": 0, + "content": "4.2 Results on EgoHOS" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Table 4 reports the results on the test set of EgoHOS [59]. Also in this case, using only synthetic data (Table 4-a) does not allow to achieve satisfactory performance, highlighting the existence of a domain gap between real and synthetic data. Indeed, synthetic-only achieves an Overall AP of \\(7.16\\%\\), a \\(\\sim 20\\%\\) drop with respect to a fully supervised baseline trained on \\(100\\%\\) labeled real data (Table 4-c). UDA significantly improves over Synthetic-Only, achieving \\(+21.00\\%\\) on the Overall Mask AP, and improvements of \\(+52.05\\%\\), \\(+43.28\\%\\), \\(+15.51\\%\\), and \\(+8.41\\%\\) across the breakdown metrics (H, H+S, H+C and O). In the semi-supervised settings (Table 4-b), both Synthetic+Real and SSDA improve over Real-Only, with major improvements obtained by SSDA, which obtains the best" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.392, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.331, + 0.145, + 0.673, + 0.16 + ], + "angle": 0, + "content": "Table 5: Results on the ENIGMA-51 [43] test set." + }, + { + "type": "table_caption", + "bbox": [ + 0.408, + 0.172, + 0.596, + 0.185 + ], + "angle": 0, + "content": "a) Unsupervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.25, + 0.185, + 0.754, + 0.255 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
0%Synthetic-Only✓00.2101.0700.1100.0300.99
Synthetic-Only12.8556.0535.1415.244.79
UDA✓6.8742.8114.527.973.29
UDA34.7878.8370.9128.1425.84
Absolute Improvement+21.93+22.78+35.77+12.90+21.05
" + }, + { + "type": "table_caption", + "bbox": [ + 0.398, + 0.266, + 0.606, + 0.279 + ], + "angle": 0, + "content": "b) Semi-supervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.25, + 0.279, + 0.754, + 0.438 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
10% \n(347 images)Real-Only✓45.3981.2576.2237.9639.53
SSDA57.0885.4078.6243.5646.97
SSDA✓56.6984.5878.4241.1746.50
Absolute Improvement+11.69+4.15+2.40+5.60+7.44
25% \n(870 images)Real-Only✓51.8382.9578.7043.5245.25
SSDA58.1784.9980.4146.3149.34
SSDA✓59.4884.8580.3044.2449.37
Absolute Improvement+7.65+2.04+1.71+2.79+4.12
50% \n(1,739 images)Real-Only✓57.6284.6580.4347.4148.79
SSDA63.2585.6782.0052.2052.56
SSDA✓61.9385.1282.0148.9651.94
Absolute Improvement+5.63+1.02+1.58+4.79+3.77
" + }, + { + "type": "table_caption", + "bbox": [ + 0.398, + 0.449, + 0.606, + 0.462 + ], + "angle": 0, + "content": "c) Fully-supervised Setting" + }, + { + "type": "table", + "bbox": [ + 0.251, + 0.462, + 0.753, + 0.524 + ], + "angle": 0, + "content": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
100% (3,479 images)Real-Only✓63.8485.0181.0552.3251.35
FSDA64.4185.9482.9154.1352.50
FSDA✓64.2085.3782.4551.6053.30
Absolute Improvement+0.57+0.93+1.86+1.81+1.95
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.553, + 0.788, + 0.689 + ], + "angle": 0, + "content": "Overall APs, surpassing Real-Only by \\(+8.24\\%\\), \\(+3.43\\%\\) and \\(+3.55\\%\\) when \\(10\\%\\), \\(25\\%\\) and \\(50\\%\\) amounts of real labeled data are considered. In the fully supervised settings (Table 4-c), FSDA consistently achieves best results across all measures, surpassing Real-Only by \\(+3.45\\%\\) in Overall AP. Notably, SSDA trained with only \\(25\\%\\) real labeled data, corresponding to 2,026 images, obtains an improvement of \\(+0.52\\%\\) with respect to Real-Only trained with \\(100\\%\\) real labeled data (8,758 images) according to the Overall AP measure. These results confirm the effectiveness of synthetic data in reducing the need for real labeled data, and as a way to improve performance over standard fully supervised methods." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.71, + 0.461, + 0.725 + ], + "angle": 0, + "content": "4.3 Results on ENIGMA-51" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Table 5 reports the results on the test set of ENIGMA-51 [43]. In this case, we also compare performance when in-domain and out-domain synthetic data are used. In the unsupervised settings (Table 5-a), using only generic synthetic data leads to poor performances, confirming the domain gap between synthetic and real images also in this case. Using in-domain synthetic real data greatly reduces the gap, with the Overall AP passing from \\(0.21\\%\\) to \\(12.85\\%\\). The UDA approach improves results both when paired with generic and in-domain data. In the last" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.278, + 0.144, + 0.728, + 0.289 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.299, + 0.785, + 0.327 + ], + "angle": 0, + "content": "Fig. 4: Qualitative examples of Real-Only and SSDA on the three datasets. SSDA achieves better object segmentation and detection performance across the datasets." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.359, + 0.788, + 0.648 + ], + "angle": 0, + "content": "case, UDA achieves an improvement of \\(+21.93\\%\\) in Overall AP, with improvements also in the breakdown APs: \\(+22.78\\%\\) (H), \\(+35.77\\%\\) (H+S), \\(+12.90\\%\\) (H+C) and \\(+21.05\\%\\) (O). The choice of the synthetic data source (in-domain vs. out-domain) is crucial, impacting the performance of models in this unsupervised setting. The UDA approach, trained with in-domain synthetic data, outperforms the same model trained with out-domain synthetic data by \\(27.91\\%\\) (Overall AP). This result highlights that in-domain information contained in the generated images helps the detection of hand-object interactions when a specific domain is considered. In the semi-supervised setting (Table 5-b), SSDA systematically outperforms the baseline obtaining gains across Overall Mask AP of \\(+11.69\\%\\), \\(+7.65\\%\\) and \\(+5.63\\%\\) when \\(10\\%\\), \\(25\\%\\) and \\(50\\%\\) real labeled data are considered. Gains are also observed across all measures in the fully supervised setting (Table 5-c), e.g., with a \\(+0.57\\%\\) in overall AP, and a \\(+1.95\\%\\) in Object AP. Interestingly, the choice of in-domain vs. out-domain synthetic data in the semi- and fully-supervised settings is not as crucial as in the case of unsupervised domain adaptation, with both data sources achieving overall similar performance across the different AP measures, suggesting that even small quantities of real labeled can bridge the gap between out-domain synthetic and real data, hence making the generation of in-domain data less critical." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.675, + 0.416, + 0.691 + ], + "angle": 0, + "content": "4.4 Qualitative results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.706, + 0.788, + 0.812 + ], + "angle": 0, + "content": "Figure 4 reports qualitative examples comparing SSDA with respect to Real-Only when \\(25\\%\\) real labeled data are considered. In the VISOR example (first column), SSDA (second row) obtains better object segmentation than Real-Only (first row). This behavior can also be observed in the EgoHOS example (second column), where SSDA better detects and segments the objects involved in the interaction. In the ENIGMA-51 example (third column), SSDA detects and segments the interacted object, that was not detected by the Real-Only approach.\\(^{5}\\)" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.741, + 0.84 + ], + "angle": 0, + "content": "5 Additional qualitative examples are reported in the supplementary material." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.392, + 0.128 + ], + "angle": 0, + "content": "R. Leonardi et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.51, + 0.161 + ], + "angle": 0, + "content": "5 Discussion and Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.694, + 0.191 + ], + "angle": 0, + "content": "With the proposed analysis we aimed to address several questions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.192, + 0.788, + 0.342 + ], + "angle": 0, + "content": "Is there a gap between synthetic and real data? Where does it originate? How can it be reduced? Despite progress in realistic data generation, a gap remains between synthetic and real data. Our analysis offers insights into the extent of such gap, which is in the order of \\(30\\% - 40\\%\\) depending on the dataset. In the context of VISOR, the estimated gap \\((35.45\\%)\\) is narrowed by unsupervised domain adaptation to \\(12.00\\%\\) and further shrunk to \\(1.11\\%\\) adopting semi-supervised domain adaptation strategies. Similar considerations can be made for the other datasets. We suggest this gap is caused by the photo-realism of generated synthetic data, the diversity of context-aware characteristics (as shown by results with in/out-domain synthetic data) and hand-object interactions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.788, + 0.387 + ], + "angle": 0, + "content": "Can synthetic data entirely replace real data? Our study suggests that synthetic data cannot yet entirely replace real data for egocentric hand-object interaction detection, with synthetic-only baselines achieving poor results in all scenarios." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.388, + 0.788, + 0.508 + ], + "angle": 0, + "content": "Can synthetic data enable training in the presence of unlabeled real data? While synthetic data cannot entirely replace real data, we show that it greatly improves models' performance in the presence of unlabeled real data. Indeed, significant gains are obtained by UDA across all scenarios, when compared to a synthetic-only baseline, while the gap with respect to fully supervised baselines is narrowed. For instance, in the VISOR dataset, UDA obtained a \\(+23.45\\%\\) improvement with respect to real-only in Overall AP, obtaining a score of \\(33.33\\%\\), about \\(10\\%\\) smaller than the fully supervised baseline trained on real data." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.788, + 0.644 + ], + "angle": 0, + "content": "Can synthetic data increase efficiency when few real data are labeled? When different amounts of real labeled data are exploited together with synthetic data, SSDA and FSDA models obtain improvements in Overall AP over baselines trained on real data only in the considered benchmark. Notably, the performance gap diminishes as the quantity of real data increases: from \\(+23.45\\%\\) (0% of real data) to \\(+1.15\\%\\) (100% of real data) in VISOR, from \\(+21.00\\%\\) (0% of real data) to \\(+3.45\\%\\) (100% of real data) in EgoHOS and from \\(+21.93\\%\\) (0% of real data) to \\(+2.33\\%\\) (100% of real data) for ENIGMA-51. These results highlight the effectiveness of using synthetic data when real labeled data are scarce." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.794 + ], + "angle": 0, + "content": "What scale of synthetic data is needed Our findings reveal that models benefit from large quantities of synthetic data. For instance, in the context of VISOR, a plateau is reached when 22K-30K synthetic images are included for training. Is in-domain synthetic data beneficial? Our analysis shows that in-domain data is highly beneficial in unsupervised settings, where it helps narrow down the domain gap. For instance, in the ENIGMA-51 dataset, using in-domain synthetic data only allows to obtain an overall AP of 12.85, about \\(+10\\%\\) with respect to out-domain data. With UDA, performance jumps to \\(34.78\\%\\), a major increase. With few real labeled data, choice of in-domain data is less crucial, with models achieving comparable performance, regardless of the training data source." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.84 + ], + "angle": 0, + "content": "We hope that our analysis will inform future application and model developments and that the release of the HOI-Synth benchmark and data generation pipeline will support future research in this field." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.347, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.393, + 0.163 + ], + "angle": 0, + "content": "Acknowledgments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.181, + 0.788, + 0.257 + ], + "angle": 0, + "content": "This research has been supported by the project Future Artificial Intelligence Research (FAIR) - PNRR MUR Cod. PE0000013 - CUP: E63C22001940006. This research has been partially supported by the project EXTRA-EYE - PRIN 2022 - CUP E53D23008280006 - Finanziato dall'Unione Europea - Next Generation EU." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.284, + 0.323, + 0.3 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.318, + 0.785, + 0.361 + ], + "angle": 0, + "content": "1. Besari, A.R.A., Saputra, A.A., Chin, W.H., Kubota, N., et al.: Hand-object interaction recognition based on visual attention using multiscopic cyber-physical-social system. International Journal of Advances in Intelligent Informatics 9(2) (2023)" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.362, + 0.785, + 0.403 + ], + "angle": 0, + "content": "2. Bousmalis, K., Silberman, N., Dohan, D., Erhan, D., Krishnan, D.: Unsupervised pixel-level domain adaptation with generative adversarial networks. 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Proceedings of the IEEE 109(1), 43-76 (2020)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.787, + 0.799 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection_/6d50d571-e1cd-45f6-8f11-aef1b7e82f6d_origin.pdf b/2024/Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection_/6d50d571-e1cd-45f6-8f11-aef1b7e82f6d_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..084af4413279e0140e94c90f5d6f48b14a974d9e --- /dev/null +++ b/2024/Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection_/6d50d571-e1cd-45f6-8f11-aef1b7e82f6d_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:8fbdf1aab043949ad9cf7666c35bbbac247ceb3e6f9d9ee62d81b1f26da560c1 +size 2795734 diff --git a/2024/Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection_/full.md b/2024/Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection_/full.md new file mode 100644 index 0000000000000000000000000000000000000000..13fc32f9a98320efd639e50ee53cd3b836d3d501 --- /dev/null +++ b/2024/Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection_/full.md @@ -0,0 +1,265 @@ +# Are Synthetic Data Useful for Egocentric Hand-Object Interaction Detection? + +Rosario Leonardi1, Antonio Furnari1,2, Francesco Ragusa1,2, and Giovanni Maria Farinella1,2 + +$^{1}$ Department of Mathematics and Computer Science, University of Catania, Italy + $^{2}$ Next Vision s.r.l., Italy + +Abstract. In this study, we investigate the effectiveness of synthetic data in enhancing egocentric hand-object interaction detection. Via extensive experiments and comparative analyses on three egocentric datasets, VISOR, EgoHOS, and ENIGMA-51, our findings reveal how to exploit synthetic data for the HOI detection task when real labeled data are scarce or unavailable. Specifically, by leveraging only $10\%$ of real labeled data, we achieve improvements in Overall AP compared to baselines trained exclusively on real data of: $+5.67\%$ on EPIC-KITCHENS VISOR, $+8.24\%$ on EgoHOS, and $+11.69\%$ on ENIGMA-51. Our analysis is supported by a novel data generation pipeline and the newly introduced HOI-Synth benchmark which augments existing datasets with synthetic images of hand-object interactions automatically labeled with hand-object contact states, bounding boxes, and pixel-wise segmentation masks. Data, code, and data generation tools to support future research are released at: https://fpv-iplab.github.io/HOI-Synth/. + +Keywords: Synthetic Data $\cdot$ Egocentric HOI $\cdot$ Domain Adaptation + +# 1 Introduction + +Understanding how humans interact with the surrounding objects from egocentric images is a fundamental challenge in computer vision, with applications in diverse domains including collaborative robotics [4, 14], industrial behavior understanding [42, 47], human-computer interaction [32], and healthcare [1]. Previous works investigated the task of understanding human-object interactions from an egocentric perspective in different forms, including action recognition [8], object state-change detection [18], and hand-object interaction forecasting [29]. A line of work developed around the goal of identifying the actively manipulated object, the presence of hands, and the contact state between hands and objects [10, 24, 42, 49], which is generally referred to as Hand-Object Interaction (HOI) detection. Despite the progress in model design granted by the availability of egocentric benchmarks such as EPIC-KITCHENS [8, 9] and VISOR [10], performance in real application scenarios is closely tied to the availability of large amounts of annotated real-world and domain-specific data [42]. In addition, the need for spatial and interaction annotations makes acquiring and labeling such data an expensive and time-consuming process. + +![](images/9ac18f47e44d0a623d1f383356ca7936d6ab8f9ade47b84a354d27492639c647.jpg) +Fig. 1: We study the impact of synthetic data in egocentric hand-object interaction detection. We generate and automatically label large sets of synthetic data (left) and study a set of domain adaptation scenarios in which models are trained on both synthetic and real unlabeled data, plus different amounts of labeled real data (right). + +![](images/613901259f249b51957787cef23fcf8c24ed3d45bed4513b787d37be6fd24d21.jpg) + +The use of synthetic data to reduce the dependence of prediction algorithms on labeled real data has been previously explored in different domains, including embodied AI [22,46,57] and autonomous driving [13,15]. However, the exploitation of synthetic data is currently under-explored in egocentric vision in general and hand-object interaction detection in particular, due to the challenges associated to generating accurate and photorealistic images of hand-object interactions, which requires the modeling of hands, objects and physical contact. As a result, many questions still remain unanswered: 1) Is there a gap between real and synthetic data? 2) Where does it originate? 3) How can it be reduced? 4) Can synthetic data entirely replace real data? 5) Can synthetic data enable training in the presence of unlabeled real data? 6) Can synthetic data increase efficiency when few real data are labeled? 7) What scale of synthetic data is needed? 8) Is in-domain synthetic data, aligned to the target real domain in terms of objects and environment, beneficial? + +With the goal of advancing research in egocentric hand-object interaction detection and synthetic-to-real domain adaptation for egocentric vision, in this paper, we propose a systematic investigation to answer the questions above. To support our investigation, we propose a novel pipeline and develop a simulator able to generate synthetic images of realistic hand-object interactions in multiple environments, which are automatically labeled for the considered hand-object detection task (Figure 1-left). We generate three sets of synthetic data, paired with two popular domain-generic hand-object detection benchmarks, EPIC-KITCHENS VISOR [10], and EgoHOS [59], and a domain-specific dataset, ENIGMA-51 [43]. We hence study three different domain adaptation tasks: unsupervised domain adaptation, where models are trained with synthetic data and unlabeled real data, semi-supervised domain adaptation, where models are trained with synthetic data, unlabeled real data, and few labeled real data, and fully supervised domain adaptation, where models are trained with labeled synthetic and real data (Figure 1-right). Collectively, the real and generated egocentric data define a new benchmark dataset, which we term HOI-Synth. + +We leverage HOI-Synth to benchmark different approaches to domain adaptation for hand-object interaction detection based on previous literature on domain adaptation for object detection [17, 27, 30, 52] and hand-object interaction detection [10] in multiple settings. Our analysis provides several insights into the advantages of using properly generated synthetic data for egocentric hand-object interaction detection: A) Despite the progress in realistic data generation, a domain gap between synthetic and real data still exists, with models trained only on synthetic data lagging behind models trained on real data by large margins (a gap of $\sim 30\% - 40\%$ in AP), which we attribute to limits in photorealism, accuracy of grasping, and diversity of environments and objects; B) We show that performing domain adaptation allows to reduce the synth-real gap in the settings of unsupervised domain adaptation, where methods obtain large improvements of $\sim 20\% - 35\%$ AP when exposed to unlabeled real data, semi-supervised domain adaptation, where models achieve performance comparable to approaches trained only on real data by using only $\sim 10\% - 25\%$ of real data labels, and fully-supervised domain adaptation, where combining labeled real and synthetic data improves performance by $\sim 1\% - 4\%$ AP; C) While most of the improvements comes from synthetic sets in the order of 10,000 images, methods still obtain benefits as the amount of synthetic data is increased up to 30,000; D) When available, in-domain synthetic data including objects and environments aligned to those of the target real domain, greatly improves performance in the unsupervised domain adaptation setting, with gains of up to $\sim +20\%$ AP, while advantages of in-domain synthetic data are limited if few real labeled data are available for semi-supervised adaptation. + +The contributions of this work are: 1) A systematic investigation of the egocentric hand-object interaction detection task assessing the effectiveness of properly generated synthetic data in three domain adaptation settings. Our investigation provides insights into the usefulness of synthetic data and will inform future model and experimental designs; 2) HOI-Synth, a novel benchmark for unsupervised, semi-supervised and fully-supervised domain adaptation which, for the first time, enables the study of synthetic-to-real domain adaptation for egocentric hand-object interaction detection. With the benchmark, we include several baseline results showcasing the potential of synthetic data in this domain and providing a basis for future comparisons and advances; 3) A novel data generation pipeline and a developed simulator, which will be able to support future investigations in the exploitation of synthetic data for egocentric vision. To enable future research on this topic, we publicly release the generated data, the simulator, and all the code required to reproduce the results. + +# 2 Related Work + +Hand-Object Interaction Detection The authors of [49] were among the first to frame hand-object interaction detection as the task of detecting hands, inferring contact states, and detecting manipulated objects, considered both egocentric and third-person vision images in which hands and objects are clearly + +visible. This task formulation was later extended in [5] adding object and hands segmentation, secondary objects, and grasp type prediction. Similar investigations have been also performed considering purely egocentric vision scenarios. The authors of [31] proposed an architecture leveraging specific egocentric cues such as hand poses and object masks. The authors of [42] defined Egocentric Human-Object Interaction (EHOI) detection as the task of identifying manipulated objects and predicting interaction verbs for each of them. Hand-object interaction detection has also been considered in an industrial scenario in which manipulated object classes are known beforehand [24, 43]. Other investigations considered different tasks related to hand-object interaction understanding such as State Change Object Interaction Detection [18] or active object detection [16]. Previous investigations assumed different task formulations, which makes it hard to compare methods and assess progress. Recently, the authors of [10] provided a task formulation termed Hand-Object Segmentation (HOS) together with the EPIC-KITCHENS VISOR dataset, thus setting a standard benchmark for hand-object interaction detection in egocentric vision. HOS consists in estimating the contact relation between the hands and the objects and segmenting them given a single RGB frame. A similar formulation was proposed in [59] together with the EgoHOS dataset. In this paper, we adopt the HOS formulation and the baseline model of [10] to perform experiments on three datasets designed for hand-object interaction detection: VISOR [10], EgoHOS [59], and ENIGMA-51 [43]. + +Simulators for Synthetic Visual Data Generation Previous research introduced simulators to generate synthetic data that mimics the behavior of real-world agents, such as cars and robots. Some examples include CARLA [13], Gibson [25, 56], Habitat [33, 50], Omniverse [36], and Isaac Sim [37]. Additionally, with advancements in graphics, game engines have been exploited for synthetic data generation for tasks such as pedestrian detection and tracking in urban scenarios [12, 15], and safety monitoring in construction sites [41]. Other studies proposed simulators specifically crafted to represent human agents moving in the scene [38] and interacting with objects [23]. Specifically, [23] provides accurate modelling of the physics of the world and object manipulation actions, but it does not model hands, which are not visible in the scene. While these works advanced the understanding of synthetic data for computer vision tasks, no prior work studied the use of synthetic data for egocentric hand-object interaction detection, mainly due to the challenges associated with accurate modelling of environments, objects, and grasping. Based on recent advances in these fields [44, 55], we propose a novel data generation pipeline and develop a simulator allowing to obtain realistic and diverse images of hand-object interactions. + +Synthetic Data for Hand-Object Interaction Understanding Few previous efforts used synthetic data to address tasks related to understanding egocentric hand-object interactions. The authors of [19] introduced the ObMan dataset designed for the joint reconstruction of hands and manipulated objects. The authors of [20] introduced a dataset of hand-object interactions designed for hand-object affordance understanding. Recently, [58] exploited diffusion models for generating hand-object interactions synthetic datasets. These works did not + +![](images/90284873b599a0e94d4feea83b3969502df8386f9f3ff2fbf2ed62e0d61c6a6f.jpg) +Fig. 2: The proposed data generation pipeline. (a) An object-grasp pair is selected from DexGraspNet [55] and integrated with a randomly generated human model. (b) The human + object model is placed in an environment randomly selected from the Habitat-Matterport 3D dataset [44]. (c) Egocentric data of hand-object interactions is generated and automatically labeled. Labels include bounding boxes and segmentation masks of hands and interacted objects, contact-state, and hand-object relations. + +tackle hand-object interaction detection and did not consider the generation of data with fine-grained labels required to address the task. To enable the exploitation of synthetic data in this domain, we introduce a new benchmark comprising real images, paired with photorealistic labeled synthetic images annotated with labels useful for hand-object detection, such as 2D bounding boxes, semantic segmentation masks, depth maps, and hand-object relations. + +Domain Adaptation Domain Adaptation (DA) techniques have gained significant attention in recent years [2, 7, 45, 60]. These methods rely on different strategies to reduce the domain gap between a source and a target domain, such as adversarial training [17, 53], transfer learning [17, 53] and pseudolabeling [3, 11, 27, 30, 52]. While domain adaptation has been extensively studied in egocentric vision for different tasks, such as Action Recognition [34, 40], Person Re-identification [6], Video Retrieval [35], Ego-Exo Adaptation [26] and Object Detection [39], a study on DA for the HOI detection task is missing. Unlike standard object detection, HOI detection involves identifying hands and active objects and understanding the specific relations between them. Hand-object interactions can be significantly influenced by the variability in shapes and sizes of objects, the diverse poses of human hands as well as by different contexts, such as kitchens and industrial laboratories. We provide HOI-Synth, the first benchmark explicitly designed to support the study of domain adaptation for hand-object interaction detection. + +# 3 The HOI-Synth Benchmark + +In this section, we describe the HOI-Synth benchmark that we introduce to enable the study of synth-to-real domain adaptation for egocentric hand-object interaction detection. HOI-Synth is obtained by complementing three existing egocentric hand-object benchmarks with synthetic data, which is possible thanks to a novel data generation pipeline and a hand-object interaction simulator, + +which we release together with the benchmark to support future investigations on the use of synthetic data in egocentric vision. + +# 3.1 HOI-Synth Data Generation Pipeline and Simulator + +Figure 2 shows a scheme of the proposed data generation pipeline, which is composed of three main steps. Our pipeline relies on state-of-the-art datasets and components to enable an accurate generation of egocentric images of hand-object interactions [44, 48, 54, 55]. We first select a random hand-object grasp from the DexGraspNet dataset [55], which is fit to a randomly generated human model and integrated with the appropriate object mesh specified in the hand-object grasp [54] (Figure 2-a). We then select a random environment from the HM3D dataset [44] and place the human-object model in the environment (Figure 2-b). We finally place a virtual camera at human eye level to capture the scene from the first-person point of view. For each generated interaction, the simulator annotates the bounding boxes and the segmentation masks of the hands and interacted objects, the hand contact state, as well as the hand-object relations (see Figure 2-c). We developed the pipeline in the Unity3D framework and implemented a hand-object interaction simulator, which will be publicly released to support future research on synthetic data generation for egocentric vision. The supplementary material reports details on the generation pipeline and visual examples of the generated data. + +# 3.2 Datasets + +The HOI-Synth benchmark extends three established datasets of egocentric images designed to study hand-object interaction detection, EPIC-KITCHENS VISOR [10], EgoHOS [59], and ENIGMA-51 [43], with automatically labeled synthetic data obtained through the proposed generation pipeline. + +EPIC-KITCHENS VISOR [10] contains 36 hours of egocentric videos from EPIC-KITCHENS-100 [8], including 32,857 training images and pixel-wise annotations for 42,787 hand-object relations. We complement this dataset with 30,259 synthetic images including 45,353 HOIs. + +EgoHOS [59] includes 8,107 egocentric training images of HOIs sparsely sampled from videos belonging to EGO4D [18], THU-READ [51], EPIC-KITCHENS [9], and other egocentric videos of people playing escape rooms. The dataset is labeled with pixel-wise annotations of 13,659 hand-object relations. We complement this dataset with 8,107 synthetic images including 12,129 HOIs. + +ENIGMA-51 [43] is an egocentric dataset of subjects following instructions to repair electrical boards in an industrial laboratory. The dataset contains 3,479 training images with pixel-wise annotations of 13,659 hand-object interactions. The dataset also provides 3D models of the manipulated objects and the industrial laboratory. We complement this dataset with two sets of synthetic images: an in-domain set and an out-domain set. The in-domain set is generated using the 3D models of the environment and objects provided by the authors, thus obtaining synthetic images aligned to the real data. The out-domain set + +Table 1: Statistics of the training sets considered in our HOI-Synth benchmark. + +
DatasetImagesHandsObjectsHOI
VISOR [10]32,85752,90642,78542,787
Synthetic30,25960,09845,21945,353
EgoHOS [59]8,10715,01511,39313,659
Synthetic8,10716,10112,17012,129
ENIGMA-51 [43]3,4795,0754,3434,344
Synthetic-In-Domain16,77325,44416,63716,773
Synthetic-out-domain20,32140,13527,49927,370
+ +contains images of hand-object interactions in generic environments and with generic objects, akin to those generated to complement VISOR and EgoHOS.3 + +Table 1 reports statistics of the training section of the HOI-Synth benchmark dataset, including the number of real and synthetic images, annotated hands, objects and HOIs. We use the official validation and test sets of the respective datasets for evaluation. + +# 4 Experimental Analysis and Results + +We use VISOR HOS [10] as a baseline for our experiments. This method is based on the PointRend [21] instance segmentation network with the addition of three modules to detect the hand side, contact state ("contact" or "no contact"), and an offset vector that links the hand to the interacted object3. We consider five different approaches to hand-object segmentation based on VISOR HOS: + +Synthetic-Only The VISOR HOS model is trained using only synthetic data and tested directly on real data. Experiments with this approach aim to assess whether synthetic data can entirely replace real data. + +Unsupervised Domain Adaptation (UDA) It replicates the VISOR HOS architecture within the Adaptive Teacher (AT) unsupervised domain adaptation framework proposed in [27]. While AT was originally designed to tackle cross-domain object detection, we adapted it to perform HOI detection by adding modules to estimate hand side, contact state, offset vector, and segmentation masks. The model is hence trained using labeled synthetic data and unlabeled real data following an unsupervised domain adaptation scheme. This approach aims to assess whether current domain adaptation techniques in conjunction with high-quality labeled synthetic data allow avoiding labeling real data. + +Real-Only It consists in training the VISOR HOS model on labeled real data only. We experiment with different amounts of labeled real data to assess how much performance depends on the scale of training data when synthetic images are not available. This method provides baseline performance and corresponds to the standard fully supervised setup. + +Synthetic + Real It consists in pre-training the VISOR HOS model on labeled synthetic data and fine-tuning it on labeled real data. Also in this case, we experiment with different amounts of labeled real data. These experiments aim to assess the potential of labeled synthetic data to reduce the amount of real data required for training, without any explicit synth-to-real adaptation. + +Semi-Supervised Domain Adaptation (SSDA) It consists in training the Adaptive Teacher model with labeled synthetic data, unlabeled real data, and a set of labeled real data. We experiment with different proportions of labeled real data (i.e., $10\%$ , $25\%$ , $50\%$ ). To allow the Adaptive Teacher model to work in a semi-supervised regime, we merge the set of labeled synthetic data with the labeled real data. These experiments aim to assess whether synthetic data can improve results when only some real data are labeled. + +Fully-Supervised Domain Adaptation (FSDA) We train the AT model merging labeled synthetic and all real data, while also performing domain adaptation. This approach aims to assess whether synthetic data can improve state-of-the-art results, even in the presence of large quantities of real labeled data. + +Evaluation measures Following [10], we evaluate performance using COCO Mask AP [28]. In particular, we adopted the Hand + Object (Overall) AP which assesses the correctness of the predicted hands and object bounding boxes of hands, the hand-state (contact vs. no contact) and the offset vector representing the relation between the hand and the active object. We also break down performance using Mask APs measures evaluating specific aspects of the predictions: Hand (H), Hand + Side (H+S), Hand + Contact (H+C), and Object (O). + +# 4.1 Results on VISOR + +Table 2 shows the results on the validation set of EPIC-KITCHENS VISOR [10].4 When no real labeled data are considered (Table 2-a), training the model only on synthetic data leads to poor performance, with an overall AP of $9.88\%$ , which is not comparable to results achieved in fully supervised settings ( $45.33\%$ when all real data are considered, as shown by Real-Only in Table 2-c). This highlights that, despite the photorealism of state-of-the-art data generation pipelines, there is still a consistent gap between synthetic and real data. Adopting the Unsupervised Domain Adaptation (UDA) settings significantly improves model performance across all the evaluation criteria compared to the Synthetic-Only approach. We observe an absolute improvement of $+23.45\%$ for the Overall Mask AP. Improvements are noticeable also across the different breakdown Mask APs: $+51.75\%$ , $+41.09\%$ , $+24.83\%$ for hand-dependent APs, and $+7.12\%$ for Object AP. This confirms the usefulness of synthetic data when Unsupervised Domain Adaptation approaches are used to mitigate the synthetic-real domain gap. When different percentages of real labeled data (i.e., $10\%$ , $25\%$ and $50\%$ ) are considered in the semi-supervised setting (Table 2-b), models trained on synthetic and real + +Table 2: Results on the EPIC-KITCHENS VISOR validation set considering different real data settings available in training. Yellow rows indicate baseline models in each configuration, while green rows highlight models trained with synthetic and real data. In each group, the best results are in bold, while the best results among the models trained with synthetic and real data are underlined. Overall enhancements are shown in blue, indicating improvements of the models trained with synthetic and real data over the baseline. +a) Unsupervised Setting + +
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only09.8828.4124.8908.6401.23
UDA33.3380.1665.9833.478.35
Absolute Improvement+23.45+51.75+41.09+24.83+7.12
+ +b) Semi-supervised Setting + +
% Real Labeled DataApproachOverallHH+SH+CO
10% +(3,286 images)Real-Only38.5587.4583.2751.9819.47
Synthetic+Real37.6286.3982.8552.2523.03
SSDA44.2289.0580.7746.8320.41
Absolute Improvement+5.67+1.60-0.42+0.27+3.56
25% +(8,215 images)Real-Only37.9090.1485.6653.9917.85
Synthetic+Real38.1989.9884.6755.8818.49
SSDA45.5590.3784.4252.5922.15
Absolute Improvement+7.65+0.23-0.99+1.89+4.30
50% +(16,429 images)Real-Only38.1591.1686.0552.2817.92
Synthetic+Real43.5291.3485.8554.0919.06
SSDA46.4790.9485.7358.0223.49
Absolute Improvement+8.32+0.18-0.20+5.74+5.57
+ +c) Fully-supervised Setting + +
% Real Labeled DataApproachOverallHH+SH+CO
100% +(32,857 images)Real-Only45.3392.2588.5459.2424.23
Synthetic+Real44.5291.4588.9456.5527.77
FSDA46.4891.8387.6557.6324.03
Absolute Improvement+1.15-0.42+0.40-1.61+3.54
+ +data either via pre-training (Synthetic+Real) or semi-supervised domain adaptation (SSDA) achieve consistently higher performance with respect to baselines trained only with real data. In particular, the SSDA approach achieves improvements of $+5.67\%$ , $+7.65\%$ , and $+8.32\%$ considering the Overall Mask AP metric when $10\%$ , $25\%$ , and $50\%$ of labeled real data are considered respectively. Significant improvements are observed when considering Object Mask AP (O) $(+3.59\%, +4.30\%$ and $+5.57\%$ ), and H+C Mask AP $(+0.27\%, +1.89\%$ and $+5.74\%$ ), highlighting that synthetic data enhances the detection of active objects and improves the prediction of the hand contact state. Results are comparable with respect to the H and H+S measures, with improvements in the $[-0.99, +1.6]$ range, due to the fact that there is less room for improvement in these measures (all numbers in the $80\% - 90\%$ range) and that real-only tends to overfit to these sub-tasks, while reaching suboptimal overall results. When + +Table 3: Results of different semi-supervised adaptation approaches trained with synthetic data and $25\%$ EPIC-KITCHENS VISOR labeled training data. + +
MethodOverallHH+SH+CO
Synthetic + Real38.1989.9884.6755.8818.49
MT [52]43.6988.7884.4060.9421.89
MT+GRL [17]43.9788.6484.2758.2121.82
UT [30]44.3290.6084.4952.5522.11
AT [27]45.5590.3784.4252.5922.15
+ +![](images/bbd8eec7327c3629e8df9543e60baea22d373e391d6c9d0396cd09be0202f00f.jpg) +Fig. 3: UDA Overall AP on VISOR for different amounts of synthetic data. + +we consider a Fully-supervised configuration (Table 2-c), $FSDA$ improves the results over Real-Only by a $+1.15\%$ in Overall Mask AP and by a $+3.54\%$ in Object Mask AP, with comparable performance on H, H+S, and H+C, with improvements in the range $[-1.61, +0.4]$ . It is worth noting that with as little as $25\%$ labeled real training data, which corresponds to only 8,215 images, SSDA achieves an Overall Mask AP value of $45.55\%$ , i.e., a $+7.65\%$ with respect to Real-Only and even a $+0.22\%$ with respect to the fully supervised baseline trained with $100\%$ of all labeled real data (32,857 images). + +Benchmark of Domain Adaptation Approaches In Table 3, we compare the performance of different choices of semi-supervised domain adaptation approaches on EPIC-KITCHENS VISOR when $25\%$ of real labeled data are considered. We choose this setup as a challenging benchmark for semi-supervised domain adaptation when the amount of labeled real data is limited. We considered the following methods: Mean Teacher [52] (MT), Mean Teacher + Adversarial Loss [17] (MT+GRL), Unbiased Teacher [30] (UT), Adaptive Teacher [27] (AT). In all cases, we adapted the methods to perform HOS by including appropriate layers for the prediction of hand side, contact state, offset vector, and segmentation masks. Methods are compared to the Synthetic + Real baseline. MT and $MT+GRL$ obtained the worst and second-worst results in the Overall AP measure $(43.69\%)$ and $43.97\%$ , but achieved the best and second best results according to the AP Hand+Contact measure $(60.94\%)$ and $58.21\%$ . UT obtains the second best result in the Overall AP $(44.32\%)$ , but also best result in the AP Hand metric $(90.60\%)$ . It's worth noting that UT outperforms the second-best results of $AT$ by a thin margin $(+0.23\%)$ considering the Hand AP, while $AT$ excels in other breakdown metrics. Finally, $AT$ outperforms competitors in terms of the Overall AP, surpassing UT by $+1.23\%$ . Additionally, when considering the AP Object measure, $AT$ achieves the best result of $22.15\%$ . Results confirm the superior performance of the selected $AT$ method according to the Overall AP performance measure with respect to the other domain adaptation strategies, despite not always achieving best results in breakdown metrics. This also suggests space for improvement in the proposed benchmark. + +Scale of Synthesized Data Given that synthesized images can be easily generated at low cost and in large quantities using the proposed tool, we endeavoured + +Table 4: Results on the EgoHOS [59] test set. +a) Unsupervised Setting + +
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only07.1618.2515.9305.3301.24
UDA28.1670.3059.2120.8409.65
Absolute Improvement+21.00+52.05+43.28+15.51+8.41
+ +b) Semi-supervised Setting + +
% Real Labeled DataApproachOverallHH+SH+CO
10% +(857 images)Real-Only28.4476.2868.9235.8416.59
Synthetic+Real28.7477.1571.6439.2517.33
SSDA36.6883.2573.7247.2022.40
Absolute Improvement+8.24+6.97+4.80+11.36+5.81
25% +(2,026 images)Real-Only33.7378.9470.6241.6721.83
Synthetic+Real33.7879.6071.6146.1119.87
SSDA37.1683.7974.2849.0023.82
Absolute Improvement+3.43+4.85+3.66+7.33+1.99
50% +(4,379 images)Real-Only36.3081.8273.6347.2725.73
Synthetic+Real34.3082.5474.0347.9223.47
SSDA39.8585.1776.8052.5826.90
Absolute Improvement+3.55+3.97+3.17+5.31+1.17
+ +c) Fully-supervised Setting + +
% Real Labeled DataApproachOverallHH+SH+CO
100% (8,758 images)Real-Only36.1684.3976.2451.8126.46
Synthetic+Real34.6884.5671.5649.7223.16
FSDA39.6185.5876.8051.9927.05
Absolute Improvement+3.45+1.19+0.56+0.18+0.59
+ +to determine the scale of synthesized data required to maximize or plateau model performance. To address this issue, we trained our UDA approach on VISOR using different amounts of labelled synthetic data and $25\%$ of real labeled data. Results reported in Figure 3 show how the model benefits from integrating additional quantities of synthetic data, approaching a plateau between 22k and 30k training images. + +# 4.2 Results on EgoHOS + +Table 4 reports the results on the test set of EgoHOS [59]. Also in this case, using only synthetic data (Table 4-a) does not allow to achieve satisfactory performance, highlighting the existence of a domain gap between real and synthetic data. Indeed, synthetic-only achieves an Overall AP of $7.16\%$ , a $\sim 20\%$ drop with respect to a fully supervised baseline trained on $100\%$ labeled real data (Table 4-c). UDA significantly improves over Synthetic-Only, achieving $+21.00\%$ on the Overall Mask AP, and improvements of $+52.05\%$ , $+43.28\%$ , $+15.51\%$ , and $+8.41\%$ across the breakdown metrics (H, H+S, H+C and O). In the semi-supervised settings (Table 4-b), both Synthetic+Real and SSDA improve over Real-Only, with major improvements obtained by SSDA, which obtains the best + +Table 5: Results on the ENIGMA-51 [43] test set. +a) Unsupervised Setting + +
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
0%Synthetic-Only✓00.2101.0700.1100.0300.99
Synthetic-Only12.8556.0535.1415.244.79
UDA✓6.8742.8114.527.973.29
UDA34.7878.8370.9128.1425.84
Absolute Improvement+21.93+22.78+35.77+12.90+21.05
+ +b) Semi-supervised Setting + +
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
10% +(347 images)Real-Only✓45.3981.2576.2237.9639.53
SSDA57.0885.4078.6243.5646.97
SSDA✓56.6984.5878.4241.1746.50
Absolute Improvement+11.69+4.15+2.40+5.60+7.44
25% +(870 images)Real-Only✓51.8382.9578.7043.5245.25
SSDA58.1784.9980.4146.3149.34
SSDA✓59.4884.8580.3044.2449.37
Absolute Improvement+7.65+2.04+1.71+2.79+4.12
50% +(1,739 images)Real-Only✓57.6284.6580.4347.4148.79
SSDA63.2585.6782.0052.2052.56
SSDA✓61.9385.1282.0148.9651.94
Absolute Improvement+5.63+1.02+1.58+4.79+3.77
+ +c) Fully-supervised Setting + +
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
100% (3,479 images)Real-Only✓63.8485.0181.0552.3251.35
FSDA64.4185.9482.9154.1352.50
FSDA✓64.2085.3782.4551.6053.30
Absolute Improvement+0.57+0.93+1.86+1.81+1.95
+ +Overall APs, surpassing Real-Only by $+8.24\%$ , $+3.43\%$ and $+3.55\%$ when $10\%$ , $25\%$ and $50\%$ amounts of real labeled data are considered. In the fully supervised settings (Table 4-c), FSDA consistently achieves best results across all measures, surpassing Real-Only by $+3.45\%$ in Overall AP. Notably, SSDA trained with only $25\%$ real labeled data, corresponding to 2,026 images, obtains an improvement of $+0.52\%$ with respect to Real-Only trained with $100\%$ real labeled data (8,758 images) according to the Overall AP measure. These results confirm the effectiveness of synthetic data in reducing the need for real labeled data, and as a way to improve performance over standard fully supervised methods. + +# 4.3 Results on ENIGMA-51 + +Table 5 reports the results on the test set of ENIGMA-51 [43]. In this case, we also compare performance when in-domain and out-domain synthetic data are used. In the unsupervised settings (Table 5-a), using only generic synthetic data leads to poor performances, confirming the domain gap between synthetic and real images also in this case. Using in-domain synthetic real data greatly reduces the gap, with the Overall AP passing from $0.21\%$ to $12.85\%$ . The UDA approach improves results both when paired with generic and in-domain data. In the last + +![](images/46f6dd170a2956fb554783c988fd354f1cfbf1e902a43abc7db6965ef5e333d2.jpg) +Fig. 4: Qualitative examples of Real-Only and SSDA on the three datasets. SSDA achieves better object segmentation and detection performance across the datasets. + +case, UDA achieves an improvement of $+21.93\%$ in Overall AP, with improvements also in the breakdown APs: $+22.78\%$ (H), $+35.77\%$ (H+S), $+12.90\%$ (H+C) and $+21.05\%$ (O). The choice of the synthetic data source (in-domain vs. out-domain) is crucial, impacting the performance of models in this unsupervised setting. The UDA approach, trained with in-domain synthetic data, outperforms the same model trained with out-domain synthetic data by $27.91\%$ (Overall AP). This result highlights that in-domain information contained in the generated images helps the detection of hand-object interactions when a specific domain is considered. In the semi-supervised setting (Table 5-b), SSDA systematically outperforms the baseline obtaining gains across Overall Mask AP of $+11.69\%$ , $+7.65\%$ and $+5.63\%$ when $10\%$ , $25\%$ and $50\%$ real labeled data are considered. Gains are also observed across all measures in the fully supervised setting (Table 5-c), e.g., with a $+0.57\%$ in overall AP, and a $+1.95\%$ in Object AP. Interestingly, the choice of in-domain vs. out-domain synthetic data in the semi- and fully-supervised settings is not as crucial as in the case of unsupervised domain adaptation, with both data sources achieving overall similar performance across the different AP measures, suggesting that even small quantities of real labeled can bridge the gap between out-domain synthetic and real data, hence making the generation of in-domain data less critical. + +# 4.4 Qualitative results + +Figure 4 reports qualitative examples comparing SSDA with respect to Real-Only when $25\%$ real labeled data are considered. In the VISOR example (first column), SSDA (second row) obtains better object segmentation than Real-Only (first row). This behavior can also be observed in the EgoHOS example (second column), where SSDA better detects and segments the objects involved in the interaction. In the ENIGMA-51 example (third column), SSDA detects and segments the interacted object, that was not detected by the Real-Only approach. $^{5}$ + +# 5 Discussion and Conclusion + +With the proposed analysis we aimed to address several questions. + +Is there a gap between synthetic and real data? Where does it originate? How can it be reduced? Despite progress in realistic data generation, a gap remains between synthetic and real data. Our analysis offers insights into the extent of such gap, which is in the order of $30\% - 40\%$ depending on the dataset. In the context of VISOR, the estimated gap $(35.45\%)$ is narrowed by unsupervised domain adaptation to $12.00\%$ and further shrunk to $1.11\%$ adopting semi-supervised domain adaptation strategies. Similar considerations can be made for the other datasets. We suggest this gap is caused by the photo-realism of generated synthetic data, the diversity of context-aware characteristics (as shown by results with in/out-domain synthetic data) and hand-object interactions. + +Can synthetic data entirely replace real data? Our study suggests that synthetic data cannot yet entirely replace real data for egocentric hand-object interaction detection, with synthetic-only baselines achieving poor results in all scenarios. + +Can synthetic data enable training in the presence of unlabeled real data? While synthetic data cannot entirely replace real data, we show that it greatly improves models' performance in the presence of unlabeled real data. Indeed, significant gains are obtained by UDA across all scenarios, when compared to a synthetic-only baseline, while the gap with respect to fully supervised baselines is narrowed. For instance, in the VISOR dataset, UDA obtained a $+23.45\%$ improvement with respect to real-only in Overall AP, obtaining a score of $33.33\%$ , about $10\%$ smaller than the fully supervised baseline trained on real data. + +Can synthetic data increase efficiency when few real data are labeled? When different amounts of real labeled data are exploited together with synthetic data, SSDA and FSDA models obtain improvements in Overall AP over baselines trained on real data only in the considered benchmark. Notably, the performance gap diminishes as the quantity of real data increases: from $+23.45\%$ (0% of real data) to $+1.15\%$ (100% of real data) in VISOR, from $+21.00\%$ (0% of real data) to $+3.45\%$ (100% of real data) in EgoHOS and from $+21.93\%$ (0% of real data) to $+2.33\%$ (100% of real data) for ENIGMA-51. These results highlight the effectiveness of using synthetic data when real labeled data are scarce. + +What scale of synthetic data is needed Our findings reveal that models benefit from large quantities of synthetic data. For instance, in the context of VISOR, a plateau is reached when 22K-30K synthetic images are included for training. Is in-domain synthetic data beneficial? Our analysis shows that in-domain data is highly beneficial in unsupervised settings, where it helps narrow down the domain gap. For instance, in the ENIGMA-51 dataset, using in-domain synthetic data only allows to obtain an overall AP of 12.85, about $+10\%$ with respect to out-domain data. With UDA, performance jumps to $34.78\%$ , a major increase. With few real labeled data, choice of in-domain data is less crucial, with models achieving comparable performance, regardless of the training data source. + +We hope that our analysis will inform future application and model developments and that the release of the HOI-Synth benchmark and data generation pipeline will support future research in this field. + +# Acknowledgments + +This research has been supported by the project Future Artificial Intelligence Research (FAIR) - PNRR MUR Cod. PE0000013 - CUP: E63C22001940006. This research has been partially supported by the project EXTRA-EYE - PRIN 2022 - CUP E53D23008280006 - Finanziato dall'Unione Europea - Next Generation EU. + +# References + +1. Besari, A.R.A., Saputra, A.A., Chin, W.H., Kubota, N., et al.: Hand-object interaction recognition based on visual attention using multiscopic cyber-physical-social system. International Journal of Advances in Intelligent Informatics 9(2) (2023) +2. 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In this study, we investigate the effectiveness of synthetic data in enhancing egocentric hand-object interaction detection. Via extensive experiments and comparative analyses on three egocentric datasets, VISOR, EgoHOS, and ENIGMA-51, our findings reveal how to exploit synthetic data for the HOI detection task when real labeled data are scarce or unavailable. Specifically, by leveraging only " + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "text", + "content": " of real labeled data, we achieve improvements in Overall AP compared to baselines trained exclusively on real data of: " + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "inline_equation", + "content": "+5.67\\%" + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "text", + "content": " on EPIC-KITCHENS VISOR, " + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "inline_equation", + "content": "+8.24\\%" + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "text", + "content": " on EgoHOS, and " + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "inline_equation", + "content": "+11.69\\%" + }, + { + "bbox": [ + 160, + 247, + 459, + 413 + ], + "type": "text", + "content": " on ENIGMA-51. Our analysis is supported by a novel data generation pipeline and the newly introduced HOI-Synth benchmark which augments existing datasets with synthetic images of hand-object interactions automatically labeled with hand-object contact states, bounding boxes, and pixel-wise segmentation masks. Data, code, and data generation tools to support future research are released at: https://fpv-iplab.github.io/HOI-Synth/." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "spans": [ + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "type": "text", + "content": "Keywords: Synthetic Data " + }, + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "type": "text", + "content": " Egocentric HOI " + }, + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 422, + 440, + 434 + ], + "type": "text", + "content": " Domain Adaptation" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 451, + 230, + 464 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 451, + 230, + 464 + ], + "spans": [ + { + "bbox": [ + 132, + 451, + 230, + 464 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 474, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 668 + ], + "type": "text", + "content": "Understanding how humans interact with the surrounding objects from egocentric images is a fundamental challenge in computer vision, with applications in diverse domains including collaborative robotics [4, 14], industrial behavior understanding [42, 47], human-computer interaction [32], and healthcare [1]. Previous works investigated the task of understanding human-object interactions from an egocentric perspective in different forms, including action recognition [8], object state-change detection [18], and hand-object interaction forecasting [29]. A line of work developed around the goal of identifying the actively manipulated object, the presence of hands, and the contact state between hands and objects [10, 24, 42, 49], which is generally referred to as Hand-Object Interaction (HOI) detection. Despite the progress in model design granted by the availability of egocentric benchmarks such as EPIC-KITCHENS [8, 9] and VISOR [10], performance in real application scenarios is closely tied to the availability of large amounts of annotated real-world and domain-specific data [42]. In addition, the need for spatial and interaction annotations makes acquiring and labeling such data an expensive and time-consuming process." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 309, + 222 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 309, + 222 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 309, + 222 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 309, + 222 + ], + "type": "image", + "image_path": "9ac18f47e44d0a623d1f383356ca7936d6ab8f9ade47b84a354d27492639c647.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 231, + 482, + 277 + ], + "lines": [ + { + "bbox": [ + 130, + 231, + 482, + 277 + ], + "spans": [ + { + "bbox": [ + 130, + 231, + 482, + 277 + ], + "type": "text", + "content": "Fig. 1: We study the impact of synthetic data in egocentric hand-object interaction detection. We generate and automatically label large sets of synthetic data (left) and study a set of domain adaptation scenarios in which models are trained on both synthetic and real unlabeled data, plus different amounts of labeled real data (right)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 310, + 114, + 481, + 222 + ], + "blocks": [ + { + "bbox": [ + 310, + 114, + 481, + 222 + ], + "lines": [ + { + "bbox": [ + 310, + 114, + 481, + 222 + ], + "spans": [ + { + "bbox": [ + 310, + 114, + 481, + 222 + ], + "type": "image", + "image_path": "613901259f249b51957787cef23fcf8c24ed3d45bed4513b787d37be6fd24d21.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 304, + 483, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 483, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 483, + 472 + ], + "type": "text", + "content": "The use of synthetic data to reduce the dependence of prediction algorithms on labeled real data has been previously explored in different domains, including embodied AI [22,46,57] and autonomous driving [13,15]. However, the exploitation of synthetic data is currently under-explored in egocentric vision in general and hand-object interaction detection in particular, due to the challenges associated to generating accurate and photorealistic images of hand-object interactions, which requires the modeling of hands, objects and physical contact. As a result, many questions still remain unanswered: 1) Is there a gap between real and synthetic data? 2) Where does it originate? 3) How can it be reduced? 4) Can synthetic data entirely replace real data? 5) Can synthetic data enable training in the presence of unlabeled real data? 6) Can synthetic data increase efficiency when few real data are labeled? 7) What scale of synthetic data is needed? 8) Is in-domain synthetic data, aligned to the target real domain in terms of objects and environment, beneficial?" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 474, + 483, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 483, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 483, + 668 + ], + "type": "text", + "content": "With the goal of advancing research in egocentric hand-object interaction detection and synthetic-to-real domain adaptation for egocentric vision, in this paper, we propose a systematic investigation to answer the questions above. To support our investigation, we propose a novel pipeline and develop a simulator able to generate synthetic images of realistic hand-object interactions in multiple environments, which are automatically labeled for the considered hand-object detection task (Figure 1-left). We generate three sets of synthetic data, paired with two popular domain-generic hand-object detection benchmarks, EPIC-KITCHENS VISOR [10], and EgoHOS [59], and a domain-specific dataset, ENIGMA-51 [43]. We hence study three different domain adaptation tasks: unsupervised domain adaptation, where models are trained with synthetic data and unlabeled real data, semi-supervised domain adaptation, where models are trained with synthetic data, unlabeled real data, and few labeled real data, and fully supervised domain adaptation, where models are trained with labeled synthetic and real data (Figure 1-right). Collectively, the real and generated egocentric data define a new benchmark dataset, which we term HOI-Synth." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "content": "We leverage HOI-Synth to benchmark different approaches to domain adaptation for hand-object interaction detection based on previous literature on domain adaptation for object detection [17, 27, 30, 52] and hand-object interaction detection [10] in multiple settings. Our analysis provides several insights into the advantages of using properly generated synthetic data for egocentric hand-object interaction detection: A) Despite the progress in realistic data generation, a domain gap between synthetic and real data still exists, with models trained only on synthetic data lagging behind models trained on real data by large margins (a gap of " + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "inline_equation", + "content": "\\sim 30\\% - 40\\%" + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "content": " in AP), which we attribute to limits in photorealism, accuracy of grasping, and diversity of environments and objects; B) We show that performing domain adaptation allows to reduce the synth-real gap in the settings of unsupervised domain adaptation, where methods obtain large improvements of " + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "inline_equation", + "content": "\\sim 20\\% - 35\\%" + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "content": " AP when exposed to unlabeled real data, semi-supervised domain adaptation, where models achieve performance comparable to approaches trained only on real data by using only " + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "inline_equation", + "content": "\\sim 10\\% - 25\\%" + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "content": " of real data labels, and fully-supervised domain adaptation, where combining labeled real and synthetic data improves performance by " + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "inline_equation", + "content": "\\sim 1\\% - 4\\%" + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "content": " AP; C) While most of the improvements comes from synthetic sets in the order of 10,000 images, methods still obtain benefits as the amount of synthetic data is increased up to 30,000; D) When available, in-domain synthetic data including objects and environments aligned to those of the target real domain, greatly improves performance in the unsupervised domain adaptation setting, with gains of up to " + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "inline_equation", + "content": "\\sim +20\\%" + }, + { + "bbox": [ + 133, + 116, + 481, + 402 + ], + "type": "text", + "content": " AP, while advantages of in-domain synthetic data are limited if few real labeled data are available for semi-supervised adaptation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 133, + 403, + 481, + 570 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 403, + 481, + 570 + ], + "spans": [ + { + "bbox": [ + 133, + 403, + 481, + 570 + ], + "type": "text", + "content": "The contributions of this work are: 1) A systematic investigation of the egocentric hand-object interaction detection task assessing the effectiveness of properly generated synthetic data in three domain adaptation settings. Our investigation provides insights into the usefulness of synthetic data and will inform future model and experimental designs; 2) HOI-Synth, a novel benchmark for unsupervised, semi-supervised and fully-supervised domain adaptation which, for the first time, enables the study of synthetic-to-real domain adaptation for egocentric hand-object interaction detection. With the benchmark, we include several baseline results showcasing the potential of synthetic data in this domain and providing a basis for future comparisons and advances; 3) A novel data generation pipeline and a developed simulator, which will be able to support future investigations in the exploitation of synthetic data for egocentric vision. To enable future research on this topic, we publicly release the generated data, the simulator, and all the code required to reproduce the results." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 590, + 236, + 603 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 590, + 236, + 603 + ], + "spans": [ + { + "bbox": [ + 133, + 590, + 236, + 603 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 133, + 617, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 617, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 617, + 481, + 665 + ], + "type": "text", + "content": "Hand-Object Interaction Detection The authors of [49] were among the first to frame hand-object interaction detection as the task of detecting hands, inferring contact states, and detecting manipulated objects, considered both egocentric and third-person vision images in which hands and objects are clearly" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "type": "text", + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 369 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 369 + ], + "type": "text", + "content": "visible. This task formulation was later extended in [5] adding object and hands segmentation, secondary objects, and grasp type prediction. Similar investigations have been also performed considering purely egocentric vision scenarios. The authors of [31] proposed an architecture leveraging specific egocentric cues such as hand poses and object masks. The authors of [42] defined Egocentric Human-Object Interaction (EHOI) detection as the task of identifying manipulated objects and predicting interaction verbs for each of them. Hand-object interaction detection has also been considered in an industrial scenario in which manipulated object classes are known beforehand [24, 43]. Other investigations considered different tasks related to hand-object interaction understanding such as State Change Object Interaction Detection [18] or active object detection [16]. Previous investigations assumed different task formulations, which makes it hard to compare methods and assess progress. Recently, the authors of [10] provided a task formulation termed Hand-Object Segmentation (HOS) together with the EPIC-KITCHENS VISOR dataset, thus setting a standard benchmark for hand-object interaction detection in egocentric vision. HOS consists in estimating the contact relation between the hands and the objects and segmenting them given a single RGB frame. A similar formulation was proposed in [59] together with the EgoHOS dataset. In this paper, we adopt the HOS formulation and the baseline model of [10] to perform experiments on three datasets designed for hand-object interaction detection: VISOR [10], EgoHOS [59], and ENIGMA-51 [43]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 373, + 482, + 577 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 482, + 577 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 482, + 577 + ], + "type": "text", + "content": "Simulators for Synthetic Visual Data Generation Previous research introduced simulators to generate synthetic data that mimics the behavior of real-world agents, such as cars and robots. Some examples include CARLA [13], Gibson [25, 56], Habitat [33, 50], Omniverse [36], and Isaac Sim [37]. Additionally, with advancements in graphics, game engines have been exploited for synthetic data generation for tasks such as pedestrian detection and tracking in urban scenarios [12, 15], and safety monitoring in construction sites [41]. Other studies proposed simulators specifically crafted to represent human agents moving in the scene [38] and interacting with objects [23]. Specifically, [23] provides accurate modelling of the physics of the world and object manipulation actions, but it does not model hands, which are not visible in the scene. While these works advanced the understanding of synthetic data for computer vision tasks, no prior work studied the use of synthetic data for egocentric hand-object interaction detection, mainly due to the challenges associated with accurate modelling of environments, objects, and grasping. Based on recent advances in these fields [44, 55], we propose a novel data generation pipeline and develop a simulator allowing to obtain realistic and diverse images of hand-object interactions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Synthetic Data for Hand-Object Interaction Understanding Few previous efforts used synthetic data to address tasks related to understanding egocentric hand-object interactions. The authors of [19] introduced the ObMan dataset designed for the joint reconstruction of hands and manipulated objects. The authors of [20] introduced a dataset of hand-object interactions designed for hand-object affordance understanding. Recently, [58] exploited diffusion models for generating hand-object interactions synthetic datasets. These works did not" + } + ] + } + ], + "index": 4 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 479, + 210 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 479, + 210 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 479, + 210 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 479, + 210 + ], + "type": "image", + "image_path": "90284873b599a0e94d4feea83b3969502df8386f9f3ff2fbf2ed62e0d61c6a6f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 219, + 482, + 288 + ], + "lines": [ + { + "bbox": [ + 130, + 219, + 482, + 288 + ], + "spans": [ + { + "bbox": [ + 130, + 219, + 482, + 288 + ], + "type": "text", + "content": "Fig. 2: The proposed data generation pipeline. (a) An object-grasp pair is selected from DexGraspNet [55] and integrated with a randomly generated human model. (b) The human + object model is placed in an environment randomly selected from the Habitat-Matterport 3D dataset [44]. (c) Egocentric data of hand-object interactions is generated and automatically labeled. Labels include bounding boxes and segmentation masks of hands and interacted objects, contact-state, and hand-object relations." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 309, + 482, + 380 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 309, + 482, + 380 + ], + "spans": [ + { + "bbox": [ + 130, + 309, + 482, + 380 + ], + "type": "text", + "content": "tackle hand-object interaction detection and did not consider the generation of data with fine-grained labels required to address the task. To enable the exploitation of synthetic data in this domain, we introduce a new benchmark comprising real images, paired with photorealistic labeled synthetic images annotated with labels useful for hand-object detection, such as 2D bounding boxes, semantic segmentation masks, depth maps, and hand-object relations." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 381, + 482, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 381, + 482, + 561 + ], + "spans": [ + { + "bbox": [ + 130, + 381, + 482, + 561 + ], + "type": "text", + "content": "Domain Adaptation Domain Adaptation (DA) techniques have gained significant attention in recent years [2, 7, 45, 60]. These methods rely on different strategies to reduce the domain gap between a source and a target domain, such as adversarial training [17, 53], transfer learning [17, 53] and pseudolabeling [3, 11, 27, 30, 52]. While domain adaptation has been extensively studied in egocentric vision for different tasks, such as Action Recognition [34, 40], Person Re-identification [6], Video Retrieval [35], Ego-Exo Adaptation [26] and Object Detection [39], a study on DA for the HOI detection task is missing. Unlike standard object detection, HOI detection involves identifying hands and active objects and understanding the specific relations between them. Hand-object interactions can be significantly influenced by the variability in shapes and sizes of objects, the diverse poses of human hands as well as by different contexts, such as kitchens and industrial laboratories. We provide HOI-Synth, the first benchmark explicitly designed to support the study of domain adaptation for hand-object interaction detection." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 579, + 318, + 594 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 579, + 318, + 594 + ], + "spans": [ + { + "bbox": [ + 132, + 579, + 318, + 594 + ], + "type": "text", + "content": "3 The HOI-Synth Benchmark" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "In this section, we describe the HOI-Synth benchmark that we introduce to enable the study of synth-to-real domain adaptation for egocentric hand-object interaction detection. HOI-Synth is obtained by complementing three existing egocentric hand-object benchmarks with synthetic data, which is possible thanks to a novel data generation pipeline and a hand-object interaction simulator," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "text", + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": "which we release together with the benchmark to support future investigations on the use of synthetic data in egocentric vision." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 156, + 423, + 168 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 156, + 423, + 168 + ], + "spans": [ + { + "bbox": [ + 132, + 156, + 423, + 168 + ], + "type": "text", + "content": "3.1 HOI-Synth Data Generation Pipeline and Simulator" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 175, + 481, + 378 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 175, + 481, + 378 + ], + "spans": [ + { + "bbox": [ + 132, + 175, + 481, + 378 + ], + "type": "text", + "content": "Figure 2 shows a scheme of the proposed data generation pipeline, which is composed of three main steps. Our pipeline relies on state-of-the-art datasets and components to enable an accurate generation of egocentric images of hand-object interactions [44, 48, 54, 55]. We first select a random hand-object grasp from the DexGraspNet dataset [55], which is fit to a randomly generated human model and integrated with the appropriate object mesh specified in the hand-object grasp [54] (Figure 2-a). We then select a random environment from the HM3D dataset [44] and place the human-object model in the environment (Figure 2-b). We finally place a virtual camera at human eye level to capture the scene from the first-person point of view. For each generated interaction, the simulator annotates the bounding boxes and the segmentation masks of the hands and interacted objects, the hand contact state, as well as the hand-object relations (see Figure 2-c). We developed the pipeline in the Unity3D framework and implemented a hand-object interaction simulator, which will be publicly released to support future research on synthetic data generation for egocentric vision. The supplementary material reports details on the generation pipeline and visual examples of the generated data." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 396, + 204, + 406 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 396, + 204, + 406 + ], + "spans": [ + { + "bbox": [ + 132, + 396, + 204, + 406 + ], + "type": "text", + "content": "3.2 Datasets" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 414, + 481, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 414, + 481, + 462 + ], + "spans": [ + { + "bbox": [ + 132, + 414, + 481, + 462 + ], + "type": "text", + "content": "The HOI-Synth benchmark extends three established datasets of egocentric images designed to study hand-object interaction detection, EPIC-KITCHENS VISOR [10], EgoHOS [59], and ENIGMA-51 [43], with automatically labeled synthetic data obtained through the proposed generation pipeline." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 462, + 481, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 462, + 481, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 462, + 481, + 510 + ], + "type": "text", + "content": "EPIC-KITCHENS VISOR [10] contains 36 hours of egocentric videos from EPIC-KITCHENS-100 [8], including 32,857 training images and pixel-wise annotations for 42,787 hand-object relations. We complement this dataset with 30,259 synthetic images including 45,353 HOIs." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 510, + 492, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 510, + 492, + 569 + ], + "spans": [ + { + "bbox": [ + 132, + 510, + 492, + 569 + ], + "type": "text", + "content": "EgoHOS [59] includes 8,107 egocentric training images of HOIs sparsely sampled from videos belonging to EGO4D [18], THU-READ [51], EPIC-KITCHENS [9], and other egocentric videos of people playing escape rooms. The dataset is labeled with pixel-wise annotations of 13,659 hand-object relations. We complement this dataset with 8,107 synthetic images including 12,129 HOIs." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 569, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 569, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 569, + 481, + 665 + ], + "type": "text", + "content": "ENIGMA-51 [43] is an egocentric dataset of subjects following instructions to repair electrical boards in an industrial laboratory. The dataset contains 3,479 training images with pixel-wise annotations of 13,659 hand-object interactions. The dataset also provides 3D models of the manipulated objects and the industrial laboratory. We complement this dataset with two sets of synthetic images: an in-domain set and an out-domain set. The in-domain set is generated using the 3D models of the environment and objects provided by the authors, thus obtaining synthetic images aligned to the real data. The out-domain set" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 202, + 135, + 408, + 220 + ], + "blocks": [ + { + "bbox": [ + 141, + 114, + 470, + 125 + ], + "lines": [ + { + "bbox": [ + 141, + 114, + 470, + 125 + ], + "spans": [ + { + "bbox": [ + 141, + 114, + 470, + 125 + ], + "type": "text", + "content": "Table 1: Statistics of the training sets considered in our HOI-Synth benchmark." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 202, + 135, + 408, + 220 + ], + "lines": [ + { + "bbox": [ + 202, + 135, + 408, + 220 + ], + "spans": [ + { + "bbox": [ + 202, + 135, + 408, + 220 + ], + "type": "table", + "html": "
DatasetImagesHandsObjectsHOI
VISOR [10]32,85752,90642,78542,787
Synthetic30,25960,09845,21945,353
EgoHOS [59]8,10715,01511,39313,659
Synthetic8,10716,10112,17012,129
ENIGMA-51 [43]3,4795,0754,3434,344
Synthetic-In-Domain16,77325,44416,63716,773
Synthetic-out-domain20,32140,13527,49927,370
", + "image_path": "9786649bc1a03d69b3367c0cbf760e40dd5b12712199119d71f09c9416fe9ab5.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 243, + 479, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 243, + 479, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 479, + 266 + ], + "type": "text", + "content": "contains images of hand-object interactions in generic environments and with generic objects, akin to those generated to complement VISOR and EgoHOS.3" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 268, + 480, + 315 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 268, + 480, + 315 + ], + "spans": [ + { + "bbox": [ + 130, + 268, + 480, + 315 + ], + "type": "text", + "content": "Table 1 reports statistics of the training section of the HOI-Synth benchmark dataset, including the number of real and synthetic images, annotated hands, objects and HOIs. We use the official validation and test sets of the respective datasets for evaluation." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 338, + 362, + 353 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 338, + 362, + 353 + ], + "spans": [ + { + "bbox": [ + 131, + 338, + 362, + 353 + ], + "type": "text", + "content": "4 Experimental Analysis and Results" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 367, + 480, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 367, + 480, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 480, + 426 + ], + "type": "text", + "content": "We use VISOR HOS [10] as a baseline for our experiments. This method is based on the PointRend [21] instance segmentation network with the addition of three modules to detect the hand side, contact state (\"contact\" or \"no contact\"), and an offset vector that links the hand to the interacted object3. We consider five different approaches to hand-object segmentation based on VISOR HOS:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 427, + 480, + 464 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 427, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 130, + 427, + 480, + 464 + ], + "type": "text", + "content": "Synthetic-Only The VISOR HOS model is trained using only synthetic data and tested directly on real data. Experiments with this approach aim to assess whether synthetic data can entirely replace real data." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 464, + 480, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 480, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 480, + 571 + ], + "type": "text", + "content": "Unsupervised Domain Adaptation (UDA) It replicates the VISOR HOS architecture within the Adaptive Teacher (AT) unsupervised domain adaptation framework proposed in [27]. While AT was originally designed to tackle cross-domain object detection, we adapted it to perform HOI detection by adding modules to estimate hand side, contact state, offset vector, and segmentation masks. The model is hence trained using labeled synthetic data and unlabeled real data following an unsupervised domain adaptation scheme. This approach aims to assess whether current domain adaptation techniques in conjunction with high-quality labeled synthetic data allow avoiding labeling real data." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 572, + 480, + 633 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 572, + 480, + 633 + ], + "spans": [ + { + "bbox": [ + 130, + 572, + 480, + 633 + ], + "type": "text", + "content": "Real-Only It consists in training the VISOR HOS model on labeled real data only. We experiment with different amounts of labeled real data to assess how much performance depends on the scale of training data when synthetic images are not available. This method provides baseline performance and corresponds to the standard fully supervised setup." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "text", + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 642, + 480, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 642, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 642, + 480, + 665 + ], + "type": "text", + "content": "3 See the supplementary material for examples of in-domain and out-domain generated images and for additional details about architectures and training setups." + } + ] + } + ], + "index": 11 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 176 + ], + "type": "text", + "content": "Synthetic + Real It consists in pre-training the VISOR HOS model on labeled synthetic data and fine-tuning it on labeled real data. Also in this case, we experiment with different amounts of labeled real data. These experiments aim to assess the potential of labeled synthetic data to reduce the amount of real data required for training, without any explicit synth-to-real adaptation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "spans": [ + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "text", + "content": "Semi-Supervised Domain Adaptation (SSDA) It consists in training the Adaptive Teacher model with labeled synthetic data, unlabeled real data, and a set of labeled real data. We experiment with different proportions of labeled real data (i.e., " + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 176, + 482, + 259 + ], + "type": "text", + "content": "). To allow the Adaptive Teacher model to work in a semi-supervised regime, we merge the set of labeled synthetic data with the labeled real data. These experiments aim to assess whether synthetic data can improve results when only some real data are labeled." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 260, + 482, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 260, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 130, + 260, + 482, + 308 + ], + "type": "text", + "content": "Fully-Supervised Domain Adaptation (FSDA) We train the AT model merging labeled synthetic and all real data, while also performing domain adaptation. This approach aims to assess whether synthetic data can improve state-of-the-art results, even in the presence of large quantities of real labeled data." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 308, + 482, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 392 + ], + "type": "text", + "content": "Evaluation measures Following [10], we evaluate performance using COCO Mask AP [28]. In particular, we adopted the Hand + Object (Overall) AP which assesses the correctness of the predicted hands and object bounding boxes of hands, the hand-state (contact vs. no contact) and the offset vector representing the relation between the hand and the active object. We also break down performance using Mask APs measures evaluating specific aspects of the predictions: Hand (H), Hand + Side (H+S), Hand + Contact (H+C), and Object (O)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 411, + 254, + 422 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 411, + 254, + 422 + ], + "spans": [ + { + "bbox": [ + 132, + 411, + 254, + 422 + ], + "type": "text", + "content": "4.1 Results on VISOR" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "spans": [ + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": "Table 2 shows the results on the validation set of EPIC-KITCHENS VISOR [10].4 When no real labeled data are considered (Table 2-a), training the model only on synthetic data leads to poor performance, with an overall AP of " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "9.88\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": ", which is not comparable to results achieved in fully supervised settings (" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "45.33\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": " when all real data are considered, as shown by Real-Only in Table 2-c). This highlights that, despite the photorealism of state-of-the-art data generation pipelines, there is still a consistent gap between synthetic and real data. Adopting the Unsupervised Domain Adaptation (UDA) settings significantly improves model performance across all the evaluation criteria compared to the Synthetic-Only approach. We observe an absolute improvement of " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "+23.45\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": " for the Overall Mask AP. Improvements are noticeable also across the different breakdown Mask APs: " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "+51.75\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "+41.09\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "+24.83\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": " for hand-dependent APs, and " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "+7.12\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": " for Object AP. This confirms the usefulness of synthetic data when Unsupervised Domain Adaptation approaches are used to mitigate the synthetic-real domain gap. When different percentages of real labeled data (i.e., " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 431, + 482, + 624 + ], + "type": "text", + "content": ") are considered in the semi-supervised setting (Table 2-b), models trained on synthetic and real" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 240, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 240, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 240, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 631, + 482, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 631, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 631, + 482, + 666 + ], + "type": "text", + "content": "Note that, in our implementation, the results of the HOS model differ from those reported in [10] because, for fair comparisons, we adopted a batch size of 4, the largest batch size achievable with domain adaptation models in our configuration." + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 153, + 212, + 461, + 256 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 191 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 191 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 191 + ], + "type": "text", + "content": "Table 2: Results on the EPIC-KITCHENS VISOR validation set considering different real data settings available in training. Yellow rows indicate baseline models in each configuration, while green rows highlight models trained with synthetic and real data. In each group, the best results are in bold, while the best results among the models trained with synthetic and real data are underlined. Overall enhancements are shown in blue, indicating improvements of the models trained with synthetic and real data over the baseline." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 249, + 201, + 364, + 212 + ], + "lines": [ + { + "bbox": [ + 249, + 201, + 364, + 212 + ], + "spans": [ + { + "bbox": [ + 249, + 201, + 364, + 212 + ], + "type": "text", + "content": "a) Unsupervised Setting" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 212, + 461, + 256 + ], + "lines": [ + { + "bbox": [ + 153, + 212, + 461, + 256 + ], + "spans": [ + { + "bbox": [ + 153, + 212, + 461, + 256 + ], + "type": "table", + "html": "
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only09.8828.4124.8908.6401.23
UDA33.3380.1665.9833.478.35
Absolute Improvement+23.45+51.75+41.09+24.83+7.12
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% Real Labeled DataApproachOverallHH+SH+CO
10% \n(3,286 images)Real-Only38.5587.4583.2751.9819.47
Synthetic+Real37.6286.3982.8552.2523.03
SSDA44.2289.0580.7746.8320.41
Absolute Improvement+5.67+1.60-0.42+0.27+3.56
25% \n(8,215 images)Real-Only37.9090.1485.6653.9917.85
Synthetic+Real38.1989.9884.6755.8818.49
SSDA45.5590.3784.4252.5922.15
Absolute Improvement+7.65+0.23-0.99+1.89+4.30
50% \n(16,429 images)Real-Only38.1591.1686.0552.2817.92
Synthetic+Real43.5291.3485.8554.0919.06
SSDA46.4790.9485.7358.0223.49
Absolute Improvement+8.32+0.18-0.20+5.74+5.57
", + "image_path": "230f72ff7fe73cb732b93f97029000fd27f475891e869a3468c84635189f8a74.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 151, + 430, + 459, + 484 + ], + "blocks": [ + { + "bbox": [ + 242, + 420, + 369, + 430 + ], + "lines": [ + { + "bbox": [ + 242, + 420, + 369, + 430 + ], + "spans": [ + { + "bbox": [ + 242, + 420, + 369, + 430 + ], + "type": "text", + "content": "c) Fully-supervised Setting" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 151, + 430, + 459, + 484 + ], + "lines": [ + { + "bbox": [ + 151, + 430, + 459, + 484 + ], + "spans": [ + { + "bbox": [ + 151, + 430, + 459, + 484 + ], + "type": "table", + "html": "
% Real Labeled DataApproachOverallHH+SH+CO
100% \n(32,857 images)Real-Only45.3392.2588.5459.2424.23
Synthetic+Real44.5291.4588.9456.5527.77
FSDA46.4891.8387.6557.6324.03
Absolute Improvement+1.15-0.42+0.40-1.61+3.54
", + "image_path": "91b1a67edf156fcc903a6cdca16e19eb1f1853e2889d3bf17e35cfebf3ebb368.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "data either via pre-training (Synthetic+Real) or semi-supervised domain adaptation (SSDA) achieve consistently higher performance with respect to baselines trained only with real data. In particular, the SSDA approach achieves improvements of " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "+5.67\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "+7.65\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "+8.32\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " considering the Overall Mask AP metric when " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " of labeled real data are considered respectively. Significant improvements are observed when considering Object Mask AP (O) " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "(+3.59\\%, +4.30\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "+5.57\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "), and H+C Mask AP " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "(+0.27\\%, +1.89\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "+5.74\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": "), highlighting that synthetic data enhances the detection of active objects and improves the prediction of the hand contact state. Results are comparable with respect to the H and H+S measures, with improvements in the " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "[-0.99, +1.6]" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " range, due to the fact that there is less room for improvement in these measures (all numbers in the " + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "inline_equation", + "content": "80\\% - 90\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 666 + ], + "type": "text", + "content": " range) and that real-only tends to overfit to these sub-tasks, while reaching suboptimal overall results. When" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "type": "text", + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 186, + 303, + 240 + ], + "blocks": [ + { + "bbox": [ + 132, + 133, + 305, + 177 + ], + "lines": [ + { + "bbox": [ + 132, + 133, + 305, + 177 + ], + "spans": [ + { + "bbox": [ + 132, + 133, + 305, + 177 + ], + "type": "text", + "content": "Table 3: Results of different semi-supervised adaptation approaches trained with synthetic data and " + }, + { + "bbox": [ + 132, + 133, + 305, + 177 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 132, + 133, + 305, + 177 + ], + "type": "text", + "content": " EPIC-KITCHENS VISOR labeled training data." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 186, + 303, + 240 + ], + "lines": [ + { + "bbox": [ + 134, + 186, + 303, + 240 + ], + "spans": [ + { + "bbox": [ + 134, + 186, + 303, + 240 + ], + "type": "table", + "html": "
MethodOverallHH+SH+CO
Synthetic + Real38.1989.9884.6755.8818.49
MT [52]43.6988.7884.4060.9421.89
MT+GRL [17]43.9788.6484.2758.2121.82
UT [30]44.3290.6084.4952.5522.11
AT [27]45.5590.3784.4252.5922.15
", + "image_path": "b71197e8847e2f77976cc99137cab8bd42d07fa9bce60b51b41560383cd5f998.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 317, + 114, + 478, + 205 + ], + "blocks": [ + { + "bbox": [ + 317, + 114, + 478, + 205 + ], + "lines": [ + { + "bbox": [ + 317, + 114, + 478, + 205 + ], + "spans": [ + { + "bbox": [ + 317, + 114, + 478, + 205 + ], + "type": "image", + "image_path": "bbd8eec7327c3629e8df9543e60baea22d373e391d6c9d0396cd09be0202f00f.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 315, + 207, + 481, + 231 + ], + "lines": [ + { + "bbox": [ + 315, + 207, + 481, + 231 + ], + "spans": [ + { + "bbox": [ + 315, + 207, + 481, + 231 + ], + "type": "text", + "content": "Fig. 3: UDA Overall AP on VISOR for different amounts of synthetic data." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": "we consider a Fully-supervised configuration (Table 2-c), " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "FSDA" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " improves the results over Real-Only by a " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "+1.15\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " in Overall Mask AP and by a " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "+3.54\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " in Object Mask AP, with comparable performance on H, H+S, and H+C, with improvements in the range " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "[-1.61, +0.4]" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": ". It is worth noting that with as little as " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " labeled real training data, which corresponds to only 8,215 images, SSDA achieves an Overall Mask AP value of " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "45.55\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": ", i.e., a " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "+7.65\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " with respect to Real-Only and even a " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "+0.22\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " with respect to the fully supervised baseline trained with " + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 268, + 482, + 365 + ], + "type": "text", + "content": " of all labeled real data (32,857 images)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": "Benchmark of Domain Adaptation Approaches In Table 3, we compare the performance of different choices of semi-supervised domain adaptation approaches on EPIC-KITCHENS VISOR when " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " of real labeled data are considered. We choose this setup as a challenging benchmark for semi-supervised domain adaptation when the amount of labeled real data is limited. We considered the following methods: Mean Teacher [52] (MT), Mean Teacher + Adversarial Loss [17] (MT+GRL), Unbiased Teacher [30] (UT), Adaptive Teacher [27] (AT). In all cases, we adapted the methods to perform HOS by including appropriate layers for the prediction of hand side, contact state, offset vector, and segmentation masks. Methods are compared to the Synthetic + Real baseline. MT and " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "MT+GRL" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " obtained the worst and second-worst results in the Overall AP measure " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "(43.69\\%)" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "43.97\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": ", but achieved the best and second best results according to the AP Hand+Contact measure " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "(60.94\\%)" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "58.21\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": ". UT obtains the second best result in the Overall AP " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "(44.32\\%)" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": ", but also best result in the AP Hand metric " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "(90.60\\%)" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": ". It's worth noting that UT outperforms the second-best results of " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "AT" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " by a thin margin " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "(+0.23\\%)" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " considering the Hand AP, while " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "AT" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " excels in other breakdown metrics. Finally, " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "AT" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " outperforms competitors in terms of the Overall AP, surpassing UT by " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "+1.23\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": ". Additionally, when considering the AP Object measure, " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "AT" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " achieves the best result of " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "22.15\\%" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": ". Results confirm the superior performance of the selected " + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "inline_equation", + "content": "AT" + }, + { + "bbox": [ + 130, + 366, + 482, + 641 + ], + "type": "text", + "content": " method according to the Overall AP performance measure with respect to the other domain adaptation strategies, despite not always achieving best results in breakdown metrics. This also suggests space for improvement in the proposed benchmark." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Scale of Synthesized Data Given that synthesized images can be easily generated at low cost and in large quantities using the proposed tool, we endeavoured" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 151, + 146, + 459, + 190 + ], + "blocks": [ + { + "bbox": [ + 211, + 114, + 402, + 125 + ], + "lines": [ + { + "bbox": [ + 211, + 114, + 402, + 125 + ], + "spans": [ + { + "bbox": [ + 211, + 114, + 402, + 125 + ], + "type": "text", + "content": "Table 4: Results on the EgoHOS [59] test set." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 247, + 136, + 363, + 146 + ], + "lines": [ + { + "bbox": [ + 247, + 136, + 363, + 146 + ], + "spans": [ + { + "bbox": [ + 247, + 136, + 363, + 146 + ], + "type": "text", + "content": "a) Unsupervised Setting" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 151, + 146, + 459, + 190 + ], + "lines": [ + { + "bbox": [ + 151, + 146, + 459, + 190 + ], + "spans": [ + { + "bbox": [ + 151, + 146, + 459, + 190 + ], + "type": "table", + "html": "
% Real Labeled DataApproachOverallHH+SH+CO
0%Synthetic-Only07.1618.2515.9305.3301.24
UDA28.1670.3059.2120.8409.65
Absolute Improvement+21.00+52.05+43.28+15.51+8.41
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% Real Labeled DataApproachOverallHH+SH+CO
10% \n(857 images)Real-Only28.4476.2868.9235.8416.59
Synthetic+Real28.7477.1571.6439.2517.33
SSDA36.6883.2573.7247.2022.40
Absolute Improvement+8.24+6.97+4.80+11.36+5.81
25% \n(2,026 images)Real-Only33.7378.9470.6241.6721.83
Synthetic+Real33.7879.6071.6146.1119.87
SSDA37.1683.7974.2849.0023.82
Absolute Improvement+3.43+4.85+3.66+7.33+1.99
50% \n(4,379 images)Real-Only36.3081.8273.6347.2725.73
Synthetic+Real34.3082.5474.0347.9223.47
SSDA39.8585.1776.8052.5826.90
Absolute Improvement+3.55+3.97+3.17+5.31+1.17
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% Real Labeled DataApproachOverallHH+SH+CO
100% (8,758 images)Real-Only36.1684.3976.2451.8126.46
Synthetic+Real34.6884.5671.5649.7223.16
FSDA39.6185.5876.8051.9927.05
Absolute Improvement+3.45+1.19+0.56+0.18+0.59
", + "image_path": "f9e3a71341eb56e4fa6c42ad515761f11130d5dc1b531c3ba2e86c465375b1c5.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 439, + 482, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 439, + 482, + 511 + ], + "spans": [ + { + "bbox": [ + 130, + 439, + 482, + 511 + ], + "type": "text", + "content": "to determine the scale of synthesized data required to maximize or plateau model performance. To address this issue, we trained our UDA approach on VISOR using different amounts of labelled synthetic data and " + }, + { + "bbox": [ + 130, + 439, + 482, + 511 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 439, + 482, + 511 + ], + "type": "text", + "content": " of real labeled data. Results reported in Figure 3 show how the model benefits from integrating additional quantities of synthetic data, approaching a plateau between 22k and 30k training images." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 527, + 261, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 527, + 261, + 540 + ], + "spans": [ + { + "bbox": [ + 131, + 527, + 261, + 540 + ], + "type": "text", + "content": "4.2 Results on EgoHOS" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Table 4 reports the results on the test set of EgoHOS [59]. Also in this case, using only synthetic data (Table 4-a) does not allow to achieve satisfactory performance, highlighting the existence of a domain gap between real and synthetic data. Indeed, synthetic-only achieves an Overall AP of " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "7.16\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ", a " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sim 20\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " drop with respect to a fully supervised baseline trained on " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " labeled real data (Table 4-c). UDA significantly improves over Synthetic-Only, achieving " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "+21.00\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " on the Overall Mask AP, and improvements of " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "+52.05\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "+43.28\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "+15.51\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "inline_equation", + "content": "+8.41\\%" + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": " across the breakdown metrics (H, H+S, H+C and O). In the semi-supervised settings (Table 4-b), both Synthetic+Real and SSDA improve over Real-Only, with major improvements obtained by SSDA, which obtains the best" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 447, + 102 + ], + "type": "text", + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 153, + 146, + 461, + 201 + ], + "blocks": [ + { + "bbox": [ + 202, + 114, + 411, + 126 + ], + "lines": [ + { + "bbox": [ + 202, + 114, + 411, + 126 + ], + "spans": [ + { + "bbox": [ + 202, + 114, + 411, + 126 + ], + "type": "text", + "content": "Table 5: Results on the ENIGMA-51 [43] test set." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 249, + 136, + 364, + 146 + ], + "lines": [ + { + "bbox": [ + 249, + 136, + 364, + 146 + ], + "spans": [ + { + "bbox": [ + 249, + 136, + 364, + 146 + ], + "type": "text", + "content": "a) Unsupervised Setting" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 146, + 461, + 201 + ], + "lines": [ + { + "bbox": [ + 153, + 146, + 461, + 201 + ], + "spans": [ + { + "bbox": [ + 153, + 146, + 461, + 201 + ], + "type": "table", + "html": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
0%Synthetic-Only✓00.2101.0700.1100.0300.99
Synthetic-Only12.8556.0535.1415.244.79
UDA✓6.8742.8114.527.973.29
UDA34.7878.8370.9128.1425.84
Absolute Improvement+21.93+22.78+35.77+12.90+21.05
", + "image_path": "d2bcf73744121cc9861cd4015fbf3cabef00f9687da59e87e485567699f5c01d.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 153, + 220, + 461, + 346 + ], + "blocks": [ + { + "bbox": [ + 243, + 210, + 370, + 220 + ], + "lines": [ + { + "bbox": [ + 243, + 210, + 370, + 220 + ], + "spans": [ + { + "bbox": [ + 243, + 210, + 370, + 220 + ], + "type": "text", + "content": "b) Semi-supervised Setting" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 220, + 461, + 346 + ], + "lines": [ + { + "bbox": [ + 153, + 220, + 461, + 346 + ], + "spans": [ + { + "bbox": [ + 153, + 220, + 461, + 346 + ], + "type": "table", + "html": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
10% \n(347 images)Real-Only✓45.3981.2576.2237.9639.53
SSDA57.0885.4078.6243.5646.97
SSDA✓56.6984.5878.4241.1746.50
Absolute Improvement+11.69+4.15+2.40+5.60+7.44
25% \n(870 images)Real-Only✓51.8382.9578.7043.5245.25
SSDA58.1784.9980.4146.3149.34
SSDA✓59.4884.8580.3044.2449.37
Absolute Improvement+7.65+2.04+1.71+2.79+4.12
50% \n(1,739 images)Real-Only✓57.6284.6580.4347.4148.79
SSDA63.2585.6782.0052.2052.56
SSDA✓61.9385.1282.0148.9651.94
Absolute Improvement+5.63+1.02+1.58+4.79+3.77
", + "image_path": "66d0bc8fa953aee7e11f61cbb3248bddc9432f17815327574dbe33b9b388a9dc.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "table_body" + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 153, + 365, + 460, + 415 + ], + "blocks": [ + { + "bbox": [ + 243, + 355, + 370, + 365 + ], + "lines": [ + { + "bbox": [ + 243, + 355, + 370, + 365 + ], + "spans": [ + { + "bbox": [ + 243, + 355, + 370, + 365 + ], + "type": "text", + "content": "c) Fully-supervised Setting" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 153, + 365, + 460, + 415 + ], + "lines": [ + { + "bbox": [ + 153, + 365, + 460, + 415 + ], + "spans": [ + { + "bbox": [ + 153, + 365, + 460, + 415 + ], + "type": "table", + "html": "
% Real Labeled DataApproachIn-domainOverallHH+SH+CO
100% (3,479 images)Real-Only✓63.8485.0181.0552.3251.35
FSDA64.4185.9482.9154.1352.50
FSDA✓64.2085.3782.4551.6053.30
Absolute Improvement+0.57+0.93+1.86+1.81+1.95
", + "image_path": "45dd5e9de4e1dc57266b0f0f006de8b5e5995fe46e0294804044deefd87466ed.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "table_body" + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": "Overall APs, surpassing Real-Only by " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "+8.24\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "+3.43\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "+3.55\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " when " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " amounts of real labeled data are considered. In the fully supervised settings (Table 4-c), FSDA consistently achieves best results across all measures, surpassing Real-Only by " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "+3.45\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " in Overall AP. Notably, SSDA trained with only " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " real labeled data, corresponding to 2,026 images, obtains an improvement of " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "+0.52\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " with respect to Real-Only trained with " + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "inline_equation", + "content": "100\\%" + }, + { + "bbox": [ + 130, + 437, + 482, + 545 + ], + "type": "text", + "content": " real labeled data (8,758 images) according to the Overall AP measure. These results confirm the effectiveness of synthetic data in reducing the need for real labeled data, and as a way to improve performance over standard fully supervised methods." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 562, + 282, + 574 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 562, + 282, + 574 + ], + "spans": [ + { + "bbox": [ + 132, + 562, + 282, + 574 + ], + "type": "text", + "content": "4.3 Results on ENIGMA-51" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Table 5 reports the results on the test set of ENIGMA-51 [43]. In this case, we also compare performance when in-domain and out-domain synthetic data are used. In the unsupervised settings (Table 5-a), using only generic synthetic data leads to poor performances, confirming the domain gap between synthetic and real images also in this case. Using in-domain synthetic real data greatly reduces the gap, with the Overall AP passing from " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "0.21\\%" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "12.85\\%" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": ". The UDA approach improves results both when paired with generic and in-domain data. In the last" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 170, + 114, + 445, + 228 + ], + "blocks": [ + { + "bbox": [ + 170, + 114, + 445, + 228 + ], + "lines": [ + { + "bbox": [ + 170, + 114, + 445, + 228 + ], + "spans": [ + { + "bbox": [ + 170, + 114, + 445, + 228 + ], + "type": "image", + "image_path": "46f6dd170a2956fb554783c988fd354f1cfbf1e902a43abc7db6965ef5e333d2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 236, + 480, + 258 + ], + "lines": [ + { + "bbox": [ + 131, + 236, + 480, + 258 + ], + "spans": [ + { + "bbox": [ + 131, + 236, + 480, + 258 + ], + "type": "text", + "content": "Fig. 4: Qualitative examples of Real-Only and SSDA on the three datasets. SSDA achieves better object segmentation and detection performance across the datasets." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "spans": [ + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": "case, UDA achieves an improvement of " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+21.93\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " in Overall AP, with improvements also in the breakdown APs: " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+22.78\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " (H), " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+35.77\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " (H+S), " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+12.90\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " (H+C) and " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+21.05\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " (O). The choice of the synthetic data source (in-domain vs. out-domain) is crucial, impacting the performance of models in this unsupervised setting. The UDA approach, trained with in-domain synthetic data, outperforms the same model trained with out-domain synthetic data by " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "27.91\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " (Overall AP). This result highlights that in-domain information contained in the generated images helps the detection of hand-object interactions when a specific domain is considered. In the semi-supervised setting (Table 5-b), SSDA systematically outperforms the baseline obtaining gains across Overall Mask AP of " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+11.69\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+7.65\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+5.63\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " when " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " real labeled data are considered. Gains are also observed across all measures in the fully supervised setting (Table 5-c), e.g., with a " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+0.57\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " in overall AP, and a " + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "inline_equation", + "content": "+1.95\\%" + }, + { + "bbox": [ + 130, + 284, + 482, + 513 + ], + "type": "text", + "content": " in Object AP. Interestingly, the choice of in-domain vs. out-domain synthetic data in the semi- and fully-supervised settings is not as crucial as in the case of unsupervised domain adaptation, with both data sources achieving overall similar performance across the different AP measures, suggesting that even small quantities of real labeled can bridge the gap between out-domain synthetic and real data, hence making the generation of in-domain data less critical." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 534, + 254, + 547 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 534, + 254, + 547 + ], + "spans": [ + { + "bbox": [ + 132, + 534, + 254, + 547 + ], + "type": "text", + "content": "4.4 Qualitative results" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 559, + 482, + 643 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 559, + 482, + 643 + ], + "spans": [ + { + "bbox": [ + 130, + 559, + 482, + 643 + ], + "type": "text", + "content": "Figure 4 reports qualitative examples comparing SSDA with respect to Real-Only when " + }, + { + "bbox": [ + 130, + 559, + 482, + 643 + ], + "type": "inline_equation", + "content": "25\\%" + }, + { + "bbox": [ + 130, + 559, + 482, + 643 + ], + "type": "text", + "content": " real labeled data are considered. In the VISOR example (first column), SSDA (second row) obtains better object segmentation than Real-Only (first row). This behavior can also be observed in the EgoHOS example (second column), where SSDA better detects and segments the objects involved in the interaction. In the ENIGMA-51 example (third column), SSDA detects and segments the interacted object, that was not detected by the Real-Only approach." + }, + { + "bbox": [ + 130, + 559, + 482, + 643 + ], + "type": "inline_equation", + "content": "^{5}" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 212, + 91, + 448, + 102 + ], + "type": "text", + "content": "Are Synthetic Data Useful for Egocentric HOI Detection?" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 653, + 453, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 453, + 665 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 453, + 665 + ], + "type": "text", + "content": "5 Additional qualitative examples are reported in the supplementary material." + } + ] + } + ], + "index": 7 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 312, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 312, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 312, + 127 + ], + "type": "text", + "content": "5 Discussion and Conclusion" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 424, + 151 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 424, + 151 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 424, + 151 + ], + "type": "text", + "content": "With the proposed analysis we aimed to address several questions." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "text", + "content": "Is there a gap between synthetic and real data? Where does it originate? How can it be reduced? Despite progress in realistic data generation, a gap remains between synthetic and real data. Our analysis offers insights into the extent of such gap, which is in the order of " + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "inline_equation", + "content": "30\\% - 40\\%" + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "text", + "content": " depending on the dataset. In the context of VISOR, the estimated gap " + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "inline_equation", + "content": "(35.45\\%)" + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "text", + "content": " is narrowed by unsupervised domain adaptation to " + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "inline_equation", + "content": "12.00\\%" + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "text", + "content": " and further shrunk to " + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "inline_equation", + "content": "1.11\\%" + }, + { + "bbox": [ + 130, + 152, + 482, + 270 + ], + "type": "text", + "content": " adopting semi-supervised domain adaptation strategies. Similar considerations can be made for the other datasets. We suggest this gap is caused by the photo-realism of generated synthetic data, the diversity of context-aware characteristics (as shown by results with in/out-domain synthetic data) and hand-object interactions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 271, + 482, + 306 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 482, + 306 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 482, + 306 + ], + "type": "text", + "content": "Can synthetic data entirely replace real data? Our study suggests that synthetic data cannot yet entirely replace real data for egocentric hand-object interaction detection, with synthetic-only baselines achieving poor results in all scenarios." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "spans": [ + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "text", + "content": "Can synthetic data enable training in the presence of unlabeled real data? While synthetic data cannot entirely replace real data, we show that it greatly improves models' performance in the presence of unlabeled real data. Indeed, significant gains are obtained by UDA across all scenarios, when compared to a synthetic-only baseline, while the gap with respect to fully supervised baselines is narrowed. For instance, in the VISOR dataset, UDA obtained a " + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "inline_equation", + "content": "+23.45\\%" + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "text", + "content": " improvement with respect to real-only in Overall AP, obtaining a score of " + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "inline_equation", + "content": "33.33\\%" + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "text", + "content": ", about " + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "inline_equation", + "content": "10\\%" + }, + { + "bbox": [ + 130, + 307, + 482, + 402 + ], + "type": "text", + "content": " smaller than the fully supervised baseline trained on real data." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": "Can synthetic data increase efficiency when few real data are labeled? When different amounts of real labeled data are exploited together with synthetic data, SSDA and FSDA models obtain improvements in Overall AP over baselines trained on real data only in the considered benchmark. Notably, the performance gap diminishes as the quantity of real data increases: from " + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "inline_equation", + "content": "+23.45\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": " (0% of real data) to " + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "inline_equation", + "content": "+1.15\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": " (100% of real data) in VISOR, from " + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "inline_equation", + "content": "+21.00\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": " (0% of real data) to " + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "inline_equation", + "content": "+3.45\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": " (100% of real data) in EgoHOS and from " + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "inline_equation", + "content": "+21.93\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": " (0% of real data) to " + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "inline_equation", + "content": "+2.33\\%" + }, + { + "bbox": [ + 130, + 402, + 482, + 510 + ], + "type": "text", + "content": " (100% of real data) for ENIGMA-51. These results highlight the effectiveness of using synthetic data when real labeled data are scarce." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "type": "text", + "content": "What scale of synthetic data is needed Our findings reveal that models benefit from large quantities of synthetic data. For instance, in the context of VISOR, a plateau is reached when 22K-30K synthetic images are included for training. Is in-domain synthetic data beneficial? Our analysis shows that in-domain data is highly beneficial in unsupervised settings, where it helps narrow down the domain gap. For instance, in the ENIGMA-51 dataset, using in-domain synthetic data only allows to obtain an overall AP of 12.85, about " + }, + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "type": "inline_equation", + "content": "+10\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "type": "text", + "content": " with respect to out-domain data. With UDA, performance jumps to " + }, + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "type": "inline_equation", + "content": "34.78\\%" + }, + { + "bbox": [ + 130, + 510, + 482, + 628 + ], + "type": "text", + "content": ", a major increase. With few real labeled data, choice of in-domain data is less crucial, with models achieving comparable performance, regardless of the training data source." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 665 + ], + "type": "text", + "content": "We hope that our analysis will inform future application and model developments and that the release of the HOI-Synth benchmark and data generation pipeline will support future research in this field." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 240, + 129 + ], + "type": "text", + "content": "Acknowledgments" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 143, + 482, + 203 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 143, + 482, + 203 + ], + "spans": [ + { + "bbox": [ + 130, + 143, + 482, + 203 + ], + "type": "text", + "content": "This research has been supported by the project Future Artificial Intelligence Research (FAIR) - PNRR MUR Cod. PE0000013 - CUP: E63C22001940006. This research has been partially supported by the project EXTRA-EYE - PRIN 2022 - CUP E53D23008280006 - Finanziato dall'Unione Europea - Next Generation EU." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 224, + 197, + 237 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 224, + 197, + 237 + ], + "spans": [ + { + "bbox": [ + 132, + 224, + 197, + 237 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 251, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 251, + 480, + 285 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 251, + 480, + 285 + ], + "spans": [ + { + "bbox": [ + 138, + 251, + 480, + 285 + ], + "type": "text", + "content": "1. Besari, A.R.A., Saputra, A.A., Chin, W.H., Kubota, N., et al.: Hand-object interaction recognition based on visual attention using multiscopic cyber-physical-social system. 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Proceedings of the IEEE 109(1), 43-76 (2020)" + } + ] + } + ], + "index": 18 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 239, + 101 + ], + "type": "text", + "content": "R. Leonardi et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/ArtVLM_ Attribute Recognition Through Vision-Based Prefix Language Modeling/fa4c6d1c-a3e0-4abd-b099-09262587aaf1_content_list.json b/2024/ArtVLM_ Attribute Recognition Through Vision-Based Prefix Language Modeling/fa4c6d1c-a3e0-4abd-b099-09262587aaf1_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..31ac5ffe1dc4ed7da49446276b69e1c5dcdebce2 --- /dev/null +++ b/2024/ArtVLM_ Attribute Recognition Through Vision-Based Prefix Language Modeling/fa4c6d1c-a3e0-4abd-b099-09262587aaf1_content_list.json @@ -0,0 +1,1826 @@ +[ + { + "type": "text", + "text": "ArtVLM: Attribute Recognition Through Vision-Based Prefix Language Modeling", + "text_level": 1, + "bbox": [ + 264, + 140, + 743, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "William Yicheng Zhu $^{1*}$ , Keren Ye $^{1*}$ , Junjie Ke $^{1}$ , Jiahui Yu $^{2\\dagger}$ , Leonidas Guibas $^{1}$ , Peyman Milanfar $^{1}$ , and Feng Yang $^{1}$", + "bbox": [ + 256, + 210, + 746, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Google Research 2 OpenAI", + "bbox": [ + 403, + 253, + 599, + 268 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Recognizing and disentangling visual attributes from objects is a foundation to many computer vision applications. While large vision-language representations like CLIP had largely resolved the task of zero-shot object recognition, zero-shot visual attribute recognition remains a challenge because CLIP's contrastively-learned vision-language representation cannot effectively capture object-attribute dependencies. In this paper, we target this weakness and propose a sentence generation-based retrieval formulation for attribute recognition that is novel in 1) explicitly modeling a to-be-measured and retrieved object-attribute relation as a conditional probability graph, which converts the recognition problem into a dependency-sensitive language-modeling problem, and 2) applying a large pretrained Vision-Language Model (VLM) on this reformulation and naturally distilling its knowledge of image-object-attribute relations to use towards attribute recognition. Specifically, for each attribute to be recognized on an image, we measure the visual-conditioned probability of generating a short sentence encoding the attribute's relation to objects on the image. Unlike contrastive retrieval, which measures likelihood by globally aligning elements of the sentence to the image, generative retrieval is sensitive to the order and dependency of objects and attributes in the sentence. We demonstrate through experiments that generative retrieval consistently outperforms contrastive retrieval on two visual reasoning datasets, Visual Attribute in the Wild (VAW), and our newly-proposed Visual Genome Attribute Ranking (VGARank).", + "bbox": [ + 261, + 321, + 743, + 641 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 667, + 375, + 683 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Understanding attributes associated with objects in an image is essential for many computer vision applications, including content recommendation, visual reasoning, and text-to-image generative models. While supervised learning techniques such as classification [24, 33, 61], detection [23, 54, 55], and segmentation models [8, 56] have made significant progress in object recognition tasks, directly adding a branch for object-agnostic attribute prediction [18, 19, 46] can result in incorrect and counterfactual outputs since it fails to model the co-dependency", + "bbox": [ + 212, + 700, + 787, + 806 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contribution. \n† Work done at Google.", + "bbox": [ + 232, + 816, + 370, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "between attributes and the objects. Other existing attribute learning methods rely heavily on human annotations [2, 3, 25, 34, 77] to address this dependency, but this makes them expensive and hard to scale. All things considered, how to properly establish object-attribute relationship at scale remains an open problem.", + "bbox": [ + 212, + 146, + 782, + 220 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Large-scale image-text foundation models such as CLIP [49] and ALIGN [26] inspired us to explore their potential for attribute learning. These models have learned from a vast amount of noisy image-text pairs from the web, adequately utilizing self-supervised learning to benefit from easily accessible data sources. They have shown exceptional performance in zero-shot object recognition [38, 39, 48, 52, 60, 68, 72, 78] through image-text similarity measurement, a method which we refer to as \"contrastive retrieval\".", + "bbox": [ + 212, + 224, + 784, + 330 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, naively applying contrastive retrieval to attribute prediction tasks is suboptimal due to its two inherent problems. First, treating input text as an unstructured whole to be aligned with images results in insufficient learning on attributes if the object alone is distinguishable enough in the image to match the image-text pair, as often is the case in CLIP training data. This creates a discrepancy between the pre-training and the downstream tasks: the model learned to primarily differentiate between objects but is later asked to understand finer attributes. Second, contrastive prompting cannot model the co-dependency between objects and attributes. Since contrastive pre-training does not capture word sequence order, as opposed to language model pre-training (Fig. 1 (left)), the model is unable to correctly measure the likelihood of counterfactual combinations such as \"bell-shaped sky\" or \"graffitied sky\" (see Fig. 4). These challenges emphasize the necessity for better methods in modeling object-attribute dependency in the context of large image-text foundation models.", + "bbox": [ + 212, + 334, + 785, + 546 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This paper presents a novel approach to address the two aforementioned problems in applying image-text foundation models to attribute learning. The approach consists of two parts: prefix language modeling (prefixLM) [6, 69] as the pre-training foundation, and a novel, sentence generation-based formulation of attribute retrieval that allows for the extraction of pre-training knowledge for structural reasoning (see Fig. 1). During pre-training, the prefixLM is trained to predict the next token based on visual inputs and previous text tokens, which inherently captures diverse combinations of object-attribute dependencies in the sentence. In the downstream attribute recognition task, we measure the object-attribute alignment in an image by evaluating the probability of generating a sentence capturing the relations. We refer to this approach as \"generative retrieval\". In particular, this method enables flexible retrieval for a wide range of attribute relations (associative, possessive, or further modified with temporal words like \"currently\" or \"already\") through building arbitrary conditional dependency models for downstream tasks at inference time (Fig. 1 (right)), which are effectively \"meta-models\".", + "bbox": [ + 212, + 549, + 787, + 792 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "There are two immediate applications for the proposed prefixLM + generative retrieval framework: (1) describing objects through their visual appearance, state of being, or relationship to other objects in the image. And conversely,", + "bbox": [ + 212, + 795, + 785, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 383, + 127 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/e75b76f83dd76b515247afd4fe3e0a6f3ae933ca46db929c70a1e7c1a6ac304d.jpg", + "image_caption": [ + "Fig. 1: Prefix language modeling and generative prompting. During pretraining, the image-conditioned prefix language model (prefixLM) learns to generate the captions associated with images, and through this way it curates knowledge and learn to reason on object-attribute composition and dependency present in the sentence. In the downstream attribute recognition task, we propose a novel generative retrieval strategy to extract and apply the knowledge acquired from the prefixLM's large-scale pretraining. Different from contrastive retrieval, generative retrieval models the conditional dependency in a sentence, hence is more aligned with the actual language semantics. {A} and {O} are placeholders for attributes or objects in the sentence.", + "...and there, the orange, fluffy cat is treading on the window sill, how cute" + ], + "image_footnote": [], + "bbox": [ + 277, + 297, + 395, + 387 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/fc3c53b8762047f4dfa39666ed79af253d33bacb9691d5ae4df64da9683751ff.jpg", + "image_caption": [ + "PrefixLM Pretraining", + "...The domestic shorthair cat lies flat on the bed, fast asleep..." + ], + "image_footnote": [], + "bbox": [ + 401, + 297, + 519, + 387 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$p(\"cat\"$", + "bbox": [ + 279, + 417, + 318, + 429 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$p($ \"treading\"", + "bbox": [ + 281, + 429, + 344, + 441 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$p($ \"cute", + "bbox": [ + 281, + 441, + 320, + 452 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$p(\"cat\"$", + "bbox": [ + 281, + 452, + 344, + 462 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$p(\"lies\\ flat\")$", + "bbox": [ + 281, + 463, + 341, + 474 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "$p(\"asleep\")$", + "bbox": [ + 281, + 474, + 336, + 484 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "…", + "bbox": [ + 281, + 484, + 297, + 494 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1", + "1", + "1", + "#", + "#", + "#" + ], + "bbox": [ + 349, + 417, + 372, + 484 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + ", ..., \"orange\", \"fluffy\")", + ", ..., \"cat\"", + ", ..., \"cat\"", + ", ..., \"domestic\", \"short\"", + ", ..., \"cat\")", + ",..,\"cat\",...)" + ], + "bbox": [ + 377, + 417, + 486, + 484 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Sentence: {A}", + "bbox": [ + 550, + 297, + 622, + 309 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "{A}", + "bbox": [ + 640, + 315, + 666, + 328 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/98b962e63d43dd0d847dd620b3f3ceb316e1ac640c99222a76dc02169784d877.jpg", + "image_caption": [ + "Zero-/few-shot Adaptation" + ], + "image_footnote": [], + "bbox": [ + 676, + 301, + 718, + 325 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "\"fluffy?\"", + "bbox": [ + 674, + 325, + 718, + 335 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Sentence: $\\{\\mathrm{A}\\} \\{\\mathrm{O}\\}$", + "bbox": [ + 550, + 340, + 642, + 353 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/9a9e857dcf6a8fbd7ae58a20b89745458c57c8424652665737b8e42d31727fd4.jpg", + "image_caption": [ + "{O}" + ], + "image_footnote": [], + "bbox": [ + 550, + 353, + 666, + 387 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/911ff09dc0f6abfc38484c6f24a27553f31ca16c199d7ddce55f37751ddcf8eb.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 681, + 369, + 717, + 393 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "\"fluffy cat?\"", + "bbox": [ + 656, + 395, + 718, + 406 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Sentence: $\\{\\mathrm{O}\\}$ is $\\{\\mathrm{A}\\}$", + "bbox": [ + 550, + 411, + 656, + 426 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/b0472fb675ff4a362a37883c161e9f9990d7e83606f47258348501e2414787f5.jpg", + "image_caption": [ + "{A}" + ], + "image_footnote": [], + "bbox": [ + 550, + 426, + 666, + 474 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/6550e24943237634c4218867ded0e9e24eab340a716bdda36eb40a4906700f1f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 681, + 455, + 717, + 479 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "\"cat is fluffy?\"", + "bbox": [ + 645, + 479, + 718, + 489 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "(2) recognizing objects based on their various visual attributes such as color, shape, size, and so on. In addition, our method can be further applied towards many other visual tasks that require structural reasoning. We summarize the contributions as follow:", + "bbox": [ + 212, + 556, + 787, + 617 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. We formally reframe the attribute recognition problem as a task of learning and modeling the image-object-attribute conditional probabilities in a large visual-language modeling setting.", + "2. We establish the effectiveness of using prefixLM as a foundational model for capturing complex object-attribute relationships in pretraining, and propose the generative retrieval method to flexibly distill pretraining knowledge for downstream attribute recognition tasks.", + "3. We demonstrate the limitations of purely using contrastive learning for attribute recognition and show the superior zero-shot and finetuning performance of our method.", + "4. We introduce Visual Genome Attribute Ranking (VGARank), a novel benchmark combining attribute and object recognition tasks into an unified, and therefore directly comparable setting, to demonstrate the generalizability of the proposed approach." + ], + "bbox": [ + 214, + 625, + 787, + 838 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM", + "bbox": [ + 295, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 143, + 387, + 160 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "We first introduce studies on attribute learning, which mostly rely on handcrafted probabilistic models without the use of large language models. Then, we summarize existing works on language modeling to specifically introduce PrefixLM to the attribute learning tasks. Finally, we provide an overview of existing prompt learning techniques to introduce our novel approach of generative retrieval, which distillate information from the pretrained PrefixLM.", + "bbox": [ + 212, + 183, + 785, + 273 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Visual attribute recognition involves identifying the properties of visual objects, such as their color, material or shape. Early works had focused on object description $(img \\rightarrow att)$ using classification [18, 19, 46] or relative ranking models [9, 31, 45, 67, 74] to learn attribute presence independent of object category. Some works use attributes as a foundation [2, 25, 34] for zero-shot object recognition $(img, att \\rightarrow obj$ ; e.g., recognizing \"zebra\" by the attributes \"black\", \"white\", \"striped\") These works learn an attribute vector space and use it to recognize unseen visual objects based on the marginal probability. In visual object detection, some models [3, 77] train additional attribute prediction branches using the Vivasal Genome dataset [32] to improve model diversity and to create models with multi-tasking capabilities. These models concatenate the visual feature with the ground-truth object class embedding and feed them into an attribute prediction branch $(img, obj \\rightarrow att)$ .", + "bbox": [ + 212, + 275, + 785, + 470 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Vector space-based approaches has also been studied for attribute recognition. For example, [7, 22, 48] apply the CLIP [49]. They use the CLIP embedding to compare visual information against predefined attribute prompts (img $\\leftrightarrow$ obj, att), to determine if the image contains those attributes. In addition to CLIP, [40-43] allow objects and attributes to be projected into the same feature space, while the decoration of attributes on objects is modeled as an operator (img $\\leftrightarrow$ obj OP att, operator OP could be $\\pm$ or linear transform).", + "bbox": [ + 212, + 473, + 785, + 579 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Our innovation lies in the novel view of treating attribute recognition as a language modeling problem. We integrate probability modeling for image, object class, and attribute prediction in an unified image-text model, while leveraging LLM's foundational pre-training.", + "bbox": [ + 212, + 580, + 785, + 641 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Language modeling (LM) estimates the probability of a sequence of words being observed in a sentence. Early language models use dense neural networks [6] or recursive neural networks [70], while recent large language models (LLMs) [15, 16, 49, 69, 75] are based on the transformer architecture [66] because of its strong generalizability. LM has many applications in both NLP and computer vision, including question answering (QA) [51, 71], conversational question answering [53], visual captioning [1, 12, 59, 73], and visual question answering [4, 21, 76]. These applications can be categorized into three main types of LM: (1) image-text matching [20], (2) masked language modeling [16], and (3) prefix language modeling [6].", + "bbox": [ + 212, + 642, + 785, + 792 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Attribute recognition is a condensed VQA problem that requires predicting the visual attribute of an query object. The foundational methods proposed in the VQA domain mostly combine image-text matching and masked lan", + "bbox": [ + 212, + 794, + 785, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 383, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "guage modeling. Examples include LXMERT [63], UNITER [13], OSCAR [35], VinVL [77], ViLT [29], VLMo [5].", + "bbox": [ + 212, + 145, + 782, + 176 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Different from these works, we show that prefix language modeling (prefixLM) [6,10,11,69,75]) can approximate masked language modeling (see Sec. 3.3) in the attribute tasks. With a novel prompting scheme, prefixLM exhibits even greater expressive power than MLM, making it a powerful tool for deep visual reasoning [65, 72].", + "bbox": [ + 212, + 176, + 784, + 251 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Prompt learning originates in the field of natural language processing (NLP), where tasks like question-answering are frequently formulated as a \"fill-in-the-blank\" problem. Notable examples include BERT [16] which employs masked language modeling, and GPT [50] that uses prefix language modeling. While large language models (LLMs) [15,44,64] have been widely explored in NLP for fact-based reasoning, their application in the computer vision domain is relatively unexplored.", + "bbox": [ + 212, + 252, + 785, + 356 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Prompt learning in computer vision has gained attention following the success of CLIP [49]. Numerous works [38, 39, 48, 52, 60, 68, 72, 78] have focused on designing CLIP-prompts or utilizing the pre-trained CLIP checkpoint. Approaches such as [79, 80] learn the prompting vectors instead of manually designing text prompts.", + "bbox": [ + 212, + 357, + 784, + 431 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our approach focuses on its application towards attribute learning, which the aforementioned contrastive learning based methods are ill-suited for. Our proposed generative prompting is based on image-conditioned prefix language modeling [69, 75], which takes sequence ordering into consideration and is therefore well-suited for modeling the dependence between visual objects and attributes. The proposed method has potential applications in other visual reasoning problems such as visual relation detection [37] or scene graph generation [28].", + "bbox": [ + 212, + 433, + 784, + 539 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Approach", + "text_level": 1, + "bbox": [ + 214, + 560, + 346, + 578 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Image-Conditioned Language Modeling", + "text_level": 1, + "bbox": [ + 214, + 590, + 584, + 607 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our proposed generative retrieval is based on image-conditioned prefix language modeling, i.e. image captioning. Given an image $v$ , we aim to generate the corresponding text $x = (s_1, \\dots, s_n)$ by modeling the probability $p(x|v)$ using Eq. 1. This equation factors $p(x|v)$ into the product of conditional probabilities [6,50], where at each time step, the model predicts the next token $s_i$ based on the visual input $v$ and previous tokens $(s_0, \\dots, s_{i-1})$ ( $s_0$ is the start-of-sentence token “”).", + "bbox": [ + 212, + 614, + 782, + 720 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\np (x | v) = \\prod_ {i = 1} ^ {n} p \\left(s _ {i} | v, s _ {1}, \\dots , s _ {i - 1}\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 388, + 732, + 784, + 770 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The factorization provided by Eq.1 is advantageous as it breaks down the word generation process into individual probability factors. In Fig. 1 (left), we show that the model can capture various object-attribute compositions during pre-training. As a result, in downstream attribute-related tasks, we can leverage", + "bbox": [ + 212, + 779, + 784, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM", + "bbox": [ + 295, + 113, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "this factorization to address reasoning questions such as $p(w_{att}|v, w_{obj})$ , which represents the probability of observing an attribute $w_{att}$ (e.g., \"orange\", \"fluffy\") given the visual input $v$ and object $w_{obj}$ (e.g., a \"cat\").", + "bbox": [ + 212, + 146, + 787, + 193 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.2 Generative Retrieval for Attribute Classification", + "text_level": 1, + "bbox": [ + 214, + 215, + 661, + 231 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "We formalize the simplest attribute classification task as a common foundation for both generative retrieval and contrastive retrieval. Specifically, given an image $v$ and sentence $t^{(1)},\\ldots ,t^{(C)}$ ( $C$ is number of classes), retrieval-based classification involves designing a loss function $L(v,t)$ to measure the cost of aligning image $v$ and text $t^{(i)}$ ( $1\\leq i\\leq C$ ). Thus, zero-shot classification can be achieved through finding the class label $c = \\mathrm{argmin}_{1\\leq i\\leq C}\\{L(v,t^{(i)})\\}$ .", + "bbox": [ + 212, + 243, + 787, + 335 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Contrastive retrieval builds on the fact that paired image-text are projected into the same feature space through contrastive learning during pretraining. Assuming the image is encoded as $f(v)$ and the text is encoded as $g(t)$ , the contrastive learning objective aims to maximize the inner product between the matched image-text embeddings while minimizing the unmatched ones. This encourages paired image-text samples to have a high similarity while pushing unpaired samples apart. Under the common assumption of unit norm in the embeddings [26, 49, 62], this can be equivalently represented by using the L2 loss to measure the distance between image and text, denoted as $L^{(con)}(v,t) = \\| f(v) - g(t)\\|_2$ .", + "bbox": [ + 212, + 335, + 787, + 486 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Generative retrieval is our proposed approach for visual attribute recognition, which utilizes cross-entropy to evaluate the image-text alignment loss, represented as $L^{(gen)}(v,t) = -\\sum_{i=1}^{N}\\hat{p}(t_i)\\log q_\\theta(v,t_{j|j < i})$ . Here, $\\hat{p}(t_i) \\in \\mathbb{R}^{1 \\times V}$ ( $1 \\leq i \\leq N$ , $N$ is the length) represents the one-hot representation of the $i$ -th token of sentence $t$ . To generate the information at the $i$ -th step, the model $q_\\theta$ relies on the image $v$ and all previous text tokens $t_{j|j < i}$ to produce a probability distribution $q_\\theta(v,t_{j|j < i}) \\in \\mathbb{R}^{V \\times 1}$ over the vocabulary $V$ . The term $-\\hat{p}(t_i)\\log q_\\theta(v,t_{j|j < i}) \\in \\mathbb{R}^1$ represents the cross-entropy between the $i$ -th token in the sentence $t$ and the model's prediction at the $i$ -th step. Fig. 3 (middle) provides a visual representation of this equation.", + "bbox": [ + 212, + 486, + 789, + 638 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.3 Modeling the Conditional Dependence", + "text_level": 1, + "bbox": [ + 214, + 661, + 581, + 676 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "In generative retrieval, we can build different probabilistic models for visual attribute recognition by changing word ordering in the to-be-measured sentence (see Fig. 2). Our key contribution to the community is proposing and showcasing its versatility in enabling the design of arbitrary probabilistic model by engineering different structure for the measured sentence. Below, we use $\\{A\\}$ to indicate attribute, and $\\{O\\}$ to indicate object.", + "bbox": [ + 212, + 688, + 787, + 779 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Sentence \" $A$ \" This sentence models the simplest dependency for predicting attribute based on the image. In this dependency model, we focus on the cross-entropy of classifying the image as having a specific attribute, which can be achieved through a simple classification model. This approach aligns with early", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 383, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/572f51b00b7f3ed3f016fa6b707e613eaa9230ef601c81361eec1464ea6c499d.jpg", + "image_caption": [ + "Fig. 2: Conditional dependencies modeled by different sentence templates. Attribute recognition is modeled as a fill-in-the-blank problem for the highlighted “ $\\{A\\}$ ” in the graph. Our proposed method optimizes or approximates the joint probability of observing these graph meta-modals, all while only relying on the prefixLM pre-training." + ], + "image_footnote": [], + "bbox": [ + 251, + 213, + 723, + 321 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "methods [9, 18, 19, 31, 45, 46, 67, 74] that describe attributes rather than naming the objects.", + "bbox": [ + 212, + 352, + 782, + 380 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Sentence $\\{O\\}$ is $\\{A\\}$ . This sentence template models the prediction of attributes based on both an image and an object, approximating $p(\\{A\\} | v, \\{O\\})$ . In this dependency model, all sentences share the same prefix $\\{O\\}$ is (e.g., \"cat is orange\", \"cat is fluffy\", \"cat is cute\", etc.). Therefore, the only factor that matters in generative retrieval becomes $-\\hat{p}(\\{A\\}) q_{\\theta}(v, \\{O\\}, \\{is\\})$ , which quantifies the loss associated with classifying an attribute given the image and object. This dependency model characterizes recent attribute works such as [3, 47, 48, 77].", + "bbox": [ + 212, + 383, + 785, + 489 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Sentence \" $\\{A\\} \\{O\\}$ \". This sentence is similar to Masked Language Modeling (MLM) [16] as it involves filling in the blank in a sentence like \"an image of a [MASK] cat\". However, there are two key distinctions: (1) $p(\\{A\\} \\mid v)$ requires the attribute must be easily recognizable from the image, and (2) $p(\\{O\\} \\mid v, \\{A\\})$ requires that the attribute can be employed to modify the object. In contrast, MLM uses all contextual information to predict the masked token (attribute), regressing to the earlier sentence \" $\\{O\\} \\text{ is } \\{A\\}$ \". The probabilistic modeling derived from the sentence \" $\\{A\\} \\{O\\}$ \" closely resembles the approaches in [2, 25, 34], where attributes were utilized for object recognition.", + "bbox": [ + 212, + 489, + 785, + 626 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Sentence “ $\\{A\\}\\{O\\}$ is $\\{A\\}$ . This sentence produces unconventional sentences such as “fluffy cat is fluffy”. We highlight this sentence template to showcase the versatility of generative retrieval. In essence, this likelihood formulation includes all three previously discussed conditional probability terms: (1) $p(\\{A\\} | v) - \\text{classification}$ ; (2) $p(\\{O\\} | v, \\{A\\}) - \\text{object-attribute compatibility}$ ; and (3) $p(\\{A\\} | v, \\{O\\}) - \\text{attribute prediction based on image and object.}$ We present an approximate probability graph in Fig. 2 (right), where we duplicate both the attribute and object nodes. With the duplicated “ $\\{A\\}$ ” in the sentence, the resulting modeling accounts for the co-dependency between object and attribute. For example, attributes preceding objects: “red car”, “blue sky”; and objects preceding attributes: “kid is smiling”, “cat is lying”. This construction further bridges the gap between pre-training and zero-shot inference.", + "bbox": [ + 212, + 627, + 785, + 808 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Discussion. Our proposed generative retrieval is novel for two reasons. Firstly, from the language modeling perspective, we offer a new solution for", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM", + "bbox": [ + 295, + 113, + 730, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "training using prefixLM, enabling the model to mimic MLM or more advanced LM in a zero-shot manner for downstream tasks. Secondly, our generative retrieval produce dependency models at inference time that serves as meta-models for attribute recognition, since we can flexibly modify the probabilistic modeling and conditional dependence through changes in sentence templates. In our experiments, we show the results for the four different probabilistic attribute models (Fig. 2).", + "bbox": [ + 212, + 146, + 787, + 252 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.4 Finetuning on Attribute Tasks", + "text_level": 1, + "bbox": [ + 214, + 275, + 514, + 290 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Since the attribute class names have similar lengths, their cross-entropy scores $L^{(gen)}(v,t)$ with the image are expected to fall within a similar range of values (see Fig. 4). Therefore, an intuitive way to adapt the knowledge in a few-shot manner is to learn to \"rescale\" the retrieval scores to adapt to the new dataset priors during finetuning. Specifically, if $t^{(c)}$ is the sentence for class $c$ , we introduce learnable parameters bias $\\mu_c$ and scaling factor $\\sigma_c$ to adjust the $L^{(gen)}(v,t^{(c)})$ , resulting in a transformed probability $p_c = \\text{sigmoid}\\left(-\\frac{L^{(gen)}(v,t^{(c)}) - \\mu_c}{\\sigma_c}\\right)$ . This probability $p_c$ represents the likelihood of the image-object pair being associated with attribute $c$ . During finetuning, $p_c$ can be optimized using cross-entropy loss. In Sec. 4.2, we also provide the baseline results of finetuning the contrastive retrieval, using the same approach (but with loss score $L^{(con)}$ instead of $L^{(gen)}$ ).", + "bbox": [ + 212, + 300, + 787, + 470 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "For the additional parameters $\\mu_c$ and $\\sigma_c$ , we initialize $\\mu_c$ using -15.0 and $\\sigma_c$ using 0.5, inspired by the values we observed in Fig. 4 (which shows $-L^{(gen)}(v,t)$ for sorting purpose). The initial values roughly transform the logits $p_c$ to zero mean and scale the standard deviation to 6.0. To finetune the model, we use a batch size of 4, a maximum text length of 16, a weight-decay of 0.01. We use the Adafactor optimizer with $\\beta_1 = 0.9$ and $\\beta_2 = 0.999$ , and a learning rate of 1e-5 linearly decayed to zero in 100k training steps, which are roughly 1.8 training epochs. All experiments are conducted on single machine with TPUv3 with the average time to finetune a model being 7 hours.", + "bbox": [ + 212, + 472, + 789, + 607 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 214, + 631, + 377, + 648 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.1 Implementation Details", + "text_level": 1, + "bbox": [ + 214, + 662, + 457, + 678 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We use CoCa [75] pretrained on the LAION [58] as the foundation model. CoCa combines multimodal contrastive learning with image-conditioned prefix language modeling, as illustrated in Fig. 3. Its text decoder consists of (1) a unimodal text decoder trained on a contrastive learning objective with an image encoder, and (2) a multimodal text decoder trained to generate image captions by cross-attending to the image encoder. We adopt CoCa as the foundation model as it allows for performing both contrastive and generative retrieval with one model trained on the same image-text data, ensuring a fair comparison. In our experiments, we use the CoCa Base model, which consists of a ViT [30] image encoder with 12 transformer layers, a unimodal text decoder with 6 layers,", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 383, + 127 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/ac3aefdac4f3cc1897488a82dbeac08af66b2cc33466967cd9b475d4204125a2.jpg", + "image_caption": [ + "Fig. 3: Overview of Coca. CoCa integrates both contrastive learning and prefix language modeling. While its text decoder as a whole (Unimodal+Multimodal) learns to caption images, the first few layers (Unimodal) can be used for contrastive learning." + ], + "image_footnote": [], + "bbox": [ + 218, + 196, + 785, + 287 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "and a multimodal text decoder with an additional 6 layers. The image resolution is set to $224 \\times 224$ pixels with a patch size of $16 \\times 16$ pixels. All transformer layers have hidden dimensions of 768 and MLP size of 3,072.", + "bbox": [ + 212, + 333, + 782, + 378 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The following two datasets are used for evaluation:", + "bbox": [ + 238, + 380, + 607, + 393 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Visual Attribute in the Wild (VAW) [47] is a large dataset of images with explicitly labeled positive and negative attributes. The associated task requires a model to predict a set of visual attributes given an object's name and the image it is on. VAW contains 216,790 objects from 58,565 images for training, 12,286 objects from 3,317 images for validation, and 31,819 objects from 10,392 images for testing. We use the test set to report results after validating the model.", + "bbox": [ + 212, + 397, + 784, + 501 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Visual Genome Attribute Ranking (VGARank) is a modified version of the Visual Genome (VG) dataset [32] also designed to evaluate a model's ability to recognize visual attributes. The proposed dataset is different from VAW in that it is 1) an open-vocabulary ranking task, instead of a fixed vocabulary domain classification task, and 2) has two variants, VGARank-Attribute or VGARank-Object focusing on either attribute recognition given an object or object recognition given an attribute. This allows us to investigate how pretraining knowledge differs between attribute concepts and object concepts.", + "bbox": [ + 212, + 505, + 784, + 626 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "For VGARank-Attribute, each ranking problem is formulated with respect to one anchor object, with $N$ ground truth attributes paired with that object in Visual Genome's annotations and $(50 - N)$ additional false attributes. VGARank-O mirrors this design, but is formulated with respect to an anchor attribute present on the image. To make the problem challenging, these false pairings are selected in accordance to the dataset's conditional probability $P(object|attribute)$ or $P(object|object)$ , i.e. for a given object, we select the attributes most likely to co-occur with the object in the Visual Genome distribution but which are not true for the given bounding box. Additionally, if any of the selected fake pairing exists on the current image as part of another bounding box instance, we would not include it in the set of $(50 - N)$ fake pairings. In the case where the given object or attribute does not appear often enough in Visual Genome and there is not enough fake pairing candidates from the conditional probability $P(object|attribute)$ or $P(object|attribute|object)$ to make up the set of $(50 - N)$ , we", + "bbox": [ + 212, + 628, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM", + "bbox": [ + 295, + 114, + 730, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/939bd1cf186e9f15aaebe43beac6d701af0edd3f6fda3e962a028562e19276da.jpg", + "image_caption": [ + "Fig. 4: Zero-shot attribute prediction - qualitative results on the VAW dataset. Images are cropped using the yellow bounding boxes, and models only see the areas inside the boxes." + ], + "image_footnote": [], + "bbox": [ + 217, + 199, + 787, + 484 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "would select fake object or attribute according to the dataset prior $P(object)$ or $P_attribute)$ to fill the rest of the choices. We obtain a dataset with 770,721 ranking problems for training, 7,997 for validation, and 32,299 for testing, and the dataset is available on our GitHub page.", + "bbox": [ + 212, + 532, + 787, + 595 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Results on the VAW Dataset", + "text_level": 1, + "bbox": [ + 215, + 617, + 501, + 631 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "First, we show that generative retrieval is better than contrastive retrieval, then analyze various conditional models, and finally compare our results to the state-of-the-art and analyze in particular its much superior performance on the less frequently seen categories.", + "bbox": [ + 212, + 643, + 787, + 703 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Generative v.s. contrastive retrieval. The VAW dataset and the following metrics were used: rank (average rank of the correct predictions out of all 620 choices), mR@15 (mean recall over all classes at top 15 predictions for each instance), and mAP (mean average precision over all classes). We use average rank as the primary metric as it is more direct and comprehensive at describing overall ranking performance in a large candidate space.", + "bbox": [ + 212, + 704, + 787, + 794 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Tab. 1 and 2 show the results of the zero-shot and fine-tuning settings, respectively. Generative retrieval outperforms contrastive retrieval in both settings, demonstrating a stronger ability to model fine-grained associations between ob", + "bbox": [ + 212, + 795, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 382, + 127 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/c7011bbade2ffd181d574056fcd27f39e9ea27c1bf7e56a75442d71f0e285869.jpg", + "table_caption": [ + "Table 1: Zero-shot results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray.", + "Table 2: Finetuning results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray." + ], + "table_footnote": [], + "table_body": "
DependencyRank↓mR@15↑mAP↑
Con“{A}”95.132.052.5
“{A}{O}”149.822.447.1
“{O}is{A}”151.423.245.9
“{A}{O}is{A}”141.023.748.3
Gen“{A}”82.128.753.8
“{A}{O}”63.935.947.7
“{O}is{A}”61.932.946.1
“{A}{O}is{A}”56.031.749.9
", + "bbox": [ + 215, + 255, + 787, + 388 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "jects and attributes. Generative retrieval achieves a rank of 56.0 with its best sentence template, compared to 95.1 (↓ lower is better) for contrastive retrieval in the zero-shot setting (Tab. 1) and similarly achieves 10.6 vs 12.2 in the finetuning setting. (Tab. 2). As previously mentioned, there are two underlying reasons for generative retrieval's superiority. First, it captures true visual attributes, while contrastive retrieval may learn superficial connections through object identities (as shown in Tab. 1, adding object hints in contrastive retrieval makes it perform worse). Second, it explicitly models the object-attribute relations through their dependencies and interactions, which eliminates counterfactual attribute-object pairs. Fig. 4 shows some qualitative examples of differences between generative retrieval and contrastive retrieval. In the top-left example, the contrastive retrieval ranks highly the attributes \"sky is bell shaped\" and \"sky is graffiti\", which are strongly associated with other objects present in the bounding box but which are not applicable to the entity of sky. This shows that contrastive retrieval can surface attributes based on image-level associations acquired from contrastive pre-training, which is highly undesirable for attribute recognition.", + "bbox": [ + 212, + 416, + 787, + 657 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Conditional dependence modeling. In Tab. 1 and 2, we also investigate the four types of graphical models (see Fig. 2) that generate retrieval approximate. As finetuning results show similar trends, we present the zero-shot results in Tab. 1 (bottom).", + "bbox": [ + 212, + 659, + 787, + 718 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The simple classification sentence template “\\(\\{A\\}\\)” does not model the important object prior and achieves the worst rank of 82.1. The PrefixLM sentence template “\\(\\{A\\} \\{O\\}\\)” produces a better model with a rank of 63.9, as it first classifies attributes then checks whether the attributes fit the “[MASK] \\(\\{O\\} ””, and the MLM sentence template “\\(\\{O\\}\\) is \\(\\{A\\}\\)” has a similar rank of 61.9. We want to highlight that while all baselines on the VAW in Tab. 3 are analogous to this formulation, it is not the best among the four graphical models. Therefore, improving the probability modeling in these SOTA methods can potentially further", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM", + "bbox": [ + 295, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/3afa724ed992a74fb05f566b9ba14e97a0b607a9d93aea6e8e375c62a6162066.jpg", + "table_caption": [ + "Table 3: Comparing to the SOTA on the VAW dataset. The top rows show the baseline models; the last three rows shows the results of our method, finetuned with generative retrieval sentences. On the best baseline model, TAP, we primarily compare against the version without in-domain pretraining (LSA) on the evaluation dataset. The performance of the version of TAP with in-domain pretraining is included for completeness. For metric mA, we report mA@threshold=0.005 as cross-validated. Due to space constraints, we are moving the overall mR@15 and f1@15 to the supplementary material." + ], + "table_footnote": [], + "table_body": "
MethodsOverall mAP mAClass Imb. mAP HeadMed. TailAttribute Type mAP Colr. Mat. Shap.Size
ResNet-Bas.-CE56.450.364.652.735.954.064.655.956.954.647.559.2
LSEP61.067.169.157.340.956.167.163.161.458.750.764.9
PartialBCE+GNN62.368.970.158.740.157.766.564.165.159.354.465.9
ResNet-Bas.63.068.671.159.443.058.566.365.064.563.153.166.7
ML-GCN63.069.570.859.842.759.164.765.264.262.854.766.5
sarafianos2018deep64.668.372.561.542.962.968.864.965.762.356.667.4
SCoNE68.371.576.564.848.070.475.668.369.468.460.769.5
TAP(w/o in-domain)65.467.2----------
TAP(in-domain PT)73.473.577.672.958.871.674.57173.470.467.977.3
Ours “{a}{o}”70.873.774.071.058.273.175.070.961.872.268.870.7
Ours “{o}is{a}”72.074.774.972.060.675.276.072.662.972.769.672.0
Ours “{a}{o}is{a}”71.974.475.072.159.475.775.371.262.872.270.371.8
", + "bbox": [ + 215, + 253, + 792, + 454 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "improve their performance, and our generative retrieval offers an easy way to do so. Finally, the hybrid sentence template “ $\\{A\\}\\{O\\}$ is $\\{A\\}$ ” performs the best with an average rank of 56.0. This is because it jointly considers three important factors: $p(\\{A\\} | \\mathrm{v})$ , $p(\\{O\\} | \\mathrm{v}, \\{A\\}|$ , and $p(\\{A\\} | \\mathrm{v}, \\{O\\}|$ , all captured by the proposed generative retrieval. In particular, it is difficult for MLM to capture the latter two factors simultaneously, and this shows how our proposed prefixLM + generative retrieval is a more flexible approach.", + "bbox": [ + 212, + 494, + 787, + 602 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Comparing to the SOTA. We compared our fine-tuned model to the state-of-the-art methods in Tab. 3 using the following metrics from [47]: mAP (mean average precision over all classes), mA (mean balanced accuracy over all classes), mR@15 (mean recall over all classes at top 15 predictions in each instance), and F1@15 (overall F1 at top 15 predictions). The table below focuses on fine-grained mAP metrics as the best comparison for retrieval performance. Results on mR@15 and F1@15 can be found in the supplemental. The following baselines were considered: ResNet-Bas.-CE [3,27], ResNet-Bas. [46], LSEP [36], [57], PartialBCE + GNN [17], ML-GCN [14], SCoNE [47], and TAP [48]. We thank the authors from [47] for reimplementing/adapting all the baselines.", + "bbox": [ + 212, + 607, + 787, + 758 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "By leveraging vision-based PrefixLM pretraining, our method ranks first among methods without in-domain pretraining on the target evaluation dataset. Even compared to TAP with in-domain pretraining, our method ranks only slightly behind TAP in overall metric and outperforms TAP on most long-tail categories.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 382, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Compared to SCoNE and TAP, our method focuses on cross-domain knowledge extraction instead of task-specific modules or training procedures to fit to the dataset domain. The SCoNE and TAP work both rely on object mask supervision and large custom datasets during training, incorporates specialized modules, and are trained and tested in the same domain. In particular, the main metric gain in the TAP work is through in-domain pretraining on LSA [48]. Our method, on the other hand, is designed to be generalist and compatible to large-scale pretraining, while at the same time incorporating flexible probabilistic modeling in the architecture. One major advantage of our method is its significantly better performance in the distribution long tail — the rarer attributes of the Medium (72.0% mAP) and Tail (60.6% mAP) attribute classes, as shown in table 3. While SCoNE and TAP's has higher overall mAP and Head mAP, it does not necessarily mean they are better models overall, since these numbers are biased towards frequently observed attributes where it is easy for models to directly fit to the dataset, especially when it is in the same domain. Our model's strong performance on the long tail demonstrates its ability infer on rarely seen attributes and indicates that it fits to the priors carried by the foundation models, instead of to the dataset distribution.", + "bbox": [ + 212, + 146, + 787, + 417 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/a56d08080ebc35c583f2ba2e0ed21bec1c4c620bd549684961cce186c2178d82.jpg", + "table_caption": [ + "Table 4: Zero-shot results on VGARank-Attribute. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models.", + "Table 5: Zero-shot results on VGARank-Object. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models." + ], + "table_footnote": [], + "table_body": "
DependencyRnk↓R@1↑R@5↑R@10↑
Con“{A}”17.36.322.7
“{A} {O}”16.19.728.9
“{O} is {A}”17.28.726.4
“{A} {O} is {A}”16.59.027.9
Gen“{A}”14.08.934.2
“{A} {O}”13.013.941.6
“{O} is {A}”13.115.242.3
“{A} {O} is {A}”12.017.646.6
", + "bbox": [ + 215, + 512, + 787, + 643 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.3 Results on the VGARank Dataset", + "text_level": 1, + "bbox": [ + 215, + 695, + 542, + 709 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Generative vs Contrastive Retrieval. We make similar observations as on the VAW dataset, shown in Tab. 4 and 5. We observe that generative retrieval sentence variations significantly outperformed the contrastive counterparts on both datasets. The best generative retrieval sentence template on VGARank-Attribute is $\\{A\\} \\{O\\}$ is $\\{A\\}$ , achieving a rank of 12.0, while the best one on VGARank-Object is $\\{A\\} \\{O\\}$ , achieving a rank of 5.8. This again verifies our claim that generative retrieval is more optimal for attribute recognition than contrastive retrieval.", + "bbox": [ + 212, + 719, + 787, + 839 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM", + "bbox": [ + 295, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Conditional dependence modeling. Tab. 4 and 5 show the results on VGARank-A and VGARank-O. We boldface the targets to be predicted, which are “{A}” for VGARank-A, and “{O}” for VGARank-O.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "As in VAW, the classification template “ $\\{\\mathbf{A}\\}$ ” or “ $\\{\\mathbf{O}\\}$ ” is the least effective, with a rank of 14.0 on VGARank-A and 6.1 on VGARank-O. The PrefixLM template “ $\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}$ ” or “ $\\{\\mathbf{O}\\}$ is $\\{\\mathbf{A}\\}$ ” performs better with rank of 13.0 and 6.0, which is expected as it first classifies the target token then checks whether the target token fits the context. However, the more optimally ordered MLM template “ $\\{\\mathbf{O}\\}$ is $\\{\\mathbf{A}\\}$ ” or “ $\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}$ ” mostly outperforms the previous approach, which aligns with conclusions drawn by earlier works like [2,25,34] that suggest attributes help the classification of uncommon objects, hence our model’s better-than-SOTA performance on the mid and long-tail categories on VAW. Notably, “ $\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}$ ” achieves the best performance on the VGARank-O. The Hybrid template “ $\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}$ is $\\{\\mathbf{A}\\}$ ” or “ $\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}$ is $\\{\\mathbf{A}\\}$ ” performs the best on VGARank-A with a rank of 12.0, but it falls behind the “ $\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}$ ” variant on VGARank-O. We attribute this to the more challenging nature of attribute recognition as compared to object recognition, where the former can benefit from the more complex dependency modeling in our method, while the latter still relies more on salient information. The VGARank-A/VGARank-O experiments highlights the versatility of the proposed method in predicting attributes from objects and vice versa. This flexibility demonstrates the foundational nature of the prefixLM approach through generative retrieval — by simply making changes to the sentence template, we can construct various explainable probabilistic models, expanding the possibilities for modeling complex relationships between objects and attributes.", + "bbox": [ + 212, + 191, + 787, + 510 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion and Broader Impact", + "text_level": 1, + "bbox": [ + 215, + 534, + 560, + 551 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Our work reformulates attribute learning as a probabilistic modeling problem and a knowledge extraction process from pretraining to downstream tasks, and we in turn propose the generative retrieval method on a vision-based prefixLM foundation. By leveraging the knowledge on complex word dependencies captured by the foundation model during pretraining, our work enables the explicit modeling of various object-attribute dependencies in downstream attribute tasks. We also showcase the method's flexibility in emulating various conditional probabilistic dependencies, and we envision that vision-based prefixLM, through the proposed generative retrieval method, can serve as a universal framework to construct meta-models for representing and measuring complex logical relations.", + "bbox": [ + 212, + 566, + 787, + 718 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "As our method studies the visual attribute recognition problem in the context of large pretrained models, advancements in large vision-language models will directly translate to stronger performance on this domain. This work also benefits the broader community on image generative models by providing a better metric than CLIP for image-text alignment at a fine-grained, attribute level. This additional metric can lead to the creation of cleaner text-image datasets that has higher standards for caption details on object-attribute correctness, which would greatly benefit the training of generative models in the community.", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "W. Y. Zhu et al.", + "bbox": [ + 271, + 114, + 383, + 127 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 217, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Zhu et al.", + "bbox": [ + 271, + 114, + 382, + 126 + ], + "page_idx": 19 + } +] \ No newline at end of file diff --git a/2024/ArtVLM_ Attribute Recognition Through Vision-Based Prefix Language Modeling/fa4c6d1c-a3e0-4abd-b099-09262587aaf1_model.json b/2024/ArtVLM_ Attribute Recognition Through Vision-Based Prefix Language Modeling/fa4c6d1c-a3e0-4abd-b099-09262587aaf1_model.json new file mode 100644 index 0000000000000000000000000000000000000000..8bb23cf21f92d777496e67e168e526bd64d47b2d --- /dev/null +++ b/2024/ArtVLM_ Attribute Recognition Through Vision-Based Prefix Language Modeling/fa4c6d1c-a3e0-4abd-b099-09262587aaf1_model.json @@ -0,0 +1,2913 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.266, + 0.141, + 0.744, + 0.188 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based Prefix Language Modeling" + }, + { + "type": "text", + "bbox": [ + 0.257, + 0.212, + 0.747, + 0.245 + ], + "angle": 0, + "content": "William Yicheng Zhu\\(^{1*}\\), Keren Ye\\(^{1*}\\), Junjie Ke\\(^{1}\\), Jiahui Yu\\(^{2\\dagger}\\), Leonidas Guibas\\(^{1}\\), Peyman Milanfar\\(^{1}\\), and Feng Yang\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.405, + 0.254, + 0.601, + 0.27 + ], + "angle": 0, + "content": "1 Google Research 2 OpenAI" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.323, + 0.744, + 0.642 + ], + "angle": 0, + "content": "Abstract. Recognizing and disentangling visual attributes from objects is a foundation to many computer vision applications. While large vision-language representations like CLIP had largely resolved the task of zero-shot object recognition, zero-shot visual attribute recognition remains a challenge because CLIP's contrastively-learned vision-language representation cannot effectively capture object-attribute dependencies. In this paper, we target this weakness and propose a sentence generation-based retrieval formulation for attribute recognition that is novel in 1) explicitly modeling a to-be-measured and retrieved object-attribute relation as a conditional probability graph, which converts the recognition problem into a dependency-sensitive language-modeling problem, and 2) applying a large pretrained Vision-Language Model (VLM) on this reformulation and naturally distilling its knowledge of image-object-attribute relations to use towards attribute recognition. Specifically, for each attribute to be recognized on an image, we measure the visual-conditioned probability of generating a short sentence encoding the attribute's relation to objects on the image. Unlike contrastive retrieval, which measures likelihood by globally aligning elements of the sentence to the image, generative retrieval is sensitive to the order and dependency of objects and attributes in the sentence. We demonstrate through experiments that generative retrieval consistently outperforms contrastive retrieval on two visual reasoning datasets, Visual Attribute in the Wild (VAW), and our newly-proposed Visual Genome Attribute Ranking (VGARank)." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.668, + 0.377, + 0.684 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.701, + 0.788, + 0.807 + ], + "angle": 0, + "content": "Understanding attributes associated with objects in an image is essential for many computer vision applications, including content recommendation, visual reasoning, and text-to-image generative models. While supervised learning techniques such as classification [24, 33, 61], detection [23, 54, 55], and segmentation models [8, 56] have made significant progress in object recognition tasks, directly adding a branch for object-agnostic attribute prediction [18, 19, 46] can result in incorrect and counterfactual outputs since it fails to model the co-dependency" + }, + { + "type": "page_footnote", + "bbox": [ + 0.233, + 0.818, + 0.371, + 0.84 + ], + "angle": 0, + "content": "* Equal contribution. \n† Work done at Google." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.384, + 0.128 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.221 + ], + "angle": 0, + "content": "between attributes and the objects. Other existing attribute learning methods rely heavily on human annotations [2, 3, 25, 34, 77] to address this dependency, but this makes them expensive and hard to scale. All things considered, how to properly establish object-attribute relationship at scale remains an open problem." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.226, + 0.785, + 0.332 + ], + "angle": 0, + "content": "Large-scale image-text foundation models such as CLIP [49] and ALIGN [26] inspired us to explore their potential for attribute learning. These models have learned from a vast amount of noisy image-text pairs from the web, adequately utilizing self-supervised learning to benefit from easily accessible data sources. They have shown exceptional performance in zero-shot object recognition [38, 39, 48, 52, 60, 68, 72, 78] through image-text similarity measurement, a method which we refer to as \"contrastive retrieval\"." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.335, + 0.787, + 0.547 + ], + "angle": 0, + "content": "However, naively applying contrastive retrieval to attribute prediction tasks is suboptimal due to its two inherent problems. First, treating input text as an unstructured whole to be aligned with images results in insufficient learning on attributes if the object alone is distinguishable enough in the image to match the image-text pair, as often is the case in CLIP training data. This creates a discrepancy between the pre-training and the downstream tasks: the model learned to primarily differentiate between objects but is later asked to understand finer attributes. Second, contrastive prompting cannot model the co-dependency between objects and attributes. Since contrastive pre-training does not capture word sequence order, as opposed to language model pre-training (Fig. 1 (left)), the model is unable to correctly measure the likelihood of counterfactual combinations such as \"bell-shaped sky\" or \"graffitied sky\" (see Fig. 4). These challenges emphasize the necessity for better methods in modeling object-attribute dependency in the context of large image-text foundation models." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.55, + 0.788, + 0.793 + ], + "angle": 0, + "content": "This paper presents a novel approach to address the two aforementioned problems in applying image-text foundation models to attribute learning. The approach consists of two parts: prefix language modeling (prefixLM) [6, 69] as the pre-training foundation, and a novel, sentence generation-based formulation of attribute retrieval that allows for the extraction of pre-training knowledge for structural reasoning (see Fig. 1). During pre-training, the prefixLM is trained to predict the next token based on visual inputs and previous text tokens, which inherently captures diverse combinations of object-attribute dependencies in the sentence. In the downstream attribute recognition task, we measure the object-attribute alignment in an image by evaluating the probability of generating a sentence capturing the relations. We refer to this approach as \"generative retrieval\". In particular, this method enables flexible retrieval for a wide range of attribute relations (associative, possessive, or further modified with temporal words like \"currently\" or \"already\") through building arbitrary conditional dependency models for downstream tasks at inference time (Fig. 1 (right)), which are effectively \"meta-models\"." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.787, + 0.842 + ], + "angle": 0, + "content": "There are two immediate applications for the proposed prefixLM + generative retrieval framework: (1) describing objects through their visual appearance, state of being, or relationship to other objects in the image. And conversely," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.296, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.271 + ], + "angle": 0, + "content": "Fig. 1: Prefix language modeling and generative prompting. During pretraining, the image-conditioned prefix language model (prefixLM) learns to generate the captions associated with images, and through this way it curates knowledge and learn to reason on object-attribute composition and dependency present in the sentence. In the downstream attribute recognition task, we propose a novel generative retrieval strategy to extract and apply the knowledge acquired from the prefixLM's large-scale pretraining. Different from contrastive retrieval, generative retrieval models the conditional dependency in a sentence, hence is more aligned with the actual language semantics. {A} and {O} are placeholders for attributes or objects in the sentence." + }, + { + "type": "image_caption", + "bbox": [ + 0.276, + 0.283, + 0.404, + 0.297 + ], + "angle": 0, + "content": "PrefixLM Pretraining" + }, + { + "type": "image", + "bbox": [ + 0.278, + 0.298, + 0.397, + 0.388 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.283, + 0.388, + 0.388, + 0.414 + ], + "angle": 0, + "content": "...and there, the orange, fluffy cat is treading on the window sill, how cute" + }, + { + "type": "image", + "bbox": [ + 0.403, + 0.298, + 0.521, + 0.388 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.403, + 0.388, + 0.514, + 0.415 + ], + "angle": 0, + "content": "...The domestic shorthair cat lies flat on the bed, fast asleep..." + }, + { + "type": "text", + "bbox": [ + 0.281, + 0.419, + 0.32, + 0.43 + ], + "angle": 0, + "content": "\\(p(\"cat\"\\)" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.43, + 0.346, + 0.442 + ], + "angle": 0, + "content": "\\(p(\\) \"treading\"" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.442, + 0.321, + 0.453 + ], + "angle": 0, + "content": "\\(p(\\) \"cute" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.453, + 0.345, + 0.463 + ], + "angle": 0, + "content": "\\(p(\"cat\"\\)" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.464, + 0.342, + 0.475 + ], + "angle": 0, + "content": "\\(p(\"lies\\ flat\")\\)" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.475, + 0.337, + 0.486 + ], + "angle": 0, + "content": "\\(p(\"asleep\")\\)" + }, + { + "type": "text", + "bbox": [ + 0.282, + 0.486, + 0.299, + 0.495 + ], + "angle": 0, + "content": "…" + }, + { + "type": "text", + "bbox": [ + 0.351, + 0.419, + 0.373, + 0.43 + ], + "angle": 0, + "content": "1" + }, + { + "type": "text", + "bbox": [ + 0.351, + 0.43, + 0.373, + 0.441 + ], + "angle": 0, + "content": "1" + }, + { + "type": "text", + "bbox": [ + 0.351, + 0.441, + 0.373, + 0.452 + ], + "angle": 0, + "content": "1" + }, + { + "type": "text", + "bbox": [ + 0.351, + 0.453, + 0.373, + 0.463 + ], + "angle": 0, + "content": "#" + }, + { + "type": "text", + "bbox": [ + 0.351, + 0.463, + 0.373, + 0.475 + ], + "angle": 0, + "content": "#" + }, + { + "type": "text", + "bbox": [ + 0.351, + 0.475, + 0.373, + 0.486 + ], + "angle": 0, + "content": "#" + }, + { + "type": "list", + "bbox": [ + 0.351, + 0.419, + 0.373, + 0.486 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.378, + 0.419, + 0.488, + 0.43 + ], + "angle": 0, + "content": ", ..., \"orange\", \"fluffy\")" + }, + { + "type": "text", + "bbox": [ + 0.378, + 0.43, + 0.415, + 0.441 + ], + "angle": 0, + "content": ", ..., \"cat\"" + }, + { + "type": "text", + "bbox": [ + 0.378, + 0.441, + 0.415, + 0.452 + ], + "angle": 0, + "content": ", ..., \"cat\"" + }, + { + "type": "text", + "bbox": [ + 0.378, + 0.453, + 0.488, + 0.464 + ], + "angle": 0, + "content": ", ..., \"domestic\", \"short\"" + }, + { + "type": "text", + "bbox": [ + 0.378, + 0.464, + 0.425, + 0.475 + ], + "angle": 0, + "content": ", ..., \"cat\")" + }, + { + "type": "text", + "bbox": [ + 0.378, + 0.475, + 0.442, + 0.486 + ], + "angle": 0, + "content": ",..,\"cat\",...)" + }, + { + "type": "list", + "bbox": [ + 0.378, + 0.419, + 0.488, + 0.486 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.546, + 0.284, + 0.686, + 0.297 + ], + "angle": 0, + "content": "Zero-/few-shot Adaptation" + }, + { + "type": "text", + "bbox": [ + 0.551, + 0.298, + 0.624, + 0.31 + ], + "angle": 0, + "content": "Sentence: {A}" + }, + { + "type": "text", + "bbox": [ + 0.642, + 0.316, + 0.667, + 0.329 + ], + "angle": 0, + "content": "{A}" + }, + { + "type": "image", + "bbox": [ + 0.678, + 0.302, + 0.719, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.675, + 0.326, + 0.72, + 0.336 + ], + "angle": 0, + "content": "\"fluffy?\"" + }, + { + "type": "text", + "bbox": [ + 0.551, + 0.342, + 0.643, + 0.354 + ], + "angle": 0, + "content": "Sentence: \\(\\{\\mathrm{A}\\} \\{\\mathrm{O}\\}\\)" + }, + { + "type": "image", + "bbox": [ + 0.551, + 0.354, + 0.668, + 0.388 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.602, + 0.39, + 0.625, + 0.402 + ], + "angle": 0, + "content": "{O}" + }, + { + "type": "image", + "bbox": [ + 0.683, + 0.371, + 0.718, + 0.395 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.658, + 0.396, + 0.72, + 0.407 + ], + "angle": 0, + "content": "\"fluffy cat?\"" + }, + { + "type": "text", + "bbox": [ + 0.551, + 0.412, + 0.657, + 0.428 + ], + "angle": 0, + "content": "Sentence: \\(\\{\\mathrm{O}\\}\\) is \\(\\{\\mathrm{A}\\}\\)" + }, + { + "type": "image", + "bbox": [ + 0.551, + 0.428, + 0.668, + 0.475 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.6, + 0.477, + 0.625, + 0.489 + ], + "angle": 0, + "content": "{A}" + }, + { + "type": "image", + "bbox": [ + 0.682, + 0.456, + 0.718, + 0.48 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.647, + 0.48, + 0.72, + 0.49 + ], + "angle": 0, + "content": "\"cat is fluffy?\"" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.557, + 0.788, + 0.618 + ], + "angle": 0, + "content": "(2) recognizing objects based on their various visual attributes such as color, shape, size, and so on. In addition, our method can be further applied towards many other visual tasks that require structural reasoning. We summarize the contributions as follow:" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.626, + 0.789, + 0.671 + ], + "angle": 0, + "content": "1. We formally reframe the attribute recognition problem as a task of learning and modeling the image-object-attribute conditional probabilities in a large visual-language modeling setting." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.671, + 0.789, + 0.732 + ], + "angle": 0, + "content": "2. We establish the effectiveness of using prefixLM as a foundational model for capturing complex object-attribute relationships in pretraining, and propose the generative retrieval method to flexibly distill pretraining knowledge for downstream attribute recognition tasks." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.732, + 0.789, + 0.776 + ], + "angle": 0, + "content": "3. We demonstrate the limitations of purely using contrastive learning for attribute recognition and show the superior zero-shot and finetuning performance of our method." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.777, + 0.789, + 0.839 + ], + "angle": 0, + "content": "4. We introduce Visual Genome Attribute Ranking (VGARank), a novel benchmark combining attribute and object recognition tasks into an unified, and therefore directly comparable setting, to demonstrate the generalizability of the proposed approach." + }, + { + "type": "list", + "bbox": [ + 0.215, + 0.626, + 0.789, + 0.839 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.384, + 0.128 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.388, + 0.161 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.184, + 0.787, + 0.274 + ], + "angle": 0, + "content": "We first introduce studies on attribute learning, which mostly rely on handcrafted probabilistic models without the use of large language models. Then, we summarize existing works on language modeling to specifically introduce PrefixLM to the attribute learning tasks. Finally, we provide an overview of existing prompt learning techniques to introduce our novel approach of generative retrieval, which distillate information from the pretrained PrefixLM." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.276, + 0.787, + 0.472 + ], + "angle": 0, + "content": "Visual attribute recognition involves identifying the properties of visual objects, such as their color, material or shape. Early works had focused on object description \\((img \\rightarrow att)\\) using classification [18, 19, 46] or relative ranking models [9, 31, 45, 67, 74] to learn attribute presence independent of object category. Some works use attributes as a foundation [2, 25, 34] for zero-shot object recognition \\((img, att \\rightarrow obj\\); e.g., recognizing \"zebra\" by the attributes \"black\", \"white\", \"striped\") These works learn an attribute vector space and use it to recognize unseen visual objects based on the marginal probability. In visual object detection, some models [3, 77] train additional attribute prediction branches using the Vivasal Genome dataset [32] to improve model diversity and to create models with multi-tasking capabilities. These models concatenate the visual feature with the ground-truth object class embedding and feed them into an attribute prediction branch \\((img, obj \\rightarrow att)\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.474, + 0.787, + 0.58 + ], + "angle": 0, + "content": "Vector space-based approaches has also been studied for attribute recognition. For example, [7, 22, 48] apply the CLIP [49]. They use the CLIP embedding to compare visual information against predefined attribute prompts (img \\(\\leftrightarrow\\) obj, att), to determine if the image contains those attributes. In addition to CLIP, [40-43] allow objects and attributes to be projected into the same feature space, while the decoration of attributes on objects is modeled as an operator (img \\(\\leftrightarrow\\) obj OP att, operator OP could be \\(\\pm\\) or linear transform)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.581, + 0.787, + 0.642 + ], + "angle": 0, + "content": "Our innovation lies in the novel view of treating attribute recognition as a language modeling problem. We integrate probability modeling for image, object class, and attribute prediction in an unified image-text model, while leveraging LLM's foundational pre-training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.643, + 0.787, + 0.794 + ], + "angle": 0, + "content": "Language modeling (LM) estimates the probability of a sequence of words being observed in a sentence. Early language models use dense neural networks [6] or recursive neural networks [70], while recent large language models (LLMs) [15, 16, 49, 69, 75] are based on the transformer architecture [66] because of its strong generalizability. LM has many applications in both NLP and computer vision, including question answering (QA) [51, 71], conversational question answering [53], visual captioning [1, 12, 59, 73], and visual question answering [4, 21, 76]. These applications can be categorized into three main types of LM: (1) image-text matching [20], (2) masked language modeling [16], and (3) prefix language modeling [6]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Attribute recognition is a condensed VQA problem that requires predicting the visual attribute of an query object. The foundational methods proposed in the VQA domain mostly combine image-text matching and masked lan" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.296, + 0.114, + 0.731, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.177 + ], + "angle": 0, + "content": "guage modeling. Examples include LXMERT [63], UNITER [13], OSCAR [35], VinVL [77], ViLT [29], VLMo [5]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.785, + 0.252 + ], + "angle": 0, + "content": "Different from these works, we show that prefix language modeling (prefixLM) [6,10,11,69,75]) can approximate masked language modeling (see Sec. 3.3) in the attribute tasks. With a novel prompting scheme, prefixLM exhibits even greater expressive power than MLM, making it a powerful tool for deep visual reasoning [65, 72]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.787, + 0.357 + ], + "angle": 0, + "content": "Prompt learning originates in the field of natural language processing (NLP), where tasks like question-answering are frequently formulated as a \"fill-in-the-blank\" problem. Notable examples include BERT [16] which employs masked language modeling, and GPT [50] that uses prefix language modeling. While large language models (LLMs) [15,44,64] have been widely explored in NLP for fact-based reasoning, their application in the computer vision domain is relatively unexplored." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.358, + 0.785, + 0.433 + ], + "angle": 0, + "content": "Prompt learning in computer vision has gained attention following the success of CLIP [49]. Numerous works [38, 39, 48, 52, 60, 68, 72, 78] have focused on designing CLIP-prompts or utilizing the pre-trained CLIP checkpoint. Approaches such as [79, 80] learn the prompting vectors instead of manually designing text prompts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.434, + 0.785, + 0.54 + ], + "angle": 0, + "content": "Our approach focuses on its application towards attribute learning, which the aforementioned contrastive learning based methods are ill-suited for. Our proposed generative prompting is based on image-conditioned prefix language modeling [69, 75], which takes sequence ordering into consideration and is therefore well-suited for modeling the dependence between visual objects and attributes. The proposed method has potential applications in other visual reasoning problems such as visual relation detection [37] or scene graph generation [28]." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.561, + 0.347, + 0.579 + ], + "angle": 0, + "content": "3 Approach" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.592, + 0.586, + 0.608 + ], + "angle": 0, + "content": "3.1 Image-Conditioned Language Modeling" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.616, + 0.784, + 0.722 + ], + "angle": 0, + "content": "Our proposed generative retrieval is based on image-conditioned prefix language modeling, i.e. image captioning. Given an image \\( v \\), we aim to generate the corresponding text \\( x = (s_1, \\dots, s_n) \\) by modeling the probability \\( p(x|v) \\) using Eq. 1. This equation factors \\( p(x|v) \\) into the product of conditional probabilities [6,50], where at each time step, the model predicts the next token \\( s_i \\) based on the visual input \\( v \\) and previous tokens \\( (s_0, \\dots, s_{i-1}) \\) (\\( s_0 \\) is the start-of-sentence token “”)." + }, + { + "type": "equation", + "bbox": [ + 0.389, + 0.733, + 0.785, + 0.771 + ], + "angle": 0, + "content": "\\[\np (x | v) = \\prod_ {i = 1} ^ {n} p \\left(s _ {i} | v, s _ {1}, \\dots , s _ {i - 1}\\right) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "The factorization provided by Eq.1 is advantageous as it breaks down the word generation process into individual probability factors. In Fig. 1 (left), we show that the model can capture various object-attribute compositions during pre-training. As a result, in downstream attribute-related tasks, we can leverage" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.384, + 0.128 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.194 + ], + "angle": 0, + "content": "this factorization to address reasoning questions such as \\( p(w_{att}|v, w_{obj}) \\), which represents the probability of observing an attribute \\( w_{att} \\) (e.g., \"orange\", \"fluffy\") given the visual input \\( v \\) and object \\( w_{obj} \\) (e.g., a \"cat\")." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.217, + 0.663, + 0.232 + ], + "angle": 0, + "content": "3.2 Generative Retrieval for Attribute Classification" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.244, + 0.788, + 0.336 + ], + "angle": 0, + "content": "We formalize the simplest attribute classification task as a common foundation for both generative retrieval and contrastive retrieval. Specifically, given an image \\( v \\) and sentence \\( t^{(1)},\\ldots ,t^{(C)} \\) (\\( C \\) is number of classes), retrieval-based classification involves designing a loss function \\( L(v,t) \\) to measure the cost of aligning image \\( v \\) and text \\( t^{(i)} \\) (\\( 1\\leq i\\leq C \\)). Thus, zero-shot classification can be achieved through finding the class label \\( c = \\mathrm{argmin}_{1\\leq i\\leq C}\\{L(v,t^{(i)})\\} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.336, + 0.789, + 0.487 + ], + "angle": 0, + "content": "Contrastive retrieval builds on the fact that paired image-text are projected into the same feature space through contrastive learning during pretraining. Assuming the image is encoded as \\( f(v) \\) and the text is encoded as \\( g(t) \\), the contrastive learning objective aims to maximize the inner product between the matched image-text embeddings while minimizing the unmatched ones. This encourages paired image-text samples to have a high similarity while pushing unpaired samples apart. Under the common assumption of unit norm in the embeddings [26, 49, 62], this can be equivalently represented by using the L2 loss to measure the distance between image and text, denoted as \\( L^{(con)}(v,t) = \\| f(v) - g(t)\\|_2 \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.79, + 0.639 + ], + "angle": 0, + "content": "Generative retrieval is our proposed approach for visual attribute recognition, which utilizes cross-entropy to evaluate the image-text alignment loss, represented as \\( L^{(gen)}(v,t) = -\\sum_{i=1}^{N}\\hat{p}(t_i)\\log q_\\theta(v,t_{j|j < i}) \\). Here, \\( \\hat{p}(t_i) \\in \\mathbb{R}^{1 \\times V} \\) (\\( 1 \\leq i \\leq N \\), \\( N \\) is the length) represents the one-hot representation of the \\( i \\)-th token of sentence \\( t \\). To generate the information at the \\( i \\)-th step, the model \\( q_\\theta \\) relies on the image \\( v \\) and all previous text tokens \\( t_{j|j < i} \\) to produce a probability distribution \\( q_\\theta(v,t_{j|j < i}) \\in \\mathbb{R}^{V \\times 1} \\) over the vocabulary \\( V \\). The term \\( -\\hat{p}(t_i)\\log q_\\theta(v,t_{j|j < i}) \\in \\mathbb{R}^1 \\) represents the cross-entropy between the \\( i \\)-th token in the sentence \\( t \\) and the model's prediction at the \\( i \\)-th step. Fig. 3 (middle) provides a visual representation of this equation." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.662, + 0.583, + 0.677 + ], + "angle": 0, + "content": "3.3 Modeling the Conditional Dependence" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.78 + ], + "angle": 0, + "content": "In generative retrieval, we can build different probabilistic models for visual attribute recognition by changing word ordering in the to-be-measured sentence (see Fig. 2). Our key contribution to the community is proposing and showcasing its versatility in enabling the design of arbitrary probabilistic model by engineering different structure for the measured sentence. Below, we use \\(\\{A\\}\\) to indicate attribute, and \\(\\{O\\}\\) to indicate object." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Sentence \"\\(A\\)\" This sentence models the simplest dependency for predicting attribute based on the image. In this dependency model, we focus on the cross-entropy of classifying the image as having a specific attribute, which can be achieved through a simple classification model. This approach aligns with early" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.296, + 0.114, + 0.731, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.203 + ], + "angle": 0, + "content": "Fig. 2: Conditional dependencies modeled by different sentence templates. Attribute recognition is modeled as a fill-in-the-blank problem for the highlighted “\\(\\{A\\}\\)” in the graph. Our proposed method optimizes or approximates the joint probability of observing these graph meta-modals, all while only relying on the prefixLM pre-training." + }, + { + "type": "image", + "bbox": [ + 0.252, + 0.214, + 0.725, + 0.322 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.353, + 0.784, + 0.381 + ], + "angle": 0, + "content": "methods [9, 18, 19, 31, 45, 46, 67, 74] that describe attributes rather than naming the objects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.384, + 0.787, + 0.49 + ], + "angle": 0, + "content": "Sentence \\(\\{O\\}\\) is \\(\\{A\\}\\). This sentence template models the prediction of attributes based on both an image and an object, approximating \\(p(\\{A\\} | v, \\{O\\})\\). In this dependency model, all sentences share the same prefix \\(\\{O\\}\\) is (e.g., \"cat is orange\", \"cat is fluffy\", \"cat is cute\", etc.). Therefore, the only factor that matters in generative retrieval becomes \\(-\\hat{p}(\\{A\\}) q_{\\theta}(v, \\{O\\}, \\{is\\})\\), which quantifies the loss associated with classifying an attribute given the image and object. This dependency model characterizes recent attribute works such as [3, 47, 48, 77]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.491, + 0.787, + 0.627 + ], + "angle": 0, + "content": "Sentence \"\\( \\{A\\} \\{O\\} \\)\". This sentence is similar to Masked Language Modeling (MLM) [16] as it involves filling in the blank in a sentence like \"an image of a [MASK] cat\". However, there are two key distinctions: (1) \\( p(\\{A\\} \\mid v) \\) requires the attribute must be easily recognizable from the image, and (2) \\( p(\\{O\\} \\mid v, \\{A\\}) \\) requires that the attribute can be employed to modify the object. In contrast, MLM uses all contextual information to predict the masked token (attribute), regressing to the earlier sentence \"\\( \\{O\\} \\text{ is } \\{A\\} \\)\". The probabilistic modeling derived from the sentence \"\\( \\{A\\} \\{O\\} \\)\" closely resembles the approaches in [2, 25, 34], where attributes were utilized for object recognition." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.628, + 0.787, + 0.809 + ], + "angle": 0, + "content": "Sentence “\\(\\{A\\}\\{O\\}\\) is \\(\\{A\\}\\). This sentence produces unconventional sentences such as “fluffy cat is fluffy”. We highlight this sentence template to showcase the versatility of generative retrieval. In essence, this likelihood formulation includes all three previously discussed conditional probability terms: (1) \\(p(\\{A\\} | v) - \\text{classification}\\); (2) \\(p(\\{O\\} | v, \\{A\\}) - \\text{object-attribute compatibility}\\); and (3) \\(p(\\{A\\} | v, \\{O\\}) - \\text{attribute prediction based on image and object.}\\) We present an approximate probability graph in Fig. 2 (right), where we duplicate both the attribute and object nodes. With the duplicated “\\(\\{A\\}\\)” in the sentence, the resulting modeling accounts for the co-dependency between object and attribute. For example, attributes preceding objects: “red car”, “blue sky”; and objects preceding attributes: “kid is smiling”, “cat is lying”. This construction further bridges the gap between pre-training and zero-shot inference." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Discussion. Our proposed generative retrieval is novel for two reasons. Firstly, from the language modeling perspective, we offer a new solution for" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.384, + 0.128 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.253 + ], + "angle": 0, + "content": "training using prefixLM, enabling the model to mimic MLM or more advanced LM in a zero-shot manner for downstream tasks. Secondly, our generative retrieval produce dependency models at inference time that serves as meta-models for attribute recognition, since we can flexibly modify the probabilistic modeling and conditional dependence through changes in sentence templates. In our experiments, we show the results for the four different probabilistic attribute models (Fig. 2)." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.276, + 0.515, + 0.291 + ], + "angle": 0, + "content": "3.4 Finetuning on Attribute Tasks" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.301, + 0.789, + 0.472 + ], + "angle": 0, + "content": "Since the attribute class names have similar lengths, their cross-entropy scores \\( L^{(gen)}(v,t) \\) with the image are expected to fall within a similar range of values (see Fig. 4). Therefore, an intuitive way to adapt the knowledge in a few-shot manner is to learn to \"rescale\" the retrieval scores to adapt to the new dataset priors during finetuning. Specifically, if \\( t^{(c)} \\) is the sentence for class \\( c \\), we introduce learnable parameters bias \\( \\mu_c \\) and scaling factor \\( \\sigma_c \\) to adjust the \\( L^{(gen)}(v,t^{(c)}) \\), resulting in a transformed probability \\( p_c = \\text{sigmoid}\\left(-\\frac{L^{(gen)}(v,t^{(c)}) - \\mu_c}{\\sigma_c}\\right) \\). This probability \\( p_c \\) represents the likelihood of the image-object pair being associated with attribute \\( c \\). During finetuning, \\( p_c \\) can be optimized using cross-entropy loss. In Sec. 4.2, we also provide the baseline results of finetuning the contrastive retrieval, using the same approach (but with loss score \\( L^{(con)} \\) instead of \\( L^{(gen)} \\))." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.473, + 0.79, + 0.608 + ], + "angle": 0, + "content": "For the additional parameters \\(\\mu_c\\) and \\(\\sigma_c\\), we initialize \\(\\mu_c\\) using -15.0 and \\(\\sigma_c\\) using 0.5, inspired by the values we observed in Fig. 4 (which shows \\(-L^{(gen)}(v,t)\\) for sorting purpose). The initial values roughly transform the logits \\(p_c\\) to zero mean and scale the standard deviation to 6.0. To finetune the model, we use a batch size of 4, a maximum text length of 16, a weight-decay of 0.01. We use the Adafactor optimizer with \\(\\beta_1 = 0.9\\) and \\(\\beta_2 = 0.999\\), and a learning rate of 1e-5 linearly decayed to zero in 100k training steps, which are roughly 1.8 training epochs. All experiments are conducted on single machine with TPUv3 with the average time to finetune a model being 7 hours." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.632, + 0.378, + 0.649 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.664, + 0.458, + 0.679 + ], + "angle": 0, + "content": "4.1 Implementation Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "We use CoCa [75] pretrained on the LAION [58] as the foundation model. CoCa combines multimodal contrastive learning with image-conditioned prefix language modeling, as illustrated in Fig. 3. Its text decoder consists of (1) a unimodal text decoder trained on a contrastive learning objective with an image encoder, and (2) a multimodal text decoder trained to generate image captions by cross-attending to the image encoder. We adopt CoCa as the foundation model as it allows for performing both contrastive and generative retrieval with one model trained on the same image-text data, ensuring a fair comparison. In our experiments, we use the CoCa Base model, which consists of a ViT [30] image encoder with 12 transformer layers, a unimodal text decoder with 6 layers," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.296, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.145, + 0.784, + 0.187 + ], + "angle": 0, + "content": "Fig. 3: Overview of Coca. CoCa integrates both contrastive learning and prefix language modeling. While its text decoder as a whole (Unimodal+Multimodal) learns to caption images, the first few layers (Unimodal) can be used for contrastive learning." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.198, + 0.787, + 0.288 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.334, + 0.784, + 0.379 + ], + "angle": 0, + "content": "and a multimodal text decoder with an additional 6 layers. The image resolution is set to \\(224 \\times 224\\) pixels with a patch size of \\(16 \\times 16\\) pixels. All transformer layers have hidden dimensions of 768 and MLP size of 3,072." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.381, + 0.608, + 0.395 + ], + "angle": 0, + "content": "The following two datasets are used for evaluation:" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.398, + 0.785, + 0.502 + ], + "angle": 0, + "content": "Visual Attribute in the Wild (VAW) [47] is a large dataset of images with explicitly labeled positive and negative attributes. The associated task requires a model to predict a set of visual attributes given an object's name and the image it is on. VAW contains 216,790 objects from 58,565 images for training, 12,286 objects from 3,317 images for validation, and 31,819 objects from 10,392 images for testing. We use the test set to report results after validating the model." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.785, + 0.627 + ], + "angle": 0, + "content": "Visual Genome Attribute Ranking (VGARank) is a modified version of the Visual Genome (VG) dataset [32] also designed to evaluate a model's ability to recognize visual attributes. The proposed dataset is different from VAW in that it is 1) an open-vocabulary ranking task, instead of a fixed vocabulary domain classification task, and 2) has two variants, VGARank-Attribute or VGARank-Object focusing on either attribute recognition given an object or object recognition given an attribute. This allows us to investigate how pretraining knowledge differs between attribute concepts and object concepts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.63, + 0.787, + 0.841 + ], + "angle": 0, + "content": "For VGARank-Attribute, each ranking problem is formulated with respect to one anchor object, with \\( N \\) ground truth attributes paired with that object in Visual Genome's annotations and \\( (50 - N) \\) additional false attributes. VGARank-O mirrors this design, but is formulated with respect to an anchor attribute present on the image. To make the problem challenging, these false pairings are selected in accordance to the dataset's conditional probability \\( P(object|attribute) \\) or \\( P(object|object) \\), i.e. for a given object, we select the attributes most likely to co-occur with the object in the Visual Genome distribution but which are not true for the given bounding box. Additionally, if any of the selected fake pairing exists on the current image as part of another bounding box instance, we would not include it in the set of \\( (50 - N) \\) fake pairings. In the case where the given object or attribute does not appear often enough in Visual Genome and there is not enough fake pairing candidates from the conditional probability \\( P(object|attribute) \\) or \\( P(object|attribute|object) \\) to make up the set of \\( (50 - N) \\), we" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.128 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.186 + ], + "angle": 0, + "content": "Fig. 4: Zero-shot attribute prediction - qualitative results on the VAW dataset. Images are cropped using the yellow bounding boxes, and models only see the areas inside the boxes." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.2, + 0.789, + 0.486 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.534, + 0.788, + 0.596 + ], + "angle": 0, + "content": "would select fake object or attribute according to the dataset prior \\( P(object) \\) or \\( P_attribute) \\) to fill the rest of the choices. We obtain a dataset with 770,721 ranking problems for training, 7,997 for validation, and 32,299 for testing, and the dataset is available on our GitHub page." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.618, + 0.502, + 0.632 + ], + "angle": 0, + "content": "4.2 Results on the VAW Dataset" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.644, + 0.788, + 0.704 + ], + "angle": 0, + "content": "First, we show that generative retrieval is better than contrastive retrieval, then analyze various conditional models, and finally compare our results to the state-of-the-art and analyze in particular its much superior performance on the less frequently seen categories." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.788, + 0.795 + ], + "angle": 0, + "content": "Generative v.s. contrastive retrieval. The VAW dataset and the following metrics were used: rank (average rank of the correct predictions out of all 620 choices), mR@15 (mean recall over all classes at top 15 predictions for each instance), and mAP (mean average precision over all classes). We use average rank as the primary metric as it is more direct and comprehensive at describing overall ranking performance in a large candidate space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Tab. 1 and 2 show the results of the zero-shot and fine-tuning settings, respectively. Generative retrieval outperforms contrastive retrieval in both settings, demonstrating a stronger ability to model fine-grained associations between ob" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.297, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.499, + 0.244 + ], + "angle": 0, + "content": "Table 1: Zero-shot results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray." + }, + { + "type": "table_caption", + "bbox": [ + 0.504, + 0.145, + 0.788, + 0.244 + ], + "angle": 0, + "content": "Table 2: Finetuning results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.256, + 0.789, + 0.389 + ], + "angle": 0, + "content": "
DependencyRank↓mR@15↑mAP↑
Con“{A}”95.132.052.5
“{A}{O}”149.822.447.1
“{O}is{A}”151.423.245.9
“{A}{O}is{A}”141.023.748.3
Gen“{A}”82.128.753.8
“{A}{O}”63.935.947.7
“{O}is{A}”61.932.946.1
“{A}{O}is{A}”56.031.749.9
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.417, + 0.788, + 0.659 + ], + "angle": 0, + "content": "jects and attributes. Generative retrieval achieves a rank of 56.0 with its best sentence template, compared to 95.1 (↓ lower is better) for contrastive retrieval in the zero-shot setting (Tab. 1) and similarly achieves 10.6 vs 12.2 in the finetuning setting. (Tab. 2). As previously mentioned, there are two underlying reasons for generative retrieval's superiority. First, it captures true visual attributes, while contrastive retrieval may learn superficial connections through object identities (as shown in Tab. 1, adding object hints in contrastive retrieval makes it perform worse). Second, it explicitly models the object-attribute relations through their dependencies and interactions, which eliminates counterfactual attribute-object pairs. Fig. 4 shows some qualitative examples of differences between generative retrieval and contrastive retrieval. In the top-left example, the contrastive retrieval ranks highly the attributes \"sky is bell shaped\" and \"sky is graffiti\", which are strongly associated with other objects present in the bounding box but which are not applicable to the entity of sky. This shows that contrastive retrieval can surface attributes based on image-level associations acquired from contrastive pre-training, which is highly undesirable for attribute recognition." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.66, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Conditional dependence modeling. In Tab. 1 and 2, we also investigate the four types of graphical models (see Fig. 2) that generate retrieval approximate. As finetuning results show similar trends, we present the zero-shot results in Tab. 1 (bottom)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The simple classification sentence template “\\(\\{A\\}\\)” does not model the important object prior and achieves the worst rank of 82.1. The PrefixLM sentence template “\\(\\{A\\} \\{O\\}\\)” produces a better model with a rank of 63.9, as it first classifies attributes then checks whether the attributes fit the “[MASK] \\(\\{O\\} ””, and the MLM sentence template “\\(\\{O\\}\\) is \\(\\{A\\}\\)” has a similar rank of 61.9. We want to highlight that while all baselines on the VAW in Tab. 3 are analogous to this formulation, it is not the best among the four graphical models. Therefore, improving the probability modeling in these SOTA methods can potentially further" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.127 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.244 + ], + "angle": 0, + "content": "Table 3: Comparing to the SOTA on the VAW dataset. The top rows show the baseline models; the last three rows shows the results of our method, finetuned with generative retrieval sentences. On the best baseline model, TAP, we primarily compare against the version without in-domain pretraining (LSA) on the evaluation dataset. The performance of the version of TAP with in-domain pretraining is included for completeness. For metric mA, we report mA@threshold=0.005 as cross-validated. Due to space constraints, we are moving the overall mR@15 and f1@15 to the supplementary material." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.254, + 0.794, + 0.455 + ], + "angle": 0, + "content": "
MethodsOverall mAP mAClass Imb. mAP HeadMed. TailAttribute Type mAP Colr. Mat. Shap.Size
ResNet-Bas.-CE56.450.364.652.735.954.064.655.956.954.647.559.2
LSEP61.067.169.157.340.956.167.163.161.458.750.764.9
PartialBCE+GNN62.368.970.158.740.157.766.564.165.159.354.465.9
ResNet-Bas.63.068.671.159.443.058.566.365.064.563.153.166.7
ML-GCN63.069.570.859.842.759.164.765.264.262.854.766.5
sarafianos2018deep64.668.372.561.542.962.968.864.965.762.356.667.4
SCoNE68.371.576.564.848.070.475.668.369.468.460.769.5
TAP(w/o in-domain)65.467.2----------
TAP(in-domain PT)73.473.577.672.958.871.674.57173.470.467.977.3
Ours “{a}{o}”70.873.774.071.058.273.175.070.961.872.268.870.7
Ours “{o}is{a}”72.074.774.972.060.675.276.072.662.972.769.672.0
Ours “{a}{o}is{a}”71.974.475.072.159.475.775.371.262.872.270.371.8
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.496, + 0.788, + 0.603 + ], + "angle": 0, + "content": "improve their performance, and our generative retrieval offers an easy way to do so. Finally, the hybrid sentence template “\\(\\{A\\}\\{O\\}\\) is \\(\\{A\\}\\)” performs the best with an average rank of 56.0. This is because it jointly considers three important factors: \\(p(\\{A\\} | \\mathrm{v})\\), \\(p(\\{O\\} | \\mathrm{v}, \\{A\\}|\\), and \\(p(\\{A\\} | \\mathrm{v}, \\{O\\}|\\), all captured by the proposed generative retrieval. In particular, it is difficult for MLM to capture the latter two factors simultaneously, and this shows how our proposed prefixLM + generative retrieval is a more flexible approach." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.608, + 0.788, + 0.76 + ], + "angle": 0, + "content": "Comparing to the SOTA. We compared our fine-tuned model to the state-of-the-art methods in Tab. 3 using the following metrics from [47]: mAP (mean average precision over all classes), mA (mean balanced accuracy over all classes), mR@15 (mean recall over all classes at top 15 predictions in each instance), and F1@15 (overall F1 at top 15 predictions). The table below focuses on fine-grained mAP metrics as the best comparison for retrieval performance. Results on mR@15 and F1@15 can be found in the supplemental. The following baselines were considered: ResNet-Bas.-CE [3,27], ResNet-Bas. [46], LSEP [36], [57], PartialBCE + GNN [17], ML-GCN [14], SCoNE [47], and TAP [48]. We thank the authors from [47] for reimplementing/adapting all the baselines." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "By leveraging vision-based PrefixLM pretraining, our method ranks first among methods without in-domain pretraining on the target evaluation dataset. Even compared to TAP with in-domain pretraining, our method ranks only slightly behind TAP in overall metric and outperforms TAP on most long-tail categories." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.297, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.419 + ], + "angle": 0, + "content": "Compared to SCoNE and TAP, our method focuses on cross-domain knowledge extraction instead of task-specific modules or training procedures to fit to the dataset domain. The SCoNE and TAP work both rely on object mask supervision and large custom datasets during training, incorporates specialized modules, and are trained and tested in the same domain. In particular, the main metric gain in the TAP work is through in-domain pretraining on LSA [48]. Our method, on the other hand, is designed to be generalist and compatible to large-scale pretraining, while at the same time incorporating flexible probabilistic modeling in the architecture. One major advantage of our method is its significantly better performance in the distribution long tail — the rarer attributes of the Medium (72.0% mAP) and Tail (60.6% mAP) attribute classes, as shown in table 3. While SCoNE and TAP's has higher overall mAP and Head mAP, it does not necessarily mean they are better models overall, since these numbers are biased towards frequently observed attributes where it is easy for models to directly fit to the dataset, especially when it is in the same domain. Our model's strong performance on the long tail demonstrates its ability infer on rarely seen attributes and indicates that it fits to the priors carried by the foundation models, instead of to the dataset distribution." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.445, + 0.499, + 0.501 + ], + "angle": 0, + "content": "Table 4: Zero-shot results on VGARank-Attribute. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models." + }, + { + "type": "table_caption", + "bbox": [ + 0.504, + 0.445, + 0.788, + 0.501 + ], + "angle": 0, + "content": "Table 5: Zero-shot results on VGARank-Object. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.513, + 0.789, + 0.645 + ], + "angle": 0, + "content": "
DependencyRnk↓R@1↑R@5↑R@10↑
Con“{A}”17.36.322.7
“{A} {O}”16.19.728.9
“{O} is {A}”17.28.726.4
“{A} {O} is {A}”16.59.027.9
Gen“{A}”14.08.934.2
“{A} {O}”13.013.941.6
“{O} is {A}”13.115.242.3
“{A} {O} is {A}”12.017.646.6
" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.696, + 0.544, + 0.71 + ], + "angle": 0, + "content": "4.3 Results on the VGARank Dataset" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Generative vs Contrastive Retrieval. We make similar observations as on the VAW dataset, shown in Tab. 4 and 5. We observe that generative retrieval sentence variations significantly outperformed the contrastive counterparts on both datasets. The best generative retrieval sentence template on VGARank-Attribute is \\(\\{A\\} \\{O\\}\\) is \\(\\{A\\}\\), achieving a rank of 12.0, while the best one on VGARank-Object is \\(\\{A\\} \\{O\\}\\), achieving a rank of 5.8. This again verifies our claim that generative retrieval is more optimal for attribute recognition than contrastive retrieval." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.384, + 0.128 + ], + "angle": 0, + "content": "W. Y. Zhu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "Conditional dependence modeling. Tab. 4 and 5 show the results on VGARank-A and VGARank-O. We boldface the targets to be predicted, which are “{A}” for VGARank-A, and “{O}” for VGARank-O." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.788, + 0.511 + ], + "angle": 0, + "content": "As in VAW, the classification template “\\(\\{\\mathbf{A}\\}\\)” or “\\(\\{\\mathbf{O}\\}\\)” is the least effective, with a rank of 14.0 on VGARank-A and 6.1 on VGARank-O. The PrefixLM template “\\(\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}\\)” or “\\(\\{\\mathbf{O}\\}\\) is \\(\\{\\mathbf{A}\\}\\)” performs better with rank of 13.0 and 6.0, which is expected as it first classifies the target token then checks whether the target token fits the context. However, the more optimally ordered MLM template “\\(\\{\\mathbf{O}\\}\\) is \\(\\{\\mathbf{A}\\}\\)” or “\\(\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}\\)” mostly outperforms the previous approach, which aligns with conclusions drawn by earlier works like [2,25,34] that suggest attributes help the classification of uncommon objects, hence our model’s better-than-SOTA performance on the mid and long-tail categories on VAW. Notably, “\\(\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}\\)” achieves the best performance on the VGARank-O. The Hybrid template “\\(\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}\\) is \\(\\{\\mathbf{A}\\}\\)” or “\\(\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}\\) is \\(\\{\\mathbf{A}\\}\\)” performs the best on VGARank-A with a rank of 12.0, but it falls behind the “\\(\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}\\)” variant on VGARank-O. We attribute this to the more challenging nature of attribute recognition as compared to object recognition, where the former can benefit from the more complex dependency modeling in our method, while the latter still relies more on salient information. The VGARank-A/VGARank-O experiments highlights the versatility of the proposed method in predicting attributes from objects and vice versa. This flexibility demonstrates the foundational nature of the prefixLM approach through generative retrieval — by simply making changes to the sentence template, we can construct various explainable probabilistic models, expanding the possibilities for modeling complex relationships between objects and attributes." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.535, + 0.562, + 0.553 + ], + "angle": 0, + "content": "5 Conclusion and Broader Impact" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.568, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Our work reformulates attribute learning as a probabilistic modeling problem and a knowledge extraction process from pretraining to downstream tasks, and we in turn propose the generative retrieval method on a vision-based prefixLM foundation. By leveraging the knowledge on complex word dependencies captured by the foundation model during pretraining, our work enables the explicit modeling of various object-attribute dependencies in downstream attribute tasks. We also showcase the method's flexibility in emulating various conditional probabilistic dependencies, and we envision that vision-based prefixLM, through the proposed generative retrieval method, can serve as a universal framework to construct meta-models for representing and measuring complex logical relations." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "As our method studies the visual attribute recognition problem in the context of large pretrained models, advancements in large vision-language models will directly translate to stronger performance on this domain. This work also benefits the broader community on image generative models by providing a better metric than CLIP for image-text alignment at a fine-grained, attribute level. This additional metric can lead to the creation of cleaner text-image datasets that has higher standards for caption details on object-attribute correctness, which would greatly benefit the training of generative models in the community." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.297, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.173, + 0.785, + 0.228 + ], + "angle": 0, + "content": "1. 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Recognizing and disentangling visual attributes from objects is a foundation to many computer vision applications. While large vision-language representations like CLIP had largely resolved the task of zero-shot object recognition, zero-shot visual attribute recognition remains a challenge because CLIP's contrastively-learned vision-language representation cannot effectively capture object-attribute dependencies. In this paper, we target this weakness and propose a sentence generation-based retrieval formulation for attribute recognition that is novel in 1) explicitly modeling a to-be-measured and retrieved object-attribute relation as a conditional probability graph, which converts the recognition problem into a dependency-sensitive language-modeling problem, and 2) applying a large pretrained Vision-Language Model (VLM) on this reformulation and naturally distilling its knowledge of image-object-attribute relations to use towards attribute recognition. Specifically, for each attribute to be recognized on an image, we measure the visual-conditioned probability of generating a short sentence encoding the attribute's relation to objects on the image. Unlike contrastive retrieval, which measures likelihood by globally aligning elements of the sentence to the image, generative retrieval is sensitive to the order and dependency of objects and attributes in the sentence. We demonstrate through experiments that generative retrieval consistently outperforms contrastive retrieval on two visual reasoning datasets, Visual Attribute in the Wild (VAW), and our newly-proposed Visual Genome Attribute Ranking (VGARank). + +# 1 Introduction + +Understanding attributes associated with objects in an image is essential for many computer vision applications, including content recommendation, visual reasoning, and text-to-image generative models. While supervised learning techniques such as classification [24, 33, 61], detection [23, 54, 55], and segmentation models [8, 56] have made significant progress in object recognition tasks, directly adding a branch for object-agnostic attribute prediction [18, 19, 46] can result in incorrect and counterfactual outputs since it fails to model the co-dependency + +between attributes and the objects. Other existing attribute learning methods rely heavily on human annotations [2, 3, 25, 34, 77] to address this dependency, but this makes them expensive and hard to scale. All things considered, how to properly establish object-attribute relationship at scale remains an open problem. + +Large-scale image-text foundation models such as CLIP [49] and ALIGN [26] inspired us to explore their potential for attribute learning. These models have learned from a vast amount of noisy image-text pairs from the web, adequately utilizing self-supervised learning to benefit from easily accessible data sources. They have shown exceptional performance in zero-shot object recognition [38, 39, 48, 52, 60, 68, 72, 78] through image-text similarity measurement, a method which we refer to as "contrastive retrieval". + +However, naively applying contrastive retrieval to attribute prediction tasks is suboptimal due to its two inherent problems. First, treating input text as an unstructured whole to be aligned with images results in insufficient learning on attributes if the object alone is distinguishable enough in the image to match the image-text pair, as often is the case in CLIP training data. This creates a discrepancy between the pre-training and the downstream tasks: the model learned to primarily differentiate between objects but is later asked to understand finer attributes. Second, contrastive prompting cannot model the co-dependency between objects and attributes. Since contrastive pre-training does not capture word sequence order, as opposed to language model pre-training (Fig. 1 (left)), the model is unable to correctly measure the likelihood of counterfactual combinations such as "bell-shaped sky" or "graffitied sky" (see Fig. 4). These challenges emphasize the necessity for better methods in modeling object-attribute dependency in the context of large image-text foundation models. + +This paper presents a novel approach to address the two aforementioned problems in applying image-text foundation models to attribute learning. The approach consists of two parts: prefix language modeling (prefixLM) [6, 69] as the pre-training foundation, and a novel, sentence generation-based formulation of attribute retrieval that allows for the extraction of pre-training knowledge for structural reasoning (see Fig. 1). During pre-training, the prefixLM is trained to predict the next token based on visual inputs and previous text tokens, which inherently captures diverse combinations of object-attribute dependencies in the sentence. In the downstream attribute recognition task, we measure the object-attribute alignment in an image by evaluating the probability of generating a sentence capturing the relations. We refer to this approach as "generative retrieval". In particular, this method enables flexible retrieval for a wide range of attribute relations (associative, possessive, or further modified with temporal words like "currently" or "already") through building arbitrary conditional dependency models for downstream tasks at inference time (Fig. 1 (right)), which are effectively "meta-models". + +There are two immediate applications for the proposed prefixLM + generative retrieval framework: (1) describing objects through their visual appearance, state of being, or relationship to other objects in the image. And conversely, + +![](images/e75b76f83dd76b515247afd4fe3e0a6f3ae933ca46db929c70a1e7c1a6ac304d.jpg) +Fig. 1: Prefix language modeling and generative prompting. During pretraining, the image-conditioned prefix language model (prefixLM) learns to generate the captions associated with images, and through this way it curates knowledge and learn to reason on object-attribute composition and dependency present in the sentence. In the downstream attribute recognition task, we propose a novel generative retrieval strategy to extract and apply the knowledge acquired from the prefixLM's large-scale pretraining. Different from contrastive retrieval, generative retrieval models the conditional dependency in a sentence, hence is more aligned with the actual language semantics. {A} and {O} are placeholders for attributes or objects in the sentence. +...and there, the orange, fluffy cat is treading on the window sill, how cute + +![](images/fc3c53b8762047f4dfa39666ed79af253d33bacb9691d5ae4df64da9683751ff.jpg) +PrefixLM Pretraining +...The domestic shorthair cat lies flat on the bed, fast asleep... + +$p("cat"$ + +$p($ "treading" + +$p($ "cute + +$p("cat"$ + +$p("lies\ flat")$ + +$p("asleep")$ + +… + +1 +1 +1 +# +# +# + +, ..., "orange", "fluffy") +, ..., "cat" +, ..., "cat" +, ..., "domestic", "short" +, ..., "cat") +,..,"cat",...) + +Sentence: {A} + +{A} + +![](images/98b962e63d43dd0d847dd620b3f3ceb316e1ac640c99222a76dc02169784d877.jpg) +Zero-/few-shot Adaptation + +"fluffy?" + +Sentence: $\{\mathrm{A}\} \{\mathrm{O}\}$ + +![](images/9a9e857dcf6a8fbd7ae58a20b89745458c57c8424652665737b8e42d31727fd4.jpg) +{O} + +![](images/911ff09dc0f6abfc38484c6f24a27553f31ca16c199d7ddce55f37751ddcf8eb.jpg) + +"fluffy cat?" + +Sentence: $\{\mathrm{O}\}$ is $\{\mathrm{A}\}$ + +![](images/b0472fb675ff4a362a37883c161e9f9990d7e83606f47258348501e2414787f5.jpg) +{A} + +![](images/6550e24943237634c4218867ded0e9e24eab340a716bdda36eb40a4906700f1f.jpg) + +"cat is fluffy?" + +(2) recognizing objects based on their various visual attributes such as color, shape, size, and so on. In addition, our method can be further applied towards many other visual tasks that require structural reasoning. We summarize the contributions as follow: + +1. We formally reframe the attribute recognition problem as a task of learning and modeling the image-object-attribute conditional probabilities in a large visual-language modeling setting. +2. We establish the effectiveness of using prefixLM as a foundational model for capturing complex object-attribute relationships in pretraining, and propose the generative retrieval method to flexibly distill pretraining knowledge for downstream attribute recognition tasks. +3. We demonstrate the limitations of purely using contrastive learning for attribute recognition and show the superior zero-shot and finetuning performance of our method. +4. We introduce Visual Genome Attribute Ranking (VGARank), a novel benchmark combining attribute and object recognition tasks into an unified, and therefore directly comparable setting, to demonstrate the generalizability of the proposed approach. + +# 2 Related Work + +We first introduce studies on attribute learning, which mostly rely on handcrafted probabilistic models without the use of large language models. Then, we summarize existing works on language modeling to specifically introduce PrefixLM to the attribute learning tasks. Finally, we provide an overview of existing prompt learning techniques to introduce our novel approach of generative retrieval, which distillate information from the pretrained PrefixLM. + +Visual attribute recognition involves identifying the properties of visual objects, such as their color, material or shape. Early works had focused on object description $(img \rightarrow att)$ using classification [18, 19, 46] or relative ranking models [9, 31, 45, 67, 74] to learn attribute presence independent of object category. Some works use attributes as a foundation [2, 25, 34] for zero-shot object recognition $(img, att \rightarrow obj$ ; e.g., recognizing "zebra" by the attributes "black", "white", "striped") These works learn an attribute vector space and use it to recognize unseen visual objects based on the marginal probability. In visual object detection, some models [3, 77] train additional attribute prediction branches using the Vivasal Genome dataset [32] to improve model diversity and to create models with multi-tasking capabilities. These models concatenate the visual feature with the ground-truth object class embedding and feed them into an attribute prediction branch $(img, obj \rightarrow att)$ . + +Vector space-based approaches has also been studied for attribute recognition. For example, [7, 22, 48] apply the CLIP [49]. They use the CLIP embedding to compare visual information against predefined attribute prompts (img $\leftrightarrow$ obj, att), to determine if the image contains those attributes. In addition to CLIP, [40-43] allow objects and attributes to be projected into the same feature space, while the decoration of attributes on objects is modeled as an operator (img $\leftrightarrow$ obj OP att, operator OP could be $\pm$ or linear transform). + +Our innovation lies in the novel view of treating attribute recognition as a language modeling problem. We integrate probability modeling for image, object class, and attribute prediction in an unified image-text model, while leveraging LLM's foundational pre-training. + +Language modeling (LM) estimates the probability of a sequence of words being observed in a sentence. Early language models use dense neural networks [6] or recursive neural networks [70], while recent large language models (LLMs) [15, 16, 49, 69, 75] are based on the transformer architecture [66] because of its strong generalizability. LM has many applications in both NLP and computer vision, including question answering (QA) [51, 71], conversational question answering [53], visual captioning [1, 12, 59, 73], and visual question answering [4, 21, 76]. These applications can be categorized into three main types of LM: (1) image-text matching [20], (2) masked language modeling [16], and (3) prefix language modeling [6]. + +Attribute recognition is a condensed VQA problem that requires predicting the visual attribute of an query object. The foundational methods proposed in the VQA domain mostly combine image-text matching and masked lan + +guage modeling. Examples include LXMERT [63], UNITER [13], OSCAR [35], VinVL [77], ViLT [29], VLMo [5]. + +Different from these works, we show that prefix language modeling (prefixLM) [6,10,11,69,75]) can approximate masked language modeling (see Sec. 3.3) in the attribute tasks. With a novel prompting scheme, prefixLM exhibits even greater expressive power than MLM, making it a powerful tool for deep visual reasoning [65, 72]. + +Prompt learning originates in the field of natural language processing (NLP), where tasks like question-answering are frequently formulated as a "fill-in-the-blank" problem. Notable examples include BERT [16] which employs masked language modeling, and GPT [50] that uses prefix language modeling. While large language models (LLMs) [15,44,64] have been widely explored in NLP for fact-based reasoning, their application in the computer vision domain is relatively unexplored. + +Prompt learning in computer vision has gained attention following the success of CLIP [49]. Numerous works [38, 39, 48, 52, 60, 68, 72, 78] have focused on designing CLIP-prompts or utilizing the pre-trained CLIP checkpoint. Approaches such as [79, 80] learn the prompting vectors instead of manually designing text prompts. + +Our approach focuses on its application towards attribute learning, which the aforementioned contrastive learning based methods are ill-suited for. Our proposed generative prompting is based on image-conditioned prefix language modeling [69, 75], which takes sequence ordering into consideration and is therefore well-suited for modeling the dependence between visual objects and attributes. The proposed method has potential applications in other visual reasoning problems such as visual relation detection [37] or scene graph generation [28]. + +# 3 Approach + +# 3.1 Image-Conditioned Language Modeling + +Our proposed generative retrieval is based on image-conditioned prefix language modeling, i.e. image captioning. Given an image $v$ , we aim to generate the corresponding text $x = (s_1, \dots, s_n)$ by modeling the probability $p(x|v)$ using Eq. 1. This equation factors $p(x|v)$ into the product of conditional probabilities [6,50], where at each time step, the model predicts the next token $s_i$ based on the visual input $v$ and previous tokens $(s_0, \dots, s_{i-1})$ ( $s_0$ is the start-of-sentence token “”). + +$$ +p (x | v) = \prod_ {i = 1} ^ {n} p \left(s _ {i} | v, s _ {1}, \dots , s _ {i - 1}\right) \tag {1} +$$ + +The factorization provided by Eq.1 is advantageous as it breaks down the word generation process into individual probability factors. In Fig. 1 (left), we show that the model can capture various object-attribute compositions during pre-training. As a result, in downstream attribute-related tasks, we can leverage + +this factorization to address reasoning questions such as $p(w_{att}|v, w_{obj})$ , which represents the probability of observing an attribute $w_{att}$ (e.g., "orange", "fluffy") given the visual input $v$ and object $w_{obj}$ (e.g., a "cat"). + +# 3.2 Generative Retrieval for Attribute Classification + +We formalize the simplest attribute classification task as a common foundation for both generative retrieval and contrastive retrieval. Specifically, given an image $v$ and sentence $t^{(1)},\ldots ,t^{(C)}$ ( $C$ is number of classes), retrieval-based classification involves designing a loss function $L(v,t)$ to measure the cost of aligning image $v$ and text $t^{(i)}$ ( $1\leq i\leq C$ ). Thus, zero-shot classification can be achieved through finding the class label $c = \mathrm{argmin}_{1\leq i\leq C}\{L(v,t^{(i)})\}$ . + +Contrastive retrieval builds on the fact that paired image-text are projected into the same feature space through contrastive learning during pretraining. Assuming the image is encoded as $f(v)$ and the text is encoded as $g(t)$ , the contrastive learning objective aims to maximize the inner product between the matched image-text embeddings while minimizing the unmatched ones. This encourages paired image-text samples to have a high similarity while pushing unpaired samples apart. Under the common assumption of unit norm in the embeddings [26, 49, 62], this can be equivalently represented by using the L2 loss to measure the distance between image and text, denoted as $L^{(con)}(v,t) = \| f(v) - g(t)\|_2$ . + +Generative retrieval is our proposed approach for visual attribute recognition, which utilizes cross-entropy to evaluate the image-text alignment loss, represented as $L^{(gen)}(v,t) = -\sum_{i=1}^{N}\hat{p}(t_i)\log q_\theta(v,t_{j|j < i})$ . Here, $\hat{p}(t_i) \in \mathbb{R}^{1 \times V}$ ( $1 \leq i \leq N$ , $N$ is the length) represents the one-hot representation of the $i$ -th token of sentence $t$ . To generate the information at the $i$ -th step, the model $q_\theta$ relies on the image $v$ and all previous text tokens $t_{j|j < i}$ to produce a probability distribution $q_\theta(v,t_{j|j < i}) \in \mathbb{R}^{V \times 1}$ over the vocabulary $V$ . The term $-\hat{p}(t_i)\log q_\theta(v,t_{j|j < i}) \in \mathbb{R}^1$ represents the cross-entropy between the $i$ -th token in the sentence $t$ and the model's prediction at the $i$ -th step. Fig. 3 (middle) provides a visual representation of this equation. + +# 3.3 Modeling the Conditional Dependence + +In generative retrieval, we can build different probabilistic models for visual attribute recognition by changing word ordering in the to-be-measured sentence (see Fig. 2). Our key contribution to the community is proposing and showcasing its versatility in enabling the design of arbitrary probabilistic model by engineering different structure for the measured sentence. Below, we use $\{A\}$ to indicate attribute, and $\{O\}$ to indicate object. + +Sentence " $A$ " This sentence models the simplest dependency for predicting attribute based on the image. In this dependency model, we focus on the cross-entropy of classifying the image as having a specific attribute, which can be achieved through a simple classification model. This approach aligns with early + +![](images/572f51b00b7f3ed3f016fa6b707e613eaa9230ef601c81361eec1464ea6c499d.jpg) +Fig. 2: Conditional dependencies modeled by different sentence templates. Attribute recognition is modeled as a fill-in-the-blank problem for the highlighted “ $\{A\}$ ” in the graph. Our proposed method optimizes or approximates the joint probability of observing these graph meta-modals, all while only relying on the prefixLM pre-training. + +methods [9, 18, 19, 31, 45, 46, 67, 74] that describe attributes rather than naming the objects. + +Sentence $\{O\}$ is $\{A\}$ . This sentence template models the prediction of attributes based on both an image and an object, approximating $p(\{A\} | v, \{O\})$ . In this dependency model, all sentences share the same prefix $\{O\}$ is (e.g., "cat is orange", "cat is fluffy", "cat is cute", etc.). Therefore, the only factor that matters in generative retrieval becomes $-\hat{p}(\{A\}) q_{\theta}(v, \{O\}, \{is\})$ , which quantifies the loss associated with classifying an attribute given the image and object. This dependency model characterizes recent attribute works such as [3, 47, 48, 77]. + +Sentence " $\{A\} \{O\}$ ". This sentence is similar to Masked Language Modeling (MLM) [16] as it involves filling in the blank in a sentence like "an image of a [MASK] cat". However, there are two key distinctions: (1) $p(\{A\} \mid v)$ requires the attribute must be easily recognizable from the image, and (2) $p(\{O\} \mid v, \{A\})$ requires that the attribute can be employed to modify the object. In contrast, MLM uses all contextual information to predict the masked token (attribute), regressing to the earlier sentence " $\{O\} \text{ is } \{A\}$ ". The probabilistic modeling derived from the sentence " $\{A\} \{O\}$ " closely resembles the approaches in [2, 25, 34], where attributes were utilized for object recognition. + +Sentence “ $\{A\}\{O\}$ is $\{A\}$ . This sentence produces unconventional sentences such as “fluffy cat is fluffy”. We highlight this sentence template to showcase the versatility of generative retrieval. In essence, this likelihood formulation includes all three previously discussed conditional probability terms: (1) $p(\{A\} | v) - \text{classification}$ ; (2) $p(\{O\} | v, \{A\}) - \text{object-attribute compatibility}$ ; and (3) $p(\{A\} | v, \{O\}) - \text{attribute prediction based on image and object.}$ We present an approximate probability graph in Fig. 2 (right), where we duplicate both the attribute and object nodes. With the duplicated “ $\{A\}$ ” in the sentence, the resulting modeling accounts for the co-dependency between object and attribute. For example, attributes preceding objects: “red car”, “blue sky”; and objects preceding attributes: “kid is smiling”, “cat is lying”. This construction further bridges the gap between pre-training and zero-shot inference. + +Discussion. Our proposed generative retrieval is novel for two reasons. Firstly, from the language modeling perspective, we offer a new solution for + +training using prefixLM, enabling the model to mimic MLM or more advanced LM in a zero-shot manner for downstream tasks. Secondly, our generative retrieval produce dependency models at inference time that serves as meta-models for attribute recognition, since we can flexibly modify the probabilistic modeling and conditional dependence through changes in sentence templates. In our experiments, we show the results for the four different probabilistic attribute models (Fig. 2). + +# 3.4 Finetuning on Attribute Tasks + +Since the attribute class names have similar lengths, their cross-entropy scores $L^{(gen)}(v,t)$ with the image are expected to fall within a similar range of values (see Fig. 4). Therefore, an intuitive way to adapt the knowledge in a few-shot manner is to learn to "rescale" the retrieval scores to adapt to the new dataset priors during finetuning. Specifically, if $t^{(c)}$ is the sentence for class $c$ , we introduce learnable parameters bias $\mu_c$ and scaling factor $\sigma_c$ to adjust the $L^{(gen)}(v,t^{(c)})$ , resulting in a transformed probability $p_c = \text{sigmoid}\left(-\frac{L^{(gen)}(v,t^{(c)}) - \mu_c}{\sigma_c}\right)$ . This probability $p_c$ represents the likelihood of the image-object pair being associated with attribute $c$ . During finetuning, $p_c$ can be optimized using cross-entropy loss. In Sec. 4.2, we also provide the baseline results of finetuning the contrastive retrieval, using the same approach (but with loss score $L^{(con)}$ instead of $L^{(gen)}$ ). + +For the additional parameters $\mu_c$ and $\sigma_c$ , we initialize $\mu_c$ using -15.0 and $\sigma_c$ using 0.5, inspired by the values we observed in Fig. 4 (which shows $-L^{(gen)}(v,t)$ for sorting purpose). The initial values roughly transform the logits $p_c$ to zero mean and scale the standard deviation to 6.0. To finetune the model, we use a batch size of 4, a maximum text length of 16, a weight-decay of 0.01. We use the Adafactor optimizer with $\beta_1 = 0.9$ and $\beta_2 = 0.999$ , and a learning rate of 1e-5 linearly decayed to zero in 100k training steps, which are roughly 1.8 training epochs. All experiments are conducted on single machine with TPUv3 with the average time to finetune a model being 7 hours. + +# 4 Experiments + +# 4.1 Implementation Details + +We use CoCa [75] pretrained on the LAION [58] as the foundation model. CoCa combines multimodal contrastive learning with image-conditioned prefix language modeling, as illustrated in Fig. 3. Its text decoder consists of (1) a unimodal text decoder trained on a contrastive learning objective with an image encoder, and (2) a multimodal text decoder trained to generate image captions by cross-attending to the image encoder. We adopt CoCa as the foundation model as it allows for performing both contrastive and generative retrieval with one model trained on the same image-text data, ensuring a fair comparison. In our experiments, we use the CoCa Base model, which consists of a ViT [30] image encoder with 12 transformer layers, a unimodal text decoder with 6 layers, + +![](images/ac3aefdac4f3cc1897488a82dbeac08af66b2cc33466967cd9b475d4204125a2.jpg) +Fig. 3: Overview of Coca. CoCa integrates both contrastive learning and prefix language modeling. While its text decoder as a whole (Unimodal+Multimodal) learns to caption images, the first few layers (Unimodal) can be used for contrastive learning. + +and a multimodal text decoder with an additional 6 layers. The image resolution is set to $224 \times 224$ pixels with a patch size of $16 \times 16$ pixels. All transformer layers have hidden dimensions of 768 and MLP size of 3,072. + +The following two datasets are used for evaluation: + +Visual Attribute in the Wild (VAW) [47] is a large dataset of images with explicitly labeled positive and negative attributes. The associated task requires a model to predict a set of visual attributes given an object's name and the image it is on. VAW contains 216,790 objects from 58,565 images for training, 12,286 objects from 3,317 images for validation, and 31,819 objects from 10,392 images for testing. We use the test set to report results after validating the model. + +Visual Genome Attribute Ranking (VGARank) is a modified version of the Visual Genome (VG) dataset [32] also designed to evaluate a model's ability to recognize visual attributes. The proposed dataset is different from VAW in that it is 1) an open-vocabulary ranking task, instead of a fixed vocabulary domain classification task, and 2) has two variants, VGARank-Attribute or VGARank-Object focusing on either attribute recognition given an object or object recognition given an attribute. This allows us to investigate how pretraining knowledge differs between attribute concepts and object concepts. + +For VGARank-Attribute, each ranking problem is formulated with respect to one anchor object, with $N$ ground truth attributes paired with that object in Visual Genome's annotations and $(50 - N)$ additional false attributes. VGARank-O mirrors this design, but is formulated with respect to an anchor attribute present on the image. To make the problem challenging, these false pairings are selected in accordance to the dataset's conditional probability $P(object|attribute)$ or $P(object|object)$ , i.e. for a given object, we select the attributes most likely to co-occur with the object in the Visual Genome distribution but which are not true for the given bounding box. Additionally, if any of the selected fake pairing exists on the current image as part of another bounding box instance, we would not include it in the set of $(50 - N)$ fake pairings. In the case where the given object or attribute does not appear often enough in Visual Genome and there is not enough fake pairing candidates from the conditional probability $P(object|attribute)$ or $P(object|attribute|object)$ to make up the set of $(50 - N)$ , we + +![](images/939bd1cf186e9f15aaebe43beac6d701af0edd3f6fda3e962a028562e19276da.jpg) +Fig. 4: Zero-shot attribute prediction - qualitative results on the VAW dataset. Images are cropped using the yellow bounding boxes, and models only see the areas inside the boxes. + +would select fake object or attribute according to the dataset prior $P(object)$ or $P_attribute)$ to fill the rest of the choices. We obtain a dataset with 770,721 ranking problems for training, 7,997 for validation, and 32,299 for testing, and the dataset is available on our GitHub page. + +# 4.2 Results on the VAW Dataset + +First, we show that generative retrieval is better than contrastive retrieval, then analyze various conditional models, and finally compare our results to the state-of-the-art and analyze in particular its much superior performance on the less frequently seen categories. + +Generative v.s. contrastive retrieval. The VAW dataset and the following metrics were used: rank (average rank of the correct predictions out of all 620 choices), mR@15 (mean recall over all classes at top 15 predictions for each instance), and mAP (mean average precision over all classes). We use average rank as the primary metric as it is more direct and comprehensive at describing overall ranking performance in a large candidate space. + +Tab. 1 and 2 show the results of the zero-shot and fine-tuning settings, respectively. Generative retrieval outperforms contrastive retrieval in both settings, demonstrating a stronger ability to model fine-grained associations between ob + +Table 1: Zero-shot results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray. +Table 2: Finetuning results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray. + +
DependencyRank↓mR@15↑mAP↑
Con“{A}”95.132.052.5
“{A}{O}”149.822.447.1
“{O}is{A}”151.423.245.9
“{A}{O}is{A}”141.023.748.3
Gen“{A}”82.128.753.8
“{A}{O}”63.935.947.7
“{O}is{A}”61.932.946.1
“{A}{O}is{A}”56.031.749.9
+ +jects and attributes. Generative retrieval achieves a rank of 56.0 with its best sentence template, compared to 95.1 (↓ lower is better) for contrastive retrieval in the zero-shot setting (Tab. 1) and similarly achieves 10.6 vs 12.2 in the finetuning setting. (Tab. 2). As previously mentioned, there are two underlying reasons for generative retrieval's superiority. First, it captures true visual attributes, while contrastive retrieval may learn superficial connections through object identities (as shown in Tab. 1, adding object hints in contrastive retrieval makes it perform worse). Second, it explicitly models the object-attribute relations through their dependencies and interactions, which eliminates counterfactual attribute-object pairs. Fig. 4 shows some qualitative examples of differences between generative retrieval and contrastive retrieval. In the top-left example, the contrastive retrieval ranks highly the attributes "sky is bell shaped" and "sky is graffiti", which are strongly associated with other objects present in the bounding box but which are not applicable to the entity of sky. This shows that contrastive retrieval can surface attributes based on image-level associations acquired from contrastive pre-training, which is highly undesirable for attribute recognition. + +Conditional dependence modeling. In Tab. 1 and 2, we also investigate the four types of graphical models (see Fig. 2) that generate retrieval approximate. As finetuning results show similar trends, we present the zero-shot results in Tab. 1 (bottom). + +The simple classification sentence template “\(\{A\}\)” does not model the important object prior and achieves the worst rank of 82.1. The PrefixLM sentence template “\(\{A\} \{O\}\)” produces a better model with a rank of 63.9, as it first classifies attributes then checks whether the attributes fit the “[MASK] \(\{O\} ””, and the MLM sentence template “\(\{O\}\) is \(\{A\}\)” has a similar rank of 61.9. We want to highlight that while all baselines on the VAW in Tab. 3 are analogous to this formulation, it is not the best among the four graphical models. Therefore, improving the probability modeling in these SOTA methods can potentially further + +Table 3: Comparing to the SOTA on the VAW dataset. The top rows show the baseline models; the last three rows shows the results of our method, finetuned with generative retrieval sentences. On the best baseline model, TAP, we primarily compare against the version without in-domain pretraining (LSA) on the evaluation dataset. The performance of the version of TAP with in-domain pretraining is included for completeness. For metric mA, we report mA@threshold=0.005 as cross-validated. Due to space constraints, we are moving the overall mR@15 and f1@15 to the supplementary material. + +
MethodsOverall mAP mAClass Imb. mAP HeadMed. TailAttribute Type mAP Colr. Mat. Shap.Size
ResNet-Bas.-CE56.450.364.652.735.954.064.655.956.954.647.559.2
LSEP61.067.169.157.340.956.167.163.161.458.750.764.9
PartialBCE+GNN62.368.970.158.740.157.766.564.165.159.354.465.9
ResNet-Bas.63.068.671.159.443.058.566.365.064.563.153.166.7
ML-GCN63.069.570.859.842.759.164.765.264.262.854.766.5
sarafianos2018deep64.668.372.561.542.962.968.864.965.762.356.667.4
SCoNE68.371.576.564.848.070.475.668.369.468.460.769.5
TAP(w/o in-domain)65.467.2----------
TAP(in-domain PT)73.473.577.672.958.871.674.57173.470.467.977.3
Ours “{a}{o}”70.873.774.071.058.273.175.070.961.872.268.870.7
Ours “{o}is{a}”72.074.774.972.060.675.276.072.662.972.769.672.0
Ours “{a}{o}is{a}”71.974.475.072.159.475.775.371.262.872.270.371.8
+ +improve their performance, and our generative retrieval offers an easy way to do so. Finally, the hybrid sentence template “ $\{A\}\{O\}$ is $\{A\}$ ” performs the best with an average rank of 56.0. This is because it jointly considers three important factors: $p(\{A\} | \mathrm{v})$ , $p(\{O\} | \mathrm{v}, \{A\}|$ , and $p(\{A\} | \mathrm{v}, \{O\}|$ , all captured by the proposed generative retrieval. In particular, it is difficult for MLM to capture the latter two factors simultaneously, and this shows how our proposed prefixLM + generative retrieval is a more flexible approach. + +Comparing to the SOTA. We compared our fine-tuned model to the state-of-the-art methods in Tab. 3 using the following metrics from [47]: mAP (mean average precision over all classes), mA (mean balanced accuracy over all classes), mR@15 (mean recall over all classes at top 15 predictions in each instance), and F1@15 (overall F1 at top 15 predictions). The table below focuses on fine-grained mAP metrics as the best comparison for retrieval performance. Results on mR@15 and F1@15 can be found in the supplemental. The following baselines were considered: ResNet-Bas.-CE [3,27], ResNet-Bas. [46], LSEP [36], [57], PartialBCE + GNN [17], ML-GCN [14], SCoNE [47], and TAP [48]. We thank the authors from [47] for reimplementing/adapting all the baselines. + +By leveraging vision-based PrefixLM pretraining, our method ranks first among methods without in-domain pretraining on the target evaluation dataset. Even compared to TAP with in-domain pretraining, our method ranks only slightly behind TAP in overall metric and outperforms TAP on most long-tail categories. + +Compared to SCoNE and TAP, our method focuses on cross-domain knowledge extraction instead of task-specific modules or training procedures to fit to the dataset domain. The SCoNE and TAP work both rely on object mask supervision and large custom datasets during training, incorporates specialized modules, and are trained and tested in the same domain. In particular, the main metric gain in the TAP work is through in-domain pretraining on LSA [48]. Our method, on the other hand, is designed to be generalist and compatible to large-scale pretraining, while at the same time incorporating flexible probabilistic modeling in the architecture. One major advantage of our method is its significantly better performance in the distribution long tail — the rarer attributes of the Medium (72.0% mAP) and Tail (60.6% mAP) attribute classes, as shown in table 3. While SCoNE and TAP's has higher overall mAP and Head mAP, it does not necessarily mean they are better models overall, since these numbers are biased towards frequently observed attributes where it is easy for models to directly fit to the dataset, especially when it is in the same domain. Our model's strong performance on the long tail demonstrates its ability infer on rarely seen attributes and indicates that it fits to the priors carried by the foundation models, instead of to the dataset distribution. + +Table 4: Zero-shot results on VGARank-Attribute. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models. +Table 5: Zero-shot results on VGARank-Object. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models. + +
DependencyRnk↓R@1↑R@5↑R@10↑
Con“{A}”17.36.322.7
“{A} {O}”16.19.728.9
“{O} is {A}”17.28.726.4
“{A} {O} is {A}”16.59.027.9
Gen“{A}”14.08.934.2
“{A} {O}”13.013.941.6
“{O} is {A}”13.115.242.3
“{A} {O} is {A}”12.017.646.6
+ +# 4.3 Results on the VGARank Dataset + +Generative vs Contrastive Retrieval. We make similar observations as on the VAW dataset, shown in Tab. 4 and 5. We observe that generative retrieval sentence variations significantly outperformed the contrastive counterparts on both datasets. The best generative retrieval sentence template on VGARank-Attribute is $\{A\} \{O\}$ is $\{A\}$ , achieving a rank of 12.0, while the best one on VGARank-Object is $\{A\} \{O\}$ , achieving a rank of 5.8. This again verifies our claim that generative retrieval is more optimal for attribute recognition than contrastive retrieval. + +Conditional dependence modeling. Tab. 4 and 5 show the results on VGARank-A and VGARank-O. We boldface the targets to be predicted, which are “{A}” for VGARank-A, and “{O}” for VGARank-O. + +As in VAW, the classification template “ $\{\mathbf{A}\}$ ” or “ $\{\mathbf{O}\}$ ” is the least effective, with a rank of 14.0 on VGARank-A and 6.1 on VGARank-O. The PrefixLM template “ $\{\mathbf{A}\} \{\mathbf{O}\}$ ” or “ $\{\mathbf{O}\}$ is $\{\mathbf{A}\}$ ” performs better with rank of 13.0 and 6.0, which is expected as it first classifies the target token then checks whether the target token fits the context. However, the more optimally ordered MLM template “ $\{\mathbf{O}\}$ is $\{\mathbf{A}\}$ ” or “ $\{\mathbf{A}\} \{\mathbf{O}\}$ ” mostly outperforms the previous approach, which aligns with conclusions drawn by earlier works like [2,25,34] that suggest attributes help the classification of uncommon objects, hence our model’s better-than-SOTA performance on the mid and long-tail categories on VAW. Notably, “ $\{\mathbf{A}\} \{\mathbf{O}\}$ ” achieves the best performance on the VGARank-O. The Hybrid template “ $\{\mathbf{A}\} \{\mathbf{O}\}$ is $\{\mathbf{A}\}$ ” or “ $\{\mathbf{A}\} \{\mathbf{O}\}$ is $\{\mathbf{A}\}$ ” performs the best on VGARank-A with a rank of 12.0, but it falls behind the “ $\{\mathbf{A}\} \{\mathbf{O}\}$ ” variant on VGARank-O. We attribute this to the more challenging nature of attribute recognition as compared to object recognition, where the former can benefit from the more complex dependency modeling in our method, while the latter still relies more on salient information. The VGARank-A/VGARank-O experiments highlights the versatility of the proposed method in predicting attributes from objects and vice versa. This flexibility demonstrates the foundational nature of the prefixLM approach through generative retrieval — by simply making changes to the sentence template, we can construct various explainable probabilistic models, expanding the possibilities for modeling complex relationships between objects and attributes. + +# 5 Conclusion and Broader Impact + +Our work reformulates attribute learning as a probabilistic modeling problem and a knowledge extraction process from pretraining to downstream tasks, and we in turn propose the generative retrieval method on a vision-based prefixLM foundation. By leveraging the knowledge on complex word dependencies captured by the foundation model during pretraining, our work enables the explicit modeling of various object-attribute dependencies in downstream attribute tasks. We also showcase the method's flexibility in emulating various conditional probabilistic dependencies, and we envision that vision-based prefixLM, through the proposed generative retrieval method, can serve as a universal framework to construct meta-models for representing and measuring complex logical relations. + +As our method studies the visual attribute recognition problem in the context of large pretrained models, advancements in large vision-language models will directly translate to stronger performance on this domain. This work also benefits the broader community on image generative models by providing a better metric than CLIP for image-text alignment at a fine-grained, attribute level. This additional metric can lead to the creation of cleaner text-image datasets that has higher standards for caption details on object-attribute correctness, which would greatly benefit the training of generative models in the community. + +# References + +1. 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Recognizing and disentangling visual attributes from objects is a foundation to many computer vision applications. While large vision-language representations like CLIP had largely resolved the task of zero-shot object recognition, zero-shot visual attribute recognition remains a challenge because CLIP's contrastively-learned vision-language representation cannot effectively capture object-attribute dependencies. In this paper, we target this weakness and propose a sentence generation-based retrieval formulation for attribute recognition that is novel in 1) explicitly modeling a to-be-measured and retrieved object-attribute relation as a conditional probability graph, which converts the recognition problem into a dependency-sensitive language-modeling problem, and 2) applying a large pretrained Vision-Language Model (VLM) on this reformulation and naturally distilling its knowledge of image-object-attribute relations to use towards attribute recognition. Specifically, for each attribute to be recognized on an image, we measure the visual-conditioned probability of generating a short sentence encoding the attribute's relation to objects on the image. Unlike contrastive retrieval, which measures likelihood by globally aligning elements of the sentence to the image, generative retrieval is sensitive to the order and dependency of objects and attributes in the sentence. We demonstrate through experiments that generative retrieval consistently outperforms contrastive retrieval on two visual reasoning datasets, Visual Attribute in the Wild (VAW), and our newly-proposed Visual Genome Attribute Ranking (VGARank)." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 133, + 529, + 230, + 541 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 529, + 230, + 541 + ], + "spans": [ + { + "bbox": [ + 133, + 529, + 230, + 541 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 555, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 555, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 482, + 639 + ], + "type": "text", + "content": "Understanding attributes associated with objects in an image is essential for many computer vision applications, including content recommendation, visual reasoning, and text-to-image generative models. While supervised learning techniques such as classification [24, 33, 61], detection [23, 54, 55], and segmentation models [8, 56] have made significant progress in object recognition tasks, directly adding a branch for object-agnostic attribute prediction [18, 19, 46] can result in incorrect and counterfactual outputs since it fails to model the co-dependency" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 142, + 647, + 227, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 142, + 647, + 227, + 665 + ], + "spans": [ + { + "bbox": [ + 142, + 647, + 227, + 665 + ], + "type": "text", + "content": "* Equal contribution. \n† Work done at Google." + } + ] + } + ], + "index": 6 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 175 + ], + "type": "text", + "content": "between attributes and the objects. Other existing attribute learning methods rely heavily on human annotations [2, 3, 25, 34, 77] to address this dependency, but this makes them expensive and hard to scale. All things considered, how to properly establish object-attribute relationship at scale remains an open problem." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 178, + 480, + 262 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 178, + 480, + 262 + ], + "spans": [ + { + "bbox": [ + 130, + 178, + 480, + 262 + ], + "type": "text", + "content": "Large-scale image-text foundation models such as CLIP [49] and ALIGN [26] inspired us to explore their potential for attribute learning. These models have learned from a vast amount of noisy image-text pairs from the web, adequately utilizing self-supervised learning to benefit from easily accessible data sources. They have shown exceptional performance in zero-shot object recognition [38, 39, 48, 52, 60, 68, 72, 78] through image-text similarity measurement, a method which we refer to as \"contrastive retrieval\"." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 265, + 481, + 433 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 265, + 481, + 433 + ], + "spans": [ + { + "bbox": [ + 130, + 265, + 481, + 433 + ], + "type": "text", + "content": "However, naively applying contrastive retrieval to attribute prediction tasks is suboptimal due to its two inherent problems. First, treating input text as an unstructured whole to be aligned with images results in insufficient learning on attributes if the object alone is distinguishable enough in the image to match the image-text pair, as often is the case in CLIP training data. This creates a discrepancy between the pre-training and the downstream tasks: the model learned to primarily differentiate between objects but is later asked to understand finer attributes. Second, contrastive prompting cannot model the co-dependency between objects and attributes. Since contrastive pre-training does not capture word sequence order, as opposed to language model pre-training (Fig. 1 (left)), the model is unable to correctly measure the likelihood of counterfactual combinations such as \"bell-shaped sky\" or \"graffitied sky\" (see Fig. 4). These challenges emphasize the necessity for better methods in modeling object-attribute dependency in the context of large image-text foundation models." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 435, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 435, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 435, + 482, + 628 + ], + "type": "text", + "content": "This paper presents a novel approach to address the two aforementioned problems in applying image-text foundation models to attribute learning. The approach consists of two parts: prefix language modeling (prefixLM) [6, 69] as the pre-training foundation, and a novel, sentence generation-based formulation of attribute retrieval that allows for the extraction of pre-training knowledge for structural reasoning (see Fig. 1). During pre-training, the prefixLM is trained to predict the next token based on visual inputs and previous text tokens, which inherently captures diverse combinations of object-attribute dependencies in the sentence. In the downstream attribute recognition task, we measure the object-attribute alignment in an image by evaluating the probability of generating a sentence capturing the relations. We refer to this approach as \"generative retrieval\". In particular, this method enables flexible retrieval for a wide range of attribute relations (associative, possessive, or further modified with temporal words like \"currently\" or \"already\") through building arbitrary conditional dependency models for downstream tasks at inference time (Fig. 1 (right)), which are effectively \"meta-models\"." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 630, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 481, + 666 + ], + "type": "text", + "content": "There are two immediate applications for the proposed prefixLM + generative retrieval framework: (1) describing objects through their visual appearance, state of being, or relationship to other objects in the image. And conversely," + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "text", + "content": "W. Y. Zhu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 170, + 236, + 242, + 307 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 214 + ], + "type": "text", + "content": "Fig. 1: Prefix language modeling and generative prompting. During pretraining, the image-conditioned prefix language model (prefixLM) learns to generate the captions associated with images, and through this way it curates knowledge and learn to reason on object-attribute composition and dependency present in the sentence. In the downstream attribute recognition task, we propose a novel generative retrieval strategy to extract and apply the knowledge acquired from the prefixLM's large-scale pretraining. Different from contrastive retrieval, generative retrieval models the conditional dependency in a sentence, hence is more aligned with the actual language semantics. {A} and {O} are placeholders for attributes or objects in the sentence." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 170, + 236, + 242, + 307 + ], + "lines": [ + { + "bbox": [ + 170, + 236, + 242, + 307 + ], + "spans": [ + { + "bbox": [ + 170, + 236, + 242, + 307 + ], + "type": "image", + "image_path": "e75b76f83dd76b515247afd4fe3e0a6f3ae933ca46db929c70a1e7c1a6ac304d.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 173, + 307, + 237, + 327 + ], + "lines": [ + { + "bbox": [ + 173, + 307, + 237, + 327 + ], + "spans": [ + { + "bbox": [ + 173, + 307, + 237, + 327 + ], + "type": "text", + "content": "...and there, the orange, fluffy cat is treading on the window sill, how cute" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": 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In addition, our method can be further applied towards many other visual tasks that require structural reasoning. We summarize the contributions as follow:" + } + ] + } + ], + "index": 44 + }, + { + "bbox": [ + 131, + 495, + 482, + 664 + ], + "type": "list", + "angle": 0, + "index": 49, + "blocks": [ + { + "bbox": [ + 132, + 495, + 482, + 531 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 495, + 482, + 531 + ], + "spans": [ + { + "bbox": [ + 132, + 495, + 482, + 531 + ], + "type": "text", + "content": "1. We formally reframe the attribute recognition problem as a task of learning and modeling the image-object-attribute conditional probabilities in a large visual-language modeling setting." + } + ] + } + ], + "index": 45 + }, + { + "bbox": [ + 131, + 531, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 531, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 131, + 531, + 482, + 579 + ], + "type": "text", + "content": "2. We establish the effectiveness of using prefixLM as a foundational model for capturing complex object-attribute relationships in pretraining, and propose the generative retrieval method to flexibly distill pretraining knowledge for downstream attribute recognition tasks." + } + ] + } + ], + "index": 46 + }, + { + "bbox": [ + 131, + 579, + 482, + 614 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 579, + 482, + 614 + ], + "spans": [ + { + "bbox": [ + 131, + 579, + 482, + 614 + ], + "type": "text", + "content": "3. We demonstrate the limitations of purely using contrastive learning for attribute recognition and show the superior zero-shot and finetuning performance of our method." + } + ] + } + ], + "index": 47 + }, + { + "bbox": [ + 131, + 615, + 482, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 615, + 482, + 664 + ], + "spans": [ + { + "bbox": [ + 131, + 615, + 482, + 664 + ], + "type": "text", + "content": "4. We introduce Visual Genome Attribute Ranking (VGARank), a novel benchmark combining attribute and object recognition tasks into an unified, and therefore directly comparable setting, to demonstrate the generalizability of the proposed approach." + } + ] + } + ], + "index": 48 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "text", + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 237, + 127 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 145, + 481, + 217 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 145, + 481, + 217 + ], + "spans": [ + { + "bbox": [ + 130, + 145, + 481, + 217 + ], + "type": "text", + "content": "We first introduce studies on attribute learning, which mostly rely on handcrafted probabilistic models without the use of large language models. Then, we summarize existing works on language modeling to specifically introduce PrefixLM to the attribute learning tasks. Finally, we provide an overview of existing prompt learning techniques to introduce our novel approach of generative retrieval, which distillate information from the pretrained PrefixLM." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "spans": [ + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "text", + "content": "Visual attribute recognition involves identifying the properties of visual objects, such as their color, material or shape. Early works had focused on object description " + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "inline_equation", + "content": "(img \\rightarrow att)" + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "text", + "content": " using classification [18, 19, 46] or relative ranking models [9, 31, 45, 67, 74] to learn attribute presence independent of object category. Some works use attributes as a foundation [2, 25, 34] for zero-shot object recognition " + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "inline_equation", + "content": "(img, att \\rightarrow obj" + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "text", + "content": "; e.g., recognizing \"zebra\" by the attributes \"black\", \"white\", \"striped\") These works learn an attribute vector space and use it to recognize unseen visual objects based on the marginal probability. In visual object detection, some models [3, 77] train additional attribute prediction branches using the Vivasal Genome dataset [32] to improve model diversity and to create models with multi-tasking capabilities. These models concatenate the visual feature with the ground-truth object class embedding and feed them into an attribute prediction branch " + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "inline_equation", + "content": "(img, obj \\rightarrow att)" + }, + { + "bbox": [ + 130, + 218, + 481, + 373 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "spans": [ + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "text", + "content": "Vector space-based approaches has also been studied for attribute recognition. For example, [7, 22, 48] apply the CLIP [49]. They use the CLIP embedding to compare visual information against predefined attribute prompts (img " + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "inline_equation", + "content": "\\leftrightarrow" + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "text", + "content": " obj, att), to determine if the image contains those attributes. In addition to CLIP, [40-43] allow objects and attributes to be projected into the same feature space, while the decoration of attributes on objects is modeled as an operator (img " + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "inline_equation", + "content": "\\leftrightarrow" + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "text", + "content": " obj OP att, operator OP could be " + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "inline_equation", + "content": "\\pm" + }, + { + "bbox": [ + 130, + 375, + 481, + 459 + ], + "type": "text", + "content": " or linear transform)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 460, + 481, + 508 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 460, + 481, + 508 + ], + "spans": [ + { + "bbox": [ + 130, + 460, + 481, + 508 + ], + "type": "text", + "content": "Our innovation lies in the novel view of treating attribute recognition as a language modeling problem. We integrate probability modeling for image, object class, and attribute prediction in an unified image-text model, while leveraging LLM's foundational pre-training." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 509, + 481, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 509, + 481, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 509, + 481, + 628 + ], + "type": "text", + "content": "Language modeling (LM) estimates the probability of a sequence of words being observed in a sentence. Early language models use dense neural networks [6] or recursive neural networks [70], while recent large language models (LLMs) [15, 16, 49, 69, 75] are based on the transformer architecture [66] because of its strong generalizability. LM has many applications in both NLP and computer vision, including question answering (QA) [51, 71], conversational question answering [53], visual captioning [1, 12, 59, 73], and visual question answering [4, 21, 76]. These applications can be categorized into three main types of LM: (1) image-text matching [20], (2) masked language modeling [16], and (3) prefix language modeling [6]." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 665 + ], + "type": "text", + "content": "Attribute recognition is a condensed VQA problem that requires predicting the visual attribute of an query object. The foundational methods proposed in the VQA domain mostly combine image-text matching and masked lan" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "text", + "content": "W. Y. Zhu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "content": "guage modeling. Examples include LXMERT [63], UNITER [13], OSCAR [35], VinVL [77], ViLT [29], VLMo [5]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 199 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 199 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 199 + ], + "type": "text", + "content": "Different from these works, we show that prefix language modeling (prefixLM) [6,10,11,69,75]) can approximate masked language modeling (see Sec. 3.3) in the attribute tasks. With a novel prompting scheme, prefixLM exhibits even greater expressive power than MLM, making it a powerful tool for deep visual reasoning [65, 72]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 200, + 481, + 282 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 481, + 282 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 481, + 282 + ], + "type": "text", + "content": "Prompt learning originates in the field of natural language processing (NLP), where tasks like question-answering are frequently formulated as a \"fill-in-the-blank\" problem. Notable examples include BERT [16] which employs masked language modeling, and GPT [50] that uses prefix language modeling. While large language models (LLMs) [15,44,64] have been widely explored in NLP for fact-based reasoning, their application in the computer vision domain is relatively unexplored." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 283, + 480, + 342 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 283, + 480, + 342 + ], + "spans": [ + { + "bbox": [ + 130, + 283, + 480, + 342 + ], + "type": "text", + "content": "Prompt learning in computer vision has gained attention following the success of CLIP [49]. Numerous works [38, 39, 48, 52, 60, 68, 72, 78] have focused on designing CLIP-prompts or utilizing the pre-trained CLIP checkpoint. Approaches such as [79, 80] learn the prompting vectors instead of manually designing text prompts." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 343, + 480, + 427 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 343, + 480, + 427 + ], + "spans": [ + { + "bbox": [ + 130, + 343, + 480, + 427 + ], + "type": "text", + "content": "Our approach focuses on its application towards attribute learning, which the aforementioned contrastive learning based methods are ill-suited for. Our proposed generative prompting is based on image-conditioned prefix language modeling [69, 75], which takes sequence ordering into consideration and is therefore well-suited for modeling the dependence between visual objects and attributes. The proposed method has potential applications in other visual reasoning problems such as visual relation detection [37] or scene graph generation [28]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 444, + 212, + 458 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 444, + 212, + 458 + ], + "spans": [ + { + "bbox": [ + 131, + 444, + 212, + 458 + ], + "type": "text", + "content": "3 Approach" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 468, + 358, + 481 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 468, + 358, + 481 + ], + "spans": [ + { + "bbox": [ + 131, + 468, + 358, + 481 + ], + "type": "text", + "content": "3.1 Image-Conditioned Language Modeling" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": "Our proposed generative retrieval is based on image-conditioned prefix language modeling, i.e. image captioning. Given an image " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": ", we aim to generate the corresponding text " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "x = (s_1, \\dots, s_n)" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " by modeling the probability " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "p(x|v)" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " using Eq. 1. This equation factors " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "p(x|v)" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " into the product of conditional probabilities [6,50], where at each time step, the model predicts the next token " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "s_i" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " based on the visual input " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " and previous tokens " + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "(s_0, \\dots, s_{i-1})" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "inline_equation", + "content": "s_0" + }, + { + "bbox": [ + 130, + 487, + 479, + 571 + ], + "type": "text", + "content": " is the start-of-sentence token “”)." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 238, + 580, + 480, + 610 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 238, + 580, + 480, + 610 + ], + "spans": [ + { + "bbox": [ + 238, + 580, + 480, + 610 + ], + "type": "interline_equation", + "content": "p (x | v) = \\prod_ {i = 1} ^ {n} p \\left(s _ {i} | v, s _ {1}, \\dots , s _ {i - 1}\\right) \\tag {1}", + "image_path": "4832f9de0bed27c487f2e793e46c118322951283d85be6d4d14307061e697a10.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "content": "The factorization provided by Eq.1 is advantageous as it breaks down the word generation process into individual probability factors. In Fig. 1 (left), we show that the model can capture various object-attribute compositions during pre-training. As a result, in downstream attribute-related tasks, we can leverage" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 181, + 90, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 90, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 181, + 90, + 447, + 102 + ], + "type": "text", + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "content": "this factorization to address reasoning questions such as " + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "p(w_{att}|v, w_{obj})" + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "content": ", which represents the probability of observing an attribute " + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "w_{att}" + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "content": " (e.g., \"orange\", \"fluffy\") given the visual input " + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "content": " and object " + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "inline_equation", + "content": "w_{obj}" + }, + { + "bbox": [ + 130, + 116, + 482, + 153 + ], + "type": "text", + "content": " (e.g., a \"cat\")." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 171, + 405, + 183 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 171, + 405, + 183 + ], + "spans": [ + { + "bbox": [ + 131, + 171, + 405, + 183 + ], + "type": "text", + "content": "3.2 Generative Retrieval for Attribute Classification" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": "We formalize the simplest attribute classification task as a common foundation for both generative retrieval and contrastive retrieval. Specifically, given an image " + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": " and sentence " + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "t^{(1)},\\ldots ,t^{(C)}" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": " is number of classes), retrieval-based classification involves designing a loss function " + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "L(v,t)" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": " to measure the cost of aligning image " + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": " and text " + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "t^{(i)}" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "1\\leq i\\leq C" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": "). Thus, zero-shot classification can be achieved through finding the class label " + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "inline_equation", + "content": "c = \\mathrm{argmin}_{1\\leq i\\leq C}\\{L(v,t^{(i)})\\}" + }, + { + "bbox": [ + 130, + 193, + 482, + 266 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "spans": [ + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "text", + "content": "Contrastive retrieval builds on the fact that paired image-text are projected into the same feature space through contrastive learning during pretraining. Assuming the image is encoded as " + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "inline_equation", + "content": "f(v)" + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "text", + "content": " and the text is encoded as " + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "inline_equation", + "content": "g(t)" + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "text", + "content": ", the contrastive learning objective aims to maximize the inner product between the matched image-text embeddings while minimizing the unmatched ones. This encourages paired image-text samples to have a high similarity while pushing unpaired samples apart. Under the common assumption of unit norm in the embeddings [26, 49, 62], this can be equivalently represented by using the L2 loss to measure the distance between image and text, denoted as " + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "inline_equation", + "content": "L^{(con)}(v,t) = \\| f(v) - g(t)\\|_2" + }, + { + "bbox": [ + 130, + 266, + 482, + 385 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": "Generative retrieval is our proposed approach for visual attribute recognition, which utilizes cross-entropy to evaluate the image-text alignment loss, represented as " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "L^{(gen)}(v,t) = -\\sum_{i=1}^{N}\\hat{p}(t_i)\\log q_\\theta(v,t_{j|j < i})" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": ". Here, " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "\\hat{p}(t_i) \\in \\mathbb{R}^{1 \\times V}" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " (" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "1 \\leq i \\leq N" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " is the length) represents the one-hot representation of the " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": "-th token of sentence " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": ". To generate the information at the " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": "-th step, the model " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "q_\\theta" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " relies on the image " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "v" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " and all previous text tokens " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "t_{j|j < i}" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " to produce a probability distribution " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "q_\\theta(v,t_{j|j < i}) \\in \\mathbb{R}^{V \\times 1}" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " over the vocabulary " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": ". The term " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "-\\hat{p}(t_i)\\log q_\\theta(v,t_{j|j < i}) \\in \\mathbb{R}^1" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " represents the cross-entropy between the " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": "-th token in the sentence " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": " and the model's prediction at the " + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 385, + 483, + 506 + ], + "type": "text", + "content": "-th step. Fig. 3 (middle) provides a visual representation of this equation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 524, + 356, + 536 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 524, + 356, + 536 + ], + "spans": [ + { + "bbox": [ + 131, + 524, + 356, + 536 + ], + "type": "text", + "content": "3.3 Modeling the Conditional Dependence" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": "In generative retrieval, we can build different probabilistic models for visual attribute recognition by changing word ordering in the to-be-measured sentence (see Fig. 2). Our key contribution to the community is proposing and showcasing its versatility in enabling the design of arbitrary probabilistic model by engineering different structure for the measured sentence. Below, we use " + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": " to indicate attribute, and " + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "inline_equation", + "content": "\\{O\\}" + }, + { + "bbox": [ + 130, + 545, + 482, + 617 + ], + "type": "text", + "content": " to indicate object." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "Sentence \"" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "A" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "\" This sentence models the simplest dependency for predicting attribute based on the image. In this dependency model, we focus on the cross-entropy of classifying the image as having a specific attribute, which can be achieved through a simple classification model. This approach aligns with early" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "text", + "content": "W. Y. Zhu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 154, + 169, + 443, + 255 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": "Fig. 2: Conditional dependencies modeled by different sentence templates. Attribute recognition is modeled as a fill-in-the-blank problem for the highlighted “" + }, + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 114, + 482, + 160 + ], + "type": "text", + "content": "” in the graph. Our proposed method optimizes or approximates the joint probability of observing these graph meta-modals, all while only relying on the prefixLM pre-training." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 154, + 169, + 443, + 255 + ], + "lines": [ + { + "bbox": [ + 154, + 169, + 443, + 255 + ], + "spans": [ + { + "bbox": [ + 154, + 169, + 443, + 255 + ], + "type": "image", + "image_path": "572f51b00b7f3ed3f016fa6b707e613eaa9230ef601c81361eec1464ea6c499d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 279, + 479, + 301 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 279, + 479, + 301 + ], + "spans": [ + { + "bbox": [ + 130, + 279, + 479, + 301 + ], + "type": "text", + "content": "methods [9, 18, 19, 31, 45, 46, 67, 74] that describe attributes rather than naming the objects." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "content": "Sentence " + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "inline_equation", + "content": "\\{O\\}" + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "content": ". This sentence template models the prediction of attributes based on both an image and an object, approximating " + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "inline_equation", + "content": "p(\\{A\\} | v, \\{O\\})" + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "content": ". In this dependency model, all sentences share the same prefix " + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "inline_equation", + "content": "\\{O\\}" + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "content": " is (e.g., \"cat is orange\", \"cat is fluffy\", \"cat is cute\", etc.). Therefore, the only factor that matters in generative retrieval becomes " + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "inline_equation", + "content": "-\\hat{p}(\\{A\\}) q_{\\theta}(v, \\{O\\}, \\{is\\})" + }, + { + "bbox": [ + 130, + 304, + 481, + 388 + ], + "type": "text", + "content": ", which quantifies the loss associated with classifying an attribute given the image and object. This dependency model characterizes recent attribute works such as [3, 47, 48, 77]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "content": "Sentence \"" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{A\\} \\{O\\}" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "content": "\". This sentence is similar to Masked Language Modeling (MLM) [16] as it involves filling in the blank in a sentence like \"an image of a [MASK] cat\". However, there are two key distinctions: (1) " + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "inline_equation", + "content": "p(\\{A\\} \\mid v)" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "content": " requires the attribute must be easily recognizable from the image, and (2) " + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "inline_equation", + "content": "p(\\{O\\} \\mid v, \\{A\\})" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "content": " requires that the attribute can be employed to modify the object. In contrast, MLM uses all contextual information to predict the masked token (attribute), regressing to the earlier sentence \"" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{O\\} \\text{ is } \\{A\\}" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "content": "\". The probabilistic modeling derived from the sentence \"" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "inline_equation", + "content": "\\{A\\} \\{O\\}" + }, + { + "bbox": [ + 130, + 388, + 481, + 496 + ], + "type": "text", + "content": "\" closely resembles the approaches in [2, 25, 34], where attributes were utilized for object recognition." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": "Sentence “" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "inline_equation", + "content": "\\{A\\}\\{O\\}" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": ". This sentence produces unconventional sentences such as “fluffy cat is fluffy”. We highlight this sentence template to showcase the versatility of generative retrieval. In essence, this likelihood formulation includes all three previously discussed conditional probability terms: (1) " + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "inline_equation", + "content": "p(\\{A\\} | v) - \\text{classification}" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": "; (2) " + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "inline_equation", + "content": "p(\\{O\\} | v, \\{A\\}) - \\text{object-attribute compatibility}" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": "; and (3) " + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "inline_equation", + "content": "p(\\{A\\} | v, \\{O\\}) - \\text{attribute prediction based on image and object.}" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": " We present an approximate probability graph in Fig. 2 (right), where we duplicate both the attribute and object nodes. With the duplicated “" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 497, + 481, + 640 + ], + "type": "text", + "content": "” in the sentence, the resulting modeling accounts for the co-dependency between object and attribute. For example, attributes preceding objects: “red car”, “blue sky”; and objects preceding attributes: “kid is smiling”, “cat is lying”. This construction further bridges the gap between pre-training and zero-shot inference." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Discussion. Our proposed generative retrieval is novel for two reasons. Firstly, from the language modeling perspective, we offer a new solution for" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 181, + 90, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 90, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 181, + 90, + 447, + 102 + ], + "type": "text", + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 200 + ], + "type": "text", + "content": "training using prefixLM, enabling the model to mimic MLM or more advanced LM in a zero-shot manner for downstream tasks. Secondly, our generative retrieval produce dependency models at inference time that serves as meta-models for attribute recognition, since we can flexibly modify the probabilistic modeling and conditional dependence through changes in sentence templates. In our experiments, we show the results for the four different probabilistic attribute models (Fig. 2)." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 218, + 315, + 230 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 218, + 315, + 230 + ], + "spans": [ + { + "bbox": [ + 131, + 218, + 315, + 230 + ], + "type": "text", + "content": "3.4 Finetuning on Attribute Tasks" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "spans": [ + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": "Since the attribute class names have similar lengths, their cross-entropy scores " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "L^{(gen)}(v,t)" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " with the image are expected to fall within a similar range of values (see Fig. 4). Therefore, an intuitive way to adapt the knowledge in a few-shot manner is to learn to \"rescale\" the retrieval scores to adapt to the new dataset priors during finetuning. Specifically, if " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "t^{(c)}" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " is the sentence for class " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": ", we introduce learnable parameters bias " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "\\mu_c" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " and scaling factor " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "\\sigma_c" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " to adjust the " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "L^{(gen)}(v,t^{(c)})" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": ", resulting in a transformed probability " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "p_c = \\text{sigmoid}\\left(-\\frac{L^{(gen)}(v,t^{(c)}) - \\mu_c}{\\sigma_c}\\right)" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": ". This probability " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "p_c" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " represents the likelihood of the image-object pair being associated with attribute " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": ". During finetuning, " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "p_c" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " can be optimized using cross-entropy loss. In Sec. 4.2, we also provide the baseline results of finetuning the contrastive retrieval, using the same approach (but with loss score " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "L^{(con)}" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": " instead of " + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "inline_equation", + "content": "L^{(gen)}" + }, + { + "bbox": [ + 130, + 238, + 482, + 373 + ], + "type": "text", + "content": ")." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": "For the additional parameters " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "\\mu_c" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "\\sigma_c" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": ", we initialize " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "\\mu_c" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": " using -15.0 and " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "\\sigma_c" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": " using 0.5, inspired by the values we observed in Fig. 4 (which shows " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "-L^{(gen)}(v,t)" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": " for sorting purpose). The initial values roughly transform the logits " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "p_c" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": " to zero mean and scale the standard deviation to 6.0. To finetune the model, we use a batch size of 4, a maximum text length of 16, a weight-decay of 0.01. We use the Adafactor optimizer with " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "\\beta_1 = 0.9" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "inline_equation", + "content": "\\beta_2 = 0.999" + }, + { + "bbox": [ + 130, + 374, + 483, + 481 + ], + "type": "text", + "content": ", and a learning rate of 1e-5 linearly decayed to zero in 100k training steps, which are roughly 1.8 training epochs. All experiments are conducted on single machine with TPUv3 with the average time to finetune a model being 7 hours." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 500, + 231, + 514 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 500, + 231, + 514 + ], + "spans": [ + { + "bbox": [ + 131, + 500, + 231, + 514 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 525, + 280, + 537 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 525, + 280, + 537 + ], + "spans": [ + { + "bbox": [ + 131, + 525, + 280, + 537 + ], + "type": "text", + "content": "4.1 Implementation Details" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "We use CoCa [75] pretrained on the LAION [58] as the foundation model. CoCa combines multimodal contrastive learning with image-conditioned prefix language modeling, as illustrated in Fig. 3. Its text decoder consists of (1) a unimodal text decoder trained on a contrastive learning objective with an image encoder, and (2) a multimodal text decoder trained to generate image captions by cross-attending to the image encoder. We adopt CoCa as the foundation model as it allows for performing both contrastive and generative retrieval with one model trained on the same image-text data, ensuring a fair comparison. In our experiments, we use the CoCa Base model, which consists of a ViT [30] image encoder with 12 transformer layers, a unimodal text decoder with 6 layers," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "text", + "content": "W. Y. Zhu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 156, + 481, + 228 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 479, + 148 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 479, + 148 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 479, + 148 + ], + "type": "text", + "content": "Fig. 3: Overview of Coca. CoCa integrates both contrastive learning and prefix language modeling. While its text decoder as a whole (Unimodal+Multimodal) learns to caption images, the first few layers (Unimodal) can be used for contrastive learning." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 134, + 156, + 481, + 228 + ], + "lines": [ + { + "bbox": [ + 134, + 156, + 481, + 228 + ], + "spans": [ + { + "bbox": [ + 134, + 156, + 481, + 228 + ], + "type": "image", + "image_path": "ac3aefdac4f3cc1897488a82dbeac08af66b2cc33466967cd9b475d4204125a2.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "spans": [ + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "type": "text", + "content": "and a multimodal text decoder with an additional 6 layers. The image resolution is set to " + }, + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "type": "inline_equation", + "content": "224 \\times 224" + }, + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "type": "text", + "content": " pixels with a patch size of " + }, + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "type": "inline_equation", + "content": "16 \\times 16" + }, + { + "bbox": [ + 130, + 264, + 479, + 300 + ], + "type": "text", + "content": " pixels. All transformer layers have hidden dimensions of 768 and MLP size of 3,072." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 301, + 372, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 301, + 372, + 312 + ], + "spans": [ + { + "bbox": [ + 146, + 301, + 372, + 312 + ], + "type": "text", + "content": "The following two datasets are used for evaluation:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 315, + 480, + 397 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 315, + 480, + 397 + ], + "spans": [ + { + "bbox": [ + 130, + 315, + 480, + 397 + ], + "type": "text", + "content": "Visual Attribute in the Wild (VAW) [47] is a large dataset of images with explicitly labeled positive and negative attributes. The associated task requires a model to predict a set of visual attributes given an object's name and the image it is on. VAW contains 216,790 objects from 58,565 images for training, 12,286 objects from 3,317 images for validation, and 31,819 objects from 10,392 images for testing. We use the test set to report results after validating the model." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 400, + 480, + 496 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 480, + 496 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 480, + 496 + ], + "type": "text", + "content": "Visual Genome Attribute Ranking (VGARank) is a modified version of the Visual Genome (VG) dataset [32] also designed to evaluate a model's ability to recognize visual attributes. The proposed dataset is different from VAW in that it is 1) an open-vocabulary ranking task, instead of a fixed vocabulary domain classification task, and 2) has two variants, VGARank-Attribute or VGARank-Object focusing on either attribute recognition given an object or object recognition given an attribute. This allows us to investigate how pretraining knowledge differs between attribute concepts and object concepts." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": "For VGARank-Attribute, each ranking problem is formulated with respect to one anchor object, with " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": " ground truth attributes paired with that object in Visual Genome's annotations and " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "(50 - N)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": " additional false attributes. VGARank-O mirrors this design, but is formulated with respect to an anchor attribute present on the image. To make the problem challenging, these false pairings are selected in accordance to the dataset's conditional probability " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "P(object|attribute)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "P(object|object)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": ", i.e. for a given object, we select the attributes most likely to co-occur with the object in the Visual Genome distribution but which are not true for the given bounding box. Additionally, if any of the selected fake pairing exists on the current image as part of another bounding box instance, we would not include it in the set of " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "(50 - N)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": " fake pairings. In the case where the given object or attribute does not appear often enough in Visual Genome and there is not enough fake pairing candidates from the conditional probability " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "P(object|attribute)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "P(object|attribute|object)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": " to make up the set of " + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "inline_equation", + "content": "(50 - N)" + }, + { + "bbox": [ + 130, + 498, + 481, + 666 + ], + "type": "text", + "content": ", we" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "text", + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 158, + 482, + 384 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 147 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 147 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 147 + ], + "type": "text", + "content": "Fig. 4: Zero-shot attribute prediction - qualitative results on the VAW dataset. Images are cropped using the yellow bounding boxes, and models only see the areas inside the boxes." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 133, + 158, + 482, + 384 + ], + "lines": [ + { + "bbox": [ + 133, + 158, + 482, + 384 + ], + "spans": [ + { + "bbox": [ + 133, + 158, + 482, + 384 + ], + "type": "image", + "image_path": "939bd1cf186e9f15aaebe43beac6d701af0edd3f6fda3e962a028562e19276da.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "type": "text", + "content": "would select fake object or attribute according to the dataset prior " + }, + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "type": "inline_equation", + "content": "P(object)" + }, + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "type": "text", + "content": " or " + }, + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "type": "inline_equation", + "content": "P_attribute)" + }, + { + "bbox": [ + 130, + 422, + 482, + 472 + ], + "type": "text", + "content": " to fill the rest of the choices. We obtain a dataset with 770,721 ranking problems for training, 7,997 for validation, and 32,299 for testing, and the dataset is available on our GitHub page." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 489, + 307, + 500 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 489, + 307, + 500 + ], + "spans": [ + { + "bbox": [ + 132, + 489, + 307, + 500 + ], + "type": "text", + "content": "4.2 Results on the VAW Dataset" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 510, + 482, + 557 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 510, + 482, + 557 + ], + "spans": [ + { + "bbox": [ + 130, + 510, + 482, + 557 + ], + "type": "text", + "content": "First, we show that generative retrieval is better than contrastive retrieval, then analyze various conditional models, and finally compare our results to the state-of-the-art and analyze in particular its much superior performance on the less frequently seen categories." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 558, + 482, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 629 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 629 + ], + "type": "text", + "content": "Generative v.s. contrastive retrieval. The VAW dataset and the following metrics were used: rank (average rank of the correct predictions out of all 620 choices), mR@15 (mean recall over all classes at top 15 predictions for each instance), and mAP (mean average precision over all classes). We use average rank as the primary metric as it is more direct and comprehensive at describing overall ranking performance in a large candidate space." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 482, + 666 + ], + "type": "text", + "content": "Tab. 1 and 2 show the results of the zero-shot and fine-tuning settings, respectively. Generative retrieval outperforms contrastive retrieval in both settings, demonstrating a stronger ability to model fine-grained associations between ob" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "text", + "content": "W. Y. Zhu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 202, + 482, + 308 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 305, + 193 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 305, + 193 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 305, + 193 + ], + "type": "text", + "content": "Table 1: Zero-shot results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 308, + 114, + 482, + 193 + ], + "lines": [ + { + "bbox": [ + 308, + 114, + 482, + 193 + ], + "spans": [ + { + "bbox": [ + 308, + 114, + 482, + 193 + ], + "type": "text", + "content": "Table 2: Finetuning results on VAW. Generative retrieval vs contrastive retrieval, across different sentence templates / dependency meta-models. Blue and black numbers in bold represent the best and second best, respectively. The best performing setting is highlighted in gray." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 202, + 482, + 308 + ], + "lines": [ + { + "bbox": [ + 132, + 202, + 482, + 308 + ], + "spans": [ + { + "bbox": [ + 132, + 202, + 482, + 308 + ], + "type": "table", + "html": "
DependencyRank↓mR@15↑mAP↑
Con“{A}”95.132.052.5
“{A}{O}”149.822.447.1
“{O}is{A}”151.423.245.9
“{A}{O}is{A}”141.023.748.3
Gen“{A}”82.128.753.8
“{A}{O}”63.935.947.7
“{O}is{A}”61.932.946.1
“{A}{O}is{A}”56.031.749.9
", + "image_path": "c7011bbade2ffd181d574056fcd27f39e9ea27c1bf7e56a75442d71f0e285869.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 482, + 521 + ], + "type": "text", + "content": "jects and attributes. Generative retrieval achieves a rank of 56.0 with its best sentence template, compared to 95.1 (↓ lower is better) for contrastive retrieval in the zero-shot setting (Tab. 1) and similarly achieves 10.6 vs 12.2 in the finetuning setting. (Tab. 2). As previously mentioned, there are two underlying reasons for generative retrieval's superiority. First, it captures true visual attributes, while contrastive retrieval may learn superficial connections through object identities (as shown in Tab. 1, adding object hints in contrastive retrieval makes it perform worse). Second, it explicitly models the object-attribute relations through their dependencies and interactions, which eliminates counterfactual attribute-object pairs. Fig. 4 shows some qualitative examples of differences between generative retrieval and contrastive retrieval. In the top-left example, the contrastive retrieval ranks highly the attributes \"sky is bell shaped\" and \"sky is graffiti\", which are strongly associated with other objects present in the bounding box but which are not applicable to the entity of sky. This shows that contrastive retrieval can surface attributes based on image-level associations acquired from contrastive pre-training, which is highly undesirable for attribute recognition." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 522, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 522, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 522, + 482, + 569 + ], + "type": "text", + "content": "Conditional dependence modeling. In Tab. 1 and 2, we also investigate the four types of graphical models (see Fig. 2) that generate retrieval approximate. As finetuning results show similar trends, we present the zero-shot results in Tab. 1 (bottom)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "The simple classification sentence template “\\(\\{A\\}\\)” does not model the important object prior and achieves the worst rank of 82.1. The PrefixLM sentence template “\\(\\{A\\} \\{O\\}\\)” produces a better model with a rank of 63.9, as it first classifies attributes then checks whether the attributes fit the “[MASK] \\(\\{O\\} ””, and the MLM sentence template “\\(\\{O\\}\\) is \\(\\{A\\}\\)” has a similar rank of 61.9. We want to highlight that while all baselines on the VAW in Tab. 3 are analogous to this formulation, it is not the best among the four graphical models. Therefore, improving the probability modeling in these SOTA methods can potentially further" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "text", + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 201, + 485, + 360 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 193 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 193 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 193 + ], + "type": "text", + "content": "Table 3: Comparing to the SOTA on the VAW dataset. The top rows show the baseline models; the last three rows shows the results of our method, finetuned with generative retrieval sentences. On the best baseline model, TAP, we primarily compare against the version without in-domain pretraining (LSA) on the evaluation dataset. The performance of the version of TAP with in-domain pretraining is included for completeness. For metric mA, we report mA@threshold=0.005 as cross-validated. Due to space constraints, we are moving the overall mR@15 and f1@15 to the supplementary material." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 201, + 485, + 360 + ], + "lines": [ + { + "bbox": [ + 132, + 201, + 485, + 360 + ], + "spans": [ + { + "bbox": [ + 132, + 201, + 485, + 360 + ], + "type": "table", + "html": "
MethodsOverall mAP mAClass Imb. mAP HeadMed. TailAttribute Type mAP Colr. Mat. Shap.Size
ResNet-Bas.-CE56.450.364.652.735.954.064.655.956.954.647.559.2
LSEP61.067.169.157.340.956.167.163.161.458.750.764.9
PartialBCE+GNN62.368.970.158.740.157.766.564.165.159.354.465.9
ResNet-Bas.63.068.671.159.443.058.566.365.064.563.153.166.7
ML-GCN63.069.570.859.842.759.164.765.264.262.854.766.5
sarafianos2018deep64.668.372.561.542.962.968.864.965.762.356.667.4
SCoNE68.371.576.564.848.070.475.668.369.468.460.769.5
TAP(w/o in-domain)65.467.2----------
TAP(in-domain PT)73.473.577.672.958.871.674.57173.470.467.977.3
Ours “{a}{o}”70.873.774.071.058.273.175.070.961.872.268.870.7
Ours “{o}is{a}”72.074.774.972.060.675.276.072.662.972.769.672.0
Ours “{a}{o}is{a}”71.974.475.072.159.475.775.371.262.872.270.371.8
", + "image_path": "3afa724ed992a74fb05f566b9ba14e97a0b607a9d93aea6e8e375c62a6162066.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": "improve their performance, and our generative retrieval offers an easy way to do so. Finally, the hybrid sentence template “" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "inline_equation", + "content": "\\{A\\}\\{O\\}" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": "” performs the best with an average rank of 56.0. This is because it jointly considers three important factors: " + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "inline_equation", + "content": "p(\\{A\\} | \\mathrm{v})" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "inline_equation", + "content": "p(\\{O\\} | \\mathrm{v}, \\{A\\}|" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "inline_equation", + "content": "p(\\{A\\} | \\mathrm{v}, \\{O\\}|" + }, + { + "bbox": [ + 130, + 392, + 482, + 477 + ], + "type": "text", + "content": ", all captured by the proposed generative retrieval. In particular, it is difficult for MLM to capture the latter two factors simultaneously, and this shows how our proposed prefixLM + generative retrieval is a more flexible approach." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 481, + 482, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 481, + 482, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 481, + 482, + 601 + ], + "type": "text", + "content": "Comparing to the SOTA. We compared our fine-tuned model to the state-of-the-art methods in Tab. 3 using the following metrics from [47]: mAP (mean average precision over all classes), mA (mean balanced accuracy over all classes), mR@15 (mean recall over all classes at top 15 predictions in each instance), and F1@15 (overall F1 at top 15 predictions). The table below focuses on fine-grained mAP metrics as the best comparison for retrieval performance. Results on mR@15 and F1@15 can be found in the supplemental. The following baselines were considered: ResNet-Bas.-CE [3,27], ResNet-Bas. [46], LSEP [36], [57], PartialBCE + GNN [17], ML-GCN [14], SCoNE [47], and TAP [48]. We thank the authors from [47] for reimplementing/adapting all the baselines." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "By leveraging vision-based PrefixLM pretraining, our method ranks first among methods without in-domain pretraining on the target evaluation dataset. Even compared to TAP with in-domain pretraining, our method ranks only slightly behind TAP in overall metric and outperforms TAP on most long-tail categories." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 100 + ], + "type": "text", + "content": "W. Y. Zhu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 331 + ], + "type": "text", + "content": "Compared to SCoNE and TAP, our method focuses on cross-domain knowledge extraction instead of task-specific modules or training procedures to fit to the dataset domain. The SCoNE and TAP work both rely on object mask supervision and large custom datasets during training, incorporates specialized modules, and are trained and tested in the same domain. In particular, the main metric gain in the TAP work is through in-domain pretraining on LSA [48]. Our method, on the other hand, is designed to be generalist and compatible to large-scale pretraining, while at the same time incorporating flexible probabilistic modeling in the architecture. One major advantage of our method is its significantly better performance in the distribution long tail — the rarer attributes of the Medium (72.0% mAP) and Tail (60.6% mAP) attribute classes, as shown in table 3. While SCoNE and TAP's has higher overall mAP and Head mAP, it does not necessarily mean they are better models overall, since these numbers are biased towards frequently observed attributes where it is easy for models to directly fit to the dataset, especially when it is in the same domain. Our model's strong performance on the long tail demonstrates its ability infer on rarely seen attributes and indicates that it fits to the priors carried by the foundation models, instead of to the dataset distribution." + } + ] + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 132, + 406, + 482, + 510 + ], + "blocks": [ + { + "bbox": [ + 132, + 352, + 305, + 396 + ], + "lines": [ + { + "bbox": [ + 132, + 352, + 305, + 396 + ], + "spans": [ + { + "bbox": [ + 132, + 352, + 305, + 396 + ], + "type": "text", + "content": "Table 4: Zero-shot results on VGARank-Attribute. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 308, + 352, + 482, + 396 + ], + "lines": [ + { + "bbox": [ + 308, + 352, + 482, + 396 + ], + "spans": [ + { + "bbox": [ + 308, + 352, + 482, + 396 + ], + "type": "text", + "content": "Table 5: Zero-shot results on VGARank-Object. Generative retrieval vs. contrastive retrieval, across different sentence templates / dependency meta-models." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 406, + 482, + 510 + ], + "lines": [ + { + "bbox": [ + 132, + 406, + 482, + 510 + ], + "spans": [ + { + "bbox": [ + 132, + 406, + 482, + 510 + ], + "type": "table", + "html": "
DependencyRnk↓R@1↑R@5↑R@10↑
Con“{A}”17.36.322.7
“{A} {O}”16.19.728.9
“{O} is {A}”17.28.726.4
“{A} {O} is {A}”16.59.027.9
Gen“{A}”14.08.934.2
“{A} {O}”13.013.941.6
“{O} is {A}”13.115.242.3
“{A} {O} is {A}”12.017.646.6
", + "image_path": "a56d08080ebc35c583f2ba2e0ed21bec1c4c620bd549684961cce186c2178d82.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 551, + 332, + 562 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 551, + 332, + 562 + ], + "spans": [ + { + "bbox": [ + 132, + 551, + 332, + 562 + ], + "type": "text", + "content": "4.3 Results on the VGARank Dataset" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": "Generative vs Contrastive Retrieval. We make similar observations as on the VAW dataset, shown in Tab. 4 and 5. We observe that generative retrieval sentence variations significantly outperformed the contrastive counterparts on both datasets. The best generative retrieval sentence template on VGARank-Attribute is " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\{A\\} \\{O\\}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\{A\\}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": ", achieving a rank of 12.0, while the best one on VGARank-Object is " + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "inline_equation", + "content": "\\{A\\} \\{O\\}" + }, + { + "bbox": [ + 130, + 570, + 482, + 665 + ], + "type": "text", + "content": ", achieving a rank of 5.8. This again verifies our claim that generative retrieval is more optimal for attribute recognition than contrastive retrieval." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 181, + 91, + 447, + 102 + ], + "type": "text", + "content": "ArtVLM: Attribute Recognition Through Vision-Based PrefixLM" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "Conditional dependence modeling. Tab. 4 and 5 show the results on VGARank-A and VGARank-O. We boldface the targets to be predicted, which are “{A}” for VGARank-A, and “{O}” for VGARank-O." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "As in VAW, the classification template “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” or “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” is the least effective, with a rank of 14.0 on VGARank-A and 6.1 on VGARank-O. The PrefixLM template “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” or “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” performs better with rank of 13.0 and 6.0, which is expected as it first classifies the target token then checks whether the target token fits the context. However, the more optimally ordered MLM template “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” or “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” mostly outperforms the previous approach, which aligns with conclusions drawn by earlier works like [2,25,34] that suggest attributes help the classification of uncommon objects, hence our model’s better-than-SOTA performance on the mid and long-tail categories on VAW. Notably, “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” achieves the best performance on the VGARank-O. The Hybrid template “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” or “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": " is " + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” performs the best on VGARank-A with a rank of 12.0, but it falls behind the “" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "inline_equation", + "content": "\\{\\mathbf{A}\\} \\{\\mathbf{O}\\}" + }, + { + "bbox": [ + 130, + 152, + 482, + 404 + ], + "type": "text", + "content": "” variant on VGARank-O. We attribute this to the more challenging nature of attribute recognition as compared to object recognition, where the former can benefit from the more complex dependency modeling in our method, while the latter still relies more on salient information. The VGARank-A/VGARank-O experiments highlights the versatility of the proposed method in predicting attributes from objects and vice versa. This flexibility demonstrates the foundational nature of the prefixLM approach through generative retrieval — by simply making changes to the sentence template, we can construct various explainable probabilistic models, expanding the possibilities for modeling complex relationships between objects and attributes." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 423, + 343, + 437 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 423, + 343, + 437 + ], + "spans": [ + { + "bbox": [ + 132, + 423, + 343, + 437 + ], + "type": "text", + "content": "5 Conclusion and Broader Impact" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 449, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 482, + 569 + ], + "type": "text", + "content": "Our work reformulates attribute learning as a probabilistic modeling problem and a knowledge extraction process from pretraining to downstream tasks, and we in turn propose the generative retrieval method on a vision-based prefixLM foundation. By leveraging the knowledge on complex word dependencies captured by the foundation model during pretraining, our work enables the explicit modeling of various object-attribute dependencies in downstream attribute tasks. We also showcase the method's flexibility in emulating various conditional probabilistic dependencies, and we envision that vision-based prefixLM, through the proposed generative retrieval method, can serve as a universal framework to construct meta-models for representing and measuring complex logical relations." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "As our method studies the visual attribute recognition problem in the context of large pretrained models, advancements in large vision-language models will directly translate to stronger performance on this domain. This work also benefits the broader community on image generative models by providing a better metric than CLIP for image-text alignment at a fine-grained, attribute level. This additional metric can lead to the creation of cleaner text-image datasets that has higher standards for caption details on object-attribute correctness, which would greatly benefit the training of generative models in the community." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 235, + 101 + ], + "type": "text", + "content": "W. Y. 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Advances in generative models increase the need for sample quality assessment. To do so, previous methods rely on a pre-trained feature extractor to embed the generated samples and real samples into a common space for comparison. However, different feature extractors might lead to inconsistent assessment outcomes. Moreover, these methods are not applicable for domains where a robust, universal feature extractor does not yet exist, such as medical images or 3D assets. In this paper, we propose to directly examine the latent space of the trained generative model to infer generated sample quality. This is feasible because the quality a generated sample directly relates to the amount of training data resembling it, and we can infer this information by examining the density of the latent space. Accordingly, we use a latent density score function to quantify sample quality. We show that the proposed score correlates highly with the sample quality for various generative models including VAEs, GANs and Latent Diffusion Models. Compared with previous quality assessment methods, our method has the following advantages: 1) pre-generation quality estimation with reduced computational cost, 2) generalizability to various domains and modalities, and 3) applicability to latent-based image editing and generation methods. Extensive experiments demonstrate that our proposed methods can benefit downstream tasks such as few-shot image classification and latent face image editing. Code is available at https://github.com/cvlab-stonybrook/LS-sample-quality.", + "bbox": [ + 261, + 301, + 738, + 621 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Generative Model, Quality Assessment, VAE, GAN, Diffusion", + "bbox": [ + 259, + 633, + 738, + 661 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 686, + 375, + 704 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Generative models have emerged as powerful modeling tools that can capture diverse and complex distribution from a large training dataset to synthesize new data [40-43]. A single pre-trained diffusion model [31] can generate thousands of images of \"Yorkshire Terrier\" or \"Notre-Dame de Paris\". In this paper, we aim to answer the question: among the samples generated from the model, how to measure the quality of each individual one? Such an instance-wise quality assessment metric is essential for users and consumers to select samples among the ones provided by those recently released text-to-image models, e.g., DALL-E", + "bbox": [ + 212, + 718, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 [29] and Stable Diffusion [31], rather than model-wise metrics such as Frechet Inception Distance (FID) [14].", + "bbox": [ + 212, + 145, + 782, + 176 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "For the most part, previous instance-wise evaluation methods [13, 21] rely on a pre-trained feature extractor (e.g., VGG16 [35]) to embed the generated samples and real samples into a common feature space. $K$ -nearest neighbor ( $k$ -NN) based approaches are then applied under the assumption that close samples in this feature space correspond to semantically similar images. The realism score [21], for example, measures the maximum of the inverse relative distance of a fake sample in a real $k$ -NN latent sphere. The rarity score [13], on the other hand, measures the minimum radius of a real $k$ -NN sphere that contains the fake latent representation. However, relying on a pre-trained feature extractor suffers from two shortcomings. First, different feature extractors might lead to inconsistent assessment outcomes: the rarity score shows a negative correlation with Frechet Inception Distance (FID) [14] when using VGG16 as backbone, while the correlation becomes positive under DINO [6] or CLIP [28] backbones. Moreover, these methods are not applicable for domains where a robust, universal feature extractor is not yet available, e.g., 3D shapes, human-drawn art or medical images.", + "bbox": [ + 212, + 181, + 787, + 422 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "In this paper, we propose to assess sample quality from another perspective: instead of using a pre-trained feature space, we directly use the latent space of the generative models themselves. The intuition is that the quality of a generated sample directly relates to the amount of the training samples that closely resemble it, and we can infer this information solely by examining the density of the latent space. Specifically, the samples lying in the latent area with dense latent codes are likely to have sufficient training data resembling them while low-density latent areas would correspond to the rare cases in the data manifold. This is because generative models typically map similar data points to similar latent embeddings. The latent embeddings in those low-density areas are less exposed in model training, consequently receiving less supervision, and leading to potentially inferior reconstruction quality.", + "bbox": [ + 212, + 428, + 787, + 609 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To this end, we propose a latent density score function to measure the quality of generated samples. Given a pre-trained generative model, our proposed function quantitatively measures the density of a randomly sampled latent code w.r.t. a set of latent codes extracted from the training data. We show that the proposed latent density score highly correlates with the sample quality for various generative models including Variational Autoencoders (VAEs) [19], Generative Adversarial Networks (GANs) [12] and Latent Diffusion Models (LDMs) [31]. Compared with previous quality assessments that require an additional embedding network for feature extraction, our method estimates the sample quality by directly examining the latent space of the generative models, which brings several key advantages: 1) efficiency: our method enables quality assessment without generating image pixels, which significantly reduces the computational cost; 2) generalizability: our method eliminates the reliance on external feature extractors, which allows for generalization to the domains where a universal pretrained feature extractor might not exist; 3) applicability: our method can be", + "bbox": [ + 212, + 613, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "J. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "seamlessly incorporated into latent-based image editing and generation methods, which can benefit various downstream tasks.", + "bbox": [ + 212, + 146, + 782, + 175 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In short, our main contributions can be summarized as follows:", + "bbox": [ + 238, + 176, + 694, + 191 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We demonstrate that we can directly assess sample quality via the latent space of generative models themselves, while previous quality assessment methods rely on a pre-trained feature extractor to embed real and generated samples to a common space.", + "- We propose a score function to quantify sample quality by measuring the density in latent space. The proposed function is applicable to various generative models trained on a variety of datasets.", + "- We show the clear advantages of our proposed method over previous instance-wise evaluation methods, including significantly saving computational cost, generalizing across different domains and facilitating various downstream tasks." + ], + "bbox": [ + 225, + 198, + 782, + 373 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 395, + 387, + 411 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Previous metrics for quality assessment can be grouped into two main categories: model-wise evaluation metrics and instance-wise evaluation metrics. Model-wise evaluation metrics measure the performance of different generative models, while instance-wise evaluation metrics aim to compare the quality of each individual generated sample.", + "bbox": [ + 212, + 424, + 784, + 500 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Model-wise Evaluation Metrics", + "text_level": 1, + "bbox": [ + 214, + 518, + 517, + 534 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Various model-wise evaluation metrics have been proposed to quantify the performances of generative models. Prevalent model-wise metrics include Inception Score (IS) [33], Kernel Inception Distance (KID) [3] and Frechet Inception Distance (FID) [14]. They quantify the performance of a generative model by measuring the distribution discrepancy between the generated samples and real samples in a high-dimensional feature space. Sajjadi et al. [32] propose to further disentangle this discrepancy between distributions into two components: precision and recall. Precision represents the quality of generated samples while recall corresponds to the coverage of the real target distribution. Naeem et al. [25] improve upon precision and recall by introducing density and coverage: density improves upon precision by being more robust to outliers and coverage improves upon recall by preventing the overestimation of the latent manifold. Although the above metrics have demonstrated their effectiveness in assessing generative models, they are not suitable to measure individual sample quality since they work on a set of generations.", + "bbox": [ + 212, + 541, + 787, + 768 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 Instance-wise Evaluation Metrics", + "text_level": 1, + "bbox": [ + 214, + 787, + 534, + 801 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Unlike model-wise metrics, instance-wise metrics are applied on individual generated samples for performance evaluation. They are helpful for users to select", + "bbox": [ + 212, + 809, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Assessing Sample Quality via the Latent Space of Generative Models", + "bbox": [ + 271, + 114, + 732, + 130 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "samples from generative models, which might produce noisy, unrealistic samples with artifacts, especially for underrepresented cases [23] such as rare categories or extreme object poses. The realism score [21] measures the perceptual quality of individual samples by estimating how close a given fake sample is to the latent manifold of real samples. Recently, Han et al. have proposed the rarity score [13], which measures how rare a synthesized sample is based on the real data distribution. Our proposed method and rarity score share the spirit of estimating the density around the target fake sample on the real manifold. Nevertheless, rarity score defines this manifold using a pre-trained classification network, e.g., VGG16, while our method directly leverages the latent manifold of the generative models themselves. We show that in this latent manifold, the density correlates with the perceptual quality of the generated samples.", + "bbox": [ + 212, + 146, + 787, + 328 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Latent Density Score", + "text_level": 1, + "bbox": [ + 215, + 349, + 457, + 366 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Given a well-trained generative model, e.g., GAN, VAE or latent diffusion model, we aim to estimate the quality of the generated samples by examining the latent space of the model. Let $\\mathcal{Z} = \\{z_1, z_2, \\ldots, z_i\\}$ denote a set of latent codes extracted from the training samples, and $z_g$ denote a latent code randomly sampled from the latent space, we measure the latent density of $z_g$ quantitatively by calculating the latent density score as:", + "bbox": [ + 212, + 378, + 787, + 468 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\nD \\left(z _ {g}, \\mathcal {Z}\\right) = \\frac {1}{| \\mathcal {Z} |} * \\sum_ {z _ {i} \\in \\mathcal {Z}} e ^ {- \\frac {\\left\\| z _ {g} - z _ {i} \\right\\| ^ {2}}{2 \\sigma^ {2}}}, \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 383, + 478, + 785, + 513 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $\\sigma$ is a hyper-parameter of this score function. Latent density score measures the average Gaussian kernelized Euclidean distance [10] between $z_{g}$ and each latent code in $\\mathcal{Z}$ . The score is high when $z_{g}$ resides in an area where the trained codes are densely distributed. $\\sigma$ controls the relative contribution of each latent code in $\\mathcal{Z}$ to the final density value, i.e., using a small $\\sigma$ places more emphasis on the local area surrounding $z_{g}$ , while applying a large $\\sigma$ places more focus on the global density. In the case where there are multiple local clusters in the latent manifold, different values of $\\sigma$ will lead to different assessment results (see Section 6.2).", + "bbox": [ + 212, + 522, + 787, + 657 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In GAN-based generative models, truncation trick [5,17,20] is a widely used technique to increase the sample fidelity at the cost of lowering the diversity. It works by shifting a randomly sampled code towards the mean latent code. The mean code typically resides in a high-density latent area. In fact, we observe that the proposed latent density score well correlates with the degree of truncation. We analyze this correlation further in Section 6.1 and provide more qualitative results in the Supplementary Material. Another highly relevant quality assessment metric is the realism score [21]. The realism score measures the relative distance of a fake sample in a real latent sphere, which is defined by a pre-trained feature extractor. We show that the latent density score behaves similarly with the realism score for images from the domains previously seen by the feature extractor (see Section 6.1). However, for images from non-ImageNet-like domains", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "J. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "(e.g., medical images and anime-style images) or domains other than 2D images (e.g., 3D shapes), quality assessment with realism score will be infeasible (see Section 4.2).", + "bbox": [ + 215, + 146, + 787, + 191 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/fdea5e9f59c13ef6c9e88945372c2003e3bac4bcb479576726376f08e63b5376.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 218, + 238, + 277, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/7836f3858f2f6f98e7aa72c5bac5812c53e1a60611e4f08b70f370ea2d2c76f0.jpg", + "image_caption": [ + "Top 6" + ], + "image_footnote": [], + "bbox": [ + 281, + 238, + 339, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/cf9a6c28daf9196ece19b6202c6faa20554b6a150d5dbbe35076aad034375d78.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 341, + 238, + 400, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/15e7ccb9db9c917e2f0864090145bab96baa3165facccb20c9b0d55a0befd000.jpg", + "image_caption": [ + "(a) Latent Diffusion - CelebA-HQ" + ], + "image_footnote": [], + "bbox": [ + 413, + 238, + 473, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a09934cd4c63901a637f98a14e383ee16dcc039e6094d22e6add884eb6164a9c.jpg", + "image_caption": [ + "Middle 6" + ], + "image_footnote": [], + "bbox": [ + 473, + 238, + 534, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/816d0dbff1a91772367b82ec55dfe16ef05fe50a0fe0f2621c9f70f003fad825.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 535, + 238, + 594, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/31a48496f9a62150e9d56fe016ccc6b83658169735cd9e21cd1a3bafca7ac001.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 606, + 238, + 666, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/f1be8357db8bbc84ee5d62e3309b01aa1afd4ec54c74a1d2399909080fbc2960.jpg", + "image_caption": [ + "Bottom 6" + ], + "image_footnote": [], + "bbox": [ + 666, + 238, + 728, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/0fd75c151921a671725daa8cdfaf1ba2d48bbc50236d5f6957dbe882fd55ea25.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 728, + 238, + 787, + 330 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a3c0e5aa1deb488a674778375acd4a6fa3cfa7e48df4b7f4da99331b4e0a6476.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 217, + 349, + 277, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/2e78d107a5910e2286613d92af5f4ddc3777e64af5419cdd8ef390ffc82403e1.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 279, + 349, + 339, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/9872b2f83ed9ed56a23ae52cd81e2b3575e1b6d7fdcb8cd879d413c40403e5ce.jpg", + "image_caption": [ + "(b) Latent Diffusion - LSUN-Bedrooms" + ], + "image_footnote": [], + "bbox": [ + 341, + 349, + 398, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/6d7f4d103dd56e7edfb2114fab376a0551a87f116753f44b5b81e0698ea699df.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 410, + 349, + 470, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/310f7932536e1e73548a76e6a548bb4cd72a70fefb51c21a940c12c878b60045.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 470, + 349, + 531, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/d2de247091b635a2fa1dd04c5db511fa34c4fd8c44114e32b2426c4220c06c09.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 532, + 349, + 591, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/eaec205eb7d637f5cb6fefa2852cb7e563991d72757f9d7a76f72dc07c13ba27.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 602, + 349, + 663, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/d2d1123fdb52203db181a531b255f6dc4e167237a1afb4e116f942c6ddf1cd62.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 663, + 349, + 723, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/11e1021d54964857cc3bcc81ce29a97c2a623b4d6f021fcc278b7c23ee0c0709.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 725, + 349, + 785, + 441 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/fad04983ff509c51622c1399a3f779a3ad9e79650c6f379b5f0f96829a6662f8.jpg", + "image_caption": [ + "Fig. 1: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches for unconditional latent diffusion models. (Zoom-in for best view). The proposed latent density scores highly correlate with the quality of generated images." + ], + "image_footnote": [], + "bbox": [ + 217, + 462, + 277, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a749bc33157e6ec1fb9aaa32a8758b5ca8df6de4ed0af6d347be838082a20535.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 279, + 462, + 341, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/990b34c7853ce39aaa8d2da6e1f5531c760ec51979fb48ff0380f1ab6e992fd6.jpg", + "image_caption": [ + "(c) Latent Diffusion - LSUN-Churches" + ], + "image_footnote": [], + "bbox": [ + 341, + 462, + 401, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/127a70a04df72c6a970415b7bacea73621b5fc66d42094801a981d4b905de1c0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 408, + 462, + 470, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/ff5843fdcc47d66b5f37386a93854cd48e46f4afc2265e0e2e5f0bec94ad593f.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 470, + 462, + 529, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/95c905e865162fe0b67d30b13f746925b6c16b21543908abd64f349cf0909ec8.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 531, + 462, + 593, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/6c4a8bacc4f7d55f04a39ed1b6e7e831e513a49c507b2dffecdb488ff56f7b96.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 601, + 462, + 661, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/9430750c08f29840ebdd7ab929defadc5bcc7e388eefa64d93e642b4d921ab87.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 663, + 462, + 723, + 556 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/b54177ae048a83c5f824e4225489c62e66c7da3d6ec8d4b409a1bdb8a981513e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 723, + 462, + 784, + 556 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Experimental Results", + "text_level": 1, + "bbox": [ + 215, + 704, + 460, + 722 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4.1 Results on Different Generative Models", + "text_level": 1, + "bbox": [ + 215, + 737, + 589, + 752 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In this section, we provide the experimental results of the proposed metric for various generative models and datasets. We experiment with three types of generative models, i.e., GANs, VAEs and LDMs. For each trained model, we extract latent codes from 60k training samples and calculate the latent density scores for 20k randomly sampled latent codes. In particular, for VAEs and LDMs, we", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Assessing Sample Quality via the Latent Space of Generative Models", + "bbox": [ + 271, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/df2f3ab86911d4717b038b73e70bb430c4d20f56959b1e9eb4c1beb94d9343dd.jpg", + "image_caption": [ + "Fig. 2: Top 2 and bottom 2 Stable Diffusion generated samples for eight classes in terms of the proposed latent density score. Images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas images in the 'bottom 2' rows contain visual noise and artifacts. The only difference in model configuration for images of top / bottom rows is the initial noise." + ], + "image_footnote": [], + "bbox": [ + 251, + 146, + 751, + 333 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "take the output of the image encoder as the latent representation of each real input image. For LDMs, we further flatten the 2D representations (before the denoising process) for computing the latent density score. We use the pre-trained Stable Diffusion v1.5 model [31] as the text-to-image diffusion model. For the unconditional diffusion models, we choose the LDMs pre-trained on CelebA-HQ [9], LSUN-Bedrooms and LSUN-Churches [44] released by [31]. For GANs, we experiment with StyleGAN2 [18] and StyleGAN2-ADA [16]. To obtain the latent representations, we input vectors sampled from a normal distribution to their mapping networks and extract latent features from the $\\mathcal{W}$ -space. We use $\\sigma = 20$ for computing latent density scores. We analyze the choice of $\\sigma$ and how it affects the results in Section 6.2.", + "bbox": [ + 212, + 460, + 787, + 625 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Latent Diffusion Models Latent diffusion models [31] use pre-trained autoencoders to construct a low-dimensional latent space, from which the original data can be reconstructed at high fidelity with reduced computational costs. In Figure 1, we show images synthesized by unconditional latent diffusion models trained on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches. For each dataset, we show samples using latent codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. As shown in the figure, the proposed latent density scores highly correlate with the quality of generated images. For example, on the CelebA-HQ dataset, we can see human faces generated from codes with high latent density scores are visually realistic with clear hair, eye and eyebrow details, whereas those with low latent density scores are of degraded quality due to blur, artifacts or distorted facial structures. Similarly, on LSUN-Bedrooms", + "bbox": [ + 212, + 657, + 787, + 839 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "J. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 126 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/f33fcddc0bb10ca22d9240232fe8a7f3fff2fe2532abbe33eefcd0cc543c37e8.jpg", + "image_caption": [ + "Fig. 3: Top 10 and Bottom 10 generated images in terms of the proposed latent density score on MNIST, Fashion-MNIST and CelebA for VAE. The samples with high latent density scores display clear instances, whereas those with low latent density scores are often distorted / blurred." + ], + "image_footnote": [], + "bbox": [ + 264, + 142, + 715, + 368 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "and LSUN-Churches, we observe unrealistic artifacts (i.e., distorted textures or inharmonious colors) from images with low latent density scores.", + "bbox": [ + 212, + 486, + 785, + 516 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Figure 2 shows images synthesized by a pre-trained text-to-image diffusion model, i.e., Stable Diffusion, using latent codes with the top 2 highest and lowest latent density scores from eight classes. As shown in the figure, samples with high latent density scores have superior visual quality while latent codes with low scores often lead to erroneous samples. The most obvious failures are the unrealistic backgrounds. For example, the boat images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas the backgrounds of the boats in the 'bottom 2' rows contain visual noise and artifacts. In some other failure cases, the generated objects exhibit structural integrity artifacts, i.e., the spoons and the clocks. We note that all images here are generated with the same model configuration and the only difference is the initial noise. Previous works [11, 15, 26] have shown that the guidance methods used in the denoising process are essential for improving the quality of generated images. Here we observe that the randomly initialized noise can also affect the sample quality significantly.", + "bbox": [ + 212, + 518, + 787, + 746 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "VAEs and GANs Figure 3 presents images generated by VAEs using codes with the top 10 highest and top 10 lowest latent density scores. As shown in the figure, our proposed score function is applicable to VAEs as well. For MNIST [22] and Fashion-MNIST [39], for example, we observe the samples with high latent", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Assessing Sample Quality via the Latent Space of Generative Models", + "bbox": [ + 271, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "density scores display clear instances from the given class, whereas those with low latent density scores are often distorted / blurred to unrecognizable.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Figure 4 shows images generated by StyleGAN2 [18] trained on FFHQ [17], StyleGAN2-ADA [16] trained on AFHQ Dog [9] and StyleGAN2 trained on AFHQ Cat [9] using codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. We observe clear generation quality differences between samples with different scores. For example, on the AFHQ Dog dataset, the samples with high scores show clear, frontal dog faces. On the other hand, the dog faces in samples with low density scores are highly distorted in various ways.", + "bbox": [ + 212, + 176, + 784, + 282 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/298cb9cb3b72da47e29e65aed93bc567c97132f807241fb52f579e2eb931742c.jpg", + "image_caption": [ + "Top 6" + ], + "image_footnote": [], + "bbox": [ + 217, + 321, + 398, + 414 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/9ce95b90b6a11d871412dd5d988ddd58d1bd85487d8d876e4947bd95094955e1.jpg", + "image_caption": [ + "Middle 6", + "(a) StyleGAN2-FFHQ" + ], + "image_footnote": [], + "bbox": [ + 411, + 321, + 593, + 414 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/4b4935e0fcd5b430525c4b0305099d4173e02e041f0a908bff88cdf6112c3ffb.jpg", + "image_caption": [ + "Bottom 6" + ], + "image_footnote": [], + "bbox": [ + 604, + 321, + 785, + 414 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/fdf17cec6524a3bb7f1e63770e52eabc2b5bbb2fa5aef78c2b66e29f93956ebe.jpg", + "image_caption": [ + "(b) StyleGAN2-ADA - AFHQ Dog" + ], + "image_footnote": [], + "bbox": [ + 217, + 438, + 398, + 531 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/24ce60dbddc64df1c65a0a312a077023936175f5afdb519790f90cdaebad95ae.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 413, + 438, + 591, + 531 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/1cff93fe4c1ece5fb135de36435856ba0d676abdcd1c2f76c0bc2fdd9490c855.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 604, + 438, + 785, + 532 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/701b1d760f90cda26a9f00b14e24267cb85e315e5d37f8d4181cbae8995f771e.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 218, + 555, + 403, + 650 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/7a9739d9197c1af20392a588a8680555645a7ca224a158a2588c550c4551d935.jpg", + "image_caption": [ + "(c) StyleGAN2 - AFHQ Cat", + "Fig. 4: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on FFHQ for StyleGAN2, on AFHQ Dog for StyleGAN2-ADA and on AFHQ Cat for StyleGAN2. (Zoom-in for best view). Samples with high scores are of better quality while samples with low scores are often highly distorted." + ], + "image_footnote": [], + "bbox": [ + 411, + 555, + 594, + 651 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/c74ef94b797f0d07b5026d4dd223968108210b15f55e8c0df90646bb3cc14d75.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 604, + 555, + 787, + 650 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.2 Results on Other Domains and Modalities", + "text_level": 1, + "bbox": [ + 212, + 789, + 609, + 804 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our proposed metric does not rely on any additional feature extractor, which enables quality assessment in the domains where robust pre-trained models might", + "bbox": [ + 212, + 809, + 784, + 839 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "J. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "not be available. In this section, we show the applications of our method on quality assessment for generated 3D shapes and non-ImageNet-like images.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/7f8904f98b169fad4da1f21ce2a296b0b8ffe87d297dcdeb1a4407d44415f697.jpg", + "image_caption": [ + "Top 5" + ], + "image_footnote": [], + "bbox": [ + 222, + 246, + 485, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/4ed70cf1161afddb6d0a4bfbe8b6d4b41a0764372459a2e03144d026ac8d65a5.jpg", + "image_caption": [ + "Bottom 5" + ], + "image_footnote": [], + "bbox": [ + 517, + 246, + 777, + 265 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/74bd9bafe064cacc85b427677a74d714ec2d636b369ed9c29a22ef8e062806d9.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 223, + 281, + 478, + 318 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/2e4a707181bbfde45f24d28f4eb84ba7c0223387e286215c6c7839609d69b430.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 517, + 281, + 776, + 316 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/b5bce8ef27cc8b297262e29690a280ff35f61b49d31dbaf2c62b735cef02cad8.jpg", + "image_caption": [ + "Fig. 5: Top 5 and Bottom 5 generated 3D shapes for four categories (i.e., airplane, chair, table and rifle) in terms of the proposed latent density score on ShapeNet Core V1 for SDF-StyleGAN. The generated samples with high scores have plausible 3D shapes and complete geometry structures, while samples with low scores exhibit unrealistic shapes and severe geometry distortion." + ], + "image_footnote": [], + "bbox": [ + 220, + 330, + 478, + 359 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/9533ee4e92654d28542d4561fd12b5e87300b1433d708d14f89feba7b3abc540.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 517, + 330, + 776, + 359 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/b961e3dd355d1a4bd75c38ebaea0e33c554e121b411ba8765a6da6e5b742bd7b.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 225, + 378, + 486, + 393 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/01e29edadea67bcfb2966cff011a652f6c87a0036c728d66821a11758bc5b683.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 517, + 377, + 782, + 398 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Quality Assessment for 3D Shapes We first show the application of our method on generated 3D shapes. Specifically, we generate shapes for four categories, i.e., airplane, chair, table and rifle, using a StyleGAN2-based 3D shape generation framework, SDF-StyleGAN [45] trained on ShapeNet Core V1 [7]. For each shape category, we extract the latent embeddings in the $\\mathcal{W}$ space of SDF-StyleGAN for $30\\mathrm{k}$ randomly sampled vectors and compute the corresponding latent density scores. Figure 5 visualizes the generated shapes with the top 5 highest and lowest scores. We observe that the generated 3D shapes with high scores have better visual quality with plausible 3D shapes and complete geometry structures. The generated 3D shapes with low scores, in contrast, exhibit unrealistic shapes and severe geometry distortion.", + "bbox": [ + 212, + 532, + 787, + 700 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Quality Assessment on Non-ImageNet-like Images Existing quality assessment methods operate under the assumption that semantically similar images are mapped to points close to each other in the embedding space of a pretrained feature extractor. However, this assumption might not hold true across different data domains. In this section, we conduct quality assessment for images from two non-ImageNet-like domains, i.e., the medical domain and anime-style domain. Figure 6 shows the samples with the highest and lowest latent density scores / realism scores among 5k candidate samples on each domain. We can see", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Assessing Sample Quality via the Latent Space of Generative Models", + "bbox": [ + 271, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/4882c5c00ac2594ca1b17718f005aed7603438c0de9b338bd8f4bc872282b09f.jpg", + "image_caption": [ + "Fig. 6: Top and bottom generated images in terms of latent density score and realism score using StyleGAN2 pre-trained on BreCaHAD [1] and Danbooru [4] datasets. There is clear visual difference between images with the highest and lowest latent density scores. In comparison, we do not observe visually distinguishable difference between samples with the highest and lowest realism scores." + ], + "image_footnote": [], + "bbox": [ + 230, + 147, + 767, + 378 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "that the images with the highest and lowest latent density scores exhibit clear visual difference. On the BreCaHAD dataset [1], for example, the high-density images contain representative human cells while low-density images are mostly blank. We note that the low-density samples do not show degraded perceptual quality. This is probably because although these images are underrepresented cases in the training set, reconstructing them is relatively easy due to their simple layouts.", + "bbox": [ + 212, + 474, + 787, + 582 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "On the other hand, we do not observe visually distinguishable differences between samples with the highest and lowest realism scores. This suggests that the pre-trained VGG space used by the realism score is not semantically meaningful for non-ImageNet-like domain images. In addition, our method is more computationally efficient, since we directly operate on the latent codes instead of actually generating all the 5k candidate images.", + "bbox": [ + 212, + 582, + 787, + 674 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5 Applications", + "text_level": 1, + "bbox": [ + 215, + 700, + 375, + 718 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "5.1 Latent Face Editing", + "text_level": 1, + "bbox": [ + 215, + 734, + 426, + 752 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Our proposed method operates directly on the latent space of the generator. Thus, it can be seamlessly incorporated into latent-based image editing methods. Previous work [34] has shown that by moving a latent code along certain directions in the latent space of a well-trained face synthesis model, one could control facial attributes of the generated images. However, if the code is moved", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "J. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/c00d5efbddeb0d6ab13429451f5d98dc3c3058948a08cd1ea69dfa6680e4d214.jpg", + "image_caption": [ + "Fig. 7: Latent-based face editing results and the corresponding latent density scores. The latent density scores highly correlate with the quality of the images." + ], + "image_footnote": [], + "bbox": [ + 215, + 145, + 486, + 287 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/9d0814f9654f48962aad596a987bd4e886751b0c162a3dd8d557522e704fe353.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 517, + 145, + 787, + 287 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "too far from the well-behaved regions [46] of the latent space, the generated samples will suffer from severe changes [34] as well as degradation in image quality. Here we use our method to estimate the perceptual quality of the edited samples. Specifically, we take a latent code and move it along the direction for the attribute \"pose\" in the latent space $\\mathcal{W}$ of StyleGAN2 following [34]. We compute the latent density score of the moved latent code based on Equation 1. Figure 7 shows the generated edited images and the corresponding scores.", + "bbox": [ + 212, + 357, + 787, + 462 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "As shown in the figure, the latent density scores well correlate with the quality of the manipulated images: images with low scores contain artifacts while images with high scores are of better quality. Our method provides a reliable way to assess the quality of edited images even before generating them, which helps to avoid image corruption during latent space traversal and facilitates meaningful image manipulation.", + "bbox": [ + 212, + 464, + 787, + 554 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Few-Shot Image Classification", + "text_level": 1, + "bbox": [ + 214, + 582, + 509, + 597 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Our method enables selecting strictly high-quality generated images with clear, high-resolution objects. These images are particularly useful for augmenting the training set in low-shot scenarios [40-43]. Here we show these samples can be used in the task of few-shot image classification and greatly boost performance. Specifically, we synthesize images using a pre-trained text-to-image model, e.g., Stable Diffusion, with the class name as the text condition. The synthesized images are then used as support samples for the corresponding class. We generate $k$ images for $k$ -shot learning ( $k = 1$ or 5). For the feature extractor, we use ResNet12 [27] trained following previous work [8]. Table 1 compares the performance of using different sets of latent codes during image generation including: 1) $k$ randomly sampled codes, 2) top- $k$ codes with the highest, and 3) top- $k$ codes with the lowest latent density scores. Using samples with high latent density scores as support data leads to better few-shot performance on both the miniImageNet [37] and tieredImageNet [30] datasets for the 1-shot and 5-shot settings. In particular, results on 1-shot miniImageNet show the largest margin,", + "bbox": [ + 212, + 613, + 787, + 843 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Assessing Sample Quality via the Latent Space of Generative Models", + "bbox": [ + 271, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/ab708e1ddf1f8b0e28a072e9bc526aa7e38caa10c7f4fa31be7bdfe001a209ca.jpg", + "table_caption": [ + "Table 1: Few-shot image classification accuracy on miniImageNet and tieredImageNet using images generated from different sets of latent codes. Using images from the latent codes with highest latent density scores achieves better classification performance, which validates the superior quality of images with high latent density scores." + ], + "table_footnote": [], + "table_body": "
Support SamplesminiImageNettieredImageNet
1-shot5-shot1-shot5-shot
Real-63.17 ± 0.2379.26 ± 0.1768.62 ± 0.2783.74 ± 0.18
SD-generatedbottom-k63.43 ± 0.4571.97 ± 0.3764.62 ± 0.5575.08 ± 0.45
random-k63.87 ± 0.4372.76 ± 0.3866.04 ± 0.5277.10 ± 0.44
top-k67.15 ± 0.4473.60 ± 0.3768.39 ± 0.5477.42 ± 0.43
", + "bbox": [ + 215, + 212, + 787, + 308 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "with a $3.28\\%$ improvement over using random codes. This validates the superior quality of images generated from codes with high latent density scores.", + "bbox": [ + 212, + 337, + 782, + 368 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "6 Analysis", + "text_level": 1, + "bbox": [ + 214, + 393, + 334, + 411 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "6.1 Relationship with Existing Metrics", + "text_level": 1, + "bbox": [ + 214, + 426, + 550, + 443 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ce1ad72fb871522c84c0ad7bf5e33453dc9d43b35d457e05f9964e79d18bc190.jpg", + "image_caption": [ + "(a) Precision / Recall" + ], + "image_footnote": [], + "bbox": [ + 215, + 484, + 346, + 588 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/ba60005a1481d901581dbf08120f69e2d1736bc03c5c37db646425a2379e9362.jpg", + "image_caption": [ + "Fig. 8: Relationship between our proposed latent density score and other metrics. Top-k samples are ranked according to our latent density score. The results of our proposed metric are aligned with existing evaluation metrics on images of common domains." + ], + "image_footnote": [], + "bbox": [ + 354, + 486, + 488, + 588 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/09f62f385580322db255f1824aa685657f90585b6dbbf551c54d5ac7973ccff8.jpg", + "image_caption": [ + "(b) Realism Score" + ], + "image_footnote": [], + "bbox": [ + 501, + 486, + 638, + 588 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/aff0301884f8421e49a41a539afca26cb9f2b7063dcb13b63e99b538999a8a6c.jpg", + "image_caption": [ + "(c) Truncation" + ], + "image_footnote": [], + "bbox": [ + 640, + 486, + 774, + 588 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In this section, we investigate the relationship of our proposed metric with other existing metrics. In particular, we generate 2000 fake samples and rank them based on the latent density score. Each time we select top- $k$ samples and calculate the corresponding precision / recall / realism scores of the selected samples. The scores of these metrics under different $k$ values are shown in Figure 8 (a) and Figure 8 (b). In addition, we show in Figure 8 (c) how the latent density score changes when we increase the value of truncation parameter used in truncation trick. We conduct this experiment using StyleGAN2 trained on FFHQ [17] and LDM trained on CelebA-HQ [9].", + "bbox": [ + 212, + 704, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "J. Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Precision and Recall. Precision and recall are commonly used evaluation metrics in many tasks, such as image classification or natural language processing. In particular, precision measures the fraction of the generated samples that are realistic. Recall, on the other hand, measures the fraction of the real data distribution which can be covered by the distribution of fake data. As shown in Figure 8 (a), a small value of $k$ leads to high precision and low recall. This suggests that the samples with high latent density scores are of high quality. As $k$ increases, more diverse samples are selected, which improves recall, while the decrease in precision indicates the newly selected samples are of inferior quality. The correlation between precision / recall and latent density score validates that our proposed metric reliably indicates sample quality.", + "bbox": [ + 212, + 146, + 787, + 311 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Realism Score. The realism score is a highly relevant metric that measures the fidelity of an individual generated sample. As shown in Figure 8 (b), as $k$ increases, the average realism score of the top- $k$ selected samples decreases for both StyleGAN2 and LDM. This suggests that our proposed metric is aligned with realism score, i.e., samples with low latent density scores also have low realism scores, and vice versa. However, the realism score relies on another feature extractor to project the generated samples to another space. Thus, it is not able to generalize to other domains or modalities (as shown in Section 4.2). Moreover, computing realism score requires generating image data, which is time-consuming and not easily scalable, while our method directly operates on the latent space without the need for generating images.", + "bbox": [ + 212, + 313, + 787, + 478 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Truncation Trick. Truncation trick [17] is used to increase the fidelity of the generated images in GAN-based generative models by moving the latent code towards the mean latent code. The degree of truncation is controlled by the truncation parameter $\\psi$ , i.e., $\\psi = 0$ indicates full truncation using the mean code and $\\psi = 1$ indicates no truncation. We see from Figure 8 (c) that the latent density score decreases as the truncation parameter increases. A higher degree of truncation typically leads to high-fidelity image generation, which, as we show, corresponds to a higher value of the latent density score. This suggests that the latent density score is a valid measure for generated sample quality.", + "bbox": [ + 212, + 479, + 787, + 614 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6.2 Effect of Hyper-Parameter $\\sigma$", + "text_level": 1, + "bbox": [ + 214, + 635, + 500, + 650 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this section, we analyze how the choice of $\\sigma$ in Equation 1 affects quality assessment. Equation 1 measures the average Gaussian kernelized Euclidean distance between a given code and the latent codes extracted from training data, with $\\sigma$ being the standard deviation of the kernel function. When applying a small $\\sigma$ , the final density value will rely relatively more on the area surrounding the given code. This will increase the chance that points residing in local clusters are selected as high-density points. As a result, the selected samples are likely to be more diverse. Figure 9 (a) shows the images with high latent density scores on the AFHQ Wild and AFHQ Cat datasets [9] under large and small $\\sigma$ values respectively. We observe that the selected high-density samples when using a small $\\sigma$ are more diverse compared to using a large $\\sigma$ . Correspondingly, we observe a higher recall under a smaller $\\sigma$ (as shown in Figure 9 (b)), indicating", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Assessing Sample Quality via the Latent Space of Generative Models", + "bbox": [ + 271, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/e9dc29a97916fe93bcc9697f2b62026b4651a62043d924a03a0a4cd53f576a67.jpg", + "image_caption": [ + "Fig.9: Images with high latent density scores using high and low $\\sigma$ values on the AFHQ Wild and AFHQ Cat datasets (a) and different recall rates under different $\\sigma$ values (b). We observe that under a lower $\\sigma$ value, the images selected as high-density ones exhibit more diversity, which corresponds to a higher recall rate." + ], + "image_footnote": [], + "bbox": [ + 220, + 150, + 781, + 255 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "a more complete coverage of the latent manifold. $\\sigma$ enables us to control the relative contribution of local density and global density w.r.t to the final density score. In this case, applying a small $\\sigma$ allows us to select more diverse samples.", + "bbox": [ + 212, + 363, + 787, + 409 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "7 Discussion and Conclusions", + "text_level": 1, + "bbox": [ + 215, + 431, + 517, + 448 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we have proposed a novel approach to estimate sample quality via the latent space of generative models. Our method can be particularly useful in many scenarios. When training generative models, our proposed score points out the underrepresented cases that would possibly require collecting additional data [24]. It also allows us to select high-quality samples that best benefit downstream tasks. For large-scale generative models, pre-generation quality assessment can greatly reduce computational costs. However, only sampling data with high scores, might result in an incomplete coverage of the data manifold. This is because the scores are likely to be higher for large clusters of data representing common cases, as opposed to minority groups such as rare animal species or uncommon medical conditions. One way to alleviate this issue is by considering only small neighborhood areas when measuring the density, which can be achieved by applying a small value of $\\sigma$ . Further, previously proposed sampling techniques such as accept-reject sampling [2] can be used together with our method to increase sample diversity. Combining our score with diversity-related scores also allows us to select diverse samples with high quality. In future work, we intend to extend our method to generative models with high latent dimensions, such as deep hierarchical VAEs [36], or video generative models [38] with an additional temporal dimension in latent space. For these models, latent dimension reduction techniques might be a potential solution.", + "bbox": [ + 212, + 463, + 787, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement. This research was partially supported by NSF grants IIS-2123920 and IIS-2212046.", + "bbox": [ + 212, + 766, + 787, + 795 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "J. 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Xu et al.", + "bbox": [ + 271, + 114, + 349, + 127 + ], + "page_idx": 15 + } +] \ No newline at end of file diff --git a/2024/Assessing Sample Quality via the Latent Space of Generative Models/30f18938-7d00-40e0-bdb6-60abdee4d86f_model.json b/2024/Assessing Sample Quality via the Latent Space of Generative Models/30f18938-7d00-40e0-bdb6-60abdee4d86f_model.json new file mode 100644 index 0000000000000000000000000000000000000000..d80ac54aeda5e0b24a938a774f9f5db327619f57 --- /dev/null +++ b/2024/Assessing Sample Quality via the Latent Space of Generative Models/30f18938-7d00-40e0-bdb6-60abdee4d86f_model.json @@ -0,0 +1,2542 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.272, + 0.141, + 0.731, + 0.186 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "text", + "bbox": [ + 0.337, + 0.212, + 0.663, + 0.228 + ], + "angle": 0, + "content": "Jingyi \\(\\mathrm{Xu}^{1}\\), Hieu \\(\\mathrm{Le}^{2}\\), and Dimitris Samaras1" + }, + { + "type": "text", + "bbox": [ + 0.357, + 0.239, + 0.644, + 0.268 + ], + "angle": 0, + "content": "1 Stony Brook University, New York, USA \n2 EPFL, Lausanne, Switzerland" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.303, + 0.74, + 0.622 + ], + "angle": 0, + "content": "Abstract. Advances in generative models increase the need for sample quality assessment. To do so, previous methods rely on a pre-trained feature extractor to embed the generated samples and real samples into a common space for comparison. However, different feature extractors might lead to inconsistent assessment outcomes. Moreover, these methods are not applicable for domains where a robust, universal feature extractor does not yet exist, such as medical images or 3D assets. In this paper, we propose to directly examine the latent space of the trained generative model to infer generated sample quality. This is feasible because the quality a generated sample directly relates to the amount of training data resembling it, and we can infer this information by examining the density of the latent space. Accordingly, we use a latent density score function to quantify sample quality. We show that the proposed score correlates highly with the sample quality for various generative models including VAEs, GANs and Latent Diffusion Models. Compared with previous quality assessment methods, our method has the following advantages: 1) pre-generation quality estimation with reduced computational cost, 2) generalizability to various domains and modalities, and 3) applicability to latent-based image editing and generation methods. Extensive experiments demonstrate that our proposed methods can benefit downstream tasks such as few-shot image classification and latent face image editing. Code is available at https://github.com/cvlab-stonybrook/LS-sample-quality." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.635, + 0.739, + 0.662 + ], + "angle": 0, + "content": "Keywords: Generative Model, Quality Assessment, VAE, GAN, Diffusion" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.688, + 0.377, + 0.705 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.719, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Generative models have emerged as powerful modeling tools that can capture diverse and complex distribution from a large training dataset to synthesize new data [40-43]. A single pre-trained diffusion model [31] can generate thousands of images of \"Yorkshire Terrier\" or \"Notre-Dame de Paris\". In this paper, we aim to answer the question: among the samples generated from the model, how to measure the quality of each individual one? Such an instance-wise quality assessment metric is essential for users and consumers to select samples among the ones provided by those recently released text-to-image models, e.g., DALL-E" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.35, + 0.128 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.784, + 0.178 + ], + "angle": 0, + "content": "2 [29] and Stable Diffusion [31], rather than model-wise metrics such as Frechet Inception Distance (FID) [14]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.182, + 0.788, + 0.424 + ], + "angle": 0, + "content": "For the most part, previous instance-wise evaluation methods [13, 21] rely on a pre-trained feature extractor (e.g., VGG16 [35]) to embed the generated samples and real samples into a common feature space. \\(K\\)-nearest neighbor (\\(k\\)-NN) based approaches are then applied under the assumption that close samples in this feature space correspond to semantically similar images. The realism score [21], for example, measures the maximum of the inverse relative distance of a fake sample in a real \\(k\\)-NN latent sphere. The rarity score [13], on the other hand, measures the minimum radius of a real \\(k\\)-NN sphere that contains the fake latent representation. However, relying on a pre-trained feature extractor suffers from two shortcomings. First, different feature extractors might lead to inconsistent assessment outcomes: the rarity score shows a negative correlation with Frechet Inception Distance (FID) [14] when using VGG16 as backbone, while the correlation becomes positive under DINO [6] or CLIP [28] backbones. Moreover, these methods are not applicable for domains where a robust, universal feature extractor is not yet available, e.g., 3D shapes, human-drawn art or medical images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.429, + 0.789, + 0.61 + ], + "angle": 0, + "content": "In this paper, we propose to assess sample quality from another perspective: instead of using a pre-trained feature space, we directly use the latent space of the generative models themselves. The intuition is that the quality of a generated sample directly relates to the amount of the training samples that closely resemble it, and we can infer this information solely by examining the density of the latent space. Specifically, the samples lying in the latent area with dense latent codes are likely to have sufficient training data resembling them while low-density latent areas would correspond to the rare cases in the data manifold. This is because generative models typically map similar data points to similar latent embeddings. The latent embeddings in those low-density areas are less exposed in model training, consequently receiving less supervision, and leading to potentially inferior reconstruction quality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.842 + ], + "angle": 0, + "content": "To this end, we propose a latent density score function to measure the quality of generated samples. Given a pre-trained generative model, our proposed function quantitatively measures the density of a randomly sampled latent code w.r.t. a set of latent codes extracted from the training data. We show that the proposed latent density score highly correlates with the sample quality for various generative models including Variational Autoencoders (VAEs) [19], Generative Adversarial Networks (GANs) [12] and Latent Diffusion Models (LDMs) [31]. Compared with previous quality assessments that require an additional embedding network for feature extraction, our method estimates the sample quality by directly examining the latent space of the generative models, which brings several key advantages: 1) efficiency: our method enables quality assessment without generating image pixels, which significantly reduces the computational cost; 2) generalizability: our method eliminates the reliance on external feature extractors, which allows for generalization to the domains where a universal pretrained feature extractor might not exist; 3) applicability: our method can be" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.176 + ], + "angle": 0, + "content": "seamlessly incorporated into latent-based image editing and generation methods, which can benefit various downstream tasks." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.178, + 0.695, + 0.192 + ], + "angle": 0, + "content": "In short, our main contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.199, + 0.784, + 0.258 + ], + "angle": 0, + "content": "- We demonstrate that we can directly assess sample quality via the latent space of generative models themselves, while previous quality assessment methods rely on a pre-trained feature extractor to embed real and generated samples to a common space." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.265, + 0.784, + 0.309 + ], + "angle": 0, + "content": "- We propose a score function to quantify sample quality by measuring the density in latent space. The proposed function is applicable to various generative models trained on a variety of datasets." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.316, + 0.784, + 0.374 + ], + "angle": 0, + "content": "- We show the clear advantages of our proposed method over previous instance-wise evaluation methods, including significantly saving computational cost, generalizing across different domains and facilitating various downstream tasks." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.199, + 0.784, + 0.374 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.396, + 0.388, + 0.412 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.785, + 0.501 + ], + "angle": 0, + "content": "Previous metrics for quality assessment can be grouped into two main categories: model-wise evaluation metrics and instance-wise evaluation metrics. Model-wise evaluation metrics measure the performance of different generative models, while instance-wise evaluation metrics aim to compare the quality of each individual generated sample." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.52, + 0.519, + 0.535 + ], + "angle": 0, + "content": "2.1 Model-wise Evaluation Metrics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.542, + 0.788, + 0.769 + ], + "angle": 0, + "content": "Various model-wise evaluation metrics have been proposed to quantify the performances of generative models. Prevalent model-wise metrics include Inception Score (IS) [33], Kernel Inception Distance (KID) [3] and Frechet Inception Distance (FID) [14]. They quantify the performance of a generative model by measuring the distribution discrepancy between the generated samples and real samples in a high-dimensional feature space. Sajjadi et al. [32] propose to further disentangle this discrepancy between distributions into two components: precision and recall. Precision represents the quality of generated samples while recall corresponds to the coverage of the real target distribution. Naeem et al. [25] improve upon precision and recall by introducing density and coverage: density improves upon precision by being more robust to outliers and coverage improves upon recall by preventing the overestimation of the latent manifold. Although the above metrics have demonstrated their effectiveness in assessing generative models, they are not suitable to measure individual sample quality since they work on a set of generations." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.788, + 0.535, + 0.803 + ], + "angle": 0, + "content": "2.2 Instance-wise Evaluation Metrics" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Unlike model-wise metrics, instance-wise metrics are applied on individual generated samples for performance evaluation. They are helpful for users to select" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.35, + 0.128 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.329 + ], + "angle": 0, + "content": "samples from generative models, which might produce noisy, unrealistic samples with artifacts, especially for underrepresented cases [23] such as rare categories or extreme object poses. The realism score [21] measures the perceptual quality of individual samples by estimating how close a given fake sample is to the latent manifold of real samples. Recently, Han et al. have proposed the rarity score [13], which measures how rare a synthesized sample is based on the real data distribution. Our proposed method and rarity score share the spirit of estimating the density around the target fake sample on the real manifold. Nevertheless, rarity score defines this manifold using a pre-trained classification network, e.g., VGG16, while our method directly leverages the latent manifold of the generative models themselves. We show that in this latent manifold, the density correlates with the perceptual quality of the generated samples." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.35, + 0.458, + 0.367 + ], + "angle": 0, + "content": "3 Latent Density Score" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.379, + 0.788, + 0.469 + ], + "angle": 0, + "content": "Given a well-trained generative model, e.g., GAN, VAE or latent diffusion model, we aim to estimate the quality of the generated samples by examining the latent space of the model. Let \\(\\mathcal{Z} = \\{z_1, z_2, \\ldots, z_i\\}\\) denote a set of latent codes extracted from the training samples, and \\(z_g\\) denote a latent code randomly sampled from the latent space, we measure the latent density of \\(z_g\\) quantitatively by calculating the latent density score as:" + }, + { + "type": "equation", + "bbox": [ + 0.384, + 0.479, + 0.787, + 0.515 + ], + "angle": 0, + "content": "\\[\nD \\left(z _ {g}, \\mathcal {Z}\\right) = \\frac {1}{| \\mathcal {Z} |} * \\sum_ {z _ {i} \\in \\mathcal {Z}} e ^ {- \\frac {\\left\\| z _ {g} - z _ {i} \\right\\| ^ {2}}{2 \\sigma^ {2}}}, \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.523, + 0.788, + 0.658 + ], + "angle": 0, + "content": "where \\(\\sigma\\) is a hyper-parameter of this score function. Latent density score measures the average Gaussian kernelized Euclidean distance [10] between \\(z_{g}\\) and each latent code in \\(\\mathcal{Z}\\). The score is high when \\(z_{g}\\) resides in an area where the trained codes are densely distributed. \\(\\sigma\\) controls the relative contribution of each latent code in \\(\\mathcal{Z}\\) to the final density value, i.e., using a small \\(\\sigma\\) places more emphasis on the local area surrounding \\(z_{g}\\), while applying a large \\(\\sigma\\) places more focus on the global density. In the case where there are multiple local clusters in the latent manifold, different values of \\(\\sigma\\) will lead to different assessment results (see Section 6.2)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.789, + 0.841 + ], + "angle": 0, + "content": "In GAN-based generative models, truncation trick [5,17,20] is a widely used technique to increase the sample fidelity at the cost of lowering the diversity. It works by shifting a randomly sampled code towards the mean latent code. The mean code typically resides in a high-density latent area. In fact, we observe that the proposed latent density score well correlates with the degree of truncation. We analyze this correlation further in Section 6.1 and provide more qualitative results in the Supplementary Material. Another highly relevant quality assessment metric is the realism score [21]. The realism score measures the relative distance of a fake sample in a real latent sphere, which is defined by a pre-trained feature extractor. We show that the latent density score behaves similarly with the realism score for images from the domains previously seen by the feature extractor (see Section 6.1). However, for images from non-ImageNet-like domains" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "(e.g., medical images and anime-style images) or domains other than 2D images (e.g., 3D shapes), quality assessment with realism score will be infeasible (see Section 4.2)." + }, + { + "type": "image_caption", + "bbox": [ + 0.298, + 0.226, + 0.328, + 0.236 + ], + "angle": 0, + "content": "Top 6" + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.239, + 0.279, + 0.332 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.282, + 0.239, + 0.341, + 0.332 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.343, + 0.239, + 0.401, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.482, + 0.226, + 0.526, + 0.235 + ], + "angle": 0, + "content": "Middle 6" + }, + { + "type": "image", + "bbox": [ + 0.414, + 0.239, + 0.474, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.475, + 0.239, + 0.535, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.536, + 0.239, + 0.595, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.674, + 0.226, + 0.719, + 0.235 + ], + "angle": 0, + "content": "Bottom 6" + }, + { + "type": "image", + "bbox": [ + 0.607, + 0.239, + 0.668, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.668, + 0.239, + 0.729, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.729, + 0.239, + 0.788, + 0.331 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.407, + 0.332, + 0.604, + 0.345 + ], + "angle": 0, + "content": "(a) Latent Diffusion - CelebA-HQ" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.351, + 0.278, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.28, + 0.351, + 0.341, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.342, + 0.351, + 0.4, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.411, + 0.351, + 0.471, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.472, + 0.351, + 0.532, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.533, + 0.351, + 0.593, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.604, + 0.351, + 0.664, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.665, + 0.351, + 0.725, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.726, + 0.351, + 0.787, + 0.443 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.388, + 0.445, + 0.617, + 0.457 + ], + "angle": 0, + "content": "(b) Latent Diffusion - LSUN-Bedrooms" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.463, + 0.278, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.28, + 0.463, + 0.342, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.343, + 0.463, + 0.402, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.409, + 0.463, + 0.471, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.472, + 0.463, + 0.531, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.532, + 0.463, + 0.594, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.602, + 0.463, + 0.663, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.664, + 0.463, + 0.724, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.725, + 0.463, + 0.785, + 0.557 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.391, + 0.559, + 0.613, + 0.571 + ], + "angle": 0, + "content": "(c) Latent Diffusion - LSUN-Churches" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.582, + 0.788, + 0.639 + ], + "angle": 0, + "content": "Fig. 1: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches for unconditional latent diffusion models. (Zoom-in for best view). The proposed latent density scores highly correlate with the quality of generated images." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.705, + 0.462, + 0.723 + ], + "angle": 0, + "content": "4 Experimental Results" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.738, + 0.591, + 0.753 + ], + "angle": 0, + "content": "4.1 Results on Different Generative Models" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In this section, we provide the experimental results of the proposed metric for various generative models and datasets. We experiment with three types of generative models, i.e., GANs, VAEs and LDMs. For each trained model, we extract latent codes from 60k training samples and calculate the latent density scores for 20k randomly sampled latent codes. In particular, for VAEs and LDMs, we" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.35, + 0.127 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "image", + "bbox": [ + 0.253, + 0.147, + 0.753, + 0.334 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.344, + 0.788, + 0.414 + ], + "angle": 0, + "content": "Fig. 2: Top 2 and bottom 2 Stable Diffusion generated samples for eight classes in terms of the proposed latent density score. Images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas images in the 'bottom 2' rows contain visual noise and artifacts. The only difference in model configuration for images of top / bottom rows is the initial noise." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.461, + 0.788, + 0.626 + ], + "angle": 0, + "content": "take the output of the image encoder as the latent representation of each real input image. For LDMs, we further flatten the 2D representations (before the denoising process) for computing the latent density score. We use the pre-trained Stable Diffusion v1.5 model [31] as the text-to-image diffusion model. For the unconditional diffusion models, we choose the LDMs pre-trained on CelebA-HQ [9], LSUN-Bedrooms and LSUN-Churches [44] released by [31]. For GANs, we experiment with StyleGAN2 [18] and StyleGAN2-ADA [16]. To obtain the latent representations, we input vectors sampled from a normal distribution to their mapping networks and extract latent features from the \\(\\mathcal{W}\\)-space. We use \\(\\sigma = 20\\) for computing latent density scores. We analyze the choice of \\(\\sigma\\) and how it affects the results in Section 6.2." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.84 + ], + "angle": 0, + "content": "Latent Diffusion Models Latent diffusion models [31] use pre-trained autoencoders to construct a low-dimensional latent space, from which the original data can be reconstructed at high fidelity with reduced computational costs. In Figure 1, we show images synthesized by unconditional latent diffusion models trained on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches. For each dataset, we show samples using latent codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. As shown in the figure, the proposed latent density scores highly correlate with the quality of generated images. For example, on the CelebA-HQ dataset, we can see human faces generated from codes with high latent density scores are visually realistic with clear hair, eye and eyebrow details, whereas those with low latent density scores are of degraded quality due to blur, artifacts or distorted facial structures. Similarly, on LSUN-Bedrooms" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.265, + 0.143, + 0.716, + 0.369 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.384, + 0.788, + 0.44 + ], + "angle": 0, + "content": "Fig. 3: Top 10 and Bottom 10 generated images in terms of the proposed latent density score on MNIST, Fashion-MNIST and CelebA for VAE. The samples with high latent density scores display clear instances, whereas those with low latent density scores are often distorted / blurred." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.487, + 0.787, + 0.517 + ], + "angle": 0, + "content": "and LSUN-Churches, we observe unrealistic artifacts (i.e., distorted textures or inharmonious colors) from images with low latent density scores." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.52, + 0.788, + 0.747 + ], + "angle": 0, + "content": "Figure 2 shows images synthesized by a pre-trained text-to-image diffusion model, i.e., Stable Diffusion, using latent codes with the top 2 highest and lowest latent density scores from eight classes. As shown in the figure, samples with high latent density scores have superior visual quality while latent codes with low scores often lead to erroneous samples. The most obvious failures are the unrealistic backgrounds. For example, the boat images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas the backgrounds of the boats in the 'bottom 2' rows contain visual noise and artifacts. In some other failure cases, the generated objects exhibit structural integrity artifacts, i.e., the spoons and the clocks. We note that all images here are generated with the same model configuration and the only difference is the initial noise. Previous works [11, 15, 26] have shown that the guidance methods used in the denoising process are essential for improving the quality of generated images. Here we observe that the randomly initialized noise can also affect the sample quality significantly." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "VAEs and GANs Figure 3 presents images generated by VAEs using codes with the top 10 highest and top 10 lowest latent density scores. As shown in the figure, our proposed score function is applicable to VAEs as well. For MNIST [22] and Fashion-MNIST [39], for example, we observe the samples with high latent" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.35, + 0.128 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.177 + ], + "angle": 0, + "content": "density scores display clear instances from the given class, whereas those with low latent density scores are often distorted / blurred to unrecognizable." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.178, + 0.785, + 0.283 + ], + "angle": 0, + "content": "Figure 4 shows images generated by StyleGAN2 [18] trained on FFHQ [17], StyleGAN2-ADA [16] trained on AFHQ Dog [9] and StyleGAN2 trained on AFHQ Cat [9] using codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. We observe clear generation quality differences between samples with different scores. For example, on the AFHQ Dog dataset, the samples with high scores show clear, frontal dog faces. On the other hand, the dog faces in samples with low density scores are highly distorted in various ways." + }, + { + "type": "image_caption", + "bbox": [ + 0.299, + 0.31, + 0.33, + 0.321 + ], + "angle": 0, + "content": "Top 6" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.322, + 0.4, + 0.415 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.481, + 0.31, + 0.525, + 0.32 + ], + "angle": 0, + "content": "Middle 6" + }, + { + "type": "image", + "bbox": [ + 0.412, + 0.322, + 0.594, + 0.415 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.671, + 0.31, + 0.716, + 0.32 + ], + "angle": 0, + "content": "Bottom 6" + }, + { + "type": "image", + "bbox": [ + 0.605, + 0.322, + 0.787, + 0.415 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.433, + 0.416, + 0.573, + 0.428 + ], + "angle": 0, + "content": "(a) StyleGAN2-FFHQ" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.439, + 0.4, + 0.532 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.414, + 0.439, + 0.593, + 0.532 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.606, + 0.439, + 0.786, + 0.533 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.402, + 0.534, + 0.603, + 0.546 + ], + "angle": 0, + "content": "(b) StyleGAN2-ADA - AFHQ Dog" + }, + { + "type": "image", + "bbox": [ + 0.22, + 0.556, + 0.405, + 0.651 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.412, + 0.556, + 0.596, + 0.652 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.605, + 0.556, + 0.789, + 0.651 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.422, + 0.653, + 0.588, + 0.665 + ], + "angle": 0, + "content": "(c) StyleGAN2 - AFHQ Cat" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.676, + 0.788, + 0.733 + ], + "angle": 0, + "content": "Fig. 4: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on FFHQ for StyleGAN2, on AFHQ Dog for StyleGAN2-ADA and on AFHQ Cat for StyleGAN2. (Zoom-in for best view). Samples with high scores are of better quality while samples with low scores are often highly distorted." + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.79, + 0.61, + 0.805 + ], + "angle": 0, + "content": "4.2 Results on Other Domains and Modalities" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Our proposed metric does not rely on any additional feature extractor, which enables quality assessment in the domains where robust pre-trained models might" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "not be available. In this section, we show the applications of our method on quality assessment for generated 3D shapes and non-ImageNet-like images." + }, + { + "type": "image_caption", + "bbox": [ + 0.338, + 0.224, + 0.366, + 0.235 + ], + "angle": 0, + "content": "Top 5" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.247, + 0.486, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.63, + 0.225, + 0.669, + 0.234 + ], + "angle": 0, + "content": "Bottom 5" + }, + { + "type": "image", + "bbox": [ + 0.518, + 0.247, + 0.779, + 0.266 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.282, + 0.48, + 0.319 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.518, + 0.282, + 0.777, + 0.318 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.331, + 0.48, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.518, + 0.331, + 0.777, + 0.361 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.379, + 0.487, + 0.394 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.519, + 0.378, + 0.784, + 0.4 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.421, + 0.788, + 0.492 + ], + "angle": 0, + "content": "Fig. 5: Top 5 and Bottom 5 generated 3D shapes for four categories (i.e., airplane, chair, table and rifle) in terms of the proposed latent density score on ShapeNet Core V1 for SDF-StyleGAN. The generated samples with high scores have plausible 3D shapes and complete geometry structures, while samples with low scores exhibit unrealistic shapes and severe geometry distortion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.533, + 0.788, + 0.701 + ], + "angle": 0, + "content": "Quality Assessment for 3D Shapes We first show the application of our method on generated 3D shapes. Specifically, we generate shapes for four categories, i.e., airplane, chair, table and rifle, using a StyleGAN2-based 3D shape generation framework, SDF-StyleGAN [45] trained on ShapeNet Core V1 [7]. For each shape category, we extract the latent embeddings in the \\(\\mathcal{W}\\) space of SDF-StyleGAN for \\(30\\mathrm{k}\\) randomly sampled vectors and compute the corresponding latent density scores. Figure 5 visualizes the generated shapes with the top 5 highest and lowest scores. We observe that the generated 3D shapes with high scores have better visual quality with plausible 3D shapes and complete geometry structures. The generated 3D shapes with low scores, in contrast, exhibit unrealistic shapes and severe geometry distortion." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Quality Assessment on Non-ImageNet-like Images Existing quality assessment methods operate under the assumption that semantically similar images are mapped to points close to each other in the embedding space of a pretrained feature extractor. However, this assumption might not hold true across different data domains. In this section, we conduct quality assessment for images from two non-ImageNet-like domains, i.e., the medical domain and anime-style domain. Figure 6 shows the samples with the highest and lowest latent density scores / realism scores among 5k candidate samples on each domain. We can see" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "image", + "bbox": [ + 0.232, + 0.148, + 0.768, + 0.379 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.389, + 0.789, + 0.459 + ], + "angle": 0, + "content": "Fig. 6: Top and bottom generated images in terms of latent density score and realism score using StyleGAN2 pre-trained on BreCaHAD [1] and Danbooru [4] datasets. There is clear visual difference between images with the highest and lowest latent density scores. In comparison, we do not observe visually distinguishable difference between samples with the highest and lowest realism scores." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.476, + 0.789, + 0.583 + ], + "angle": 0, + "content": "that the images with the highest and lowest latent density scores exhibit clear visual difference. On the BreCaHAD dataset [1], for example, the high-density images contain representative human cells while low-density images are mostly blank. We note that the low-density samples do not show degraded perceptual quality. This is probably because although these images are underrepresented cases in the training set, reconstructing them is relatively easy due to their simple layouts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.583, + 0.789, + 0.675 + ], + "angle": 0, + "content": "On the other hand, we do not observe visually distinguishable differences between samples with the highest and lowest realism scores. This suggests that the pre-trained VGG space used by the realism score is not semantically meaningful for non-ImageNet-like domain images. In addition, our method is more computationally efficient, since we directly operate on the latent codes instead of actually generating all the 5k candidate images." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.701, + 0.377, + 0.719 + ], + "angle": 0, + "content": "5 Applications" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.736, + 0.427, + 0.753 + ], + "angle": 0, + "content": "5.1 Latent Face Editing" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Our proposed method operates directly on the latent space of the generator. Thus, it can be seamlessly incorporated into latent-based image editing methods. Previous work [34] has shown that by moving a latent code along certain directions in the latent space of a well-trained face synthesis model, one could control facial attributes of the generated images. However, if the code is moved" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.217, + 0.146, + 0.488, + 0.289 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.519, + 0.146, + 0.788, + 0.289 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.297, + 0.785, + 0.325 + ], + "angle": 0, + "content": "Fig. 7: Latent-based face editing results and the corresponding latent density scores. The latent density scores highly correlate with the quality of the images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.358, + 0.788, + 0.463 + ], + "angle": 0, + "content": "too far from the well-behaved regions [46] of the latent space, the generated samples will suffer from severe changes [34] as well as degradation in image quality. Here we use our method to estimate the perceptual quality of the edited samples. Specifically, we take a latent code and move it along the direction for the attribute \"pose\" in the latent space \\(\\mathcal{W}\\) of StyleGAN2 following [34]. We compute the latent density score of the moved latent code based on Equation 1. Figure 7 shows the generated edited images and the corresponding scores." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.465, + 0.788, + 0.555 + ], + "angle": 0, + "content": "As shown in the figure, the latent density scores well correlate with the quality of the manipulated images: images with low scores contain artifacts while images with high scores are of better quality. Our method provides a reliable way to assess the quality of edited images even before generating them, which helps to avoid image corruption during latent space traversal and facilitates meaningful image manipulation." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.583, + 0.51, + 0.598 + ], + "angle": 0, + "content": "5.2 Few-Shot Image Classification" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.844 + ], + "angle": 0, + "content": "Our method enables selecting strictly high-quality generated images with clear, high-resolution objects. These images are particularly useful for augmenting the training set in low-shot scenarios [40-43]. Here we show these samples can be used in the task of few-shot image classification and greatly boost performance. Specifically, we synthesize images using a pre-trained text-to-image model, e.g., Stable Diffusion, with the class name as the text condition. The synthesized images are then used as support samples for the corresponding class. We generate \\( k \\) images for \\( k \\)-shot learning (\\( k = 1 \\) or 5). For the feature extractor, we use ResNet12 [27] trained following previous work [8]. Table 1 compares the performance of using different sets of latent codes during image generation including: 1) \\( k \\) randomly sampled codes, 2) top-\\( k \\) codes with the highest, and 3) top-\\( k \\) codes with the lowest latent density scores. Using samples with high latent density scores as support data leads to better few-shot performance on both the miniImageNet [37] and tieredImageNet [30] datasets for the 1-shot and 5-shot settings. In particular, results on 1-shot miniImageNet show the largest margin," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.203 + ], + "angle": 0, + "content": "Table 1: Few-shot image classification accuracy on miniImageNet and tieredImageNet using images generated from different sets of latent codes. Using images from the latent codes with highest latent density scores achieves better classification performance, which validates the superior quality of images with high latent density scores." + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.213, + 0.789, + 0.309 + ], + "angle": 0, + "content": "
Support SamplesminiImageNettieredImageNet
1-shot5-shot1-shot5-shot
Real-63.17 ± 0.2379.26 ± 0.1768.62 ± 0.2783.74 ± 0.18
SD-generatedbottom-k63.43 ± 0.4571.97 ± 0.3764.62 ± 0.5575.08 ± 0.45
random-k63.87 ± 0.4372.76 ± 0.3866.04 ± 0.5277.10 ± 0.44
top-k67.15 ± 0.4473.60 ± 0.3768.39 ± 0.5477.42 ± 0.43
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.338, + 0.784, + 0.369 + ], + "angle": 0, + "content": "with a \\(3.28\\%\\) improvement over using random codes. This validates the superior quality of images generated from codes with high latent density scores." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.394, + 0.336, + 0.412 + ], + "angle": 0, + "content": "6 Analysis" + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.428, + 0.551, + 0.444 + ], + "angle": 0, + "content": "6.1 Relationship with Existing Metrics" + }, + { + "type": "image", + "bbox": [ + 0.216, + 0.486, + 0.348, + 0.589 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.355, + 0.487, + 0.489, + 0.589 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.308, + 0.596, + 0.396, + 0.606 + ], + "angle": 0, + "content": "(a) Precision / Recall" + }, + { + "type": "image", + "bbox": [ + 0.502, + 0.487, + 0.639, + 0.589 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.549, + 0.596, + 0.625, + 0.606 + ], + "angle": 0, + "content": "(b) Realism Score" + }, + { + "type": "image", + "bbox": [ + 0.642, + 0.487, + 0.775, + 0.589 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.691, + 0.596, + 0.752, + 0.606 + ], + "angle": 0, + "content": "(c) Truncation" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.619, + 0.788, + 0.661 + ], + "angle": 0, + "content": "Fig. 8: Relationship between our proposed latent density score and other metrics. Top-k samples are ranked according to our latent density score. The results of our proposed metric are aligned with existing evaluation metrics on images of common domains." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.705, + 0.789, + 0.842 + ], + "angle": 0, + "content": "In this section, we investigate the relationship of our proposed metric with other existing metrics. In particular, we generate 2000 fake samples and rank them based on the latent density score. Each time we select top-\\(k\\) samples and calculate the corresponding precision / recall / realism scores of the selected samples. The scores of these metrics under different \\(k\\) values are shown in Figure 8 (a) and Figure 8 (b). In addition, we show in Figure 8 (c) how the latent density score changes when we increase the value of truncation parameter used in truncation trick. We conduct this experiment using StyleGAN2 trained on FFHQ [17] and LDM trained on CelebA-HQ [9]." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.313 + ], + "angle": 0, + "content": "Precision and Recall. Precision and recall are commonly used evaluation metrics in many tasks, such as image classification or natural language processing. In particular, precision measures the fraction of the generated samples that are realistic. Recall, on the other hand, measures the fraction of the real data distribution which can be covered by the distribution of fake data. As shown in Figure 8 (a), a small value of \\( k \\) leads to high precision and low recall. This suggests that the samples with high latent density scores are of high quality. As \\( k \\) increases, more diverse samples are selected, which improves recall, while the decrease in precision indicates the newly selected samples are of inferior quality. The correlation between precision / recall and latent density score validates that our proposed metric reliably indicates sample quality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.789, + 0.479 + ], + "angle": 0, + "content": "Realism Score. The realism score is a highly relevant metric that measures the fidelity of an individual generated sample. As shown in Figure 8 (b), as \\( k \\) increases, the average realism score of the top-\\( k \\) selected samples decreases for both StyleGAN2 and LDM. This suggests that our proposed metric is aligned with realism score, i.e., samples with low latent density scores also have low realism scores, and vice versa. However, the realism score relies on another feature extractor to project the generated samples to another space. Thus, it is not able to generalize to other domains or modalities (as shown in Section 4.2). Moreover, computing realism score requires generating image data, which is time-consuming and not easily scalable, while our method directly operates on the latent space without the need for generating images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.48, + 0.789, + 0.616 + ], + "angle": 0, + "content": "Truncation Trick. Truncation trick [17] is used to increase the fidelity of the generated images in GAN-based generative models by moving the latent code towards the mean latent code. The degree of truncation is controlled by the truncation parameter \\(\\psi\\), i.e., \\(\\psi = 0\\) indicates full truncation using the mean code and \\(\\psi = 1\\) indicates no truncation. We see from Figure 8 (c) that the latent density score decreases as the truncation parameter increases. A higher degree of truncation typically leads to high-fidelity image generation, which, as we show, corresponds to a higher value of the latent density score. This suggests that the latent density score is a valid measure for generated sample quality." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.636, + 0.5, + 0.651 + ], + "angle": 0, + "content": "6.2 Effect of Hyper-Parameter \\(\\sigma\\)" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.789, + 0.842 + ], + "angle": 0, + "content": "In this section, we analyze how the choice of \\(\\sigma\\) in Equation 1 affects quality assessment. Equation 1 measures the average Gaussian kernelized Euclidean distance between a given code and the latent codes extracted from training data, with \\(\\sigma\\) being the standard deviation of the kernel function. When applying a small \\(\\sigma\\), the final density value will rely relatively more on the area surrounding the given code. This will increase the chance that points residing in local clusters are selected as high-density points. As a result, the selected samples are likely to be more diverse. Figure 9 (a) shows the images with high latent density scores on the AFHQ Wild and AFHQ Cat datasets [9] under large and small \\(\\sigma\\) values respectively. We observe that the selected high-density samples when using a small \\(\\sigma\\) are more diverse compared to using a large \\(\\sigma\\). Correspondingly, we observe a higher recall under a smaller \\(\\sigma\\) (as shown in Figure 9 (b)), indicating" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.351, + 0.128 + ], + "angle": 0, + "content": "J. Xu et al." + }, + { + "type": "image", + "bbox": [ + 0.221, + 0.151, + 0.782, + 0.256 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.265, + 0.788, + 0.322 + ], + "angle": 0, + "content": "Fig.9: Images with high latent density scores using high and low \\(\\sigma\\) values on the AFHQ Wild and AFHQ Cat datasets (a) and different recall rates under different \\(\\sigma\\) values (b). We observe that under a lower \\(\\sigma\\) value, the images selected as high-density ones exhibit more diversity, which corresponds to a higher recall rate." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.364, + 0.788, + 0.41 + ], + "angle": 0, + "content": "a more complete coverage of the latent manifold. \\(\\sigma\\) enables us to control the relative contribution of local density and global density w.r.t to the final density score. In this case, applying a small \\(\\sigma\\) allows us to select more diverse samples." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.433, + 0.519, + 0.449 + ], + "angle": 0, + "content": "7 Discussion and Conclusions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.464, + 0.789, + 0.765 + ], + "angle": 0, + "content": "In this paper, we have proposed a novel approach to estimate sample quality via the latent space of generative models. Our method can be particularly useful in many scenarios. When training generative models, our proposed score points out the underrepresented cases that would possibly require collecting additional data [24]. It also allows us to select high-quality samples that best benefit downstream tasks. For large-scale generative models, pre-generation quality assessment can greatly reduce computational costs. However, only sampling data with high scores, might result in an incomplete coverage of the data manifold. This is because the scores are likely to be higher for large clusters of data representing common cases, as opposed to minority groups such as rare animal species or uncommon medical conditions. One way to alleviate this issue is by considering only small neighborhood areas when measuring the density, which can be achieved by applying a small value of \\(\\sigma\\). Further, previously proposed sampling techniques such as accept-reject sampling [2] can be used together with our method to increase sample diversity. Combining our score with diversity-related scores also allows us to select diverse samples with high quality. In future work, we intend to extend our method to generative models with high latent dimensions, such as deep hierarchical VAEs [36], or video generative models [38] with an additional temporal dimension in latent space. For these models, latent dimension reduction techniques might be a potential solution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.767, + 0.788, + 0.796 + ], + "angle": 0, + "content": "Acknowledgement. This research was partially supported by NSF grants IIS-2123920 and IIS-2212046." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.324, + 0.161 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.177, + 0.785, + 0.204 + ], + "angle": 0, + "content": "1. Aksac, A., Demetrick, D.J., an Reda Alhajj, T.O.: Brecahad: A dataset for breast cancer histopathological annotation and diagnosis. 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Zhu, P., Abdal, R., Qin, Y., Femiani, J., Wonka, P.: Improved stylegan embedding: Where are the good latents? arXiv preprint arXiv:2012.09036 (2020)" + }, + { + "type": "list", + "bbox": [ + 0.217, + 0.147, + 0.786, + 0.833 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Assessing Sample Quality via the Latent Space of Generative Models/30f18938-7d00-40e0-bdb6-60abdee4d86f_origin.pdf b/2024/Assessing Sample Quality via the Latent Space of Generative Models/30f18938-7d00-40e0-bdb6-60abdee4d86f_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..2d311082e8586777afc643bc7a969f939c12841c --- /dev/null +++ b/2024/Assessing Sample Quality via the Latent Space of Generative Models/30f18938-7d00-40e0-bdb6-60abdee4d86f_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:18524271ad69477ce8a3a8d42e9798e8142fb864bbf017f04a9197969be2a7de +size 21461935 diff --git a/2024/Assessing Sample Quality via the Latent Space of Generative Models/full.md b/2024/Assessing Sample Quality via the Latent Space of Generative Models/full.md new file mode 100644 index 0000000000000000000000000000000000000000..70a1b1495daca129cb3f718096c9445a4dd7bd38 --- /dev/null +++ b/2024/Assessing Sample Quality via the Latent Space of Generative Models/full.md @@ -0,0 +1,320 @@ +# Assessing Sample Quality via the Latent Space of Generative Models + +Jingyi $\mathrm{Xu}^{1}$ , Hieu $\mathrm{Le}^{2}$ , and Dimitris Samaras1 + +1 Stony Brook University, New York, USA +2 EPFL, Lausanne, Switzerland + +Abstract. Advances in generative models increase the need for sample quality assessment. To do so, previous methods rely on a pre-trained feature extractor to embed the generated samples and real samples into a common space for comparison. However, different feature extractors might lead to inconsistent assessment outcomes. Moreover, these methods are not applicable for domains where a robust, universal feature extractor does not yet exist, such as medical images or 3D assets. In this paper, we propose to directly examine the latent space of the trained generative model to infer generated sample quality. This is feasible because the quality a generated sample directly relates to the amount of training data resembling it, and we can infer this information by examining the density of the latent space. Accordingly, we use a latent density score function to quantify sample quality. We show that the proposed score correlates highly with the sample quality for various generative models including VAEs, GANs and Latent Diffusion Models. Compared with previous quality assessment methods, our method has the following advantages: 1) pre-generation quality estimation with reduced computational cost, 2) generalizability to various domains and modalities, and 3) applicability to latent-based image editing and generation methods. Extensive experiments demonstrate that our proposed methods can benefit downstream tasks such as few-shot image classification and latent face image editing. Code is available at https://github.com/cvlab-stonybrook/LS-sample-quality. + +Keywords: Generative Model, Quality Assessment, VAE, GAN, Diffusion + +# 1 Introduction + +Generative models have emerged as powerful modeling tools that can capture diverse and complex distribution from a large training dataset to synthesize new data [40-43]. A single pre-trained diffusion model [31] can generate thousands of images of "Yorkshire Terrier" or "Notre-Dame de Paris". In this paper, we aim to answer the question: among the samples generated from the model, how to measure the quality of each individual one? Such an instance-wise quality assessment metric is essential for users and consumers to select samples among the ones provided by those recently released text-to-image models, e.g., DALL-E + +2 [29] and Stable Diffusion [31], rather than model-wise metrics such as Frechet Inception Distance (FID) [14]. + +For the most part, previous instance-wise evaluation methods [13, 21] rely on a pre-trained feature extractor (e.g., VGG16 [35]) to embed the generated samples and real samples into a common feature space. $K$ -nearest neighbor ( $k$ -NN) based approaches are then applied under the assumption that close samples in this feature space correspond to semantically similar images. The realism score [21], for example, measures the maximum of the inverse relative distance of a fake sample in a real $k$ -NN latent sphere. The rarity score [13], on the other hand, measures the minimum radius of a real $k$ -NN sphere that contains the fake latent representation. However, relying on a pre-trained feature extractor suffers from two shortcomings. First, different feature extractors might lead to inconsistent assessment outcomes: the rarity score shows a negative correlation with Frechet Inception Distance (FID) [14] when using VGG16 as backbone, while the correlation becomes positive under DINO [6] or CLIP [28] backbones. Moreover, these methods are not applicable for domains where a robust, universal feature extractor is not yet available, e.g., 3D shapes, human-drawn art or medical images. + +In this paper, we propose to assess sample quality from another perspective: instead of using a pre-trained feature space, we directly use the latent space of the generative models themselves. The intuition is that the quality of a generated sample directly relates to the amount of the training samples that closely resemble it, and we can infer this information solely by examining the density of the latent space. Specifically, the samples lying in the latent area with dense latent codes are likely to have sufficient training data resembling them while low-density latent areas would correspond to the rare cases in the data manifold. This is because generative models typically map similar data points to similar latent embeddings. The latent embeddings in those low-density areas are less exposed in model training, consequently receiving less supervision, and leading to potentially inferior reconstruction quality. + +To this end, we propose a latent density score function to measure the quality of generated samples. Given a pre-trained generative model, our proposed function quantitatively measures the density of a randomly sampled latent code w.r.t. a set of latent codes extracted from the training data. We show that the proposed latent density score highly correlates with the sample quality for various generative models including Variational Autoencoders (VAEs) [19], Generative Adversarial Networks (GANs) [12] and Latent Diffusion Models (LDMs) [31]. Compared with previous quality assessments that require an additional embedding network for feature extraction, our method estimates the sample quality by directly examining the latent space of the generative models, which brings several key advantages: 1) efficiency: our method enables quality assessment without generating image pixels, which significantly reduces the computational cost; 2) generalizability: our method eliminates the reliance on external feature extractors, which allows for generalization to the domains where a universal pretrained feature extractor might not exist; 3) applicability: our method can be + +seamlessly incorporated into latent-based image editing and generation methods, which can benefit various downstream tasks. + +In short, our main contributions can be summarized as follows: + +- We demonstrate that we can directly assess sample quality via the latent space of generative models themselves, while previous quality assessment methods rely on a pre-trained feature extractor to embed real and generated samples to a common space. +- We propose a score function to quantify sample quality by measuring the density in latent space. The proposed function is applicable to various generative models trained on a variety of datasets. +- We show the clear advantages of our proposed method over previous instance-wise evaluation methods, including significantly saving computational cost, generalizing across different domains and facilitating various downstream tasks. + +# 2 Related Work + +Previous metrics for quality assessment can be grouped into two main categories: model-wise evaluation metrics and instance-wise evaluation metrics. Model-wise evaluation metrics measure the performance of different generative models, while instance-wise evaluation metrics aim to compare the quality of each individual generated sample. + +# 2.1 Model-wise Evaluation Metrics + +Various model-wise evaluation metrics have been proposed to quantify the performances of generative models. Prevalent model-wise metrics include Inception Score (IS) [33], Kernel Inception Distance (KID) [3] and Frechet Inception Distance (FID) [14]. They quantify the performance of a generative model by measuring the distribution discrepancy between the generated samples and real samples in a high-dimensional feature space. Sajjadi et al. [32] propose to further disentangle this discrepancy between distributions into two components: precision and recall. Precision represents the quality of generated samples while recall corresponds to the coverage of the real target distribution. Naeem et al. [25] improve upon precision and recall by introducing density and coverage: density improves upon precision by being more robust to outliers and coverage improves upon recall by preventing the overestimation of the latent manifold. Although the above metrics have demonstrated their effectiveness in assessing generative models, they are not suitable to measure individual sample quality since they work on a set of generations. + +# 2.2 Instance-wise Evaluation Metrics + +Unlike model-wise metrics, instance-wise metrics are applied on individual generated samples for performance evaluation. They are helpful for users to select + +samples from generative models, which might produce noisy, unrealistic samples with artifacts, especially for underrepresented cases [23] such as rare categories or extreme object poses. The realism score [21] measures the perceptual quality of individual samples by estimating how close a given fake sample is to the latent manifold of real samples. Recently, Han et al. have proposed the rarity score [13], which measures how rare a synthesized sample is based on the real data distribution. Our proposed method and rarity score share the spirit of estimating the density around the target fake sample on the real manifold. Nevertheless, rarity score defines this manifold using a pre-trained classification network, e.g., VGG16, while our method directly leverages the latent manifold of the generative models themselves. We show that in this latent manifold, the density correlates with the perceptual quality of the generated samples. + +# 3 Latent Density Score + +Given a well-trained generative model, e.g., GAN, VAE or latent diffusion model, we aim to estimate the quality of the generated samples by examining the latent space of the model. Let $\mathcal{Z} = \{z_1, z_2, \ldots, z_i\}$ denote a set of latent codes extracted from the training samples, and $z_g$ denote a latent code randomly sampled from the latent space, we measure the latent density of $z_g$ quantitatively by calculating the latent density score as: + +$$ +D \left(z _ {g}, \mathcal {Z}\right) = \frac {1}{| \mathcal {Z} |} * \sum_ {z _ {i} \in \mathcal {Z}} e ^ {- \frac {\left\| z _ {g} - z _ {i} \right\| ^ {2}}{2 \sigma^ {2}}}, \tag {1} +$$ + +where $\sigma$ is a hyper-parameter of this score function. Latent density score measures the average Gaussian kernelized Euclidean distance [10] between $z_{g}$ and each latent code in $\mathcal{Z}$ . The score is high when $z_{g}$ resides in an area where the trained codes are densely distributed. $\sigma$ controls the relative contribution of each latent code in $\mathcal{Z}$ to the final density value, i.e., using a small $\sigma$ places more emphasis on the local area surrounding $z_{g}$ , while applying a large $\sigma$ places more focus on the global density. In the case where there are multiple local clusters in the latent manifold, different values of $\sigma$ will lead to different assessment results (see Section 6.2). + +In GAN-based generative models, truncation trick [5,17,20] is a widely used technique to increase the sample fidelity at the cost of lowering the diversity. It works by shifting a randomly sampled code towards the mean latent code. The mean code typically resides in a high-density latent area. In fact, we observe that the proposed latent density score well correlates with the degree of truncation. We analyze this correlation further in Section 6.1 and provide more qualitative results in the Supplementary Material. Another highly relevant quality assessment metric is the realism score [21]. The realism score measures the relative distance of a fake sample in a real latent sphere, which is defined by a pre-trained feature extractor. We show that the latent density score behaves similarly with the realism score for images from the domains previously seen by the feature extractor (see Section 6.1). However, for images from non-ImageNet-like domains + +(e.g., medical images and anime-style images) or domains other than 2D images (e.g., 3D shapes), quality assessment with realism score will be infeasible (see Section 4.2). + +![](images/fdea5e9f59c13ef6c9e88945372c2003e3bac4bcb479576726376f08e63b5376.jpg) + +![](images/7836f3858f2f6f98e7aa72c5bac5812c53e1a60611e4f08b70f370ea2d2c76f0.jpg) +Top 6 + +![](images/cf9a6c28daf9196ece19b6202c6faa20554b6a150d5dbbe35076aad034375d78.jpg) + +![](images/15e7ccb9db9c917e2f0864090145bab96baa3165facccb20c9b0d55a0befd000.jpg) +(a) Latent Diffusion - CelebA-HQ + +![](images/a09934cd4c63901a637f98a14e383ee16dcc039e6094d22e6add884eb6164a9c.jpg) +Middle 6 + +![](images/816d0dbff1a91772367b82ec55dfe16ef05fe50a0fe0f2621c9f70f003fad825.jpg) + +![](images/31a48496f9a62150e9d56fe016ccc6b83658169735cd9e21cd1a3bafca7ac001.jpg) + +![](images/f1be8357db8bbc84ee5d62e3309b01aa1afd4ec54c74a1d2399909080fbc2960.jpg) +Bottom 6 + +![](images/0fd75c151921a671725daa8cdfaf1ba2d48bbc50236d5f6957dbe882fd55ea25.jpg) + +![](images/a3c0e5aa1deb488a674778375acd4a6fa3cfa7e48df4b7f4da99331b4e0a6476.jpg) + +![](images/2e78d107a5910e2286613d92af5f4ddc3777e64af5419cdd8ef390ffc82403e1.jpg) + +![](images/9872b2f83ed9ed56a23ae52cd81e2b3575e1b6d7fdcb8cd879d413c40403e5ce.jpg) +(b) Latent Diffusion - LSUN-Bedrooms + +![](images/6d7f4d103dd56e7edfb2114fab376a0551a87f116753f44b5b81e0698ea699df.jpg) + +![](images/310f7932536e1e73548a76e6a548bb4cd72a70fefb51c21a940c12c878b60045.jpg) + +![](images/d2de247091b635a2fa1dd04c5db511fa34c4fd8c44114e32b2426c4220c06c09.jpg) + +![](images/eaec205eb7d637f5cb6fefa2852cb7e563991d72757f9d7a76f72dc07c13ba27.jpg) + +![](images/d2d1123fdb52203db181a531b255f6dc4e167237a1afb4e116f942c6ddf1cd62.jpg) + +![](images/11e1021d54964857cc3bcc81ce29a97c2a623b4d6f021fcc278b7c23ee0c0709.jpg) + +![](images/fad04983ff509c51622c1399a3f779a3ad9e79650c6f379b5f0f96829a6662f8.jpg) +Fig. 1: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches for unconditional latent diffusion models. (Zoom-in for best view). The proposed latent density scores highly correlate with the quality of generated images. + +![](images/a749bc33157e6ec1fb9aaa32a8758b5ca8df6de4ed0af6d347be838082a20535.jpg) + +![](images/990b34c7853ce39aaa8d2da6e1f5531c760ec51979fb48ff0380f1ab6e992fd6.jpg) +(c) Latent Diffusion - LSUN-Churches + +![](images/127a70a04df72c6a970415b7bacea73621b5fc66d42094801a981d4b905de1c0.jpg) + +![](images/ff5843fdcc47d66b5f37386a93854cd48e46f4afc2265e0e2e5f0bec94ad593f.jpg) + +![](images/95c905e865162fe0b67d30b13f746925b6c16b21543908abd64f349cf0909ec8.jpg) + +![](images/6c4a8bacc4f7d55f04a39ed1b6e7e831e513a49c507b2dffecdb488ff56f7b96.jpg) + +![](images/9430750c08f29840ebdd7ab929defadc5bcc7e388eefa64d93e642b4d921ab87.jpg) + +![](images/b54177ae048a83c5f824e4225489c62e66c7da3d6ec8d4b409a1bdb8a981513e.jpg) + +# 4 Experimental Results + +# 4.1 Results on Different Generative Models + +In this section, we provide the experimental results of the proposed metric for various generative models and datasets. We experiment with three types of generative models, i.e., GANs, VAEs and LDMs. For each trained model, we extract latent codes from 60k training samples and calculate the latent density scores for 20k randomly sampled latent codes. In particular, for VAEs and LDMs, we + +![](images/df2f3ab86911d4717b038b73e70bb430c4d20f56959b1e9eb4c1beb94d9343dd.jpg) +Fig. 2: Top 2 and bottom 2 Stable Diffusion generated samples for eight classes in terms of the proposed latent density score. Images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas images in the 'bottom 2' rows contain visual noise and artifacts. The only difference in model configuration for images of top / bottom rows is the initial noise. + +take the output of the image encoder as the latent representation of each real input image. For LDMs, we further flatten the 2D representations (before the denoising process) for computing the latent density score. We use the pre-trained Stable Diffusion v1.5 model [31] as the text-to-image diffusion model. For the unconditional diffusion models, we choose the LDMs pre-trained on CelebA-HQ [9], LSUN-Bedrooms and LSUN-Churches [44] released by [31]. For GANs, we experiment with StyleGAN2 [18] and StyleGAN2-ADA [16]. To obtain the latent representations, we input vectors sampled from a normal distribution to their mapping networks and extract latent features from the $\mathcal{W}$ -space. We use $\sigma = 20$ for computing latent density scores. We analyze the choice of $\sigma$ and how it affects the results in Section 6.2. + +Latent Diffusion Models Latent diffusion models [31] use pre-trained autoencoders to construct a low-dimensional latent space, from which the original data can be reconstructed at high fidelity with reduced computational costs. In Figure 1, we show images synthesized by unconditional latent diffusion models trained on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches. For each dataset, we show samples using latent codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. As shown in the figure, the proposed latent density scores highly correlate with the quality of generated images. For example, on the CelebA-HQ dataset, we can see human faces generated from codes with high latent density scores are visually realistic with clear hair, eye and eyebrow details, whereas those with low latent density scores are of degraded quality due to blur, artifacts or distorted facial structures. Similarly, on LSUN-Bedrooms + +![](images/f33fcddc0bb10ca22d9240232fe8a7f3fff2fe2532abbe33eefcd0cc543c37e8.jpg) +Fig. 3: Top 10 and Bottom 10 generated images in terms of the proposed latent density score on MNIST, Fashion-MNIST and CelebA for VAE. The samples with high latent density scores display clear instances, whereas those with low latent density scores are often distorted / blurred. + +and LSUN-Churches, we observe unrealistic artifacts (i.e., distorted textures or inharmonious colors) from images with low latent density scores. + +Figure 2 shows images synthesized by a pre-trained text-to-image diffusion model, i.e., Stable Diffusion, using latent codes with the top 2 highest and lowest latent density scores from eight classes. As shown in the figure, samples with high latent density scores have superior visual quality while latent codes with low scores often lead to erroneous samples. The most obvious failures are the unrealistic backgrounds. For example, the boat images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas the backgrounds of the boats in the 'bottom 2' rows contain visual noise and artifacts. In some other failure cases, the generated objects exhibit structural integrity artifacts, i.e., the spoons and the clocks. We note that all images here are generated with the same model configuration and the only difference is the initial noise. Previous works [11, 15, 26] have shown that the guidance methods used in the denoising process are essential for improving the quality of generated images. Here we observe that the randomly initialized noise can also affect the sample quality significantly. + +VAEs and GANs Figure 3 presents images generated by VAEs using codes with the top 10 highest and top 10 lowest latent density scores. As shown in the figure, our proposed score function is applicable to VAEs as well. For MNIST [22] and Fashion-MNIST [39], for example, we observe the samples with high latent + +density scores display clear instances from the given class, whereas those with low latent density scores are often distorted / blurred to unrecognizable. + +Figure 4 shows images generated by StyleGAN2 [18] trained on FFHQ [17], StyleGAN2-ADA [16] trained on AFHQ Dog [9] and StyleGAN2 trained on AFHQ Cat [9] using codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. We observe clear generation quality differences between samples with different scores. For example, on the AFHQ Dog dataset, the samples with high scores show clear, frontal dog faces. On the other hand, the dog faces in samples with low density scores are highly distorted in various ways. + +![](images/298cb9cb3b72da47e29e65aed93bc567c97132f807241fb52f579e2eb931742c.jpg) +Top 6 + +![](images/9ce95b90b6a11d871412dd5d988ddd58d1bd85487d8d876e4947bd95094955e1.jpg) +Middle 6 +(a) StyleGAN2-FFHQ + +![](images/4b4935e0fcd5b430525c4b0305099d4173e02e041f0a908bff88cdf6112c3ffb.jpg) +Bottom 6 + +![](images/fdf17cec6524a3bb7f1e63770e52eabc2b5bbb2fa5aef78c2b66e29f93956ebe.jpg) +(b) StyleGAN2-ADA - AFHQ Dog + +![](images/24ce60dbddc64df1c65a0a312a077023936175f5afdb519790f90cdaebad95ae.jpg) + +![](images/1cff93fe4c1ece5fb135de36435856ba0d676abdcd1c2f76c0bc2fdd9490c855.jpg) + +![](images/701b1d760f90cda26a9f00b14e24267cb85e315e5d37f8d4181cbae8995f771e.jpg) + +![](images/7a9739d9197c1af20392a588a8680555645a7ca224a158a2588c550c4551d935.jpg) +(c) StyleGAN2 - AFHQ Cat +Fig. 4: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on FFHQ for StyleGAN2, on AFHQ Dog for StyleGAN2-ADA and on AFHQ Cat for StyleGAN2. (Zoom-in for best view). Samples with high scores are of better quality while samples with low scores are often highly distorted. + +![](images/c74ef94b797f0d07b5026d4dd223968108210b15f55e8c0df90646bb3cc14d75.jpg) + +# 4.2 Results on Other Domains and Modalities + +Our proposed metric does not rely on any additional feature extractor, which enables quality assessment in the domains where robust pre-trained models might + +not be available. In this section, we show the applications of our method on quality assessment for generated 3D shapes and non-ImageNet-like images. + +![](images/7f8904f98b169fad4da1f21ce2a296b0b8ffe87d297dcdeb1a4407d44415f697.jpg) +Top 5 + +![](images/4ed70cf1161afddb6d0a4bfbe8b6d4b41a0764372459a2e03144d026ac8d65a5.jpg) +Bottom 5 + +![](images/74bd9bafe064cacc85b427677a74d714ec2d636b369ed9c29a22ef8e062806d9.jpg) + +![](images/2e4a707181bbfde45f24d28f4eb84ba7c0223387e286215c6c7839609d69b430.jpg) + +![](images/b5bce8ef27cc8b297262e29690a280ff35f61b49d31dbaf2c62b735cef02cad8.jpg) +Fig. 5: Top 5 and Bottom 5 generated 3D shapes for four categories (i.e., airplane, chair, table and rifle) in terms of the proposed latent density score on ShapeNet Core V1 for SDF-StyleGAN. The generated samples with high scores have plausible 3D shapes and complete geometry structures, while samples with low scores exhibit unrealistic shapes and severe geometry distortion. + +![](images/9533ee4e92654d28542d4561fd12b5e87300b1433d708d14f89feba7b3abc540.jpg) + +![](images/b961e3dd355d1a4bd75c38ebaea0e33c554e121b411ba8765a6da6e5b742bd7b.jpg) + +![](images/01e29edadea67bcfb2966cff011a652f6c87a0036c728d66821a11758bc5b683.jpg) + +Quality Assessment for 3D Shapes We first show the application of our method on generated 3D shapes. Specifically, we generate shapes for four categories, i.e., airplane, chair, table and rifle, using a StyleGAN2-based 3D shape generation framework, SDF-StyleGAN [45] trained on ShapeNet Core V1 [7]. For each shape category, we extract the latent embeddings in the $\mathcal{W}$ space of SDF-StyleGAN for $30\mathrm{k}$ randomly sampled vectors and compute the corresponding latent density scores. Figure 5 visualizes the generated shapes with the top 5 highest and lowest scores. We observe that the generated 3D shapes with high scores have better visual quality with plausible 3D shapes and complete geometry structures. The generated 3D shapes with low scores, in contrast, exhibit unrealistic shapes and severe geometry distortion. + +Quality Assessment on Non-ImageNet-like Images Existing quality assessment methods operate under the assumption that semantically similar images are mapped to points close to each other in the embedding space of a pretrained feature extractor. However, this assumption might not hold true across different data domains. In this section, we conduct quality assessment for images from two non-ImageNet-like domains, i.e., the medical domain and anime-style domain. Figure 6 shows the samples with the highest and lowest latent density scores / realism scores among 5k candidate samples on each domain. We can see + +![](images/4882c5c00ac2594ca1b17718f005aed7603438c0de9b338bd8f4bc872282b09f.jpg) +Fig. 6: Top and bottom generated images in terms of latent density score and realism score using StyleGAN2 pre-trained on BreCaHAD [1] and Danbooru [4] datasets. There is clear visual difference between images with the highest and lowest latent density scores. In comparison, we do not observe visually distinguishable difference between samples with the highest and lowest realism scores. + +that the images with the highest and lowest latent density scores exhibit clear visual difference. On the BreCaHAD dataset [1], for example, the high-density images contain representative human cells while low-density images are mostly blank. We note that the low-density samples do not show degraded perceptual quality. This is probably because although these images are underrepresented cases in the training set, reconstructing them is relatively easy due to their simple layouts. + +On the other hand, we do not observe visually distinguishable differences between samples with the highest and lowest realism scores. This suggests that the pre-trained VGG space used by the realism score is not semantically meaningful for non-ImageNet-like domain images. In addition, our method is more computationally efficient, since we directly operate on the latent codes instead of actually generating all the 5k candidate images. + +# 5 Applications + +# 5.1 Latent Face Editing + +Our proposed method operates directly on the latent space of the generator. Thus, it can be seamlessly incorporated into latent-based image editing methods. Previous work [34] has shown that by moving a latent code along certain directions in the latent space of a well-trained face synthesis model, one could control facial attributes of the generated images. However, if the code is moved + +![](images/c00d5efbddeb0d6ab13429451f5d98dc3c3058948a08cd1ea69dfa6680e4d214.jpg) +Fig. 7: Latent-based face editing results and the corresponding latent density scores. The latent density scores highly correlate with the quality of the images. + +![](images/9d0814f9654f48962aad596a987bd4e886751b0c162a3dd8d557522e704fe353.jpg) + +too far from the well-behaved regions [46] of the latent space, the generated samples will suffer from severe changes [34] as well as degradation in image quality. Here we use our method to estimate the perceptual quality of the edited samples. Specifically, we take a latent code and move it along the direction for the attribute "pose" in the latent space $\mathcal{W}$ of StyleGAN2 following [34]. We compute the latent density score of the moved latent code based on Equation 1. Figure 7 shows the generated edited images and the corresponding scores. + +As shown in the figure, the latent density scores well correlate with the quality of the manipulated images: images with low scores contain artifacts while images with high scores are of better quality. Our method provides a reliable way to assess the quality of edited images even before generating them, which helps to avoid image corruption during latent space traversal and facilitates meaningful image manipulation. + +# 5.2 Few-Shot Image Classification + +Our method enables selecting strictly high-quality generated images with clear, high-resolution objects. These images are particularly useful for augmenting the training set in low-shot scenarios [40-43]. Here we show these samples can be used in the task of few-shot image classification and greatly boost performance. Specifically, we synthesize images using a pre-trained text-to-image model, e.g., Stable Diffusion, with the class name as the text condition. The synthesized images are then used as support samples for the corresponding class. We generate $k$ images for $k$ -shot learning ( $k = 1$ or 5). For the feature extractor, we use ResNet12 [27] trained following previous work [8]. Table 1 compares the performance of using different sets of latent codes during image generation including: 1) $k$ randomly sampled codes, 2) top- $k$ codes with the highest, and 3) top- $k$ codes with the lowest latent density scores. Using samples with high latent density scores as support data leads to better few-shot performance on both the miniImageNet [37] and tieredImageNet [30] datasets for the 1-shot and 5-shot settings. In particular, results on 1-shot miniImageNet show the largest margin, + +Table 1: Few-shot image classification accuracy on miniImageNet and tieredImageNet using images generated from different sets of latent codes. Using images from the latent codes with highest latent density scores achieves better classification performance, which validates the superior quality of images with high latent density scores. + +
Support SamplesminiImageNettieredImageNet
1-shot5-shot1-shot5-shot
Real-63.17 ± 0.2379.26 ± 0.1768.62 ± 0.2783.74 ± 0.18
SD-generatedbottom-k63.43 ± 0.4571.97 ± 0.3764.62 ± 0.5575.08 ± 0.45
random-k63.87 ± 0.4372.76 ± 0.3866.04 ± 0.5277.10 ± 0.44
top-k67.15 ± 0.4473.60 ± 0.3768.39 ± 0.5477.42 ± 0.43
+ +with a $3.28\%$ improvement over using random codes. This validates the superior quality of images generated from codes with high latent density scores. + +# 6 Analysis + +# 6.1 Relationship with Existing Metrics + +![](images/ce1ad72fb871522c84c0ad7bf5e33453dc9d43b35d457e05f9964e79d18bc190.jpg) +(a) Precision / Recall + +![](images/ba60005a1481d901581dbf08120f69e2d1736bc03c5c37db646425a2379e9362.jpg) +Fig. 8: Relationship between our proposed latent density score and other metrics. Top-k samples are ranked according to our latent density score. The results of our proposed metric are aligned with existing evaluation metrics on images of common domains. + +![](images/09f62f385580322db255f1824aa685657f90585b6dbbf551c54d5ac7973ccff8.jpg) +(b) Realism Score + +![](images/aff0301884f8421e49a41a539afca26cb9f2b7063dcb13b63e99b538999a8a6c.jpg) +(c) Truncation + +In this section, we investigate the relationship of our proposed metric with other existing metrics. In particular, we generate 2000 fake samples and rank them based on the latent density score. Each time we select top- $k$ samples and calculate the corresponding precision / recall / realism scores of the selected samples. The scores of these metrics under different $k$ values are shown in Figure 8 (a) and Figure 8 (b). In addition, we show in Figure 8 (c) how the latent density score changes when we increase the value of truncation parameter used in truncation trick. We conduct this experiment using StyleGAN2 trained on FFHQ [17] and LDM trained on CelebA-HQ [9]. + +Precision and Recall. Precision and recall are commonly used evaluation metrics in many tasks, such as image classification or natural language processing. In particular, precision measures the fraction of the generated samples that are realistic. Recall, on the other hand, measures the fraction of the real data distribution which can be covered by the distribution of fake data. As shown in Figure 8 (a), a small value of $k$ leads to high precision and low recall. This suggests that the samples with high latent density scores are of high quality. As $k$ increases, more diverse samples are selected, which improves recall, while the decrease in precision indicates the newly selected samples are of inferior quality. The correlation between precision / recall and latent density score validates that our proposed metric reliably indicates sample quality. + +Realism Score. The realism score is a highly relevant metric that measures the fidelity of an individual generated sample. As shown in Figure 8 (b), as $k$ increases, the average realism score of the top- $k$ selected samples decreases for both StyleGAN2 and LDM. This suggests that our proposed metric is aligned with realism score, i.e., samples with low latent density scores also have low realism scores, and vice versa. However, the realism score relies on another feature extractor to project the generated samples to another space. Thus, it is not able to generalize to other domains or modalities (as shown in Section 4.2). Moreover, computing realism score requires generating image data, which is time-consuming and not easily scalable, while our method directly operates on the latent space without the need for generating images. + +Truncation Trick. Truncation trick [17] is used to increase the fidelity of the generated images in GAN-based generative models by moving the latent code towards the mean latent code. The degree of truncation is controlled by the truncation parameter $\psi$ , i.e., $\psi = 0$ indicates full truncation using the mean code and $\psi = 1$ indicates no truncation. We see from Figure 8 (c) that the latent density score decreases as the truncation parameter increases. A higher degree of truncation typically leads to high-fidelity image generation, which, as we show, corresponds to a higher value of the latent density score. This suggests that the latent density score is a valid measure for generated sample quality. + +# 6.2 Effect of Hyper-Parameter $\sigma$ + +In this section, we analyze how the choice of $\sigma$ in Equation 1 affects quality assessment. Equation 1 measures the average Gaussian kernelized Euclidean distance between a given code and the latent codes extracted from training data, with $\sigma$ being the standard deviation of the kernel function. When applying a small $\sigma$ , the final density value will rely relatively more on the area surrounding the given code. This will increase the chance that points residing in local clusters are selected as high-density points. As a result, the selected samples are likely to be more diverse. Figure 9 (a) shows the images with high latent density scores on the AFHQ Wild and AFHQ Cat datasets [9] under large and small $\sigma$ values respectively. We observe that the selected high-density samples when using a small $\sigma$ are more diverse compared to using a large $\sigma$ . Correspondingly, we observe a higher recall under a smaller $\sigma$ (as shown in Figure 9 (b)), indicating + +![](images/e9dc29a97916fe93bcc9697f2b62026b4651a62043d924a03a0a4cd53f576a67.jpg) +Fig.9: Images with high latent density scores using high and low $\sigma$ values on the AFHQ Wild and AFHQ Cat datasets (a) and different recall rates under different $\sigma$ values (b). We observe that under a lower $\sigma$ value, the images selected as high-density ones exhibit more diversity, which corresponds to a higher recall rate. + +a more complete coverage of the latent manifold. $\sigma$ enables us to control the relative contribution of local density and global density w.r.t to the final density score. In this case, applying a small $\sigma$ allows us to select more diverse samples. + +# 7 Discussion and Conclusions + +In this paper, we have proposed a novel approach to estimate sample quality via the latent space of generative models. Our method can be particularly useful in many scenarios. When training generative models, our proposed score points out the underrepresented cases that would possibly require collecting additional data [24]. It also allows us to select high-quality samples that best benefit downstream tasks. For large-scale generative models, pre-generation quality assessment can greatly reduce computational costs. However, only sampling data with high scores, might result in an incomplete coverage of the data manifold. This is because the scores are likely to be higher for large clusters of data representing common cases, as opposed to minority groups such as rare animal species or uncommon medical conditions. One way to alleviate this issue is by considering only small neighborhood areas when measuring the density, which can be achieved by applying a small value of $\sigma$ . Further, previously proposed sampling techniques such as accept-reject sampling [2] can be used together with our method to increase sample diversity. Combining our score with diversity-related scores also allows us to select diverse samples with high quality. In future work, we intend to extend our method to generative models with high latent dimensions, such as deep hierarchical VAEs [36], or video generative models [38] with an additional temporal dimension in latent space. 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Advances in generative models increase the need for sample quality assessment. To do so, previous methods rely on a pre-trained feature extractor to embed the generated samples and real samples into a common space for comparison. However, different feature extractors might lead to inconsistent assessment outcomes. Moreover, these methods are not applicable for domains where a robust, universal feature extractor does not yet exist, such as medical images or 3D assets. In this paper, we propose to directly examine the latent space of the trained generative model to infer generated sample quality. This is feasible because the quality a generated sample directly relates to the amount of training data resembling it, and we can infer this information by examining the density of the latent space. Accordingly, we use a latent density score function to quantify sample quality. We show that the proposed score correlates highly with the sample quality for various generative models including VAEs, GANs and Latent Diffusion Models. Compared with previous quality assessment methods, our method has the following advantages: 1) pre-generation quality estimation with reduced computational cost, 2) generalizability to various domains and modalities, and 3) applicability to latent-based image editing and generation methods. Extensive experiments demonstrate that our proposed methods can benefit downstream tasks such as few-shot image classification and latent face image editing. Code is available at https://github.com/cvlab-stonybrook/LS-sample-quality." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 159, + 502, + 452, + 524 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 502, + 452, + 524 + ], + "spans": [ + { + "bbox": [ + 159, + 502, + 452, + 524 + ], + "type": "text", + "content": "Keywords: Generative Model, Quality Assessment, VAE, GAN, Diffusion" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 544, + 230, + 558 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 544, + 230, + 558 + ], + "spans": [ + { + "bbox": [ + 132, + 544, + 230, + 558 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 569, + 482, + 666 + ], + "type": "text", + "content": "Generative models have emerged as powerful modeling tools that can capture diverse and complex distribution from a large training dataset to synthesize new data [40-43]. A single pre-trained diffusion model [31] can generate thousands of images of \"Yorkshire Terrier\" or \"Notre-Dame de Paris\". In this paper, we aim to answer the question: among the samples generated from the model, how to measure the quality of each individual one? Such an instance-wise quality assessment metric is essential for users and consumers to select samples among the ones provided by those recently released text-to-image models, e.g., DALL-E" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 479, + 140 + ], + "type": "text", + "content": "2 [29] and Stable Diffusion [31], rather than model-wise metrics such as Frechet Inception Distance (FID) [14]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "text", + "content": "For the most part, previous instance-wise evaluation methods [13, 21] rely on a pre-trained feature extractor (e.g., VGG16 [35]) to embed the generated samples and real samples into a common feature space. " + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "text", + "content": "-nearest neighbor (" + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "text", + "content": "-NN) based approaches are then applied under the assumption that close samples in this feature space correspond to semantically similar images. The realism score [21], for example, measures the maximum of the inverse relative distance of a fake sample in a real " + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "text", + "content": "-NN latent sphere. The rarity score [13], on the other hand, measures the minimum radius of a real " + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 144, + 482, + 335 + ], + "type": "text", + "content": "-NN sphere that contains the fake latent representation. However, relying on a pre-trained feature extractor suffers from two shortcomings. First, different feature extractors might lead to inconsistent assessment outcomes: the rarity score shows a negative correlation with Frechet Inception Distance (FID) [14] when using VGG16 as backbone, while the correlation becomes positive under DINO [6] or CLIP [28] backbones. Moreover, these methods are not applicable for domains where a robust, universal feature extractor is not yet available, e.g., 3D shapes, human-drawn art or medical images." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 339, + 482, + 483 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 339, + 482, + 483 + ], + "spans": [ + { + "bbox": [ + 130, + 339, + 482, + 483 + ], + "type": "text", + "content": "In this paper, we propose to assess sample quality from another perspective: instead of using a pre-trained feature space, we directly use the latent space of the generative models themselves. The intuition is that the quality of a generated sample directly relates to the amount of the training samples that closely resemble it, and we can infer this information solely by examining the density of the latent space. Specifically, the samples lying in the latent area with dense latent codes are likely to have sufficient training data resembling them while low-density latent areas would correspond to the rare cases in the data manifold. This is because generative models typically map similar data points to similar latent embeddings. The latent embeddings in those low-density areas are less exposed in model training, consequently receiving less supervision, and leading to potentially inferior reconstruction quality." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": "To this end, we propose a latent density score function to measure the quality of generated samples. Given a pre-trained generative model, our proposed function quantitatively measures the density of a randomly sampled latent code w.r.t. a set of latent codes extracted from the training data. We show that the proposed latent density score highly correlates with the sample quality for various generative models including Variational Autoencoders (VAEs) [19], Generative Adversarial Networks (GANs) [12] and Latent Diffusion Models (LDMs) [31]. Compared with previous quality assessments that require an additional embedding network for feature extraction, our method estimates the sample quality by directly examining the latent space of the generative models, which brings several key advantages: 1) efficiency: our method enables quality assessment without generating image pixels, which significantly reduces the computational cost; 2) generalizability: our method eliminates the reliance on external feature extractors, which allows for generalization to the domains where a universal pretrained feature extractor might not exist; 3) applicability: our method can be" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 139 + ], + "type": "text", + "content": "seamlessly incorporated into latent-based image editing and generation methods, which can benefit various downstream tasks." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 146, + 140, + 425, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 140, + 425, + 152 + ], + "spans": [ + { + "bbox": [ + 146, + 140, + 425, + 152 + ], + "type": "text", + "content": "In short, our main contributions can be summarized as follows:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 138, + 157, + 479, + 296 + ], + "type": "list", + "angle": 0, + "index": 7, + "blocks": [ + { + "bbox": [ + 138, + 157, + 479, + 204 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 157, + 479, + 204 + ], + "spans": [ + { + "bbox": [ + 138, + 157, + 479, + 204 + ], + "type": "text", + "content": "- We demonstrate that we can directly assess sample quality via the latent space of generative models themselves, while previous quality assessment methods rely on a pre-trained feature extractor to embed real and generated samples to a common space." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 209, + 479, + 244 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 209, + 479, + 244 + ], + "spans": [ + { + "bbox": [ + 138, + 209, + 479, + 244 + ], + "type": "text", + "content": "- We propose a score function to quantify sample quality by measuring the density in latent space. The proposed function is applicable to various generative models trained on a variety of datasets." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 250, + 479, + 296 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 250, + 479, + 296 + ], + "spans": [ + { + "bbox": [ + 138, + 250, + 479, + 296 + ], + "type": "text", + "content": "- We show the clear advantages of our proposed method over previous instance-wise evaluation methods, including significantly saving computational cost, generalizing across different domains and facilitating various downstream tasks." + } + ] + } + ], + "index": 6 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 313, + 237, + 326 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 313, + 237, + 326 + ], + "spans": [ + { + "bbox": [ + 132, + 313, + 237, + 326 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 336, + 480, + 396 + ], + "type": "text", + "content": "Previous metrics for quality assessment can be grouped into two main categories: model-wise evaluation metrics and instance-wise evaluation metrics. Model-wise evaluation metrics measure the performance of different generative models, while instance-wise evaluation metrics aim to compare the quality of each individual generated sample." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 411, + 317, + 423 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 411, + 317, + 423 + ], + "spans": [ + { + "bbox": [ + 131, + 411, + 317, + 423 + ], + "type": "text", + "content": "2.1 Model-wise Evaluation Metrics" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 429, + 482, + 609 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 429, + 482, + 609 + ], + "spans": [ + { + "bbox": [ + 130, + 429, + 482, + 609 + ], + "type": "text", + "content": "Various model-wise evaluation metrics have been proposed to quantify the performances of generative models. Prevalent model-wise metrics include Inception Score (IS) [33], Kernel Inception Distance (KID) [3] and Frechet Inception Distance (FID) [14]. They quantify the performance of a generative model by measuring the distribution discrepancy between the generated samples and real samples in a high-dimensional feature space. Sajjadi et al. [32] propose to further disentangle this discrepancy between distributions into two components: precision and recall. Precision represents the quality of generated samples while recall corresponds to the coverage of the real target distribution. Naeem et al. [25] improve upon precision and recall by introducing density and coverage: density improves upon precision by being more robust to outliers and coverage improves upon recall by preventing the overestimation of the latent manifold. Although the above metrics have demonstrated their effectiveness in assessing generative models, they are not suitable to measure individual sample quality since they work on a set of generations." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 624, + 327, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 624, + 327, + 635 + ], + "spans": [ + { + "bbox": [ + 131, + 624, + 327, + 635 + ], + "type": "text", + "content": "2.2 Instance-wise Evaluation Metrics" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": "Unlike model-wise metrics, instance-wise metrics are applied on individual generated samples for performance evaluation. They are helpful for users to select" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 166, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 448, + 103 + ], + "type": "text", + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 260 + ], + "type": "text", + "content": "samples from generative models, which might produce noisy, unrealistic samples with artifacts, especially for underrepresented cases [23] such as rare categories or extreme object poses. The realism score [21] measures the perceptual quality of individual samples by estimating how close a given fake sample is to the latent manifold of real samples. Recently, Han et al. have proposed the rarity score [13], which measures how rare a synthesized sample is based on the real data distribution. Our proposed method and rarity score share the spirit of estimating the density around the target fake sample on the real manifold. Nevertheless, rarity score defines this manifold using a pre-trained classification network, e.g., VGG16, while our method directly leverages the latent manifold of the generative models themselves. We show that in this latent manifold, the density correlates with the perceptual quality of the generated samples." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 277, + 280, + 290 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 277, + 280, + 290 + ], + "spans": [ + { + "bbox": [ + 132, + 277, + 280, + 290 + ], + "type": "text", + "content": "3 Latent Density Score" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "text", + "content": "Given a well-trained generative model, e.g., GAN, VAE or latent diffusion model, we aim to estimate the quality of the generated samples by examining the latent space of the model. Let " + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "inline_equation", + "content": "\\mathcal{Z} = \\{z_1, z_2, \\ldots, z_i\\}" + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "text", + "content": " denote a set of latent codes extracted from the training samples, and " + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "inline_equation", + "content": "z_g" + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "text", + "content": " denote a latent code randomly sampled from the latent space, we measure the latent density of " + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "inline_equation", + "content": "z_g" + }, + { + "bbox": [ + 130, + 300, + 482, + 371 + ], + "type": "text", + "content": " quantitatively by calculating the latent density score as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 235, + 379, + 481, + 407 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 235, + 379, + 481, + 407 + ], + "spans": [ + { + "bbox": [ + 235, + 379, + 481, + 407 + ], + "type": "interline_equation", + "content": "D \\left(z _ {g}, \\mathcal {Z}\\right) = \\frac {1}{| \\mathcal {Z} |} * \\sum_ {z _ {i} \\in \\mathcal {Z}} e ^ {- \\frac {\\left\\| z _ {g} - z _ {i} \\right\\| ^ {2}}{2 \\sigma^ {2}}}, \\tag {1}", + "image_path": "2a666f4d5aafb7aaae7ebf8b0aaaf46d9602031b5a9c2048eabbd9c4237afde2.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " is a hyper-parameter of this score function. Latent density score measures the average Gaussian kernelized Euclidean distance [10] between " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "z_{g}" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " and each latent code in " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": ". The score is high when " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "z_{g}" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " resides in an area where the trained codes are densely distributed. " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " controls the relative contribution of each latent code in " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " to the final density value, i.e., using a small " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " places more emphasis on the local area surrounding " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "z_{g}" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": ", while applying a large " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " places more focus on the global density. In the case where there are multiple local clusters in the latent manifold, different values of " + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 414, + 482, + 521 + ], + "type": "text", + "content": " will lead to different assessment results (see Section 6.2)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "In GAN-based generative models, truncation trick [5,17,20] is a widely used technique to increase the sample fidelity at the cost of lowering the diversity. It works by shifting a randomly sampled code towards the mean latent code. The mean code typically resides in a high-density latent area. In fact, we observe that the proposed latent density score well correlates with the degree of truncation. We analyze this correlation further in Section 6.1 and provide more qualitative results in the Supplementary Material. Another highly relevant quality assessment metric is the realism score [21]. The realism score measures the relative distance of a fake sample in a real latent sphere, which is defined by a pre-trained feature extractor. We show that the latent density score behaves similarly with the realism score for images from the domains previously seen by the feature extractor (see Section 6.1). However, for images from non-ImageNet-like domains" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. 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We experiment with three types of generative models, i.e., GANs, VAEs and LDMs. For each trained model, we extract latent codes from 60k training samples and calculate the latent density scores for 20k randomly sampled latent codes. In particular, for VAEs and LDMs, we" + } + ] + } + ], + "index": 39 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "text", + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 154, + 116, + 460, + 264 + ], + "blocks": [ + { + "bbox": [ + 154, + 116, + 460, + 264 + ], + "lines": [ + { + "bbox": [ + 154, + 116, + 460, + 264 + ], + "spans": [ + { + "bbox": [ + 154, + 116, + 460, + 264 + ], + "type": "image", + "image_path": "df2f3ab86911d4717b038b73e70bb430c4d20f56959b1e9eb4c1beb94d9343dd.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 272, + 482, + 327 + ], + "lines": [ + { + "bbox": [ + 130, + 272, + 482, + 327 + ], + "spans": [ + { + "bbox": [ + 130, + 272, + 482, + 327 + ], + "type": "text", + "content": "Fig. 2: Top 2 and bottom 2 Stable Diffusion generated samples for eight classes in terms of the proposed latent density score. Images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas images in the 'bottom 2' rows contain visual noise and artifacts. The only difference in model configuration for images of top / bottom rows is the initial noise." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "text", + "content": "take the output of the image encoder as the latent representation of each real input image. For LDMs, we further flatten the 2D representations (before the denoising process) for computing the latent density score. We use the pre-trained Stable Diffusion v1.5 model [31] as the text-to-image diffusion model. For the unconditional diffusion models, we choose the LDMs pre-trained on CelebA-HQ [9], LSUN-Bedrooms and LSUN-Churches [44] released by [31]. For GANs, we experiment with StyleGAN2 [18] and StyleGAN2-ADA [16]. To obtain the latent representations, we input vectors sampled from a normal distribution to their mapping networks and extract latent features from the " + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\mathcal{W}" + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "text", + "content": "-space. We use " + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\sigma = 20" + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "text", + "content": " for computing latent density scores. We analyze the choice of " + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 365, + 482, + 495 + ], + "type": "text", + "content": " and how it affects the results in Section 6.2." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 665 + ], + "type": "text", + "content": "Latent Diffusion Models Latent diffusion models [31] use pre-trained autoencoders to construct a low-dimensional latent space, from which the original data can be reconstructed at high fidelity with reduced computational costs. In Figure 1, we show images synthesized by unconditional latent diffusion models trained on CelebA-HQ, LSUN-Bedrooms and LSUN-Churches. For each dataset, we show samples using latent codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. As shown in the figure, the proposed latent density scores highly correlate with the quality of generated images. For example, on the CelebA-HQ dataset, we can see human faces generated from codes with high latent density scores are visually realistic with clear hair, eye and eyebrow details, whereas those with low latent density scores are of degraded quality due to blur, artifacts or distorted facial structures. Similarly, on LSUN-Bedrooms" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 100 + ], + "type": "text", + "content": "J. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 162, + 113, + 438, + 292 + ], + "blocks": [ + { + "bbox": [ + 162, + 113, + 438, + 292 + ], + "lines": [ + { + "bbox": [ + 162, + 113, + 438, + 292 + ], + "spans": [ + { + "bbox": [ + 162, + 113, + 438, + 292 + ], + "type": "image", + "image_path": "f33fcddc0bb10ca22d9240232fe8a7f3fff2fe2532abbe33eefcd0cc543c37e8.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 304, + 482, + 348 + ], + "lines": [ + { + "bbox": [ + 130, + 304, + 482, + 348 + ], + "spans": [ + { + "bbox": [ + 130, + 304, + 482, + 348 + ], + "type": "text", + "content": "Fig. 3: Top 10 and Bottom 10 generated images in terms of the proposed latent density score on MNIST, Fashion-MNIST and CelebA for VAE. The samples with high latent density scores display clear instances, whereas those with low latent density scores are often distorted / blurred." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "spans": [ + { + "bbox": [ + 130, + 385, + 481, + 409 + ], + "type": "text", + "content": "and LSUN-Churches, we observe unrealistic artifacts (i.e., distorted textures or inharmonious colors) from images with low latent density scores." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 411, + 482, + 591 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 482, + 591 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 482, + 591 + ], + "type": "text", + "content": "Figure 2 shows images synthesized by a pre-trained text-to-image diffusion model, i.e., Stable Diffusion, using latent codes with the top 2 highest and lowest latent density scores from eight classes. As shown in the figure, samples with high latent density scores have superior visual quality while latent codes with low scores often lead to erroneous samples. The most obvious failures are the unrealistic backgrounds. For example, the boat images in the 'top 2' rows are high-resolution images with natural, realistic backgrounds, whereas the backgrounds of the boats in the 'bottom 2' rows contain visual noise and artifacts. In some other failure cases, the generated objects exhibit structural integrity artifacts, i.e., the spoons and the clocks. We note that all images here are generated with the same model configuration and the only difference is the initial noise. Previous works [11, 15, 26] have shown that the guidance methods used in the denoising process are essential for improving the quality of generated images. Here we observe that the randomly initialized noise can also affect the sample quality significantly." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "VAEs and GANs Figure 3 presents images generated by VAEs using codes with the top 10 highest and top 10 lowest latent density scores. As shown in the figure, our proposed score function is applicable to VAEs as well. For MNIST [22] and Fashion-MNIST [39], for example, we observe the samples with high latent" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "text", + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "density scores display clear instances from the given class, whereas those with low latent density scores are often distorted / blurred to unrecognizable." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 480, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 480, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 480, + 224 + ], + "type": "text", + "content": "Figure 4 shows images generated by StyleGAN2 [18] trained on FFHQ [17], StyleGAN2-ADA [16] trained on AFHQ Dog [9] and StyleGAN2 trained on AFHQ Cat [9] using codes with the top 6 highest, top 6 lowest and 6 middle latent density scores. We observe clear generation quality differences between samples with different scores. For example, on the AFHQ Dog dataset, the samples with high scores show clear, frontal dog faces. 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AFHQ Cat" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 535, + 482, + 580 + ], + "lines": [ + { + "bbox": [ + 130, + 535, + 482, + 580 + ], + "spans": [ + { + "bbox": [ + 130, + 535, + 482, + 580 + ], + "type": "text", + "content": "Fig. 4: Top 6, Middle 6 and Bottom 6 generated images in terms of the proposed latent density score on FFHQ for StyleGAN2, on AFHQ Dog for StyleGAN2-ADA and on AFHQ Cat for StyleGAN2. (Zoom-in for best view). Samples with high scores are of better quality while samples with low scores are often highly distorted." + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 16 + }, + { + "type": "image", + "bbox": [ + 370, + 440, + 482, + 515 + ], + "blocks": [ + { + "bbox": [ + 370, + 440, + 482, + 515 + ], + "lines": [ + { + "bbox": [ + 370, + 440, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 370, + 440, + 482, + 515 + ], + "type": "image", + "image_path": "c74ef94b797f0d07b5026d4dd223968108210b15f55e8c0df90646bb3cc14d75.jpg" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_body" + } + ], + "index": 17 + }, + { + "bbox": [ + 130, + 625, + 373, + 637 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 625, + 373, + 637 + ], + "spans": [ + { + "bbox": [ + 130, + 625, + 373, + 637 + ], + "type": "text", + "content": "4.2 Results on Other Domains and Modalities" + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": "Our proposed metric does not rely on any additional feature extractor, which enables quality assessment in the domains where robust pre-trained models might" + } + ] + } + ], + "index": 21 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "not be available. In this section, we show the applications of our method on quality assessment for generated 3D shapes and non-ImageNet-like images." + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 136, + 195, + 297, + 210 + ], + "blocks": [ + { + "bbox": [ + 206, + 177, + 223, + 186 + ], + "lines": [ + { + "bbox": [ + 206, + 177, + 223, + 186 + ], + "spans": [ + { + "bbox": [ + 206, + 177, + 223, + 186 + ], + "type": "text", + "content": "Top 5" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 136, + 195, + 297, + 210 + ], + "lines": [ + { + "bbox": [ + 136, + 195, + 297, + 210 + ], + "spans": [ + { + "bbox": [ + 136, + 195, + 297, + 210 + ], + "type": "image", + "image_path": "7f8904f98b169fad4da1f21ce2a296b0b8ffe87d297dcdeb1a4407d44415f697.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 317, + 195, + 476, + 210 + ], + "blocks": [ + { + "bbox": [ + 385, + 178, + 409, + 185 + ], + "lines": [ + { + "bbox": [ + 385, + 178, + 409, + 185 + ], + "spans": [ + { + "bbox": [ + 385, + 178, + 409, + 185 + ], + "type": "text", + "content": "Bottom 5" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 317, + 195, + 476, + 210 + ], + "lines": [ + { + "bbox": [ + 317, + 195, + 476, + 210 + ], + "spans": [ + { + "bbox": [ + 317, + 195, + 476, + 210 + ], + "type": "image", + "image_path": "4ed70cf1161afddb6d0a4bfbe8b6d4b41a0764372459a2e03144d026ac8d65a5.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 137, + 223, + 293, + 252 + ], + "blocks": [ + { + "bbox": [ + 137, + 223, + 293, + 252 + ], + "lines": [ + { + "bbox": [ + 137, + 223, + 293, + 252 + ], + "spans": [ + { + "bbox": [ + 137, + 223, + 293, + 252 + ], + "type": "image", + "image_path": "74bd9bafe064cacc85b427677a74d714ec2d636b369ed9c29a22ef8e062806d9.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 317, + 223, + 475, + 251 + ], + "blocks": [ + { + "bbox": [ + 317, + 223, + 475, + 251 + ], + "lines": [ + { + "bbox": [ + 317, + 223, + 475, + 251 + ], + "spans": [ + { + "bbox": [ + 317, + 223, + 475, + 251 + ], + "type": "image", + "image_path": "2e4a707181bbfde45f24d28f4eb84ba7c0223387e286215c6c7839609d69b430.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 135, + 262, + 293, + 285 + ], + "blocks": [ + { + "bbox": [ + 135, + 262, + 293, + 285 + ], + "lines": [ + { + "bbox": [ + 135, + 262, + 293, + 285 + ], + "spans": [ + { + "bbox": [ + 135, + 262, + 293, + 285 + ], + "type": "image", + "image_path": "b5bce8ef27cc8b297262e29690a280ff35f61b49d31dbaf2c62b735cef02cad8.jpg" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 333, + 482, + 389 + ], + "lines": [ + { + "bbox": [ + 130, + 333, + 482, + 389 + ], + "spans": [ + { + "bbox": [ + 130, + 333, + 482, + 389 + ], + "type": "text", + "content": "Fig. 5: Top 5 and Bottom 5 generated 3D shapes for four categories (i.e., airplane, chair, table and rifle) in terms of the proposed latent density score on ShapeNet Core V1 for SDF-StyleGAN. The generated samples with high scores have plausible 3D shapes and complete geometry structures, while samples with low scores exhibit unrealistic shapes and severe geometry distortion." + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 9 + }, + { + "type": "image", + "bbox": [ + 317, + 262, + 475, + 285 + ], + "blocks": [ + { + "bbox": [ + 317, + 262, + 475, + 285 + ], + "lines": [ + { + "bbox": [ + 317, + 262, + 475, + 285 + ], + "spans": [ + { + "bbox": [ + 317, + 262, + 475, + 285 + ], + "type": "image", + "image_path": "9533ee4e92654d28542d4561fd12b5e87300b1433d708d14f89feba7b3abc540.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 138, + 300, + 298, + 312 + ], + "blocks": [ + { + "bbox": [ + 138, + 300, + 298, + 312 + ], + "lines": [ + { + "bbox": [ + 138, + 300, + 298, + 312 + ], + "spans": [ + { + "bbox": [ + 138, + 300, + 298, + 312 + ], + "type": "image", + "image_path": "b961e3dd355d1a4bd75c38ebaea0e33c554e121b411ba8765a6da6e5b742bd7b.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 317, + 299, + 479, + 316 + ], + "blocks": [ + { + "bbox": [ + 317, + 299, + 479, + 316 + ], + "lines": [ + { + "bbox": [ + 317, + 299, + 479, + 316 + ], + "spans": [ + { + "bbox": [ + 317, + 299, + 479, + 316 + ], + "type": "image", + "image_path": "01e29edadea67bcfb2966cff011a652f6c87a0036c728d66821a11758bc5b683.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "spans": [ + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "text", + "content": "Quality Assessment for 3D Shapes We first show the application of our method on generated 3D shapes. Specifically, we generate shapes for four categories, i.e., airplane, chair, table and rifle, using a StyleGAN2-based 3D shape generation framework, SDF-StyleGAN [45] trained on ShapeNet Core V1 [7]. For each shape category, we extract the latent embeddings in the " + }, + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "inline_equation", + "content": "\\mathcal{W}" + }, + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "text", + "content": " space of SDF-StyleGAN for " + }, + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "inline_equation", + "content": "30\\mathrm{k}" + }, + { + "bbox": [ + 130, + 422, + 482, + 555 + ], + "type": "text", + "content": " randomly sampled vectors and compute the corresponding latent density scores. Figure 5 visualizes the generated shapes with the top 5 highest and lowest scores. We observe that the generated 3D shapes with high scores have better visual quality with plausible 3D shapes and complete geometry structures. The generated 3D shapes with low scores, in contrast, exhibit unrealistic shapes and severe geometry distortion." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Quality Assessment on Non-ImageNet-like Images Existing quality assessment methods operate under the assumption that semantically similar images are mapped to points close to each other in the embedding space of a pretrained feature extractor. However, this assumption might not hold true across different data domains. In this section, we conduct quality assessment for images from two non-ImageNet-like domains, i.e., the medical domain and anime-style domain. Figure 6 shows the samples with the highest and lowest latent density scores / realism scores among 5k candidate samples on each domain. We can see" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "text", + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 141, + 117, + 470, + 300 + ], + "blocks": [ + { + "bbox": [ + 141, + 117, + 470, + 300 + ], + "lines": [ + { + "bbox": [ + 141, + 117, + 470, + 300 + ], + "spans": [ + { + "bbox": [ + 141, + 117, + 470, + 300 + ], + "type": "image", + "image_path": "4882c5c00ac2594ca1b17718f005aed7603438c0de9b338bd8f4bc872282b09f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 308, + 482, + 363 + ], + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 363 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 363 + ], + "type": "text", + "content": "Fig. 6: Top and bottom generated images in terms of latent density score and realism score using StyleGAN2 pre-trained on BreCaHAD [1] and Danbooru [4] datasets. There is clear visual difference between images with the highest and lowest latent density scores. In comparison, we do not observe visually distinguishable difference between samples with the highest and lowest realism scores." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 376, + 482, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 482, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 482, + 461 + ], + "type": "text", + "content": "that the images with the highest and lowest latent density scores exhibit clear visual difference. On the BreCaHAD dataset [1], for example, the high-density images contain representative human cells while low-density images are mostly blank. We note that the low-density samples do not show degraded perceptual quality. This is probably because although these images are underrepresented cases in the training set, reconstructing them is relatively easy due to their simple layouts." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 461, + 482, + 534 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 461, + 482, + 534 + ], + "spans": [ + { + "bbox": [ + 130, + 461, + 482, + 534 + ], + "type": "text", + "content": "On the other hand, we do not observe visually distinguishable differences between samples with the highest and lowest realism scores. This suggests that the pre-trained VGG space used by the realism score is not semantically meaningful for non-ImageNet-like domain images. In addition, our method is more computationally efficient, since we directly operate on the latent codes instead of actually generating all the 5k candidate images." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 555, + 230, + 569 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 555, + 230, + 569 + ], + "spans": [ + { + "bbox": [ + 132, + 555, + 230, + 569 + ], + "type": "text", + "content": "5 Applications" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 582, + 261, + 596 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 582, + 261, + 596 + ], + "spans": [ + { + "bbox": [ + 132, + 582, + 261, + 596 + ], + "type": "text", + "content": "5.1 Latent Face Editing" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "Our proposed method operates directly on the latent space of the generator. Thus, it can be seamlessly incorporated into latent-based image editing methods. Previous work [34] has shown that by moving a latent code along certain directions in the latent space of a well-trained face synthesis model, one could control facial attributes of the generated images. However, if the code is moved" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 132, + 115, + 298, + 228 + ], + "blocks": [ + { + "bbox": [ + 132, + 115, + 298, + 228 + ], + "lines": [ + { + "bbox": [ + 132, + 115, + 298, + 228 + ], + "spans": [ + { + "bbox": [ + 132, + 115, + 298, + 228 + ], + "type": "image", + "image_path": "c00d5efbddeb0d6ab13429451f5d98dc3c3058948a08cd1ea69dfa6680e4d214.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 235, + 480, + 257 + ], + "lines": [ + { + "bbox": [ + 131, + 235, + 480, + 257 + ], + "spans": [ + { + "bbox": [ + 131, + 235, + 480, + 257 + ], + "type": "text", + "content": "Fig. 7: Latent-based face editing results and the corresponding latent density scores. The latent density scores highly correlate with the quality of the images." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 317, + 115, + 482, + 228 + ], + "blocks": [ + { + "bbox": [ + 317, + 115, + 482, + 228 + ], + "lines": [ + { + "bbox": [ + 317, + 115, + 482, + 228 + ], + "spans": [ + { + "bbox": [ + 317, + 115, + 482, + 228 + ], + "type": "image", + "image_path": "9d0814f9654f48962aad596a987bd4e886751b0c162a3dd8d557522e704fe353.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 283, + 482, + 366 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 283, + 482, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 283, + 482, + 366 + ], + "type": "text", + "content": "too far from the well-behaved regions [46] of the latent space, the generated samples will suffer from severe changes [34] as well as degradation in image quality. Here we use our method to estimate the perceptual quality of the edited samples. Specifically, we take a latent code and move it along the direction for the attribute \"pose\" in the latent space " + }, + { + "bbox": [ + 130, + 283, + 482, + 366 + ], + "type": "inline_equation", + "content": "\\mathcal{W}" + }, + { + "bbox": [ + 130, + 283, + 482, + 366 + ], + "type": "text", + "content": " of StyleGAN2 following [34]. We compute the latent density score of the moved latent code based on Equation 1. Figure 7 shows the generated edited images and the corresponding scores." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 368, + 482, + 439 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 368, + 482, + 439 + ], + "spans": [ + { + "bbox": [ + 130, + 368, + 482, + 439 + ], + "type": "text", + "content": "As shown in the figure, the latent density scores well correlate with the quality of the manipulated images: images with low scores contain artifacts while images with high scores are of better quality. Our method provides a reliable way to assess the quality of edited images even before generating them, which helps to avoid image corruption during latent space traversal and facilitates meaningful image manipulation." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 461, + 312, + 473 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 461, + 312, + 473 + ], + "spans": [ + { + "bbox": [ + 131, + 461, + 312, + 473 + ], + "type": "text", + "content": "5.2 Few-Shot Image Classification" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": "Our method enables selecting strictly high-quality generated images with clear, high-resolution objects. These images are particularly useful for augmenting the training set in low-shot scenarios [40-43]. Here we show these samples can be used in the task of few-shot image classification and greatly boost performance. Specifically, we synthesize images using a pre-trained text-to-image model, e.g., Stable Diffusion, with the class name as the text condition. The synthesized images are then used as support samples for the corresponding class. We generate " + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": " images for " + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": "-shot learning (" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "inline_equation", + "content": "k = 1" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": " or 5). For the feature extractor, we use ResNet12 [27] trained following previous work [8]. Table 1 compares the performance of using different sets of latent codes during image generation including: 1) " + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": " randomly sampled codes, 2) top-" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": " codes with the highest, and 3) top-" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 486, + 482, + 668 + ], + "type": "text", + "content": " codes with the lowest latent density scores. Using samples with high latent density scores as support data leads to better few-shot performance on both the miniImageNet [37] and tieredImageNet [30] datasets for the 1-shot and 5-shot settings. In particular, results on 1-shot miniImageNet show the largest margin," + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 448, + 102 + ], + "type": "text", + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 168, + 482, + 244 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 160 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 160 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 160 + ], + "type": "text", + "content": "Table 1: Few-shot image classification accuracy on miniImageNet and tieredImageNet using images generated from different sets of latent codes. Using images from the latent codes with highest latent density scores achieves better classification performance, which validates the superior quality of images with high latent density scores." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 168, + 482, + 244 + ], + "lines": [ + { + "bbox": [ + 132, + 168, + 482, + 244 + ], + "spans": [ + { + "bbox": [ + 132, + 168, + 482, + 244 + ], + "type": "table", + "html": "
Support SamplesminiImageNettieredImageNet
1-shot5-shot1-shot5-shot
Real-63.17 ± 0.2379.26 ± 0.1768.62 ± 0.2783.74 ± 0.18
SD-generatedbottom-k63.43 ± 0.4571.97 ± 0.3764.62 ± 0.5575.08 ± 0.45
random-k63.87 ± 0.4372.76 ± 0.3866.04 ± 0.5277.10 ± 0.44
top-k67.15 ± 0.4473.60 ± 0.3768.39 ± 0.5477.42 ± 0.43
", + "image_path": "ab708e1ddf1f8b0e28a072e9bc526aa7e38caa10c7f4fa31be7bdfe001a209ca.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 267, + 479, + 292 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 267, + 479, + 292 + ], + "spans": [ + { + "bbox": [ + 130, + 267, + 479, + 292 + ], + "type": "text", + "content": "with a " + }, + { + "bbox": [ + 130, + 267, + 479, + 292 + ], + "type": "inline_equation", + "content": "3.28\\%" + }, + { + "bbox": [ + 130, + 267, + 479, + 292 + ], + "type": "text", + "content": " improvement over using random codes. This validates the superior quality of images generated from codes with high latent density scores." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 312, + 205, + 326 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 312, + 205, + 326 + ], + "spans": [ + { + "bbox": [ + 131, + 312, + 205, + 326 + ], + "type": "text", + "content": "6 Analysis" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 338, + 337, + 351 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 338, + 337, + 351 + ], + "spans": [ + { + "bbox": [ + 131, + 338, + 337, + 351 + ], + "type": "text", + "content": "6.1 Relationship with Existing Metrics" + } + ] + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 132, + 384, + 212, + 466 + ], + "blocks": [ + { + "bbox": [ + 132, + 384, + 212, + 466 + ], + "lines": [ + { + "bbox": [ + 132, + 384, + 212, + 466 + ], + "spans": [ + { + "bbox": [ + 132, + 384, + 212, + 466 + ], + "type": "image", + "image_path": "ce1ad72fb871522c84c0ad7bf5e33453dc9d43b35d457e05f9964e79d18bc190.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 188, + 472, + 242, + 479 + ], + "lines": [ + { + "bbox": [ + 188, + 472, + 242, + 479 + ], + "spans": [ + { + "bbox": [ + 188, + 472, + 242, + 479 + ], + "type": "text", + "content": "(a) Precision / Recall" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 7 + }, + { + "type": "image", + "bbox": [ + 217, + 385, + 299, + 466 + ], + "blocks": [ + { + "bbox": [ + 217, + 385, + 299, + 466 + ], + "lines": [ + { + "bbox": [ + 217, + 385, + 299, + 466 + ], + "spans": [ + { + "bbox": [ + 217, + 385, + 299, + 466 + ], + "type": "image", + "image_path": "ba60005a1481d901581dbf08120f69e2d1736bc03c5c37db646425a2379e9362.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 490, + 482, + 523 + ], + "lines": [ + { + "bbox": [ + 131, + 490, + 482, + 523 + ], + "spans": [ + { + "bbox": [ + 131, + 490, + 482, + 523 + ], + "type": "text", + "content": "Fig. 8: Relationship between our proposed latent density score and other metrics. Top-k samples are ranked according to our latent density score. The results of our proposed metric are aligned with existing evaluation metrics on images of common domains." + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 307, + 385, + 391, + 466 + ], + "blocks": [ + { + "bbox": [ + 307, + 385, + 391, + 466 + ], + "lines": [ + { + "bbox": [ + 307, + 385, + 391, + 466 + ], + "spans": [ + { + "bbox": [ + 307, + 385, + 391, + 466 + ], + "type": "image", + "image_path": "09f62f385580322db255f1824aa685657f90585b6dbbf551c54d5ac7973ccff8.jpg" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 335, + 472, + 382, + 479 + ], + "lines": [ + { + "bbox": [ + 335, + 472, + 382, + 479 + ], + "spans": [ + { + "bbox": [ + 335, + 472, + 382, + 479 + ], + "type": "text", + "content": "(b) Realism Score" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_caption" + } + ], + "index": 10 + }, + { + "type": "image", + "bbox": [ + 392, + 385, + 474, + 466 + ], + "blocks": [ + { + "bbox": [ + 392, + 385, + 474, + 466 + ], + "lines": [ + { + "bbox": [ + 392, + 385, + 474, + 466 + ], + "spans": [ + { + "bbox": [ + 392, + 385, + 474, + 466 + ], + "type": "image", + "image_path": "aff0301884f8421e49a41a539afca26cb9f2b7063dcb13b63e99b538999a8a6c.jpg" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 422, + 472, + 460, + 479 + ], + "lines": [ + { + "bbox": [ + 422, + 472, + 460, + 479 + ], + "spans": [ + { + "bbox": [ + 422, + 472, + 460, + 479 + ], + "type": "text", + "content": "(c) Truncation" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_caption" + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": "In this section, we investigate the relationship of our proposed metric with other existing metrics. In particular, we generate 2000 fake samples and rank them based on the latent density score. Each time we select top-" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " samples and calculate the corresponding precision / recall / realism scores of the selected samples. The scores of these metrics under different " + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 558, + 482, + 666 + ], + "type": "text", + "content": " values are shown in Figure 8 (a) and Figure 8 (b). In addition, we show in Figure 8 (c) how the latent density score changes when we increase the value of truncation parameter used in truncation trick. We conduct this experiment using StyleGAN2 trained on FFHQ [17] and LDM trained on CelebA-HQ [9]." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "content": "Precision and Recall. Precision and recall are commonly used evaluation metrics in many tasks, such as image classification or natural language processing. In particular, precision measures the fraction of the generated samples that are realistic. Recall, on the other hand, measures the fraction of the real data distribution which can be covered by the distribution of fake data. As shown in Figure 8 (a), a small value of " + }, + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "content": " leads to high precision and low recall. This suggests that the samples with high latent density scores are of high quality. As " + }, + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "content": " increases, more diverse samples are selected, which improves recall, while the decrease in precision indicates the newly selected samples are of inferior quality. The correlation between precision / recall and latent density score validates that our proposed metric reliably indicates sample quality." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "type": "text", + "content": "Realism Score. The realism score is a highly relevant metric that measures the fidelity of an individual generated sample. As shown in Figure 8 (b), as " + }, + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "type": "text", + "content": " increases, the average realism score of the top-" + }, + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 248, + 482, + 379 + ], + "type": "text", + "content": " selected samples decreases for both StyleGAN2 and LDM. This suggests that our proposed metric is aligned with realism score, i.e., samples with low latent density scores also have low realism scores, and vice versa. However, the realism score relies on another feature extractor to project the generated samples to another space. Thus, it is not able to generalize to other domains or modalities (as shown in Section 4.2). Moreover, computing realism score requires generating image data, which is time-consuming and not easily scalable, while our method directly operates on the latent space without the need for generating images." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "text", + "content": "Truncation Trick. Truncation trick [17] is used to increase the fidelity of the generated images in GAN-based generative models by moving the latent code towards the mean latent code. The degree of truncation is controlled by the truncation parameter " + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "inline_equation", + "content": "\\psi" + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "text", + "content": ", i.e., " + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "inline_equation", + "content": "\\psi = 0" + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "text", + "content": " indicates full truncation using the mean code and " + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "inline_equation", + "content": "\\psi = 1" + }, + { + "bbox": [ + 130, + 380, + 482, + 487 + ], + "type": "text", + "content": " indicates no truncation. We see from Figure 8 (c) that the latent density score decreases as the truncation parameter increases. A higher degree of truncation typically leads to high-fidelity image generation, which, as we show, corresponds to a higher value of the latent density score. This suggests that the latent density score is a valid measure for generated sample quality." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 503, + 306, + 515 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 503, + 306, + 515 + ], + "spans": [ + { + "bbox": [ + 131, + 503, + 306, + 515 + ], + "type": "text", + "content": "6.2 Effect of Hyper-Parameter " + }, + { + "bbox": [ + 131, + 503, + 306, + 515 + ], + "type": "inline_equation", + "content": "\\sigma" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "In this section, we analyze how the choice of " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": " in Equation 1 affects quality assessment. Equation 1 measures the average Gaussian kernelized Euclidean distance between a given code and the latent codes extracted from training data, with " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": " being the standard deviation of the kernel function. When applying a small " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": ", the final density value will rely relatively more on the area surrounding the given code. This will increase the chance that points residing in local clusters are selected as high-density points. As a result, the selected samples are likely to be more diverse. Figure 9 (a) shows the images with high latent density scores on the AFHQ Wild and AFHQ Cat datasets [9] under large and small " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": " values respectively. We observe that the selected high-density samples when using a small " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": " are more diverse compared to using a large " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": ". Correspondingly, we observe a higher recall under a smaller " + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": " (as shown in Figure 9 (b)), indicating" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 166, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 447, + 102 + ], + "type": "text", + "content": "Assessing Sample Quality via the Latent Space of Generative Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 135, + 119, + 478, + 202 + ], + "blocks": [ + { + "bbox": [ + 135, + 119, + 478, + 202 + ], + "lines": [ + { + "bbox": [ + 135, + 119, + 478, + 202 + ], + "spans": [ + { + "bbox": [ + 135, + 119, + 478, + 202 + ], + "type": "image", + "image_path": "e9dc29a97916fe93bcc9697f2b62026b4651a62043d924a03a0a4cd53f576a67.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "lines": [ + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "spans": [ + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "text", + "content": "Fig.9: Images with high latent density scores using high and low " + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "text", + "content": " values on the AFHQ Wild and AFHQ Cat datasets (a) and different recall rates under different " + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "text", + "content": " values (b). We observe that under a lower " + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 209, + 482, + 255 + ], + "type": "text", + "content": " value, the images selected as high-density ones exhibit more diversity, which corresponds to a higher recall rate." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": "a more complete coverage of the latent manifold. " + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " enables us to control the relative contribution of local density and global density w.r.t to the final density score. In this case, applying a small " + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 288, + 482, + 324 + ], + "type": "text", + "content": " allows us to select more diverse samples." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 342, + 317, + 355 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 342, + 317, + 355 + ], + "spans": [ + { + "bbox": [ + 132, + 342, + 317, + 355 + ], + "type": "text", + "content": "7 Discussion and Conclusions" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 367, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 367, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 482, + 605 + ], + "type": "text", + "content": "In this paper, we have proposed a novel approach to estimate sample quality via the latent space of generative models. Our method can be particularly useful in many scenarios. When training generative models, our proposed score points out the underrepresented cases that would possibly require collecting additional data [24]. It also allows us to select high-quality samples that best benefit downstream tasks. For large-scale generative models, pre-generation quality assessment can greatly reduce computational costs. However, only sampling data with high scores, might result in an incomplete coverage of the data manifold. This is because the scores are likely to be higher for large clusters of data representing common cases, as opposed to minority groups such as rare animal species or uncommon medical conditions. One way to alleviate this issue is by considering only small neighborhood areas when measuring the density, which can be achieved by applying a small value of " + }, + { + "bbox": [ + 130, + 367, + 482, + 605 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 130, + 367, + 482, + 605 + ], + "type": "text", + "content": ". Further, previously proposed sampling techniques such as accept-reject sampling [2] can be used together with our method to increase sample diversity. Combining our score with diversity-related scores also allows us to select diverse samples with high quality. In future work, we intend to extend our method to generative models with high latent dimensions, such as deep hierarchical VAEs [36], or video generative models [38] with an additional temporal dimension in latent space. For these models, latent dimension reduction techniques might be a potential solution." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 607, + 482, + 630 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 607, + 482, + 630 + ], + "spans": [ + { + "bbox": [ + 130, + 607, + 482, + 630 + ], + "type": "text", + "content": "Acknowledgement. This research was partially supported by NSF grants IIS-2123920 and IIS-2212046." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. 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Zhu, P., Abdal, R., Qin, Y., Femiani, J., Wonka, P.: Improved stylegan embedding: Where are the good latents? arXiv preprint arXiv:2012.09036 (2020)" + } + ] + } + ], + "index": 24 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "16" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 214, + 101 + ], + "type": "text", + "content": "J. Xu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 15 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_content_list.json b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..baaa8bfdc08e482d26b67d083b6ff5011105cf00 --- /dev/null +++ b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_content_list.json @@ -0,0 +1,2103 @@ +[ + { + "type": "text", + "text": "Asymmetric Mask Scheme for Self-Supervised Real Image Denoising", + "text_level": 1, + "bbox": [ + 238, + 140, + 763, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Xiangyu Liao $^{1}$ , Tianheng Zheng $^{1}$ , Jiayu Zhong $^{1}$ , Pingping Zhang $^{2}$ , and Chao Ren $^{1}$", + "bbox": [ + 223, + 213, + 779, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Sichuan University", + "bbox": [ + 431, + 256, + 573, + 270 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "2 Dalian University of Technology", + "bbox": [ + 387, + 271, + 614, + 285 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "{liaoxiangyu1,zhengtianheng,jiayuzhong}@stu.scu.edu.cn zhpp@dlut.edu.cn,chaoren@scu.edu.cn", + "bbox": [ + 292, + 286, + 709, + 313 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. In recent years, self-supervised denoising methods have gained significant success and become critically important in the field of image restoration. Among them, the blind spot network based methods are the most typical type and have attracted the attentions of a large number of researchers. Although the introduction of blind spot operations can prevent identity mapping from noise to noise, it imposes stringent requirements on the receptive fields in the network design, thereby limiting overall performance. To address this challenge, we propose a single mask scheme for self-supervised denoising training, which eliminates the need for blind spot operation and thereby removes constraints on the network structure design. Furthermore, to achieve denoising across entire image during inference, we propose a multi-mask scheme. Our method, featuring the asymmetric mask scheme in training and inference, achieves state-of-the-art performance on existing real noisy image datasets. Code will be available at https://github.com/lll143653/amsnet.", + "bbox": [ + 259, + 349, + 743, + 556 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 585, + 375, + 599 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Obtaining higher quality images is a key goal within the fields of computer vision [35, 40]. Removing noise significantly enhances image quality, offering improved visual appeal and more efficient processing. Currently, the application of deep learning for image denoising has shown remarkable effectiveness. However, most of these methods rely on paired datasets, which are synthesized from a large number of clean images [2, 37, 39]. These methods have limited applicability to real-world tasks that lack paired data. To overcome this challenge, a series of real paired datasets have been introduced, such as SIDD [1] and NIND [4]. Applying supervised denoising methods trained on these real paired datasets yields better performance in handling real-world tasks [27, 39].", + "bbox": [ + 212, + 617, + 787, + 768 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "However, the complexity of real-world scenarios is highlighted by variations in noise types due to factors such as sensor noise, environmental conditions, and electromagnetic interference. These variations usually result in real datasets", + "bbox": [ + 212, + 771, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author.", + "bbox": [ + 217, + 824, + 385, + 839 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/8e762eca9f18c488752103861b91a0ff39bea5b47e8eb6653c4e614cf2d78a88.jpg", + "image_caption": [ + "(a) $GT$" + ], + "image_footnote": [], + "bbox": [ + 238, + 143, + 367, + 242 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/fd01e9798cdbe1d03fb5e796dd4ac93963bbd5e0a80e6cfe589393e12873c6e1.jpg", + "image_caption": [ + "(b) Noisy" + ], + "image_footnote": [], + "bbox": [ + 370, + 143, + 500, + 242 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/f6aca21436e85fc926d3cbd536cd5deea83693dd8bf6d3b5a41812ac2429d78e.jpg", + "image_caption": [ + "(c) $AP$ -BSN [17]" + ], + "image_footnote": [], + "bbox": [ + 501, + 143, + 630, + 242 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/53f385c8cd40f1bf11d0600614730b50bd669e5fde7d28e802f271774453f69f.jpg", + "image_caption": [ + "(d) $CVF - SID$ [21]" + ], + "image_footnote": [], + "bbox": [ + 635, + 143, + 763, + 242 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/eff9c218753cab9b02d7413184f3a54694fbb35f79838ff288ec59d47dff8a59.jpg", + "image_caption": [ + "(e) LG-BPN [32]" + ], + "image_footnote": [], + "bbox": [ + 236, + 256, + 364, + 353 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/67f9a1c152a79e4c5b77f5f06dbd3d80c9a84c8969292bdb516ad44315e06d5b.jpg", + "image_caption": [ + "(f) BNN-LAN [18]" + ], + "image_footnote": [], + "bbox": [ + 370, + 256, + 496, + 353 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/ca25bef3e995b708dbb150707d54e3b4a076b8aa747f146546b004a875e4acd4.jpg", + "image_caption": [ + "(g) $SCPGabN$ [20]", + "Fig. 1: Visual comparison of denoising results on the SIDD validation dataset [1] with various methods and our AMSNet is able to preserve more details and achieve better visual effects." + ], + "image_footnote": [], + "bbox": [ + 501, + 256, + 629, + 353 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/20eb500acdf48a436fed555662c1bb860331f62ea72f5c2b6511bc1d9e911916.jpg", + "image_caption": [ + "(h) $AMSNet-P-E$" + ], + "image_footnote": [], + "bbox": [ + 635, + 256, + 761, + 353 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "struggling to provide complete coverage for real noise types. In response to these challenges, self-supervised denoising methods, which do not require paired samples, have emerged as a promising solution.", + "bbox": [ + 212, + 431, + 784, + 477 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recently, a variety of distinct self-supervised denoising approaches have been proposed. Among them, the Blind Spot Network (BSN), introduced by Noise2Void [15], stands out. BSN operates on the assumption that noise is independent and has a zero mean. However, real-world noise usually defies the assumption of independence. To address this discrepancy, AP-BSN [17] proposes to introduce asymmetric pixel downsampling during training and inference, yielding impressive results in preventing the identity mapping from noisy image to noisy image. Nonetheless, BSN-type strategies that exclude the central pixel to remove noise inevitably lead to a loss of structural information. Moreover, the limitations of BSNs on the networks' receptive field severely restrict its denoiser design.", + "bbox": [ + 212, + 479, + 790, + 631 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address the limitations inherent in denoiser design for BSNs, we draw inspiration from MAE [11] and introduce a mask-based self-supervised denoising method. This approach overcomes constraints on the denoiser design, and achieves state-of-the-art denoising results via an asymmetric scheme during training and inference. Our contributions can be summarized as follows:", + "bbox": [ + 212, + 633, + 787, + 709 + ], + "page_idx": 1 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- Based on the analysis of typical BSNs, their limitations for network design are provided. To address these limitations, we propose to apply a novel mask strategy to self-supervised denoising tasks. The results validate the versatility of our approach to multiple widely used denoisers, without the network design limitations of BSNs.", + "- Based on the proposed strategy, we design an Asymmetric Mask Scheme based Network (AMSNet) for self-supervised denoising. During the training phase, a single mask scheme is proposed and further optimized by using the" + ], + "bbox": [ + 223, + 719, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "X.Liao et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "proposed mask self-supervised loss. During the inference phase, a multiple masks scheme is applied to complete the denoising of the entire noisy image. - Our method offers an option for the self-supervised denoising methods, allowing for the flexible selection of denoisers. Compared with existing state-of-the-art methods, our method achieves excellent performance, even on real-world datasets with complex noise patterns.", + "bbox": [ + 225, + 146, + 787, + 238 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 261, + 388, + 277 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Supervised Image Denoising", + "text_level": 1, + "bbox": [ + 215, + 294, + 496, + 311 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The development of convolutional neural networks (CNN) has greatly improved the image denoising tasks [41, 42]. DnCNN [41] performs favorably against traditional block-based methods [5, 8, 9] in Gaussian denoising. FFDNet [42] takes a noise level map as input and can handle various noise levels by using a single model. However, models trained on additive white Gaussian noise generalize poorly in real scenes due to domain differences between synthetic and real noise. To solve it, CBDNet [10] inverts the demosaicing and gamma correction steps in image signal processing (ISP), and then synthesizes signal-dependent Poisson-Gaussian noise in the original space. Zhou et al. [43] decompose spatially correlated noise into pixel-independent noise through pixel shuffle and then process it using an AWGN-based denoiser. Another approach are to collect pairs of noisy and clean images to construct real-world datasets. [1, 25, 27, 39]. Using these real datasets for training, those models are more likely to generalize to the corresponding real noise [2, 14, 19, 27, 28, 31]. However, obtaining real datasets is relatively difficult, and the coverage of scenarios is quite limited.", + "bbox": [ + 212, + 321, + 787, + 547 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.2 Self-Supervised Image Denoising", + "text_level": 1, + "bbox": [ + 215, + 571, + 532, + 588 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Self-supervised techniques reduce the reliance on paired images by training solely on noisy images. Noise2Void [15] uses blind spot network to remove noise and Noise2Self [3] creates input-target pairs via pixel erase. Laine19 [16] and DBSN [33] further optimize the BSN and improve its denoising performance. Self2Self [26] adopt dropout strategy randomly to denoise on a single noisy image and Noise2Same [34]. Blind2Unblind [30] propose new denoising losses for self-supervised training. Neighbor2Neighbor [12] samples the noisy image into two similar sub-images to form a noisy-noisy pair for self-supervised training. CVF-SID [21] can disentangle the clean image, signal-dependent and signal-independent noises from the real-world noisy input via various self-supervised training objectives. AP-BSN [17] employs an asymmetric pixel downsampling strategy, in addition to using BSN to process real-world sRGB noisy images and achieves improvement. SDAP [22] uses Random Sub-samples Generation to improve the performance of BSN effectively. The design of BSNs, which predict the central pixel using its neighbors, necessitates a limited receptive field and may limit performance on images with highly detailed textures [16, 30, 32, 33].", + "bbox": [ + 212, + 598, + 787, + 843 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 669, + 114, + 730, + 127 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3 Proposed Method", + "text_level": 1, + "bbox": [ + 215, + 143, + 426, + 162 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "In this section, we perform a detailed analysis of the structural defects of the typical BSNs and propose our self-supervised asymmetric mask scheme. Sec. 3.1 addresses the structural limitations of BSNs. In Sec. 3.2, we analyze our mask based self-supervised denoising training scheme. In Sec. 3.3, we provide our multi mask denoising scheme for entire image denoising. In Sec. 3.4, we conduct further analysis and propose enhancements to improve the denoising performance.", + "bbox": [ + 212, + 176, + 787, + 268 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3.1 Revisiting BSNs", + "text_level": 1, + "bbox": [ + 215, + 287, + 398, + 304 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "BSN-based methods are typical self-supervised approaches for single image denoising tasks and previous works [3,15,33] have typically assumed that the noise is zero-mean and pixel-wise independent. The optimization of a BSN minimizes the following loss function $\\mathcal{L}_{BSN}$ with noisy image $I_N$ :", + "bbox": [ + 212, + 311, + 785, + 375 + ], + "page_idx": 3 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {B S N} = \\left\\| B \\left(I _ {N}\\right) - I _ {N} \\right\\| _ {1} \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 411, + 383, + 785, + 400 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "where $B$ represents the denoising model within the BSN framework.", + "bbox": [ + 212, + 409, + 705, + 425 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "If $B$ is not constrained in design, minimizing the Eq. (1) tends to guide the network to produce an output that resembles the original input, essentially resulting in an identity mapping from the noisy image $I_{N}$ to it self. To circumvent this issue, as illustrated in Fig. 2, some BSN-based methods [12, 17, 22, 30, 32] utilize blind-spot convolution and introduce restricted operation like dilated convolutions to limit the receptive field and prevent the influence of the input pixel on corresponding output pixel. The yellow patches represent areas containing the original central pixel information, while the green patches denote regions that are not included. The convolution receptive field are highlighted in red. Experiments corresponding to (a) and (b) can be found in Sec. 4.3 that when the convolutional receptive field after blind spot convolution is no longer restricted, the input original pixels are restored.", + "bbox": [ + 212, + 426, + 787, + 608 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "By employing blind-spot convolution, the central pixel is erased but its information remains contained in its neighborhood pixels. Consequently, the identity mapping occurs if any of the convolutions in subsequent operations have an unconstrained receptive field. To mitigate the tendency toward identity mapping, dilated convolutions or other receptive field-limiting strategies are applied to further isolate the pixel informations out the restore process of corresponding output pixel. With the limited receptive fields, the output pixels is restored by surrounding relevant pixels solely and the noise is eliminated. More details about previous in the [15, 32, 33]. Nevertheless, such strategies can compromise the ability of networks to perceive information, potentially diminishing the overall performance [33]. Moreover, these restrictive techniques can limit network design flexibility, impeding the direct application of advanced denoisers in BSN-based self-supervised frameworks [12, 15, 22].", + "bbox": [ + 212, + 609, + 787, + 806 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Inspired by the work of Masked AutoEncoders (MAE) [11], we observe that complete image reconstruction is still achievable from the remaining areas, even", + "bbox": [ + 212, + 809, + 787, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "X.Liao et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 3 + }, + { + "type": "image", + "img_path": "images/a1c5a87308e5985f7caffb24632efb17171c0e0581035b6ad1b118ca7363516c.jpg", + "image_caption": [ + "Fig. 2: The effect of different receptive fields after blind spot convolution on the final denoising result." + ], + "image_footnote": [], + "bbox": [ + 261, + 143, + 743, + 301 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/21a35779be4be24b568a4e5a508acf2d8231b082075fd81d30d4941d3db19f0a.jpg", + "image_caption": [ + "Fig.3: Denoising via mask matrix $M$ and the noisy image $I_N$ ." + ], + "image_footnote": [], + "bbox": [ + 261, + 349, + 746, + 594 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "when parts of the image are masked. Based on this contemplation, we ask whether using masking can address the design limitations of BSNs. Upon thorough analysis and careful design, we propose an mask-based self-supervised denoising method that operates effectively without the limitations typically associated with BSN-based architectures.", + "bbox": [ + 212, + 632, + 787, + 708 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Training via Single Mask Scheme", + "text_level": 1, + "bbox": [ + 214, + 734, + 535, + 750 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In Sec. 3.1, our analysis necessitates the isolation of original pixel information out of the restoration to preclude identity mapping during the self-supervised training phase. Contrary to BSN-based approaches, which isolate pixels information using blind-spot and dilated convolutions, our approach masking original pixels at the input phase then barring it from the restoration workflow. Thus there is no need", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 671, + 114, + 730, + 126 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "to restrict the design of the receptive field, and it also avoids the incorporation of original pixel information into the restoration process.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As illustrated in Fig. 3, the masked pixels within the masked areas are reconstructed exclusively from the surrounding unmasked pixels. This approach effectively eliminates noise in these areas and prevents identity mapping. In contrast, the unmasked areas undergo identity mapping, as their pixel information remains unchanged during the restoration process.", + "bbox": [ + 212, + 179, + 784, + 253 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "A comprehensive depiction of our masking denoising process is illustrated in Fig. 3. Let $I_{N} \\in R^{c \\times h \\times w}$ be a single noisy image, where $c$ represents the number of channels, $h$ and $w$ denote the height and width of image. We randomly mask some pixels via a 0,1 mask matrix $M$ , where $M \\in R^{c \\times h \\times w}$ . That means these pixels are replaced with zero tokens. By experience, we mask about $50\\%$ noisy pixels. Consequently, the masked image is given by $M \\odot I_{N}$ , where the $\\odot$ indicates element-wise multiplication. Then, the masked image $M \\odot I_{N}$ is fed into the denoiser $D_{E}$ , resulting in a restored image $D_{E}(M \\odot I_{N}, \\theta)$ , where $\\theta$ represents parameters of the denoiser $D_{E}$ .", + "bbox": [ + 212, + 257, + 785, + 393 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Based on previous analysis, we can extract the denoised pixels at corresponding positions from the output of the denoiser $D_{E}$ using the following equation:", + "bbox": [ + 214, + 395, + 785, + 426 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\nD (M, I _ {N}, \\theta) = \\tilde {M} \\odot D _ {E} (M \\odot I _ {N}, \\theta) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 375, + 450, + 784, + 468 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $D$ represents the entire denoising process, which includes masking with $M$ and extracts the final non-identity mapping restoration result with the inverse matrix $\\tilde{M}$ . The $\\tilde{M}$ is the complement of $M$ and indicates to the restoration pixels. Building upon BSN, our optimization process can be represented as follows:", + "bbox": [ + 214, + 477, + 787, + 539 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\underset {\\theta} {\\arg \\min } \\| \\tilde {M} \\odot D _ {E} (M \\odot I _ {N}, \\theta) - \\tilde {M} \\odot I _ {N} \\| _ {1} \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 344, + 561, + 784, + 585 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where we use the $L_{1}$ norm for denoiser optimization. Our previous equation also adheres the assumption that the noise is zero-mean and pixel-wise independent. More details about optimization are available in the Supplementary Materials.", + "bbox": [ + 212, + 593, + 784, + 638 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "However, in real-world noisy scenarios, noise usually deviates from the assumption of spatial independence. Taking inspiration from AP-BSN [17], we introduce a pixel downsampling (PD) strategy, denoted as $P_{s}$ with a stride factor of $s$ . The $P_{s}$ operation disrupts the spatial correlation among the noise, ensuring that the resulting sub-samples align with our assumptions, as depicted in Fig. 4. The training scheme of real-world noisy scenarios is illustrated as Fig. 5. Upon applying $P_{s}$ operation on real world noisy image $I_{N}$ , we obtain a set of sub-samples, which represent as $I_{s} = \\{I_{sub,1},\\dots,I_{sub,s^{2}}\\}$ , where $I_{sub,k}\\in R^{c\\times \\frac{h}{s}\\times \\frac{w}{s}}$ and $I_{s} = P_{s}(I_{N})$ . Independent masking is then performed on each sub-sample using a consistent probability distribution, represented by $M_{s}\\odot I_{s}$ , where $M_{s}$ is the aggregate set of binary mask matrices for all subsamples, i.e., $M_{s} = \\{M_{sub,1},\\ldots ,M_{sub,s^{2}}\\}$ , and each $M_{sub,k}\\in R^{c\\times \\frac{h}{s}\\times \\frac{w}{s}}$ . These masked sub-samples set can then be processed by the denoiser $D_{E}$ .", + "bbox": [ + 212, + 641, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "X.Liao et al.", + "bbox": [ + 271, + 114, + 357, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/531d0e15d9794671a5aa0d8087dd20213886f8d1e328575292fcf2d904fe3dfb.jpg", + "image_caption": [ + "Fig. 4: Pixel downsamplinga and mask. Here we take the $P_{2}$ as an example." + ], + "image_footnote": [], + "bbox": [ + 256, + 148, + 738, + 416 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The overall optimization process can be expressed as the minimization of the following mask self-supervised loss:", + "bbox": [ + 214, + 455, + 784, + 484 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {m} \\left(M _ {s}, I _ {s}\\right) = \\| \\tilde {M} _ {s} \\odot \\left(D _ {E} \\left(M _ {s} \\odot I _ {s}, \\theta\\right) - I _ {s}\\right) \\| _ {1} \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 331, + 496, + 785, + 513 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "With $\\mathcal{L}_m(M_s, I_s)$ , we successfully remove real world noise from the masked pixels that $M_s$ indicated and free the denoiser limitations inherent in BSNs.", + "bbox": [ + 214, + 527, + 782, + 559 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.3 Inference via Multi Mask Scheme", + "text_level": 1, + "bbox": [ + 214, + 582, + 539, + 595 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "To enable comprehensive denoising across the entire image, we devise an Asymmetric Mask Scheme based Network (AMSNet), which implements a Multibranch Mask complementary Denoising Block (MMDB).", + "bbox": [ + 212, + 608, + 784, + 654 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The overview of our scheme is depicted in Fig. 5. Our approach, MMDB, utilizes $k$ denoising branches, where $k \\geq 2$ , to restore the entire image. The denoising branches are equivalent to the entire denoising process in Fig. 3. First, we create a sub-samples set $I_{s}$ from the original noisy image $I_{N}$ with $P_{s}$ , which helps distribute the spatial correlation of noise. For each denoising branch, MMDB generates a series of mask matrices set $M_{s}$ , denoted as $\\mathbb{M} = M_s^1, \\ldots, M_s^k$ , ensuring that the coverage areas across branches are unique and non-overlapping while maintaining a roughly equivalent coverage proportion. The total coverage of these masks spans all pixels, as indicated by the equations", + "bbox": [ + 212, + 656, + 787, + 792 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\sum_ {i = 1} ^ {k} M _ {s} ^ {i} = (k - 1) \\mathbb {I}, \\sum_ {i = 1} ^ {k} \\tilde {M} _ {s} ^ {i} = \\mathbb {I} \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 390, + 801, + 785, + 843 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 669, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 784, + 125 + ], + "page_idx": 6 + }, + { + "type": "image", + "img_path": "images/6d74539959d69b3570504bf8e680f24eda99ca0099894cb29aa9ecadb4a911e2.jpg", + "image_caption": [ + "Fig. 5: Overview of the proposed asymmetric mask scheme. The $D$ is depicted in Fig. 3, which takes sub-samples set $I_{s}$ of the noisy image and the corresponding binary mask matrices set $M_{s}$ to denoise the specified regions. Here, we present a configuration with 2 denoising branches as an example. During the training phase, a single branch is employed for optimization of denoiser. During the inference phase, we utilize all branches to derive restoration results for entire noisy image." + ], + "image_footnote": [], + "bbox": [ + 223, + 143, + 782, + 460 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathbb{I}$ refers to a matrix has same shape to $M_s^i$ and all elements are one. More details in Supplementary Materials.", + "bbox": [ + 212, + 568, + 787, + 598 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Each branch utilizes the same denoiser $D_{E}$ and the output of all branches is denoted as $\\mathbb{O} = O_1, \\ldots, O_k$ . For a given branch $i$ , where $1 \\leq i \\leq k$ , the $I_{s}$ and corresponding $M_{s}^{i}$ are combined to produce the output $O_{i}$ independently:", + "bbox": [ + 212, + 601, + 787, + 647 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nO _ {i} = D _ {i} \\left(M _ {s} ^ {i}, I _ {s}, \\theta\\right) \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 431, + 657, + 785, + 676 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $D_{i}$ is the $i$ -th denoising branch and $\\theta$ is the parameter of denoiser $D_{E}$ . The output of MMDB can be represented as the output sum of all branches:", + "bbox": [ + 212, + 686, + 787, + 717 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nD _ {M} \\left(I _ {s}\\right) = \\sum_ {i = 1} ^ {k} O _ {i} = \\sum_ {i = 1} ^ {k} D _ {i} \\left(M _ {s} ^ {i}, I _ {s}, \\theta\\right) = \\sum_ {i = 1} ^ {k} \\tilde {M} _ {s} ^ {i} \\odot D _ {E} \\left(M _ {s} ^ {i} \\odot I _ {s}, \\theta\\right) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 267, + 726, + 785, + 767 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where, $D_{M}(I_{s})$ refers to the output of MMDB. In the end, we can fully describe our framework as follows:", + "bbox": [ + 212, + 777, + 787, + 808 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nI _ {D N} = P _ {s} ^ {- 1} \\left(D _ {M} \\left(P _ {s} \\left(I _ {N}\\right)\\right)\\right) \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 403, + 821, + 785, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "X.Liao et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $P_{s}^{-1}$ represents the inverse operation of pixel downsampling $P_{s}$ with stride $s$ . More details about inference are in Supplementary Materials.", + "bbox": [ + 214, + 145, + 787, + 176 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.4 Analysis and Enhancement", + "text_level": 1, + "bbox": [ + 214, + 199, + 485, + 215 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Based on our insights, our approaches achieves self-supervised noise removal. We introduce an asymmetric training-inference scheme that not only minimizes optimization costs but also ensures comprehensive denoising during inference. During the training phase, we use a single branch to restore a portion of the pixels with the loss function $\\mathcal{L}_m$ for expedited optimization of $D_{E}$ . During the inference phase, all denoising branches collaborate to restore all noisy pixels, thus achieving denoising for the entire image. The innovative use of mask releases us from the restrictive structural demands of blind spot networks, thereby expanding our choose of advanced denoisers and provides new possibilities for the design of the loss function.", + "bbox": [ + 212, + 224, + 787, + 376 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Despite these achievements, we still encounter certain challenges. To meet the assumption of noise independence, we have integrated a pixel downsampling (PD) strategy that disrupts the correlation between noise. However, the PD strategy also destroys the structural integrity of the image and causing irreversible information loss. Meanwhile, since the restored pixels are reconstructed from surrounding pixels, there may be minor color shifting. Those approaches inadvertently results in pixel discontinuity within the denoised image, manifesting as checkerboard effect, as exemplified in Supplementary, where the pixels arrangement lacks the smooth continuity of the ground-truth. This greatly affects the final denoising quality and visual performance.", + "bbox": [ + 212, + 378, + 787, + 530 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.5 Analyzing of Checkerboard and Solutions", + "text_level": 1, + "bbox": [ + 214, + 551, + 604, + 568 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Compared with ground-truth, the interlaced pixel arrangement in denoised images noticeably reduces smoothness. To address this and promote the generation of higher quality images, we utilize the model AMSNet-B trained via Eq. (4) for full image denoising. Subsequently, we introduce a priori smoothness loss $\\mathcal{L}_p$ for fine-tuning:", + "bbox": [ + 212, + 578, + 787, + 654 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {p} (I) = \\sum_ {i, j} \\sqrt {\\left(I _ {i + 1 , j} - I _ {i , j}\\right) ^ {2} + \\left(I _ {i , j + 1} - I _ {i , j}\\right) ^ {2}} \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 336, + 662, + 785, + 696 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $I$ denotes the image and $i,j$ represent the coordinates of pixel. During fine-tuning, the total loss $\\mathcal{L}_t$ which incorporates both the original mask loss $\\mathcal{L}_m$ and priori smoothness loss $\\mathcal{L}_p$ is used:", + "bbox": [ + 214, + 705, + 787, + 751 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {t} = \\lambda \\mathcal {L} _ {p} \\left(I _ {D N}\\right) + \\sum_ {i = 1} ^ {k} \\mathcal {L} _ {m} \\left(M _ {s} ^ {i}, I _ {s}\\right) = \\lambda \\mathcal {L} _ {p} \\left(I _ {D N}\\right) + \\| I _ {D N} - I _ {N} \\| _ {1} \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 261, + 762, + 785, + 801 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where we restore all noisy pixels and $\\lambda$ is the weight coefficient for the priori smoothness loss and set to 0.01 by experience, $k$ represents the number of denoise", + "bbox": [ + 214, + 809, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 669, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "image", + "img_path": "images/fccb03f1ec7597dbe7c7ddf623c4440278a1db20406354b6d46df0e3e688dc27.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 222, + 143, + 287, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/4e69976de6a6009b9954efd7c005659f3f97b881c01aa94b0445d921c1f84bc8.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 290, + 143, + 357, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/a559b3f58d2dcc19ea0bcabe560b9e277d308b3a34cc55fcedfcc46acef950e8.jpg", + "image_caption": [ + "(c)", + "Fig. 6: Visual comparison of our method against other denoising methods on the SIDD validation dataset. The image is (a) $GT$ (b) Noisy (c) $AP$ -BSN [17] (d) $CVF$ -SID [21] (e) $LG$ -BPN [32] (f) $BNN-LAN$ [18] (g) $SCPGabN$ [20] (h) $AMSNet-P-E$ ." + ], + "image_footnote": [], + "bbox": [ + 359, + 143, + 426, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/70b8c42ea727e635edd9f91590c611d680f707d2631d932db295cc107b964e04.jpg", + "image_caption": [ + "(d)" + ], + "image_footnote": [], + "bbox": [ + 431, + 143, + 496, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/23d62c45a00d29ec312b833e345c83c596956ecefe9663fa4946a6e6dcb6f2b1.jpg", + "image_caption": [ + "(e)" + ], + "image_footnote": [], + "bbox": [ + 501, + 143, + 568, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/c9ea221441194e1d2b085cfa84ac7becb31806594c3ab4ed8f411ecff14dee7f.jpg", + "image_caption": [ + "(f)" + ], + "image_footnote": [], + "bbox": [ + 571, + 143, + 638, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/354d201b76048ead3e39f30e1e70bb957b6fc0de7583776184730b73d322528c.jpg", + "image_caption": [ + "(g)" + ], + "image_footnote": [], + "bbox": [ + 638, + 143, + 707, + 193 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/b3e6b21aa6c310b15f92a41527217a21376e5d94d1e429c7f4fe127f3faeabdf.jpg", + "image_caption": [ + "(h)" + ], + "image_footnote": [], + "bbox": [ + 710, + 143, + 777, + 193 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "branches. The results obtained through using $\\mathcal{L}_t$ are labeled as $\\mathbf{P}$ . Additionally, to further eliminate the checkerboard effect during inference, we introduce the random replacement refinement strategy [17]. The results obtained through the use of the random replacement refinement during inference are labeled as $\\mathbf{E}$ . Consequently, the basic model trained by only $\\mathcal{L}_m$ is denoted as AMSNet-B, the fine-tuning version with $\\mathcal{L}_t$ is denoted as AMSNet-P, and the version further with random replacement refinement for checkerboard suppression during the inference is denoted as AMSNet-P-E and AMSNet-B-E. For more details refer to the Supplementary Materials.", + "bbox": [ + 212, + 271, + 787, + 407 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 430, + 374, + 446 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Experiment Configurations", + "text_level": 1, + "bbox": [ + 215, + 460, + 485, + 476 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Dataset. We conduct experiments on the widely-used SIDD [1], DND [25], and PolyU [36] datasets. During the training phase, we utilize the SIDD-MEDIUM dataset, which comprises 320 noisy-clean image pairs, and only the noisy images are used for training. The SIDD validation and benchmark each contain 1280 color images (each with a resolution of $256 \\times 256$ ). The DND dataset includes 50 high-resolution noisy images and 1000 sub-images (each with a resolution of $512 \\times 512$ ) for benchmark. The PolyU dataset contains 100 real-world noisy-clean image pairs (each with a resolution of $512 \\times 512$ ) for validation.", + "bbox": [ + 212, + 484, + 787, + 604 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Metric. To evaluate AMSNet and compare with other denoising methods, we introduce peak signal-to-noise ratio (PSNR) and structural similarity (SSIM) metrics.", + "bbox": [ + 212, + 607, + 785, + 651 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Denoiser. We select several classic denoising models as our denoisers, including Restormer [39], DeamNet [27], DnCNN [41], NAFNet [7] and UNet [29]. Throughout this paper, we choose Restormer as our default denoiser.", + "bbox": [ + 214, + 655, + 785, + 700 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Implementation. During the training process, we implemente our model using PyTorch 2.1.0 [24] and train on an NVIDIA RTX3090 GPU. For optimization, we employ AdamW [24] with default settings and set the initial learning rate set at 0.0001. More details in Supplementary Materials.", + "bbox": [ + 214, + 703, + 785, + 763 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Denoising of Real Images", + "text_level": 1, + "bbox": [ + 215, + 785, + 472, + 801 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Denoising on Public Real Noisy Datasets Our method focuses on self-supervised real-world denoising. Tab. 1 compares the performance of various", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "X.Liao et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/a3f2f15da6423ca681d10607144dace68c915fd47d5c542ff6f7f9da825f7ddb.jpg", + "table_caption": [ + "Table 1: Quantitative PSNR (dB) / SSIM results on SIDD and DND. Here we exploit Restormer [39] as our denoiser and set $k = 2$ . $\\mathcal{R}^3$ denotes the random replacement refinement [17]. By default, we use $P_{5}$ for training and $P_{2}$ for inference." + ], + "table_footnote": [], + "table_body": "
Type of supervisionTraining dataMethodSIDD ValidationSIDD BenchmarkDND benchmark
Non-learning based-BM3D [8]31.75/0.706125.65/0.68534.51/0.8507
WNNM [9]26.31/0.524025.78/0.80934.67/0.8646
SupervisedPaired noisy-cleanDnCNN [41]26.20/0.441423.66/0.58332.43/0.7900
CBDNet [10]30.83/0.754133.28/0.86838.06/0.9421
RIDNet [2]38.76/0.913237.87/0.94339.25/0.9528
VDN [38]39.29/0.910939.26/0.95539.38/0.9518
DeamNet [27]39.40/0.916939.35/0.95539.63/0.9531
Restormer [39]-40.02/0.96040.03/0.9560
Pseudo supervisedUnpaired noisy-cleanGCBD [6]--35.58/0.9217
C2N [13]35.36/0.890135.35/0.93737.28/0.9237
Paired noisy-noisyR2R [23]35.04/0.844034.78/0.89837.61/0.9368
Self supervisedSingle noisyAP-BSN+R3 [17]36.74/0.850136.91/0.93138.09/0.9371
CVF-SID [21]34.17/0.871934.71/0.91736.50/0.9233
LG-BPN+R3 [32]37.31/0.886037.28/0.93638.43/0.9423
SCPGabN [20]36.53/0.886036.53/0.92538.11/0.9393
BNN-LAN [18]37.39/0.883037.41/0.93438.18/0.9386
AMSNet-B36.60/0.855136.60/0.91738.12/0.9377
AMSNet-P36.71/0.851936.66/0.91838.24/0.9379
AMSNet-B-E36.73/0.893237.65/0.93938.56/0.9402
AMSNet-P-E37.93/0.894837.87/0.94138.70/0.9471
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MethodAP-BSN+R3[17]LG-BPN+R3[32]SCPGabN [20]BNN-LAN [18]AMSNet-PAMSNet-P-E
PSNR/SSIM36.88/0.949636.25/0.947337.11/0.956137.13/0.954137.47/0.958037.92/0.9645
", + "bbox": [ + 217, + 787, + 795, + 825 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 669, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/5abb5999590b43bd6a974a26d28323ed2dfc2faf3941778f18b8736260ecb2bb.jpg", + "image_caption": [ + "(a)" + ], + "image_footnote": [], + "bbox": [ + 236, + 143, + 308, + 199 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/20c6b5fd7a95184e9f96131256c71cebe387df60810fee6499a1c456e001232a.jpg", + "image_caption": [ + "(b)" + ], + "image_footnote": [], + "bbox": [ + 313, + 143, + 383, + 199 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/41868f8e11fe35daa58a359cfe6f11f481c6b848781e3fa632b59b69c322c3bf.jpg", + "image_caption": [ + "(c)", + "Fig. 8: Visual comparison of our method against other denoising methods on the DND benchmark dataset. The image is (a) Noisy (b) AP-BSN [17] (c) CVF-SID [21] (d) LG-BPN [32] (e) BNN-LAN [18] (f) SCPGabN [20] (g) AMSNet-P-E." + ], + "image_footnote": [], + "bbox": [ + 387, + 143, + 460, + 199 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/c558d74fe1646b1a14563ccafaab321e7621ba7a2431b20a43b6841d0df901b4.jpg", + "image_caption": [ + "(d)" + ], + "image_footnote": [], + "bbox": [ + 464, + 143, + 535, + 199 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/1f8e0d3cca79ad8f0fce1a2fbe4aafee77d64ab2c13309e124e450e136134fb5.jpg", + "image_caption": [ + "(e)" + ], + "image_footnote": [], + "bbox": [ + 539, + 143, + 609, + 199 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/83651fddee742318018bcdde4133f4599dabf22d1937d09b3b1607d9d46a2c68.jpg", + "image_caption": [ + "(f)" + ], + "image_footnote": [], + "bbox": [ + 614, + 143, + 686, + 199 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/a2e73d63acd123b93920091ee89d2819ec6adfc4f45e0d27d6293a4698bcb6a9.jpg", + "image_caption": [ + "(g)" + ], + "image_footnote": [], + "bbox": [ + 689, + 143, + 761, + 199 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "denoising method, on widely used SIDD and DND datasets. By using the enhancement strategies we introduced, our method AMSNet-P-E achieves the state-of-the-art (SOTA). The visualization of some denoised images are shown in the Fig. 6 and Fig. 8. More results can be found in the Supplementary Materials. For the restoration results of different self-supervised methods, CVF-SID [21] exhibits noticeable distortions, and SCPGabN [20] has an overall inferior visual quality. The restoration results of AP-BSN [17], BNN-LAN [18] and LGBPN [32] are all inferior to our method.", + "bbox": [ + 212, + 277, + 784, + 397 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Tab. 2 compares our method with several self-supervised methods on PolyU validation and our method AMSNet-P-E achieves a best denoising performance. The more visualization results in Supplementary Materials.", + "bbox": [ + 212, + 400, + 784, + 445 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Validation on Self-Captured Real Noisy Images For real-world captured images denoising, we use the trained models [17, 18, 20, 21] for fair comparisons. Fig. 7 compares the denoising results of different self-supervised methods on real noisy images captured by camera. In comparison to other methods, our approach provides a better visual quality, resulting in more natural denoised images with fewer distortions. CVF-SID [21] and AP-BSN [17] exhibit noticeable distortions and color blocks, while BNN-LAN [18] and SCPGabN [20] have blurrier edges. More visualization results are in the Supplementary Materials.", + "bbox": [ + 212, + 468, + 784, + 590 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.3 Ablation Work", + "text_level": 1, + "bbox": [ + 214, + 612, + 385, + 626 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The ablation studies include identity mapping removal, denoiser selection, the effect of $\\mathcal{L}_t$ and the effect of mask proportions on denoising results.", + "bbox": [ + 212, + 638, + 784, + 667 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Ablation study on identity mapping removal. Tab. 3 demonstrates that without restricting the receptive field, our method circumvents the limitations inherent in conventional BSNs optimization strategies and avoids the risk of noise identity mapping in Sec. 3.1.", + "bbox": [ + 212, + 671, + 785, + 731 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "We benchmark against AP-BSN [17], a representative BSN method for real-world denoising tasks and utilizing a denoiser with a limited receptive field after blind convolution, denoted as $D_A$ . Substituting the dilated convolutions in $D_A$ with standard convolutions yields a variant named $D_{AS}$ which matches $D_A$ in parameter count and computational complexity. When using $D_A$ as the denoiser for AMSNet and APBSN with corresponding self-supervised optimization strategy, both methods show great self-supervised denoising effects. However, with", + "bbox": [ + 212, + 733, + 785, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "X.Liao et al.", + "bbox": [ + 271, + 114, + 357, + 126 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "$D_{AS}$ as the denoiser, the AP-BSN framework succumbs to identity mapping, while our AMSNet maintains its denoising effectiveness. Compared with the BSN-type strategies, our approaches do not require strict constraints on the denoiser design and can avoid the occurrence of identity mapping.", + "bbox": [ + 212, + 146, + 787, + 207 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/53ccebca19a583216378590fc36eddbf36f5d85a7b1b9b942894be96154a2ce2.jpg", + "table_caption": [ + "Table 3: AP-BSN [17] undergoes an identity mapping from noise to noise, yet AMSNet retains its denoising capability. Each method employs random replacement refinement strategy." + ], + "table_footnote": [], + "table_body": "
Scheme/DenoiserAMSNet(DA)AMSNet(DAS)AP-BSN(DA)AP-BSN(DAS)
SIDD Validation37.25/0.887137.11/0.886336.74/0.850120.91/0.2447
SIDD Benchmark37.17/0.93437.08/0.93336.91/0.93121.93/0.253
", + "bbox": [ + 225, + 268, + 776, + 335 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation study on denoiser select. Sec. 3 proposes that our scheme can freedom denoiser choice. To demonstrate it, we select five denoising methods as denoisers within our AMSNet and train these denoisers on the SIDD Medium dataset. Subsequently, we validate their denoising performance on the SIDD validation and benchmark. Denoising results are shown in the Tab. 4. Our approaches allow the freedom to choose denoisers from different methods.", + "bbox": [ + 212, + 347, + 787, + 438 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/0ac11547ae471db01d823fab91d0f3fdb4fe3b74d2134210cb51aecc928e641b.jpg", + "table_caption": [ + "Table 4: Performance of different denoisers within AMSNet." + ], + "table_footnote": [], + "table_body": "
DenoiserRestormer [39]DeamNet [27]DnCNN [41]NAFNet [7]UNet [29]
SIDD Validation37.93/0.894837.80/0.892336.93/0.886437.10/0.881436.94/0.8854
SIDD Benchmark37.87/0.94137.71/0.93736.85/0.93037.08/0.93436.88/0.931
", + "bbox": [ + 215, + 470, + 792, + 537 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/79b358149ca7f025d29ad4bd2d86b5ea7c1abddf533dfe61837b01cf20d8d63d.jpg", + "image_caption": [ + "Fig.9: Denoising results with different losses with Restormer as denoiser." + ], + "image_footnote": [], + "bbox": [ + 235, + 573, + 439, + 729 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/769bfc3521a26a210d3142db6c9892d4b65379c0386b912b903350d8a2d15f6a.jpg", + "image_caption": [ + "Fig. 10: Denoising results on the SIDD validation dataset with various mask ratios for each denoising branches." + ], + "image_footnote": [], + "bbox": [ + 446, + 551, + 785, + 729 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation study on loss function. Sec. 4.3 presents the effects of using $\\mathcal{L}_m$ and $\\mathcal{L}_t$ loss functions. With the introduction of $\\mathcal{L}_t$ during the fine-tuning", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 669, + 114, + 730, + 126 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "phase, the denoise performance has been improved about 0.1dB, which proves that introducing $\\mathcal{L}_t$ loss can positively improve the reconstruction quality.", + "bbox": [ + 212, + 146, + 782, + 176 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Ablation study on different mask ratio. We investigate the effect of different mask ratios on each denoising branch, as illustrated in Fig. 10. All models are trained and validated under same mask ratios. When the mask proportion in each branch is approximately $50\\%$ , we achieve the best denoising noise performance. This is also the rationale for set the number of denoising branches $k$ to 2. See the Supplementary Materials for more details.", + "bbox": [ + 212, + 179, + 787, + 268 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Ablation study on $\\lambda$ . We investigate the effect of $\\lambda$ , the weight coefficient of priori smoothing loss. As illustrated in Fig. 11, 0.1 is a good choice for high performance.", + "bbox": [ + 212, + 271, + 787, + 316 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/375efc15afbf653b5d3becc345f4d3c569563a3b41219f9c75414a13a1fd3d0e.jpg", + "image_caption": [ + "Fig. 11: Denoising results on the SIDD validation dataset with different $\\lambda$ ." + ], + "image_footnote": [], + "bbox": [ + 281, + 323, + 725, + 431 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 489, + 359, + 507 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this paper, we first analyze the reasons behind the limited performance of Blind Spot Network (BSN) when applied to self-supervised denoising. Inspired by Masked Autoencoders (MAE), we propose a mask-based self-supervised strategy to overcome the structural limitations inherent in BSN-type methods. We introduce the asymmetric mask schemes, which employs different operations during training and inference, to achieve expedited optimization and denoising for the entire noisy image. Through further analysis, we propose efficient strategies to enhance the final denoising performance. With our approach, the limitations of denoiser have been removed. According to introduce advanced denoisers, our AMSNet achieves state-of-the-art denoising results. We believe our approach can offer valuable insights for various self-supervised real-world denoising techniques.", + "bbox": [ + 212, + 520, + 787, + 686 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements. This work was supported by the National Natural Science Foundation of China under Grant 62171304, the Natural Science Foundation of Sichuan Province under Grant 2024NSFSC1423, and the Cooperation Science and Technology Project of Sichuan University and Dazhou City under Grant 2022CDDZ-09.", + "bbox": [ + 212, + 688, + 787, + 763 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 786, + 323, + 801 + ], + "page_idx": 13 + }, + { + "type": "ref_text", + "text": "1. Abdelhamed, A., Lin, S., Brown, M.S.: A high-quality denoising dataset for smartphone cameras. 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Xin, L., Jingtong, Y., Sixian, D., Chao, R., Lu, Q., Ming-Hsuan, Y.: Unlocking low-light-rainy image restoration by pairwise degradation feature vector guidance (2023)", + "36. Xu, J., Li, H., Liang, Z., Zhang, D., Zhang, L.: Real-world noisy image denoising: A new benchmark. arXiv preprint arXiv:1804.02603 (2018)", + "37. Yu, S., Park, B., Jeong, J.: Deep iterative down-up cnn for image denoising. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (CVPR) Workshops (2019)", + "38. Yue, Z., Yong, H., Zhao, Q., Meng, D., Zhang, L.: Variational denoising network: Toward blind noise modeling and removal. Advances in neural information processing systems 32 (2019)", + "39. Zamir, S.W., Arora, A., Khan, S., Hayat, M., Khan, F.S., Yang, M.H.: Restormer: Efficient transformer for high-resolution image restoration. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition (CVPR). pp. 5728-5739 (June 2022)", + "40. Zeng, Y., Zhang, P., Zhang, J., Lin, Z., Lu, H.: Towards high-resolution salient object detection. In: Proceedings of the IEEE/CVF International Conference on Computer Vision (ICCV) (October 2019)", + "41. Zhang, K., Zuo, W., Chen, Y., Meng, D., Zhang, L.: Beyond a gaussian denoiser: Residual learning of deep cnn for image denoising. IEEE Transactions on Image Processing 26(7), 3142-3155 (2017)", + "42. Zhang, K., Zuo, W., Zhang, L.: Ffdnet: Toward a fast and flexible solution for cnn-based image denoising. IEEE Transactions on Image Processing 27(9), 4608-4622 (2018)", + "43. Zhou, Y., Jiao, J., Huang, H., Wang, Y., Wang, J., Shi, H., Huang, T.: When awgn-based denoiser meets real noises. In: Proceedings of the AAAI Conference on Artificial Intelligence. vol. 34, pp. 13074-13081 (2020)" + ], + "bbox": [ + 212, + 146, + 787, + 563 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "AMSNet", + "bbox": [ + 671, + 114, + 730, + 126 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_model.json b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_model.json new file mode 100644 index 0000000000000000000000000000000000000000..a9be611c0efe09f9c6d965f35a4afbef52034511 --- /dev/null +++ b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_model.json @@ -0,0 +1,2885 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.24, + 0.141, + 0.764, + 0.187 + ], + "angle": 0, + "content": "Asymmetric Mask Scheme for Self-Supervised Real Image Denoising" + }, + { + "type": "text", + "bbox": [ + 0.224, + 0.214, + 0.78, + 0.245 + ], + "angle": 0, + "content": "Xiangyu Liao\\(^{1}\\), Tianheng Zheng\\(^{1}\\), Jiayu Zhong\\(^{1}\\), Pingping Zhang\\(^{2}\\), and Chao Ren\\(^{1}\\)" + }, + { + "type": "text", + "bbox": [ + 0.433, + 0.257, + 0.574, + 0.271 + ], + "angle": 0, + "content": "Sichuan University" + }, + { + "type": "text", + "bbox": [ + 0.388, + 0.272, + 0.616, + 0.286 + ], + "angle": 0, + "content": "2 Dalian University of Technology" + }, + { + "type": "text", + "bbox": [ + 0.293, + 0.287, + 0.71, + 0.314 + ], + "angle": 0, + "content": "{liaoxiangyu1,zhengtianheng,jiayuzhong}@stu.scu.edu.cn zhpp@dlut.edu.cn,chaoren@scu.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.35, + 0.745, + 0.558 + ], + "angle": 0, + "content": "Abstract. In recent years, self-supervised denoising methods have gained significant success and become critically important in the field of image restoration. Among them, the blind spot network based methods are the most typical type and have attracted the attentions of a large number of researchers. Although the introduction of blind spot operations can prevent identity mapping from noise to noise, it imposes stringent requirements on the receptive fields in the network design, thereby limiting overall performance. To address this challenge, we propose a single mask scheme for self-supervised denoising training, which eliminates the need for blind spot operation and thereby removes constraints on the network structure design. Furthermore, to achieve denoising across entire image during inference, we propose a multi-mask scheme. Our method, featuring the asymmetric mask scheme in training and inference, achieves state-of-the-art performance on existing real noisy image datasets. Code will be available at https://github.com/lll143653/amsnet." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.586, + 0.377, + 0.601 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.618, + 0.788, + 0.77 + ], + "angle": 0, + "content": "Obtaining higher quality images is a key goal within the fields of computer vision [35, 40]. Removing noise significantly enhances image quality, offering improved visual appeal and more efficient processing. Currently, the application of deep learning for image denoising has shown remarkable effectiveness. However, most of these methods rely on paired datasets, which are synthesized from a large number of clean images [2, 37, 39]. These methods have limited applicability to real-world tasks that lack paired data. To overcome this challenge, a series of real paired datasets have been introduced, such as SIDD [1] and NIND [4]. Applying supervised denoising methods trained on these real paired datasets yields better performance in handling real-world tasks [27, 39]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.772, + 0.788, + 0.817 + ], + "angle": 0, + "content": "However, the complexity of real-world scenarios is highlighted by variations in noise types due to factors such as sensor noise, environmental conditions, and electromagnetic interference. These variations usually result in real datasets" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.386, + 0.84 + ], + "angle": 0, + "content": "* Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "image", + "bbox": [ + 0.24, + 0.144, + 0.368, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.28, + 0.244, + 0.328, + 0.256 + ], + "angle": 0, + "content": "(a) \\(GT\\)" + }, + { + "type": "image", + "bbox": [ + 0.372, + 0.144, + 0.5, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.406, + 0.244, + 0.466, + 0.256 + ], + "angle": 0, + "content": "(b) Noisy" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.144, + 0.631, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.518, + 0.244, + 0.619, + 0.256 + ], + "angle": 0, + "content": "(c) \\(AP\\)-BSN [17]" + }, + { + "type": "image", + "bbox": [ + 0.636, + 0.144, + 0.764, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.647, + 0.244, + 0.754, + 0.256 + ], + "angle": 0, + "content": "(d) \\(CVF - SID\\) [21]" + }, + { + "type": "image", + "bbox": [ + 0.238, + 0.257, + 0.366, + 0.354 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.251, + 0.355, + 0.353, + 0.367 + ], + "angle": 0, + "content": "(e) LG-BPN [32]" + }, + { + "type": "image", + "bbox": [ + 0.371, + 0.257, + 0.498, + 0.354 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.377, + 0.355, + 0.49, + 0.367 + ], + "angle": 0, + "content": "(f) BNN-LAN [18]" + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.257, + 0.63, + 0.354 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.512, + 0.355, + 0.622, + 0.367 + ], + "angle": 0, + "content": "(g) \\(SCPGabN\\) [20]" + }, + { + "type": "image", + "bbox": [ + 0.636, + 0.257, + 0.763, + 0.354 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.647, + 0.355, + 0.751, + 0.367 + ], + "angle": 0, + "content": "(h) \\(AMSNet-P-E\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.378, + 0.789, + 0.42 + ], + "angle": 0, + "content": "Fig. 1: Visual comparison of denoising results on the SIDD validation dataset [1] with various methods and our AMSNet is able to preserve more details and achieve better visual effects." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.433, + 0.785, + 0.478 + ], + "angle": 0, + "content": "struggling to provide complete coverage for real noise types. In response to these challenges, self-supervised denoising methods, which do not require paired samples, have emerged as a promising solution." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.481, + 0.791, + 0.632 + ], + "angle": 0, + "content": "Recently, a variety of distinct self-supervised denoising approaches have been proposed. Among them, the Blind Spot Network (BSN), introduced by Noise2Void [15], stands out. BSN operates on the assumption that noise is independent and has a zero mean. However, real-world noise usually defies the assumption of independence. To address this discrepancy, AP-BSN [17] proposes to introduce asymmetric pixel downsampling during training and inference, yielding impressive results in preventing the identity mapping from noisy image to noisy image. Nonetheless, BSN-type strategies that exclude the central pixel to remove noise inevitably lead to a loss of structural information. Moreover, the limitations of BSNs on the networks' receptive field severely restrict its denoiser design." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.634, + 0.789, + 0.71 + ], + "angle": 0, + "content": "To address the limitations inherent in denoiser design for BSNs, we draw inspiration from MAE [11] and introduce a mask-based self-supervised denoising method. This approach overcomes constraints on the denoiser design, and achieves state-of-the-art denoising results via an asymmetric scheme during training and inference. Our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.72, + 0.787, + 0.795 + ], + "angle": 0, + "content": "- Based on the analysis of typical BSNs, their limitations for network design are provided. To address these limitations, we propose to apply a novel mask strategy to self-supervised denoising tasks. The results validate the versatility of our approach to multiple widely used denoisers, without the network design limitations of BSNs." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.796, + 0.787, + 0.84 + ], + "angle": 0, + "content": "- Based on the proposed strategy, we design an Asymmetric Mask Scheme based Network (AMSNet) for self-supervised denoising. During the training phase, a single mask scheme is proposed and further optimized by using the" + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.72, + 0.787, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.671, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AMSNet" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "proposed mask self-supervised loss. During the inference phase, a multiple masks scheme is applied to complete the denoising of the entire noisy image. - Our method offers an option for the self-supervised denoising methods, allowing for the flexible selection of denoisers. Compared with existing state-of-the-art methods, our method achieves excellent performance, even on real-world datasets with complex noise patterns." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.262, + 0.39, + 0.278 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.295, + 0.498, + 0.312 + ], + "angle": 0, + "content": "2.1 Supervised Image Denoising" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.322, + 0.789, + 0.549 + ], + "angle": 0, + "content": "The development of convolutional neural networks (CNN) has greatly improved the image denoising tasks [41, 42]. DnCNN [41] performs favorably against traditional block-based methods [5, 8, 9] in Gaussian denoising. FFDNet [42] takes a noise level map as input and can handle various noise levels by using a single model. However, models trained on additive white Gaussian noise generalize poorly in real scenes due to domain differences between synthetic and real noise. To solve it, CBDNet [10] inverts the demosaicing and gamma correction steps in image signal processing (ISP), and then synthesizes signal-dependent Poisson-Gaussian noise in the original space. Zhou et al. [43] decompose spatially correlated noise into pixel-independent noise through pixel shuffle and then process it using an AWGN-based denoiser. Another approach are to collect pairs of noisy and clean images to construct real-world datasets. [1, 25, 27, 39]. Using these real datasets for training, those models are more likely to generalize to the corresponding real noise [2, 14, 19, 27, 28, 31]. However, obtaining real datasets is relatively difficult, and the coverage of scenarios is quite limited." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.572, + 0.533, + 0.589 + ], + "angle": 0, + "content": "2.2 Self-Supervised Image Denoising" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.599, + 0.789, + 0.844 + ], + "angle": 0, + "content": "Self-supervised techniques reduce the reliance on paired images by training solely on noisy images. Noise2Void [15] uses blind spot network to remove noise and Noise2Self [3] creates input-target pairs via pixel erase. Laine19 [16] and DBSN [33] further optimize the BSN and improve its denoising performance. Self2Self [26] adopt dropout strategy randomly to denoise on a single noisy image and Noise2Same [34]. Blind2Unblind [30] propose new denoising losses for self-supervised training. Neighbor2Neighbor [12] samples the noisy image into two similar sub-images to form a noisy-noisy pair for self-supervised training. CVF-SID [21] can disentangle the clean image, signal-dependent and signal-independent noises from the real-world noisy input via various self-supervised training objectives. AP-BSN [17] employs an asymmetric pixel downsampling strategy, in addition to using BSN to process real-world sRGB noisy images and achieves improvement. SDAP [22] uses Random Sub-samples Generation to improve the performance of BSN effectively. The design of BSNs, which predict the central pixel using its neighbors, necessitates a limited receptive field and may limit performance on images with highly detailed textures [16, 30, 32, 33]." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.427, + 0.163 + ], + "angle": 0, + "content": "3 Proposed Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.177, + 0.788, + 0.269 + ], + "angle": 0, + "content": "In this section, we perform a detailed analysis of the structural defects of the typical BSNs and propose our self-supervised asymmetric mask scheme. Sec. 3.1 addresses the structural limitations of BSNs. In Sec. 3.2, we analyze our mask based self-supervised denoising training scheme. In Sec. 3.3, we provide our multi mask denoising scheme for entire image denoising. In Sec. 3.4, we conduct further analysis and propose enhancements to improve the denoising performance." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.289, + 0.4, + 0.305 + ], + "angle": 0, + "content": "3.1 Revisiting BSNs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.313, + 0.787, + 0.375 + ], + "angle": 0, + "content": "BSN-based methods are typical self-supervised approaches for single image denoising tasks and previous works [3,15,33] have typically assumed that the noise is zero-mean and pixel-wise independent. The optimization of a BSN minimizes the following loss function \\(\\mathcal{L}_{BSN}\\) with noisy image \\(I_N\\):" + }, + { + "type": "equation", + "bbox": [ + 0.413, + 0.385, + 0.786, + 0.401 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {B S N} = \\left\\| B \\left(I _ {N}\\right) - I _ {N} \\right\\| _ {1} \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.41, + 0.707, + 0.426 + ], + "angle": 0, + "content": "where \\(B\\) represents the denoising model within the BSN framework." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.428, + 0.789, + 0.609 + ], + "angle": 0, + "content": "If \\( B \\) is not constrained in design, minimizing the Eq. (1) tends to guide the network to produce an output that resembles the original input, essentially resulting in an identity mapping from the noisy image \\( I_{N} \\) to it self. To circumvent this issue, as illustrated in Fig. 2, some BSN-based methods [12, 17, 22, 30, 32] utilize blind-spot convolution and introduce restricted operation like dilated convolutions to limit the receptive field and prevent the influence of the input pixel on corresponding output pixel. The yellow patches represent areas containing the original central pixel information, while the green patches denote regions that are not included. The convolution receptive field are highlighted in red. Experiments corresponding to (a) and (b) can be found in Sec. 4.3 that when the convolutional receptive field after blind spot convolution is no longer restricted, the input original pixels are restored." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.611, + 0.789, + 0.808 + ], + "angle": 0, + "content": "By employing blind-spot convolution, the central pixel is erased but its information remains contained in its neighborhood pixels. Consequently, the identity mapping occurs if any of the convolutions in subsequent operations have an unconstrained receptive field. To mitigate the tendency toward identity mapping, dilated convolutions or other receptive field-limiting strategies are applied to further isolate the pixel informations out the restore process of corresponding output pixel. With the limited receptive fields, the output pixels is restored by surrounding relevant pixels solely and the noise is eliminated. More details about previous in the [15, 32, 33]. Nevertheless, such strategies can compromise the ability of networks to perceive information, potentially diminishing the overall performance [33]. Moreover, these restrictive techniques can limit network design flexibility, impeding the direct application of advanced denoisers in BSN-based self-supervised frameworks [12, 15, 22]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.789, + 0.84 + ], + "angle": 0, + "content": "Inspired by the work of Masked AutoEncoders (MAE) [11], we observe that complete image reconstruction is still achievable from the remaining areas, even" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.672, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AMSNet" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "image", + "bbox": [ + 0.262, + 0.144, + 0.744, + 0.302 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.313, + 0.785, + 0.34 + ], + "angle": 0, + "content": "Fig. 2: The effect of different receptive fields after blind spot convolution on the final denoising result." + }, + { + "type": "image", + "bbox": [ + 0.262, + 0.351, + 0.747, + 0.595 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.29, + 0.605, + 0.71, + 0.62 + ], + "angle": 0, + "content": "Fig.3: Denoising via mask matrix \\(M\\) and the noisy image \\(I_N\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.633, + 0.788, + 0.709 + ], + "angle": 0, + "content": "when parts of the image are masked. Based on this contemplation, we ask whether using masking can address the design limitations of BSNs. Upon thorough analysis and careful design, we propose an mask-based self-supervised denoising method that operates effectively without the limitations typically associated with BSN-based architectures." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.735, + 0.536, + 0.751 + ], + "angle": 0, + "content": "3.2 Training via Single Mask Scheme" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In Sec. 3.1, our analysis necessitates the isolation of original pixel information out of the restoration to preclude identity mapping during the self-supervised training phase. Contrary to BSN-based approaches, which isolate pixels information using blind-spot and dilated convolutions, our approach masking original pixels at the input phase then barring it from the restoration workflow. Thus there is no need" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.128 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "to restrict the design of the receptive field, and it also avoids the incorporation of original pixel information into the restoration process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.18, + 0.785, + 0.255 + ], + "angle": 0, + "content": "As illustrated in Fig. 3, the masked pixels within the masked areas are reconstructed exclusively from the surrounding unmasked pixels. This approach effectively eliminates noise in these areas and prevents identity mapping. In contrast, the unmasked areas undergo identity mapping, as their pixel information remains unchanged during the restoration process." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.258, + 0.787, + 0.394 + ], + "angle": 0, + "content": "A comprehensive depiction of our masking denoising process is illustrated in Fig. 3. Let \\( I_{N} \\in R^{c \\times h \\times w} \\) be a single noisy image, where \\( c \\) represents the number of channels, \\( h \\) and \\( w \\) denote the height and width of image. We randomly mask some pixels via a 0,1 mask matrix \\( M \\), where \\( M \\in R^{c \\times h \\times w} \\). That means these pixels are replaced with zero tokens. By experience, we mask about \\( 50\\% \\) noisy pixels. Consequently, the masked image is given by \\( M \\odot I_{N} \\), where the \\( \\odot \\) indicates element-wise multiplication. Then, the masked image \\( M \\odot I_{N} \\) is fed into the denoiser \\( D_{E} \\), resulting in a restored image \\( D_{E}(M \\odot I_{N}, \\theta) \\), where \\( \\theta \\) represents parameters of the denoiser \\( D_{E} \\)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.396, + 0.786, + 0.427 + ], + "angle": 0, + "content": "Based on previous analysis, we can extract the denoised pixels at corresponding positions from the output of the denoiser \\( D_{E} \\) using the following equation:" + }, + { + "type": "equation", + "bbox": [ + 0.376, + 0.452, + 0.785, + 0.469 + ], + "angle": 0, + "content": "\\[\nD (M, I _ {N}, \\theta) = \\tilde {M} \\odot D _ {E} (M \\odot I _ {N}, \\theta) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.478, + 0.788, + 0.54 + ], + "angle": 0, + "content": "where \\(D\\) represents the entire denoising process, which includes masking with \\(M\\) and extracts the final non-identity mapping restoration result with the inverse matrix \\(\\tilde{M}\\). The \\(\\tilde{M}\\) is the complement of \\(M\\) and indicates to the restoration pixels. Building upon BSN, our optimization process can be represented as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.345, + 0.562, + 0.785, + 0.587 + ], + "angle": 0, + "content": "\\[\n\\underset {\\theta} {\\arg \\min } \\| \\tilde {M} \\odot D _ {E} (M \\odot I _ {N}, \\theta) - \\tilde {M} \\odot I _ {N} \\| _ {1} \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.594, + 0.785, + 0.639 + ], + "angle": 0, + "content": "where we use the \\(L_{1}\\) norm for denoiser optimization. Our previous equation also adheres the assumption that the noise is zero-mean and pixel-wise independent. More details about optimization are available in the Supplementary Materials." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.642, + 0.787, + 0.841 + ], + "angle": 0, + "content": "However, in real-world noisy scenarios, noise usually deviates from the assumption of spatial independence. Taking inspiration from AP-BSN [17], we introduce a pixel downsampling (PD) strategy, denoted as \\( P_{s} \\) with a stride factor of \\( s \\). The \\( P_{s} \\) operation disrupts the spatial correlation among the noise, ensuring that the resulting sub-samples align with our assumptions, as depicted in Fig. 4. The training scheme of real-world noisy scenarios is illustrated as Fig. 5. Upon applying \\( P_{s} \\) operation on real world noisy image \\( I_{N} \\), we obtain a set of sub-samples, which represent as \\( I_{s} = \\{I_{sub,1},\\dots,I_{sub,s^{2}}\\} \\), where \\( I_{sub,k}\\in R^{c\\times \\frac{h}{s}\\times \\frac{w}{s}} \\) and \\( I_{s} = P_{s}(I_{N}) \\). Independent masking is then performed on each sub-sample using a consistent probability distribution, represented by \\( M_{s}\\odot I_{s} \\), where \\( M_{s} \\) is the aggregate set of binary mask matrices for all subsamples, i.e., \\( M_{s} = \\{M_{sub,1},\\ldots ,M_{sub,s^{2}}\\} \\), and each \\( M_{sub,k}\\in R^{c\\times \\frac{h}{s}\\times \\frac{w}{s}} \\). These masked sub-samples set can then be processed by the denoiser \\( D_{E} \\)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.671, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AMSNet" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.785, + 0.126 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.257, + 0.149, + 0.739, + 0.417 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.246, + 0.43, + 0.756, + 0.444 + ], + "angle": 0, + "content": "Fig. 4: Pixel downsamplinga and mask. Here we take the \\(P_{2}\\) as an example." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.456, + 0.785, + 0.486 + ], + "angle": 0, + "content": "The overall optimization process can be expressed as the minimization of the following mask self-supervised loss:" + }, + { + "type": "equation", + "bbox": [ + 0.333, + 0.497, + 0.787, + 0.515 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {m} \\left(M _ {s}, I _ {s}\\right) = \\| \\tilde {M} _ {s} \\odot \\left(D _ {E} \\left(M _ {s} \\odot I _ {s}, \\theta\\right) - I _ {s}\\right) \\| _ {1} \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.529, + 0.784, + 0.56 + ], + "angle": 0, + "content": "With \\(\\mathcal{L}_m(M_s, I_s)\\), we successfully remove real world noise from the masked pixels that \\(M_s\\) indicated and free the denoiser limitations inherent in BSNs." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.583, + 0.54, + 0.597 + ], + "angle": 0, + "content": "3.3 Inference via Multi Mask Scheme" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.609, + 0.785, + 0.655 + ], + "angle": 0, + "content": "To enable comprehensive denoising across the entire image, we devise an Asymmetric Mask Scheme based Network (AMSNet), which implements a Multibranch Mask complementary Denoising Block (MMDB)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.657, + 0.788, + 0.793 + ], + "angle": 0, + "content": "The overview of our scheme is depicted in Fig. 5. Our approach, MMDB, utilizes \\( k \\) denoising branches, where \\( k \\geq 2 \\), to restore the entire image. The denoising branches are equivalent to the entire denoising process in Fig. 3. First, we create a sub-samples set \\( I_{s} \\) from the original noisy image \\( I_{N} \\) with \\( P_{s} \\), which helps distribute the spatial correlation of noise. For each denoising branch, MMDB generates a series of mask matrices set \\( M_{s} \\), denoted as \\( \\mathbb{M} = M_s^1, \\ldots, M_s^k \\), ensuring that the coverage areas across branches are unique and non-overlapping while maintaining a roughly equivalent coverage proportion. The total coverage of these masks spans all pixels, as indicated by the equations" + }, + { + "type": "equation", + "bbox": [ + 0.391, + 0.802, + 0.787, + 0.844 + ], + "angle": 0, + "content": "\\[\n\\sum_ {i = 1} ^ {k} M _ {s} ^ {i} = (k - 1) \\mathbb {I}, \\sum_ {i = 1} ^ {k} \\tilde {M} _ {s} ^ {i} = \\mathbb {I} \\tag {5}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.144, + 0.784, + 0.462 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.473, + 0.788, + 0.557 + ], + "angle": 0, + "content": "Fig. 5: Overview of the proposed asymmetric mask scheme. The \\(D\\) is depicted in Fig. 3, which takes sub-samples set \\(I_{s}\\) of the noisy image and the corresponding binary mask matrices set \\(M_{s}\\) to denoise the specified regions. Here, we present a configuration with 2 denoising branches as an example. During the training phase, a single branch is employed for optimization of denoiser. During the inference phase, we utilize all branches to derive restoration results for entire noisy image." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.569, + 0.788, + 0.599 + ], + "angle": 0, + "content": "where \\(\\mathbb{I}\\) refers to a matrix has same shape to \\(M_s^i\\) and all elements are one. More details in Supplementary Materials." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.602, + 0.788, + 0.648 + ], + "angle": 0, + "content": "Each branch utilizes the same denoiser \\( D_{E} \\) and the output of all branches is denoted as \\( \\mathbb{O} = O_1, \\ldots, O_k \\). For a given branch \\( i \\), where \\( 1 \\leq i \\leq k \\), the \\( I_{s} \\) and corresponding \\( M_{s}^{i} \\) are combined to produce the output \\( O_{i} \\) independently:" + }, + { + "type": "equation", + "bbox": [ + 0.432, + 0.658, + 0.786, + 0.677 + ], + "angle": 0, + "content": "\\[\nO _ {i} = D _ {i} \\left(M _ {s} ^ {i}, I _ {s}, \\theta\\right) \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.687, + 0.788, + 0.718 + ], + "angle": 0, + "content": "where \\(D_{i}\\) is the \\(i\\)-th denoising branch and \\(\\theta\\) is the parameter of denoiser \\(D_{E}\\). The output of MMDB can be represented as the output sum of all branches:" + }, + { + "type": "equation", + "bbox": [ + 0.268, + 0.727, + 0.787, + 0.768 + ], + "angle": 0, + "content": "\\[\nD _ {M} \\left(I _ {s}\\right) = \\sum_ {i = 1} ^ {k} O _ {i} = \\sum_ {i = 1} ^ {k} D _ {i} \\left(M _ {s} ^ {i}, I _ {s}, \\theta\\right) = \\sum_ {i = 1} ^ {k} \\tilde {M} _ {s} ^ {i} \\odot D _ {E} \\left(M _ {s} ^ {i} \\odot I _ {s}, \\theta\\right) \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.779, + 0.788, + 0.809 + ], + "angle": 0, + "content": "where, \\( D_{M}(I_{s}) \\) refers to the output of MMDB. In the end, we can fully describe our framework as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.405, + 0.822, + 0.787, + 0.841 + ], + "angle": 0, + "content": "\\[\nI _ {D N} = P _ {s} ^ {- 1} \\left(D _ {M} \\left(P _ {s} \\left(I _ {N}\\right)\\right)\\right) \\tag {8}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.671, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "AMSNet" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.146, + 0.788, + 0.178 + ], + "angle": 0, + "content": "where \\( P_{s}^{-1} \\) represents the inverse operation of pixel downsampling \\( P_{s} \\) with stride \\( s \\). More details about inference are in Supplementary Materials." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.2, + 0.486, + 0.216 + ], + "angle": 0, + "content": "3.4 Analysis and Enhancement" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.226, + 0.788, + 0.377 + ], + "angle": 0, + "content": "Based on our insights, our approaches achieves self-supervised noise removal. We introduce an asymmetric training-inference scheme that not only minimizes optimization costs but also ensures comprehensive denoising during inference. During the training phase, we use a single branch to restore a portion of the pixels with the loss function \\(\\mathcal{L}_m\\) for expedited optimization of \\(D_{E}\\). During the inference phase, all denoising branches collaborate to restore all noisy pixels, thus achieving denoising for the entire image. The innovative use of mask releases us from the restrictive structural demands of blind spot networks, thereby expanding our choose of advanced denoisers and provides new possibilities for the design of the loss function." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.379, + 0.789, + 0.531 + ], + "angle": 0, + "content": "Despite these achievements, we still encounter certain challenges. To meet the assumption of noise independence, we have integrated a pixel downsampling (PD) strategy that disrupts the correlation between noise. However, the PD strategy also destroys the structural integrity of the image and causing irreversible information loss. Meanwhile, since the restored pixels are reconstructed from surrounding pixels, there may be minor color shifting. Those approaches inadvertently results in pixel discontinuity within the denoised image, manifesting as checkerboard effect, as exemplified in Supplementary, where the pixels arrangement lacks the smooth continuity of the ground-truth. This greatly affects the final denoising quality and visual performance." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.553, + 0.606, + 0.569 + ], + "angle": 0, + "content": "3.5 Analyzing of Checkerboard and Solutions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.579, + 0.788, + 0.655 + ], + "angle": 0, + "content": "Compared with ground-truth, the interlaced pixel arrangement in denoised images noticeably reduces smoothness. To address this and promote the generation of higher quality images, we utilize the model AMSNet-B trained via Eq. (4) for full image denoising. Subsequently, we introduce a priori smoothness loss \\(\\mathcal{L}_p\\) for fine-tuning:" + }, + { + "type": "equation", + "bbox": [ + 0.338, + 0.664, + 0.786, + 0.697 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {p} (I) = \\sum_ {i, j} \\sqrt {\\left(I _ {i + 1 , j} - I _ {i , j}\\right) ^ {2} + \\left(I _ {i , j + 1} - I _ {i , j}\\right) ^ {2}} \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.706, + 0.788, + 0.752 + ], + "angle": 0, + "content": "where \\(I\\) denotes the image and \\(i,j\\) represent the coordinates of pixel. During fine-tuning, the total loss \\(\\mathcal{L}_t\\) which incorporates both the original mask loss \\(\\mathcal{L}_m\\) and priori smoothness loss \\(\\mathcal{L}_p\\) is used:" + }, + { + "type": "equation", + "bbox": [ + 0.262, + 0.763, + 0.786, + 0.803 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {t} = \\lambda \\mathcal {L} _ {p} \\left(I _ {D N}\\right) + \\sum_ {i = 1} ^ {k} \\mathcal {L} _ {m} \\left(M _ {s} ^ {i}, I _ {s}\\right) = \\lambda \\mathcal {L} _ {p} \\left(I _ {D N}\\right) + \\| I _ {D N} - I _ {N} \\| _ {1} \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.81, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where we restore all noisy pixels and \\(\\lambda\\) is the weight coefficient for the priori smoothness loss and set to 0.01 by experience, \\(k\\) represents the number of denoise" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.144, + 0.289, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.246, + 0.196, + 0.266, + 0.208 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.292, + 0.144, + 0.359, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.315, + 0.196, + 0.335, + 0.208 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.361, + 0.144, + 0.428, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.386, + 0.196, + 0.405, + 0.208 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.432, + 0.144, + 0.498, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.455, + 0.196, + 0.475, + 0.208 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image", + "bbox": [ + 0.502, + 0.144, + 0.57, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.525, + 0.196, + 0.544, + 0.208 + ], + "angle": 0, + "content": "(e)" + }, + { + "type": "image", + "bbox": [ + 0.572, + 0.144, + 0.639, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.596, + 0.196, + 0.613, + 0.208 + ], + "angle": 0, + "content": "(f)" + }, + { + "type": "image", + "bbox": [ + 0.64, + 0.144, + 0.708, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.665, + 0.196, + 0.684, + 0.208 + ], + "angle": 0, + "content": "(g)" + }, + { + "type": "image", + "bbox": [ + 0.712, + 0.144, + 0.779, + 0.194 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.734, + 0.196, + 0.754, + 0.208 + ], + "angle": 0, + "content": "(h)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.219, + 0.785, + 0.262 + ], + "angle": 0, + "content": "Fig. 6: Visual comparison of our method against other denoising methods on the SIDD validation dataset. The image is (a) \\(GT\\) (b) Noisy (c) \\(AP\\)-BSN [17] (d) \\(CVF\\)-SID [21] (e) \\(LG\\)-BPN [32] (f) \\(BNN-LAN\\) [18] (g) \\(SCPGabN\\) [20] (h) \\(AMSNet-P-E\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.272, + 0.788, + 0.409 + ], + "angle": 0, + "content": "branches. The results obtained through using \\(\\mathcal{L}_t\\) are labeled as \\(\\mathbf{P}\\). Additionally, to further eliminate the checkerboard effect during inference, we introduce the random replacement refinement strategy [17]. The results obtained through the use of the random replacement refinement during inference are labeled as \\(\\mathbf{E}\\). Consequently, the basic model trained by only \\(\\mathcal{L}_m\\) is denoted as AMSNet-B, the fine-tuning version with \\(\\mathcal{L}_t\\) is denoted as AMSNet-P, and the version further with random replacement refinement for checkerboard suppression during the inference is denoted as AMSNet-P-E and AMSNet-B-E. For more details refer to the Supplementary Materials." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.431, + 0.375, + 0.448 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.461, + 0.486, + 0.477 + ], + "angle": 0, + "content": "4.1 Experiment Configurations" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.485, + 0.788, + 0.606 + ], + "angle": 0, + "content": "Dataset. We conduct experiments on the widely-used SIDD [1], DND [25], and PolyU [36] datasets. During the training phase, we utilize the SIDD-MEDIUM dataset, which comprises 320 noisy-clean image pairs, and only the noisy images are used for training. The SIDD validation and benchmark each contain 1280 color images (each with a resolution of \\(256 \\times 256\\)). The DND dataset includes 50 high-resolution noisy images and 1000 sub-images (each with a resolution of \\(512 \\times 512\\)) for benchmark. The PolyU dataset contains 100 real-world noisy-clean image pairs (each with a resolution of \\(512 \\times 512\\)) for validation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.608, + 0.787, + 0.652 + ], + "angle": 0, + "content": "Metric. To evaluate AMSNet and compare with other denoising methods, we introduce peak signal-to-noise ratio (PSNR) and structural similarity (SSIM) metrics." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.656, + 0.787, + 0.702 + ], + "angle": 0, + "content": "Denoiser. We select several classic denoising models as our denoisers, including Restormer [39], DeamNet [27], DnCNN [41], NAFNet [7] and UNet [29]. Throughout this paper, we choose Restormer as our default denoiser." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.704, + 0.787, + 0.765 + ], + "angle": 0, + "content": "Implementation. During the training process, we implemente our model using PyTorch 2.1.0 [24] and train on an NVIDIA RTX3090 GPU. For optimization, we employ AdamW [24] with default settings and set the initial learning rate set at 0.0001. More details in Supplementary Materials." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.786, + 0.473, + 0.802 + ], + "angle": 0, + "content": "4.2 Denoising of Real Images" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Denoising on Public Real Noisy Datasets Our method focuses on self-supervised real-world denoising. Tab. 1 compares the performance of various" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.671, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AMSNet" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.156, + 0.788, + 0.199 + ], + "angle": 0, + "content": "Table 1: Quantitative PSNR (dB) / SSIM results on SIDD and DND. Here we exploit Restormer [39] as our denoiser and set \\( k = 2 \\). \\( \\mathcal{R}^3 \\) denotes the random replacement refinement [17]. By default, we use \\( P_{5} \\) for training and \\( P_{2} \\) for inference." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.211, + 0.787, + 0.564 + ], + "angle": 0, + "content": "
Type of supervisionTraining dataMethodSIDD ValidationSIDD BenchmarkDND benchmark
Non-learning based-BM3D [8]31.75/0.706125.65/0.68534.51/0.8507
WNNM [9]26.31/0.524025.78/0.80934.67/0.8646
SupervisedPaired noisy-cleanDnCNN [41]26.20/0.441423.66/0.58332.43/0.7900
CBDNet [10]30.83/0.754133.28/0.86838.06/0.9421
RIDNet [2]38.76/0.913237.87/0.94339.25/0.9528
VDN [38]39.29/0.910939.26/0.95539.38/0.9518
DeamNet [27]39.40/0.916939.35/0.95539.63/0.9531
Restormer [39]-40.02/0.96040.03/0.9560
Pseudo supervisedUnpaired noisy-cleanGCBD [6]--35.58/0.9217
C2N [13]35.36/0.890135.35/0.93737.28/0.9237
Paired noisy-noisyR2R [23]35.04/0.844034.78/0.89837.61/0.9368
Self supervisedSingle noisyAP-BSN+R3 [17]36.74/0.850136.91/0.93138.09/0.9371
CVF-SID [21]34.17/0.871934.71/0.91736.50/0.9233
LG-BPN+R3 [32]37.31/0.886037.28/0.93638.43/0.9423
SCPGabN [20]36.53/0.886036.53/0.92538.11/0.9393
BNN-LAN [18]37.39/0.883037.41/0.93438.18/0.9386
AMSNet-B36.60/0.855136.60/0.91738.12/0.9377
AMSNet-P36.71/0.851936.66/0.91838.24/0.9379
AMSNet-B-E36.73/0.893237.65/0.93938.56/0.9402
AMSNet-P-E37.93/0.894837.87/0.94138.70/0.9471
" + }, + { + "type": "image", + "bbox": [ + 0.236, + 0.592, + 0.31, + 0.647 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.264, + 0.65, + 0.284, + 0.661 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.314, + 0.593, + 0.384, + 0.648 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.339, + 0.65, + 0.359, + 0.661 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.388, + 0.593, + 0.461, + 0.648 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.415, + 0.65, + 0.434, + 0.661 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.465, + 0.593, + 0.535, + 0.648 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.49, + 0.65, + 0.51, + 0.661 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image", + "bbox": [ + 0.539, + 0.593, + 0.611, + 0.648 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.567, + 0.65, + 0.586, + 0.661 + ], + "angle": 0, + "content": "(e)" + }, + { + "type": "image", + "bbox": [ + 0.616, + 0.593, + 0.687, + 0.648 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.642, + 0.65, + 0.661, + 0.661 + ], + "angle": 0, + "content": "(f)" + }, + { + "type": "image", + "bbox": [ + 0.691, + 0.593, + 0.762, + 0.648 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.717, + 0.65, + 0.737, + 0.661 + ], + "angle": 0, + "content": "(g)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.672, + 0.788, + 0.716 + ], + "angle": 0, + "content": "Fig. 7: The result of denoising noise images taken with Canon EOS M5 camera. The image is (a) Noisy (b) AP-BSN [17] (c) CVF-SID [21] (d) LG-BPN [32] (e) BNN-LAN [18] (f) SCPGabN [20] (g) AMSNet-P-E." + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.746, + 0.787, + 0.775 + ], + "angle": 0, + "content": "Table 2: Quantitative on PolyU with Restormer [39] as denoiser in AMSNet. \\(\\mathcal{R}^3\\) denotes random refinement enhancement strategy." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.788, + 0.797, + 0.826 + ], + "angle": 0, + "content": "
MethodAP-BSN+R3[17]LG-BPN+R3[32]SCPGabN [20]BNN-LAN [18]AMSNet-PAMSNet-P-E
PSNR/SSIM36.88/0.949636.25/0.947337.11/0.956137.13/0.954137.47/0.958037.92/0.9645
" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "image", + "bbox": [ + 0.237, + 0.144, + 0.31, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.264, + 0.201, + 0.284, + 0.213 + ], + "angle": 0, + "content": "(a)" + }, + { + "type": "image", + "bbox": [ + 0.314, + 0.144, + 0.385, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.339, + 0.201, + 0.359, + 0.213 + ], + "angle": 0, + "content": "(b)" + }, + { + "type": "image", + "bbox": [ + 0.388, + 0.144, + 0.461, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.415, + 0.201, + 0.434, + 0.213 + ], + "angle": 0, + "content": "(c)" + }, + { + "type": "image", + "bbox": [ + 0.465, + 0.144, + 0.536, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.49, + 0.201, + 0.51, + 0.213 + ], + "angle": 0, + "content": "(d)" + }, + { + "type": "image", + "bbox": [ + 0.54, + 0.144, + 0.611, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.566, + 0.201, + 0.585, + 0.213 + ], + "angle": 0, + "content": "(e)" + }, + { + "type": "image", + "bbox": [ + 0.615, + 0.144, + 0.687, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.642, + 0.201, + 0.661, + 0.213 + ], + "angle": 0, + "content": "(f)" + }, + { + "type": "image", + "bbox": [ + 0.691, + 0.144, + 0.763, + 0.2 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.717, + 0.201, + 0.737, + 0.213 + ], + "angle": 0, + "content": "(g)" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.224, + 0.785, + 0.266 + ], + "angle": 0, + "content": "Fig. 8: Visual comparison of our method against other denoising methods on the DND benchmark dataset. The image is (a) Noisy (b) AP-BSN [17] (c) CVF-SID [21] (d) LG-BPN [32] (e) BNN-LAN [18] (f) SCPGabN [20] (g) AMSNet-P-E." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.278, + 0.785, + 0.398 + ], + "angle": 0, + "content": "denoising method, on widely used SIDD and DND datasets. By using the enhancement strategies we introduced, our method AMSNet-P-E achieves the state-of-the-art (SOTA). The visualization of some denoised images are shown in the Fig. 6 and Fig. 8. More results can be found in the Supplementary Materials. For the restoration results of different self-supervised methods, CVF-SID [21] exhibits noticeable distortions, and SCPGabN [20] has an overall inferior visual quality. The restoration results of AP-BSN [17], BNN-LAN [18] and LGBPN [32] are all inferior to our method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.401, + 0.785, + 0.446 + ], + "angle": 0, + "content": "Tab. 2 compares our method with several self-supervised methods on PolyU validation and our method AMSNet-P-E achieves a best denoising performance. The more visualization results in Supplementary Materials." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.469, + 0.785, + 0.591 + ], + "angle": 0, + "content": "Validation on Self-Captured Real Noisy Images For real-world captured images denoising, we use the trained models [17, 18, 20, 21] for fair comparisons. Fig. 7 compares the denoising results of different self-supervised methods on real noisy images captured by camera. In comparison to other methods, our approach provides a better visual quality, resulting in more natural denoised images with fewer distortions. CVF-SID [21] and AP-BSN [17] exhibit noticeable distortions and color blocks, while BNN-LAN [18] and SCPGabN [20] have blurrier edges. More visualization results are in the Supplementary Materials." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.613, + 0.386, + 0.627 + ], + "angle": 0, + "content": "4.3 Ablation Work" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.639, + 0.785, + 0.669 + ], + "angle": 0, + "content": "The ablation studies include identity mapping removal, denoiser selection, the effect of \\(\\mathcal{L}_t\\) and the effect of mask proportions on denoising results." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.672, + 0.787, + 0.732 + ], + "angle": 0, + "content": "Ablation study on identity mapping removal. Tab. 3 demonstrates that without restricting the receptive field, our method circumvents the limitations inherent in conventional BSNs optimization strategies and avoids the risk of noise identity mapping in Sec. 3.1." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.787, + 0.841 + ], + "angle": 0, + "content": "We benchmark against AP-BSN [17], a representative BSN method for real-world denoising tasks and utilizing a denoiser with a limited receptive field after blind convolution, denoted as \\( D_A \\). Substituting the dilated convolutions in \\( D_A \\) with standard convolutions yields a variant named \\( D_{AS} \\) which matches \\( D_A \\) in parameter count and computational complexity. When using \\( D_A \\) as the denoiser for AMSNet and APBSN with corresponding self-supervised optimization strategy, both methods show great self-supervised denoising effects. However, with" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.671, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "AMSNet" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.208 + ], + "angle": 0, + "content": "\\(D_{AS}\\) as the denoiser, the AP-BSN framework succumbs to identity mapping, while our AMSNet maintains its denoising effectiveness. Compared with the BSN-type strategies, our approaches do not require strict constraints on the denoiser design and can avoid the occurrence of identity mapping." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.215, + 0.788, + 0.259 + ], + "angle": 0, + "content": "Table 3: AP-BSN [17] undergoes an identity mapping from noise to noise, yet AMSNet retains its denoising capability. Each method employs random replacement refinement strategy." + }, + { + "type": "table", + "bbox": [ + 0.226, + 0.27, + 0.777, + 0.336 + ], + "angle": 0, + "content": "
Scheme/DenoiserAMSNet(DA)AMSNet(DAS)AP-BSN(DA)AP-BSN(DAS)
SIDD Validation37.25/0.887137.11/0.886336.74/0.850120.91/0.2447
SIDD Benchmark37.17/0.93437.08/0.93336.91/0.93121.93/0.253
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.348, + 0.788, + 0.439 + ], + "angle": 0, + "content": "Ablation study on denoiser select. Sec. 3 proposes that our scheme can freedom denoiser choice. To demonstrate it, we select five denoising methods as denoisers within our AMSNet and train these denoisers on the SIDD Medium dataset. Subsequently, we validate their denoising performance on the SIDD validation and benchmark. Denoising results are shown in the Tab. 4. Our approaches allow the freedom to choose denoisers from different methods." + }, + { + "type": "table_caption", + "bbox": [ + 0.297, + 0.446, + 0.704, + 0.459 + ], + "angle": 0, + "content": "Table 4: Performance of different denoisers within AMSNet." + }, + { + "type": "table", + "bbox": [ + 0.216, + 0.472, + 0.794, + 0.539 + ], + "angle": 0, + "content": "
DenoiserRestormer [39]DeamNet [27]DnCNN [41]NAFNet [7]UNet [29]
SIDD Validation37.93/0.894837.80/0.892336.93/0.886437.10/0.881436.94/0.8854
SIDD Benchmark37.87/0.94137.71/0.93736.85/0.93037.08/0.93436.88/0.931
" + }, + { + "type": "image", + "bbox": [ + 0.236, + 0.574, + 0.441, + 0.731 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.232, + 0.756, + 0.444, + 0.798 + ], + "angle": 0, + "content": "Fig.9: Denoising results with different losses with Restormer as denoiser." + }, + { + "type": "image", + "bbox": [ + 0.447, + 0.553, + 0.787, + 0.731 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.473, + 0.756, + 0.738, + 0.799 + ], + "angle": 0, + "content": "Fig. 10: Denoising results on the SIDD validation dataset with various mask ratios for each denoising branches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Ablation study on loss function. Sec. 4.3 presents the effects of using \\(\\mathcal{L}_m\\) and \\(\\mathcal{L}_t\\) loss functions. With the introduction of \\(\\mathcal{L}_t\\) during the fine-tuning" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.358, + 0.127 + ], + "angle": 0, + "content": "X.Liao et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.178 + ], + "angle": 0, + "content": "phase, the denoise performance has been improved about 0.1dB, which proves that introducing \\(\\mathcal{L}_t\\) loss can positively improve the reconstruction quality." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.18, + 0.788, + 0.27 + ], + "angle": 0, + "content": "Ablation study on different mask ratio. We investigate the effect of different mask ratios on each denoising branch, as illustrated in Fig. 10. All models are trained and validated under same mask ratios. When the mask proportion in each branch is approximately \\(50\\%\\), we achieve the best denoising noise performance. This is also the rationale for set the number of denoising branches \\(k\\) to 2. See the Supplementary Materials for more details." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.272, + 0.788, + 0.318 + ], + "angle": 0, + "content": "Ablation study on \\(\\lambda\\). We investigate the effect of \\(\\lambda\\), the weight coefficient of priori smoothing loss. As illustrated in Fig. 11, 0.1 is a good choice for high performance." + }, + { + "type": "image", + "bbox": [ + 0.282, + 0.324, + 0.726, + 0.432 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.25, + 0.444, + 0.752, + 0.46 + ], + "angle": 0, + "content": "Fig. 11: Denoising results on the SIDD validation dataset with different \\(\\lambda\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.491, + 0.36, + 0.508 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.788, + 0.687 + ], + "angle": 0, + "content": "In this paper, we first analyze the reasons behind the limited performance of Blind Spot Network (BSN) when applied to self-supervised denoising. Inspired by Masked Autoencoders (MAE), we propose a mask-based self-supervised strategy to overcome the structural limitations inherent in BSN-type methods. We introduce the asymmetric mask schemes, which employs different operations during training and inference, to achieve expedited optimization and denoising for the entire noisy image. Through further analysis, we propose efficient strategies to enhance the final denoising performance. With our approach, the limitations of denoiser have been removed. According to introduce advanced denoisers, our AMSNet achieves state-of-the-art denoising results. We believe our approach can offer valuable insights for various self-supervised real-world denoising techniques." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.765 + ], + "angle": 0, + "content": "Acknowledgements. This work was supported by the National Natural Science Foundation of China under Grant 62171304, the Natural Science Foundation of Sichuan Province under Grant 2024NSFSC1423, and the Cooperation Science and Technology Project of Sichuan University and Dazhou City under Grant 2022CDDZ-09." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.787, + 0.325, + 0.803 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.223, + 0.812, + 0.787, + 0.842 + ], + "angle": 0, + "content": "1. Abdelhamed, A., Lin, S., Brown, M.S.: A high-quality denoising dataset for smartphone cameras. 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In: Proceedings of the AAAI Conference on Artificial Intelligence. vol. 34, pp. 13074-13081 (2020)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.564 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_origin.pdf b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..14737c91878b0e08d026603593a334f0a49bff89 --- /dev/null +++ b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/ca43e3f5-7e8a-4d3b-9845-4dca5ad80ac5_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:c5bbf5fdd97ce4445a1bc0f94e15149bfb6864fda89bac34d8a3ce620b035fe5 +size 3219065 diff --git a/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/full.md b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/full.md new file mode 100644 index 0000000000000000000000000000000000000000..e0a5f5fb949ce58a6bf6eae26167dbc3ccc91394 --- /dev/null +++ b/2024/Asymmetric Mask Scheme for Self-Supervised Real Image Denoising/full.md @@ -0,0 +1,380 @@ +# Asymmetric Mask Scheme for Self-Supervised Real Image Denoising + +Xiangyu Liao $^{1}$ , Tianheng Zheng $^{1}$ , Jiayu Zhong $^{1}$ , Pingping Zhang $^{2}$ , and Chao Ren $^{1}$ + +Sichuan University + +2 Dalian University of Technology + +{liaoxiangyu1,zhengtianheng,jiayuzhong}@stu.scu.edu.cn zhpp@dlut.edu.cn,chaoren@scu.edu.cn + +Abstract. In recent years, self-supervised denoising methods have gained significant success and become critically important in the field of image restoration. Among them, the blind spot network based methods are the most typical type and have attracted the attentions of a large number of researchers. Although the introduction of blind spot operations can prevent identity mapping from noise to noise, it imposes stringent requirements on the receptive fields in the network design, thereby limiting overall performance. To address this challenge, we propose a single mask scheme for self-supervised denoising training, which eliminates the need for blind spot operation and thereby removes constraints on the network structure design. Furthermore, to achieve denoising across entire image during inference, we propose a multi-mask scheme. Our method, featuring the asymmetric mask scheme in training and inference, achieves state-of-the-art performance on existing real noisy image datasets. Code will be available at https://github.com/lll143653/amsnet. + +# 1 Introduction + +Obtaining higher quality images is a key goal within the fields of computer vision [35, 40]. Removing noise significantly enhances image quality, offering improved visual appeal and more efficient processing. Currently, the application of deep learning for image denoising has shown remarkable effectiveness. However, most of these methods rely on paired datasets, which are synthesized from a large number of clean images [2, 37, 39]. These methods have limited applicability to real-world tasks that lack paired data. To overcome this challenge, a series of real paired datasets have been introduced, such as SIDD [1] and NIND [4]. Applying supervised denoising methods trained on these real paired datasets yields better performance in handling real-world tasks [27, 39]. + +However, the complexity of real-world scenarios is highlighted by variations in noise types due to factors such as sensor noise, environmental conditions, and electromagnetic interference. These variations usually result in real datasets + +![](images/8e762eca9f18c488752103861b91a0ff39bea5b47e8eb6653c4e614cf2d78a88.jpg) +(a) $GT$ + +![](images/fd01e9798cdbe1d03fb5e796dd4ac93963bbd5e0a80e6cfe589393e12873c6e1.jpg) +(b) Noisy + +![](images/f6aca21436e85fc926d3cbd536cd5deea83693dd8bf6d3b5a41812ac2429d78e.jpg) +(c) $AP$ -BSN [17] + +![](images/53f385c8cd40f1bf11d0600614730b50bd669e5fde7d28e802f271774453f69f.jpg) +(d) $CVF - SID$ [21] + +![](images/eff9c218753cab9b02d7413184f3a54694fbb35f79838ff288ec59d47dff8a59.jpg) +(e) LG-BPN [32] + +![](images/67f9a1c152a79e4c5b77f5f06dbd3d80c9a84c8969292bdb516ad44315e06d5b.jpg) +(f) BNN-LAN [18] + +![](images/ca25bef3e995b708dbb150707d54e3b4a076b8aa747f146546b004a875e4acd4.jpg) +(g) $SCPGabN$ [20] +Fig. 1: Visual comparison of denoising results on the SIDD validation dataset [1] with various methods and our AMSNet is able to preserve more details and achieve better visual effects. + +![](images/20eb500acdf48a436fed555662c1bb860331f62ea72f5c2b6511bc1d9e911916.jpg) +(h) $AMSNet-P-E$ + +struggling to provide complete coverage for real noise types. In response to these challenges, self-supervised denoising methods, which do not require paired samples, have emerged as a promising solution. + +Recently, a variety of distinct self-supervised denoising approaches have been proposed. Among them, the Blind Spot Network (BSN), introduced by Noise2Void [15], stands out. BSN operates on the assumption that noise is independent and has a zero mean. However, real-world noise usually defies the assumption of independence. To address this discrepancy, AP-BSN [17] proposes to introduce asymmetric pixel downsampling during training and inference, yielding impressive results in preventing the identity mapping from noisy image to noisy image. Nonetheless, BSN-type strategies that exclude the central pixel to remove noise inevitably lead to a loss of structural information. Moreover, the limitations of BSNs on the networks' receptive field severely restrict its denoiser design. + +To address the limitations inherent in denoiser design for BSNs, we draw inspiration from MAE [11] and introduce a mask-based self-supervised denoising method. This approach overcomes constraints on the denoiser design, and achieves state-of-the-art denoising results via an asymmetric scheme during training and inference. Our contributions can be summarized as follows: + +- Based on the analysis of typical BSNs, their limitations for network design are provided. To address these limitations, we propose to apply a novel mask strategy to self-supervised denoising tasks. The results validate the versatility of our approach to multiple widely used denoisers, without the network design limitations of BSNs. +- Based on the proposed strategy, we design an Asymmetric Mask Scheme based Network (AMSNet) for self-supervised denoising. During the training phase, a single mask scheme is proposed and further optimized by using the + +proposed mask self-supervised loss. During the inference phase, a multiple masks scheme is applied to complete the denoising of the entire noisy image. - Our method offers an option for the self-supervised denoising methods, allowing for the flexible selection of denoisers. Compared with existing state-of-the-art methods, our method achieves excellent performance, even on real-world datasets with complex noise patterns. + +# 2 Related Work + +# 2.1 Supervised Image Denoising + +The development of convolutional neural networks (CNN) has greatly improved the image denoising tasks [41, 42]. DnCNN [41] performs favorably against traditional block-based methods [5, 8, 9] in Gaussian denoising. FFDNet [42] takes a noise level map as input and can handle various noise levels by using a single model. However, models trained on additive white Gaussian noise generalize poorly in real scenes due to domain differences between synthetic and real noise. To solve it, CBDNet [10] inverts the demosaicing and gamma correction steps in image signal processing (ISP), and then synthesizes signal-dependent Poisson-Gaussian noise in the original space. Zhou et al. [43] decompose spatially correlated noise into pixel-independent noise through pixel shuffle and then process it using an AWGN-based denoiser. Another approach are to collect pairs of noisy and clean images to construct real-world datasets. [1, 25, 27, 39]. Using these real datasets for training, those models are more likely to generalize to the corresponding real noise [2, 14, 19, 27, 28, 31]. However, obtaining real datasets is relatively difficult, and the coverage of scenarios is quite limited. + +# 2.2 Self-Supervised Image Denoising + +Self-supervised techniques reduce the reliance on paired images by training solely on noisy images. Noise2Void [15] uses blind spot network to remove noise and Noise2Self [3] creates input-target pairs via pixel erase. Laine19 [16] and DBSN [33] further optimize the BSN and improve its denoising performance. Self2Self [26] adopt dropout strategy randomly to denoise on a single noisy image and Noise2Same [34]. Blind2Unblind [30] propose new denoising losses for self-supervised training. Neighbor2Neighbor [12] samples the noisy image into two similar sub-images to form a noisy-noisy pair for self-supervised training. CVF-SID [21] can disentangle the clean image, signal-dependent and signal-independent noises from the real-world noisy input via various self-supervised training objectives. AP-BSN [17] employs an asymmetric pixel downsampling strategy, in addition to using BSN to process real-world sRGB noisy images and achieves improvement. SDAP [22] uses Random Sub-samples Generation to improve the performance of BSN effectively. The design of BSNs, which predict the central pixel using its neighbors, necessitates a limited receptive field and may limit performance on images with highly detailed textures [16, 30, 32, 33]. + +# 3 Proposed Method + +In this section, we perform a detailed analysis of the structural defects of the typical BSNs and propose our self-supervised asymmetric mask scheme. Sec. 3.1 addresses the structural limitations of BSNs. In Sec. 3.2, we analyze our mask based self-supervised denoising training scheme. In Sec. 3.3, we provide our multi mask denoising scheme for entire image denoising. In Sec. 3.4, we conduct further analysis and propose enhancements to improve the denoising performance. + +# 3.1 Revisiting BSNs + +BSN-based methods are typical self-supervised approaches for single image denoising tasks and previous works [3,15,33] have typically assumed that the noise is zero-mean and pixel-wise independent. The optimization of a BSN minimizes the following loss function $\mathcal{L}_{BSN}$ with noisy image $I_N$ : + +$$ +\mathcal {L} _ {B S N} = \left\| B \left(I _ {N}\right) - I _ {N} \right\| _ {1} \tag {1} +$$ + +where $B$ represents the denoising model within the BSN framework. + +If $B$ is not constrained in design, minimizing the Eq. (1) tends to guide the network to produce an output that resembles the original input, essentially resulting in an identity mapping from the noisy image $I_{N}$ to it self. To circumvent this issue, as illustrated in Fig. 2, some BSN-based methods [12, 17, 22, 30, 32] utilize blind-spot convolution and introduce restricted operation like dilated convolutions to limit the receptive field and prevent the influence of the input pixel on corresponding output pixel. The yellow patches represent areas containing the original central pixel information, while the green patches denote regions that are not included. The convolution receptive field are highlighted in red. Experiments corresponding to (a) and (b) can be found in Sec. 4.3 that when the convolutional receptive field after blind spot convolution is no longer restricted, the input original pixels are restored. + +By employing blind-spot convolution, the central pixel is erased but its information remains contained in its neighborhood pixels. Consequently, the identity mapping occurs if any of the convolutions in subsequent operations have an unconstrained receptive field. To mitigate the tendency toward identity mapping, dilated convolutions or other receptive field-limiting strategies are applied to further isolate the pixel informations out the restore process of corresponding output pixel. With the limited receptive fields, the output pixels is restored by surrounding relevant pixels solely and the noise is eliminated. More details about previous in the [15, 32, 33]. Nevertheless, such strategies can compromise the ability of networks to perceive information, potentially diminishing the overall performance [33]. Moreover, these restrictive techniques can limit network design flexibility, impeding the direct application of advanced denoisers in BSN-based self-supervised frameworks [12, 15, 22]. + +Inspired by the work of Masked AutoEncoders (MAE) [11], we observe that complete image reconstruction is still achievable from the remaining areas, even + +![](images/a1c5a87308e5985f7caffb24632efb17171c0e0581035b6ad1b118ca7363516c.jpg) +Fig. 2: The effect of different receptive fields after blind spot convolution on the final denoising result. + +![](images/21a35779be4be24b568a4e5a508acf2d8231b082075fd81d30d4941d3db19f0a.jpg) +Fig.3: Denoising via mask matrix $M$ and the noisy image $I_N$ . + +when parts of the image are masked. Based on this contemplation, we ask whether using masking can address the design limitations of BSNs. Upon thorough analysis and careful design, we propose an mask-based self-supervised denoising method that operates effectively without the limitations typically associated with BSN-based architectures. + +# 3.2 Training via Single Mask Scheme + +In Sec. 3.1, our analysis necessitates the isolation of original pixel information out of the restoration to preclude identity mapping during the self-supervised training phase. Contrary to BSN-based approaches, which isolate pixels information using blind-spot and dilated convolutions, our approach masking original pixels at the input phase then barring it from the restoration workflow. Thus there is no need + +to restrict the design of the receptive field, and it also avoids the incorporation of original pixel information into the restoration process. + +As illustrated in Fig. 3, the masked pixels within the masked areas are reconstructed exclusively from the surrounding unmasked pixels. This approach effectively eliminates noise in these areas and prevents identity mapping. In contrast, the unmasked areas undergo identity mapping, as their pixel information remains unchanged during the restoration process. + +A comprehensive depiction of our masking denoising process is illustrated in Fig. 3. Let $I_{N} \in R^{c \times h \times w}$ be a single noisy image, where $c$ represents the number of channels, $h$ and $w$ denote the height and width of image. We randomly mask some pixels via a 0,1 mask matrix $M$ , where $M \in R^{c \times h \times w}$ . That means these pixels are replaced with zero tokens. By experience, we mask about $50\%$ noisy pixels. Consequently, the masked image is given by $M \odot I_{N}$ , where the $\odot$ indicates element-wise multiplication. Then, the masked image $M \odot I_{N}$ is fed into the denoiser $D_{E}$ , resulting in a restored image $D_{E}(M \odot I_{N}, \theta)$ , where $\theta$ represents parameters of the denoiser $D_{E}$ . + +Based on previous analysis, we can extract the denoised pixels at corresponding positions from the output of the denoiser $D_{E}$ using the following equation: + +$$ +D (M, I _ {N}, \theta) = \tilde {M} \odot D _ {E} (M \odot I _ {N}, \theta) \tag {2} +$$ + +where $D$ represents the entire denoising process, which includes masking with $M$ and extracts the final non-identity mapping restoration result with the inverse matrix $\tilde{M}$ . The $\tilde{M}$ is the complement of $M$ and indicates to the restoration pixels. Building upon BSN, our optimization process can be represented as follows: + +$$ +\underset {\theta} {\arg \min } \| \tilde {M} \odot D _ {E} (M \odot I _ {N}, \theta) - \tilde {M} \odot I _ {N} \| _ {1} \tag {3} +$$ + +where we use the $L_{1}$ norm for denoiser optimization. Our previous equation also adheres the assumption that the noise is zero-mean and pixel-wise independent. More details about optimization are available in the Supplementary Materials. + +However, in real-world noisy scenarios, noise usually deviates from the assumption of spatial independence. Taking inspiration from AP-BSN [17], we introduce a pixel downsampling (PD) strategy, denoted as $P_{s}$ with a stride factor of $s$ . The $P_{s}$ operation disrupts the spatial correlation among the noise, ensuring that the resulting sub-samples align with our assumptions, as depicted in Fig. 4. The training scheme of real-world noisy scenarios is illustrated as Fig. 5. Upon applying $P_{s}$ operation on real world noisy image $I_{N}$ , we obtain a set of sub-samples, which represent as $I_{s} = \{I_{sub,1},\dots,I_{sub,s^{2}}\}$ , where $I_{sub,k}\in R^{c\times \frac{h}{s}\times \frac{w}{s}}$ and $I_{s} = P_{s}(I_{N})$ . Independent masking is then performed on each sub-sample using a consistent probability distribution, represented by $M_{s}\odot I_{s}$ , where $M_{s}$ is the aggregate set of binary mask matrices for all subsamples, i.e., $M_{s} = \{M_{sub,1},\ldots ,M_{sub,s^{2}}\}$ , and each $M_{sub,k}\in R^{c\times \frac{h}{s}\times \frac{w}{s}}$ . These masked sub-samples set can then be processed by the denoiser $D_{E}$ . + +![](images/531d0e15d9794671a5aa0d8087dd20213886f8d1e328575292fcf2d904fe3dfb.jpg) +Fig. 4: Pixel downsamplinga and mask. Here we take the $P_{2}$ as an example. + +The overall optimization process can be expressed as the minimization of the following mask self-supervised loss: + +$$ +\mathcal {L} _ {m} \left(M _ {s}, I _ {s}\right) = \| \tilde {M} _ {s} \odot \left(D _ {E} \left(M _ {s} \odot I _ {s}, \theta\right) - I _ {s}\right) \| _ {1} \tag {4} +$$ + +With $\mathcal{L}_m(M_s, I_s)$ , we successfully remove real world noise from the masked pixels that $M_s$ indicated and free the denoiser limitations inherent in BSNs. + +# 3.3 Inference via Multi Mask Scheme + +To enable comprehensive denoising across the entire image, we devise an Asymmetric Mask Scheme based Network (AMSNet), which implements a Multibranch Mask complementary Denoising Block (MMDB). + +The overview of our scheme is depicted in Fig. 5. Our approach, MMDB, utilizes $k$ denoising branches, where $k \geq 2$ , to restore the entire image. The denoising branches are equivalent to the entire denoising process in Fig. 3. First, we create a sub-samples set $I_{s}$ from the original noisy image $I_{N}$ with $P_{s}$ , which helps distribute the spatial correlation of noise. For each denoising branch, MMDB generates a series of mask matrices set $M_{s}$ , denoted as $\mathbb{M} = M_s^1, \ldots, M_s^k$ , ensuring that the coverage areas across branches are unique and non-overlapping while maintaining a roughly equivalent coverage proportion. The total coverage of these masks spans all pixels, as indicated by the equations + +$$ +\sum_ {i = 1} ^ {k} M _ {s} ^ {i} = (k - 1) \mathbb {I}, \sum_ {i = 1} ^ {k} \tilde {M} _ {s} ^ {i} = \mathbb {I} \tag {5} +$$ + +![](images/6d74539959d69b3570504bf8e680f24eda99ca0099894cb29aa9ecadb4a911e2.jpg) +Fig. 5: Overview of the proposed asymmetric mask scheme. The $D$ is depicted in Fig. 3, which takes sub-samples set $I_{s}$ of the noisy image and the corresponding binary mask matrices set $M_{s}$ to denoise the specified regions. Here, we present a configuration with 2 denoising branches as an example. During the training phase, a single branch is employed for optimization of denoiser. During the inference phase, we utilize all branches to derive restoration results for entire noisy image. + +where $\mathbb{I}$ refers to a matrix has same shape to $M_s^i$ and all elements are one. More details in Supplementary Materials. + +Each branch utilizes the same denoiser $D_{E}$ and the output of all branches is denoted as $\mathbb{O} = O_1, \ldots, O_k$ . For a given branch $i$ , where $1 \leq i \leq k$ , the $I_{s}$ and corresponding $M_{s}^{i}$ are combined to produce the output $O_{i}$ independently: + +$$ +O _ {i} = D _ {i} \left(M _ {s} ^ {i}, I _ {s}, \theta\right) \tag {6} +$$ + +where $D_{i}$ is the $i$ -th denoising branch and $\theta$ is the parameter of denoiser $D_{E}$ . The output of MMDB can be represented as the output sum of all branches: + +$$ +D _ {M} \left(I _ {s}\right) = \sum_ {i = 1} ^ {k} O _ {i} = \sum_ {i = 1} ^ {k} D _ {i} \left(M _ {s} ^ {i}, I _ {s}, \theta\right) = \sum_ {i = 1} ^ {k} \tilde {M} _ {s} ^ {i} \odot D _ {E} \left(M _ {s} ^ {i} \odot I _ {s}, \theta\right) \tag {7} +$$ + +where, $D_{M}(I_{s})$ refers to the output of MMDB. In the end, we can fully describe our framework as follows: + +$$ +I _ {D N} = P _ {s} ^ {- 1} \left(D _ {M} \left(P _ {s} \left(I _ {N}\right)\right)\right) \tag {8} +$$ + +where $P_{s}^{-1}$ represents the inverse operation of pixel downsampling $P_{s}$ with stride $s$ . More details about inference are in Supplementary Materials. + +# 3.4 Analysis and Enhancement + +Based on our insights, our approaches achieves self-supervised noise removal. We introduce an asymmetric training-inference scheme that not only minimizes optimization costs but also ensures comprehensive denoising during inference. During the training phase, we use a single branch to restore a portion of the pixels with the loss function $\mathcal{L}_m$ for expedited optimization of $D_{E}$ . During the inference phase, all denoising branches collaborate to restore all noisy pixels, thus achieving denoising for the entire image. The innovative use of mask releases us from the restrictive structural demands of blind spot networks, thereby expanding our choose of advanced denoisers and provides new possibilities for the design of the loss function. + +Despite these achievements, we still encounter certain challenges. To meet the assumption of noise independence, we have integrated a pixel downsampling (PD) strategy that disrupts the correlation between noise. However, the PD strategy also destroys the structural integrity of the image and causing irreversible information loss. Meanwhile, since the restored pixels are reconstructed from surrounding pixels, there may be minor color shifting. Those approaches inadvertently results in pixel discontinuity within the denoised image, manifesting as checkerboard effect, as exemplified in Supplementary, where the pixels arrangement lacks the smooth continuity of the ground-truth. This greatly affects the final denoising quality and visual performance. + +# 3.5 Analyzing of Checkerboard and Solutions + +Compared with ground-truth, the interlaced pixel arrangement in denoised images noticeably reduces smoothness. To address this and promote the generation of higher quality images, we utilize the model AMSNet-B trained via Eq. (4) for full image denoising. Subsequently, we introduce a priori smoothness loss $\mathcal{L}_p$ for fine-tuning: + +$$ +\mathcal {L} _ {p} (I) = \sum_ {i, j} \sqrt {\left(I _ {i + 1 , j} - I _ {i , j}\right) ^ {2} + \left(I _ {i , j + 1} - I _ {i , j}\right) ^ {2}} \tag {9} +$$ + +where $I$ denotes the image and $i,j$ represent the coordinates of pixel. During fine-tuning, the total loss $\mathcal{L}_t$ which incorporates both the original mask loss $\mathcal{L}_m$ and priori smoothness loss $\mathcal{L}_p$ is used: + +$$ +\mathcal {L} _ {t} = \lambda \mathcal {L} _ {p} \left(I _ {D N}\right) + \sum_ {i = 1} ^ {k} \mathcal {L} _ {m} \left(M _ {s} ^ {i}, I _ {s}\right) = \lambda \mathcal {L} _ {p} \left(I _ {D N}\right) + \| I _ {D N} - I _ {N} \| _ {1} \tag {10} +$$ + +where we restore all noisy pixels and $\lambda$ is the weight coefficient for the priori smoothness loss and set to 0.01 by experience, $k$ represents the number of denoise + +![](images/fccb03f1ec7597dbe7c7ddf623c4440278a1db20406354b6d46df0e3e688dc27.jpg) +(a) + +![](images/4e69976de6a6009b9954efd7c005659f3f97b881c01aa94b0445d921c1f84bc8.jpg) +(b) + +![](images/a559b3f58d2dcc19ea0bcabe560b9e277d308b3a34cc55fcedfcc46acef950e8.jpg) +(c) +Fig. 6: Visual comparison of our method against other denoising methods on the SIDD validation dataset. The image is (a) $GT$ (b) Noisy (c) $AP$ -BSN [17] (d) $CVF$ -SID [21] (e) $LG$ -BPN [32] (f) $BNN-LAN$ [18] (g) $SCPGabN$ [20] (h) $AMSNet-P-E$ . + +![](images/70b8c42ea727e635edd9f91590c611d680f707d2631d932db295cc107b964e04.jpg) +(d) + +![](images/23d62c45a00d29ec312b833e345c83c596956ecefe9663fa4946a6e6dcb6f2b1.jpg) +(e) + +![](images/c9ea221441194e1d2b085cfa84ac7becb31806594c3ab4ed8f411ecff14dee7f.jpg) +(f) + +![](images/354d201b76048ead3e39f30e1e70bb957b6fc0de7583776184730b73d322528c.jpg) +(g) + +![](images/b3e6b21aa6c310b15f92a41527217a21376e5d94d1e429c7f4fe127f3faeabdf.jpg) +(h) + +branches. The results obtained through using $\mathcal{L}_t$ are labeled as $\mathbf{P}$ . Additionally, to further eliminate the checkerboard effect during inference, we introduce the random replacement refinement strategy [17]. The results obtained through the use of the random replacement refinement during inference are labeled as $\mathbf{E}$ . Consequently, the basic model trained by only $\mathcal{L}_m$ is denoted as AMSNet-B, the fine-tuning version with $\mathcal{L}_t$ is denoted as AMSNet-P, and the version further with random replacement refinement for checkerboard suppression during the inference is denoted as AMSNet-P-E and AMSNet-B-E. For more details refer to the Supplementary Materials. + +# 4 Experiments + +# 4.1 Experiment Configurations + +Dataset. We conduct experiments on the widely-used SIDD [1], DND [25], and PolyU [36] datasets. During the training phase, we utilize the SIDD-MEDIUM dataset, which comprises 320 noisy-clean image pairs, and only the noisy images are used for training. The SIDD validation and benchmark each contain 1280 color images (each with a resolution of $256 \times 256$ ). The DND dataset includes 50 high-resolution noisy images and 1000 sub-images (each with a resolution of $512 \times 512$ ) for benchmark. The PolyU dataset contains 100 real-world noisy-clean image pairs (each with a resolution of $512 \times 512$ ) for validation. + +Metric. To evaluate AMSNet and compare with other denoising methods, we introduce peak signal-to-noise ratio (PSNR) and structural similarity (SSIM) metrics. + +Denoiser. We select several classic denoising models as our denoisers, including Restormer [39], DeamNet [27], DnCNN [41], NAFNet [7] and UNet [29]. Throughout this paper, we choose Restormer as our default denoiser. + +Implementation. During the training process, we implemente our model using PyTorch 2.1.0 [24] and train on an NVIDIA RTX3090 GPU. For optimization, we employ AdamW [24] with default settings and set the initial learning rate set at 0.0001. More details in Supplementary Materials. + +# 4.2 Denoising of Real Images + +Denoising on Public Real Noisy Datasets Our method focuses on self-supervised real-world denoising. Tab. 1 compares the performance of various + +Table 1: Quantitative PSNR (dB) / SSIM results on SIDD and DND. Here we exploit Restormer [39] as our denoiser and set $k = 2$ . $\mathcal{R}^3$ denotes the random replacement refinement [17]. By default, we use $P_{5}$ for training and $P_{2}$ for inference. + +
Type of supervisionTraining dataMethodSIDD ValidationSIDD BenchmarkDND benchmark
Non-learning based-BM3D [8]31.75/0.706125.65/0.68534.51/0.8507
WNNM [9]26.31/0.524025.78/0.80934.67/0.8646
SupervisedPaired noisy-cleanDnCNN [41]26.20/0.441423.66/0.58332.43/0.7900
CBDNet [10]30.83/0.754133.28/0.86838.06/0.9421
RIDNet [2]38.76/0.913237.87/0.94339.25/0.9528
VDN [38]39.29/0.910939.26/0.95539.38/0.9518
DeamNet [27]39.40/0.916939.35/0.95539.63/0.9531
Restormer [39]-40.02/0.96040.03/0.9560
Pseudo supervisedUnpaired noisy-cleanGCBD [6]--35.58/0.9217
C2N [13]35.36/0.890135.35/0.93737.28/0.9237
Paired noisy-noisyR2R [23]35.04/0.844034.78/0.89837.61/0.9368
Self supervisedSingle noisyAP-BSN+R3 [17]36.74/0.850136.91/0.93138.09/0.9371
CVF-SID [21]34.17/0.871934.71/0.91736.50/0.9233
LG-BPN+R3 [32]37.31/0.886037.28/0.93638.43/0.9423
SCPGabN [20]36.53/0.886036.53/0.92538.11/0.9393
BNN-LAN [18]37.39/0.883037.41/0.93438.18/0.9386
AMSNet-B36.60/0.855136.60/0.91738.12/0.9377
AMSNet-P36.71/0.851936.66/0.91838.24/0.9379
AMSNet-B-E36.73/0.893237.65/0.93938.56/0.9402
AMSNet-P-E37.93/0.894837.87/0.94138.70/0.9471
+ +![](images/9ad27b52396878019735d37362a2004d50d345cf5a9cbbf9f7ff264d866e56b8.jpg) +(a) + +![](images/1cb66b84e0747d1c7af8a320dfafdd0a51fd6b6cfc2e913809e3ef1fff8c4e36.jpg) +(b) + +![](images/9263a02d56db0dbaf5553c42f3e470c08f8314d14b6a9a1726a2d7cfdaeaf67c.jpg) +(c) +Fig. 7: The result of denoising noise images taken with Canon EOS M5 camera. The image is (a) Noisy (b) AP-BSN [17] (c) CVF-SID [21] (d) LG-BPN [32] (e) BNN-LAN [18] (f) SCPGabN [20] (g) AMSNet-P-E. + +![](images/2e26ee1ed3e0ceb9f392532e42d40c874f08ce93e51da382b3e4a18827798b78.jpg) +(d) + +![](images/d13d0cad3c2347e457368d61177a0fb7c6b3644e723ea1a4df8b7c6b70101f73.jpg) +(e) + +![](images/d99ad5ced347aa6c7659f351a49676d60f237674e83a040519c43b2f56194a67.jpg) +(f) + +![](images/1495fd3c3123956e68de2721acd5f42bd841daff7f7be65c66ec0d9939cf6c3a.jpg) +(g) + +Table 2: Quantitative on PolyU with Restormer [39] as denoiser in AMSNet. $\mathcal{R}^3$ denotes random refinement enhancement strategy. + +
MethodAP-BSN+R3[17]LG-BPN+R3[32]SCPGabN [20]BNN-LAN [18]AMSNet-PAMSNet-P-E
PSNR/SSIM36.88/0.949636.25/0.947337.11/0.956137.13/0.954137.47/0.958037.92/0.9645
+ +![](images/5abb5999590b43bd6a974a26d28323ed2dfc2faf3941778f18b8736260ecb2bb.jpg) +(a) + +![](images/20c6b5fd7a95184e9f96131256c71cebe387df60810fee6499a1c456e001232a.jpg) +(b) + +![](images/41868f8e11fe35daa58a359cfe6f11f481c6b848781e3fa632b59b69c322c3bf.jpg) +(c) +Fig. 8: Visual comparison of our method against other denoising methods on the DND benchmark dataset. The image is (a) Noisy (b) AP-BSN [17] (c) CVF-SID [21] (d) LG-BPN [32] (e) BNN-LAN [18] (f) SCPGabN [20] (g) AMSNet-P-E. + +![](images/c558d74fe1646b1a14563ccafaab321e7621ba7a2431b20a43b6841d0df901b4.jpg) +(d) + +![](images/1f8e0d3cca79ad8f0fce1a2fbe4aafee77d64ab2c13309e124e450e136134fb5.jpg) +(e) + +![](images/83651fddee742318018bcdde4133f4599dabf22d1937d09b3b1607d9d46a2c68.jpg) +(f) + +![](images/a2e73d63acd123b93920091ee89d2819ec6adfc4f45e0d27d6293a4698bcb6a9.jpg) +(g) + +denoising method, on widely used SIDD and DND datasets. By using the enhancement strategies we introduced, our method AMSNet-P-E achieves the state-of-the-art (SOTA). The visualization of some denoised images are shown in the Fig. 6 and Fig. 8. More results can be found in the Supplementary Materials. For the restoration results of different self-supervised methods, CVF-SID [21] exhibits noticeable distortions, and SCPGabN [20] has an overall inferior visual quality. The restoration results of AP-BSN [17], BNN-LAN [18] and LGBPN [32] are all inferior to our method. + +Tab. 2 compares our method with several self-supervised methods on PolyU validation and our method AMSNet-P-E achieves a best denoising performance. The more visualization results in Supplementary Materials. + +Validation on Self-Captured Real Noisy Images For real-world captured images denoising, we use the trained models [17, 18, 20, 21] for fair comparisons. Fig. 7 compares the denoising results of different self-supervised methods on real noisy images captured by camera. In comparison to other methods, our approach provides a better visual quality, resulting in more natural denoised images with fewer distortions. CVF-SID [21] and AP-BSN [17] exhibit noticeable distortions and color blocks, while BNN-LAN [18] and SCPGabN [20] have blurrier edges. More visualization results are in the Supplementary Materials. + +# 4.3 Ablation Work + +The ablation studies include identity mapping removal, denoiser selection, the effect of $\mathcal{L}_t$ and the effect of mask proportions on denoising results. + +Ablation study on identity mapping removal. Tab. 3 demonstrates that without restricting the receptive field, our method circumvents the limitations inherent in conventional BSNs optimization strategies and avoids the risk of noise identity mapping in Sec. 3.1. + +We benchmark against AP-BSN [17], a representative BSN method for real-world denoising tasks and utilizing a denoiser with a limited receptive field after blind convolution, denoted as $D_A$ . Substituting the dilated convolutions in $D_A$ with standard convolutions yields a variant named $D_{AS}$ which matches $D_A$ in parameter count and computational complexity. When using $D_A$ as the denoiser for AMSNet and APBSN with corresponding self-supervised optimization strategy, both methods show great self-supervised denoising effects. However, with + +$D_{AS}$ as the denoiser, the AP-BSN framework succumbs to identity mapping, while our AMSNet maintains its denoising effectiveness. Compared with the BSN-type strategies, our approaches do not require strict constraints on the denoiser design and can avoid the occurrence of identity mapping. + +Table 3: AP-BSN [17] undergoes an identity mapping from noise to noise, yet AMSNet retains its denoising capability. Each method employs random replacement refinement strategy. + +
Scheme/DenoiserAMSNet(DA)AMSNet(DAS)AP-BSN(DA)AP-BSN(DAS)
SIDD Validation37.25/0.887137.11/0.886336.74/0.850120.91/0.2447
SIDD Benchmark37.17/0.93437.08/0.93336.91/0.93121.93/0.253
+ +Ablation study on denoiser select. Sec. 3 proposes that our scheme can freedom denoiser choice. To demonstrate it, we select five denoising methods as denoisers within our AMSNet and train these denoisers on the SIDD Medium dataset. Subsequently, we validate their denoising performance on the SIDD validation and benchmark. Denoising results are shown in the Tab. 4. Our approaches allow the freedom to choose denoisers from different methods. + +Table 4: Performance of different denoisers within AMSNet. + +
DenoiserRestormer [39]DeamNet [27]DnCNN [41]NAFNet [7]UNet [29]
SIDD Validation37.93/0.894837.80/0.892336.93/0.886437.10/0.881436.94/0.8854
SIDD Benchmark37.87/0.94137.71/0.93736.85/0.93037.08/0.93436.88/0.931
+ +![](images/79b358149ca7f025d29ad4bd2d86b5ea7c1abddf533dfe61837b01cf20d8d63d.jpg) +Fig.9: Denoising results with different losses with Restormer as denoiser. + +![](images/769bfc3521a26a210d3142db6c9892d4b65379c0386b912b903350d8a2d15f6a.jpg) +Fig. 10: Denoising results on the SIDD validation dataset with various mask ratios for each denoising branches. + +Ablation study on loss function. Sec. 4.3 presents the effects of using $\mathcal{L}_m$ and $\mathcal{L}_t$ loss functions. With the introduction of $\mathcal{L}_t$ during the fine-tuning + +phase, the denoise performance has been improved about 0.1dB, which proves that introducing $\mathcal{L}_t$ loss can positively improve the reconstruction quality. + +Ablation study on different mask ratio. We investigate the effect of different mask ratios on each denoising branch, as illustrated in Fig. 10. All models are trained and validated under same mask ratios. When the mask proportion in each branch is approximately $50\%$ , we achieve the best denoising noise performance. This is also the rationale for set the number of denoising branches $k$ to 2. See the Supplementary Materials for more details. + +Ablation study on $\lambda$ . We investigate the effect of $\lambda$ , the weight coefficient of priori smoothing loss. As illustrated in Fig. 11, 0.1 is a good choice for high performance. + +![](images/375efc15afbf653b5d3becc345f4d3c569563a3b41219f9c75414a13a1fd3d0e.jpg) +Fig. 11: Denoising results on the SIDD validation dataset with different $\lambda$ . + +# 5 Conclusion + +In this paper, we first analyze the reasons behind the limited performance of Blind Spot Network (BSN) when applied to self-supervised denoising. Inspired by Masked Autoencoders (MAE), we propose a mask-based self-supervised strategy to overcome the structural limitations inherent in BSN-type methods. We introduce the asymmetric mask schemes, which employs different operations during training and inference, to achieve expedited optimization and denoising for the entire noisy image. Through further analysis, we propose efficient strategies to enhance the final denoising performance. With our approach, the limitations of denoiser have been removed. According to introduce advanced denoisers, our AMSNet achieves state-of-the-art denoising results. We believe our approach can offer valuable insights for various self-supervised real-world denoising techniques. + +Acknowledgements. This work was supported by the National Natural Science Foundation of China under Grant 62171304, the Natural Science Foundation of Sichuan Province under Grant 2024NSFSC1423, and the Cooperation Science and Technology Project of Sichuan University and Dazhou City under Grant 2022CDDZ-09. + +# References + +1. Abdelhamed, A., Lin, S., Brown, M.S.: A high-quality denoising dataset for smartphone cameras. 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In recent years, self-supervised denoising methods have gained significant success and become critically important in the field of image restoration. Among them, the blind spot network based methods are the most typical type and have attracted the attentions of a large number of researchers. Although the introduction of blind spot operations can prevent identity mapping from noise to noise, it imposes stringent requirements on the receptive fields in the network design, thereby limiting overall performance. To address this challenge, we propose a single mask scheme for self-supervised denoising training, which eliminates the need for blind spot operation and thereby removes constraints on the network structure design. Furthermore, to achieve denoising across entire image during inference, we propose a multi-mask scheme. Our method, featuring the asymmetric mask scheme in training and inference, achieves state-of-the-art performance on existing real noisy image datasets. 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In response to these challenges, self-supervised denoising methods, which do not require paired samples, have emerged as a promising solution." + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 130, + 380, + 484, + 500 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 380, + 484, + 500 + ], + "spans": [ + { + "bbox": [ + 130, + 380, + 484, + 500 + ], + "type": "text", + "content": "Recently, a variety of distinct self-supervised denoising approaches have been proposed. Among them, the Blind Spot Network (BSN), introduced by Noise2Void [15], stands out. BSN operates on the assumption that noise is independent and has a zero mean. However, real-world noise usually defies the assumption of independence. To address this discrepancy, AP-BSN [17] proposes to introduce asymmetric pixel downsampling during training and inference, yielding impressive results in preventing the identity mapping from noisy image to noisy image. Nonetheless, BSN-type strategies that exclude the central pixel to remove noise inevitably lead to a loss of structural information. Moreover, the limitations of BSNs on the networks' receptive field severely restrict its denoiser design." + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 130, + 502, + 482, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 562 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 562 + ], + "type": "text", + "content": "To address the limitations inherent in denoiser design for BSNs, we draw inspiration from MAE [11] and introduce a mask-based self-supervised denoising method. This approach overcomes constraints on the denoiser design, and achieves state-of-the-art denoising results via an asymmetric scheme during training and inference. Our contributions can be summarized as follows:" + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 137, + 570, + 481, + 665 + ], + "type": "list", + "angle": 0, + "index": 24, + "blocks": [ + { + "bbox": [ + 137, + 570, + 481, + 629 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 570, + 481, + 629 + ], + "spans": [ + { + "bbox": [ + 137, + 570, + 481, + 629 + ], + "type": "text", + "content": "- Based on the analysis of typical BSNs, their limitations for network design are provided. To address these limitations, we propose to apply a novel mask strategy to self-supervised denoising tasks. The results validate the versatility of our approach to multiple widely used denoisers, without the network design limitations of BSNs." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 137, + 630, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 630, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 137, + 630, + 481, + 665 + ], + "type": "text", + "content": "- Based on the proposed strategy, we design an Asymmetric Mask Scheme based Network (AMSNet) for self-supervised denoising. During the training phase, a single mask scheme is proposed and further optimized by using the" + } + ] + } + ], + "index": 23 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "X.Liao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 138, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 138, + 116, + 482, + 189 + ], + "type": "text", + "content": "proposed mask self-supervised loss. During the inference phase, a multiple masks scheme is applied to complete the denoising of the entire noisy image. - Our method offers an option for the self-supervised denoising methods, allowing for the flexible selection of denoisers. Compared with existing state-of-the-art methods, our method achieves excellent performance, even on real-world datasets with complex noise patterns." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 207, + 238, + 220 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 207, + 238, + 220 + ], + "spans": [ + { + "bbox": [ + 132, + 207, + 238, + 220 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 233, + 304, + 247 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 233, + 304, + 247 + ], + "spans": [ + { + "bbox": [ + 132, + 233, + 304, + 247 + ], + "type": "text", + "content": "2.1 Supervised Image Denoising" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 255, + 482, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 255, + 482, + 434 + ], + "spans": [ + { + "bbox": [ + 130, + 255, + 482, + 434 + ], + "type": "text", + "content": "The development of convolutional neural networks (CNN) has greatly improved the image denoising tasks [41, 42]. DnCNN [41] performs favorably against traditional block-based methods [5, 8, 9] in Gaussian denoising. FFDNet [42] takes a noise level map as input and can handle various noise levels by using a single model. However, models trained on additive white Gaussian noise generalize poorly in real scenes due to domain differences between synthetic and real noise. To solve it, CBDNet [10] inverts the demosaicing and gamma correction steps in image signal processing (ISP), and then synthesizes signal-dependent Poisson-Gaussian noise in the original space. Zhou et al. [43] decompose spatially correlated noise into pixel-independent noise through pixel shuffle and then process it using an AWGN-based denoiser. Another approach are to collect pairs of noisy and clean images to construct real-world datasets. [1, 25, 27, 39]. Using these real datasets for training, those models are more likely to generalize to the corresponding real noise [2, 14, 19, 27, 28, 31]. However, obtaining real datasets is relatively difficult, and the coverage of scenarios is quite limited." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 453, + 326, + 466 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 453, + 326, + 466 + ], + "spans": [ + { + "bbox": [ + 132, + 453, + 326, + 466 + ], + "type": "text", + "content": "2.2 Self-Supervised Image Denoising" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 474, + 482, + 668 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 474, + 482, + 668 + ], + "spans": [ + { + "bbox": [ + 130, + 474, + 482, + 668 + ], + "type": "text", + "content": "Self-supervised techniques reduce the reliance on paired images by training solely on noisy images. Noise2Void [15] uses blind spot network to remove noise and Noise2Self [3] creates input-target pairs via pixel erase. Laine19 [16] and DBSN [33] further optimize the BSN and improve its denoising performance. Self2Self [26] adopt dropout strategy randomly to denoise on a single noisy image and Noise2Same [34]. Blind2Unblind [30] propose new denoising losses for self-supervised training. Neighbor2Neighbor [12] samples the noisy image into two similar sub-images to form a noisy-noisy pair for self-supervised training. CVF-SID [21] can disentangle the clean image, signal-dependent and signal-independent noises from the real-world noisy input via various self-supervised training objectives. AP-BSN [17] employs an asymmetric pixel downsampling strategy, in addition to using BSN to process real-world sRGB noisy images and achieves improvement. SDAP [22] uses Random Sub-samples Generation to improve the performance of BSN effectively. The design of BSNs, which predict the central pixel using its neighbors, necessitates a limited receptive field and may limit performance on images with highly detailed textures [16, 30, 32, 33]." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 101 + ], + "type": "text", + "content": "AMSNet" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 261, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 261, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 261, + 129 + ], + "type": "text", + "content": "3 Proposed Method" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 140, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 140, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 140, + 482, + 213 + ], + "type": "text", + "content": "In this section, we perform a detailed analysis of the structural defects of the typical BSNs and propose our self-supervised asymmetric mask scheme. Sec. 3.1 addresses the structural limitations of BSNs. In Sec. 3.2, we analyze our mask based self-supervised denoising training scheme. In Sec. 3.3, we provide our multi mask denoising scheme for entire image denoising. In Sec. 3.4, we conduct further analysis and propose enhancements to improve the denoising performance." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 228, + 244, + 241 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 228, + 244, + 241 + ], + "spans": [ + { + "bbox": [ + 132, + 228, + 244, + 241 + ], + "type": "text", + "content": "3.1 Revisiting BSNs" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "type": "text", + "content": "BSN-based methods are typical self-supervised approaches for single image denoising tasks and previous works [3,15,33] have typically assumed that the noise is zero-mean and pixel-wise independent. The optimization of a BSN minimizes the following loss function " + }, + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{BSN}" + }, + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "type": "text", + "content": " with noisy image " + }, + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "type": "inline_equation", + "content": "I_N" + }, + { + "bbox": [ + 130, + 247, + 481, + 297 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 252, + 304, + 481, + 317 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 252, + 304, + 481, + 317 + ], + "spans": [ + { + "bbox": [ + 252, + 304, + 481, + 317 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {B S N} = \\left\\| B \\left(I _ {N}\\right) - I _ {N} \\right\\| _ {1} \\tag {1}", + "image_path": "34c31911cd26f59abce226e3e504c42c245d9ae87cacf3e9e58ae79c95353258.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 324, + 432, + 337 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 324, + 432, + 337 + ], + "spans": [ + { + "bbox": [ + 130, + 324, + 432, + 337 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 324, + 432, + 337 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 324, + 432, + 337 + ], + "type": "text", + "content": " represents the denoising model within the BSN framework." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "spans": [ + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "type": "text", + "content": "If " + }, + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "type": "inline_equation", + "content": "B" + }, + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "type": "text", + "content": " is not constrained in design, minimizing the Eq. (1) tends to guide the network to produce an output that resembles the original input, essentially resulting in an identity mapping from the noisy image " + }, + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "type": "inline_equation", + "content": "I_{N}" + }, + { + "bbox": [ + 130, + 338, + 482, + 482 + ], + "type": "text", + "content": " to it self. To circumvent this issue, as illustrated in Fig. 2, some BSN-based methods [12, 17, 22, 30, 32] utilize blind-spot convolution and introduce restricted operation like dilated convolutions to limit the receptive field and prevent the influence of the input pixel on corresponding output pixel. The yellow patches represent areas containing the original central pixel information, while the green patches denote regions that are not included. The convolution receptive field are highlighted in red. Experiments corresponding to (a) and (b) can be found in Sec. 4.3 that when the convolutional receptive field after blind spot convolution is no longer restricted, the input original pixels are restored." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 483, + 482, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 483, + 482, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 483, + 482, + 639 + ], + "type": "text", + "content": "By employing blind-spot convolution, the central pixel is erased but its information remains contained in its neighborhood pixels. Consequently, the identity mapping occurs if any of the convolutions in subsequent operations have an unconstrained receptive field. To mitigate the tendency toward identity mapping, dilated convolutions or other receptive field-limiting strategies are applied to further isolate the pixel informations out the restore process of corresponding output pixel. With the limited receptive fields, the output pixels is restored by surrounding relevant pixels solely and the noise is eliminated. More details about previous in the [15, 32, 33]. Nevertheless, such strategies can compromise the ability of networks to perceive information, potentially diminishing the overall performance [33]. Moreover, these restrictive techniques can limit network design flexibility, impeding the direct application of advanced denoisers in BSN-based self-supervised frameworks [12, 15, 22]." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 665 + ], + "type": "text", + "content": "Inspired by the work of Masked AutoEncoders (MAE) [11], we observe that complete image reconstruction is still achievable from the remaining areas, even" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "X.Liao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 160, + 114, + 455, + 239 + ], + "blocks": [ + { + "bbox": [ + 160, + 114, + 455, + 239 + ], + "lines": [ + { + "bbox": [ + 160, + 114, + 455, + 239 + ], + "spans": [ + { + "bbox": [ + 160, + 114, + 455, + 239 + ], + "type": "image", + "image_path": "a1c5a87308e5985f7caffb24632efb17171c0e0581035b6ad1b118ca7363516c.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 131, + 247, + 480, + 269 + ], + "lines": [ + { + "bbox": [ + 131, + 247, + 480, + 269 + ], + "spans": [ + { + "bbox": [ + 131, + 247, + 480, + 269 + ], + "type": "text", + "content": "Fig. 2: The effect of different receptive fields after blind spot convolution on the final denoising result." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 160, + 277, + 457, + 471 + ], + "blocks": [ + { + "bbox": [ + 160, + 277, + 457, + 471 + ], + "lines": [ + { + "bbox": [ + 160, + 277, + 457, + 471 + ], + "spans": [ + { + "bbox": [ + 160, + 277, + 457, + 471 + ], + "type": "image", + "image_path": "21a35779be4be24b568a4e5a508acf2d8231b082075fd81d30d4941d3db19f0a.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "lines": [ + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "spans": [ + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "type": "text", + "content": "Fig.3: Denoising via mask matrix " + }, + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "type": "text", + "content": " and the noisy image " + }, + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "type": "inline_equation", + "content": "I_N" + }, + { + "bbox": [ + 177, + 479, + 434, + 491 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 501, + 482, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 501, + 482, + 561 + ], + "spans": [ + { + "bbox": [ + 130, + 501, + 482, + 561 + ], + "type": "text", + "content": "when parts of the image are masked. Based on this contemplation, we ask whether using masking can address the design limitations of BSNs. Upon thorough analysis and careful design, we propose an mask-based self-supervised denoising method that operates effectively without the limitations typically associated with BSN-based architectures." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 582, + 328, + 594 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 582, + 328, + 594 + ], + "spans": [ + { + "bbox": [ + 131, + 582, + 328, + 594 + ], + "type": "text", + "content": "3.2 Training via Single Mask Scheme" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "In Sec. 3.1, our analysis necessitates the isolation of original pixel information out of the restoration to preclude identity mapping during the self-supervised training phase. Contrary to BSN-based approaches, which isolate pixels information using blind-spot and dilated convolutions, our approach masking original pixels at the input phase then barring it from the restoration workflow. Thus there is no need" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 411, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 411, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 411, + 91, + 447, + 100 + ], + "type": "text", + "content": "AMSNet" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 140 + ], + "type": "text", + "content": "to restrict the design of the receptive field, and it also avoids the incorporation of original pixel information into the restoration process." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 142, + 480, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 142, + 480, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 142, + 480, + 201 + ], + "type": "text", + "content": "As illustrated in Fig. 3, the masked pixels within the masked areas are reconstructed exclusively from the surrounding unmasked pixels. This approach effectively eliminates noise in these areas and prevents identity mapping. In contrast, the unmasked areas undergo identity mapping, as their pixel information remains unchanged during the restoration process." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": "A comprehensive depiction of our masking denoising process is illustrated in Fig. 3. Let " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "I_{N} \\in R^{c \\times h \\times w}" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " be a single noisy image, where " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " represents the number of channels, " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "w" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " denote the height and width of image. We randomly mask some pixels via a 0,1 mask matrix " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "M \\in R^{c \\times h \\times w}" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": ". That means these pixels are replaced with zero tokens. By experience, we mask about " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " noisy pixels. Consequently, the masked image is given by " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "M \\odot I_{N}" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": ", where the " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "\\odot" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " indicates element-wise multiplication. Then, the masked image " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "M \\odot I_{N}" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " is fed into the denoiser " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": ", resulting in a restored image " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "D_{E}(M \\odot I_{N}, \\theta)" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": " represents parameters of the denoiser " + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 130, + 204, + 481, + 312 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 313, + 481, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 313, + 481, + 338 + ], + "spans": [ + { + "bbox": [ + 131, + 313, + 481, + 338 + ], + "type": "text", + "content": "Based on previous analysis, we can extract the denoised pixels at corresponding positions from the output of the denoiser " + }, + { + "bbox": [ + 131, + 313, + 481, + 338 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 131, + 313, + 481, + 338 + ], + "type": "text", + "content": " using the following equation:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 230, + 357, + 480, + 371 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 230, + 357, + 480, + 371 + ], + "spans": [ + { + "bbox": [ + 230, + 357, + 480, + 371 + ], + "type": "interline_equation", + "content": "D (M, I _ {N}, \\theta) = \\tilde {M} \\odot D _ {E} (M \\odot I _ {N}, \\theta) \\tag {2}", + "image_path": "3b62cd616a0b5114ad81d6907d0d5c41ba972050f5f2bdd8655dbe60a8474871.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "spans": [ + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "content": " represents the entire denoising process, which includes masking with " + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "content": " and extracts the final non-identity mapping restoration result with the inverse matrix " + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "inline_equation", + "content": "\\tilde{M}" + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "content": ". The " + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "inline_equation", + "content": "\\tilde{M}" + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "content": " is the complement of " + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 131, + 378, + 482, + 427 + ], + "type": "text", + "content": " and indicates to the restoration pixels. Building upon BSN, our optimization process can be represented as follows:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 211, + 445, + 480, + 464 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 211, + 445, + 480, + 464 + ], + "spans": [ + { + "bbox": [ + 211, + 445, + 480, + 464 + ], + "type": "interline_equation", + "content": "\\underset {\\theta} {\\arg \\min } \\| \\tilde {M} \\odot D _ {E} (M \\odot I _ {N}, \\theta) - \\tilde {M} \\odot I _ {N} \\| _ {1} \\tag {3}", + "image_path": "a867a63eb44063415680df8ecd73b16680ec1367b5cddc3788dd61ba58173871.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 470, + 480, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 470, + 480, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 470, + 480, + 506 + ], + "type": "text", + "content": "where we use the " + }, + { + "bbox": [ + 130, + 470, + 480, + 506 + ], + "type": "inline_equation", + "content": "L_{1}" + }, + { + "bbox": [ + 130, + 470, + 480, + 506 + ], + "type": "text", + "content": " norm for denoiser optimization. Our previous equation also adheres the assumption that the noise is zero-mean and pixel-wise independent. More details about optimization are available in the Supplementary Materials." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": "However, in real-world noisy scenarios, noise usually deviates from the assumption of spatial independence. Taking inspiration from AP-BSN [17], we introduce a pixel downsampling (PD) strategy, denoted as " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "P_{s}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": " with a stride factor of " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ". The " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "P_{s}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": " operation disrupts the spatial correlation among the noise, ensuring that the resulting sub-samples align with our assumptions, as depicted in Fig. 4. The training scheme of real-world noisy scenarios is illustrated as Fig. 5. Upon applying " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "P_{s}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": " operation on real world noisy image " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_{N}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ", we obtain a set of sub-samples, which represent as " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_{s} = \\{I_{sub,1},\\dots,I_{sub,s^{2}}\\}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_{sub,k}\\in R^{c\\times \\frac{h}{s}\\times \\frac{w}{s}}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "I_{s} = P_{s}(I_{N})" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ". Independent masking is then performed on each sub-sample using a consistent probability distribution, represented by " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "M_{s}\\odot I_{s}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "M_{s}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": " is the aggregate set of binary mask matrices for all subsamples, i.e., " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "M_{s} = \\{M_{sub,1},\\ldots ,M_{sub,s^{2}}\\}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ", and each " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "M_{sub,k}\\in R^{c\\times \\frac{h}{s}\\times \\frac{w}{s}}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": ". These masked sub-samples set can then be processed by the denoiser " + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 130, + 508, + 481, + 666 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 101 + ], + "type": "text", + "content": "X.Liao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 157, + 118, + 452, + 330 + ], + "blocks": [ + { + "bbox": [ + 157, + 118, + 452, + 330 + ], + "lines": [ + { + "bbox": [ + 157, + 118, + 452, + 330 + ], + "spans": [ + { + "bbox": [ + 157, + 118, + 452, + 330 + ], + "type": "image", + "image_path": "531d0e15d9794671a5aa0d8087dd20213886f8d1e328575292fcf2d904fe3dfb.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 150, + 340, + 462, + 351 + ], + "lines": [ + { + "bbox": [ + 150, + 340, + 462, + 351 + ], + "spans": [ + { + "bbox": [ + 150, + 340, + 462, + 351 + ], + "type": "text", + "content": "Fig. 4: Pixel downsamplinga and mask. Here we take the " + }, + { + "bbox": [ + 150, + 340, + 462, + 351 + ], + "type": "inline_equation", + "content": "P_{2}" + }, + { + "bbox": [ + 150, + 340, + 462, + 351 + ], + "type": "text", + "content": " as an example." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 361, + 480, + 384 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 361, + 480, + 384 + ], + "spans": [ + { + "bbox": [ + 131, + 361, + 480, + 384 + ], + "type": "text", + "content": "The overall optimization process can be expressed as the minimization of the following mask self-supervised loss:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 203, + 393, + 481, + 407 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 203, + 393, + 481, + 407 + ], + "spans": [ + { + "bbox": [ + 203, + 393, + 481, + 407 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {m} \\left(M _ {s}, I _ {s}\\right) = \\| \\tilde {M} _ {s} \\odot \\left(D _ {E} \\left(M _ {s} \\odot I _ {s}, \\theta\\right) - I _ {s}\\right) \\| _ {1} \\tag {4}", + "image_path": "4d6d570df13e59ecfbf428a5ae67f43f4d35018474e7019b9a780f3cf25e9a84.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "spans": [ + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "type": "text", + "content": "With " + }, + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_m(M_s, I_s)" + }, + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "type": "text", + "content": ", we successfully remove real world noise from the masked pixels that " + }, + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "type": "inline_equation", + "content": "M_s" + }, + { + "bbox": [ + 131, + 418, + 479, + 443 + ], + "type": "text", + "content": " indicated and free the denoiser limitations inherent in BSNs." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 461, + 330, + 472 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 461, + 330, + 472 + ], + "spans": [ + { + "bbox": [ + 131, + 461, + 330, + 472 + ], + "type": "text", + "content": "3.3 Inference via Multi Mask Scheme" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 482, + 480, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 482, + 480, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 482, + 480, + 518 + ], + "type": "text", + "content": "To enable comprehensive denoising across the entire image, we devise an Asymmetric Mask Scheme based Network (AMSNet), which implements a Multibranch Mask complementary Denoising Block (MMDB)." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": "The overview of our scheme is depicted in Fig. 5. Our approach, MMDB, utilizes " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": " denoising branches, where " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "k \\geq 2" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": ", to restore the entire image. The denoising branches are equivalent to the entire denoising process in Fig. 3. First, we create a sub-samples set " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "I_{s}" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": " from the original noisy image " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "I_{N}" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "P_{s}" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": ", which helps distribute the spatial correlation of noise. For each denoising branch, MMDB generates a series of mask matrices set " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "M_{s}" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": ", denoted as " + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "inline_equation", + "content": "\\mathbb{M} = M_s^1, \\ldots, M_s^k" + }, + { + "bbox": [ + 130, + 520, + 482, + 628 + ], + "type": "text", + "content": ", ensuring that the coverage areas across branches are unique and non-overlapping while maintaining a roughly equivalent coverage proportion. The total coverage of these masks spans all pixels, as indicated by the equations" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 239, + 635, + 481, + 668 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 239, + 635, + 481, + 668 + ], + "spans": [ + { + "bbox": [ + 239, + 635, + 481, + 668 + ], + "type": "interline_equation", + "content": "\\sum_ {i = 1} ^ {k} M _ {s} ^ {i} = (k - 1) \\mathbb {I}, \\sum_ {i = 1} ^ {k} \\tilde {M} _ {s} ^ {i} = \\mathbb {I} \\tag {5}", + "image_path": "d565553e67f8be27001fa08db93e1cfcc24b8cb495e12c93944d7c86377c0939.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 100 + ], + "type": "text", + "content": "AMSNet" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 480, + 99 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 114, + 479, + 365 + ], + "blocks": [ + { + "bbox": [ + 137, + 114, + 479, + 365 + ], + "lines": [ + { + "bbox": [ + 137, + 114, + 479, + 365 + ], + "spans": [ + { + "bbox": [ + 137, + 114, + 479, + 365 + ], + "type": "image", + "image_path": "6d74539959d69b3570504bf8e680f24eda99ca0099894cb29aa9ecadb4a911e2.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "lines": [ + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "spans": [ + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "text", + "content": "Fig. 5: Overview of the proposed asymmetric mask scheme. The " + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "inline_equation", + "content": "D" + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "text", + "content": " is depicted in Fig. 3, which takes sub-samples set " + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "inline_equation", + "content": "I_{s}" + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "text", + "content": " of the noisy image and the corresponding binary mask matrices set " + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "inline_equation", + "content": "M_{s}" + }, + { + "bbox": [ + 130, + 374, + 482, + 441 + ], + "type": "text", + "content": " to denoise the specified regions. Here, we present a configuration with 2 denoising branches as an example. During the training phase, a single branch is employed for optimization of denoiser. During the inference phase, we utilize all branches to derive restoration results for entire noisy image." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "type": "inline_equation", + "content": "\\mathbb{I}" + }, + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "type": "text", + "content": " refers to a matrix has same shape to " + }, + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "type": "inline_equation", + "content": "M_s^i" + }, + { + "bbox": [ + 130, + 450, + 482, + 474 + ], + "type": "text", + "content": " and all elements are one. More details in Supplementary Materials." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "spans": [ + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": "Each branch utilizes the same denoiser " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": " and the output of all branches is denoted as " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "\\mathbb{O} = O_1, \\ldots, O_k" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": ". For a given branch " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "1 \\leq i \\leq k" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": ", the " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "I_{s}" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": " and corresponding " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "M_{s}^{i}" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": " are combined to produce the output " + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "inline_equation", + "content": "O_{i}" + }, + { + "bbox": [ + 130, + 476, + 482, + 513 + ], + "type": "text", + "content": " independently:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 264, + 521, + 481, + 536 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 264, + 521, + 481, + 536 + ], + "spans": [ + { + "bbox": [ + 264, + 521, + 481, + 536 + ], + "type": "interline_equation", + "content": "O _ {i} = D _ {i} \\left(M _ {s} ^ {i}, I _ {s}, \\theta\\right) \\tag {6}", + "image_path": "7870d3d529e7c451838aece0cb500fbb2b599ba6d4518e128190e6019f4e2cc6.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "spans": [ + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "inline_equation", + "content": "D_{i}" + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "text", + "content": "-th denoising branch and " + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "text", + "content": " is the parameter of denoiser " + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 130, + 544, + 482, + 568 + ], + "type": "text", + "content": ". The output of MMDB can be represented as the output sum of all branches:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 164, + 575, + 481, + 608 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 164, + 575, + 481, + 608 + ], + "spans": [ + { + "bbox": [ + 164, + 575, + 481, + 608 + ], + "type": "interline_equation", + "content": "D _ {M} \\left(I _ {s}\\right) = \\sum_ {i = 1} ^ {k} O _ {i} = \\sum_ {i = 1} ^ {k} D _ {i} \\left(M _ {s} ^ {i}, I _ {s}, \\theta\\right) = \\sum_ {i = 1} ^ {k} \\tilde {M} _ {s} ^ {i} \\odot D _ {E} \\left(M _ {s} ^ {i} \\odot I _ {s}, \\theta\\right) \\tag {7}", + "image_path": "cc476c55f34665d9d0bd169ecaacba98143719304068a99e8e1c4dae7bac8499.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 616, + 482, + 640 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 616, + 482, + 640 + ], + "spans": [ + { + "bbox": [ + 130, + 616, + 482, + 640 + ], + "type": "text", + "content": "where, " + }, + { + "bbox": [ + 130, + 616, + 482, + 640 + ], + "type": "inline_equation", + "content": "D_{M}(I_{s})" + }, + { + "bbox": [ + 130, + 616, + 482, + 640 + ], + "type": "text", + "content": " refers to the output of MMDB. In the end, we can fully describe our framework as follows:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 247, + 651, + 481, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 247, + 651, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 247, + 651, + 481, + 666 + ], + "type": "interline_equation", + "content": "I _ {D N} = P _ {s} ^ {- 1} \\left(D _ {M} \\left(P _ {s} \\left(I _ {N}\\right)\\right)\\right) \\tag {8}", + "image_path": "3a3bd563a8eae631dc4682a14f7503708bf88ff0c4e64636b764e41cc8349e6a.jpg" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "X.Liao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "spans": [ + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "inline_equation", + "content": "P_{s}^{-1}" + }, + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "text", + "content": " represents the inverse operation of pixel downsampling " + }, + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "inline_equation", + "content": "P_{s}" + }, + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "text", + "content": " with stride " + }, + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 131, + 115, + 482, + 140 + ], + "type": "text", + "content": ". More details about inference are in Supplementary Materials." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 158, + 297, + 171 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 158, + 297, + 171 + ], + "spans": [ + { + "bbox": [ + 131, + 158, + 297, + 171 + ], + "type": "text", + "content": "3.4 Analysis and Enhancement" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "spans": [ + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "type": "text", + "content": "Based on our insights, our approaches achieves self-supervised noise removal. We introduce an asymmetric training-inference scheme that not only minimizes optimization costs but also ensures comprehensive denoising during inference. During the training phase, we use a single branch to restore a portion of the pixels with the loss function " + }, + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_m" + }, + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "type": "text", + "content": " for expedited optimization of " + }, + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "type": "inline_equation", + "content": "D_{E}" + }, + { + "bbox": [ + 130, + 178, + 482, + 298 + ], + "type": "text", + "content": ". During the inference phase, all denoising branches collaborate to restore all noisy pixels, thus achieving denoising for the entire image. The innovative use of mask releases us from the restrictive structural demands of blind spot networks, thereby expanding our choose of advanced denoisers and provides new possibilities for the design of the loss function." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 300, + 482, + 420 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 300, + 482, + 420 + ], + "spans": [ + { + "bbox": [ + 130, + 300, + 482, + 420 + ], + "type": "text", + "content": "Despite these achievements, we still encounter certain challenges. To meet the assumption of noise independence, we have integrated a pixel downsampling (PD) strategy that disrupts the correlation between noise. However, the PD strategy also destroys the structural integrity of the image and causing irreversible information loss. Meanwhile, since the restored pixels are reconstructed from surrounding pixels, there may be minor color shifting. Those approaches inadvertently results in pixel discontinuity within the denoised image, manifesting as checkerboard effect, as exemplified in Supplementary, where the pixels arrangement lacks the smooth continuity of the ground-truth. This greatly affects the final denoising quality and visual performance." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 437, + 370, + 450 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 437, + 370, + 450 + ], + "spans": [ + { + "bbox": [ + 131, + 437, + 370, + 450 + ], + "type": "text", + "content": "3.5 Analyzing of Checkerboard and Solutions" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 458, + 482, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 458, + 482, + 518 + ], + "spans": [ + { + "bbox": [ + 130, + 458, + 482, + 518 + ], + "type": "text", + "content": "Compared with ground-truth, the interlaced pixel arrangement in denoised images noticeably reduces smoothness. To address this and promote the generation of higher quality images, we utilize the model AMSNet-B trained via Eq. (4) for full image denoising. Subsequently, we introduce a priori smoothness loss " + }, + { + "bbox": [ + 130, + 458, + 482, + 518 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_p" + }, + { + "bbox": [ + 130, + 458, + 482, + 518 + ], + "type": "text", + "content": " for fine-tuning:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 206, + 525, + 481, + 552 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 206, + 525, + 481, + 552 + ], + "spans": [ + { + "bbox": [ + 206, + 525, + 481, + 552 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {p} (I) = \\sum_ {i, j} \\sqrt {\\left(I _ {i + 1 , j} - I _ {i , j}\\right) ^ {2} + \\left(I _ {i , j + 1} - I _ {i , j}\\right) ^ {2}} \\tag {9}", + "image_path": "583f6e756876d9561ac95f106604f40b5ad61963a00ddba927cbe781922839fc.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "spans": [ + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "content": " denotes the image and " + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "inline_equation", + "content": "i,j" + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "content": " represent the coordinates of pixel. During fine-tuning, the total loss " + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t" + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "content": " which incorporates both the original mask loss " + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_m" + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "content": " and priori smoothness loss " + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_p" + }, + { + "bbox": [ + 131, + 559, + 482, + 595 + ], + "type": "text", + "content": " is used:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 160, + 604, + 481, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 604, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 160, + 604, + 481, + 635 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {t} = \\lambda \\mathcal {L} _ {p} \\left(I _ {D N}\\right) + \\sum_ {i = 1} ^ {k} \\mathcal {L} _ {m} \\left(M _ {s} ^ {i}, I _ {s}\\right) = \\lambda \\mathcal {L} _ {p} \\left(I _ {D N}\\right) + \\| I _ {D N} - I _ {N} \\| _ {1} \\tag {10}", + "image_path": "4343fa95177c5f52a590538411f1e8101bd5e669cc776e7e4f225c12fb15882f.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": "where we restore all noisy pixels and " + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": " is the weight coefficient for the priori smoothness loss and set to 0.01 by experience, " + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 131, + 641, + 482, + 666 + ], + "type": "text", + "content": " represents the number of denoise" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 410, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 410, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 410, + 91, + 447, + 101 + ], + "type": "text", + "content": "AMSNet" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 114, + 176, + 153 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 176, + 153 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 176, + 153 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 176, + 153 + ], + "type": "image", + "image_path": "fccb03f1ec7597dbe7c7ddf623c4440278a1db20406354b6d46df0e3e688dc27.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 150, + 155, + 162, + 164 + ], + "lines": [ + { + "bbox": [ + 150, + 155, + 162, + 164 + ], + "spans": [ + { + "bbox": [ + 150, + 155, + 162, + 164 + ], + "type": "text", + "content": "(a)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 178, + 114, + 219, + 153 + ], + "blocks": [ + { + "bbox": [ + 178, + 114, + 219, + 153 + ], + "lines": [ + { + "bbox": [ + 178, + 114, + 219, + 153 + ], + "spans": [ + { + "bbox": [ + 178, + 114, + 219, + 153 + ], + "type": "image", + "image_path": "4e69976de6a6009b9954efd7c005659f3f97b881c01aa94b0445d921c1f84bc8.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 192, + 155, + 205, + 164 + ], + "lines": [ + { + "bbox": [ + 192, + 155, + 205, + 164 + ], + "spans": [ + { + "bbox": [ + 192, + 155, + 205, + 164 + ], + "type": "text", + "content": "(b)" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 220, + 114, + 261, + 153 + ], + "blocks": [ + { + "bbox": [ + 220, + 114, + 261, + 153 + ], + "lines": [ + { + "bbox": [ + 220, + 114, + 261, + 153 + ], + "spans": [ + { + "bbox": [ + 220, + 114, + 261, + 153 + ], + "type": "image", + "image_path": "a559b3f58d2dcc19ea0bcabe560b9e277d308b3a34cc55fcedfcc46acef950e8.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 236, + 155, + 247, + 164 + ], + "lines": [ + { + "bbox": [ + 236, + 155, + 247, + 164 + ], + "spans": [ + { + "bbox": [ + 236, + 155, + 247, + 164 + ], + "type": "text", + "content": "(c)" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 173, + 480, + 207 + ], + "lines": [ + { + "bbox": [ + 131, + 173, + 480, + 207 + ], + "spans": [ + { + "bbox": [ + 131, + 173, + 480, + 207 + ], + "type": "text", + "content": "Fig. 6: Visual comparison of our method against other denoising methods on the SIDD validation dataset. 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The results obtained through using " + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t" + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "text", + "content": " are labeled as " + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\mathbf{P}" + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "text", + "content": ". Additionally, to further eliminate the checkerboard effect during inference, we introduce the random replacement refinement strategy [17]. The results obtained through the use of the random replacement refinement during inference are labeled as " + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\mathbf{E}" + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "text", + "content": ". Consequently, the basic model trained by only " + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_m" + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "text", + "content": " is denoted as AMSNet-B, the fine-tuning version with " + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_t" + }, + { + "bbox": [ + 130, + 215, + 482, + 323 + ], + "type": "text", + "content": " is denoted as AMSNet-P, and the version further with random replacement refinement for checkerboard suppression during the inference is denoted as AMSNet-P-E and AMSNet-B-E. For more details refer to the Supplementary Materials." + } + ] + } + ], + "index": 19 + }, + { + "bbox": [ + 132, + 341, + 229, + 354 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 341, + 229, + 354 + ], + "spans": [ + { + "bbox": [ + 132, + 341, + 229, + 354 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 20 + }, + { + "bbox": [ + 132, + 365, + 297, + 377 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 365, + 297, + 377 + ], + "spans": [ + { + "bbox": [ + 132, + 365, + 297, + 377 + ], + "type": "text", + "content": "4.1 Experiment Configurations" + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "spans": [ + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "text", + "content": "Dataset. We conduct experiments on the widely-used SIDD [1], DND [25], and PolyU [36] datasets. During the training phase, we utilize the SIDD-MEDIUM dataset, which comprises 320 noisy-clean image pairs, and only the noisy images are used for training. The SIDD validation and benchmark each contain 1280 color images (each with a resolution of " + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "text", + "content": "). The DND dataset includes 50 high-resolution noisy images and 1000 sub-images (each with a resolution of " + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "text", + "content": ") for benchmark. The PolyU dataset contains 100 real-world noisy-clean image pairs (each with a resolution of " + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "inline_equation", + "content": "512 \\times 512" + }, + { + "bbox": [ + 130, + 384, + 482, + 479 + ], + "type": "text", + "content": ") for validation." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 130, + 481, + 481, + 516 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 481, + 481, + 516 + ], + "spans": [ + { + "bbox": [ + 130, + 481, + 481, + 516 + ], + "type": "text", + "content": "Metric. To evaluate AMSNet and compare with other denoising methods, we introduce peak signal-to-noise ratio (PSNR) and structural similarity (SSIM) metrics." + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 131, + 519, + 481, + 555 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 519, + 481, + 555 + ], + "spans": [ + { + "bbox": [ + 131, + 519, + 481, + 555 + ], + "type": "text", + "content": "Denoiser. We select several classic denoising models as our denoisers, including Restormer [39], DeamNet [27], DnCNN [41], NAFNet [7] and UNet [29]. Throughout this paper, we choose Restormer as our default denoiser." + } + ] + } + ], + "index": 24 + }, + { + "bbox": [ + 131, + 557, + 481, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 557, + 481, + 605 + ], + "spans": [ + { + "bbox": [ + 131, + 557, + 481, + 605 + ], + "type": "text", + "content": "Implementation. During the training process, we implemente our model using PyTorch 2.1.0 [24] and train on an NVIDIA RTX3090 GPU. For optimization, we employ AdamW [24] with default settings and set the initial learning rate set at 0.0001. More details in Supplementary Materials." + } + ] + } + ], + "index": 25 + }, + { + "bbox": [ + 132, + 622, + 289, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 622, + 289, + 635 + ], + "spans": [ + { + "bbox": [ + 132, + 622, + 289, + 635 + ], + "type": "text", + "content": "4.2 Denoising of Real Images" + } + ] + } + ], + "index": 26 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Denoising on Public Real Noisy Datasets Our method focuses on self-supervised real-world denoising. Tab. 1 compares the performance of various" + } + ] + } + ], + "index": 27 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 219, + 100 + ], + "type": "text", + "content": "X.Liao et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 133, + 167, + 481, + 446 + ], + "blocks": [ + { + "bbox": [ + 131, + 123, + 482, + 157 + ], + "lines": [ + { + "bbox": [ + 131, + 123, + 482, + 157 + ], + "spans": [ + { + "bbox": [ + 131, + 123, + 482, + 157 + ], + "type": "text", + "content": "Table 1: Quantitative PSNR (dB) / SSIM results on SIDD and DND. 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Type of supervisionTraining dataMethodSIDD ValidationSIDD BenchmarkDND benchmark
Non-learning based-BM3D [8]31.75/0.706125.65/0.68534.51/0.8507
WNNM [9]26.31/0.524025.78/0.80934.67/0.8646
SupervisedPaired noisy-cleanDnCNN [41]26.20/0.441423.66/0.58332.43/0.7900
CBDNet [10]30.83/0.754133.28/0.86838.06/0.9421
RIDNet [2]38.76/0.913237.87/0.94339.25/0.9528
VDN [38]39.29/0.910939.26/0.95539.38/0.9518
DeamNet [27]39.40/0.916939.35/0.95539.63/0.9531
Restormer [39]-40.02/0.96040.03/0.9560
Pseudo supervisedUnpaired noisy-cleanGCBD [6]--35.58/0.9217
C2N [13]35.36/0.890135.35/0.93737.28/0.9237
Paired noisy-noisyR2R [23]35.04/0.844034.78/0.89837.61/0.9368
Self supervisedSingle noisyAP-BSN+R3 [17]36.74/0.850136.91/0.93138.09/0.9371
CVF-SID [21]34.17/0.871934.71/0.91736.50/0.9233
LG-BPN+R3 [32]37.31/0.886037.28/0.93638.43/0.9423
SCPGabN [20]36.53/0.886036.53/0.92538.11/0.9393
BNN-LAN [18]37.39/0.883037.41/0.93438.18/0.9386
AMSNet-B36.60/0.855136.60/0.91738.12/0.9377
AMSNet-P36.71/0.851936.66/0.91838.24/0.9379
AMSNet-B-E36.73/0.893237.65/0.93938.56/0.9402
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By using the enhancement strategies we introduced, our method AMSNet-P-E achieves the state-of-the-art (SOTA). The visualization of some denoised images are shown in the Fig. 6 and Fig. 8. More results can be found in the Supplementary Materials. For the restoration results of different self-supervised methods, CVF-SID [21] exhibits noticeable distortions, and SCPGabN [20] has an overall inferior visual quality. The restoration results of AP-BSN [17], BNN-LAN [18] and LGBPN [32] are all inferior to our method." + } + ] + } + ], + "index": 17 + }, + { + "bbox": [ + 130, + 317, + 480, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 317, + 480, + 353 + ], + "spans": [ + { + "bbox": [ + 130, + 317, + 480, + 353 + ], + "type": "text", + "content": "Tab. 2 compares our method with several self-supervised methods on PolyU validation and our method AMSNet-P-E achieves a best denoising performance. The more visualization results in Supplementary Materials." + } + ] + } + ], + "index": 18 + }, + { + "bbox": [ + 130, + 371, + 480, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 371, + 480, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 371, + 480, + 468 + ], + "type": "text", + "content": "Validation on Self-Captured Real Noisy Images For real-world captured images denoising, we use the trained models [17, 18, 20, 21] for fair comparisons. Fig. 7 compares the denoising results of different self-supervised methods on real noisy images captured by camera. In comparison to other methods, our approach provides a better visual quality, resulting in more natural denoised images with fewer distortions. CVF-SID [21] and AP-BSN [17] exhibit noticeable distortions and color blocks, while BNN-LAN [18] and SCPGabN [20] have blurrier edges. 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Tab. 3 demonstrates that without restricting the receptive field, our method circumvents the limitations inherent in conventional BSNs optimization strategies and avoids the risk of noise identity mapping in Sec. 3.1." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 130, + 581, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 481, + 666 + ], + "type": "text", + "content": "We benchmark against AP-BSN [17], a representative BSN method for real-world denoising tasks and utilizing a denoiser with a limited receptive field after blind convolution, denoted as " + }, + { + "bbox": [ + 130, + 581, + 481, + 666 + ], + "type": "inline_equation", + "content": "D_A" + }, + { + "bbox": [ + 130, + 581, + 481, + 666 + ], + "type": "text", + "content": ". 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Scheme/DenoiserAMSNet(DA)AMSNet(DAS)AP-BSN(DA)AP-BSN(DAS)
SIDD Validation37.25/0.887137.11/0.886336.74/0.850120.91/0.2447
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DenoiserRestormer [39]DeamNet [27]DnCNN [41]NAFNet [7]UNet [29]
SIDD Validation37.93/0.894837.80/0.892336.93/0.886437.10/0.881436.94/0.8854
SIDD Benchmark37.87/0.94137.71/0.93736.85/0.93037.08/0.93436.88/0.931
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We investigate the effect of different mask ratios on each denoising branch, as illustrated in Fig. 10. All models are trained and validated under same mask ratios. When the mask proportion in each branch is approximately " + }, + { + "bbox": [ + 130, + 142, + 482, + 213 + ], + "type": "inline_equation", + "content": "50\\%" + }, + { + "bbox": [ + 130, + 142, + 482, + 213 + ], + "type": "text", + "content": ", we achieve the best denoising noise performance. This is also the rationale for set the number of denoising branches " + }, + { + "bbox": [ + 130, + 142, + 482, + 213 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 142, + 482, + 213 + ], + "type": "text", + "content": " to 2. See the Supplementary Materials for more details." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "spans": [ + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "type": "text", + "content": "Ablation study on " + }, + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "type": "text", + "content": ". We investigate the effect of " + }, + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 130, + 215, + 482, + 251 + ], + "type": "text", + "content": ", the weight coefficient of priori smoothing loss. As illustrated in Fig. 11, 0.1 is a good choice for high performance." + } + ] + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 172, + 256, + 444, + 342 + ], + "blocks": [ + { + "bbox": [ + 172, + 256, + 444, + 342 + ], + "lines": [ + { + "bbox": [ + 172, + 256, + 444, + 342 + ], + "spans": [ + { + "bbox": [ + 172, + 256, + 444, + 342 + ], + "type": "image", + "image_path": "375efc15afbf653b5d3becc345f4d3c569563a3b41219f9c75414a13a1fd3d0e.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 153, + 351, + 460, + 364 + ], + "lines": [ + { + "bbox": [ + 153, + 351, + 460, + 364 + ], + "spans": [ + { + "bbox": [ + 153, + 351, + 460, + 364 + ], + "type": "text", + "content": "Fig. 11: Denoising results on the SIDD validation dataset with different " + }, + { + "bbox": [ + 153, + 351, + 460, + 364 + ], + "type": "inline_equation", + "content": "\\lambda" + }, + { + "bbox": [ + 153, + 351, + 460, + 364 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 388, + 220, + 402 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 388, + 220, + 402 + ], + "spans": [ + { + "bbox": [ + 132, + 388, + 220, + 402 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 412, + 482, + 544 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 412, + 482, + 544 + ], + "spans": [ + { + "bbox": [ + 130, + 412, + 482, + 544 + ], + "type": "text", + "content": "In this paper, we first analyze the reasons behind the limited performance of Blind Spot Network (BSN) when applied to self-supervised denoising. Inspired by Masked Autoencoders (MAE), we propose a mask-based self-supervised strategy to overcome the structural limitations inherent in BSN-type methods. We introduce the asymmetric mask schemes, which employs different operations during training and inference, to achieve expedited optimization and denoising for the entire noisy image. Through further analysis, we propose efficient strategies to enhance the final denoising performance. With our approach, the limitations of denoiser have been removed. According to introduce advanced denoisers, our AMSNet achieves state-of-the-art denoising results. We believe our approach can offer valuable insights for various self-supervised real-world denoising techniques." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 605 + ], + "type": "text", + "content": "Acknowledgements. This work was supported by the National Natural Science Foundation of China under Grant 62171304, the Natural Science Foundation of Sichuan Province under Grant 2024NSFSC1423, and the Cooperation Science and Technology Project of Sichuan University and Dazhou City under Grant 2022CDDZ-09." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 623, + 198, + 635 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 623, + 198, + 635 + ], + "spans": [ + { + "bbox": [ + 132, + 623, + 198, + 635 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 136, + 643, + 481, + 666 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 643, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 136, + 643, + 481, + 666 + ], + "type": "text", + "content": "1. Abdelhamed, A., Lin, S., Brown, M.S.: A high-quality denoising dataset for smartphone cameras. 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In: Proceedings of the AAAI Conference on Artificial Intelligence. vol. 34, pp. 13074-13081 (2020)" + } + ] + } + ], + "index": 11 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 411, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 411, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 411, + 91, + 447, + 100 + ], + "type": "text", + "content": "AMSNet" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "17" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 16 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/ce66fd15-b982-4432-9199-d43d6c51b817_content_list.json b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/ce66fd15-b982-4432-9199-d43d6c51b817_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..7da6badfee03ace19746414edfaee62ea4d4e876 --- /dev/null +++ b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/ce66fd15-b982-4432-9199-d43d6c51b817_content_list.json @@ -0,0 +1,1465 @@ +[ + { + "type": "text", + "text": "Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision", + "text_level": 1, + "bbox": [ + 236, + 140, + 772, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Sanket Kachole1, Hussain Sajwani2,3, Fariborz Baghaei Naeini1,4, Dimitrios Makris1, and Yahya Zweiri2,3", + "bbox": [ + 246, + 210, + 754, + 244 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Department of Computer Science, Kingston University, London, UK \n $^{2}$ Advanced Research and Innovation Center (ARIC), Khalifa University, UAE \n $^{3}$ Department of Aerospace Engineering, Khalifa University of Science and Technology, Abu Dhabi, UAE", + "bbox": [ + 238, + 253, + 759, + 308 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{4}$ Ipsotek, an Eviden Company, London \n $^{5}$ {K1742163,f.baghaeinaeini,d.makris}@kingston.ac.uk $^{1}$ {hussain.sajwani,yahya.zweiri}@ku.ac.ae $^{2,3}$ fariborz.naeini@ipsotek.com", + "bbox": [ + 295, + 310, + 702, + 364 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Spiking Neural Networks (SNNs) offer a biologically inspired approach to computer vision that can lead to more efficient processing of visual data with reduced energy consumption. However, maintaining homeostasis within SNNs is challenging, as it requires continuous adjustment of neural responses to preserve equilibrium and optimal processing efficiency amidst diverse and often unpredictable input signals. In response to these challenges, we propose the Asynchronous Bioplausible Neuron (ABN), a dynamic spike firing mechanism that offers a simple yet potent auto-adjustment to variations in input signals. Its parameters, Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE), make it stand out for its easy implementation, significant effectiveness, and proven reduction in power consumption, a key innovation demonstrated in our experiments. Comprehensive evaluation across various datasets demonstrates ABN's enhanced performance in image classification and segmentation, maintenance of neural equilibrium, and energy efficiency.", + "bbox": [ + 261, + 398, + 743, + 621 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 643, + 375, + 659 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Computer vision has experienced significant success over the last years due to the advancement of Artificial Neural Networks such as Convolutions Neural Networks (CNNs) and Vision Transformers. Recently, the attraction of Spiking Neural Networks (SNNs) has been growing, due to their potential in real-time sensory processing, closer imitation of biological brain functionalities, and low power consumption. The advent of event-based cameras further accelerates this evolution, offering a promising path to harness the strengths of SNNs and address the challenges faced by traditional vision systems. This combination paves the way for more energy-efficient and adaptive solutions in computer vision [36].", + "bbox": [ + 212, + 672, + 787, + 809 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "SNNs' performance benefits from homeostasis, i.e. maintaining a stable neuron activity level, neither spiking too often nor staying too quiet [9,34,41]. To", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/447fd3297fb990e7e506537c2285d73086595fe715a7af11f858b763550256a3.jpg", + "image_caption": [ + "Fig. 1: Comparative Visualization of SNNs approaches: The top image presents the overview of the SNN methodology showcasing the conventional processes of asynchronous event capture, event-to-frame conversion, and fixed thresholding in neuronal spike response. In contrast, the bottom image illustrates an overview of the proposed method, highlighting the explicit encoding of events to spikes and implementing a dynamic thresholding mechanism for neuronal spiking. This juxtaposition underscores the novel methodology proposed." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 789, + 352 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "achieve this, standard methods adjust parameters like fixed firing thresholds or synaptic weights. These strategies require fine-tuning, and may not be versatile across network architectures. The fixed thresholds in spiking neurons, as shown in Fig. 1, can be sensitive to initial conditions, leading networks to be overly active or dormant. The inflexibility in adapting to varying inputs makes neurons either too sensitive or unresponsive, affecting negatively the performance. It also compromises energy efficiency, with either high power usage from excessive firing or missed data from sparse firing.", + "bbox": [ + 212, + 492, + 787, + 612 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To address the above challenges, we introduce the Asynchronous Bioplausible Neuron (ABN) function, which can be incorporated into the two most prominent bioplausible neuron models: the Spike Response Model (SRM) [15] and the Leaky Integrate-and-Fire (LIF) model [16]. ABN is comprised of three novel elements MG, TRG, and SE. In the MG component, we are the first to propose calculating gradients to quantify the movement of membrane potential, akin to the 'rate of membrane potential change' observed in biological neurons, which reflects how neurons dynamically adjust their potential in response to inputs [37]. This provides the direction of the movement necessary to maintain the neuron's output firing. In TRG, we are the first to implement inertia in threshold movement using a sliding window to control bursts of spikes, offering network-independent threshold control. This mirrors the 'adaptive threshold' or 'activity-dependent threshold modulation' observed in biological neurons, where firing thresholds adapt based on historical activity to maintain stability [29]. Although the principle of the SE element is adopted from existing literature, we are", + "bbox": [ + 212, + 613, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "S. Kachole et al.", + "bbox": [ + 271, + 114, + 382, + 127 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/8b2e6342be2a553b52ea9f762ece35b6a42aaa221ea2354db199b18d8e9fd8b4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 290, + 143, + 709, + 242 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/eb810d731f53660896ad006a8535da7ba533d073119a3baedca3617bc5d1af4d.jpg", + "image_caption": [ + "Fig. 2: Dynamic thresholding for SNNs: Existing methods are based on the LIF neuron which uses statistical cues for thresholding (a), however they result in unstable thresholds (b) and consequently low accuracy for segmentation methods (c). Our proposed method incorporates weighted inputs in the form of MG, TRG, and SE (d), which results in a smoothed dynamic threshold (e), and improved segmentation (f)." + ], + "image_footnote": [], + "bbox": [ + 292, + 246, + 709, + 340 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "the first to implement it using a sliding window mechanism and asynchronous event data, relating it to 'neuronal efficiency' or 'firing efficiency,' which measures how effectively a neuron converts electrical inputs into action potentials, a crucial factor in preventing response saturation [42].", + "bbox": [ + 212, + 452, + 784, + 513 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "We validate the effectiveness of our approach using two SNNs for object segmentation and image classification tasks under both normal and various degraded conditions, such as low light, high occlusion, etc. Further, our method is tested on six different datasets: N-MNIST [33], ESD-1, ESD-2 [19], DVS128-Gesture [2], N-ImageNet [20] and CIFAR-10 DVS [26] to demonstrate its general applicability. Additionally, we conducted an extensive study of the homeostasis (i.e. stability test of neuron firing), an ablation study to understand the impact of elements of the proposed function, and compared the power consumption with state-of-the-art methods.", + "bbox": [ + 212, + 513, + 784, + 648 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The remainder of this paper is structured as follows: Section 2 discusses related work, Section 3 details the proposed methodology, Section 4 presents experimental results, and Section 5 concludes and discusses future research.", + "bbox": [ + 212, + 648, + 784, + 695 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 719, + 387, + 734 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Computer vision applications of SNNs", + "text_level": 1, + "bbox": [ + 215, + 752, + 578, + 768 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The exploration of SNNs for object segmentation and image classification has ignited widespread interest in the field, as the SNNs replicate the biological neuronal system to provide efficient and effective solutions for this task. Initial works in object segmentation leaned on feed-forward SNN architectures, utilizing the", + "bbox": [ + 212, + 779, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "spike-timing-dependent plasticity (STDP) learning rule for unsupervised learning of features [10]. The Backpropagation Through Time (BPTT) method introduced in [22] for training SNNs, offers a more structured and supervised learning approach that significantly enhances feature extraction and classification accuracy, yet it is limited by its high computational complexity, substantial memory requirements, susceptibility to vanishing and exploding gradients, challenges in capturing long-term dependencies, and inefficiency in real-time learning applications. The introduction of Convolutional Spiking Neural Networks (CSNNs) marked a significant development in image classification. By incorporating convolutional layers into the network, these models could better handle the spatial complexities inherent in images, significantly enhancing segmentation performance. Concurrently, they maintained the temporal dynamics native to SNNs, enabling efficient processing of streaming data [27]. Recently, there has been a surge in the application of recurrent spiking neural networks (RSNNs) to image classification. These networks leverage feedback connections, enhancing the network's ability to capture temporal dependencies in the data. Furthermore, their capacity to retain information over extended periods makes them particularly suited to segmentation tasks involving sequential or video data [7].", + "bbox": [ + 212, + 145, + 787, + 417 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The memory-based methods such as those utilizing LSTM and RNN principles, highlighted by [5] and [6], offer advancements yet face limitations due to their application across entire networks, constraining individual neuron-based threshold modeling. Similarly, Spiking Neural Networks (SNNs) have been applied to tasks like segmentation and object detection with promising results as demonstrated by [44] and [43]; however, these models often draw from Artificial Neural Network (ANN) principles, potentially veering away from the bioplausibility sought to closely mimic biological brain functions. These developments underscore the challenges in achieving nuanced modeling and bio-inspired design within neural network research, highlighting the need for approaches that balance technical efficacy with the intricacies of biological mechanisms. Generative networks [25] in event-based vision struggle due to the asynchronous and unpredictable nature of the data, leading to performance issues in scenarios with sporadic events. This challenge highlights the complexity of creating bioplausible models that maintain stability and accuracy in the face of such data variability.", + "bbox": [ + 212, + 417, + 787, + 659 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Dynamic Thresholding in SNNs", + "text_level": 1, + "bbox": [ + 215, + 680, + 524, + 695 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Research on SNNs has delved deeply into dynamic thresholding methods to bolster adaptability. For instance, while predictive coding emphasizes anticipating input patterns, it overlooks the spike timing significance, an aspect STDP-based adjustments address [35], [30]. The holistic approach of network activity regulation contrasts with the inherent refractory period modulation, focusing on preventing rapid neuron firing [39]. Furthermore, spiking models like SRM and LIF have advanced neuron dynamics representations [15, 17]. However, gaps remain, especially in dynamic threshold modulation. [18] introduced a method utilizing a scaling factor to adjust the threshold in response to increased input. Yet, since", + "bbox": [ + 212, + 703, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "S. Kachole et al.", + "bbox": [ + 271, + 114, + 382, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "it was tailored specifically for incremental spike membrane potential, it faltered when faced with variations in membrane decays. On the other hand, [38] adopted exponential functions to dictate decay. This approach, however, resulted in fluctuating thresholding levels, failing to ensure a smooth threshold curve. Meanwhile, [21] ventured into a firing counter-based threshold adjustment. While innovative, it necessitated meticulous fine-tuning and exhaustive experimentation, leaving the determination of an optimal count mired in ambiguity.", + "bbox": [ + 212, + 146, + 782, + 252 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Previous research may not addressed all the dynamics in the input signal, especially in highly complex event-based vision signals. In the event-based vision, SNNs face unique challenges: Neurons within the same layer exhibit varying event counts; some neurons experience more events than others. Consequently, applying uniformly the BDET method [11], which utilizes average membrane potential of the neurons in a layer to predict the threshold of all the neurons in that layer, fails to reflect the individual dynamics of each neuron. This paper addresses notable research gaps. No prior studies have demonstrated that a bioinspired dynamic threshold can stabilize spike firing in semantic segmentation tasks. Additionally, these studies typically employ simplistic datasets such as NMNIST [33] and rarely evaluate system robustness under challenging conditions like motion blur or low light, vital for assessing the system's homeostasis [3].", + "bbox": [ + 212, + 252, + 784, + 434 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Methodology", + "text_level": 1, + "bbox": [ + 215, + 457, + 380, + 474 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Pre-requisite", + "text_level": 1, + "bbox": [ + 215, + 489, + 370, + 505 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Event-based cameras Event-based vision cameras are designed to register variations in logarithmic light intensities by recording individual pixel-level changes, referred to as events. These events formulate a continuous asynchronous event stream, which can be mathematically articulated as a series of ordered tuples. A tuple corresponds to an event $i$ and includes its spatial coordinates $(x_i, y_i)$ in the image frame, timestamps $t_i$ , and polarity value $z_i$ [28]:", + "bbox": [ + 212, + 516, + 803, + 607 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\left(x _ {1}, y _ {1}, t _ {1}, z _ {1}\\right), \\left(x _ {2}, y _ {2}, t _ {2}, z _ {2}\\right), \\dots , \\left(x _ {n}, y _ {n}, t _ {n}, z _ {n}\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 339, + 619, + 784, + 635 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Leaky integrate-and-fire The LIF model, as shown in Fig. 1, is characterized by its linear integration of inputs until a threshold $\\Theta(t)$ is reached, causing its firing [16]. Mathematically, the sub-threshold dynamics of the membrane potential $V(t)$ of an LIF neuron can be described by the following differential equation:", + "bbox": [ + 212, + 657, + 784, + 734 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\tau_ {m} \\frac {d V (t)}{d t} = - (V (t) - E _ {L}) + R _ {m} I (t) \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 372, + 744, + 784, + 773 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\tau_{m}$ is the membrane time constant that dictates the speed at which the neuron responds to inputs, $E_{L}$ is the leak potential or resting potential representing the equilibrium potential of the neuron in the absence of any input, $R_{m}$ is the membrane resistance, and $I(t)$ represents the total synaptic input to", + "bbox": [ + 212, + 779, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 325, + 114, + 732, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "the neuron that might come from other neurons or external sources. When the membrane potential $V(t)$ reaches the threshold $\\Theta (t)$ , the neuron emits a spike and then resets its potential to a reset value $V_{\\mathrm{reset}}$ , typically below $\\Theta (t)$ . Additionally, after spiking, the neuron enters a refractory period for a duration $T_{\\mathrm{ref}}$ during which it cannot fire again. The \"leaky\" aspect of the LIF model comes from the term $(V(t) - E_L)$ in the differential equation. This term ensures that in the absence of any input, the neuron's potential will gradually revert to the leak potential $E_L$ .", + "bbox": [ + 212, + 146, + 787, + 268 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Spike response model In the SRM [15], incoming spike trains $s_i(t)$ are initially transformed into a spike response signal by convolving them with a spike response kernel $\\varepsilon(\\cdot)$ , denoted as $(\\varepsilon * s_i)(t)$ . Subsequently, this spike response signal is scaled by a synaptic weight $w_i$ . The depolarization process involves summing up these scaled spike response signals across all incoming spikes, mathematically represented as $\\Sigma_i w_i(\\varepsilon * s_i)(t)$ . The SRM also incorporates a mechanism for hyperpolarization when a spike $s(t)$ is triggered, characterized by a refractory potential $(\\zeta * s)(t)$ , where $\\zeta(\\cdot)$ serves as the refractory kernel. This dual-component approach enables SRM to capture both excitatory and inhibitory dynamics in neuronal spike activity.", + "bbox": [ + 212, + 290, + 789, + 441 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/836a9562721b175c5641e0f12cdcff17b70ba7ba08244208cba936f22eb75117.jpg", + "image_caption": [ + "Fig. 3: Schematic Diagram of ABN. The DVS camera outputs data in the form of asynchronous events. It is passed into a SNN with neurons in the first layer equal to the number of pixels on the camera. Each neuron adopts the proposed ABN where it takes the weighted input from the MG, TRG, and SE to control the dynamic threshold." + ], + "image_footnote": [], + "bbox": [ + 217, + 469, + 787, + 690 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Asynchronous events to spike conversion Traditionally, rate coding and temporal coding [23], [24] are the popular methods to convert frames, from a", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "S. Kachole et al.", + "bbox": [ + 271, + 114, + 382, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "traditional CMOS, into spiking trains. In this study, similar to [1], each event is treated as a spike to avoid the conversation of the input signal into a spike train. This approach essentially uses a form of temporal coding, because the information is conveyed through the timing of the spikes. We have chosen to drop the polarity aspect of the events due to its high sensitivity, which can introduce noise and complicate the signal processing. Mathematically, $\\mathrm{E}(\\mathfrak{t})$ is the event stream, $e = (x,y,t)$ is an individual event with coordinates $x$ , $y$ and timestamp $t$ , and $S_{i}(t)$ is the spike train for the i-th neuron:", + "bbox": [ + 212, + 146, + 782, + 267 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nS _ {i} (t) = \\left\\{ \\begin{array}{l l} \\delta \\left(t - e _ {t}\\right) & \\text {i f} e _ {x} = x _ {i} \\text {a n d} e _ {y} = y _ {i} \\\\ 0 & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 349, + 279, + 784, + 319 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Here, $\\delta(t - e_t)$ is the Dirac delta function, which represents a \"spike\" at time $t$ .", + "bbox": [ + 215, + 324, + 782, + 339 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "3.2 Asynchronous Bioplausible Neuron", + "text_level": 1, + "bbox": [ + 215, + 362, + 550, + 378 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The proposed ABN is a weighted combination of the novel Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE) for threshold adjustment, uniquely tailored for each neuron. This individualization is crucial as each neuron receives a unique frequency of events, necessitating adaptation to input variations and ensuring the maintenance of firing stability, irrespective of the layer. Crucially, ABN's design embodies simplicity and functions as a lightweight adjustment, seamlessly integrating into existing frameworks without the need for complex modifications. The details of each component are discussed in the subsequent subsections below. The mathematical equation of the ABN is:", + "bbox": [ + 212, + 387, + 784, + 537 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\Theta_ {i} (t + 1) = \\Theta_ {i} (t) + k _ {1} M G _ {i} - k _ {2} T R G _ {i} + k _ {3} S E _ {i} \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 331, + 554, + 784, + 570 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The equation models the dynamic adjustment of the neuron's firing threshold at the next time step $t + 1$ based on various factors. In this equation, $\\Theta(t)$ is the existing threshold at time $t$ , and $k_{1}, k_{2}, k_{3}$ are weights that determine the relative influence of each term. The term $k_{1} \\cdot MG_{i}$ increases the threshold when the membrane potential is rapidly changing, preventing the neuron from firing too easily. Conversely, the term $-k_{2} \\cdot TRG_{i}$ decreases the threshold if there has been a historical trend of rapid threshold increases. Lastly, the term $k_{3} \\cdot SE_{i}$ takes into account the neuron's recent spiking activity. Specifically, if the neuron is overly active, this term will make it more difficult for the neuron to fire in the future, thereby ensuring efficiency. Overall, this equation encapsulates a multifaceted approach to dynamically adapting the neuron's firing threshold.", + "bbox": [ + 212, + 575, + 784, + 742 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Membrane Gradient (MG) The rate of change of the membrane potential is a critical parameter for predicting a dynamic threshold in SNNs. It serves as an indicator of the neuron's responsiveness to incoming spikes and plays an essential role in governing the neuron's firing behavior. Positive correlations between dynamic thresholds and membrane potentials have been observed in several areas", + "bbox": [ + 212, + 763, + 782, + 839 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 325, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "of diverse biological nervous systems. In [14], the average membrane potential is correlated with an average threshold to predict the dynamic threshold. Instead, in this work we correlate the rate of change of membrane potential with a threshold. A high rate of change often signifies that the neuron is receiving a burst of spikes, necessitating a higher threshold to maintain neuronal homeostasis. Conversely, a lower rate of change could indicate that the neuron is less active, allowing for a lower dynamic threshold to be sensitive to sparse inputs. Incorporating the rate of change of the membrane potential into the calculation of a dynamic threshold ensures that the SNNs can adapt to varying synaptic activities, thereby emulating the adaptability and energy efficiency observed in biological neurons.", + "bbox": [ + 212, + 146, + 787, + 311 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The BDETT method presented in [11] calculates the dynamic threshold using the average of membrane potentials and thresholds. In a layer with varied neuronal activity, not all neurons are always active. Including inactive neurons in this calculation can pull the average value lower. Applying this reduced average threshold to highly active neurons may result in excessive spiking, leading to overly aggressive neuronal activity. In contrast, in this work, we adopt the neuron-specific derivative term, denoted as $\\eta \\cdot \\frac{dv_i(t)}{dt}$ , which captures the rate of change of membrane potential of neuron $i$ at time $t$ , denoted by $v_{i}(t)$ . To numerically compute the derivative, a finite difference approximation is employed. This involves the subtraction of the membrane potential at the previous timestep from the current potential, followed by division by the timestep size $\\Delta t$ . The scaling factor $\\eta$ , which is set to a value less than 1, reduces the rate of change to ensure that the rate of change of the threshold remains less than the rate of change of the potential. The explicit equation for the derivative term is given as:", + "bbox": [ + 212, + 313, + 789, + 526 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nM G _ {i} = \\frac {d v _ {i} (t)}{d t} \\approx \\frac {v _ {i} (t) - v _ {i} (t - 1)}{\\Delta t} \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 382, + 542, + 785, + 571 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Threshold Retrospective Gradient (TRG) Biological systems exhibit a negative correlation with the preceding rate of depolarization, which indicates the excitatory status. We propose considering a historical rate of change for the threshold $\\Theta(t)$ . This is because focusing solely on the preceding rate of depolarization as implemented in [11] is insufficient and can result in an unstable or overly sensitive dynamic threshold. This approach lacks memory, reacting too quickly to transient changes without considering longer-term neuronal activity patterns. Consequently, this can result in excessive threshold fluctuations and potentially amplify noise, undermining network stability and reliability. Therefore, we take into account the average of the historical rate of change of the dynamic threshold. Utilizing the historical rate of change of the dynamic threshold to calculate the current threshold can provide the neuron with inertia or memory of its past states. This can be useful in situations where the neuron should react not only based on the current state but also considering its past behavior. In discrete terms, if $\\Theta(t)$ is the threshold at time $t$ , then the rate of change at $t$ is:", + "bbox": [ + 212, + 597, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "S. Kachole et al.", + "bbox": [ + 271, + 114, + 382, + 127 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\nG _ {i} (t) = \\frac {\\Theta_ {i} (t) - \\Theta_ {i} (t - 1)}{\\Delta t} \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 406, + 157, + 785, + 188 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The historical rate of change is an average of these rates over a recent window of time, $N$ time steps:", + "bbox": [ + 214, + 193, + 782, + 223 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\bar {G} _ {i} (t) = \\frac {1}{N} \\sum_ {j = 0} ^ {N - 1} G _ {i} (t - j) \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 411, + 236, + 785, + 277 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In order to ensure that the older rates influence the current threshold less within the sliding window, a decay factor $\\alpha$ , $(0 < \\alpha < 1)$ , is used:", + "bbox": [ + 214, + 284, + 782, + 315 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nT R G _ {i} = \\frac {1}{N} \\sum_ {j = 0} ^ {N - 1} \\alpha^ {j} G _ {i} (t - j) \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 401, + 327, + 785, + 368 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "with values closer to 0 suppressing more the older rates.", + "bbox": [ + 214, + 375, + 619, + 390 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In summary, leveraging the historical rate of change of the dynamic threshold has introduced a form of temporal inertia to the neuron, creating a relationship to patterns in input data over time. Importantly, it is especially useful in scenarios where temporal patterns are crucial.", + "bbox": [ + 212, + 391, + 782, + 450 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Spike Efficiency (SE) The ratio of spike output $C_{\\mathrm{out}}$ to spike input $C_{\\mathrm{in}}$ can serve as a crucial metric for determining the dynamic threshold in SNNs. Intuitively, this ratio indicates how efficiently a neuron converts incoming spikes into outgoing spikes. A high SE suggests that the neuron is highly responsive to incoming activity, and could therefore benefit from a high dynamic threshold to maintain energy efficiency and reduce the likelihood of over-saturation. Conversely, a low SE implies that the neuron is less responsive, possibly requiring to lower a dynamic threshold to avoid unnecessary firing and thereby preserve neuronal and computational resources. This ratio is mathematically represented as:", + "bbox": [ + 214, + 474, + 787, + 625 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nr _ {i} (t) = \\frac {C _ {\\text {o u t} , i} (t)}{C _ {\\text {i n} , i} (t)} \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 442, + 638, + 785, + 670 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "When using a sliding window method, we only consider $N$ previous time steps to calculate $C_{\\mathrm{in}}$ and $C_{\\mathrm{out}}$ . This allows the threshold to adapt quickly to recent changes in spike rates.", + "bbox": [ + 214, + 676, + 782, + 722 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nS E _ {i} = \\bar {r} _ {i} (t) = \\frac {\\sum_ {j = t - N} ^ {t} C _ {\\text {o u t} , i} (j)}{\\sum_ {j = t - N} ^ {t} C _ {\\text {i n} , i} (j)} \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 385, + 734, + 785, + 773 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Incorporating SE into the dynamic threshold calculation enables the SNN to adjust its sensitivity according to the context of incoming activity. This inclusion ensures a more nuanced and adaptive network behavior, aligning closely with biological plausibility while maintaining computational efficiency. It allows the", + "bbox": [ + 214, + 779, + 787, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 325, + 114, + 732, + 128 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 114, + 785, + 127 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "network to operate in a balanced regime, irrespective of the incoming spike rates, ensuring robust and stable performance across different input conditions. This adaptive mechanism is invaluable, especially when individual neurons within a network necessitate autonomous regulation of their activity, contingent on their functional significance or the unique input patterns they discern.", + "bbox": [ + 212, + 146, + 787, + 223 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4 Results", + "text_level": 1, + "bbox": [ + 215, + 247, + 326, + 263 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.1 Experimental Protocol", + "text_level": 1, + "bbox": [ + 215, + 280, + 450, + 295 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We assess the effectiveness of the proposed ABN in two Computer Vision tasks: Image Classification for the N-MNIST [33], CIFAR10-DVS [26], N-ImageNet [20], DVS128 gesture recognition [2] datasets, and Object Semantic Segmentation for the ESD-1 [19] and ESD-2 [19] datasets. The details of the datasets are explained in supplementary section B. The Spiking MLP employs Spatio-Temporal Backpropagation [11] for training, allowing the network to consider both spatial and temporal information during the learning process. Although the input to the first layer should be a spike train, we can directly use asynchronous event-based vision data without requiring specific conversion. The initialization of network parameters, such as weights and thresholds, is crucial for stabilizing the network's firing activities. We adopt the initialization strategy as discussed in [40]. To make a fair comparison with [11], we have used a similar experimental configuration. The model was trained on a GPU PC featuring 128GB of memory, an Intel Xeon W-2155 Processor, and NVIDIA Quadro RTX 8000 48GB graphics cards, housed in a Lenovo ThinkStation P520. While this is essential for assessing the efficacy of the proposed method, implementing it directly on neuromorphic hardware may require additional engineering efforts, which are beyond the scope of this work. We conducted experiments using the snn-torch package (0.7.0 version) [12]. Custom code was written to develop the LIF and SRM within this framework. Synaptic weights are initialized randomly, and a decay constant, $\\tau_{1}$ , is set to $0.1\\mathrm{ms}$ . The weights for constants $k_{1}$ , $k_{2}$ , and $k_{3}$ are experimentally selected as 0.25, 0.50, and 0.25, respectively (see supplementary document).", + "bbox": [ + 212, + 306, + 789, + 640 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 Comparative Results across Diverse Datasets", + "text_level": 1, + "bbox": [ + 215, + 662, + 635, + 678 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "The evaluation of our ABN method's generalization capabilities, across diverse datasets and neuron models is shown in Table 1. Performance on the classification datasets was evaluated using classification accuracy and on the object segmentation using event accuracy. The metrics are detailed in the supplementary document section C. On the N-MNIST dataset, ABN achieved the highest classification accuracy (99.23% with SRM and 99.48% with LIF), surpassing other methods like BDETT and DT1. In the ESD-1 and ESD-2 datasets, designed for robotic grasping tasks, ABN again outperformed others, showing particularly strong performance in the ESD-2 dataset with unknown objects (56.23% with SRM and 58.04% with LIF). For the DVS128 Gesture, CIFAR10-DVS", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "S. Kachole et al.", + "bbox": [ + 271, + 114, + 380, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/436353fce304b9a0c71fa3645c4afea7301aa4e0bf8f9124dc08f4394319db9e.jpg", + "table_caption": [ + "Table 1: Classification and Event-wise Segmentation Accuracy across Various Datasets and Models" + ], + "table_footnote": [], + "table_body": "
MethodClassificationSegmentation
N-MNISTDVS128CIFAR10N-ImageNetESD-1ESD-2
SRMLIFSRMLIFSRMLIFSRMLIFSRMLIFSRMLIF
Spiking RBM [31]92.193.1687.3890.2183.0486.2539.4740.1948.9551.0545.250.31
Spiking MLP (BP) [32]94.5297.6690.7293.486.2390.0641.1543.3649.535445.552.42
Spiking MLP (STDP) [13]93.479590.892.0187.591.744.5345.5552.6358.8446.749.44
Spiking MLP (STBP) [40]97.1398.8992.5493.6486.2391.7346.1247.1655.8263.0949.0751.37
DT1 [18]99.0599.495.0196.8889.1792.6548.5247.7357.5561.4550.1354.59
DT2 [21]98.1398.2492.5495.5489.3891.4747.0248.8358.2864.353.4956.5
BDETT [11]99.1599.4594.0996.0591.6193.548.9349.5161.0265.3951.3655.46
ABN (Ours)99.2399.4895.6498.7493.594.7456.7357.0461.5667.2956.2358.04
", + "bbox": [ + 215, + 185, + 785, + 320 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "and N-ImageNet datasets, ABN recorded the highest scores $95.64\\%$ , $93.5\\%$ and $56.73\\%$ with SRM and in LIF $98.74\\%$ , $94.74\\%$ and $57.04\\%$ , indicating its robustness and effectiveness. This comprehensive performance underscores the superior adaptability and effectiveness of the ABN method across a variety of datasets and computer vision tasks.", + "bbox": [ + 212, + 349, + 784, + 425 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Evaluation on Degraded Input on ESD-1", + "text_level": 1, + "bbox": [ + 215, + 448, + 596, + 465 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We conducted an experiment focused on evaluating the segmentation performance of various state-of-the-art methods, and compared them to our proposed ABN, under conditions of degraded inputs. This experiment was essential to mirror real-world scenarios affected by factors like low light, occlusion, variations in speed and distance from the object, and the direction of camera motion. These factors significantly impact the quality of input, making it crucial to determine the robustness of the proposed method in less-than-ideal conditions. Utilizing the ESD-1 dataset, we measured the event accuracy to gauge the performance. The results across various conditions, as depicted in Table 2, consistently show that the ABN method outperforms all other SNN methods in all tested scenarios. Clearly, the superior ability of ABN to maintain high segmentation accuracy despite the challenging input conditions, confirms its efficacy and potential for real-world applications.", + "bbox": [ + 212, + 474, + 787, + 671 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 Homeostasis Evaluation", + "text_level": 1, + "bbox": [ + 215, + 693, + 457, + 708 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Homeostasis in SNNs is crucial as it reflects the network's ability to maintain stable internal conditions despite external environmental variations. It is an important indicator of the network's reliability and efficiency, especially when dynamic input is considered.", + "bbox": [ + 212, + 719, + 784, + 777 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "In an experimental setup across all variations of the ESD-1 dataset, various statistical indicators were used to quantify the homeostasis of the host SNNs. Specifically, for a fair comparison with [11] we employed $FR_{m}$ , $FR_{m\\_std}$ , and $FR_{s\\_std}$ metrics, representing the average neuron firing rate over all trials, the", + "bbox": [ + 214, + 779, + 785, + 842 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 325, + 114, + 730, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 116, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/8d0c718b84c777c92422a686c9f776b4818aaa59c5412f4ed7f16773c14f6062.jpg", + "table_caption": [ + "Table 2: Segmentation accuracy of known objects in various conditions." + ], + "table_footnote": [], + "table_body": "
Exp 1: varying clutter objects, Bright light, 62cm height, Rotational motion, 0.15 m/s speed
Method2 Obj4 Obj6 Obj8 Obj10 Obj
Spiking MLP (STBP) [40]74.16%73.05%66.79%66.42%54.42%
DT1 [18]77.56%74.65%68.20%68.70%55.49%
DT2 [21]78.46%75.42%69.28%69.62%56.16%
BDETT [11]79.07%78.03%74.14%69.83%58.28%
ABN (ours)81.49%79.74%74.97%72.16%60.03%
Exp 2: 6 Objects, varying lighting conditions, 62cm height, Rotational Motion, 0.15 m/s speed.
MethodBright LightLow light
Spiking MLP (STBP) [40]58.73%61.59%
DT1 [18]61.32%62.91%
DT2 [21]61.24%64.53%
BDETT [11]63.92%66.03%
ABN (Ours)65.98%67.42%
Exp 3: 6 Objects, Bright Light, 62cm height, Varying directions of motion, 0.15 m/s speed.
MethodLinearRotational Partial Rotational
Spiking MLP (STBP) [40]48.09%63.99%67.43%
DT1 [18]49.09%65.14%69.31%
DT2 [21]50.43%66.89%69.79%
BDETT [11]52.09%68.60%72.04%
ABN (Ours)55.50%69.45%73.54%
Exp 4: 6 Objects, Bright Light, 62cm height, Rotational motion, Varying speed.
Method0.15 m/s0.3 m/s0.1 m/s
Spiking MLP (STBP) [40]53.16%68.12%56.29%
DT1 [18]54.56%70.27%60.16%
DT2 [21]55.27%72.31%59.63%
BDETT [11]56.67%75.09%63.16%
ABN (Ours)59.63%76.72%63.56%
Exp 5: 6 Objects, Bright Light, Varying camera height, Rotational motion, Varying speed.
Method62 cm82 cm
Spiking MLP (STBP) [40]62.93%55.05%
DT1 [18]63.82%59.08%
DT2 [21]65.63%59.93%
BDETT [11]65.82%59.00%
ABN (ours)68.40%63.27%
", + "bbox": [ + 238, + 171, + 753, + 604 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "mean of standard deviations of neuron firing rates over individual trials, and the variability of these standard deviations, respectively. Our proposed ABN model demonstrates significantly lower values across all three metrics and all conditions. These results suggest a stable and well-regulated network, highlighting the ABN model's capacity for homeostasis.", + "bbox": [ + 212, + 636, + 787, + 713 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.5 Energy Consumption", + "text_level": 1, + "bbox": [ + 215, + 736, + 437, + 753 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 4 presents an analysis of power consumption, comparing CNN, SotA SNNs and the ABN using the DVS128 gesture recognition dataset. As proposed in [3], MAC (Multiply-Accumulate operations) and AC (Accumulate Count) were used to estimate power consumption. A detailed description of power consumption calculations is provided in the supplementary document.", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "S. Kachole et al.", + "bbox": [ + 269, + 114, + 382, + 127 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/b8f191cea7d699e7a7275ac92429b231f72562b655de00482bdf6833639d0d38.jpg", + "table_caption": [ + "Table 3: Homeostasis Performance on ESD-1 Known Object" + ], + "table_footnote": [], + "table_body": "
FR_mΔFR_mFR_m_stdΔFR_m_stdFR_s_stdΔFR_s_std
Ideal ConditionSpiking MLP (STBP) [40]0.6310.4850.001564
DT1 [18]0.5240.4590.001146
DT2 [21]0.5070.4160.000983
BDETT [11]0.4360.4030.001224
ABN (Ours)0.3850.2530.000891
OcclusionSpiking MLP (STBP) [40]0.7830.1520.5820.0970.0013960.000168
DT1 [18]0.6920.1680.5610.1020.0039630.002817
DT2 [21]0.5860.0790.4840.0680.0027240.001741
BDETT [11]0.470.0340.3570.0460.0022910.001067
ABN (Ours)0.3730.0120.2910.0380.0007840.000107
LightSpiking MLP (STBP) [40]0.7860.1550.5940.1090.0039420.002378
DT1 [18]0.6980.1740.4050.0540.0025080.001362
DT2 [21]0.5940.0870.4890.0730.0036410.002658
BDETT [11]0.4980.0620.4670.0640.0011570.000067
ABN (Ours)0.4050.020.2950.0420.0008890.000002
SpeedSpiking MLP (STBP) [40]0.7460.1150.5820.0970.0016660.000102
DT1 [18]0.620.0960.4060.0530.0011670.000021
DT2 [21]0.6090.1020.3510.0650.0028390.001856
BDETT [11]0.5170.0810.3520.0510.0020770.000853
ABN (Ours)0.3050.080.2060.0470.0008810.00001
Motion DirectionSpiking MLP (STBP) [40]0.7010.070.5050.020.0037980.002234
DT1 [18]0.6010.0770.4090.050.0034610.002315
DT2 [21]0.4150.0920.3970.0190.0028270.001844
BDETT [11]0.3950.0410.3510.0520.001330.000106
ABN (Ours)0.3780.0070.2430.010.0008750.000016
Size VarianceSpiking MLP (STBP) [40]0.7590.1280.5330.0480.0039010.002337
DT1 [18]0.6750.1510.4490.010.0022630.001117
DT2 [21]0.5510.0440.450.0340.0013460.000363
BDETT [11]0.4810.0450.3540.0490.0027630.001539
ABN (Ours)0.3730.0120.2550.0020.0008790.000012
", + "bbox": [ + 238, + 172, + 753, + 516 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "CNN models such as [8] and [4], show a higher power consumption of 0.541W and 1.56W, respectively, despite their zero AC. In contrast, using SNN models leads to significantly lower power usage, with hybrid and SNN models [3] consuming 0.404W and 0.053W, respectively. BDET's SNN model [3] further reduces this consumption to 0.046W. Notably, our proposed SNN model outperforms these by achieving the lowest power consumption of just 0.038W, even with a higher AC of 105, underscoring the efficiency of our model in terms of energy usage compared to both CNNs and other SNNs.", + "bbox": [ + 212, + 545, + 787, + 667 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/51b619cbe8509f591cca0c3bd354e02ec8ee7659657fb6210fe17592e0a611ed.jpg", + "table_caption": [ + "Table 4: Power Consumption Comparison" + ], + "table_footnote": [], + "table_body": "
MethodModelMACACPower (W)
Calabrese [8]CNN28500.541
Baldwin [4]CNN96301.56
Asude [3]Hybrid235810.404
Asude [3]SNN0.61230.053
BDETT [3]SNN0.71150.046
OursSNN0.41050.038
", + "bbox": [ + 334, + 719, + 674, + 808 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 326, + 114, + 730, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 116, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 217, + 143, + 357, + 160 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This paper introduces the Asynchronous Bioplausible Neuron (ABN) within a spiking multi-layer perceptron (MLP). This innovative spiking neuron incorporates a dynamic threshold based on Membrane Gradient (MG) for Spike Frequency Adaptation, Threshold Retrospective Gradient (TRG) for Burst Suppression, Spike Efficiency (SE) for Homeostasis. The spiking MLP, which utilizes STDP, serves as the architecture for implementing the proposed neuron.", + "bbox": [ + 218, + 175, + 785, + 266 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "A methodology for object segmentation and image classification that employs a dynamic vision sensor and the ABN is also proposed. Remarkably, this system can directly process asynchronous, event-based vision signals without requiring any preprocessing. Its performance was rigorously evaluated on both conventional datasets (N-MNIST, DVS128 Gesture, N-ImageNet and CIFAR10-DVS) and specialized robotic grasping datasets (ESD-1, ESD-2). The method achieved state-of-the-art performance in terms of classification accuracy and event-wise accuracy across different degraded signal conditions. Additionally, our approach has demonstrated excellent homeostatic properties, maintaining stable neuronal firing rates under challenging conditions such as occlusions, low light levels, the presence of small or rapidly moving objects, and linear motion. Notably, it also exhibited the lowest power consumption among the models evaluated.", + "bbox": [ + 218, + 267, + 785, + 446 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Our model effectively emulates certain biological neuron behaviours, but it does not fully capture all human neuron characteristics, highlighting an area for enhancement to improve biological authenticity. Future work could explore advanced dynamic threshold functions incorporating elements like dynamic refractory periods and network activity. Additionally, current neuromorphic hardware architectures are primarily restricted to Leaky Integrate-and-Fire (LIF) and Spike Response Model (SRM) configurations, which precludes the direct deployment of our algorithm on hardware directly. Addressing this limitation remains a pivotal area for future research to ensure robust real-world applicability.", + "bbox": [ + 218, + 448, + 785, + 583 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 218, + 607, + 401, + 625 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This work was supported by Kingston University, the Advanced Research and Innovation Center (ARIC), which is jointly funded by Khalifa University of Science and Technology, STRATA Manufacturing PJSC (a Mubadala company) and Sandooq Al Watan under Grant SWARD-S22-015. In addition, the authors would like to extend their appreciation to Ipsotek, an Eviden Company, for their generous support and valuable contributions to the research project.", + "bbox": [ + 218, + 638, + 785, + 729 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 218, + 752, + 321, + 768 + ], + "page_idx": 13 + }, + { + "type": "ref_text", + "text": "1. Abreu, S., Gouda, M., Lugnan, A., Bienstman, P.: Flow cytometry with event-based vision and spiking neuromorphic hardware. In: 2023 IEEE/CVF Conference on Computer Vision and Pattern Recognition Workshops (CVPRW). pp. 4139-4147. IEEE (6 2023). https://doi.org/10.1109/CVPRW59228.2023.00435", + "bbox": [ + 225, + 782, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "S. 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Zhang, R., Leng, L., Che, K., Zhang, H., Cheng, J., Guo, Q., Liao, J., Cheng, R.: Accurate and efficient event-based semantic segmentation using adaptive spiking encoder-decoder network. arXiv preprint arXiv:2304.11857 (2023)" + ], + "bbox": [ + 212, + 146, + 787, + 811 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Asynchronous Bioplausible Neuron for SNN for Event Vision", + "bbox": [ + 325, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + } +] \ No newline at end of file diff --git a/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/ce66fd15-b982-4432-9199-d43d6c51b817_model.json b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/ce66fd15-b982-4432-9199-d43d6c51b817_model.json new file mode 100644 index 0000000000000000000000000000000000000000..69878adf157287411b208f1ef9e954f729fda670 --- /dev/null +++ b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/ce66fd15-b982-4432-9199-d43d6c51b817_model.json @@ -0,0 +1,1939 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.237, + 0.141, + 0.773, + 0.187 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision" + }, + { + "type": "text", + "bbox": [ + 0.248, + 0.212, + 0.756, + 0.245 + ], + "angle": 0, + "content": "Sanket Kachole1, Hussain Sajwani2,3, Fariborz Baghaei Naeini1,4, Dimitrios Makris1, and Yahya Zweiri2,3" + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.255, + 0.761, + 0.309 + ], + "angle": 0, + "content": "\\(^{1}\\) Department of Computer Science, Kingston University, London, UK \n\\(^{2}\\) Advanced Research and Innovation Center (ARIC), Khalifa University, UAE \n\\(^{3}\\) Department of Aerospace Engineering, Khalifa University of Science and Technology, Abu Dhabi, UAE" + }, + { + "type": "text", + "bbox": [ + 0.296, + 0.311, + 0.704, + 0.366 + ], + "angle": 0, + "content": "\\(^{4}\\) Ipsotek, an Eviden Company, London \n\\(^{5}\\) {K1742163,f.baghaeinaeini,d.makris}@kingston.ac.uk\\(^{1}\\) {hussain.sajwani,yahya.zweiri}@ku.ac.ae\\(^{2,3}\\) fariborz.naeini@ipsotek.com" + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.399, + 0.744, + 0.622 + ], + "angle": 0, + "content": "Abstract. Spiking Neural Networks (SNNs) offer a biologically inspired approach to computer vision that can lead to more efficient processing of visual data with reduced energy consumption. However, maintaining homeostasis within SNNs is challenging, as it requires continuous adjustment of neural responses to preserve equilibrium and optimal processing efficiency amidst diverse and often unpredictable input signals. In response to these challenges, we propose the Asynchronous Bioplausible Neuron (ABN), a dynamic spike firing mechanism that offers a simple yet potent auto-adjustment to variations in input signals. Its parameters, Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE), make it stand out for its easy implementation, significant effectiveness, and proven reduction in power consumption, a key innovation demonstrated in our experiments. Comprehensive evaluation across various datasets demonstrates ABN's enhanced performance in image classification and segmentation, maintenance of neural equilibrium, and energy efficiency." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.644, + 0.377, + 0.66 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.81 + ], + "angle": 0, + "content": "Computer vision has experienced significant success over the last years due to the advancement of Artificial Neural Networks such as Convolutions Neural Networks (CNNs) and Vision Transformers. Recently, the attraction of Spiking Neural Networks (SNNs) has been growing, due to their potential in real-time sensory processing, closer imitation of biological brain functionalities, and low power consumption. The advent of event-based cameras further accelerates this evolution, offering a promising path to harness the strengths of SNNs and address the challenges faced by traditional vision systems. This combination paves the way for more energy-efficient and adaptive solutions in computer vision [36]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.842 + ], + "angle": 0, + "content": "SNNs' performance benefits from homeostasis, i.e. maintaining a stable neuron activity level, neither spiking too often nor staying too quiet [9,34,41]. To" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.128 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.145, + 0.79, + 0.353 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.365, + 0.788, + 0.462 + ], + "angle": 0, + "content": "Fig. 1: Comparative Visualization of SNNs approaches: The top image presents the overview of the SNN methodology showcasing the conventional processes of asynchronous event capture, event-to-frame conversion, and fixed thresholding in neuronal spike response. In contrast, the bottom image illustrates an overview of the proposed method, highlighting the explicit encoding of events to spikes and implementing a dynamic thresholding mechanism for neuronal spiking. This juxtaposition underscores the novel methodology proposed." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.493, + 0.788, + 0.613 + ], + "angle": 0, + "content": "achieve this, standard methods adjust parameters like fixed firing thresholds or synaptic weights. These strategies require fine-tuning, and may not be versatile across network architectures. The fixed thresholds in spiking neurons, as shown in Fig. 1, can be sensitive to initial conditions, leading networks to be overly active or dormant. The inflexibility in adapting to varying inputs makes neurons either too sensitive or unresponsive, affecting negatively the performance. It also compromises energy efficiency, with either high power usage from excessive firing or missed data from sparse firing." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.789, + 0.841 + ], + "angle": 0, + "content": "To address the above challenges, we introduce the Asynchronous Bioplausible Neuron (ABN) function, which can be incorporated into the two most prominent bioplausible neuron models: the Spike Response Model (SRM) [15] and the Leaky Integrate-and-Fire (LIF) model [16]. ABN is comprised of three novel elements MG, TRG, and SE. In the MG component, we are the first to propose calculating gradients to quantify the movement of membrane potential, akin to the 'rate of membrane potential change' observed in biological neurons, which reflects how neurons dynamically adjust their potential in response to inputs [37]. This provides the direction of the movement necessary to maintain the neuron's output firing. In TRG, we are the first to implement inertia in threshold movement using a sliding window to control bursts of spikes, offering network-independent threshold control. This mirrors the 'adaptive threshold' or 'activity-dependent threshold modulation' observed in biological neurons, where firing thresholds adapt based on historical activity to maintain stability [29]. Although the principle of the SE element is adopted from existing literature, we are" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.292, + 0.144, + 0.71, + 0.243 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.293, + 0.247, + 0.71, + 0.342 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.353, + 0.785, + 0.424 + ], + "angle": 0, + "content": "Fig. 2: Dynamic thresholding for SNNs: Existing methods are based on the LIF neuron which uses statistical cues for thresholding (a), however they result in unstable thresholds (b) and consequently low accuracy for segmentation methods (c). Our proposed method incorporates weighted inputs in the form of MG, TRG, and SE (d), which results in a smoothed dynamic threshold (e), and improved segmentation (f)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.453, + 0.785, + 0.514 + ], + "angle": 0, + "content": "the first to implement it using a sliding window mechanism and asynchronous event data, relating it to 'neuronal efficiency' or 'firing efficiency,' which measures how effectively a neuron converts electrical inputs into action potentials, a crucial factor in preventing response saturation [42]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.515, + 0.785, + 0.649 + ], + "angle": 0, + "content": "We validate the effectiveness of our approach using two SNNs for object segmentation and image classification tasks under both normal and various degraded conditions, such as low light, high occlusion, etc. Further, our method is tested on six different datasets: N-MNIST [33], ESD-1, ESD-2 [19], DVS128-Gesture [2], N-ImageNet [20] and CIFAR-10 DVS [26] to demonstrate its general applicability. Additionally, we conducted an extensive study of the homeostasis (i.e. stability test of neuron firing), an ablation study to understand the impact of elements of the proposed function, and compared the power consumption with state-of-the-art methods." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.65, + 0.785, + 0.696 + ], + "angle": 0, + "content": "The remainder of this paper is structured as follows: Section 2 discusses related work, Section 3 details the proposed methodology, Section 4 presents experimental results, and Section 5 concludes and discusses future research." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.72, + 0.388, + 0.736 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.753, + 0.579, + 0.769 + ], + "angle": 0, + "content": "2.1 Computer vision applications of SNNs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "The exploration of SNNs for object segmentation and image classification has ignited widespread interest in the field, as the SNNs replicate the biological neuronal system to provide efficient and effective solutions for this task. Initial works in object segmentation leaned on feed-forward SNN architectures, utilizing the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.127 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.146, + 0.788, + 0.419 + ], + "angle": 0, + "content": "spike-timing-dependent plasticity (STDP) learning rule for unsupervised learning of features [10]. The Backpropagation Through Time (BPTT) method introduced in [22] for training SNNs, offers a more structured and supervised learning approach that significantly enhances feature extraction and classification accuracy, yet it is limited by its high computational complexity, substantial memory requirements, susceptibility to vanishing and exploding gradients, challenges in capturing long-term dependencies, and inefficiency in real-time learning applications. The introduction of Convolutional Spiking Neural Networks (CSNNs) marked a significant development in image classification. By incorporating convolutional layers into the network, these models could better handle the spatial complexities inherent in images, significantly enhancing segmentation performance. Concurrently, they maintained the temporal dynamics native to SNNs, enabling efficient processing of streaming data [27]. Recently, there has been a surge in the application of recurrent spiking neural networks (RSNNs) to image classification. These networks leverage feedback connections, enhancing the network's ability to capture temporal dependencies in the data. Furthermore, their capacity to retain information over extended periods makes them particularly suited to segmentation tasks involving sequential or video data [7]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.419, + 0.788, + 0.66 + ], + "angle": 0, + "content": "The memory-based methods such as those utilizing LSTM and RNN principles, highlighted by [5] and [6], offer advancements yet face limitations due to their application across entire networks, constraining individual neuron-based threshold modeling. Similarly, Spiking Neural Networks (SNNs) have been applied to tasks like segmentation and object detection with promising results as demonstrated by [44] and [43]; however, these models often draw from Artificial Neural Network (ANN) principles, potentially veering away from the bioplausibility sought to closely mimic biological brain functions. These developments underscore the challenges in achieving nuanced modeling and bio-inspired design within neural network research, highlighting the need for approaches that balance technical efficacy with the intricacies of biological mechanisms. Generative networks [25] in event-based vision struggle due to the asynchronous and unpredictable nature of the data, leading to performance issues in scenarios with sporadic events. This challenge highlights the complexity of creating bioplausible models that maintain stability and accuracy in the face of such data variability." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.681, + 0.525, + 0.696 + ], + "angle": 0, + "content": "2.2 Dynamic Thresholding in SNNs" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.704, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Research on SNNs has delved deeply into dynamic thresholding methods to bolster adaptability. For instance, while predictive coding emphasizes anticipating input patterns, it overlooks the spike timing significance, an aspect STDP-based adjustments address [35], [30]. The holistic approach of network activity regulation contrasts with the inherent refractory period modulation, focusing on preventing rapid neuron firing [39]. Furthermore, spiking models like SRM and LIF have advanced neuron dynamics representations [15, 17]. However, gaps remain, especially in dynamic threshold modulation. [18] introduced a method utilizing a scaling factor to adjust the threshold in response to increased input. Yet, since" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.326, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.253 + ], + "angle": 0, + "content": "it was tailored specifically for incremental spike membrane potential, it faltered when faced with variations in membrane decays. On the other hand, [38] adopted exponential functions to dictate decay. This approach, however, resulted in fluctuating thresholding levels, failing to ensure a smooth threshold curve. Meanwhile, [21] ventured into a firing counter-based threshold adjustment. While innovative, it necessitated meticulous fine-tuning and exhaustive experimentation, leaving the determination of an optimal count mired in ambiguity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.253, + 0.785, + 0.435 + ], + "angle": 0, + "content": "Previous research may not addressed all the dynamics in the input signal, especially in highly complex event-based vision signals. In the event-based vision, SNNs face unique challenges: Neurons within the same layer exhibit varying event counts; some neurons experience more events than others. Consequently, applying uniformly the BDET method [11], which utilizes average membrane potential of the neurons in a layer to predict the threshold of all the neurons in that layer, fails to reflect the individual dynamics of each neuron. This paper addresses notable research gaps. No prior studies have demonstrated that a bioinspired dynamic threshold can stabilize spike firing in semantic segmentation tasks. Additionally, these studies typically employ simplistic datasets such as NMNIST [33] and rarely evaluate system robustness under challenging conditions like motion blur or low light, vital for assessing the system's homeostasis [3]." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.458, + 0.381, + 0.475 + ], + "angle": 0, + "content": "3 Methodology" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.49, + 0.371, + 0.506 + ], + "angle": 0, + "content": "3.1 Pre-requisite" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.517, + 0.804, + 0.608 + ], + "angle": 0, + "content": "Event-based cameras Event-based vision cameras are designed to register variations in logarithmic light intensities by recording individual pixel-level changes, referred to as events. These events formulate a continuous asynchronous event stream, which can be mathematically articulated as a series of ordered tuples. A tuple corresponds to an event \\( i \\) and includes its spatial coordinates \\( (x_i, y_i) \\) in the image frame, timestamps \\( t_i \\), and polarity value \\( z_i \\) [28]:" + }, + { + "type": "equation", + "bbox": [ + 0.34, + 0.62, + 0.785, + 0.636 + ], + "angle": 0, + "content": "\\[\n\\left(x _ {1}, y _ {1}, t _ {1}, z _ {1}\\right), \\left(x _ {2}, y _ {2}, t _ {2}, z _ {2}\\right), \\dots , \\left(x _ {n}, y _ {n}, t _ {n}, z _ {n}\\right) \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.658, + 0.785, + 0.735 + ], + "angle": 0, + "content": "Leaky integrate-and-fire The LIF model, as shown in Fig. 1, is characterized by its linear integration of inputs until a threshold \\(\\Theta(t)\\) is reached, causing its firing [16]. Mathematically, the sub-threshold dynamics of the membrane potential \\(V(t)\\) of an LIF neuron can be described by the following differential equation:" + }, + { + "type": "equation", + "bbox": [ + 0.374, + 0.746, + 0.785, + 0.775 + ], + "angle": 0, + "content": "\\[\n\\tau_ {m} \\frac {d V (t)}{d t} = - (V (t) - E _ {L}) + R _ {m} I (t) \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.788, + 0.842 + ], + "angle": 0, + "content": "where \\(\\tau_{m}\\) is the membrane time constant that dictates the speed at which the neuron responds to inputs, \\(E_{L}\\) is the leak potential or resting potential representing the equilibrium potential of the neuron in the absence of any input, \\(R_{m}\\) is the membrane resistance, and \\(I(t)\\) represents the total synaptic input to" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.128 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.269 + ], + "angle": 0, + "content": "the neuron that might come from other neurons or external sources. When the membrane potential \\( V(t) \\) reaches the threshold \\( \\Theta (t) \\), the neuron emits a spike and then resets its potential to a reset value \\( V_{\\mathrm{reset}} \\), typically below \\( \\Theta (t) \\). Additionally, after spiking, the neuron enters a refractory period for a duration \\( T_{\\mathrm{ref}} \\) during which it cannot fire again. The \"leaky\" aspect of the LIF model comes from the term \\( (V(t) - E_L) \\) in the differential equation. This term ensures that in the absence of any input, the neuron's potential will gradually revert to the leak potential \\( E_L \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.291, + 0.79, + 0.442 + ], + "angle": 0, + "content": "Spike response model In the SRM [15], incoming spike trains \\( s_i(t) \\) are initially transformed into a spike response signal by convolving them with a spike response kernel \\( \\varepsilon(\\cdot) \\), denoted as \\( (\\varepsilon * s_i)(t) \\). Subsequently, this spike response signal is scaled by a synaptic weight \\( w_i \\). The depolarization process involves summing up these scaled spike response signals across all incoming spikes, mathematically represented as \\( \\Sigma_i w_i(\\varepsilon * s_i)(t) \\). The SRM also incorporates a mechanism for hyperpolarization when a spike \\( s(t) \\) is triggered, characterized by a refractory potential \\( (\\zeta * s)(t) \\), where \\( \\zeta(\\cdot) \\) serves as the refractory kernel. This dual-component approach enables SRM to capture both excitatory and inhibitory dynamics in neuronal spike activity." + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.47, + 0.789, + 0.691 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.701, + 0.788, + 0.758 + ], + "angle": 0, + "content": "Fig. 3: Schematic Diagram of ABN. The DVS camera outputs data in the form of asynchronous events. It is passed into a SNN with neurons in the first layer equal to the number of pixels on the camera. Each neuron adopts the proposed ABN where it takes the weighted input from the MG, TRG, and SE to control the dynamic threshold." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Asynchronous events to spike conversion Traditionally, rate coding and temporal coding [23], [24] are the popular methods to convert frames, from a" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.326, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.268 + ], + "angle": 0, + "content": "traditional CMOS, into spiking trains. In this study, similar to [1], each event is treated as a spike to avoid the conversation of the input signal into a spike train. This approach essentially uses a form of temporal coding, because the information is conveyed through the timing of the spikes. We have chosen to drop the polarity aspect of the events due to its high sensitivity, which can introduce noise and complicate the signal processing. Mathematically, \\(\\mathrm{E}(\\mathfrak{t})\\) is the event stream, \\(e = (x,y,t)\\) is an individual event with coordinates \\(x\\), \\(y\\) and timestamp \\(t\\), and \\(S_{i}(t)\\) is the spike train for the i-th neuron:" + }, + { + "type": "equation", + "bbox": [ + 0.351, + 0.28, + 0.785, + 0.32 + ], + "angle": 0, + "content": "\\[\nS _ {i} (t) = \\left\\{ \\begin{array}{l l} \\delta \\left(t - e _ {t}\\right) & \\text {i f} e _ {x} = x _ {i} \\text {a n d} e _ {y} = y _ {i} \\\\ 0 & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.325, + 0.784, + 0.34 + ], + "angle": 0, + "content": "Here, \\(\\delta(t - e_t)\\) is the Dirac delta function, which represents a \"spike\" at time \\(t\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.363, + 0.551, + 0.379 + ], + "angle": 0, + "content": "3.2 Asynchronous Bioplausible Neuron" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.388, + 0.785, + 0.538 + ], + "angle": 0, + "content": "The proposed ABN is a weighted combination of the novel Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE) for threshold adjustment, uniquely tailored for each neuron. This individualization is crucial as each neuron receives a unique frequency of events, necessitating adaptation to input variations and ensuring the maintenance of firing stability, irrespective of the layer. Crucially, ABN's design embodies simplicity and functions as a lightweight adjustment, seamlessly integrating into existing frameworks without the need for complex modifications. The details of each component are discussed in the subsequent subsections below. The mathematical equation of the ABN is:" + }, + { + "type": "equation", + "bbox": [ + 0.333, + 0.555, + 0.785, + 0.571 + ], + "angle": 0, + "content": "\\[\n\\Theta_ {i} (t + 1) = \\Theta_ {i} (t) + k _ {1} M G _ {i} - k _ {2} T R G _ {i} + k _ {3} S E _ {i} \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.577, + 0.785, + 0.743 + ], + "angle": 0, + "content": "The equation models the dynamic adjustment of the neuron's firing threshold at the next time step \\( t + 1 \\) based on various factors. In this equation, \\( \\Theta(t) \\) is the existing threshold at time \\( t \\), and \\( k_{1}, k_{2}, k_{3} \\) are weights that determine the relative influence of each term. The term \\( k_{1} \\cdot MG_{i} \\) increases the threshold when the membrane potential is rapidly changing, preventing the neuron from firing too easily. Conversely, the term \\( -k_{2} \\cdot TRG_{i} \\) decreases the threshold if there has been a historical trend of rapid threshold increases. Lastly, the term \\( k_{3} \\cdot SE_{i} \\) takes into account the neuron's recent spiking activity. Specifically, if the neuron is overly active, this term will make it more difficult for the neuron to fire in the future, thereby ensuring efficiency. Overall, this equation encapsulates a multifaceted approach to dynamically adapting the neuron's firing threshold." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Membrane Gradient (MG) The rate of change of the membrane potential is a critical parameter for predicting a dynamic threshold in SNNs. It serves as an indicator of the neuron's responsiveness to incoming spikes and plays an essential role in governing the neuron's firing behavior. Positive correlations between dynamic thresholds and membrane potentials have been observed in several areas" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.383, + 0.128 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.312 + ], + "angle": 0, + "content": "of diverse biological nervous systems. In [14], the average membrane potential is correlated with an average threshold to predict the dynamic threshold. Instead, in this work we correlate the rate of change of membrane potential with a threshold. A high rate of change often signifies that the neuron is receiving a burst of spikes, necessitating a higher threshold to maintain neuronal homeostasis. Conversely, a lower rate of change could indicate that the neuron is less active, allowing for a lower dynamic threshold to be sensitive to sparse inputs. Incorporating the rate of change of the membrane potential into the calculation of a dynamic threshold ensures that the SNNs can adapt to varying synaptic activities, thereby emulating the adaptability and energy efficiency observed in biological neurons." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.314, + 0.79, + 0.527 + ], + "angle": 0, + "content": "The BDETT method presented in [11] calculates the dynamic threshold using the average of membrane potentials and thresholds. In a layer with varied neuronal activity, not all neurons are always active. Including inactive neurons in this calculation can pull the average value lower. Applying this reduced average threshold to highly active neurons may result in excessive spiking, leading to overly aggressive neuronal activity. In contrast, in this work, we adopt the neuron-specific derivative term, denoted as \\(\\eta \\cdot \\frac{dv_i(t)}{dt}\\), which captures the rate of change of membrane potential of neuron \\(i\\) at time \\(t\\), denoted by \\(v_{i}(t)\\). To numerically compute the derivative, a finite difference approximation is employed. This involves the subtraction of the membrane potential at the previous timestep from the current potential, followed by division by the timestep size \\(\\Delta t\\). The scaling factor \\(\\eta\\), which is set to a value less than 1, reduces the rate of change to ensure that the rate of change of the threshold remains less than the rate of change of the potential. The explicit equation for the derivative term is given as:" + }, + { + "type": "equation", + "bbox": [ + 0.383, + 0.543, + 0.786, + 0.573 + ], + "angle": 0, + "content": "\\[\nM G _ {i} = \\frac {d v _ {i} (t)}{d t} \\approx \\frac {v _ {i} (t) - v _ {i} (t - 1)}{\\Delta t} \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.598, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Threshold Retrospective Gradient (TRG) Biological systems exhibit a negative correlation with the preceding rate of depolarization, which indicates the excitatory status. We propose considering a historical rate of change for the threshold \\(\\Theta(t)\\). This is because focusing solely on the preceding rate of depolarization as implemented in [11] is insufficient and can result in an unstable or overly sensitive dynamic threshold. This approach lacks memory, reacting too quickly to transient changes without considering longer-term neuronal activity patterns. Consequently, this can result in excessive threshold fluctuations and potentially amplify noise, undermining network stability and reliability. Therefore, we take into account the average of the historical rate of change of the dynamic threshold. Utilizing the historical rate of change of the dynamic threshold to calculate the current threshold can provide the neuron with inertia or memory of its past states. This can be useful in situations where the neuron should react not only based on the current state but also considering its past behavior. In discrete terms, if \\(\\Theta(t)\\) is the threshold at time \\(t\\), then the rate of change at \\(t\\) is:" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.326, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.128 + ], + "angle": 0, + "content": "9" + }, + { + "type": "equation", + "bbox": [ + 0.408, + 0.159, + 0.786, + 0.189 + ], + "angle": 0, + "content": "\\[\nG _ {i} (t) = \\frac {\\Theta_ {i} (t) - \\Theta_ {i} (t - 1)}{\\Delta t} \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.194, + 0.784, + 0.224 + ], + "angle": 0, + "content": "The historical rate of change is an average of these rates over a recent window of time, \\( N \\) time steps:" + }, + { + "type": "equation", + "bbox": [ + 0.413, + 0.237, + 0.786, + 0.279 + ], + "angle": 0, + "content": "\\[\n\\bar {G} _ {i} (t) = \\frac {1}{N} \\sum_ {j = 0} ^ {N - 1} G _ {i} (t - j) \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.285, + 0.784, + 0.316 + ], + "angle": 0, + "content": "In order to ensure that the older rates influence the current threshold less within the sliding window, a decay factor \\(\\alpha\\), \\((0 < \\alpha < 1)\\), is used:" + }, + { + "type": "equation", + "bbox": [ + 0.402, + 0.328, + 0.786, + 0.369 + ], + "angle": 0, + "content": "\\[\nT R G _ {i} = \\frac {1}{N} \\sum_ {j = 0} ^ {N - 1} \\alpha^ {j} G _ {i} (t - j) \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.376, + 0.62, + 0.391 + ], + "angle": 0, + "content": "with values closer to 0 suppressing more the older rates." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.392, + 0.784, + 0.452 + ], + "angle": 0, + "content": "In summary, leveraging the historical rate of change of the dynamic threshold has introduced a form of temporal inertia to the neuron, creating a relationship to patterns in input data over time. Importantly, it is especially useful in scenarios where temporal patterns are crucial." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.475, + 0.788, + 0.625 + ], + "angle": 0, + "content": "Spike Efficiency (SE) The ratio of spike output \\( C_{\\mathrm{out}} \\) to spike input \\( C_{\\mathrm{in}} \\) can serve as a crucial metric for determining the dynamic threshold in SNNs. Intuitively, this ratio indicates how efficiently a neuron converts incoming spikes into outgoing spikes. A high SE suggests that the neuron is highly responsive to incoming activity, and could therefore benefit from a high dynamic threshold to maintain energy efficiency and reduce the likelihood of over-saturation. Conversely, a low SE implies that the neuron is less responsive, possibly requiring to lower a dynamic threshold to avoid unnecessary firing and thereby preserve neuronal and computational resources. This ratio is mathematically represented as:" + }, + { + "type": "equation", + "bbox": [ + 0.444, + 0.639, + 0.786, + 0.671 + ], + "angle": 0, + "content": "\\[\nr _ {i} (t) = \\frac {C _ {\\text {o u t} , i} (t)}{C _ {\\text {i n} , i} (t)} \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.677, + 0.784, + 0.723 + ], + "angle": 0, + "content": "When using a sliding window method, we only consider \\( N \\) previous time steps to calculate \\( C_{\\mathrm{in}} \\) and \\( C_{\\mathrm{out}} \\). This allows the threshold to adapt quickly to recent changes in spike rates." + }, + { + "type": "equation", + "bbox": [ + 0.387, + 0.735, + 0.786, + 0.775 + ], + "angle": 0, + "content": "\\[\nS E _ {i} = \\bar {r} _ {i} (t) = \\frac {\\sum_ {j = t - N} ^ {t} C _ {\\text {o u t} , i} (j)}{\\sum_ {j = t - N} ^ {t} C _ {\\text {i n} , i} (j)} \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.78, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Incorporating SE into the dynamic threshold calculation enables the SNN to adjust its sensitivity according to the context of incoming activity. This inclusion ensures a more nuanced and adaptive network behavior, aligning closely with biological plausibility while maintaining computational efficiency. It allows the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.127 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.224 + ], + "angle": 0, + "content": "network to operate in a balanced regime, irrespective of the incoming spike rates, ensuring robust and stable performance across different input conditions. This adaptive mechanism is invaluable, especially when individual neurons within a network necessitate autonomous regulation of their activity, contingent on their functional significance or the unique input patterns they discern." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.248, + 0.327, + 0.264 + ], + "angle": 0, + "content": "4 Results" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.281, + 0.452, + 0.296 + ], + "angle": 0, + "content": "4.1 Experimental Protocol" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.307, + 0.79, + 0.641 + ], + "angle": 0, + "content": "We assess the effectiveness of the proposed ABN in two Computer Vision tasks: Image Classification for the N-MNIST [33], CIFAR10-DVS [26], N-ImageNet [20], DVS128 gesture recognition [2] datasets, and Object Semantic Segmentation for the ESD-1 [19] and ESD-2 [19] datasets. The details of the datasets are explained in supplementary section B. The Spiking MLP employs Spatio-Temporal Backpropagation [11] for training, allowing the network to consider both spatial and temporal information during the learning process. Although the input to the first layer should be a spike train, we can directly use asynchronous event-based vision data without requiring specific conversion. The initialization of network parameters, such as weights and thresholds, is crucial for stabilizing the network's firing activities. We adopt the initialization strategy as discussed in [40]. To make a fair comparison with [11], we have used a similar experimental configuration. The model was trained on a GPU PC featuring 128GB of memory, an Intel Xeon W-2155 Processor, and NVIDIA Quadro RTX 8000 48GB graphics cards, housed in a Lenovo ThinkStation P520. While this is essential for assessing the efficacy of the proposed method, implementing it directly on neuromorphic hardware may require additional engineering efforts, which are beyond the scope of this work. We conducted experiments using the snn-torch package (0.7.0 version) [12]. Custom code was written to develop the LIF and SRM within this framework. Synaptic weights are initialized randomly, and a decay constant, \\(\\tau_{1}\\), is set to \\(0.1\\mathrm{ms}\\). The weights for constants \\(k_{1}\\), \\(k_{2}\\), and \\(k_{3}\\) are experimentally selected as 0.25, 0.50, and 0.25, respectively (see supplementary document)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.663, + 0.637, + 0.679 + ], + "angle": 0, + "content": "4.2 Comparative Results across Diverse Datasets" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.789, + 0.841 + ], + "angle": 0, + "content": "The evaluation of our ABN method's generalization capabilities, across diverse datasets and neuron models is shown in Table 1. Performance on the classification datasets was evaluated using classification accuracy and on the object segmentation using event accuracy. The metrics are detailed in the supplementary document section C. On the N-MNIST dataset, ABN achieved the highest classification accuracy (99.23% with SRM and 99.48% with LIF), surpassing other methods like BDETT and DT1. In the ESD-1 and ESD-2 datasets, designed for robotic grasping tasks, ABN again outperformed others, showing particularly strong performance in the ESD-2 dataset with unknown objects (56.23% with SRM and 58.04% with LIF). For the DVS128 Gesture, CIFAR10-DVS" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.326, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.217, + 0.145, + 0.785, + 0.172 + ], + "angle": 0, + "content": "Table 1: Classification and Event-wise Segmentation Accuracy across Various Datasets and Models" + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.186, + 0.787, + 0.321 + ], + "angle": 0, + "content": "
MethodClassificationSegmentation
N-MNISTDVS128CIFAR10N-ImageNetESD-1ESD-2
SRMLIFSRMLIFSRMLIFSRMLIFSRMLIFSRMLIF
Spiking RBM [31]92.193.1687.3890.2183.0486.2539.4740.1948.9551.0545.250.31
Spiking MLP (BP) [32]94.5297.6690.7293.486.2390.0641.1543.3649.535445.552.42
Spiking MLP (STDP) [13]93.479590.892.0187.591.744.5345.5552.6358.8446.749.44
Spiking MLP (STBP) [40]97.1398.8992.5493.6486.2391.7346.1247.1655.8263.0949.0751.37
DT1 [18]99.0599.495.0196.8889.1792.6548.5247.7357.5561.4550.1354.59
DT2 [21]98.1398.2492.5495.5489.3891.4747.0248.8358.2864.353.4956.5
BDETT [11]99.1599.4594.0996.0591.6193.548.9349.5161.0265.3951.3655.46
ABN (Ours)99.2399.4895.6498.7493.594.7456.7357.0461.5667.2956.2358.04
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.35, + 0.785, + 0.426 + ], + "angle": 0, + "content": "and N-ImageNet datasets, ABN recorded the highest scores \\(95.64\\%\\), \\(93.5\\%\\) and \\(56.73\\%\\) with SRM and in LIF \\(98.74\\%\\), \\(94.74\\%\\) and \\(57.04\\%\\), indicating its robustness and effectiveness. This comprehensive performance underscores the superior adaptability and effectiveness of the ABN method across a variety of datasets and computer vision tasks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.449, + 0.597, + 0.466 + ], + "angle": 0, + "content": "4.3 Evaluation on Degraded Input on ESD-1" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.475, + 0.788, + 0.672 + ], + "angle": 0, + "content": "We conducted an experiment focused on evaluating the segmentation performance of various state-of-the-art methods, and compared them to our proposed ABN, under conditions of degraded inputs. This experiment was essential to mirror real-world scenarios affected by factors like low light, occlusion, variations in speed and distance from the object, and the direction of camera motion. These factors significantly impact the quality of input, making it crucial to determine the robustness of the proposed method in less-than-ideal conditions. Utilizing the ESD-1 dataset, we measured the event accuracy to gauge the performance. The results across various conditions, as depicted in Table 2, consistently show that the ABN method outperforms all other SNN methods in all tested scenarios. Clearly, the superior ability of ABN to maintain high segmentation accuracy despite the challenging input conditions, confirms its efficacy and potential for real-world applications." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.694, + 0.459, + 0.709 + ], + "angle": 0, + "content": "4.4 Homeostasis Evaluation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.785, + 0.779 + ], + "angle": 0, + "content": "Homeostasis in SNNs is crucial as it reflects the network's ability to maintain stable internal conditions despite external environmental variations. It is an important indicator of the network's reliability and efficiency, especially when dynamic input is considered." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.78, + 0.787, + 0.843 + ], + "angle": 0, + "content": "In an experimental setup across all variations of the ESD-1 dataset, various statistical indicators were used to quantify the homeostasis of the host SNNs. Specifically, for a fair comparison with [11] we employed \\( FR_{m} \\), \\( FR_{m\\_std} \\), and \\( FR_{s\\_std} \\) metrics, representing the average neuron firing rate over all trials, the" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.383, + 0.128 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.259, + 0.145, + 0.744, + 0.16 + ], + "angle": 0, + "content": "Table 2: Segmentation accuracy of known objects in various conditions." + }, + { + "type": "table", + "bbox": [ + 0.24, + 0.172, + 0.754, + 0.606 + ], + "angle": 0, + "content": "
Exp 1: varying clutter objects, Bright light, 62cm height, Rotational motion, 0.15 m/s speed
Method2 Obj4 Obj6 Obj8 Obj10 Obj
Spiking MLP (STBP) [40]74.16%73.05%66.79%66.42%54.42%
DT1 [18]77.56%74.65%68.20%68.70%55.49%
DT2 [21]78.46%75.42%69.28%69.62%56.16%
BDETT [11]79.07%78.03%74.14%69.83%58.28%
ABN (ours)81.49%79.74%74.97%72.16%60.03%
Exp 2: 6 Objects, varying lighting conditions, 62cm height, Rotational Motion, 0.15 m/s speed.
MethodBright LightLow light
Spiking MLP (STBP) [40]58.73%61.59%
DT1 [18]61.32%62.91%
DT2 [21]61.24%64.53%
BDETT [11]63.92%66.03%
ABN (Ours)65.98%67.42%
Exp 3: 6 Objects, Bright Light, 62cm height, Varying directions of motion, 0.15 m/s speed.
MethodLinearRotational Partial Rotational
Spiking MLP (STBP) [40]48.09%63.99%67.43%
DT1 [18]49.09%65.14%69.31%
DT2 [21]50.43%66.89%69.79%
BDETT [11]52.09%68.60%72.04%
ABN (Ours)55.50%69.45%73.54%
Exp 4: 6 Objects, Bright Light, 62cm height, Rotational motion, Varying speed.
Method0.15 m/s0.3 m/s0.1 m/s
Spiking MLP (STBP) [40]53.16%68.12%56.29%
DT1 [18]54.56%70.27%60.16%
DT2 [21]55.27%72.31%59.63%
BDETT [11]56.67%75.09%63.16%
ABN (Ours)59.63%76.72%63.56%
Exp 5: 6 Objects, Bright Light, Varying camera height, Rotational motion, Varying speed.
Method62 cm82 cm
Spiking MLP (STBP) [40]62.93%55.05%
DT1 [18]63.82%59.08%
DT2 [21]65.63%59.93%
BDETT [11]65.82%59.00%
ABN (ours)68.40%63.27%
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.637, + 0.788, + 0.714 + ], + "angle": 0, + "content": "mean of standard deviations of neuron firing rates over individual trials, and the variability of these standard deviations, respectively. Our proposed ABN model demonstrates significantly lower values across all three metrics and all conditions. These results suggest a stable and well-regulated network, highlighting the ABN model's capacity for homeostasis." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.737, + 0.439, + 0.754 + ], + "angle": 0, + "content": "4.5 Energy Consumption" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Table 4 presents an analysis of power consumption, comparing CNN, SotA SNNs and the ABN using the DVS128 gesture recognition dataset. As proposed in [3], MAC (Multiply-Accumulate operations) and AC (Accumulate Count) were used to estimate power consumption. A detailed description of power consumption calculations is provided in the supplementary document." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.327, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.297, + 0.145, + 0.706, + 0.16 + ], + "angle": 0, + "content": "Table 3: Homeostasis Performance on ESD-1 Known Object" + }, + { + "type": "table", + "bbox": [ + 0.24, + 0.173, + 0.754, + 0.517 + ], + "angle": 0, + "content": "
FR_mΔFR_mFR_m_stdΔFR_m_stdFR_s_stdΔFR_s_std
Ideal ConditionSpiking MLP (STBP) [40]0.6310.4850.001564
DT1 [18]0.5240.4590.001146
DT2 [21]0.5070.4160.000983
BDETT [11]0.4360.4030.001224
ABN (Ours)0.3850.2530.000891
OcclusionSpiking MLP (STBP) [40]0.7830.1520.5820.0970.0013960.000168
DT1 [18]0.6920.1680.5610.1020.0039630.002817
DT2 [21]0.5860.0790.4840.0680.0027240.001741
BDETT [11]0.470.0340.3570.0460.0022910.001067
ABN (Ours)0.3730.0120.2910.0380.0007840.000107
LightSpiking MLP (STBP) [40]0.7860.1550.5940.1090.0039420.002378
DT1 [18]0.6980.1740.4050.0540.0025080.001362
DT2 [21]0.5940.0870.4890.0730.0036410.002658
BDETT [11]0.4980.0620.4670.0640.0011570.000067
ABN (Ours)0.4050.020.2950.0420.0008890.000002
SpeedSpiking MLP (STBP) [40]0.7460.1150.5820.0970.0016660.000102
DT1 [18]0.620.0960.4060.0530.0011670.000021
DT2 [21]0.6090.1020.3510.0650.0028390.001856
BDETT [11]0.5170.0810.3520.0510.0020770.000853
ABN (Ours)0.3050.080.2060.0470.0008810.00001
Motion DirectionSpiking MLP (STBP) [40]0.7010.070.5050.020.0037980.002234
DT1 [18]0.6010.0770.4090.050.0034610.002315
DT2 [21]0.4150.0920.3970.0190.0028270.001844
BDETT [11]0.3950.0410.3510.0520.001330.000106
ABN (Ours)0.3780.0070.2430.010.0008750.000016
Size VarianceSpiking MLP (STBP) [40]0.7590.1280.5330.0480.0039010.002337
DT1 [18]0.6750.1510.4490.010.0022630.001117
DT2 [21]0.5510.0440.450.0340.0013460.000363
BDETT [11]0.4810.0450.3540.0490.0027630.001539
ABN (Ours)0.3730.0120.2550.0020.0008790.000012
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.546, + 0.788, + 0.669 + ], + "angle": 0, + "content": "CNN models such as [8] and [4], show a higher power consumption of 0.541W and 1.56W, respectively, despite their zero AC. In contrast, using SNN models leads to significantly lower power usage, with hybrid and SNN models [3] consuming 0.404W and 0.053W, respectively. BDET's SNN model [3] further reduces this consumption to 0.046W. Notably, our proposed SNN model outperforms these by achieving the lowest power consumption of just 0.038W, even with a higher AC of 105, underscoring the efficiency of our model in terms of energy usage compared to both CNNs and other SNNs." + }, + { + "type": "table_caption", + "bbox": [ + 0.357, + 0.695, + 0.645, + 0.709 + ], + "angle": 0, + "content": "Table 4: Power Consumption Comparison" + }, + { + "type": "table", + "bbox": [ + 0.336, + 0.72, + 0.675, + 0.809 + ], + "angle": 0, + "content": "
MethodModelMACACPower (W)
Calabrese [8]CNN28500.541
Baldwin [4]CNN96301.56
Asude [3]Hybrid235810.404
Asude [3]SNN0.61230.053
BDETT [3]SNN0.71150.046
OursSNN0.41050.038
" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.382, + 0.127 + ], + "angle": 0, + "content": "S. Kachole et al." + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.358, + 0.161 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.176, + 0.786, + 0.267 + ], + "angle": 0, + "content": "This paper introduces the Asynchronous Bioplausible Neuron (ABN) within a spiking multi-layer perceptron (MLP). This innovative spiking neuron incorporates a dynamic threshold based on Membrane Gradient (MG) for Spike Frequency Adaptation, Threshold Retrospective Gradient (TRG) for Burst Suppression, Spike Efficiency (SE) for Homeostasis. The spiking MLP, which utilizes STDP, serves as the architecture for implementing the proposed neuron." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.268, + 0.786, + 0.448 + ], + "angle": 0, + "content": "A methodology for object segmentation and image classification that employs a dynamic vision sensor and the ABN is also proposed. Remarkably, this system can directly process asynchronous, event-based vision signals without requiring any preprocessing. Its performance was rigorously evaluated on both conventional datasets (N-MNIST, DVS128 Gesture, N-ImageNet and CIFAR10-DVS) and specialized robotic grasping datasets (ESD-1, ESD-2). The method achieved state-of-the-art performance in terms of classification accuracy and event-wise accuracy across different degraded signal conditions. Additionally, our approach has demonstrated excellent homeostatic properties, maintaining stable neuronal firing rates under challenging conditions such as occlusions, low light levels, the presence of small or rapidly moving objects, and linear motion. Notably, it also exhibited the lowest power consumption among the models evaluated." + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.449, + 0.786, + 0.584 + ], + "angle": 0, + "content": "Our model effectively emulates certain biological neuron behaviours, but it does not fully capture all human neuron characteristics, highlighting an area for enhancement to improve biological authenticity. Future work could explore advanced dynamic threshold functions incorporating elements like dynamic refractory periods and network activity. Additionally, current neuromorphic hardware architectures are primarily restricted to Leaky Integrate-and-Fire (LIF) and Spike Response Model (SRM) configurations, which precludes the direct deployment of our algorithm on hardware directly. Addressing this limitation remains a pivotal area for future research to ensure robust real-world applicability." + }, + { + "type": "title", + "bbox": [ + 0.219, + 0.608, + 0.402, + 0.625 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.219, + 0.639, + 0.786, + 0.73 + ], + "angle": 0, + "content": "This work was supported by Kingston University, the Advanced Research and Innovation Center (ARIC), which is jointly funded by Khalifa University of Science and Technology, STRATA Manufacturing PJSC (a Mubadala company) and Sandooq Al Watan under Grant SWARD-S22-015. In addition, the authors would like to extend their appreciation to Ipsotek, an Eviden Company, for their generous support and valuable contributions to the research project." + }, + { + "type": "title", + "bbox": [ + 0.219, + 0.753, + 0.323, + 0.769 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.227, + 0.784, + 0.786, + 0.84 + ], + "angle": 0, + "content": "1. Abreu, S., Gouda, M., Lugnan, A., Bienstman, P.: Flow cytometry with event-based vision and spiking neuromorphic hardware. In: 2023 IEEE/CVF Conference on Computer Vision and Pattern Recognition Workshops (CVPRW). pp. 4139-4147. 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Spiking Neural Networks (SNNs) offer a biologically inspired approach to computer vision that can lead to more efficient processing of visual data with reduced energy consumption. However, maintaining homeostasis within SNNs is challenging, as it requires continuous adjustment of neural responses to preserve equilibrium and optimal processing efficiency amidst diverse and often unpredictable input signals. In response to these challenges, we propose the Asynchronous Bioplausible Neuron (ABN), a dynamic spike firing mechanism that offers a simple yet potent auto-adjustment to variations in input signals. Its parameters, Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE), make it stand out for its easy implementation, significant effectiveness, and proven reduction in power consumption, a key innovation demonstrated in our experiments. Comprehensive evaluation across various datasets demonstrates ABN's enhanced performance in image classification and segmentation, maintenance of neural equilibrium, and energy efficiency. + +# 1 Introduction + +Computer vision has experienced significant success over the last years due to the advancement of Artificial Neural Networks such as Convolutions Neural Networks (CNNs) and Vision Transformers. Recently, the attraction of Spiking Neural Networks (SNNs) has been growing, due to their potential in real-time sensory processing, closer imitation of biological brain functionalities, and low power consumption. The advent of event-based cameras further accelerates this evolution, offering a promising path to harness the strengths of SNNs and address the challenges faced by traditional vision systems. This combination paves the way for more energy-efficient and adaptive solutions in computer vision [36]. + +SNNs' performance benefits from homeostasis, i.e. maintaining a stable neuron activity level, neither spiking too often nor staying too quiet [9,34,41]. To + +![](images/447fd3297fb990e7e506537c2285d73086595fe715a7af11f858b763550256a3.jpg) +Fig. 1: Comparative Visualization of SNNs approaches: The top image presents the overview of the SNN methodology showcasing the conventional processes of asynchronous event capture, event-to-frame conversion, and fixed thresholding in neuronal spike response. In contrast, the bottom image illustrates an overview of the proposed method, highlighting the explicit encoding of events to spikes and implementing a dynamic thresholding mechanism for neuronal spiking. This juxtaposition underscores the novel methodology proposed. + +achieve this, standard methods adjust parameters like fixed firing thresholds or synaptic weights. These strategies require fine-tuning, and may not be versatile across network architectures. The fixed thresholds in spiking neurons, as shown in Fig. 1, can be sensitive to initial conditions, leading networks to be overly active or dormant. The inflexibility in adapting to varying inputs makes neurons either too sensitive or unresponsive, affecting negatively the performance. It also compromises energy efficiency, with either high power usage from excessive firing or missed data from sparse firing. + +To address the above challenges, we introduce the Asynchronous Bioplausible Neuron (ABN) function, which can be incorporated into the two most prominent bioplausible neuron models: the Spike Response Model (SRM) [15] and the Leaky Integrate-and-Fire (LIF) model [16]. ABN is comprised of three novel elements MG, TRG, and SE. In the MG component, we are the first to propose calculating gradients to quantify the movement of membrane potential, akin to the 'rate of membrane potential change' observed in biological neurons, which reflects how neurons dynamically adjust their potential in response to inputs [37]. This provides the direction of the movement necessary to maintain the neuron's output firing. In TRG, we are the first to implement inertia in threshold movement using a sliding window to control bursts of spikes, offering network-independent threshold control. This mirrors the 'adaptive threshold' or 'activity-dependent threshold modulation' observed in biological neurons, where firing thresholds adapt based on historical activity to maintain stability [29]. Although the principle of the SE element is adopted from existing literature, we are + +![](images/8b2e6342be2a553b52ea9f762ece35b6a42aaa221ea2354db199b18d8e9fd8b4.jpg) + +![](images/eb810d731f53660896ad006a8535da7ba533d073119a3baedca3617bc5d1af4d.jpg) +Fig. 2: Dynamic thresholding for SNNs: Existing methods are based on the LIF neuron which uses statistical cues for thresholding (a), however they result in unstable thresholds (b) and consequently low accuracy for segmentation methods (c). Our proposed method incorporates weighted inputs in the form of MG, TRG, and SE (d), which results in a smoothed dynamic threshold (e), and improved segmentation (f). + +the first to implement it using a sliding window mechanism and asynchronous event data, relating it to 'neuronal efficiency' or 'firing efficiency,' which measures how effectively a neuron converts electrical inputs into action potentials, a crucial factor in preventing response saturation [42]. + +We validate the effectiveness of our approach using two SNNs for object segmentation and image classification tasks under both normal and various degraded conditions, such as low light, high occlusion, etc. Further, our method is tested on six different datasets: N-MNIST [33], ESD-1, ESD-2 [19], DVS128-Gesture [2], N-ImageNet [20] and CIFAR-10 DVS [26] to demonstrate its general applicability. Additionally, we conducted an extensive study of the homeostasis (i.e. stability test of neuron firing), an ablation study to understand the impact of elements of the proposed function, and compared the power consumption with state-of-the-art methods. + +The remainder of this paper is structured as follows: Section 2 discusses related work, Section 3 details the proposed methodology, Section 4 presents experimental results, and Section 5 concludes and discusses future research. + +# 2 Related Work + +# 2.1 Computer vision applications of SNNs + +The exploration of SNNs for object segmentation and image classification has ignited widespread interest in the field, as the SNNs replicate the biological neuronal system to provide efficient and effective solutions for this task. Initial works in object segmentation leaned on feed-forward SNN architectures, utilizing the + +spike-timing-dependent plasticity (STDP) learning rule for unsupervised learning of features [10]. The Backpropagation Through Time (BPTT) method introduced in [22] for training SNNs, offers a more structured and supervised learning approach that significantly enhances feature extraction and classification accuracy, yet it is limited by its high computational complexity, substantial memory requirements, susceptibility to vanishing and exploding gradients, challenges in capturing long-term dependencies, and inefficiency in real-time learning applications. The introduction of Convolutional Spiking Neural Networks (CSNNs) marked a significant development in image classification. By incorporating convolutional layers into the network, these models could better handle the spatial complexities inherent in images, significantly enhancing segmentation performance. Concurrently, they maintained the temporal dynamics native to SNNs, enabling efficient processing of streaming data [27]. Recently, there has been a surge in the application of recurrent spiking neural networks (RSNNs) to image classification. These networks leverage feedback connections, enhancing the network's ability to capture temporal dependencies in the data. Furthermore, their capacity to retain information over extended periods makes them particularly suited to segmentation tasks involving sequential or video data [7]. + +The memory-based methods such as those utilizing LSTM and RNN principles, highlighted by [5] and [6], offer advancements yet face limitations due to their application across entire networks, constraining individual neuron-based threshold modeling. Similarly, Spiking Neural Networks (SNNs) have been applied to tasks like segmentation and object detection with promising results as demonstrated by [44] and [43]; however, these models often draw from Artificial Neural Network (ANN) principles, potentially veering away from the bioplausibility sought to closely mimic biological brain functions. These developments underscore the challenges in achieving nuanced modeling and bio-inspired design within neural network research, highlighting the need for approaches that balance technical efficacy with the intricacies of biological mechanisms. Generative networks [25] in event-based vision struggle due to the asynchronous and unpredictable nature of the data, leading to performance issues in scenarios with sporadic events. This challenge highlights the complexity of creating bioplausible models that maintain stability and accuracy in the face of such data variability. + +# 2.2 Dynamic Thresholding in SNNs + +Research on SNNs has delved deeply into dynamic thresholding methods to bolster adaptability. For instance, while predictive coding emphasizes anticipating input patterns, it overlooks the spike timing significance, an aspect STDP-based adjustments address [35], [30]. The holistic approach of network activity regulation contrasts with the inherent refractory period modulation, focusing on preventing rapid neuron firing [39]. Furthermore, spiking models like SRM and LIF have advanced neuron dynamics representations [15, 17]. However, gaps remain, especially in dynamic threshold modulation. [18] introduced a method utilizing a scaling factor to adjust the threshold in response to increased input. Yet, since + +it was tailored specifically for incremental spike membrane potential, it faltered when faced with variations in membrane decays. On the other hand, [38] adopted exponential functions to dictate decay. This approach, however, resulted in fluctuating thresholding levels, failing to ensure a smooth threshold curve. Meanwhile, [21] ventured into a firing counter-based threshold adjustment. While innovative, it necessitated meticulous fine-tuning and exhaustive experimentation, leaving the determination of an optimal count mired in ambiguity. + +Previous research may not addressed all the dynamics in the input signal, especially in highly complex event-based vision signals. In the event-based vision, SNNs face unique challenges: Neurons within the same layer exhibit varying event counts; some neurons experience more events than others. Consequently, applying uniformly the BDET method [11], which utilizes average membrane potential of the neurons in a layer to predict the threshold of all the neurons in that layer, fails to reflect the individual dynamics of each neuron. This paper addresses notable research gaps. No prior studies have demonstrated that a bioinspired dynamic threshold can stabilize spike firing in semantic segmentation tasks. Additionally, these studies typically employ simplistic datasets such as NMNIST [33] and rarely evaluate system robustness under challenging conditions like motion blur or low light, vital for assessing the system's homeostasis [3]. + +# 3 Methodology + +# 3.1 Pre-requisite + +Event-based cameras Event-based vision cameras are designed to register variations in logarithmic light intensities by recording individual pixel-level changes, referred to as events. These events formulate a continuous asynchronous event stream, which can be mathematically articulated as a series of ordered tuples. A tuple corresponds to an event $i$ and includes its spatial coordinates $(x_i, y_i)$ in the image frame, timestamps $t_i$ , and polarity value $z_i$ [28]: + +$$ +\left(x _ {1}, y _ {1}, t _ {1}, z _ {1}\right), \left(x _ {2}, y _ {2}, t _ {2}, z _ {2}\right), \dots , \left(x _ {n}, y _ {n}, t _ {n}, z _ {n}\right) \tag {1} +$$ + +Leaky integrate-and-fire The LIF model, as shown in Fig. 1, is characterized by its linear integration of inputs until a threshold $\Theta(t)$ is reached, causing its firing [16]. Mathematically, the sub-threshold dynamics of the membrane potential $V(t)$ of an LIF neuron can be described by the following differential equation: + +$$ +\tau_ {m} \frac {d V (t)}{d t} = - (V (t) - E _ {L}) + R _ {m} I (t) \tag {2} +$$ + +where $\tau_{m}$ is the membrane time constant that dictates the speed at which the neuron responds to inputs, $E_{L}$ is the leak potential or resting potential representing the equilibrium potential of the neuron in the absence of any input, $R_{m}$ is the membrane resistance, and $I(t)$ represents the total synaptic input to + +the neuron that might come from other neurons or external sources. When the membrane potential $V(t)$ reaches the threshold $\Theta (t)$ , the neuron emits a spike and then resets its potential to a reset value $V_{\mathrm{reset}}$ , typically below $\Theta (t)$ . Additionally, after spiking, the neuron enters a refractory period for a duration $T_{\mathrm{ref}}$ during which it cannot fire again. The "leaky" aspect of the LIF model comes from the term $(V(t) - E_L)$ in the differential equation. This term ensures that in the absence of any input, the neuron's potential will gradually revert to the leak potential $E_L$ . + +Spike response model In the SRM [15], incoming spike trains $s_i(t)$ are initially transformed into a spike response signal by convolving them with a spike response kernel $\varepsilon(\cdot)$ , denoted as $(\varepsilon * s_i)(t)$ . Subsequently, this spike response signal is scaled by a synaptic weight $w_i$ . The depolarization process involves summing up these scaled spike response signals across all incoming spikes, mathematically represented as $\Sigma_i w_i(\varepsilon * s_i)(t)$ . The SRM also incorporates a mechanism for hyperpolarization when a spike $s(t)$ is triggered, characterized by a refractory potential $(\zeta * s)(t)$ , where $\zeta(\cdot)$ serves as the refractory kernel. This dual-component approach enables SRM to capture both excitatory and inhibitory dynamics in neuronal spike activity. + +![](images/836a9562721b175c5641e0f12cdcff17b70ba7ba08244208cba936f22eb75117.jpg) +Fig. 3: Schematic Diagram of ABN. The DVS camera outputs data in the form of asynchronous events. It is passed into a SNN with neurons in the first layer equal to the number of pixels on the camera. Each neuron adopts the proposed ABN where it takes the weighted input from the MG, TRG, and SE to control the dynamic threshold. + +Asynchronous events to spike conversion Traditionally, rate coding and temporal coding [23], [24] are the popular methods to convert frames, from a + +traditional CMOS, into spiking trains. In this study, similar to [1], each event is treated as a spike to avoid the conversation of the input signal into a spike train. This approach essentially uses a form of temporal coding, because the information is conveyed through the timing of the spikes. We have chosen to drop the polarity aspect of the events due to its high sensitivity, which can introduce noise and complicate the signal processing. Mathematically, $\mathrm{E}(\mathfrak{t})$ is the event stream, $e = (x,y,t)$ is an individual event with coordinates $x$ , $y$ and timestamp $t$ , and $S_{i}(t)$ is the spike train for the i-th neuron: + +$$ +S _ {i} (t) = \left\{ \begin{array}{l l} \delta \left(t - e _ {t}\right) & \text {i f} e _ {x} = x _ {i} \text {a n d} e _ {y} = y _ {i} \\ 0 & \text {o t h e r w i s e} \end{array} \right. \tag {3} +$$ + +Here, $\delta(t - e_t)$ is the Dirac delta function, which represents a "spike" at time $t$ . + +# 3.2 Asynchronous Bioplausible Neuron + +The proposed ABN is a weighted combination of the novel Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE) for threshold adjustment, uniquely tailored for each neuron. This individualization is crucial as each neuron receives a unique frequency of events, necessitating adaptation to input variations and ensuring the maintenance of firing stability, irrespective of the layer. Crucially, ABN's design embodies simplicity and functions as a lightweight adjustment, seamlessly integrating into existing frameworks without the need for complex modifications. The details of each component are discussed in the subsequent subsections below. The mathematical equation of the ABN is: + +$$ +\Theta_ {i} (t + 1) = \Theta_ {i} (t) + k _ {1} M G _ {i} - k _ {2} T R G _ {i} + k _ {3} S E _ {i} \tag {4} +$$ + +The equation models the dynamic adjustment of the neuron's firing threshold at the next time step $t + 1$ based on various factors. In this equation, $\Theta(t)$ is the existing threshold at time $t$ , and $k_{1}, k_{2}, k_{3}$ are weights that determine the relative influence of each term. The term $k_{1} \cdot MG_{i}$ increases the threshold when the membrane potential is rapidly changing, preventing the neuron from firing too easily. Conversely, the term $-k_{2} \cdot TRG_{i}$ decreases the threshold if there has been a historical trend of rapid threshold increases. Lastly, the term $k_{3} \cdot SE_{i}$ takes into account the neuron's recent spiking activity. Specifically, if the neuron is overly active, this term will make it more difficult for the neuron to fire in the future, thereby ensuring efficiency. Overall, this equation encapsulates a multifaceted approach to dynamically adapting the neuron's firing threshold. + +Membrane Gradient (MG) The rate of change of the membrane potential is a critical parameter for predicting a dynamic threshold in SNNs. It serves as an indicator of the neuron's responsiveness to incoming spikes and plays an essential role in governing the neuron's firing behavior. Positive correlations between dynamic thresholds and membrane potentials have been observed in several areas + +of diverse biological nervous systems. In [14], the average membrane potential is correlated with an average threshold to predict the dynamic threshold. Instead, in this work we correlate the rate of change of membrane potential with a threshold. A high rate of change often signifies that the neuron is receiving a burst of spikes, necessitating a higher threshold to maintain neuronal homeostasis. Conversely, a lower rate of change could indicate that the neuron is less active, allowing for a lower dynamic threshold to be sensitive to sparse inputs. Incorporating the rate of change of the membrane potential into the calculation of a dynamic threshold ensures that the SNNs can adapt to varying synaptic activities, thereby emulating the adaptability and energy efficiency observed in biological neurons. + +The BDETT method presented in [11] calculates the dynamic threshold using the average of membrane potentials and thresholds. In a layer with varied neuronal activity, not all neurons are always active. Including inactive neurons in this calculation can pull the average value lower. Applying this reduced average threshold to highly active neurons may result in excessive spiking, leading to overly aggressive neuronal activity. In contrast, in this work, we adopt the neuron-specific derivative term, denoted as $\eta \cdot \frac{dv_i(t)}{dt}$ , which captures the rate of change of membrane potential of neuron $i$ at time $t$ , denoted by $v_{i}(t)$ . To numerically compute the derivative, a finite difference approximation is employed. This involves the subtraction of the membrane potential at the previous timestep from the current potential, followed by division by the timestep size $\Delta t$ . The scaling factor $\eta$ , which is set to a value less than 1, reduces the rate of change to ensure that the rate of change of the threshold remains less than the rate of change of the potential. The explicit equation for the derivative term is given as: + +$$ +M G _ {i} = \frac {d v _ {i} (t)}{d t} \approx \frac {v _ {i} (t) - v _ {i} (t - 1)}{\Delta t} \tag {5} +$$ + +Threshold Retrospective Gradient (TRG) Biological systems exhibit a negative correlation with the preceding rate of depolarization, which indicates the excitatory status. We propose considering a historical rate of change for the threshold $\Theta(t)$ . This is because focusing solely on the preceding rate of depolarization as implemented in [11] is insufficient and can result in an unstable or overly sensitive dynamic threshold. This approach lacks memory, reacting too quickly to transient changes without considering longer-term neuronal activity patterns. Consequently, this can result in excessive threshold fluctuations and potentially amplify noise, undermining network stability and reliability. Therefore, we take into account the average of the historical rate of change of the dynamic threshold. Utilizing the historical rate of change of the dynamic threshold to calculate the current threshold can provide the neuron with inertia or memory of its past states. This can be useful in situations where the neuron should react not only based on the current state but also considering its past behavior. In discrete terms, if $\Theta(t)$ is the threshold at time $t$ , then the rate of change at $t$ is: + +$$ +G _ {i} (t) = \frac {\Theta_ {i} (t) - \Theta_ {i} (t - 1)}{\Delta t} \tag {6} +$$ + +The historical rate of change is an average of these rates over a recent window of time, $N$ time steps: + +$$ +\bar {G} _ {i} (t) = \frac {1}{N} \sum_ {j = 0} ^ {N - 1} G _ {i} (t - j) \tag {7} +$$ + +In order to ensure that the older rates influence the current threshold less within the sliding window, a decay factor $\alpha$ , $(0 < \alpha < 1)$ , is used: + +$$ +T R G _ {i} = \frac {1}{N} \sum_ {j = 0} ^ {N - 1} \alpha^ {j} G _ {i} (t - j) \tag {8} +$$ + +with values closer to 0 suppressing more the older rates. + +In summary, leveraging the historical rate of change of the dynamic threshold has introduced a form of temporal inertia to the neuron, creating a relationship to patterns in input data over time. Importantly, it is especially useful in scenarios where temporal patterns are crucial. + +Spike Efficiency (SE) The ratio of spike output $C_{\mathrm{out}}$ to spike input $C_{\mathrm{in}}$ can serve as a crucial metric for determining the dynamic threshold in SNNs. Intuitively, this ratio indicates how efficiently a neuron converts incoming spikes into outgoing spikes. A high SE suggests that the neuron is highly responsive to incoming activity, and could therefore benefit from a high dynamic threshold to maintain energy efficiency and reduce the likelihood of over-saturation. Conversely, a low SE implies that the neuron is less responsive, possibly requiring to lower a dynamic threshold to avoid unnecessary firing and thereby preserve neuronal and computational resources. This ratio is mathematically represented as: + +$$ +r _ {i} (t) = \frac {C _ {\text {o u t} , i} (t)}{C _ {\text {i n} , i} (t)} \tag {9} +$$ + +When using a sliding window method, we only consider $N$ previous time steps to calculate $C_{\mathrm{in}}$ and $C_{\mathrm{out}}$ . This allows the threshold to adapt quickly to recent changes in spike rates. + +$$ +S E _ {i} = \bar {r} _ {i} (t) = \frac {\sum_ {j = t - N} ^ {t} C _ {\text {o u t} , i} (j)}{\sum_ {j = t - N} ^ {t} C _ {\text {i n} , i} (j)} \tag {10} +$$ + +Incorporating SE into the dynamic threshold calculation enables the SNN to adjust its sensitivity according to the context of incoming activity. This inclusion ensures a more nuanced and adaptive network behavior, aligning closely with biological plausibility while maintaining computational efficiency. It allows the + +network to operate in a balanced regime, irrespective of the incoming spike rates, ensuring robust and stable performance across different input conditions. This adaptive mechanism is invaluable, especially when individual neurons within a network necessitate autonomous regulation of their activity, contingent on their functional significance or the unique input patterns they discern. + +# 4 Results + +# 4.1 Experimental Protocol + +We assess the effectiveness of the proposed ABN in two Computer Vision tasks: Image Classification for the N-MNIST [33], CIFAR10-DVS [26], N-ImageNet [20], DVS128 gesture recognition [2] datasets, and Object Semantic Segmentation for the ESD-1 [19] and ESD-2 [19] datasets. The details of the datasets are explained in supplementary section B. The Spiking MLP employs Spatio-Temporal Backpropagation [11] for training, allowing the network to consider both spatial and temporal information during the learning process. Although the input to the first layer should be a spike train, we can directly use asynchronous event-based vision data without requiring specific conversion. The initialization of network parameters, such as weights and thresholds, is crucial for stabilizing the network's firing activities. We adopt the initialization strategy as discussed in [40]. To make a fair comparison with [11], we have used a similar experimental configuration. The model was trained on a GPU PC featuring 128GB of memory, an Intel Xeon W-2155 Processor, and NVIDIA Quadro RTX 8000 48GB graphics cards, housed in a Lenovo ThinkStation P520. While this is essential for assessing the efficacy of the proposed method, implementing it directly on neuromorphic hardware may require additional engineering efforts, which are beyond the scope of this work. We conducted experiments using the snn-torch package (0.7.0 version) [12]. Custom code was written to develop the LIF and SRM within this framework. Synaptic weights are initialized randomly, and a decay constant, $\tau_{1}$ , is set to $0.1\mathrm{ms}$ . The weights for constants $k_{1}$ , $k_{2}$ , and $k_{3}$ are experimentally selected as 0.25, 0.50, and 0.25, respectively (see supplementary document). + +# 4.2 Comparative Results across Diverse Datasets + +The evaluation of our ABN method's generalization capabilities, across diverse datasets and neuron models is shown in Table 1. Performance on the classification datasets was evaluated using classification accuracy and on the object segmentation using event accuracy. The metrics are detailed in the supplementary document section C. On the N-MNIST dataset, ABN achieved the highest classification accuracy (99.23% with SRM and 99.48% with LIF), surpassing other methods like BDETT and DT1. In the ESD-1 and ESD-2 datasets, designed for robotic grasping tasks, ABN again outperformed others, showing particularly strong performance in the ESD-2 dataset with unknown objects (56.23% with SRM and 58.04% with LIF). For the DVS128 Gesture, CIFAR10-DVS + +Table 1: Classification and Event-wise Segmentation Accuracy across Various Datasets and Models + +
MethodClassificationSegmentation
N-MNISTDVS128CIFAR10N-ImageNetESD-1ESD-2
SRMLIFSRMLIFSRMLIFSRMLIFSRMLIFSRMLIF
Spiking RBM [31]92.193.1687.3890.2183.0486.2539.4740.1948.9551.0545.250.31
Spiking MLP (BP) [32]94.5297.6690.7293.486.2390.0641.1543.3649.535445.552.42
Spiking MLP (STDP) [13]93.479590.892.0187.591.744.5345.5552.6358.8446.749.44
Spiking MLP (STBP) [40]97.1398.8992.5493.6486.2391.7346.1247.1655.8263.0949.0751.37
DT1 [18]99.0599.495.0196.8889.1792.6548.5247.7357.5561.4550.1354.59
DT2 [21]98.1398.2492.5495.5489.3891.4747.0248.8358.2864.353.4956.5
BDETT [11]99.1599.4594.0996.0591.6193.548.9349.5161.0265.3951.3655.46
ABN (Ours)99.2399.4895.6498.7493.594.7456.7357.0461.5667.2956.2358.04
+ +and N-ImageNet datasets, ABN recorded the highest scores $95.64\%$ , $93.5\%$ and $56.73\%$ with SRM and in LIF $98.74\%$ , $94.74\%$ and $57.04\%$ , indicating its robustness and effectiveness. This comprehensive performance underscores the superior adaptability and effectiveness of the ABN method across a variety of datasets and computer vision tasks. + +# 4.3 Evaluation on Degraded Input on ESD-1 + +We conducted an experiment focused on evaluating the segmentation performance of various state-of-the-art methods, and compared them to our proposed ABN, under conditions of degraded inputs. This experiment was essential to mirror real-world scenarios affected by factors like low light, occlusion, variations in speed and distance from the object, and the direction of camera motion. These factors significantly impact the quality of input, making it crucial to determine the robustness of the proposed method in less-than-ideal conditions. Utilizing the ESD-1 dataset, we measured the event accuracy to gauge the performance. The results across various conditions, as depicted in Table 2, consistently show that the ABN method outperforms all other SNN methods in all tested scenarios. Clearly, the superior ability of ABN to maintain high segmentation accuracy despite the challenging input conditions, confirms its efficacy and potential for real-world applications. + +# 4.4 Homeostasis Evaluation + +Homeostasis in SNNs is crucial as it reflects the network's ability to maintain stable internal conditions despite external environmental variations. It is an important indicator of the network's reliability and efficiency, especially when dynamic input is considered. + +In an experimental setup across all variations of the ESD-1 dataset, various statistical indicators were used to quantify the homeostasis of the host SNNs. Specifically, for a fair comparison with [11] we employed $FR_{m}$ , $FR_{m\_std}$ , and $FR_{s\_std}$ metrics, representing the average neuron firing rate over all trials, the + +Table 2: Segmentation accuracy of known objects in various conditions. + +
Exp 1: varying clutter objects, Bright light, 62cm height, Rotational motion, 0.15 m/s speed
Method2 Obj4 Obj6 Obj8 Obj10 Obj
Spiking MLP (STBP) [40]74.16%73.05%66.79%66.42%54.42%
DT1 [18]77.56%74.65%68.20%68.70%55.49%
DT2 [21]78.46%75.42%69.28%69.62%56.16%
BDETT [11]79.07%78.03%74.14%69.83%58.28%
ABN (ours)81.49%79.74%74.97%72.16%60.03%
Exp 2: 6 Objects, varying lighting conditions, 62cm height, Rotational Motion, 0.15 m/s speed.
MethodBright LightLow light
Spiking MLP (STBP) [40]58.73%61.59%
DT1 [18]61.32%62.91%
DT2 [21]61.24%64.53%
BDETT [11]63.92%66.03%
ABN (Ours)65.98%67.42%
Exp 3: 6 Objects, Bright Light, 62cm height, Varying directions of motion, 0.15 m/s speed.
MethodLinearRotational Partial Rotational
Spiking MLP (STBP) [40]48.09%63.99%67.43%
DT1 [18]49.09%65.14%69.31%
DT2 [21]50.43%66.89%69.79%
BDETT [11]52.09%68.60%72.04%
ABN (Ours)55.50%69.45%73.54%
Exp 4: 6 Objects, Bright Light, 62cm height, Rotational motion, Varying speed.
Method0.15 m/s0.3 m/s0.1 m/s
Spiking MLP (STBP) [40]53.16%68.12%56.29%
DT1 [18]54.56%70.27%60.16%
DT2 [21]55.27%72.31%59.63%
BDETT [11]56.67%75.09%63.16%
ABN (Ours)59.63%76.72%63.56%
Exp 5: 6 Objects, Bright Light, Varying camera height, Rotational motion, Varying speed.
Method62 cm82 cm
Spiking MLP (STBP) [40]62.93%55.05%
DT1 [18]63.82%59.08%
DT2 [21]65.63%59.93%
BDETT [11]65.82%59.00%
ABN (ours)68.40%63.27%
+ +mean of standard deviations of neuron firing rates over individual trials, and the variability of these standard deviations, respectively. Our proposed ABN model demonstrates significantly lower values across all three metrics and all conditions. These results suggest a stable and well-regulated network, highlighting the ABN model's capacity for homeostasis. + +# 4.5 Energy Consumption + +Table 4 presents an analysis of power consumption, comparing CNN, SotA SNNs and the ABN using the DVS128 gesture recognition dataset. As proposed in [3], MAC (Multiply-Accumulate operations) and AC (Accumulate Count) were used to estimate power consumption. A detailed description of power consumption calculations is provided in the supplementary document. + +Table 3: Homeostasis Performance on ESD-1 Known Object + +
FR_mΔFR_mFR_m_stdΔFR_m_stdFR_s_stdΔFR_s_std
Ideal ConditionSpiking MLP (STBP) [40]0.6310.4850.001564
DT1 [18]0.5240.4590.001146
DT2 [21]0.5070.4160.000983
BDETT [11]0.4360.4030.001224
ABN (Ours)0.3850.2530.000891
OcclusionSpiking MLP (STBP) [40]0.7830.1520.5820.0970.0013960.000168
DT1 [18]0.6920.1680.5610.1020.0039630.002817
DT2 [21]0.5860.0790.4840.0680.0027240.001741
BDETT [11]0.470.0340.3570.0460.0022910.001067
ABN (Ours)0.3730.0120.2910.0380.0007840.000107
LightSpiking MLP (STBP) [40]0.7860.1550.5940.1090.0039420.002378
DT1 [18]0.6980.1740.4050.0540.0025080.001362
DT2 [21]0.5940.0870.4890.0730.0036410.002658
BDETT [11]0.4980.0620.4670.0640.0011570.000067
ABN (Ours)0.4050.020.2950.0420.0008890.000002
SpeedSpiking MLP (STBP) [40]0.7460.1150.5820.0970.0016660.000102
DT1 [18]0.620.0960.4060.0530.0011670.000021
DT2 [21]0.6090.1020.3510.0650.0028390.001856
BDETT [11]0.5170.0810.3520.0510.0020770.000853
ABN (Ours)0.3050.080.2060.0470.0008810.00001
Motion DirectionSpiking MLP (STBP) [40]0.7010.070.5050.020.0037980.002234
DT1 [18]0.6010.0770.4090.050.0034610.002315
DT2 [21]0.4150.0920.3970.0190.0028270.001844
BDETT [11]0.3950.0410.3510.0520.001330.000106
ABN (Ours)0.3780.0070.2430.010.0008750.000016
Size VarianceSpiking MLP (STBP) [40]0.7590.1280.5330.0480.0039010.002337
DT1 [18]0.6750.1510.4490.010.0022630.001117
DT2 [21]0.5510.0440.450.0340.0013460.000363
BDETT [11]0.4810.0450.3540.0490.0027630.001539
ABN (Ours)0.3730.0120.2550.0020.0008790.000012
+ +CNN models such as [8] and [4], show a higher power consumption of 0.541W and 1.56W, respectively, despite their zero AC. In contrast, using SNN models leads to significantly lower power usage, with hybrid and SNN models [3] consuming 0.404W and 0.053W, respectively. BDET's SNN model [3] further reduces this consumption to 0.046W. Notably, our proposed SNN model outperforms these by achieving the lowest power consumption of just 0.038W, even with a higher AC of 105, underscoring the efficiency of our model in terms of energy usage compared to both CNNs and other SNNs. + +Table 4: Power Consumption Comparison + +
MethodModelMACACPower (W)
Calabrese [8]CNN28500.541
Baldwin [4]CNN96301.56
Asude [3]Hybrid235810.404
Asude [3]SNN0.61230.053
BDETT [3]SNN0.71150.046
OursSNN0.41050.038
+ +# 5 Conclusion + +This paper introduces the Asynchronous Bioplausible Neuron (ABN) within a spiking multi-layer perceptron (MLP). This innovative spiking neuron incorporates a dynamic threshold based on Membrane Gradient (MG) for Spike Frequency Adaptation, Threshold Retrospective Gradient (TRG) for Burst Suppression, Spike Efficiency (SE) for Homeostasis. The spiking MLP, which utilizes STDP, serves as the architecture for implementing the proposed neuron. + +A methodology for object segmentation and image classification that employs a dynamic vision sensor and the ABN is also proposed. Remarkably, this system can directly process asynchronous, event-based vision signals without requiring any preprocessing. Its performance was rigorously evaluated on both conventional datasets (N-MNIST, DVS128 Gesture, N-ImageNet and CIFAR10-DVS) and specialized robotic grasping datasets (ESD-1, ESD-2). The method achieved state-of-the-art performance in terms of classification accuracy and event-wise accuracy across different degraded signal conditions. Additionally, our approach has demonstrated excellent homeostatic properties, maintaining stable neuronal firing rates under challenging conditions such as occlusions, low light levels, the presence of small or rapidly moving objects, and linear motion. Notably, it also exhibited the lowest power consumption among the models evaluated. + +Our model effectively emulates certain biological neuron behaviours, but it does not fully capture all human neuron characteristics, highlighting an area for enhancement to improve biological authenticity. Future work could explore advanced dynamic threshold functions incorporating elements like dynamic refractory periods and network activity. Additionally, current neuromorphic hardware architectures are primarily restricted to Leaky Integrate-and-Fire (LIF) and Spike Response Model (SRM) configurations, which precludes the direct deployment of our algorithm on hardware directly. Addressing this limitation remains a pivotal area for future research to ensure robust real-world applicability. + +# Acknowledgements + +This work was supported by Kingston University, the Advanced Research and Innovation Center (ARIC), which is jointly funded by Khalifa University of Science and Technology, STRATA Manufacturing PJSC (a Mubadala company) and Sandooq Al Watan under Grant SWARD-S22-015. In addition, the authors would like to extend their appreciation to Ipsotek, an Eviden Company, for their generous support and valuable contributions to the research project. + +# References + +1. Abreu, S., Gouda, M., Lugnan, A., Bienstman, P.: Flow cytometry with event-based vision and spiking neuromorphic hardware. 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Rathi, N., Chakraborty, I., Kosta, A., Sengupta, A., Ankit, A., Panda, P., Roy, K.: Exploring Neuromorphic Computing Based on Spiking Neural Networks: Algorithms to Hardware. ACM Computing Surveys 55(12), 1-49 (12 2023). https://doi.org/10.1145/3571155 +37. Sanes, D.H., Takács, C.: Activity-dependent refinement of inhibitory connections. European Journal of Neuroscience 5(6), 570-574 (1993) +38. Shaban, A., Bezugam, S.S., Suri, M.: An adaptive threshold neuron for recurrent spiking neural networks with nanodevice hardware implementation. Nature communications 12(1), 4234 (7 2021). https://doi.org/10.1038/s41467-021-24427-8 +39. Wang, L., Rajapakse, J.C., Fukushima, K., Lee, S.Y., Yao, X., Yoshida', M., Hayashi2, H.: Regulation of Spontaneous Rhythmic Activity and Preserved Stimulus Dependent Pattern by STDP in the Hippocampal CA3 Model. Tech. rep. +40. Wu, Y., Deng, L., Li, G., Zhu, J., Shi, L.: Spatio-Temporal Backpropagation for Training High-Performance Spiking Neural Networks. Frontiers in Neuroscience 12 (5 2018). https://doi.org/10.3389/fnins.2018.00331 +41. Yeung, L.C., Shouval, H.Z., Blais, B.S., Cooper, L.N.: Synaptic homeostasis and input selectivity follow from a calcium-dependent plasticity model. Proceedings of the National Academy of Sciences 101(41), 14943-14948 (10 2004). https://doi.org/10.1073/pnas.0405555101 +42. Yu, L., Yu, Y.: Energy-efficient neural information processing in individual neurons and neuronal networks. Journal of Neuroscience Research 95(11), 2253-2266 (2017) +43. Zhang, H., Leng, L., Che, K., Liu, Q., Cheng, J., Guo, Q., Liao, J., Cheng, R.: Automotive object detection via learning sparse events by temporal dynamics of spiking neurons. arXiv preprint arXiv:2307.12900 (2023) +44. Zhang, R., Leng, L., Che, K., Zhang, H., Cheng, J., Guo, Q., Liao, J., Cheng, R.: Accurate and efficient event-based semantic segmentation using adaptive spiking encoder-decoder network. arXiv preprint arXiv:2304.11857 (2023) \ No newline at end of file diff --git a/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/images.zip b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..de8fdc5182a6922927144dbfca4d2765707b8440 --- /dev/null +++ b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:345375c7ee6aaa5150a80bd66a07268349b10c8f59bdc28dee84bee28332ceb9 +size 582767 diff --git a/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/layout.json b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..c988002904f119c0346b650bddf47f9abc772d85 --- /dev/null +++ b/2024/Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision/layout.json @@ -0,0 +1,7554 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 145, + 111, + 473, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 145, + 111, + 473, + 148 + ], + "spans": [ + { + "bbox": [ + 145, + 111, + 473, + 148 + ], + "type": "text", + "content": "Asynchronous Bioplausible Neuron for Spiking Neural Networks for Event-Based Vision" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 151, + 167, + 462, + 194 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 167, + 462, + 194 + ], + "spans": [ + { + "bbox": [ + 151, + 167, + 462, + 194 + ], + "type": "text", + "content": "Sanket Kachole1, Hussain Sajwani2,3, Fariborz Baghaei Naeini1,4, Dimitrios Makris1, and Yahya Zweiri2,3" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "spans": [ + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "text", + "content": " Department of Computer Science, Kingston University, London, UK \n" + }, + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "text", + "content": " Advanced Research and Innovation Center (ARIC), Khalifa University, UAE \n" + }, + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "inline_equation", + "content": "^{3}" + }, + { + "bbox": [ + 146, + 201, + 465, + 244 + ], + "type": "text", + "content": " Department of Aerospace Engineering, Khalifa University of Science and Technology, Abu Dhabi, UAE" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "spans": [ + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "inline_equation", + "content": "^{4}" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "text", + "content": " Ipsotek, an Eviden Company, London \n" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "inline_equation", + "content": "^{5}" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "text", + "content": " {K1742163,f.baghaeinaeini,d.makris}@kingston.ac.uk" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "text", + "content": " {hussain.sajwani,yahya.zweiri}@ku.ac.ae" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "inline_equation", + "content": "^{2,3}" + }, + { + "bbox": [ + 181, + 246, + 430, + 289 + ], + "type": "text", + "content": " fariborz.naeini@ipsotek.com" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 160, + 316, + 455, + 492 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 316, + 455, + 492 + ], + "spans": [ + { + "bbox": [ + 160, + 316, + 455, + 492 + ], + "type": "text", + "content": "Abstract. Spiking Neural Networks (SNNs) offer a biologically inspired approach to computer vision that can lead to more efficient processing of visual data with reduced energy consumption. However, maintaining homeostasis within SNNs is challenging, as it requires continuous adjustment of neural responses to preserve equilibrium and optimal processing efficiency amidst diverse and often unpredictable input signals. In response to these challenges, we propose the Asynchronous Bioplausible Neuron (ABN), a dynamic spike firing mechanism that offers a simple yet potent auto-adjustment to variations in input signals. Its parameters, Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE), make it stand out for its easy implementation, significant effectiveness, and proven reduction in power consumption, a key innovation demonstrated in our experiments. Comprehensive evaluation across various datasets demonstrates ABN's enhanced performance in image classification and segmentation, maintenance of neural equilibrium, and energy efficiency." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 510, + 230, + 522 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 510, + 230, + 522 + ], + "spans": [ + { + "bbox": [ + 132, + 510, + 230, + 522 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 533, + 482, + 641 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 641 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 641 + ], + "type": "text", + "content": "Computer vision has experienced significant success over the last years due to the advancement of Artificial Neural Networks such as Convolutions Neural Networks (CNNs) and Vision Transformers. Recently, the attraction of Spiking Neural Networks (SNNs) has been growing, due to their potential in real-time sensory processing, closer imitation of biological brain functionalities, and low power consumption. The advent of event-based cameras further accelerates this evolution, offering a promising path to harness the strengths of SNNs and address the challenges faced by traditional vision systems. This combination paves the way for more energy-efficient and adaptive solutions in computer vision [36]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "SNNs' performance benefits from homeostasis, i.e. maintaining a stable neuron activity level, neither spiking too often nor staying too quiet [9,34,41]. To" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 483, + 279 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 483, + 279 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 483, + 279 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 483, + 279 + ], + "type": "image", + "image_path": "447fd3297fb990e7e506537c2285d73086595fe715a7af11f858b763550256a3.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 289, + 482, + 365 + ], + "lines": [ + { + "bbox": [ + 130, + 289, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 130, + 289, + 482, + 365 + ], + "type": "text", + "content": "Fig. 1: Comparative Visualization of SNNs approaches: The top image presents the overview of the SNN methodology showcasing the conventional processes of asynchronous event capture, event-to-frame conversion, and fixed thresholding in neuronal spike response. In contrast, the bottom image illustrates an overview of the proposed method, highlighting the explicit encoding of events to spikes and implementing a dynamic thresholding mechanism for neuronal spiking. This juxtaposition underscores the novel methodology proposed." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 390, + 482, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 390, + 482, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 390, + 482, + 485 + ], + "type": "text", + "content": "achieve this, standard methods adjust parameters like fixed firing thresholds or synaptic weights. These strategies require fine-tuning, and may not be versatile across network architectures. The fixed thresholds in spiking neurons, as shown in Fig. 1, can be sensitive to initial conditions, leading networks to be overly active or dormant. The inflexibility in adapting to varying inputs makes neurons either too sensitive or unresponsive, affecting negatively the performance. It also compromises energy efficiency, with either high power usage from excessive firing or missed data from sparse firing." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 666 + ], + "type": "text", + "content": "To address the above challenges, we introduce the Asynchronous Bioplausible Neuron (ABN) function, which can be incorporated into the two most prominent bioplausible neuron models: the Spike Response Model (SRM) [15] and the Leaky Integrate-and-Fire (LIF) model [16]. ABN is comprised of three novel elements MG, TRG, and SE. In the MG component, we are the first to propose calculating gradients to quantify the movement of membrane potential, akin to the 'rate of membrane potential change' observed in biological neurons, which reflects how neurons dynamically adjust their potential in response to inputs [37]. This provides the direction of the movement necessary to maintain the neuron's output firing. In TRG, we are the first to implement inertia in threshold movement using a sliding window to control bursts of spikes, offering network-independent threshold control. This mirrors the 'adaptive threshold' or 'activity-dependent threshold modulation' observed in biological neurons, where firing thresholds adapt based on historical activity to maintain stability [29]. Although the principle of the SE element is adopted from existing literature, we are" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "text", + "content": "S. Kachole et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 178, + 114, + 434, + 192 + ], + "blocks": [ + { + "bbox": [ + 178, + 114, + 434, + 192 + ], + "lines": [ + { + "bbox": [ + 178, + 114, + 434, + 192 + ], + "spans": [ + { + "bbox": [ + 178, + 114, + 434, + 192 + ], + "type": "image", + "image_path": "8b2e6342be2a553b52ea9f762ece35b6a42aaa221ea2354db199b18d8e9fd8b4.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 179, + 195, + 434, + 270 + ], + "blocks": [ + { + "bbox": [ + 179, + 195, + 434, + 270 + ], + "lines": [ + { + "bbox": [ + 179, + 195, + 434, + 270 + ], + "spans": [ + { + "bbox": [ + 179, + 195, + 434, + 270 + ], + "type": "image", + "image_path": "eb810d731f53660896ad006a8535da7ba533d073119a3baedca3617bc5d1af4d.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 279, + 480, + 335 + ], + "lines": [ + { + "bbox": [ + 130, + 279, + 480, + 335 + ], + "spans": [ + { + "bbox": [ + 130, + 279, + 480, + 335 + ], + "type": "text", + "content": "Fig. 2: Dynamic thresholding for SNNs: Existing methods are based on the LIF neuron which uses statistical cues for thresholding (a), however they result in unstable thresholds (b) and consequently low accuracy for segmentation methods (c). Our proposed method incorporates weighted inputs in the form of MG, TRG, and SE (d), which results in a smoothed dynamic threshold (e), and improved segmentation (f)." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 358, + 480, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 358, + 480, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 358, + 480, + 407 + ], + "type": "text", + "content": "the first to implement it using a sliding window mechanism and asynchronous event data, relating it to 'neuronal efficiency' or 'firing efficiency,' which measures how effectively a neuron converts electrical inputs into action potentials, a crucial factor in preventing response saturation [42]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 407, + 480, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 480, + 514 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 480, + 514 + ], + "type": "text", + "content": "We validate the effectiveness of our approach using two SNNs for object segmentation and image classification tasks under both normal and various degraded conditions, such as low light, high occlusion, etc. Further, our method is tested on six different datasets: N-MNIST [33], ESD-1, ESD-2 [19], DVS128-Gesture [2], N-ImageNet [20] and CIFAR-10 DVS [26] to demonstrate its general applicability. Additionally, we conducted an extensive study of the homeostasis (i.e. stability test of neuron firing), an ablation study to understand the impact of elements of the proposed function, and compared the power consumption with state-of-the-art methods." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 514, + 480, + 551 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 514, + 480, + 551 + ], + "spans": [ + { + "bbox": [ + 130, + 514, + 480, + 551 + ], + "type": "text", + "content": "The remainder of this paper is structured as follows: Section 2 discusses related work, Section 3 details the proposed methodology, Section 4 presents experimental results, and Section 5 concludes and discusses future research." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 570, + 237, + 582 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 570, + 237, + 582 + ], + "spans": [ + { + "bbox": [ + 132, + 570, + 237, + 582 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 596, + 354, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 596, + 354, + 609 + ], + "spans": [ + { + "bbox": [ + 132, + 596, + 354, + 609 + ], + "type": "text", + "content": "2.1 Computer vision applications of SNNs" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 480, + 665 + ], + "type": "text", + "content": "The exploration of SNNs for object segmentation and image classification has ignited widespread interest in the field, as the SNNs replicate the biological neuronal system to provide efficient and effective solutions for this task. Initial works in object segmentation leaned on feed-forward SNN architectures, utilizing the" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 200, + 91, + 447, + 102 + ], + "type": "text", + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 115, + 482, + 331 + ], + "type": "text", + "content": "spike-timing-dependent plasticity (STDP) learning rule for unsupervised learning of features [10]. The Backpropagation Through Time (BPTT) method introduced in [22] for training SNNs, offers a more structured and supervised learning approach that significantly enhances feature extraction and classification accuracy, yet it is limited by its high computational complexity, substantial memory requirements, susceptibility to vanishing and exploding gradients, challenges in capturing long-term dependencies, and inefficiency in real-time learning applications. The introduction of Convolutional Spiking Neural Networks (CSNNs) marked a significant development in image classification. By incorporating convolutional layers into the network, these models could better handle the spatial complexities inherent in images, significantly enhancing segmentation performance. Concurrently, they maintained the temporal dynamics native to SNNs, enabling efficient processing of streaming data [27]. Recently, there has been a surge in the application of recurrent spiking neural networks (RSNNs) to image classification. These networks leverage feedback connections, enhancing the network's ability to capture temporal dependencies in the data. Furthermore, their capacity to retain information over extended periods makes them particularly suited to segmentation tasks involving sequential or video data [7]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 331, + 482, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 331, + 482, + 522 + ], + "spans": [ + { + "bbox": [ + 130, + 331, + 482, + 522 + ], + "type": "text", + "content": "The memory-based methods such as those utilizing LSTM and RNN principles, highlighted by [5] and [6], offer advancements yet face limitations due to their application across entire networks, constraining individual neuron-based threshold modeling. Similarly, Spiking Neural Networks (SNNs) have been applied to tasks like segmentation and object detection with promising results as demonstrated by [44] and [43]; however, these models often draw from Artificial Neural Network (ANN) principles, potentially veering away from the bioplausibility sought to closely mimic biological brain functions. These developments underscore the challenges in achieving nuanced modeling and bio-inspired design within neural network research, highlighting the need for approaches that balance technical efficacy with the intricacies of biological mechanisms. Generative networks [25] in event-based vision struggle due to the asynchronous and unpredictable nature of the data, leading to performance issues in scenarios with sporadic events. This challenge highlights the complexity of creating bioplausible models that maintain stability and accuracy in the face of such data variability." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 539, + 321, + 551 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 539, + 321, + 551 + ], + "spans": [ + { + "bbox": [ + 132, + 539, + 321, + 551 + ], + "type": "text", + "content": "2.2 Dynamic Thresholding in SNNs" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 557, + 482, + 666 + ], + "type": "text", + "content": "Research on SNNs has delved deeply into dynamic thresholding methods to bolster adaptability. For instance, while predictive coding emphasizes anticipating input patterns, it overlooks the spike timing significance, an aspect STDP-based adjustments address [35], [30]. The holistic approach of network activity regulation contrasts with the inherent refractory period modulation, focusing on preventing rapid neuron firing [39]. Furthermore, spiking models like SRM and LIF have advanced neuron dynamics representations [15, 17]. However, gaps remain, especially in dynamic threshold modulation. [18] introduced a method utilizing a scaling factor to adjust the threshold in response to increased input. Yet, since" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 100 + ], + "type": "text", + "content": "S. Kachole et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 200 + ], + "type": "text", + "content": "it was tailored specifically for incremental spike membrane potential, it faltered when faced with variations in membrane decays. On the other hand, [38] adopted exponential functions to dictate decay. This approach, however, resulted in fluctuating thresholding levels, failing to ensure a smooth threshold curve. Meanwhile, [21] ventured into a firing counter-based threshold adjustment. While innovative, it necessitated meticulous fine-tuning and exhaustive experimentation, leaving the determination of an optimal count mired in ambiguity." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 200, + 480, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 200, + 480, + 344 + ], + "spans": [ + { + "bbox": [ + 130, + 200, + 480, + 344 + ], + "type": "text", + "content": "Previous research may not addressed all the dynamics in the input signal, especially in highly complex event-based vision signals. In the event-based vision, SNNs face unique challenges: Neurons within the same layer exhibit varying event counts; some neurons experience more events than others. Consequently, applying uniformly the BDET method [11], which utilizes average membrane potential of the neurons in a layer to predict the threshold of all the neurons in that layer, fails to reflect the individual dynamics of each neuron. This paper addresses notable research gaps. No prior studies have demonstrated that a bioinspired dynamic threshold can stabilize spike firing in semantic segmentation tasks. Additionally, these studies typically employ simplistic datasets such as NMNIST [33] and rarely evaluate system robustness under challenging conditions like motion blur or low light, vital for assessing the system's homeostasis [3]." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 362, + 233, + 376 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 362, + 233, + 376 + ], + "spans": [ + { + "bbox": [ + 132, + 362, + 233, + 376 + ], + "type": "text", + "content": "3 Methodology" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 388, + 227, + 400 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 388, + 227, + 400 + ], + "spans": [ + { + "bbox": [ + 132, + 388, + 227, + 400 + ], + "type": "text", + "content": "3.1 Pre-requisite" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "text", + "content": "Event-based cameras Event-based vision cameras are designed to register variations in logarithmic light intensities by recording individual pixel-level changes, referred to as events. These events formulate a continuous asynchronous event stream, which can be mathematically articulated as a series of ordered tuples. A tuple corresponds to an event " + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "text", + "content": " and includes its spatial coordinates " + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "inline_equation", + "content": "(x_i, y_i)" + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "text", + "content": " in the image frame, timestamps " + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "inline_equation", + "content": "t_i" + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "text", + "content": ", and polarity value " + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "inline_equation", + "content": "z_i" + }, + { + "bbox": [ + 130, + 409, + 492, + 481 + ], + "type": "text", + "content": " [28]:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 208, + 491, + 480, + 503 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 208, + 491, + 480, + 503 + ], + "spans": [ + { + "bbox": [ + 208, + 491, + 480, + 503 + ], + "type": "interline_equation", + "content": "\\left(x _ {1}, y _ {1}, t _ {1}, z _ {1}\\right), \\left(x _ {2}, y _ {2}, t _ {2}, z _ {2}\\right), \\dots , \\left(x _ {n}, y _ {n}, t _ {n}, z _ {n}\\right) \\tag {1}", + "image_path": "fb608d5a8ae8c54daa2d3ac32a0cad0326337b6b57ddb7e45fa792b7d4040c65.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "type": "text", + "content": "Leaky integrate-and-fire The LIF model, as shown in Fig. 1, is characterized by its linear integration of inputs until a threshold " + }, + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "type": "inline_equation", + "content": "\\Theta(t)" + }, + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "type": "text", + "content": " is reached, causing its firing [16]. Mathematically, the sub-threshold dynamics of the membrane potential " + }, + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "type": "inline_equation", + "content": "V(t)" + }, + { + "bbox": [ + 130, + 521, + 480, + 582 + ], + "type": "text", + "content": " of an LIF neuron can be described by the following differential equation:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 228, + 590, + 480, + 613 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 228, + 590, + 480, + 613 + ], + "spans": [ + { + "bbox": [ + 228, + 590, + 480, + 613 + ], + "type": "interline_equation", + "content": "\\tau_ {m} \\frac {d V (t)}{d t} = - (V (t) - E _ {L}) + R _ {m} I (t) \\tag {2}", + "image_path": "965fc2dcafc0c55815ca969b7038cc04cdec86cf7ff04a1c0ea7d57eff56ee9c.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\tau_{m}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " is the membrane time constant that dictates the speed at which the neuron responds to inputs, " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "E_{L}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " is the leak potential or resting potential representing the equilibrium potential of the neuron in the absence of any input, " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "R_{m}" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " is the membrane resistance, and " + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "inline_equation", + "content": "I(t)" + }, + { + "bbox": [ + 130, + 617, + 482, + 666 + ], + "type": "text", + "content": " represents the total synaptic input to" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "type": "text", + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "the neuron that might come from other neurons or external sources. When the membrane potential " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "V(t)" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": " reaches the threshold " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "\\Theta (t)" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ", the neuron emits a spike and then resets its potential to a reset value " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "V_{\\mathrm{reset}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ", typically below " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "\\Theta (t)" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": ". Additionally, after spiking, the neuron enters a refractory period for a duration " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "T_{\\mathrm{ref}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": " during which it cannot fire again. The \"leaky\" aspect of the LIF model comes from the term " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "(V(t) - E_L)" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": " in the differential equation. This term ensures that in the absence of any input, the neuron's potential will gradually revert to the leak potential " + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "inline_equation", + "content": "E_L" + }, + { + "bbox": [ + 130, + 116, + 482, + 213 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "spans": [ + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": "Spike response model In the SRM [15], incoming spike trains " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "s_i(t)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": " are initially transformed into a spike response signal by convolving them with a spike response kernel " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "\\varepsilon(\\cdot)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": ", denoted as " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "(\\varepsilon * s_i)(t)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": ". Subsequently, this spike response signal is scaled by a synaptic weight " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "w_i" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": ". The depolarization process involves summing up these scaled spike response signals across all incoming spikes, mathematically represented as " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "\\Sigma_i w_i(\\varepsilon * s_i)(t)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": ". The SRM also incorporates a mechanism for hyperpolarization when a spike " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "s(t)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": " is triggered, characterized by a refractory potential " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "(\\zeta * s)(t)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "inline_equation", + "content": "\\zeta(\\cdot)" + }, + { + "bbox": [ + 130, + 230, + 483, + 350 + ], + "type": "text", + "content": " serves as the refractory kernel. This dual-component approach enables SRM to capture both excitatory and inhibitory dynamics in neuronal spike activity." + } + ] + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 133, + 372, + 482, + 547 + ], + "blocks": [ + { + "bbox": [ + 133, + 372, + 482, + 547 + ], + "lines": [ + { + "bbox": [ + 133, + 372, + 482, + 547 + ], + "spans": [ + { + "bbox": [ + 133, + 372, + 482, + 547 + ], + "type": "image", + "image_path": "836a9562721b175c5641e0f12cdcff17b70ba7ba08244208cba936f22eb75117.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 555, + 482, + 600 + ], + "lines": [ + { + "bbox": [ + 130, + 555, + 482, + 600 + ], + "spans": [ + { + "bbox": [ + 130, + 555, + 482, + 600 + ], + "type": "text", + "content": "Fig. 3: Schematic Diagram of ABN. The DVS camera outputs data in the form of asynchronous events. It is passed into a SNN with neurons in the first layer equal to the number of pixels on the camera. Each neuron adopts the proposed ABN where it takes the weighted input from the MG, TRG, and SE to control the dynamic threshold." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Asynchronous events to spike conversion Traditionally, rate coding and temporal coding [23], [24] are the popular methods to convert frames, from a" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "text", + "content": "S. Kachole et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": "traditional CMOS, into spiking trains. In this study, similar to [1], each event is treated as a spike to avoid the conversation of the input signal into a spike train. This approach essentially uses a form of temporal coding, because the information is conveyed through the timing of the spikes. We have chosen to drop the polarity aspect of the events due to its high sensitivity, which can introduce noise and complicate the signal processing. Mathematically, " + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "inline_equation", + "content": "\\mathrm{E}(\\mathfrak{t})" + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": " is the event stream, " + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "inline_equation", + "content": "e = (x,y,t)" + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": " is an individual event with coordinates " + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "inline_equation", + "content": "y" + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": " and timestamp " + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "inline_equation", + "content": "S_{i}(t)" + }, + { + "bbox": [ + 130, + 116, + 479, + 212 + ], + "type": "text", + "content": " is the spike train for the i-th neuron:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 214, + 221, + 480, + 253 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 214, + 221, + 480, + 253 + ], + "spans": [ + { + "bbox": [ + 214, + 221, + 480, + 253 + ], + "type": "interline_equation", + "content": "S _ {i} (t) = \\left\\{ \\begin{array}{l l} \\delta \\left(t - e _ {t}\\right) & \\text {i f} e _ {x} = x _ {i} \\text {a n d} e _ {y} = y _ {i} \\\\ 0 & \\text {o t h e r w i s e} \\end{array} \\right. \\tag {3}", + "image_path": "bb85396cc5fae838ce63633b657e2ff6b45a9d03f4cd896f87fa64e54b162cad.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "spans": [ + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "type": "text", + "content": "Here, " + }, + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "type": "inline_equation", + "content": "\\delta(t - e_t)" + }, + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "type": "text", + "content": " is the Dirac delta function, which represents a \"spike\" at time " + }, + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 132, + 257, + 479, + 269 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 287, + 337, + 300 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 287, + 337, + 300 + ], + "spans": [ + { + "bbox": [ + 132, + 287, + 337, + 300 + ], + "type": "text", + "content": "3.2 Asynchronous Bioplausible Neuron" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 307, + 480, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 307, + 480, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 307, + 480, + 426 + ], + "type": "text", + "content": "The proposed ABN is a weighted combination of the novel Membrane Gradient (MG), Threshold Retrospective Gradient (TRG), and Spike Efficiency (SE) for threshold adjustment, uniquely tailored for each neuron. This individualization is crucial as each neuron receives a unique frequency of events, necessitating adaptation to input variations and ensuring the maintenance of firing stability, irrespective of the layer. Crucially, ABN's design embodies simplicity and functions as a lightweight adjustment, seamlessly integrating into existing frameworks without the need for complex modifications. The details of each component are discussed in the subsequent subsections below. The mathematical equation of the ABN is:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 203, + 439, + 480, + 452 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 203, + 439, + 480, + 452 + ], + "spans": [ + { + "bbox": [ + 203, + 439, + 480, + 452 + ], + "type": "interline_equation", + "content": "\\Theta_ {i} (t + 1) = \\Theta_ {i} (t) + k _ {1} M G _ {i} - k _ {2} T R G _ {i} + k _ {3} S E _ {i} \\tag {4}", + "image_path": "2c3c9be5c5b691ed6b9925ceba101fcaea6627bf24e89a1a152cc2be0d44cfd6.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "spans": [ + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": "The equation models the dynamic adjustment of the neuron's firing threshold at the next time step " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "t + 1" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": " based on various factors. In this equation, " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "\\Theta(t)" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": " is the existing threshold at time " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "k_{1}, k_{2}, k_{3}" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": " are weights that determine the relative influence of each term. The term " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "k_{1} \\cdot MG_{i}" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": " increases the threshold when the membrane potential is rapidly changing, preventing the neuron from firing too easily. Conversely, the term " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "-k_{2} \\cdot TRG_{i}" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": " decreases the threshold if there has been a historical trend of rapid threshold increases. Lastly, the term " + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "inline_equation", + "content": "k_{3} \\cdot SE_{i}" + }, + { + "bbox": [ + 130, + 456, + 480, + 588 + ], + "type": "text", + "content": " takes into account the neuron's recent spiking activity. Specifically, if the neuron is overly active, this term will make it more difficult for the neuron to fire in the future, thereby ensuring efficiency. Overall, this equation encapsulates a multifaceted approach to dynamically adapting the neuron's firing threshold." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 605, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 479, + 665 + ], + "type": "text", + "content": "Membrane Gradient (MG) The rate of change of the membrane potential is a critical parameter for predicting a dynamic threshold in SNNs. It serves as an indicator of the neuron's responsiveness to incoming spikes and plays an essential role in governing the neuron's firing behavior. Positive correlations between dynamic thresholds and membrane potentials have been observed in several areas" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "type": "text", + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 247 + ], + "type": "text", + "content": "of diverse biological nervous systems. In [14], the average membrane potential is correlated with an average threshold to predict the dynamic threshold. Instead, in this work we correlate the rate of change of membrane potential with a threshold. A high rate of change often signifies that the neuron is receiving a burst of spikes, necessitating a higher threshold to maintain neuronal homeostasis. Conversely, a lower rate of change could indicate that the neuron is less active, allowing for a lower dynamic threshold to be sensitive to sparse inputs. Incorporating the rate of change of the membrane potential into the calculation of a dynamic threshold ensures that the SNNs can adapt to varying synaptic activities, thereby emulating the adaptability and energy efficiency observed in biological neurons." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "spans": [ + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": "The BDETT method presented in [11] calculates the dynamic threshold using the average of membrane potentials and thresholds. In a layer with varied neuronal activity, not all neurons are always active. Including inactive neurons in this calculation can pull the average value lower. Applying this reduced average threshold to highly active neurons may result in excessive spiking, leading to overly aggressive neuronal activity. In contrast, in this work, we adopt the neuron-specific derivative term, denoted as " + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "inline_equation", + "content": "\\eta \\cdot \\frac{dv_i(t)}{dt}" + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": ", which captures the rate of change of membrane potential of neuron " + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": " at time " + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": ", denoted by " + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "inline_equation", + "content": "v_{i}(t)" + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": ". To numerically compute the derivative, a finite difference approximation is employed. This involves the subtraction of the membrane potential at the previous timestep from the current potential, followed by division by the timestep size " + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "inline_equation", + "content": "\\Delta t" + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": ". The scaling factor " + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "inline_equation", + "content": "\\eta" + }, + { + "bbox": [ + 130, + 248, + 483, + 417 + ], + "type": "text", + "content": ", which is set to a value less than 1, reduces the rate of change to ensure that the rate of change of the threshold remains less than the rate of change of the potential. The explicit equation for the derivative term is given as:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 234, + 430, + 481, + 453 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 234, + 430, + 481, + 453 + ], + "spans": [ + { + "bbox": [ + 234, + 430, + 481, + 453 + ], + "type": "interline_equation", + "content": "M G _ {i} = \\frac {d v _ {i} (t)}{d t} \\approx \\frac {v _ {i} (t) - v _ {i} (t - 1)}{\\Delta t} \\tag {5}", + "image_path": "316bc57256fe0422d5dd07a89295cd3c96481d80d865ae814fbff6f1698faa62.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "text", + "content": "Threshold Retrospective Gradient (TRG) Biological systems exhibit a negative correlation with the preceding rate of depolarization, which indicates the excitatory status. We propose considering a historical rate of change for the threshold " + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\Theta(t)" + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "text", + "content": ". This is because focusing solely on the preceding rate of depolarization as implemented in [11] is insufficient and can result in an unstable or overly sensitive dynamic threshold. This approach lacks memory, reacting too quickly to transient changes without considering longer-term neuronal activity patterns. Consequently, this can result in excessive threshold fluctuations and potentially amplify noise, undermining network stability and reliability. Therefore, we take into account the average of the historical rate of change of the dynamic threshold. Utilizing the historical rate of change of the dynamic threshold to calculate the current threshold can provide the neuron with inertia or memory of its past states. This can be useful in situations where the neuron should react not only based on the current state but also considering its past behavior. In discrete terms, if " + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\Theta(t)" + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "text", + "content": " is the threshold at time " + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "text", + "content": ", then the rate of change at " + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 473, + 482, + 666 + ], + "type": "text", + "content": " is:" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 234, + 101 + ], + "type": "text", + "content": "S. Kachole et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 249, + 125, + 481, + 149 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 249, + 125, + 481, + 149 + ], + "spans": [ + { + "bbox": [ + 249, + 125, + 481, + 149 + ], + "type": "interline_equation", + "content": "G _ {i} (t) = \\frac {\\Theta_ {i} (t) - \\Theta_ {i} (t - 1)}{\\Delta t} \\tag {6}", + "image_path": "d529f522e957c1c64623ff00ca6b76c980496c80375d1cc18316d52a4c89464c.jpg" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 153, + 479, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 153, + 479, + 177 + ], + "spans": [ + { + "bbox": [ + 131, + 153, + 479, + 177 + ], + "type": "text", + "content": "The historical rate of change is an average of these rates over a recent window of time, " + }, + { + "bbox": [ + 131, + 153, + 479, + 177 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 131, + 153, + 479, + 177 + ], + "type": "text", + "content": " time steps:" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 252, + 187, + 481, + 220 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 252, + 187, + 481, + 220 + ], + "spans": [ + { + "bbox": [ + 252, + 187, + 481, + 220 + ], + "type": "interline_equation", + "content": "\\bar {G} _ {i} (t) = \\frac {1}{N} \\sum_ {j = 0} ^ {N - 1} G _ {i} (t - j) \\tag {7}", + "image_path": "eaf7c8eafc103bdccfecfb3c0582dec8c869142f6f159f840d57a1fe5cead5a7.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "spans": [ + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "type": "text", + "content": "In order to ensure that the older rates influence the current threshold less within the sliding window, a decay factor " + }, + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "type": "inline_equation", + "content": "(0 < \\alpha < 1)" + }, + { + "bbox": [ + 131, + 225, + 479, + 250 + ], + "type": "text", + "content": ", is used:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 246, + 259, + 481, + 292 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 246, + 259, + 481, + 292 + ], + "spans": [ + { + "bbox": [ + 246, + 259, + 481, + 292 + ], + "type": "interline_equation", + "content": "T R G _ {i} = \\frac {1}{N} \\sum_ {j = 0} ^ {N - 1} \\alpha^ {j} G _ {i} (t - j) \\tag {8}", + "image_path": "6c001e8dab35ef88da480b6ed87875fa1046ce7cf41f43710b6016823f104f98.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 131, + 297, + 379, + 309 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 297, + 379, + 309 + ], + "spans": [ + { + "bbox": [ + 131, + 297, + 379, + 309 + ], + "type": "text", + "content": "with values closer to 0 suppressing more the older rates." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 310, + 479, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 310, + 479, + 357 + ], + "spans": [ + { + "bbox": [ + 130, + 310, + 479, + 357 + ], + "type": "text", + "content": "In summary, leveraging the historical rate of change of the dynamic threshold has introduced a form of temporal inertia to the neuron, creating a relationship to patterns in input data over time. Importantly, it is especially useful in scenarios where temporal patterns are crucial." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "spans": [ + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "type": "text", + "content": "Spike Efficiency (SE) The ratio of spike output " + }, + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "type": "inline_equation", + "content": "C_{\\mathrm{out}}" + }, + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "type": "text", + "content": " to spike input " + }, + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "type": "inline_equation", + "content": "C_{\\mathrm{in}}" + }, + { + "bbox": [ + 131, + 376, + 482, + 495 + ], + "type": "text", + "content": " can serve as a crucial metric for determining the dynamic threshold in SNNs. Intuitively, this ratio indicates how efficiently a neuron converts incoming spikes into outgoing spikes. A high SE suggests that the neuron is highly responsive to incoming activity, and could therefore benefit from a high dynamic threshold to maintain energy efficiency and reduce the likelihood of over-saturation. Conversely, a low SE implies that the neuron is less responsive, possibly requiring to lower a dynamic threshold to avoid unnecessary firing and thereby preserve neuronal and computational resources. This ratio is mathematically represented as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 271, + 506, + 481, + 531 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 271, + 506, + 481, + 531 + ], + "spans": [ + { + "bbox": [ + 271, + 506, + 481, + 531 + ], + "type": "interline_equation", + "content": "r _ {i} (t) = \\frac {C _ {\\text {o u t} , i} (t)}{C _ {\\text {i n} , i} (t)} \\tag {9}", + "image_path": "283c1a98bb5e487c086182f942699b5b0f30a98e89a13612ec116019316e0de3.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "spans": [ + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "text", + "content": "When using a sliding window method, we only consider " + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "text", + "content": " previous time steps to calculate " + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "inline_equation", + "content": "C_{\\mathrm{in}}" + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "inline_equation", + "content": "C_{\\mathrm{out}}" + }, + { + "bbox": [ + 131, + 536, + 479, + 572 + ], + "type": "text", + "content": ". This allows the threshold to adapt quickly to recent changes in spike rates." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 236, + 582, + 481, + 613 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 236, + 582, + 481, + 613 + ], + "spans": [ + { + "bbox": [ + 236, + 582, + 481, + 613 + ], + "type": "interline_equation", + "content": "S E _ {i} = \\bar {r} _ {i} (t) = \\frac {\\sum_ {j = t - N} ^ {t} C _ {\\text {o u t} , i} (j)}{\\sum_ {j = t - N} ^ {t} C _ {\\text {i n} , i} (j)} \\tag {10}", + "image_path": "72a39f1eaca593763afd09439a8cf789067ff7cbe31b931bfb817a9d34d81982.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 131, + 617, + 482, + 666 + ], + "type": "text", + "content": "Incorporating SE into the dynamic threshold calculation enables the SNN to adjust its sensitivity according to the context of incoming activity. This inclusion ensures a more nuanced and adaptive network behavior, aligning closely with biological plausibility while maintaining computational efficiency. It allows the" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 199, + 91, + 448, + 102 + ], + "type": "text", + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 177 + ], + "type": "text", + "content": "network to operate in a balanced regime, irrespective of the incoming spike rates, ensuring robust and stable performance across different input conditions. This adaptive mechanism is invaluable, especially when individual neurons within a network necessitate autonomous regulation of their activity, contingent on their functional significance or the unique input patterns they discern." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 196, + 200, + 209 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 196, + 200, + 209 + ], + "spans": [ + { + "bbox": [ + 132, + 196, + 200, + 209 + ], + "type": "text", + "content": "4 Results" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 222, + 276, + 234 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 222, + 276, + 234 + ], + "spans": [ + { + "bbox": [ + 132, + 222, + 276, + 234 + ], + "type": "text", + "content": "4.1 Experimental Protocol" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "spans": [ + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "content": "We assess the effectiveness of the proposed ABN in two Computer Vision tasks: Image Classification for the N-MNIST [33], CIFAR10-DVS [26], N-ImageNet [20], DVS128 gesture recognition [2] datasets, and Object Semantic Segmentation for the ESD-1 [19] and ESD-2 [19] datasets. The details of the datasets are explained in supplementary section B. The Spiking MLP employs Spatio-Temporal Backpropagation [11] for training, allowing the network to consider both spatial and temporal information during the learning process. Although the input to the first layer should be a spike train, we can directly use asynchronous event-based vision data without requiring specific conversion. The initialization of network parameters, such as weights and thresholds, is crucial for stabilizing the network's firing activities. We adopt the initialization strategy as discussed in [40]. To make a fair comparison with [11], we have used a similar experimental configuration. The model was trained on a GPU PC featuring 128GB of memory, an Intel Xeon W-2155 Processor, and NVIDIA Quadro RTX 8000 48GB graphics cards, housed in a Lenovo ThinkStation P520. While this is essential for assessing the efficacy of the proposed method, implementing it directly on neuromorphic hardware may require additional engineering efforts, which are beyond the scope of this work. We conducted experiments using the snn-torch package (0.7.0 version) [12]. Custom code was written to develop the LIF and SRM within this framework. Synaptic weights are initialized randomly, and a decay constant, " + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "inline_equation", + "content": "\\tau_{1}" + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "content": ", is set to " + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "inline_equation", + "content": "0.1\\mathrm{ms}" + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "content": ". The weights for constants " + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "inline_equation", + "content": "k_{1}" + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "inline_equation", + "content": "k_{2}" + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "inline_equation", + "content": "k_{3}" + }, + { + "bbox": [ + 130, + 243, + 483, + 507 + ], + "type": "text", + "content": " are experimentally selected as 0.25, 0.50, and 0.25, respectively (see supplementary document)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 525, + 389, + 537 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 525, + 389, + 537 + ], + "spans": [ + { + "bbox": [ + 132, + 525, + 389, + 537 + ], + "type": "text", + "content": "4.2 Comparative Results across Diverse Datasets" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "The evaluation of our ABN method's generalization capabilities, across diverse datasets and neuron models is shown in Table 1. Performance on the classification datasets was evaluated using classification accuracy and on the object segmentation using event accuracy. The metrics are detailed in the supplementary document section C. On the N-MNIST dataset, ABN achieved the highest classification accuracy (99.23% with SRM and 99.48% with LIF), surpassing other methods like BDETT and DT1. In the ESD-1 and ESD-2 datasets, designed for robotic grasping tasks, ABN again outperformed others, showing particularly strong performance in the ESD-2 dataset with unknown objects (56.23% with SRM and 58.04% with LIF). For the DVS128 Gesture, CIFAR10-DVS" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 233, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 233, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 233, + 100 + ], + "type": "text", + "content": "S. Kachole et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 147, + 481, + 254 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 480, + 136 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 480, + 136 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 480, + 136 + ], + "type": "text", + "content": "Table 1: Classification and Event-wise Segmentation Accuracy across Various Datasets and Models" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 132, + 147, + 481, + 254 + ], + "lines": [ + { + "bbox": [ + 132, + 147, + 481, + 254 + ], + "spans": [ + { + "bbox": [ + 132, + 147, + 481, + 254 + ], + "type": "table", + "html": "
MethodClassificationSegmentation
N-MNISTDVS128CIFAR10N-ImageNetESD-1ESD-2
SRMLIFSRMLIFSRMLIFSRMLIFSRMLIFSRMLIF
Spiking RBM [31]92.193.1687.3890.2183.0486.2539.4740.1948.9551.0545.250.31
Spiking MLP (BP) [32]94.5297.6690.7293.486.2390.0641.1543.3649.535445.552.42
Spiking MLP (STDP) [13]93.479590.892.0187.591.744.5345.5552.6358.8446.749.44
Spiking MLP (STBP) [40]97.1398.8992.5493.6486.2391.7346.1247.1655.8263.0949.0751.37
DT1 [18]99.0599.495.0196.8889.1792.6548.5247.7357.5561.4550.1354.59
DT2 [21]98.1398.2492.5495.5489.3891.4747.0248.8358.2864.353.4956.5
BDETT [11]99.1599.4594.0996.0591.6193.548.9349.5161.0265.3951.3655.46
ABN (Ours)99.2399.4895.6498.7493.594.7456.7357.0461.5667.2956.2358.04
", + "image_path": "436353fce304b9a0c71fa3645c4afea7301aa4e0bf8f9124dc08f4394319db9e.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": "and N-ImageNet datasets, ABN recorded the highest scores " + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "inline_equation", + "content": "95.64\\%" + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "inline_equation", + "content": "93.5\\%" + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "inline_equation", + "content": "56.73\\%" + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": " with SRM and in LIF " + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "inline_equation", + "content": "98.74\\%" + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "inline_equation", + "content": "94.74\\%" + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "inline_equation", + "content": "57.04\\%" + }, + { + "bbox": [ + 130, + 277, + 480, + 337 + ], + "type": "text", + "content": ", indicating its robustness and effectiveness. This comprehensive performance underscores the superior adaptability and effectiveness of the ABN method across a variety of datasets and computer vision tasks." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 355, + 365, + 369 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 355, + 365, + 369 + ], + "spans": [ + { + "bbox": [ + 132, + 355, + 365, + 369 + ], + "type": "text", + "content": "4.3 Evaluation on Degraded Input on ESD-1" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 376, + 482, + 532 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 376, + 482, + 532 + ], + "spans": [ + { + "bbox": [ + 130, + 376, + 482, + 532 + ], + "type": "text", + "content": "We conducted an experiment focused on evaluating the segmentation performance of various state-of-the-art methods, and compared them to our proposed ABN, under conditions of degraded inputs. This experiment was essential to mirror real-world scenarios affected by factors like low light, occlusion, variations in speed and distance from the object, and the direction of camera motion. These factors significantly impact the quality of input, making it crucial to determine the robustness of the proposed method in less-than-ideal conditions. Utilizing the ESD-1 dataset, we measured the event accuracy to gauge the performance. The results across various conditions, as depicted in Table 2, consistently show that the ABN method outperforms all other SNN methods in all tested scenarios. Clearly, the superior ability of ABN to maintain high segmentation accuracy despite the challenging input conditions, confirms its efficacy and potential for real-world applications." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 549, + 280, + 561 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 549, + 280, + 561 + ], + "spans": [ + { + "bbox": [ + 132, + 549, + 280, + 561 + ], + "type": "text", + "content": "4.4 Homeostasis Evaluation" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 480, + 616 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 480, + 616 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 480, + 616 + ], + "type": "text", + "content": "Homeostasis in SNNs is crucial as it reflects the network's ability to maintain stable internal conditions despite external environmental variations. It is an important indicator of the network's reliability and efficiency, especially when dynamic input is considered." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "text", + "content": "In an experimental setup across all variations of the ESD-1 dataset, various statistical indicators were used to quantify the homeostasis of the host SNNs. Specifically, for a fair comparison with [11] we employed " + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "inline_equation", + "content": "FR_{m}" + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "inline_equation", + "content": "FR_{m\\_std}" + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "inline_equation", + "content": "FR_{s\\_std}" + }, + { + "bbox": [ + 131, + 617, + 481, + 667 + ], + "type": "text", + "content": " metrics, representing the average neuron firing rate over all trials, the" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 199, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 199, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 199, + 91, + 447, + 102 + ], + "type": "text", + "content": "Asynchronous Bioplausible Neuron for SNN for Event Vision" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 92, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 146, + 136, + 461, + 479 + ], + "blocks": [ + { + "bbox": [ + 158, + 114, + 455, + 126 + ], + "lines": [ + { + "bbox": [ + 158, + 114, + 455, + 126 + ], + "spans": [ + { + "bbox": [ + 158, + 114, + 455, + 126 + ], + "type": "text", + "content": "Table 2: Segmentation accuracy of known objects in various conditions." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 146, + 136, + 461, + 479 + ], + "lines": [ + { + "bbox": [ + 146, + 136, + 461, + 479 + ], + "spans": [ + { + "bbox": [ + 146, + 136, + 461, + 479 + ], + "type": "table", + "html": "
Exp 1: varying clutter objects, Bright light, 62cm height, Rotational motion, 0.15 m/s speed
Method2 Obj4 Obj6 Obj8 Obj10 Obj
Spiking MLP (STBP) [40]74.16%73.05%66.79%66.42%54.42%
DT1 [18]77.56%74.65%68.20%68.70%55.49%
DT2 [21]78.46%75.42%69.28%69.62%56.16%
BDETT [11]79.07%78.03%74.14%69.83%58.28%
ABN (ours)81.49%79.74%74.97%72.16%60.03%
Exp 2: 6 Objects, varying lighting conditions, 62cm height, Rotational Motion, 0.15 m/s speed.
MethodBright LightLow light
Spiking MLP (STBP) [40]58.73%61.59%
DT1 [18]61.32%62.91%
DT2 [21]61.24%64.53%
BDETT [11]63.92%66.03%
ABN (Ours)65.98%67.42%
Exp 3: 6 Objects, Bright Light, 62cm height, Varying directions of motion, 0.15 m/s speed.
MethodLinearRotational Partial Rotational
Spiking MLP (STBP) [40]48.09%63.99%67.43%
DT1 [18]49.09%65.14%69.31%
DT2 [21]50.43%66.89%69.79%
BDETT [11]52.09%68.60%72.04%
ABN (Ours)55.50%69.45%73.54%
Exp 4: 6 Objects, Bright Light, 62cm height, Rotational motion, Varying speed.
Method0.15 m/s0.3 m/s0.1 m/s
Spiking MLP (STBP) [40]53.16%68.12%56.29%
DT1 [18]54.56%70.27%60.16%
DT2 [21]55.27%72.31%59.63%
BDETT [11]56.67%75.09%63.16%
ABN (Ours)59.63%76.72%63.56%
Exp 5: 6 Objects, Bright Light, Varying camera height, Rotational motion, Varying speed.
Method62 cm82 cm
Spiking MLP (STBP) [40]62.93%55.05%
DT1 [18]63.82%59.08%
DT2 [21]65.63%59.93%
BDETT [11]65.82%59.00%
ABN (ours)68.40%63.27%
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FR_mΔFR_mFR_m_stdΔFR_m_stdFR_s_stdΔFR_s_std
Ideal ConditionSpiking MLP (STBP) [40]0.6310.4850.001564
DT1 [18]0.5240.4590.001146
DT2 [21]0.5070.4160.000983
BDETT [11]0.4360.4030.001224
ABN (Ours)0.3850.2530.000891
OcclusionSpiking MLP (STBP) [40]0.7830.1520.5820.0970.0013960.000168
DT1 [18]0.6920.1680.5610.1020.0039630.002817
DT2 [21]0.5860.0790.4840.0680.0027240.001741
BDETT [11]0.470.0340.3570.0460.0022910.001067
ABN (Ours)0.3730.0120.2910.0380.0007840.000107
LightSpiking MLP (STBP) [40]0.7860.1550.5940.1090.0039420.002378
DT1 [18]0.6980.1740.4050.0540.0025080.001362
DT2 [21]0.5940.0870.4890.0730.0036410.002658
BDETT [11]0.4980.0620.4670.0640.0011570.000067
ABN (Ours)0.4050.020.2950.0420.0008890.000002
SpeedSpiking MLP (STBP) [40]0.7460.1150.5820.0970.0016660.000102
DT1 [18]0.620.0960.4060.0530.0011670.000021
DT2 [21]0.6090.1020.3510.0650.0028390.001856
BDETT [11]0.5170.0810.3520.0510.0020770.000853
ABN (Ours)0.3050.080.2060.0470.0008810.00001
Motion DirectionSpiking MLP (STBP) [40]0.7010.070.5050.020.0037980.002234
DT1 [18]0.6010.0770.4090.050.0034610.002315
DT2 [21]0.4150.0920.3970.0190.0028270.001844
BDETT [11]0.3950.0410.3510.0520.001330.000106
ABN (Ours)0.3780.0070.2430.010.0008750.000016
Size VarianceSpiking MLP (STBP) [40]0.7590.1280.5330.0480.0039010.002337
DT1 [18]0.6750.1510.4490.010.0022630.001117
DT2 [21]0.5510.0440.450.0340.0013460.000363
BDETT [11]0.4810.0450.3540.0490.0027630.001539
ABN (Ours)0.3730.0120.2550.0020.0008790.000012
", + "image_path": "b8f191cea7d699e7a7275ac92429b231f72562b655de00482bdf6833639d0d38.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 432, + 482, + 529 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 432, + 482, + 529 + ], + "spans": [ + { + "bbox": [ + 130, + 432, + 482, + 529 + ], + "type": "text", + "content": "CNN models such as [8] and [4], show a higher power consumption of 0.541W and 1.56W, respectively, despite their zero AC. In contrast, using SNN models leads to significantly lower power usage, with hybrid and SNN models [3] consuming 0.404W and 0.053W, respectively. BDET's SNN model [3] further reduces this consumption to 0.046W. Notably, our proposed SNN model outperforms these by achieving the lowest power consumption of just 0.038W, even with a higher AC of 105, underscoring the efficiency of our model in terms of energy usage compared to both CNNs and other SNNs." + } + ] + } + ], + "index": 4 + }, + { + "type": "table", + "bbox": [ + 205, + 570, + 413, + 640 + ], + "blocks": [ + { + "bbox": [ + 218, + 550, + 394, + 561 + ], + "lines": [ + { + "bbox": [ + 218, + 550, + 394, + 561 + ], + "spans": [ + { + "bbox": [ + 218, + 550, + 394, + 561 + ], + "type": "text", + "content": "Table 4: Power Consumption Comparison" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 205, + 570, + 413, + 640 + ], + "lines": [ + { + "bbox": [ + 205, + 570, + 413, + 640 + ], + "spans": [ + { + "bbox": [ + 205, + 570, + 413, + 640 + ], + "type": "table", + "html": "
MethodModelMACACPower (W)
Calabrese [8]CNN28500.541
Baldwin [4]CNN96301.56
Asude [3]Hybrid235810.404
Asude [3]SNN0.61230.053
BDETT [3]SNN0.71150.046
OursSNN0.41050.038
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This innovative spiking neuron incorporates a dynamic threshold based on Membrane Gradient (MG) for Spike Frequency Adaptation, Threshold Retrospective Gradient (TRG) for Burst Suppression, Spike Efficiency (SE) for Homeostasis. The spiking MLP, which utilizes STDP, serves as the architecture for implementing the proposed neuron." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 134, + 212, + 481, + 354 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 212, + 481, + 354 + ], + "spans": [ + { + "bbox": [ + 134, + 212, + 481, + 354 + ], + "type": "text", + "content": "A methodology for object segmentation and image classification that employs a dynamic vision sensor and the ABN is also proposed. Remarkably, this system can directly process asynchronous, event-based vision signals without requiring any preprocessing. Its performance was rigorously evaluated on both conventional datasets (N-MNIST, DVS128 Gesture, N-ImageNet and CIFAR10-DVS) and specialized robotic grasping datasets (ESD-1, ESD-2). The method achieved state-of-the-art performance in terms of classification accuracy and event-wise accuracy across different degraded signal conditions. Additionally, our approach has demonstrated excellent homeostatic properties, maintaining stable neuronal firing rates under challenging conditions such as occlusions, low light levels, the presence of small or rapidly moving objects, and linear motion. Notably, it also exhibited the lowest power consumption among the models evaluated." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 355, + 481, + 462 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 355, + 481, + 462 + ], + "spans": [ + { + "bbox": [ + 134, + 355, + 481, + 462 + ], + "type": "text", + "content": "Our model effectively emulates certain biological neuron behaviours, but it does not fully capture all human neuron characteristics, highlighting an area for enhancement to improve biological authenticity. Future work could explore advanced dynamic threshold functions incorporating elements like dynamic refractory periods and network activity. Additionally, current neuromorphic hardware architectures are primarily restricted to Leaky Integrate-and-Fire (LIF) and Spike Response Model (SRM) configurations, which precludes the direct deployment of our algorithm on hardware directly. Addressing this limitation remains a pivotal area for future research to ensure robust real-world applicability." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 134, + 481, + 246, + 495 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 481, + 246, + 495 + ], + "spans": [ + { + "bbox": [ + 134, + 481, + 246, + 495 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 134, + 506, + 481, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 506, + 481, + 578 + ], + "spans": [ + { + "bbox": [ + 134, + 506, + 481, + 578 + ], + "type": "text", + "content": "This work was supported by Kingston University, the Advanced Research and Innovation Center (ARIC), which is jointly funded by Khalifa University of Science and Technology, STRATA Manufacturing PJSC (a Mubadala company) and Sandooq Al Watan under Grant SWARD-S22-015. In addition, the authors would like to extend their appreciation to Ipsotek, an Eviden Company, for their generous support and valuable contributions to the research project." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 134, + 596, + 197, + 609 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 596, + 197, + 609 + ], + "spans": [ + { + "bbox": [ + 134, + 596, + 197, + 609 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 138, + 620, + 481, + 665 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 620, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 138, + 620, + 481, + 665 + ], + "type": "text", + "content": "1. Abreu, S., Gouda, M., Lugnan, A., Bienstman, P.: Flow cytometry with event-based vision and spiking neuromorphic hardware. In: 2023 IEEE/CVF Conference on Computer Vision and Pattern Recognition Workshops (CVPRW). pp. 4139-4147. 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Despite real-time planners exhibiting remarkable performance in autonomous driving, the growing exploration of Large Language Models (LLMs) has opened avenues for enhancing the interpretability and controllability of motion planning. Nevertheless, LLM-based planners continue to encounter significant challenges, including elevated resource consumption and extended inference times, which pose substantial obstacles to practical deployment. In light of these challenges, we introduce AsyncDriver, a new asynchronous LLM-enhanced closed-loop framework designed to leverage scene-associated instruction features produced by LLM to guide real-time planners in making precise and controllable trajectory predictions. On one hand, our method highlights the prowess of LLMs in comprehending and reasoning with vectorized scene data and a series of routing instructions, demonstrating its effective assistance to real-time planners. On the other hand, the proposed framework decouples the inference processes of the LLM and real-time planners. By capitalizing on the asynchronous nature of their inference frequencies, our approach have successfully reduced the computational cost introduced by LLM, while maintaining comparable performance. Experiments show that our approach achieves superior closed-loop evaluation performance on nuPlan's challenging scenarios. The code and dataset are available at https://github.com/memberRE/AsyncDriver.", + "bbox": [ + 259, + 363, + 743, + 654 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Autonomous Driving $\\cdot$ Large Language Models $\\cdot$ Motion Planning", + "bbox": [ + 259, + 667, + 740, + 696 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 722, + 375, + 738 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Motion planning plays a pivotal role in autonomous driving, garnering significant interest due to its direct impact on vehicle navigation and safety. One particularly noteworthy evaluation approach is the employment of closed-loop simulation, which involves the dynamic development of driving scenarios that", + "bbox": [ + 212, + 753, + 787, + 816 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Equal contribution. † Corresponding author.", + "bbox": [ + 217, + 824, + 529, + 840 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/cafbd435b64bb8a4ecfbf3b9386ce6c9a530bd6a25477a00003a07678a2edf3e.jpg", + "image_caption": [ + "Fig. 1: Comparative Overview of Learning-based Autonomous Driving Planning Frameworks. (a) Real-time planner: Offers quick inference but has limited controllability. (b) LLM-based planner: Produces linguistic descriptions and controls, offering high interactivity and interpretability at the expense of inference speed. (c) AsyncDriver: While leveraging the reasoning capabilities of LLM, a balance between performance and inference speed is achieved through asynchronous control." + ], + "image_footnote": [], + "bbox": [ + 218, + 142, + 787, + 366 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "adapt to the planner's predicted trajectories, thus necessitating that the model exhibits stronger predictive accuracy and bias correction capabilities.", + "bbox": [ + 212, + 491, + 785, + 521 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "As illustrated in Fig.1(a), current learning-based real-time motion planning frameworks [13, 18, 20, 24, 32, 33] typically utilize vectorized map information as input and employ a decoder to predict trajectories. As purely data-driven methods, they are particularly vulnerable to long-tail phenomena, where their performance can significantly degrade in rare or unseen scenarios [6]. Moreover, while some rule-based strategies exist, their manual crafting of rules are found to be inadequate for capturing the entirety of potential complex scenarios, resulting in driving strategies that tend towards extremes either excessive caution or aggression. Furthermore, both learning-based and rule-based planning frameworks suffer from low controllability, which raises concerns regarding the safety and reliability of such systems in dynamic environments.", + "bbox": [ + 212, + 523, + 787, + 688 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Recently, the considerable potential of Large Language Models (LLMs), including GPT-4 [1] and Llama2 [38], has been extensively explored within the realm of autonomous driving. Their extensive pre-training on large-scale datasets has established a robust foundation for comprehending traffic rules and scenarios. Consequently, LLM-based planners have demonstrated superior performance in scene analysis, reasoning, and human interaction, heralding new prospects for enhancing the interpretability and controllability of motion planning [9, 46, 48]. Nonetheless, as shown in Fig.1(b), these models frequently encounter several of these specific challenges: 1) The scene information is described through language, which could be constrained by the permissible input token length, making", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 126 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "it challenging to encapsulate complex scene details comprehensively and accurately [28, 29, 34, 44]. 2) Prediction via linguistic outputs entails either directly issuing high-level commands that are then translated into control signals, potentially leading to inaccuracies, or outputting trajectory points as floating-point numbers through language, a task at which LLMs are not adept [22, 29, 45]. 3) Prevalent frameworks primarily utilize LLMs as the core decision-making entity. While this strategy offers advantages in performance, the inherently large number of parameters in LLMs results in a noticeable decrease in inference speed relative to real-time planners, presenting substantial obstacles to their real-world implementation.", + "bbox": [ + 212, + 146, + 782, + 296 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this work, we introduce AsyncDriver, a novel asynchronous LLM-enhanced framework for closed-loop motion planning. As depicted in Fig.1(c), this method aligns the modalities of vectorized scene information and series of routing instructions, fully leveraging the considerable capabilities of LLM for interpreting instructions and understanding complex scenarios. The Scene-Associated Instruction Feature Extraction Module extracts high-level instruction features, which are then integrated into the real-time planner through the proposed Adaptive Injection Block, significantly boosting prediction accuracy and ensuring finer trajectory control. Moreover, our approach preserves the architecture of the real-time planner, allowing for the decoupling of inference frequency between LLM and the real-time planner. By controlling the asynchronous intervals of inference, it significantly enhances computational efficiency and alleviates the additional computational cost introduced by LLM. Furthermore, the wide applicability of our proposed Adaptive Injection Block ensures that our framework can be seamlessly extended to any transformer-based real-time planner, underscoring its versatility and potential for broader application.", + "bbox": [ + 212, + 297, + 784, + 539 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To summarize, our paper makes the following contributions:", + "bbox": [ + 238, + 541, + 671, + 555 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose AsyncDriver, a novel asynchronous LLM-enhanced framework, in which the inference frequency of LLM is controllable and can be decoupled from that of the real-time planner. While maintaining high performance, it significantly reduces the computational cost.", + "- We introduce the Adaptive Injection Block, which is model-agnostic and can easily integrate scene-associated instruction features into any transformer-based real-time planner, enhancing its ability in comprehending and following series of language-based routing instructions.", + "- Compared with existing methods, our approach demonstrates superior closed-loop evaluation performance in nuPlan's challenging scenarios." + ], + "bbox": [ + 225, + 566, + 785, + 720 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 746, + 387, + 762 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2.1 Motion Planning For Autonomous Driving", + "text_level": 1, + "bbox": [ + 212, + 781, + 612, + 797 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "The classic modular pipeline for autonomous driving includes perception, prediction, and planning. In this framework, the planning stage predict a future", + "bbox": [ + 212, + 809, + 784, + 839 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 732, + 130 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "trajectory based on the perception outputs, then executed by the control system. This architecture, widely adopted in industry frameworks like Apollo [3], contrasts with end-to-end approaches [16, 17] by enabling focused research on individual tasks through well-defined data interfaces between modules.", + "bbox": [ + 212, + 146, + 782, + 205 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Autonomous driving planners can be mainly categorized into rule-based and learning-based types. Rule-based planners [2,10,11,21,23,39,40] rely on predefined rules for determining the vehicle's trajectory, such as maintaining a safe following distance and obeying traffic signals. For instance, IDM [39] ensures a safe distance from the leading vehicle by calculating an appropriate speed based on braking and stopping distances. PDM [10] builds on IDM by selecting the highest-scoring IDM proposal as the final trajectory, achieving state-of-the-art performance in the nuPlan Challenge 2023 [4]. However, rule-based planners often struggle with complex driving scenarios beyond their predefined rules.", + "bbox": [ + 212, + 207, + 784, + 342 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Learning-based planners [13, 18, 20, 24, 32, 33] aim to replicate human expert driving trajectories using imitation learning or offline reinforcement learning from large-scale datasets. However, they face limitations due to the scope of the datasets and model complexity, leaving substantial room for improvement in areas like routing information comprehension and environmental awareness.", + "bbox": [ + 212, + 342, + 785, + 417 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 LLM For Autonomous Driving", + "text_level": 1, + "bbox": [ + 214, + 439, + 516, + 455 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The rapid advancement of Large Language Models has been noteworthy. These models, including GPT-4 [1] and Llama2 [38], have been trained on extensive textual datasets and exhibit exceptional generalization and reasoning abilities. A growing body of research has explored the application of LLMs' decision-making capacities to the domain of autonomous driving planning [5, 7, 8, 12, 14, 19, 25–29, 31, 34–37, 41–45, 47].", + "bbox": [ + 212, + 460, + 784, + 551 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Some efforts [12, 28, 29, 44] have explored integrating scene information, including the ego vehicle's status and information about obstacles, pedestrians, and other vehicles into LLMs using linguistic modalities for decision-making and explanations. These approaches face limitations due to finite context length, making it challenging to encode precise information for effective decision-making and reasoning. To overcome these constraints, multi-modal strategies such as DrivingWithLLM [7], DriveGPT4 [45], and RAGDriver [47] have been developed. These methods align vectorized or image/video modalities with linguistic instructions for a more comprehensive interpretation of driving scenarios. However, using language to express control signals has its limitations. DrivingWithLLM outputs high-level commands in linguistic expressions, improving QA interaction but reducing the fidelity of translating complex reasoning into precise vehicle control. DriveGPT4 expresses waypoints through language, showing strong open-loop performance but lacking closed-loop simulation evaluation.", + "bbox": [ + 212, + 553, + 785, + 763 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Furthermore, some efforts [34,35] focus on closed-loop evaluation by connecting low-level controllers or regressors behind large language models for precise vehicle control. LMDrive [35] uses continuous image frames and navigation instructions for closed-loop driving but requires complete LLM inference at each planning step. LanguageMPC [34] employs LLMs to obtain Model Predictive", + "bbox": [ + 212, + 765, + 785, + 839 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Control parameters, achieving control without training. However, these methods necessitate serial language decoding or full LLM inference at each planning step, challenging real-time responsiveness and limiting practical deployment.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In our approach, we shift from using LLMs for direct language output to enhancing real-time learning-based planners. This strategy improves environmental comprehension and allows LLMs and real-time planners to operate independently at different inference rates. This decoupling reduces LLM inference latency, facilitating real-world deployment.", + "bbox": [ + 212, + 191, + 784, + 267 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Data Generation", + "text_level": 1, + "bbox": [ + 214, + 287, + 415, + 305 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The nuPlan [4] dataset is the first large-scale benchmark for autonomous driving planning, comprising 1,200 hours of real-world human driving data from Boston, Pittsburgh, Las Vegas, and Singapore. To support various training stages, we developed pre-training and fine-tuning datasets from the nuPlan Train and Val sets, focusing on 14 official [30] challenging scenario types.", + "bbox": [ + 212, + 318, + 784, + 395 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.1 Pre-training Data Generation", + "text_level": 1, + "bbox": [ + 214, + 414, + 506, + 429 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To enhance LLM's understanding of instructions in autonomous driving, we created a dataset of language-based QAs, aligning with LLM's native modality to better grasp instruction semantics, which includes Planning-QA and Reasoning1K, with sample datasets provided in the supplementary material.", + "bbox": [ + 212, + 438, + 782, + 500 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Planning-QA is created using a rule-based approach for scalability. It is designed to enhance the LLM's understanding of the relationships among waypoints, high-level instructions, and control. In this context, waypoints are arrays of points, high-level instructions are composed of velocity commands (stop, accelerate, decelerate, maintain speed) and routing commands (turn left, turn right, go straight), and control involves velocity and acceleration values. Planning-QA includes six types of questions, each focusing on the conversion between waypoints, high-level instructions, and control.", + "bbox": [ + 212, + 518, + 784, + 638 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Reasoning1K includes 1,000 pieces of data generated by GPT-4, beyond merely providing answers, it further supplements the reasoning and explanation based on the scene description and is used for mixed training with Planning-QA.", + "bbox": [ + 212, + 660, + 784, + 705 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3.2 Fine-tuning Data Generation", + "text_level": 1, + "bbox": [ + 214, + 726, + 501, + 742 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "To further achieve multimodal understanding and alignment, we constructed a fine-tuning dataset based on 10,000 scenarios, capturing one frame every 8 seconds, resulted in a training set of 180,000 frames and a validation set of 20,000 frames, each incorporating both vectorized map data and linguistic prompts. Importantly, the scenario type distribution in both training and validation datasets matches the distribution of the entire nuPlan trainval dataset.", + "bbox": [ + 212, + 750, + 784, + 839 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 730, + 128 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "For the extracted vectorized scene information, similar to [18], ego information and 20 surrounding agent information over 20 historical frames, in addition to global map data centered around the ego are involved.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "LLM's prompt is comprised of two parts: system prompt and series of routing instructions. Concerning routing instructions, a rule-based approach is employed to transform the pathway into a series of instructions enhanced with distance information. Regarding training dataset preparation, the ego vehicle's ground truth trajectory over the ensuing 8 seconds is harnessed as the pathway for routing instruction generation. During simulation, based on the observation of the current scene, a pathway that adheres to a specified maximum length is found through a hand-crafted method as a reference path for instruction generation.", + "bbox": [ + 212, + 191, + 787, + 313 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4 Methodology", + "text_level": 1, + "bbox": [ + 215, + 334, + 380, + 352 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "As illustrated in Fig. 2, we introduce the asynchronous LLM-enhanced closed-loop framework, AsyncDriver, which mainly includes two components: 1) The Scene-Associated Instruction Feature Extraction Module; 2) The Adaptive Injection Block. Additionally, due to our framework's design, the inference frequency between the LLM and the real-time planner could be decoupled and regulating by asynchronous interval, which markedly enhancing inference efficiency.", + "bbox": [ + 212, + 364, + 782, + 455 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Within this section, we present the Scene-Associated Instruction Feature Extraction Module (Section 4.1), detail the design of Adaptive Injection Block (Section 4.2), discuss the concept of Asynchronous Inference (Section 4.3) and outline the training details employed (Section 4.4).", + "bbox": [ + 212, + 455, + 784, + 516 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 Scene-Associated Instruction Feature Extraction Module", + "text_level": 1, + "bbox": [ + 215, + 537, + 730, + 551 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Multi-modal Input In each planning iteration, the vectorized scene information is acquired from the simulation environment. Analogous to the approach employed by GameFormer [18], historical trajectory and state information of both the ego and other agents are extracted, alongside global map data. Vectorized scene information for the real-time planner is provided in the same manner. All vector data are relative to the position of the ego. Subsequently, through the processing by the Vector Map Encoder and Map Adapter, we derive map embeddings. These map embeddings, along with language embeddings, are then fed into the Llama2-13B backbone to obtain the final hidden features $h = \\{h_0, h_1, \\dots, h_{-1}\\} \\in \\mathbb{R}^{N_h \\times D_{llm}}$ .", + "bbox": [ + 212, + 561, + 787, + 713 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Alignment Assistance Module To grasp the essence of routing instructions while maintaining a fine-grained comprehension of vectorized scene information for enhanced extraction of scene-associated high-level instruction features, we employ the Alignment Assistance Module to facilitate the alignment of multimodal input. Concretely, we have pinpointed five critical scene elements essential to the autonomous driving process for multi-task prediction, which is implemented by five separate 2-layer MLP prediction heads. About the current states", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/128fd8b0ee3d2d152e442097b50a0049c94748da3d457473b43887a922dd4233.jpg", + "image_caption": [ + "Fig. 2: Overview of our proposed AsyncDriver framework. Scene information, together with routing instructions, is encoded through the Scene-Associated Instruction Feature Extraction Module. Subsequently, the Adaptive Injection Block asynchronously enhances the features of the real-time planner, facilitating closed-loop control for autonomous vehicles. The Alignment Assistance Module is exclusively employed for multimodality alignment during training." + ], + "image_footnote": [], + "bbox": [ + 222, + 143, + 784, + 392 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "of the ego vehicle, we perform regression to estimate the vehicle's velocity and acceleration along the X and Y axes. For map information, we undertake classification tasks to identify the existence of adjacent lanes on both the left and right sides and to assess the status of traffic lights relevant to the current lane. Additionally, with a view towards future navigation strategies, we classify the requirement for lane changes in upcoming trajectories and identify future velocity decision, which includes options acceleration, deceleration, and maintaining current speed. It is worth noting that the Alignment Assistance Module is only used to assist multi-modal alignment in the training phase and does not participate in the inference stage.", + "bbox": [ + 212, + 520, + 787, + 672 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 Adaptive Injection Block", + "text_level": 1, + "bbox": [ + 215, + 698, + 470, + 714 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "We adopt the decoder structure of [18] as our basic decoder layer, facilitating the adaptive integration of scene-associated instruction features by evolving the conventional transformer-based decoder layer into an Adaptive Injection Block.", + "bbox": [ + 212, + 729, + 785, + 773 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Specifically, the hidden feature of the last token $h_{-1}$ is projected via the feature adapter and subsequently fed into Adaptive Injection Block.", + "bbox": [ + 212, + 775, + 785, + 806 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {h} = \\operatorname {L i n e a r} \\left(h _ {- 1}\\right) \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 436, + 821, + 785, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 732, + 128 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Within the Adaptive Decoder Block, the foundational decoder architecture of the real-time planner is elegantly extended to ensure that the query in each layer not only preserves the attention operation intrinsic to the original scene information but also engages in cross-attention with scene-associated instruction features, thereby incorporating instructional guidance into the prediction process. Afterwards, the updated instruction-enhanced query feature is modulated by the learnable adaptive gate, which is initialized by zero and reintegrated into the original attention output of the decoder layer. The adaptive injection process of the $l$ -th decoder block can be formulated as follows:", + "bbox": [ + 212, + 146, + 787, + 282 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\ns ^ {l + 1} = g \\cdot \\operatorname {s o f t m a x} \\left(\\frac {Q K _ {\\hat {h}} {} ^ {T}}{\\sqrt {C}}\\right) V _ {\\hat {h}} + \\operatorname {s o f t m a x} \\left(\\frac {Q K _ {s ^ {l}} {} ^ {T}}{\\sqrt {C}}\\right) V _ {s ^ {l}} \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 308, + 292, + 785, + 329 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $g$ is the value of adaptive gate, $Q$ denotes query in original decoder layer, $K_{i}$ and $V_{i}$ represent key and value respectively of feature $i$ , and $s^l$ notes the scene feature of the $l$ -th decoder layer.", + "bbox": [ + 214, + 330, + 785, + 375 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "The proposed adaptive injection method not only maintains the original decoder layer's ability to process complete scene information within the real-time planner but also enhances the planner's understanding and compliance with a series of flexible linguistic instructions. This advancement allows for the production of more refined and controllable predictions. It is worth noting that due to the simple yet effective design of our Adaptive Injection Block, it can be seamlessly integrated into any transformer-based architecture, thereby affording our approach the flexibility to be adapted to other real-time planner frameworks.", + "bbox": [ + 212, + 376, + 787, + 498 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Asynchronous Inference", + "text_level": 1, + "bbox": [ + 215, + 516, + 460, + 531 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our design leverages LLM to guide the real-time planner, significantly enhancing its performance through series of flexibly combined linguistic instructions without compromising its structural integrity. This method facilitates controlled asynchronous inference, effectively decoupling the inference frequencies of the LLM and the real-time planner, thereby LLM is not required to process every frame. During asynchronous intervals, the previously derived high-level instruction features continue to guide the prediction process of the real-time planner, which significantly boosts the inference efficiency and reduces the computational cost introduced by LLM. Notably, our framework accommodates a series of flexibly combined routing instructions, capable of delivering long-term, high-level routing insights. Therefore, even amidst asynchronous intervals, prior high-level features could still offer effective guidance, reinforcing the performance robustness throughout LLM inference intervals.", + "bbox": [ + 212, + 537, + 787, + 734 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Experimental results reveal that our architecture maintains near-robust performance when the asynchronous inference interval of LLM is extended. By controlling the LLM to perform inference every 3 frames can achieve a reduction in inference time of nearly $40\\%$ , with only a minimal accuracy loss of about $1\\%$ , which demonstrates the efficacy of our approach in striking an optimal balance between accuracy and inference speed. For a more comprehensive exploration of experimental results and their analysis, please refer to Section 5.2.", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.4 Training Details", + "text_level": 1, + "bbox": [ + 215, + 146, + 395, + 161 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "During the pre-training stage, the entirety of Reasoning1K, augmented with 1,500 samples randomly selected from Planning-QA, was utilized to train LoRA. This process enabled the LLM to evolve from a general-purpose large language model into one specifically optimized for autonomous driving. As a direct outcome of this focused adaptation, the LLM has become adept at understanding instructions more accurately within the context of motion planning.", + "bbox": [ + 212, + 166, + 782, + 256 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "During the fine-tuning stage, since the architectures of VectorMap Encoder and Decoder are preserved, we load weights of the real-time planner pre-trained on the same dataset to enhance training stability. The total loss of the fine-tuning stage is comprised of Alignment Assistance Loss and Planning Loss. The former is partitioned into five components: $l1$ loss for 1) ego velocity and acceleration prediction $\\tilde{x}_{va} \\in \\mathbb{R}^4$ , cross-entropy loss for 2) velocity decision prediction $\\tilde{x}_{dec} \\in \\mathbb{R}^3$ and 3) traffic light state prediction $\\tilde{x}_{traf} \\in \\mathbb{R}^4$ , binary cross-entropy loss for 4) adjacent lane presence prediction $\\tilde{x}_{adj} \\in \\mathbb{R}^2$ and 5) lane change prediction $\\tilde{x}_{chg} \\in \\mathbb{R}$ . The complete Alignment Assistance Loss can be expressed as follows, where $\\tilde{x}$ and $x$ represent prediction and ground truth respectively:", + "bbox": [ + 212, + 257, + 784, + 409 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} L _ {a l i g n} = L _ {1} \\left(\\tilde {x} _ {v a}, x _ {v a}\\right) + C E \\left(\\tilde {x} _ {d e c}, x _ {d e c}\\right) + C E \\left(\\tilde {x} _ {t r a f}, x _ {t r a f}\\right) \\\\ + B C E \\left(\\tilde {x} _ {a d j}, x _ {a d j}\\right) + B C E \\left(\\tilde {x} _ {c h g}, x _ {c h g}\\right) \\tag {3} \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 431, + 782, + 465 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Following [18], the planning loss comprises two parts: 1) Mode prediction loss. $m$ different modes of trajectories of neighbor agents are represented by Gaussian mixture model (GMM). For each mode, at any given timestamp $t$ , its characteristics are delineated by a mean $\\mu^t$ and covariance $\\sigma^t$ forming a Gaussian distribution. The best mode $m^*$ is identified through alignment with the ground truth and refined via the minimization of negative log-likelihood. 2) Ego Trajectory Prediction loss. Future trajectory points of ego vehicle are predicted and are refined by $l1$ loss. Consequently, the planning loss is as follows:", + "bbox": [ + 212, + 470, + 784, + 590 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL _ {\\text {p l a n}} = \\sum_ {t} L _ {N L L} \\left(\\hat {\\mu} _ {m ^ {*}} ^ {t}, \\tilde {\\sigma} _ {m ^ {*}} ^ {t}, \\tilde {p} _ {m ^ {*}}, \\tilde {s} _ {t}\\right) + \\sum_ {t} L _ {1} \\left(\\tilde {s} _ {t} - s _ {t}\\right) \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 308, + 609, + 784, + 640 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\tilde{\\mu}_{m^*}^t, \\tilde{\\sigma}_{m^*}^t, \\tilde{p}_{m^*}, \\tilde{s}_t$ represents the predicted mean, covariance, probability, and position respectively, corresponding to the best mode $m^*$ at timestamp $t$ , and $s_t$ indicates the ground truth position at timestamp $t$ .", + "bbox": [ + 212, + 646, + 782, + 691 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In summary, the complete loss of fine-tuning stage is formulated as:", + "bbox": [ + 238, + 691, + 725, + 705 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nL = L _ {\\text {a l i g n}} + L _ {\\text {p l a n}} \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 434, + 729, + 782, + 744 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Experiments", + "text_level": 1, + "bbox": [ + 215, + 762, + 375, + 779 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5.1 Experimental Setup", + "text_level": 1, + "bbox": [ + 215, + 789, + 426, + 805 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Evaluation Settings In accordance with the nuPlan challenge 2023 [30] settings, we selected 14 official challenging scenario types for training and eval", + "bbox": [ + 212, + 809, + 782, + 839 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 732, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/fbeb514f129cdbed9d57b0cc054bff1a4f2f6cbb9fcda339e35b8361bd7b8502.jpg", + "table_caption": [ + "Table 1: Evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Score: final score in average. Drivable: drivable area compliance. Direct.: driving direction compliance. Comf.: ego is comfortable. Prog.: ego progress along expert route. Coll.: no ego at-fault collisions. Lim.: speed limit compliance. TTC: time to collision within bound." + ], + "table_footnote": [], + "table_body": "
MethodScoreDrivableDirect.Comf.Prog.Coll.Lim.TTC
UrbanDriver [33]35.3575.5397.1298.5685.2355.2181.6247.84
GCPGP [13]36.8581.2998.2077.3346.9672.3097.9268.34
IDM [39]53.0784.9498.0283.1564.7974.0196.3860.57
GameFormer [18]62.0593.5498.7483.1566.2786.0298.1974.55
PDM-Hybrid [10]64.0595.3499.1075.9867.9387.8199.5772.75
PDM-Closed [10]64.1895.6999.1077.0668.2087.8199.5773.47
AsyncDriver65.0094.6298.7583.1567.1385.1398.1573.48
AsyncDriver*67.4896.7799.1083.8766.3087.6398.2476.70
", + "bbox": [ + 218, + 239, + 781, + 388 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/e9cbe46692bc178297073bee5982df55341c761cd83e48303ff105d0fea05bc6.jpg", + "table_caption": [ + "Table 2: Scores per scenario types in evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Types 0-13 represent the 14 official scenario types of the nuPlan challenge 2023 [30], with specific details provided in the supplementary materials." + ], + "table_footnote": [], + "table_body": "
Methodstype0type1type2type3type4type5type6type7type8type9type10type11type12type13
UrbanDriver [33]69.3915.7844.597.4213.727.140.0019.4420.823.6168.3393.1633.7856.39
GCPGP [13]59.5035.9133.629.3342.8417.244.8632.338.2236.2371.3280.4636.1923.61
IDM [39]70.6944.8491.5454.0850.2241.714.7653.9737.5360.3383.9793.0345.7712.44
GameFormer [18]84.3265.7883.6249.0371.7936.80.0051.7655.0377.2482.8398.2449.4156.16
PDM-Hybrid [10]87.6869.6187.2049.9582.8041.324.2354.9851.7282.9580.3798.4037.7771.99
PDM-Closed [10]87.6770.9387.2049.9582.8041.254.2253.5351.5782.9680.3798.4039.9572.04
AsyncDriver83.5367.2483.1462.8983.2849.265.9462.5365.9664.8684.8896.6249.6054.35
AsyncDriver*83.1274.0491.8262.4285.2653.516.0165.2657.3177.1684.0297.5662.1849.32
", + "bbox": [ + 217, + 484, + 787, + 585 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "uation. While nuPlan [4] includes 757,844 scenarios, most simple scenarios are insufficient for critical planner performance assessment, and the vast data volume extends evaluation times. We chose the Hard20 dataset by randomly selecting 100 scenarios per type from the test set, then using the PDM [10] planner (nuPlan 2023 champion) to retain the 20 lowest-scoring scenarios per type, resulting in a test set of 279 scenarios.", + "bbox": [ + 212, + 614, + 787, + 705 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Implementation Details Regarding implementation details, all experiments were conducted in the closed-loop reactive setting, where agents in scenarios could be equipped with an IDM [39] Planner, enabling them to react to ego vehicle's maneuvers. The simulation frequency is $10Hz$ , at each iteration, the predicted trajectory has a time horizon of 8s. We follow the closed-loop metrics proposed in nuPlan challenge, which is detailed in the supplementary material. For model settings, our AsyncDriver is built based on Llama2-13B [38], LoRA", + "bbox": [ + 212, + 733, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 127 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "[15] was configured with $R = 8$ and $\\alpha = 32$ . We use the AdamW optimizer and warm-up with decay scheduler with learning rate 0.0001.", + "bbox": [ + 215, + 146, + 784, + 176 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/bcf7568d4c12f3147972d66bd641a9a65d8374b262ffb39d9afc40b817487e46.jpg", + "image_caption": [ + "(a) score variation with intervals" + ], + "image_footnote": [], + "bbox": [ + 223, + 208, + 500, + 364 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/4f37d399433dff0faee73a606809820d4e71f2d3c47cb691906cca05b94a061b.jpg", + "image_caption": [ + "(b) average inference time variation with intervals", + "Fig. 3: Asynchronous Inference. Evaluation of expanding the inference interval to [1,9,17,29,49,79,149] between the LLM and the real-time planner, executing asynchronous inference. Inference time measured on GPU Tesla A30." + ], + "image_footnote": [], + "bbox": [ + 517, + 208, + 782, + 364 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "5.2 Main Results", + "text_level": 1, + "bbox": [ + 215, + 494, + 372, + 508 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "**Hard20 Evaluation** As illustrated in Tab. 1, our approach AsyncDriver achieved the highest performance on Hard20 compared with existing planners, leading to an improvement of $4.6\\%$ over GameFormer [18] about 2.95 in score, even surpassing the current SOTA rule-based planners. For fair comparison, given the significant impact of trajectory refinement and alignment in closed-loop evaluations, we adapt the PDM [10] scorer to our AsyncDriver (denoted as AsyncDriver*), which lead to an improvement of $5.3\\%$ and $5.1\\%$ over PDM-Hybrid [10] and PDM-Closed [10] respectively, equivalent to approximately 3.43 and 3.30 in score, and an $8.7\\%$ increase (approximately 5.43 in score) over the learning-based planner GameFormer. From a different perspective, Tab. 2 illustrates the scores of each individual scenario type on the hard20 split, as well as a comparison with existing planners. It is evident that our solution has delivered exceptional results in the majority of scenario types.", + "bbox": [ + 212, + 521, + 789, + 718 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Quantitative results show that the high-level features extracted by our Scene-Associated Instruction Feature Extraction Module significantly enhance real-time planners' performance in closed-loop evaluation. Detailed metrics reveal that our approach improves drivable area performance by 3.23 points compared to GameFormer, demonstrating superior capability in identifying and navigating viable driving spaces due to advanced scene contextual understanding. Additionally, AsyncDriver* outperforms PDM in Time to Collision (TTC) metrics by $4.39\\%$ , approximately 3.23 points, indicating enhanced predictive accuracy,", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 732, + 130 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "which is crucial for ensuring safer driving by effectively forecasting and reducing the potential collision scenarios.", + "bbox": [ + 215, + 146, + 784, + 176 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Asynchronous Inference We contend that, particularly for generalized high-level instructions, there exhibits a notable similarity within frames of short intervals. Consequently, given its role in extracting these high-level features, the LLM does not require involvement in the inference process for each frame, which could markedly enhance the inference speed. To explore this, experiments were designed to differentiate the inference frequency of the LLM and real-time planners, and during each LLM inference interval, the previous instruction features are employed to guide the predicted process of the real-time planner. As depicted in Fig. 3, the performance of our approach demonstrates remarkable robustness as the planning interval of the LLM increases, which suggests that LLM is capable of providing a long-term high-level instructions. We observed that even with an interval of 149 frames, meaning only one inference is made within a scenario, it still surpasses GameFormer by more than 1.0 point, while the inference time is nearly at the real-time level. As the inference interval increases, the required inference time drops dramatically, while accuracy remains almost stable. Therefore, by employing a strategy of dense training with asynchronous inference, our method achieves an optimal balance between accuracy and inference speed.", + "bbox": [ + 215, + 199, + 785, + 455 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Instruction Following Fig. 4 shows the reactions of our method to different routing instructions, demonstrating its capability in instruction following. Fig. 4a illustrates the outcomes predicted when the scene employs conventional routing instructions. We note that the ego vehicle decelerates slightly, a maneuver that reflects the common sense of slowing down for curves. Nonetheless, given the open road conditions, the ego vehicle sustains a comparatively high velocity. In contrast, Fig. 4b depicts the scenario where stop serves as the routing instruction. Remarkably, even without the presence of external obstacles, the ego vehicle promptly executes a braking response to the command, reducing its speed from $10.65m/s$ to $1.06m/s$ within a mere 6 seconds. Consequently, it is evident that our AsyncDriver can function as a linguistic interaction interface, providing the ability of precisely interpreting and following human instructions to circumvent anomalous conditions.", + "bbox": [ + 215, + 479, + 785, + 675 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "5.3 Ablation Study", + "text_level": 1, + "bbox": [ + 215, + 700, + 387, + 714 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "In this section, we explore the necessity of LLM and investigate the effectiveness of individual components in AsyncDriver.", + "bbox": [ + 215, + 726, + 784, + 755 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Necessity of LLM We conducted experiments by replacing the LLM with transformer blocks of different dimensions (256 and 5120), incorporating learnable routing instruction embeddings. Meanwhile, the Alignment Assistance Module and Adaptive Injection Block remained unchanged. The results, shown in", + "bbox": [ + 215, + 779, + 784, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 126 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/f12083abed1c0f7a02c60834bf7949ce7fd4d617e00c5d0e5b053ed859f5b50f.jpg", + "image_caption": [ + "$t = 0s, v = 10.65m / s$" + ], + "image_footnote": [], + "bbox": [ + 225, + 143, + 367, + 243 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/f11deebe39a3c98c7be1ed8036049d7ded9a7087a0cd734ffec84e7302bfb743.jpg", + "image_caption": [ + "$t = 2s, v = 9.14m / s$" + ], + "image_footnote": [], + "bbox": [ + 367, + 143, + 509, + 243 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/d1b4f4a18666e16f35fe3d93e1bba66224ade997acbe89e8ccdfd8747ff097d4.jpg", + "image_caption": [ + "$t = 4s,v = 8.00m / s$" + ], + "image_footnote": [], + "bbox": [ + 509, + 143, + 651, + 243 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/6c1abd5552f99b83d6fbf3ff44f1b97f1554198e7af9ba417514e84b9b36d782.jpg", + "image_caption": [ + "$t = 6s,v = 6.88m / s$" + ], + "image_footnote": [], + "bbox": [ + 651, + 143, + 792, + 243 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/cb6a0c3e10a884fe5d7a4e80cbcd3da05a3af868f84ebdd3057f7c843d3a61e2.jpg", + "image_caption": [ + "$t = 0s,v = 10.65m / s$", + "Fig. 4: Visualization of AsyncDriver following human instruction. The light blue line represents ego's trajectory for the next 8 seconds. It contrasts the planning trajectories of the ego receiving conventional routing instructions against a forced stop instruction." + ], + "image_footnote": [], + "bbox": [ + 225, + 268, + 367, + 368 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/0eded53189335b6fd79ddd35105aa7c0dc69c4c34d6d0707ae643ceb14479d2b.jpg", + "image_caption": [ + "(a) receiving conventional routing instructions", + "$t = 2s, v = 7.9m / s$", + "(b) receiving stop instruction" + ], + "image_footnote": [], + "bbox": [ + 367, + 268, + 509, + 368 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/3eb74e64e93cada4e9c25b4edc98c0bfccc3d809c0e50a8e75c626841311936f.jpg", + "image_caption": [ + "$t = 4s, v = 2.75m / s$" + ], + "image_footnote": [], + "bbox": [ + 509, + 268, + 651, + 368 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/467c41c7f20b10a983f94765f6ed20180a746f8c9fc87ef9a19e0ff5d04d9679.jpg", + "image_caption": [ + "$t = 6s,v = 1.06m / s$" + ], + "image_footnote": [], + "bbox": [ + 651, + 268, + 792, + 368 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Tab. 3, indicate that despite a 20-fold increase in the number of transformer parameters, the performance only marginally improved from 63.27 to 63.59. In contrast, our AsyncDriver achieved a performance of 65.00, highlighting the significant impact of pretrained knowledge from LLM.", + "bbox": [ + 214, + 489, + 787, + 551 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Ablation of Components Integrating a simple MLP as a prediction head after the LLM for planning significantly degraded the performance, indicating that simple trajectory regression cannot effectively align multi-modal information, thus failing to leverage the LLM's knowledge for scene reasoning. We replaced the MLP with a real-time planner and progressively added four structures: (i) Adaptive Injection Block, (ii) Alignment Assistance Module, (iii) LoRA, and (iv) pre-trained LoRA. As shown in Tab. 4, each module improved performance, with the Alignment Assistance Module and pre-trained LoRA weights contributing the most, yielding score increases of 0.94 and 0.97, respectively.", + "bbox": [ + 214, + 573, + 787, + 709 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6 Conclusions", + "text_level": 1, + "bbox": [ + 215, + 732, + 367, + 748 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "In this paper, we introduce AsyncDriver, a new asynchronous LLM-enhanced, closed-loop framework for autonomous driving. By aligning vectorized scene information with a series of routing instructions to form multi-modal features, we fully leverage LLM's capability for scene reasoning, extracting scene-associated instruction features as guidance. Through the proposed Adaptive Injection Block,", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 732, + 128 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 784, + 126 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/d497fee15a646bb09f02b0d81a4f5aa75f0ca42807382bf4912a22746eb1144b.jpg", + "table_caption": [ + "Table 3: Replacing LLM with non-pretrained cross attention. Utilize map information and learnable instruction embeddings to perform cross-attention, replacing the features generated by the LLM in the Scene-Associated Instruction Feature Extraction Module." + ], + "table_footnote": [], + "table_body": "
Hidden Feature DimensionsInstruction EmbeddingLLMScore
256✓63.27
5120✓63.59
5120✓65.00
", + "bbox": [ + 349, + 210, + 648, + 299 + ], + "page_idx": 13 + }, + { + "type": "table", + "img_path": "images/8e4f3cc357ec49c993c29761ba9431616d830287d944fba0225982d63305fdbc.jpg", + "table_caption": [ + "Table 4: Component ablation study. MLP, RT-Planner, Ada, Align, LoRA, and LoRAPre represent i) direct regression of waypoints using MLP, ii) integration of a real-time planner, iii) Adaptive Injection Block, iv) Alignment Assistance Module, v) incorporation of LoRA, and vi) pre-trained LoRA with Reasoning1K, respectively." + ], + "table_footnote": [], + "table_body": "
MLPRT-PlannerAdaAlignLoRALoRAPreScore
✓33.91
✓62.01
✓✓62.84
✓✓✓63.78
✓✓✓✓64.03
✓✓✓✓✓65.00
", + "bbox": [ + 300, + 378, + 699, + 494 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "we achieve the integration of series of routing information into any transformer-based real-time planner, enhancing its ability to understand and follow language instructions, and achieving outstanding closed-loop performance in nuPlan's challenging scenarios. Notably, owing to the structural design of our method, it supports asynchronous inference between the LLM and the real-time planner. Experiments show that our approach significantly increases inference speed with minimal loss in accuracy, reducing the computational costs introduced by LLM.", + "bbox": [ + 212, + 523, + 787, + 628 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Broader Impacts And Limitations. Should the method prove successful, the proposed asynchronous inference scheme could significantly enhance the prospects for integrating LLMs into the practical application within the autonomous driving sector. Nevertheless, while this research has employed LLMs, it falls short of substantiating their generalization properties for the planning task. Future endeavors aim to rigorously assess the generalization and transfer potential of LLMs in vectorized scenarios.", + "bbox": [ + 212, + 650, + 787, + 757 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 217, + 143, + 401, + 162 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This research is supported in part by the National Science and Technology Major Project (No. 2022ZD0115502), the National Natural Science Foundation of China (No. 62122010, U23B2010), Zhejiang Provincial Natural Science Foundation of China (No. LDT23F02022F02), Beijing Natural Science Foundation (No. L231011), Beihang World TOP University Cooperation Program, and Lenovo Research.", + "bbox": [ + 212, + 175, + 787, + 265 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 287, + 321, + 303 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Wang, S., Zhu, Y., Li, Z., Wang, Y., Li, L., He, Z.: Chatgpt as your vehicle co-pilot: An initial attempt. IEEE Transactions on Intelligent Vehicles (2023)", + "42. Wang, W., Xie, J., Hu, C., Zou, H., Fan, J., Tong, W., Wen, Y., Wu, S., Deng, H., Li, Z., et al.: Drivemlm: Aligning multi-modal large language models with behavioral planning states for autonomous driving. arXiv preprint arXiv:2312.09245 (2023)", + "43. Wang, Y., Jiao, R., Lang, C., Zhan, S.S., Huang, C., Wang, Z., Yang, Z., Zhu, Q.: Empowering autonomous driving with large language models: A safety perspective. arXiv preprint arXiv:2312.00812 (2023)", + "44. Wen, L., Fu, D., Li, X., Cai, X., Ma, T., Cai, P., Dou, M., Shi, B., He, L., Qiao, Y.: Dilu: A knowledge-driven approach to autonomous driving with large language models. arXiv preprint arXiv:2309.16292 (2023)", + "45. Xu, Z., Zhang, Y., Xie, E., Zhao, Z., Guo, Y., Wong, K.K., Li, Z., Zhao, H.: Drivegpt4: Interpretable end-to-end autonomous driving via large language model. arXiv preprint arXiv:2310.01412 (2023)", + "46. Yang, Z., Jia, X., Li, H., Yan, J.: A survey of large language models for autonomous driving. arXiv preprint arXiv:2311.01043 (2023)" + ], + "bbox": [ + 212, + 147, + 785, + 839 + ], + "page_idx": 16 + }, + { + "type": "header", + "text": "Asynchronous LLM Enhanced Planner for Autonomous Driving", + "bbox": [ + 305, + 114, + 730, + 128 + ], + "page_idx": 16 + }, + { + "type": "page_number", + "text": "17", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 16 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "47. Yuan, J., Sun, S., Omeiza, D., Zhao, B., Newman, P., Kunze, L., Gadd, M.: Rag-driver: Generalisable driving explanations with retrieval-augmented in-context learning in multi-modal large language model. arXiv preprint arXiv:2402.10828 (2024)", + "48. Zhou, X., Liu, M., Zagar, B.L., Yurtsever, E., Knoll, A.C.: Vision language models in autonomous driving and intelligent transportation systems. arXiv preprint arXiv:2310.14414 (2023)" + ], + "bbox": [ + 217, + 146, + 785, + 246 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "Y. Chen et al.", + "bbox": [ + 271, + 114, + 367, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/d0cbcd6b-a1bd-43ac-b5a6-408e9ed96f35_model.json b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/d0cbcd6b-a1bd-43ac-b5a6-408e9ed96f35_model.json new file mode 100644 index 0000000000000000000000000000000000000000..98638712fc5f59bfcf8fb4b8be4eb371186089dd --- /dev/null +++ b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/d0cbcd6b-a1bd-43ac-b5a6-408e9ed96f35_model.json @@ -0,0 +1,2425 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.229, + 0.141, + 0.777, + 0.187 + ], + "angle": 0, + "content": "Asynchronous Large Language Model Enhanced Planner for Autonomous Driving" + }, + { + "type": "text", + "bbox": [ + 0.218, + 0.212, + 0.784, + 0.243 + ], + "angle": 0, + "content": "Yuan Chen\\(^{1,2\\star}\\), Zi-han Ding\\(^{1\\star}\\), Ziqin Wang\\(^{1\\star}\\), Yan Wang\\(^{2\\dagger}\\), Lijun Zhang\\(^{1}\\), and Si Liu\\(^{1\\dagger}\\)" + }, + { + "type": "text", + "bbox": [ + 0.429, + 0.255, + 0.574, + 0.269 + ], + "angle": 0, + "content": "1 Beihang University" + }, + { + "type": "text", + "bbox": [ + 0.408, + 0.27, + 0.596, + 0.284 + ], + "angle": 0, + "content": "\\(^{2}\\) AIR, Tsinghua University" + }, + { + "type": "text", + "bbox": [ + 0.325, + 0.285, + 0.68, + 0.298 + ], + "angle": 0, + "content": "{chenyuan1, wzqin, ljzhang, liusi}@buaa.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.415, + 0.299, + 0.588, + 0.311 + ], + "angle": 0, + "content": "zihanding819@gmail.com" + }, + { + "type": "text", + "bbox": [ + 0.396, + 0.313, + 0.607, + 0.325 + ], + "angle": 0, + "content": "wangyan@air.tsinghua.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.364, + 0.744, + 0.655 + ], + "angle": 0, + "content": "Abstract. Despite real-time planners exhibiting remarkable performance in autonomous driving, the growing exploration of Large Language Models (LLMs) has opened avenues for enhancing the interpretability and controllability of motion planning. Nevertheless, LLM-based planners continue to encounter significant challenges, including elevated resource consumption and extended inference times, which pose substantial obstacles to practical deployment. In light of these challenges, we introduce AsyncDriver, a new asynchronous LLM-enhanced closed-loop framework designed to leverage scene-associated instruction features produced by LLM to guide real-time planners in making precise and controllable trajectory predictions. On one hand, our method highlights the prowess of LLMs in comprehending and reasoning with vectorized scene data and a series of routing instructions, demonstrating its effective assistance to real-time planners. On the other hand, the proposed framework decouples the inference processes of the LLM and real-time planners. By capitalizing on the asynchronous nature of their inference frequencies, our approach have successfully reduced the computational cost introduced by LLM, while maintaining comparable performance. Experiments show that our approach achieves superior closed-loop evaluation performance on nuPlan's challenging scenarios. The code and dataset are available at https://github.com/memberRE/AsyncDriver." + }, + { + "type": "text", + "bbox": [ + 0.261, + 0.669, + 0.741, + 0.697 + ], + "angle": 0, + "content": "Keywords: Autonomous Driving \\(\\cdot\\) Large Language Models \\(\\cdot\\) Motion Planning" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.723, + 0.376, + 0.739 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.755, + 0.788, + 0.817 + ], + "angle": 0, + "content": "Motion planning plays a pivotal role in autonomous driving, garnering significant interest due to its direct impact on vehicle navigation and safety. One particularly noteworthy evaluation approach is the employment of closed-loop simulation, which involves the dynamic development of driving scenarios that" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.825, + 0.531, + 0.841 + ], + "angle": 0, + "content": "* Equal contribution. † Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.127 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.143, + 0.788, + 0.367 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.378, + 0.788, + 0.463 + ], + "angle": 0, + "content": "Fig. 1: Comparative Overview of Learning-based Autonomous Driving Planning Frameworks. (a) Real-time planner: Offers quick inference but has limited controllability. (b) LLM-based planner: Produces linguistic descriptions and controls, offering high interactivity and interpretability at the expense of inference speed. (c) AsyncDriver: While leveraging the reasoning capabilities of LLM, a balance between performance and inference speed is achieved through asynchronous control." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.492, + 0.787, + 0.522 + ], + "angle": 0, + "content": "adapt to the planner's predicted trajectories, thus necessitating that the model exhibits stronger predictive accuracy and bias correction capabilities." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.788, + 0.689 + ], + "angle": 0, + "content": "As illustrated in Fig.1(a), current learning-based real-time motion planning frameworks [13, 18, 20, 24, 32, 33] typically utilize vectorized map information as input and employ a decoder to predict trajectories. As purely data-driven methods, they are particularly vulnerable to long-tail phenomena, where their performance can significantly degrade in rare or unseen scenarios [6]. Moreover, while some rule-based strategies exist, their manual crafting of rules are found to be inadequate for capturing the entirety of potential complex scenarios, resulting in driving strategies that tend towards extremes either excessive caution or aggression. Furthermore, both learning-based and rule-based planning frameworks suffer from low controllability, which raises concerns regarding the safety and reliability of such systems in dynamic environments." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Recently, the considerable potential of Large Language Models (LLMs), including GPT-4 [1] and Llama2 [38], has been extensively explored within the realm of autonomous driving. Their extensive pre-training on large-scale datasets has established a robust foundation for comprehending traffic rules and scenarios. Consequently, LLM-based planners have demonstrated superior performance in scene analysis, reasoning, and human interaction, heralding new prospects for enhancing the interpretability and controllability of motion planning [9, 46, 48]. Nonetheless, as shown in Fig.1(b), these models frequently encounter several of these specific challenges: 1) The scene information is described through language, which could be constrained by the permissible input token length, making" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.297 + ], + "angle": 0, + "content": "it challenging to encapsulate complex scene details comprehensively and accurately [28, 29, 34, 44]. 2) Prediction via linguistic outputs entails either directly issuing high-level commands that are then translated into control signals, potentially leading to inaccuracies, or outputting trajectory points as floating-point numbers through language, a task at which LLMs are not adept [22, 29, 45]. 3) Prevalent frameworks primarily utilize LLMs as the core decision-making entity. While this strategy offers advantages in performance, the inherently large number of parameters in LLMs results in a noticeable decrease in inference speed relative to real-time planners, presenting substantial obstacles to their real-world implementation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.299, + 0.785, + 0.54 + ], + "angle": 0, + "content": "In this work, we introduce AsyncDriver, a novel asynchronous LLM-enhanced framework for closed-loop motion planning. As depicted in Fig.1(c), this method aligns the modalities of vectorized scene information and series of routing instructions, fully leveraging the considerable capabilities of LLM for interpreting instructions and understanding complex scenarios. The Scene-Associated Instruction Feature Extraction Module extracts high-level instruction features, which are then integrated into the real-time planner through the proposed Adaptive Injection Block, significantly boosting prediction accuracy and ensuring finer trajectory control. Moreover, our approach preserves the architecture of the real-time planner, allowing for the decoupling of inference frequency between LLM and the real-time planner. By controlling the asynchronous intervals of inference, it significantly enhances computational efficiency and alleviates the additional computational cost introduced by LLM. Furthermore, the wide applicability of our proposed Adaptive Injection Block ensures that our framework can be seamlessly extended to any transformer-based real-time planner, underscoring its versatility and potential for broader application." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.542, + 0.673, + 0.556 + ], + "angle": 0, + "content": "To summarize, our paper makes the following contributions:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.568, + 0.787, + 0.628 + ], + "angle": 0, + "content": "- We propose AsyncDriver, a novel asynchronous LLM-enhanced framework, in which the inference frequency of LLM is controllable and can be decoupled from that of the real-time planner. While maintaining high performance, it significantly reduces the computational cost." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.629, + 0.787, + 0.689 + ], + "angle": 0, + "content": "- We introduce the Adaptive Injection Block, which is model-agnostic and can easily integrate scene-associated instruction features into any transformer-based real-time planner, enhancing its ability in comprehending and following series of language-based routing instructions." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.691, + 0.787, + 0.721 + ], + "angle": 0, + "content": "- Compared with existing methods, our approach demonstrates superior closed-loop evaluation performance in nuPlan's challenging scenarios." + }, + { + "type": "list", + "bbox": [ + 0.226, + 0.568, + 0.787, + 0.721 + ], + "angle": 0, + "content": null + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.747, + 0.388, + 0.763 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.214, + 0.782, + 0.614, + 0.798 + ], + "angle": 0, + "content": "2.1 Motion Planning For Autonomous Driving" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.785, + 0.84 + ], + "angle": 0, + "content": "The classic modular pipeline for autonomous driving includes perception, prediction, and planning. In this framework, the planning stage predict a future" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.207 + ], + "angle": 0, + "content": "trajectory based on the perception outputs, then executed by the control system. This architecture, widely adopted in industry frameworks like Apollo [3], contrasts with end-to-end approaches [16, 17] by enabling focused research on individual tasks through well-defined data interfaces between modules." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.208, + 0.785, + 0.343 + ], + "angle": 0, + "content": "Autonomous driving planners can be mainly categorized into rule-based and learning-based types. Rule-based planners [2,10,11,21,23,39,40] rely on predefined rules for determining the vehicle's trajectory, such as maintaining a safe following distance and obeying traffic signals. For instance, IDM [39] ensures a safe distance from the leading vehicle by calculating an appropriate speed based on braking and stopping distances. PDM [10] builds on IDM by selecting the highest-scoring IDM proposal as the final trajectory, achieving state-of-the-art performance in the nuPlan Challenge 2023 [4]. However, rule-based planners often struggle with complex driving scenarios beyond their predefined rules." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.787, + 0.419 + ], + "angle": 0, + "content": "Learning-based planners [13, 18, 20, 24, 32, 33] aim to replicate human expert driving trajectories using imitation learning or offline reinforcement learning from large-scale datasets. However, they face limitations due to the scope of the datasets and model complexity, leaving substantial room for improvement in areas like routing information comprehension and environmental awareness." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.44, + 0.517, + 0.456 + ], + "angle": 0, + "content": "2.2 LLM For Autonomous Driving" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.462, + 0.785, + 0.553 + ], + "angle": 0, + "content": "The rapid advancement of Large Language Models has been noteworthy. These models, including GPT-4 [1] and Llama2 [38], have been trained on extensive textual datasets and exhibit exceptional generalization and reasoning abilities. A growing body of research has explored the application of LLMs' decision-making capacities to the domain of autonomous driving planning [5, 7, 8, 12, 14, 19, 25–29, 31, 34–37, 41–45, 47]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.554, + 0.786, + 0.765 + ], + "angle": 0, + "content": "Some efforts [12, 28, 29, 44] have explored integrating scene information, including the ego vehicle's status and information about obstacles, pedestrians, and other vehicles into LLMs using linguistic modalities for decision-making and explanations. These approaches face limitations due to finite context length, making it challenging to encode precise information for effective decision-making and reasoning. To overcome these constraints, multi-modal strategies such as DrivingWithLLM [7], DriveGPT4 [45], and RAGDriver [47] have been developed. These methods align vectorized or image/video modalities with linguistic instructions for a more comprehensive interpretation of driving scenarios. However, using language to express control signals has its limitations. DrivingWithLLM outputs high-level commands in linguistic expressions, improving QA interaction but reducing the fidelity of translating complex reasoning into precise vehicle control. DriveGPT4 expresses waypoints through language, showing strong open-loop performance but lacking closed-loop simulation evaluation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.766, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Furthermore, some efforts [34,35] focus on closed-loop evaluation by connecting low-level controllers or regressors behind large language models for precise vehicle control. LMDrive [35] uses continuous image frames and navigation instructions for closed-loop driving but requires complete LLM inference at each planning step. LanguageMPC [34] employs LLMs to obtain Model Predictive" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.731, + 0.129 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "Control parameters, achieving control without training. However, these methods necessitate serial language decoding or full LLM inference at each planning step, challenging real-time responsiveness and limiting practical deployment." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.785, + 0.268 + ], + "angle": 0, + "content": "In our approach, we shift from using LLMs for direct language output to enhancing real-time learning-based planners. This strategy improves environmental comprehension and allows LLMs and real-time planners to operate independently at different inference rates. This decoupling reduces LLM inference latency, facilitating real-world deployment." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.289, + 0.416, + 0.306 + ], + "angle": 0, + "content": "3 Data Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.319, + 0.785, + 0.396 + ], + "angle": 0, + "content": "The nuPlan [4] dataset is the first large-scale benchmark for autonomous driving planning, comprising 1,200 hours of real-world human driving data from Boston, Pittsburgh, Las Vegas, and Singapore. To support various training stages, we developed pre-training and fine-tuning datasets from the nuPlan Train and Val sets, focusing on 14 official [30] challenging scenario types." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.415, + 0.507, + 0.43 + ], + "angle": 0, + "content": "3.1 Pre-training Data Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.439, + 0.784, + 0.5 + ], + "angle": 0, + "content": "To enhance LLM's understanding of instructions in autonomous driving, we created a dataset of language-based QAs, aligning with LLM's native modality to better grasp instruction semantics, which includes Planning-QA and Reasoning1K, with sample datasets provided in the supplementary material." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.519, + 0.785, + 0.64 + ], + "angle": 0, + "content": "Planning-QA is created using a rule-based approach for scalability. It is designed to enhance the LLM's understanding of the relationships among waypoints, high-level instructions, and control. In this context, waypoints are arrays of points, high-level instructions are composed of velocity commands (stop, accelerate, decelerate, maintain speed) and routing commands (turn left, turn right, go straight), and control involves velocity and acceleration values. Planning-QA includes six types of questions, each focusing on the conversion between waypoints, high-level instructions, and control." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.661, + 0.785, + 0.707 + ], + "angle": 0, + "content": "Reasoning1K includes 1,000 pieces of data generated by GPT-4, beyond merely providing answers, it further supplements the reasoning and explanation based on the scene description and is used for mixed training with Planning-QA." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.727, + 0.503, + 0.743 + ], + "angle": 0, + "content": "3.2 Fine-tuning Data Generation" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.785, + 0.84 + ], + "angle": 0, + "content": "To further achieve multimodal understanding and alignment, we constructed a fine-tuning dataset based on 10,000 scenarios, capturing one frame every 8 seconds, resulted in a training set of 180,000 frames and a validation set of 20,000 frames, each incorporating both vectorized map data and linguistic prompts. Importantly, the scenario type distribution in both training and validation datasets matches the distribution of the entire nuPlan trainval dataset." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "For the extracted vectorized scene information, similar to [18], ego information and 20 surrounding agent information over 20 historical frames, in addition to global map data centered around the ego are involved." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.788, + 0.314 + ], + "angle": 0, + "content": "LLM's prompt is comprised of two parts: system prompt and series of routing instructions. Concerning routing instructions, a rule-based approach is employed to transform the pathway into a series of instructions enhanced with distance information. Regarding training dataset preparation, the ego vehicle's ground truth trajectory over the ensuing 8 seconds is harnessed as the pathway for routing instruction generation. During simulation, based on the observation of the current scene, a pathway that adheres to a specified maximum length is found through a hand-crafted method as a reference path for instruction generation." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.335, + 0.381, + 0.353 + ], + "angle": 0, + "content": "4 Methodology" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.366, + 0.784, + 0.456 + ], + "angle": 0, + "content": "As illustrated in Fig. 2, we introduce the asynchronous LLM-enhanced closed-loop framework, AsyncDriver, which mainly includes two components: 1) The Scene-Associated Instruction Feature Extraction Module; 2) The Adaptive Injection Block. Additionally, due to our framework's design, the inference frequency between the LLM and the real-time planner could be decoupled and regulating by asynchronous interval, which markedly enhancing inference efficiency." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.457, + 0.785, + 0.517 + ], + "angle": 0, + "content": "Within this section, we present the Scene-Associated Instruction Feature Extraction Module (Section 4.1), detail the design of Adaptive Injection Block (Section 4.2), discuss the concept of Asynchronous Inference (Section 4.3) and outline the training details employed (Section 4.4)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.538, + 0.731, + 0.552 + ], + "angle": 0, + "content": "4.1 Scene-Associated Instruction Feature Extraction Module" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.562, + 0.788, + 0.714 + ], + "angle": 0, + "content": "Multi-modal Input In each planning iteration, the vectorized scene information is acquired from the simulation environment. Analogous to the approach employed by GameFormer [18], historical trajectory and state information of both the ego and other agents are extracted, alongside global map data. Vectorized scene information for the real-time planner is provided in the same manner. All vector data are relative to the position of the ego. Subsequently, through the processing by the Vector Map Encoder and Map Adapter, we derive map embeddings. These map embeddings, along with language embeddings, are then fed into the Llama2-13B backbone to obtain the final hidden features \\( h = \\{h_0, h_1, \\dots, h_{-1}\\} \\in \\mathbb{R}^{N_h \\times D_{llm}} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Alignment Assistance Module To grasp the essence of routing instructions while maintaining a fine-grained comprehension of vectorized scene information for enhanced extraction of scene-associated high-level instruction features, we employ the Alignment Assistance Module to facilitate the alignment of multimodal input. Concretely, we have pinpointed five critical scene elements essential to the autonomous driving process for multi-task prediction, which is implemented by five separate 2-layer MLP prediction heads. About the current states" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.145, + 0.785, + 0.393 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.405, + 0.788, + 0.49 + ], + "angle": 0, + "content": "Fig. 2: Overview of our proposed AsyncDriver framework. Scene information, together with routing instructions, is encoded through the Scene-Associated Instruction Feature Extraction Module. Subsequently, the Adaptive Injection Block asynchronously enhances the features of the real-time planner, facilitating closed-loop control for autonomous vehicles. The Alignment Assistance Module is exclusively employed for multimodality alignment during training." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.521, + 0.788, + 0.673 + ], + "angle": 0, + "content": "of the ego vehicle, we perform regression to estimate the vehicle's velocity and acceleration along the X and Y axes. For map information, we undertake classification tasks to identify the existence of adjacent lanes on both the left and right sides and to assess the status of traffic lights relevant to the current lane. Additionally, with a view towards future navigation strategies, we classify the requirement for lane changes in upcoming trajectories and identify future velocity decision, which includes options acceleration, deceleration, and maintaining current speed. It is worth noting that the Alignment Assistance Module is only used to assist multi-modal alignment in the training phase and does not participate in the inference stage." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.699, + 0.471, + 0.715 + ], + "angle": 0, + "content": "4.2 Adaptive Injection Block" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.73, + 0.787, + 0.775 + ], + "angle": 0, + "content": "We adopt the decoder structure of [18] as our basic decoder layer, facilitating the adaptive integration of scene-associated instruction features by evolving the conventional transformer-based decoder layer into an Adaptive Injection Block." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.776, + 0.787, + 0.807 + ], + "angle": 0, + "content": "Specifically, the hidden feature of the last token \\( h_{-1} \\) is projected via the feature adapter and subsequently fed into Adaptive Injection Block." + }, + { + "type": "equation", + "bbox": [ + 0.437, + 0.823, + 0.786, + 0.842 + ], + "angle": 0, + "content": "\\[\n\\hat {h} = \\operatorname {L i n e a r} \\left(h _ {- 1}\\right) \\tag {1}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.369, + 0.128 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.283 + ], + "angle": 0, + "content": "Within the Adaptive Decoder Block, the foundational decoder architecture of the real-time planner is elegantly extended to ensure that the query in each layer not only preserves the attention operation intrinsic to the original scene information but also engages in cross-attention with scene-associated instruction features, thereby incorporating instructional guidance into the prediction process. Afterwards, the updated instruction-enhanced query feature is modulated by the learnable adaptive gate, which is initialized by zero and reintegrated into the original attention output of the decoder layer. The adaptive injection process of the \\( l \\)-th decoder block can be formulated as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.31, + 0.294, + 0.786, + 0.33 + ], + "angle": 0, + "content": "\\[\ns ^ {l + 1} = g \\cdot \\operatorname {s o f t m a x} \\left(\\frac {Q K _ {\\hat {h}} {} ^ {T}}{\\sqrt {C}}\\right) V _ {\\hat {h}} + \\operatorname {s o f t m a x} \\left(\\frac {Q K _ {s ^ {l}} {} ^ {T}}{\\sqrt {C}}\\right) V _ {s ^ {l}} \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.332, + 0.786, + 0.376 + ], + "angle": 0, + "content": "where \\( g \\) is the value of adaptive gate, \\( Q \\) denotes query in original decoder layer, \\( K_{i} \\) and \\( V_{i} \\) represent key and value respectively of feature \\( i \\), and \\( s^l \\) notes the scene feature of the \\( l \\)-th decoder layer." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.377, + 0.788, + 0.499 + ], + "angle": 0, + "content": "The proposed adaptive injection method not only maintains the original decoder layer's ability to process complete scene information within the real-time planner but also enhances the planner's understanding and compliance with a series of flexible linguistic instructions. This advancement allows for the production of more refined and controllable predictions. It is worth noting that due to the simple yet effective design of our Adaptive Injection Block, it can be seamlessly integrated into any transformer-based architecture, thereby affording our approach the flexibility to be adapted to other real-time planner frameworks." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.517, + 0.461, + 0.532 + ], + "angle": 0, + "content": "4.3 Asynchronous Inference" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.735 + ], + "angle": 0, + "content": "Our design leverages LLM to guide the real-time planner, significantly enhancing its performance through series of flexibly combined linguistic instructions without compromising its structural integrity. This method facilitates controlled asynchronous inference, effectively decoupling the inference frequencies of the LLM and the real-time planner, thereby LLM is not required to process every frame. During asynchronous intervals, the previously derived high-level instruction features continue to guide the prediction process of the real-time planner, which significantly boosts the inference efficiency and reduces the computational cost introduced by LLM. Notably, our framework accommodates a series of flexibly combined routing instructions, capable of delivering long-term, high-level routing insights. Therefore, even amidst asynchronous intervals, prior high-level features could still offer effective guidance, reinforcing the performance robustness throughout LLM inference intervals." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Experimental results reveal that our architecture maintains near-robust performance when the asynchronous inference interval of LLM is extended. By controlling the LLM to perform inference every 3 frames can achieve a reduction in inference time of nearly \\(40\\%\\), with only a minimal accuracy loss of about \\(1\\%\\), which demonstrates the efficacy of our approach in striking an optimal balance between accuracy and inference speed. For a more comprehensive exploration of experimental results and their analysis, please refer to Section 5.2." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.396, + 0.162 + ], + "angle": 0, + "content": "4.4 Training Details" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.167, + 0.784, + 0.257 + ], + "angle": 0, + "content": "During the pre-training stage, the entirety of Reasoning1K, augmented with 1,500 samples randomly selected from Planning-QA, was utilized to train LoRA. This process enabled the LLM to evolve from a general-purpose large language model into one specifically optimized for autonomous driving. As a direct outcome of this focused adaptation, the LLM has become adept at understanding instructions more accurately within the context of motion planning." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.258, + 0.785, + 0.41 + ], + "angle": 0, + "content": "During the fine-tuning stage, since the architectures of VectorMap Encoder and Decoder are preserved, we load weights of the real-time planner pre-trained on the same dataset to enhance training stability. The total loss of the fine-tuning stage is comprised of Alignment Assistance Loss and Planning Loss. The former is partitioned into five components: \\(l1\\) loss for 1) ego velocity and acceleration prediction \\(\\tilde{x}_{va} \\in \\mathbb{R}^4\\), cross-entropy loss for 2) velocity decision prediction \\(\\tilde{x}_{dec} \\in \\mathbb{R}^3\\) and 3) traffic light state prediction \\(\\tilde{x}_{traf} \\in \\mathbb{R}^4\\), binary cross-entropy loss for 4) adjacent lane presence prediction \\(\\tilde{x}_{adj} \\in \\mathbb{R}^2\\) and 5) lane change prediction \\(\\tilde{x}_{chg} \\in \\mathbb{R}\\). The complete Alignment Assistance Loss can be expressed as follows, where \\(\\tilde{x}\\) and \\(x\\) represent prediction and ground truth respectively:" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.432, + 0.784, + 0.467 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} L _ {a l i g n} = L _ {1} \\left(\\tilde {x} _ {v a}, x _ {v a}\\right) + C E \\left(\\tilde {x} _ {d e c}, x _ {d e c}\\right) + C E \\left(\\tilde {x} _ {t r a f}, x _ {t r a f}\\right) \\\\ + B C E \\left(\\tilde {x} _ {a d j}, x _ {a d j}\\right) + B C E \\left(\\tilde {x} _ {c h g}, x _ {c h g}\\right) \\tag {3} \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.471, + 0.785, + 0.592 + ], + "angle": 0, + "content": "Following [18], the planning loss comprises two parts: 1) Mode prediction loss. \\(m\\) different modes of trajectories of neighbor agents are represented by Gaussian mixture model (GMM). For each mode, at any given timestamp \\(t\\), its characteristics are delineated by a mean \\(\\mu^t\\) and covariance \\(\\sigma^t\\) forming a Gaussian distribution. The best mode \\(m^*\\) is identified through alignment with the ground truth and refined via the minimization of negative log-likelihood. 2) Ego Trajectory Prediction loss. Future trajectory points of ego vehicle are predicted and are refined by \\(l1\\) loss. Consequently, the planning loss is as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.31, + 0.611, + 0.785, + 0.641 + ], + "angle": 0, + "content": "\\[\nL _ {\\text {p l a n}} = \\sum_ {t} L _ {N L L} \\left(\\hat {\\mu} _ {m ^ {*}} ^ {t}, \\tilde {\\sigma} _ {m ^ {*}} ^ {t}, \\tilde {p} _ {m ^ {*}}, \\tilde {s} _ {t}\\right) + \\sum_ {t} L _ {1} \\left(\\tilde {s} _ {t} - s _ {t}\\right) \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.647, + 0.784, + 0.692 + ], + "angle": 0, + "content": "where \\(\\tilde{\\mu}_{m^*}^t, \\tilde{\\sigma}_{m^*}^t, \\tilde{p}_{m^*}, \\tilde{s}_t\\) represents the predicted mean, covariance, probability, and position respectively, corresponding to the best mode \\(m^*\\) at timestamp \\(t\\), and \\(s_t\\) indicates the ground truth position at timestamp \\(t\\)." + }, + { + "type": "text", + "bbox": [ + 0.239, + 0.693, + 0.727, + 0.707 + ], + "angle": 0, + "content": "In summary, the complete loss of fine-tuning stage is formulated as:" + }, + { + "type": "equation", + "bbox": [ + 0.436, + 0.731, + 0.784, + 0.745 + ], + "angle": 0, + "content": "\\[\nL = L _ {\\text {a l i g n}} + L _ {\\text {p l a n}} \\tag {5}\n\\]" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.763, + 0.376, + 0.78 + ], + "angle": 0, + "content": "5 Experiments" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.79, + 0.427, + 0.806 + ], + "angle": 0, + "content": "5.1 Experimental Setup" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.784, + 0.84 + ], + "angle": 0, + "content": "Evaluation Settings In accordance with the nuPlan challenge 2023 [30] settings, we selected 14 official challenging scenario types for training and eval" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.128 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.228 + ], + "angle": 0, + "content": "Table 1: Evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Score: final score in average. Drivable: drivable area compliance. Direct.: driving direction compliance. Comf.: ego is comfortable. Prog.: ego progress along expert route. Coll.: no ego at-fault collisions. Lim.: speed limit compliance. TTC: time to collision within bound." + }, + { + "type": "table", + "bbox": [ + 0.22, + 0.24, + 0.782, + 0.389 + ], + "angle": 0, + "content": "
MethodScoreDrivableDirect.Comf.Prog.Coll.Lim.TTC
UrbanDriver [33]35.3575.5397.1298.5685.2355.2181.6247.84
GCPGP [13]36.8581.2998.2077.3346.9672.3097.9268.34
IDM [39]53.0784.9498.0283.1564.7974.0196.3860.57
GameFormer [18]62.0593.5498.7483.1566.2786.0298.1974.55
PDM-Hybrid [10]64.0595.3499.1075.9867.9387.8199.5772.75
PDM-Closed [10]64.1895.6999.1077.0668.2087.8199.5773.47
AsyncDriver65.0094.6298.7583.1567.1385.1398.1573.48
AsyncDriver*67.4896.7799.1083.8766.3087.6398.2476.70
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.404, + 0.788, + 0.474 + ], + "angle": 0, + "content": "Table 2: Scores per scenario types in evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Types 0-13 represent the 14 official scenario types of the nuPlan challenge 2023 [30], with specific details provided in the supplementary materials." + }, + { + "type": "table", + "bbox": [ + 0.218, + 0.486, + 0.789, + 0.586 + ], + "angle": 0, + "content": "
Methodstype0type1type2type3type4type5type6type7type8type9type10type11type12type13
UrbanDriver [33]69.3915.7844.597.4213.727.140.0019.4420.823.6168.3393.1633.7856.39
GCPGP [13]59.5035.9133.629.3342.8417.244.8632.338.2236.2371.3280.4636.1923.61
IDM [39]70.6944.8491.5454.0850.2241.714.7653.9737.5360.3383.9793.0345.7712.44
GameFormer [18]84.3265.7883.6249.0371.7936.80.0051.7655.0377.2482.8398.2449.4156.16
PDM-Hybrid [10]87.6869.6187.2049.9582.8041.324.2354.9851.7282.9580.3798.4037.7771.99
PDM-Closed [10]87.6770.9387.2049.9582.8041.254.2253.5351.5782.9680.3798.4039.9572.04
AsyncDriver83.5367.2483.1462.8983.2849.265.9462.5365.9664.8684.8896.6249.6054.35
AsyncDriver*83.1274.0491.8262.4285.2653.516.0165.2657.3177.1684.0297.5662.1849.32
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.616, + 0.788, + 0.706 + ], + "angle": 0, + "content": "uation. While nuPlan [4] includes 757,844 scenarios, most simple scenarios are insufficient for critical planner performance assessment, and the vast data volume extends evaluation times. We chose the Hard20 dataset by randomly selecting 100 scenarios per type from the test set, then using the PDM [10] planner (nuPlan 2023 champion) to retain the 20 lowest-scoring scenarios per type, resulting in a test set of 279 scenarios." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Implementation Details Regarding implementation details, all experiments were conducted in the closed-loop reactive setting, where agents in scenarios could be equipped with an IDM [39] Planner, enabling them to react to ego vehicle's maneuvers. The simulation frequency is \\(10Hz\\), at each iteration, the predicted trajectory has a time horizon of 8s. We follow the closed-loop metrics proposed in nuPlan challenge, which is detailed in the supplementary material. For model settings, our AsyncDriver is built based on Llama2-13B [38], LoRA" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.147, + 0.785, + 0.178 + ], + "angle": 0, + "content": "[15] was configured with \\( R = 8 \\) and \\( \\alpha = 32 \\). We use the AdamW optimizer and warm-up with decay scheduler with learning rate 0.0001." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.209, + 0.501, + 0.365 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.27, + 0.374, + 0.46, + 0.386 + ], + "angle": 0, + "content": "(a) score variation with intervals" + }, + { + "type": "image", + "bbox": [ + 0.518, + 0.209, + 0.784, + 0.365 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.508, + 0.374, + 0.796, + 0.386 + ], + "angle": 0, + "content": "(b) average inference time variation with intervals" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.397, + 0.788, + 0.439 + ], + "angle": 0, + "content": "Fig. 3: Asynchronous Inference. Evaluation of expanding the inference interval to [1,9,17,29,49,79,149] between the LLM and the real-time planner, executing asynchronous inference. Inference time measured on GPU Tesla A30." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.495, + 0.373, + 0.509 + ], + "angle": 0, + "content": "5.2 Main Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.522, + 0.79, + 0.719 + ], + "angle": 0, + "content": "**Hard20 Evaluation** As illustrated in Tab. 1, our approach AsyncDriver achieved the highest performance on Hard20 compared with existing planners, leading to an improvement of \\(4.6\\%\\) over GameFormer [18] about 2.95 in score, even surpassing the current SOTA rule-based planners. For fair comparison, given the significant impact of trajectory refinement and alignment in closed-loop evaluations, we adapt the PDM [10] scorer to our AsyncDriver (denoted as AsyncDriver*), which lead to an improvement of \\(5.3\\%\\) and \\(5.1\\%\\) over PDM-Hybrid [10] and PDM-Closed [10] respectively, equivalent to approximately 3.43 and 3.30 in score, and an \\(8.7\\%\\) increase (approximately 5.43 in score) over the learning-based planner GameFormer. From a different perspective, Tab. 2 illustrates the scores of each individual scenario type on the hard20 split, as well as a comparison with existing planners. It is evident that our solution has delivered exceptional results in the majority of scenario types." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.789, + 0.841 + ], + "angle": 0, + "content": "Quantitative results show that the high-level features extracted by our Scene-Associated Instruction Feature Extraction Module significantly enhance real-time planners' performance in closed-loop evaluation. Detailed metrics reveal that our approach improves drivable area performance by 3.23 points compared to GameFormer, demonstrating superior capability in identifying and navigating viable driving spaces due to advanced scene contextual understanding. Additionally, AsyncDriver* outperforms PDM in Time to Collision (TTC) metrics by \\(4.39\\%\\), approximately 3.23 points, indicating enhanced predictive accuracy," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.127 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.147, + 0.785, + 0.177 + ], + "angle": 0, + "content": "which is crucial for ensuring safer driving by effectively forecasting and reducing the potential collision scenarios." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.2, + 0.787, + 0.457 + ], + "angle": 0, + "content": "Asynchronous Inference We contend that, particularly for generalized high-level instructions, there exhibits a notable similarity within frames of short intervals. Consequently, given its role in extracting these high-level features, the LLM does not require involvement in the inference process for each frame, which could markedly enhance the inference speed. To explore this, experiments were designed to differentiate the inference frequency of the LLM and real-time planners, and during each LLM inference interval, the previous instruction features are employed to guide the predicted process of the real-time planner. As depicted in Fig. 3, the performance of our approach demonstrates remarkable robustness as the planning interval of the LLM increases, which suggests that LLM is capable of providing a long-term high-level instructions. We observed that even with an interval of 149 frames, meaning only one inference is made within a scenario, it still surpasses GameFormer by more than 1.0 point, while the inference time is nearly at the real-time level. As the inference interval increases, the required inference time drops dramatically, while accuracy remains almost stable. Therefore, by employing a strategy of dense training with asynchronous inference, our method achieves an optimal balance between accuracy and inference speed." + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.481, + 0.787, + 0.676 + ], + "angle": 0, + "content": "Instruction Following Fig. 4 shows the reactions of our method to different routing instructions, demonstrating its capability in instruction following. Fig. 4a illustrates the outcomes predicted when the scene employs conventional routing instructions. We note that the ego vehicle decelerates slightly, a maneuver that reflects the common sense of slowing down for curves. Nonetheless, given the open road conditions, the ego vehicle sustains a comparatively high velocity. In contrast, Fig. 4b depicts the scenario where stop serves as the routing instruction. Remarkably, even without the presence of external obstacles, the ego vehicle promptly executes a braking response to the command, reducing its speed from \\(10.65m/s\\) to \\(1.06m/s\\) within a mere 6 seconds. Consequently, it is evident that our AsyncDriver can function as a linguistic interaction interface, providing the ability of precisely interpreting and following human instructions to circumvent anomalous conditions." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.701, + 0.388, + 0.715 + ], + "angle": 0, + "content": "5.3 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.727, + 0.785, + 0.756 + ], + "angle": 0, + "content": "In this section, we explore the necessity of LLM and investigate the effectiveness of individual components in AsyncDriver." + }, + { + "type": "text", + "bbox": [ + 0.217, + 0.78, + 0.785, + 0.84 + ], + "angle": 0, + "content": "Necessity of LLM We conducted experiments by replacing the LLM with transformer blocks of different dimensions (256 and 5120), incorporating learnable routing instruction embeddings. Meanwhile, the Alignment Assistance Module and Adaptive Injection Block remained unchanged. The results, shown in" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.733, + 0.129 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.785, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.145, + 0.368, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.244, + 0.245, + 0.351, + 0.255 + ], + "angle": 0, + "content": "\\(t = 0s, v = 10.65m / s\\)" + }, + { + "type": "image", + "bbox": [ + 0.369, + 0.145, + 0.511, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.388, + 0.245, + 0.49, + 0.255 + ], + "angle": 0, + "content": "\\(t = 2s, v = 9.14m / s\\)" + }, + { + "type": "image", + "bbox": [ + 0.511, + 0.145, + 0.652, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.531, + 0.245, + 0.631, + 0.255 + ], + "angle": 0, + "content": "\\(t = 4s,v = 8.00m / s\\)" + }, + { + "type": "image", + "bbox": [ + 0.653, + 0.145, + 0.794, + 0.244 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.671, + 0.245, + 0.773, + 0.255 + ], + "angle": 0, + "content": "\\(t = 6s,v = 6.88m / s\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.377, + 0.258, + 0.643, + 0.269 + ], + "angle": 0, + "content": "(a) receiving conventional routing instructions" + }, + { + "type": "image", + "bbox": [ + 0.227, + 0.27, + 0.368, + 0.369 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.244, + 0.37, + 0.352, + 0.38 + ], + "angle": 0, + "content": "\\(t = 0s,v = 10.65m / s\\)" + }, + { + "type": "image", + "bbox": [ + 0.369, + 0.269, + 0.511, + 0.369 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.391, + 0.37, + 0.487, + 0.38 + ], + "angle": 0, + "content": "\\(t = 2s, v = 7.9m / s\\)" + }, + { + "type": "image", + "bbox": [ + 0.511, + 0.269, + 0.652, + 0.369 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.53, + 0.37, + 0.631, + 0.38 + ], + "angle": 0, + "content": "\\(t = 4s, v = 2.75m / s\\)" + }, + { + "type": "image", + "bbox": [ + 0.653, + 0.269, + 0.794, + 0.369 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.671, + 0.37, + 0.773, + 0.38 + ], + "angle": 0, + "content": "\\(t = 6s,v = 1.06m / s\\)" + }, + { + "type": "image_caption", + "bbox": [ + 0.425, + 0.383, + 0.594, + 0.394 + ], + "angle": 0, + "content": "(b) receiving stop instruction" + }, + { + "type": "image_caption", + "bbox": [ + 0.215, + 0.406, + 0.788, + 0.46 + ], + "angle": 0, + "content": "Fig. 4: Visualization of AsyncDriver following human instruction. The light blue line represents ego's trajectory for the next 8 seconds. It contrasts the planning trajectories of the ego receiving conventional routing instructions against a forced stop instruction." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.491, + 0.788, + 0.553 + ], + "angle": 0, + "content": "Tab. 3, indicate that despite a 20-fold increase in the number of transformer parameters, the performance only marginally improved from 63.27 to 63.59. In contrast, our AsyncDriver achieved a performance of 65.00, highlighting the significant impact of pretrained knowledge from LLM." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.574, + 0.788, + 0.71 + ], + "angle": 0, + "content": "Ablation of Components Integrating a simple MLP as a prediction head after the LLM for planning significantly degraded the performance, indicating that simple trajectory regression cannot effectively align multi-modal information, thus failing to leverage the LLM's knowledge for scene reasoning. We replaced the MLP with a real-time planner and progressively added four structures: (i) Adaptive Injection Block, (ii) Alignment Assistance Module, (iii) LoRA, and (iv) pre-trained LoRA. As shown in Tab. 4, each module improved performance, with the Alignment Assistance Module and pre-trained LoRA weights contributing the most, yielding score increases of 0.94 and 0.97, respectively." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.733, + 0.368, + 0.749 + ], + "angle": 0, + "content": "6 Conclusions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "In this paper, we introduce AsyncDriver, a new asynchronous LLM-enhanced, closed-loop framework for autonomous driving. By aligning vectorized scene information with a series of routing instructions to form multi-modal features, we fully leverage LLM's capability for scene reasoning, extracting scene-associated instruction features as guidance. Through the proposed Adaptive Injection Block," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.368, + 0.127 + ], + "angle": 0, + "content": "Y. Chen et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.145, + 0.788, + 0.2 + ], + "angle": 0, + "content": "Table 3: Replacing LLM with non-pretrained cross attention. Utilize map information and learnable instruction embeddings to perform cross-attention, replacing the features generated by the LLM in the Scene-Associated Instruction Feature Extraction Module." + }, + { + "type": "table", + "bbox": [ + 0.35, + 0.212, + 0.649, + 0.3 + ], + "angle": 0, + "content": "
Hidden Feature DimensionsInstruction EmbeddingLLMScore
256✓63.27
5120✓63.59
5120✓65.00
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.313, + 0.789, + 0.37 + ], + "angle": 0, + "content": "Table 4: Component ablation study. MLP, RT-Planner, Ada, Align, LoRA, and LoRAPre represent i) direct regression of waypoints using MLP, ii) integration of a real-time planner, iii) Adaptive Injection Block, iv) Alignment Assistance Module, v) incorporation of LoRA, and vi) pre-trained LoRA with Reasoning1K, respectively." + }, + { + "type": "table", + "bbox": [ + 0.301, + 0.38, + 0.7, + 0.496 + ], + "angle": 0, + "content": "
MLPRT-PlannerAdaAlignLoRALoRAPreScore
✓33.91
✓62.01
✓✓62.84
✓✓✓63.78
✓✓✓✓64.03
✓✓✓✓✓65.00
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.524, + 0.788, + 0.63 + ], + "angle": 0, + "content": "we achieve the integration of series of routing information into any transformer-based real-time planner, enhancing its ability to understand and follow language instructions, and achieving outstanding closed-loop performance in nuPlan's challenging scenarios. Notably, owing to the structural design of our method, it supports asynchronous inference between the LLM and the real-time planner. Experiments show that our approach significantly increases inference speed with minimal loss in accuracy, reducing the computational costs introduced by LLM." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.651, + 0.788, + 0.758 + ], + "angle": 0, + "content": "Broader Impacts And Limitations. Should the method prove successful, the proposed asynchronous inference scheme could significantly enhance the prospects for integrating LLMs into the practical application within the autonomous driving sector. Nevertheless, while this research has employed LLMs, it falls short of substantiating their generalization properties for the planning task. Future endeavors aim to rigorously assess the generalization and transfer potential of LLMs in vectorized scenarios." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.307, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.145, + 0.403, + 0.163 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.176, + 0.788, + 0.266 + ], + "angle": 0, + "content": "This research is supported in part by the National Science and Technology Major Project (No. 2022ZD0115502), the National Natural Science Foundation of China (No. 62122010, U23B2010), Zhejiang Provincial Natural Science Foundation of China (No. LDT23F02022F02), Beijing Natural Science Foundation (No. L231011), Beihang World TOP University Cooperation Program, and Lenovo Research." + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.288, + 0.323, + 0.304 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.318, + 0.785, + 0.36 + ], + "angle": 0, + "content": "1. 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Zhou, X., Liu, M., Zagar, B.L., Yurtsever, E., Knoll, A.C.: Vision language models in autonomous driving and intelligent transportation systems. arXiv preprint arXiv:2310.14414 (2023)" + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.147, + 0.787, + 0.247 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/d0cbcd6b-a1bd-43ac-b5a6-408e9ed96f35_origin.pdf b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/d0cbcd6b-a1bd-43ac-b5a6-408e9ed96f35_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..5297bfc41cb0e8f06becfb5dd9f9834b9262f927 --- /dev/null +++ b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/d0cbcd6b-a1bd-43ac-b5a6-408e9ed96f35_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:f42cbc072805b196d060f1cca9010593832e5e1af47aa65942c8e5864aa73627 +size 1987122 diff --git a/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/full.md b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/full.md new file mode 100644 index 0000000000000000000000000000000000000000..33a8ce467db508eb3324ee4b5c019e1ae1c19d02 --- /dev/null +++ b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/full.md @@ -0,0 +1,301 @@ +# Asynchronous Large Language Model Enhanced Planner for Autonomous Driving + +Yuan Chen $^{1,2\star}$ , Zi-han Ding $^{1\star}$ , Ziqin Wang $^{1\star}$ , Yan Wang $^{2\dagger}$ , Lijun Zhang $^{1}$ , and Si Liu $^{1\dagger}$ + +1 Beihang University + +$^{2}$ AIR, Tsinghua University + +{chenyuan1, wzqin, ljzhang, liusi}@buaa.edu.cn + +zihanding819@gmail.com + +wangyan@air.tsinghua.edu.cn + +Abstract. Despite real-time planners exhibiting remarkable performance in autonomous driving, the growing exploration of Large Language Models (LLMs) has opened avenues for enhancing the interpretability and controllability of motion planning. Nevertheless, LLM-based planners continue to encounter significant challenges, including elevated resource consumption and extended inference times, which pose substantial obstacles to practical deployment. In light of these challenges, we introduce AsyncDriver, a new asynchronous LLM-enhanced closed-loop framework designed to leverage scene-associated instruction features produced by LLM to guide real-time planners in making precise and controllable trajectory predictions. On one hand, our method highlights the prowess of LLMs in comprehending and reasoning with vectorized scene data and a series of routing instructions, demonstrating its effective assistance to real-time planners. On the other hand, the proposed framework decouples the inference processes of the LLM and real-time planners. By capitalizing on the asynchronous nature of their inference frequencies, our approach have successfully reduced the computational cost introduced by LLM, while maintaining comparable performance. Experiments show that our approach achieves superior closed-loop evaluation performance on nuPlan's challenging scenarios. The code and dataset are available at https://github.com/memberRE/AsyncDriver. + +Keywords: Autonomous Driving $\cdot$ Large Language Models $\cdot$ Motion Planning + +# 1 Introduction + +Motion planning plays a pivotal role in autonomous driving, garnering significant interest due to its direct impact on vehicle navigation and safety. One particularly noteworthy evaluation approach is the employment of closed-loop simulation, which involves the dynamic development of driving scenarios that + +![](images/cafbd435b64bb8a4ecfbf3b9386ce6c9a530bd6a25477a00003a07678a2edf3e.jpg) +Fig. 1: Comparative Overview of Learning-based Autonomous Driving Planning Frameworks. (a) Real-time planner: Offers quick inference but has limited controllability. (b) LLM-based planner: Produces linguistic descriptions and controls, offering high interactivity and interpretability at the expense of inference speed. (c) AsyncDriver: While leveraging the reasoning capabilities of LLM, a balance between performance and inference speed is achieved through asynchronous control. + +adapt to the planner's predicted trajectories, thus necessitating that the model exhibits stronger predictive accuracy and bias correction capabilities. + +As illustrated in Fig.1(a), current learning-based real-time motion planning frameworks [13, 18, 20, 24, 32, 33] typically utilize vectorized map information as input and employ a decoder to predict trajectories. As purely data-driven methods, they are particularly vulnerable to long-tail phenomena, where their performance can significantly degrade in rare or unseen scenarios [6]. Moreover, while some rule-based strategies exist, their manual crafting of rules are found to be inadequate for capturing the entirety of potential complex scenarios, resulting in driving strategies that tend towards extremes either excessive caution or aggression. Furthermore, both learning-based and rule-based planning frameworks suffer from low controllability, which raises concerns regarding the safety and reliability of such systems in dynamic environments. + +Recently, the considerable potential of Large Language Models (LLMs), including GPT-4 [1] and Llama2 [38], has been extensively explored within the realm of autonomous driving. Their extensive pre-training on large-scale datasets has established a robust foundation for comprehending traffic rules and scenarios. Consequently, LLM-based planners have demonstrated superior performance in scene analysis, reasoning, and human interaction, heralding new prospects for enhancing the interpretability and controllability of motion planning [9, 46, 48]. Nonetheless, as shown in Fig.1(b), these models frequently encounter several of these specific challenges: 1) The scene information is described through language, which could be constrained by the permissible input token length, making + +it challenging to encapsulate complex scene details comprehensively and accurately [28, 29, 34, 44]. 2) Prediction via linguistic outputs entails either directly issuing high-level commands that are then translated into control signals, potentially leading to inaccuracies, or outputting trajectory points as floating-point numbers through language, a task at which LLMs are not adept [22, 29, 45]. 3) Prevalent frameworks primarily utilize LLMs as the core decision-making entity. While this strategy offers advantages in performance, the inherently large number of parameters in LLMs results in a noticeable decrease in inference speed relative to real-time planners, presenting substantial obstacles to their real-world implementation. + +In this work, we introduce AsyncDriver, a novel asynchronous LLM-enhanced framework for closed-loop motion planning. As depicted in Fig.1(c), this method aligns the modalities of vectorized scene information and series of routing instructions, fully leveraging the considerable capabilities of LLM for interpreting instructions and understanding complex scenarios. The Scene-Associated Instruction Feature Extraction Module extracts high-level instruction features, which are then integrated into the real-time planner through the proposed Adaptive Injection Block, significantly boosting prediction accuracy and ensuring finer trajectory control. Moreover, our approach preserves the architecture of the real-time planner, allowing for the decoupling of inference frequency between LLM and the real-time planner. By controlling the asynchronous intervals of inference, it significantly enhances computational efficiency and alleviates the additional computational cost introduced by LLM. Furthermore, the wide applicability of our proposed Adaptive Injection Block ensures that our framework can be seamlessly extended to any transformer-based real-time planner, underscoring its versatility and potential for broader application. + +To summarize, our paper makes the following contributions: + +- We propose AsyncDriver, a novel asynchronous LLM-enhanced framework, in which the inference frequency of LLM is controllable and can be decoupled from that of the real-time planner. While maintaining high performance, it significantly reduces the computational cost. +- We introduce the Adaptive Injection Block, which is model-agnostic and can easily integrate scene-associated instruction features into any transformer-based real-time planner, enhancing its ability in comprehending and following series of language-based routing instructions. +- Compared with existing methods, our approach demonstrates superior closed-loop evaluation performance in nuPlan's challenging scenarios. + +# 2 Related Work + +# 2.1 Motion Planning For Autonomous Driving + +The classic modular pipeline for autonomous driving includes perception, prediction, and planning. In this framework, the planning stage predict a future + +trajectory based on the perception outputs, then executed by the control system. This architecture, widely adopted in industry frameworks like Apollo [3], contrasts with end-to-end approaches [16, 17] by enabling focused research on individual tasks through well-defined data interfaces between modules. + +Autonomous driving planners can be mainly categorized into rule-based and learning-based types. Rule-based planners [2,10,11,21,23,39,40] rely on predefined rules for determining the vehicle's trajectory, such as maintaining a safe following distance and obeying traffic signals. For instance, IDM [39] ensures a safe distance from the leading vehicle by calculating an appropriate speed based on braking and stopping distances. PDM [10] builds on IDM by selecting the highest-scoring IDM proposal as the final trajectory, achieving state-of-the-art performance in the nuPlan Challenge 2023 [4]. However, rule-based planners often struggle with complex driving scenarios beyond their predefined rules. + +Learning-based planners [13, 18, 20, 24, 32, 33] aim to replicate human expert driving trajectories using imitation learning or offline reinforcement learning from large-scale datasets. However, they face limitations due to the scope of the datasets and model complexity, leaving substantial room for improvement in areas like routing information comprehension and environmental awareness. + +# 2.2 LLM For Autonomous Driving + +The rapid advancement of Large Language Models has been noteworthy. These models, including GPT-4 [1] and Llama2 [38], have been trained on extensive textual datasets and exhibit exceptional generalization and reasoning abilities. A growing body of research has explored the application of LLMs' decision-making capacities to the domain of autonomous driving planning [5, 7, 8, 12, 14, 19, 25–29, 31, 34–37, 41–45, 47]. + +Some efforts [12, 28, 29, 44] have explored integrating scene information, including the ego vehicle's status and information about obstacles, pedestrians, and other vehicles into LLMs using linguistic modalities for decision-making and explanations. These approaches face limitations due to finite context length, making it challenging to encode precise information for effective decision-making and reasoning. To overcome these constraints, multi-modal strategies such as DrivingWithLLM [7], DriveGPT4 [45], and RAGDriver [47] have been developed. These methods align vectorized or image/video modalities with linguistic instructions for a more comprehensive interpretation of driving scenarios. However, using language to express control signals has its limitations. DrivingWithLLM outputs high-level commands in linguistic expressions, improving QA interaction but reducing the fidelity of translating complex reasoning into precise vehicle control. DriveGPT4 expresses waypoints through language, showing strong open-loop performance but lacking closed-loop simulation evaluation. + +Furthermore, some efforts [34,35] focus on closed-loop evaluation by connecting low-level controllers or regressors behind large language models for precise vehicle control. LMDrive [35] uses continuous image frames and navigation instructions for closed-loop driving but requires complete LLM inference at each planning step. LanguageMPC [34] employs LLMs to obtain Model Predictive + +Control parameters, achieving control without training. However, these methods necessitate serial language decoding or full LLM inference at each planning step, challenging real-time responsiveness and limiting practical deployment. + +In our approach, we shift from using LLMs for direct language output to enhancing real-time learning-based planners. This strategy improves environmental comprehension and allows LLMs and real-time planners to operate independently at different inference rates. This decoupling reduces LLM inference latency, facilitating real-world deployment. + +# 3 Data Generation + +The nuPlan [4] dataset is the first large-scale benchmark for autonomous driving planning, comprising 1,200 hours of real-world human driving data from Boston, Pittsburgh, Las Vegas, and Singapore. To support various training stages, we developed pre-training and fine-tuning datasets from the nuPlan Train and Val sets, focusing on 14 official [30] challenging scenario types. + +# 3.1 Pre-training Data Generation + +To enhance LLM's understanding of instructions in autonomous driving, we created a dataset of language-based QAs, aligning with LLM's native modality to better grasp instruction semantics, which includes Planning-QA and Reasoning1K, with sample datasets provided in the supplementary material. + +Planning-QA is created using a rule-based approach for scalability. It is designed to enhance the LLM's understanding of the relationships among waypoints, high-level instructions, and control. In this context, waypoints are arrays of points, high-level instructions are composed of velocity commands (stop, accelerate, decelerate, maintain speed) and routing commands (turn left, turn right, go straight), and control involves velocity and acceleration values. Planning-QA includes six types of questions, each focusing on the conversion between waypoints, high-level instructions, and control. + +Reasoning1K includes 1,000 pieces of data generated by GPT-4, beyond merely providing answers, it further supplements the reasoning and explanation based on the scene description and is used for mixed training with Planning-QA. + +# 3.2 Fine-tuning Data Generation + +To further achieve multimodal understanding and alignment, we constructed a fine-tuning dataset based on 10,000 scenarios, capturing one frame every 8 seconds, resulted in a training set of 180,000 frames and a validation set of 20,000 frames, each incorporating both vectorized map data and linguistic prompts. Importantly, the scenario type distribution in both training and validation datasets matches the distribution of the entire nuPlan trainval dataset. + +For the extracted vectorized scene information, similar to [18], ego information and 20 surrounding agent information over 20 historical frames, in addition to global map data centered around the ego are involved. + +LLM's prompt is comprised of two parts: system prompt and series of routing instructions. Concerning routing instructions, a rule-based approach is employed to transform the pathway into a series of instructions enhanced with distance information. Regarding training dataset preparation, the ego vehicle's ground truth trajectory over the ensuing 8 seconds is harnessed as the pathway for routing instruction generation. During simulation, based on the observation of the current scene, a pathway that adheres to a specified maximum length is found through a hand-crafted method as a reference path for instruction generation. + +# 4 Methodology + +As illustrated in Fig. 2, we introduce the asynchronous LLM-enhanced closed-loop framework, AsyncDriver, which mainly includes two components: 1) The Scene-Associated Instruction Feature Extraction Module; 2) The Adaptive Injection Block. Additionally, due to our framework's design, the inference frequency between the LLM and the real-time planner could be decoupled and regulating by asynchronous interval, which markedly enhancing inference efficiency. + +Within this section, we present the Scene-Associated Instruction Feature Extraction Module (Section 4.1), detail the design of Adaptive Injection Block (Section 4.2), discuss the concept of Asynchronous Inference (Section 4.3) and outline the training details employed (Section 4.4). + +# 4.1 Scene-Associated Instruction Feature Extraction Module + +Multi-modal Input In each planning iteration, the vectorized scene information is acquired from the simulation environment. Analogous to the approach employed by GameFormer [18], historical trajectory and state information of both the ego and other agents are extracted, alongside global map data. Vectorized scene information for the real-time planner is provided in the same manner. All vector data are relative to the position of the ego. Subsequently, through the processing by the Vector Map Encoder and Map Adapter, we derive map embeddings. These map embeddings, along with language embeddings, are then fed into the Llama2-13B backbone to obtain the final hidden features $h = \{h_0, h_1, \dots, h_{-1}\} \in \mathbb{R}^{N_h \times D_{llm}}$ . + +Alignment Assistance Module To grasp the essence of routing instructions while maintaining a fine-grained comprehension of vectorized scene information for enhanced extraction of scene-associated high-level instruction features, we employ the Alignment Assistance Module to facilitate the alignment of multimodal input. Concretely, we have pinpointed five critical scene elements essential to the autonomous driving process for multi-task prediction, which is implemented by five separate 2-layer MLP prediction heads. About the current states + +![](images/128fd8b0ee3d2d152e442097b50a0049c94748da3d457473b43887a922dd4233.jpg) +Fig. 2: Overview of our proposed AsyncDriver framework. Scene information, together with routing instructions, is encoded through the Scene-Associated Instruction Feature Extraction Module. Subsequently, the Adaptive Injection Block asynchronously enhances the features of the real-time planner, facilitating closed-loop control for autonomous vehicles. The Alignment Assistance Module is exclusively employed for multimodality alignment during training. + +of the ego vehicle, we perform regression to estimate the vehicle's velocity and acceleration along the X and Y axes. For map information, we undertake classification tasks to identify the existence of adjacent lanes on both the left and right sides and to assess the status of traffic lights relevant to the current lane. Additionally, with a view towards future navigation strategies, we classify the requirement for lane changes in upcoming trajectories and identify future velocity decision, which includes options acceleration, deceleration, and maintaining current speed. It is worth noting that the Alignment Assistance Module is only used to assist multi-modal alignment in the training phase and does not participate in the inference stage. + +# 4.2 Adaptive Injection Block + +We adopt the decoder structure of [18] as our basic decoder layer, facilitating the adaptive integration of scene-associated instruction features by evolving the conventional transformer-based decoder layer into an Adaptive Injection Block. + +Specifically, the hidden feature of the last token $h_{-1}$ is projected via the feature adapter and subsequently fed into Adaptive Injection Block. + +$$ +\hat {h} = \operatorname {L i n e a r} \left(h _ {- 1}\right) \tag {1} +$$ + +Within the Adaptive Decoder Block, the foundational decoder architecture of the real-time planner is elegantly extended to ensure that the query in each layer not only preserves the attention operation intrinsic to the original scene information but also engages in cross-attention with scene-associated instruction features, thereby incorporating instructional guidance into the prediction process. Afterwards, the updated instruction-enhanced query feature is modulated by the learnable adaptive gate, which is initialized by zero and reintegrated into the original attention output of the decoder layer. The adaptive injection process of the $l$ -th decoder block can be formulated as follows: + +$$ +s ^ {l + 1} = g \cdot \operatorname {s o f t m a x} \left(\frac {Q K _ {\hat {h}} {} ^ {T}}{\sqrt {C}}\right) V _ {\hat {h}} + \operatorname {s o f t m a x} \left(\frac {Q K _ {s ^ {l}} {} ^ {T}}{\sqrt {C}}\right) V _ {s ^ {l}} \tag {2} +$$ + +where $g$ is the value of adaptive gate, $Q$ denotes query in original decoder layer, $K_{i}$ and $V_{i}$ represent key and value respectively of feature $i$ , and $s^l$ notes the scene feature of the $l$ -th decoder layer. + +The proposed adaptive injection method not only maintains the original decoder layer's ability to process complete scene information within the real-time planner but also enhances the planner's understanding and compliance with a series of flexible linguistic instructions. This advancement allows for the production of more refined and controllable predictions. It is worth noting that due to the simple yet effective design of our Adaptive Injection Block, it can be seamlessly integrated into any transformer-based architecture, thereby affording our approach the flexibility to be adapted to other real-time planner frameworks. + +# 4.3 Asynchronous Inference + +Our design leverages LLM to guide the real-time planner, significantly enhancing its performance through series of flexibly combined linguistic instructions without compromising its structural integrity. This method facilitates controlled asynchronous inference, effectively decoupling the inference frequencies of the LLM and the real-time planner, thereby LLM is not required to process every frame. During asynchronous intervals, the previously derived high-level instruction features continue to guide the prediction process of the real-time planner, which significantly boosts the inference efficiency and reduces the computational cost introduced by LLM. Notably, our framework accommodates a series of flexibly combined routing instructions, capable of delivering long-term, high-level routing insights. Therefore, even amidst asynchronous intervals, prior high-level features could still offer effective guidance, reinforcing the performance robustness throughout LLM inference intervals. + +Experimental results reveal that our architecture maintains near-robust performance when the asynchronous inference interval of LLM is extended. By controlling the LLM to perform inference every 3 frames can achieve a reduction in inference time of nearly $40\%$ , with only a minimal accuracy loss of about $1\%$ , which demonstrates the efficacy of our approach in striking an optimal balance between accuracy and inference speed. For a more comprehensive exploration of experimental results and their analysis, please refer to Section 5.2. + +# 4.4 Training Details + +During the pre-training stage, the entirety of Reasoning1K, augmented with 1,500 samples randomly selected from Planning-QA, was utilized to train LoRA. This process enabled the LLM to evolve from a general-purpose large language model into one specifically optimized for autonomous driving. As a direct outcome of this focused adaptation, the LLM has become adept at understanding instructions more accurately within the context of motion planning. + +During the fine-tuning stage, since the architectures of VectorMap Encoder and Decoder are preserved, we load weights of the real-time planner pre-trained on the same dataset to enhance training stability. The total loss of the fine-tuning stage is comprised of Alignment Assistance Loss and Planning Loss. The former is partitioned into five components: $l1$ loss for 1) ego velocity and acceleration prediction $\tilde{x}_{va} \in \mathbb{R}^4$ , cross-entropy loss for 2) velocity decision prediction $\tilde{x}_{dec} \in \mathbb{R}^3$ and 3) traffic light state prediction $\tilde{x}_{traf} \in \mathbb{R}^4$ , binary cross-entropy loss for 4) adjacent lane presence prediction $\tilde{x}_{adj} \in \mathbb{R}^2$ and 5) lane change prediction $\tilde{x}_{chg} \in \mathbb{R}$ . The complete Alignment Assistance Loss can be expressed as follows, where $\tilde{x}$ and $x$ represent prediction and ground truth respectively: + +$$ +\begin{array}{l} L _ {a l i g n} = L _ {1} \left(\tilde {x} _ {v a}, x _ {v a}\right) + C E \left(\tilde {x} _ {d e c}, x _ {d e c}\right) + C E \left(\tilde {x} _ {t r a f}, x _ {t r a f}\right) \\ + B C E \left(\tilde {x} _ {a d j}, x _ {a d j}\right) + B C E \left(\tilde {x} _ {c h g}, x _ {c h g}\right) \tag {3} \\ \end{array} +$$ + +Following [18], the planning loss comprises two parts: 1) Mode prediction loss. $m$ different modes of trajectories of neighbor agents are represented by Gaussian mixture model (GMM). For each mode, at any given timestamp $t$ , its characteristics are delineated by a mean $\mu^t$ and covariance $\sigma^t$ forming a Gaussian distribution. The best mode $m^*$ is identified through alignment with the ground truth and refined via the minimization of negative log-likelihood. 2) Ego Trajectory Prediction loss. Future trajectory points of ego vehicle are predicted and are refined by $l1$ loss. Consequently, the planning loss is as follows: + +$$ +L _ {\text {p l a n}} = \sum_ {t} L _ {N L L} \left(\hat {\mu} _ {m ^ {*}} ^ {t}, \tilde {\sigma} _ {m ^ {*}} ^ {t}, \tilde {p} _ {m ^ {*}}, \tilde {s} _ {t}\right) + \sum_ {t} L _ {1} \left(\tilde {s} _ {t} - s _ {t}\right) \tag {4} +$$ + +where $\tilde{\mu}_{m^*}^t, \tilde{\sigma}_{m^*}^t, \tilde{p}_{m^*}, \tilde{s}_t$ represents the predicted mean, covariance, probability, and position respectively, corresponding to the best mode $m^*$ at timestamp $t$ , and $s_t$ indicates the ground truth position at timestamp $t$ . + +In summary, the complete loss of fine-tuning stage is formulated as: + +$$ +L = L _ {\text {a l i g n}} + L _ {\text {p l a n}} \tag {5} +$$ + +# 5 Experiments + +# 5.1 Experimental Setup + +Evaluation Settings In accordance with the nuPlan challenge 2023 [30] settings, we selected 14 official challenging scenario types for training and eval + +Table 1: Evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Score: final score in average. Drivable: drivable area compliance. Direct.: driving direction compliance. Comf.: ego is comfortable. Prog.: ego progress along expert route. Coll.: no ego at-fault collisions. Lim.: speed limit compliance. TTC: time to collision within bound. + +
MethodScoreDrivableDirect.Comf.Prog.Coll.Lim.TTC
UrbanDriver [33]35.3575.5397.1298.5685.2355.2181.6247.84
GCPGP [13]36.8581.2998.2077.3346.9672.3097.9268.34
IDM [39]53.0784.9498.0283.1564.7974.0196.3860.57
GameFormer [18]62.0593.5498.7483.1566.2786.0298.1974.55
PDM-Hybrid [10]64.0595.3499.1075.9867.9387.8199.5772.75
PDM-Closed [10]64.1895.6999.1077.0668.2087.8199.5773.47
AsyncDriver65.0094.6298.7583.1567.1385.1398.1573.48
AsyncDriver*67.4896.7799.1083.8766.3087.6398.2476.70
+ +Table 2: Scores per scenario types in evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Types 0-13 represent the 14 official scenario types of the nuPlan challenge 2023 [30], with specific details provided in the supplementary materials. + +
Methodstype0type1type2type3type4type5type6type7type8type9type10type11type12type13
UrbanDriver [33]69.3915.7844.597.4213.727.140.0019.4420.823.6168.3393.1633.7856.39
GCPGP [13]59.5035.9133.629.3342.8417.244.8632.338.2236.2371.3280.4636.1923.61
IDM [39]70.6944.8491.5454.0850.2241.714.7653.9737.5360.3383.9793.0345.7712.44
GameFormer [18]84.3265.7883.6249.0371.7936.80.0051.7655.0377.2482.8398.2449.4156.16
PDM-Hybrid [10]87.6869.6187.2049.9582.8041.324.2354.9851.7282.9580.3798.4037.7771.99
PDM-Closed [10]87.6770.9387.2049.9582.8041.254.2253.5351.5782.9680.3798.4039.9572.04
AsyncDriver83.5367.2483.1462.8983.2849.265.9462.5365.9664.8684.8896.6249.6054.35
AsyncDriver*83.1274.0491.8262.4285.2653.516.0165.2657.3177.1684.0297.5662.1849.32
+ +uation. While nuPlan [4] includes 757,844 scenarios, most simple scenarios are insufficient for critical planner performance assessment, and the vast data volume extends evaluation times. We chose the Hard20 dataset by randomly selecting 100 scenarios per type from the test set, then using the PDM [10] planner (nuPlan 2023 champion) to retain the 20 lowest-scoring scenarios per type, resulting in a test set of 279 scenarios. + +Implementation Details Regarding implementation details, all experiments were conducted in the closed-loop reactive setting, where agents in scenarios could be equipped with an IDM [39] Planner, enabling them to react to ego vehicle's maneuvers. The simulation frequency is $10Hz$ , at each iteration, the predicted trajectory has a time horizon of 8s. We follow the closed-loop metrics proposed in nuPlan challenge, which is detailed in the supplementary material. For model settings, our AsyncDriver is built based on Llama2-13B [38], LoRA + +[15] was configured with $R = 8$ and $\alpha = 32$ . We use the AdamW optimizer and warm-up with decay scheduler with learning rate 0.0001. + +![](images/bcf7568d4c12f3147972d66bd641a9a65d8374b262ffb39d9afc40b817487e46.jpg) +(a) score variation with intervals + +![](images/4f37d399433dff0faee73a606809820d4e71f2d3c47cb691906cca05b94a061b.jpg) +(b) average inference time variation with intervals +Fig. 3: Asynchronous Inference. Evaluation of expanding the inference interval to [1,9,17,29,49,79,149] between the LLM and the real-time planner, executing asynchronous inference. Inference time measured on GPU Tesla A30. + +# 5.2 Main Results + +**Hard20 Evaluation** As illustrated in Tab. 1, our approach AsyncDriver achieved the highest performance on Hard20 compared with existing planners, leading to an improvement of $4.6\%$ over GameFormer [18] about 2.95 in score, even surpassing the current SOTA rule-based planners. For fair comparison, given the significant impact of trajectory refinement and alignment in closed-loop evaluations, we adapt the PDM [10] scorer to our AsyncDriver (denoted as AsyncDriver*), which lead to an improvement of $5.3\%$ and $5.1\%$ over PDM-Hybrid [10] and PDM-Closed [10] respectively, equivalent to approximately 3.43 and 3.30 in score, and an $8.7\%$ increase (approximately 5.43 in score) over the learning-based planner GameFormer. From a different perspective, Tab. 2 illustrates the scores of each individual scenario type on the hard20 split, as well as a comparison with existing planners. It is evident that our solution has delivered exceptional results in the majority of scenario types. + +Quantitative results show that the high-level features extracted by our Scene-Associated Instruction Feature Extraction Module significantly enhance real-time planners' performance in closed-loop evaluation. Detailed metrics reveal that our approach improves drivable area performance by 3.23 points compared to GameFormer, demonstrating superior capability in identifying and navigating viable driving spaces due to advanced scene contextual understanding. Additionally, AsyncDriver* outperforms PDM in Time to Collision (TTC) metrics by $4.39\%$ , approximately 3.23 points, indicating enhanced predictive accuracy, + +which is crucial for ensuring safer driving by effectively forecasting and reducing the potential collision scenarios. + +Asynchronous Inference We contend that, particularly for generalized high-level instructions, there exhibits a notable similarity within frames of short intervals. Consequently, given its role in extracting these high-level features, the LLM does not require involvement in the inference process for each frame, which could markedly enhance the inference speed. To explore this, experiments were designed to differentiate the inference frequency of the LLM and real-time planners, and during each LLM inference interval, the previous instruction features are employed to guide the predicted process of the real-time planner. As depicted in Fig. 3, the performance of our approach demonstrates remarkable robustness as the planning interval of the LLM increases, which suggests that LLM is capable of providing a long-term high-level instructions. We observed that even with an interval of 149 frames, meaning only one inference is made within a scenario, it still surpasses GameFormer by more than 1.0 point, while the inference time is nearly at the real-time level. As the inference interval increases, the required inference time drops dramatically, while accuracy remains almost stable. Therefore, by employing a strategy of dense training with asynchronous inference, our method achieves an optimal balance between accuracy and inference speed. + +Instruction Following Fig. 4 shows the reactions of our method to different routing instructions, demonstrating its capability in instruction following. Fig. 4a illustrates the outcomes predicted when the scene employs conventional routing instructions. We note that the ego vehicle decelerates slightly, a maneuver that reflects the common sense of slowing down for curves. Nonetheless, given the open road conditions, the ego vehicle sustains a comparatively high velocity. In contrast, Fig. 4b depicts the scenario where stop serves as the routing instruction. Remarkably, even without the presence of external obstacles, the ego vehicle promptly executes a braking response to the command, reducing its speed from $10.65m/s$ to $1.06m/s$ within a mere 6 seconds. Consequently, it is evident that our AsyncDriver can function as a linguistic interaction interface, providing the ability of precisely interpreting and following human instructions to circumvent anomalous conditions. + +# 5.3 Ablation Study + +In this section, we explore the necessity of LLM and investigate the effectiveness of individual components in AsyncDriver. + +Necessity of LLM We conducted experiments by replacing the LLM with transformer blocks of different dimensions (256 and 5120), incorporating learnable routing instruction embeddings. Meanwhile, the Alignment Assistance Module and Adaptive Injection Block remained unchanged. The results, shown in + +![](images/f12083abed1c0f7a02c60834bf7949ce7fd4d617e00c5d0e5b053ed859f5b50f.jpg) +$t = 0s, v = 10.65m / s$ + +![](images/f11deebe39a3c98c7be1ed8036049d7ded9a7087a0cd734ffec84e7302bfb743.jpg) +$t = 2s, v = 9.14m / s$ + +![](images/d1b4f4a18666e16f35fe3d93e1bba66224ade997acbe89e8ccdfd8747ff097d4.jpg) +$t = 4s,v = 8.00m / s$ + +![](images/6c1abd5552f99b83d6fbf3ff44f1b97f1554198e7af9ba417514e84b9b36d782.jpg) +$t = 6s,v = 6.88m / s$ + +![](images/cb6a0c3e10a884fe5d7a4e80cbcd3da05a3af868f84ebdd3057f7c843d3a61e2.jpg) +$t = 0s,v = 10.65m / s$ +Fig. 4: Visualization of AsyncDriver following human instruction. The light blue line represents ego's trajectory for the next 8 seconds. It contrasts the planning trajectories of the ego receiving conventional routing instructions against a forced stop instruction. + +![](images/0eded53189335b6fd79ddd35105aa7c0dc69c4c34d6d0707ae643ceb14479d2b.jpg) +(a) receiving conventional routing instructions +$t = 2s, v = 7.9m / s$ +(b) receiving stop instruction + +![](images/3eb74e64e93cada4e9c25b4edc98c0bfccc3d809c0e50a8e75c626841311936f.jpg) +$t = 4s, v = 2.75m / s$ + +![](images/467c41c7f20b10a983f94765f6ed20180a746f8c9fc87ef9a19e0ff5d04d9679.jpg) +$t = 6s,v = 1.06m / s$ + +Tab. 3, indicate that despite a 20-fold increase in the number of transformer parameters, the performance only marginally improved from 63.27 to 63.59. In contrast, our AsyncDriver achieved a performance of 65.00, highlighting the significant impact of pretrained knowledge from LLM. + +Ablation of Components Integrating a simple MLP as a prediction head after the LLM for planning significantly degraded the performance, indicating that simple trajectory regression cannot effectively align multi-modal information, thus failing to leverage the LLM's knowledge for scene reasoning. We replaced the MLP with a real-time planner and progressively added four structures: (i) Adaptive Injection Block, (ii) Alignment Assistance Module, (iii) LoRA, and (iv) pre-trained LoRA. As shown in Tab. 4, each module improved performance, with the Alignment Assistance Module and pre-trained LoRA weights contributing the most, yielding score increases of 0.94 and 0.97, respectively. + +# 6 Conclusions + +In this paper, we introduce AsyncDriver, a new asynchronous LLM-enhanced, closed-loop framework for autonomous driving. By aligning vectorized scene information with a series of routing instructions to form multi-modal features, we fully leverage LLM's capability for scene reasoning, extracting scene-associated instruction features as guidance. Through the proposed Adaptive Injection Block, + +Table 3: Replacing LLM with non-pretrained cross attention. Utilize map information and learnable instruction embeddings to perform cross-attention, replacing the features generated by the LLM in the Scene-Associated Instruction Feature Extraction Module. + +
Hidden Feature DimensionsInstruction EmbeddingLLMScore
256✓63.27
5120✓63.59
5120✓65.00
+ +Table 4: Component ablation study. MLP, RT-Planner, Ada, Align, LoRA, and LoRAPre represent i) direct regression of waypoints using MLP, ii) integration of a real-time planner, iii) Adaptive Injection Block, iv) Alignment Assistance Module, v) incorporation of LoRA, and vi) pre-trained LoRA with Reasoning1K, respectively. + +
MLPRT-PlannerAdaAlignLoRALoRAPreScore
✓33.91
✓62.01
✓✓62.84
✓✓✓63.78
✓✓✓✓64.03
✓✓✓✓✓65.00
+ +we achieve the integration of series of routing information into any transformer-based real-time planner, enhancing its ability to understand and follow language instructions, and achieving outstanding closed-loop performance in nuPlan's challenging scenarios. Notably, owing to the structural design of our method, it supports asynchronous inference between the LLM and the real-time planner. Experiments show that our approach significantly increases inference speed with minimal loss in accuracy, reducing the computational costs introduced by LLM. + +Broader Impacts And Limitations. Should the method prove successful, the proposed asynchronous inference scheme could significantly enhance the prospects for integrating LLMs into the practical application within the autonomous driving sector. Nevertheless, while this research has employed LLMs, it falls short of substantiating their generalization properties for the planning task. 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Zhou, X., Liu, M., Zagar, B.L., Yurtsever, E., Knoll, A.C.: Vision language models in autonomous driving and intelligent transportation systems. arXiv preprint arXiv:2310.14414 (2023) \ No newline at end of file diff --git a/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/images.zip b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..692b56e2812febae11a31dbfb329c805692544ed --- /dev/null +++ b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:b573c78d887ae3158379ea835495e0d2b7bd9be1e38f152ecdf4b654469bf076 +size 370105 diff --git a/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/layout.json b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..50cfada052c979b3b01fbc9bf67d6f66203c4c0b --- /dev/null +++ b/2024/Asynchronous Large Language Model Enhanced Planner for Autonomous Driving/layout.json @@ -0,0 +1,8451 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 140, + 111, + 475, + 148 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 140, + 111, + 475, + 148 + ], + "spans": [ + { + "bbox": [ + 140, + 111, + 475, + 148 + ], + "type": "text", + "content": "Asynchronous Large Language Model Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "spans": [ + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "content": "Yuan Chen" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "inline_equation", + "content": "^{1,2\\star}" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "content": ", Zi-han Ding" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "inline_equation", + "content": "^{1\\star}" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "content": ", Ziqin Wang" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "inline_equation", + "content": "^{1\\star}" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "content": ", Yan Wang" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "inline_equation", + "content": "^{2\\dagger}" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "content": ", Lijun Zhang" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "text", + "content": ", and Si Liu" + }, + { + "bbox": [ + 133, + 167, + 479, + 192 + ], + "type": "inline_equation", + "content": "^{1\\dagger}" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 262, + 201, + 351, + 213 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 262, + 201, + 351, + 213 + ], + "spans": [ + { + "bbox": [ + 262, + 201, + 351, + 213 + ], + "type": "text", + "content": "1 Beihang University" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 249, + 213, + 364, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 249, + 213, + 364, + 224 + ], + "spans": [ + { + "bbox": [ + 249, + 213, + 364, + 224 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 249, + 213, + 364, + 224 + ], + "type": "text", + "content": " AIR, Tsinghua University" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 198, + 225, + 416, + 236 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 198, + 225, + 416, + 236 + ], + "spans": [ + { + "bbox": [ + 198, + 225, + 416, + 236 + ], + "type": "text", + "content": "{chenyuan1, wzqin, ljzhang, liusi}@buaa.edu.cn" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 253, + 236, + 359, + 246 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 253, + 236, + 359, + 246 + ], + "spans": [ + { + "bbox": [ + 253, + 236, + 359, + 246 + ], + "type": "text", + "content": "zihanding819@gmail.com" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 242, + 247, + 371, + 257 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 242, + 247, + 371, + 257 + ], + "spans": [ + { + "bbox": [ + 242, + 247, + 371, + 257 + ], + "type": "text", + "content": "wangyan@air.tsinghua.edu.cn" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 159, + 288, + 455, + 518 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 288, + 455, + 518 + ], + "spans": [ + { + "bbox": [ + 159, + 288, + 455, + 518 + ], + "type": "text", + "content": "Abstract. Despite real-time planners exhibiting remarkable performance in autonomous driving, the growing exploration of Large Language Models (LLMs) has opened avenues for enhancing the interpretability and controllability of motion planning. Nevertheless, LLM-based planners continue to encounter significant challenges, including elevated resource consumption and extended inference times, which pose substantial obstacles to practical deployment. In light of these challenges, we introduce AsyncDriver, a new asynchronous LLM-enhanced closed-loop framework designed to leverage scene-associated instruction features produced by LLM to guide real-time planners in making precise and controllable trajectory predictions. On one hand, our method highlights the prowess of LLMs in comprehending and reasoning with vectorized scene data and a series of routing instructions, demonstrating its effective assistance to real-time planners. On the other hand, the proposed framework decouples the inference processes of the LLM and real-time planners. By capitalizing on the asynchronous nature of their inference frequencies, our approach have successfully reduced the computational cost introduced by LLM, while maintaining comparable performance. Experiments show that our approach achieves superior closed-loop evaluation performance on nuPlan's challenging scenarios. The code and dataset are available at https://github.com/memberRE/AsyncDriver." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "spans": [ + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "content": "Keywords: Autonomous Driving " + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "content": " Large Language Models " + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 159, + 529, + 453, + 552 + ], + "type": "text", + "content": " Motion Planning" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 572, + 230, + 585 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 572, + 230, + 585 + ], + "spans": [ + { + "bbox": [ + 132, + 572, + 230, + 585 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 597, + 482, + 647 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 597, + 482, + 647 + ], + "spans": [ + { + "bbox": [ + 130, + 597, + 482, + 647 + ], + "type": "text", + "content": "Motion planning plays a pivotal role in autonomous driving, garnering significant interest due to its direct impact on vehicle navigation and safety. One particularly noteworthy evaluation approach is the employment of closed-loop simulation, which involves the dynamic development of driving scenarios that" + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 653, + 324, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 653, + 324, + 666 + ], + "spans": [ + { + "bbox": [ + 133, + 653, + 324, + 666 + ], + "type": "text", + "content": "* Equal contribution. † Corresponding author." + } + ] + } + ], + "index": 11 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 113, + 482, + 290 + ], + "blocks": [ + { + "bbox": [ + 134, + 113, + 482, + 290 + ], + "lines": [ + { + "bbox": [ + 134, + 113, + 482, + 290 + ], + "spans": [ + { + "bbox": [ + 134, + 113, + 482, + 290 + ], + "type": "image", + "image_path": "cafbd435b64bb8a4ecfbf3b9386ce6c9a530bd6a25477a00003a07678a2edf3e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 299, + 482, + 366 + ], + "lines": [ + { + "bbox": [ + 130, + 299, + 482, + 366 + ], + "spans": [ + { + "bbox": [ + 130, + 299, + 482, + 366 + ], + "type": "text", + "content": "Fig. 1: Comparative Overview of Learning-based Autonomous Driving Planning Frameworks. (a) Real-time planner: Offers quick inference but has limited controllability. (b) LLM-based planner: Produces linguistic descriptions and controls, offering high interactivity and interpretability at the expense of inference speed. (c) AsyncDriver: While leveraging the reasoning capabilities of LLM, a balance between performance and inference speed is achieved through asynchronous control." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 389, + 481, + 413 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 389, + 481, + 413 + ], + "spans": [ + { + "bbox": [ + 130, + 389, + 481, + 413 + ], + "type": "text", + "content": "adapt to the planner's predicted trajectories, thus necessitating that the model exhibits stronger predictive accuracy and bias correction capabilities." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 415, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 482, + 545 + ], + "type": "text", + "content": "As illustrated in Fig.1(a), current learning-based real-time motion planning frameworks [13, 18, 20, 24, 32, 33] typically utilize vectorized map information as input and employ a decoder to predict trajectories. As purely data-driven methods, they are particularly vulnerable to long-tail phenomena, where their performance can significantly degrade in rare or unseen scenarios [6]. Moreover, while some rule-based strategies exist, their manual crafting of rules are found to be inadequate for capturing the entirety of potential complex scenarios, resulting in driving strategies that tend towards extremes either excessive caution or aggression. Furthermore, both learning-based and rule-based planning frameworks suffer from low controllability, which raises concerns regarding the safety and reliability of such systems in dynamic environments." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "Recently, the considerable potential of Large Language Models (LLMs), including GPT-4 [1] and Llama2 [38], has been extensively explored within the realm of autonomous driving. Their extensive pre-training on large-scale datasets has established a robust foundation for comprehending traffic rules and scenarios. Consequently, LLM-based planners have demonstrated superior performance in scene analysis, reasoning, and human interaction, heralding new prospects for enhancing the interpretability and controllability of motion planning [9, 46, 48]. Nonetheless, as shown in Fig.1(b), these models frequently encounter several of these specific challenges: 1) The scene information is described through language, which could be constrained by the permissible input token length, making" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 235 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 235 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 235 + ], + "type": "text", + "content": "it challenging to encapsulate complex scene details comprehensively and accurately [28, 29, 34, 44]. 2) Prediction via linguistic outputs entails either directly issuing high-level commands that are then translated into control signals, potentially leading to inaccuracies, or outputting trajectory points as floating-point numbers through language, a task at which LLMs are not adept [22, 29, 45]. 3) Prevalent frameworks primarily utilize LLMs as the core decision-making entity. While this strategy offers advantages in performance, the inherently large number of parameters in LLMs results in a noticeable decrease in inference speed relative to real-time planners, presenting substantial obstacles to their real-world implementation." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 236, + 480, + 427 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 236, + 480, + 427 + ], + "spans": [ + { + "bbox": [ + 130, + 236, + 480, + 427 + ], + "type": "text", + "content": "In this work, we introduce AsyncDriver, a novel asynchronous LLM-enhanced framework for closed-loop motion planning. As depicted in Fig.1(c), this method aligns the modalities of vectorized scene information and series of routing instructions, fully leveraging the considerable capabilities of LLM for interpreting instructions and understanding complex scenarios. The Scene-Associated Instruction Feature Extraction Module extracts high-level instruction features, which are then integrated into the real-time planner through the proposed Adaptive Injection Block, significantly boosting prediction accuracy and ensuring finer trajectory control. Moreover, our approach preserves the architecture of the real-time planner, allowing for the decoupling of inference frequency between LLM and the real-time planner. By controlling the asynchronous intervals of inference, it significantly enhances computational efficiency and alleviates the additional computational cost introduced by LLM. Furthermore, the wide applicability of our proposed Adaptive Injection Block ensures that our framework can be seamlessly extended to any transformer-based real-time planner, underscoring its versatility and potential for broader application." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 146, + 429, + 411, + 440 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 429, + 411, + 440 + ], + "spans": [ + { + "bbox": [ + 146, + 429, + 411, + 440 + ], + "type": "text", + "content": "To summarize, our paper makes the following contributions:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 138, + 449, + 481, + 571 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 138, + 449, + 481, + 497 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 449, + 481, + 497 + ], + "spans": [ + { + "bbox": [ + 138, + 449, + 481, + 497 + ], + "type": "text", + "content": "- We propose AsyncDriver, a novel asynchronous LLM-enhanced framework, in which the inference frequency of LLM is controllable and can be decoupled from that of the real-time planner. While maintaining high performance, it significantly reduces the computational cost." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 138, + 498, + 481, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 498, + 481, + 545 + ], + "spans": [ + { + "bbox": [ + 138, + 498, + 481, + 545 + ], + "type": "text", + "content": "- We introduce the Adaptive Injection Block, which is model-agnostic and can easily integrate scene-associated instruction features into any transformer-based real-time planner, enhancing its ability in comprehending and following series of language-based routing instructions." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 138, + 547, + 481, + 571 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 547, + 481, + 571 + ], + "spans": [ + { + "bbox": [ + 138, + 547, + 481, + 571 + ], + "type": "text", + "content": "- Compared with existing methods, our approach demonstrates superior closed-loop evaluation performance in nuPlan's challenging scenarios." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 132, + 591, + 237, + 604 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 591, + 237, + 604 + ], + "spans": [ + { + "bbox": [ + 132, + 591, + 237, + 604 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 619, + 375, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 619, + 375, + 632 + ], + "spans": [ + { + "bbox": [ + 130, + 619, + 375, + 632 + ], + "type": "text", + "content": "2.1 Motion Planning For Autonomous Driving" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 480, + 665 + ], + "type": "text", + "content": "The classic modular pipeline for autonomous driving includes perception, prediction, and planning. In this framework, the planning stage predict a future" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "type": "text", + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 163 + ], + "type": "text", + "content": "trajectory based on the perception outputs, then executed by the control system. This architecture, widely adopted in industry frameworks like Apollo [3], contrasts with end-to-end approaches [16, 17] by enabling focused research on individual tasks through well-defined data interfaces between modules." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 164, + 480, + 271 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 164, + 480, + 271 + ], + "spans": [ + { + "bbox": [ + 130, + 164, + 480, + 271 + ], + "type": "text", + "content": "Autonomous driving planners can be mainly categorized into rule-based and learning-based types. Rule-based planners [2,10,11,21,23,39,40] rely on predefined rules for determining the vehicle's trajectory, such as maintaining a safe following distance and obeying traffic signals. For instance, IDM [39] ensures a safe distance from the leading vehicle by calculating an appropriate speed based on braking and stopping distances. PDM [10] builds on IDM by selecting the highest-scoring IDM proposal as the final trajectory, achieving state-of-the-art performance in the nuPlan Challenge 2023 [4]. However, rule-based planners often struggle with complex driving scenarios beyond their predefined rules." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 271, + 481, + 331 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 481, + 331 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 481, + 331 + ], + "type": "text", + "content": "Learning-based planners [13, 18, 20, 24, 32, 33] aim to replicate human expert driving trajectories using imitation learning or offline reinforcement learning from large-scale datasets. However, they face limitations due to the scope of the datasets and model complexity, leaving substantial room for improvement in areas like routing information comprehension and environmental awareness." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 348, + 316, + 361 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 348, + 316, + 361 + ], + "spans": [ + { + "bbox": [ + 131, + 348, + 316, + 361 + ], + "type": "text", + "content": "2.2 LLM For Autonomous Driving" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 365, + 480, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 365, + 480, + 437 + ], + "spans": [ + { + "bbox": [ + 130, + 365, + 480, + 437 + ], + "type": "text", + "content": "The rapid advancement of Large Language Models has been noteworthy. These models, including GPT-4 [1] and Llama2 [38], have been trained on extensive textual datasets and exhibit exceptional generalization and reasoning abilities. A growing body of research has explored the application of LLMs' decision-making capacities to the domain of autonomous driving planning [5, 7, 8, 12, 14, 19, 25–29, 31, 34–37, 41–45, 47]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 438, + 481, + 605 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 438, + 481, + 605 + ], + "spans": [ + { + "bbox": [ + 130, + 438, + 481, + 605 + ], + "type": "text", + "content": "Some efforts [12, 28, 29, 44] have explored integrating scene information, including the ego vehicle's status and information about obstacles, pedestrians, and other vehicles into LLMs using linguistic modalities for decision-making and explanations. These approaches face limitations due to finite context length, making it challenging to encode precise information for effective decision-making and reasoning. To overcome these constraints, multi-modal strategies such as DrivingWithLLM [7], DriveGPT4 [45], and RAGDriver [47] have been developed. These methods align vectorized or image/video modalities with linguistic instructions for a more comprehensive interpretation of driving scenarios. However, using language to express control signals has its limitations. DrivingWithLLM outputs high-level commands in linguistic expressions, improving QA interaction but reducing the fidelity of translating complex reasoning into precise vehicle control. DriveGPT4 expresses waypoints through language, showing strong open-loop performance but lacking closed-loop simulation evaluation." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 606, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 606, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 606, + 481, + 665 + ], + "type": "text", + "content": "Furthermore, some efforts [34,35] focus on closed-loop evaluation by connecting low-level controllers or regressors behind large language models for precise vehicle control. LMDrive [35] uses continuous image frames and navigation instructions for closed-loop driving but requires complete LLM inference at each planning step. LanguageMPC [34] employs LLMs to obtain Model Predictive" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "Control parameters, achieving control without training. However, these methods necessitate serial language decoding or full LLM inference at each planning step, challenging real-time responsiveness and limiting practical deployment." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 480, + 212 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 480, + 212 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 480, + 212 + ], + "type": "text", + "content": "In our approach, we shift from using LLMs for direct language output to enhancing real-time learning-based planners. This strategy improves environmental comprehension and allows LLMs and real-time planners to operate independently at different inference rates. This decoupling reduces LLM inference latency, facilitating real-world deployment." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 228, + 254, + 242 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 228, + 254, + 242 + ], + "spans": [ + { + "bbox": [ + 131, + 228, + 254, + 242 + ], + "type": "text", + "content": "3 Data Generation" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 252, + 480, + 313 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 252, + 480, + 313 + ], + "spans": [ + { + "bbox": [ + 130, + 252, + 480, + 313 + ], + "type": "text", + "content": "The nuPlan [4] dataset is the first large-scale benchmark for autonomous driving planning, comprising 1,200 hours of real-world human driving data from Boston, Pittsburgh, Las Vegas, and Singapore. To support various training stages, we developed pre-training and fine-tuning datasets from the nuPlan Train and Val sets, focusing on 14 official [30] challenging scenario types." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 328, + 310, + 340 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 328, + 310, + 340 + ], + "spans": [ + { + "bbox": [ + 131, + 328, + 310, + 340 + ], + "type": "text", + "content": "3.1 Pre-training Data Generation" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 347, + 479, + 396 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 347, + 479, + 396 + ], + "spans": [ + { + "bbox": [ + 130, + 347, + 479, + 396 + ], + "type": "text", + "content": "To enhance LLM's understanding of instructions in autonomous driving, we created a dataset of language-based QAs, aligning with LLM's native modality to better grasp instruction semantics, which includes Planning-QA and Reasoning1K, with sample datasets provided in the supplementary material." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 411, + 480, + 506 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 411, + 480, + 506 + ], + "spans": [ + { + "bbox": [ + 130, + 411, + 480, + 506 + ], + "type": "text", + "content": "Planning-QA is created using a rule-based approach for scalability. It is designed to enhance the LLM's understanding of the relationships among waypoints, high-level instructions, and control. In this context, waypoints are arrays of points, high-level instructions are composed of velocity commands (stop, accelerate, decelerate, maintain speed) and routing commands (turn left, turn right, go straight), and control involves velocity and acceleration values. Planning-QA includes six types of questions, each focusing on the conversion between waypoints, high-level instructions, and control." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 523, + 480, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 523, + 480, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 523, + 480, + 559 + ], + "type": "text", + "content": "Reasoning1K includes 1,000 pieces of data generated by GPT-4, beyond merely providing answers, it further supplements the reasoning and explanation based on the scene description and is used for mixed training with Planning-QA." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 131, + 575, + 307, + 588 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 575, + 307, + 588 + ], + "spans": [ + { + "bbox": [ + 131, + 575, + 307, + 588 + ], + "type": "text", + "content": "3.2 Fine-tuning Data Generation" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 594, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 480, + 665 + ], + "type": "text", + "content": "To further achieve multimodal understanding and alignment, we constructed a fine-tuning dataset based on 10,000 scenarios, capturing one frame every 8 seconds, resulted in a training set of 180,000 frames and a validation set of 20,000 frames, each incorporating both vectorized map data and linguistic prompts. Importantly, the scenario type distribution in both training and validation datasets matches the distribution of the entire nuPlan trainval dataset." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 187, + 91, + 447, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 91, + 447, + 102 + ], + "spans": [ + { + "bbox": [ + 187, + 91, + 447, + 102 + ], + "type": "text", + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "For the extracted vectorized scene information, similar to [18], ego information and 20 surrounding agent information over 20 historical frames, in addition to global map data centered around the ego are involved." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 248 + ], + "type": "text", + "content": "LLM's prompt is comprised of two parts: system prompt and series of routing instructions. Concerning routing instructions, a rule-based approach is employed to transform the pathway into a series of instructions enhanced with distance information. Regarding training dataset preparation, the ego vehicle's ground truth trajectory over the ensuing 8 seconds is harnessed as the pathway for routing instruction generation. During simulation, based on the observation of the current scene, a pathway that adheres to a specified maximum length is found through a hand-crafted method as a reference path for instruction generation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 265, + 233, + 279 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 265, + 233, + 279 + ], + "spans": [ + { + "bbox": [ + 132, + 265, + 233, + 279 + ], + "type": "text", + "content": "4 Methodology" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 289, + 479, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 289, + 479, + 361 + ], + "spans": [ + { + "bbox": [ + 130, + 289, + 479, + 361 + ], + "type": "text", + "content": "As illustrated in Fig. 2, we introduce the asynchronous LLM-enhanced closed-loop framework, AsyncDriver, which mainly includes two components: 1) The Scene-Associated Instruction Feature Extraction Module; 2) The Adaptive Injection Block. Additionally, due to our framework's design, the inference frequency between the LLM and the real-time planner could be decoupled and regulating by asynchronous interval, which markedly enhancing inference efficiency." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 361, + 480, + 409 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 361, + 480, + 409 + ], + "spans": [ + { + "bbox": [ + 130, + 361, + 480, + 409 + ], + "type": "text", + "content": "Within this section, we present the Scene-Associated Instruction Feature Extraction Module (Section 4.1), detail the design of Adaptive Injection Block (Section 4.2), discuss the concept of Asynchronous Inference (Section 4.3) and outline the training details employed (Section 4.4)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 426, + 447, + 437 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 426, + 447, + 437 + ], + "spans": [ + { + "bbox": [ + 132, + 426, + 447, + 437 + ], + "type": "text", + "content": "4.1 Scene-Associated Instruction Feature Extraction Module" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 445, + 482, + 565 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 445, + 482, + 565 + ], + "spans": [ + { + "bbox": [ + 130, + 445, + 482, + 565 + ], + "type": "text", + "content": "Multi-modal Input In each planning iteration, the vectorized scene information is acquired from the simulation environment. Analogous to the approach employed by GameFormer [18], historical trajectory and state information of both the ego and other agents are extracted, alongside global map data. Vectorized scene information for the real-time planner is provided in the same manner. All vector data are relative to the position of the ego. Subsequently, through the processing by the Vector Map Encoder and Map Adapter, we derive map embeddings. These map embeddings, along with language embeddings, are then fed into the Llama2-13B backbone to obtain the final hidden features " + }, + { + "bbox": [ + 130, + 445, + 482, + 565 + ], + "type": "inline_equation", + "content": "h = \\{h_0, h_1, \\dots, h_{-1}\\} \\in \\mathbb{R}^{N_h \\times D_{llm}}" + }, + { + "bbox": [ + 130, + 445, + 482, + 565 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Alignment Assistance Module To grasp the essence of routing instructions while maintaining a fine-grained comprehension of vectorized scene information for enhanced extraction of scene-associated high-level instruction features, we employ the Alignment Assistance Module to facilitate the alignment of multimodal input. Concretely, we have pinpointed five critical scene elements essential to the autonomous driving process for multi-task prediction, which is implemented by five separate 2-layer MLP prediction heads. About the current states" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 136, + 114, + 480, + 311 + ], + "blocks": [ + { + "bbox": [ + 136, + 114, + 480, + 311 + ], + "lines": [ + { + "bbox": [ + 136, + 114, + 480, + 311 + ], + "spans": [ + { + "bbox": [ + 136, + 114, + 480, + 311 + ], + "type": "image", + "image_path": "128fd8b0ee3d2d152e442097b50a0049c94748da3d457473b43887a922dd4233.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 320, + 482, + 388 + ], + "lines": [ + { + "bbox": [ + 130, + 320, + 482, + 388 + ], + "spans": [ + { + "bbox": [ + 130, + 320, + 482, + 388 + ], + "type": "text", + "content": "Fig. 2: Overview of our proposed AsyncDriver framework. Scene information, together with routing instructions, is encoded through the Scene-Associated Instruction Feature Extraction Module. Subsequently, the Adaptive Injection Block asynchronously enhances the features of the real-time planner, facilitating closed-loop control for autonomous vehicles. The Alignment Assistance Module is exclusively employed for multimodality alignment during training." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 412, + 482, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 412, + 482, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 412, + 482, + 533 + ], + "type": "text", + "content": "of the ego vehicle, we perform regression to estimate the vehicle's velocity and acceleration along the X and Y axes. For map information, we undertake classification tasks to identify the existence of adjacent lanes on both the left and right sides and to assess the status of traffic lights relevant to the current lane. Additionally, with a view towards future navigation strategies, we classify the requirement for lane changes in upcoming trajectories and identify future velocity decision, which includes options acceleration, deceleration, and maintaining current speed. It is worth noting that the Alignment Assistance Module is only used to assist multi-modal alignment in the training phase and does not participate in the inference stage." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 553, + 288, + 566 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 553, + 288, + 566 + ], + "spans": [ + { + "bbox": [ + 132, + 553, + 288, + 566 + ], + "type": "text", + "content": "4.2 Adaptive Injection Block" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 578, + 481, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 578, + 481, + 613 + ], + "spans": [ + { + "bbox": [ + 130, + 578, + 481, + 613 + ], + "type": "text", + "content": "We adopt the decoder structure of [18] as our basic decoder layer, facilitating the adaptive integration of scene-associated instruction features by evolving the conventional transformer-based decoder layer into an Adaptive Injection Block." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 614, + 481, + 639 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 614, + 481, + 639 + ], + "spans": [ + { + "bbox": [ + 130, + 614, + 481, + 639 + ], + "type": "text", + "content": "Specifically, the hidden feature of the last token " + }, + { + "bbox": [ + 130, + 614, + 481, + 639 + ], + "type": "inline_equation", + "content": "h_{-1}" + }, + { + "bbox": [ + 130, + 614, + 481, + 639 + ], + "type": "text", + "content": " is projected via the feature adapter and subsequently fed into Adaptive Injection Block." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 267, + 651, + 481, + 666 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 267, + 651, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 267, + 651, + 481, + 666 + ], + "type": "interline_equation", + "content": "\\hat {h} = \\operatorname {L i n e a r} \\left(h _ {- 1}\\right) \\tag {1}", + "image_path": "ee7735b58f4ae1b72dce9a3f97d911633039fbbe9acd9f056d6fc8c5b9af3921.jpg" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 187, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 187, + 91, + 448, + 102 + ], + "type": "text", + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "Within the Adaptive Decoder Block, the foundational decoder architecture of the real-time planner is elegantly extended to ensure that the query in each layer not only preserves the attention operation intrinsic to the original scene information but also engages in cross-attention with scene-associated instruction features, thereby incorporating instructional guidance into the prediction process. Afterwards, the updated instruction-enhanced query feature is modulated by the learnable adaptive gate, which is initialized by zero and reintegrated into the original attention output of the decoder layer. The adaptive injection process of the " + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 116, + 482, + 224 + ], + "type": "text", + "content": "-th decoder block can be formulated as follows:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 189, + 232, + 481, + 261 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 232, + 481, + 261 + ], + "spans": [ + { + "bbox": [ + 189, + 232, + 481, + 261 + ], + "type": "interline_equation", + "content": "s ^ {l + 1} = g \\cdot \\operatorname {s o f t m a x} \\left(\\frac {Q K _ {\\hat {h}} {} ^ {T}}{\\sqrt {C}}\\right) V _ {\\hat {h}} + \\operatorname {s o f t m a x} \\left(\\frac {Q K _ {s ^ {l}} {} ^ {T}}{\\sqrt {C}}\\right) V _ {s ^ {l}} \\tag {2}", + "image_path": "247d7c7a831937203cc8c9614af209ece1d823d7d7724460a7b1f8290bc8da49.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "spans": [ + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": " is the value of adaptive gate, " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": " denotes query in original decoder layer, " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "K_{i}" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "V_{i}" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": " represent key and value respectively of feature " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "s^l" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": " notes the scene feature of the " + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 131, + 262, + 481, + 297 + ], + "type": "text", + "content": "-th decoder layer." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 298, + 482, + 395 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 298, + 482, + 395 + ], + "spans": [ + { + "bbox": [ + 130, + 298, + 482, + 395 + ], + "type": "text", + "content": "The proposed adaptive injection method not only maintains the original decoder layer's ability to process complete scene information within the real-time planner but also enhances the planner's understanding and compliance with a series of flexible linguistic instructions. This advancement allows for the production of more refined and controllable predictions. It is worth noting that due to the simple yet effective design of our Adaptive Injection Block, it can be seamlessly integrated into any transformer-based architecture, thereby affording our approach the flexibility to be adapted to other real-time planner frameworks." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 409, + 282, + 421 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 409, + 282, + 421 + ], + "spans": [ + { + "bbox": [ + 132, + 409, + 282, + 421 + ], + "type": "text", + "content": "4.3 Asynchronous Inference" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 426, + 482, + 582 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 582 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 582 + ], + "type": "text", + "content": "Our design leverages LLM to guide the real-time planner, significantly enhancing its performance through series of flexibly combined linguistic instructions without compromising its structural integrity. This method facilitates controlled asynchronous inference, effectively decoupling the inference frequencies of the LLM and the real-time planner, thereby LLM is not required to process every frame. During asynchronous intervals, the previously derived high-level instruction features continue to guide the prediction process of the real-time planner, which significantly boosts the inference efficiency and reduces the computational cost introduced by LLM. Notably, our framework accommodates a series of flexibly combined routing instructions, capable of delivering long-term, high-level routing insights. Therefore, even amidst asynchronous intervals, prior high-level features could still offer effective guidance, reinforcing the performance robustness throughout LLM inference intervals." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Experimental results reveal that our architecture maintains near-robust performance when the asynchronous inference interval of LLM is extended. By controlling the LLM to perform inference every 3 frames can achieve a reduction in inference time of nearly " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "40\\%" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": ", with only a minimal accuracy loss of about " + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "inline_equation", + "content": "1\\%" + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": ", which demonstrates the efficacy of our approach in striking an optimal balance between accuracy and inference speed. For a more comprehensive exploration of experimental results and their analysis, please refer to Section 5.2." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 242, + 128 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 242, + 128 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 242, + 128 + ], + "type": "text", + "content": "4.4 Training Details" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 132, + 479, + 203 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 132, + 479, + 203 + ], + "spans": [ + { + "bbox": [ + 130, + 132, + 479, + 203 + ], + "type": "text", + "content": "During the pre-training stage, the entirety of Reasoning1K, augmented with 1,500 samples randomly selected from Planning-QA, was utilized to train LoRA. This process enabled the LLM to evolve from a general-purpose large language model into one specifically optimized for autonomous driving. As a direct outcome of this focused adaptation, the LLM has become adept at understanding instructions more accurately within the context of motion planning." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": "During the fine-tuning stage, since the architectures of VectorMap Encoder and Decoder are preserved, we load weights of the real-time planner pre-trained on the same dataset to enhance training stability. The total loss of the fine-tuning stage is comprised of Alignment Assistance Loss and Planning Loss. The former is partitioned into five components: " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "l1" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": " loss for 1) ego velocity and acceleration prediction " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\tilde{x}_{va} \\in \\mathbb{R}^4" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": ", cross-entropy loss for 2) velocity decision prediction " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\tilde{x}_{dec} \\in \\mathbb{R}^3" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": " and 3) traffic light state prediction " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\tilde{x}_{traf} \\in \\mathbb{R}^4" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": ", binary cross-entropy loss for 4) adjacent lane presence prediction " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\tilde{x}_{adj} \\in \\mathbb{R}^2" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": " and 5) lane change prediction " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\tilde{x}_{chg} \\in \\mathbb{R}" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": ". The complete Alignment Assistance Loss can be expressed as follows, where " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\tilde{x}" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 130, + 204, + 480, + 324 + ], + "type": "text", + "content": " represent prediction and ground truth respectively:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 181, + 342, + 479, + 369 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 342, + 479, + 369 + ], + "spans": [ + { + "bbox": [ + 181, + 342, + 479, + 369 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} L _ {a l i g n} = L _ {1} \\left(\\tilde {x} _ {v a}, x _ {v a}\\right) + C E \\left(\\tilde {x} _ {d e c}, x _ {d e c}\\right) + C E \\left(\\tilde {x} _ {t r a f}, x _ {t r a f}\\right) \\\\ + B C E \\left(\\tilde {x} _ {a d j}, x _ {a d j}\\right) + B C E \\left(\\tilde {x} _ {c h g}, x _ {c h g}\\right) \\tag {3} \\\\ \\end{array}", + "image_path": "64582d7d867f2679c18917654674917fd31bae125bbec91801d8a337bc3c919b.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "spans": [ + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": "Following [18], the planning loss comprises two parts: 1) Mode prediction loss. " + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": " different modes of trajectories of neighbor agents are represented by Gaussian mixture model (GMM). For each mode, at any given timestamp " + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": ", its characteristics are delineated by a mean " + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "inline_equation", + "content": "\\mu^t" + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": " and covariance " + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "inline_equation", + "content": "\\sigma^t" + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": " forming a Gaussian distribution. The best mode " + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "inline_equation", + "content": "m^*" + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": " is identified through alignment with the ground truth and refined via the minimization of negative log-likelihood. 2) Ego Trajectory Prediction loss. Future trajectory points of ego vehicle are predicted and are refined by " + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "inline_equation", + "content": "l1" + }, + { + "bbox": [ + 130, + 373, + 480, + 468 + ], + "type": "text", + "content": " loss. Consequently, the planning loss is as follows:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 189, + 483, + 480, + 507 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 189, + 483, + 480, + 507 + ], + "spans": [ + { + "bbox": [ + 189, + 483, + 480, + 507 + ], + "type": "interline_equation", + "content": "L _ {\\text {p l a n}} = \\sum_ {t} L _ {N L L} \\left(\\hat {\\mu} _ {m ^ {*}} ^ {t}, \\tilde {\\sigma} _ {m ^ {*}} ^ {t}, \\tilde {p} _ {m ^ {*}}, \\tilde {s} _ {t}\\right) + \\sum_ {t} L _ {1} \\left(\\tilde {s} _ {t} - s _ {t}\\right) \\tag {4}", + "image_path": "95e8bb770573a07c26b99c7e6a6696b00b954f6a393c131e9b6ce22f58630d44.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "spans": [ + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "inline_equation", + "content": "\\tilde{\\mu}_{m^*}^t, \\tilde{\\sigma}_{m^*}^t, \\tilde{p}_{m^*}, \\tilde{s}_t" + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "content": " represents the predicted mean, covariance, probability, and position respectively, corresponding to the best mode " + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "inline_equation", + "content": "m^*" + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "content": " at timestamp " + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "inline_equation", + "content": "s_t" + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "content": " indicates the ground truth position at timestamp " + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 512, + 479, + 548 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 146, + 548, + 444, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 548, + 444, + 559 + ], + "spans": [ + { + "bbox": [ + 146, + 548, + 444, + 559 + ], + "type": "text", + "content": "In summary, the complete loss of fine-tuning stage is formulated as:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 266, + 578, + 479, + 590 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 266, + 578, + 479, + 590 + ], + "spans": [ + { + "bbox": [ + 266, + 578, + 479, + 590 + ], + "type": "interline_equation", + "content": "L = L _ {\\text {a l i g n}} + L _ {\\text {p l a n}} \\tag {5}", + "image_path": "6cce443b3aeb15f9c4710bd7413e3812dac84ad1bf0dd4731baa18810bd9a682.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 604, + 230, + 617 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 604, + 230, + 617 + ], + "spans": [ + { + "bbox": [ + 132, + 604, + 230, + 617 + ], + "type": "text", + "content": "5 Experiments" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 625, + 261, + 638 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 625, + 261, + 638 + ], + "spans": [ + { + "bbox": [ + 132, + 625, + 261, + 638 + ], + "type": "text", + "content": "5.1 Experimental Setup" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 479, + 665 + ], + "type": "text", + "content": "Evaluation Settings In accordance with the nuPlan challenge 2023 [30] settings, we selected 14 official challenging scenario types for training and eval" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "type": "text", + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 134, + 190, + 478, + 308 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 180 + ], + "type": "text", + "content": "Table 1: Evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Score: final score in average. Drivable: drivable area compliance. Direct.: driving direction compliance. Comf.: ego is comfortable. Prog.: ego progress along expert route. Coll.: no ego at-fault collisions. Lim.: speed limit compliance. TTC: time to collision within bound." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 134, + 190, + 478, + 308 + ], + "lines": [ + { + "bbox": [ + 134, + 190, + 478, + 308 + ], + "spans": [ + { + "bbox": [ + 134, + 190, + 478, + 308 + ], + "type": "table", + "html": "
MethodScoreDrivableDirect.Comf.Prog.Coll.Lim.TTC
UrbanDriver [33]35.3575.5397.1298.5685.2355.2181.6247.84
GCPGP [13]36.8581.2998.2077.3346.9672.3097.9268.34
IDM [39]53.0784.9498.0283.1564.7974.0196.3860.57
GameFormer [18]62.0593.5498.7483.1566.2786.0298.1974.55
PDM-Hybrid [10]64.0595.3499.1075.9867.9387.8199.5772.75
PDM-Closed [10]64.1895.6999.1077.0668.2087.8199.5773.47
AsyncDriver65.0094.6298.7583.1567.1385.1398.1573.48
AsyncDriver*67.4896.7799.1083.8766.3087.6398.2476.70
", + "image_path": "fbeb514f129cdbed9d57b0cc054bff1a4f2f6cbb9fcda339e35b8361bd7b8502.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 133, + 384, + 482, + 464 + ], + "blocks": [ + { + "bbox": [ + 130, + 319, + 482, + 375 + ], + "lines": [ + { + "bbox": [ + 130, + 319, + 482, + 375 + ], + "spans": [ + { + "bbox": [ + 130, + 319, + 482, + 375 + ], + "type": "text", + "content": "Table 2: Scores per scenario types in evaluation on nuPlan Closed-Loop Reactive Challenges on Hard20 split. The best results are highlighted in bold, while the second-best results are underscored with an underline for clear distinction. Types 0-13 represent the 14 official scenario types of the nuPlan challenge 2023 [30], with specific details provided in the supplementary materials." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 133, + 384, + 482, + 464 + ], + "lines": [ + { + "bbox": [ + 133, + 384, + 482, + 464 + ], + "spans": [ + { + "bbox": [ + 133, + 384, + 482, + 464 + ], + "type": "table", + "html": "
Methodstype0type1type2type3type4type5type6type7type8type9type10type11type12type13
UrbanDriver [33]69.3915.7844.597.4213.727.140.0019.4420.823.6168.3393.1633.7856.39
GCPGP [13]59.5035.9133.629.3342.8417.244.8632.338.2236.2371.3280.4636.1923.61
IDM [39]70.6944.8491.5454.0850.2241.714.7653.9737.5360.3383.9793.0345.7712.44
GameFormer [18]84.3265.7883.6249.0371.7936.80.0051.7655.0377.2482.8398.2449.4156.16
PDM-Hybrid [10]87.6869.6187.2049.9582.8041.324.2354.9851.7282.9580.3798.4037.7771.99
PDM-Closed [10]87.6770.9387.2049.9582.8041.254.2253.5351.5782.9680.3798.4039.9572.04
AsyncDriver83.5367.2483.1462.8983.2849.265.9462.5365.9664.8684.8896.6249.6054.35
AsyncDriver*83.1274.0491.8262.4285.2653.516.0165.2657.3177.1684.0297.5662.1849.32
", + "image_path": "e9cbe46692bc178297073bee5982df55341c761cd83e48303ff105d0fea05bc6.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 487, + 482, + 559 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 487, + 482, + 559 + ], + "spans": [ + { + "bbox": [ + 130, + 487, + 482, + 559 + ], + "type": "text", + "content": "uation. While nuPlan [4] includes 757,844 scenarios, most simple scenarios are insufficient for critical planner performance assessment, and the vast data volume extends evaluation times. We chose the Hard20 dataset by randomly selecting 100 scenarios per type from the test set, then using the PDM [10] planner (nuPlan 2023 champion) to retain the 20 lowest-scoring scenarios per type, resulting in a test set of 279 scenarios." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": "Implementation Details Regarding implementation details, all experiments were conducted in the closed-loop reactive setting, where agents in scenarios could be equipped with an IDM [39] Planner, enabling them to react to ego vehicle's maneuvers. The simulation frequency is " + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "inline_equation", + "content": "10Hz" + }, + { + "bbox": [ + 130, + 581, + 482, + 666 + ], + "type": "text", + "content": ", at each iteration, the predicted trajectory has a time horizon of 8s. We follow the closed-loop metrics proposed in nuPlan challenge, which is detailed in the supplementary material. For model settings, our AsyncDriver is built based on Llama2-13B [38], LoRA" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 101 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": "[15] was configured with " + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "R = 8" + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "inline_equation", + "content": "\\alpha = 32" + }, + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": ". We use the AdamW optimizer and warm-up with decay scheduler with learning rate 0.0001." + } + ] + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 137, + 165, + 306, + 289 + ], + "blocks": [ + { + "bbox": [ + 137, + 165, + 306, + 289 + ], + "lines": [ + { + "bbox": [ + 137, + 165, + 306, + 289 + ], + "spans": [ + { + "bbox": [ + 137, + 165, + 306, + 289 + ], + "type": "image", + "image_path": "bcf7568d4c12f3147972d66bd641a9a65d8374b262ffb39d9afc40b817487e46.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 165, + 296, + 281, + 305 + ], + "lines": [ + { + "bbox": [ + 165, + 296, + 281, + 305 + ], + "spans": [ + { + "bbox": [ + 165, + 296, + 281, + 305 + ], + "type": "text", + "content": "(a) score variation with intervals" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 317, + 165, + 479, + 289 + ], + "blocks": [ + { + "bbox": [ + 317, + 165, + 479, + 289 + ], + "lines": [ + { + "bbox": [ + 317, + 165, + 479, + 289 + ], + "spans": [ + { + "bbox": [ + 317, + 165, + 479, + 289 + ], + "type": "image", + "image_path": "4f37d399433dff0faee73a606809820d4e71f2d3c47cb691906cca05b94a061b.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 310, + 296, + 487, + 305 + ], + "lines": [ + { + "bbox": [ + 310, + 296, + 487, + 305 + ], + "spans": [ + { + "bbox": [ + 310, + 296, + 487, + 305 + ], + "type": "text", + "content": "(b) average inference time variation with intervals" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 314, + 482, + 347 + ], + "lines": [ + { + "bbox": [ + 131, + 314, + 482, + 347 + ], + "spans": [ + { + "bbox": [ + 131, + 314, + 482, + 347 + ], + "type": "text", + "content": "Fig. 3: Asynchronous Inference. Evaluation of expanding the inference interval to [1,9,17,29,49,79,149] between the LLM and the real-time planner, executing asynchronous inference. Inference time measured on GPU Tesla A30." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 392, + 228, + 403 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 392, + 228, + 403 + ], + "spans": [ + { + "bbox": [ + 132, + 392, + 228, + 403 + ], + "type": "text", + "content": "5.2 Main Results" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "text", + "content": "**Hard20 Evaluation** As illustrated in Tab. 1, our approach AsyncDriver achieved the highest performance on Hard20 compared with existing planners, leading to an improvement of " + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "inline_equation", + "content": "4.6\\%" + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "text", + "content": " over GameFormer [18] about 2.95 in score, even surpassing the current SOTA rule-based planners. For fair comparison, given the significant impact of trajectory refinement and alignment in closed-loop evaluations, we adapt the PDM [10] scorer to our AsyncDriver (denoted as AsyncDriver*), which lead to an improvement of " + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "inline_equation", + "content": "5.3\\%" + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "inline_equation", + "content": "5.1\\%" + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "text", + "content": " over PDM-Hybrid [10] and PDM-Closed [10] respectively, equivalent to approximately 3.43 and 3.30 in score, and an " + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "inline_equation", + "content": "8.7\\%" + }, + { + "bbox": [ + 130, + 413, + 483, + 569 + ], + "type": "text", + "content": " increase (approximately 5.43 in score) over the learning-based planner GameFormer. From a different perspective, Tab. 2 illustrates the scores of each individual scenario type on the hard20 split, as well as a comparison with existing planners. It is evident that our solution has delivered exceptional results in the majority of scenario types." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "Quantitative results show that the high-level features extracted by our Scene-Associated Instruction Feature Extraction Module significantly enhance real-time planners' performance in closed-loop evaluation. Detailed metrics reveal that our approach improves drivable area performance by 3.23 points compared to GameFormer, demonstrating superior capability in identifying and navigating viable driving spaces due to advanced scene contextual understanding. Additionally, AsyncDriver* outperforms PDM in Time to Collision (TTC) metrics by " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "4.39\\%" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ", approximately 3.23 points, indicating enhanced predictive accuracy," + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 187, + 91, + 448, + 103 + ], + "type": "text", + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 480, + 140 + ], + "type": "text", + "content": "which is crucial for ensuring safer driving by effectively forecasting and reducing the potential collision scenarios." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 158, + 481, + 361 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 158, + 481, + 361 + ], + "spans": [ + { + "bbox": [ + 132, + 158, + 481, + 361 + ], + "type": "text", + "content": "Asynchronous Inference We contend that, particularly for generalized high-level instructions, there exhibits a notable similarity within frames of short intervals. Consequently, given its role in extracting these high-level features, the LLM does not require involvement in the inference process for each frame, which could markedly enhance the inference speed. To explore this, experiments were designed to differentiate the inference frequency of the LLM and real-time planners, and during each LLM inference interval, the previous instruction features are employed to guide the predicted process of the real-time planner. As depicted in Fig. 3, the performance of our approach demonstrates remarkable robustness as the planning interval of the LLM increases, which suggests that LLM is capable of providing a long-term high-level instructions. We observed that even with an interval of 149 frames, meaning only one inference is made within a scenario, it still surpasses GameFormer by more than 1.0 point, while the inference time is nearly at the real-time level. As the inference interval increases, the required inference time drops dramatically, while accuracy remains almost stable. Therefore, by employing a strategy of dense training with asynchronous inference, our method achieves an optimal balance between accuracy and inference speed." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "spans": [ + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "type": "text", + "content": "Instruction Following Fig. 4 shows the reactions of our method to different routing instructions, demonstrating its capability in instruction following. Fig. 4a illustrates the outcomes predicted when the scene employs conventional routing instructions. We note that the ego vehicle decelerates slightly, a maneuver that reflects the common sense of slowing down for curves. Nonetheless, given the open road conditions, the ego vehicle sustains a comparatively high velocity. In contrast, Fig. 4b depicts the scenario where stop serves as the routing instruction. Remarkably, even without the presence of external obstacles, the ego vehicle promptly executes a braking response to the command, reducing its speed from " + }, + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "type": "inline_equation", + "content": "10.65m/s" + }, + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "type": "text", + "content": " to " + }, + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "type": "inline_equation", + "content": "1.06m/s" + }, + { + "bbox": [ + 132, + 380, + 481, + 535 + ], + "type": "text", + "content": " within a mere 6 seconds. Consequently, it is evident that our AsyncDriver can function as a linguistic interaction interface, providing the ability of precisely interpreting and following human instructions to circumvent anomalous conditions." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 555, + 237, + 566 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 555, + 237, + 566 + ], + "spans": [ + { + "bbox": [ + 132, + 555, + 237, + 566 + ], + "type": "text", + "content": "5.3 Ablation Study" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 575, + 480, + 598 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 575, + 480, + 598 + ], + "spans": [ + { + "bbox": [ + 132, + 575, + 480, + 598 + ], + "type": "text", + "content": "In this section, we explore the necessity of LLM and investigate the effectiveness of individual components in AsyncDriver." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 617, + 480, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 617, + 480, + 665 + ], + "spans": [ + { + "bbox": [ + 132, + 617, + 480, + 665 + ], + "type": "text", + "content": "Necessity of LLM We conducted experiments by replacing the LLM with transformer blocks of different dimensions (256 and 5120), incorporating learnable routing instruction embeddings. Meanwhile, the Alignment Assistance Module and Adaptive Injection Block remained unchanged. The results, shown in" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 138, + 114, + 225, + 193 + ], + "blocks": [ + { + "bbox": [ + 138, + 114, + 225, + 193 + ], + "lines": [ + { + "bbox": [ + 138, + 114, + 225, + 193 + ], + "spans": [ + { + "bbox": [ + 138, + 114, + 225, + 193 + ], + "type": "image", + "image_path": "f12083abed1c0f7a02c60834bf7949ce7fd4d617e00c5d0e5b053ed859f5b50f.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 149, + 194, + 214, + 201 + ], + "lines": [ + { + "bbox": [ + 149, + 194, + 214, + 201 + ], + "spans": [ + { + "bbox": [ + 149, + 194, + 214, + 201 + ], + "type": "inline_equation", + "content": "t = 0s, v = 10.65m / s" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 225, + 114, + 312, + 193 + ], + "blocks": [ + { + "bbox": [ + 225, + 114, + 312, + 193 + ], + "lines": [ + { + "bbox": [ + 225, + 114, + 312, + 193 + ], + "spans": [ + { + "bbox": [ + 225, + 114, + 312, + 193 + ], + "type": "image", + "image_path": "f11deebe39a3c98c7be1ed8036049d7ded9a7087a0cd734ffec84e7302bfb743.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 237, + 194, + 299, + 201 + ], + "lines": [ + { + "bbox": [ + 237, + 194, + 299, + 201 + ], + "spans": [ + { + "bbox": [ + 237, + 194, + 299, + 201 + ], + "type": "inline_equation", + "content": "t = 2s, v = 9.14m / s" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 312, + 114, + 399, + 193 + ], + "blocks": [ + { + "bbox": [ + 312, + 114, + 399, + 193 + ], + "lines": [ + { + "bbox": [ + 312, + 114, + 399, + 193 + ], + "spans": [ + { + "bbox": [ + 312, + 114, + 399, + 193 + ], + "type": "image", + "image_path": "d1b4f4a18666e16f35fe3d93e1bba66224ade997acbe89e8ccdfd8747ff097d4.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 324, + 194, + 386, + 201 + ], + "lines": [ + { + "bbox": [ + 324, + 194, + 386, + 201 + ], + "spans": [ + { + "bbox": [ + 324, + 194, + 386, + 201 + ], + "type": "inline_equation", + "content": "t = 4s,v = 8.00m / s" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "type": "image", + "bbox": [ + 399, + 114, + 485, + 193 + ], + "blocks": [ + { + "bbox": [ + 399, + 114, + 485, + 193 + ], + "lines": [ + { + "bbox": [ + 399, + 114, + 485, + 193 + ], + "spans": [ + { + "bbox": [ + 399, + 114, + 485, + 193 + ], + "type": "image", + "image_path": "6c1abd5552f99b83d6fbf3ff44f1b97f1554198e7af9ba417514e84b9b36d782.jpg" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 410, + 194, + 473, + 201 + ], + "lines": [ + { + "bbox": [ + 410, + 194, + 473, + 201 + ], + "spans": [ + { + "bbox": [ + 410, + 194, + 473, + 201 + ], + "type": "inline_equation", + "content": "t = 6s,v = 6.88m / s" + } + ] + } + ], + "index": 9, + "angle": 0, + "type": "image_caption" + } + ], + "index": 8 + }, + { + "type": "image", + "bbox": [ + 138, + 213, + 225, + 292 + ], + "blocks": [ + { + "bbox": [ + 138, + 213, + 225, + 292 + ], + "lines": [ + { + "bbox": [ + 138, + 213, + 225, + 292 + ], + "spans": [ + { + "bbox": [ + 138, + 213, + 225, + 292 + ], + "type": "image", + "image_path": "cb6a0c3e10a884fe5d7a4e80cbcd3da05a3af868f84ebdd3057f7c843d3a61e2.jpg" + } + ] + } + ], + "index": 11, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 149, + 293, + 215, + 300 + ], + "lines": [ + { + "bbox": [ + 149, + 293, + 215, + 300 + ], + "spans": [ + { + "bbox": [ + 149, + 293, + 215, + 300 + ], + "type": "inline_equation", + "content": "t = 0s,v = 10.65m / s" + } + ] + } + ], + "index": 12, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 131, + 321, + 482, + 364 + ], + "lines": [ + { + "bbox": [ + 131, + 321, + 482, + 364 + ], + "spans": [ + { + "bbox": [ + 131, + 321, + 482, + 364 + ], + "type": "text", + "content": "Fig. 4: Visualization of AsyncDriver following human instruction. The light blue line represents ego's trajectory for the next 8 seconds. It contrasts the planning trajectories of the ego receiving conventional routing instructions against a forced stop instruction." + } + ] + } + ], + "index": 20, + "angle": 0, + "type": "image_caption" + } + ], + "index": 11 + }, + { + "type": "image", + "bbox": [ + 225, + 213, + 312, + 292 + ], + "blocks": [ + { + "bbox": [ + 230, + 204, + 393, + 213 + ], + "lines": [ + { + "bbox": [ + 230, + 204, + 393, + 213 + ], + "spans": [ + { + "bbox": [ + 230, + 204, + 393, + 213 + ], + "type": "text", + "content": "(a) receiving conventional routing instructions" + } + ] + } + ], + "index": 10, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 225, + 213, + 312, + 292 + ], + "lines": [ + { + "bbox": [ + 225, + 213, + 312, + 292 + ], + "spans": [ + { + "bbox": [ + 225, + 213, + 312, + 292 + ], + "type": "image", + "image_path": "0eded53189335b6fd79ddd35105aa7c0dc69c4c34d6d0707ae643ceb14479d2b.jpg" + } + ] + } + ], + "index": 13, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 239, + 293, + 298, + 300 + ], + "lines": [ + { + "bbox": [ + 239, + 293, + 298, + 300 + ], + "spans": [ + { + "bbox": [ + 239, + 293, + 298, + 300 + ], + "type": "inline_equation", + "content": "t = 2s, v = 7.9m / s" + } + ] + } + ], + "index": 14, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 260, + 303, + 363, + 312 + ], + "lines": [ + { + "bbox": [ + 260, + 303, + 363, + 312 + ], + "spans": [ + { + "bbox": [ + 260, + 303, + 363, + 312 + ], + "type": "text", + "content": "(b) receiving stop instruction" + } + ] + } + ], + "index": 19, + "angle": 0, + "type": "image_caption" + } + ], + "index": 13 + }, + { + "type": "image", + "bbox": [ + 312, + 213, + 399, + 292 + ], + "blocks": [ + { + "bbox": [ + 312, + 213, + 399, + 292 + ], + "lines": [ + { + "bbox": [ + 312, + 213, + 399, + 292 + ], + "spans": [ + { + "bbox": [ + 312, + 213, + 399, + 292 + ], + "type": "image", + "image_path": "3eb74e64e93cada4e9c25b4edc98c0bfccc3d809c0e50a8e75c626841311936f.jpg" + } + ] + } + ], + "index": 15, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 324, + 293, + 386, + 300 + ], + "lines": [ + { + "bbox": [ + 324, + 293, + 386, + 300 + ], + "spans": [ + { + "bbox": [ + 324, + 293, + 386, + 300 + ], + "type": "inline_equation", + "content": "t = 4s, v = 2.75m / s" + } + ] + } + ], + "index": 16, + "angle": 0, + "type": "image_caption" + } + ], + "index": 15 + }, + { + "type": "image", + "bbox": [ + 399, + 213, + 485, + 292 + ], + "blocks": [ + { + "bbox": [ + 399, + 213, + 485, + 292 + ], + "lines": [ + { + "bbox": [ + 399, + 213, + 485, + 292 + ], + "spans": [ + { + "bbox": [ + 399, + 213, + 485, + 292 + ], + "type": "image", + "image_path": "467c41c7f20b10a983f94765f6ed20180a746f8c9fc87ef9a19e0ff5d04d9679.jpg" + } + ] + } + ], + "index": 17, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 410, + 293, + 473, + 300 + ], + "lines": [ + { + "bbox": [ + 410, + 293, + 473, + 300 + ], + "spans": [ + { + "bbox": [ + 410, + 293, + 473, + 300 + ], + "type": "inline_equation", + "content": "t = 6s,v = 1.06m / s" + } + ] + } + ], + "index": 18, + "angle": 0, + "type": "image_caption" + } + ], + "index": 17 + }, + { + "bbox": [ + 131, + 388, + 482, + 437 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 388, + 482, + 437 + ], + "spans": [ + { + "bbox": [ + 131, + 388, + 482, + 437 + ], + "type": "text", + "content": "Tab. 3, indicate that despite a 20-fold increase in the number of transformer parameters, the performance only marginally improved from 63.27 to 63.59. In contrast, our AsyncDriver achieved a performance of 65.00, highlighting the significant impact of pretrained knowledge from LLM." + } + ] + } + ], + "index": 21 + }, + { + "bbox": [ + 131, + 454, + 482, + 562 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 454, + 482, + 562 + ], + "spans": [ + { + "bbox": [ + 131, + 454, + 482, + 562 + ], + "type": "text", + "content": "Ablation of Components Integrating a simple MLP as a prediction head after the LLM for planning significantly degraded the performance, indicating that simple trajectory regression cannot effectively align multi-modal information, thus failing to leverage the LLM's knowledge for scene reasoning. We replaced the MLP with a real-time planner and progressively added four structures: (i) Adaptive Injection Block, (ii) Alignment Assistance Module, (iii) LoRA, and (iv) pre-trained LoRA. As shown in Tab. 4, each module improved performance, with the Alignment Assistance Module and pre-trained LoRA weights contributing the most, yielding score increases of 0.94 and 0.97, respectively." + } + ] + } + ], + "index": 22 + }, + { + "bbox": [ + 132, + 580, + 225, + 593 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 580, + 225, + 593 + ], + "spans": [ + { + "bbox": [ + 132, + 580, + 225, + 593 + ], + "type": "text", + "content": "6 Conclusions" + } + ] + } + ], + "index": 23 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "In this paper, we introduce AsyncDriver, a new asynchronous LLM-enhanced, closed-loop framework for autonomous driving. By aligning vectorized scene information with a series of routing instructions to form multi-modal features, we fully leverage LLM's capability for scene reasoning, extracting scene-associated instruction features as guidance. Through the proposed Adaptive Injection Block," + } + ] + } + ], + "index": 24 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 187, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 187, + 91, + 448, + 102 + ], + "type": "text", + "content": "Asynchronous LLM Enhanced Planner for Autonomous Driving" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 480, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 214, + 167, + 397, + 237 + ], + "blocks": [ + { + "bbox": [ + 130, + 114, + 482, + 158 + ], + "lines": [ + { + "bbox": [ + 130, + 114, + 482, + 158 + ], + "spans": [ + { + "bbox": [ + 130, + 114, + 482, + 158 + ], + "type": "text", + "content": "Table 3: Replacing LLM with non-pretrained cross attention. Utilize map information and learnable instruction embeddings to perform cross-attention, replacing the features generated by the LLM in the Scene-Associated Instruction Feature Extraction Module." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 214, + 167, + 397, + 237 + ], + "lines": [ + { + "bbox": [ + 214, + 167, + 397, + 237 + ], + "spans": [ + { + "bbox": [ + 214, + 167, + 397, + 237 + ], + "type": "table", + "html": "
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256✓63.27
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Experiments show that our approach significantly increases inference speed with minimal loss in accuracy, reducing the computational costs introduced by LLM." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 515, + 482, + 600 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 515, + 482, + 600 + ], + "spans": [ + { + "bbox": [ + 130, + 515, + 482, + 600 + ], + "type": "text", + "content": "Broader Impacts And Limitations. Should the method prove successful, the proposed asynchronous inference scheme could significantly enhance the prospects for integrating LLMs into the practical application within the autonomous driving sector. Nevertheless, while this research has employed LLMs, it falls short of substantiating their generalization properties for the planning task. Future endeavors aim to rigorously assess the generalization and transfer potential of LLMs in vectorized scenarios." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 225, + 100 + ], + "type": "text", + "content": "Y. Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 246, + 129 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 139, + 482, + 210 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 139, + 482, + 210 + ], + "spans": [ + { + "bbox": [ + 130, + 139, + 482, + 210 + ], + "type": "text", + "content": "This research is supported in part by the National Science and Technology Major Project (No. 2022ZD0115502), the National Natural Science Foundation of China (No. 62122010, U23B2010), Zhejiang Provincial Natural Science Foundation of China (No. LDT23F02022F02), Beijing Natural Science Foundation (No. L231011), Beihang World TOP University Cooperation Program, and Lenovo Research." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 228, + 197, + 240 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 228, + 197, + 240 + ], + "spans": [ + { + "bbox": [ + 132, + 228, + 197, + 240 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 251, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 18, + "blocks": [ + { + "bbox": [ + 138, + 251, + 480, + 285 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 251, + 480, + 285 + ], + "spans": [ + { + "bbox": [ + 138, + 251, + 480, + 285 + ], + "type": "text", + "content": "1. 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Chen et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_content_list.json b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..368a59fd33b5b8e7d4bc6958cba0e539c649af67 --- /dev/null +++ b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_content_list.json @@ -0,0 +1,1761 @@ +[ + { + "type": "text", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "text_level": 1, + "bbox": [ + 99, + 48, + 898, + 105 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Shuyi Zhang $^{1,\\dagger}$ , Ke Liu $^{1,\\dagger}$ , Jingjun Gu $^{1,\\dagger}$ , Xiaoxu Cai $^{1}$ , Zhihua Wang $^{1}$ , Jiajun Bu $^{1}$ , Haishuai Wang $^{1,2,*}$", + "bbox": [ + 121, + 139, + 874, + 183 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "$^{1}$ Zhejiang Provincial Key Laboratory of Service Robot, College of Computer Science, Zhejiang University, Hangzhou, China $^{2}$ Shanghai Artificial Intelligence Laboratory, Shanghai, China {zhangshuyi, keliu99, gjj, xiaoxu.cai, zhihua_wang}@zju.edu.cn {bjj, haishuai.wang}@zju.edu.cn", + "bbox": [ + 142, + 193, + 854, + 284 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Implicit Neural Representation (INR) has gained increasing popularity as a data representation method, serving as a prerequisite for innovative generation models. Unlike gradient-based methods, which exhibit lower efficiency in inference, the adoption of hyper-network for generating parameters in Multi-Layer Perceptrons (MLP), responsible for executing INR functions, has surfaced as a promising and efficient alternative. However, as a global continuous function, MLP is challenging in modeling highly discontinuous signals, resulting in slow convergence during the training phase and inaccurate reconstruction performance. Moreover, MLP requires massive representation parameters, which implies inefficiencies in data representation. In this paper, we propose a novel Attention-based Localized INR (ANR) composed of a localized attention layer (LAL) and a global MLP that integrates coordinate features with data features and converts them to meaningful outputs. Subsequently, we design an instance representation framework that delivers a transformer-like hyper-network to represent data instances as a compact representation vector. With instance-specific representation vector and instance-agnostic ANR parameters, the target signals are well reconstructed as a continuous function. We further address aliasing artifacts with variational coordinates when obtaining the super-resolution inference results. Extensive experimentation across four datasets showcases the notable efficacy of our ANR method, e.g. enhancing the PSNR value from 37.95dB to 47.25dB on the CelebA dataset. Code is released at https://github.com/Roninton/ANR.", + "bbox": [ + 147, + 349, + 849, + 778 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Implicit Neural Representation $\\cdot$ Localized Attention $\\cdot$ Representation Learning", + "bbox": [ + 142, + 798, + 849, + 835 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† The first three authors contributed equally to this work.", + "bbox": [ + 99, + 912, + 673, + 930 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "* Corresponding author: Haishuai Wang (haishuai.wang@zju.edu.cn).", + "bbox": [ + 99, + 930, + 779, + 947 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 77, + 53, + 309, + 73 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Implicit Neural Representation (INR) has recently demonstrated its proficiency in data representation. Due to its adeptness in handling multi-modal data and its efficiency in representing high-dimensional data, INR serves as a foundational prerequisite for innovative generation models [5, 13]. Specifically, INR can represent data such as 2D images and 3D scenes by the parameters of neural networks, i.e. Multi-layer Perceptrons (MLPs), that establish mappings from coordinate queries to data contents. Gradient-based methods [10, 35] have been employed to acquire the INR function by optimizing it through gradient descent to fit the target signals. Although these methods could adeptly represent a data instance, their drawback lies in their inference inefficiency, as each inference necessitates additional gradient descent steps. To overcome this limitation, Transformer-like hyper-networks [7, 14] have been proposed to directly generate the parameters of MLP, which forms the INR function. Applying a hyper-network simplifies the training process and benefits the downstream tasks, resolving the inference difficulty and enabling the model to learn a better inductive bias for the whole dataset.", + "bbox": [ + 72, + 91, + 922, + 401 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "However, the MLP-based INR requires a substantial representation parameter size. To mitigate the parameter explosion issue as the depth of MLPs increases, previous studies have attempted to modulate the representation parameters instead of the entire MLP. However, the effectiveness of modulation directly impacts the representation quality, thereby influencing downstream tasks.", + "bbox": [ + 72, + 403, + 920, + 500 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Moreover, the MLP-based INR fails to represent the details due to the exponentially increasing difficulty in learning high-frequency components [21], such as edges in images, hairs in 3D meshes, and high-pitched sounds in audio data. Previous research has proposed methods to enhance MLPs for capturing high-frequency components, including the application of coordinate positional embed", + "bbox": [ + 72, + 500, + 920, + 600 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/a2c1207c3b7829ecc5a016d7376565f7ef5f0579f27412683c1d7f88e5869cac.jpg", + "image_caption": [ + "Fig. 1: The framework overview and different INR functions: (i) (Left) The framework overview, INR reconstructs the mapping from coordinates and values. (ii)(Mid) ANR as INR functions. An ANR's parameters are data agnostic and it consists of a localized attention layer and linear components. We transform the coordinates inputs to attention Queries and get attention Keys/Values based on the previously generated R-Token. (iii)(Right) MLP as INR functions. Except for the modulated MLP for representation data instance, the other MLPs are data agnostic." + ], + "image_footnote": [], + "bbox": [ + 164, + 627, + 823, + 803 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 77, + 17, + 94, + 29 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 30 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/fc8ec154430b4ae94f63d48c7cdba0f9b27967583755ea2b44d29e6ca2f2f33d.jpg", + "image_caption": [ + "Fig. 2: Reconstruction result of ANR and MLP-based INR, on CelebA $(128 \\times 128)$ and LSUN dataset $(256 \\times 256)$ . Both experiments employ a training batch size 24 and are trained over 100k epochs. The red border images are the details of the original picture." + ], + "image_footnote": [], + "bbox": [ + 203, + 52, + 794, + 237 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "ding (P.E.) [29,37,50] and the introduction of periodic activation [35]. However, the integration of periodic activation is unsuitable for directly predicting INR with hyper-network due to its strict initialization scheme. The utilization of coordinate P.E. may give rise to complications, such as aliasing artifacts [45].", + "bbox": [ + 72, + 344, + 920, + 424 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In this paper, we integrate a localized attention layer (LAL) into INRs and propose a novel INR architecture, named Attention-based localized implicit Neural Representation (ANR), as illustrated in Fig. 1. Our ANR accepts an instance-specific data feature and an instance-agnostic coordinate feature and applies an attention module to fuse them, followed by an instance-agnostic MLP that derives the output values. To further improve the precision of the ANR, we introduce the L-softmax alignment in the attention fusion module, which ensures that gradients are backpropagated only through partial representation vectors. Then, to acquire the feature of each data instance, we employ a transformer-like hyper-network to predict the instance-specific feature vectors, supplanting the conventional prediction of a huge amount of parameters in MLP-based INR [7]. Furthermore, we address the INR aliasing problem with variational coordinates. The use of ANRs results in accelerated convergence and superior representation performance compared to the MLP-based INRs, as depicted in Fig. 2. In summary, the key contributions of this work are as follows:", + "bbox": [ + 72, + 424, + 920, + 715 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- We propose a novel attention-based INR architecture named ANR and a corresponding hyper-network to generate ANRs, which form continuous functions and efficiently represent large-size and high-frequency signals.", + "- We introduce a localized softmax alignment to focus ANR on the most related tokens, leading to better representation ability.", + "- We analyze the aliasing problem when generating INRs with the hypernetwork and address the problem with variational coordinates, by examining the ANR mechanism and evaluating its characteristics.", + "- Extensive experiments show that (i) ANRs could perform faster convergence and better representation than MLP-based INRs, and (ii) ANRs could handle various modalities of data, including images and 3D shapes." + ], + "bbox": [ + 96, + 718, + 917, + 941 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "bbox": [ + 101, + 14, + 837, + 34 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 900, + 16, + 917, + 30 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 79, + 52, + 329, + 74 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Implicit Neural Representation", + "text_level": 1, + "bbox": [ + 79, + 92, + 523, + 113 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Implicit neural representation [35] constructs a continuous mapping from input spatial or spatial-temporal coordinates $c \\in \\mathbb{R}^C$ to target signals $s \\in \\mathbb{R}^S$ , where $C$ and $S$ are the dimensions of input and output respectively. Specifically, the neural network $f_{\\theta}: \\mathbb{R}^{C} \\to \\mathbb{R}^{S}$ can be regarded as a parametric representation of the data, where $\\theta$ denotes the parameters of the network. Due to the efficiency of representing high-dimensional data [10], INRs have worked well in tasks such as 3D shape representation [8,51] that may require massive storage space and computing power if using discrete data representations such as voxels and meshes. The target signal type could be just image RGB colors or other kinds of data attributes such as spatial transparency $\\sigma$ that is often required in the Neural Radiance Field (NeRF) [20,29]. Extensive research has shown the surprising potential of INR for various types of tasks, including graph information processing [40], vision data compression [36], super-resolution [9,46], surface representation [8,22,51], volume rendering [1,29,44], generation tasks [5,13], and so on. Interestingly, cooperating with global data agnostic modules, single-layer structure representation could just be enough to represent a data instance [3,14].", + "bbox": [ + 77, + 126, + 917, + 439 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "As described before in Sec. 1, MLP-based INRs are a type of continuous representation used to store data information, regardless of spatial resolution. This approach has proven memory efficient, especially when dealing with high-dimensional data, such as 3D shapes. Conventionally, shape representation has been composed of voxel grids or triangular meshes. Although MLP-based INRs can theoretically fit any complicated mapping by making the network deeper and wider, they prioritize learning low-frequency signal components [21, 31]. Besides positional embedding and periodic activation, a few approaches have been innovated to speed up the convergence and rendering process. For example, decomposition-based methods [21, 33] applied many tiny MLPs instead of one as INR functions, and Martel et al. [27] utilized a multiscale adaptive coordinate network to achieve better results. The assumption of representation spatial proximity also benefits the representation [2, 19]. Although those methods do improve the representing ability of models, they either have usage limitations or introduce additional assumptions and computations. Our method fuses localized attention within the representation and enables a more localized parameterization. This approach enhances the capability of INR functions rather than outside-representation improvement.", + "bbox": [ + 77, + 440, + 917, + 788 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.2 Aliasing Problem", + "text_level": 1, + "bbox": [ + 79, + 817, + 353, + 837 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Yüce et al. [45] discussed the failing cases when applying implicit neural representation to fit specific target signals, including imperfect recovery and the aliasing problem. We find that MLP-based INRs generated suffer from the same situation. So, how to settle the aliasing problem could be a common challenge of MLP-based INRs [17, 52], and ANRs.", + "bbox": [ + 79, + 848, + 917, + 947 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 79, + 17, + 94, + 29 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 30 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Inspired by variational autoencoder [16], we summarized the reasons for the aliasing problem. For experimental convenience and better performance, we often use slightly higher or even excessively high positional embedding frequencies, introducing very high-frequency components into the input signals. However, during training, the sparsely sampled input query coordinates are fixed at specific positions. Subsequently, constraint points exist only on fixed sparse coordinates, while the frequency of sampled coordinates is much lower than those of high-frequency components. Finally, the network learns a false amplitude for the excessively high-frequency input signals due to the low sampling frequency, which means the network learns false signal characteristics.", + "bbox": [ + 77, + 53, + 917, + 250 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Therefore, the aliasing problem means that INRs learn to reconstruct the signal with aliased high-frequency components, preventing INRs from reconstructing continuous and stable mapping.", + "bbox": [ + 77, + 250, + 917, + 308 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.3 Attention Mechanism", + "text_level": 1, + "bbox": [ + 79, + 341, + 406, + 360 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The attention mechanism was initially proposed in computer vision [18, 30] to reduce the computational complexity by focusing on specific parts of an image rather than the entire image. The introduction of the Transformer [38] demonstrated that the attention mechanism also shows great potential for other domains such as Natural Language Processing (NLP). Compared to sequence-based neural networks [39, 48], architectures based on attention exhibited better parallelism. In subsequent research, models based on attention mechanisms found applications in a wide range of fields, including machine translation [47], image classification [42], image generation [41], audio processing [49], and specific applications involving multi-modal data [34].", + "bbox": [ + 77, + 378, + 917, + 573 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Brauwers et al. [4] categorizes models using attention mechanisms into four components: query model, feature model, attention model, and output model. Researchers have extensively explored each of these components, such as applying hierarchical attention [24] in the feature model and enhanced scoring and alignment methods [25, 26] to address specific problems. Rebain et al. [32] utilized cross-attention as a better alternative to feature concatenation for conditioning neural field, while still considering attention an outside-representation operation. Our method modifies simple softmax alignment to introduce locality and make attention inside the representation structure.", + "bbox": [ + 77, + 575, + 917, + 749 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 79, + 783, + 239, + 806 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "We propose a novel implicit neural representation called Attention-based Localized implicit Neural Representation (ANR) to address the convergence and inefficiency challenges of MLP-based INR for high-frequency data. As depicted in Fig. 1, a hyper-network is designed to predict the feature vectors of data, also referred to as representation tokens, which we'll conveniently denote as 'R-Token' in subsequent sections.", + "bbox": [ + 79, + 830, + 917, + 947 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "bbox": [ + 101, + 14, + 837, + 34 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 900, + 16, + 917, + 30 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/a62ccc710bb734d6b273784e772de2e0f29ac4c9c2f7540a66084ad105b17834.jpg", + "image_caption": [ + "Fig. 3: Visualization of Dot-Product Attention, Localized Attention Layer, and ANR. The term 'm' is a hyper-parameter that serves to set a threshold for attention weights." + ], + "image_footnote": [], + "bbox": [ + 167, + 55, + 832, + 232 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "R-Token is a feature matrix denoted as $D \\in \\mathbb{R}^{d \\times N}$ , where $N$ represents the number of feature tokens, and $d$ is the dimension of each feature. In the experiments, $N$ can be adjusted to accommodate varying data sizes.", + "bbox": [ + 72, + 323, + 920, + 380 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Without loss of generality, we will focus on the problem of image signal reconstruction in this section. Specifically, we focus on fitting the mapping from query coordinates to the RGB values of the given images.", + "bbox": [ + 72, + 383, + 920, + 443 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Attention-based Localized INR", + "text_level": 1, + "bbox": [ + 75, + 474, + 523, + 492 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "ANR is a novel INR architecture that benefits from the integration of the localized attention mechanism to the INR. Specifically, the input coordinate positional embeddings are considered query signals, and the Localized Attention Layer (LAL) can seek and filter the signals within the R-Tokens. The filtered signals are proven to be wave signals whose spectrum is expanded by the following MLPs. Since R-Tokens are instance-specific and the following MLP is instance agnostic, we can treat the R-Tokens as modulated data representation and the remaining parts as a data-structure-related representation converter. From this view, we can consider ANR as the composition of an R-Tokens data representation and a representation converter.", + "bbox": [ + 72, + 510, + 922, + 705 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "ANR Architecture. ANR simulates a mapping from the input coordinate $c$ to target signal $s$ . Similar to normal INRs, it can be formulated as $f_{\\theta} : \\mathbb{R}^{C} \\to \\mathbb{R}^{S}$ , where $C$ and $S$ are the dimensions of the input and output, respectively. ANR consists of some necessary modules, and its details are depicted in Fig. 3. Firstly, we apply Fourier mapping as the positional embedding (P.E.) operation, in which coordinate queries will be converted to a set of wave signals with different frequencies. Denoting $p$ as the dimension of $c$ , the P.E. of $c$ should have the form:", + "bbox": [ + 72, + 739, + 917, + 876 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\gamma (c) = \\sin (\\varOmega c + \\phi), \\tag{1}\n$$\n", + "text_format": "latex", + "bbox": [ + 387, + 895, + 917, + 921 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $\\varOmega\\in\\mathbb{R}^{p\\times C}$ represents the P.E. spectrum and $\\phi \\in \\mathbb{R}^p$ is the phase bias.", + "bbox": [ + 75, + 928, + 888, + 947 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 77, + 16, + 94, + 30 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 300, + 32 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Let $N$ be the token number of R-Tokens and $d$ their feature dimension. The matrix $D \\in \\mathbb{R}^{d \\times N}$ represents R-Tokens. We transform R-Tokens to attention key and value matrices $K, V \\in \\mathbb{R}^{d \\times N}$ and $\\gamma(c)$ to a query matrix $Q \\in \\mathbb{R}^d$ using linear projection. We formulate the process as below:", + "bbox": [ + 75, + 55, + 920, + 134 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nQ = W _ {q} \\gamma (c), K = W _ {k} D, V = W _ {v} D, \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 312, + 144, + 915, + 164 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $W_{q}\\in \\mathbb{R}^{d\\times p}$ $W_{k},\\in \\mathbb{R}^{d\\times d}$ are transform matrices respectively.", + "bbox": [ + 75, + 172, + 786, + 191 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Afterward, the Localized Attention Layer will fuse the features of D and $\\gamma (c)$ and the subsequent MLP layers will expand the spectrum of the fused features and derive the final output. The localized Attention Layer will be introduced in the following subsection. Denoting \"o\" as the function composition operator, the forward process of ANR can be formulated as follows:", + "bbox": [ + 72, + 193, + 920, + 289 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nf _ {\\theta} (c, D) = \\operatorname {A N R} (\\gamma (c), D) = \\mathrm {M L P} \\circ \\mathrm {L A L} \\left(W _ {q} \\gamma (c), W _ {k} D, W _ {v} D\\right). \\tag {3}\n$$\n", + "text_format": "latex", + "bbox": [ + 193, + 300, + 915, + 320 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Localized Attention Layer. Compared to the origin attention mechanism shown in Eq. (4), we propose the localized attention mechanism with a more accurate attention alignment process. If we apply the softmax function to align attention weights (softmax alignment), every key holds a small weight in the attention map. Those small weights act as unrelated connections between queries and target signals, hindering the ANR's representation capability. We provide the comparison experiments in Appendix H.", + "bbox": [ + 72, + 344, + 917, + 479 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "As depicted in Fig. 3, the LAL replaces the simple softmax with L-softmax. L-softmax utilizes a threshold $m$ as attention map activation to round those small attention map values to zero. The LAL can be formulated as Eq. (5):", + "bbox": [ + 72, + 479, + 917, + 539 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {A t t e n t i o n} (Q, K, V) = \\operatorname {s o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 268, + 549, + 915, + 590 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {L A L} (Q, K, V) = \\operatorname {L - s o f t m a x} _ {m} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 283, + 604, + 915, + 645 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $Q$ , $K$ , and $V$ stand for query, key, and value of the attention layer, $d_k$ stands for the length of the attention feature, and $m$ is a constant hyperparameter used in the L-softmax alignment, respectively.", + "bbox": [ + 72, + 648, + 917, + 708 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The L-softmax alignment strengthens the locality of the attention layer by selecting and combining only the tokens nearest to the query. The L-softmax makes the output localized and stops those irrelevant backpropagated gradients. We formulate the process as Eq. (6):", + "bbox": [ + 72, + 708, + 917, + 786 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\text {L - s o f t m a x} _ {m} (x) = \\text {L o c a l i z e} (\\text {s o f t m a x} (x), m), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 261, + 798, + 915, + 814 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $x$ is the computed attention weights and the Localize operation normalizes the input matrices so that their last dimension sums up to one, as defined below:", + "bbox": [ + 72, + 824, + 917, + 865 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\operatorname {L o c a l i z e} (x, m) = \\operatorname {N o r m a l i z e} (\\operatorname {R e L U} (x - m)). \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 263, + 886, + 915, + 904 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "After applying the attention map activation, the irrelevant weights are removed, accelerating the network's convergence.", + "bbox": [ + 72, + 908, + 917, + 949 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "bbox": [ + 101, + 14, + 837, + 32 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 900, + 16, + 917, + 30 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The LAL Serves as a Signal Filter. We delve into a detailed examination of the properties of the ANR and investigate its constituent modules.", + "bbox": [ + 77, + 53, + 917, + 92 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In the initial input layer, each neuron $x$ is transformed utilizing Fourier position embedding. Specifically, each neuron is converted into a wave signal by a trigonometric function $\\gamma_{i}(x) = \\sin (\\omega_{i}x + \\phi_{i})$ (also referred to as a wave function). At this stage, the input layer's neurons consist of a single wave function, where $\\omega_{i}$ is considered the base frequency, and $\\phi_{i}$ denotes the phase bias.", + "bbox": [ + 77, + 95, + 917, + 191 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We treat the Fourier embedding as initial wave signals. For those neurons whose output is obtained by summing wave functions with specific weights, we consider each of them to be a set of wave signals with spectrum $\\Omega$ . Let $\\varPsi(x,\\varOmega)$ be a set of wave signals with the form:", + "bbox": [ + 77, + 191, + 917, + 268 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\varPsi (x, \\Omega) = \\sum_ {\\omega \\in \\Omega} A _ {\\omega} \\sin \\left(\\langle \\omega , x \\rangle + \\phi_ {w}\\right), \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 309, + 282, + 912, + 321 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $x$ represents the spatial variable, $\\omega$ is the basic frequency belongs to the frequency set $\\Omega$ , $A_{\\omega}$ is the signal magnitude, and $\\phi_{\\omega}$ is phase bias.", + "bbox": [ + 77, + 333, + 917, + 372 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Proposition 1. The application of multiplication and addition operations to a set of wave signals $\\Psi(x, \\Omega)$ results in a new set of wave signals $\\Psi(x, \\Omega')$ .", + "bbox": [ + 79, + 383, + 917, + 422 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Proposition 2. All analytic activation functions (e.g. $ReLU$ and sinusoids) can be effectively approximated by polynomial functions $\\rho(x) = \\sum_{k=0}^{K} \\alpha_k x^k$ , thereby expanding the spectrum of the original wave signals $\\Psi(x, \\Omega)$ and generating a new set of waves $\\Psi(x, \\Omega')$ .", + "bbox": [ + 79, + 434, + 917, + 515 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "These propositions, as demonstrated by Yüce et al. [45], underpin our understanding of the Localized Attention Layer (LAL). As discussed in Section 3.1, the LAL primarily encompasses:", + "bbox": [ + 77, + 526, + 917, + 583 + ], + "page_idx": 7 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "(1) Linear transformations, including scaling and matrix multiplication.", + "(2) Non-linear ReLU activation.", + "(3) Filtering, normalization, and softmax activation." + ], + "bbox": [ + 121, + 588, + 881, + 652 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "It's worth noting that the softmax activation can be viewed as a normalization step following an exponential function. Because the input to the softmax function is an attention weight that is much smaller than 1, we can represent the exponential function using the first $K$ terms of its Taylor series expansion: $\\exp(x) = \\sum_{k=0}^{K} \\frac{x^k}{k!}$ .", + "bbox": [ + 77, + 655, + 917, + 756 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Drawing from Proposition 1 and Proposition 2, we infer that operations (1, 2) within the LAL merely process the input wave signals to a new wave set. So we can infer that the core mechanism of the LAL is the filtering and normalization (operation 3), which differentiates it from an MLP. In conclusion, the LAL serves as a signal filter. We provide a more detailed discussion in Appendix C.", + "bbox": [ + 77, + 756, + 917, + 852 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.2 Anti-aliasing with Variational Coordinates", + "text_level": 1, + "bbox": [ + 79, + 878, + 658, + 897 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "In our initial experiment, we observed that coordinate P.E. with low frequencies resulted in very smooth reconstructions, showing that the attention layer", + "bbox": [ + 79, + 908, + 917, + 947 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 77, + 16, + 94, + 30 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 32 + ], + "page_idx": 7 + }, + { + "type": "image", + "img_path": "images/fa603a4c706bda2f405e2dcef46e5d6a6051b62388966e87f0c8cb5723ae9025.jpg", + "image_caption": [ + "Fig. 4: Visualization of the Variational Coordinates. Original coordinates are sampled at specific fixed positions. Our strategy is to sample coordinates from a distribution." + ], + "image_footnote": [], + "bbox": [ + 307, + 50, + 692, + 188 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "can fit continuous signals even if dot-product attention layers exhibit extreme nonlinearity [15]. In other words, ANR is still a continuous signal representation. We provide the experiment details in Appendix D.", + "bbox": [ + 72, + 279, + 917, + 338 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "However, overly high-frequency inputs led to the aliasing problem as we discussed in Sec. 2.2, which means that the interpolated points between original coordinates could be meaningless. It should be emphasized that the aliasing problem is widespread in all kinds of INR architectures.", + "bbox": [ + 72, + 339, + 917, + 416 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Taking inspiration from variational autoencoders (VAEs) [16], we expand the coordinate sample space from fixed positions to a presumed distribution. We posit that coordinates, like any real-world data, are subject to noise. Therefore, we introduce Gaussian shifts to coordinates for better modeling of the inherent variability in empirical data, not just a regularization strategy.", + "bbox": [ + 72, + 417, + 917, + 515 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "As illustrate in Fig. 4, we sample the variational coordinates of each pixel $c_{\\mathrm{var}}$ that is perturbed based on uniform-sampled coordinates $c$ , as shown below:", + "bbox": [ + 75, + 517, + 917, + 554 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\nc _ {\\text {v a r}} = c + \\alpha V, \\quad V \\sim \\mathcal {N} (0, \\sigma^ {2}), \\quad V \\in [ - v _ {\\text {d e v}}, v _ {\\text {d e v}} ], \\tag {9}\n$$\n", + "text_format": "latex", + "bbox": [ + 225, + 577, + 917, + 601 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "where $\\sigma$ represents the standard deviation, $\\alpha$ is the scaling factor, and $v_{\\mathrm{dev}}$ denotes a constraining factor to limit the maximum deviation. This constraint ensures that the fluctuation range of sampled coordinates falls within the range of adjacent original coordinates.", + "bbox": [ + 72, + 611, + 917, + 687 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "After resolving the aliasing problem, the interpolation in coordinate space becomes a meaningful and natural super-resolution method. To aid comprehension, we provide a brief visualization of how to solve the aliasing problem in 1D signal fitting in Appendix F.", + "bbox": [ + 72, + 691, + 917, + 769 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 75, + 804, + 309, + 826 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In this section, we first provide an overview of the experimental setup and dataset collection. Subsequently, we present the experiment details on reconstruction tasks and view synthesis tasks on which we compare the convergence speed and parameter efficiency of ANR and MLP-based INR. Lastly, we gave an ablation study about the ANR.", + "bbox": [ + 72, + 852, + 917, + 947 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "bbox": [ + 101, + 14, + 837, + 32 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 900, + 16, + 917, + 29 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Experimental Settings", + "text_level": 1, + "bbox": [ + 77, + 56, + 414, + 74 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Data Collection. Our study utilizes a diverse set of datasets: CelebA [23] for human facial images, LSUN [43] for outdoor scenes, ERA5 [11] for global temperature data, and Learnit Shapenet's Cars and Chairs subsets [6] for view synthesis tasks.", + "bbox": [ + 77, + 95, + 917, + 170 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Baseline Comparisons. We benchmark our proposed ANR model against INR based on MLP [7,14] with different parameters modulation methods, e.g. grouping used by TransINR [7] and matrix modulation used by IPC [14]. The modulation method enables the hyper-network to predict only a small number (the \"mod\" value) of columns instead of the whole transform matrix of MLP. All experiments are conducted under controlled conditions, keeping the hardware and software settings constant across different model iterations. Moreover, we provide the experiment details of the periodic activation function's performance in Appendix E, which we found unsuitable for predicting INR utilizing a hypernetwork framework.", + "bbox": [ + 77, + 173, + 917, + 365 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Evaluation Metrics. We use mean squared error (MSE) as the loss function for all reconstruction tasks, which is consistent with typical reconstruction tasks. The evaluation metrics encompass the average PSNR computed on the validation set and the representation parameter size (the size of the feature vectors).", + "bbox": [ + 77, + 367, + 917, + 445 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Experimental Procedures. The model is trained using a batch size of 18 for the CelebA dataset, 16 for the LSUN dataset and ERA5 Dataset, and 18 for the Learnit Shapenet Dataset (sample 512 rays for each data instance), respectively. The training learning rate is 5e-5, and the training optimizer is Adam. The model is trained for 200k steps on CelebA, 100k steps on LSUN, 70k steps on ERA5, and 200k steps on Shapenet. The depth of both the encoders and decoders of the hyper-network is 6 for all experiments. To further improve the performance of ANR, we explore the hyper-network structure and find that a hyper-network that utilizes cross-attention is better than self-attention [7]. We provide the discussion of the hyper-network structure in Appendix A.", + "bbox": [ + 77, + 448, + 917, + 640 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Other Settings. It's worth noting that the feature vector for data representation is identified as R-Tokens when employing the hyper-network to predict R-Tokens for ANR. Conversely, if the hyper-network is utilized for predicting MLP-based INR, the feature vector comprises the weights of the MLP. We provide more experiment implementation details in Appendix B.", + "bbox": [ + 77, + 643, + 917, + 739 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "4.2 ANR Performance Overview", + "text_level": 1, + "bbox": [ + 77, + 773, + 491, + 791 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "We show that ANRs lead to better convergence on reconstruction tasks, as depicted in Tab. 1. Our experiments on CelebA and LSUN show that ANRs require a smaller size of feature vector (Repr. Params) to represent each data instance, as shown in Fig. 5. Moreover, ANR can efficiently represent relatively invariant characteristics and perform better on the ERA5 dataset. We also test ANR for other tasks directly and find it performs well. The inference examples of ANR on Learnit Shapenet are shown in Fig. 6 and those on ERA5 are shown in", + "bbox": [ + 77, + 813, + 917, + 947 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 32 + ], + "page_idx": 9 + }, + { + "type": "image", + "img_path": "images/cb774ba6d4a156b93cf5a77b6ce602216e8a313747a5774dd9c210ead3fbe315.jpg", + "image_caption": [ + "Fig. 5: Reconstruction performance on CelebA dataset and LSUN dataset. The size of each point stands for the representation sizes of data instances. The term “ $\\mod(x)$ ” stands for the parameters modulation setting used by TransINR [7] and IPC [14], which limits the predicted maximum columns of MLP weights. The depth of the whole MLP used in the INR functions is annotated beside the data points with the form “D(x)”." + ], + "image_footnote": [], + "bbox": [ + 101, + 61, + 467, + 237 + ], + "page_idx": 10 + }, + { + "type": "image", + "img_path": "images/58f93b23155414c3fa953f37597d438196cc768738b0413bc31f628b142ea3f4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 510, + 61, + 876, + 237 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Appendix G. We also provide additional results for model performance comparison in Appendix J. In conclusion, ANR achieves faster and more accurate convergence and exceeds in data representation efficiency.", + "bbox": [ + 75, + 377, + 920, + 437 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.3 Attention Beats Linear on Reconstruction Tasks", + "text_level": 1, + "bbox": [ + 75, + 460, + 733, + 479 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "CelebA. We first compared the convergence speed and effectiveness of ANR and MLP-based INR on the human facial dataset CelebA. Every input image is scaled to $128 \\times 128$ and then normalized to $[0,1]$ . Images in the CelebA dataset hold many edges, such as hairs, eyes, and various backgrounds. Experiments show that ANR outperforms MLP-based INR significantly on this dataset.", + "bbox": [ + 72, + 487, + 917, + 585 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "LSUN. The performance of ANR and MLP-based INR are also compared on the LSUN church dataset. We set the size of the target images to $256 \\times 256$ so that images contain more details. Experiments show that on the LSUN dataset, ANR still exhibits significantly faster convergence.", + "bbox": [ + 72, + 585, + 917, + 661 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "ERA5. Although the input coordinates of the Earth's surface temperature data are in latitude and longitude, we can consider it as a numerical field with Cartesian coordinates. However, because the earth's temperature field is highly dependent on the earth's physical structures, the target image always holds similar borders. Experiments show that ANR can better represent these less varied data and it is more parameter-efficient.", + "bbox": [ + 72, + 663, + 917, + 780 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.4 ANR is Efficient for View Synthesis", + "text_level": 1, + "bbox": [ + 75, + 804, + 581, + 824 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "To demonstrate that the memorization of the radiance field by ANR is exclusively achieved through R-Tokens, we employ ANR directly to model the radiance field, ensuring the MLP representation converter remains data-agnostic. Experiments show that ANR performs view synthesis like NeRF [29] by establishing a mapping from spatial coordinates $(x,y,z)$ to opacity $\\sigma$ and color (RGB), simulating the physical propagation of light rays in the real world.", + "bbox": [ + 72, + 830, + 917, + 949 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "bbox": [ + 101, + 14, + 837, + 34 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 891, + 16, + 915, + 30 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/68ebf3bc3b697842203ea3c67ba0142e1b747080a32d4057dd620f36bd186275.jpg", + "table_caption": [ + "Table 1: Evaluations are conducted on image data, specifically CelebA dataset and LSUN dataset, as well as earth temperature fields obtained from ERA5. We compare our ANR with TransINR [7] and IPC [14]. The term \"Repr. Params\" denotes the size of the feature vector generated by the hyper-network for data representation. The term \"All Params\" encompasses the total count of parameters for all functions within the Incremental Neural Representation (INR) framework." + ], + "table_footnote": [], + "table_body": "
DatasetInput SizeMethodGlobal/Repr. MLP DepthMSE↓PSNR↑Repr. ParamsAll ParamsSteps
CelebA128*128*3TransINR0/1227.5e-536.25722k2891k200k
IPC11/121.4e-537.23131k2891k200k
IPC5/118.5e-537.95131k1314k200k
ANR(Ours)5/02.2e-547.25131k1970k200k
LSUN256*256*3TransINR0/124.6e-324.21591k2365k100k
IPC11/13.1e-326.00131k2891k100k
IPC5/13.3e-325.67131k1314k100k
ANR(Ours)5/02.2e-327.54131k1969k100k
ANR(Ours)7/01.9e-328.30131k2757k100k
ERA5181*360*1TransINR0/838.5e-644.65229k1839k70k
IPC7/140.8e-644.05131k1839k70k
ANR(Ours)5/09.3e-651.49131k1969k70k
", + "bbox": [ + 77, + 177, + 917, + 466 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Learnit Shapenet. We conduct experiments on Learnit Shapenet's subsets Cars and Chairs. The view synthesis results are depicted in Fig. 6, showing that NeRFs based on ANR memorize shape information better, while those based on MLP tend to memorize mean shapes and mean colors first. We evaluate the mean PSNR values on the Cars and Chairs test set separately. The experiments indicate that the PSNR performance of ANR NeRF is better than IPC NeRF, as shown in Tab. 2.", + "bbox": [ + 77, + 502, + 917, + 637 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "4.5 Ablation Study", + "text_level": 1, + "bbox": [ + 79, + 665, + 329, + 686 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Anti-Aliasing is Efficient Enough. Compared to training, we use denser coordinates to get the \"interpolated\" result of an image, in other words, to achieve super-resolution. As shown in Fig. 7, introducing variational coordinates noticeably mitigates the negative effects caused by overly high-frequency inputs. As discussed before, MLP-based INR also suffers from the aliasing problem. With the anti-aliasing method, both ANR and MLP-based INR that are directly generated by a hyper-network can simulate a smooth reconstruction result.", + "bbox": [ + 77, + 695, + 917, + 830 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Threshold boosts Localized Attention. During the attention alignment process, we utilize a threshold to clip those small attention weight values to zero. We compare the experiments on whether applying a localized attention layer instead of a normal attention layer which is discussed in Appendix H. We find that a thresholded attention map that stops the irrelevant backpropagated gradient does help to accelerate the convergence process. Subsequently, a local", + "bbox": [ + 77, + 832, + 917, + 947 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 32 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/f50aba8cee123284f5405179ed64ebad2a28b6d8d445b884eed5a9ccfad66059.jpg", + "table_caption": [ + "Table 2: Results of view synthesis on Learnit Shapenet Cars and Chairs. We compare our ANR with IPC [14]. The term \"Repr. Params\" refers to the feature vector size. The experiments are trained over 100k steps." + ], + "table_footnote": [], + "table_body": "
ShapeNeRFMSE↓PSNR↑Repr. ParamsSteps
CarsIPC3.59e-326.44131k200k
ANR(Ours)3.45e-326.57131k200k
ChairsIPC12.2e-321.07131k200k
ANR(Ours)11.0e-321.45131k200k
", + "bbox": [ + 205, + 123, + 784, + 243 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/d03d567c354a8512c5edee0a66fdbf8bca89e0dc68c78e0f54e389e77d9a2cf7.jpg", + "image_caption": [ + "Fig. 6: The view synthesis result of NeRFs on the Learnit Shapenet dataset with the same training step setting. ANR NeRFs memorize shape information better, while MLP NeRFs tend to memorize mean shapes and mean colors first." + ], + "image_footnote": [], + "bbox": [ + 244, + 278, + 750, + 528 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "pattern of data will only guide the training of some representing vectors, enabling a better reconstruction.", + "bbox": [ + 72, + 650, + 917, + 687 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Learning Downstream Tasks utilizing ANR as Prerequisite. To show that the ANR is a representation form that can be further used in downstream tasks, we provide an example experiment for diffusion generation tasks [12]. As shown in Fig. 8, we test diffusion training on the CelebA dataset and provide the diffusion sampling examples while the model is trained for different steps. The main modification for this experiment is inserting a token containing time information into the R-Tokens. Through the modification, we get the modified RTokens containing both time and data information. Because those tokens are the intermediate outputs of the transformer, we can effortlessly denoise these tokens using the transformer. It's worth noting that the representation size could be one limitation of a generative model's capability. Owing to space constraints, we only use the instance-specific representation vectors (R-Tokens) of ANR as the representation form. We provide more details in Appendix I.", + "bbox": [ + 72, + 695, + 920, + 949 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Attention Beats Linear for Fast Implicit Neural Representation Generation", + "bbox": [ + 101, + 14, + 837, + 34 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 891, + 16, + 917, + 30 + ], + "page_idx": 12 + }, + { + "type": "image", + "img_path": "images/05b4d540d0c96910cc27a9b7ea46ac135c36f44a5e1cab54f6292f6456c8801e.jpg", + "image_caption": [ + "Fig. 7: Super-resolution result of ANR and MLP-based INR. SR scaling ratio is 2.0. The anti-aliasing method prevents neural representation from learning aliased signals." + ], + "image_footnote": [], + "bbox": [ + 268, + 52, + 728, + 227 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/9c6885b9c197e4663284b1bb0e1e06d107c8fb5084fc52cbf2de836bfab41ac8.jpg", + "image_caption": [ + "Fig. 8: The diffusion sampling examples while the model is trained for different steps." + ], + "image_footnote": [], + "bbox": [ + 222, + 297, + 772, + 391 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 75, + 460, + 288, + 479 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "We propose Attention-based Localized implicit Neural Representation (ANR), an innovative framework that significantly enhances the efficiency of neural representation, particularly in accommodating substantial and high-frequency data. Relying on feature tokens for data representation rather than the conventional weight and bias parameters of MLP, ANR marks a departure from traditional INRs. We introduce the L-softmax alignment, a solution to the pervasive issue of attention map generation in conventional softmax alignment. By constraining insignificant attention weights to zero, this mechanism enables a more focused and efficient training procedure. Moreover, the utilization of variational coordinates in addressing the aliasing problem within ANRs has demonstrated its efficacy in enhancing the robustness and accuracy of the model. The extensive experiments not only validate the efficacy of ANRs but also underscore their superiority over conventional MLP-based INRs. The observed faster convergence rates and superior handling of diverse data modalities, such as 3D shapes, serve as compelling evidence of ANR's robustness and versatility.", + "bbox": [ + 72, + 500, + 934, + 791 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In essence, the contributions made in this study elucidate the potential of ANRs in revolutionizing neural representation learning, offering a more efficient and adaptable framework capable of addressing complex data patterns across multiple domains. ANRs represent a promising avenue for future exploration and development.", + "bbox": [ + 72, + 793, + 922, + 891 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 32 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgements", + "text_level": 1, + "bbox": [ + 77, + 53, + 351, + 74 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "This work is supported by the National Key R&D Program of China (Grant No. 2022ZD0160703), the National Natural Science Foundation of China (Grant No. 62202422), the Natural Science Foundation of Shandong Province (Grant No. ZR2021MH227), and Shanghai Artificial Intelligence Laboratory.", + "bbox": [ + 72, + 95, + 920, + 175 + ], + "page_idx": 14 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 77, + 206, + 234, + 224 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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Zhuang, Y.: Filtering in neural implicit functions. arXiv preprint arXiv:2201.13013 (2022)" + ], + "bbox": [ + 77, + 56, + 917, + 308 + ], + "page_idx": 17 + }, + { + "type": "page_number", + "text": "18", + "bbox": [ + 79, + 16, + 104, + 30 + ], + "page_idx": 17 + }, + { + "type": "header", + "text": "S Zhang et al.", + "bbox": [ + 157, + 14, + 297, + 32 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_model.json b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_model.json new file mode 100644 index 0000000000000000000000000000000000000000..3e06326c944be0e32ef0a3d53090cee96d80fe83 --- /dev/null +++ b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_model.json @@ -0,0 +1,2414 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.1, + 0.049, + 0.9, + 0.106 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "text", + "bbox": [ + 0.123, + 0.141, + 0.876, + 0.184 + ], + "angle": 0, + "content": "Shuyi Zhang\\(^{1,\\dagger}\\), Ke Liu\\(^{1,\\dagger}\\), Jingjun Gu\\(^{1,\\dagger}\\), Xiaoxu Cai\\(^{1}\\), Zhihua Wang\\(^{1}\\), Jiajun Bu\\(^{1}\\), Haishuai Wang\\(^{1,2,*}\\)" + }, + { + "type": "text", + "bbox": [ + 0.144, + 0.195, + 0.856, + 0.286 + ], + "angle": 0, + "content": "\\(^{1}\\)Zhejiang Provincial Key Laboratory of Service Robot, College of Computer Science, Zhejiang University, Hangzhou, China \\(^{2}\\)Shanghai Artificial Intelligence Laboratory, Shanghai, China {zhangshuyi, keliu99, gjj, xiaoxu.cai, zhihua_wang}@zju.edu.cn {bjj, haishuai.wang}@zju.edu.cn" + }, + { + "type": "text", + "bbox": [ + 0.149, + 0.351, + 0.851, + 0.78 + ], + "angle": 0, + "content": "Abstract. Implicit Neural Representation (INR) has gained increasing popularity as a data representation method, serving as a prerequisite for innovative generation models. Unlike gradient-based methods, which exhibit lower efficiency in inference, the adoption of hyper-network for generating parameters in Multi-Layer Perceptrons (MLP), responsible for executing INR functions, has surfaced as a promising and efficient alternative. However, as a global continuous function, MLP is challenging in modeling highly discontinuous signals, resulting in slow convergence during the training phase and inaccurate reconstruction performance. Moreover, MLP requires massive representation parameters, which implies inefficiencies in data representation. In this paper, we propose a novel Attention-based Localized INR (ANR) composed of a localized attention layer (LAL) and a global MLP that integrates coordinate features with data features and converts them to meaningful outputs. Subsequently, we design an instance representation framework that delivers a transformer-like hyper-network to represent data instances as a compact representation vector. With instance-specific representation vector and instance-agnostic ANR parameters, the target signals are well reconstructed as a continuous function. We further address aliasing artifacts with variational coordinates when obtaining the super-resolution inference results. Extensive experimentation across four datasets showcases the notable efficacy of our ANR method, e.g. enhancing the PSNR value from 37.95dB to 47.25dB on the CelebA dataset. Code is released at https://github.com/Roninton/ANR." + }, + { + "type": "text", + "bbox": [ + 0.144, + 0.799, + 0.851, + 0.836 + ], + "angle": 0, + "content": "Keywords: Implicit Neural Representation \\(\\cdot\\) Localized Attention \\(\\cdot\\) Representation Learning" + }, + { + "type": "page_footnote", + "bbox": [ + 0.1, + 0.913, + 0.674, + 0.931 + ], + "angle": 0, + "content": "† The first three authors contributed equally to this work." + }, + { + "type": "page_footnote", + "bbox": [ + 0.1, + 0.931, + 0.781, + 0.949 + ], + "angle": 0, + "content": "* Corresponding author: Haishuai Wang (haishuai.wang@zju.edu.cn)." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.079, + 0.018, + 0.095, + 0.03 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.298, + 0.032 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "title", + "bbox": [ + 0.078, + 0.055, + 0.31, + 0.074 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.092, + 0.923, + 0.403 + ], + "angle": 0, + "content": "Implicit Neural Representation (INR) has recently demonstrated its proficiency in data representation. Due to its adeptness in handling multi-modal data and its efficiency in representing high-dimensional data, INR serves as a foundational prerequisite for innovative generation models [5, 13]. Specifically, INR can represent data such as 2D images and 3D scenes by the parameters of neural networks, i.e. Multi-layer Perceptrons (MLPs), that establish mappings from coordinate queries to data contents. Gradient-based methods [10, 35] have been employed to acquire the INR function by optimizing it through gradient descent to fit the target signals. Although these methods could adeptly represent a data instance, their drawback lies in their inference inefficiency, as each inference necessitates additional gradient descent steps. To overcome this limitation, Transformer-like hyper-networks [7, 14] have been proposed to directly generate the parameters of MLP, which forms the INR function. Applying a hyper-network simplifies the training process and benefits the downstream tasks, resolving the inference difficulty and enabling the model to learn a better inductive bias for the whole dataset." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.404, + 0.921, + 0.501 + ], + "angle": 0, + "content": "However, the MLP-based INR requires a substantial representation parameter size. To mitigate the parameter explosion issue as the depth of MLPs increases, previous studies have attempted to modulate the representation parameters instead of the entire MLP. However, the effectiveness of modulation directly impacts the representation quality, thereby influencing downstream tasks." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.501, + 0.922, + 0.6 + ], + "angle": 0, + "content": "Moreover, the MLP-based INR fails to represent the details due to the exponentially increasing difficulty in learning high-frequency components [21], such as edges in images, hairs in 3D meshes, and high-pitched sounds in audio data. Previous research has proposed methods to enhance MLPs for capturing high-frequency components, including the application of coordinate positional embed" + }, + { + "type": "image", + "bbox": [ + 0.165, + 0.629, + 0.825, + 0.804 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.819, + 0.923, + 0.945 + ], + "angle": 0, + "content": "Fig. 1: The framework overview and different INR functions: (i) (Left) The framework overview, INR reconstructs the mapping from coordinates and values. (ii)(Mid) ANR as INR functions. An ANR's parameters are data agnostic and it consists of a localized attention layer and linear components. We transform the coordinates inputs to attention Queries and get attention Keys/Values based on the previously generated R-Token. (iii)(Right) MLP as INR functions. Except for the modulated MLP for representation data instance, the other MLPs are data agnostic." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.103, + 0.015, + 0.839, + 0.035 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.919, + 0.031 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.205, + 0.053, + 0.795, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.076, + 0.252, + 0.923, + 0.309 + ], + "angle": 0, + "content": "Fig. 2: Reconstruction result of ANR and MLP-based INR, on CelebA \\((128 \\times 128)\\) and LSUN dataset \\((256 \\times 256)\\). Both experiments employ a training batch size 24 and are trained over 100k epochs. The red border images are the details of the original picture." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.345, + 0.921, + 0.425 + ], + "angle": 0, + "content": "ding (P.E.) [29,37,50] and the introduction of periodic activation [35]. However, the integration of periodic activation is unsuitable for directly predicting INR with hyper-network due to its strict initialization scheme. The utilization of coordinate P.E. may give rise to complications, such as aliasing artifacts [45]." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.425, + 0.921, + 0.717 + ], + "angle": 0, + "content": "In this paper, we integrate a localized attention layer (LAL) into INRs and propose a novel INR architecture, named Attention-based localized implicit Neural Representation (ANR), as illustrated in Fig. 1. Our ANR accepts an instance-specific data feature and an instance-agnostic coordinate feature and applies an attention module to fuse them, followed by an instance-agnostic MLP that derives the output values. To further improve the precision of the ANR, we introduce the L-softmax alignment in the attention fusion module, which ensures that gradients are backpropagated only through partial representation vectors. Then, to acquire the feature of each data instance, we employ a transformer-like hyper-network to predict the instance-specific feature vectors, supplanting the conventional prediction of a huge amount of parameters in MLP-based INR [7]. Furthermore, we address the INR aliasing problem with variational coordinates. The use of ANRs results in accelerated convergence and superior representation performance compared to the MLP-based INRs, as depicted in Fig. 2. In summary, the key contributions of this work are as follows:" + }, + { + "type": "text", + "bbox": [ + 0.099, + 0.719, + 0.918, + 0.775 + ], + "angle": 0, + "content": "- We propose a novel attention-based INR architecture named ANR and a corresponding hyper-network to generate ANRs, which form continuous functions and efficiently represent large-size and high-frequency signals." + }, + { + "type": "text", + "bbox": [ + 0.099, + 0.781, + 0.917, + 0.819 + ], + "angle": 0, + "content": "- We introduce a localized softmax alignment to focus ANR on the most related tokens, leading to better representation ability." + }, + { + "type": "text", + "bbox": [ + 0.099, + 0.823, + 0.918, + 0.88 + ], + "angle": 0, + "content": "- We analyze the aliasing problem when generating INRs with the hypernetwork and address the problem with variational coordinates, by examining the ANR mechanism and evaluating its characteristics." + }, + { + "type": "text", + "bbox": [ + 0.099, + 0.884, + 0.918, + 0.942 + ], + "angle": 0, + "content": "- Extensive experiments show that (i) ANRs could perform faster convergence and better representation than MLP-based INRs, and (ii) ANRs could handle various modalities of data, including images and 3D shapes." + }, + { + "type": "list", + "bbox": [ + 0.099, + 0.719, + 0.918, + 0.942 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.018, + 0.095, + 0.03 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.298, + 0.032 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "title", + "bbox": [ + 0.081, + 0.053, + 0.331, + 0.075 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "title", + "bbox": [ + 0.081, + 0.094, + 0.524, + 0.115 + ], + "angle": 0, + "content": "2.1 Implicit Neural Representation" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.128, + 0.92, + 0.44 + ], + "angle": 0, + "content": "Implicit neural representation [35] constructs a continuous mapping from input spatial or spatial-temporal coordinates \\( c \\in \\mathbb{R}^C \\) to target signals \\( s \\in \\mathbb{R}^S \\), where \\( C \\) and \\( S \\) are the dimensions of input and output respectively. Specifically, the neural network \\( f_{\\theta}: \\mathbb{R}^{C} \\to \\mathbb{R}^{S} \\) can be regarded as a parametric representation of the data, where \\( \\theta \\) denotes the parameters of the network. Due to the efficiency of representing high-dimensional data [10], INRs have worked well in tasks such as 3D shape representation [8,51] that may require massive storage space and computing power if using discrete data representations such as voxels and meshes. The target signal type could be just image RGB colors or other kinds of data attributes such as spatial transparency \\( \\sigma \\) that is often required in the Neural Radiance Field (NeRF) [20,29]. Extensive research has shown the surprising potential of INR for various types of tasks, including graph information processing [40], vision data compression [36], super-resolution [9,46], surface representation [8,22,51], volume rendering [1,29,44], generation tasks [5,13], and so on. Interestingly, cooperating with global data agnostic modules, single-layer structure representation could just be enough to represent a data instance [3,14]." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.442, + 0.92, + 0.789 + ], + "angle": 0, + "content": "As described before in Sec. 1, MLP-based INRs are a type of continuous representation used to store data information, regardless of spatial resolution. This approach has proven memory efficient, especially when dealing with high-dimensional data, such as 3D shapes. Conventionally, shape representation has been composed of voxel grids or triangular meshes. Although MLP-based INRs can theoretically fit any complicated mapping by making the network deeper and wider, they prioritize learning low-frequency signal components [21, 31]. Besides positional embedding and periodic activation, a few approaches have been innovated to speed up the convergence and rendering process. For example, decomposition-based methods [21, 33] applied many tiny MLPs instead of one as INR functions, and Martel et al. [27] utilized a multiscale adaptive coordinate network to achieve better results. The assumption of representation spatial proximity also benefits the representation [2, 19]. Although those methods do improve the representing ability of models, they either have usage limitations or introduce additional assumptions and computations. Our method fuses localized attention within the representation and enables a more localized parameterization. This approach enhances the capability of INR functions rather than outside-representation improvement." + }, + { + "type": "title", + "bbox": [ + 0.081, + 0.818, + 0.355, + 0.839 + ], + "angle": 0, + "content": "2.2 Aliasing Problem" + }, + { + "type": "text", + "bbox": [ + 0.081, + 0.85, + 0.919, + 0.948 + ], + "angle": 0, + "content": "Yüce et al. [45] discussed the failing cases when applying implicit neural representation to fit specific target signals, including imperfect recovery and the aliasing problem. We find that MLP-based INRs generated suffer from the same situation. So, how to settle the aliasing problem could be a common challenge of MLP-based INRs [17, 52], and ANRs." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.103, + 0.015, + 0.839, + 0.035 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.918, + 0.031 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.055, + 0.92, + 0.251 + ], + "angle": 0, + "content": "Inspired by variational autoencoder [16], we summarized the reasons for the aliasing problem. For experimental convenience and better performance, we often use slightly higher or even excessively high positional embedding frequencies, introducing very high-frequency components into the input signals. However, during training, the sparsely sampled input query coordinates are fixed at specific positions. Subsequently, constraint points exist only on fixed sparse coordinates, while the frequency of sampled coordinates is much lower than those of high-frequency components. Finally, the network learns a false amplitude for the excessively high-frequency input signals due to the low sampling frequency, which means the network learns false signal characteristics." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.252, + 0.918, + 0.31 + ], + "angle": 0, + "content": "Therefore, the aliasing problem means that INRs learn to reconstruct the signal with aliased high-frequency components, preventing INRs from reconstructing continuous and stable mapping." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.343, + 0.408, + 0.362 + ], + "angle": 0, + "content": "2.3 Attention Mechanism" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.38, + 0.92, + 0.575 + ], + "angle": 0, + "content": "The attention mechanism was initially proposed in computer vision [18, 30] to reduce the computational complexity by focusing on specific parts of an image rather than the entire image. The introduction of the Transformer [38] demonstrated that the attention mechanism also shows great potential for other domains such as Natural Language Processing (NLP). Compared to sequence-based neural networks [39, 48], architectures based on attention exhibited better parallelism. In subsequent research, models based on attention mechanisms found applications in a wide range of fields, including machine translation [47], image classification [42], image generation [41], audio processing [49], and specific applications involving multi-modal data [34]." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.577, + 0.92, + 0.751 + ], + "angle": 0, + "content": "Brauwers et al. [4] categorizes models using attention mechanisms into four components: query model, feature model, attention model, and output model. Researchers have extensively explored each of these components, such as applying hierarchical attention [24] in the feature model and enhanced scoring and alignment methods [25, 26] to address specific problems. Rebain et al. [32] utilized cross-attention as a better alternative to feature concatenation for conditioning neural field, while still considering attention an outside-representation operation. Our method modifies simple softmax alignment to introduce locality and make attention inside the representation structure." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.785, + 0.241, + 0.807 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.831, + 0.92, + 0.948 + ], + "angle": 0, + "content": "We propose a novel implicit neural representation called Attention-based Localized implicit Neural Representation (ANR) to address the convergence and inefficiency challenges of MLP-based INR for high-frequency data. As depicted in Fig. 1, a hyper-network is designed to predict the feature vectors of data, also referred to as representation tokens, which we'll conveniently denote as 'R-Token' in subsequent sections." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.079, + 0.017, + 0.096, + 0.031 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.302, + 0.034 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.168, + 0.056, + 0.835, + 0.234 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.248, + 0.921, + 0.285 + ], + "angle": 0, + "content": "Fig. 3: Visualization of Dot-Product Attention, Localized Attention Layer, and ANR. The term 'm' is a hyper-parameter that serves to set a threshold for attention weights." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.324, + 0.921, + 0.382 + ], + "angle": 0, + "content": "R-Token is a feature matrix denoted as \\( D \\in \\mathbb{R}^{d \\times N} \\), where \\( N \\) represents the number of feature tokens, and \\( d \\) is the dimension of each feature. In the experiments, \\( N \\) can be adjusted to accommodate varying data sizes." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.385, + 0.922, + 0.444 + ], + "angle": 0, + "content": "Without loss of generality, we will focus on the problem of image signal reconstruction in this section. Specifically, we focus on fitting the mapping from query coordinates to the RGB values of the given images." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.475, + 0.525, + 0.494 + ], + "angle": 0, + "content": "3.1 Attention-based Localized INR" + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.512, + 0.923, + 0.707 + ], + "angle": 0, + "content": "ANR is a novel INR architecture that benefits from the integration of the localized attention mechanism to the INR. Specifically, the input coordinate positional embeddings are considered query signals, and the Localized Attention Layer (LAL) can seek and filter the signals within the R-Tokens. The filtered signals are proven to be wave signals whose spectrum is expanded by the following MLPs. Since R-Tokens are instance-specific and the following MLP is instance agnostic, we can treat the R-Tokens as modulated data representation and the remaining parts as a data-structure-related representation converter. From this view, we can consider ANR as the composition of an R-Tokens data representation and a representation converter." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.74, + 0.92, + 0.877 + ], + "angle": 0, + "content": "ANR Architecture. ANR simulates a mapping from the input coordinate \\( c \\) to target signal \\( s \\). Similar to normal INRs, it can be formulated as \\( f_{\\theta} : \\mathbb{R}^{C} \\to \\mathbb{R}^{S} \\), where \\( C \\) and \\( S \\) are the dimensions of the input and output, respectively. ANR consists of some necessary modules, and its details are depicted in Fig. 3. Firstly, we apply Fourier mapping as the positional embedding (P.E.) operation, in which coordinate queries will be converted to a set of wave signals with different frequencies. Denoting \\( p \\) as the dimension of \\( c \\), the P.E. of \\( c \\) should have the form:" + }, + { + "type": "equation", + "bbox": [ + 0.388, + 0.897, + 0.919, + 0.922 + ], + "angle": 0, + "content": "\\[\n\\gamma (c) = \\sin (\\varOmega c + \\phi), \\tag{1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.929, + 0.889, + 0.949 + ], + "angle": 0, + "content": "where \\(\\varOmega\\in\\mathbb{R}^{p\\times C}\\) represents the P.E. spectrum and \\(\\phi \\in \\mathbb{R}^p\\) is the phase bias." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.102, + 0.015, + 0.839, + 0.033 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.92, + 0.031 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.056, + 0.921, + 0.136 + ], + "angle": 0, + "content": "Let \\(N\\) be the token number of R-Tokens and \\(d\\) their feature dimension. The matrix \\(D \\in \\mathbb{R}^{d \\times N}\\) represents R-Tokens. We transform R-Tokens to attention key and value matrices \\(K, V \\in \\mathbb{R}^{d \\times N}\\) and \\(\\gamma(c)\\) to a query matrix \\(Q \\in \\mathbb{R}^d\\) using linear projection. We formulate the process as below:" + }, + { + "type": "equation", + "bbox": [ + 0.314, + 0.146, + 0.916, + 0.165 + ], + "angle": 0, + "content": "\\[\nQ = W _ {q} \\gamma (c), K = W _ {k} D, V = W _ {v} D, \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.173, + 0.789, + 0.193 + ], + "angle": 0, + "content": "where \\(W_{q}\\in \\mathbb{R}^{d\\times p}\\) \\(W_{k},\\in \\mathbb{R}^{d\\times d}\\) are transform matrices respectively." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.194, + 0.921, + 0.291 + ], + "angle": 0, + "content": "Afterward, the Localized Attention Layer will fuse the features of D and \\(\\gamma (c)\\) and the subsequent MLP layers will expand the spectrum of the fused features and derive the final output. The localized Attention Layer will be introduced in the following subsection. Denoting \"o\" as the function composition operator, the forward process of ANR can be formulated as follows:" + }, + { + "type": "equation", + "bbox": [ + 0.194, + 0.302, + 0.917, + 0.321 + ], + "angle": 0, + "content": "\\[\nf _ {\\theta} (c, D) = \\operatorname {A N R} (\\gamma (c), D) = \\mathrm {M L P} \\circ \\mathrm {L A L} \\left(W _ {q} \\gamma (c), W _ {k} D, W _ {v} D\\right). \\tag {3}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.345, + 0.92, + 0.48 + ], + "angle": 0, + "content": "Localized Attention Layer. Compared to the origin attention mechanism shown in Eq. (4), we propose the localized attention mechanism with a more accurate attention alignment process. If we apply the softmax function to align attention weights (softmax alignment), every key holds a small weight in the attention map. Those small weights act as unrelated connections between queries and target signals, hindering the ANR's representation capability. We provide the comparison experiments in Appendix H." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.481, + 0.92, + 0.54 + ], + "angle": 0, + "content": "As depicted in Fig. 3, the LAL replaces the simple softmax with L-softmax. L-softmax utilizes a threshold \\( m \\) as attention map activation to round those small attention map values to zero. The LAL can be formulated as Eq. (5):" + }, + { + "type": "equation", + "bbox": [ + 0.269, + 0.55, + 0.916, + 0.591 + ], + "angle": 0, + "content": "\\[\n\\operatorname {A t t e n t i o n} (Q, K, V) = \\operatorname {s o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {4}\n\\]" + }, + { + "type": "equation", + "bbox": [ + 0.285, + 0.606, + 0.916, + 0.647 + ], + "angle": 0, + "content": "\\[\n\\operatorname {L A L} (Q, K, V) = \\operatorname {L - s o f t m a x} _ {m} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.65, + 0.919, + 0.709 + ], + "angle": 0, + "content": "where \\( Q \\), \\( K \\), and \\( V \\) stand for query, key, and value of the attention layer, \\( d_k \\) stands for the length of the attention feature, and \\( m \\) is a constant hyperparameter used in the L-softmax alignment, respectively." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.71, + 0.919, + 0.788 + ], + "angle": 0, + "content": "The L-softmax alignment strengthens the locality of the attention layer by selecting and combining only the tokens nearest to the query. The L-softmax makes the output localized and stops those irrelevant backpropagated gradients. We formulate the process as Eq. (6):" + }, + { + "type": "equation", + "bbox": [ + 0.262, + 0.799, + 0.916, + 0.816 + ], + "angle": 0, + "content": "\\[\n\\text {L - s o f t m a x} _ {m} (x) = \\text {L o c a l i z e} (\\text {s o f t m a x} (x), m), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.826, + 0.919, + 0.866 + ], + "angle": 0, + "content": "where \\( x \\) is the computed attention weights and the Localize operation normalizes the input matrices so that their last dimension sums up to one, as defined below:" + }, + { + "type": "equation", + "bbox": [ + 0.264, + 0.887, + 0.916, + 0.905 + ], + "angle": 0, + "content": "\\[\n\\operatorname {L o c a l i z e} (x, m) = \\operatorname {N o r m a l i z e} (\\operatorname {R e L U} (x - m)). \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.91, + 0.919, + 0.95 + ], + "angle": 0, + "content": "After applying the attention map activation, the irrelevant weights are removed, accelerating the network's convergence." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.079, + 0.017, + 0.096, + 0.032 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.158, + 0.016, + 0.3, + 0.033 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.055, + 0.918, + 0.094 + ], + "angle": 0, + "content": "The LAL Serves as a Signal Filter. We delve into a detailed examination of the properties of the ANR and investigate its constituent modules." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.096, + 0.919, + 0.192 + ], + "angle": 0, + "content": "In the initial input layer, each neuron \\( x \\) is transformed utilizing Fourier position embedding. Specifically, each neuron is converted into a wave signal by a trigonometric function \\( \\gamma_{i}(x) = \\sin (\\omega_{i}x + \\phi_{i}) \\) (also referred to as a wave function). At this stage, the input layer's neurons consist of a single wave function, where \\( \\omega_{i} \\) is considered the base frequency, and \\( \\phi_{i} \\) denotes the phase bias." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.193, + 0.919, + 0.269 + ], + "angle": 0, + "content": "We treat the Fourier embedding as initial wave signals. For those neurons whose output is obtained by summing wave functions with specific weights, we consider each of them to be a set of wave signals with spectrum \\(\\Omega\\). Let \\(\\varPsi(x,\\varOmega)\\) be a set of wave signals with the form:" + }, + { + "type": "equation", + "bbox": [ + 0.31, + 0.283, + 0.915, + 0.322 + ], + "angle": 0, + "content": "\\[\n\\varPsi (x, \\Omega) = \\sum_ {\\omega \\in \\Omega} A _ {\\omega} \\sin \\left(\\langle \\omega , x \\rangle + \\phi_ {w}\\right), \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.334, + 0.918, + 0.373 + ], + "angle": 0, + "content": "where \\( x \\) represents the spatial variable, \\( \\omega \\) is the basic frequency belongs to the frequency set \\( \\Omega \\), \\( A_{\\omega} \\) is the signal magnitude, and \\( \\phi_{\\omega} \\) is phase bias." + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.385, + 0.919, + 0.424 + ], + "angle": 0, + "content": "Proposition 1. The application of multiplication and addition operations to a set of wave signals \\(\\Psi(x, \\Omega)\\) results in a new set of wave signals \\(\\Psi(x, \\Omega')\\)." + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.435, + 0.92, + 0.516 + ], + "angle": 0, + "content": "Proposition 2. All analytic activation functions (e.g. \\(ReLU\\) and sinusoids) can be effectively approximated by polynomial functions \\(\\rho(x) = \\sum_{k=0}^{K} \\alpha_k x^k\\), thereby expanding the spectrum of the original wave signals \\(\\Psi(x, \\Omega)\\) and generating a new set of waves \\(\\Psi(x, \\Omega')\\)." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.527, + 0.918, + 0.585 + ], + "angle": 0, + "content": "These propositions, as demonstrated by Yüce et al. [45], underpin our understanding of the Localized Attention Layer (LAL). As discussed in Section 3.1, the LAL primarily encompasses:" + }, + { + "type": "text", + "bbox": [ + 0.123, + 0.589, + 0.882, + 0.608 + ], + "angle": 0, + "content": "(1) Linear transformations, including scaling and matrix multiplication." + }, + { + "type": "text", + "bbox": [ + 0.124, + 0.612, + 0.465, + 0.629 + ], + "angle": 0, + "content": "(2) Non-linear ReLU activation." + }, + { + "type": "text", + "bbox": [ + 0.123, + 0.634, + 0.679, + 0.653 + ], + "angle": 0, + "content": "(3) Filtering, normalization, and softmax activation." + }, + { + "type": "list", + "bbox": [ + 0.123, + 0.589, + 0.882, + 0.653 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.656, + 0.919, + 0.757 + ], + "angle": 0, + "content": "It's worth noting that the softmax activation can be viewed as a normalization step following an exponential function. Because the input to the softmax function is an attention weight that is much smaller than 1, we can represent the exponential function using the first \\( K \\) terms of its Taylor series expansion: \\( \\exp(x) = \\sum_{k=0}^{K} \\frac{x^k}{k!} \\)." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.757, + 0.919, + 0.853 + ], + "angle": 0, + "content": "Drawing from Proposition 1 and Proposition 2, we infer that operations (1, 2) within the LAL merely process the input wave signals to a new wave set. So we can infer that the core mechanism of the LAL is the filtering and normalization (operation 3), which differentiates it from an MLP. In conclusion, the LAL serves as a signal filter. We provide a more detailed discussion in Appendix C." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.879, + 0.66, + 0.899 + ], + "angle": 0, + "content": "3.2 Anti-aliasing with Variational Coordinates" + }, + { + "type": "text", + "bbox": [ + 0.08, + 0.91, + 0.918, + 0.948 + ], + "angle": 0, + "content": "In our initial experiment, we observed that coordinate P.E. with low frequencies resulted in very smooth reconstructions, showing that the attention layer" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.102, + 0.015, + 0.839, + 0.034 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.903, + 0.017, + 0.919, + 0.03 + ], + "angle": 0, + "content": "9" + }, + { + "type": "image", + "bbox": [ + 0.309, + 0.052, + 0.693, + 0.189 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.076, + 0.203, + 0.921, + 0.242 + ], + "angle": 0, + "content": "Fig. 4: Visualization of the Variational Coordinates. Original coordinates are sampled at specific fixed positions. Our strategy is to sample coordinates from a distribution." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.281, + 0.919, + 0.339 + ], + "angle": 0, + "content": "can fit continuous signals even if dot-product attention layers exhibit extreme nonlinearity [15]. In other words, ANR is still a continuous signal representation. We provide the experiment details in Appendix D." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.34, + 0.92, + 0.417 + ], + "angle": 0, + "content": "However, overly high-frequency inputs led to the aliasing problem as we discussed in Sec. 2.2, which means that the interpolated points between original coordinates could be meaningless. It should be emphasized that the aliasing problem is widespread in all kinds of INR architectures." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.419, + 0.92, + 0.517 + ], + "angle": 0, + "content": "Taking inspiration from variational autoencoders (VAEs) [16], we expand the coordinate sample space from fixed positions to a presumed distribution. We posit that coordinates, like any real-world data, are subject to noise. Therefore, we introduce Gaussian shifts to coordinates for better modeling of the inherent variability in empirical data, not just a regularization strategy." + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.518, + 0.92, + 0.556 + ], + "angle": 0, + "content": "As illustrate in Fig. 4, we sample the variational coordinates of each pixel \\( c_{\\mathrm{var}} \\) that is perturbed based on uniform-sampled coordinates \\( c \\), as shown below:" + }, + { + "type": "equation", + "bbox": [ + 0.226, + 0.578, + 0.919, + 0.602 + ], + "angle": 0, + "content": "\\[\nc _ {\\text {v a r}} = c + \\alpha V, \\quad V \\sim \\mathcal {N} (0, \\sigma^ {2}), \\quad V \\in [ - v _ {\\text {d e v}}, v _ {\\text {d e v}} ], \\tag {9}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.613, + 0.92, + 0.689 + ], + "angle": 0, + "content": "where \\(\\sigma\\) represents the standard deviation, \\(\\alpha\\) is the scaling factor, and \\(v_{\\mathrm{dev}}\\) denotes a constraining factor to limit the maximum deviation. This constraint ensures that the fluctuation range of sampled coordinates falls within the range of adjacent original coordinates." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.692, + 0.92, + 0.77 + ], + "angle": 0, + "content": "After resolving the aliasing problem, the interpolation in coordinate space becomes a meaningful and natural super-resolution method. To aid comprehension, we provide a brief visualization of how to solve the aliasing problem in 1D signal fitting in Appendix F." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.805, + 0.312, + 0.827 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.853, + 0.92, + 0.949 + ], + "angle": 0, + "content": "In this section, we first provide an overview of the experimental setup and dataset collection. Subsequently, we present the experiment details on reconstruction tasks and view synthesis tasks on which we compare the convergence speed and parameter efficiency of ANR and MLP-based INR. Lastly, we gave an ablation study about the ANR." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.017, + 0.106, + 0.032 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.3, + 0.034 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "title", + "bbox": [ + 0.078, + 0.057, + 0.415, + 0.075 + ], + "angle": 0, + "content": "4.1 Experimental Settings" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.096, + 0.918, + 0.171 + ], + "angle": 0, + "content": "Data Collection. Our study utilizes a diverse set of datasets: CelebA [23] for human facial images, LSUN [43] for outdoor scenes, ERA5 [11] for global temperature data, and Learnit Shapenet's Cars and Chairs subsets [6] for view synthesis tasks." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.174, + 0.918, + 0.366 + ], + "angle": 0, + "content": "Baseline Comparisons. We benchmark our proposed ANR model against INR based on MLP [7,14] with different parameters modulation methods, e.g. grouping used by TransINR [7] and matrix modulation used by IPC [14]. The modulation method enables the hyper-network to predict only a small number (the \"mod\" value) of columns instead of the whole transform matrix of MLP. All experiments are conducted under controlled conditions, keeping the hardware and software settings constant across different model iterations. Moreover, we provide the experiment details of the periodic activation function's performance in Appendix E, which we found unsuitable for predicting INR utilizing a hypernetwork framework." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.369, + 0.918, + 0.446 + ], + "angle": 0, + "content": "Evaluation Metrics. We use mean squared error (MSE) as the loss function for all reconstruction tasks, which is consistent with typical reconstruction tasks. The evaluation metrics encompass the average PSNR computed on the validation set and the representation parameter size (the size of the feature vectors)." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.449, + 0.918, + 0.641 + ], + "angle": 0, + "content": "Experimental Procedures. The model is trained using a batch size of 18 for the CelebA dataset, 16 for the LSUN dataset and ERA5 Dataset, and 18 for the Learnit Shapenet Dataset (sample 512 rays for each data instance), respectively. The training learning rate is 5e-5, and the training optimizer is Adam. The model is trained for 200k steps on CelebA, 100k steps on LSUN, 70k steps on ERA5, and 200k steps on Shapenet. The depth of both the encoders and decoders of the hyper-network is 6 for all experiments. To further improve the performance of ANR, we explore the hyper-network structure and find that a hyper-network that utilizes cross-attention is better than self-attention [7]. We provide the discussion of the hyper-network structure in Appendix A." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.645, + 0.918, + 0.74 + ], + "angle": 0, + "content": "Other Settings. It's worth noting that the feature vector for data representation is identified as R-Tokens when employing the hyper-network to predict R-Tokens for ANR. Conversely, if the hyper-network is utilized for predicting MLP-based INR, the feature vector comprises the weights of the MLP. We provide more experiment implementation details in Appendix B." + }, + { + "type": "title", + "bbox": [ + 0.079, + 0.775, + 0.492, + 0.792 + ], + "angle": 0, + "content": "4.2 ANR Performance Overview" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.814, + 0.918, + 0.948 + ], + "angle": 0, + "content": "We show that ANRs lead to better convergence on reconstruction tasks, as depicted in Tab. 1. Our experiments on CelebA and LSUN show that ANRs require a smaller size of feature vector (Repr. Params) to represent each data instance, as shown in Fig. 5. Moreover, ANR can efficiently represent relatively invariant characteristics and perform better on the ERA5 dataset. We also test ANR for other tasks directly and find it performs well. The inference examples of ANR on Learnit Shapenet are shown in Fig. 6 and those on ERA5 are shown in" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.103, + 0.015, + 0.839, + 0.035 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.892, + 0.017, + 0.917, + 0.031 + ], + "angle": 0, + "content": "11" + }, + { + "type": "image", + "bbox": [ + 0.104, + 0.063, + 0.468, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.513, + 0.063, + 0.877, + 0.238 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.253, + 0.923, + 0.346 + ], + "angle": 0, + "content": "Fig. 5: Reconstruction performance on CelebA dataset and LSUN dataset. The size of each point stands for the representation sizes of data instances. The term “\\(\\mod(x)\\)” stands for the parameters modulation setting used by TransINR [7] and IPC [14], which limits the predicted maximum columns of MLP weights. The depth of the whole MLP used in the INR functions is annotated beside the data points with the form “D(x)”." + }, + { + "type": "text", + "bbox": [ + 0.076, + 0.378, + 0.921, + 0.439 + ], + "angle": 0, + "content": "Appendix G. We also provide additional results for model performance comparison in Appendix J. In conclusion, ANR achieves faster and more accurate convergence and exceeds in data representation efficiency." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.461, + 0.734, + 0.481 + ], + "angle": 0, + "content": "4.3 Attention Beats Linear on Reconstruction Tasks" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.489, + 0.92, + 0.586 + ], + "angle": 0, + "content": "CelebA. We first compared the convergence speed and effectiveness of ANR and MLP-based INR on the human facial dataset CelebA. Every input image is scaled to \\(128 \\times 128\\) and then normalized to \\([0,1]\\). Images in the CelebA dataset hold many edges, such as hairs, eyes, and various backgrounds. Experiments show that ANR outperforms MLP-based INR significantly on this dataset." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.586, + 0.92, + 0.663 + ], + "angle": 0, + "content": "LSUN. The performance of ANR and MLP-based INR are also compared on the LSUN church dataset. We set the size of the target images to \\(256 \\times 256\\) so that images contain more details. Experiments show that on the LSUN dataset, ANR still exhibits significantly faster convergence." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.664, + 0.92, + 0.781 + ], + "angle": 0, + "content": "ERA5. Although the input coordinates of the Earth's surface temperature data are in latitude and longitude, we can consider it as a numerical field with Cartesian coordinates. However, because the earth's temperature field is highly dependent on the earth's physical structures, the target image always holds similar borders. Experiments show that ANR can better represent these less varied data and it is more parameter-efficient." + }, + { + "type": "title", + "bbox": [ + 0.076, + 0.805, + 0.582, + 0.825 + ], + "angle": 0, + "content": "4.4 ANR is Efficient for View Synthesis" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.832, + 0.92, + 0.95 + ], + "angle": 0, + "content": "To demonstrate that the memorization of the radiance field by ANR is exclusively achieved through R-Tokens, we employ ANR directly to model the radiance field, ensuring the MLP representation converter remains data-agnostic. Experiments show that ANR performs view synthesis like NeRF [29] by establishing a mapping from spatial coordinates \\((x,y,z)\\) to opacity \\(\\sigma\\) and color (RGB), simulating the physical propagation of light rays in the real world." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.017, + 0.106, + 0.032 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.3, + 0.034 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.079, + 0.054, + 0.92, + 0.161 + ], + "angle": 0, + "content": "Table 1: Evaluations are conducted on image data, specifically CelebA dataset and LSUN dataset, as well as earth temperature fields obtained from ERA5. We compare our ANR with TransINR [7] and IPC [14]. The term \"Repr. Params\" denotes the size of the feature vector generated by the hyper-network for data representation. The term \"All Params\" encompasses the total count of parameters for all functions within the Incremental Neural Representation (INR) framework." + }, + { + "type": "table", + "bbox": [ + 0.078, + 0.178, + 0.92, + 0.468 + ], + "angle": 0, + "content": "
DatasetInput SizeMethodGlobal/Repr. MLP DepthMSE↓PSNR↑Repr. ParamsAll ParamsSteps
CelebA128*128*3TransINR0/1227.5e-536.25722k2891k200k
IPC11/121.4e-537.23131k2891k200k
IPC5/118.5e-537.95131k1314k200k
ANR(Ours)5/02.2e-547.25131k1970k200k
LSUN256*256*3TransINR0/124.6e-324.21591k2365k100k
IPC11/13.1e-326.00131k2891k100k
IPC5/13.3e-325.67131k1314k100k
ANR(Ours)5/02.2e-327.54131k1969k100k
ANR(Ours)7/01.9e-328.30131k2757k100k
ERA5181*360*1TransINR0/838.5e-644.65229k1839k70k
IPC7/140.8e-644.05131k1839k70k
ANR(Ours)5/09.3e-651.49131k1969k70k
" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.503, + 0.92, + 0.638 + ], + "angle": 0, + "content": "Learnit Shapenet. We conduct experiments on Learnit Shapenet's subsets Cars and Chairs. The view synthesis results are depicted in Fig. 6, showing that NeRFs based on ANR memorize shape information better, while those based on MLP tend to memorize mean shapes and mean colors first. We evaluate the mean PSNR values on the Cars and Chairs test set separately. The experiments indicate that the PSNR performance of ANR NeRF is better than IPC NeRF, as shown in Tab. 2." + }, + { + "type": "title", + "bbox": [ + 0.08, + 0.666, + 0.331, + 0.687 + ], + "angle": 0, + "content": "4.5 Ablation Study" + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.696, + 0.92, + 0.832 + ], + "angle": 0, + "content": "Anti-Aliasing is Efficient Enough. Compared to training, we use denser coordinates to get the \"interpolated\" result of an image, in other words, to achieve super-resolution. As shown in Fig. 7, introducing variational coordinates noticeably mitigates the negative effects caused by overly high-frequency inputs. As discussed before, MLP-based INR also suffers from the aliasing problem. With the anti-aliasing method, both ANR and MLP-based INR that are directly generated by a hyper-network can simulate a smooth reconstruction result." + }, + { + "type": "text", + "bbox": [ + 0.079, + 0.833, + 0.92, + 0.949 + ], + "angle": 0, + "content": "Threshold boosts Localized Attention. During the attention alignment process, we utilize a threshold to clip those small attention weight values to zero. We compare the experiments on whether applying a localized attention layer instead of a normal attention layer which is discussed in Appendix H. We find that a thresholded attention map that stops the irrelevant backpropagated gradient does help to accelerate the convergence process. Subsequently, a local" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.102, + 0.015, + 0.839, + 0.035 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.893, + 0.017, + 0.919, + 0.031 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.075, + 0.054, + 0.921, + 0.109 + ], + "angle": 0, + "content": "Table 2: Results of view synthesis on Learnit Shapenet Cars and Chairs. We compare our ANR with IPC [14]. The term \"Repr. Params\" refers to the feature vector size. The experiments are trained over 100k steps." + }, + { + "type": "table", + "bbox": [ + 0.207, + 0.124, + 0.785, + 0.245 + ], + "angle": 0, + "content": "
ShapeNeRFMSE↓PSNR↑Repr. ParamsSteps
CarsIPC3.59e-326.44131k200k
ANR(Ours)3.45e-326.57131k200k
ChairsIPC12.2e-321.07131k200k
ANR(Ours)11.0e-321.45131k200k
" + }, + { + "type": "image", + "bbox": [ + 0.245, + 0.279, + 0.753, + 0.53 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.075, + 0.545, + 0.92, + 0.6 + ], + "angle": 0, + "content": "Fig. 6: The view synthesis result of NeRFs on the Learnit Shapenet dataset with the same training step setting. ANR NeRFs memorize shape information better, while MLP NeRFs tend to memorize mean shapes and mean colors first." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.652, + 0.918, + 0.689 + ], + "angle": 0, + "content": "pattern of data will only guide the training of some representing vectors, enabling a better reconstruction." + }, + { + "type": "text", + "bbox": [ + 0.074, + 0.697, + 0.922, + 0.95 + ], + "angle": 0, + "content": "Learning Downstream Tasks utilizing ANR as Prerequisite. To show that the ANR is a representation form that can be further used in downstream tasks, we provide an example experiment for diffusion generation tasks [12]. As shown in Fig. 8, we test diffusion training on the CelebA dataset and provide the diffusion sampling examples while the model is trained for different steps. The main modification for this experiment is inserting a token containing time information into the R-Tokens. Through the modification, we get the modified RTokens containing both time and data information. Because those tokens are the intermediate outputs of the transformer, we can effortlessly denoise these tokens using the transformer. It's worth noting that the representation size could be one limitation of a generative model's capability. Owing to space constraints, we only use the instance-specific representation vectors (R-Tokens) of ANR as the representation form. We provide more details in Appendix I." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.08, + 0.017, + 0.105, + 0.031 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.159, + 0.016, + 0.298, + 0.033 + ], + "angle": 0, + "content": "S Zhang et al." + }, + { + "type": "image", + "bbox": [ + 0.271, + 0.053, + 0.731, + 0.228 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.076, + 0.241, + 0.918, + 0.278 + ], + "angle": 0, + "content": "Fig. 7: Super-resolution result of ANR and MLP-based INR. SR scaling ratio is 2.0. The anti-aliasing method prevents neural representation from learning aliased signals." + }, + { + "type": "image", + "bbox": [ + 0.225, + 0.298, + 0.773, + 0.392 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.076, + 0.406, + 0.918, + 0.424 + ], + "angle": 0, + "content": "Fig. 8: The diffusion sampling examples while the model is trained for different steps." + }, + { + "type": "title", + "bbox": [ + 0.077, + 0.461, + 0.289, + 0.481 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.501, + 0.935, + 0.793 + ], + "angle": 0, + "content": "We propose Attention-based Localized implicit Neural Representation (ANR), an innovative framework that significantly enhances the efficiency of neural representation, particularly in accommodating substantial and high-frequency data. Relying on feature tokens for data representation rather than the conventional weight and bias parameters of MLP, ANR marks a departure from traditional INRs. We introduce the L-softmax alignment, a solution to the pervasive issue of attention map generation in conventional softmax alignment. By constraining insignificant attention weights to zero, this mechanism enables a more focused and efficient training procedure. Moreover, the utilization of variational coordinates in addressing the aliasing problem within ANRs has demonstrated its efficacy in enhancing the robustness and accuracy of the model. The extensive experiments not only validate the efficacy of ANRs but also underscore their superiority over conventional MLP-based INRs. The observed faster convergence rates and superior handling of diverse data modalities, such as 3D shapes, serve as compelling evidence of ANR's robustness and versatility." + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.794, + 0.923, + 0.892 + ], + "angle": 0, + "content": "In essence, the contributions made in this study elucidate the potential of ANRs in revolutionizing neural representation learning, offering a more efficient and adaptable framework capable of addressing complex data patterns across multiple domains. ANRs represent a promising avenue for future exploration and development." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.102, + 0.015, + 0.838, + 0.032 + ], + "angle": 0, + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + }, + { + "type": "page_number", + "bbox": [ + 0.893, + 0.017, + 0.918, + 0.03 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.078, + 0.054, + 0.352, + 0.076 + ], + "angle": 0, + "content": "Acknowledgements" + }, + { + "type": "text", + "bbox": [ + 0.075, + 0.097, + 0.921, + 0.176 + ], + "angle": 0, + "content": "This work is supported by the National Key R&D Program of China (Grant No. 2022ZD0160703), the National Natural Science Foundation of China (Grant No. 62202422), the Natural Science Foundation of Shandong Province (Grant No. ZR2021MH227), and Shanghai Artificial Intelligence Laboratory." + }, + { + "type": "title", + "bbox": [ + 0.078, + 0.207, + 0.236, + 0.226 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.089, + 0.248, + 0.92, + 0.321 + ], + "angle": 0, + "content": "1. 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Zhuang, Y.: Filtering in neural implicit functions. arXiv preprint arXiv:2201.13013 (2022)" + }, + { + "type": "list", + "bbox": [ + 0.079, + 0.057, + 0.918, + 0.309 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_origin.pdf b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..99cb06619f16dae08dcebb0fe8b4368ca6c2ded2 --- /dev/null +++ b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/de0aa410-2d32-4dfd-bf03-15bed0a92794_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:1dda944de41f1cb19a7bb0e7d7bf9bd8225745f65566855cfb5ba9a4370f79f5 +size 8977997 diff --git a/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/full.md b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/full.md new file mode 100644 index 0000000000000000000000000000000000000000..d56c80839a7b0acf9899af57c560773c19db707d --- /dev/null +++ b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/full.md @@ -0,0 +1,304 @@ +# Attention Beats Linear for Fast Implicit Neural Representation Generation + +Shuyi Zhang $^{1,\dagger}$ , Ke Liu $^{1,\dagger}$ , Jingjun Gu $^{1,\dagger}$ , Xiaoxu Cai $^{1}$ , Zhihua Wang $^{1}$ , Jiajun Bu $^{1}$ , Haishuai Wang $^{1,2,*}$ + +$^{1}$ Zhejiang Provincial Key Laboratory of Service Robot, College of Computer Science, Zhejiang University, Hangzhou, China $^{2}$ Shanghai Artificial Intelligence Laboratory, Shanghai, China {zhangshuyi, keliu99, gjj, xiaoxu.cai, zhihua_wang}@zju.edu.cn {bjj, haishuai.wang}@zju.edu.cn + +Abstract. Implicit Neural Representation (INR) has gained increasing popularity as a data representation method, serving as a prerequisite for innovative generation models. Unlike gradient-based methods, which exhibit lower efficiency in inference, the adoption of hyper-network for generating parameters in Multi-Layer Perceptrons (MLP), responsible for executing INR functions, has surfaced as a promising and efficient alternative. However, as a global continuous function, MLP is challenging in modeling highly discontinuous signals, resulting in slow convergence during the training phase and inaccurate reconstruction performance. Moreover, MLP requires massive representation parameters, which implies inefficiencies in data representation. In this paper, we propose a novel Attention-based Localized INR (ANR) composed of a localized attention layer (LAL) and a global MLP that integrates coordinate features with data features and converts them to meaningful outputs. Subsequently, we design an instance representation framework that delivers a transformer-like hyper-network to represent data instances as a compact representation vector. With instance-specific representation vector and instance-agnostic ANR parameters, the target signals are well reconstructed as a continuous function. We further address aliasing artifacts with variational coordinates when obtaining the super-resolution inference results. Extensive experimentation across four datasets showcases the notable efficacy of our ANR method, e.g. enhancing the PSNR value from 37.95dB to 47.25dB on the CelebA dataset. Code is released at https://github.com/Roninton/ANR. + +Keywords: Implicit Neural Representation $\cdot$ Localized Attention $\cdot$ Representation Learning + +# 1 Introduction + +Implicit Neural Representation (INR) has recently demonstrated its proficiency in data representation. Due to its adeptness in handling multi-modal data and its efficiency in representing high-dimensional data, INR serves as a foundational prerequisite for innovative generation models [5, 13]. Specifically, INR can represent data such as 2D images and 3D scenes by the parameters of neural networks, i.e. Multi-layer Perceptrons (MLPs), that establish mappings from coordinate queries to data contents. Gradient-based methods [10, 35] have been employed to acquire the INR function by optimizing it through gradient descent to fit the target signals. Although these methods could adeptly represent a data instance, their drawback lies in their inference inefficiency, as each inference necessitates additional gradient descent steps. To overcome this limitation, Transformer-like hyper-networks [7, 14] have been proposed to directly generate the parameters of MLP, which forms the INR function. Applying a hyper-network simplifies the training process and benefits the downstream tasks, resolving the inference difficulty and enabling the model to learn a better inductive bias for the whole dataset. + +However, the MLP-based INR requires a substantial representation parameter size. To mitigate the parameter explosion issue as the depth of MLPs increases, previous studies have attempted to modulate the representation parameters instead of the entire MLP. However, the effectiveness of modulation directly impacts the representation quality, thereby influencing downstream tasks. + +Moreover, the MLP-based INR fails to represent the details due to the exponentially increasing difficulty in learning high-frequency components [21], such as edges in images, hairs in 3D meshes, and high-pitched sounds in audio data. Previous research has proposed methods to enhance MLPs for capturing high-frequency components, including the application of coordinate positional embed + +![](images/a2c1207c3b7829ecc5a016d7376565f7ef5f0579f27412683c1d7f88e5869cac.jpg) +Fig. 1: The framework overview and different INR functions: (i) (Left) The framework overview, INR reconstructs the mapping from coordinates and values. (ii)(Mid) ANR as INR functions. An ANR's parameters are data agnostic and it consists of a localized attention layer and linear components. We transform the coordinates inputs to attention Queries and get attention Keys/Values based on the previously generated R-Token. (iii)(Right) MLP as INR functions. Except for the modulated MLP for representation data instance, the other MLPs are data agnostic. + +![](images/fc8ec154430b4ae94f63d48c7cdba0f9b27967583755ea2b44d29e6ca2f2f33d.jpg) +Fig. 2: Reconstruction result of ANR and MLP-based INR, on CelebA $(128 \times 128)$ and LSUN dataset $(256 \times 256)$ . Both experiments employ a training batch size 24 and are trained over 100k epochs. The red border images are the details of the original picture. + +ding (P.E.) [29,37,50] and the introduction of periodic activation [35]. However, the integration of periodic activation is unsuitable for directly predicting INR with hyper-network due to its strict initialization scheme. The utilization of coordinate P.E. may give rise to complications, such as aliasing artifacts [45]. + +In this paper, we integrate a localized attention layer (LAL) into INRs and propose a novel INR architecture, named Attention-based localized implicit Neural Representation (ANR), as illustrated in Fig. 1. Our ANR accepts an instance-specific data feature and an instance-agnostic coordinate feature and applies an attention module to fuse them, followed by an instance-agnostic MLP that derives the output values. To further improve the precision of the ANR, we introduce the L-softmax alignment in the attention fusion module, which ensures that gradients are backpropagated only through partial representation vectors. Then, to acquire the feature of each data instance, we employ a transformer-like hyper-network to predict the instance-specific feature vectors, supplanting the conventional prediction of a huge amount of parameters in MLP-based INR [7]. Furthermore, we address the INR aliasing problem with variational coordinates. The use of ANRs results in accelerated convergence and superior representation performance compared to the MLP-based INRs, as depicted in Fig. 2. In summary, the key contributions of this work are as follows: + +- We propose a novel attention-based INR architecture named ANR and a corresponding hyper-network to generate ANRs, which form continuous functions and efficiently represent large-size and high-frequency signals. +- We introduce a localized softmax alignment to focus ANR on the most related tokens, leading to better representation ability. +- We analyze the aliasing problem when generating INRs with the hypernetwork and address the problem with variational coordinates, by examining the ANR mechanism and evaluating its characteristics. +- Extensive experiments show that (i) ANRs could perform faster convergence and better representation than MLP-based INRs, and (ii) ANRs could handle various modalities of data, including images and 3D shapes. + +# 2 Related Work + +# 2.1 Implicit Neural Representation + +Implicit neural representation [35] constructs a continuous mapping from input spatial or spatial-temporal coordinates $c \in \mathbb{R}^C$ to target signals $s \in \mathbb{R}^S$ , where $C$ and $S$ are the dimensions of input and output respectively. Specifically, the neural network $f_{\theta}: \mathbb{R}^{C} \to \mathbb{R}^{S}$ can be regarded as a parametric representation of the data, where $\theta$ denotes the parameters of the network. Due to the efficiency of representing high-dimensional data [10], INRs have worked well in tasks such as 3D shape representation [8,51] that may require massive storage space and computing power if using discrete data representations such as voxels and meshes. The target signal type could be just image RGB colors or other kinds of data attributes such as spatial transparency $\sigma$ that is often required in the Neural Radiance Field (NeRF) [20,29]. Extensive research has shown the surprising potential of INR for various types of tasks, including graph information processing [40], vision data compression [36], super-resolution [9,46], surface representation [8,22,51], volume rendering [1,29,44], generation tasks [5,13], and so on. Interestingly, cooperating with global data agnostic modules, single-layer structure representation could just be enough to represent a data instance [3,14]. + +As described before in Sec. 1, MLP-based INRs are a type of continuous representation used to store data information, regardless of spatial resolution. This approach has proven memory efficient, especially when dealing with high-dimensional data, such as 3D shapes. Conventionally, shape representation has been composed of voxel grids or triangular meshes. Although MLP-based INRs can theoretically fit any complicated mapping by making the network deeper and wider, they prioritize learning low-frequency signal components [21, 31]. Besides positional embedding and periodic activation, a few approaches have been innovated to speed up the convergence and rendering process. For example, decomposition-based methods [21, 33] applied many tiny MLPs instead of one as INR functions, and Martel et al. [27] utilized a multiscale adaptive coordinate network to achieve better results. The assumption of representation spatial proximity also benefits the representation [2, 19]. Although those methods do improve the representing ability of models, they either have usage limitations or introduce additional assumptions and computations. Our method fuses localized attention within the representation and enables a more localized parameterization. This approach enhances the capability of INR functions rather than outside-representation improvement. + +# 2.2 Aliasing Problem + +Yüce et al. [45] discussed the failing cases when applying implicit neural representation to fit specific target signals, including imperfect recovery and the aliasing problem. We find that MLP-based INRs generated suffer from the same situation. So, how to settle the aliasing problem could be a common challenge of MLP-based INRs [17, 52], and ANRs. + +Inspired by variational autoencoder [16], we summarized the reasons for the aliasing problem. For experimental convenience and better performance, we often use slightly higher or even excessively high positional embedding frequencies, introducing very high-frequency components into the input signals. However, during training, the sparsely sampled input query coordinates are fixed at specific positions. Subsequently, constraint points exist only on fixed sparse coordinates, while the frequency of sampled coordinates is much lower than those of high-frequency components. Finally, the network learns a false amplitude for the excessively high-frequency input signals due to the low sampling frequency, which means the network learns false signal characteristics. + +Therefore, the aliasing problem means that INRs learn to reconstruct the signal with aliased high-frequency components, preventing INRs from reconstructing continuous and stable mapping. + +# 2.3 Attention Mechanism + +The attention mechanism was initially proposed in computer vision [18, 30] to reduce the computational complexity by focusing on specific parts of an image rather than the entire image. The introduction of the Transformer [38] demonstrated that the attention mechanism also shows great potential for other domains such as Natural Language Processing (NLP). Compared to sequence-based neural networks [39, 48], architectures based on attention exhibited better parallelism. In subsequent research, models based on attention mechanisms found applications in a wide range of fields, including machine translation [47], image classification [42], image generation [41], audio processing [49], and specific applications involving multi-modal data [34]. + +Brauwers et al. [4] categorizes models using attention mechanisms into four components: query model, feature model, attention model, and output model. Researchers have extensively explored each of these components, such as applying hierarchical attention [24] in the feature model and enhanced scoring and alignment methods [25, 26] to address specific problems. Rebain et al. [32] utilized cross-attention as a better alternative to feature concatenation for conditioning neural field, while still considering attention an outside-representation operation. Our method modifies simple softmax alignment to introduce locality and make attention inside the representation structure. + +# 3 Method + +We propose a novel implicit neural representation called Attention-based Localized implicit Neural Representation (ANR) to address the convergence and inefficiency challenges of MLP-based INR for high-frequency data. As depicted in Fig. 1, a hyper-network is designed to predict the feature vectors of data, also referred to as representation tokens, which we'll conveniently denote as 'R-Token' in subsequent sections. + +![](images/a62ccc710bb734d6b273784e772de2e0f29ac4c9c2f7540a66084ad105b17834.jpg) +Fig. 3: Visualization of Dot-Product Attention, Localized Attention Layer, and ANR. The term 'm' is a hyper-parameter that serves to set a threshold for attention weights. + +R-Token is a feature matrix denoted as $D \in \mathbb{R}^{d \times N}$ , where $N$ represents the number of feature tokens, and $d$ is the dimension of each feature. In the experiments, $N$ can be adjusted to accommodate varying data sizes. + +Without loss of generality, we will focus on the problem of image signal reconstruction in this section. Specifically, we focus on fitting the mapping from query coordinates to the RGB values of the given images. + +# 3.1 Attention-based Localized INR + +ANR is a novel INR architecture that benefits from the integration of the localized attention mechanism to the INR. Specifically, the input coordinate positional embeddings are considered query signals, and the Localized Attention Layer (LAL) can seek and filter the signals within the R-Tokens. The filtered signals are proven to be wave signals whose spectrum is expanded by the following MLPs. Since R-Tokens are instance-specific and the following MLP is instance agnostic, we can treat the R-Tokens as modulated data representation and the remaining parts as a data-structure-related representation converter. From this view, we can consider ANR as the composition of an R-Tokens data representation and a representation converter. + +ANR Architecture. ANR simulates a mapping from the input coordinate $c$ to target signal $s$ . Similar to normal INRs, it can be formulated as $f_{\theta} : \mathbb{R}^{C} \to \mathbb{R}^{S}$ , where $C$ and $S$ are the dimensions of the input and output, respectively. ANR consists of some necessary modules, and its details are depicted in Fig. 3. Firstly, we apply Fourier mapping as the positional embedding (P.E.) operation, in which coordinate queries will be converted to a set of wave signals with different frequencies. Denoting $p$ as the dimension of $c$ , the P.E. of $c$ should have the form: + +$$ +\gamma (c) = \sin (\varOmega c + \phi), \tag{1} +$$ + +where $\varOmega\in\mathbb{R}^{p\times C}$ represents the P.E. spectrum and $\phi \in \mathbb{R}^p$ is the phase bias. + +Let $N$ be the token number of R-Tokens and $d$ their feature dimension. The matrix $D \in \mathbb{R}^{d \times N}$ represents R-Tokens. We transform R-Tokens to attention key and value matrices $K, V \in \mathbb{R}^{d \times N}$ and $\gamma(c)$ to a query matrix $Q \in \mathbb{R}^d$ using linear projection. We formulate the process as below: + +$$ +Q = W _ {q} \gamma (c), K = W _ {k} D, V = W _ {v} D, \tag {2} +$$ + +where $W_{q}\in \mathbb{R}^{d\times p}$ $W_{k},\in \mathbb{R}^{d\times d}$ are transform matrices respectively. + +Afterward, the Localized Attention Layer will fuse the features of D and $\gamma (c)$ and the subsequent MLP layers will expand the spectrum of the fused features and derive the final output. The localized Attention Layer will be introduced in the following subsection. Denoting "o" as the function composition operator, the forward process of ANR can be formulated as follows: + +$$ +f _ {\theta} (c, D) = \operatorname {A N R} (\gamma (c), D) = \mathrm {M L P} \circ \mathrm {L A L} \left(W _ {q} \gamma (c), W _ {k} D, W _ {v} D\right). \tag {3} +$$ + +Localized Attention Layer. Compared to the origin attention mechanism shown in Eq. (4), we propose the localized attention mechanism with a more accurate attention alignment process. If we apply the softmax function to align attention weights (softmax alignment), every key holds a small weight in the attention map. Those small weights act as unrelated connections between queries and target signals, hindering the ANR's representation capability. We provide the comparison experiments in Appendix H. + +As depicted in Fig. 3, the LAL replaces the simple softmax with L-softmax. L-softmax utilizes a threshold $m$ as attention map activation to round those small attention map values to zero. The LAL can be formulated as Eq. (5): + +$$ +\operatorname {A t t e n t i o n} (Q, K, V) = \operatorname {s o f t m a x} \left(\frac {Q K ^ {T}}{\sqrt {d _ {k}}}\right) V, \tag {4} +$$ + +$$ +\operatorname {L A L} (Q, K, V) = \operatorname {L - s o f t m a x} _ {m} \left(\frac {Q K ^ {T}}{\sqrt {d _ {k}}}\right) V, \tag {5} +$$ + +where $Q$ , $K$ , and $V$ stand for query, key, and value of the attention layer, $d_k$ stands for the length of the attention feature, and $m$ is a constant hyperparameter used in the L-softmax alignment, respectively. + +The L-softmax alignment strengthens the locality of the attention layer by selecting and combining only the tokens nearest to the query. The L-softmax makes the output localized and stops those irrelevant backpropagated gradients. We formulate the process as Eq. (6): + +$$ +\text {L - s o f t m a x} _ {m} (x) = \text {L o c a l i z e} (\text {s o f t m a x} (x), m), \tag {6} +$$ + +where $x$ is the computed attention weights and the Localize operation normalizes the input matrices so that their last dimension sums up to one, as defined below: + +$$ +\operatorname {L o c a l i z e} (x, m) = \operatorname {N o r m a l i z e} (\operatorname {R e L U} (x - m)). \tag {7} +$$ + +After applying the attention map activation, the irrelevant weights are removed, accelerating the network's convergence. + +The LAL Serves as a Signal Filter. We delve into a detailed examination of the properties of the ANR and investigate its constituent modules. + +In the initial input layer, each neuron $x$ is transformed utilizing Fourier position embedding. Specifically, each neuron is converted into a wave signal by a trigonometric function $\gamma_{i}(x) = \sin (\omega_{i}x + \phi_{i})$ (also referred to as a wave function). At this stage, the input layer's neurons consist of a single wave function, where $\omega_{i}$ is considered the base frequency, and $\phi_{i}$ denotes the phase bias. + +We treat the Fourier embedding as initial wave signals. For those neurons whose output is obtained by summing wave functions with specific weights, we consider each of them to be a set of wave signals with spectrum $\Omega$ . Let $\varPsi(x,\varOmega)$ be a set of wave signals with the form: + +$$ +\varPsi (x, \Omega) = \sum_ {\omega \in \Omega} A _ {\omega} \sin \left(\langle \omega , x \rangle + \phi_ {w}\right), \tag {8} +$$ + +where $x$ represents the spatial variable, $\omega$ is the basic frequency belongs to the frequency set $\Omega$ , $A_{\omega}$ is the signal magnitude, and $\phi_{\omega}$ is phase bias. + +Proposition 1. The application of multiplication and addition operations to a set of wave signals $\Psi(x, \Omega)$ results in a new set of wave signals $\Psi(x, \Omega')$ . + +Proposition 2. All analytic activation functions (e.g. $ReLU$ and sinusoids) can be effectively approximated by polynomial functions $\rho(x) = \sum_{k=0}^{K} \alpha_k x^k$ , thereby expanding the spectrum of the original wave signals $\Psi(x, \Omega)$ and generating a new set of waves $\Psi(x, \Omega')$ . + +These propositions, as demonstrated by Yüce et al. [45], underpin our understanding of the Localized Attention Layer (LAL). As discussed in Section 3.1, the LAL primarily encompasses: + +(1) Linear transformations, including scaling and matrix multiplication. +(2) Non-linear ReLU activation. +(3) Filtering, normalization, and softmax activation. + +It's worth noting that the softmax activation can be viewed as a normalization step following an exponential function. Because the input to the softmax function is an attention weight that is much smaller than 1, we can represent the exponential function using the first $K$ terms of its Taylor series expansion: $\exp(x) = \sum_{k=0}^{K} \frac{x^k}{k!}$ . + +Drawing from Proposition 1 and Proposition 2, we infer that operations (1, 2) within the LAL merely process the input wave signals to a new wave set. So we can infer that the core mechanism of the LAL is the filtering and normalization (operation 3), which differentiates it from an MLP. In conclusion, the LAL serves as a signal filter. We provide a more detailed discussion in Appendix C. + +# 3.2 Anti-aliasing with Variational Coordinates + +In our initial experiment, we observed that coordinate P.E. with low frequencies resulted in very smooth reconstructions, showing that the attention layer + +![](images/fa603a4c706bda2f405e2dcef46e5d6a6051b62388966e87f0c8cb5723ae9025.jpg) +Fig. 4: Visualization of the Variational Coordinates. Original coordinates are sampled at specific fixed positions. Our strategy is to sample coordinates from a distribution. + +can fit continuous signals even if dot-product attention layers exhibit extreme nonlinearity [15]. In other words, ANR is still a continuous signal representation. We provide the experiment details in Appendix D. + +However, overly high-frequency inputs led to the aliasing problem as we discussed in Sec. 2.2, which means that the interpolated points between original coordinates could be meaningless. It should be emphasized that the aliasing problem is widespread in all kinds of INR architectures. + +Taking inspiration from variational autoencoders (VAEs) [16], we expand the coordinate sample space from fixed positions to a presumed distribution. We posit that coordinates, like any real-world data, are subject to noise. Therefore, we introduce Gaussian shifts to coordinates for better modeling of the inherent variability in empirical data, not just a regularization strategy. + +As illustrate in Fig. 4, we sample the variational coordinates of each pixel $c_{\mathrm{var}}$ that is perturbed based on uniform-sampled coordinates $c$ , as shown below: + +$$ +c _ {\text {v a r}} = c + \alpha V, \quad V \sim \mathcal {N} (0, \sigma^ {2}), \quad V \in [ - v _ {\text {d e v}}, v _ {\text {d e v}} ], \tag {9} +$$ + +where $\sigma$ represents the standard deviation, $\alpha$ is the scaling factor, and $v_{\mathrm{dev}}$ denotes a constraining factor to limit the maximum deviation. This constraint ensures that the fluctuation range of sampled coordinates falls within the range of adjacent original coordinates. + +After resolving the aliasing problem, the interpolation in coordinate space becomes a meaningful and natural super-resolution method. To aid comprehension, we provide a brief visualization of how to solve the aliasing problem in 1D signal fitting in Appendix F. + +# 4 Experiments + +In this section, we first provide an overview of the experimental setup and dataset collection. Subsequently, we present the experiment details on reconstruction tasks and view synthesis tasks on which we compare the convergence speed and parameter efficiency of ANR and MLP-based INR. Lastly, we gave an ablation study about the ANR. + +# 4.1 Experimental Settings + +Data Collection. Our study utilizes a diverse set of datasets: CelebA [23] for human facial images, LSUN [43] for outdoor scenes, ERA5 [11] for global temperature data, and Learnit Shapenet's Cars and Chairs subsets [6] for view synthesis tasks. + +Baseline Comparisons. We benchmark our proposed ANR model against INR based on MLP [7,14] with different parameters modulation methods, e.g. grouping used by TransINR [7] and matrix modulation used by IPC [14]. The modulation method enables the hyper-network to predict only a small number (the "mod" value) of columns instead of the whole transform matrix of MLP. All experiments are conducted under controlled conditions, keeping the hardware and software settings constant across different model iterations. Moreover, we provide the experiment details of the periodic activation function's performance in Appendix E, which we found unsuitable for predicting INR utilizing a hypernetwork framework. + +Evaluation Metrics. We use mean squared error (MSE) as the loss function for all reconstruction tasks, which is consistent with typical reconstruction tasks. The evaluation metrics encompass the average PSNR computed on the validation set and the representation parameter size (the size of the feature vectors). + +Experimental Procedures. The model is trained using a batch size of 18 for the CelebA dataset, 16 for the LSUN dataset and ERA5 Dataset, and 18 for the Learnit Shapenet Dataset (sample 512 rays for each data instance), respectively. The training learning rate is 5e-5, and the training optimizer is Adam. The model is trained for 200k steps on CelebA, 100k steps on LSUN, 70k steps on ERA5, and 200k steps on Shapenet. The depth of both the encoders and decoders of the hyper-network is 6 for all experiments. To further improve the performance of ANR, we explore the hyper-network structure and find that a hyper-network that utilizes cross-attention is better than self-attention [7]. We provide the discussion of the hyper-network structure in Appendix A. + +Other Settings. It's worth noting that the feature vector for data representation is identified as R-Tokens when employing the hyper-network to predict R-Tokens for ANR. Conversely, if the hyper-network is utilized for predicting MLP-based INR, the feature vector comprises the weights of the MLP. We provide more experiment implementation details in Appendix B. + +# 4.2 ANR Performance Overview + +We show that ANRs lead to better convergence on reconstruction tasks, as depicted in Tab. 1. Our experiments on CelebA and LSUN show that ANRs require a smaller size of feature vector (Repr. Params) to represent each data instance, as shown in Fig. 5. Moreover, ANR can efficiently represent relatively invariant characteristics and perform better on the ERA5 dataset. We also test ANR for other tasks directly and find it performs well. The inference examples of ANR on Learnit Shapenet are shown in Fig. 6 and those on ERA5 are shown in + +![](images/cb774ba6d4a156b93cf5a77b6ce602216e8a313747a5774dd9c210ead3fbe315.jpg) +Fig. 5: Reconstruction performance on CelebA dataset and LSUN dataset. The size of each point stands for the representation sizes of data instances. The term “ $\mod(x)$ ” stands for the parameters modulation setting used by TransINR [7] and IPC [14], which limits the predicted maximum columns of MLP weights. The depth of the whole MLP used in the INR functions is annotated beside the data points with the form “D(x)”. + +![](images/58f93b23155414c3fa953f37597d438196cc768738b0413bc31f628b142ea3f4.jpg) + +Appendix G. We also provide additional results for model performance comparison in Appendix J. In conclusion, ANR achieves faster and more accurate convergence and exceeds in data representation efficiency. + +# 4.3 Attention Beats Linear on Reconstruction Tasks + +CelebA. We first compared the convergence speed and effectiveness of ANR and MLP-based INR on the human facial dataset CelebA. Every input image is scaled to $128 \times 128$ and then normalized to $[0,1]$ . Images in the CelebA dataset hold many edges, such as hairs, eyes, and various backgrounds. Experiments show that ANR outperforms MLP-based INR significantly on this dataset. + +LSUN. The performance of ANR and MLP-based INR are also compared on the LSUN church dataset. We set the size of the target images to $256 \times 256$ so that images contain more details. Experiments show that on the LSUN dataset, ANR still exhibits significantly faster convergence. + +ERA5. Although the input coordinates of the Earth's surface temperature data are in latitude and longitude, we can consider it as a numerical field with Cartesian coordinates. However, because the earth's temperature field is highly dependent on the earth's physical structures, the target image always holds similar borders. Experiments show that ANR can better represent these less varied data and it is more parameter-efficient. + +# 4.4 ANR is Efficient for View Synthesis + +To demonstrate that the memorization of the radiance field by ANR is exclusively achieved through R-Tokens, we employ ANR directly to model the radiance field, ensuring the MLP representation converter remains data-agnostic. Experiments show that ANR performs view synthesis like NeRF [29] by establishing a mapping from spatial coordinates $(x,y,z)$ to opacity $\sigma$ and color (RGB), simulating the physical propagation of light rays in the real world. + +Table 1: Evaluations are conducted on image data, specifically CelebA dataset and LSUN dataset, as well as earth temperature fields obtained from ERA5. We compare our ANR with TransINR [7] and IPC [14]. The term "Repr. Params" denotes the size of the feature vector generated by the hyper-network for data representation. The term "All Params" encompasses the total count of parameters for all functions within the Incremental Neural Representation (INR) framework. + +
DatasetInput SizeMethodGlobal/Repr. MLP DepthMSE↓PSNR↑Repr. ParamsAll ParamsSteps
CelebA128*128*3TransINR0/1227.5e-536.25722k2891k200k
IPC11/121.4e-537.23131k2891k200k
IPC5/118.5e-537.95131k1314k200k
ANR(Ours)5/02.2e-547.25131k1970k200k
LSUN256*256*3TransINR0/124.6e-324.21591k2365k100k
IPC11/13.1e-326.00131k2891k100k
IPC5/13.3e-325.67131k1314k100k
ANR(Ours)5/02.2e-327.54131k1969k100k
ANR(Ours)7/01.9e-328.30131k2757k100k
ERA5181*360*1TransINR0/838.5e-644.65229k1839k70k
IPC7/140.8e-644.05131k1839k70k
ANR(Ours)5/09.3e-651.49131k1969k70k
+ +Learnit Shapenet. We conduct experiments on Learnit Shapenet's subsets Cars and Chairs. The view synthesis results are depicted in Fig. 6, showing that NeRFs based on ANR memorize shape information better, while those based on MLP tend to memorize mean shapes and mean colors first. We evaluate the mean PSNR values on the Cars and Chairs test set separately. The experiments indicate that the PSNR performance of ANR NeRF is better than IPC NeRF, as shown in Tab. 2. + +# 4.5 Ablation Study + +Anti-Aliasing is Efficient Enough. Compared to training, we use denser coordinates to get the "interpolated" result of an image, in other words, to achieve super-resolution. As shown in Fig. 7, introducing variational coordinates noticeably mitigates the negative effects caused by overly high-frequency inputs. As discussed before, MLP-based INR also suffers from the aliasing problem. With the anti-aliasing method, both ANR and MLP-based INR that are directly generated by a hyper-network can simulate a smooth reconstruction result. + +Threshold boosts Localized Attention. During the attention alignment process, we utilize a threshold to clip those small attention weight values to zero. We compare the experiments on whether applying a localized attention layer instead of a normal attention layer which is discussed in Appendix H. We find that a thresholded attention map that stops the irrelevant backpropagated gradient does help to accelerate the convergence process. Subsequently, a local + +Table 2: Results of view synthesis on Learnit Shapenet Cars and Chairs. We compare our ANR with IPC [14]. The term "Repr. Params" refers to the feature vector size. The experiments are trained over 100k steps. + +
ShapeNeRFMSE↓PSNR↑Repr. ParamsSteps
CarsIPC3.59e-326.44131k200k
ANR(Ours)3.45e-326.57131k200k
ChairsIPC12.2e-321.07131k200k
ANR(Ours)11.0e-321.45131k200k
+ +![](images/d03d567c354a8512c5edee0a66fdbf8bca89e0dc68c78e0f54e389e77d9a2cf7.jpg) +Fig. 6: The view synthesis result of NeRFs on the Learnit Shapenet dataset with the same training step setting. ANR NeRFs memorize shape information better, while MLP NeRFs tend to memorize mean shapes and mean colors first. + +pattern of data will only guide the training of some representing vectors, enabling a better reconstruction. + +Learning Downstream Tasks utilizing ANR as Prerequisite. To show that the ANR is a representation form that can be further used in downstream tasks, we provide an example experiment for diffusion generation tasks [12]. As shown in Fig. 8, we test diffusion training on the CelebA dataset and provide the diffusion sampling examples while the model is trained for different steps. The main modification for this experiment is inserting a token containing time information into the R-Tokens. Through the modification, we get the modified RTokens containing both time and data information. Because those tokens are the intermediate outputs of the transformer, we can effortlessly denoise these tokens using the transformer. It's worth noting that the representation size could be one limitation of a generative model's capability. Owing to space constraints, we only use the instance-specific representation vectors (R-Tokens) of ANR as the representation form. We provide more details in Appendix I. + +![](images/05b4d540d0c96910cc27a9b7ea46ac135c36f44a5e1cab54f6292f6456c8801e.jpg) +Fig. 7: Super-resolution result of ANR and MLP-based INR. SR scaling ratio is 2.0. The anti-aliasing method prevents neural representation from learning aliased signals. + +![](images/9c6885b9c197e4663284b1bb0e1e06d107c8fb5084fc52cbf2de836bfab41ac8.jpg) +Fig. 8: The diffusion sampling examples while the model is trained for different steps. + +# 5 Conclusion + +We propose Attention-based Localized implicit Neural Representation (ANR), an innovative framework that significantly enhances the efficiency of neural representation, particularly in accommodating substantial and high-frequency data. Relying on feature tokens for data representation rather than the conventional weight and bias parameters of MLP, ANR marks a departure from traditional INRs. We introduce the L-softmax alignment, a solution to the pervasive issue of attention map generation in conventional softmax alignment. By constraining insignificant attention weights to zero, this mechanism enables a more focused and efficient training procedure. Moreover, the utilization of variational coordinates in addressing the aliasing problem within ANRs has demonstrated its efficacy in enhancing the robustness and accuracy of the model. The extensive experiments not only validate the efficacy of ANRs but also underscore their superiority over conventional MLP-based INRs. The observed faster convergence rates and superior handling of diverse data modalities, such as 3D shapes, serve as compelling evidence of ANR's robustness and versatility. + +In essence, the contributions made in this study elucidate the potential of ANRs in revolutionizing neural representation learning, offering a more efficient and adaptable framework capable of addressing complex data patterns across multiple domains. ANRs represent a promising avenue for future exploration and development. + +# Acknowledgements + +This work is supported by the National Key R&D Program of China (Grant No. 2022ZD0160703), the National Natural Science Foundation of China (Grant No. 62202422), the Natural Science Foundation of Shandong Province (Grant No. ZR2021MH227), and Shanghai Artificial Intelligence Laboratory. + +# References + +1. Anciukevicius, T., Xu, Z., Fisher, M., Henderson, P., Bilen, H., Mitra, N.J., Guerrero, P.: Renderdiffusion: Image diffusion for 3d reconstruction, inpainting and generation. In: Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition. pp. 12608-12618 (2023) +2. Bauer, M., Dupont, E., Brock, A., Rosenbaum, D., Schwarz, J.R., Kim, H.: Spatial functa: Scaling functa to imagenet classification and generation. arXiv preprint arXiv:2302.03130 (2023) +3. Benbarka, N., Höfer, T., Zell, A., et al.: Seeing implicit neural representations as fourier series. 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Zhuang, Y.: Filtering in neural implicit functions. arXiv preprint arXiv:2201.13013 (2022) \ No newline at end of file diff --git a/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/images.zip b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/images.zip new file mode 100644 index 0000000000000000000000000000000000000000..01143d7f3a282b6a6335e84fc68e79f54e395096 --- /dev/null +++ b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/images.zip @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:d7626bade64ba021e9847acac2e9d6b77c0698a2f71b519c1aceda62f2aa4670 +size 379901 diff --git a/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/layout.json b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/layout.json new file mode 100644 index 0000000000000000000000000000000000000000..ea92ddc5aded1e662ff411db839635b3d1e35e10 --- /dev/null +++ b/2024/Attention Beats Linear for Fast Implicit Neural Representation Generation/layout.json @@ -0,0 +1,8931 @@ +{ + "pdf_info": [ + { + "para_blocks": [ + { + "bbox": [ + 41, + 30, + 371, + 65 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 41, + 30, + 371, + 65 + ], + "spans": [ + { + "bbox": [ + 41, + 30, + 371, + 65 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "spans": [ + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": "Shuyi Zhang" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1,\\dagger}" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": ", Ke Liu" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1,\\dagger}" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": ", Jingjun Gu" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1,\\dagger}" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": ", Xiaoxu Cai" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": ", Zhihua Wang" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": ", Jiajun Bu" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "text", + "content": ", Haishuai Wang" + }, + { + "bbox": [ + 50, + 86, + 361, + 113 + ], + "type": "inline_equation", + "content": "^{1,2,*}" + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 59, + 119, + 353, + 175 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 59, + 119, + 353, + 175 + ], + "spans": [ + { + "bbox": [ + 59, + 119, + 353, + 175 + ], + "type": "inline_equation", + "content": "^{1}" + }, + { + "bbox": [ + 59, + 119, + 353, + 175 + ], + "type": "text", + "content": "Zhejiang Provincial Key Laboratory of Service Robot, College of Computer Science, Zhejiang University, Hangzhou, China " + }, + { + "bbox": [ + 59, + 119, + 353, + 175 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 59, + 119, + 353, + 175 + ], + "type": "text", + "content": "Shanghai Artificial Intelligence Laboratory, Shanghai, China {zhangshuyi, keliu99, gjj, xiaoxu.cai, zhihua_wang}@zju.edu.cn {bjj, haishuai.wang}@zju.edu.cn" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 61, + 215, + 351, + 479 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 61, + 215, + 351, + 479 + ], + "spans": [ + { + "bbox": [ + 61, + 215, + 351, + 479 + ], + "type": "text", + "content": "Abstract. Implicit Neural Representation (INR) has gained increasing popularity as a data representation method, serving as a prerequisite for innovative generation models. Unlike gradient-based methods, which exhibit lower efficiency in inference, the adoption of hyper-network for generating parameters in Multi-Layer Perceptrons (MLP), responsible for executing INR functions, has surfaced as a promising and efficient alternative. However, as a global continuous function, MLP is challenging in modeling highly discontinuous signals, resulting in slow convergence during the training phase and inaccurate reconstruction performance. Moreover, MLP requires massive representation parameters, which implies inefficiencies in data representation. In this paper, we propose a novel Attention-based Localized INR (ANR) composed of a localized attention layer (LAL) and a global MLP that integrates coordinate features with data features and converts them to meaningful outputs. Subsequently, we design an instance representation framework that delivers a transformer-like hyper-network to represent data instances as a compact representation vector. With instance-specific representation vector and instance-agnostic ANR parameters, the target signals are well reconstructed as a continuous function. We further address aliasing artifacts with variational coordinates when obtaining the super-resolution inference results. Extensive experimentation across four datasets showcases the notable efficacy of our ANR method, e.g. enhancing the PSNR value from 37.95dB to 47.25dB on the CelebA dataset. Code is released at https://github.com/Roninton/ANR." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "spans": [ + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "type": "text", + "content": "Keywords: Implicit Neural Representation " + }, + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "type": "text", + "content": " Localized Attention " + }, + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 59, + 491, + 351, + 514 + ], + "type": "text", + "content": " Representation Learning" + } + ] + } + ], + "index": 4 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 41, + 561, + 278, + 572 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 41, + 561, + 278, + 572 + ], + "spans": [ + { + "bbox": [ + 41, + 561, + 278, + 572 + ], + "type": "text", + "content": "† The first three authors contributed equally to this work." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 41, + 572, + 322, + 583 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 41, + 572, + 322, + 583 + ], + "spans": [ + { + "bbox": [ + 41, + 572, + 322, + 583 + ], + "type": "text", + "content": "* Corresponding author: Haishuai Wang (haishuai.wang@zju.edu.cn)." + } + ] + } + ], + "index": 6 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 128, + 45 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 128, + 45 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 128, + 45 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 56, + 381, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 56, + 381, + 247 + ], + "spans": [ + { + "bbox": [ + 30, + 56, + 381, + 247 + ], + "type": "text", + "content": "Implicit Neural Representation (INR) has recently demonstrated its proficiency in data representation. Due to its adeptness in handling multi-modal data and its efficiency in representing high-dimensional data, INR serves as a foundational prerequisite for innovative generation models [5, 13]. Specifically, INR can represent data such as 2D images and 3D scenes by the parameters of neural networks, i.e. Multi-layer Perceptrons (MLPs), that establish mappings from coordinate queries to data contents. Gradient-based methods [10, 35] have been employed to acquire the INR function by optimizing it through gradient descent to fit the target signals. Although these methods could adeptly represent a data instance, their drawback lies in their inference inefficiency, as each inference necessitates additional gradient descent steps. To overcome this limitation, Transformer-like hyper-networks [7, 14] have been proposed to directly generate the parameters of MLP, which forms the INR function. Applying a hyper-network simplifies the training process and benefits the downstream tasks, resolving the inference difficulty and enabling the model to learn a better inductive bias for the whole dataset." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 30, + 248, + 380, + 308 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 248, + 380, + 308 + ], + "spans": [ + { + "bbox": [ + 30, + 248, + 380, + 308 + ], + "type": "text", + "content": "However, the MLP-based INR requires a substantial representation parameter size. To mitigate the parameter explosion issue as the depth of MLPs increases, previous studies have attempted to modulate the representation parameters instead of the entire MLP. However, the effectiveness of modulation directly impacts the representation quality, thereby influencing downstream tasks." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 308, + 380, + 369 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 308, + 380, + 369 + ], + "spans": [ + { + "bbox": [ + 30, + 308, + 380, + 369 + ], + "type": "text", + "content": "Moreover, the MLP-based INR fails to represent the details due to the exponentially increasing difficulty in learning high-frequency components [21], such as edges in images, hairs in 3D meshes, and high-pitched sounds in audio data. Previous research has proposed methods to enhance MLPs for capturing high-frequency components, including the application of coordinate positional embed" + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 68, + 386, + 340, + 494 + ], + "blocks": [ + { + "bbox": [ + 68, + 386, + 340, + 494 + ], + "lines": [ + { + "bbox": [ + 68, + 386, + 340, + 494 + ], + "spans": [ + { + "bbox": [ + 68, + 386, + 340, + 494 + ], + "type": "image", + "image_path": "a2c1207c3b7829ecc5a016d7376565f7ef5f0579f27412683c1d7f88e5869cac.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 503, + 381, + 581 + ], + "lines": [ + { + "bbox": [ + 30, + 503, + 381, + 581 + ], + "spans": [ + { + "bbox": [ + 30, + 503, + 381, + 581 + ], + "type": "text", + "content": "Fig. 1: The framework overview and different INR functions: (i) (Left) The framework overview, INR reconstructs the mapping from coordinates and values. (ii)(Mid) ANR as INR functions. An ANR's parameters are data agnostic and it consists of a localized attention layer and linear components. We transform the coordinates inputs to attention Queries and get attention Keys/Values based on the previously generated R-Token. (iii)(Right) MLP as INR functions. Except for the modulated MLP for representation data instance, the other MLPs are data agnostic." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 32, + 11, + 39, + 18 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 11, + 39, + 18 + ], + "spans": [ + { + "bbox": [ + 32, + 11, + 39, + 18 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 123, + 19 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 123, + 19 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 123, + 19 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 84, + 32, + 328, + 146 + ], + "blocks": [ + { + "bbox": [ + 84, + 32, + 328, + 146 + ], + "lines": [ + { + "bbox": [ + 84, + 32, + 328, + 146 + ], + "spans": [ + { + "bbox": [ + 84, + 32, + 328, + 146 + ], + "type": "image", + "image_path": "fc8ec154430b4ae94f63d48c7cdba0f9b27967583755ea2b44d29e6ca2f2f33d.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "lines": [ + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "spans": [ + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "type": "text", + "content": "Fig. 2: Reconstruction result of ANR and MLP-based INR, on CelebA " + }, + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "type": "inline_equation", + "content": "(128 \\times 128)" + }, + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "type": "text", + "content": " and LSUN dataset " + }, + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "type": "inline_equation", + "content": "(256 \\times 256)" + }, + { + "bbox": [ + 31, + 154, + 381, + 190 + ], + "type": "text", + "content": ". Both experiments employ a training batch size 24 and are trained over 100k epochs. The red border images are the details of the original picture." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 212, + 380, + 261 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 212, + 380, + 261 + ], + "spans": [ + { + "bbox": [ + 30, + 212, + 380, + 261 + ], + "type": "text", + "content": "ding (P.E.) [29,37,50] and the introduction of periodic activation [35]. However, the integration of periodic activation is unsuitable for directly predicting INR with hyper-network due to its strict initialization scheme. The utilization of coordinate P.E. may give rise to complications, such as aliasing artifacts [45]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 261, + 380, + 440 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 261, + 380, + 440 + ], + "spans": [ + { + "bbox": [ + 30, + 261, + 380, + 440 + ], + "type": "text", + "content": "In this paper, we integrate a localized attention layer (LAL) into INRs and propose a novel INR architecture, named Attention-based localized implicit Neural Representation (ANR), as illustrated in Fig. 1. Our ANR accepts an instance-specific data feature and an instance-agnostic coordinate feature and applies an attention module to fuse them, followed by an instance-agnostic MLP that derives the output values. To further improve the precision of the ANR, we introduce the L-softmax alignment in the attention fusion module, which ensures that gradients are backpropagated only through partial representation vectors. Then, to acquire the feature of each data instance, we employ a transformer-like hyper-network to predict the instance-specific feature vectors, supplanting the conventional prediction of a huge amount of parameters in MLP-based INR [7]. Furthermore, we address the INR aliasing problem with variational coordinates. The use of ANRs results in accelerated convergence and superior representation performance compared to the MLP-based INRs, as depicted in Fig. 2. In summary, the key contributions of this work are as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 40, + 442, + 379, + 579 + ], + "type": "list", + "angle": 0, + "index": 10, + "blocks": [ + { + "bbox": [ + 40, + 442, + 379, + 476 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 40, + 442, + 379, + 476 + ], + "spans": [ + { + "bbox": [ + 40, + 442, + 379, + 476 + ], + "type": "text", + "content": "- We propose a novel attention-based INR architecture named ANR and a corresponding hyper-network to generate ANRs, which form continuous functions and efficiently represent large-size and high-frequency signals." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 40, + 480, + 378, + 503 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 40, + 480, + 378, + 503 + ], + "spans": [ + { + "bbox": [ + 40, + 480, + 378, + 503 + ], + "type": "text", + "content": "- We introduce a localized softmax alignment to focus ANR on the most related tokens, leading to better representation ability." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 40, + 506, + 379, + 541 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 40, + 506, + 379, + 541 + ], + "spans": [ + { + "bbox": [ + 40, + 506, + 379, + 541 + ], + "type": "text", + "content": "- We analyze the aliasing problem when generating INRs with the hypernetwork and address the problem with variational coordinates, by examining the ANR mechanism and evaluating its characteristics." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 40, + 543, + 379, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 40, + 543, + 379, + 579 + ], + "spans": [ + { + "bbox": [ + 40, + 543, + 379, + 579 + ], + "type": "text", + "content": "- Extensive experiments show that (i) ANRs could perform faster convergence and better representation than MLP-based INRs, and (ii) ANRs could handle various modalities of data, including images and 3D shapes." + } + ] + } + ], + "index": 9 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "spans": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 33, + 32, + 136, + 46 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 32, + 136, + 46 + ], + "spans": [ + { + "bbox": [ + 33, + 32, + 136, + 46 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 33, + 57, + 216, + 70 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 57, + 216, + 70 + ], + "spans": [ + { + "bbox": [ + 33, + 57, + 216, + 70 + ], + "type": "text", + "content": "2.1 Implicit Neural Representation" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "spans": [ + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": "Implicit neural representation [35] constructs a continuous mapping from input spatial or spatial-temporal coordinates " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "c \\in \\mathbb{R}^C" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": " to target signals " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "s \\in \\mathbb{R}^S" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": " are the dimensions of input and output respectively. Specifically, the neural network " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "f_{\\theta}: \\mathbb{R}^{C} \\to \\mathbb{R}^{S}" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": " can be regarded as a parametric representation of the data, where " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "\\theta" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": " denotes the parameters of the network. Due to the efficiency of representing high-dimensional data [10], INRs have worked well in tasks such as 3D shape representation [8,51] that may require massive storage space and computing power if using discrete data representations such as voxels and meshes. The target signal type could be just image RGB colors or other kinds of data attributes such as spatial transparency " + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 32, + 78, + 379, + 270 + ], + "type": "text", + "content": " that is often required in the Neural Radiance Field (NeRF) [20,29]. Extensive research has shown the surprising potential of INR for various types of tasks, including graph information processing [40], vision data compression [36], super-resolution [9,46], surface representation [8,22,51], volume rendering [1,29,44], generation tasks [5,13], and so on. Interestingly, cooperating with global data agnostic modules, single-layer structure representation could just be enough to represent a data instance [3,14]." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 32, + 271, + 379, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 271, + 379, + 485 + ], + "spans": [ + { + "bbox": [ + 32, + 271, + 379, + 485 + ], + "type": "text", + "content": "As described before in Sec. 1, MLP-based INRs are a type of continuous representation used to store data information, regardless of spatial resolution. This approach has proven memory efficient, especially when dealing with high-dimensional data, such as 3D shapes. Conventionally, shape representation has been composed of voxel grids or triangular meshes. Although MLP-based INRs can theoretically fit any complicated mapping by making the network deeper and wider, they prioritize learning low-frequency signal components [21, 31]. Besides positional embedding and periodic activation, a few approaches have been innovated to speed up the convergence and rendering process. For example, decomposition-based methods [21, 33] applied many tiny MLPs instead of one as INR functions, and Martel et al. [27] utilized a multiscale adaptive coordinate network to achieve better results. The assumption of representation spatial proximity also benefits the representation [2, 19]. Although those methods do improve the representing ability of models, they either have usage limitations or introduce additional assumptions and computations. Our method fuses localized attention within the representation and enables a more localized parameterization. This approach enhances the capability of INR functions rather than outside-representation improvement." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 33, + 503, + 146, + 515 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 503, + 146, + 515 + ], + "spans": [ + { + "bbox": [ + 33, + 503, + 146, + 515 + ], + "type": "text", + "content": "2.2 Aliasing Problem" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 33, + 522, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 522, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 33, + 522, + 379, + 583 + ], + "type": "text", + "content": "Yüce et al. [45] discussed the failing cases when applying implicit neural representation to fit specific target signals, including imperfect recovery and the aliasing problem. We find that MLP-based INRs generated suffer from the same situation. So, how to settle the aliasing problem could be a common challenge of MLP-based INRs [17, 52], and ANRs." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 11, + 39, + 18 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 11, + 39, + 18 + ], + "spans": [ + { + "bbox": [ + 33, + 11, + 39, + 18 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 123, + 19 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 123, + 19 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 123, + 19 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 379, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 379, + 154 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 379, + 154 + ], + "type": "text", + "content": "Inspired by variational autoencoder [16], we summarized the reasons for the aliasing problem. For experimental convenience and better performance, we often use slightly higher or even excessively high positional embedding frequencies, introducing very high-frequency components into the input signals. However, during training, the sparsely sampled input query coordinates are fixed at specific positions. Subsequently, constraint points exist only on fixed sparse coordinates, while the frequency of sampled coordinates is much lower than those of high-frequency components. Finally, the network learns a false amplitude for the excessively high-frequency input signals due to the low sampling frequency, which means the network learns false signal characteristics." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 154, + 379, + 190 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 154, + 379, + 190 + ], + "spans": [ + { + "bbox": [ + 32, + 154, + 379, + 190 + ], + "type": "text", + "content": "Therefore, the aliasing problem means that INRs learn to reconstruct the signal with aliased high-frequency components, preventing INRs from reconstructing continuous and stable mapping." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 33, + 210, + 168, + 222 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 210, + 168, + 222 + ], + "spans": [ + { + "bbox": [ + 33, + 210, + 168, + 222 + ], + "type": "text", + "content": "2.3 Attention Mechanism" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 32, + 233, + 379, + 353 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 233, + 379, + 353 + ], + "spans": [ + { + "bbox": [ + 32, + 233, + 379, + 353 + ], + "type": "text", + "content": "The attention mechanism was initially proposed in computer vision [18, 30] to reduce the computational complexity by focusing on specific parts of an image rather than the entire image. The introduction of the Transformer [38] demonstrated that the attention mechanism also shows great potential for other domains such as Natural Language Processing (NLP). Compared to sequence-based neural networks [39, 48], architectures based on attention exhibited better parallelism. In subsequent research, models based on attention mechanisms found applications in a wide range of fields, including machine translation [47], image classification [42], image generation [41], audio processing [49], and specific applications involving multi-modal data [34]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 32, + 354, + 379, + 461 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 354, + 379, + 461 + ], + "spans": [ + { + "bbox": [ + 32, + 354, + 379, + 461 + ], + "type": "text", + "content": "Brauwers et al. [4] categorizes models using attention mechanisms into four components: query model, feature model, attention model, and output model. Researchers have extensively explored each of these components, such as applying hierarchical attention [24] in the feature model and enhanced scoring and alignment methods [25, 26] to address specific problems. Rebain et al. [32] utilized cross-attention as a better alternative to feature concatenation for conditioning neural field, while still considering attention an outside-representation operation. Our method modifies simple softmax alignment to introduce locality and make attention inside the representation structure." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 33, + 482, + 99, + 496 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 482, + 99, + 496 + ], + "spans": [ + { + "bbox": [ + 33, + 482, + 99, + 496 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 33, + 511, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 511, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 33, + 511, + 379, + 583 + ], + "type": "text", + "content": "We propose a novel implicit neural representation called Attention-based Localized implicit Neural Representation (ANR) to address the convergence and inefficiency challenges of MLP-based INR for high-frequency data. As depicted in Fig. 1, a hyper-network is designed to predict the feature vectors of data, also referred to as representation tokens, which we'll conveniently denote as 'R-Token' in subsequent sections." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "spans": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 69, + 34, + 344, + 143 + ], + "blocks": [ + { + "bbox": [ + 69, + 34, + 344, + 143 + ], + "lines": [ + { + "bbox": [ + 69, + 34, + 344, + 143 + ], + "spans": [ + { + "bbox": [ + 69, + 34, + 344, + 143 + ], + "type": "image", + "image_path": "a62ccc710bb734d6b273784e772de2e0f29ac4c9c2f7540a66084ad105b17834.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 152, + 380, + 175 + ], + "lines": [ + { + "bbox": [ + 30, + 152, + 380, + 175 + ], + "spans": [ + { + "bbox": [ + 30, + 152, + 380, + 175 + ], + "type": "text", + "content": "Fig. 3: Visualization of Dot-Product Attention, Localized Attention Layer, and ANR. The term 'm' is a hyper-parameter that serves to set a threshold for attention weights." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "spans": [ + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "text", + "content": "R-Token is a feature matrix denoted as " + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "inline_equation", + "content": "D \\in \\mathbb{R}^{d \\times N}" + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "text", + "content": " represents the number of feature tokens, and " + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "text", + "content": " is the dimension of each feature. In the experiments, " + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 30, + 199, + 380, + 234 + ], + "type": "text", + "content": " can be adjusted to accommodate varying data sizes." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 236, + 380, + 273 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 236, + 380, + 273 + ], + "spans": [ + { + "bbox": [ + 30, + 236, + 380, + 273 + ], + "type": "text", + "content": "Without loss of generality, we will focus on the problem of image signal reconstruction in this section. Specifically, we focus on fitting the mapping from query coordinates to the RGB values of the given images." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 31, + 292, + 216, + 303 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 292, + 216, + 303 + ], + "spans": [ + { + "bbox": [ + 31, + 292, + 216, + 303 + ], + "type": "text", + "content": "3.1 Attention-based Localized INR" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 314, + 381, + 434 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 314, + 381, + 434 + ], + "spans": [ + { + "bbox": [ + 30, + 314, + 381, + 434 + ], + "type": "text", + "content": "ANR is a novel INR architecture that benefits from the integration of the localized attention mechanism to the INR. Specifically, the input coordinate positional embeddings are considered query signals, and the Localized Attention Layer (LAL) can seek and filter the signals within the R-Tokens. The filtered signals are proven to be wave signals whose spectrum is expanded by the following MLPs. Since R-Tokens are instance-specific and the following MLP is instance agnostic, we can treat the R-Tokens as modulated data representation and the remaining parts as a data-structure-related representation converter. From this view, we can consider ANR as the composition of an R-Tokens data representation and a representation converter." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "spans": [ + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": "ANR Architecture. ANR simulates a mapping from the input coordinate " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": " to target signal " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "s" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": ". Similar to normal INRs, it can be formulated as " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "f_{\\theta} : \\mathbb{R}^{C} \\to \\mathbb{R}^{S}" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "S" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": " are the dimensions of the input and output, respectively. ANR consists of some necessary modules, and its details are depicted in Fig. 3. Firstly, we apply Fourier mapping as the positional embedding (P.E.) operation, in which coordinate queries will be converted to a set of wave signals with different frequencies. Denoting " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "p" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": " as the dimension of " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": ", the P.E. of " + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 30, + 455, + 379, + 539 + ], + "type": "text", + "content": " should have the form:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 160, + 551, + 379, + 567 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 551, + 379, + 567 + ], + "spans": [ + { + "bbox": [ + 160, + 551, + 379, + 567 + ], + "type": "interline_equation", + "content": "\\gamma (c) = \\sin (\\varOmega c + \\phi), \\tag{1}", + "image_path": "c34c7c6fbcffe24ae39f64703ac44aa91c903ea0f798d006cfceadf3705d765a.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "spans": [ + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "type": "inline_equation", + "content": "\\varOmega\\in\\mathbb{R}^{p\\times C}" + }, + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "type": "text", + "content": " represents the P.E. spectrum and " + }, + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "type": "inline_equation", + "content": "\\phi \\in \\mathbb{R}^p" + }, + { + "bbox": [ + 31, + 571, + 367, + 583 + ], + "type": "text", + "content": " is the phase bias." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "spans": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 124, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 124, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 124, + 20 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "spans": [ + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": "Let " + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": " be the token number of R-Tokens and " + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "inline_equation", + "content": "d" + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": " their feature dimension. The matrix " + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "inline_equation", + "content": "D \\in \\mathbb{R}^{d \\times N}" + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": " represents R-Tokens. We transform R-Tokens to attention key and value matrices " + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "inline_equation", + "content": "K, V \\in \\mathbb{R}^{d \\times N}" + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "inline_equation", + "content": "\\gamma(c)" + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": " to a query matrix " + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "inline_equation", + "content": "Q \\in \\mathbb{R}^d" + }, + { + "bbox": [ + 31, + 34, + 380, + 83 + ], + "type": "text", + "content": " using linear projection. We formulate the process as below:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 129, + 89, + 378, + 101 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 129, + 89, + 378, + 101 + ], + "spans": [ + { + "bbox": [ + 129, + 89, + 378, + 101 + ], + "type": "interline_equation", + "content": "Q = W _ {q} \\gamma (c), K = W _ {k} D, V = W _ {v} D, \\tag {2}", + "image_path": "1b86c2fbe375830d2df33055d1c18e33ced7364ad298bdd8f97453eca816551e.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 31, + 106, + 325, + 118 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 106, + 325, + 118 + ], + "spans": [ + { + "bbox": [ + 31, + 106, + 325, + 118 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 31, + 106, + 325, + 118 + ], + "type": "inline_equation", + "content": "W_{q}\\in \\mathbb{R}^{d\\times p}" + }, + { + "bbox": [ + 31, + 106, + 325, + 118 + ], + "type": "inline_equation", + "content": "W_{k},\\in \\mathbb{R}^{d\\times d}" + }, + { + "bbox": [ + 31, + 106, + 325, + 118 + ], + "type": "text", + "content": " are transform matrices respectively." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 119, + 380, + 178 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 119, + 380, + 178 + ], + "spans": [ + { + "bbox": [ + 30, + 119, + 380, + 178 + ], + "type": "text", + "content": "Afterward, the Localized Attention Layer will fuse the features of D and " + }, + { + "bbox": [ + 30, + 119, + 380, + 178 + ], + "type": "inline_equation", + "content": "\\gamma (c)" + }, + { + "bbox": [ + 30, + 119, + 380, + 178 + ], + "type": "text", + "content": " and the subsequent MLP layers will expand the spectrum of the fused features and derive the final output. The localized Attention Layer will be introduced in the following subsection. Denoting \"o\" as the function composition operator, the forward process of ANR can be formulated as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 80, + 185, + 378, + 197 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 80, + 185, + 378, + 197 + ], + "spans": [ + { + "bbox": [ + 80, + 185, + 378, + 197 + ], + "type": "interline_equation", + "content": "f _ {\\theta} (c, D) = \\operatorname {A N R} (\\gamma (c), D) = \\mathrm {M L P} \\circ \\mathrm {L A L} \\left(W _ {q} \\gamma (c), W _ {k} D, W _ {v} D\\right). \\tag {3}", + "image_path": "c904071803df4e5bc2e7eed8c902193154c8f7e27be6351225226dc09cfa6715.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 212, + 379, + 295 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 212, + 379, + 295 + ], + "spans": [ + { + "bbox": [ + 30, + 212, + 379, + 295 + ], + "type": "text", + "content": "Localized Attention Layer. Compared to the origin attention mechanism shown in Eq. (4), we propose the localized attention mechanism with a more accurate attention alignment process. If we apply the softmax function to align attention weights (softmax alignment), every key holds a small weight in the attention map. Those small weights act as unrelated connections between queries and target signals, hindering the ANR's representation capability. We provide the comparison experiments in Appendix H." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 295, + 379, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 295, + 379, + 332 + ], + "spans": [ + { + "bbox": [ + 30, + 295, + 379, + 332 + ], + "type": "text", + "content": "As depicted in Fig. 3, the LAL replaces the simple softmax with L-softmax. L-softmax utilizes a threshold " + }, + { + "bbox": [ + 30, + 295, + 379, + 332 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 30, + 295, + 379, + 332 + ], + "type": "text", + "content": " as attention map activation to round those small attention map values to zero. The LAL can be formulated as Eq. (5):" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 111, + 338, + 378, + 363 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 111, + 338, + 378, + 363 + ], + "spans": [ + { + "bbox": [ + 111, + 338, + 378, + 363 + ], + "type": "interline_equation", + "content": "\\operatorname {A t t e n t i o n} (Q, K, V) = \\operatorname {s o f t m a x} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {4}", + "image_path": "a2990ec3fdf929a9e09fed42ecf23e7b4cd357cb871bbe8a95acdc7366ebf732.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 117, + 372, + 378, + 397 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 117, + 372, + 378, + 397 + ], + "spans": [ + { + "bbox": [ + 117, + 372, + 378, + 397 + ], + "type": "interline_equation", + "content": "\\operatorname {L A L} (Q, K, V) = \\operatorname {L - s o f t m a x} _ {m} \\left(\\frac {Q K ^ {T}}{\\sqrt {d _ {k}}}\\right) V, \\tag {5}", + "image_path": "0e6549144a6e8120976dfeca724ad1efd970db6fa40130b512afaa23b1b2e68d.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "spans": [ + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "inline_equation", + "content": "Q" + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "inline_equation", + "content": "V" + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "content": " stand for query, key, and value of the attention layer, " + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "inline_equation", + "content": "d_k" + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "content": " stands for the length of the attention feature, and " + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 30, + 399, + 379, + 436 + ], + "type": "text", + "content": " is a constant hyperparameter used in the L-softmax alignment, respectively." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 30, + 436, + 379, + 484 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 436, + 379, + 484 + ], + "spans": [ + { + "bbox": [ + 30, + 436, + 379, + 484 + ], + "type": "text", + "content": "The L-softmax alignment strengthens the locality of the attention layer by selecting and combining only the tokens nearest to the query. The L-softmax makes the output localized and stops those irrelevant backpropagated gradients. We formulate the process as Eq. (6):" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 108, + 491, + 378, + 501 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 108, + 491, + 378, + 501 + ], + "spans": [ + { + "bbox": [ + 108, + 491, + 378, + 501 + ], + "type": "interline_equation", + "content": "\\text {L - s o f t m a x} _ {m} (x) = \\text {L o c a l i z e} (\\text {s o f t m a x} (x), m), \\tag {6}", + "image_path": "b09a35c80117bdcd6fb86bb4d2ea3d5508bd353572e0d43000e016d488885f68.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 30, + 507, + 379, + 532 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 507, + 379, + 532 + ], + "spans": [ + { + "bbox": [ + 30, + 507, + 379, + 532 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 30, + 507, + 379, + 532 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 30, + 507, + 379, + 532 + ], + "type": "text", + "content": " is the computed attention weights and the Localize operation normalizes the input matrices so that their last dimension sums up to one, as defined below:" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 109, + 545, + 378, + 556 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 109, + 545, + 378, + 556 + ], + "spans": [ + { + "bbox": [ + 109, + 545, + 378, + 556 + ], + "type": "interline_equation", + "content": "\\operatorname {L o c a l i z e} (x, m) = \\operatorname {N o r m a l i z e} (\\operatorname {R e L U} (x - m)). \\tag {7}", + "image_path": "8e10e99613fbaec63323d2f012c19c500f4b73478f9cf6c1533b1799401aef1d.jpg" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 30, + 559, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 559, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 559, + 379, + 584 + ], + "type": "text", + "content": "After applying the attention map activation, the irrelevant weights are removed, accelerating the network's convergence." + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 42, + 9, + 346, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 42, + 9, + 346, + 20 + ], + "spans": [ + { + "bbox": [ + 42, + 9, + 346, + 20 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 19 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 379, + 57 + ], + "type": "text", + "content": "The LAL Serves as a Signal Filter. We delve into a detailed examination of the properties of the ANR and investigate its constituent modules." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "spans": [ + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "text", + "content": "In the initial input layer, each neuron " + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "text", + "content": " is transformed utilizing Fourier position embedding. Specifically, each neuron is converted into a wave signal by a trigonometric function " + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "inline_equation", + "content": "\\gamma_{i}(x) = \\sin (\\omega_{i}x + \\phi_{i})" + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "text", + "content": " (also referred to as a wave function). At this stage, the input layer's neurons consist of a single wave function, where " + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "inline_equation", + "content": "\\omega_{i}" + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "text", + "content": " is considered the base frequency, and " + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "inline_equation", + "content": "\\phi_{i}" + }, + { + "bbox": [ + 32, + 59, + 379, + 118 + ], + "type": "text", + "content": " denotes the phase bias." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "spans": [ + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "type": "text", + "content": "We treat the Fourier embedding as initial wave signals. For those neurons whose output is obtained by summing wave functions with specific weights, we consider each of them to be a set of wave signals with spectrum " + }, + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "type": "inline_equation", + "content": "\\Omega" + }, + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "type": "text", + "content": ". Let " + }, + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "type": "inline_equation", + "content": "\\varPsi(x,\\varOmega)" + }, + { + "bbox": [ + 32, + 118, + 379, + 165 + ], + "type": "text", + "content": " be a set of wave signals with the form:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 128, + 174, + 377, + 198 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 128, + 174, + 377, + 198 + ], + "spans": [ + { + "bbox": [ + 128, + 174, + 377, + 198 + ], + "type": "interline_equation", + "content": "\\varPsi (x, \\Omega) = \\sum_ {\\omega \\in \\Omega} A _ {\\omega} \\sin \\left(\\langle \\omega , x \\rangle + \\phi_ {w}\\right), \\tag {8}", + "image_path": "35ab2990467846d8ab30cef9c660c41fab9bbbd873c7a59b0f64bcbe3e98f8e0.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "spans": [ + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "inline_equation", + "content": "x" + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "content": " represents the spatial variable, " + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "inline_equation", + "content": "\\omega" + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "content": " is the basic frequency belongs to the frequency set " + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "inline_equation", + "content": "\\Omega" + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "inline_equation", + "content": "A_{\\omega}" + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "content": " is the signal magnitude, and " + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "inline_equation", + "content": "\\phi_{\\omega}" + }, + { + "bbox": [ + 32, + 205, + 379, + 229 + ], + "type": "text", + "content": " is phase bias." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "spans": [ + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "type": "text", + "content": "Proposition 1. The application of multiplication and addition operations to a set of wave signals " + }, + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "type": "inline_equation", + "content": "\\Psi(x, \\Omega)" + }, + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "type": "text", + "content": " results in a new set of wave signals " + }, + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "type": "inline_equation", + "content": "\\Psi(x, \\Omega')" + }, + { + "bbox": [ + 33, + 236, + 379, + 260 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "spans": [ + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "text", + "content": "Proposition 2. All analytic activation functions (e.g. " + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "inline_equation", + "content": "ReLU" + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "text", + "content": " and sinusoids) can be effectively approximated by polynomial functions " + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "inline_equation", + "content": "\\rho(x) = \\sum_{k=0}^{K} \\alpha_k x^k" + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "text", + "content": ", thereby expanding the spectrum of the original wave signals " + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "inline_equation", + "content": "\\Psi(x, \\Omega)" + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "text", + "content": " and generating a new set of waves " + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "inline_equation", + "content": "\\Psi(x, \\Omega')" + }, + { + "bbox": [ + 33, + 267, + 379, + 317 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 32, + 324, + 379, + 359 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 324, + 379, + 359 + ], + "spans": [ + { + "bbox": [ + 32, + 324, + 379, + 359 + ], + "type": "text", + "content": "These propositions, as demonstrated by Yüce et al. [45], underpin our understanding of the Localized Attention Layer (LAL). As discussed in Section 3.1, the LAL primarily encompasses:" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 50, + 362, + 364, + 401 + ], + "type": "list", + "angle": 0, + "index": 13, + "blocks": [ + { + "bbox": [ + 50, + 362, + 364, + 373 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 50, + 362, + 364, + 373 + ], + "spans": [ + { + "bbox": [ + 50, + 362, + 364, + 373 + ], + "type": "text", + "content": "(1) Linear transformations, including scaling and matrix multiplication." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 51, + 376, + 192, + 386 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 51, + 376, + 192, + 386 + ], + "spans": [ + { + "bbox": [ + 51, + 376, + 192, + 386 + ], + "type": "text", + "content": "(2) Non-linear ReLU activation." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 50, + 389, + 280, + 401 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 50, + 389, + 280, + 401 + ], + "spans": [ + { + "bbox": [ + 50, + 389, + 280, + 401 + ], + "type": "text", + "content": "(3) Filtering, normalization, and softmax activation." + } + ] + } + ], + "index": 12 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "spans": [ + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "type": "text", + "content": "It's worth noting that the softmax activation can be viewed as a normalization step following an exponential function. Because the input to the softmax function is an attention weight that is much smaller than 1, we can represent the exponential function using the first " + }, + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "type": "inline_equation", + "content": "K" + }, + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "type": "text", + "content": " terms of its Taylor series expansion: " + }, + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "type": "inline_equation", + "content": "\\exp(x) = \\sum_{k=0}^{K} \\frac{x^k}{k!}" + }, + { + "bbox": [ + 32, + 403, + 379, + 465 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 32, + 465, + 379, + 524 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 465, + 379, + 524 + ], + "spans": [ + { + "bbox": [ + 32, + 465, + 379, + 524 + ], + "type": "text", + "content": "Drawing from Proposition 1 and Proposition 2, we infer that operations (1, 2) within the LAL merely process the input wave signals to a new wave set. So we can infer that the core mechanism of the LAL is the filtering and normalization (operation 3), which differentiates it from an MLP. In conclusion, the LAL serves as a signal filter. We provide a more detailed discussion in Appendix C." + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 33, + 540, + 272, + 552 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 540, + 272, + 552 + ], + "spans": [ + { + "bbox": [ + 33, + 540, + 272, + 552 + ], + "type": "text", + "content": "3.2 Anti-aliasing with Variational Coordinates" + } + ] + } + ], + "index": 16 + }, + { + "bbox": [ + 33, + 559, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 559, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 33, + 559, + 379, + 583 + ], + "type": "text", + "content": "In our initial experiment, we observed that coordinate P.E. with low frequencies resulted in very smooth reconstructions, showing that the attention layer" + } + ] + } + ], + "index": 17 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "spans": [ + { + "bbox": [ + 32, + 10, + 39, + 19 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 127, + 31, + 286, + 116 + ], + "blocks": [ + { + "bbox": [ + 127, + 31, + 286, + 116 + ], + "lines": [ + { + "bbox": [ + 127, + 31, + 286, + 116 + ], + "spans": [ + { + "bbox": [ + 127, + 31, + 286, + 116 + ], + "type": "image", + "image_path": "fa603a4c706bda2f405e2dcef46e5d6a6051b62388966e87f0c8cb5723ae9025.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 31, + 124, + 380, + 148 + ], + "lines": [ + { + "bbox": [ + 31, + 124, + 380, + 148 + ], + "spans": [ + { + "bbox": [ + 31, + 124, + 380, + 148 + ], + "type": "text", + "content": "Fig. 4: Visualization of the Variational Coordinates. Original coordinates are sampled at specific fixed positions. Our strategy is to sample coordinates from a distribution." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 172, + 379, + 208 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 172, + 379, + 208 + ], + "spans": [ + { + "bbox": [ + 30, + 172, + 379, + 208 + ], + "type": "text", + "content": "can fit continuous signals even if dot-product attention layers exhibit extreme nonlinearity [15]. In other words, ANR is still a continuous signal representation. We provide the experiment details in Appendix D." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 209, + 379, + 256 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 209, + 379, + 256 + ], + "spans": [ + { + "bbox": [ + 30, + 209, + 379, + 256 + ], + "type": "text", + "content": "However, overly high-frequency inputs led to the aliasing problem as we discussed in Sec. 2.2, which means that the interpolated points between original coordinates could be meaningless. It should be emphasized that the aliasing problem is widespread in all kinds of INR architectures." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 30, + 257, + 379, + 317 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 257, + 379, + 317 + ], + "spans": [ + { + "bbox": [ + 30, + 257, + 379, + 317 + ], + "type": "text", + "content": "Taking inspiration from variational autoencoders (VAEs) [16], we expand the coordinate sample space from fixed positions to a presumed distribution. We posit that coordinates, like any real-world data, are subject to noise. Therefore, we introduce Gaussian shifts to coordinates for better modeling of the inherent variability in empirical data, not just a regularization strategy." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "spans": [ + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "type": "text", + "content": "As illustrate in Fig. 4, we sample the variational coordinates of each pixel " + }, + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "type": "inline_equation", + "content": "c_{\\mathrm{var}}" + }, + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "type": "text", + "content": " that is perturbed based on uniform-sampled coordinates " + }, + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "type": "inline_equation", + "content": "c" + }, + { + "bbox": [ + 31, + 318, + 379, + 341 + ], + "type": "text", + "content": ", as shown below:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 93, + 355, + 379, + 370 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 93, + 355, + 379, + 370 + ], + "spans": [ + { + "bbox": [ + 93, + 355, + 379, + 370 + ], + "type": "interline_equation", + "content": "c _ {\\text {v a r}} = c + \\alpha V, \\quad V \\sim \\mathcal {N} (0, \\sigma^ {2}), \\quad V \\in [ - v _ {\\text {d e v}}, v _ {\\text {d e v}} ], \\tag {9}", + "image_path": "8dc13f1f385949aaacd29aefcc3c8e03fc0c7d434119598ce61d8ccc1a93134e.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "spans": [ + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "text", + "content": " represents the standard deviation, " + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "inline_equation", + "content": "\\alpha" + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "text", + "content": " is the scaling factor, and " + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "inline_equation", + "content": "v_{\\mathrm{dev}}" + }, + { + "bbox": [ + 30, + 376, + 379, + 423 + ], + "type": "text", + "content": " denotes a constraining factor to limit the maximum deviation. This constraint ensures that the fluctuation range of sampled coordinates falls within the range of adjacent original coordinates." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 30, + 425, + 379, + 473 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 425, + 379, + 473 + ], + "spans": [ + { + "bbox": [ + 30, + 425, + 379, + 473 + ], + "type": "text", + "content": "After resolving the aliasing problem, the interpolation in coordinate space becomes a meaningful and natural super-resolution method. To aid comprehension, we provide a brief visualization of how to solve the aliasing problem in 1D signal fitting in Appendix F." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 31, + 495, + 128, + 508 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 495, + 128, + 508 + ], + "spans": [ + { + "bbox": [ + 31, + 495, + 128, + 508 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 30, + 524, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 524, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 30, + 524, + 379, + 583 + ], + "type": "text", + "content": "In this section, we first provide an overview of the experimental setup and dataset collection. Subsequently, we present the experiment details on reconstruction tasks and view synthesis tasks on which we compare the convergence speed and parameter efficiency of ANR and MLP-based INR. Lastly, we gave an ablation study about the ANR." + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 42, + 9, + 346, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 42, + 9, + 346, + 20 + ], + "spans": [ + { + "bbox": [ + 42, + 9, + 346, + 20 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 372, + 10, + 379, + 18 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 372, + 10, + 379, + 18 + ], + "spans": [ + { + "bbox": [ + 372, + 10, + 379, + 18 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 35, + 171, + 46 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 35, + 171, + 46 + ], + "spans": [ + { + "bbox": [ + 32, + 35, + 171, + 46 + ], + "type": "text", + "content": "4.1 Experimental Settings" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 32, + 59, + 379, + 105 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 59, + 379, + 105 + ], + "spans": [ + { + "bbox": [ + 32, + 59, + 379, + 105 + ], + "type": "text", + "content": "Data Collection. Our study utilizes a diverse set of datasets: CelebA [23] for human facial images, LSUN [43] for outdoor scenes, ERA5 [11] for global temperature data, and Learnit Shapenet's Cars and Chairs subsets [6] for view synthesis tasks." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 32, + 107, + 379, + 225 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 107, + 379, + 225 + ], + "spans": [ + { + "bbox": [ + 32, + 107, + 379, + 225 + ], + "type": "text", + "content": "Baseline Comparisons. We benchmark our proposed ANR model against INR based on MLP [7,14] with different parameters modulation methods, e.g. grouping used by TransINR [7] and matrix modulation used by IPC [14]. The modulation method enables the hyper-network to predict only a small number (the \"mod\" value) of columns instead of the whole transform matrix of MLP. All experiments are conducted under controlled conditions, keeping the hardware and software settings constant across different model iterations. Moreover, we provide the experiment details of the periodic activation function's performance in Appendix E, which we found unsuitable for predicting INR utilizing a hypernetwork framework." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 32, + 226, + 379, + 274 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 226, + 379, + 274 + ], + "spans": [ + { + "bbox": [ + 32, + 226, + 379, + 274 + ], + "type": "text", + "content": "Evaluation Metrics. We use mean squared error (MSE) as the loss function for all reconstruction tasks, which is consistent with typical reconstruction tasks. The evaluation metrics encompass the average PSNR computed on the validation set and the representation parameter size (the size of the feature vectors)." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 32, + 276, + 379, + 394 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 276, + 379, + 394 + ], + "spans": [ + { + "bbox": [ + 32, + 276, + 379, + 394 + ], + "type": "text", + "content": "Experimental Procedures. The model is trained using a batch size of 18 for the CelebA dataset, 16 for the LSUN dataset and ERA5 Dataset, and 18 for the Learnit Shapenet Dataset (sample 512 rays for each data instance), respectively. The training learning rate is 5e-5, and the training optimizer is Adam. The model is trained for 200k steps on CelebA, 100k steps on LSUN, 70k steps on ERA5, and 200k steps on Shapenet. The depth of both the encoders and decoders of the hyper-network is 6 for all experiments. To further improve the performance of ANR, we explore the hyper-network structure and find that a hyper-network that utilizes cross-attention is better than self-attention [7]. We provide the discussion of the hyper-network structure in Appendix A." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 32, + 396, + 379, + 455 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 396, + 379, + 455 + ], + "spans": [ + { + "bbox": [ + 32, + 396, + 379, + 455 + ], + "type": "text", + "content": "Other Settings. It's worth noting that the feature vector for data representation is identified as R-Tokens when employing the hyper-network to predict R-Tokens for ANR. Conversely, if the hyper-network is utilized for predicting MLP-based INR, the feature vector comprises the weights of the MLP. We provide more experiment implementation details in Appendix B." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 32, + 476, + 203, + 487 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 476, + 203, + 487 + ], + "spans": [ + { + "bbox": [ + 32, + 476, + 203, + 487 + ], + "type": "text", + "content": "4.2 ANR Performance Overview" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 32, + 500, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 500, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 32, + 500, + 379, + 583 + ], + "type": "text", + "content": "We show that ANRs lead to better convergence on reconstruction tasks, as depicted in Tab. 1. Our experiments on CelebA and LSUN show that ANRs require a smaller size of feature vector (Repr. Params) to represent each data instance, as shown in Fig. 5. Moreover, ANR can efficiently represent relatively invariant characteristics and perform better on the ERA5 dataset. We also test ANR for other tasks directly and find it performs well. The inference examples of ANR on Learnit Shapenet are shown in Fig. 6 and those on ERA5 are shown in" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "spans": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 42, + 38, + 193, + 146 + ], + "blocks": [ + { + "bbox": [ + 42, + 38, + 193, + 146 + ], + "lines": [ + { + "bbox": [ + 42, + 38, + 193, + 146 + ], + "spans": [ + { + "bbox": [ + 42, + 38, + 193, + 146 + ], + "type": "image", + "image_path": "cb774ba6d4a156b93cf5a77b6ce602216e8a313747a5774dd9c210ead3fbe315.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 155, + 381, + 212 + ], + "lines": [ + { + "bbox": [ + 30, + 155, + 381, + 212 + ], + "spans": [ + { + "bbox": [ + 30, + 155, + 381, + 212 + ], + "type": "text", + "content": "Fig. 5: Reconstruction performance on CelebA dataset and LSUN dataset. The size of each point stands for the representation sizes of data instances. The term “" + }, + { + "bbox": [ + 30, + 155, + 381, + 212 + ], + "type": "inline_equation", + "content": "\\mod(x)" + }, + { + "bbox": [ + 30, + 155, + 381, + 212 + ], + "type": "text", + "content": "” stands for the parameters modulation setting used by TransINR [7] and IPC [14], which limits the predicted maximum columns of MLP weights. The depth of the whole MLP used in the INR functions is annotated beside the data points with the form “D(x)”." + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 211, + 38, + 362, + 146 + ], + "blocks": [ + { + "bbox": [ + 211, + 38, + 362, + 146 + ], + "lines": [ + { + "bbox": [ + 211, + 38, + 362, + 146 + ], + "spans": [ + { + "bbox": [ + 211, + 38, + 362, + 146 + ], + "type": "image", + "image_path": "58f93b23155414c3fa953f37597d438196cc768738b0413bc31f628b142ea3f4.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 31, + 232, + 380, + 269 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 232, + 380, + 269 + ], + "spans": [ + { + "bbox": [ + 31, + 232, + 380, + 269 + ], + "type": "text", + "content": "Appendix G. We also provide additional results for model performance comparison in Appendix J. In conclusion, ANR achieves faster and more accurate convergence and exceeds in data representation efficiency." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 31, + 283, + 303, + 295 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 283, + 303, + 295 + ], + "spans": [ + { + "bbox": [ + 31, + 283, + 303, + 295 + ], + "type": "text", + "content": "4.3 Attention Beats Linear on Reconstruction Tasks" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "spans": [ + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "type": "text", + "content": "CelebA. We first compared the convergence speed and effectiveness of ANR and MLP-based INR on the human facial dataset CelebA. Every input image is scaled to " + }, + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "type": "inline_equation", + "content": "128 \\times 128" + }, + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "type": "text", + "content": " and then normalized to " + }, + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "type": "inline_equation", + "content": "[0,1]" + }, + { + "bbox": [ + 30, + 300, + 379, + 360 + ], + "type": "text", + "content": ". Images in the CelebA dataset hold many edges, such as hairs, eyes, and various backgrounds. Experiments show that ANR outperforms MLP-based INR significantly on this dataset." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 360, + 379, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 360, + 379, + 407 + ], + "spans": [ + { + "bbox": [ + 30, + 360, + 379, + 407 + ], + "type": "text", + "content": "LSUN. The performance of ANR and MLP-based INR are also compared on the LSUN church dataset. We set the size of the target images to " + }, + { + "bbox": [ + 30, + 360, + 379, + 407 + ], + "type": "inline_equation", + "content": "256 \\times 256" + }, + { + "bbox": [ + 30, + 360, + 379, + 407 + ], + "type": "text", + "content": " so that images contain more details. Experiments show that on the LSUN dataset, ANR still exhibits significantly faster convergence." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 30, + 408, + 379, + 480 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 408, + 379, + 480 + ], + "spans": [ + { + "bbox": [ + 30, + 408, + 379, + 480 + ], + "type": "text", + "content": "ERA5. Although the input coordinates of the Earth's surface temperature data are in latitude and longitude, we can consider it as a numerical field with Cartesian coordinates. However, because the earth's temperature field is highly dependent on the earth's physical structures, the target image always holds similar borders. Experiments show that ANR can better represent these less varied data and it is more parameter-efficient." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 31, + 495, + 240, + 507 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 495, + 240, + 507 + ], + "spans": [ + { + "bbox": [ + 31, + 495, + 240, + 507 + ], + "type": "text", + "content": "4.4 ANR is Efficient for View Synthesis" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "type": "text", + "content": "To demonstrate that the memorization of the radiance field by ANR is exclusively achieved through R-Tokens, we employ ANR directly to model the radiance field, ensuring the MLP representation converter remains data-agnostic. Experiments show that ANR performs view synthesis like NeRF [29] by establishing a mapping from spatial coordinates " + }, + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "type": "inline_equation", + "content": "(x,y,z)" + }, + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "type": "text", + "content": " to opacity " + }, + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "type": "inline_equation", + "content": "\\sigma" + }, + { + "bbox": [ + 30, + 511, + 379, + 584 + ], + "type": "text", + "content": " and color (RGB), simulating the physical propagation of light rays in the real world." + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "spans": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 368, + 10, + 378, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 368, + 10, + 378, + 19 + ], + "spans": [ + { + "bbox": [ + 368, + 10, + 378, + 19 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 32, + 109, + 379, + 287 + ], + "blocks": [ + { + "bbox": [ + 32, + 33, + 379, + 99 + ], + "lines": [ + { + "bbox": [ + 32, + 33, + 379, + 99 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 379, + 99 + ], + "type": "text", + "content": "Table 1: Evaluations are conducted on image data, specifically CelebA dataset and LSUN dataset, as well as earth temperature fields obtained from ERA5. We compare our ANR with TransINR [7] and IPC [14]. The term \"Repr. Params\" denotes the size of the feature vector generated by the hyper-network for data representation. The term \"All Params\" encompasses the total count of parameters for all functions within the Incremental Neural Representation (INR) framework." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 32, + 109, + 379, + 287 + ], + "lines": [ + { + "bbox": [ + 32, + 109, + 379, + 287 + ], + "spans": [ + { + "bbox": [ + 32, + 109, + 379, + 287 + ], + "type": "table", + "html": "
DatasetInput SizeMethodGlobal/Repr. MLP DepthMSE↓PSNR↑Repr. ParamsAll ParamsSteps
CelebA128*128*3TransINR0/1227.5e-536.25722k2891k200k
IPC11/121.4e-537.23131k2891k200k
IPC5/118.5e-537.95131k1314k200k
ANR(Ours)5/02.2e-547.25131k1970k200k
LSUN256*256*3TransINR0/124.6e-324.21591k2365k100k
IPC11/13.1e-326.00131k2891k100k
IPC5/13.3e-325.67131k1314k100k
ANR(Ours)5/02.2e-327.54131k1969k100k
ANR(Ours)7/01.9e-328.30131k2757k100k
ERA5181*360*1TransINR0/838.5e-644.65229k1839k70k
IPC7/140.8e-644.05131k1839k70k
ANR(Ours)5/09.3e-651.49131k1969k70k
", + "image_path": "68ebf3bc3b697842203ea3c67ba0142e1b747080a32d4057dd620f36bd186275.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 32, + 309, + 379, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 309, + 379, + 392 + ], + "spans": [ + { + "bbox": [ + 32, + 309, + 379, + 392 + ], + "type": "text", + "content": "Learnit Shapenet. We conduct experiments on Learnit Shapenet's subsets Cars and Chairs. The view synthesis results are depicted in Fig. 6, showing that NeRFs based on ANR memorize shape information better, while those based on MLP tend to memorize mean shapes and mean colors first. We evaluate the mean PSNR values on the Cars and Chairs test set separately. The experiments indicate that the PSNR performance of ANR NeRF is better than IPC NeRF, as shown in Tab. 2." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 33, + 409, + 136, + 422 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 409, + 136, + 422 + ], + "spans": [ + { + "bbox": [ + 33, + 409, + 136, + 422 + ], + "type": "text", + "content": "4.5 Ablation Study" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 32, + 428, + 379, + 511 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 428, + 379, + 511 + ], + "spans": [ + { + "bbox": [ + 32, + 428, + 379, + 511 + ], + "type": "text", + "content": "Anti-Aliasing is Efficient Enough. Compared to training, we use denser coordinates to get the \"interpolated\" result of an image, in other words, to achieve super-resolution. As shown in Fig. 7, introducing variational coordinates noticeably mitigates the negative effects caused by overly high-frequency inputs. As discussed before, MLP-based INR also suffers from the aliasing problem. With the anti-aliasing method, both ANR and MLP-based INR that are directly generated by a hyper-network can simulate a smooth reconstruction result." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 32, + 512, + 379, + 583 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 512, + 379, + 583 + ], + "spans": [ + { + "bbox": [ + 32, + 512, + 379, + 583 + ], + "type": "text", + "content": "Threshold boosts Localized Attention. During the attention alignment process, we utilize a threshold to clip those small attention weight values to zero. We compare the experiments on whether applying a localized attention layer instead of a normal attention layer which is discussed in Appendix H. We find that a thresholded attention map that stops the irrelevant backpropagated gradient does help to accelerate the convergence process. Subsequently, a local" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "spans": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 85, + 76, + 324, + 150 + ], + "blocks": [ + { + "bbox": [ + 30, + 33, + 380, + 67 + ], + "lines": [ + { + "bbox": [ + 30, + 33, + 380, + 67 + ], + "spans": [ + { + "bbox": [ + 30, + 33, + 380, + 67 + ], + "type": "text", + "content": "Table 2: Results of view synthesis on Learnit Shapenet Cars and Chairs. We compare our ANR with IPC [14]. The term \"Repr. Params\" refers to the feature vector size. The experiments are trained over 100k steps." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 85, + 76, + 324, + 150 + ], + "lines": [ + { + "bbox": [ + 85, + 76, + 324, + 150 + ], + "spans": [ + { + "bbox": [ + 85, + 76, + 324, + 150 + ], + "type": "table", + "html": "
ShapeNeRFMSE↓PSNR↑Repr. ParamsSteps
CarsIPC3.59e-326.44131k200k
ANR(Ours)3.45e-326.57131k200k
ChairsIPC12.2e-321.07131k200k
ANR(Ours)11.0e-321.45131k200k
", + "image_path": "f50aba8cee123284f5405179ed64ebad2a28b6d8d445b884eed5a9ccfad66059.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "type": "image", + "bbox": [ + 101, + 171, + 310, + 325 + ], + "blocks": [ + { + "bbox": [ + 101, + 171, + 310, + 325 + ], + "lines": [ + { + "bbox": [ + 101, + 171, + 310, + 325 + ], + "spans": [ + { + "bbox": [ + 101, + 171, + 310, + 325 + ], + "type": "image", + "image_path": "d03d567c354a8512c5edee0a66fdbf8bca89e0dc68c78e0f54e389e77d9a2cf7.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 30, + 335, + 379, + 369 + ], + "lines": [ + { + "bbox": [ + 30, + 335, + 379, + 369 + ], + "spans": [ + { + "bbox": [ + 30, + 335, + 379, + 369 + ], + "type": "text", + "content": "Fig. 6: The view synthesis result of NeRFs on the Learnit Shapenet dataset with the same training step setting. ANR NeRFs memorize shape information better, while MLP NeRFs tend to memorize mean shapes and mean colors first." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 30, + 400, + 379, + 423 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 400, + 379, + 423 + ], + "spans": [ + { + "bbox": [ + 30, + 400, + 379, + 423 + ], + "type": "text", + "content": "pattern of data will only guide the training of some representing vectors, enabling a better reconstruction." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 428, + 380, + 584 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 428, + 380, + 584 + ], + "spans": [ + { + "bbox": [ + 30, + 428, + 380, + 584 + ], + "type": "text", + "content": "Learning Downstream Tasks utilizing ANR as Prerequisite. To show that the ANR is a representation form that can be further used in downstream tasks, we provide an example experiment for diffusion generation tasks [12]. As shown in Fig. 8, we test diffusion training on the CelebA dataset and provide the diffusion sampling examples while the model is trained for different steps. The main modification for this experiment is inserting a token containing time information into the R-Tokens. Through the modification, we get the modified RTokens containing both time and data information. Because those tokens are the intermediate outputs of the transformer, we can effortlessly denoise these tokens using the transformer. It's worth noting that the representation size could be one limitation of a generative model's capability. Owing to space constraints, we only use the instance-specific representation vectors (R-Tokens) of ANR as the representation form. We provide more details in Appendix I." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "spans": [ + { + "bbox": [ + 42, + 9, + 346, + 21 + ], + "type": "text", + "content": "Attention Beats Linear for Fast Implicit Neural Representation Generation" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "spans": [ + { + "bbox": [ + 368, + 10, + 379, + 19 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 111, + 32, + 301, + 140 + ], + "blocks": [ + { + "bbox": [ + 111, + 32, + 301, + 140 + ], + "lines": [ + { + "bbox": [ + 111, + 32, + 301, + 140 + ], + "spans": [ + { + "bbox": [ + 111, + 32, + 301, + 140 + ], + "type": "image", + "image_path": "05b4d540d0c96910cc27a9b7ea46ac135c36f44a5e1cab54f6292f6456c8801e.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 31, + 148, + 379, + 170 + ], + "lines": [ + { + "bbox": [ + 31, + 148, + 379, + 170 + ], + "spans": [ + { + "bbox": [ + 31, + 148, + 379, + 170 + ], + "type": "text", + "content": "Fig. 7: Super-resolution result of ANR and MLP-based INR. SR scaling ratio is 2.0. The anti-aliasing method prevents neural representation from learning aliased signals." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 92, + 183, + 319, + 241 + ], + "blocks": [ + { + "bbox": [ + 92, + 183, + 319, + 241 + ], + "lines": [ + { + "bbox": [ + 92, + 183, + 319, + 241 + ], + "spans": [ + { + "bbox": [ + 92, + 183, + 319, + 241 + ], + "type": "image", + "image_path": "9c6885b9c197e4663284b1bb0e1e06d107c8fb5084fc52cbf2de836bfab41ac8.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 31, + 249, + 379, + 260 + ], + "lines": [ + { + "bbox": [ + 31, + 249, + 379, + 260 + ], + "spans": [ + { + "bbox": [ + 31, + 249, + 379, + 260 + ], + "type": "text", + "content": "Fig. 8: The diffusion sampling examples while the model is trained for different steps." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "bbox": [ + 31, + 283, + 119, + 295 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 31, + 283, + 119, + 295 + ], + "spans": [ + { + "bbox": [ + 31, + 283, + 119, + 295 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 30, + 308, + 386, + 487 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 308, + 386, + 487 + ], + "spans": [ + { + "bbox": [ + 30, + 308, + 386, + 487 + ], + "type": "text", + "content": "We propose Attention-based Localized implicit Neural Representation (ANR), an innovative framework that significantly enhances the efficiency of neural representation, particularly in accommodating substantial and high-frequency data. Relying on feature tokens for data representation rather than the conventional weight and bias parameters of MLP, ANR marks a departure from traditional INRs. We introduce the L-softmax alignment, a solution to the pervasive issue of attention map generation in conventional softmax alignment. By constraining insignificant attention weights to zero, this mechanism enables a more focused and efficient training procedure. Moreover, the utilization of variational coordinates in addressing the aliasing problem within ANRs has demonstrated its efficacy in enhancing the robustness and accuracy of the model. The extensive experiments not only validate the efficacy of ANRs but also underscore their superiority over conventional MLP-based INRs. The observed faster convergence rates and superior handling of diverse data modalities, such as 3D shapes, serve as compelling evidence of ANR's robustness and versatility." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 30, + 488, + 381, + 548 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 488, + 381, + 548 + ], + "spans": [ + { + "bbox": [ + 30, + 488, + 381, + 548 + ], + "type": "text", + "content": "In essence, the contributions made in this study elucidate the potential of ANRs in revolutionizing neural representation learning, offering a more efficient and adaptable framework capable of addressing complex data patterns across multiple domains. ANRs represent a promising avenue for future exploration and development." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "spans": [ + { + "bbox": [ + 33, + 10, + 43, + 19 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "spans": [ + { + "bbox": [ + 65, + 9, + 123, + 20 + ], + "type": "text", + "content": "S Zhang et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 413, + 615 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 32, + 33, + 145, + 46 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 33, + 145, + 46 + ], + "spans": [ + { + "bbox": [ + 32, + 33, + 145, + 46 + ], + "type": "text", + "content": "Acknowledgements" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 30, + 59, + 380, + 108 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 30, + 59, + 380, + 108 + ], + "spans": [ + { + "bbox": [ + 30, + 59, + 380, + 108 + ], + "type": "text", + "content": "This work is supported by the National Key R&D Program of China (Grant No. 2022ZD0160703), the National Natural Science Foundation of China (Grant No. 62202422), the Natural Science Foundation of Shandong Province (Grant No. ZR2021MH227), and Shanghai Artificial Intelligence Laboratory." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 32, + 127, + 97, + 138 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 32, + 127, + 97, + 138 + ], + "spans": [ + { + "bbox": [ + 32, + 127, + 97, + 138 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 33, + 152, + 380, + 583 + ], + "type": "list", + "angle": 0, + "index": 17, + "blocks": [ + { + "bbox": [ + 36, + 152, + 379, + 197 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 36, + 152, + 379, + 197 + ], + "spans": [ + { + "bbox": [ + 36, + 152, + 379, + 197 + ], + "type": "text", + "content": "1. 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This work addresses cross-domain semantic segmentation. While recent CNNs and proposal-free transformers led to significant advances, we introduce a new transformer with a lighter encoder and more complex decoder with query tokens for predicting segmentation masks, called ADFormer. The domain gap between the source and target domains is reduced with two mechanisms. First, we decompose cross-attention in the decoder into domain-independent and domain-specific parts to enforce the query tokens interact with the domain-independent aspects of the image tokens, shared by the source and target domains, rather than domain-specific counterparts which induce the domain gap. Second, we use the gradient reverse block to control back-propagation of the gradient, and hence introduce adversarial learning in the decoder of ADFormer. Our results on two benchmark domain shifts - GTA to Cityscapes and SYNTHIA to Cityscapes - show that ADFormer outperforms SOTA proposal-free methods with significantly lower complexity. The implementation is available at https://github.com/helq2612/ADFormer.", + "bbox": [ + 261, + 306, + 743, + 527 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Keywords: Cross-domain settings $\\cdot$ Semantic segmentation", + "bbox": [ + 263, + 541, + 666, + 555 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 217, + 580, + 375, + 597 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "This paper addresses cross-domain semantic segmentation. We are given images from the source and target domains, which share semantic classes, but significantly differ in imaging conditions and appearance of these classes - the difference referred to as the domain gap. Only the source-domain images are annotated with semantic segmentation masks. The goal is to use the provided source-domain supervision to perform semantic segmentation in the target domain. This problem arises in a wide range of applications, including autonomous driving under different weather conditions [19,26].", + "bbox": [ + 212, + 613, + 787, + 734 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "A direct application of SOTA models for standard (single-domain) semantic segmentation, e.g., transformers [4,5,43], to cross-domain settings typically yields poor results. To reduce the domain gap, prior work has studied several frameworks: (a) decomposition of features into domain-independent and domain-specific parts [39-41]; (b) adversarial learning via a gradient reverse layer (GRL) [17]; (c) self-training; and (d) hybrids thereof [11, 12, 20]. For each of these frameworks, prior work has typically used proposal-free models which have a heavy encoder, either", + "bbox": [ + 212, + 734, + 789, + 839 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "CNNs [30, 36, 44, 46] or transformers [13-15]. By proposal-free, we mean models that do not explicitly use proposals to obtain the final semantic segmentation. For example, a proposal-free transformer does not have query tokens in its decoder. Also, by heavy encoder, we mean a complex image-encoding network pre-trained on a very large dataset, like ImageNet [8]. We find that such proposal-free models may not be the most suitable for our problem, because their pretraining is done for image classification - a task different from semantic segmentation - on a large dataset which may be unrelated to the source and target domains of interest. While there are attempts to address this issue - e.g., \"thing-class feature distance\" regularization [13] - they poorly generalize to all possible cross-domain settings - e.g., the target domain may not have \"thing\" classes of ImageNet [35].", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "This motivates us to use a proposal-based transformer in which learnable proposals (a.k.a. query tokens) serve as feature prototypes of semantic classes, and where domain alignment is performed in the decoder. The decoder is aimed at decoding the proposals into their semantic segmentation in the input image. As the decoder is learned on both the source and target datasets, we can directly learn how to align the proposals across the two domains. Therefore, our model choice seems more suitable for the downstream cross-domain setting than proposal-free models. Among recent proposal-based transformers [1,4,5,45,47], Mask2Former [4] has shown great success in single-domain semantic segmentation. In the decoder of Mask2Former, the \"abstracted\" query tokens are gradually refined and tuned to the input image, by the means of cross-attention with the image tokens, such that each query can predict a class and its segmentation mask in the image at the output. We extend Mask2Former such that the query tokens learn domain-independent class prototypes, as desired in cross-domain settings. To the best of our knowledge, proposal-based transformers have never been used in cross-domain semantic segmentation.", + "bbox": [ + 212, + 316, + 787, + 559 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "The cross-attention in Mask2Former estimates similarity between the query tokens and image tokens. In cross-domain settings, the latter are characterized by both domain-independent (DI) and domain-specific (DS) features. Consequently, the cross-attention consists of DI and DS attentions. The DS cross-attention tuned to the source domain may negatively affect the refinement of the query tokens on the target-domain images. To mitigate this issue, prior work [11] has directly decomposed the query and image tokens into DI and DS features, at a high computational cost. In contrast, as shown in Fig. 1, our new attention decomposition transformer, called ADFormer, splits the Mask2Former's semantic-segmentation head into two, parallel, DI and DS processing branches, for a more direct estimation of the two types of cross-attention, with low complexity.", + "bbox": [ + 212, + 564, + 787, + 731 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To learn to decompose the cross-attention, following [13, 30], we train our ADFormer with self-learning on both source and domain-mixed images, where the latter are synthetic images composed of select parts from the source- and target-domain images, as illustrated in Fig. 2. The supervision for self-learning represents the known masks of the corresponding source-domain and target-domain regions in the domain-mixed image. Such training allows each query token of our ADFormer to predict a quadruplet (class, mask, domain, domain-", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 271, + 114, + 428, + 126 + ], + "page_idx": 1 + }, + { + "type": "image", + "img_path": "images/fdd7c4f1fc96fe0da72b67ff4f50e8058ce9b8b8b57458e7ffce0475da7dec4a.jpg", + "image_caption": [ + "Fig. 1: ADFormer consists of a backbone, pixel-decoder, and transformer-decoder. The transformer-decoder has two parallel domain-independent (DI) and domain-specific (DS) branches that decompose the cross-attention into DI and DS components, and enable every query token to predict a quadruplet (class, mask, domain, domain-mask). The DI segmentation head outputs the semantic class and its segmentation mask in the image, and the DS segmentation head outputs the domain class (source or target) and its domain-mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap." + ], + "image_footnote": [], + "bbox": [ + 218, + 143, + 787, + 268 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "mask). As shown in Fig. 1, the first pair in the quadruplet is output by the DI head for the semantic class and its segmentation mask in the image, and the second pair is output by the DS head for the domain class (source or target) and its segmentation mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap.", + "bbox": [ + 212, + 444, + 787, + 535 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "ADFormer achieves SOTA performance on two benchmark domain shifts, GTA [27] $\\rightarrow$ Cityscapes [7]) and SYNTHIA [28] $\\rightarrow$ Cityscapes [7], with lower complexity than prior work.", + "bbox": [ + 212, + 535, + 787, + 580 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our contributions are summarized below:", + "bbox": [ + 238, + 580, + 540, + 595 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. We are the first to design and evaluate a proposal-based model, ADFormer, and integrate adversarial learning via GRL into self-learning of a proposal-based model for cross-domain semantic segmentation.", + "2. ADFormer's decoder explicitly decomposes cross-attention into DI and DS components, which enforces the query tokens to focus their learning of class prototypes on the semantically relevant DI cues in the image." + ], + "bbox": [ + 220, + 599, + 785, + 690 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "In the following, Sec. 2 reviews related work, Sec. 3 briefly outlines Mask2Former, Sec. 4 specifies ADFormer, Sec. 5 presents our experimental results, and Sec. 6 concludes the paper.", + "bbox": [ + 212, + 694, + 795, + 739 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "2 Related Work", + "text_level": 1, + "bbox": [ + 215, + 762, + 387, + 777 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Transformer-based segmentation. Recent work shows that transformers [2,4,5,43] outperform CNNs in semantic segmentation. For example, Segformer [43] avoids using complex decoders by unifying transformers with lightweight", + "bbox": [ + 214, + 794, + 787, + 842 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "ADFormer", + "bbox": [ + 658, + 114, + 730, + 126 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 2 + }, + { + "type": "image", + "img_path": "images/7e1c32d29665fdfc55c89e2a17e48aa5d7d9b552656bc7b16ee175b6df5cc2db.jpg", + "image_caption": [ + "Fig. 2: For a domain-mixed image consisting of source- and target-domain parts, every query token predicts the quadruplet (class, mask, domain, domain-mask). The figure visualizes the cross-attention of two sample query tokens and the corresponding attention decomposition, enabled by the DI and DS heads in ADFormer (see Fig. 1). The top query predicts \"target\" as the domain class, and the bottom query, \"source\". Before the decomposition, the top query's cross-attention has higher values on objects (e.g., cars) from the target domain. Similarly, the bottom query's cross-attention emphasizes objects from the source domain. After the decomposition, the resulting DI cross-attention for both queries has high values on objects from both source and target domains." + ], + "image_footnote": [], + "bbox": [ + 217, + 146, + 785, + 223 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "multi-layer perception (MLP) decoders. MaskFormer [5] estimates the query-based attention and mask classification, while its successor Mask2Former [4] additionally filters image background with the masked attention. Recent cross-domain semantic segmentation methods usually adopt the MIt-B5 encoder from Segformer, whose complexity is very high ( $>85\\mathrm{M}$ parameters, see Sec. 5). Our ADFormer extends Mask2Former, with significantly lighter encoder (called pixel-decoder), to better suit cross-domain semantic segmentation.", + "bbox": [ + 212, + 424, + 787, + 530 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Unsupervised domain adaptation (UDA) for semantic segmentation can be divided into adversarial-training [31, 32, 37] and self-training approaches [13-15, 30]. The former use GRL to reverse the sign of loss and thus rather maximize than minimize the loss for outputs deemed domain-specific. This effectively suppresses learning on features that induce the domain gap. In self-training, a student model is trained on both source- and target-domain images, where supervision in the target domain comes based form pseudo-ground-truth labels generated by a teacher model. The teacher model is updated from the student model usually through exponential moving average (EMA). Recent domain-bridging methods [3, 30] perform training on domain-mixed images composed of source and target parts. In this paper, we follow these well-established learning frameworks, and train ADFormer using adversarial-training via GRL, self-training via student-teacher models, and domain-bridging via domain-mixed images.", + "bbox": [ + 212, + 541, + 787, + 739 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Domain Decomposition. Cross-domain learning typically focuses on feature decomposition. For example, CNN features can be disentangled into DI and DS parts with an orthogonal constraint [41], or mutual-information loss [40], or a cyclic-disentanglement [39]. Also, images can be disentangled into DI structure and DS texture representations [38]. In contrast, we focus on attention decomposition, rather than feature decomposition.", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 271, + 114, + 428, + 126 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "3 Brief Review of Mask2Former", + "text_level": 1, + "bbox": [ + 215, + 143, + 542, + 160 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "ADFormer extends Mask2Former [4], which consists of a backbone network, pixel decoder (also called \"encoder\" in DETR-family detectors [1, 10, 25, 47]), (query) decoder, and a semantic segmentation branch. The encoder embeds image features, extracted with a backbone network, into a sequence of image tokens, $\\mathcal{X} = \\{x_i\\}_{i=1}^N$ , $x_i \\in \\mathbb{R}^d$ , where $N = h \\times w$ is the sequence length, and $[h,w]$ are the height and width of the image-feature map. The decoder introduces a sequence of query tokens, $\\mathcal{Z} = \\{z_j\\}_{j=1}^{N_{\\mathrm{q}}}$ , $z_j \\in \\mathbb{R}^d$ , aimed at learning class prototypes. In the decoder, every query token $z_j$ is correlated with all image tokens $\\mathcal{X}$ to compute the semantic-segmentation responses of $z_j$ :", + "bbox": [ + 212, + 172, + 787, + 311 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {M} _ {j} = \\{\\sigma (m _ {i j}): m _ {i j} = x _ {i} ^ {\\top} \\mathrm {F F N} (z _ {j}), i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {\\mathrm {q}}, \\quad (1)\n$$\n", + "text_format": "latex", + "bbox": [ + 267, + 319, + 787, + 338 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $\\sigma(\\cdot)$ is the sigmoid function, and $\\mathrm{FFN}(\\cdot)$ is a feedforward three-layer non-linear projection. For every $z_{j}$ , the decoder's classification head, denoted as $\\mathrm{class}(\\cdot)$ , predicts a class distribution, $c_{j} = \\operatorname{softmax}(\\mathrm{class}(z_{j})) \\in [0,1]^{C}$ , over $C$ classes. Thus, the decoder of $\\mathrm{Mask2Former}$ can be viewed as decoding the image tokens into class-mask responses $\\{(c_{j},\\mathcal{M}_{j})\\}_{j=1}^{N_{\\mathrm{q}}}$ , which can be mapped into the final pixel-wise prediction:", + "bbox": [ + 212, + 344, + 787, + 436 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\ny _ {i} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j}\\right) c _ {j}\\right) \\in [ 0, 1 ] ^ {C}, \\quad i = 1 \\dots N. \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 445, + 787, + 488 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "The decoder usually has several layers, $l = 1,2,\\ldots$ , aimed at refining $\\mathcal{Z}$ through cross-attention and self-attention before making the final prediction given by (2). The refinement of $\\mathcal{Z}^l$ at every layer $l$ , by the means of cross-attention, is important since it focuses every \"abstracted\" class prototype $z_{j}^{l}$ to tune to visual cues captured by the image tokens as:", + "bbox": [ + 212, + 494, + 787, + 571 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {Z} ^ {l} = (A ^ {l} (\\mathcal {X} W _ {V})) W _ {O}, \\quad \\mathcal {Z} ^ {l} \\in \\mathbb {R} ^ {N _ {\\mathrm {q}} \\times d}, \\quad \\mathcal {X} \\in \\mathbb {R} ^ {N \\times d}, \\qquad (3)\n$$\n", + "text_format": "latex", + "bbox": [ + 318, + 578, + 787, + 597 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where we slightly abuse the notation for $\\mathcal{Z}$ and $\\mathcal{X}$ and treat them as matrices, $W_{V}, W_{O} \\in \\mathbb{R}^{d \\times d}$ are two linear projection matrices, and $A^{l} \\in \\mathbb{R}^{N_{\\mathrm{q}} \\times N}$ is the cross-attention at the decoder layer $l$ estimated as", + "bbox": [ + 212, + 604, + 787, + 650 + ], + "page_idx": 4 + }, + { + "type": "equation", + "text": "\n$$\nA ^ {l} = \\left(\\mathcal {Z} ^ {l} W _ {Q}\\right) \\left(\\mathcal {X} W _ {K}\\right) ^ {\\top} + M ^ {l - 1}, \\quad M (i, j) = \\left\\{ \\begin{array}{c} 0, \\text {i f} \\sigma \\left(m _ {i j}\\right) > 0. 5 \\\\ - \\infty , \\text {o t h e r w i s e} \\end{array} \\right., \\tag {4}\n$$\n", + "text_format": "latex", + "bbox": [ + 243, + 657, + 787, + 690 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "where $W_{Q}, W_{K} \\in \\mathbb{R}^{d \\times d}$ are another two linear projection matrices, and $M^{l-1}$ is the attention mask for filtering out image tokens predicted as background by the previous layer ( $l-1$ ) in (1). $M$ enforces that the query tokens are refined only based on the foreground image tokens.", + "bbox": [ + 212, + 698, + 787, + 760 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "4 Specification of ADFormer", + "text_level": 1, + "bbox": [ + 215, + 780, + 511, + 797 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Fig. 1 shows the main components of ADFormer. In training, we use both source and domain-mixed images. This allows for self-learning of ADFormer by predicting", + "bbox": [ + 212, + 809, + 787, + 840 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "ADFormer", + "bbox": [ + 656, + 114, + 730, + 127 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 4 + }, + { + "type": "image", + "img_path": "images/7fc0802eeeed548e592a3138a786144df6782615ad99ced847c571118b865dff.jpg", + "image_caption": [ + "Semantic Segmentation Branch (Mask2Former)" + ], + "image_footnote": [], + "bbox": [ + 217, + 143, + 398, + 268 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/3403a9387e68cf981f56ccc9580b9044800ad4dea79ffbae28913b8c5b96e26f.jpg", + "image_caption": [ + "DI Segmentation Branch" + ], + "image_footnote": [], + "bbox": [ + 401, + 143, + 602, + 268 + ], + "page_idx": 5 + }, + { + "type": "image", + "img_path": "images/5f8e2202c9320ec78855d3d8a20654635c97ddc0ab5f00c19f2f3597b116df9a.jpg", + "image_caption": [ + "DS Segmentation Branch", + "Fig. 3: (Left): The single semantic segmentation branch of Mask2Former. (Middle and Right) The decoder of ADFormer disentangles the class-mask and domain-mask predictions through the respective domain-independent (DI) and domain-specific (DS) segmentation branches." + ], + "image_footnote": [], + "bbox": [ + 604, + 145, + 784, + 271 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "not only the semantic mask of each class but also the domain mask for the input image. The encoder produces the image tokens, $\\mathcal{X}$ , which are passed to the decoder for refining the query tokens $\\mathcal{Z}$ and decoding $\\mathcal{X}$ with $\\mathcal{Z}$ into the quadruplet (class, mask, domain, domain-mask) responses, $\\{(c_j,\\mathcal{M}_j^{\\mathrm{DI}},d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}$ . As depicted in more detail in Fig. 3, every $z_{j}$ is passed to two parallel branches: the DI branch for predicting the semantic segmentation mask $\\mathcal{M}_j^{\\mathrm{DI}}$ and the DS branch for estimating the domain segmentation mask $\\mathcal{M}_j^{\\mathrm{DS}}$ . In the DS branch, several GRLs are used to reverse the gradient flow in back-propagation to reduce the domain gap. In the following, we specify the DI and DS branches, whose detailed architecture is shown in Fig. 3.", + "bbox": [ + 212, + 386, + 787, + 541 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "4.1 DS Segmentation Branch", + "text_level": 1, + "bbox": [ + 215, + 561, + 470, + 575 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Since both $\\mathcal{X}$ and $\\mathcal{Z}$ carry information about the domain, regions belonging to the target or source domain in the input image are identified by correlating every $z_{j}$ with $\\mathcal{X}$ as", + "bbox": [ + 212, + 585, + 785, + 631 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {M} _ {j} ^ {\\mathrm {D S}} = \\{\\sigma (m _ {i j} ^ {\\mathrm {D S}}): m _ {i j} ^ {\\mathrm {D S}} = x _ {i} ^ {\\top} \\mathrm {F F N} ^ {\\mathrm {D S}} (z _ {j}), i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {\\mathrm {q}}, (5)\n$$\n", + "text_format": "latex", + "bbox": [ + 233, + 638, + 787, + 662 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "For every $z_{j}$ , the binary domain classification head, denoted as $\\mathrm{domain}(\\cdot)$ , predicts a domain-class distribution, $d_{j} = \\mathrm{softmax}(\\mathrm{domain}(z_{j}))\\in [0,1]^{2}$ , over two domain classes source and target. The domain $(\\cdot)$ is implemented as a FFN. Thus, the DS segmentation branch can be viewed as decoding $\\mathcal{X}$ into domain-mask responses $\\{(d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}$ , which can be mapped into the pixel-wise domain classification:", + "bbox": [ + 212, + 667, + 787, + 748 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\ny _ {i} ^ {\\mathrm {D S}} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j} ^ {\\mathrm {D S}}\\right) d _ {j}\\right) \\in [ 0, 1 ] ^ {2}, \\quad i = 1 \\dots N. \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 757, + 785, + 801 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Importantly, the refinement of $\\mathcal{Z}$ via cross-attention is not computed in the DS branch, since the query tokens are supposed to learn DI class prototypes.", + "bbox": [ + 212, + 809, + 785, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 269, + 114, + 428, + 126 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The DS branch uses GRL to reduce the domain gap, as shown in Fig. 3. In the forward pass, GRL is the identity function. In back-propagation, GRL reverses the sign of the gradient of loss in order to \"fool\" the DS branch such that errors in predicting the domain classes are encouraged. The hyperparameter $\\lambda_{\\mathrm{GRL}}$ of the reversed gradient is empirically set to a very small value ( $\\lambda_{\\mathrm{GRL}} = 10^{-4}$ ). Thus, on the one hand, in back-propagation, GRL effectively makes the network ignore domain differences and focus more on the DI visual cues. On the other hand, the loss incurred on the per-query predictions $\\{(d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}$ and pixel-wise domain classification $\\{y_i^{\\mathrm{DS}}\\}_{i = 1}^N$ make the network learn the domain differences. In this way, GRL enables adversarial learning of the DS branch.", + "bbox": [ + 212, + 146, + 787, + 301 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "4.2 DI Segmentation Branch", + "text_level": 1, + "bbox": [ + 215, + 320, + 467, + 335 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "The DI segmentation branch decodes $\\mathcal{X}$ into DI class-mask responses. While the DS branch leverages the domain information entangled in both $\\mathcal{X}$ and $\\mathcal{Z}$ for the pixelwise domain classification in (6), the DI branch seeks to estimate DI correlation between $\\mathcal{X}$ and $\\mathcal{Z}$ . Following prior work, we make two common assumptions about the DI and DS components of the image tokens and query tokens. First, they can be decomposed as:", + "bbox": [ + 212, + 342, + 787, + 434 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\nx _ {i} = x _ {i} ^ {\\mathrm {D I}} + x _ {i} ^ {\\mathrm {D S}}, \\quad z _ {j} = z _ {j} ^ {\\mathrm {D I}} + z _ {j} ^ {\\mathrm {D S}}. (7)\n$$\n", + "text_format": "latex", + "bbox": [ + 377, + 440, + 787, + 460 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Second, they are uncorrelated (orthogonal):", + "bbox": [ + 214, + 465, + 532, + 481 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n(x _ {i} ^ {\\mathrm {D S}}) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} = 0, (x _ {i} ^ {\\mathrm {D I}}) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} = 0. \\qquad \\qquad (8)\n$$\n", + "text_format": "latex", + "bbox": [ + 380, + 488, + 787, + 507 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "From (7), (8), the DI correlation between every $x_{i}$ and $z_{j}$ can be computed as", + "bbox": [ + 214, + 513, + 779, + 529 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} x _ {i} ^ {\\top} z _ {j} = \\left(x _ {i} ^ {\\mathrm {D I}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} + \\left(x _ {i} ^ {\\mathrm {D S}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} + \\left(\\underline {{x _ {i} ^ {\\mathrm {D I}}}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} + \\left(\\underline {{x _ {i} ^ {\\mathrm {D S}}}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D T}}, \\tag {9} \\\\ \\Rightarrow (x _ {i} ^ {\\mathrm {D I}}) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} = x _ {i} ^ {\\top} z _ {j} - (x _ {i} ^ {\\mathrm {D S}}) ^ {\\top} z _ {j} ^ {\\mathrm {D S}}. \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 290, + 537, + 787, + 577 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "From (9), the DI semantic-segmentation responses of the query tokens can be estimated as", + "bbox": [ + 212, + 584, + 787, + 612 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {M} _ {j} ^ {\\mathrm {D I}} = \\{\\sigma (m _ {i j} ^ {\\mathrm {D I}}): m _ {i j} ^ {\\mathrm {D I}} = m _ {i j} - m _ {i j} ^ {\\mathrm {D S}}, i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {q}. \\tag {10}\n$$\n", + "text_format": "latex", + "bbox": [ + 246, + 621, + 787, + 642 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $m_{ij}$ is given by (1) and $m_{ij}^{\\mathrm{DS}}$ is computed in (5).", + "bbox": [ + 212, + 647, + 609, + 664 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Note that $\\mathcal{M}_j^{\\mathrm{DI}}$ in (10) does not require an explicit decomposition of features of the image and query tokens. It suffices to simply subtract the domain-mask prediction $\\mathcal{M}_j^{\\mathrm{DS}}$ from the entangled semantic mask $\\mathcal{M}_j$ which can be predicted as in Mask2Former (1).", + "bbox": [ + 212, + 665, + 787, + 724 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "As in Mask2Former, the DI branch has a classification head, denoted as $\\mathrm{class}(\\cdot)$ , which predicts a class distribution, $c_{j} = \\mathrm{softmax}(\\mathrm{class}(z_{j}))\\in [0,1]^{C}$ . Thus, the DI segmentation branch outputs semantic-segmentation responses $\\{(c_j,\\mathcal{M}_j^{\\mathrm{DI}})\\}_{j = 1}^{N_{\\mathrm{q}}}$ , which can be mapped into the pixel-wise semantic classification:", + "bbox": [ + 214, + 726, + 787, + 790 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\ny _ {i} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j} ^ {\\mathrm {D I}}\\right) c _ {j}\\right) \\in [ 0, 1 ] ^ {C}, \\quad i = 1 \\dots N. \\tag {11}\n$$\n", + "text_format": "latex", + "bbox": [ + 316, + 800, + 787, + 842 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "ADFormer", + "bbox": [ + 656, + 114, + 730, + 126 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 126 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Similar to Mask2Former, ADFormer's decoder refines $\\mathcal{Z}^l$ through layers $l$ , by the means of cross-attention, only in the DI segmentation branch, because we want the class prototypes in $\\mathcal{Z}^l$ to capture DI properties of the image tokens as:", + "bbox": [ + 212, + 146, + 787, + 194 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {Z} ^ {l} = \\left(\\left(A ^ {\\mathrm {D I}}\\right) ^ {l} \\left(\\mathcal {X} W _ {V}\\right)\\right) W _ {O}, \\quad \\mathcal {Z} ^ {l} \\in \\mathbb {R} ^ {N _ {\\mathrm {q}} \\times d}, \\quad \\mathcal {X} \\in \\mathbb {R} ^ {N \\times d}, \\tag {12}\n$$\n", + "text_format": "latex", + "bbox": [ + 305, + 202, + 787, + 219 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $(A^{\\mathrm{DI}})^l\\in \\mathbb{R}^{N_{\\mathrm{q}}\\times N}$ is the cross-attention of the DI branch at layer $l$ :", + "bbox": [ + 212, + 228, + 738, + 247 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\left(A ^ {\\mathrm {D I}}\\right) ^ {l} = \\left(\\mathcal {Z} ^ {l} W _ {Q}\\right) \\left(\\mathcal {X} W _ {K}\\right) ^ {\\top} + \\left(M ^ {\\mathrm {D I}}\\right) ^ {l - 1}, \\quad M ^ {\\mathrm {D I}} (i, j) = \\left\\{ \\begin{array}{c} 0, \\text {i f} \\sigma \\left(m _ {i j} ^ {\\mathrm {D I}}\\right) > 0. 5 \\\\ - \\infty , \\text {o t h e r w i s e} \\end{array} \\right., \\tag {13}\n$$\n", + "text_format": "latex", + "bbox": [ + 218, + 256, + 789, + 303 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $M^{\\mathrm{DI}}$ is the DI attention mask for enforcing the refinement of the query tokens based only on the DI foreground image tokens.", + "bbox": [ + 212, + 303, + 787, + 335 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "4.3 Loss Functions", + "text_level": 1, + "bbox": [ + 215, + 354, + 385, + 369 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "ADFormer predicts per-query quadruplets (class, mask, domain, domain-mask) and pixel-wise semantic and domain classification. This incurs the set loss and the pixel-wise loss, as described below.", + "bbox": [ + 212, + 380, + 787, + 426 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Set loss is estimated with the one-to-one Hungarian matching between the quadruplet predictions $\\{(c_j, \\mathcal{M}_j^{\\mathrm{DI}}, d_j, \\mathcal{M}_k^{\\mathrm{DS}})\\}_{j=1}^{N_{\\mathrm{q}}}$ and the ground truth appropriately converted to ground-truth quadruplets $\\{(c_k^*, \\mathcal{M}_k^*, d_k^*, (\\mathcal{M}_k^{\\mathrm{DS}})^*)\\}_{k=1}^{N_{\\mathrm{gt}}}$ . Let $h(k)$ denote the Hungarian mapping of every $k$ th ground truth to its best matched $j$ th prediction, $h(k) = j$ . Then, the set loss is specified as", + "bbox": [ + 212, + 440, + 789, + 523 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\text {s e t}} = \\sum_ {k = 1} ^ {N _ {\\mathrm {g t}}} \\mathcal {L} _ {\\mathrm {M 2 F}} \\left(\\left(c _ {k} ^ {*}, \\mathcal {M} _ {k} ^ {*}\\right), \\left(c _ {h (k)}, \\mathcal {M} _ {h (k)} ^ {\\mathrm {D I}}\\right)\\right) + \\mathcal {L} _ {\\mathrm {D S}} \\left(\\left(d _ {k} ^ {*}, \\left(\\mathcal {M} _ {k} ^ {\\mathrm {D S}}\\right) ^ {*}\\right), \\left(d _ {h (k)}, \\mathcal {M} _ {h (k)} ^ {\\mathrm {D S}}\\right)\\right), \\tag {14}\n$$\n", + "text_format": "latex", + "bbox": [ + 218, + 534, + 787, + 589 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\mathcal{L}_{\\mathrm{M2F}}$ is the same set loss used in Mask2Former, which includes the cross-entropy semantic classification loss and the regression loss for the semantic mask responses. Similarly, $\\mathcal{L}_{\\mathrm{DS}}$ includes the cross-entropy domain classification loss and the domain-mask regression loss. The regression losses for both $\\mathcal{L}_{\\mathrm{M2F}}$ and $\\mathcal{L}_{\\mathrm{DS}}$ include the pixel-wise binary cross-entropy loss and the dice loss.", + "bbox": [ + 212, + 590, + 787, + 665 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Segmentation loss. In addition to the set loss, we take into account the pixel-wise supervision for both semantic segmentation and domain segmentation:", + "bbox": [ + 212, + 665, + 789, + 696 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} _ {\\mathrm {s e g}} = \\sum_ {i = 1} ^ {N} \\mathcal {L} _ {\\mathrm {C E}} \\left(y _ {i} ^ {*}, y _ {i}\\right) + \\mathcal {L} _ {\\mathrm {B C E}} \\left(\\left(y _ {i} ^ {\\mathrm {D S}}\\right) ^ {*}, y _ {i} ^ {\\mathrm {D S}}\\right), \\tag {15}\n$$\n", + "text_format": "latex", + "bbox": [ + 343, + 707, + 787, + 748 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where CE and BCE denote the pixel-wise cross-entropy loss and binary cross-entropy loss, and * denotes the corresponding ground truth at $i$ th pixel.", + "bbox": [ + 212, + 752, + 787, + 782 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Our cross-domain learning. We adopt the self-training framework of [13,30], and train the student-ADFormer with the overall loss:", + "bbox": [ + 212, + 782, + 787, + 811 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\mathcal {L} = \\lambda_ {\\text {s e t}} \\left(\\mathcal {L} _ {\\text {s e t}} ^ {\\text {s o u r c e}} + \\mathcal {L} _ {\\text {s e t}} ^ {\\text {m i x}}\\right) + \\lambda_ {\\text {s e g}} \\left(\\mathcal {L} _ {\\text {s e g}} ^ {\\text {s o u r c e}} + \\mathcal {L} _ {\\text {s e g}} ^ {\\text {m i x}}\\right), \\tag {16}\n$$\n", + "text_format": "latex", + "bbox": [ + 330, + 824, + 787, + 842 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 269, + 114, + 429, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $\\lambda_{\\mathrm{set}}, \\lambda_{\\mathrm{seg}}$ are positive hyperparameters, and \"source\" and \"mix\" denote loss from the source-domain and domain-mixed images, respectively. The \"mix\" loss is evaluated with respect to pseudo-ground-truth labels, predicted by the teacher-ADFormer on the target-domain parts, and actual ground-truth labels for the source-domain parts in the domain-mixed images. The teacher-ADFormer updates its weights from the student-ADFormer via exponential moving average.", + "bbox": [ + 212, + 146, + 787, + 238 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "5 Experimental Results", + "text_level": 1, + "bbox": [ + 215, + 263, + 460, + 282 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. Following prior work [13-15], we evaluate ADFormer on two domain shifts: GTA $[27] \\to$ Cityscapes [7], and SYNTHIA $[28] \\to$ Cityscapes [7]. The source-domain datasets GTA and SYNTHIA consist of 24,996 and 9400 annotated images, respectively. The target-domain dataset Cityscapes consists of 2975 and 500 images for training and validation.", + "bbox": [ + 212, + 299, + 785, + 375 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Evaluation metric. As in [13-15], ADFormer is evaluated with respect to the mean intersection-over-union (mIoU) of semantic segmentation in target-domain images on 19 classes of GTA $\\rightarrow$ Cityscapes and 16 classes of SYNTHIA $\\rightarrow$ Cityscapes.", + "bbox": [ + 212, + 376, + 787, + 436 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Network architecture. The architecture of ADFormer is implemented using the mmsegmentation framework [6] of Mask2former [4]. As the backbone network, we use the lightweight Swin-S [21], pre-trained on the ImageNet-1K [8]. The encoder in ADFormer has six layers, and the decoder's mandatory zero layer is followed by six additional layers (i.e., there are 7 decoder layers).", + "bbox": [ + 212, + 436, + 787, + 513 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Parameter setting. As in [13], we train ADFormer with AdamW [22], learning rates $\\eta_{\\mathrm{base}} = 1e - 4$ and $\\eta_{\\mathrm{backbone}} = 1e - 5$ , weight decay of 0.05, linear learning rate warm-up $t_{warm} = 1.5\\mathrm{K}$ iterations, and linear decay after that. The hyperparameter of the segmentation loss is $\\lambda_{\\mathrm{seg}} = 10.0$ and the hyperparameter of the set loss is $\\lambda_{\\mathrm{set}} = 0.025$ . The gradient reverse hyperparameter in the GRLs of the DS branch is $\\lambda_{\\mathrm{GRL}} = 0.0001$ . As in [13], we adopt the Rare Class Sampling strategy to handle the class imbalance in the datasets, but do not use the \"Thing-Class ImageNet Feature Distance\" regularization. The experiments were conducted on a NVIDIA-H100.", + "bbox": [ + 212, + 513, + 787, + 648 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Ablation Study. Tab. 1 shows how individual components of ADFormer and our design choices affect our performance on $\\mathrm{GTA} \\rightarrow$ Cityscapes. We organize the ablations as follows:", + "bbox": [ + 212, + 650, + 787, + 694 + ], + "page_idx": 8 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "- **baseline:** Mask2Former is the baseline model that predicts (class, mask) for every query token.", + "- DS: The DS segmentation branch is added to Mask2Former, and the cross-attention is computed as in (4); the model predicts (class, mask, domain, domain-mask) for every query token.", + "- AD: The attention decomposition is performed, and the refinement of the query tokens via the DI cross-attention is computed as in (12) and (13).", + "- GBL: GBLs are used in the DS branch.", + "- FD: \"Thing-class ImageNet feature distance\" regularization of [13] is used." + ], + "bbox": [ + 223, + 700, + 784, + 837 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "ADFormer", + "bbox": [ + 658, + 114, + 730, + 127 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "- $\\mathcal{L}_{\\mathrm{seg}}$ : In addition to the set loss, the model is trained on the pixel-wise segmentation loss $\\mathcal{L}_{\\mathrm{seg}}$ .", + "bbox": [ + 223, + 146, + 782, + 178 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "All of the ablated models and the baseline in Tab. 1 use the rare-class sampling from [13] and self-training of [30], and follow the same training strategies as in [13]. Interestingly, when we train ADFormer with the FD regularization, our mIoU decreases to 66.3. From Tab. 1, adding each proposed component to the baseline gradually improves our performance. ADFormer achieves the best performance for the configuration shown in the last bottom row 8 of Tab. 1, which is used further in the remaining experiments.", + "bbox": [ + 212, + 180, + 787, + 287 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/2c5a2a9ae71905a273ff364f18cadfcc39e800d80480067acf2a38903ed80350.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
baselineDSADGRLFDLsegmIoU
1✓-----44.1
2✓----✓51.4
3✓✓---✓56.6
4✓✓✓--✓57.5
5✓✓-✓-✓63.1
6✓✓✓✓--65.0
7✓✓✓✓✓✓66.3
8✓✓✓✓-✓69.2
", + "bbox": [ + 341, + 311, + 663, + 441 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Table 1: Contribution of each proposed component to the results of ADFormer on $\\mathrm{GTA} \\rightarrow$ Cityscapes. Baseline is Mask2Former, DS is the DS segmentation branch, AD is the attention decomposition, FD is the feature distance regularization of [13].", + "bbox": [ + 212, + 463, + 787, + 506 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Complexity vs. Performance. Tab. 2 presents a trade-off between complexity and performance of ADFormer when using different backbone networks on GTA $\\rightarrow$ Cityscapes. Complexity is evaluated in terms of the number of model parameters, and average running time in inference tested on a single NVIDIA-H100 machine. The table also compares DAFormer [13] with the variant of ADFormer which uses the same backbone MiT-B5 as DAFormer. Other SOTA approaches [14, 15] also use MiT-B5 as the backbone. ADFormer with Swin-S as the backbone has significantly fewer model parameters than DAFormer (76% #Param), and outperforms DAFormer in terms of mIoU (+0.9) and speed (1.7 times faster). When ADFormer uses the larger backbone Swin-B, mIoU improves from 69.2 to 70.4; however, at the cost of increasing both model and computational complexity. Therefore, we find that ADFormer with Swin-S represents our optimal trade-off between complexity and performance, and is used in the remaining experiments including the comparison with SOTA in Tab. 6.", + "bbox": [ + 212, + 537, + 787, + 748 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Sensitivity to the loss hyperparameters. Tab. 3 exhaustively tests our sensitivity to the hyperparameters $\\lambda_{\\mathrm{set}}$ and $\\lambda_{\\mathrm{seg}}$ , which control the loss in (16), on the domain shift $\\mathrm{GTA} \\rightarrow \\mathrm{Cityscapes}$ . From Tab. 3, a careful selection of $\\lambda_{\\mathrm{set}}$ and $\\lambda_{\\mathrm{seg}}$ is critical, where our performance is less sensitive to $\\lambda_{\\mathrm{set}}$ than $\\lambda_{\\mathrm{seg}}$ .", + "bbox": [ + 212, + 750, + 787, + 810 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Sensitivity to the strength of the gradient reverse. In Tab. 4, we test the effect of $\\lambda_{\\mathrm{GRL}}$ on our performance on the domain shift GTA $\\rightarrow$ Cityscapes.", + "bbox": [ + 212, + 810, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 271, + 114, + 428, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/c9260b243de50cfa1bf040f9e91fe9c7cfa419b777aabfd3d548727388ab8ebc.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
ModelBackbone#Param(M)speedmIoU
DAFormer [13]MiT-B5 [43]85.13.9fps68.3
1ADFormerMiT-B5 [43]96.22.9fps70.1
2ADFormerResNet101 [9]58.57.5fps65.6
3ADFormerSwin-S [21]64.36.7fps69.2
4ADFormerSwin-B [21]102.52.7fps70.4
", + "bbox": [ + 282, + 142, + 718, + 234 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/276a68decfeba2d6c0299eeeb3a7981f15c96c0a66422a9b24adc3bba7b05304.jpg", + "table_caption": [ + "Table 2: Trade-off between complexity and performance of ADFormer and DAFormer when using different backbone networks on the domain shift GTA $\\rightarrow$ Cityscapes." + ], + "table_footnote": [], + "table_body": "
λsetλsegmIoUλsetλsegmIoUλsetλsegmIoU
10.015.058.740.0255.061.370.055.059.8
20.0110.065.450.02510.069.280.0510.067.6
30.0120.062.160.02520.062.490.0520.062.9
", + "bbox": [ + 264, + 297, + 738, + 359 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "As described in Sec. 4.1, $\\lambda_{\\mathrm{GRL}}$ controls the strength of the gradient of loss with the reversed sign in back-propagation. Note that $\\lambda_{\\mathrm{GRL}} = -1$ means that we remove GRLs from the DS branch. For $\\lambda_{\\mathrm{GRL}} = -1$ , Tab. 4 shows very poor results, since the DS branch is encouraged to increase the domain gap. $\\lambda_{\\mathrm{GRL}} = 0$ means that $\\mathrm{FFN}^{\\mathrm{DS}}$ and the FFN of the domain classifier will be learned while the other components of the DS branch will receive zero gradient. At $\\lambda_{\\mathrm{GRL}} = 0$ , the result in Tab. 4 suggests that the query tokens are successfully refined based on DI properties of the image tokens. Finally, $\\lambda_{\\mathrm{GRL}} > 0$ means that the DS branch is trained via adversarial learning, which gives the best performance at $\\lambda_{\\mathrm{GRL}} = 1e - 4$ . However, when the reversed gradient is too high, e.g. $\\lambda_{\\mathrm{GRL}} \\geq 1e - 3$ , the adversarial learning starts hurting our performance.", + "bbox": [ + 212, + 441, + 787, + 607 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/f08b95bd82e3567331d13889b48fb4f4fd9444c3bafc44905347d87d6691d2d4.jpg", + "table_caption": [ + "Table 3: Sensitivity to the hyperparameters which control the loss in (16) on GTA $\\rightarrow$ Cityscapes." + ], + "table_footnote": [], + "table_body": "
λGRL-1-0.101e-51e-41e-31e-2
mIoU57.559.465.466.869.267.163.4
", + "bbox": [ + 336, + 633, + 665, + 666 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Table 4: Ablation about gradient reverse control", + "bbox": [ + 334, + 688, + 666, + 702 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Sensitivity to the number of decoder layers. Tab. 5 presents the model complexity and performance of ADFormer for different numbers of decoder layers, including the mandatory layer zero. From Tab. 5, the higher the number of decoder layers the better mIoU, but at the cost of increasing model complexity.", + "bbox": [ + 212, + 733, + 785, + 792 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "Comparison with SOTA. Tab. 6 presents a comparison of ADFormer with SOTA approaches on the two domain shifts. The table splits the methods into the proposal-free and proposal-based groups. Specifically, DAFormer [13], HRDA [14],", + "bbox": [ + 212, + 795, + 785, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "ADFormer", + "bbox": [ + 658, + 114, + 730, + 126 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/f35653d2fdd9664f1729ee3bb0506f8509d885bc0014f6b484ee09fc95624bcb.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
# decoder layers1+11+31+61+9
#param (M)56.459.664.369.1
mIoU66.767.869.269.7
", + "bbox": [ + 361, + 143, + 643, + 189 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Table 5: The number of model parameters and mIoU of ADFormer for the varying total number of decoder layers, including the mandatory layer zero, on GTA→Cityscapes.", + "bbox": [ + 215, + 210, + 784, + 239 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "MIC [15], CDAC [34] and DiGA [29] fall in the proposal-free group, since they use complex encoders which require pre-training. The other approaches in the table including ADFormer align the domain gap mainly in their CNN-based or transformer-based decoders, and hence belong to the proposal-based group. For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation (HRDA) [14]. From the table, ADFormer outperforms the second best DAFormer on both domain shifts by 0.7 and 1.2 in mIoU.", + "bbox": [ + 212, + 273, + 787, + 393 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "Qualitative results. Fig. 4 illustrates our results in training on an example domain-mixed image. The figure visualizes the quadruplet predictions of four query tokens which got matched by the Hungarian algorithm to the ground truth segments in the domain-mixed image. The rightmost column of the figure shows that ADFormer succeeds in recognizing and segmenting the very challenging \"sidewalk\", as well as in classifying that \"sidewalk\" belongs to the target domain.", + "bbox": [ + 212, + 397, + 787, + 488 + ], + "page_idx": 11 + }, + { + "type": "image", + "img_path": "images/09dbcd6e8ac76ee8c96872c9d844605adb8416f28fcb76d4d5f0538f108eb03e.jpg", + "image_caption": [ + "Fig. 4: Visualization of our training. Results of ADFormer on an example training domain-mixed image (3rd column from the left), which represents a collage of parts taken from the source and target images (1st and 2nd columns from the left). On the right-hand-side we visualize predictions of four query tokens matched by the Hungarian algorithm to the ground truth segments (top row on the right). Note that the ground-truth semantic mask and domain mask are equivalent for the domain-mixed image, by construction. Each query predicts the quadruplet (class, mask, domain, domain-mask) shown in the middle and bottom rows on the right." + ], + "image_footnote": [], + "bbox": [ + 222, + 516, + 784, + 714 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 269, + 114, + 428, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/9e930b6fd2347265eb643d487f12674511d5292a4caccb64248c9f14d1d482c5.jpg", + "table_caption": [], + "table_footnote": [], + "table_body": "
MethodRoadS. walkBuildWallFencePoleTr. LSignVeg.TerrSkyPersonRiderCarTruckBusTrainM bikeBikemIoU
GTA → Cityscapes
DAFormer†[13]95.770.289.453.548.149.655.859.489.947.992.572.244.792.374.578.265.155.961.868.3
DAFormer*†96.070.689.254.449.350.756.160.988.942.591.771.743.192.677.871.854.958.364.567.6
HRDA†[14]96.474.491.061.651.557.163.969.391.348.494.279.052.993.984.185.775.963.967.573.8
MIC*†[15]96.775.090.058.250.451.156.762.190.251.392.972.447.192.878.983.475.654.262.670.6
CLAN[23]88.735.580.327.525.029.336.428.184.537.076.658.429.781.238.840.95.632.928.845.5
CBST[48]89.658.978.533.022.341.448.239.283.624.365.449.320.283.339.048.612.520.33547.0
FADA-MST[33]91.050.686.043.429.836.843.425.086.838.387.464.038.085.231.646.16.525.437.150.1
FDA[44]92.553.382.426.527.636.440.638.982.339.878.062.634.484.934.153.116.927.746.450.5
DACST[30]89.939.787.930.739.538.546.452.888.044.088.867.235.884.545.750.20.027.334.052.1
IAST-MST[24]94.158.885.439.729.225.143.134.284.834.688.762.730.387.642.350.324.735.240.252.2
ProCA[18]91.948.487.341.531.841.947.936.786.542.384.768.443.188.139.648.840.643.656.956.3
CorDA[36]94.763.187.630.740.640.247.851.687.647.089.766.735.990.248.957.50.039.856.056.6
ProDA[46]87.856.079.746.344.845.653.553.588.645.282.170.739.288.845.559.41.048.956.457.5
CaCo‡[16]93.864.185.743.742.246.150.154.088.747.086.568.12.988.043.460.131.546.160.958.0
SePiCo††[42]95.267.888.741.438.443.455.563.288.646.488.373.149.091.463.260.40.045.260.061.0
ADFormer††96.775.188.857.545.945.655.459.890.245.692.170.843.091.078.979.368.752.765.069.2
SYNTHIA → Cityscapes
DAFormer†[13]84.540.788.441.56.550.055.054.686.0-89.873.248.287.2-53.2-53.961.760.9
DAFormer*†89.251.187.431.57.847.753.149.383.9-84.373.447.088.3-56.1-55.660.860.4
HRDA†[14]85.247.788.849.54.857.265.760.985.3-92.979.452.889.0-64.7-63.964.965.8
MIC*†[15]83.040.988.237.69.052.456.056.587.6-93.474.251.487.1-59.6-57.961.262.2
DiGA*†[29]85.241.488.242.67.552.157.547.787.8-90.875.050.887.8-58.0-58.563.062.1
CDAC*†[34]83.742.987.439.87.550.755.753.585.9-90.974.547.286.0-60.2-57.860.861.5
FDA[44]84.235.178.06.10.4427.08.522.177.2-79.655.519.974.8-24.9-14.340.740.5
CBST[48]53.623.775.012.50.336.423.526.384.8-74.767.217.584.5-28.4-15.255.842.5
FADA[33]84.540.183.14.80.034.320.127.284.8-84.053.522.685.4-43.7-26.827.845.2
CaCo‡[16]87.448.979.68.80.230.117.428.379.9-81.256.324.278.6-39.2-28.148.346.0
DACST[30]80.625.181.921.52.937.222.724.083.7-90.867.638.382.9-38.9-28.547.648.3
IAST-MST[24]81.941.583.317.74.632.330.928.883.4-85.065.530.886.5-38.2-33.152.749.8
CorDA[36]93.361.685.319.65.137.836.642.884.9-90.469.741.885.6-38.4-32.653.950.0
ProCA[18]90.552.184.629.23.340.337.427.386.4-85.969.828.788.7-53.7-14.854.853.0
ProDA[46]87.845.784.637.10.644.054.637.088.1-84.474.224.388.2-51.1-40.545.655.5
SePiCo††[42]77.035.385.123.93.438.051.055.185.6-80.573.546.387.6-69.7-50.966.558.1
ADFormer††91.853.687.040.55.246.852.154.988.4-92.672.545.786.1-61.6-50.464.462.1
", + "bbox": [ + 215, + 143, + 785, + 470 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Table 6: Comparison of ADFormer with SOTA on GTA $\\rightarrow$ Cityscapes and SYNTHIA $\\rightarrow$ Cityscapes. The methods are divided into the proposal-free group (top) and proposal-based group (bottom). We use the official code to reproduce the results of DAFormer [13] without the ImageNet Feature Distance regularization (DAFormer*). For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation [14] (MIC*, CDAC*, and DiGA*). $^\\dagger$ , $^\\ddagger$ , and $^\\dagger\\ddagger$ indicate the domain-mix techniques introduced in [30], [16] and [42], respectively.", + "bbox": [ + 212, + 482, + 787, + 582 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "Fig. 5 and Fig. 6 compare the inference results of ADFormer and DAFormer on a few example validation images from the target Cityscapes domain. These examples support our general observation that ADFormer outperforms DAFormer on challenging classes which are very similar to \"thing\" classes in ImageNet. One possible explanation for our better performance on such classes is that ADFormer does not use DAFormer's feature distance regularization which favors detection of \"thing\" classes from ImageNet.", + "bbox": [ + 212, + 611, + 787, + 718 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "6 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 744, + 359, + 760 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "We have specified a new proposal-based transformer, ADFormer, for cross-domain semantic segmentation. ADFormer extends Mask2Former with an additional DS segmentation branch aimed at predicting the source-domain or target-domain class at every pixel, which allows for self-learning on the domain-mixed images. 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DAFormer tends to confuse \"sidewalk\" with \"road\" (middle) and \"person\" with \"pole\" (bottom), whereas ADFormer makes fewer of such mistakes." + ], + "image_footnote": [], + "bbox": [ + 223, + 271, + 359, + 325 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/edd4bda147313c599ddc45f382154a3e405d5fc91ec30e6bf6624f1d82854593.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 364, + 271, + 500, + 325 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/1385857ad5cff601c46292bd6e472191d2906f7633fa472cbd50ed695b2407c0.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 271, + 638, + 325 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/d67bf56b43bcc5ecd6ea262b4765c00b8a2c3c3404dbaf3d584d07237bf62fae.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 642, + 271, + 779, + 325 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/e0e17545f6395dfe29f52c5a9caa2a8b2cdaf35678e9271c3ca913063e4203fc.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 223, + 400, + 359, + 463 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/8c89f95bfdacfd367795f8a4dff21b7127ac6d8540d02d941517694984bdf669.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 364, + 401, + 500, + 463 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/1d7f5884671caaab57eb07edfc1192ddfd7136a66a8d29c81104b4dbcff49ecf.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 401, + 638, + 463 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/9fd2992eeab167faa228236774af5dc28161e68206846e0a93c49329172daa76.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 642, + 401, + 779, + 463 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/616b813f4e53ddb7abbaff34e0fa7a13e1f031d374631b058eb363469ae09de5.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 223, + 468, + 359, + 522 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/58dea4c7cfd067daae3120459de59417355ebe104d1ebc79bd62f4125856c0c1.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 364, + 469, + 500, + 522 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/ba9486920aed8bf99b1a5d68e8cb1b4110bde47e975e9170b1d1599b41dff976.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 469, + 638, + 522 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/a267e57b967f6e043c688b1efb5ce268a2d4ea14dfd51955d64234e9a27f18a7.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 642, + 469, + 779, + 523 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/5d50c672e6491a3a27d0e53c4426bf0e9bf1cb1cb0b77efb25ff4db5ead441ab.jpg", + "image_caption": [ + "Fig. 6: Inference on example validation images from Cityscapes when ADFormer and DAFormer [13] are trained on SYNTHIA $\\rightarrow$ Cityscapes. DAFormer has a higher false positive rate of \"sidewalk\" for the ground-truth \"road\" than ADFormer." + ], + "image_footnote": [], + "bbox": [ + 223, + 527, + 359, + 580 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/55cfed9c917803238bc6ec9f49b20103c18dba000e13923629e429877605f850.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 364, + 527, + 500, + 580 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/504c6f874b2edac45b9394779be50d591864f3b68cfb4469fc40d69b81852230.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 501, + 527, + 638, + 580 + ], + "page_idx": 13 + }, + { + "type": "image", + "img_path": "images/eb4a8536f23b7e5a1421ee9a360315fa853bb73070c0e4d02eb142d53e47b7f4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 642, + 527, + 779, + 580 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "addition, ADFormer decomposes cross-attention into the DI and DS components, and uses only the DI cross-attention for refining the query tokens through seven decoder layers. The attention decomposition and GRLs in the DS branch jointly reduce the domain gap. Evaluation is performed on two benchmark domain shifts: GTA $\\rightarrow$ Cityscapes, and SYNTHIA $\\rightarrow$ Cityscapes. Our extensive ablation study demonstrates that adding each proposed component to the baseline Mask2Former gradually improves performance, and that ADFormer with Swin-S as the backbone network achieves a good trade-off between complexity and performance. With significantly fewer model parameters, ADFormer outperforms all SOTA approaches on the test domain shifts.", + "bbox": [ + 212, + 657, + 787, + 808 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement: This work has been supported by USDA NIFA award No.2021-67021-35344 (AgAID AI Institute).", + "bbox": [ + 212, + 809, + 785, + 839 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "L. He and S. Todorovic", + "bbox": [ + 269, + 114, + 428, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. Carion, N., Massa, F., Synnaeve, G., Usunier, N., Kirillov, A., Zagoruyko, S.: End-to-end object detection with transformers. 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Todorovic", + "bbox": [ + 271, + 114, + 428, + 126 + ], + "page_idx": 17 + } +] \ No newline at end of file diff --git a/2024/Attention Decomposition for Cross-Domain Semantic Segmentation/67e3719a-47a6-4cf3-aed4-fa4f27d80e9b_model.json b/2024/Attention Decomposition for Cross-Domain Semantic Segmentation/67e3719a-47a6-4cf3-aed4-fa4f27d80e9b_model.json new file mode 100644 index 0000000000000000000000000000000000000000..ca76c8eede5cc49cb6f029723b32aa4cbd17115f --- /dev/null +++ b/2024/Attention Decomposition for Cross-Domain Semantic Segmentation/67e3719a-47a6-4cf3-aed4-fa4f27d80e9b_model.json @@ -0,0 +1,2656 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.257, + 0.141, + 0.75, + 0.187 + ], + "angle": 0, + "content": "Attention Decomposition for Cross-Domain Semantic Segmentation" + }, + { + "type": "text", + "bbox": [ + 0.372, + 0.214, + 0.632, + 0.228 + ], + "angle": 0, + "content": "Liqiang He and Sinisa Todorovic" + }, + { + "type": "text", + "bbox": [ + 0.331, + 0.24, + 0.674, + 0.269 + ], + "angle": 0, + "content": "Oregon State University, Corvallis, OR 97330, USA {heli,sinisa}@oregonstate.edu" + }, + { + "type": "text", + "bbox": [ + 0.263, + 0.307, + 0.744, + 0.528 + ], + "angle": 0, + "content": "Abstract. This work addresses cross-domain semantic segmentation. While recent CNNs and proposal-free transformers led to significant advances, we introduce a new transformer with a lighter encoder and more complex decoder with query tokens for predicting segmentation masks, called ADFormer. The domain gap between the source and target domains is reduced with two mechanisms. First, we decompose cross-attention in the decoder into domain-independent and domain-specific parts to enforce the query tokens interact with the domain-independent aspects of the image tokens, shared by the source and target domains, rather than domain-specific counterparts which induce the domain gap. Second, we use the gradient reverse block to control back-propagation of the gradient, and hence introduce adversarial learning in the decoder of ADFormer. Our results on two benchmark domain shifts - GTA to Cityscapes and SYNTHIA to Cityscapes - show that ADFormer outperforms SOTA proposal-free methods with significantly lower complexity. The implementation is available at https://github.com/helq2612/ADFormer." + }, + { + "type": "text", + "bbox": [ + 0.264, + 0.542, + 0.668, + 0.556 + ], + "angle": 0, + "content": "Keywords: Cross-domain settings \\(\\cdot\\) Semantic segmentation" + }, + { + "type": "title", + "bbox": [ + 0.218, + 0.582, + 0.377, + 0.598 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.788, + 0.735 + ], + "angle": 0, + "content": "This paper addresses cross-domain semantic segmentation. We are given images from the source and target domains, which share semantic classes, but significantly differ in imaging conditions and appearance of these classes - the difference referred to as the domain gap. Only the source-domain images are annotated with semantic segmentation masks. The goal is to use the provided source-domain supervision to perform semantic segmentation in the target domain. This problem arises in a wide range of applications, including autonomous driving under different weather conditions [19,26]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.79, + 0.84 + ], + "angle": 0, + "content": "A direct application of SOTA models for standard (single-domain) semantic segmentation, e.g., transformers [4,5,43], to cross-domain settings typically yields poor results. To reduce the domain gap, prior work has studied several frameworks: (a) decomposition of features into domain-independent and domain-specific parts [39-41]; (b) adversarial learning via a gradient reverse layer (GRL) [17]; (c) self-training; and (d) hybrids thereof [11, 12, 20]. For each of these frameworks, prior work has typically used proposal-free models which have a heavy encoder, either" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.429, + 0.127 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "CNNs [30, 36, 44, 46] or transformers [13-15]. By proposal-free, we mean models that do not explicitly use proposals to obtain the final semantic segmentation. For example, a proposal-free transformer does not have query tokens in its decoder. Also, by heavy encoder, we mean a complex image-encoding network pre-trained on a very large dataset, like ImageNet [8]. We find that such proposal-free models may not be the most suitable for our problem, because their pretraining is done for image classification - a task different from semantic segmentation - on a large dataset which may be unrelated to the source and target domains of interest. While there are attempts to address this issue - e.g., \"thing-class feature distance\" regularization [13] - they poorly generalize to all possible cross-domain settings - e.g., the target domain may not have \"thing\" classes of ImageNet [35]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.318, + 0.788, + 0.56 + ], + "angle": 0, + "content": "This motivates us to use a proposal-based transformer in which learnable proposals (a.k.a. query tokens) serve as feature prototypes of semantic classes, and where domain alignment is performed in the decoder. The decoder is aimed at decoding the proposals into their semantic segmentation in the input image. As the decoder is learned on both the source and target datasets, we can directly learn how to align the proposals across the two domains. Therefore, our model choice seems more suitable for the downstream cross-domain setting than proposal-free models. Among recent proposal-based transformers [1,4,5,45,47], Mask2Former [4] has shown great success in single-domain semantic segmentation. In the decoder of Mask2Former, the \"abstracted\" query tokens are gradually refined and tuned to the input image, by the means of cross-attention with the image tokens, such that each query can predict a class and its segmentation mask in the image at the output. We extend Mask2Former such that the query tokens learn domain-independent class prototypes, as desired in cross-domain settings. To the best of our knowledge, proposal-based transformers have never been used in cross-domain semantic segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.565, + 0.788, + 0.732 + ], + "angle": 0, + "content": "The cross-attention in Mask2Former estimates similarity between the query tokens and image tokens. In cross-domain settings, the latter are characterized by both domain-independent (DI) and domain-specific (DS) features. Consequently, the cross-attention consists of DI and DS attentions. The DS cross-attention tuned to the source domain may negatively affect the refinement of the query tokens on the target-domain images. To mitigate this issue, prior work [11] has directly decomposed the query and image tokens into DI and DS features, at a high computational cost. In contrast, as shown in Fig. 1, our new attention decomposition transformer, called ADFormer, splits the Mask2Former's semantic-segmentation head into two, parallel, DI and DS processing branches, for a more direct estimation of the two types of cross-attention, with low complexity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.842 + ], + "angle": 0, + "content": "To learn to decompose the cross-attention, following [13, 30], we train our ADFormer with self-learning on both source and domain-mixed images, where the latter are synthetic images composed of select parts from the source- and target-domain images, as illustrated in Fig. 2. The supervision for self-learning represents the known masks of the corresponding source-domain and target-domain regions in the domain-mixed image. Such training allows each query token of our ADFormer to predict a quadruplet (class, mask, domain, domain-" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "image", + "bbox": [ + 0.219, + 0.144, + 0.788, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.29, + 0.79, + 0.416 + ], + "angle": 0, + "content": "Fig. 1: ADFormer consists of a backbone, pixel-decoder, and transformer-decoder. The transformer-decoder has two parallel domain-independent (DI) and domain-specific (DS) branches that decompose the cross-attention into DI and DS components, and enable every query token to predict a quadruplet (class, mask, domain, domain-mask). The DI segmentation head outputs the semantic class and its segmentation mask in the image, and the DS segmentation head outputs the domain class (source or target) and its domain-mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.445, + 0.788, + 0.536 + ], + "angle": 0, + "content": "mask). As shown in Fig. 1, the first pair in the quadruplet is output by the DI head for the semantic class and its segmentation mask in the image, and the second pair is output by the DS head for the domain class (source or target) and its segmentation mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.536, + 0.788, + 0.581 + ], + "angle": 0, + "content": "ADFormer achieves SOTA performance on two benchmark domain shifts, GTA [27] \\(\\rightarrow\\) Cityscapes [7]) and SYNTHIA [28] \\(\\rightarrow\\) Cityscapes [7], with lower complexity than prior work." + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.582, + 0.542, + 0.596 + ], + "angle": 0, + "content": "Our contributions are summarized below:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.6, + 0.787, + 0.645 + ], + "angle": 0, + "content": "1. We are the first to design and evaluate a proposal-based model, ADFormer, and integrate adversarial learning via GRL into self-learning of a proposal-based model for cross-domain semantic segmentation." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.646, + 0.787, + 0.691 + ], + "angle": 0, + "content": "2. ADFormer's decoder explicitly decomposes cross-attention into DI and DS components, which enforces the query tokens to focus their learning of class prototypes on the semantically relevant DI cues in the image." + }, + { + "type": "list", + "bbox": [ + 0.222, + 0.6, + 0.787, + 0.691 + ], + "angle": 0, + "content": null + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.695, + 0.797, + 0.74 + ], + "angle": 0, + "content": "In the following, Sec. 2 reviews related work, Sec. 3 briefly outlines Mask2Former, Sec. 4 specifies ADFormer, Sec. 5 presents our experimental results, and Sec. 6 concludes the paper." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.763, + 0.388, + 0.779 + ], + "angle": 0, + "content": "2 Related Work" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.795, + 0.788, + 0.843 + ], + "angle": 0, + "content": "Transformer-based segmentation. Recent work shows that transformers [2,4,5,43] outperform CNNs in semantic segmentation. For example, Segformer [43] avoids using complex decoders by unifying transformers with lightweight" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.429, + 0.127 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.147, + 0.787, + 0.224 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.247, + 0.788, + 0.373 + ], + "angle": 0, + "content": "Fig. 2: For a domain-mixed image consisting of source- and target-domain parts, every query token predicts the quadruplet (class, mask, domain, domain-mask). The figure visualizes the cross-attention of two sample query tokens and the corresponding attention decomposition, enabled by the DI and DS heads in ADFormer (see Fig. 1). The top query predicts \"target\" as the domain class, and the bottom query, \"source\". Before the decomposition, the top query's cross-attention has higher values on objects (e.g., cars) from the target domain. Similarly, the bottom query's cross-attention emphasizes objects from the source domain. After the decomposition, the resulting DI cross-attention for both queries has high values on objects from both source and target domains." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.425, + 0.788, + 0.531 + ], + "angle": 0, + "content": "multi-layer perception (MLP) decoders. MaskFormer [5] estimates the query-based attention and mask classification, while its successor Mask2Former [4] additionally filters image background with the masked attention. Recent cross-domain semantic segmentation methods usually adopt the MIt-B5 encoder from Segformer, whose complexity is very high (\\(>85\\mathrm{M}\\) parameters, see Sec. 5). Our ADFormer extends Mask2Former, with significantly lighter encoder (called pixel-decoder), to better suit cross-domain semantic segmentation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.542, + 0.788, + 0.74 + ], + "angle": 0, + "content": "Unsupervised domain adaptation (UDA) for semantic segmentation can be divided into adversarial-training [31, 32, 37] and self-training approaches [13-15, 30]. The former use GRL to reverse the sign of loss and thus rather maximize than minimize the loss for outputs deemed domain-specific. This effectively suppresses learning on features that induce the domain gap. In self-training, a student model is trained on both source- and target-domain images, where supervision in the target domain comes based form pseudo-ground-truth labels generated by a teacher model. The teacher model is updated from the student model usually through exponential moving average (EMA). Recent domain-bridging methods [3, 30] perform training on domain-mixed images composed of source and target parts. In this paper, we follow these well-established learning frameworks, and train ADFormer using adversarial-training via GRL, self-training via student-teacher models, and domain-bridging via domain-mixed images." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Domain Decomposition. Cross-domain learning typically focuses on feature decomposition. For example, CNN features can be disentangled into DI and DS parts with an orthogonal constraint [41], or mutual-information loss [40], or a cyclic-disentanglement [39]. Also, images can be disentangled into DI structure and DS texture representations [38]. In contrast, we focus on attention decomposition, rather than feature decomposition." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.658, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.145, + 0.544, + 0.161 + ], + "angle": 0, + "content": "3 Brief Review of Mask2Former" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.174, + 0.788, + 0.313 + ], + "angle": 0, + "content": "ADFormer extends Mask2Former [4], which consists of a backbone network, pixel decoder (also called \"encoder\" in DETR-family detectors [1, 10, 25, 47]), (query) decoder, and a semantic segmentation branch. The encoder embeds image features, extracted with a backbone network, into a sequence of image tokens, \\(\\mathcal{X} = \\{x_i\\}_{i=1}^N\\), \\(x_i \\in \\mathbb{R}^d\\), where \\(N = h \\times w\\) is the sequence length, and \\([h,w]\\) are the height and width of the image-feature map. The decoder introduces a sequence of query tokens, \\(\\mathcal{Z} = \\{z_j\\}_{j=1}^{N_{\\mathrm{q}}}\\), \\(z_j \\in \\mathbb{R}^d\\), aimed at learning class prototypes. In the decoder, every query token \\(z_j\\) is correlated with all image tokens \\(\\mathcal{X}\\) to compute the semantic-segmentation responses of \\(z_j\\):" + }, + { + "type": "equation", + "bbox": [ + 0.269, + 0.32, + 0.788, + 0.339 + ], + "angle": 0, + "content": "\\[\n\\mathcal {M} _ {j} = \\{\\sigma (m _ {i j}): m _ {i j} = x _ {i} ^ {\\top} \\mathrm {F F N} (z _ {j}), i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {\\mathrm {q}}, \\quad (1)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.345, + 0.788, + 0.437 + ], + "angle": 0, + "content": "where \\(\\sigma(\\cdot)\\) is the sigmoid function, and \\(\\mathrm{FFN}(\\cdot)\\) is a feedforward three-layer non-linear projection. For every \\(z_{j}\\), the decoder's classification head, denoted as \\(\\mathrm{class}(\\cdot)\\), predicts a class distribution, \\(c_{j} = \\operatorname{softmax}(\\mathrm{class}(z_{j})) \\in [0,1]^{C}\\), over \\(C\\) classes. Thus, the decoder of \\(\\mathrm{Mask2Former}\\) can be viewed as decoding the image tokens into class-mask responses \\(\\{(c_{j},\\mathcal{M}_{j})\\}_{j=1}^{N_{\\mathrm{q}}}\\), which can be mapped into the final pixel-wise prediction:" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.446, + 0.788, + 0.489 + ], + "angle": 0, + "content": "\\[\ny _ {i} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j}\\right) c _ {j}\\right) \\in [ 0, 1 ] ^ {C}, \\quad i = 1 \\dots N. \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.496, + 0.788, + 0.572 + ], + "angle": 0, + "content": "The decoder usually has several layers, \\( l = 1,2,\\ldots \\), aimed at refining \\( \\mathcal{Z} \\) through cross-attention and self-attention before making the final prediction given by (2). The refinement of \\( \\mathcal{Z}^l \\) at every layer \\( l \\), by the means of cross-attention, is important since it focuses every \"abstracted\" class prototype \\( z_{j}^{l} \\) to tune to visual cues captured by the image tokens as:" + }, + { + "type": "equation", + "bbox": [ + 0.32, + 0.579, + 0.788, + 0.598 + ], + "angle": 0, + "content": "\\[\n\\mathcal {Z} ^ {l} = (A ^ {l} (\\mathcal {X} W _ {V})) W _ {O}, \\quad \\mathcal {Z} ^ {l} \\in \\mathbb {R} ^ {N _ {\\mathrm {q}} \\times d}, \\quad \\mathcal {X} \\in \\mathbb {R} ^ {N \\times d}, \\qquad (3)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.606, + 0.788, + 0.651 + ], + "angle": 0, + "content": "where we slightly abuse the notation for \\(\\mathcal{Z}\\) and \\(\\mathcal{X}\\) and treat them as matrices, \\(W_{V}, W_{O} \\in \\mathbb{R}^{d \\times d}\\) are two linear projection matrices, and \\(A^{l} \\in \\mathbb{R}^{N_{\\mathrm{q}} \\times N}\\) is the cross-attention at the decoder layer \\(l\\) estimated as" + }, + { + "type": "equation", + "bbox": [ + 0.244, + 0.659, + 0.788, + 0.691 + ], + "angle": 0, + "content": "\\[\nA ^ {l} = \\left(\\mathcal {Z} ^ {l} W _ {Q}\\right) \\left(\\mathcal {X} W _ {K}\\right) ^ {\\top} + M ^ {l - 1}, \\quad M (i, j) = \\left\\{ \\begin{array}{c} 0, \\text {i f} \\sigma \\left(m _ {i j}\\right) > 0. 5 \\\\ - \\infty , \\text {o t h e r w i s e} \\end{array} \\right., \\tag {4}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.699, + 0.788, + 0.761 + ], + "angle": 0, + "content": "where \\( W_{Q}, W_{K} \\in \\mathbb{R}^{d \\times d} \\) are another two linear projection matrices, and \\( M^{l-1} \\) is the attention mask for filtering out image tokens predicted as background by the previous layer (\\( l-1 \\)) in (1). \\( M \\) enforces that the query tokens are refined only based on the foreground image tokens." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.781, + 0.512, + 0.799 + ], + "angle": 0, + "content": "4 Specification of ADFormer" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.788, + 0.841 + ], + "angle": 0, + "content": "Fig. 1 shows the main components of ADFormer. In training, we use both source and domain-mixed images. This allows for self-learning of ADFormer by predicting" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.429, + 0.127 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "image", + "bbox": [ + 0.218, + 0.145, + 0.4, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.22, + 0.27, + 0.4, + 0.279 + ], + "angle": 0, + "content": "Semantic Segmentation Branch (Mask2Former)" + }, + { + "type": "image", + "bbox": [ + 0.403, + 0.145, + 0.603, + 0.27 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.459, + 0.27, + 0.553, + 0.279 + ], + "angle": 0, + "content": "DI Segmentation Branch" + }, + { + "type": "image", + "bbox": [ + 0.605, + 0.146, + 0.785, + 0.272 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.644, + 0.27, + 0.741, + 0.279 + ], + "angle": 0, + "content": "DS Segmentation Branch" + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.302, + 0.788, + 0.358 + ], + "angle": 0, + "content": "Fig. 3: (Left): The single semantic segmentation branch of Mask2Former. (Middle and Right) The decoder of ADFormer disentangles the class-mask and domain-mask predictions through the respective domain-independent (DI) and domain-specific (DS) segmentation branches." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.387, + 0.789, + 0.542 + ], + "angle": 0, + "content": "not only the semantic mask of each class but also the domain mask for the input image. The encoder produces the image tokens, \\(\\mathcal{X}\\), which are passed to the decoder for refining the query tokens \\(\\mathcal{Z}\\) and decoding \\(\\mathcal{X}\\) with \\(\\mathcal{Z}\\) into the quadruplet (class, mask, domain, domain-mask) responses, \\(\\{(c_j,\\mathcal{M}_j^{\\mathrm{DI}},d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}\\). As depicted in more detail in Fig. 3, every \\(z_{j}\\) is passed to two parallel branches: the DI branch for predicting the semantic segmentation mask \\(\\mathcal{M}_j^{\\mathrm{DI}}\\) and the DS branch for estimating the domain segmentation mask \\(\\mathcal{M}_j^{\\mathrm{DS}}\\). In the DS branch, several GRLs are used to reverse the gradient flow in back-propagation to reduce the domain gap. In the following, we specify the DI and DS branches, whose detailed architecture is shown in Fig. 3." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.563, + 0.471, + 0.577 + ], + "angle": 0, + "content": "4.1 DS Segmentation Branch" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.586, + 0.787, + 0.632 + ], + "angle": 0, + "content": "Since both \\(\\mathcal{X}\\) and \\(\\mathcal{Z}\\) carry information about the domain, regions belonging to the target or source domain in the input image are identified by correlating every \\(z_{j}\\) with \\(\\mathcal{X}\\) as" + }, + { + "type": "equation", + "bbox": [ + 0.235, + 0.64, + 0.788, + 0.663 + ], + "angle": 0, + "content": "\\[\n\\mathcal {M} _ {j} ^ {\\mathrm {D S}} = \\{\\sigma (m _ {i j} ^ {\\mathrm {D S}}): m _ {i j} ^ {\\mathrm {D S}} = x _ {i} ^ {\\top} \\mathrm {F F N} ^ {\\mathrm {D S}} (z _ {j}), i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {\\mathrm {q}}, (5)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.669, + 0.788, + 0.749 + ], + "angle": 0, + "content": "For every \\(z_{j}\\), the binary domain classification head, denoted as \\(\\mathrm{domain}(\\cdot)\\), predicts a domain-class distribution, \\(d_{j} = \\mathrm{softmax}(\\mathrm{domain}(z_{j}))\\in [0,1]^{2}\\), over two domain classes source and target. The domain \\((\\cdot)\\) is implemented as a FFN. Thus, the DS segmentation branch can be viewed as decoding \\(\\mathcal{X}\\) into domain-mask responses \\(\\{(d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}\\), which can be mapped into the pixel-wise domain classification:" + }, + { + "type": "equation", + "bbox": [ + 0.307, + 0.758, + 0.787, + 0.802 + ], + "angle": 0, + "content": "\\[\ny _ {i} ^ {\\mathrm {D S}} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j} ^ {\\mathrm {D S}}\\right) d _ {j}\\right) \\in [ 0, 1 ] ^ {2}, \\quad i = 1 \\dots N. \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Importantly, the refinement of \\(\\mathcal{Z}\\) via cross-attention is not computed in the DS branch, since the query tokens are supposed to learn DI class prototypes." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.658, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.127 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.302 + ], + "angle": 0, + "content": "The DS branch uses GRL to reduce the domain gap, as shown in Fig. 3. In the forward pass, GRL is the identity function. In back-propagation, GRL reverses the sign of the gradient of loss in order to \"fool\" the DS branch such that errors in predicting the domain classes are encouraged. The hyperparameter \\(\\lambda_{\\mathrm{GRL}}\\) of the reversed gradient is empirically set to a very small value (\\(\\lambda_{\\mathrm{GRL}} = 10^{-4}\\)). Thus, on the one hand, in back-propagation, GRL effectively makes the network ignore domain differences and focus more on the DI visual cues. On the other hand, the loss incurred on the per-query predictions \\(\\{(d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}\\) and pixel-wise domain classification \\(\\{y_i^{\\mathrm{DS}}\\}_{i = 1}^N\\) make the network learn the domain differences. In this way, GRL enables adversarial learning of the DS branch." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.321, + 0.468, + 0.336 + ], + "angle": 0, + "content": "4.2 DI Segmentation Branch" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.343, + 0.788, + 0.435 + ], + "angle": 0, + "content": "The DI segmentation branch decodes \\(\\mathcal{X}\\) into DI class-mask responses. While the DS branch leverages the domain information entangled in both \\(\\mathcal{X}\\) and \\(\\mathcal{Z}\\) for the pixelwise domain classification in (6), the DI branch seeks to estimate DI correlation between \\(\\mathcal{X}\\) and \\(\\mathcal{Z}\\). Following prior work, we make two common assumptions about the DI and DS components of the image tokens and query tokens. First, they can be decomposed as:" + }, + { + "type": "equation", + "bbox": [ + 0.379, + 0.441, + 0.788, + 0.461 + ], + "angle": 0, + "content": "\\[\nx _ {i} = x _ {i} ^ {\\mathrm {D I}} + x _ {i} ^ {\\mathrm {D S}}, \\quad z _ {j} = z _ {j} ^ {\\mathrm {D I}} + z _ {j} ^ {\\mathrm {D S}}. (7)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.466, + 0.533, + 0.482 + ], + "angle": 0, + "content": "Second, they are uncorrelated (orthogonal):" + }, + { + "type": "equation", + "bbox": [ + 0.382, + 0.489, + 0.788, + 0.508 + ], + "angle": 0, + "content": "\\[\n(x _ {i} ^ {\\mathrm {D S}}) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} = 0, (x _ {i} ^ {\\mathrm {D I}}) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} = 0. \\qquad \\qquad (8)\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.514, + 0.78, + 0.53 + ], + "angle": 0, + "content": "From (7), (8), the DI correlation between every \\( x_{i} \\) and \\( z_{j} \\) can be computed as" + }, + { + "type": "equation", + "bbox": [ + 0.292, + 0.538, + 0.788, + 0.578 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} x _ {i} ^ {\\top} z _ {j} = \\left(x _ {i} ^ {\\mathrm {D I}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} + \\left(x _ {i} ^ {\\mathrm {D S}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} + \\left(\\underline {{x _ {i} ^ {\\mathrm {D I}}}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} + \\left(\\underline {{x _ {i} ^ {\\mathrm {D S}}}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D T}}, \\tag {9} \\\\ \\Rightarrow (x _ {i} ^ {\\mathrm {D I}}) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} = x _ {i} ^ {\\top} z _ {j} - (x _ {i} ^ {\\mathrm {D S}}) ^ {\\top} z _ {j} ^ {\\mathrm {D S}}. \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.585, + 0.788, + 0.613 + ], + "angle": 0, + "content": "From (9), the DI semantic-segmentation responses of the query tokens can be estimated as" + }, + { + "type": "equation", + "bbox": [ + 0.248, + 0.622, + 0.788, + 0.643 + ], + "angle": 0, + "content": "\\[\n\\mathcal {M} _ {j} ^ {\\mathrm {D I}} = \\{\\sigma (m _ {i j} ^ {\\mathrm {D I}}): m _ {i j} ^ {\\mathrm {D I}} = m _ {i j} - m _ {i j} ^ {\\mathrm {D S}}, i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {q}. \\tag {10}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.648, + 0.611, + 0.665 + ], + "angle": 0, + "content": "where \\(m_{ij}\\) is given by (1) and \\(m_{ij}^{\\mathrm{DS}}\\) is computed in (5)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.666, + 0.788, + 0.726 + ], + "angle": 0, + "content": "Note that \\(\\mathcal{M}_j^{\\mathrm{DI}}\\) in (10) does not require an explicit decomposition of features of the image and query tokens. It suffices to simply subtract the domain-mask prediction \\(\\mathcal{M}_j^{\\mathrm{DS}}\\) from the entangled semantic mask \\(\\mathcal{M}_j\\) which can be predicted as in Mask2Former (1)." + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.727, + 0.789, + 0.791 + ], + "angle": 0, + "content": "As in Mask2Former, the DI branch has a classification head, denoted as \\(\\mathrm{class}(\\cdot)\\), which predicts a class distribution, \\(c_{j} = \\mathrm{softmax}(\\mathrm{class}(z_{j}))\\in [0,1]^{C}\\). Thus, the DI segmentation branch outputs semantic-segmentation responses \\(\\{(c_j,\\mathcal{M}_j^{\\mathrm{DI}})\\}_{j = 1}^{N_{\\mathrm{q}}}\\), which can be mapped into the pixel-wise semantic classification:" + }, + { + "type": "equation", + "bbox": [ + 0.318, + 0.801, + 0.788, + 0.843 + ], + "angle": 0, + "content": "\\[\ny _ {i} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j} ^ {\\mathrm {D I}}\\right) c _ {j}\\right) \\in [ 0, 1 ] ^ {C}, \\quad i = 1 \\dots N. \\tag {11}\n\\]" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.43, + 0.128 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.195 + ], + "angle": 0, + "content": "Similar to Mask2Former, ADFormer's decoder refines \\(\\mathcal{Z}^l\\) through layers \\(l\\), by the means of cross-attention, only in the DI segmentation branch, because we want the class prototypes in \\(\\mathcal{Z}^l\\) to capture DI properties of the image tokens as:" + }, + { + "type": "equation", + "bbox": [ + 0.307, + 0.203, + 0.788, + 0.22 + ], + "angle": 0, + "content": "\\[\n\\mathcal {Z} ^ {l} = \\left(\\left(A ^ {\\mathrm {D I}}\\right) ^ {l} \\left(\\mathcal {X} W _ {V}\\right)\\right) W _ {O}, \\quad \\mathcal {Z} ^ {l} \\in \\mathbb {R} ^ {N _ {\\mathrm {q}} \\times d}, \\quad \\mathcal {X} \\in \\mathbb {R} ^ {N \\times d}, \\tag {12}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.229, + 0.74, + 0.248 + ], + "angle": 0, + "content": "where \\((A^{\\mathrm{DI}})^l\\in \\mathbb{R}^{N_{\\mathrm{q}}\\times N}\\) is the cross-attention of the DI branch at layer \\(l\\):" + }, + { + "type": "equation", + "bbox": [ + 0.22, + 0.257, + 0.79, + 0.304 + ], + "angle": 0, + "content": "\\[\n\\left(A ^ {\\mathrm {D I}}\\right) ^ {l} = \\left(\\mathcal {Z} ^ {l} W _ {Q}\\right) \\left(\\mathcal {X} W _ {K}\\right) ^ {\\top} + \\left(M ^ {\\mathrm {D I}}\\right) ^ {l - 1}, \\quad M ^ {\\mathrm {D I}} (i, j) = \\left\\{ \\begin{array}{c} 0, \\text {i f} \\sigma \\left(m _ {i j} ^ {\\mathrm {D I}}\\right) > 0. 5 \\\\ - \\infty , \\text {o t h e r w i s e} \\end{array} \\right., \\tag {13}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.304, + 0.789, + 0.336 + ], + "angle": 0, + "content": "where \\( M^{\\mathrm{DI}} \\) is the DI attention mask for enforcing the refinement of the query tokens based only on the DI foreground image tokens." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.356, + 0.386, + 0.37 + ], + "angle": 0, + "content": "4.3 Loss Functions" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.381, + 0.789, + 0.427 + ], + "angle": 0, + "content": "ADFormer predicts per-query quadruplets (class, mask, domain, domain-mask) and pixel-wise semantic and domain classification. This incurs the set loss and the pixel-wise loss, as described below." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.441, + 0.79, + 0.524 + ], + "angle": 0, + "content": "Set loss is estimated with the one-to-one Hungarian matching between the quadruplet predictions \\(\\{(c_j, \\mathcal{M}_j^{\\mathrm{DI}}, d_j, \\mathcal{M}_k^{\\mathrm{DS}})\\}_{j=1}^{N_{\\mathrm{q}}}\\) and the ground truth appropriately converted to ground-truth quadruplets \\(\\{(c_k^*, \\mathcal{M}_k^*, d_k^*, (\\mathcal{M}_k^{\\mathrm{DS}})^*)\\}_{k=1}^{N_{\\mathrm{gt}}}\\). Let \\(h(k)\\) denote the Hungarian mapping of every \\(k\\)th ground truth to its best matched \\(j\\)th prediction, \\(h(k) = j\\). Then, the set loss is specified as" + }, + { + "type": "equation", + "bbox": [ + 0.22, + 0.535, + 0.788, + 0.59 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\text {s e t}} = \\sum_ {k = 1} ^ {N _ {\\mathrm {g t}}} \\mathcal {L} _ {\\mathrm {M 2 F}} \\left(\\left(c _ {k} ^ {*}, \\mathcal {M} _ {k} ^ {*}\\right), \\left(c _ {h (k)}, \\mathcal {M} _ {h (k)} ^ {\\mathrm {D I}}\\right)\\right) + \\mathcal {L} _ {\\mathrm {D S}} \\left(\\left(d _ {k} ^ {*}, \\left(\\mathcal {M} _ {k} ^ {\\mathrm {D S}}\\right) ^ {*}\\right), \\left(d _ {h (k)}, \\mathcal {M} _ {h (k)} ^ {\\mathrm {D S}}\\right)\\right), \\tag {14}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.591, + 0.789, + 0.666 + ], + "angle": 0, + "content": "where \\(\\mathcal{L}_{\\mathrm{M2F}}\\) is the same set loss used in Mask2Former, which includes the cross-entropy semantic classification loss and the regression loss for the semantic mask responses. Similarly, \\(\\mathcal{L}_{\\mathrm{DS}}\\) includes the cross-entropy domain classification loss and the domain-mask regression loss. The regression losses for both \\(\\mathcal{L}_{\\mathrm{M2F}}\\) and \\(\\mathcal{L}_{\\mathrm{DS}}\\) include the pixel-wise binary cross-entropy loss and the dice loss." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.666, + 0.79, + 0.697 + ], + "angle": 0, + "content": "Segmentation loss. In addition to the set loss, we take into account the pixel-wise supervision for both semantic segmentation and domain segmentation:" + }, + { + "type": "equation", + "bbox": [ + 0.344, + 0.708, + 0.788, + 0.749 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} _ {\\mathrm {s e g}} = \\sum_ {i = 1} ^ {N} \\mathcal {L} _ {\\mathrm {C E}} \\left(y _ {i} ^ {*}, y _ {i}\\right) + \\mathcal {L} _ {\\mathrm {B C E}} \\left(\\left(y _ {i} ^ {\\mathrm {D S}}\\right) ^ {*}, y _ {i} ^ {\\mathrm {D S}}\\right), \\tag {15}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.753, + 0.788, + 0.783 + ], + "angle": 0, + "content": "where CE and BCE denote the pixel-wise cross-entropy loss and binary cross-entropy loss, and * denotes the corresponding ground truth at \\(i\\)th pixel." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.783, + 0.789, + 0.813 + ], + "angle": 0, + "content": "Our cross-domain learning. We adopt the self-training framework of [13,30], and train the student-ADFormer with the overall loss:" + }, + { + "type": "equation", + "bbox": [ + 0.331, + 0.825, + 0.788, + 0.843 + ], + "angle": 0, + "content": "\\[\n\\mathcal {L} = \\lambda_ {\\text {s e t}} \\left(\\mathcal {L} _ {\\text {s e t}} ^ {\\text {s o u r c e}} + \\mathcal {L} _ {\\text {s e t}} ^ {\\text {m i x}}\\right) + \\lambda_ {\\text {s e g}} \\left(\\mathcal {L} _ {\\text {s e g}} ^ {\\text {s o u r c e}} + \\mathcal {L} _ {\\text {s e g}} ^ {\\text {m i x}}\\right), \\tag {16}\n\\]" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.128 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.776, + 0.117, + 0.786, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.239 + ], + "angle": 0, + "content": "where \\(\\lambda_{\\mathrm{set}}, \\lambda_{\\mathrm{seg}}\\) are positive hyperparameters, and \"source\" and \"mix\" denote loss from the source-domain and domain-mixed images, respectively. The \"mix\" loss is evaluated with respect to pseudo-ground-truth labels, predicted by the teacher-ADFormer on the target-domain parts, and actual ground-truth labels for the source-domain parts in the domain-mixed images. The teacher-ADFormer updates its weights from the student-ADFormer via exponential moving average." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.265, + 0.462, + 0.283 + ], + "angle": 0, + "content": "5 Experimental Results" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.3, + 0.787, + 0.376 + ], + "angle": 0, + "content": "Datasets. Following prior work [13-15], we evaluate ADFormer on two domain shifts: GTA \\([27] \\to\\) Cityscapes [7], and SYNTHIA \\([28] \\to\\) Cityscapes [7]. The source-domain datasets GTA and SYNTHIA consist of 24,996 and 9400 annotated images, respectively. The target-domain dataset Cityscapes consists of 2975 and 500 images for training and validation." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.377, + 0.788, + 0.437 + ], + "angle": 0, + "content": "Evaluation metric. As in [13-15], ADFormer is evaluated with respect to the mean intersection-over-union (mIoU) of semantic segmentation in target-domain images on 19 classes of GTA \\(\\rightarrow\\) Cityscapes and 16 classes of SYNTHIA \\(\\rightarrow\\) Cityscapes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.438, + 0.788, + 0.514 + ], + "angle": 0, + "content": "Network architecture. The architecture of ADFormer is implemented using the mmsegmentation framework [6] of Mask2former [4]. As the backbone network, we use the lightweight Swin-S [21], pre-trained on the ImageNet-1K [8]. The encoder in ADFormer has six layers, and the decoder's mandatory zero layer is followed by six additional layers (i.e., there are 7 decoder layers)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.514, + 0.788, + 0.65 + ], + "angle": 0, + "content": "Parameter setting. As in [13], we train ADFormer with AdamW [22], learning rates \\(\\eta_{\\mathrm{base}} = 1e - 4\\) and \\(\\eta_{\\mathrm{backbone}} = 1e - 5\\), weight decay of 0.05, linear learning rate warm-up \\(t_{warm} = 1.5\\mathrm{K}\\) iterations, and linear decay after that. The hyperparameter of the segmentation loss is \\(\\lambda_{\\mathrm{seg}} = 10.0\\) and the hyperparameter of the set loss is \\(\\lambda_{\\mathrm{set}} = 0.025\\). The gradient reverse hyperparameter in the GRLs of the DS branch is \\(\\lambda_{\\mathrm{GRL}} = 0.0001\\). As in [13], we adopt the Rare Class Sampling strategy to handle the class imbalance in the datasets, but do not use the \"Thing-Class ImageNet Feature Distance\" regularization. The experiments were conducted on a NVIDIA-H100." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.651, + 0.788, + 0.695 + ], + "angle": 0, + "content": "Ablation Study. Tab. 1 shows how individual components of ADFormer and our design choices affect our performance on \\(\\mathrm{GTA} \\rightarrow\\) Cityscapes. We organize the ablations as follows:" + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.701, + 0.785, + 0.73 + ], + "angle": 0, + "content": "- **baseline:** Mask2Former is the baseline model that predicts (class, mask) for every query token." + }, + { + "type": "text", + "bbox": [ + 0.226, + 0.733, + 0.785, + 0.775 + ], + "angle": 0, + "content": "- DS: The DS segmentation branch is added to Mask2Former, and the cross-attention is computed as in (4); the model predicts (class, mask, domain, domain-mask) for every query token." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.779, + 0.784, + 0.806 + ], + "angle": 0, + "content": "- AD: The attention decomposition is performed, and the refinement of the query tokens via the DI cross-attention is computed as in (12) and (13)." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.81, + 0.536, + 0.821 + ], + "angle": 0, + "content": "- GBL: GBLs are used in the DS branch." + }, + { + "type": "text", + "bbox": [ + 0.225, + 0.825, + 0.777, + 0.838 + ], + "angle": 0, + "content": "- FD: \"Thing-class ImageNet feature distance\" regularization of [13] is used." + }, + { + "type": "list", + "bbox": [ + 0.225, + 0.701, + 0.785, + 0.838 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.429, + 0.127 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "text", + "bbox": [ + 0.224, + 0.147, + 0.784, + 0.179 + ], + "angle": 0, + "content": "- \\(\\mathcal{L}_{\\mathrm{seg}}\\): In addition to the set loss, the model is trained on the pixel-wise segmentation loss \\(\\mathcal{L}_{\\mathrm{seg}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.181, + 0.788, + 0.288 + ], + "angle": 0, + "content": "All of the ablated models and the baseline in Tab. 1 use the rare-class sampling from [13] and self-training of [30], and follow the same training strategies as in [13]. Interestingly, when we train ADFormer with the FD regularization, our mIoU decreases to 66.3. From Tab. 1, adding each proposed component to the baseline gradually improves our performance. ADFormer achieves the best performance for the configuration shown in the last bottom row 8 of Tab. 1, which is used further in the remaining experiments." + }, + { + "type": "table", + "bbox": [ + 0.342, + 0.313, + 0.664, + 0.442 + ], + "angle": 0, + "content": "
baselineDSADGRLFDLsegmIoU
1✓-----44.1
2✓----✓51.4
3✓✓---✓56.6
4✓✓✓--✓57.5
5✓✓-✓-✓63.1
6✓✓✓✓--65.0
7✓✓✓✓✓✓66.3
8✓✓✓✓-✓69.2
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.464, + 0.788, + 0.507 + ], + "angle": 0, + "content": "Table 1: Contribution of each proposed component to the results of ADFormer on \\(\\mathrm{GTA} \\rightarrow\\) Cityscapes. Baseline is Mask2Former, DS is the DS segmentation branch, AD is the attention decomposition, FD is the feature distance regularization of [13]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.789, + 0.749 + ], + "angle": 0, + "content": "Complexity vs. Performance. Tab. 2 presents a trade-off between complexity and performance of ADFormer when using different backbone networks on GTA \\(\\rightarrow\\) Cityscapes. Complexity is evaluated in terms of the number of model parameters, and average running time in inference tested on a single NVIDIA-H100 machine. The table also compares DAFormer [13] with the variant of ADFormer which uses the same backbone MiT-B5 as DAFormer. Other SOTA approaches [14, 15] also use MiT-B5 as the backbone. ADFormer with Swin-S as the backbone has significantly fewer model parameters than DAFormer (76% #Param), and outperforms DAFormer in terms of mIoU (+0.9) and speed (1.7 times faster). When ADFormer uses the larger backbone Swin-B, mIoU improves from 69.2 to 70.4; however, at the cost of increasing both model and computational complexity. Therefore, we find that ADFormer with Swin-S represents our optimal trade-off between complexity and performance, and is used in the remaining experiments including the comparison with SOTA in Tab. 6." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.789, + 0.811 + ], + "angle": 0, + "content": "Sensitivity to the loss hyperparameters. Tab. 3 exhaustively tests our sensitivity to the hyperparameters \\(\\lambda_{\\mathrm{set}}\\) and \\(\\lambda_{\\mathrm{seg}}\\), which control the loss in (16), on the domain shift \\(\\mathrm{GTA} \\rightarrow \\mathrm{Cityscapes}\\). From Tab. 3, a careful selection of \\(\\lambda_{\\mathrm{set}}\\) and \\(\\lambda_{\\mathrm{seg}}\\) is critical, where our performance is less sensitive to \\(\\lambda_{\\mathrm{set}}\\) than \\(\\lambda_{\\mathrm{seg}}\\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.811, + 0.789, + 0.842 + ], + "angle": 0, + "content": "Sensitivity to the strength of the gradient reverse. In Tab. 4, we test the effect of \\(\\lambda_{\\mathrm{GRL}}\\) on our performance on the domain shift GTA \\(\\rightarrow\\) Cityscapes." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table", + "bbox": [ + 0.284, + 0.143, + 0.72, + 0.235 + ], + "angle": 0, + "content": "
ModelBackbone#Param(M)speedmIoU
DAFormer [13]MiT-B5 [43]85.13.9fps68.3
1ADFormerMiT-B5 [43]96.22.9fps70.1
2ADFormerResNet101 [9]58.57.5fps65.6
3ADFormerSwin-S [21]64.36.7fps69.2
4ADFormerSwin-B [21]102.52.7fps70.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.257, + 0.784, + 0.285 + ], + "angle": 0, + "content": "Table 2: Trade-off between complexity and performance of ADFormer and DAFormer when using different backbone networks on the domain shift GTA \\(\\rightarrow\\) Cityscapes." + }, + { + "type": "table", + "bbox": [ + 0.265, + 0.299, + 0.739, + 0.361 + ], + "angle": 0, + "content": "
λsetλsegmIoUλsetλsegmIoUλsetλsegmIoU
10.015.058.740.0255.061.370.055.059.8
20.0110.065.450.02510.069.280.0510.067.6
30.0120.062.160.02520.062.490.0520.062.9
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.382, + 0.785, + 0.41 + ], + "angle": 0, + "content": "Table 3: Sensitivity to the hyperparameters which control the loss in (16) on GTA \\(\\rightarrow\\) Cityscapes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.442, + 0.788, + 0.608 + ], + "angle": 0, + "content": "As described in Sec. 4.1, \\(\\lambda_{\\mathrm{GRL}}\\) controls the strength of the gradient of loss with the reversed sign in back-propagation. Note that \\(\\lambda_{\\mathrm{GRL}} = -1\\) means that we remove GRLs from the DS branch. For \\(\\lambda_{\\mathrm{GRL}} = -1\\), Tab. 4 shows very poor results, since the DS branch is encouraged to increase the domain gap. \\(\\lambda_{\\mathrm{GRL}} = 0\\) means that \\(\\mathrm{FFN}^{\\mathrm{DS}}\\) and the FFN of the domain classifier will be learned while the other components of the DS branch will receive zero gradient. At \\(\\lambda_{\\mathrm{GRL}} = 0\\), the result in Tab. 4 suggests that the query tokens are successfully refined based on DI properties of the image tokens. Finally, \\(\\lambda_{\\mathrm{GRL}} > 0\\) means that the DS branch is trained via adversarial learning, which gives the best performance at \\(\\lambda_{\\mathrm{GRL}} = 1e - 4\\). However, when the reversed gradient is too high, e.g. \\(\\lambda_{\\mathrm{GRL}} \\geq 1e - 3\\), the adversarial learning starts hurting our performance." + }, + { + "type": "table", + "bbox": [ + 0.338, + 0.634, + 0.666, + 0.667 + ], + "angle": 0, + "content": "
λGRL-1-0.101e-51e-41e-31e-2
mIoU57.559.465.466.869.267.163.4
" + }, + { + "type": "table_caption", + "bbox": [ + 0.335, + 0.689, + 0.667, + 0.703 + ], + "angle": 0, + "content": "Table 4: Ablation about gradient reverse control" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.734, + 0.787, + 0.794 + ], + "angle": 0, + "content": "Sensitivity to the number of decoder layers. Tab. 5 presents the model complexity and performance of ADFormer for different numbers of decoder layers, including the mandatory layer zero. From Tab. 5, the higher the number of decoder layers the better mIoU, but at the cost of increasing model complexity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.796, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Comparison with SOTA. Tab. 6 presents a comparison of ADFormer with SOTA approaches on the two domain shifts. The table splits the methods into the proposal-free and proposal-based groups. Specifically, DAFormer [13], HRDA [14]," + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.429, + 0.127 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "table", + "bbox": [ + 0.362, + 0.144, + 0.644, + 0.19 + ], + "angle": 0, + "content": "
# decoder layers1+11+31+61+9
#param (M)56.459.664.369.1
mIoU66.767.869.269.7
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.212, + 0.785, + 0.24 + ], + "angle": 0, + "content": "Table 5: The number of model parameters and mIoU of ADFormer for the varying total number of decoder layers, including the mandatory layer zero, on GTA→Cityscapes." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.274, + 0.788, + 0.395 + ], + "angle": 0, + "content": "MIC [15], CDAC [34] and DiGA [29] fall in the proposal-free group, since they use complex encoders which require pre-training. The other approaches in the table including ADFormer align the domain gap mainly in their CNN-based or transformer-based decoders, and hence belong to the proposal-based group. For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation (HRDA) [14]. From the table, ADFormer outperforms the second best DAFormer on both domain shifts by 0.7 and 1.2 in mIoU." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.398, + 0.788, + 0.489 + ], + "angle": 0, + "content": "Qualitative results. Fig. 4 illustrates our results in training on an example domain-mixed image. The figure visualizes the quadruplet predictions of four query tokens which got matched by the Hungarian algorithm to the ground truth segments in the domain-mixed image. The rightmost column of the figure shows that ADFormer succeeds in recognizing and segmenting the very challenging \"sidewalk\", as well as in classifying that \"sidewalk\" belongs to the target domain." + }, + { + "type": "image", + "bbox": [ + 0.223, + 0.517, + 0.785, + 0.715 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.725, + 0.788, + 0.837 + ], + "angle": 0, + "content": "Fig. 4: Visualization of our training. Results of ADFormer on an example training domain-mixed image (3rd column from the left), which represents a collage of parts taken from the source and target images (1st and 2nd columns from the left). On the right-hand-side we visualize predictions of four query tokens matched by the Hungarian algorithm to the ground truth segments (top row on the right). Note that the ground-truth semantic mask and domain mask are equivalent for the domain-mixed image, by construction. Each query predicts the quadruplet (class, mask, domain, domain-mask) shown in the middle and bottom rows on the right." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.66, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table", + "bbox": [ + 0.217, + 0.144, + 0.787, + 0.471 + ], + "angle": 0, + "content": "
MethodRoadS. walkBuildWallFencePoleTr. LSignVeg.TerrSkyPersonRiderCarTruckBusTrainM bikeBikemIoU
GTA → Cityscapes
DAFormer†[13]95.770.289.453.548.149.655.859.489.947.992.572.244.792.374.578.265.155.961.868.3
DAFormer*†96.070.689.254.449.350.756.160.988.942.591.771.743.192.677.871.854.958.364.567.6
HRDA†[14]96.474.491.061.651.557.163.969.391.348.494.279.052.993.984.185.775.963.967.573.8
MIC*†[15]96.775.090.058.250.451.156.762.190.251.392.972.447.192.878.983.475.654.262.670.6
CLAN[23]88.735.580.327.525.029.336.428.184.537.076.658.429.781.238.840.95.632.928.845.5
CBST[48]89.658.978.533.022.341.448.239.283.624.365.449.320.283.339.048.612.520.33547.0
FADA-MST[33]91.050.686.043.429.836.843.425.086.838.387.464.038.085.231.646.16.525.437.150.1
FDA[44]92.553.382.426.527.636.440.638.982.339.878.062.634.484.934.153.116.927.746.450.5
DACST[30]89.939.787.930.739.538.546.452.888.044.088.867.235.884.545.750.20.027.334.052.1
IAST-MST[24]94.158.885.439.729.225.143.134.284.834.688.762.730.387.642.350.324.735.240.252.2
ProCA[18]91.948.487.341.531.841.947.936.786.542.384.768.443.188.139.648.840.643.656.956.3
CorDA[36]94.763.187.630.740.640.247.851.687.647.089.766.735.990.248.957.50.039.856.056.6
ProDA[46]87.856.079.746.344.845.653.553.588.645.282.170.739.288.845.559.41.048.956.457.5
CaCo‡[16]93.864.185.743.742.246.150.154.088.747.086.568.12.988.043.460.131.546.160.958.0
SePiCo††[42]95.267.888.741.438.443.455.563.288.646.488.373.149.091.463.260.40.045.260.061.0
ADFormer††96.775.188.857.545.945.655.459.890.245.692.170.843.091.078.979.368.752.765.069.2
SYNTHIA → Cityscapes
DAFormer†[13]84.540.788.441.56.550.055.054.686.0-89.873.248.287.2-53.2-53.961.760.9
DAFormer*†89.251.187.431.57.847.753.149.383.9-84.373.447.088.3-56.1-55.660.860.4
HRDA†[14]85.247.788.849.54.857.265.760.985.3-92.979.452.889.0-64.7-63.964.965.8
MIC*†[15]83.040.988.237.69.052.456.056.587.6-93.474.251.487.1-59.6-57.961.262.2
DiGA*†[29]85.241.488.242.67.552.157.547.787.8-90.875.050.887.8-58.0-58.563.062.1
CDAC*†[34]83.742.987.439.87.550.755.753.585.9-90.974.547.286.0-60.2-57.860.861.5
FDA[44]84.235.178.06.10.4427.08.522.177.2-79.655.519.974.8-24.9-14.340.740.5
CBST[48]53.623.775.012.50.336.423.526.384.8-74.767.217.584.5-28.4-15.255.842.5
FADA[33]84.540.183.14.80.034.320.127.284.8-84.053.522.685.4-43.7-26.827.845.2
CaCo‡[16]87.448.979.68.80.230.117.428.379.9-81.256.324.278.6-39.2-28.148.346.0
DACST[30]80.625.181.921.52.937.222.724.083.7-90.867.638.382.9-38.9-28.547.648.3
IAST-MST[24]81.941.583.317.74.632.330.928.883.4-85.065.530.886.5-38.2-33.152.749.8
CorDA[36]93.361.685.319.65.137.836.642.884.9-90.469.741.885.6-38.4-32.653.950.0
ProCA[18]90.552.184.629.23.340.337.427.386.4-85.969.828.788.7-53.7-14.854.853.0
ProDA[46]87.845.784.637.10.644.054.637.088.1-84.474.224.388.2-51.1-40.545.655.5
SePiCo††[42]77.035.385.123.93.438.051.055.185.6-80.573.546.387.6-69.7-50.966.558.1
ADFormer††91.853.687.040.55.246.852.154.988.4-92.672.545.786.1-61.6-50.464.462.1
" + }, + { + "type": "table_caption", + "bbox": [ + 0.214, + 0.483, + 0.788, + 0.583 + ], + "angle": 0, + "content": "Table 6: Comparison of ADFormer with SOTA on GTA \\(\\rightarrow\\) Cityscapes and SYNTHIA \\(\\rightarrow\\) Cityscapes. The methods are divided into the proposal-free group (top) and proposal-based group (bottom). We use the official code to reproduce the results of DAFormer [13] without the ImageNet Feature Distance regularization (DAFormer*). For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation [14] (MIC*, CDAC*, and DiGA*). \\(^\\dagger\\), \\(^\\ddagger\\), and \\(^\\dagger\\ddagger\\) indicate the domain-mix techniques introduced in [30], [16] and [42], respectively." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.612, + 0.788, + 0.719 + ], + "angle": 0, + "content": "Fig. 5 and Fig. 6 compare the inference results of ADFormer and DAFormer on a few example validation images from the target Cityscapes domain. These examples support our general observation that ADFormer outperforms DAFormer on challenging classes which are very similar to \"thing\" classes in ImageNet. One possible explanation for our better performance on such classes is that ADFormer does not use DAFormer's feature distance regularization which favors detection of \"thing\" classes from ImageNet." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.745, + 0.36, + 0.761 + ], + "angle": 0, + "content": "6 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.78, + 0.787, + 0.842 + ], + "angle": 0, + "content": "We have specified a new proposal-based transformer, ADFormer, for cross-domain semantic segmentation. ADFormer extends Mask2Former with an additional DS segmentation branch aimed at predicting the source-domain or target-domain class at every pixel, which allows for self-learning on the domain-mixed images. In" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.271, + 0.115, + 0.429, + 0.127 + ], + "angle": 0, + "content": "L. He and S. Todorovic" + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.146, + 0.36, + 0.21 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.146, + 0.501, + 0.21 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.146, + 0.64, + 0.21 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.146, + 0.781, + 0.21 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.213, + 0.36, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.213, + 0.501, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.213, + 0.64, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.213, + 0.781, + 0.268 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.272, + 0.36, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.272, + 0.501, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.272, + 0.64, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.272, + 0.781, + 0.326 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.329, + 0.788, + 0.384 + ], + "angle": 0, + "content": "Fig. 5: Inference on example validation images from Cityscapes when ADFormer and DAFormer [13] are trained on \\(\\mathrm{GTA} \\rightarrow\\) Cityscapes. DAFormer tends to confuse \"sidewalk\" with \"road\" (middle) and \"person\" with \"pole\" (bottom), whereas ADFormer makes fewer of such mistakes." + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.401, + 0.36, + 0.464 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.402, + 0.501, + 0.464 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.402, + 0.64, + 0.464 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.402, + 0.781, + 0.464 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.469, + 0.36, + 0.523 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.47, + 0.501, + 0.523 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.47, + 0.64, + 0.523 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.47, + 0.781, + 0.524 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.224, + 0.528, + 0.36, + 0.582 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.365, + 0.529, + 0.501, + 0.582 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.503, + 0.529, + 0.64, + 0.582 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.643, + 0.529, + 0.781, + 0.582 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.586, + 0.788, + 0.629 + ], + "angle": 0, + "content": "Fig. 6: Inference on example validation images from Cityscapes when ADFormer and DAFormer [13] are trained on SYNTHIA \\(\\rightarrow\\) Cityscapes. DAFormer has a higher false positive rate of \"sidewalk\" for the ground-truth \"road\" than ADFormer." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.809 + ], + "angle": 0, + "content": "addition, ADFormer decomposes cross-attention into the DI and DS components, and uses only the DI cross-attention for refining the query tokens through seven decoder layers. The attention decomposition and GRLs in the DS branch jointly reduce the domain gap. Evaluation is performed on two benchmark domain shifts: GTA \\(\\rightarrow\\) Cityscapes, and SYNTHIA \\(\\rightarrow\\) Cityscapes. Our extensive ablation study demonstrates that adding each proposed component to the baseline Mask2Former gradually improves performance, and that ADFormer with Swin-S as the backbone network achieves a good trade-off between complexity and performance. With significantly fewer model parameters, ADFormer outperforms all SOTA approaches on the test domain shifts." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.81, + 0.787, + 0.84 + ], + "angle": 0, + "content": "Acknowledgement: This work has been supported by USDA NIFA award No.2021-67021-35344 (AgAID AI Institute)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.659, + 0.115, + 0.732, + 0.127 + ], + "angle": 0, + "content": "ADFormer" + }, + { + "type": "page_number", + "bbox": [ + 0.769, + 0.116, + 0.786, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.179, + 0.787, + 0.223 + ], + "angle": 0, + "content": "1. Carion, N., Massa, F., Synnaeve, G., Usunier, N., Kirillov, A., Zagoruyko, S.: End-to-end object detection with transformers. In: European Conference on Computer Vision. pp. 213-229. 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This work addresses cross-domain semantic segmentation. While recent CNNs and proposal-free transformers led to significant advances, we introduce a new transformer with a lighter encoder and more complex decoder with query tokens for predicting segmentation masks, called ADFormer. The domain gap between the source and target domains is reduced with two mechanisms. First, we decompose cross-attention in the decoder into domain-independent and domain-specific parts to enforce the query tokens interact with the domain-independent aspects of the image tokens, shared by the source and target domains, rather than domain-specific counterparts which induce the domain gap. Second, we use the gradient reverse block to control back-propagation of the gradient, and hence introduce adversarial learning in the decoder of ADFormer. Our results on two benchmark domain shifts - GTA to Cityscapes and SYNTHIA to Cityscapes - show that ADFormer outperforms SOTA proposal-free methods with significantly lower complexity. The implementation is available at https://github.com/helq2612/ADFormer. + +Keywords: Cross-domain settings $\cdot$ Semantic segmentation + +# 1 Introduction + +This paper addresses cross-domain semantic segmentation. We are given images from the source and target domains, which share semantic classes, but significantly differ in imaging conditions and appearance of these classes - the difference referred to as the domain gap. Only the source-domain images are annotated with semantic segmentation masks. The goal is to use the provided source-domain supervision to perform semantic segmentation in the target domain. This problem arises in a wide range of applications, including autonomous driving under different weather conditions [19,26]. + +A direct application of SOTA models for standard (single-domain) semantic segmentation, e.g., transformers [4,5,43], to cross-domain settings typically yields poor results. To reduce the domain gap, prior work has studied several frameworks: (a) decomposition of features into domain-independent and domain-specific parts [39-41]; (b) adversarial learning via a gradient reverse layer (GRL) [17]; (c) self-training; and (d) hybrids thereof [11, 12, 20]. For each of these frameworks, prior work has typically used proposal-free models which have a heavy encoder, either + +CNNs [30, 36, 44, 46] or transformers [13-15]. By proposal-free, we mean models that do not explicitly use proposals to obtain the final semantic segmentation. For example, a proposal-free transformer does not have query tokens in its decoder. Also, by heavy encoder, we mean a complex image-encoding network pre-trained on a very large dataset, like ImageNet [8]. We find that such proposal-free models may not be the most suitable for our problem, because their pretraining is done for image classification - a task different from semantic segmentation - on a large dataset which may be unrelated to the source and target domains of interest. While there are attempts to address this issue - e.g., "thing-class feature distance" regularization [13] - they poorly generalize to all possible cross-domain settings - e.g., the target domain may not have "thing" classes of ImageNet [35]. + +This motivates us to use a proposal-based transformer in which learnable proposals (a.k.a. query tokens) serve as feature prototypes of semantic classes, and where domain alignment is performed in the decoder. The decoder is aimed at decoding the proposals into their semantic segmentation in the input image. As the decoder is learned on both the source and target datasets, we can directly learn how to align the proposals across the two domains. Therefore, our model choice seems more suitable for the downstream cross-domain setting than proposal-free models. Among recent proposal-based transformers [1,4,5,45,47], Mask2Former [4] has shown great success in single-domain semantic segmentation. In the decoder of Mask2Former, the "abstracted" query tokens are gradually refined and tuned to the input image, by the means of cross-attention with the image tokens, such that each query can predict a class and its segmentation mask in the image at the output. We extend Mask2Former such that the query tokens learn domain-independent class prototypes, as desired in cross-domain settings. To the best of our knowledge, proposal-based transformers have never been used in cross-domain semantic segmentation. + +The cross-attention in Mask2Former estimates similarity between the query tokens and image tokens. In cross-domain settings, the latter are characterized by both domain-independent (DI) and domain-specific (DS) features. Consequently, the cross-attention consists of DI and DS attentions. The DS cross-attention tuned to the source domain may negatively affect the refinement of the query tokens on the target-domain images. To mitigate this issue, prior work [11] has directly decomposed the query and image tokens into DI and DS features, at a high computational cost. In contrast, as shown in Fig. 1, our new attention decomposition transformer, called ADFormer, splits the Mask2Former's semantic-segmentation head into two, parallel, DI and DS processing branches, for a more direct estimation of the two types of cross-attention, with low complexity. + +To learn to decompose the cross-attention, following [13, 30], we train our ADFormer with self-learning on both source and domain-mixed images, where the latter are synthetic images composed of select parts from the source- and target-domain images, as illustrated in Fig. 2. The supervision for self-learning represents the known masks of the corresponding source-domain and target-domain regions in the domain-mixed image. Such training allows each query token of our ADFormer to predict a quadruplet (class, mask, domain, domain- + +![](images/fdd7c4f1fc96fe0da72b67ff4f50e8058ce9b8b8b57458e7ffce0475da7dec4a.jpg) +Fig. 1: ADFormer consists of a backbone, pixel-decoder, and transformer-decoder. The transformer-decoder has two parallel domain-independent (DI) and domain-specific (DS) branches that decompose the cross-attention into DI and DS components, and enable every query token to predict a quadruplet (class, mask, domain, domain-mask). The DI segmentation head outputs the semantic class and its segmentation mask in the image, and the DS segmentation head outputs the domain class (source or target) and its domain-mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap. + +mask). As shown in Fig. 1, the first pair in the quadruplet is output by the DI head for the semantic class and its segmentation mask in the image, and the second pair is output by the DS head for the domain class (source or target) and its segmentation mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap. + +ADFormer achieves SOTA performance on two benchmark domain shifts, GTA [27] $\rightarrow$ Cityscapes [7]) and SYNTHIA [28] $\rightarrow$ Cityscapes [7], with lower complexity than prior work. + +Our contributions are summarized below: + +1. We are the first to design and evaluate a proposal-based model, ADFormer, and integrate adversarial learning via GRL into self-learning of a proposal-based model for cross-domain semantic segmentation. +2. ADFormer's decoder explicitly decomposes cross-attention into DI and DS components, which enforces the query tokens to focus their learning of class prototypes on the semantically relevant DI cues in the image. + +In the following, Sec. 2 reviews related work, Sec. 3 briefly outlines Mask2Former, Sec. 4 specifies ADFormer, Sec. 5 presents our experimental results, and Sec. 6 concludes the paper. + +# 2 Related Work + +Transformer-based segmentation. Recent work shows that transformers [2,4,5,43] outperform CNNs in semantic segmentation. For example, Segformer [43] avoids using complex decoders by unifying transformers with lightweight + +![](images/7e1c32d29665fdfc55c89e2a17e48aa5d7d9b552656bc7b16ee175b6df5cc2db.jpg) +Fig. 2: For a domain-mixed image consisting of source- and target-domain parts, every query token predicts the quadruplet (class, mask, domain, domain-mask). The figure visualizes the cross-attention of two sample query tokens and the corresponding attention decomposition, enabled by the DI and DS heads in ADFormer (see Fig. 1). The top query predicts "target" as the domain class, and the bottom query, "source". Before the decomposition, the top query's cross-attention has higher values on objects (e.g., cars) from the target domain. Similarly, the bottom query's cross-attention emphasizes objects from the source domain. After the decomposition, the resulting DI cross-attention for both queries has high values on objects from both source and target domains. + +multi-layer perception (MLP) decoders. MaskFormer [5] estimates the query-based attention and mask classification, while its successor Mask2Former [4] additionally filters image background with the masked attention. Recent cross-domain semantic segmentation methods usually adopt the MIt-B5 encoder from Segformer, whose complexity is very high ( $>85\mathrm{M}$ parameters, see Sec. 5). Our ADFormer extends Mask2Former, with significantly lighter encoder (called pixel-decoder), to better suit cross-domain semantic segmentation. + +Unsupervised domain adaptation (UDA) for semantic segmentation can be divided into adversarial-training [31, 32, 37] and self-training approaches [13-15, 30]. The former use GRL to reverse the sign of loss and thus rather maximize than minimize the loss for outputs deemed domain-specific. This effectively suppresses learning on features that induce the domain gap. In self-training, a student model is trained on both source- and target-domain images, where supervision in the target domain comes based form pseudo-ground-truth labels generated by a teacher model. The teacher model is updated from the student model usually through exponential moving average (EMA). Recent domain-bridging methods [3, 30] perform training on domain-mixed images composed of source and target parts. In this paper, we follow these well-established learning frameworks, and train ADFormer using adversarial-training via GRL, self-training via student-teacher models, and domain-bridging via domain-mixed images. + +Domain Decomposition. Cross-domain learning typically focuses on feature decomposition. For example, CNN features can be disentangled into DI and DS parts with an orthogonal constraint [41], or mutual-information loss [40], or a cyclic-disentanglement [39]. Also, images can be disentangled into DI structure and DS texture representations [38]. In contrast, we focus on attention decomposition, rather than feature decomposition. + +# 3 Brief Review of Mask2Former + +ADFormer extends Mask2Former [4], which consists of a backbone network, pixel decoder (also called "encoder" in DETR-family detectors [1, 10, 25, 47]), (query) decoder, and a semantic segmentation branch. The encoder embeds image features, extracted with a backbone network, into a sequence of image tokens, $\mathcal{X} = \{x_i\}_{i=1}^N$ , $x_i \in \mathbb{R}^d$ , where $N = h \times w$ is the sequence length, and $[h,w]$ are the height and width of the image-feature map. The decoder introduces a sequence of query tokens, $\mathcal{Z} = \{z_j\}_{j=1}^{N_{\mathrm{q}}}$ , $z_j \in \mathbb{R}^d$ , aimed at learning class prototypes. In the decoder, every query token $z_j$ is correlated with all image tokens $\mathcal{X}$ to compute the semantic-segmentation responses of $z_j$ : + +$$ +\mathcal {M} _ {j} = \{\sigma (m _ {i j}): m _ {i j} = x _ {i} ^ {\top} \mathrm {F F N} (z _ {j}), i = 1, \ldots , N \}, j = 1, \ldots , N _ {\mathrm {q}}, \quad (1) +$$ + +where $\sigma(\cdot)$ is the sigmoid function, and $\mathrm{FFN}(\cdot)$ is a feedforward three-layer non-linear projection. For every $z_{j}$ , the decoder's classification head, denoted as $\mathrm{class}(\cdot)$ , predicts a class distribution, $c_{j} = \operatorname{softmax}(\mathrm{class}(z_{j})) \in [0,1]^{C}$ , over $C$ classes. Thus, the decoder of $\mathrm{Mask2Former}$ can be viewed as decoding the image tokens into class-mask responses $\{(c_{j},\mathcal{M}_{j})\}_{j=1}^{N_{\mathrm{q}}}$ , which can be mapped into the final pixel-wise prediction: + +$$ +y _ {i} = \operatorname {s o f t m a x} \left(\sum_ {j = 1} ^ {N _ {\mathrm {q}}} \sigma \left(m _ {i j}\right) c _ {j}\right) \in [ 0, 1 ] ^ {C}, \quad i = 1 \dots N. \tag {2} +$$ + +The decoder usually has several layers, $l = 1,2,\ldots$ , aimed at refining $\mathcal{Z}$ through cross-attention and self-attention before making the final prediction given by (2). The refinement of $\mathcal{Z}^l$ at every layer $l$ , by the means of cross-attention, is important since it focuses every "abstracted" class prototype $z_{j}^{l}$ to tune to visual cues captured by the image tokens as: + +$$ +\mathcal {Z} ^ {l} = (A ^ {l} (\mathcal {X} W _ {V})) W _ {O}, \quad \mathcal {Z} ^ {l} \in \mathbb {R} ^ {N _ {\mathrm {q}} \times d}, \quad \mathcal {X} \in \mathbb {R} ^ {N \times d}, \qquad (3) +$$ + +where we slightly abuse the notation for $\mathcal{Z}$ and $\mathcal{X}$ and treat them as matrices, $W_{V}, W_{O} \in \mathbb{R}^{d \times d}$ are two linear projection matrices, and $A^{l} \in \mathbb{R}^{N_{\mathrm{q}} \times N}$ is the cross-attention at the decoder layer $l$ estimated as + +$$ +A ^ {l} = \left(\mathcal {Z} ^ {l} W _ {Q}\right) \left(\mathcal {X} W _ {K}\right) ^ {\top} + M ^ {l - 1}, \quad M (i, j) = \left\{ \begin{array}{c} 0, \text {i f} \sigma \left(m _ {i j}\right) > 0. 5 \\ - \infty , \text {o t h e r w i s e} \end{array} \right., \tag {4} +$$ + +where $W_{Q}, W_{K} \in \mathbb{R}^{d \times d}$ are another two linear projection matrices, and $M^{l-1}$ is the attention mask for filtering out image tokens predicted as background by the previous layer ( $l-1$ ) in (1). $M$ enforces that the query tokens are refined only based on the foreground image tokens. + +# 4 Specification of ADFormer + +Fig. 1 shows the main components of ADFormer. In training, we use both source and domain-mixed images. This allows for self-learning of ADFormer by predicting + +![](images/7fc0802eeeed548e592a3138a786144df6782615ad99ced847c571118b865dff.jpg) +Semantic Segmentation Branch (Mask2Former) + +![](images/3403a9387e68cf981f56ccc9580b9044800ad4dea79ffbae28913b8c5b96e26f.jpg) +DI Segmentation Branch + +![](images/5f8e2202c9320ec78855d3d8a20654635c97ddc0ab5f00c19f2f3597b116df9a.jpg) +DS Segmentation Branch +Fig. 3: (Left): The single semantic segmentation branch of Mask2Former. (Middle and Right) The decoder of ADFormer disentangles the class-mask and domain-mask predictions through the respective domain-independent (DI) and domain-specific (DS) segmentation branches. + +not only the semantic mask of each class but also the domain mask for the input image. The encoder produces the image tokens, $\mathcal{X}$ , which are passed to the decoder for refining the query tokens $\mathcal{Z}$ and decoding $\mathcal{X}$ with $\mathcal{Z}$ into the quadruplet (class, mask, domain, domain-mask) responses, $\{(c_j,\mathcal{M}_j^{\mathrm{DI}},d_j,\mathcal{M}_j^{\mathrm{DS}})\}_{j = 1}^{N_{\mathrm{q}}}$ . As depicted in more detail in Fig. 3, every $z_{j}$ is passed to two parallel branches: the DI branch for predicting the semantic segmentation mask $\mathcal{M}_j^{\mathrm{DI}}$ and the DS branch for estimating the domain segmentation mask $\mathcal{M}_j^{\mathrm{DS}}$ . In the DS branch, several GRLs are used to reverse the gradient flow in back-propagation to reduce the domain gap. In the following, we specify the DI and DS branches, whose detailed architecture is shown in Fig. 3. + +# 4.1 DS Segmentation Branch + +Since both $\mathcal{X}$ and $\mathcal{Z}$ carry information about the domain, regions belonging to the target or source domain in the input image are identified by correlating every $z_{j}$ with $\mathcal{X}$ as + +$$ +\mathcal {M} _ {j} ^ {\mathrm {D S}} = \{\sigma (m _ {i j} ^ {\mathrm {D S}}): m _ {i j} ^ {\mathrm {D S}} = x _ {i} ^ {\top} \mathrm {F F N} ^ {\mathrm {D S}} (z _ {j}), i = 1, \ldots , N \}, j = 1, \ldots , N _ {\mathrm {q}}, (5) +$$ + +For every $z_{j}$ , the binary domain classification head, denoted as $\mathrm{domain}(\cdot)$ , predicts a domain-class distribution, $d_{j} = \mathrm{softmax}(\mathrm{domain}(z_{j}))\in [0,1]^{2}$ , over two domain classes source and target. The domain $(\cdot)$ is implemented as a FFN. Thus, the DS segmentation branch can be viewed as decoding $\mathcal{X}$ into domain-mask responses $\{(d_j,\mathcal{M}_j^{\mathrm{DS}})\}_{j = 1}^{N_{\mathrm{q}}}$ , which can be mapped into the pixel-wise domain classification: + +$$ +y _ {i} ^ {\mathrm {D S}} = \operatorname {s o f t m a x} \left(\sum_ {j = 1} ^ {N _ {\mathrm {q}}} \sigma \left(m _ {i j} ^ {\mathrm {D S}}\right) d _ {j}\right) \in [ 0, 1 ] ^ {2}, \quad i = 1 \dots N. \tag {6} +$$ + +Importantly, the refinement of $\mathcal{Z}$ via cross-attention is not computed in the DS branch, since the query tokens are supposed to learn DI class prototypes. + +The DS branch uses GRL to reduce the domain gap, as shown in Fig. 3. In the forward pass, GRL is the identity function. In back-propagation, GRL reverses the sign of the gradient of loss in order to "fool" the DS branch such that errors in predicting the domain classes are encouraged. The hyperparameter $\lambda_{\mathrm{GRL}}$ of the reversed gradient is empirically set to a very small value ( $\lambda_{\mathrm{GRL}} = 10^{-4}$ ). Thus, on the one hand, in back-propagation, GRL effectively makes the network ignore domain differences and focus more on the DI visual cues. On the other hand, the loss incurred on the per-query predictions $\{(d_j,\mathcal{M}_j^{\mathrm{DS}})\}_{j = 1}^{N_{\mathrm{q}}}$ and pixel-wise domain classification $\{y_i^{\mathrm{DS}}\}_{i = 1}^N$ make the network learn the domain differences. In this way, GRL enables adversarial learning of the DS branch. + +# 4.2 DI Segmentation Branch + +The DI segmentation branch decodes $\mathcal{X}$ into DI class-mask responses. While the DS branch leverages the domain information entangled in both $\mathcal{X}$ and $\mathcal{Z}$ for the pixelwise domain classification in (6), the DI branch seeks to estimate DI correlation between $\mathcal{X}$ and $\mathcal{Z}$ . Following prior work, we make two common assumptions about the DI and DS components of the image tokens and query tokens. First, they can be decomposed as: + +$$ +x _ {i} = x _ {i} ^ {\mathrm {D I}} + x _ {i} ^ {\mathrm {D S}}, \quad z _ {j} = z _ {j} ^ {\mathrm {D I}} + z _ {j} ^ {\mathrm {D S}}. (7) +$$ + +Second, they are uncorrelated (orthogonal): + +$$ +(x _ {i} ^ {\mathrm {D S}}) ^ {\top} z _ {j} ^ {\mathrm {D I}} = 0, (x _ {i} ^ {\mathrm {D I}}) ^ {\top} z _ {j} ^ {\mathrm {D S}} = 0. \qquad \qquad (8) +$$ + +From (7), (8), the DI correlation between every $x_{i}$ and $z_{j}$ can be computed as + +$$ +\begin{array}{l} x _ {i} ^ {\top} z _ {j} = \left(x _ {i} ^ {\mathrm {D I}}\right) ^ {\top} z _ {j} ^ {\mathrm {D I}} + \left(x _ {i} ^ {\mathrm {D S}}\right) ^ {\top} z _ {j} ^ {\mathrm {D S}} + \left(\underline {{x _ {i} ^ {\mathrm {D I}}}}\right) ^ {\top} z _ {j} ^ {\mathrm {D S}} + \left(\underline {{x _ {i} ^ {\mathrm {D S}}}}\right) ^ {\top} z _ {j} ^ {\mathrm {D T}}, \tag {9} \\ \Rightarrow (x _ {i} ^ {\mathrm {D I}}) ^ {\top} z _ {j} ^ {\mathrm {D I}} = x _ {i} ^ {\top} z _ {j} - (x _ {i} ^ {\mathrm {D S}}) ^ {\top} z _ {j} ^ {\mathrm {D S}}. \\ \end{array} +$$ + +From (9), the DI semantic-segmentation responses of the query tokens can be estimated as + +$$ +\mathcal {M} _ {j} ^ {\mathrm {D I}} = \{\sigma (m _ {i j} ^ {\mathrm {D I}}): m _ {i j} ^ {\mathrm {D I}} = m _ {i j} - m _ {i j} ^ {\mathrm {D S}}, i = 1, \ldots , N \}, j = 1, \ldots , N _ {q}. \tag {10} +$$ + +where $m_{ij}$ is given by (1) and $m_{ij}^{\mathrm{DS}}$ is computed in (5). + +Note that $\mathcal{M}_j^{\mathrm{DI}}$ in (10) does not require an explicit decomposition of features of the image and query tokens. It suffices to simply subtract the domain-mask prediction $\mathcal{M}_j^{\mathrm{DS}}$ from the entangled semantic mask $\mathcal{M}_j$ which can be predicted as in Mask2Former (1). + +As in Mask2Former, the DI branch has a classification head, denoted as $\mathrm{class}(\cdot)$ , which predicts a class distribution, $c_{j} = \mathrm{softmax}(\mathrm{class}(z_{j}))\in [0,1]^{C}$ . Thus, the DI segmentation branch outputs semantic-segmentation responses $\{(c_j,\mathcal{M}_j^{\mathrm{DI}})\}_{j = 1}^{N_{\mathrm{q}}}$ , which can be mapped into the pixel-wise semantic classification: + +$$ +y _ {i} = \operatorname {s o f t m a x} \left(\sum_ {j = 1} ^ {N _ {\mathrm {q}}} \sigma \left(m _ {i j} ^ {\mathrm {D I}}\right) c _ {j}\right) \in [ 0, 1 ] ^ {C}, \quad i = 1 \dots N. \tag {11} +$$ + +Similar to Mask2Former, ADFormer's decoder refines $\mathcal{Z}^l$ through layers $l$ , by the means of cross-attention, only in the DI segmentation branch, because we want the class prototypes in $\mathcal{Z}^l$ to capture DI properties of the image tokens as: + +$$ +\mathcal {Z} ^ {l} = \left(\left(A ^ {\mathrm {D I}}\right) ^ {l} \left(\mathcal {X} W _ {V}\right)\right) W _ {O}, \quad \mathcal {Z} ^ {l} \in \mathbb {R} ^ {N _ {\mathrm {q}} \times d}, \quad \mathcal {X} \in \mathbb {R} ^ {N \times d}, \tag {12} +$$ + +where $(A^{\mathrm{DI}})^l\in \mathbb{R}^{N_{\mathrm{q}}\times N}$ is the cross-attention of the DI branch at layer $l$ : + +$$ +\left(A ^ {\mathrm {D I}}\right) ^ {l} = \left(\mathcal {Z} ^ {l} W _ {Q}\right) \left(\mathcal {X} W _ {K}\right) ^ {\top} + \left(M ^ {\mathrm {D I}}\right) ^ {l - 1}, \quad M ^ {\mathrm {D I}} (i, j) = \left\{ \begin{array}{c} 0, \text {i f} \sigma \left(m _ {i j} ^ {\mathrm {D I}}\right) > 0. 5 \\ - \infty , \text {o t h e r w i s e} \end{array} \right., \tag {13} +$$ + +where $M^{\mathrm{DI}}$ is the DI attention mask for enforcing the refinement of the query tokens based only on the DI foreground image tokens. + +# 4.3 Loss Functions + +ADFormer predicts per-query quadruplets (class, mask, domain, domain-mask) and pixel-wise semantic and domain classification. This incurs the set loss and the pixel-wise loss, as described below. + +Set loss is estimated with the one-to-one Hungarian matching between the quadruplet predictions $\{(c_j, \mathcal{M}_j^{\mathrm{DI}}, d_j, \mathcal{M}_k^{\mathrm{DS}})\}_{j=1}^{N_{\mathrm{q}}}$ and the ground truth appropriately converted to ground-truth quadruplets $\{(c_k^*, \mathcal{M}_k^*, d_k^*, (\mathcal{M}_k^{\mathrm{DS}})^*)\}_{k=1}^{N_{\mathrm{gt}}}$ . Let $h(k)$ denote the Hungarian mapping of every $k$ th ground truth to its best matched $j$ th prediction, $h(k) = j$ . Then, the set loss is specified as + +$$ +\mathcal {L} _ {\text {s e t}} = \sum_ {k = 1} ^ {N _ {\mathrm {g t}}} \mathcal {L} _ {\mathrm {M 2 F}} \left(\left(c _ {k} ^ {*}, \mathcal {M} _ {k} ^ {*}\right), \left(c _ {h (k)}, \mathcal {M} _ {h (k)} ^ {\mathrm {D I}}\right)\right) + \mathcal {L} _ {\mathrm {D S}} \left(\left(d _ {k} ^ {*}, \left(\mathcal {M} _ {k} ^ {\mathrm {D S}}\right) ^ {*}\right), \left(d _ {h (k)}, \mathcal {M} _ {h (k)} ^ {\mathrm {D S}}\right)\right), \tag {14} +$$ + +where $\mathcal{L}_{\mathrm{M2F}}$ is the same set loss used in Mask2Former, which includes the cross-entropy semantic classification loss and the regression loss for the semantic mask responses. Similarly, $\mathcal{L}_{\mathrm{DS}}$ includes the cross-entropy domain classification loss and the domain-mask regression loss. The regression losses for both $\mathcal{L}_{\mathrm{M2F}}$ and $\mathcal{L}_{\mathrm{DS}}$ include the pixel-wise binary cross-entropy loss and the dice loss. + +Segmentation loss. In addition to the set loss, we take into account the pixel-wise supervision for both semantic segmentation and domain segmentation: + +$$ +\mathcal {L} _ {\mathrm {s e g}} = \sum_ {i = 1} ^ {N} \mathcal {L} _ {\mathrm {C E}} \left(y _ {i} ^ {*}, y _ {i}\right) + \mathcal {L} _ {\mathrm {B C E}} \left(\left(y _ {i} ^ {\mathrm {D S}}\right) ^ {*}, y _ {i} ^ {\mathrm {D S}}\right), \tag {15} +$$ + +where CE and BCE denote the pixel-wise cross-entropy loss and binary cross-entropy loss, and * denotes the corresponding ground truth at $i$ th pixel. + +Our cross-domain learning. We adopt the self-training framework of [13,30], and train the student-ADFormer with the overall loss: + +$$ +\mathcal {L} = \lambda_ {\text {s e t}} \left(\mathcal {L} _ {\text {s e t}} ^ {\text {s o u r c e}} + \mathcal {L} _ {\text {s e t}} ^ {\text {m i x}}\right) + \lambda_ {\text {s e g}} \left(\mathcal {L} _ {\text {s e g}} ^ {\text {s o u r c e}} + \mathcal {L} _ {\text {s e g}} ^ {\text {m i x}}\right), \tag {16} +$$ + +where $\lambda_{\mathrm{set}}, \lambda_{\mathrm{seg}}$ are positive hyperparameters, and "source" and "mix" denote loss from the source-domain and domain-mixed images, respectively. The "mix" loss is evaluated with respect to pseudo-ground-truth labels, predicted by the teacher-ADFormer on the target-domain parts, and actual ground-truth labels for the source-domain parts in the domain-mixed images. The teacher-ADFormer updates its weights from the student-ADFormer via exponential moving average. + +# 5 Experimental Results + +Datasets. Following prior work [13-15], we evaluate ADFormer on two domain shifts: GTA $[27] \to$ Cityscapes [7], and SYNTHIA $[28] \to$ Cityscapes [7]. The source-domain datasets GTA and SYNTHIA consist of 24,996 and 9400 annotated images, respectively. The target-domain dataset Cityscapes consists of 2975 and 500 images for training and validation. + +Evaluation metric. As in [13-15], ADFormer is evaluated with respect to the mean intersection-over-union (mIoU) of semantic segmentation in target-domain images on 19 classes of GTA $\rightarrow$ Cityscapes and 16 classes of SYNTHIA $\rightarrow$ Cityscapes. + +Network architecture. The architecture of ADFormer is implemented using the mmsegmentation framework [6] of Mask2former [4]. As the backbone network, we use the lightweight Swin-S [21], pre-trained on the ImageNet-1K [8]. The encoder in ADFormer has six layers, and the decoder's mandatory zero layer is followed by six additional layers (i.e., there are 7 decoder layers). + +Parameter setting. As in [13], we train ADFormer with AdamW [22], learning rates $\eta_{\mathrm{base}} = 1e - 4$ and $\eta_{\mathrm{backbone}} = 1e - 5$ , weight decay of 0.05, linear learning rate warm-up $t_{warm} = 1.5\mathrm{K}$ iterations, and linear decay after that. The hyperparameter of the segmentation loss is $\lambda_{\mathrm{seg}} = 10.0$ and the hyperparameter of the set loss is $\lambda_{\mathrm{set}} = 0.025$ . The gradient reverse hyperparameter in the GRLs of the DS branch is $\lambda_{\mathrm{GRL}} = 0.0001$ . As in [13], we adopt the Rare Class Sampling strategy to handle the class imbalance in the datasets, but do not use the "Thing-Class ImageNet Feature Distance" regularization. The experiments were conducted on a NVIDIA-H100. + +Ablation Study. Tab. 1 shows how individual components of ADFormer and our design choices affect our performance on $\mathrm{GTA} \rightarrow$ Cityscapes. We organize the ablations as follows: + +- **baseline:** Mask2Former is the baseline model that predicts (class, mask) for every query token. +- DS: The DS segmentation branch is added to Mask2Former, and the cross-attention is computed as in (4); the model predicts (class, mask, domain, domain-mask) for every query token. +- AD: The attention decomposition is performed, and the refinement of the query tokens via the DI cross-attention is computed as in (12) and (13). +- GBL: GBLs are used in the DS branch. +- FD: "Thing-class ImageNet feature distance" regularization of [13] is used. + +- $\mathcal{L}_{\mathrm{seg}}$ : In addition to the set loss, the model is trained on the pixel-wise segmentation loss $\mathcal{L}_{\mathrm{seg}}$ . + +All of the ablated models and the baseline in Tab. 1 use the rare-class sampling from [13] and self-training of [30], and follow the same training strategies as in [13]. Interestingly, when we train ADFormer with the FD regularization, our mIoU decreases to 66.3. From Tab. 1, adding each proposed component to the baseline gradually improves our performance. ADFormer achieves the best performance for the configuration shown in the last bottom row 8 of Tab. 1, which is used further in the remaining experiments. + +
baselineDSADGRLFDLsegmIoU
1✓-----44.1
2✓----✓51.4
3✓✓---✓56.6
4✓✓✓--✓57.5
5✓✓-✓-✓63.1
6✓✓✓✓--65.0
7✓✓✓✓✓✓66.3
8✓✓✓✓-✓69.2
+ +Table 1: Contribution of each proposed component to the results of ADFormer on $\mathrm{GTA} \rightarrow$ Cityscapes. Baseline is Mask2Former, DS is the DS segmentation branch, AD is the attention decomposition, FD is the feature distance regularization of [13]. + +Complexity vs. Performance. Tab. 2 presents a trade-off between complexity and performance of ADFormer when using different backbone networks on GTA $\rightarrow$ Cityscapes. Complexity is evaluated in terms of the number of model parameters, and average running time in inference tested on a single NVIDIA-H100 machine. The table also compares DAFormer [13] with the variant of ADFormer which uses the same backbone MiT-B5 as DAFormer. Other SOTA approaches [14, 15] also use MiT-B5 as the backbone. ADFormer with Swin-S as the backbone has significantly fewer model parameters than DAFormer (76% #Param), and outperforms DAFormer in terms of mIoU (+0.9) and speed (1.7 times faster). When ADFormer uses the larger backbone Swin-B, mIoU improves from 69.2 to 70.4; however, at the cost of increasing both model and computational complexity. Therefore, we find that ADFormer with Swin-S represents our optimal trade-off between complexity and performance, and is used in the remaining experiments including the comparison with SOTA in Tab. 6. + +Sensitivity to the loss hyperparameters. Tab. 3 exhaustively tests our sensitivity to the hyperparameters $\lambda_{\mathrm{set}}$ and $\lambda_{\mathrm{seg}}$ , which control the loss in (16), on the domain shift $\mathrm{GTA} \rightarrow \mathrm{Cityscapes}$ . From Tab. 3, a careful selection of $\lambda_{\mathrm{set}}$ and $\lambda_{\mathrm{seg}}$ is critical, where our performance is less sensitive to $\lambda_{\mathrm{set}}$ than $\lambda_{\mathrm{seg}}$ . + +Sensitivity to the strength of the gradient reverse. In Tab. 4, we test the effect of $\lambda_{\mathrm{GRL}}$ on our performance on the domain shift GTA $\rightarrow$ Cityscapes. + +
ModelBackbone#Param(M)speedmIoU
DAFormer [13]MiT-B5 [43]85.13.9fps68.3
1ADFormerMiT-B5 [43]96.22.9fps70.1
2ADFormerResNet101 [9]58.57.5fps65.6
3ADFormerSwin-S [21]64.36.7fps69.2
4ADFormerSwin-B [21]102.52.7fps70.4
+ +Table 2: Trade-off between complexity and performance of ADFormer and DAFormer when using different backbone networks on the domain shift GTA $\rightarrow$ Cityscapes. + +
λsetλsegmIoUλsetλsegmIoUλsetλsegmIoU
10.015.058.740.0255.061.370.055.059.8
20.0110.065.450.02510.069.280.0510.067.6
30.0120.062.160.02520.062.490.0520.062.9
+ +As described in Sec. 4.1, $\lambda_{\mathrm{GRL}}$ controls the strength of the gradient of loss with the reversed sign in back-propagation. Note that $\lambda_{\mathrm{GRL}} = -1$ means that we remove GRLs from the DS branch. For $\lambda_{\mathrm{GRL}} = -1$ , Tab. 4 shows very poor results, since the DS branch is encouraged to increase the domain gap. $\lambda_{\mathrm{GRL}} = 0$ means that $\mathrm{FFN}^{\mathrm{DS}}$ and the FFN of the domain classifier will be learned while the other components of the DS branch will receive zero gradient. At $\lambda_{\mathrm{GRL}} = 0$ , the result in Tab. 4 suggests that the query tokens are successfully refined based on DI properties of the image tokens. Finally, $\lambda_{\mathrm{GRL}} > 0$ means that the DS branch is trained via adversarial learning, which gives the best performance at $\lambda_{\mathrm{GRL}} = 1e - 4$ . However, when the reversed gradient is too high, e.g. $\lambda_{\mathrm{GRL}} \geq 1e - 3$ , the adversarial learning starts hurting our performance. + +Table 3: Sensitivity to the hyperparameters which control the loss in (16) on GTA $\rightarrow$ Cityscapes. + +
λGRL-1-0.101e-51e-41e-31e-2
mIoU57.559.465.466.869.267.163.4
+ +Table 4: Ablation about gradient reverse control + +Sensitivity to the number of decoder layers. Tab. 5 presents the model complexity and performance of ADFormer for different numbers of decoder layers, including the mandatory layer zero. From Tab. 5, the higher the number of decoder layers the better mIoU, but at the cost of increasing model complexity. + +Comparison with SOTA. Tab. 6 presents a comparison of ADFormer with SOTA approaches on the two domain shifts. The table splits the methods into the proposal-free and proposal-based groups. Specifically, DAFormer [13], HRDA [14], + +
# decoder layers1+11+31+61+9
#param (M)56.459.664.369.1
mIoU66.767.869.269.7
+ +Table 5: The number of model parameters and mIoU of ADFormer for the varying total number of decoder layers, including the mandatory layer zero, on GTA→Cityscapes. + +MIC [15], CDAC [34] and DiGA [29] fall in the proposal-free group, since they use complex encoders which require pre-training. The other approaches in the table including ADFormer align the domain gap mainly in their CNN-based or transformer-based decoders, and hence belong to the proposal-based group. For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation (HRDA) [14]. From the table, ADFormer outperforms the second best DAFormer on both domain shifts by 0.7 and 1.2 in mIoU. + +Qualitative results. Fig. 4 illustrates our results in training on an example domain-mixed image. The figure visualizes the quadruplet predictions of four query tokens which got matched by the Hungarian algorithm to the ground truth segments in the domain-mixed image. The rightmost column of the figure shows that ADFormer succeeds in recognizing and segmenting the very challenging "sidewalk", as well as in classifying that "sidewalk" belongs to the target domain. + +![](images/09dbcd6e8ac76ee8c96872c9d844605adb8416f28fcb76d4d5f0538f108eb03e.jpg) +Fig. 4: Visualization of our training. Results of ADFormer on an example training domain-mixed image (3rd column from the left), which represents a collage of parts taken from the source and target images (1st and 2nd columns from the left). On the right-hand-side we visualize predictions of four query tokens matched by the Hungarian algorithm to the ground truth segments (top row on the right). Note that the ground-truth semantic mask and domain mask are equivalent for the domain-mixed image, by construction. Each query predicts the quadruplet (class, mask, domain, domain-mask) shown in the middle and bottom rows on the right. + +
MethodRoadS. walkBuildWallFencePoleTr. LSignVeg.TerrSkyPersonRiderCarTruckBusTrainM bikeBikemIoU
GTA → Cityscapes
DAFormer†[13]95.770.289.453.548.149.655.859.489.947.992.572.244.792.374.578.265.155.961.868.3
DAFormer*†96.070.689.254.449.350.756.160.988.942.591.771.743.192.677.871.854.958.364.567.6
HRDA†[14]96.474.491.061.651.557.163.969.391.348.494.279.052.993.984.185.775.963.967.573.8
MIC*†[15]96.775.090.058.250.451.156.762.190.251.392.972.447.192.878.983.475.654.262.670.6
CLAN[23]88.735.580.327.525.029.336.428.184.537.076.658.429.781.238.840.95.632.928.845.5
CBST[48]89.658.978.533.022.341.448.239.283.624.365.449.320.283.339.048.612.520.33547.0
FADA-MST[33]91.050.686.043.429.836.843.425.086.838.387.464.038.085.231.646.16.525.437.150.1
FDA[44]92.553.382.426.527.636.440.638.982.339.878.062.634.484.934.153.116.927.746.450.5
DACST[30]89.939.787.930.739.538.546.452.888.044.088.867.235.884.545.750.20.027.334.052.1
IAST-MST[24]94.158.885.439.729.225.143.134.284.834.688.762.730.387.642.350.324.735.240.252.2
ProCA[18]91.948.487.341.531.841.947.936.786.542.384.768.443.188.139.648.840.643.656.956.3
CorDA[36]94.763.187.630.740.640.247.851.687.647.089.766.735.990.248.957.50.039.856.056.6
ProDA[46]87.856.079.746.344.845.653.553.588.645.282.170.739.288.845.559.41.048.956.457.5
CaCo‡[16]93.864.185.743.742.246.150.154.088.747.086.568.12.988.043.460.131.546.160.958.0
SePiCo††[42]95.267.888.741.438.443.455.563.288.646.488.373.149.091.463.260.40.045.260.061.0
ADFormer††96.775.188.857.545.945.655.459.890.245.692.170.843.091.078.979.368.752.765.069.2
SYNTHIA → Cityscapes
DAFormer†[13]84.540.788.441.56.550.055.054.686.0-89.873.248.287.2-53.2-53.961.760.9
DAFormer*†89.251.187.431.57.847.753.149.383.9-84.373.447.088.3-56.1-55.660.860.4
HRDA†[14]85.247.788.849.54.857.265.760.985.3-92.979.452.889.0-64.7-63.964.965.8
MIC*†[15]83.040.988.237.69.052.456.056.587.6-93.474.251.487.1-59.6-57.961.262.2
DiGA*†[29]85.241.488.242.67.552.157.547.787.8-90.875.050.887.8-58.0-58.563.062.1
CDAC*†[34]83.742.987.439.87.550.755.753.585.9-90.974.547.286.0-60.2-57.860.861.5
FDA[44]84.235.178.06.10.4427.08.522.177.2-79.655.519.974.8-24.9-14.340.740.5
CBST[48]53.623.775.012.50.336.423.526.384.8-74.767.217.584.5-28.4-15.255.842.5
FADA[33]84.540.183.14.80.034.320.127.284.8-84.053.522.685.4-43.7-26.827.845.2
CaCo‡[16]87.448.979.68.80.230.117.428.379.9-81.256.324.278.6-39.2-28.148.346.0
DACST[30]80.625.181.921.52.937.222.724.083.7-90.867.638.382.9-38.9-28.547.648.3
IAST-MST[24]81.941.583.317.74.632.330.928.883.4-85.065.530.886.5-38.2-33.152.749.8
CorDA[36]93.361.685.319.65.137.836.642.884.9-90.469.741.885.6-38.4-32.653.950.0
ProCA[18]90.552.184.629.23.340.337.427.386.4-85.969.828.788.7-53.7-14.854.853.0
ProDA[46]87.845.784.637.10.644.054.637.088.1-84.474.224.388.2-51.1-40.545.655.5
SePiCo††[42]77.035.385.123.93.438.051.055.185.6-80.573.546.387.6-69.7-50.966.558.1
ADFormer††91.853.687.040.55.246.852.154.988.4-92.672.545.786.1-61.6-50.464.462.1
+ +Table 6: Comparison of ADFormer with SOTA on GTA $\rightarrow$ Cityscapes and SYNTHIA $\rightarrow$ Cityscapes. The methods are divided into the proposal-free group (top) and proposal-based group (bottom). We use the official code to reproduce the results of DAFormer [13] without the ImageNet Feature Distance regularization (DAFormer*). For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation [14] (MIC*, CDAC*, and DiGA*). $^\dagger$ , $^\ddagger$ , and $^\dagger\ddagger$ indicate the domain-mix techniques introduced in [30], [16] and [42], respectively. + +Fig. 5 and Fig. 6 compare the inference results of ADFormer and DAFormer on a few example validation images from the target Cityscapes domain. These examples support our general observation that ADFormer outperforms DAFormer on challenging classes which are very similar to "thing" classes in ImageNet. One possible explanation for our better performance on such classes is that ADFormer does not use DAFormer's feature distance regularization which favors detection of "thing" classes from ImageNet. + +# 6 Conclusion + +We have specified a new proposal-based transformer, ADFormer, for cross-domain semantic segmentation. ADFormer extends Mask2Former with an additional DS segmentation branch aimed at predicting the source-domain or target-domain class at every pixel, which allows for self-learning on the domain-mixed images. In + +![](images/be494d77598e9825cc2855c093de48aa721d628c865c49571d3586567a4eaa57.jpg) + +![](images/5f3eb1f9499ccd8ee55088fefe707b52bccb23d58fb96c9470a9c60adf84b7da.jpg) + +![](images/af133ac6d530511407482d13f3589ab0bb563b32ef62bc250123d52f38b48d07.jpg) + +![](images/6124b8e59398a60a0e7bab4df0a1ee95e48c897646407da6d5fcda510d604dac.jpg) + +![](images/664d9b4bae9098386a5b791d069f71bb9dba428c3a3f475fb433a1c89184af67.jpg) + +![](images/f767946b118e7009c1e7fe3fe100b20e88347d405d2bbfbf7a2c388fd205bbc2.jpg) + +![](images/3ba157dfb417c2e952cd61bbe410efab7d7033280611cf6fb7b97c430b377772.jpg) + +![](images/e0fbce627b31232ec8efdf1e6932ef725004437898be52bf17fa1d90a0a6102e.jpg) + +![](images/a77a865e3fd17b2574f9c8134e2a6b614f6312da709b9132501d003c9fc16239.jpg) +Fig. 5: Inference on example validation images from Cityscapes when ADFormer and DAFormer [13] are trained on $\mathrm{GTA} \rightarrow$ Cityscapes. DAFormer tends to confuse "sidewalk" with "road" (middle) and "person" with "pole" (bottom), whereas ADFormer makes fewer of such mistakes. + +![](images/edd4bda147313c599ddc45f382154a3e405d5fc91ec30e6bf6624f1d82854593.jpg) + +![](images/1385857ad5cff601c46292bd6e472191d2906f7633fa472cbd50ed695b2407c0.jpg) + +![](images/d67bf56b43bcc5ecd6ea262b4765c00b8a2c3c3404dbaf3d584d07237bf62fae.jpg) + +![](images/e0e17545f6395dfe29f52c5a9caa2a8b2cdaf35678e9271c3ca913063e4203fc.jpg) + +![](images/8c89f95bfdacfd367795f8a4dff21b7127ac6d8540d02d941517694984bdf669.jpg) + +![](images/1d7f5884671caaab57eb07edfc1192ddfd7136a66a8d29c81104b4dbcff49ecf.jpg) + +![](images/9fd2992eeab167faa228236774af5dc28161e68206846e0a93c49329172daa76.jpg) + +![](images/616b813f4e53ddb7abbaff34e0fa7a13e1f031d374631b058eb363469ae09de5.jpg) + +![](images/58dea4c7cfd067daae3120459de59417355ebe104d1ebc79bd62f4125856c0c1.jpg) + +![](images/ba9486920aed8bf99b1a5d68e8cb1b4110bde47e975e9170b1d1599b41dff976.jpg) + +![](images/a267e57b967f6e043c688b1efb5ce268a2d4ea14dfd51955d64234e9a27f18a7.jpg) + +![](images/5d50c672e6491a3a27d0e53c4426bf0e9bf1cb1cb0b77efb25ff4db5ead441ab.jpg) +Fig. 6: Inference on example validation images from Cityscapes when ADFormer and DAFormer [13] are trained on SYNTHIA $\rightarrow$ Cityscapes. DAFormer has a higher false positive rate of "sidewalk" for the ground-truth "road" than ADFormer. + +![](images/55cfed9c917803238bc6ec9f49b20103c18dba000e13923629e429877605f850.jpg) + +![](images/504c6f874b2edac45b9394779be50d591864f3b68cfb4469fc40d69b81852230.jpg) + +![](images/eb4a8536f23b7e5a1421ee9a360315fa853bb73070c0e4d02eb142d53e47b7f4.jpg) + +addition, ADFormer decomposes cross-attention into the DI and DS components, and uses only the DI cross-attention for refining the query tokens through seven decoder layers. The attention decomposition and GRLs in the DS branch jointly reduce the domain gap. Evaluation is performed on two benchmark domain shifts: GTA $\rightarrow$ Cityscapes, and SYNTHIA $\rightarrow$ Cityscapes. Our extensive ablation study demonstrates that adding each proposed component to the baseline Mask2Former gradually improves performance, and that ADFormer with Swin-S as the backbone network achieves a good trade-off between complexity and performance. 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This work addresses cross-domain semantic segmentation. While recent CNNs and proposal-free transformers led to significant advances, we introduce a new transformer with a lighter encoder and more complex decoder with query tokens for predicting segmentation masks, called ADFormer. The domain gap between the source and target domains is reduced with two mechanisms. First, we decompose cross-attention in the decoder into domain-independent and domain-specific parts to enforce the query tokens interact with the domain-independent aspects of the image tokens, shared by the source and target domains, rather than domain-specific counterparts which induce the domain gap. Second, we use the gradient reverse block to control back-propagation of the gradient, and hence introduce adversarial learning in the decoder of ADFormer. Our results on two benchmark domain shifts - GTA to Cityscapes and SYNTHIA to Cityscapes - show that ADFormer outperforms SOTA proposal-free methods with significantly lower complexity. 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We are given images from the source and target domains, which share semantic classes, but significantly differ in imaging conditions and appearance of these classes - the difference referred to as the domain gap. Only the source-domain images are annotated with semantic segmentation masks. The goal is to use the provided source-domain supervision to perform semantic segmentation in the target domain. This problem arises in a wide range of applications, including autonomous driving under different weather conditions [19,26]." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 582, + 483, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 483, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 483, + 665 + ], + "type": "text", + "content": "A direct application of SOTA models for standard (single-domain) semantic segmentation, e.g., transformers [4,5,43], to cross-domain settings typically yields poor results. To reduce the domain gap, prior work has studied several frameworks: (a) decomposition of features into domain-independent and domain-specific parts [39-41]; (b) adversarial learning via a gradient reverse layer (GRL) [17]; (c) self-training; and (d) hybrids thereof [11, 12, 20]. For each of these frameworks, prior work has typically used proposal-free models which have a heavy encoder, either" + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "CNNs [30, 36, 44, 46] or transformers [13-15]. By proposal-free, we mean models that do not explicitly use proposals to obtain the final semantic segmentation. For example, a proposal-free transformer does not have query tokens in its decoder. Also, by heavy encoder, we mean a complex image-encoding network pre-trained on a very large dataset, like ImageNet [8]. We find that such proposal-free models may not be the most suitable for our problem, because their pretraining is done for image classification - a task different from semantic segmentation - on a large dataset which may be unrelated to the source and target domains of interest. While there are attempts to address this issue - e.g., \"thing-class feature distance\" regularization [13] - they poorly generalize to all possible cross-domain settings - e.g., the target domain may not have \"thing\" classes of ImageNet [35]." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 251, + 482, + 443 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 251, + 482, + 443 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 482, + 443 + ], + "type": "text", + "content": "This motivates us to use a proposal-based transformer in which learnable proposals (a.k.a. query tokens) serve as feature prototypes of semantic classes, and where domain alignment is performed in the decoder. The decoder is aimed at decoding the proposals into their semantic segmentation in the input image. As the decoder is learned on both the source and target datasets, we can directly learn how to align the proposals across the two domains. Therefore, our model choice seems more suitable for the downstream cross-domain setting than proposal-free models. Among recent proposal-based transformers [1,4,5,45,47], Mask2Former [4] has shown great success in single-domain semantic segmentation. In the decoder of Mask2Former, the \"abstracted\" query tokens are gradually refined and tuned to the input image, by the means of cross-attention with the image tokens, such that each query can predict a class and its segmentation mask in the image at the output. We extend Mask2Former such that the query tokens learn domain-independent class prototypes, as desired in cross-domain settings. To the best of our knowledge, proposal-based transformers have never been used in cross-domain semantic segmentation." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 447, + 482, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 447, + 482, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 447, + 482, + 579 + ], + "type": "text", + "content": "The cross-attention in Mask2Former estimates similarity between the query tokens and image tokens. In cross-domain settings, the latter are characterized by both domain-independent (DI) and domain-specific (DS) features. Consequently, the cross-attention consists of DI and DS attentions. The DS cross-attention tuned to the source domain may negatively affect the refinement of the query tokens on the target-domain images. To mitigate this issue, prior work [11] has directly decomposed the query and image tokens into DI and DS features, at a high computational cost. In contrast, as shown in Fig. 1, our new attention decomposition transformer, called ADFormer, splits the Mask2Former's semantic-segmentation head into two, parallel, DI and DS processing branches, for a more direct estimation of the two types of cross-attention, with low complexity." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "To learn to decompose the cross-attention, following [13, 30], we train our ADFormer with self-learning on both source and domain-mixed images, where the latter are synthetic images composed of select parts from the source- and target-domain images, as illustrated in Fig. 2. The supervision for self-learning represents the known masks of the corresponding source-domain and target-domain regions in the domain-mixed image. Such training allows each query token of our ADFormer to predict a quadruplet (class, mask, domain, domain-" + } + ] + } + ], + "index": 5 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 134, + 114, + 482, + 213 + ], + "blocks": [ + { + "bbox": [ + 134, + 114, + 482, + 213 + ], + "lines": [ + { + "bbox": [ + 134, + 114, + 482, + 213 + ], + "spans": [ + { + "bbox": [ + 134, + 114, + 482, + 213 + ], + "type": "image", + "image_path": "fdd7c4f1fc96fe0da72b67ff4f50e8058ce9b8b8b57458e7ffce0475da7dec4a.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 229, + 483, + 329 + ], + "lines": [ + { + "bbox": [ + 130, + 229, + 483, + 329 + ], + "spans": [ + { + "bbox": [ + 130, + 229, + 483, + 329 + ], + "type": "text", + "content": "Fig. 1: ADFormer consists of a backbone, pixel-decoder, and transformer-decoder. The transformer-decoder has two parallel domain-independent (DI) and domain-specific (DS) branches that decompose the cross-attention into DI and DS components, and enable every query token to predict a quadruplet (class, mask, domain, domain-mask). The DI segmentation head outputs the semantic class and its segmentation mask in the image, and the DS segmentation head outputs the domain class (source or target) and its domain-mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 352, + 482, + 424 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 352, + 482, + 424 + ], + "spans": [ + { + "bbox": [ + 130, + 352, + 482, + 424 + ], + "type": "text", + "content": "mask). As shown in Fig. 1, the first pair in the quadruplet is output by the DI head for the semantic class and its segmentation mask in the image, and the second pair is output by the DS head for the domain class (source or target) and its segmentation mask in the image. The predicted quadruplets are matched with the ground truth to estimate loss. The gradient reverse layer (GRL) is conveniently introduced for the loss on DS outputs to reduce the domain gap." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "spans": [ + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "type": "text", + "content": "ADFormer achieves SOTA performance on two benchmark domain shifts, GTA [27] " + }, + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "type": "text", + "content": " Cityscapes [7]) and SYNTHIA [28] " + }, + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 424, + 482, + 460 + ], + "type": "text", + "content": " Cityscapes [7], with lower complexity than prior work." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 146, + 460, + 331, + 472 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 460, + 331, + 472 + ], + "spans": [ + { + "bbox": [ + 146, + 460, + 331, + 472 + ], + "type": "text", + "content": "Our contributions are summarized below:" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 135, + 475, + 481, + 547 + ], + "type": "list", + "angle": 0, + "index": 9, + "blocks": [ + { + "bbox": [ + 136, + 475, + 481, + 510 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 475, + 481, + 510 + ], + "spans": [ + { + "bbox": [ + 136, + 475, + 481, + 510 + ], + "type": "text", + "content": "1. We are the first to design and evaluate a proposal-based model, ADFormer, and integrate adversarial learning via GRL into self-learning of a proposal-based model for cross-domain semantic segmentation." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 135, + 511, + 481, + 547 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 511, + 481, + 547 + ], + "spans": [ + { + "bbox": [ + 135, + 511, + 481, + 547 + ], + "type": "text", + "content": "2. ADFormer's decoder explicitly decomposes cross-attention into DI and DS components, which enforces the query tokens to focus their learning of class prototypes on the semantically relevant DI cues in the image." + } + ] + } + ], + "index": 8 + } + ], + "sub_type": "text" + }, + { + "bbox": [ + 130, + 550, + 487, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 550, + 487, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 550, + 487, + 586 + ], + "type": "text", + "content": "In the following, Sec. 2 reviews related work, Sec. 3 briefly outlines Mask2Former, Sec. 4 specifies ADFormer, Sec. 5 presents our experimental results, and Sec. 6 concludes the paper." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 132, + 604, + 237, + 616 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 604, + 237, + 616 + ], + "spans": [ + { + "bbox": [ + 132, + 604, + 237, + 616 + ], + "type": "text", + "content": "2 Related Work" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 131, + 629, + 482, + 667 + ], + "type": "text", + "content": "Transformer-based segmentation. Recent work shows that transformers [2,4,5,43] outperform CNNs in semantic segmentation. For example, Segformer [43] avoids using complex decoders by unifying transformers with lightweight" + } + ] + } + ], + "index": 12 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "type": "text", + "content": "ADFormer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 116, + 481, + 177 + ], + "blocks": [ + { + "bbox": [ + 133, + 116, + 481, + 177 + ], + "lines": [ + { + "bbox": [ + 133, + 116, + 481, + 177 + ], + "spans": [ + { + "bbox": [ + 133, + 116, + 481, + 177 + ], + "type": "image", + "image_path": "7e1c32d29665fdfc55c89e2a17e48aa5d7d9b552656bc7b16ee175b6df5cc2db.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 195, + 482, + 295 + ], + "lines": [ + { + "bbox": [ + 130, + 195, + 482, + 295 + ], + "spans": [ + { + "bbox": [ + 130, + 195, + 482, + 295 + ], + "type": "text", + "content": "Fig. 2: For a domain-mixed image consisting of source- and target-domain parts, every query token predicts the quadruplet (class, mask, domain, domain-mask). The figure visualizes the cross-attention of two sample query tokens and the corresponding attention decomposition, enabled by the DI and DS heads in ADFormer (see Fig. 1). The top query predicts \"target\" as the domain class, and the bottom query, \"source\". Before the decomposition, the top query's cross-attention has higher values on objects (e.g., cars) from the target domain. Similarly, the bottom query's cross-attention emphasizes objects from the source domain. After the decomposition, the resulting DI cross-attention for both queries has high values on objects from both source and target domains." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 336, + 482, + 420 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 336, + 482, + 420 + ], + "spans": [ + { + "bbox": [ + 130, + 336, + 482, + 420 + ], + "type": "text", + "content": "multi-layer perception (MLP) decoders. MaskFormer [5] estimates the query-based attention and mask classification, while its successor Mask2Former [4] additionally filters image background with the masked attention. Recent cross-domain semantic segmentation methods usually adopt the MIt-B5 encoder from Segformer, whose complexity is very high (" + }, + { + "bbox": [ + 130, + 336, + 482, + 420 + ], + "type": "inline_equation", + "content": ">85\\mathrm{M}" + }, + { + "bbox": [ + 130, + 336, + 482, + 420 + ], + "type": "text", + "content": " parameters, see Sec. 5). Our ADFormer extends Mask2Former, with significantly lighter encoder (called pixel-decoder), to better suit cross-domain semantic segmentation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 429, + 482, + 586 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 429, + 482, + 586 + ], + "spans": [ + { + "bbox": [ + 130, + 429, + 482, + 586 + ], + "type": "text", + "content": "Unsupervised domain adaptation (UDA) for semantic segmentation can be divided into adversarial-training [31, 32, 37] and self-training approaches [13-15, 30]. The former use GRL to reverse the sign of loss and thus rather maximize than minimize the loss for outputs deemed domain-specific. This effectively suppresses learning on features that induce the domain gap. In self-training, a student model is trained on both source- and target-domain images, where supervision in the target domain comes based form pseudo-ground-truth labels generated by a teacher model. The teacher model is updated from the student model usually through exponential moving average (EMA). Recent domain-bridging methods [3, 30] perform training on domain-mixed images composed of source and target parts. In this paper, we follow these well-established learning frameworks, and train ADFormer using adversarial-training via GRL, self-training via student-teacher models, and domain-bridging via domain-mixed images." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "Domain Decomposition. Cross-domain learning typically focuses on feature decomposition. For example, CNN features can be disentangled into DI and DS parts with an orthogonal constraint [41], or mutual-information loss [40], or a cyclic-disentanglement [39]. Also, images can be disentangled into DI structure and DS texture representations [38]. In contrast, we focus on attention decomposition, rather than feature decomposition." + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 332, + 127 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 332, + 127 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 332, + 127 + ], + "type": "text", + "content": "3 Brief Review of Mask2Former" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "spans": [ + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": "ADFormer extends Mask2Former [4], which consists of a backbone network, pixel decoder (also called \"encoder\" in DETR-family detectors [1, 10, 25, 47]), (query) decoder, and a semantic segmentation branch. The encoder embeds image features, extracted with a backbone network, into a sequence of image tokens, " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "\\mathcal{X} = \\{x_i\\}_{i=1}^N" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "x_i \\in \\mathbb{R}^d" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "N = h \\times w" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": " is the sequence length, and " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "[h,w]" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": " are the height and width of the image-feature map. The decoder introduces a sequence of query tokens, " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "\\mathcal{Z} = \\{z_j\\}_{j=1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "z_j \\in \\mathbb{R}^d" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": ", aimed at learning class prototypes. In the decoder, every query token " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "z_j" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": " is correlated with all image tokens " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": " to compute the semantic-segmentation responses of " + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "inline_equation", + "content": "z_j" + }, + { + "bbox": [ + 130, + 137, + 482, + 247 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 164, + 253, + 482, + 268 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 164, + 253, + 482, + 268 + ], + "spans": [ + { + "bbox": [ + 164, + 253, + 482, + 268 + ], + "type": "interline_equation", + "content": "\\mathcal {M} _ {j} = \\{\\sigma (m _ {i j}): m _ {i j} = x _ {i} ^ {\\top} \\mathrm {F F N} (z _ {j}), i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {\\mathrm {q}}, \\quad (1)", + "image_path": "c34c9e68cedcfaecbb87ba01487c06f55c82d616e33825a88b6aa77eaed3c32b.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\sigma(\\cdot)" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": " is the sigmoid function, and " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathrm{FFN}(\\cdot)" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": " is a feedforward three-layer non-linear projection. For every " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "z_{j}" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": ", the decoder's classification head, denoted as " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathrm{class}(\\cdot)" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": ", predicts a class distribution, " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "c_{j} = \\operatorname{softmax}(\\mathrm{class}(z_{j})) \\in [0,1]^{C}" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": ", over " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "C" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": " classes. Thus, the decoder of " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\mathrm{Mask2Former}" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": " can be viewed as decoding the image tokens into class-mask responses " + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\{(c_{j},\\mathcal{M}_{j})\\}_{j=1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 130, + 273, + 482, + 346 + ], + "type": "text", + "content": ", which can be mapped into the final pixel-wise prediction:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 195, + 353, + 482, + 387 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 353, + 482, + 387 + ], + "spans": [ + { + "bbox": [ + 195, + 353, + 482, + 387 + ], + "type": "interline_equation", + "content": "y _ {i} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j}\\right) c _ {j}\\right) \\in [ 0, 1 ] ^ {C}, \\quad i = 1 \\dots N. \\tag {2}", + "image_path": "51983cb3c9925063785b13e77b46278d1cc66abc544ac68fe64d1c93e92bcaf2.jpg" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "spans": [ + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": "The decoder usually has several layers, " + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "inline_equation", + "content": "l = 1,2,\\ldots" + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": ", aimed at refining " + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": " through cross-attention and self-attention before making the final prediction given by (2). The refinement of " + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}^l" + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": " at every layer " + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": ", by the means of cross-attention, is important since it focuses every \"abstracted\" class prototype " + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "inline_equation", + "content": "z_{j}^{l}" + }, + { + "bbox": [ + 130, + 392, + 482, + 453 + ], + "type": "text", + "content": " to tune to visual cues captured by the image tokens as:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 195, + 458, + 482, + 473 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 195, + 458, + 482, + 473 + ], + "spans": [ + { + "bbox": [ + 195, + 458, + 482, + 473 + ], + "type": "interline_equation", + "content": "\\mathcal {Z} ^ {l} = (A ^ {l} (\\mathcal {X} W _ {V})) W _ {O}, \\quad \\mathcal {Z} ^ {l} \\in \\mathbb {R} ^ {N _ {\\mathrm {q}} \\times d}, \\quad \\mathcal {X} \\in \\mathbb {R} ^ {N \\times d}, \\qquad (3)", + "image_path": "44b11dde9b36591e9b57ab69c86e31a5746c88668333a8a6cbc3174e2e8bcf4a.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "spans": [ + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "content": "where we slightly abuse the notation for " + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "content": " and treat them as matrices, " + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "inline_equation", + "content": "W_{V}, W_{O} \\in \\mathbb{R}^{d \\times d}" + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "content": " are two linear projection matrices, and " + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "inline_equation", + "content": "A^{l} \\in \\mathbb{R}^{N_{\\mathrm{q}} \\times N}" + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "content": " is the cross-attention at the decoder layer " + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 479, + 482, + 515 + ], + "type": "text", + "content": " estimated as" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 149, + 521, + 482, + 547 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 149, + 521, + 482, + 547 + ], + "spans": [ + { + "bbox": [ + 149, + 521, + 482, + 547 + ], + "type": "interline_equation", + "content": "A ^ {l} = \\left(\\mathcal {Z} ^ {l} W _ {Q}\\right) \\left(\\mathcal {X} W _ {K}\\right) ^ {\\top} + M ^ {l - 1}, \\quad M (i, j) = \\left\\{ \\begin{array}{c} 0, \\text {i f} \\sigma \\left(m _ {i j}\\right) > 0. 5 \\\\ - \\infty , \\text {o t h e r w i s e} \\end{array} \\right., \\tag {4}", + "image_path": "a466967ad46449d661146a2f742fc617fce8b18b9c43061faa6b5784080f4f91.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "spans": [ + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "inline_equation", + "content": "W_{Q}, W_{K} \\in \\mathbb{R}^{d \\times d}" + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "text", + "content": " are another two linear projection matrices, and " + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "inline_equation", + "content": "M^{l-1}" + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "text", + "content": " is the attention mask for filtering out image tokens predicted as background by the previous layer (" + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "inline_equation", + "content": "l-1" + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "text", + "content": ") in (1). " + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 553, + 482, + 602 + ], + "type": "text", + "content": " enforces that the query tokens are refined only based on the foreground image tokens." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 132, + 618, + 313, + 632 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 618, + 313, + 632 + ], + "spans": [ + { + "bbox": [ + 132, + 618, + 313, + 632 + ], + "type": "text", + "content": "4 Specification of ADFormer" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 482, + 666 + ], + "type": "text", + "content": "Fig. 1 shows the main components of ADFormer. In training, we use both source and domain-mixed images. This allows for self-learning of ADFormer by predicting" + } + ] + } + ], + "index": 13 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 402, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 402, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 402, + 91, + 447, + 101 + ], + "type": "text", + "content": "ADFormer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 133, + 114, + 244, + 213 + ], + "blocks": [ + { + "bbox": [ + 133, + 114, + 244, + 213 + ], + "lines": [ + { + "bbox": [ + 133, + 114, + 244, + 213 + ], + "spans": [ + { + "bbox": [ + 133, + 114, + 244, + 213 + ], + "type": "image", + "image_path": "7fc0802eeeed548e592a3138a786144df6782615ad99ced847c571118b865dff.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 134, + 213, + 244, + 220 + ], + "lines": [ + { + "bbox": [ + 134, + 213, + 244, + 220 + ], + "spans": [ + { + "bbox": [ + 134, + 213, + 244, + 220 + ], + "type": "text", + "content": "Semantic Segmentation Branch (Mask2Former)" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "image_caption" + } + ], + "index": 2 + }, + { + "type": "image", + "bbox": [ + 246, + 114, + 369, + 213 + ], + "blocks": [ + { + "bbox": [ + 246, + 114, + 369, + 213 + ], + "lines": [ + { + "bbox": [ + 246, + 114, + 369, + 213 + ], + "spans": [ + { + "bbox": [ + 246, + 114, + 369, + 213 + ], + "type": "image", + "image_path": "3403a9387e68cf981f56ccc9580b9044800ad4dea79ffbae28913b8c5b96e26f.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 280, + 213, + 338, + 220 + ], + "lines": [ + { + "bbox": [ + 280, + 213, + 338, + 220 + ], + "spans": [ + { + "bbox": [ + 280, + 213, + 338, + 220 + ], + "type": "text", + "content": "DI Segmentation Branch" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "image_caption" + } + ], + "index": 4 + }, + { + "type": "image", + "bbox": [ + 370, + 115, + 480, + 215 + ], + "blocks": [ + { + "bbox": [ + 370, + 115, + 480, + 215 + ], + "lines": [ + { + "bbox": [ + 370, + 115, + 480, + 215 + ], + "spans": [ + { + "bbox": [ + 370, + 115, + 480, + 215 + ], + "type": "image", + "image_path": "5f8e2202c9320ec78855d3d8a20654635c97ddc0ab5f00c19f2f3597b116df9a.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 394, + 213, + 453, + 220 + ], + "lines": [ + { + "bbox": [ + 394, + 213, + 453, + 220 + ], + "spans": [ + { + "bbox": [ + 394, + 213, + 453, + 220 + ], + "type": "text", + "content": "DS Segmentation Branch" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + }, + { + "bbox": [ + 130, + 239, + 482, + 283 + ], + "lines": [ + { + "bbox": [ + 130, + 239, + 482, + 283 + ], + "spans": [ + { + "bbox": [ + 130, + 239, + 482, + 283 + ], + "type": "text", + "content": "Fig. 3: (Left): The single semantic segmentation branch of Mask2Former. (Middle and Right) The decoder of ADFormer disentangles the class-mask and domain-mask predictions through the respective domain-independent (DI) and domain-specific (DS) segmentation branches." + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "spans": [ + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": "not only the semantic mask of each class but also the domain mask for the input image. The encoder produces the image tokens, " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": ", which are passed to the decoder for refining the query tokens " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": " and decoding " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": " into the quadruplet (class, mask, domain, domain-mask) responses, " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\{(c_j,\\mathcal{M}_j^{\\mathrm{DI}},d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": ". As depicted in more detail in Fig. 3, every " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "z_{j}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": " is passed to two parallel branches: the DI branch for predicting the semantic segmentation mask " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_j^{\\mathrm{DI}}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": " and the DS branch for estimating the domain segmentation mask " + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_j^{\\mathrm{DS}}" + }, + { + "bbox": [ + 130, + 306, + 482, + 429 + ], + "type": "text", + "content": ". In the DS branch, several GRLs are used to reverse the gradient flow in back-propagation to reduce the domain gap. In the following, we specify the DI and DS branches, whose detailed architecture is shown in Fig. 3." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 445, + 288, + 456 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 445, + 288, + 456 + ], + "spans": [ + { + "bbox": [ + 132, + 445, + 288, + 456 + ], + "type": "text", + "content": "4.1 DS Segmentation Branch" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "spans": [ + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "text", + "content": "Since both " + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "text", + "content": " carry information about the domain, regions belonging to the target or source domain in the input image are identified by correlating every " + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "inline_equation", + "content": "z_{j}" + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "text", + "content": " with " + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 464, + 481, + 500 + ], + "type": "text", + "content": " as" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 143, + 506, + 482, + 525 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 143, + 506, + 482, + 525 + ], + "spans": [ + { + "bbox": [ + 143, + 506, + 482, + 525 + ], + "type": "interline_equation", + "content": "\\mathcal {M} _ {j} ^ {\\mathrm {D S}} = \\{\\sigma (m _ {i j} ^ {\\mathrm {D S}}): m _ {i j} ^ {\\mathrm {D S}} = x _ {i} ^ {\\top} \\mathrm {F F N} ^ {\\mathrm {D S}} (z _ {j}), i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {\\mathrm {q}}, (5)", + "image_path": "d3994537379593666a4b73848bdb28a5c8457ff2f5a0c27793cc45ec1e650614.jpg" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": "For every " + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "inline_equation", + "content": "z_{j}" + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": ", the binary domain classification head, denoted as " + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\mathrm{domain}(\\cdot)" + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": ", predicts a domain-class distribution, " + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "inline_equation", + "content": "d_{j} = \\mathrm{softmax}(\\mathrm{domain}(z_{j}))\\in [0,1]^{2}" + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": ", over two domain classes source and target. The domain " + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "inline_equation", + "content": "(\\cdot)" + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": " is implemented as a FFN. Thus, the DS segmentation branch can be viewed as decoding " + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": " into domain-mask responses " + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\{(d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 130, + 529, + 482, + 593 + ], + "type": "text", + "content": ", which can be mapped into the pixel-wise domain classification:" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 187, + 600, + 481, + 635 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 600, + 481, + 635 + ], + "spans": [ + { + "bbox": [ + 187, + 600, + 481, + 635 + ], + "type": "interline_equation", + "content": "y _ {i} ^ {\\mathrm {D S}} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j} ^ {\\mathrm {D S}}\\right) d _ {j}\\right) \\in [ 0, 1 ] ^ {2}, \\quad i = 1 \\dots N. \\tag {6}", + "image_path": "ec7fa5b18f6b35a000d7849b15f66536136a39cf0358cabd6703d24028e96435.jpg" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": "Importantly, the refinement of " + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 641, + 481, + 666 + ], + "type": "text", + "content": " via cross-attention is not computed in the DS branch, since the query tokens are supposed to learn DI class prototypes." + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "text", + "content": "The DS branch uses GRL to reduce the domain gap, as shown in Fig. 3. In the forward pass, GRL is the identity function. In back-propagation, GRL reverses the sign of the gradient of loss in order to \"fool\" the DS branch such that errors in predicting the domain classes are encouraged. The hyperparameter " + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "text", + "content": " of the reversed gradient is empirically set to a very small value (" + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = 10^{-4}" + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "text", + "content": "). Thus, on the one hand, in back-propagation, GRL effectively makes the network ignore domain differences and focus more on the DI visual cues. On the other hand, the loss incurred on the per-query predictions " + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "inline_equation", + "content": "\\{(d_j,\\mathcal{M}_j^{\\mathrm{DS}})\\}_{j = 1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "text", + "content": " and pixel-wise domain classification " + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "inline_equation", + "content": "\\{y_i^{\\mathrm{DS}}\\}_{i = 1}^N" + }, + { + "bbox": [ + 130, + 116, + 482, + 239 + ], + "type": "text", + "content": " make the network learn the domain differences. In this way, GRL enables adversarial learning of the DS branch." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 254, + 286, + 266 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 254, + 286, + 266 + ], + "spans": [ + { + "bbox": [ + 132, + 254, + 286, + 266 + ], + "type": "text", + "content": "4.2 DI Segmentation Branch" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "spans": [ + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "content": "The DI segmentation branch decodes " + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "content": " into DI class-mask responses. While the DS branch leverages the domain information entangled in both " + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "content": " for the pixelwise domain classification in (6), the DI branch seeks to estimate DI correlation between " + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{X}" + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}" + }, + { + "bbox": [ + 130, + 271, + 482, + 344 + ], + "type": "text", + "content": ". Following prior work, we make two common assumptions about the DI and DS components of the image tokens and query tokens. First, they can be decomposed as:" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 231, + 349, + 482, + 365 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 231, + 349, + 482, + 365 + ], + "spans": [ + { + "bbox": [ + 231, + 349, + 482, + 365 + ], + "type": "interline_equation", + "content": "x _ {i} = x _ {i} ^ {\\mathrm {D I}} + x _ {i} ^ {\\mathrm {D S}}, \\quad z _ {j} = z _ {j} ^ {\\mathrm {D I}} + z _ {j} ^ {\\mathrm {D S}}. (7)", + "image_path": "db159685c17a18c816d47b662a1ee0051a0880c5aff3e6f17c00f46aee4fd258.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 369, + 326, + 381 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 369, + 326, + 381 + ], + "spans": [ + { + "bbox": [ + 131, + 369, + 326, + 381 + ], + "type": "text", + "content": "Second, they are uncorrelated (orthogonal):" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 233, + 387, + 482, + 402 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 233, + 387, + 482, + 402 + ], + "spans": [ + { + "bbox": [ + 233, + 387, + 482, + 402 + ], + "type": "interline_equation", + "content": "(x _ {i} ^ {\\mathrm {D S}}) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} = 0, (x _ {i} ^ {\\mathrm {D I}}) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} = 0. \\qquad \\qquad (8)", + "image_path": "03aa605277610d631a4992d3011bfd0bbfd361d86c43c6a06c2b458d51b6a7d9.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "spans": [ + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "type": "text", + "content": "From (7), (8), the DI correlation between every " + }, + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "type": "inline_equation", + "content": "x_{i}" + }, + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "type": "inline_equation", + "content": "z_{j}" + }, + { + "bbox": [ + 131, + 407, + 477, + 419 + ], + "type": "text", + "content": " can be computed as" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 178, + 426, + 482, + 457 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 426, + 482, + 457 + ], + "spans": [ + { + "bbox": [ + 178, + 426, + 482, + 457 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} x _ {i} ^ {\\top} z _ {j} = \\left(x _ {i} ^ {\\mathrm {D I}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} + \\left(x _ {i} ^ {\\mathrm {D S}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} + \\left(\\underline {{x _ {i} ^ {\\mathrm {D I}}}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D S}} + \\left(\\underline {{x _ {i} ^ {\\mathrm {D S}}}}\\right) ^ {\\top} z _ {j} ^ {\\mathrm {D T}}, \\tag {9} \\\\ \\Rightarrow (x _ {i} ^ {\\mathrm {D I}}) ^ {\\top} z _ {j} ^ {\\mathrm {D I}} = x _ {i} ^ {\\top} z _ {j} - (x _ {i} ^ {\\mathrm {D S}}) ^ {\\top} z _ {j} ^ {\\mathrm {D S}}. \\\\ \\end{array}", + "image_path": "079b53ebcd2180356c1fce06888649d6f90d0e60d09895345e440c41b6a3d2b7.jpg" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 463, + 482, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 463, + 482, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 463, + 482, + 485 + ], + "type": "text", + "content": "From (9), the DI semantic-segmentation responses of the query tokens can be estimated as" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 151, + 492, + 482, + 509 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 151, + 492, + 482, + 509 + ], + "spans": [ + { + "bbox": [ + 151, + 492, + 482, + 509 + ], + "type": "interline_equation", + "content": "\\mathcal {M} _ {j} ^ {\\mathrm {D I}} = \\{\\sigma (m _ {i j} ^ {\\mathrm {D I}}): m _ {i j} ^ {\\mathrm {D I}} = m _ {i j} - m _ {i j} ^ {\\mathrm {D S}}, i = 1, \\ldots , N \\}, j = 1, \\ldots , N _ {q}. \\tag {10}", + "image_path": "6ff9b5ce62d96cff50b06d8089ce0f1aec501673ab1dcb75327550526c8d6e74.jpg" + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "spans": [ + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "type": "inline_equation", + "content": "m_{ij}" + }, + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "type": "text", + "content": " is given by (1) and " + }, + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "type": "inline_equation", + "content": "m_{ij}^{\\mathrm{DS}}" + }, + { + "bbox": [ + 130, + 513, + 373, + 526 + ], + "type": "text", + "content": " is computed in (5)." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "spans": [ + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "text", + "content": "Note that " + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_j^{\\mathrm{DI}}" + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "text", + "content": " in (10) does not require an explicit decomposition of features of the image and query tokens. It suffices to simply subtract the domain-mask prediction " + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_j^{\\mathrm{DS}}" + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "text", + "content": " from the entangled semantic mask " + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "inline_equation", + "content": "\\mathcal{M}_j" + }, + { + "bbox": [ + 130, + 527, + 482, + 574 + ], + "type": "text", + "content": " which can be predicted as in Mask2Former (1)." + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "spans": [ + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "text", + "content": "As in Mask2Former, the DI branch has a classification head, denoted as " + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "inline_equation", + "content": "\\mathrm{class}(\\cdot)" + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "text", + "content": ", which predicts a class distribution, " + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "inline_equation", + "content": "c_{j} = \\mathrm{softmax}(\\mathrm{class}(z_{j}))\\in [0,1]^{C}" + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "text", + "content": ". Thus, the DI segmentation branch outputs semantic-segmentation responses " + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "inline_equation", + "content": "\\{(c_j,\\mathcal{M}_j^{\\mathrm{DI}})\\}_{j = 1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 131, + 575, + 482, + 626 + ], + "type": "text", + "content": ", which can be mapped into the pixel-wise semantic classification:" + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 194, + 634, + 482, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 194, + 634, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 194, + 634, + 482, + 667 + ], + "type": "interline_equation", + "content": "y _ {i} = \\operatorname {s o f t m a x} \\left(\\sum_ {j = 1} ^ {N _ {\\mathrm {q}}} \\sigma \\left(m _ {i j} ^ {\\mathrm {D I}}\\right) c _ {j}\\right) \\in [ 0, 1 ] ^ {C}, \\quad i = 1 \\dots N. \\tag {11}", + "image_path": "e4c4f726a431b3fc8c401c604cafcfda8dd5e46a84d234dc490202b8b6b8b993.jpg" + } + ] + } + ], + "index": 15 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 402, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 402, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 402, + 91, + 447, + 100 + ], + "type": "text", + "content": "ADFormer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 100 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": "Similar to Mask2Former, ADFormer's decoder refines " + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}^l" + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": " through layers " + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": ", by the means of cross-attention, only in the DI segmentation branch, because we want the class prototypes in " + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "inline_equation", + "content": "\\mathcal{Z}^l" + }, + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": " to capture DI properties of the image tokens as:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 187, + 160, + 482, + 174 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 187, + 160, + 482, + 174 + ], + "spans": [ + { + "bbox": [ + 187, + 160, + 482, + 174 + ], + "type": "interline_equation", + "content": "\\mathcal {Z} ^ {l} = \\left(\\left(A ^ {\\mathrm {D I}}\\right) ^ {l} \\left(\\mathcal {X} W _ {V}\\right)\\right) W _ {O}, \\quad \\mathcal {Z} ^ {l} \\in \\mathbb {R} ^ {N _ {\\mathrm {q}} \\times d}, \\quad \\mathcal {X} \\in \\mathbb {R} ^ {N \\times d}, \\tag {12}", + "image_path": "778d9e56fb793e763f80a99000a32bcb7883b38255f35c23fdd567bdf3d99c40.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "spans": [ + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "type": "inline_equation", + "content": "(A^{\\mathrm{DI}})^l\\in \\mathbb{R}^{N_{\\mathrm{q}}\\times N}" + }, + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "type": "text", + "content": " is the cross-attention of the DI branch at layer " + }, + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 181, + 452, + 196 + ], + "type": "text", + "content": ":" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 134, + 203, + 483, + 240 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 203, + 483, + 240 + ], + "spans": [ + { + "bbox": [ + 134, + 203, + 483, + 240 + ], + "type": "interline_equation", + "content": "\\left(A ^ {\\mathrm {D I}}\\right) ^ {l} = \\left(\\mathcal {Z} ^ {l} W _ {Q}\\right) \\left(\\mathcal {X} W _ {K}\\right) ^ {\\top} + \\left(M ^ {\\mathrm {D I}}\\right) ^ {l - 1}, \\quad M ^ {\\mathrm {D I}} (i, j) = \\left\\{ \\begin{array}{c} 0, \\text {i f} \\sigma \\left(m _ {i j} ^ {\\mathrm {D I}}\\right) > 0. 5 \\\\ - \\infty , \\text {o t h e r w i s e} \\end{array} \\right., \\tag {13}", + "image_path": "dea945965d031b0a2f0ec126637766a4055c2a2ae53991f89cd6efa313ce3910.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 240, + 482, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 240, + 482, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 240, + 482, + 266 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 240, + 482, + 266 + ], + "type": "inline_equation", + "content": "M^{\\mathrm{DI}}" + }, + { + "bbox": [ + 130, + 240, + 482, + 266 + ], + "type": "text", + "content": " is the DI attention mask for enforcing the refinement of the query tokens based only on the DI foreground image tokens." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 281, + 236, + 293 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 281, + 236, + 293 + ], + "spans": [ + { + "bbox": [ + 132, + 281, + 236, + 293 + ], + "type": "text", + "content": "4.3 Loss Functions" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 301, + 482, + 338 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 301, + 482, + 338 + ], + "spans": [ + { + "bbox": [ + 130, + 301, + 482, + 338 + ], + "type": "text", + "content": "ADFormer predicts per-query quadruplets (class, mask, domain, domain-mask) and pixel-wise semantic and domain classification. This incurs the set loss and the pixel-wise loss, as described below." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "spans": [ + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": "Set loss is estimated with the one-to-one Hungarian matching between the quadruplet predictions " + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "inline_equation", + "content": "\\{(c_j, \\mathcal{M}_j^{\\mathrm{DI}}, d_j, \\mathcal{M}_k^{\\mathrm{DS}})\\}_{j=1}^{N_{\\mathrm{q}}}" + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": " and the ground truth appropriately converted to ground-truth quadruplets " + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "inline_equation", + "content": "\\{(c_k^*, \\mathcal{M}_k^*, d_k^*, (\\mathcal{M}_k^{\\mathrm{DS}})^*)\\}_{k=1}^{N_{\\mathrm{gt}}}" + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": ". Let " + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "inline_equation", + "content": "h(k)" + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": " denote the Hungarian mapping of every " + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": "th ground truth to its best matched " + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "inline_equation", + "content": "j" + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": "th prediction, " + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "inline_equation", + "content": "h(k) = j" + }, + { + "bbox": [ + 130, + 349, + 483, + 415 + ], + "type": "text", + "content": ". Then, the set loss is specified as" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 134, + 423, + 482, + 467 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 423, + 482, + 467 + ], + "spans": [ + { + "bbox": [ + 134, + 423, + 482, + 467 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\text {s e t}} = \\sum_ {k = 1} ^ {N _ {\\mathrm {g t}}} \\mathcal {L} _ {\\mathrm {M 2 F}} \\left(\\left(c _ {k} ^ {*}, \\mathcal {M} _ {k} ^ {*}\\right), \\left(c _ {h (k)}, \\mathcal {M} _ {h (k)} ^ {\\mathrm {D I}}\\right)\\right) + \\mathcal {L} _ {\\mathrm {D S}} \\left(\\left(d _ {k} ^ {*}, \\left(\\mathcal {M} _ {k} ^ {\\mathrm {D S}}\\right) ^ {*}\\right), \\left(d _ {h (k)}, \\mathcal {M} _ {h (k)} ^ {\\mathrm {D S}}\\right)\\right), \\tag {14}", + "image_path": "1b3ac50ef6ae3558c10caf92210249b33bb8370cf08f63ccd2844d0ba28dc3d0.jpg" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "spans": [ + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{M2F}}" + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "text", + "content": " is the same set loss used in Mask2Former, which includes the cross-entropy semantic classification loss and the regression loss for the semantic mask responses. Similarly, " + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{DS}}" + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "text", + "content": " includes the cross-entropy domain classification loss and the domain-mask regression loss. The regression losses for both " + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{M2F}}" + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{DS}}" + }, + { + "bbox": [ + 130, + 468, + 482, + 527 + ], + "type": "text", + "content": " include the pixel-wise binary cross-entropy loss and the dice loss." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 130, + 527, + 483, + 552 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 527, + 483, + 552 + ], + "spans": [ + { + "bbox": [ + 130, + 527, + 483, + 552 + ], + "type": "text", + "content": "Segmentation loss. In addition to the set loss, we take into account the pixel-wise supervision for both semantic segmentation and domain segmentation:" + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 210, + 560, + 482, + 593 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 210, + 560, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 210, + 560, + 482, + 593 + ], + "type": "interline_equation", + "content": "\\mathcal {L} _ {\\mathrm {s e g}} = \\sum_ {i = 1} ^ {N} \\mathcal {L} _ {\\mathrm {C E}} \\left(y _ {i} ^ {*}, y _ {i}\\right) + \\mathcal {L} _ {\\mathrm {B C E}} \\left(\\left(y _ {i} ^ {\\mathrm {D S}}\\right) ^ {*}, y _ {i} ^ {\\mathrm {D S}}\\right), \\tag {15}", + "image_path": "381f66a956bfe7a718634f5592c6c9ddb809373332ce0b44b13507715d24e558.jpg" + } + ] + } + ], + "index": 13 + }, + { + "bbox": [ + 130, + 596, + 482, + 620 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 596, + 482, + 620 + ], + "spans": [ + { + "bbox": [ + 130, + 596, + 482, + 620 + ], + "type": "text", + "content": "where CE and BCE denote the pixel-wise cross-entropy loss and binary cross-entropy loss, and * denotes the corresponding ground truth at " + }, + { + "bbox": [ + 130, + 596, + 482, + 620 + ], + "type": "inline_equation", + "content": "i" + }, + { + "bbox": [ + 130, + 596, + 482, + 620 + ], + "type": "text", + "content": "th pixel." + } + ] + } + ], + "index": 14 + }, + { + "bbox": [ + 130, + 620, + 482, + 643 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 620, + 482, + 643 + ], + "spans": [ + { + "bbox": [ + 130, + 620, + 482, + 643 + ], + "type": "text", + "content": "Our cross-domain learning. We adopt the self-training framework of [13,30], and train the student-ADFormer with the overall loss:" + } + ] + } + ], + "index": 15 + }, + { + "bbox": [ + 202, + 653, + 482, + 667 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 202, + 653, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 202, + 653, + 482, + 667 + ], + "type": "interline_equation", + "content": "\\mathcal {L} = \\lambda_ {\\text {s e t}} \\left(\\mathcal {L} _ {\\text {s e t}} ^ {\\text {s o u r c e}} + \\mathcal {L} _ {\\text {s e t}} ^ {\\text {m i x}}\\right) + \\lambda_ {\\text {s e g}} \\left(\\mathcal {L} _ {\\text {s e g}} ^ {\\text {s o u r c e}} + \\mathcal {L} _ {\\text {s e g}} ^ {\\text {m i x}}\\right), \\tag {16}", + "image_path": "3c0a47c1bfc5014b86f4bcca38f050037d50d217262aa4a03f2cd6eee8b26f8b.jpg" + } + ] + } + ], + "index": 16 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 263, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 263, + 101 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 263, + 101 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{set}}, \\lambda_{\\mathrm{seg}}" + }, + { + "bbox": [ + 130, + 116, + 482, + 189 + ], + "type": "text", + "content": " are positive hyperparameters, and \"source\" and \"mix\" denote loss from the source-domain and domain-mixed images, respectively. The \"mix\" loss is evaluated with respect to pseudo-ground-truth labels, predicted by the teacher-ADFormer on the target-domain parts, and actual ground-truth labels for the source-domain parts in the domain-mixed images. The teacher-ADFormer updates its weights from the student-ADFormer via exponential moving average." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 209, + 282, + 224 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 209, + 282, + 224 + ], + "spans": [ + { + "bbox": [ + 132, + 209, + 282, + 224 + ], + "type": "text", + "content": "5 Experimental Results" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "spans": [ + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "type": "text", + "content": "Datasets. Following prior work [13-15], we evaluate ADFormer on two domain shifts: GTA " + }, + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "type": "inline_equation", + "content": "[27] \\to" + }, + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "type": "text", + "content": " Cityscapes [7], and SYNTHIA " + }, + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "type": "inline_equation", + "content": "[28] \\to" + }, + { + "bbox": [ + 130, + 237, + 481, + 297 + ], + "type": "text", + "content": " Cityscapes [7]. The source-domain datasets GTA and SYNTHIA consist of 24,996 and 9400 annotated images, respectively. The target-domain dataset Cityscapes consists of 2975 and 500 images for training and validation." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "spans": [ + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "type": "text", + "content": "Evaluation metric. As in [13-15], ADFormer is evaluated with respect to the mean intersection-over-union (mIoU) of semantic segmentation in target-domain images on 19 classes of GTA " + }, + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "type": "text", + "content": " Cityscapes and 16 classes of SYNTHIA " + }, + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 298, + 482, + 346 + ], + "type": "text", + "content": " Cityscapes." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 346, + 482, + 407 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 346, + 482, + 407 + ], + "spans": [ + { + "bbox": [ + 130, + 346, + 482, + 407 + ], + "type": "text", + "content": "Network architecture. The architecture of ADFormer is implemented using the mmsegmentation framework [6] of Mask2former [4]. As the backbone network, we use the lightweight Swin-S [21], pre-trained on the ImageNet-1K [8]. The encoder in ADFormer has six layers, and the decoder's mandatory zero layer is followed by six additional layers (i.e., there are 7 decoder layers)." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "spans": [ + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": "Parameter setting. As in [13], we train ADFormer with AdamW [22], learning rates " + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\eta_{\\mathrm{base}} = 1e - 4" + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\eta_{\\mathrm{backbone}} = 1e - 5" + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": ", weight decay of 0.05, linear learning rate warm-up " + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "inline_equation", + "content": "t_{warm} = 1.5\\mathrm{K}" + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": " iterations, and linear decay after that. The hyperparameter of the segmentation loss is " + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{seg}} = 10.0" + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": " and the hyperparameter of the set loss is " + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{set}} = 0.025" + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": ". The gradient reverse hyperparameter in the GRLs of the DS branch is " + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = 0.0001" + }, + { + "bbox": [ + 130, + 407, + 482, + 514 + ], + "type": "text", + "content": ". As in [13], we adopt the Rare Class Sampling strategy to handle the class imbalance in the datasets, but do not use the \"Thing-Class ImageNet Feature Distance\" regularization. The experiments were conducted on a NVIDIA-H100." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 515, + 482, + 550 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 515, + 482, + 550 + ], + "spans": [ + { + "bbox": [ + 130, + 515, + 482, + 550 + ], + "type": "text", + "content": "Ablation Study. Tab. 1 shows how individual components of ADFormer and our design choices affect our performance on " + }, + { + "bbox": [ + 130, + 515, + 482, + 550 + ], + "type": "inline_equation", + "content": "\\mathrm{GTA} \\rightarrow" + }, + { + "bbox": [ + 130, + 515, + 482, + 550 + ], + "type": "text", + "content": " Cityscapes. We organize the ablations as follows:" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 137, + 555, + 480, + 663 + ], + "type": "list", + "angle": 0, + "index": 14, + "blocks": [ + { + "bbox": [ + 138, + 555, + 480, + 578 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 555, + 480, + 578 + ], + "spans": [ + { + "bbox": [ + 138, + 555, + 480, + 578 + ], + "type": "text", + "content": "- **baseline:** Mask2Former is the baseline model that predicts (class, mask) for every query token." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 138, + 580, + 480, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 580, + 480, + 613 + ], + "spans": [ + { + "bbox": [ + 138, + 580, + 480, + 613 + ], + "type": "text", + "content": "- DS: The DS segmentation branch is added to Mask2Former, and the cross-attention is computed as in (4); the model predicts (class, mask, domain, domain-mask) for every query token." + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 137, + 616, + 479, + 638 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 616, + 479, + 638 + ], + "spans": [ + { + "bbox": [ + 137, + 616, + 479, + 638 + ], + "type": "text", + "content": "- AD: The attention decomposition is performed, and the refinement of the query tokens via the DI cross-attention is computed as in (12) and (13)." + } + ] + } + ], + "index": 11 + }, + { + "bbox": [ + 137, + 641, + 328, + 650 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 641, + 328, + 650 + ], + "spans": [ + { + "bbox": [ + 137, + 641, + 328, + 650 + ], + "type": "text", + "content": "- GBL: GBLs are used in the DS branch." + } + ] + } + ], + "index": 12 + }, + { + "bbox": [ + 137, + 653, + 475, + 663 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 653, + 475, + 663 + ], + "spans": [ + { + "bbox": [ + 137, + 653, + 475, + 663 + ], + "type": "text", + "content": "- FD: \"Thing-class ImageNet feature distance\" regularization of [13] is used." + } + ] + } + ], + "index": 13 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 101 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 101 + ], + "type": "text", + "content": "ADFormer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "spans": [ + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "type": "text", + "content": "- " + }, + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{seg}}" + }, + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "type": "text", + "content": ": In addition to the set loss, the model is trained on the pixel-wise segmentation loss " + }, + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "type": "inline_equation", + "content": "\\mathcal{L}_{\\mathrm{seg}}" + }, + { + "bbox": [ + 137, + 116, + 479, + 141 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 143, + 482, + 228 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 143, + 482, + 228 + ], + "spans": [ + { + "bbox": [ + 130, + 143, + 482, + 228 + ], + "type": "text", + "content": "All of the ablated models and the baseline in Tab. 1 use the rare-class sampling from [13] and self-training of [30], and follow the same training strategies as in [13]. Interestingly, when we train ADFormer with the FD regularization, our mIoU decreases to 66.3. From Tab. 1, adding each proposed component to the baseline gradually improves our performance. ADFormer achieves the best performance for the configuration shown in the last bottom row 8 of Tab. 1, which is used further in the remaining experiments." + } + ] + } + ], + "index": 3 + }, + { + "type": "table", + "bbox": [ + 209, + 247, + 406, + 350 + ], + "blocks": [ + { + "bbox": [ + 209, + 247, + 406, + 350 + ], + "lines": [ + { + "bbox": [ + 209, + 247, + 406, + 350 + ], + "spans": [ + { + "bbox": [ + 209, + 247, + 406, + 350 + ], + "type": "table", + "html": "
baselineDSADGRLFDLsegmIoU
1✓-----44.1
2✓----✓51.4
3✓✓---✓56.6
4✓✓✓--✓57.5
5✓✓-✓-✓63.1
6✓✓✓✓--65.0
7✓✓✓✓✓✓66.3
8✓✓✓✓-✓69.2
", + "image_path": "2c5a2a9ae71905a273ff364f18cadfcc39e800d80480067acf2a38903ed80350.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 367, + 482, + 401 + ], + "lines": [ + { + "bbox": [ + 130, + 367, + 482, + 401 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 482, + 401 + ], + "type": "text", + "content": "Table 1: Contribution of each proposed component to the results of ADFormer on " + }, + { + "bbox": [ + 130, + 367, + 482, + 401 + ], + "type": "inline_equation", + "content": "\\mathrm{GTA} \\rightarrow" + }, + { + "bbox": [ + 130, + 367, + 482, + 401 + ], + "type": "text", + "content": " Cityscapes. Baseline is Mask2Former, DS is the DS segmentation branch, AD is the attention decomposition, FD is the feature distance regularization of [13]." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 426, + 482, + 593 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 593 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 593 + ], + "type": "text", + "content": "Complexity vs. Performance. Tab. 2 presents a trade-off between complexity and performance of ADFormer when using different backbone networks on GTA " + }, + { + "bbox": [ + 130, + 426, + 482, + 593 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 426, + 482, + 593 + ], + "type": "text", + "content": " Cityscapes. Complexity is evaluated in terms of the number of model parameters, and average running time in inference tested on a single NVIDIA-H100 machine. The table also compares DAFormer [13] with the variant of ADFormer which uses the same backbone MiT-B5 as DAFormer. Other SOTA approaches [14, 15] also use MiT-B5 as the backbone. ADFormer with Swin-S as the backbone has significantly fewer model parameters than DAFormer (76% #Param), and outperforms DAFormer in terms of mIoU (+0.9) and speed (1.7 times faster). When ADFormer uses the larger backbone Swin-B, mIoU improves from 69.2 to 70.4; however, at the cost of increasing both model and computational complexity. Therefore, we find that ADFormer with Swin-S represents our optimal trade-off between complexity and performance, and is used in the remaining experiments including the comparison with SOTA in Tab. 6." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": "Sensitivity to the loss hyperparameters. Tab. 3 exhaustively tests our sensitivity to the hyperparameters " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{set}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{seg}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": ", which control the loss in (16), on the domain shift " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\mathrm{GTA} \\rightarrow \\mathrm{Cityscapes}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": ". From Tab. 3, a careful selection of " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{set}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{seg}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": " is critical, where our performance is less sensitive to " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{set}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": " than " + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{seg}}" + }, + { + "bbox": [ + 130, + 594, + 482, + 642 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "text", + "content": "Sensitivity to the strength of the gradient reverse. In Tab. 4, we test the effect of " + }, + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}}" + }, + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "text", + "content": " on our performance on the domain shift GTA " + }, + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 642, + 482, + 666 + ], + "type": "text", + "content": " Cityscapes." + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 173, + 113, + 440, + 186 + ], + "blocks": [ + { + "bbox": [ + 173, + 113, + 440, + 186 + ], + "lines": [ + { + "bbox": [ + 173, + 113, + 440, + 186 + ], + "spans": [ + { + "bbox": [ + 173, + 113, + 440, + 186 + ], + "type": "table", + "html": "
ModelBackbone#Param(M)speedmIoU
DAFormer [13]MiT-B5 [43]85.13.9fps68.3
1ADFormerMiT-B5 [43]96.22.9fps70.1
2ADFormerResNet101 [9]58.57.5fps65.6
3ADFormerSwin-S [21]64.36.7fps69.2
4ADFormerSwin-B [21]102.52.7fps70.4
", + "image_path": "c9260b243de50cfa1bf040f9e91fe9c7cfa419b777aabfd3d548727388ab8ebc.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "type": "table", + "bbox": [ + 162, + 236, + 452, + 285 + ], + "blocks": [ + { + "bbox": [ + 130, + 203, + 479, + 225 + ], + "lines": [ + { + "bbox": [ + 130, + 203, + 479, + 225 + ], + "spans": [ + { + "bbox": [ + 130, + 203, + 479, + 225 + ], + "type": "text", + "content": "Table 2: Trade-off between complexity and performance of ADFormer and DAFormer when using different backbone networks on the domain shift GTA " + }, + { + "bbox": [ + 130, + 203, + 479, + 225 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 203, + 479, + 225 + ], + "type": "text", + "content": " Cityscapes." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 162, + 236, + 452, + 285 + ], + "lines": [ + { + "bbox": [ + 162, + 236, + 452, + 285 + ], + "spans": [ + { + "bbox": [ + 162, + 236, + 452, + 285 + ], + "type": "table", + "html": "
λsetλsegmIoUλsetλsegmIoUλsetλsegmIoU
10.015.058.740.0255.061.370.055.059.8
20.0110.065.450.02510.069.280.0510.067.6
30.0120.062.160.02520.062.490.0520.062.9
", + "image_path": "276a68decfeba2d6c0299eeeb3a7981f15c96c0a66422a9b24adc3bba7b05304.jpg" + } + ] + } + ], + "index": 4, + "angle": 0, + "type": "table_body" + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "spans": [ + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": "As described in Sec. 4.1, " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}}" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": " controls the strength of the gradient of loss with the reversed sign in back-propagation. Note that " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = -1" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": " means that we remove GRLs from the DS branch. For " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = -1" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": ", Tab. 4 shows very poor results, since the DS branch is encouraged to increase the domain gap. " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = 0" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": " means that " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\mathrm{FFN}^{\\mathrm{DS}}" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": " and the FFN of the domain classifier will be learned while the other components of the DS branch will receive zero gradient. At " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = 0" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": ", the result in Tab. 4 suggests that the query tokens are successfully refined based on DI properties of the image tokens. Finally, " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} > 0" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": " means that the DS branch is trained via adversarial learning, which gives the best performance at " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} = 1e - 4" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": ". However, when the reversed gradient is too high, e.g. " + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "inline_equation", + "content": "\\lambda_{\\mathrm{GRL}} \\geq 1e - 3" + }, + { + "bbox": [ + 130, + 350, + 482, + 481 + ], + "type": "text", + "content": ", the adversarial learning starts hurting our performance." + } + ] + } + ], + "index": 6 + }, + { + "type": "table", + "bbox": [ + 206, + 502, + 407, + 528 + ], + "blocks": [ + { + "bbox": [ + 130, + 302, + 480, + 324 + ], + "lines": [ + { + "bbox": [ + 130, + 302, + 480, + 324 + ], + "spans": [ + { + "bbox": [ + 130, + 302, + 480, + 324 + ], + "type": "text", + "content": "Table 3: Sensitivity to the hyperparameters which control the loss in (16) on GTA " + }, + { + "bbox": [ + 130, + 302, + 480, + 324 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 302, + 480, + 324 + ], + "type": "text", + "content": " Cityscapes." + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 206, + 502, + 407, + 528 + ], + "lines": [ + { + "bbox": [ + 206, + 502, + 407, + 528 + ], + "spans": [ + { + "bbox": [ + 206, + 502, + 407, + 528 + ], + "type": "table", + "html": "
λGRL-1-0.101e-51e-41e-31e-2
mIoU57.559.465.466.869.267.163.4
", + "image_path": "f08b95bd82e3567331d13889b48fb4f4fd9444c3bafc44905347d87d6691d2d4.jpg" + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "table_body" + } + ], + "index": 7 + }, + { + "bbox": [ + 205, + 545, + 408, + 556 + ], + "lines": [ + { + "bbox": [ + 205, + 545, + 408, + 556 + ], + "spans": [ + { + "bbox": [ + 205, + 545, + 408, + 556 + ], + "type": "text", + "content": "Table 4: Ablation about gradient reverse control" + } + ] + } + ], + "index": 8, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 581, + 481, + 628 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 581, + 481, + 628 + ], + "spans": [ + { + "bbox": [ + 130, + 581, + 481, + 628 + ], + "type": "text", + "content": "Sensitivity to the number of decoder layers. Tab. 5 presents the model complexity and performance of ADFormer for different numbers of decoder layers, including the mandatory layer zero. From Tab. 5, the higher the number of decoder layers the better mIoU, but at the cost of increasing model complexity." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 130, + 630, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 630, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 630, + 481, + 666 + ], + "type": "text", + "content": "Comparison with SOTA. Tab. 6 presents a comparison of ADFormer with SOTA approaches on the two domain shifts. The table splits the methods into the proposal-free and proposal-based groups. Specifically, DAFormer [13], HRDA [14]," + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "type": "text", + "content": "ADFormer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 221, + 114, + 394, + 150 + ], + "blocks": [ + { + "bbox": [ + 221, + 114, + 394, + 150 + ], + "lines": [ + { + "bbox": [ + 221, + 114, + 394, + 150 + ], + "spans": [ + { + "bbox": [ + 221, + 114, + 394, + 150 + ], + "type": "table", + "html": "
# decoder layers1+11+31+61+9
#param (M)56.459.664.369.1
mIoU66.767.869.269.7
", + "image_path": "f35653d2fdd9664f1729ee3bb0506f8509d885bc0014f6b484ee09fc95624bcb.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 167, + 480, + 190 + ], + "lines": [ + { + "bbox": [ + 132, + 167, + 480, + 190 + ], + "spans": [ + { + "bbox": [ + 132, + 167, + 480, + 190 + ], + "type": "text", + "content": "Table 5: The number of model parameters and mIoU of ADFormer for the varying total number of decoder layers, including the mandatory layer zero, on GTA→Cityscapes." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 217, + 482, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 217, + 482, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 217, + 482, + 312 + ], + "type": "text", + "content": "MIC [15], CDAC [34] and DiGA [29] fall in the proposal-free group, since they use complex encoders which require pre-training. The other approaches in the table including ADFormer align the domain gap mainly in their CNN-based or transformer-based decoders, and hence belong to the proposal-based group. For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation (HRDA) [14]. From the table, ADFormer outperforms the second best DAFormer on both domain shifts by 0.7 and 1.2 in mIoU." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 315, + 482, + 387 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 315, + 482, + 387 + ], + "spans": [ + { + "bbox": [ + 130, + 315, + 482, + 387 + ], + "type": "text", + "content": "Qualitative results. Fig. 4 illustrates our results in training on an example domain-mixed image. The figure visualizes the quadruplet predictions of four query tokens which got matched by the Hungarian algorithm to the ground truth segments in the domain-mixed image. The rightmost column of the figure shows that ADFormer succeeds in recognizing and segmenting the very challenging \"sidewalk\", as well as in classifying that \"sidewalk\" belongs to the target domain." + } + ] + } + ], + "index": 5 + }, + { + "type": "image", + "bbox": [ + 136, + 409, + 480, + 566 + ], + "blocks": [ + { + "bbox": [ + 136, + 409, + 480, + 566 + ], + "lines": [ + { + "bbox": [ + 136, + 409, + 480, + 566 + ], + "spans": [ + { + "bbox": [ + 136, + 409, + 480, + 566 + ], + "type": "image", + "image_path": "09dbcd6e8ac76ee8c96872c9d844605adb8416f28fcb76d4d5f0538f108eb03e.jpg" + } + ] + } + ], + "index": 6, + "angle": 0, + "type": "image_body" + }, + { + "bbox": [ + 130, + 574, + 482, + 662 + ], + "lines": [ + { + "bbox": [ + 130, + 574, + 482, + 662 + ], + "spans": [ + { + "bbox": [ + 130, + 574, + 482, + 662 + ], + "type": "text", + "content": "Fig. 4: Visualization of our training. Results of ADFormer on an example training domain-mixed image (3rd column from the left), which represents a collage of parts taken from the source and target images (1st and 2nd columns from the left). On the right-hand-side we visualize predictions of four query tokens matched by the Hungarian algorithm to the ground truth segments (top row on the right). Note that the ground-truth semantic mask and domain mask are equivalent for the domain-mixed image, by construction. Each query predicts the quadruplet (class, mask, domain, domain-mask) shown in the middle and bottom rows on the right." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 132, + 114, + 481, + 373 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 481, + 373 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 481, + 373 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 481, + 373 + ], + "type": "table", + "html": "
MethodRoadS. walkBuildWallFencePoleTr. LSignVeg.TerrSkyPersonRiderCarTruckBusTrainM bikeBikemIoU
GTA → Cityscapes
DAFormer†[13]95.770.289.453.548.149.655.859.489.947.992.572.244.792.374.578.265.155.961.868.3
DAFormer*†96.070.689.254.449.350.756.160.988.942.591.771.743.192.677.871.854.958.364.567.6
HRDA†[14]96.474.491.061.651.557.163.969.391.348.494.279.052.993.984.185.775.963.967.573.8
MIC*†[15]96.775.090.058.250.451.156.762.190.251.392.972.447.192.878.983.475.654.262.670.6
CLAN[23]88.735.580.327.525.029.336.428.184.537.076.658.429.781.238.840.95.632.928.845.5
CBST[48]89.658.978.533.022.341.448.239.283.624.365.449.320.283.339.048.612.520.33547.0
FADA-MST[33]91.050.686.043.429.836.843.425.086.838.387.464.038.085.231.646.16.525.437.150.1
FDA[44]92.553.382.426.527.636.440.638.982.339.878.062.634.484.934.153.116.927.746.450.5
DACST[30]89.939.787.930.739.538.546.452.888.044.088.867.235.884.545.750.20.027.334.052.1
IAST-MST[24]94.158.885.439.729.225.143.134.284.834.688.762.730.387.642.350.324.735.240.252.2
ProCA[18]91.948.487.341.531.841.947.936.786.542.384.768.443.188.139.648.840.643.656.956.3
CorDA[36]94.763.187.630.740.640.247.851.687.647.089.766.735.990.248.957.50.039.856.056.6
ProDA[46]87.856.079.746.344.845.653.553.588.645.282.170.739.288.845.559.41.048.956.457.5
CaCo‡[16]93.864.185.743.742.246.150.154.088.747.086.568.12.988.043.460.131.546.160.958.0
SePiCo††[42]95.267.888.741.438.443.455.563.288.646.488.373.149.091.463.260.40.045.260.061.0
ADFormer††96.775.188.857.545.945.655.459.890.245.692.170.843.091.078.979.368.752.765.069.2
SYNTHIA → Cityscapes
DAFormer†[13]84.540.788.441.56.550.055.054.686.0-89.873.248.287.2-53.2-53.961.760.9
DAFormer*†89.251.187.431.57.847.753.149.383.9-84.373.447.088.3-56.1-55.660.860.4
HRDA†[14]85.247.788.849.54.857.265.760.985.3-92.979.452.889.0-64.7-63.964.965.8
MIC*†[15]83.040.988.237.69.052.456.056.587.6-93.474.251.487.1-59.6-57.961.262.2
DiGA*†[29]85.241.488.242.67.552.157.547.787.8-90.875.050.887.8-58.0-58.563.062.1
CDAC*†[34]83.742.987.439.87.550.755.753.585.9-90.974.547.286.0-60.2-57.860.861.5
FDA[44]84.235.178.06.10.4427.08.522.177.2-79.655.519.974.8-24.9-14.340.740.5
CBST[48]53.623.775.012.50.336.423.526.384.8-74.767.217.584.5-28.4-15.255.842.5
FADA[33]84.540.183.14.80.034.320.127.284.8-84.053.522.685.4-43.7-26.827.845.2
CaCo‡[16]87.448.979.68.80.230.117.428.379.9-81.256.324.278.6-39.2-28.148.346.0
DACST[30]80.625.181.921.52.937.222.724.083.7-90.867.638.382.9-38.9-28.547.648.3
IAST-MST[24]81.941.583.317.74.632.330.928.883.4-85.065.530.886.5-38.2-33.152.749.8
CorDA[36]93.361.685.319.65.137.836.642.884.9-90.469.741.885.6-38.4-32.653.950.0
ProCA[18]90.552.184.629.23.340.337.427.386.4-85.969.828.788.7-53.7-14.854.853.0
ProDA[46]87.845.784.637.10.644.054.637.088.1-84.474.224.388.2-51.1-40.545.655.5
SePiCo††[42]77.035.385.123.93.438.051.055.185.6-80.573.546.387.6-69.7-50.966.558.1
ADFormer††91.853.687.040.55.246.852.154.988.4-92.672.545.786.1-61.6-50.464.462.1
", + "image_path": "9e930b6fd2347265eb643d487f12674511d5292a4caccb64248c9f14d1d482c5.jpg" + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_body" + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "lines": [ + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "spans": [ + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "text", + "content": "Table 6: Comparison of ADFormer with SOTA on GTA " + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "text", + "content": " Cityscapes and SYNTHIA " + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "text", + "content": " Cityscapes. The methods are divided into the proposal-free group (top) and proposal-based group (bottom). We use the official code to reproduce the results of DAFormer [13] without the ImageNet Feature Distance regularization (DAFormer*). For a fair comparison, MIC [15], CDAC [34] and DiGA [29] are considered without the high-resolution domain adaptation [14] (MIC*, CDAC*, and DiGA*). " + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "inline_equation", + "content": "^\\dagger" + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "inline_equation", + "content": "^\\ddagger" + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "inline_equation", + "content": "^\\dagger\\ddagger" + }, + { + "bbox": [ + 130, + 382, + 482, + 461 + ], + "type": "text", + "content": " indicate the domain-mix techniques introduced in [30], [16] and [42], respectively." + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "text" + }, + { + "bbox": [ + 130, + 484, + 482, + 569 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 484, + 482, + 569 + ], + "spans": [ + { + "bbox": [ + 130, + 484, + 482, + 569 + ], + "type": "text", + "content": "Fig. 5 and Fig. 6 compare the inference results of ADFormer and DAFormer on a few example validation images from the target Cityscapes domain. These examples support our general observation that ADFormer outperforms DAFormer on challenging classes which are very similar to \"thing\" classes in ImageNet. One possible explanation for our better performance on such classes is that ADFormer does not use DAFormer's feature distance regularization which favors detection of \"thing\" classes from ImageNet." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 590, + 220, + 602 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 590, + 220, + 602 + ], + "spans": [ + { + "bbox": [ + 132, + 590, + 220, + 602 + ], + "type": "text", + "content": "6 Conclusion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 617, + 481, + 666 + ], + "type": "text", + "content": "We have specified a new proposal-based transformer, ADFormer, for cross-domain semantic segmentation. ADFormer extends Mask2Former with an additional DS segmentation branch aimed at predicting the source-domain or target-domain class at every pixel, which allows for self-learning on the domain-mixed images. In" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "spans": [ + { + "bbox": [ + 403, + 91, + 447, + 100 + ], + "type": "text", + "content": "ADFormer" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 100 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "image", + "bbox": [ + 137, + 115, + 220, + 166 + ], + "blocks": [ + { + "bbox": [ + 137, + 115, + 220, + 166 + ], + "lines": [ + { + "bbox": [ + 137, + 115, + 220, + 166 + ], + "spans": [ + { + "bbox": [ + 137, + 115, + 220, + 166 + ], + "type": "image", + "image_path": 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The attention decomposition and GRLs in the DS branch jointly reduce the domain gap. Evaluation is performed on two benchmark domain shifts: GTA " + }, + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "type": "text", + "content": " Cityscapes, and SYNTHIA " + }, + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "type": "inline_equation", + "content": "\\rightarrow" + }, + { + "bbox": [ + 130, + 521, + 482, + 640 + ], + "type": "text", + "content": " Cityscapes. Our extensive ablation study demonstrates that adding each proposed component to the baseline Mask2Former gradually improves performance, and that ADFormer with Swin-S as the backbone network achieves a good trade-off between complexity and performance. With significantly fewer model parameters, ADFormer outperforms all SOTA approaches on the test domain shifts." + } + ] + } + ], + "index": 28 + }, + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 641, + 481, + 665 + ], + "type": "text", + "content": "Acknowledgement: This work has been supported by USDA NIFA award No.2021-67021-35344 (AgAID AI Institute)." + } + ] + } + ], + "index": 29 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 165, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. 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In: Proceedings of the European conference on computer vision (ECCV). pp. 289-305 (2018)" + } + ] + } + ], + "index": 4 + } + ], + "sub_type": "ref_text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "18" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 262, + 100 + ], + "type": "text", + "content": "L. He and S. Todorovic" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 17 + } + ], + "_backend": "vlm", + "_version_name": "2.6.4" +} \ No newline at end of file diff --git a/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_content_list.json b/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_content_list.json new file mode 100644 index 0000000000000000000000000000000000000000..30093ac14ad49689219a0868e4ed6d5019ca82cc --- /dev/null +++ b/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_content_list.json @@ -0,0 +1,1645 @@ +[ + { + "type": "text", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "text_level": 1, + "bbox": [ + 269, + 141, + 736, + 186 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Runpeng Yu, Weihao $\\mathrm{Yu}^{\\dagger}$ , and Xinchao Wang", + "bbox": [ + 313, + 213, + 687, + 229 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "National University of Singapore {r.yu,weihaoyu}@u.nus.edu,xinchao@nus.edu.sg", + "bbox": [ + 328, + 241, + 674, + 270 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/4f8aacc2a8c3a079fa7ad3fc16e596973304069ef6ff63d73e68232b097a6ddd.jpg", + "image_caption": [ + "Question: Which direction is the red bird facing?" + ], + "image_footnote": [], + "bbox": [ + 263, + 351, + 738, + 489 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/7968620a0da9458c3413bb99d7cae71f692490bb31ae92152a3ab2b4cd661eb4.jpg", + "image_caption": [], + "image_footnote": [], + "bbox": [ + 263, + 494, + 740, + 625 + ], + "page_idx": 0 + }, + { + "type": "image", + "img_path": "images/d831fe68843559b7141cf76de22224f9824afe9dcf44f3049b1f1592968f3f7a.jpg", + "image_caption": [ + "Fig. 1: Comparison of the proposed Attention Prompting on Image $(\\mathcal{AP}\\mathcal{I})$ with the naive VQA.API provides hints for LVLM by simply overlying a heatmap on the image." + ], + "image_footnote": [], + "bbox": [ + 263, + 632, + 738, + 761 + ], + "page_idx": 0 + }, + { + "type": "page_footnote", + "text": "† Corresponding author.", + "bbox": [ + 230, + 824, + 397, + 840 + ], + "page_idx": 0 + }, + { + "type": "text", + "text": "Abstract. Compared with Large Language Models (LLMs), Large Vision-Language Models (LVLMs) can also accept images as input, thus showcasing more interesting emergent capabilities and demonstrating impressive performance on various vision-language tasks. Motivated by text prompting in LLMs, visual prompting has been explored to enhance LVLMs' capabilities of perceiving visual information. However, previous visual prompting techniques solely process visual inputs without considering text queries, limiting the models' ability to follow text instructions to complete tasks. To fill this gap, in this work, we propose a new prompting technique named Attention Prompting on Image $(\\mathcal{A}\\mathcal{P}\\mathcal{I})$ , which just simply overlays a text-query-guided attention heatmap on the original input image and effectively enhances LVLM on various tasks. Specifically, we generate an attention heatmap for the input image dependent on the text query with an auxiliary model like CLIP. Then the heatmap simply multiplies the pixel values of the original image to obtain the actual input image for the LVLM. Extensive experiments on various vison-language benchmarks verify the effectiveness of our technique. For example, $\\mathcal{A}\\mathcal{P}\\mathcal{I}$ improves LLaVA-1.5 by $3.8\\%$ and $2.9\\%$ on MM-Vet and LLaVA-Wild benchmarks, respectively.", + "bbox": [ + 261, + 147, + 750, + 411 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Keywords: Visual Prompting $\\cdot$ Large Vision-Language Model $\\cdot$ Large Multimodal Model", + "bbox": [ + 261, + 422, + 740, + 450 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "1 Introduction", + "text_level": 1, + "bbox": [ + 215, + 476, + 375, + 492 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "Benefiting from the great progress of Large Language Models (LLMs) [1,52,53], Large Vision-Language Models (LVLMs) [2,4,8,17,25,31,65,66,79] also advances rapidly, represented by the seminal works GPT-4V [65] and LLaVA [31]. They have been widely applied in tasks that involve understanding both visual and linguistic information, such as referring segmentation [71,72], localization [71], captioning [54], open world 2D/3D understanding [51,56,65,80], and image editing [62,65].", + "bbox": [ + 212, + 507, + 787, + 612 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "To enhance the performance of LVLMs, an economical method is to develop prompting techniques to elicit the models' potential. Similar to textual prompting [23, 60], visual prompting $^{2}$ [63, 64] is a technique that enhances a model's understanding of images by directly adding annotations such as masks, circles, and marks to the image. This technique provides clear hints for visual perception by highlighting areas relevant to solving the problem, guiding the model's attention to specific parts of the image, thus mitigating issues arising from complex scenes with distractions. It has been demonstrated that even simple visual", + "bbox": [ + 212, + 613, + 787, + 733 + ], + "page_idx": 1 + }, + { + "type": "page_number", + "text": "2", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 1 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 331, + 127 + ], + "page_idx": 1 + }, + { + "type": "page_footnote", + "text": "1 Although also referred to as Multimodal Large Language Model (MLLM) or Large Multimodal Model (LMM) [31, 65], we use Large Vision-Language Model (LVLM) to refer to the models discussed in this paper, as we primarily utilize the model's vision and language capabilities.", + "bbox": [ + 217, + 741, + 787, + 797 + ], + "page_idx": 1 + }, + { + "type": "page_footnote", + "text": "In this work, we specifically use \"visual prompts\" to refer to masks, circles, marks, and other annotations added to images and use \"visual prompting\" to refer to technologies that employ visual prompts to assist in VQA tasks.", + "bbox": [ + 218, + 797, + 785, + 839 + ], + "page_idx": 1 + }, + { + "type": "text", + "text": "cues like circles [47], arrows [65], or image tiling [29] can improve LVLMs' ability to extract the required information correctly. Unlike methods that improve LVLM performance through adaptation or fine-tuning, visual prompting does not require the training process, thereby reducing the risks of overfitting and knowledge forgetting. Moreover, compared to textual prompts, visual prompting is more direct and precise in guiding the model's focus to specific areas. Textual descriptions cannot succinctly describe an irregular area in an image or accurately indicate the location of a specific object, and they also face issues with aligning textual coordinates with actual image pixels [65]. However, compared to research on textual prompts and LVLM fine-tuning, visual prompting is still underexplored.", + "bbox": [ + 212, + 146, + 787, + 313 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Previous visual prompting techniques focused on designing appropriate fine-grained annotations to the image, aiming to highlight important local areas without impairing the model's overall understanding of the image. Remarkably, FGVP [64] and SoM [63] are both based on segmentation masks [63]: The former blurs the image outside the segmentation mask while the latter overlays the image with a set of including alphanumeric, masks, and boxes. However, all these methods sorely process the input images without considering the text query content. In other words, whatever the text query is, an image's visual prompting results are the same. This can easily lead to a mismatch between the prompted image and the text query, as different text queries for the same image require focus on different areas and necessitate different annotations. This mismatch may thereby limit the model's ability to follow instructions accurately.", + "bbox": [ + 212, + 316, + 787, + 498 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "To address this issue, in this paper, we propose a novel prompting technique named Attention Prompting on Image $(\\mathcal{AP}\\mathcal{I})$ , which just simply overlays a text-query-guided attention heatmap on the original input image. Specifically, to generate text-guided attention heatmap for an image, we utilize an auxiliary LVLM that can accept both image and text as input. For image-text matching type (like CLIP [39]) as auxiliary model, we devised a heatmap generation technique based on the decomposition of cls token similarity score. For the vision-language-input text generation model (like LLaVA [31]), we generate the heatmap based on attention weights. Extensive experiments on various commonly used vision-language (VL) datasets verify the effectiveness of $\\mathcal{AP}\\mathcal{I}$ in enhancing the VLM's perception of visual information. For example, $\\mathcal{AP}\\mathcal{I}$ improves LLaVA-1.5 by $3.8\\%$ , $2.9\\%$ , and $2.3\\%$ on MM-Vet, LLaVA-Bench and MMMU benchmarks", + "bbox": [ + 212, + 502, + 787, + 683 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "Our contributions can be summarized as follows:", + "bbox": [ + 238, + 688, + 591, + 702 + ], + "page_idx": 2 + }, + { + "type": "list", + "sub_type": "text", + "list_items": [ + "1. We find that current visual prompting techniques sorely modify input images without considering the text query, limiting the model's capability to follow instructions accurately.", + "2. To fill the gap, we propose the $\\mathcal{AP}\\mathcal{I}$ method, exploring how to derive valuable attribution maps from various types of VLM models and utilize them as visual prompts to offer hints for visual perception, thereby boosting performance." + ], + "bbox": [ + 222, + 729, + 784, + 838 + ], + "page_idx": 2 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 292, + 114, + 732, + 130 + ], + "page_idx": 2 + }, + { + "type": "page_number", + "text": "3", + "bbox": [ + 774, + 116, + 785, + 126 + ], + "page_idx": 2 + }, + { + "type": "text", + "text": "3. Our experiments demonstrate the effectiveness of our method across a wide range of VLM models on various datasets. Moreover, our approach has also proven effective in addressing the issue of hallucination.", + "bbox": [ + 220, + 146, + 787, + 191 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2 Related Works", + "text_level": 1, + "bbox": [ + 215, + 212, + 398, + 229 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "2.1 Visual Prompting for LVLM", + "text_level": 1, + "bbox": [ + 215, + 242, + 496, + 258 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Originating from language models [32,33,43], the concept of prompting has been widely applied in vision models and vision language models to enhance the transfer learning and adaptation for various tasks (e.g., classification [20,40,75,77,78], detection [12, 19, 57], segmentation [41] and generation [61]) and under various learning settings (e.g., few-shot learning [48], continual learning [58, 59, 76], domain adaptation/generalization [13, 36], unlearning [73], and long-tailed learning [10]). It is crucial to distinguish our work from soft prompts generated through gradient optimization and related prompt-tuning efforts. These prompts, concatenated in the form of continuous vectors to the token sequence of the VL model's transformer layer input [7, 18, 49], or added to the input image as estimizable pixel patches and paddings [21, 44], depend on an additional learning process. Thus, they are strongly coupled with the model and dataset, lack generalizability, and are not intuitively interpretable. Moreover, since (part of) these prompts are incorporated at a shallow layer, their optimization process involves gradient propagation throughout the entire branch, which is costly. Unlike these methods, the visual prompting studied in this paper is manually designed and automatically generated by extra LVLMs. It is interpretable and generalizable across different models and tasks.", + "bbox": [ + 212, + 265, + 787, + 537 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "Visual prompting is a specialized technique in vision models, especially for segmentation tasks [22,26,38]. Based on an additionally trained prompt encoder, manually annotated points, strokes, boxes, and irregular masks can provide these models with extra instructions to assist in controlling segmentation granularity or in facilitating instance selection. Recently, LVLMs have also been shown to understand manually added circles and color masks in images in a zero-shot manner, focusing attention on highlighted areas without relying on additional encoder components [47, 67]. Unlike these works that explore the LVLM's ability to understand visual prompts, our method discusses how to use pretrained LVLMs to automatically generate visual prompts to enhance image readability.", + "bbox": [ + 212, + 537, + 787, + 688 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "The two methods most related to ours are [63] and [64], which modify masks generated by segmentation models to construct visual prompts to improve LVLM's performance in segmentation and grounding tasks. Our method differs fundamentally from theirs in that we use LVLMs to construct visual prompts. This leads to two main differences in functionality and applicability. 1) For a single image, the visual prompts generated by [63, 64] are invariant, as these models rely on fixed segmentation models. In contrast, with different text queries, our method can adapt and generate distinct visual prompts to emphasize different areas as required. 2) The visual prompts generated by [63, 64] are essentially instance-specific proposals for segmentation and grounding tasks,", + "bbox": [ + 212, + 688, + 787, + 840 + ], + "page_idx": 3 + }, + { + "type": "page_number", + "text": "4", + "bbox": [ + 217, + 114, + 230, + 126 + ], + "page_idx": 3 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 331, + 128 + ], + "page_idx": 3 + }, + { + "type": "text", + "text": "focusing on enhancing the LVLM's grounding capability. Conversely, our visual prompts aim to highlight important areas needed to address text queries, thereby improving the LVLM's performance in general Visual Question Answering tasks.", + "bbox": [ + 212, + 146, + 787, + 194 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "2.2 Self-Reflection and Ensemble", + "text_level": 1, + "bbox": [ + 214, + 218, + 503, + 233 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Our method involves LVLM at two stages: once for generating visual prompts and once for performing inference. When the same LVLM is used at both stages, our approach can be seen as a method to enhance LVLM performance using self-reflection technology. The concept of Self-Reflection originated from LLMs [37, 46] but can be directly transferred to LLMs. Self-Reflection scheme improves model performance by repeatedly answering a query and iteratively updating the answer. The Self-Reflection process involves using self-evaluation [3], self-checking [35], self-feedback [34], feedback from the external environment [6, 45], and even previous answers themselves [74] as hints to input into the model for it to answer the question again. Unlike these works, where the medium of self-reflection is text, our method employs visual prompting to achieve Self-Reflection in the pixel space.", + "bbox": [ + 212, + 247, + 787, + 428 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "When different LVLMs are used at two stages, our method can be considered a form of model ensemble, where the knowledge of the first VLM is ensembled into the second VLM in the form of visual prompts. In tasks with standard outputs, deep learning model ensemble involves aggregating outputs from multiple models [15]. However, output aggregation is invalid in generation tasks. In LLMs and LVLMs, model ensemble is achieved in the form of sequential or stage-wise use between auxiliary and inference models. The final inference model can enhance its performance by incorporating outputs from other auxiliary models into its input. The auxiliary model outputs used as inputs for the inference model can be responses from another language model [11] or textualized outputs from vision models or vision-language models (image captions, category names) [27,70]. Unlike these works, our method uses visual rather than textual signals for assembling. Furthermore, our approach does not ensemble the final hard outputs of auxiliary models but their visual cues used during the inference process. This soft knowledge ensemble provides valuable auxiliary information and mitigates error accumulation introduced by mistakes in auxiliary model inference.", + "bbox": [ + 212, + 429, + 789, + 672 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "3 Method", + "text_level": 1, + "bbox": [ + 214, + 698, + 331, + 714 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "Large Vision Language Model $f$ takes an image $I \\in \\mathbb{R}^{H \\times W \\times 3}$ and a text query $T^i$ as inputs, generating an output text $T^o = f(I, T^i)$ . During the inference process using $\\mathcal{AP}\\mathcal{I}$ , instead of being directly fed into $f$ , the original image $I$ undergoes an additional annotation operation $\\mathcal{A}$ , resulting in an image $I^a = \\mathcal{A}(I, T^i)$ that has been overlaid with a heatmap $\\varPhi$ . Subsequently, the annotated image $I^a$ and the original query are input into the LVLM model $f$ , producing the output $T^o = f(I^a, T^i)$ . The overall framework of the method is shown in Fig. 1.", + "bbox": [ + 212, + 732, + 787, + 842 + ], + "page_idx": 4 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 290, + 114, + 732, + 130 + ], + "page_idx": 4 + }, + { + "type": "page_number", + "text": "5", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 4 + }, + { + "type": "text", + "text": "In our method, the annotation process comprises two steps. The first step involves using an auxiliary LVLM model $g$ to establish an initial attribution map $\\varPsi$ between the text query $T^i$ and each patch of the image. This attribution map indicates which patches in the image are more relevant to $T^i$ or which patches should be paid more attention to for answering $T^i$ . In our method, there are no additional constraints on the LVLM $g$ ; if the inference LVLM $f$ is accessible and capable of performing the annotation operation $\\mathcal{A}$ , then the LVLM $g$ used to generate the attribution map can be the same as $f$ , i.e., $g = f$ . Alternatively, $g$ could be a different LVLM to introduce knowledge from other models to enhance $f$ 's functionality, i.e., $g \\neq f$ . Moreover, due to the diversity of LVLM models, we do not necessarily use the attention map as our attribution map. For example, for the image-text matching model, experiments have shown that using the attention map as the attribution map has suboptimal results. After obtaining the attribution map $\\varPsi$ , the second step in the annotation process is to convert it into a suitable $\\varPhi$ and apply it to the original image using alpha blending.", + "bbox": [ + 212, + 146, + 787, + 387 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "Various LVLM models can be utilized to generate attribution maps. We discuss two prevalent and representative LVLM models: CLIP [39], exemplifying image-text matching models, and LLaVA [31], representing vision-language-input text generation models.", + "bbox": [ + 212, + 388, + 787, + 449 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "3.1 Obtaining Attribution Map from CLIP", + "text_level": 1, + "bbox": [ + 214, + 469, + 584, + 484 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The CLIP model, $g_{\\mathrm{clip}}$ , consists of an image encoder and a text encoder, calculating the similarity between an image and a text query in the image-language latent space, $sim(\\hat{I},\\hat{T})$ , where $\\hat{I} = g_{\\mathrm{clip}}^{\\mathrm{img}}(I)$ and $\\hat{T} = g_{\\mathrm{clip}}^{\\mathrm{text}}(T)$ . This similarity measure evaluates the correlation between the entire image and the query. To obtain the attribution map value from the text query to each image patch, we decompose the output image-level similarity $\\hat{I}$ and then calculate the similarity of each patch's output with the $\\hat{T}$ .", + "bbox": [ + 212, + 493, + 787, + 598 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "The decomposition process is as follows. Due to the presence of residual connections, the final output of the vision tower, $\\hat{I}$ , actually includes influences from each layer. Consequently, $\\hat{I}$ can be expressed as a linear combination of the values at the class token positions from each layer", + "bbox": [ + 212, + 599, + 787, + 660 + ], + "page_idx": 5 + }, + { + "type": "equation", + "text": "\n$$\n\\hat {I} = \\mathcal {L} \\left(\\left[ Z _ {\\mathrm {c l s}} ^ {0} \\right]\\right) + \\sum_ {l = 1} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}}\\right) + \\sum_ {l = 1} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M L P} ^ {l} \\left(\\hat {Z} ^ {l}\\right) \\right] _ {\\mathrm {c l s}}\\right), \\tag {1}\n$$\n", + "text_format": "latex", + "bbox": [ + 271, + 670, + 785, + 710 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "where $L$ denotes the number of transformer layers within the vision encoder, with MSA and MLP representing the Multihead Self-Attention structure and the Multi-Layer Perceptron structure within the transformer, respectively; $\\mathcal{L}$ represents the linear transformation that includes the fully-connected layer and the normalization operations performed after the transformer structure, before calculating the similarity score; $Z^l$ signifies the input token sequence for the $l$ -th transformer layer; and $[Z]_{\\mathrm{cls}}$ indicates the value of the cls token within the token sequence $Z$ . These output cls tokens are aggregated through residual connections", + "bbox": [ + 212, + 719, + 787, + 840 + ], + "page_idx": 5 + }, + { + "type": "page_number", + "text": "6", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 5 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 331, + 127 + ], + "page_idx": 5 + }, + { + "type": "text", + "text": "to form the output of the vision encoder. As evidenced in [16, 31], among these summation terms, the outputs of the last few layers of MSA play a decisive role, while the contributions from the outputs of the shallow MSA layers, the outputs of MLP, and the $Z_{\\mathrm{cls}}^{0}$ term, which is independent of the input image, can be considered negligible to the final measurement of similarity. Therefore, the similarity $sim(\\hat{I},\\hat{T})$ can effectively be approximated by calculating the similarity between $\\hat{T}$ and the aggregated outputs of MSAs in the deeper layers:", + "bbox": [ + 212, + 146, + 787, + 253 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\ns i m (\\hat {I}, \\hat {T}) \\approx s i m \\left(\\sum_ {l = L ^ {\\prime}} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}}\\right), \\hat {T}\\right), \\tag {2}\n$$\n", + "text_format": "latex", + "bbox": [ + 338, + 263, + 785, + 305 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $L'$ represents a predefined starting layer index. To further calculate the attribution of the text query to each patch, inspired by [16], we unfold the operations of the Multihead Self-Attention, obtaining", + "bbox": [ + 214, + 315, + 787, + 363 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\begin{array}{l} \\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}} = \\sum_ {h} ^ {H} \\left[ A ^ {(l, h)} V ^ {(l, h)} W ^ {(l, h)} \\right] _ {\\mathrm {c l s}} + B ^ {l} (3) \\\\ = \\sum_ {t = 1} ^ {T} \\underbrace {\\left[ \\sum_ {h} ^ {H} A _ {\\mathrm {c l s} , t} ^ {(l , h)} V _ {t :} ^ {(l , h)} W ^ {(l , h)} + \\frac {1}{H T} B ^ {l} \\right]} _ {\\text {T h e M S A o u t p u t c o r r e s p o n d i n g t o}} \\triangleq \\sum_ {t = 1} ^ {T} \\eta_ {t} ^ {l}, (4) \\\\ \\end{array}\n$$\n", + "text_format": "latex", + "bbox": [ + 267, + 372, + 785, + 494 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "where $A^{(l,h)}$ , $V^{(l,h)}$ are the attention map and the value matrix in the $l$ -th layer corresponding to the $h$ -th head, respectively; $W^{(l,h)}$ is the weight matrix in the $l$ -th layer used to merge the multiple attention heads and corresponds to the $h$ -th head; $B^{(l)}$ is the bias matrix in the $l$ -th layer used to merge the multiple attention heads; $A_{\\mathrm{cls},t}^{(l,h)}$ denotes the attention value of the class token towards the $t$ -th token in $A^{(l,h)}$ , and $V_{t,:}^{(l,h)}$ represents the $t$ -th row of $V^{(l,h)}$ ; $H$ and $T$ are the number of attention heads and the number of tokens, respectively; and the value $T$ equals the number of patches $P \\times P$ plus one.", + "bbox": [ + 212, + 505, + 787, + 633 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "Consequently, by summing across layers and incorporating the final linear transformation, we obtain $\\psi_t \\triangleq \\sum_{l = L'}^L \\mathcal{L}(\\eta_l^l)$ , which is the direct influence of the $t$ -th patch to the similarity in Eq. (2), allowing us to calculate the similarity between text query and the $t$ -th image patch. Accordingly, the attribution map $\\varPsi^{cls} \\in \\mathbb{R}^{P \\times P}$ is defined as", + "bbox": [ + 212, + 633, + 787, + 708 + ], + "page_idx": 6 + }, + { + "type": "equation", + "text": "\n$$\n\\varPsi_ {i, j} ^ {c l s} \\triangleq s i m (\\psi_ {t}, \\hat {T}), \\quad \\mathrm {w h e r e} t = 1 + j + P * (i - 1). \\tag {5}\n$$\n", + "text_format": "latex", + "bbox": [ + 313, + 720, + 785, + 739 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "By decomposing the cls token, we can identify which patches are more relevant to the query. This approach is particularly effective when the query contains specific entities, allowing for accurate grounding. However, in complex Visual Question Answering (VQA) tasks, there are often no explicit entities mentioned in the query, or the logic and analysis process involved in answering the question may rely on entities that are not explicitly mentioned in the query. To address", + "bbox": [ + 212, + 750, + 787, + 840 + ], + "page_idx": 6 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 290, + 114, + 732, + 130 + ], + "page_idx": 6 + }, + { + "type": "page_number", + "text": "7", + "bbox": [ + 774, + 114, + 785, + 127 + ], + "page_idx": 6 + }, + { + "type": "text", + "text": "this issue, we also define another complementary attribution map $\\Psi^{comp}$ using the CLIP model. This map is designed to capture patches that have potential or implicit relevance to the query.", + "bbox": [ + 212, + 146, + 782, + 191 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "We experimentally observe that, in the vision transformer of CLIP, the similarity score of the query feature $\\hat{T}$ and tokens other than thecls token in the final layer can (inversely) select the important regions. Patches corresponding to the image background or large monochrome areas have a significantly higher similarity score with $\\hat{T}$ than those tokens representing specific entities (which may not necessarily appear in the query). This phenomenon is similar to observations made in [9]. Drawing on analyses of the transformer's mechanism in [9, 42], a potential explanation is that these \"blank\" tokens, lacking valuable information themselves, are treated by the transformer as registers. The transformer initially utilizes them to store information from other informative tokens, subsequently filtering and aggregating this stored information to the class token via the attention mechanism to formulate the final prediction. Therefore, tokens other than the class token, with a high similarity score to $\\hat{T}$ , represent patches with low information content that can be disregarded. We define the complementary attribution map as follows", + "bbox": [ + 212, + 191, + 787, + 419 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\varPsi_ {i, j} ^ {\\text {c o m p}} \\triangleq 1 - s i m (\\mathcal {L} (Z _ {t} ^ {L}), \\hat {T}), \\quad \\text {w h e r e} t = 1 + j + P * (i - 1), \\tag {6}\n$$\n", + "text_format": "latex", + "bbox": [ + 277, + 431, + 785, + 450 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "where $Z_{t}^{L}$ is the $t$ -th output token from the last transformer layer. The complementary attribution map is inversely related to similarity, suggesting that patches lacking information are ignored, retaining only those with potential relevance.", + "bbox": [ + 212, + 463, + 782, + 518 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "Thus, we obtain two attribution maps that complement each other: $\\varPsi^{cls}$ explicitly identifies patches directly related to entities in the query but may miss some potentially relevant patches. $\\varPsi^{comp}$ equally identifies all patches with potential relevance but lacks specificity and cannot highlight those directly related to entities in the query.", + "bbox": [ + 212, + 523, + 782, + 599 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "By integrating the two attribution maps through the following operation, we obtain the final attribution map for CLIP:", + "bbox": [ + 212, + 599, + 782, + 631 + ], + "page_idx": 7 + }, + { + "type": "equation", + "text": "\n$$\n\\Psi_ {i, j} \\triangleq \\Psi_ {i, j} ^ {c l s} + \\Psi_ {i, j} ^ {c o m p} - \\Psi_ {i, j} ^ {c o m p} * \\Psi_ {i, j} ^ {c l s}. \\tag {7}\n$$\n", + "text_format": "latex", + "bbox": [ + 375, + 643, + 785, + 662 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "This integration can be considered as a soft OR operation (a detailed mathematical explanation is provided in the Appendix). This ensures that the final attribution map highlights patches directly related to entities within the query while retaining those with potential or implicit relevance, merely reducing the weights of patches that do not contain important information for the query. If the function of the final attribution map were described as an algorithm, then this attribution map would, in the first step, apply a mask to all non-informative patches, making them less considered in subsequent VQA processes while leaving other patches unaffected; and, in the second step, for patches not masked, if a patch is directly related to the entities in the query, it further highlights this patch.", + "bbox": [ + 212, + 672, + 787, + 840 + ], + "page_idx": 7 + }, + { + "type": "page_number", + "text": "8", + "bbox": [ + 217, + 114, + 228, + 126 + ], + "page_idx": 7 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 331, + 127 + ], + "page_idx": 7 + }, + { + "type": "text", + "text": "3.2 Obtaining Attribution Map from LLaVA", + "text_level": 1, + "bbox": [ + 215, + 146, + 598, + 162 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The LLaVA model is an auto-regressive vision-language-input text generation model that utilizes Multihead Self-Attention to extract information from text queries and image patches, predicting the following tokens. Given a text token sequence of length $N$ , $Z^{\\mathrm{text}} = \\{Z_t^{\\mathrm{text}}\\}_{t=1}^N$ , and an image token sequence of length $P \\times P$ , $Z^{\\mathrm{img}} = \\{Z_t^{\\mathrm{img}}\\}_{t=1}^{P \\times P}$ , LLaVA generates a new token sequence of length $M$ , $Z^{\\mathrm{out}} = \\{Z_t^{\\mathrm{out}}\\}_{t=1}^M$ . We directly use the attention weight between token $Z_t^{\\mathrm{out}}$ and each image token as $Z_t^{\\mathrm{out}}$ 's attribution to that image patch. Similar to the strategy for the CLIP model, we select attention maps from the deeper layer to extract attention weights. The final attribution map is averaged over the entire generated token sequence and all attention heads. Formally, the attribution map $\\varPsi$ is defined as", + "bbox": [ + 212, + 170, + 787, + 335 + ], + "page_idx": 8 + }, + { + "type": "equation", + "text": "\n$$\n\\varPsi_ {i, j} \\triangleq \\frac {1}{M H} \\sum_ {m = 1} ^ {M} \\sum_ {h = 1} ^ {H} A _ {m, t} ^ {(\\bar {L}, h)}, \\quad \\text {w h e r e} t = j + P * (i - 1). \\tag {8}\n$$\n", + "text_format": "latex", + "bbox": [ + 295, + 361, + 785, + 401 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "In the definition, $A^{(\\bar{L},h)}$ is again the attention map in the $\\bar{L}$ -th layer corresponding to the $h$ -th head, where $\\bar{L}$ is a set to be a hyper-parameter; for notation simplicity, $A^{(\\bar{L},h)}$ here is a submatrix of the entire attention map and only includes cross attention between $Z^{\\mathrm{out}}$ and $Z^{\\mathrm{img}}$ ; $A_{m,t}^{(\\bar{L},h)}$ still denotes the attention value from the $m$ -th token to the $t$ -th token.", + "bbox": [ + 212, + 412, + 787, + 492 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "3.3 From Token Space to Pixel Space", + "text_level": 1, + "bbox": [ + 215, + 513, + 539, + 530 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "The attribution map $\\varPsi\\in\\mathbb{R}^{P\\times P}$ is generated in the token space. We first resize it back to the pixel space to obtain the raw heatmap $\\hat{\\varPhi}\\triangleq\\mathrm{Resize}(\\varPsi)$ . Due to the square shape of the patches, the mask pattern in $\\hat{\\varPhi}$ also appears rectangular. To mitigate the issue that the rectangular mask pattern does not align with the object's irregular shape, we apply a mean filter to obtain the final heatmap $\\varPhi\\triangleq\\mathrm{Mean}_k(\\hat{\\varPhi})$ , where $k$ is the kernel size of the filter. The final heatmap $\\varPhi$ is then overlaid on the original image by using it as the alpha channel, resulting in the final image after annotation $I^a$ .", + "bbox": [ + 212, + 537, + 787, + 659 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4 Experiments", + "text_level": 1, + "bbox": [ + 215, + 681, + 375, + 699 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "We show the main experimental results in this section. More experiments and implementation details are in the appendix.", + "bbox": [ + 212, + 713, + 785, + 744 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "4.1 Comprehensive VQA Tasks", + "text_level": 1, + "bbox": [ + 215, + 765, + 490, + 780 + ], + "page_idx": 8 + }, + { + "type": "text", + "text": "Datasets. Experiments are conducted on 6 datasets: VisWiz [5], TextVQA [50], MMMU [69], MME [14], MM-Vet [68], and LLaVA-Bench [31]. The performance on the first four datasets is evaluated using matching accuracy with the ground", + "bbox": [ + 212, + 794, + 785, + 840 + ], + "page_idx": 8 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 290, + 114, + 732, + 130 + ], + "page_idx": 8 + }, + { + "type": "page_number", + "text": "9", + "bbox": [ + 774, + 116, + 784, + 126 + ], + "page_idx": 8 + }, + { + "type": "table", + "img_path": "images/367e3106a46847eb122b27786f6e8045a3b2374e282dc979080cb4cf74df230c.jpg", + "table_caption": [ + "Table 1: Comparison of our method with previous textual and visual prompting methods for various LVLMs. The best result are marked for each model-dataset pair." + ], + "table_footnote": [], + "table_body": "
Inference ModelPrompting MethodDataset
VisWizTextVQAMMMUMM-VetMMELLaVA-Bench
LLaVAw/o prompt60.9348.3235.1532.885.571.9
+Step-by-Step60.98 (+0.1)48.22 (-0.1)35.40 (+0.3)33.7 (+0.9)84.2 (-1.3)73.5 (+1.6)
FGVP (Mask)56.89 (-4.0)39.38 (< - 5)36.14 (+1.0)31.0 (-1.8)75.8 (-5)57.4 (< - 5)
FGVP (RBM)61.22 (+0.3)33.91 (< - 5)35.00 (-0.2)25.0 (-5)81.4 (-4.1)57.4 (-5)
SoM54.16 (< - 5)18.81 (< - 5)35.57 (+0.4)26.4 (-5)75.4 (-5)56.1 (< - 5)
Ours (CLIP)61.26 (+0.3)48.78 (+0.5)37.52 (+2.4)35.3 (+2.5)87.2 (+1.7)74.1 (+2.2)
Ours (LLaVA)61.35 (+0.4)48.79 (+0.5)36.95 (+1.8)36.6 (+3.8)86.3 (+0.8)74.8 (+2.9)
CogVLMw/o prompt53.5478.4136.4349.681.850.8
+Step-by-Step28.86 (< - 5)42.53 (< - 5)29.19 (< - 5)48.0 (-1.6)63.0 (-5)40.7 (< - 5)
FGVP (Mask)53.55 (+0.0)63.69 (< - 5)35.34 (-1.1)44.1 (-5)80.4 (-1.4)49.1 (-1.7)
FGVP (RBM)53.68 (+0.1)65.51 (< - 5)36.55 (+0.1)48.2 (-1.4)82.0 (+0.2)48.1 (-2.7)
SoM51.00 (-2.5)36.64 (< - 5)35.55 (-0.9)31.2 (-5)78.0 (-3.8)38.9 (< - 5)
Ours (CLIP)54.01 (+0.5)78.99 (+0.6)37.05 (+0.6)52.5 (+2.9)82.3 (+0.5)53.3 (+2.5)
Ours (LLaVA)54.34 (+0.8)78.85 (+0.4)36.95 (+0.5)52.0 (+2.4)82.7 (+0.9)52.4 (+1.6)
GPT-4V (1106)w/o prompt59.4050.6050.5567.0084.3102.0
+Step-by-Step55.75 (-3.6)49.85 (-0.7)48.33 (-2.2)62.50 (-4.5)82.0 (-2.3)102.6 (+0.6)
FGVP (Mask)69.30 (+9.9)45.95 (-4.6)43.88 (-5)61.00 (-5)65.0 (-5)59.2 (< - 5)
FGVP (RBM)69.40 (+10.0)46.15 (-4.4)52.50 (+1.9)60.20 (-5)79.6 (-4.7)92.5 (< - 5)
SoM65.30 (+5.9)45.00 (-5)48.33 (-2.22)58.90 (-5)65.8 (-5)56.1 (< - 5)
Ours (CLIP)69.50 (+10.1)51.50 (+0.9)50.96 (+0.4)67.70 (+0.7)85.3 (+1.0)103.3 (+1.3)
Ours (LLaVA)71.01 (+11.6)50.80 (+0.2)51.38 (+0.8)67.10 (+0.1)84.7 (+0.3)103.6 (+1.6)
Geminiw/o prompt50.2856.6835.1159.078.681.5
+Step-by-Step22.82 (< - 5)21.51 (< - 5)36.37 (+1.3)30.6 (< - 5)29.8 (< - 5)40.5 (< - 5)
FGVP (Mask)52.88 (+2.6)40.81 (< - 5)34.88 (-0.2)45.8 (< - 5)71.0 (< - 5)64.2 (< - 5)
FGVP (RBM)53.01 (+2.7)45.67 (< - 5)34.08 (-1.0)52.0 (-5)77.4 (-1.2)82.3 (+0.8)
SoM51.25 (+1.0)27.29 (< - 5)34.77 (-0.3)34.4 (-5)69.8 (-5)64.5 (< - 5)
Ours (CLIP)58.58 (+8.3)59.07 (+2.4)37.71 (+2.6)60.5 (+1.5)80.2 (+1.6)85.2 (+3.7)
Ours (LLaVA)58.17 (+7.9)58.35 (+1.7)38.16 (+3.1)60.1 (+1.1)80.0 (+1.4)82.3 (+0.8)
", + "bbox": [ + 176, + 185, + 831, + 529 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "truth response. The performance of the latter two datasets is measured using the GPT-based evaluation scores.", + "bbox": [ + 212, + 558, + 785, + 588 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "LVLMs. Experiments are conducted using two open-source models: CogVLM [55] and LLaVA [30], and two commercial models: GPT-4V [65] and Gemini [51]. Due to GPT-4V's token limit, following the experiment protocol in the previous work [63] when conducting experiments with GPT-4V, for VisWiz, TextVQA, and MMMU, we randomly selected 200 images from the dataset to verify our method. Because, about 50 questions on MM-Vet are categorised as related to personal identification or brand evaluation due to GPT-4V's safety policy and are refused to answers. Therefore, we evaluated our method's performance only on the remaining questions.", + "bbox": [ + 212, + 593, + 790, + 731 + ], + "page_idx": 9 + }, + { + "type": "text", + "text": "Comparison. We compare with the following methods: (1) naively feeding the query and image to the model without any prompt; (2) using \"Let's think step by step\" as a prompt to trigger the model's chain-of-thought process, a method that has been proven to significantly improve zero-shot reasoning performance for LLMs [24]; and (3) two visual prompting methods designed for LVLMs, FGVP [64] and SoM [63]. FGVP is designed to generate diverse visual prompts. We compared the most straightforward method of using a mask as a visual", + "bbox": [ + 212, + 734, + 787, + 840 + ], + "page_idx": 9 + }, + { + "type": "page_number", + "text": "10", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 9 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 330, + 126 + ], + "page_idx": 9 + }, + { + "type": "table", + "img_path": "images/6584c8f7ab04379074273c7fbc4665aa10970151dceee06f2d769c5555146688.jpg", + "table_caption": [ + "Table 2: Ablation study on the auxiliary VLM Scale. The best result are marked for each auxiliary model-dataset pair." + ], + "table_footnote": [], + "table_body": "
Mask ModelMMMUMME
w/o prompt35.1585.50
CLIP-ViT-B36.03 (+0.88)83.50 (-2.00)
CLIP-ViT-L36.21 (+1.09)83.50 (-2.00)
CLIP-ViT-L-33637.52 (+2.37)87.16 (+1.66)
LLaVA-7B35.86 (+0.71)85.66 (+0.16)
LLaVA-13B36.95 (+1.80)86.34 (+0.84)
", + "bbox": [ + 328, + 184, + 674, + 321 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "prompt and the best-performing method of using a Reverse Blur Mask (RBM) as a visual prompt. Performance improvements/decrements listed in the table are calculated relative to the \"w/o prompt\" method.", + "bbox": [ + 212, + 349, + 782, + 393 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The main observations from the experimental results are as follows: (1) Our method consistently achieves the best performance across all datasets-LVLM pairs in Tab. 1. Regardless of whether the CLIP or LLaVA is used as the auxiliary model, our method leads to performance improvements. For LLaVA, CogVLM, GPT-4V, and Gemini, the average improvements relative to \"w/o prompt\" are $1.94\\%$ , $1.38\\%$ , $1.76\\%$ , and $3.42\\%$ , respectively. Our method performs particularly well on Gemini+VisWiz, with an average improvement of $8.1\\%$ . Excluding it, our method appears more effective for open-ended questions, with an average improvement of $2.20\\%$ on MM-Vet and LLaVA-Bench, while the average accuracy increase on multiple-choice and true-false datasets is $1.18\\%$ . (2) The \"let's think step by step\" approach, which is significantly effective in LLMs, does not perform well in VQA tasks. We suspect this is because this method cannot enhance the LVLM's visual perception capabilities and may even exacerbate LVLM's hallucination due to its language-oriented prompt nature. (3) Previous visual prompting methods, lacking the ability to adapt to different queries, do not perform well on VQA tasks. Our method is clearly superior to them. This indicates that indiscriminately annotating objects in an image does not effectively assist the model in performing VQA tasks. Visual prompting methods need the ability to adapt to queries.", + "bbox": [ + 212, + 393, + 787, + 681 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "4.2 Ablation Studies", + "text_level": 1, + "bbox": [ + 215, + 704, + 401, + 718 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "We identify three important factors affecting the performance of our method and conduct ablation studies on them.", + "bbox": [ + 212, + 729, + 782, + 758 + ], + "page_idx": 10 + }, + { + "type": "text", + "text": "The Power of the Auxiliary Model. On the MMMU and MME datasets, we used CLIP models and LLaVA models of different scales to generate heatmaps, with LLaVA serving as the inference model, to compare performance. The results are shown in Tab. 2. As the scale of the auxiliary model increased, the performance of our method also improved. Both increasing the depth of the auxiliary", + "bbox": [ + 212, + 763, + 787, + 840 + ], + "page_idx": 10 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 292, + 114, + 732, + 128 + ], + "page_idx": 10 + }, + { + "type": "page_number", + "text": "11", + "bbox": [ + 767, + 114, + 782, + 126 + ], + "page_idx": 10 + }, + { + "type": "table", + "img_path": "images/e93a4a808d755069df8c80f984258c9e46ae34c12230642517d27cac71a991f0.jpg", + "table_caption": [ + "Table 3: Ablation study on the mean filter kernel size." + ], + "table_footnote": [], + "table_body": "
Kernel SizeMMMUMME
w/o filter (kernel size = 1)36.09 (+0.94)83.70 (-1.80)
336.95 (+1.80)86.20 (+0.70)
736.32 (+1.17)87.14 (+1.74)
w/o prompt (kernel size≥ 2W= 2H)35.1585.50
", + "bbox": [ + 323, + 170, + 679, + 291 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/28056ef0a3b3d0c83bfd11ba7b538b98598da3bd2465ab2189ff95e0146afa79.jpg", + "table_caption": [ + "Table 4: Ablation study on the Transformer layer for attribution map extraction. The best result are marked for each auxiliary model-dataset pair." + ], + "table_footnote": [], + "table_body": "
Mask Model Layer IndexMMMUMME
w/o promptn/a35.1585.50
CLIP2336.32 (+1.17)87.16 (+1.66)
2237.52 (+2.37)84.80 (-0.70)
2037.12 (+1.97)83.20 (-1.30)
1536.14 (+0.99)83.16 (-1.34)
LLaVA2336.15 (+1.00)83.10 (-1.40)
2236.49 (+1.35)83.00 (-1.50)
2036.95 (+1.80)86.34 (+0.84)
1536.32 (+1.17)83.16 (-2.34)
", + "bbox": [ + 300, + 345, + 702, + 526 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "model or reducing the patch size to generate attribution map with finer granularity prove to be effective for improving the performance of our method. When the capability of the auxiliary model is insufficient, the masks generated by it could even be detrimental.", + "bbox": [ + 212, + 556, + 784, + 617 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The Kernel Size of the Mean Filter. To mitigate the limitations of rectangular mask patterns when highlighting irregularly shaped objects, we incorporated a mean filter into our method. We conducted ablation studies on different kernel sizes on the MMMU and MME datasets with LLaVA as the inference model. The results are shown in Tab. 3. Without the mean filter, heatmaps with rectangular patterns could potentially harm the final task's performance. The optimal kernel size varied across datasets, due to the different image complexity and question complexity.", + "bbox": [ + 212, + 622, + 787, + 743 + ], + "page_idx": 11 + }, + { + "type": "text", + "text": "The Layer for Attribution Map Extraction. Another factor affecting our method's performance was the layer used for extracting the attribution map. Although we knew that deeper layers, which contain higher-level semantic information, should be used, the specific choice of layer also impacted our method's performance. We conduct ablation on MMMU and MMe datasets using LLaVA as inference model. The results are shown in Tab. 4. For the CLIP model, the last", + "bbox": [ + 212, + 750, + 787, + 839 + ], + "page_idx": 11 + }, + { + "type": "page_number", + "text": "12", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 11 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 330, + 126 + ], + "page_idx": 11 + }, + { + "type": "table", + "img_path": "images/0f785cc5f0eaf82b674aabb4e899351cf6a795756f5e08d36aac7cf3280c26dd.jpg", + "table_caption": [ + "Table 5: The comparison between our method and textual self-reflection method and their combination." + ], + "table_footnote": [], + "table_body": "
Prompt MethodLLaVA-Bench
w/o prompt71.90
textual self reflection72.90 (+1.00)
ours (LLaVA)74.80 (+2.90)
+ reflection via re-emphasize72.70 (+0.80)
+ reflection via evaluation76.10 (+4.20)
", + "bbox": [ + 331, + 184, + 671, + 292 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "two layers are more effective. However, for LLaVA, directly using the attention maps from the last two layers do not yield good results; the best performance occurred when a mid-to-late layer was used, such as 20-th layer for LLaVA-13B.", + "bbox": [ + 212, + 321, + 787, + 367 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "4.3 Self-Reflection", + "text_level": 1, + "bbox": [ + 214, + 390, + 382, + 404 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "When the auxiliary LVLM and the inference LVLM are the same, our method can be seen as having a two-round chat with the LVLM. The first round generates an annotated image, where the highlighted areas represent what the LVLM considers important, embedding the LVLM's process of extracting visual information. The second round conducts inference based on the generated annotated image, allowing the LVLM to perform Self-Reflection and refine its previous process of visual information extraction. Unlike previous Self-Reflection methods using text as a medium in LLMs, under the $\\mathcal{AP}\\mathcal{I}$ framework, all information related to the first answer is stored in the annotated image, and the text response from the first round is not provided to the model in the second round.", + "bbox": [ + 212, + 416, + 787, + 566 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "As a new perspective of Self-Reflection, we explore two questions: (1) Can visual mediums also achieve effective Self-Reflection? To answer this, we compared text-based Self-Reflection and our method using LLaVA as the inference model on the LLaVA-Bench dataset. The results in Tab. 5 show that our method achieves better performance than text-based Self-Reflection, proving that visual mediums can effectively facilitate Self-Reflection.", + "bbox": [ + 212, + 566, + 787, + 657 + ], + "page_idx": 12 + }, + { + "type": "text", + "text": "The second question is: (2) Can we more effectively utilize visual mediums for Self-Reflection? Generally, Self-Reflection techniques involve two steps in the second round: first, evaluating the previous answer, and second, combining the evaluation to re-answer the question. However, in our framework, the evaluation process is not included, and the model directly proceeds to inference. Therefore, we designed a new inference process. We input the annotated image and the question into the VLM, prompting it to judge whether the highlighted areas in the image support the answer to the question. If yes, the answer is generated using the annotated image; if not, the answer is generated using the original image. The result (the last row of Tab. 5) shows that this strategy further improves our method. Conversely, when we do not allow the model to perform evaluation and emphasize that the answer lies within the highlighted areas of the annotated", + "bbox": [ + 212, + 657, + 787, + 840 + ], + "page_idx": 12 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 290, + 114, + 732, + 130 + ], + "page_idx": 12 + }, + { + "type": "page_number", + "text": "13", + "bbox": [ + 767, + 114, + 785, + 127 + ], + "page_idx": 12 + }, + { + "type": "table", + "img_path": "images/1417e09b50d01231cf7da10906f9490d7c7cce5a6f4e6321bcd3662f72ef9ee4.jpg", + "table_caption": [ + "Table 6: The performance of our method on hallucination datasets." + ], + "table_footnote": [], + "table_body": "
Prompt MethodVisWiz-UnanswerablePOPE
w/o prompt81.4181.00
Ours (CLIP)83.83 (+2.42)82.81 (+0.81)
Ours (LLaVA)85.26 (+3.85)83.52 (+2.52)
", + "bbox": [ + 292, + 170, + 709, + 250 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "image, performance decreases (second to last row in Tab. 5). This also proves the importance and effectiveness of the evaluation process when using visual mediums for Self-Reflection.", + "bbox": [ + 212, + 277, + 785, + 321 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "4.4 Other Discussion", + "text_level": 1, + "bbox": [ + 215, + 344, + 401, + 358 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Hallucination. We also explore our method's ability to assist LVLM in overcoming hallucinations. We conduct two experiments. First, on VisWiz, we calculated the accuracy with which our method and the baseline identify the unanswerable questions. These questions often involve information that does not exist in the image, thus the responses to these questions are based on hallucination. Second, we conduct experiments on a subset of a commonly used LVLM hallucination dataset POPE [28]. The experimental results presented in Tab. 6 demonstrate that our method also has the ability to mitigate hallucination.", + "bbox": [ + 212, + 375, + 785, + 494 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "5 Conclusion", + "text_level": 1, + "bbox": [ + 215, + 518, + 357, + 535 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "In this work, we introduce a novel visual prompting technique called Attention Prompting on Image $(API)$ , which incorporates an auxiliary LVLM to generate an attention heatmap on the image dependent on text query. Our extensive experiments demonstrate the advantages of our prompting method for different LVLMs on various benchmarks. Additionally, our approach offers new insights into using visual signals for LVLM ensembling and LVLM self-reflection.", + "bbox": [ + 212, + 550, + 785, + 642 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "Acknowledgement", + "text_level": 1, + "bbox": [ + 215, + 664, + 393, + 681 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "This project is supported by the Ministry of Education, Singapore, under its Academic Research Fund Tier 2 (Award Number: MOE-T2EP20122-0006).", + "bbox": [ + 215, + 696, + 785, + 726 + ], + "page_idx": 13 + }, + { + "type": "page_number", + "text": "14", + "bbox": [ + 217, + 114, + 235, + 126 + ], + "page_idx": 13 + }, + { + "type": "header", + "text": "Yu et al.", + "bbox": [ + 271, + 114, + 330, + 126 + ], + "page_idx": 13 + }, + { + "type": "text", + "text": "References", + "text_level": 1, + "bbox": [ + 215, + 143, + 321, + 159 + ], + "page_idx": 14 + }, + { + "type": "list", + "sub_type": "ref_text", + "list_items": [ + "1. 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CoRR abs/2211.11682 (2022)" + ], + "bbox": [ + 212, + 146, + 787, + 479 + ], + "page_idx": 18 + }, + { + "type": "header", + "text": "Attention Prompting on Image for Large Vision-Language Models", + "bbox": [ + 292, + 114, + 730, + 128 + ], + "page_idx": 18 + }, + { + "type": "page_number", + "text": "19", + "bbox": [ + 767, + 114, + 785, + 126 + ], + "page_idx": 18 + } +] \ No newline at end of file diff --git a/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_model.json b/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_model.json new file mode 100644 index 0000000000000000000000000000000000000000..79fdcee24fc2046d57462c1f66b1ba733eba804a --- /dev/null +++ b/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_model.json @@ -0,0 +1,2526 @@ +[ + [ + { + "type": "title", + "bbox": [ + 0.27, + 0.142, + 0.737, + 0.187 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "text", + "bbox": [ + 0.314, + 0.214, + 0.689, + 0.231 + ], + "angle": 0, + "content": "Runpeng Yu, Weihao \\(\\mathrm{Yu}^{\\dagger}\\), and Xinchao Wang" + }, + { + "type": "text", + "bbox": [ + 0.33, + 0.242, + 0.675, + 0.271 + ], + "angle": 0, + "content": "National University of Singapore {r.yu,weihaoyu}@u.nus.edu,xinchao@nus.edu.sg" + }, + { + "type": "image_caption", + "bbox": [ + 0.329, + 0.331, + 0.676, + 0.348 + ], + "angle": 0, + "content": "Question: Which direction is the red bird facing?" + }, + { + "type": "image", + "bbox": [ + 0.264, + 0.352, + 0.739, + 0.491 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.264, + 0.496, + 0.741, + 0.625 + ], + "angle": 0, + "content": null + }, + { + "type": "image", + "bbox": [ + 0.264, + 0.633, + 0.74, + 0.762 + ], + "angle": 0, + "content": null + }, + { + "type": "image_caption", + "bbox": [ + 0.214, + 0.781, + 0.789, + 0.81 + ], + "angle": 0, + "content": "Fig. 1: Comparison of the proposed Attention Prompting on Image \\((\\mathcal{AP}\\mathcal{I})\\) with the naive VQA.API provides hints for LVLM by simply overlying a heatmap on the image." + }, + { + "type": "page_footnote", + "bbox": [ + 0.232, + 0.825, + 0.398, + 0.841 + ], + "angle": 0, + "content": "† Corresponding author." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "2" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.116, + 0.333, + 0.128 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.148, + 0.751, + 0.412 + ], + "angle": 0, + "content": "Abstract. Compared with Large Language Models (LLMs), Large Vision-Language Models (LVLMs) can also accept images as input, thus showcasing more interesting emergent capabilities and demonstrating impressive performance on various vision-language tasks. Motivated by text prompting in LLMs, visual prompting has been explored to enhance LVLMs' capabilities of perceiving visual information. However, previous visual prompting techniques solely process visual inputs without considering text queries, limiting the models' ability to follow text instructions to complete tasks. To fill this gap, in this work, we propose a new prompting technique named Attention Prompting on Image \\((\\mathcal{A}\\mathcal{P}\\mathcal{I})\\), which just simply overlays a text-query-guided attention heatmap on the original input image and effectively enhances LVLM on various tasks. Specifically, we generate an attention heatmap for the input image dependent on the text query with an auxiliary model like CLIP. Then the heatmap simply multiplies the pixel values of the original image to obtain the actual input image for the LVLM. Extensive experiments on various vison-language benchmarks verify the effectiveness of our technique. For example, \\(\\mathcal{A}\\mathcal{P}\\mathcal{I}\\) improves LLaVA-1.5 by \\(3.8\\%\\) and \\(2.9\\%\\) on MM-Vet and LLaVA-Wild benchmarks, respectively." + }, + { + "type": "text", + "bbox": [ + 0.262, + 0.424, + 0.741, + 0.452 + ], + "angle": 0, + "content": "Keywords: Visual Prompting \\(\\cdot\\) Large Vision-Language Model \\(\\cdot\\) Large Multimodal Model" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.477, + 0.377, + 0.493 + ], + "angle": 0, + "content": "1 Introduction" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.508, + 0.788, + 0.613 + ], + "angle": 0, + "content": "Benefiting from the great progress of Large Language Models (LLMs) [1,52,53], Large Vision-Language Models (LVLMs) [2,4,8,17,25,31,65,66,79] also advances rapidly, represented by the seminal works GPT-4V [65] and LLaVA [31]. They have been widely applied in tasks that involve understanding both visual and linguistic information, such as referring segmentation [71,72], localization [71], captioning [54], open world 2D/3D understanding [51,56,65,80], and image editing [62,65]." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.614, + 0.788, + 0.734 + ], + "angle": 0, + "content": "To enhance the performance of LVLMs, an economical method is to develop prompting techniques to elicit the models' potential. Similar to textual prompting [23, 60], visual prompting\\(^{2}\\) [63, 64] is a technique that enhances a model's understanding of images by directly adding annotations such as masks, circles, and marks to the image. This technique provides clear hints for visual perception by highlighting areas relevant to solving the problem, guiding the model's attention to specific parts of the image, thus mitigating issues arising from complex scenes with distractions. It has been demonstrated that even simple visual" + }, + { + "type": "page_footnote", + "bbox": [ + 0.218, + 0.742, + 0.788, + 0.798 + ], + "angle": 0, + "content": "1 Although also referred to as Multimodal Large Language Model (MLLM) or Large Multimodal Model (LMM) [31, 65], we use Large Vision-Language Model (LVLM) to refer to the models discussed in this paper, as we primarily utilize the model's vision and language capabilities." + }, + { + "type": "page_footnote", + "bbox": [ + 0.22, + 0.799, + 0.787, + 0.84 + ], + "angle": 0, + "content": "In this work, we specifically use \"visual prompts\" to refer to masks, circles, marks, and other annotations added to images and use \"visual prompting\" to refer to technologies that employ visual prompts to assist in VQA tasks." + }, + { + "type": "list", + "bbox": [ + 0.218, + 0.742, + 0.788, + 0.84 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "header", + "bbox": [ + 0.293, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.787, + 0.127 + ], + "angle": 0, + "content": "3" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.314 + ], + "angle": 0, + "content": "cues like circles [47], arrows [65], or image tiling [29] can improve LVLMs' ability to extract the required information correctly. Unlike methods that improve LVLM performance through adaptation or fine-tuning, visual prompting does not require the training process, thereby reducing the risks of overfitting and knowledge forgetting. Moreover, compared to textual prompts, visual prompting is more direct and precise in guiding the model's focus to specific areas. Textual descriptions cannot succinctly describe an irregular area in an image or accurately indicate the location of a specific object, and they also face issues with aligning textual coordinates with actual image pixels [65]. However, compared to research on textual prompts and LVLM fine-tuning, visual prompting is still underexplored." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.318, + 0.789, + 0.499 + ], + "angle": 0, + "content": "Previous visual prompting techniques focused on designing appropriate fine-grained annotations to the image, aiming to highlight important local areas without impairing the model's overall understanding of the image. Remarkably, FGVP [64] and SoM [63] are both based on segmentation masks [63]: The former blurs the image outside the segmentation mask while the latter overlays the image with a set of including alphanumeric, masks, and boxes. However, all these methods sorely process the input images without considering the text query content. In other words, whatever the text query is, an image's visual prompting results are the same. This can easily lead to a mismatch between the prompted image and the text query, as different text queries for the same image require focus on different areas and necessitate different annotations. This mismatch may thereby limit the model's ability to follow instructions accurately." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.503, + 0.789, + 0.684 + ], + "angle": 0, + "content": "To address this issue, in this paper, we propose a novel prompting technique named Attention Prompting on Image \\((\\mathcal{AP}\\mathcal{I})\\), which just simply overlays a text-query-guided attention heatmap on the original input image. Specifically, to generate text-guided attention heatmap for an image, we utilize an auxiliary LVLM that can accept both image and text as input. For image-text matching type (like CLIP [39]) as auxiliary model, we devised a heatmap generation technique based on the decomposition of cls token similarity score. For the vision-language-input text generation model (like LLaVA [31]), we generate the heatmap based on attention weights. Extensive experiments on various commonly used vision-language (VL) datasets verify the effectiveness of \\(\\mathcal{AP}\\mathcal{I}\\) in enhancing the VLM's perception of visual information. For example, \\(\\mathcal{AP}\\mathcal{I}\\) improves LLaVA-1.5 by \\(3.8\\%\\), \\(2.9\\%\\), and \\(2.3\\%\\) on MM-Vet, LLaVA-Bench and MMMU benchmarks" + }, + { + "type": "text", + "bbox": [ + 0.24, + 0.689, + 0.592, + 0.703 + ], + "angle": 0, + "content": "Our contributions can be summarized as follows:" + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.731, + 0.784, + 0.775 + ], + "angle": 0, + "content": "1. We find that current visual prompting techniques sorely modify input images without considering the text query, limiting the model's capability to follow instructions accurately." + }, + { + "type": "text", + "bbox": [ + 0.223, + 0.78, + 0.785, + 0.839 + ], + "angle": 0, + "content": "2. To fill the gap, we propose the \\(\\mathcal{AP}\\mathcal{I}\\) method, exploring how to derive valuable attribution maps from various types of VLM models and utilize them as visual prompts to offer hints for visual perception, thereby boosting performance." + }, + { + "type": "list", + "bbox": [ + 0.223, + 0.731, + 0.785, + 0.839 + ], + "angle": 0, + "content": null + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.232, + 0.127 + ], + "angle": 0, + "content": "4" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.129 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "text", + "bbox": [ + 0.222, + 0.147, + 0.788, + 0.193 + ], + "angle": 0, + "content": "3. Our experiments demonstrate the effectiveness of our method across a wide range of VLM models on various datasets. Moreover, our approach has also proven effective in addressing the issue of hallucination." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.213, + 0.4, + 0.23 + ], + "angle": 0, + "content": "2 Related Works" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.243, + 0.498, + 0.259 + ], + "angle": 0, + "content": "2.1 Visual Prompting for LVLM" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.266, + 0.788, + 0.538 + ], + "angle": 0, + "content": "Originating from language models [32,33,43], the concept of prompting has been widely applied in vision models and vision language models to enhance the transfer learning and adaptation for various tasks (e.g., classification [20,40,75,77,78], detection [12, 19, 57], segmentation [41] and generation [61]) and under various learning settings (e.g., few-shot learning [48], continual learning [58, 59, 76], domain adaptation/generalization [13, 36], unlearning [73], and long-tailed learning [10]). It is crucial to distinguish our work from soft prompts generated through gradient optimization and related prompt-tuning efforts. These prompts, concatenated in the form of continuous vectors to the token sequence of the VL model's transformer layer input [7, 18, 49], or added to the input image as estimizable pixel patches and paddings [21, 44], depend on an additional learning process. Thus, they are strongly coupled with the model and dataset, lack generalizability, and are not intuitively interpretable. Moreover, since (part of) these prompts are incorporated at a shallow layer, their optimization process involves gradient propagation throughout the entire branch, which is costly. Unlike these methods, the visual prompting studied in this paper is manually designed and automatically generated by extra LVLMs. It is interpretable and generalizable across different models and tasks." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.538, + 0.788, + 0.689 + ], + "angle": 0, + "content": "Visual prompting is a specialized technique in vision models, especially for segmentation tasks [22,26,38]. Based on an additionally trained prompt encoder, manually annotated points, strokes, boxes, and irregular masks can provide these models with extra instructions to assist in controlling segmentation granularity or in facilitating instance selection. Recently, LVLMs have also been shown to understand manually added circles and color masks in images in a zero-shot manner, focusing attention on highlighted areas without relying on additional encoder components [47, 67]. Unlike these works that explore the LVLM's ability to understand visual prompts, our method discusses how to use pretrained LVLMs to automatically generate visual prompts to enhance image readability." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.689, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The two methods most related to ours are [63] and [64], which modify masks generated by segmentation models to construct visual prompts to improve LVLM's performance in segmentation and grounding tasks. Our method differs fundamentally from theirs in that we use LVLMs to construct visual prompts. This leads to two main differences in functionality and applicability. 1) For a single image, the visual prompts generated by [63, 64] are invariant, as these models rely on fixed segmentation models. In contrast, with different text queries, our method can adapt and generate distinct visual prompts to emphasize different areas as required. 2) The visual prompts generated by [63, 64] are essentially instance-specific proposals for segmentation and grounding tasks," + } + ], + [ + { + "type": "header", + "bbox": [ + 0.292, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "5" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.195 + ], + "angle": 0, + "content": "focusing on enhancing the LVLM's grounding capability. Conversely, our visual prompts aim to highlight important areas needed to address text queries, thereby improving the LVLM's performance in general Visual Question Answering tasks." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.219, + 0.504, + 0.234 + ], + "angle": 0, + "content": "2.2 Self-Reflection and Ensemble" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.248, + 0.789, + 0.429 + ], + "angle": 0, + "content": "Our method involves LVLM at two stages: once for generating visual prompts and once for performing inference. When the same LVLM is used at both stages, our approach can be seen as a method to enhance LVLM performance using self-reflection technology. The concept of Self-Reflection originated from LLMs [37, 46] but can be directly transferred to LLMs. Self-Reflection scheme improves model performance by repeatedly answering a query and iteratively updating the answer. The Self-Reflection process involves using self-evaluation [3], self-checking [35], self-feedback [34], feedback from the external environment [6, 45], and even previous answers themselves [74] as hints to input into the model for it to answer the question again. Unlike these works, where the medium of self-reflection is text, our method employs visual prompting to achieve Self-Reflection in the pixel space." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.43, + 0.79, + 0.673 + ], + "angle": 0, + "content": "When different LVLMs are used at two stages, our method can be considered a form of model ensemble, where the knowledge of the first VLM is ensembled into the second VLM in the form of visual prompts. In tasks with standard outputs, deep learning model ensemble involves aggregating outputs from multiple models [15]. However, output aggregation is invalid in generation tasks. In LLMs and LVLMs, model ensemble is achieved in the form of sequential or stage-wise use between auxiliary and inference models. The final inference model can enhance its performance by incorporating outputs from other auxiliary models into its input. The auxiliary model outputs used as inputs for the inference model can be responses from another language model [11] or textualized outputs from vision models or vision-language models (image captions, category names) [27,70]. Unlike these works, our method uses visual rather than textual signals for assembling. Furthermore, our approach does not ensemble the final hard outputs of auxiliary models but their visual cues used during the inference process. This soft knowledge ensemble provides valuable auxiliary information and mitigates error accumulation introduced by mistakes in auxiliary model inference." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.699, + 0.333, + 0.715 + ], + "angle": 0, + "content": "3 Method" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.733, + 0.789, + 0.843 + ], + "angle": 0, + "content": "Large Vision Language Model \\( f \\) takes an image \\( I \\in \\mathbb{R}^{H \\times W \\times 3} \\) and a text query \\( T^i \\) as inputs, generating an output text \\( T^o = f(I, T^i) \\). During the inference process using \\( \\mathcal{AP}\\mathcal{I} \\), instead of being directly fed into \\( f \\), the original image \\( I \\) undergoes an additional annotation operation \\( \\mathcal{A} \\), resulting in an image \\( I^a = \\mathcal{A}(I, T^i) \\) that has been overlaid with a heatmap \\( \\varPhi \\). Subsequently, the annotated image \\( I^a \\) and the original query are input into the LVLM model \\( f \\), producing the output \\( T^o = f(I^a, T^i) \\). The overall framework of the method is shown in Fig. 1." + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "6" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.128 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.388 + ], + "angle": 0, + "content": "In our method, the annotation process comprises two steps. The first step involves using an auxiliary LVLM model \\( g \\) to establish an initial attribution map \\( \\varPsi \\) between the text query \\( T^i \\) and each patch of the image. This attribution map indicates which patches in the image are more relevant to \\( T^i \\) or which patches should be paid more attention to for answering \\( T^i \\). In our method, there are no additional constraints on the LVLM \\( g \\); if the inference LVLM \\( f \\) is accessible and capable of performing the annotation operation \\( \\mathcal{A} \\), then the LVLM \\( g \\) used to generate the attribution map can be the same as \\( f \\), i.e., \\( g = f \\). Alternatively, \\( g \\) could be a different LVLM to introduce knowledge from other models to enhance \\( f \\)'s functionality, i.e., \\( g \\neq f \\). Moreover, due to the diversity of LVLM models, we do not necessarily use the attention map as our attribution map. For example, for the image-text matching model, experiments have shown that using the attention map as the attribution map has suboptimal results. After obtaining the attribution map \\( \\varPsi \\), the second step in the annotation process is to convert it into a suitable \\( \\varPhi \\) and apply it to the original image using alpha blending." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.389, + 0.788, + 0.45 + ], + "angle": 0, + "content": "Various LVLM models can be utilized to generate attribution maps. We discuss two prevalent and representative LVLM models: CLIP [39], exemplifying image-text matching models, and LLaVA [31], representing vision-language-input text generation models." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.47, + 0.585, + 0.485 + ], + "angle": 0, + "content": "3.1 Obtaining Attribution Map from CLIP" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.494, + 0.788, + 0.599 + ], + "angle": 0, + "content": "The CLIP model, \\( g_{\\mathrm{clip}} \\), consists of an image encoder and a text encoder, calculating the similarity between an image and a text query in the image-language latent space, \\( sim(\\hat{I},\\hat{T}) \\), where \\( \\hat{I} = g_{\\mathrm{clip}}^{\\mathrm{img}}(I) \\) and \\( \\hat{T} = g_{\\mathrm{clip}}^{\\mathrm{text}}(T) \\). This similarity measure evaluates the correlation between the entire image and the query. To obtain the attribution map value from the text query to each image patch, we decompose the output image-level similarity \\( \\hat{I} \\) and then calculate the similarity of each patch's output with the \\( \\hat{T} \\)." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.6, + 0.788, + 0.661 + ], + "angle": 0, + "content": "The decomposition process is as follows. Due to the presence of residual connections, the final output of the vision tower, \\(\\hat{I}\\), actually includes influences from each layer. Consequently, \\(\\hat{I}\\) can be expressed as a linear combination of the values at the class token positions from each layer" + }, + { + "type": "equation", + "bbox": [ + 0.272, + 0.671, + 0.787, + 0.711 + ], + "angle": 0, + "content": "\\[\n\\hat {I} = \\mathcal {L} \\left(\\left[ Z _ {\\mathrm {c l s}} ^ {0} \\right]\\right) + \\sum_ {l = 1} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}}\\right) + \\sum_ {l = 1} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M L P} ^ {l} \\left(\\hat {Z} ^ {l}\\right) \\right] _ {\\mathrm {c l s}}\\right), \\tag {1}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.72, + 0.788, + 0.841 + ], + "angle": 0, + "content": "where \\( L \\) denotes the number of transformer layers within the vision encoder, with MSA and MLP representing the Multihead Self-Attention structure and the Multi-Layer Perceptron structure within the transformer, respectively; \\( \\mathcal{L} \\) represents the linear transformation that includes the fully-connected layer and the normalization operations performed after the transformer structure, before calculating the similarity score; \\( Z^l \\) signifies the input token sequence for the \\( l \\)-th transformer layer; and \\( [Z]_{\\mathrm{cls}} \\) indicates the value of the cls token within the token sequence \\( Z \\). These output cls tokens are aggregated through residual connections" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.292, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.116, + 0.787, + 0.128 + ], + "angle": 0, + "content": "7" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.254 + ], + "angle": 0, + "content": "to form the output of the vision encoder. As evidenced in [16, 31], among these summation terms, the outputs of the last few layers of MSA play a decisive role, while the contributions from the outputs of the shallow MSA layers, the outputs of MLP, and the \\( Z_{\\mathrm{cls}}^{0} \\) term, which is independent of the input image, can be considered negligible to the final measurement of similarity. Therefore, the similarity \\( sim(\\hat{I},\\hat{T}) \\) can effectively be approximated by calculating the similarity between \\( \\hat{T} \\) and the aggregated outputs of MSAs in the deeper layers:" + }, + { + "type": "equation", + "bbox": [ + 0.339, + 0.265, + 0.786, + 0.306 + ], + "angle": 0, + "content": "\\[\ns i m (\\hat {I}, \\hat {T}) \\approx s i m \\left(\\sum_ {l = L ^ {\\prime}} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}}\\right), \\hat {T}\\right), \\tag {2}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.215, + 0.316, + 0.789, + 0.364 + ], + "angle": 0, + "content": "where \\( L' \\) represents a predefined starting layer index. To further calculate the attribution of the text query to each patch, inspired by [16], we unfold the operations of the Multihead Self-Attention, obtaining" + }, + { + "type": "equation", + "bbox": [ + 0.269, + 0.373, + 0.786, + 0.495 + ], + "angle": 0, + "content": "\\[\n\\begin{array}{l} \\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}} = \\sum_ {h} ^ {H} \\left[ A ^ {(l, h)} V ^ {(l, h)} W ^ {(l, h)} \\right] _ {\\mathrm {c l s}} + B ^ {l} (3) \\\\ = \\sum_ {t = 1} ^ {T} \\underbrace {\\left[ \\sum_ {h} ^ {H} A _ {\\mathrm {c l s} , t} ^ {(l , h)} V _ {t :} ^ {(l , h)} W ^ {(l , h)} + \\frac {1}{H T} B ^ {l} \\right]} _ {\\text {T h e M S A o u t p u t c o r r e s p o n d i n g t o}} \\triangleq \\sum_ {t = 1} ^ {T} \\eta_ {t} ^ {l}, (4) \\\\ \\end{array}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.506, + 0.788, + 0.634 + ], + "angle": 0, + "content": "where \\( A^{(l,h)} \\), \\( V^{(l,h)} \\) are the attention map and the value matrix in the \\( l \\)-th layer corresponding to the \\( h \\)-th head, respectively; \\( W^{(l,h)} \\) is the weight matrix in the \\( l \\)-th layer used to merge the multiple attention heads and corresponds to the \\( h \\)-th head; \\( B^{(l)} \\) is the bias matrix in the \\( l \\)-th layer used to merge the multiple attention heads; \\( A_{\\mathrm{cls},t}^{(l,h)} \\) denotes the attention value of the class token towards the \\( t \\)-th token in \\( A^{(l,h)} \\), and \\( V_{t,:}^{(l,h)} \\) represents the \\( t \\)-th row of \\( V^{(l,h)} \\); \\( H \\) and \\( T \\) are the number of attention heads and the number of tokens, respectively; and the value \\( T \\) equals the number of patches \\( P \\times P \\) plus one." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.635, + 0.788, + 0.709 + ], + "angle": 0, + "content": "Consequently, by summing across layers and incorporating the final linear transformation, we obtain \\(\\psi_t \\triangleq \\sum_{l = L'}^L \\mathcal{L}(\\eta_l^l)\\), which is the direct influence of the \\(t\\)-th patch to the similarity in Eq. (2), allowing us to calculate the similarity between text query and the \\(t\\)-th image patch. Accordingly, the attribution map \\(\\varPsi^{cls} \\in \\mathbb{R}^{P \\times P}\\) is defined as" + }, + { + "type": "equation", + "bbox": [ + 0.314, + 0.721, + 0.786, + 0.741 + ], + "angle": 0, + "content": "\\[\n\\varPsi_ {i, j} ^ {c l s} \\triangleq s i m (\\psi_ {t}, \\hat {T}), \\quad \\mathrm {w h e r e} t = 1 + j + P * (i - 1). \\tag {5}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.841 + ], + "angle": 0, + "content": "By decomposing the cls token, we can identify which patches are more relevant to the query. This approach is particularly effective when the query contains specific entities, allowing for accurate grounding. However, in complex Visual Question Answering (VQA) tasks, there are often no explicit entities mentioned in the query, or the logic and analysis process involved in answering the question may rely on entities that are not explicitly mentioned in the query. To address" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.23, + 0.127 + ], + "angle": 0, + "content": "8" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.333, + 0.128 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.147, + 0.784, + 0.192 + ], + "angle": 0, + "content": "this issue, we also define another complementary attribution map \\(\\Psi^{comp}\\) using the CLIP model. This map is designed to capture patches that have potential or implicit relevance to the query." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.193, + 0.788, + 0.42 + ], + "angle": 0, + "content": "We experimentally observe that, in the vision transformer of CLIP, the similarity score of the query feature \\(\\hat{T}\\) and tokens other than thecls token in the final layer can (inversely) select the important regions. Patches corresponding to the image background or large monochrome areas have a significantly higher similarity score with \\(\\hat{T}\\) than those tokens representing specific entities (which may not necessarily appear in the query). This phenomenon is similar to observations made in [9]. Drawing on analyses of the transformer's mechanism in [9, 42], a potential explanation is that these \"blank\" tokens, lacking valuable information themselves, are treated by the transformer as registers. The transformer initially utilizes them to store information from other informative tokens, subsequently filtering and aggregating this stored information to the class token via the attention mechanism to formulate the final prediction. Therefore, tokens other than the class token, with a high similarity score to \\(\\hat{T}\\), represent patches with low information content that can be disregarded. We define the complementary attribution map as follows" + }, + { + "type": "equation", + "bbox": [ + 0.279, + 0.433, + 0.786, + 0.452 + ], + "angle": 0, + "content": "\\[\n\\varPsi_ {i, j} ^ {\\text {c o m p}} \\triangleq 1 - s i m (\\mathcal {L} (Z _ {t} ^ {L}), \\hat {T}), \\quad \\text {w h e r e} t = 1 + j + P * (i - 1), \\tag {6}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.464, + 0.784, + 0.52 + ], + "angle": 0, + "content": "where \\( Z_{t}^{L} \\) is the \\( t \\)-th output token from the last transformer layer. The complementary attribution map is inversely related to similarity, suggesting that patches lacking information are ignored, retaining only those with potential relevance." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.525, + 0.784, + 0.6 + ], + "angle": 0, + "content": "Thus, we obtain two attribution maps that complement each other: \\(\\varPsi^{cls}\\) explicitly identifies patches directly related to entities in the query but may miss some potentially relevant patches. \\(\\varPsi^{comp}\\) equally identifies all patches with potential relevance but lacks specificity and cannot highlight those directly related to entities in the query." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.601, + 0.784, + 0.632 + ], + "angle": 0, + "content": "By integrating the two attribution maps through the following operation, we obtain the final attribution map for CLIP:" + }, + { + "type": "equation", + "bbox": [ + 0.377, + 0.645, + 0.786, + 0.664 + ], + "angle": 0, + "content": "\\[\n\\Psi_ {i, j} \\triangleq \\Psi_ {i, j} ^ {c l s} + \\Psi_ {i, j} ^ {c o m p} - \\Psi_ {i, j} ^ {c o m p} * \\Psi_ {i, j} ^ {c l s}. \\tag {7}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.674, + 0.788, + 0.841 + ], + "angle": 0, + "content": "This integration can be considered as a soft OR operation (a detailed mathematical explanation is provided in the Appendix). This ensures that the final attribution map highlights patches directly related to entities within the query while retaining those with potential or implicit relevance, merely reducing the weights of patches that do not contain important information for the query. If the function of the final attribution map were described as an algorithm, then this attribution map would, in the first step, apply a mask to all non-informative patches, making them less considered in subsequent VQA processes while leaving other patches unaffected; and, in the second step, for patches not masked, if a patch is directly related to the entities in the query, it further highlights this patch." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.292, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.775, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "9" + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.147, + 0.599, + 0.163 + ], + "angle": 0, + "content": "3.2 Obtaining Attribution Map from LLaVA" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.171, + 0.788, + 0.337 + ], + "angle": 0, + "content": "The LLaVA model is an auto-regressive vision-language-input text generation model that utilizes Multihead Self-Attention to extract information from text queries and image patches, predicting the following tokens. Given a text token sequence of length \\( N \\), \\( Z^{\\mathrm{text}} = \\{Z_t^{\\mathrm{text}}\\}_{t=1}^N \\), and an image token sequence of length \\( P \\times P \\), \\( Z^{\\mathrm{img}} = \\{Z_t^{\\mathrm{img}}\\}_{t=1}^{P \\times P} \\), LLaVA generates a new token sequence of length \\( M \\), \\( Z^{\\mathrm{out}} = \\{Z_t^{\\mathrm{out}}\\}_{t=1}^M \\). We directly use the attention weight between token \\( Z_t^{\\mathrm{out}} \\) and each image token as \\( Z_t^{\\mathrm{out}} \\)'s attribution to that image patch. Similar to the strategy for the CLIP model, we select attention maps from the deeper layer to extract attention weights. The final attribution map is averaged over the entire generated token sequence and all attention heads. Formally, the attribution map \\( \\varPsi \\) is defined as" + }, + { + "type": "equation", + "bbox": [ + 0.297, + 0.362, + 0.786, + 0.402 + ], + "angle": 0, + "content": "\\[\n\\varPsi_ {i, j} \\triangleq \\frac {1}{M H} \\sum_ {m = 1} ^ {M} \\sum_ {h = 1} ^ {H} A _ {m, t} ^ {(\\bar {L}, h)}, \\quad \\text {w h e r e} t = j + P * (i - 1). \\tag {8}\n\\]" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.414, + 0.788, + 0.493 + ], + "angle": 0, + "content": "In the definition, \\( A^{(\\bar{L},h)} \\) is again the attention map in the \\( \\bar{L} \\)-th layer corresponding to the \\( h \\)-th head, where \\( \\bar{L} \\) is a set to be a hyper-parameter; for notation simplicity, \\( A^{(\\bar{L},h)} \\) here is a submatrix of the entire attention map and only includes cross attention between \\( Z^{\\mathrm{out}} \\) and \\( Z^{\\mathrm{img}} \\); \\( A_{m,t}^{(\\bar{L},h)} \\) still denotes the attention value from the \\( m \\)-th token to the \\( t \\)-th token." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.515, + 0.54, + 0.531 + ], + "angle": 0, + "content": "3.3 From Token Space to Pixel Space" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.539, + 0.788, + 0.66 + ], + "angle": 0, + "content": "The attribution map \\(\\varPsi\\in\\mathbb{R}^{P\\times P}\\) is generated in the token space. We first resize it back to the pixel space to obtain the raw heatmap \\(\\hat{\\varPhi}\\triangleq\\mathrm{Resize}(\\varPsi)\\). Due to the square shape of the patches, the mask pattern in \\(\\hat{\\varPhi}\\) also appears rectangular. To mitigate the issue that the rectangular mask pattern does not align with the object's irregular shape, we apply a mean filter to obtain the final heatmap \\(\\varPhi\\triangleq\\mathrm{Mean}_k(\\hat{\\varPhi})\\), where \\(k\\) is the kernel size of the filter. The final heatmap \\(\\varPhi\\) is then overlaid on the original image by using it as the alpha channel, resulting in the final image after annotation \\(I^a\\)." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.683, + 0.377, + 0.7 + ], + "angle": 0, + "content": "4 Experiments" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.714, + 0.787, + 0.745 + ], + "angle": 0, + "content": "We show the main experimental results in this section. More experiments and implementation details are in the appendix." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.766, + 0.491, + 0.781 + ], + "angle": 0, + "content": "4.1 Comprehensive VQA Tasks" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.795, + 0.787, + 0.842 + ], + "angle": 0, + "content": "Datasets. Experiments are conducted on 6 datasets: VisWiz [5], TextVQA [50], MMMU [69], MME [14], MM-Vet [68], and LLaVA-Bench [31]. The performance on the first four datasets is evaluated using matching accuracy with the ground" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "10" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.331, + 0.127 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.145, + 0.784, + 0.174 + ], + "angle": 0, + "content": "Table 1: Comparison of our method with previous textual and visual prompting methods for various LVLMs. The best result are marked for each model-dataset pair." + }, + { + "type": "table", + "bbox": [ + 0.177, + 0.186, + 0.833, + 0.53 + ], + "angle": 0, + "content": "
Inference ModelPrompting MethodDataset
VisWizTextVQAMMMUMM-VetMMELLaVA-Bench
LLaVAw/o prompt60.9348.3235.1532.885.571.9
+Step-by-Step60.98 (+0.1)48.22 (-0.1)35.40 (+0.3)33.7 (+0.9)84.2 (-1.3)73.5 (+1.6)
FGVP (Mask)56.89 (-4.0)39.38 (< - 5)36.14 (+1.0)31.0 (-1.8)75.8 (-5)57.4 (< - 5)
FGVP (RBM)61.22 (+0.3)33.91 (< - 5)35.00 (-0.2)25.0 (-5)81.4 (-4.1)57.4 (-5)
SoM54.16 (< - 5)18.81 (< - 5)35.57 (+0.4)26.4 (-5)75.4 (-5)56.1 (< - 5)
Ours (CLIP)61.26 (+0.3)48.78 (+0.5)37.52 (+2.4)35.3 (+2.5)87.2 (+1.7)74.1 (+2.2)
Ours (LLaVA)61.35 (+0.4)48.79 (+0.5)36.95 (+1.8)36.6 (+3.8)86.3 (+0.8)74.8 (+2.9)
CogVLMw/o prompt53.5478.4136.4349.681.850.8
+Step-by-Step28.86 (< - 5)42.53 (< - 5)29.19 (< - 5)48.0 (-1.6)63.0 (-5)40.7 (< - 5)
FGVP (Mask)53.55 (+0.0)63.69 (< - 5)35.34 (-1.1)44.1 (-5)80.4 (-1.4)49.1 (-1.7)
FGVP (RBM)53.68 (+0.1)65.51 (< - 5)36.55 (+0.1)48.2 (-1.4)82.0 (+0.2)48.1 (-2.7)
SoM51.00 (-2.5)36.64 (< - 5)35.55 (-0.9)31.2 (-5)78.0 (-3.8)38.9 (< - 5)
Ours (CLIP)54.01 (+0.5)78.99 (+0.6)37.05 (+0.6)52.5 (+2.9)82.3 (+0.5)53.3 (+2.5)
Ours (LLaVA)54.34 (+0.8)78.85 (+0.4)36.95 (+0.5)52.0 (+2.4)82.7 (+0.9)52.4 (+1.6)
GPT-4V (1106)w/o prompt59.4050.6050.5567.0084.3102.0
+Step-by-Step55.75 (-3.6)49.85 (-0.7)48.33 (-2.2)62.50 (-4.5)82.0 (-2.3)102.6 (+0.6)
FGVP (Mask)69.30 (+9.9)45.95 (-4.6)43.88 (-5)61.00 (-5)65.0 (-5)59.2 (< - 5)
FGVP (RBM)69.40 (+10.0)46.15 (-4.4)52.50 (+1.9)60.20 (-5)79.6 (-4.7)92.5 (< - 5)
SoM65.30 (+5.9)45.00 (-5)48.33 (-2.22)58.90 (-5)65.8 (-5)56.1 (< - 5)
Ours (CLIP)69.50 (+10.1)51.50 (+0.9)50.96 (+0.4)67.70 (+0.7)85.3 (+1.0)103.3 (+1.3)
Ours (LLaVA)71.01 (+11.6)50.80 (+0.2)51.38 (+0.8)67.10 (+0.1)84.7 (+0.3)103.6 (+1.6)
Geminiw/o prompt50.2856.6835.1159.078.681.5
+Step-by-Step22.82 (< - 5)21.51 (< - 5)36.37 (+1.3)30.6 (< - 5)29.8 (< - 5)40.5 (< - 5)
FGVP (Mask)52.88 (+2.6)40.81 (< - 5)34.88 (-0.2)45.8 (< - 5)71.0 (< - 5)64.2 (< - 5)
FGVP (RBM)53.01 (+2.7)45.67 (< - 5)34.08 (-1.0)52.0 (-5)77.4 (-1.2)82.3 (+0.8)
SoM51.25 (+1.0)27.29 (< - 5)34.77 (-0.3)34.4 (-5)69.8 (-5)64.5 (< - 5)
Ours (CLIP)58.58 (+8.3)59.07 (+2.4)37.71 (+2.6)60.5 (+1.5)80.2 (+1.6)85.2 (+3.7)
Ours (LLaVA)58.17 (+7.9)58.35 (+1.7)38.16 (+3.1)60.1 (+1.1)80.0 (+1.4)82.3 (+0.8)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.559, + 0.787, + 0.589 + ], + "angle": 0, + "content": "truth response. The performance of the latter two datasets is measured using the GPT-based evaluation scores." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.594, + 0.791, + 0.732 + ], + "angle": 0, + "content": "LVLMs. Experiments are conducted using two open-source models: CogVLM [55] and LLaVA [30], and two commercial models: GPT-4V [65] and Gemini [51]. Due to GPT-4V's token limit, following the experiment protocol in the previous work [63] when conducting experiments with GPT-4V, for VisWiz, TextVQA, and MMMU, we randomly selected 200 images from the dataset to verify our method. Because, about 50 questions on MM-Vet are categorised as related to personal identification or brand evaluation due to GPT-4V's safety policy and are refused to answers. Therefore, we evaluated our method's performance only on the remaining questions." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.735, + 0.788, + 0.842 + ], + "angle": 0, + "content": "Comparison. We compare with the following methods: (1) naively feeding the query and image to the model without any prompt; (2) using \"Let's think step by step\" as a prompt to trigger the model's chain-of-thought process, a method that has been proven to significantly improve zero-shot reasoning performance for LLMs [24]; and (3) two visual prompting methods designed for LVLMs, FGVP [64] and SoM [63]. FGVP is designed to generate diverse visual prompts. We compared the most straightforward method of using a mask as a visual" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.293, + 0.115, + 0.733, + 0.13 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.784, + 0.127 + ], + "angle": 0, + "content": "11" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.174 + ], + "angle": 0, + "content": "Table 2: Ablation study on the auxiliary VLM Scale. The best result are marked for each auxiliary model-dataset pair." + }, + { + "type": "table", + "bbox": [ + 0.33, + 0.185, + 0.675, + 0.322 + ], + "angle": 0, + "content": "
Mask ModelMMMUMME
w/o prompt35.1585.50
CLIP-ViT-B36.03 (+0.88)83.50 (-2.00)
CLIP-ViT-L36.21 (+1.09)83.50 (-2.00)
CLIP-ViT-L-33637.52 (+2.37)87.16 (+1.66)
LLaVA-7B35.86 (+0.71)85.66 (+0.16)
LLaVA-13B36.95 (+1.80)86.34 (+0.84)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.35, + 0.784, + 0.395 + ], + "angle": 0, + "content": "prompt and the best-performing method of using a Reverse Blur Mask (RBM) as a visual prompt. Performance improvements/decrements listed in the table are calculated relative to the \"w/o prompt\" method." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.395, + 0.789, + 0.683 + ], + "angle": 0, + "content": "The main observations from the experimental results are as follows: (1) Our method consistently achieves the best performance across all datasets-LVLM pairs in Tab. 1. Regardless of whether the CLIP or LLaVA is used as the auxiliary model, our method leads to performance improvements. For LLaVA, CogVLM, GPT-4V, and Gemini, the average improvements relative to \"w/o prompt\" are \\(1.94\\%\\), \\(1.38\\%\\), \\(1.76\\%\\), and \\(3.42\\%\\), respectively. Our method performs particularly well on Gemini+VisWiz, with an average improvement of \\(8.1\\%\\). Excluding it, our method appears more effective for open-ended questions, with an average improvement of \\(2.20\\%\\) on MM-Vet and LLaVA-Bench, while the average accuracy increase on multiple-choice and true-false datasets is \\(1.18\\%\\). (2) The \"let's think step by step\" approach, which is significantly effective in LLMs, does not perform well in VQA tasks. We suspect this is because this method cannot enhance the LVLM's visual perception capabilities and may even exacerbate LVLM's hallucination due to its language-oriented prompt nature. (3) Previous visual prompting methods, lacking the ability to adapt to different queries, do not perform well on VQA tasks. Our method is clearly superior to them. This indicates that indiscriminately annotating objects in an image does not effectively assist the model in performing VQA tasks. Visual prompting methods need the ability to adapt to queries." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.705, + 0.402, + 0.719 + ], + "angle": 0, + "content": "4.2 Ablation Studies" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.73, + 0.784, + 0.76 + ], + "angle": 0, + "content": "We identify three important factors affecting the performance of our method and conduct ablation studies on them." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.765, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The Power of the Auxiliary Model. On the MMMU and MME datasets, we used CLIP models and LLaVA models of different scales to generate heatmaps, with LLaVA serving as the inference model, to compare performance. The results are shown in Tab. 2. As the scale of the auxiliary model increased, the performance of our method also improved. Both increasing the depth of the auxiliary" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "12" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.331, + 0.127 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.316, + 0.145, + 0.684, + 0.159 + ], + "angle": 0, + "content": "Table 3: Ablation study on the mean filter kernel size." + }, + { + "type": "table", + "bbox": [ + 0.324, + 0.171, + 0.681, + 0.292 + ], + "angle": 0, + "content": "
Kernel SizeMMMUMME
w/o filter (kernel size = 1)36.09 (+0.94)83.70 (-1.80)
336.95 (+1.80)86.20 (+0.70)
736.32 (+1.17)87.14 (+1.74)
w/o prompt (kernel size≥ 2W= 2H)35.1585.50
" + }, + { + "type": "table_caption", + "bbox": [ + 0.216, + 0.306, + 0.787, + 0.334 + ], + "angle": 0, + "content": "Table 4: Ablation study on the Transformer layer for attribution map extraction. The best result are marked for each auxiliary model-dataset pair." + }, + { + "type": "table", + "bbox": [ + 0.302, + 0.346, + 0.703, + 0.527 + ], + "angle": 0, + "content": "
Mask Model Layer IndexMMMUMME
w/o promptn/a35.1585.50
CLIP2336.32 (+1.17)87.16 (+1.66)
2237.52 (+2.37)84.80 (-0.70)
2037.12 (+1.97)83.20 (-1.30)
1536.14 (+0.99)83.16 (-1.34)
LLaVA2336.15 (+1.00)83.10 (-1.40)
2236.49 (+1.35)83.00 (-1.50)
2036.95 (+1.80)86.34 (+0.84)
1536.32 (+1.17)83.16 (-2.34)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.557, + 0.785, + 0.618 + ], + "angle": 0, + "content": "model or reducing the patch size to generate attribution map with finer granularity prove to be effective for improving the performance of our method. When the capability of the auxiliary model is insufficient, the masks generated by it could even be detrimental." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.623, + 0.788, + 0.744 + ], + "angle": 0, + "content": "The Kernel Size of the Mean Filter. To mitigate the limitations of rectangular mask patterns when highlighting irregularly shaped objects, we incorporated a mean filter into our method. We conducted ablation studies on different kernel sizes on the MMMU and MME datasets with LLaVA as the inference model. The results are shown in Tab. 3. Without the mean filter, heatmaps with rectangular patterns could potentially harm the final task's performance. The optimal kernel size varied across datasets, due to the different image complexity and question complexity." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.75, + 0.788, + 0.84 + ], + "angle": 0, + "content": "The Layer for Attribution Map Extraction. Another factor affecting our method's performance was the layer used for extracting the attribution map. Although we knew that deeper layers, which contain higher-level semantic information, should be used, the specific choice of layer also impacted our method's performance. We conduct ablation on MMMU and MMe datasets using LLaVA as inference model. The results are shown in Tab. 4. For the CLIP model, the last" + } + ], + [ + { + "type": "header", + "bbox": [ + 0.292, + 0.115, + 0.733, + 0.131 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.116, + 0.787, + 0.128 + ], + "angle": 0, + "content": "13" + }, + { + "type": "table_caption", + "bbox": [ + 0.215, + 0.145, + 0.788, + 0.173 + ], + "angle": 0, + "content": "Table 5: The comparison between our method and textual self-reflection method and their combination." + }, + { + "type": "table", + "bbox": [ + 0.332, + 0.185, + 0.673, + 0.294 + ], + "angle": 0, + "content": "
Prompt MethodLLaVA-Bench
w/o prompt71.90
textual self reflection72.90 (+1.00)
ours (LLaVA)74.80 (+2.90)
+ reflection via re-emphasize72.70 (+0.80)
+ reflection via evaluation76.10 (+4.20)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.322, + 0.788, + 0.368 + ], + "angle": 0, + "content": "two layers are more effective. However, for LLaVA, directly using the attention maps from the last two layers do not yield good results; the best performance occurred when a mid-to-late layer was used, such as 20-th layer for LLaVA-13B." + }, + { + "type": "title", + "bbox": [ + 0.215, + 0.391, + 0.383, + 0.405 + ], + "angle": 0, + "content": "4.3 Self-Reflection" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.417, + 0.788, + 0.568 + ], + "angle": 0, + "content": "When the auxiliary LVLM and the inference LVLM are the same, our method can be seen as having a two-round chat with the LVLM. The first round generates an annotated image, where the highlighted areas represent what the LVLM considers important, embedding the LVLM's process of extracting visual information. The second round conducts inference based on the generated annotated image, allowing the LVLM to perform Self-Reflection and refine its previous process of visual information extraction. Unlike previous Self-Reflection methods using text as a medium in LLMs, under the \\(\\mathcal{AP}\\mathcal{I}\\) framework, all information related to the first answer is stored in the annotated image, and the text response from the first round is not provided to the model in the second round." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.568, + 0.788, + 0.658 + ], + "angle": 0, + "content": "As a new perspective of Self-Reflection, we explore two questions: (1) Can visual mediums also achieve effective Self-Reflection? To answer this, we compared text-based Self-Reflection and our method using LLaVA as the inference model on the LLaVA-Bench dataset. The results in Tab. 5 show that our method achieves better performance than text-based Self-Reflection, proving that visual mediums can effectively facilitate Self-Reflection." + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.659, + 0.788, + 0.841 + ], + "angle": 0, + "content": "The second question is: (2) Can we more effectively utilize visual mediums for Self-Reflection? Generally, Self-Reflection techniques involve two steps in the second round: first, evaluating the previous answer, and second, combining the evaluation to re-answer the question. However, in our framework, the evaluation process is not included, and the model directly proceeds to inference. Therefore, we designed a new inference process. We input the annotated image and the question into the VLM, prompting it to judge whether the highlighted areas in the image support the answer to the question. If yes, the answer is generated using the annotated image; if not, the answer is generated using the original image. The result (the last row of Tab. 5) shows that this strategy further improves our method. Conversely, when we do not allow the model to perform evaluation and emphasize that the answer lies within the highlighted areas of the annotated" + } + ], + [ + { + "type": "page_number", + "bbox": [ + 0.218, + 0.116, + 0.236, + 0.127 + ], + "angle": 0, + "content": "14" + }, + { + "type": "header", + "bbox": [ + 0.272, + 0.115, + 0.331, + 0.127 + ], + "angle": 0, + "content": "Yu et al." + }, + { + "type": "table_caption", + "bbox": [ + 0.273, + 0.145, + 0.728, + 0.159 + ], + "angle": 0, + "content": "Table 6: The performance of our method on hallucination datasets." + }, + { + "type": "table", + "bbox": [ + 0.294, + 0.171, + 0.71, + 0.25 + ], + "angle": 0, + "content": "
Prompt MethodVisWiz-UnanswerablePOPE
w/o prompt81.4181.00
Ours (CLIP)83.83 (+2.42)82.81 (+0.81)
Ours (LLaVA)85.26 (+3.85)83.52 (+2.52)
" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.278, + 0.787, + 0.322 + ], + "angle": 0, + "content": "image, performance decreases (second to last row in Tab. 5). This also proves the importance and effectiveness of the evaluation process when using visual mediums for Self-Reflection." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.345, + 0.403, + 0.359 + ], + "angle": 0, + "content": "4.4 Other Discussion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.375, + 0.787, + 0.496 + ], + "angle": 0, + "content": "Hallucination. We also explore our method's ability to assist LVLM in overcoming hallucinations. We conduct two experiments. First, on VisWiz, we calculated the accuracy with which our method and the baseline identify the unanswerable questions. These questions often involve information that does not exist in the image, thus the responses to these questions are based on hallucination. Second, we conduct experiments on a subset of a commonly used LVLM hallucination dataset POPE [28]. The experimental results presented in Tab. 6 demonstrate that our method also has the ability to mitigate hallucination." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.519, + 0.359, + 0.536 + ], + "angle": 0, + "content": "5 Conclusion" + }, + { + "type": "text", + "bbox": [ + 0.214, + 0.551, + 0.787, + 0.643 + ], + "angle": 0, + "content": "In this work, we introduce a novel visual prompting technique called Attention Prompting on Image \\((API)\\), which incorporates an auxiliary LVLM to generate an attention heatmap on the image dependent on text query. Our extensive experiments demonstrate the advantages of our prompting method for different LVLMs on various benchmarks. Additionally, our approach offers new insights into using visual signals for LVLM ensembling and LVLM self-reflection." + }, + { + "type": "title", + "bbox": [ + 0.216, + 0.665, + 0.395, + 0.683 + ], + "angle": 0, + "content": "Acknowledgement" + }, + { + "type": "text", + "bbox": [ + 0.216, + 0.697, + 0.787, + 0.727 + ], + "angle": 0, + "content": "This project is supported by the Ministry of Education, Singapore, under its Academic Research Fund Tier 2 (Award Number: MOE-T2EP20122-0006)." + } + ], + [ + { + "type": "header", + "bbox": [ + 0.293, + 0.115, + 0.732, + 0.129 + ], + "angle": 0, + "content": "Attention Prompting on Image for Large Vision-Language Models" + }, + { + "type": "page_number", + "bbox": [ + 0.768, + 0.117, + 0.785, + 0.127 + ], + "angle": 0, + "content": "15" + }, + { + "type": "title", + "bbox": [ + 0.217, + 0.145, + 0.323, + 0.16 + ], + "angle": 0, + "content": "References" + }, + { + "type": "ref_text", + "bbox": [ + 0.226, + 0.177, + 0.785, + 0.218 + ], + "angle": 0, + "content": "1. 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CoRR abs/2211.11682 (2022)" + }, + { + "type": "list", + "bbox": [ + 0.214, + 0.147, + 0.788, + 0.481 + ], + "angle": 0, + "content": null + } + ] +] \ No newline at end of file diff --git a/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_origin.pdf b/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_origin.pdf new file mode 100644 index 0000000000000000000000000000000000000000..9b5223e5e4dd061863c2806c8fc72afd3df0a45f --- /dev/null +++ b/2024/Attention Prompting on Image for Large Vision-Language Models/99bf19de-1eec-40d1-9eb4-8fada8842d06_origin.pdf @@ -0,0 +1,3 @@ +version https://git-lfs.github.com/spec/v1 +oid sha256:6fe51fcc568fc01ab6c3aec63165479b5100e37b2f693fb0314e99916c140675 +size 579140 diff --git a/2024/Attention Prompting on Image for Large Vision-Language Models/full.md b/2024/Attention Prompting on Image for Large Vision-Language Models/full.md new file mode 100644 index 0000000000000000000000000000000000000000..91808702ac5919427ed875cf059a4c8875b721b9 --- /dev/null +++ b/2024/Attention Prompting on Image for Large Vision-Language Models/full.md @@ -0,0 +1,295 @@ +# Attention Prompting on Image for Large Vision-Language Models + +Runpeng Yu, Weihao $\mathrm{Yu}^{\dagger}$ , and Xinchao Wang + +National University of Singapore {r.yu,weihaoyu}@u.nus.edu,xinchao@nus.edu.sg + +![](images/4f8aacc2a8c3a079fa7ad3fc16e596973304069ef6ff63d73e68232b097a6ddd.jpg) +Question: Which direction is the red bird facing? + +![](images/7968620a0da9458c3413bb99d7cae71f692490bb31ae92152a3ab2b4cd661eb4.jpg) + +![](images/d831fe68843559b7141cf76de22224f9824afe9dcf44f3049b1f1592968f3f7a.jpg) +Fig. 1: Comparison of the proposed Attention Prompting on Image $(\mathcal{AP}\mathcal{I})$ with the naive VQA.API provides hints for LVLM by simply overlying a heatmap on the image. + +Abstract. Compared with Large Language Models (LLMs), Large Vision-Language Models (LVLMs) can also accept images as input, thus showcasing more interesting emergent capabilities and demonstrating impressive performance on various vision-language tasks. Motivated by text prompting in LLMs, visual prompting has been explored to enhance LVLMs' capabilities of perceiving visual information. However, previous visual prompting techniques solely process visual inputs without considering text queries, limiting the models' ability to follow text instructions to complete tasks. To fill this gap, in this work, we propose a new prompting technique named Attention Prompting on Image $(\mathcal{A}\mathcal{P}\mathcal{I})$ , which just simply overlays a text-query-guided attention heatmap on the original input image and effectively enhances LVLM on various tasks. Specifically, we generate an attention heatmap for the input image dependent on the text query with an auxiliary model like CLIP. Then the heatmap simply multiplies the pixel values of the original image to obtain the actual input image for the LVLM. Extensive experiments on various vison-language benchmarks verify the effectiveness of our technique. For example, $\mathcal{A}\mathcal{P}\mathcal{I}$ improves LLaVA-1.5 by $3.8\%$ and $2.9\%$ on MM-Vet and LLaVA-Wild benchmarks, respectively. + +Keywords: Visual Prompting $\cdot$ Large Vision-Language Model $\cdot$ Large Multimodal Model + +# 1 Introduction + +Benefiting from the great progress of Large Language Models (LLMs) [1,52,53], Large Vision-Language Models (LVLMs) [2,4,8,17,25,31,65,66,79] also advances rapidly, represented by the seminal works GPT-4V [65] and LLaVA [31]. They have been widely applied in tasks that involve understanding both visual and linguistic information, such as referring segmentation [71,72], localization [71], captioning [54], open world 2D/3D understanding [51,56,65,80], and image editing [62,65]. + +To enhance the performance of LVLMs, an economical method is to develop prompting techniques to elicit the models' potential. Similar to textual prompting [23, 60], visual prompting $^{2}$ [63, 64] is a technique that enhances a model's understanding of images by directly adding annotations such as masks, circles, and marks to the image. This technique provides clear hints for visual perception by highlighting areas relevant to solving the problem, guiding the model's attention to specific parts of the image, thus mitigating issues arising from complex scenes with distractions. It has been demonstrated that even simple visual + +cues like circles [47], arrows [65], or image tiling [29] can improve LVLMs' ability to extract the required information correctly. Unlike methods that improve LVLM performance through adaptation or fine-tuning, visual prompting does not require the training process, thereby reducing the risks of overfitting and knowledge forgetting. Moreover, compared to textual prompts, visual prompting is more direct and precise in guiding the model's focus to specific areas. Textual descriptions cannot succinctly describe an irregular area in an image or accurately indicate the location of a specific object, and they also face issues with aligning textual coordinates with actual image pixels [65]. However, compared to research on textual prompts and LVLM fine-tuning, visual prompting is still underexplored. + +Previous visual prompting techniques focused on designing appropriate fine-grained annotations to the image, aiming to highlight important local areas without impairing the model's overall understanding of the image. Remarkably, FGVP [64] and SoM [63] are both based on segmentation masks [63]: The former blurs the image outside the segmentation mask while the latter overlays the image with a set of including alphanumeric, masks, and boxes. However, all these methods sorely process the input images without considering the text query content. In other words, whatever the text query is, an image's visual prompting results are the same. This can easily lead to a mismatch between the prompted image and the text query, as different text queries for the same image require focus on different areas and necessitate different annotations. This mismatch may thereby limit the model's ability to follow instructions accurately. + +To address this issue, in this paper, we propose a novel prompting technique named Attention Prompting on Image $(\mathcal{AP}\mathcal{I})$ , which just simply overlays a text-query-guided attention heatmap on the original input image. Specifically, to generate text-guided attention heatmap for an image, we utilize an auxiliary LVLM that can accept both image and text as input. For image-text matching type (like CLIP [39]) as auxiliary model, we devised a heatmap generation technique based on the decomposition of cls token similarity score. For the vision-language-input text generation model (like LLaVA [31]), we generate the heatmap based on attention weights. Extensive experiments on various commonly used vision-language (VL) datasets verify the effectiveness of $\mathcal{AP}\mathcal{I}$ in enhancing the VLM's perception of visual information. For example, $\mathcal{AP}\mathcal{I}$ improves LLaVA-1.5 by $3.8\%$ , $2.9\%$ , and $2.3\%$ on MM-Vet, LLaVA-Bench and MMMU benchmarks + +Our contributions can be summarized as follows: + +1. We find that current visual prompting techniques sorely modify input images without considering the text query, limiting the model's capability to follow instructions accurately. +2. To fill the gap, we propose the $\mathcal{AP}\mathcal{I}$ method, exploring how to derive valuable attribution maps from various types of VLM models and utilize them as visual prompts to offer hints for visual perception, thereby boosting performance. + +3. Our experiments demonstrate the effectiveness of our method across a wide range of VLM models on various datasets. Moreover, our approach has also proven effective in addressing the issue of hallucination. + +# 2 Related Works + +# 2.1 Visual Prompting for LVLM + +Originating from language models [32,33,43], the concept of prompting has been widely applied in vision models and vision language models to enhance the transfer learning and adaptation for various tasks (e.g., classification [20,40,75,77,78], detection [12, 19, 57], segmentation [41] and generation [61]) and under various learning settings (e.g., few-shot learning [48], continual learning [58, 59, 76], domain adaptation/generalization [13, 36], unlearning [73], and long-tailed learning [10]). It is crucial to distinguish our work from soft prompts generated through gradient optimization and related prompt-tuning efforts. These prompts, concatenated in the form of continuous vectors to the token sequence of the VL model's transformer layer input [7, 18, 49], or added to the input image as estimizable pixel patches and paddings [21, 44], depend on an additional learning process. Thus, they are strongly coupled with the model and dataset, lack generalizability, and are not intuitively interpretable. Moreover, since (part of) these prompts are incorporated at a shallow layer, their optimization process involves gradient propagation throughout the entire branch, which is costly. Unlike these methods, the visual prompting studied in this paper is manually designed and automatically generated by extra LVLMs. It is interpretable and generalizable across different models and tasks. + +Visual prompting is a specialized technique in vision models, especially for segmentation tasks [22,26,38]. Based on an additionally trained prompt encoder, manually annotated points, strokes, boxes, and irregular masks can provide these models with extra instructions to assist in controlling segmentation granularity or in facilitating instance selection. Recently, LVLMs have also been shown to understand manually added circles and color masks in images in a zero-shot manner, focusing attention on highlighted areas without relying on additional encoder components [47, 67]. Unlike these works that explore the LVLM's ability to understand visual prompts, our method discusses how to use pretrained LVLMs to automatically generate visual prompts to enhance image readability. + +The two methods most related to ours are [63] and [64], which modify masks generated by segmentation models to construct visual prompts to improve LVLM's performance in segmentation and grounding tasks. Our method differs fundamentally from theirs in that we use LVLMs to construct visual prompts. This leads to two main differences in functionality and applicability. 1) For a single image, the visual prompts generated by [63, 64] are invariant, as these models rely on fixed segmentation models. In contrast, with different text queries, our method can adapt and generate distinct visual prompts to emphasize different areas as required. 2) The visual prompts generated by [63, 64] are essentially instance-specific proposals for segmentation and grounding tasks, + +focusing on enhancing the LVLM's grounding capability. Conversely, our visual prompts aim to highlight important areas needed to address text queries, thereby improving the LVLM's performance in general Visual Question Answering tasks. + +# 2.2 Self-Reflection and Ensemble + +Our method involves LVLM at two stages: once for generating visual prompts and once for performing inference. When the same LVLM is used at both stages, our approach can be seen as a method to enhance LVLM performance using self-reflection technology. The concept of Self-Reflection originated from LLMs [37, 46] but can be directly transferred to LLMs. Self-Reflection scheme improves model performance by repeatedly answering a query and iteratively updating the answer. The Self-Reflection process involves using self-evaluation [3], self-checking [35], self-feedback [34], feedback from the external environment [6, 45], and even previous answers themselves [74] as hints to input into the model for it to answer the question again. Unlike these works, where the medium of self-reflection is text, our method employs visual prompting to achieve Self-Reflection in the pixel space. + +When different LVLMs are used at two stages, our method can be considered a form of model ensemble, where the knowledge of the first VLM is ensembled into the second VLM in the form of visual prompts. In tasks with standard outputs, deep learning model ensemble involves aggregating outputs from multiple models [15]. However, output aggregation is invalid in generation tasks. In LLMs and LVLMs, model ensemble is achieved in the form of sequential or stage-wise use between auxiliary and inference models. The final inference model can enhance its performance by incorporating outputs from other auxiliary models into its input. The auxiliary model outputs used as inputs for the inference model can be responses from another language model [11] or textualized outputs from vision models or vision-language models (image captions, category names) [27,70]. Unlike these works, our method uses visual rather than textual signals for assembling. Furthermore, our approach does not ensemble the final hard outputs of auxiliary models but their visual cues used during the inference process. This soft knowledge ensemble provides valuable auxiliary information and mitigates error accumulation introduced by mistakes in auxiliary model inference. + +# 3 Method + +Large Vision Language Model $f$ takes an image $I \in \mathbb{R}^{H \times W \times 3}$ and a text query $T^i$ as inputs, generating an output text $T^o = f(I, T^i)$ . During the inference process using $\mathcal{AP}\mathcal{I}$ , instead of being directly fed into $f$ , the original image $I$ undergoes an additional annotation operation $\mathcal{A}$ , resulting in an image $I^a = \mathcal{A}(I, T^i)$ that has been overlaid with a heatmap $\varPhi$ . Subsequently, the annotated image $I^a$ and the original query are input into the LVLM model $f$ , producing the output $T^o = f(I^a, T^i)$ . The overall framework of the method is shown in Fig. 1. + +In our method, the annotation process comprises two steps. The first step involves using an auxiliary LVLM model $g$ to establish an initial attribution map $\varPsi$ between the text query $T^i$ and each patch of the image. This attribution map indicates which patches in the image are more relevant to $T^i$ or which patches should be paid more attention to for answering $T^i$ . In our method, there are no additional constraints on the LVLM $g$ ; if the inference LVLM $f$ is accessible and capable of performing the annotation operation $\mathcal{A}$ , then the LVLM $g$ used to generate the attribution map can be the same as $f$ , i.e., $g = f$ . Alternatively, $g$ could be a different LVLM to introduce knowledge from other models to enhance $f$ 's functionality, i.e., $g \neq f$ . Moreover, due to the diversity of LVLM models, we do not necessarily use the attention map as our attribution map. For example, for the image-text matching model, experiments have shown that using the attention map as the attribution map has suboptimal results. After obtaining the attribution map $\varPsi$ , the second step in the annotation process is to convert it into a suitable $\varPhi$ and apply it to the original image using alpha blending. + +Various LVLM models can be utilized to generate attribution maps. We discuss two prevalent and representative LVLM models: CLIP [39], exemplifying image-text matching models, and LLaVA [31], representing vision-language-input text generation models. + +# 3.1 Obtaining Attribution Map from CLIP + +The CLIP model, $g_{\mathrm{clip}}$ , consists of an image encoder and a text encoder, calculating the similarity between an image and a text query in the image-language latent space, $sim(\hat{I},\hat{T})$ , where $\hat{I} = g_{\mathrm{clip}}^{\mathrm{img}}(I)$ and $\hat{T} = g_{\mathrm{clip}}^{\mathrm{text}}(T)$ . This similarity measure evaluates the correlation between the entire image and the query. To obtain the attribution map value from the text query to each image patch, we decompose the output image-level similarity $\hat{I}$ and then calculate the similarity of each patch's output with the $\hat{T}$ . + +The decomposition process is as follows. Due to the presence of residual connections, the final output of the vision tower, $\hat{I}$ , actually includes influences from each layer. Consequently, $\hat{I}$ can be expressed as a linear combination of the values at the class token positions from each layer + +$$ +\hat {I} = \mathcal {L} \left(\left[ Z _ {\mathrm {c l s}} ^ {0} \right]\right) + \sum_ {l = 1} ^ {L} \mathcal {L} \left(\left[ \mathrm {M S A} ^ {l} \left(Z ^ {l - 1}\right) \right] _ {\mathrm {c l s}}\right) + \sum_ {l = 1} ^ {L} \mathcal {L} \left(\left[ \mathrm {M L P} ^ {l} \left(\hat {Z} ^ {l}\right) \right] _ {\mathrm {c l s}}\right), \tag {1} +$$ + +where $L$ denotes the number of transformer layers within the vision encoder, with MSA and MLP representing the Multihead Self-Attention structure and the Multi-Layer Perceptron structure within the transformer, respectively; $\mathcal{L}$ represents the linear transformation that includes the fully-connected layer and the normalization operations performed after the transformer structure, before calculating the similarity score; $Z^l$ signifies the input token sequence for the $l$ -th transformer layer; and $[Z]_{\mathrm{cls}}$ indicates the value of the cls token within the token sequence $Z$ . These output cls tokens are aggregated through residual connections + +to form the output of the vision encoder. As evidenced in [16, 31], among these summation terms, the outputs of the last few layers of MSA play a decisive role, while the contributions from the outputs of the shallow MSA layers, the outputs of MLP, and the $Z_{\mathrm{cls}}^{0}$ term, which is independent of the input image, can be considered negligible to the final measurement of similarity. Therefore, the similarity $sim(\hat{I},\hat{T})$ can effectively be approximated by calculating the similarity between $\hat{T}$ and the aggregated outputs of MSAs in the deeper layers: + +$$ +s i m (\hat {I}, \hat {T}) \approx s i m \left(\sum_ {l = L ^ {\prime}} ^ {L} \mathcal {L} \left(\left[ \mathrm {M S A} ^ {l} \left(Z ^ {l - 1}\right) \right] _ {\mathrm {c l s}}\right), \hat {T}\right), \tag {2} +$$ + +where $L'$ represents a predefined starting layer index. To further calculate the attribution of the text query to each patch, inspired by [16], we unfold the operations of the Multihead Self-Attention, obtaining + +$$ +\begin{array}{l} \left[ \mathrm {M S A} ^ {l} \left(Z ^ {l - 1}\right) \right] _ {\mathrm {c l s}} = \sum_ {h} ^ {H} \left[ A ^ {(l, h)} V ^ {(l, h)} W ^ {(l, h)} \right] _ {\mathrm {c l s}} + B ^ {l} (3) \\ = \sum_ {t = 1} ^ {T} \underbrace {\left[ \sum_ {h} ^ {H} A _ {\mathrm {c l s} , t} ^ {(l , h)} V _ {t :} ^ {(l , h)} W ^ {(l , h)} + \frac {1}{H T} B ^ {l} \right]} _ {\text {T h e M S A o u t p u t c o r r e s p o n d i n g t o}} \triangleq \sum_ {t = 1} ^ {T} \eta_ {t} ^ {l}, (4) \\ \end{array} +$$ + +where $A^{(l,h)}$ , $V^{(l,h)}$ are the attention map and the value matrix in the $l$ -th layer corresponding to the $h$ -th head, respectively; $W^{(l,h)}$ is the weight matrix in the $l$ -th layer used to merge the multiple attention heads and corresponds to the $h$ -th head; $B^{(l)}$ is the bias matrix in the $l$ -th layer used to merge the multiple attention heads; $A_{\mathrm{cls},t}^{(l,h)}$ denotes the attention value of the class token towards the $t$ -th token in $A^{(l,h)}$ , and $V_{t,:}^{(l,h)}$ represents the $t$ -th row of $V^{(l,h)}$ ; $H$ and $T$ are the number of attention heads and the number of tokens, respectively; and the value $T$ equals the number of patches $P \times P$ plus one. + +Consequently, by summing across layers and incorporating the final linear transformation, we obtain $\psi_t \triangleq \sum_{l = L'}^L \mathcal{L}(\eta_l^l)$ , which is the direct influence of the $t$ -th patch to the similarity in Eq. (2), allowing us to calculate the similarity between text query and the $t$ -th image patch. Accordingly, the attribution map $\varPsi^{cls} \in \mathbb{R}^{P \times P}$ is defined as + +$$ +\varPsi_ {i, j} ^ {c l s} \triangleq s i m (\psi_ {t}, \hat {T}), \quad \mathrm {w h e r e} t = 1 + j + P * (i - 1). \tag {5} +$$ + +By decomposing the cls token, we can identify which patches are more relevant to the query. This approach is particularly effective when the query contains specific entities, allowing for accurate grounding. However, in complex Visual Question Answering (VQA) tasks, there are often no explicit entities mentioned in the query, or the logic and analysis process involved in answering the question may rely on entities that are not explicitly mentioned in the query. To address + +this issue, we also define another complementary attribution map $\Psi^{comp}$ using the CLIP model. This map is designed to capture patches that have potential or implicit relevance to the query. + +We experimentally observe that, in the vision transformer of CLIP, the similarity score of the query feature $\hat{T}$ and tokens other than thecls token in the final layer can (inversely) select the important regions. Patches corresponding to the image background or large monochrome areas have a significantly higher similarity score with $\hat{T}$ than those tokens representing specific entities (which may not necessarily appear in the query). This phenomenon is similar to observations made in [9]. Drawing on analyses of the transformer's mechanism in [9, 42], a potential explanation is that these "blank" tokens, lacking valuable information themselves, are treated by the transformer as registers. The transformer initially utilizes them to store information from other informative tokens, subsequently filtering and aggregating this stored information to the class token via the attention mechanism to formulate the final prediction. Therefore, tokens other than the class token, with a high similarity score to $\hat{T}$ , represent patches with low information content that can be disregarded. We define the complementary attribution map as follows + +$$ +\varPsi_ {i, j} ^ {\text {c o m p}} \triangleq 1 - s i m (\mathcal {L} (Z _ {t} ^ {L}), \hat {T}), \quad \text {w h e r e} t = 1 + j + P * (i - 1), \tag {6} +$$ + +where $Z_{t}^{L}$ is the $t$ -th output token from the last transformer layer. The complementary attribution map is inversely related to similarity, suggesting that patches lacking information are ignored, retaining only those with potential relevance. + +Thus, we obtain two attribution maps that complement each other: $\varPsi^{cls}$ explicitly identifies patches directly related to entities in the query but may miss some potentially relevant patches. $\varPsi^{comp}$ equally identifies all patches with potential relevance but lacks specificity and cannot highlight those directly related to entities in the query. + +By integrating the two attribution maps through the following operation, we obtain the final attribution map for CLIP: + +$$ +\Psi_ {i, j} \triangleq \Psi_ {i, j} ^ {c l s} + \Psi_ {i, j} ^ {c o m p} - \Psi_ {i, j} ^ {c o m p} * \Psi_ {i, j} ^ {c l s}. \tag {7} +$$ + +This integration can be considered as a soft OR operation (a detailed mathematical explanation is provided in the Appendix). This ensures that the final attribution map highlights patches directly related to entities within the query while retaining those with potential or implicit relevance, merely reducing the weights of patches that do not contain important information for the query. If the function of the final attribution map were described as an algorithm, then this attribution map would, in the first step, apply a mask to all non-informative patches, making them less considered in subsequent VQA processes while leaving other patches unaffected; and, in the second step, for patches not masked, if a patch is directly related to the entities in the query, it further highlights this patch. + +# 3.2 Obtaining Attribution Map from LLaVA + +The LLaVA model is an auto-regressive vision-language-input text generation model that utilizes Multihead Self-Attention to extract information from text queries and image patches, predicting the following tokens. Given a text token sequence of length $N$ , $Z^{\mathrm{text}} = \{Z_t^{\mathrm{text}}\}_{t=1}^N$ , and an image token sequence of length $P \times P$ , $Z^{\mathrm{img}} = \{Z_t^{\mathrm{img}}\}_{t=1}^{P \times P}$ , LLaVA generates a new token sequence of length $M$ , $Z^{\mathrm{out}} = \{Z_t^{\mathrm{out}}\}_{t=1}^M$ . We directly use the attention weight between token $Z_t^{\mathrm{out}}$ and each image token as $Z_t^{\mathrm{out}}$ 's attribution to that image patch. Similar to the strategy for the CLIP model, we select attention maps from the deeper layer to extract attention weights. The final attribution map is averaged over the entire generated token sequence and all attention heads. Formally, the attribution map $\varPsi$ is defined as + +$$ +\varPsi_ {i, j} \triangleq \frac {1}{M H} \sum_ {m = 1} ^ {M} \sum_ {h = 1} ^ {H} A _ {m, t} ^ {(\bar {L}, h)}, \quad \text {w h e r e} t = j + P * (i - 1). \tag {8} +$$ + +In the definition, $A^{(\bar{L},h)}$ is again the attention map in the $\bar{L}$ -th layer corresponding to the $h$ -th head, where $\bar{L}$ is a set to be a hyper-parameter; for notation simplicity, $A^{(\bar{L},h)}$ here is a submatrix of the entire attention map and only includes cross attention between $Z^{\mathrm{out}}$ and $Z^{\mathrm{img}}$ ; $A_{m,t}^{(\bar{L},h)}$ still denotes the attention value from the $m$ -th token to the $t$ -th token. + +# 3.3 From Token Space to Pixel Space + +The attribution map $\varPsi\in\mathbb{R}^{P\times P}$ is generated in the token space. We first resize it back to the pixel space to obtain the raw heatmap $\hat{\varPhi}\triangleq\mathrm{Resize}(\varPsi)$ . Due to the square shape of the patches, the mask pattern in $\hat{\varPhi}$ also appears rectangular. To mitigate the issue that the rectangular mask pattern does not align with the object's irregular shape, we apply a mean filter to obtain the final heatmap $\varPhi\triangleq\mathrm{Mean}_k(\hat{\varPhi})$ , where $k$ is the kernel size of the filter. The final heatmap $\varPhi$ is then overlaid on the original image by using it as the alpha channel, resulting in the final image after annotation $I^a$ . + +# 4 Experiments + +We show the main experimental results in this section. More experiments and implementation details are in the appendix. + +# 4.1 Comprehensive VQA Tasks + +Datasets. Experiments are conducted on 6 datasets: VisWiz [5], TextVQA [50], MMMU [69], MME [14], MM-Vet [68], and LLaVA-Bench [31]. The performance on the first four datasets is evaluated using matching accuracy with the ground + +Table 1: Comparison of our method with previous textual and visual prompting methods for various LVLMs. The best result are marked for each model-dataset pair. + +
Inference ModelPrompting MethodDataset
VisWizTextVQAMMMUMM-VetMMELLaVA-Bench
LLaVAw/o prompt60.9348.3235.1532.885.571.9
+Step-by-Step60.98 (+0.1)48.22 (-0.1)35.40 (+0.3)33.7 (+0.9)84.2 (-1.3)73.5 (+1.6)
FGVP (Mask)56.89 (-4.0)39.38 (< - 5)36.14 (+1.0)31.0 (-1.8)75.8 (-5)57.4 (< - 5)
FGVP (RBM)61.22 (+0.3)33.91 (< - 5)35.00 (-0.2)25.0 (-5)81.4 (-4.1)57.4 (-5)
SoM54.16 (< - 5)18.81 (< - 5)35.57 (+0.4)26.4 (-5)75.4 (-5)56.1 (< - 5)
Ours (CLIP)61.26 (+0.3)48.78 (+0.5)37.52 (+2.4)35.3 (+2.5)87.2 (+1.7)74.1 (+2.2)
Ours (LLaVA)61.35 (+0.4)48.79 (+0.5)36.95 (+1.8)36.6 (+3.8)86.3 (+0.8)74.8 (+2.9)
CogVLMw/o prompt53.5478.4136.4349.681.850.8
+Step-by-Step28.86 (< - 5)42.53 (< - 5)29.19 (< - 5)48.0 (-1.6)63.0 (-5)40.7 (< - 5)
FGVP (Mask)53.55 (+0.0)63.69 (< - 5)35.34 (-1.1)44.1 (-5)80.4 (-1.4)49.1 (-1.7)
FGVP (RBM)53.68 (+0.1)65.51 (< - 5)36.55 (+0.1)48.2 (-1.4)82.0 (+0.2)48.1 (-2.7)
SoM51.00 (-2.5)36.64 (< - 5)35.55 (-0.9)31.2 (-5)78.0 (-3.8)38.9 (< - 5)
Ours (CLIP)54.01 (+0.5)78.99 (+0.6)37.05 (+0.6)52.5 (+2.9)82.3 (+0.5)53.3 (+2.5)
Ours (LLaVA)54.34 (+0.8)78.85 (+0.4)36.95 (+0.5)52.0 (+2.4)82.7 (+0.9)52.4 (+1.6)
GPT-4V (1106)w/o prompt59.4050.6050.5567.0084.3102.0
+Step-by-Step55.75 (-3.6)49.85 (-0.7)48.33 (-2.2)62.50 (-4.5)82.0 (-2.3)102.6 (+0.6)
FGVP (Mask)69.30 (+9.9)45.95 (-4.6)43.88 (-5)61.00 (-5)65.0 (-5)59.2 (< - 5)
FGVP (RBM)69.40 (+10.0)46.15 (-4.4)52.50 (+1.9)60.20 (-5)79.6 (-4.7)92.5 (< - 5)
SoM65.30 (+5.9)45.00 (-5)48.33 (-2.22)58.90 (-5)65.8 (-5)56.1 (< - 5)
Ours (CLIP)69.50 (+10.1)51.50 (+0.9)50.96 (+0.4)67.70 (+0.7)85.3 (+1.0)103.3 (+1.3)
Ours (LLaVA)71.01 (+11.6)50.80 (+0.2)51.38 (+0.8)67.10 (+0.1)84.7 (+0.3)103.6 (+1.6)
Geminiw/o prompt50.2856.6835.1159.078.681.5
+Step-by-Step22.82 (< - 5)21.51 (< - 5)36.37 (+1.3)30.6 (< - 5)29.8 (< - 5)40.5 (< - 5)
FGVP (Mask)52.88 (+2.6)40.81 (< - 5)34.88 (-0.2)45.8 (< - 5)71.0 (< - 5)64.2 (< - 5)
FGVP (RBM)53.01 (+2.7)45.67 (< - 5)34.08 (-1.0)52.0 (-5)77.4 (-1.2)82.3 (+0.8)
SoM51.25 (+1.0)27.29 (< - 5)34.77 (-0.3)34.4 (-5)69.8 (-5)64.5 (< - 5)
Ours (CLIP)58.58 (+8.3)59.07 (+2.4)37.71 (+2.6)60.5 (+1.5)80.2 (+1.6)85.2 (+3.7)
Ours (LLaVA)58.17 (+7.9)58.35 (+1.7)38.16 (+3.1)60.1 (+1.1)80.0 (+1.4)82.3 (+0.8)
+ +truth response. The performance of the latter two datasets is measured using the GPT-based evaluation scores. + +LVLMs. Experiments are conducted using two open-source models: CogVLM [55] and LLaVA [30], and two commercial models: GPT-4V [65] and Gemini [51]. Due to GPT-4V's token limit, following the experiment protocol in the previous work [63] when conducting experiments with GPT-4V, for VisWiz, TextVQA, and MMMU, we randomly selected 200 images from the dataset to verify our method. Because, about 50 questions on MM-Vet are categorised as related to personal identification or brand evaluation due to GPT-4V's safety policy and are refused to answers. Therefore, we evaluated our method's performance only on the remaining questions. + +Comparison. We compare with the following methods: (1) naively feeding the query and image to the model without any prompt; (2) using "Let's think step by step" as a prompt to trigger the model's chain-of-thought process, a method that has been proven to significantly improve zero-shot reasoning performance for LLMs [24]; and (3) two visual prompting methods designed for LVLMs, FGVP [64] and SoM [63]. FGVP is designed to generate diverse visual prompts. We compared the most straightforward method of using a mask as a visual + +Table 2: Ablation study on the auxiliary VLM Scale. The best result are marked for each auxiliary model-dataset pair. + +
Mask ModelMMMUMME
w/o prompt35.1585.50
CLIP-ViT-B36.03 (+0.88)83.50 (-2.00)
CLIP-ViT-L36.21 (+1.09)83.50 (-2.00)
CLIP-ViT-L-33637.52 (+2.37)87.16 (+1.66)
LLaVA-7B35.86 (+0.71)85.66 (+0.16)
LLaVA-13B36.95 (+1.80)86.34 (+0.84)
+ +prompt and the best-performing method of using a Reverse Blur Mask (RBM) as a visual prompt. Performance improvements/decrements listed in the table are calculated relative to the "w/o prompt" method. + +The main observations from the experimental results are as follows: (1) Our method consistently achieves the best performance across all datasets-LVLM pairs in Tab. 1. Regardless of whether the CLIP or LLaVA is used as the auxiliary model, our method leads to performance improvements. For LLaVA, CogVLM, GPT-4V, and Gemini, the average improvements relative to "w/o prompt" are $1.94\%$ , $1.38\%$ , $1.76\%$ , and $3.42\%$ , respectively. Our method performs particularly well on Gemini+VisWiz, with an average improvement of $8.1\%$ . Excluding it, our method appears more effective for open-ended questions, with an average improvement of $2.20\%$ on MM-Vet and LLaVA-Bench, while the average accuracy increase on multiple-choice and true-false datasets is $1.18\%$ . (2) The "let's think step by step" approach, which is significantly effective in LLMs, does not perform well in VQA tasks. We suspect this is because this method cannot enhance the LVLM's visual perception capabilities and may even exacerbate LVLM's hallucination due to its language-oriented prompt nature. (3) Previous visual prompting methods, lacking the ability to adapt to different queries, do not perform well on VQA tasks. Our method is clearly superior to them. This indicates that indiscriminately annotating objects in an image does not effectively assist the model in performing VQA tasks. Visual prompting methods need the ability to adapt to queries. + +# 4.2 Ablation Studies + +We identify three important factors affecting the performance of our method and conduct ablation studies on them. + +The Power of the Auxiliary Model. On the MMMU and MME datasets, we used CLIP models and LLaVA models of different scales to generate heatmaps, with LLaVA serving as the inference model, to compare performance. The results are shown in Tab. 2. As the scale of the auxiliary model increased, the performance of our method also improved. Both increasing the depth of the auxiliary + +Table 3: Ablation study on the mean filter kernel size. + +
Kernel SizeMMMUMME
w/o filter (kernel size = 1)36.09 (+0.94)83.70 (-1.80)
336.95 (+1.80)86.20 (+0.70)
736.32 (+1.17)87.14 (+1.74)
w/o prompt (kernel size≥ 2W= 2H)35.1585.50
+ +Table 4: Ablation study on the Transformer layer for attribution map extraction. The best result are marked for each auxiliary model-dataset pair. + +
Mask Model Layer IndexMMMUMME
w/o promptn/a35.1585.50
CLIP2336.32 (+1.17)87.16 (+1.66)
2237.52 (+2.37)84.80 (-0.70)
2037.12 (+1.97)83.20 (-1.30)
1536.14 (+0.99)83.16 (-1.34)
LLaVA2336.15 (+1.00)83.10 (-1.40)
2236.49 (+1.35)83.00 (-1.50)
2036.95 (+1.80)86.34 (+0.84)
1536.32 (+1.17)83.16 (-2.34)
+ +model or reducing the patch size to generate attribution map with finer granularity prove to be effective for improving the performance of our method. When the capability of the auxiliary model is insufficient, the masks generated by it could even be detrimental. + +The Kernel Size of the Mean Filter. To mitigate the limitations of rectangular mask patterns when highlighting irregularly shaped objects, we incorporated a mean filter into our method. We conducted ablation studies on different kernel sizes on the MMMU and MME datasets with LLaVA as the inference model. The results are shown in Tab. 3. Without the mean filter, heatmaps with rectangular patterns could potentially harm the final task's performance. The optimal kernel size varied across datasets, due to the different image complexity and question complexity. + +The Layer for Attribution Map Extraction. Another factor affecting our method's performance was the layer used for extracting the attribution map. Although we knew that deeper layers, which contain higher-level semantic information, should be used, the specific choice of layer also impacted our method's performance. We conduct ablation on MMMU and MMe datasets using LLaVA as inference model. The results are shown in Tab. 4. For the CLIP model, the last + +Table 5: The comparison between our method and textual self-reflection method and their combination. + +
Prompt MethodLLaVA-Bench
w/o prompt71.90
textual self reflection72.90 (+1.00)
ours (LLaVA)74.80 (+2.90)
+ reflection via re-emphasize72.70 (+0.80)
+ reflection via evaluation76.10 (+4.20)
+ +two layers are more effective. However, for LLaVA, directly using the attention maps from the last two layers do not yield good results; the best performance occurred when a mid-to-late layer was used, such as 20-th layer for LLaVA-13B. + +# 4.3 Self-Reflection + +When the auxiliary LVLM and the inference LVLM are the same, our method can be seen as having a two-round chat with the LVLM. The first round generates an annotated image, where the highlighted areas represent what the LVLM considers important, embedding the LVLM's process of extracting visual information. The second round conducts inference based on the generated annotated image, allowing the LVLM to perform Self-Reflection and refine its previous process of visual information extraction. Unlike previous Self-Reflection methods using text as a medium in LLMs, under the $\mathcal{AP}\mathcal{I}$ framework, all information related to the first answer is stored in the annotated image, and the text response from the first round is not provided to the model in the second round. + +As a new perspective of Self-Reflection, we explore two questions: (1) Can visual mediums also achieve effective Self-Reflection? To answer this, we compared text-based Self-Reflection and our method using LLaVA as the inference model on the LLaVA-Bench dataset. The results in Tab. 5 show that our method achieves better performance than text-based Self-Reflection, proving that visual mediums can effectively facilitate Self-Reflection. + +The second question is: (2) Can we more effectively utilize visual mediums for Self-Reflection? Generally, Self-Reflection techniques involve two steps in the second round: first, evaluating the previous answer, and second, combining the evaluation to re-answer the question. However, in our framework, the evaluation process is not included, and the model directly proceeds to inference. Therefore, we designed a new inference process. We input the annotated image and the question into the VLM, prompting it to judge whether the highlighted areas in the image support the answer to the question. If yes, the answer is generated using the annotated image; if not, the answer is generated using the original image. The result (the last row of Tab. 5) shows that this strategy further improves our method. Conversely, when we do not allow the model to perform evaluation and emphasize that the answer lies within the highlighted areas of the annotated + +Table 6: The performance of our method on hallucination datasets. + +
Prompt MethodVisWiz-UnanswerablePOPE
w/o prompt81.4181.00
Ours (CLIP)83.83 (+2.42)82.81 (+0.81)
Ours (LLaVA)85.26 (+3.85)83.52 (+2.52)
+ +image, performance decreases (second to last row in Tab. 5). This also proves the importance and effectiveness of the evaluation process when using visual mediums for Self-Reflection. + +# 4.4 Other Discussion + +Hallucination. We also explore our method's ability to assist LVLM in overcoming hallucinations. We conduct two experiments. First, on VisWiz, we calculated the accuracy with which our method and the baseline identify the unanswerable questions. These questions often involve information that does not exist in the image, thus the responses to these questions are based on hallucination. Second, we conduct experiments on a subset of a commonly used LVLM hallucination dataset POPE [28]. 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Zhou, K., Yang, J., Loy, C.C., Liu, Z.: Conditional prompt learning for vision-language models. In: IEEE / CVF Computer Vision and Pattern Recognition Conference (CVPR) (2022) +76. Zhou, K., Yang, J., Loy, C.C., Liu, Z.: Conditional prompt learning for vision-language models. In: IEEE / CVF Computer Vision and Pattern Recognition Conference (CVPR) (2022) +77. Zhou, K., Yang, J., Loy, C.C., Liu, Z.: Learning to prompt for vision-language models. Int. J. Comput. Vis. (2022) +78. Zhou, K., Yang, J., Loy, C.C., Liu, Z.: Learning to prompt for vision-language models. Int. J. Comput. Vis. (2022) +79. Zhu, D., Chen, J., Shen, X., Li, X., Elhoseiny, M.: Minigpt-4: Enhancing vision-language understanding with advanced large language models. arXiv preprint arXiv:2304.10592 (2023) +80. Zhu, X., Zhang, R., He, B., Zeng, Z., Zhang, S., Gao, P.: Pointclip V2: adapting CLIP for powerful 3d open-world learning. 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641 + ], + "spans": [ + { + "bbox": [ + 130, + 618, + 482, + 641 + ], + "type": "text", + "content": "Fig. 1: Comparison of the proposed Attention Prompting on Image " + }, + { + "bbox": [ + 130, + 618, + 482, + 641 + ], + "type": "inline_equation", + "content": "(\\mathcal{AP}\\mathcal{I})" + }, + { + "bbox": [ + 130, + 618, + 482, + 641 + ], + "type": "text", + "content": " with the naive VQA.API provides hints for LVLM by simply overlying a heatmap on the image." + } + ] + } + ], + "index": 7, + "angle": 0, + "type": "image_caption" + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 141, + 653, + 243, + 666 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 141, + 653, + 243, + 666 + ], + "spans": [ + { + "bbox": [ + 141, + 653, + 243, + 666 + ], + "type": "text", + "content": "† Corresponding author." + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 0 + }, + { + "para_blocks": [ + { + "bbox": [ + 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Compared with Large Language Models (LLMs), Large Vision-Language Models (LVLMs) can also accept images as input, thus showcasing more interesting emergent capabilities and demonstrating impressive performance on various vision-language tasks. Motivated by text prompting in LLMs, visual prompting has been explored to enhance LVLMs' capabilities of perceiving visual information. However, previous visual prompting techniques solely process visual inputs without considering text queries, limiting the models' ability to follow text instructions to complete tasks. To fill this gap, in this work, we propose a new prompting technique named Attention Prompting on Image " + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "inline_equation", + "content": "(\\mathcal{A}\\mathcal{P}\\mathcal{I})" + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "text", + "content": ", which just simply overlays a text-query-guided attention heatmap on the original input image and effectively enhances LVLM on various tasks. Specifically, we generate an attention heatmap for the input image dependent on the text query with an auxiliary model like CLIP. Then the heatmap simply multiplies the pixel values of the original image to obtain the actual input image for the LVLM. Extensive experiments on various vison-language benchmarks verify the effectiveness of our technique. For example, " + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "inline_equation", + "content": "\\mathcal{A}\\mathcal{P}\\mathcal{I}" + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "text", + "content": " improves LLaVA-1.5 by " + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "inline_equation", + "content": "3.8\\%" + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "inline_equation", + "content": "2.9\\%" + }, + { + "bbox": [ + 160, + 117, + 459, + 326 + ], + "type": "text", + "content": " on MM-Vet and LLaVA-Wild benchmarks, respectively." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "spans": [ + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "type": "text", + "content": "Keywords: Visual Prompting " + }, + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "type": "text", + "content": " Large Vision-Language Model " + }, + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "type": "inline_equation", + "content": "\\cdot" + }, + { + "bbox": [ + 160, + 335, + 453, + 357 + ], + "type": "text", + "content": " Large Multimodal Model" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 377, + 230, + 390 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 377, + 230, + 390 + ], + "spans": [ + { + "bbox": [ + 132, + 377, + 230, + 390 + ], + "type": "text", + "content": "1 Introduction" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 402, + 482, + 485 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 402, + 482, + 485 + ], + "spans": [ + { + "bbox": [ + 130, + 402, + 482, + 485 + ], + "type": "text", + "content": "Benefiting from the great progress of Large Language Models (LLMs) [1,52,53], Large Vision-Language Models (LVLMs) [2,4,8,17,25,31,65,66,79] also advances rapidly, represented by the seminal works GPT-4V [65] and LLaVA [31]. They have been widely applied in tasks that involve understanding both visual and linguistic information, such as referring segmentation [71,72], localization [71], captioning [54], open world 2D/3D understanding [51,56,65,80], and image editing [62,65]." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 486, + 482, + 581 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 486, + 482, + 581 + ], + "spans": [ + { + "bbox": [ + 130, + 486, + 482, + 581 + ], + "type": "text", + "content": "To enhance the performance of LVLMs, an economical method is to develop prompting techniques to elicit the models' potential. Similar to textual prompting [23, 60], visual prompting" + }, + { + "bbox": [ + 130, + 486, + 482, + 581 + ], + "type": "inline_equation", + "content": "^{2}" + }, + { + "bbox": [ + 130, + 486, + 482, + 581 + ], + "type": "text", + "content": " [63, 64] is a technique that enhances a model's understanding of images by directly adding annotations such as masks, circles, and marks to the image. This technique provides clear hints for visual perception by highlighting areas relevant to solving the problem, guiding the model's attention to specific parts of the image, thus mitigating issues arising from complex scenes with distractions. It has been demonstrated that even simple visual" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "2" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + }, + { + "bbox": [ + 133, + 587, + 482, + 632 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 587, + 482, + 632 + ], + "spans": [ + { + "bbox": [ + 133, + 587, + 482, + 632 + ], + "type": "text", + "content": "1 Although also referred to as Multimodal Large Language Model (MLLM) or Large Multimodal Model (LMM) [31, 65], we use Large Vision-Language Model (LVLM) to refer to the models discussed in this paper, as we primarily utilize the model's vision and language capabilities." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 134, + 632, + 481, + 665 + ], + "type": "page_footnote", + "angle": 0, + "lines": [ + { + "bbox": [ + 134, + 632, + 481, + 665 + ], + "spans": [ + { + "bbox": [ + 134, + 632, + 481, + 665 + ], + "type": "text", + "content": "In this work, we specifically use \"visual prompts\" to refer to masks, circles, marks, and other annotations added to images and use \"visual prompting\" to refer to technologies that employ visual prompts to assist in VQA tasks." + } + ] + } + ], + "index": 8 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 1 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 248 + ], + "type": "text", + "content": "cues like circles [47], arrows [65], or image tiling [29] can improve LVLMs' ability to extract the required information correctly. Unlike methods that improve LVLM performance through adaptation or fine-tuning, visual prompting does not require the training process, thereby reducing the risks of overfitting and knowledge forgetting. Moreover, compared to textual prompts, visual prompting is more direct and precise in guiding the model's focus to specific areas. Textual descriptions cannot succinctly describe an irregular area in an image or accurately indicate the location of a specific object, and they also face issues with aligning textual coordinates with actual image pixels [65]. However, compared to research on textual prompts and LVLM fine-tuning, visual prompting is still underexplored." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 251, + 482, + 395 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 251, + 482, + 395 + ], + "spans": [ + { + "bbox": [ + 130, + 251, + 482, + 395 + ], + "type": "text", + "content": "Previous visual prompting techniques focused on designing appropriate fine-grained annotations to the image, aiming to highlight important local areas without impairing the model's overall understanding of the image. Remarkably, FGVP [64] and SoM [63] are both based on segmentation masks [63]: The former blurs the image outside the segmentation mask while the latter overlays the image with a set of including alphanumeric, masks, and boxes. However, all these methods sorely process the input images without considering the text query content. In other words, whatever the text query is, an image's visual prompting results are the same. This can easily lead to a mismatch between the prompted image and the text query, as different text queries for the same image require focus on different areas and necessitate different annotations. This mismatch may thereby limit the model's ability to follow instructions accurately." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "spans": [ + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": "To address this issue, in this paper, we propose a novel prompting technique named Attention Prompting on Image " + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "inline_equation", + "content": "(\\mathcal{AP}\\mathcal{I})" + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": ", which just simply overlays a text-query-guided attention heatmap on the original input image. Specifically, to generate text-guided attention heatmap for an image, we utilize an auxiliary LVLM that can accept both image and text as input. For image-text matching type (like CLIP [39]) as auxiliary model, we devised a heatmap generation technique based on the decomposition of cls token similarity score. For the vision-language-input text generation model (like LLaVA [31]), we generate the heatmap based on attention weights. Extensive experiments on various commonly used vision-language (VL) datasets verify the effectiveness of " + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "inline_equation", + "content": "\\mathcal{AP}\\mathcal{I}" + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": " in enhancing the VLM's perception of visual information. For example, " + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "inline_equation", + "content": "\\mathcal{AP}\\mathcal{I}" + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": " improves LLaVA-1.5 by " + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "inline_equation", + "content": "3.8\\%" + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "inline_equation", + "content": "2.9\\%" + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "inline_equation", + "content": "2.3\\%" + }, + { + "bbox": [ + 130, + 398, + 482, + 541 + ], + "type": "text", + "content": " on MM-Vet, LLaVA-Bench and MMMU benchmarks" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 146, + 545, + 362, + 556 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 146, + 545, + 362, + 556 + ], + "spans": [ + { + "bbox": [ + 146, + 545, + 362, + 556 + ], + "type": "text", + "content": "Our contributions can be summarized as follows:" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 136, + 578, + 480, + 664 + ], + "type": "list", + "angle": 0, + "index": 8, + "blocks": [ + { + "bbox": [ + 136, + 578, + 479, + 613 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 578, + 479, + 613 + ], + "spans": [ + { + "bbox": [ + 136, + 578, + 479, + 613 + ], + "type": "text", + "content": "1. We find that current visual prompting techniques sorely modify input images without considering the text query, limiting the model's capability to follow instructions accurately." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 136, + 617, + 480, + 664 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 136, + 617, + 480, + 664 + ], + "spans": [ + { + "bbox": [ + 136, + 617, + 480, + 664 + ], + "type": "text", + "content": "2. To fill the gap, we propose the " + }, + { + "bbox": [ + 136, + 617, + 480, + 664 + ], + "type": "inline_equation", + "content": "\\mathcal{AP}\\mathcal{I}" + }, + { + "bbox": [ + 136, + 617, + 480, + 664 + ], + "type": "text", + "content": " method, exploring how to derive valuable attribution maps from various types of VLM models and utilize them as visual prompts to offer hints for visual perception, thereby boosting performance." + } + ] + } + ], + "index": 7 + } + ], + "sub_type": "text" + } + ], + "discarded_blocks": [ + { + "bbox": [ + 179, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 179, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 179, + 91, + 448, + 103 + ], + "type": "text", + "content": "Attention Prompting on Image for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 481, + 100 + ], + "type": "text", + "content": "3" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 2 + }, + { + "para_blocks": [ + { + "bbox": [ + 135, + 116, + 482, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 135, + 116, + 482, + 152 + ], + "spans": [ + { + "bbox": [ + 135, + 116, + 482, + 152 + ], + "type": "text", + "content": "3. Our experiments demonstrate the effectiveness of our method across a wide range of VLM models on various datasets. Moreover, our approach has also proven effective in addressing the issue of hallucination." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 132, + 168, + 244, + 182 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 168, + 244, + 182 + ], + "spans": [ + { + "bbox": [ + 132, + 168, + 244, + 182 + ], + "type": "text", + "content": "2 Related Works" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 132, + 192, + 304, + 205 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 192, + 304, + 205 + ], + "spans": [ + { + "bbox": [ + 132, + 192, + 304, + 205 + ], + "type": "text", + "content": "2.1 Visual Prompting for LVLM" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 210, + 482, + 426 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 210, + 482, + 426 + ], + "spans": [ + { + "bbox": [ + 130, + 210, + 482, + 426 + ], + "type": "text", + "content": "Originating from language models [32,33,43], the concept of prompting has been widely applied in vision models and vision language models to enhance the transfer learning and adaptation for various tasks (e.g., classification [20,40,75,77,78], detection [12, 19, 57], segmentation [41] and generation [61]) and under various learning settings (e.g., few-shot learning [48], continual learning [58, 59, 76], domain adaptation/generalization [13, 36], unlearning [73], and long-tailed learning [10]). It is crucial to distinguish our work from soft prompts generated through gradient optimization and related prompt-tuning efforts. These prompts, concatenated in the form of continuous vectors to the token sequence of the VL model's transformer layer input [7, 18, 49], or added to the input image as estimizable pixel patches and paddings [21, 44], depend on an additional learning process. Thus, they are strongly coupled with the model and dataset, lack generalizability, and are not intuitively interpretable. Moreover, since (part of) these prompts are incorporated at a shallow layer, their optimization process involves gradient propagation throughout the entire branch, which is costly. Unlike these methods, the visual prompting studied in this paper is manually designed and automatically generated by extra LVLMs. It is interpretable and generalizable across different models and tasks." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 426, + 482, + 545 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 545 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 545 + ], + "type": "text", + "content": "Visual prompting is a specialized technique in vision models, especially for segmentation tasks [22,26,38]. Based on an additionally trained prompt encoder, manually annotated points, strokes, boxes, and irregular masks can provide these models with extra instructions to assist in controlling segmentation granularity or in facilitating instance selection. Recently, LVLMs have also been shown to understand manually added circles and color masks in images in a zero-shot manner, focusing attention on highlighted areas without relying on additional encoder components [47, 67]. Unlike these works that explore the LVLM's ability to understand visual prompts, our method discusses how to use pretrained LVLMs to automatically generate visual prompts to enhance image readability." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 545, + 482, + 666 + ], + "type": "text", + "content": "The two methods most related to ours are [63] and [64], which modify masks generated by segmentation models to construct visual prompts to improve LVLM's performance in segmentation and grounding tasks. Our method differs fundamentally from theirs in that we use LVLMs to construct visual prompts. This leads to two main differences in functionality and applicability. 1) For a single image, the visual prompts generated by [63, 64] are invariant, as these models rely on fixed segmentation models. In contrast, with different text queries, our method can adapt and generate distinct visual prompts to emphasize different areas as required. 2) The visual prompts generated by [63, 64] are essentially instance-specific proposals for segmentation and grounding tasks," + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 141, + 100 + ], + "type": "text", + "content": "4" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 102 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 102 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 3 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 154 + ], + "type": "text", + "content": "focusing on enhancing the LVLM's grounding capability. Conversely, our visual prompts aim to highlight important areas needed to address text queries, thereby improving the LVLM's performance in general Visual Question Answering tasks." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 131, + 173, + 308, + 185 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 173, + 308, + 185 + ], + "spans": [ + { + "bbox": [ + 131, + 173, + 308, + 185 + ], + "type": "text", + "content": "2.2 Self-Reflection and Ensemble" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 196, + 482, + 339 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 196, + 482, + 339 + ], + "spans": [ + { + "bbox": [ + 130, + 196, + 482, + 339 + ], + "type": "text", + "content": "Our method involves LVLM at two stages: once for generating visual prompts and once for performing inference. When the same LVLM is used at both stages, our approach can be seen as a method to enhance LVLM performance using self-reflection technology. The concept of Self-Reflection originated from LLMs [37, 46] but can be directly transferred to LLMs. Self-Reflection scheme improves model performance by repeatedly answering a query and iteratively updating the answer. The Self-Reflection process involves using self-evaluation [3], self-checking [35], self-feedback [34], feedback from the external environment [6, 45], and even previous answers themselves [74] as hints to input into the model for it to answer the question again. Unlike these works, where the medium of self-reflection is text, our method employs visual prompting to achieve Self-Reflection in the pixel space." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 340, + 483, + 533 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 340, + 483, + 533 + ], + "spans": [ + { + "bbox": [ + 130, + 340, + 483, + 533 + ], + "type": "text", + "content": "When different LVLMs are used at two stages, our method can be considered a form of model ensemble, where the knowledge of the first VLM is ensembled into the second VLM in the form of visual prompts. In tasks with standard outputs, deep learning model ensemble involves aggregating outputs from multiple models [15]. However, output aggregation is invalid in generation tasks. In LLMs and LVLMs, model ensemble is achieved in the form of sequential or stage-wise use between auxiliary and inference models. The final inference model can enhance its performance by incorporating outputs from other auxiliary models into its input. The auxiliary model outputs used as inputs for the inference model can be responses from another language model [11] or textualized outputs from vision models or vision-language models (image captions, category names) [27,70]. Unlike these works, our method uses visual rather than textual signals for assembling. Furthermore, our approach does not ensemble the final hard outputs of auxiliary models but their visual cues used during the inference process. This soft knowledge ensemble provides valuable auxiliary information and mitigates error accumulation introduced by mistakes in auxiliary model inference." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 131, + 553, + 203, + 566 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 553, + 203, + 566 + ], + "spans": [ + { + "bbox": [ + 131, + 553, + 203, + 566 + ], + "type": "text", + "content": "3 Method" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "spans": [ + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": "Large Vision Language Model " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": " takes an image " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "I \\in \\mathbb{R}^{H \\times W \\times 3}" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": " and a text query " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "T^i" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": " as inputs, generating an output text " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "T^o = f(I, T^i)" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ". During the inference process using " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathcal{AP}\\mathcal{I}" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ", instead of being directly fed into " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ", the original image " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "I" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": " undergoes an additional annotation operation " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\mathcal{A}" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ", resulting in an image " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "I^a = \\mathcal{A}(I, T^i)" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": " that has been overlaid with a heatmap " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ". Subsequently, the annotated image " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "I^a" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": " and the original query are input into the LVLM model " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ", producing the output " + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "inline_equation", + "content": "T^o = f(I^a, T^i)" + }, + { + "bbox": [ + 130, + 580, + 482, + 667 + ], + "type": "text", + "content": ". The overall framework of the method is shown in Fig. 1." + } + ] + } + ], + "index": 7 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "text", + "content": "Attention Prompting on Image for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "5" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 4 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": "In our method, the annotation process comprises two steps. The first step involves using an auxiliary LVLM model " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " to establish an initial attribution map " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "\\varPsi" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " between the text query " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "T^i" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " and each patch of the image. This attribution map indicates which patches in the image are more relevant to " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "T^i" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " or which patches should be paid more attention to for answering " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "T^i" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": ". In our method, there are no additional constraints on the LVLM " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": "; if the inference LVLM " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " is accessible and capable of performing the annotation operation " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "\\mathcal{A}" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": ", then the LVLM " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " used to generate the attribution map can be the same as " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": ", i.e., " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "g = f" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": ". Alternatively, " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "g" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " could be a different LVLM to introduce knowledge from other models to enhance " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "f" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": "'s functionality, i.e., " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "g \\neq f" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": ". Moreover, due to the diversity of LVLM models, we do not necessarily use the attention map as our attribution map. For example, for the image-text matching model, experiments have shown that using the attention map as the attribution map has suboptimal results. After obtaining the attribution map " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "\\varPsi" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": ", the second step in the annotation process is to convert it into a suitable " + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 130, + 116, + 482, + 307 + ], + "type": "text", + "content": " and apply it to the original image using alpha blending." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 308, + 482, + 356 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 308, + 482, + 356 + ], + "spans": [ + { + "bbox": [ + 130, + 308, + 482, + 356 + ], + "type": "text", + "content": "Various LVLM models can be utilized to generate attribution maps. We discuss two prevalent and representative LVLM models: CLIP [39], exemplifying image-text matching models, and LLaVA [31], representing vision-language-input text generation models." + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 372, + 358, + 384 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 372, + 358, + 384 + ], + "spans": [ + { + "bbox": [ + 131, + 372, + 358, + 384 + ], + "type": "text", + "content": "3.1 Obtaining Attribution Map from CLIP" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "spans": [ + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": "The CLIP model, " + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "inline_equation", + "content": "g_{\\mathrm{clip}}" + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": ", consists of an image encoder and a text encoder, calculating the similarity between an image and a text query in the image-language latent space, " + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "inline_equation", + "content": "sim(\\hat{I},\\hat{T})" + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "inline_equation", + "content": "\\hat{I} = g_{\\mathrm{clip}}^{\\mathrm{img}}(I)" + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "inline_equation", + "content": "\\hat{T} = g_{\\mathrm{clip}}^{\\mathrm{text}}(T)" + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": ". This similarity measure evaluates the correlation between the entire image and the query. To obtain the attribution map value from the text query to each image patch, we decompose the output image-level similarity " + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "inline_equation", + "content": "\\hat{I}" + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": " and then calculate the similarity of each patch's output with the " + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 391, + 482, + 474 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "spans": [ + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "type": "text", + "content": "The decomposition process is as follows. Due to the presence of residual connections, the final output of the vision tower, " + }, + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "type": "inline_equation", + "content": "\\hat{I}" + }, + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "type": "text", + "content": ", actually includes influences from each layer. Consequently, " + }, + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "type": "inline_equation", + "content": "\\hat{I}" + }, + { + "bbox": [ + 130, + 475, + 482, + 523 + ], + "type": "text", + "content": " can be expressed as a linear combination of the values at the class token positions from each layer" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 166, + 531, + 481, + 563 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 531, + 481, + 563 + ], + "spans": [ + { + "bbox": [ + 166, + 531, + 481, + 563 + ], + "type": "interline_equation", + "content": "\\hat {I} = \\mathcal {L} \\left(\\left[ Z _ {\\mathrm {c l s}} ^ {0} \\right]\\right) + \\sum_ {l = 1} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}}\\right) + \\sum_ {l = 1} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M L P} ^ {l} \\left(\\hat {Z} ^ {l}\\right) \\right] _ {\\mathrm {c l s}}\\right), \\tag {1}", + "image_path": "a59c9e0c9a42bde9cde4dcc4cbad234059169ca7e0e4d7794636c36146ba2c03.jpg" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "L" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " denotes the number of transformer layers within the vision encoder, with MSA and MLP representing the Multihead Self-Attention structure and the Multi-Layer Perceptron structure within the transformer, respectively; " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "\\mathcal{L}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " represents the linear transformation that includes the fully-connected layer and the normalization operations performed after the transformer structure, before calculating the similarity score; " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "Z^l" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " signifies the input token sequence for the " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": "-th transformer layer; and " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "[Z]_{\\mathrm{cls}}" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": " indicates the value of the cls token within the token sequence " + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "inline_equation", + "content": "Z" + }, + { + "bbox": [ + 130, + 570, + 482, + 666 + ], + "type": "text", + "content": ". These output cls tokens are aggregated through residual connections" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "6" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 5 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": "to form the output of the vision encoder. As evidenced in [16, 31], among these summation terms, the outputs of the last few layers of MSA play a decisive role, while the contributions from the outputs of the shallow MSA layers, the outputs of MLP, and the " + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "inline_equation", + "content": "Z_{\\mathrm{cls}}^{0}" + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": " term, which is independent of the input image, can be considered negligible to the final measurement of similarity. Therefore, the similarity " + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "inline_equation", + "content": "sim(\\hat{I},\\hat{T})" + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": " can effectively be approximated by calculating the similarity between " + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 116, + 482, + 201 + ], + "type": "text", + "content": " and the aggregated outputs of MSAs in the deeper layers:" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 207, + 209, + 481, + 242 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 207, + 209, + 481, + 242 + ], + "spans": [ + { + "bbox": [ + 207, + 209, + 481, + 242 + ], + "type": "interline_equation", + "content": "s i m (\\hat {I}, \\hat {T}) \\approx s i m \\left(\\sum_ {l = L ^ {\\prime}} ^ {L} \\mathcal {L} \\left(\\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}}\\right), \\hat {T}\\right), \\tag {2}", + "image_path": "cd055a52172472b934a3be38a22ca10c1dbb4fef95cc4eefa6b593156acdeb72.jpg" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 131, + 250, + 482, + 288 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 250, + 482, + 288 + ], + "spans": [ + { + "bbox": [ + 131, + 250, + 482, + 288 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 131, + 250, + 482, + 288 + ], + "type": "inline_equation", + "content": "L'" + }, + { + "bbox": [ + 131, + 250, + 482, + 288 + ], + "type": "text", + "content": " represents a predefined starting layer index. To further calculate the attribution of the text query to each patch, inspired by [16], we unfold the operations of the Multihead Self-Attention, obtaining" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 164, + 295, + 481, + 392 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 164, + 295, + 481, + 392 + ], + "spans": [ + { + "bbox": [ + 164, + 295, + 481, + 392 + ], + "type": "interline_equation", + "content": "\\begin{array}{l} \\left[ \\mathrm {M S A} ^ {l} \\left(Z ^ {l - 1}\\right) \\right] _ {\\mathrm {c l s}} = \\sum_ {h} ^ {H} \\left[ A ^ {(l, h)} V ^ {(l, h)} W ^ {(l, h)} \\right] _ {\\mathrm {c l s}} + B ^ {l} (3) \\\\ = \\sum_ {t = 1} ^ {T} \\underbrace {\\left[ \\sum_ {h} ^ {H} A _ {\\mathrm {c l s} , t} ^ {(l , h)} V _ {t :} ^ {(l , h)} W ^ {(l , h)} + \\frac {1}{H T} B ^ {l} \\right]} _ {\\text {T h e M S A o u t p u t c o r r e s p o n d i n g t o}} \\triangleq \\sum_ {t = 1} ^ {T} \\eta_ {t} ^ {l}, (4) \\\\ \\end{array}", + "image_path": "0d8e5196cbc2a06163bc535d8eb9fb3da195d70a35deae85b83e25c9a7965221.jpg" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "spans": [ + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "A^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "V^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " are the attention map and the value matrix in the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th layer corresponding to the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th head, respectively; " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "W^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " is the weight matrix in the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th layer used to merge the multiple attention heads and corresponds to the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th head; " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "B^{(l)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " is the bias matrix in the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "l" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th layer used to merge the multiple attention heads; " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "A_{\\mathrm{cls},t}^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " denotes the attention value of the class token towards the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th token in " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "A^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "V_{t,:}^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " represents the " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "-th row of " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "V^{(l,h)}" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "H" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " are the number of attention heads and the number of tokens, respectively; and the value " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "T" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " equals the number of patches " + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "inline_equation", + "content": "P \\times P" + }, + { + "bbox": [ + 130, + 400, + 482, + 502 + ], + "type": "text", + "content": " plus one." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "spans": [ + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "text", + "content": "Consequently, by summing across layers and incorporating the final linear transformation, we obtain " + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "inline_equation", + "content": "\\psi_t \\triangleq \\sum_{l = L'}^L \\mathcal{L}(\\eta_l^l)" + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "text", + "content": ", which is the direct influence of the " + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "text", + "content": "-th patch to the similarity in Eq. (2), allowing us to calculate the similarity between text query and the " + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "text", + "content": "-th image patch. Accordingly, the attribution map " + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "inline_equation", + "content": "\\varPsi^{cls} \\in \\mathbb{R}^{P \\times P}" + }, + { + "bbox": [ + 130, + 502, + 482, + 561 + ], + "type": "text", + "content": " is defined as" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 192, + 571, + 481, + 586 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 192, + 571, + 481, + 586 + ], + "spans": [ + { + "bbox": [ + 192, + 571, + 481, + 586 + ], + "type": "interline_equation", + "content": "\\varPsi_ {i, j} ^ {c l s} \\triangleq s i m (\\psi_ {t}, \\hat {T}), \\quad \\mathrm {w h e r e} t = 1 + j + P * (i - 1). \\tag {5}", + "image_path": "95fb60813b34707c0cf89b86ff18537fecd28254df38af053e9d821b83cb91a0.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 666 + ], + "type": "text", + "content": "By decomposing the cls token, we can identify which patches are more relevant to the query. This approach is particularly effective when the query contains specific entities, allowing for accurate grounding. However, in complex Visual Question Answering (VQA) tasks, there are often no explicit entities mentioned in the query, or the logic and analysis process involved in answering the question may rely on entities that are not explicitly mentioned in the query. To address" + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "text", + "content": "Attention Prompting on Image for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "spans": [ + { + "bbox": [ + 474, + 91, + 481, + 101 + ], + "type": "text", + "content": "7" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 6 + }, + { + "para_blocks": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "spans": [ + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": "this issue, we also define another complementary attribution map " + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "inline_equation", + "content": "\\Psi^{comp}" + }, + { + "bbox": [ + 130, + 116, + 479, + 152 + ], + "type": "text", + "content": " using the CLIP model. This map is designed to capture patches that have potential or implicit relevance to the query." + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "spans": [ + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "text", + "content": "We experimentally observe that, in the vision transformer of CLIP, the similarity score of the query feature " + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "text", + "content": " and tokens other than thecls token in the final layer can (inversely) select the important regions. Patches corresponding to the image background or large monochrome areas have a significantly higher similarity score with " + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "text", + "content": " than those tokens representing specific entities (which may not necessarily appear in the query). This phenomenon is similar to observations made in [9]. Drawing on analyses of the transformer's mechanism in [9, 42], a potential explanation is that these \"blank\" tokens, lacking valuable information themselves, are treated by the transformer as registers. The transformer initially utilizes them to store information from other informative tokens, subsequently filtering and aggregating this stored information to the class token via the attention mechanism to formulate the final prediction. Therefore, tokens other than the class token, with a high similarity score to " + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "inline_equation", + "content": "\\hat{T}" + }, + { + "bbox": [ + 130, + 152, + 482, + 332 + ], + "type": "text", + "content": ", represent patches with low information content that can be disregarded. We define the complementary attribution map as follows" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 170, + 342, + 481, + 357 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 170, + 342, + 481, + 357 + ], + "spans": [ + { + "bbox": [ + 170, + 342, + 481, + 357 + ], + "type": "interline_equation", + "content": "\\varPsi_ {i, j} ^ {\\text {c o m p}} \\triangleq 1 - s i m (\\mathcal {L} (Z _ {t} ^ {L}), \\hat {T}), \\quad \\text {w h e r e} t = 1 + j + P * (i - 1), \\tag {6}", + "image_path": "5c876317f071e722d91556504f1cf3743778c4d99a323d3792db27f11582610c.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "spans": [ + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "type": "text", + "content": "where " + }, + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "type": "inline_equation", + "content": "Z_{t}^{L}" + }, + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "type": "text", + "content": " is the " + }, + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 367, + 479, + 411 + ], + "type": "text", + "content": "-th output token from the last transformer layer. The complementary attribution map is inversely related to similarity, suggesting that patches lacking information are ignored, retaining only those with potential relevance." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "spans": [ + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "type": "text", + "content": "Thus, we obtain two attribution maps that complement each other: " + }, + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "type": "inline_equation", + "content": "\\varPsi^{cls}" + }, + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "type": "text", + "content": " explicitly identifies patches directly related to entities in the query but may miss some potentially relevant patches. " + }, + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "type": "inline_equation", + "content": "\\varPsi^{comp}" + }, + { + "bbox": [ + 130, + 415, + 479, + 475 + ], + "type": "text", + "content": " equally identifies all patches with potential relevance but lacks specificity and cannot highlight those directly related to entities in the query." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 475, + 479, + 500 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 475, + 479, + 500 + ], + "spans": [ + { + "bbox": [ + 130, + 475, + 479, + 500 + ], + "type": "text", + "content": "By integrating the two attribution maps through the following operation, we obtain the final attribution map for CLIP:" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 230, + 510, + 481, + 525 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 230, + 510, + 481, + 525 + ], + "spans": [ + { + "bbox": [ + 230, + 510, + 481, + 525 + ], + "type": "interline_equation", + "content": "\\Psi_ {i, j} \\triangleq \\Psi_ {i, j} ^ {c l s} + \\Psi_ {i, j} ^ {c o m p} - \\Psi_ {i, j} ^ {c o m p} * \\Psi_ {i, j} ^ {c l s}. \\tag {7}", + "image_path": "8504ae076fd8a19f49f5982c22feb4a248b3591071fcc9470b202696f6ae8aac.jpg" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 533, + 482, + 666 + ], + "type": "text", + "content": "This integration can be considered as a soft OR operation (a detailed mathematical explanation is provided in the Appendix). This ensures that the final attribution map highlights patches directly related to entities within the query while retaining those with potential or implicit relevance, merely reducing the weights of patches that do not contain important information for the query. If the function of the final attribution map were described as an algorithm, then this attribution map would, in the first step, apply a mask to all non-informative patches, making them less considered in subsequent VQA processes while leaving other patches unaffected; and, in the second step, for patches not masked, if a patch is directly related to the entities in the query, it further highlights this patch." + } + ] + } + ], + "index": 9 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 140, + 100 + ], + "type": "text", + "content": "8" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 203, + 101 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 7 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 116, + 366, + 129 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 116, + 366, + 129 + ], + "spans": [ + { + "bbox": [ + 132, + 116, + 366, + 129 + ], + "type": "text", + "content": "3.2 Obtaining Attribution Map from LLaVA" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "spans": [ + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": "The LLaVA model is an auto-regressive vision-language-input text generation model that utilizes Multihead Self-Attention to extract information from text queries and image patches, predicting the following tokens. Given a text token sequence of length " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "N" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "Z^{\\mathrm{text}} = \\{Z_t^{\\mathrm{text}}\\}_{t=1}^N" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": ", and an image token sequence of length " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "P \\times P" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "Z^{\\mathrm{img}} = \\{Z_t^{\\mathrm{img}}\\}_{t=1}^{P \\times P}" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": ", LLaVA generates a new token sequence of length " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "M" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "Z^{\\mathrm{out}} = \\{Z_t^{\\mathrm{out}}\\}_{t=1}^M" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": ". We directly use the attention weight between token " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "Z_t^{\\mathrm{out}}" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": " and each image token as " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "Z_t^{\\mathrm{out}}" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": "'s attribution to that image patch. Similar to the strategy for the CLIP model, we select attention maps from the deeper layer to extract attention weights. The final attribution map is averaged over the entire generated token sequence and all attention heads. Formally, the attribution map " + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "inline_equation", + "content": "\\varPsi" + }, + { + "bbox": [ + 130, + 135, + 482, + 266 + ], + "type": "text", + "content": " is defined as" + } + ] + } + ], + "index": 3 + }, + { + "bbox": [ + 181, + 286, + 481, + 318 + ], + "type": "interline_equation", + "angle": 0, + "lines": [ + { + "bbox": [ + 181, + 286, + 481, + 318 + ], + "spans": [ + { + "bbox": [ + 181, + 286, + 481, + 318 + ], + "type": "interline_equation", + "content": "\\varPsi_ {i, j} \\triangleq \\frac {1}{M H} \\sum_ {m = 1} ^ {M} \\sum_ {h = 1} ^ {H} A _ {m, t} ^ {(\\bar {L}, h)}, \\quad \\text {w h e r e} t = j + P * (i - 1). \\tag {8}", + "image_path": "bf244fcb51e6eac8054043397a66a0d63c18a8842c531ff349a707ef78792a37.jpg" + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "spans": [ + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": "In the definition, " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "A^{(\\bar{L},h)}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": " is again the attention map in the " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "\\bar{L}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": "-th layer corresponding to the " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "h" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": "-th head, where " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "\\bar{L}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": " is a set to be a hyper-parameter; for notation simplicity, " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "A^{(\\bar{L},h)}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": " here is a submatrix of the entire attention map and only includes cross attention between " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "Z^{\\mathrm{out}}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": " and " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "Z^{\\mathrm{img}}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": "; " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "A_{m,t}^{(\\bar{L},h)}" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": " still denotes the attention value from the " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "m" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": "-th token to the " + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "inline_equation", + "content": "t" + }, + { + "bbox": [ + 130, + 327, + 482, + 390 + ], + "type": "text", + "content": "-th token." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 407, + 330, + 420 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 407, + 330, + 420 + ], + "spans": [ + { + "bbox": [ + 132, + 407, + 330, + 420 + ], + "type": "text", + "content": "3.3 From Token Space to Pixel Space" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "spans": [ + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": "The attribution map " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\varPsi\\in\\mathbb{R}^{P\\times P}" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": " is generated in the token space. We first resize it back to the pixel space to obtain the raw heatmap " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\hat{\\varPhi}\\triangleq\\mathrm{Resize}(\\varPsi)" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": ". Due to the square shape of the patches, the mask pattern in " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\hat{\\varPhi}" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": " also appears rectangular. To mitigate the issue that the rectangular mask pattern does not align with the object's irregular shape, we apply a mean filter to obtain the final heatmap " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\varPhi\\triangleq\\mathrm{Mean}_k(\\hat{\\varPhi})" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": ", where " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "k" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": " is the kernel size of the filter. The final heatmap " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "\\varPhi" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": " is then overlaid on the original image by using it as the alpha channel, resulting in the final image after annotation " + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "inline_equation", + "content": "I^a" + }, + { + "bbox": [ + 130, + 426, + 482, + 522 + ], + "type": "text", + "content": "." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 132, + 540, + 230, + 554 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 540, + 230, + 554 + ], + "spans": [ + { + "bbox": [ + 132, + 540, + 230, + 554 + ], + "type": "text", + "content": "4 Experiments" + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 130, + 565, + 481, + 590 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 565, + 481, + 590 + ], + "spans": [ + { + "bbox": [ + 130, + 565, + 481, + 590 + ], + "type": "text", + "content": "We show the main experimental results in this section. More experiments and implementation details are in the appendix." + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 606, + 300, + 618 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 606, + 300, + 618 + ], + "spans": [ + { + "bbox": [ + 132, + 606, + 300, + 618 + ], + "type": "text", + "content": "4.1 Comprehensive VQA Tasks" + } + ] + } + ], + "index": 10 + }, + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 629, + 481, + 666 + ], + "type": "text", + "content": "Datasets. Experiments are conducted on 6 datasets: VisWiz [5], TextVQA [50], MMMU [69], MME [14], MM-Vet [68], and LLaVA-Bench [31]. The performance on the first four datasets is evaluated using matching accuracy with the ground" + } + ] + } + ], + "index": 11 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "text", + "content": "Attention Prompting on Image for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "spans": [ + { + "bbox": [ + 474, + 92, + 480, + 100 + ], + "type": "text", + "content": "9" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 8 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 108, + 147, + 509, + 419 + ], + "blocks": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "lines": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 479, + 137 + ], + "type": "text", + "content": "Table 1: Comparison of our method with previous textual and visual prompting methods for various LVLMs. The best result are marked for each model-dataset pair." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 108, + 147, + 509, + 419 + ], + "lines": [ + { + "bbox": [ + 108, + 147, + 509, + 419 + ], + "spans": [ + { + "bbox": [ + 108, + 147, + 509, + 419 + ], + "type": "table", + "html": "
Inference ModelPrompting MethodDataset
VisWizTextVQAMMMUMM-VetMMELLaVA-Bench
LLaVAw/o prompt60.9348.3235.1532.885.571.9
+Step-by-Step60.98 (+0.1)48.22 (-0.1)35.40 (+0.3)33.7 (+0.9)84.2 (-1.3)73.5 (+1.6)
FGVP (Mask)56.89 (-4.0)39.38 (< - 5)36.14 (+1.0)31.0 (-1.8)75.8 (-5)57.4 (< - 5)
FGVP (RBM)61.22 (+0.3)33.91 (< - 5)35.00 (-0.2)25.0 (-5)81.4 (-4.1)57.4 (-5)
SoM54.16 (< - 5)18.81 (< - 5)35.57 (+0.4)26.4 (-5)75.4 (-5)56.1 (< - 5)
Ours (CLIP)61.26 (+0.3)48.78 (+0.5)37.52 (+2.4)35.3 (+2.5)87.2 (+1.7)74.1 (+2.2)
Ours (LLaVA)61.35 (+0.4)48.79 (+0.5)36.95 (+1.8)36.6 (+3.8)86.3 (+0.8)74.8 (+2.9)
CogVLMw/o prompt53.5478.4136.4349.681.850.8
+Step-by-Step28.86 (< - 5)42.53 (< - 5)29.19 (< - 5)48.0 (-1.6)63.0 (-5)40.7 (< - 5)
FGVP (Mask)53.55 (+0.0)63.69 (< - 5)35.34 (-1.1)44.1 (-5)80.4 (-1.4)49.1 (-1.7)
FGVP (RBM)53.68 (+0.1)65.51 (< - 5)36.55 (+0.1)48.2 (-1.4)82.0 (+0.2)48.1 (-2.7)
SoM51.00 (-2.5)36.64 (< - 5)35.55 (-0.9)31.2 (-5)78.0 (-3.8)38.9 (< - 5)
Ours (CLIP)54.01 (+0.5)78.99 (+0.6)37.05 (+0.6)52.5 (+2.9)82.3 (+0.5)53.3 (+2.5)
Ours (LLaVA)54.34 (+0.8)78.85 (+0.4)36.95 (+0.5)52.0 (+2.4)82.7 (+0.9)52.4 (+1.6)
GPT-4V (1106)w/o prompt59.4050.6050.5567.0084.3102.0
+Step-by-Step55.75 (-3.6)49.85 (-0.7)48.33 (-2.2)62.50 (-4.5)82.0 (-2.3)102.6 (+0.6)
FGVP (Mask)69.30 (+9.9)45.95 (-4.6)43.88 (-5)61.00 (-5)65.0 (-5)59.2 (< - 5)
FGVP (RBM)69.40 (+10.0)46.15 (-4.4)52.50 (+1.9)60.20 (-5)79.6 (-4.7)92.5 (< - 5)
SoM65.30 (+5.9)45.00 (-5)48.33 (-2.22)58.90 (-5)65.8 (-5)56.1 (< - 5)
Ours (CLIP)69.50 (+10.1)51.50 (+0.9)50.96 (+0.4)67.70 (+0.7)85.3 (+1.0)103.3 (+1.3)
Ours (LLaVA)71.01 (+11.6)50.80 (+0.2)51.38 (+0.8)67.10 (+0.1)84.7 (+0.3)103.6 (+1.6)
Geminiw/o prompt50.2856.6835.1159.078.681.5
+Step-by-Step22.82 (< - 5)21.51 (< - 5)36.37 (+1.3)30.6 (< - 5)29.8 (< - 5)40.5 (< - 5)
FGVP (Mask)52.88 (+2.6)40.81 (< - 5)34.88 (-0.2)45.8 (< - 5)71.0 (< - 5)64.2 (< - 5)
FGVP (RBM)53.01 (+2.7)45.67 (< - 5)34.08 (-1.0)52.0 (-5)77.4 (-1.2)82.3 (+0.8)
SoM51.25 (+1.0)27.29 (< - 5)34.77 (-0.3)34.4 (-5)69.8 (-5)64.5 (< - 5)
Ours (CLIP)58.58 (+8.3)59.07 (+2.4)37.71 (+2.6)60.5 (+1.5)80.2 (+1.6)85.2 (+3.7)
Ours (LLaVA)58.17 (+7.9)58.35 (+1.7)38.16 (+3.1)60.1 (+1.1)80.0 (+1.4)82.3 (+0.8)
", + "image_path": "367e3106a46847eb122b27786f6e8045a3b2374e282dc979080cb4cf74df230c.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 442, + 481, + 466 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 442, + 481, + 466 + ], + "spans": [ + { + "bbox": [ + 130, + 442, + 481, + 466 + ], + "type": "text", + "content": "truth response. The performance of the latter two datasets is measured using the GPT-based evaluation scores." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 470, + 484, + 579 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 470, + 484, + 579 + ], + "spans": [ + { + "bbox": [ + 130, + 470, + 484, + 579 + ], + "type": "text", + "content": "LVLMs. Experiments are conducted using two open-source models: CogVLM [55] and LLaVA [30], and two commercial models: GPT-4V [65] and Gemini [51]. Due to GPT-4V's token limit, following the experiment protocol in the previous work [63] when conducting experiments with GPT-4V, for VisWiz, TextVQA, and MMMU, we randomly selected 200 images from the dataset to verify our method. Because, about 50 questions on MM-Vet are categorised as related to personal identification or brand evaluation due to GPT-4V's safety policy and are refused to answers. Therefore, we evaluated our method's performance only on the remaining questions." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 582, + 482, + 666 + ], + "type": "text", + "content": "Comparison. We compare with the following methods: (1) naively feeding the query and image to the model without any prompt; (2) using \"Let's think step by step\" as a prompt to trigger the model's chain-of-thought process, a method that has been proven to significantly improve zero-shot reasoning performance for LLMs [24]; and (3) two visual prompting methods designed for LVLMs, FGVP [64] and SoM [63]. FGVP is designed to generate diverse visual prompts. We compared the most straightforward method of using a mask as a visual" + } + ] + } + ], + "index": 6 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "10" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 9 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 201, + 146, + 413, + 255 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 137 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 137 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 137 + ], + "type": "text", + "content": "Table 2: Ablation study on the auxiliary VLM Scale. The best result are marked for each auxiliary model-dataset pair." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 201, + 146, + 413, + 255 + ], + "lines": [ + { + "bbox": [ + 201, + 146, + 413, + 255 + ], + "spans": [ + { + "bbox": [ + 201, + 146, + 413, + 255 + ], + "type": "table", + "html": "
Mask ModelMMMUMME
w/o prompt35.1585.50
CLIP-ViT-B36.03 (+0.88)83.50 (-2.00)
CLIP-ViT-L36.21 (+1.09)83.50 (-2.00)
CLIP-ViT-L-33637.52 (+2.37)87.16 (+1.66)
LLaVA-7B35.86 (+0.71)85.66 (+0.16)
LLaVA-13B36.95 (+1.80)86.34 (+0.84)
", + "image_path": "6584c8f7ab04379074273c7fbc4665aa10970151dceee06f2d769c5555146688.jpg" + } + ] + } + ], + "index": 3, + "angle": 0, + "type": "table_body" + } + ], + "index": 3 + }, + { + "bbox": [ + 130, + 277, + 479, + 312 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 277, + 479, + 312 + ], + "spans": [ + { + "bbox": [ + 130, + 277, + 479, + 312 + ], + "type": "text", + "content": "prompt and the best-performing method of using a Reverse Blur Mask (RBM) as a visual prompt. Performance improvements/decrements listed in the table are calculated relative to the \"w/o prompt\" method." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "spans": [ + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": "The main observations from the experimental results are as follows: (1) Our method consistently achieves the best performance across all datasets-LVLM pairs in Tab. 1. Regardless of whether the CLIP or LLaVA is used as the auxiliary model, our method leads to performance improvements. For LLaVA, CogVLM, GPT-4V, and Gemini, the average improvements relative to \"w/o prompt\" are " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "1.94\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "1.38\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": ", " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "1.76\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": ", and " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "3.42\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": ", respectively. Our method performs particularly well on Gemini+VisWiz, with an average improvement of " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "8.1\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": ". Excluding it, our method appears more effective for open-ended questions, with an average improvement of " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "2.20\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": " on MM-Vet and LLaVA-Bench, while the average accuracy increase on multiple-choice and true-false datasets is " + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "inline_equation", + "content": "1.18\\%" + }, + { + "bbox": [ + 130, + 312, + 482, + 540 + ], + "type": "text", + "content": ". (2) The \"let's think step by step\" approach, which is significantly effective in LLMs, does not perform well in VQA tasks. We suspect this is because this method cannot enhance the LVLM's visual perception capabilities and may even exacerbate LVLM's hallucination due to its language-oriented prompt nature. (3) Previous visual prompting methods, lacking the ability to adapt to different queries, do not perform well on VQA tasks. Our method is clearly superior to them. This indicates that indiscriminately annotating objects in an image does not effectively assist the model in performing VQA tasks. Visual prompting methods need the ability to adapt to queries." + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 132, + 558, + 246, + 569 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 558, + 246, + 569 + ], + "spans": [ + { + "bbox": [ + 132, + 558, + 246, + 569 + ], + "type": "text", + "content": "4.2 Ablation Studies" + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 578, + 479, + 601 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 578, + 479, + 601 + ], + "spans": [ + { + "bbox": [ + 130, + 578, + 479, + 601 + ], + "type": "text", + "content": "We identify three important factors affecting the performance of our method and conduct ablation studies on them." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 605, + 482, + 666 + ], + "type": "text", + "content": "The Power of the Auxiliary Model. On the MMMU and MME datasets, we used CLIP models and LLaVA models of different scales to generate heatmaps, with LLaVA serving as the inference model, to compare performance. The results are shown in Tab. 2. As the scale of the auxiliary model increased, the performance of our method also improved. Both increasing the depth of the auxiliary" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 179, + 91, + 448, + 102 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 179, + 91, + 448, + 102 + ], + "spans": [ + { + "bbox": [ + 179, + 91, + 448, + 102 + ], + "type": "text", + "content": "Attention Prompting on Image for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 479, + 100 + ], + "type": "text", + "content": "11" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 10 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 198, + 135, + 416, + 231 + ], + "blocks": [ + { + "bbox": [ + 193, + 114, + 418, + 125 + ], + "lines": [ + { + "bbox": [ + 193, + 114, + 418, + 125 + ], + "spans": [ + { + "bbox": [ + 193, + 114, + 418, + 125 + ], + "type": "text", + "content": "Table 3: Ablation study on the mean filter kernel size." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 198, + 135, + 416, + 231 + ], + "lines": [ + { + "bbox": [ + 198, + 135, + 416, + 231 + ], + "spans": [ + { + "bbox": [ + 198, + 135, + 416, + 231 + ], + "type": "table", + "html": "
Kernel SizeMMMUMME
w/o filter (kernel size = 1)36.09 (+0.94)83.70 (-1.80)
336.95 (+1.80)86.20 (+0.70)
736.32 (+1.17)87.14 (+1.74)
w/o prompt (kernel size≥ 2W= 2H)35.1585.50
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Mask Model Layer IndexMMMUMME
w/o promptn/a35.1585.50
CLIP2336.32 (+1.17)87.16 (+1.66)
2237.52 (+2.37)84.80 (-0.70)
2037.12 (+1.97)83.20 (-1.30)
1536.14 (+0.99)83.16 (-1.34)
LLaVA2336.15 (+1.00)83.10 (-1.40)
2236.49 (+1.35)83.00 (-1.50)
2036.95 (+1.80)86.34 (+0.84)
1536.32 (+1.17)83.16 (-2.34)
", + "image_path": "28056ef0a3b3d0c83bfd11ba7b538b98598da3bd2465ab2189ff95e0146afa79.jpg" + } + ] + } + ], + "index": 5, + "angle": 0, + "type": "table_body" + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 441, + 480, + 489 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 441, + 480, + 489 + ], + "spans": [ + { + "bbox": [ + 130, + 441, + 480, + 489 + ], + "type": "text", + "content": "model or reducing the patch size to generate attribution map with finer granularity prove to be effective for improving the performance of our method. When the capability of the auxiliary model is insufficient, the masks generated by it could even be detrimental." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 493, + 482, + 589 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 493, + 482, + 589 + ], + "spans": [ + { + "bbox": [ + 130, + 493, + 482, + 589 + ], + "type": "text", + "content": "The Kernel Size of the Mean Filter. To mitigate the limitations of rectangular mask patterns when highlighting irregularly shaped objects, we incorporated a mean filter into our method. We conducted ablation studies on different kernel sizes on the MMMU and MME datasets with LLaVA as the inference model. The results are shown in Tab. 3. Without the mean filter, heatmaps with rectangular patterns could potentially harm the final task's performance. The optimal kernel size varied across datasets, due to the different image complexity and question complexity." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "spans": [ + { + "bbox": [ + 130, + 594, + 482, + 665 + ], + "type": "text", + "content": "The Layer for Attribution Map Extraction. Another factor affecting our method's performance was the layer used for extracting the attribution map. Although we knew that deeper layers, which contain higher-level semantic information, should be used, the specific choice of layer also impacted our method's performance. We conduct ablation on MMMU and MMe datasets using LLaVA as inference model. The results are shown in Tab. 4. For the CLIP model, the last" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "12" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 11 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 203, + 146, + 411, + 232 + ], + "blocks": [ + { + "bbox": [ + 131, + 114, + 482, + 137 + ], + "lines": [ + { + "bbox": [ + 131, + 114, + 482, + 137 + ], + "spans": [ + { + "bbox": [ + 131, + 114, + 482, + 137 + ], + "type": "text", + "content": "Table 5: The comparison between our method and textual self-reflection method and their combination." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 203, + 146, + 411, + 232 + ], + "lines": [ + { + "bbox": [ + 203, + 146, + 411, + 232 + ], + "spans": [ + { + "bbox": [ + 203, + 146, + 411, + 232 + ], + "type": "table", + "html": "
Prompt MethodLLaVA-Bench
w/o prompt71.90
textual self reflection72.90 (+1.00)
ours (LLaVA)74.80 (+2.90)
+ reflection via re-emphasize72.70 (+0.80)
+ reflection via evaluation76.10 (+4.20)
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However, for LLaVA, directly using the attention maps from the last two layers do not yield good results; the best performance occurred when a mid-to-late layer was used, such as 20-th layer for LLaVA-13B." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 131, + 309, + 234, + 320 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 131, + 309, + 234, + 320 + ], + "spans": [ + { + "bbox": [ + 131, + 309, + 234, + 320 + ], + "type": "text", + "content": "4.3 Self-Reflection" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 330, + 482, + 449 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 330, + 482, + 449 + ], + "spans": [ + { + "bbox": [ + 130, + 330, + 482, + 449 + ], + "type": "text", + "content": "When the auxiliary LVLM and the inference LVLM are the same, our method can be seen as having a two-round chat with the LVLM. The first round generates an annotated image, where the highlighted areas represent what the LVLM considers important, embedding the LVLM's process of extracting visual information. The second round conducts inference based on the generated annotated image, allowing the LVLM to perform Self-Reflection and refine its previous process of visual information extraction. Unlike previous Self-Reflection methods using text as a medium in LLMs, under the " + }, + { + "bbox": [ + 130, + 330, + 482, + 449 + ], + "type": "inline_equation", + "content": "\\mathcal{AP}\\mathcal{I}" + }, + { + "bbox": [ + 130, + 330, + 482, + 449 + ], + "type": "text", + "content": " framework, all information related to the first answer is stored in the annotated image, and the text response from the first round is not provided to the model in the second round." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 130, + 449, + 482, + 521 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 449, + 482, + 521 + ], + "spans": [ + { + "bbox": [ + 130, + 449, + 482, + 521 + ], + "type": "text", + "content": "As a new perspective of Self-Reflection, we explore two questions: (1) Can visual mediums also achieve effective Self-Reflection? To answer this, we compared text-based Self-Reflection and our method using LLaVA as the inference model on the LLaVA-Bench dataset. The results in Tab. 5 show that our method achieves better performance than text-based Self-Reflection, proving that visual mediums can effectively facilitate Self-Reflection." + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "spans": [ + { + "bbox": [ + 130, + 521, + 482, + 666 + ], + "type": "text", + "content": "The second question is: (2) Can we more effectively utilize visual mediums for Self-Reflection? Generally, Self-Reflection techniques involve two steps in the second round: first, evaluating the previous answer, and second, combining the evaluation to re-answer the question. However, in our framework, the evaluation process is not included, and the model directly proceeds to inference. Therefore, we designed a new inference process. We input the annotated image and the question into the VLM, prompting it to judge whether the highlighted areas in the image support the answer to the question. If yes, the answer is generated using the annotated image; if not, the answer is generated using the original image. The result (the last row of Tab. 5) shows that this strategy further improves our method. Conversely, when we do not allow the model to perform evaluation and emphasize that the answer lies within the highlighted areas of the annotated" + } + ] + } + ], + "index": 8 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "spans": [ + { + "bbox": [ + 178, + 91, + 448, + 103 + ], + "type": "text", + "content": "Attention Prompting on Image for Large Vision-Language Models" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 470, + 91, + 481, + 101 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 470, + 91, + 481, + 101 + ], + "spans": [ + { + "bbox": [ + 470, + 91, + 481, + 101 + ], + "type": "text", + "content": "13" + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 12 + }, + { + "para_blocks": [ + { + "type": "table", + "bbox": [ + 179, + 135, + 434, + 198 + ], + "blocks": [ + { + "bbox": [ + 167, + 114, + 445, + 125 + ], + "lines": [ + { + "bbox": [ + 167, + 114, + 445, + 125 + ], + "spans": [ + { + "bbox": [ + 167, + 114, + 445, + 125 + ], + "type": "text", + "content": "Table 6: The performance of our method on hallucination datasets." + } + ] + } + ], + "index": 2, + "angle": 0, + "type": "table_caption" + }, + { + "bbox": [ + 179, + 135, + 434, + 198 + ], + "lines": [ + { + "bbox": [ + 179, + 135, + 434, + 198 + ], + "spans": [ + { + "bbox": [ + 179, + 135, + 434, + 198 + ], + "type": "table", + "html": "
Prompt MethodVisWiz-UnanswerablePOPE
w/o prompt81.4181.00
Ours (CLIP)83.83 (+2.42)82.81 (+0.81)
Ours (LLaVA)85.26 (+3.85)83.52 (+2.52)
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This also proves the importance and effectiveness of the evaluation process when using visual mediums for Self-Reflection." + } + ] + } + ], + "index": 4 + }, + { + "bbox": [ + 132, + 273, + 246, + 284 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 273, + 246, + 284 + ], + "spans": [ + { + "bbox": [ + 132, + 273, + 246, + 284 + ], + "type": "text", + "content": "4.4 Other Discussion" + } + ] + } + ], + "index": 5 + }, + { + "bbox": [ + 130, + 297, + 481, + 392 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 297, + 481, + 392 + ], + "spans": [ + { + "bbox": [ + 130, + 297, + 481, + 392 + ], + "type": "text", + "content": "Hallucination. We also explore our method's ability to assist LVLM in overcoming hallucinations. We conduct two experiments. First, on VisWiz, we calculated the accuracy with which our method and the baseline identify the unanswerable questions. These questions often involve information that does not exist in the image, thus the responses to these questions are based on hallucination. Second, we conduct experiments on a subset of a commonly used LVLM hallucination dataset POPE [28]. The experimental results presented in Tab. 6 demonstrate that our method also has the ability to mitigate hallucination." + } + ] + } + ], + "index": 6 + }, + { + "bbox": [ + 132, + 411, + 219, + 424 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 411, + 219, + 424 + ], + "spans": [ + { + "bbox": [ + 132, + 411, + 219, + 424 + ], + "type": "text", + "content": "5 Conclusion" + } + ] + } + ], + "index": 7 + }, + { + "bbox": [ + 130, + 436, + 481, + 509 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 130, + 436, + 481, + 509 + ], + "spans": [ + { + "bbox": [ + 130, + 436, + 481, + 509 + ], + "type": "text", + "content": "In this work, we introduce a novel visual prompting technique called Attention Prompting on Image " + }, + { + "bbox": [ + 130, + 436, + 481, + 509 + ], + "type": "inline_equation", + "content": "(API)" + }, + { + "bbox": [ + 130, + 436, + 481, + 509 + ], + "type": "text", + "content": ", which incorporates an auxiliary LVLM to generate an attention heatmap on the image dependent on text query. Our extensive experiments demonstrate the advantages of our prompting method for different LVLMs on various benchmarks. Additionally, our approach offers new insights into using visual signals for LVLM ensembling and LVLM self-reflection." + } + ] + } + ], + "index": 8 + }, + { + "bbox": [ + 132, + 526, + 241, + 540 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 526, + 241, + 540 + ], + "spans": [ + { + "bbox": [ + 132, + 526, + 241, + 540 + ], + "type": "text", + "content": "Acknowledgement" + } + ] + } + ], + "index": 9 + }, + { + "bbox": [ + 132, + 552, + 481, + 575 + ], + "type": "text", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 552, + 481, + 575 + ], + "spans": [ + { + "bbox": [ + 132, + 552, + 481, + 575 + ], + "type": "text", + "content": "This project is supported by the Ministry of Education, Singapore, under its Academic Research Fund Tier 2 (Award Number: MOE-T2EP20122-0006)." + } + ] + } + ], + "index": 10 + } + ], + "discarded_blocks": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "page_number", + "angle": 0, + "lines": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "spans": [ + { + "bbox": [ + 133, + 91, + 144, + 100 + ], + "type": "text", + "content": "14" + } + ] + } + ], + "index": 0 + }, + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "type": "header", + "angle": 0, + "lines": [ + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "spans": [ + { + "bbox": [ + 166, + 91, + 202, + 100 + ], + "type": "text", + "content": "Yu et al." + } + ] + } + ], + "index": 1 + } + ], + "page_size": [ + 612, + 792 + ], + "page_idx": 13 + }, + { + "para_blocks": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "type": "title", + "angle": 0, + "lines": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "spans": [ + { + "bbox": [ + 132, + 114, + 197, + 126 + ], + "type": "text", + "content": "References" + } + ] + } + ], + "index": 2 + }, + { + "bbox": [ + 138, + 140, + 480, + 665 + ], + "type": "list", + "angle": 0, + "index": 20, + "blocks": [ + { + "bbox": [ + 138, + 140, + 480, + 172 + ], + "type": "ref_text", + "angle": 0, + "lines": [ + { + "bbox": [ + 138, + 140, + 480, + 172 + ], + "spans": [ + { + "bbox": [ + 138, + 140, + 480, + 172 + ], + "type": "text", + "content": "1. 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